# EDGAR Filing Document

**Accession Number:** 0000721693
**File Stem:** 0001213900-25-110369
**Filing Date:** 2025-11
**Character Count:** 15493
**Document Hash:** 6638082c03cfdd0c0f731464c06ad601
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-110369.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001213900-25-110369

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20251110

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Smart Powerr Corp.
- **CENTRAL INDEX KEY:** 0000721693
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-BUSINESS SERVICES, NEC [7389]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 900093373
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34625
- **FILM NUMBER:** 251481329

**BUSINESS ADDRESS:**
- **STREET 1:** 4/F, TOWER C, RONG CHENG YUN GU BUILDING
- **STREET 2:** KEJI 3RD ROAD, YANTA DISTRICT
- **CITY:** XI'AN CITY, SHAANXI PROVINCE
- **STATE:** F4
- **ZIP:** 710075
- **BUSINESS PHONE:** 86-29-8765-1097

**MAIL ADDRESS:**
- **STREET 1:** 4/F, TOWER C, RONG CHENG YUN GU BUILDING
- **STREET 2:** KEJI 3RD ROAD, YANTA DISTRICT
- **CITY:** XI'AN CITY, SHAANXI PROVINCE
- **STATE:** F4
- **ZIP:** 710075

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CHINA RECYCLING ENERGY CORP
- **DATE OF NAME CHANGE:** 20070309

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CHINA DIGITAL WIRELESS INC
- **DATE OF NAME CHANGE:** 20040810

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BOULDER ACQUISITIONS  INC
- **DATE OF NAME CHANGE:** 20020430

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): November 10, 2025

**<u>SMART POWERR CORP.</u>**

(Exact name of registrant as specified in charter)

<u>Nevada</u> <u>001-34625</u> <u>90-0093373</u> <br> (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

<u> 4/F, Tower C Rong Cheng Yun Gu Building Keji 3 rd Road, Yanta District Xi'an City, Shaanix Providence, China</u> <u>710075</u> <br> (Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: <u>(86-29) 8765-1097</u>

<u>N/A</u> <br> (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which <br> registered |
| Common stock, par value $0.001 per share | CREG | Nasdaq Stock Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 1.01 Entry into a Material Definitive Agreement.**

***First Amendment to Securities Purchase Agreement***

As previously disclosed, on October 23, 2025, Smart Powerr Corp., a Nevada corporation (the "Company") entered into securities purchase agreements with certain accredited investors (the "Investors"), pursuant to which the Company agreed to issue and sell, in a private placement (the "Private Placement"), an aggregate of 17,000,000 shares of common stock, par value $0.001 per share (the "Common Stock") included in 17,000,000 units (the "Units"), each consisting of one share of Common Stock, and one warrant, each exercisable to purchase one share of Common Stock (each, a "Warrant").

On November 3, 2025, the Company and the Investors entered into an amendment to the securities purchase agreement (the "First Amendment"), pursuant to which the parties agreed to amend the per Unit purchase price to $1.305, increasing the gross proceeds to an aggregate of $22,185,000.

The foregoing summary of the First Amendment does not purport to be complete and is qualified in its entirety by reference to the complete text of the agreement, which is attached hereto as Exhibit 10.1 to this Current Report on Form 8-K and is hereby incorporated by reference herein.

The Private Placement closed on November 10, 2025. The Units were issued and sold by the Company to the Investor in reliance upon the exemptions from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), pursuant to Section 4(a)(2) thereof, and Rule 506(b) of Regulation D promulgated thereunder for transactions not involving a public offering, or Regulation S, as applicable. Each Sellers was required to represent that it is either an "accredited investor" as defined in Rule 501 of Regulation D under the Securities Act or, in the case of the shares of Common Stock sold outside the United States, not a "U.S. person" in accordance with Regulation S under the Securities Act. The Company did not engage in general solicitation or advertising and did not offer securities to the public in connection with the issuance and sale of shares of Common Stock described in this report.

This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.

**Item 3.02 Unregistered Sales of Equity Securities.**

The information disclosed in Item 2.01 above is incorporated by reference into this Item 3.02.

This report is incorporated by reference into the registration statement on Form S-8 (File No. 333-290898), filed with the Commission, to be a part thereof from the date on which this report is submitted, to the extent not superseded by documents or reports subsequently filed or furnished.

**Item 9.01. Financial Statements and Exhibits**

(d) Exhibits

<u>Exhibits Number</u> <u>Description</u> <br> 10.1 [Form of First Amendment to Securities Purchase Agreement](ea026569901ex10-1_smart.htm) <br> 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **SMART POWERR CORP.** | **SMART POWERR CORP.** |
| Date: November 14, 2025 | By: | */s/ Guohua Ku* |
|  |  | Guohua Ku |
|  |  | Chairman of the Board and <br> Chief Executive Officer |

---

## Exhibit 10.1

**Exhibit 10.1**

**FIRST AMENDMENT**

**TO**

**SECURITIES PURCHASE AGREEMENT**

This First Amendment to Securities Purchase Agreement (this "<u>Amendment</u>") is made and entered into as of November 3, 2025, by and among Smart Powerr Corp., a Nevada corporation (the "<u>Company</u>"), and each of the purchasers (each, including its successors and assigns, a "<u>Purchaser</u>" and collectively, the "<u>Purchasers</u>", and together with the Company, the "<u>Parties</u>") identified on the signature pages to that certain Securities Purchase Agreement, dated as of October 23, 2025 (the "<u>Purchase Agreement</u>"). Capitalized terms used herein but not otherwise defined herein shall have the respective meanings assigned to such terms in the Purchase Agreement.

**<u>RECITALS</u>:**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;A. **WHEREAS**, the Company and the Purchasers entered into the Purchase Agreement, which sets forth the Parties' rights and obligations with respect to the transactions contemplated thereby;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;B. **WHEREAS**, in due consideration of the promises that the Parties have made to each other in the Purchase Agreement and therewith, the Parties desire to amend the Purchase Agreement in the manner set forth herein;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;C. **WHEREAS**, Section 5.5 of the Purchase Agreement provides that the Purchase Agreement may be amended in a written instrument signed by the Company and the Major Stockholders holding at least 85% in interest of the Securities then-held; *provided* that prior to Closing the consent of all Purchasers shall be required (the "<u>Requisite Consent</u>");

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;D. **WHEREAS**, the Purchasers identified on the signature pages hereto constitute the Requisite Consent; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;E. **WHEREAS**, the Parties intend that this Amendment shall be binding upon and inure to the benefit of each of the Parties and their respective successors and permitted assigns.

**NOW, THEREFORE**, in consideration of the mutual covenants and agreements hereinafter set forth and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree as follows:

**ARTICLE I**

**<u>AMENDMENTS</u>**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.1 The Recital B of the Purchase Agreement is hereby amended and restated in its entirety, and replaced with the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;B. The Purchasers, severally and not jointly, wish to purchase from the Company, and the Company wishes to sell and issue to the Purchasers, upon the terms and subject to the conditions stated in this Agreement, an aggregate of $22,185,000 (the "<u>Financing Amount</u>") of the Company's common stock, par value $0.001 per share ("<u>Common Stock</u>"), and the Warrants (as defined herein) in the form attached hereto as <u>Exhibit A</u>.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.2 Clause (a) of Section 2.1 of the Purchase Agreement is hereby amended and restated in its entirety, and replaced with the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.1 <u>Closing</u>. (a) On the Closing Date, upon the terms and subject to the conditions set forth herein, the Company will issue and sell to each Purchaser, and such Purchaser will purchase, severally and not jointly with each other Purchaser, the number of shares of Common Stock and the Warrants set forth opposite the name of such Purchaser on its signature page hereto. Notwithstanding anything herein to the contrary, to the extent that a Purchaser determines, in its sole discretion, that such Purchaser's subscription amount (together with such Purchaser's Affiliates, and any Person acting as a group together with such Purchaser or any of such Purchaser's Affiliates) would cause such Purchaser's beneficial ownership of the shares of Common Stock to exceed the Beneficial Ownership Limitation. The "Beneficial Ownership Limitation" shall be 4.99% (or, with respect to each Purchaser, at the election of the Purchaser at Closing, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to the issuance of the Shares on the Closing Date. The purchase price per Share and Warrant shall be $1.305, subject to adjustment for reverse and forward stock splits, stock dividends, stock combinations and other similar events with respect to shares of Common Stock that occur after the date of this Agreement and prior to the Closing (collectively, the "<u>Purchase Price</u>").

**ARTICLE II**

**<u>MISCELLANEOUS</u>**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.1 <u>No other Amendments</u>. Except as expressly amended hereby, the terms and conditions of the Purchase Agreement shall continue in full force and effect.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.2 <u>Governing Law</u>. This Amendment shall be governed by and construed in accordance with the laws of the State of New York.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.3 <u>Miscellaneous</u>. This Amendment may be executed in counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

[*The remainder of this page is intentionally left blank.*]

**IN WITNESS WHEREOF**, the Parties have caused this Amendment to be signed by their respective officers thereunto duly authorized, all as of the date first written above.

**Smart Powerr Corp.**

By:  <br> Name: Guohua Ku <br> Title: Chief Executive Officer

**SIGNATURE PAGE TO SECURITIES PURCHASE AGREEMENT** 

By execution and delivery of this signature page, you are (a) agreeing to become (i) a Purchaser, as defined in this Purchase Agreement, by and among Smart Powerr Corp., a Nevada corporation (the "Company"), and each of the Purchasers, and (b) acknowledging that you have read and acknowledge each of the representations in the Purchase Agreement section entitled "Representations and Warranties," and (c) hereby representing that the statements contained therein are complete and accurate with respect to the undersigned as a Purchaser. The Company's countersignature will be delivered to each Purchaser as part of the closing of the transaction.

**Purchaser hereby elects to subscribe under the Purchase Agreement for a total of $<u>[ ]</u> in consideration for the following number of Shares and Warrants:** 

**Number of Shares:** 

**Number of Warrants (if applicable):** 

If the Purchaser is an INDIVIDUAL, and if purchased as JOINT TENANTS, as TENANTS IN COMMON/ COMMUNITY PROPERTY, or if the Purchaser is a REVOCABLE TRUST:

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| | |
|:---|:---|
| **PURCHASER:** | **JOINT PURCHASER (if any):** |
| Print Name: | Print Name: |
| SSN#: | SSN#: |
| Signature: | Signature: |
| Date: | Date: |
| Address: |  |

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If the Purchaser is a PARTNERSHIP, CORPORATION, LIMITED LIABILITY COMPANY or IRREVOCABLE TRUST:

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| | | |
|:---|:---|:---|
| Name of Entity: | | Federal Tax Payer ID: |
| Print Name (Signatory): | | Additional Name (if any): |
| Title: | | Title: |
| Signature: | | Signature: |
| Date: | | Date: |
| Address: | | |
| State of Organization: | ___________ |  |

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