# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-25-000132
**Filing Date:** 2025-8
**Character Count:** 22797
**Document Hash:** 8d46ae128d488a4574c539e73a3f6832
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-000132.hdr.sgml**: 20250821

**ACCESSION NUMBER**: 0000910472-25-000132

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250821

**DATE AS OF CHANGE**: 20250821

**PERIOD START**: 20260331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251239622

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### USA Mutuals Vice Fund (Series ID: S000070210)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000223274 | USA Mutuals Vice Fund Class A             | VICAX           |
| C000223275 | USA Mutuals Vice Fund Institutional Class | VICVX           |
| C000223276 | USA Mutuals Vice Fund Investor Class      | VICEX           |
| C000223277 | USA Mutuals Vice Fund Class C             | VICCX           |

## Nport-Ex

pl

---

| | | |
|:---|:---|:---|
| **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **June 30, 2025** | **June 30, 2025** | **June 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 96.7%** |  |
|  | **ADVERTISING & MARKETING - 1.3%** |  |
| 10000 | Trade Desk, Inc. (The), Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $719900 |
|  | **AEROSPACE & DEFENSE - 26.4%** |  |
| 200425 | BAE Systems plc | &nbsp;&nbsp;&nbsp; 5189714 |
| 3000 | Boeing Company (The)<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 628590 |
| 7000 | Howmet Aerospace, Inc. | &nbsp;&nbsp;&nbsp; 1302910 |
| 1000 | Lockheed Martin Corporation | &nbsp;&nbsp;&nbsp; 463140 |
| 6000 | Northrop Grumman Corporation | &nbsp;&nbsp;&nbsp; 2999880 |
| 25458 | RTX Corporation | &nbsp;&nbsp;&nbsp; 3717377 |
|  |  | &nbsp;&nbsp; 14301611 |
|  | **AUTOMOTIVE - 1.2%** |  |
| 2000 | Tesla, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 635320 |
|  | **BEVERAGES - 23.9%** |  |
| 35000 | Anheuser-Busch InBev S.A. - ADR | &nbsp;&nbsp;&nbsp; 2405200 |
| 15000 | Carlsberg A/S, Series B | &nbsp;&nbsp;&nbsp; 2125338 |
| 6500 | Constellation Brands, Inc., Class A | &nbsp;&nbsp;&nbsp; 1057420 |
| 24500 | Diageo plc - ADR | &nbsp;&nbsp;&nbsp; 2470580 |
| 30000 | Heineken N.V. | &nbsp;&nbsp;&nbsp; 2615547 |
| 15000 | Molson Coors Beverage Company, Class B | &nbsp;&nbsp;&nbsp; 721350 |
| 16500 | Pernod Ricard S.A. | &nbsp;&nbsp;&nbsp; 1644170 |
|  |  | &nbsp;&nbsp; 13039605 |
|  | **E-COMMERCE DISCRETIONARY - 4.5%** |  |
| 17000 | Alibaba Group Holding Ltd. - ADR | &nbsp;&nbsp;&nbsp; 1927970 |
| 15000 | JD.com, Inc. - ADR | &nbsp;&nbsp;&nbsp; 489600 |
|  |  | &nbsp;&nbsp; 2417570 |
|  | **GAMING REITS - 2.5%** |  |
| 28322 | Gaming and Leisure Properties, Inc. | &nbsp;&nbsp;&nbsp; 1322071 |
|  | **INDUSTRIAL REIT - 1.5%** |  |
| 15000 | Innovative Industrial Properties, Inc. | &nbsp;&nbsp;&nbsp; 828300 |
|  | **LEISURE FACILITIES & SERVICES - 15.3%** |  |
| 30000 | DraftKings, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1286700 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** | **USA MUTUALS VICE FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **June 30, 2025** | **June 30, 2025** | **June 30, 2025** | **June 30, 2025** | **June 30, 2025** | **June 30, 2025** |
| **Shares** | | | | | **Fair Value** |
|  | **COMMON STOCKS — 96.7% (Continued)** | **COMMON STOCKS — 96.7% (Continued)** | | | |
|  | **LEISURE FACILITIES & SERVICES - 15.3% (Continued)** | **LEISURE FACILITIES & SERVICES - 15.3% (Continued)** | | | |
| 22500 | Evolution A.B. 144A<sup>(c)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; $1787597 |
| 5000 | Flutter Entertainment plc<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 1428800 |
| 305000 | Galaxy Entertainment Group Ltd. |  |  |  | &nbsp;&nbsp;&nbsp; 1354051 |
| 75000 | Penn Entertainment, Inc.<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 1340250 |
| 3800 | RCI Hospitality Holdings, Inc. |  |  |  | &nbsp;&nbsp;&nbsp; 144856 |
| 300000 | Sands China Ltd. |  |  |  | &nbsp;&nbsp;&nbsp; 624462 |
| 474600 | Wynn Macau Ltd. |  |  |  | &nbsp;&nbsp;&nbsp; 327687 |
|  |  |  |  |  | &nbsp;&nbsp; 8294403 |
|  | **METALS & MINING - 3.2%** | **METALS & MINING - 3.2%** |  |  |  |
| 12000 | Core Natural Resources, Inc. |  |  |  | &nbsp;&nbsp;&nbsp; 836880 |
| 150000 | Hecla Mining Company |  |  |  | &nbsp;&nbsp;&nbsp; 898500 |
|  |  |  |  |  | &nbsp;&nbsp; 1735380 |
|  | **TOBACCO & CANNABIS - 16.9%** | **TOBACCO & CANNABIS - 16.9%** |  |  |  |
| 25000 | Altria Group, Inc. |  |  |  | &nbsp;&nbsp;&nbsp; 1465750 |
| 53000 | British American Tobacco plc - ADR |  |  |  | &nbsp;&nbsp;&nbsp; 2508490 |
| 480000 | Cronos Group, Inc.<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 916800 |
| 23500 | Philip Morris International, Inc. |  |  |  | &nbsp;&nbsp;&nbsp; 4280055 |
|  |  |  |  |  | &nbsp;&nbsp; 9171095 |
|  | **TOTAL COMMON STOCKS (Cost $38,834,227)** | **TOTAL COMMON STOCKS (Cost $38,834,227)** |  |  | &nbsp;&nbsp; 52465255 |
|  | **SHORT-TERM INVESTMENTS — 4.6%** | **SHORT-TERM INVESTMENTS — 4.6%** |  |  |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 4.6%** | **COLLATERAL FOR SECURITIES LOANED - 4.6%** | **COLLATERAL FOR SECURITIES LOANED - 4.6%** | **COLLATERAL FOR SECURITIES LOANED - 4.6%** |  |
| 2515500 | First American Government Obligations Fund, Class X, 4.21%<sup>(d)(e)</sup> (Cost $2,515,500) | First American Government Obligations Fund, Class X, 4.21%<sup>(d)(e)</sup> (Cost $2,515,500) | First American Government Obligations Fund, Class X, 4.21%<sup>(d)(e)</sup> (Cost $2,515,500) | First American Government Obligations Fund, Class X, 4.21%<sup>(d)(e)</sup> (Cost $2,515,500) | &nbsp;&nbsp;&nbsp; 2515500 |
| **Contracts<sup>(f)</sup>** |  |  |  |  |  |
|  | **Broker/Counterparty** | **Expiration Date** | **Exercise Price** | **Notional Value** |  |
|  | **PUT OPTIONS PURCHASED - 0.0%<sup>(g)</sup>** | **PUT OPTIONS PURCHASED - 0.0%<sup>(g)</sup>** |  |  |  |
| 40 | ADM | 07/31/2025 | $5150 | &nbsp;&nbsp;&nbsp; $10300000 | &nbsp;&nbsp;&nbsp; 7300 |
|  | **TOTAL PUT OPTIONS PURCHASED** (Cost $58,000) | **TOTAL PUT OPTIONS PURCHASED** (Cost $58,000) | **TOTAL PUT OPTIONS PURCHASED** (Cost $58,000) |  |  |
|  | **TOTAL FUTURE OPTIONS PURCHASED** (Cost $58,000) | **TOTAL FUTURE OPTIONS PURCHASED** (Cost $58,000) |  |  | 7300 |

---

**USA MUTUALS VICE FUND <br> SCHEDULE OF INVESTMENTS (Unaudited) (Continued) <br> June 30, 2025**

---

| | |
|:---|:---|
| **TOTAL INVESTMENTS – 101.3% (Cost $41,407,727)** | &nbsp;&nbsp;&nbsp; $54988055 |
| **LIABILITIES IN EXCESS OF OTHER ASSETS – (1.3)%** | &nbsp;&nbsp;&nbsp; (723876) |
| **NET ASSETS - 100.0%)** | &nbsp;&nbsp;&nbsp; $54264179 |

---

---

| | |
|:---|:---|
| AB | - Aktiebolag |
| ADR | - American Depositary Receipt |
| A/S | - Anonim Sirketi |
| LTD | - Limited Company |
| N.V. | - Naamioze Vennootschap |
| PLC | - Public Limited Company |
| REIT | - Real Estate Investment Trust |
| S.A. | - Société Anonyme |
| ADM | ADM Investor Services, Inc. |

---

(a) Non-income producing security.

(b) All or a portion of these securities are on loan. Total loaned securities had a value of $2,467,098 at June 30, 2025.

(c) Security exempt from registration under Rule 144A or Section 4(2) of the Securities Act of 1933. The security may be resold in transactions exempt from registration, normally to qualified institutional buyers. As of June 30, 2025, the total market value of 144A securities is 1,787,597 or 3.3% of net assets.

(d) Rate disclosed is the seven day effective yield as of June 30, 2025.

(e) Security was purchased with cash received as collateral for securities on loan at June 30, 2025. Total collateral had a value of $2,515,500 at June 30, 2025.

(f) Each contract allows the holder to buy/sell 50 shares of the underlying security at the exercise price of the S&P500 E-Mini.

(g) Percentage rounds to less than 0.1%.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** USA Mutuals Vice Fund

- **b. EDGAR series identifier (if any):** S000070210

- **c. LEI of Series:** 5493000SV0I7TM6ZCV82

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-03-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $54428469.31

**Total Liabilities:** $164290.63

**Net Assets:** $54264178.68

**Cash Not Reported:** $661291.60

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223275 | 2.31%                | 3.74%                | 1.97%                |
| Class ID C000223276 | 2.29%                | 3.72%                | 1.94%                |
| Class ID C000223277 | 2.26%                | 3.61%                | 1.91%                |
| Class ID C000223274 | 2.27%                | 3.71%                | 1.96%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1389275.63              | $-231086.57                                |
| Month 2  | $811793.90               | $1044476.48                                |
| Month 3  | $0.00                    | $948679.59                                 |

### Schedule of Portfolio Investments

| Name                                | Title                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| N/A                                 | FIRST AM GOVT OB FD CL X | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Anheuser-Busch Inbev SA/NV          | ANHEUSER-SPN ADR         | CUSIP: 03524A108<br>LEI: 5493008H3828EMEXB082 | Long             | EC               | CORP              | BE        |     35000 | NS      | $2405200.00   | 4.43%             |  |  |  | No            | 1                  | On Loan: —       |
| Lockheed Martin Corporation         | LOCKHEED MARTIN          | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      1000 | NS      | $463140.00    | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Heineken N.V.                       | Heineken NV              | CUSIP: N39427211<br>LEI: 724500K5PTPSST86UQ23 | Long             | EC               | CORP              | NL        |     30000 | NS      | $2615547.70   | 4.82%             |  |  |  | No            | 1                  | On Loan: No      |
| US BANK MMDA                        | US BANK MMDA- MMDAFS4    | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |    991818 | PA      | $991818.03    | 1.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Alibaba Group Holding Ltd.          | ALIBABA GRP-ADR          | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |     17000 | NS      | $1927970.00   | 3.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Pernod Ricard SA                    | PERNOD RICARD SA         | CUSIP: F72027109<br>LEI: 52990097YFPX9J0H5D87 | Long             | EC               | CORP              | FR        |     16500 | NS      | $1644169.61   | 3.03%             |  |  |  | No            | 1                  | On Loan: No      |
| PENN Entertainment Inc              | PENN ENTERTAINME         | CUSIP: 707569109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     75000 | NS      | $1340250.00   | 2.47%             |  |  |  | No            | 1                  | On Loan: No      |
| DraftKings Inc.                     | DRAFTKINGS INC           | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     30000 | NS      | $1286700.00   | 2.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Sands China Ltd.                    | Sands China Ltd          | CUSIP: G7800X107<br>LEI: 549300EVO6UZDGY05787 | Long             | EC               | CORP              | KY        |    300000 | NS      | $624461.78    | 1.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Gaming and Leisure Properties Inc   | GAMING AND LEISU         | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     28322 | NS      | $1322070.96   | 2.44%             |  |  |  | No            | 1                  | On Loan: No      |
| RCI Hospitality Holdings Inc.       | RCI HOSPITALITY          | CUSIP: 74934Q108<br>LEI: 529900COXP1MLE1UKG69 | Long             | EC               | CORP              | US        |      3800 | NS      | $144856.00    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Philip Morris International Inc.    | PHILIP MORRIS IN         | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     23500 | NS      | $4280055.00   | 7.89%             |  |  |  | No            | 1                  | On Loan: No      |
| Constellation Brands, Inc.          | CONSTELLATION-A          | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |      6500 | NS      | $1057420.00   | 1.95%             |  |  |  | No            | 1                  | On Loan: No      |
| JD.com Inc.                         | JD.COM INC-ADR           | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | KY        |     15000 | NS      | $489600.00    | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Flutter Entertainment PLC           | FLUTTER ENTER-DI         | CUSIP: G3643J108<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | IE        |      5000 | NS      | $1428800.00   | 2.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Evolution AB                        | EVOLUTION AB             | CUSIP: W3287P115<br>LEI: 549300SUH6ZR1RF6TA88 | Long             | EC               | CORP              | SE        |     22500 | NS      | $1787596.23   | 3.29%             |  |  |  | Yes           | 1                  | On Loan: No      |
| The Boeing Company                  | BOEING CO/THE            | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |      3000 | NS      | $628590.00    | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| British American Tobacco PLC        | BRIT AMER TO-ADR         | CUSIP: 110448107<br>LEI: 213800FKA5MF17RJKT63 | Long             | EC               | CORP              | GB        |     53000 | NS      | $2508490.00   | 4.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Core Natural Resources Inc.         | CORE NATURAL RES         | CUSIP: 218937100<br>LEI: 549300YJCTPJBTK7IJ81 | Long             | EC               | CORP              | US        |     12000 | NS      | $836880.00    | 1.54%             |  |  |  | No            | 1                  | On Loan: No      |
| Howmet Aerospace Inc                | HOWMET AEROSPACE         | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |      7000 | NS      | $1302910.00   | 2.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Cronos Group Inc                    | CRONOS GROUP INC         | CUSIP: 22717L101<br>LEI: 549300CWB04E8UOTWX71 | Long             | EC               | CORP              | CA        |    480000 | NS      | $916800.00    | 1.69%             |  |  |  | No            | 1                  | On Loan: —       |
| Diageo PLC                          | DIAGEO PLC-ADR           | CUSIP: 25243Q205<br>LEI: 213800ZVIELEA55JMJ32 | Long             | EC               | CORP              | GB        |     24500 | NS      | $2470580.00   | 4.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Tesla Inc                           | TESLA INC                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      2000 | NS      | $635320.00    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| OPTION ISSUER                       | S&P500 EMINI OPTN Jul25P | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | US        |        40 | NC      | $7300.00      | 0.01%             |  |  |  | No            | 2                  | On Loan: No      |
| RTX Corp.                           | RTX CORP                 | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     25458 | NS      | $3717377.16   | 6.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Hecla Mining Company                | HECLA MINING CO          | CUSIP: 422704106<br>LEI: 5493009Y6HOBZD1QD537 | Long             | EC               | CORP              | US        |    150000 | NS      | $898500.00    | 1.66%             |  |  |  | No            | 1                  | On Loan: No      |
| Altria Group, Inc.                  | ALTRIA GROUP INC         | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     25000 | NS      | $1465750.00   | 2.70%             |  |  |  | No            | 1                  | On Loan: No      |
| BAE Systems PLC                     | BAE SYSTEMS PLC          | CUSIP: G06940103<br>LEI: 8SVCSVKSGDWMW2QHOH83 | Long             | EC               | CORP              | GB        |    200425 | NS      | $5189713.45   | 9.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Carlsberg A/S                       | CARLSBERG-B              | CUSIP: K36628137<br>LEI: 5299001O0WJQYB5GYZ19 | Long             | EC               | CORP              | DK        |     15000 | NS      | $2125338.28   | 3.92%             |  |  |  | No            | 1                  | On Loan: No      |
| Galaxy Entertainment Group Ltd.     | GALAXY ENTERTAIN         | CUSIP: Y2679D118<br>LEI: 549300ZSEBV3HR826S10 | Long             | EC               | CORP              | HK        |    305000 | NS      | $1354051.49   | 2.50%             |  |  |  | No            | 1                  | On Loan: No      |
| The Trade Desk Inc                  | TRADE DESK INC-A         | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |     10000 | NS      | $719900.00    | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Wynn Macau Ltd.                     | WYNN MACAU LTD           | CUSIP: G98149100<br>LEI: 254900NMDQ8ENTHU1I31 | Long             | EC               | CORP              | KY        |    474600 | NS      | $327687.27    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Innovative Industrial Propertes Inc | INNOVATIVE INDUS         | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |     15000 | NS      | $828300.00    | 1.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Molson Coors Beverage Company       | MOLSON COORS-B           | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |     15000 | NS      | $721350.00    | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Northrop Grumman Corporation        | NORTHROP GRUMMAN         | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      6000 | NS      | $2999880.00   | 5.53%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2025-07-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer