# EDGAR Filing Document

**Accession Number:** 0001581641
**File Stem:** 0001085146-23-000362
**Filing Date:** 2023-1
**Character Count:** 15221
**Document Hash:** ed9cee7ee1e675920b598c66d4825f9e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000362.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001085146-23-000362

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**EFFECTIVENESS DATE**: 20230125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tuttle Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001581641
- **IRS NUMBER:** 455616101
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16136
- **FILM NUMBER:** 23549820

**BUSINESS ADDRESS:**
- **STREET 1:** 155 LOCKWOOD ROAD
- **CITY:** RIVERSIDE
- **STATE:** CT
- **ZIP:** 06878
- **BUSINESS PHONE:** 3478520548

**MAIL ADDRESS:**
- **STREET 1:** 155 LOCKWOOD ROAD
- **CITY:** RIVERSIDE
- **STATE:** CT
- **ZIP:** 06878

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Tuttle Tactical Management
- **DATE OF NAME CHANGE:** 20180221

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Tuttle Tactical Management LLC
- **DATE OF NAME CHANGE:** 20130716

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Tuttle Capital Management LLC<br>**Address:** 155 LOCKWOOD ROAD<br>RIVERSIDE, CT 06878

**Form 13F File Number:** 028-16136

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Matthew Tuttle<br>**Title:** CEO<br>**Phone:** 888-723-2821

**Signature, Place, and Date of Signing:**

/s/Matthew Tuttle  Riverside, CT  01-25-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 95

**Form 13F Information Table Value Total:** $25225308

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name          | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | Retireful LLC | 028-22458              |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | G0543H117 |  | 520 | 16010 | SH |  | SOLE |  | 16010 | 0 | 0 |
| A SPAC II ACQUISITION CORP | ORD SHS CL A | G0543H109 | BBG016DX8D38 | 239382 | 23400 | SH |  | SOLE |  | 23400 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 3222 | 26848 | SH |  | SOLE |  | 26848 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | CL A | 005029103 | BBG00ZTH7620 | 716007 | 72251 | SH |  | SOLE |  | 72251 | 0 | 0 |
| ADARA ACQUISITION CORP | COM CL A | 00653H102 | BBG00YB0X2S1 | 490737 | 48206 | SH |  | SOLE |  | 48206 | 0 | 0 |
| ALLEGO N V | *W EXP 03/16/202 | N0796A118 |  | 1223 | 12229 | SH |  | SOLE |  | 12229 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 2972 | 11882 | SH |  | SOLE |  | 11882 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 | BBG00YZC2ZB8 | 417542 | 41464 | SH |  | SOLE |  | 41464 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 | BBG00Z9115H9 | 183101 | 18219 | SH |  | SOLE |  | 18219 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 04687C113 |  | 598 | 15030 | SH |  | SOLE |  | 15030 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | CL A COM | 04687C105 | BBG014106TB6 | 187784 | 18685 | SH |  | SOLE |  | 18685 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | *W EXP 03/31/202 | G06362126 |  | 1625 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | CLASS A ORD | G06362100 | BBG016B1Y3V2 | 450032 | 43650 | SH |  | SOLE |  | 43650 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 848 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | CLASS A ORD SHS | G06984119 | BBG0165YKZJ5 | 409200 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 | BBG0165YQJG8 | 4000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 402 | 16095 | SH |  | SOLE |  | 16095 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 | BBG0124VV2Q4 | 221843 | 21728 | SH |  | SOLE |  | 21728 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 | BBG00YRX3C30 | 184417 | 18553 | SH |  | SOLE |  | 18553 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 | BBG00ZKGBLC2 | 404802 | 40602 | SH |  | SOLE |  | 40602 | 0 | 0 |
| COLISEUM ACQUISITION CORP | CLASS A ORD SHS | G2263T123 | BBG00ZWXH3J9 | 514862 | 51230 | SH |  | SOLE |  | 51230 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 |  | 23813 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | COM CL A | G2773W103 | BBG00ZWX88Q0 | 766125 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 | BBG013V14VP5 | 3451 | 69024 | SH |  | SOLE |  | 69024 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 | BBG00ZHSJQL1 | 738750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | *W EXP 11/18/202 | 28201D117 |  | 270 | 16893 | SH |  | SOLE |  | 16893 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | COM | 28201D109 | BBG013CY6H73 | 157297 | 15714 | SH |  | SOLE |  | 15714 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | RIGHT 11/18/2027 | 28201D125 | BBG01BWS8PR4 | 1851 | 16893 | SH |  | SOLE |  | 16893 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 | BBG00ZK02PR2 | 750750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 |  | 3920 | 47224 | SH |  | SOLE |  | 47224 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 | BBG00Z0F1VK6 | 500041 | 49509 | SH |  | SOLE |  | 49509 | 0 | 0 |
| GESHER I ACQUISITION CORP | *W EXP 04/16/202 | G38537125 |  | 21250 | 42500 | SH |  | SOLE |  | 42500 | 0 | 0 |
| GOOD WKS II ACQUISITION CORP | *W EXP 02/01/202 | 38216G112 |  | 2619 | 36126 | SH |  | SOLE |  | 36126 | 0 | 0 |
| HYZON MOTORS INC | *W EXP 10/02/202 | 44951Y110 |  | 1726 | 13184 | SH |  | SOLE |  | 13184 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | *W EXP 99/99/999 | 45827R114 |  | 2366 | 16897 | SH |  | SOLE |  | 16897 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | CL A COM | 45827R106 | BBG0116YLGS6 | 187200 | 18389 | SH |  | SOLE |  | 18389 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 | BBG0124VTSD4 | 2923 | 41755 | SH |  | SOLE |  | 41755 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 367 | 35618 | SH |  | SOLE |  | 35618 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | CLASS A COM | 48284E105 | BBG00ZVX2PF1 | 278764 | 27793 | SH |  | SOLE |  | 27793 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 87 | 15764 | SH |  | SOLE |  | 15764 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 | BBG00YZ2QVW0 | 345157 | 34174 | SH |  | SOLE |  | 34174 | 0 | 0 |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 | BBG015QMR9Z3 | 742 | 10236 | SH |  | SOLE |  | 10236 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | *W EXP 02/07/202 | G5510R113 |  | 1856 | 33750 | SH |  | SOLE |  | 33750 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | CLASS A COM | 54141L100 | BBG00ZMYTWY4 | 504283 | 49929 | SH |  | SOLE |  | 49929 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 | BBG00YVW6F91 | 202879 | 20298 | SH |  | SOLE |  | 20298 | 0 | 0 |
| METALS ACQUISITION CORP | *W EXP 99/99/999 | G60405126 |  | 19720 | 40204 | SH |  | SOLE |  | 40204 | 0 | 0 |
| METALS ACQUISITION CORP | SHS CL A | G60405100 | BBG011S292J7 | 1206723 | 120612 | SH |  | SOLE |  | 120612 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 600 | 10402 | SH |  | SOLE |  | 10402 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 | BBG00Z4B25J9 | 397354 | 39420 | SH |  | SOLE |  | 39420 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 |  | 1384 | 19770 | SH |  | SOLE |  | 19770 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | COM | 65101L104 | BBG00Z4H9FC4 | 534300 | 53430 | SH |  | SOLE |  | 53430 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | *W EXP 10/21/202 | 651450116 |  | 2411 | 16151 | SH |  | SOLE |  | 16151 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | COM CL A | 651450108 | BBG00ZTHHSS3 | 223574 | 22202 | SH |  | SOLE |  | 22202 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 468 | 13185 | SH |  | SOLE |  | 13185 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 66718N129 | BBG014RLXKR4 | 4549 | 26370 | SH |  | SOLE |  | 26370 | 0 | 0 |
| NUBIA BRAND INTERNATIONAL CO | *W EXP 11/16/202 | 67022R111 |  | 137 | 12478 | SH |  | SOLE |  | 12478 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 1615 | 11538 | SH |  | SOLE |  | 11538 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 | BBG00Z4H5XW7 | 144681 | 14339 | SH |  | SOLE |  | 14339 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 | BBG00ZGXRG07 | 507000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PONO CAP TWO INC | UNIT 07/31/2027 | 73245B206 | BBG018542C35 | 143751 | 13970 | SH |  | SOLE |  | 13970 | 0 | 0 |
| RMG ACQUISITION CORP III | CL A SHS | G76088106 | BBG00YRX1975 | 310525 | 30745 | SH |  | SOLE |  | 30745 | 0 | 0 |
| SATIXFY COMMUNICATIONS LTD | *W EXP 99/99/999 | M82363132 |  | 5948 | 21244 | SH |  | SOLE |  | 21244 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | *W EXP 04/13/202 | 808212112 |  | 292 | 26276 | SH |  | SOLE |  | 26276 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | CLASS A COM | 808212104 | BBG00ZMG1Y06 | 431129 | 42686 | SH |  | SOLE |  | 42686 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 53 | 14630 | SH |  | SOLE |  | 14630 | 0 | 0 |
| SCION TECH GROWTH II | CL A SHS | G31070108 | BBG00Z0WL800 | 286275 | 28316 | SH |  | SOLE |  | 28316 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 | BBG014KDWB90 | 242628 | 24397 | SH |  | SOLE |  | 24397 | 0 | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | BBG00L5F9FV7 | 346248 | 7215 | SH |  | SOLE |  | 7215 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 334048 | 3819 | SH |  | SOLE |  | 3819 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 642721 | 18793 | SH |  | SOLE |  | 18793 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | BBG001S7T1Q9 | 632367 | 4896 | SH |  | SOLE |  | 4896 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | BBG001S7T107 | 460272 | 6174 | SH |  | SOLE |  | 6174 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG001S7SCQ6 | 1022679 | 7528 | SH |  | SOLE |  | 7528 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | BBG001S7T232 | 695130 | 7078 | SH |  | SOLE |  | 7078 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | BBG001S7TD56 | 286865 | 4069 | SH |  | SOLE |  | 4069 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 1635639 | 13144 | SH |  | SOLE |  | 13144 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | COM CL A | 81723H108 | BBG00YXT3D85 | 732000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | *W EXP 02/24/202 | G81173117 |  | 1010 | 25249 | SH |  | SOLE |  | 25249 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | CLASS A ORD SHS | G81173109 | BBG0148QTCF0 | 351127 | 34090 | SH |  | SOLE |  | 34090 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 518 | 17396 | SH |  | SOLE |  | 17396 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 | BBG00Z8M4TC4 | 491242 | 48686 | SH |  | SOLE |  | 48686 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 1026 | 28900 | SH |  | SOLE |  | 28900 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 | BBG013RTCRX0 | 590716 | 57800 | SH |  | SOLE |  | 57800 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 |  | 1403 | 70160 | SH |  | SOLE |  | 70160 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | COM | 85205U107 | BBG00ZN75WQ7 | 112139 | 11070 | SH |  | SOLE |  | 11070 | 0 | 0 |
| TALKSPACE INC | COM | 87427V103 | BBG00V317329 | 102114 | 167317 | SH |  | SOLE |  | 167317 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 |  | 1737 | 13333 | SH |  | SOLE |  | 13333 | 0 | 0 |
| THUNDER BRDG CAP PRTNRS IV I | CLASS A COM | 88605L107 | BBG00ZVC1Q84 | 611436 | 60900 | SH |  | SOLE |  | 60900 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | G8956E109 | BBG00ZGY4FB0 | 745185 | 74893 | SH |  | SOLE |  | 74893 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 | BBG00ZKY3DD9 | 709011 | 72164 | SH |  | SOLE |  | 72164 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 205 | 13635 | SH |  | SOLE |  | 13635 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 | BBG00Z4HNKH2 | 564702 | 56022 | SH |  | SOLE |  | 56022 | 0 | 0 |
| VALUENCE MERGER CORP I | CLASS A ORD SHS | G9R16L100 | BBG016ZD1N33 | 151232 | 14472 | SH |  | SOLE |  | 14472 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | *W EXP 10/20/202 | G97775111 |  | 339 | 29698 | SH |  | SOLE |  | 29698 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | CLASS A ORD SHS | G97775103 | BBG012S2R9K8 | 603474 | 59397 | SH |  | SOLE |  | 59397 | 0 | 0 |

---