# EDGAR Filing Document

**Accession Number:** 0000034422
**File Stem:** 9999999997-23-002926
**Filing Date:** 2023-3
**Character Count:** 1463
**Document Hash:** ba7e6cf2243ed85151f18d291b620614
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002926.hdr.sgml**: 20230517

**ACCESSION NUMBER**: 9999999997-23-002926

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230517

**EFFECTIVENESS DATE**: 20230302

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SOVEREIGN LEGACY SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000034422
- **IRS NUMBER:** 111738990
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-00621
- **FILM NUMBER:** 23003072

**BUSINESS ADDRESS:**
- **STREET 1:** 100 GRAY FOX RUN
- **CITY:** PINEHURST
- **STATE:** NC
- **ZIP:** 28374
- **BUSINESS PHONE:** 910-692-8271

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 2299
- **CITY:** SOUTHERN PINES
- **STATE:** NC
- **ZIP:** 28388

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FAMILY INCOME PLANNING, INC.
- **DATE OF NAME CHANGE:** 20110401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOVEREIGN LEGACY SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20110324

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FAMILY INCOME PLANNING, INC.
- **DATE OF NAME CHANGE:** 20020807

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23003072 for access to the original document.

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