# EDGAR Filing Document

**Accession Number:** 0001925409
**File Stem:** 0001925409-26-000006
**Filing Date:** 2026-2
**Character Count:** 2399
**Document Hash:** b64d9ff63dfbef3812c0009eb468bac7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001925409-26-000006.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001925409-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**EFFECTIVENESS DATE**: 20260226

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TOWER PRINCIPAL MARKETS LLC
- **CENTRAL INDEX KEY:** 0001925409

**ORGANIZATION NAME:**
- **EIN:** 881057747
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70919
- **FILM NUMBER:** 26682760

**BUSINESS ADDRESS:**
- **STREET 1:** 111 COLEMAN BLVD
- **STREET 2:** SUITE 404
- **CITY:** MOUNT PLEASANT
- **STATE:** SC
- **ZIP:** 29464
- **BUSINESS PHONE:** 843-352-8002

**MAIL ADDRESS:**
- **STREET 1:** 111 COLEMAN BLVD
- **STREET 2:** SUITE 404
- **CITY:** MOUNT PLEASANT
- **STATE:** SC
- **ZIP:** 29464

### Attached PDF Documents

**Attachment 1:** `tpmx2025financials.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001925409

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** TOWER PRINCIPAL MARKETS LLC

**Business Address:** 111 COLEMAN BLVD, SUITE 404, MOUNT PLEASANT, NY, 29464

**Contact Person:** Michael Ellman

**Contact Phone:** 6465413934

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 30 South Wacker, Suite 3300, Chicago, IL, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Sean Concannon**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TOWER PRINCIPAL MARKETS LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Sean Concannon

**Title:** Principal Financial Officer