# EDGAR Filing Document

**Accession Number:** 0001314414
**File Stem:** 0000910472-25-003483
**Filing Date:** 2025-11
**Character Count:** 10974
**Document Hash:** a6eca30a25704fa74f7ae555ce26841b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-003483.hdr.sgml**: 20251119

**ACCESSION NUMBER**: 0000910472-25-003483

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251119

**DATE AS OF CHANGE**: 20251119

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust
- **CENTRAL INDEX KEY:** 0001314414

**ORGANIZATION NAME:**
- **EIN:** 043023766
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21720
- **FILM NUMBER:** 251497782

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Strategy Shares
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mutual Fund & Variable Insurance Trust
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Northern Lights Fund Trust
- **DATE OF NAME CHANGE:** 20050121

## Series and Classes Contracts Data

### 13D Activist Fund (Series ID: S000029185)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000089779 | 13D Activist Fund Class A | DDDAX           |
| C000089780 | 13D Activist Fund Class C | DDDCX           |
| C000089781 | 13D Activist Fund Class I | DDDIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust

- **b. Investment Company Act file number:** 811-21720

- **c. CIK number of Registrant:** 0001314414

- **d. LEI of Registrant:** 549300BSYF57GRCG4861

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** 13D Activist Fund

- **b. EDGAR series identifier (if any):** S000029185

- **c. LEI of Series:** 549300V8X1F60WTPLO38

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $112512565.17

**Total Liabilities:** $4578135.79

**Net Assets:** $107934429.38

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000089780 | 2.35%                | 6.56%                | -0.41%               |
| Class ID C000089781 | 2.41%                | 6.66%                | -0.32%               |
| Class ID C000089779 | 2.41%                | 6.66%                | -0.38%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-5386439.17             | $8193298.62                                |
| Month 2  | $-1458950.11             | $8795404.84                                |
| Month 3  | $-648652.11              | $320609.62                                 |

### Schedule of Portfolio Investments

| Name                                           | Title                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Charles River Laboratories International, Inc. | CHARLES RIVER LA         | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |     28000 | NS      | $4380880.00   | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Pearson PLC                                    | PEARSON PLC-ADR          | CUSIP: 705015105<br>LEI: 2138004JBXWWJKIURC57 | Long             | EC               | CORP              | GB        |    458338 | NS      | $6490066.08   | 6.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Janus Henderson Group PLC                      | JANUS HENDERSON          | CUSIP: G4474Y214<br>LEI: 2138009WPYMWJN3RVF44 | Long             | EC               | CORP              | JE        |    111654 | NS      | $4969719.54   | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva Inc                                    | WORKIVA INC              | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |     52000 | NS      | $4476160.00   | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Autoliv Inc.                                   | AUTOLIV INC              | CUSIP: 052800109<br>LEI: A23RUXWKASG834LTMK28 | Long             | EC               | CORP              | US        |     55839 | NS      | $6896116.50   | 6.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                                      | QORVO INC                | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |     88740 | NS      | $8082439.20   | 7.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Asbury Automotive Group, Inc.                  | ASBURY AUTO GRP          | CUSIP: 043436104<br>LEI: 549300JH4DTA7U42GL91 | Long             | EC               | CORP              | US        |     21337 | NS      | $5215829.65   | 4.83%             |  |  |  | No            |                  1 | On Loan: No      |
| PERSHING SPARC HLDGS RTS                       | PERSHING SPARC HLDGS RTS | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |     81753 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Match Group Inc                                | MATCH GROUP INC          | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |    132779 | NS      | $4689754.28   | 4.35%             |  |  |  | No            |                  1 | On Loan: No      |
| PERSHING SQUARE TONTINE HOLDINGS LTD.          | PERSHING SQUARE ESCROW   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |    327017 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| ViaSat, Inc.                                   | VIASAT INC               | CUSIP: 92552V100<br>LEI: UFC8NYMNFSYIHNSM2I38 | Long             | EC               | CORP              | US        |    267000 | NS      | $7823100.00   | 7.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Tripadvisor Inc                                | TRIPADVISOR INC          | CUSIP: 896945201<br>LEI: 549300XVG45PT5BART17 | Long             | EC               | CORP              | US        |    300000 | NS      | $4878000.00   | 4.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercury Systems Inc                            | MERCURY SYSTEMS          | CUSIP: 589378108<br>LEI: 549300P3B84SGK7HH679 | Long             | EC               | CORP              | US        |    137012 | NS      | $10604728.80  | 9.83%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds Inc.                      | FRST AM-GV OB-X          | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |   3745907 | PA      | $3745906.88   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BILL Holdings Inc                              | BILL HOLDINGS IN         | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     90000 | NS      | $4767300.00   | 4.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelixis, Inc.                                 | EXELIXIS INC             | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |    120335 | NS      | $4969835.50   | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc                       | LAMB WESTON              | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |     76001 | NS      | $4414138.08   | 4.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc                     | SOUTHWEST GAS HO         | CUSIP: 844895102<br>LEI: 254900LKF9EV0CUKNE09 | Long             | EC               | CORP              | US        |     63798 | NS      | $4997935.32   | 4.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                                     | TWILIO INC - A           | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |     60755 | NS      | $6080967.95   | 5.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Performance Food Group Co.                     | PERFORMANCE FOOD         | CUSIP: 71377A103<br>LEI: 549300EUK8GR9IT1YK57 | Long             | EC               | CORP              | US        |     43000 | NS      | $4473720.00   | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                       | ETSY INC                 | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |     71836 | NS      | $4769192.04   | 4.42%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-28

**Name of Applicant:** Northern Lights Fund Trust

**Signature:** James Colantino

**Name of Signer:** James Colantino

**Title:** Treasurer