# EDGAR Filing Document

**Accession Number:** 0001674784
**File Stem:** 0001172661-23-000924
**Filing Date:** 2023-2
**Character Count:** 23489
**Document Hash:** dd6c1fc779b16d9a673e167b7a1e0264
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000924.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001172661-23-000924

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Silver Rock Financial LP
- **CENTRAL INDEX KEY:** 0001674784
- **IRS NUMBER:** 300892743
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17808
- **FILM NUMBER:** 23623756

**BUSINESS ADDRESS:**
- **STREET 1:** 12100 WILSHIRE BOULEVARD
- **STREET 2:** SUITE 1000
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025
- **BUSINESS PHONE:** 424-371-8460

**MAIL ADDRESS:**
- **STREET 1:** 12100 WILSHIRE BOULEVARD
- **STREET 2:** SUITE 1000
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Silver Rock Financial LP<br>**Address:** 12100 Wilshire Boulevard<br>Suite 1000<br>Los Angeles, CA 90025

**Form 13F File Number:** 028-17808

**CRD Number (if applicable):** 000283335

**SEC File Number (if applicable):** 801-107505

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Patrick Hunnius<br>**Title:** General Counsel and Chief Compliance Officer<br>**Phone:** 424-371-9753

**Signature, Place, and Date of Signing:**

/s/ Patrick Hunnius  Los Angeles, CA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 174

**Form 13F Information Table Value Total:** $315657123

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAP VENTURE ACQSTN CORP | *W EXP 04/19/202 | G87076116 |  | 1841 | 27892 | SH |  | SOLE |  | 27892 | 0 | 0 |
| AEQUI ACQUISITION CORP | *W EXP 11/30/202 | 00775W110 |  | 3189 | 113902 | SH |  | SOLE |  | 113902 | 0 | 0 |
| AHREN ACQUISITION CORP | UNIT 12/09/2026 | G01322117 |  | 1023000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ALLEGO N V | *W EXP 03/16/202 | N0796A118 |  | 3750 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | UNIT 03/31/2028 | G63290129 |  | 519374 | 50919 | SH |  | SOLE |  | 50919 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 3732906 | 376301 | SH |  | SOLE |  | 376301 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | UNIT 10/29/2026 | 02157M207 |  | 1002518 | 98576 | SH |  | SOLE |  | 98576 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | UNIT 99/99/9999 | G26735111 |  | 2796515 | 271243 | SH |  | SOLE |  | 271243 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | UNIT 10/18/2026 | G03959122 |  | 286443 | 28221 | SH |  | SOLE |  | 28221 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | UNIT 01/27/2026 | 03737A200 |  | 6301785 | 629549 | SH |  | SOLE |  | 629549 | 0 | 0 |
| AP ACQUISITION CORP | UNIT 99/99/9999 | G04058122 |  | 722400 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 6012000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 19500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 |  | 5539652 | 549024 | SH |  | SOLE |  | 549024 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 6251 | 147774 | SH |  | SOLE |  | 147774 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 38664 | 82916 | SH |  | SOLE |  | 82916 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 7096067 | 704674 | SH |  | SOLE |  | 704674 | 0 | 0 |
| ARQIT QUANTUM INC | *W EXP 09/03/202 | G0567U119 |  | 50217 | 98464 | SH |  | SOLE |  | 98464 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | *W EXP 07/31/202 | 04684M114 |  | 10755 | 92480 | SH |  | SOLE |  | 92480 | 0 | 0 |
| AURORA ACQUISITION CORP | *W EXP 03/02/202 | G0698L129 |  | 1456 | 97057 | SH |  | SOLE |  | 97057 | 0 | 0 |
| AURORA ACQUISITION CORP | CLASS A ORD SHS | G0698L103 |  | 2140876 | 212178 | SH |  | SOLE |  | 212178 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 |  | 2430327 | 243764 | SH |  | SOLE |  | 243764 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | UNIT 99/99/9999 | 07402Q200 |  | 1020000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BIOTE CORP | *W EXP 05/26/202 | 090683111 |  | 50467 | 201866 | SH |  | SOLE |  | 201866 | 0 | 0 |
| BLUE WHALE ACQUISITION CORP | *W EXP 07/30/202 | G1330M129 |  | 12389 | 171361 | SH |  | SOLE |  | 171361 | 0 | 0 |
| BLUE WHALE ACQUISITION CORP | CLASS A ORD SHS | G1330M103 |  | 4998373 | 510559 | SH |  | SOLE |  | 510559 | 0 | 0 |
| BRC INC | COM CL A | 05601U105 |  | 6782014 | 1109986 | SH |  | SOLE |  | 1109986 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | UNIT 12/03/2026 | G1792A126 |  | 1023000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | UNIT 08/17/2028 | G1745A116 |  | 1396850 | 138714 | SH |  | SOLE |  | 138714 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | UNIT 99/99/9999 | G1992N118 |  | 2107315 | 208645 | SH |  | SOLE |  | 208645 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | UNIT 99/99/9999 | 17143W200 |  | 499505 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 3173002 | 318255 | SH |  | SOLE |  | 318255 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 3458 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 4371250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 28156 | 250610 | SH |  | SOLE |  | 250610 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 |  | 4097876 | 405329 | SH |  | SOLE |  | 405329 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 |  | 6907 | 230222 | SH |  | SOLE |  | 230222 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | CLASS A ORD SHS | G24237102 |  | 7401853 | 735040 | SH |  | SOLE |  | 735040 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | *W EXP 03/24/202 | G24237128 |  | 2695 | 245013 | SH |  | SOLE |  | 245013 | 0 | 0 |
| CORSAIR PARTNERING CORP | SHS CL A | G2540H108 |  | 4286052 | 430759 | SH |  | SOLE |  | 430759 | 0 | 0 |
| CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 |  | 66692 | 203143 | SH |  | SOLE |  | 203143 | 0 | 0 |
| DAVE INC | *W EXP 01/05/202 | 23834J110 |  | 2911 | 88225 | SH |  | SOLE |  | 88225 | 0 | 0 |
| DHC ACQUISITION CORP | CLASS A ORD SHS | G2758T109 |  | 6777439 | 673026 | SH |  | SOLE |  | 673026 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 2079 | 207937 | SH |  | SOLE |  | 207937 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | CLASS A COM | 25401K107 |  | 6779099 | 674873 | SH |  | SOLE |  | 674873 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 10873 | 181217 | SH |  | SOLE |  | 181217 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 1745683 | 177047 | SH |  | SOLE |  | 177047 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | UNIT 10/14/2026 | G3137C122 |  | 952596 | 92485 | SH |  | SOLE |  | 92485 | 0 | 0 |
| ESGEN ACQUISITION CORP | UNIT 10/18/2026 | G3R95N129 |  | 1905119 | 184963 | SH |  | SOLE |  | 184963 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 21907 | 188367 | SH |  | SOLE |  | 188367 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 5449670 | 540106 | SH |  | SOLE |  | 540106 | 0 | 0 |
| EVERBRIDGE INC | COM | 29978A104 |  | 3815820 | 129000 | SH |  | SOLE |  | 129000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | UNIT 10/25/2028 | 30069X201 |  | 1886674 | 184968 | SH |  | SOLE |  | 184968 | 0 | 0 |
| FINSERV ACQUISITION CORP II | UNIT 02/17/2026 | 31809Y202 |  | 1032247 | 102916 | SH |  | SOLE |  | 102916 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | CLASS A COM | 34417L109 |  | 3253090 | 319557 | SH |  | SOLE |  | 319557 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 7989 | 159778 | SH |  | SOLE |  | 159778 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 28637 | 85739 | SH |  | SOLE |  | 85739 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 3800295 | 378704 | SH |  | SOLE |  | 378704 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 7575000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| FRONTIER ACQUISITION CORP | UNIT 03/01/2026 | G36826116 |  | 1393513 | 138244 | SH |  | SOLE |  | 138244 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 389294 | 38544 | SH |  | SOLE |  | 38544 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 5143 | 187024 | SH |  | SOLE |  | 187024 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 |  | 6083622 | 601743 | SH |  | SOLE |  | 601743 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 1000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 1006000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 8826 | 123959 | SH |  | SOLE |  | 123959 | 0 | 0 |
| GALATA ACQUISITION CORP | SHS CL A | G3R23A108 |  | 2531253 | 247919 | SH |  | SOLE |  | 247919 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | UNIT 12/01/2026 | G3731J101 |  | 2048000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | UNIT 10/19/2026 | G3934N123 |  | 2073061 | 205457 | SH |  | SOLE |  | 205457 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | UNIT 99/99/9999 | G9461B127 |  | 1910570 | 181959 | SH |  | SOLE |  | 181959 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | UNIT 11/08/2026 | G4166K118 |  | 1339770 | 132782 | SH |  | SOLE |  | 132782 | 0 | 0 |
| GROVE COLLABORATIVE HOLD INC | *W EXP 06/16/202 | 39957D110 |  | 7247 | 72474 | SH |  | SOLE |  | 72474 | 0 | 0 |
| HIPPO HLDGS INC | *W EXP 08/02/202 | 433539111 |  | 1587 | 49590 | SH |  | SOLE |  | 49590 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 74530 | 181780 | SH |  | SOLE |  | 181780 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | UNIT 99/99/9999 | G4712C123 |  | 1623742 | 156129 | SH |  | SOLE |  | 156129 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 4614009 | 457739 | SH |  | SOLE |  | 457739 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 |  | 558 | 91547 | SH |  | SOLE |  | 91547 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | UNIT 02/03/2026 | G49773123 |  | 1190772 | 118721 | SH |  | SOLE |  | 118721 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | UNIT 06/08/2026 | 47201B202 |  | 1937720 | 193000 | SH |  | SOLE |  | 193000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 |  | 4531112 | 448403 | SH |  | SOLE |  | 448403 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 4875 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| JUNIPER II CORP | UNIT 99/99/9999 | 48203N202 |  | 455328 | 44640 | SH |  | SOLE |  | 44640 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 20 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| KAIROS ACQUISITION CORP | CL A SHS | G52110114 |  | 4929607 | 489291 | SH |  | SOLE |  | 489291 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 |  | 2407759 | 238392 | SH |  | SOLE |  | 238392 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 679 | 119195 | SH |  | SOLE |  | 119195 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 1787261 | 179534 | SH |  | SOLE |  | 179534 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | UNIT 03/11/2026 | G5346G109 |  | 2976350 | 295566 | SH |  | SOLE |  | 295566 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 14738 | 184223 | SH |  | SOLE |  | 184223 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | CLASS A ORD | G5338L108 |  | 3710808 | 362030 | SH |  | SOLE |  | 362030 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | UNIT 99/99/9999 | G54035129 |  | 1976970 | 196128 | SH |  | SOLE |  | 196128 | 0 | 0 |
| LDH GROWTH CORP I | UNIT 03/17/2026 | G54094118 |  | 4479342 | 458949 | SH |  | SOLE |  | 458949 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 12208 | 231217 | SH |  | SOLE |  | 231217 | 0 | 0 |
| LEARN CW INVESTMENT COR | CL A ORD SHS | G54157105 |  | 4368452 | 432520 | SH |  | SOLE |  | 432520 | 0 | 0 |
| LEVERE HOLDINGS CORP | *W EXP 03/09/202 | G5462L122 |  | 1538 | 139846 | SH |  | SOLE |  | 139846 | 0 | 0 |
| LEVERE HOLDINGS CORP | CLASS A ORD SHS | G5462L106 |  | 4228963 | 419540 | SH |  | SOLE |  | 419540 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | UNIT 03/01/2028 | 538126202 |  | 2930939 | 275983 | SH |  | SOLE |  | 275983 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 1539206 | 294867 | SH |  | SOLE |  | 294867 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | CLASS A ORD SHS | G5853A107 |  | 6230512 | 611434 | SH |  | SOLE |  | 611434 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | *W EXP 05/31/202 | G5853A115 |  | 85 | 284397 | SH |  | SOLE |  | 284397 | 0 | 0 |
| MARIADB PLC | *W EXP 12/16/202 | G5920M118 |  | 17167 | 57223 | SH |  | SOLE |  | 57223 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 4011413 | 401342 | SH |  | SOLE |  | 401342 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQ CORP | UNIT 11/01/2026 | 58176U208 |  | 2627947 | 258148 | SH |  | SOLE |  | 258148 | 0 | 0 |
| METALS ACQUISITION CORP | UNIT 99/99/9999 | G60405118 |  | 984086 | 97919 | SH |  | SOLE |  | 97919 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | UNIT 11/04/2026 | G6301J120 |  | 413936 | 40384 | SH |  | SOLE |  | 40384 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | UNIT 99/99/9999 | 629567207 |  | 1026000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 16255 | 70674 | SH |  | SOLE |  | 70674 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | UNIT 11/04/2026 | 64823D201 |  | 4535780 | 446435 | SH |  | SOLE |  | 446435 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 |  | 3023039 | 299459 | SH |  | SOLE |  | 299459 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 6176 | 107038 | SH |  | SOLE |  | 107038 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 2864 | 146878 | SH |  | SOLE |  | 146878 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | CL A SHS | G66139109 |  | 4015884 | 397219 | SH |  | SOLE |  | 397219 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 1750 | 166666 | SH |  | SOLE |  | 166666 | 0 | 0 |
| NORTHERN STAR INVEST CORP II | COM CL A | 66574L100 |  | 2860773 | 284654 | SH |  | SOLE |  | 284654 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 |  | 4011307 | 399135 | SH |  | SOLE |  | 399135 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 1550 | 66522 | SH |  | SOLE |  | 66522 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 3240 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | COM CLASS A | 66573W107 |  | 1228642 | 122619 | SH |  | SOLE |  | 122619 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 19377 | 430589 | SH |  | SOLE |  | 430589 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 |  | 11841 | 124777 | SH |  | SOLE |  | 124777 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 3822048 | 379548 | SH |  | SOLE |  | 379548 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 17459 | 75908 | SH |  | SOLE |  | 75908 | 0 | 0 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 28068 | 188505 | SH |  | SOLE |  | 188505 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | CLASS A COM | 71902K105 |  | 474929 | 46243 | SH |  | SOLE |  | 46243 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 996 | 23120 | SH |  | SOLE |  | 23120 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 1260564 | 124316 | SH |  | SOLE |  | 124316 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 21 | 41438 | SH |  | SOLE |  | 41438 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 |  | 1605342 | 158615 | SH |  | SOLE |  | 158615 | 0 | 0 |
| PLUM ACQUISITION CORP I | UNIT 03/15/2026 | G7134L100 |  | 2558721 | 254346 | SH |  | SOLE |  | 254346 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 9701 | 121266 | SH |  | SOLE |  | 121266 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 3612554 | 363802 | SH |  | SOLE |  | 363802 | 0 | 0 |
| PRESTO AUTOMATION INC | COM | 74113T105 |  | 741887 | 323968 | SH |  | SOLE |  | 323968 | 0 | 0 |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 |  | 21051 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | *W EXP 10/01/203 | G61074129 |  | 1872 | 94060 | SH |  | SOLE |  | 94060 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP | UNIT 99/99/9999 | G7308P119 |  | 923003 | 91296 | SH |  | SOLE |  | 91296 | 0 | 0 |
| RCF ACQUISITION CORP | UNIT 99/99/9999 | G7330C128 |  | 1828621 | 178402 | SH |  | SOLE |  | 178402 | 0 | 0 |
| RICE ACQUISITION CORP II | *W EXP 99/99/999 | G75529126 |  | 57831 | 46265 | SH |  | SOLE |  | 46265 | 0 | 0 |
| RICE ACQUISITION CORP II | SHS CL A | G75529100 |  | 1882101 | 185064 | SH |  | SOLE |  | 185064 | 0 | 0 |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 76655K111 |  | 4272 | 52734 | SH |  | SOLE |  | 52734 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 |  | 4333567 | 429066 | SH |  | SOLE |  | 429066 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | CLASS A ORD | G7637J107 |  | 669458 | 64870 | SH |  | SOLE |  | 64870 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | G7637J123 |  | 2627 | 32434 | SH |  | SOLE |  | 32434 | 0 | 0 |
| RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 78112J117 |  | 5902 | 129721 | SH |  | SOLE |  | 129721 | 0 | 0 |
| SCION TECH GROWTH II | UNIT 99/99/9999 | G31070124 |  | 553426 | 54849 | SH |  | SOLE |  | 54849 | 0 | 0 |
| SEMANTIX INC | *W EXP 08/03/202 | G6332A114 |  | 3673 | 122856 | SH |  | SOLE |  | 122856 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | UNIT 99/99/9999 | 82537G203 |  | 2036000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 11000 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| SLAM CORP | CL A SHS | G8210L105 |  | 4592366 | 454240 | SH |  | SOLE |  | 454240 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 12928 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | CLASS A COM | 86309R107 |  | 5289724 | 528444 | SH |  | SOLE |  | 528444 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 1180 | 176147 | SH |  | SOLE |  | 176147 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | UNIT 99/99/9999 | G8T90F110 |  | 641804 | 63671 | SH |  | SOLE |  | 63671 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | UNIT 02/04/2026 | 86934L202 |  | 255608 | 25421 | SH |  | SOLE |  | 25421 | 0 | 0 |
| SVF INVESTMENT CORP 2 | CL A SHS | G8601M100 |  | 2846369 | 282098 | SH |  | SOLE |  | 282098 | 0 | 0 |
| TB SA ACQUISITION CORP | UNIT 03/25/2028 | G8657L113 |  | 1757557 | 174534 | SH |  | SOLE |  | 174534 | 0 | 0 |
| TRINE II ACQUISITION CORP | UNIT 99/99/9999 | G9059F126 |  | 884584 | 86049 | SH |  | SOLE |  | 86049 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | SHS CL A | G9151L104 |  | 5113400 | 506779 | SH |  | SOLE |  | 506779 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 5085 | 168926 | SH |  | SOLE |  | 168926 | 0 | 0 |
| TWO | COM CL A | G9152V101 |  | 5606704 | 556773 | SH |  | SOLE |  | 556773 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | UNIT 11/22/2026 | G9320Z125 |  | 1015000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 6928 | 230943 | SH |  | SOLE |  | 230943 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | CLASS A ORD SHS | G9460N106 |  | 4203370 | 417830 | SH |  | SOLE |  | 417830 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 6690412 | 662417 | SH |  | SOLE |  | 662417 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 |  | 774 | 77360 | SH |  | SOLE |  | 77360 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | CLASS A ORD | G9460L126 |  | 1911667 | 189274 | SH |  | SOLE |  | 189274 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | G9461D123 |  | 1546957 | 153468 | SH |  | SOLE |  | 153468 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 5341142 | 529350 | SH |  | SOLE |  | 529350 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | UNIT 99/99/9999 | G06536125 |  | 1338717 | 133738 | SH |  | SOLE |  | 133738 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 4416 | 97917 | SH |  | SOLE |  | 97917 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | COM | 96951B102 |  | 1964255 | 195838 | SH |  | SOLE |  | 195838 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 26406 | 163200 | SH |  | SOLE |  | 163200 | 0 | 0 |
| XPAC ACQUISITION CORP | CLASS A ORD | G9831X106 |  | 4896060 | 489606 | SH |  | SOLE |  | 489606 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 |  | 26181 | 163529 | SH |  | SOLE |  | 163529 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 |  | 3450371 | 346771 | SH |  | SOLE |  | 346771 | 0 | 0 |

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