# EDGAR Filing Document

**Accession Number:** 0000874964
**File Stem:** 0001752724-23-046489
**Filing Date:** 2023-2
**Character Count:** 8750
**Document Hash:** 11327d24c8613f146bfec3ea637d60fa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-046489.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001752724-23-046489

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LAZARD FUNDS INC
- **CENTRAL INDEX KEY:** 0000874964
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-06312
- **FILM NUMBER:** 23682533

**BUSINESS ADDRESS:**
- **STREET 1:** 30 ROCKEFELLER PLAZA
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10112
- **BUSINESS PHONE:** 2126326000

**MAIL ADDRESS:**
- **STREET 1:** 30 ROCKEFELLER PLAZA
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10112

## Series and Classes Contracts Data

### Lazard US Short Duration Fixed Income Portfolio (Series ID: S000031124)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000096533 | Institutional Shares | UMNIX           |
| C000096534 | Open Shares          | UMNOX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** LAZARD FUNDS INC

- **b. Investment Company Act file number:** 811-06312

- **c. CIK number of Registrant:** 0000874964

- **d. LEI of Registrant:** FHQ86OSTXPK3IHDU6X52

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 30 ROCKEFELLER PLAZA

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10112

  - **Telephone number:** 212-632-6000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Lazard US Short Duration Fixed Income Portfolio

- **b. EDGAR series identifier (if any):** S000031124

- **c. LEI of Series:** 5493002HLMG9WMOIW856

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $58721714.42

**Total Liabilities:** $93151.00

**Net Assets:** $58628563.42

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -26.63000000 | **1-Year:** -429.00000000 | **5-Year:** -49.13000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000096533 | -0.07%               | 0.48%                | 0.19%                |
| Class ID C000096534 | -0.10%               | 0.46%                | 0.17%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-263013.65              | $127230.17                                 |
| Month 2  | $-149568.21              | $335181.45                                 |
| Month 3  | $-184394.28              | $202984.62                                 |

### Schedule of Portfolio Investments

| Name                         | Title                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CFG1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4890000 | PA      | $4787997.63   | 8.17%             | 2024-08-31      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CEK3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    795000 | PA      | $772392.19    | 1.32%             | 2024-04-30      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CEA5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   8070000 | PA      | $7778723.44   | 13.27%            | 2024-02-29      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CEX5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3420000 | PA      | $3338107.04   | 5.69%             | 2024-06-30      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Bank of America Corp         | Bank of America Corp                                  | CUSIP: 06051GEU9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   2650000 | PA      | $2649093.44   | 4.52%             | 2023-01-11      | Fixed         | 3.30%                 | No            |                  2 | On Loan: No      |
| State Street Global Advisors | State Street Institutional Treasury Money Market Fund | CUSIP: 857492870<br>LEI: 549300Q3FHSMZ70NLT76 | Long             | STIV             | RF                | US        |    134985 | NS      | $134984.90    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN EXPRESS CO          | American Express Co                                   | CUSIP: 025816CG2<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |   1975000 | PA      | $1899386.02   | 3.24%             | 2024-07-30      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CDV0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  12735000 | PA      | $12219133.04  | 20.84%            | 2024-01-31      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CEG2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  13965000 | PA      | $13549323.12  | 23.11%            | 2024-03-31      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC      | Goldman Sachs Group Inc/The                           | CUSIP: 38141GVM3<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1650000 | PA      | $1629133.95   | 2.78%             | 2024-03-03      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| eBay Inc                     | eBay Inc                                              | CUSIP: 278642AS2<br>LEI: OML71K8X303XQONU6T67 | Long             | DBT              | CORP              | US        |   1545000 | PA      | $1542453.02   | 2.63%             | 2023-01-30      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| United States Treasury       | United States Treasury Note/Bond                      | CUSIP: 91282CFQ9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   8005000 | PA      | $7982173.26   | 13.61%            | 2024-10-31      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-20

**Name of Applicant:** LAZARD FUNDS INC

**Signature:** Christopher Snively

**Name of Signer:** Christopher Snively

**Title:** Chief Financial Officer and Treasurer