# EDGAR Filing Document

**Accession Number:** 0001572661
**File Stem:** 0001752724-23-030722
**Filing Date:** 2023-2
**Character Count:** 31477
**Document Hash:** 0cc9697047b03032b22996387e6a13cb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-030722.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001752724-23-030722

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Principal Exchange-Traded Funds
- **CENTRAL INDEX KEY:** 0001572661
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23029
- **FILM NUMBER:** 23646622

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-9328

**MAIL ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

## Series and Classes Contracts Data

### Principal Value ETF (Series ID: S000052930)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000166475 | Principal Value ETF | PY              |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Exchange-Traded Funds

- **b. Investment Company Act file number:** 811-23029

- **c. CIK number of Registrant:** 0001572661

- **d. LEI of Registrant:** 549300AG76V5U32HWF10

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Avenue

  - **City:** DES MOINES

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** Principal Value ETF

- **b. EDGAR series identifier (if any):** S000052930

- **c. LEI of Series:** 549300X72DS7OIEXMJ50

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $57713119.07

**Total Liabilities:** $417860.45

**Net Assets:** $57295258.62

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000166475 | 12.10%               | 5.61%                | -4.42%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-560861.02              | $10028633.36                               |
| Month 2  | $672004.81               | $3119832.73                                |
| Month 3  | $1313756.86              | $-4273818.32                               |

### Schedule of Portfolio Investments

| Name                                 | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Honeywell International Inc          | Honeywell International, Inc.                                | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      4098 | NS      | $878201.40    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| FMC Corp                             | FMC Corp.                                                    | CUSIP: 302491303<br>LEI: CKDHZ2X64EEBQCSP7013 | Long             | EC               | CORP              | US        |      5311 | NS      | $662812.80    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Assurant Inc                         | Assurant, Inc.                                               | CUSIP: 04621X108<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EC               | CORP              | US        |      3237 | NS      | $404819.22    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                        | Accenture PLC                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      2982 | NS      | $795716.88    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co                     | Genuine Parts Co.                                            | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |      4413 | NS      | $765699.63    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Viatris Inc                          | Viatris, Inc.                                                | CUSIP: 92556V106<br>LEI: 254900ZZTSW7NL773X71 | Long             | EC               | CORP              | US        |     52571 | NS      | $585115.23    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc          | Jack Henry & Associates, Inc.                                | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |      3200 | NS      | $561792.00    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                    | Johnson & Johnson                                            | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      7552 | NS      | $1334060.80   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Realty Income Corp                   | Realty Income Corp.                                          | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               |  | US        |      9109 | NS      | $577783.87    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                      | McDonald's Corp.                                             | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      3514 | NS      | $926044.42    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Corp                            | Hess Corp.                                                   | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |      5609 | NS      | $795468.38    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Clorox Co/The                        | Clorox Co.                                                   | CUSIP: 189054109<br>LEI: 54930044KVSC06Z79I06 | Long             | EC               | CORP              | US        |      4534 | NS      | $636256.22    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Molson Coors Beverage Co             | Molson Coors Beverage Co.                                    | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |     10854 | NS      | $559198.08    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc      | Philip Morris International, Inc.                            | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      8041 | NS      | $813829.61    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp | International Business Machines Corp.                        | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      5452 | NS      | $768132.28    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                     | Wells Fargo & Co.                                            | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     20280 | NS      | $837361.20    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Trust Corp                  | Northern Trust Corp.                                         | CUSIP: 665859104<br>LEI: 549300GLF98S992BC502 | Long             | EC               | CORP              | US        |      6116 | NS      | $541204.84    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| General Mills Inc                    | General Mills, Inc.                                          | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               | CORP              | US        |      9024 | NS      | $756662.40    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Ltd                     | Schlumberger Ltd.                                            | CUSIP: 000000000<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |     16809 | NS      | $898609.14    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Ventas Inc                           | Ventas, Inc.                                                 | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               |  | US        |     11456 | NS      | $516092.80    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Regency Centers Corp                 | Regency Centers Corp.                                        | CUSIP: 758849103<br>LEI: 529900053A7X7FJ97S58 | Long             | EC               |  | US        |      9442 | NS      | $590125.00    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The                 | Williams Cos., Inc.                                          | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |     19823 | NS      | $652176.70    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc         | Walgreens Boots Alliance, Inc.                               | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |     14690 | NS      | $548818.40    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                    | Omnicom Group, Inc.                                          | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |      8736 | NS      | $712595.52    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Amcor PLC                            | Amcor PLC                                                    | CUSIP: 000000000<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | JE        |     47693 | NS      | $568023.63    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| PNC Financial Services Group Inc/The | PNC Financial Services Group, Inc.                           | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |      4162 | NS      | $657346.28    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Ltd                          | Invesco Ltd.                                                 | CUSIP: 000000000<br>LEI: ECPGFXU8A2SHKVVGJI15 | Long             | EC               | CORP              | BM        |     33375 | NS      | $600416.25    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Corp                             | Fox Corp.                                                    | CUSIP: 35137L105<br>LEI: 549300DDU6FDRBIELS05 | Long             | EC               | CORP              | US        |     17060 | NS      | $518112.20    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                          | Corteva, Inc.                                                | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |     11176 | NS      | $656925.28    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                | Texas Instruments, Inc.                                      | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      5075 | NS      | $838491.50    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                          | Phillips 66                                                  | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |      6630 | NS      | $690050.40    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Chemical Co                  | Eastman Chemical Co.                                         | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |      6308 | NS      | $513723.52    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Co            | Archer-Daniels-Midland Co.                                   | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |      7794 | NS      | $723672.90    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| J M Smucker Co/The                   | J M Smucker Co.                                              | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               | CORP              | US        |      4518 | NS      | $715922.28    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Leidos Holdings Inc                  | Leidos Holdings, Inc.                                        | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               | CORP              | US        |      5878 | NS      | $618306.82    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Raymond James Financial Inc          | Raymond James Financial, Inc.                                | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |      6372 | NS      | $680848.20    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hasbro Inc                           | Hasbro, Inc.                                                 | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               | CORP              | US        |      6839 | NS      | $417247.39    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealed Air Corp                      | Sealed Air Corp.                                             | CUSIP: 81211K100<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | EC               | CORP              | US        |      9752 | NS      | $486429.76    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                       | Microsoft Corp.                                              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      6275 | NS      | $1504870.50   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co              | Becton Dickinson & Co.                                       | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |      2726 | NS      | $693221.80    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Packaging Corp of America            | Packaging Corp. of America                                   | CUSIP: 695156109<br>LEI: 549300XZP8MFZFY8TJ84 | Long             | EC               | CORP              | US        |      3941 | NS      | $504093.31    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries Inc    | Huntington Ingalls Industries, Inc.                          | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |      2703 | NS      | $623528.04    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zions Bancorp NA                     | Zions Bancorp NA                                             | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |     10490 | NS      | $515688.40    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands Inc             | Constellation Brands, Inc.                                   | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |      2598 | NS      | $602086.50    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                         | Chevron Corp.                                                | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6810 | NS      | $1222326.90   | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls International plc   | Johnson Controls International PLC                           | CUSIP: 000000000<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | IE        |     12387 | NS      | $792768.00    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T Bank Corp                        | M&T Bank Corp.                                               | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |      3596 | NS      | $521635.76    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                      | CVS Health Corp.                                             | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      8171 | NS      | $761455.49    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Cos Inc             | Marsh & McLennan Cos., Inc.                                  | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |      4511 | NS      | $746480.28    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The                     | Coca-Cola Co.                                                | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     15440 | NS      | $982138.40    | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                       | Public Storage                                               | CUSIP: 74460D109<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EC               |  | US        |      2048 | NS      | $573829.12    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Inc                          | Corning, Inc.                                                | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |     18030 | NS      | $575878.20    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Resources Inc               | Franklin Resources, Inc.                                     | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |     23401 | NS      | $617318.38    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hershey Co/The                       | Hershey Co.                                                  | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |      2837 | NS      | $656964.09    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimco Realty Corp                    | Kimco Realty Corp.                                           | CUSIP: 49446R109<br>LEI: 549300EA7I6T15IBYS12 | Long             | EC               |  | US        |     28954 | NS      | $613245.72    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks Inc                 | Juniper Networks, Inc.                                       | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |     19686 | NS      | $629164.56    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                            | Amgen, Inc.                                                  | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      3201 | NS      | $840710.64    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                 | Bank of America Corp.                                        | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     28526 | NS      | $944781.12    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Essex Property Trust Inc             | Essex Property Trust, Inc.                                   | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               |  | US        |      2172 | NS      | $460290.24    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Conagra Brands Inc                   | Conagra Brands, Inc.                                         | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |     17669 | NS      | $683790.30    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                       | BorgWarner, Inc.                                             | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |     16112 | NS      | $648508.00    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                         | Organon & Co.                                                | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |     16397 | NS      | $457968.21    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Cincinnati Financial Corp            | Cincinnati Financial Corp.                                   | CUSIP: 172062101<br>LEI: 254900Q4WEDMZBOZ0002 | Long             | EC               | CORP              | US        |      4912 | NS      | $502939.68    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corp                           | Sysco Corp.                                                  | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |      7578 | NS      | $579338.10    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                           | Deere & Co.                                                  | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      2112 | NS      | $905541.12    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                      | Ross Stores, Inc.                                            | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |      7676 | NS      | $890953.32    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corp           | Raytheon Technologies Corp.                                  | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      8461 | NS      | $853884.12    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                           | Dover Corp.                                                  | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |      4751 | NS      | $643332.91    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health Inc                  | Cardinal Health, Inc.                                        | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |     10908 | NS      | $838497.96    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| AmerisourceBergen Corp               | AmerisourceBergen Corp.                                      | CUSIP: 03073E105<br>LEI: AI8GXW8LG5WK7E9UD086 | Long             | EC               | CORP              | US        |      4013 | NS      | $664994.23    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                     | Altria Group, Inc.                                           | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     14733 | NS      | $673445.43    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI Properties Inc                  | VICI Properties, Inc.                                        | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               |  | US        |     19772 | NS      | $640612.80    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc             | Simon Property Group, Inc.                                   | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               |  | US        |      6081 | NS      | $714395.88    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                      | Caterpillar, Inc.                                            | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      3675 | NS      | $880383.00    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc           | CF Industries Holdings, Inc.                                 | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |      6514 | NS      | $554992.80    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp                  | Otis Worldwide Corp.                                         | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |      8520 | NS      | $667201.20    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrop Grumman Corp                | Northrop Grumman Corp.                                       | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      1448 | NS      | $790043.28    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                            | Apple, Inc.                                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     14155 | NS      | $1839159.15   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Arthur J Gallagher & Co              | Arthur J Gallagher & Co.                                     | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |      3885 | NS      | $732477.90    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Global Advisors         | State Street Institutional U.S. Government Money Market Fund | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |    219023 | NS      | $219023.49    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                  | American Express Co.                                         | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      4708 | NS      | $695607.00    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-18

**Name of Applicant:** Principal Exchange-Traded Funds

**Signature:** Megan Hoffmann

**Name of Signer:** Megan Hoffmann

**Title:** Vice President and Controller