# EDGAR Filing Document

**Accession Number:** 0001572661
**File Stem:** 0001752724-23-030718
**Filing Date:** 2023-2
**Character Count:** 17851
**Document Hash:** 1febe56e5eb0ed93ecc1d7f2b9a3aafb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-030718.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001752724-23-030718

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Principal Exchange-Traded Funds
- **CENTRAL INDEX KEY:** 0001572661
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23029
- **FILM NUMBER:** 23646618

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-9328

**MAIL ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

## Series and Classes Contracts Data

### Principal U.S. Mega-Cap ETF (Series ID: S000059183)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000193921 | Principal U.S. Mega-Cap ETF | USMC            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Exchange-Traded Funds

- **b. Investment Company Act file number:** 811-23029

- **c. CIK number of Registrant:** 0001572661

- **d. LEI of Registrant:** 549300AG76V5U32HWF10

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Avenue

  - **City:** DES MOINES

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** Principal U.S. Mega-Cap ETF

- **b. EDGAR series identifier (if any):** S000059183

- **c. LEI of Series:** 549300XGM3O583ZPRJ37

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1068810013.88

**Total Liabilities:** $4268651.37

**Net Assets:** $1064541362.51

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000193921 | 7.49%                | 6.30%                | -5.63%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-33858459.26            | $107113731.08                              |
| Month 2  | $589773.28               | $64951367.15                               |
| Month 3  | $1180767.57              | $-65863038.72                              |

### Schedule of Portfolio Investments

| Name                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cisco Systems Inc            | Cisco Systems, Inc.                                          | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    541923 | NS      | $25817211.72  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc               | Salesforce, Inc.                                             | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     79911 | NS      | $10595399.49  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                | Accenture PLC                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |    124575 | NS      | $33241593.00  | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson            | Johnson & Johnson                                            | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |    137858 | NS      | $24352615.70  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp              | McDonald's Corp.                                             | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |     50284 | NS      | $13251342.52  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc       | UnitedHealth Group, Inc.                                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     62919 | NS      | $33358395.42  | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co             | Wells Fargo & Co.                                            | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    285511 | NS      | $11788749.19  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                   | AbbVie, Inc.                                                 | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |    228389 | NS      | $36909946.29  | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc | Thermo Fisher Scientific, Inc.                               | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |     46823 | NS      | $25784957.87  | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp        | Costco Wholesale Corp.                                       | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     48657 | NS      | $22211920.50  | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                    | Linde PLC                                                    | CUSIP: 000000000<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | IE        |     80674 | NS      | $26314245.32  | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                  | PepsiCo, Inc.                                                | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     73961 | NS      | $13361794.26  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc        | Texas Instruments, Inc.                                      | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |    145630 | NS      | $24060988.60  | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                 | Alphabet, Inc.                                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    331987 | NS      | $29291213.01  | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                     | Visa, Inc.                                                   | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |    176426 | NS      | $36654265.76  | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The      | Procter & Gamble Co.                                         | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |    180905 | NS      | $27417961.80  | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp               | Microsoft Corp.                                              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    245579 | NS      | $58894755.78  | 5.53%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                  | NVIDIA Corp.                                                 | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    269446 | NS      | $39376838.44  | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                 | Chevron Corp.                                                | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    134317 | NS      | $24108558.33  | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The           | Walt Disney Co.                                              | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |    125437 | NS      | $10897966.56  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                  | Walmart, Inc.                                                | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     93555 | NS      | $13265163.45  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The             | Coca-Cola Co.                                                | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |    414502 | NS      | $26366472.22  | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp             | Exxon Mobil Corp.                                            | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    219759 | NS      | $24239417.70  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc       | Berkshire Hathaway, Inc.                                     | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |     45310 | NS      | $13996259.00  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc               | Mastercard, Inc.                                             | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |    111085 | NS      | $38627587.05  | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                 | Broadcom, Inc.                                               | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     51585 | NS      | $28842721.05  | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp         | Bank of America Corp.                                        | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |    663393 | NS      | $21971576.16  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                    | Tesla, Inc.                                                  | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |    108502 | NS      | $13365276.36  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The           | Home Depot, Inc.                                             | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     46469 | NS      | $14677698.34  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories          | Abbott Laboratories                                          | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |    244696 | NS      | $26865173.84  | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc           | Meta Platforms, Inc.                                         | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |    258267 | NS      | $31079850.78  | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                   | Pfizer, Inc.                                                 | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |    747239 | NS      | $38288526.36  | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc   | Verizon Communications, Inc.                                 | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    362077 | NS      | $14265833.80  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                    | Apple, Inc.                                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    497476 | NS      | $64637056.68  | 6.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                 | Danaher Corp.                                                | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |    137317 | NS      | $36446678.14  | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc               | Merck & Co., Inc.                                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |    243142 | NS      | $26976604.90  | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co               | Eli Lilly & Co.                                              | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     37561 | NS      | $13741316.24  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co          | JPMorgan Chase & Co.                                         | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |    190291 | NS      | $25518023.10  | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc               | Amazon.com, Inc.                                             | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    194152 | NS      | $16308768.00  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Global Advisors | State Street Institutional U.S. Government Money Market Fund | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |   3560885 | NS      | $3560885.25   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co      | Bristol-Myers Squibb Co.                                     | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |    321130 | NS      | $23105303.50  | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips               | ConocoPhillips                                               | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |    186239 | NS      | $21976202.00  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-18

**Name of Applicant:** Principal Exchange-Traded Funds

**Signature:** Megan Hoffmann

**Name of Signer:** Megan Hoffmann

**Title:** Vice President and Controller