# EDGAR Filing Document

**Accession Number:** 0002109295
**File Stem:** 0002109295-26-000004
**Filing Date:** 2026-4
**Character Count:** 8719
**Document Hash:** 590ce0b8d18b4769deb824dcab929f5b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002109295-26-000004.hdr.sgml**: 20260421

**ACCESSION NUMBER**: 0002109295-26-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260421

**DATE AS OF CHANGE**: 20260421

**EFFECTIVENESS DATE**: 20260421

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Dougherty & Associates, LLC
- **CENTRAL INDEX KEY:** 0002109295

**ORGANIZATION NAME:**
- **EIN:** 593701899
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26098
- **FILM NUMBER:** 26877642

**BUSINESS ADDRESS:**
- **STREET 1:** 4048 DELTONA BLVD.
- **CITY:** SPRING HILL
- **STATE:** FL
- **ZIP:** 34606
- **BUSINESS PHONE:** 352-238-6411

**MAIL ADDRESS:**
- **STREET 1:** 4048 DELTONA BLVD.
- **CITY:** SPRING HILL
- **STATE:** FL
- **ZIP:** 34606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Dougherty  Associates LLC<br>**Address:** 4048 Deltona Blvd.<br>Spring Hill, FL 34606

**Form 13F File Number:** 028-26098

**CRD Number (if applicable):** 000142284

**SEC File Number (if applicable):** 801-132948

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Seann A. Dougherty<br>**Title:** CCO<br>**Phone:** 352-238-6411

**Signature, Place, and Date of Signing:**

/s/ Seann A. Dougherty  Spring Hill, FL  04-21-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 52

**Form 13F Information Table Value Total:** $108841961

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 609530 | 4197 | SH |  | SOLE |  | 0 | 0 | 4197 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 6267515 | 21795 | SH |  | SOLE |  | 0 | 0 | 21795 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1435851 | 5005 | SH |  | SOLE |  | 0 | 0 | 5005 |
| AMAZON COM INC | COM | 023135106 |  | 3465405 | 16639 | SH |  | SOLE |  | 0 | 0 | 16639 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 276978 | 2113 | SH |  | SOLE |  | 0 | 0 | 2113 |
| APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 |  | 371424 | 32269 | SH |  | SOLE |  | 0 | 0 | 32269 |
| APPLE INC | COM | 037833100 |  | 3965988 | 15627 | SH |  | SOLE |  | 0 | 0 | 15627 |
| BOEING CO | COM | 097023105 |  | 437667 | 2199 | SH |  | SOLE |  | 0 | 0 | 2199 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 1734641 | 411 | SH |  | SOLE |  | 0 | 0 | 411 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 2255805 | 19931 | SH |  | SOLE |  | 0 | 0 | 19931 |
| DT MIDSTREAM INC | COMMON STOCK | 23345M107 |  | 422952 | 3140 | SH |  | SOLE |  | 0 | 0 | 3140 |
| DTE ENERGY CO | COM | 233331107 |  | 475429 | 3251 | SH |  | SOLE |  | 0 | 0 | 3251 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 2481466 | 18951 | SH |  | SOLE |  | 0 | 0 | 18951 |
| EDISON INTL | COM | 281020107 |  | 501170 | 6848 | SH |  | SOLE |  | 0 | 0 | 6848 |
| ELI LILLY  CO | COM | 532457108 |  | 315481 | 343 | SH |  | SOLE |  | 0 | 0 | 343 |
| ENTERGY CORP NEW | COM | 29364G103 |  | 473714 | 4216 | SH |  | SOLE |  | 0 | 0 | 4216 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 397683 | 2344 | SH |  | SOLE |  | 0 | 0 | 2344 |
| FIRSTENERGY CORP | COM | 337932107 |  | 264273 | 5216 | SH |  | SOLE |  | 0 | 0 | 5216 |
| GE AEROSPACE | COM NEW | 369604301 |  | 2192663 | 7726 | SH |  | SOLE |  | 0 | 0 | 7726 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 1026571 | 2991 | SH |  | SOLE |  | 0 | 0 | 2991 |
| HAWAIIAN ELEC INDS INC MTN B | COM | 419870100 |  | 978253 | 65920 | SH |  | SOLE |  | 0 | 0 | 65920 |
| HCA HEALTHCARE INC | COM | 40412C101 |  | 552287 | 1167 | SH |  | SOLE |  | 0 | 0 | 1167 |
| HOME DEPOT INC | COM | 437076102 |  | 898213 | 2731 | SH |  | SOLE |  | 0 | 0 | 2731 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 2430789 | 10229 | SH |  | SOLE |  | 0 | 0 | 10229 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 2203379 | 6736 | SH |  | SOLE |  | 0 | 0 | 6736 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2185455 | 3819 | SH |  | SOLE |  | 0 | 0 | 3819 |
| MICROSOFT CORP | COM | 594918104 |  | 3415108 | 9225 | SH |  | SOLE |  | 0 | 0 | 9225 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 409739 | 4411 | SH |  | SOLE |  | 0 | 0 | 4411 |
| NVENT ELEC PLC | SHS | G6700G107 |  | 1111878 | 9400 | SH |  | SOLE |  | 0 | 0 | 9400 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 12482786 | 71575 | SH |  | SOLE |  | 0 | 0 | 71575 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 2277025 | 14203 | SH |  | SOLE |  | 0 | 0 | 14203 |
| PROGRESSIVE CORP | COM | 743315103 |  | 2465206 | 12435 | SH |  | SOLE |  | 0 | 0 | 12435 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 10167683 | 36949 | SH |  | SOLE |  | 0 | 0 | 36949 |
| SOUTHERN CO | COM | 842587107 |  | 1217413 | 12613 | SH |  | SOLE |  | 0 | 0 | 12613 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 289155 | 672 | SH |  | SOLE |  | 0 | 0 | 672 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 312163 | 480 | SH |  | SOLE |  | 0 | 0 | 480 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 997759 | 2029 | SH |  | SOLE |  | 0 | 0 | 2029 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 746993 | 10385 | SH |  | SOLE |  | 0 | 0 | 10385 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 |  | 2547867 | 88714 | SH |  | SOLE |  | 0 | 0 | 88714 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 |  | 8988876 | 512478 | SH |  | SOLE |  | 0 | 0 | 512478 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 6664798 | 11153 | SH |  | SOLE |  | 0 | 0 | 11153 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 570173 | 1777 | SH |  | SOLE |  | 0 | 0 | 1777 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 270322 | 3617 | SH |  | SOLE |  | 0 | 0 | 3617 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 |  | 726445 | 2667 | SH |  | SOLE |  | 0 | 0 | 2667 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 7124674 | 10211 | SH |  | SOLE |  | 0 | 0 | 10211 |
| VANGUARD WORLD FD | UTILITIES ETF | 92204A876 |  | 2826679 | 14266 | SH |  | SOLE |  | 0 | 0 | 14266 |
| VIKING HOLDINGS LTD | ORD SHS | G93A5A101 |  | 728481 | 9914 | SH |  | SOLE |  | 0 | 0 | 9914 |
| VISA INC | COM CL A | 92826C839 |  | 1388206 | 4593 | SH |  | SOLE |  | 0 | 0 | 4593 |
| WALMART INC | COM | 931142103 |  | 685800 | 5518 | SH |  | SOLE |  | 0 | 0 | 5518 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 984666 | 4285 | SH |  | SOLE |  | 0 | 0 | 4285 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 597702 | 5162 | SH |  | SOLE |  | 0 | 0 | 5162 |
| XCEL ENERGY INC | COM | 98389B100 |  | 223782 | 2817 | SH |  | SOLE |  | 0 | 0 | 2817 |

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