# EDGAR Filing Document

**Accession Number:** 0000775156
**File Stem:** 0000775156-26-000003
**Filing Date:** 2026-4
**Character Count:** 2794
**Document Hash:** bb6687c3d9bce67c478101d1eefc978b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000775156-26-000003.hdr.sgml**: 20260402

**ACCESSION NUMBER**: 0000775156-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20241231

**FILED AS OF DATE**: 20260402

**DATE AS OF CHANGE**: 20260402

**EFFECTIVENESS DATE**: 20260402

**PERIOD START**: 20240101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS DISTRIBUTORS, INC.
- **CENTRAL INDEX KEY:** 0000775156

**ORGANIZATION NAME:**
- **EIN:** 840996383
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-34626
- **FILM NUMBER:** 26832496

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY
- **STREET 2:** SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203
- **BUSINESS PHONE:** 303-623-2577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY
- **STREET 2:** SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALPS DISTRIBUTORS INC                                   /BD
- **DATE OF NAME CHANGE:** 20020612

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALPS MUTUAL FUNDS SERVICES INC                      /BD
- **DATE OF NAME CHANGE:** 20010406

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MARINER FUNDS SERVICES INC                          /BD
- **DATE OF NAME CHANGE:** 20000208

### Attached PDF Documents

**Attachment 1:** `ADI_2024_Audit_Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000775156

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2024

**Report Period End Date:** 12-31-2024

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ALPS DISTRIBUTORS, INC.

**Business Address:** 1290 BROADWAY, SUITE 1000, DENVER, CO, 80203

**Contact Person:** Eric Parsons

**Contact Phone:** 720.917.0727

### Independent Public Accountant Identification

**Accountant Name:** FORVIS MAZARS, LLP

**Accountant Address:** 1801 California Street, Suite 2900, Denver, CO, 80202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Eric Parsons**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ALPS DISTRIBUTORS, INC.**, as of **12-31-2024**, are true and correct.

**Signature:** Eric Parsons

**Title:** Controller and FINOP