# EDGAR Filing Document

**Accession Number:** 0001563960
**File Stem:** 0001563960-26-000001
**Filing Date:** 2026-2
**Character Count:** 2475
**Document Hash:** 75332c88f927bebdb04cc3d7c4886d45
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001563960-26-000001.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001563960-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THREE OCEAN SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001563960

**ORGANIZATION NAME:**
- **EIN:** 453437152
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69203
- **FILM NUMBER:** 26696438

**BUSINESS ADDRESS:**
- **STREET 1:** 551 FIFTH AVENUE, SUITE 3800
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10176
- **BUSINESS PHONE:** 212-201-2300

**MAIL ADDRESS:**
- **STREET 1:** 551 FIFTH AVENUE, SUITE 3800
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10176

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** THREE OCEAN PARTNERS ADVISORS LLC
- **DATE OF NAME CHANGE:** 20121206

### Attached PDF Documents

**Attachment 1:** `2025auditreport3ocean-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001563960

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THREE OCEAN SECURITIES LLC

**Business Address:** 551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY, 10176

**Contact Person:** David W. Knowlton

**Contact Phone:** 214-259-0559

### Independent Public Accountant Identification

**Accountant Name:** Phillip V. George, PLLC

**Accountant Address:** 5179 CR 1026, Celeste, TX, 75423

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael Schaps**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THREE OCEAN SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Michael Schaps

**Title:** Chief Financial Officer