# EDGAR Filing Document

**Accession Number:** 0000739502
**File Stem:** 0000739502-26-000005
**Filing Date:** 2026-3
**Character Count:** 2633
**Document Hash:** 0d219bc8d58c75159576f43dc457054b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000739502-26-000005.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0000739502-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CUMBERLAND SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000739502

**ORGANIZATION NAME:**
- **EIN:** 800621104
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31215
- **FILM NUMBER:** 26719791

**BUSINESS ADDRESS:**
- **STREET 1:** 540 W. MADISON ST.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60540
- **BUSINESS PHONE:** 312-542-3231

**MAIL ADDRESS:**
- **STREET 1:** 540 W. MADISON ST.
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60540

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A&A SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CUMBERLAND SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A&A SECURITIES LLC
- **DATE OF NAME CHANGE:** 20100805

### Attached PDF Documents

**Attachment 1:** `CMSC_2025_Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000739502

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CUMBERLAND SECURITIES LLC

**Business Address:** 540 W. MADISON ST., CHICAGO, IL, 60540

**Contact Person:** Scott Fowler

**Contact Phone:** 512-807-5564

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 30 S Wacker Dr, Suite 3300, Chicago, IL, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Scott Fowler**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CUMBERLAND SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Scott Fowler

**Title:** Director of Regulated Entities