# EDGAR Filing Document

**Accession Number:** 0001084267
**File Stem:** 0001683168-23-000188
**Filing Date:** 2023-1
**Character Count:** 5037
**Document Hash:** 37a2b2f52513cd4f1878fea16c8ce355
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001683168-23-000188.hdr.sgml**: 20230113

**ACCESSION NUMBER**: 0001683168-23-000188

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230113

**ITEM INFORMATION**: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

**FILED AS OF DATE**: 20230113

**DATE AS OF CHANGE**: 20230113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mobiquity Technologies, Inc.
- **CENTRAL INDEX KEY:** 0001084267
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-ADVERTISING [7310]
- **IRS NUMBER:** 113427886
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41117
- **FILM NUMBER:** 23529269

**BUSINESS ADDRESS:**
- **STREET 1:** 35 TORRINGTON LANE
- **CITY:** SHOREHAM
- **STATE:** NY
- **ZIP:** 11786
- **BUSINESS PHONE:** 516-256-7766

**MAIL ADDRESS:**
- **STREET 1:** 35 TORRINGTON LANE
- **CITY:** SHOREHAM
- **STATE:** NY
- **ZIP:** 11786

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ACE MARKETING & PROMOTIONS INC
- **DATE OF NAME CHANGE:** 19990414

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, DC 20549**

**FORM 8-K**

**CURRENT REPORT Pursuant**

**to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

Date of report (Date of earliest event reported): **January 13, 2023**

**MOBIQUITY TECHNOLOGIES, INC.**

(Exact Name of Registrant as Specified in Its Charter)

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| | | |
|:---|:---|:---|
| **New York** | **001-41117** | **11-3427886** |
| (State or Other Jurisdiction of<br> Incorporation or Organization) | (Commission File Number) | (IRS Employer Identification No.) |

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| | |
|:---|:---|
| **35 Torrington Lane**<br> **Shoreham, New York** | <br> **11786** |
| (Address of Principal Executive Offices) | (Zip Code) |

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Registrant's Telephone Number, Including Area Code: **(516) 246-9422**

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| |
|:---|
| Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). |
| Emerging growth company ☐ |
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.<br>Securities registered pursuant to Section 12(b) of the Act: Common Stock, $0.0001 par value per share; Common Stock Purchase Warrants. |

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**Section 3 – Securities and Trading Market**

**Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.**

On January 13, 2023, Mobiquity Technologies, Inc (the "Company") received a letter from The Nasdaq Stock Market stating that the Company was not in compliance with Nasdaq Listing Rule 5550(a)(2) because the closing bid price of the Company's common stock was below $1.00 per share for 30 consecutive business days. The notice has no immediate impact on the Company's listing.

Pursuant to Nasdaq's Listing Rules, the Company has a 180 day grace period, until July 12, 2023, during which the Company may regain compliance if the bid price of its common stock closes at $1.00 per share or more for a minimum of ten consecutive business days. The Company may be eligible for an additional 180-day grace period if the Company meets Nasdaq's initial listing standards (other than with respect to minimum bid price) for The Nasdaq Capital Market.

The Company intends to actively monitor the bid price for its common stock between now and July 12, 2023 and will consider available options to regain compliance with the Nasdaq minimum bid price requirements.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | |
|:---|:---|
| Dated: January 13, 2023 | **MOBIQUITY TECHNOLOGIES, INC.** |
|  | By: <u>/s/ Dean L. Julia</u> |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Dean L. Julia, Chief Executive Officer |

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