# EDGAR Filing Document

**Accession Number:** 0001314414
**File Stem:** 0000910472-26-007304
**Filing Date:** 2026-5
**Character Count:** 11956
**Document Hash:** a6ea87fdacf8df3d6c73259ab791909c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-007304.hdr.sgml**: 20260527

**ACCESSION NUMBER**: 0000910472-26-007304

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260527

**DATE AS OF CHANGE**: 20260526

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust
- **CENTRAL INDEX KEY:** 0001314414

**ORGANIZATION NAME:**
- **EIN:** 043023766
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21720
- **FILM NUMBER:** 261021320

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Strategy Shares
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mutual Fund & Variable Insurance Trust
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Northern Lights Fund Trust
- **DATE OF NAME CHANGE:** 20050121

## Series and Classes Contracts Data

### 13D Activist Fund (Series ID: S000029185)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000089779 | 13D Activist Fund Class A | DDDAX           |
| C000089780 | 13D Activist Fund Class C | DDDCX           |
| C000089781 | 13D Activist Fund Class I | DDDIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust

- **b. Investment Company Act file number:** 811-21720

- **c. CIK number of Registrant:** 0001314414

- **d. LEI of Registrant:** 549300BSYF57GRCG4861

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** 13D Activist Fund

- **b. EDGAR series identifier (if any):** S000029185

- **c. LEI of Series:** 549300V8X1F60WTPLO38

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $110576655.07

**Total Liabilities:** $18490040.88

**Net Assets:** $92086614.19

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000089779 | 2.47%                | 3.10%                | -5.20%               |
| Class ID C000089780 | 2.43%                | 3.01%                | -5.28%               |
| Class ID C000089781 | 2.54%                | 3.09%                | -5.18%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1614267.40              | $1013769.22                                |
| Month 2  | $1835640.09              | $1278310.54                                |
| Month 3  | $1214261.97              | $-6744464.18                               |

### Schedule of Portfolio Investments

| Name                                           | Title                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |    Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Acadia Healthcare Company, Inc.                | ACADIA HEALTHCAR         | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               | CORP              | US        |     294000 | NS      | $6876660.00   | 7.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Autoliv Inc.                                   | AUTOLIV INC              | CUSIP: 052800109<br>LEI: A23RUXWKASG834LTMK28 | Long             | EC               | CORP              | US        |      55839 | NS      | $5872029.24   | 6.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles River Laboratories International, Inc. | CHARLES RIVER LA         | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |      25800 | NS      | $4450500.00   | 4.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                       | ETSY INC                 | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |      71836 | NS      | $3590363.28   | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelixis, Inc.                                 | EXELIXIS INC             | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |     101335 | NS      | $4346258.15   | 4.72%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Funds Inc.                      | FRST AM-GV OB-X          | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |    7529973 | PA      | $7529973.05   | 8.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Integer Holdings Corp.                         | INTEGER HOLDINGS         | CUSIP: 45826H109<br>LEI: 549300SUD2ED5XG6X569 | Long             | EC               | CORP              | US        |      47000 | NS      | $4136000.00   | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| London Stock Exchange Group PLC                | LONDON STOCK EX          | CUSIP: 54211Y107<br>LEI: 213800QAUUUP6I445N30 | Long             | EC               | CORP              | GB        |     154000 | NS      | $4593820.00   | 4.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercury Systems Inc                            | MERCURY SYSTEMS          | CUSIP: 589378108<br>LEI: 549300P3B84SGK7HH679 | Long             | EC               | CORP              | US        |      60462 | NS      | $4408284.42   | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Ebara Corp.                                    | EBARA CORP               | CUSIP: J12600128<br>LEI: 353800UV8U3SOMCDTI49 | Long             | EC               | CORP              | JP        |     167500 | NS      | $4489518.82   | 4.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Horiba Ltd.                                    | Horiba Ltd               | CUSIP: J22428106<br>LEI: 529900OOTWPYSNW0EC84 | Long             | EC               | CORP              | JP        |      31800 | NS      | $3579461.04   | 3.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Kansai Electric Power Co Inc                   | KANSAI ELEC PWR          | CUSIP: J30169106<br>LEI: 353800PFUKP5ONPJNZ86 | Long             | EC               | CORP              | JP        |     252500 | NS      | $4111737.85   | 4.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Toto Ltd                                       | TOTO LTD                 | CUSIP: J90268103<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |     103400 | NS      | $3316086.27   | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Pearson PLC                                    | PEARSON PLC-ADR          | CUSIP: 705015105<br>LEI: 2138004JBXWWJKIURC57 | Long             | EC               | CORP              | GB        |     458338 | NS      | $6017977.94   | 6.54%             |  |  |  | No            |                  1 | On Loan: No      |
| PERSHING SPARC HLDGS RTS                       | PERSHING SPARC HLDGS RTS | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |      81753 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| PERSHING SQUARE TONTINE HOLDINGS LTD.          | PERSHING SQUARE ESCROW   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |     327017 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Six Flags Entertainment Corp.                  | SIX FLAGS ENTERT         | CUSIP: 83001C108<br>LEI: 529900AS2CYWYFHRS781 | Long             | EC               | CORP              | US        |     186500 | NS      | $3310375.00   | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Tripadvisor Inc                                | TRIPADVISOR INC          | CUSIP: 896945201<br>LEI: 549300XVG45PT5BART17 | Long             | EC               | CORP              | US        |     300000 | NS      | $3198000.00   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                                     | TWILIO INC - A           | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |      60755 | NS      | $7644194.10   | 8.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ViaSat, Inc.                                   | VIASAT INC               | CUSIP: 92552V100<br>LEI: UFC8NYMNFSYIHNSM2I38 | Long             | EC               | CORP              | US        |     164750 | NS      | $7545550.00   | 8.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva Inc                                    | WORKIVA INC              | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |      52000 | NS      | $3100760.00   | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                            | CURRENCY CONTRACT - JPY  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              | CORP              | N/A       |     562193 | NC      | $5094.30      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                            | CURRENCY CONTRACT - JPY  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              | CORP              | N/A       |     747016 | NC      | $1950.12      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                            | CURRENCY CONTRACT - USD  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              | CORP              | N/A       | 2699028200 | NC      | $-155995.41   | -0.17%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-28

**Name of Applicant:** Northern Lights Fund Trust

**Signature:** James Colantino

**Name of Signer:** James Colantino

**Title:** Treasurer