# EDGAR Filing Document

**Accession Number:** 0001260221
**File Stem:** 0001260221-23-000026
**Filing Date:** 2023-3
**Character Count:** 7105
**Document Hash:** 99928b3abb53d355568dba8f9d602025
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001260221-23-000026.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001260221-23-000026

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230309

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TransDigm Group INC
- **CENTRAL INDEX KEY:** 0001260221
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
- **IRS NUMBER:** 510484716
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-32833
- **FILM NUMBER:** 23723664

**BUSINESS ADDRESS:**
- **STREET 1:** 1301 EAST 9TH STREET
- **STREET 2:** SUITE 3000
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44114
- **BUSINESS PHONE:** 216 706 2960

**MAIL ADDRESS:**
- **STREET 1:** 1301 EAST 9TH STREET
- **STREET 2:** SUITE 3000
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TD HOLDING CORP
- **DATE OF NAME CHANGE:** 20030818

?xml version="1.0" ? tdg-20230309

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

 

**FORM 8-K** 

 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): March 9, 2023** 

 

**TransDigm Group Incorporated** 

**(Exact name of registrant as specified in its charter)**

 

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| | | |
|:---|:---|:---|
| **Delaware** | **001-32833** | **41-2101738** |
| **(State or other jurisdiction**<br>**of incorporation)** | **(Commission**<br>**File Number)** | **(IRS Employer**<br>**Identification No.)** |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **1301 East 9th Street,** | **Suite 3000,** | **Cleveland,** | **Ohio** | **44114** |
| **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Zip Code)** |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(216) 706-2960** 

**(Registrant's telephone number, including area code)**

**Not Applicable**

**(Former name or former address, if changed since last report.)**

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class:** | **Trading Symbol:** | **Name of each exchange on which registered:** |
| Common Stock, $0.01 par value | TDG | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07.** | **Submission of Matters to a Vote Security Holders.** |

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On March 9, 2023, TransDigm Group Incorporated (the "Company") conducted its Annual Meeting of Stockholders (the "2023 Annual Meeting"). At the meeting, Messrs. David Barr, Mervin Dunn, Michael Graff, Sean Hennessy, W. Nicholas Howley, Gary E. McCullough, Robert Small, John Staer, Kevin Stein and Mses. Jane Cronin and Michele Santana were re-elected as directors of the Company. In addition, the stockholders, in an advisory vote, ratified the Company's selection of Ernst & Young LLP as its independent accountants for the fiscal year ending September 30, 2023; approved the compensation paid by the Company to its named executive officers; and approved holding an advisory vote on the compensation paid by the Company to its named executive officers annually. The details of the vote are set forth below:

<u>Proposal 1 – Election of Directors:</u>

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| | | | |
|:---|:---|:---|:---|
| | FOR | WITHHELD | BROKER NON-VOTES |
| David Barr | 46988635 | 1975113 | 1676262 |
| Jane Cronin | 48442359 | 521389 | 1676262 |
| Mervin Dunn | 32970525 | 15993223 | 1676262 |
| Michael Graff | 30843858 | 18119890 | 1676262 |
| Sean Hennessy | 32815598 | 16148150 | 1676262 |
| W. Nicholas Howley | 43316549 | 5647199 | 1676262 |
| Gary E. McCullough | 34713054 | 14250694 | 1676262 |
| Michele Santana | 47003699 | 1960049 | 1676262 |
| Robert Small | 33099887 | 15863861 | 1676262 |
| John Staer | 46635472 | 2328276 | 1676262 |
| Kevin Stein | 48016866 | 946882 | 1676262 |

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<u>Proposal 2 – To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2023:</u> 

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| | |
|:---|:---|
| FOR | 50,261,227 |
| AGAINST | 375,403 |
| ABSTAIN | 3,380 |

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<u>Proposal 3 – To approve (in an advisory vote) compensation paid to the Company's named executive officers:</u>

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| | |
|:---|:---|
| FOR | 24,938,440 |
| AGAINST | 23,964,986 |
| ABSTAIN | 60,322 |
| BROKER NON-VOTES | 1,676,262 |

---

<u>Proposal 4 – To approve (in an advisory vote) on how often to conduct an advisory vote on compensation paid to the Company's named executive officers:</u> 

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| | |
|:---|:---|
| 1 YEAR | 43,017,967 |
| 2 YEARS | 163,360 |
| 3 YEARS | 4,045,512 |
| ABSTAIN | 1,533,233 |

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In light of this result and other factors considered by the Board of Directors, the Board has determined that the Company will hold future say on pay votes on an annual basis until the next required non-binding advisory vote on the frequency of say on pay votes.

No other matters were brought before stockholders for a vote at the 2023 Annual Meeting.

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**<u>SIGNATURE</u>**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| TRANSDIGM GROUP INCORPORATED | TRANSDIGM GROUP INCORPORATED |
| By: | /s/ Jessica Warren |
| Name: | Jessica Warren |
| Title: | General Counsel, Chief Compliance Officer and Secretary |
|  | General Counsel, Chief Compliance Officer and Secretary |

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Dated: March 10, 2023