# EDGAR Filing Document

**Accession Number:** 0000709306
**File Stem:** 9999999997-23-002420
**Filing Date:** 2023-3
**Character Count:** 1576
**Document Hash:** 49967026a7d7ba004113db23419df8bf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002420.hdr.sgml**: 20230505

**ACCESSION NUMBER**: 9999999997-23-002420

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230505

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
- **CENTRAL INDEX KEY:** 0000709306
- **IRS NUMBER:** 330118651
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1200

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-28527
- **FILM NUMBER:** 23002832

**BUSINESS ADDRESS:**
- **STREET 1:** 6256 GREENWICH DRIVE
- **STREET 2:** SUITE 550
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92122
- **BUSINESS PHONE:** 858 964-0500

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 910309
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92191

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC.
- **DATE OF NAME CHANGE:** 20020318

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUNHAM & ASSOCIATES INVESTMENT COUNSEL INC              /BD
- **DATE OF NAME CHANGE:** 20020318

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUNHAM & GREER INVESTMENT COUNSEL INC                   /BD
- **DATE OF NAME CHANGE:** 19910524

```

This document was generated as part of a paper submission.
Please reference the Document Control Number 23002832 for access to the original document.

```