# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0001752724-23-065117
**Filing Date:** 2023-3
**Character Count:** 12895
**Document Hash:** 3712aef2082004184313dddda993b22c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065117.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065117

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ark ETF Trust
- **CENTRAL INDEX KEY:** 0001579982
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 23758414

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

## Series and Classes Contracts Data

### ARK Innovation ETF (Series ID: S000042977)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000133121 | ARK Innovation ETF | ARKK            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Innovation ETF

- **b. EDGAR series identifier (if any):** S000042977

- **c. LEI of Series:** 254900636IK9WKHH6949

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $7675445543.35

**Total Liabilities:** $11721241.40

**Net Assets:** $7663724301.95

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000133121 | -2.07%               | -16.66%              | 27.93%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-238466435.15           | $52155000.11                               |
| Month 2  | $-421256380.90           | $-835045665.30                             |
| Month 3  | $-280246536.27           | $1951864418.38                             |

### Schedule of Portfolio Investments

| Name                               | Title                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Zoom Video Communications Inc      | Zoom Video Communications Inc         | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |   8457143 | NS      | $634285725.00 | 8.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc              | Robinhood Markets Inc                 | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |  19628399 | NS      | $204331633.59 | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Invitae Corp                       | Invitae Corp                          | CUSIP: 46185L103<br>LEI: 549300MYI59DZW1WIX92 | Long             | EC               | CORP              | US        |  17589833 | NS      | $41512005.88  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management    | CUSIP: 000000000<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |  32627559 | NS      | $32627559.34  | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PagerDuty Inc                      | PagerDuty Inc                         | CUSIP: 69553P100<br>LEI: 549300U1SB749EDAGH21 | Long             | EC               | CORP              | US        |   7716490 | NS      | $229874237.10 | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc                     | DraftKings Inc                        | CUSIP: 26142V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  16500919 | NS      | $247348775.81 | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                         | Twilio Inc                            | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |   5005793 | NS      | $299546653.12 | 3.91%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                        | ROBLOX Corp                           | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   6202707 | NS      | $230802727.47 | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Biosciences of Califor     | Pacific Biosciences of California Inc | CUSIP: 69404D108<br>LEI: 529900F1BWRE1M0KZN89 | Long             | EC               | CORP              | US        |  14302873 | NS      | $158618861.57 | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Intellia Therapeutics Inc          | Intellia Therapeutics Inc             | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |   6700602 | NS      | $284373548.88 | 3.71%             |  |  |  | No            |                  1 | On Loan: No      |
| 2U Inc                             | 2U Inc                                | CUSIP: 90214J101<br>LEI: 5493008RVTXVR43PYF84 | Long             | EC               | CORP              | US        |   6260089 | NS      | $54024568.07  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Materialise NV                     | Materialise NV                        | CUSIP: 57667T100<br>LEI: 5493004CXYDPCZ5RQK28 | Long             | EC               | CORP              | BE        |     82423 | NS      | $868738.42    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                           | Roku Inc                              | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |   9188230 | NS      | $528323225.00 | 6.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Beam Therapeutics Inc              | Beam Therapeutics Inc                 | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   6054479 | NS      | $263067112.55 | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Teladoc Health Inc                 | Teladoc Health Inc                    | CUSIP: 87918A105<br>LEI: 549300I2PVFBC9MFAC61 | Long             | EC               | CORP              | US        |  11586400 | NS      | $340640160.00 | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CRISPR Therapeutics AG             | CRISPR Therapeutics AG                | CUSIP: 000000000<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |   5451073 | NS      | $278113744.46 | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Verve Therapeutics Inc             | Verve Therapeutics Inc                | CUSIP: 92539P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1524933 | NS      | $34692225.75  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Veracyte Inc                       | Veracyte Inc                          | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |   4728072 | NS      | $118816449.36 | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                        | Shopify Inc                           | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |   8258093 | NS      | $406876242.11 | 5.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                          | Tesla Inc                             | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |   4041211 | NS      | $700018569.42 | 9.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginkgo Bioworks Holdings Inc       | Ginkgo Bioworks Holdings Inc          | CUSIP: 37611X100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  91928299 | NS      | $179260183.05 | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Cerus Corp                         | Cerus Corp                            | CUSIP: 157085101<br>LEI: 254900BIEY9XIDA04Q21 | Long             | EC               | CORP              | US        |  11050353 | NS      | $34698108.42  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                          | Block Inc                             | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |   5880932 | NS      | $480589763.04 | 6.27%             |  |  |  | No            |                  1 | On Loan: No      |
| UiPath Inc                         | UiPath Inc                            | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |  26430351 | NS      | $405970191.36 | 5.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Twist Bioscience Corp              | Twist Bioscience Corp                 | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |   3826000 | NS      | $109767940.00 | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                 | Unity Software Inc                    | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |   8111519 | NS      | $288121154.88 | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| 10X Genomics Inc                   | 10X Genomics Inc                      | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Long             | EC               | CORP              | US        |   3059455 | NS      | $143274277.65 | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                | Exact Sciences Corp                   | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |   8817700 | NS      | $595371104.00 | 7.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                | Coinbase Global Inc                   | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |   5940266 | NS      | $347386755.68 | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer