# EDGAR Filing Document

**Accession Number:** 0001310236
**File Stem:** 0001310236-26-000002
**Filing Date:** 2026-2
**Character Count:** 2763
**Document Hash:** 4b9e38f073f71e242f7dbbc672e3abb4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001310236-26-000002.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001310236-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**EFFECTIVENESS DATE**: 20260226

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** APA SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001310236

**ORGANIZATION NAME:**
- **EIN:** 134285196
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66745
- **FILM NUMBER:** 26691566

**BUSINESS ADDRESS:**
- **STREET 1:** 920 SYLVAN AVENUE, SUITE 240
- **CITY:** ENGLEWOOD CLIFFS
- **STATE:** NJ
- **ZIP:** 07632
- **BUSINESS PHONE:** 646-564-9227

**MAIL ADDRESS:**
- **STREET 1:** 920 SYLVAN AVENUE, SUITE 240
- **CITY:** ENGLEWOOD CLIFFS
- **STATE:** NJ
- **ZIP:** 07632

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KEANE FINANCIAL, LLC
- **DATE OF NAME CHANGE:** 20150127

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UPRR SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20150113

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KEANE FINANCIAL, LLC
- **DATE OF NAME CHANGE:** 20150105

### Attached PDF Documents

**Attachment 1:** `Publicversion.pdf`

_No text found in this document._

**Attachment 2:** `Confidentialversion.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001310236

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** APA SECURITIES, LLC

**Business Address:** 920 SYLVAN AVENUE, SUITE 240, ENGLEWOOD CLIFFS, NJ, 07632

**Contact Person:** Michael Prendergast

**Contact Phone:** 646-564-9220

### Independent Public Accountant Identification

**Accountant Name:** BDMP Assurance, LLP

**Accountant Address:** 2211 Congress Street, Portland, ME, 04102

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Richard Yeates**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **APA SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Richard Yeates

**Title:** President

**Notarized:** Yes