# EDGAR Filing Document

**Accession Number:** 0001724269
**File Stem:** 0001724269-23-000001
**Filing Date:** 2023-2
**Character Count:** 36648
**Document Hash:** 928f963fcdb73ff5bcd843148862c730
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001724269-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001724269-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LAKE STREET ADVISORS GROUP, LLC
- **CENTRAL INDEX KEY:** 0001724269
- **IRS NUMBER:** 820706296
- **STATE OF INCORPORATION:** NH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18626
- **FILM NUMBER:** 23620316

**BUSINESS ADDRESS:**
- **STREET 1:** 145 MAPLEWOOD AVE
- **STREET 2:** SUITE 210
- **CITY:** PORTSMOUTH
- **STATE:** NH
- **ZIP:** 03801
- **BUSINESS PHONE:** 603-610-4100

**MAIL ADDRESS:**
- **STREET 1:** 145 MAPLEWOOD AVE
- **STREET 2:** SUITE 210
- **CITY:** PORTSMOUTH
- **STATE:** NH
- **ZIP:** 03801

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** LAKE STREET ADVISORS GROUP LLC<br>**Address:** 145 MAPLEWOOD AVE<br>SUITE 210<br>PORTSMOUTH, NH 03801

**Form 13F File Number:** 028-18626

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jarrett Matson<br>**Title:** Investment Operations Analyst<br>**Phone:** 6037178233

**Signature, Place, and Date of Signing:**

Jarrett Matson  Kittery, ME  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 335

**Form 13F Information Table Value Total:** $1518134

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AT INC | COM | 00206R102 |  | 831 | 45144 | SH |  | SOLE |  | 0 | 0 | 45144 |
| ABB LTD | SPONSORED ADR | 000375204 |  | 576 | 18919 | SH |  | SOLE |  | 0 | 0 | 18919 |
| ABBOTT LABS | COM | 002824100 |  | 1682 | 15320 | SH |  | SOLE |  | 0 | 0 | 15320 |
| ABBVIE INC | COM | 00287Y109 |  | 5787 | 35810 | SH |  | SOLE |  | 0 | 0 | 35810 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 650 | 10032 | SH |  | SOLE |  | 0 | 0 | 10032 |
| AEGON N V | NY REGISTRY SHS | 007924103 |  | 122 | 24271 | SH |  | SOLE |  | 0 | 0 | 24271 |
| AIRBNB INC | COM CL A | 009066101 |  | 3032 | 35458 | SH |  | SOLE |  | 0 | 0 | 35458 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 |  | 33 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 |  | 44 | 46000 | SH |  | SOLE |  | 0 | 0 | 46000 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 1523 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 |  | 332 | 16341 | SH |  | SOLE |  | 0 | 0 | 16341 |
| VERADIGM INC | NOTE 0.875% 1/0 | 01988PAF5 |  | 34 | 24000 | SH |  | SOLE |  | 0 | 0 | 24000 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 5149 | 58354 | SH |  | SOLE |  | 0 | 0 | 58354 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 4562 | 51410 | SH |  | SOLE |  | 0 | 0 | 51410 |
| ALTERYX INC | NOTE 1.000% 8/0 | 02156BAF0 |  | 13 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 498 | 10899 | SH |  | SOLE |  | 0 | 0 | 10899 |
| AMAZON COM INC | COM | 023135106 |  | 7812 | 93002 | SH |  | SOLE |  | 0 | 0 | 93002 |
| AMBEV SA | SPONSORED ADR | 02319V103 |  | 81 | 29730 | SH |  | SOLE |  | 0 | 0 | 29730 |
| AMGEN INC | COM | 031162100 |  | 3290 | 12526 | SH |  | SOLE |  | 0 | 0 | 12526 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 |  | 613 | 10205 | SH |  | SOLE |  | 0 | 0 | 10205 |
| APPLE INC | COM | 037833100 |  | 27020 | 207954 | SH |  | SOLE |  | 0 | 0 | 207954 |
| APPLIED MATLS INC | COM | 038222105 |  | 1110 | 11399 | SH |  | SOLE |  | 0 | 0 | 11399 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 369 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 1988 | 29051 | SH |  | SOLE |  | 0 | 0 | 29051 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 |  | 91 | 14487 | SH |  | SOLE |  | 0 | 0 | 14487 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 |  | 714 | 10527 | SH |  | SOLE |  | 0 | 0 | 10527 |
| BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 |  | 1642 | 137992 | SH |  | SOLE |  | 0 | 0 | 137992 |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 05946K101 |  | 381 | 63389 | SH |  | SOLE |  | 0 | 0 | 63389 |
| BANCO SANTANDER S.A. | ADR | 05964H105 |  | 143 | 48388 | SH |  | SOLE |  | 0 | 0 | 48388 |
| BANK AMERICA CORP | COM | 060505104 |  | 1908 | 57598 | SH |  | SOLE |  | 0 | 0 | 57598 |
| BARCLAYS PLC | ADR | 06738E204 |  | 294 | 37741 | SH |  | SOLE |  | 0 | 0 | 37741 |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 08265TAB5 |  | 15 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 08265TAD1 |  | 21 | 26000 | SH |  | SOLE |  | 0 | 0 | 26000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 7244 | 23452 | SH |  | SOLE |  | 0 | 0 | 23452 |
| BHP GROUP LTD | SPONSORED ADS | 088606108 |  | 646 | 10415 | SH |  | SOLE |  | 0 | 0 | 10415 |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 |  | 107 | 101000 | SH |  | SOLE |  | 0 | 0 | 101000 |
| BIOVENTUS INC | COM CL A | 09075A108 |  | 26 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| BLACKLINE INC | NOTE 3/1 | 09239BAD1 |  | 26 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| BLACKLINE INC | NOTE 0.125% 8/0 | 09239BAB5 |  | 34 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| BLACKSTONE INC | COM | 09260D107 |  | 2574 | 34695 | SH |  | SOLE |  | 0 | 0 | 34695 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 5.500% 3/1 | 09257WAE0 |  | 47 | 55000 | SH |  | SOLE |  | 0 | 0 | 55000 |
| BLEND LABS INC | CL A | 09352U108 |  | 454 | 315574 | SH |  | SOLE |  | 0 | 0 | 315574 |
| BOEING CO | COM | 097023105 |  | 11016 | 57827 | SH |  | SOLE |  | 0 | 0 | 57827 |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 |  | 41 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| BOX INC | NOTE 1/1 | 10316TAB0 |  | 62 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| BP PLC | SPONSORED ADR | 055622104 |  | 388 | 11104 | SH |  | SOLE |  | 0 | 0 | 11104 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 966 | 13430 | SH |  | SOLE |  | 0 | 0 | 13430 |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 |  | 9258 | 237984 | SH |  | SOLE |  | 0 | 0 | 237984 |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 |  | 43334 | 1398332 | SH |  | SOLE |  | 0 | 0 | 1398332 |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 |  | 37604 | 1483987 | SH |  | SOLE |  | 0 | 0 | 1483987 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 |  | 7094 | 257629 | SH |  | SOLE |  | 0 | 0 | 257629 |
| BURLINGTON STORES INC | NOTE 2.250% 4/1 | 122017AB2 |  | 14 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| CABLE ONE INC | NOTE 3/1 | 12685JAE5 |  | 24 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 922 | 22346 | SH |  | SOLE |  | 0 | 0 | 22346 |
| CATERPILLAR INC | COM | 149123101 |  | 3785 | 15800 | SH |  | SOLE |  | 0 | 0 | 15800 |
| CERIDIAN HCM HLDG INC | NOTE 0.250% 3/1 | 15677JAD0 |  | 27 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1007 | 12092 | SH |  | SOLE |  | 0 | 0 | 12092 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 12751 | 661034 | SH |  | SOLE |  | 0 | 0 | 661034 |
| CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 |  | 25 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| CHEVRON CORP NEW | COM | 166764100 |  | 4231 | 23573 | SH |  | SOLE |  | 0 | 0 | 23573 |
| CISCO SYS INC | COM | 17275R102 |  | 2046 | 42953 | SH |  | SOLE |  | 0 | 0 | 42953 |
| CITIGROUP INC | COM NEW | 172967424 |  | 644 | 14240 | SH |  | SOLE |  | 0 | 0 | 14240 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 919 | 20328 | SH |  | SOLE |  | 0 | 0 | 20328 |
| CME GROUP INC | COM | 12572Q105 |  | 1715 | 10200 | SH |  | SOLE |  | 0 | 0 | 10200 |
| COHERUS BIOSCIENCES INC | NOTE 1.500% 4/1 | 19249HAB9 |  | 10 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1316 | 37625 | SH |  | SOLE |  | 0 | 0 | 37625 |
| COMERA LIFE SCIENCES HLDGS I | COM | 20037C108 |  | 389 | 316469 | SH |  | SOLE |  | 0 | 0 | 316469 |
| CONCERT PHARMACEUTICALS INC | COM | 206022105 |  | 207 | 35398 | SH |  | SOLE |  | 0 | 0 | 35398 |
| CONFLUENT INC | CLASS A COM | 20717M103 |  | 304 | 13649 | SH |  | SOLE |  | 0 | 0 | 13649 |
| CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 |  | 18 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 1399 | 11855 | SH |  | SOLE |  | 0 | 0 | 11855 |
| COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 |  | 47 | 49000 | SH |  | SOLE |  | 0 | 0 | 49000 |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 |  | 95 | 31380 | SH |  | SOLE |  | 0 | 0 | 31380 |
| CROWN CASTLE INC | COM | 22822V101 |  | 1642 | 12104 | SH |  | SOLE |  | 0 | 0 | 12104 |
| CSX CORP | COM | 126408103 |  | 498 | 16073 | SH |  | SOLE |  | 0 | 0 | 16073 |
| CVS HEALTH CORP | COM | 126650100 |  | 2733 | 29331 | SH |  | SOLE |  | 0 | 0 | 29331 |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 |  | 90 | 85000 | SH |  | SOLE |  | 0 | 0 | 85000 |
| D R HORTON INC | COM | 23331A109 |  | 1321 | 14816 | SH |  | SOLE |  | 0 | 0 | 14816 |
| DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 |  | 34 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| DEUTSCHE BANK A G | NAMEN AKT | D18190898 |  | 124 | 10720 | SH |  | SOLE |  | 0 | 0 | 10720 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 846 | 13745 | SH |  | SOLE |  | 0 | 0 | 13745 |
| DEXCOM INC | NOTE 0.250%11/1 | 252131AK3 |  | 110 | 101000 | SH |  | SOLE |  | 0 | 0 | 101000 |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 |  | 21 | 28000 | SH |  | SOLE |  | 0 | 0 | 28000 |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 |  | 55 | 87000 | SH |  | SOLE |  | 0 | 0 | 87000 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 2435 | 213779 | SH |  | SOLE |  | 0 | 0 | 213779 |
| DRAFTKINGS INC NEW | NOTE 3/1 | 26142RAB0 |  | 19 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| DROPBOX INC | NOTE 3/0 | 26210CAC8 |  | 28 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| DROPBOX INC | NOTE 3/0 | 26210CAD6 |  | 28 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| EATON CORP PLC | SHS | G29183103 |  | 3335 | 21248 | SH |  | SOLE |  | 0 | 0 | 21248 |
| EBAY INC. | COM | 278642103 |  | 455 | 10971 | SH |  | SOLE |  | 0 | 0 | 10971 |
| ENBRIDGE INC | COM | 29250N105 |  | 2082 | 53293 | SH |  | SOLE |  | 0 | 0 | 53293 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 158 | 13326 | SH |  | SOLE |  | 0 | 0 | 13326 |
| ENPHASE ENERGY INC | NOTE 3/0 | 29355AAH0 |  | 35 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| ENPHASE ENERGY INC | NOTE 3/0 | 29355AAK3 |  | 14 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 |  | 76 | 84000 | SH |  | SOLE |  | 0 | 0 | 84000 |
| ETSY INC | NOTE 0.125% 9/0 | 29786AAL0 |  | 53 | 53000 | SH |  | SOLE |  | 0 | 0 | 53000 |
| ETSY INC | NOTE 0.250% 6/1 | 29786AAN6 |  | 27 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 |  | 52 | 55000 | SH |  | SOLE |  | 0 | 0 | 55000 |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 |  | 31 | 37000 | SH |  | SOLE |  | 0 | 0 | 37000 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2195 | 19902 | SH |  | SOLE |  | 0 | 0 | 19902 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2063 | 17140 | SH |  | SOLE |  | 0 | 0 | 17140 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 1535 | 34105 | SH |  | SOLE |  | 0 | 0 | 34105 |
| FINCH THERAPEUTICS GROUP INC | COM | 31773D101 |  | 355 | 739136 | SH |  | SOLE |  | 0 | 0 | 739136 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 2994 | 122207 | SH |  | SOLE |  | 0 | 0 | 122207 |
| FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 |  | 37 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 |  | 5247 | 120709 | SH |  | SOLE |  | 0 | 0 | 120709 |
| FORD MTR CO DEL | COM | 345370860 |  | 417 | 35830 | SH |  | SOLE |  | 0 | 0 | 35830 |
| FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 |  | 43 | 46000 | SH |  | SOLE |  | 0 | 0 | 46000 |
| FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 |  | 25 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 |  | 3472 | 433972 | SH |  | SOLE |  | 0 | 0 | 433972 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1142 | 13304 | SH |  | SOLE |  | 0 | 0 | 13304 |
| GRAB HOLDINGS LIMITED | CLASS A ORD | G4124C109 |  | 2232 | 693110 | SH |  | SOLE |  | 0 | 0 | 693110 |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 |  | 35 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 |  | 10 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| HALEON PLC | SPON ADS | 405552100 |  | 121 | 15118 | SH |  | SOLE |  | 0 | 0 | 15118 |
| HALLIBURTON CO | COM | 406216101 |  | 455 | 11549 | SH |  | SOLE |  | 0 | 0 | 11549 |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 |  | 34 | 35000 | SH |  | SOLE |  | 0 | 0 | 35000 |
| HOME DEPOT INC | COM | 437076102 |  | 3172 | 10043 | SH |  | SOLE |  | 0 | 0 | 10043 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 |  | 740 | 23755 | SH |  | SOLE |  | 0 | 0 | 23755 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 152 | 10804 | SH |  | SOLE |  | 0 | 0 | 10804 |
| ICICI BANK LIMITED | ADR | 45104G104 |  | 394 | 17985 | SH |  | SOLE |  | 0 | 0 | 17985 |
| IMAX CORP | NOTE 0.500% 4/0 | 45245EAJ8 |  | 48 | 57000 | SH |  | SOLE |  | 0 | 0 | 57000 |
| ING GROEP N.V. | SPONSORED ADR | 456837103 |  | 200 | 16440 | SH |  | SOLE |  | 0 | 0 | 16440 |
| INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 45765UAB9 |  | 60 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 |  | 66 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 |  | 98 | 101000 | SH |  | SOLE |  | 0 | 0 | 101000 |
| INTEL CORP | COM | 458140100 |  | 620 | 23456 | SH |  | SOLE |  | 0 | 0 | 23456 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 |  | 531 | 15942 | SH |  | SOLE |  | 0 | 0 | 15942 |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 |  | 1756 | 87156 | SH |  | SOLE |  | 0 | 0 | 87156 |
| INVESCO DB MULTI-SECTOR COMM | BASE METALS FD | 46140H700 |  | 1788 | 91913 | SH |  | SOLE |  | 0 | 0 | 91913 |
| INVESCO EXCH TRADED FD TR II | NASDAQ BIOTECH | 46138G599 |  | 270 | 12806 | SH |  | SOLE |  | 0 | 0 | 12806 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 7187 | 26989 | SH |  | SOLE |  | 0 | 0 | 26989 |
| INVESCO EXCH TRADED FD TR II | CHINA TECHNLGY | 46138E800 |  | 751 | 17298 | SH |  | SOLE |  | 0 | 0 | 17298 |
| IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 |  | 50 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| ISHARES TR | COHEN STEER REIT | 464287564 |  | 1425 | 25986 | SH |  | SOLE |  | 0 | 0 | 25986 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 38598 | 626191 | SH |  | SOLE |  | 0 | 0 | 626191 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 15102 | 323386 | SH |  | SOLE |  | 0 | 0 | 323386 |
| ISHARES TR | CORE S ETF | 464287200 |  | 9939 | 25869 | SH |  | SOLE |  | 0 | 0 | 25869 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 35087 | 370740 | SH |  | SOLE |  | 0 | 0 | 370740 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 3078 | 31731 | SH |  | SOLE |  | 0 | 0 | 31731 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 14331 | 217997 | SH |  | SOLE |  | 0 | 0 | 217997 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 2323 | 77240 | SH |  | SOLE |  | 0 | 0 | 77240 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 470 | 20714 | SH |  | SOLE |  | 0 | 0 | 20714 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 29709 | 858883 | SH |  | SOLE |  | 0 | 0 | 858883 |
| ISHARES INC | MSCI FRONTIER | 464286145 |  | 2267 | 89017 | SH |  | SOLE |  | 0 | 0 | 89017 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 3922 | 46210 | SH |  | SOLE |  | 0 | 0 | 46210 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 17427 | 265492 | SH |  | SOLE |  | 0 | 0 | 265492 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 2839 | 74919 | SH |  | SOLE |  | 0 | 0 | 74919 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 1821 | 38361 | SH |  | SOLE |  | 0 | 0 | 38361 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 36652 | 347341 | SH |  | SOLE |  | 0 | 0 | 347341 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 |  | 1000 | 14633 | SH |  | SOLE |  | 0 | 0 | 14633 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 53899 | 256030 | SH |  | SOLE |  | 0 | 0 | 256030 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 3705 | 21251 | SH |  | SOLE |  | 0 | 0 | 21251 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 603 | 10309 | SH |  | SOLE |  | 0 | 0 | 10309 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 23982 | 229997 | SH |  | SOLE |  | 0 | 0 | 229997 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 3223 | 64451 | SH |  | SOLE |  | 0 | 0 | 64451 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 25993 | 460207 | SH |  | SOLE |  | 0 | 0 | 460207 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 720 | 21896 | SH |  | SOLE |  | 0 | 0 | 21896 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 2743 | 32362 | SH |  | SOLE |  | 0 | 0 | 32362 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 |  | 2211 | 47299 | SH |  | SOLE |  | 0 | 0 | 47299 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 2467 | 36579 | SH |  | SOLE |  | 0 | 0 | 36579 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 6755 | 61452 | SH |  | SOLE |  | 0 | 0 | 61452 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 10958 | 130161 | SH |  | SOLE |  | 0 | 0 | 130161 |
| ITRON INC | NOTE 3/1 | 465741AN6 |  | 25 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| JAMES HARDIE INDS PLC | SPONSORED ADR | 47030M106 |  | 211 | 11750 | SH |  | SOLE |  | 0 | 0 | 11750 |
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 47074LAB1 |  | 26 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| JETBLUE AIRWAYS CORP | NOTE 0.500% 4/0 | 477143AP6 |  | 26 | 35000 | SH |  | SOLE |  | 0 | 0 | 35000 |
| JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 477839AB0 |  | 27 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3123 | 17681 | SH |  | SOLE |  | 0 | 0 | 17681 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS DEV | 46641Q233 |  | 1046 | 21375 | SH |  | SOLE |  | 0 | 0 | 21375 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS EUR | 46641Q191 |  | 2582 | 53236 | SH |  | SOLE |  | 0 | 0 | 53236 |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 46641Q217 |  | 1507 | 33562 | SH |  | SOLE |  | 0 | 0 | 33562 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3751 | 27973 | SH |  | SOLE |  | 0 | 0 | 27973 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 2896 | 160156 | SH |  | SOLE |  | 0 | 0 | 160156 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 630 | 20846 | SH |  | SOLE |  | 0 | 0 | 20846 |
| KROGER CO | COM | 501044101 |  | 470 | 10544 | SH |  | SOLE |  | 0 | 0 | 10544 |
| LCI INDS | NOTE 1.125% 5/1 | 501812AB7 |  | 14 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| LILLY ELI  CO | COM | 532457108 |  | 3827 | 10460 | SH |  | SOLE |  | 0 | 0 | 10460 |
| LISTED FD TR | HORIZON KINETICS | 53656F623 |  | 318 | 10086 | SH |  | SOLE |  | 0 | 0 | 10086 |
| LIVE NATION ENTERTAINMENT IN | NOTE 2.000% 2/1 | 538034AU3 |  | 46 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 539183AA1 |  | 53 | 61000 | SH |  | SOLE |  | 0 | 0 | 61000 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 |  | 107 | 48812 | SH |  | SOLE |  | 0 | 0 | 48812 |
| LOWES COS INC | COM | 548661107 |  | 1994 | 10008 | SH |  | SOLE |  | 0 | 0 | 10008 |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 |  | 20 | 23000 | SH |  | SOLE |  | 0 | 0 | 23000 |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 55405YAB6 |  | 16 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| MARATHON OIL CORP | COM | 565849106 |  | 691 | 25515 | SH |  | SOLE |  | 0 | 0 | 25515 |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 57164YAD9 |  | 39 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 3717 | 10691 | SH |  | SOLE |  | 0 | 0 | 10691 |
| MCDONALDS CORP | COM | 580135101 |  | 3016 | 11446 | SH |  | SOLE |  | 0 | 0 | 11446 |
| MERCK  CO INC | COM | 58933Y105 |  | 4898 | 44144 | SH |  | SOLE |  | 0 | 0 | 44144 |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.125%11/1 | 595017AU8 |  | 99 | 92000 | SH |  | SOLE |  | 0 | 0 | 92000 |
| MICROSOFT CORP | COM | 594918104 |  | 19333 | 80613 | SH |  | SOLE |  | 0 | 0 | 80613 |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 |  | 213 | 31941 | SH |  | SOLE |  | 0 | 0 | 31941 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 60687Y109 |  | 132 | 46477 | SH |  | SOLE |  | 0 | 0 | 46477 |
| MKS INSTRS INC | COM | 55306N104 |  | 1677 | 19795 | SH |  | SOLE |  | 0 | 0 | 19795 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1046 | 12304 | SH |  | SOLE |  | 0 | 0 | 12304 |
| MP MATERIALS CORP | COM CL A | 553368101 |  | 490 | 20170 | SH |  | SOLE |  | 0 | 0 | 20170 |
| NATWEST GROUP PLC | SPONS ADR | 639057207 |  | 256 | 39697 | SH |  | SOLE |  | 0 | 0 | 39697 |
| NAUTILUS BIOTECHNOLOGY INC | COM | 63909J108 |  | 72 | 40219 | SH |  | SOLE |  | 0 | 0 | 40219 |
| NCL CORP LTD | NOTE 1.125% 2/1 | 62886HBD2 |  | 32 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1864 | 22295 | SH |  | SOLE |  | 0 | 0 | 22295 |
| NICE LTD | NOTE 9/1 | 653656AB4 |  | 36 | 38000 | SH |  | SOLE |  | 0 | 0 | 38000 |
| NIKE INC | CL B | 654106103 |  | 1922 | 16429 | SH |  | SOLE |  | 0 | 0 | 16429 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 173 | 37177 | SH |  | SOLE |  | 0 | 0 | 37177 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 |  | 89 | 23610 | SH |  | SOLE |  | 0 | 0 | 23610 |
| NOVOCURE LTD | NOTE 11/0 | 67011XAB9 |  | 27 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 67092P888 |  | 4871 | 191454 | SH |  | SOLE |  | 0 | 0 | 191454 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 |  | 1599 | 46788 | SH |  | SOLE |  | 0 | 0 | 46788 |
| NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 |  | 75 | 85000 | SH |  | SOLE |  | 0 | 0 | 85000 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3527 | 24132 | SH |  | SOLE |  | 0 | 0 | 24132 |
| OKTA INC | NOTE 0.375% 6/1 | 679295AF2 |  | 26 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 |  | 41 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| ONEOK INC NEW | COM | 682680103 |  | 3679 | 55999 | SH |  | SOLE |  | 0 | 0 | 55999 |
| ORACLE CORP | COM | 68389X105 |  | 1799 | 22009 | SH |  | SOLE |  | 0 | 0 | 22009 |
| OUSTER INC | COM | 68989M103 |  | 59 | 67855 | SH |  | SOLE |  | 0 | 0 | 67855 |
| PACER FDS TR | INDUSTRIAL RELET | 69374H766 |  | 491 | 13339 | SH |  | SOLE |  | 0 | 0 | 13339 |
| PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AD9 |  | 13 | 13000 | SH |  | SOLE |  | 0 | 0 | 13000 |
| PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 |  | 35 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| PEABODY ENERGY CORP | COM | 704551100 |  | 433 | 16403 | SH |  | SOLE |  | 0 | 0 | 16403 |
| PEARSON PLC | SPONSORED ADR | 705015105 |  | 150 | 13261 | SH |  | SOLE |  | 0 | 0 | 13261 |
| PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 |  | 37 | 43000 | SH |  | SOLE |  | 0 | 0 | 43000 |
| PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 |  | 22 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| PEPSICO INC | COM | 713448108 |  | 4233 | 23430 | SH |  | SOLE |  | 0 | 0 | 23430 |
| PERFICIENT INC | NOTE 0.125%11/1 | 71375UAF8 |  | 24 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| PFIZER INC | COM | 717081103 |  | 4834 | 94349 | SH |  | SOLE |  | 0 | 0 | 94349 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 1661 | 10518 | SH |  | SOLE |  | 0 | 0 | 10518 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 2564 | 16917 | SH |  | SOLE |  | 0 | 0 | 16917 |
| PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 |  | 27 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 |  | 53 | 64000 | SH |  | SOLE |  | 0 | 0 | 64000 |
| QUALCOMM INC | COM | 747525103 |  | 1104 | 10037 | SH |  | SOLE |  | 0 | 0 | 10037 |
| RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 |  | 43 | 55000 | SH |  | SOLE |  | 0 | 0 | 55000 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 1091 | 10808 | SH |  | SOLE |  | 0 | 0 | 10808 |
| REDFIN CORP | NOTE 10/1 | 75737FAC2 |  | 12 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 382 | 17710 | SH |  | SOLE |  | 0 | 0 | 17710 |
| RELX PLC | SPONSORED ADR | 759530108 |  | 495 | 17843 | SH |  | SOLE |  | 0 | 0 | 17843 |
| SABRE GLBL INC | NOTE 4.000% 4/1 | 78573NAE2 |  | 11 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 602 | 11259 | SH |  | SOLE |  | 0 | 0 | 11259 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 10260 | 433467 | SH |  | SOLE |  | 0 | 0 | 433467 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 18699 | 379837 | SH |  | SOLE |  | 0 | 0 | 379837 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 49804 | 1546218 | SH |  | SOLE |  | 0 | 0 | 1546218 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 1614 | 36016 | SH |  | SOLE |  | 0 | 0 | 36016 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 6222 | 137808 | SH |  | SOLE |  | 0 | 0 | 137808 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 2637 | 30142 | SH |  | SOLE |  | 0 | 0 | 30142 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 586 | 17135 | SH |  | SOLE |  | 0 | 0 | 17135 |
| SHAKE SHACK INC | NOTE 3/0 | 819047AB7 |  | 20 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| SHELL PLC | SPON ADS | 780259305 |  | 735 | 12906 | SH |  | SOLE |  | 0 | 0 | 12906 |
| SHIFT4 PMTS INC | NOTE 0.500% 8/0 | 82452JAD1 |  | 14 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| SIGMATRON INTL INC | COM | 82661L101 |  | 54 | 14140 | SH |  | SOLE |  | 0 | 0 | 14140 |
| SILICON LABORATORIES INC | NOTE 0.625% 6/1 | 826919AD4 |  | 20 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 2296 | 19546 | SH |  | SOLE |  | 0 | 0 | 19546 |
| SNAP INC | NOTE 5/0 | 83304AAF3 |  | 11 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 83417MAD6 |  | 32 | 26000 | SH |  | SOLE |  | 0 | 0 | 26000 |
| SONOS INC | COM | 83570H108 |  | 2158 | 127683 | SH |  | SOLE |  | 0 | 0 | 127683 |
| SONY GROUP CORPORATION | SPONSORED ADR | 835699307 |  | 826 | 10829 | SH |  | SOLE |  | 0 | 0 | 10829 |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 |  | 55 | 46000 | SH |  | SOLE |  | 0 | 0 | 46000 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 6323 | 191851 | SH |  | SOLE |  | 0 | 0 | 191851 |
| SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 78470E106 |  | 28008 | 411781 | SH |  | SOLE |  | 0 | 0 | 411781 |
| SPDR INDEX SHS FDS | MSCI EMR MKT ETF | 78470E205 |  | 2164 | 37709 | SH |  | SOLE |  | 0 | 0 | 37709 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 1195 | 47553 | SH |  | SOLE |  | 0 | 0 | 47553 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 17237 | 580558 | SH |  | SOLE |  | 0 | 0 | 580558 |
| SPDR SER TR | PORTFOLIO S | 78468R853 |  | 624 | 16876 | SH |  | SOLE |  | 0 | 0 | 16876 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 83445 | 218196 | SH |  | SOLE |  | 0 | 0 | 218196 |
| SPDR SER TR | SPDR S 500 ETF | 78468R796 |  | 9230 | 98872 | SH |  | SOLE |  | 0 | 0 | 98872 |
| SPIRIT AIRLS INC | NOTE 1.000% 5/1 | 848577AB8 |  | 32 | 40000 | SH |  | SOLE |  | 0 | 0 | 40000 |
| SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 |  | 39 | 46000 | SH |  | SOLE |  | 0 | 0 | 46000 |
| SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 |  | 60 | 64000 | SH |  | SOLE |  | 0 | 0 | 64000 |
| BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 |  | 30 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 5567 | 136117 | SH |  | SOLE |  | 0 | 0 | 136117 |
| STARBUCKS CORP | COM | 855244109 |  | 4871 | 49103 | SH |  | SOLE |  | 0 | 0 | 49103 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 1251 | 68222 | SH |  | SOLE |  | 0 | 0 | 68222 |
| STRIDE INC | NOTE 1.125% 9/0 | 86333MAA6 |  | 42 | 47000 | SH |  | SOLE |  | 0 | 0 | 47000 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 |  | 403 | 50265 | SH |  | SOLE |  | 0 | 0 | 50265 |
| TARGET CORP | COM | 87612E106 |  | 2148 | 14414 | SH |  | SOLE |  | 0 | 0 | 14414 |
| TELEFONICA S A | SPONSORED ADR | 879382208 |  | 120 | 33539 | SH |  | SOLE |  | 0 | 0 | 33539 |
| TESLA INC | COM | 88160R101 |  | 3316 | 26922 | SH |  | SOLE |  | 0 | 0 | 26922 |
| TEXAS INSTRS INC | COM | 882508104 |  | 4057 | 24553 | SH |  | SOLE |  | 0 | 0 | 24553 |
| COCA COLA CO | COM | 191216100 |  | 1454 | 22859 | SH |  | SOLE |  | 0 | 0 | 22859 |
| TIDAL ETF TR | ADASINA SOCIAL | 886364876 |  | 593 | 39834 | SH |  | SOLE |  | 0 | 0 | 39834 |
| TJX COS INC NEW | COM | 872540109 |  | 915 | 11498 | SH |  | SOLE |  | 0 | 0 | 11498 |
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 896945AD4 |  | 56 | 70000 | SH |  | SOLE |  | 0 | 0 | 70000 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 522 | 12124 | SH |  | SOLE |  | 0 | 0 | 12124 |
| US BANCORP DEL | COM NEW | 902973304 |  | 439 | 10054 | SH |  | SOLE |  | 0 | 0 | 10054 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 1361 | 55045 | SH |  | SOLE |  | 0 | 0 | 55045 |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 90353TAJ9 |  | 26 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| UBS GROUP AG | SHS | H42097107 |  | 580 | 31061 | SH |  | SOLE |  | 0 | 0 | 31061 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 649 | 12896 | SH |  | SOLE |  | 0 | 0 | 12896 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 6325 | 11930 | SH |  | SOLE |  | 0 | 0 | 11930 |
| UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 |  | 12 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| VAIL RESORTS INC | NOTE 1/0 | 91879QAN9 |  | 79 | 85000 | SH |  | SOLE |  | 0 | 0 | 85000 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 12733 | 83853 | SH |  | SOLE |  | 0 | 0 | 83853 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 |  | 874 | 17763 | SH |  | SOLE |  | 0 | 0 | 17763 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 1344 | 10113 | SH |  | SOLE |  | 0 | 0 | 10113 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 12219 | 243699 | SH |  | SOLE |  | 0 | 0 | 243699 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 93124 | 2218832 | SH |  | SOLE |  | 0 | 0 | 2218832 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 88616 | 2273370 | SH |  | SOLE |  | 0 | 0 | 2273370 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 7145 | 50900 | SH |  | SOLE |  | 0 | 0 | 50900 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 37431 | 640057 | SH |  | SOLE |  | 0 | 0 | 640057 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 |  | 936 | 16880 | SH |  | SOLE |  | 0 | 0 | 16880 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 1904 | 10932 | SH |  | SOLE |  | 0 | 0 | 10932 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 54824 | 664697 | SH |  | SOLE |  | 0 | 0 | 664697 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 56186 | 159918 | SH |  | SOLE |  | 0 | 0 | 159918 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 509 | 11187 | SH |  | SOLE |  | 0 | 0 | 11187 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 1026 | 14584 | SH |  | SOLE |  | 0 | 0 | 14584 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 932 | 16126 | SH |  | SOLE |  | 0 | 0 | 16126 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 4030 | 53539 | SH |  | SOLE |  | 0 | 0 | 53539 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 3668 | 78532 | SH |  | SOLE |  | 0 | 0 | 78532 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1837 | 10011 | SH |  | SOLE |  | 0 | 0 | 10011 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 33753 | 469839 | SH |  | SOLE |  | 0 | 0 | 469839 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 53818 | 281490 | SH |  | SOLE |  | 0 | 0 | 281490 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 3081 | 35750 | SH |  | SOLE |  | 0 | 0 | 35750 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 6237 | 57641 | SH |  | SOLE |  | 0 | 0 | 57641 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 616 | 10333 | SH |  | SOLE |  | 0 | 0 | 10333 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 8228 | 124928 | SH |  | SOLE |  | 0 | 0 | 124928 |
| VARONIS SYS INC | NOTE 1.250% 8/1 | 922280AB8 |  | 33 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 |  | 88 | 101000 | SH |  | SOLE |  | 0 | 0 | 101000 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1121 | 28446 | SH |  | SOLE |  | 0 | 0 | 28446 |
| VISA INC | COM CL A | 92826C839 |  | 3771 | 18153 | SH |  | SOLE |  | 0 | 0 | 18153 |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 |  | 146 | 14400 | SH |  | SOLE |  | 0 | 0 | 14400 |
| WALMART INC | COM | 931142103 |  | 1496 | 10547 | SH |  | SOLE |  | 0 | 0 | 10547 |
| DISNEY WALT CO | COM | 254687106 |  | 1869 | 21507 | SH |  | SOLE |  | 0 | 0 | 21507 |
| WAYFAIR INC | NOTE 0.625%10/0 | 94419LAM3 |  | 21 | 32000 | SH |  | SOLE |  | 0 | 0 | 32000 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 872 | 21106 | SH |  | SOLE |  | 0 | 0 | 21106 |
| WEWORK INC | CL A | 96209A104 |  | 41 | 28898 | SH |  | SOLE |  | 0 | 0 | 28898 |
| WILLIAMS COS INC | COM | 969457100 |  | 3560 | 108205 | SH |  | SOLE |  | 0 | 0 | 108205 |
| WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 |  | 33 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 |  | 4368 | 67938 | SH |  | SOLE |  | 0 | 0 | 67938 |
| WISDOMTREE TR | CHINADIV EX FI | 97717X719 |  | 397 | 11439 | SH |  | SOLE |  | 0 | 0 | 11439 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 |  | 688 | 11112 | SH |  | SOLE |  | 0 | 0 | 11112 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 802 | 19500 | SH |  | SOLE |  | 0 | 0 | 19500 |
| WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 |  | 20 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 |  | 1404 | 29226 | SH |  | SOLE |  | 0 | 0 | 29226 |
| ZILLOW GROUP INC | NOTE 1.375% 9/0 | 98954MAG6 |  | 16 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| ZILLOW GROUP INC | NOTE 2.750% 5/1 | 98954MAH4 |  | 44 | 46000 | SH |  | SOLE |  | 0 | 0 | 46000 |
| ZOETIS INC | CL A | 98978V103 |  | 1488 | 10151 | SH |  | SOLE |  | 0 | 0 | 10151 |
| ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 |  | 17 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |

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