# EDGAR Filing Document

**Accession Number:** 0001845773
**File Stem:** 0001754960-23-000069
**Filing Date:** 2023-2
**Character Count:** 9143
**Document Hash:** d4e5d79c712c112e02e3635d92ff4fcf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001754960-23-000069.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001754960-23-000069

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Privium Fund Management (UK) Ltd
- **CENTRAL INDEX KEY:** 0001845773
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20730
- **FILM NUMBER:** 23607249

**BUSINESS ADDRESS:**
- **STREET 1:** 24TH FLOOR, THE SHARD
- **STREET 2:** 32 LONDON BRIDGE STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** SE1 9SG
- **BUSINESS PHONE:** (44)2034570688

**MAIL ADDRESS:**
- **STREET 1:** 24TH FLOOR, THE SHARD
- **STREET 2:** 32 LONDON BRIDGE STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** SE1 9SG

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Privium Fund Management (UK) Ltd<br>**Address:** 24TH FLOOR THE SHARD<br>32 LONDON BRIDGE STREET<br>LONDON, X0 SE1 9SG

**Form 13F File Number:** 028-20730

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Aryn Sands<br>**Title:** Agent<br>**Phone:** 844-844-3453

**Signature, Place, and Date of Signing:**

Aryn Sands  Reno, NV  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 54

**Form 13F Information Table Value Total:** $131756806

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 |  | 122980 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| COPA HOLDINGS SA | CL A | P31076105 |  | 1767488 | 21252 | SH |  | SOLE |  | 21252 | 0 | 0 |
| NAVIOS MARITIME HOLDINGS INC | COM | Y62197119 |  | 72181 | 41246 | SH |  | SOLE |  | 41246 | 0 | 0 |
| SCORPIO TANKERS INC | SHS | Y7542C130 |  | 626474 | 11651 | SH |  | SOLE |  | 11651 | 0 | 0 |
| ALASKA AIR GROUP INC | COM | 011659109 |  | 2289331 | 53315 | SH |  | SOLE |  | 53315 | 0 | 0 |
| ALGOMA STL GROUP INC | COM | 015658107 |  | 163083 | 19074 | SH |  | SOLE |  | 19074 | 0 | 0 |
| ALLEGIANT TRAVEL CO | COM | 01748X102 |  | 461847 | 6793 | SH |  | SOLE |  | 6793 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2031303 | 22970 | SH |  | SOLE |  | 22970 | 0 | 0 |
| ALTSHARES TRUST | MERGER ARBITRAGE | 02210T108 |  | 1620260 | 62900 | SH |  | SOLE |  | 62900 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 4133238 | 49100 | SH |  | SOLE |  | 49100 | 0 | 0 |
| AVROBIO INC | COM | 05455M100 |  | 187709 | 263304 | SH |  | SOLE |  | 263304 | 0 | 0 |
| BOLT BIOTHERAPEUTICS INC | COM | 097702104 |  | 151471 | 116516 | SH |  | SOLE |  | 116516 | 0 | 0 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 |  | 7207514 | 180278 | SH |  | SOLE |  | 180278 | 0 | 0 |
| CONTROLADORA VUELA COMP DE A | SPON ADR RP 10 | 21240E105 |  | 347468 | 41563 | SH |  | SOLE |  | 41563 | 0 | 0 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 |  | 85800 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 1654465 | 50349 | SH |  | SOLE |  | 50349 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 1525650 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 1797507 | 43650 | SH |  | SOLE |  | 43650 | 0 | 0 |
| GARRETT MOTION INC | COM | 366505105 |  | 145763 | 19129 | SH |  | SOLE |  | 19129 | 0 | 0 |
| GRAPHITE BIO INC | COM | 38870X104 |  | 2033517 | 612505 | SH |  | SOLE |  | 612505 | 0 | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 |  | 1589463 | 56444 | SH |  | SOLE |  | 56444 | 0 | 0 |
| ISHARES INC | MSCI CDA ETF | 464286509 |  | 1843846 | 55908 | SH |  | SOLE |  | 55908 | 0 | 0 |
| ISHARES INC | MSCI STH KOR ETF | 464286772 |  | 1588214 | 27800 | SH |  | SOLE |  | 27800 | 0 | 0 |
| ISHARES INC | MSCI HONG KG ETF | 464286871 |  | 2127150 | 99679 | SH |  | SOLE |  | 99679 | 0 | 0 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 1696357 | 19983 | SH |  | SOLE |  | 19983 | 0 | 0 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 21557559 | 252460 | SH |  | SOLE |  | 252460 | 0 | 0 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 2532448 | 29790 | SH |  | SOLE |  | 29790 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 3235020 | 43972 | SH |  | SOLE |  | 43972 | 0 | 0 |
| ISHARES TR | MSCI CHINA ETF | 46429B671 |  | 2557847 | 52859 | SH |  | SOLE |  | 52859 | 0 | 0 |
| ISHARES INC | MSCI TAIWAN ETF | 46434G772 |  | 790683 | 19451 | SH |  | SOLE |  | 19451 | 0 | 0 |
| KRONOS BIO INC | COM | 50107A104 |  | 598431 | 369402 | SH |  | SOLE |  | 369402 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 132900 | 177200 | SH |  | SOLE |  | 177200 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 2348401 | 9744 | SH |  | SOLE |  | 9744 | 0 | 0 |
| NEOLEUKIN THERAPEUTICS INC | COM | 64049K104 |  | 59655 | 117200 | SH |  | SOLE |  | 117200 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 307685 | 2107 | SH |  | SOLE |  | 2107 | 0 | 0 |
| OBSIDIAN ENERGY LTD | COM | 674482203 |  | 249612 | 35830 | SH |  | SOLE |  | 35830 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1107510 | 15696 | SH |  | SOLE |  | 15696 | 0 | 0 |
| PROTARA THERAPEUTICS INC | COM STK | 74365U107 |  | 320876 | 119730 | SH |  | SOLE |  | 119730 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 508920 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 1545853 | 18790 | SH |  | SOLE |  | 18790 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 2628666 | 19833 | SH |  | SOLE |  | 19833 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 2033511 | 25994 | SH |  | SOLE |  | 25994 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 11918025 | 87414 | SH |  | SOLE |  | 87414 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 8606735 | 114879 | SH |  | SOLE |  | 114879 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 818762 | 6322 | SH |  | SOLE |  | 6322 | 0 | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 2078492 | 43329 | SH |  | SOLE |  | 43329 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1594432 | 22400 | SH |  | SOLE |  | 22400 | 0 | 0 |
| SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 |  | 388570 | 910 | SH | Put | SOLE |  | 910 | 0 | 0 |
| SPRUCE BIOSCIENCES INC | COM | 85209E109 |  | 55309 | 50400 | SH |  | SOLE |  | 50400 | 0 | 0 |
| SUN CTRY AIRLS HLDGS INC | COM | 866683105 |  | 532282 | 33561 | SH |  | SOLE |  | 33561 | 0 | 0 |
| TIDEWATER INC NEW | COM | 88642R109 |  | 9889029 | 268359 | SH |  | SOLE |  | 268359 | 0 | 0 |
| TSCAN THERAPEUTICS INC | COM | 89854M101 |  | 24529 | 15825 | SH |  | SOLE |  | 15825 | 0 | 0 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 |  | 5431600 | 29600 | SH |  | SOLE |  | 29600 | 0 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 10633385 | 33273 | SH |  | SOLE |  | 33273 | 0 | 0 |

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