# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0000894189-25-014670
**Filing Date:** 2025-11
**Character Count:** 25822
**Document Hash:** cd36689a596a969546dc815c427d0caa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-014670.hdr.sgml**: 20251125

**ACCESSION NUMBER**: 0000894189-25-014670

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251125

**DATE AS OF CHANGE**: 20251125

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471

**ORGANIZATION NAME:**
- **EIN:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 251516360

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Relative Strength Managed Volatility Strategy ETF (Series ID: S000089421)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000255954 | Relative Strength Managed Volatility Strategy ETF | RSMV            |

## Nport-Ex

---

| | | | |
|:---|:---|:---|:---|
| **Relative Strength Managed Volatility Strategy ETF** | **Relative Strength Managed Volatility Strategy ETF** | **Relative Strength Managed Volatility Strategy ETF** | **Relative Strength Managed Volatility Strategy ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **September 30, 2025 (Unaudited)** | **September 30, 2025 (Unaudited)** | **September 30, 2025 (Unaudited)** | **September 30, 2025 (Unaudited)** |
| **COMMON STOCKS - 90.4%** | **COMMON STOCKS - 90.4%** | **Shares** | **Value**  |
| **Banking - 6.8%** | **Banking - 6.8%** | **Banking - 6.8%** | |
| Bank of America Corp. | Bank of America Corp. | 19589 | $1010596 |
| JPMorgan Chase & Co. | JPMorgan Chase & Co. | 3264 | 1029564 |
| Wells Fargo & Co. | Wells Fargo & Co. | 12259 | 1027549 |
|  |  |  | 3067709 |
| **Consumer Staple Products - 6.7%** | **Consumer Staple Products - 6.7%** | **Consumer Staple Products - 6.7%** |  |
| PepsiCo, Inc. | PepsiCo, Inc. | 7207 | 1012151 |
| Philip Morris International, Inc. | Philip Morris International, Inc. | 6266 | 1016345 |
| Procter & Gamble Co. | Procter & Gamble Co. | 6440 | 989506 |
|  |  |  | 3018002 |
| **Financial Services - 11.2%** | **Financial Services - 11.2%** | **Financial Services - 11.2%** |  |
| American Express Co. | American Express Co. | 2979 | 989505 |
| Blackrock, Inc. | Blackrock, Inc. | 892 | 1039956 |
| Goldman Sachs Group, Inc. | Goldman Sachs Group, Inc. | 1266 | 1008179 |
| Morgan Stanley | Morgan Stanley | 6371 | 1012734 |
| S&P Global, Inc. | S&P Global, Inc. | 2011 | 978774 |
|  |  |  | 5029148 |
| **Health Care - 11.7%** | **Health Care - 11.7%** | **Health Care - 11.7%** |  |
| AbbVie, Inc. | AbbVie, Inc. | 4588 | 1062305 |
| Intuitive Surgical, Inc. <sup>(a)</sup> | Intuitive Surgical, Inc. <sup>(a)</sup> | 2346 | 1049202 |
| Johnson & Johnson | Johnson & Johnson | 5809 | 1077105 |
| Merck & Co., Inc. | Merck & Co., Inc. | 12474 | 1046943 |
| Thermo Fisher Scientific, Inc. | Thermo Fisher Scientific, Inc. | 2119 | 1027757 |
|  |  |  | 5263312 |
| **Industrial Products - 7.0%** | **Industrial Products - 7.0%** | **Industrial Products - 7.0%** |  |
| Caterpillar, Inc. | Caterpillar, Inc. | 2184 | 1042096 |
| General Electric Co. | General Electric Co. | 3432 | 1032414 |
| RTX Corp. | RTX Corp. | 6454 | 1079948 |
|  |  |  | 3154458 |
| **Media - 8.8%** | **Media - 8.8%** | **Media - 8.8%** |  |
| Alphabet, Inc. - Class A | Alphabet, Inc. - Class A | 8079 | 1964005 |
| Meta Platforms, Inc. - Class A | Meta Platforms, Inc. - Class A | 1296 | 951757 |
| Uber Technologies, Inc. <sup>(a)</sup> | Uber Technologies, Inc. <sup>(a)</sup> | 10753 | 1053471 |
|  |  |  | 3969233 |
| **Oil & Gas - 4.5%** | **Oil & Gas - 4.5%** | **Oil & Gas - 4.5%** |  |
| Chevron Corp. | Chevron Corp. | 6399 | 993701 |
| Exxon Mobil Corp. | Exxon Mobil Corp. | 8915 | 1005166 |
|  |  |  | 1998867 |
| **Retail & Wholesale - Discretionary - 4.3%** | **Retail & Wholesale - Discretionary - 4.3%** | **Retail & Wholesale - Discretionary - 4.3%** |  |
| Amazon.com, Inc. <sup>(a)</sup> | Amazon.com, Inc. <sup>(a)</sup> | 4384 | 962595 |
| Home Depot, Inc. | Home Depot, Inc. | 2431 | 985017 |
|  |  |  | 1947612 |
| **Retail & Wholesale - Staples - 2.2%** | **Retail & Wholesale - Staples - 2.2%** | **Retail & Wholesale - Staples - 2.2%** |  |
| Costco Wholesale Corp. | Costco Wholesale Corp. | 1067 | 987647 |
| **Software & Technology Services - 13.5%** | **Software & Technology Services - 13.5%** | **Software & Technology Services - 13.5%** |  |
| Accenture PLC - Class A | Accenture PLC - Class A | 4244 | 1046570 |
| Adobe, Inc. <sup>(a)</sup> | Adobe, Inc. <sup>(a)</sup> | 2769 | 976765 |
| Intuit, Inc. | Intuit, Inc. | 1493 | 1019585 |
| Microsoft Corp. | Microsoft Corp. | 1999 | 1035382 |
| Oracle Corp. | Oracle Corp. | 3411 | 959310 |
| Palantir Technologies, Inc. - Class A <sup>(a)</sup> | Palantir Technologies, Inc. - Class A <sup>(a)</sup> | 5719 | 1043260 |
|  |  |  | 6080872 |
| **Technology Hardware & Semiconductors - 11.5%** | **Technology Hardware & Semiconductors - 11.5%** | **Technology Hardware & Semiconductors - 11.5%** |  |
| Advanced Micro Devices, Inc. <sup>(a)</sup> | Advanced Micro Devices, Inc. <sup>(a)</sup> | 6441 | 1042089 |
| Apple, Inc. | Apple, Inc. | 4279 | 1089562 |
| Broadcom, Inc. | Broadcom, Inc. | 2942 | 970595 |
| NVIDIA Corp. | NVIDIA Corp. | 5745 | 1071902 |
| QUALCOMM, Inc. | QUALCOMM, Inc. | 6105 | 1015628 |
|  |  |  | 5189776 |
| **Telecommunications - 2.2%** | **Telecommunications - 2.2%** | **Telecommunications - 2.2%** |  |
| AT&T, Inc. | AT&T, Inc. | 34851 | 984192 |
| **TOTAL COMMON STOCKS** (Cost $38,365,503) | **TOTAL COMMON STOCKS** (Cost $38,365,503) | **TOTAL COMMON STOCKS** (Cost $38,365,503) | 40690828 |
| **EXCHANGE TRADED FUNDS - 9.1%** | **EXCHANGE TRADED FUNDS - 9.1%** | **Shares** | **Value**  |
| SPDR Portfolio Short Term Treasury ETF | SPDR Portfolio Short Term Treasury ETF | 140748 | 4126731 |
| **TOTAL EXCHANGE TRADED FUNDS** (Cost $4,108,932) | **TOTAL EXCHANGE TRADED FUNDS** (Cost $4,108,932) | **TOTAL EXCHANGE TRADED FUNDS** (Cost $4,108,932) | 4126731 |
| **TOTAL INVESTMENTS - 99.5% (**Cost $42,474,435**)** | **TOTAL INVESTMENTS - 99.5% (**Cost $42,474,435**)** | **TOTAL INVESTMENTS - 99.5% (**Cost $42,474,435**)** | 44817559 |
| Money Market Deposit Account - 0.5% <sup>(b)</sup> | Money Market Deposit Account - 0.5% <sup>(b)</sup> | Money Market Deposit Account - 0.5% <sup>(b)</sup> | 233696 |
| Liabilities in Excess of Other Assets - (0.0)% <sup>(c)</sup> | Liabilities in Excess of Other Assets - (0.0)% <sup>(c)</sup> | Liabilities in Excess of Other Assets - (0.0)% <sup>(c)</sup> | (22821) |
| **TOTAL NET ASSETS - 100.0%** | 0.0% | 0.0% | $45028434 |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |

---

PLC - Public Limited Company<br>

(a) Non-income producing security.

(b) The U.S. Bank Money Market Deposit Account (the "MMDA") is a short-term vehicle in which the Fund holds cash balances. The MMDA will bear interest at a variable rate that is determined based on
 market conditions and is subject to change daily. The rate as of September 30, 2025, was 3.95%.

(c) Represents less than (0.05)% of net assets.

------

#### Summary of Fair Value Disclosure as of September 30, 2025 (Unaudited)
Relative Strength Managed Volatility Strategy ETF (the "Fund") has adopted fair value accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion of changes in valuation techniques and related inputs during the period, and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below. The inputs or valuation methodology used for valuing securities are not an indication of the risk associated with investing in those securities.

Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.

Level 2 - Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and based on the best information available.

The following is a summary of the fair valuation hierarchy of the Fund's securities as of September 30, 2025:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $40690828 | $– | $– | $40690828 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Exchange Traded Funds | 4126731 | – | – | 4126731 |
| Total Investments | $44817559 | $– | $– | $44817559 |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1692

**Item A.2. Information about the Series.**

- **a. Name of Series:** Relative Strength Managed Volatility Strategy ETF

- **b. EDGAR series identifier (if any):** S000089421

- **c. LEI of Series:** 5299004AVM8TMKTZ7G60

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $45063535.80

**Total Liabilities:** $35100.99

**Net Assets:** $45028434.81

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000255954 | 1.95%                | 2.31%                | 3.18%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $181139.79               | $692077.31                                 |
| Month 2  | $1229864.93              | $-169448.49                                |
| Month 3  | $1016141.78              | $360113.03                                 |

### Schedule of Portfolio Investments

| Name                           | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| American Express Co            | American Express Co                    | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      2979 | NS      | $989504.64    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                 | Morgan Stanley                         | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |      6371 | NS      | $1012734.16   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                   | QUALCOMM Inc                           | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      6105 | NS      | $1015627.80   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                  | Accenture PLC                          | CUSIP: N/A<br>LEI: 5493000EWHDSR3MZWH98       | Long             | EC               | CORP              | IE        |      4244 | NS      | $1046570.40   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                         | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1999 | NS      | $1035382.05   | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In | Philip Morris International Inc        | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      6266 | NS      | $1016345.20   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The        | Procter & Gamble Co/The                | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      6440 | NS      | $989506.00    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                       | AT&T Inc                               | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     34851 | NS      | $984192.24    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                | Caterpillar Inc                        | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      2184 | NS      | $1042095.60   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp               | Exxon Mobil Corp                       | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      8915 | NS      | $1005166.25   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co            | General Electric Co                    | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      3432 | NS      | $1032414.24   | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                           | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      8079 | NS      | $1964004.90   | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Inc                  | Blackrock Inc                          | CUSIP: 09290D101<br>LEI: 529900VBK42Y5HHRMD23 | Long             | EC               | CORP              | US        |       892 | NS      | $1039956.04   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp          | Costco Wholesale Corp                  | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      1067 | NS      | $987647.21    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                              | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      2769 | NS      | $976764.75    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                 | Amazon.com Inc                         | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      4384 | NS      | $962594.88    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                   | Chevron Corp                           | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6399 | NS      | $993700.71    | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc             | Meta Platforms Inc                     | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1296 | NS      | $951756.48    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                     | Intuit Inc                             | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      1493 | NS      | $1019584.63   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co            | JPMorgan Chase & Co                    | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      3264 | NS      | $1029563.52   | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                 | Merck & Co Inc                         | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     12474 | NS      | $1046942.82   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc      | Palantir Technologies Inc              | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      5719 | NS      | $1043259.98   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                            | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      7207 | NS      | $1012151.08   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P Global Inc                         | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      2011 | NS      | $978773.81    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Portfolio Short Term Trea | SPDR Portfolio Short Term Treasury ETF | CUSIP: 78468R101<br>LEI: 549300CVHDNMTIUMZ693 | Long             | EC               | RF                | US        |    140748 | NS      | $4126731.36   | 9.16%             |  |  |  | No            |                  1 | On Loan: No      |
| US BANK MMDA - USBGFS 9        | US BANK MMDA - USBGFS 9                | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |    233696 | NS      | $233696.19    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc          | Uber Technologies Inc                  | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     10753 | NS      | $1053471.41   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co               | Wells Fargo & Co                       | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     12259 | NS      | $1027549.38   | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                              | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      4279 | NS      | $1089561.77   | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                            | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      5745 | NS      | $1071902.10   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                    | Oracle Corp                            | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |      3411 | NS      | $959309.64    | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp                       | RTX Corp                               | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      6454 | NS      | $1079947.82   | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc   | Thermo Fisher Scientific Inc           | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      2119 | NS      | $1027757.38   | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                             | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      4588 | NS      | $1062305.52   | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc             | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      6441 | NS      | $1042089.39   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp           | Bank of America Corp                   | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     19589 | NS      | $1010596.51   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The    | Goldman Sachs Group Inc/The            | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      1266 | NS      | $1008179.10   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                           | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      2942 | NS      | $970595.22    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The             | Home Depot Inc/The                     | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      2431 | NS      | $985016.89    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc         | Intuitive Surgical Inc                 | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      2346 | NS      | $1049201.58   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson              | Johnson & Johnson                      | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      5809 | NS      | $1077104.78   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer