# EDGAR Filing Document

**Accession Number:** 0001599511
**File Stem:** 0001599511-26-000001
**Filing Date:** 2026-2
**Character Count:** 31365
**Document Hash:** ab3cf48019ab0bcd3d95410e4878999a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001599511-26-000001.hdr.sgml**: 20260206

**ACCESSION NUMBER**: 0001599511-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260206

**DATE AS OF CHANGE**: 20260205

**EFFECTIVENESS DATE**: 20260206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tortoise Investment Management, LLC
- **CENTRAL INDEX KEY:** 0001599511

**ORGANIZATION NAME:**
- **EIN:** 201723529
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15827
- **FILM NUMBER:** 26604681

**BUSINESS ADDRESS:**
- **STREET 1:** 2 WESTCHESTER PARK DRIVE
- **STREET 2:** SUITE 215
- **CITY:** WHITE PLAINS
- **STATE:** NY
- **ZIP:** 10604
- **BUSINESS PHONE:** 914-686-0024

**MAIL ADDRESS:**
- **STREET 1:** 2 WESTCHESTER PARK DRIVE
- **STREET 2:** SUITE 215
- **CITY:** WHITE PLAINS
- **STATE:** NY
- **ZIP:** 10604

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Tortoise Investment Management LLC<br>**Address:** 2 WESTCHESTER PARK DRIVE<br>SUITE 215<br>WHITE PLAINS, NY 10604

**Form 13F File Number:** 028-15827

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mike Mattern<br>**Title:** CCO<br>**Phone:** 914-686-0024

**Signature, Place, and Date of Signing:**

/s/Mike Mattern  White Plains, NY  02-05-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 240

**Form 13F Information Table Value Total:** $1138631459

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 223374 | 978 | SH |  | SOLE |  | 0 | 0 | 978 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | BBG001SCXK90 | 213299 | 795 | SH |  | SOLE |  | 0 | 0 | 795 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1280921 | 4092 | SH |  | SOLE |  | 0 | 0 | 4092 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 854791 | 2724 | SH |  | SOLE |  | 0 | 0 | 2724 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 1149830 | 4982 | SH |  | SOLE |  | 0 | 0 | 4982 |
| AMERICAN CENTY ETF TR | AVANTIS EMERGING | 025072141 | BBG01JY8SW65 | 812266 | 13015 | SH |  | SOLE |  | 0 | 0 | 13015 |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 025072604 | BBG00Q6ZDXT0 | 9275806 | 120434 | SH |  | SOLE |  | 0 | 0 | 120434 |
| AMERICAN CENTY ETF TR | AVANTIS RESPON U | 025072281 | BBG0161K06W0 | 405916 | 5320 | SH |  | SOLE |  | 0 | 0 | 5320 |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 025072299 | BBG0161JYFR2 | 450758 | 6070 | SH |  | SOLE |  | 0 | 0 | 6070 |
| AMERICAN CENTY ETF TR | AVANTIS US SMALL | 025072323 | BBG014GDZKC8 | 936492 | 15943 | SH |  | SOLE |  | 0 | 0 | 15943 |
| AMERICAN CENTY ETF TR | CORE MUNI FXD IN | 025072695 | BBG00YFF8PK9 | 1737930 | 37585 | SH |  | SOLE |  | 0 | 0 | 37585 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 025072372 | BBG012NXXGN9 | 4006080 | 68703 | SH |  | SOLE |  | 0 | 0 | 68703 |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 025072364 | BBG012R45GX9 | 6514085 | 91451 | SH |  | SOLE |  | 0 | 0 | 91451 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 | BBG00Q9MQ6T1 | 3105522 | 37725 | SH |  | SOLE |  | 0 | 0 | 37725 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 | BBG00Q9MR7Z1 | 4279889 | 45545 | SH |  | SOLE |  | 0 | 0 | 45545 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 | BBG00Q9MPQH1 | 40177648 | 359435 | SH |  | SOLE |  | 0 | 0 | 359435 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 025072349 | BBG012NL46D0 | 2451235 | 32351 | SH |  | SOLE |  | 0 | 0 | 32351 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | BBG00Q9MQZW3 | 7215447 | 70754 | SH |  | SOLE |  | 0 | 0 | 70754 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 471316 | 1274 | SH |  | SOLE |  | 0 | 0 | 1274 |
| AMERIPRISE FINL INC | COM | 03076C106 | BBG001SK6096 | 270253 | 551 | SH |  | SOLE |  | 0 | 0 | 551 |
| ANGEL OAK FUNDS TRUST | INCOME ETF | 03463K760 | BBG01B5GT7V2 | 13493769 | 647945 | SH |  | SOLE |  | 0 | 0 | 647945 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 14457471 | 53180 | SH |  | SOLE |  | 0 | 0 | 53180 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 600 | 8500 | SH | Put | SOLE |  | 0 | 0 | 8500 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 225008 | 9058 | SH |  | SOLE |  | 0 | 0 | 9058 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 | BBG00B6G7GM6 | 341537 | 1870 | SH |  | SOLE |  | 0 | 0 | 1870 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 | BBG00B6G7GM6 | 480 | 800 | SH | Put | SOLE |  | 0 | 0 | 800 |
| BATH  BODY WORKS INC | COM | 070830104 | BBG001S5SWL1 | 277988 | 13844 | SH |  | SOLE |  | 0 | 0 | 13844 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 9303046 | 18508 | SH |  | SOLE |  | 0 | 0 | 18508 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | BBG003BPM0W5 | 31061146 | 1361137 | SH |  | SOLE |  | 0 | 0 | 1361137 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 585888 | 1693 | SH |  | SOLE |  | 0 | 0 | 1693 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | BBG001S65PV8 | 277344 | 1144 | SH |  | SOLE |  | 0 | 0 | 1144 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 487548 | 851 | SH |  | SOLE |  | 0 | 0 | 851 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 479109 | 3144 | SH |  | SOLE |  | 0 | 0 | 3144 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 634394 | 8236 | SH |  | SOLE |  | 0 | 0 | 8236 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 253633 | 3628 | SH |  | SOLE |  | 0 | 0 | 3628 |
| COLGATE PALMOLIVE CO | COM | 194162103 | BBG001S5PVM5 | 433100 | 5481 | SH |  | SOLE |  | 0 | 0 | 5481 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 1378019 | 1598 | SH |  | SOLE |  | 0 | 0 | 1598 |
| DIMENSIONAL ETF TRUST | CALIF MUN BD ETF | 25434V633 | BBG01H4ZQZZ5 | 330029 | 6590 | SH |  | SOLE |  | 0 | 0 | 6590 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 25434V732 | BBG017159MD8 | 527702 | 15952 | SH |  | SOLE |  | 0 | 0 | 15952 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 25434V757 | BBG017156DS5 | 1397231 | 43325 | SH |  | SOLE |  | 0 | 0 | 43325 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 25434V740 | BBG017158GJ6 | 6559461 | 194412 | SH |  | SOLE |  | 0 | 0 | 194412 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 | BBG00Y2PHW26 | 11067098 | 339794 | SH |  | SOLE |  | 0 | 0 | 339794 |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 25434V856 | BBG01254K0G0 | 1119594 | 26942 | SH |  | SOLE |  | 0 | 0 | 26942 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | BBG012G21Y06 | 9061141 | 181586 | SH |  | SOLE |  | 0 | 0 | 181586 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 | BBG00Y2PGDN6 | 11050443 | 289962 | SH |  | SOLE |  | 0 | 0 | 289962 |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 25434V765 | BBG01636J356 | 3240596 | 102340 | SH |  | SOLE |  | 0 | 0 | 102340 |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 25434V773 | BBG01633DW64 | 1125033 | 34154 | SH |  | SOLE |  | 0 | 0 | 34154 |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 25434V781 | BBG01633Y2Y6 | 1472158 | 38741 | SH |  | SOLE |  | 0 | 0 | 38741 |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 25434V864 | BBG01254JDW6 | 5954831 | 124188 | SH |  | SOLE |  | 0 | 0 | 124188 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 | BBG00Y2JG0C0 | 17224354 | 368042 | SH |  | SOLE |  | 0 | 0 | 368042 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | BBG011DXY6D4 | 11261000 | 284441 | SH |  | SOLE |  | 0 | 0 | 284441 |
| DIMENSIONAL ETF TRUST | US EQUITY MARKET | 25434V401 | BBG011DXXNJ2 | 6735452 | 90811 | SH |  | SOLE |  | 0 | 0 | 90811 |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 25434V831 | BBG015DLMLQ7 | 5200946 | 136759 | SH |  | SOLE |  | 0 | 0 | 136759 |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 25434V666 | BBG01BN5Z188 | 403917 | 11807 | SH |  | SOLE |  | 0 | 0 | 11807 |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 25434V823 | BBG015GTL6R0 | 275318 | 12022 | SH |  | SOLE |  | 0 | 0 | 12022 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | BBG011DXXVM0 | 5438580 | 78062 | SH |  | SOLE |  | 0 | 0 | 78062 |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 25434V815 | BBG015DG3GG1 | 9196776 | 279622 | SH |  | SOLE |  | 0 | 0 | 279622 |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 25434V716 | BBG01B92NHL4 | 682720 | 15720 | SH |  | SOLE |  | 0 | 0 | 15720 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 | BBG012G2PD33 | 1205020 | 36817 | SH |  | SOLE |  | 0 | 0 | 36817 |
| DNP SELECT INCOME FD INC | COM | 23325P104 | BBG001S5QKC9 | 665645 | 66631 | SH |  | SOLE |  | 0 | 0 | 66631 |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | 25861R303 | BBG01G091FF2 | 13748595 | 264905 | SH |  | SOLE |  | 0 | 0 | 264905 |
| DOUBLELINE ETF TRUST | MORTGAGE ETF | 25861R402 | BBG01G091M76 | 22132978 | 445735 | SH |  | SOLE |  | 0 | 0 | 445735 |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 02072L565 | BBG01BBK3R95 | 14426174 | 125336 | SH |  | SOLE |  | 0 | 0 | 125336 |
| EASTERN BANKSHARES INC | COM | 27627N105 | BBG00W9KWY41 | 229970 | 12478 | SH |  | SOLE |  | 0 | 0 | 12478 |
| ELI LILLY  CO | COM | 532457108 | BBG001S5STL8 | 1564626 | 1456 | SH |  | SOLE |  | 0 | 0 | 1456 |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 490229 | 3694 | SH |  | SOLE |  | 0 | 0 | 3694 |
| EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 292102100 | BBG004M284L2 | 119051 | 18897 | SH |  | SOLE |  | 0 | 0 | 18897 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 481641 | 4002 | SH |  | SOLE |  | 0 | 0 | 4002 |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 316092857 | BBG008229899 | 1381447 | 51374 | SH |  | SOLE |  | 0 | 0 | 51374 |
| GE AEROSPACE | COM NEW | 369604301 | BBG001S5PVD5 | 464082 | 1507 | SH |  | SOLE |  | 0 | 0 | 1507 |
| GE VERNOVA INC | COM | 36828A101 | BBG013G17W77 | 270622 | 414 | SH |  | SOLE |  | 0 | 0 | 414 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 1214236 | 1381 | SH |  | SOLE |  | 0 | 0 | 1381 |
| HARTFORD INSURANCE GROUP INC | COM | 416515104 | BBG001S8PXF3 | 212309 | 1541 | SH |  | SOLE |  | 0 | 0 | 1541 |
| HEICO CORP NEW | CL A | 422806208 | BBG001S96YM2 | 736377 | 2917 | SH |  | SOLE |  | 0 | 0 | 2917 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 1158241 | 3366 | SH |  | SOLE |  | 0 | 0 | 3366 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 209422 | 1073 | SH |  | SOLE |  | 0 | 0 | 1073 |
| HYPERFINE INC | COM CL A | 44916K106 | BBG00YVTN9K0 | 70510 | 72000 | SH |  | SOLE |  | 0 | 0 | 72000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 767112 | 2590 | SH |  | SOLE |  | 0 | 0 | 2590 |
| INVESCO CURRENCYSHARES BRIT | BRIT POUN STRL | 46138M109 | BBG001SR8G30 | 200464 | 1545 | SH |  | SOLE |  | 0 | 0 | 1545 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | BBG001T06LJ2 | 5995937 | 258557 | SH |  | SOLE |  | 0 | 0 | 258557 |
| INVESCO EXCH TRADED FD TR II | NY AMT FRE MUN | 46138E529 | BBG001T06LM8 | 1195852 | 53592 | SH |  | SOLE |  | 0 | 0 | 53592 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | BBG001STKGB3 | 11311595 | 415867 | SH |  | SOLE |  | 0 | 0 | 415867 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 | BBG00KJR2NN7 | 218378 | 1140 | SH |  | SOLE |  | 0 | 0 | 1140 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 | BBG001SDTVQ0 | 889042 | 11846 | SH |  | SOLE |  | 0 | 0 | 11846 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 1738125 | 2829 | SH |  | SOLE |  | 0 | 0 | 2829 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | BBG01KYQ6QS5 | 275309 | 5545 | SH |  | SOLE |  | 0 | 0 | 5545 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | BBG001SJK6D5 | 453984 | 5593 | SH |  | SOLE |  | 0 | 0 | 5593 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | BBG003HC3DG9 | 20761624 | 308861 | SH |  | SOLE |  | 0 | 0 | 308861 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 601242 | 13612 | SH |  | SOLE |  | 0 | 0 | 13612 |
| ISHARES INC | JP MORGAN EM ETF | 464286517 | BBG0025X4J38 | 239028 | 5750 | SH |  | SOLE |  | 0 | 0 | 5750 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 | BBG0025X3FS0 | 992940 | 15505 | SH |  | SOLE |  | 0 | 0 | 15505 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 | BBG00TZR7YF0 | 28679695 | 285711 | SH |  | SOLE |  | 0 | 0 | 285711 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | BBG001TG5H89 | 58004252 | 566503 | SH |  | SOLE |  | 0 | 0 | 566503 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | BBG001S8MLN3 | 3715979 | 42634 | SH |  | SOLE |  | 0 | 0 | 42634 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | BBG003H6TRS0 | 14175973 | 158462 | SH |  | SOLE |  | 0 | 0 | 158462 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 | BBG003H6TMV7 | 4541023 | 53651 | SH |  | SOLE |  | 0 | 0 | 53651 |
| ISHARES TR | CORE S MCP ETF | 464287507 | BBG001SFC7V0 | 1711644 | 25934 | SH |  | SOLE |  | 0 | 0 | 25934 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 11933336 | 99296 | SH |  | SOLE |  | 0 | 0 | 99296 |
| ISHARES TR | CORE S TTL STK | 464287150 | BBG001SHTRL5 | 17725453 | 119211 | SH |  | SOLE |  | 0 | 0 | 119211 |
| ISHARES TR | CORE S US GWT | 464287671 | BBG001SFQL99 | 241498 | 1438 | SH |  | SOLE |  | 0 | 0 | 1438 |
| ISHARES TR | CORE S US VLU | 464287663 | BBG001SFQL80 | 10634526 | 103711 | SH |  | SOLE |  | 0 | 0 | 103711 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 100687955 | 147003 | SH |  | SOLE |  | 0 | 0 | 147003 |
| ISHARES TR | EAFE SML CP ETF | 464288273 | BBG001SYVWS7 | 1248388 | 16102 | SH |  | SOLE |  | 0 | 0 | 16102 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 | BBG00D7BBRS7 | 279660 | 2941 | SH |  | SOLE |  | 0 | 0 | 2941 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 | BBG00KK87757 | 437546 | 9516 | SH |  | SOLE |  | 0 | 0 | 9516 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | BBG00FFPFTS4 | 277401 | 1862 | SH |  | SOLE |  | 0 | 0 | 1862 |
| ISHARES TR | ESG MSCI USA ETF | 46436E767 | BBG00VHK2B74 | 397993 | 6912 | SH |  | SOLE |  | 0 | 0 | 6912 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 | BBG001SHHYT5 | 474534 | 3674 | SH |  | SOLE |  | 0 | 0 | 3674 |
| ISHARES TR | GL TIMB FORE ETF | 464288174 | BBG001T2V266 | 208829 | 2900 | SH |  | SOLE |  | 0 | 0 | 2900 |
| ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 3523283 | 37002 | SH |  | SOLE |  | 0 | 0 | 37002 |
| ISHARES TR | MICRO-CAP ETF | 464288869 | BBG001SP7X10 | 468211 | 2969 | SH |  | SOLE |  | 0 | 0 | 2969 |
| ISHARES TR | MSCI ACWI EX US | 464288240 | BBG001S56R18 | 325245 | 4845 | SH |  | SOLE |  | 0 | 0 | 4845 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | BBG001SG09V7 | 1436417 | 14958 | SH |  | SOLE |  | 0 | 0 | 14958 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | BBG001SK77D5 | 1171155 | 21407 | SH |  | SOLE |  | 0 | 0 | 21407 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 202162 | 2147 | SH |  | SOLE |  | 0 | 0 | 2147 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | BBG004TRTWW3 | 3261142 | 16419 | SH |  | SOLE |  | 0 | 0 | 16419 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 927626 | 8660 | SH |  | SOLE |  | 0 | 0 | 8660 |
| ISHARES TR | RUS 1000 ETF | 464287622 | BBG001S562W9 | 17778358 | 47607 | SH |  | SOLE |  | 0 | 0 | 47607 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | BBG001S56320 | 1440252 | 3043 | SH |  | SOLE |  | 0 | 0 | 3043 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | BBG001S562P7 | 473475 | 2251 | SH |  | SOLE |  | 0 | 0 | 2251 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | BBG001SJCNS1 | 254923 | 2648 | SH |  | SOLE |  | 0 | 0 | 2648 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | BBG001SFC7Y7 | 1381450 | 5612 | SH |  | SOLE |  | 0 | 0 | 5612 |
| ISHARES TR | S 100 ETF | 464287101 | BBG001SGB026 | 2382613 | 6947 | SH |  | SOLE |  | 0 | 0 | 6947 |
| ISHARES TR | S 500 GRWT ETF | 464287309 | BBG001S561Q8 | 705273 | 5722 | SH |  | SOLE |  | 0 | 0 | 5722 |
| ISHARES TR | S 500 VAL ETF | 464287408 | BBG001S561K4 | 6103862 | 28782 | SH |  | SOLE |  | 0 | 0 | 28782 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | BBG001SFQL26 | 3008576 | 26456 | SH |  | SOLE |  | 0 | 0 | 26456 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | BBG001SSD803 | 425361 | 3862 | SH |  | SOLE |  | 0 | 0 | 3862 |
| ISHARES U S ETF TR | SHORT MATURITY M | 46431W838 | BBG0087DRNC3 | 3093170 | 61470 | SH |  | SOLE |  | 0 | 0 | 61470 |
| J P MORGAN EXCHANGE TRADED F | MORTGAGE BACKED | 46654Q575 | BBG01VGCNZQ5 | 1973980 | 38660 | SH |  | SOLE |  | 0 | 0 | 38660 |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 46641Q647 | BBG00M8D48L9 | 26772424 | 530147 | SH |  | SOLE |  | 0 | 0 | 530147 |
| J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | 46641Q274 | BBG00Z6Q0T95 | 270837 | 5695 | SH |  | SOLE |  | 0 | 0 | 5695 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | BBG00M8D2458 | 7901762 | 155119 | SH |  | SOLE |  | 0 | 0 | 155119 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | BBG00XX898D2 | 7724981 | 152728 | SH |  | SOLE |  | 0 | 0 | 152728 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 506200 | 2446 | SH |  | SOLE |  | 0 | 0 | 2446 |
| JPMORGAN CHASE  CO. | COM | 46625H100 | BBG001S8CRC3 | 2514608 | 7804 | SH |  | SOLE |  | 0 | 0 | 7804 |
| KINDER MORGAN INC DEL | COM | 49456B101 | BBG001TG2YZ5 | 304815 | 11088 | SH |  | SOLE |  | 0 | 0 | 11088 |
| LIGHTBRIDGE CORP | COM | 53224K302 | BBG001SJ10R4 | 2729444 | 215937 | SH |  | SOLE |  | 0 | 0 | 215937 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 307177 | 1005 | SH |  | SOLE |  | 0 | 0 | 1005 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 383296 | 3641 | SH |  | SOLE |  | 0 | 0 | 3641 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 615746 | 933 | SH |  | SOLE |  | 0 | 0 | 933 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | BBG001SB87G1 | 284415 | 204 | SH |  | SOLE |  | 0 | 0 | 204 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 4628017 | 9570 | SH |  | SOLE |  | 0 | 0 | 9570 |
| MUELLER INDS INC | COM | 624756102 | BBG001S6PVC4 | 398586 | 3472 | SH |  | SOLE |  | 0 | 0 | 3472 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | BBG00FJ5HBJ1 | 298006 | 6615 | SH |  | SOLE |  | 0 | 0 | 6615 |
| NUVATION BIO INC | COM CL A | 67080N101 | BBG00VHJ0CD0 | 123218 | 13752 | SH |  | SOLE |  | 0 | 0 | 13752 |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | BBG001S6RMX9 | 8841047 | 617823 | SH |  | SOLE |  | 0 | 0 | 617823 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 | BBG001S5TS84 | 1021506 | 112749 | SH |  | SOLE |  | 0 | 0 | 112749 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 | BBG001S5TNX7 | 5671989 | 662306 | SH |  | SOLE |  | 0 | 0 | 662306 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | BBG001S74480 | 5760218 | 618713 | SH |  | SOLE |  | 0 | 0 | 618713 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 1543106 | 8274 | SH |  | SOLE |  | 0 | 0 | 8274 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | BBG001T53796 | 349634 | 1967 | SH |  | SOLE |  | 0 | 0 | 1967 |
| PARKER-HANNIFIN CORP | COM | 701094104 | BBG001S5V554 | 512192 | 583 | SH |  | SOLE |  | 0 | 0 | 583 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 624584 | 4352 | SH |  | SOLE |  | 0 | 0 | 4352 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 211303 | 1317 | SH |  | SOLE |  | 0 | 0 | 1317 |
| PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | BBG001T5HFW7 | 2896299 | 55967 | SH |  | SOLE |  | 0 | 0 | 55967 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | BBG001SF6Y39 | 596950 | 11390 | SH |  | SOLE |  | 0 | 0 | 11390 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 | BBG012DX1041 | 3275276 | 72270 | SH |  | SOLE |  | 0 | 0 | 72270 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | BBG001S5WW18 | 290145 | 2834 | SH |  | SOLE |  | 0 | 0 | 2834 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 511600 | 3570 | SH |  | SOLE |  | 0 | 0 | 3570 |
| PROGRESSIVE CORP | COM | 743315103 | BBG001S5V509 | 6854278 | 30100 | SH |  | SOLE |  | 0 | 0 | 30100 |
| PROGRESSIVE CORP | COM | 743315103 | BBG001S5V509 | 108 | 400 | SH | Call | SOLE |  | 0 | 0 | 400 |
| PUTNAM ETF TRUST | FRANKLIN NY MUNI | 746729763 | BBG01XWMZ021 | 217754 | 27757 | SH |  | SOLE |  | 0 | 0 | 27757 |
| REDDIT INC | CL A | 75734B100 | BBG015RGX648 | 254006 | 1105 | SH |  | SOLE |  | 0 | 0 | 1105 |
| RELMADA THERAPEUTICS INC | COM | 75955J402 | BBG003MKSL25 | 67180 | 13909 | SH |  | SOLE |  | 0 | 0 | 13909 |
| RTX CORPORATION | COM | 75513E101 | BBG001S5X5Q9 | 339694 | 1852 | SH |  | SOLE |  | 0 | 0 | 1852 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | BBG001T6L7D9 | 2460049 | 75116 | SH |  | SOLE |  | 0 | 0 | 75116 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524755 | BBG0051K49J8 | 280121 | 6196 | SH |  | SOLE |  | 0 | 0 | 6196 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | BBG001T5XQY3 | 3341591 | 139001 | SH |  | SOLE |  | 0 | 0 | 139001 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | BBG001T6L7C0 | 16250879 | 356927 | SH |  | SOLE |  | 0 | 0 | 356927 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | BBG001T9F7C1 | 1232923 | 49160 | SH |  | SOLE |  | 0 | 0 | 49160 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | BBG001T9F795 | 1884982 | 77348 | SH |  | SOLE |  | 0 | 0 | 77348 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | BBG001T5XQT9 | 3932559 | 149926 | SH |  | SOLE |  | 0 | 0 | 149926 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | BBG001T66WQ7 | 2472332 | 83497 | SH |  | SOLE |  | 0 | 0 | 83497 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | BBG001T5XQV6 | 18971735 | 705007 | SH |  | SOLE |  | 0 | 0 | 705007 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | BBG001V039G2 | 10944450 | 523909 | SH |  | SOLE |  | 0 | 0 | 523909 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | BBG001T5XQW5 | 7108223 | 249586 | SH |  | SOLE |  | 0 | 0 | 249586 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | BBG001T9F777 | 23711831 | 895124 | SH |  | SOLE |  | 0 | 0 | 895124 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 | BBG001S7T223 | 293917 | 5366 | SH |  | SOLE |  | 0 | 0 | 5366 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 | BBG001S7TCZ5 | 377505 | 2622 | SH |  | SOLE |  | 0 | 0 | 2622 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | BBG004DW5NC7 | 233728 | 1452 | SH |  | SOLE |  | 0 | 0 | 1452 |
| SIMPLIFY EXCHANGE TRADED FUN | MBS ETF | 82889N525 | BBG01JXBTX20 | 23727747 | 470695 | SH |  | SOLE |  | 0 | 0 | 470695 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | BBG001S8LH99 | 4907581 | 10212 | SH |  | SOLE |  | 0 | 0 | 10212 |
| SPDR INDEX SHS FDS | MSCI EMR MKT ETF | 78470E205 | BBG00F161LN8 | 476882 | 11183 | SH |  | SOLE |  | 0 | 0 | 11183 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | BBG001SRXRJ1 | 12003618 | 270291 | SH |  | SOLE |  | 0 | 0 | 270291 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | BBG001SRXRD7 | 15619806 | 333685 | SH |  | SOLE |  | 0 | 0 | 333685 |
| SPDR INDEX SHS FDS | S EMKTSC ETF | 78463X756 | BBG001T2PHC3 | 4049543 | 61678 | SH |  | SOLE |  | 0 | 0 | 61678 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 16186931 | 23737 | SH |  | SOLE |  | 0 | 0 | 23737 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 67856 | 24300 | SH | Put | SOLE |  | 0 | 0 | 24300 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R796 | BBG00BKMB118 | 271679 | 4835 | SH |  | SOLE |  | 0 | 0 | 4835 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A664 | BBG001STKCY7 | 1810072 | 68382 | SH |  | SOLE |  | 0 | 0 | 68382 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R853 | BBG004T58LZ5 | 9732466 | 207692 | SH |  | SOLE |  | 0 | 0 | 207692 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A284 | BBG001V11QG4 | 507654 | 20355 | SH |  | SOLE |  | 0 | 0 | 20355 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A300 | BBG001SG3JV2 | 2951158 | 32441 | SH |  | SOLE |  | 0 | 0 | 32441 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R721 | BBG001SRSPW6 | 506467 | 11080 | SH |  | SOLE |  | 0 | 0 | 11080 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 | BBG001SPTB87 | 13428593 | 167397 | SH |  | SOLE |  | 0 | 0 | 167397 |
| SSGA ACTIVE ETF TR | STATE STREET BLA | 78467V608 | BBG004DF1DW8 | 271557 | 6580 | SH |  | SOLE |  | 0 | 0 | 6580 |
| STRYKER CORPORATION | COM | 863667101 | BBG001S8FR03 | 412139 | 1173 | SH |  | SOLE |  | 0 | 0 | 1173 |
| TERAWULF INC | COM | 88080T104 | BBG0122MC919 | 1760475 | 153218 | SH |  | SOLE |  | 0 | 0 | 153218 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 557653 | 1240 | SH |  | SOLE |  | 0 | 0 | 1240 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | BBG001S5R103 | 306125 | 1055 | SH |  | SOLE |  | 0 | 0 | 1055 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 556556 | 2406 | SH |  | SOLE |  | 0 | 0 | 2406 |
| VANECK ETF TRUST | LONG MUNI ETF | 92189F536 | BBG001T10HL2 | 9001748 | 513476 | SH |  | SOLE |  | 0 | 0 | 513476 |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 92189F387 | BBG005T08310 | 253499 | 11065 | SH |  | SOLE |  | 0 | 0 | 11065 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 531469 | 6744 | SH |  | SOLE |  | 0 | 0 | 6744 |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | 922021605 | BBG01L82WF19 | 264686 | 2640 | SH |  | SOLE |  | 0 | 0 | 2640 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | BBG001SK3J43 | 567133 | 2712 | SH |  | SOLE |  | 0 | 0 | 2712 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | BBG001SHTTQ6 | 9681044 | 30753 | SH |  | SOLE |  | 0 | 0 | 30753 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | BBG001SHVTS1 | 392844 | 1354 | SH |  | SOLE |  | 0 | 0 | 1354 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | BBG001SMD2X3 | 1535723 | 17355 | SH |  | SOLE |  | 0 | 0 | 17355 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 | BBG001TC6MC1 | 4175903 | 6659 | SH |  | SOLE |  | 0 | 0 | 6659 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | BBG001SHVTR2 | 4457523 | 21047 | SH |  | SOLE |  | 0 | 0 | 21047 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 3408359 | 13213 | SH |  | SOLE |  | 0 | 0 | 13213 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 13255090 | 39536 | SH |  | SOLE |  | 0 | 0 | 39536 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 16849380 | 88221 | SH |  | SOLE |  | 0 | 0 | 88221 |
| VANGUARD INSTL INDEX FD | 0-3 MO TREAS BIL | 922040845 | BBG01S6YYQV7 | 5973453 | 79192 | SH |  | SOLE |  | 0 | 0 | 79192 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | BBG001SP7T00 | 3308361 | 44975 | SH |  | SOLE |  | 0 | 0 | 44975 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 9754626 | 181448 | SH |  | SOLE |  | 0 | 0 | 181448 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | BBG001T0SKD6 | 4658082 | 32499 | SH |  | SOLE |  | 0 | 0 | 32499 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | BBG001T2YZG9 | 1383658 | 9809 | SH |  | SOLE |  | 0 | 0 | 9809 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | BBG003H12XS7 | 1057702 | 21385 | SH |  | SOLE |  | 0 | 0 | 21385 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | BBG009THVRX1 | 3368374 | 66979 | SH |  | SOLE |  | 0 | 0 | 66979 |
| VANGUARD NY TAX FREE FDS | TAX EXEMPT BD | 92204H400 | BBG01V310Q33 | 1388444 | 13450 | SH |  | SOLE |  | 0 | 0 | 13450 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | BBG001T62M92 | 430089 | 7177 | SH |  | SOLE |  | 0 | 0 | 7177 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | BBG001T62MC8 | 24477678 | 438668 | SH |  | SOLE |  | 0 | 0 | 438668 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | BBG001T62MF5 | 990610 | 21041 | SH |  | SOLE |  | 0 | 0 | 21041 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | BBG001T62M74 | 2922170 | 49756 | SH |  | SOLE |  | 0 | 0 | 49756 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | BBG001T62KZ7 | 448880 | 5630 | SH |  | SOLE |  | 0 | 0 | 5630 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | BBG001SQX4T3 | 527912 | 2402 | SH |  | SOLE |  | 0 | 0 | 2402 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | BBG001TJR1D8 | 1345189 | 17831 | SH |  | SOLE |  | 0 | 0 | 17831 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 10673356 | 170856 | SH |  | SOLE |  | 0 | 0 | 170856 |
| VANGUARD WORLD FD | CONSUM DIS ETF | 92204A108 | BBG001SHVTQ3 | 221777 | 563 | SH |  | SOLE |  | 0 | 0 | 563 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 | BBG00M0P2VR5 | 424492 | 5927 | SH |  | SOLE |  | 0 | 0 | 5927 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 | BBG00M0P2SP4 | 2043982 | 16898 | SH |  | SOLE |  | 0 | 0 | 16898 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 | BBG001SHTTR5 | 201259 | 267 | SH |  | SOLE |  | 0 | 0 | 267 |
| VANGUARD WORLD FD | UTILITIES ETF | 92204A876 | BBG001SHVTP4 | 254430 | 1375 | SH |  | SOLE |  | 0 | 0 | 1375 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 333525 | 951 | SH |  | SOLE |  | 0 | 0 | 951 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | BBG001SRPT24 | 16334428 | 285367 | SH |  | SOLE |  | 0 | 0 | 285367 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | BBG001SHLB38 | 1088693 | 13439 | SH |  | SOLE |  | 0 | 0 | 13439 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 221110 | 1462 | SH |  | SOLE |  | 0 | 0 | 1462 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 | BBG001S6SX73 | 231650 | 954 | SH |  | SOLE |  | 0 | 0 | 954 |

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