# EDGAR Filing Document

**Accession Number:** 0001450096
**File Stem:** 0001450096-26-000003
**Filing Date:** 2026-3
**Character Count:** 2715
**Document Hash:** 312c752d1c216ed89ce2cc68c6ffe40e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001450096-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001450096-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PACIFIC ALLIANCE ASSOCIATES LLC
- **CENTRAL INDEX KEY:** 0001450096

**ORGANIZATION NAME:**
- **EIN:** 263631036
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68088
- **FILM NUMBER:** 26705605

**BUSINESS ADDRESS:**
- **STREET 1:** 261 MADISON AVENUE
- **STREET 2:** 9TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016
- **BUSINESS PHONE:** 415-604-9537

**MAIL ADDRESS:**
- **STREET 1:** 261 MADISON AVENUE
- **STREET 2:** 9TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREY BASSETT LLC
- **DATE OF NAME CHANGE:** 20160302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PAG ASSOCIATES LLC
- **DATE OF NAME CHANGE:** 20151224

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREY BASSETT LLC
- **DATE OF NAME CHANGE:** 20081114

### Attached PDF Documents

**Attachment 1:** `paashort2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001450096

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PACIFIC ALLIANCE ASSOCIATES LLC

**Business Address:** 261 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY, 10016

**Contact Person:** Richard M Feldman

**Contact Phone:** 212-392-4838

### Independent Public Accountant Identification

**Accountant Name:** Sanville & Company

**Accountant Address:** 2617 Huntingdon Pike, Huntingdon Valley, PA, 19006

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Heather Slate**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PACIFIC ALLIANCE ASSOCIATES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Heather Slate

**Title:** Chief Compliance Officer