# EDGAR Filing Document

**Accession Number:** 0001999236
**File Stem:** 0001999236-26-000005
**Filing Date:** 2026-6
**Character Count:** 2414
**Document Hash:** 07658f50abc848d489a51a40028ecd9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001999236-26-000005.hdr.sgml**: 20260624

**ACCESSION NUMBER**: 0001999236-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260624

**DATE AS OF CHANGE**: 20260624

**EFFECTIVENESS DATE**: 20260624

**PERIOD START**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTH CAPITAL AGENCY BROKERAGE, LLC
- **CENTRAL INDEX KEY:** 0001999236

**ORGANIZATION NAME:**
- **EIN:** 933970562
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71176
- **FILM NUMBER:** 261114685

**BUSINESS ADDRESS:**
- **STREET 1:** 623 E FORT UNION BLVD.,
- **STREET 2:** SUITE 101
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84047
- **BUSINESS PHONE:** 415-315-9916

**MAIL ADDRESS:**
- **STREET 1:** 623 E FORT UNION BLVD.,
- **STREET 2:** SUITE 101
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84047

### Attached PDF Documents

**Attachment 1:** `NCABPublic2026.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001999236

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 08-13-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NORTH CAPITAL AGENCY BROKERAGE, LLC

**Business Address:** 623 E FORT UNION BLVD.,, SUITE 101, SALT LAKE CITY, UT, 84047

**Contact Person:** James Dowd

**Contact Phone:** 415-336-3660

### Independent Public Accountant Identification

**Accountant Name:** Jennifer Wray CPA PLLC

**Accountant Address:** 800 Bonaventure Way, Sugar Land, TX, 77479

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Dowd**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NORTH CAPITAL AGENCY BROKERAGE, LLC**, as of **03-31-2026**, are true and correct.

**Signature:** James Dowd

**Title:** CEO