# EDGAR Filing Document

**Accession Number:** 0001450943
**File Stem:** 0001450943-26-000006
**Filing Date:** 2026-3
**Character Count:** 2403
**Document Hash:** 216e296b5d8f1641d2ecc0a8583f4b5c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001450943-26-000006.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001450943-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WELLINGTON SHIELDS & CO., LLC
- **CENTRAL INDEX KEY:** 0001450943

**ORGANIZATION NAME:**
- **EIN:** 263489406
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68098
- **FILM NUMBER:** 26814873

**BUSINESS ADDRESS:**
- **STREET 1:** 60 BROAD STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004
- **BUSINESS PHONE:** 212 320-3000

**MAIL ADDRESS:**
- **STREET 1:** 60 BROAD STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004

### Attached PDF Documents

**Attachment 1:** `Annual-Report_Public-2025ocr.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001450943

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WELLINGTON SHIELDS & CO., LLC

**Business Address:** 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

**Contact Person:** Philip Curcuru

**Contact Phone:** 212-320-3032

### Independent Public Accountant Identification

**Accountant Name:** Wolf & Company, P.C.

**Accountant Address:** 255 State Street, Boston, MA, 02109

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **William J. McFadden**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WELLINGTON SHIELDS & CO., LLC**, as of **12-31-2025**, are true and correct.

**Signature:** William J. McFadden

**Title:** Chief Executive Officer