# EDGAR Filing Document

**Accession Number:** 0001235887
**File Stem:** 0001235887-26-000005
**Filing Date:** 2026-3
**Character Count:** 2567
**Document Hash:** 73689aa14904af3f3d4717dfed1aa102
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001235887-26-000005.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001235887-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UOB KAY HIAN (U.S.) INC.
- **CENTRAL INDEX KEY:** 0001235887

**ORGANIZATION NAME:**
- **EIN:** 431999524
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65981
- **FILM NUMBER:** 26812507

**BUSINESS ADDRESS:**
- **STREET 1:** 3207 DOVETAIL MEWS
- **STREET 2:** 390 BAY STREET
- **CITY:** MISSISSAUGA, ONTARIO
- **STATE:** NJ
- **ZIP:** L5L 5K4
- **BUSINESS PHONE:** 416-454-1033

**MAIL ADDRESS:**
- **STREET 1:** 3207 DOVETAIL MEWS
- **STREET 2:** 390 BAY STREET
- **CITY:** MISSISSAUGA, ONTARIO
- **STATE:** NJ
- **ZIP:** L5L 5K4

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UOB KAY HIAN  (U.S.) INC.
- **DATE OF NAME CHANGE:** 20030526

### Attached PDF Documents

**Attachment 1:** `uobkh2025conf.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001235887

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UOB KAY HIAN (U.S.) INC.

**Business Address:** 3207 DOVETAIL MEWS, 390 BAY STREET, MISSISSAUGA, A6, L5L 5K4

**Contact Person:** Martin Poskitt

**Contact Phone:** 416 454 1033

### Independent Public Accountant Identification

**Accountant Name:** CBIZ CPAs P.C.

**Accountant Address:** 340 Mt Kemble Ave Suite 210N, Morristown, NJ, 07960

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Martin Poskitt**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UOB KAY HIAN (U.S.) INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Martin Poskitt

**Title:** Chief Executive Officer &  Chief Compliance Officer