# EDGAR Filing Document

**Accession Number:** 0000786389
**File Stem:** 0000786389-26-000003
**Filing Date:** 2026-3
**Character Count:** 2686
**Document Hash:** 8700f832a931eec833ef94ab26f284ad
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000786389-26-000003.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000786389-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NW CAPITAL MARKETS INC.
- **CENTRAL INDEX KEY:** 0000786389

**ORGANIZATION NAME:**
- **EIN:** 222716789
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-35363
- **FILM NUMBER:** 26821677

**BUSINESS ADDRESS:**
- **STREET 1:** 522 BROAD STREET
- **CITY:** BLOOMFIELD
- **STATE:** NJ
- **ZIP:** 07003
- **BUSINESS PHONE:** 201-656-0115

**MAIL ADDRESS:**
- **STREET 1:** 522 BROAD STREET
- **CITY:** BLOOMFIELD
- **STATE:** NJ
- **ZIP:** 07003

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINDSOR FINANCIAL GROUP/DE, INC.
- **DATE OF NAME CHANGE:** 20030217

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINDSOR FINANCIAL GROUP DE INC
- **DATE OF NAME CHANGE:** 19990922

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINDSOR FINANCIAL GROUP DE INC                          /BD
- **DATE OF NAME CHANGE:** 19990922

### Attached PDF Documents

**Attachment 1:** `nwsofc.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000786389

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NW CAPITAL MARKETS INC.

**Business Address:** 522 BROAD STREET, BLOOMFIELD, NJ, 07003

**Contact Person:** lisa petrosky-muckle

**Contact Phone:** 2016560115

### Independent Public Accountant Identification

**Accountant Name:** Adeptus Partners LLC

**Accountant Address:** 309 N Broadway, Suite 120, Jericho, NY, 11753

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Lisa Petrosky-Muckle**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NW CAPITAL MARKETS INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Lisa Petrosky-Muckle

**Title:** FINOP