# EDGAR Filing Document

**Accession Number:** 0001530979
**File Stem:** 0001530979-23-000024
**Filing Date:** 2023-2
**Character Count:** 10811
**Document Hash:** 304c31efdeca49c44f2d8421ab5c994e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001530979-23-000024.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001530979-23-000024

**CONFORMED SUBMISSION TYPE**: SC 13G

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230223

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Honest Company, Inc.
- **CENTRAL INDEX KEY:** 0001530979
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
- **IRS NUMBER:** 900750205
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-93382
- **FILM NUMBER:** 23661807

**BUSINESS ADDRESS:**
- **STREET 1:** 12130 MILLENNIUM DR., #500
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90094
- **BUSINESS PHONE:** (310) 917-9199

**MAIL ADDRESS:**
- **STREET 1:** 12130 MILLENNIUM DR., #500
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90094
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Honest Company, Inc.
- **CENTRAL INDEX KEY:** 0001530979
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
- **IRS NUMBER:** 900750205
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G

**BUSINESS ADDRESS:**
- **STREET 1:** 12130 MILLENNIUM DR., #500
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90094
- **BUSINESS PHONE:** (310) 917-9199

**MAIL ADDRESS:**
- **STREET 1:** 12130 MILLENNIUM DR., #500
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90094

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**SCHEDULE 13G**

**Under the Securities Exchange Act of 1934**

**(Amendment No. 1)\***

**The Honest Company, Inc.**

<u>_____________________________________________________</u>

(Name of Issuer)

**Common Stock, $0.0001 par value per share**

<u>_____________________________________________________</u>

(Title of Class of Securities)

**438333 106**

<u>_____________________________________________________</u>

(CUSIP Number)

**December 31, 2022**

<u>_____________________________________________________</u>

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐&nbsp;&nbsp;&nbsp;&nbsp;Rule 13d-1(b)

☐&nbsp;&nbsp;&nbsp;&nbsp;Rule 13d-1(c)

☒&nbsp;&nbsp;&nbsp;&nbsp;Rule 13d-1(d)

\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, *see* the *Notes*).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

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| | | |
|:---|:---|:---|
| <br>**CUSIP No. <u>438333 106</u>** | <br>**CUSIP No. <u>438333 106</u>** | |
| 1. | Names of Reporting Persons<br>Nikolaos Vlahos | Names of Reporting Persons<br>Nikolaos Vlahos |
| 2. | Check the Appropriate Box if a Member of a Group (see instructions) | Check the Appropriate Box if a Member of a Group (see instructions) |
|  | (a)  | (a)  |
|  | (b)  | (b)  |
| 3. | SEC USE ONLY | SEC USE ONLY |
| 4. | Citizenship or Place of Organization <br>United States of America | Citizenship or Place of Organization <br>United States of America |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 5. | Sole Voting Power<br>4,919,464 (see Item 4 herein) |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 6. | Shared Voting Power<br>88,278 (see Item 4 herein) |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 7. | Sole Dispositive Power<br>4,919,464 (see Item 4 herein) |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With: | 8. | Shared Dispositive Power<br>88,278 (see Item 4 herein) |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>5,007,742 (see Item 4 herein) | Aggregate Amount Beneficially Owned by Each Reporting Person<br>5,007,742 (see Item 4 herein) |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  |
| 11. | Percent of Class Represented by Amount in Row 9<br>5.1% (See Item 4 herein) | Percent of Class Represented by Amount in Row 9<br>5.1% (See Item 4 herein) |
| 12. | Type of Reporting Person (see instructions)<br>IN | Type of Reporting Person (see instructions)<br>IN |

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| | |
|:---|:---|
| **Item 1(a).** | Name of Issuer: The Honest Company, Inc. (the "Issuer") |
| **Item 1(b).** | Address of Issuer's Principal Executive Offices: 12130 Millennium Drive, Suite 500, Los Angeles, CA 90094 |
| **Item 2(a).** | Name of Person Filing:<br>Nikolaos Vlahos |
| **Item 2(b).** | Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is:<br>c/o The Honest Company, Inc.<br>12130 Millennium Drive, Suite 500<br>Los Angeles, CA 90094 |
| **Item 2(c).** | Citizenship:<br>United States of America |
| **Item 2(d).** | Title of Class of Securities:<br>Common Stock, $0.0001 par value per share  |
| **Item 2(e).** | CUSIP Number:<br>438333 106 |
| **Item 3.** | **If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:** |
| (a) | &nbsp;&nbsp;&nbsp;&nbsp;Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
| (b) | &nbsp;&nbsp;&nbsp;&nbsp;Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | &nbsp;&nbsp;&nbsp;&nbsp;Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); |
| (d) | &nbsp;&nbsp;&nbsp;&nbsp;Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | &nbsp;&nbsp;&nbsp;&nbsp;An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) | &nbsp;&nbsp;&nbsp;&nbsp;An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
| (g) | &nbsp;&nbsp;&nbsp;&nbsp;A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
| (h) | &nbsp;&nbsp;&nbsp;&nbsp;A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | &nbsp;&nbsp;&nbsp;&nbsp;A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | &nbsp;&nbsp;&nbsp;&nbsp;A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); |
| (k) | &nbsp;&nbsp;&nbsp;&nbsp;Group, in accordance with §240.13d–1(b)(1)(ii)(K). |
|  | If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: ____ |

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**Item 4.**&nbsp;&nbsp;&nbsp;&nbsp;**Ownership**

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)**Amount Beneficially Owned:

As of December 31, 2022, Mr. Vlahos beneficially owned 5,007,742 shares of the Issuer's Common Stock, consisting of: (i) 88,278 shares held by the Nikolaos & Angela Vlahos 2006 Trust, over which Mr. Vlahos and his wife share voting and investment power as trustees; (ii) 99,162 shares of the Issuer's Common Stock held directly by Mr. Vlahos; and (iii) 4,820,302 shares issuable pursuant to stock options held by Mr. Vlahos that are exercisable within 60 days of December 31, 2022.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)**Percent of Class:

Percent of Common Stock is based on the denominator of (i) 92,825,650 shares of the Issuer's Common Stock outstanding as of December 31, 2022; and (ii) 4,820,302 shares of the Issuer's Common Stock issuable pursuant to stock options held by Mr. Vlahos that are exercisable within 60 days of December 31, 2022 and deemed as outstanding Common Stock for purposes of computing this percentage in accordance with Rule 13d-3(d) of the Securities Exchange Act of 1934, as amended.

Based on the above, Mr. Vlahos beneficially owned 5.1% of the Issuer's outstanding Common Stock as of December 31, 2022.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(c)**Number of shares as to which the person has:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(i)**Sole power to vote or to direct the vote: 4,919,464

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(ii)**Shared power to vote or to direct the vote: 88,278

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(iii)**Sole power to dispose or to direct the disposition of: 4,919,464

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(iv)**Shared power to dispose or to direct the disposition of: 88,278

**Item 5. Ownership of 5 Percent or Less of a Class**

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following .

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person**

Not applicable.

**Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.**

Not applicable.

**Item 8. Identification and Classification of Members of the Group**

Not applicable.

**Item 9. Notice of Dissolution of a Group**

Not applicable.

**Item 10. Certification**

Not applicable.

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**SIGNATURE**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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| |
|:---|
| February 23, 2023 |
| Date |
| /s/ Nikolaos Vlahos |
| Nikolaos Vlahos |

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