# EDGAR Filing Document

**Accession Number:** 0001466538
**File Stem:** 0000950157-23-000238
**Filing Date:** 2023-3
**Character Count:** 3119
**Document Hash:** 825421c84f27ddb61f74f05a67478747
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950157-23-000238.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0000950157-23-000238

**CONFORMED SUBMISSION TYPE**: 15-12G

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**EFFECTIVENESS DATE**: 20230313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COWEN INC.
- **CENTRAL INDEX KEY:** 0001466538
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 15-12G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34516
- **FILM NUMBER:** 23725840

**BUSINESS ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-845-7900

**MAIL ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COWEN GROUP, INC.
- **DATE OF NAME CHANGE:** 20091102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LexingtonPark Parent Corp
- **DATE OF NAME CHANGE:** 20090617

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#### <br>

#### UNITED STATES

#### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 15

#### CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

#### UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

#### OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### Commission File Number: 001-34516

#### <br>

## COWEN INC.

#### (Exact Name of Registrant as Specified in Its Charter)

#### <br>
**599 Lexington Avenue** 

#### New York, NY 10022
(212) 845-7900

#### (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)

#### Class A Common Stock, par value $0.01 per share

#### 7.75% Senior Notes Due 2033

#### (Title of each class of securities covered by this Form)

#### None

#### (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<br> Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

---

| | |
|:---|:---|
| Rule 12g-4(a)(1) | ☒ |
| Rule 12g-4(a)(2) | ☐ |
| Rule 12h-3(b)(1)(i) | ☒ |
| Rule 12h-3(b)(1)(ii) | ☐ |
| Rule 15d-6 | ☐ |
| Rule 15d-22(b) | ☐ |

---

Approximate number of holders of record as of the certification or notice date:

Common Stock - 1

7.75% Senior Notes Due 2033 – 59

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#### SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, Cowen Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

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| | | |
|:---|:---|:---|
|  | **COWEN INC.** | **COWEN INC.** |
| Date: March 13, 2023 | By:  | /s/ Owen S. Littman |
|  |  | Name: Owen S. Littman |
|  |  | Title: General Counsel |

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