# EDGAR Filing Document

**Accession Number:** 0002142321
**File Stem:** 0002142321-26-000003
**Filing Date:** 2026-6
**Character Count:** 6148
**Document Hash:** 56abf22dbdb9e5f54cb21a073bc5ad8d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002142321-26-000003.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0002142321-26-000003

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260618

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260626

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Roberts Richard J. Jr.
- **CENTRAL INDEX KEY:** 0002142321

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33492
- **FILM NUMBER:** 261129659

**MAIL ADDRESS:**
- **STREET 1:** C/O CVR ENERGY, INC.
- **STREET 2:** 2277 PLAZA DR., SUITE 500
- **CITY:** SUGAR LAND
- **STATE:** TX
- **ZIP:** 77479
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CVR ENERGY INC
- **CENTRAL INDEX KEY:** 0001376139
- **STANDARD INDUSTRIAL CLASSIFICATION:** PETROLEUM REFINING [2911]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2277 PLAZA DRIVE
- **STREET 2:** SUITE 500
- **CITY:** SUGAR LAND
- **STATE:** TX
- **ZIP:** 77479
- **BUSINESS PHONE:** (281) 207-3200

**MAIL ADDRESS:**
- **STREET 1:** 2277 PLAZA DRIVE
- **STREET 2:** SUITE 500
- **CITY:** SUGAR LAND
- **STATE:** TX
- **ZIP:** 77479

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Roberts Richard J. Jr.<br><sub>(Last) (First) (Middle)</sub><br>C/O CVR ENERGY, INC.<br>2277 PLAZA DRIVE, SUITE 500<br><sub>(Street)</sub><br>SUGAR LAND, TX 77479<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>CVR ENERGY INC [ CVI ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-06-18 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [ ] 10% Owner<br>[X] Officer (give title below)   [ ] Other (specify below)<br>_Interim CFO_ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Incentive Units<sup>(1)</sup> | <sup>(1)</sup> | <sup>(2)</sup> | Common Stock | 1412 | 0<sup>(3)</sup> | D |  |
| Incentive Units<sup>(4)</sup> | <sup>(4)</sup> | <sup>(2)</sup> | Common Stock | 5052 | 0<sup>(5)</sup> | D |  |
| Incentive Units<sup>(6)</sup> | <sup>(6)</sup> | <sup>(2)</sup> | Common Stock | 4620 | 0<sup>(5)</sup> | D |  |

---

### Footnotes:

(1) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services on December 13, 2023. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement.

(2) The Incentive Units expire immediately upon vest.

(3) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date.

(4) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services on December 11, 2024.  These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement.

(5) Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date or one share of CVR Energy, Inc. common stock, as determined by the Board or the Compensation Committee, as applicable, in its sole discretion.

(6) The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services on December 10, 2025.  These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement.

**Signature:** /s/ Richard J. Roberts, Jr.  
**Date:** 2026-06-26

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**