# EDGAR Filing Document

**Accession Number:** 0001494928
**File Stem:** 0001752724-23-045862
**Filing Date:** 2023-2
**Character Count:** 128451
**Document Hash:** 13d06788c273629bb3749e8305be4970
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-045862.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001752724-23-045862

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RIVERPARK FUNDS TRUST
- **CENTRAL INDEX KEY:** 0001494928
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22431
- **FILM NUMBER:** 23681446

**BUSINESS ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-484-2100

**MAIL ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

## Series and Classes Contracts Data

### RiverPark Strategic Income Fund (Series ID: S000041908)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000130189 | Institutional Class Shares | RSIIX           |
| C000130190 | Retail Class Shares        | RSIVX           |

## Nport-Ex

![](image_001.jpg)

RiverPark Large Growth Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| Schedule of Investments |  |  |
| Common Stock — 98.2%\*\* | Common Stock — 98.2%\*\* | Common Stock — 98.2%\*\* |
| &nbsp;&nbsp;&nbsp;Communication Services – 21.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl A \* | 9285 | $819 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl C \* | 9251 | 821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Meta Platforms, Cl A \* | 9208 | 1108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Netflix \* | 4256 | 1255 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pinterest, Cl A \* | 46336 | 1125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Snap, Cl A \* | 102373 | 916 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walt Disney \* | 11895 | 1034 |
|  |  | 7078 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 10.3% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amazon.com \* | 15512 | 1303 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Booking Holdings \* | 479 | 966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nike, Cl B | 9454 | 1106 |
|  |  | 3375 |
| &nbsp;&nbsp;&nbsp;Financials – 10.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Blackstone, Cl A | 15208 | 1128 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Charles Schwab | 18681 | 1556 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KKR | 16437 | 763 |
|  |  | 3447 |
| &nbsp;&nbsp;&nbsp;Health Care – 5.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Illumina \* | 3181 | 643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuitive Surgical \* | 4594 | 1219 |
|  |  | 1862 |
| &nbsp;&nbsp;&nbsp;Industrials – 4.2% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Uber Technologies \* | 55939 | 1383 |
| &nbsp;&nbsp;&nbsp;Information Technology – 46.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adobe \* | 1996 | 672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adyen ADR \* | 66133 | 912 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apple | 11383 | 1479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Autodesk \* | 5323 | 995 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Datadog, Cl A \* | 9262 | 681 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Five9 \* | 11367 | 771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuit | 2173 | 846 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mastercard, Cl A | 3611 | 1256 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microsoft | 6854 | 1644 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;NVIDIA | 4867 | 711 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PayPal Holdings \* | 13835 | 985 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;RingCentral, Cl A \* | 20899 | 740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ServiceNow \* | 2213 | 859 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shopify, Cl A \* | 29551 | 1026 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Visa, Cl A | 3922 | 815 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Workday, Cl A \* | 4377 | $732 |
|  |  | 15124 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $26,281) (000) |  | 32269 |
| Total Investments — 98.2% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $26,281) (000) |  | $32269 |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $32,871 (000). |
| \* | Non-income producing security. |
| \*\* | More Narrow industries are utilized for compliance purposes,<br> whereas broad sectors are utilized for reporting purposes. |

---

ADR — American Depositary Receipt <br> Cl — Class

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

Wedgewood Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| Schedule of Investments |  |  |
| Common Stock — 98.9%\*\* | Common Stock — 98.9%\*\* | Common Stock — 98.9%\*\* |
| &nbsp;&nbsp;&nbsp;Communication Services – 10.8% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl A \* | 16735 | $1476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Meta Platforms, Cl A \* | 10584 | 1274 |
|  |  | 2750 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 12.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Booking Holdings \* | 441 | 889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pool | 1736 | 525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tractor Supply | 7944 | 1787 |
|  |  | 3201 |
| &nbsp;&nbsp;&nbsp;Energy – 3.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Texas Pacific Land | 388 | 910 |
| &nbsp;&nbsp;&nbsp;Financials – 10.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;First Republic Bank | 9318 | 1136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Progressive | 6328 | 821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;S&P Global | 1790 | 599 |
|  |  | 2556 |
| &nbsp;&nbsp;&nbsp;Health Care – 10.2% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Edwards Lifesciences \* | 13675 | 1020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;UnitedHealth Group | 3007 | 1594 |
|  |  | 2614 |
| &nbsp;&nbsp;&nbsp;Industrials – 8.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Copart \* | 20071 | 1222 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Old Dominion Freight Line | 3307 | 939 |
|  |  | 2161 |
| &nbsp;&nbsp;&nbsp;Information Technology – 43.2% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apple | 12905 | 1677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CDW | 9336 | 1667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microsoft | 5912 | 1418 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Motorola Solutions | 7599 | 1959 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PayPal Holdings \* | 16515 | 1176 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Taiwan Semiconductor Manufacturing ADR | 18569 | 1383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Visa, Cl A | 8251 | 1714 |
|  |  | 10994 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $20,048) (000) |  | 25186 |
| Total Investments — 98.9% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $20,048) (000) |  | $25186 |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $25,456 (000). |
| \* | Non-income producing security. |
| \*\* | More Narrow industries are utilized for compliance purposes,<br> whereas broad sectors are utilized for reporting purposes. |

---

ADR — American Depositary Receipt <br> Cl — Class

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face Amount<br> (000)‡ | Value (000) |
| Schedule of Investments |  |  |  |
| Corporate Obligations — 50.7% | Corporate Obligations — 50.7% | Corporate Obligations — 50.7% | Corporate Obligations — 50.7% |
| &nbsp;&nbsp;&nbsp;Communication Services – 9.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CCO Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.000%, 03/01/23 (a) |  | 32463 | $32342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Linkem |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.702%, Euribor 3 Month + 6.500%, 02/09/23 (a) (b) | EUR | 18796 | 20070 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Quebecor Media |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.750%, 01/15/23 |  | 21766 | 21747 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;TEGNA |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.750%, 03/15/26 (a) |  | 16239 | 15774 |
|  |  |  | 89933 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 6.8% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ford Motor Credit |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.841%, ICE LIBOR USD 3 Month +1.235%, 02/15/23 (b) |  | 2352 | 2350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.087%, 01/09/23 |  | 25729 | 25742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Marriott Ownership Resorts |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.125%, 09/15/25 (a) |  | 33050 | 34062 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Toll Brothers Finance |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.375%, 04/15/23 |  | 1090 | 1085 |
|  |  |  | 63239 |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 4.7% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Albertsons |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.500%, 02/15/23 (a) |  | 31112 | 30964 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chobani |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 04/15/25 (a) |  | 13656 | 13319 |
|  |  |  | 44283 |
| &nbsp;&nbsp;&nbsp;Energy – 12.4% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cheniere Corpus Christi Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.000%, 06/30/24 |  | 19894 | 20154 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;DCP Midstream Operating |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.875%, 03/15/23 |  | 23801 | 23705 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PBF Logistics |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.875%, 05/15/23 |  | 24947 | 24961 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Talen Energy Supply |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.625%, 06/01/28 (a) (c) |  | 13031 | 13609 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 05/15/27 (a) (c) |  | 14227 | 14791 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 01/15/28 (a) (c) |  | 3764 | 3854 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face Amount (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Transocean Sentry |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.375%, 05/15/23 (a) |  | 8092 | $8020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;W&T Offshore |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 11/01/23 (a) |  | 6812 | 6716 |
|  |  |  | 115810 |
| &nbsp;&nbsp;&nbsp;Financials – 0.5% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Stockwik Forvaltning |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.495%, STIBOR SEK 3-Month +7.000%, 09/03/23 (b) | SEK | 10000 | 924 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;StoneX Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.625%, 06/15/25 (a) |  | 3842 | 3887 |
|  |  |  | 4811 |
| &nbsp;&nbsp;&nbsp;Health Care – 4.4% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Columbia Care |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.000%, 05/14/23 |  | 9870 | 9771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.500%, 02/03/26 (a) |  | 8000 | 7855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Trulieve Cannabis |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 06/18/24 |  | 23842 | 22948 |
|  |  |  | 40574 |
| &nbsp;&nbsp;&nbsp;Industrials – 7.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ahern Rentals |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.375%, 05/15/23 (a) |  | 35795 | 35795 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cytec Industries |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.500%, 04/01/23 |  | 580 | 580 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;EnerSys |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.000%, 04/30/23 (a) |  | 10253 | 10247 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IEA Energy Services |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/15/29 (a) |  | 8025 | 7583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Seaspan |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.500%, 02/05/24 (a) |  | 12900 | 12900 |
|  |  |  | 67105 |
| &nbsp;&nbsp;&nbsp;Information Technology – 2.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Sprint |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.875%, 09/15/23 |  | 18782 | 19088 |
| &nbsp;&nbsp;&nbsp;Materials – 1.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Freeport-McMoRan |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.875%, 03/15/23 |  | 15352 | 15335 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Reliance Steel & Aluminum |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.500%, 04/15/23 |  | 2367 | 2367 |
|  |  |  | 17702 |

---

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description | Face Amount<br> (000)‡ | Value (000) | Value (000) |
| &nbsp;&nbsp;&nbsp;Utilities – 1.1% | &nbsp;&nbsp;&nbsp;Utilities – 1.1% |  |  |
| &nbsp;&nbsp;&nbsp;Southern |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.399%, ICE LIBOR USD 3 Month +3.630%, 03/15/57 (b) | 10117 | $| 10117 |
| Total Corporate Obligations |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $477,587) (000) |  |  | 472662 |
| Commercial Paper — 22.5% | Commercial Paper — 22.5% | Commercial Paper — 22.5% | Commercial Paper — 22.5% |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 2.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;General Motors |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.989%, 01/26/23 (d) | 10000 |  | 9963 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.834%, 01/10/23 (d) |  |  | 9985 |
|  | 10000 |  | 19948 |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 4.7% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Constellation Brands |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.155%, 02/07/23 (d) |  |  | 17901 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walgreens | 18000 |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.065%, 02/13/23 (d) | 25609 |  | 25454 |
|  |  |  | 43355 |
| &nbsp;&nbsp;&nbsp;Energy – 1.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Targa Resources |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.052%, 01/03/23 (d) | 15000 |  | 14993 |
| &nbsp;&nbsp;&nbsp;Health Care – 2.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Humana |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.882%, 01/11/23 (d) |  |  | 18708 |
|  | 18737 |  |  |
| &nbsp;&nbsp;&nbsp;Industrials – 2.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Dover |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.558%, 01/10/23 (d) | 19817 |  | 19789 |
| &nbsp;&nbsp;&nbsp;Information Technology – 7.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;HP |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.800%, 01/23/23 (d) | 24449 |  | 24373 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jabil |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.321%, 01/13/23 (d) | 14071 |  | 14043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.263%, 01/17/23 (d) | 7000 |  | 6982 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Oracle |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.607%, 01/13/23 (d) | 19817 |  | 19785 |
|  |  |  | 65183 |
| &nbsp;&nbsp;&nbsp;Materials – 1.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shermin Williams |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.526%, 01/17/23 (d) | 18000 |  | 17960 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face Amount (000)‡/ Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;Real Estate – 1.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crown Castle |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.084%, 01/17/23 (d) |  | 9800 | 9776 |
| Total Commercial Paper |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $209,752) (000) |  |  | 209712 |
| Special Purpose Acquisition Companies — 11.9% | Special Purpose Acquisition Companies — 11.9% | Special Purpose Acquisition Companies — 11.9% | Special Purpose Acquisition Companies — 11.9% |
| &nbsp;&nbsp;&nbsp;Common Stock– 11.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 11.9% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpha Partners Technology Merger, Cl A \* |  | 211450 | 2125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpha Partners Technology Merger Founder Shares \*(e) |  | 45106 | 4 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Anzu Special Acquisition I, Cl A \* |  | 98738 | 997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apollo Strategic Growth Capital II, Cl A \* |  | 200000 | 2004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ARYA Sciences Acquisition V, Cl A \* |  | 381152 | 3808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Atlantic Coastal Acquisition, Cl A \* |  | 179019 | 1794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ault Disruptive Technologies \* |  | 255000 | 2614 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AxonPrime Infrastructure Acquisition Founder Shares \*(e) |  | 22000 | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Biotech Acquisition, Cl A \* |  | 799001 | 8070 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Catalyst Partners Acquisition, Cl A \* |  | 150000 | 1512 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crescera Capital Acquisition, Cl A \* |  | 200000 | 2044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crown PropTech Acquisitions, Cl A \* |  | 822131 | 8312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Direct Selling Acquisition, Cl A \* |  | 300443 | 3092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Elliott Opportunity II, Cl A \* |  | 195208 | 1968 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G Squared Ascend I, Cl A \* |  | 110000 | 1112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G Squared Ascend II, Cl A \* |  | 50000 | 507 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Global Partner Acquisition II, Cl A \* |  | 504706 | 5103 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GP Bullhound Acquisition I, Cl A \* | EUR | 274873 | 2928 |

---

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Shares/ Number of Rights | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hambro Perks Acquisition, Cl A \* | GBP | 494686 | $6040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;HCM ACQUISITION CORP, Cl A \* |  | 255000 | 2616 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Iconic Sports Acquisition, Cl A \* |  | 404195 | 4179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;InFinT Acquisition, Cl A \* |  | 200000 | 2072 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Innovative International Acquisition, Cl A \* |  | 142500 | 1468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Investcorp Europe Acquisition I, Cl A \* |  | 340000 | 3502 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kairos Acquisition, Cl A |  | 350000 | 3528 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kismet Acquisition Two, Cl A \* |  | 50000 | 505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Learn CW Investment, Cl A \* |  | 209050 | 2111 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Liberty Resources Acquisition, Cl A \* |  | 50000 | 510 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;M3-Brigade Acquisition II, Cl A \* |  | 143007 | 1433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;M3-Brigade Acquisition III, Cl A \* |  | 358543 | 3636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mercato Partners Acquisition, Cl A \* |  | 400000 | 4108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;North Atlantic Acquisition, Cl A \* |  | 300000 | 3033 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Onyx Acquisition I, Cl A \* |  | 70000 | 721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pontem, Cl A \* |  | 369859 | 3739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Semper Paratus Acquisition, Cl A \* |  | 175000 | 1808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Silver Spike Acquisition II, Cl A \* |  | 80000 | 807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Sizzle Acquisition \* |  | 75000 | 766 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Spree Acquisition 1 \* |  | 702000 | 7231 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tristar Acquisition I, Cl A \* |  | 40000 | 404 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;TZP Strategies Acquisition, Cl A \* |  | 200000 | 2020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Vision Sensing Acquisition, Cl A \* |  | 487960 | 5050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Western Acquisition Ventures \* |  | 157143 | 1600 |
|  |  |  | 110882 |
| &nbsp;&nbsp;&nbsp;Rights– 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AIB Acquisition |  | 350000 | 39 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Number of Rights/Warrants/ Face Amount (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Broad Capital Acquisition |  | 350000 | 35 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kairous Acquisition ltd \* |  | 89501 | 13 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mountain Crest Acquisition V \* |  | 47909 | 10 |
|  |  |  | 97 |
| &nbsp;&nbsp;&nbsp;Warrants– 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GP Bullhound Acquisition I |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 03/11/2027, Strike Price 11.50 \* | EUR | 137504 | 48 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hambro Perks Acquisition |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 06/30/2024, Strike Price 11.50 \* | GBP | 309843 | 30 |
|  |  |  | 78 |
| Total Special Purpose Acquisition Companies |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $109,140) (000) |  |  | 111057 |
| Convertible Bond — 6.8% | Convertible Bond — 6.8% | Convertible Bond — 6.8% | Convertible Bond — 6.8% |
| &nbsp;&nbsp;&nbsp;Information Technology – 6.8% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Zendesk |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;0.625%, 06/15/25 |  | 63509 | 63395 |
| Total Convertible Bond |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $63,159) (000) |  |  | 63395 |
| Bank Loan Obligations — 4.5% | Bank Loan Obligations — 4.5% | Bank Loan Obligations — 4.5% | Bank Loan Obligations — 4.5% |
| &nbsp;&nbsp;&nbsp;Communication Services – 2.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Gray Television |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.869%, 02/07/24 (f) |  | 6211 | 6197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Univision Communications, 1st Lien |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.134%, 03/15/24 (f) |  | 15328 | 15293 |
|  |  |  | 21490 |
| &nbsp;&nbsp;&nbsp;Helath Care – 1.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;WP City Bidco |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.634%, 12/22/28 |  | 14846 | 14810 |

---

![](image_001.jpg)

RiverPark Short Term High Yield Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Face Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;Information Technology – 0.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MoneyGram Payment, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.884%, 07/14/26 | 5238 | $5213 |
| Total Bank Loan Obligations |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $41,501) (000) |  | 41513 |
| Total Investments — 96.4% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $901,139) (000) |  | $898339 |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): |
| **Counterparty** | **Maturity<br> Date**  | **Currency<br> to Deliver** | **Currency<br> to Deliver** | **Currency<br> to Receive** | **Currency<br> to Receive** | **Unrealized<br> Appreciation<br> (Depreciation)** |
| Brown Brothers Harriman | 01/05/23 | SEK | 9752 | USD | 945 | $10 |
| Brown Brothers Harriman | 01/05/23 | GBP | 4996 | USD | 6090 | 50 |
| Brown Brothers Harriman | 01/05/23 | EUR | 21756 | USD | 22896 | (394) |
|  |  |  |  |  |  | $(334) |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $931,605 (000). |
| ‡ | In U.S. Dollar unless otherwise indicated. |
| \* | Non-income producing security. |
| (a) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2022, these securities amounted to $271,788 (000) or 29.2% of Net Assets. |
| (b) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |
| (c) | Security in default on interest payments. |
| (d) | Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at the time of purchase. |
| (e) | Level 3 security in accordance with fair value hierarchy. As of December 31, 2022, the total amount of Level 3 securities held by the Fund was $5 (000). |
| (f) | Unsettled bank loan. Interest rate may not be available. |

---

---

| |
|:---|
| Cl — Class |
| EUR — Euro |
| EURIBOR— Euro London Interbank Offered Rate |
| GBP— Great British Pound Sterling |
| ICE— Intercontinental Exchange |
| LIBOR— London Interbank Offered Rate |
| SEK — Swedish Krona |
| STIBOR — Stockholm Interbank Offered Rate |
| USD — U.S. Dollar |

---

Amounts designated as "—" are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Long/Short Opportunity Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| Schedule of Investments |  |  |
| Common Stock — 93.3%\*\* | Common Stock — 93.3%\*\* | Common Stock — 93.3%\*\* |
| &nbsp;&nbsp;&nbsp;Communication Services – 23.4% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl A \* | 15027 | $1326 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alphabet, Cl C \* | 14994 | 1330 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Meta Platforms, Cl A \*(a) | 10029 | 1207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Netflix \* | 6808 | 2008 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pinterest, Cl A \* | 69337 | 1684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Snap, Cl A \* | 196704 | 1760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walt Disney \* | 22392 | 1945 |
|  |  | 11260 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 11.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amazon.com \* | 24724 | 2077 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Booking Holdings \* | 718 | 1447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nike, Cl B | 14909 | 1745 |
|  |  | 5269 |
| &nbsp;&nbsp;&nbsp;Financials – 6.3% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Blackstone, Cl A (b) | 23514 | 1745 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KKR | 27455 | 1274 |
|  |  | 3019 |
| &nbsp;&nbsp;&nbsp;Health Care – 6.1% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Illumina \* | 5853 | 1183 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuitive Surgical \* | 6530 | 1733 |
|  |  | 2916 |
| &nbsp;&nbsp;&nbsp;Industrials – 4.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Uber Technologies \* | 87064 | 2153 |
| &nbsp;&nbsp;&nbsp;Information Technology – 42.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adobe \* | 3202 | 1078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Adyen ADR | 101752 | 1404 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Apple | 17599 | 2287 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Autodesk \*(a) | 7438 | 1390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Datadog, Cl A \* | 16614 | 1221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Five9 \* | 19378 | 1315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuit | 3957 | 1540 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mastercard, Cl A (a) | 3107 | 1080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microsoft | 10646 | 2553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;NVIDIA (a) | 268 | 39 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PayPal Holdings \* | 24009 | 1710 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ServiceNow \* | 3670 | 1425 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shopify, Cl A \* | 50353 | 1748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Visa, Cl A | 5834 | 1212 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Workday, Cl A \*(a) | 980 | $164 |
|  |  | 20166 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $40,157) (000) |  | 44783 |
| Total Investments — 93.3% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $40,157) (000) |  | $44783 |

---

![](image_001.jpg)

RiverPark Long/Short Opportunity Fund

December 31, 2022 *(Unaudited)*

A list of open swap agreements held by the Fund at December 31, 2022 was as follows:

**Long Exposure**

---

| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Company Reference** | **Counterparty** | **Fund Pays** | **Payment**<br> **Frequency<sup>1</sup>**  | **Maturity <br>Date** | **Notional** <br> **Amount**<br> **(000)** | **Value**<br> **(000) <sup>†</sup>** | **Net**<br> Unrealized <br> **Appreciation/**<br> **(Depreciation)**<br> **(000)<sup>†</sup>**  |
| Autodesk | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 01/31/2024 | $61 | $61 | $— |
| Charles Schwab | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 03/30/2023 | 2124 | 2163 | 39 |
| MasterCard, Inc., Class A | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 06/07/2023 | 862 | 837 | (25) |
| Meta Platforms, Class A | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 10/30/2023 | 930 | 812 | (118) |
| Nvidia | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 03/28/2023 | 1516 | 986 | (530) |
| RingCentral | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 01/19/2023 | 6451 | 1132 | (5319) |
| Workday Class A | Goldman Sachs International | USD-SOFR + 0.61% | Maturity | 09/28/2023 | 959 | 950 | (9) |
|  |  |  |  |  | $**12903** | $**6941** | $**(5962)** |

---

**Short Exposure**

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Company Reference** | **Counterparty** | **Fund Receives** | **Fund Pays** | **Payment Frequency<sup>1</sup>** | **Maturity Date** | **Notional Amount (000)** | **Value (000) <sup>†</sup>** | **Net Unrealized Appreciation/ (Depreciation) (000)<sup>†</sup>** |
| Airbnb, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | $(335) | $(311) | $24 |
| Amcor PLC | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (306) | (298) | 8 |
| Capital One Financial Corp | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (323) | (316) | 7 |
| Carmax | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (415) | (429) | (14) |
| Clorox Co. | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 03/27/2023 | (265) | (255) | 10 |
| Cogent Communications | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/15/2023 | (416) | (494) | (78) |
| Conagra Brands | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 02/07/2023 | (236) | (280) | (44) |
| Delta Air Lines | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (333) | (314) | 19 |
| Discover Financial Services | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (370) | (382) | (12) |
| Flex Ltd. | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 04/12/2023 | (369) | (513) | (144) |
| Harley-Davidson | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 09/07/2023 | (418) | (434) | (16) |
| Hilton Worldwide Holdings | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (312) | (302) | 10 |
| Huntsman | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (303) | (309) | (6) |
| Industrial Select Sector SPDR | Goldman Sachs International | USD-SOFR | -0.65% | Maturity | 06/22/2023 | (1833) | (1870) | (37) |
| IShares MSCI Eurozone ETF | Goldman Sachs International | USD-SOFR | -0.76% | Maturity | 09/12/2023 | (2161) | (2222) | (61) |

---

![](image_001.jpg)

RiverPark Long/Short Opportunity Fund

December 31, 2022 *(Unaudited)*

**Short Exposure (continued)**

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Company Reference** | **Counterparty** | **Fund Receives** | **Fund Pays** | **Payment Frequency<sup>1</sup>** | **Maturity Date** | **Notional Amount (000)** | **Value (000) <sup>†</sup>** | **Net Unrealized Appreciation/ (Depreciation) (000)<sup>†</sup>** |
| Kimberly-Clark | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 06/22/2023 | $(251) | $(274) | $(23) |
| Las Vegas Sands Corp. | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (318) | (323) | (5) |
| Lyondellbasell Industries N.V., Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (217) | (221) | (4) |
| Marriott International, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (311) | (304) | 7 |
| Mondelez International | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/12/2023 | (247) | (271) | (24) |
| Ralph Lauren Corp, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (326) | (316) | 10 |
| RH | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 10/17/2023 | (454) | (455) | (1) |
| SPDR S&P Homebuilders ETF | Goldman Sachs International | USD-SOFR | -1.20% | Maturity | 07/17/2023 | (1562) | (1496) | 66 |
| Squarespace | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 08/16/2023 | (334) | (353) | (19) |
| Synchrony Financial | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 11/24/2023 | (374) | (385) | (11) |
| United Airlines Holdings | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/18/2024 | (275) | (261) | 14 |
| Wynn Resorts, Limited | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 01/10/2024 | (324) | (313) | 11 |
| Zoom Video Communications, Class A | Goldman Sachs International | USD-SOFR | -0.50% | Maturity | 09/28/2023 | (265) | (218) | 47 |
|  |  |  |  |  |  | $**(13653)** | $**(13919)** | **$(266)** |

---

---

| | |
|:---|:---|
| 1 | The payment frequency is the maturity date of each swap contract or the settlement date of a closing transaction, whichever comes first. |
| † | Inclusive of accrued dividends and interest related to Total Return Swaps. |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $47,985 (000). |
| \* | Non-income producing security. |
| \*\* | More narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting purposes. |
| (a) | Underlying security for a Total Return Swap. |
| (b) | This security or a partial position of this security has been committed as collateral for Total Return Swaps. The aggregate market value of the cash collateral as of December 31, 2022 was $6,410 (000). |

---

---

| |
|:---|
| Cl — Class |
| ETF — Exchange Traded Fund |
| Ltd. — Limited |
| MSCI — Morgan Stanley Capital International |
| PLC — Public Limited Company |
| SOFR — Secured Overnight Financing Rate |
| S&P — Standard & Poor's |
| SPDR — Standard & Poor's Depository Receipt |
| USD — United States Dollar |

---

Amounts designated as "—" are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face<br> Amount<br> (000)‡ | Value (000) |
| Schedule of Investments |  |  |  |
| Corporate Obligations — 44.1% | Corporate Obligations — 44.1% | Corporate Obligations — 44.1% | Corporate Obligations — 44.1% |
| &nbsp;&nbsp;&nbsp;Communication Services – 6.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CCO Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.000%, 03/01/23 (a) |  | 1674 | $1667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Clear Channel International BV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/01/25 (a) |  | 2090 | 1997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/01/25 (a) |  | 2489 | 2379 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Connect Finco SARL |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.750%, 10/01/26 (a) |  | 2422 | 2250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Getty Images |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 03/01/27 (a) |  | 2568 | 2539 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Go North Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13.763%, STIBOR SEK 3-Month + 12.000%, 07/15/25 (b) | SEK | 5000 | 479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Linkem |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.702%, Euribor 3 Month + 6.500%, 02/09/23 (a) (b) | EUR | 3400 | 3630 |
|  |  |  | 14941 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 4.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;99 Escrow Issuer |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 01/15/26 (a) |  | 4193 | 2144 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Anagram International |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;15.000%cash/0% PIK, 08/15/25 (a) |  | 1592 | 1523 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Georg Jensen |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.762%, Euribor 3 Month + 6.000%, 05/15/23 (b) | EUR | 1100 | 1169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G-III Apparel Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.875%, 08/15/25 (a) |  | 1376 | 1286 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hercules Achievement |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.754%, ICE LIBOR USD 3 Month + 8.000%, 12/22/24 (a) (b) |  | 554 | 531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jacktel |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.000%, 12/04/23 (a) |  | 820 | 759 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.000%, 12/04/23 |  | 200 | 200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Lifefit Group Midco GmbH |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.678%, Euribor 3 Month + 7.500%, 01/26/25 (b) | EUR | 1160 | 1239 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MHH Holding BV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.592%, ICE LIBOR USD 3 Month + 7.000%, 02/10/25 (b) |  | 1292 | 1311 |
|  |  |  | 10162 |

---

---

| | | | |
|:---|:---|:---|:---|
| Description |  | <br> Face<br> Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 1.2% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chobani |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 04/15/25 (a) (c) |  | 2591 | $2527 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United Natural Foods |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.750%, 10/15/28 (a) |  | 250 | 241 |
|  |  |  | 2768 |
| &nbsp;&nbsp;&nbsp;Energy – 9.7% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Golar LNG |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.000%, 10/20/25 (a) |  | 1962 | 1947 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Greenfire Resources |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.000%, 08/15/25 (a) |  | 1330 | 1424 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;International Petroleum |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 02/01/27 (a) |  | 3132 | 2913 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Martin Midstream Partners |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.500%, 02/28/25 (a) |  | 1838 | 1841 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.000%, 02/29/24 (a) |  | 3457 | 3473 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mime Petroleum |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.250%, 11/10/26 |  | 550 | 499 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Talen Energy Supply |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.625%, 06/01/28 (a) (d) |  | 3376 | 3526 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 05/15/27 (a) (d) |  | 1358 | 1412 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 01/15/28 (a) (d) |  | 3863 | 3956 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Transocean |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 04/15/31 |  | 1008 | 677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;W&T Offshore |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.750%, 11/01/23 (a) |  | 1566 | 1544 |
|  |  |  | 23212 |
| &nbsp;&nbsp;&nbsp;Financials – 3.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Aker Horizons |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.610%, NIBOR 3 Month + 3.250%, 08/15/25 (b) | NOK | 8500 | 819 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;LR Global Holding GmbH |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.204%, Euribor 3 Month + 7.250%, 02/03/25 (b) | EUR | 2129 | 1914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;StoneX Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.625%, 06/15/25 (a) (c) |  | 5685 | 5752 |
|  |  |  | 8485 |
| &nbsp;&nbsp;&nbsp;Health Care – 2.6% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Columbia Care |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.500%, 02/03/26 (a) |  | 5068 | 4976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prosomnus Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prime Rate + 6.500%, 04/06/26 (f) |  | 1513 | 1300 |
|  |  |  | 6276 |
| &nbsp;&nbsp;&nbsp;Industrials – 10.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Altera Shuttle Tankers |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.500%, 12/15/25 |  | 1200 | 1025 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

 

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Face<br> Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;FXI Holdings |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.250%, 11/15/26 (a) |  | 2331 | $1940 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hawaiian Airlines Pass-Through Certificates, Ser 2013-1, Cl A |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.900%, 01/15/26 |  | 5240 | 4496 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Icahn Enterprises |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.750%, 09/15/24 |  | 3870 | 3719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IEA Energy Services |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.625%, 08/15/29 (a) |  | 6723 | 6353 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Innovate |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.500%, 02/01/26 (a) (c) |  | 7002 | 5037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;XPO CNW |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.700%, 05/01/34 |  | 1835 | 1633 |
|  |  |  | 24203 |
| &nbsp;&nbsp;&nbsp;Information Technology – 1.2% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Azerion Holding BV |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.250%, 04/28/24 | EUR | 500 | 522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.500%, 10/15/26 (a) |  | 869 | 522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Duett Software Group |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.080%, NIBOR 3 Month + 5.000%, 04/12/26 (b) | NOK | 4589 | 445 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;DXC Technology |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.375%, 09/15/28 |  | 672 | 568 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;LINK Mobility Group Holding |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.375%, 12/15/25 | EUR | 800 | 729 |
|  |  |  | 2786 |
| &nbsp;&nbsp;&nbsp;Materials – 5.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Copper Mountain Mining |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.000%, 04/09/26 (a) |  | 4021 | 3845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Impala BondCo |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10.757%, STIBOR SEK 3-Month + 9.000%, 10/20/24 (b) | SEK | 7500 | 676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Infrabuild Australia Pty |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.000%, 10/01/24 (a) |  | 4766 | 4630 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tacora Resources |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.250%, 05/15/26 (a) |  | 4367 | 3169 |
|  |  |  | 12320 |
| Total Corporate Obligations |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $112,780) (000) |  |  | 105153 |

---

---

| | | |
|:---|:---|:---|
| Description | <br> Face<br> Amount<br> (000)‡ | Value (000) |
| Commercial Paper — 21.2% | Commercial Paper — 21.2% | Commercial Paper — 21.2% |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 1.3% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;General Motors |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.834%, 01/10/23 (e) |  | $3061 |
|  | 3065 |  |
| &nbsp;&nbsp;&nbsp;Consumer Staples – 6.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Conagara Brands |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.017%, 01/09/23 (e) | 4000 | 3995 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Constellation Brands |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.022%, 01/12/23 (e) | 5400 | 5390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.020%, 01/10/23 (e) | 250 | 250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Walgreens |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.067%, 02/13/23 (e) | 6364 | 6325 |
|  |  | 15960 |
| &nbsp;&nbsp;&nbsp;Health Care – 1.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Humana |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.986%, 02/06/23 (e) | 4000 | 3980 |
| &nbsp;&nbsp;&nbsp;Industrials – 3.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Dover |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.684%, 01/05/23 (e) | 3953 | 3950 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ITT |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.730%, 01/11/23 (e) | 3275 | 3270 |
|  |  | 7220 |
| &nbsp;&nbsp;&nbsp;Information Technology – 3.1% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jabil |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.323%, 01/13/23 (e) | 4000 | 3992 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Oracle |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.562%, 01/13/23 (e) | 3371 | 3366 |
|  |  | 7358 |
| &nbsp;&nbsp;&nbsp;Materials – 1.9% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Eastman Chemical |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.832%, 01/10/23 (e) | 4675 | 4668 |
| &nbsp;&nbsp;&nbsp;Real Estate – 1.7% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crown Castle |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.085%, 01/17/23 (e) | 4040 | 4030 |
| &nbsp;&nbsp;&nbsp;Utilities – 1.8% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Brookfield Infrastructure |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.988%, 01/24/23 (e) | 4325 | 4311 |
| Total Commercial Paper |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $50,596) (000) |  | 50588 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000)‡ | Value (000) |
| Bank Loan Obligations — 11.2% | Bank Loan Obligations — 11.2% | Bank Loan Obligations — 11.2% |
| &nbsp;&nbsp;&nbsp;Communication Services – 1.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Getty Images, Inc., Initial Dollar Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.938%, LIBOR + 4.500%, 02/19/26 (b) | 2382 | $2376 |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 6.9% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cengage Learning, Inc., Term B Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.814%, LIBOR + 4.750%, 07/14/26 (b) | 2000 | 1794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chefs' Warehouse, Inc., The, 2022 Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.173%, CME Term SOFR + 4.750%, 08/17/29 | 542 | 536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Crocs, Inc., Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.481%, CME Term SOFR + 3.500%, 02/20/29 (b) | 3061 | 2996 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;First Brands Group, LLC, 2021 Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.369%, CME Term SOFR + 5.000%, 03/30/27 | 182 | 172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;First Brands Group, LLC, Initial Term Loan, 2nd Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.871%, LIBOR + 8.500%, 03/30/28 | 3393 | 3043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Fogo de Chao Inc., 2018 Refinancing Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.634%, LIBOR + 4.250%, 07/04/25 | 876 | 823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Monitronics International, Inc., Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.915%, LIBOR + 0.065%, 03/29/24 | 3301 | 2175 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mountaineer Merger Corporation, Initial Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.440%, 10/26/28 (b) | 6071 | 3896 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Rising Tide Holdings, Inc., Initial Term Loan, 2nd Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.985%, LIBOR + 8.250%, 06/01/29 (b) | 2786 | 975 |
|  |  | 16410 |

---

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000)‡ | Value (000) |
| &nbsp;&nbsp;&nbsp;Energy – 0.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;QuarterNorth Energy Holding Inc., Initial New Loan, 2nd Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12.384%, LIBOR + 8.000%, 08/27/26 | 1284 | $1276 |
| &nbsp;&nbsp;&nbsp;Health Care – 2.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GemmaCert, Term Loan |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9.000%, 05/19/24 (f) | 459 | 322 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Inotiv Inc., Delayed Draw, Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.460%, 11/05/26 (g) | 1258 | 1201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Inotiv Inc., Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.460%, 11/05/26 (b) | 3010 | 2875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Inotiv Inc., Tranche 1, Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11.178%, 11/05/26 (b) | 486 | 464 |
|  |  | 4862 |
| &nbsp;&nbsp;&nbsp;Materials – 0.8% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Elevate Textiles, Inc., Initial Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.743%, 05/01/24 (b) | 1110 | 768 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Real Alloy Holding, Term Loan, 1st Lien |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;14.730%, LIBOR + 0.000%, 12/31/49 (f) | 1098 | 1098 |
|  |  | 1866 |
| Total Bank Loan Obligations |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $31,109) (000) |  | 26790 |
| Convertible Bonds — 3.7% |  |  |
| &nbsp;&nbsp;&nbsp;Communication Services – 3.1% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BuzzFeed |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.500%, 12/03/26 (a) (f) | 5400 | 3591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Leafly Holdings |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.000%, 01/31/25 (f) | 4163 | 3871 |
|  |  | 7462 |
| &nbsp;&nbsp;&nbsp;Health Care – 0.6% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;UpHealth |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.250%, 06/15/26 (a) | 4592 | 1352 |
| Total Convertible Bonds |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $14,124) (000) |  | 8814 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | | | |
|:---|:---|:---|:---|
| Description |  | Shares/<br> Number of<br> Warrants | Value (000) |
| Special Purpose Acquisition Companies — 3.3% | Special Purpose Acquisition Companies — 3.3% | Special Purpose Acquisition Companies — 3.3% | Special Purpose Acquisition Companies — 3.3% |
| &nbsp;&nbsp;&nbsp;Common Stock– 3.3% | &nbsp;&nbsp;&nbsp;Common Stock– 3.3% | &nbsp;&nbsp;&nbsp;Common Stock– 3.3% |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 3.3% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpha Partners Technology Merger Founder Shares \* (f) |  | 8594 | $1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AxonPrime Infrastructure Acquisition Founder Shares \* (f) |  | 4000 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Berenson Acquisition Founder Shares \* (f) |  | 12570 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Biote Founder Shares, Cl A \* |  | 187945 | 701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ESM Acquisition, Cl A \* |  | 53973 | 545 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Financials Acquisition, Cl A \* | GBP | 64486 | 781 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Frontier Acquisition, Cl A \* |  | 175000 | 1764 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Iconic Sports Acquisition, Cl A \* |  | 91450 | 946 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mason Industrial Technology, Cl A \* |  | 277191 | 2770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Parabellum Acquisition Founder Shares \* (f) |  | 19671 | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Revelstone Capital Acquisition Founder Shares \* (f) |  | 5925 | 1 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Trine II Acquisition, Cl A \* |  | 15733 | 162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Vector Acquisition II, Cl A \* |  | 35637 | 360 |
|  |  |  | 8032 |
| &nbsp;&nbsp;&nbsp;Warrant– 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;Diversified Financials – 0.0% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Financials Acquisition Corp (DI) |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 04/04/2027, Strike Price 11.50 | GBP | 33086 | 2 |
| Total Special Purpose Acquisition Companies |  |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $7,205) (000) |  |  | 8034 |
| Common Stock — 1.7% | Common Stock — 1.7% | Common Stock — 1.7% | Common Stock — 1.7% |
| &nbsp;&nbsp;&nbsp;Communication Services – 0.2% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KORE Group Holdings \* |  | 32156 | 40 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Verizon Communications |  | 8423 | 332 |
|  |  |  | 372 |
| &nbsp;&nbsp;&nbsp;Energy – 0.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;QuarterNorth Energy \* |  | 1821 | 246 |
| &nbsp;&nbsp;&nbsp;Health Care – 0.1% |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Biote, Cl A \* |  | 41085 | 153 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prosomnus Holdings (f) |  | 33418 | 140 |
|  |  |  | 293 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares/<br> Number of<br> Warrants | Value (000) |
| Industrials – 0.0% | Industrials – 0.0% |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Monitronics International \* | 208000 | $31 |
| &nbsp;&nbsp;&nbsp;Information Technology – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf \* | 35400 | 50 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MarketWise \* | 1779 | 3 |
|  |  | 53 |
| &nbsp;&nbsp;&nbsp;Materials – 0.9% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;RA Parent \* (f) | 33 | 2131 |
| &nbsp;&nbsp;&nbsp;Real Estate – 0.4% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Alpine Income Property Trust | 15492 | 295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CTO Realty Growth | 31324 | 573 |
|  |  | 868 |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $4,219) (000) |  | 3994 |
| Preferred Stock — 1.4% |  |  |
| &nbsp;&nbsp;&nbsp;Consumer Discretionary – 0.9% |  |  |
| &nbsp;&nbsp;&nbsp; Fossil Group, 7.000% | 138797 | 2200 |
| &nbsp;&nbsp;&nbsp; Garrett Motion, 11.000%\* | 11292 | 98 |
|  |  | 2298 |
| &nbsp;&nbsp;&nbsp;Financials – 0.5% |  |  |
| &nbsp;&nbsp;&nbsp; Argo Blockchain, 8.750% | 39644 | 121 |
| &nbsp;&nbsp;&nbsp; Saratoga Investment. 6.000% | 40765 | 936 |
|  |  | 1057 |
| Total Preferred Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $5,515) (000) |  | 3355 |
| Warrants — 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;Communication Services – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Leafly Holdings \* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 11/07/2026, Strike Price $11.50 | 21228 | 1 |
| &nbsp;&nbsp;&nbsp;Energy – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mcdermott International \* (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 6/30/2027, Strike Price $12.33 | 258269 |  |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

 

---

| | | |
|:---|:---|:---|
| Description | Number of<br> Warrants/<br> Shares | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mcdermott International \* (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 6/30/2027, Strike Price $15.98 | 286965 | $— |
| &nbsp;&nbsp;&nbsp;Health Care – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GemmaCert Preferred A-2 (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 5/18/2026, Strike Price $7.608 | 21135 |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Prosomnus Holdings (f) |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Expires 04/20/2028, Strike Price $11.50 | 151260 | 12 |
|  |  | 12 |
| Total Warrants |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $153) (000) |  | 13 |
| Total Investments — 86.6% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $225,701) (000) |  | $206741 |

---

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000)‡/<br> Shares | Value (000) |
| Schedule of Securities Sold Short, Not Yet Purchased |  |  |
| Corporate Obligations — (0.9)% |  |  |
| &nbsp;&nbsp;&nbsp;Consumer Staples – (0.4)% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Conagra Brands |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.125%, 10/01/26 | (1000) | (1055) |
| &nbsp;&nbsp;&nbsp;Financials – (0.5)% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;FS Energy and Power Fund |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.500%, 08/15/23 (a) | (1060) | (1064) |
| Total Corporate Obligations |  |  |
| &nbsp;&nbsp;&nbsp;(Proceeds $2,346) (000) |  | (2119) |
| Common Stock — 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;Information Technology – 0.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Diebold Nixdorf\* | (35400) | (50) |
| Total Common Stock |  |  |
| &nbsp;&nbsp;&nbsp;(Proceeds $77) (000) |  | (50) |
| Total Securities Sold Short, Not Yet Purchased |  |  |
| &nbsp;&nbsp;&nbsp;(Proceeds $2,423) (000) |  | $(2169) |
| Written Options — 0.0% |  |  |
| Total Written Options |  |  |
| (Premiums Received $72) (000) |  | $(40) |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): | A list of the open forward foreign currency contracts held by the Fund at December 31, 2022, is as follows (000): |
| **Counterparty** | **Maturity<br> Date**  | **Currency to<br> Deliver** | **Currency to<br> Deliver** | **Currency to<br> Receive** | **Currency to<br> Receive** | **Unrealized<br> Appreciation<br> (Depreciation)** |
| Brown Brothers Harriman | 01/05/23 | EUR | 8667 | USD | 9122 | $(156) |
| Brown Brothers Harriman | 01/05/23 | SEK | 12394 | USD | 1198 | 10 |
| Brown Brothers Harriman | 01/05/23 | GBP | 645 | USD | 786 | 6 |
| Brown Brothers Harriman | 01/05/23 | NOK | 12471 | USD | 1249 | (24) |
|  |  |  |  |  |  | $(164) |

---

A list of the open option contracts held by the Fund at December 31, 2022 is as follows (000):

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Description** | **Number of<br> Contracts** | **Notional<br> Amount<br> (000)** | **Exercise<br> Price** | **Expiration<br> Date**  | **Value<br> (000)** |
| WRITTEN OPTIONS — 0.0% | WRITTEN OPTIONS — 0.0% |  |  |  |  |
| Put Options |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;iShares iBoxx $ High Yield Corporate Bond ETF\* | (196) | $(1443) | $72.00 | 03/18/23 | $(27) |
| Call Options |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;iShares iBoxx $ High Yield Corporate Bond ETF\* | (196) | $(1443) | $75.00 | 01/21/23 | $(6) |
| &nbsp;&nbsp;&nbsp;iShares iBoxx $ High Yield Corporate Bond ETF\* | (196) | (1443) | $77.00 | 03/18/23 | (7) |
|  |  | (2886) |  |  | (13) |
| Total Written Options |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;(Premiums Received $72) (000) |  | $(4329) |  |  | $(40) |

---

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $238,604 (000). |
| ‡ | In U.S. Dollar unless otherwise indicated. |
| \* | Non-income producing security. |
| (a) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2022, these securities amounted to $85,613 (000) or 35.9% of Net Assets. |
| (b) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

(c) This
 security or partial position of this security has been committed as collateral for open short positions and option contracts. The
 aggregate market value of the collateral as of December 31, 2022 was $9,723 (000).

(d) Security
 in default on interest payments.

(e) Zero
 coupon security. The rate reported on the Schedule of Investments is the effective yield at the time purchase.

(f) Level
 3 security in accordance with fair value hierarchy. As of December 31, 2022, the total amount of Level 3 securities held by the Fund
 was $12,468 (000).

(g) Unsettled
 bank loan. Interest rate may not be available.

---

| |
|:---|
| Cl — Class |
| CME — Chicago Mercantile Exchange |
| ETF — Exchange Traded Fund |
| EUR — Euro |
| EURIBOR— Euro London Interbank Offered Rate |
| GBP — British Pound Sterling |
| ICE— Intercontinental Exchange |
| LIBOR— London Interbank Offered Rate |
| LLC — Limited Liability Company |
| LP — Limited Partnership |
| NIBOR — Norwegian Interbank Offered Rate |
| NOK — Norway |
| PIK — Paid-in-Kind |
| SEK — Swedish Krona |
| Ser — Series |
| STIBOR — Stockholm Interbank Offered Rate |
| USD — United States Dollar |

---

Amounts designated as "—" are $0 or have been rounded to $0.

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

![](image_001.jpg)

RiverPark Floating Rate CMBS Fund

December 31, 2022 *(Unaudited)*

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000) | Value (000) |
| Schedule of Investments |  |  |
| Commercial Mortgage-Backed Securities — 93.5% | Commercial Mortgage-Backed Securities — 93.5% | Commercial Mortgage-Backed Securities — 93.5% |
| &nbsp;&nbsp;&nbsp;Non-Agency Mortgage-Backed Obligation – 93.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2022-IND, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.313%, TSFR1M + 3.987%, 04/15/37 (a) (b) | $1867 | $1754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8.218%, ICE LIBOR USD 1 Month + 3.900%, 01/15/34 (a) (b) | 250 | 228 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2020-VKNG, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.700%, TSFR1M + 3.364%, 10/15/37 (a) (b) | 1190 | 1094 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.318%, ICE LIBOR USD 1 Month + 3.000%, 01/15/34 (a) (b) | 1000 | 920 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2019-XL, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.750%, TSFR1M + 2.414%, 10/15/36 (a) (b) | 876 | 838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-VOLT, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.718%, ICE LIBOR USD 1 Month + 2.400%, 09/15/36 (a) (b) | 1500 | 1380 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-SOAR, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.668%, ICE LIBOR USD 1 Month + 2.350%, 06/15/38 (a) (b) | 1985 | 1843 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-MFM1, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.568%, ICE LIBOR USD 1 Month + 2.250%, 01/15/34 (a) (b) | 1000 | 930 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-XL2, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.562%, ICE LIBOR USD 1 Month + 2.244%, 10/15/38 (a) (b) | 1853 | 1730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-VINO, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.270%, ICE LIBOR USD 1 Month + 1.952%, 05/15/38 (a) (b) | 1500 | 1400 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Commercial Mortgage Trust, Ser 2021-ACNT, Cl D |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.168%, ICE LIBOR USD 1 Month + 1.850%, 11/15/38 (a) (b) | 2000 | 1890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;BX Trust, Ser 2019-MMP, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.110%, ICE LIBOR USD 1 Month + 2.792%, 08/15/36 (a) (b) | 2985 | 2813 |

---

---

| | | |
|:---|:---|:---|
| Description | Face<br> Amount<br> (000) | Value (000) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CAMB Commercial Mortgage Trust, Ser 2019-LIFE, Cl G |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.568%, ICE LIBOR USD 1 Month + 3.250%, 12/15/37 (a) (b) | $2660 | $2476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cold Storage Trust, Ser 2020-ICE5, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.810%, ICE LIBOR USD 1 Month + 3.492%, 11/15/37 (a) (b) | 2949 | 2810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Credit Suisse Mortgage Capital Certificates, Ser 2019-ICE4, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.968%, ICE LIBOR USD 1 Month + 2.650%, 05/15/36 (a) (b) | 3780 | 3612 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ILPT Commercial Mortgage Trust, Ser 2022-LPF2, Cl C |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7.829%, TSFR1M + 3.493%, 10/15/39 (a) (b) | 2000 | 1975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;JP Morgan Chase Commercial Mortgage Securities, Ser 2021-MHC, Cl E |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.768%, ICE LIBOR USD 1 Month + 2.450%, 04/15/38 (a) (b) | 1300 | 1231 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KKR Industrial Portfolio Trust, Ser 2021-KDIP, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.368%, ICE LIBOR USD 1 Month + 2.050%, 12/15/37 (a) (b) | 975 | 899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MHP, Ser 2021-STOR, Cl F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.518%, ICE LIBOR USD 1 Month + 2.200%, 07/15/38 (a) (b) | 1500 | 1396 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;MSCG Trust, Ser 2018-SELF, Cl D |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.968%, ICE LIBOR USD 1 Month + 1.650%, 10/15/37 (a) (b) | 1828 | 1750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;OPG, Ser 2021-PORT F |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6.266%, ICE LIBOR USD 1 Month + 1.948%, 10/15/36 (a) (b) | 685 | 634 |
| Total Commercial Mortgage-Backed Securities |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $35,374) (000) |  | 33603 |
| Total Investments — 93.5% |  |  |
| &nbsp;&nbsp;&nbsp;(Cost $35,374) (000) |  | $33603 |

---

![](image_001.jpg)

RiverPark Strategic Income Fund

December 31, 2022 *(Unaudited)*

---

| | |
|:---|:---|
|  | Percentages are based on Net Assets of $35,948 (000). |
| (a) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates for certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |
| (b) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." These securities have been determined to be liquid under guidelines established by the Board of Trustees. At December 31, 2022, these securities amounted to $33,603 (000) or 93.5% of Net Assets. |

---

---

| |
|:---|
| Cl — Class |
| ICE— Intercontinental Exchange |
| LIBOR— London Interbank Offered Rate |
| Ser — Series |
| USD — United States Dollar |

---

For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

RPF-QH-001-2400

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RiverPark Funds Trust

- **b. Investment Company Act file number:** 811-22431

- **c. CIK number of Registrant:** 0001494928

- **d. LEI of Registrant:** 549300MZL2U4WJYG1566

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 156 WEST 56TH STREET

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 2124842100

**Item A.2. Information about the Series.**

- **a. Name of Series:** RIVERPARK STRATEGIC INCOME FUND

- **b. EDGAR series identifier (if any):** S000041908

- **c. LEI of Series:** 5493006VQ17TUYGQ5V15

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $241318438.41

**Total Liabilities:** $2747740.53

**Net Assets:** $238570697.88

**Cash Not Reported:** $70771.89

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -234.33365381 | **1-Year:** -349.19886062 | **5-Year:** -1771.21266972 | **10-Year:** -453.63792189 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -519.42638278 | **1-Year:** -12065.22257291 | **5-Year:** -10243.29199072 | **10-Year:** -1213.16446531 | **30-Year:** -59.79372501

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000130189 | 0.04%                | 0.42%                | -0.16%               |
| Class ID C000130190 | -0.09%               | 0.52%                | -0.18%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-421590.16              | $-717742.56                                |
| Month 2  | $-409500.14              | $628121.37                                 |
| Month 3  | $11232.91                | $-1294300.18                               |

### Schedule of Portfolio Investments

| Name                                             | Title                                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-12521.71    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| TACORA RESOURCES INC.                            | TACORA RESOURCES INC 144A 8.250000% 05/15/2026                             | CUSIP: 87356LAA8<br>LEI: 549300L67A19OXSFBA84 | Long             | DBT              | NUSS              | CA        |   4367000 | PA      | $3169372.09   | 1.33%             | 2026-05-15      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| M.H.H. Holding B.V.                              | MHH HOLDING BV VARIABLE RATE 02/10/2025                                    | CUSIP: N/A<br>LEI: 724500VSBFNAQDF35P92       | Long             | DBT              | NUSS              | NL        |   1292000 | PA      | $1311380.00   | 0.55%             | 2025-02-10      | Floating      | 11.59%                | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-8843.12     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| FIRST BRANDS GROUP, LLC                          | FIRST BRANDS GROUP, LLC 3/30/2028                                          | CUSIP: 31935HAF4<br>LEI: N/A                  | Long             | LON              |  | US        |   3393361 | PA      | $3042725.01   | 1.28%             | 2028-03-30      | Floating      | 11.87%                | No            |                  2 | On Loan: No      |
| Mason Industrial Technology Inc                  | MASON INDUSTRIAL TECHN-CL A SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: 57520Y106<br>LEI: N/A                  | Long             | EC               |  | US        |    277191 | NS      | $2770524.05   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Fogo de Chao Inc.                                | Fogo de Chao Inc. 7/4/2025                                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    876000 | PA      | $822896.88    | 0.34%             | 2025-07-04      | Floating      | 8.32%                 | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/NOK SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-15663.10    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| IEA ENERGY SERVICES LLC                          | IEA ENERGY SERVICES LLC 144A 6.625000% 08/15/2029                          | CUSIP: 45174AAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   6723000 | PA      | $6352865.24   | 2.66%             | 2029-08-15      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| ESM Acquisition Corp                             | ESM ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES               | CUSIP: G3195H104<br>LEI: N/A                  | Long             | EC               |  | US        |     53973 | NS      | $544587.57    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CROWN CASTLE INC.                                | CROWN CASTLE INTL CORP 0% CP 01/17/2023 COMMERCIAL PAPER (ISITC)           | CUSIP: 22823QNH0<br>LEI: 54930012H97VSM0I2R19 | Long             | ABS-APCP         |  | US        |   4040000 | PA      | $4030065.64   | 1.69%             | 2023-01-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FINANCIALS ACQUISITION CORP WT                   | FINANCIALS ACQUISITION CORP WT EXPIRATION: 04/04/27                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | KY        |     33086 | NC      | $1599.98      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MCDERMOTT INTERNATIONAL WARRANTS                 | MCDERMOTT INTERNATIONAL WARRANTS 15.98 STRIKE                              | CUSIP: G5924V122<br>LEI: N/A                  | Long             | EC               |  | US        |    286965 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| XPO CNW, INC.                                    | XPO CNW INC 6.700000% 05/01/2034                                           | CUSIP: 12612WAB0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1835000 | PA      | $1633085.78   | 0.68%             | 2034-05-01      | Fixed         | 6.70%                 | No            |                  2 | On Loan: No      |
| VERIZON COMMUNICATIONS INC.                      | VERIZON COMMUNICATIONS INC COMMON STOCK                                    | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               |  | US        |      8423 | NS      | $331866.20    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hawaiian Airlines Pass Through Trust             | HAWAIIAN AIRLINES 2013-1 CLASS A PASS THROUGH CERT 3.900000% 01/15/2026    | CUSIP: 419838AA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5240384 | PA      | $4495827.09   | 1.88%             | 2026-01-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| Clear Channel International B.V.                 | CLEAR CHANNEL INTERNATIONAL BV 144A 6.625000% 08/01/2025                   | CUSIP: 18452MAB2<br>LEI: N/A                  | Long             | DBT              | NUSS              | GB        |   2090000 | PA      | $1997588.89   | 0.84%             | 2025-08-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| CONAGRA BRANDS, INC.                             | CONAGRA BRANDS INC 0% CP 01/09/2023 0% CP 01/09/2023                       | CUSIP: 20600HN91<br>LEI: 54930035UDEIH090K650 | Long             | ABS-APCP         |  | US        |   4000000 | PA      | $3994637.76   | 1.67%             | 2023-01-09      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERNATIONAL PETROLEUM CORPORATION              | INTERNATIONAL PETROLEUM CORP 144A 7.250000% 02/01/2027                     | CUSIP: N/A<br>LEI: 54930025D80LU0SMR645       | Long             | DBT              | CORP              | CA        |   3132000 | PA      | $2912760.00   | 1.22%             | 2027-02-01      | Fixed         | 7.25%                 | Yes           |                  2 | On Loan: No      |
| UPHEALTH, INC.                                   | UPHEALTH INC 144A 6.250000% 06/15/2026                                     | CUSIP: 91532BAA9<br>LEI: 549300OSKGXG2OH2XE50 | Long             | DBT              | CORP              | US        |   4592000 | PA      | $1351770.00   | 0.57%             | 2026-06-15      | Fixed         | 6.25%                 | Yes           |                  2 | On Loan: No      |
| iShares iBoxx $ High Yield Corporate Bond Fund   | HYG US 01/20/23 C75 SHORT                                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -196 | NC      | $-6468.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| LifeFit Group MidCo GmbH                         | LIFEFIT GROUP MIDCO GMBH MTN VARIABLE RATE 07/26/2023                      | CUSIP: AZ7303839<br>LEI: 254900T3Z0SCF415OF78 | Long             | DBT              | NUSS              | DE        |   1160000 | PA      | $1238613.13   | 0.52%             | 2023-07-26      | Floating      | 7.50%                 | No            |                  2 | On Loan: No      |
| MOUNTAINEER MERGER CORP                          | MOUNTAINEER MERGER CORP 26-Oct-2028                                        | CUSIP: 62450LAB4<br>LEI: N/A                  | Long             | LON              |  | US        |   6070900 | PA      | $3895514.40   | 1.63%             | 2028-10-26      | Floating      | 11.44%                | No            |                  2 | On Loan: No      |
| iShares iBoxx $ High Yield Corporate Bond Fund   | HYG US 03/17/23 C77 SHORT                                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -196 | NC      | $-7056.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Frontier Acquisition Corp                        | FRONTIER ACQUISITION CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES          | CUSIP: G36826108<br>LEI: N/A                  | Long             | EC               |  | US        |    175000 | NS      | $1764000.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| FOXTROT ESCROW ISSUER, LLC                       | FOXTROT ESCROW ISSUER LLC / FOXTROT ESCROW CORP 14 12.250000% 11/15/2026   | CUSIP: 35166FAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2331000 | PA      | $1940231.16   | 0.81%             | 2026-11-15      | Fixed         | 12.25%                | No            |                  2 | On Loan: No      |
| ALTERA SHUTTLE TANKERS L.L.C.                    | ALTERA SHUTTLE TANKERS LLC 9.500000% 12/15/2025                            | CUSIP: N/A<br>LEI: 549300HNHHJ4SLVPDR57       | Long             | DBT              | NUSS              | US        |   1200000 | PA      | $1024800.00   | 0.43%             | 2025-12-15      | Fixed         | 9.50%                 | No            |                  2 | On Loan: No      |
| N/A                                              | ALPHA PARTNERS TECH FOUNDER SHARES DUMMY SECURITY                          | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |      8594 | NS      | $824.59       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| VARSITY BRANDS HOLDING CO., INC.                 | HERCULES ACHIEVEMENT INC / VARSITY BRANDS HOLDING VARIABLE RATE 12/22/2024 | CUSIP: 42704WAA8<br>LEI: 549300YOKDS0ZSYJRX81 | Long             | DBT              | CORP              | US        |    554000 | PA      | $531087.11    | 0.22%             | 2024-12-22      | Floating      | 11.67%                | Yes           |                  2 | On Loan: No      |
| ICAHN ENTERPRISES L.P.                           | ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE C 4.750000% 09/15/2024    | CUSIP: 451102BW6<br>LEI: 549300T0G4GS0SINS786 | Long             | DBT              | CORP              | US        |   3870000 | PA      | $3718648.79   | 1.56%             | 2024-09-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| McDermott International Ltd                      | GEMMACERT LTD PRIVATE WARRANTS 05/19/24                                    | CUSIP: G5924V106<br>LEI: 54930004RAXI4B3L4752 | Long             | EC               |  | US        |     21135 | NS      | $2.11         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Go North Group AB                                | GO NORTH GROUP AB VARIABLE RATE 07/15/2025                                 | CUSIP: BX4528861<br>LEI: 636700UB68QRCB53V204 | Long             | DBT              | NUSS              | SE        |   5000000 | PA      | $479163.57    | 0.20%             | 2025-07-15      | Floating      | 13.76%                | No            |                  2 | On Loan: No      |
| QUARTERNORTH ENERGY HOLD.                        | QUARTERNORTH ENERGY HOLD. 8/27/2026                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   1284117 | PA      | $1276091.67   | 0.53%             | 2026-08-27      | Floating      | 12.07%                | No            |                  2 | On Loan: No      |
| W&T OFFSHORE, INC.                               | W&T OFFSHORE INC 144A 9.750000% 11/01/2023                                 | CUSIP: 92922PAL0<br>LEI: 549300Q7EOY2YIO3YK85 | Long             | DBT              | CORP              | US        |   1566000 | PA      | $1543825.44   | 0.65%             | 2023-11-01      | Fixed         | 9.75%                 | Yes           |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-32273.76    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/GBP SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $6491.57      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| G-III APPAREL GROUP, LTD.                        | G-III APPAREL GROUP LTD 144A 7.875000% 08/15/2025                          | CUSIP: 36237HAA9<br>LEI: 529900O5KABM3R3SFM87 | Long             | DBT              | CORP              | US        |   1376000 | PA      | $1285605.77   | 0.54%             | 2025-08-15      | Fixed         | 7.88%                 | Yes           |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/NOK SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-8620.16     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| FIRST BRANDS GROUP, LLC                          | FIRST BRANDS GROUP, LLC 3/30/2027                                          | CUSIP: 31935HAD9<br>LEI: N/A                  | Long             | LON              |  | US        |    182000 | PA      | $171808.00    | 0.07%             | 2027-03-30      | Floating      | 8.37%                 | No            |                  2 | On Loan: No      |
| Biote Corp                                       | BIOTE CORP -A COMMON STOCK                                                 | CUSIP: 090683103<br>LEI: N/A                  | Long             | EC               |  | US        |     41085 | NS      | $153247.05    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MONITRONICS INTERNATIONAL, INC.                  | MONITRONICS INTERNATIONAL IN COMMON STOCK                                  | CUSIP: 609453105<br>LEI: N/A                  | Long             | EC               |  | US        |    208000 | NS      | $31200.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| TALEN ENERGY SUPPLY, LLC                         | TALEN ENERGY SUPPLY LLC 144A 6.625000% 01/15/2028                          | CUSIP: 87422VAG3<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |   3863000 | PA      | $3955905.15   | 1.66%             | 2028-01-15      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| GENERAL MOTORS FINANCIAL COMPANY, INC.           | GENERAL MTRS FINL CO INC 0% CP 10/01/2023 COMMERCIAL PAPER (ISITC)         | CUSIP: 37046UNA5<br>LEI: 5493008B6JBRUJ90QL97 | Long             | ABS-APCP         |  | US        |   3065000 | PA      | $3060459.72   | 1.28%             | 2023-01-10      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Biote Corp                                       | BIOTE INC (HAYMAKER) FOUNDER SHARES DUMMY CUSIP                            | CUSIP: 090683103<br>LEI: N/A                  | Long             | EC               |  | US        |    187945 | NS      | $701034.85    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-980.21      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| CONSTELLATION BRANDS, INC.                       | CONSTELLATION BRANDS INC 4(2) DISC NT* COMMERCIAL PAPER                    | CUSIP: 21037DNA8<br>LEI: 5493005GKEG8QCVY7037 | Long             | ABS-APCP         |  | US        |    250000 | PA      | $249626.15    | 0.10%             | 2023-01-10      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-62336.73    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| Alpine Income Property Trust Inc                 | ALPINE INCOME PROPERTY TRUST REIT                                          | CUSIP: 02083X103<br>LEI: N/A                  | Long             | EC               |  | US        |     15492 | NS      | $295587.36    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Trine II Acquisition Corp                        | TRINE II ACQUISITION CORP -A SPECIAL PURPOSE ACQUISITION COMPANIES         | CUSIP: G9059F100<br>LEI: N/A                  | Long             | EC               |  | US        |     15733 | NS      | $162128.57    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Connect Finco SARL                               | CONNECT FINCO SARL / CONNECT US FINCO LLC 144A 6.750000% 10/01/2026        | CUSIP: 20752TAA2<br>LEI: 2594001KNYIQ456J2792 | Long             | DBT              | NUSS              | GB        |   2422000 | PA      | $2249600.88   | 0.94%             | 2026-10-01      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| ARGO BLOCKCHAIN PLC                              | ARGO BLOCKCHAIN PLC PREFERRED STOCK                                        | CUSIP: 040126203<br>LEI: 213800WPCCYSDYY26J54 | Long             | EP               |  | GB        |     39644 | NS      | $120914.20    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                              | REVELSTONE CAPITAL ACQ CORP FOUNDER SHAR DUMMY SECURITY                    | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |      5925 | NS      | $1197.44      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-18066.78    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| GETTY IMAGES, INC.                               | GETTY IMAGES INC 144A 9.750000% 03/01/2027                                 | CUSIP: 374276AJ2<br>LEI: 5493005NV20IG4VEKZ40 | Long             | DBT              | CORP              | US        |   2568000 | PA      | $2538837.74   | 1.06%             | 2027-03-01      | Fixed         | 9.75%                 | Yes           |                  2 | On Loan: No      |
| CONAGRA BRANDS, INC.                             | CONAGRA BRANDS INC 7.125000% 10/01/2026                                    | CUSIP: 205887AF9<br>LEI: 54930035UDEIH090K650 | Short            | DBT              | CORP              | US        |  -1000000 | PA      | $-1055118.26  | -0.44%            | 2026-10-01      | Fixed         | 7.12%                 | No            |                  2 | On Loan: No      |
| MARTIN MIDSTREAM PARTNERS L.P.                   | MARTIN MIDSTREAM PARTNERS LP / MARTIN MIDSTREAM FI 10.000000% 02/29/2024   | CUSIP: 573334AF6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3457356 | PA      | $3473173.40   | 1.46%             | 2024-02-29      | Fixed         | 10.00%                | Yes           |                  2 | On Loan: No      |
| EASTMAN CHEMICAL COMPANY                         | EASTMAN CHEM CO 0% CP 01/10/2023 COMMERCIAL PAPER                          | CUSIP: 27743KNA4<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | ABS-APCP         |  | US        |   4675000 | PA      | $4668436.16   | 1.96%             | 2023-01-10      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DOVER CORPORATION                                | DOVER CORP 0% CP 05/01/2023 COMMERCIAL PAPER (ISITC)                       | CUSIP: 26000MN51<br>LEI: 549300FMC2ALGA7N9E80 | Long             | ABS-APCP         |  | US        |   3953000 | PA      | $3949995.05   | 1.66%             | 2023-01-05      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                                              | PROSOMNUS HOLDINGS INC WARRANTS 04/06/2026                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | SN               |  | US        |    151260 | PA      | $11889.04     | 0.00%             | 2026-04-06      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| Brookfield Infrastructure Holdings (Canada) Inc. | BROOKFIELD INFRASTRUCTURE HLDG 0% CP 01/24/2023 COMMERCIAL PAPER (ISITC)   | CUSIP: 11275NNQ3<br>LEI: 549300GV8LYH0T7DZO77 | Long             | ABS-APCP         |  | US        |   4325000 | PA      | $4310838.61   | 1.81%             | 2023-01-24      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BUZZFEED, INC                                    | BUZZFEED INC 144A 8.500000% 12/03/2026                                     | CUSIP: 28250AAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5400000 | PA      | $3591000.00   | 1.51%             | 2026-12-03      | Fixed         | 8.50%                 | Yes           |                  3 | On Loan: No      |
| DIEBOLD NIXDORF, INCORPORATED                    | DIEBOLD NIXDORF INC COMMON STOCK                                           | CUSIP: 253651103<br>LEI: 549300XZK6EWDBAZSY16 | Long             | EC               |  | US        |     35400 | NS      | $50268.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| The Chefs' Warehouse 8/22 TL                     | The Chefs' Warehouse 8/22 TL 8/17/2029                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    542242 | PA      | $536141.49    | 0.22%             | 2029-08-17      | Floating      | 8.87%                 | No            |                  2 | On Loan: No      |
| MIME PETROLEUM AS                                | MIME PETROLEUM AS 10.250000% 11/10/2026                                    | CUSIP: N/A<br>LEI: 213800RJDWTCWEMG1513       | Long             | DBT              | NUSS              | NO        |    550000 | PA      | $499125.00    | 0.21%             | 2026-11-10      | Fixed         | 10.25%                | No            |                  2 | On Loan: No      |
| GETTY IMAGES                                     | GETTY IMAGES 2/19/2026                                                     | CUSIP: 37427UAJ9<br>LEI: N/A                  | Long             | LON              |  | US        |   2382000 | PA      | $2376045.00   | 1.00%             | 2026-02-19      | Floating      | 8.62%                 | No            |                  2 | On Loan: No      |
| JABIL INC.                                       | JABIL INC DISC COML PAPER 0% CP 01/13/2023 0% CP 01/13/2023                | CUSIP: 46652MND3<br>LEI: 5493000CGCQY2OQU7669 | Long             | ABS-APCP         |  | US        |   4000000 | PA      | $3992065.12   | 1.67%             | 2023-01-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                                              | LEAFLY HOLDINGS INC 8.000000% 01/31/2025                                   | CUSIP: 58953MAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   4163000 | PA      | $3871590.00   | 1.62%             | 2025-01-31      | Fixed         | 8.00%                 | No            |                  3 | On Loan: No      |
| STONEX GROUP INC.                                | STONEX GROUP INC 144A 8.625000% 06/15/2025                                 | CUSIP: 46116VAE5<br>LEI: 549300JUF07L8VF02M60 | Long             | DBT              | CORP              | US        |   5685000 | PA      | $5751798.75   | 2.41%             | 2025-06-15      | Fixed         | 8.62%                 | Yes           |                  2 | On Loan: No      |
| Clear Channel International B.V.                 | CLEAR CHANNEL INTERNATIONAL BV 144A 6.625000% 08/01/2025                   | CUSIP: 18452MAB2<br>LEI: N/A                  | Long             | DBT              | NUSS              | GB        |   2489000 | PA      | $2378946.77   | 1.00%             | 2025-08-01      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| N/A                                              | COLUMBIA CARE INC 9.500000% 02/03/2026                                     | CUSIP: 197309AP2<br>LEI: N/A                  | Long             | DBT              | NUSS              | CA        |   5068000 | PA      | $4976142.50   | 2.09%             | 2026-02-03      | Fixed         | 9.50%                 | No            |                  2 | On Loan: No      |
| LINK MOBILITY GROUP HOLDING ASA                  | LINK MOBILITY GROUP HOLDING ASA 3.375000% 12/15/2025                       | CUSIP: BQ1264507<br>LEI: 2549006RH08XJGKC2Y14 | Long             | DBT              | CORP              | NO        |    800000 | PA      | $728588.40    | 0.31%             | 2025-12-15      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| ELEVATE TEXTILES, INC.                           | ELEVATE TEXTILES, INC. 5/1/2024                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   1109743 | PA      | $767576.06    | 0.32%             | 2024-05-01      | Floating      | 8.74%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LIMITED                                | GOLAR LNG LTD 144A 7.000000% 10/20/2025                                    | CUSIP: N/A<br>LEI: 213800C2VSFZG3EZLO34       | Long             | DBT              | NUSS              | CM        |   1962000 | PA      | $1947285.00   | 0.82%             | 2025-10-20      | Fixed         | 7.00%                 | Yes           |                  2 | On Loan: No      |
| ITT INC.                                         | ITT INC 0% CP 01/11/2023 COMMERCIAL PAPER (ISITC)                          | CUSIP: 46575BNB5<br>LEI: 549300KDSERHTJOXUS80 | Long             | ABS-APCP         |  | US        |   3275000 | PA      | $3269977.23   | 1.37%             | 2023-01-11      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MONITRONICS INTERNATIONAL                        | MONITRONICS INTERNATIONAL 3/29/2024                                        | CUSIP: 60945HAB0<br>LEI: N/A                  | Long             | LON              |  | US        |   3300579 | PA      | $2175081.88   | 0.91%             | 2024-03-29      | Floating      | 11.91%                | No            |                  2 | On Loan: No      |
| TRANSOCEAN INC.                                  | TRANSOCEAN INC 7.500000% 04/15/2031                                        | CUSIP: 893830AF6<br>LEI: DOL4HJ22ADYSIWES4H94 | Long             | DBT              | NUSS              | US        |   1008000 | PA      | $677275.46    | 0.28%             | 2031-04-15      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| AKER HORIZONS ASA                                | AKER HORIZONS ASA VARIABLE RATE 08/15/2025                                 | CUSIP: N/A<br>LEI: 549300SX4Z9T612Q0N59       | Long             | DBT              | NUSS              | NO        |   8500000 | PA      | $818852.30    | 0.34%             | 2025-08-15      | Floating      | 6.61%                 | No            |                  2 | On Loan: No      |
| N/A                                              | BROWN BROTHERS HARRIMAN SWEEP INTEREST                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |  24554109 | PA      | $24554109.14  | 10.29%            |  |  |  | No            |                  2 | On Loan: No      |
| UNITED NATURAL FOODS, INC.                       | UNITED NATURAL FOODS INC 144A 6.750000% 10/15/2028                         | CUSIP: 911163AA1<br>LEI: 549300GKGW6WPZ282D40 | Long             | DBT              | CORP              | US        |    250000 | PA      | $240607.50    | 0.10%             | 2028-10-15      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| WALGREENS BOOTS ALLIANCE, INC.                   | WALGREENS BOOTS ALLIANCE INC 0% CP 02/13/2023 0% CP 02/13/2023             | CUSIP: 93142XPD7<br>LEI: 549300RPTUOIXG4LIH86 | Long             | ABS-APCP         |  | US        |   6364000 | PA      | $6325418.25   | 2.65%             | 2023-02-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LR Global Holding GmbH                           | LR GLOBAL HOLDING GMBH VARIABLE RATE 02/03/2025                            | CUSIP: N/A<br>LEI: 529900YM1HDMG9MCJD66       | Long             | DBT              | NUSS              | DE        |   2129000 | PA      | $1914342.91   | 0.80%             | 2025-02-03      | Floating      | 9.20%                 | No            |                  2 | On Loan: No      |
| TALEN ENERGY SUPPLY, LLC                         | TALEN ENERGY SUPPLY LLC 144A VARIABLE RATE 06/01/2028                      | CUSIP: 87422VAJ7<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |   3376000 | PA      | $3525877.52   | 1.48%             | 2028-06-01      | Floating      | 0.00%                 | Yes           |                  2 | On Loan: No      |
| GEMMACERT LTD TL 05/19/24                        | GEMMACERT LTD TL 05/19/24 5/19/2024                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |    458749 | PA      | $321601.25    | 0.13%             | 2024-05-19      | Floating      | 9.00%                 | No            |                  3 | On Loan: No      |
| CHOBANI, LLC                                     | CHOBANI LLC / CHOBANI FINANCE CORP INC 144A 7.500000% 04/15/2025           | CUSIP: 17027NAA0<br>LEI: 549300ISVDMZ91KNTR38 | Long             | DBT              | CORP              | US        |   2591000 | PA      | $2527080.03   | 1.06%             | 2025-04-15      | Fixed         | 7.50%                 | Yes           |                  2 | On Loan: No      |
| N/A                                              | QUARTERNORTH ENERGY INC DUMMY CUSIP                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |      1821 | NS      | $245835.00    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| ANAGRAM INTERNATIONAL INC                        | PARTY CITY HOLDINGS 08/15/2025                                             | CUSIP: 03254TAA1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1592052 | PA      | $1523585.80   | 0.64%             | 2025-08-15      | Fixed         | 15.00%                | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/SEK SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $5675.25      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JACKTEL AS                                       | JACKTEL AS 10.000000% 12/04/2023                                           | CUSIP: N/A<br>LEI: 549300TH27ADF0CT8150       | Long             | DBT              | NUSS              | NO        |    199566 | PA      | $200563.83    | 0.08%             | 2023-12-04      | Fixed         | 10.00%                | No            |                  2 | On Loan: No      |
| Real Alloy 2L Exit Term Loan                     | Real Alloy 2L Exit Term Loan 11/29/2018                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   1098205 | PA      | $1098205.09   | 0.46%             | 2049-12-31      | Floating      | 13.67%                | No            |                  3 | On Loan: No      |
| N/A                                              | PROSOMNUS HOLDINGS INC                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |     33418 | NS      | $139353.06    | 0.06%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A                                              | DIEBOLD NIXDORF INC 144A 8.500000% 10/15/2026                              | CUSIP: 253651AH6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    868921 | PA      | $522152.01    | 0.22%             | 2026-10-15      | Fixed         | 8.50%                 | Yes           |                  2 | On Loan: No      |
| FS ENERGY AND POWER FUND                         | FS ENERGY AND POWER FUND 144A 7.500000% 08/15/2023                         | CUSIP: 30264DAA7<br>LEI: 54930004XHN0QROEGZ58 | Short            | DBT              | CORP              | US        |  -1060000 | PA      | $-1063429.10  | -0.45%            | 2023-08-15      | Fixed         | 7.50%                 | Yes           |                  2 | On Loan: No      |
| CTO REALTY GROWTH, INC.                          | CTO REALTY GROWTH INC REIT                                                 | CUSIP: 22948Q101<br>LEI: N/A                  | Long             | EC               |  | US        |     31324 | NS      | $572602.72    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/EUR SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-21219.86    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| TALEN ENERGY SUPPLY, LLC                         | TALEN ENERGY SUPPLY LLC 144A VARIABLE RATE 05/15/2027                      | CUSIP: 87422VAF5<br>LEI: K5K33XN0PQAU1XF7NN66 | Long             | DBT              | CORP              | US        |   1358000 | PA      | $1411797.17   | 0.59%             | 2027-05-15      | Floating      | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Rising Tide (West Marine)                        | Rising Tide (West Marine) 6/1/2029                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   2786000 | PA      | $975100.00    | 0.41%             | 2029-06-01      | Floating      | 12.98%                | No            |                  2 | On Loan: No      |
| INNOVATE CORP.                                   | INNOVATE CORP 144A 8.500000% 02/01/2026                                    | CUSIP: 404139AJ6<br>LEI: 549300S6O246JWQQ1K58 | Long             | DBT              | CORP              | US        |   1229000 | PA      | $884132.08    | 0.37%             | 2026-02-01      | Fixed         | 8.50%                 | Yes           |                  2 | On Loan: No      |
| HUMANA INC.                                      | HUMANA INC 0% CP 06/02/2023                                                | CUSIP: 44486JP60<br>LEI: 529900YLDW34GJAO4J06 | Long             | ABS-APCP         |  | US        |   4000000 | PA      | $3980037.32   | 1.67%             | 2023-02-06      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GEORG JENSEN A/S                                 | GEORG JENSEN A/S VARIABLE RATE 05/15/2023                                  | CUSIP: K40294AA6<br>LEI: 213800GJP4A7VND4IS92 | Long             | DBT              | NUSS              | DK        |   1100000 | PA      | $1168659.48   | 0.49%             | 2023-05-15      | Floating      | 7.76%                 | No            |                  2 | On Loan: No      |
| CENGAGE LEARNING, INC.                           | CENGAGE LEARNING, INC. 7/14/2026                                           | CUSIP: 15134NAF3<br>LEI: N/A                  | Long             | LON              |  | US        |   2000000 | PA      | $1794380.00   | 0.75%             | 2026-07-14      | Floating      | 7.81%                 | No            |                  2 | On Loan: No      |
| DXC TECHNOLOGY COMPANY                           | DXC TECHNOLOGY CO 2.375000% 09/15/2028                                     | CUSIP: 23355LAM8<br>LEI: 549300DOVZ3EDJB7O259 | Long             | DBT              | CORP              | US        |    672000 | PA      | $567886.77    | 0.24%             | 2028-09-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| Financials Acquisition Corp                      | FINANCIALS ACQUISITIO-DI W/I COMMON STOCK                                  | CUSIP: N/A<br>LEI: 254900SWRQCI5ZUQEF15       | Long             | EC               |  | GB        |     64486 | NS      | $781556.35    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Vector Acquisition II Corp                       | VECTOR ACQUISITION CORP II-A SPECIAL PURPOSE ACQUISITION COMPANIES         | CUSIP: G9460A104<br>LEI: N/A                  | Long             | EC               |  | US        |     35637 | NS      | $359933.70    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CCO HOLDINGS, LLC                                | CCO HOLDINGS LLC / CCO HOLDINGS CAPITAL CORP 144A 4.000000% 03/01/2023     | CUSIP: 1248EPBZ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1674000 | PA      | $1667725.58   | 0.70%             | 2023-03-01      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| KORE Group Holdings, Inc.                        | KORE GROUP HOLDINGS INC COMMON STOCK                                       | CUSIP: 50066V107<br>LEI: N/A                  | Long             | EC               |  | US        |     32156 | NS      | $40516.56     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CROCS 1/22                                       | CROCS 1/22 2/20/2029                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              |  | US        |   3061135 | PA      | $2996086.23   | 1.26%             | 2029-02-20      | Floating      | 7.73%                 | No            |                  2 | On Loan: No      |
| AXON INFRASTRUCTURE FOUNDER SHARES               | AXON INFRASTRUCTURE FOUNDER SHARES DUMMY SECURITY                          | CUSIP: 05467C116<br>LEI: N/A                  | Long             | EC               |  | US        |      4000 | NS      | $174.40       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| DIEBOLD NIXDORF, INCORPORATED                    | DIEBOLD NIXDORF INC COMMON STOCK                                           | CUSIP: 253651103<br>LEI: 549300XZK6EWDBAZSY16 | Short            | EC               |  | US        |    -35400 | NS      | $-50268.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| COPPER MOUNTAIN MINING CORPORATION               | COPPER MOUNTAIN MINING CORP 144A 8.000000% 04/09/2026                      | CUSIP: N/A<br>LEI: 5493006C53WJSL5MMV91       | Long             | DBT              | CORP              | CA        |   4020864 | PA      | $3844951.20   | 1.61%             | 2026-04-09      | Fixed         | 8.00%                 | Yes           |                  2 | On Loan: No      |
| IMPALA BONDCO PLC                                | IMPALA BONDCO PLC VARIABLE RATE 10/20/2024                                 | CUSIP: BR8492349<br>LEI: 549300H2NW5AUSWVQK84 | Long             | DBT              | NUSS              | GB        |   7500000 | PA      | $675620.64    | 0.28%             | 2024-10-20      | Floating      | 10.76%                | No            |                  2 | On Loan: No      |
| N/A                                              | PROSOMNUS HOLDINGS INC FLOAT CONVERTIBLE BOND 9% 04/06/2026                | CUSIP: 74349QAB3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1512605 | PA      | $1299999.29   | 0.54%             | 2026-04-06      | Fixed         | 9.00%                 | No            |                  3 | On Loan: No      |
| 99 ESCROW ISSUER, INC.                           | 99 ESCROW ISSUER INC 144A 7.500000% 01/15/2026                             | CUSIP: 65442QAA9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   4193000 | PA      | $2144354.67   | 0.90%             | 2026-01-15      | Fixed         | 7.50%                 | Yes           |                  2 | On Loan: No      |
| DUETT SOFTWARE GROUP AS                          | DUETT SOFTWARE GROUP AS VARIABLE RATE 04/12/2026                           | CUSIP: N/A<br>LEI: 9845007554C7945DAC83       | Long             | DBT              | NUSS              | NO        |   4589000 | PA      | $444956.85    | 0.19%             | 2026-04-12      | Floating      | 8.08%                 | No            |                  2 | On Loan: No      |
| OPNET S.P.A.                                     | LINKEM SPA 144A VARIABLE RATE 02/09/2023                                   | CUSIP: BA0032827<br>LEI: 8156008F52B23E338F42 | Long             | DBT              | NUSS              | IT        |   3400000 | PA      | $3630417.80   | 1.52%             | 2023-02-09      | Floating      | 7.19%                 | Yes           |                  2 | On Loan: No      |
| GARRETT MOTION INC.                              | Garrett Motion Inc PREFERRED STOCK                                         | CUSIP: 366505204<br>LEI: 549300LS5WT7EMBNV724 | Long             | EP               |  | CH        |     11292 | NS      | $98240.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                              | BERENSON ACQUISITION CORP FOUNDER SHARES DUMMY SECURITY                    | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |     12570 | NS      | $458.81       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| U.S. DOLLARS                                     | FX Forward Contract: USD/SEK SETTLE 2023-01-05                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $4137.75      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| McDermott International Ltd                      | MCDERMOTT INTERNATIONAL WARRANTS 12.33 STRIKE                              | CUSIP: G5924V106<br>LEI: 54930004RAXI4B3L4752 | Long             | EC               |  | US        |    258269 | NS      | $25.83        | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| MARKETWISE, INC.                                 | MARKETWISE INC COMMON STOCK                                                | CUSIP: 57064P107<br>LEI: N/A                  | Long             | EC               |  | US        |      1779 | NS      | $2988.72      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Iconic Sports Acquisition Corp                   | ICONIC SPORTS ACQ CORP-A SPECIAL PURPOSE ACQUISITION COMPANIES             | CUSIP: G4712C107<br>LEI: N/A                  | Long             | EC               |  | US        |     91450 | NS      | $945593.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSSIL GROUP, INC.                               | Fossil Group Inc PREFERRED STOCK                                           | CUSIP: 34988V304<br>LEI: DDMY8YZ6L8UEMS1FDM73 | Long             | EP               |  | US        |    138797 | NS      | $2199932.45   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| SARATOGA INVESTMENT CORP.                        | Saratoga Investment Corp PREFERRED STOCK                                   | CUSIP: 80349A802<br>LEI: 54930023WJCWPAGSWE41 | Long             | EP               |  | US        |     40765 | NS      | $936290.52    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Leafly Holdings Inc                              | LEAFLY HOLDINGS INC WT EXPIRATION: 11/07/26                                | CUSIP: 52178J113<br>LEI: N/A                  | N/A              | DE               |  | US        |     21228 | NC      | $851.24       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| INOTIV TL LIEN 1                                 | INOTIV TL LIEN 1 11/05/2026 AND 7.25%                                      | CUSIP: 45783RAC2<br>LEI: N/A                  | Long             | LON              |  | US        |   4754578 | PA      | $4540621.52   | 1.90%             | 2026-11-05      | Floating      | 11.46%                | No            |                  2 | On Loan: No      |
| CONSTELLATION BRANDS, INC.                       | CONSTELLATION BRANDS INC 4(2) DISC NT* COMMERCIAL PAPER                    | CUSIP: 21037DNC4<br>LEI: 5493005GKEG8QCVY7037 | Long             | ABS-APCP         |  | US        |   5400000 | PA      | $5390431.36   | 2.26%             | 2023-01-12      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ORACLE CORPORATION                               | ORACLE CORP 0% CP 1/13/23 COMMERCIAL PAPER (ISITC)                         | CUSIP: 6840C3ND1<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | ABS-APCP         |  | US        |   3371000 | PA      | $3365447.86   | 1.41%             | 2023-01-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                                              | PARABELLUM ACQUISITION CORP FOUNDER SHARES DUMMY SECURITY                  | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |     19671 | NS      | $786.84       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| N/A                                              | RA PARENT INC DUMMY CUSIP                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | US        |        33 | NS      | $2130700.00   | 0.89%             |  |  |  | No            |                  3 | On Loan: No      |
| INFRABUILD AUSTRALIA PTY LTD                     | INFRABUILD AUSTRALIA PTY LTD 144A 12.000000% 10/01/2024                    | CUSIP: 45682RAA8<br>LEI: 549300W2CPB5W6GFH859 | Long             | DBT              | NUSS              | AU        |   4766000 | PA      | $4630216.66   | 1.94%             | 2024-10-01      | Fixed         | 12.00%                | Yes           |                  2 | On Loan: No      |
| Azerion Holding B.V.                             | AZERION HOLDING BV 7.250000% 04/28/2024                                    | CUSIP: N/A<br>LEI: 724500FAF2LMHPRX9R42       | Long             | DBT              | NUSS              | NL        |    500000 | PA      | $521853.16    | 0.22%             | 2024-04-28      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| N/A                                              | GREENFIRE RESOURCES INC 144A 12.000000% 08/15/2025                         | CUSIP: 36136LAA2<br>LEI: N/A                  | Long             | DBT              | NUSS              | CA        |   1330000 | PA      | $1423479.05   | 0.60%             | 2025-08-15      | Fixed         | 12.00%                | Yes           |                  2 | On Loan: No      |
| INNOVATE CORP.                                   | INNOVATE CORP 144A 8.500000% 02/01/2026                                    | CUSIP: 404139AJ6<br>LEI: 549300S6O246JWQQ1K58 | Long             | DBT              | CORP              | US        |   5773000 | PA      | $4153046.78   | 1.74%             | 2026-02-01      | Fixed         | 8.50%                 | No            |                  2 | On Loan: No      |
| JACKTEL AS                                       | JACKTEL AS 144A 10.000000% 12/04/2023                                      | CUSIP: AV3265221<br>LEI: 549300TH27ADF0CT8150 | Long             | DBT              | CORP              | NO        |    820296 | PA      | $758773.80    | 0.32%             | 2023-12-04      | Fixed         | 10.00%                | Yes           |                  2 | On Loan: No      |
| iShares iBoxx $ High Yield Corporate Bond Fund   | HYG US 03/17/23 P72 SHORT                                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -196 | NC      | $-26656.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| MARTIN MIDSTREAM PARTNERS L.P.                   | MARTIN MIDSTREAM PARTNERS LP / MARTIN MIDSTREAM FI 11.500000% 02/28/2025   | CUSIP: 573334AH2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1837643 | PA      | $1840803.75   | 0.77%             | 2025-02-28      | Fixed         | 11.50%                | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-31

**Name of Applicant:** RiverPark Funds Trust

**Signature:** Paul Genova

**Name of Signer:** Paul Genova

**Title:** CFO