# EDGAR Filing Document

**Accession Number:** 0001380393
**File Stem:** 0001085146-23-001352
**Filing Date:** 2023-2
**Character Count:** 33314
**Document Hash:** 084aaa783dbe1a3a7d62cfc97a588c80
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-001352.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001085146-23-001352

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Fortress Investment Group LLC
- **CENTRAL INDEX KEY:** 0001380393
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12421
- **FILM NUMBER:** 23630608

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 46TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 212-798-6100

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 46TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Fortress Investment Group Holdings LLC
- **DATE OF NAME CHANGE:** 20061107

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Fortress Investment Group LLC<br>**Address:** 1345 AVENUE OF THE AMERICAS<br>46TH FLOOR<br>NEW YORK, NY 10105

**Form 13F File Number:** 028-12421

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Brooks<br>**Title:** Secretary VP and General Counsel<br>**Phone:** 212-798-6100

**Signature, Place, and Date of Signing:**

/s/  David Brooks  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 7

**Form 13F Information Table Entry Total:** 249

**Form 13F Information Table Value Total:** $1028520522

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                           | Form 13F File Number   |
|:---|:---|:---|
|  | Fortress Investment Group LLC                  | 028-12421              |
|  | FIG Corp.                                      | 028-12417              |
|  | Fortress Operating Entity I LP                 | 028-12418              |
|  | FIG LLC                                        | 028-10806              |
|  | DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC  | 028-11237              |
|  | Fortress Credit Opportunities Advisors LLC     | 028-16784              |
|  | Fortress Credit Opportunities III Advisors LLC | 028-16785              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 |  | 429 | 5359 | SH |  | DFND | 1234 | 5359 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 |  | 2823 | 35286 | SH |  | DFND | 12345 | 35286 | 0 | 0 |
| AHREN ACQUISITION CORP | *W EXP 12/09/202 | G01322125 |  | 505 | 6314 | SH |  | DFND | 1234 | 6314 | 0 | 0 |
| AHREN ACQUISITION CORP | *W EXP 12/09/202 | G01322125 |  | 5425 | 67804 | SH |  | DFND | 12345 | 67804 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K120 |  | 3921 | 1257 | SH |  | DFND | 12345 | 1257 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K146 |  | 0 | 1257 | SH |  | DFND | 12345 | 1257 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K138 |  | 0 | 1257 | SH |  | DFND | 12345 | 1257 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K138 |  | 0 | 5559 | SH |  | DFND | 1234 | 5559 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K120 |  | 17344 | 5559 | SH |  | DFND | 1234 | 5559 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K146 |  | 0 | 5559 | SH |  | DFND | 1234 | 5559 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | COM | 00951K104 |  | 32595 | 24883 | SH |  | DFND | 12345 | 24883 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | COM | 00951K104 |  | 144152 | 110040 | SH |  | DFND | 1234 | 110040 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 835 | 18968 | SH |  | DFND | 1234 | 18968 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 3374 | 76688 | SH |  | DFND | 12345 | 76688 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 5790 | 72375 | SH |  | DFND | 12345 | 72375 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 2082 | 14869 | SH |  | DFND | 1234 | 14869 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 6961 | 49724 | SH |  | DFND | 12345 | 49724 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 337 | 7965 | SH |  | DFND | 1234 | 7965 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 1248 | 29534 | SH |  | DFND | 12345 | 29534 | 0 | 0 |
| ARDAGH METAL PACKAGING S A | *W EXP 08/04/202 | L02235114 |  | 11505 | 26146 | SH |  | DFND | 1234 | 26146 | 0 | 0 |
| ARDAGH METAL PACKAGING S A | *W EXP 08/04/202 | L02235114 |  | 29747 | 67605 | SH |  | DFND | 12345 | 67605 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 26499 | 56828 | SH |  | DFND | 12345 | 56828 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 7924 | 16993 | SH |  | DFND | 1234 | 16993 | 0 | 0 |
| ARQIT QUANTUM INC | *W EXP 09/03/202 | G0567U119 |  | 24574 | 48184 | SH |  | DFND | 12345 | 48184 | 0 | 0 |
| ARQIT QUANTUM INC | *W EXP 09/03/202 | G0567U119 |  | 7348 | 14408 | SH |  | DFND | 1234 | 14408 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | *W EXP 08/10/202 | 00216W117 |  | 16020 | 2966666 | SH |  | DFND | 1234 | 2966666 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 |  | 4887625 | 16025000 | SH |  | DFND | 1234 | 16025000 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 2293 | 35286 | SH |  | DFND | 12345 | 35286 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 348 | 5359 | SH |  | DFND | 1234 | 5359 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | *W EXP 05/31/202 | 05467C116 |  | 1992 | 49434 | SH |  | DFND | 1234 | 49434 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | *W EXP 05/31/202 | 05467C116 |  | 8903 | 220916 | SH |  | DFND | 12345 | 220916 | 0 | 0 |
| BABYLON HLDGS LTD | CL A SHS | G07031209 |  | 837 | 124 | SH |  | DFND | 1234 | 124 | 0 | 0 |
| BABYLON HLDGS LTD | CL A SHS | G07031209 |  | 2815 | 417 | SH |  | DFND | 12345 | 417 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 1103 | 44107 | SH |  | DFND | 12345 | 44107 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 167 | 6699 | SH |  | DFND | 1234 | 6699 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 400 | 6314 | SH |  | DFND | 1234 | 6314 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 4299 | 67805 | SH |  | DFND | 12345 | 67805 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 07402Q119 |  | 1154 | 14427 | SH |  | DFND | 1234 | 14427 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 07402Q119 |  | 4898 | 61224 | SH |  | DFND | 12345 | 61224 | 0 | 0 |
| BENSON HILL INC | *W EXP 09/29/202 | 082490111 |  | 1621 | 6482 | SH |  | DFND | 1234 | 6482 | 0 | 0 |
| BENSON HILL INC | *W EXP 09/29/202 | 082490111 |  | 4628 | 18505 | SH |  | DFND | 12345 | 18505 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 8467 | 84756 | SH |  | DFND | 12345 | 84756 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 789 | 7893 | SH |  | DFND | 1234 | 7893 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 819 | 13637 | SH |  | DFND | 1234 | 13637 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 3472 | 57869 | SH |  | DFND | 12345 | 57869 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 414 | 5525 | SH |  | DFND | 1234 | 5525 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 4449 | 59329 | SH |  | DFND | 12345 | 59329 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 4807 | 38980 | SH |  | DFND | 1234 | 38980 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 15430 | 125145 | SH |  | DFND | 12345 | 125145 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 126 | 6314 | SH |  | DFND | 1234 | 6314 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 1356 | 67805 | SH |  | DFND | 12345 | 67805 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 161 | 5359 | SH |  | DFND | 1234 | 5359 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 1059 | 35286 | SH |  | DFND | 12345 | 35286 | 0 | 0 |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | G1995D117 |  | 1434 | 21438 | SH |  | DFND | 1234 | 21438 | 0 | 0 |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | G1995D117 |  | 9443 | 141144 | SH |  | DFND | 12345 | 141144 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 18 | 10728 | SH |  | DFND | 1234 | 10728 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 97 | 57070 | SH |  | DFND | 12345 | 57070 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 214 | 4248 | SH |  | DFND | 1234 | 4248 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 717 | 14207 | SH |  | DFND | 12345 | 14207 | 0 | 0 |
| CELLEBRITE DI LTD | *W EXP 08/30/202 | M2197Q115 |  | 53521 | 86590 | SH |  | DFND | 12345 | 86590 | 0 | 0 |
| CELLEBRITE DI LTD | *W EXP 08/30/202 | M2197Q115 |  | 28908 | 46769 | SH |  | DFND | 1234 | 46769 | 0 | 0 |
| CELYAD ONCOLOGY SA | ADR | 151205200 |  | 3203850 | 6500000 | SH |  | DFND | 1234 | 6500000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 1754 | 35518 | SH |  | DFND | 12345 | 35518 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 525 | 10621 | SH |  | DFND | 1234 | 10621 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 3009 | 26770 | SH |  | DFND | 1234 | 26770 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 10526 | 93643 | SH |  | DFND | 12345 | 93643 | 0 | 0 |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 |  | 1933 | 16705 | SH |  | DFND | 1234 | 16705 | 0 | 0 |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 |  | 7903 | 68304 | SH |  | DFND | 12345 | 68304 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 3379 | 49685 | SH |  | DFND | 1234 | 49685 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 14339 | 210858 | SH |  | DFND | 12345 | 210858 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 10233 | 68216 | SH |  | DFND | 1234 | 68216 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 36424 | 242829 | SH |  | DFND | 12345 | 242829 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 2903 | 19481 | SH |  | DFND | 1234 | 19481 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 12117 | 81321 | SH |  | DFND | 12345 | 81321 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 150 | 15006 | SH |  | DFND | 1234 | 15006 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 767 | 76648 | SH |  | DFND | 12345 | 76648 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 4498 | 42840 | SH |  | DFND | 12345 | 42840 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 1576 | 15007 | SH |  | DFND | 1234 | 15007 | 0 | 0 |
| DRIVE SHACK INC | COM | 262077100 |  | 152415 | 909399 | SH |  | DFND | 1234 | 909399 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 316 | 6314 | SH |  | DFND | 1234 | 6314 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 3391 | 67805 | SH |  | DFND | 12345 | 67805 | 0 | 0 |
| F45 TRAINING HLDGS INC | COM | 30322L101 |  | 789319 | 276954 | SH |  | DFND | 1234 | 276954 | 0 | 0 |
| F45 TRAINING HLDGS INC | COM | 30322L101 |  | 197328 | 69238 | SH |  | DFND | 12345 | 69238 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 |  | 880 | 10599 | SH |  | DFND | 1234 | 10599 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 |  | 2942 | 35448 | SH |  | DFND | 12345 | 35448 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 8 | 1593 | SH |  | DFND | 1234 | 1593 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 27 | 5328 | SH |  | DFND | 12345 | 5328 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 |  | 121 | 9581 | SH |  | DFND | 12345 | 9581 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 |  | 24 | 1875 | SH |  | DFND | 1234 | 1875 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 7621 | 152419 | SH |  | DFND | 12345 | 152419 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 1826 | 36515 | SH |  | DFND | 1234 | 36515 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | *W EXP 03/02/202 | G3663X128 |  | 1061 | 5310 | SH |  | DFND | 1234 | 5310 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | *W EXP 03/02/202 | G3663X128 |  | 3936 | 19689 | SH |  | DFND | 12345 | 19689 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 520 | 10621 | SH |  | DFND | 1234 | 10621 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 2910 | 59380 | SH |  | DFND | 12345 | 59380 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 484 | 17579 | SH |  | DFND | 1234 | 17579 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 2664 | 96871 | SH |  | DFND | 12345 | 96871 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 407 | 20347 | SH |  | DFND | 12345 | 20347 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 2448 | 122448 | SH |  | DFND | 12345 | 122448 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 578 | 28853 | SH |  | DFND | 1234 | 28853 | 0 | 0 |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 35953C106 |  | 2234153 | 757340 | SH |  | DFND | 1234 | 757340 | 0 | 0 |
| GAMING  LEISURE PPTYS INC | COM | 36467J108 |  | 4471041 | 85833 | SH |  | DFND | 12345 | 85833 | 0 | 0 |
| GELESIS HLDGS INC | *W EXP 01/13/202 | 36850R113 |  | 454 | 51051 | SH |  | DFND | 1234 | 51051 | 0 | 0 |
| GELESIS HLDGS INC | *W EXP 01/13/202 | 36850R113 |  | 674 | 75715 | SH |  | DFND | 12345 | 75715 | 0 | 0 |
| GLOBAL BUSINESS TRAVEL GROUP | COM CL A | 37890B100 |  | 36167 | 5358 | SH |  | DFND | 1234 | 5358 | 0 | 0 |
| GLOBAL BUSINESS TRAVEL GROUP | COM CL A | 37890B100 |  | 116148 | 17207 | SH |  | DFND | 12345 | 17207 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 126 | 19008 | SH |  | DFND | 1234 | 19008 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 640 | 97088 | SH |  | DFND | 12345 | 97088 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 6699 | 44655 | SH |  | DFND | 1234 | 44655 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 17425 | 116165 | SH |  | DFND | 12345 | 116165 | 0 | 0 |
| GRANITE RIDGE RESOURCES INC | *W EXP 10/24/202 | 387432115 |  | 148077 | 128762 | SH |  | DFND | 12345 | 128762 | 0 | 0 |
| GRANITE RIDGE RESOURCES INC | *W EXP 10/24/202 | 387432115 |  | 88668 | 77102 | SH |  | DFND | 1234 | 77102 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 |  | 289 | 28853 | SH |  | DFND | 1234 | 28853 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 |  | 1357 | 135775 | SH |  | DFND | 12345 | 135775 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 379 | 6314 | SH |  | DFND | 1234 | 6314 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 4068 | 67805 | SH |  | DFND | 12345 | 67805 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 948 | 9829 | SH |  | DFND | 1234 | 9829 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 3878 | 40190 | SH |  | DFND | 12345 | 40190 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | *W EXP 03/31/202 | 45635R116 |  | 536 | 6699 | SH |  | DFND | 1234 | 6699 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | *W EXP 03/31/202 | 45635R116 |  | 3529 | 44107 | SH |  | DFND | 12345 | 44107 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 1428 | 21639 | SH |  | DFND | 1234 | 21639 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 6061 | 91836 | SH |  | DFND | 12345 | 91836 | 0 | 0 |
| INNOVID CORP | *W EXP 11/30/202 | 457679116 |  | 1037 | 2593 | SH |  | DFND | 12345 | 2593 | 0 | 0 |
| INNOVID CORP | *W EXP 11/30/202 | 457679116 |  | 309 | 774 | SH |  | DFND | 1234 | 774 | 0 | 0 |
| IVANHOE ELECTRIC INC | COM | 46578C108 |  | 5136619 | 422767 | SH |  | DFND | 1234 | 422767 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 16401 | 102188 | SH |  | DFND | 12345 | 102188 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 320 | 1993 | SH |  | DFND | 1234 | 1993 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | *W EXP 06/17/202 | G50735110 |  | 7663 | 122017 | SH |  | DFND | 12345 | 122017 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 2417 | 37173 | SH |  | DFND | 1234 | 37173 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 8080 | 124312 | SH |  | DFND | 12345 | 124312 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 1179 | 7214 | SH |  | DFND | 1234 | 7214 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 5002 | 30612 | SH |  | DFND | 12345 | 30612 | 0 | 0 |
| KALEYRA INC | COM | 483379103 |  | 1163011 | 1540207 | SH |  | DFND | 12345 | 1540207 | 0 | 0 |
| KALEYRA INC | COM | 483379103 |  | 320793 | 424836 | SH |  | DFND | 1234 | 424836 | 0 | 0 |
| KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 |  | 9884 | 79585 | SH |  | DFND | 1234 | 79585 | 0 | 0 |
| KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 |  | 31956 | 257292 | SH |  | DFND | 12345 | 257292 | 0 | 0 |
| KORE GROUP HLDGS INC | COMMON STOCK | 50066V107 |  | 373064 | 296083 | SH |  | DFND | 1234 | 296083 | 0 | 0 |
| KORE GROUP HLDGS INC | COMMON STOCK | 50066V107 |  | 1026331 | 814548 | SH |  | DFND | 12345 | 814548 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 4898 | 61224 | SH |  | DFND | 12345 | 61224 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 1154 | 14426 | SH |  | DFND | 1234 | 14426 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 298 | 49725 | SH |  | DFND | 12345 | 49725 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 89 | 14869 | SH |  | DFND | 1234 | 14869 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 9581 | 191622 | SH |  | DFND | 12345 | 191622 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 1876 | 37516 | SH |  | DFND | 1234 | 37516 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 765 | 30612 | SH |  | DFND | 12345 | 30612 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 181 | 7214 | SH |  | DFND | 1234 | 7214 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 420 | 3001 | SH |  | DFND | 1234 | 3001 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 2146 | 15329 | SH |  | DFND | 12345 | 15329 | 0 | 0 |
| LOCAL BOUNTI CORP | *W EXP 99/99/999 | 53960E114 |  | 1273 | 7725 | SH |  | DFND | 1234 | 7725 | 0 | 0 |
| LOCAL BOUNTI CORP | *W EXP 99/99/999 | 53960E114 |  | 4257 | 25833 | SH |  | DFND | 12345 | 25833 | 0 | 0 |
| MALACCA STRAITS ACQUISITION | *W EXP 06/30/202 | G5859B109 |  | 666 | 33298 | SH |  | DFND | 1234 | 33298 | 0 | 0 |
| MALACCA STRAITS ACQUISITION | *W EXP 06/30/202 | G5859B109 |  | 1875 | 93751 | SH |  | DFND | 12345 | 93751 | 0 | 0 |
| MARATHON DIGITAL HOLDINGS IN | COM | 565788106 |  | 48072 | 14056 | SH |  | DFND | 1234 | 14056 | 0 | 0 |
| MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 57064N110 |  | 11841 | 56385 | SH |  | DFND | 12345 | 56385 | 0 | 0 |
| MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 57064N110 |  | 4579 | 21807 | SH |  | DFND | 1234 | 21807 | 0 | 0 |
| MICROSTRATEGY INC | NOTE 2/1 | 594972AE1 |  | 29757427 | 81796114 | SH |  | DFND | 1234 | 81796114 | 0 | 0 |
| MICROSTRATEGY INC | NOTE 2/1 | 594972AE1 |  | 58423328 | 160591886 | SH |  | DFND | 12345 | 160591886 | 0 | 0 |
| MOGO INC | COM | 60800C109 |  | 305645 | 577452 | SH |  | DFND | 1234 | 577452 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 906 | 22601 | SH |  | DFND | 12345 | 22601 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 84 | 2104 | SH |  | DFND | 1234 | 2104 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 1395 | 18007 | SH |  | DFND | 1234 | 18007 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 7129 | 91978 | SH |  | DFND | 12345 | 91978 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 11/17/202 | 629567116 |  | 5326 | 91836 | SH |  | DFND | 12345 | 91836 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 11/17/202 | 629567116 |  | 1255 | 21640 | SH |  | DFND | 1234 | 21640 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 5505 | 23934 | SH |  | DFND | 12345 | 23934 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 1715 | 7454 | SH |  | DFND | 1234 | 7454 | 0 | 0 |
| NEW FORTRESS ENERGY INC | COM CL A | 644393100 |  | 568399027 | 13399317 | SH |  | DFND | 1234 | 13399317 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 2732 | 47357 | SH |  | DFND | 12345 | 47357 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 817 | 14161 | SH |  | DFND | 1234 | 14161 | 0 | 0 |
| NEXTNAV INC | COMMON STOCK | 65345N106 |  | 41541698 | 14178054 | SH |  | DFND | 1234 | 14178054 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 1640 | 79969 | SH |  | DFND | 12345 | 79969 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 574 | 28012 | SH |  | DFND | 1234 | 28012 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 595 | 25549 | SH |  | DFND | 12345 | 25549 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 116 | 5002 | SH |  | DFND | 1234 | 5002 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 1089 | 16807 | SH |  | DFND | 1234 | 16807 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 3109 | 47981 | SH |  | DFND | 12345 | 47981 | 0 | 0 |
| ORIGIN MATERIALS INC | *W EXP 06/25/202 | 68622D114 |  | 32727 | 37608 | SH |  | DFND | 1234 | 37608 | 0 | 0 |
| ORIGIN MATERIALS INC | *W EXP 06/25/202 | 68622D114 |  | 92140 | 105884 | SH |  | DFND | 12345 | 105884 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 9396 | 61935 | SH |  | DFND | 12345 | 61935 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 2308 | 15214 | SH |  | DFND | 1234 | 15214 | 0 | 0 |
| PALATIN TECHNOLOGIES INC | COM NEW | 696077502 |  | 901 | 352 | SH |  | DFND | 12345 | 352 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 426 | 5359 | SH |  | DFND | 1234 | 5359 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 2806 | 35286 | SH |  | DFND | 12345 | 35286 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 1466 | 6372 | SH |  | DFND | 1234 | 6372 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 4901 | 21310 | SH |  | DFND | 12345 | 21310 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 2370 | 33902 | SH |  | DFND | 12345 | 33902 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 221 | 3157 | SH |  | DFND | 1234 | 3157 | 0 | 0 |
| PLBY GROUP INC | COM | 72814P109 |  | 4998456 | 1817619 | SH |  | DFND | 12345 | 1817619 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 5950 | 84756 | SH |  | DFND | 12345 | 84756 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 554 | 7893 | SH |  | DFND | 1234 | 7893 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 1620 | 35518 | SH |  | DFND | 12345 | 35518 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 484 | 10620 | SH |  | DFND | 1234 | 10620 | 0 | 0 |
| QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 |  | 116 | 2813 | SH |  | DFND | 1234 | 2813 | 0 | 0 |
| QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 |  | 591 | 14371 | SH |  | DFND | 12345 | 14371 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | G7500M120 |  | 37446 | 47702 | SH |  | DFND | 12345 | 47702 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | G7500M120 |  | 14395 | 18337 | SH |  | DFND | 1234 | 18337 | 0 | 0 |
| RICE ACQUISITION CORP II | *W EXP 99/99/999 | G75529126 |  | 21788 | 17430 | SH |  | DFND | 12345 | 17430 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 1065 | 35518 | SH |  | DFND | 12345 | 35518 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 319 | 10621 | SH |  | DFND | 1234 | 10621 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 1243 | 41437 | SH |  | DFND | 12345 | 41437 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 372 | 12391 | SH |  | DFND | 1234 | 12391 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 171 | 47357 | SH |  | DFND | 12345 | 47357 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 51 | 14161 | SH |  | DFND | 1234 | 14161 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | *W EXP 99/99/999 | G7T983111 |  | 239 | 4612 | SH |  | DFND | 1234 | 4612 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | *W EXP 99/99/999 | G7T983111 |  | 2566 | 49529 | SH |  | DFND | 12345 | 49529 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 |  | 2338 | 14611 | SH |  | DFND | 1234 | 14611 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 |  | 9758 | 60991 | SH |  | DFND | 12345 | 60991 | 0 | 0 |
| SHARECARE INC | *W EXP 07/01/202 | 81948W112 |  | 3563 | 25448 | SH |  | DFND | 1234 | 25448 | 0 | 0 |
| SHARECARE INC | *W EXP 07/01/202 | 81948W112 |  | 5949 | 42498 | SH |  | DFND | 12345 | 42498 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 1531 | 76530 | SH |  | DFND | 12345 | 76530 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 360 | 18032 | SH |  | DFND | 1234 | 18032 | 0 | 0 |
| SIGNA SPORTS UNITED NV | *W EXP 99/99/999 | N80029114 |  | 298 | 3748 | SH |  | DFND | 1234 | 3748 | 0 | 0 |
| SIGNA SPORTS UNITED NV | *W EXP 99/99/999 | N80029114 |  | 771 | 9691 | SH |  | DFND | 12345 | 9691 | 0 | 0 |
| SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 |  | 29991 | 177254 | SH |  | DFND | 12345 | 177254 | 0 | 0 |
| SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 |  | 7335 | 43350 | SH |  | DFND | 1234 | 43350 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 1563 | 17759 | SH |  | DFND | 12345 | 17759 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 467 | 5310 | SH |  | DFND | 1234 | 5310 | 0 | 0 |
| SMARTRENT INC | COM CL A | 83193G107 |  | 2265 | 932 | SH |  | DFND | 1234 | 932 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 63 | 1062 | SH |  | DFND | 1234 | 1062 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 212 | 3551 | SH |  | DFND | 12345 | 3551 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 1598 | 19784 | SH |  | DFND | 1234 | 19784 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 4564 | 56477 | SH |  | DFND | 12345 | 56477 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 |  | 143 | 6314 | SH |  | DFND | 1234 | 6314 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 |  | 1539 | 67804 | SH |  | DFND | 12345 | 67804 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | *W EXP 12/02/202 | G8465L115 |  | 95 | 1578 | SH |  | DFND | 1234 | 1578 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | *W EXP 12/02/202 | G8465L115 |  | 1017 | 16951 | SH |  | DFND | 12345 | 16951 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 136 | 5887 | SH |  | DFND | 1234 | 5887 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 1445 | 62836 | SH |  | DFND | 12345 | 62836 | 0 | 0 |
| TABOOLA.COM LTD | *W EXP 06/29/202 | M8744T114 |  | 5888 | 12005 | SH |  | DFND | 1234 | 12005 | 0 | 0 |
| TABOOLA.COM LTD | *W EXP 06/29/202 | M8744T114 |  | 18901 | 38542 | SH |  | DFND | 12345 | 38542 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 4843 | 127135 | SH |  | DFND | 12345 | 127135 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 451 | 11839 | SH |  | DFND | 1234 | 11839 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | RIGHT 11/12/2026 | G41522130 |  | 10197 | 254270 | SH |  | DFND | 12345 | 254270 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | RIGHT 11/12/2026 | G41522130 |  | 949 | 23678 | SH |  | DFND | 1234 | 23678 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 163 | 2124 | SH |  | DFND | 1234 | 2124 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 544 | 7103 | SH |  | DFND | 12345 | 7103 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | G8956E117 |  | 1944 | 9722 | SH |  | DFND | 1234 | 9722 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | G8956E117 |  | 7478 | 37392 | SH |  | DFND | 12345 | 37392 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 830 | 52505 | SH |  | DFND | 12345 | 52505 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 223 | 14161 | SH |  | DFND | 1234 | 14161 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 151 | 14426 | SH |  | DFND | 1234 | 14426 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 643 | 61223 | SH |  | DFND | 12345 | 61223 | 0 | 0 |
| VIVINT SMART HOME INC | COM CL A | 928542109 |  | 299410664 | 25160560 | SH |  | DFND | 1234 | 25160560 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 |  | 2448 | 61224 | SH |  | DFND | 12345 | 61224 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 |  | 578 | 14427 | SH |  | DFND | 1234 | 14427 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | *W EXP 07/15/202 | G06536117 |  | 676 | 14830 | SH |  | DFND | 1234 | 14830 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | *W EXP 07/15/202 | G06536117 |  | 2738 | 60042 | SH |  | DFND | 12345 | 60042 | 0 | 0 |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 98955G111 |  | 8403 | 55467 | SH |  | DFND | 1234 | 55467 | 0 | 0 |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 98955G111 |  | 28493 | 188072 | SH |  | DFND | 12345 | 188072 | 0 | 0 |

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