# EDGAR Filing Document

**Accession Number:** 0001496269
**File Stem:** 0001496269-26-000004
**Filing Date:** 2026-6
**Character Count:** 2434
**Document Hash:** 2e894cd155c5c757e12d543753c7e885
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001496269-26-000004.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0001496269-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**EFFECTIVENESS DATE**: 20260601

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTH CAPITAL PRIVATE SECURITIES CORPORATION
- **CENTRAL INDEX KEY:** 0001496269

**ORGANIZATION NAME:**
- **EIN:** 272663495
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68648
- **FILM NUMBER:** 261052708

**BUSINESS ADDRESS:**
- **STREET 1:** 623 E FT UNION BLVD
- **STREET 2:** SUITE 101
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84047
- **BUSINESS PHONE:** 570-267-5780

**MAIL ADDRESS:**
- **STREET 1:** 623 E FT UNION BLVD
- **STREET 2:** SUITE 101
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84047

### Attached PDF Documents

**Attachment 1:** `NCPSPublic2026.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001496269

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NORTH CAPITAL PRIVATE SECURITIES CORPORATION

**Business Address:** 623 E FT UNION BLVD, SUITE 101, SALT LAKE CITY, UT, 84047

**Contact Person:** James Dowd

**Contact Phone:** 415-336-3660

### Independent Public Accountant Identification

**Accountant Name:** Haynie & Company

**Accountant Address:** 1785 West 2320 South, Salt Lake City, UT, 84119

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James P. Dowd**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NORTH CAPITAL PRIVATE SECURITIES CORPORATION**, as of **03-31-2026**, are true and correct.

**Signature:** James P. Dowd

**Title:** CEO