# EDGAR Filing Document

**Accession Number:** 0000897802
**File Stem:** 0000894189-26-003311
**Filing Date:** 2026-2
**Character Count:** 56184
**Document Hash:** 900fe8900ec5255c49d127df48cf5fd4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-003311.hdr.sgml**: 20260203

**ACCESSION NUMBER**: 0000894189-26-003311

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260203

**DATE AS OF CHANGE**: 20260203

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPECIAL OPPORTUNITIES FUND, INC.
- **CENTRAL INDEX KEY:** 0000897802

**ORGANIZATION NAME:**
- **EIN:** 133702911
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07528
- **FILM NUMBER:** 26594131

**BUSINESS ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 EAST MICHIGAN AVENUE
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-4319

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 EAST MICHIGAN AVENUE
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INSURED MUNICIPAL INCOME FUND INC
- **DATE OF NAME CHANGE:** 19960213

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
- **DATE OF NAME CHANGE:** 19930714

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Special Opportunities Fund, Inc.

- **b. Investment Company Act file number:** 811-07528

- **c. CIK number of Registrant:** 0000897802

- **d. LEI of Registrant:** 549300DGAJTGM6R4HK03

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 250 Pehle Avenue

  - **City:** Saddle Brook

  - **State:** NJ

  - **Foreign country:** US

  - **Zip / Postal Code:** 07663

  - **Telephone number:** 877-607-0414

**Item A.2. Information about the Series.**

- **a. Name of Series:** Special Opportunities Fund, Inc.

- **c. LEI of Series:** 549300DGAJTGM6R4HK03

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $236775872.29

**Total Liabilities:** $63557815.81

**Net Assets:** $173218056.48

**Cash Not Reported:** $299537.74

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -1.23%               | 1.79%                | 0.87%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2927334.28              | $-2897301.97                               |
| Month 2  | $309687.17               | $-2014830.71                               |
| Month 3  | $106219.36               | $-691068.42                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Howard Hughes Holdings Inc     | Howard Hughes Holdings Inc                           | CUSIP: 44267T102<br>LEI: 254900TY494BHXIU6M60 | Long             | EC               | CORP              | US        |     12000 | NS      | $957240.00    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| HWH INTL INC WT EXP            | HWH INTL INC WT EXP                                  | CUSIP: 44852G119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     23750 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Japan Smaller Capitalization F | Japan Smaller Capitalization Fund Inc                | CUSIP: 47109U104<br>LEI: 5493000KJSHWEB3YKZ37 | Long             | EC               | RF                | US        |    124847 | NS      | $1383304.76   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| John Hancock Diversified Incom | John Hancock Diversified Income Fund                 | CUSIP: 47804L102<br>LEI: TXPTLN9B34V0S0MTR071 | Long             | EC               | RF                | US        |    183917 | NS      | $1977107.75   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AA MISSION ACQUISITION COR-A   | AA Mission Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    150000 | NS      | $25455.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HIGHVIEW MERGER CORP-CL A      | Highview Merger Corp                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     30332 | NS      | $8198.60      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Jackson Acquisition Co II      | Jackson Acquisition Co II                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    129800 | NS      | $31152.00     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| LAUNCH ONE ACQUISITION CORP    | Launch One Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    140550 | NS      | $35137.50     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SRH Total Return Fund Inc      | SRH Total Return Fund Inc                            | CUSIP: 101507101<br>LEI: 5493000XG0EMNJQ1SM17 | Long             | EC               | RF                | US        |   1116522 | NS      | $20700317.88  | 11.95%            |  |  |  | No            |                  1 | On Loan: No      |
| LEGACY IMBDS INC               | Legacy IMBDS Inc                                     | CUSIP: 452465305<br>LEI: 5299009C9SZXPB0EEN07 | Long             | EP               | CORP              | US        |     23458 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Tejon Ranch Co                 | Tejon Ranch Co                                       | CUSIP: 879080109<br>LEI: 549300TMNDO77VJ6J111 | Long             | EC               | CORP              | US        |    500000 | NS      | $7885000.00   | 4.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp        | Texas Pacific Land Corp                              | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24000 | NS      | $6893280.00   | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Total Return Fund Inc   | Virtus Total Return Fund Inc                         | CUSIP: 92835W107<br>LEI: 549300KKRHI4GF7RNQ81 | Long             | EC               | RF                | US        |        66 | NS      | $415.80       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Asia Pacific High Dividen | Voya Asia Pacific High Dividend Equity Income Fund   | CUSIP: 92912J102<br>LEI: 549300GNK7F1VWTNPE94 | Long             | EC               | RF                | US        |    144993 | NS      | $1055549.04   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Emerging Markets High Div | Voya Emerging Markets High Dividend Equity Fund      | CUSIP: 92912P108<br>LEI: 549300MBU0OQHUKI2Y86 | Long             | EC               | RF                | US        |    435915 | NS      | $2733187.05   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| XAI Octagon Floating Rate Alte | XAI Octagon Floating Rate Alternative Income Trust   | CUSIP: 98400T106<br>LEI: 549300XT617P63BLW552 | Long             | EC               | RF                | US        |    186413 | NS      | $894782.40    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ZYVERSA THERAPEUTICS INC       | ZyVersa Therapeutics Inc                             | CUSIP: 98987D110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     65250 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Lightwave Acquisition Corp     | Lightwave Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1003000.00   | 0.58%             |  |  |  | No            |                  2 | On Loan: No      |
| LIGHTWAVE ACQUISITION CORP-A   | Lightwave Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $9030.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| LAUNCH TWO ACQUISITION- CL A   | Launch Two Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     18783 | NS      | $5926.04      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Social Commerce Partners Corp  | Social Commerce Partners Corp                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     88992 | NS      | $889920.00    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Soulpower Acquisition Corp     | Soulpower Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    150000 | NS      | $26250.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Valley Acquisition Corp | Spring Valley Acquisition Corp III                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1015000.00   | 0.59%             |  |  |  | No            |                  2 | On Loan: No      |
| SPRING VALLEY ACQUISITION-A    | Spring Valley Acquisition Corp III                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $20750.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Talon Capital Corp             | Talon Capital Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     77000 | NS      | $778470.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| TALON CAPITAL CORP-CL A        | Talon Capital Corp                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     25666 | NS      | $12835.57     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Tavia Acquisition Corp         | Tavia Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |    100000 | NS      | $1043000.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Tavia Acquisition Corp         | Tavia Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |    112649 | NS      | $25898.01     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Titan Acquisition Corp         | Titan Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    150000 | NS      | $1537650.00   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| TITAN ACQUISITION CORP-CL A    | Titan Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     75000 | NS      | $23625.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VOYAGER ACQUISITION CORP       | Voyager Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $9300.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Viking Acquisition Corp I      | Viking Acquisition Corp I                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $990000.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| VIKING ACQUISITIONS CORP I     | Viking Acquisition Corp I                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $12666.54     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Wen Acquisition Corp           | Wen Acquisition Corp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    110712 | NS      | $1118191.20   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| WEN ACQUISITION CORP-A         | Wen Acquisition Corp                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     35000 | NS      | $10860.50     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Clough Global Opportunities Fu | Clough Global Opportunities Fund                     | CUSIP: 18914E106<br>LEI: 549300DTG68UBCNCPY15 | Long             | EC               | RF                | US        |    317757 | NS      | $1798504.62   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Infrastructure  | Cohen & Steers Infrastructure Fund Inc               | CUSIP: 19248A109<br>LEI: T085JMDV2CFIPONRA870 | Long             | EC               | RF                | US        |     40122 | NS      | $967341.42    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Copper Property CTL Pass Throu | Copper Property CTL Pass Through Trust               | CUSIP: 217519107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    225780 | NS      | $2540025.00   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Capital BDC Inc       | Crescent Capital BDC Inc                             | CUSIP: 225655109<br>LEI: 549300VPIZMU6OEE0V68 | Long             | EC               | CORP              | US        |    200002 | NS      | $2810028.10   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Destra Multi-Alternative Fund  | Destra Multi-Alternative Fund                        | CUSIP: 25065A502<br>LEI: N/A                  | Long             | EC               | RF                | US        |     73182 | NS      | $656442.54    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellsworth Growth and Income Fu | Ellsworth Growth and Income Fund Ltd                 | CUSIP: 289074106<br>LEI: 549300GYFOXHCDQTI772 | Long             | EC               | RF                | US        |    106860 | NS      | $1242781.80   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Copley Acquisition Corp        | Copley Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |    100000 | NS      | $1020000.00   | 0.59%             |  |  |  | No            |                  2 | On Loan: No      |
| COPLEY ACQUISITION CORP-A      | Copley Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $8565.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| CORNER GROWTH ACQUISITION-A    | Corner Growth Acquisition Corp                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| CORNER GROWTH ACQUISITION -A   | Corner Growth Acquisition Corp 2                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     14366 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Crane Harbor Acquisition Corp  | Crane Harbor Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     23316 | NS      | $251113.32    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CSLM DIGITAL ASSET ACQU - A    | CSLM Digital Asset Acquisition Corp III Ltd          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $17500.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Daedalus Special Acquisition C | Daedalus Special Acquisition Corp                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |    100000 | NS      | $1004000.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| D Boral ARC Acquisition I Corp | D Boral ARC Acquisition I Corp                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    137500 | NS      | $1379125.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| D. BORAL ARC ACQUISIT - CL A   | D Boral ARC Acquisition I Corp                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     68750 | NS      | $24976.88     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Drugs Made In America Acquisit | Drugs Made In America Acquisition Corp               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     72964 | NS      | $756636.68    | 0.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Drugs Made In America Acquisit | Drugs Made In America Acquisition Corp               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     72964 | NS      | $13666.16     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynamix Corp                   | Dynamix Corp                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     55632 | NS      | $572453.28    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| DYNAMIX CORP                   | Dynamix Corp                                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     16679 | NS      | $34191.95     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| IB Acquisition Corp            | IB Acquisition Corp                                  | CUSIP: 44934N116<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    214860 | NS      | $16845.02     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Investcorp Credit Management B | Investcorp Credit Management BDC Inc                 | CUSIP: 46090R104<br>LEI: 549300ZRNRCSKPLGYQ55 | Long             | EC               | CORP              | US        |    214549 | NS      | $579282.30    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS Investment Grade Municipal | MFS Investment Grade Municipal Trust                 | CUSIP: 59318B108<br>LEI: TQV30XJRB3S7V50XRW52 | Long             | EC               | RF                | US        |    245919 | NS      | $1955056.05   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Yield Municipal Trust | MFS High Yield Municipal Trust                       | CUSIP: 59318E102<br>LEI: A8WLLLHJKX1MW5QPZU93 | Long             | EC               | RF                | US        |    764782 | NS      | $2684384.82   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Monroe Capital Corp            | Monroe Capital Corp                                  | CUSIP: 610335101<br>LEI: 549300RZ898DGFGWKV04 | Long             | EC               | CORP              | US        |    330286 | NS      | $2103921.82   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley India Investmen | Morgan Stanley India Investment Fund Inc             | CUSIP: 61745C105<br>LEI: 5LQ8NRKQLK2XRS19BS65 | Long             | EC               | RF                | US        |    144096 | NS      | $3599518.08   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Next Generation Conn | Neuberger Next Generation Connectivity Fund Inc      | CUSIP: 64133Q108<br>LEI: 549300GRTFKXVB9LQE61 | Long             | EC               | RF                | US        |    657960 | NS      | $9500942.40   | 5.48%             |  |  |  | No            |                  1 | On Loan: No      |
| New Germany Fund Inc/The       | New Germany Fund Inc/The                             | CUSIP: 644465106<br>LEI: 549300TPS2RTTJ8O3C08 | Long             | EC               | RF                | US        |    394785 | NS      | $4508444.70   | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NexPoint Diversified Real Esta | NexPoint Diversified Real Estate Trust               | CUSIP: 65340G205<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EC               | CORP              | US        |    117700 | NS      | $450790.12    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXPOINT DIV REAL ESTA         | NexPoint Diversified Real Estate Trust               | CUSIP: 65340G304<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EP               | CORP              | US        |     22324 | NS      | $310526.84    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Churchill Direct Lendin | Nuveen Churchill Direct Lending Corp                 | CUSIP: 67090S108<br>LEI: 254900X3ULEP6XX7HG39 | Long             | EC               | CORP              | US        |     94838 | NS      | $1265138.92   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| OFS Capital Corp               | OFS Capital Corp                                     | CUSIP: 67103B100<br>LEI: 549300XTK3HSWPDBJD13 | Long             | EC               | CORP              | US        |     30152 | NS      | $143523.52    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Oxford Lane Capital Corp       | Oxford Lane Capital Corp                             | CUSIP: 691543847<br>LEI: 549300G3KO4JNQQD7Z72 | Long             | EC               | RF                | US        |    200292 | NS      | $2932269.02   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Treasury Portfolio     | Invesco Treasury Portfolio                           | CUSIP: 825252406<br>LEI: 5493004B3TM8ZIDDDC39 | Long             | STIV             | RF                | US        |   5630185 | NS      | $5630185.34   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Pershing Square Holdings Ltd/F | Pershing Square Holdings Ltd/Fund                    | CUSIP: N/A<br>LEI: U7LC4KOKCTZ0YWGI2G56       | Long             | EC               | RF                | GG        |     30000 | NS      | $1959642.52   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Insight Digital Partners II    | Insight Digital Partners II                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $991000.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| INSIGHT DIGITAL PARTNERS I-A   | Insight Digital Partners II                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $16500.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Jackson Acquisition Co II      | Jackson Acquisition Co II                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    204800 | NS      | $2134016.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Lionheart Holdings             | Lionheart Holdings                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    223525 | NS      | $2376093.10   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| LIONHEART HOLDINGS - CL A      | Lionheart Holdings                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    161762 | NS      | $27499.54     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| McKinley Acquisition Corp      | McKinley Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $997000.00    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| McKinley Acquisition Corp      | McKinley Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $12990.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-BRIGADE ACQUISITION V-A     | M3-Brigade Acquisition V Corp                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     35925 | NS      | $31434.38     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition VI Corp | M3-Brigade Acquisition VI Corp                       | CUSIP: N/A<br>LEI: 529900K3KULJYPOBI946       | Long             | EC               | CORP              | US        |     50000 | NS      | $500000.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-BRIGADE ACQUISITION-CL A    | M3-Brigade Acquisition VI Corp                       | CUSIP: N/A<br>LEI: 529900K3KULJYPOBI946       | N/A              | DE               | CORP              | US        |     16667 | NS      | $6166.67      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NewHold Investment Corp III    | NewHold Investment Corp III                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1036000.00   | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| NEWHOLD INVESTMENT CORP II-A   | NewHold Investment Corp III                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $18005.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Oaktree Acquisition Corp III L | Oaktree Acquisition Corp III Life Sciences           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     12500 | NS      | $132250.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Pelican Acquisition Corp       | Pelican Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1015050.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Pelican Acquisition Corp       | Pelican Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $23000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Pershing Square Holdings Ltd/F | Pershing Square Holdings Ltd/Fund                    | CUSIP: N/A<br>LEI: U7LC4KOKCTZ0YWGI2G56       | Long             | EC               | RF                | GG        |     10000 | NS      | $652050.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Capital Acquisition Corp | Range Capital Acquisition Corp                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1042000.00   | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Silicon Valley Acquisition Cor | Silicon Valley Acquisition Corp                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     25000 | NS      | $248625.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SILVERBOX CORP IV-A            | Silverbox Corp IV                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      8322 | NS      | $2330.99      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Silver Pegasus Acquisition Cor | Silver Pegasus Acquisition Corp                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     97587 | NS      | $981725.22    | 0.57%             |  |  |  | No            |                  2 | On Loan: No      |
| Silver Pegasus Acquisition Cor | Silver Pegasus Acquisition Corp                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     97587 | NS      | $23420.88     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| SIM Acquisition Corp I         | SIM Acquisition Corp I                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    250000 | NS      | $2647500.00   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| SIM ACQUISITION CORP I-A       | SIM Acquisition Corp I                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    125000 | NS      | $26925.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Strategic Municipal | BNY Mellon Strategic Municipals Inc                  | CUSIP: 05588W108<br>LEI: 549300FH0LKMOBY7N332 | Long             | EC               | RF                | US        |    589118 | NS      | $3746790.48   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FS KKR Capital Corp            | FS KKR Capital Corp                                  | CUSIP: 302635206<br>LEI: 549300TYRSI1T21B1360 | Long             | EC               | CORP              | US        |    202206 | NS      | $2994670.86   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio  | Fidelity Government Portfolio                        | CUSIP: 316175108<br>LEI: 549300FQDFZGLUOCWN51 | Long             | STIV             | RF                | US        |   5629685 | NS      | $5629685.34   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| GDL Fund/The                   | GDL Fund/The                                         | CUSIP: 361570104<br>LEI: 5493000XKGL8ZPN99479 | Long             | EC               | RF                | US        |    171677 | NS      | $1454104.19   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Dividend & Income Trus | Gabelli Dividend & Income Trust/The                  | CUSIP: 36242H104<br>LEI: 549300082N1MHBT8NI60 | Long             | EC               | RF                | US        |    133595 | NS      | $3709933.15   | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| General American Investors Co  | General American Investors Co Inc                    | CUSIP: 368802104<br>LEI: 254900MHIF9G7IS1T951 | Long             | EC               | RF                | US        |    279523 | NS      | $16416385.79  | 9.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Gyrodyne LLC                   | Gyrodyne LLC                                         | CUSIP: 403829104<br>LEI: 549300CF8EE7IDXWHQ23 | Long             | EC               | CORP              | US        |     30000 | NS      | $270300.00    | 0.16%             |  |  |  | No            |                  2 | On Loan: No      |
| Highland Opportunities and Inc | Highland Opportunities and Income Fund               | CUSIP: 43010E404<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EC               | RF                | US        |      5432 | NS      | $32483.36     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HIGHLAND OPP & INC FUND        | Highland Opportunities and Income Fund               | CUSIP: 43010E503<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EP               | CORP              | US        |      2521 | NS      | $40083.90     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HIGHLAND OPP & INC FUND        | Highland Opportunities and Income Fund               | CUSIP: 43010E602<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EP               | CORP              | US        |     47659 | NS      | $759684.46    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ESC MIO                        | ESC MIO                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     90500 | NS      | $14280.90     | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| ESC PHT                        | ESC PHT                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | RF                | US        |     28477 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Eureka Acquisition Corp        | Eureka Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CN        |      1000 | NS      | $380.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| FACT II ACQUISITION CORP       | Fact II Acquisition Corp                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     97000 | NS      | $33959.70     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Flag Ship Acquisition Corp     | Flag Ship Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    137500 | NS      | $17875.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| GigCapital7 Corp               | GigCapital7 Corp                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     86478 | NS      | $911478.12    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| GIGCAPITAL7 CORP-A             | GigCapital7 Corp                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    163668 | NS      | $67103.88     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Graf Global Corp               | Graf Global Corp                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    184789 | NS      | $1987405.70   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAF GLOBAL CORP-CL A          | Graf Global Corp                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     92394 | NS      | $41762.09     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Highview Merger Corp           | Highview Merger Corp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     60663 | NS      | $606630.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Total Return Securities Fund   | Total Return Securities Fund                         | CUSIP: 870875101<br>LEI: 549300HQZ0XPGTS5Q724 | Long             | EC               | RF                | US        |    126275 | NS      | $785430.50    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Tortoise Energy Infrastructure | Tortoise Energy Infrastructure Corp                  | CUSIP: 89147L886<br>LEI: 5493008P735YB22YPB89 | Long             | EC               | RF                | US        |         0 | NS      | $0.02         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Vendome Acquisition Corp I     | Vendome Acquisition Corp I                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1003000.00   | 0.58%             |  |  |  | No            |                  2 | On Loan: No      |
| VENDOME ACQUISITION CORP-A     | Vendome Acquisition Corp I                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50000 | NS      | $12500.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| BROOKFIELD DTLA FUND OFF       | Brookfield DTLA Fund Office Trust Investor Inc       | CUSIP: 112714209<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    100000 | NS      | $5000.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Bold Eagle Acquisition Corp    | Bold Eagle Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1058000.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Cannae Holdings Inc            | Cannae Holdings Inc                                  | CUSIP: 13765N107<br>LEI: 549300OGRF1ICI7D2V77 | Long             | EC               | CORP              | US        |    372357 | NS      | $5857175.61   | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| CEDAR REALTY TRUST INC         | Cedar Realty Trust Inc                               | CUSIP: 150602506<br>LEI: 54930056URX93R2RSN82 | Long             | EP               | CORP              | US        |     32618 | NS      | $560703.42    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Securities Corp        | Central Securities Corp                              | CUSIP: 155123102<br>LEI: 549300D87MQ4TEVRK235 | Long             | EC               | RF                | US        |    219394 | NS      | $11125469.74  | 6.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlyle Credit Income Fund     | Carlyle Credit Income Fund                           | CUSIP: 92535C104<br>LEI: 549300LVMWHJGZNVXZ22 | Long             | EC               | RF                | US        |    142314 | NS      | $667452.66    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Cayson Acquisition Corp        | Cayson Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    150000 | NS      | $34200.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Centurion Acquisition Corp     | Centurion Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    156250 | NS      | $1664062.50   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTURION ACQUISITION CORP     | Centurion Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     78125 | NS      | $25000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| AllianceBernstein National Mun | AllianceBernstein National Municipal Income Fund Inc | CUSIP: 01864U106<br>LEI: MNYPOOOZYY8V01GEIT28 | Long             | EC               | RF                | US        |      5820 | NS      | $62972.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon AMT-Free Municipal  | BNY Mellon AMT-Free Municipal Bond Fund              | CUSIP: 05588R505<br>LEI: 549300NDMTLE22R06664 | Long             | EC               | RF                | US        |        54 | NS      | $721.24       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Bancroft Fund Ltd              | Bancroft Fund Ltd                                    | CUSIP: 059695106<br>LEI: 5493000X4Y1FB4G26P45 | Long             | EC               | RF                | US        |     25629 | NS      | $566400.90    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Barings BDC Inc                | Barings BDC Inc                                      | CUSIP: 06759L103<br>LEI: 549300GSF4KFZP6ONG49 | Long             | EC               | CORP              | US        |    134826 | NS      | $1237702.68   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Owl Technology Finance Co | Blue Owl Technology Finance Corp                     | CUSIP: 095924106<br>LEI: 254900G5EZJSOD3UKL16 | Long             | EC               | CORP              | US        |    317189 | NS      | $4611928.06   | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Bluerock Private Real Estate F | Bluerock Private Real Estate Fund                    | CUSIP: 09631P102<br>LEI: 549300DVMSW84SP6UG83 | Long             | EC               | RF                | US        |     95000 | NS      | $1425000.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Strategic Municipal | BNY Mellon Strategic Municipal Bond Fund Inc         | CUSIP: 09662E109<br>LEI: 54930044KK4C1VDJ7M52 | Long             | EC               | RF                | US        |   1481841 | NS      | $9142958.97   | 5.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BNY Mellon Municipal Bond Infr | BNY Mellon Municipal Bond Infrastructure Fund Inc    | CUSIP: 09662W109<br>LEI: 5493003OUY2BKGFZ2414 | Long             | EC               | RF                | US        |     86139 | NS      | $946667.61    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CION Investment Corp           | CION Investment Corp                                 | CUSIP: 17259U204<br>LEI: 549300XN70JLF94XKX80 | Long             | EC               | CORP              | US        |    909621 | NS      | $8796035.07   | 5.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Clough Global Equity Fund      | Clough Global Equity Fund                            | CUSIP: 18914C100<br>LEI: 549300SI1THLT6A9J147 | Long             | EC               | RF                | US        |     55351 | NS      | $423988.66    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Bexil Investment Trust         | Bexil Investment Trust                               | CUSIP: 25538A204<br>LEI: 549300GQF37VFS5FKW75 | Long             | EC               | RF                | US        |    350673 | NS      | $5365647.57   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Owl Capital Corp          | Blue Owl Capital Corp                                | CUSIP: 69121K104<br>LEI: 2549000BD79OOCPF2L94 | Long             | EC               | CORP              | US        |    101666 | NS      | $1263708.38   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ESC MAV                        | ESC MAV                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    118878 | NS      | $49037.18     | 0.03%             |  |  |  | No            |                  3 | On Loan: No      |
| ESC MHI                        | ESC MHI                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    132125 | NS      | $47300.75     | 0.03%             |  |  |  | No            |                  3 | On Loan: No      |
| ESC HNW                        | ESC HNW                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | RF                | US        |     35254 | NS      | $49711.67     | 0.03%             |  |  |  | No            |                  3 | On Loan: No      |
| BCP Investment Corp            | BCP Investment Corp                                  | CUSIP: 73688F201<br>LEI: 254900YM5BVQKA01I468 | Long             | EC               | CORP              | US        |    167780 | NS      | $1984843.32   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| AI Infrastructure Acquisition  | AI Infrastructure Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $994000.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| AI Infrastructure Acquisition  | AI Infrastructure Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $26000.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Aldel Financial II Inc         | Aldel Financial II Inc                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     38904 | NS      | $408102.96    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ALDEL FINANCIAL II INC         | Aldel Financial II Inc                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     19452 | NS      | $10698.60     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bain Capital GSS Investment Co | Bain Capital GSS Investment Corp                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1008000.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Acquisition Corp          | Blue Acquisition Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1021000.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Acquisition Corp          | Blue Acquisition Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    148000 | NS      | $47966.80     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ANDRETTI ACQUISITION CORP -A   | Andretti Acquisition Corp II                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     52600 | NS      | $15180.36     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| EQV VENTURES ACQUISITION C-A   | EQV Ventures Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     50733 | NS      | $24356.91     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Equity and Income Fund  | Mexico Equity and Income Fund Inc/The                | CUSIP: 592834105<br>LEI: 549300Q0OD8MQEFTBY23 | Long             | EC               | RF                | US        |    100100 | NS      | $1239238.00   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Mexico Fund Inc/The            | Mexico Fund Inc/The                                  | CUSIP: 592835102<br>LEI: N/A                  | Long             | EC               | RF                | US        |     88965 | NS      | $1791755.10   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Income Municipal Trus | MFS High Income Municipal Trust                      | CUSIP: 59318D104<br>LEI: 0G9TCUWY2FBUXSJY2691 | Long             | EC               | RF                | US        |    236757 | NS      | $876000.90    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Runway Growth Finance Corp     | Runway Growth Finance Corp                           | CUSIP: 78163D100<br>LEI: 254900AXR3J2N1XT0V02 | Long             | EC               | CORP              | US        |    544553 | NS      | $4862858.29   | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Meshflow Acquisition Corp      | Meshflow Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1000000.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Capital Acquisition Corp | Range Capital Acquisition Corp                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    175000 | NS      | $78750.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Roman DBDR Acquisition Corp II | Roman DBDR Acquisition Corp II                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    370000 | NS      | $3859100.00   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ROMAN DBDR ACQUISITION CORP    | Roman DBDR Acquisition Corp II                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |    185000 | NS      | $105450.00    | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-03

**Name of Applicant:** Special Opportunities Fund, Inc.

**Signature:** /s/ Andrew Dakos

**Name of Signer:** Andrew Dakos

**Title:** President