# EDGAR Filing Document

**Accession Number:** 0001172178
**File Stem:** 0001493152-23-002972
**Filing Date:** 2023-1
**Character Count:** 17474
**Document Hash:** a577b5fa43bdc359fef548361a749160
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-002972.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001493152-23-002972

**CONFORMED SUBMISSION TYPE**: S-1MEF

**PUBLIC DOCUMENT COUNT**: 6

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**EFFECTIVENESS DATE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LIBERTY STAR URANIUM & METALS CORP.
- **CENTRAL INDEX KEY:** 0001172178
- **STANDARD INDUSTRIAL CLASSIFICATION:** METAL MINING [1000]
- **IRS NUMBER:** 270019071
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** S-1MEF
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-269464
- **FILM NUMBER:** 23568703

**BUSINESS ADDRESS:**
- **STREET 1:** 2 EAST CONGRESS ST.
- **STREET 2:** STE 900
- **CITY:** TUCSON
- **STATE:** AZ
- **ZIP:** 85701
- **BUSINESS PHONE:** 520-425-1433

**MAIL ADDRESS:**
- **STREET 1:** 2 EAST CONGRESS ST.
- **STREET 2:** STE 900
- **CITY:** TUCSON
- **STATE:** AZ
- **ZIP:** 85701

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LIBERTY STAR GOLD CORP
- **DATE OF NAME CHANGE:** 20040210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TITANIUM INTELLIGENCE INC
- **DATE OF NAME CHANGE:** 20020425

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM S-1**

**REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933**

**<u>Liberty Star Uranium & Metals Corp.</u>**

(Exact name of registrant as specified in its charter)

**<u>Nevada</u>**

(State or other jurisdiction of incorporation or organization)

**<u>1000</u>**

(Primary Standard Industrial Classification Code Number)

**<u>90-0175540</u>**

(I.R.S. Employer Identification Number)

**2 E Congress St. Ste 900**

**Tucson, Arizona 85701**

**<u>Telephone: (520) 561-7033</u>**

(Address, including zip code, and telephone number,

including area code, of registrant's principal executive offices)

**Nevada Agency and Transfer Company 50 West Liberty Street, Suite 880**

**Reno, Nevada 89501**

**<u>Telephone: (775) 322-0626</u>**

(Name, address, including zip code, and telephone number, including area code, of agent for service)

**<u>From time to time after the effective date of this registration statement.</u>**

(Approximate date of commencement of proposed sale to the public)

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ File No. 333-259183

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of "large accelerated filer," "accelerated filer," and "smaller reporting company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☒ |
| Emerging Growth Company | ☐ |  |  |
| (Do not check if a smaller reporting company) | (Do not check if a smaller reporting company) |  |  |

---

**This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.**

**EXPLANATORY NOTE AND INCORPORATION OF CERTAIN INFORMATION BY REFERENCE**

Liberty Star Uranium & Minerals Corp., a Nevada corporation ("Registrant"), is filing this registration statement with respect to the registration of additional shares of common stock, par value $0.00001 per share, pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended (the "Securities Act"). The contents of the registration statement on Form S-1 (Registration No. 333-259183), initially filed with the Securities and Exchange Commission on August 31, 2021 and declared effective on September 13, 2021, including the exhibits thereto, are incorporated herein by reference.

Registrant is filing this registration statement for the sole purpose of increasing the aggregate number of shares of common stock offered by the Registrant under the registration statement on Form S-1 (Registration No. 333- 259183), which will be sold to Triton Funds, LP under the investment agreement dated August 20, 2021. The additional securities that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the registration statement on Form S-1 (Registration No. 333-259183). The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.

**PART II: Information Not Required in Prospectus**

**ITEM 16. EXHIBIT INDEX**

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| | |
|:---|:---|
| **Exhibit**<br>**Number** | <br>**Description of Exhibit** |
| 5.1\* | [Opinion of Counsel](ex5-1.htm) |
| 23.1\* | [Consent of Auditors.](ex23-1.htm) |
| 107\* | [Filing Fees Exhibit](ex107.htm) |

---

**SIGNATURES**

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **LIBERTY STAR URANIUM & METALS CORP.** | **LIBERTY STAR URANIUM & METALS CORP.** |
| Dated January 30, 2023 | By: | */s/ Brett Gross* |
|  |  | Brett Gross |
|  |  | Chief Executive Officer and President |
| Dated: January 30, 2023 | By: | */s/ Patricia Madaris* |
|  |  | Patricia Madaris |
|  |  | Chief Financial Officer |

---

**POWER OF ATTORNEY**

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Brett Gross as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this annual report on Form 10-K and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that each of said attorney-in-fact and agent or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

---

| | | |
|:---|:---|:---|
| Signature | Title | Date |
| */s/ Brett Gross* | Chief Executive Officer, President and Director | January 30, 2023 |
| Brett Gross | (principal executive officer) |  |
| */s/ Patricia Madaris* | Chief Financial Officer | January 30, 2023 |
| Patricia Madaris | (principal financial officer and principal accounting officer) |  |
| */s/ Peter O'Heeron* | Chairman of the Board | January 30, 2023 |
| Peter O'Heeron |  |  |
| */s/ Boyd Gordon* | Director | January 30, 2023 |
| Boyd Gordon |  |  |
| */s/ Bernard Guarnera* | Director | January 30, 2023 |
| Bernard Guarnera |  |  |
| */s/ Nicholas Hemmerly* | Director | January 30, 2023 |
| Nicholas Hemmerly |  |  |

---

## Exhibit 5.1

**Exhibit 5.1**

Frascona, Joiner, Goodman and Greenstein, P.C.

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| | | |
|:---|:---|:---|
| Oliver E. Frascona (1947-2014)<br> Gregg A. Greenstein<br> Cinthia M. Manzano<br> Jonathan H. Sargent<br> Michael A. Smeenk<br> Jordan C. May<br> Britney Beall-Eder<br> Zachary A. Grey<br> Harmon W. Zuckerman | Attorneys at Law<br> A Professional Corporation<br> 4750 Table Mesa Drive, Boulder, Colorado 80305-5541 Telephone (303) 494-3000 Facsimile (303) 494-6309 <u>www.frascona.com</u> andrew@frascona.com<br>| of Counsel<br> Gary S. Joiner<br> Jonathan A. Goodman<br> G. Roger Bock<br> Karen J. Radakovich<br> Jesse H. Witt<br> Elizabeth S. Marcus J<br> effrey M. Glotzer<br> _________<br>|
| <br> January 24, 2023<br> Nevada Agency and Transfer Company 50 West Liberty St., Suite 880<br> Reno, NV 89501<br>|  | C. Andrew Meyer<br> Andrew B. Pipes<br> Caroline W. Young<br>Blake S. Gabriel<br> Ryan P. Horace <br> Chelsea N. Kancilia |

---

**Re: Liberty Star Uranium & Metals Corp. – Additional Registration on Form S-1 Under File No. 333-259183, Pursuant to Rule 462(b)**

Ladies and Gentlemen,

We are corporate and securities counsel to Liberty Star Uranium & Metals Corp., a Nevada corporation (the "Company"), and issued an opinion in connection with the preparation and filing of the Company's Registration Statement on Form S-1 under File No. 333-259183 (the "Original Registration Statement"), originally filed with the Securities and Exchange Commission (the "Commission") on August 30, 2021, under the Securities Act of 1933, as amended (the "Securities Act"), and declared effective on September 13, 2021 and a registration statement relating to the Original Registration Statement filed pursuant to Rule 462(b) promulgated under the Securities Act (the "Post- Effective Amendment" and together with the Original Registration Statement, the "Registration Statement"). The Original Registration Statement registered the offer and sale of 1,600,000 shares of the Company's common stock, par value $0.00001 (the "Registered Shares"), by the Company, which were issued pursuant to that certain common stock purchase agreement between the Company and the investor identified therein, dated August 20, 2021 (the "CSPA"). The Post-Effective Amendment relates to the registration of 320,000 shares of the Company's common stock being issued under the CSPA the "Additional Registered Shares").

The Additional Registered Shares have been registered with the Commission under the Securities Act, and, when sold in accordance with the CSPA, will be duly issued, fully paid and non-assessable. The Company intends to continually maintain the effectiveness of the Registration Statement until all Additional Registered Shares are sold.

In connection with this opinion, we have examined and relied upon the originals or copies, certified or otherwise identified to our satisfaction, of such records, documents, certificates and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below, including, without limitation, the following: (i) the Company's Articles of Incorporation, as amended; (ii) the Company's Bylaws, as amended; (iii) the Registration Statement; (iv) the CSPA; and (v) applicable resolutions of the Company's Board of Directors. As to questions of factual matters material to this opinion, we have relied on, to the extent we have deemed such reliance appropriate, without investigation, certificated and other communications from public officials and others as well as from directors, officers, and employees of, and accountants for, the Company and on the representations and warranties of the Company. Our opinion is based solely on our current actual knowledge obtained during the course of our representation of the Company in connection with the Registration Statement.

In rendering this opinion, we have assumed the genuineness and the authenticity of all signatures on original documents; the legal capacity of all natural persons; the authenticity of all documents submitted to us as originals; the conformity to originals of all documents submitted to us as certified electronic or photocopies; the authenticity of the originals of such latter documents; the accuracy and completeness of all documents and records reviewed by us; the accuracy, completeness and authenticity of certificates issued by any governmental official, office or agency and the absence of change in the information contained therein from the effective date of any such certificate; and the due authorization, execution and delivery of all documents where authorization, execution and delivery are prerequisites to the effectiveness of such documents. Additionally, we have assumed that after the issuance of the entirety of the Additional Registered Shares in accordance with the CSPA, the total number of shares of common stock together with the total number of shares of common stock reserved for issuance upon the exercise, exchange or conversion, as the case may be, of any exercisable, exchangeable or convertible security then outstanding, will not exceed the total number of authorized shares of common stock under the Company's Articles of Incorporation, as amended and then in effect, and that the Additional Registered Shares will be fully paid upon issuance, in accordance with the CSPA.

![](ex5-1_002.jpg)We are not rendering any opinion as to compliance with any federal or state law, rule or regulation relating to securities, or to the sale or issuance thereof. This opinion is limited to the matters expressly stated herein and no opinions are to be inferred or may be implied beyond the opinions expressly set forth herein.

---

| |
|:---|
| Sincerely yours, |
| Frascona, Joiner, Goodman and Greenstein, P.C. |
| ![](ex5-1_001.jpg) |

---

**EXHIBIT A**

**TO OPINION LETTER**

**CERTAIN REVIEWED DOCUMENTS**

Capitalized terms used but not defined in this Exhibit B have the meaning defined for such terms in the Opinion Letter.

1. The
 Company's Articles of Incorporation, filed with the Nevada Secretary of State, dated
 August 20, 2001 and an amendment thereto, dated October 27, 2022.

2. The
 Company's Amended Bylaws, certified by the Company's President on June 12, 2020
 (the "Bylaws").

3. The
 Original Registration Statement, together with the Exhibits filed as a part thereof or incorporated
 therein by reference.

4. The
 Registration Statement.

5. The
 CSPA.

6. The
 Opinion Certificate.

## Exhibit 23.1

**Exhibit 23.1**

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

We consent to the incorporation by reference in this Registration Statement on Form S-1 (File No. 333-259183), filed pursuant to Rule 462(b) of the Securities Act of 1933, of our report dated May 3, 2021 with respect to the audited consolidated financial statements of Liberty Star Uranium & Metals Corp. for the year ended January 31, 2021. Our report contains an explanatory paragraph regarding the Company's ability to continue as a going concern.

We also consent to the references to us under the heading "Experts" in such Registration Statement.

---

| |
|:---|
| */s/ MaloneBailey, LLP* |
| www.malonebailey.com |
| Houston, Texas |
| January 27, 2023 |

---

## Ex-Filing

**Exhibit 107**

**Calculation of Registration Fee**

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| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Title of Each Class** | |  | |  | |  | |  |
| **of Securities to be** | **Amount to be** |  | |  | |  | |  |
| **Registered** | **Registered<sup>(1)</sup>** |  | **Proposed**<br>**Maximum**<br>**Offering**<br>**Price**<br>**Per Share** |  | **Proposed**<br>**Maximum**<br>**Aggregate**<br>**Offering**<br>**Price** |  |<br>**Amount of**<br>**Registration**<br>**Fee** |  |
| Common stock to be offered for resale by selling stockholder | 320000 | (2) | $0.71 | (3),(4) | $227200 | (4) | $25.04 | (4) |

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&nbsp;&nbsp;&nbsp;&nbsp;(1) An indeterminate number
 of additional shares of common stock shall be issuable pursuant to Rule 416 under the Securities Act of 1933 to prevent dilution
 resulting from stock splits, stock dividends or similar transactions and in such an event the number of shares registered shall automatically
 be increased to cover the additional shares in accordance with Rule 416.

(2) The registrant's
 previously filed Registration Statement on Form S-1 (File No. 333-259183) consisted of up to 1,600,000 shares of common stock to
 be sold to Triton Funds, LP under the investment agreement dated August 20, 2021.

(3) Estimated solely for the purpose of calculating the
 amount of the registration fee in accordance with Rule 457(c) under the Securities Act of 1933.

(4) Calculated based on the
 closing price per share ($0.95) for Liberty Star Uranium & Metals Corp.'s common stock on July 26, 2021, as reported by
 the OTC Markets Group's OTCQB, which resulted $1,136,000 maximum aggregate offering price under the registrant's previously
 registered Registration Statement on Form S-1 (File No. 333-259183), representing a 20% increase int eh maximum aggregate offering
 price, for which a filing fee of 123.94 was paid.