# EDGAR Filing Document

**Accession Number:** 0001860998
**File Stem:** 0001214659-26-005895
**Filing Date:** 2026-5
**Character Count:** 20591
**Document Hash:** b9438ecf1570b4b9cffbc07d00841099
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-26-005895.hdr.sgml**: 20260511

**ACCESSION NUMBER**: 0001214659-26-005895

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260511

**DATE AS OF CHANGE**: 20260511

**EFFECTIVENESS DATE**: 20260511

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Skaana Management L.P.
- **CENTRAL INDEX KEY:** 0001860998

**ORGANIZATION NAME:**
- **EIN:** 853938474
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22020
- **FILM NUMBER:** 26961883

**BUSINESS ADDRESS:**
- **STREET 1:** 921 PRESIDENT STREET
- **CITY:** BROOKLYN
- **STATE:** NY
- **ZIP:** 11215
- **BUSINESS PHONE:** 212-747-0444

**MAIL ADDRESS:**
- **STREET 1:** 921 PRESIDENT STREET
- **CITY:** BROOKLYN
- **STATE:** NY
- **ZIP:** 11215

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Skaana Management L.P.<br>**Address:** 921 PRESIDENT STREET<br>BROOKLYN, NY 11215

**Form 13F File Number:** 028-22020

**CRD Number (if applicable):** 000311817

**SEC File Number (if applicable):** 801-119991

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mayank Patel<br>**Title:** CCO<br>**Phone:** 212-747-0444

**Signature, Place, and Date of Signing:**

Mayank Patel CCO  BROOKLYN, NY  05-11-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 158

**Form 13F Information Table Value Total:** $295733068

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AAUC 8 3/4 09/07/28 | FIXED INCOME | 01921DAA3 |  | 21179430 | 10550000 | PRN |  | SOLE |  | 10550000 | 0 | 0 |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | WARR | 00857F118 |  | 0 | 46807 | SH |  | SOLE |  | 46807 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 |  | 221201 | 1926 | SH |  | SOLE |  | 1926 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 |  | 229700 | 2000 | SH | Put | SOLE |  | 2000 | 0 | 0 |
| ALBEMARLE CORP | 7.25% DEP SHS A | 012653200 |  | 11270207 | 157615 | SH |  | SOLE |  | 157615 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 1274663 | 7100 | SH | Call | SOLE |  | 7100 | 0 | 0 |
| AMC 6 04/30/30 144A | FIXED INCOME | 62844JAA6 |  | 964145 | 1560912 | PRN |  | SOLE |  | 1560912 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 111420 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | SER A MAND CNV | 03769M304 |  | 195225 | 3362 | SH |  | SOLE |  | 3362 | 0 | 0 |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 |  | 42295 | 500 | SH | Call | SOLE |  | 500 | 0 | 0 |
| ARMADA ACQUISITION CORP II | *W EXP 05/21/203 | G0R38G112 |  | 9613 | 16025 | SH |  | SOLE |  | 16025 | 0 | 0 |
| AST SPACEMOBILE INC | COM CL A | 00217D100 |  | 4615693 | 55698 | SH |  | SOLE |  | 55698 | 0 | 0 |
| AST SPACEMOBILE INC | COM CL A | 00217D100 |  | 662960 | 8000 | SH | Call | SOLE |  | 8000 | 0 | 0 |
| AST SPACEMOBILE INC | COM CL A | 00217D100 |  | 2585544 | 31200 | SH | Put | SOLE |  | 31200 | 0 | 0 |
| ASTS 2 01/15/36 | FIXED INCOME | 00217DAE0 |  | 2650427 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| ASTS 2 1/4 04/15/36 | FIXED INCOME | 00217DAG5 |  | 961958 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| ATRO 0 01/15/31 | FIXED INCOME | 046433AE8 |  | 443959 | 320000 | PRN |  | SOLE |  | 320000 | 0 | 0 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 10424929 | 8822 | SH |  | SOLE |  | 8822 | 0 | 0 |
| BEYOND MEAT INC | DEBT        10/1 | 08862EAD1 |  | 2686302 | 3979000 | PRN |  | SOLE |  | 3979000 | 0 | 0 |
| BEYOND MEAT INC | COM | 08862E109 |  | 758149 | 1080600 | SH | Put | SOLE |  | 1080600 | 0 | 0 |
| BEYOND MEAT INC | COM | 08862E109 |  | 35080 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| BIGBEAR AI HLDGS INC | COM | 08975B109 |  | 1451725 | 412422 | SH |  | SOLE |  | 412422 | 0 | 0 |
| BIGBEAR AI HLDGS INC | COM | 08975B109 |  | 170720 | 48500 | SH | Call | SOLE |  | 48500 | 0 | 0 |
| BIGBEAR AI HLDGS INC | COM | 08975B109 |  | 1426656 | 405300 | SH | Put | SOLE |  | 405300 | 0 | 0 |
| BITDEER TECHNOLOGIES GROUP | CL A ORD SHS | G11448100 |  | 21625 | 2500 | SH | Put | SOLE |  | 2500 | 0 | 0 |
| BOEING CO | DEP CONV PFD A | 097023204 |  | 225749 | 3530 | SH |  | SOLE |  | 3530 | 0 | 0 |
| BORRNO 5 02/08/28 | FIXED INCOME | 100015AA4 |  | 1093358 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| BRUKER CORP | 6.375 PREF SER A | 116794207 |  | 2832585 | 9908 | SH |  | SOLE |  | 9908 | 0 | 0 |
| BTDR 5 03/01/32 | FIXED INCOME | 09175RAG5 |  | 2218541 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| CALEDONIA MNG CORP | SHS NEW | G1757E113 |  | 45180 | 2000 | SH | Put | SOLE |  | 2000 | 0 | 0 |
| CANADIAN SOLAR INC | COM | 136635109 |  | 166200 | 12000 | SH | Put | SOLE |  | 12000 | 0 | 0 |
| CELSION CORP 2.3600 EXP12/06/2016 | WARR | 151993276 |  | 0 | 166217 | SH |  | SOLE |  | 166217 | 0 | 0 |
| CENTERPOINT ENERGY  INC CONV PFD  TAXBL | EQUITY | 15189T206 |  | 21801903 | 547261 | SH |  | SOLE |  | 547261 | 0 | 0 |
| CIPHER DIGITAL INC | COM | 17253J106 |  | 321197 | 24957 | SH |  | SOLE |  | 24957 | 0 | 0 |
| CIPHER DIGITAL INC | COM | 17253J106 |  | 321750 | 25000 | SH | Put | SOLE |  | 25000 | 0 | 0 |
| CLEANSPARK INC | COM NEW | 18452B209 |  | 276575 | 32500 | SH | Call | SOLE |  | 32500 | 0 | 0 |
| CLOUDFLARE INC | NOTE         8/1 | 18915MAC1 |  | 6456644 | 5500000 | PRN |  | SOLE |  | 5500000 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 206340 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| CLSK 0 02/15/32 | FIXED INCOME | 18452BAD2 |  | 3361034 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| CONTRA CB144A MP MAT | FIXED INCOME | 553CMBAC0 |  | 1030408 | 833000 | PRN |  | SOLE |  | 833000 | 0 | 0 |
| CONTRA FUSION PHARMACE | EQUITY | 361CVR012 |  | 0 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | COM | 21874A106 |  | 2065976 | 138100 | SH | Call | SOLE |  | 138100 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | COM | 21874A106 |  | 4691456 | 313600 | SH | Put | SOLE |  | 313600 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 21874A114 |  | 50623968 | 5792216 | SH |  | SOLE |  | 5792216 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 21874A130 |  | 19305 | 1287 | SH |  | SOLE |  | 1287 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 |  | 77470 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| CRITICAL METALS CORP | PUBCO ORD SHS | G2662B103 |  | 25408 | 3200 | SH | Call | SOLE |  | 3200 | 0 | 0 |
| CSIQ 3 1/4 01/15/31 | FIXED INCOME | 136635AK5 |  | 2178127 | 2750000 | PRN |  | SOLE |  | 2750000 | 0 | 0 |
| DUKE ENERGY CORP NEW | NOTE  4.125% 4/1 | 26441CBY0 |  | 4771229 | 4326000 | PRN |  | SOLE |  | 4326000 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 233100 | 45000 | SH | Call | SOLE |  | 45000 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 31080 | 6000 | SH | Put | SOLE |  | 6000 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 241780 | 48746 | SH |  | SOLE |  | 48746 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 840224 | 169400 | SH | Put | SOLE |  | 169400 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 25296 | 5100 | SH | Call | SOLE |  | 5100 | 0 | 0 |
| EOSE 1 3/4 12/01/31 | FIXED INCOME | 29415CAC5 |  | 290546 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| EPR PPTYS | CONV PFD 9% SR E | 26884U307 |  | 1425637 | 46910 | SH |  | SOLE |  | 46910 | 0 | 0 |
| EPR PPTYS | PFD C CV 5.75% | 26884U208 |  | 421661 | 18209 | SH |  | SOLE |  | 18209 | 0 | 0 |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | WARR | 31423J110 |  | 0 | 242802 | SH |  | SOLE |  | 242802 | 0 | 0 |
| FLUENCE ENERGY INC | NOTE  2.250% 6/1 | 34379VAB9 |  | 1010978 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| GAMESTOP CORP | CL A | 36467W109 |  | 866304 | 37600 | SH | Put | SOLE |  | 37600 | 0 | 0 |
| GAMESTOP CORP | CL A | 36467W109 |  | 4608 | 200 | SH | Call | SOLE |  | 200 | 0 | 0 |
| GLXYLP 1/2 05/01/31 | FIXED INCOME | 36317GAC0 |  | 711993 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| GME 0 06/15/32 | FIXED INCOME | 36467WAF6 |  | 1545714 | 1500000 | PRN |  | SOLE |  | 1500000 | 0 | 0 |
| GOSSAMER BIO INC | COM | 38341P102 |  | 13206 | 40200 | SH |  | SOLE |  | 40200 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 |  | 2385214 | 517400 | SH | Put | SOLE |  | 517400 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 |  | 849162 | 184200 | SH | Call | SOLE |  | 184200 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE C | 7.625 MAND CONV | 42824C208 |  | 1700419 | 26359 | SH |  | SOLE |  | 26359 | 0 | 0 |
| HTZ 5 1/2 10/01/30 | FIXED INCOME | 428040DG1 |  | 3765308 | 6250000 | PRN |  | SOLE |  | 6250000 | 0 | 0 |
| IREN 0 07/01/31 | FIXED INCOME | 46270CAE9 |  | 1076680 | 1500000 | PRN |  | SOLE |  | 1500000 | 0 | 0 |
| IREN 1/4 06/01/32 | FIXED INCOME | 46270CAG4 |  | 2658623 | 3000000 | PRN |  | SOLE |  | 3000000 | 0 | 0 |
| IREN LIMITED | ORDINARY SHARES | Q4982L109 |  | 342800 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| JETBLUE AIRWAYS CORP | NOTE  2.500% 9/0 | 477143AR2 |  | 3561398 | 3697000 | PRN |  | SOLE |  | 3697000 | 0 | 0 |
| JETBLUE AIRWAYS CORP | COM | 477143101 |  | 802230 | 181500 | SH | Call | SOLE |  | 181500 | 0 | 0 |
| JETBLUE AIRWAYS CORP | COM | 477143101 |  | 286858 | 64900 | SH | Put | SOLE |  | 64900 | 0 | 0 |
| KKR  CO INC | 6.25 CON SER D | 48251W500 |  | 2996792 | 75535 | SH |  | SOLE |  | 75535 | 0 | 0 |
| LCI INDS | NOTE  1.125% 5/1 | 501812AB7 |  | 2486857 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| LCID 1 1/4 12/15/26 | FIXED INCOME | 549498AA1 |  | 2076978 | 2205000 | PRN |  | SOLE |  | 2205000 | 0 | 0 |
| LCID 5 04/01/30 | FIXED INCOME | 549498AC7 |  | 1548223 | 2850000 | PRN |  | SOLE |  | 2850000 | 0 | 0 |
| LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | EQUITY | 525ESC810 |  | 0 | 2366 | SH |  | SOLE |  | 2366 | 0 | 0 |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | WARR | 53228T119 |  | 0 | 392968 | SH |  | SOLE |  | 392968 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 58135 | 1162690 | SH |  | SOLE |  | 1162690 | 0 | 0 |
| LUCID GROUP INC | COM NEW | 549498202 |  | 1976522 | 207400 | SH | Put | SOLE |  | 207400 | 0 | 0 |
| LUCID GROUP INC | COM NEW | 549498202 |  | 1051159 | 110300 | SH | Call | SOLE |  | 110300 | 0 | 0 |
| MARA HOLDINGS INC | COM | 565788106 |  | 341088 | 41800 | SH |  | SOLE |  | 41800 | 0 | 0 |
| MARA HOLDINGS INC | COM | 565788106 |  | 204000 | 25000 | SH | Call | SOLE |  | 25000 | 0 | 0 |
| MARA HOLDINGS INC | COM | 565788106 |  | 463488 | 56800 | SH | Put | SOLE |  | 56800 | 0 | 0 |
| MAXEON SOLAR/C WRT 2.2575 20280115 | WARR | Y58473110 |  | 0 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| MF GLOBAL HOLDINGS LTD CONV PFD PRIV PL/144A SERIES B | EQUITY | 55277J306 |  | 0 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| NBIS 1 1/4 03/15/31 | FIXED INCOME | 63954QAJ5 |  | 1087789 | 1130000 | PRN |  | SOLE |  | 1130000 | 0 | 0 |
| NBIS 2 3/4 09/15/32 | FIXED INCOME | 63954QAF3 |  | 1037684 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| NOVANTA INC | UNIT 11/01/2028 | 67000B203 |  | 1613623 | 30425 | SH |  | SOLE |  | 30425 | 0 | 0 |
| NRGV 5 1/4 03/01/31 | FIXED INCOME | 29280WAA7 |  | 941019 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| NVAX 4 5/8 09/01/31 | FIXED INCOME | 670002AE4 |  | 1115669 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 19658110 | 458231 | SH |  | SOLE |  | 458231 | 0 | 0 |
| OPENDOOR TECHNOLOGIES INC | *W EXP 11/20/202 | 683712137 |  | 115390 | 469067 | SH |  | SOLE |  | 469067 | 0 | 0 |
| ORA 0 03/15/31 B | FIXED INCOME | 686688AF9 |  | 3119123 | 3000000 | PRN |  | SOLE |  | 3000000 | 0 | 0 |
| ORACLE CORP | 6.5 DEP CUM SR D | 68389X204 |  | 1278970 | 28370 | SH |  | SOLE |  | 28370 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | CL A NEW | M7S64L123 |  | 26795 | 2300 | SH | Call | SOLE |  | 2300 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | CL A NEW | M7S64L123 |  | 69900 | 6000 | SH | Put | SOLE |  | 6000 | 0 | 0 |
| PEABODY ENGR CORP | COM | 704551100 |  | 474480 | 14400 | SH | Call | SOLE |  | 14400 | 0 | 0 |
| PG CORP | PFD CONV SER A | 69331C306 |  | 3141142 | 73162 | SH |  | SOLE |  | 73162 | 0 | 0 |
| PLANET LABS PBC | COM CL A | 72703X106 |  | 402480 | 14400 | SH |  | SOLE |  | 14400 | 0 | 0 |
| PLUG 6 3/4 12/01/33 | FIXED INCOME | 72919PAG8 |  | 2781864 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| PLUG PWR INC | COM NEW | 72919P202 |  | 451548 | 199800 | SH | Call | SOLE |  | 199800 | 0 | 0 |
| PLUG PWR INC | COM NEW | 72919P202 |  | 163850 | 72500 | SH | Put | SOLE |  | 72500 | 0 | 0 |
| PORCH GROUP INC | COM | 733245104 |  | 35850 | 5000 | SH | Call | SOLE |  | 5000 | 0 | 0 |
| PSQ HOLDINGS INC | *W EXP 07/19/202 | 693691115 |  | 7380 | 166212 | SH |  | SOLE |  | 166212 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 845259 | 162863 | SH |  | SOLE |  | 162863 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 837147 | 161300 | SH | Put | SOLE |  | 161300 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | G7500M120 |  | 503 | 65326 | SH |  | SOLE |  | 65326 | 0 | 0 |
| RIGETTI COMPUTING INC | *W EXP 03/02/202 | 76655K111 |  | 163240 | 29734 | SH |  | SOLE |  | 29734 | 0 | 0 |
| RIOT PLATFORMS INC | COM | 767292105 |  | 61800 | 5000 | SH | Call | SOLE |  | 5000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE  3.625%10/1 | 76954AAD5 |  | 1917140 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 150500 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| RTS/A SPAC II ACQUISITION CORP EXP12/31/2099 | EQUITY | G0543H133 |  | 534 | 25319 | SH |  | SOLE |  | 25319 | 0 | 0 |
| SELINA HOSPITALITY PLC 11.5000EXP02/26/2023 | WARR | G8059B119 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SELINA HOSPITALITY PLC 6 11/01/2029 | FIXED INCOME | 81635BAE8 |  | 0 | 3468891 | PRN |  | SOLE |  | 3468891 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | WARR | 81947T110 |  | 0 | 155696 | SH |  | SOLE |  | 155696 | 0 | 0 |
| SHIFT4 PMTS INC | 6 SER A CNV PREF | 82452J307 |  | 9365174 | 173150 | SH |  | SOLE |  | 173150 | 0 | 0 |
| SHIFT4 PMTS INC | CL A | 82452J109 |  | 6502651 | 148700 | SH | Put | SOLE |  | 148700 | 0 | 0 |
| SHIFT4 PMTS INC | CL A | 82452J109 |  | 1368749 | 31300 | SH | Call | SOLE |  | 31300 | 0 | 0 |
| STARWOOD PPTY TR INC | NOTE  6.750% 7/1 | 85571BBA2 |  | 5778894 | 5665000 | PRN |  | SOLE |  | 5665000 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 8129250 | 12500 | SH | Call | SOLE |  | 12500 | 0 | 0 |
| T1 ENERGY INC | NOTE  5.250%12/0 | 35834FAB0 |  | 550563 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| TRUMP MEDIA  TECHNOLOGY GRO | COM | 25400Q105 |  | 92800 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| TWENTY ONE CAP INC | COM SHS CL A | 90138L109 |  | 32000 | 5000 | SH | Put | SOLE |  | 5000 | 0 | 0 |
| TXNM ENERGY INC | NOTE  5.750% 6/0 | 69349HAF4 |  | 5968329 | 4457000 | PRN |  | SOLE |  | 4457000 | 0 | 0 |
| UPHEALTH INC 11.5000EXP07/01/2024 | WARR | 91532B119 |  | 0 | 61593 | SH |  | SOLE |  | 61593 | 0 | 0 |
| VISIONWAVE HOLDINGS INC | *W EXP 07/14/203 | 927950113 |  | 175421 | 203954 | SH |  | SOLE |  | 203954 | 0 | 0 |
| VOYG 3/4 11/15/30 | FIXED INCOME | 92892BAA1 |  | 3694209 | 3598000 | PRN |  | SOLE |  | 3598000 | 0 | 0 |
| VSE CORP | UNIT 02/01/2029 | 918284209 |  | 127196 | 2593 | SH |  | SOLE |  | 2593 | 0 | 0 |
| WEBULL CORP | ORD SHS | G9572D103 |  | 1080960 | 225200 | SH | Call | SOLE |  | 225200 | 0 | 0 |
| WEBULL CORP | ORD SHS | G9572D103 |  | 1178880 | 245600 | SH | Put | SOLE |  | 245600 | 0 | 0 |
| WEBULL CORP | *W EXP 04/10/203 | G9572D111 |  | 1705497 | 1244888 | SH |  | SOLE |  | 1244888 | 0 | 0 |
| WHIRLPOOL CORP | 8.5 DEP SR A CNV | 963320205 |  | 931193 | 22808 | SH |  | SOLE |  | 22808 | 0 | 0 |
| WHIRLPOOL CORP | COM | 963320106 |  | 53920 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| WTS/A SPAC II ACQUISITION CORP EXP10/15/2026 | WARR | G0543H117 |  | 0 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | WARR | 01749N111 |  | 0 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | WARR | 131990608 |  | 0 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| WTS/CELSION CORP 5.2400 EXP03/30/2015 | WARR | 151992708 |  | 0 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | WARR | 151993052 |  | 0 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | WARR | 16842Q134 |  | 0 | 156418 | SH |  | SOLE |  | 156418 | 0 | 0 |
| WTS/DISCOVERY LABS  INC. 2.8000 EXP02/22/2016 | WARR | 254993397 |  | 0 | 8750 | SH |  | SOLE |  | 8750 | 0 | 0 |
| WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/2027 | WARR | 39536G113 |  | 0 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| WTS/FIBROCELL SCIENCE  INC. 0.3000 EXP05/24/2017 | WARR | 315991380 |  | 0 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | WARR | 395392111 |  | 0 | 13100 | SH |  | SOLE |  | 13100 | 0 | 0 |
| WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | WARR | 422992792 |  | 0 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| WTS/ICORECONNECT  INC. EXP08/21/2028 | WARR | 450958111 |  | 0 | 16750 | SH |  | SOLE |  | 16750 | 0 | 0 |
| WTS/LION ELECTRIC EXP12/13/2027 | WARR | 536221120 |  | 0 | 240426 | SH |  | SOLE |  | 240426 | 0 | 0 |
| WTS/MODULAR MEDICAL  INC. 6.6000 EXP02/14/2027 | WARR | 60785L116 |  | 240 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| WTS/NEXTNAV INC EXP06/01/2027 | WARR | 65345N122 |  | 0 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| WTS/PLUG 3.3008 EXP05/19/2034 | WARR | 0PLUGW123 |  | 0 | 497626 | SH |  | SOLE |  | 497626 | 0 | 0 |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | WARR | 693486110 |  | 0 | 9826 | SH |  | SOLE |  | 9826 | 0 | 0 |
| WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | WARR | 747324119 |  | 0 | 73130 | SH |  | SOLE |  | 73130 | 0 | 0 |
| WTS/REALREAL INC  THE EXP02/28/2029 | WARR | 88339P119 |  | 0 | 255498 | SH |  | SOLE |  | 255498 | 0 | 0 |
| WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | WARR | 813992435 |  | 0 | 12649446 | SH |  | SOLE |  | 12649446 | 0 | 0 |
| WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | WARR | G8021C112 |  | 263 | 26250 | SH |  | SOLE |  | 26250 | 0 | 0 |
| WTS/XOMA CORPORATION 1.7600 EXP03/09/2017 | WARR | 983992991 |  | 0 | 9470 | SH |  | SOLE |  | 9470 | 0 | 0 |

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