# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001398344-26-006187
**Filing Date:** 2026-4
**Character Count:** 9149
**Document Hash:** 21a68164b0bfd899659eead19f1eff14
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-006187.hdr.sgml**: 20260406

**ACCESSION NUMBER**: 0001398344-26-006187

**CONFORMED SUBMISSION TYPE**: 497J

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260406

**DATE AS OF CHANGE**: 20260406

**EFFECTIVENESS DATE**: 20260406

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** 497J
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-148826
- **FILM NUMBER:** 26842103

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS REIT Dividend Dogs ETF (Series ID: S000021672)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000062111 | ALPS REIT Dividend Dogs ETF | RDOG            |

### Alps Equal Sector Weight ETF (Series ID: S000025771)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000077058 | Alps Equal Sector Weight ETF | EQL             |

### ALERIAN MLP ETF (Series ID: S000029786)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000091496 | ALERIAN MLP ETF | AMLP            |

### RiverFront Strategic Income Fund (Series ID: S000030145)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000092591 | RiverFront Strategic Income Fund | RIGS            |

### ALPS Sector Dividend Dogs ETF (Series ID: S000037495)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000115754 | ALPS Sector Dividend Dogs ETF | SDOG            |

### Barron's 400 ETF (Series ID: S000040588)

| Class ID   | Class Name       | Ticker Symbol   |
|:---|:---|:---|
| C000125863 | Barron's 400 ETF | BFOR            |

### ALPS International Sector Dividend Dogs ETF (Series ID: S000041000)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000127212 | ALPS International Sector Dividend Dogs ETF | IDOG            |

### Alerian Energy Infrastructure ETF (Series ID: S000042676)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000131909 | Alerian Energy Infrastructure ETF | ENFR            |

### ALPS Emerging Sector Dividend Dogs ETF (Series ID: S000044070)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000136752 | ALPS Emerging Sector Dividend Dogs ETF | EDOG            |

### ALPS Medical Breakthroughs ETF (Series ID: S000047823)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000150206 | ALPS Medical Breakthroughs ETF | SBIO            |

### ALPS Dynamic Core Income ETF (Series ID: S000051619)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000162390 | ALPS Dynamic Core Income ETF | RFCI            |

### ALPS Dynamic US Dividend Advantage ETF (Series ID: S000052852)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000166225 | ALPS Dynamic US Dividend Advantage ETF | RFDA            |

### ALPS Active Equity Opportunity ETF (Series ID: S000052853)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000166226 | ALPS Active Equity Opportunity ETF | RFFC            |

### ALPS DISRUPTIVE TECHNOLOGIES ETF (Series ID: S000060186)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000196973 | ALPS DISRUPTIVE TECHNOLOGIES ETF | DTEC            |

### ALPS Clean Energy ETF (Series ID: S000062205)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000201215 | ALPS Clean Energy ETF | ACES            |

### ALPS Active REIT ETF (Series ID: S000070441)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000223930 | ALPS Active REIT ETF | REIT            |

### ALPS | BBH Intermediate Municipal Bond ETF (Series ID: S000075318)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000234248 | ALPS | BBH Intermediate Municipal Bond ETF | MNBD            |

### ALPS | O'Shares International Developed Quality Dividend ETF (Series ID: S000075795)

| Class ID   | Class Name                                                   | Ticker Symbol   |
|:---|:---|:---|
| C000235087 | ALPS | O'Shares International Developed Quality Dividend ETF | OEFA            |

### ALPS | O'Shares Global Internet Giants ETF (Series ID: S000075796)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000235088 | ALPS | O'Shares Global Internet Giants ETF Shares | OGIG            |

### ALPS | O'Shares U.S. Quality Dividend ETF (Series ID: S000075797)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000235089 | ALPS | O'Shares U.S. Quality Dividend ETF Shares | OUSA            |

### ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF (Series ID: S000075798)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000235090 | ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares | OUSM            |

### Level Four Large Cap Growth Active ETF (Series ID: S000080742)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000243275 | Level Four Large Cap Growth Active ETF | LGRO            |

### ALPS | Smith Core Plus Bond ETF (Series ID: S000082009)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000245178 | ALPS | Smith Core Plus Bond ETF | SMTH            |

### ALPS Electrification Infrastructure ETF (Series ID: S000091676)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000259393 | ALPS Electrification Infrastructure ETF |  |

ALPS ETF Trust

1290 Broadway, Suite 1000

Denver, Colorado 80203

April 6, 2026

Securities and Exchange Commission

Division of Investment Management

100 F Street, NE

Washington, D.C. 20549

---

| | |
|:---|:---|
| **Re:** | **ALPS ETF Trust (the "Trust") (File Nos. 333-148826; 811-22175)** |

---

Dear Sir or Madam:

On behalf of the Trust and pursuant to Rule 497(c) under the Securities Act of 1933, as amended (the "Securities Act"), attached for filing are the definitive forms of Prospectus, each dated March 31, 2026, for the Funds identified in <u>Exhibit A</u> below, each a series of the Trust. Definitive copies are being filed to reflect the correction of certain non-material typographical errors within the Prospectus for the Funds contained in Post-Effective Amendment No. 345 to the Trust's Registration Statement on Form N-1A under the Securities Act, filed electronically with the SEC on March 30, 2026 via EDGAR (Accession No. 0001398344-26-005876).

On behalf of the Trust and pursuant to Rule 497(j) under the Securities Act, in lieu of filing under Rule 497(c), the Trust here certifies that the forms of Prospectus and Statement of Additional Information for each series of the Trust identified in <u>Exhibit B</u> below, each dated March 31, 2026, do not differ from those filed in Post-Effective Amendment No. 345 to the Trust's Registration Statement on Form N-1A under the Securities Act, filed electronically with the SEC on March 30, 2026 via EDGAR (Accession No. 0001398344-26-005876).

Sincerely,

*<u>/s/ Brendan Hamill</u>*

Brendan Hamill

Secretary

cc: Adam C. Teufel, Esq.<br> Dechert LLP

<u>Exhibit A</u>

Funds

ALPS \| BBH Intermediate Municipal Bond ETF

ALPS \| O'Shares U.S. Quality Dividend ETF

ALPS \| O'Shares U.S. Small-Cap Quality Dividend ETF

ALPS \| O'Shares Global Internet Giants ETF

ALPS \| O'Shares International Developed Quality Dividend ETF

<u>Exhibit B</u>

Funds

 

*<u>Prospectus and Statement of Additional Information</u>*

Alerian Energy Infrastructure ETF

Alerian MLP ETF

ALPS Active REIT ETF

ALPS Active Equity Opportunities ETF

ALPS Clean Energy ETF

ALPS Disruptive Technologies ETF

ALPS Emerging Sector Dividend Dogs ETF

ALPS International Sector Dividend Dogs ETF

ALPS Medical Breakthroughs ETF

ALPS REIT Dividend Dogs ETF

ALPS Equal Sector Weight ETF

ALPS Sector Dividend Dogs ETF

ALPS \| Smith Core Plus Bond ETF

Barron's 400 ETF

Level Four Large Cap Growth Active ETF

ALPS Dynamic Core Income ETF

ALPS Dynamic US Dividend Advantage ETF

RiverFront Strategic Income Fund

ALPS Electrification Infrastructure ETF

*<u>Statement of Additional Information Only</u>*

 

ALPS \| BBH Intermediate Municipal Bond ETF

ALPS \| O'Shares U.S. Quality Dividend ETF

ALPS \| O'Shares U.S. Small-Cap Quality Dividend ETF

ALPS \| O'Shares Global Internet Giants ETF

ALPS \| O'Shares International Developed Quality Dividend ETF