# EDGAR Filing Document

**Accession Number:** 0001736946
**File Stem:** 0001209191-23-005812
**Filing Date:** 2023-1
**Character Count:** 7443
**Document Hash:** 6e88777468cd0d412c1a252a7d1feb4f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-005812.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001209191-23-005812

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230127

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** MCRAE MATTHEW BLAKE
- **CENTRAL INDEX KEY:** 0001654733

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38618
- **FILM NUMBER:** 23574278

**MAIL ADDRESS:**
- **STREET 1:** C/O VIZIO HOLDINGS, INC.
- **STREET 2:** 39 TESLA
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Arlo Technologies, Inc.
- **CENTRAL INDEX KEY:** 0001736946
- **STANDARD INDUSTRIAL CLASSIFICATION:** HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
- **IRS NUMBER:** 384061754
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2200 FARADAY AVE.
- **STREET 2:** SUITE 150
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008
- **BUSINESS PHONE:** (408) 890-3900

**MAIL ADDRESS:**
- **STREET 1:** 2200 FARADAY AVE.
- **STREET 2:** SUITE 150
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>MCRAE MATTHEW BLAKE<br><sub>(Last) (First) (Middle)</sub><br>2200 FARADAY AVENUE, SUITE 150<br><sub>(Street)</sub><br>CARLSBAD, CA 92008<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Arlo Technologies, Inc. [ ARLO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-27 |  | A |  | 437500 | A | $0.00 | 2161539 | D |  |
| Common Stock | 2023-01-27 |  | A<sup>(1)</sup> |  | 81950 | A | $0.00 | 2243489 | D |  |
| Common Stock | 2023-01-28 |  | F<sup>(2)</sup> |  | 7085 | D | $3.72 | 2236404 | D |  |
| Common Stock | 2023-01-28 |  | M |  | 18940 | A | <sup>(3)</sup> | 2255344 | D |  |
| Common Stock | 2023-01-28 |  | F<sup>(2)</sup> |  | 6474 | D | $3.72 | 2248870 | D |  |
| Common Stock | 2023-01-28 |  | F<sup>(4)</sup> |  | 15942 | D | $3.72 | 2232928 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Performance Restricted Stock Units (PSUs) | <sup>(5)</sup> | 2023-01-27 |  | A | V | 437500 |  | <sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 437500 | $0.00 | 437500 | D |  |
| Performance Stock Units (PSUs) | <sup>(3)</sup> | 2023-01-28 |  | M |  |  | 18940 | <sup>(3)</sup> | 2025-07-28 | Common Stock | 18940 | $0.00 | 643960<sup>(6)</sup> | D |  |

---

### Footnotes:

(1) On January 28, 2022, the Reporting Person was granted a performance-based RSU, which was voluntarily reported on a Form 4 filed February 1,  2022.  On January 27, 2023, the Board approved the achievement of the performance criteria, resulting in the grant of an RSU which vests in four equal annual installments.

(2) Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSUs.

(3) Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests.

(4) Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of RSUs.

(5) Each PSU represents a contingent right to receive one share of the Issuer's common stock.  The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers.

(6) Represents the maximum number of shares remaining that may be issued pursuant to the PSUs.

**Signature:** /s/ Brian M. Busse, Attorney-in-Fact  
**Date:** 2023-01-31

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**