# EDGAR Filing Document

**Accession Number:** 0002129318
**File Stem:** 0002129318-26-000021
**Filing Date:** 2026-5
**Character Count:** 11922
**Document Hash:** db2de15bf2b2e7176e52d287c1fc36c0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002129318-26-000021.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0002129318-26-000021

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20210930

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**EFFECTIVENESS DATE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Norris Financial Group, LLC
- **CENTRAL INDEX KEY:** 0002129318

**ORGANIZATION NAME:**
- **EIN:** 582280206
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26988
- **FILM NUMBER:** 261002545

**BUSINESS ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601
- **BUSINESS PHONE:** 864-420-7335

**MAIL ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2021

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Norris Financial Group LLC<br>**Address:** 605 N MAIN ST.<br>GREENVILLE, SC 29601

**Form 13F File Number:** 028-26988

**CRD Number (if applicable):** 000129422

**SEC File Number (if applicable):** 801-112958

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Desaree Tatum<br>**Title:** Consultant Compliance Services<br>**Phone:** 513-538-1150

**Signature, Place, and Date of Signing:**

Desaree Tatum  Covington, KY  05-20-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 83

**Form 13F Information Table Value Total:** $151235296

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 18587341 | 43313 | SH |  | SOLE |  | 0 | 0 | 43313 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 9805956 | 27394 | SH |  | SOLE |  | 0 | 0 | 27394 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 8412087 | 224143 | SH |  | SOLE |  | 0 | 0 | 224143 |
| APPLE INC | COM | 037833100 |  | 7296306 | 51564 | SH |  | SOLE |  | 0 | 0 | 51564 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 6599830 | 298230 | SH |  | SOLE |  | 0 | 0 | 298230 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 6175281 | 41218 | SH |  | SOLE |  | 0 | 0 | 41218 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 5760452 | 172417 | SH |  | SOLE |  | 0 | 0 | 172417 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 5477213 | 227176 | SH |  | SOLE |  | 0 | 0 | 227176 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 4914042 | 78274 | SH |  | SOLE |  | 0 | 0 | 78274 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 4299150 | 88242 | SH |  | SOLE |  | 0 | 0 | 88242 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 |  | 4262331 | 162035 | SH |  | SOLE |  | 0 | 0 | 162035 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 4157980 | 79823 | SH |  | SOLE |  | 0 | 0 | 79823 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 4130091 | 162538 | SH |  | SOLE |  | 0 | 0 | 162538 |
| MICROSOFT CORP | COM | 594918104 |  | 3834958 | 13603 | SH |  | SOLE |  | 0 | 0 | 13603 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 3258946 | 19845 | SH |  | SOLE |  | 0 | 0 | 19845 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 3246329 | 77775 | SH |  | SOLE |  | 0 | 0 | 77775 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 2783885 | 44471 | SH |  | SOLE |  | 0 | 0 | 44471 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 2371684 | 14669 | SH |  | SOLE |  | 0 | 0 | 14669 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 2321199 | 5206 | SH |  | SOLE |  | 0 | 0 | 5206 |
| FORTINET INC | COM | 34959E109 |  | 1917535 | 6566 | SH |  | SOLE |  | 0 | 0 | 6566 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 1876683 | 31749 | SH |  | SOLE |  | 0 | 0 | 31749 |
| AMAZON COM INC | COM | 023135106 |  | 1833052 | 558 | SH |  | SOLE |  | 0 | 0 | 558 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 1459882 | 40195 | SH |  | SOLE |  | 0 | 0 | 40195 |
| TARGET CORP | COM | 87612E106 |  | 1245653 | 5445 | SH |  | SOLE |  | 0 | 0 | 5445 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1219975 | 12537 | SH |  | SOLE |  | 0 | 0 | 12537 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 1195110 | 14502 | SH |  | SOLE |  | 0 | 0 | 14502 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 1178637 | 22780 | SH |  | SOLE |  | 0 | 0 | 22780 |
| GENERAL MTRS CO | COM | 37045V100 |  | 1132685 | 21489 | SH |  | SOLE |  | 0 | 0 | 21489 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1070160 | 10400 | SH |  | SOLE |  | 0 | 0 | 10400 |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 911718104 |  | 1065377 | 42530 | SH |  | SOLE |  | 0 | 0 | 42530 |
| GENERAC HLDGS INC | COM | 368736104 |  | 1028214 | 2516 | SH |  | SOLE |  | 0 | 0 | 2516 |
| WALMART INC | COM | 931142103 |  | 1026812 | 7367 | SH |  | SOLE |  | 0 | 0 | 7367 |
| BANK AMERICA CORP | COM | 060505104 |  | 996896 | 23484 | SH |  | SOLE |  | 0 | 0 | 23484 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 992650 | 18379 | SH |  | SOLE |  | 0 | 0 | 18379 |
| SALESFORCE INC | COM | 79466L302 |  | 971510 | 3582 | SH |  | SOLE |  | 0 | 0 | 3582 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 963038 | 7542 | SH |  | SOLE |  | 0 | 0 | 7542 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 945805 | 46047 | SH |  | SOLE |  | 0 | 0 | 46047 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 917833 | 16349 | SH |  | SOLE |  | 0 | 0 | 16349 |
| ISHARES TR | US REGNL BKS ETF | 464288778 |  | 898650 | 14839 | SH |  | SOLE |  | 0 | 0 | 14839 |
| CATERPILLAR INC | COM | 149123101 |  | 854266 | 4450 | SH |  | SOLE |  | 0 | 0 | 4450 |
| TERNIUM SA | SPONSORED ADS | 880890108 |  | 840797 | 19877 | SH |  | SOLE |  | 0 | 0 | 19877 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 835598 | 25687 | SH |  | SOLE |  | 0 | 0 | 25687 |
| TESLA INC | COM | 88160R101 |  | 795642 | 1026 | SH |  | SOLE |  | 0 | 0 | 1026 |
| UNION PAC CORP | COM | 907818108 |  | 766595 | 3911 | SH |  | SOLE |  | 0 | 0 | 3911 |
| FULGENT GENETICS INC | COM | 359664109 |  | 763226 | 8485 | SH |  | SOLE |  | 0 | 0 | 8485 |
| RELIANCE STEEL  ALUMINUM CO | COM | 759509102 |  | 733890 | 5153 | SH |  | SOLE |  | 0 | 0 | 5153 |
| M D C HLDGS INC | COM | 552676108 |  | 732710 | 15683 | SH |  | SOLE |  | 0 | 0 | 15683 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 731292 | 12505 | SH |  | SOLE |  | 0 | 0 | 12505 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 705340 | 4309 | SH |  | SOLE |  | 0 | 0 | 4309 |
| LEIDOS HOLDINGS INC | COM | 525327102 |  | 681562 | 7090 | SH |  | SOLE |  | 0 | 0 | 7090 |
| FIRST TR EXCH TRADED FD III | ULTRA SHT DUR MU | 33740J104 |  | 615830 | 30532 | SH |  | SOLE |  | 0 | 0 | 30532 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 601467 | 14209 | SH |  | SOLE |  | 0 | 0 | 14209 |
| TANGER INC | COM | 875465106 |  | 575797 | 35325 | SH |  | SOLE |  | 0 | 0 | 35325 |
| CHEVRON CORP NEW | COM | 166764100 |  | 562540 | 5545 | SH |  | SOLE |  | 0 | 0 | 5545 |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 |  | 549414 | 6185 | SH |  | SOLE |  | 0 | 0 | 6185 |
| DEERE  CO | COM | 244199105 |  | 546499 | 1631 | SH |  | SOLE |  | 0 | 0 | 1631 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 481788 | 1880 | SH |  | SOLE |  | 0 | 0 | 1880 |
| FLUOR CORP NEW | COM | 343412102 |  | 466899 | 29236 | SH |  | SOLE |  | 0 | 0 | 29236 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 455161 | 11635 | SH |  | SOLE |  | 0 | 0 | 11635 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 452634 | 3258 | SH |  | SOLE |  | 0 | 0 | 3258 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 429023 | 4209 | SH |  | SOLE |  | 0 | 0 | 4209 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 423403 | 27387 | SH |  | SOLE |  | 0 | 0 | 27387 |
| INVESCO EXCHANGE TRADED FD T | S PUR VAL | 46137V258 |  | 367906 | 4853 | SH |  | SOLE |  | 0 | 0 | 4853 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 353967 | 6961 | SH |  | SOLE |  | 0 | 0 | 6961 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 344939 | 7906 | SH |  | SOLE |  | 0 | 0 | 7906 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 313029 | 14999 | SH |  | SOLE |  | 0 | 0 | 14999 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 293996 | 8834 | SH |  | SOLE |  | 0 | 0 | 8834 |
| ZSCALER INC | COM | 98980G102 |  | 287655 | 1097 | SH |  | SOLE |  | 0 | 0 | 1097 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 286692 | 4874 | SH |  | SOLE |  | 0 | 0 | 4874 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 284164 | 840 | SH |  | SOLE |  | 0 | 0 | 840 |
| DISNEY WALT CO | COM | 254687106 |  | 280822 | 1660 | SH |  | SOLE |  | 0 | 0 | 1660 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 274307 | 1128 | SH |  | SOLE |  | 0 | 0 | 1128 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 262845 | 655 | SH |  | SOLE |  | 0 | 0 | 655 |
| IRON MTN INC DEL | COM | 46284V101 |  | 255138 | 5872 | SH |  | SOLE |  | 0 | 0 | 5872 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 239774 | 11075 | SH |  | SOLE |  | 0 | 0 | 11075 |
| TILRAY BRANDS INC | COM | 88688T100 |  | 237609 | 21046 | SH |  | SOLE |  | 0 | 0 | 21046 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 228192 | 3056 | SH |  | SOLE |  | 0 | 0 | 3056 |
| KRANESHARES TR | ELEC VEH FUTUR | 500767827 |  | 224814 | 4842 | SH |  | SOLE |  | 0 | 0 | 4842 |
| FORD MTR CO DEL | COM | 345370860 |  | 204683 | 14455 | SH |  | SOLE |  | 0 | 0 | 14455 |
| CLOVIS ONCOLOGY INC | COM | 189464100 |  | 135481 | 30377 | SH |  | SOLE |  | 0 | 0 | 30377 |
| ZK INTL GROUP CO LTD | SHS | G9892K100 |  | 56358 | 20200 | SH |  | SOLE |  | 0 | 0 | 20200 |
| ADVAXIS INC | COM | 007624307 |  | 39034 | 74850 | SH |  | SOLE |  | 0 | 0 | 74850 |
| FORESIGHT AUTONOMOUS HLDGS L | SPONSORED ADS | 345523104 |  | 31300 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |

---