# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017576
**Filing Date:** 2023-1
**Character Count:** 25479
**Document Hash:** 40a7f8c6acbd13a9dc0ccd3c5c6ac0a0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017576.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017576

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565959

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Emerging Sector Dividend Dogs ETF (Series ID: S000044070)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000136752 | ALPS Emerging Sector Dividend Dogs ETF | EDOG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Emerging Sector Dividend Dogs ETF

- **b. EDGAR series identifier (if any):** S000044070

- **c. LEI of Series:** 549300DACQRFE026T168

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $28195202.57

**Total Liabilities:** $13216.77

**Net Assets:** $28181985.80

**Cash Not Reported:** $3837.64

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000136752 | -8.54%               | 6.74%                | 10.04%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-533143.35              | $-2166373.96                               |
| Month 2  | $-154546.29              | $1772641.57                                |
| Month 3  | $0.00                    | $2461338.09                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Enka Insaat Ve Sanayi As                                   | Enka Insaat ve Sanayi AS                                                    | CUSIP: B03MS6905<br>LEI: 789000EE9HXTYDRH9O46 | Long             | EC               | CORP              | TR        |    517140 | NS      | $711976.20    | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| African Rainbow Minerals Ltd                               | African Rainbow Minerals, Ltd.                                              | CUSIP: N/A<br>LEI: 529900L3TPSCK8ZVZ589       | Long             | EC               | CORP              | ZA        |     35572 | NS      | $597090.91    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Signal & Communication Corp Ltd              | China Railway Signal & Communication Corp., Ltd.                            | CUSIP: N/A<br>LEI: 529900GK68ZHDM38WD21       | Long             | EC               | CORP              | CN        |   1731000 | NS      | $554029.92    | 1.97%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Turkcell Iletisim Hizmetleri As                            | Turkcell Iletisim Hizmetleri AS                                             | CUSIP: 900111204<br>LEI: 7890003EX1LTLS2FFL84 | Long             | EC               | CORP              | TR        |    162428 | NS      | $730926.00    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Kalbe Farma Tbk Pt                                         | Kalbe Farma Tbk PT                                                          | CUSIP: B7311V900<br>LEI: 529900PRQI8S32HOE387 | Long             | EC               | CORP              | ID        |   4711700 | NS      | $619980.23    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxaro Resources Ltd                                       | Exxaro Resources, Ltd.                                                      | CUSIP: 641880901<br>LEI: 378900BC3D9BFF4E4A37 | Long             | EC               | CORP              | ZA        |     40541 | NS      | $530037.28    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Mr Price Group Ltd                                         | Mr Price Group, Ltd.                                                        | CUSIP: S5256M135<br>LEI: 378900D3417C35C5D733 | Long             | EC               | CORP              | ZA        |     47574 | NS      | $465939.87    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Infosys Ltd                                                | Infosys, Ltd.                                                               | CUSIP: 456788108<br>LEI: 335800TYLGG93MM7PR89 | Long             | EC               | CORP              | IN        |     28254 | NS      | $574968.90    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Richter Gedeon Nyrt                                        | Richter Gedeon Nyrt                                                         | CUSIP: X3124S107<br>LEI: 549300J6ZJW5IH4WEE46 | Long             | EC               | CORP              | HU        |     27653 | NS      | $594219.81    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Novolipetsk Steel Pjsc                                     | Novolipetsk Steel PJSC                                                      | CUSIP: 67011E204<br>LEI: 213800913TPW32I84456 | Long             | EC               | CORP              | RU        |     17594 | NS      | $175.94       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Empresas Copec Sa                                          | Empresas COPEC SA                                                           | CUSIP: 219602901<br>LEI: 549300Q3IDJYG6Z7PA50 | Long             | EC               | CORP              | CL        |     66511 | NS      | $464867.45    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Hartalega Holdings Bhd                                     | Hartalega Holdings Bhd                                                      | CUSIP: Y31139101<br>LEI: N/A                  | Long             | EC               | CORP              | MY        |   1500100 | NS      | $583512.76    | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Electronics Thailand Pcl                             | Delta Electronics Thailand PCL                                              | CUSIP: 641892906<br>LEI: 529900JKLVG9Y2SVWL93 | Long             | EC               | CORP              | TH        |     29400 | NS      | $560238.20    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Top Glove Corp Bhd                                         | Top Glove Corp. Bhd                                                         | CUSIP: N/A<br>LEI: 549300QTLNWRUY8PTR45       | Long             | EC               | CORP              | MY        |   3057400 | NS      | $598074.87    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Malayan Banking Bhd                                        | Malayan Banking Bhd                                                         | CUSIP: Y54671105<br>LEI: 5493004OT3TOY404V310 | Long             | EC               | CORP              | MY        |    271000 | NS      | $525852.73    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Grupo Aeroportuario Del Sureste Sab De Cv                  | Grupo Aeroportuario del Sureste SAB de CV                                   | CUSIP: 40051E202<br>LEI: 5299001W7JIDXCUOUC82 | Long             | EC               | CORP              | MX        |      2446 | NS      | $604871.34    | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Jbs Sa                                                     | JBS SA                                                                      | CUSIP: N/A<br>LEI: 529900RM0MTMZL9O5050       | Long             | EC               | CORP              | BR        |     99287 | NS      | $421879.11    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnit Pjsc                                                | Magnit PJSC                                                                 | CUSIP: B2QKYZ909<br>LEI: 2534009KKPTVL99W2Y12 | Long             | EC               | CORP              | RU        |     32174 | NS      | $321.74       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Lpp Sa                                                     | LPP SA                                                                      | CUSIP: N/A<br>LEI: 259400NUS7MKGPJL4752       | Long             | EC               | CORP              | PL        |       291 | NS      | $620287.26    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Vibra Energia Sa                                           | Vibra Energia SA                                                            | CUSIP: N/A<br>LEI: 549300U7VLJ3SYVNY689       | Long             | EC               | CORP              | BR        |    153607 | NS      | $489295.14    | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Rhb Bank Bhd                                               | RHB Bank Bhd                                                                | CUSIP: N/A<br>LEI: 549300ZHRPSV7QIUJT80       | Long             | EC               | CORP              | MY        |    421900 | NS      | $533126.03    | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Wipro Ltd                                                  | Wipro, Ltd.                                                                 | CUSIP: 97651M109<br>LEI: 335800IFS1IJHESG8362 | Long             | EC               | CORP              | IN        |    103334 | NS      | $529070.08    | 1.88%             |  |  |  | No            |                  1 | On Loan: —       |
| Enel Chile Sa                                              | Enel Chile SA                                                               | CUSIP: 29278D105<br>LEI: 549300YM5CWCAUVOPB53 | Long             | EC               | CORP              | CL        |    297944 | NS      | $649517.92    | 2.30%             |  |  |  | No            |                  1 | On Loan: —       |
| Multichoice Group                                          | MultiChoice Group                                                           | CUSIP: N/A<br>LEI: 254900BVQQ7DFBMSVJ81       | Long             | EC               | CORP              | ZA        |     83704 | NS      | $576052.74    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Gudang Garam Tbk Pt                                        | Gudang Garam Tbk PT                                                         | CUSIP: Y7121F165<br>LEI: 5299005TDQ8UGGR3AM31 | Long             | EC               | CORP              | ID        |    338000 | NS      | $428636.81    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Pldt Inc                                                   | PLDT, Inc.                                                                  | CUSIP: 668566003<br>LEI: 254900ADE8GQHM5P2648 | Long             | EC               | CORP              | PH        |     18595 | NS      | $575997.88    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Eregli Demir Ve Celik Fabrikalari Tas                      | Eregli Demir ve Celik Fabrikalari TAS                                       | CUSIP: B03MS9909<br>LEI: 789000VYQF5IDGG49908 | Long             | EC               | CORP              | TR        |    303644 | NS      | $695002.31    | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Legend Holdings Corp                                       | Legend Holdings Corp.                                                       | CUSIP: N/A<br>LEI: 5299003ONUYCE70HZ185       | Long             | EC               | CORP              | CN        |    504500 | NS      | $514126.96    | 1.82%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Centrais Eletricas Brasileiras Sa                          | Centrais Eletricas Brasileiras SA                                           | CUSIP: 15234Q207<br>LEI: 254900I8KYDELP4B4Z08 | Long             | EC               | CORP              | BR        |     61087 | NS      | $547339.52    | 1.94%             |  |  |  | No            |                  1 | On Loan: —       |
| Powszechny Zaklad Ubezpieczen Sa                           | Powszechny Zaklad Ubezpieczen SA                                            | CUSIP: X6919T107<br>LEI: QLPCKOOKVX32FUELX240 | Long             | EC               | CORP              | PL        |     91109 | NS      | $641598.38    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| X5 Retail Group Nv                                         | X5 Retail Group NV                                                          | CUSIP: N/A<br>LEI: 213800J17UJJJDGUVF56       | Long             | EC               | CORP              | NL        |     17785 | NS      | $177.85       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Petroleo Brasileiro Sa                                     | Petroleo Brasileiro SA                                                      | CUSIP: 268236908<br>LEI: 5493000J801JZRCMFE49 | Long             | EC               | CORP              | BR        |     78175 | NS      | $457810.37    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Orbia Advance Corp Sab De Cv                               | Orbia Advance Corp. SAB de CV                                               | CUSIP: N/A<br>LEI: 549300MVHZ20SBIOEQ79       | Long             | EC               | CORP              | MX        |    275407 | NS      | $538566.71    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Tmbthanachart Bank Pcl                                     | TMBThanachart Bank PCL                                                      | CUSIP: N/A<br>LEI: 549300WKGLXEV3DB7I54       | Long             | EC               | CORP              | TH        |  15594200 | NS      | $619080.67    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Cencosud Sa                                                | Cencosud SA                                                                 | CUSIP: B00R3L901<br>LEI: 549300NLTGCFV7482429 | Long             | EC               | CORP              | CL        |    366449 | NS      | $544838.27    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Bts Group Holdings Pcl                                     | BTS Group Holdings PCL                                                      | CUSIP: B74B7B905<br>LEI: N/A                  | Long             | EC               | CORP              | TH        |   2272100 | NS      | $541206.30    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd                                | China Shenhua Energy Co., Ltd., Class H                                     | CUSIP: N/A<br>LEI: 529900N9JOX4C108MA40       | Long             | EC               | CORP              | CN        |    164500 | NS      | $505444.28    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     62759 | NS      | $62759.09     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Ptt Pcl                                                    | PTT PCL                                                                     | CUSIP: Y6883U105<br>LEI: 549300QOGMPTKB6W7G56 | Long             | EC               | NUSS              | TH        |    535100 | NS      | $504525.02    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco Santander Chile                                      | Banco Santander Chile                                                       | CUSIP: N/A<br>LEI: 3YJP8HORPAEXJ80D6368       | Long             | EC               | CORP              | CL        |  13198263 | NS      | $513109.34    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Ternium Sa                                                 | Ternium SA                                                                  | CUSIP: 880890108<br>LEI: 529900QG4KU23TEI2E46 | Long             | EC               | CORP              | LU        |     16879 | NS      | $531519.71    | 1.89%             |  |  |  | No            |                  1 | On Loan: —       |
| Bangkok Dusit Medical Services Pcl                         | Bangkok Dusit Medical Services PCL                                          | CUSIP: BLZGSL904<br>LEI: N/A                  | Long             | EC               | CORP              | TH        |    660100 | NS      | $566227.85    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Cez As                                                     | CEZ AS                                                                      | CUSIP: X2337V121<br>LEI: 529900S5R9YHJHYKKG94 | Long             | EC               | CORP              | CZ        |     14031 | NS      | $482160.83    | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Severstal Pao                                              | Severstal PAO                                                               | CUSIP: 818150302<br>LEI: 213800OKDPTV6K4ONO53 | Long             | EC               | CORP              | RU        |     23283 | NS      | $232.83       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Huadian Power International Corp Ltd                       | Huadian Power International Corp., Ltd.                                     | CUSIP: 614278901<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | NUSS              | CN        |   1140000 | NS      | $439306.36    | 1.56%             |  |  |  | No            |                  1 | On Loan: —       |
| El Puerto de Liverpool SAB de                              | El Puerto de Liverpool SAB de CV                                            | CUSIP: P36918137<br>LEI: 4469000001BO4JEXZL32 | Long             | EC               | CORP              | MX        |    109777 | NS      | $639692.55    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Otomotiv Sanayi As                                    | Ford Otomotiv Sanayi AS                                                     | CUSIP: M7608S105<br>LEI: 7890006XJG6ZE2H34671 | Long             | EC               | CORP              | TR        |     28115 | NS      | $671121.55    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoomlion Heavy Industry Science And Technology Co Ltd      | Zoomlion Heavy Industry Science and Technology Co., Ltd.                    | CUSIP: N/A<br>LEI: 529900QZ3EMAU0QKFK85       | Long             | EC               | CORP              | CN        |   1223000 | NS      | $568367.48    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Globe Telecom Inc                                          | Globe Telecom, Inc.                                                         | CUSIP: Y27257149<br>LEI: 254900GPWI1816YIM923 | Long             | EC               | CORP              | PH        |     15819 | NS      | $643276.17    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bim Birlesik Magazalar As                                  | BIM Birlesik Magazalar AS                                                   | CUSIP: B0D000905<br>LEI: 7890001GCDJQD8DJKE29 | Long             | EC               | CORP              | TR        |     81344 | NS      | $587014.06    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Empresas Cmpc Sa                                           | Empresas CMPC SA                                                            | CUSIP: 219601903<br>LEI: N/A                  | Long             | EC               | CORP              | CL        |    303465 | NS      | $502651.18    | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Engie Brasil Energia Sa                                    | Engie Brasil Energia SA                                                     | CUSIP: N/A<br>LEI: 52990057Q0EK2Q9YBC07       | Long             | EC               | CORP              | BR        |     68700 | NS      | $522926.76    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Sime Darby Bhd                                             | Sime Darby Bhd                                                              | CUSIP: B29TTR903<br>LEI: N/A                  | Long             | EC               | CORP              | MY        |   1089800 | NS      | $526828.56    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimberly-clark De Mexico Sab De Cv                         | Kimberly-Clark de Mexico SAB de CV                                          | CUSIP: 249191008<br>LEI: 549300JGHL56QT00KT54 | Long             | EC               | CORP              | MX        |    378700 | NS      | $643793.93    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Vodacom Group Ltd                                          | Vodacom Group, Ltd.                                                         | CUSIP: B65B4D905<br>LEI: 37890012A8DC24B8D663 | Long             | EC               | CORP              | ZA        |     71800 | NS      | $522596.65    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Mobile Telesystems Pjsc                                    | Mobile TeleSystems PJSC                                                     | CUSIP: 607409109<br>LEI: 2534008FX8EXH1FMJA74 | Long             | EC               | CORP              | RU        |     64600 | NS      | $646.00       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer