# EDGAR Filing Document

**Accession Number:** 0000886982
**File Stem:** 0001090352-26-000017
**Filing Date:** 2026-1
**Character Count:** 20201
**Document Hash:** 805c3cf938d69a93debdbe0769271ae9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001090352-26-000017.hdr.sgml**: 20260121

**ACCESSION NUMBER**: 0001090352-26-000017

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260116

**FILED AS OF DATE**: 20260121

**DATE AS OF CHANGE**: 20260121

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** VINIAR DAVID A
- **CENTRAL INDEX KEY:** 0001090352

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14965
- **FILM NUMBER:** 26548462

**MAIL ADDRESS:**
- **STREET 1:** C/O GOLDMAN SACHS GROUP INC
- **STREET 2:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOLDMAN SACHS GROUP INC
- **CENTRAL INDEX KEY:** 0000886982
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 134019460
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282
- **BUSINESS PHONE:** 212-902-1000

**MAIL ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOLDMAN SACHS GROUP INC/
- **DATE OF NAME CHANGE:** 20010104

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>VINIAR DAVID A<br><sub>(Last) (First) (Middle)</sub><br>C/O GOLDMAN SACHS & CO. LLC<br>200 WEST STREET<br><sub>(Street)</sub><br>NEW YORK, NY 10282<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-01-16 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>GOLDMAN SACHS GROUP INC [ GS ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 344 | D | 958.02<sup>(1)</sup> | 599656 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 825 | D | 959<sup>(2)</sup> | 598831 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 417 | D | 960.20<sup>(3)</sup> | 598414 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 4252 | D | 961.29<sup>(4)</sup> | 594162 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 5817 | D | 962.25<sup>(5)</sup> | 588345 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 3409 | D | 963.11<sup>(6)</sup> | 584936 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 4137 | D | 964.28<sup>(7)</sup> | 580799 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 6093 | D | 965.24<sup>(8)</sup> | 574706 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 7676 | D | 966.27<sup>(9)</sup> | 567030 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 4442 | D | 967.19<sup>(10)</sup> | 562588 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 1982 | D | 968.18<sup>(11)</sup> | 560606 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 1684 | D | 969.19<sup>(12)</sup> | 558922 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 1014 | D | 970.20<sup>(13)</sup> | 557908 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 181 | D | 971.08<sup>(14)</sup> | 557727 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 343 | D | 972.15<sup>(15)</sup> | 557384 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 734 | D | 973.48<sup>(16)</sup> | 556650 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 1136 | D | 974.43<sup>(17)</sup> | 555514 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 514 | D | 975.28<sup>(18)</sup> | 555000 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | G |  | 5000 | D | $0 | 550000 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 70 | D | 957.16<sup>(19)</sup> | 123116 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 412 | D | 958.68<sup>(21)</sup> | 122704 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 216 | D | 959.50<sup>(22)</sup> | 122488 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 755 | D | 960.88<sup>(23)</sup> | 121733 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 2806 | D | 961.65<sup>(24)</sup> | 118927 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 2779 | D | 962.59<sup>(25)</sup> | 116148 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 1519 | D | 963.63<sup>(26)</sup> | 114629 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 2472 | D | 964.66<sup>(27)</sup> | 112157 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 3393 | D | 965.60<sup>(28)</sup> | 108764 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 3743 | D | 966.55<sup>(29)</sup> | 105021 | I | See footnote<sup>(20)</sup> |
| Common Stock, par value $0.01 per share | 2026-01-16 |  | S |  | 1631 | D | 967.51<sup>(30)</sup> | 103390 | I | See footnote<sup>(20)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(31)</sup> | 2026-01-16 |  | A |  | 364 |  | <sup>(31)</sup> | <sup>(31)</sup> | Common Stock, par value $0.01 per share | 364 | $0 | 5075 | D |  |

---

### Footnotes:

(1) Reflects a weighted average sale price of $958.02 per share, at prices ranging from $957.48 to $958.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(2) Reflects a weighted average sale price of $959.00 per share, at prices ranging from $958.63 to $959.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(3) Reflects a weighted average sale price of $960.20 per share, at prices ranging from $959.68 to $960.62 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(4) Reflects a weighted average sale price of $961.29 per share, at prices ranging from $960.72 to $961.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(5) Reflects a weighted average sale price of $962.25 per share, at prices ranging from $961.72 to $962.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(6) Reflects a weighted average sale price of $963.11 per share, at prices ranging from $962.72 to $963.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(7) Reflects a weighted average sale price of $964.28 per share, at prices ranging from $963.74 to $964.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(8) Reflects a weighted average sale price of $965.24 per share, at prices ranging from $964.74 to $965.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(9) Reflects a weighted average sale price of $966.27 per share, at prices ranging from $965.74 to $966.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(10) Reflects a weighted average sale price of $967.19 per share, at prices ranging from $966.74 to $967.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(11) Reflects a weighted average sale price of $968.18 per share, at prices ranging from $967.74 to $968.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(12) Reflects a weighted average sale price of $969.19 per share, at prices ranging from $968.74 to $969.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(13) Reflects a weighted average sale price of $970.20 per share, at prices ranging from $969.74 to $970.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(14) Reflects a weighted average sale price of $971.08 per share, at prices ranging from $970.79 to $971.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(15) Reflects a weighted average sale price of $972.15 per share, at prices ranging from $971.83 to $972.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(16) Reflects a weighted average sale price of $973.48 per share, at prices ranging from $973.01 to $974.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(17) Reflects a weighted average sale price of $974.43 per share, at prices ranging from $974.01 to $974.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(18) Reflects a weighted average sale price of $975.28 per share, at prices ranging from $975.01 to $975.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(19) Reflects a weighted average sale price of $957.16 per share, at prices ranging from $956.89 to $957.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(20) Held through a limited liability company.

(21) Reflects a weighted average sale price of $958.68 per share, at prices ranging from $958.11 to $959.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(22) Reflects a weighted average sale price of $959.50 per share, at prices ranging from $959.11 to $959.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(23) Reflects a weighted average sale price of $960.88 per share, at prices ranging from $960.13 to $961.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(24) Reflects a weighted average sale price of $961.65 per share, at prices ranging from $961.14 to $962.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(25) Reflects a weighted average sale price of $962.59 per share, at prices ranging from $962.14 to $963.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(26) Reflects a weighted average sale price of $963.63 per share, at prices ranging from $963.14 to $964.12 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(27) Reflects a weighted average sale price of $964.66 per share, at prices ranging from $964.14 to $965.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(28) Reflects a weighted average sale price of $965.60 per share, at prices ranging from $965.14 to $966.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(29) Reflects a weighted average sale price of $966.55 per share, at prices ranging from $966.14 to $967.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(30) Reflects a weighted average sale price of $967.51 per share, at prices ranging from $967.14 to $968.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(31) Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

**Remarks:**
This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same events. The Form 4 has been split into two filings because the SEC's EDGAR filing system limits the number of transactions that can be reported on a single Form 4.

**Signature:** /s/ Jamie A. Greenberg, Attorney-in-fact  
**Date:** 2026-01-21

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**