# EDGAR Filing Document

**Accession Number:** 0001622850
**File Stem:** 0001622850-26-000001
**Filing Date:** 2026-3
**Character Count:** 2367
**Document Hash:** 2ba5098afd42f8edd81dd7f255d350ed
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001622850-26-000001.hdr.sgml**: 20260312

**ACCESSION NUMBER**: 0001622850-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260312

**DATE AS OF CHANGE**: 20260312

**EFFECTIVENESS DATE**: 20260312

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UCAP SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001622850

**ORGANIZATION NAME:**
- **EIN:** 371765525
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69543
- **FILM NUMBER:** 26746169

**BUSINESS ADDRESS:**
- **STREET 1:** 1221 BRICKELL AVENUE
- **STREET 2:** SUITE 2040
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131
- **BUSINESS PHONE:** 786-558-1207

**MAIL ADDRESS:**
- **STREET 1:** 1221 BRICKELL AVENUE
- **STREET 2:** SUITE 2040
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131

### Attached PDF Documents

**Attachment 1:** `UCAPPublic25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001622850

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UCAP SECURITIES LLC

**Business Address:** 1221 BRICKELL AVENUE, SUITE 2040, MIAMI, FL, 33131

**Contact Person:** Juan Massens

**Contact Phone:** 786-558-1207

### Independent Public Accountant Identification

**Accountant Name:** HLB Gravier, LLP

**Accountant Address:** 4000 Ponce De Leon Blvd, Suite 610, Coral Gables, FL, 33146

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Juan Massens**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UCAP SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Juan Massens

**Title:** COO

**Notarized:** Yes