# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0001752724-23-065190
**Filing Date:** 2023-3
**Character Count:** 85823
**Document Hash:** 274c51e6f81cb1d0d9c9200f23fc374f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065190.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065190

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 23758487

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Mid Cap Growth AlphaDEX Fund (Series ID: S000031804)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000099059 | First Trust Mid Cap Growth AlphaDEX Fund | FNY             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Mid Cap Growth AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000031804

- **c. LEI of Series:** 549300YH33LXOKDV8X75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $266621357.88

**Total Liabilities:** $913595.54

**Net Assets:** $265707762.34

**Cash Not Reported:** $106630.64

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000099059 | 2.44%                | -7.36%               | 8.39%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $20.59                   | $6545274.95                                |
| Month 2  | $1800083.27              | $-22580493.37                              |
| Month 3  | $-7334957.00             | $27818375.66                               |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| H&R Block Inc                                            | H&R Block Inc                                            | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     19786 | NS      | $771258.28    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Balchem Corp                                             | Balchem Corp                                             | CUSIP: 057665200<br>LEI: 549300VR70OPMHUI3557 | Long             | EC               | CORP              | US        |      2958 | NS      | $386403.54    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Music Group Corp                                  | Warner Music Group Corp                                  | CUSIP: 934550203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41257 | NS      | $1503817.65   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Sarepta Therapeutics Inc                                 | Sarepta Therapeutics Inc                                 | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               | CORP              | US        |     11150 | NS      | $1393415.50   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Fox Factory Holding Corp                                 | Fox Factory Holding Corp                                 | CUSIP: 35138V102<br>LEI: 529900GE1HSV0617R721 | Long             | EC               | CORP              | US        |     11878 | NS      | $1402673.02   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryman Hospitality Properties I                           | Ryman Hospitality Properties Inc                         | CUSIP: 78377T107<br>LEI: 529900GCCWW9SRMPJR11 | Long             | EC               | CORP              | US        |     17667 | NS      | $1641087.63   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Consolidated Inc                               | Coca-Cola Consolidated Inc                               | CUSIP: 191098102<br>LEI: 57VG5X0E00X0QJU7CQ58 | Long             | EC               | CORP              | US        |      2115 | NS      | $1071839.70   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Norwegian Cruise Line Holdings                           | Norwegian Cruise Line Holdings Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    118042 | NS      | $1795418.82   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| HealthEquity Inc                                         | HealthEquity Inc                                         | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |      5860 | NS      | $356581.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EPR Properties                                           | EPR Properties                                           | CUSIP: 26884U109<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EC               | CORP              | US        |     19152 | NS      | $813576.96    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| RPM International Inc                                    | RPM International Inc                                    | CUSIP: 749685103<br>LEI: 549300TJCKW4BRXPJ474 | Long             | EC               | CORP              | US        |     14826 | NS      | $1333005.66   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Perficient Inc                                           | Perficient Inc                                           | CUSIP: 71375U101<br>LEI: 549300HTBXKL2755T650 | Long             | EC               | CORP              | US        |      5172 | NS      | $383452.08    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders FirstSource Inc                                 | Builders FirstSource Inc                                 | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |     27837 | NS      | $2218608.90   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinterest Inc                                            | Pinterest Inc                                            | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29754 | NS      | $782232.66    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                                              | ONE Gas Inc                                              | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |     14310 | NS      | $1178571.60   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Materials Inc                                      | Eagle Materials Inc                                      | CUSIP: 26969P108<br>LEI: 529900KRXRGXL61SG039 | Long             | EC               | CORP              | US        |     13594 | NS      | $1985811.52   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips Edison & Co Inc                                 | Phillips Edison & Co Inc                                 | CUSIP: 71844V201<br>LEI: 549300JPN4YHYPXTJQ85 | Long             | EC               | CORP              | US        |     11344 | NS      | $380250.88    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting Inc                                       | FTI Consulting Inc                                       | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |      2274 | NS      | $362748.48    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Cirrus Logic Inc                                         | Cirrus Logic Inc                                         | CUSIP: 172755100<br>LEI: 549300NKSJEM5ZZSSV18 | Long             | EC               | CORP              | US        |     14549 | NS      | $1315084.11   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| QuidelOrtho Corp                                         | QuidelOrtho Corp                                         | CUSIP: 219798105<br>LEI: 549300YU8CMO9HF53113 | Long             | EC               | CORP              | US        |      4216 | NS      | $360931.76    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Onto Innovation Inc                                      | Onto Innovation Inc                                      | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |     10610 | NS      | $834476.50    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Brixmor Property Group Inc                               | Brixmor Property Group Inc                               | CUSIP: 11120U105<br>LEI: 5299007UXW6Y0W2EGZ95 | Long             | EC               | CORP              | US        |     47800 | NS      | $1124734.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Paylocity Holding Corp                                   | Paylocity Holding Corp                                   | CUSIP: 70438V106<br>LEI: 549300VH75FTB4DIEE07 | Long             | EC               | CORP              | US        |      1859 | NS      | $387211.11    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Livent Corp                                              | Livent Corp                                              | CUSIP: 53814L108<br>LEI: 254900OOLQ2VNMZTJL47 | Long             | EC               | CORP              | US        |     18179 | NS      | $471199.68    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit Realty Capital Inc                                | Spirit Realty Capital Inc                                | CUSIP: 84860W300<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EC               | CORP              | US        |      9046 | NS      | $396938.48    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc                             | Simpson Manufacturing Co Inc                             | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     12222 | NS      | $1309098.42   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp                                           | ChampionX Corp                                           | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |     62299 | NS      | $2057112.98   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Mister Car Wash Inc                                      | Mister Car Wash Inc                                      | CUSIP: 60646V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39134 | NS      | $401906.18    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CVB Financial Corp                                       | CVB Financial Corp                                       | CUSIP: 126600105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14027 | NS      | $339733.94    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc                                  | Nexstar Media Group Inc                                  | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |      8255 | NS      | $1690376.35   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems Inc                                      | Bentley Systems Inc                                      | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |     19546 | NS      | $763271.30    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Axalta Coating Systems Ltd                               | Axalta Coating Systems Ltd                               | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | US        |     56727 | NS      | $1707482.70   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc                                   | Ormat Technologies Inc                                   | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |      8354 | NS      | $773162.70    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Industries Inc                                   | Mueller Industries Inc                                   | CUSIP: 624756102<br>LEI: 5493005IZFE4VJLLYG84 | Long             | EC               | CORP              | US        |     24488 | NS      | $1605188.40   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co                                     | Matador Resources Co                                     | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |     31552 | NS      | $2087480.32   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Kite Realty Group Trust                                  | Kite Realty Group Trust                                  | CUSIP: 49803T300<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     51479 | NS      | $1117094.30   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegro MicroSystems Inc                                 | Allegro MicroSystems Inc                                 | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48129 | NS      | $1837083.93   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Rayonier Inc                                             | Rayonier Inc                                             | CUSIP: 754907103<br>LEI: HGV8VDVNL0W6SF2U9C50 | Long             | EC               | CORP              | US        |     21918 | NS      | $797596.02    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Wynn Resorts Ltd                                         | Wynn Resorts Ltd                                         | CUSIP: 983134107<br>LEI: 254900CEKKWIHTEAB172 | Long             | EC               | CORP              | US        |     21900 | NS      | $2269716.00   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc                                                | Spire Inc                                                | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |     10492 | NS      | $757732.24    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI Holdings Inc                                        | YETI Holdings Inc                                        | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Long             | EC               | CORP              | US        |     17488 | NS      | $782762.88    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop Inc                                             | Wingstop Inc                                             | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |      5249 | NS      | $831809.03    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Exponent Inc                                             | Exponent Inc                                             | CUSIP: 30214U102<br>LEI: 529900NY3F5Q2NWPUZ42 | Long             | EC               | CORP              | US        |      7291 | NS      | $747619.14    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                                      | Clearway Energy Inc                                      | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     11333 | NS      | $382942.07    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Mortgage Trust Inc                            | Blackstone Mortgage Trust Inc                            | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |     17062 | NS      | $406758.08    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Resources Corp                                     | Range Resources Corp                                     | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |     72184 | NS      | $1806043.68   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC Investment Corp                                     | AGNC Investment Corp                                     | CUSIP: 00123Q104<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EC               | CORP              | US        |    139598 | NS      | $1619336.80   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                                         | DT Midstream Inc                                         | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13073 | NS      | $714570.18    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc                                 | Franklin Electric Co Inc                                 | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |     13588 | NS      | $1226996.40   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp                                      | Terreno Realty Corp                                      | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6351 | NS      | $409194.93    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Hospitality REIT Inc                               | Apple Hospitality REIT Inc                               | CUSIP: 03784Y200<br>LEI: 549300EVZAR0FBZO4F16 | Long             | EC               | CORP              | US        |     91561 | NS      | $1623376.53   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                                      | Exact Sciences Corp                                      | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |     21887 | NS      | $1477810.24   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Oak Street Health Inc                                    | Oak Street Health Inc                                    | CUSIP: 67181A107<br>LEI: 2549007CJE6GSEURLA30 | Long             | EC               | CORP              | US        |     50378 | NS      | $1463984.68   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                                      | STAG Industrial Inc                                      | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |     11179 | NS      | $397972.40    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tenable Holdings Inc                                     | Tenable Holdings Inc                                     | CUSIP: 88025T102<br>LEI: 5493004S5OMPESF0EF83 | Long             | EC               | CORP              | US        |      9468 | NS      | $380897.64    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Driven Brands Holdings Inc                               | Driven Brands Holdings Inc                               | CUSIP: 26210V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26452 | NS      | $772133.88    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BNP Paribas Securities Corp                              | BNP Paribas Securities Corp                              | CUSIP: 000000000<br>LEI: RCNB6OTYUAMMP879YW96 | Long             | RA               | CORP              | US        |    122008 | PA      | $122008.03    | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Tetra Tech Inc                                           | Tetra Tech Inc                                           | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |      7464 | NS      | $1160801.28   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Jabil Inc                                                | Jabil Inc                                                | CUSIP: 466313103<br>LEI: 5493000CGCQY2OQU7669 | Long             | EC               | CORP              | US        |     26481 | NS      | $2082201.03   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Louisiana-Pacific Corp                                   | Louisiana-Pacific Corp                                   | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |     24406 | NS      | $1661804.54   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| SeaWorld Entertainment Inc                               | SeaWorld Entertainment Inc                               | CUSIP: 81282V100<br>LEI: 529900G0H4NV3IIK3269 | Long             | EC               | CORP              | US        |     33751 | NS      | $2105724.89   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Smartsheet Inc                                           | Smartsheet Inc                                           | CUSIP: 83200N103<br>LEI: 549300N9WF42OK9VL589 | Long             | EC               | CORP              | US        |     27531 | NS      | $1189614.51   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Dick's Sporting Goods Inc                                | Dick's Sporting Goods Inc                                | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |     15015 | NS      | $1963361.40   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                                       | Planet Fitness Inc                                       | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     18336 | NS      | $1552142.40   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                                                 | Lyft Inc                                                 | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |     32778 | NS      | $532642.50    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |    641297 | NS      | $641296.72    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group Inc                                | Kinsale Capital Group Inc                                | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |      4144 | NS      | $1153855.36   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Univar Solutions Inc                                     | Univar Solutions Inc                                     | CUSIP: 91336L107<br>LEI: 549300VSXHFQVR770L55 | Long             | EC               | CORP              | US        |     56794 | NS      | $1958257.12   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Pure Storage Inc                                         | Pure Storage Inc                                         | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |     26996 | NS      | $781264.24    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Display Corp                                   | Universal Display Corp                                   | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3343 | NS      | $443047.79    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                                              | Dropbox Inc                                              | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |     48420 | NS      | $1124796.60   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| AMC Entertainment Holdings Inc                           | AMC Entertainment Holdings Inc                           | CUSIP: 00165C104<br>LEI: 549300ZO77UNR6NRBR11 | Long             | EC               | CORP              | US        |     87729 | NS      | $469350.15    | 0.18%             |  |  |  | No            |                  1 | On Loan: —       |
| Silicon Laboratories Inc                                 | Silicon Laboratories Inc                                 | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |      5324 | NS      | $835388.84    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ExlService Holdings Inc                                  | ExlService Holdings Inc                                  | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |      8528 | NS      | $1454876.80   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| MACOM Technology Solutions Hol                           | MACOM Technology Solutions Holdings Inc                  | CUSIP: 55405Y100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17206 | NS      | $1153146.12   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Inc                                       | Cohen & Steers Inc                                       | CUSIP: 19247A100<br>LEI: 549300XXIA338A0X2K65 | Long             | EC               | CORP              | US        |      5595 | NS      | $411064.65    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                                      | Axon Enterprise Inc                                      | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      8707 | NS      | $1701696.08   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Mobile Mini Holdings                            | WillScot Mobile Mini Holdings Corp                       | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |     31987 | NS      | $1550090.02   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corp                                            | Repligen Corp                                            | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |      2134 | NS      | $395430.20    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Box Inc                                                  | Box Inc                                                  | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     58016 | NS      | $1855931.84   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                                               | Watsco Inc                                               | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      2896 | NS      | $832223.52    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Cleveland-Cliffs Inc                                     | Cleveland-Cliffs Inc                                     | CUSIP: 185899101<br>LEI: 549300TM2WLI2BJMDD86 | Long             | EC               | CORP              | US        |     89685 | NS      | $1914774.75   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| United Therapeutics Corp                                 | United Therapeutics Corp                                 | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               | CORP              | US        |      5196 | NS      | $1367431.32   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Sotera Health Co                                         | Sotera Health Co                                         | CUSIP: 83601L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43362 | NS      | $747560.88    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Caribbean Cruises Ltd                              | Royal Caribbean Cruises Ltd                              | CUSIP: 000000000<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | EC               | CORP              | US        |     36537 | NS      | $2372712.78   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                                          | Fair Isaac Corp                                          | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      2414 | NS      | $1607603.30   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| National Retail Properties Inc                           | National Retail Properties Inc                           | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |      7894 | NS      | $373780.90    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Intra-Cellular Therapies Inc                             | Intra-Cellular Therapies Inc                             | CUSIP: 46116X101<br>LEI: 5299002U2KGF193IJA20 | Long             | EC               | CORP              | US        |     20476 | NS      | $981209.92    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp                                    | Antero Midstream Corp                                    | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100428 | NS      | $1094665.20   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Dynatrace Inc                                            | Dynatrace Inc                                            | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9431 | NS      | $362433.33    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Gold Inc                                           | Royal Gold Inc                                           | CUSIP: 780287108<br>LEI: 5493001NGRU6SFL04184 | Long             | EC               | CORP              | US        |      9613 | NS      | $1221139.39   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrowhead Pharmaceuticals Inc                            | Arrowhead Pharmaceuticals Inc                            | CUSIP: 04280A100<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | EC               | CORP              | US        |     26716 | NS      | $934792.84    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs Inc                                      | Churchill Downs Inc                                      | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |      5125 | NS      | $1271512.50   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO                               | Commerce Bancshares Inc/MO                               | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10613 | NS      | $706401.28    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Lantheus Holdings Inc                                    | Lantheus Holdings Inc                                    | CUSIP: 516544103<br>LEI: 5299005HUB5IOJGO7S39 | Long             | EC               | CORP              | US        |     14176 | NS      | $815120.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Houlihan Lokey Inc                                       | Houlihan Lokey Inc                                       | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |     12433 | NS      | $1231737.31   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                                      | Texas Roadhouse Inc                                      | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     15886 | NS      | $1595430.98   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Inspire Medical Systems Inc                              | Inspire Medical Systems Inc                              | CUSIP: 457730109<br>LEI: 549300XQQCQ7HCJKTW25 | Long             | EC               | CORP              | US        |      7170 | NS      | $1814440.20   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Cytokinetics Inc                                         | Cytokinetics Inc                                         | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |     23650 | NS      | $1004652.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| AMN Healthcare Services Inc                              | AMN Healthcare Services Inc                              | CUSIP: 001744101<br>LEI: 529900W3ARRTCNFH2I39 | Long             | EC               | CORP              | US        |     14053 | NS      | $1346839.52   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Travel + Leisure Co                                      | Travel + Leisure Co                                      | CUSIP: 894164102<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | EC               | CORP              | US        |     29770 | NS      | $1261354.90   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BancFirst Corp                                           | BancFirst Corp                                           | CUSIP: 05945F103<br>LEI: 549300EJEHGBP4IO2J30 | Long             | EC               | CORP              | US        |      4096 | NS      | $352788.48    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Harley-Davidson Inc                                      | Harley-Davidson Inc                                      | CUSIP: 412822108<br>LEI: ZDNAWZWXIKMWI51R2A08 | Long             | EC               | CORP              | US        |     43414 | NS      | $1998346.42   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Credit Acceptance Corp                                   | Credit Acceptance Corp                                   | CUSIP: 225310101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       762 | NS      | $352531.68    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| New Relic Inc                                            | New Relic Inc                                            | CUSIP: 64829B100<br>LEI: 549300AB8FY2HQILL804 | Long             | EC               | CORP              | US        |      6399 | NS      | $390658.95    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shockwave Medical Inc                                    | Shockwave Medical Inc                                    | CUSIP: 82489T104<br>LEI: 549300LDXO56IC5Y1538 | Long             | EC               | CORP              | US        |      3513 | NS      | $660198.09    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Integra LifeSciences Holdings                            | Integra LifeSciences Holdings Corp                       | CUSIP: 457985208<br>LEI: WB7IJCYY8YFTENS4O147 | Long             | EC               | CORP              | US        |     12884 | NS      | $738253.20    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Penumbra Inc                                             | Penumbra Inc                                             | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |      4871 | NS      | $1219747.11   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| SM Energy Co                                             | SM Energy Co                                             | CUSIP: 78454L100<br>LEI: 84BUTVXV5ODI6BXNMH43 | Long             | EC               | CORP              | US        |     41483 | NS      | $1363546.21   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Below Inc                                           | Five Below Inc                                           | CUSIP: 33829M101<br>LEI: 529900AAXP5Z6BGI7418 | Long             | EC               | CORP              | US        |      8169 | NS      | $1610354.97   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Healthcare Co Inc                                 | Acadia Healthcare Co Inc                                 | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               | CORP              | US        |     17552 | NS      | $1474719.04   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients Inc                                  | Darling Ingredients Inc                                  | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |     17313 | NS      | $1147678.77   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Boyd Gaming Corp                                         | Boyd Gaming Corp                                         | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |     26497 | NS      | $1651028.07   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketAxess Holdings Inc                                 | MarketAxess Holdings Inc                                 | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |      1295 | NS      | $471185.75    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwestern Energy Co                                   | Southwestern Energy Co                                   | CUSIP: 845467109<br>LEI: EFWMP121W54QV9MGOP87 | Long             | EC               | CORP              | US        |    246980 | NS      | $1363329.60   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                                        | Herc Holdings Inc                                        | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |     13727 | NS      | $2132077.64   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Landstar System Inc                                      | Landstar System Inc                                      | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |     11086 | NS      | $1915993.38   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| AGCO Corp                                                | AGCO Corp                                                | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |     13022 | NS      | $1798728.86   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| SoFi Technologies Inc                                    | SoFi Technologies Inc                                    | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |     78354 | NS      | $542993.22    | 0.20%             |  |  |  | No            |                  1 | On Loan: —       |
| Civitas Resources Inc                                    | Civitas Resources Inc                                    | CUSIP: 17888H103<br>LEI: IIVIHPH28S64K95M2381 | Long             | EC               | CORP              | US        |     31176 | NS      | $2074762.80   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc                            | Lincoln Electric Holdings Inc                            | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     10000 | NS      | $1668700.00   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Celsius Holdings Inc                                     | Celsius Holdings Inc                                     | CUSIP: 15118V207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17360 | NS      | $1741555.20   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| NiSource Inc                                             | NiSource Inc                                             | CUSIP: 65473P105<br>LEI: 549300D8GOWWH0SJB189 | Long             | EC               | CORP              | US        |     26346 | NS      | $731101.50    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Regency Centers Corp                                     | Regency Centers Corp                                     | CUSIP: 758849103<br>LEI: 529900053A7X7FJ97S58 | Long             | EC               | CORP              | US        |      5779 | NS      | $385054.77    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries Inc                                   | Valmont Industries Inc                                   | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |      5462 | NS      | $1800985.26   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Holdings Co                                        | Crane Holdings Co                                        | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |     14383 | NS      | $1667133.53   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| White Mountains Insurance Grou                           | White Mountains Insurance Group Ltd                      | CUSIP: 000000000<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | US        |      1022 | NS      | $1561575.12   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| SouthState Corp                                          | SouthState Corp                                          | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |      4730 | NS      | $376508.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Calix Inc                                                | Calix Inc                                                | CUSIP: 13100M509<br>LEI: 5299002RQRZ4SXSCSJ58 | Long             | EC               | CORP              | US        |     15836 | NS      | $833607.04    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Alkermes PLC                                             | Alkermes PLC                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     27647 | NS      | $791810.08    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologie                           | Applied Industrial Technologies Inc                      | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |     14331 | NS      | $2052342.51   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                                            | Blackline Inc                                            | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |      5370 | NS      | $385566.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Choice Hotels International In                           | Choice Hotels International Inc                          | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |      6414 | NS      | $788216.46    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| SPS Commerce Inc                                         | SPS Commerce Inc                                         | CUSIP: 78463M107<br>LEI: 2549006XVF9GCCETDQ72 | Long             | EC               | CORP              | US        |      5625 | NS      | $765450.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor & Decor Holdings Inc                               | Floor & Decor Holdings Inc                               | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |     10375 | NS      | $941738.75    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Valaris Ltd                                              | Valaris Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26709 | NS      | $1940141.76   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp                                              | SiTime Corp                                              | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3555 | NS      | $409642.65    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ashland Inc                                              | Ashland Inc                                              | CUSIP: 044186104<br>LEI: 529900E4L9R04SB8HB11 | Long             | EC               | CORP              | US        |     10078 | NS      | $1101223.06   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| New Jersey Resources Corp                                | New Jersey Resources Corp                                | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |     36397 | NS      | $1816938.24   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Toast Inc                                                | Toast Inc                                                | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |     60101 | NS      | $1340853.31   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc                             | Wyndham Hotels & Resorts Inc                             | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |     10130 | NS      | $785176.30    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc                                | Halozyme Therapeutics Inc                                | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               | CORP              | US        |     31741 | NS      | $1643231.57   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Oil Corp                                          | Murphy Oil Corp                                          | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |     41991 | NS      | $1831227.51   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Denbury Inc                                              | Denbury Inc                                              | CUSIP: 24790A101<br>LEI: 549300KCWA5W52MS5559 | Long             | EC               | CORP              | US        |     20755 | NS      | $1801118.90   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Papa John's International Inc                            | Papa John's International Inc                            | CUSIP: 698813102<br>LEI: HZYLD3DK5XOX0WBVNB56 | Long             | EC               | CORP              | US        |      8777 | NS      | $787209.13    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc                              | Ryan Specialty Holdings Inc                              | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26105 | NS      | $1112595.10   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| National Fuel Gas Co                                     | National Fuel Gas Co                                     | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |     22825 | NS      | $1325219.50   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Cullen/Frost Bankers Inc                                 | Cullen/Frost Bankers Inc                                 | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |      8105 | NS      | $1055919.40   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Valvoline Inc                                            | Valvoline Inc                                            | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |     44252 | NS      | $1622278.32   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Atkore Inc                                               | Atkore Inc                                               | CUSIP: 047649108<br>LEI: 52990002TI38AM4RPV48 | Long             | EC               | CORP              | US        |     15924 | NS      | $2074101.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion plc                                             | Allegion plc                                             | CUSIP: 000000000<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |      6863 | NS      | $806745.65    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Wendy's Co/The                                           | Wendy's Co/The                                           | CUSIP: 95058W100<br>LEI: 529900M0JIUCMWVKHG76 | Long             | EC               | CORP              | US        |     63846 | NS      | $1423765.80   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Grocery Outlet Holding Corp                              | Grocery Outlet Holding Corp                              | CUSIP: 39874R101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12374 | NS      | $376045.86    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Mattel Inc                                               | Mattel Inc                                               | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Long             | EC               | CORP              | US        |     20247 | NS      | $414253.62    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                                              | Chemed Corp                                              | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |      1415 | NS      | $714773.10    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hertz Global Holdings Inc                                | Hertz Global Holdings Inc                                | CUSIP: 42806J700<br>LEI: 549300NBK3K85MH1EX16 | Long             | EC               | CORP              | US        |     70411 | NS      | $1268806.22   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| American Airlines Group Inc                              | American Airlines Group Inc                              | CUSIP: 02376R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    113588 | NS      | $1833310.32   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Doximity Inc                                             | Doximity Inc                                             | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10763 | NS      | $379611.01    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Avis Budget Group Inc                                    | Avis Budget Group Inc                                    | CUSIP: 053774105<br>LEI: 529900E95812SYWMCE44 | Long             | EC               | CORP              | US        |     11017 | NS      | $2203840.68   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                                         | Vail Resorts Inc                                         | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |      4546 | NS      | $1192597.64   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                                                | Graco Inc                                                | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     10740 | NS      | $733756.80    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Light & Wonder Inc                                       | Light & Wonder Inc                                       | CUSIP: 80874P109<br>LEI: 529900JXALYBOHXKFM62 | Long             | EC               | CORP              | US        |     24655 | NS      | $1608738.75   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Surgery Partners Inc                                     | Surgery Partners Inc                                     | CUSIP: 86881A100<br>LEI: 549300LC82HG33S19I03 | Long             | EC               | CORP              | US        |     25930 | NS      | $860876.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CCC Intelligent Solutions Hold                           | CCC Intelligent Solutions Holdings Inc                   | CUSIP: 12510Q100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     83036 | NS      | $768083.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealed Air Corp                                          | Sealed Air Corp                                          | CUSIP: 81211K100<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | EC               | CORP              | US        |     14483 | NS      | $793089.08    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Visteon Corp                                             | Visteon Corp                                             | CUSIP: 92839U206<br>LEI: 549300MOVLYHRW4GGW78 | Long             | EC               | CORP              | US        |     13805 | NS      | $2158273.70   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelixis Inc                                             | Exelixis Inc                                             | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |     45039 | NS      | $793587.18    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp                                  | Magnolia Oil & Gas Corp                                  | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     77016 | NS      | $1818347.76   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| GoDaddy Inc                                              | GoDaddy Inc                                              | CUSIP: 380237107<br>LEI: 549300J8H1TB0I2CB447 | Long             | EC               | CORP              | US        |     14483 | NS      | $1189488.79   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc                               | Iridium Communications Inc                               | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |     28109 | NS      | $1682042.56   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                                           | A O Smith Corp                                           | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |     18932 | NS      | $1281696.40   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Cabot Corp                                               | Cabot Corp                                               | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               | CORP              | US        |     21616 | NS      | $1628333.28   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations Inc                                   | Power Integrations Inc                                   | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |      5036 | NS      | $433549.24    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Haemonetics Corp                                         | Haemonetics Corp                                         | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     18370 | NS      | $1554102.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Medpace Holdings Inc                                     | Medpace Holdings Inc                                     | CUSIP: 58506Q109<br>LEI: 549300H8TYEUVTW14A54 | Long             | EC               | CORP              | US        |      8503 | NS      | $1879758.21   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Sensient Technologies Corp                               | Sensient Technologies Corp                               | CUSIP: 81725T100<br>LEI: CMMZHMFZQG86EI7WZU92 | Long             | EC               | CORP              | US        |      4954 | NS      | $374968.26    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC                                 | Jazz Pharmaceuticals PLC                                 | CUSIP: 000000000<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |      9069 | NS      | $1420749.54   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Endeavor Group Holdings Inc                              | Endeavor Group Holdings Inc                              | CUSIP: 29260Y109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32050 | NS      | $718881.50    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Comstock Resources Inc                                   | Comstock Resources Inc                                   | CUSIP: 205768302<br>LEI: I03QQGEA4SS774AURI46 | Long             | EC               | CORP              | US        |    131731 | NS      | $1600531.65   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc                                           | Murphy USA Inc                                           | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      6461 | NS      | $1757585.83   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp                               | Lattice Semiconductor Corp                               | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     22269 | NS      | $1687767.51   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co                                     | Lamar Advertising Co                                     | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |      7653 | NS      | $815350.62    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowers Foods Inc                                        | Flowers Foods Inc                                        | CUSIP: 343498101<br>LEI: 7YNCQQNDK8FBM9BBTK25 | Long             | EC               | CORP              | US        |     50273 | NS      | $1392059.37   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc                                 | Lamb Weston Holdings Inc                                 | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |     16169 | NS      | $1615121.41   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX Inc                                                  | WEX Inc                                                  | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |      8828 | NS      | $1632915.16   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| PotlatchDeltic Corp                                      | PotlatchDeltic Corp                                      | CUSIP: 737630103<br>LEI: 54930084YA8UJOTXDM59 | Long             | EC               | CORP              | US        |      8211 | NS      | $401928.45    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                                               | Kirby Corp                                               | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     22453 | NS      | $1589223.34   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage Systems Inc                            | Advanced Drainage Systems Inc                            | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |      4407 | NS      | $444401.88    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Burlington Stores Inc                                    | Burlington Stores Inc                                    | CUSIP: 122017106<br>LEI: 5299003Z37DVGKKC1W09 | Long             | EC               | CORP              | US        |      7126 | NS      | $1637768.58   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems Inc                                | Casella Waste Systems Inc                                | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     13663 | NS      | $1094679.56   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Acushnet Holdings Corp                                   | Acushnet Holdings Corp                                   | CUSIP: 005098108<br>LEI: 529900W5FI106H543E43 | Long             | EC               | CORP              | US        |     17014 | NS      | $798807.30    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Erie Indemnity Co                                        | Erie Indemnity Co                                        | CUSIP: 29530P102<br>LEI: 549300WA5KP94KRUFZ80 | Long             | EC               | CORP              | US        |      4357 | NS      | $1064632.95   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Patterson-UTI Energy Inc                                 | Patterson-UTI Energy Inc                                 | CUSIP: 703481101<br>LEI: 254900XGFBKIXD6G0697 | Long             | EC               | CORP              | US        |    107247 | NS      | $1801749.60   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Energy Corp                                   | Chesapeake Energy Corp                                   | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |     19138 | NS      | $1659647.36   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Corp                                              | Vistra Corp                                              | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |     77847 | NS      | $1795151.82   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings I                           | BJ's Wholesale Club Holdings Inc                         | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |     16379 | NS      | $1186986.13   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| PDC Energy Inc                                           | PDC Energy Inc                                           | CUSIP: 69327R101<br>LEI: 5493008W8H2T511J5Y59 | Long             | EC               | CORP              | US        |     28451 | NS      | $1926986.23   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Option Care Health Inc                                   | Option Care Health Inc                                   | CUSIP: 68404L201<br>LEI: 549300DI3Q5ACSYJRI17 | Long             | EC               | CORP              | US        |     36013 | NS      | $1039695.31   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co                             | Graphic Packaging Holding Co                             | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     81170 | NS      | $1955385.30   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyline Champion Corp                                    | Skyline Champion Corp                                    | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21037 | NS      | $1240131.15   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp                                     | Ares Management Corp                                     | CUSIP: 03990B101<br>LEI: 529900JUV61FH7B8VW38 | Long             | EC               | CORP              | US        |     10555 | NS      | $875959.45    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Grand Vacations Inc                               | Hilton Grand Vacations Inc                               | CUSIP: 43283X105<br>LEI: 549300O9K6MFD8D07574 | Long             | EC               | CORP              | US        |     46862 | NS      | $2219384.32   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Globus Medical Inc                                       | Globus Medical Inc                                       | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |     14591 | NS      | $1101620.50   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                                               | Natera Inc                                               | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8992 | NS      | $386026.56    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR Inc                                                  | KBR Inc                                                  | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |     34205 | NS      | $1752322.15   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Tempur Sealy International Inc                           | Tempur Sealy International Inc                           | CUSIP: 88023U101<br>LEI: 549300HFEKVR3US71V91 | Long             | EC               | CORP              | US        |     52609 | NS      | $2143816.75   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolfspeed Inc                                            | Wolfspeed Inc                                            | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Long             | EC               | CORP              | US        |      5232 | NS      | $402916.32    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Service Corp International/US                            | Service Corp International/US                            | CUSIP: 817565104<br>LEI: 549300RKVM2ME20JHZ15 | Long             | EC               | CORP              | US        |     15673 | NS      | $1162152.95   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Clean Harbors Inc                                        | Clean Harbors Inc                                        | CUSIP: 184496107<br>LEI: 5493000SJVZVZJKHJF48 | Long             | EC               | CORP              | US        |     15826 | NS      | $2062127.80   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Privia Health Group Inc                                  | Privia Health Group Inc                                  | CUSIP: 74276R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31811 | NS      | $860169.44    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                                          | Core & Main Inc                                          | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37412 | NS      | $825682.84    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals Inc                                | Ionis Pharmaceuticals Inc                                | CUSIP: 462222100<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | EC               | CORP              | US        |     19127 | NS      | $762593.49    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Resources Corp                                    | Antero Resources Corp                                    | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |     58278 | NS      | $1680737.52   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognex Corp                                              | Cognex Corp                                              | CUSIP: 192422103<br>LEI: 549300JQTYZCLC43S226 | Long             | EC               | CORP              | US        |      7667 | NS      | $419691.58    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Thoughtworks Holding Inc                                 | Thoughtworks Holding Inc                                 | CUSIP: 88546E105<br>LEI: 984500E705D15F2DF680 | Long             | EC               | CORP              | US        |     35447 | NS      | $382827.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Littelfuse Inc                                           | Littelfuse Inc                                           | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |      3281 | NS      | $842199.89    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Concentrix Corp                                          | Concentrix Corp                                          | CUSIP: 20602D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8138 | NS      | $1154049.78   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Procore Technologies Inc                                 | Procore Technologies Inc                                 | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Long             | EC               | CORP              | US        |      7656 | NS      | $428353.20    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| United Airlines Holdings Inc                             | United Airlines Holdings Inc                             | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |     47906 | NS      | $2345477.76   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia Inc                                                 | Saia Inc                                                 | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |      5168 | NS      | $1409727.04   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| National Beverage Corp                                   | National Beverage Corp                                   | CUSIP: 635017106<br>LEI: 549300O9MZIQJI8TGV17 | Long             | EC               | CORP              | US        |     15525 | NS      | $686205.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Interactive Brokers Group Inc                            | Interactive Brokers Group Inc                            | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |      9985 | NS      | $798200.90    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Helmerich & Payne Inc                                    | Helmerich & Payne Inc                                    | CUSIP: 423452101<br>LEI: 254900NAOGHJ88RZ4C73 | Long             | EC               | CORP              | US        |     36434 | NS      | $1764862.96   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corp                                          | OGE Energy Corp                                          | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     18266 | NS      | $718219.12    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc                                | Caesars Entertainment Inc                                | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |     34731 | NS      | $1808095.86   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Bruker Corp                                              | Bruker Corp                                              | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |     15854 | NS      | $1111682.48   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| RLI Corp                                                 | RLI Corp                                                 | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |      8255 | NS      | $1093374.75   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer