# EDGAR Filing Document

**Accession Number:** 0001589420
**File Stem:** 0001752724-23-073746
**Filing Date:** 2023-3
**Character Count:** 45836
**Document Hash:** 2cf8e1fa4d93c5148de5217d85cfba34
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-073746.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001752724-23-073746

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
- **CENTRAL INDEX KEY:** 0001589420
- **IRS NUMBER:** 300803117
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22902
- **FILM NUMBER:** 23778348

**BUSINESS ADDRESS:**
- **STREET 1:** 10 WESTPORT ROAD
- **STREET 2:** SUITE C101A
- **CITY:** WILTON
- **STATE:** CT
- **ZIP:** 06897
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Nport-Ex

#### First Trust New Opportunities MLP & Energy Fund (FPL)<br>

#### Portfolio of Investments

#### January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS – 63.0%** | **COMMON STOCKS – 63.0%** | **COMMON STOCKS – 63.0%** |
|  | **Construction & Engineering – 0.6%** |  |
| &nbsp;&nbsp;&nbsp;7400 | Quanta Services, Inc. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;$1126206 |
|  | **Electric Utilities – 12.1%** |  |
| &nbsp;&nbsp;32400 | Alliant Energy Corp. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1750572 |
| &nbsp;&nbsp;35270 | American Electric Power Co., Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3313969 |
| &nbsp;&nbsp;13933 | Constellation Energy Corp. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1189321 |
| &nbsp;&nbsp;&nbsp;4800 | Duke Energy Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;491760 |
| &nbsp;&nbsp;&nbsp;7300 | Emera, Inc. (CAD) (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;290672 |
| 247250 | Enel S.p.A., ADR<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1441468 |
| &nbsp;&nbsp;20200 | Eversource Energy (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1663066 |
| &nbsp;&nbsp;65800 | Exelon Corp. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2776102 |
| &nbsp;&nbsp;&nbsp;4400 | Fortis, Inc. (CAD) (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;180788 |
| &nbsp;&nbsp;&nbsp;6200 | Iberdrola S.A., ADR<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;291400 |
| &nbsp;&nbsp;12700 | IDACORP, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1343787 |
| &nbsp;&nbsp;13480 | NextEra Energy, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1006012 |
| &nbsp;&nbsp;&nbsp;6490 | Orsted A/S, ADR<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;191520 |
| &nbsp;&nbsp;58520 | PPL Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1732192 |
| &nbsp;&nbsp;31080 | Southern (The) Co.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2103495 |
| &nbsp;&nbsp;14800 | Xcel Energy, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1017796 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;20783920 |
|  | **Energy Equipment & Services – 0.8%** |  |
| 133800 | Archrock, Inc. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1325958 |
|  | **Gas Utilities – 8.2%** |  |
| 223620 | AltaGas Ltd. (CAD) (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4181478 |
| &nbsp;&nbsp;17900 | Atmos Energy Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2103966 |
| &nbsp;&nbsp;67400 | National Fuel Gas Co. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3913244 |
| &nbsp;&nbsp;35670 | New Jersey Resources Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1780647 |
| &nbsp;&nbsp;19200 | ONE Gas, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1581312 |
| &nbsp;&nbsp;12840 | UGI Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;511417 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;14072064 |
|  | **Independent Power & Renewable Electricity Producers – 1.3%** |  |
| &nbsp;&nbsp;37300 | AES (The) Corp. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1022393 |
| &nbsp;&nbsp;33390 | Clearway Energy, Inc., Class A (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1070149 |
| &nbsp;&nbsp;&nbsp;8000 | EDP Renovaveis S.A. (EUR) (c)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;174009 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2266551 |
|  | **Multi-Utilities – 7.4%** |  |
| &nbsp;&nbsp;60000 | Atco Ltd., Class I (CAD) (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1909286 |
| &nbsp;&nbsp;57670 | CenterPoint Energy, Inc. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1737020 |
| &nbsp;&nbsp;16450 | CMS Energy Corp. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1039475 |
| &nbsp;&nbsp;17380 | DTE Energy Co. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2022511 |
| &nbsp;&nbsp;54370 | Public Service Enterprise Group, Inc. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3367134 |
| &nbsp;&nbsp;14400 | Sempra Energy (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2308752 |
| &nbsp;&nbsp;&nbsp;3130 | WEC Energy Group, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;294189 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12678367 |
|  | **Oil, Gas & Consumable Fuels – 32.2%** |  |
| &nbsp;&nbsp;93600 | BP PLC, ADR (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3391128 |
| &nbsp;&nbsp;&nbsp;9410 | Cheniere Energy, Inc. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1437754 |
| 113098 | DT Midstream, Inc. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6181937 |
| 103085 | Enbridge, Inc. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4223392 |
| 130664 | Keyera Corp. (CAD) (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2980461 |
| 363998 | Kinder Morgan, Inc. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6661163 |
| 100006 | ONEOK, Inc. (a) (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6848411 |

---

------

#### First Trust New Opportunities MLP & Energy Fund (FPL)<br>

#### Portfolio of Investments (Continued)

#### January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Oil, Gas & Consumable Fuels (Continued)** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;53000 | Shell PLC, ADR<br>| &nbsp;&nbsp;&nbsp;&nbsp;$3116930 |
| &nbsp;&nbsp;&nbsp;&nbsp;45500 | Targa Resources Corp. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3413410 |
| &nbsp;&nbsp;&nbsp;&nbsp;75109 | TC Energy Corp. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3240202 |
| &nbsp;&nbsp;&nbsp;&nbsp;58800 | TotalEnergies SE, ADR<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3647952 |
| &nbsp;&nbsp;320178 | Williams (The) Cos., Inc. (a)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10322539 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;55465279 |
|  | **Semiconductors & Semiconductor Equipment – 0.1%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;800 | Enphase Energy, Inc. (d)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;177104 |
|  | **Water Utilities – 0.3%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3200 | American Water Works Co., Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;500768 |
|  | **Total Common Stocks<br>**  | &nbsp;&nbsp;&nbsp;&nbsp;108396217 |
|  | (Cost $104,994,715) |  |
| **Units** | **Description** | **Value** |
| **MASTER LIMITED PARTNERSHIPS – 59.5%** | **MASTER LIMITED PARTNERSHIPS – 59.5%** | **MASTER LIMITED PARTNERSHIPS – 59.5%** |
|  | **Chemicals – 3.1%** |  |
| &nbsp;&nbsp;210988 | Westlake Chemical Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5392853 |
|  | **Energy Equipment & Services – 0.4%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;31000 | USA Compression Partners, L.P.<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;641700 |
|  | **Gas Utilities – 0.8%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;88500 | Suburban Propane Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1396530 |
|  | **Independent Power & Renewable Electricity Producers – 1.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;37319 | NextEra Energy Partners, L.P. (b) (e)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2735483 |
|  | **Oil, Gas & Consumable Fuels – 53.6%** |  |
| &nbsp;&nbsp;217269 | Cheniere Energy Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11856369 |
| 1232960 | Energy Transfer, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;16373709 |
| &nbsp;&nbsp;100000 | EnLink Midstream, LLC (b) (e)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1272000 |
| &nbsp;&nbsp;692564 | Enterprise Products Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;17729639 |
| &nbsp;&nbsp;253830 | Hess Midstream, L.P., Class A (b) (e)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7838270 |
| &nbsp;&nbsp;171190 | Holly Energy Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3228643 |
| &nbsp;&nbsp;320819 | Magellan Midstream Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;17131735 |
| &nbsp;&nbsp;245000 | MPLX, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8555400 |
| &nbsp;&nbsp;519720 | Plains All American Pipeline, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6475711 |
| &nbsp;&nbsp;&nbsp;&nbsp;41070 | TXO Energy Partners, L.P. (d)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;919968 |
| &nbsp;&nbsp;&nbsp;&nbsp;35000 | Western Midstream Partners, L.P. (b)<br>| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;945700 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;92327144 |
|  | **Total Master Limited Partnerships<br>**  | &nbsp;&nbsp;&nbsp;&nbsp;102493710 |
|  | (Cost $74,492,059) |  |
|  | **Total Investments – 122.5%<br>**  | &nbsp;&nbsp;&nbsp;&nbsp;210889927 |
|  | (Cost $179,486,774) |  |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Number of Contracts** | **Description** | **Notional Amount** | **Exercise Price** | **Expiration Date** | **Value** |
| **CALL OPTIONS WRITTEN – (0.2)%** | **CALL OPTIONS WRITTEN – (0.2)%** | **CALL OPTIONS WRITTEN – (0.2)%** | **CALL OPTIONS WRITTEN – (0.2)%** | **CALL OPTIONS WRITTEN – (0.2)%** | **CALL OPTIONS WRITTEN – (0.2)%** |
| &nbsp;&nbsp;(324) | Alliant Energy Corp.<br>| &nbsp;&nbsp;&nbsp;$(1750572) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;$57.50 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(12960) |
| &nbsp;&nbsp;(936) | BP PLC, ADR<br>| &nbsp;&nbsp;&nbsp;&nbsp;(3391128) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;38.00 | 02/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(24336) |
| &nbsp;&nbsp;&nbsp;&nbsp;(94) | Cheniere Energy, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(1436226) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;165.00 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(28952) |
| &nbsp;&nbsp;(139) | Constellation Energy Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(1186504) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;90.00 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(31275) |
| (1030) | Enbridge, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(4219910) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;42.50 | 02/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(13390) |

---

------

#### First Trust New Opportunities MLP & Energy Fund (FPL)<br>

#### Portfolio of Investments (Continued)

#### January 31, 2023 (Unaudited)

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Number of Contracts** | **Description** | **Notional Amount** | **Exercise Price** | **Expiration Date** | **Value** |
| **CALL OPTIONS WRITTEN (Continued)** | **CALL OPTIONS WRITTEN (Continued)** | **CALL OPTIONS WRITTEN (Continued)** | **CALL OPTIONS WRITTEN (Continued)** | **CALL OPTIONS WRITTEN (Continued)** | **CALL OPTIONS WRITTEN (Continued)** |
| &nbsp;&nbsp;(658) | Exelon Corp. (c)<br>| &nbsp;&nbsp;&nbsp;$(2776102) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;$46.00 | 02/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;$(3290) |
| &nbsp;&nbsp;(830) | ONEOK, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(5683840) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;75.00 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(33200) |
| &nbsp;&nbsp;(543) | Public Service Enterprise Group, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(3362799) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;65.00 | 02/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(7059) |
| &nbsp;&nbsp;&nbsp;&nbsp;(74) | Quanta Services, Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(1126206) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;150.00 | 02/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(38480) |
| &nbsp;&nbsp;(144) | Sempra Energy<br>| &nbsp;&nbsp;&nbsp;&nbsp;(2308752) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;170.00 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(20880) |
| &nbsp;&nbsp;(751) | TC Energy Corp.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(3239814) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;45.00 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(45060) |
| (1600) | Williams (The) Cos., Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(5158400) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;35.00 | 02/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(8000) |
| (1601) | Williams (The) Cos., Inc.<br>| &nbsp;&nbsp;&nbsp;&nbsp;(5161624) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;34.00 | 03/17/23 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(64040) |
|  | **Total Call Options Written<br>** | **Total Call Options Written<br>** | **Total Call Options Written<br>** | **Total Call Options Written<br>** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(330922) |
|  | (Premiums received $463,414) |  |  |  |  |

---

---

| | |
|:---|:---|
| **Outstanding Loan – (24.9)%<br>**  | &nbsp;&nbsp;&nbsp;&nbsp;(42900000) |
| **Net Other Assets and Liabilities – 2.6%<br>**  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4499668 |
| **Net Assets – 100.0%<br>**  | &nbsp;&nbsp;$172158673 |

---

(a) All or a portion of this security's position represents cover for outstanding options written.

(b) All or a portion of this security serves as collateral on the outstanding loan. At January 31, 2023, the segregated value of these securities amounts to $101,052,449.

(c) This investment is fair valued by the Advisor's Pricing Committee in accordance with procedures approved by the Fund's Board of Trustees and in accordance with provisions
of the Investment Company Act of 1940 and rules thereunder, as amended. At January 31, 2023, securities noted as such are valued at $170,719 or 0.1% of net assets. Certain of these securities are fair valued using a
factor provided by a third-party pricing service due to the change in value between the foreign markets' close and the New York Stock Exchange close exceeding a certain threshold. On days when this threshold is
not exceeded, these securities are typically valued at the last sale price on the exchange on which they are principally traded.

(d) Non-income producing security.

(e) This security is taxed as a "C" corporation for federal income tax purposes.

ADR American Depositary Receipt <br> CAD Canadian Dollar <br> EUR Euro

------

#### Valuation Inputs
The Fund is subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:

• Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.

• Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived
from observable market data.)

• Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity's own assumptions about the assumptions that market participants would use in
pricing the investment.

The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.

------

#### First Trust New Opportunities MLP & Energy Fund (FPL)<br>

#### Portfolio of Investments (Continued)

#### January 31, 2023 (Unaudited)
A summary of the inputs used to value the Fund's investments as of January 31, 2023 is as follows:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ASSETS TABLE** | **ASSETS TABLE** | **ASSETS TABLE** | **ASSETS TABLE** | **ASSETS TABLE** |
|  | **Total<br> Value at<br> 1/31/2023** | &nbsp;&nbsp;**Level 1<br> Quoted<br> Prices** | **Level 2<br> Significant<br> Observable<br> Inputs** | **Level 3<br> Significant<br> Unobservable<br> Inputs** |
| Common Stocks: |  |  |  |  |
| &nbsp;&nbsp;Independent Power & Renewable Electricity Producers<br>| &nbsp;&nbsp;&nbsp;$2266551 | &nbsp;&nbsp;&nbsp;$2092542 | $174009 | $— |
| &nbsp;&nbsp;Other Industry Categories\*<br>| &nbsp;&nbsp;&nbsp;&nbsp; 106129666 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106129666 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; — | &nbsp;&nbsp;&nbsp;&nbsp; — |
| Master Limited Partnerships\*<br>| &nbsp;&nbsp;&nbsp;&nbsp; 102493710 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 102493710 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; — | &nbsp;&nbsp;&nbsp;&nbsp; — |
| Total Investments<br>| $210889927 | &nbsp;&nbsp;$210715918 | $174009 | $— |
| **LIABILITIES TABLE** | **LIABILITIES TABLE** | **LIABILITIES TABLE** | **LIABILITIES TABLE** | **LIABILITIES TABLE** |
|  | **Total<br> Value at<br> 1/31/2023** | &nbsp;&nbsp;**Level 1<br> Quoted<br> Prices** | **Level 2<br> Significant<br> Observable<br> Inputs** | **Level 3<br> Significant<br> Unobservable<br> Inputs** |
| Call Options Written<br>| &nbsp;&nbsp;&nbsp;&nbsp;$(330922) | &nbsp;&nbsp;&nbsp;&nbsp;$(306752) | $(24170) | $— |

---

\* See Portfolio of Investments for industry breakout.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust New Opportunities MLP & Energy Fund

- **b. Investment Company Act file number:** 811-22902

- **c. CIK number of Registrant:** 0001589420

- **d. LEI of Registrant:** 549300XZPV60ZCNK9321

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 EAST LIBERTY DRIVE

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust New Opportunities MLP & Energy Fund

- **c. LEI of Series:** 549300XZPV60ZCNK9321

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $215727329.52

**Total Liabilities:** $43569115.26

**Net Assets:** $172158214.26

**Cash Not Reported:** $4034742.46

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 4.59%                | -3.67%               | 7.42%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $259377.32               | $8243005.18                                |
| Month 2  | $41030.86                | $-8292016.51                               |
| Month 3  | $285233.21               | $6838973.03                                |

**Designated Index Information**

- **Index Name:** The Fund's Designated Reference Portfolio is the Fund's Securities Portfolio.

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| MPLX LP                        | MPLX LP                             | CUSIP: 55336V100<br>LEI: 5493000CZJ19CK4P3G36 | Long             | EC               | CORP              | US        |    245000 | NS      | $8555400.00   | 4.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The           | Williams Cos Inc/The                | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |    320178 | NS      | $10322538.72  | 6.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Orsted AS                      | Orsted AS                           | CUSIP: 68750L102<br>LEI: W9NG6WMZIYEU8VEDOG48 | Long             | EC               | CORP              | DK        |      6490 | NS      | $191519.90    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Suburban Propane Partners LP   | Suburban Propane Partners LP        | CUSIP: 864482104<br>LEI: JJAX4X60DE65EYFOTY73 | Long             | EC               | CORP              | US        |     88500 | NS      | $1396530.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliant Energy Corp            | Alliant Energy Corp                 | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |     32400 | NS      | $1750572.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Atco Ltd/Canada                | Atco Ltd/Canada                     | CUSIP: 046789400<br>LEI: 5299005SPZ1QYL51JD25 | Long             | EC               | CORP              | CA        |     60000 | NS      | $1909285.63   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc            | Clearway Energy Inc                 | CUSIP: 18539C105<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     33390 | NS      | $1070149.50   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Magellan Midstream Partners LP | Magellan Midstream Partners LP      | CUSIP: 559080106<br>LEI: MZF5TI8NFVZZNUSKDL39 | Long             | EC               | CORP              | US        |    320819 | NS      | $17131734.60  | 9.95%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc    | American Water Works Co Inc         | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |      3200 | NS      | $500768.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | WILLIAMS COS INC/THE                | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |     -1600 | NC      | $-8000.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| New Jersey Resources Corp      | New Jersey Resources Corp           | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |     35670 | NS      | $1780646.40   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | CHENIERE ENERGY INC                 | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |       -94 | NC      | $-28952.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Archrock Inc                   | Archrock Inc                        | CUSIP: 03957W106<br>LEI: 549300K3RIHMHDVFTL28 | Long             | EC               | CORP              | US        |    133800 | NS      | $1325958.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Enbridge Inc                   | Enbridge Inc                        | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |    103085 | NS      | $4223392.45   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CenterPoint Energy Inc         | CenterPoint Energy Inc              | CUSIP: 15189T107<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | EC               | CORP              | US        |     57670 | NS      | $1737020.40   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc               | DT Midstream Inc                    | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    111040 | NS      | $6069446.40   | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| AES Corp/The                   | AES Corp/The                        | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |     37300 | NS      | $1022393.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Inc            | Cheniere Energy Inc                 | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |      9410 | NS      | $1437753.90   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                    | IDACORP Inc                         | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |     12700 | NS      | $1343787.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp      | Constellation Energy Corp           | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |     13933 | NS      | $1189320.88   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Shell PLC                      | Shell PLC                           | CUSIP: 780259305<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |     53000 | NS      | $3116930.00   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Emera Inc                      | Emera Inc                           | CUSIP: 290876101<br>LEI: NQZVQT2P5IUF2PGA1Q48 | Long             | EC               | CORP              | CA        |      7300 | NS      | $290672.28    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                    | ONE Gas Inc                         | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |     19200 | NS      | $1581312.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc            | Quanta Services Inc                 | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |      7400 | NS      | $1126206.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| EnLink Midstream LLC           | EnLink Midstream LLC                | CUSIP: 29336T100<br>LEI: 54930000GY1H533OBE23 | Long             | EC               | CORP              | US        |    100000 | NS      | $1272000.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI Corp                       | UGI Corp                            | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |     12840 | NS      | $511417.20    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Midstream Partners LP  | Western Midstream Partners LP       | CUSIP: 958669103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35000 | NS      | $945700.00    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | PUBLIC SERVICE ENTERPRISE GROUP INC | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -543 | NC      | $-7059.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Fortis Inc/Canada              | Fortis Inc/Canada                   | CUSIP: 349553107<br>LEI: 549300MQYQ9Y065XPR71 | Long             | EC               | CORP              | CA        |      4400 | NS      | $180788.40    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Service Enterprise Grou | Public Service Enterprise Group Inc | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |     54370 | NS      | $3367134.10   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp               | Duke Energy Corp                    | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |      4800 | NS      | $491760.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE Energy Co                  | DTE Energy Co                       | CUSIP: 233331107<br>LEI: 549300IX8SD6XXD71I78 | Long             | EC               | CORP              | US        |     17380 | NS      | $2022510.60   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TotalEnergies SE               | TotalEnergies SE                    | CUSIP: 89151E109<br>LEI: 529900S21EQ1BO4ESM68 | Long             | EC               | CORP              | FR        |     58800 | NS      | $3647952.00   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Westlake Chemical Partners LP  | Westlake Chemical Partners LP       | CUSIP: 960417103<br>LEI: 5493001UJXZP4TJUQM76 | Long             | EC               | CORP              | US        |    210988 | NS      | $5392853.28   | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy              | Eversource Energy                   | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |     20200 | NS      | $1663066.00   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | ONEOK INC                           | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -830 | NC      | $-33200.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Atmos Energy Corp              | Atmos Energy Corp                   | CUSIP: 049560105<br>LEI: QVLWEGTD2S8GJMO8D383 | Long             | EC               | CORP              | US        |     17900 | NS      | $2103966.00   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EDP Renovaveis SA              | EDP Renovaveis SA                   | CUSIP: 000000000<br>LEI: 529900MUFAH07Q1TAX06 | Long             | EC               | CORP              | ES        |      8000 | NS      | $174008.72    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| Keyera Corp                    | Keyera Corp                         | CUSIP: 493271100<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    130664 | NS      | $2980461.01   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | CONSTELLATION ENERGY CORP           | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -139 | NC      | $-31275.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc              | Kinder Morgan Inc                   | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    363998 | NS      | $6661163.40   | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc                      | ONEOK Inc                           | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |    100006 | NS      | $6848410.88   | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| TC Energy Corp                 | TC Energy Corp                      | CUSIP: 87807B107<br>LEI: 549300UGKOFV2IWJJG27 | Long             | EC               | CORP              | CA        |     75109 | NS      | $3240202.26   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| TXO Energy Partners LP         | TXO Energy Partners LP              | CUSIP: 87313P103<br>LEI: KWQMGYEOMKX7BT2PZF05 | Long             | EC               | CORP              | US        |     41070 | NS      | $919968.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | BP PLC                              | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -936 | NC      | $-24336.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Partners LP     | NextEra Energy Partners LP          | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |     37319 | NS      | $2735482.70   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Holly Energy Partners LP       | Holly Energy Partners LP            | CUSIP: 435763107<br>LEI: 529900NVV7ODCT0QCG29 | Long             | EC               | CORP              | US        |    171190 | NS      | $3228643.40   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/The                | Southern Co/The                     | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |     31080 | NS      | $2103494.40   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Partners LP    | Cheniere Energy Partners LP         | CUSIP: 16411Q101<br>LEI: 5493005UEC8AZ34LDV29 | Long             | EC               | CORP              | US        |    217269 | NS      | $11856369.33  | 6.89%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc             | NextEra Energy Inc                  | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13480 | NS      | $1006012.40   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | EXELON CORP                         | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |      -658 | NC      | $-3290.00     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| BP PLC                         | BP PLC                              | CUSIP: 055622104<br>LEI: 213800LH1BZH3DI6G760 | Long             | EC               | CORP              | GB        |     93600 | NS      | $3391128.00   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC Energy Group Inc           | WEC Energy Group Inc                | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |      3130 | NS      | $294188.70    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.      | TC ENERGY CORP                      | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -751 | NC      | $-45060.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                   | ALLIANT ENERGY CORP                 | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |      -324 | NC      | $-12960.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| AltaGas Ltd                    | AltaGas Ltd                         | CUSIP: 021361100<br>LEI: 549300D7A8QA85Z2MH11 | Long             | EC               | CORP              | CA        |    223620 | NS      | $4181478.04   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc             | Enphase Energy Inc                  | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       800 | NS      | $177104.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| USA Compression Partners LP    | USA Compression Partners LP         | CUSIP: 90290N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31000 | NS      | $641700.00    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corp                    | Exelon Corp                         | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |     65800 | NS      | $2776102.00   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Plains All American Pipeline L | Plains All American Pipeline LP     | CUSIP: 726503105<br>LEI: 5521FA2ITF25TVH63740 | Long             | EC               | CORP              | US        |    519720 | NS      | $6475711.20   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW YORK STOCK EXCHANGE        | WILLIAMS COS INC/THE                | CUSIP: 000000000<br>LEI: 549300HIIRNTNKXV3M12 | N/A              | DE               | CORP              | US        |     -1601 | NC      | $-64040.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                   | QUANTA SERVICES INC                 | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |       -74 | NC      | $-38480.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp           | Targa Resources Corp                | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |     45500 | NS      | $3413410.00   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL Corp                       | PPL Corp                            | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |     58520 | NS      | $1732192.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.      | SEMPRA ENERGY                       | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -144 | NC      | $-20880.00    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Enterprise Products Partners L | Enterprise Products Partners LP     | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |    692564 | NS      | $17729638.40  | 10.30%            |  |  |  | No            |                  1 | On Loan: No      |
| Iberdrola SA                   | Iberdrola SA                        | CUSIP: 450737101<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |      6200 | NS      | $291400.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Transfer LP             | Energy Transfer LP                  | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |   1232960 | NS      | $16373708.80  | 9.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Midstream LP              | Hess Midstream LP                   | CUSIP: 428103105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    253830 | NS      | $7838270.40   | 4.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Enel SpA                       | Enel SpA                            | CUSIP: 29265W207<br>LEI: WOCMU6HCI0OJWNPRZS33 | Long             | EC               | CORP              | IT        |    247250 | NS      | $1441467.50   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc                | Xcel Energy Inc                     | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |     14800 | NS      | $1017796.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                  | Sempra Energy                       | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |     14400 | NS      | $2308752.00   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Co Inc | American Electric Power Co Inc      | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |     35270 | NS      | $3313969.20   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| National Fuel Gas Co           | National Fuel Gas Co                | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |     67400 | NS      | $3913244.00   | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS Energy Corp                | CMS Energy Corp                     | CUSIP: 125896100<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EC               | CORP              | US        |     16450 | NS      | $1039475.50   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.      | ENBRIDGE INC                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |     -1030 | NC      | $-13390.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** First Trust New Opportunities MLP & Energy Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer