# EDGAR Filing Document

**Accession Number:** 0001652594
**File Stem:** 0001062993-23-003283
**Filing Date:** 2023-2
**Character Count:** 28032
**Document Hash:** e314c8dd9f602324465ccda44aacc440
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-003283.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001062993-23-003283

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pensionmark Financial Group, LLC
- **CENTRAL INDEX KEY:** 0001652594
- **IRS NUMBER:** 611758632
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19391
- **FILM NUMBER:** 23625788

**BUSINESS ADDRESS:**
- **STREET 1:** 24 E. COTA STREET, SUITE 200
- **CITY:** SANTA BARBARA
- **STATE:** CA
- **ZIP:** 93101
- **BUSINESS PHONE:** 805-456-6265

**MAIL ADDRESS:**
- **STREET 1:** 24 E. COTA STREET, SUITE 200
- **CITY:** SANTA BARBARA
- **STATE:** CA
- **ZIP:** 93101

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pensionmark Financial Group LLC<br>**Address:** 24 E. COTA STREET SUITE 200<br>SANTA BARBARA, CA 93101

**Form 13F File Number:** 028-19391

**CRD Number (if applicable):** 000208512

**SEC File Number (if applicable):** 801-96193

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Katherine Mach<br>**Title:** Director RIA Compliance<br>**Phone:** (704) 412-6307

**Signature, Place, and Date of Signing:**

Katherine Mach  Fort Mill, SC  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 239

**Form 13F Information Table Value Total:** $436077101

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 003260106 |  | 250980 | 2528 | SH |  | SOLE |  | 0 | 0 | 2528 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 |  | 4174294 | 181649 | SH |  | SOLE |  | 0 | 0 | 181649 |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 00326A104 |  | 1341172 | 76770 | SH |  | SOLE |  | 0 | 0 | 76770 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 514734 | 1929 | SH |  | SOLE |  | 0 | 0 | 1929 |
| AIRBNB INC | COM CL A | 009066101 |  | 208962 | 2444 | SH |  | SOLE |  | 0 | 0 | 2444 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 1230593 | 32324 | SH |  | SOLE |  | 0 | 0 | 32324 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 231868 | 2628 | SH |  | SOLE |  | 0 | 0 | 2628 |
| AMAZON COM INC | COM | 023135106 |  | 1397844 | 16641 | SH |  | SOLE |  | 0 | 0 | 16641 |
| AMGEN INC | COM | 031162100 |  | 412607 | 1571 | SH |  | SOLE |  | 0 | 0 | 1571 |
| APPLE INC | COM | 037833100 |  | 2533073 | 19496 | SH |  | SOLE |  | 0 | 0 | 19496 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 |  | 836591 | 20626 | SH |  | SOLE |  | 0 | 0 | 20626 |
| AT INC | COM | 00206R102 |  | 1050971 | 57087 | SH |  | SOLE |  | 0 | 0 | 57087 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1029564 | 3333 | SH |  | SOLE |  | 0 | 0 | 3333 |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 |  | 134218 | 12497 | SH |  | SOLE |  | 0 | 0 | 12497 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 336504 | 29009 | SH |  | SOLE |  | 0 | 0 | 29009 |
| BLACKROCK ETF TRUST | US CARBON TRANS | 09290C509 |  | 302415 | 7129 | SH |  | SOLE |  | 0 | 0 | 7129 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1706302 | 9506 | SH |  | SOLE |  | 0 | 0 | 9506 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 |  | 216448 | 156 | SH |  | SOLE |  | 0 | 0 | 156 |
| CION INVT CORP | COM | 17259U204 |  | 253306 | 25280 | SH |  | SOLE |  | 0 | 0 | 25280 |
| COCA COLA CO | COM | 191216100 |  | 312452 | 4912 | SH |  | SOLE |  | 0 | 0 | 4912 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 348714 | 4678 | SH |  | SOLE |  | 0 | 0 | 4678 |
| DANAHER CORPORATION | COM | 235851102 |  | 630966 | 2375 | SH |  | SOLE |  | 0 | 0 | 2375 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 235390 | 5657 | SH |  | SOLE |  | 0 | 0 | 5657 |
| LILLY ELI  CO | COM | 532457108 |  | 218165 | 596 | SH |  | SOLE |  | 0 | 0 | 596 |
| ENBRIDGE INC | COM | 29250N105 |  | 234522 | 5998 | SH |  | SOLE |  | 0 | 0 | 5998 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 699345 | 58917 | SH |  | SOLE |  | 0 | 0 | 58917 |
| ENGINE GAMING AND MEDIA INC | COM | 29287W102 |  | 14700 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| EVERGY INC | COM | 30034W106 |  | 217045 | 3449 | SH |  | SOLE |  | 0 | 0 | 3449 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1072829 | 9726 | SH |  | SOLE |  | 0 | 0 | 9726 |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 316092204 |  | 342919 | 6050 | SH |  | SOLE |  | 0 | 0 | 6050 |
| FIDELITY COVINGTON TRUST | CONSMR STAPLES | 316092303 |  | 348714 | 7782 | SH |  | SOLE |  | 0 | 0 | 7782 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 225366 | 3522 | SH |  | SOLE |  | 0 | 0 | 3522 |
| FIDELITY COVINGTON TRUST | MSCI MATLS INDEX | 316092881 |  | 292784 | 6708 | SH |  | SOLE |  | 0 | 0 | 6708 |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 316092865 |  | 470617 | 10325 | SH |  | SOLE |  | 0 | 0 | 10325 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 |  | 458274 | 7301 | SH |  | SOLE |  | 0 | 0 | 7301 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 619580 | 13310 | SH |  | SOLE |  | 0 | 0 | 13310 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 434502 | 10608 | SH |  | SOLE |  | 0 | 0 | 10608 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 221737 | 4425 | SH |  | SOLE |  | 0 | 0 | 4425 |
| FORD MTR CO DEL | COM | 345370860 |  | 119548 | 10279 | SH |  | SOLE |  | 0 | 0 | 10279 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F615 |  | 1117428 | 37050 | SH |  | SOLE |  | 0 | 0 | 37050 |
| INNOVATOR ETFS TR | DEFINED WLT SHLD | 45783Y855 |  | 1802666 | 67800 | SH |  | SOLE |  | 0 | 0 | 67800 |
| INNOVATOR ETFS TR | GRWT100 PWR BUF | 45782C615 |  | 1191784 | 33850 | SH |  | SOLE |  | 0 | 0 | 33850 |
| INNOVATOR ETFS TR | POWER BUFFER SET | 45783Y723 |  | 278049 | 11202 | SH |  | SOLE |  | 0 | 0 | 11202 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C813 |  | 2576505 | 85343 | SH |  | SOLE |  | 0 | 0 | 85343 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C748 |  | 427940 | 14395 | SH |  | SOLE |  | 0 | 0 | 14395 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C805 |  | 1433398 | 57775 | SH |  | SOLE |  | 0 | 0 | 57775 |
| INNOVATOR ETFS TR | US EQTY PWR BF | 45782C680 |  | 2729379 | 95867 | SH |  | SOLE |  | 0 | 0 | 95867 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C300 |  | 490809 | 16520 | SH |  | SOLE |  | 0 | 0 | 16520 |
| INNOVATOR ETFS TR | US EQTY BUF DEC | 45782C557 |  | 229475 | 7578 | SH |  | SOLE |  | 0 | 0 | 7578 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C656 |  | 2354171 | 78143 | SH |  | SOLE |  | 0 | 0 | 78143 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 246833 | 1752 | SH |  | SOLE |  | 0 | 0 | 1752 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 498389 | 6357 | SH |  | SOLE |  | 0 | 0 | 6357 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 8763459 | 56484 | SH |  | SOLE |  | 0 | 0 | 56484 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 5005477 | 18798 | SH |  | SOLE |  | 0 | 0 | 18798 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 492792 | 5966 | SH |  | SOLE |  | 0 | 0 | 5966 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 947062 | 6705 | SH |  | SOLE |  | 0 | 0 | 6705 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 409830 | 1485 | SH |  | SOLE |  | 0 | 0 | 1485 |
| INVESCO EXCHANGE TRADED FD T | S MDCP VLU MNT | 46137V456 |  | 1172341 | 26620 | SH |  | SOLE |  | 0 | 0 | 26620 |
| INVESCO EXCHANGE TRADED FD T | S SMCP VLU MNT | 46137V480 |  | 462431 | 10110 | SH |  | SOLE |  | 0 | 0 | 10110 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 435070 | 10640 | SH |  | SOLE |  | 0 | 0 | 10640 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 |  | 31673271 | 661790 | SH |  | SOLE |  | 0 | 0 | 661790 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 1115121 | 11501 | SH |  | SOLE |  | 0 | 0 | 11501 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 668985 | 6184 | SH |  | SOLE |  | 0 | 0 | 6184 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 6207432 | 76474 | SH |  | SOLE |  | 0 | 0 | 76474 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 712077 | 14293 | SH |  | SOLE |  | 0 | 0 | 14293 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 3058351 | 31931 | SH |  | SOLE |  | 0 | 0 | 31931 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 574154 | 12363 | SH |  | SOLE |  | 0 | 0 | 12363 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 2894205 | 57884 | SH |  | SOLE |  | 0 | 0 | 57884 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 2839694 | 46069 | SH |  | SOLE |  | 0 | 0 | 46069 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 16694220 | 288428 | SH |  | SOLE |  | 0 | 0 | 288428 |
| ISHARES TR | CORE S ETF | 464287200 |  | 9037475 | 23522 | SH |  | SOLE |  | 0 | 0 | 23522 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 5255224 | 55529 | SH |  | SOLE |  | 0 | 0 | 55529 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1304987 | 15389 | SH |  | SOLE |  | 0 | 0 | 15389 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 4244582 | 94471 | SH |  | SOLE |  | 0 | 0 | 94471 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 1570099 | 16188 | SH |  | SOLE |  | 0 | 0 | 16188 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 3945661 | 54725 | SH |  | SOLE |  | 0 | 0 | 54725 |
| ISHARES TR | ESG EAFE ETF | 46436E759 |  | 280062 | 5161 | SH |  | SOLE |  | 0 | 0 | 5161 |
| ISHARES TR | ESG MSCI USA ETF | 46436E767 |  | 392771 | 12811 | SH |  | SOLE |  | 0 | 0 | 12811 |
| ISHARES TR | ESG ADV TTL USD | 46436E619 |  | 619284 | 14675 | SH |  | SOLE |  | 0 | 0 | 14675 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 390423 | 5939 | SH |  | SOLE |  | 0 | 0 | 5939 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 597337 | 19865 | SH |  | SOLE |  | 0 | 0 | 19865 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 3167369 | 37373 | SH |  | SOLE |  | 0 | 0 | 37373 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 289127 | 8793 | SH |  | SOLE |  | 0 | 0 | 8793 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 |  | 208524 | 4461 | SH |  | SOLE |  | 0 | 0 | 4461 |
| ISHARES TR | ESG AWRE USD ETF | 46435G193 |  | 211577 | 9489 | SH |  | SOLE |  | 0 | 0 | 9489 |
| ISHARES TR | FALN ANGLS USD | 46435G474 |  | 1721740 | 69961 | SH |  | SOLE |  | 0 | 0 | 69961 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 432277 | 8589 | SH |  | SOLE |  | 0 | 0 | 8589 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 210862 | 4704 | SH |  | SOLE |  | 0 | 0 | 4704 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 536387 | 15507 | SH |  | SOLE |  | 0 | 0 | 15507 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 |  | 542742 | 19253 | SH |  | SOLE |  | 0 | 0 | 19253 |
| ISHARES TR | MBS ETF | 464288588 |  | 894296 | 9642 | SH |  | SOLE |  | 0 | 0 | 9642 |
| ISHARES TR | MRGSTR MD CP ETF | 464288208 |  | 1038546 | 17701 | SH |  | SOLE |  | 0 | 0 | 17701 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 1042411 | 12445 | SH |  | SOLE |  | 0 | 0 | 12445 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 3615940 | 78813 | SH |  | SOLE |  | 0 | 0 | 78813 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 3024761 | 57017 | SH |  | SOLE |  | 0 | 0 | 57017 |
| ISHARES INC | MSCI GBL ETF NEW | 46434G848 |  | 257654 | 6284 | SH |  | SOLE |  | 0 | 0 | 6284 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 481514 | 6707 | SH |  | SOLE |  | 0 | 0 | 6707 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1505427 | 10316 | SH |  | SOLE |  | 0 | 0 | 10316 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 3062296 | 29021 | SH |  | SOLE |  | 0 | 0 | 29021 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 397462 | 1888 | SH |  | SOLE |  | 0 | 0 | 1888 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 474113 | 2213 | SH |  | SOLE |  | 0 | 0 | 2213 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 818152 | 5395 | SH |  | SOLE |  | 0 | 0 | 5395 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 729164 | 5258 | SH |  | SOLE |  | 0 | 0 | 5258 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 433554 | 6428 | SH |  | SOLE |  | 0 | 0 | 6428 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 211319 | 2006 | SH |  | SOLE |  | 0 | 0 | 2006 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1939100 | 33147 | SH |  | SOLE |  | 0 | 0 | 33147 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 21753318 | 149950 | SH |  | SOLE |  | 0 | 0 | 149950 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 2156263 | 31570 | SH |  | SOLE |  | 0 | 0 | 31570 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 20117354 | 199577 | SH |  | SOLE |  | 0 | 0 | 199577 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 1899195 | 17574 | SH |  | SOLE |  | 0 | 0 | 17574 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 22072381 | 241730 | SH |  | SOLE |  | 0 | 0 | 241730 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 376875 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 592738 | 12030 | SH |  | SOLE |  | 0 | 0 | 12030 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 461035 | 4194 | SH |  | SOLE |  | 0 | 0 | 4194 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 713448 | 32400 | SH |  | SOLE |  | 0 | 0 | 32400 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1776688 | 16692 | SH |  | SOLE |  | 0 | 0 | 16692 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 294882 | 5956 | SH |  | SOLE |  | 0 | 0 | 5956 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 417516 | 5605 | SH |  | SOLE |  | 0 | 0 | 5605 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 639227 | 13750 | SH |  | SOLE |  | 0 | 0 | 13750 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 6319893 | 162007 | SH |  | SOLE |  | 0 | 0 | 162007 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 257758 | 2304 | SH |  | SOLE |  | 0 | 0 | 2304 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 375387 | 1851 | SH |  | SOLE |  | 0 | 0 | 1851 |
| ISHARES TR | US OIL GS EX ETF | 464288851 |  | 415790 | 4478 | SH |  | SOLE |  | 0 | 0 | 4478 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 1716183 | 75536 | SH |  | SOLE |  | 0 | 0 | 75536 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 234379 | 4758 | SH |  | SOLE |  | 0 | 0 | 4758 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 532883 | 11242 | SH |  | SOLE |  | 0 | 0 | 11242 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 342878 | 1941 | SH |  | SOLE |  | 0 | 0 | 1941 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 411440 | 3068 | SH |  | SOLE |  | 0 | 0 | 3068 |
| KEMPHARM INC | COM NEW | 488445206 |  | 50490 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| ETF SER SOLUTIONS | LHA MKT ST TACTL | 26922B105 |  | 693497 | 28191 | SH |  | SOLE |  | 0 | 0 | 28191 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 354651 | 729 | SH |  | SOLE |  | 0 | 0 | 729 |
| LOOP MEDIA INC | COM NEW | 54352F206 |  | 275836 | 41667 | SH |  | SOLE |  | 0 | 0 | 41667 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 262633 | 50313 | SH |  | SOLE |  | 0 | 0 | 50313 |
| MERCK  CO INC | COM | 58933Y105 |  | 220456 | 1974 | SH |  | SOLE |  | 0 | 0 | 1974 |
| MICROSOFT CORP | COM | 594918104 |  | 731925 | 3052 | SH |  | SOLE |  | 0 | 0 | 3052 |
| MONTROSE ENVIRONMENTAL GROUP | COM | 615111101 |  | 387170 | 8722 | SH |  | SOLE |  | 0 | 0 | 8722 |
| MPLX LP | COM UNIT REP LTD | 55336V100 |  | 252868 | 7700 | SH |  | SOLE |  | 0 | 0 | 7700 |
| NUTEX HEALTH INC | COM | 67079U108 |  | 138664 | 72981 | SH |  | SOLE |  | 0 | 0 | 72981 |
| NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 |  | 161806 | 13155 | SH |  | SOLE |  | 0 | 0 | 13155 |
| NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 |  | 197577 | 17848 | SH |  | SOLE |  | 0 | 0 | 17848 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 314086 | 2149 | SH |  | SOLE |  | 0 | 0 | 2149 |
| ORACLE CORP | COM | 68389X105 |  | 221025 | 2704 | SH |  | SOLE |  | 0 | 0 | 2704 |
| ORIC PHARMACEUTICALS INC | COM | 68622P109 |  | 63023 | 10700 | SH |  | SOLE |  | 0 | 0 | 10700 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 276019 | 14760 | SH |  | SOLE |  | 0 | 0 | 14760 |
| PITNEY BOWES INC | COM | 724479100 |  | 38000 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 |  | 176400 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 359755 | 2374 | SH |  | SOLE |  | 0 | 0 | 2374 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 529051 | 5879 | SH |  | SOLE |  | 0 | 0 | 5879 |
| PROSHARES TR | ULTRPRO DOW30 | 74347X823 |  | 577149 | 10179 | SH |  | SOLE |  | 0 | 0 | 10179 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 |  | 1601357 | 92564 | SH |  | SOLE |  | 0 | 0 | 92564 |
| PROSHARES TR | ULTRPRO S | 74347X864 |  | 303942 | 9275 | SH |  | SOLE |  | 0 | 0 | 9275 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 125458 | 14900 | SH |  | SOLE |  | 0 | 0 | 14900 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 282060 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 279734 | 5216 | SH |  | SOLE |  | 0 | 0 | 5216 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 16258432 | 504763 | SH |  | SOLE |  | 0 | 0 | 504763 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 12447897 | 258041 | SH |  | SOLE |  | 0 | 0 | 258041 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 4544955 | 99561 | SH |  | SOLE |  | 0 | 0 | 99561 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 318723 | 7113 | SH |  | SOLE |  | 0 | 0 | 7113 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 5155597 | 68250 | SH |  | SOLE |  | 0 | 0 | 68250 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 907802 | 20106 | SH |  | SOLE |  | 0 | 0 | 20106 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 1679257 | 30224 | SH |  | SOLE |  | 0 | 0 | 30224 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 12414479 | 188041 | SH |  | SOLE |  | 0 | 0 | 188041 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 457186 | 11286 | SH |  | SOLE |  | 0 | 0 | 11286 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1815877 | 20760 | SH |  | SOLE |  | 0 | 0 | 20760 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 471100 | 1985 | SH |  | SOLE |  | 0 | 0 | 1985 |
| SIMPLIFY EXCHANGE TRADED FUN | US EQT PLS DWNSD | 82889N202 |  | 756012 | 31176 | SH |  | SOLE |  | 0 | 0 | 31176 |
| TIDAL ETF TR | SOFI WEEKLY INM | 886364884 |  | 620441 | 6689 | SH |  | SOLE |  | 0 | 0 | 6689 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 569999 | 16929 | SH |  | SOLE |  | 0 | 0 | 16929 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 269288 | 2944 | SH |  | SOLE |  | 0 | 0 | 2944 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 866986 | 13475 | SH |  | SOLE |  | 0 | 0 | 13475 |
| SPDR SER TR | BLOOMBERG INVT | 78468R200 |  | 225555 | 7422 | SH |  | SOLE |  | 0 | 0 | 7422 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 854070 | 2572 | SH |  | SOLE |  | 0 | 0 | 2572 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 843789 | 4974 | SH |  | SOLE |  | 0 | 0 | 4974 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 1235499 | 25230 | SH |  | SOLE |  | 0 | 0 | 25230 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 276556 | 11005 | SH |  | SOLE |  | 0 | 0 | 11005 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 1296215 | 19838 | SH |  | SOLE |  | 0 | 0 | 19838 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 9674667 | 25188 | SH |  | SOLE |  | 0 | 0 | 25188 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 1537484 | 21283 | SH |  | SOLE |  | 0 | 0 | 21283 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 938593 | 7502 | SH |  | SOLE |  | 0 | 0 | 7502 |
| SPDR SER TR | HLTH CR EQUIP | 78464A581 |  | 327590 | 3644 | SH |  | SOLE |  | 0 | 0 | 3644 |
| SPDR SER TR | ICE PFD SEC ETF | 78464A292 |  | 781280 | 23805 | SH |  | SOLE |  | 0 | 0 | 23805 |
| STARBUCKS CORP | COM | 855244109 |  | 224192 | 2260 | SH |  | SOLE |  | 0 | 0 | 2260 |
| STRATEGY SHS | NEWFOUND RESLV | 86280R886 |  | 206296 | 8474 | SH |  | SOLE |  | 0 | 0 | 8474 |
| SUN CMNTYS INC | COM | 866674104 |  | 526025 | 3656 | SH |  | SOLE |  | 0 | 0 | 3656 |
| SUNCOKE ENERGY INC | COM | 86722A103 |  | 87628 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| TARGET CORP | COM | 87612E106 |  | 244978 | 1644 | SH |  | SOLE |  | 0 | 0 | 1644 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 1035221 | 8319 | SH |  | SOLE |  | 0 | 0 | 8319 |
| TESLA INC | COM | 88160R101 |  | 482373 | 3916 | SH |  | SOLE |  | 0 | 0 | 3916 |
| HOME DEPOT INC | COM | 437076102 |  | 777647 | 2462 | SH |  | SOLE |  | 0 | 0 | 2462 |
| T-MOBILE US INC | COM | 872590104 |  | 237020 | 1693 | SH |  | SOLE |  | 0 | 0 | 1693 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 257863 | 486 | SH |  | SOLE |  | 0 | 0 | 486 |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 |  | 209948 | 10750 | SH |  | SOLE |  | 0 | 0 | 10750 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 442914 | 6282 | SH |  | SOLE |  | 0 | 0 | 6282 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 |  | 206521 | 7643 | SH |  | SOLE |  | 0 | 0 | 7643 |
| VANECK ETF TRUST | VANECK SHRT MUNI | 92189F528 |  | 339237 | 20097 | SH |  | SOLE |  | 0 | 0 | 20097 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 2652219 | 7549 | SH |  | SOLE |  | 0 | 0 | 7549 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 |  | 468339 | 7680 | SH |  | SOLE |  | 0 | 0 | 7680 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 382636 | 4625 | SH |  | SOLE |  | 0 | 0 | 4625 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 206442 | 2008 | SH |  | SOLE |  | 0 | 0 | 2008 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 986826 | 23513 | SH |  | SOLE |  | 0 | 0 | 23513 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1076706 | 27622 | SH |  | SOLE |  | 0 | 0 | 27622 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1297172 | 6087 | SH |  | SOLE |  | 0 | 0 | 6087 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 512366 | 2066 | SH |  | SOLE |  | 0 | 0 | 2066 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 609388 | 8200 | SH |  | SOLE |  | 0 | 0 | 8200 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 203309 | 2623 | SH |  | SOLE |  | 0 | 0 | 2623 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 239647 | 3442 | SH |  | SOLE |  | 0 | 0 | 3442 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 353512 | 6045 | SH |  | SOLE |  | 0 | 0 | 6045 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 349032 | 2004 | SH |  | SOLE |  | 0 | 0 | 2004 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 251815 | 3476 | SH |  | SOLE |  | 0 | 0 | 3476 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 542840 | 4100 | SH |  | SOLE |  | 0 | 0 | 4100 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 281162 | 1634 | SH |  | SOLE |  | 0 | 0 | 1634 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 575767 | 2825 | SH |  | SOLE |  | 0 | 0 | 2825 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 665651 | 3703 | SH |  | SOLE |  | 0 | 0 | 3703 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 13000771 | 96131 | SH |  | SOLE |  | 0 | 0 | 96131 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 2249074 | 27268 | SH |  | SOLE |  | 0 | 0 | 27268 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 |  | 632912 | 3632 | SH |  | SOLE |  | 0 | 0 | 3632 |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 92206C599 |  | 12161789 | 70811 | SH |  | SOLE |  | 0 | 0 | 70811 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 249542 | 1183 | SH |  | SOLE |  | 0 | 0 | 1183 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 |  | 704474 | 5030 | SH |  | SOLE |  | 0 | 0 | 5030 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 608781 | 8087 | SH |  | SOLE |  | 0 | 0 | 8087 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 2048674 | 27247 | SH |  | SOLE |  | 0 | 0 | 27247 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 2346563 | 50237 | SH |  | SOLE |  | 0 | 0 | 50237 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 285110 | 4931 | SH |  | SOLE |  | 0 | 0 | 4931 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1452641 | 7915 | SH |  | SOLE |  | 0 | 0 | 7915 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 561913 | 2802 | SH |  | SOLE |  | 0 | 0 | 2802 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 13897920 | 87518 | SH |  | SOLE |  | 0 | 0 | 87518 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 1220819 | 24668 | SH |  | SOLE |  | 0 | 0 | 24668 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1023157 | 14242 | SH |  | SOLE |  | 0 | 0 | 14242 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 794345 | 16748 | SH |  | SOLE |  | 0 | 0 | 16748 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 330698 | 6394 | SH |  | SOLE |  | 0 | 0 | 6394 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 753681 | 3942 | SH |  | SOLE |  | 0 | 0 | 3942 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 244090 | 2832 | SH |  | SOLE |  | 0 | 0 | 2832 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2645888 | 18849 | SH |  | SOLE |  | 0 | 0 | 18849 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 296761 | 7532 | SH |  | SOLE |  | 0 | 0 | 7532 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 3238134 | 52169 | SH |  | SOLE |  | 0 | 0 | 52169 |
| VISA INC | COM CL A | 92826C839 |  | 357347 | 1720 | SH |  | SOLE |  | 0 | 0 | 1720 |
| WALMART INC | COM | 931142103 |  | 3233509 | 22715 | SH |  | SOLE |  | 0 | 0 | 22715 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 262617 | 1674 | SH |  | SOLE |  | 0 | 0 | 1674 |
| DBX ETF TR | XTRACK MSCI EAFE | 233051200 |  | 4178095 | 129634 | SH |  | SOLE |  | 0 | 0 | 129634 |

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