# EDGAR Filing Document

**Accession Number:** 0001862463
**File Stem:** 0001493152-26-027599
**Filing Date:** 2026-6
**Character Count:** 14888
**Document Hash:** ca0f208b54456d267e3c8ca2f82ac7d1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-027599.hdr.sgml**: 20260608

**ACCESSION NUMBER**: 0001493152-26-027599

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20260603

**ITEM INFORMATION**: Material Modifications to Rights of Security Holders

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260608

**DATE AS OF CHANGE**: 20260608

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPHA MODUS HOLDINGS, INC.
- **CENTRAL INDEX KEY:** 0001862463
- **STANDARD INDUSTRIAL CLASSIFICATION:** PATENT OWNERS & LESSORS [6794]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 863386030
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40775
- **FILM NUMBER:** 261070931

**BUSINESS ADDRESS:**
- **STREET 1:** 20311 CHARTWELL CENTER DR., #1469
- **CITY:** CORNELIUS
- **STATE:** NC
- **ZIP:** 28031
- **BUSINESS PHONE:** (704) 252-5050

**MAIL ADDRESS:**
- **STREET 1:** 20311 CHARTWELL CENTER DR., #1469
- **CITY:** CORNELIUS
- **STATE:** NC
- **ZIP:** 28031

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpha Modus Holdings, Inc.
- **DATE OF NAME CHANGE:** 20241219

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Insight Acquisition Corp. /DE
- **DATE OF NAME CHANGE:** 20210514

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): **June 3, 2026**

**ALPHA MODUS HOLDINGS, INC.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40775** | **86-3386030** |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |

---

**20311 Chartwell Center Dr., #1469**

**<u>Cornelius, NC 28031</u>**

(Address of principal executive offices, including zip code)

Registrant's telephone number, including area code: **(704) 252-5050**

____

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Class A Common Stock, par value $0.0001 per share | AMOD | The Nasdaq Stock Market, LLC |
| Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 | AMODW | The Nasdaq Stock Market, LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 3.03. Material Modification to Rights of Security Holders.**

On June 3, 2026, Alpha Modus Holdings, Inc. (the "<u>Company</u>"), filed a Certificate of Amendment to Certificate of Incorporation with the State of Delaware to effect a 1-for-40 reverse stock split of the Company's issued and outstanding shares of Class A common stock (the "<u>Reverse Stock Split</u>").

***Reason for the Reverse Stock Split***

The Reverse Stock Split is being effected solely to enable the Company to expeditiously restore compliance with the continued listing standards of the Nasdaq Stock Market (the "<u>Nasdaq</u>") and Nasdaq's $1.00 minimum bid price requirements.

***Effects of the Reverse Stock Split***

*<u>Effective Date; Symbol; CUSIP Number</u>*. The Reverse Stock Split is expected to become effective and be reflected with the Nasdaq and in the marketplace at the open of business on June 15, 2026 (the "<u>Effective Date</u>"), whereupon the shares of Class A common stock of the Company are expected to begin trading on a split-adjusted basis. In connection with the Reverse Stock Split, the Company's shares of Class A common stock will continue to trade on the Nasdaq under the symbol "AMOD" but will trade under a new CUSIP Number, 020952206.

*<u>Split Adjustment; No Fractional Shares</u>*. The total number of shares of the Company's Class A common stock held by each shareholder will be converted automatically into the number of whole shares of Class A common stock equal to (i) the number of issued and outstanding shares of Class A common stock held by such shareholder immediately prior to the Reverse Stock Split, divided by (ii) 40.

No fractional shares will be issued, and no cash or other consideration will be paid. Instead, the Company will issue one whole share of the post-Reverse Stock Split Class A common stock to a shareholder who otherwise would have received a fractional share as a result of the Reverse Stock Split (with rounding up for beneficial shareholders at the Depository Trust Company on a participant basis).

*<u>Non-Certificated Shares; Certificated Shares</u>*. Stockholders who are holding their shares in electronic form at brokerage firms do not have to take any action as the effect of the Reverse Stock Split will automatically be reflected in their brokerage accounts.

Stockholders holding paper certificates may (but are not required to) send the certificates to the Company's transfer agent at the address given below. The transfer agent will issue a new share certificate reflecting the terms of the Reverse Stock Split to each requesting shareholder.

Continental Stock Transfer & Trust Company

1 State Street 30th Floor

New York, NY 10004-1561

Please contact Continental Stock Transfer & Trust Company for further information, related costs and procedures before sending any certificates.

*<u>State Filing</u>*. The Reverse Stock Split was effected by the Company filing a Certificate of Amendment to Certificate of Incorporation (the "<u>Certificate</u>") with the Secretary of State of the State of Delaware, which was processed by the State of Delaware on June 3, 2026. A copy of the Certificate is attached hereto as <u>Exhibit 3.1</u> and incorporated herein by reference.

*<u>Stockholder Approval</u>*. As disclosed in the Schedule 14C of the Company filed on May 26, 2026, on May 15, 2026, holders of a majority of the outstanding voting stock of the Company approved the Reverse Stock Split.

*<u>Capitalization</u>*. Prior to the filing of the Certificate on June 3, 2026, the Company was authorized to issue 200,000,000 shares of Class A common stock, and approximately 55,296,375 shares of Class A common stock were issued and outstanding. As a result of the Reverse Stock Split, the Company will still be authorized to issue 200,000,000 shares of Class A common stock (the Company's authorized shares of Class A common stock will not be affected by the Reverse Stock Split), and there would be approximately 1,382,410 shares of common stock expected to be outstanding on a pro forma basis (subject to adjustment due to the effect of rounding fractional shares into whole shares, and assuming that 55,296,375 shares of Class A common stock were outstanding immediately prior to the Reverse Stock Split). The Reverse Stock Split will not have any effect on the stated par value of the Class A common stock.

The Reverse Stock Split does not affect the Company's other classes of stock, including Class B common stock or preferred stock. After the Reverse Stock Split, the Company's authorized Class B common stock and preferred stock, and the issued and outstanding number of shares of preferred stock (no shares of Class B common stock are issued or outstanding) will remain unchanged. Additionally, the Reverse Stock Split will not affect the par value of the Class B common stock or preferred stock.

Each common shareholder's percentage ownership interest in the Company and proportional voting power remains virtually unchanged as a result of the Reverse Stock Split, except for minor changes and adjustments that will result from rounding fractional shares into whole shares. The rights and privileges of the holders of shares of Class A common stock will be substantially unaffected by the Reverse Stock Split.

All options, warrants and convertible securities of the Company outstanding immediately prior to the Reverse Stock Split (to the extent they do not provide otherwise) will be appropriately adjusted by dividing the number of shares of Class A common stock into which the options, warrants and convertible securities are exercisable or convertible by 40 and multiplying the exercise or conversion price thereof by 40, as a result of the Reverse Stock Split.

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

The information required by this <u>Item 5.03</u> is set forth in <u>Item 3.03</u> above, which information is incorporated herein by reference.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 3.1 | [Certificate of Amendment to Certificate of Incorporation filed June 3, 2026](ex3-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **ALPHA MODUS HOLDINGS, INC.** | **ALPHA MODUS HOLDINGS, INC.** |
| Date: June 8, 2026 | By: | */s/ William Alessi* |
|  | Name: | William Alessi |
|  | Title: | President and Chief Executive Officer |

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## Exhibit 3.1

**Exhibit 3.1**

**CERTIFICATE OF AMENDMENT OF**

**CERTIFICATE OF INCORPORATION**

**OF**

**ALPHA MODUS HOLDINGS, INC.**

Alpha Modus Holdings, Inc., a corporation organized and existing under the laws of the State of Delaware (the "<u>Corporation</u>"), does hereby certify that:

FIRST: The name of the Corporation is Alpha Modus Holdings, Inc.

SECOND: This certificate of amendment (this "<u>Certificate of Amendment</u>") amends the provisions of the Corporation's certificate of incorporation, as amended and restated (the "<u>Certificate of Incorporation</u>").

THIRD: Article IV of the Certificate of Incorporation is hereby amended by inserting the following below the last sentence in Article IV of the Certificate of Incorporation:

"Upon the Effective Time (as defined below) of this Certificate of Amendment with the Secretary of State of the State of Delaware, forty (40) outstanding shares of Common Stock outstanding immediately prior to the Effective Time (the "<u>Old Common Stock</u>") shall be combined and converted into one (1) share of Common Stock (the "<u>New Common Stock</u>") based on a ratio of one (1) share of New Common Stock for each forty (40) shares of Old Common Stock (the "<u>Reverse Split Ratio</u>").

This reverse stock split (the "<u>Reverse Split</u>") of the outstanding shares of Common Stock shall not affect the total number of shares of capital stock, including the Common Stock, that the Corporation is authorized to issue, which shall remain as set forth under this Article IV.

The Reverse Split shall occur without any further action on the part of the Corporation or the holders of shares of New Common Stock and whether or not certificates representing such holders' shares prior to the Reverse Split are surrendered for cancellation. No fractional interest in a share of New Common Stock shall be deliverable upon the Reverse Split, and all shares of New Common Stock be rounded up to the nearest whole number of such shares. All references to "Common Stock" in this Certificate of Incorporation shall be to the New Common Stock.

The Reverse Split will be effectuated on a stockholder-by-stockholder (as opposed to certificate-by-certificate) basis, except that (i) the Reverse Split will be effectuated on a certificate-by-certificate basis for shares held by registered holders, and (ii) the Reverse Split will be effectuated on a per-participant basis at The Depository Trust Company (DTC). For shares held in certificated form, certificates dated as of a date prior to the Effective Time representing outstanding shares of Old Common Stock shall, after the Effective Time, represent a number of shares of New Common Stock as is reflected on the face of such certificates for the Old Common Stock, divided by the Reverse Split Ratio and rounded up to the nearest whole number. The Corporation shall not be obligated to issue new certificates evidencing the shares of New Common Stock outstanding as a result of the Reverse Split unless and until the certificate(s) evidencing the shares held by a holder prior to the Reverse Split are either delivered to the Corporation or its transfer agent, or the holder notifies the Corporation or its transfer agent that such certificates have been lost, stolen or destroyed and executes an agreement satisfactory to the Corporation to indemnify the Corporation from any loss incurred by it in connection with such certificates."

![](ex3-1_001.jpg)

FOURTH: This Certificate of Amendment was duly adopted in accordance with the provisions of Sections 228 and 242 of the General Corporation Law of the State of Delaware.

FIFTH: This Certificate of Amendment shall be effective as of the latter of 7:00 a.m. New York Time on June 15, 2026, or the date and time that the Nasdaq Stock Market approves and processes the Reverse Split in the public markets (the "<u>Effective Time</u>").

IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be signed by its officer thereunto duly authorized this 3<sup>rd</sup> day of June, 2026.

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| |
|:---|
| **ALPHA MODUS HOLDINGS, INC.** |
| */s/ William Alessi* |
| Name: William Alessi |
| Title: Chief Executive Officer |

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