# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-26-024919
**Filing Date:** 2026-6
**Character Count:** 60099
**Document Hash:** a290292f3a6ed2f268dcb0eb45f3503d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-024919.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0000940400-26-024919

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 261107180

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay Muni Short Duration ETF (Series ID: S000090646)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000257922 | NYLI MacKay Muni Short Duration ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI Mackay Muni Short Duration ETF

- **b. EDGAR series identifier (if any):** S000090646

- **c. LEI of Series:** 529900IUV9ITS9M0DL55

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $62678824.73

**Total Liabilities:** $725368.27

**Net Assets:** $61953456.46

**Delayed Delivery Securities:** $500000.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 265.08833000 | **1-Year:** 5052.02825000 | **5-Year:** 9662.38938000 | **10-Year:** 2160.15531000 | **30-Year:** 4.02554000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 4.11287000 | **1-Year:** 184.91640000 | **5-Year:** 226.84095000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000257922 | 0.69%                | -1.03%               | 0.42%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $7745.38                 | $235603.48                                 |
| Month 2  | $-53861.94               | $-718102.85                                |
| Month 3  | $-2031.72                | $59821.37                                  |

**Designated Index Information**

- **Index Name:** Bloomberg 3-Yr Municipal Bond Index

- **Index Identifier:** LEH__LHMN0732

### Schedule of Portfolio Investments

| Name                                                                          | Title                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| HIGHER EDUCATION STUDENT ASSISTANCE AUTHORITY (NJ)                            | NJ NJSHGR 5 12/01/2027                              | CUSIP: 646080YN5<br>LEI: 5493007OOYUHTF8GSL63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $514676.85    | 0.83%             | 2027-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| KENTUCKY HIGHER EDUCATION STUDENT LOAN CORP (KY)                              | KY KYSSTD 5.25 06/01/2028                           | CUSIP: 49130NGS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $507736.75    | 0.82%             | 2028-06-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| RESIDENTIAL CARE FACILITIES FOR THE ELDERLY AUTHORITY OF FULTON COUNTY (GA)   | GA FULMED 5 07/01/2031                              | CUSIP: 360059AL3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1001922.70   | 1.62%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BLACK BELT ENERGY GAS DISTRICT (THE) (AL)                                     | AL BBEUTL 5 12/01/2029                              | CUSIP: 09182THM2<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |    500000 | PA      | $521906.60    | 0.84%             | 2029-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| HAWAII ST                                                                     | HI HIS 4.36 10/01/2031                              | CUSIP: 419792S49<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $251236.80    | 0.41%             | 2031-10-01      | Fixed         | 4.36%                 | No            |                  2 | On Loan: No      |
| FORSYTH (MT), CITY OF                                                         | MT FORPOL 3.88 10/01/2032                           | CUSIP: 346668DP8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $102178.44    | 0.16%             | 2032-10-01      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| NEW YORK STATE POWER AUTHORITY (NY)                                           | NY NYSPWR 5.75 11/15/2033                           | CUSIP: 64989KFD3<br>LEI: I5P1GEYFGGMMDOFX2L30 | Long             | DBT              | MUN               | US        |    250000 | PA      | $265355.75    | 0.43%             | 2033-11-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| BUCKEYE TOBACCO SETTLEMENT FINANCING AUTHORITY (OH)                           | OH BUCGEN 5 06/01/2032                              | CUSIP: 118217CN6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1076539.30   | 1.74%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| VILLAGE CMNTY DEV DIST NO 13 FLA                                              | FL VILDEV 2.55 05/01/2031                           | CUSIP: 92708HAM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $238160.28    | 0.38%             | 2031-05-01      | Fixed         | 2.55%                 | No            |                  2 | On Loan: No      |
| RHODE ISLAND ST HEALTH & EDL BLDG CORP                                        | RI RISMED 5 07/01/2030                              | CUSIP: 762244NL1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $106627.90    | 0.17%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| EPPERSON NORTH COMMUNITY DEVELOPMENT DISTRICT (FL)                            | FL EPNDEV 3.1 11/01/2031                            | CUSIP: 29429VAL7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $237351.48    | 0.38%             | 2031-11-01      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| VIRGINIA ST HSG DEV AUTH                                                      | VA VASHSG 3.55 01/01/2027                           | CUSIP: 92812XHS4<br>LEI: 549300LW3QBOVLQBP895 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501038.10    | 0.81%             | 2027-01-01      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| GUAM, GOVERNMENT OF                                                           | GU GMSGEN 5 01/01/2029                              | CUSIP: 40065NCM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    315000 | PA      | $328721.40    | 0.53%             | 2029-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LEANDER TEX INDPT SCH DIST                                                    | TX LDRSCD 0 08/15/2028                              | CUSIP: 521841P67<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $420954.21    | 0.68%             | 2028-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW PALESTINE IND CMNTY SCHS                                                  | IN NPAEDU 5 01/15/2027                              | CUSIP: 64782HAF9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $355007.98    | 0.57%             | 2027-01-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY (NJ)                                | NJ NJSDEV 5 01/01/2030                              | CUSIP: 64577BHU1<br>LEI: 5493006JS6QWDVU4R678 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501570.55    | 0.81%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MIAMI-DADE CNTY FLA                                                           | FL MDCTRN 5 10/01/2030                              | CUSIP: 59335KEM5<br>LEI: 549300QG0NBD9HULR263 | Long             | DBT              | MUN               | US        |    450000 | PA      | $480782.39    | 0.78%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL EDUCATION FACILITIES FINANCE CORP (TX)                      | TX NHPFAC 5 01/01/2030                              | CUSIP: 64542UHT4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    895000 | PA      | $935577.78    | 1.51%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NATIONAL FIN AUTH N H                                                         | NH NFAGEN 5.88 12/15/2033                           | CUSIP: 63608TAS9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $249873.58    | 0.40%             | 2033-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUN FIN AUTH                                                       | CA CASFIN 5 12/01/2027                              | CUSIP: 13048V3Z9<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    100000 | PA      | $102132.24    | 0.16%             | 2027-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ARKANSAS DEVELOPMENT FINANCE AUTHORITY (AR)                                   | AR ARSDEV 09/01/2046                                | CUSIP: 04110FAC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $997375.40    | 1.61%             | 2046-09-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| JOHNSON (KS), COUNTY OF                                                       | KS JOH 2 09/01/2031                                 | CUSIP: 47844PMJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $456580.65    | 0.74%             | 2031-09-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| GRAND FORKS N D                                                               | ND GRA 2.25 12/01/2028                              | CUSIP: 3854434G8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    215000 | PA      | $209744.54    | 0.34%             | 2028-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA MED CARE COMMN RETIREMENT FACS                                 | NC NCSMED 3.75 10/01/2030                           | CUSIP: 65820YVG8<br>LEI: 549300FH6KOXGCHQYG81 | Long             | DBT              | MUN               | US        |    200000 | PA      | $200507.74    | 0.32%             | 2030-10-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)                          | CA CCEDEV 01/01/2054                                | CUSIP: 13013JCM6<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    555000 | PA      | $587221.91    | 0.95%             | 2054-01-01      | Variable      | 5.25%                 | No            |                  2 | On Loan: No      |
| VIRGINIA ST HSG DEV AUTH                                                      | VA VASHSG 07/01/2056                                | CUSIP: 92812XRF1<br>LEI: 549300LW3QBOVLQBP895 | Long             | DBT              | MUN               | US        |    170000 | PA      | $169956.31    | 0.27%             | 2056-07-01      | Variable      | 3.12%                 | No            |                  2 | On Loan: No      |
| ALASKA MUNICIPAL BOND BANK (AK)                                               | AK AKMBBK 5.5 10/01/2042                            | CUSIP: 01179RVM2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $358137.61    | 0.58%             | 2042-10-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| RHODE ISLAND ST HEALTH & EDL BLDG CORP                                        | RI RISMED 5 07/01/2029                              | CUSIP: 762244NK3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     75000 | PA      | $78954.61     | 0.13%             | 2029-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GRAND FORKS N D                                                               | ND GRA 2.5 12/01/2028                               | CUSIP: 3854435Q5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $98310.85     | 0.16%             | 2028-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK STATE ELECTRIC & GAS CORP                                            | NH NFAPOL 4 12/01/2028                              | CUSIP: 63609YAA6<br>LEI: 549300GEC6J0YHUXA160 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1013094.40   | 1.64%             | 2028-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| TOLEDO HOSPITAL                                                               | TOLHOS 5.325 11/15/28 B                             | CUSIP: 889184AC1<br>LEI: 5493009DCR7NWV6K4T34 | Long             | DBT              | CORP              | US        |    750000 | PA      | $754975.69    | 1.22%             | 2028-11-15      | Fixed         | 5.33%                 | No            |                  2 | On Loan: No      |
| RANTOUL ILL                                                                   | IL RTL 5 01/01/2029                                 | CUSIP: 753279JS8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    580000 | PA      | $608299.07    | 0.98%             | 2029-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PINGREE GROVE ILL SPL SVC AREAS NO 2 & 7                                      | IL PGLGEN 3.5 03/01/2031                            | CUSIP: 72342NAF2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1241088.00   | 2.00%             | 2031-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW HAMPSHIRE ST HSG FIN AUTH                                                 | NH NHSSFH 6.5 07/01/2056                            | CUSIP: 64469D7Y1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    445000 | PA      | $504913.24    | 0.81%             | 2056-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| NEW MEXICO MTG FIN AUTH                                                       | NM NMSHSG 3.45 09/01/2032                           | CUSIP: 647201SJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $99277.05     | 0.16%             | 2032-09-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENERGY RESH & DEV AUTH                                            | NY NYSPWR 5.82 04/01/2028                           | CUSIP: 64985VBG0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $500507.30    | 0.81%             | 2028-04-01      | Fixed         | 5.82%                 | No            |                  2 | On Loan: No      |
| HARRIS CNTY TEX MUN UTIL DIST NO 490                                          | TX HARUTL 6.5 03/01/2028                            | CUSIP: 41430EHF3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    790000 | PA      | $839808.24    | 1.36%             | 2028-03-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| VIRIDIAN MUN MGMT DIST TEX                                                    | TX VIRGEN 6.25 12/01/2026                           | CUSIP: 92823PSG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    620000 | PA      | $631115.17    | 1.02%             | 2026-12-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| KIRKWOOD COMMUNITY COLLEGE (IA)                                               | IA KIRHGR 3 06/01/2032                              | CUSIP: 497592KF1<br>LEI: 549300XT367WU6S5AE66 | Long             | DBT              | MUN               | US        |    500000 | PA      | $496674.45    | 0.80%             | 2032-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| MAIN STREET NATURAL GAS INC (GA)                                              | GA MAIUTL 05/01/2055                                | CUSIP: 56035DJJ2<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    400000 | PA      | $423390.88    | 0.68%             | 2055-05-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| INDIANA FINANCE AUTHORITY (IN)                                                | IN INSMED 10/01/2064                                | CUSIP: 45470YGD7<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    250000 | PA      | $268470.60    | 0.43%             | 2064-10-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| KENTUCKY HSG CORP                                                             | KY KYSSFH 6.5 07/01/2055                            | CUSIP: 491309NP1<br>LEI: 549300NTBUU903EKQ287 | Long             | DBT              | MUN               | US        |    450000 | PA      | $477422.73    | 0.77%             | 2055-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| TOLL ROAD INVESTORS PARTNERSHIP II LP                                         | TOLLRD 0 02/15/29                                   | CUSIP: 88948ABE6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    500000 | PA      | $414460.26    | 0.67%             | 2029-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SAN ANTONIO (TX), CITY OF                                                     | TX SANAPT 5 07/01/2026                              | CUSIP: 796242TY1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $401312.08    | 0.65%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| REDMOND ORE                                                                   | OR RMD 5 06/01/2030                                 | CUSIP: 757657ZA2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $481154.49    | 0.78%             | 2030-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Lifespan Mass Fall River Inc. / Lifespan Mass Taunton Inc.                    | BRNUHS 5.05 02/15/30 2025                           | CUSIP: 53229UAA5<br>LEI: I9TGZUV477HZIKUP0045 | Long             | DBT              | CORP              | US        |    500000 | PA      | $506790.24    | 0.82%             | 2030-02-15      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| WEST VIRGINIA ECONOMIC DEVELOPMENT AUTHORITY (WV)                             | WV WVSDEV 01/01/2041                                | CUSIP: 95648VBY4<br>LEI: 549300WW88TKKF5H1220 | Long             | DBT              | MUN               | US        |    350000 | PA      | $352559.80    | 0.57%             | 2041-01-01      | Variable      | 3.30%                 | No            |                  2 | On Loan: No      |
| CHICAGO (IL), CITY OF                                                         | IL CHI 5.88 01/01/2031                              | CUSIP: 1674862D0<br>LEI: T5UYO5SYLC8K73MJQX30 | Long             | DBT              | MUN               | US        |    250000 | PA      | $251046.05    | 0.41%             | 2031-01-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| KANSAS CITY MO LAND CLEARANCE REDEV AUTH                                      | MO KANDEV 4.38 02/01/2031                           | CUSIP: 48504MAE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $275019.06    | 0.44%             | 2031-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ADAMS AND ARAPAHOE COUNTIES JOINT DISTRICT N.28-J (CO)                        | CO ADASCD 5.5 12/01/2026                            | CUSIP: 0054824G6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $305121.99    | 0.49%             | 2026-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| HORIZON REGIONAL MUNICIPAL UTILITY DISTRICT (TX)                              | TX HRZUTL 3 02/01/2027                              | CUSIP: 44044TES7<br>LEI: 5493003MTD7X9G4KHS74 | Long             | DBT              | MUN               | US        |    390000 | PA      | $389450.92    | 0.63%             | 2027-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ILLINOIS (IL), STATE OF                                                       | IL ILS 5 11/01/2027                                 | CUSIP: 452152P96<br>LEI: 54930048FV8RWPR02D67 | Long             | DBT              | MUN               | US        |    500000 | PA      | $515637.15    | 0.83%             | 2027-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHEAST ENERGY AUTHORITY (AL)                                               | AL SEEPWR 05/01/2055                                | CUSIP: 84136HCF8<br>LEI: 25490090A3RLJHITY273 | Long             | DBT              | MUN               | US        |    405000 | PA      | $430948.59    | 0.70%             | 2055-05-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY HOUSING DEVELOPMENT CORP (NY)                                   | NY NYCMFH 5.46 12/15/2031                           | CUSIP: 64966TGS7<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1015889.20   | 1.64%             | 2031-12-15      | Fixed         | 5.46%                 | No            |                  2 | On Loan: No      |
| INDIANA STATE HOUSING & COMMUNITY DEVELOPMENT AUTHORITY (IN)                  | IN INSSFH 1.8 07/01/2032                            | CUSIP: 45505TUD1<br>LEI: 549300QRKDYVNHT1OE86 | Long             | DBT              | MUN               | US        |    200000 | PA      | $174634.38    | 0.28%             | 2032-07-01      | Fixed         | 1.80%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CALIF DEPT WTR & PWR                                              | CA LOSUTL 5 07/01/2030                              | CUSIP: 544532PY4<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    200000 | PA      | $216096.66    | 0.35%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MUSKEGON HEIGHTS MICH WATER SYSTEM REV                                        | MI MSKWTR 4.5 11/01/2030                            | CUSIP: 627763EH4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    285000 | PA      | $285365.14    | 0.46%             | 2030-11-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FALLSBURG N Y CENT SCH DIST                                                   | NY FALSCD 2 06/15/2032                              | CUSIP: 306747JW7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $352335.68    | 0.57%             | 2032-06-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| ROBBINSDALE INDEPENDENT SCHOOL DISTRICT N.281 (MN)                            | MN ROBSCD 2 02/01/2028                              | CUSIP: 770265EK8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $243793.53    | 0.39%             | 2028-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)                          | CA CCEDEV 5 11/01/2033                              | CUSIP: 13013JHH2<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    750000 | PA      | $811097.33    | 1.31%             | 2033-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LAS VARAS PUB FAC CORP TEX                                                    | TX LAVMFH 11/01/2044                                | CUSIP: 51766AAQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $596220.42    | 0.96%             | 2044-11-01      | Variable      | 3.35%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY (CA)                         | CA CASMED 02/01/2045                                | CUSIP: 13032UZ92<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1200000 | PA      | $1200000.00   | 1.94%             | 2045-02-01      | Variable      | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW MEXICO MTG FIN AUTH                                                       | NM NMSHSG 5.75 03/01/2057                           | CUSIP: 64720ABH4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $437605.20    | 0.71%             | 2057-03-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| OHIO AIR QUALITY DEVELOPMENT AUTHORITY (OH)                                   | OH OHSDEV 3.25 09/01/2029                           | CUSIP: 677525WB9<br>LEI: 549300DZUU80AYOR6M80 | Long             | DBT              | MUN               | US        |    465000 | PA      | $462352.66    | 0.75%             | 2029-09-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| TEMPE ARIZ INDL DEV AUTH                                                      | AZ TEMDEV 3.5 12/01/2030                            | CUSIP: 87972MCC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $993714.90    | 1.60%             | 2030-12-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| PHOENIX CITY INDUSTRIAL DEVELOPMENT AUTHORITY (THE) (AZ)                      | AZ PHOMED 11/15/2052                                | CUSIP: 71884SAA8<br>LEI: 549300A62PWFBDWB8332 | Long             | DBT              | MUN               | US        |   1200000 | PA      | $1200000.00   | 1.94%             | 2052-11-15      | Variable      | 3.30%                 | No            |                  2 | On Loan: No      |
| CRAWFORD CNTY IOWA MEM HOSP                                                   | IA CRAMED 5 06/15/2027                              | CUSIP: 224832BA2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $703121.51    | 1.13%             | 2027-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| RHODE ISLAND STUDENT LOAN AUTHORITY (RI)                                      | RI RISSTD 5 12/01/2029                              | CUSIP: 762315RH4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $263806.65    | 0.43%             | 2029-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA HSG FIN AGY                                                    | NC NCSHSG 6.5 01/01/2056                            | CUSIP: 65820BCH7<br>LEI: EC4EE0PS5OP5O69B5C39 | Long             | DBT              | MUN               | US        |    450000 | PA      | $511322.22    | 0.83%             | 2056-01-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| BOARD OF REGENTS OF THE UNIVERSITY OF HOUSTON SYSTEM (TX)                     | TX UHTHGR 5 02/15/2028                              | CUSIP: 914302CE2<br>LEI: 549300M19XU6IJMM4C45 | Long             | DBT              | MUN               | US        |    175000 | PA      | $175312.87    | 0.28%             | 2028-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MAIN STR ENERGY INC GA                                                        | GA MSEPWR 5 12/01/2033                              | CUSIP: 560354AE2<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    500000 | PA      | $526028.45    | 0.85%             | 2033-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MAIN STREET NATURAL GAS INC (GA)                                              | GA MAIUTL 05/01/2052                                | CUSIP: 56035DCZ3<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    150000 | PA      | $152127.65    | 0.25%             | 2052-05-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| SPARKS NEV TOURISM IMPT DIST NO 1                                             | NV SPAGEN 3.88 06/15/2028                           | CUSIP: 846562AF3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $276071.62    | 0.45%             | 2028-06-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| WEST ATHENS LIME STR FIRE DIST N Y                                            | NY WSAFAC 4.25 09/03/2026                           | CUSIP: 95122AAA8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $250620.33    | 0.40%             | 2026-09-03      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA PUBLIC FINANCE AUTHORITY (CA)                                      | CA CASGEN 5.4 11/15/2031                            | CUSIP: 13057EKC7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $512502.45    | 0.83%             | 2031-11-15      | Fixed         | 5.40%                 | No            |                  2 | On Loan: No      |
| MATAGORDA COUNTY NAVIGATION DISTRICT N.1 (TX)                                 | TX MATPOL 2.6 11/01/2029                            | CUSIP: 576528DT7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    460000 | PA      | $448116.13    | 0.72%             | 2029-11-01      | Fixed         | 2.60%                 | No            |                  2 | On Loan: No      |
| INDIANA ST HSG & CMNTY DEV AUTH                                               | IN INSSFH 4 01/01/2028                              | CUSIP: 45505WCC6<br>LEI: 549300QRKDYVNHT1OE86 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100767.49    | 0.16%             | 2028-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CUMBERLAND COUNTY FINANCE CORP (NC)                                           | NC CUMPOL 12/01/2027                                | CUSIP: 230589AB9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $998413.00    | 1.61%             | 2027-12-01      | Variable      | 3.12%                 | No            |                  2 | On Loan: No      |
| PUBLIC ENERGY AUTHORITY OF KENTUCKY (KY)                                      | KY KYSPWR 06/01/2055                                | CUSIP: 74440DFN9<br>LEI: 549300XEJZWHYSY4SL55 | Long             | DBT              | MUN               | US        |    400000 | PA      | $423161.00    | 0.68%             | 2055-06-01      | Variable      | 5.25%                 | No            |                  2 | On Loan: No      |
| NATIONAL FIN AUTH N H                                                         | NH NFADEV 4 01/01/2030                              | CUSIP: 63608SAJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    280000 | PA      | $281991.36    | 0.46%             | 2030-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BLACK BELT ENERGY GAS DISTRICT (THE) (AL)                                     | AL BBEUTL 5 12/01/2030                              | CUSIP: 09182TGX9<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |    100000 | PA      | $105591.12    | 0.17%             | 2030-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FAYETTE CNTY OHIO                                                             | OH FAYMED 5.25 12/01/2028                           | CUSIP: 312446AA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $526891.20    | 0.85%             | 2028-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA (CA), STATE OF                                                     | CA CAS 4.88 09/01/2030                              | CUSIP: 13063EHU3<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |    500000 | PA      | $515036.75    | 0.83%             | 2030-09-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| MICHIGAN FINANCE AUTHORITY (MI)                                               | MI MISFIN 3.27 06/01/2039                           | CUSIP: 59447TH97<br>LEI: 54930022O46HOX5J1D14 | Long             | DBT              | MUN               | US        |    170000 | PA      | $161101.38    | 0.26%             | 2039-06-01      | Fixed         | 3.27%                 | No            |                  2 | On Loan: No      |
| SOUTHEAST ENERGY AUTHORITY (AL)                                               | AL SEEPWR 11/01/2051                                | CUSIP: 84136FAH0<br>LEI: 25490090A3RLJHITY273 | Long             | DBT              | MUN               | US        |    400000 | PA      | $404606.08    | 0.65%             | 2051-11-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| INDIANA STATE HOUSING & COMMUNITY DEVELOPMENT AUTHORITY (IN)                  | IN INSSFH 6.5 07/01/2054                            | CUSIP: 45505TP54<br>LEI: 549300QRKDYVNHT1OE86 | Long             | DBT              | MUN               | US        |    390000 | PA      | $409598.05    | 0.66%             | 2054-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| ALABAMA STATE PORT AUTHORITY (AL)                                             | AL ALSTRN 5 10/01/2027                              | CUSIP: 010604BZ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $767678.18    | 1.24%             | 2027-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA MED CARE COMMN RETIREMENT FACS                                 | NC NCSMED 3.45 11/01/2030                           | CUSIP: 65820YVR4<br>LEI: 549300FH6KOXGCHQYG81 | Long             | DBT              | MUN               | US        |    500000 | PA      | $497584.50    | 0.80%             | 2030-11-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| MARYLAND ST HEALTH & HIGHER EDL FACS AUTH                                     | MD MDSMED 5 07/01/2026                              | CUSIP: 57421CJD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    800000 | PA      | $802759.52    | 1.30%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOUISIANA PUBLIC FACILITIES AUTHORITY (LA)                                    | LA LASFAC 5 05/15/2030                              | CUSIP: 546399UQ7<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |    450000 | PA      | $482608.67    | 0.78%             | 2030-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TEXAS MUNICIPAL GAS ACQUISITION AND SUPPLY CORP VI (TX)                       | TX TGAUTL 5 01/01/2027                              | CUSIP: 88256FAA0<br>LEI: 254900OCOQCKZZ4U6C83 | Long             | DBT              | MUN               | US        |    700000 | PA      | $707381.64    | 1.14%             | 2027-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEBRASKA INVT FIN AUTH                                                        | NE NESSFH 6.5 09/01/2053                            | CUSIP: 63968MY86<br>LEI: 549300OIIXIM3SRZWK33 | Long             | DBT              | MUN               | US        |    235000 | PA      | $247261.01    | 0.40%             | 2053-09-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| ATLANTA GA URBAN RESIDENTIAL FIN AUTH                                         | GA ATLMFH 05/01/2029                                | CUSIP: 04785VCD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1001445.60   | 1.62%             | 2029-05-01      | Variable      | 3.20%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA MED CARE COMMN RETIREMENT FACS                                 | NC NCSMED 3.35 01/01/2031                           | CUSIP: 65820YWD4<br>LEI: 549300FH6KOXGCHQYG81 | Long             | DBT              | MUN               | US        |    500000 | PA      | $499174.80    | 0.81%             | 2031-01-01      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| MICHIGAN FIN AUTH                                                             | MI MISFIN 12/01/2039                                | CUSIP: 59447UBB5<br>LEI: 54930022O46HOX5J1D14 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000002.20   | 1.61%             | 2039-12-01      | Floating      | 3.94%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY TR                                                          | NY NYCFAC 5 12/01/2032                              | CUSIP: 649717WE1<br>LEI: 5493005I1IFCGZIFFQ41 | Long             | DBT              | MUN               | US        |    500000 | PA      | $554122.45    | 0.89%             | 2032-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CURRENTS COMMUNITY DEVELOPMENT DISTRICT (FL)                                  | FL CURDEV 3.5 05/01/2030                            | CUSIP: 23131PAB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    290000 | PA      | $284759.38    | 0.46%             | 2030-05-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS                                      | DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS SH BEN INT | CUSIP: 262006208<br>LEI: 549300F7IDB6WRO7VJ11 | Long             | STIV             | RF                | US        |    515102 | NS      | $515101.74    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACK BELT ENERGY GAS DISTRICT (THE) (AL)                                     | AL BBEUTL 10/01/2052                                | CUSIP: 09182TAM9<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100467.65    | 0.16%             | 2052-10-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| WASHINGTON (MN), COUNTY OF                                                    | MN WAS 2.1 02/01/2027                               | CUSIP: 937785UJ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $495294.50    | 0.80%             | 2027-02-01      | Fixed         | 2.10%                 | No            |                  2 | On Loan: No      |
| VILLAGE CMNTY DEV DIST NO 15 FLA                                              | FL VGEDEV 4.25 05/01/2028                           | CUSIP: 92708KAA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    385000 | PA      | $388419.76    | 0.63%             | 2028-05-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| CENTER GROVE IND CMNTY SCH CORP                                               | IN CENSCD 5 01/01/2027                              | CUSIP: 151469FX6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $252677.63    | 0.41%             | 2027-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)                   | CA CASGEN 2.15 11/15/2030                           | CUSIP: 13080SZE7<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $478357.85    | 0.77%             | 2030-11-15      | Fixed         | 2.15%                 | No            |                  2 | On Loan: No      |
| HENDERSON (KY), CITY OF                                                       | KY HENFAC 3.7 01/01/2032                            | CUSIP: 425099AC2<br>LEI: 549300UJ32J1O26W1T80 | Long             | DBT              | MUN               | US        |    500000 | PA      | $498263.35    | 0.80%             | 2032-01-01      | Fixed         | 3.70%                 | No            |                  2 | On Loan: No      |
| MARICOPA CNTY ARIZ INDL DEV AUTH                                              | AZ MARGEN 4.38 05/01/2033                           | CUSIP: 56683PAA8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $491093.10    | 0.79%             | 2033-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ANDREWS CNTY TEX HOSP DIST                                                    | TX ADRMED 5 03/15/2029                              | CUSIP: 034451CB8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    355000 | PA      | $360886.43    | 0.58%             | 2029-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TEXAS ST DEPT HSG & CMNTY AFFAIRS                                             | TX TXSSFH 3.65 01/01/2028                           | CUSIP: 882750D74<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    500000 | PA      | $503693.20    | 0.81%             | 2028-01-01      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| KNOX CNTY ILL CMNTY SCH DIST NO 202 KNOXVILLE                                 | IL KNOSCD 5 12/01/2026                              | CUSIP: 499350FE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    190000 | PA      | $192048.47    | 0.31%             | 2026-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW MEMPHIS ARENA PUBLIC BUILDING AUTHORITY OF MEMPHIS AND SHELBY COUNTY (TN) | TN NMAFAC 4 04/01/2027                              | CUSIP: 64704CAR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    475000 | PA      | $478887.16    | 0.77%             | 2027-04-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| MCKINNEY MUN UTIL DIST NO 2 TEX COLLIN CNTY                                   | TX MCUUTL 6.5 09/01/2031                            | CUSIP: 581733GH9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $824163.30    | 1.33%             | 2031-09-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY (PA)                          | PA PASSTD 5 06/01/2030                              | CUSIP: 70878CBM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $471864.15    | 0.76%             | 2030-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CAMPBELL (TN), COUNTY OF                                                      | TN CAM 2 06/01/2031                                 | CUSIP: 134303TY2<br>LEI: 549300T61WDDRIWIM152 | Long             | DBT              | MUN               | US        |    400000 | PA      | $367069.48    | 0.59%             | 2031-06-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN NASHVILLE ARPT AUTH TENN                                         | TN MNVAPT 5 07/01/2031                              | CUSIP: 592190SD5<br>LEI: 549300IC0HNF8TDXEE63 | Long             | DBT              | MUN               | US        |    310000 | PA      | $337216.85    | 0.54%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| INDIANAPOLIS IND LOC PUB IMPT BD BK                                           | IN INPBBK 5 01/01/2028                              | CUSIP: 45528VFT1<br>LEI: 549300LX8ESJHDSESB87 | Long             | DBT              | MUN               | US        |    450000 | PA      | $464830.25    | 0.75%             | 2028-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ENERGY FINANCE DEVELOPMENT CORP                                      | NY NYEFAC 07/01/2056                                | CUSIP: 64947PAA4<br>LEI: 254900PRGXZMJ912RI65 | Long             | DBT              | MUN               | US        |    600000 | PA      | $617757.30    | 1.00%             | 2056-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| MIDLAND COUNTY FRESH WATER SUPPLY DISTRICT N.1 (TX)                           | TX MIDWTR 0 09/15/2032                              | CUSIP: 597495AV2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $383945.10    | 0.62%             | 2032-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INDIANA FINANCE AUTHORITY (IN)                                                | IN INDGEN 3 11/01/2030                              | CUSIP: 45470CAF6<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    250000 | PA      | $244304.30    | 0.39%             | 2030-11-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| SOUTHEAST ENERGY AUTHORITY (AL)                                               | AL SEEPWR 5 10/01/2030                              | CUSIP: 84136HCT8<br>LEI: 25490090A3RLJHITY273 | Long             | DBT              | MUN               | US        |    500000 | PA      | $534349.40    | 0.86%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| KAUAI CNTY HAWAII CMNTY FACS DIST                                             | HI KAUFAC 4 05/15/2030                              | CUSIP: 486121BL9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    470000 | PA      | $479905.67    | 0.77%             | 2030-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                                  | NY NYC 5 08/01/2031                                 | CUSIP: 64966SSV9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $276058.48    | 0.45%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SALES TAX SECURITIZATION CORP                                                 | IL STSGEN 5 01/01/2028                              | CUSIP: 79467BED3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    465000 | PA      | $481324.06    | 0.78%             | 2028-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TOLL ROAD INVESTORS PARTNERSHIP II LP                                         | TOLLRD 0 02/15/32                                   | CUSIP: 88948ABH9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    400000 | PA      | $265927.43    | 0.43%             | 2032-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MANKATO (MN), CITY OF                                                         | MN MAN 2.12 02/01/2027                              | CUSIP: 563657SN6<br>LEI: 5493003B18DJ507ZEG20 | Long             | DBT              | MUN               | US        |    500000 | PA      | $495990.95    | 0.80%             | 2027-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                                   | CA CASMFH 01/01/2056                                | CUSIP: 130483KP4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $499813.65    | 0.81%             | 2056-01-01      | Variable      | 2.95%                 | No            |                  2 | On Loan: No      |
| RHODE ISLAND ST HEALTH & EDL BLDG CORP                                        | RI RISMED 5 07/01/2031                              | CUSIP: 762244NM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $214705.88    | 0.35%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ATLANTA GA DEV AUTH                                                           | GA ATLHSG 8.12 07/01/2030                           | CUSIP: 04777LDX1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $978068.00    | 1.58%             | 2030-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHGLENN METROPOLITAN DISTRICT (CO)                                         | CO SOGMET 5 12/01/2030                              | CUSIP: 84437RAE7<br>LEI: 549300ETN4YRI5O2PU39 | Long             | DBT              | MUN               | US        |    755000 | PA      | $755140.20    | 1.22%             | 2030-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PISCATAWAY TWP N J                                                            | NJ PIS 3 10/15/2027                                 | CUSIP: 724292YK7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000145.20   | 1.61%             | 2027-10-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| INDIANA SECONDARY MKT EDL LNS INC                                             | IN INSSTD 5 06/01/2028                              | CUSIP: 45505NAK0<br>LEI: 549300M19IK303TD4597 | Long             | DBT              | MUN               | US        |    400000 | PA      | $410552.44    | 0.66%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)                          | CA CCEDEV 07/01/2053                                | CUSIP: 13013JCB0<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    420000 | PA      | $438246.19    | 0.71%             | 2053-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-22

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ