# EDGAR Filing Document

**Accession Number:** 0001336706
**File Stem:** 0001336706-26-000039
**Filing Date:** 2026-5
**Character Count:** 5478
**Document Hash:** 6d0570c4444d170ac674f556adc894f0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001336706-26-000039.hdr.sgml**: 20260513

**ACCESSION NUMBER**: 0001336706-26-000039

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260513

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260513

**DATE AS OF CHANGE**: 20260513

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHPOINTE BANCSHARES INC
- **CENTRAL INDEX KEY:** 0001336706
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MI

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42517
- **FILM NUMBER:** 26973699

**BUSINESS ADDRESS:**
- **STREET 1:** 3333 DEPOSIT DRIVE NE
- **CITY:** GRAND RAPIDS
- **STATE:** MI
- **ZIP:** 49546
- **BUSINESS PHONE:** 616-974-8491

**MAIL ADDRESS:**
- **STREET 1:** 3333 DEPOSIT DRIVE NE
- **CITY:** GRAND RAPIDS
- **STATE:** MI
- **ZIP:** 49546

?xml version='1.0' encoding='ASCII'? npb-20260513

    

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**<u>WASHINGTON, D.C. 20549</u>**

**FORM 8-K**

**<u>CURRENT REPORT</u>**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): May 13, 2026**

**Northpointe Bancshares, Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Michigan** | **No. 001-42517** | **38-3413392** |
| (State or other jurisdiction of | (Commission File Number) | (IRS Employer |
| incorporation) | | Identification No.) |
| **3333 Deposit Drive Northeast** | | |
| **Grand Rapids, Michigan** | | **49546** |
| (Address of principal executive offices) | | (Zip Code) |

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**(616) 940-9400**

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

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| |
|:---|
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a 12 under the Exchange Act (17 CFR 240.14a 12) |
| Pre-commencement communications pursuant to Rule 14d 2(b) under the Exchange Act (17 CFR 240.14d 2(b)) |
| Pre-commencement communications pursuant to Rule 13e 4(c) under the Exchange Act (17 CFR 240 13e 4(c)) |

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Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered <br> <u>Common Stock, no par value</u> <u>NPB</u> <u>New York Stock Exchange</u>

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. <br> 

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**Item 5.07 Submission of Matters to a Vote of Security Holders.**

The annual meeting of the stockholders of Northpointe Bancshares, Inc (the "Company") was held via conference call on May 13, 2026 (the "Annual Meeting"). At the close of business on March 19, 2026, the record date for the Annual Meeting, the Company had 34,494,116 shares of common stock outstanding and entitled to vote. Of that number, 29,309,147 shares were represented by proxy at the Annual Meeting. The Company's stockholders voted on the following two proposals at the Annual Meeting, casting their votes as described below.

*Proposal 1: Election of Directors*

Each of the individuals listed below was elected at the Annual Meeting to serve a one-year term on the Board of Directors of the Company expiring at the 2027 annual meeting, as indicated below.

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| | | | |
|:---|:---|:---|:---|
| **Nominees** | **<u>Votes For</u>** | **<u>Votes Withheld</u>** | **<u>Broker Non-Votes</u>** |
| Charles A. Williams | 27915382 | 17875 | 1375890 |
| Carrie L. Boer | 22356398 | 5576859 | 1375890 |
| Raj Chaudhary | 27299205 | 634052 | 1375890 |
| Robert W. De Vlieger II | 21097409 | 6835848 | 1375890 |
| Rodney E. Hood | 27332588 | 600669 | 1375890 |
| David S. Hooker | 21189333 | 6743924 | 1375890 |
| David F. Lawrence | 27302014 | 631243 | 1375890 |
| John Tuttle | 27302353 | 630904 | 1375890 |

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*Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm.*

Proposal 2 was a proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. This proposal was approved as follows:

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| | | |
|:---|:---|:---|
| **<u>Votes For</u>** | **<u>Votes Against</u>** | **<u>Abstentions</u>** |
| 29,305,516 | 3,387 | 244 |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | | NORTHPOINTE BANCSHARES, INC. |
| Date: May 13, 2026 | By: | /s/ Bradley T. Howes |
|  |  | Bradley T. Howes |
|  |  | Executive Vice President and Chief Financial Officer |

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