# EDGAR Filing Document

**Accession Number:** 0001706164
**File Stem:** 0001706164-25-000004
**Filing Date:** 2025-8
**Character Count:** 18225
**Document Hash:** de384e7bf913e8c8f882909f00bb463f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001706164-25-000004.hdr.sgml**: 20250814

**ACCESSION NUMBER**: 0001706164-25-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250331

**FILED AS OF DATE**: 20250814

**DATE AS OF CHANGE**: 20250814

**EFFECTIVENESS DATE**: 20250814

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PenderFund Capital Management Ltd.
- **CENTRAL INDEX KEY:** 0001706164

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** A1
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18272
- **FILM NUMBER:** 251217477

**BUSINESS ADDRESS:**
- **STREET 1:** SUITE 1830, 1066 W. HASTINGS STREET
- **CITY:** VANCOUVER
- **STATE:** A1
- **ZIP:** V6E 3X2
- **BUSINESS PHONE:** 6046881511

**MAIL ADDRESS:**
- **STREET 1:** SUITE 1830, 1066 W. HASTINGS STREET
- **CITY:** VANCOUVER
- **STATE:** A1
- **ZIP:** V6E 3X2

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2025

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PenderFund Capital Management Ltd.<br>**Address:** SUITE 1830 1066 W. HASTINGS STREET<br>VANCOUVER, A1 V6E 3X2

**Form 13F File Number:** 028-18272

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Gina Jones<br>**Title:** COO<br>**Phone:** 236-521-2988

**Signature, Place, and Date of Signing:**

Gina Jones  Vancouver, A1  08-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 142

**Form 13F Information Table Value Total:** $367087322

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 2SEVENTY BIO INC | COMMON STOCK | 901384107 |  | 17093 | 71600 | SH |  | SOLE |  | 71600 | 0 | 0 |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 003260106 |  | 10194329 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ACCELERATE DIAGNOSTICS INC | NOTE 5.000%12/1 | 00430HAC6 |  | 102450 | 2096272 | PRN |  | SOLE |  | 2096272 | 0 | 0 |
| ACCOLADE INC | COM | 00437E102 |  | 2087223 | 62700 | SH |  | SOLE |  | 62700 | 0 | 0 |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 |  | 344759 | 20100 | SH |  | SOLE |  | 20100 | 0 | 0 |
| AIRBNB INC | NOTE 3/1 | 009066AB7 | BBG00ZHSFMF1 | 398856 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| ALLETE INC | COM NEW | 018522300 |  | 101707 | 3380 | SH |  | SOLE |  | 3380 | 0 | 0 |
| ALTUS POWER INC | COM CL A | 02217A102 |  | 20001 | 45500 | SH |  | SOLE |  | 45500 | 0 | 0 |
| ANTERIX INC | COM | 03676C100 |  | 102400 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ANTERO RESOURCES CORP | COM | 03674X106 | BBG000PW5VX1 | 900 | 393 | SH |  | SOLE |  | 393 | 0 | 0 |
| AVIAT NETWORKS INC | COM NEW | 05366Y201 |  | 317250 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 |  | 10350 | 11500000 | PRN |  | SOLE |  | 11500000 | 0 | 0 |
| BEACON ROOFING SUPPLY INC | COM | 073685109 |  | 107400 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| BERRY GLOBAL GROUP INC | COM | 08579W103 |  | 612600 | 5100 | SH |  | SOLE |  | 5100 | 0 | 0 |
| BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 |  | 4353 | 93792000 | PRN |  | SOLE |  | 93792000 | 0 | 0 |
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD L P | G16234109 |  | 50 | 730 | SH |  | SOLE |  | 730 | 0 | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 178069 | 23740 | SH |  | SOLE |  | 23740 | 0 | 0 |
| BURFORD CAP LTD | ORD SHS | G17977110 |  | 1626 | 771713 | SH |  | SOLE |  | 771713 | 0 | 0 |
| CABLE ONE INC | NOTE 1.125% 3/1 | 12685JAG0 |  | 1572000 | 6500000 | PRN |  | SOLE |  | 6500000 | 0 | 0 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A ADDED | G1827K107 |  | 50900 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CANTOR EQUITY PARTNERS INC | SHS CL A | G4491L104 | BBG01P0M3NN5 | 395 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CARDLYTICS INC | NOTE 1.000% 9/1 | 14161WAB1 | BBG00XH48CJ5 | 254500 | 10018000 | PRN |  | SOLE |  | 10018000 | 0 | 0 |
| CENTERPOINT ENERGY INC | NOTE 4.250% 8/1 | 15189TBD8 |  | 3360 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| CHECKPOINT THERAPEUTICS INC | COM NEW | 162828206 |  | 351808 | 96600 | SH |  | SOLE |  | 96600 | 0 | 0 |
| CHIMERIX INC | COM | 16934W106 |  | 48000 | 4078 | SH |  | SOLE |  | 4078 | 0 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 | BBG00P1919G5 | 471882 | 531100 | SH |  | SOLE |  | 531100 | 0 | 0 |
| COOPER COS INC | COM | 216648501 |  | 180020 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| COPA HOLDINGS SA | CL A | P31076105 | BBG000C29813 | 22842500 | 1947 | SH |  | SOLE |  | 1947 | 0 | 0 |
| CROSS CTRY HEALTHCARE INC | COM | 227483104 |  | 869371 | 27100 | SH |  | SOLE |  | 27100 | 0 | 0 |
| DESPEGAR COM | CORP ORD SHS | G27358103 |  | 437646 | 18348 | SH |  | SOLE |  | 18348 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 | BBG00D30HGP6 | 4785000 | 1470 | SH |  | SOLE |  | 1470 | 0 | 0 |
| DMC GLOBAL INC | COM | 23291C103 |  | 451044 | 13800 | SH |  | SOLE |  | 13800 | 0 | 0 |
| DMY SQUARED TECHNOLOGY GROUP | CL A COM | 233276104 |  | 222066 | 13264 | SH |  | SOLE |  | 13264 | 0 | 0 |
| DOCEBO INC | COM | 25609L105 |  | 156510 | 151920 | SH |  | SOLE |  | 151920 | 0 | 0 |
| DOLLAR TREE INC | COM | 256746108 |  | 434930 | 219 | SH |  | SOLE |  | 219 | 0 | 0 |
| DUKE ENERGY CORP NEW | NOTE 4.125% 4/1 | 26441CBY0 |  | 15893 | 22000000 | PRN |  | SOLE |  | 22000000 | 0 | 0 |
| DUN  BRADSTREET HLDGS INC | COM | 26484T106 |  | 782928 | 33100 | SH |  | SOLE |  | 33100 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 73200 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| ENFUSION INC | CL A | 292812104 |  | 49842 | 37400 | SH |  | SOLE |  | 37400 | 0 | 0 |
| ENSTAR GROUP LIMITED | SHS | G3075P101 |  | 9300174 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| EQUINOX GOLD CORP | NOTE 4.750%10/1 | 29446YAC0 | BBG01JFWFWQ5 | 185550 | 12077000 | PRN |  | SOLE |  | 12077000 | 0 | 0 |
| ERO COPPER CORP | COM | 296006109 | BBG00J09YMM8 | 356031 | 123492 | SH |  | SOLE |  | 123492 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 10786051 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 |  | 196817 | 3000000 | PRN |  | SOLE |  | 3000000 | 0 | 0 |
| EURONET WORLDWIDE INC | COM | 298736109 |  | 1787859 | 190 | SH |  | SOLE |  | 190 | 0 | 0 |
| EVENTBRITE INC | NOTE 0.750% 9/1 | 29975EAD1 |  | 5179008 | 3500000 | PRN |  | SOLE |  | 3500000 | 0 | 0 |
| EVERI HLDGS INC | COM | 30034T103 |  | 9371282 | 39600 | SH |  | SOLE |  | 39600 | 0 | 0 |
| FIDELITY NATIONAL FINANCIAL FNF GROUP | COM | 31620R303 | BBG006N7S6K9 | 5449653 | 2466 | SH |  | SOLE |  | 2466 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | UNIT 99/99/9999 | G3415K127 |  | 390264 | 10100 | SH |  | SOLE |  | 10100 | 0 | 0 |
| FIRST MAJESTIC SILVER CORP | NOTE 0.375% 1/1 | 32076VAD5 |  | 34704 | 37650000 | PRN |  | SOLE |  | 37650000 | 0 | 0 |
| FLUOR CORP NEW | COM | 343412102 |  | 16870 | 477 | SH |  | SOLE |  | 477 | 0 | 0 |
| FORUM ENERGY TECHNOLOGIES IN | COM | 34984V209 |  | 16269837 | 377679 | SH |  | SOLE |  | 377679 | 0 | 0 |
| GENPACT LIMITED | SHS | G3922B107 | BBG000RQBFV2 | 403519 | 397 | SH |  | SOLE |  | 397 | 0 | 0 |
| GITLAB INC | CLASS A COM | 37637K108 |  | 116196 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| GLOBAL BLUE GROUP HOLDING AG | ORD SHS | H33700107 |  | 148159 | 47800 | SH |  | SOLE |  | 47800 | 0 | 0 |
| GRAF GLOBAL CORP | *W EXP 05/31/203 | G4036C122 | BBG00ZGXPMQ8 | 12965 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| GRAF GLOBAL CORP | ORD SHS CL A | G4036C106 | BBG00ZGXPMQ8 | 6287969 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| H  E EQUIPMENT SERVICES INC | COM | 404030108 |  | 16440 | 472 | SH |  | SOLE |  | 472 | 0 | 0 |
| HCM II ACQUISITION CORP | *W EXP 99/99/999 | G43658122 |  | 24289558 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HCM II ACQUISITION CORP | SHS CL A | G43658106 | BBG01NCJMK59 | 295914 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| HESS CORP | COM | 42809H107 |  | 417010 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| HEXCEL CORP NEW | COM | 428291108 | BBG000BLMDQ9 | 16273791 | 31510 | SH |  | SOLE |  | 31510 | 0 | 0 |
| HOWARD HUGHES HOLDINGS INC | COM | 44267T102 | BBG01HTMDZ54 | 2099939 | 7900 | SH |  | SOLE |  | 7900 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 2987208 | 16100 | SH |  | SOLE |  | 16100 | 0 | 0 |
| INTEVAC INC | COM | 461148108 |  | 2880000 | 105300 | SH |  | SOLE |  | 105300 | 0 | 0 |
| INTRA-CELLULAR THERAPIES INC | COM | 46116X101 |  | 20302 | 1900 | SH |  | SOLE |  | 1900 | 0 | 0 |
| IRONWOOD PHARMACEUTICALS INC | NOTE 1.500% 6/1 | 46333XAH1 | BBG00PXGR8Y8 | 3221145 | 3000000 | PRN |  | SOLE |  | 3000000 | 0 | 0 |
| ITRON INC | COM | 465741106 | BBG000BD2167 | 541332 | 154 | SH |  | SOLE |  | 154 | 0 | 0 |
| JABIL INC | COM | 466313103 | BBG000BJNGN9 | 160487 | 1721 | SH |  | SOLE |  | 1721 | 0 | 0 |
| JFROG LTD | ORD SHS | M6191J100 |  | 35040918 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| JUNIPER NETWORKS INC | COM | 48203R104 |  | 17086 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| KENNEDY-WILSON HOLDINGS INC | COM | 489398107 |  | 7595125 | 265837 | SH |  | SOLE |  | 265837 | 0 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 42300 | 12920 | SH |  | SOLE |  | 12920 | 0 | 0 |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 01/14/202 | G5380J118 |  | 44741 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 239595 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| LAUNCH ONE ACQUISITION CORP | *W EXP 06/01/203 | G5S86M126 |  | 1725488 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| LAUNCH ONE ACQUISITION CORP | SHS CLASS A | G5S86M100 |  | 585232 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| LENSAR INC | COM | 52634L108 |  | 739634 | 16700 | SH |  | SOLE |  | 16700 | 0 | 0 |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 | BBG00B0JR9M0 | 292693 | 161181 | SH |  | SOLE |  | 161181 | 0 | 0 |
| LITHIA MTRS INC | COM | 536797103 |  | 250648 | 2400 | SH |  | SOLE |  | 2400 | 0 | 0 |
| LOGILITY SUPPLY CHAIN SOLUTI | COM | 029683109 |  | 2670000 | 30500 | SH |  | SOLE |  | 30500 | 0 | 0 |
| LSI INDS INC OHIO | COM | 50216C108 | BBG000BNKN21 | 16133 | 9154 | SH |  | SOLE |  | 9154 | 0 | 0 |
| M/I HOMES INC | COM | 55305B101 | BBG000BL9MZ4 | 234176 | 83 | SH |  | SOLE |  | 83 | 0 | 0 |
| MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | BBG00ZN93NM9 | 108570 | 4225000 | PRN |  | SOLE |  | 4225000 | 0 | 0 |
| MARAVAI LIFESCIENCES HLDGS I | COM CL A | 56600D107 |  | 1493681 | 826300 | SH |  | SOLE |  | 826300 | 0 | 0 |
| MARKEL GROUP INC | COM | 570535104 |  | 2307465 | 509 | SH |  | SOLE |  | 509 | 0 | 0 |
| MERCURY GENL CORP NEW | COM | 589400100 |  | 155618 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 13398 | 17260 | SH |  | SOLE |  | 17260 | 0 | 0 |
| MOLINA HEALTHCARE INC | COM | 60855R100 |  | 235804 | 10071 | SH |  | SOLE |  | 10071 | 0 | 0 |
| MONEYLION INC | CL A | 60938K304 |  | 2029269 | 4800 | SH |  | SOLE |  | 4800 | 0 | 0 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 704496 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| MORGAN STANLEY EMERGING MKTS | COM | 617477104 |  | 9477 | 122646 | SH |  | SOLE |  | 122646 | 0 | 0 |
| NEUEHEALTH INC | COM NEW | 10920V404 |  | 4039569 | 29115 | SH |  | SOLE |  | 29115 | 0 | 0 |
| NEVRO CORP | COM | 64157F103 |  | 1826123 | 64329 | SH |  | SOLE |  | 64329 | 0 | 0 |
| NEXGEN ENERGY LTD | COM | 65340P106 |  | 661291 | 11600 | SH |  | SOLE |  | 11600 | 0 | 0 |
| NIO INC | NOTE 3.875%10/1 | 62914VAJ5 |  | 13975 | 16770000 | PRN |  | SOLE |  | 16770000 | 0 | 0 |
| NIO INC | NOTE 4.625%10/1 | 62914VAK2 |  | 835557 | 17000000 | PRN |  | SOLE |  | 17000000 | 0 | 0 |
| NORDSTROM INC | COM | 655664100 |  | 3317287 | 19300 | SH |  | SOLE |  | 19300 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 415248 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| OPKO HEALTH INC | NOTE 3.750% 1/1 | 68375NAG8 |  | 9860 | 7311000 | PRN |  | SOLE |  | 7311000 | 0 | 0 |
| OPTINOSE INC | COM NEW | 68404V209 |  | 576436 | 18800 | SH |  | SOLE |  | 18800 | 0 | 0 |
| PACTIV EVERGREEN INC | COM | 69526K105 |  | 12510304 | 27400 | SH |  | SOLE |  | 27400 | 0 | 0 |
| PAR TECHNOLOGY CORP | COM | 698884103 |  | 12186049 | 206909 | SH |  | SOLE |  | 206909 | 0 | 0 |
| PARAGON 28 INC | COM | 69913P105 |  | 375681 | 41900 | SH |  | SOLE |  | 41900 | 0 | 0 |
| PATTERSON COS INC | COM | 703395103 |  | 74820 | 15011 | SH |  | SOLE |  | 15011 | 0 | 0 |
| PAYCOR HCM INC | COM | 70435P102 |  | 471885 | 13500 | SH |  | SOLE |  | 13500 | 0 | 0 |
| PLAYA HOTELS  RESORTS NV | SHS | N70544106 |  | 716814 | 35400 | SH |  | SOLE |  | 35400 | 0 | 0 |
| PLAYAGS INC | COM | 72814N104 |  | 11833158 | 34900 | SH |  | SOLE |  | 34900 | 0 | 0 |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 69352PAS2 |  | 172396 | 11000000 | PRN |  | SOLE |  | 11000000 | 0 | 0 |
| PROASSURANCE CORP | COM | 74267C106 |  | 12350556 | 5100 | SH |  | SOLE |  | 5100 | 0 | 0 |
| PROFOUND MED CORP | COM NEW | 74319B502 |  | 342917 | 9400 | SH |  | SOLE |  | 9400 | 0 | 0 |
| RAMBUS INC DEL | COM | 750917106 | BBG000BR32C6 | 12691798 | 299 | SH |  | SOLE |  | 299 | 0 | 0 |
| REDFIN CORP | COM | 75737F108 |  | 547214 | 19698 | SH |  | SOLE |  | 19698 | 0 | 0 |
| SANGOMA TECHNOLOGIES CORP | COM NEW | 80100R408 |  | 325870 | 3481633 | SH |  | SOLE |  | 3481633 | 0 | 0 |
| SIM ACQUISITION CORP. I | *W EXP 06/01/203 | G8431T119 | BBG01NC8G1L4 | 302940 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| SIM ACQUISITION CORP. I | SHS CL A | G8431T101 | BBG01NC8G1L4 | 422639 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SOLARWINDS CORP | COM NEW | 83417Q204 |  | 119085 | 18100 | SH |  | SOLE |  | 18100 | 0 | 0 |
| SSR MINING IN | NOTE 2.500% 4/0 | 784730AB9 |  | 77174 | 21987000 | PRN |  | SOLE |  | 21987000 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 15481 | 5930 | SH |  | SOLE |  | 5930 | 0 | 0 |
| STONECO LTD | COM CL A | G85158106 |  | 181419 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| SUNNOVA ENERGY INTL INC. | NOTE 0.250%12/0 | 86745KAF1 |  | 22313617 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| TERRITORIAL BANCORP INC | COM | 88145X108 | BBG000M1LNP1 | 22595798 | 22571 | SH |  | SOLE |  | 22571 | 0 | 0 |
| TIDEWATER INC NEW | COM | 88642R109 |  | 333583 | 303 | SH |  | SOLE |  | 303 | 0 | 0 |
| TRIUMPH GROUP INC NEW | COM | 896818101 |  | 581674 | 19400 | SH |  | SOLE |  | 19400 | 0 | 0 |
| UNIFIRST CORP MASS | COM | 904708104 |  | 252083 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| USA RARE EARTH INC | *W EXP 08/31/202 | 91733P115 |  | 189145 | 12499 | SH |  | SOLE |  | 18418 | 0 | 0 |
| VACASA INC | CL A NEW | 91854V206 |  | 12808 | 24800 | SH |  | SOLE |  | 24800 | 0 | 0 |
| VERISIGN INC | COM | 92343E102 |  | 491596 | 68 | SH |  | SOLE |  | 68 | 0 | 0 |
| VINE HILL CAP INVT CORP. | *W EXP 07/01/203 | G93Y09115 | BBG01NWVP4Y1 | 353704 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| VINE HILL CAP INVT CORP. | ORD SHS CL A | G93Y09107 | BBG01NWVP4Y1 | 69600 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| VITESSE ENERGY INC | COMMON STOCK | 92852X103 |  | 0 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| VOXX INTL CORP | CL A | 91829F104 |  | 307163 | 40955 | SH |  | SOLE |  | 40955 | 0 | 0 |
| VOYAGER ACQUISITION CORP | *W EXP 05/16/203 | G93A7H112 | BBG01NCL6NC8 | 133424 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| VOYAGER ACQUISITION CORP | CL A | G93A7H104 | BBG01NCL6NC8 | 17263 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 | BBG000BWMX63 | 49 | 5578 | SH |  | SOLE |  | 5578 | 0 | 0 |
| WESTERN ASSET EMERGING MKTS | COM | 95766A101 |  | 287546 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 |  | 277 | 59332 | SH |  | SOLE |  | 59332 | 0 | 0 |
| WESTERN AST INFL LKD OPP  I | COM | 95766R104 |  | 495126 | 966856 | SH |  | SOLE |  | 966856 | 0 | 0 |
| WOLFSPEED INC | NOTE 1.750% 5/0 | 225447AD3 |  | 8498664 | 25329000 | PRN |  | SOLE |  | 25329000 | 0 | 0 |
| WOLFSPEED INC | NOTE 1.875%12/0 | 977852AD4 |  | 2890625 | 12500000 | PRN |  | SOLE |  | 12500000 | 0 | 0 |
| XP | EL INC COM | 98379L100 | BBG000R5XCX9 | 8873 | 302 | SH |  | SOLE |  | 302 | 0 | 0 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 |  | 5138366 | 74947 | SH |  | SOLE |  | 74947 | 0 | 0 |

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