# EDGAR Filing Document

**Accession Number:** 0001174610
**File Stem:** 0001752724-23-011636
**Filing Date:** 2023-1
**Character Count:** 15618
**Document Hash:** 082f9cbd82b6521f1eb4c8f5a753bf4e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-011636.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001752724-23-011636

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PROSHARES TRUST
- **CENTRAL INDEX KEY:** 0001174610
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21114
- **FILM NUMBER:** 23550660

**BUSINESS ADDRESS:**
- **STREET 1:** 7272 WISCONSIN AVENUE
- **STREET 2:** 21ST FLOOR
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814
- **BUSINESS PHONE:** 240-497-6400

**MAIL ADDRESS:**
- **STREET 1:** 7272 WISCONSIN AVENUE
- **STREET 2:** 21ST FLOOR
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XTRASHARES TRUST
- **DATE OF NAME CHANGE:** 20030409

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROFUNDS ETF TRUST
- **DATE OF NAME CHANGE:** 20020531

## Series and Classes Contracts Data

### ProShares Global Listed Private Equity ETF (Series ID: S000037319)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000115056 | ProShares Global Listed Private Equity ETF | PEX             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ProShares Trust

- **b. Investment Company Act file number:** 811-21114

- **c. CIK number of Registrant:** 0001174610

- **d. LEI of Registrant:** 5493005D9DS7C1P5AM59

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 7272 Wisconsin Avenue

  - **City:** Bethesda

  - **State:** MD

  - **Foreign country:** US

  - **Zip / Postal Code:** 20814

  - **Telephone number:** 240-497-6400

**Item A.2. Information about the Series.**

- **a. Name of Series:** ProShares Global Listed Private Equity ETF

- **b. EDGAR series identifier (if any):** S000037319

- **c. LEI of Series:** 549300FJQ4NTFQMAUR97

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $11944831.79

**Total Liabilities:** $56524.10

**Net Assets:** $11888307.69

**Cash Not Reported:** $5824.45

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000115056 | -13.25%              | 8.56%                | 8.55%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-619.66                 | $-1734676.64                               |
| Month 2  | $-109050.12              | $978509.08                                 |
| Month 3  | $96.32                   | $920592.65                                 |

### Schedule of Portfolio Investments

| Name                                        | Title                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| MidCap Financial Investment Corp.           | MidCap Financial Investment Corp.           | CUSIP: 03761U502<br>LEI: 5493005P14I7WFB3FW47 | Long             | EC               | CORP              | US        |     13184 | NS      | $163349.76    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Apax Global Alpha Ltd.                      | Apax Global Alpha Ltd.                      | CUSIP: N/A<br>LEI: 21380031LQE8CU8NU843       | Long             |  | RF                | GB        |     98557 | NS      | $210963.62    | 1.77%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Molten Ventures plc                         | Molten Ventures plc                         | CUSIP: N/A<br>LEI: 213800IPCR3SAYJWSW10       | Long             | EC               | CORP              | GB        |     26532 | NS      | $124713.00    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinnevik AB                                 | Kinnevik AB, Class B                        | CUSIP: N/A<br>LEI: 2138006PZH76JOS6MN27       | Long             | EC               | CORP              | SE        |     49454 | NS      | $750391.11    | 6.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Main Street Capital Corp.                   | Main Street Capital Corp.                   | CUSIP: 56035L104<br>LEI: 5493001FS9QJLJNF3E20 | Long             | EC               | CORP              | US        |     13764 | NS      | $526335.36    | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AURELIUS Equity Opportunities SE & Co. KGaA | AURELIUS Equity Opportunities SE & Co. KGaA | CUSIP: N/A<br>LEI: 3912001SWR0QKOSUHR50       | Long             | EC               | CORP              | DE        |      5651 | NS      | $114903.61    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Onex Corp.                                  | Onex Corp.                                  | CUSIP: 68272K103<br>LEI: 894500LB8PNE5C7CEN88 | Long             | EC               | CORP              | CA        |     14620 | NS      | $770480.47    | 6.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Hercules Capital, Inc.                      | Hercules Capital, Inc.                      | CUSIP: 427096508<br>LEI: 549300UJ5OC256GR2B73 | Long             | EC               | CORP              | US        |     25946 | NS      | $367395.36    | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs BDC, Inc.                     | Goldman Sachs BDC, Inc.                     | CUSIP: 38147U107<br>LEI: 6D01AGSGBNZIJSN77043 | Long             | EC               | CORP              | US        |     19826 | NS      | $307104.74    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Oaktree Specialty Lending Corp.             | Oaktree Specialty Lending Corp.             | CUSIP: 67401P108<br>LEI: 549300J6MGCEU5928620 | Long             | EC               | CORP              | US        |     33657 | NS      | $241657.26    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| New Mountain Finance Corp.                  | New Mountain Finance Corp.                  | CUSIP: 647551100<br>LEI: 549300L1MPTT1H7SES77 | Long             | EC               | CORP              | US        |     18359 | NS      | $234444.43    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Prospect Capital Corp.                      | Prospect Capital Corp.                      | CUSIP: 74348T102<br>LEI: 549300FSD8T39P5Q0O47 | Long             | EC               | CORP              | US        |     59456 | NS      | $460189.44    | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| FS KKR Capital Corp.                        | FS KKR Capital Corp.                        | CUSIP: 302635206<br>LEI: 549300TYRSI1T21B1360 | Long             | EC               | CORP              | US        |     53965 | NS      | $1071744.90   | 9.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Oakley Capital Investments Ltd.             | Oakley Capital Investments Ltd.             | CUSIP: N/A<br>LEI: 213800KW6MZUK12CQ815       | Long             |  | RF                | GB        |     31153 | NS      | $158824.46    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| HBM Healthcare Investments AG               | HBM Healthcare Investments AG, Class A      | CUSIP: N/A<br>LEI: 549300IFDFSDRT4D3076       | Long             |  | RF                | CH        |      1191 | NS      | $298300.66    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| 3i Group plc                                | 3i Group plc                                | CUSIP: N/A<br>LEI: 35GDVHRBMFE7NWATNM84       | Long             | EC               | CORP              | GB        |     83165 | NS      | $1351663.81   | 11.37%            |  |  |  | No            |                  1 | On Loan: No      |
| HgCapital Trust plc                         | HgCapital Trust plc                         | CUSIP: N/A<br>LEI: 213800J7QUJJBEFSIN38       | Long             |  | RF                | GB        |     86144 | NS      | $377923.20    | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Repurchase Agreement                        | Repurchase Agreement                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               | CORP              | US        |     22219 | PA      | $22218.97     | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| Golub Capital BDC, Inc.                     | Golub Capital BDC, Inc.                     | CUSIP: 38173M102<br>LEI: 2549005WE0QLGK9APF78 | Long             | EC               | CORP              | US        |     33085 | NS      | $463190.00    | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| IP Group plc                                | IP Group plc                                | CUSIP: N/A<br>LEI: 213800HG22UM138WFG43       | Long             | EC               | CORP              | GB        |    207486 | NS      | $165047.85    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Repurchase Agreement                        | Repurchase Agreement                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               | CORP              | US        |      4444 | PA      | $4443.73      | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| Princess Private Equity Holding Ltd.        | Princess Private Equity Holding Ltd.        | CUSIP: N/A<br>LEI: 54930038LU8RDPFFVJ57       | Long             |  | RF                | GB        |     11406 | NS      | $107059.13    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Gimv NV                                     | Gimv NV                                     | CUSIP: N/A<br>LEI: 549300UFHGFY5IOON989       | Long             | EC               | CORP              | BE        |      2612 | NS      | $112255.35    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Capital Corp.                          | Ares Capital Corp.                          | CUSIP: 04010L103<br>LEI: WEQ82666OJYSI5GUAB47 | Long             | EC               | CORP              | US        |     57571 | NS      | $1131270.15   | 9.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Repurchase Agreement                        | Repurchase Agreement                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               | CORP              | US        |     21063 | PA      | $21063.30     | 0.18%             |  |  |  | No            |                  2 | On Loan: No      |
| Eurazeo SE                                  | Eurazeo SE                                  | CUSIP: N/A<br>LEI: 969500C656AA39O94N60       | Long             | EC               | CORP              | FR        |      8567 | NS      | $533551.99    | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Diversified Holdings                | Compass Diversified Holdings                | CUSIP: 20451Q104<br>LEI: 5299001SM1LBYANJRR58 | Long             | EC               | CORP              | US        |     12824 | NS      | $250837.44    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Repurchase Agreement                        | Repurchase Agreement                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               | CORP              | US        |      4444 | PA      | $4443.73      | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| SLR Investment Corp.                        | SLR Investment Corp.                        | CUSIP: 83413U100<br>LEI: BJOT6DX9ML6BR3Z0O636 | Long             | EC               | CORP              | US        |      9640 | NS      | $142479.20    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Sixth Street Specialty Lending, Inc.        | Sixth Street Specialty Lending, Inc.        | CUSIP: 83012A109<br>LEI: 549300TX61566GJWCN05 | Long             | EC               | CORP              | US        |     16739 | NS      | $315362.76    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Wendel SE                                   | Wendel SE                                   | CUSIP: N/A<br>LEI: 969500M98ZMIZYJD5O34       | Long             | EC               | CORP              | FR        |      5278 | NS      | $485792.77    | 4.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Syncona Ltd.                                | Syncona Ltd.                                | CUSIP: N/A<br>LEI: 213800X8MBI5VQITLW60       | Long             |  | RF                | GB        |    134833 | NS      | $279837.87    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Ratos AB                                    | Ratos AB, Class B                           | CUSIP: N/A<br>LEI: 2138008KECUUB9VR4798       | Long             | EC               | CORP              | SE        |     40270 | NS      | $174280.86    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Repurchase Agreement                        | Repurchase Agreement                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               | CORP              | US        |     43549 | PA      | $43548.59     | 0.37%             |  |  |  | No            |                  2 | On Loan: No      |
| Chrysalis Investments Ltd.                  | Chrysalis Investments Ltd.                  | CUSIP: N/A<br>LEI: 213800F9SQ753JQHSW24       | Long             | EC               | CORP              | GB        |    121489 | NS      | $100154.44    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ProShares Trust

**Signature:** Maria Clem Sell

**Name of Signer:** Maria Clem Sell

**Title:** Treasurer