# EDGAR Filing Document

**Accession Number:** 0001727605
**File Stem:** 0001085146-23-000471
**Filing Date:** 2023-1
**Character Count:** 27801
**Document Hash:** 3d55ed4ef72c582f3a983a9b9b92ed4b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000471.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001085146-23-000471

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230130

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Castle Rock Wealth Management, LLC
- **CENTRAL INDEX KEY:** 0001727605
- **IRS NUMBER:** 473565175
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18292
- **FILM NUMBER:** 23569858

**BUSINESS ADDRESS:**
- **STREET 1:** 1777 BOTELHO DRIVE
- **STREET 2:** SUITE 105
- **CITY:** WALNUT CREEK
- **STATE:** CA
- **ZIP:** 94596
- **BUSINESS PHONE:** 925-478-8800

**MAIL ADDRESS:**
- **STREET 1:** 1777 BOTELHO DRIVE
- **STREET 2:** SUITE 105
- **CITY:** WALNUT CREEK
- **STATE:** CA
- **ZIP:** 94596

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Castle Rock Wealth Management LLC<br>**Address:** 1777 BOTELHO DRIVE<br>SUITE 105<br>WALNUT CREEK, CA 94596

**Form 13F File Number:** 028-18292

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jennifer Luippold<br>**Title:** Chief Compliance Officer<br>**Phone:** 925-478-8800

**Signature, Place, and Date of Signing:**

/s/ Jennifer Luippold  Walnut Creek, CA  01-30-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 218

**Form 13F Information Table Value Total:** $223779369

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | BBG001S5T7X2 | 202594 | 1784 | SH |  | SOLE |  | 0 | 0 | 1784 |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 1756275 | 15812 | SH |  | SOLE |  | 0 | 0 | 15812 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 496662 | 3369 | SH |  | SOLE |  | 0 | 0 | 3369 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG001SCXK90 | 221488 | 808 | SH |  | SOLE |  | 0 | 0 | 808 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | BBG001S6C009 | 779940 | 10317 | SH |  | SOLE |  | 0 | 0 | 10317 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | BBG001S5NCQ5 | 323045 | 882 | SH |  | SOLE |  | 0 | 0 | 882 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 583768 | 7767 | SH |  | SOLE |  | 0 | 0 | 7767 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | BBG001SCTQY4 | 212160 | 1358 | SH |  | SOLE |  | 0 | 0 | 1358 |
| ALLSTATE CORP | COM | 020002101 | BBG001S9BM06 | 554505 | 4312 | SH |  | SOLE |  | 0 | 0 | 4312 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1588617 | 16281 | SH |  | SOLE |  | 0 | 0 | 16281 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 1750967 | 17658 | SH |  | SOLE |  | 0 | 0 | 17658 |
| ALTRIA GROUP INC | COM | 02209S103 | BBG001S5T8T5 | 475543 | 10737 | SH |  | SOLE |  | 0 | 0 | 10737 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 3153013 | 31778 | SH |  | SOLE |  | 0 | 0 | 31778 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 500121 | 2263 | SH |  | SOLE |  | 0 | 0 | 2263 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 309600 | 1215 | SH |  | SOLE |  | 0 | 0 | 1215 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | BBG001S8J4S0 | 289747 | 12714 | SH |  | SOLE |  | 0 | 0 | 12714 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 8813256 | 61199 | SH |  | SOLE |  | 0 | 0 | 61199 |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 2110262 | 107557 | SH |  | SOLE |  | 0 | 0 | 107557 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | BBG0077Q7LG8 | 200205 | 4192 | SH |  | SOLE |  | 0 | 0 | 4192 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 356780 | 17841 | SH |  | SOLE |  | 0 | 0 | 17841 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | BBG001S82KF6 | 833288 | 3696 | SH |  | SOLE |  | 0 | 0 | 3696 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 410550 | 11605 | SH |  | SOLE |  | 0 | 0 | 11605 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 949952 | 3055 | SH |  | SOLE |  | 0 | 0 | 3055 |
| BLACKSTONE INC | COM | 09260D107 | BBG001S7H949 | 1077623 | 11487 | SH |  | SOLE |  | 0 | 0 | 11487 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 487053 | 6673 | SH |  | SOLE |  | 0 | 0 | 6673 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 621192 | 1038 | SH |  | SOLE |  | 0 | 0 | 1038 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | BBG00FF5CVF0 | 368998 | 21089 | SH |  | SOLE |  | 0 | 0 | 21089 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 17355598 | 92420 | SH |  | SOLE |  | 0 | 0 | 92420 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | BBG001SP50B3 | 252188 | 157 | SH |  | SOLE |  | 0 | 0 | 157 |
| CIGNA CORP NEW | COM | 125523100 | BBG00KXRCDQ9 | 771902 | 2465 | SH |  | SOLE |  | 0 | 0 | 2465 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 216662 | 4481 | SH |  | SOLE |  | 0 | 0 | 4481 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 14867122 | 244485 | SH |  | SOLE |  | 0 | 0 | 244485 |
| COLGATE PALMOLIVE CO | COM | 194162103 | BBG001S5PVM5 | 950134 | 12580 | SH |  | SOLE |  | 0 | 0 | 12580 |
| CONAGRA BRANDS INC | COM | 205887102 | BBG001S5PGY5 | 2252996 | 61156 | SH |  | SOLE |  | 0 | 0 | 61156 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 442413 | 3549 | SH |  | SOLE |  | 0 | 0 | 3549 |
| CONSOLIDATED EDISON INC | COM | 209115104 | BBG001S5QRL4 | 825930 | 8705 | SH |  | SOLE |  | 0 | 0 | 8705 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | BBG001SD31G5 | 233378 | 1021 | SH |  | SOLE |  | 0 | 0 | 1021 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 791845 | 1586 | SH |  | SOLE |  | 0 | 0 | 1586 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | BBG00BLYKRZ7 | 489129 | 4682 | SH |  | SOLE |  | 0 | 0 | 4682 |
| CROWN CASTLE INC | COM | 22822V101 | BBG001S7W5T3 | 785614 | 5304 | SH |  | SOLE |  | 0 | 0 | 5304 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 605195 | 6904 | SH |  | SOLE |  | 0 | 0 | 6904 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 762935 | 2870 | SH |  | SOLE |  | 0 | 0 | 2870 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | BBG001S63VG4 | 900049 | 13695 | SH |  | SOLE |  | 0 | 0 | 13695 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 599805 | 5464 | SH |  | SOLE |  | 0 | 0 | 5464 |
| EASTMAN CHEM CO | COM | 277432100 | BBG001S7JNP3 | 295802 | 3224 | SH |  | SOLE |  | 0 | 0 | 3224 |
| EDISON INTL | COM | 281020107 | BBG001S7MY75 | 478590 | 7000 | SH |  | SOLE |  | 0 | 0 | 7000 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | BBG001SF2288 | 387355 | 4953 | SH |  | SOLE |  | 0 | 0 | 4953 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 1420222 | 12060 | SH |  | SOLE |  | 0 | 0 | 12060 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | BBG005GHHC44 | 3168536 | 128333 | SH |  | SOLE |  | 0 | 0 | 128333 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | BBG006XT8631 | 2040344 | 34211 | SH |  | SOLE |  | 0 | 0 | 34211 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 | BBG00465XS41 | 939613 | 23310 | SH |  | SOLE |  | 0 | 0 | 23310 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | BBG007GFNV45 | 329348 | 6850 | SH |  | SOLE |  | 0 | 0 | 6850 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 | BBG00393GRN5 | 213712 | 4104 | SH |  | SOLE |  | 0 | 0 | 4104 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 | BBG00DVWCBP1 | 924223 | 30644 | SH |  | SOLE |  | 0 | 0 | 30644 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | BBG0034YTRP6 | 351833 | 12780 | SH |  | SOLE |  | 0 | 0 | 12780 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | BBG005SW6WS0 | 2085983 | 43971 | SH |  | SOLE |  | 0 | 0 | 43971 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 | BBG00VC9SZ91 | 220420 | 9542 | SH |  | SOLE |  | 0 | 0 | 9542 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 | BBG001SNH6H6 | 667845 | 6885 | SH |  | SOLE |  | 0 | 0 | 6885 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 | BBG001SQWVL2 | 438070 | 3666 | SH |  | SOLE |  | 0 | 0 | 3666 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | BBG001SLWD88 | 692765 | 17080 | SH |  | SOLE |  | 0 | 0 | 17080 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 | BBG00243PBY5 | 217568 | 9130 | SH |  | SOLE |  | 0 | 0 | 9130 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 217769 | 16850 | SH |  | SOLE |  | 0 | 0 | 16850 |
| FS KKR CAP CORP | COM | 302635206 | BBG001YCZQ07 | 655977 | 33554 | SH |  | SOLE |  | 0 | 0 | 33554 |
| GLADSTONE INVT CORP | COM | 376546107 | BBG001SL3TS3 | 194765 | 14175 | SH |  | SOLE |  | 0 | 0 | 14175 |
| GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | BBG00475RG25 | 652119 | 33947 | SH |  | SOLE |  | 0 | 0 | 33947 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | BBG00MVW9603 | 1560054 | 92750 | SH |  | SOLE |  | 0 | 0 | 92750 |
| GLOBAL X FDS | S 500 COVERED | 37954Y475 | BBG00MVL3G29 | 3248035 | 80001 | SH |  | SOLE |  | 0 | 0 | 80001 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | BBG00G5CR9C0 | 727839 | 25547 | SH |  | SOLE |  | 0 | 0 | 25547 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 | BBG00HPF2LX6 | 773387 | 35988 | SH |  | SOLE |  | 0 | 0 | 35988 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 | BBG00DRGSD25 | 9651714 | 96556 | SH |  | SOLE |  | 0 | 0 | 96556 |
| GOPRO INC | CL A | 38268T103 | BBG001V0YJ76 | 67925 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| GRANITESHARES GOLD TR | SHS BEN INT | 38748G101 | BBG00HBPWNP1 | 201888 | 10559 | SH |  | SOLE |  | 0 | 0 | 10559 |
| HANESBRANDS INC | COM | 410345102 | BBG001SMCKB8 | 388122 | 49254 | SH |  | SOLE |  | 0 | 0 | 49254 |
| HERSHEY CO | COM | 427866108 | BBG001S5S148 | 1949333 | 8860 | SH |  | SOLE |  | 0 | 0 | 8860 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 1961884 | 6252 | SH |  | SOLE |  | 0 | 0 | 6252 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 343595 | 1641 | SH |  | SOLE |  | 0 | 0 | 1641 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | BBG001S5SDX0 | 436935 | 1911 | SH |  | SOLE |  | 0 | 0 | 1911 |
| INNOVATOR ETFS TR | US EQT PWR BUF | 45782C870 | BBG00NR9QB16 | 990085 | 34280 | SH |  | SOLE |  | 0 | 0 | 34280 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C292 | BBG00TGM5SH5 | 1894127 | 70664 | SH |  | SOLE |  | 0 | 0 | 70664 |
| INNOVATOR ETFS TR | US EQT ULTRA BF | 45782C730 | BBG00PBD0S83 | 1302495 | 47443 | SH |  | SOLE |  | 0 | 0 | 47443 |
| INNOVATOR ETFS TR | US EQT ULTRA BFR | 45782C425 | BBG00RHZ8N23 | 380716 | 14432 | SH |  | SOLE |  | 0 | 0 | 14432 |
| INNOVATOR ETFS TR | US EQTY PWR BF | 45782C680 | BBG00PVP39R2 | 234166 | 7992 | SH |  | SOLE |  | 0 | 0 | 7992 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C318 | BBG00TGM5Q16 | 2533555 | 88185 | SH |  | SOLE |  | 0 | 0 | 88185 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C508 | BBG00MYXKL20 | 667473 | 20325 | SH |  | SOLE |  | 0 | 0 | 20325 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C540 | BBG00QYND1G0 | 687691 | 22155 | SH |  | SOLE |  | 0 | 0 | 22155 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C417 | BBG00RHZ5CR3 | 1219751 | 41988 | SH |  | SOLE |  | 0 | 0 | 41988 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C797 | BBG00M4NZTF8 | 330826 | 10600 | SH |  | SOLE |  | 0 | 0 | 10600 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C748 | BBG00PBD6H63 | 1303054 | 42514 | SH |  | SOLE |  | 0 | 0 | 42514 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C813 | BBG00LNDTJL3 | 434347 | 13908 | SH |  | SOLE |  | 0 | 0 | 13908 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C573 | BBG00QPZ1F93 | 907013 | 28849 | SH |  | SOLE |  | 0 | 0 | 28849 |
| INNOVATOR ETFS TR | US EQTY ULTRA B | 45782C532 | BBG00QYNC6K5 | 1690114 | 59904 | SH |  | SOLE |  | 0 | 0 | 59904 |
| INNOVATOR ETFS TR | US EQTY ULTRA BU | 45782C565 | BBG00QPZ54X7 | 856994 | 29902 | SH |  | SOLE |  | 0 | 0 | 29902 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 482354 | 16030 | SH |  | SOLE |  | 0 | 0 | 16030 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | BBG001SDJ4R0 | 783204 | 7239 | SH |  | SOLE |  | 0 | 0 | 7239 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 642805 | 4781 | SH |  | SOLE |  | 0 | 0 | 4781 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | BBG001T0NSB6 | 261781 | 20870 | SH |  | SOLE |  | 0 | 0 | 20870 |
| INVESCO EXCH TRADED FD TR II | S GBL WATER | 46138E263 | BBG00KJR22S8 | 332722 | 6655 | SH |  | SOLE |  | 0 | 0 | 6655 |
| INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | BBG001SJ09N0 | 299654 | 3980 | SH |  | SOLE |  | 0 | 0 | 3980 |
| INVESCO EXCHANGE TRADED FD T | S EQL IND | 46137V324 | BBG00KJR2RC0 | 550400 | 2943 | SH |  | SOLE |  | 0 | 0 | 2943 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 | BBG00KJR2NN7 | 886633 | 5890 | SH |  | SOLE |  | 0 | 0 | 5890 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 2513783 | 8569 | SH |  | SOLE |  | 0 | 0 | 8569 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 | BBG001SB7RD1 | 763381 | 19385 | SH |  | SOLE |  | 0 | 0 | 19385 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | BBG006MJFZK4 | 454090 | 8862 | SH |  | SOLE |  | 0 | 0 | 8862 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 1477692 | 14514 | SH |  | SOLE |  | 0 | 0 | 14514 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 310476 | 763 | SH |  | SOLE |  | 0 | 0 | 763 |
| ISHARES TR | FALN ANGLS USD | 46435G474 | BBG00D332C84 | 597190 | 23456 | SH |  | SOLE |  | 0 | 0 | 23456 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | BBG001SGYSW7 | 260040 | 1895 | SH |  | SOLE |  | 0 | 0 | 1895 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 775688 | 10638 | SH |  | SOLE |  | 0 | 0 | 10638 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | BBG001SJCNS1 | 1612561 | 22313 | SH |  | SOLE |  | 0 | 0 | 22313 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 | BBG001SFC7Z6 | 1664713 | 7105 | SH |  | SOLE |  | 0 | 0 | 7105 |
| ISHARES TR | SHORT TREAS BD | 464288679 | BBG001SSD803 | 243958 | 2213 | SH |  | SOLE |  | 0 | 0 | 2213 |
| ISHARES TR | TIPS BD ETF | 464287176 | BBG001SD9RM5 | 384471 | 3515 | SH |  | SOLE |  | 0 | 0 | 3515 |
| ISHARES TR | U.S. FIN SVC ETF | 464287770 | BBG001SFGXS3 | 613246 | 3590 | SH |  | SOLE |  | 0 | 0 | 3590 |
| ISHARES TR | U.S. TECH ETF | 464287721 | BBG001SFB7Z7 | 1190482 | 14393 | SH |  | SOLE |  | 0 | 0 | 14393 |
| ISHARES TR | US AER DEF ETF | 464288760 | BBG001SC08P5 | 612747 | 5392 | SH |  | SOLE |  | 0 | 0 | 5392 |
| ISHARES TR | US INDUSTRIALS | 464287754 | BBG001SFGXQ5 | 394128 | 3910 | SH |  | SOLE |  | 0 | 0 | 3910 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | BBG0059KNK04 | 763077 | 15400 | SH |  | SOLE |  | 0 | 0 | 15400 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | BBG00TSG0SK6 | 2901927 | 52581 | SH |  | SOLE |  | 0 | 0 | 52581 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | BBG00GP26NW0 | 2412051 | 47906 | SH |  | SOLE |  | 0 | 0 | 47906 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | BBG00F7XD8R5 | 1121443 | 23500 | SH |  | SOLE |  | 0 | 0 | 23500 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 1966357 | 11643 | SH |  | SOLE |  | 0 | 0 | 11643 |
| JPMORGAN CHASE  CO | ALERIAN ML ETN | 46625H365 | BBG001SLBY94 | 2719813 | 115885 | SH |  | SOLE |  | 0 | 0 | 115885 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 1693424 | 12095 | SH |  | SOLE |  | 0 | 0 | 12095 |
| KIMBERLY-CLARK CORP | COM | 494368103 | BBG001S5SLZ0 | 283401 | 2175 | SH |  | SOLE |  | 0 | 0 | 2175 |
| LAMB WESTON HLDGS INC | COM | 513272104 | BBG003CVMLR1 | 1817988 | 18410 | SH |  | SOLE |  | 0 | 0 | 18410 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 259262 | 745 | SH |  | SOLE |  | 0 | 0 | 745 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 1207461 | 2626 | SH |  | SOLE |  | 0 | 0 | 2626 |
| LOWES COS INC | COM | 548661107 | BBG001S5SVL3 | 556933 | 2760 | SH |  | SOLE |  | 0 | 0 | 2760 |
| MAIN STR CAP CORP | COM | 56035L104 | BBG001SJMVT1 | 268144 | 6823 | SH |  | SOLE |  | 0 | 0 | 6823 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | BBG001S78K44 | 280331 | 1606 | SH |  | SOLE |  | 0 | 0 | 1606 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 256514 | 680 | SH |  | SOLE |  | 0 | 0 | 680 |
| MATTERPORT INC | COM CL A | 577096100 | BBG00XS0FV65 | 39485 | 11682 | SH |  | SOLE |  | 0 | 0 | 11682 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 841195 | 3062 | SH |  | SOLE |  | 0 | 0 | 3062 |
| MCKESSON CORP | COM | 58155Q103 | BBG001S8F8P8 | 484375 | 1261 | SH |  | SOLE |  | 0 | 0 | 1261 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 479926 | 4493 | SH |  | SOLE |  | 0 | 0 | 4493 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 691115 | 4668 | SH |  | SOLE |  | 0 | 0 | 4668 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 5644173 | 22756 | SH |  | SOLE |  | 0 | 0 | 22756 |
| MODERNA INC | COM | 60770K107 | BBG003PHHZV8 | 614310 | 3179 | SH |  | SOLE |  | 0 | 0 | 3179 |
| MONDELEZ INTL INC | CL A | 609207105 | BBG001SHHZJ3 | 553840 | 8584 | SH |  | SOLE |  | 0 | 0 | 8584 |
| MOODYS CORP | COM | 615369105 | BBG001S5VP87 | 490998 | 1543 | SH |  | SOLE |  | 0 | 0 | 1543 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 702740 | 1926 | SH |  | SOLE |  | 0 | 0 | 1926 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 632260 | 8276 | SH |  | SOLE |  | 0 | 0 | 8276 |
| NIKE INC | CL B | 654106103 | BBG001S6NTK2 | 282252 | 2213 | SH |  | SOLE |  | 0 | 0 | 2213 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 1099009 | 2478 | SH |  | SOLE |  | 0 | 0 | 2478 |
| NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | BBG001SCTG12 | 345178 | 30182 | SH |  | SOLE |  | 0 | 0 | 30182 |
| NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | BBG001S94NN7 | 314768 | 25208 | SH |  | SOLE |  | 0 | 0 | 25208 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 1889448 | 9534 | SH |  | SOLE |  | 0 | 0 | 9534 |
| OCCIDENTAL PETE CORP | COM | 674599105 | BBG001S5TZG9 | 580736 | 8656 | SH |  | SOLE |  | 0 | 0 | 8656 |
| OPKO HEALTH INC | COM | 68375N103 | BBG001SD4254 | 28688 | 22500 | SH |  | SOLE |  | 0 | 0 | 22500 |
| PACCAR INC | COM | 693718108 | BBG001S5V1S8 | 923434 | 8228 | SH |  | SOLE |  | 0 | 0 | 8228 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 | BBG009BJW8D9 | 240501 | 6401 | SH |  | SOLE |  | 0 | 0 | 6401 |
| PACER FDS TR | TRENDP US MID CP | 69374H204 | BBG009BJVYS7 | 305022 | 9097 | SH |  | SOLE |  | 0 | 0 | 9097 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 791572 | 4975 | SH |  | SOLE |  | 0 | 0 | 4975 |
| PARKER-HANNIFIN CORP | COM | 701094104 | BBG001S5V554 | 257277 | 818 | SH |  | SOLE |  | 0 | 0 | 818 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 1073223 | 6305 | SH |  | SOLE |  | 0 | 0 | 6305 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 265569 | 6002 | SH |  | SOLE |  | 0 | 0 | 6002 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 281142 | 2695 | SH |  | SOLE |  | 0 | 0 | 2695 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | BBG001T618D9 | 521955 | 5250 | SH |  | SOLE |  | 0 | 0 | 5250 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | BBG001SF6Y39 | 320256 | 6105 | SH |  | SOLE |  | 0 | 0 | 6105 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 842982 | 5973 | SH |  | SOLE |  | 0 | 0 | 5973 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 | BBG005D266P2 | 763662 | 8313 | SH |  | SOLE |  | 0 | 0 | 8313 |
| QUALCOMM INC | COM | 747525103 | BBG001S6VS70 | 506510 | 3781 | SH |  | SOLE |  | 0 | 0 | 3781 |
| REALTY INCOME CORP | COM | 756109104 | BBG001S884K0 | 332101 | 4886 | SH |  | SOLE |  | 0 | 0 | 4886 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | BBG001SB0LX9 | 563664 | 7011 | SH |  | SOLE |  | 0 | 0 | 7011 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | BBG001S5VRF5 | 286104 | 1015 | SH |  | SOLE |  | 0 | 0 | 1015 |
| ROPER TECHNOLOGIES INC | COM | 776696106 | BBG001S9B362 | 209371 | 471 | SH |  | SOLE |  | 0 | 0 | 471 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG001T9F777 | 877898 | 16496 | SH |  | SOLE |  | 0 | 0 | 16496 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 1915882 | 20577 | SH |  | SOLE |  | 0 | 0 | 20577 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | BBG00B597137 | 798046 | 19956 | SH |  | SOLE |  | 0 | 0 | 19956 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | BBG001S7T107 | 206423 | 2825 | SH |  | SOLE |  | 0 | 0 | 2825 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG001S7SCQ6 | 339093 | 2536 | SH |  | SOLE |  | 0 | 0 | 2536 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 240308 | 1758 | SH |  | SOLE |  | 0 | 0 | 1758 |
| SEMPRA | COM | 816851109 | BBG001SBVZ73 | 334964 | 2087 | SH |  | SOLE |  | 0 | 0 | 2087 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | BBG001S77WM9 | 665884 | 5271 | SH |  | SOLE |  | 0 | 0 | 5271 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | BBG001S8LH99 | 1048622 | 3090 | SH |  | SOLE |  | 0 | 0 | 3090 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 281796 | 1570 | SH |  | SOLE |  | 0 | 0 | 1570 |
| SPDR INDEX SHS FDS | S GBLINF ETF | 78463X855 | BBG001SRXRM7 | 353044 | 6360 | SH |  | SOLE |  | 0 | 0 | 6360 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 4899098 | 12102 | SH |  | SOLE |  | 0 | 0 | 12102 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 | BBG001T2PMD1 | 436858 | 6431 | SH |  | SOLE |  | 0 | 0 | 6431 |
| SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 | BBG001T083N5 | 373739 | 7850 | SH |  | SOLE |  | 0 | 0 | 7850 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 | BBG001SG3JV2 | 654232 | 8063 | SH |  | SOLE |  | 0 | 0 | 8063 |
| SPDR SER TR | S RETAIL ETF | 78464A714 | BBG001SMH2H7 | 393798 | 5828 | SH |  | SOLE |  | 0 | 0 | 5828 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | BBG004DF1DW8 | 878815 | 20855 | SH |  | SOLE |  | 0 | 0 | 20855 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 267606 | 2461 | SH |  | SOLE |  | 0 | 0 | 2461 |
| TARGET CORP | COM | 87612E106 | BBG001SC0K41 | 486910 | 2915 | SH |  | SOLE |  | 0 | 0 | 2915 |
| TE CONNECTIVITY LTD | SHS | H84989104 | BBG001STLRP3 | 783177 | 6302 | SH |  | SOLE |  | 0 | 0 | 6302 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 1578499 | 9849 | SH |  | SOLE |  | 0 | 0 | 9849 |
| TEXAS INSTRS INC | COM | 882508104 | BBG001S5WYZ7 | 305601 | 1755 | SH |  | SOLE |  | 0 | 0 | 1755 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 871304 | 1509 | SH |  | SOLE |  | 0 | 0 | 1509 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | BBG001S5R103 | 429174 | 2234 | SH |  | SOLE |  | 0 | 0 | 2234 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 997090 | 2025 | SH |  | SOLE |  | 0 | 0 | 2025 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 | BBG002XRNHT5 | 814927 | 11293 | SH |  | SOLE |  | 0 | 0 | 11293 |
| VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | BBG001SGYST1 | 1220946 | 3706 | SH |  | SOLE |  | 0 | 0 | 3706 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | BBG0034VZPF0 | 606044 | 33372 | SH |  | SOLE |  | 0 | 0 | 33372 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | BBG002D68GN8 | 489911 | 2034 | SH |  | SOLE |  | 0 | 0 | 2034 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 588957 | 7941 | SH |  | SOLE |  | 0 | 0 | 7941 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | BBG001SK3J43 | 298208 | 2059 | SH |  | SOLE |  | 0 | 0 | 2059 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | BBG001SRN7S6 | 203130 | 1046 | SH |  | SOLE |  | 0 | 0 | 1046 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 220405 | 1085 | SH |  | SOLE |  | 0 | 0 | 1085 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 955014 | 22117 | SH |  | SOLE |  | 0 | 0 | 22117 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | BBG003H12XS7 | 256296 | 5440 | SH |  | SOLE |  | 0 | 0 | 5440 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | BBG001T62KZ7 | 280071 | 3670 | SH |  | SOLE |  | 0 | 0 | 3670 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 543391 | 3495 | SH |  | SOLE |  | 0 | 0 | 3495 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | BBG001T0Y6W9 | 219573 | 1160 | SH |  | SOLE |  | 0 | 0 | 1160 |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | BBG001SHVTQ3 | 433786 | 1763 | SH |  | SOLE |  | 0 | 0 | 1763 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | BBG001SHVR32 | 814287 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | BBG001SHVTP4 | 1666896 | 11076 | SH |  | SOLE |  | 0 | 0 | 11076 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 905947 | 22495 | SH |  | SOLE |  | 0 | 0 | 22495 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 2322195 | 10329 | SH |  | SOLE |  | 0 | 0 | 10329 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 757865 | 5329 | SH |  | SOLE |  | 0 | 0 | 5329 |
| WASTE CONNECTIONS INC | COM | 94106B101 | BBG001SKJ4K1 | 202647 | 1550 | SH |  | SOLE |  | 0 | 0 | 1550 |
| WASTE MGMT INC DEL | COM | 94106L109 | BBG001S5XH47 | 780603 | 5119 | SH |  | SOLE |  | 0 | 0 | 5119 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 880710 | 19178 | SH |  | SOLE |  | 0 | 0 | 19178 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | BBG001SHLB38 | 203359 | 3240 | SH |  | SOLE |  | 0 | 0 | 3240 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | BBG001SHKG74 | 211557 | 4826 | SH |  | SOLE |  | 0 | 0 | 4826 |
| WP CAREY INC | COM | 92936U109 | BBG001S67MM3 | 226020 | 2655 | SH |  | SOLE |  | 0 | 0 | 2655 |
| XCEL ENERGY INC | COM | 98389B100 | BBG001S7F0X8 | 338152 | 4915 | SH |  | SOLE |  | 0 | 0 | 4915 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 239369 | 1855 | SH |  | SOLE |  | 0 | 0 | 1855 |

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