# EDGAR Filing Document

**Accession Number:** 0001537140
**File Stem:** 0000910472-25-000344
**Filing Date:** 2025-8
**Character Count:** 16449
**Document Hash:** a618a4502172e8f7683e73ce3711648e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-000344.hdr.sgml**: 20250828

**ACCESSION NUMBER**: 0000910472-25-000344

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250828

**DATE AS OF CHANGE**: 20250828

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST III
- **CENTRAL INDEX KEY:** 0001537140

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22655
- **FILM NUMBER:** 251269219

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2621

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

## Series and Classes Contracts Data

### RESQ Dynamic Allocation Fund (Series ID: S000043340)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000134182 | RESQ Dynamic Allocation Class A Shares | RQEAX           |
| C000134183 | RESQ Dynamic Allocation Class I Shares | RQEIX           |
| C000145676 | RESQ Dynamic Allocation Class C Shares | RQECX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **RESQ DYNAMIC ALLOCATION FUND** | **RESQ DYNAMIC ALLOCATION FUND** | **RESQ DYNAMIC ALLOCATION FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **June 30, 2025** | **June 30, 2025** | **June 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 85.8%** |  |
|  | **EQUITY - 85.0%** |  |
| 17800 | Amplify Transformational Data Sharing ETF | &nbsp;&nbsp;&nbsp; $1016558 |
| 44400 | CoinShares Bitcoin Mining ETF | &nbsp;&nbsp;&nbsp; 1009656 |
| 8200 | Communication Services Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 889946 |
| 4900 | Consumer Discretionary Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 1064917 |
| 6900 | Consumer Staples Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 558693 |
| 400000 | Direxion Daily S&P 500 Bear 3X Shares | &nbsp;&nbsp;&nbsp; 1876000 |
| 20000 | Direxion Daily Technology Bear 3X Shares | &nbsp;&nbsp;&nbsp; 535200 |
| 3850 | Energy Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 326519 |
| 26200 | Financial Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 1372094 |
| 18200 | Global X Blockchain ETF | &nbsp;&nbsp;&nbsp; 958776 |
| 7263 | Health Care Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 978980 |
| 5900 | Industrial Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 870368 |
| 66400 | Invesco China Technology ETF | &nbsp;&nbsp;&nbsp; 2938200 |
| 77400 | iShares China Large-Cap ETF | &nbsp;&nbsp;&nbsp; 2845224 |
| 27200 | iShares MSCI ACWI ETF | &nbsp;&nbsp;&nbsp; 3497919 |
| 2100 | iShares U.S. Utilities ETF | &nbsp;&nbsp;&nbsp; 219597 |
| 85000 | KraneShares Bosera MSCI China A 50 Connect Index | &nbsp;&nbsp;&nbsp; 2063800 |
| 2200 | Materials Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 193182 |
| 4800 | Real Estate Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 198816 |
| 13800 | SPDR S&P Oil & Gas Exploration & Production ETF | &nbsp;&nbsp;&nbsp; 1736040 |
| 11300 | Technology Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp; 2861499 |
| 3300 | VanEck Oil Services ETF | &nbsp;&nbsp;&nbsp; 759957 |
| 4000 | Vanguard S&P 500 ETF | &nbsp;&nbsp;&nbsp; 2272120 |
|  |  | &nbsp;&nbsp; 31044061 |
|  | **SPECIALTY - 0.8%** |  |
| 14500 | ProShares UltraPro Short QQQ | &nbsp;&nbsp;&nbsp; 283765 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $28,967,738)** | &nbsp;&nbsp; 31327826 |
|  | **SHORT-TERM INVESTMENTS — 14.2%** |  |
|  | **MONEY MARKET FUNDS - 14.2%** |  |
| 5172593 | First American Government Obligations Fund, Class X, 4.21% <br> (Cost $5,172,593)<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $5172593 |
|  | **TOTAL INVESTMENTS - 100.0% (Cost $34,140,331)** | &nbsp;&nbsp;&nbsp; $36500419 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.0%** | &nbsp;&nbsp; 8811 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $36509230 |

---

---

| | |
|:---|:---|
| ACWI | - All Country World Index |
| ETF | - Exchange-Traded Fund |
| MSCI | - Morgan Stanley Capital International |
| SPDR | - Standard & Poor's Depositary Receipt |

---

<sup>(a)</sup> Rate disclosed is the seven day effective yield as of June 30, 2025.

---

| | | |
|:---|:---|:---|
| **RESQ STRATEGIC INCOME FUND** | **RESQ STRATEGIC INCOME FUND** | **RESQ STRATEGIC INCOME FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **June 30, 2025** | **June 30, 2025** | **June 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 83.1%** | |
|  | **FIXED INCOME - 83.1%** | |
| 39700 | iShares 1-3 Year Treasury Bond ETF | &nbsp;&nbsp;&nbsp; $3289542 |
| 52000 | iShares 20+ Year Treasury Bond ETF | &nbsp;&nbsp;&nbsp; 4589000 |
| 64500 | JPMorgan Ultra-Short Income ETF | &nbsp;&nbsp;&nbsp; 3268860 |
| 16300 | PIMCO Enhanced Short Maturity Active ETF | &nbsp;&nbsp;&nbsp; 1638721 |
| 195000 | SPDR Portfolio Long Term Treasury ETF | &nbsp;&nbsp;&nbsp; 5183099 |
| 47100 | Vanguard Extended Duration Treasury ETF | &nbsp;&nbsp;&nbsp; 3169830 |
| 83000 | Vanguard Long-Term Treasury ETF | &nbsp;&nbsp;&nbsp; 4657960 |
| 83000 | Vanguard Long-Term Treasury ETF | &nbsp;&nbsp;&nbsp; 4657960 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $26,806,423)** | &nbsp;&nbsp;&nbsp; 25797012 |
|  | **SHORT-TERM INVESTMENTS — 17.0%** |  |
|  | **MONEY MARKET FUNDS - 17.0%** |  |
| 5275621 | First American Government Obligations Fund, Class X, 4.21% <br> (Cost $5,275,621)<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 5275621 |
|  | **TOTAL INVESTMENTS - 100.1% (Cost $32,082,044)** | &nbsp;&nbsp;&nbsp; $31072633 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.1)%** | &nbsp;&nbsp; (30317) |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $31042316 |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt <br>

<sup>(a)</sup> Rate disclosed is the seven day effective yield as of June 30, 2025.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST III

- **b. Investment Company Act file number:** 811-22655

- **c. CIK number of Registrant:** 0001537140

- **d. LEI of Registrant:** 549300PPUECJSQFBYV98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** RESQ Dynamic Allocation Fund

- **b. EDGAR series identifier (if any):** S000043340

- **c. LEI of Series:** 549300OXGDLG4LGGNL46

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $36598802.86

**Total Liabilities:** $89573.00

**Net Assets:** $36509229.86

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000134183 | -2.42%               | 2.39%                | 4.12%                |
| Class ID C000134182 | -2.52%               | 2.49%                | 4.01%                |
| Class ID C000145676 | -2.47%               | 2.33%                | 3.96%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-844206.52                                |
| Month 2  | $-411025.65              | $1297827.37                                |
| Month 3  | $0.00                    | $1325334.45                                |

### Schedule of Portfolio Investments

| Name                                  | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Select Sector Spdr Trust              | REAL EST SEL SEC | CUSIP: 81369Y860<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4800 | NS      | $198816.00    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange Traded Fund Trust II | INVESCO CHINA TE | CUSIP: 46138E800<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |     66400 | NS      | $2938200.00   | 8.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-MATERIALS   | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      2200 | NS      | $193182.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                         | ISHARES MSCI ACW | CUSIP: 464288257<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     27200 | NS      | $3497920.00   | 9.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-CONS DISCRE | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4900 | NS      | $1064917.00   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Direxion Shares ETF Trust             | DIREXION DAILY S | CUSIP: 25460E265<br>LEI: 549300M501IVJM50FG12 | Long             | EC               | RF                | US        |    400000 | NS      | $1876000.00   | 5.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Amplify ETF Trust                     | AMPLIFY TRANSFOR | CUSIP: 032108607<br>LEI: 5493006EMX6222CPWJ71 | Long             | EC               | RF                | US        |     17800 | NS      | $1016558.00   | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-HEALTH CARE | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      7263 | NS      | $978979.77    | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds Inc.             | FRST AM-GV OB-X  | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |   5172593 | PA      | $5172593.09   | 14.17%            |  |  |  | No            |                  1 | On Loan: No      |
| Direxion Shares ETF Trust             | DIR TECH BEAR 3X | CUSIP: 25461A494<br>LEI: 549300M501IVJM50FG12 | Long             | EC               | RF                | US        |     20000 | NS      | $535200.00    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                         | ISHARES US UTILI | CUSIP: 464287697<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      2100 | NS      | $219597.00    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                         | ISHARES CHINA LA | CUSIP: 464287184<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     77400 | NS      | $2845224.00   | 7.79%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Series Trust                     | SPDR OIL&GAS EXP | CUSIP: 78468R556<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |     13800 | NS      | $1736040.00   | 4.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Valkyrie Etf Trust II                 | COINSH VA B M-I$ | CUSIP: 91917A207<br>LEI: 549300G8WBPLW7ZDCK64 | Long             | EC               | RF                | US        |     44400 | NS      | $1009656.00   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-COMM SERV   | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      8200 | NS      | $889946.00    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-INDU SELECT | CUSIP: 81369Y704<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      5900 | NS      | $870368.00    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-ENERGY SEL  | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      3850 | NS      | $326518.50    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Index Funds                  | VANGUARD S&P 500 | CUSIP: 922908363<br>LEI: 549300G6KNDK44WUN559 | Long             | EC               | RF                | US        |      4000 | NS      | $2272120.00   | 6.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-CONS STAPLE | CUSIP: 81369Y308<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      6900 | NS      | $558693.00    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-FINL SELECT | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     26200 | NS      | $1372094.00   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| KraneShares Trust                     | KRANESHARES BOSE | CUSIP: 500767405<br>LEI: 549300VLDRC0RUX0E553 | Long             | EC               | RF                | US        |     85000 | NS      | $2063800.00   | 5.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Global X Funds                        | GLO X BLOCKCHAIN | CUSIP: 37960A735<br>LEI: 5493003RA4QUTSYF1N15 | Long             | EC               | RF                | US        |     18200 | NS      | $958776.00    | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck ETF Trust                      | VANECK OIL SERVI | CUSIP: 92189H607<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |      3300 | NS      | $759957.00    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ProShares Trust                       | PROSHARES UL SHO | CUSIP: 74347G192<br>LEI: 5493005D9DS7C1P5AM59 | Long             | EC               | RF                | US        |     14500 | NS      | $283765.00    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust              | SPDR-TECH SEL S  | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     11300 | NS      | $2861499.00   | 7.84%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-07-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST III

**Signature:** Rich Gleason

**Name of Signer:** Rich Gleason

**Title:** Treasurer