# EDGAR Filing Document

**Accession Number:** 0001443552
**File Stem:** 0001443552-26-000001
**Filing Date:** 2026-3
**Character Count:** 2509
**Document Hash:** a3c69c283c5fcdae83d3ec225645f25a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001443552-26-000001.hdr.sgml**: 20260303

**ACCESSION NUMBER**: 0001443552-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260303

**DATE AS OF CHANGE**: 20260303

**EFFECTIVENESS DATE**: 20260303

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EM SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001443552

**ORGANIZATION NAME:**
- **EIN:** 263088828
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67997
- **FILM NUMBER:** 26711130

**BUSINESS ADDRESS:**
- **STREET 1:** C/O CAA EVOLUTION
- **STREET 2:** 405 LEXINGTON AVENUE, 19TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10174
- **BUSINESS PHONE:** 212 277-5261

**MAIL ADDRESS:**
- **STREET 1:** C/O CAA EVOLUTION
- **STREET 2:** 405 LEXINGTON AVENUE, 19TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10174

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EM ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20080820

### Attached PDF Documents

**Attachment 1:** `em25s.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001443552

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** EM SECURITIES LLC

**Business Address:** C O CAA EVOLUTION, 405 LEXINGTON AVENUE, 19TH FLOOR, NEW YORK, NY, 10174

**Contact Person:** Kathy Sipinick

**Contact Phone:** 212-897-1686

### Independent Public Accountant Identification

**Accountant Name:** WithumSmith Brown PC

**Accountant Address:** 200 Jefferson Park, Suite 400, Whippany, NJ, 07981-1070

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert Stanley**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **EM SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Robert Stanley

**Title:** CEO