# EDGAR Filing Document

**Accession Number:** 0001764401
**File Stem:** 0001764401-23-000004
**Filing Date:** 2023-2
**Character Count:** 4895
**Document Hash:** 6f8c139c5e020d0ee6f5d9942bbf79f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001764401-23-000004.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001764401-23-000004

**CONFORMED SUBMISSION TYPE**: CFPORTAL/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230223

**EFFECTIVENESS DATE**: 20230223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OVERSUBSCRIBE PORTAL LLC
- **CENTRAL INDEX KEY:** 0001764401
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** CFPORTAL/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 007-00185
- **FILM NUMBER:** 23659098

**BUSINESS ADDRESS:**
- **STREET 1:** 1140 AVE OF THE AMERICAS
- **STREET 2:** SUITE 931
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 917-727-1265

**MAIL ADDRESS:**
- **STREET 1:** 1140 AVE OF THE AMERICAS
- **STREET 2:** SUITE 931
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Prospect Equity Portal LLC
- **DATE OF NAME CHANGE:** 20190110

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM CFPORTAL

### FUNDING PORTAL REGISTRATION AND REPORTING

### Filer Information

**Filer CIK:** 0001764401

**Filer CCC:** XXXXXXXX

### Identifying Information

**Full Name of Funding Portal:** OVERSUBSCRIBE PORTAL LLC

**Amendment Explanation:** This amendment is to update the name of the funding portal from Prospect Equity Portal LLC to OverSubscribe Portal LLC

**Portal's Main Street Address:** 1140 AVE OF THE AMERICAS, SUITE 931, NEW YORK, NY, 10036

**Mailing Address:** 1140 AVE OF THE AMERICAS, SUITE 931, NEW YORK, NY, 10036

**Contact Telephone:** 917-727-1265

**Contact E-mail:** p@oversubscribe.co

**Contact Employee:** Peter D. Yang, Chief Executive Officer

**Fiscal Year End:** December

**Previously registered with Commission?:** No

**Registered with a foreign financial authority?:** No

### Form of Organization

**Legal Status:** Limited Liability Company

**State/Country of Formation:** DE

**Date of Formation:** 01-09-2019

### Successions

**Is the applicant succeeding to the business of a currently registered funding portal?** No

### Control Relationships

Persons/entities that directly or indirectly control the applicant:

- Oversubscribe, Inc.

- Peter D. Yang

- Jae S. Kim

### Disclosure Information

**Criminal Disclosure:** No

**Regulatory Action Disclosure:** No

**Civil Judicial Disclosure:** No

**Financial Disclosure:** No

**Does the applicant engage in any non-securities related business?** No

### Qualified Third Party Arrangements

**Name of person:** North Capital Private Securities

**Address:** 623 E. Fort Union Boulevard, Suite 101, Midvale, UT, 84047

**Phone Number:** 888-625-7768

**Compensation Description:** The funding portal may charge a transaction fee payable from the proceeds of the offering and/or securities of the issuer.

### Execution

**Date:** 07-08-2019

**Full Legal Name of Funding Portal:** OVERSUBSCRIBE PORTAL LLC

**By (Signature):** Peter Yang

**Title:** Chief Executive Officer

### FORM FUNDING PORTAL SCHEDULE A: Direct Owners and Executive Officers

| Full Legal Name       | Entity Type          | Title or Status                                   | Date Acquired   | Ownership Code    | Control Person?   |   CRD No. | IRS Tax No.   | IRS Employer ID No.   |
|:---|:---|:---|:---|:---|:---|---:|:---|:---|
| Yang, Peter, D.       | NP (Natural Person)  | Chief Executive Officer                           | 01/2019         | NA - less than 5% | Yes               | 000000000 |  |  |
| Kim, Jae, S.          | NP (Natural Person)  | Chief Financial Officer, Chief Compliance Officer | 01/2019         | NA - less than 5% | Yes               | 000000000 |  |  |
| Prospect Equity, Inc. | DE (Domestic Entity) | Direct owner                                      | 01/2019         | E - 75% or more   | Yes               | 000000000 |  |  |

### FORM FUNDING PORTAL SCHEDULE B: Amendments to Schedule A

| Full Legal Name     | Type of Amendment   | Entity Type          | Title or Status                                   | Date Acquired   | Ownership Code    | Control Person?   |   CRD No. | IRS Tax No.   | IRS Employer ID No.   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|
| Yang, Peter, D.     | A                   | NP (Natural Person)  | Chief Executive Officer                           | 01/2019         | NA - less than 5% | Yes               | 000000000 |  |  |
| Kim, Jae, S.        | A                   | NP (Natural Person)  | Chief Financial Officer, Chief Compliance Officer | 01/2019         | NA - less than 5% | Yes               | 000000000 |  |  |
| Oversubscribe, Inc. | A                   | DE (Domestic Entity) | Direct owner                                      | 01/2019         | E - 75% or more   | Yes               | 000000000 |  |  |