# EDGAR Filing Document

**Accession Number:** 0001810523
**File Stem:** 0001445546-25-006782
**Filing Date:** 2025-10
**Character Count:** 279776
**Document Hash:** a6dbd3b95d2b49a2892adba131e00de3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001445546-25-006782.hdr.sgml**: 20251014

**ACCESSION NUMBER**: 0001445546-25-006782

**CONFORMED SUBMISSION TYPE**: 40-17G

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20251014

**DATE AS OF CHANGE**: 20251014

**EFFECTIVENESS DATE**: 20251014

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 251390145

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
- **CENTRAL INDEX KEY:** 0001810523

**ORGANIZATION NAME:**
- **EIN:** 851075664
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23565
- **FILM NUMBER:** 251390148

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST TRUST HIGH YIELD OPPORTUNITIES 2032 TARGET TERM FUND
- **DATE OF NAME CHANGE:** 20200424

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST TRUST HIGH YIELD OPPORTUNITIES 2032 TERM FUND
- **DATE OF NAME CHANGE:** 20200424

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
- **DATE OF NAME CHANGE:** 20200423
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST MORTGAGE INCOME FUND
- **CENTRAL INDEX KEY:** 0001319183

**ORGANIZATION NAME:**
- **EIN:** 356758396
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21727
- **FILM NUMBER:** 251390159

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST TRUST/FIDAC MORTGAGE INCOME FUND
- **DATE OF NAME CHANGE:** 20050228
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND
- **CENTRAL INDEX KEY:** 0001329377

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21774
- **FILM NUMBER:** 251390161

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND II
- **CENTRAL INDEX KEY:** 0001364608

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21944
- **FILM NUMBER:** 251390160

**BUSINESS ADDRESS:**
- **STREET 1:** 12O EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 12O EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND III
- **CENTRAL INDEX KEY:** 0001424212

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22245
- **FILM NUMBER:** 251390153

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust Exchange-Traded Fund III
- **DATE OF NAME CHANGE:** 20160419

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust Exchange Traded Fund III
- **DATE OF NAME CHANGE:** 20080116
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST SERIES FUND
- **CENTRAL INDEX KEY:** 0001497778

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22452
- **FILM NUMBER:** 251390158

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
- **CENTRAL INDEX KEY:** 0001510337

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22519
- **FILM NUMBER:** 251390157

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 251390156

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST VARIABLE INSURANCE TRUST
- **CENTRAL INDEX KEY:** 0001537395

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22652
- **FILM NUMBER:** 251390154

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND V
- **CENTRAL INDEX KEY:** 0001549548

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22709
- **FILM NUMBER:** 251390151

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND VI
- **CENTRAL INDEX KEY:** 0001552740

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22717
- **FILM NUMBER:** 251390155

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND VII
- **CENTRAL INDEX KEY:** 0001561785

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22767
- **FILM NUMBER:** 251390150

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** First Trust Intermediate Duration Preferred & Income Fund
- **CENTRAL INDEX KEY:** 0001567569

**ORGANIZATION NAME:**
- **EIN:** 320405071
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22795
- **FILM NUMBER:** 251390152

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust Intermediate Duration Preferred & Income Trust
- **DATE OF NAME CHANGE:** 20130130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust Ltd Duration Preferred & Income Trust
- **DATE OF NAME CHANGE:** 20130122
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND VIII
- **CENTRAL INDEX KEY:** 0001667919

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23147
- **FILM NUMBER:** 251390149

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
- **CENTRAL INDEX KEY:** 0001282850

**ORGANIZATION NAME:**
- **EIN:** 113716541
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21539
- **FILM NUMBER:** 251390147

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE
- **STREET 2:** SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II
- **DATE OF NAME CHANGE:** 20040305
**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST ENHANCED EQUITY INCOME FUND
- **CENTRAL INDEX KEY:** 0001291334

**ORGANIZATION NAME:**
- **EIN:** 300261406
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21586
- **FILM NUMBER:** 251390146

**BUSINESS ADDRESS:**
- **STREET 1:** C/O FIRST TRUST PORTFOLIOS L.P.
- **STREET 2:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** C/O FIRST TRUST PORTFOLIOS L.P.
- **STREET 2:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust/Fiduciary Asset Management Covered Call Fund
- **DATE OF NAME CHANGE:** 20040526

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** First Trust/Fiduciary Asset Management Covered Call Income Fund
- **DATE OF NAME CHANGE:** 20040521

October 14, 2025

VIA EDGAR

Securities and Exchange Commission

100 F Street, NE

Washington, D.C. 20549

---

| | |
|:---|:---|
| Re: | Rule 17g-1 Fidelity Bond Filing Information with Respect to Joint Fidelity Bond filing under Investment Company Act Rule 17g-1, Bond No **99516125B** for the following management investment companies: |

---

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Fund Name** | &nbsp;&nbsp;**File No.** | &nbsp;&nbsp;**SEC Registration No.** |
| &nbsp;&nbsp;First Trust Senior Floating Rate Income Fund II | &nbsp;&nbsp;811-21539 | &nbsp;&nbsp; 333-113978, 333-115414, 333-184182 and<br> 333-115878 |
| &nbsp;&nbsp;First Trust Enhanced Equity Income Fund | &nbsp;&nbsp;811-21586 | &nbsp;&nbsp;333-116023 and 333-118593 |
| &nbsp;&nbsp;First Trust Mortgage Income Fund | &nbsp;&nbsp;811-21727 | &nbsp;&nbsp;333-123262 and 333-170228 |
| &nbsp;&nbsp;First Trust Intermediate Duration Preferred & Income Fund | &nbsp;&nbsp;811-22795 | &nbsp;&nbsp;333-186412 and 333-188816 |
| &nbsp;&nbsp;First Trust High Yield Opportunities 2027 Term Fund | &nbsp;&nbsp;811-23565 | &nbsp;&nbsp;333-237878 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund | &nbsp;&nbsp;811-21774 | &nbsp;&nbsp;333-125751 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund II | &nbsp;&nbsp;811-21944 | &nbsp;&nbsp;333-143964 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund III | &nbsp;&nbsp;811-22245 | &nbsp;&nbsp;333-176976 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund IV | &nbsp;&nbsp;811-22559 | &nbsp;&nbsp;333-174332 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund V | &nbsp;&nbsp;811-22709 | &nbsp;&nbsp;333-181507 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund VI | &nbsp;&nbsp;811-22717 | &nbsp;&nbsp;333-182308 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund VII | &nbsp;&nbsp;811-22767 | &nbsp;&nbsp;333-184918 |
| &nbsp;&nbsp;First Trust Exchange-Traded Fund VIII | &nbsp;&nbsp;811-23147 | &nbsp;&nbsp;333-210186 |
| &nbsp;&nbsp;First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;811-22019 | &nbsp;&nbsp;333-140895 |
| &nbsp;&nbsp;First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II | &nbsp;&nbsp;811-22519 | &nbsp;&nbsp;333-171759 |
| &nbsp;&nbsp;First Trust Series Fund | &nbsp;&nbsp;811-22452 | &nbsp;&nbsp;333-168727 |
| &nbsp;&nbsp;First Trust Variable Insurance Trust | &nbsp;&nbsp;811-22652 | &nbsp;&nbsp;333-178767 |

---

Dear Sir or Madam:

Enclosed for filing, pursuant to Rule 17g-1 of the Investment Company Act of 1940, as amended, please find a copy of the Joint Insured Fidelity Bond for the period October 9, 2025, to October 9, 2026, for the First Trust complex of funds referenced above. Please note for the Commission's records, the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (i) The Joint Insured Fidelity Bond;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (ii) a Certificate of Assistant Secretary containing the form of resolutions of the Board of Trustees approving the amount, type, form and coverage of the Fidelity Bond, the amount of the single insured bond which the registrant would have provided had it not been named as an insured under the Fidelity Bond, and a statement as to the period for which premiums have been paid; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (iii) a copy of the Blanket Bond Insurance Agreement.

---

| |
|:---|
| Very truly yours, |
| First Trust Portfolios L.P. |
| /s/ Kristi A. Maher |
| International General Counsel |

---

Enclosures

## Ex-99

**ICI MUTUAL INSURANCE COMPANY,**<br> **a Risk Retention Group**

1401 H St. NW

Washington, DC 20005

**INVESTMENT COMPANY BLANKET BOND**

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

1401 H St. NW

Washington, DC 20005

**DECLARATIONS**

NOTICE

This policy is issued by your risk retention group. Your risk retention group may not be subject to all of the insurance laws and regulations of your state. State insurance insolvency guaranty funds are not available for your risk retention group.

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Item 1.** | &nbsp;&nbsp;Name of Insured (the "Insured") | &nbsp;&nbsp;Bond Number: |
|  | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
|  | &nbsp;&nbsp;Principal Office: | &nbsp;&nbsp;Mailing Address: |
|  | &nbsp;&nbsp; 120 East Liberty Drive, Suite 400 | &nbsp;&nbsp; 120 East Liberty Drive, Suite 400 |
|  | &nbsp;&nbsp; Wheaton, IL 60187 | &nbsp;&nbsp; Wheaton, IL 60187 |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Item 2.** | &nbsp;&nbsp;Bond Period: from 12:01 a.m. on | &nbsp;&nbsp;October 9, 2025 | &nbsp;&nbsp;, to 12:01 a.m. on | &nbsp;&nbsp;October 9, 2026 | &nbsp;&nbsp;, or |

---

the earlier effective date of the termination of this Bond, standard time at the Principal Office as to each of said dates.

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Item 3.** | &nbsp;&nbsp;Limit of Liability— | &nbsp;&nbsp;Limit of Liability— | &nbsp;&nbsp;Limit of Liability— | &nbsp;&nbsp;Limit of Liability— |
|  | &nbsp;&nbsp;Subject to Sections 9, 10 and 12 hereof: | &nbsp;&nbsp;Subject to Sections 9, 10 and 12 hereof: | &nbsp;&nbsp;Subject to Sections 9, 10 and 12 hereof: | &nbsp;&nbsp;Subject to Sections 9, 10 and 12 hereof: |
|  |  |  | &nbsp;&nbsp; **LIMIT OF**<br> **LIABILITY** | &nbsp;&nbsp; **DEDUCTIBLE**<br> **AMOUNT** |
|  | &nbsp;&nbsp;Insuring Agreement A- | &nbsp;&nbsp;FIDELITY | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement B- | &nbsp;&nbsp;AUDIT EXPENSE | &nbsp;&nbsp;$50000 | &nbsp;&nbsp;$10000 |
|  | &nbsp;&nbsp;Insuring Agreement C- | &nbsp;&nbsp;ON PREMISES | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement D- | &nbsp;&nbsp;IN TRANSIT | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement E- | &nbsp;&nbsp;FORGERY OR ALTERATION | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement F- | &nbsp;&nbsp;SECURITIES | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement G- | &nbsp;&nbsp;COUNTERFEIT CURRENCY | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement H- | &nbsp;&nbsp;UNCOLLECTIBLE ITEMS OF DEPOSIT | &nbsp;&nbsp;$25000 | &nbsp;&nbsp;$5000 |
|  | &nbsp;&nbsp;Insuring Agreement I- | &nbsp;&nbsp;PHONE/ELECTRONIC TRANSACTIONS | &nbsp;&nbsp;Not Covered | &nbsp;&nbsp;Not Covered |
|  | If "Not Covered" is inserted opposite any Insuring Agreement above, such Insuring Agreement and any reference thereto shall be deemed to be deleted from this Bond. | If "Not Covered" is inserted opposite any Insuring Agreement above, such Insuring Agreement and any reference thereto shall be deemed to be deleted from this Bond. | If "Not Covered" is inserted opposite any Insuring Agreement above, such Insuring Agreement and any reference thereto shall be deemed to be deleted from this Bond. | If "Not Covered" is inserted opposite any Insuring Agreement above, such Insuring Agreement and any reference thereto shall be deemed to be deleted from this Bond. |
|  | OPTIONAL INSURING AGREEMENTS ADDED BY RIDER: | OPTIONAL INSURING AGREEMENTS ADDED BY RIDER: | OPTIONAL INSURING AGREEMENTS ADDED BY RIDER: | OPTIONAL INSURING AGREEMENTS ADDED BY RIDER: |
|  | &nbsp;&nbsp;Insuring Agreement J- | &nbsp;&nbsp;COMPUTER SECURITY | &nbsp;&nbsp;$37000000 | &nbsp;&nbsp;$50000 |
|  | &nbsp;&nbsp;Insuring Agreement M- | &nbsp;&nbsp;SOCIAL ENGINEERING FRAUD | &nbsp;&nbsp;$1000000 | &nbsp;&nbsp;$50000 |

---

**Item 4.** Offices or Premises Covered--All the Insured's offices or other premises in existence at the time this Bond becomes effective are covered under this Bond, except the offices or other premises excluded by Rider. Offices or other premises acquired or established after the effective date of this Bond are covered subject to the terms of General Agreement A.

**Item 5.** The liability of ICI Mutual Insurance Company, a Risk Retention Group (the "Underwriter") is subject to the terms of the following Riders attached hereto:

Riders: 1-2-3-4-5-6-7-8-9-10-11

and of all Riders applicable to this Bond issued during the Bond Period.

By: ____<u>/S/ Swenitha Nalli</u>_________ By: ___<u>/S/ Catherine Dalton</u>__________

&nbsp;&nbsp;&nbsp;&nbsp;Authorized Representative Authorized Representative

Blanket Bond (05/23)

**INVESTMENT COMPANY BLANKET BOND**

NOTICE

This policy is issued by your risk retention group. Your risk retention group may not be subject to all of the insurance laws and regulations of your state. State insurance insolvency guaranty funds are not available for your risk retention group.

ICI Mutual Insurance Company, a Risk Retention Group (the "Underwriter"), in consideration of an agreed premium, and in reliance upon the Application and all other information furnished to the Underwriter by the Insured, and subject to and in accordance with the Declarations, General Agreements, Provisions, Conditions and Limitations and other terms of this bond (including all riders hereto) ("Bond"), to the extent of the Limit of Liability and subject to the Deductible Amount, agrees to indemnify the Insured for the loss, as described in the Insuring Agreements, sustained by the Insured at any time but discovered during the Bond Period.

**INSURING AGREEMENTS**

**A. FIDELITY**

Loss resulting directly from any Dishonest or Fraudulent Act committed by an Employee, committed anywhere and whether committed alone or in collusion with other persons (whether or not Employees), during the time such Employee has the status of an Employee as defined herein, and even if such loss is not discovered until after he or she ceases to be an Employee; and EXCLUDING loss covered under Insuring Agreement B.

**B. AUDIT EXPENSE**

Expense incurred by the Insured for that part of the costs of audits or examinations required by any governmental regulatory authority or Self-Regulatory Organization to be conducted by such authority or Organization or by an independent accountant or other person, by reason of the discovery of loss sustained by the Insured and covered by this Bond.

**C. ON PREMISES**

Loss of Property resulting directly from any Mysterious Disappearance, or any Dishonest or Fraudulent Act committed by a person physically present in an office or on the premises of the Insured at the time the Property is surrendered, while the Property is (or reasonably supposed or believed by the Insured to be) lodged or deposited within the Insured's offices or premises located anywhere, except those offices excluded by Rider; and EXCLUDING loss covered under Insuring Agreement A.

**D. IN TRANSIT**

Loss of Property resulting directly from any Mysterious Disappearance or Dishonest or Fraudulent Act while the Property is physically (not electronically) in transit anywhere in the custody of any person authorized by an Insured to act as a messenger, except while in the mail or with a carrier for hire (other than a Security Company); and EXCLUDING loss covered under Insuring Agreement A. Property is "in transit" beginning immediately upon receipt of such Property by the transporting person and ending immediately upon delivery to the designated recipient or its agent, but only while the Property is being conveyed.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**E.** **FORGERY OR ALTERATION** 

Loss resulting directly from the Insured having, in good faith, paid or transferred any Property in reliance upon any Written, Original:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) bills of exchange, checks, drafts, or other written orders or directions
to pay sums certain in money, acceptances, certificates of deposit, due bills, money orders, warrants, orders upon public treasuries,
or letters of credit; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) instructions, requests or applications directed to the Insured, authorizing
or acknowledging the transfer, payment, redemption, delivery or receipt of money or Property, or giving notice of any bank account (provided
such instructions or requests or applications purport to have been signed or endorsed by (a) any customer of the Insured, or (b) any shareholder
of or subscriber to shares issued by any Investment Company, or (c) any financial or banking institution or stockbroker, and further provided
such instructions, requests, or applications either bear the forged signature or endorsement or have been altered without the knowledge
and consent of such customer, such shareholder or subscriber to shares issued by an Investment Company, or such financial or banking institution
or stockbroker); or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) withdrawal orders or receipts for the withdrawal of Property, or
receipts or certificates of deposit for Property and bearing the name of the Insured as issuer or of another Investment Company for which
the Insured acts as agent;

which bear (a) a Forgery, or (b) an Alteration, but only to the extent that the Forgery or Alteration directly causes the loss.

Actual physical possession by the Insured or its authorized representative of the items listed in (1) through (3) above is a condition precedent to the Insured having relied upon the items.

This Insuring Agreement E does not cover loss caused by Forgery or Alteration of Securities or loss covered under Insuring Agreement A.

**F.** **SECURITIES** 

Loss resulting directly from the Insured, in good faith, in the ordinary course of business, and in any capacity whatsoever, whether for its own account or for the account of others, having acquired, accepted or received, or sold or delivered, or given any value, extended any credit or assumed any liability in reliance on any Written, Original Securities, where such loss results from the fact that such Securities prove to:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) be Counterfeit, but only to the extent that the Counterfeit directly
causes the loss, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) be lost or stolen, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) contain a Forgery or Alteration, but only to the extent the Forgery
or Alteration directly causes the loss,

and notwithstanding whether or not the act of the Insured causing such loss violated the constitution, by-laws, rules, or regulations of any Self-Regulatory Organization, whether or not the Insured was a member thereof.

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This Insuring Agreement F does not cover loss covered under Insuring Agreement A.

Actual physical possession by the Insured or its authorized representative of the Securities is a condition precedent to the Insured having relied upon the Securities.

**G.** **COUNTERFEIT CURRENCY**

Loss resulting directly from the receipt by the Insured, in good faith of any Counterfeit Currency.

This Insuring Agreement G does not cover loss covered under Insuring Agreement A.

**H. UNCOLLECTIBLE ITEMS OF DEPOSIT**

Loss resulting directly from the payment of dividends, issuance of Fund shares or redemptions or exchanges permitted from an account with the Fund as a consequence of

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) uncollectible Items of Deposit of a Fund's customer, shareholder
or subscriber credited by the Insured or its agent to such person's Fund account, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) any Item of Deposit processed through an automated clearing house
which is reversed by a Fund's customer, shareholder or subscriber and is deemed uncollectible by the Insured;

PROVIDED, that (a) Items of Deposit shall not be deemed uncollectible until the Insured's collection procedures have failed, (b) exchanges of shares between Funds with exchange privileges shall be covered hereunder only if all such Funds are insured by the Underwriter for uncollectible Items of Deposit, and (c) the Insured Fund shall have implemented and maintained a policy to hold Items of Deposit for the minimum number of days stated in its Application (as amended from time to time) before paying any dividend or permitting any withdrawal with respect to such Items of Deposit (other than exchanges between Funds). Regardless of the number of transactions between Funds in an exchange program, the minimum number of days an Item of Deposit must be held shall begin from the date the Item of Deposit was first credited to any Insured Fund.

This Insuring Agreement H does not cover loss covered under Insuring Agreement A.

**I.** **PHONE/ELECTRONIC TRANSACTIONS** 

Loss resulting directly from a Phone/Electronic Transaction, where the request for such Phone/Electronic Transaction:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) is transmitted to the Insured or its agents by voice over the telephone
or by Electronic Transmission; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) is made by an individual purporting to be a Fund shareholder or subscriber
or an authorized agent of a Fund shareholder or subscriber; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) is unauthorized or fraudulent and is made with the manifest intent
to deceive;

PROVIDED, that the entity receiving such request generally maintains and follows during the Bond Period all Phone/Electronic Transaction Security Procedures with respect to all Phone/Electronic Transactions; and

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EXCLUDING loss resulting from:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) the failure to pay for shares attempted to be purchased; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) any redemption of Investment Company shares which had been improperly
credited to a shareholder's account where such shareholder (a) did not cause, directly or indirectly, such shares to be credited
to such account, and (b) directly or indirectly received any proceeds or other benefit from such redemption; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) any redemption of shares issued by an Investment Company where the
proceeds of such redemption were requested (i) to be paid or made payable to other than an Authorized Recipient or an Authorized Bank
Account or (ii) to be sent to other than an Authorized Address;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) the intentional failure to adhere to one or more Phone/Electronic
Transaction Security Procedures; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(5) a Phone/Electronic Transaction request transmitted by electronic
mail or transmitted by any method not subject to the Phone/Electronic Transaction Security Procedures; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(6) the failure or circumvention of any physical or electronic protection
device, including any firewall, that imposes restrictions on the flow of electronic traffic in or out of any Computer System.

This Insuring Agreement I does not cover loss covered under Insuring Agreement A, "Fidelity" or Insuring Agreement J, "Computer Security".

**GENERAL AGREEMENTS**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**A.** **ADDITIONAL OFFICES OR EMPLOYEES—CONSOLIDATION OR MERGER—NOTICE** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Except as provided in paragraph 2 below, this Bond shall apply to
any additional office(s) established by the Insured during the Bond Period and to all Employees during the Bond Period, without the need
to give notice thereof or pay additional premiums to the Underwriter for the Bond Period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. If during the Bond Period an Insured Investment Company shall merge
or consolidate with an institution in which such Insured is the surviving entity, or purchase substantially all the assets or capital
stock of another institution, or acquire or create a separate investment portfolio, and shall within sixty (60) days notify the Underwriter
thereof, then this Bond shall automatically apply to the Property and Employees resulting from such merger, consolidation, acquisition
or creation from the date thereof; provided, that the Underwriter may make such coverage contingent upon the payment of an additional
premium.

**B. WARRANTY**

No statement made by or on behalf of the Insured, whether contained in the Application or otherwise, shall be deemed to be an absolute warranty, but only a warranty that such statement is true to the best of the knowledge of the person responsible for such statement.

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**C. COURT COSTS AND ATTORNEYS' FEES**

The Underwriter will indemnify the Insured against court costs and reasonable attorneys' fees incurred and paid by the Insured in defense of any legal proceeding brought against the Insured seeking recovery for any loss which, if established against the Insured, would constitute a loss covered under the terms of this Bond; provided, however, that with respect to Insuring Agreement A this indemnity shall apply only in the event that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. an Employee admits to having committed or is adjudicated to have
committed a Dishonest or Fraudulent Act which caused the loss; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. in the absence of such an admission or adjudication, an arbitrator
or arbitrators acceptable to the Insured and the Underwriter concludes, after a review of an agreed statement of facts, that an Employee
has committed a Dishonest or Fraudulent Act which caused the loss.

The Insured shall promptly give notice to the Underwriter of any such legal proceeding and upon request shall furnish the Underwriter with copies of all pleadings and other papers therein. At the Underwriter's election the Insured shall permit the Underwriter to conduct the defense of such legal proceeding in the Insured's name, through attorneys of the Underwriter's selection. In such event, the Insured shall give all reasonable information and assistance which the Underwriter shall deem necessary to the proper defense of such legal proceeding.

If the amount of the Insured's liability or alleged liability in any such legal proceeding is greater than the amount which the Insured would be entitled to recover under this Bond (other than pursuant to this General Agreement C), or if a Deductible Amount is applicable, or both, the indemnity liability of the Underwriter under this General Agreement C is limited to the proportion of court costs and attorneys' fees incurred and paid by the Insured or by the Underwriter that the amount which the Insured would be entitled to recover under this Bond (other than pursuant to this General Agreement C) bears to the sum of such amount plus the amount which the Insured is not entitled to recover. Such indemnity shall be in addition to the Limit of Liability for the applicable Insuring Agreement.

**D. INTERPRETATION**

This Bond shall be interpreted with due regard to the purpose of fidelity bonding under Rule 17g-1 under the Investment Company Act of 1940 (i.e., to protect innocent third parties from harm) and to the structure of the investment management industry (in which a loss of Property resulting from a cause described in any Insuring Agreement ordinarily gives rise to a potential legal liability on the part of the Insured), such that the term "loss" as used herein shall include an Insured's legal liability for direct compensatory damages resulting directly from a misappropriation, or measurable diminution in value, of Property.

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**THIS BOND, INCLUDING THE FOREGOING INSURING AGREEMENTS<br> AND GENERAL AGREEMENTS, IS SUBJECT TO THE FOLLOWING<br> PROVISIONS, CONDITIONS AND LIMITATIONS:**

**SECTION 1. DEFINITIONS**

The following terms used in this Bond shall have the meanings stated in this Section:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**A.** **"Alteration"** means the marking,
changing or altering in a material way of the terms, meaning or legal effect of a document with the intent to deceive.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**B.** **"Application"** means the Insured's
application (and any attachments and materials submitted in connection therewith) furnished to the Underwriter for this Bond.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**C.** **"Authorized Address"** means (1)
any Officially Designated address to which redemption proceeds may be sent, (2) any address designated in writing (not to include Electronic
Transmission) by the Shareholder of Record and received by the Insured at least one (1) day prior to the effective date of such designation,
or (3) any address designated by voice over the telephone or by Electronic Transmission by the Shareholder of Record at least 15 days
prior to the effective date of such designation.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**D.** **"Authorized Bank Account"** means
any Officially Designated bank account to which redemption proceeds may be sent.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**E.** **"Authorized Recipient"** means
(1) the Shareholder of Record, or (2) any other Officially Designated person to whom redemption proceeds may be sent.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**F.** **"Computer System"** means (1) computers
with related peripheral components, including storage components, (2) systems and applications software, (3) terminal devices, (4) related
communications networks or customer communication systems, and (5) related electronic funds transfer systems; by which data or monies
are electronically collected, transmitted, processed, stored or retrieved.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**G.** "**Convertible Virtual Currency"** means Digital Assets
that have an equivalent value in real currency, or that act as a substitute for real currency, including, without limitation, stablecoins
and other cryptocurrency.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**H.** **"Counterfeit"** means a Written
imitation of an actual valid Original which is intended to deceive and to be taken as the Original.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**I.** **"Currency"** means a medium of
exchange in current use authorized or adopted by a domestic or foreign government as part of its official currency.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**J.** **"Deductible Amount"** means, with
respect to any Insuring Agreement, the amount set forth under the heading "Deductible Amount" in Item 3 of the Declarations
or in any Rider for such Insuring Agreement, applicable to each Single Loss covered by such Insuring Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**K.** **"Depository"** means any "securities
depository" (other than any foreign securities depository) in which an Investment Company may deposit its Securities in accordance
with Rule 17f-4 under the Investment Company Act of 1940.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**L.** **"Digital Assets"** mean any digital representations
of value which are recorded on cryptographically secured distributed ledgers or any similar technology, including, without limitation,
Convertible Virtual Currency and Non-Fungible Tokens.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**M.** **"Dishonest or Fraudulent Act"** means any dishonest or fraudulent act, including "larceny and embezzlement" as defined in Section 37 of the Investment Company
Act of 1940, committed with the conscious manifest intent (1) to cause the Insured to sustain a loss and (2) to obtain an improper financial
benefit for the perpetrator or any other person or entity. A Dishonest or Fraudulent Act does not mean or include a reckless act, a negligent
act, or a grossly negligent act. As used in this definition, "improper financial benefit" does not include any employee benefits
received in the course of employment, including salaries, commissions, fees, bonuses, promotions, awards, profit sharing or pensions.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**N.** **"Electronic Transmission"** means
any transmission effected by electronic means, including but not limited to a transmission effected by telephone tones, Telefacsimile,
wireless device, or over the Internet.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**O.** **"Employee"** means:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) each officer, director, trustee, partner or employee of the Insured,
and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) each officer, director, trustee, partner or employee of any predecessor
of the Insured whose principal assets are acquired by the Insured by consolidation or merger with, or purchase of assets or capital stock
of, such predecessor, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) each attorney performing legal services for the Insured and each
employee of such attorney or of the law firm of such attorney while performing services for the Insured, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) each student who is an authorized intern of the Insured, while in
any of the Insured's offices, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(5) each officer, director, trustee, partner or employee of

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) an investment adviser,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) an underwriter (distributor),

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) a transfer agent or shareholder accounting recordkeeper, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) an administrator authorized by written agreement to keep financial
and/or other required records,

for an Investment Company named as an Insured, BUT ONLY while (i) such officer, partner or employee is performing acts coming within the scope of the usual duties of an officer or employee of an Insured, or (ii) such officer, director, trustee, partner or employee is acting as a member of any committee duly elected or appointed to examine or audit or have custody of or access to the Property of the Insured, or (iii) such director or trustee (or anyone acting in a similar capacity) is acting outside the scope of the usual duties of a director or trustee; PROVIDED, that the term "Employee" shall not include any officer, director, trustee, partner or employee of a transfer agent, shareholder accounting recordkeeper or administrator (x) which is not an "affiliated person" (as defined in Section 2(a) of the Investment Company Act of 1940) of an Investment Company named as an Insured or of the adviser or underwriter of such Investment Company, or (y) which is a "Bank" (as defined in Section 2(a) of the Investment Company Act of 1940), and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(6) each individual assigned, by contract or by any agency furnishing
temporary personnel, in either case on a contingent or part-time basis, to perform the usual duties of an employee in any office of the
Insured, and

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(7) each individual assigned to perform the usual duties of an employee
or officer of any entity authorized by written agreement with the Insured to perform services as electronic data processor of checks or
other accounting records of the Insured, but excluding a processor which acts as transfer agent or in any other agency capacity for the
Insured in issuing checks, drafts or securities, unless included under subsection (5) hereof, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(8) each officer, partner or employee of

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) any Depository or Exchange,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) any nominee in whose name is registered any Security included in the systems for the central handling
of securities established and maintained by any Depository, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) any recognized service company which provides clerks or other personnel to any Depository or Exchange
on a contract basis,

while such officer, partner or employee is performing services for any Depository in the operation of systems for the central handling of securities, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(9) in the case of an Insured which is an "employee benefit plan"
(as defined in Section 3 of the Employee Retirement Income Security Act of 1974 ("ERISA")) for officers, directors or employees
of another Insured ("In-House Plan"), any "fiduciary" or other "plan official" (within the meaning
of Section 412 of ERISA) of such In-House Plan, provided that such fiduciary or other plan official is a director, partner, officer, trustee
or employee of an Insured (other than an In-House Plan).

Each employer of temporary personnel and each entity referred to in subsections (6) and (7) and their respective partners, officers and employees shall collectively be deemed to be one person for all the purposes of this Bond.

Brokers, agents, independent contractors, or representatives of the same general character shall not be considered Employees, except as provided in subsections (3), (6), and (7).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**P.** **"Exchange"** means any national
securities exchange registered under the Securities Exchange Act of 1934.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Q.** **"Forgery"** means the physical
signing on a document of the name of another person with the intent to deceive. A Forgery may be by means of mechanically reproduced facsimile
signatures as well as handwritten signatures. Forgery does not include the signing of an individual's own name, regardless of such
individual's authority, capacity or purpose.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**R.** **"Items of Deposit"** means one
or more checks or drafts.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**S.** **"Investment Company"** or **"Fund"** means an investment company registered under the Investment Company Act of 1940.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**T.** **"Limit of Liability"** means, with
respect to any Insuring Agreement, the limit of liability of the Underwriter for any Single Loss covered by such Insuring Agreement as
set forth under the heading "Limit of Liability" in Item 3 of the Declarations or in any Rider for such Insuring Agreement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**U.** **"Mysterious Disappearance"** means
any disappearance of Property which, after a reasonable investigation has been conducted, cannot be explained.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**V.** **"Non-Fund"** means any corporation,
business trust, partnership, trust or other entity which is not an Investment Company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**W**. **"Non-Fungible Tokens"** mean Digital Assets that
are unique digital identifiers that are recorded on cryptographically secured distributed ledgers or any similar technology, and that
are used to certify authenticity and/or ownership of unique assets that cannot be traded, divided, or exchanged at equivalency.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**X.** **"Officially Designated"** means
designated by the Shareholder of Record:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) in the initial account application,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) in writing accompanied by a signature guarantee, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) in writing or by Electronic Transmission, where such designation
is verified via a callback to the Shareholder of Record by the Insured at a predetermined telephone number provided by the Shareholder
of Record to the Insured in writing at least 30 days prior to such callback.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Y.** **"Original"** means the first rendering
or archetype and does not include photocopies or electronic transmissions even if received and printed.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**Z.** **"Phone/Electronic Transaction"** means any (1) redemption of shares issued by an Investment Company, (2) election concerning dividend options available to Fund shareholders,
(3) exchange of shares in a registered account of one Fund into shares in an identically registered account of another Fund in the same
complex pursuant to exchange privileges of the two Funds, or (4) purchase of shares issued by an Investment Company, which redemption,
election, exchange or purchase is requested by voice over the telephone or through an Electronic Transmission.

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| | |
|:---|:---|
| **AA.** | **"Phone/Electronic Transaction Security Procedures"** means security procedures for Phone/<br> Electronic Transactions as set forth in the Application and/or as otherwise provided in writing to the Underwriter. |

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| | |
|:---|:---|
| **BB.** | **"Property"** means the following tangible items: money, postage and revenue stamps, precious metals, Securities, bills of exchange, acceptances, checks, drafts, or other written orders or directions to pay sums certain in money, certificates of deposit, due bills, money orders, letters of credit, financial futures contracts, conditional sales contracts, abstracts of title, insurance policies, deeds, mortgages, and assignments of any of the foregoing, and other valuable papers, including books of account and other records used by the Insured in the conduct of its business, and all other instruments similar to or in the nature of the foregoing (but excluding all data processing records), (1) in which the Insured has a legally cognizable interest, (2) in which the Insured acquired or should have acquired such an interest by reason of a predecessor's declared financial condition at the time of the Insured's consolidation or merger with, or purchase of the principal assets of, such predecessor or (3) which are held by the Insured for any purpose or in any capacity. |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**CC.** **"Securities"** means original negotiable
or non-negotiable agreements or instruments which represent an equitable or legal interest, ownership or debt (including stock certificates,
bonds, promissory notes, and assignments thereof), which are in the ordinary course of business transferable by physical delivery with
appropriate endorsement or assignment. "Securities" does not include bills of exchange, acceptances, certificates of deposit,
checks, drafts, or other written orders or directions to pay sums certain in money, due bills, money orders, or letters of credit.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**DD.** **"Security Company"** means an entity
which provides or purports to provide the transport of Property by secure means, including, without limitation, by use of armored vehicles
or guards.

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| | |
|:---|:---|
| **EE.** | **"Self-Regulatory Organization"** means any association of investment advisers or securities dealers registered under the federal securities laws, or any Exchange. |

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| | |
|:---|:---|
| **FF.** | **"Shareholder of Record"** means the record owner of shares issued by an Investment Company or, in the case of joint ownership of such shares, all record owners, as designated (1) in the initial account application, or (2) in writing accompanied by a signature guarantee, or (3) pursuant to procedures as set forth in the Application and/or as otherwise provided in writing to the Underwriter. |

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|:---|:---|
| **GG.** | **"Single Loss"** means: |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) all loss caused by any one act (other than a Dishonest or Fraudulent
Act) committed by one person, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) all loss caused by Dishonest or Fraudulent Acts committed by one
person, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) all expenses incurred with respect to any one audit or examination,
or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) all loss caused by any one occurrence or event other than those specified
in subsections (1) through (3) above.

All acts or omissions of one or more persons which directly or indirectly aid or, by failure to report or otherwise, permit the continuation of an act referred to in subsections (1) and (2) above of any other person shall be deemed to be the acts of such other person for purposes of this subsection.

All acts or occurrences or events which have as a common nexus any fact, circumstance, situation, transaction or series of facts, circumstances, situations, or transactions shall be deemed to be one act, one occurrence, or one event.

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| | |
|:---|:---|
| **HH.** | **"Telefacsimile"** means a system of transmitting and reproducing fixed graphic material (as, for example, printing) by means of signals transmitted over telephone lines or over the Internet. |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**II.** **"Written"** means expressed through
letters or marks placed upon paper and visible to the eye.

**SECTION 2. EXCLUSIONS**

THIS BOND DOES NOT COVER:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;A. Loss resulting from (1) riot or civil commotion outside the United
States of America and Canada, or (2) war, revolution, insurrection, action by armed forces, or usurped power, wherever occurring; except
if such loss occurs while the Property is in transit, is otherwise covered under Insuring Agreement D, and when such transit was initiated,
the Insured or any person initiating such transit on the Insured's behalf had no knowledge of such riot, civil commotion, war, revolution,
insurrection, action by armed forces, or usurped power.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;B. Loss in time of peace or war resulting from nuclear
fission or fusion or radioactivity, or biological or chemical agents or hazards, or fire, smoke, or explosion, or the effects of any of
the foregoing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;C. Loss resulting from any Dishonest or Fraudulent
Act committed by any person while acting in the capacity of a member of the Board of Directors or any equivalent body of the Insured or
of any other entity.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;D. Loss resulting from any nonpayment or other default
of any loan or similar transaction made by the Insured or any of its partners, directors, officers or employees, whether or not authorized
and whether procured in good faith or through a Dishonest or Fraudulent Act, unless such loss is otherwise covered under Insuring Agreement
A, E, or F.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;E. Loss resulting from any violation by the Insured
or by any Employee of any law, or any rule or regulation pursuant thereto or adopted by a Self-Regulatory Organization, regulating the
issuance, purchase or sale of securities, securities transactions upon security exchanges or over the counter markets, Investment Companies,
or investment advisers, unless such loss, in the absence of such law, rule or regulation, would be covered under Insuring Agreement A,
E, or F.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;F. Loss resulting from Property that is the
object of a Dishonest or Fraudulent Act or Mysterious Disappearance while in the custody of any Security
Company, unless such loss is covered under this Bond and is in excess of the amount recovered or received by the Insured under (1) the
Insured's contract with such Security Company, and (2) insurance or indemnity of any kind carried by such Security Company for the
benefit of, or otherwise available to, users of its service, in which case this Bond shall cover only such excess, subject to the applicable
Limit of Liability and Deductible Amount.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;G. Potential income, including but not limited to interest
and dividends, not realized by the Insured because of a loss covered under this Bond, except when covered under Insuring Agreement H.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;H. Loss in the form of (1) damages of any type for
which the Insured is legally liable, except direct compensatory damages, or (2) taxes, fines, or penalties, including without limitation
two-thirds of treble damage awards pursuant to judgments under any statute or regulation.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;I. Loss resulting from the surrender of Property away
from an office of the Insured as a result of kidnap, ransom, or extortion, or a threat

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) to do bodily harm to any person, except where the Property is in
transit in the custody of any person acting as messenger as a result of a threat to do bodily harm to such person, if the Insured had
no knowledge of such threat at the time such transit was initiated, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) to do damage to the premises or Property of the Insured,

unless such loss is otherwise covered under Insuring Agreement A.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;J. All costs, fees, and other expenses incurred by
the Insured in establishing the existence of or amount of loss covered under this Bond, except to the extent certain audit expenses are
covered under Insuring Agreement B.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;K. Loss resulting from payments made to or withdrawals
from any account, involving funds erroneously credited to such account, unless such loss is otherwise covered under Insuring Agreement
A. &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;L. Loss resulting from uncollectible Items of Deposit
which are drawn upon a financial institution outside the United States of America, its territories and possessions, or Canada.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;M. Loss resulting from the Dishonest or Fraudulent
Acts or other acts or omissions of an Employee primarily engaged in the sale of shares issued by an Investment Company to persons other
than (1) a person registered as a broker under the Securities Exchange Act of 1934 or (2) an "accredited investor" as defined
in Rule 501(a) of Regulation D under the Securities Act of 1933, which is not an individual.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;N. Loss resulting from the use of credit, debit, charge,
access, convenience, identification, cash management or other cards, whether such cards were issued or purport to have been issued by
the Insured or by anyone else, unless such loss is otherwise covered under Insuring Agreement A.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;O. Loss resulting from any purchase, redemption or
exchange of securities issued by an Investment Company or other Insured, or any other instruction, request, acknowledgement, notice or
transaction involving securities issued by an Investment Company or other Insured or the dividends in respect thereof, when any of the
foregoing is requested, authorized or directed or purported to be requested, authorized or directed by voice over the telephone or by
Electronic Transmission, unless such loss is otherwise covered under Insuring Agreement A or Insuring Agreement I.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;P. Loss resulting from any Dishonest or Fraudulent
Act or committed by an Employee as defined in Section 1.O(2), unless such loss (1) could not have been reasonably discovered by the due
diligence of the Insured at or prior to the time of acquisition by the Insured of the assets acquired from a predecessor, and (2) arose
out of a lawsuit or valid claim brought against the Insured by a person unaffiliated with the Insured or with any person affiliated with
the Insured.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Q. Loss resulting from the unauthorized entry of data
into, or the deletion or destruction of data in, or the change of data elements or programs within, any Computer System, unless such loss
is otherwise covered under Insuring Agreement A.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;R. Loss resulting from the theft, disappearance, destruction,
disclosure, or unauthorized use of confidential or personal information (including, but not limited to, trade secrets, personal shareholder
or client information, shareholder or client lists, personally identifiable financial or medical information, intellectual property, or
any other type of non-public information), whether such information is owned by the Insured or held by the Insured in any capacity (including
concurrently with another person); provided, however, this exclusion shall not apply to loss arising out of the use of such information
to support or facilitate the commission of an act otherwise covered by this Bond.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;S. All costs, fees, and other expenses arising from
a data security breach or incident, including, but not limited to, forensic audit expenses, fines, penalties, expenses to comply with
federal and state laws and expenses related to notifying affected individuals.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;T. Loss resulting from vandalism or malicious mischief.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;U. Loss resulting from the theft, disappearance,
 or destruction of Digital Assets or from the change in value of Digital Assets, unless such loss (1) is sustained by any investment
 company registered under the Investment Company Act of 1940 that is named as an Insured and (2) is otherwise covered under Insuring
 Agreement A.

**SECTION 3. ASSIGNMENT OF RIGHTS**

Upon payment to the Insured hereunder for any loss, the Underwriter shall be subrogated to the extent of such payment to all of the Insured's rights and claims in connection with such loss; provided, however, that the Underwriter shall not be subrogated to any such rights or claims one named Insured under this Bond may have against another named Insured under this Bond. At the request of the Underwriter, the Insured shall execute all assignments or other documents and take such action as the Underwriter may deem necessary or desirable to secure and perfect such rights and claims, including the execution of documents necessary to enable the Underwriter to bring suit in the name of the Insured.

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Assignment of any rights or claims under this Bond shall not bind the Underwriter without the Underwriter's written consent.

**SECTION 4. LOSS**—**NOTICE**—**PROOF**—**LEGAL PROCEEDINGS**

This Bond is for the use and benefit only of the Insured and the Underwriter shall not be liable hereunder to anyone other than the Insured. As soon as practicable and not more than sixty (60) days after discovery of any loss covered hereunder, the Insured shall give the Underwriter written notice thereof and, as soon as practicable and within one year after such discovery, shall also furnish to the Underwriter affirmative proof of loss with full particulars. The Underwriter may extend the sixty-day notice period or the one-year proof of loss period if the Insured requests an extension and shows good cause therefor.

The Insured shall provide the Underwriter with such information, assistance, and cooperation as the Underwriter may reasonably request.

See also General Agreement C (Court Costs and Attorneys' Fees).

The Underwriter shall not be liable hereunder for loss of Securities unless each of the Securities is identified in such proof of loss by a certificate or bond number or by such identification means as the Underwriter may require. The Underwriter shall have a reasonable period after receipt of a proper affirmative proof of loss within which to investigate the claim, but where the Property is Securities and the loss is clear and undisputed, settlement shall be made within forty-eight (48) hours even if the loss involves Securities of which duplicates may be obtained.

The Insured shall not bring legal proceedings against the Underwriter to recover any loss hereunder prior to sixty (60) days after filing such proof of loss or subsequent to twenty-four (24) months after the discovery of such loss or, in the case of a legal proceeding to recover hereunder on account of any judgment against the Insured in or settlement of any suit mentioned in General Agreement C or to recover court costs or attorneys' fees paid in any such suit, twenty-four (24) months after the date of the final judgment in or settlement of such suit. If any limitation in this Bond is prohibited by any applicable law, such limitation shall be deemed to be amended to be equal to the minimum period of limitation permitted by such law.

Notice hereunder shall be given to Manager, Professional Liability Claims, ICI Mutual Insurance Company, RRG, 1401 H St. NW, Washington, DC 20005, with an electronic copy to LegalSupport@icimutual.com.

**SECTION 5. DISCOVERY**

For all purposes under this Bond, a loss is discovered, and discovery of a loss occurs, when the Insured

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) becomes aware of facts, or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) receives notice of an actual or potential claim by a third party
which alleges that the Insured is liable under circumstances,

which would cause a reasonable person to assume that a loss of a type covered by this Bond has been or is likely to be incurred, regardless of when the act or acts causing or contributing to such loss occurred, even though the exact amount or details of the loss may not be known.

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**SECTION 6. VALUATION OF PROPERTY**

For the purpose of determining the amount of any loss hereunder, the value of any Property shall be the market value of such Property at the close of business on the first business day before the discovery of such loss; except that

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) the value of any Property replaced by the Insured prior to the payment
of a claim therefor shall be the actual market value of such Property at the time of replacement, but not in excess of the market value
of such Property on the first business day before the discovery of the loss of such Property;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) the value of Securities which must be produced to exercise subscription,
conversion, redemption or deposit privileges shall be the market value of such privileges immediately preceding the expiration thereof
if the loss of such Securities is not discovered until after such expiration, but if there is no quoted or other ascertainable market
price for such Property or privileges referred to in clauses (1) and (2), their value shall be fixed by agreement between the parties
or by arbitration before an arbitrator or arbitrators acceptable to the parties; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) the value of books of accounts or other records used by the Insured
in the conduct of its business shall be limited to the actual cost of blank books, blank pages or other materials if the books or records
are reproduced plus the cost of labor for the transcription or copying of data furnished by the Insured for reproduction.

**SECTION 7. LOST SECURITIES**

The maximum liability of the Underwriter hereunder for lost Securities shall be the payment for, or replacement of, such Securities having an aggregate value not to exceed the applicable Limit of Liability. If the Underwriter shall make payment to the Insured for any loss of Securities, the Insured shall assign to the Underwriter all of the Insured's right, title and interest in and to such Securities. In lieu of such payment, the Underwriter may, at its option, replace such lost Securities, and in such case the Insured shall cooperate to effect such replacement. To effect the replacement of lost Securities, the Underwriter may issue or arrange for the issuance of a lost instrument bond. If the value of such Securities does not exceed the applicable Deductible Amount (at the time of the discovery of the loss), the Insured will pay the usual premium charged for the lost instrument bond and will indemnify the issuer of such bond against all loss and expense that it may sustain because of the issuance of such bond.

If the value of such Securities exceeds the applicable Deductible Amount (at the time of discovery of the loss), the Insured will pay a proportion of the usual premium charged for the lost instrument bond, equal to the percentage that the applicable Deductible Amount bears to the value of such Securities upon discovery of the loss, and will indemnify the issuer of such bond against all loss and expense that is not recovered from the Underwriter under the terms and conditions of this Bond, subject to the applicable Limit of Liability.

**SECTION 8. SALVAGE**

If any recovery is made, whether by the Insured or the Underwriter, on account of any loss within the applicable Limit of Liability hereunder, the Underwriter shall be entitled to the full amount of such recovery to reimburse the Underwriter for all amounts paid hereunder with respect to such loss. If any recovery is made, whether by the Insured or the Underwriter, on account of any loss in excess of the applicable Limit of Liability hereunder plus the Deductible Amount applicable to such loss from any source other than suretyship, insurance, reinsurance, security or indemnity taken by or for the benefit of the Underwriter, the amount of such recovery, net of the actual costs and expenses of recovery, shall

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be applied to reimburse the Insured in full for the portion of such loss in excess of such Limit of Liability, and the remainder, if any, shall be paid first to reimburse the Underwriter for all amounts paid hereunder with respect to such loss and then to the Insured to the extent of the portion of such loss within the Deductible Amount. The Insured shall execute all documents which the Underwriter deems necessary or desirable to secure to the Underwriter the rights provided for herein.

**SECTION 9. NON-REDUCTION AND NON-ACCUMULATION OF LIABILITY AND TOTAL LIABILITY**

Prior to its termination, this Bond shall continue in force up to the Limit of Liability for each Insuring Agreement for each Single Loss, notwithstanding any previous loss (other than such Single Loss) for which the Underwriter may have paid or be liable to pay hereunder; PROVIDED, however, that regardless of the number of years this Bond shall continue in force and the number of premiums which shall be payable or paid, the liability of the Underwriter under this Bond with respect to any Single Loss shall be limited to the applicable Limit of Liability irrespective of the total amount of such Single Loss and shall not be cumulative in amounts from year to year or from period to period.

**SECTION 10. MAXIMUM LIABILITY OF UNDERWRITER; OTHER BONDS OR POLICIES**

The maximum liability of the Underwriter for any Single Loss covered by any Insuring Agreement under this Bond shall be the Limit of Liability applicable to such Insuring Agreement, subject to the applicable Deductible Amount and the other provisions of this Bond. Recovery for any Single Loss may not be made under more than one Insuring Agreement. If any Single Loss covered under this Bond is recoverable or recovered in whole or in part because of an unexpired discovery period under any other bonds or policies issued by the Underwriter to the Insured or to any predecessor in interest of the Insured, the maximum liability of the Underwriter shall be the greater of either (1) the applicable Limit of Liability under this Bond, or (2) the maximum liability of the Underwriter under such other bonds or policies.

**SECTION 11. OTHER INSURANCE**

Notwithstanding anything to the contrary herein, if any loss covered by this Bond shall also be covered by other insurance or suretyship for the benefit of the Insured, the Underwriter shall be liable hereunder only for the portion of such loss in excess of the amount recoverable under such other insurance or suretyship, but not exceeding the applicable Limit of Liability of this Bond.

**SECTION 12. DEDUCTIBLE AMOUNT**

The Underwriter shall not be liable under any Insuring Agreement unless the amount of the loss covered thereunder, after deducting the net amount of all reimbursement and/or recovery received by the Insured with respect to such loss (other than from any other bond, suretyship or insurance policy or as an advance by the Underwriter hereunder) shall exceed the applicable Deductible Amount; in such case the Underwriter shall be liable only for such excess, subject to the applicable Limit of Liability and the other terms of this Bond.

No Deductible Amount shall apply to any loss covered under Insuring Agreement A sustained by any Investment Company named as an Insured.

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**SECTION 13. TERMINATION**

The Underwriter may terminate this Bond as to any Insured or all Insureds only by written notice to such Insured or Insureds and, if this Bond is terminated as to any Investment Company, to each such Investment Company terminated thereby and to the Securities and Exchange Commission, Washington, D.C., in all cases not less than sixty (60) days prior to the effective date of termination specified in such notice.

The Insured may terminate this Bond only by written notice to the Underwriter not less than sixty (60) days prior to the effective date of the termination specified in such notice. Notwithstanding the foregoing, when the Insured terminates this Bond as to any Investment Company, the effective date of termination shall be not less than sixty (60) days from the date the Underwriter provides written notice of the termination to each such Investment Company terminated thereby and to the Securities and Exchange Commission, Washington, D.C.

This Bond will terminate as to any Insured that is a Non-Fund immediately and without notice upon (1) the takeover of such Insured's business by any State or Federal official or agency, or by any receiver or liquidator, or (2) the filing of a petition under any State or Federal statute relative to bankruptcy or reorganization of the Insured, or assignment for the benefit of creditors of the Insured.

Premiums are earned until the effective date of termination. The Underwriter shall refund the unearned premium computed at short rates in accordance with the Underwriter's standard short rate cancellation tables if this Bond is terminated by the Insured or pro rata if this Bond is terminated by the Underwriter.

Upon the detection by any Insured that an Employee has committed any Dishonest or Fraudulent Act(s), the Insured shall immediately remove such Employee from a position that may enable such Employee to cause the Insured to suffer a loss by any subsequent Dishonest or Fraudulent Act(s). The Insured, within two (2) business days of such detection, shall notify the Underwriter with full and complete particulars of the detected Dishonest or Fraudulent Act(s).

For purposes of this section, detection occurs when any partner, officer, or supervisory employee of any Insured, who is not in collusion with such Employee, becomes aware that the Employee has committed any Dishonest or Fraudulent Act(s).

This Bond shall terminate as to any Employee by written notice from the Underwriter to each Insured and, if such Employee is an Employee of an Insured Investment Company, to the Securities and Exchange Commission, in all cases not less than sixty (60) days prior to the effective date of termination specified in such notice.

**SECTION 14. RIGHTS AFTER TERMINATION**

At any time prior to the effective date of termination of this Bond as to any Insured, such Insured may, by written notice to the Underwriter, elect to purchase the right under this Bond to an additional period of twelve (12) months within which to discover loss sustained by such Insured prior to the effective date of such termination and shall pay an additional premium therefor as the Underwriter may require.

Such additional discovery period shall terminate immediately and without notice upon the takeover of such Insured's business by any State or Federal official or agency, or by any receiver or liquidator. Promptly after such termination the Underwriter shall refund to the Insured any unearned premium.

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The right to purchase such additional discovery period may not be exercised by any State or Federal official or agency, or by any receiver or liquidator, acting or appointed to take over the Insured's business.

**SECTION 15. CENTRAL HANDLING OF SECURITIES**

The Underwriter shall not be liable for loss in connection with the central handling of securities within the systems established and maintained by any Depository ("Systems"), unless the amount of such loss exceeds the amount recoverable or recovered under any bond or policy or participants' fund insuring the Depository against such loss (the "Depository's Recovery"); in such case the Underwriter shall be liable hereunder only for the Insured's share of such excess loss, subject to the applicable Limit of Liability, the Deductible Amount and the other terms of this Bond.

For determining the Insured's share of such excess loss, (1) the Insured shall be deemed to have an interest in any certificate representing any security included within the Systems equivalent to the interest the Insured then has in all certificates representing the same security included within the Systems; (2) the Depository shall have reasonably and fairly apportioned the Depository's Recovery among all those having an interest as recorded by appropriate entries in the books and records of the Depository in Property involved in such loss, so that each such interest shall share in the Depository's Recovery in the ratio that the value of each such interest bears to the total value of all such interests; and (3) the Insured's share of such excess loss shall be the amount of the Insured's interest in such Property in excess of the amount(s) so apportioned to the Insured by the Depository.

This Bond does not afford coverage in favor of any Depository or Exchange or any nominee in whose name is registered any security included within the Systems.

**SECTION 16. ADDITIONAL COMPANIES INCLUDED AS INSURED**

If more than one entity is named as the Insured:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;A. the total liability of the Underwriter hereunder for each Single
Loss shall not exceed the Limit of Liability which would be applicable if there were only one named Insured, regardless of the number
of Insured entities which sustain loss as a result of such Single Loss,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;B. the Insured first named in Item 1 of the Declarations shall be deemed
authorized to make, adjust, and settle, and receive and enforce payment of, all claims hereunder as the agent of each other Insured for
such purposes and for the giving or receiving of any notice required or permitted to be given hereunder; provided, that the Underwriter
shall promptly furnish each named Insured Investment Company with (1) a copy of this Bond and any amendments thereto, (2) a copy of each
formal filing of a claim hereunder by any other Insured, and (3) notification of the terms of the settlement of each such claim prior
to the execution of such settlement,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;C. the Underwriter shall not be responsible or have any liability for
the proper application by the Insured first named in Item 1 of the Declarations of any payment made hereunder to the first named Insured,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;D. for the purposes of Sections 4 and 13, knowledge possessed or discovery
made by any partner, officer or supervisory Employee of any Insured shall constitute knowledge or discovery by every named Insured,

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;E. if the first named Insured ceases for any reason to be covered under
this Bond, then the Insured next named shall thereafter be considered as the first named Insured for the purposes of this Bond, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;F. each named Insured shall constitute "the Insured" for
all purposes of this Bond.

**SECTION 17. NOTICE AND CHANGE OF CONTROL**

Within thirty (30) days after learning that there has been a change in control of an Insured by transfer of its outstanding voting securities the Insured shall give written notice to the Underwriter of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;A. the names of the transferors and transferees (or the names of the
beneficial owners if the voting securities are registered in another name), and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;B. the total number of voting securities owned by the transferors and
the transferees (or the beneficial owners), both immediately before and after the transfer, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;C. the total number of outstanding voting securities.

As used in this Section, "control" means the power to exercise a controlling influence over the management or policies of the Insured.

**SECTION 18. CHANGE OR MODIFICATION**

This Bond may only be modified by written Rider forming a part hereof over the signature of the Underwriter's authorized representative. Any Rider which modifies the coverage provided by Insuring Agreement A, Fidelity, in a manner which adversely affects the rights of an Insured Investment Company shall not become effective until at least sixty (60) days after the Underwriter has given written notice thereof to the Securities and Exchange Commission, Washington, D.C., and to each Insured Investment Company affected thereby.

**SECTION 19. COMPLIANCE WITH APPLICABLE TRADE AND ECONOMIC SANCTIONS**

This Bond shall not be deemed to provide any coverage, and the Underwriter shall not be required to pay any loss or provide any benefit hereunder, to the extent that the provision of such coverage, payment of such loss or provision of such benefit would cause the Underwriter to be in violation of any applicable trade or economic sanctions, laws or regulations, including, but not limited to, any sanctions, laws or regulations administered and enforced by the U.S. Department of Treasury Office of Foreign Assets Control (OFAC).

**SECTION 20. ANTI-BUNDLING** 

If any Insuring Agreement requires that an enumerated type of document be Counterfeit, or contain a Forgery or Alteration, the Counterfeit, Forgery, or Alteration must be on or of the enumerated document itself, not on or of some other document submitted with, accompanying or incorporated by reference into the enumerated document.

IN WITNESS WHEREOF, the Underwriter has caused this Bond to be executed on the Declarations Page.

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**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 1** 

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

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In consideration of the premium charged for this Bond, it is hereby understood and agreed that Item 1 of the Declarations, Name of Insured, shall include (subject to the operation of and restrictions contained within the "Insurance Regulatory Compliance for Non-U.S. Operations Rider") the following:

First Trust Advisors L.P.

First Trust Portfolios L.P.

First Trust Cayman Subsidiary

First Trust Cayman Subsidiary II

First Trust Cayman Subsidiary III

First Trust Cayman Subsidiary IV

First Trust Cayman Subsidiary V

First Trust Cayman Subsidiary VI

First Trust Series Fund, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust/Confluence Small Cap Value Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Managed Municipal Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Preferred Securities and Income Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Short Duration High Income Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust WCM Focused Global Growth Fund

First Trust Variable Insurance Trust, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Capital Strength<sup>®</sup> Hedged Equity Portfolio

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Capital Strength<sup>®</sup> Portfolio

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright Tactical Core Portfolio

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust/Dow Jones Dividend & Income Allocation Portfolio

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Growth Strength™ Portfolio

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust International Developed Capital Strength<sup>®</sup> Portfolio

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Multi Income Allocation Portfolio

First Trust Exchange-Traded Fund, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Bloomberg Inflation Sensitive Equity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Capital Strength<sup>®</sup> ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dividend Strength™ ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dow 30 Equal Weight ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dow Jones Internet Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dow Jones Select MicroCap Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Growth Strength<sup>™</sup>ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx Aerospace & Defense ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Lunt U.S. Factor Rotation ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Morningstar Dividend Leaders Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NASDAQ-100 Equal Weighted Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NASDAQ-100 Ex-Technology Sector Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NASDAQ-100-Technology Sector Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NASDAQ<sup>®</sup> ABA Community Bank Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Green Energy Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Natural Gas ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NYSE<sup>®</sup> Arca<sup>®</sup> Biotechnology Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S&P 500 Diversified Free Cash Flow ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S&P REIT Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust US Equity Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Value Line<sup>®</sup> Dividend Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Water ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust WCM Developing World Equity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust WCM International Equity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Bitcoin Strategy & Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Bitcoin Strategy Floor15 ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Bitcoin Strategy Floor15 ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Bitcoin Strategy Floor15 ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Gold Strategy Quarterly Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Gold Strategy Target Income ETF<sup>®</sup>

First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Consumer Discretionary AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Consumer Staples AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Energy AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Financials AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Health Care AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Industrials/Producer Durables AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Large Cap Core AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Large Cap Growth AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Large Cap Value AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Materials AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Mid Cap Core AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Mid Cap Growth AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Mid Cap Value AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Multi Cap Growth AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Multi Cap Value AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Small Cap Core AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Small Cap Growth AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Small Cap Value AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Technology AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Utilities AlphaDEX<sup>®</sup> Fund

First Trust Exchange-Traded Fund II, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Alerian Disruptive Technology Real Estate ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Alerian U.S. NextGen Infrastructure ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Bloomberg Artificial Intelligence ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Bloomberg Emerging Market Democracies ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Bloomberg Nuclear Power ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Cloud Computing ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dow Jones Global Select Dividend Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dow Jones International Internet ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Emerging Markets Human Flourishing ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Global Wind Energy ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx Global Agriculture ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx Global Natural Resources Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx Metaverse ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx NextG ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust International Equity Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust IPOX<sup>®</sup> Europe Equity Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Smart Grid Infrastructure Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Cybersecurity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Lux Digital Health Solutions ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S-Network Future Vehicles & Technology ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust STOXX<sup>®</sup> European Select Dividend Index Fund

First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Asia Pacific ex-Japan AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust China AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Developed Markets ex-US AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Developed Markets ex-U.S. Small Cap AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Emerging Markets AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Emerging Markets Small Cap AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Europe AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Eurozone AlphaDEX<sup>®</sup> ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Germany AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust India NIFTY 50 Equal Weight ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Japan AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Latin America AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Switzerland AlphaDEX<sup>®</sup> Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust United Kingdom AlphaDEX<sup>®</sup> Fund

First Trust Exchange-Traded Fund III, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust California Municipal High Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Emerging Markets Local Currency Bond ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Horizon Managed Volatility Developed International ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Horizon Managed Volatility Domestic ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Horizon Managed Volatility Small/Mid ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Institutional Preferred Securities and Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Long/Short Equity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Managed Municipal ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Merger Arbitrage ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Municipal High Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust New York Municipal High Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Preferred Securities and Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust RiverFront Dynamic Developed International ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust RiverFront Dynamic Emerging Markets ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust RiverFront Dynamic Europe ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Short Duration Managed Municipal ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Ultra Short Duration Municipal ETF

First Trust Exchange-Traded Fund IV, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust AAA CMBS ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Core Investment Grade ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust EIP Power Solutions ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Enhanced Short Maturity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust High Income Strategic Focus ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Intermediate Duration Investment Grade Corporate ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Intermediate Government Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Limited Duration Investment Grade Corporate ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Long Duration Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Low Duration Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust North American Energy Infrastructure Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Senior Loan Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust SSI Strategic Convertible Securities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Structured Credit Income Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Tactical High Yield ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Energy Income Partners Strategy ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest 20+ Year Treasury & Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest DJIA<sup>®</sup> Dogs 10 Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Dow Jones Internet & Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Growth Strength & Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest High Yield & Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Investment Grade & Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest S&P 500<sup>®</sup> Dividend Aristocrats Target Income ETF<sup>®</sup>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Rising Dividend Achievers Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest SMID Rising Dividend Achievers Target Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Technology Dividend Target Income ETF

First Trust Exchange-Traded Fund V, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Managed Futures Strategy Fund

First Trust Exchange-Traded Fund VI, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o Emerging Markets Equity Select ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Balanced Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Bloomberg R&D Leaders ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Bloomberg Shareholder Yield ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust BuyWrite Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright DALI 1 Equity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright Dynamic Focus 5 ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright Focus 5 ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright International Focus 5 ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright Momentum & Dividend ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright Momentum & Low Volatility ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Dorsey Wright Momentum & Value ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx Innovative Transaction & Process ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Indxx Medical Devices ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust International Developed Capital Strength<sup>®</sup> ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Artificial Intelligence and Robotics ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Bank ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq BuyWrite Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Food & Beverage ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Oil & Gas ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Pharmaceuticals ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Semiconductor ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Technology Dividend Index Fund

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Nasdaq Transportation ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust New Constructs Core Earnings Leaders ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust RBA American Industrial Renaissance<sup>®</sup> ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust RBA Deglobalization ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Rising Dividend Achievers ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S&P 500 Diversified Dividend Aristocrats ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S&P 500 Economic Moat ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S&P International Dividend Aristocrats ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Small Cap BuyWrite Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust SMID Cap Rising Dividend Achievers ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust SMID Capital Strength ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust SMID Growth Strength ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S-Network E-Commerce ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust S-Network Streaming & Gaming ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o Multi-Asset Diversified Income Index Fund

First Trust Exchange-Traded Fund VII, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Alternative Absolute Return Strategy ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Global Tactical Commodity Strategy Fund

First Trust Exchange-Traded Fund VIII, a series fund consisting of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Active Factor Mid Cap ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Active Factor Large Cap ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Active Factor Small Cap ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Active Global Quality Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Expanded Technology ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Flexible Municipal High Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Income Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Innovation Leaders ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Low Duration Strategic Focus ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Multi-Manager Large Growth ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Multi-Manager Small Cap Opportunities ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Multi-Strategy Alternative ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Securitized Plus ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust SkyBridge Crypto Industry and Digital Economy ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Smith Opportunistic Fixed Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o First Trust Smith Unconstrained Bond ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Confluence BDC & Specialty Finance Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Emerging Markets Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Emerging Markets Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Emerging Markets Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Emerging Markets Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Energy Income Partners Enhanced Income ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Raymond James Multicap Growth Equity ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Buffered Allocation Defensive ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Buffered Allocation Growth ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest International Equity Moderate Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest International Equity Moderate Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest International Equity Moderate Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest International Equity Moderate Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Deep Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Enhance & Moderate Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered International Moderate Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Max Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Moderate Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Nasdaq Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Laddered Small Cap Moderate Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100<sup>®</sup> Buffer ETF- December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100<sup>®</sup> Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100<sup>®</sup> Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100<sup>®</sup> Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Conservative Buffer ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Conservative Buffer ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Conservative Buffer ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Conservative Buffer ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Moderate Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Moderate Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Moderate Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest Nasdaq-100® Moderate Buffer ETF - November

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer & Premium Income ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer & Premium Income ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer & Premium Income ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer & Premium Income ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - November

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - November

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Deep Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Dual Directional Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - November

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Enhance & Moderate Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Equal Weight Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Equal Weight Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Equal Weight Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Equal Weight Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - November

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Max Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - December

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - June

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - March

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - November

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Moderate Buffer ETF - September

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF

o FT Vest U.S. Equity Quarterly Dynamic Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Quarterly Max Buffer ETF

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Uncapped Accelerator ETF - April

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Uncapped Accelerator ETF - January

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Uncapped Accelerator ETF - July

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Equity Uncapped Accelerator ETF - October

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Small Cap Moderate Buffer ETF - August

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Small Cap Moderate Buffer ETF - February

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Small Cap Moderate Buffer ETF - May

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;o FT Vest U.S. Small Cap Moderate Buffer ETF - November

First Trust Enhanced Equity Income Fund

First Trust High Yield Opportunities 2027 Term Fund

First Trust Intermediate Duration Preferred & Income Fund

First Trust Mortgage Income Fund

First Trust Senior Floating Rate Income Fund II

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0001.0-00 (10/20)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 2** 

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

In consideration of the premium charged for this Bond, it is hereby understood and agreed that this Bond (other than Insuring Agreements C and D) does not cover loss resulting from or in connection with any business, activities, or acts or omissions of (including services rendered by) any Insured which is <u>not</u> an Insured Fund ("Non-Fund Insured") or any Employee of a Non-Fund Insured, <u>except</u> loss, otherwise covered by the terms of this Bond, resulting from or in connection with

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) services rendered by a Non-Fund Insured to an Insured Fund, or to shareholders
of such Fund in connection with the issuance, transfer, or redemption of their Fund shares; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) Investment Advisory Services rendered by a Non-Fund Insured to an investment advisory
client of such Non-Fund Insured; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) in the case of a Non-Fund Insured substantially all of whose business is rendering
the services described in (1) or (2) above, the general business, activities or operations of such Non-Fund Insured, <u>excluding</u> (a) the rendering of services (other than those described in (1) or (2) above) to any person, or (b) the sale of goods or property of
any kind.

It is further understood and agreed that with respect to any Non-Fund Insured, Insuring Agreements C and D only cover loss of Property which a Non-Fund Insured uses or holds, or in which a Non-Fund Insured has an interest, in each case wholly or partially in connection with the rendering of services described in (1) or (2) above.

As used herein, "Investment Advisory Services" means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but <u>not</u> including furnishing <u>only</u> statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

For purposes of this Rider, Investment Advisory Services shall not include Personal Financial Planning Services.

It is further understood and agreed that as used herein, "Personal Financial Planning Services" means the provision of financial plans to individuals for compensation and the provision of services related thereto, and may include specific recommendations for the implementation of such plans and advice with respect to tax planning, retirement planning, estate planning, insurance planning, budgeting and cash management, or similar types of financial advice, but not including solely Investment Advisory Services.

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0003.1-03 (07/20)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 3**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

In consideration of the premium charged for this Bond, it is hereby understood and agreed that notwithstanding anything to the contrary in this Bond, this Bond shall not cover loss resulting from or in connection with the discretionary voting by any Insured of securities owned or held by any client of such Insured, where such securities are issued by (1) such Insured, or (2) any entity controlling, controlled by, or under common control with such Insured, ("Affiliated Entity"), or (3) any Fund to which such Insured or any Affiliated Entity provides any services.

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0012.0-01 (01/02)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 4**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

In consideration of the premium charged for this Bond, it is hereby understood and agreed that this Bond does not cover any loss resulting from or in connection with the acceptance of any Third Party Check, unless

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) such Third Party Check is used to open or increase an account which is registered
in the name of one or more of the payees on such Third Party Check, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) reasonable efforts are made by the Insured, or by the entity receiving Third Party
Checks on behalf of the Insured, to verify all endorsements on all Third Party Checks made payable in amounts greater than $100,000 (provided,
however, that the isolated failure to make such efforts in a particular instance will not preclude coverage, subject to the exclusions
herein and in the Bond),

and then only to the extent such loss is otherwise covered under this Bond.

For purposes of this Rider, "Third Party Check" means a check made payable to one or more parties and offered as payment to one or more other parties.

It is further understood and agreed that notwithstanding anything to the contrary above or elsewhere in the Bond, this Bond does not cover any loss resulting from or in connection with the acceptance of a Third Party Check where:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) any payee on such Third Party Check reasonably appears to be a corporation or other
entity; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) such Third Party Check is made payable in an amount greater than $100,000 and does
not include the purported endorsements of all payees on such Third Party Check.

It is further understood and agreed that this Rider shall not apply with respect to any coverage that may be available under Insuring Agreement A, "Fidelity."

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0030.0-01 (01/02)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 5**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

Most property and casualty insurers, including ICI Mutual Insurance Company, a Risk Retention Group ("ICI Mutual"), are subject to the requirements of the Terrorism Risk Insurance Act of 2002, as amended (the "Act"). The Act establishes a federal insurance backstop under which ICI Mutual and these other insurers may be partially reimbursed by the United States Government for future **"insured losses"** resulting from certified **"acts of terrorism."** (Each of these **bolded terms** is defined by the Act.) The Act also places certain disclosure and other obligations on ICI Mutual and these other insurers.

Pursuant to the Act, any future losses to ICI Mutual caused by certified **"acts of terrorism"** may be partially reimbursed by the United Sates government under a formula established by the Act. Under this formula, the United States government would generally reimburse ICI Mutual for the Federal Share of Compensation of ICI Mutual's **"insured losses"** in excess of ICI Mutual's **"insurer deductible"** until total **"insured losses"** of all participating insurers reach $100 billion (the "Cap on Annual Liability"). If total **"insured losses"** of all property and casualty insurers reach the Cap on Annual Liability in any one calendar year, the Act limits U.S. Government reimbursement and provides that the insurers will not be liable under their policies for their portions of such losses that exceed such amount. Amounts otherwise payable under this Bond may be reduced as a result.

This Bond has no express exclusion for **"acts of terrorism."** However, coverage under this Bond remains subject to all applicable terms, conditions, and limitations of the Bond (including exclusions) that are permissible under the Act.

The portion of the premium that is attributable to any coverage potentially available under the Bond for **"acts of terrorism"** is one percent (1%) and does not include any charges for the portion of loss that may be covered by the U.S. Government under the Act

As used herein, "Federal Share of Compensation" shall mean 80% beginning on January 1, 2020.

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0053.1-01 (05/21)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 6**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

In consideration of the premium charged for this Bond, it is hereby understood and agreed that the Underwriter will use its best efforts to notify the Financial Industry Regulatory Authority, Inc. within 30 days in the event the Bond is substantially modified, terminated or canceled.

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0025.0-02 (10/08)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 7**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

**INSURANCE REGULATORY COMPLIANCE FOR NON-U.S. OPERATIONS RIDER** 

In consideration of the premium charged for this Bond, it is hereby understood and agreed as follows:

1. **Interpretation:** This rider shall be interpreted with due regard
to the intention of the parties, which is to provide specified Bond coverage to (a) Foreign Entities and (b) U.S. Entities for Financial
Interest Losses, where permitted, subject to adherence to applicable laws and regulations.

2. **Compliance with Applicable Laws and Regulations of Foreign Jurisdictions Regarding Use of Non-Admitted Insurance:** Notwithstanding that one or more Foreign Entities may be included in the definition of "Insured"
in Item 1 of the Declarations (as modified by Rider No. 1 or other rider), this Bond does not insure, and the Underwriter shall not
be required to pay any loss sustained by, or to provide any benefit hereunder to or on behalf of, any Foreign Entity if doing so would
cause the Underwriter or such Foreign Entity or any Insured to be in violation of applicable laws or regulations of any Associated Foreign
Jurisdiction regarding the use of Non-Admitted Insurance or the making or acceptance of payments thereunder ("Prohibited Associated
Foreign Jurisdiction"). Examples of Prohibited Associated Foreign Jurisdictions to which this Part 2 applies shall include but not
be limited to the following jurisdictions: Japan, Brazil, India, and China.

3. **Financial Interest Loss Coverage Extension:** If permissible
pursuant to applicable laws and regulations, a Financial Interest Loss incurred by a U.S. Entity shall be deemed to be a loss sustained
by such U.S. Entity for purposes of Section 10 ("Maximum Liability of Underwriter; Other Bonds or Policies") of this Bond,
such that coverage under this Bond may extend to a U.S. Entity for its Financial Interest Loss, subject to all of the terms, conditions
and limitations of this Bond (including all terms, conditions and limitations of this rider).

4. **Good Faith Efforts to Resolve Questions:** In
 the event that issues arise regarding the application of Part 2 or Part 3 of this rider in the context of a particular situation,
 representatives of the Underwriter and of a U.S. Entity (acting on behalf of a Foreign Entity if the issue involves Part 2, or on
 behalf of the U.S. Entity if the issue involves Part 3) shall seek in good faith to resolve such issues to their mutual
 satisfaction. If the representatives cannot reach a mutually acceptable resolution on their own, they shall in good faith consider
 soliciting expert outside guidance to assist them in resolving the issues, with the costs and fees of such expert to be shared
 equally as between the Underwriter and the U.S. Entity. If the representatives are unable to resolve the issues following these good
 faith efforts to do so, nothing herein shall preclude the U.S. Entity or the Underwriter from thereafter commencing a judicial
 proceeding to resolve the issues, provided, however, that such a proceeding (i) may not be commenced earlier than ninety (90) days
 after the representatives have completed the good faith efforts described herein, and (ii) must be in compliance with Part 5.d of
 this rider.

5. **Additional Matters:** 

&nbsp;&nbsp;&nbsp;&nbsp;a. *Locally Admitted Insurance:* Without otherwise limiting Section
11 ("Other Insurance") of this Bond or the terms (including, without limitation, Parts 2 and 3) of this rider, any coverage
that may otherwise be available under this rider and this Bond for (1) any loss sustained by any Foreign Entity, and/or (2) any Financial
Interest Loss sustained by any U.S. Entity, shall be specifically excess of, and shall not contribute with, any coverage available under
any Locally Admitted Insurance. A Foreign Entity or U.S. Entity may, however, credit any amount recovered under any Locally Admitted Insurance
against the Deductible Amount applicable to a related loss or Financial Interest Loss for which coverage is available under this Bond
and this rider, provided that such recovered amount constitutes loss for which coverage would otherwise have been available under the
terms of both this rider and Bond.

&nbsp;&nbsp;&nbsp;&nbsp;b. *U.S. Entity as Representative:* Notwithstanding anything to
the contrary in the first paragraph of Section 4 of this Bond, unless otherwise agreed to by the Underwriter in writing: (1) a U.S. Entity
shall act on behalf of all Foreign Entities with respect to all information or payments provided to or by the Underwriter under this Bond;
(2) a Foreign Entity shall have no right to provide any such information or payments directly to, or to receive any such information or
payments directly from, the Underwriter; and (3) the Underwriter shall have no obligation to receive any information or payments directly
from, or to provide any such information or payments directly to, any Foreign Entity. The "information or payments" referenced
above shall include, without limitation: notice and an affirmative proof of loss under Section 4 of this Bond; notice of termination under
Section 13 of this Bond; notice of a change in control under Section 17 of this Bond; information, assistance, and cooperation to the
Underwriter with regard to the Application or any Bond claim; premiums payable and any return premiums that may be due under this Bond;
any loss that may be payable under this Bond; any riders issued to form a part of this Bond; and the exercising or declining the exercise
of any right to a discovery period under Section 14 of this Bond.

&nbsp;&nbsp;&nbsp;&nbsp;c. *Treatment of Financial Interest Loss:* As the context and logic
may demand or suggest, the duties, obligations and rights of Insureds and the Underwriter under this Bond with regard to a loss shall
be deemed to apply to a U.S. Entity with regard to a Financial Interest Loss. Thus, by way of illustration, and without limitation:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) *Duties and Obligations of a U.S. Entity:* Bond provisions obligating
Insureds to provide notice and proof of loss (Section 4), to reimburse the Underwriter for a recovery (Section 8), and to take action
upon detection that an Employee has committed any Dishonest or Fraudulent Act(s) (Section 13), shall apply to a U.S. Entity with respect
to any matter involving a Foreign Entity that may result in a Financial Interest Loss.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) *Deductibles:* Bond provisions regarding Deductible Amounts
(Section 12) shall apply to a Financial Interest Loss.

 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) *Discovery Period:* Bond provisions affording Insureds with
rights to a discovery period (Section 14) shall apply to a U.S. Entity with respect to any matter involving a Foreign Entity that may
result in a Financial Interest Loss.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) *Sanctions:* Bond provisions relating to violations of applicable
trade or economic sanctions, laws or regulations (Section 19) shall apply to a Financial Interest Loss.

&nbsp;&nbsp;&nbsp;&nbsp;d. *Actions Against the Underwriter*: No action involving any Foreign
Entity as a party, or otherwise relating to any Foreign Entity, may be brought against the Underwriter anywhere other than in a court
within the State of Vermont in the United States of America.

 ****

&nbsp;&nbsp;&nbsp;&nbsp;e. *Definition of "Fund" or "Investment Company":* With regard to loss sustained by a Foreign Entity or a Financial Interest Loss, the term "Fund" or "Investment Company,"
except as used in Sections 12, 13, 16, and 18 of this Bond, shall be deemed to include any Foreign Entity that is a Foreign
Fund.

 

&nbsp;&nbsp;&nbsp;&nbsp;f. *Definition of "Self-Regulatory Organization":* With
regard to loss sustained by a Foreign Entity or a Financial Interest Loss *,* the term "Self-Regulatory Organization,"
as used in Insuring Agreement B., Audit Expense, Insuring Agreement F., Securities, and Section 2.E of this Bond only, shall be deemed
to include any association or organization of investment advisers or securities dealers registered or authorized under the securities
laws of a Foreign Jurisdiction or any securities exchange registered with any Foreign Jurisdiction.

&nbsp;&nbsp;&nbsp;&nbsp;g. *Termination:* Notwithstanding anything to the contrary in Section
13 ("Termination") or any other provision of this Bond, this Bond shall terminate immediately as to any Foreign Entity without
prior notice to such Foreign Entity:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) if there is a change in control (as defined in Section 17 of this
Bond) of such Foreign Entity by transfer of its outstanding voting securities or otherwise, <u>or</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) if such Foreign Entity shall merge or consolidate with an entity
such that the Foreign Entity is the surviving entity, or purchase or otherwise acquire any other entity or substantially all the assets
of another entity, or acquire or create a Subsidiary or separate investment portfolio,

<u>unless</u>, prior to such change in control, or merger or consolidation, or purchase, or acquisition or creation, respectively ("Event"), the Foreign Entity notifies the Underwriter in writing of the impending Event and the Underwriter, in its sole discretion, determines to continue the Bond upon such terms and conditions as the Underwriter may deem appropriate.

&nbsp;&nbsp;&nbsp;&nbsp;h. *Title and Headings:* The title and headings in this rider are
included solely for convenience and shall not themselves be deemed to be terms or conditions of coverage, or descriptions or interpretations
thereof.

6. **Definitions:** As used in this rider:

&nbsp;&nbsp;&nbsp;&nbsp;a. "Associated Foreign Jurisdiction" means a Foreign Jurisdiction
in which a Foreign Entity is (1) organized; (2) domiciled; or (3) is operating or conducting business.

&nbsp;&nbsp;&nbsp;&nbsp;b. "Financial Interest Loss" means the actual financial
loss that a U.S. Entity itself sustains from Foreign Entity Loss incurred by a Foreign Entity, which financial loss is sustained by the
U.S. Entity solely and directly as a result of:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) its financial interest in such Foreign Entity; and/or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) any lawful pre-existing obligation it has to indemnify such Foreign
Entity for all or part of such Foreign Entity Loss.

For the purposes of this Bond the amount of a Financial Interest Loss shall be capped at the amount of the relevant associated Foreign Entity Loss.

&nbsp;&nbsp;&nbsp;&nbsp;c. "Foreign Entity" means:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) any Non-Fund included as an Insured in Item No. 1 of the Declarations
(as modified by Rider No. 1 or other rider) that (i) is a Subsidiary of a U.S. Entity, (ii) is organized or domiciled in a Foreign Jurisdiction,
and (iii) is not a Foreign Fund;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) any Foreign Fund included as an "Insured" in Item No.
1 of the Declarations (as modified by Rider No. 1 or other rider); and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) a U.S. Entity, but only insofar as such U.S. Entity conducts business
through a branch in or undertakes any other operations in a Foreign Jurisdiction.

&nbsp;&nbsp;&nbsp;&nbsp;d. "Foreign Entity Loss" means that part of the loss, liability
or expense incurred by a Foreign Entity (net of any sums available therefor to that Foreign Entity under any Locally Admitted Insurance)
which would have been payable under this Bond but for the fact that Part 2 of this rider is applicable.

&nbsp;&nbsp;&nbsp;&nbsp;e. "Foreign Fund" means any entity included as an Insured
in Item No. 1 of the Declarations (as modified by Rider No. 1 or other rider) that (1) is an investment company, mutual fund, unit investment
trust, closed-end fund, mutual investment fund, investment trust or any other similar investment vehicle, (2) is not registered under
the Investment Company Act of 1940, and (3) is organized or domiciled in a Foreign Jurisdiction.

&nbsp;&nbsp;&nbsp;&nbsp;f. "Foreign Jurisdiction" means a jurisdiction outside the
United States of America.

&nbsp;&nbsp;&nbsp;&nbsp;g. "Locally Admitted Insurance" means any financial institution
bond or similar insurance instrument issued by an insurer that is admitted, licensed or authorized in an Associated

Foreign Jurisdiction, which bond or instrument provides coverage to a Foreign Entity in the relevant Associated Foreign Jurisdiction.

&nbsp;&nbsp;&nbsp;&nbsp;h. "Non-Admitted Insurance" means any financial institution
bond, or similar insurance instrument, to the extent that bond or instrument purports to provide coverage to a corporation or other entity
which is organized, domiciled, or otherwise operating or conducting business in a Foreign Jurisdiction in which the concerned insurer
is not admitted, licensed, or authorized.

&nbsp;&nbsp;&nbsp;&nbsp;i. "Subsidiary" means any entity more than 50% of whose
outstanding securities representing the right to vote for the election of directors are owned, directly or indirectly, by a U.S. Entity
and/or one or more of its Subsidiaries.

&nbsp;&nbsp;&nbsp;&nbsp;j. "U.S. Entity" means an Insured included in Item 1 of
the Declarations (as modified by Rider No. 1 or other rider) that is organized or domiciled in any jurisdiction within the United States
of America.

\* \* \*

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

 ****

RN0014.0-03 (05/20)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 8**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

In consideration of the premium charged for this Bond, it is hereby understood and agreed that the Underwriter shall use its best efforts to enter into an agreement with each Facultative Reinsurer on this Bond, regarding the Insureds' rights against such Facultative Reinsurer ("Cut Through Agreement"), in substantially the form(s) reviewed and agreed to by the Insureds.

It is further understood and agreed that as used in this rider, "Facultative Reinsurer" means any entity providing reinsurance for this Bond to the Underwriter on a facultative basis (and always excluding any entity providing reinsurance for this Bond to the Underwriter pursuant to treaty).

Nothing herein contained shall be held to vary, alter, waive or extend any of the terms, conditions, provisions, agreements or limitations of this Bond other than as above stated.

RN0058.0-00 (08/20)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 9**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

In consideration of the premium charged for this Bond, it is hereby understood and agreed that notwithstanding Section 2.Q of this Bond, this Bond is amended by adding an additional Insuring Agreement J as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;J. COMPUTER SECURITY

Loss (including loss of Property) resulting directly from Computer Fraud; <u>provided</u>, that the Insured has adopted in writing and generally maintains and follows during the Bond Period all Computer Security Procedures. The isolated failure of the Insured to maintain and follow a particular Computer Security Procedure in a particular instance will not preclude coverage under this Insuring Agreement, subject to the specific exclusions herein and in the Bond.

&nbsp;&nbsp;&nbsp;&nbsp;1. <u>Definitions</u>. The following terms used in this Insuring Agreement shall have the following meanings:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. "Authorized User" means any person or entity designated by the Insured (through contract,
assignment of User Identification, or otherwise) as authorized to use a Covered Computer System, or any part thereof. An individual who
invests in an Insured Fund shall not be considered to be an Authorized User solely by virtue of being an investor.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. "Computer Fraud" means the unauthorized entry of data into, or the deletion or destruction
of data in, or change of data elements or programs within, a Covered Computer System which:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) is committed by any Unauthorized Third Party anywhere, alone or in collusion with other Unauthorized Third
Parties; <u>and</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) is committed with the conscious manifest intent (a) to cause the Insured to sustain a loss, <u>and</u> (b) to obtain financial benefit for the perpetrator or any other person; <u>and</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) causes (x) Property to be transferred, paid or delivered; <u>or</u> (y) an account of the Insured, or
of its customer, to be added, deleted, debited or credited; <u>or</u> (z) an unauthorized or fictitious account to be debited or credited.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. "Computer Security Procedures" means procedures for prevention of unauthorized computer access
and use and administration of computer access and use as provided in writing to the Underwriter.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d. "Covered Computer System" means any Computer System as to which the Insured has possession,
custody and control.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e. "Unauthorized Third Party" means any person or entity that, at the time of the Computer Fraud,
is not an Authorized User.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;f. "User Identification" means any unique user name (*i.e.*, a series of characters) that
is assigned to a person or entity by the Insured.

&nbsp;&nbsp;&nbsp;&nbsp;2. <u>Exclusions</u>. It is further understood and agreed that this Insuring Agreement J shall not cover:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. Any loss covered under Insuring Agreement A, "Fidelity," of this Bond; <u>and</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. Any loss resulting from the intentional failure to adhere to one or more Computer Security Procedures; <u>and</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. Any loss resulting from a Computer Fraud committed by or in collusion with:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) any Authorized User (whether a natural person or an entity); <u>or</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) in the case of any Authorized User which is an entity, (a) any director, officer,
partner, employee or agent of such Authorized User, or (b) any entity which controls, is controlled by, or is under common control with
such Authorized User ("Related Entity"), or (c) any director, officer, partner, employee or agent of such Related Entity; <u>or</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) in the case of any Authorized User who is a natural person, (a) any entity for
which such Authorized User is a director, officer, partner, employee or agent ("Employer Entity"), or (b) any director, officer,
partner, employee or agent of such Employer Entity, or (c) any entity which controls, is controlled by, or is under common control with
such Employer Entity ("Employer-Related Entity"), or (d) any director, officer, partner, employee or agent of such Employer-Related
Entity;

<u>and</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d. Any loss resulting from physical damage to or destruction of any Covered Computer System, or any part
thereof, or any data, data elements or media associated therewith; <u>and</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e. Any loss not directly and proximately caused by Computer Fraud (including, without limitation, disruption
of business and extra expense); <u>and</u> 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;f. Payments made to any person(s) who has threatened to deny or has denied
authorized access to a Covered Computer System or otherwise has threatened to disrupt the business of the Insured.

For purposes of this Insuring Agreement, "Single Loss," as defined in Section 1.GG of this Bond, shall also include all loss caused by Computer Fraud(s) committed by one person, or in which one person is implicated, whether or not that person is specifically identified. A series of losses involving unidentified individuals, but arising from the same method of operation, may be deemed by the Underwriter to involve the same individual and in that event shall be treated as a Single Loss.

It is further understood and agreed that nothing in this Rider shall affect the exclusion set forth in Section 2.O of this Bond.

Coverage under this Insuring Agreement shall terminate upon termination of this Bond. Coverage under this Insuring Agreement may also be terminated without terminating this Bond as an entirety:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) by written notice from the Underwriter not less than sixty (60) days prior to the effective date of termination
specified in such notice; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) immediately by written notice from the Insured to the Underwriter.

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0019.1-00 (05/23)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 10**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

**NEWLY CREATED INVESTMENT COMPANIES**

In consideration of the premium charged for this Bond, it is hereby understood and agreed that, notwithstanding anything to the contrary in General Agreement A of this Bond, Item 1 of the Declarations shall include any Newly Created Investment Company, provided that the Underwriter receives, at least annually, a report that lists (1) all Newly Created Investment Companies created over the preceding twelve months, and (2) the estimated net assets of each Newly Created Investment Company as of the date of the report.

For purposes of this Rider, "Newly Created Investment Company" shall mean any Investment Company or series thereof (notwithstanding that such Investment Company's or series' registration under the Investment Company Act of 1940 may not yet be effective), which Investment Company or series (1) was not yet created as of the inception of the Bond Period, and (2) has (or upon registration will have) directors who are identical to the directors of another Insured Fund (other than another Newly Created Investment Company). .

It is further understood and agreed that the title in this Rider is included solely for convenience and shall not itself be deemed to be a term or condition of coverage, or a description or interpretation thereof.

Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.

RN0033.1-00 (07/21)

**ICI MUTUAL INSURANCE COMPANY, a Risk Retention Group**

**INVESTMENT COMPANY BLANKET BOND**

**RIDER NO. 11**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**INSURED** |  | &nbsp;&nbsp;**BOND NUMBER** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**First Trust Exchange-Traded Fund** | &nbsp;&nbsp;**99516125B** |
| &nbsp;&nbsp;**EFFECTIVE DATE** | &nbsp;&nbsp;**BOND PERIOD** | &nbsp;&nbsp;**AUTHORIZED REPRESENTATIVE** |
| &nbsp;&nbsp;**October 9, 2025** | &nbsp;&nbsp;**October 9, 2025 to October 9, 2026** | &nbsp;&nbsp;**/S/ Swenitha Nalli** |

---

**SOCIAL ENGINEERING FRAUD**

In consideration of the premium charged for this Bond, it is hereby understood and agreed that this Bond is amended by adding an additional Insuring Agreement M, as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;M. Social Engineering Fraud

Loss resulting directly from the Insured, in good faith, transferring, paying, or delivering money from its own account as a direct result of a Social Engineering Fraud;

PROVIDED, that the entity receiving such request generally maintains and follows during the Bond Period all Social Engineering Security Procedures.

The Limit of Liability for a Single Loss under this Insuring Agreement M shall be the lesser of (a) 50% of the amount by which such Single Loss exceeds the Deductible Amount or (b) $1,000,000 (One Million Dollars), and the Insured shall bear the remainder of any such Single Loss. The Deductible Amount for this Insuring Agreement M is $50,000 (Fifty Thousand Dollars).

Notwithstanding any other provision of this Bond, the aggregate Limit of Liability under this Bond with respect to any and all loss or losses under this Insuring Agreement M shall be $1,000,000 (One Million Dollars) for the Bond Period, irrespective of the total amount of such loss or losses.

This Insuring Agreement M does not cover loss covered under any other Insuring Agreement of this Bond.

It is further understood and agreed that for purposes of this rider:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. "Communication" means an instruction that (a) directs an Employee to transfer, pay, or deliver
money from the Insured's own account, (b) contains a material misrepresentation of fact, and (c) is relied upon by the Employee,
believing it to be true.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. "Social Engineering Fraud" means the intentional misleading of an Employee through the use
of a Communication, where such Communication:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) is transmitted to the Employee in writing, by voice over the telephone, or by Electronic Transmission;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) is made by an individual who purports to be (i) an Employee who is duly authorized by the Insured to instruct
another Employee to transfer, pay, or deliver money, or (ii) an officer or employee of a Vendor who is duly authorized by the Insured
to instruct an Employee to transfer, pay, or deliver money; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) is unauthorized, dishonest or fraudulent and is made with the manifest intent to deceive.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. "Social Engineering Security Procedures" means security procedures intended to prevent Social
Engineering Fraud as set forth in the Application and/or as otherwise provided in writing to the Underwriter.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. "Vendor" means any entity or individual that provides goods or services to the Insured under
a pre-existing, written agreement.

Except as above stated, nothing herein shall be held to alter, waive, or extend any of the terms of this Bond.

RN0054.0-00 (07/18)

## Ex-99

**Certificate of Assistant Secretary**

The undersigned, Kristi A. Maher, Assistant Secretary of, First Trust Senior Floating Rate Income Fund II, a Massachusetts Business Trust, First Trust Enhanced Equity Income Fund, a Massachusetts Business Trust, First Trust Mortgage Income Fund, a Massachusetts Business Trust, First Trust Intermediate Duration Preferred & Income Fund, a Massachusetts Business Trust, First Trust High Yield Opportunities 2027 Term Fund, a Massachusetts Business Trust, First Trust Exchange-Traded Fund, a Massachusetts Business Trust, First Trust Exchange-Traded Fund II, a Massachusetts Business Trust, First Trust Exchange-Traded Fund III, a Massachusetts Business Trust, First Trust Exchange-Traded Fund IV, a Massachusetts Business Trust, First Trust Exchange-Traded Fund V, a Massachusetts Business Trust, First Trust Exchange Traded Fund VI, a Massachusetts Business Trust, First Trust Exchange-Traded Fund VII, a Massachusetts Business Trust, First Trust Exchange-Traded Fund VIII, a Massachusetts Business Trust, First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund, a Massachusetts Business Trust, First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II, a Massachusetts Business Trust, First Trust Series Fund, a Massachusetts Business Trust, First Trust Variable Insurance Trust, a Massachusetts Business Trust, and (individually, the *"Company"* and collectively, the *"Companies"*), does hereby certify that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1. This certificate is being delivered to the Securities and Exchange Commission (the *"SEC"*) in connection with the filing of the Companies' joint fidelity bond (the *"Bond"*) pursuant to Rule 17g-1 of the Investment Company Act of 1940, as amended, and the SEC is entitled to rely on this certificate for purposes of the filing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2. The undersigned is duly elected, qualified and acting Assistant Secretary of each Company, and has custody of the corporate records of each Company and is a proper officer to make this certification.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3. Attached hereto as *Exhibit A* is a copy of the form of resolutions of a majority of the Board of Trustees who are not "interested persons" of each Company approving the amount, type, form and coverage of the Bond and the portion of the premium to be paid by each Company.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4. Attached hereto as *Exhibit B* is a list of the amount of the single insured bond which each Company would have provided and maintained had it not been named as an insured under the Bond.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5. Premiums have been paid for the period October 9, 2025, to October 9, 2026.

In Witness Whereof, the undersigned has caused this certificate to be executed this 14<sup>th</sup> day of October 2025.

---

| |
|:---|
| /s/ Kristi A. Maher |
| Kristi A. Maher, Assistant Secretary |

---

**Exhibit A**

**First Trust Senior Floating Rate Income Fund II**

**First Trust Enhanced Equity Income Fund** 

**First Trust Mortgage Income Fund**

**First Trust Intermediate Duration Preferred & Income Fund**

**First Trust High Yield Opportunities 2027 term Fund**

**First Trust Exchange-Traded Fund**

**First Trust Exchange-Traded Fund II**

**First Trust Exchange-Traded Fund III**

**First Trust Exchange-Traded Fund IV**

**First Trust Exchange-Traded Fund V**

**First Trust Exchange Traded Fund VI<br> First Trust Exchange-Traded Fund VII<br> First Trust Exchange-Traded Fund VIII**

**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund**

**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II**

**First Trust Series Fund**

**First Trust Variable Insurance Trust**

**Resolutions Regarding Investment Company Blanket Bond**

**Resolved**, that the officers of the First Trust Senior Floating Rate Income Fund II, First Trust Enhanced Equity Income Fund, First Trust Mortgage Income Fund, First Trust Intermediate Duration Preferred & Income Fund, First Trust High Yield Opportunities 2027 Term Fund, First Trust Exchange-Traded Fund, First Trust Exchange-Traded Fund II, First Trust Exchange-Traded Fund III, First Trust Exchange-Traded Fund IV, First Trust Exchange-Traded Fund V, First Trust Exchange Traded Fund VI, First Trust Exchange-Traded Fund VII, First Trust Exchange-Traded Fund VIII, First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund, First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II, First Trust Series Fund, First Trust Variable Insurance Trust and (each a "Fund" and collectively the "Funds") be and they hereby are, authorized and directed to make application for and maintain fidelity bond coverage for the Funds, jointly with First Trust Advisors L.P., First Trust Portfolios L.P. and such other First Trust managed funds as they, in their judgment, shall deem advisable and to enter into an agreement with the other parties concerning such coverage as required by Rule 17g-1(f) under the Investment Company Act of 1940 (the "1940 Act"), such agreement being in substantially the form presented to this meeting; and it is

Further Resolved, that fidelity bond coverage insuring the Funds in the amount required by Rule 17g-1 under the 1940 Act, or such greater amounts as officers of the Funds may from time to time determine in accordance with the provisions of Rule 17g-1 under the 1940 Act, is hereby deemed to be reasonable in form and amount as required by and considering all relevant factors as provided in Rule 17g-1 and is hereby approved; and it is

Further Resolved, that each Fund's participation with other management investment companies advised by First Trust Advisors in the purchase and maintenance of fidelity bond coverage with ICI Mutual Insurance Company as required by Rule 17g-1 under the 1940 Act, and the payment by the Funds of that portion of the premium for such coverage as may be allocated to each Fund in accordance with the premium allocation methodology approved by the Trustees at this meeting, is hereby approved; and it is

Further Resolved, that the Secretary or any Assistant Secretary of the Funds is hereby designated the officer to make the filings and give or cause to be given the notices required by Paragraph (g) of Rule 17g-1 under the 1940 Act.

**EXHIBIT B**

Each Company listed below would have provided and maintained a single insured bond in the following amounts had it not been named as an insured under a joint Fidelity Bond:

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| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Series Fund** |  |
| &nbsp;&nbsp;First Trust Preferred Securities and Income Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust/Confluence Small Cap Value Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Short Duration High Income Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Managed Municipal Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust WCM Focused Global Growth Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1250000** |
| &nbsp;&nbsp;**First Trust Variable Insurance Trust** |  |
| &nbsp;&nbsp;First Trust/Dow Jones Dividend & Income Allocation Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Tactical Core Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust International Developed Capital Strength<sup>®</sup> Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi Income Allocation Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Growth Strength™ Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> Hedged Equity Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1250000** |
| &nbsp;&nbsp;**First Trust Closed-End Funds** |  |
| &nbsp;&nbsp;First Trust Senior Floating Rate Income Fund II | &nbsp;&nbsp;$750000 |
| &nbsp;&nbsp;First Trust Enhanced Equity Income Fund | &nbsp;&nbsp;$750000 |
| &nbsp;&nbsp;First Trust Mortgage Income Fund | &nbsp;&nbsp;$400000 |
| &nbsp;&nbsp;First Trust Intermediate Duration Preferred & Income Fund | &nbsp;&nbsp;$1500000 |
| &nbsp;&nbsp;First Trust High Yield Opportunities 2027 Term Fund | &nbsp;&nbsp;$900000 |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$4300000** |

---

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| | |
|:---|:---|
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded Fund** |  |
| &nbsp;&nbsp;First Trust Dow Jones Select MicroCap Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Morningstar Dividend Leaders Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust US Equity Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ-100 Equal Weighted Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ-100-Technology Sector Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NYSE<sup>®</sup> Arca<sup>®</sup> Biotechnology Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow Jones Internet Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dividend Strength™ ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Value Line<sup>®</sup> Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ-100 Ex-Technology Sector Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Green Energy Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P REIT Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Natural Gas ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Water ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> ABA Community Bank Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow 30 Equal Weight ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Lunt U.S. Factor Rotation ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Gold Strategy Quarterly Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Gold Strategy Target Income ETF<sup>®</sup> | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Growth Strength™ ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Aerospace & Defense ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Inflation Sensitive Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P 500 Diversified Free Cash Flow ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust WCM International Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust WCM Developing World Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor 15 ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor15 ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor15 ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund** |  |
| &nbsp;&nbsp;First Trust Large Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Mid Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Large Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Large Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Consumer Discretionary AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Consumer Staples AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Energy AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Financials AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Health Care AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Industrials/Producer Durables AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Materials AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Technology AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Utilities AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Mid Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Mid Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund II** |  |
| &nbsp;&nbsp;First Trust STOXX<sup>®</sup> European Select Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Alerian Disruptive Technology Real Estate ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow Jones Global Select Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Global Wind Energy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Alerian U.S. NextGen Infrastructure ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Smart Grid Infrastructure Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Global Natural Resources Income ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust Indxx Global Agriculture ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx NextG ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S-Network Future Vehicles & Technology ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Cloud Computing ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust International Equity Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Cybersecurity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust IPOX<sup>®</sup> Europe Equity Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow Jones International Internet ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Lux Digital Health Solutions ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Metaverse ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets Human Flourishing ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Emerging Market Democracies ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Artificial Intelligence ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Nuclear Power ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II** |  |
| &nbsp;&nbsp;First Trust Developed Markets ex-US AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Asia Pacific ex-Japan AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Europe AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Latin America AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust China AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Japan AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Germany AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust United Kingdom AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust India NIFTY 50 Equal Weight ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Switzerland AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Developed Markets ex-US Small Cap AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets Small Cap AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Eurozone AlphaDEX<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1900000** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund III** |  |
| &nbsp;&nbsp;First Trust Preferred Securities and Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Managed Municipal ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Long/Short Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets Local Currency Bond ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Developed International ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Europe ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Emerging Markets ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Domestic ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Developed International ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust California Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Institutional Preferred Securities and Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Short Duration Managed Municipal ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Ultra Short Duration Municipal ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Merger Arbitrage ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Small/Mid ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust New York Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund IV** |  |
| &nbsp;&nbsp;First Trust North American Energy Infrastructure Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Tactical High Yield ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Senior Loan Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Enhanced Short Maturity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Low Duration Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Long Duration Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SSI Strategic Convertible Securities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust EIP Power Solutions ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest S&P 500<sup>®</sup> Dividend Aristocrats Target Income ETF<sup>®</sup> | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Limited Duration Investment Grade Corporate ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust High Income Strategic Focus ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Rising Dividend Achievers Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Energy Income Partners Strategy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest DJIA<sup>®</sup> Dogs 10 Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest SMID Rising Dividend Achievers Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Technology Dividend Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Intermediate Duration Investment Grade Corporate ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Intermediate Government Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Core Investment Grade ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Structured Credit Income Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust AAA CMBS ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Dow Jones Internet & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Investment Grade & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest High Yield & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest 20+ Year Treasury & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Growth Strength & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund V** |  |
| &nbsp;&nbsp;First Trust Managed Futures Strategy Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$600000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund VI** |  |
| &nbsp;&nbsp;First Trust NASDAQ Technology Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;Multi-Asset Diversified Income Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P International Dividend Aristocrats ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust BuyWrite Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq BuyWrite Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Rising Dividend Achievers ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Focus 5 ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RBA American Industrial Renaissance<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Dividend ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust Dorsey Wright International Focus 5 ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Dynamic Focus 5 ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SMID Cap Rising Dividend Achievers ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Innovative Transaction & Process ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Artificial Intelligence and Robotics ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Low Volatility ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Value ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Bank ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Food & Beverage ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Oil & Gas ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Pharmaceuticals ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S-Network E-Commerce ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Semiconductor ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Transportation ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;Emerging Markets Equity Select ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Shareholder Yield ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SMID Capital Strength ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SMID Growth Strength ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P 500 Diversified Dividend Aristocrats ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright DALI Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust International Developed Capital Strength<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Medical Devices ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S-Network Streaming & Gaming ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg R&D Leaders ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P 500 Economic Moat ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust New Constructs Core Earnings Leaders ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap BuyWrite Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Balanced Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RBA Deglobalization ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp; **First Trust Exchange-Traded Fund VII** |  |
| &nbsp;&nbsp;First Trust Global Tactical Commodity Strategy Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Alternative Absolute Return Strategy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1900000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund VIII** |  |
| &nbsp;&nbsp;First Trust Income Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Flexible Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Smith Opportunistic Fixed Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Smith Unconstrained Bond ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Low Duration Strategic Focus ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Factor Large Cap ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Factor Mid Cap ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Factor Small Cap ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Securitized Plus ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi-Manager Large Growth ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – October | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Deep Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Innovation Leaders ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Expanded Technology ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SkyBridge Crypto Industry and Digital Economy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi-Manager Small Cap Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Buffered Allocation Defensive ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Buffered Allocation Growth ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Nasdaq Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi-Strategy Alternative ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – March | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Global Quality Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Raymond James Multicap Growth Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Small Cap Moderate Buffer ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Energy Income Partners Enhanced Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered International Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly Dynamic Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly Max Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – April | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Enhance & Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Max Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Confluence BDC & Specialty Finance Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Dual Directional Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**GRAND TOTAL** | &nbsp;&nbsp;**$28700000** |

---

## Ex-99

**Blanket Bond Insurance Agreement**

This Agreement is made as of the 9th day of October 2025, by and among the investment companies listed in Appendix A (collectively referred to herein as the *"Funds"*), First Trust Advisors L.P. (the *"Advisor"*) and First Trust Portfolios L.P. (collectively, with the Advisor and the Funds referred to as the *"Parties"*).

**Witnesseth:**

Whereas, the Parties have agreed to acquire a joint insured policy (the *"Policy"*) issued by ICI Mutual Insurance Company containing broker's blanket bond coverage (*"Blanket Bond Coverage"*) which shall cover all Parties;

Whereas, the total amount of the Blanket Bond Coverage under the Policy will be $37,000,000 (*"Bond Amount"*) based upon the determination of each Fund's Board of Trustees that such insured Parties should have an amount of coverage, in the aggregate, of at least $34,150,000 (*"Basic Bond Coverage"*) as provided in Appendix B;

Whereas, the Parties desire to provide herein for an allocation of the premiums for the Blanket Bond Coverage and a manner of allocating any loss proceeds received under the Policy.

The Parties, therefore, agree that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. *Allocation of Blanket Bond Coverage Premium*. Each Party shall pay a proportionate share of the Blanket Bond Coverage annual premium based on the allocation as set forth in Appendix C.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. *Losses*.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) *General*. The Policy is a "claims made" insurance policy and a Policy Year is the period from October 9th to the next succeeding October 9th (or any modification of that period as may be agreed by the Parties and the insurer). The insured loss (including all related expenses) of a Party which relates to a claim made by that Party relating to a particular Policy Year under the Blanket Bond Coverage is hereinafter referred to as a *"Blanket Bond Loss."* Party includes the trustees and officers of an insured Party and other insured agents or employees of such a Party.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) *Blanket Bond Loss*. If only one insured Party incurs a Blanket Bond Loss relating to a Policy Year, the proceeds of the Blanket Bond Coverage for that Policy Year will be allocated to that Party. If more than one insured Party incurs a Blanket Bond Loss relating to a particular Policy Year, the proceeds of the Blanket Bond Coverage for that Policy Year will first be allocated among those insured Parties in proportion to their respective premiums paid under Paragraph 1 hereof for Blanket Bond Coverage. If, for that particular Policy Year, after initial allocation, there are remaining proceeds of the Blanket Bond Coverage and there are then insured Parties whose Blanket Bond Losses have not been paid in full, such proceeds shall be further allocated among such insured Parties in proportion to their respective premiums paid for such Coverage (repeating this further allocation procedure as each of such insured Parties is paid in full, until all proceeds have been allocated). If all Blanket Bond Losses relating to a particular Policy Year are not paid at the same time, the insured Parties who claim such Losses for that Policy Year shall make such provisions as they deem suitable to the particular circumstances (taking into account the size of any payment received, the size, nature and expected result of any remaining claims, and all other relevant factors) to permit a later re-allocation of amounts first paid. In no event shall any insured Party that incurs a Blanket Bond Loss relating to a Policy Year which equals or exceeds its Basic Bond Coverage be allocated proceeds of the Blanket Bond Coverage for that particular Policy Year in an amount less than its Basic Bond Coverage.<br>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. *Notices*. Each Party agrees to give promptly to the insurer all notices required under the Policy.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. *Agent*. The Advisor is hereby appointed as the agent for all of the Parties for the purpose of making, adjusting, receiving and enforcing payment of all claims under the Policy and otherwise dealing with the insurer with respect to the Policy. All expenses incurred by the Advisor in its capacity as agent for claims shall be shared by the Parties (including the Advisor) in the same manner as above provided for the sharing of Losses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. *Modification and Termination*. This Agreement may be modified or amended from time to time by mutual written agreement among all of the Parties. It may be terminated with respect to any one Party by not less than 60 days' written notice to the other Parties which are still parties to the Agreement. It shall terminate with respect to any Party as of the date that Party ceases to be an insured under the Policy; *provided* that such termination shall not affect that Party's rights and obligations hereunder with respect to any claims on behalf of that Party which are paid under the Policy by the insurer after the date the Party ceases to be an insured under the Policy.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. *Further Assurances*. Each Party agrees to perform such further acts and execute such further documents as are necessary to effectuate the purposes hereof.<br>

In Witness Whereof, the Parties have caused this Agreement to be executed as of the day and year first above written.

First Trust Enhanced Equity Income Fund

First Trust Senior Floating Rate Income Fund II

First Trust Mortgage Income Fund

First Trust Intermediate Duration Preferred & Income Fund

First Trust High Yield Opportunities 2027 Term Fund

First Trust Exchange-Traded Fund

First Trust Exchange-Traded Fund II

First Trust Exchange-Traded Fund III

First Trust Exchange-Traded Fund IV

First Trust Exchange-Traded Fund V

First Trust Exchange-Traded Fund VI

First Trust Exchange-Traded Fund VII

First Trust Exchange-Traded Fund VIII

First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund

First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II

First Trust Series Fund

First Trust Variable Insurance Trust

FT Cayman Subsidiary I

FT Cayman Subsidiary II

FT Cayman Subsidiary III

FT Cayman Subsidiary IV

FT Cayman Subsidiary V

FT Cayman Subsidiary VI

By __<u>/s/ Kristi A. Maher</u>___________________________

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kristi A. Maher, Assistant Secretary

First Trust Advisors L.P.

First Trust Portfolios L.P.

By __<u>/s/ Kristi A. Maher</u>___________________________

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kristi A. Maher, International General Counsel

**Appendix A**

**First Trust Series Fund**

First Trust Managed Municipal Fund

First Trust Preferred Securities and Income Fund

First Trust Short Duration High Income Fund

First Trust WCM Focused Global Growth Fund

First Trust/Confluence Small Cap Value Fund

**First Trust Variable Insurance Trust**

First Trust Capital Strength® Hedged Equity Portfolio

First Trust Capital Strength® Portfolio

First Trust Dorsey Wright Tactical Core Portfolio

First Trust Growth Strength™ Portfolio

First Trust International Developed Capital Strength® Portfolio

First Trust Multi Income Allocation Portfolio

First Trust/Dow Jones Dividend & Income Allocation Portfolio

**Closed-End Funds**

First Trust Enhanced Equity Income Fund

First Trust High Yield Opportunities 2027 Term Fund

First Trust Intermediate Duration Preferred & Income Fund

First Trust Mortgage Income Fund

First Trust Senior Floating Rate Income Fund II

**First Trust Exchange-Traded Fund**

First Trust Bloomberg Inflation Sensitive Equity ETF

First Trust Capital Strength® ETF

First Trust Dividend Strength™ ETF

First Trust Dow 30 Equal Weight ETF

First Trust Dow Jones Internet Index Fund

First Trust Dow Jones Select MicroCap Index Fund

First Trust Growth Strength™ ETF

First Trust Indxx Aerospace & Defense ETF

First Trust Lunt U.S. Factor Rotation ETF

First Trust Morningstar Dividend Leaders Index Fund

First Trust NASDAQ<sup>®</sup> ABA Community Bank Index Fund

First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Green Energy Index Fund

First Trust NASDAQ-100 Equal Weighted Index Fund

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

First Trust NASDAQ-100-Technology Sector Index Fund

First Trust Natural Gas ETF

First Trust NYSE<sup>®</sup> Arca<sup>®</sup> Biotechnology Index Fund

First Trust S&P 500 Diversified Free Cash Flow ETF

First Trust S&P REIT Index Fund

First Trust US Equity Opportunities ETF

First Trust Value Line<sup>®</sup> Dividend Index Fund

First Trust Water ETF

First Trust WCM Developing World Equity ETF

First Trust WCM International Equity ETF

FT Vest Bitcoin Strategy & Target Income ETF

FT Vest Bitcoin Strategy Floor15 ETF – April

FT Vest Bitcoin Strategy Floor15 ETF – July

FT Vest Bitcoin Strategy Floor15 ETF – October

FT Vest Gold Strategy Quarterly Buffer ETF

FT Vest Gold Strategy Target Income ETF<sup>®</sup>

**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund**

First Trust Consumer Discretionary AlphaDEX<sup>®</sup> Fund

First Trust Consumer Staples AlphaDEX<sup>®</sup> Fund

First Trust Energy AlphaDEX<sup>®</sup> Fund

First Trust Financials AlphaDEX<sup>®</sup> Fund

First Trust Health Care AlphaDEX<sup>®</sup> Fund

First Trust Industrials/Producer Durables AlphaDEX<sup>®</sup> Fund

First Trust Large Cap Core AlphaDEX<sup>®</sup> Fund

First Trust Large Cap Growth AlphaDEX<sup>®</sup> Fund

First Trust Large Cap Value AlphaDEX<sup>®</sup> Fund

First Trust Materials AlphaDEX<sup>®</sup> Fund

First Trust Mid Cap Core AlphaDEX<sup>®</sup> Fund

First Trust Mid Cap Growth AlphaDEX<sup>®</sup> Fund

First Trust Mid Cap Value AlphaDEX<sup>®</sup> Fund

First Trust Multi Cap Growth AlphaDEX<sup>®</sup> Fund

First Trust Multi Cap Value AlphaDEX<sup>®</sup> Fund

First Trust Small Cap Core AlphaDEX<sup>®</sup> Fund

First Trust Small Cap Growth AlphaDEX<sup>®</sup> Fund

First Trust Small Cap Value AlphaDEX<sup>®</sup> Fund

First Trust Technology AlphaDEX<sup>®</sup> Fund

First Trust Utilities AlphaDEX<sup>®</sup> Fund

**First Trust Exchange-Traded Fund II**

First Trust Alerian Disruptive Technology Real Estate ETF

First Trust Alerian U.S. NextGen Infrastructure ETF

First Trust Bloomberg Artificial Intelligence ETF

First Trust Bloomberg Emerging Market Democracies ETF

First Trust Bloomberg Nuclear Power ETF

First Trust Cloud Computing ETF

First Trust Dow Jones Global Select Dividend Index Fund

First Trust Dow Jones International Internet ETF

First Trust Emerging Markets Human Flourishing ETF

First Trust Global Wind Energy ETF

First Trust Indxx Global Agriculture ETF

First Trust Indxx Global Natural Resources Income ETF

First Trust Indxx Metaverse ETF

First Trust Indxx NextG ETF

First Trust International Equity Opportunities ETF

First Trust IPOX<sup>®</sup> Europe Equity Opportunities ETF

First Trust Nasdaq Cybersecurity ETF

First Trust Nasdaq Lux Digital Health Solutions ETF

First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Smart Grid Infrastructure Index Fund

First Trust S-Network Future Vehicles & Technology ETF

First Trust STOXX<sup>®</sup> European Select Dividend Index Fund

**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II**

First Trust Asia Pacific ex-Japan AlphaDEX<sup>®</sup> Fund

First Trust China AlphaDEX<sup>®</sup> Fund

First Trust Developed Markets ex-US AlphaDEX<sup>®</sup> Fund

First Trust Developed Markets ex-US Small Cap AlphaDEX<sup>®</sup> Fund

First Trust Emerging Markets AlphaDEX<sup>®</sup> Fund

First Trust Emerging Markets Small Cap AlphaDEX<sup>®</sup> Fund

First Trust Europe AlphaDEX<sup>®</sup> Fund

First Trust Eurozone AlphaDEX® ETF

First Trust Germany AlphaDEX<sup>®</sup> Fund

First Trust India NIFTY 50 Equal Weight ETF

First Trust Japan AlphaDEX<sup>®</sup> Fund

First Trust Latin America AlphaDEX<sup>®</sup> Fund

First Trust Switzerland AlphaDEX<sup>®</sup> Fund

First Trust United Kingdom AlphaDEX<sup>®</sup> Fund

**First Trust Exchange-Traded Fund III**

First Trust California Municipal High Income ETF

First Trust Emerging Markets Local Currency Bond ETF

First Trust Horizon Managed Volatility Developed International ETF

First Trust Horizon Managed Volatility Domestic ETF

First Trust Horizon Managed Volatility Small/Mid ETF

First Trust Institutional Preferred Securities and Income ETF

First Trust Long/Short Equity ETF

First Trust Managed Municipal ETF

First Trust Merger Arbitrage ETF

First Trust Municipal High Income ETF

First Trust New York Municipal High Income ETF

First Trust Preferred Securities and Income ETF

First Trust RiverFront Dynamic Developed International ETF

First Trust RiverFront Dynamic Emerging Markets ETF

First Trust RiverFront Dynamic Europe ETF

First Trust Short Duration Managed Municipal ETF

First Trust Ultra Short Duration Municipal ETF

**First Trust Exchange-Traded Fund IV**

First Trust AAA CMBS ETF

First Trust Core Investment Grade ETF

First Trust EIP Power Solutions ETF

First Trust Enhanced Short Maturity ETF

First Trust High Income Strategic Focus ETF

First Trust Intermediate Duration Investment Grade Corporate ETF

First Trust Intermediate Government Opportunities ETF

First Trust Limited Duration Investment Grade Corporate ETF

First Trust Long Duration Opportunities ETF

First Trust Low Duration Opportunities ETF

First Trust North American Energy Infrastructure Fund

First Trust Senior Loan Fund

First Trust SSI Strategic Convertible Securities ETF

First Trust Structured Credit Income Opportunities ETF

First Trust Tactical High Yield ETF

FT Energy Income Partners Strategy ETF

FT Vest 20+ Year Treasury & Target Income ETF

FT Vest DJIA<sup>®</sup> Dogs 10 Target Income ETF

FT Vest Dow Jones Internet & Target Income ETF

FT Vest Growth Strength & Target Income ETF

FT Vest High Yield & Target Income ETF

FT Vest Investment Grade & Target Income ETF

FT Vest Rising Dividend Achievers Target Income ETF

FT Vest S&P 500<sup>®</sup> Dividend Aristocrats Target Income ETF<sup>®</sup>

FT Vest SMID Rising Dividend Achievers Target Income ETF

FT Vest Technology Dividend Target Income ETF

**First Trust Exchange-Traded Fund V**

First Trust Managed Futures Strategy Fund

**First Trust Exchange-Traded Fund VI**

Emerging Markets Equity Select ETF

First Trust Balanced Income ETF

First Trust Bloomberg R&D Leaders ETF

First Trust Bloomberg Shareholder Yield ETF

First Trust BuyWrite Income ETF

First Trust Dorsey Wright DALI Equity ETF

First Trust Dorsey Wright Dynamic Focus 5 ETF

First Trust Dorsey Wright Focus 5 ETF

First Trust Dorsey Wright International Focus 5 ETF

First Trust Dorsey Wright Momentum & Dividend ETF

First Trust Dorsey Wright Momentum & Low Volatility ETF

First Trust Dorsey Wright Momentum & Value ETF

First Trust Indxx Innovative Transaction & Process ETF

First Trust Indxx Medical Devices ETF

First Trust International Developed Capital Strength<sup>®</sup> ETF

First Trust Nasdaq Artificial Intelligence and Robotics ETF

First Trust Nasdaq Bank ETF

First Trust Nasdaq BuyWrite Income ETF

First Trust Nasdaq Food & Beverage ETF

First Trust Nasdaq Oil & Gas ETF

First Trust Nasdaq Pharmaceuticals ETF

First Trust Nasdaq Semiconductor ETF<br>

First Trust NASDAQ Technology Dividend Index Fund

First Trust Nasdaq Transportation ETF

First Trust New Constructs Core Earnings Leaders ETF

First Trust RBA American Industrial Renaissance<sup>®</sup> ETF

First Trust RBA Deglobalization ETF

First Trust Rising Dividend Achievers ETF

First Trust S&P 500 Diversified Dividend Aristocrats ETF

First Trust S&P 500 Economic Moat ETF

First Trust S&P International Dividend Aristocrats ETF

First Trust Small Cap BuyWrite Income ETF

First Trust SMID Cap Rising Dividend Achievers ETF

First Trust SMID Capital Strength ETF

First Trust SMID Growth Strength ETF

First Trust S-Network E-Commerce ETF

First Trust S-Network Streaming & Gaming ETF

Multi-Asset Diversified Income Index Fund

**First Trust Exchange-Traded Fund VII**

First Trust Alternative Absolute Return Strategy ETF

First Trust Global Tactical Commodity Strategy Fund

**First Trust Exchange-Traded Fund VIII**

First Trust Active Factor Large Cap ETF

First Trust Active Factor Mid Cap ETF

First Trust Active Factor Small Cap ETF

First Trust Active Global Quality Income ETF

First Trust Expanded Technology ETF

First Trust Flexible Municipal High Income ETF

First Trust Income Opportunities ETF

First Trust Innovation Leaders ETF

First Trust Low Duration Strategic Focus ETF

First Trust Multi-Manager Large Growth ETF

First Trust Multi-Manager Small Cap Opportunities ETF

First Trust Multi-Strategy Alternative ETF

First Trust Securitized Plus ETF

First Trust SkyBridge Crypto Industry and Digital Economy ETF

First Trust Smith Opportunistic Fixed Income ETF

First Trust Smith Unconstrained Bond ETF

FT Confluence BDC & Specialty Finance Income ETF

FT Energy Income Partners Enhanced Income ETF

FT Raymond James Multicap Growth Equity ETF

FT Vest Buffered Allocation Defensive ETF

FT Vest Buffered Allocation Growth ETF

FT Vest Emerging Markets Buffer ETF – December

FT Vest Emerging Markets Buffer ETF – June

FT Vest Emerging Markets Buffer ETF – March

FT Vest Emerging Markets Buffer ETF – September

FT Vest International Equity Moderate Buffer ETF – December

FT Vest International Equity Moderate Buffer ETF – June

FT Vest International Equity Moderate Buffer ETF – March

FT Vest International Equity Moderate Buffer ETF – September

FT Vest Laddered Buffer ETF

FT Vest Laddered Deep Buffer ETF

FT Vest Laddered Enhance & Moderate Buffer ETF

FT Vest Laddered International Moderate Buffer ETF

FT Vest Laddered Max Buffer ETF

FT Vest Laddered Moderate Buffer ETF

FT Vest Laddered Nasdaq Buffer ETF

FT Vest Laddered Small Cap Moderate Buffer ETF

FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – December

FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – June

FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – March

FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – September

FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – April

FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – January

FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – July

FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – October

FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – August

FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – February

FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – May

FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – November

FT Vest U.S. Equity Buffer & Premium Income ETF – December

FT Vest U.S. Equity Buffer & Premium Income ETF – June

FT Vest U.S. Equity Buffer & Premium Income ETF – March

FT Vest U.S. Equity Buffer & Premium Income ETF – September

FT Vest U.S. Equity Buffer ETF – April

FT Vest U.S. Equity Buffer ETF – August

FT Vest U.S. Equity Buffer ETF – December

FT Vest U.S. Equity Buffer ETF – February

FT Vest U.S. Equity Buffer ETF – January

FT Vest U.S. Equity Buffer ETF – July

FT Vest U.S. Equity Buffer ETF – June

FT Vest U.S. Equity Buffer ETF – March

FT Vest U.S. Equity Buffer ETF – May

FT Vest U.S. Equity Buffer ETF – November

FT Vest U.S. Equity Buffer ETF – October

FT Vest U.S. Equity Buffer ETF – September

FT Vest U.S. Equity Deep Buffer ETF – April

FT Vest U.S. Equity Deep Buffer ETF – August

FT Vest U.S. Equity Deep Buffer ETF – December

FT Vest U.S. Equity Deep Buffer ETF – February

FT Vest U.S. Equity Deep Buffer ETF – January

FT Vest U.S. Equity Deep Buffer ETF – July

FT Vest U.S. Equity Deep Buffer ETF – June

FT Vest U.S. Equity Deep Buffer ETF – March

FT Vest U.S. Equity Deep Buffer ETF – May

FT Vest U.S. Equity Deep Buffer ETF – November

FT Vest U.S. Equity Deep Buffer ETF – October

FT Vest U.S. Equity Deep Buffer ETF – September

FT Vest U.S. Equity Dual Directional Buffer ETF - August

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – April

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – August

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – December

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – February

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – January

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – July

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – June

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – March

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – May

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – November

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – October

FT Vest U.S. Equity Enhance & Moderate Buffer ETF – September

FT Vest U.S. Equity Equal Weight Buffer ETF – December

FT Vest U.S. Equity Equal Weight Buffer ETF – June

FT Vest U.S. Equity Equal Weight Buffer ETF – March

FT Vest U.S. Equity Equal Weight Buffer ETF – September

FT Vest U.S. Equity Max Buffer ETF – April

FT Vest U.S. Equity Max Buffer ETF – August

FT Vest U.S. Equity Max Buffer ETF – December

FT Vest U.S. Equity Max Buffer ETF – February

FT Vest U.S. Equity Max Buffer ETF – January

FT Vest U.S. Equity Max Buffer ETF – July

FT Vest U.S. Equity Max Buffer ETF – June

FT Vest U.S. Equity Max Buffer ETF – March

FT Vest U.S. Equity Max Buffer ETF – May

FT Vest U.S. Equity Max Buffer ETF – November

FT Vest U.S. Equity Max Buffer ETF – October

FT Vest U.S. Equity Max Buffer ETF – September

FT Vest U.S. Equity Moderate Buffer ETF – April

FT Vest U.S. Equity Moderate Buffer ETF – August

FT Vest U.S. Equity Moderate Buffer ETF – December

FT Vest U.S. Equity Moderate Buffer ETF – February

FT Vest U.S. Equity Moderate Buffer ETF – January

FT Vest U.S. Equity Moderate Buffer ETF – July

FT Vest U.S. Equity Moderate Buffer ETF – June

FT Vest U.S. Equity Moderate Buffer ETF – March

FT Vest U.S. Equity Moderate Buffer ETF – May

FT Vest U.S. Equity Moderate Buffer ETF – November

FT Vest U.S. Equity Moderate Buffer ETF – October

FT Vest U.S. Equity Moderate Buffer ETF – September

FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF

FT Vest U.S. Equity Quarterly Dynamic Buffer ETF

FT Vest U.S. Equity Quarterly Max Buffer ETF

FT Vest U.S. Equity Uncapped Accelerator ETF – April

FT Vest U.S. Equity Uncapped Accelerator ETF – January

FT Vest U.S. Equity Uncapped Accelerator ETF – July

FT Vest U.S. Equity Uncapped Accelerator ETF – October

FT Vest U.S. Small Cap Moderate Buffer ETF – August

FT Vest U.S. Small Cap Moderate Buffer ETF – February

FT Vest U.S. Small Cap Moderate Buffer ETF – May

FT Vest U.S. Small Cap Moderate Buffer ETF – November

**Appendix B**

---

| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Series Fund** |  |
| &nbsp;&nbsp;First Trust Preferred Securities and Income Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust/Confluence Small Cap Value Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Short Duration High Income Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Managed Municipal Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust WCM Focused Global Growth Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1250000** |
| &nbsp;&nbsp;**First Trust Variable Insurance Trust** |  |
| &nbsp;&nbsp;First Trust/Dow Jones Dividend & Income Allocation Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Tactical Core Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust International Developed Capital Strength<sup>®</sup> Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi Income Allocation Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Growth Strength™ Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> Hedged Equity Portfolio | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1250000** |
| &nbsp;&nbsp;**First Trust Closed-End Funds** |  |
| &nbsp;&nbsp;First Trust Senior Floating Rate Income Fund II | &nbsp;&nbsp;$750000 |
| &nbsp;&nbsp;First Trust Enhanced Equity Income Fund | &nbsp;&nbsp;$750000 |
| &nbsp;&nbsp;First Trust Mortgage Income Fund | &nbsp;&nbsp;$400000 |
| &nbsp;&nbsp;First Trust Intermediate Duration Preferred & Income Fund | &nbsp;&nbsp;$1500000 |
| &nbsp;&nbsp;First Trust High Yield Opportunities 2027 Term Fund | &nbsp;&nbsp;$900000 |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$4300000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund** |  |
| &nbsp;&nbsp;First Trust Dow Jones Select MicroCap Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Morningstar Dividend Leaders Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust US Equity Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ-100 Equal Weighted Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ-100-Technology Sector Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NYSE<sup>®</sup> Arca<sup>®</sup> Biotechnology Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow Jones Internet Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dividend Strength™ ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Value Line<sup>®</sup> Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ-100 Ex-Technology Sector Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Green Energy Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P REIT Index Fund | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust Natural Gas ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Water ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> ABA Community Bank Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow 30 Equal Weight ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Lunt U.S. Factor Rotation ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Gold Strategy Quarterly Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Gold Strategy Target Income ETF<sup>®</sup> | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Growth Strength™ ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Aerospace & Defense ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Inflation Sensitive Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P 500 Diversified Free Cash Flow ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust WCM International Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust WCM Developing World Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor 15 ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor15 ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor15 ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund** |  |
| &nbsp;&nbsp;First Trust Large Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Mid Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Large Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Large Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Consumer Discretionary AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Consumer Staples AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Energy AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Financials AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Health Care AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Industrials/Producer Durables AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Materials AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Technology AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Utilities AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Mid Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Mid Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund II** |  |
| &nbsp;&nbsp;First Trust STOXX<sup>®</sup> European Select Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Alerian Disruptive Technology Real Estate ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow Jones Global Select Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Global Wind Energy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Alerian U.S. NextGen Infrastructure ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Smart Grid Infrastructure Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Global Natural Resources Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Global Agriculture ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx NextG ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S-Network Future Vehicles & Technology ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Cloud Computing ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust International Equity Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Cybersecurity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust IPOX<sup>®</sup> Europe Equity Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dow Jones International Internet ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Lux Digital Health Solutions ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Metaverse ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets Human Flourishing ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Emerging Market Democracies ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Artificial Intelligence ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Nuclear Power ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund II** |  |
| &nbsp;&nbsp;First Trust Developed Markets ex-US AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Asia Pacific ex-Japan AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Europe AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Latin America AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust China AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Japan AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Germany AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust United Kingdom AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust India NIFTY 50 Equal Weight ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Switzerland AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Developed Markets ex-US Small Cap AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets Small Cap AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Eurozone AlphaDEX<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1900000** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund III** |  |
| &nbsp;&nbsp;First Trust Preferred Securities and Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Managed Municipal ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Long/Short Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Emerging Markets Local Currency Bond ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Developed International ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Europe ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Emerging Markets ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Domestic ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Developed International ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust California Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Institutional Preferred Securities and Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Short Duration Managed Municipal ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Ultra Short Duration Municipal ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Merger Arbitrage ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Small/Mid ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust New York Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund IV** |  |
| &nbsp;&nbsp;First Trust North American Energy Infrastructure Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Tactical High Yield ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Senior Loan Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Enhanced Short Maturity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Low Duration Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Long Duration Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SSI Strategic Convertible Securities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust EIP Power Solutions ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest S&P 500<sup>®</sup> Dividend Aristocrats Target Income ETF<sup>®</sup> | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Limited Duration Investment Grade Corporate ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust High Income Strategic Focus ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Rising Dividend Achievers Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Energy Income Partners Strategy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest DJIA<sup>®</sup> Dogs 10 Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest SMID Rising Dividend Achievers Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Technology Dividend Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Intermediate Duration Investment Grade Corporate ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Intermediate Government Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Core Investment Grade ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Structured Credit Income Opportunities ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust AAA CMBS ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Dow Jones Internet & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Investment Grade & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest High Yield & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest 20+ Year Treasury & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Growth Strength & Target Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund V** |  |
| &nbsp;&nbsp;First Trust Managed Futures Strategy Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$600000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund VI** |  |
| &nbsp;&nbsp;First Trust NASDAQ Technology Dividend Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;Multi-Asset Diversified Income Index Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P International Dividend Aristocrats ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust BuyWrite Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq BuyWrite Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Rising Dividend Achievers ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Focus 5 ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RBA American Industrial Renaissance<sup>®</sup> ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Dividend ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright International Focus 5 ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Dynamic Focus 5 ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SMID Cap Rising Dividend Achievers ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Innovative Transaction & Process ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Artificial Intelligence and Robotics ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Low Volatility ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Value ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Bank ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Food & Beverage ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Oil & Gas ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Pharmaceuticals ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S-Network E-Commerce ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Semiconductor ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Nasdaq Transportation ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;Emerging Markets Equity Select ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg Shareholder Yield ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SMID Capital Strength ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SMID Growth Strength ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P 500 Diversified Dividend Aristocrats ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust Dorsey Wright DALI Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust International Developed Capital Strength® ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Indxx Medical Devices ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S-Network Streaming & Gaming ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Bloomberg R&D Leaders ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust S&P 500 Economic Moat ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust New Constructs Core Earnings Leaders ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Small Cap BuyWrite Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Balanced Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust RBA Deglobalization ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund VII** |  |
| &nbsp;&nbsp;First Trust Global Tactical Commodity Strategy Fund | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Alternative Absolute Return Strategy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$1900000** |
| &nbsp;&nbsp;**First Trust Exchange-Traded Fund VIII** |  |
| &nbsp;&nbsp;First Trust Income Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Flexible Municipal High Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Smith Opportunistic Fixed Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Smith Unconstrained Bond ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Low Duration Strategic Focus ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Factor Large Cap ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Factor Mid Cap ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Factor Small Cap ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Securitized Plus ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi-Manager Large Growth ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Buffer ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Deep Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Innovation Leaders ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Expanded Technology ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust SkyBridge Crypto Industry and Digital Economy ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi-Manager Small Cap Opportunities ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Buffered Allocation Defensive ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Buffered Allocation Growth ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Nasdaq Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Multi-Strategy Alternative ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – July | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;First Trust Active Global Quality Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Raymond James Multicap Growth Equity ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Small Cap Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Energy Income Partners Enhanced Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – September | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered International Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – October | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly Dynamic Buffer ETF | &nbsp;&nbsp;N/A |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – November | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly Max Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – December | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – January | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – February | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – March | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – April | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – May | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Enhance & Moderate Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Laddered Max Buffer ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – June | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Confluence BDC & Specialty Finance Income ETF | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – July | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;FT Vest U.S. Equity Dual Directional Buffer ETF – August | &nbsp;&nbsp;N/A |
| &nbsp;&nbsp;**Sub-Total** | &nbsp;&nbsp;**$2500000** |
| &nbsp;&nbsp;**GRAND TOTAL** | &nbsp;&nbsp;**$28700000** |

---

**Appendix C**

---

| | |
|:---|:---|
| &nbsp;&nbsp;**First Trust Closed-End Funds** |  |
| &nbsp;&nbsp;First Trust Intermediate Duration Preferred & Income Fund | &nbsp;&nbsp;$488 |
| &nbsp;&nbsp;First Trust Senior Floating Rate Income Fund II | &nbsp;&nbsp;$109 |
| &nbsp;&nbsp;First Trust Mortgage Income Fund | &nbsp;&nbsp;$22 |
| &nbsp;&nbsp;First Trust Enhanced Equity Income Fund | &nbsp;&nbsp;$184 |
| &nbsp;&nbsp;First Trust High Yield Opportunities 2027 Term Fund | &nbsp;&nbsp;$224 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$1027** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund** |  |
| &nbsp;&nbsp;First Trust Multi Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$142 |
| &nbsp;&nbsp;First Trust Large Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$553 |
| &nbsp;&nbsp;First Trust Mid Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$80 |
| &nbsp;&nbsp;First Trust Mid Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$472 |
| &nbsp;&nbsp;First Trust Mid Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$178 |
| &nbsp;&nbsp;First Trust Large Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$464 |
| &nbsp;&nbsp;First Trust Large Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$510 |
| &nbsp;&nbsp;First Trust Consumer Discretionary AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$135 |
| &nbsp;&nbsp;First Trust Consumer Staples AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$111 |
| &nbsp;&nbsp;First Trust Health Care AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$364 |
| &nbsp;&nbsp;First Trust Technology AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$582 |
| &nbsp;&nbsp;First Trust Energy AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$114 |
| &nbsp;&nbsp;First Trust Financials AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$908 |
| &nbsp;&nbsp;First Trust Industrials/Producer Durables AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$738 |
| &nbsp;&nbsp;First Trust Utilities AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$694 |
| &nbsp;&nbsp;First Trust Materials AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$87 |
| &nbsp;&nbsp;First Trust Small Cap Growth AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$234 |
| &nbsp;&nbsp;First Trust Small Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$54 |
| &nbsp;&nbsp;First Trust Small Cap Core AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$359 |
| &nbsp;&nbsp;First Trust Multi Cap Value AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$49 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$6828** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded AlphaDEX<sup>®</sup> Fund** |  |
| &nbsp;&nbsp;First Trust China AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$25 |
| &nbsp;&nbsp;First Trust Eurozone AlphaDEX<sup>®</sup> ETF | &nbsp;&nbsp;$34 |
| &nbsp;&nbsp;First Trust Germany AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$29 |
| &nbsp;&nbsp;First Trust Japan AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$80 |
| &nbsp;&nbsp;First Trust United Kingdom AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$29 |
| &nbsp;&nbsp;First Trust Latin America AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$7 |
| &nbsp;&nbsp;First Trust Switzerland AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$32 |
| &nbsp;&nbsp;First Trust India NIFTY 50 Equal Weight ETF | &nbsp;&nbsp;$76 |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust Europe AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$138 |
| &nbsp;&nbsp;First Trust Emerging Markets AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$187 |
| &nbsp;&nbsp;First Trust Emerging Markets Small Cap AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$111 |
| &nbsp;&nbsp;First Trust Asia Pacific ex-Japan AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$9 |
| &nbsp;&nbsp;First Trust Developed Markets ex-US AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$264 |
| &nbsp;&nbsp;First Trust Developed Markets ex-US Small Cap AlphaDEX<sup>®</sup> Fund | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$1024** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded Fund** |  |
| &nbsp;&nbsp;First Trust S&P 500 Diversified Free Cash Flow ETF | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;First Trust Bloomberg Inflation Sensitive Equity ETF | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;First Trust Dow 30 Equal Weight ETF | &nbsp;&nbsp;$90 |
| &nbsp;&nbsp;First Trust NYSE<sup>®</sup> Arca<sup>®</sup> Biotechnology Index Fund | &nbsp;&nbsp;$436 |
| &nbsp;&nbsp;First Trust Natural Gas ETF | &nbsp;&nbsp;$138 |
| &nbsp;&nbsp;First Trust Lunt U.S. Factor Rotation ETF | &nbsp;&nbsp;$24 |
| &nbsp;&nbsp;First Trust Morningstar Dividend Leaders Index Fund | &nbsp;&nbsp;$2304 |
| &nbsp;&nbsp;First Trust Dow Jones Select MicroCap Index Fund | &nbsp;&nbsp;$83 |
| &nbsp;&nbsp;First Trust Dow Jones Internet Index Fund | &nbsp;&nbsp;$3203 |
| &nbsp;&nbsp;First Trust US Equity Opportunities ETF | &nbsp;&nbsp;$467 |
| &nbsp;&nbsp;First Trust S&P REIT Index Fund | &nbsp;&nbsp;$61 |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> ETF | &nbsp;&nbsp;$3394 |
| &nbsp;&nbsp;First Trust Dividend Strength™ ETF | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;First Trust Growth Strength™ ETF | &nbsp;&nbsp;$515 |
| &nbsp;&nbsp;First Trust Value Line<sup>®</sup> Dividend Index Fund | &nbsp;&nbsp;$3636 |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> ABA Community Bank Index Fund | &nbsp;&nbsp;$43 |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Green Energy Index Fund | &nbsp;&nbsp;$195 |
| &nbsp;&nbsp;First Trust NASDAQ-100 Equal Weighted Index Fund | &nbsp;&nbsp;$772 |
| &nbsp;&nbsp;First Trust NASDAQ-100 Ex-Technology Sector Index Fund | &nbsp;&nbsp;$443 |
| &nbsp;&nbsp;First Trust NASDAQ-100-Technology Sector Index Fund | &nbsp;&nbsp;$1159 |
| &nbsp;&nbsp;First Trust Indxx Aerospace & Defense ETF | &nbsp;&nbsp;$81 |
| &nbsp;&nbsp;First Trust Water ETF | &nbsp;&nbsp;$773 |
| &nbsp;&nbsp;First Trust WCM Developing World Equity ETF | &nbsp;&nbsp;$5 |
| &nbsp;&nbsp;First Trust WCM International Equity ETF | &nbsp;&nbsp;$233 |
| &nbsp;&nbsp;FT Vest Gold Strategy Target Income ETF<sup>®</sup> | &nbsp;&nbsp;$135 |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor15 ETF – April | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy & Target Income ETF | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;FT Vest Bitcoin Strategy Floor15 ETF - July | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;FT Vest Gold Strategy Quarterly Buffer ETF | &nbsp;&nbsp;$27 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$18236** |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp; <br>**First Trust Exchange-Traded Fund II** |  |
| &nbsp;&nbsp;First Trust Nasdaq Cybersecurity ETF | &nbsp;&nbsp;$4463 |
| &nbsp;&nbsp;First Trust Nasdaq Lux Digital Health Solutions ETF | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;First Trust STOXX<sup>®</sup> European Select Dividend Index Fund | &nbsp;&nbsp;$272 |
| &nbsp;&nbsp;First Trust Dow Jones Global Select Dividend Index Fund | &nbsp;&nbsp;$358 |
| &nbsp;&nbsp;First Trust Alerian U.S. NextGen Infrastructure ETF | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;First Trust Cloud Computing ETF | &nbsp;&nbsp;$1300 |
| &nbsp;&nbsp;First Trust Alerian Disruptive Technology Real Estate ETF | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;First Trust Global Wind Energy ETF | &nbsp;&nbsp;$74 |
| &nbsp;&nbsp;First Trust Indxx NextG ETF | &nbsp;&nbsp;$164 |
| &nbsp;&nbsp;First Trust S-Network Future Vehicles & Technology ETF | &nbsp;&nbsp;$13 |
| &nbsp;&nbsp;First Trust Bloomberg Emerging Market Democracies ETF | &nbsp;&nbsp;$4 |
| &nbsp;&nbsp;First Trust Indxx Metaverse ETF | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;First Trust Emerging Markets Human Flourishing ETF | &nbsp;&nbsp;$21 |
| &nbsp;&nbsp;First Trust IPOX<sup>®</sup> Europe Equity Opportunities ETF | &nbsp;&nbsp;$2 |
| &nbsp;&nbsp;First Trust Bloomberg Nuclear Power ETF | &nbsp;&nbsp;$2 |
| &nbsp;&nbsp;First Trust Indxx Global Natural Resources Income ETF | &nbsp;&nbsp;$42 |
| &nbsp;&nbsp;First Trust Indxx Global Agriculture ETF | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;First Trust Bloomberg Artificial Intelligence ETF | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;First Trust International Equity Opportunities ETF | &nbsp;&nbsp;$64 |
| &nbsp;&nbsp;First Trust Dow Jones International Internet ETF | &nbsp;&nbsp;$20 |
| &nbsp;&nbsp;First Trust NASDAQ<sup>®</sup> Clean Edge<sup>®</sup> Smart Grid Infrastructure Index Fund | &nbsp;&nbsp;$1551 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$8377** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded Fund III** |  |
| &nbsp;&nbsp;First Trust California Municipal High Income ETF | &nbsp;&nbsp;$76 |
| &nbsp;&nbsp;First Trust Managed Municipal ETF | &nbsp;&nbsp;$765 |
| &nbsp;&nbsp;First Trust Municipal High Income ETF | &nbsp;&nbsp;$320 |
| &nbsp;&nbsp;First Trust New York Municipal High Income ETF | &nbsp;&nbsp;$9 |
| &nbsp;&nbsp;First Trust Preferred Securities and Income ETF | &nbsp;&nbsp;$2505 |
| &nbsp;&nbsp;First Trust Institutional Preferred Securities and Income ETF | &nbsp;&nbsp;$700 |
| &nbsp;&nbsp;First Trust Short Duration Managed Municipal ETF | &nbsp;&nbsp;$196 |
| &nbsp;&nbsp;First Trust Long/Short Equity ETF | &nbsp;&nbsp;$809 |
| &nbsp;&nbsp;First Trust Ultra Short Duration Municipal ETF | &nbsp;&nbsp;$90 |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Developed International ETF | &nbsp;&nbsp;$9 |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Small/Mid ETF | &nbsp;&nbsp;$11 |
| &nbsp;&nbsp;First Trust Horizon Managed Volatility Domestic ETF | &nbsp;&nbsp;$38 |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Europe ETF | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;First Trust Merger Arbitrage ETF | &nbsp;&nbsp;$13 |
| &nbsp;&nbsp;First Trust RiverFront Dynamic Emerging Markets ETF | &nbsp;&nbsp;$18 |
| &nbsp;&nbsp;First Trust Emerging Markets Local Currency Bond ETF | &nbsp;&nbsp;$104 |

---

---

| | |
|:---|:---|
| &nbsp;&nbsp;First Trust RiverFront Dynamic Developed International ETF | &nbsp;&nbsp;$53 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$5719** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded Fund IV** |  |
| &nbsp;&nbsp;First Trust SSI Strategic Convertible Securities ETF | &nbsp;&nbsp;$38 |
| &nbsp;&nbsp;First Trust Intermediate Duration Investment Grade Corporate ETF | &nbsp;&nbsp;$227 |
| &nbsp;&nbsp;First Trust Limited Duration Investment Grade Corporate ETF | &nbsp;&nbsp;$545 |
| &nbsp;&nbsp;First Trust Senior Loan Fund | &nbsp;&nbsp;$972 |
| &nbsp;&nbsp;First Trust Enhanced Short Maturity ETF | &nbsp;&nbsp;$2499 |
| &nbsp;&nbsp;First Trust High Income Strategic Focus ETF | &nbsp;&nbsp;$21 |
| &nbsp;&nbsp;First Trust Tactical High Yield ETF | &nbsp;&nbsp;$684 |
| &nbsp;&nbsp;First Trust Low Duration Opportunities ETF | &nbsp;&nbsp;$2170 |
| &nbsp;&nbsp;FT Energy Income Partners Strategy ETF | &nbsp;&nbsp;$157 |
| &nbsp;&nbsp;First Trust Structured Credit Income Opportunities ETF | &nbsp;&nbsp;$22 |
| &nbsp;&nbsp;First Trust Intermediate Government Opportunities ETF | &nbsp;&nbsp;$32 |
| &nbsp;&nbsp;FT Vest 20+ Year Treasury & Target Income ETF | &nbsp;&nbsp;$4 |
| &nbsp;&nbsp;FT Vest High Yield & Target Income ETF | &nbsp;&nbsp;$13 |
| &nbsp;&nbsp;FT Vest Investment Grade & Target Income ETF | &nbsp;&nbsp;$51 |
| &nbsp;&nbsp;FT Vest DJIA<sup>®</sup> Dogs 10 Target Income ETF | &nbsp;&nbsp;$16 |
| &nbsp;&nbsp;FT Vest Dow Jones Internet & Target Income ETF | &nbsp;&nbsp;$4 |
| &nbsp;&nbsp;FT Vest Rising Dividend Achievers Target Income ETF | &nbsp;&nbsp;$956 |
| &nbsp;&nbsp;FT Vest SMID Rising Dividend Achievers Target Income ETF | &nbsp;&nbsp;$256 |
| &nbsp;&nbsp;FT Vest Technology Dividend Target Income ETF | &nbsp;&nbsp;$63 |
| &nbsp;&nbsp;FT Vest S&P 500<sup>®</sup> Dividend Aristocrats Target Income ETF® | &nbsp;&nbsp;$1480 |
| &nbsp;&nbsp;First Trust Long Duration Opportunities ETF | &nbsp;&nbsp;$266 |
| &nbsp;&nbsp;FT Vest Growth Strength & Target Income ETF | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;First Trust North American Energy Infrastructure Fund | &nbsp;&nbsp;$1358 |
| &nbsp;&nbsp;First Trust Core Investment Grade ETF | &nbsp;&nbsp;$586 |
| &nbsp;&nbsp;First Trust AAA CMBS ETF | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;First Trust EIP Power Solutions ETF | &nbsp;&nbsp;$8 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$12439** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded Fund V** |  |
| &nbsp;&nbsp;First Trust Managed Futures Strategy Fund | &nbsp;&nbsp;$74 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$74** |

---

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| | |
|:---|:---|
| &nbsp;&nbsp; **First Trust Exchange-Traded Fund VI** |  |
| &nbsp;&nbsp;First Trust RBA American Industrial Renaissance<sup>®</sup> ETF | &nbsp;&nbsp;$2232 |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Dividend ETF | &nbsp;&nbsp;$27 |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Value ETF | &nbsp;&nbsp;$14 |
| &nbsp;&nbsp;First Trust Dorsey Wright Momentum & Low Volatility ETF | &nbsp;&nbsp;$36 |
| &nbsp;&nbsp;First Trust SMID Growth Strength ETF | &nbsp;&nbsp;$12 |
| &nbsp;&nbsp;First Trust SMID Capital Strength ETF | &nbsp;&nbsp;$20 |
| &nbsp;&nbsp;First Trust BuyWrite Income ETF | &nbsp;&nbsp;$653 |
| &nbsp;&nbsp;First Trust Nasdaq BuyWrite Income ETF | &nbsp;&nbsp;$287 |
| &nbsp;&nbsp;First Trust Dorsey Wright Focus 5 ETF | &nbsp;&nbsp;$1499 |
| &nbsp;&nbsp;First Trust Dorsey Wright Dynamic Focus 5 ETF | &nbsp;&nbsp;$45 |
| &nbsp;&nbsp;First Trust Dorsey Wright International Focus 5 ETF | &nbsp;&nbsp;$70 |
| &nbsp;&nbsp;First Trust S&P 500 Diversified Dividend Aristocrats ETF | &nbsp;&nbsp;$22 |
| &nbsp;&nbsp;Multi-Asset Diversified Income Index Fund | &nbsp;&nbsp;$174 |
| &nbsp;&nbsp;First Trust NASDAQ Technology Dividend Index Fund | &nbsp;&nbsp;$1504 |
| &nbsp;&nbsp;First Trust New Constructs Core Earnings Leaders ETF | &nbsp;&nbsp;$21 |
| &nbsp;&nbsp;First Trust Bloomberg R&D Leaders ETF | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;First Trust Bloomberg Shareholder Yield ETF | &nbsp;&nbsp;$7 |
| &nbsp;&nbsp;First Trust Small Cap BuyWrite Income ETF | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;First Trust Rising Dividend Achievers ETF | &nbsp;&nbsp;$6961 |
| &nbsp;&nbsp;First Trust SMID Cap Rising Dividend Achievers ETF | &nbsp;&nbsp;$3608 |
| &nbsp;&nbsp;First Trust Dorsey Wright DALI Equity ETF | &nbsp;&nbsp;$48 |
| &nbsp;&nbsp;Emerging Markets Equity Select ETF | &nbsp;&nbsp;$7 |
| &nbsp;&nbsp;First Trust S&P International Dividend Aristocrats ETF | &nbsp;&nbsp;$49 |
| &nbsp;&nbsp;First Trust S-Network E-Commerce ETF | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;First Trust Indxx Innovative Transaction & Process ETF | &nbsp;&nbsp;$46 |
| &nbsp;&nbsp;First Trust Nasdaq Artificial Intelligence and Robotics ETF | &nbsp;&nbsp;$245 |
| &nbsp;&nbsp;First Trust International Developed Capital Strength® ETF | &nbsp;&nbsp;$86 |
| &nbsp;&nbsp;First Trust Indxx Medical Devices ETF | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;First Trust S-Network Streaming & Gaming ETF | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;First Trust Balanced Income ETF | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;First Trust S&P 500 Economic Moat ETF | &nbsp;&nbsp;$2 |
| &nbsp;&nbsp;First Trust RBA Deglobalization ETF | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;First Trust Nasdaq Bank ETF | &nbsp;&nbsp;$101 |
| &nbsp;&nbsp;First Trust Nasdaq Food & Beverage ETF | &nbsp;&nbsp;$7 |
| &nbsp;&nbsp;First Trust Nasdaq Oil & Gas ETF | &nbsp;&nbsp;$48 |
| &nbsp;&nbsp;First Trust Nasdaq Pharmaceuticals ETF | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;First Trust Nasdaq Semiconductor ETF | &nbsp;&nbsp;$128 |
| &nbsp;&nbsp;First Trust Nasdaq Transportation ETF | &nbsp;&nbsp;$14 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$17990** |

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| | |
|:---|:---|
| &nbsp;&nbsp; <br>**First Trust Exchange-Traded Fund VII** |  |
| &nbsp;&nbsp;First Trust Alternative Absolute Return Strategy ETF | &nbsp;&nbsp;$45 |
| &nbsp;&nbsp;First Trust Global Tactical Commodity Strategy Fund | &nbsp;&nbsp;$910 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$955** |
| &nbsp;&nbsp; <br> **First Trust Exchange-Traded Fund VIII** |  |
| &nbsp;&nbsp;FT Vest Laddered Moderate Buffer ETF | &nbsp;&nbsp;$258 |
| &nbsp;&nbsp;FT Vest Laddered Small Cap Moderate Buffer ETF | &nbsp;&nbsp;$40 |
| &nbsp;&nbsp;First Trust Multi-Strategy Alternative ETF | &nbsp;&nbsp;$11 |
| &nbsp;&nbsp;FT Raymond James Multicap Growth Equity ETF | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;FT Vest Laddered Deep Buffer ETF | &nbsp;&nbsp;$596 |
| &nbsp;&nbsp;FT Vest Buffered Allocation Growth ETF | &nbsp;&nbsp;$115 |
| &nbsp;&nbsp;FT Vest Laddered Nasdaq Buffer ETF | &nbsp;&nbsp;$428 |
| &nbsp;&nbsp;FT Vest Laddered Buffer ETF | &nbsp;&nbsp;$3062 |
| &nbsp;&nbsp;FT Vest Buffered Allocation Defensive ETF | &nbsp;&nbsp;$52 |
| &nbsp;&nbsp;First Trust Income Opportunities ETF | &nbsp;&nbsp;$24 |
| &nbsp;&nbsp;First Trust Low Duration Strategic Focus ETF | &nbsp;&nbsp;$54 |
| &nbsp;&nbsp;First Trust Flexible Municipal High Income ETF | &nbsp;&nbsp;$7 |
| &nbsp;&nbsp;First Trust Multi-Manager Large Growth ETF | &nbsp;&nbsp;$38 |
| &nbsp;&nbsp;First Trust Multi-Manager Small Cap Opportunities ETF | &nbsp;&nbsp;$11 |
| &nbsp;&nbsp;First Trust Expanded Technology ETF | &nbsp;&nbsp;$14 |
| &nbsp;&nbsp;FT Vest Laddered International Moderate Buffer ETF | &nbsp;&nbsp;$18 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF - January | &nbsp;&nbsp;$144 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – January | &nbsp;&nbsp;$25 |
| &nbsp;&nbsp;FT Energy Income Partners Enhanced Income ETF | &nbsp;&nbsp;$364 |
| &nbsp;&nbsp;First Trust SkyBridge Crypto Industry and Digital Economy ETF | &nbsp;&nbsp;$62 |
| &nbsp;&nbsp;First Trust Active Factor Large Cap ETF | &nbsp;&nbsp;$169 |
| &nbsp;&nbsp;First Trust Active Factor Mid Cap ETF | &nbsp;&nbsp;$37 |
| &nbsp;&nbsp;First Trust Active Factor Small Cap ETF | &nbsp;&nbsp;$19 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF - February | &nbsp;&nbsp;$137 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – February | &nbsp;&nbsp;$18 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – March | &nbsp;&nbsp;$167 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – March | &nbsp;&nbsp;$70 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – April | &nbsp;&nbsp;$101 |
| &nbsp;&nbsp;First Trust Active Global Quality Income ETF | &nbsp;&nbsp;$23 |
| &nbsp;&nbsp;First Trust Smith Opportunistic Fixed Income ETF | &nbsp;&nbsp;$1361 |
| &nbsp;&nbsp;First Trust Smith Unconstrained Bond ETF | &nbsp;&nbsp;$1197 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – April | &nbsp;&nbsp;$116 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – March | &nbsp;&nbsp;$145 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF - March | &nbsp;&nbsp;$358 |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – March | &nbsp;&nbsp;$55 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF - April | &nbsp;&nbsp;$355 |

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| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – December | &nbsp;&nbsp;$141 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – December | &nbsp;&nbsp;$436 |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – December | &nbsp;&nbsp;$31 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – February | &nbsp;&nbsp;$162 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – February | &nbsp;&nbsp;$450 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – December | &nbsp;&nbsp;$85 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – January | &nbsp;&nbsp;$140 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – January | &nbsp;&nbsp;$450 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – October | &nbsp;&nbsp;$122 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – October | &nbsp;&nbsp;$365 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – March | &nbsp;&nbsp;$177 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – December | &nbsp;&nbsp;$212 |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – March | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – April | &nbsp;&nbsp;$16 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – October | &nbsp;&nbsp;$14 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – December | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – March | &nbsp;&nbsp;$18 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – February | &nbsp;&nbsp;$17 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – January | &nbsp;&nbsp;$20 |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – December | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – April | &nbsp;&nbsp;$21 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – May | &nbsp;&nbsp;$9 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – November | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – October | &nbsp;&nbsp;$38 |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – March | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – March | &nbsp;&nbsp;$52 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – November | &nbsp;&nbsp;$8 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – October | &nbsp;&nbsp;$9 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – December | &nbsp;&nbsp;$112 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – May | &nbsp;&nbsp;$123 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – November | &nbsp;&nbsp;$97 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – October | &nbsp;&nbsp;$86 |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – October | &nbsp;&nbsp;$17 |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – February | &nbsp;&nbsp;$32 |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – May | &nbsp;&nbsp;$40 |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – November | &nbsp;&nbsp;$51 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – December | &nbsp;&nbsp;$15 |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – December | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – January | &nbsp;&nbsp;$13 |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – January | &nbsp;&nbsp;$2 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – February | &nbsp;&nbsp;$22 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – April | &nbsp;&nbsp;$2 |

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| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – April | &nbsp;&nbsp;$3 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – November | &nbsp;&nbsp;$372 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – November | &nbsp;&nbsp;$133 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – May | &nbsp;&nbsp;$398 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – May | &nbsp;&nbsp;$116 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – May | &nbsp;&nbsp;$35 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – May | &nbsp;&nbsp;$8 |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – June | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF - June | &nbsp;&nbsp;$407 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF - June | &nbsp;&nbsp;$113 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF - June | &nbsp;&nbsp;$134 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – June | &nbsp;&nbsp;$58 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – June | &nbsp;&nbsp;$7 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – June | &nbsp;&nbsp;$257 |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – June | &nbsp;&nbsp;$68 |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – June | &nbsp;&nbsp;$11 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – June | &nbsp;&nbsp;$26 |
| &nbsp;&nbsp;FT Vest Laddered Max Buffer ETF | &nbsp;&nbsp;$4 |
| &nbsp;&nbsp;FT Vest Laddered Enhance & Moderate Buffer ETF | &nbsp;&nbsp;$2 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – July | &nbsp;&nbsp;$456 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – July | &nbsp;&nbsp;$164 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – July | &nbsp;&nbsp;$240 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – July | &nbsp;&nbsp;$19 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Conservative Buffer ETF – July | &nbsp;&nbsp;$32 |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF | &nbsp;&nbsp;$18 |
| &nbsp;&nbsp;FT Vest U.S. Equity Uncapped Accelerator ETF – July | &nbsp;&nbsp;$4 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – November | &nbsp;&nbsp;$14 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – July | &nbsp;&nbsp;$12 |
| &nbsp;&nbsp;First Trust Innovation Leaders ETF | &nbsp;&nbsp;$67 |
| &nbsp;&nbsp;First Trust Securitized Plus ETF | &nbsp;&nbsp;$31 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – August | &nbsp;&nbsp;$440 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – August | &nbsp;&nbsp;$142 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – August | &nbsp;&nbsp;$127 |
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – August | &nbsp;&nbsp;$11 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Moderate Buffer ETF – August | &nbsp;&nbsp;$24 |
| &nbsp;&nbsp;FT Vest U.S. Small Cap Moderate Buffer ETF – August | &nbsp;&nbsp;$42 |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly Dynamic Buffer ETF | &nbsp;&nbsp;$62 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – August | &nbsp;&nbsp;$15 |
| &nbsp;&nbsp;FT Confluence BDC & Specialty Finance Income ETF | &nbsp;&nbsp;$17 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer ETF – September | &nbsp;&nbsp;$422 |
| &nbsp;&nbsp;FT Vest U.S. Equity Deep Buffer ETF – September | &nbsp;&nbsp;$119 |
| &nbsp;&nbsp;FT Vest U.S. Equity Moderate Buffer ETF – September | &nbsp;&nbsp;$150 |

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| | |
|:---|:---|
| &nbsp;&nbsp;FT Vest U.S. Equity Enhance & Moderate Buffer ETF – September | &nbsp;&nbsp;$41 |
| &nbsp;&nbsp;FT Vest U.S. Equity Buffer & Premium Income ETF – September | &nbsp;&nbsp;$24 |
| &nbsp;&nbsp;FT Vest Nasdaq-100<sup>®</sup> Buffer ETF – September | &nbsp;&nbsp;$179 |
| &nbsp;&nbsp;FT Vest International Equity Moderate Buffer ETF – September | &nbsp;&nbsp;$42 |
| &nbsp;&nbsp;FT Vest U.S. Equity Max Buffer ETF – September | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;FT Vest U.S. Equity Equal Weight Buffer ETF – September | &nbsp;&nbsp;$9 |
| &nbsp;&nbsp;FT Vest Emerging Markets Buffer ETF – September | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;FT Vest U.S. Equity Quarterly Max Buffer ETF | &nbsp;&nbsp;$8 |
| &nbsp;&nbsp;FT Vest U.S. Equity Dual Directional Buffer ETF – August | &nbsp;&nbsp;$1 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$18389** |
| &nbsp;&nbsp; <br> **First Trust Series Fund** |  |
| &nbsp;&nbsp;First Trust/Confluence Small Cap Value Fund | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;First Trust Preferred Securities and Income Fund | &nbsp;&nbsp;$88 |
| &nbsp;&nbsp;First Trust WCM Focused Global Growth Fund | &nbsp;&nbsp;$386 |
| &nbsp;&nbsp;First Trust Managed Municipal Fund | &nbsp;&nbsp;$27 |
| &nbsp;&nbsp;First Trust Short Duration High Income Fund | &nbsp;&nbsp;$29 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$536** |
| &nbsp;&nbsp; <br> **First Trust Variable Insurance Trust** |  |
| &nbsp;&nbsp;First Trust Growth Strength™ Portfolio | &nbsp;&nbsp;$13 |
| &nbsp;&nbsp;First Trust Dorsey Wright Tactical Core Portfolio | &nbsp;&nbsp;$22 |
| &nbsp;&nbsp;First Trust Multi Income Allocation Portfolio | &nbsp;&nbsp;$10 |
| &nbsp;&nbsp;First Trust/Dow Jones Dividend & Income Allocation Portfolio | &nbsp;&nbsp;$332 |
| &nbsp;&nbsp;First Trust International Developed Capital Strength® Portfolio | &nbsp;&nbsp;$15 |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> Portfolio | &nbsp;&nbsp;$75 |
| &nbsp;&nbsp;First Trust Capital Strength<sup>®</sup> Hedged Equity Portfolio | &nbsp;&nbsp;$6 |
| &nbsp;&nbsp;**Total** | &nbsp;&nbsp;**$473** |
| &nbsp;&nbsp;**Funds** | &nbsp;&nbsp;**$92067** |
| &nbsp;&nbsp;**FTA** | &nbsp;&nbsp;**$53705** |
| &nbsp;&nbsp;**FTP** | &nbsp;&nbsp;**$7672** |
| &nbsp;&nbsp;**TOTAL** | &nbsp;&nbsp;**$153444** |

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