# EDGAR Filing Document

**Accession Number:** 0000058833
**File Stem:** 0000058833-23-000003
**Filing Date:** 2023-3
**Character Count:** 2990
**Document Hash:** 4b103efd88e3b52fa9489e5fa23743ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000058833-23-000003.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0000058833-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**EFFECTIVENESS DATE**: 20230331

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** W&S BROKERAGE SERVICES, INC.
- **CENTRAL INDEX KEY:** 0000058833
- **IRS NUMBER:** 310846576
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-24674
- **FILM NUMBER:** 23786662

**BUSINESS ADDRESS:**
- **STREET 1:** 400 BROADWAY
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202
- **BUSINESS PHONE:** 513 362 8438

**MAIL ADDRESS:**
- **STREET 1:** 400 BROADWAY
- **STREET 2:** MS-03
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FT. WASHINGTON BROKERAGE SERVICES, INC.
- **DATE OF NAME CHANGE:** 20020816

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FT WASHINGTON BROKERAGE SERVICES INC                    /BD
- **DATE OF NAME CHANGE:** 20010226

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COUNTRYWIDE INVESTMENTS INC                             /BD
- **DATE OF NAME CHANGE:** 20000607

### Attached PDF Documents

**Attachment 1:** `wsbs.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000058833

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

**Amendment Description:** Wording in Supplemental Information, Schedule 2 and 3.  Inserted the following:  under paragraph (k)(2)(i) and (k)(2)(ii) of that rule.  The initial document only referred to Footnote 74.

### Registrant Identification

**Name of Broker-Dealer:** W&S BROKERAGE SERVICES, INC.

**Business Address:** 400 BROADWAY, CINCINNATI, OH, 45202

**Contact Person:** Mark E. Jonas

**Contact Phone:** 5133628052

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young

**Accountant Address:** 221 East 4th St, Suite 2900, Cincinnati, OH, 45202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Terrie A. Wiedenheft**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **W&S BROKERAGE SERVICES, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Terrie A. Wiedenheft

**Title:** Sr VP CFO & Chief Operating Officer

**Notarized:** Yes