# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011359
**Filing Date:** 2026-3
**Character Count:** 42158
**Document Hash:** 048164f2a69e80d0e04df20599d7b06e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011359.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011359

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792065

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Consumer Discretionary AlphaDEX Fund (Series ID: S000017696)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000048896 | First Trust Consumer Discretionary AlphaDEX Fund | FXD             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Consumer Discretionary AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017696

- **c. LEI of Series:** 549300KKKIV5V4SB1F02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $312129826.02

**Total Liabilities:** $2157939.29

**Net Assets:** $309971886.73

**Cash Not Reported:** $1042.44

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048896 | 2.64%                | 1.41%                | 0.69%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1500737.06              | $5315824.20                                |
| Month 2  | $96256.73                | $3710622.36                                |
| Month 3  | $6803567.05              | $-5013756.00                               |

### Schedule of Portfolio Investments

| Name                               | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BorgWarner Inc                     | BorgWarner Inc                       | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |     37843 | NS      | $1794136.63   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Aramark                            | Aramark                              | CUSIP: 03852U106<br>LEI: 549300MR6PG2DWZUIL39 | Long             | EC               | CORP              | US        |     23131 | NS      | $890312.19    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Birkenstock Holding Plc            | Birkenstock Holding Plc              | CUSIP: 000000000<br>LEI: 529900CQ8LQKQ7LIT631 | Long             | EC               | CORP              | GB        |     65259 | NS      | $2464179.84   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| GameStop Corp                      | GameStop Corp                        | CUSIP: 36467W109<br>LEI: 549300505KLOET039L77 | Long             | EC               | CORP              | US        |     84923 | NS      | $2027961.24   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co                   | Genuine Parts Co                     | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |     13868 | NS      | $1927513.32   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                  | General Motors Co                    | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     41939 | NS      | $3522876.00   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| American Airlines Group Inc        | American Airlines Group Inc          | CUSIP: 02376R102<br>LEI: IWUQB36BXD6OWD6X4T14 | Long             | EC               | CORP              | US        |    222473 | NS      | $2958890.90   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                     | Lowe's Cos Inc                       | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      3535 | NS      | $944057.10    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                   | Vail Resorts Inc                     | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |      6420 | NS      | $854309.40    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulta Beauty Inc                    | Ulta Beauty Inc                      | CUSIP: 90384S303<br>LEI: 529900CIV6HN8M28YM82 | Long             | EC               | CORP              | US        |      5637 | NS      | $3649168.32   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Corp                           | Fox Corp                             | CUSIP: 35137L105<br>LEI: 549300DDU6FDRBIELS05 | Long             | EC               | CORP              | US        |     36528 | NS      | $2658507.84   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp              | Costco Wholesale Corp                | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       989 | NS      | $929907.25    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                 | Planet Fitness Inc                   | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     15721 | NS      | $1431239.84   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc       | Wyndham Hotels & Resorts Inc         | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |     11284 | NS      | $821362.36    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| On Holding AG                      | On Holding AG                        | CUSIP: 000000000<br>LEI: 506700FB3467B9W95526 | Long             | EC               | CORP              | CH        |     18344 | NS      | $830066.00    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| DR Horton Inc                      | DR Horton Inc                        | CUSIP: 23331A109<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | EC               | CORP              | US        |     30886 | NS      | $4597072.24   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Viking Holdings Ltd                | Viking Holdings Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     62295 | NS      | $4494584.25   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SharkNinja Inc                     | SharkNinja Inc                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30479 | NS      | $3602617.80   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| PulteGroup Inc                     | PulteGroup Inc                       | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37937 | NS      | $4745539.33   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC    | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |   1869974 | PA      | $1869974.00   | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Rollins Inc                        | Rollins Inc                          | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |     28412 | NS      | $1799616.08   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Boyd Gaming Corp                   | Boyd Gaming Corp                     | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |     52188 | NS      | $4411973.52   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                         | Garmin Ltd                           | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |      8406 | NS      | $1694985.84   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc             | TKO Group Holdings Inc               | CUSIP: 87256C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8159 | NS      | $1652850.22   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennar Corp                        | Lennar Corp                          | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |     43273 | NS      | $4731902.55   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                           | Lyft Inc                             | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |    176071 | NS      | $2970317.77   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                    | Ross Stores Inc                      | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |     18932 | NS      | $3571521.80   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                | Texas Roadhouse Inc                  | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     10272 | NS      | $1847521.92   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| United Airlines Holdings Inc       | United Airlines Holdings Inc         | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |     30500 | NS      | $3120760.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs Inc                | Churchill Downs Inc                  | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |     23459 | NS      | $2307427.24   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Deckers Outdoor Corp               | Deckers Outdoor Corp                 | CUSIP: 243537107<br>LEI: 5493008LG4W3I6K8J118 | Long             | EC               | CORP              | US        |      8224 | NS      | $981452.16    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc      | Hilton Worldwide Holdings Inc        | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |      9292 | NS      | $2773754.92   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings I     | BJ's Wholesale Club Holdings Inc     | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |     18940 | NS      | $1750813.60   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor & Decor Holdings Inc         | Floor & Decor Holdings Inc           | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |     28005 | NS      | $1847209.80   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software      | Take-Two Interactive Software Inc    | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     10425 | NS      | $2296627.50   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Mattel Inc                         | Mattel Inc                           | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Long             | EC               | CORP              | US        |    171900 | NS      | $3590991.00   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc                  | Expedia Group Inc                    | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15701 | NS      | $4158252.84   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| H&R Block Inc                      | H&R Block Inc                        | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     61246 | NS      | $2416154.70   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum! Brands Inc                    | Yum! Brands Inc                      | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |     11272 | NS      | $1752796.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc                     | Murphy USA Inc                       | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      2113 | NS      | $892763.63    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar Tree Inc                    | Dollar Tree Inc                      | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |      6931 | NS      | $815016.29    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Choice Hotels International In     | Choice Hotels International Inc      | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |     28019 | NS      | $2880353.20   | 0.93%             |  |  |  | No            |                  1 | On Loan: —       |
| Airbnb Inc                         | Airbnb Inc                           | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |     12565 | NS      | $1625534.05   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                    | TJX Cos Inc/The                      | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     17376 | NS      | $2603098.56   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc               | Booking Holdings Inc                 | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       159 | NS      | $795292.56    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Co                      | Ford Motor Co                        | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |    259946 | NS      | $3608050.48   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corp                      | Carnival Corp                        | CUSIP: 143658300<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | EC               | CORP              | US        |     87396 | NS      | $2623627.92   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                  | Lithia Motors Inc                    | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     13386 | NS      | $4329567.84   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Norwegian Cruise Line Holdings     | Norwegian Cruise Line Holdings Ltd   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     76400 | NS      | $1677744.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Avis Budget Group Inc              | Avis Budget Group Inc                | CUSIP: 053774105<br>LEI: 529900E95812SYWMCE44 | Long             | EC               | CORP              | US        |      6645 | NS      | $764108.55    | 0.25%             |  |  |  | No            |                  1 | On Loan: —       |
| Carvana Co                         | Carvana Co                           | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |     10541 | NS      | $4228100.51   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Wendy's Co/The                     | Wendy's Co/The                       | CUSIP: 95058W100<br>LEI: 529900M0JIUCMWVKHG76 | Long             | EC               | CORP              | US        |    102356 | NS      | $797353.24    | 0.26%             |  |  |  | No            |                  1 | On Loan: —       |
| New York Times Co/The              | New York Times Co/The                | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |     12282 | NS      | $900393.42    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                     | Amazon.com Inc                       | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     11563 | NS      | $2767025.90   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| MGM Resorts International          | MGM Resorts International            | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |     23366 | NS      | $783695.64    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio           | MSILF Treasury Portfolio             | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    385598 | NS      | $385597.50    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Harley-Davidson Inc                | Harley-Davidson Inc                  | CUSIP: 412822108<br>LEI: ZDNAWZWXIKMWI51R2A08 | Long             | EC               | CORP              | US        |    217105 | NS      | $4298679.00   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Dillard's Inc                      | Dillard's Inc                        | CUSIP: 254067101<br>LEI: 529900FGYKMWL6019P91 | Long             | EC               | CORP              | US        |      5624 | NS      | $3416917.44   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc          | Warner Bros Discovery Inc            | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |     59169 | NS      | $1629514.26   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                          | Lear Corp                            | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |     38817 | NS      | $4545082.53   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Thor Industries Inc                | Thor Industries Inc                  | CUSIP: 885160101<br>LEI: 254900XZO1228PDSG060 | Long             | EC               | CORP              | US        |     33218 | NS      | $3716097.66   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Sirius XM Holdings Inc             | Sirius XM Holdings Inc               | CUSIP: 829933100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    222480 | NS      | $4527468.00   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Gap Inc/The                        | Gap Inc/The                          | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |    173769 | NS      | $4862056.62   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD      | Marriott International Inc/MD        | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |      8604 | NS      | $2712841.20   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI Holdings Inc                  | YETI Holdings Inc                    | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Long             | EC               | CORP              | US        |     60427 | NS      | $2762118.17   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc              | Uber Technologies Inc                | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     10435 | NS      | $835321.75    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Bath & Body Works Inc              | Bath & Body Works Inc                | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |    132923 | NS      | $2897721.40   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Restaurant Brands Internationa     | Restaurant Brands International Inc  | CUSIP: 76131D103<br>LEI: 5299009RXTX9DN9AKJ98 | Long             | EC               | CORP              | US        |     39119 | NS      | $2620581.81   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                 | Home Depot Inc/The                   | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      2478 | NS      | $928234.02    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                        | Gentex Corp                          | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |    191168 | NS      | $4398775.68   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corp                | Dollar General Corp                  | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |     12844 | NS      | $1842214.92   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers Inc                  | Toll Brothers Inc                    | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     32899 | NS      | $4753576.51   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| CarMax Inc                         | CarMax Inc                           | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     88264 | NS      | $3931278.56   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ Corp                           | LKQ Corp                             | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |    147301 | NS      | $4838837.85   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                        | Target Corp                          | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |     34890 | NS      | $3679848.30   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp                  | Ralph Lauren Corp                    | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |     12580 | NS      | $4445897.80   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc            | Nexstar Media Group Inc              | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     16797 | NS      | $3567346.86   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Macy's Inc                         | Macy's Inc                           | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |    201746 | NS      | $4038954.92   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                  | Omnicom Group Inc                    | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |     33053 | NS      | $2546403.12   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Valvoline Inc                      | Valvoline Inc                        | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |     58680 | NS      | $1920009.60   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Sportswear Co             | Columbia Sportswear Co               | CUSIP: 198516106<br>LEI: 549300OTMCIEUXAH5Z60 | Long             | EC               | CORP              | US        |     61908 | NS      | $3422274.24   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Travel + Leisure Co                | Travel + Leisure Co                  | CUSIP: 894164102<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | EC               | CORP              | US        |     63072 | NS      | $4386026.88   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Airlines Co              | Southwest Airlines Co                | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |    107633 | NS      | $5114720.16   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                           | Etsy Inc                             | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |     15379 | NS      | $814471.84    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Pool Corp                          | Pool Corp                            | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |      7455 | NS      | $1894240.95   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Newell Brands Inc                  | Newell Brands Inc                    | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |    916802 | NS      | $3896408.50   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                        | Walmart Inc                          | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     30612 | NS      | $3647113.68   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                          | Aptiv PLC                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     22411 | NS      | $1697633.25   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Darden Restaurants Inc             | Darden Restaurants Inc               | CUSIP: 237194105<br>LEI: CY1NFSCCB5GUXC7WZC70 | Long             | EC               | CORP              | US        |      9267 | NS      | $1847376.45   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Penske Automotive Group Inc        | Penske Automotive Group Inc          | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |     21545 | NS      | $3378040.55   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Dick's Sporting Goods Inc          | Dick's Sporting Goods Inc            | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |     13482 | NS      | $2723364.00   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH Corp                           | PVH Corp                             | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |     66376 | NS      | $4139207.36   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment Inc      | Live Nation Entertainment Inc        | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |      5983 | NS      | $870227.35    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams-Sonoma Inc                | Williams-Sonoma Inc                  | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Long             | EC               | CORP              | US        |      9548 | NS      | $1953998.20   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Burlington Stores Inc              | Burlington Stores Inc                | CUSIP: 122017106<br>LEI: 5299003Z37DVGKKC1W09 | Long             | EC               | CORP              | US        |     11807 | NS      | $3493219.02   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| News Corp                          | News Corp                            | CUSIP: 65249B109<br>LEI: 549300ITS31QK8VRBQ14 | Long             | EC               | CORP              | US        |     65285 | NS      | $1764653.55   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                       | Tapestry Inc                         | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |     34816 | NS      | $4418498.56   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co                  | U-Haul Holding Co                    | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |     72968 | NS      | $3743988.08   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Lululemon Athletica Inc            | Lululemon Athletica Inc              | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | CA        |     16411 | NS      | $2863719.50   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Alaska Air Group Inc               | Alaska Air Group Inc                 | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |     53064 | NS      | $2697243.12   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                         | Copart Inc                           | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |     68176 | NS      | $2766582.08   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Best Buy Co Inc                    | Best Buy Co Inc                      | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |     25478 | NS      | $1658617.80   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Wayfair Inc                        | Wayfair Inc                          | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |     44303 | NS      | $4584917.47   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                           | eBay Inc                             | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |     19579 | NS      | $1785996.38   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                 | Walt Disney Co/The                   | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     29977 | NS      | $3381405.60   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Air Lines Inc                | Delta Air Lines Inc                  | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |     49143 | NS      | $3238032.27   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Las Vegas Sands Corp               | Las Vegas Sands Corp                 | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |     52397 | NS      | $2762893.81   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| RB Global Inc                      | RB Global Inc                        | CUSIP: 74935Q107<br>LEI: 5493002H8U24DJXQ4886 | Long             | EC               | CORP              | US        |      8288 | NS      | $941268.16    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                          | Tesla Inc                            | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      1896 | NS      | $816057.36    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Crocs Inc                          | Crocs Inc                            | CUSIP: 227046109<br>LEI: 549300B0J6YCXD63OG72 | Long             | EC               | CORP              | US        |      9970 | NS      | $836682.40    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| NVR Inc                            | NVR Inc                              | CUSIP: 62944T105<br>LEI: 529900RWXR4JI3JYTV70 | Long             | EC               | CORP              | US        |       366 | NS      | $2794677.18   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutio     | Bright Horizons Family Solutions Inc | CUSIP: 109194100<br>LEI: 2549009BKSVTM7UEYT38 | Long             | EC               | CORP              | US        |      8408 | NS      | $778833.04    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc          | Caesars Entertainment Inc            | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |    114112 | NS      | $2362118.40   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Ollie's Bargain Outlet Holding     | Ollie's Bargain Outlet Holdings Inc  | CUSIP: 681116109<br>LEI: 529900YO5DSQCPEFDZ05 | Long             | EC               | CORP              | US        |      7778 | NS      | $857991.18    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation Inc                     | AutoNation Inc                       | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12927 | NS      | $2649776.46   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Somnigroup International Inc       | Somnigroup International Inc         | CUSIP: 88023U101<br>LEI: 549300HFEKVR3US71V91 | Long             | EC               | CORP              | US        |     49827 | NS      | $4377301.95   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Grand Canyon Education Inc         | Grand Canyon Education Inc           | CUSIP: 38526M106<br>LEI: 529900XFER799IYOSW74 | Long             | EC               | CORP              | US        |     16049 | NS      | $2789958.16   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| SiteOne Landscape Supply Inc       | SiteOne Landscape Supply Inc         | CUSIP: 82982L103<br>LEI: 5299008LX7SBD4HIAU03 | Long             | EC               | CORP              | US        |     13690 | NS      | $1965062.60   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Dutch Bros Inc                     | Dutch Bros Inc                       | CUSIP: 26701L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43598 | NS      | $2371295.22   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Coupang Inc                        | Coupang Inc                          | CUSIP: 22266T109<br>LEI: 549300XR4L1D80AK4W76 | Long             | EC               | CORP              | US        |     36144 | NS      | $728663.04    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer