# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-014909
**Filing Date:** 2023-1
**Character Count:** 15115
**Document Hash:** 57be560a0eac808432702369ff755160
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-014909.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-014909

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23557173

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Inspire Faithward Mid Cap Momentum ETF (Series ID: S000070125)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000223048 | Inspire Faithward Mid Cap Momentum ETF | GLRY            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Inspire Faithward Mid Cap Momentum ESG ETF

- **b. EDGAR series identifier (if any):** S000070125

- **c. LEI of Series:** 549300AQZESHDT266A84

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $40392228.09

**Total Liabilities:** $109967.79

**Net Assets:** $40282260.30

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223048 | -8.58%               | 10.42%               | 7.08%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $192103.02               | $-2073575.90                               |
| Month 2  | $-4306.10                | $1984694.53                                |
| Month 3  | $-546992.26              | $2334223.80                                |

### Schedule of Portfolio Investments

| Name                                       | Title             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| FTI Consulting, Inc.                       | FTI CONSULTING    | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |      6499 | NS      | $1123157.18   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Ternium SA                                 | TERNIUM SA-ADR    | CUSIP: 880890108<br>LEI: 529900QG4KU23TEI2E46 | Long             | EC               | CORP              | LU        |     33500 | NS      | $1054915.00   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation, Inc.                           | AUTONATION INC    | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9782 | NS      | $1212087.62   | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders Firstsource, Inc.                 | BUILDERS FIRSTSO  | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |     18291 | NS      | $1169343.63   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                                 | QUALYS INC        | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      9313 | NS      | $1148479.16   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc.                            | MURPHY USA INC    | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      3417 | NS      | $1010782.77   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Reinsurance Group of America, Incorporated | REINSURANCE GROU  | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |      7236 | NS      | $1044878.40   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                         | SEI INVESTMENTS   | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     19028 | NS      | $1185063.84   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corporation               | ENCOMPASS HEALTH  | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |     18961 | NS      | $1108839.28   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| United Therapeutics Corporation            | UNITED THERAPEUT  | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               | CORP              | US        |      3886 | NS      | $1087652.54   | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ Wholesale Club Holdings Inc             | BJ'S WHOLESALE C  | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |     13534 | NS      | $1018298.16   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| National Fuel Gas Company                  | NATL FUEL GAS CO  | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |     16348 | NS      | $1082728.04   | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corporation                           | OLIN CORP         | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |     18023 | NS      | $1026950.54   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| HF Sinclair Corp.                          | HF SINCLAIR CORP  | CUSIP: 403949100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16415 | NS      | $1023311.10   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Corporation     | OLD REPUB INTL    | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |     44756 | NS      | $1096522.00   | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Storage Inc                           | LIFE STORAGE INC  | CUSIP: 53223X107<br>LEI: W9EE01AFDDF9DQCQZC68 | Long             | EC               | CORP              | US        |     10050 | NS      | $1080274.50   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc                 | SOUTHWEST GAS HO  | CUSIP: 844895102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14740 | NS      | $1009100.40   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc.                                   | NOV INC           | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |     44622 | NS      | $1002210.12   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Caseys Gen Stores                          | CASEY'S GENERAL   | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |      4623 | NS      | $1123481.46   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corporation                     | OGE ENERGY CORP   | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     27604 | NS      | $1116857.84   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Oil Corporation                     | MURPHY OIL CORP   | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |     22110 | NS      | $1043592.00   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| BBH SWEEP VEHICLE                          | BBH SWEEP VEHICLE | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |    625392 | PA      | $625392.04    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Reliance Steel & Aluminum Co.              | RELIANCE STEEL    | CUSIP: 759509102<br>LEI: 549300E287ZOFT3C5Z56 | Long             | EC               | CORP              | US        |      5092 | NS      | $1075888.68   | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                                 | WATSCO INC        | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      3953 | NS      | $1063277.94   | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Company                  | LAMAR ADVERTIS-A  | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |     11658 | NS      | $1167432.12   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corporation          | LATTICE SEMICOND  | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     19765 | NS      | $1439484.95   | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Westlake Corporation                       | WESTLAKE CORP     | CUSIP: 960413102<br>LEI: GOXNEVUM0LL78B1OS344 | Long             | EC               | CORP              | US        |     10385 | NS      | $1117945.25   | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group Inc                  | KINSALE CAPITAL   | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |      3216 | NS      | $991203.36    | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| American Financial Group, Inc.             | AMER FINL GROUP   | CUSIP: 025932104<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EC               | CORP              | US        |      7102 | NS      | $1010046.44   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries, Inc.                   | VALMONT INDS      | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |      3216 | NS      | $1089130.56   | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Polaris Incorporation                      | POLARIS INC       | CUSIP: 731068102<br>LEI: 549300QJSN8UVWN1EI78 | Long             | EC               | CORP              | US        |      9983 | NS      | $1138660.98   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Knight-Swift Transportation Holdings Inc.  | KNIGHT-SWIFT TRA  | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21507 | NS      | $1192133.01   | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastec, Inc.                               | MASTEC INC        | CUSIP: 576323109<br>LEI: 549300TMDIT8WREDOF45 | Long             | EC               | CORP              | US        |     11993 | NS      | $1089324.19   | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlisle Companies Incorporated            | CARLISLE COS INC  | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |      4623 | NS      | $1216357.53   | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corporation                         | CHEMED CORP       | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |      2144 | NS      | $1114880.00   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Curtiss-Wright Corp.                       | CURTISS-WRIGHT    | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |      6030 | NS      | $1065199.50   | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Realty Investment Trust            | FED REALTY INVS   | CUSIP: 313745101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9849 | NS      | $1094223.90   | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer