# EDGAR Filing Document

**Accession Number:** 0002026172
**File Stem:** 0001892688-25-000193
**Filing Date:** 2025-11
**Character Count:** 17229
**Document Hash:** 1c2fab2cbf9a11c001069ee5a45bafd1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001892688-25-000193.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001892688-25-000193

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DIADEMA PARTNERS LP
- **CENTRAL INDEX KEY:** 0002026172

**ORGANIZATION NAME:**
- **EIN:** 991928849
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25172
- **FILM NUMBER:** 251482633

**BUSINESS ADDRESS:**
- **STREET 1:** 2140 HEADQUARTERS PLAZA
- **STREET 2:** EAST TOWER, 2ND FLOOR
- **CITY:** MORRISTOWN
- **STATE:** NJ
- **ZIP:** 07960
- **BUSINESS PHONE:** 917-513-8539

**MAIL ADDRESS:**
- **STREET 1:** 2140 HEADQUARTERS PLAZA
- **STREET 2:** EAST TOWER, 2ND FLOOR
- **CITY:** MORRISTOWN
- **STATE:** NJ
- **ZIP:** 07960

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DIADEMA PARTNERS LP<br>**Address:** 2140 HEADQUARTERS PLAZA<br>EAST TOWER 2ND FLOOR<br>MORRISTOWN, NJ 07960

**Form 13F File Number:** 028-25172

**CRD Number (if applicable):** 000331527

**SEC File Number (if applicable):** 801-130477

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Zachary Canonico<br>**Title:** Chief Compliance Officer and Chief Operating Officer<br>**Phone:** 646-979-8432

**Signature, Place, and Date of Signing:**

Zachary Canonico  MORRISTOWN, NJ  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 130

**Form 13F Information Table Value Total:** $390971772

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABIVAX SA | SPONSORED ADS | 00370M103 |  | 3513169 | 41620 | SH |  | SOLE |  | 41620 | 0 | 0 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 |  | 1899260 | 89000 | SH | Call | SOLE |  | 89000 | 0 | 0 |
| AGIOS PHARMACEUTICALS INC | COM | 00847X104 |  | 8915094 | 222100 | SH | Call | SOLE |  | 222100 | 0 | 0 |
| ALECTOR INC | COM | 014442107 |  | 402628 | 136023 | SH |  | SOLE |  | 136023 | 0 | 0 |
| ALKERMES PLC | SHS | G01767105 |  | 2162370 | 72079 | SH |  | SOLE |  | 72079 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 |  | 4560000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ALTIMMUNE INC | COM NEW | 02155H200 |  | 1745510 | 463000 | SH | Call | SOLE |  | 463000 | 0 | 0 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 |  | 1035432 | 131400 | SH | Call | SOLE |  | 131400 | 0 | 0 |
| AMYLYX PHARMACEUTICALS INC | COM | 03237H101 |  | 1359000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ANAPTYSBIO INC | COM | 032724106 |  | 100893 | 3295 | SH |  | SOLE |  | 3295 | 0 | 0 |
| ANAVEX LIFE SCIENCES CORP | COM NEW | 032797300 |  | 1244220 | 139800 | SH | Call | SOLE |  | 139800 | 0 | 0 |
| ANI PHARMACEUTICALS INC | COM | 00182C103 |  | 2876240 | 31400 | SH |  | SOLE |  | 31400 | 0 | 0 |
| APOGEE THERAPEUTICS INC | COM | 03770N101 |  | 2552653 | 64250 | SH |  | SOLE |  | 64250 | 0 | 0 |
| APOGEE THERAPEUTICS INC | COM | 03770N101 |  | 5061602 | 127400 | SH | Call | SOLE |  | 127400 | 0 | 0 |
| APPLIED THERAPEUTICS INC | COM | 03828A101 |  | 11493 | 19000 | SH | Call | SOLE |  | 19000 | 0 | 0 |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 |  | 2344002 | 516300 | SH | Call | SOLE |  | 516300 | 0 | 0 |
| ARCTURUS THERAPEUTICS HLDGS | COM | 03969T109 |  | 899587 | 48811 | SH |  | SOLE |  | 48811 | 0 | 0 |
| ARCTURUS THERAPEUTICS HLDGS | COM | 03969T109 |  | 2781087 | 150900 | SH | Put | SOLE |  | 150900 | 0 | 0 |
| ARDELYX INC | COM | 039697107 |  | 2204000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 |  | 5481589 | 27572 | SH |  | SOLE |  | 27572 | 0 | 0 |
| ATYR PHARMA INC | COM NEW | 002120202 |  | 54971 | 76200 | SH | Put | SOLE |  | 76200 | 0 | 0 |
| ATYR PHARMA INC | COM NEW | 002120202 |  | 92844 | 128700 | SH | Call | SOLE |  | 128700 | 0 | 0 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 7735 | 700 | SH | Put | SOLE |  | 700 | 0 | 0 |
| AVIDITY BIOSCIENCES INC | COM | 05370A108 |  | 1307100 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| AVIDITY BIOSCIENCES INC | COM | 05370A108 |  | 8718357 | 200100 | SH | Call | SOLE |  | 200100 | 0 | 0 |
| AVITA MEDICAL INC | COM | 05380C102 |  | 128261 | 25100 | SH | Call | SOLE |  | 25100 | 0 | 0 |
| AYTU BIOPHARMA INC | COM | 054754858 |  | 512620 | 272670 | SH |  | SOLE |  | 272670 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 11529418 | 212877 | SH |  | SOLE |  | 212877 | 0 | 0 |
| BRIDGEBIO PHARMA INC | COM | 10806X102 |  | 6824916 | 131400 | SH | Call | SOLE |  | 131400 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 5863000 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 8118000 | 180000 | SH | Call | SOLE |  | 180000 | 0 | 0 |
| C4 THERAPEUTICS INC | COM STK | 12529R107 |  | 312354 | 140700 | SH | Call | SOLE |  | 140700 | 0 | 0 |
| CAPRICOR THERAPEUTICS INC | COM NEW | 14070B309 |  | 2163000 | 300000 | SH | Call | SOLE |  | 300000 | 0 | 0 |
| CASSAVA SCIENCES INC | COM | 14817C107 |  | 28809 | 9900 | SH | Put | SOLE |  | 9900 | 0 | 0 |
| CATALYST PHARMACEUTICALS INC | COM | 14888U101 |  | 985000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CLIMB BIO INC | COM | 28658R106 |  | 274341 | 136488 | SH |  | SOLE |  | 136488 | 0 | 0 |
| COGENT BIOSCIENCES INC | COM | 19240Q201 |  | 1404595 | 97813 | SH |  | SOLE |  | 97813 | 0 | 0 |
| COGENT BIOSCIENCES INC | COM | 19240Q201 |  | 2872000 | 200000 | SH | Call | SOLE |  | 200000 | 0 | 0 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 |  | 2202415 | 26500 | SH | Put | SOLE |  | 26500 | 0 | 0 |
| CORMEDIX INC | COM | 21900C308 |  | 1163000 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| CORVUS PHARMACEUTICALS INC | COM | 221015100 |  | 368500 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 7258720 | 112000 | SH | Call | SOLE |  | 112000 | 0 | 0 |
| CYTOMX THERAPEUTICS INC | COM | 23284F105 |  | 591062 | 185286 | SH |  | SOLE |  | 185286 | 0 | 0 |
| EDITAS MEDICINE INC | COM | 28106W103 |  | 1041000 | 300000 | SH | Call | SOLE |  | 300000 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 7630000 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| EQUILLIUM INC | COM | 29446K106 |  | 429000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| FOGHORN THERAPEUTICS INC | COM | 344174107 |  | 244500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GOSSAMER BIO INC | COM | 38341P102 |  | 2169224 | 824800 | SH | Call | SOLE |  | 824800 | 0 | 0 |
| HARMONY BIOSCIENCES HLDGS IN | COM | 413197104 |  | 1378000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HARMONY BIOSCIENCES HLDGS IN | COM | 413197104 |  | 1380756 | 50100 | SH | Put | SOLE |  | 50100 | 0 | 0 |
| HARMONY BIOSCIENCES HLDGS IN | COM | 413197104 |  | 4134000 | 150000 | SH | Call | SOLE |  | 150000 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | ADS | 45258D105 |  | 4518871 | 124384 | SH |  | SOLE |  | 124384 | 0 | 0 |
| INCYTE CORP | COM | 45337C102 |  | 8481000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| INDIVIOR PLC | ORD | G4766E116 |  | 6130016 | 254252 | SH |  | SOLE |  | 254252 | 0 | 0 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 |  | 8120354 | 470200 | SH | Call | SOLE |  | 470200 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 |  | 6542000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| JADE BIOSCIENCES INC | COM NEW | 008064206 |  | 2768 | 1046 | SH | Put | SOLE |  | 1046 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 3049852 | 23140 | SH |  | SOLE |  | 23140 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 6590000 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 13180000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| KODIAK SCIENCES INC | COM | 50015M109 |  | 455086 | 27800 | SH | Call | SOLE |  | 27800 | 0 | 0 |
| KODIAK SCIENCES INC | COM | 50015M109 |  | 18007 | 1100 | SH | Put | SOLE |  | 1100 | 0 | 0 |
| MANNKIND CORP | COM NEW | 56400P706 |  | 1140991 | 212475 | SH |  | SOLE |  | 212475 | 0 | 0 |
| MANNKIND CORP | COM NEW | 56400P706 |  | 5582115 | 1039500 | SH | Call | SOLE |  | 1039500 | 0 | 0 |
| MBX BIOSCIENCES INC | COM | 55287L101 |  | 1750000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 81164 | 39400 | SH | Put | SOLE |  | 39400 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 3131612 | 1520200 | SH | Call | SOLE |  | 1520200 | 0 | 0 |
| MIND MEDICINE MINDMED INC | COM NEW | 60255C885 |  | 1248455 | 105891 | SH |  | SOLE |  | 105891 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 516600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 2583000 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 2637243 | 102100 | SH | Call | SOLE |  | 102100 | 0 | 0 |
| MOONLAKE IMMUNOTHERAPEUTICS | CLASS A ORD | 61559X104 |  | 187137 | 26100 | SH | Call | SOLE |  | 26100 | 0 | 0 |
| NEKTAR THERAPEUTICS | COM NEW | 640268306 |  | 4267500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| NEUPHORIA THERAPEUTICS INC | COM | 64136E102 |  | 252919 | 21452 | SH |  | SOLE |  | 21452 | 0 | 0 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 |  | 5299907 | 37754 | SH |  | SOLE |  | 37754 | 0 | 0 |
| NOVAVAX INC | COM NEW | 670002401 |  | 1504245 | 173500 | SH | Call | SOLE |  | 173500 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 1387250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 5549000 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| OCULAR THERAPEUTIX INC | COM | 67576A100 |  | 1598023 | 136700 | SH | Call | SOLE |  | 136700 | 0 | 0 |
| OLEMA PHARMACEUTICALS INC | COM | 68062P106 |  | 885995 | 90500 | SH | Call | SOLE |  | 90500 | 0 | 0 |
| OVID THERAPEUTICS INC | COM | 690469101 |  | 244061 | 187739 | SH |  | SOLE |  | 187739 | 0 | 0 |
| PACIRA BIOSCIENCES INC | COM | 695127100 |  | 1518523 | 58926 | SH |  | SOLE |  | 58926 | 0 | 0 |
| PELTHOS THERAPEUTICS INC | COM SHS | 171126204 |  | 293944 | 10498 | SH |  | SOLE |  | 10498 | 0 | 0 |
| PMV PHARMACEUTICALS INC | COM | 69353Y103 |  | 15820 | 11300 | SH |  | SOLE |  | 11300 | 0 | 0 |
| PRAXIS PRECISION MEDICINES I | COM NEW | 74006W207 |  | 5300000 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| PROQR THRAPEUTICS N V | SHS EURO | N71542109 |  | 335888 | 157694 | SH |  | SOLE |  | 157694 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 |  | 3400220 | 51185 | SH |  | SOLE |  | 51185 | 0 | 0 |
| PUMA BIOTECHNOLOGY INC | COM | 74587V107 |  | 721629 | 135900 | SH | Call | SOLE |  | 135900 | 0 | 0 |
| PURETECH HEALTH PLC | ADS | 746237106 |  | 135494 | 7324 | SH |  | SOLE |  | 7324 | 0 | 0 |
| PYXIS ONCOLOGY INC | COMMON STOCK | 747324101 |  | 333000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| RECURSION PHARMACEUTICALS IN | CL A | 75629V104 |  | 3408192 | 698400 | SH | Call | SOLE |  | 698400 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 16958063 | 30160 | SH |  | SOLE |  | 30160 | 0 | 0 |
| RELAY THERAPEUTICS INC | COM | 75943R102 |  | 227676 | 43616 | SH |  | SOLE |  | 43616 | 0 | 0 |
| REPLIMUNE GROUP INC | COM | 76029N106 |  | 2565537 | 612300 | SH | Call | SOLE |  | 612300 | 0 | 0 |
| REVIVA PHARMACEUTCLS HLDGS I | COM | 76152G100 |  | 924051 | 2506921 | SH |  | SOLE |  | 2506921 | 0 | 0 |
| REVOLUTION MEDICINES INC | COM | 76155X100 |  | 2758989 | 59079 | SH |  | SOLE |  | 59079 | 0 | 0 |
| ROIVANT SCIENCES LTD | SHS | G76279101 |  | 1815600 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| ROIVANT SCIENCES LTD | SHS | G76279101 |  | 4539000 | 300000 | SH | Put | SOLE |  | 300000 | 0 | 0 |
| SCHOLAR ROCK HLDG CORP | COM | 80706P103 |  | 3724000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| SCPHARMACEUTICALS INC | COM | 810648105 |  | 2619540 | 462000 | SH | Call | SOLE |  | 462000 | 0 | 0 |
| SELLAS LIFE SCIENCES GROUP I | COM NEW | 81642T209 |  | 644000 | 400000 | SH | Call | SOLE |  | 400000 | 0 | 0 |
| SKYE BIOSCIENCE INC | COM NEW | 83086J200 |  | 1179000 | 300000 | SH | Call | SOLE |  | 300000 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 11987508 | 177330 | SH |  | SOLE |  | 177330 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 3380000 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 6760000 | 100000 | SH | Put | SOLE |  | 100000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 13323600 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| SUMMIT THERAPEUTICS INC | COM | 86627T108 |  | 1543302 | 74700 | SH | Call | SOLE |  | 74700 | 0 | 0 |
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 |  | 1068011 | 22348 | SH |  | SOLE |  | 22348 | 0 | 0 |
| TECTONIC THERAPEUTIC INC | COM | 878972108 |  | 1569000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| TENAYA THERAPEUTICS INC | COM | 87990A106 |  | 511141 | 315519 | SH |  | SOLE |  | 315519 | 0 | 0 |
| TERNS PHARMACEUTICALS INC | COM | 880881107 |  | 2426924 | 323159 | SH |  | SOLE |  | 323159 | 0 | 0 |
| TERNS PHARMACEUTICALS INC | COM | 880881107 |  | 1691252 | 225200 | SH | Call | SOLE |  | 225200 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 2194522 | 60748 | SH |  | SOLE |  | 60748 | 0 | 0 |
| TRAVERE THERAPEUTICS INC | COM | 89422G107 |  | 7170 | 300 | SH | Put | SOLE |  | 300 | 0 | 0 |
| TREVI THERAPEUTICS INC | COM | 89532M101 |  | 785345 | 85830 | SH |  | SOLE |  | 85830 | 0 | 0 |
| TVARDI THERAPEUTICS INC | COM | 140755307 |  | 85149 | 2185 | SH |  | SOLE |  | 2185 | 0 | 0 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 |  | 276405 | 9189 | SH |  | SOLE |  | 9189 | 0 | 0 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 |  | 4512000 | 150000 | SH | Call | SOLE |  | 150000 | 0 | 0 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 |  | 3708864 | 123300 | SH | Put | SOLE |  | 123300 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 17511000 | 300000 | SH | Put | SOLE |  | 300000 | 0 | 0 |
| UPSTREAM BIO INC | COM | 91678A107 |  | 3762000 | 200000 | SH | Call | SOLE |  | 200000 | 0 | 0 |
| UROGEN PHARMA LTD | COM | M96088105 |  | 1795500 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| VAXCYTE INC | COM | 92243G108 |  | 7862626 | 218285 | SH |  | SOLE |  | 218285 | 0 | 0 |
| VENTYX BIOSCIENCES INC | COM | 92332V107 |  | 221444 | 71204 | SH |  | SOLE |  | 71204 | 0 | 0 |
| VIKING THERAPEUTICS INC | COM | 92686J106 |  | 5090147 | 193689 | SH |  | SOLE |  | 193689 | 0 | 0 |
| VIKING THERAPEUTICS INC | COM | 92686J106 |  | 10646028 | 405100 | SH | Call | SOLE |  | 405100 | 0 | 0 |
| VISTAGEN THERAPEUTICS INC | COM | 92840H400 |  | 1241751 | 349789 | SH |  | SOLE |  | 349789 | 0 | 0 |
| VISTAGEN THERAPEUTICS INC | COM | 92840H400 |  | 355710 | 100200 | SH | Call | SOLE |  | 100200 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 608489 | 74753 | SH |  | SOLE |  | 74753 | 0 | 0 |
| ZYMEWORKS INC | COM | 98985Y108 |  | 3356220 | 196500 | SH | Call | SOLE |  | 196500 | 0 | 0 |

---