# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-015824
**Filing Date:** 2023-1
**Character Count:** 14447
**Document Hash:** a7adc09f50bc80e7e22edd76f5e9314d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015824.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015824

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23560381

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Monarch Blue Chips Core ETF (Series ID: S000071243)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000226138 | Monarch Blue Chips Core ETF | MBCC            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **MONARCH BLUE CHIPS CORE ETF** | **MONARCH BLUE CHIPS CORE ETF** | **MONARCH BLUE CHIPS CORE ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.8%** |  |
|  | **APPAREL & TEXTILE PRODUCTS - 4.1%** |  |
| 13230 | NIKE, Inc., Class B | &nbsp;&nbsp;&nbsp; $1451198 |
|  | **BEVERAGES - 8.3%** |  |
| 22823 | Coca-Cola Company (The) | &nbsp;&nbsp;&nbsp; 1451771 |
| 8172 | PepsiCo, Inc. | &nbsp;&nbsp;&nbsp; 1515988 |
|  |  | &nbsp;&nbsp; 2967759 |
|  | **BIOTECH & PHARMA - 9.2%** |  |
| 4673 | Eli Lilly and Company | &nbsp;&nbsp;&nbsp; 1734056 |
| 8727 | Johnson & Johnson | &nbsp;&nbsp;&nbsp; 1553406 |
|  |  | &nbsp;&nbsp; 3287462 |
|  | **E-COMMERCE DISCRETIONARY - 3.0%** |  |
| 11107 | Amazon.com, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1072270 |
|  | **ELECTRIC UTILITIES - 7.4%** |  |
| 16557 | NextEra Energy, Inc. | &nbsp;&nbsp;&nbsp; 1402378 |
| 18273 | Southern Company (The) | &nbsp;&nbsp;&nbsp; 1235986 |
|  |  | &nbsp;&nbsp; 2638364 |
|  | **HEALTH CARE FACILITIES & SERVICES - 4.2%** |  |
| 2709 | UnitedHealth Group, Inc. | &nbsp;&nbsp;&nbsp; 1483882 |
|  | **INFRASTRUCTURE REIT - 3.4%** |  |
| 5541 | American Tower Corporation | &nbsp;&nbsp;&nbsp; 1225946 |
|  | **INTERNET MEDIA & SERVICES - 5.4%** |  |
| 6297 | Netflix, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1923922 |
|  | **MEDICAL EQUIPMENT & DEVICES - 8.2%** |  |
| 13719 | Abbott Laboratories | &nbsp;&nbsp;&nbsp; 1475890 |
| 2580 | Thermo Fisher Scientific, Inc. | &nbsp;&nbsp;&nbsp; 1445368 |
|  |  | &nbsp;&nbsp; 2921258 |
|  | **OIL & GAS SERVICES & EQUIPMENT - 5.3%** |  |
| 36916 | Schlumberger Ltd. | &nbsp;&nbsp;&nbsp; 1903020 |

---

---

| | | |
|:---|:---|:---|
| **MONARCH BLUE CHIPS CORE ETF** | **MONARCH BLUE CHIPS CORE ETF** | **MONARCH BLUE CHIPS CORE ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.8% (Continued)** |  |
|  | **RETAIL - CONSUMER STAPLES - 8.7%** |  |
| 2695 | Costco Wholesale Corporation | &nbsp;&nbsp;&nbsp; $1453279 |
| 10624 | Walmart, Inc. | &nbsp;&nbsp;&nbsp; 1619310 |
|  |  | &nbsp;&nbsp; 3072589 |
|  | **SEMICONDUCTORS - 8.2%** |  |
| 9328 | NVIDIA Corporation | &nbsp;&nbsp;&nbsp; 1578577 |
| 10646 | QUALCOMM, Inc. | &nbsp;&nbsp;&nbsp; 1346613 |
|  |  | &nbsp;&nbsp; 2925190 |
|  | **SOFTWARE - 11.6%** |  |
| 3770 | Adobe, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1300386 |
| 5383 | Microsoft Corporation | &nbsp;&nbsp;&nbsp; 1373419 |
| 9019 | Salesforce, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1445294 |
|  |  | &nbsp;&nbsp; 4119099 |
|  | **TECHNOLOGY SERVICES - 12.8%** |  |
| 4882 | Accenture PLC, Class A | &nbsp;&nbsp;&nbsp; 1469140 |
| 4338 | Mastercard, Inc., Class A | &nbsp;&nbsp;&nbsp; 1546064 |
| 7087 | Visa, Inc., Class A | &nbsp;&nbsp;&nbsp; 1537879 |
|  |  | &nbsp;&nbsp; 4553083 |
|  | **TOTAL COMMON STOCKS (Cost $35,025,888)** | &nbsp;&nbsp; 35545042 |
|  | **TOTAL INVESTMENTS - 99.8% (Cost $35,025,888)** | &nbsp;&nbsp;&nbsp; $35545042 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.2%** | &nbsp;&nbsp; 79958 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $35625000 |

---

ETF - Exchange-Traded Fund <br> PLC - Public Limited Company <br> REIT - Real Estate Investment Trust

<sup>(a)</sup> Non-income producing security.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Monarch Blue Chips Core ETF

- **b. EDGAR series identifier (if any):** S000071243

- **c. LEI of Series:** 549300T3AYKJT8OP6779

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $35699508.07

**Total Liabilities:** $74507.95

**Net Assets:** $35625000.12

**Cash Not Reported:** $76886.85

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000226138 | -8.95%               | 9.08%                | 5.95%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-332133.02              | $-2566847.92                               |
| Month 2  | $0.00                    | $2750004.98                                |
| Month 3  | $0.00                    | $1991594.00                                |

### Schedule of Portfolio Investments

| Name                         | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Salesforce Inc               | SALESFORCE INC   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      9019 | NS      | $1445294.75   | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc.                | QUALCOMM INC     | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |     10646 | NS      | $1346612.54   | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories          | ABBOTT LABS      | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     13719 | NS      | $1475890.02   | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| The Coca-Cola Company        | COCA-COLA CO/THE | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     22823 | NS      | $1451771.03   | 4.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation        | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5383 | NS      | $1373418.62   | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson            | JOHNSON&JOHNSON  | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      8727 | NS      | $1553406.00   | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                  | WALMART INC      | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     10624 | NS      | $1619310.08   | 4.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                   | NIKE INC -CL B   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     13230 | NS      | $1451198.70   | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation | COSTCO WHOLESALE | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      2695 | NS      | $1453278.75   | 4.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.              | ELI LILLY & CO   | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      4673 | NS      | $1734056.84   | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                    | ADOBE INC        | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      3770 | NS      | $1300386.10   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corporation   | AMERICAN TOWER C | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |      5541 | NS      | $1225946.25   | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                  | PEPSICO INC      | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      8172 | NS      | $1515987.72   | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                     | VISA INC-CLASS A | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      7087 | NS      | $1537879.00   | 4.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.             | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     11107 | NS      | $1072269.78   | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                | NETFLIX INC      | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      6297 | NS      | $1923922.41   | 5.40%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                 | NVIDIA CORP      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      9328 | NS      | $1578577.44   | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Nextera Energy Inc           | NEXTERA ENERGY   | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16557 | NS      | $1402377.90   | 3.94%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.      | UNITEDHEALTH GRP | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      2709 | NS      | $1483881.84   | 4.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co.                 | SOUTHERN CO      | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |     18273 | NS      | $1235985.72   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc | THERMO FISHER    | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      2580 | NS      | $1445367.60   | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                | ACCENTURE PLC-A  | CUSIP: G1151C101<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      4882 | NS      | $1469140.26   | 4.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated      | MASTERCARD INC-A | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      4338 | NS      | $1546063.20   | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Limited         | SCHLUMBERGER LTD | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |     36916 | NS      | $1903019.80   | 5.34%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer