# EDGAR Filing Document

**Accession Number:** 0001730945
**File Stem:** 0001085146-25-005824
**Filing Date:** 2025-10
**Character Count:** 17137
**Document Hash:** 58707095be46a5595f7550f3a999f688
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-25-005824.hdr.sgml**: 20251008

**ACCESSION NUMBER**: 0001085146-25-005824

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251008

**DATE AS OF CHANGE**: 20251007

**EFFECTIVENESS DATE**: 20251008

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Congress Park Capital LLC
- **CENTRAL INDEX KEY:** 0001730945

**ORGANIZATION NAME:**
- **EIN:** 800412794
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18393
- **FILM NUMBER:** 251381108

**BUSINESS ADDRESS:**
- **STREET 1:** 57 PHILA STREET
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 5183394335

**MAIL ADDRESS:**
- **STREET 1:** 57 PHILA STREET
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Congress Park Capital LLC<br>**Address:** 57 PHILA STREET<br>SARATOGA SPRINGS, NY 12866

**Form 13F File Number:** 028-18393

**CRD Number (if applicable):** 000150309

**SEC File Number (if applicable):** 801-70181

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Eric Brodwin<br>**Title:** Chief Compliance Officer<br>**Phone:** 518-339-4335

**Signature, Place, and Date of Signing:**

/s/ Eric Brodwin  Saratoga Springs, NY  10-07-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 125

**Form 13F Information Table Value Total:** $321748057

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 557459 | 4162 | SH |  | SOLE |  | 0 | 0 | 4162 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 845353 | 3651 | SH |  | SOLE |  | 0 | 0 | 3651 |
| ADOBE INC | COM | 00724F101 | BBG001S5NCQ5 | 1350328 | 3828 | SH |  | SOLE |  | 0 | 0 | 3828 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 1478761 | 9140 | SH |  | SOLE |  | 0 | 0 | 9140 |
| AFFIRM HLDGS INC | COM CL A | 00827B106 | BBG00Y7BP8Z0 | 237510 | 3250 | SH |  | SOLE |  | 0 | 0 | 3250 |
| AIRBNB INC | COM CL A | 009066101 | BBG001Y2XS16 | 259354 | 2136 | SH |  | SOLE |  | 0 | 0 | 2136 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 12171692 | 50069 | SH |  | SOLE |  | 0 | 0 | 50069 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 3859114 | 15845 | SH |  | SOLE |  | 0 | 0 | 15845 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 13051829 | 59443 | SH |  | SOLE |  | 0 | 0 | 59443 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 215240 | 648 | SH |  | SOLE |  | 0 | 0 | 648 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 1578909 | 5595 | SH |  | SOLE |  | 0 | 0 | 5595 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 9244207 | 36304 | SH |  | SOLE |  | 0 | 0 | 36304 |
| ARISTA NETWORKS INC | COM SHS | 040413205 | BBG001T51KQ0 | 4048699 | 27786 | SH |  | SOLE |  | 0 | 0 | 27786 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | BBG01J1GY084 | 200209 | 1415 | SH |  | SOLE |  | 0 | 0 | 1415 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | BBG001SCG0R3 | 2275980 | 2351 | SH |  | SOLE |  | 0 | 0 | 2351 |
| ATLANTA BRAVES HLDGS INC | COM SER A | 047726104 | BBG01HCDRG95 | 1879094 | 41326 | SH |  | SOLE |  | 0 | 0 | 41326 |
| ATLASSIAN CORPORATION | CL A | 049468101 | BBG01BGWHFS4 | 315408 | 1975 | SH |  | SOLE |  | 0 | 0 | 1975 |
| AURORA INNOVATION INC | CLASS A COM | 051774107 | BBG00Z92Y6Y0 | 1245629 | 231100 | SH |  | SOLE |  | 0 | 0 | 231100 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 226739 | 4395 | SH |  | SOLE |  | 0 | 0 | 4395 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | BBG001S902J2 | 754200 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 8144235 | 16200 | SH |  | SOLE |  | 0 | 0 | 16200 |
| BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | BBG001S6FY66 | 4752000 | 450000 | SH |  | SOLE |  | 0 | 0 | 450000 |
| BLACKSTONE INC | COM | 09260D107 | BBG001S7H949 | 743198 | 4350 | SH |  | SOLE |  | 0 | 0 | 4350 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 1209121 | 3665 | SH |  | SOLE |  | 0 | 0 | 3665 |
| BTQ TECHNOLOGIES CORP | COM | 055869101 | BBG001SCZZS4 | 1614263 | 233275 | SH |  | SOLE |  | 0 | 0 | 233275 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 725268 | 1520 | SH |  | SOLE |  | 0 | 0 | 1520 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 1263751 | 8138 | SH |  | SOLE |  | 0 | 0 | 8138 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | BBG001SP50B3 | 554539 | 14150 | SH |  | SOLE |  | 0 | 0 | 14150 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 266838 | 3900 | SH |  | SOLE |  | 0 | 0 | 3900 |
| CLEAN HARBORS INC | COM | 184496107 | BBG001S5PW98 | 1820988 | 7842 | SH |  | SOLE |  | 0 | 0 | 7842 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 245384 | 3700 | SH |  | SOLE |  | 0 | 0 | 3700 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 232508 | 7400 | SH |  | SOLE |  | 0 | 0 | 7400 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | BBG00BLYKRZ7 | 1125423 | 2295 | SH |  | SOLE |  | 0 | 0 | 2295 |
| CSX CORP | COM | 126408103 | BBG001S5Q7Q3 | 1054292 | 29690 | SH |  | SOLE |  | 0 | 0 | 29690 |
| CYTOMX THERAPEUTICS INC | COM | 23284F105 | BBG001V0GS49 | 331512 | 103922 | SH |  | SOLE |  | 0 | 0 | 103922 |
| DECKERS OUTDOOR CORP | COM | 243537107 | BBG001S7GXB9 | 728648 | 7188 | SH |  | SOLE |  | 0 | 0 | 7188 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 945781 | 8260 | SH |  | SOLE |  | 0 | 0 | 8260 |
| DOMINOS PIZZA INC | COM | 25754A201 | BBG001SL3ZH1 | 302629 | 701 | SH |  | SOLE |  | 0 | 0 | 701 |
| DOVER CORP | COM | 260003108 | BBG001S5QL46 | 646467 | 3875 | SH |  | SOLE |  | 0 | 0 | 3875 |
| EATON CORP PLC | SHS | G29183103 | BBG001S5QZ45 | 374250 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ELI LILLY  CO | COM | 532457108 | BBG001S5STL8 | 2833231 | 3713 | SH |  | SOLE |  | 0 | 0 | 3713 |
| EMBRAER S.A. | SPONSORED ADS | 29082A107 | BBG001S63XQ9 | 4347129 | 71913 | SH |  | SOLE |  | 0 | 0 | 71913 |
| ENI S P A | SPONSORED ADR | 26874R108 | BBG001S5QQ09 | 230670 | 6600 | SH |  | SOLE |  | 0 | 0 | 6600 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 2881781 | 25559 | SH |  | SOLE |  | 0 | 0 | 25559 |
| FIRST SOLAR INC | COM | 336433107 | BBG001S991Z7 | 303229 | 1375 | SH |  | SOLE |  | 0 | 0 | 1375 |
| FORTINET INC | COM | 34959E109 | BBG001S77BL6 | 1822042 | 21670 | SH |  | SOLE |  | 0 | 0 | 21670 |
| GENERAL DYNAMICS CORP | COM | 369550108 | BBG001S5RHP1 | 238700 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| GENERAL MLS INC | COM | 370334104 | BBG001S5RKR2 | 226890 | 4500 | SH |  | SOLE |  | 0 | 0 | 4500 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 1994061 | 2504 | SH |  | SOLE |  | 0 | 0 | 2504 |
| HERON THERAPEUTICS INC | COM | 427746102 | BBG001SB92D4 | 3641598 | 2890157 | SH |  | SOLE |  | 0 | 0 | 2890157 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 1276754 | 3151 | SH |  | SOLE |  | 0 | 0 | 3151 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 627290 | 2980 | SH |  | SOLE |  | 0 | 0 | 2980 |
| IDEXX LABS INC | COM | 45168D104 | BBG001S5S4Y9 | 287501 | 450 | SH |  | SOLE |  | 0 | 0 | 450 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 436150 | 13000 | SH |  | SOLE |  | 0 | 0 | 13000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | BBG001SDJ4R0 | 322977 | 1917 | SH |  | SOLE |  | 0 | 0 | 1917 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 723177 | 2563 | SH |  | SOLE |  | 0 | 0 | 2563 |
| INTUIT | COM | 461202103 | BBG001S6TWR2 | 624863 | 915 | SH |  | SOLE |  | 0 | 0 | 915 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | BBG00XS6PBW6 | 8116364 | 32844 | SH |  | SOLE |  | 0 | 0 | 32844 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 2041134 | 3400 | SH |  | SOLE |  | 0 | 0 | 3400 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 19643331 | 29349 | SH |  | SOLE |  | 0 | 0 | 29349 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 | BBG005PCDCZ5 | 12315824 | 242676 | SH |  | SOLE |  | 0 | 0 | 242676 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 1420433 | 7661 | SH |  | SOLE |  | 0 | 0 | 7661 |
| JPMORGAN CHASE  CO. | COM | 46625H100 | BBG001S8CRC3 | 4473113 | 14181 | SH |  | SOLE |  | 0 | 0 | 14181 |
| KKR  CO INC | COM | 48251W104 | BBG001S6PW05 | 324875 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| LIBERTY MEDIA CORP DEL | COM LBTY LIV S C | 531229722 | BBG01HMFLVL8 | 560002 | 5775 | SH |  | SOLE |  | 0 | 0 | 5775 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 | BBG01TT3G7X8 | 110745 | 16050 | SH |  | SOLE |  | 0 | 0 | 16050 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 299526 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| LOWES COS INC | COM | 548661107 | BBG001S5SVL3 | 202556 | 806 | SH |  | SOLE |  | 0 | 0 | 806 |
| LULULEMON ATHLETICA INC | COM | 550021109 | BBG001STBM75 | 419915 | 2360 | SH |  | SOLE |  | 0 | 0 | 2360 |
| MASCO CORP | COM | 574599106 | BBG001S5SZ70 | 549042 | 7800 | SH |  | SOLE |  | 0 | 0 | 7800 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 355552 | 1170 | SH |  | SOLE |  | 0 | 0 | 1170 |
| MERCADOLIBRE INC | COM | 58733R102 | BBG001SM32G3 | 10905939 | 4667 | SH |  | SOLE |  | 0 | 0 | 4667 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 466651 | 5560 | SH |  | SOLE |  | 0 | 0 | 5560 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 10138954 | 13806 | SH |  | SOLE |  | 0 | 0 | 13806 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 10254218 | 19798 | SH |  | SOLE |  | 0 | 0 | 19798 |
| MONDAY COM LTD | SHS | M7S64H106 | BBG00GF8K4X3 | 222744 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| MONGODB INC | CL A | 60937P106 | BBG0022FDRZ7 | 313484 | 1010 | SH |  | SOLE |  | 0 | 0 | 1010 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 512646 | 3225 | SH |  | SOLE |  | 0 | 0 | 3225 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 1737236 | 1449 | SH |  | SOLE |  | 0 | 0 | 1449 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 405759 | 5375 | SH |  | SOLE |  | 0 | 0 | 5375 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | BBG001SHZCF8 | 6206450 | 505000 | SH |  | SOLE |  | 0 | 0 | 505000 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | BBG001SKQWJ3 | 13070025 | 1147500 | SH |  | SOLE |  | 0 | 0 | 1147500 |
| NUVEEN DYNAMIC MUN OPPORTUNI | COM SHS | 67079X102 | BBG00VM4GT16 | 519500 | 50000 | SH |  | SOLE |  | 0 | 0 | 50000 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | BBG001SJ9S31 | 22568065 | 2758932 | SH |  | SOLE |  | 0 | 0 | 2758932 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 | BBG001S5TS84 | 5806756 | 646632 | SH |  | SOLE |  | 0 | 0 | 646632 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | BBG001S97B05 | 6594000 | 525000 | SH |  | SOLE |  | 0 | 0 | 525000 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | BBG001SCTFM1 | 7294560 | 624000 | SH |  | SOLE |  | 0 | 0 | 624000 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 8447845 | 45277 | SH |  | SOLE |  | 0 | 0 | 45277 |
| ON HLDG AG | NAMEN AKT A | H5919C104 | BBG00LQK89G5 | 1507999 | 35608 | SH |  | SOLE |  | 0 | 0 | 35608 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 3593330 | 12777 | SH |  | SOLE |  | 0 | 0 | 12777 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | BBG001T53796 | 227113 | 1245 | SH |  | SOLE |  | 0 | 0 | 1245 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 917987 | 4508 | SH |  | SOLE |  | 0 | 0 | 4508 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 758376 | 5400 | SH |  | SOLE |  | 0 | 0 | 5400 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 227435 | 8926 | SH |  | SOLE |  | 0 | 0 | 8926 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 | BBG00KJQ1QS8 | 6889598 | 138262 | SH |  | SOLE |  | 0 | 0 | 138262 |
| PLUG POWER INC | COM NEW | 72919P202 | BBG001S6GJB2 | 194206 | 83350 | SH |  | SOLE |  | 0 | 0 | 83350 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 318824 | 2075 | SH |  | SOLE |  | 0 | 0 | 2075 |
| REDDIT INC | CL A | 75734B100 | BBG015RGX648 | 722629 | 3142 | SH |  | SOLE |  | 0 | 0 | 3142 |
| ROSS STORES INC | COM | 778296103 | BBG001S5VRS1 | 838145 | 5500 | SH |  | SOLE |  | 0 | 0 | 5500 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 2502186 | 10558 | SH |  | SOLE |  | 0 | 0 | 10558 |
| SENTINELONE INC | CL A | 81730H109 | BBG00B6F2F27 | 347358 | 19725 | SH |  | SOLE |  | 0 | 0 | 19725 |
| SERVICENOW INC | COM | 81762P102 | BBG001T4JFC0 | 482227 | 524 | SH |  | SOLE |  | 0 | 0 | 524 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | BBG004DW5NC7 | 817355 | 5500 | SH |  | SOLE |  | 0 | 0 | 5500 |
| SNOWFLAKE INC | COM SHS | 833445109 | BBG007DHGNK2 | 2188963 | 9705 | SH |  | SOLE |  | 0 | 0 | 9705 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 3330754 | 9370 | SH |  | SOLE |  | 0 | 0 | 9370 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 1067203 | 1602 | SH |  | SOLE |  | 0 | 0 | 1602 |
| TALEN ENERGY CORP | COM | 87422Q109 | BBG01GWQVW78 | 297766 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | BBG001S70FY0 | 754294 | 3715 | SH |  | SOLE |  | 0 | 0 | 3715 |
| THE CIGNA GROUP | COM | 125523100 | BBG00KXRCDQ9 | 216188 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| THE TRADE DESK INC | COM CL A | 88339J105 | BBG00629NGW8 | 3178593 | 64856 | SH |  | SOLE |  | 0 | 0 | 64856 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 594150 | 1225 | SH |  | SOLE |  | 0 | 0 | 1225 |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 218979 | 1515 | SH |  | SOLE |  | 0 | 0 | 1515 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 1057097 | 10790 | SH |  | SOLE |  | 0 | 0 | 10790 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 301372 | 1275 | SH |  | SOLE |  | 0 | 0 | 1275 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 215090 | 2575 | SH |  | SOLE |  | 0 | 0 | 2575 |
| UNITED RENTALS INC | COM | 911363109 | BBG001SBGZ25 | 768502 | 805 | SH |  | SOLE |  | 0 | 0 | 805 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 1165388 | 3375 | SH |  | SOLE |  | 0 | 0 | 3375 |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 | BBG001S6S976 | 229995 | 1125 | SH |  | SOLE |  | 0 | 0 | 1125 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | BBG00L2B8LM7 | 349996 | 2320 | SH |  | SOLE |  | 0 | 0 | 2320 |
| VIRTUS CONVERTIBLE  INC FD | COM NEW | 92838U801 | BBG001SLMK47 | 7001343 | 511794 | SH |  | SOLE |  | 0 | 0 | 511794 |
| VIRTUS CONVERTIBLE  INCOME | COM NEW | 92838X805 | BBG001SB26R7 | 9507754 | 633850 | SH |  | SOLE |  | 0 | 0 | 633850 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 1982963 | 5809 | SH |  | SOLE |  | 0 | 0 | 5809 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 3078512 | 36728 | SH |  | SOLE |  | 0 | 0 | 36728 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 501600 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| ZOETIS INC | CL A | 98978V103 | BBG0039320P7 | 1404691 | 9600 | SH |  | SOLE |  | 0 | 0 | 9600 |

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