# EDGAR Filing Document

**Accession Number:** 0001703301
**File Stem:** 0001703301-23-000001
**Filing Date:** 2023-2
**Character Count:** 20554
**Document Hash:** b98c7f21b15f6f7bdf7e3e34fecef981
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001703301-23-000001.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001703301-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SpiderRock Advisors, LLC
- **CENTRAL INDEX KEY:** 0001703301
- **IRS NUMBER:** 461932846
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18017
- **FILM NUMBER:** 23593156

**BUSINESS ADDRESS:**
- **STREET 1:** 300 S. WACKER DRIVE
- **STREET 2:** SUITE 2840
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** (312) 256-9663

**MAIL ADDRESS:**
- **STREET 1:** 300 S. WACKER DRIVE
- **STREET 2:** SUITE 2840
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SpiderRock Advisors LLC
- **DATE OF NAME CHANGE:** 20170420

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Spiderrock Advisors LLC
- **DATE OF NAME CHANGE:** 20170410

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SpiderRock Advisors LLC<br>**Address:** 300 S. WACKER DRIVE<br>SUITE 2840<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-18017

**CRD Number (if applicable):** 000171992

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** E. Bruce Mumford<br>**Title:** Chief Financial Officer/ Chief Compliance Officer<br>**Phone:** 312-847-0240

**Signature, Place, and Date of Signing:**

E. Bruce Mumford  Chicago, IL  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 159

**Form 13F Information Table Value Total:** $1086278

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Agilent Technologies | Ordinary Shares | 00846U101 |  | 760 | 8000 | PRN | Put | SOLE |  | 8000 | 0 | 0 |
| Apple Inc | Ordinary Shares | 037833100 |  | 108 | 600 | PRN | Call | SOLE |  | 600 | 0 | 0 |
| Apple Inc | Ordinary Shares | 037833100 |  | 58328 | 453900 | PRN | Put | SOLE |  | 453900 | 0 | 0 |
| Abbvie Inc | Ordinary Shares | 00287Y109 |  | 340 | 2600 | PRN | Put | SOLE |  | 2600 | 0 | 0 |
| Airbnb Inc | Ordinary Shares | 009066101 |  | 4200 | 40000 | PRN | Put | SOLE |  | 40000 | 0 | 0 |
| Abbott Laboratories | Ordinary Shares | 002824100 |  | 57 | 500 | PRN | Put | SOLE |  | 500 | 0 | 0 |
| Accenture plc | Ordinary Shares | G1151C101 |  | 1470 | 4700 | PRN | Put | SOLE |  | 4700 | 0 | 0 |
| Adobe Inc | Ordinary Shares | 00724F101 |  | 838 | 1900 | PRN | Put | SOLE |  | 1900 | 0 | 0 |
| Analog Devices Inc | Ordinary Shares | 032654105 |  | 980 | 6500 | PRN | Put | SOLE |  | 6500 | 0 | 0 |
| Albemarle Corp | Ordinary Shares | 012653101 |  | 221 | 1200 | PRN | Put | SOLE |  | 1200 | 0 | 0 |
| Amcor Plc | Ordinary Shares | G0250X107 |  | 460 | 43600 | PRN | Put | SOLE |  | 43600 | 0 | 0 |
| Ametek Inc | Ordinary Shares | 031100100 |  | 878 | 8100 | PRN | Put | SOLE |  | 8100 | 0 | 0 |
| AMGEN Inc | Ordinary Shares | 031162100 |  | 5175 | 22800 | PRN | Put | SOLE |  | 22800 | 0 | 0 |
| ALPS Fund Services | Alerian MLP ETF | 00162Q452 |  | 11995 | 381300 | PRN | Put | SOLE |  | 381300 | 0 | 0 |
| Amazoncom Inc | Ordinary Shares | 023135106 |  | 8909 | 89100 | PRN | Put | SOLE |  | 89100 | 0 | 0 |
| Aon plc | Ordinary Shares | G0403H108 |  | 1187 | 4900 | PRN | Put | SOLE |  | 4900 | 0 | 0 |
| Apollo Global Manage | Ordinary Shares | 03769M106 |  | 585 | 10000 | PRN | Put | SOLE |  | 10000 | 0 | 0 |
| ARK Investment Manag | ARK Innovation | 00214Q104 |  | 569 | 9200 | PRN | Put | SOLE |  | 9200 | 0 | 0 |
| Ashland Inc | Ordinary Shares | 044186104 |  | 280 | 2800 | PRN | Put | SOLE |  | 2800 | 0 | 0 |
| AeroVironment Inc | Ordinary Shares | 008073108 |  | 165 | 2200 | PRN | Put | SOLE |  | 2200 | 0 | 0 |
| Bank Of America Corp | Ordinary Shares | 060505104 |  | 304 | 11900 | PRN | Put | SOLE |  | 11900 | 0 | 0 |
| Becton Dickinson An | Ordinary Shares | 075887109 |  | 16524 | 79400 | PRN | Put | SOLE |  | 79400 | 0 | 0 |
| Bank of Montreal | Ordinary Shares | 063671101 |  | 2335 | 30800 | PRN | Put | SOLE |  | 30800 | 0 | 0 |
| Biomarin Pharmaceuti | Registered Shar | 09061G101 |  | 518 | 6900 | PRN | Put | SOLE |  | 6900 | 0 | 0 |
| Bristol-Myers Squibb | Ordinary Shares | 110122108 |  | 542 | 8500 | PRN | Put | SOLE |  | 8500 | 0 | 0 |
| Berkshire Hathaway I | Ordinary Shares | 084670702 |  | 795 | 3000 | PRN | Put | SOLE |  | 3000 | 0 | 0 |
| Boyd Gaming Corp | Ordinary Shares | 103304101 |  | 21239 | 500000 | PRN | Put | SOLE |  | 500000 | 0 | 0 |
| Beyond Meat Inc | Ordinary Shares | 08862E109 |  | 26 | 1700 | PRN | Put | SOLE |  | 1700 | 0 | 0 |
| Credit Acceptance Co | Ordinary Shares | 225310101 |  | 1331 | 3300 | PRN | Put | SOLE |  | 3300 | 0 | 0 |
| Cincinnati Financial | Ordinary Shares | 172062101 |  | 128 | 1500 | PRN | Put | SOLE |  | 1500 | 0 | 0 |
| Comcast Corp | Ordinary Shares | 20030N101 |  | 203 | 5100 | PRN | Put | SOLE |  | 5100 | 0 | 0 |
| CME Group Inc | Ordinary Shares | 12572Q105 |  | 808 | 4900 | PRN | Put | SOLE |  | 4900 | 0 | 0 |
| Coinbase Global Inc | Ordinary Shares | 19260Q107 |  | 25844 | 219800 | PRN | Put | SOLE |  | 219800 | 0 | 0 |
| Conoco Phillips | Ordinary Shares | 20825C104 |  | 462 | 4300 | PRN | Put | SOLE |  | 4300 | 0 | 0 |
| Costco Wholesale Cor | Ordinary Shares | 22160K105 |  | 4048 | 10000 | PRN | Put | SOLE |  | 10000 | 0 | 0 |
| Crowdstrike Holdings | Ordinary Shares | 22788C105 |  | 636 | 4000 | PRN | Put | SOLE |  | 4000 | 0 | 0 |
| Cisco Systems Inc | Ordinary Shares | 17275R102 |  | 234 | 5700 | PRN | Put | SOLE |  | 5700 | 0 | 0 |
| Chevron Corp | Ordinary Shares | 166764100 |  | 3082 | 22200 | PRN | Put | SOLE |  | 22200 | 0 | 0 |
| Dish Network Corp | Ordinary Shares | 25470M109 |  | 6 | 200 | PRN | Call | SOLE |  | 200 | 0 | 0 |
| Duke Energy Corp | Ordinary Shares | 26441C204 |  | 69 | 800 | PRN | Put | SOLE |  | 800 | 0 | 0 |
| Ecolab Inc | Ordinary Shares | 278865100 |  | 66 | 400 | PRN | Put | SOLE |  | 400 | 0 | 0 |
| BlackRock Institutio | iShares MSCI Em | 464287234 |  | 192 | 3200 | PRN | Call | SOLE |  | 3200 | 0 | 0 |
| BlackRock Institutio | iShares MSCI Em | 464287234 |  | 966 | 29500 | PRN | Put | SOLE |  | 29500 | 0 | 0 |
| BlackRock Institutio | iShares MSCI EA | 464287465 |  | 533 | 6200 | PRN | Call | SOLE |  | 6200 | 0 | 0 |
| BlackRock Institutio | iShares MSCI EA | 464287465 |  | 5274 | 84200 | PRN | Put | SOLE |  | 84200 | 0 | 0 |
| Estee Lauder Cos I | Ordinary Shares | 518439104 |  | 780 | 2800 | PRN | Put | SOLE |  | 2800 | 0 | 0 |
| Elevance Health Inc | Ordinary Shares | 036752103 |  | 148 | 400 | PRN | Put | SOLE |  | 400 | 0 | 0 |
| Emerson Electric Co | Ordinary Shares | 291011104 |  | 42 | 500 | PRN | Put | SOLE |  | 500 | 0 | 0 |
| Edwards Lifesciences | Ordinary Shares | 28176E108 |  | 546 | 7300 | PRN | Put | SOLE |  | 7300 | 0 | 0 |
| Expeditors Internati | Ordinary Shares | 302130109 |  | 229 | 2400 | PRN | Put | SOLE |  | 2400 | 0 | 0 |
| Diamondback Energy I | Ordinary Shares | 25278X109 |  | 378 | 4600 | PRN | Put | SOLE |  | 4600 | 0 | 0 |
| Fidelity National In | Ordinary Shares | 31620M106 |  | 40 | 500 | PRN | Put | SOLE |  | 500 | 0 | 0 |
| Fiserv Inc | Ordinary Shares | 337738108 |  | 54 | 600 | PRN | Put | SOLE |  | 600 | 0 | 0 |
| Fortress Transportat | Ordinary Shares | 34960P101 |  | 2089 | 133500 | PRN | Put | SOLE |  | 133500 | 0 | 0 |
| VanEck ETF Trust | VanEck Gold Min | 92189F106 |  | 779 | 20800 | PRN | Call | SOLE |  | 20800 | 0 | 0 |
| SSgA Active Trust | SPDR Gold Share | 78463V107 |  | 3638 | 20400 | PRN | Call | SOLE |  | 20400 | 0 | 0 |
| General Motors Compa | Ordinary Shares | 37045V100 |  | 315 | 7000 | PRN | Put | SOLE |  | 7000 | 0 | 0 |
| Alphabet Inc | Ordinary Shares | 02079K107 |  | 1551 | 14000 | PRN | Put | SOLE |  | 14000 | 0 | 0 |
| Alphabet Inc | Ordinary Shares | 02079K305 |  | 1019 | 10000 | PRN | Put | SOLE |  | 10000 | 0 | 0 |
| Group 1 Automotive | Ordinary Shares | 398905109 |  | 128 | 800 | PRN | Put | SOLE |  | 800 | 0 | 0 |
| Gitlab Inc | Ordinary Shares | 37637K108 |  | 254 | 7100 | PRN | Put | SOLE |  | 7100 | 0 | 0 |
| Home Depot Inc | Ordinary Shares | 437076102 |  | 5485 | 18900 | PRN | Put | SOLE |  | 18900 | 0 | 0 |
| Heico Corp | Ordinary Shares | 422806109 |  | 124 | 900 | PRN | Put | SOLE |  | 900 | 0 | 0 |
| Helen of Troy Ltd | Ordinary Shares | G4388N106 |  | 654 | 7600 | PRN | Put | SOLE |  | 7600 | 0 | 0 |
| Honeywell Internatio | Ordinary Shares | 438516106 |  | 3321 | 19500 | PRN | Put | SOLE |  | 19500 | 0 | 0 |
| BlackRock Institutio | iShares iBoxx U | 464288513 |  | 20929 | 278800 | PRN | Put | SOLE |  | 278800 | 0 | 0 |
| BlackRock Institutio | iShares Biotech | 464287556 |  | 8062 | 62700 | PRN | Put | SOLE |  | 62700 | 0 | 0 |
| Idexx Laboratories | Ordinary Shares | 45168D104 |  | 1758 | 5000 | PRN | Put | SOLE |  | 5000 | 0 | 0 |
| Illumina Inc | Ordinary Shares | 452327109 |  | 148 | 600 | PRN | Put | SOLE |  | 600 | 0 | 0 |
| Intel Corp | Ordinary Shares | 458140100 |  | 156 | 3900 | PRN | Put | SOLE |  | 3900 | 0 | 0 |
| Intuitive Surgical I | Ordinary Shares | 46120E602 |  | 522 | 1800 | PRN | Put | SOLE |  | 1800 | 0 | 0 |
| BlackRock Institutio | iShares Russell | 464287655 |  | 280 | 1100 | PRN | Call | SOLE |  | 1100 | 0 | 0 |
| BlackRock Institutio | iShares Russell | 464287655 |  | 2607 | 15600 | PRN | Put | SOLE |  | 15600 | 0 | 0 |
| John Bean Technologi | Ordinary Shares | 477839104 |  | 437 | 4600 | PRN | Put | SOLE |  | 4600 | 0 | 0 |
| Johnson  Johnson | Ordinary Shares | 478160104 |  | 532 | 3300 | PRN | Put | SOLE |  | 3300 | 0 | 0 |
| Kimberly-Clark Corp | Ordinary Shares | 494368103 |  | 115 | 1000 | PRN | Put | SOLE |  | 1000 | 0 | 0 |
| Coca-Cola Co | Ordinary Shares | 191216100 |  | 2141 | 44700 | PRN | Put | SOLE |  | 44700 | 0 | 0 |
| Linde Plc | Ordinary Shares | G5494J103 |  | 59 | 200 | PRN | Put | SOLE |  | 200 | 0 | 0 |
| Lilly(Eli)  Co | Ordinary Shares | 532457108 |  | 4703 | 18600 | PRN | Put | SOLE |  | 18600 | 0 | 0 |
| Lam Research Corp | Ordinary Shares | 512807108 |  | 483 | 900 | PRN | Put | SOLE |  | 900 | 0 | 0 |
| McDonald`s Corp | Ordinary Shares | 580135101 |  | 63 | 300 | PRN | Put | SOLE |  | 300 | 0 | 0 |
| Mckesson Corporation | Ordinary Shares | 58155Q103 |  | 1666 | 5400 | PRN | Put | SOLE |  | 5400 | 0 | 0 |
| Mondelez Internation | Ordinary Shares | 609207105 |  | 1492 | 30500 | PRN | Put | SOLE |  | 30500 | 0 | 0 |
| Meta Platforms Inc | Ordinary Shares | 30303M102 |  | 1860 | 16300 | PRN | Put | SOLE |  | 16300 | 0 | 0 |
| MGM Resorts Internat | Ordinary Shares | 552953101 |  | 675 | 20000 | PRN | Put | SOLE |  | 20000 | 0 | 0 |
| ETF Managers Group L | ETFMG Alternati | 26924G508 |  | 14 | 2000 | PRN | Call | SOLE |  | 2000 | 0 | 0 |
| Marsh  McLennan Cos | Ordinary Shares | 571748102 |  | 330 | 2200 | PRN | Put | SOLE |  | 2200 | 0 | 0 |
| Altria Group Inc | Ordinary Shares | 02209S103 |  | 996 | 31400 | PRN | Put | SOLE |  | 31400 | 0 | 0 |
| MP Materials Corpora | Ordinary Shares | 553368101 |  | 5100 | 160300 | PRN | Put | SOLE |  | 160300 | 0 | 0 |
| Merck  Co Inc | Ordinary Shares | 58933Y105 |  | 37 | 400 | PRN | Put | SOLE |  | 400 | 0 | 0 |
| Mini Russell 2000 | Mini Index | 12510L101 |  | 566 | 2900 | PRN | Call | SOLE |  | 2900 | 0 | 0 |
| MSCI Inc | Ordinary Shares | 55354G100 |  | 378 | 900 | PRN | Put | SOLE |  | 900 | 0 | 0 |
| Microsoft Corporatio | Ordinary Shares | 594918104 |  | 18872 | 75300 | PRN | Put | SOLE |  | 75300 | 0 | 0 |
| Advisorshares Trust | AdvisorShares | 00768Y453 |  | 10 | 700 | PRN | Call | SOLE |  | 700 | 0 | 0 |
| NextEra Energy Inc | Ordinary Shares | 65339F101 |  | 1578 | 24800 | PRN | Put | SOLE |  | 24800 | 0 | 0 |
| Northrop Grumman Cor | Ordinary Shares | 666807102 |  | 2592 | 6400 | PRN | Put | SOLE |  | 6400 | 0 | 0 |
| NVIDIA Corp | Ordinary Shares | 67066G104 |  | 1144 | 5500 | PRN | Put | SOLE |  | 5500 | 0 | 0 |
| Oge Energy Corp | Ordinary Shares | 670837103 |  | 52 | 1500 | PRN | Put | SOLE |  | 1500 | 0 | 0 |
| VanEck ETF Trust | VanEck Oil ETF | 92189H607 |  | 992 | 3100 | PRN | Call | SOLE |  | 3100 | 0 | 0 |
| Opendoor Technologie | Ordinary Shares | 683712103 |  | 654 | 53500 | PRN | Put | SOLE |  | 53500 | 0 | 0 |
| Paychex Inc | Ordinary Shares | 704326107 |  | 200 | 2000 | PRN | Put | SOLE |  | 2000 | 0 | 0 |
| Procter  Gamble Co | Ordinary Shares | 742718109 |  | 1915 | 13900 | PRN | Put | SOLE |  | 13900 | 0 | 0 |
| Palantir Technologie | Ordinary Shares | 69608A108 |  | 378 | 30200 | PRN | Put | SOLE |  | 30200 | 0 | 0 |
| Philip Morris Intern | Ordinary Shares | 718172109 |  | 1925 | 27500 | PRN | Put | SOLE |  | 27500 | 0 | 0 |
| Prudential Financial | Ordinary Shares | 744320102 |  | 357 | 4200 | PRN | Put | SOLE |  | 4200 | 0 | 0 |
| PayPal Holdings Inc | Ordinary Shares | 70450Y103 |  | 60 | 700 | PRN | Put | SOLE |  | 700 | 0 | 0 |
| Qualcomm Inc | Ordinary Shares | 747525103 |  | 830 | 7300 | PRN | Put | SOLE |  | 7300 | 0 | 0 |
| Invesco Capital Mana | Invesco QQQ Tru | 46090E103 |  | 2278 | 8700 | PRN | Put | SOLE |  | 8700 | 0 | 0 |
| Regeneron Pharmaceut | Ordinary Shares | 75886F107 |  | 1500 | 2500 | PRN | Put | SOLE |  | 2500 | 0 | 0 |
| Ryman Hospitality Pr | Ordinary Shares | 78377T107 |  | 120 | 1600 | PRN | Put | SOLE |  | 1600 | 0 | 0 |
| Rithm Capital Corpor | Ordinary Shares | 64828T201 |  | 23 | 2300 | PRN | Call | SOLE |  | 2300 | 0 | 0 |
| Rithm Capital Corpor | Ordinary Shares | 64828T201 |  | 2222 | 280200 | PRN | Put | SOLE |  | 280200 | 0 | 0 |
| RingCentral Inc | Ordinary Shares | 76680R206 |  | 357 | 5100 | PRN | Put | SOLE |  | 5100 | 0 | 0 |
| Royalty Pharma plc | Ordinary Shares | G7709Q104 |  | 6689 | 186500 | PRN | Put | SOLE |  | 186500 | 0 | 0 |
| Raytheon Technologie | Ordinary Shares | 75513E101 |  | 488 | 6500 | PRN | Put | SOLE |  | 6500 | 0 | 0 |
| RUSSELL 2000 INDEX | RUSSELL 2000 INDEX | 124835109 |  | 1274 | 700 | PRN | Put | SOLE |  | 700 | 0 | 0 |
| Safehold Inc | Ordinary Shares | 78645L100 |  | 32 | 900 | PRN | Put | SOLE |  | 900 | 0 | 0 |
| Starbucks Corp | Ordinary Shares | 855244109 |  | 4514 | 59400 | PRN | Put | SOLE |  | 59400 | 0 | 0 |
| Sherwin-Williams Co | Ordinary Shares | 824348106 |  | 2567 | 12900 | PRN | Put | SOLE |  | 12900 | 0 | 0 |
| BlackRock Institutio | iShares Silver | 46428Q109 |  | 5918 | 203900 | PRN | Call | SOLE |  | 203900 | 0 | 0 |
| VanEck ETF Trust | VanEck Semicond | 92189F676 |  | 437 | 2300 | PRN | Put | SOLE |  | 2300 | 0 | 0 |
| Snowflake Inc | Ordinary Shares | 833445109 |  | 1634 | 8200 | PRN | Put | SOLE |  | 8200 | 0 | 0 |
| Southern Company | Ordinary Shares | 842587107 |  | 52 | 1000 | PRN | Put | SOLE |  | 1000 | 0 | 0 |
| S Global Inc | Ordinary Shares | 78409V104 |  | 1812 | 4800 | PRN | Put | SOLE |  | 4800 | 0 | 0 |
| CBOE S 500 INDEX | S Index | 648815108 |  | 341991 | 88700 | PRN | Put | SOLE |  | 88700 | 0 | 0 |
| SSgA Active Trust | S 500 ETF TRU | 78462F103 |  | 116194 | 267800 | PRN | Call | SOLE |  | 267800 | 0 | 0 |
| SSgA Active Trust | S 500 ETF TRU | 78462F103 |  | 224057 | 587600 | PRN | Put | SOLE |  | 587600 | 0 | 0 |
| Block Inc | Ordinary Shares | 852234103 |  | 162 | 3600 | PRN | Put | SOLE |  | 3600 | 0 | 0 |
| Sempra Energy | Ordinary Shares | 816851109 |  | 112 | 800 | PRN | Put | SOLE |  | 800 | 0 | 0 |
| Skyworks Solutions | Ordinary Shares | 83088M102 |  | 493 | 4100 | PRN | Put | SOLE |  | 4100 | 0 | 0 |
| Stryker Corp | Ordinary Shares | 863667101 |  | 584 | 3100 | PRN | Put | SOLE |  | 3100 | 0 | 0 |
| AT Inc | Ordinary Shares | 00206R102 |  | 109 | 5500 | PRN | Put | SOLE |  | 5500 | 0 | 0 |
| Teradyne Inc | Ordinary Shares | 880770102 |  | 928 | 11600 | PRN | Put | SOLE |  | 11600 | 0 | 0 |
| Truist Financial Cor | Ordinary Shares | 89832Q109 |  | 2044 | 42900 | PRN | Put | SOLE |  | 42900 | 0 | 0 |
| Target Corp | Ordinary Shares | 87612E106 |  | 1417 | 8100 | PRN | Put | SOLE |  | 8100 | 0 | 0 |
| BlackRock Institutio | iShares 20+ Yea | 464287432 |  | 310 | 3000 | PRN | Call | SOLE |  | 3000 | 0 | 0 |
| Thermo Fisher Scient | Ordinary Shares | 883556102 |  | 646 | 1300 | PRN | Put | SOLE |  | 1300 | 0 | 0 |
| Tractor Supply Co | Ordinary Shares | 892356106 |  | 1066 | 5400 | PRN | Put | SOLE |  | 5400 | 0 | 0 |
| Tesla Inc | Ordinary Shares | 88160R101 |  | 2202 | 11600 | PRN | Put | SOLE |  | 11600 | 0 | 0 |
| Twilio Inc | Ordinary Shares | 90138F102 |  | 422 | 6500 | PRN | Put | SOLE |  | 6500 | 0 | 0 |
| Textron Inc | Ordinary Shares | 883203101 |  | 380 | 6000 | PRN | Put | SOLE |  | 6000 | 0 | 0 |
| Unity Software Inc | Ordinary Shares | 91332U101 |  | 8059 | 77000 | PRN | Call | SOLE |  | 77000 | 0 | 0 |
| Unity Software Inc | Ordinary Shares | 91332U101 |  | 14860 | 193200 | PRN | Put | SOLE |  | 193200 | 0 | 0 |
| Unitedhealth Group I | Ordinary Shares | 91324P102 |  | 1367 | 3200 | PRN | Put | SOLE |  | 3200 | 0 | 0 |
| United Parcel Servic | Ordinary Shares | 911312106 |  | 1116 | 7600 | PRN | Put | SOLE |  | 7600 | 0 | 0 |
| US Bancorp | Ordinary Shares | 902973304 |  | 630 | 18000 | PRN | Put | SOLE |  | 18000 | 0 | 0 |
| Visa Inc | Ordinary Shares | 92826C839 |  | 330 | 1800 | PRN | Put | SOLE |  | 1800 | 0 | 0 |
| Vmware Inc | Ordinary Shares | 928563402 |  | 146 | 1500 | PRN | Put | SOLE |  | 1500 | 0 | 0 |
| Verisign Inc | Ordinary Shares | 92343E102 |  | 1720 | 9300 | PRN | Put | SOLE |  | 9300 | 0 | 0 |
| Verizon Communicatio | Ordinary Shares | 92343V104 |  | 48 | 1200 | PRN | Put | SOLE |  | 1200 | 0 | 0 |
| Warner Bros Discove | Ordinary Shares | 934423104 |  | 2 | 200 | PRN | Put | SOLE |  | 200 | 0 | 0 |
| Welltower Inc | Ordinary Shares | 95040Q104 |  | 105 | 1500 | PRN | Put | SOLE |  | 1500 | 0 | 0 |
| Waste Management In | Ordinary Shares | 94106L109 |  | 145 | 1000 | PRN | Put | SOLE |  | 1000 | 0 | 0 |
| West Pharmaceutical | Ordinary Shares | 955306105 |  | 1188 | 5400 | PRN | Put | SOLE |  | 5400 | 0 | 0 |
| SSgA Active Trust | Health Care Sel | 81369Y209 |  | 17141 | 141000 | PRN | Put | SOLE |  | 141000 | 0 | 0 |
| Exxon Mobil Corp | Ordinary Shares | 30231G102 |  | 20135 | 274100 | PRN | Put | SOLE |  | 274100 | 0 | 0 |
| SPDR Series Trust | SPDR Oil  Gas | 78468R556 |  | 938 | 7500 | PRN | Call | SOLE |  | 7500 | 0 | 0 |
| CBOE MINI SPX INDEX | S Mini SPX | 12505Q107 |  | 402 | 1100 | PRN | Put | SOLE |  | 1100 | 0 | 0 |

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