# EDGAR Filing Document

**Accession Number:** 0001553017
**File Stem:** 0001553017-25-000006
**Filing Date:** 2025-11
**Character Count:** 2386
**Document Hash:** 510055e78369ec871fa4e6dadf82d92c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001553017-25-000006.hdr.sgml**: 20251121

**ACCESSION NUMBER**: 0001553017-25-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251121

**DATE AS OF CHANGE**: 20251121

**EFFECTIVENESS DATE**: 20251121

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WESTPAC CAPITAL MARKETS LLC
- **CENTRAL INDEX KEY:** 0001553017

**ORGANIZATION NAME:**
- **EIN:** 455326028
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69113
- **FILM NUMBER:** 251506751

**BUSINESS ADDRESS:**
- **STREET 1:** 390 PARK AVENUE
- **STREET 2:** 14TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-389-1269

**MAIL ADDRESS:**
- **STREET 1:** 390 PARK AVENUE
- **STREET 2:** 14TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### Attached PDF Documents

**Attachment 1:** `wcmsofc2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001553017

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WESTPAC CAPITAL MARKETS LLC

**Business Address:** 390 PARK AVENUE, 14TH FLOOR, NEW YORK, NY, 10022

**Contact Person:** Michael Glynn

**Contact Phone:** (212) 751-4422

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** Two Manhattan West, 9th Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Mark van der Griend**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WESTPAC CAPITAL MARKETS LLC**, as of **09-30-2025**, are true and correct.

**Signature:** Mark van der Griend

**Title:** Chief Executive Officer