# EDGAR Filing Document

**Accession Number:** 0000789994
**File Stem:** 0000789994-26-000007
**Filing Date:** 2026-5
**Character Count:** 2922
**Document Hash:** 37a471b605ec1ae8c5b7810810cdc640
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000789994-26-000007.hdr.sgml**: 20260522

**ACCESSION NUMBER**: 0000789994-26-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260522

**DATE AS OF CHANGE**: 20260522

**EFFECTIVENESS DATE**: 20260522

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOULIHAN LOKEY CAPITAL, INC.
- **CENTRAL INDEX KEY:** 0000789994

**ORGANIZATION NAME:**
- **EIN:** 954023264
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-35643
- **FILM NUMBER:** 261015384

**BUSINESS ADDRESS:**
- **STREET 1:** 10250 CONSTELLATION BOULEVARD
- **STREET 2:** 5TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067
- **BUSINESS PHONE:** 212 331 8194

**MAIL ADDRESS:**
- **STREET 1:** 10250 CONSTELLATION BOULEVARD
- **STREET 2:** 5TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90067

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC.
- **DATE OF NAME CHANGE:** 20020724

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL LP                /BD
- **DATE OF NAME CHANGE:** 20010208

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL INC               /BD
- **DATE OF NAME CHANGE:** 20010208

### Attached PDF Documents

**Attachment 1:** `FY26HLCpublic.pdf`

_No text found in this document._

**Attachment 2:** `FY26Exemption1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000789994

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HOULIHAN LOKEY CAPITAL, INC.

**Business Address:** 10250 CONSTELLATION BOULEVARD, 5TH FLOOR, LOS ANGELES, CA, 90067

**Contact Person:** Ed Taniguchi

**Contact Phone:** 3107885397

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 633 West 5th Street, Suite 4700, Los Angeles, CA, 90071

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Ed Taniguchi**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HOULIHAN LOKEY CAPITAL, INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Ed Taniguchi

**Title:** Chief Financial Officer