# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-021435
**Filing Date:** 2025-11
**Character Count:** 16547
**Document Hash:** d54813e0803545ef69d8dd96cf8d8d7c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-021435.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0001398344-25-021435

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251536313

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### SmartETFs Smart Transportation & Technology ETF (Series ID: S000065017)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000210495 | SmartETFs Smart Transportation & Technology ETF | MOTO            |

## Nport-Ex

**SmartETFs Smart Transportation & Technology ETF** 

**Schedule of Investments** 

**at September 30, 2025 (Unaudited)** 

---

| | | |
|:---|:---|:---|
| **Shares** | **Common Stocks: 96.1%** | **Value** |
|  | **Other: 6.2%** |  |
| 2976 | Darling Ingredients Inc.\* | $91869 |
| 932 | Quanta Services Inc. | 386240 |
|  |  | 478109 |
|  | **Smart Transportation: 31.8%** |  |
| 1974 | Aptiv PLC\* | 170198 |
| 18000 | BYD Co. Ltd. | 254899 |
| 1464 | Continental AG | 96447 |
| 1093 | Daimler Truck Holding AG | 44933 |
| 12000 | Denso Corp. | 173289 |
| 108000 | Geely Automobile Holdings Ltd. | 271322 |
| 6978 | Johnson Matthey PLC | 188605 |
| 3024 | Kia Corp. | 216826 |
| 2664 | Mercedes-Benz Group AG\* | 167215 |
| 5220 | Mobileye Global Inc - A\* | 73706 |
| 4908 | Sensata Technologies Holding | 149939 |
| 878 | Tesla Inc.\* | 390464 |
| 9396 | Volvo AB Class B | 268941 |
|  |  | 2466784 |
|  | **Technology: 5.8%** |  |
| 1596 | Taiwan Semiconductor Manufacturing Co., Ltd. - ADR | 445747 |
|  | **Transportation Technology: 52.3%** |  |
| 1536 | Alphabet Inc. Class C | 374093 |
| 4152 | Amphenol Corp. Class A | 513810 |
| 1026 | Analog Devices Inc. | 252088 |
| 732 | Aumovio SE \* | 30178 |
| 9864 | Dana Inc. | 197675 |
| 856 | Eaton Corp. PLC | 320358 |
| 3396 | Gentherm Inc.\* | 115668 |
| 17544 | Hexagon AB Class B | 208505 |
| 5586 | Infineon Technologies AG - ADR | 217706 |
| 372 | LG Chem Ltd. | 73636 |
| 2212 | NVIDIA Corp. | 412714 |
| 936 | NXP Semiconductors NV | 213155 |
| 2520 | ON Semiconductor Corp.\* | 124261 |
| 2574 | Power Integrations Inc. | 103501 |
| 10900 | Renesas Electronics Corp.\* | 125747 |
| 500 | Samsung SDI Co., Ltd. | 72983 |
| 1014 | Siemens AG | 272825 |
| 1626 | Skyworks Solutions Inc. | 125170 |
| 1368 | TE Connectivity Ltd. | 300317 |
|  |  | 4054390 |
|  | **Total Common Stocks (Cost $6,568,281)** | 7445030 |

---

**SmartETFs Smart Transportation & Technology ETF** 

**Schedule of Investments** 

**at September 30, 2025 (Unaudited)** 

---

| | | |
|:---|:---|:---|
| **Shares** | **Preferred Stocks: 1.9%** | **Value** |
|  | **Preferred Stocks** |  |
|  | **Smart Transportation: 1.9%** |  |
| 1356 | Volkswagen AG | $146383 |
|  | **Total Preferred Stocks (Cost $277,433)** | 146383 |
|  | **Total Investments (Cost $6,845,714): 98.0%** | 7591413 |
|  | Other Assets in Excess of Liabilities: 2.0% | 153938 |
|  | **Total Net Assets - 100.0%** | $**7745351** |

---

\* Non-income producing security.

ADR - American Depository Receipt

PLC - Public Limited Company

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmartETFs Smart Transportation & Technology ETF

- **b. EDGAR series identifier (if any):** S000065017

- **c. LEI of Series:** 549300V00BLH54GDJS35

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $7763987.41

**Total Liabilities:** $19023.71

**Net Assets:** $7744963.70

**Cash Not Reported:** $131070.14

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000210495 | 3.76%                | 3.39%                | 2.62%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $278147.23                                 |
| Month 2  | $0.00                    | $242308.22                                 |
| Month 3  | $0.00                    | $190272.50                                 |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALPHABET INC-CL C              | COMMON STOCK | CUSIP: 02079K107<br>LEI: N/A | Long             | EC               | CORP              | US        |      1536 | NS      | $374092.80    | 4.83%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPHENOL CORP-CL A             | COMMON STOCK | CUSIP: 032095101<br>LEI: N/A | Long             | EC               | CORP              | US        |      4152 | NS      | $513810.00    | 6.63%             |  |  |  | No            |                  1 | On Loan: No      |
| ANALOG DEVICES INC             | COMMON STOCK | CUSIP: 032654105<br>LEI: N/A | Long             | EC               | CORP              | US        |      1026 | NS      | $252088.20    | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                      | COMMON STOCK | CUSIP: G3265R107<br>LEI: N/A | Long             | EC               | CORP              | JE        |      1974 | NS      | $170198.28    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| AUMOVIO SE /EUR/               | COMMON STOCK | CUSIP: D0R9B8108<br>LEI: N/A | Long             | EC               | CORP              | DE        |       732 | NS      | $30178.43     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD CO LTD-H /HKD/             | COMMON STOCK | CUSIP: Y1023R104<br>LEI: N/A | Long             | EC               | CORP              | CN        |     18000 | NS      | $254899.19    | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTINENTAL AG /EUR/           | COMMON STOCK | CUSIP: D16212140<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1464 | NS      | $96447.25     | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIMLER TRUCK HOLDING AG /EUR/ | COMMON STOCK | CUSIP: D1T3RZ100<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1093 | NS      | $44933.21     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| DANA INC                       | COMMON STOCK | CUSIP: 235825205<br>LEI: N/A | Long             | EC               | CORP              | US        |      9864 | NS      | $197674.56    | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| DARLING INGREDIENTS INC        | COMMON STOCK | CUSIP: 237266101<br>LEI: N/A | Long             | EC               | CORP              | US        |      2976 | NS      | $91869.12     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| DENSO CORP /JPY/               | COMMON STOCK | CUSIP: J12075107<br>LEI: N/A | Long             | EC               | CORP              | JP        |     12000 | NS      | $173289.15    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EATON CORP PLC                 | COMMON STOCK | CUSIP: G29183103<br>LEI: N/A | Long             | EC               | CORP              | IE        |       856 | NS      | $320358.00    | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/ | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    108000 | NS      | $271321.91    | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| GENTHERM INC                   | COMMON STOCK | CUSIP: 37253A103<br>LEI: N/A | Long             | EC               | CORP              | US        |      3396 | NS      | $115667.76    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| HEXAGON AB-B SHS /SEK/         | COMMON STOCK | CUSIP: W4R431112<br>LEI: N/A | Long             | EC               | CORP              | SE        |     17544 | NS      | $208504.44    | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| INFINEON TECHNOLOGIES AG /EUR/ | COMMON STOCK | CUSIP: D35415104<br>LEI: N/A | Long             | EC               | CORP              | DE        |      5586 | NS      | $217705.86    | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON MATTHEY PLC /GBP/      | COMMON STOCK | CUSIP: G51604166<br>LEI: N/A | Long             | EC               | CORP              | GB        |      6978 | NS      | $188604.65    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| KIA CORP /KRW/                 | COMMON STOCK | CUSIP: Y47601102<br>LEI: N/A | Long             | EC               | CORP              | KR        |      3024 | NS      | $216825.90    | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| LG CHEM LTD /KRW/              | COMMON STOCK | CUSIP: Y52758102<br>LEI: N/A | Long             | EC               | CORP              | KR        |       372 | NS      | $73635.57     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCEDES-BENZ GROUP AG /EUR/   | COMMON STOCK | CUSIP: D1668R123<br>LEI: N/A | Long             | EC               | CORP              | DE        |      2664 | NS      | $167215.10    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| MOBILEYE GLOBAL INC-A          | COMMON STOCK | CUSIP: 60741F104<br>LEI: N/A | Long             | EC               | CORP              | US        |      5220 | NS      | $73706.40     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                    | COMMON STOCK | CUSIP: 67066G104<br>LEI: N/A | Long             | EC               | CORP              | US        |      2212 | NS      | $412714.96    | 5.33%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP SEMICONDUCTORS NV          | COMMON STOCK | CUSIP: N6596X109<br>LEI: N/A | Long             | EC               | CORP              | NL        |       936 | NS      | $213155.28    | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR               | COMMON STOCK | CUSIP: 682189105<br>LEI: N/A | Long             | EC               | CORP              | US        |      2520 | NS      | $124261.20    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| POWER INTEGRATIONS INC         | COMMON STOCK | CUSIP: 739276103<br>LEI: N/A | Long             | EC               | CORP              | US        |      2574 | NS      | $103500.54    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES INC            | COMMON STOCK | CUSIP: 74762E102<br>LEI: N/A | Long             | EC               | CORP              | US        |       932 | NS      | $386239.44    | 4.99%             |  |  |  | No            |                  1 | On Loan: No      |
| RENESAS ELECTRONICS CORP /JPY/ | COMMON STOCK | CUSIP: J4881V107<br>LEI: N/A | Long             | EC               | CORP              | JP        |     10900 | NS      | $125746.55    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| SAMSUNG SDI CO LTD /KRW/       | COMMON STOCK | CUSIP: Y74866107<br>LEI: N/A | Long             | EC               | CORP              | KR        |       500 | NS      | $72983.35     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| SENSATA TECHNOLOGIES HOLDING   | COMMON STOCK | CUSIP: G8060N102<br>LEI: N/A | Long             | EC               | CORP              | GB        |      4908 | NS      | $149939.40    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| SIEMENS AG-REG /EUR/           | COMMON STOCK | CUSIP: D69671218<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1014 | NS      | $272824.69    | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SKYWORKS SOLUTIONS INC         | COMMON STOCK | CUSIP: 83088M102<br>LEI: N/A | Long             | EC               | CORP              | US        |      1626 | NS      | $125169.48    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |      1596 | NS      | $445746.84    | 5.76%             |  |  |  | No            |                  1 | On Loan: No      |
| TE CONNECTIVITY PLC            | COMMON STOCK | CUSIP: G87052109<br>LEI: N/A | Long             | EC               | CORP              | IE        |      1368 | NS      | $300317.04    | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                      | COMMON STOCK | CUSIP: 88160R101<br>LEI: N/A | Long             | EC               | CORP              | US        |       878 | NS      | $390464.16    | 5.04%             |  |  |  | No            |                  1 | On Loan: No      |
| VOLKSWAGENWERK AG PRF /EUR/    | COMMON STOCK | CUSIP: D94523103<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1356 | NS      | $146382.70    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| VOLVO AB-B SHS /SEK/           | COMMON STOCK | CUSIP: 928856301<br>LEI: N/A | Long             | EC               | CORP              | SE        |      9396 | NS      | $268941.85    | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-28

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer