# EDGAR Filing Document

**Accession Number:** 0001079935
**File Stem:** 0001811480-23-000002
**Filing Date:** 2023-1
**Character Count:** 35869
**Document Hash:** b43417c97564a0b86f01f32a05489d13
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001811480-23-000002.hdr.sgml**: 20230111

**ACCESSION NUMBER**: 0001811480-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230111

**DATE AS OF CHANGE**: 20230111

**EFFECTIVENESS DATE**: 20230111

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
- **CENTRAL INDEX KEY:** 0001079935
- **IRS NUMBER:** 954603559
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15248
- **FILM NUMBER:** 23524016

**BUSINESS ADDRESS:**
- **STREET 1:** 2121 AVENUE OF THE STARS
- **STREET 2:** SUITE 1600
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 8007235115

**MAIL ADDRESS:**
- **STREET 1:** 2121 AVENUE OF THE STARS
- **STREET 2:** SUITE 1600
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIGNATURE ESTATE & INVESTMENT ADVISORS INC              /ADV
- **DATE OF NAME CHANGE:** 20000717

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIGNATURE ESTATE & INVESTMENT ADVISORS LLC              /ADV
- **DATE OF NAME CHANGE:** 19990217

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SIGNATURE ESTATE  INVESTMENT ADVISORS LLC<br>**Address:** 2121 AVENUE OF THE STARS<br>SUITE 1600<br>LOS ANGELES, CA 90067

**Form 13F File Number:** 028-15248

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Eric Rosen<br>**Title:** Chief Compliance Officer<br>**Phone:** 3107122363

**Signature, Place, and Date of Signing:**

Eric Rosen  Los Angeles, CA  01-11-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 327

**Form 13F Information Table Value Total:** $2780104

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                              | Form 13F File Number   |
|:---|:---|:---|
|  | SIGNATURE INVESTMENT ADVISORS LLC | 028-20237              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 228 | 2079 | SH |  | DFND | 1 | 0 | 0 | 2079 |
| ABBOTT LABS | COM | 002824100 |  | 18 | 161 | SH |  | SOLE |  | 0 | 0 | 161 |
| ABBVIE INC | COM | 00287Y109 |  | 65 | 401 | SH |  | SOLE |  | 0 | 0 | 401 |
| ABBVIE INC | COM | 00287Y109 |  | 238 | 1471 | SH |  | DFND | 1 | 0 | 0 | 1471 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 301 | 895 | SH |  | DFND | 1 | 0 | 0 | 895 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 1 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| ALLSTATE CORP | COM | 020002101 |  | 433 | 3193 | SH |  | SOLE |  | 0 | 0 | 3193 |
| ALLSTATE CORP | COM | 020002101 |  | 171 | 1263 | SH |  | DFND | 1 | 0 | 0 | 1263 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 25338 | 287180 | SH |  | DFND | 1 | 0 | 0 | 287180 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 8302 | 94098 | SH |  | SOLE |  | 0 | 0 | 94098 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 72 | 1581 | SH |  | SOLE |  | 0 | 0 | 1581 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 166 | 3639 | SH |  | DFND | 1 | 0 | 0 | 3639 |
| AMAZON COM INC | COM | 023135106 |  | 24070 | 286544 | SH |  | DFND | 1 | 0 | 0 | 286544 |
| AMAZON COM INC | COM | 023135106 |  | 7786 | 92691 | SH |  | SOLE |  | 0 | 0 | 92691 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 1197 | 22501 | SH |  | SOLE |  | 0 | 0 | 22501 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 3279 | 61649 | SH |  | DFND | 1 | 0 | 0 | 61649 |
| AMGEN INC | COM | 031162100 |  | 23 | 86 | SH |  | DFND | 1 | 0 | 0 | 86 |
| AMGEN INC | COM | 031162100 |  | 695 | 2648 | SH |  | SOLE |  | 0 | 0 | 2648 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 3 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 925 | 1803 | SH |  | DFND | 1 | 0 | 0 | 1803 |
| APPLE INC | COM | 037833100 |  | 30481 | 234597 | SH |  | DFND | 1 | 0 | 0 | 234597 |
| APPLE INC | COM | 037833100 |  | 10463 | 80529 | SH |  | SOLE |  | 0 | 0 | 80529 |
| APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 |  | 355 | 22481 | SH |  | DFND | 1 | 0 | 0 | 22481 |
| APPLIED MATLS INC | COM | 038222105 |  | 7954 | 81676 | SH |  | DFND | 1 | 0 | 0 | 81676 |
| APPLIED MATLS INC | COM | 038222105 |  | 3028 | 31094 | SH |  | SOLE |  | 0 | 0 | 31094 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 211 | 883 | SH |  | SOLE |  | 0 | 0 | 883 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 50 | 210 | SH |  | DFND | 1 | 0 | 0 | 210 |
| AVID BIOSERVICES INC | COM | 05368M106 |  | 175 | 12744 | SH |  | SOLE |  | 0 | 0 | 12744 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 203 | 2632 | SH |  | DFND | 1 | 0 | 0 | 2632 |
| BANK AMERICA CORP | COM | 060505104 |  | 152 | 4576 | SH |  | DFND | 1 | 0 | 0 | 4576 |
| BANK AMERICA CORP | COM | 060505104 |  | 127 | 3822 | SH |  | SOLE |  | 0 | 0 | 3822 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 190 | 615 | SH |  | SOLE |  | 0 | 0 | 615 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 584 | 1890 | SH |  | DFND | 1 | 0 | 0 | 1890 |
| BLACKROCK INC | COM | 09247X101 |  | 7065 | 9970 | SH |  | DFND | 1 | 0 | 0 | 9970 |
| BLACKROCK INC | COM | 09247X101 |  | 2657 | 3750 | SH |  | SOLE |  | 0 | 0 | 3750 |
| BOEING CO | COM | 097023105 |  | 146 | 766 | SH |  | SOLE |  | 0 | 0 | 766 |
| BOEING CO | COM | 097023105 |  | 281 | 1473 | SH |  | DFND | 1 | 0 | 0 | 1473 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 1447 | 13847 | SH |  | DFND | 1 | 0 | 0 | 13847 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 572 | 5471 | SH |  | SOLE |  | 0 | 0 | 5471 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 146 | 2030 | SH |  | SOLE |  | 0 | 0 | 2030 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 81 | 1119 | SH |  | DFND | 1 | 0 | 0 | 1119 |
| BROADCOM INC | COM | 11135F101 |  | 32905 | 58850 | SH |  | DFND | 1 | 0 | 0 | 58850 |
| BROADCOM INC | COM | 11135F101 |  | 10832 | 19373 | SH |  | SOLE |  | 0 | 0 | 19373 |
| CDW CORP | COM | 12514G108 |  | 706 | 3954 | SH |  | SOLE |  | 0 | 0 | 3954 |
| CDW CORP | COM | 12514G108 |  | 1782 | 9981 | SH |  | DFND | 1 | 0 | 0 | 9981 |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 14020G101 |  | 32662 | 1638023 | SH |  | DFND | 1 | 0 | 0 | 1638023 |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 14020G101 |  | 11630 | 583233 | SH |  | SOLE |  | 0 | 0 | 583233 |
| CHARLES RIV LABS INTL INC | COM | 159864107 |  | 600 | 2754 | SH |  | SOLE |  | 0 | 0 | 2754 |
| CHARLES RIV LABS INTL INC | COM | 159864107 |  | 1552 | 7121 | SH |  | DFND | 1 | 0 | 0 | 7121 |
| CHEVRON CORP NEW | COM | 166764100 |  | 30047 | 167403 | SH |  | DFND | 1 | 0 | 0 | 167403 |
| CHEVRON CORP NEW | COM | 166764100 |  | 9862 | 54944 | SH |  | SOLE |  | 0 | 0 | 54944 |
| CISCO SYS INC | COM | 17275R102 |  | 3080 | 64658 | SH |  | SOLE |  | 0 | 0 | 64658 |
| CISCO SYS INC | COM | 17275R102 |  | 8091 | 169827 | SH |  | DFND | 1 | 0 | 0 | 169827 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 1579 | 40096 | SH |  | DFND | 1 | 0 | 0 | 40096 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 603 | 15317 | SH |  | SOLE |  | 0 | 0 | 15317 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 4 | 106 | SH |  | SOLE |  | 0 | 0 | 106 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 279 | 7880 | SH |  | DFND | 1 | 0 | 0 | 7880 |
| COMPASS INC | CL A | 20464U100 |  | 299 | 128192 | SH |  | SOLE |  | 0 | 0 | 128192 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 401 | 3812 | SH |  | DFND | 1 | 0 | 0 | 3812 |
| DEERE  CO | COM | 244199105 |  | 32059 | 74772 | SH |  | DFND | 1 | 0 | 0 | 74772 |
| DEERE  CO | COM | 244199105 |  | 10622 | 24774 | SH |  | SOLE |  | 0 | 0 | 24774 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 677 | 5631 | SH |  | SOLE |  | 0 | 0 | 5631 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 1796 | 14927 | SH |  | DFND | 1 | 0 | 0 | 14927 |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 25434V849 |  | 1742 | 36444 | SH |  | DFND | 1 | 0 | 0 | 36444 |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 25434V849 |  | 3035 | 63474 | SH |  | SOLE |  | 0 | 0 | 63474 |
| DISNEY WALT CO | COM | 254687106 |  | 7934 | 91324 | SH |  | SOLE |  | 0 | 0 | 91324 |
| DISNEY WALT CO | COM | 254687106 |  | 23892 | 275004 | SH |  | DFND | 1 | 0 | 0 | 275004 |
| DOLLAR TREE INC | COM | 256746108 |  | 1512 | 10689 | SH |  | DFND | 1 | 0 | 0 | 10689 |
| DOLLAR TREE INC | COM | 256746108 |  | 575 | 4065 | SH |  | SOLE |  | 0 | 0 | 4065 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 363 | 5926 | SH |  | DFND | 1 | 0 | 0 | 5926 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 449 | 6820 | SH |  | SOLE |  | 0 | 0 | 6820 |
| EPAM SYS INC | COM | 29414B104 |  | 545 | 1664 | SH |  | SOLE |  | 0 | 0 | 1664 |
| EPAM SYS INC | COM | 29414B104 |  | 1430 | 4363 | SH |  | DFND | 1 | 0 | 0 | 4363 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1387 | 12571 | SH |  | DFND | 1 | 0 | 0 | 12571 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 140 | 1271 | SH |  | SOLE |  | 0 | 0 | 1271 |
| META PLATFORMS INC | CL A | 30303M102 |  | 36 | 299 | SH |  | SOLE |  | 0 | 0 | 299 |
| META PLATFORMS INC | CL A | 30303M102 |  | 203 | 1688 | SH |  | DFND | 1 | 0 | 0 | 1688 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 9664 | 192859 | SH |  | DFND | 1 | 0 | 0 | 192859 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 802 | 16002 | SH |  | SOLE |  | 0 | 0 | 16002 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F722 |  | 51 | 1425 | SH |  | SOLE |  | 0 | 0 | 1425 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F722 |  | 507 | 14047 | SH |  | DFND | 1 | 0 | 0 | 14047 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 191188 | 4353094 | SH |  | DFND | 1 | 0 | 0 | 4353094 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 36522 | 831553 | SH |  | SOLE |  | 0 | 0 | 831553 |
| FORD MTR CO DEL | COM | 345370860 |  | 11 | 961 | SH |  | SOLE |  | 0 | 0 | 961 |
| FORD MTR CO DEL | COM | 345370860 |  | 702 | 60320 | SH |  | DFND | 1 | 0 | 0 | 60320 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 8299 | 218390 | SH |  | DFND | 1 | 0 | 0 | 218390 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 3149 | 82860 | SH |  | SOLE |  | 0 | 0 | 82860 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 1305 | 6921 | SH |  | SOLE |  | 0 | 0 | 6921 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 7 | 35 | SH |  | DFND | 1 | 0 | 0 | 35 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 |  | 3257 | 113180 | SH |  | DFND | 1 | 0 | 0 | 113180 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 |  | 1089 | 37848 | SH |  | SOLE |  | 0 | 0 | 37848 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 68965 | 905878 | SH |  | SOLE |  | 0 | 0 | 905878 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 221651 | 2911483 | SH |  | DFND | 1 | 0 | 0 | 2911483 |
| HOME DEPOT INC | COM | 437076102 |  | 354 | 1121 | SH |  | DFND | 1 | 0 | 0 | 1121 |
| HOME DEPOT INC | COM | 437076102 |  | 29 | 92 | SH |  | SOLE |  | 0 | 0 | 92 |
| HONEYWELL INTL INC | COM | 438516106 |  | 10 | 46 | SH |  | SOLE |  | 0 | 0 | 46 |
| HONEYWELL INTL INC | COM | 438516106 |  | 191 | 892 | SH |  | DFND | 1 | 0 | 0 | 892 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 955 | 3588 | SH |  | DFND | 1 | 0 | 0 | 3588 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 339 | 1271 | SH |  | SOLE |  | 0 | 0 | 1271 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 253 | 1670 | SH |  | SOLE |  | 0 | 0 | 1670 |
| INVESCO EXCHANGE TRADED FD T | S PUR GWT | 46137V266 |  | 354 | 2337 | SH |  | DFND | 1 | 0 | 0 | 2337 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 414 | 9438 | SH |  | DFND | 1 | 0 | 0 | 9438 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 813 | 39599 | SH |  | DFND | 1 | 0 | 0 | 39599 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 78 | 3804 | SH |  | SOLE |  | 0 | 0 | 3804 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 46138J783 |  | 239 | 12607 | SH |  | DFND | 1 | 0 | 0 | 12607 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 |  | 240 | 12703 | SH |  | DFND | 1 | 0 | 0 | 12703 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 |  | 242 | 12036 | SH |  | DFND | 1 | 0 | 0 | 12036 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 |  | 244 | 11893 | SH |  | DFND | 1 | 0 | 0 | 11893 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 |  | 249 | 11865 | SH |  | DFND | 1 | 0 | 0 | 11865 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 68 | 1969 | SH |  | DFND | 1 | 0 | 0 | 1969 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 288 | 8322 | SH |  | SOLE |  | 0 | 0 | 8322 |
| ISHARES INC | EM MKTS DIV ETF | 464286319 |  | 1645 | 68220 | SH |  | SOLE |  | 0 | 0 | 68220 |
| ISHARES INC | EM MKTS DIV ETF | 464286319 |  | 5058 | 209718 | SH |  | DFND | 1 | 0 | 0 | 209718 |
| ISHARES TR | CORE S ETF | 464287200 |  | 276 | 719 | SH |  | DFND | 1 | 0 | 0 | 719 |
| ISHARES TR | CORE S ETF | 464287200 |  | 13 | 33 | SH |  | SOLE |  | 0 | 0 | 33 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 22454 | 231504 | SH |  | SOLE |  | 0 | 0 | 231504 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 55496 | 572179 | SH |  | DFND | 1 | 0 | 0 | 572179 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 152 | 4016 | SH |  | DFND | 1 | 0 | 0 | 4016 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 78 | 2063 | SH |  | SOLE |  | 0 | 0 | 2063 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 1376 | 13056 | SH |  | SOLE |  | 0 | 0 | 13056 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1769 | 30236 | SH |  | SOLE |  | 0 | 0 | 30236 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1852 | 31667 | SH |  | DFND | 1 | 0 | 0 | 31667 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 41 | 501 | SH |  | DFND | 1 | 0 | 0 | 501 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 306 | 3767 | SH |  | SOLE |  | 0 | 0 | 3767 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 279 | 4132 | SH |  | DFND | 1 | 0 | 0 | 4132 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 |  | 43002 | 153578 | SH |  | DFND | 1 | 0 | 0 | 153578 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 |  | 14275 | 50981 | SH |  | SOLE |  | 0 | 0 | 50981 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 2667 | 39044 | SH |  | SOLE |  | 0 | 0 | 39044 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 823 | 12050 | SH |  | DFND | 1 | 0 | 0 | 12050 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 295 | 1400 | SH |  | DFND | 1 | 0 | 0 | 1400 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 7866 | 35645 | SH |  | DFND | 1 | 0 | 0 | 35645 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 1268 | 5745 | SH |  | SOLE |  | 0 | 0 | 5745 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 2801 | 27783 | SH |  | SOLE |  | 0 | 0 | 27783 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 863 | 8560 | SH |  | DFND | 1 | 0 | 0 | 8560 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 3555 | 37559 | SH |  | DFND | 1 | 0 | 0 | 37559 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 386 | 4074 | SH |  | SOLE |  | 0 | 0 | 4074 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 608 | 6656 | SH |  | SOLE |  | 0 | 0 | 6656 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 383 | 4199 | SH |  | DFND | 1 | 0 | 0 | 4199 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 380 | 3518 | SH |  | DFND | 1 | 0 | 0 | 3518 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 644 | 5960 | SH |  | SOLE |  | 0 | 0 | 5960 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 43 | 2180 | SH |  | SOLE |  | 0 | 0 | 2180 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 1146 | 57732 | SH |  | DFND | 1 | 0 | 0 | 57732 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 12924 | 475838 | SH |  | DFND | 1 | 0 | 0 | 475838 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 3251 | 119691 | SH |  | SOLE |  | 0 | 0 | 119691 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 485 | 4335 | SH |  | DFND | 1 | 0 | 0 | 4335 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 510 | 9699 | SH |  | DFND | 1 | 0 | 0 | 9699 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 7229 | 157555 | SH |  | DFND | 1 | 0 | 0 | 157555 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 799 | 17424 | SH |  | SOLE |  | 0 | 0 | 17424 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 1895 | 22622 | SH |  | SOLE |  | 0 | 0 | 22622 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 8772 | 104724 | SH |  | DFND | 1 | 0 | 0 | 104724 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 496 | 9847 | SH |  | DFND | 1 | 0 | 0 | 9847 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 123438 | 1354375 | SH |  | DFND | 1 | 0 | 0 | 1354375 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 19893 | 218268 | SH |  | SOLE |  | 0 | 0 | 218268 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 26 | 178 | SH |  | SOLE |  | 0 | 0 | 178 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 378 | 2591 | SH |  | DFND | 1 | 0 | 0 | 2591 |
| ISHARES TR | MSCI USA SML CP | 46434V290 |  | 825 | 16622 | SH |  | DFND | 1 | 0 | 0 | 16622 |
| ISHARES TR | MSCI USA SML CP | 46434V290 |  | 280 | 5641 | SH |  | SOLE |  | 0 | 0 | 5641 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 19227 | 343469 | SH |  | SOLE |  | 0 | 0 | 343469 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 8433 | 150644 | SH |  | DFND | 1 | 0 | 0 | 150644 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 173 | 2627 | SH |  | DFND | 1 | 0 | 0 | 2627 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 120 | 1830 | SH |  | SOLE |  | 0 | 0 | 1830 |
| ISHARES TR | BROAD USD HIGH | 46435U853 |  | 119 | 3453 | SH |  | SOLE |  | 0 | 0 | 3453 |
| ISHARES TR | BROAD USD HIGH | 46435U853 |  | 1237 | 35827 | SH |  | DFND | 1 | 0 | 0 | 35827 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 574 | 4278 | SH |  | DFND | 1 | 0 | 0 | 4278 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 103 | 769 | SH |  | SOLE |  | 0 | 0 | 769 |
| JABIL INC | COM | 466313103 |  | 680 | 9964 | SH |  | SOLE |  | 0 | 0 | 9964 |
| JABIL INC | COM | 466313103 |  | 1817 | 26639 | SH |  | DFND | 1 | 0 | 0 | 26639 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 899 | 16504 | SH |  | DFND | 1 | 0 | 0 | 16504 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 24 | 442 | SH |  | SOLE |  | 0 | 0 | 442 |
| J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 46641Q779 |  | 645 | 17123 | SH |  | SOLE |  | 0 | 0 | 17123 |
| J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 46641Q779 |  | 2353 | 62423 | SH |  | DFND | 1 | 0 | 0 | 62423 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 |  | 815 | 17504 | SH |  | DFND | 1 | 0 | 0 | 17504 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 |  | 289 | 6200 | SH |  | SOLE |  | 0 | 0 | 6200 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 127 | 719 | SH |  | SOLE |  | 0 | 0 | 719 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 610 | 3455 | SH |  | DFND | 1 | 0 | 0 | 3455 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 1634 | 6940 | SH |  | DFND | 1 | 0 | 0 | 6940 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 616 | 2617 | SH |  | SOLE |  | 0 | 0 | 2617 |
| LOWES COS INC | COM | 548661107 |  | 48 | 241 | SH |  | SOLE |  | 0 | 0 | 241 |
| LOWES COS INC | COM | 548661107 |  | 297 | 1489 | SH |  | DFND | 1 | 0 | 0 | 1489 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 31801 | 91454 | SH |  | DFND | 1 | 0 | 0 | 91454 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 10299 | 29618 | SH |  | SOLE |  | 0 | 0 | 29618 |
| MCKESSON CORP | COM | 58155Q103 |  | 9504 | 25336 | SH |  | SOLE |  | 0 | 0 | 25336 |
| MCKESSON CORP | COM | 58155Q103 |  | 29235 | 77935 | SH |  | DFND | 1 | 0 | 0 | 77935 |
| MERCK  CO INC | COM | 58933Y105 |  | 8823 | 79522 | SH |  | DFND | 1 | 0 | 0 | 79522 |
| MERCK  CO INC | COM | 58933Y105 |  | 3305 | 29789 | SH |  | SOLE |  | 0 | 0 | 29789 |
| METLIFE INC | COM | 59156R108 |  | 9630 | 133059 | SH |  | SOLE |  | 0 | 0 | 133059 |
| METLIFE INC | COM | 59156R108 |  | 29281 | 404603 | SH |  | DFND | 1 | 0 | 0 | 404603 |
| MICROSOFT CORP | COM | 594918104 |  | 29604 | 123443 | SH |  | DFND | 1 | 0 | 0 | 123443 |
| MICROSOFT CORP | COM | 594918104 |  | 9475 | 39507 | SH |  | SOLE |  | 0 | 0 | 39507 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 9601 | 112932 | SH |  | SOLE |  | 0 | 0 | 112932 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 29431 | 346165 | SH |  | DFND | 1 | 0 | 0 | 346165 |
| NEWS CORP NEW | CL A | 65249B109 |  | 1668 | 91658 | SH |  | DFND | 1 | 0 | 0 | 91658 |
| NEWS CORP NEW | CL A | 65249B109 |  | 647 | 35577 | SH |  | SOLE |  | 0 | 0 | 35577 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 9825 | 117525 | SH |  | SOLE |  | 0 | 0 | 117525 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 30014 | 359013 | SH |  | DFND | 1 | 0 | 0 | 359013 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 357 | 1448 | SH |  | DFND | 1 | 0 | 0 | 1448 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 638 | 4369 | SH |  | DFND | 1 | 0 | 0 | 4369 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 64 | 438 | SH |  | SOLE |  | 0 | 0 | 438 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 579 | 47697 | SH |  | DFND | 1 | 0 | 0 | 47697 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 |  | 236 | 4819 | SH |  | DFND | 1 | 0 | 0 | 4819 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 |  | 240 | 4905 | SH |  | SOLE |  | 0 | 0 | 4905 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 |  | 257 | 7502 | SH |  | SOLE |  | 0 | 0 | 7502 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 |  | 257 | 7495 | SH |  | DFND | 1 | 0 | 0 | 7495 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 31412 | 37217 | SH |  | DFND | 1 | 0 | 0 | 37217 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 10227 | 12117 | SH |  | SOLE |  | 0 | 0 | 12117 |
| PEPSICO INC | COM | 713448108 |  | 95 | 527 | SH |  | SOLE |  | 0 | 0 | 527 |
| PEPSICO INC | COM | 713448108 |  | 290 | 1604 | SH |  | DFND | 1 | 0 | 0 | 1604 |
| PERKINELMER INC | COM | 714046109 |  | 543 | 3876 | SH |  | DFND | 1 | 0 | 0 | 3876 |
| PFIZER INC | COM | 717081103 |  | 329 | 6426 | SH |  | DFND | 1 | 0 | 0 | 6426 |
| PFIZER INC | COM | 717081103 |  | 15 | 290 | SH |  | SOLE |  | 0 | 0 | 290 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 77 | 759 | SH |  | SOLE |  | 0 | 0 | 759 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 168 | 1664 | SH |  | DFND | 1 | 0 | 0 | 1664 |
| PIMCO MUN INCOME FD | COM | 72200R107 |  | 511 | 48971 | SH |  | DFND | 1 | 0 | 0 | 48971 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 9255 | 180127 | SH |  | DFND | 1 | 0 | 0 | 180127 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 644 | 12540 | SH |  | SOLE |  | 0 | 0 | 12540 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 10391 | 68561 | SH |  | SOLE |  | 0 | 0 | 68561 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 31825 | 209984 | SH |  | DFND | 1 | 0 | 0 | 209984 |
| PROLOGIS INC. | COM | 74340W103 |  | 7604 | 67454 | SH |  | DFND | 1 | 0 | 0 | 67454 |
| PROLOGIS INC. | COM | 74340W103 |  | 2844 | 25230 | SH |  | SOLE |  | 0 | 0 | 25230 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 485 | 1267 | SH |  | SOLE |  | 0 | 0 | 1267 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2909 | 7606 | SH |  | DFND | 1 | 0 | 0 | 7606 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 203 | 1197 | SH |  | DFND | 1 | 0 | 0 | 1197 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 262 | 1545 | SH |  | SOLE |  | 0 | 0 | 1545 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 10778 | 326990 | SH |  | SOLE |  | 0 | 0 | 326990 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 3622 | 109900 | SH |  | DFND | 1 | 0 | 0 | 109900 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 121740 | 4100361 | SH |  | DFND | 1 | 0 | 0 | 4100361 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 34219 | 1152528 | SH |  | SOLE |  | 0 | 0 | 1152528 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 9091 | 125846 | SH |  | SOLE |  | 0 | 0 | 125846 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 31152 | 431224 | SH |  | DFND | 1 | 0 | 0 | 431224 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 3676 | 75073 | SH |  | DFND | 1 | 0 | 0 | 75073 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 1478 | 30173 | SH |  | SOLE |  | 0 | 0 | 30173 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 4514 | 60814 | SH |  | SOLE |  | 0 | 0 | 60814 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 2202 | 29667 | SH |  | DFND | 1 | 0 | 0 | 29667 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 4634 | 184407 | SH |  | DFND | 1 | 0 | 0 | 184407 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 441 | 17568 | SH |  | SOLE |  | 0 | 0 | 17568 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 2395 | 36656 | SH |  | SOLE |  | 0 | 0 | 36656 |
| SPDR SER TR | S 400 MDCP GRW | 78464A821 |  | 1258 | 19251 | SH |  | DFND | 1 | 0 | 0 | 19251 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 1577 | 24366 | SH |  | DFND | 1 | 0 | 0 | 24366 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 2572 | 39741 | SH |  | SOLE |  | 0 | 0 | 39741 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 44419 | 1109373 | SH |  | SOLE |  | 0 | 0 | 1109373 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 164660 | 4112395 | SH |  | DFND | 1 | 0 | 0 | 4112395 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 22 | 66 | SH |  | DFND | 1 | 0 | 0 | 66 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 334 | 1007 | SH |  | SOLE |  | 0 | 0 | 1007 |
| SPDR SER TR | S 500 ESG ETF | 78468R531 |  | 220 | 5994 | SH |  | DFND | 1 | 0 | 0 | 5994 |
| SPDR SER TR | S OILGAS EXP | 78468R556 |  | 362 | 2663 | SH |  | DFND | 1 | 0 | 0 | 2663 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 267 | 4799 | SH |  | DFND | 1 | 0 | 0 | 4799 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 264 | 11145 | SH |  | DFND | 1 | 0 | 0 | 11145 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 906 | 19385 | SH |  | DFND | 1 | 0 | 0 | 19385 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 287 | 6139 | SH |  | SOLE |  | 0 | 0 | 6139 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 499 | 15497 | SH |  | DFND | 1 | 0 | 0 | 15497 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 53619 | 394691 | SH |  | DFND | 1 | 0 | 0 | 394691 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 17384 | 127962 | SH |  | SOLE |  | 0 | 0 | 127962 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 16788 | 225186 | SH |  | SOLE |  | 0 | 0 | 225186 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 51054 | 684826 | SH |  | DFND | 1 | 0 | 0 | 684826 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 343 | 3927 | SH |  | DFND | 1 | 0 | 0 | 3927 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 31 | 358 | SH |  | SOLE |  | 0 | 0 | 358 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 103 | 3010 | SH |  | SOLE |  | 0 | 0 | 3010 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 411 | 12008 | SH |  | DFND | 1 | 0 | 0 | 12008 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 53814 | 547950 | SH |  | DFND | 1 | 0 | 0 | 547950 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 17457 | 177752 | SH |  | SOLE |  | 0 | 0 | 177752 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 78 | 629 | SH |  | SOLE |  | 0 | 0 | 629 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 129 | 1035 | SH |  | DFND | 1 | 0 | 0 | 1035 |
| SYSCO CORP | COM | 871829107 |  | 1489 | 19481 | SH |  | DFND | 1 | 0 | 0 | 19481 |
| SYSCO CORP | COM | 871829107 |  | 583 | 7631 | SH |  | SOLE |  | 0 | 0 | 7631 |
| TESLA INC | COM | 88160R101 |  | 112 | 909 | SH |  | SOLE |  | 0 | 0 | 909 |
| TESLA INC | COM | 88160R101 |  | 432 | 3507 | SH |  | DFND | 1 | 0 | 0 | 3507 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 30685 | 55721 | SH |  | DFND | 1 | 0 | 0 | 55721 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 9965 | 18096 | SH |  | SOLE |  | 0 | 0 | 18096 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 207 | 6727 | SH |  | DFND | 1 | 0 | 0 | 6727 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 318 | 7385 | SH |  | DFND | 1 | 0 | 0 | 7385 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 567 | 1070 | SH |  | DFND | 1 | 0 | 0 | 1070 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 151 | 286 | SH |  | SOLE |  | 0 | 0 | 286 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 |  | 229 | 4535 | SH |  | DFND | 1 | 0 | 0 | 4535 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 724 | 4766 | SH |  | DFND | 1 | 0 | 0 | 4766 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 168 | 1104 | SH |  | SOLE |  | 0 | 0 | 1104 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 9508 | 132344 | SH |  | SOLE |  | 0 | 0 | 132344 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 28013 | 389931 | SH |  | DFND | 1 | 0 | 0 | 389931 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 8292 | 197561 | SH |  | DFND | 1 | 0 | 0 | 197561 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 6208 | 147905 | SH |  | SOLE |  | 0 | 0 | 147905 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 666 | 6156 | SH |  | SOLE |  | 0 | 0 | 6156 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 4205 | 38860 | SH |  | DFND | 1 | 0 | 0 | 38860 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 12049 | 202261 | SH |  | DFND | 1 | 0 | 0 | 202261 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 3095 | 51960 | SH |  | SOLE |  | 0 | 0 | 51960 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 353 | 7032 | SH |  | DFND | 1 | 0 | 0 | 7032 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 2884 | 73985 | SH |  | DFND | 1 | 0 | 0 | 73985 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 4192 | 107550 | SH |  | SOLE |  | 0 | 0 | 107550 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 10 | 116 | SH |  | SOLE |  | 0 | 0 | 116 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 227 | 2748 | SH |  | DFND | 1 | 0 | 0 | 2748 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 1416 | 5707 | SH |  | DFND | 1 | 0 | 0 | 5707 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 1323 | 4142 | SH |  | DFND | 1 | 0 | 0 | 4142 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 0 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 601 | 4447 | SH |  | SOLE |  | 0 | 0 | 4447 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 577 | 4266 | SH |  | DFND | 1 | 0 | 0 | 4266 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 680 | 3782 | SH |  | DFND | 1 | 0 | 0 | 3782 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 541 | 3008 | SH |  | SOLE |  | 0 | 0 | 3008 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 476 | 2376 | SH |  | SOLE |  | 0 | 0 | 2376 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 422 | 2102 | SH |  | DFND | 1 | 0 | 0 | 2102 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 100102 | 469721 | SH |  | DFND | 1 | 0 | 0 | 469721 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 30326 | 142300 | SH |  | SOLE |  | 0 | 0 | 142300 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 23012 | 163942 | SH |  | SOLE |  | 0 | 0 | 163942 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 12290 | 87555 | SH |  | DFND | 1 | 0 | 0 | 87555 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 476 | 2594 | SH |  | DFND | 1 | 0 | 0 | 2594 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 68 | 369 | SH |  | SOLE |  | 0 | 0 | 369 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 64 | 333 | SH |  | SOLE |  | 0 | 0 | 333 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2105 | 11013 | SH |  | DFND | 1 | 0 | 0 | 11013 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 167 | 4228 | SH |  | DFND | 1 | 0 | 0 | 4228 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 45 | 1154 | SH |  | SOLE |  | 0 | 0 | 1154 |
| VISA INC | COM CL A | 92826C839 |  | 25 | 122 | SH |  | SOLE |  | 0 | 0 | 122 |
| VISA INC | COM CL A | 92826C839 |  | 344 | 1657 | SH |  | DFND | 1 | 0 | 0 | 1657 |
| WALMART INC | COM | 931142103 |  | 383 | 2703 | SH |  | DFND | 1 | 0 | 0 | 2703 |
| WALMART INC | COM | 931142103 |  | 76 | 536 | SH |  | SOLE |  | 0 | 0 | 536 |
| WASTE CONNECTIONS INC | COM | 94106B101 |  | 592 | 4463 | SH |  | SOLE |  | 0 | 0 | 4463 |
| WASTE CONNECTIONS INC | COM | 94106B101 |  | 1600 | 12072 | SH |  | DFND | 1 | 0 | 0 | 12072 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 4741 | 133019 | SH |  | DFND | 1 | 0 | 0 | 133019 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 768 | 21535 | SH |  | SOLE |  | 0 | 0 | 21535 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 1043 | 25358 | SH |  | SOLE |  | 0 | 0 | 25358 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 4775 | 116063 | SH |  | DFND | 1 | 0 | 0 | 116063 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 |  | 3311 | 116410 | SH |  | DFND | 1 | 0 | 0 | 116410 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 |  | 814 | 28608 | SH |  | SOLE |  | 0 | 0 | 28608 |
| WISDOMTREE TR | INTL EQUITY FD | 97717W703 |  | 14 | 291 | SH |  | SOLE |  | 0 | 0 | 291 |
| WISDOMTREE TR | INTL EQUITY FD | 97717W703 |  | 315 | 6701 | SH |  | DFND | 1 | 0 | 0 | 6701 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 88686 | 1764199 | SH |  | DFND | 1 | 0 | 0 | 1764199 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 22634 | 450240 | SH |  | SOLE |  | 0 | 0 | 450240 |
| AMDOCS LTD | SHS | G02602103 |  | 687 | 7553 | SH |  | SOLE |  | 0 | 0 | 7553 |
| AMDOCS LTD | SHS | G02602103 |  | 1853 | 20380 | SH |  | DFND | 1 | 0 | 0 | 20380 |
| EVEREST RE GROUP LTD | COM | G3223R108 |  | 1743 | 5263 | SH |  | DFND | 1 | 0 | 0 | 5263 |
| EVEREST RE GROUP LTD | COM | G3223R108 |  | 657 | 1984 | SH |  | SOLE |  | 0 | 0 | 1984 |

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