# EDGAR Filing Document

**Accession Number:** 0001696556
**File Stem:** 0001193125-26-039817
**Filing Date:** 2026-2
**Character Count:** 12053
**Document Hash:** 581f9c4faeef5522aeb155168e2956ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-039817.hdr.sgml**: 20260205

**ACCESSION NUMBER**: 0001193125-26-039817

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260205

**FILED AS OF DATE**: 20260205

**DATE AS OF CHANGE**: 20260205

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CAVU Venture Partners II, LP
- **CENTRAL INDEX KEY:** 0001693149

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43108
- **FILM NUMBER:** 26604485

**BUSINESS ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** (212) 716-2672

**MAIL ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CAVU Venture Partners III, LP
- **CENTRAL INDEX KEY:** 0001779992

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43108
- **FILM NUMBER:** 26604484

**BUSINESS ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET
- **STREET 2:** SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212-716-2670

**MAIL ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET
- **STREET 2:** SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** TNG Investors LP / DE
- **CENTRAL INDEX KEY:** 0002080677

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43108
- **FILM NUMBER:** 26604486

**BUSINESS ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** (212) 716-2670

**MAIL ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CAVU Venture Partners IV, LP
- **CENTRAL INDEX KEY:** 0001882729

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43108
- **FILM NUMBER:** 26604483

**BUSINESS ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212-716-2670

**MAIL ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Once Upon a Farm, PBC
- **CENTRAL INDEX KEY:** 0001696556
- **STANDARD INDUSTRIAL CLASSIFICATION:** FOOD & KINDRED PRODUCTS [2000]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 473648280
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2111 SAN PABLO AVENUE, SUITE 2216
- **CITY:** BERKELEY
- **STATE:** CA
- **ZIP:** 94702
- **BUSINESS PHONE:** 3106941590

**MAIL ADDRESS:**
- **STREET 1:** 2111 SAN PABLO AVENUE, SUITE 2216
- **CITY:** BERKELEY
- **STATE:** CA
- **ZIP:** 94702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Once Upon A Farm, PBC
- **DATE OF NAME CHANGE:** 20210624

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Once Upon a Farm, LLC
- **DATE OF NAME CHANGE:** 20170131

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CAVU Venture Partners II, LP<br><sub>(Last) (First) (Middle)</sub><br>515 WEST 20TH STREET, SUITE 4W<br><sub>(Street)</sub><br>NEW YORK, NY 10011<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Once Upon a Farm, PBC [ OFRM ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-05 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CAVU Venture Partners III, LP<br><sub>(Last) (First) (Middle)</sub><br>515 WEST 20TH STREET, SUITE 4W<br><sub>(Street)</sub><br>NEW YORK, NY 10011<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Once Upon a Farm, PBC [ OFRM ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-05 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CAVU Venture Partners IV, LP<br><sub>(Last) (First) (Middle)</sub><br>515 WEST 20TH STREET, SUITE 4W<br><sub>(Street)</sub><br>NEW YORK, NY 10011<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Once Upon a Farm, PBC [ OFRM ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-05 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>TNG Investors LP / DE<br><sub>(Last) (First) (Middle)</sub><br>515 WEST 20TH STREET, SUITE 4W<br><sub>(Street)</sub><br>NEW YORK, NY 10011<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Once Upon a Farm, PBC [ OFRM ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-05 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Common Stock | 731396 | I | By CAVU Venture Partners IV L.P.<sup>(1)(2)</sup> |
| Common Stock | 538729 | I | By TNG Investors LP<sup>(1)(2)</sup> |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Series A-2 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 107749 | <sup>(3)</sup> | I | By TNG Investors LP<sup>(1)(2)</sup> |
| Series B-1 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 4804965 | <sup>(3)</sup> | I | By CAVU Venture Partners II L.P.<sup>(1)(2)</sup> |
| Series B-2 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 914243 | <sup>(3)</sup> | I | By CAVU Venture Partners II L.P.<sup>(1)(2)</sup> |
| Series C-1 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 874954 | <sup>(3)</sup> | I | By CAVU Venture Partners II L.P.<sup>(1)(2)</sup> |
| Series D Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 817340 | <sup>(3)</sup> | I | By CAVU Venture Partners II L.P.<sup>(1)(2)</sup> |
| Series D Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 2274219 | <sup>(3)</sup> | I | By CAVU Venture Partners III L.P.<sup>(1)(2)</sup> |

---

### Footnotes:

(1) CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

(2) (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

(3) The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.

**Signature:** CAVU Venture Partners II L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner  
**Date:** 2026-02-05

**Signature:** CAVU Venture Partners III L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner  
**Date:** 2026-02-05

**Signature:** CAVU Venture Partners IV L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner  
**Date:** 2026-02-05

**Signature:** TNG Investors LP, By: /s/ Brett Thomas, Manager of General Partner of General Partner  
**Date:** 2026-02-05

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**