# EDGAR Filing Document

**Accession Number:** 0000796229
**File Stem:** 0001752724-25-212173
**Filing Date:** 2025-8
**Character Count:** 26906
**Document Hash:** e724c1da1b2a822ea9fc8c8ace8211c5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-212173.hdr.sgml**: 20250829

**ACCESSION NUMBER**: 0001752724-25-212173

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250829

**DATE AS OF CHANGE**: 20250829

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TETON WESTWOOD FUNDS
- **CENTRAL INDEX KEY:** 0000796229

**ORGANIZATION NAME:**
- **EIN:** 133625130
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04719
- **FILM NUMBER:** 251276661

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 8004223554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GAMCO WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20091130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20060621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 19980304

## Series and Classes Contracts Data

### TETON Convertible Securities Fund (Series ID: S000001082)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002919 | CLASS A      | WEIAX           |
| C000002921 | CLASS C      | WEICX           |
| C000002922 | CLASS AAA    | WESRX           |
| C000061065 | Class I      | WESIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Teton Westwood Funds

- **b. Investment Company Act file number:** 811-04719

- **c. CIK number of Registrant:** 0000796229

- **d. LEI of Registrant:** 549300F5AG1CXKI4KV24

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** TETON Convertible Securities Fund

- **b. EDGAR series identifier (if any):** S000001082

- **c. LEI of Series:** 549300865NLDDOK77H40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $12376238.84

**Total Liabilities:** $169185.92

**Net Assets:** $12207052.92

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 8.27490000 | **1-Year:** 112.59120000 | **5-Year:** 15.12867000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 48.88607000 | **1-Year:** 611.17630000 | **5-Year:** 187.70142000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002919 | -0.62%               | 4.13%                | 4.84%                |
| Class ID C000002921 | -0.72%               | 4.04%                | 4.79%                |
| Class ID C000061065 | -0.64%               | 4.13%                | 4.87%                |
| Class ID C000002922 | -0.65%               | 4.14%                | 4.82%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-112444.60              | $2365.43                                   |
| Month 2  | $-35540.73               | $490705.91                                 |
| Month 3  | $69827.26                | $488662.59                                 |

### Schedule of Portfolio Investments

| Name                          | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| TXNM ENERGY INC               | TXNM Energy Inc                        | CUSIP: 69349HAF4<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | DBT              | CORP              | US        |    200000 | PA      | $260124.40    | 2.13%             | 2054-06-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD        | Jazz Investments I Ltd                 | CUSIP: 472145AG6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    200000 | PA      | $213000.00    | 1.74%             | 2030-09-15      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| NEXTERA ENERGY INC            | NextEra Energy Inc                     | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |      4000 | NS      | $177000.00    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| NABORS INDUSTRIES INC         | Nabors Industries Inc                  | CUSIP: 62957HAL9<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |    400000 | PA      | $231000.00    | 1.89%             | 2029-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                 | United States Treasury Bill            | CUSIP: 912797PX9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    155000 | PA      | $153566.91    | 1.26%             | 2025-09-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MAKEMYTRIP LIMITED            | MakeMyTrip Ltd                         | CUSIP: 56087FAC8<br>LEI: 529900DNT8HNJ7RYUO60 | Long             | DBT              | CORP              | MU        |     50000 | PA      | $53412.29     | 0.44%             | 2030-07-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| MKS INC                       | MKS Inc                                | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |    250000 | PA      | $247625.00    | 2.03%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP            | Liberty Media Corp-Liberty Formula One | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    300000 | PA      | $399450.00    | 3.27%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP       | Digital Realty Trust LP                | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    300000 | PA      | $316170.00    | 2.59%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP         | Integer Holdings Corp                  | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    200000 | PA      | $208800.00    | 1.71%             | 2030-03-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP          | Ares Management Corp                   | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |      1000 | NS      | $53000.00     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| ANI PHARMACEUTICALS INC       | ANI Pharmaceuticals Inc                | CUSIP: 00182CAB9<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |    200000 | PA      | $226906.56    | 1.86%             | 2029-09-01      | Fixed         | 2.25%                 | Yes           |                  2 | On Loan: No      |
| REDFIN CORP                   | Redfin Corp                            | CUSIP: 75737FAE8<br>LEI: 549300HXWD3JEMZU3O57 | Long             | DBT              | CORP              | US        |    250000 | PA      | $225649.67    | 1.85%             | 2027-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC         | Lumentum Holdings Inc                  | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    150000 | PA      | $230400.00    | 1.89%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC            | Riot Platforms Inc                     | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    100000 | PA      | $104000.00    | 0.85%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC          | Bridgebio Pharma Inc                   | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    200000 | PA      | $233700.00    | 1.91%             | 2031-03-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| SNOWFLAKE INC                 | Snowflake Inc                          | CUSIP: 833445AC3<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    100000 | PA      | $155787.50    | 1.28%             | 2029-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| REDWOOD TRUST INC             | Redwood Trust Inc                      | CUSIP: 758075AF2<br>LEI: DRBV4N1ERQLEMIF11G78 | Long             | DBT              | CORP              | US        |    250000 | PA      | $247621.72    | 2.03%             | 2027-06-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| FIRSTENERGY CORP              | FirstEnergy Corp                       | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    100000 | PA      | $101400.00    | 0.83%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| CLOUDFLARE INC                | Cloudflare Inc                         | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |     20000 | PA      | $21630.00     | 0.18%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BLOOM ENERGY CORP             | Bloom Energy Corp                      | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |    200000 | PA      | $296300.00    | 2.43%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| PACIRA BIOSCIENCES INC        | Pacira BioSciences Inc                 | CUSIP: 695127AJ9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    125000 | PA      | $122650.98    | 1.00%             | 2029-05-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC           | Shift4 Payments Inc                    | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2000 | NS      | $230400.00    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL CAPITAL FUNDING INC       | PPL Capital Funding Inc                | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $541276.37    | 4.43%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC         | Uber Technologies Inc                  | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    200000 | PA      | $286300.00    | 2.35%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| INVACARE CORP                 | INVACARE CORP                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    365000 | PA      | $0.04         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| WEC ENERGY GROUP INC          | WEC Energy Group Inc                   | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |     75000 | PA      | $86737.50     | 0.71%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| HP ENTERPRISE CO              | Hewlett Packard Enterprise Co          | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |      5000 | NS      | $294400.00    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| NUTANIX INC                   | Nutanix Inc                            | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    200000 | PA      | $227138.95    | 1.86%             | 2029-12-15      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP      | Bitdeer Technologies Group             | CUSIP: 09175RAD2<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |     50000 | PA      | $48350.00     | 0.40%             | 2031-07-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD         | CyberArk Software Ltd                  | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    100000 | PA      | $103000.00    | 0.84%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| INDIE SEMICONDUCTOR INC       | indie Semiconductor Inc                | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |    250000 | PA      | $229375.00    | 1.88%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| EVOLENT HEALTH INC            | Evolent Health Inc                     | CUSIP: 30050BAH4<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |    275000 | PA      | $234754.70    | 1.92%             | 2029-12-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP             | MP Materials Corp                      | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    200000 | PA      | $347100.00    | 2.84%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV      | BrightSpring Health Services Inc       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2000 | NS      | $165100.00    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN      | Live Nation Entertainment Inc          | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |    200000 | PA      | $218000.00    | 1.79%             | 2030-01-15      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC        | Array Technologies Inc                 | CUSIP: 04271TAB6<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    328000 | PA      | $260986.78    | 2.14%             | 2028-12-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| CARDLYTICS INC                | Cardlytics Inc                         | CUSIP: 14161WAD7<br>LEI: 549300JETJBH94EIPC66 | Long             | DBT              | CORP              | US        |    275000 | PA      | $110756.25    | 0.91%             | 2029-04-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| ENOVIX CORP                   | Enovix Corp                            | CUSIP: 293594AC1<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |     50000 | PA      | $48450.00     | 0.40%             | 2028-05-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC       | Akamai Technologies Inc                | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    100000 | PA      | $103750.00    | 0.85%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| OSI SYSTEMS INC               | OSI Systems Inc                        | CUSIP: 671044AE5<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    100000 | PA      | $135900.00    | 1.11%             | 2029-08-01      | Fixed         | 2.25%                 | Yes           |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC        | Northern Oil & Gas Inc                 | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    400000 | PA      | $418500.00    | 3.43%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC         | SoFi Technologies Inc                  | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    210000 | PA      | $428169.00    | 3.51%             | 2029-03-15      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| CSG SYSTEMS INTERNATIONA      | CSG Systems International Inc          | CUSIP: 126349AH2<br>LEI: 549300D7FJZUOHHXUA81 | Long             | DBT              | CORP              | US        |    400000 | PA      | $452600.00    | 3.71%             | 2028-09-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP        | Progress Software Corp                 | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |    200000 | PA      | $232300.00    | 1.90%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                 | Boeing Co/The                          | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |      1175 | NS      | $79900.00     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING         | Alibaba Group Holding Ltd              | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $255764.84    | 2.10%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                  | Parsons Corp                           | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    300000 | PA      | $320400.00    | 2.62%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| ODDITY FINANCE LLC            | Oddity Finance LLC                     | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |    200000 | PA      | $217412.81    | 1.78%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| KKR & CO INC                  | KKR & Co Inc                           | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |      4000 | NS      | $214400.00    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANSMEDICS GROUP INC         | TransMedics Group Inc                  | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |    100000 | PA      | $160583.81    | 1.32%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| INVACARE HOLDINGS CORP        | Invacare Holdings Corp                 | CUSIP: 46124A309<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     11225 | NS      | $67350.00     | 0.55%             |  |  |  | No            |                  3 | On Loan: No      |
| FLUOR CORP                    | Fluor Corp                             | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    200000 | PA      | $262650.00    | 2.15%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                 | United States Treasury Bill            | CUSIP: 912797PY7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    115000 | PA      | $113847.44    | 0.93%             | 2025-09-25      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC      | Microchip Technology Inc               | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |      4000 | NS      | $266560.00    | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS       | Alnylam Pharmaceuticals Inc            | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    100000 | PA      | $130150.00    | 1.07%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC       | Mirion Technologies Inc                | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    150000 | PA      | $173325.00    | 1.42%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP          | Applied Digital Corp                   | CUSIP: 038169AA6<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    100000 | PA      | $130155.90    | 1.07%             | 2030-06-01      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| VERTEX INC                    | Vertex Inc                             | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |    150000 | PA      | $180077.67    | 1.48%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC        | Array Technologies Inc                 | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |     50000 | PA      | $49589.74     | 0.41%             | 2031-07-01      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| CLEANSPARK INC                | Cleanspark Inc                         | CUSIP: 18452BAA8<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |    150000 | PA      | $147549.28    | 1.21%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| INVACARE CORP SR GLBL COCO 26 | INVACARE CORP SR GLBL COCO 26          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5023 | NS      | $0.05         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** Teton Westwood Funds

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer