# EDGAR Filing Document

**Accession Number:** 0002043986
**File Stem:** 0002043986-26-000005
**Filing Date:** 2026-4
**Character Count:** 16451
**Document Hash:** 4b3d4670615692448a3bb24bc30fad62
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002043986-26-000005.hdr.sgml**: 20260423

**ACCESSION NUMBER**: 0002043986-26-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260423

**EFFECTIVENESS DATE**: 20260423

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOWARD BAILEY SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0002043986

**ORGANIZATION NAME:**
- **EIN:** 275367532
- **STATE OF INCORPORATION:** IN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24436
- **FILM NUMBER:** 26886168

**BUSINESS ADDRESS:**
- **STREET 1:** 5916 COVINGTON ROAD
- **CITY:** FORT WAYNE
- **STATE:** IN
- **ZIP:** 46804
- **BUSINESS PHONE:** 260-482-9559

**MAIL ADDRESS:**
- **STREET 1:** 5916 COVINGTON ROAD
- **CITY:** FORT WAYNE
- **STATE:** IN
- **ZIP:** 46804

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HOWARD BAILEY SECURITIES LLC<br>**Address:** 5916 COVINGTON ROAD<br>FORT WAYNE, IN 46804

**Form 13F File Number:** 028-24436

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** NICOLE GOFF<br>**Title:** Compliance Ops Sr. Consultant<br>**Phone:** 5136876203

**Signature, Place, and Date of Signing:**

NICOLE GOFF  Covington, KY  04-23-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 122

**Form 13F Information Table Value Total:** $243195290

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                 | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | AE Wealth Management |  |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| TAKE TWO INTERACTIVE SOFTWAR | COM | 874054109 |  | 200858 | 1017 | SH |  | SOLE | 0 | 0 | 0 | 1017 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 207980 | 2399 | SH |  | SOLE | 0 | 0 | 0 | 2399 |
| ISHARES GOLD TR | SHARES REPRESENT | 46436F103 |  | 213466 | 4571 | SH |  | SOLE | 0 | 0 | 0 | 4571 |
| PIMCO ETF TR | MULTISECTOR BD | 72201R585 |  | 215845 | 8238 | SH |  | SOLE | 0 | 0 | 0 | 8238 |
| NATERA INC | COM | 632307104 |  | 217589 | 1088 | SH |  | SOLE | 0 | 0 | 0 | 1088 |
| T ROWE PRICE ETF INC | SMALL MID CAP | 87283Q826 |  | 219763 | 5993 | SH |  | SOLE | 0 | 0 | 0 | 5993 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R101 |  | 220951 | 7572 | SH |  | SOLE | 0 | 0 | 0 | 7572 |
| DEERE  CO | COM | 244199105 |  | 228136 | 405 | SH |  | SOLE | 0 | 0 | 0 | 405 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 |  | 237165 | 2065 | SH |  | SOLE | 0 | 0 | 0 | 2065 |
| VANGUARD INDEX FDS | SP 500 ETF SHS | 922908363 |  | 238428 | 399 | SH |  | SOLE | 0 | 0 | 0 | 399 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A375 |  | 240180 | 7161 | SH |  | SOLE | 0 | 0 | 0 | 7161 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 |  | 244354 | 185 | SH |  | SOLE | 0 | 0 | 0 | 185 |
| WISDOMTREE TR | US HGH YLD CORP | 97717X172 |  | 247692 | 5439 | SH |  | SOLE | 0 | 0 | 0 | 5439 |
| EATON CORP PLC | SHS | G29183103 |  | 248581 | 695 | SH |  | SOLE | 0 | 0 | 0 | 695 |
| IDEXX LABS INC | COM | 45168D104 |  | 250603 | 446 | SH |  | SOLE | 0 | 0 | 0 | 446 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 250612 | 781 | SH |  | SOLE | 0 | 0 | 0 | 781 |
| ORACLE CORP | COM | 68389X105 |  | 251264 | 1708 | SH |  | SOLE | 0 | 0 | 0 | 1708 |
| ISHARES TR | TRUST ISHARE 01 | 464288679 |  | 260410 | 2359 | SH |  | SOLE | 0 | 0 | 0 | 2359 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 |  | 264463 | 2760 | SH |  | SOLE | 0 | 0 | 0 | 2760 |
| VICTORY PORTFOLIOS II | SHARES FREE CASH | 92647X830 |  | 275610 | 6981 | SH |  | SOLE | 0 | 0 | 0 | 6981 |
| PEPSICO INC | COM | 713448108 |  | 281442 | 1812 | SH |  | SOLE | 0 | 0 | 0 | 1812 |
| WALMART INC | COM | 931142103 |  | 290741 | 2339 | SH |  | SOLE | 0 | 0 | 0 | 2339 |
| LITMAN GREGORY FDS TR | IMGP DBI MANAGED | 53700T827 |  | 303098 | 10053 | SH |  | SOLE | 0 | 0 | 0 | 10053 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 |  | 309708 | 3800 | SH |  | SOLE | 0 | 0 | 0 | 3800 |
| ABBVIE INC | COM | 00287Y109 |  | 312533 | 1437 | SH |  | SOLE | 0 | 0 | 0 | 1437 |
| INNOVATOR ETFS TRUST | EQUITY DEFINED P | 45783Y111 |  | 316752 | 11896 | SH |  | SOLE | 0 | 0 | 0 | 11896 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A805 |  | 321300 | 4064 | SH |  | SOLE | 0 | 0 | 0 | 4064 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 321575 | 671 | SH |  | SOLE | 0 | 0 | 0 | 671 |
| WISDOMTREE TR | US SMALLCAP FUND | 97717W562 |  | 327443 | 5641 | SH |  | SOLE | 0 | 0 | 0 | 5641 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 66538H633 |  | 334385 | 14016 | SH |  | SOLE | 0 | 0 | 0 | 14016 |
| SYNOPSYS INC | COM | 871607107 |  | 334629 | 844 | SH |  | SOLE | 0 | 0 | 0 | 844 |
| JOHNSON JOHNSON | COM | 478160104 |  | 336349 | 1376 | SH |  | SOLE | 0 | 0 | 0 | 1376 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 344595 | 3479 | SH |  | SOLE | 0 | 0 | 0 | 3479 |
| NORTHERN LTS FD TR IV | INSPIRE 500 ETF | 66537J796 |  | 351278 | 1402 | SH |  | SOLE | 0 | 0 | 0 | 1402 |
| WISDOMTREE TR | FUTRE STRAT FD | 97717W125 |  | 359196 | 9051 | SH |  | SOLE | 0 | 0 | 0 | 9051 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 366522 | 3900 | SH |  | SOLE | 0 | 0 | 0 | 3900 |
| SP GLOBAL INC | COM | 78409V104 |  | 368770 | 867 | SH |  | SOLE | 0 | 0 | 0 | 867 |
| ELEVATION SERIES TRUST | TRUESHARES SP | 210322582 |  | 382198 | 18726 | SH |  | SOLE | 0 | 0 | 0 | 18726 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 384280 | 2265 | SH |  | SOLE | 0 | 0 | 0 | 2265 |
| SIMPLIFY EXCHANGE TRADED FUN | US EQT PLS UPSID | 82889N301 |  | 397098 | 8988 | SH |  | SOLE | 0 | 0 | 0 | 8988 |
| JPMORGAN CHASE CO | COM | 46625H100 |  | 399175 | 1357 | SH |  | SOLE | 0 | 0 | 0 | 1357 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A383 |  | 404251 | 18055 | SH |  | SOLE | 0 | 0 | 0 | 18055 |
| SIMPLIFY EXCHANGE TRADED FUN | US EQT PLS CNVEX | 82889N103 |  | 419827 | 10636 | SH |  | SOLE | 0 | 0 | 0 | 10636 |
| PIMCO ETF TR | US STK PLUS AC | 72201R551 |  | 420415 | 8933 | SH |  | SOLE | 0 | 0 | 0 | 8933 |
| ELI LILLY  CO | COM | 532457108 |  | 423451 | 460 | SH |  | SOLE | 0 | 0 | 0 | 460 |
| ELEVATION SERIES TRUST | TRUESHARES EQTY | 210322566 |  | 424525 | 17605 | SH |  | SOLE | 0 | 0 | 0 | 17605 |
| ELEVATION SERIES TRUST | TRUESHARES OCT | 210322780 |  | 428477 | 10425 | SH |  | SOLE | 0 | 0 | 0 | 10425 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 432568 | 16871 | SH |  | SOLE | 0 | 0 | 0 | 16871 |
| RTX CORPORATION | COM | 75513E101 |  | 438848 | 2275 | SH |  | SOLE | 0 | 0 | 0 | 2275 |
| ELEVATION SERIES TRUST | TRUESHARES QUART | 210322509 |  | 453162 | 18778 | SH |  | SOLE | 0 | 0 | 0 | 18778 |
| WISDOMTREE TR | INTL QULTY DIV | 97717X131 |  | 466692 | 11627 | SH |  | SOLE | 0 | 0 | 0 | 11627 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 467885 | 1627 | SH |  | SOLE | 0 | 0 | 0 | 1627 |
| META PLATFORMS INC | CL A | 30303M102 |  | 481764 | 842 | SH |  | SOLE | 0 | 0 | 0 | 842 |
| WISDOMTREE TR | EFFICIENT GLD PL | 97717Y568 |  | 487286 | 7747 | SH |  | SOLE | 0 | 0 | 0 | 7747 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 498223 | 9483 | SH |  | SOLE | 0 | 0 | 0 | 9483 |
| DOUBLELINE ETF TRUST | MORTGAGE ETF | 25861R402 |  | 514293 | 10415 | SH |  | SOLE | 0 | 0 | 0 | 10415 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 526877 | 2685 | SH |  | SOLE | 0 | 0 | 0 | 2685 |
| TESLA INC | COM | 88160R101 |  | 527513 | 1419 | SH |  | SOLE | 0 | 0 | 0 | 1419 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U711 |  | 537808 | 14112 | SH |  | SOLE | 0 | 0 | 0 | 14112 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 |  | 570292 | 6384 | SH |  | SOLE | 0 | 0 | 0 | 6384 |
| CSX CORP | COM | 126408103 |  | 581104 | 14156 | SH |  | SOLE | 0 | 0 | 0 | 14156 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A672 |  | 595412 | 20775 | SH |  | SOLE | 0 | 0 | 0 | 20775 |
| PARKER HANNIFIN CORP | COM | 701094104 |  | 606077 | 677 | SH |  | SOLE | 0 | 0 | 0 | 677 |
| ELEVATION SERIES TRUST | TRUSHARES BULL | 210322400 |  | 635687 | 26971 | SH |  | SOLE | 0 | 0 | 0 | 26971 |
| SIMPLIFY EXCHANGE TRADED FUN | US EQT PLS DWNSD | 82889N202 |  | 640302 | 17606 | SH |  | SOLE | 0 | 0 | 0 | 17606 |
| INNOVATOR ETFS TRUST | EQUITY DEF PROTN | 45783Y541 |  | 641492 | 21848 | SH |  | SOLE | 0 | 0 | 0 | 21848 |
| BROADCOM INC | COM | 11135F101 |  | 645974 | 2087 | SH |  | SOLE | 0 | 0 | 0 | 2087 |
| WELLS FARGO  CO | COM | 949746101 |  | 663390 | 8333 | SH |  | SOLE | 0 | 0 | 0 | 8333 |
| WISDOMTREE TR | EM EX STOWNED | 97717X578 |  | 682642 | 17023 | SH |  | SOLE | 0 | 0 | 0 | 17023 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM EQ BUF | 00888H570 |  | 683163 | 23929 | SH |  | SOLE | 0 | 0 | 0 | 23929 |
| WISDOMTREE TR | DYNAMIC INTL EQT | 97717X263 |  | 706721 | 16022 | SH |  | SOLE | 0 | 0 | 0 | 16022 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 763837 | 2663 | SH |  | SOLE | 0 | 0 | 0 | 2663 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 793935 | 27255 | SH |  | SOLE | 0 | 0 | 0 | 27255 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 794880 | 4416 | SH |  | SOLE | 0 | 0 | 0 | 4416 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM U S EQ | 00888H638 |  | 844643 | 26913 | SH |  | SOLE | 0 | 0 | 0 | 26913 |
| ELEVATION SERIES TRUST | TRUESHARES DEC | 210322764 |  | 857069 | 22073 | SH |  | SOLE | 0 | 0 | 0 | 22073 |
| ELEVATION SERIES TRUST | TRUESHARES STRUC | 210322814 |  | 867360 | 21341 | SH |  | SOLE | 0 | 0 | 0 | 21341 |
| VISA INC | COM CL A | 92826C839 |  | 917329 | 3035 | SH |  | SOLE | 0 | 0 | 0 | 3035 |
| SIMPLIFY EXCHANGE TRADED FUN | GAMMA EMERGING | 82889N459 |  | 952828 | 36803 | SH |  | SOLE | 0 | 0 | 0 | 36803 |
| ELEVATION SERIES TRUST | TRUESHARES STRCD | 210322681 |  | 955631 | 25996 | SH |  | SOLE | 0 | 0 | 0 | 25996 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 988269 | 37139 | SH |  | SOLE | 0 | 0 | 0 | 37139 |
| ISHARES TR | CORE SP500 ETF | 464287200 |  | 1001794 | 1534 | SH |  | SOLE | 0 | 0 | 0 | 1534 |
| WISDOMTREE TR | YIELD ENHANCD US | 97717X511 |  | 1011516 | 23280 | SH |  | SOLE | 0 | 0 | 0 | 23280 |
| INNOVATOR ETFS TRUST | EQUITY DEFINED P | 45784N809 |  | 1069009 | 40264 | SH |  | SOLE | 0 | 0 | 0 | 40264 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 1125705 | 12815 | SH |  | SOLE | 0 | 0 | 0 | 12815 |
| PIMCO ETF TR | ULTRA SHORT GOVT | 72201R577 |  | 1240336 | 12284 | SH |  | SOLE | 0 | 0 | 0 | 12284 |
| WISDOMTREE TR | US EFFICIENT COR | 97717Y790 |  | 1249827 | 23966 | SH |  | SOLE | 0 | 0 | 0 | 23966 |
| ELEVATION SERIES TRUST | SP AUTOCALLABLE | 210322574 |  | 1251635 | 57020 | SH |  | SOLE | 0 | 0 | 0 | 57020 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H448 |  | 1286870 | 50063 | SH |  | SOLE | 0 | 0 | 0 | 50063 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 1425119 | 17053 | SH |  | SOLE | 0 | 0 | 0 | 17053 |
| INNOVATOR ETFS TRUST | EQUITY DEFINED P | 45784N882 |  | 1464183 | 57329 | SH |  | SOLE | 0 | 0 | 0 | 57329 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1592119 | 9129 | SH |  | SOLE | 0 | 0 | 0 | 9129 |
| ELEVATION SERIES TRUST | TRUESHARES SEASO | 210322608 |  | 1733069 | 69222 | SH |  | SOLE | 0 | 0 | 0 | 69222 |
| ELEVATION SERIES TRUST | TRUESHARES STRUC | 210322798 |  | 1790051 | 44077 | SH |  | SOLE | 0 | 0 | 0 | 44077 |
| SIMPLIFY EXCHANGE TRADED FUN | VOLATILITY PREM | 82889N863 |  | 1866061 | 121647 | SH |  | SOLE | 0 | 0 | 0 | 121647 |
| AMAZON COM INC | COM | 023135106 |  | 1922221 | 9229 | SH |  | SOLE | 0 | 0 | 0 | 9229 |
| APPLE INC | COM | 037833100 |  | 2028916 | 7994 | SH |  | SOLE | 0 | 0 | 0 | 7994 |
| INNOVATOR ETFS TRUST | EQUITY DEFINED P | 45784N106 |  | 2033544 | 76100 | SH |  | SOLE | 0 | 0 | 0 | 76100 |
| MICROSOFT CORP | COM | 594918104 |  | 2316118 | 6257 | SH |  | SOLE | 0 | 0 | 0 | 6257 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H521 |  | 2331502 | 87716 | SH |  | SOLE | 0 | 0 | 0 | 87716 |
| STERLING CAP FDS | NATIONAL MUNI BD | 85917K470 |  | 2517863 | 101282 | SH |  | SOLE | 0 | 0 | 0 | 101282 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 2552366 | 19922 | SH |  | SOLE | 0 | 0 | 0 | 19922 |
| SIMPLIFY EXCHANGE TRADED FUN | AGGREGATE BOND E | 82889N723 |  | 2839594 | 139538 | SH |  | SOLE | 0 | 0 | 0 | 139538 |
| SIMPLIFY EXCHANGE TRADED FUN | BARRIER INCOME | 82889N335 |  | 2868903 | 116907 | SH |  | SOLE | 0 | 0 | 0 | 116907 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H406 |  | 3005567 | 77440 | SH |  | SOLE | 0 | 0 | 0 | 77440 |
| SIMPLIFY EXCHANGE TRADED FUN | CURRENCY STRATEG | 82889N368 |  | 3027177 | 103529 | SH |  | SOLE | 0 | 0 | 0 | 103529 |
| SIMPLIFY EXCHANGE TRADED FUN | SHORT TERM TREA | 82889N657 |  | 3126041 | 148154 | SH |  | SOLE | 0 | 0 | 0 | 148154 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H687 |  | 3617527 | 114520 | SH |  | SOLE | 0 | 0 | 0 | 114520 |
| SIMPLIFY EXCHANGE TRADED FUN | TREASURY OPT INC | 82889N640 |  | 4071170 | 173204 | SH |  | SOLE | 0 | 0 | 0 | 173204 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 |  | 4217822 | 139571 | SH |  | SOLE | 0 | 0 | 0 | 139571 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H505 |  | 4625824 | 120245 | SH |  | SOLE | 0 | 0 | 0 | 120245 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 4876373 | 48681 | SH |  | SOLE | 0 | 0 | 0 | 48681 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H877 |  | 5727060 | 169540 | SH |  | SOLE | 0 | 0 | 0 | 169540 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 6814114 | 97693 | SH |  | SOLE | 0 | 0 | 0 | 97693 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 |  | 8164282 | 106667 | SH |  | SOLE | 0 | 0 | 0 | 106667 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 8910725 | 80010 | SH |  | SOLE | 0 | 0 | 0 | 80010 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 9399754 | 64497 | SH |  | SOLE | 0 | 0 | 0 | 64497 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 10111558 | 135999 | SH |  | SOLE | 0 | 0 | 0 | 135999 |
| AMERICAN CENTY ETF TR | AVANTIS ALL INT | 025072174 |  | 11349942 | 149008 | SH |  | SOLE | 0 | 0 | 0 | 149008 |
| ISHARES TR | RUS TP200 VL ETF | 464289420 |  | 17670690 | 190684 | SH |  | SOLE | 0 | 0 | 0 | 190684 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 27835836 | 111862 | SH |  | SOLE | 0 | 0 | 0 | 111862 |
| CAPITOL SER TR | STERLING CAP ENH | 14064D444 |  | 29506588 | 1176264 | SH |  | SOLE | 0 | 0 | 0 | 1176264 |

---