# EDGAR Filing Document

**Accession Number:** 0001492493
**File Stem:** 9999999997-23-001608
**Filing Date:** 2023-2
**Character Count:** 1282
**Document Hash:** c05eedb08c8f13882bd7f552c8a1712d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001608.hdr.sgml**: 20230410

**ACCESSION NUMBER**: 9999999997-23-001608

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230217

**DATE AS OF CHANGE**: 20230408

**EFFECTIVENESS DATE**: 20230217

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROC GLOBAL LLC
- **CENTRAL INDEX KEY:** 0001492493
- **IRS NUMBER:** 371596297
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68605
- **FILM NUMBER:** 23000659

**BUSINESS ADDRESS:**
- **STREET 1:** 295 MADISON AVE,
- **STREET 2:** 12TH FLOOR, OFFICE 1226
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 646-218-9841

**MAIL ADDRESS:**
- **STREET 1:** 295 MADISON AVE,
- **STREET 2:** 12TH FLOOR, OFFICE 1226
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROC GLOBAL SECURITIES LLC
- **DATE OF NAME CHANGE:** 20100520

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000659 for access to the original document.

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