# EDGAR Filing Document

**Accession Number:** 0001558107
**File Stem:** 0001049169-26-001468
**Filing Date:** 2026-5
**Character Count:** 13294
**Document Hash:** 708efe3d8e9d22609e8b64234a199cc6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-001468.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001049169-26-001468

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS Series Trust
- **CENTRAL INDEX KEY:** 0001558107

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22747
- **FILM NUMBER:** 261041287

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203

## Series and Classes Contracts Data

### Fundsmith Equity ETF (Series ID: S000097194)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000266372 | Fundsmith Equity ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS SERIES TRUST

- **b. Investment Company Act file number:** 811-22747

- **c. CIK number of Registrant:** 0001558107

- **d. LEI of Registrant:** 5493000QN25IZZPUSL66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036235277

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fundsmith Equity ETF

- **b. EDGAR series identifier (if any):** S000097194

- **c. LEI of Series:** 529900E4S1VH3U8AVR44

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $13678049.22

**Total Liabilities:** $7705.43

**Net Assets:** $13670343.79

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000266372 | 0.81%                | -2.00%               | -8.97%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-11609.15               | $-18471.04                                 |
| Month 2  | $-88486.03               | $-214572.47                                |
| Month 3  | $-15881.31               | $-1325834.83                               |

### Schedule of Portfolio Investments

| Name                                      | Title                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Apple Inc                                 | Apple, Inc.                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      2183 | NS      | $554023.57    | 4.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc             | Automatic Data Processing, Inc.              | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |      1836 | NS      | $373038.48    | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Amadeus It Group Sa                       | Amadeus IT Group SA                          | CUSIP: N/A<br>LEI: 9598004A3FTY3TEHHN09       | Long             | EC               | CORP              | ES        |      9699 | NS      | $545734.11    | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                            | Amazon.com, Inc.                             | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      1989 | NS      | $414249.03    | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlas Copco AB                            | Atlas Copco AB                               | CUSIP: N/A<br>LEI: 213800T8PC8Q4FYJZR07       | Long             | EC               | CORP              | SE        |     28152 | NS      | $485176.78    | 3.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Danone Sa                                 | Danone SA                                    | CUSIP: N/A<br>LEI: 969500KMUQ2B6CBAF162       | Long             | EC               | CORP              | FR        |      5355 | NS      | $427330.44    | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Church & Dwight Co Inc                    | Church & Dwight Co., Inc.                    | CUSIP: 171340102<br>LEI: POOXSI30AWAQGYJZC921 | Long             | EC               | CORP              | US        |      5661 | NS      | $528284.52    | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Coloplast A/s                             | Coloplast A/S                                | CUSIP: N/A<br>LEI: 529900NN7SOJ5QG82X67       | Long             | EC               | CORP              | DK        |      5947 | NS      | $401421.58    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Essilorluxottica Sa                       | EssilorLuxottica SA                          | CUSIP: N/A<br>LEI: 549300M3VH1A3ER1TB49       | Long             | EC               | CORP              | FR        |      1377 | NS      | $315776.04    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                              | Alphabet, Inc.                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1530 | NS      | $439966.80    | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Idexx Laboratories Inc                    | IDEXX Laboratories, Inc.                     | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |       612 | NS      | $343876.68    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Jpmorgan Us Government Money Market Fund  | JPMorgan US Government Money Market Fund     | CUSIP: 4812C2684<br>LEI: 549300NQ5E5B7ZV4T516 | Long             | STIV             | RF                | US        |    653966 | NS      | $653966.29    | 4.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/md             | Marriott International, Inc.                 | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |      1530 | NS      | $500417.10    | 3.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Lvmh Moet Hennessy Louis Vuitton Se       | LVMH Moet Hennessy Louis Vuitton SE          | CUSIP: N/A<br>LEI: IOG4E947OATN0KJYSD45       | Long             | EC               | CORP              | FR        |       612 | NS      | $327589.35    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                        | Meta Platforms, Inc.                         | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |       765 | NS      | $437679.45    | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnum Ice Cream Co Nv/the                | Magnum Ice Cream Co. NV                      | CUSIP: N/A<br>LEI: 25490052LLF3XH6G9847       | Long             | EC               | CORP              | NL        |      1552 | NS      | $22781.24     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                            | Microsoft Corp.                              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       918 | NS      | $339816.06    | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-toledo International Inc          | Mettler-Toledo International, Inc.           | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |       306 | NS      | $385927.20    | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| L'oreal Sa                                | L'Oreal SA                                   | CUSIP: N/A<br>LEI: 529900JI1GG6F7RKVI53       | Long             | EC               | CORP              | FR        |      1071 | NS      | $432467.81    | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc           | Philip Morris International, Inc.            | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      3060 | NS      | $505940.40    | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Sage Group Plc/the                        | Sage Group PLC                               | CUSIP: N/A<br>LEI: 2138005RN5XYLTF8G138       | Long             | EC               | CORP              | GB        |     57611 | NS      | $638851.33    | 4.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                              | Stryker Corp.                                | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      1224 | NS      | $402194.16    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Tjx Cos Inc/the                           | TJX Cos., Inc.                               | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |      3213 | NS      | $513116.10    | 3.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co Ltd | Taiwan Semiconductor Manufacturing Co., Ltd. | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      2853 | NS      | $964171.35    | 7.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                     | Texas Instruments, Inc.                      | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      4937 | NS      | $958469.18    | 7.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                  | Visa, Inc.                                   | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      1377 | NS      | $416184.48    | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Waters Corp                               | Waters Corp.                                 | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |      1224 | NS      | $364507.20    | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolters Kluwer Nv                         | Wolters Kluwer NV                            | CUSIP: N/A<br>LEI: 724500TEM53I0U077B74       | Long             | EC               | CORP              | NL        |      7304 | NS      | $545545.89    | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                                | Zoetis, Inc.                                 | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |      3672 | NS      | $434067.12    | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-30

**Name of Applicant:** ALPS SERIES TRUST

**Signature:** Jill McFate

**Name of Signer:** Jill McFate

**Title:** Treasurer