# EDGAR Filing Document

**Accession Number:** 0001377936
**File Stem:** 0001213900-25-091767
**Filing Date:** 2025-9
**Character Count:** 5534
**Document Hash:** 6b3ac87c3339fccab22ec331f04addf1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-091767.hdr.sgml**: 20250926

**ACCESSION NUMBER**: 0001213900-25-091767

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250925

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250926

**DATE AS OF CHANGE**: 20250925

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SARATOGA INVESTMENT CORP.
- **CENTRAL INDEX KEY:** 0001377936

**ORGANIZATION NAME:**
- **EIN:** 204876925
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0228

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00732
- **FILM NUMBER:** 251344936

**BUSINESS ADDRESS:**
- **STREET 1:** 535 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212 750-3343

**MAIL ADDRESS:**
- **STREET 1:** 535 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GSC INVESTMENT CORP.
- **DATE OF NAME CHANGE:** 20070321

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GSC Investment LLC
- **DATE OF NAME CHANGE:** 20061011

?xml version='1.0' encoding='ASCII'?

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of report (Date of earliest event reported) **September 25, 2025**

**SARATOGA INVESTMENT CORP.**

(Exact Name of Registrant as Specified in Charter)

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| | | |
|:---|:---|:---|
| **Maryland** | **814-00732** | **20-8700615** |
| (State or Other Jurisdiction<br> of Incorporation) | (Commission<br> File Number) | (IRS Employer<br> Identification No.) |

---

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| | |
|:---|:---|
| **535 Madison Avenue<br> New York, New York** | **10022** |
| (Address of Principal Executive Offices) | (Zip Code) |

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Registrant's telephone number, including area code **(212) 906-7800**

**Not Applicable**

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.001 per share | SAR | New York Stock Exchange |
| 6.00% Notes due 2027 | SAT | New York Stock Exchange |
| 8.00% Notes due 2027 | SAJ | New York Stock Exchange |
| 8.125% Notes due 2027 | SAY | New York Stock Exchange |
| 8.50% Notes due 2028 | SAZ | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.07. Submission of Matters to a Vote of Security Holders.**

On September 25, 2025, Saratoga Investment Corp. (the "Company") held its 2025 Annual Meeting of Stockholders (the "Annual Meeting"). As of the close of business on July 29, 2025, the record date for the Annual Meeting, 15,951,835 shares of common stock were eligible to be voted, and 11,533,981 of those shares were voted in person or by proxy at the Annual Meeting. The final voting results from the Annual Meeting were as following:

**Proposal 1:** The following directors were elected to serve as directors of the Company's board of directors until the 2028 Annual Meeting of Stockholders or until their respective successor is duly elected and qualified by the following vote:

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| | | | | |
|:---|:---|:---|:---|:---|
| **Director Nominees** | **Votes For** | **Votes For** | **Votes<br> Withheld** | **Votes<br> Withheld** |
| Steven M. Looney |  | 4474615 |  | 892437 |
| Charles S. Whitman III |  | 4365201 |  | 1001851 |

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**Proposal 2:** The ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2026 was approved by the following vote:

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| | |
|:---|:---|
| Votes For | 10593050 |
| Votes Against | 848257 |
| Abstentions | 92674 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | Saratoga Investment Corp. | Saratoga Investment Corp. |
| Date: September 25, 2025 |  |  |
|  | By: | /s/ Henri J. Steenkamp |
|  | Name: | Henri J. Steenkamp |
|  | Title: | Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary |

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