# EDGAR Filing Document

**Accession Number:** 0000090608
**File Stem:** 0000090608-26-000003
**Filing Date:** 2026-3
**Character Count:** 2738
**Document Hash:** 206e1c5047bddabf11cf3949aaf3c921
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000090608-26-000003.hdr.sgml**: 20260317

**ACCESSION NUMBER**: 0000090608-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260317

**DATE AS OF CHANGE**: 20260317

**EFFECTIVENESS DATE**: 20260317

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HERBERT J. SIMS & CO, INC.
- **CENTRAL INDEX KEY:** 0000090608

**ORGANIZATION NAME:**
- **EIN:** 135213180
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-03315
- **FILM NUMBER:** 26764363

**BUSINESS ADDRESS:**
- **STREET 1:** 2150 POST ROAD
- **STREET 2:** SUITE 301
- **CITY:** FAIRFIELD
- **STATE:** CT
- **ZIP:** 06824
- **BUSINESS PHONE:** (203) 418-9020

**MAIL ADDRESS:**
- **STREET 1:** 2150 POST ROAD
- **STREET 2:** SUITE 301
- **CITY:** FAIRFIELD
- **STATE:** CT
- **ZIP:** 06824

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HERBERT J. SIMS & CO. INC.
- **DATE OF NAME CHANGE:** 20020611

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIMS HERBERT J & CO INC
- **DATE OF NAME CHANGE:** 20020611

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIMS HERBERT J & CO INC /CT/                            /BD
- **DATE OF NAME CHANGE:** 19941025

### Attached PDF Documents

**Attachment 1:** `audit2025short.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000090608

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HERBERT J. SIMS & CO, INC.

**Business Address:** 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824

**Contact Person:** Jeff Collacuro

**Contact Phone:** 2034189019

### Independent Public Accountant Identification

**Accountant Name:** APRIO, LLP

**Accountant Address:** 350 Fifth Avenue, Suite 3920, New York, NY, 10018

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jason Diamond**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HERBERT J. SIMS & CO, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Jason Diamond

**Title:** Chief Financial Officer