# EDGAR Filing Document

**Accession Number:** 0001501825
**File Stem:** 0001752724-23-073992
**Filing Date:** 2023-3
**Character Count:** 74861
**Document Hash:** bf75b446645c674163461b558d34728f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-073992.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001752724-23-073992

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hartford Funds Exchange-Traded Trust
- **CENTRAL INDEX KEY:** 0001501825
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23222
- **FILM NUMBER:** 23778852

**BUSINESS ADDRESS:**
- **STREET 1:** 690 LEE ROAD
- **CITY:** WAYNE
- **STATE:** PA
- **ZIP:** 19087
- **BUSINESS PHONE:** 610-386-4068

**MAIL ADDRESS:**
- **STREET 1:** 690 LEE ROAD
- **CITY:** WAYNE
- **STATE:** PA
- **ZIP:** 19087

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Hartford Active Exchange-Traded Fund Trust
- **DATE OF NAME CHANGE:** 20100921

## Series and Classes Contracts Data

### Hartford Schroders Tax-Aware Bond ETF (Series ID: S000058872)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000193049 | Hartford Schroders Tax-Aware Bond ETF | HTAB            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Hartford Funds Exchange-Traded Trust

- **b. Investment Company Act file number:** 811-23222

- **c. CIK number of Registrant:** 0001501825

- **d. LEI of Registrant:** 549300IA3XO4BB2LUL19

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 690 LEE ROAD

  - **City:** WAYNE

  - **State:** PA

  - **Foreign country:** US

  - **Zip / Postal Code:** 19087

  - **Telephone number:** 610-386-4068

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hartford Schroders Tax-Aware Bond ETF

- **b. EDGAR series identifier (if any):** S000058872

- **c. LEI of Series:** 549300X7W5UUZO6BLI07

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $83316507.29

**Total Liabilities:** $1544351.74

**Net Assets:** $81772155.55

**Delayed Delivery Securities:** $1110549.80

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -63.77000000 | **1-Year:** -2137.01000000 | **5-Year:** -13431.22000000 | **10-Year:** -27141.17000000 | **30-Year:** -9271.44000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -0.77000000 | **1-Year:** -15.20000000 | **5-Year:** -65.00000000 | **10-Year:** -1032.11000000 | **30-Year:** -177.28000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000193049 | 5.90%                | -0.02%               | 3.50%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-566124.04              | $4349241.72                                |
| Month 2  | $-6221.42                | $-206967.96                                |
| Month 3  | $-161408.72              | $2551917.95                                |

**Designated Index Information**

- **Index Name:** 75% BBG Barc Muni Bond Index / 25% BBG Barc US Gov/Credit Bond Index

- **Index Identifier:** 75% LMBITR / 25% LF97TRUU

### Schedule of Portfolio Investments

| Name                                                                             | Title                                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Newark Higher Education Finance Corp                                             | NEWARK HGR EDU FIN CORP TX EDU REVENUE                                       | CUSIP: 650346EX3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    655000 | PA      | $658088.46    | 0.80%             | 2047-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Nebraska Investment Finance Authority                                            | NEBRASKA ST INVESTMENT FIN AUTH SF HSG REVENUE                               | CUSIP: 63968MXD6<br>LEI: 549300OIIXIM3SRZWK33 | Long             | DBT              | MUN               | US        |    575000 | PA      | $567134.00    | 0.69%             | 2050-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Bill                                                  | CUSIP: 912796XQ7<br>LEI: 254900HROIFWPRGM1V77 | Long             | STIV             | UST               | US        |   3985000 | PA      | $3903048.48   | 4.77%             | 2023-07-13      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| County of Harris TX                                                              | HARRIS CNTY TX                                                               | CUSIP: 414005XV5<br>LEI: 549300G9BRP25M0W1S40 | Long             | DBT              | MUN               | US        |    505000 | PA      | $548716.59    | 0.67%             | 2038-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BANCO SANTANDER SA                                                               | Banco Santander SA                                                           | CUSIP: 05964HAN5<br>LEI: 5493006QMFDDMYWIAM13 | Long             | DBT              | CORP              | ES        |    400000 | PA      | $350785.37    | 0.43%             | 2027-09-14      | Fixed         | 1.72%                 | No            |                  2 | On Loan: No      |
| Jackson Health Educational & Housing Facility Board                              | JACKSON TN HLTH EDUCTNL & HSG FAC BRD MF REVENUE                             | CUSIP: 468741BV4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     75000 | PA      | $75200.92     | 0.09%             | 2026-12-01      | Floating      | 3.00%                 | No            |                  2 | On Loan: No      |
| Lower Colorado River Authority                                                   | LOWER COLORADO RIVER TX AUTH REVENUE                                         | CUSIP: 54811GG87<br>LEI: 549300QJFPW2NNBYR215 | Long             | DBT              | MUN               | US        |    440000 | PA      | $507605.65    | 0.62%             | 2029-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Wyoming Community Development Authority                                          | WYOMING ST CMNTY DEV AUTH HSG REVENUE                                        | CUSIP: 98322QRU3<br>LEI: 549300UQ62NB8FGTHW65 | Long             | DBT              | MUN               | US        |     75000 | PA      | $75727.02     | 0.09%             | 2043-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| T-MOBILE USA INC                                                                 | T-Mobile USA Inc                                                             | CUSIP: 87264ACS2<br>LEI: 549300V2JRLO5DIFGE82 | Long             | DBT              | CORP              | US        |    184000 | PA      | $159595.54    | 0.20%             | 2029-03-15      | Fixed         | 2.40%                 | No            |                  2 | On Loan: No      |
| Tennessee Housing Development Agency                                             | TENNESSEE HSG DEV AGY RSDL FIN PROGRAM REVENUE                               | CUSIP: 880461XF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     85000 | PA      | $87073.35     | 0.11%             | 2049-07-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Philadelphia Gas Works Co                                                        | PHILADELPHIA PA GAS WKS REVENUE                                              | CUSIP: 71783MBL8<br>LEI: 549300H8UJ7V5WU5IA90 | Long             | DBT              | MUN               | US        |    105000 | PA      | $119978.63    | 0.15%             | 2029-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Houston TX Airport System Revenue                                        | HOUSTON TX ARPT SYS REVENUE                                                  | CUSIP: 442349EH5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $384219.26    | 0.47%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Government Nashville & Davidson County Health & Educational Facs Bd | MET GOVT NASHVILLE & DAVIDSON CNTY TN HLTH & EDUCTNL FAC BRD                 | CUSIP: 592041CL9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     15000 | PA      | $16187.26     | 0.02%             | 2028-11-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Mississippi Home Corp                                                            | MISSISSIPPI ST HOME CORP SF MTGE REVENUE                                     | CUSIP: 60535QWH9<br>LEI: 549300FFY35B829JR607 | Long             | DBT              | MUN               | US        |    230000 | PA      | $228601.85    | 0.28%             | 2050-12-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Northwest Independent School District                                            | NORTHWEST TX INDEP SCH DIST                                                  | CUSIP: 667826DU2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    465000 | PA      | $519853.07    | 0.64%             | 2048-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BARCLAYS PLC                                                                     | Barclays PLC                                                                 | CUSIP: 06738ECC7<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    335000 | PA      | $351499.11    | 0.43%             | 2026-11-02      | Fixed         | 7.33%                 | No            |                  2 | On Loan: No      |
| Commonwealth of Massachusetts                                                    | MASSACHUSETTS ST                                                             | CUSIP: 57582RW51<br>LEI: 5493001N1YCXNI1O7K10 | Long             | DBT              | MUN               | US        |    120000 | PA      | $98017.96     | 0.12%             | 2048-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| AERCAP IRELAND CAP/GLOBA                                                         | AerCap Ireland Capital DAC / AerCap Global Aviation Trust                    | CUSIP: 00774MAV7<br>LEI: N/A                  | Long             | DBT              | CORP              | IE        |   1425000 | PA      | $1281048.51   | 1.57%             | 2026-10-29      | Fixed         | 2.45%                 | No            |                  2 | On Loan: No      |
| New York State Dormitory Authority                                               | NEW YORK ST DORM AUTH ST PERSONAL INCOME TAX REVENUE                         | CUSIP: 64990FYF5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    950000 | PA      | $853696.22    | 1.04%             | 2038-03-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Fresno Unified School District                                                   | FRESNO CA UNIF SCH DIST                                                      | CUSIP: 358233DA9<br>LEI: 549300WL4QIP65TFU882 | Long             | DBT              | MUN               | US        |    565000 | PA      | $565834.28    | 0.69%             | 2052-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Louisiana Local Government Environmental Facilities & Community Development Auth | LOUISIANA ST LOCAL GOVT ENVRNMNTL FACS & CMNTY DEV AUTH REVE                 | CUSIP: 54628CUH3<br>LEI: 5493004WIZ1HV87IVF85 | Long             | DBT              | MUN               | US        |   1385000 | PA      | $1161447.98   | 1.42%             | 2036-04-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| ELEVANCE HEALTH INC                                                              | Elevance Health Inc                                                          | CUSIP: 28622HAA9<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | DBT              | CORP              | US        |    284000 | PA      | $284225.98    | 0.35%             | 2026-02-08      | Fixed         | 4.90%                 | No            |                  2 | On Loan: No      |
| Michigan State Housing Development Authority                                     | MICHIGAN ST HSG DEV AUTH SF MTGE REVENUE                                     | CUSIP: 594654GD1<br>LEI: 549300NSWW1HVXE93T03 | Long             | DBT              | MUN               | US        |     70000 | PA      | $70497.32     | 0.09%             | 2050-06-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| New Jersey Transportation Trust Fund Authority                                   | NEW JERSEY ST TRANSPRTN TRUST FUND AUTH                                      | CUSIP: 6461363Z2<br>LEI: 549300YUVD5TEXR6L889 | Long             | DBT              | MUN               | US        |    150000 | PA      | $168964.68    | 0.21%             | 2028-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Note/Bond                                             | CUSIP: 91282CFV8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    368000 | PA      | $386055.00    | 0.47%             | 2032-11-15      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| Iowa Finance Authority                                                           | IOWA ST FIN AUTH SF MTGE REVENUE                                             | CUSIP: 462467C33<br>LEI: 549300NQVL49BTHOW391 | Long             | DBT              | MUN               | US        |     90000 | PA      | $89430.27     | 0.11%             | 2050-07-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Mississippi Home Corp                                                            | MISSISSIPPI ST HOME CORP SF MTGE REVENUE                                     | CUSIP: 60535QXL9<br>LEI: 549300FFY35B829JR607 | Long             | DBT              | MUN               | US        |   1185000 | PA      | $1168826.29   | 1.43%             | 2050-12-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Victor Valley Community College District                                         | VICTOR VLY CA CMNTY CLG DIST                                                 | CUSIP: 92603PFY3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    865000 | PA      | $865047.14    | 1.06%             | 2050-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Ohio Housing Finance Agency                                                      | OHIO ST HSG FIN AGY RSDL MTGE REVENUE                                        | CUSIP: 67756QXM4<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |     20000 | PA      | $20415.16     | 0.02%             | 2048-09-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Minneapolis-St Paul Metropolitan Airports Commission                             | MINNEAPOLIS-SAINT PAUL MN MET ARPTS COMMISSION ARPT REVENUE                  | CUSIP: 603827H74<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    435000 | PA      | $437839.51    | 0.54%             | 2052-01-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Lamar Consolidated Independent School District                                   | LAMAR TX CONSOL INDEP SCH DIST                                               | CUSIP: 513174ZT2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $299554.04    | 0.37%             | 2051-02-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Triborough Bridge & Tunnel Authority                                             | TRIBOROUGH NY BRIDGE & TUNNEL AUTH PAYROLL MOBILITY TAX                      | CUSIP: 89602HEP8<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    605000 | PA      | $627220.68    | 0.77%             | 2052-05-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Newark Higher Education Finance Corp                                             | NEWARK HGR EDU FIN CORP TX EDU REVENUE                                       | CUSIP: 650346EY1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    150000 | PA      | $149170.97    | 0.18%             | 2052-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Indianapolis Local Public Improvement Bond Bank                                  | INDIANAPOLIS IN LOCAL PUBLIC IMPT BOND BANK                                  | CUSIP: 45528U4R9<br>LEI: 549300LX8ESJHDSESB87 | Long             | DBT              | MUN               | US        |    705000 | PA      | $766808.34    | 0.94%             | 2053-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Montgomery Independent School District                                           | MONTGOMERY TX INDEP SCH DIST                                                 | CUSIP: 614121XX4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    745000 | PA      | $756246.30    | 0.92%             | 2052-02-15      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Ohio Housing Finance Agency                                                      | OHIO ST HSG FIN AGY RSDL MTGE REVENUE                                        | CUSIP: 67756QL96<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |    140000 | PA      | $137949.67    | 0.17%             | 2052-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Missouri Housing Development Commission                                          | MISSOURI ST HSG DEV COMMISSION SF MTGE REVENUE                               | CUSIP: 60637BB41<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    415000 | PA      | $412272.37    | 0.50%             | 2051-05-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Temple Independent School District/TX                                            | TEMPLE TX INDEP SCH DIST                                                     | CUSIP: 880081SU9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    805000 | PA      | $827401.62    | 1.01%             | 2047-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| District of Columbia                                                             | DIST OF COLUMBIA                                                             | CUSIP: 25476FUJ5<br>LEI: 549300HWFOZXPKGOX654 | Long             | DBT              | MUN               | US        |    505000 | PA      | $551020.09    | 0.67%             | 2036-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Arlington Higher Education Finance Corp                                          | ARLINGTON TX HGR EDU FIN CORP EDU REVENUE                                    | CUSIP: 0418067E4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    105000 | PA      | $124305.77    | 0.15%             | 2031-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Garden State Preservation Trust                                                  | GARDEN ST PRESERVATION TRUST NJ OPEN SPACE & FARMLAND PRESER                 | CUSIP: 365418BX9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     20000 | PA      | $22318.38     | 0.03%             | 2028-11-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| New Mexico Mortgage Finance Authority                                            | NEW MEXICO ST MTGE FIN AUTH                                                  | CUSIP: 647201LT7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    880000 | PA      | $866911.41    | 1.06%             | 2051-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Iowa Finance Authority                                                           | IOWA ST FIN AUTH SF MTGE REVENUE                                             | CUSIP: 462467Q20<br>LEI: 549300NQVL49BTHOW391 | Long             | DBT              | MUN               | US        |   1460000 | PA      | $1433119.36   | 1.75%             | 2051-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Bexar County Hospital District                                                   | BEXAR CNTY TX HOSP DIST                                                      | CUSIP: 088365LF6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    260000 | PA      | $263285.70    | 0.32%             | 2052-02-15      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| QORVO INC                                                                        | Qorvo Inc                                                                    | CUSIP: 74739DAA2<br>LEI: 254900YAUJV2EUEVBR11 | Long             | DBT              | CORP              | US        |    273000 | PA      | $255440.64    | 0.31%             | 2024-12-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| College of the Mainland                                                          | CLG OF THE MAINLAND TX                                                       | CUSIP: 19427PDE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    765000 | PA      | $765750.31    | 0.94%             | 2049-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Washington State Housing Finance Commission                                      | WASHINGTON ST HSG FIN COMMISSION                                             | CUSIP: 93978TB99<br>LEI: 549300YL1HU59NREG764 | Long             | DBT              | MUN               | US        |    170000 | PA      | $171768.14    | 0.21%             | 2048-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Dallas Independent School District                                               | DALLAS TX INDEP SCH DIST                                                     | CUSIP: 235308M42<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    825000 | PA      | $820803.64    | 1.00%             | 2053-02-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Arlington Higher Education Finance Corp                                          | ARLINGTON TX HGR EDU FIN CORP EDU REVENUE                                    | CUSIP: 041806YL8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    680000 | PA      | $772579.82    | 0.94%             | 2033-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Maryland State Transportation Authority                                          | MARYLAND ST TRANSPRTN AUTH TRANSPRTN FACS PROJ REVENUE                       | CUSIP: 574300MP1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $619003.69    | 0.76%             | 2050-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BARCLAYS PLC                                                                     | Barclays PLC                                                                 | CUSIP: 06738EBU8<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    398000 | PA      | $355665.28    | 0.43%             | 2027-11-24      | Fixed         | 2.28%                 | No            |                  2 | On Loan: No      |
| Connecticut Housing Finance Authority                                            | CONNECTICUT ST HSG FIN AUTH HSG MTGE FIN PROGRAM                             | CUSIP: 20775CN34<br>LEI: 5493003DXX0NRJKSH186 | Long             | DBT              | MUN               | US        |    155000 | PA      | $157345.35    | 0.19%             | 2042-05-15      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Railsplitter Tobacco Settlement Authority                                        | RAILSPLITTER IL TOBACCO SETTLEMENT AUTH                                      | CUSIP: 75076PAZ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    175000 | PA      | $188772.75    | 0.23%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Chicago O'Hare International Airport                                             | CHICAGO IL O'HARE INTERNATIONAL ARPT REVENUE                                 | CUSIP: 167593N73<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    635000 | PA      | $730315.85    | 0.89%             | 2033-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Geisinger Authority                                                              | GEISINGER PA AUTH HLTH SYS REVENUE                                           | CUSIP: 368497JC8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    110000 | PA      | $119010.34    | 0.15%             | 2032-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Brentwood Union School District                                                  | BRENTWOOD CA UNION SCH DIST                                                  | CUSIP: 107280MW6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    125000 | PA      | $142533.10    | 0.17%             | 2052-08-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| New York City Transitional Finance Authority Future Tax Secured Revenue          | NEW YORK CITY NY TRANSITIONAL FIN AUTH REVENUE                               | CUSIP: 64971XX94<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    445000 | PA      | $434700.12    | 0.53%             | 2048-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Bullard Independent School District                                              | BULLARD TX INDEP SCH DIST                                                    | CUSIP: 120214RT0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1235000 | PA      | $1224906.35   | 1.50%             | 2052-02-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Note/Bond                                             | CUSIP: 912810TK4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2651000 | PA      | $2496496.41   | 3.05%             | 2042-08-15      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| Regents of the University of California Medical Center Pooled Revenue            | UNIV OF CALIFORNIA CA RGTS MED CENTER POOLED REVENUE                         | CUSIP: 913366KT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1205000 | PA      | $1211515.56   | 1.48%             | 2053-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Arlington Higher Education Finance Corp                                          | ARLINGTON TX HGR EDU FIN CORP EDU REVENUE                                    | CUSIP: 0418067D6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    145000 | PA      | $169304.36    | 0.21%             | 2030-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NATWEST GROUP PLC                                                                | NatWest Group PLC                                                            | CUSIP: 639057AG3<br>LEI: 2138005O9XJIJN4JPN90 | Long             | DBT              | CORP              | GB        |    264000 | PA      | $279107.91    | 0.34%             | 2026-11-10      | Fixed         | 7.47%                 | No            |                  2 | On Loan: No      |
| New Jersey Transportation Trust Fund Authority                                   | NEW JERSEY ST TRANSPRTN TRUST FUND AUTH                                      | CUSIP: 6461366X4<br>LEI: 549300YUVD5TEXR6L889 | Long             | DBT              | MUN               | US        |     25000 | PA      | $25808.89     | 0.03%             | 2035-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New York State Environmental Facilities Corp                                     | NEW YORK ST ENVRNMNTL FACS CORP REVENUE                                      | CUSIP: 64985HR66<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |    310000 | PA      | $355578.03    | 0.43%             | 2052-09-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| HSBC Holdings PLC                                                                | HSBC Holdings PLC                                                            | CUSIP: 404280CC1<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GB        |    409000 | PA      | $376376.75    | 0.46%             | 2030-05-22      | Fixed         | 3.97%                 | No            |                  2 | On Loan: No      |
| County of Sacramento CA Airport System Revenue                                   | SACRAMENTO CNTY CA ARPT SYS REVENUE                                          | CUSIP: 786107TR3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    170000 | PA      | $199219.14    | 0.24%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Ohio Turnpike & Infrastructure Commission                                        | OHIO ST TURNPIKE COMMISSION                                                  | CUSIP: 67760HKC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    295000 | PA      | $139209.35    | 0.17%             | 2041-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Note/Bond                                             | CUSIP: 91282CGC9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     48400 | PA      | $48868.88     | 0.06%             | 2027-12-31      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| Missouri Housing Development Commission                                          | MISSOURI ST HSG DEV COMMISSION SF MTGE REVENUE                               | CUSIP: 60637BSP6<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    110000 | PA      | $111927.43    | 0.14%             | 2049-05-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Golden State Tobacco Securitization Corp                                         | GOLDEN ST TOBACCO SECURITIZATION CORP CA TOBACCO SETTLEMENT                  | CUSIP: 38122NB76<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $650957.79    | 0.80%             | 2046-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Main Street Natural Gas Inc                                                      | MAIN STREET NATURAL GAS INC GA GAS SUPPLY REVENUE                            | CUSIP: 56035DCR1<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |   1565000 | PA      | $1574400.49   | 1.93%             | 2050-03-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| County of Sacramento CA Airport System Revenue                                   | SACRAMENTO CNTY CA ARPT SYS REVENUE                                          | CUSIP: 786107TS1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    105000 | PA      | $121576.86    | 0.15%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Vista Unified School District                                                    | VISTA CA UNIF SCH DIST                                                       | CUSIP: 928346QW8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1660000 | PA      | $1903420.57   | 2.33%             | 2048-08-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Clifton Higher Education Finance Corp                                            | CLIFTON TX HGR EDU FIN CORP EDU REVENUE                                      | CUSIP: 187145PS0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     60000 | PA      | $69967.47     | 0.09%             | 2030-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| HSBC HOLDINGS PLC                                                                | HSBC Holdings PLC                                                            | CUSIP: 404280DQ9<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GB        |    321000 | PA      | $338624.48    | 0.41%             | 2026-11-03      | Fixed         | 7.34%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Bill                                                  | CUSIP: 912796ZD4<br>LEI: 254900HROIFWPRGM1V77 | Long             | STIV             | UST               | US        |   3654000 | PA      | $3517379.58   | 4.30%             | 2023-11-30      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Nebraska Investment Finance Authority                                            | NEBRASKA ST INVESTMENT FIN AUTH SF HSG REVENUE                               | CUSIP: 63968MSJ9<br>LEI: 549300OIIXIM3SRZWK33 | Long             | DBT              | MUN               | US        |     75000 | PA      | $75736.95     | 0.09%             | 2048-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Missouri Housing Development Commission                                          | MISSOURI ST HSG DEV COMMISSION SF MTGE REVENUE                               | CUSIP: 60637BWK2<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    275000 | PA      | $278089.08    | 0.34%             | 2050-05-01      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| Florida Housing Finance Corp                                                     | FLORIDA ST HSG FIN CORP REVENUE                                              | CUSIP: 34074MVP3<br>LEI: 549300W0PCIJCI0JCF10 | Long             | DBT              | MUN               | US        |     70000 | PA      | $69050.29     | 0.08%             | 2051-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Main Street Natural Gas Inc                                                      | MAIN STREET NATURAL GAS INC GA GAS SUPPLY REVENUE                            | CUSIP: 56035DAW2<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    435000 | PA      | $437466.02    | 0.53%             | 2048-08-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Del Mar Union School District                                                    | DEL MAR CA UNION SCH DIST                                                    | CUSIP: 245145GL5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $637470.56    | 0.78%             | 2046-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Texas Municipal Gas Acquisition & Supply Corp III                                | TEXAS ST MUNI GAS ACQUISITION& SPLY CORP III GAS SPLY REVEN                  | CUSIP: 88256HBD9<br>LEI: 0UDITKOYW0YKG3BBP242 | Long             | DBT              | MUN               | US        |    330000 | PA      | $350132.87    | 0.43%             | 2028-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Pennsylvania Turnpike Commission                                                 | PENNSYLVANIA ST TURNPIKE COMMISSION TURNPIKE REVENUE                         | CUSIP: 709225AN6<br>LEI: 549300J8LLBYEYEXZJ24 | Long             | DBT              | MUN               | US        |     75000 | PA      | $87648.91     | 0.11%             | 2033-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Ohio Housing Finance Agency                                                      | OHIO ST HSG FIN AGY RSDL MTGE REVENUE                                        | CUSIP: 67756QG76<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1195000 | PA      | $1188445.66   | 1.45%             | 2050-03-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Chicago O'Hare International Airport                                             | CHICAGO IL O'HARE INTERNATIONAL ARPT REVENUE                                 | CUSIP: 167593R46<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    680000 | PA      | $782070.52    | 0.96%             | 2033-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| District of Columbia Water & Sewer Authority                                     | DIST OF COLUMBIA WTR & SWR AUTH PUBLIC UTILITY REVENUE                       | CUSIP: 254845ST8<br>LEI: 549300OT2FIJQJ5PSH71 | Long             | DBT              | MUN               | US        |   2090000 | PA      | $2098528.45   | 2.57%             | 2047-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sweetwater Union High School District                                            | SWEETWATER CA UNION HIGH SCH DIST                                            | CUSIP: 870462UG1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    970000 | PA      | $1083283.78   | 1.32%             | 2052-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Florida Housing Finance Corp                                                     | FLORIDA ST HSG FIN CORP REVENUE                                              | CUSIP: 34074MRH6<br>LEI: 549300W0PCIJCI0JCF10 | Long             | DBT              | MUN               | US        |     50000 | PA      | $50411.80     | 0.06%             | 2049-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Texas Department of Housing & Community Affairs                                  | TEXAS ST DEPT OF HSG & CMNTY AFFAIRS                                         | CUSIP: 88275FQC6<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |     60000 | PA      | $61433.83     | 0.08%             | 2049-03-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Clifton Higher Education Finance Corp                                            | CLIFTON TX HGR EDU FIN CORP EDU REVENUE                                      | CUSIP: 187145PR2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     80000 | PA      | $91728.90     | 0.11%             | 2029-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City & County of Denver CO Airport System Revenue                                | DENVER CITY & CNTY CO ARPT REVENUE                                           | CUSIP: 249182SR8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    575000 | PA      | $646110.31    | 0.79%             | 2053-11-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Philadelphia Gas Works Co                                                        | PHILADELPHIA PA GAS WKS REVENUE                                              | CUSIP: 71783MBM6<br>LEI: 549300H8UJ7V5WU5IA90 | Long             | DBT              | MUN               | US        |    220000 | PA      | $255567.03    | 0.31%             | 2030-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Alameda Corridor Transportation Authority                                        | ALAMEDA CA CORRIDOR TRANSPRTN AUTH REVENUE                                   | CUSIP: 010869JS5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    205000 | PA      | $226281.67    | 0.28%             | 2052-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Clifton Higher Education Finance Corp                                            | CLIFTON TX HGR EDU FIN CORP EDU REVENUE                                      | CUSIP: 187145PQ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     45000 | PA      | $50816.28     | 0.06%             | 2028-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Loudoun County Economic Development Authority                                    | LOUDOUN CNTY VA ECON DEV AUTH REVENUE                                        | CUSIP: 54601TAB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1150000 | PA      | $1155343.25   | 1.41%             | 2052-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| San Francisco Community College District                                         | SAN FRANCISCO CA CMNTY CLG DIST                                              | CUSIP: 797683HM4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    105000 | PA      | $90310.10     | 0.11%             | 2029-06-15      | Fixed         | 2.02%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley & Co. LLC                                                         | Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio | CUSIP: 61747C525<br>LEI: 549300OJY9IZ31SGS926 | Long             | STIV             | RF                | US        |   1482169 | NS      | $1482168.96   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Housing & Redevelopment Authority of The City of St Paul Minnesota               | SAINT PAUL MN HSG & REDEV AUTH MF HSG REVENUE                                | CUSIP: 792892JW2<br>LEI: 549300FQCUW4VH929113 | Long             | DBT              | MUN               | US        |    180000 | PA      | $180152.35    | 0.22%             | 2025-12-01      | Floating      | 3.50%                 | No            |                  2 | On Loan: No      |
| Colorado Health Facilities Authority                                             | COLORADO ST HLTH FACS AUTH REVENUE                                           | CUSIP: 19648FWU4<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |     90000 | PA      | $95118.27     | 0.12%             | 2052-11-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Chicago O'Hare International Airport                                             | CHICAGO IL O'HARE INTERNATIONAL ARPT REVENUE                                 | CUSIP: 167593U75<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    555000 | PA      | $638307.55    | 0.78%             | 2033-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Tobacco Settlement Revenue Management Authority                                  | TOBACCO SETTLEMENT REVENUE MGMT AUTH SC TOBACCO SETTLEMENT R                 | CUSIP: 888806AD8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     45000 | PA      | $55509.35     | 0.07%             | 2030-05-15      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| Black Belt Energy Gas District                                                   | BLACK BELT ENERGY GAS DIST ALGAS PREPAY REVENUE                              | CUSIP: 09182RBE0<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |    920000 | PA      | $922661.19    | 1.13%             | 2049-10-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Oklahoma Housing Finance Agency                                                  | OKLAHOMA ST HSG FIN AGY SF MTGE REVENUE                                      | CUSIP: 67886MTE9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $142173.67    | 0.17%             | 2050-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| White Settlement Independent School District                                     | WHITE SETTLEMENT TX INDEP SCHDIST                                            | CUSIP: 9645592L1<br>LEI: 549300B8PVL52E9C8O15 | Long             | DBT              | MUN               | US        |    440000 | PA      | $442957.50    | 0.54%             | 2052-08-15      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Energy Authority                                                 | KENTUCKY ST PUBLIC ENERGY AUTH GAS SPLY REVENUE                              | CUSIP: 74440DBR4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $601653.84    | 0.74%             | 2049-12-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Cleburne Independent School District                                             | CLEBURNE TX INDEP SCH DIST                                                   | CUSIP: 185486PC5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    790000 | PA      | $674042.30    | 0.82%             | 2046-02-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CONSTELLATION BRANDS INC                                                         | Constellation Brands Inc                                                     | CUSIP: 21036PBN7<br>LEI: 5493005GKEG8QCVY7037 | Long             | DBT              | CORP              | US        |    253000 | PA      | $253151.94    | 0.31%             | 2026-02-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Louisiana Housing Corp                                                           | LOUISIANA ST HSG CORP SF MTGE REVENUE                                        | CUSIP: 54627DCY5<br>LEI: 549300VL35TBE7RSJH61 | Long             | DBT              | MUN               | US        |     25000 | PA      | $25514.99     | 0.03%             | 2047-12-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Philadelphia Gas Works Co                                                        | PHILADELPHIA PA GAS WKS REVENUE                                              | CUSIP: 71783MBQ7<br>LEI: 549300H8UJ7V5WU5IA90 | Long             | DBT              | MUN               | US        |    195000 | PA      | $224896.46    | 0.28%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Nashville Airport Authority/The                                     | MET NASHVILLE TN ARPT AUTH ARPT REVENUE                                      | CUSIP: 592190QE5<br>LEI: 549300IC0HNF8TDXEE63 | Long             | DBT              | MUN               | US        |    305000 | PA      | $333446.71    | 0.41%             | 2052-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Health Facilities Financing Authority                                 | CALIFORNIA ST HLTH FACS FING AUTH REVENUE                                    | CUSIP: 13032UWU8<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    695000 | PA      | $778004.61    | 0.95%             | 2033-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Missouri Housing Development Commission                                          | MISSOURI ST HSG DEV COMMISSION SF MTGE REVENUE                               | CUSIP: 60637BZD5<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    175000 | PA      | $175221.52    | 0.21%             | 2050-11-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Georgia Municipal Association Inc                                                | GEORGIA ST MUNI ASSN INC COPS                                                | CUSIP: 373283CP3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    220000 | PA      | $247795.33    | 0.30%             | 2029-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Missouri Housing Development Commission                                          | MISSOURI ST HSG DEV COMMISSION SF MTGE REVENUE                               | CUSIP: 60637BSQ4<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |     95000 | PA      | $97804.94     | 0.12%             | 2049-05-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| QORVO INC                                                                        | Qorvo Inc                                                                    | CUSIP: 74736KAH4<br>LEI: 254900YAUJV2EUEVBR11 | Long             | DBT              | CORP              | US        |    304000 | PA      | $274360.00    | 0.34%             | 2029-10-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| County of Broward FL Convention Center Hotel Revenue                             | BROWARD CNTY FL CONVENTION CTR HOTEL REVENUE                                 | CUSIP: 115012AT3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2745000 | PA      | $2743400.76   | 3.35%             | 2051-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| COMMONSPIRIT HEALTH                                                              | CommonSpirit Health                                                          | CUSIP: 20268JAB9<br>LEI: 4SXHN5XW08IBO0UG2V58 | Long             | DBT              | CORP              | US        |    670000 | PA      | $599662.87    | 0.73%             | 2029-10-01      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| Iowa Finance Authority                                                           | IOWA ST FIN AUTH SF MTGE REVENUE                                             | CUSIP: 462467H61<br>LEI: 549300NQVL49BTHOW391 | Long             | DBT              | MUN               | US        |   1130000 | PA      | $1112942.99   | 1.36%             | 2047-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Illinois Housing Development Authority                                           | ILLINOIS ST HSG DEV AUTH REVENUE                                             | CUSIP: 45201Y6B8<br>LEI: 54930053Z6M9JVHBQZ16 | Long             | DBT              | MUN               | US        |    915000 | PA      | $922957.21    | 1.13%             | 2050-04-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| Cypress-Fairbanks Independent School District                                    | CYPRESS-FAIRBANKS TX INDEP SCH DIST                                          | CUSIP: 232769GF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    305000 | PA      | $332322.75    | 0.41%             | 2033-02-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| UNICREDIT SPA                                                                    | UniCredit SpA                                                                | CUSIP: 904678AW9<br>LEI: 549300TRUWO2CD2G5692 | Long             | DBT              | CORP              | IT        |    757000 | PA      | $666594.21    | 0.82%             | 2027-06-03      | Fixed         | 1.98%                 | No            |                  2 | On Loan: No      |
| Newark Higher Education Finance Corp                                             | NEWARK HGR EDU FIN CORP TX EDU REVENUE                                       | CUSIP: 650346FR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     20000 | PA      | $21636.42     | 0.03%             | 2052-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Colorado Housing and Finance Authority                                           | COLORADO ST HSG & FIN AUTH                                                   | CUSIP: 196480HC4<br>LEI: 5493005GIROYQAWBMC18 | Long             | DBT              | MUN               | US        |    430000 | PA      | $430469.30    | 0.53%             | 2050-05-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Maine Municipal Bond Bank                                                        | MAINE ST MUNI BOND BANK                                                      | CUSIP: 56045RY60<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    135000 | PA      | $159228.11    | 0.19%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Sabine-Neches Navigation District                                                | SABINE-NECHES NAV DIST TX                                                    | CUSIP: 78532EAW2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    185000 | PA      | $203946.81    | 0.25%             | 2052-02-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Indiana Housing & Community Development Authority                                | INDIANA ST HSG & CMNTY DEV AUTH SF MTGE REVENUE                              | CUSIP: 45505TMF5<br>LEI: 549300QRKDYVNHT1OE86 | Long             | DBT              | MUN               | US        |     85000 | PA      | $85822.36     | 0.10%             | 2048-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Peralta Community College District                                               | PERALTA CA CMNTY CLG DIST                                                    | CUSIP: 713575YD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    115000 | PA      | $131537.16    | 0.16%             | 2052-08-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Bill                                                  | CUSIP: 912796ZY8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3320000 | PA      | $3172709.36   | 3.88%             | 2024-01-25      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| North Carolina Housing Finance Agency                                            | NORTH CAROLINA ST HSG FIN AGY HOMEOWNERSHIP REVENUE                          | CUSIP: 658207YQ2<br>LEI: EC4EE0PS5OP5O69B5C39 | Long             | DBT              | MUN               | US        |    755000 | PA      | $766043.76    | 0.94%             | 2050-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Main Street Natural Gas Inc                                                      | MAIN STREET NATURAL GAS INC GA GAS SUPPLY REVENUE                            | CUSIP: 56035DCZ3<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    485000 | PA      | $485950.41    | 0.59%             | 2052-05-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Allegheny County Sanitary Authority                                              | ALLEGHENY CNTY PA SAN AUTH                                                   | CUSIP: 017357N83<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    145000 | PA      | $158681.69    | 0.19%             | 2053-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Texas Department of Housing & Community Affairs                                  | TEXAS ST DEPT OF HSG & CMNTY AFFAIRS                                         | CUSIP: 88275FSG5<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    305000 | PA      | $305588.99    | 0.37%             | 2051-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| San Diego Unified School District/CA                                             | SAN DIEGO CA UNIF SCH DIST                                                   | CUSIP: 797356GL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     60000 | PA      | $62731.67     | 0.08%             | 2052-07-01      | Fixed         | 4.55%                 | No            |                  2 | On Loan: No      |
| New Mexico Mortgage Finance Authority                                            | NEW MEXICO ST MTGE FIN AUTH                                                  | CUSIP: 647201CH3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    145000 | PA      | $146596.45    | 0.18%             | 2049-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New Jersey Economic Development Authority                                        | NEW JERSEY ST ECON DEV AUTH REVENUE                                          | CUSIP: 64577BE26<br>LEI: 5493006JS6QWDVU4R678 | Long             | DBT              | MUN               | US        |     90000 | PA      | $97597.86     | 0.12%             | 2026-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Florida Housing Finance Corp                                                     | FLORIDA ST HSG FIN CORP REVENUE                                              | CUSIP: 34074MUL3<br>LEI: 549300W0PCIJCI0JCF10 | Long             | DBT              | MUN               | US        |    120000 | PA      | $120081.43    | 0.15%             | 2051-07-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Maine Municipal Bond Bank                                                        | MAINE ST MUNI BOND BANK                                                      | CUSIP: 56045RY78<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    105000 | PA      | $123584.85    | 0.15%             | 2032-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York Transportation Development Corp                                         | NEW YORK ST TRANSPRTN DEV CORP SPL FAC REVENUE                               | CUSIP: 650116EH5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    125000 | PA      | $137375.58    | 0.17%             | 2028-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Illinois Housing Development Authority                                           | ILLINOIS ST HSG DEV AUTH REVENUE                                             | CUSIP: 45201YX85<br>LEI: 54930053Z6M9JVHBQZ16 | Long             | DBT              | MUN               | US        |     85000 | PA      | $86969.85     | 0.11%             | 2048-10-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Nevada Housing Division                                                          | NEVADA ST HSG DIV SF MTGE REVENUE                                            | CUSIP: 641279NU4<br>LEI: 549300RE377OK3CTT852 | Long             | DBT              | MUN               | US        |    110000 | PA      | $111340.46    | 0.14%             | 2049-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Note/Bond                                             | CUSIP: 91282CFW6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1839000 | PA      | $1864429.91   | 2.28%             | 2025-11-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Kentucky Public Energy Authority                                                 | KENTUCKY ST PUBLIC ENERGY AUTH GAS SPLY REVENUE                              | CUSIP: 74440DCM4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    160000 | PA      | $160444.80    | 0.20%             | 2050-02-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Tennergy Corp/TN                                                                 | TENNERGY CORP TN GAS REVENUE                                                 | CUSIP: 880397BW3<br>LEI: 5493008K3JJFBSC4C235 | Long             | DBT              | MUN               | US        |   1395000 | PA      | $1398195.81   | 1.71%             | 2051-12-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| City of Colorado Springs CO Utilities System Revenue                             | COLORADO SPRINGS CO UTILITIES REVENUE                                        | CUSIP: 1966322Q5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    895000 | PA      | $880944.20    | 1.08%             | 2051-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Texas Department of Housing & Community Affairs                                  | TEXAS ST DEPT OF HSG & CMNTY AFFAIRS                                         | CUSIP: 88275FRD3<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    110000 | PA      | $112036.03    | 0.14%             | 2050-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Arlington Higher Education Finance Corp                                          | ARLINGTON TX HGR EDU FIN CORP EDU REVENUE                                    | CUSIP: 0418067F1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    145000 | PA      | $173311.38    | 0.21%             | 2032-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Black Belt Energy Gas District                                                   | BLACK BELT ENERGY GAS DIST AL GAS SPLY REVENUE                               | CUSIP: 09182NBR0<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |   1205000 | PA      | $1217172.67   | 1.49%             | 2051-06-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Note/Bond                                             | CUSIP: 91282CFQ9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    161000 | PA      | $160987.42    | 0.20%             | 2024-10-31      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Maine Municipal Bond Bank                                                        | MAINE ST MUNI BOND BANK                                                      | CUSIP: 56045RY45<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     80000 | PA      | $92742.25     | 0.11%             | 2029-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Pennsylvania Turnpike Commission                                                 | PENNSYLVANIA ST TURNPIKE COMMISSION TURNPIKE REVENUE                         | CUSIP: 709225AM8<br>LEI: 549300J8LLBYEYEXZJ24 | Long             | DBT              | MUN               | US        |     75000 | PA      | $88261.97     | 0.11%             | 2032-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Washington Airports Authority Dulles Toll Road Revenue              | MET WASHINGTON DC ARPTS AUTH DULLES TOLL ROAD REVENUE                        | CUSIP: 592643CX6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    340000 | PA      | $374848.54    | 0.46%             | 2034-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WARNERMEDIA HOLDINGS INC                                                         | Warnermedia Holdings Inc                                                     | CUSIP: 55903VAG8<br>LEI: 549300DXR29GD4N0A520 | Long             | DBT              | CORP              | US        |    350000 | PA      | $327515.43    | 0.40%             | 2027-03-15      | Fixed         | 3.76%                 | No            |                  2 | On Loan: No      |
| Texas Department of Housing & Community Affairs                                  | TEXAS ST DEPT OF HSG & CMNTY AFFAIRS RESDL MTG REVENUE                       | CUSIP: 882750QQ8<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    545000 | PA      | $536047.88    | 0.66%             | 2052-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| San Francisco Bay Area Rapid Transit District                                    | SAN FRANCISCO CA BAY AREA RAPID TRANSIT DIST                                 | CUSIP: 797661C94<br>LEI: 549300Y3C3QUMLE3FY58 | Long             | DBT              | MUN               | US        |    935000 | PA      | $964564.51    | 1.18%             | 2052-08-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Iowa Finance Authority                                                           | IOWA ST FIN AUTH SF MTGE REVENUE                                             | CUSIP: 462467VX6<br>LEI: 549300NQVL49BTHOW391 | Long             | DBT              | MUN               | US        |     50000 | PA      | $50472.55     | 0.06%             | 2048-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-26

**Name of Applicant:** Hartford Funds Exchange-Traded Trust

**Signature:** John Stanziani

**Name of Signer:** John Stanziani

**Title:** Assistant Treasurer