# EDGAR Filing Document

**Accession Number:** 0001465231
**File Stem:** 9999999997-23-001038
**Filing Date:** 2023-3
**Character Count:** 1341
**Document Hash:** 612fe1eee7f3dbe54d3165bbba240a47
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001038.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 9999999997-23-001038

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230317

**EFFECTIVENESS DATE**: 20230314

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGULUS FINANCIAL GROUP, LLC
- **CENTRAL INDEX KEY:** 0001465231
- **IRS NUMBER:** 263975819
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68275
- **FILM NUMBER:** 23000058

**BUSINESS ADDRESS:**
- **STREET 1:** 2687 44TH STREET, SE, SUITE 101
- **CITY:** KENTWOOD
- **STATE:** MI
- **ZIP:** 49512
- **BUSINESS PHONE:** 616-258-5015

**MAIL ADDRESS:**
- **STREET 1:** 2687 44TH STREET, SE, SUITE 101
- **CITY:** KENTWOOD
- **STATE:** MI
- **ZIP:** 49512

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGULUS, LLC
- **DATE OF NAME CHANGE:** 20200702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGULUS ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20090529

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000058 for access to the original document.

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