# EDGAR Filing Document

**Accession Number:** 0001049502
**File Stem:** 0001193125-26-245263
**Filing Date:** 2026-5
**Character Count:** 112988
**Document Hash:** e47b02d7e8ced84de87c3575df498809
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-245263.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0001193125-26-245263

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MKS INC
- **CENTRAL INDEX KEY:** 0001049502
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 042277512
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-23621
- **FILM NUMBER:** 261035923

**BUSINESS ADDRESS:**
- **STREET 1:** 2 TECH DRIVE
- **CITY:** ANDOVER
- **STATE:** MA
- **ZIP:** 01810
- **BUSINESS PHONE:** 978-645-5500

**MAIL ADDRESS:**
- **STREET 1:** 2 TECH DRIVE
- **CITY:** ANDOVER
- **STATE:** MA
- **ZIP:** 01810

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MKS INSTRUMENTS INC
- **DATE OF NAME CHANGE:** 19971112

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**FORM SD** 

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**SPECIALIZED DISCLOSURE REPORT** 

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**MKS Inc.** 

**(Exact name of the registrant as specified in its charter)** 

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| | | |
|:---|:---|:---|
| **Massachusetts** | **000-23621** | **04-2277512** |
| **(State or other jurisdiction of<br>incorporation or organization)** | **(Commission**<br>**File Number)** | **(IRS Employer**<br>**Identification No.)** |

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| | |
|:---|:---|
|  | <br>**01810** |
| **2 Tech Drive, Andover, Massachusetts** | <br>**01810** |
| **(Address of principal executive offices)** | **(Zip code)** |

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**Kathleen F. Burke (978) 645-5574** 

**(Name and telephone number, including area code, of the person to contact in connection with this report.)** 

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Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

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**Section 1 – Conflict Minerals Disclosure** 

**Item 1.01 – Conflict Minerals Disclosure and Report** 

**Conflict Minerals Disclosure** 

MKS Inc. ("MKS" or the "Company") has determined that gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, tantalum, tin and tungsten ("Conflict Minerals"), are necessary to the functionality or production of products manufactured or contracted to be manufactured by MKS.

MKS conducted in good faith a country of origin inquiry regarding Conflict Minerals in its products which was reasonably designed to determine if any of the Conflict Minerals originated in the Democratic Republic of the Congo or an adjoining country ("Covered Countries"), or from recycled or scrap sources.

MKS has determined that it is required to file, and has filed, a Conflict Minerals Report describing its reasonable country of origin inquiry and due diligence efforts on the source and chain of custody of the Conflict Minerals in its products. The Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD and is publicly available on MKS' website at <u>https://www.mks.com/ConflictMineralsReport</u>.

**Item 1.02 – Exhibit** 

MKS' Conflict Minerals Report for the calendar year ended December 31, 2025 is filed as Exhibit 1.01 to this Form SD.

**Section 2 – Resource Extraction Issuer Disclosure**

**Item 2.01 – Resource Extraction Issuer Disclosure and Report**

Not Applicable

**Section 3 – Exhibits** 

**Item 3.01 – Exhibits** 

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| | |
|:---|:---|
| **Exhibit**<br>**Number** | **Description** |
| 1.01 | [<u>Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form</u>](mksi-ex1_01.htm) |

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp;**MKS INC.** |  |
| /s/ Kathleen F. Burke | May 28, 2026 |
| Kathleen F. Burke |  |
| Executive Vice President, General Counsel & Secretary |  |

---

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## Exhibit 1.01

Exhibit 1.01

**MKS INC.** 

**Conflict Minerals Report** 

**For the Year Ended December 31, 2025** 

**Special Note Regarding Forward-Looking Statements** 

This report contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). These forward-looking statements reflect management's current opinions and are subject to certain risks and uncertainties that could cause actual results to differ materially from those stated. MKS assumes no obligation to update this information. Risks and uncertainties include, but are not limited to, those discussed in the section entitled "Risk Factors" found in the Company's most recent Annual Report on Form 10-K and any subsequent Quarterly Reports on Form 10-Q, as filed with the Securities and Exchange Commission (the "SEC").

**Summary of the Conflict Minerals Rule** 

This report for the year ended December 31, 2025 is included to comply with Rule 13p-1 under the Exchange Act (the "Conflict Minerals Rule"), which was adopted by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Conflict Minerals Rule imposes certain reporting obligations on a company that files reports with the SEC under Sections 13(a) and 15(d) of the Exchange Act (a "public company"), whose manufactured products contain Conflict Minerals which are necessary to the functionality or production of its products. Conflict minerals are defined as gold, columbite-tantalite ("coltan"), cassiterite and wolframite, including their derivatives, tantalum, tin and tungsten ("Conflict Minerals").

If a public company cannot establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo or an adjoining country (the "Covered Countries"), or from recycled and scrap sources, it must submit a Form SD which describes the reasonable country of origin inquiry completed.

If a public company has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then that company must exercise due diligence on the Conflict Minerals' source and chain of custody. The company must annually submit a report to the SEC that includes a description of those due diligence measures ("Conflict Minerals Report").

**1.** **Company Overview** 

This report has been prepared by management of MKS Inc. (herein referred to as "MKS," the "Company," "we," "us," or "our"). The information in this report includes the activities of MKS and its subsidiaries.

Founded in 1961, MKS enables technologies that transform our world. MKS delivers foundational technology solutions to leading edge semiconductor manufacturing, electronics and packaging, and specialty industrial applications. MKS applies its broad science and engineering capabilities to create instruments, subsystems, systems, process control solutions and specialty chemicals technology that improve process performance, optimize productivity and enable unique innovations for many of the world's leading technology and industrial companies. MKS' solutions are critical to addressing the challenges of miniaturization and complexity in advanced device manufacturing by enabling increased power, speed, feature enhancement, and optimized connectivity. MKS' solutions are also critical to addressing ever-increasing performance requirements across a wide array of specialty industrial applications. As of December 31, 2025, MKS employed approximately 10,000 individuals.

MKS has three reportable segments: the Vacuum Solutions Division ("VSD") segment, the Photonics Solutions Division ("PSD") segment and the Materials Solutions Division ("MSD") segment. The VSD segment delivers foundational technology solutions for semiconductor manufacturing, electronics and packaging and

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specialty industrial applications. VSD products are derived from MKS' core competencies in vacuum technologies, including pressure measurement and control, flow measurement and control, gas and vapor delivery, gas composition analysis, electronic control technology, reactive gas generation and delivery, power generation and delivery, and fiber optic temperature and position sensing. The PSD segment provides a broad range of instruments, components and subsystems to leading edge semiconductor manufacturing, electronics and packaging and specialty industrial applications. PSD products are derived from MKS' core competencies in lasers, photonics, optics, precision motion control and vibration control. The MSD segment develops leading process and manufacturing technologies for advanced surface modification, electroless and electrolytic plating, and surface finishing. Applying a comprehensive systems-and-solutions approach, MSD's portfolio includes chemistry, equipment and services for innovative and high-technology applications in our electronics and packaging and specialty industrial markets.

MKS has tens of thousands of products in its portfolio. MKS' products are used in diverse markets, applications and processes. MKS serves the semiconductor, electronics and packaging, and specialty industrial markets.

***Semiconductor Market*** 

MKS is a critical solutions provider for semiconductor manufacturing. Our products are used in major semiconductor processing steps, such as deposition, etching, cleaning, lithography, metrology, and inspection. The semiconductor industry continually faces new challenges, as products become smaller, more powerful and highly mobile. Ultra-thin layers, smaller critical dimensions, new materials, 3D structures, and the ongoing need for higher yield and productivity drive the need for tighter process measurement and control, all of which MKS supports. We believe we are the broadest critical subsystem provider in the wafer fabrication equipment ecosystem and address over 85% of the market. We characterize our broad and unique offering as Surround the Wafer<sup>®</sup> to reflect the technology enablement we provide across almost every major process in semiconductor manufacturing today.

***Electronics and Packaging Market*** 

MKS is a foundational solutions provider for the electronics and packaging market. Our portfolio includes photonics components, laser drilling systems, electronics chemistries and plating equipment that are critical for the manufacturing of printed circuit boards ("PCBs") and package substrates, and critical to wafer level packaging ("WLP") applications. Similar to the semiconductor industry, the PCB, package substrate and WLP industries increasingly demand smaller features, greater density, and better performance. We believe we are well positioned to support innovation in advanced technologies that underpin the growing adoption of artificial intelligence. We characterize our complementary offering of laser systems and chemistry solutions as Optimize the Interconnect<sup>®</sup>, to reflect the unique technology enablement we provide at the Interconnect level within PCBs, package substrates and WLPs.

***Specialty Industrial Market*** 

MKS' strategy in the specialty industrial market is to leverage our domain expertise and proprietary technologies across a broad array of applications in industrial, life and health sciences, and research and defense markets. Industrial encompasses a wide range of diverse applications, including chemistries for functional coatings, surface finishing and wear resistance in the automobile industry, vacuum solutions for synthetic diamond manufacturing and photonics for solar manufacturing. Other applications include vacuum and photonics solutions for light emitting diode and laser diode manufacturing. Our products for life and health sciences are used in a diverse array of applications, including bioimaging, medical instrument sterilization, medical device manufacturing, analytical, diagnostic and surgical instrumentation, consumable medical supply manufacturing and pharmaceutical production. Our products for research and defense are sold to government, university and industrial laboratories for applications involving research and development in materials science, physical chemistry, photonics, optics and electronics materials. Our products are also sold for monitoring and defense applications including surveillance, imaging and infrastructure protection.

Except for certain specific product lines (e.g. fittings, flanges, lenses, certain mirrors, tubing, certain chemistry products, etc.), many of the products MKS manufactures or contracts to manufacture include tin, gold, tantalum and/or tungsten. Additionally, MSD sells chemical solutions that themselves directly contain gold and tin (e.g. Aurotech<sup>®</sup>and Stannatech<sup>®</sup> products). As a result, Conflict Minerals are found in many MKS products.

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**Supply Chain** 

With such an extensive product portfolio, our supply chain is highly complex. In 2025, MKS and its subsidiaries purchased supplies from approximately 4,000 suppliers across the world. In addition to dealing with a very large number of suppliers, MKS deals with multiple tiers of suppliers. We are generally many steps removed from the mining of Conflict Minerals and the smelting and refining of raw ores. We do not buy raw ore or unrefined Conflict Minerals or make purchases from the Covered Countries. Except with respect to one supplier of gold that is also a smelter, we do not buy directly from smelters or refiners. The smelters and refiners are in the best position in our supply chain to know the origin of the ores. For these reasons, the process of mapping our end-to-end supply chain is extremely onerous.

In order to comply with the Conflict Minerals Rule, we rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in components and materials supplied to us, including sources of Conflict Minerals that are supplied to them from lower tier suppliers. Our outreach efforts for the past ten years are summarized below:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2016, we contacted over 3,500 of our direct suppliers, representing 99% of our 2016 expenditures.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2017, we contacted over 3,400 of our direct suppliers, representing 99.5% of our 2017 expenditures.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2018, we contacted over 3,800 of our direct suppliers, representing 99.8% of our 2018 expenditures.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2019, we engaged a third-party service provider, Source Intelligence, to contact over 4,400 of our direct suppliers, representing 100% of our 2019 expenditures.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2020, we developed a more robust system to track our suppliers, resulting in the elimination of a significant number of duplicate and non-inventory suppliers from our total supplier count. We reengaged Source Intelligence to contact over 3,300 of our direct suppliers, representing 100% of our 2020 expenditures. We received responses from 63% of our suppliers, a 9% increase compared to 2019.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2021, we improved the categorization of our spend data, resulting in the elimination of additional non-inventory suppliers. We reengaged Source Intelligence to contact over 2,700 of our direct suppliers, representing 100% of our 2021 expenditures. We received responses from 69% of our suppliers, a 6% increase compared to 2020.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2022, we engaged a new third-party service provider, Assent Compliance, to contact over 3,300 of our direct suppliers, representing 100% of our 2022 expenditures. We received responses from 68% of our suppliers, a similar response rate compared to 2021.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2023, we (i) reengaged Assent Compliance to contact over 3,300 of our direct suppliers of non-chemistry products ("Non-Chemistry Products"), representing 100% of our 2023 expenditures for Non-Chemistry Products, and (ii) contacted our direct suppliers of chemistry products that contain Conflict Minerals ("Relevant Chemistry Products" and, together with Non-Chemistry Products, "Relevant Products"), representing 100% of our 2023 expenditures for Relevant Chemistry Products. We received responses from 72% of our suppliers (including 100% of our suppliers of Relevant Chemistry Products).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2024, we conducted our outreach efforts on a divisional basis. For VSD and PSD, we reengaged Assent Compliance to contact over 3,300 direct suppliers of VSD and PSD, representing 100% of 2024 expenditures by VSD and PSD. For MSD, we engaged a new third-party service provider, IntegrityNext. We and IntegrityNext contacted 40 direct suppliers of MSD, representing 100% of 2024 expenditures by MSD for Relevant Products. We received responses from 76% of the suppliers we contacted.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•In 2025, we continued to conduct our outreach efforts on a divisional basis. For VSD and PSD, we reengaged Assent Compliance to contact over 3,400 direct suppliers of VSD and PSD, representing 100% of 2025 expenditures by VSD and PSD. For MSD, we reengaged IntegrityNext. We and IntegrityNext contacted 80 direct suppliers of MSD, representing 100% of 2025 expenditures by MSD for Relevant Products. We received responses from 75% of the suppliers we contacted.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Each year we, or our third-party service providers, then followed up with electronic reminders and telephone calls to request suppliers complete the surveys.

Despite having conducted a good faith reasonable country of origin inquiry, we are unable to determine the origin of all of the Conflict Minerals in our products. Due to the complexity of our broad product portfolio and supply chain, it will take additional time for many of our suppliers to verify the origin of the Conflict Minerals in the products they supply to us. We continue to engage with each of these suppliers and they in turn continue to engage with their suppliers. We hope that with additional time, these outreach efforts will result in greater transparency into

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our supply chain. In addition, we received confirmation that certain Conflict Minerals in our products likely originated in the Covered Countries. For these reasons, we are required under the Conflict Minerals Rule to submit to the SEC a Conflict Minerals Report as an exhibit to Form SD. This report must include:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•a description of the measures we took to exercise due diligence on the Conflict Minerals' source and chain of custody;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•a description of the products manufactured or contracted to be manufactured that are not "DRC conflict free" (i.e. products containing minerals that finance armed groups in the Covered Countries);

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•the facilities used to process the Conflict Minerals;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•the country of origin of the Conflict Minerals; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•the efforts to determine the mine or location of origin.

In accordance with The Organisation for Economic Co-operation and Development (OECD) Guidance and the Conflict Minerals Rule, this report is available on our website <u>https://www.mks.com/ConflictMineralsReport</u>.

**Conflict Minerals Policy** 

We adopted the following Conflict Minerals Policy:

**MKS Conflict Minerals Policy** 

In 2012, the U.S. Securities and Exchange Commission (the "SEC") issued its final rule under Section 1502 of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Conflict Minerals Rule") imposing new disclosure and related supply chain due diligence requirements for public companies regarding their use of "Conflict Minerals" in products they manufacture or contract to manufacture. The goal of this new rule is to curb the violent conflict and human rights abuses in the Democratic Republic of the Congo ("DRC")<sup>1</sup> and adjoining countries that are being financed in part by the exploitation and trade of Conflict Minerals from that region.

The Conflict Minerals Rule defines "Conflict Minerals" as cassiterite (tin), columbite-tantalite (tantalum), wolframite (tungsten), their respective derivatives and gold (commonly referred to as the "3Ts&G"). MKS, being a global provider of instruments, systems, subsystems and process control solutions that measure, monitor, deliver, analyze, power and control critical parameters of advanced manufacturing processes to improve process performance and productivity for its customers, uses certain of these Conflict Minerals in the manufacturing of its products. MKS is committed to identifying any of its suppliers who source Conflict Minerals from the DRC region from conflict sources. We expect our suppliers to partner with us in this endeavor regardless of whether they are subject to the new Conflict Minerals Rule by providing us with all necessary declarations. We also expect our suppliers to pass this requirement on to their supply chain if they do not source directly from smelters, to determine the source of the Conflict Minerals. The process of mapping our end-to-end supply chain is onerous because MKS deals with multiple tiers and a very large number of suppliers. However, MKS is committed to this effort and should MKS discover at any time that any of its suppliers are sourcing materials from the DRC region from conflict sources, MKS will work with the supplier to end this practice and if the supplier refuses, MKS will work diligently to identify and partner with an alternative supplier.

If you have any questions regarding MKS' Policy on Conflict Minerals, please contact us at <u>conflictminerals_customer@mksinst.com</u>.

MKS' relevant Conflict Minerals Report can be found at <u>https://www.mks.com/ConflictMineralsReport</u>.

Our policy is publicly available on our website at <u>https://www.mks.com/ConflictMineralsPolicy</u>.

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1 Conflict Minerals procured from the following "covered countries" are the focus of the Rule: the DRC, Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia

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**2.** **Due Diligence Process** 

**2.1** **Design of Due Diligence** 

Our due diligence process has been designed to conform generally with the framework in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for gold and for tin, tantalum and tungsten.

Our due diligence process includes:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•the adoption of a Conflict Minerals Policy;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•the establishment of a cross-functional team for complying with the Conflict Minerals Rule;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•engagement of suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•due diligence compliance process and measurement;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•extensive record keeping; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•continued follow-up communication with suppliers.

**2.2** **Management Systems** 

As described above, MKS has adopted a company policy which is posted on our website at <u>https://www.mks.com/ConflictMineralsPolicy</u>.

**Internal Team** 

MKS has established a cross-functional team led by our Global Supply Chain Manager, who has over 20 years of experience in chemical and supplier management. The team is responsible for implementing our Conflict Minerals compliance strategy. Senior management is briefed about the results of our due diligence efforts.

**Supplier Engagement** 

With respect to the OECD requirement to strengthen engagement with suppliers, we have established, where practicable, long-term relationships with our numerous suppliers. We have communicated to our suppliers our expectations with respect to the Conflict Minerals Rule. In addition, we have incorporated our expectations with respect to our Conflict Mineral Policy and reporting obligation into the terms and conditions of our supplier contracts.

**Maintain Records** 

We have developed an internal system for documenting the implementation, management and monitoring of our Conflict Minerals Program.

**2.3** **Identify and Assess Risk in the Supply Chain** 

Because of our size, the complexity of our products, and the depth and breadth of our supply chain, it is difficult to identify suppliers upstream from our direct suppliers. In 2025, either directly or through our third-party service providers, Assent Compliance and IntegrityNext, we reached out to all of our direct suppliers for Relevant Products, representing 100% of our supplier spend for Relevant Products. We rely on these suppliers, whose components and materials contain Conflict Minerals, to provide us with information about the source of Conflict Minerals contained in the components and materials supplied to us. Our direct suppliers are similarly reliant upon information provided by their suppliers. Many of our direct suppliers and distributors either: (i) provided names of smelters or refiners that could not be verified using the Responsible Minerals Assurance Process Conformant Smelters & Refiners Lists, (ii) did not respond to our survey despite follow-up requests, (iii) responded to our survey with incomplete or inconsistent information, or (iv) responded to our survey with a form letter informing us that they

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would not be completing the survey due to a variety of reasons, including, but not limited to: (a) lack of resources, (b) the fact that only de minimis amounts of Conflict Minerals were contained in their products, and/or (c) the supplier was not itself subject to the Conflict Minerals Rule. In general, follow-up requests to these suppliers did not produce additional information unless we had leverage with a particular supplier due to the amount of our spend with such supplier. More time is still needed to determine all of the smelters/refiners used in our supply chain. MKS plans to continue its efforts to identify all of the Conflict Minerals' smelters/refiners used in our supply chain through a combination of annual supplier surveys and direct follow-up supplier engagement.

**2.4** **Design and Implement a Strategy to Respond to Risks** 

MKS has a risk management plan through which the Conflict Minerals program is implemented, managed and monitored. Updates to this risk assessment are provided to senior management.

As part of our risk management plan, to ensure suppliers understand our expectations, in addition to the Conflict Minerals Policy that we publish on our website, we incorporate our expectations with respect to our Conflict Mineral Policy into the terms and conditions of our supplier contracts. Either directly or through our third-party service providers, Assent Compliance and IntegrityNext, we also (i) requested information from our suppliers who represent 100% of our 2025 supplier spend for Relevant Products and (ii) held individual follow-up calls with and/or sent emails to those suppliers whose survey responses were incomplete, unclear or seemed erroneous based on our knowledge of the materials we purchase from that supplier.

As described in our Conflict Minerals Policy, we will work with any of our suppliers whom we have reason to believe is supplying us with Conflict Minerals from sources that may support conflict in the DRC or any adjoining country to end this practice and if the supplier refuses, we will work diligently to identify and partner with an alternative supplier of Conflict Minerals that does not support such conflict.

**2.5** **Carry out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain** 

Except with respect to one supplier of gold that is also a smelter, we do not have a direct relationship with Conflict Minerals smelters and refiners. We do not perform or direct audits of these entities within our supply chain. We rely on audits performed by industry groups like the Responsible Business Alliance's Responsible Minerals Initiative.

**2.6** **Report on Supply Chain Due Diligence** 

This report is available on our website at <u>https://www.mks.com/ConflictMineralsReport</u>.

**3.** **Due Diligence Results** 

**Request Information** 

We conducted a survey of those suppliers described above using the Responsible Minerals Initiative template, known as the Conflict Minerals Reporting Template. The template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company's supply chain. It includes questions regarding a company's Conflict Minerals policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the template contains questions about the origin of Conflict Minerals included in their products.

**Survey Responses** 

Either directly or through our third-party service providers, Assent Compliance and IntegrityNext, we received responses from 75% of our direct suppliers of Relevant Products, representing 91% of our direct supplier spend for Relevant Products. We reviewed the responses against criteria developed to determine which required further engagement with our suppliers. The vast majority of our suppliers provided data at a company level (vs. a product level). In many of the responses received, (i) the responses were incomplete and/or contained inconsistencies within

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the data reported in the template and (ii) the identities of the smelters or refiners were not known. We continue to engage directly with these suppliers to provide revised or missing information. We are therefore not yet in a position to verify that all of the smelters or refiners in our supply chain are certified as conflict-free by the Responsible Business Alliance.

**Efforts to Determine Mine or Location of Origin** 

In our supplier survey, we requested our suppliers to identify the smelter or refiner used in their respective supply chain. We have determined that seeking information about Conflict Minerals' smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the Conflict Minerals in our supply chain. Based on the information provided by MKS suppliers in 2025, <u>Exhibit A</u> includes 366 smelters and refiners used in our supply chain that were identified by Responsible Minerals Initiative as "Conformant," "Active," or "Known." "Conformant" smelters and refiners are those smelters and refiners that have undergone a third-party audit, have systems in place to assure sourcing of only DRC conflict free materials, and are therefore identified as "Conformant" with Responsible Minerals Initiative's Process Assessment Program. "Active" smelters are those that have agreed in writing to produce information and are actively progressing towards a third-party audit. "Known" smelters and refiners are known to Responsible Minerals Initiative but not currently classified as "Conformant" or "Active." Despite our due diligence efforts, we know this list is incomplete as several of our suppliers either did not return a completed survey or returned an incomplete survey which did not include smelter or refiner names. We expect that with more time, more upstream suppliers will be in a better position to identify relevant smelters and refiners and will in turn pass that information further down the supply chain so that this list will be more complete.

To date, we have been informed that four of the smelters identified by our suppliers are located in Covered Countries but with further due diligence, we confirmed that all are on the Responsible Minerals Assurance Process Known Smelters & Refiners Lists. We are not aware of any other instance where we have reason to believe any of our suppliers are supplying us with Conflict Minerals from a source that may support conflict in the DRC or any adjoining country.

**4.** **Steps to be Taken Going Forward** 

We intend to take the following steps in 2026 to expand and improve the due diligence conducted with respect to our supply chain:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.Continue to identify and implement changes to improve the process used to collect survey responses from our very large number of direct suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.Continue to remind our suppliers of their obligations and our expectations with respect to Conflict Minerals reporting at our supplier conferences.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.Continue to engage with suppliers to attempt to increase the response rate and improve the content of the supplier survey responses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.If any of our suppliers are found to be supplying us with Conflict Minerals from sources that support conflict in the Covered Countries, to work with the supplier to end this practice and if the supplier refuses, to work diligently to identify and partner with an alternative supplier.

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<u>EXHIBIT A</u> 

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;A.L.M.T. Corp. | &nbsp;&nbsp;A.L.M.T. Corp. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000004 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Advanced Chemical Company | &nbsp;&nbsp;Advanced Chemical Company | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000015 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aida Chemical Industries Co., Ltd. | &nbsp;&nbsp;Aida Chemical Industries Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000019 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Agosi AG | &nbsp;&nbsp;Agosi AG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000035 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Almalyk Mining and Metallurgical Complex (AMMC) | &nbsp;&nbsp;Almalyk Mining and Metallurgical Complex (AMMC) | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID000041 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;AngloGold Ashanti Corrego do Sitio Mineracao | &nbsp;&nbsp;AngloGold Ashanti Corrego do Sitio Mineracao | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID000058 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Argor-Heraeus S.A. | &nbsp;&nbsp;Argor-Heraeus S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID000077 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Pretec Corp. | &nbsp;&nbsp;Asahi Pretec Corp. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000082 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asaka Riken Co., Ltd. | &nbsp;&nbsp;Asaka Riken Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000090 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | &nbsp;&nbsp;Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | &nbsp;&nbsp;TURKEY | &nbsp;&nbsp;CID000103 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Huntsville | &nbsp;&nbsp;Kennametal Huntsville | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000105 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aurubis AG | &nbsp;&nbsp;Aurubis AG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000113 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | &nbsp;&nbsp;Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID000128 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Boliden Ronnskar | &nbsp;&nbsp;Boliden Ronnskar | &nbsp;&nbsp;Sweden | &nbsp;&nbsp;CID000157 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;C. Hafner GmbH + Co. KG | &nbsp;&nbsp;C. Hafner GmbH + Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000176 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Caridad | &nbsp;&nbsp;Caridad | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID000180 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;CCR Refinery - Glencore Canada Corporation | &nbsp;&nbsp;CCR Refinery - Glencore Canada Corporation | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID000185 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Cendres + Metaux S.A. | &nbsp;&nbsp;Cendres + Metaux S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID000189 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yunnan Copper Industry Co., Ltd. | &nbsp;&nbsp;Yunnan Copper Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000197 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Guangdong Xianglu Tungsten Co., Ltd. | &nbsp;&nbsp;Guangdong Xianglu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000218 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | &nbsp;&nbsp;Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000228 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chimet S.p.A. | &nbsp;&nbsp;Chimet S.p.A. | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID000233 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Chongyi Zhangyuan Tungsten Co., Ltd. | &nbsp;&nbsp;Chongyi Zhangyuan Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000258 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Chugai Mining | &nbsp;&nbsp;Chugai Mining | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000264 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;CNMC (Guangxi) PGMA Co., Ltd. | &nbsp;&nbsp;CNMC (Guangxi) PGMA Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID000281 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Guangdong Rising Rare Metals-EO Materials Ltd. | &nbsp;&nbsp;Guangdong Rising Rare Metals-EO Materials Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000291 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Alpha Assembly Solutions Inc | &nbsp;&nbsp;Alpha Assembly Solutions Inc | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000292 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Aries Kencana Sejahtera | &nbsp;&nbsp;PT Aries Kencana Sejahtera | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID000309 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Premium Tin Indonesia | &nbsp;&nbsp;PT Premium Tin Indonesia | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID000313 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Daye Non-Ferrous Metals Mining Ltd. | &nbsp;&nbsp;Daye Non-Ferrous Metals Mining Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000343 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;DSC (Do Sung Corporation) | &nbsp;&nbsp;DSC (Do Sung Corporation) | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000359 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan Best Alloys Co., Ltd. | &nbsp;&nbsp;Dongguan Best Alloys Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000377 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000401 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Dowa | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000402 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. East Plant | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. East Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000425 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;EM Vinto | &nbsp;&nbsp;EM Vinto | &nbsp;&nbsp;Bolivia (Plurinational State Of) | &nbsp;&nbsp;CID000438 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Estanho de Rondonia S.A. | &nbsp;&nbsp;Estanho de Rondonia S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID000448 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;F&X Electro-Materials Ltd. | &nbsp;&nbsp;F&X Electro-Materials Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000460 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fenix Metals | &nbsp;&nbsp;Fenix Metals | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID000468 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Novosibirsk Refinery | &nbsp;&nbsp;JSC Novosibirsk Refinery | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000493 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Refinery of Seemine Gold Co., Ltd. | &nbsp;&nbsp;Refinery of Seemine Gold Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID000522 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Non-Ferrous Metal Processing Co., Ltd. | &nbsp;&nbsp;Gejiu Non-Ferrous Metal Processing Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000538 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Zili Mining And Metallurgy Co., Ltd. | &nbsp;&nbsp;Gejiu Zili Mining And Metallurgy Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000555 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Global Tungsten & Powders LLC | &nbsp;&nbsp;Global Tungsten & Powders LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000568 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XIMEI RESOURCES (GUANGDONG) LIMITED | &nbsp;&nbsp;XIMEI RESOURCES (GUANGDONG) LIMITED | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000616 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Guoda Safina High-Tech Environmental Refinery Co., Ltd. | &nbsp;&nbsp;Guoda Safina High-Tech Environmental Refinery Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID000651 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hangzhou Fuchunjiang Smelting Co., Ltd. | &nbsp;&nbsp;Hangzhou Fuchunjiang Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000671 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;LT Metal Ltd. | &nbsp;&nbsp;LT Metal Ltd. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000689 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heimerle + Meule GmbH | &nbsp;&nbsp;Heimerle + Meule GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000694 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Metals Hong Kong Ltd. | &nbsp;&nbsp;Heraeus Metals Hong Kong Ltd. | &nbsp;&nbsp;Hong Kong | &nbsp;&nbsp;CID000707 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Heraeus Germany GmbH Co. KG | &nbsp;&nbsp;Heraeus Germany GmbH Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID000711 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Chenzhou Mining Co., Ltd. | &nbsp;&nbsp;Hunan Chenzhou Mining Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000767 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Jintai New Material Co., Ltd. | &nbsp;&nbsp;Hunan Jintai New Material Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000769 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | &nbsp;&nbsp;Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000773 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;HwaSeong CJ CO., LTD. | &nbsp;&nbsp;HwaSeong CJ CO., LTD. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID000778 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | &nbsp;&nbsp;Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000801 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ishifuku Metal Industry Co., Ltd. | &nbsp;&nbsp;Ishifuku Metal Industry Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000807 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Istanbul Gold Refinery | &nbsp;&nbsp;Istanbul Gold Refinery | &nbsp;&nbsp;Turkey | &nbsp;&nbsp;CID000814 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Japan Mint | &nbsp;&nbsp;Japan Mint | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000823 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Japan New Metals Co., Ltd. | &nbsp;&nbsp;Japan New Metals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000825 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Jiangxi Copper Co., Ltd. | &nbsp;&nbsp;Jiangxi Copper Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000855 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;JiuJiang JinXin Nonferrous Metals Co., Ltd. | &nbsp;&nbsp;JiuJiang JinXin Nonferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000914 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Tanbre Co., Ltd. | &nbsp;&nbsp;Jiujiang Tanbre Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000917 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining USA Inc. | &nbsp;&nbsp;Asahi Refining USA Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000920 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Asahi Refining Canada Ltd. | &nbsp;&nbsp;Asahi Refining Canada Ltd. | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID000924 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Ekaterinburg Non-Ferrous Metal Processing Plant | &nbsp;&nbsp;JSC Ekaterinburg Non-Ferrous Metal Processing Plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000927 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JSC Uralelectromed | &nbsp;&nbsp;JSC Uralelectromed | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID000929 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JX Nippon Mining & Metals Co., Ltd. | &nbsp;&nbsp;JX Nippon Mining & Metals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000937 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Kai Meng Industry and Trade LLC | &nbsp;&nbsp;Gejiu Kai Meng Industry and Trade LLC | &nbsp;&nbsp;China | &nbsp;&nbsp;CID000942 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazakhmys Smelting LLC | &nbsp;&nbsp;Kazakhmys Smelting LLC | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID000956 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kazzinc | &nbsp;&nbsp;Kazzinc | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID000957 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Kennametal Fallon | &nbsp;&nbsp;Kennametal Fallon | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000966 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kennecott Utah Copper LLC | &nbsp;&nbsp;Kennecott Utah Copper LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID000969 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kojima Chemicals Co., Ltd. | &nbsp;&nbsp;Kojima Chemicals Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID000981 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyrgyzaltyn JSC | &nbsp;&nbsp;Kyrgyzaltyn JSC | &nbsp;&nbsp;Kyrgyzstan | &nbsp;&nbsp;CID001029 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;L'azurde Company For Jewelry | &nbsp;&nbsp;L'azurde Company For Jewelry | &nbsp;&nbsp;SAUDI ARABIA | &nbsp;&nbsp;CID001032 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Lingbao Gold Co., Ltd. | &nbsp;&nbsp;Lingbao Gold Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001056 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Lingbao Jinyuan Tonghui Refinery Co., Ltd. | &nbsp;&nbsp;Lingbao Jinyuan Tonghui Refinery Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID001058 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;China Tin Group Co., Ltd. | &nbsp;&nbsp;China Tin Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001070 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;AMG Brasil | &nbsp;&nbsp;AMG Brasil | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001076 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;LS MnM Inc. | &nbsp;&nbsp;LS MnM Inc. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001078 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | &nbsp;&nbsp;Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001093 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Malaysia Smelting Corporation (MSC) | &nbsp;&nbsp;Malaysia Smelting Corporation (MSC) | &nbsp;&nbsp;MALAYSIA | &nbsp;&nbsp;CID001105 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Materion | &nbsp;&nbsp;Materion | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001113 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Matsuda Sangyo Co., Ltd. | &nbsp;&nbsp;Matsuda Sangyo Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001119 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Metallic Resources, Inc. | &nbsp;&nbsp;Metallic Resources, Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001142 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Suzhou) Ltd. | &nbsp;&nbsp;Metalor Technologies (Suzhou) Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001147 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Hong Kong) Ltd. | &nbsp;&nbsp;Metalor Technologies (Hong Kong) Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001149 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies (Singapore) Pte., Ltd. | &nbsp;&nbsp;Metalor Technologies (Singapore) Pte., Ltd. | &nbsp;&nbsp;Singapore | &nbsp;&nbsp;CID001152 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor Technologies S.A. | &nbsp;&nbsp;Metalor Technologies S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001153 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalor USA Refining Corporation | &nbsp;&nbsp;Metalor USA Refining Corporation | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001157 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metalurgica Met-Mex Penoles S.A. De C.V. | &nbsp;&nbsp;Metalurgica Met-Mex Penoles S.A. De C.V. | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID001161 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Metallurgical Products India Pvt., Ltd. | &nbsp;&nbsp;Metallurgical Products India Pvt., Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID001163 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001173 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Mineracao Taboca S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID001175 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Minsur | &nbsp;&nbsp;Minsur | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID001182 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001188 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Mitsubishi Materials Corporation | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001191 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001192 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Mitsui Mining and Smelting Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001193 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;NPM Silmet AS | &nbsp;&nbsp;NPM Silmet AS | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;CID001200 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Moscow Special Alloys Processing Plant | &nbsp;&nbsp;Moscow Special Alloys Processing Plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001204 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nadir Metal Rafineri San. Ve Tic. A.S. | &nbsp;&nbsp;Nadir Metal Rafineri San. Ve Tic. A.S. | &nbsp;&nbsp;Turkey | &nbsp;&nbsp;CID001220 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Jiangxi New Nanshan Technology Ltd. | &nbsp;&nbsp;Jiangxi New Nanshan Technology Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001231 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Navoi Mining and Metallurgical Combinat | &nbsp;&nbsp;Navoi Mining and Metallurgical Combinat | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID001236 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Nihon Material Co., Ltd. | &nbsp;&nbsp;Nihon Material Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001259 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ningxia Orient Tantalum Industry Co., Ltd. | &nbsp;&nbsp;Ningxia Orient Tantalum Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001277 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Novosibirsk Tin Combine | &nbsp;&nbsp;Novosibirsk Tin Combine | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001305 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing (Thailand) Co., Ltd. | &nbsp;&nbsp;O.M. Manufacturing (Thailand) Co., Ltd. | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID001314 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ohura Precious Metal Industry Co., Ltd. | &nbsp;&nbsp;Ohura Precious Metal Industry Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001325 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | &nbsp;&nbsp;OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001326 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Operaciones Metalurgicas S.A. | &nbsp;&nbsp;Operaciones Metalurgicas S.A. | &nbsp;&nbsp;Bolivia (Plurinational State Of) | &nbsp;&nbsp;CID001337 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MKS PAMP SA | &nbsp;&nbsp;MKS PAMP SA | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001352 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Penglai Penggang Gold Industry Co., Ltd. | &nbsp;&nbsp;Penglai Penggang Gold Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001362 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Prioksky Plant of Non-Ferrous Metals | &nbsp;&nbsp;Prioksky Plant of Non-Ferrous Metals | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001386 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;PT Aneka Tambang (Persero) Tbk | &nbsp;&nbsp;PT Aneka Tambang (Persero) Tbk | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001397 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Artha Cipta Langgeng | &nbsp;&nbsp;PT Artha Cipta Langgeng | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001399 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Stania Prima | &nbsp;&nbsp;PT Mitra Stania Prima | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001453 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Prima Timah Utama | &nbsp;&nbsp;PT Prima Timah Utama | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001458 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Kundur | &nbsp;&nbsp;PT Timah Tbk Kundur | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001477 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Timah Tbk Mentok | &nbsp;&nbsp;PT Timah Tbk Mentok | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID001482 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;PX Precinox S.A. | &nbsp;&nbsp;PX Precinox S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID001498 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Rand Refinery (Pty) Ltd. | &nbsp;&nbsp;Rand Refinery (Pty) Ltd. | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID001512 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Yanling Jincheng Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;Yanling Jincheng Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001522 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;Canada | &nbsp;&nbsp;CID001534 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;Royal Canadian Mint | &nbsp;&nbsp;CANADA | &nbsp;&nbsp;CID001534  | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Rui Da Hung | &nbsp;&nbsp;Rui Da Hung | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID001539 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sabin Metal Corp. | &nbsp;&nbsp;Sabin Metal Corp. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001546 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samduck Precious Metals | &nbsp;&nbsp;Samduck Precious Metals | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001555 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Samwon Metals Corp. | &nbsp;&nbsp;Samwon Metals Corp. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001562 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Schone Edelmetaal B.V. | &nbsp;&nbsp;Schone Edelmetaal B.V. | &nbsp;&nbsp;NETHERLANDS | &nbsp;&nbsp;CID001573 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SEMPSA Joyeria Plateria S.A. | &nbsp;&nbsp;SEMPSA Joyeria Plateria S.A. | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID001585 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Tiancheng Biological Gold Industrial Co., Ltd. | &nbsp;&nbsp;Shandong Tiancheng Biological Gold Industrial Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001619 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | &nbsp;&nbsp;Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001622 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sichuan Tianze Precious Metals Co., Ltd. | &nbsp;&nbsp;Sichuan Tianze Precious Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001736 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOE Shyolkovsky Factory of Secondary Precious Metals | &nbsp;&nbsp;SOE Shyolkovsky Factory of Secondary Precious Metals | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001756 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Solar Applied Materials Technology Corp. | &nbsp;&nbsp;Solar Applied Materials Technology Corp. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID001761 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Solikamsk Magnesium Works OAO | &nbsp;&nbsp;Solikamsk Magnesium Works OAO | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID001769 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sumitomo Metal Mining Co., Ltd. | &nbsp;&nbsp;Sumitomo Metal Mining Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001798 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Super Dragon Technology Co., Ltd. | &nbsp;&nbsp;Super Dragon Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID001810 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Taki Chemical Co., Ltd. | &nbsp;&nbsp;Taki Chemical Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001869 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tanaka Kikinzoku Kogyo K.K. | &nbsp;&nbsp;Tanaka Kikinzoku Kogyo K.K. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001875 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Telex Metals | &nbsp;&nbsp;Telex Metals | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001891 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Thaisarco | &nbsp;&nbsp;Thaisarco | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID001898 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | &nbsp;&nbsp;Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001908 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Great Wall Precious Metals Co., Ltd. of CBPM | &nbsp;&nbsp;Great Wall Precious Metals Co., Ltd. of CBPM | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001909 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Gold Smelting Co., Ltd. | &nbsp;&nbsp;Shandong Gold Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001916 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tokuriki Honten Co., Ltd. | &nbsp;&nbsp;Tokuriki Honten Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID001938 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Tongling Nonferrous Metals Group Co., Ltd. | &nbsp;&nbsp;Tongling Nonferrous Metals Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID001947 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Torecom | &nbsp;&nbsp;Torecom | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID001955 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Ulba Metallurgical Plant JSC | &nbsp;&nbsp;Ulba Metallurgical Plant JSC | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID001969 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore S.A. Business Unit Precious Metals Refining | &nbsp;&nbsp;Umicore S.A. Business Unit Precious Metals Refining | &nbsp;&nbsp;Belgium | &nbsp;&nbsp;CID001980 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;United Precious Metal Refining, Inc. | &nbsp;&nbsp;United Precious Metal Refining, Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID001993 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Valcambi S.A. | &nbsp;&nbsp;Valcambi S.A. | &nbsp;&nbsp;Switzerland | &nbsp;&nbsp;CID002003 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;VQB Mineral and Trading Group JSC | &nbsp;&nbsp;VQB Mineral and Trading Group JSC | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002015 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Western Australian Mint (T/a The Perth Mint) | &nbsp;&nbsp;Western Australian Mint (T/a The Perth Mint) | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID002030 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;White Solder Metalurgia e Mineracao Ltda. | &nbsp;&nbsp;White Solder Metalurgia e Mineracao Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002036 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Wolfram Bergbau und Hutten AG | &nbsp;&nbsp;Wolfram Bergbau und Hutten AG | &nbsp;&nbsp;Austria | &nbsp;&nbsp;CID002044 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten Co., Ltd. | &nbsp;&nbsp;Xiamen Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002082 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yamakin Co., Ltd. | &nbsp;&nbsp;Yamakin Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002100 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Yokohama Metal Co., Ltd. | &nbsp;&nbsp;Yokohama Metal Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002129 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002158 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Smelting Branch of Yunnan Tin Co., Ltd. | &nbsp;&nbsp;Tin Smelting Branch of Yunnan Tin Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002180 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Zhongyuan Gold Smelter of Zhongjin Gold Corporation | &nbsp;&nbsp;Zhongyuan Gold Smelter of Zhongjin Gold Corporation | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002224 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Refinery of Zijin Mining Group Co., Ltd. | &nbsp;&nbsp;Gold Refinery of Zijin Mining Group Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002243 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Morris and Watson | &nbsp;&nbsp;Morris and Watson | &nbsp;&nbsp;New Zealand | &nbsp;&nbsp;CID002282 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAFINA A.S. | &nbsp;&nbsp;SAFINA A.S. | &nbsp;&nbsp;Czechia | &nbsp;&nbsp;CID002290 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Guangdong Jinding Gold Limited | &nbsp;&nbsp;Guangdong Jinding Gold Limited | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID002312 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002313 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Umicore Precious Metals Thailand | &nbsp;&nbsp;Umicore Precious Metals Thailand | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID002314 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Jiangwu Ferrotungsten Co., Ltd. | &nbsp;&nbsp;Ganzhou Jiangwu Ferrotungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002315 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Yaosheng Tungsten Co., Ltd. | &nbsp;&nbsp;Jiangxi Yaosheng Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002316 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Xinsheng Tungsten Industry Co., Ltd. | &nbsp;&nbsp;Jiangxi Xinsheng Tungsten Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002317 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | &nbsp;&nbsp;Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID002318 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Malipo Haiyu Tungsten Co., Ltd. | &nbsp;&nbsp;Malipo Haiyu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002319 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Xiamen Tungsten (H.C.) Co., Ltd. | &nbsp;&nbsp;Xiamen Tungsten (H.C.) Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002320 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangxi Gan Bei Tungsten Co., Ltd. | &nbsp;&nbsp;Jiangxi Gan Bei Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002321 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Magnu's Minerais Metais e Ligas Ltda. | &nbsp;&nbsp;Magnu's Minerais Metais e Ligas Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002468 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Hengyang King Xing Lifeng New Materials Co., Ltd. | &nbsp;&nbsp;Hengyang King Xing Lifeng New Materials Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002492 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Ganzhou Seadragon W & Mo Co., Ltd. | &nbsp;&nbsp;Ganzhou Seadragon W & Mo Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002494 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Melt Metais e Ligas S.A. | &nbsp;&nbsp;Melt Metais e Ligas S.A. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002500 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Asia Tungsten Products Vietnam Ltd. | &nbsp;&nbsp;Asia Tungsten Products Vietnam Ltd. | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002502 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT ATD Makmur Mandiri Jaya | &nbsp;&nbsp;PT ATD Makmur Mandiri Jaya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002503 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;D Block Metals, LLC | &nbsp;&nbsp;D Block Metals, LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002504 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;FIR Metals & Resource Ltd. | &nbsp;&nbsp;FIR Metals & Resource Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002505 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002506 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;XinXing HaoRong Electronic Material Co., Ltd. | &nbsp;&nbsp;XinXing HaoRong Electronic Material Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002508 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MMTC-PAMP India Pvt., Ltd. | &nbsp;&nbsp;MMTC-PAMP India Pvt., Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002509 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;KGHM Polska Miedz Spolka Akcyjna | &nbsp;&nbsp;KGHM Polska Miedz Spolka Akcyjna | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID002511 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002512 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | &nbsp;&nbsp;Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002513 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fidelity Printers and Refiners Ltd. | &nbsp;&nbsp;Fidelity Printers and Refiners Ltd. | &nbsp;&nbsp;Zimbabwe | &nbsp;&nbsp;CID002515 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Singway Technology Co., Ltd. | &nbsp;&nbsp;Singway Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID002516 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;O.M. Manufacturing Philippines, Inc. | &nbsp;&nbsp;O.M. Manufacturing Philippines, Inc. | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID002517 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shandong Humon Smelting Co., Ltd. | &nbsp;&nbsp;Shandong Humon Smelting Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002525 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen Zhonghenglong Real Industry Co., Ltd. | &nbsp;&nbsp;Shenzhen Zhonghenglong Real Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002527 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;KEMET de Mexico | &nbsp;&nbsp;KEMET de Mexico | &nbsp;&nbsp;Mexico | &nbsp;&nbsp;CID002539 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;H.C. Starck Tungsten GmbH | &nbsp;&nbsp;H.C. Starck Tungsten GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002541 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002542 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Masan High-Tech Materials | &nbsp;&nbsp;Masan High-Tech Materials | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002543 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Co., Ltd. | &nbsp;&nbsp;TANIOBIS Co., Ltd. | &nbsp;&nbsp;Thailand | &nbsp;&nbsp;CID002544 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS GmbH | &nbsp;&nbsp;TANIOBIS GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002545 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Materion Newton Inc. | &nbsp;&nbsp;Materion Newton Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002548 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Japan Co., Ltd. | &nbsp;&nbsp;TANIOBIS Japan Co., Ltd. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002549 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;TANIOBIS Smelting GmbH & Co. KG | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002550 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jiangwu H.C. Starck Tungsten Products Co., Ltd. | &nbsp;&nbsp;Jiangwu H.C. Starck Tungsten Products Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002551 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Boyertown | &nbsp;&nbsp;Global Advanced Metals Boyertown | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002557 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Global Advanced Metals Aizu | &nbsp;&nbsp;Global Advanced Metals Aizu | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID002558 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Al Etihad Gold Refinery DMCC | &nbsp;&nbsp;Al Etihad Gold Refinery DMCC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002560 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emirates Gold DMCC | &nbsp;&nbsp;Emirates Gold DMCC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002561 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;International Precious Metal Refiners | &nbsp;&nbsp;International Precious Metal Refiners | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002562 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kaloti Precious Metals | &nbsp;&nbsp;Kaloti Precious Metals | &nbsp;&nbsp;UNITED ARAB EMIRATES | &nbsp;&nbsp;CID002563 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sudan Gold Refinery | &nbsp;&nbsp;Sudan Gold Refinery | &nbsp;&nbsp;SUDAN | &nbsp;&nbsp;CID002567 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CV Ayi Jaya | &nbsp;&nbsp;CV Ayi Jaya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002570 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | &nbsp;&nbsp;Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002572 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Nghe Tinh Non-Ferrous Metals Joint Stock Company | &nbsp;&nbsp;Nghe Tinh Non-Ferrous Metals Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002573 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tuyen Quang Non-Ferrous Metals Joint Stock Company | &nbsp;&nbsp;Tuyen Quang Non-Ferrous Metals Joint Stock Company | &nbsp;&nbsp;VIET NAM | &nbsp;&nbsp;CID002574 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;T.C.A S.p.A | &nbsp;&nbsp;T.C.A S.p.A | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002580 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;REMONDIS PMR B.V. | &nbsp;&nbsp;REMONDIS PMR B.V. | &nbsp;&nbsp;Netherlands | &nbsp;&nbsp;CID002582 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Fujairah Gold FZC | &nbsp;&nbsp;Fujairah Gold FZC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID002584 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Industrial Refining Company | &nbsp;&nbsp;Industrial Refining Company | &nbsp;&nbsp;BELGIUM | &nbsp;&nbsp;CID002587 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shirpur Gold Refinery Ltd. | &nbsp;&nbsp;Shirpur Gold Refinery Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002588 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Niagara Refining LLC | &nbsp;&nbsp;Niagara Refining LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002589 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Rajehan Ariq | &nbsp;&nbsp;PT Rajehan Ariq | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002593 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Korea Zinc Co., Ltd. | &nbsp;&nbsp;Korea Zinc Co., Ltd. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID002605 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Marsam Metals | &nbsp;&nbsp;Marsam Metals | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002606 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;TOO Tau-Ken-Altyn | &nbsp;&nbsp;TOO Tau-Ken-Altyn | &nbsp;&nbsp;Kazakhstan | &nbsp;&nbsp;CID002615 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;China Molybdenum Tungsten Co., Ltd. | &nbsp;&nbsp;China Molybdenum Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002641 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hydrometallurg, JSC | &nbsp;&nbsp;Hydrometallurg, JSC | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002649 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Uzbek Refractory and Heat-Resistant Metals | &nbsp;&nbsp;Uzbek Refractory and Heat-Resistant Metals | &nbsp;&nbsp;Uzbekistan | &nbsp;&nbsp;CID002660 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Cipta Persada Mulia | &nbsp;&nbsp;PT Cipta Persada Mulia | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002696 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;An Vinh Joint Stock Mineral Processing Company | &nbsp;&nbsp;An Vinh Joint Stock Mineral Processing Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID002703 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002706 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Resind Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002707 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Abington Reldan Metals, LLC | &nbsp;&nbsp;Abington Reldan Metals, LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002708 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Unecha Refractory metals plant | &nbsp;&nbsp;Unecha Refractory metals plant | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002724 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Shenzhen CuiLu Gold Co., Ltd. | &nbsp;&nbsp;Shenzhen CuiLu Gold Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002750 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Super Ligas | &nbsp;&nbsp;Super Ligas | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID002756 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Albino Mountinho Lda. | &nbsp;&nbsp;Albino Mountinho Lda. | &nbsp;&nbsp;Portugal | &nbsp;&nbsp;CID002760 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SAAMP | &nbsp;&nbsp;SAAMP | &nbsp;&nbsp;France | &nbsp;&nbsp;CID002761 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;L'Orfebre S.A. | &nbsp;&nbsp;L'Orfebre S.A. | &nbsp;&nbsp;Andorra | &nbsp;&nbsp;CID002762 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;8853 S.p.A. | &nbsp;&nbsp;8853 S.p.A. | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002763 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Italpreziosi | &nbsp;&nbsp;Italpreziosi | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002765 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Beerse | &nbsp;&nbsp;Aurubis Beerse | &nbsp;&nbsp;Belgium | &nbsp;&nbsp;CID002773 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Aurubis Berango | &nbsp;&nbsp;Aurubis Berango | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID002774 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Bangka Prima Tin | &nbsp;&nbsp;PT Bangka Prima Tin | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID002776 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;WIELAND Edelmetalle GmbH | &nbsp;&nbsp;WIELAND Edelmetalle GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002778 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | &nbsp;&nbsp;Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | &nbsp;&nbsp;Austria | &nbsp;&nbsp;CID002779 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Chuangxin Industrial Co., Inc. | &nbsp;&nbsp;Philippine Chuangxin Industrial Co., Inc. | &nbsp;&nbsp;PHILIPPINES | &nbsp;&nbsp;CID002827 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;ACL Metais Eireli | &nbsp;&nbsp;ACL Metais Eireli | &nbsp;&nbsp;BRAZIL | &nbsp;&nbsp;CID002833 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Tuohong New Raw Material | &nbsp;&nbsp;Jiangxi Tuohong New Raw Material | &nbsp;&nbsp;China | &nbsp;&nbsp;CID002842 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;HuiChang Hill Tin Industry Co., Ltd. | &nbsp;&nbsp;HuiChang Hill Tin Industry Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID002844 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Moliren Ltd. | &nbsp;&nbsp;Moliren Ltd. | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002845 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;AU Traders and Refiners | &nbsp;&nbsp;AU Traders and Refiners | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID002850 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;GGC Gujrat Gold Centre Pvt. Ltd. | &nbsp;&nbsp;GGC Gujrat Gold Centre Pvt. Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002852 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sai Refinery | &nbsp;&nbsp;Sai Refinery | &nbsp;&nbsp;INDIA | &nbsp;&nbsp;CID002853 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID002857 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Modeltech Sdn Bhd | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID002858 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Bangalore Refinery | &nbsp;&nbsp;Bangalore Refinery | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002863 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kyshtym Copper-Electrolytic Plant ZAO | &nbsp;&nbsp;Kyshtym Copper-Electrolytic Plant ZAO | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID002865 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Degussa Sonne / Mond Goldhandel GmbH | &nbsp;&nbsp;Degussa Sonne / Mond Goldhandel GmbH | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID002867 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Pease & Curren | &nbsp;&nbsp;Pease & Curren | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID002872 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;JALAN & Company | &nbsp;&nbsp;JALAN & Company | &nbsp;&nbsp;India | &nbsp;&nbsp;CID002893 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SungEel HiMetal Co., Ltd. | &nbsp;&nbsp;SungEel HiMetal Co., Ltd. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID002918 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Planta Recuperadora de Metales SpA | &nbsp;&nbsp;Planta Recuperadora de Metales SpA | &nbsp;&nbsp;Chile | &nbsp;&nbsp;CID002919 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;ABC Refinery Pty Ltd. | &nbsp;&nbsp;ABC Refinery Pty Ltd. | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID002920 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Safimet S.p.A | &nbsp;&nbsp;Safimet S.p.A | &nbsp;&nbsp;Italy | &nbsp;&nbsp;CID002973 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | &nbsp;&nbsp;Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003116 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;State Research Institute Center for Physical Sciences and Technology | &nbsp;&nbsp;State Research Institute Center for Physical Sciences and Technology | &nbsp;&nbsp;Lithuania | &nbsp;&nbsp;CID003153 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;African Gold Refinery | &nbsp;&nbsp;African Gold Refinery | &nbsp;&nbsp;Uganda | &nbsp;&nbsp;CID003185 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold Coast Refinery | &nbsp;&nbsp;Gold Coast Refinery | &nbsp;&nbsp;Ghana | &nbsp;&nbsp;CID003186 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;NH Recytech Company | &nbsp;&nbsp;NH Recytech Company | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID003189 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Chifeng Dajingzi Tin Industry Co., Ltd. | &nbsp;&nbsp;Chifeng Dajingzi Tin Industry Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003190 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Pongpipat Company Limited | &nbsp;&nbsp;Pongpipat Company Limited | &nbsp;&nbsp;MYANMAR | &nbsp;&nbsp;CID003208 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;QG Refining, LLC | &nbsp;&nbsp;QG Refining, LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003324 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Tin Technology & Refining | &nbsp;&nbsp;Tin Technology & Refining | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003325 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dijllah Gold Refinery FZC | &nbsp;&nbsp;Dijllah Gold Refinery FZC | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID003348 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Atlantic Copper | &nbsp;&nbsp;Atlantic Copper | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID003350 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Dongguan CiEXPO Environmental Engineering Co., Ltd. | &nbsp;&nbsp;Dongguan CiEXPO Environmental Engineering Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003356 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Ma'anshan Weitai Tin Co., Ltd. | &nbsp;&nbsp;Ma'anshan Weitai Tin Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003379 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Masbro Alam Stania | &nbsp;&nbsp;PT Masbro Alam Stania | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003380 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;CGR Metalloys Pvt Ltd. | &nbsp;&nbsp;CGR Metalloys Pvt Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003382 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sovereign Metals | &nbsp;&nbsp;Sovereign Metals | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003383 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Luna Smelter, Ltd. | &nbsp;&nbsp;Luna Smelter, Ltd. | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID003387 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Yunnan Yunfan Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;Yunnan Yunfan Non-ferrous Metals Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003397 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Metals Co., Ltd. | &nbsp;&nbsp;Lianyou Metals Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID003407 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;JSC "Kirovgrad Hard Alloys Plant" | &nbsp;&nbsp;JSC "Kirovgrad Hard Alloys Plant" | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003408 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Precious Minerals and Smelting Limited | &nbsp;&nbsp;Precious Minerals and Smelting Limited | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003409 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Gejiu City Fuxiang Industry and Trade Co., Ltd. | &nbsp;&nbsp;Gejiu City Fuxiang Industry and Trade Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003410 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;NPP Tyazhmetprom LLC | &nbsp;&nbsp;NPP Tyazhmetprom LLC | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003416 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Hubei Green Tungsten Co., Ltd. | &nbsp;&nbsp;Hubei Green Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003417 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. North Plant | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. North Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID003424 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. West Plant | &nbsp;&nbsp;Eco-System Recycling Co., Ltd. West Plant | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID003425 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | &nbsp;&nbsp;Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003427 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Sukses Globalindo | &nbsp;&nbsp;PT Mitra Sukses Globalindo | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003449 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Augmont Enterprises Private Limited | &nbsp;&nbsp;Augmont Enterprises Private Limited | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003461 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Kundan Care Products Ltd. | &nbsp;&nbsp;Kundan Care Products Ltd. | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003463 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Cronimet Brasil Ltda | &nbsp;&nbsp;Cronimet Brasil Ltda | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003468 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | &nbsp;&nbsp;CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003486 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 1) | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 1) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003487 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 2) | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 2) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003488 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 3) | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 3) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003489 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 4) | &nbsp;&nbsp;Emerald Jewel Industry India Limited (Unit 4) | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003490 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;K.A. Rasmussen | &nbsp;&nbsp;K.A. Rasmussen | &nbsp;&nbsp;Norway | &nbsp;&nbsp;CID003497 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Alexy Metals | &nbsp;&nbsp;Alexy Metals | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003500 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Conecsus LLC | &nbsp;&nbsp;Conecsus LLC | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003504 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;CRM Synergies | &nbsp;&nbsp;CRM Synergies | &nbsp;&nbsp;Spain | &nbsp;&nbsp;CID003524 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;MD Overseas | &nbsp;&nbsp;MD Overseas | &nbsp;&nbsp;India | &nbsp;&nbsp;CID003548 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Artek LLC | &nbsp;&nbsp;Artek LLC | &nbsp;&nbsp;RUSSIAN FEDERATION | &nbsp;&nbsp;CID003553 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metallix Refining Inc. | &nbsp;&nbsp;Metallix Refining Inc. | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003557 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Metal Concentrators SA (Pty) Ltd. | &nbsp;&nbsp;Metal Concentrators SA (Pty) Ltd. | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID003575 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Fabrica Auricchio Industria e Comercio Ltda. | &nbsp;&nbsp;Fabrica Auricchio Industria e Comercio Ltda. | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID003582 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;RFH Yancheng Jinye New Material Technology Co., Ltd. | &nbsp;&nbsp;RFH Yancheng Jinye New Material Technology Co., Ltd. | &nbsp;&nbsp;CHINA | &nbsp;&nbsp;CID003583 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Fujian Xinlu Tungsten Co., Ltd. | &nbsp;&nbsp;Fujian Xinlu Tungsten Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003609 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO "Technolom" 2 | &nbsp;&nbsp;OOO "Technolom" 2 | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003612 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;OOO "Technolom" 1 | &nbsp;&nbsp;OOO "Technolom" 1 | &nbsp;&nbsp;Russian Federation | &nbsp;&nbsp;CID003614 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;WEEEREFINING | &nbsp;&nbsp;WEEEREFINING | &nbsp;&nbsp;France | &nbsp;&nbsp;CID003615 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gold by Gold Colombia | &nbsp;&nbsp;Gold by Gold Colombia | &nbsp;&nbsp;Colombia | &nbsp;&nbsp;CID003641 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;LLC Vostok | &nbsp;&nbsp;LLC Vostok | &nbsp;&nbsp;RUSSIAN FEDERATION | &nbsp;&nbsp;CID003643 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;YUDU ANSHENG TUNGSTEN CO., LTD. | &nbsp;&nbsp;YUDU ANSHENG TUNGSTEN CO., LTD. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003662 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Dongwu Gold Group | &nbsp;&nbsp;Dongwu Gold Group | &nbsp;&nbsp;China | &nbsp;&nbsp;CID003663 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Sam Precious Metals | &nbsp;&nbsp;Sam Precious Metals | &nbsp;&nbsp;United Arab Emirates | &nbsp;&nbsp;CID003666 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;NOBLE METAL SERVICES | &nbsp;&nbsp;NOBLE METAL SERVICES | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID003690 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Putera Sarana Shakti (PT PSS) | &nbsp;&nbsp;PT Putera Sarana Shakti (PT PSS) | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID003868 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;5D Production OU | &nbsp;&nbsp;5D Production OU | &nbsp;&nbsp;Estonia | &nbsp;&nbsp;CID003926 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;HANNAE FOR T Co., Ltd. | &nbsp;&nbsp;HANNAE FOR T Co., Ltd. | &nbsp;&nbsp;KOREA, REPUBLIC OF | &nbsp;&nbsp;CID003978 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungsten Vietnam Joint Stock Company | &nbsp;&nbsp;Tungsten Vietnam Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID003993 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Coimpa Industrial LTDA | &nbsp;&nbsp;Coimpa Industrial LTDA | &nbsp;&nbsp;Brazil | &nbsp;&nbsp;CID004010 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Nam Viet Cromit Joint Stock Company | &nbsp;&nbsp;Nam Viet Cromit Joint Stock Company | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID004034 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;PowerX Ltd. | &nbsp;&nbsp;PowerX Ltd. | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID004054 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;DONGKUK INDUSTRIES CO., LTD. | &nbsp;&nbsp;DONGKUK INDUSTRIES CO., LTD. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID004060 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Mining Minerals Resources SARL | &nbsp;&nbsp;Mining Minerals Resources SARL | &nbsp;&nbsp;Congo, Democratic Republic Of The | &nbsp;&nbsp;CID004065 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Lianyou Resources Co., Ltd. | &nbsp;&nbsp;Lianyou Resources Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID004397 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | &nbsp;&nbsp;Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID004403 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | &nbsp;&nbsp;Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004430 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Malaysia Smelting Corporation Berhad (Port Klang) | &nbsp;&nbsp;Malaysia Smelting Corporation Berhad (Port Klang) | &nbsp;&nbsp;Malaysia | &nbsp;&nbsp;CID004434 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | &nbsp;&nbsp;SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004435 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Carreytech Metal Corp. | &nbsp;&nbsp;Philippine Carreytech Metal Corp. | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID004438 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;TITAN COMPANY LIMITED, JEWELLERY DIVISION | &nbsp;&nbsp;TITAN COMPANY LIMITED, JEWELLERY DIVISION | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004491 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;GG Refinery Ltd. | &nbsp;&nbsp;GG Refinery Ltd. | &nbsp;&nbsp;Tanzania, United Republic Of | &nbsp;&nbsp;CID004506 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;KENEE MINING VIETNAM COMPANY LIMITED | &nbsp;&nbsp;KENEE MINING VIETNAM COMPANY LIMITED | &nbsp;&nbsp;Viet Nam | &nbsp;&nbsp;CID004619 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;PT Mitra Graha Raya | &nbsp;&nbsp;PT Mitra Graha Raya | &nbsp;&nbsp;Indonesia | &nbsp;&nbsp;CID004685 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;RIKAYAA GREENTECH PRIVATE LIMITED | &nbsp;&nbsp;RIKAYAA GREENTECH PRIVATE LIMITED | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004692 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Attero Recycling Pvt Ltd | &nbsp;&nbsp;Attero Recycling Pvt Ltd | &nbsp;&nbsp;India | &nbsp;&nbsp;CID004697 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOLEIL METALS (Chala One Plant) | &nbsp;&nbsp;SOLEIL METALS (Chala One Plant) | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID004704 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;SOLEIL METALS (YAKARI Plant) | &nbsp;&nbsp;SOLEIL METALS (YAKARI Plant) | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID004705 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Metal** | &nbsp;&nbsp;**Smelter** <br>**Reference List** | &nbsp;&nbsp;**Smelter Name** | &nbsp;&nbsp;**Smelter** <br>**Country** | &nbsp;&nbsp;**Smelter** <br>**Identification** | &nbsp;&nbsp;**Source of** <br>**Smelter** <br>**Identification** <br>**Number** | &nbsp;&nbsp;**Smelter** <br>**Status** |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Impala Platinum - Platinum Metals Refinery (PMR) | &nbsp;&nbsp;Impala Platinum - Platinum Metals Refinery (PMR) | &nbsp;&nbsp;South Africa | &nbsp;&nbsp;CID004714 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Woodcross Smelting Company Limited | &nbsp;&nbsp;Woodcross Smelting Company Limited | &nbsp;&nbsp;Uganda | &nbsp;&nbsp;CID004724 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Global Advanced Metals Greenbushes Pty Ltd. | &nbsp;&nbsp;Global Advanced Metals Greenbushes Pty Ltd. | &nbsp;&nbsp;Australia | &nbsp;&nbsp;CID004754 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Elite Industech Co., Ltd. | &nbsp;&nbsp;Elite Industech Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID004755 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | &nbsp;&nbsp;Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004796 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Philippine Bonway Manufacturing Industrial Corporation | &nbsp;&nbsp;Philippine Bonway Manufacturing Industrial Corporation | &nbsp;&nbsp;Philippines | &nbsp;&nbsp;CID004797 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tantalum | &nbsp;&nbsp;Jiangxi Sanshi Nonferrous Metals Co., Ltd | &nbsp;&nbsp;Jiangxi Sanshi Nonferrous Metals Co., Ltd | &nbsp;&nbsp;China | &nbsp;&nbsp;CID004813 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Active |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Gasabo Gold Refinery Ltd | &nbsp;&nbsp;Gasabo Gold Refinery Ltd | &nbsp;&nbsp;Rwanda | &nbsp;&nbsp;CID005006 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Jing Yuan Tungsten Technology Co., Ltd. | &nbsp;&nbsp;Jing Yuan Tungsten Technology Co., Ltd. | &nbsp;&nbsp;Taiwan, Province Of China | &nbsp;&nbsp;CID005012 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Minera Titán del Perú SRL (MTP) - Belen Plant | &nbsp;&nbsp;Minera Titán del Perú SRL (MTP) - Belen Plant | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID005014 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;S.P.T. spol.s r.o. | &nbsp;&nbsp;S.P.T. spol.s r.o. | &nbsp;&nbsp;Czechia | &nbsp;&nbsp;CID005068 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tin | &nbsp;&nbsp;P Kay Metal, Inc | &nbsp;&nbsp;P Kay Metal, Inc | &nbsp;&nbsp;United States Of America | &nbsp;&nbsp;CID005189 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Tungamoy Metals Inc. | &nbsp;&nbsp;Tungamoy Metals Inc. | &nbsp;&nbsp;Korea, Republic Of | &nbsp;&nbsp;CID005248 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Conformant |
| &nbsp;&nbsp;Tungsten | &nbsp;&nbsp;Geo Enterprise | &nbsp;&nbsp;Geo Enterprise | &nbsp;&nbsp;Georgia | &nbsp;&nbsp;CID005373 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Naoshima Smelter & Refinery | &nbsp;&nbsp;Naoshima Smelter & Refinery | &nbsp;&nbsp;Japan | &nbsp;&nbsp;CID005396 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | &nbsp;&nbsp;KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | &nbsp;&nbsp;Poland | &nbsp;&nbsp;CID005401 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Aurubis AG, Hamburg | &nbsp;&nbsp;Aurubis AG, Hamburg | &nbsp;&nbsp;Germany | &nbsp;&nbsp;CID005476 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;ARGET SAC | &nbsp;&nbsp;ARGET SAC | &nbsp;&nbsp;Peru | &nbsp;&nbsp;CID005522 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Boliden Harjavalta Oy | &nbsp;&nbsp;Boliden Harjavalta Oy | &nbsp;&nbsp;Finland | &nbsp;&nbsp;CID005589 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |
| &nbsp;&nbsp;Gold | &nbsp;&nbsp;Glencore Nikkelverk AS | &nbsp;&nbsp;Glencore Nikkelverk AS | &nbsp;&nbsp;Norway | &nbsp;&nbsp;CID005614 | &nbsp;&nbsp;RMI | &nbsp;&nbsp;Known |

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