# EDGAR Filing Document

**Accession Number:** 0001742912
**File Stem:** 0001387131-23-000704
**Filing Date:** 2023-1
**Character Count:** 37508
**Document Hash:** f910d99dda72c2e2a957619bacf6f968
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001387131-23-000704.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001387131-23-000704

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tidal ETF Trust
- **CENTRAL INDEX KEY:** 0001742912
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23377
- **FILM NUMBER:** 23555691

**BUSINESS ADDRESS:**
- **STREET 1:** 234 WEST FLORIDA STREET, SUITE 203
- **CITY:** MILWAUKEE,
- **STATE:** WI
- **ZIP:** 53204
- **BUSINESS PHONE:** 844-986-7676

**MAIL ADDRESS:**
- **STREET 1:** 234 WEST FLORIDA STREET, SUITE 203
- **CITY:** MILWAUKEE,
- **STATE:** WI
- **ZIP:** 53204

## Series and Classes Contracts Data

### SoFi Smart Energy ETF (Series ID: S000072049)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000227746 | SoFi Smart Energy ETF | ENRG            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **SoFi Smart Energy ETF** | **SoFi Smart Energy ETF** | **SoFi Smart Energy ETF** |
| **SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited)** | **SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited)** | **SCHEDULE OF INVESTMENTS at November 30, 2022 (Unaudited)** |
|  | **Shares** | **Value** |
| **Common Stocks - 99.7%** |  | |
| **Auto Manufacturers - 4.8%** |  | |
| BYD Co. Ltd. - H Shares | 2065 | $50663 |
| Proterra, Inc. <sup>(1)</sup> | 11086 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61416 |
| Tesla, Inc. <sup>(1)</sup> | 210 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40887 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 152966 |
| **Commercial Services - 6.0%** |  |  |
| Quanta Services, Inc. | 473 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70893 |
| Vivint Smart Home, Inc. <sup>(1)</sup> | 12869 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119425 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 190318 |
| **Distribution & Wholesale - 1.4%** |  |  |
| Resideo Technologies, Inc. <sup>(1)</sup> | 2857 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46283 |
| **Electric - 2.1%** |  |  |
| Ameresco, Inc. - Class A <sup>(1)</sup> | 1016 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66568 |
| **Electrical Components & Equipment - 16.0%** |  |  |
| ABB Ltd. | 2187 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67395 |
| Blink Charging Co. <sup>(1)(2)</sup> | 2953 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40988 |
| ChargePoint Holdings, Inc. - Class A <sup>(1)</sup> | 4065 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50487 |
| EnerSys | 973 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73539 |
| Nexans SA | 666 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57672 |
| Prysmian SpA | 2064 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70982 |
| Schneider Electric SE | 480 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68659 |
| SMA Solar Technology AG | 1267 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82253 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 511975 |
| **Electronics - 8.8%** |  |  |
| Advanced Energy Industries, Inc. | 702 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65033 |
| Itron, Inc. <sup>(1)</sup> | 1106 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58817 |
| Smart Metering Systems PLC | 5793 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55260 |
| Trimble, Inc. <sup>(1)</sup> | 934 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55807 |
| Vicor Corp. <sup>(1)</sup> | 868 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46863 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 281780 |
| **Energy - Alternate Sources - 28.8%** |  |  |
| Ballard Power Systems, Inc. <sup>(1)</sup> | 7891 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47787 |
| Canadian Solar, Inc. <sup>(1)</sup> | 1796 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64387 |
| Enphase Energy, Inc. <sup>(1)</sup> | 224 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71812 |
| Fluence Energy, Inc. - Class A <sup>(1)</sup> | 4516 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77585 |
| FuelCell Energy, Inc. <sup>(1)</sup> | 17254 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59699 |
| ITM Power PLC <sup>(1)</sup> | 26282 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32285 |
| Landis+Gyr Group AG | 1001 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68817 |
| Meyer Burger Technology AG <sup>(1)</sup> | 120855 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63678 |
| Plug Power, Inc. <sup>(1)</sup> | 2767 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44161 |
| SolarEdge Technologies, Inc. <sup>(1)</sup> | 218 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65151 |
| Stem, Inc. <sup>(1)</sup> | 5592 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73087 |
| Sunnova Energy International, Inc. <sup>(1)</sup> | 2566 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58582 |
| SunPower Corp. <sup>(1)</sup> | 2930 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71053 |
| Sunrun, Inc. <sup>(1)</sup> | 2120 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69070 |
| Xinyi Solar Holdings Ltd. | 48297 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55750 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 922904 |
| **Engineering & Construction - 3.7%** |  |  |
| Alfen Beheer BV <sup>(1)</sup> | 558 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52720 |
| MYR Group, Inc. <sup>(1)</sup> | 681 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65056 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 117776 |
| **Hand & Machine Tools - 2.1%** |  |  |
| Meidensha Corp. | 4826 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68721 |
| **Industrial Other - 1.9%** |  |  |
| Nibe Industries AB - B Shares <sup>(1)</sup> | 6758 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62093 |
| **Leisure Time - 1.3%** |  |  |
| Gogoro, Inc. <sup>(1)</sup> | 11006 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40392 |
| **Machinery - Construction & Mining - 3.7%** |  |  |
| Bloom Energy Corp. - Class A <sup>(1)</sup> | 3033 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64572 |
| Tritium DCFC Ltd. <sup>(1)</sup> | 10051 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16082 |
| Wallbox NV <sup>(1)(2)</sup> | 6974 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39194 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119848 |
| **Machinery - Diversified - 0.1%** |  |  |
| Accelleron Industries AG <sup>(1)</sup> | 109 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2199 |
| **Metal Fabricate & Hardware - 2.5%** |  |  |
| Valmont Industries, Inc. | 239 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80940 |
| **Miscellaneous Manufacturers - 7.0%** |  |  |
| Alstom SA | 2749 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70367 |
| Eaton Corp PLC | 440 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71918 |
| Siemens AG <sup>(1)</sup> | 596 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80526 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 222811 |
| **Retail - 1.5%** |  |  |
| EVgo, Inc. - Class A <sup>(1)(2)</sup> | 7314 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46810 |
| **Semiconductors - 6.3%** |  |  |
| Analog Devices, Inc. <sup>(2)</sup> | 370 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63607 |
| Infineon Technologies AG <sup>(1)</sup> | 2326 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75489 |
| NXP Semiconductors NV | 352 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61896 |
|  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 200992 |
| **Software - 1.7%** |  |  |
| Veritone, Inc. <sup>(1)</sup> | 7992 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53866 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $3,482,051) |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3189242 |
| **Short-Term Investments - 0.3%** |  |  |
| **Money Market Funds - 0.3%** |  |  |
| First American Government Obligations Fund, Class X, 3.668% <sup>(3)</sup> | 9664 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9664 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $9,664) |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9664 |
| **Investments Purchased with Collateral from Securities Lending - 5.5%** |  |  |
| Mount Vernon Liquid Assets Portfolio, LLC, 4.070% <sup>(3)</sup> | 175997 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 175997 |
| **Total Investments Purchased with Collateral from Securities Lending** |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $175,997) |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 175997 |
| **Total Investments in Securities - 105.5%** |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $3,667,712) |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3374903 |
| Liabilities in Excess of Other Assets - (5.5)% |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (175313) |
| **Total Net Assets - 100.0%** |  | $3199590 |

---

<sup>(1)</sup> Non-income producing security.

<sup>(2)</sup> This security or a portion of this security was out on loan as of November 30, 2022. Total loaned securities had a value of $180,974 or 5.7% of net assets. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous.

<sup>(3)</sup> The rate shown is the annualized seven-day effective yield as of November 30, 2022.

------

---

| |
|:---|
| **Summary of Fair Value Exposure at November 30, 2022 (Unaudited)** |
| The SoFi Smart Energy ETF (the "Fund") utilizes various methods to measure the fair value of its investments on a recurring basis. U.S. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of inputs are: |
| • Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.<br> • Level 2 — Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment spreads, credit risk, yield curves, default rates and similar data.<br> • Level 3 — Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. |
| The following is a summary of the inputs used to value the Fund's investments as of November 30, 2022: |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Investments in Securities** | **Investments<br> Measured at Net** <br> **Asset Value** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Common Stocks <sup>(1)</sup> | $– | $3189242 | $– | $– | $3189242 |
| Short-Term Investments | – | 9664 | – | – | 9664 |
| Investments Purchased With Collateral From Securities Lending <sup>(2)</sup> | 175997 | – | – | – | 175997 |
| Total Investments in Securities | $175997 | $3198906 | $– | $– | $3374903 |
| <sup>(1)</sup> See Schedule of Investments for the industry breakout. |  |  |  |  |  |
| <sup>(2)</sup> Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. | <sup>(2)</sup> Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. | <sup>(2)</sup> Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. | <sup>(2)</sup> Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. | <sup>(2)</sup> Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. | <sup>(2)</sup> Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Tidal ETF Trust

- **b. Investment Company Act file number:** 811-23377

- **c. CIK number of Registrant:** 0001742912

- **d. LEI of Registrant:** 549300VTYHP8U2332C46

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 234 West Florida Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53204

  - **Telephone number:** 8449867676

**Item A.2. Information about the Series.**

- **a. Name of Series:** SoFi Smart Energy ETF

- **b. EDGAR series identifier (if any):** S000072049

- **c. LEI of Series:** 549300Q9CHG88676GI81

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $3376993.69

**Total Liabilities:** $177483.49

**Net Assets:** $3199510.20

**Cash Not Reported:** $1227.94

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000227746 | -13.81%              | 0.83%                | 8.93%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-36070.03               | $-356156.86                                |
| Month 2  | $-1026.27                | $25417.10                                  |
| Month 3  | $-694.85                 | $263061.15                                 |

### Schedule of Portfolio Investments

| Name                                      | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Advanced Energy Industries Inc            | Advanced Energy Industries Inc             | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |       702 | NS      | $65033.28     | 2.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Ameresco Inc                              | Ameresco Inc                               | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |      1016 | NS      | $66568.32     | 2.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Analog Devices Inc                        | Analog Devices Inc                         | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |       370 | NS      | $63606.70     | 1.99%             |  |  |  | No            | 1                  | On Loan: —       |
| Blink Charging Co                         | Blink Charging Co                          | CUSIP: 09354A100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2953 | NS      | $40987.64     | 1.28%             |  |  |  | No            | 1                  | On Loan: —       |
| Bloom Energy Corp                         | Bloom Energy Corp                          | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |      3033 | NS      | $64572.57     | 2.02%             |  |  |  | No            | 1                  | On Loan: No      |
| Canadian Solar Inc                        | Canadian Solar Inc                         | CUSIP: 136635109<br>LEI: 5493001XSC6TKMBVOM15 | Long             | EC               | CORP              | CA        |      1796 | NS      | $64386.60     | 2.01%             |  |  |  | No            | 1                  | On Loan: No      |
| ChargePoint Holdings Inc                  | ChargePoint Holdings Inc                   | CUSIP: 15961R105<br>LEI: 254900DVN9TAC2GIPG25 | Long             | EC               | CORP              | US        |      4065 | NS      | $50487.30     | 1.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Ballard Power Systems Inc                 | Ballard Power Systems Inc                  | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               | CORP              | CA        |      7891 | NS      | $47787.20     | 1.49%             |  |  |  | No            | 1                  | On Loan: No      |
| EnerSys                                   | EnerSys                                    | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |       973 | NS      | $73539.34     | 2.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Enphase Energy Inc                        | Enphase Energy Inc                         | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       224 | NS      | $71812.16     | 2.24%             |  |  |  | No            | 1                  | On Loan: No      |
| EVgo Inc                                  | EVgo Inc                                   | CUSIP: 30052F100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7314 | NS      | $46809.60     | 1.46%             |  |  |  | No            | 1                  | On Loan: —       |
| First American Government Obli            | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |      9664 | NS      | $9664.20      | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Fluence Energy Inc                        | Fluence Energy Inc                         | CUSIP: 34379V103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4516 | NS      | $77584.88     | 2.42%             |  |  |  | No            | 1                  | On Loan: No      |
| FuelCell Energy Inc                       | FuelCell Energy Inc                        | CUSIP: 35952H601<br>LEI: 549300SRU8020X1X9J22 | Long             | EC               | CORP              | US        |     17254 | NS      | $59698.84     | 1.87%             |  |  |  | No            | 1                  | On Loan: No      |
| Itron Inc                                 | Itron Inc                                  | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |      1106 | NS      | $58817.08     | 1.84%             |  |  |  | No            | 1                  | On Loan: No      |
| Schneider Electric SE                     | Schneider Electric SE                      | CUSIP: N/A<br>LEI: 969500A1YF1XUYYXS284       | Long             | EC               | CORP              | FR        |       480 | NS      | $68658.98     | 2.15%             |  |  |  | No            | 1                  | On Loan: No      |
| MYR Group Inc                             | MYR Group Inc                              | CUSIP: 55405W104<br>LEI: 529900G1IMMZHOQ17I54 | Long             | EC               | CORP              | US        |       681 | NS      | $65055.93     | 2.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Siemens AG                                | Siemens AG                                 | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               | CORP              | DE        |       596 | NS      | $80526.28     | 2.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Infineon Technologies AG                  | Infineon Technologies AG                   | CUSIP: N/A<br>LEI: TSI2PJM6EPETEQ4X1U25       | Long             | EC               | CORP              | DE        |      2326 | NS      | $75489.62     | 2.36%             |  |  |  | No            | 1                  | On Loan: No      |
| BYD Co Ltd                                | BYD Co Ltd                                 | CUSIP: N/A<br>LEI: 5299005557VL7ULJ7A69       | Long             | EC               | CORP              | CN        |      2065 | NS      | $50662.67     | 1.58%             |  |  |  | No            | 1                  | On Loan: No      |
| MEIDENSHA CORP NPV                        | MEIDENSHA CORP NPV                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |      4826 | NS      | $68720.52     | 2.15%             |  |  |  | No            | 1                  | On Loan: No      |
| ABB Ltd                                   | ABB Ltd                                    | CUSIP: N/A<br>LEI: 5493000LKVGOO9PELI61       | Long             | EC               | CORP              | CH        |      2187 | NS      | $67394.72     | 2.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Nexans SA                                 | Nexans SA                                  | CUSIP: F65277109<br>LEI: 96950015FU78G84UIV14 | Long             | EC               | CORP              | FR        |       666 | NS      | $57671.54     | 1.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Plug Power Inc                            | Plug Power Inc                             | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |      2767 | NS      | $44161.32     | 1.38%             |  |  |  | No            | 1                  | On Loan: No      |
| Proterra Inc                              | Proterra Inc                               | CUSIP: 74374T109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11086 | NS      | $61416.44     | 1.92%             |  |  |  | No            | 1                  | On Loan: No      |
| Quanta Services Inc                       | Quanta Services Inc                        | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |       473 | NS      | $70893.24     | 2.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Resideo Technologies Inc                  | Resideo Technologies Inc                   | CUSIP: 76118Y104<br>LEI: 5493006TKFPYISY2DS54 | Long             | EC               | CORP              | US        |      2857 | NS      | $46283.40     | 1.45%             |  |  |  | No            | 1                  | On Loan: No      |
| SolarEdge Technologies Inc                | SolarEdge Technologies Inc                 | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | IL        |       218 | NS      | $65151.48     | 2.04%             |  |  |  | No            | 1                  | On Loan: No      |
| Stem Inc                                  | Stem Inc                                   | CUSIP: 85859N102<br>LEI: 549300GVWIYFILN5V546 | Long             | EC               | CORP              | US        |      5592 | NS      | $73087.44     | 2.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Sunnova Energy International I            | Sunnova Energy International Inc           | CUSIP: 86745K104<br>LEI: 549300JK1Y1VVC3JU540 | Long             | EC               | CORP              | US        |      2566 | NS      | $58581.78     | 1.83%             |  |  |  | No            | 1                  | On Loan: No      |
| SunPower Corp                             | SunPower Corp                              | CUSIP: 867652406<br>LEI: 549300TXO070764WUH65 | Long             | EC               | CORP              | US        |      2930 | NS      | $71052.50     | 2.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Sunrun Inc                                | Sunrun Inc                                 | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               | CORP              | US        |      2120 | NS      | $69069.60     | 2.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Tesla Inc                                 | Tesla Inc                                  | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       210 | NS      | $40887.00     | 1.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Trimble Inc                               | Trimble Inc                                | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |       934 | NS      | $55806.50     | 1.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Valmont Industries Inc                    | Valmont Industries Inc                     | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |       239 | NS      | $80939.74     | 2.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Veritone Inc                              | Veritone Inc                               | CUSIP: 92347M100<br>LEI: 549300XTAS2FCSL4EL89 | Long             | EC               | CORP              | US        |      7992 | NS      | $53866.08     | 1.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Vicor Corp                                | Vicor Corp                                 | CUSIP: 925815102<br>LEI: 5299005KMQOTR6B51F09 | Long             | EC               | CORP              | US        |       868 | NS      | $46863.32     | 1.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Vivint Smart Home Inc                     | Vivint Smart Home Inc                      | CUSIP: 928542109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12869 | NS      | $119424.32    | 3.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |    175997 | NS      | $175996.75    | 5.50%             |  |  |  | No            | N/A                | On Loan: No      |
| ITM Power PLC                             | ITM Power PLC                              | CUSIP: N/A<br>LEI: 21380042MB2JKZ6RRP12       | Long             | EC               | CORP              | GB        |     26282 | NS      | $32285.20     | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Alstom SA                                 | Alstom SA                                  | CUSIP: N/A<br>LEI: 96950032TUYMW11FB530       | Long             | EC               | CORP              | FR        |      2749 | NS      | $70366.70     | 2.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Prysmian SpA                              | Prysmian SpA                               | CUSIP: N/A<br>LEI: 529900X0H1IO3RS1A464       | Long             | EC               | CORP              | IT        |      2064 | NS      | $70981.88     | 2.22%             |  |  |  | No            | 1                  | On Loan: No      |
| SMA Solar Technology AG                   | SMA Solar Technology AG                    | CUSIP: N/A<br>LEI: 529900Q6JQHI8X451Q21       | Long             | EC               | CORP              | DE        |      1267 | NS      | $82253.24     | 2.57%             |  |  |  | No            | 1                  | On Loan: No      |
| SMART METERING SYS ORD GBP0.01            | SMART METERING SYS ORD GBP0.01             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |      5793 | NS      | $55260.13     | 1.73%             |  |  |  | No            | 1                  | On Loan: No      |
| MEYER BURGER TECHN CHF0.05                | MEYER BURGER TECHN CHF0.05                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CH        |    120855 | NS      | $63678.00     | 1.99%             |  |  |  | No            | 1                  | On Loan: No      |
| Landis+Gyr Group AG                       | Landis+Gyr Group AG                        | CUSIP: N/A<br>LEI: 529900PZYVAKCYSLFL19       | Long             | EC               | CORP              | CH        |      1001 | NS      | $68817.11     | 2.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Alfen Beheer BV                           | Alfen Beheer BV                            | CUSIP: N/A<br>LEI: 724500HDW6IWR9J5YT90       | Long             | EC               | CORP              | NL        |       558 | NS      | $52720.43     | 1.65%             |  |  |  | No            | 1                  | On Loan: No      |
| Xinyi Solar Holdings Ltd                  | Xinyi Solar Holdings Ltd                   | CUSIP: N/A<br>LEI: 529900QF7VIH03SB7Q08       | Long             | EC               | CORP              | CN        |     48297 | NS      | $55749.92     | 1.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Nibe Industrier AB                        | Nibe Industrier AB                         | CUSIP: W6S38Z126<br>LEI: 549300ZQH0FIF1P0MX67 | Long             | EC               | CORP              | SE        |      6758 | NS      | $62093.14     | 1.94%             |  |  |  | No            | 1                  | On Loan: No      |
| Accelleron Industries AG                  | Accelleron Industries AG                   | CUSIP: N/A<br>LEI: 254900KS0MD2PAARXD14       | Long             | EC               | CORP              | CH        |       109 | NS      | $2199.45      | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Eaton Corp PLC                            | Eaton Corp PLC                             | CUSIP: N/A<br>LEI: 549300VDIGTMXUNT7H71       | Long             | EC               | CORP              | US        |       440 | NS      | $71918.00     | 2.25%             |  |  |  | No            | 1                  | On Loan: No      |
| GOGORO INC ORDINARY SHARES                | GOGORO INC ORDINARY SHARES                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |     11006 | NS      | $40392.02     | 1.26%             |  |  |  | No            | 1                  | On Loan: No      |
| NXP Semiconductors NV                     | NXP Semiconductors NV                      | CUSIP: N/A<br>LEI: 724500M9BY5293JDF951       | Long             | EC               | CORP              | NL        |       352 | NS      | $61895.68     | 1.93%             |  |  |  | No            | 1                  | On Loan: No      |
| Wallbox NV                                | Wallbox NV                                 | CUSIP: N/A<br>LEI: 894500JI9CLUTQ0H9V68       | Long             | EC               | CORP              | ES        |      6974 | NS      | $39193.88     | 1.22%             |  |  |  | No            | 1                  | On Loan: —       |
| Tritium DCFC Ltd                          | Tritium DCFC Ltd                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | AU        |     10051 | NS      | $16081.60     | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2023-01-24

**Name of Applicant:** Tidal ETF Trust

**Signature:** /s/ Aaron Perkovich

**Name of Signer:** Aaron Perkovich

**Title:** Treasurer/Principal Financial