# EDGAR Filing Document

**Accession Number:** 0001082733
**File Stem:** 0001654954-26-003578
**Filing Date:** 2026-4
**Character Count:** 15456
**Document Hash:** 890dc1b4eae4888bd570aa75adbb299a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001654954-26-003578.hdr.sgml**: 20260416

**ACCESSION NUMBER**: 0001654954-26-003578

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20260414

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260416

**DATE AS OF CHANGE**: 20260416

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** VISIUM TECHNOLOGIES, INC.
- **CENTRAL INDEX KEY:** 0001082733
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 870449667
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-25753
- **FILM NUMBER:** 26865709

**BUSINESS ADDRESS:**
- **STREET 1:** 401 E. LAS OLAS BOULEVARD,
- **STREET 2:** SUITE 1400
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301
- **BUSINESS PHONE:** (954) 712-7487

**MAIL ADDRESS:**
- **STREET 1:** 401 E. LAS OLAS BOULEVARD,
- **STREET 2:** SUITE 1400
- **CITY:** FORT LAUDERDALE
- **STATE:** FL
- **ZIP:** 33301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NuSTATE ENERGY HOLDINGS, INC.
- **DATE OF NAME CHANGE:** 20071227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Fittipaldi Logistics, Inc.
- **DATE OF NAME CHANGE:** 20061024

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** POWER2SHIP INC
- **DATE OF NAME CHANGE:** 20030516

?xml version='1.0' encoding='ASCII'? vism_8k.htm

UNITED STATES

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934**

**Date of Report (Date of earliest event reported): April 14, 2026**

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| |
|:---|
| **VISIUM TECHNOLOGIES, INC.** |
| (Exact name of Registrant as specified in its charter) |

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| | | |
|:---|:---|:---|
| **Florida** | **000-25753** | **87-0449667** |
| **(State or other jurisdiction of incorporation)** | **(Commission File Number)** | **(IRS Employer Identification No.)** |

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**4094 Majestic Lane, Suite 360**

**<u>Fairfax, Virginia 22033</u>**

**(Address of principal executive offices, including zip code)**

**<u>(703) 273-0383</u>**

**(Registrant's telephone number, including area code)**

Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| N/A | N/A | N/A |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 3.02. Unregistered Sales of Equity Securities.**

On April 14, 2026, Visium Technologies, Inc. (the "Company") issued an aggregate of 1,597,868 shares of its newly designated Series D Callable Convertible Preferred Stock (the "Series D Preferred Stock") to approximately forty (40) accredited investors and related parties (including certain officers) in exchange for the full cancellation and satisfaction of $1,597,868.39 of outstanding indebtedness. The indebtedness consisted of (i) various promissory notes and (ii) accrued officer and related-party payables, all as set forth on the Debt Schedule approved by the Board of Directors.

The issuance was effected pursuant to unanimous Board resolutions adopted on April 14, 2026, in reliance upon the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended, and Rule 506 of Regulation D promulgated thereunder, as a private placement transaction to accredited investors. No general solicitation or advertising was used. Each stock certificate or book-entry statement bears a restrictive legend. Upon issuance, the corresponding promissory notes and officer payables were deemed fully paid, satisfied, cancelled, and of no further force or effect.

The material terms of the Series D Preferred Stock are set forth in the Certificate of Designation filed as Exhibit 3.1 hereto. Each share has a Stated Value of $1.00 and carries a 3% per annum cumulative dividend, accruing daily from the Issuance Date and payable quarterly in arrears in cash or, at the Company's option, in additional fully paid and non-assessable PIK Shares of Callable Convertible Series D Preferred Stock. Holders are entitled to a non-participating liquidation preference equal to the Stated Value plus all accrued and unpaid dividends, senior to Common Stock, Series A Preferred Stock, and Series B Preferred Stock (but junior to Series AA Preferred Stock and Series G Preferred Stock).

Each share is convertible at the holder's option into Common Stock at a fixed Conversion Price of $0.05 per share (subject to broad-based weighted-average anti-dilution adjustment upon any dilutive issuance below the then-current Conversion Price, standard adjustments for stock splits, dividends, combinations, and reclassifications, and explicit preservation of anti-dilution rights regardless of voluntary non-participation in any future pro-rata offering).

The Company retains the right, upon closing of any Qualifying Transaction (defined as (i) any equity financing raising at least $10,000,000 in gross proceeds or (ii) a Change of Control at an enterprise valuation of at least $10,000,000), to redeem all or any portion of the Series D Preferred Stock at 103% of Stated Value plus accrued and unpaid dividends, payable in cash or (subject to the Exchange Act and OTCQB rules) in registered Common Stock valued at the 10-trading-day VWAP preceding the redemption notice. Holders have no general voting rights except as required by the Florida Business Corporation Act and vote together with Common Stock on an as-converted basis where entitled. Protective provisions require the affirmative vote or consent of holders of a majority of the outstanding Series D Preferred Stock for any amendment adversely affecting their rights or for any liquidation or Deemed Liquidation Event without first providing for full payment of the liquidation preference.

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

On April 14, 2026, the Board of Directors adopted, and on April 14, 2026, the Company executed, a Certificate of Designation of Preferences, Rights and Limitations of Series D Convertible Preferred Stock pursuant to Section 607.0602 of the Florida Business Corporation Act. The Certificate of Designation designates 2,000,000 shares of a new series of preferred stock with the preferences, rights, and limitations described in Item 3.02 above. The Certificate of Designation constitutes an amendment to the Company's Articles of Incorporation. A copy of the Certificate of Designation is attached hereto as Exhibit 3.1 and is incorporated by reference. No change in fiscal year occurred.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits

The following exhibits are filed herewith:

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| | |
|:---|:---|
| [3.1](vism_ex31.htm) | [Certificate of Designation of Preferences, Rights and Limitations of Series D Convertible Preferred Stock of Visium Technologies, Inc., dated April 14, 2026 (filed herewith).](vism_ex31.htm) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **VISIUM TECHNOLOGIES, INC.** | **VISIUM TECHNOLOGIES, INC.** |
| Date: April 16, 2026 | By: | */s/ Mark Lucky* |
|  |  | Mark Lucky |
|  |  | Chief Executive Officer |

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## Exhibit 3.1

**EXHIBIT 3.1**

**CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND** 

**LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK OF VISIUM** 

**TECHNOLOGIES, INC.**

Pursuant to Section 607.0602 of the Florida Business Corporation Act (the "**FBCA**"), Visium Technologies, Inc., a Florida corporation (the "**Corporation**"), hereby certifies that the following resolution was duly adopted by the Board of Directors of the Corporation (the "**Board**") on April 14, 2026:

WHEREAS, the Articles of Incorporation of the Corporation authorize the issuance of preferred stock in one or more series; and

WHEREAS, the Board is authorized to fix the designation, number of shares, preferences, rights, and limitations of any series of preferred stock;

NOW, THEREFORE, BE IT RESOLVED that 2,000,000 shares of the preferred stock of the Corporation are hereby designated as "Series D Convertible Preferred Stock," with the following preferences, rights, and limitations:

**Section 1. Definitions.** For purposes hereof: "**Common Stock**" means the common stock of the Corporation, par value $0.001 per share. "**Conversion Price**" means the **fixed Conversion Price of $0.05 per share** of Common Stock, subject to adjustment as set forth herein. "**Deemed Liquidation Event**" has the meaning customarily ascribed thereto in venture financing documents. "**Issuance Date**" means the date of original issuance of the applicable share of Series D Preferred Stock. "**Qualifying Transaction**" means (i) any single transaction or series of related transactions pursuant to which the Corporation receives aggregate gross proceeds of at least $10,000,000 from the sale of equity securities, or (ii) a Change of Control in which the enterprise valuation of the Corporation is at least $10,000,000. "**Stated Value**" means $1.00 per share.

**Section 2. Designation, Amount and Par Value.** The series shall be designated "Series D Convertible Preferred Stock" (the "**Series D Preferred Stock**"). The number of shares so designated is 2,000,000. Each share has a par value of $0.001 and a Stated Value of $1.00.

**Section 3. Ranking.** The Series D Preferred Stock ranks (i) junior to the Corporation's Series AA Preferred Stock and Series G Preferred Stock and any other senior series hereafter designated, and (ii) senior to the Common Stock, Series A Preferred Stock, Series B Preferred Stock, and any junior series.

**Section 4. Dividends.** Holders are entitled to cumulative dividends at the rate of 3% per annum on the Stated Value, accruing daily from the Issuance Date and payable quarterly in arrears in cash or, at the Corporation's option, in additional fully paid and non-assessable shares of Series D Preferred Stock ("**PIK Shares**"). Accrued and unpaid dividends are payable upon conversion, redemption, or liquidation.

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**Section 5. Liquidation.** Upon any liquidation, dissolution, winding up, or Deemed Liquidation Event, holders receive, prior and in preference to any distribution to Common Stock or junior securities, the Stated Value plus all accrued and unpaid dividends (the "**Liquidation Preference**"). The preference is non-participating.

**Section 6. Conversion.** (a) **Voluntary Conversion.** Any holder may convert all or any portion of its Series D Preferred Stock into Common Stock at any time upon delivery of a conversion notice at the **<u>fixed Conversion Price of $0.05 per share</u>** of Common Stock (subject to adjustment as set forth herein). The number of Common shares issuable equals (x) the Stated Value plus accrued and unpaid dividends divided by (y) the Conversion Price then in effect. (b) **Anti-Dilution Adjustment.** The Conversion Price is subject to broad-based weighted-average anti-dilution adjustment upon any dilutive issuance of equity securities (or securities convertible into equity) at a price below the then-current Conversion Price, calculated in accordance with the standard broad-based weighted-average formula set forth on Exhibit A hereto. **Notwithstanding the foregoing, participation by any holder in <u>any future pro-rata offering is entirely</u> <u>voluntary</u>. Failure of any holder to purchase its pro-rata share in any such offering shall not result in any permanent waiver, forfeiture, or diminishment of such holder's anti-dilution protection or any other rights, preferences, or privileges under this Certificate of Designation. Any anti-dilution adjustment otherwise triggered shall apply fully to all holders regardless of participation in any prior or concurrent re-up offering.** (c) Standard adjustments apply for stock splits, stock dividends, combinations, reclassifications, and similar events.

**Section 7. Redemption upon Qualifying Transaction.** Upon closing of a Qualifying Transaction, the Corporation may redeem all or any portion of the outstanding Series D Preferred Stock at 103% of the Stated Value per share redeemed plus all accrued and unpaid dividends.

Payment may be in cash or, at the Corporation's election (subject to the Exchange Act and OTCQB rules), in registered Common Stock valued at the 10-trading-day VWAP preceding the redemption notice. Redemption must be completed within thirty (30) days.

**Section 8. Voting Rights.** Holders have no general voting rights except as required by the FBCA. Where entitled to vote, holders vote together with Common Stock on an as-converted basis.

**Section 9. Protective Provisions.** So long as any Series D Preferred Stock remains outstanding, the Corporation shall not, without the affirmative vote or consent of holders of a majority of the outstanding shares: (a) amend the Articles of Incorporation or this Certificate of Designation in any manner adversely affecting the rights, preferences, or privileges of the Series D Preferred Stock; or (b) effect any Liquidation Event or Deemed Liquidation Event without first providing for full payment of the Liquidation Preference.

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**Section 10. Miscellaneous.** This Certificate of Designation is governed by the laws of the State of Florida. All notices shall be in writing. The Corporation shall reserve sufficient authorized Common Stock for issuance upon conversion. This Certificate of Designation constitutes an amendment to the Articles of Incorporation under FBCA § 607.0602.

IN WITNESS WHEREOF, the Corporation has caused this Certificate of Designation to be signed by its duly authorized officer this 14th day of April, 2026.

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| | |
|:---|:---|
| **VISIUM TECHNOLOGIES, INC.** | **VISIUM TECHNOLOGIES, INC.** |
| By: | */s/ Mark Lucky* |
|  | Name: Mark Lucky |
|  | Title: Chief Executive Officer |

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