# EDGAR Filing Document

**Accession Number:** 0001450011
**File Stem:** 0001450011-23-000112
**Filing Date:** 2023-3
**Character Count:** 76159
**Document Hash:** 18fd7c4fe69f5316622e797118c41a5e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001450011-23-000112.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001450011-23-000112

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PIMCO ETF Trust
- **CENTRAL INDEX KEY:** 0001450011
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22250
- **FILM NUMBER:** 23688770

**BUSINESS ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949.720.6000

**MAIL ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

## Series and Classes Contracts Data

### PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund (Series ID: S000066983)

| Class ID   | Class Name                                                    | Ticker Symbol   |
|:---|:---|:---|
| C000215593 | PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund | EMNT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** PIMCO ETF Trust

- **b. Investment Company Act file number:** 811-22250

- **c. CIK number of Registrant:** 0001450011

- **d. LEI of Registrant:** 5493004M9TBGFQUJ6D27

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 650 Newport Center Drive

  - **City:** Newport Beach

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92660

  - **Telephone number:** (888) 400-4383

**Item A.2. Information about the Series.**

- **a. Name of Series:** PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund

- **b. EDGAR series identifier (if any):** S000066983

- **c. LEI of Series:** 549300JGT4E7RMYY6Q26

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $162424605.12

**Total Liabilities:** $8165834.21

**Net Assets:** $154258770.91

**Cash Not Reported:** $207628.97

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 7655.645700 | **1-Year:** 3970.443600 | **5-Year:** 1198.493200 | **10-Year:** 0.000000 | **30-Year:** 0.000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000 | **1-Year:** 175.723300 | **5-Year:** 56.254700 | **10-Year:** 0.000000 | **30-Year:** 0.000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000215593 | -0.08%               | 0.54%                | 0.40%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-264455.14              | $-309491.52                                |
| Month 2  | $-386949.71              | $1961615.94                                |
| Month 3  | $-446621.16              | $978025.35                                 |

**Designated Index Information**

- **Index Name:** Fund's Securities Portfolio

- **Index Identifier:** 0

### Schedule of Portfolio Investments

| Name                                                                | Title                                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BANK OF AMERICA CORPORATION                                         | BANK OF AMERICA CORP SR UNSECURED 04/25 VAR            | CUSIP: 06051GJU4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    200000 | PA      | $197530.57    | 0.13%             | 2025-04-22      | Floating      | 4.55%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                                         | BANK OF AMERICA CORP SR UNSECURED 05/24 VAR            | CUSIP: 06051GJC4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $1673594.51   | 1.08%             | 2024-05-19      | Floating      | 1.49%                 | No            |                  2 | On Loan: No      |
| BAXTER INTERNATIONAL INC                                            | BAXTER INTERNATIONAL                                   | CUSIP: 0718A3NP0<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | DBT              | CORP              | US        |    900000 | PA      | $897199.20    | 0.58%             | 2023-01-23      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BAXTER INTERNATIONAL INC                                            | BAXTER INTERNATIONAL INC SR UNSECURED 12/23 VAR        | CUSIP: 071813CY3<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | DBT              | CORP              | US        |    700000 | PA      | $694732.62    | 0.45%             | 2023-12-01      | Floating      | 4.35%                 | No            |                  2 | On Loan: No      |
| BEAST MORTGAGE TRUST 2022-1700                                      | BSST MORTGAGE TRUST BSST 2022 1700 A 144A              | CUSIP: 055742AA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $466439.55    | 0.30%             | 2037-02-15      | Floating      | 5.64%                 | No            |                  2 | On Loan: No      |
| BNP PARIBAS                                                         | BNP PARIBAS SR UNSECURED 144A 03/23 3.5                | CUSIP: 09659W2E3<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |   1110000 | PA      | $1107343.26   | 0.72%             | 2023-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| CATERPILLAR INCORPORATED                                            | CATERPILLAR INC SR UNSECURED 02/23 8                   | CUSIP: 149123BD2<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | DBT              | CORP              | US        |    300000 | PA      | $301464.40    | 0.20%             | 2023-02-15      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| CENTRAL JAPAN RAILWAY CO LTD                                        | CENTRAL JAPAN RAILWAY CO SR UNSECURED REGS 09/23 3.4   | CUSIP: ACI14TK37<br>LEI: 353800YAR3OVUITHTG64 | Long             | DBT              | CORP              | JP        |   1995000 | PA      | $1972316.85   | 1.28%             | 2023-09-06      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| CITIGROUP INC                                                       | CITIGROUP INC SR UNSECURED 01/26 VAR                   | CUSIP: 17327CAP8<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $977906.89    | 0.63%             | 2026-01-25      | Floating      | 4.51%                 | Yes           |                  2 | On Loan: No      |
| CITIGROUP INC                                                       | CITIGROUP INC SR UNSECURED 05/24 VAR                   | CUSIP: 172967MR9<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $985980.39    | 0.64%             | 2024-05-15      | Floating      | 1.68%                 | No            |                  2 | On Loan: No      |
| CNH INDUSTRIAL NV                                                   | CNH INDUSTRIAL NV SR UNSECURED 08/23 4.5               | CUSIP: 12594KAA0<br>LEI: 549300WGC2HZ5J67V817 | Long             | DBT              | CORP              | NL        |    700000 | PA      | $695748.74    | 0.45%             | 2023-08-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| COLLEGE AVE STUDENT LOANS LLC 2018-A                                | COLLEGE AVE STUDENT LOANS CASL 2018 A A1 144A          | CUSIP: 19423DAA8<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    664451 | PA      | $652470.11    | 0.42%             | 2047-12-26      | Floating      | 5.59%                 | No            |                  2 | On Loan: No      |
| COMMONBOND STUDENT LOAN TRUST 2018-BGS                              | COMMONBOND STUDENT LOAN TRUST CBSLT 2018 BGS A1 144A   | CUSIP: 20268MAA4<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    653563 | PA      | $613393.95    | 0.40%             | 2045-09-25      | Fixed         | 3.56%                 | No            |                  2 | On Loan: No      |
| COMMONBOND STUDENT LOAN TRUST 2020-AGS                              | COMMONBOND STUDENT LOAN TRUST CBSLT 2020 AGS A 144A    | CUSIP: 20267WAA3<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |   1474089 | PA      | $1256747.19   | 0.81%             | 2050-08-25      | Fixed         | 1.98%                 | No            |                  2 | On Loan: No      |
| CONAGRA BRANDS INC                                                  | CONAGRA BRANDS INC SR UNSECURED 01/23 3.2              | CUSIP: 205887BR2<br>LEI: 54930035UDEIH090K650 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $999275.07    | 0.65%             | 2023-01-25      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| CONSOLIDATED EDISON COMPANY OF NEW YORK INC                         | CONSOLIDATED ED CO N                                   | CUSIP: 20911MNH6<br>LEI: VZFZPMWDHTQCFKYOBP05 | Long             | DBT              | CORP              | US        |    400000 | PA      | $399073.60    | 0.26%             | 2023-01-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CONSOLIDATED EDISON COMPANY OF NEW YORK INC                         | CONSOLIDATED ED CO N                                   | CUSIP: 20911MNJ2<br>LEI: VZFZPMWDHTQCFKYOBP05 | Long             | DBT              | CORP              | US        |    400000 | PA      | $399020.87    | 0.26%             | 2023-01-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CONSOLIDATED EDISON COMPANY OF NEW YORK INC                         | CONSOLIDATED ED CO N                                   | CUSIP: 20911MNK9<br>LEI: VZFZPMWDHTQCFKYOBP05 | Long             | DBT              | CORP              | US        |    400000 | PA      | $398968.00    | 0.26%             | 2023-01-19      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CONSOLIDATED EDISON COMPANY OF NEW YORK INC                         | CONSOLIDATED ED CO N                                   | CUSIP: 20911MNL7<br>LEI: VZFZPMWDHTQCFKYOBP05 | Long             | DBT              | CORP              | US        |    400000 | PA      | $398915.00    | 0.26%             | 2023-01-20      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| COOPERATIEVE RABOBANK UA/NEW YORK BRANCH                            | COOPERAT RABOBANK UA/NY SR UNSECURED 01/23 VAR         | CUSIP: 21688AAM4<br>LEI: DG3RU1DBUFHT4ZF9WN62 | Long             | DBT              | CORP              | NL        |   1400000 | PA      | $1399906.58   | 0.91%             | 2023-01-10      | Floating      | 4.39%                 | No            |                  2 | On Loan: No      |
| CREDIT AGRICOLE SA/LONDON BRANCH                                    | CREDIT AGRICOLE LONDON SR UNSECURED 144A 04/23 VAR     | CUSIP: 22535WAF4<br>LEI: 969500TJ5KRTCJQWXH05 | Long             | DBT              | CORP              | FR        |   1000000 | PA      | $1000998.92   | 0.65%             | 2023-04-24      | Floating      | 5.34%                 | No            |                  2 | On Loan: No      |
| CROWN CASTLE INTERNATIONAL CORP (CCI)                               | CROWN CASTLE                                           | CUSIP: 22823QN98<br>LEI: 54930012H97VSM0I2R19 | Long             | DBT              | CORP              | US        |    250000 | PA      | $249661.25    | 0.16%             | 2023-01-09      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DELL EQUIPMENT FINANCE TRUST 2021-2                                 | DELL EQUIPMENT FINANCE TRUST DEFT 2021 2 A2 144A       | CUSIP: 24702VAC6<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    229052 | PA      | $226340.67    | 0.15%             | 2026-12-22      | Fixed         | 0.33%                 | No            |                  2 | On Loan: No      |
| DELL INTERNATIONAL LLC / EMC CORP                                   | DELL INT LLC / EMC CORP SR UNSECURED 06/23 5.45        | CUSIP: 24703TAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1760000 | PA      | $1761317.40   | 1.14%             | 2023-06-15      | Fixed         | 5.45%                 | No            |                  2 | On Loan: No      |
| DEUTSCHE BANK AG/NEW YORK BRANCH                                    | DEUTSCHE BANK NY SR UNSECURED 02/23 3.95               | CUSIP: 251526BR9<br>LEI: 7LTWFZYICNSX8D621K86 | Long             | DBT              | CORP              | DE        |   1200000 | PA      | $1195931.98   | 0.78%             | 2023-02-27      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| DROP MORTGAGE TRUST 2021-FILE                                       | DROP MORTGAGE TRUST 2021 FILE DROP 2021 FILE A 144A    | CUSIP: 26210YAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   1000000 | PA      | $954226.00    | 0.62%             | 2043-10-15      | Floating      | 5.47%                 | No            |                  2 | On Loan: No      |
| DRYDEN 47 SENIOR LOAN FUND 2017-47A                                 | DRYDEN SENIOR LOAN FUND DRSLF 2017 47A A1R 144A        | CUSIP: 26245EAJ8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    378284 | PA      | $374724.35    | 0.24%             | 2028-04-15      | Floating      | 5.06%                 | No            |                  2 | On Loan: No      |
| ENEL FINANCE INTERNATIONAL NV                                       | ENEL FINANCE INTL NV COMPANY GUAR 144A 09/24 2.65      | CUSIP: 29278GAL2<br>LEI: 0YQH6LCEF474UTUV4B96 | Long             | DBT              | CORP              | NL        |   1500000 | PA      | $1436163.57   | 0.93%             | 2024-09-10      | Fixed         | 2.65%                 | No            |                  2 | On Loan: No      |
| FANNIE MAE REMICS 2014-47                                           | FANNIE MAE FNR 2014 47 AF                              | CUSIP: 3136AKTA1<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |    944048 | PA      | $912241.02    | 0.59%             | 2044-08-25      | Floating      | 3.49%                 | No            |                  2 | On Loan: No      |
| FANNIE MAE REMICS 2016-25                                           | FANNIE MAE FNR 2016 25 FL                              | CUSIP: 3136ART24<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |    257525 | PA      | $250936.16    | 0.16%             | 2046-05-25      | Floating      | 4.89%                 | No            |                  2 | On Loan: No      |
| FANNIE MAE REMICS 2018-72                                           | FANNIE MAE FNR 2018 72 FB                              | CUSIP: 3136B27D8<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |    853500 | PA      | $832416.42    | 0.54%             | 2058-10-25      | Floating      | 4.74%                 | No            |                  2 | On Loan: No      |
| FHF TRUST 2020-1A                                                   | FHF TRUST 2020 1 FHF 2020 1A B 144A                    | CUSIP: 30260YAC1<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    731441 | PA      | $725165.69    | 0.47%             | 2025-09-15      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| FIRST AMERICAN FINANCIAL CORPORATION                                | FIRST AMERICAN FINANCIAL SR UNSECURED 02/23 4.3        | CUSIP: 31847RAE2<br>LEI: 549300B6VEZK3N0A1P55 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1498514.63   | 0.97%             | 2023-02-01      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| FISERV INC                                                          | FISERV INC                                             | CUSIP: 33774LN95<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $998722.78    | 0.65%             | 2023-01-09      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FISERV INC                                                          | FISERV INC                                             | CUSIP: 33774LNH7<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | DBT              | CORP              | US        |    300000 | PA      | $299305.05    | 0.19%             | 2023-01-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FORD AUTO SECURITIZATION TRUST II SERIES 2022-AA ASSET-BACKED NOTES | FORD AUTO SECURITIZATION TRUST FASTR 2022 AA A1 144A   | CUSIP: 345214AA8<br>LEI: N/A                  | Long             | ABS-O            | CORP              | CA        |    415063 | PA      | $305954.23    | 0.20%             | 2024-10-15      | Fixed         | 4.96%                 | No            |                  2 | On Loan: No      |
| FREDDIE MAC REMICS 4291                                             | FREDDIE MAC FHR 4291 MF                                | CUSIP: 3137B7A66<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |    482101 | PA      | $470282.14    | 0.30%             | 2054-01-15      | Floating      | 4.92%                 | No            |                  2 | On Loan: No      |
| GCAT 2022-HX1 TRUST                                                 | GCAT GCAT 2022 HX1 A1 144A                             | CUSIP: 36168XAA7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    271743 | PA      | $242916.25    | 0.16%             | 2066-12-27      | Variable      | 2.88%                 | No            |                  2 | On Loan: No      |
| GEMGARTO 2021-1 PLC 21 -1A                                          | GEMGARTO GMG 2021 1A A 144A                            | CUSIP: ACI1VNV95<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | GB        |    336687 | PA      | $400385.32    | 0.26%             | 2067-12-16      | Floating      | 3.90%                 | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                                             | GOLDMAN SACHS GROUP INC SR UNSECURED 11/23 VAR         | CUSIP: 38141EB81<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1800000 | PA      | $1813996.06   | 1.18%             | 2023-11-29      | Floating      | 6.33%                 | No            |                  2 | On Loan: No      |
| GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 2021-97                    | GOVERNMENT NATIONAL MORTGAGE A GNR 2021 97 FA          | CUSIP: 38382VER6<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |   1250998 | PA      | $1075833.51   | 0.70%             | 2051-06-20      | Floating      | 3.00%                 | No            |                  2 | On Loan: No      |
| GSK CONSUMER HEALTHCARE CAPITAL US LLC                              | GSK CONSUMER HEALTHCARE COMPANY GUAR 03/24 VAR         | CUSIP: 36264FAJ0<br>LEI: 549300N8C3A3L0UVQB07 | Long             | DBT              | CORP              | US        |    200000 | PA      | $199351.49    | 0.13%             | 2024-03-24      | Floating      | 5.19%                 | No            |                  2 | On Loan: No      |
| HALSEYPOINT CLO 2 LTD                                               | HALSEYPOINT CLO II, LTD. HLSY 2020 2A A1 144A          | CUSIP: 40638TAA0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    995756 | PA      | $980419.05    | 0.64%             | 2031-07-20      | Floating      | 5.34%                 | No            |                  2 | On Loan: No      |
| HILTON USA TRUST 2016-SFP                                           | HILTON USA TRUST HILT 2016 SFP A 144A                  | CUSIP: 43289VAA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    800000 | PA      | $760945.60    | 0.49%             | 2035-11-05      | Fixed         | 2.83%                 | No            |                  2 | On Loan: No      |
| HUMANA INC                                                          | HUMANA INC.                                            | CUSIP: 44486JN54<br>LEI: 529900YLDW34GJAO4J06 | Long             | DBT              | CORP              | US        |    250000 | PA      | $249805.75    | 0.16%             | 2023-01-05      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| HUMANA INC                                                          | HUMANA INC.                                            | CUSIP: 44486JP11<br>LEI: 529900YLDW34GJAO4J06 | Long             | DBT              | CORP              | US        |   1300000 | PA      | $1294407.50   | 0.84%             | 2023-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERNATIONAL FLAVORS & FRAGRANCES INC                              | INTL FLAVOR + FRAGRANCES SR UNSECURED 05/23 3.2        | CUSIP: 459506AC5<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | DBT              | CORP              | US        |   1100000 | PA      | $1093286.37   | 0.71%             | 2023-05-01      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| INTESA SANPAOLO SPA                                                 | INTESA SANPAOLO SPA SR UNSECURED 144A 01/23 3.375      | CUSIP: 46115HBC0<br>LEI: 2W8N8UU78PMDQKZENC08 | Long             | DBT              | CORP              | IT        |   1305000 | PA      | $1304369.44   | 0.85%             | 2023-01-12      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| ISRAEL GOVT                                                         | ISRAEL MAKAM BILL BILLS 02/23 0.00000                  | CUSIP: ACI25P422<br>LEI: 213800T8ZHTFZIBYPE21 | Long             | DBT              | MUN               | IL        |   8500000 | PA      | $2409352.00   | 1.56%             | 2023-02-08      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| JAPAN GOVT                                                          | JAPAN TREASURY DISC BILL BILLS 01/23 0.00000           | CUSIP: ACI2946L1<br>LEI: 353800WZS8AXZXFUC241 | Long             | DBT              | NUSS              | JP        | 430000000 | PA      | $3276643.25   | 2.12%             | 2023-01-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| JAPAN GOVT                                                          | JAPAN TREASURY DISC BILL BILLS 01/23 0.00000           | CUSIP: ACI29DFN7<br>LEI: 353800WZS8AXZXFUC241 | Long             | DBT              | NUSS              | JP        | 550000000 | PA      | $4191361.25   | 2.72%             | 2023-01-30      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| JDE PEETS NV                                                        | JDE PEET S NV COMPANY GUAR 144A 09/24 0.8              | CUSIP: 47216QAA1<br>LEI: 724500EHG519SE5ZRT89 | Long             | DBT              | CORP              | NL        |   1585000 | PA      | $1448658.16   | 0.94%             | 2024-09-24      | Fixed         | 0.80%                 | No            |                  2 | On Loan: No      |
| JOHN LEWIS PLC                                                      | JOHN LEWIS PLC SR UNSECURED 01/25 6.125                | CUSIP: 985BRBII4<br>LEI: 213800JSUFNZLZLCVJ25 | Long             | DBT              | CORP              | GB        |   1000000 | PA      | $1162143.18   | 0.75%             | 2025-01-21      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| JP MORGAN CHASE & CO                                                | JPMORGAN CHASE + CO SR UNSECURED 08/25 VAR             | CUSIP: 46647PCM6<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    800000 | PA      | $738834.50    | 0.48%             | 2025-08-09      | Floating      | 0.77%                 | No            |                  2 | On Loan: No      |
| 280 PARK AVENUE 2017-280P MORTGAGE TRUST                            | 280 PARK AVENUE MORTGAGE TRUST PRK 2017 280P A 144A    | CUSIP: 90205FAA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $487888.70    | 0.32%             | 2034-09-15      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| KIA CORPORATION                                                     | KIA CORP SR UNSECURED 144A 04/24 1                     | CUSIP: 49374JAB9<br>LEI: 988400V8MJK9N7OI5X76 | Long             | DBT              | CORP              | KR        |    700000 | PA      | $659274.70    | 0.43%             | 2024-04-16      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| LCM LP 13A                                                          | LCM LTD PARTNERSHIP LCM 13A AR3 144A                   | CUSIP: 50184KBL1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    632984 | PA      | $626152.27    | 0.41%             | 2027-07-19      | Floating      | 5.10%                 | No            |                  2 | On Loan: No      |
| MAGALLANES INC                                                      | WARNERMEDIA HOLDINGS INC COMPANY GUAR 144A 03/24 3.528 | CUSIP: 55903VAB9<br>LEI: 549300DXR29GD4N0A520 | Long             | DBT              | CORP              | US        |    400000 | PA      | $387832.73    | 0.25%             | 2024-03-15      | Fixed         | 3.53%                 | No            |                  2 | On Loan: No      |
| MAGALLANES INC                                                      | WARNERMEDIA HOLDINGS INC COMPANY GUAR 144A 03/24 VAR   | CUSIP: 55903VAA1<br>LEI: 549300DXR29GD4N0A520 | Long             | DBT              | CORP              | US        |    200000 | PA      | $199413.61    | 0.13%             | 2024-03-15      | Floating      | 6.04%                 | No            |                  2 | On Loan: No      |
| MARATHON STATIC CLO 2022-18A LTD                                    | MARATHON STATIC CLO LTD MSTAT 2022 18A A1 144A         | CUSIP: 56586PAA6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1100000 | PA      | $1092418.69   | 0.71%             | 2030-07-20      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| MEDTRONIC GLOBAL HOLDINGS SCA                                       | MEDTRONIC GLOBAL HLDGS                                 | CUSIP: 58507BNT4<br>LEI: 549300JXMTTP8GKYIX14 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1594482.13   | 1.03%             | 2023-01-27      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MERCEDES-BENZ FINANCE NORTH AMERICA LLC                             | MERCEDES BENZ FIN NORTH                                | CUSIP: 58768KNP6<br>LEI: 549300423Z16BB673J12 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1595020.80   | 1.03%             | 2023-01-23      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MFA 2020-NQM2 TRUST                                                 | MFRA TRUST MFRA 2020 NQM2 A1 144A                      | CUSIP: 552751AA7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    106777 | PA      | $96257.20     | 0.06%             | 2065-04-25      | Variable      | 1.38%                 | No            |                  2 | On Loan: No      |
| MITSUBISHI UFJ FINANCIAL GROUP INC (MUFG)                           | MITSUBISHI UFJ FIN GRP SR UNSECURED 03/23 VAR          | CUSIP: 606822AS3<br>LEI: 353800V2V8PUY9TK3E06 | Long             | DBT              | CORP              | JP        |    500000 | PA      | $500193.49    | 0.32%             | 2023-03-02      | Floating      | 5.52%                 | No            |                  2 | On Loan: No      |
| MITSUBISHI UFJ FINANCIAL GROUP INC (MUFG)                           | MITSUBISHI UFJ FIN GRP SR UNSECURED 07/23 VAR          | CUSIP: 606822AZ7<br>LEI: 353800V2V8PUY9TK3E06 | Long             | DBT              | CORP              | JP        |    500000 | PA      | $500896.02    | 0.32%             | 2023-07-26      | Floating      | 5.19%                 | No            |                  2 | On Loan: No      |
| MITSUI FUDOSAN CO LTD                                               | MITSUI FUDOSAN CO LTD SR UNSECURED 144A 01/23 2.95     | CUSIP: 60683MAB5<br>LEI: 353800ND4ZKNZDYKMF33 | Long             | DBT              | CORP              | JP        |   3500000 | PA      | $3495949.38   | 2.27%             | 2023-01-23      | Fixed         | 2.95%                 | No            |                  2 | On Loan: No      |
| MIZUHO FINANCIAL GROUP INC                                          | MIZUHO FINANCIAL GROUP SR UNSECURED 05/24 VAR          | CUSIP: 60687YBC2<br>LEI: 353800CI5L6DDAN5XZ33 | Long             | DBT              | CORP              | JP        |   2200000 | PA      | $2188205.47   | 1.42%             | 2024-05-25      | Floating      | 5.39%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY                                                      | MORGAN STANLEY SR UNSECURED 04/24 VAR                  | CUSIP: 61744YAQ1<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |    500000 | PA      | $497360.49    | 0.32%             | 2024-04-24      | Floating      | 3.74%                 | No            |                  2 | On Loan: No      |
| MP CLO VII LTD 2015-1A                                              | MP CLO VII, LTD MP7 2015 1A AR3 144A                   | CUSIP: 55320RAQ0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    646712 | PA      | $638628.43    | 0.41%             | 2028-10-18      | Floating      | 5.08%                 | No            |                  2 | On Loan: No      |
| NASSAU LTD 2017-IA                                                  | NASSAU LTD NCC 2017 IA A1AS 144A                       | CUSIP: 631707AL0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    407542 | PA      | $402369.77    | 0.26%             | 2029-10-15      | Floating      | 5.23%                 | No            |                  2 | On Loan: No      |
| NATIONAL BANK OF CANADA                                             | NATIONAL BANK OF CANADA COMPANY GUAR 11/24 VAR         | CUSIP: 63307A2M6<br>LEI: BSGEFEIOM18Y80CKCV46 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $478720.51    | 0.31%             | 2024-11-15      | Floating      | 0.55%                 | No            |                  2 | On Loan: No      |
| NATIONWIDE BUILDING SOCIETY                                         | NATIONWIDE BLDG SOCIETY SR UNSECURED 144A 03/24 VAR    | CUSIP: 63861VAA5<br>LEI: 549300XFX12G42QIKN82 | Long             | DBT              | CORP              | GB        |   1555000 | PA      | $1546586.87   | 1.00%             | 2024-03-08      | Floating      | 3.77%                 | No            |                  2 | On Loan: No      |
| NATWEST GROUP PLC                                                   | NATWEST GROUP PLC SR UNSECURED 05/24 VAR               | CUSIP: 780097BN0<br>LEI: 2138005O9XJIJN4JPN90 | Long             | DBT              | CORP              | GB        |   2000000 | PA      | $1971665.34   | 1.28%             | 2024-05-22      | Floating      | 2.36%                 | No            |                  2 | On Loan: No      |
| NAVIENT PRIVATE EDUCATION REFI LOAN TRUST 2019-FA                   | NAVIENT STUDENT LOAN TRUST NAVSL 2019 FA A2 144A       | CUSIP: 63935CAB7<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |   1049323 | PA      | $971665.62    | 0.63%             | 2068-08-15      | Fixed         | 2.60%                 | No            |                  2 | On Loan: No      |
| NAVIENT PRIVATE EDUCATION REFI LOAN TRUST 2019-GA                   | NAVIENT STUDENT LOAN TRUST NAVSL 2019 GA A 144A        | CUSIP: 63941JAA6<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    166808 | PA      | $152847.79    | 0.10%             | 2068-10-15      | Fixed         | 2.40%                 | No            |                  2 | On Loan: No      |
| NAVIENT PRIVATE EDUCATION REFI LOAN TRUST 2020-HA                   | NAVIENT STUDENT LOAN TRUST NAVSL 2020 HA A 144A        | CUSIP: 63935BAA1<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    191061 | PA      | $171614.00    | 0.11%             | 2069-01-15      | Fixed         | 1.31%                 | No            |                  2 | On Loan: No      |
| NAVIENT PRIVATE EDUCATION REFI LOAN TRUST 2021-CA                   | NAVIENT STUDENT LOAN TRUST NAVSL 2021 CA A 144A        | CUSIP: 63942JAA5<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |   1164692 | PA      | $991240.74    | 0.64%             | 2069-10-15      | Fixed         | 1.06%                 | No            |                  2 | On Loan: No      |
| NAVIENT STUDENT LOAN TRUST 2014-AA                                  | NAVIENT STUDENT LOAN TRUST NAVSL 2014 AA A2B 144A      | CUSIP: 63939CAC1<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |     17182 | PA      | $17179.87     | 0.01%             | 2029-02-15      | Floating      | 5.57%                 | No            |                  2 | On Loan: No      |
| NAVIENT STUDENT LOAN TRUST 2015-AA                                  | NAVIENT STUDENT LOAN TRUST NAVSL 2015 AA A2A 144A      | CUSIP: 63939EAB9<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |     17412 | PA      | $17247.96     | 0.01%             | 2028-12-15      | Fixed         | 2.65%                 | No            |                  2 | On Loan: No      |
| NAVIENT STUDENT LOAN TRUST 2019-CA                                  | NAVIENT STUDENT LOAN TRUST NAVSL 2019 CA A2 144A       | CUSIP: 63940YAB2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |   1045511 | PA      | $987708.83    | 0.64%             | 2068-02-15      | Fixed         | 3.13%                 | No            |                  2 | On Loan: No      |
| NAVIENT STUDENT LOAN TRUST 2020-IA                                  | NAVIENT STUDENT LOAN TRUST NAVSL 2020 IA A1B 144A      | CUSIP: 63942AAB2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    296776 | PA      | $288912.87    | 0.19%             | 2069-04-15      | Floating      | 5.32%                 | No            |                  2 | On Loan: No      |
| NEWELL BRANDS INC                                                   | NEWELL BRANDS INC                                      | CUSIP: 65120NNC7<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | DBT              | CORP              | US        |    800000 | PA      | $798583.86    | 0.52%             | 2023-01-12      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AIA GROUP LIMITED                                                   | AIA GROUP LTD SR UNSECURED REGS 03/23 3.125            | CUSIP: ACI056SR7<br>LEI: ZP5ILWVSYE4LJGMMVD57 | Long             | DBT              | CORP              | HK        |   2000000 | PA      | $1993065.06   | 1.29%             | 2023-03-13      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| NOMURA HOLDINGS INC                                                 | NOMURA HOLDINGS INC SR UNSECURED 01/25 2.648           | CUSIP: 65535HAP4<br>LEI: 549300B3CEAHYG7K8164 | Long             | DBT              | CORP              | JP        |    900000 | PA      | $850450.30    | 0.55%             | 2025-01-16      | Fixed         | 2.65%                 | No            |                  2 | On Loan: No      |
| OBX 2022-NQM1 TRUST                                                 | ONSLOW BAY FINANCIAL LLC OBX 2022 NQM1 A1 144A         | CUSIP: 67114VAA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    678129 | PA      | $584253.67    | 0.38%             | 2061-11-25      | Variable      | 2.31%                 | No            |                  2 | On Loan: No      |
| OBX 2022-NQM2 TRUST                                                 | ONSLOW BAY FINANCIAL LLC OBX 2022 NQM2 A1A 144A        | CUSIP: 67448DAL4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    540626 | PA      | $487083.05    | 0.32%             | 2062-01-25      | Variable      | 2.78%                 | No            |                  2 | On Loan: No      |
| OCP CLO LTD 2014-7A                                                 | OCP CLO LTD OCP 2014 7A A1RR 144A                      | CUSIP: 67107KAZ9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    562862 | PA      | $557730.01    | 0.36%             | 2029-07-20      | Floating      | 5.36%                 | No            |                  2 | On Loan: No      |
| ONE MARKET PLAZA TRUST 2017-1MKT                                    | ONE MARKET PLAZA TRUST OMPT 2017 1MKT A 144A           | CUSIP: 68245HAA2<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    600000 | PA      | $577585.14    | 0.37%             | 2032-02-10      | Fixed         | 3.61%                 | No            |                  2 | On Loan: No      |
| ORACLE CORPORATION                                                  | ORACLE CORPORATION                                     | CUSIP: 6840C3NS8<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | DBT              | CORP              | US        |   1800000 | PA      | $1793783.25   | 1.16%             | 2023-01-26      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| OSD CLO 2021-23A LTD                                                | OSD CLO 2021 23 LTD OSD 2021 23A A 144A                | CUSIP: 671026AA0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    996256 | PA      | $980119.88    | 0.64%             | 2031-04-17      | Floating      | 4.95%                 | No            |                  2 | On Loan: No      |
| PALMER SQUARE LOAN FUNDING 2021-4                                   | PALMER SQUARE LOAN FUNDING LTD PSTAT 2021 4A A1 144A   | CUSIP: 69702HAA6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1517633 | PA      | $1495572.52   | 0.97%             | 2029-10-15      | Floating      | 4.88%                 | No            |                  2 | On Loan: No      |
| ALLSTATE CORP                                                       | ALLSTATE CORP SR UNSECURED 03/23 VAR                   | CUSIP: 020002BF7<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | DBT              | CORP              | US        |    300000 | PA      | $300342.86    | 0.19%             | 2023-03-29      | Floating      | 5.36%                 | No            |                  2 | On Loan: No      |
| PRETIUM MORTGAGE CREDIT PARTNERS I 2021-NPL3 LLC                    | PRETIUM MORTGAGE CREDIT PARTNE PRET 2021 NPL3 A1 144A  | CUSIP: 74143EAA0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    432534 | PA      | $383908.99    | 0.25%             | 2051-07-25      | Fixed         | 1.87%                 | No            |                  2 | On Loan: No      |
| AMAZONCOM INC                                                       | AMAZON.COM INC SR UNSECURED 05/23 0.25                 | CUSIP: 023135BV7<br>LEI: ZXTILKJKG63JELOEG630 | Long             | DBT              | CORP              | US        |    500000 | PA      | $492198.81    | 0.32%             | 2023-05-12      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| RELX CAPITAL INC (AKA: REED ELSEVIER CAPITAL INC)                   | RELX CAPITAL INC COMPANY GUAR 03/23 3.5                | CUSIP: 74949LAB8<br>LEI: 2R15C3RTKJN1RCBOV146 | Long             | DBT              | CORP              | US        |   2300000 | PA      | $2290891.15   | 1.49%             | 2023-03-16      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| REPUBLIC SERVICES INC                                               | REPUBLIC SVCS INC                                      | CUSIP: 76076GNC3<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1597347.42   | 1.04%             | 2023-01-12      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| RESIMAC PREMIER SERIES 2021-1A                                      | RESIMAC RESI 2021 1A A1 144A                           | CUSIP: 76123EAA9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | AU        |    227542 | PA      | $225737.87    | 0.15%             | 2052-07-10      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| ROYAL BANK OF CANADA                                                | ROYAL BANK OF CANADA SR UNSECURED 01/23 VAR            | CUSIP: 78015K7E8<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |    847000 | PA      | $846882.09    | 0.55%             | 2023-01-17      | Floating      | 4.44%                 | No            |                  2 | On Loan: No      |
| ROYAL BANK OF CANADA                                                | ROYAL BANK OF CANADA SR UNSECURED 07/24 VAR            | CUSIP: 78016EZV2<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |   1369000 | PA      | $1354039.62   | 0.88%             | 2024-07-29      | Floating      | 4.24%                 | No            |                  2 | On Loan: No      |
| SANTANDER RETAIL AUTO LEASE TRUST 2021-C                            | SANTANDER RETAIL AUTO LEASE TR SRT 2021 C A2 144A      | CUSIP: 80286CAB6<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |     32872 | PA      | $32825.24     | 0.02%             | 2024-04-22      | Fixed         | 0.29%                 | No            |                  2 | On Loan: No      |
| SK BROADBAND CO LTD                                                 | SK BROADBAND CO LTD SR UNSECURED REGS 08/23 3.875      | CUSIP: ACI14CDW8<br>LEI: 988400JTBDVK7K17FX69 | Long             | DBT              | CORP              | KR        |   1000000 | PA      | $991800.00    | 0.64%             | 2023-08-13      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| SK TELECOM CO LTD                                                   | SK TELECOM CO LTD SR UNSECURED REGS 04/23 3.75         | CUSIP: Y4935NAM6<br>LEI: 9884003WEA1PHW006037 | Long             | DBT              | CORP              | KR        |   1000000 | PA      | $996133.73    | 0.65%             | 2023-04-16      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| SMB PRIVATE EDUCATION LOAN TRUST 2021-C                             | SMB PRIVATE EDUCATION LOAN TRU SMB 2021 C A2 144A      | CUSIP: 83208AAD5<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    985049 | PA      | $940080.29    | 0.61%             | 2053-01-15      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| SMB PRIVATE EDUCATION LOAN TRUST 2021-C                             | SMB PRIVATE EDUCATION LOAN TRU SMB 2021 C APT1 144A    | CUSIP: 83208AAA1<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    796257 | PA      | $680418.15    | 0.44%             | 2053-01-15      | Fixed         | 1.39%                 | No            |                  2 | On Loan: No      |
| SOCIETE GENERALE SA                                                 | SOCIETE GENERALE SR UNSECURED 144A 01/26 VAR           | CUSIP: 83368RBF8<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | FR        |   1000000 | PA      | $965707.03    | 0.63%             | 2026-01-21      | Floating      | 4.85%                 | No            |                  2 | On Loan: No      |
| SOCIETE GENERALE SA                                                 | SOCIETE GENERALE SR UNSECURED 144A 03/24 3.875         | CUSIP: 83368RAT9<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | FR        |    200000 | PA      | $195442.66    | 0.13%             | 2024-03-28      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| SOFI PROFESSIONAL LOAN PROGRAM LLC 2016-D                           | SOCIAL PROFESSIONAL LOAN PROGR SOFI 2016 D A1 144A     | CUSIP: 83404LAA9<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    150486 | PA      | $150107.57    | 0.10%             | 2039-01-25      | Floating      | 5.34%                 | No            |                  2 | On Loan: No      |
| SOFI PROFESSIONAL LOAN PROGRAM LLC 2017-A                           | SOCIAL PROFESSIONAL LOAN PROGR SOFI 2017 A A1 144A     | CUSIP: 83404FAA2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    311668 | PA      | $311166.83    | 0.20%             | 2040-03-26      | Floating      | 5.09%                 | No            |                  2 | On Loan: No      |
| SOFI PROFESSIONAL LOAN PROGRAM LLC 2017-C                           | SOCIAL PROFESSIONAL LOAN PROGR SOFI 2017 C A1 144A     | CUSIP: 83405DAA6<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    128681 | PA      | $128196.33    | 0.08%             | 2040-07-25      | Floating      | 4.99%                 | No            |                  2 | On Loan: No      |
| SOFI PROFESSIONAL LOAN PROGRAM LLC 2017-C                           | SOCIAL PROFESSIONAL LOAN PROGR SOFI 2017 C A2B 144A    | CUSIP: 83405DAC2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |     42028 | PA      | $41256.87     | 0.03%             | 2040-07-25      | Fixed         | 2.63%                 | No            |                  2 | On Loan: No      |
| SOFI PROFESSIONAL LOAN PROGRAM LLC 2017-E                           | SOCIAL PROFESSIONAL LOAN PROGR SOFI 2017 E A2B 144A    | CUSIP: 83404KAC7<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    122209 | PA      | $121367.00    | 0.08%             | 2040-11-26      | Fixed         | 2.72%                 | No            |                  2 | On Loan: No      |
| SOUND POINT CLO XII LTD 2016-2A                                     | SOUND POINT CLO LTD SNDPT 2016 2A AR2 144A             | CUSIP: 83610CAW1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    272438 | PA      | $270282.54    | 0.18%             | 2028-10-20      | Floating      | 5.29%                 | No            |                  2 | On Loan: No      |
| AMERICAN TOWER CORP (AKA: AMERICAN TOWER REIT INC)                  | AMERICAN TOWER CORP SR UNSECURED 01/23 3.5             | CUSIP: 03027XAB6<br>LEI: 5493006ORUSIL88JOE18 | Long             | DBT              | CORP              | US        |   1100000 | PA      | $1098711.38   | 0.71%             | 2023-01-31      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIFORNIA EDISON COMPANY                                  | SOUTHERN CAL EDISON 1ST MORTGAGE 04/23 VAR             | CUSIP: 842400HA4<br>LEI: 9R1Z5I36FERIBVKW4P77 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $998537.53    | 0.65%             | 2023-04-03      | Floating      | 4.94%                 | No            |                  2 | On Loan: No      |
| STANDARD CHARTERED PLC                                              | STANDARD CHARTERED PLC SR UNSECURED 144A 03/25 1.214   | CUSIP: 853254CB4<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | DBT              | CORP              | GB        |    600000 | PA      | $566490.81    | 0.37%             | 2025-03-23      | Floating      | 1.21%                 | No            |                  2 | On Loan: No      |
| STARWOOD MORTGAGE RESIDENTIAL TRUST 2020-INV1                       | STARWOOD MORTGAGE RESIDENTIAL STAR 2020 INV1 A1 144A   | CUSIP: 85573EAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    200378 | PA      | $185282.98    | 0.12%             | 2055-11-25      | Fixed         | 1.03%                 | No            |                  2 | On Loan: No      |
| AMERICAN TOWER TRUST #1                                             | AMERICAN TOWER TRUSTE I AMTT 13 2A 144A                | CUSIP: 03027WAJ1<br>LEI: 5493004YGM0MQZJOEJ36 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1988958.40   | 1.29%             | 2048-03-15      | Fixed         | 3.07%                 | No            |                  2 | On Loan: No      |
| STRATUS CLO 2021-2A LTD                                             | STRATUS CLO STRAS 2021 2A A 144A                       | CUSIP: 86315TAA3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    533960 | PA      | $527810.42    | 0.34%             | 2029-12-28      | Floating      | 5.14%                 | No            |                  2 | On Loan: No      |
| STRATUS CLO 2021-3A LTD                                             | STRATUS CLO STRAS 2021 3A A 144A                       | CUSIP: 86315WAA6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    724159 | PA      | $712240.89    | 0.46%             | 2029-12-29      | Floating      | 5.19%                 | No            |                  2 | On Loan: No      |
| SUMITOMO MITSUI FINANCIAL GROUP INC                                 | SUMITOMO MITSUI FINL GRP SR UNSECURED 01/23 VAR        | CUSIP: 86562MAW0<br>LEI: 35380028MYWPB6AUO129 | Long             | DBT              | CORP              | JP        |   1345000 | PA      | $1344996.41   | 0.87%             | 2023-01-17      | Floating      | 4.82%                 | No            |                  2 | On Loan: No      |
| SUMITOMO MITSUI FINANCIAL GROUP INC                                 | SUMITOMO MITSUI FINL GRP SR UNSECURED 01/24 0.508      | CUSIP: 86562MCC2<br>LEI: 35380028MYWPB6AUO129 | Long             | DBT              | CORP              | JP        |   1000000 | PA      | $952376.96    | 0.62%             | 2024-01-12      | Fixed         | 0.51%                 | No            |                  2 | On Loan: No      |
| SUMITOMO MITSUI TRUST BANK LIMITED                                  | SUMITOMO MITSUI TR BK LT SR UNSECURED 144A 03/24 0.85  | CUSIP: 86563VAU3<br>LEI: 5493006GGLR4BTEL8O61 | Long             | DBT              | CORP              | JP        |    700000 | PA      | $662392.23    | 0.43%             | 2024-03-25      | Fixed         | 0.85%                 | No            |                  2 | On Loan: No      |
| SYMPHONY STATIC CLO 2021-1A                                         | SYMPHONY STATIC CLO LTD SSTAT 2021 1A A 144A           | CUSIP: 87190TAA1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1599749 | PA      | $1575488.67   | 1.02%             | 2029-10-25      | Floating      | 5.19%                 | No            |                  2 | On Loan: No      |
| AMMC CLO 20 LTD 2017-20A                                            | AMERICAN MONEY MANAGEMENT CORP AMMC 2017 20A AR 144A   | CUSIP: 00177TAJ2<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    348123 | PA      | $346447.83    | 0.22%             | 2029-04-17      | Floating      | 4.95%                 | No            |                  2 | On Loan: No      |
| TESLA AUTO LEASE TRUST 2021-B                                       | TESLA AUTO LEASE TRUST TESLA 2021 B A2 144A            | CUSIP: 88161KAB1<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    612401 | PA      | $598455.26    | 0.39%             | 2025-09-22      | Fixed         | 0.36%                 | No            |                  2 | On Loan: No      |
| THE BANK OF NOVA SCOTIA                                             | BANK OF NOVA SCOTIA SR UNSECURED 01/23 2.375           | CUSIP: 064159QD1<br>LEI: L3I9ZG2KFGXZ61BMYR72 | Long             | DBT              | CORP              | CA        |   2700000 | PA      | $2697359.02   | 1.75%             | 2023-01-18      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| THE BANK OF NOVA SCOTIA                                             | BANK OF NOVA SCOTIA SR UNSECURED 03/24 VAR             | CUSIP: 06418BAD0<br>LEI: L3I9ZG2KFGXZ61BMYR72 | Long             | DBT              | CORP              | CA        |   1000000 | PA      | $998585.85    | 0.65%             | 2024-03-11      | Floating      | 5.14%                 | No            |                  2 | On Loan: No      |
| TORONTO-DOMINION BANK                                               | TORONTO DOMINION BANK SR UNSECURED 03/24 VAR           | CUSIP: 89114TZS4<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |   1200000 | PA      | $1198343.65   | 0.78%             | 2024-03-08      | Floating      | 5.06%                 | No            |                  2 | On Loan: No      |
| TORONTO-DOMINION BANK                                               | TORONTO DOMINION BANK SR UNSECURED 09/23 VAR           | CUSIP: 89114QCL0<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |    415000 | PA      | $414356.37    | 0.27%             | 2023-09-28      | Floating      | 4.75%                 | No            |                  2 | On Loan: No      |
| TOWD POINT HE TRUST 2021-HE1                                        | TOWD POINT ASSET FUNDING, LLC TPHT 2021 HE1 A1 144A    | CUSIP: 89180DAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    137453 | PA      | $129151.77    | 0.08%             | 2063-02-25      | Variable      | 0.92%                 | No            |                  2 | On Loan: No      |
| TOWD POINT MORTGAGE TRUST 2018-3                                    | TOWD POINT MORTGAGE TRUST TPMT 2018 3 A1 144A          | CUSIP: 89175MAA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    359735 | PA      | $340718.62    | 0.22%             | 2058-05-25      | Variable      | 3.75%                 | No            |                  2 | On Loan: No      |
| TOYOTA AUTO RECEIVABLES 2022-D OWNER TRUST                          | TOYOTA AUTO RECEIVABLES OWNER TAOT 2022 D A2B          | CUSIP: 89239HAC2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    900000 | PA      | $902319.21    | 0.58%             | 2026-01-15      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| TRICOLOR AUTO SECURITIZATION TRUST 2022-1A                          | TRICOLOR AUTO SECURITIZATION T TAST 2022 1A A 144A     | CUSIP: 89616BAA2<br>LEI: N/A                  | Long             | ABS-O            | CORP              | US        |    702832 | PA      | $695318.57    | 0.45%             | 2025-02-18      | Fixed         | 3.30%                 | No            |                  2 | On Loan: No      |
| UNITED STATES GOVT                                                  | TREASURY BILL 02/23 0.00000                            | CUSIP: 912796XT1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    293000 | PA      | $292071.60    | 0.19%             | 2023-02-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| UNITED STATES GOVT                                                  | TREASURY BILL 03/23 0.00000                            | CUSIP: 912796YB9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    354000 | PA      | $351585.28    | 0.23%             | 2023-03-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| APPLE INC                                                           | APPLE INC SR UNSECURED 02/23 2.85                      | CUSIP: 037833BU3<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1994610.38   | 1.29%             | 2023-02-23      | Fixed         | 2.85%                 | No            |                  2 | On Loan: No      |
| APRES STATIC CDO LTD 2019-1A                                        | APRES STATIC CLO 1, LTD APRES 2019 1A A1R 144A         | CUSIP: 03835JBA0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    174504 | PA      | $172476.29    | 0.11%             | 2028-10-15      | Floating      | 5.15%                 | No            |                  2 | On Loan: No      |
| USAA CAPITAL CORPORATION                                            | USAA CAPITAL CORP SR UNSECURED 144A 05/23 1.5          | CUSIP: 90327QD48<br>LEI: 5493007XLF4LU3U2W757 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $989902.04    | 0.64%             | 2023-05-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| VASA TRUST 2021-VASA                                                | VASA TRUST VASA 2021 VASA A 144A                       | CUSIP: 92230AAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $462245.45    | 0.30%             | 2039-07-15      | Floating      | 5.22%                 | No            |                  2 | On Loan: No      |
| VENTURE CLO LTD 2013-4A                                             | VENTURE CDO LTD VENTR 2013 14A ARR 144A                | CUSIP: 92328GBA3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    442038 | PA      | $437520.98    | 0.28%             | 2029-08-28      | Floating      | 5.77%                 | No            |                  2 | On Loan: No      |
| VENTURE XXI CLO LTD 2015-21A                                        | VENTURE XXI CLO VENTR 2015 21A AR 144A                 | CUSIP: 92330MAL3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    238241 | PA      | $238744.15    | 0.15%             | 2027-07-15      | Floating      | 4.96%                 | No            |                  2 | On Loan: No      |
| VERIZON COMMUNICATIONS INC                                          | VERIZON COMMUNICATIONS SR UNSECURED 05/25 VAR          | CUSIP: 92343VEP5<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | DBT              | CORP              | US        |   1100000 | PA      | $1109303.23   | 0.72%             | 2025-05-15      | Floating      | 5.71%                 | No            |                  2 | On Loan: No      |
| VERIZON COMMUNICATIONS INC                                          | VERIZON COMMUNICATIONS SR UNSECURED REGS 02/23 VAR     | CUSIP: ACI0WPDC4<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $681114.25    | 0.44%             | 2023-02-17      | Floating      | 4.26%                 | No            |                  2 | On Loan: No      |
| VODAFONE GROUP PLC                                                  | VODAFONE GROUP PLC                                     | CUSIP: 92857MN57<br>LEI: 213800TB53ELEUKM7Q61 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1498846.01   | 0.97%             | 2023-01-05      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VODAFONE GROUP PLC                                                  | VODAFONE GROUP PLC SR UNSECURED 02/23 2.95             | CUSIP: 92857WBC3<br>LEI: 213800TB53ELEUKM7Q61 | Long             | DBT              | CORP              | GB        |   1000000 | PA      | $997616.73    | 0.65%             | 2023-02-19      | Fixed         | 2.95%                 | No            |                  2 | On Loan: No      |
| VONOVIA FINANCE BV                                                  | VONOVIA FINANCE BV COMPANY GUAR 144A 10/23 5           | CUSIP: 25155FAB2<br>LEI: 5299009XLZLD9TALOZ03 | Long             | DBT              | CORP              | NL        |   1000000 | PA      | $986779.03    | 0.64%             | 2023-10-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WALGREENS BOOTS ALLIANCE INC                                        | WALGREENS BOOTS                                        | CUSIP: 93142XNJ6<br>LEI: 549300RPTUOIXG4LIH86 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1596024.35   | 1.03%             | 2023-01-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ARES XL CLO LTD 2016-40A                                            | ARES CLO LTD ARES 2016 40A A1RR 144A                   | CUSIP: 04016GBB3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    727104 | PA      | $717716.16    | 0.47%             | 2029-01-15      | Floating      | 4.95%                 | No            |                  2 | On Loan: No      |
| WELLFLEET CLO LTD 2015-1                                            | WELLFLEET CLO LTD WELF 2015 1A AR4 144A                | CUSIP: 949496BJ1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    145626 | PA      | $143743.32    | 0.09%             | 2029-07-20      | Floating      | 5.13%                 | No            |                  2 | On Loan: No      |
| WESTPAC BANKING CORPORATION                                         | WESTPAC BANKING CORP SR UNSECURED 01/23 2.75           | CUSIP: 961214DS9<br>LEI: EN5TNI6CI43VEPAMHL14 | Long             | DBT              | CORP              | AU        |   1000000 | PA      | $999604.72    | 0.65%             | 2023-01-11      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| WESTPAC BANKING CORPORATION                                         | WESTPAC BANKING CORP SR UNSECURED 01/23 VAR            | CUSIP: 961214DT7<br>LEI: EN5TNI6CI43VEPAMHL14 | Long             | DBT              | CORP              | AU        |    500000 | PA      | $499968.37    | 0.32%             | 2023-01-11      | Floating      | 4.48%                 | No            |                  2 | On Loan: No      |
| ZOETIS INC                                                          | ZOETIS INC SR UNSECURED 02/23 3.25                     | CUSIP: 98978VAB9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |   1900000 | PA      | $1897291.00   | 1.23%             | 2023-02-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| N/A                                                                 | PARIBAS REPO                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               |  | US        |  19000000 | PA      | $19000000.00  | 12.32%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | BOUGHT JPY SOLD USD 20230111                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $8903.69      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | BOUGHT JPY SOLD USD 20230117                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $35687.33     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD JPY BOUGHT USD 20230111                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $-24465.76    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD JPY BOUGHT USD 20230117                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $-97938.06    | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD ILS BOUGHT USD 20230208                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | IL        |         1 | NC      | $48976.43     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| AT&T INC                                                            | AT+T INC                                               | CUSIP: 0020A3N30<br>LEI: 549300Z40J86GGSTL398 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1998991.34   | 1.30%             | 2023-01-03      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ATHENE GLOBAL FUNDING                                               | ATHENE GLOBAL FUNDING SECURED 144A 01/24 0.95          | CUSIP: 04685A2S9<br>LEI: 549300LM1QSI4MSIL320 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $1142240.10   | 0.74%             | 2024-01-08      | Fixed         | 0.95%                 | No            |                  2 | On Loan: No      |
| N/A                                                                 | BOUGHT JPY SOLD USD 20230117                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $89583.41     | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | BOUGHT JPY SOLD USD 20230117                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $3591.24      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD AUD BOUGHT USD 20230110                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | AU        |         1 | NC      | $-302.11      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD CAD BOUGHT USD 20230110                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | CA        |         1 | NC      | $3030.13      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD GBP BOUGHT USD 20230110                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | GB        |         1 | NC      | $13402.62     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| AUSTRIA GOVT                                                        | AUSTRIAN T BILL BILLS 02/23 0.00000                    | CUSIP: ACI299YK1<br>LEI: 529900QWWUI4XRVR7I03 | Long             | DBT              | NUSS              | AT        |   3000000 | PA      | $3205954.47   | 2.08%             | 2023-02-23      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AVANGRID INC (AKA: IBERDROLA USA INC; ENERGY EAST CORPORATION)      | AVANGRID INC SR UNSECURED 12/24 3.15                   | CUSIP: 05351WAA1<br>LEI: 549300OX0Q38NLSKPB49 | Long             | DBT              | CORP              | US        |    500000 | PA      | $478248.20    | 0.31%             | 2024-12-01      | Fixed         | 3.15%                 | No            |                  2 | On Loan: No      |
| AVIATION CAPITAL GROUP LLC                                          | AVIATION CAPITAL GROUP SR UNSECURED 144A 05/23 3.875   | CUSIP: 05369AAC5<br>LEI: 549300ODEK8HY3445C77 | Long             | DBT              | CORP              | US        |    500000 | PA      | $495999.28    | 0.32%             | 2023-05-01      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD AUD BOUGHT USD 20230110                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | AU        |         1 | NC      | $-8479.65     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD JPY BOUGHT USD 20230130                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $-496096.94   | -0.32%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD JPY BOUGHT USD 20230117                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | JP        |         1 | NC      | $-513402.84   | -0.33%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD AUD BOUGHT USD 20230110                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | AU        |         1 | NC      | $-108.32      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD EUR BOUGHT USD 20230223                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | N/A       |         1 | NC      | $-234417.69   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                 | SOLD AUD BOUGHT USD 20230110                           | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DFE              |  | AU        |         1 | NC      | $-440.15      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-09

**Name of Applicant:** PIMCO ETF Trust

**Signature:** /s/ Bijal Parikh

**Name of Signer:** Bijal Parikh

**Title:** Treasurer