# EDGAR Filing Document

**Accession Number:** 0001767989
**File Stem:** 0001437749-23-001714
**Filing Date:** 2023-1
**Character Count:** 25101
**Document Hash:** d7510613fc9e500844e3c9c08cb1dc85
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-001714.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001437749-23-001714

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**EFFECTIVENESS DATE**: 20230125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bay Harbor Wealth Management, LLC
- **CENTRAL INDEX KEY:** 0001767989
- **IRS NUMBER:** 451032121
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19245
- **FILM NUMBER:** 23549942

**BUSINESS ADDRESS:**
- **STREET 1:** 201 INTERNATIONAL CIRCLE, STE 520
- **CITY:** HUNT VALLEY
- **STATE:** MD
- **ZIP:** 21030
- **BUSINESS PHONE:** 4104032060

**MAIL ADDRESS:**
- **STREET 1:** 201 INTERNATIONAL CIRCLE, STE 520
- **CITY:** HUNT VALLEY
- **STATE:** MD
- **ZIP:** 21030

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Bay Harbor Wealth Management LLC<br>**Address:** 201 INTERNATIONAL CIRCLE STE 520<br>HUNT VALLEY, MD 21030

**Form 13F File Number:** 028-19245

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lance Scott<br>**Title:** President Chief Compliance Officer<br>**Phone:** 410-403-2060

**Signature, Place, and Date of Signing:**

Lance Scott  Hunt Valley, MD  01-24-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 191

**Form 13F Information Table Value Total:** $223103

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                   | Form 13F File Number   |
|:---|:---|:---|
|  | Astor Investor Management LLC          | 028-16121              |
|  | Dana Investment Advisors Inc.          | 028-13023              |
|  | State Street Global Advisors Trust Co. | 028-18135              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS COM | Common Stock | 002824100 |  | 70 | 638 | SH |  | OTR | 2 | 0 | 0 | 638 |
| ABBVIE INC COM | Common Stock | 00287Y109 |  | 91 | 565 | SH |  | OTR | 2 | 0 | 0 | 565 |
| ACCENTURE PLC IRELAND SHS CLASS A | Common Stock | G1151C101 |  | 74 | 279 | SH |  | OTR | 2 | 0 | 0 | 279 |
| ADOBE SYSTEMS INCORPORATED COM | Common Stock | 00724F101 |  | 62 | 184 | SH |  | OTR | 2 | 0 | 0 | 184 |
| ADVISORSHARES PURE US CANNABIS ETF | Exchange Traded Fund | 00768Y453 |  | 0 | 50 | SH |  | SOLE | 0 | 0 | 0 | 50 |
| ALBEMARLE CORP COM | Common Stock | 012653101 |  | 24 | 109 | SH |  | OTR | 2 | 0 | 0 | 109 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | American Depository Receipt | 01609W102 |  | 2 | 24 | SH |  | SOLE | 0 | 0 | 0 | 24 |
| ALLSTATE CORP COM | Common Stock | 020002101 |  | 76 | 558 | SH |  | OTR | 2 | 0 | 0 | 558 |
| ALPHABET INC CAP STK CL A | Common Stock | 02079K305 |  | 116 | 1310 | SH |  | OTR | 2 | 0 | 0 | 1310 |
| AMAZON COM INC COM | Common Stock | 023135106 |  | 82 | 978 | SH |  | OTR | 2 | 0 | 0 | 978 |
| AMERICAN EXPRESS CO COM | Common Stock | 025816109 |  | 73 | 494 | SH |  | OTR | 2 | 0 | 0 | 494 |
| AMERICAN TOWER CORP NEW COM | Real Estate Investment Trust | 03027X100 |  | 20 | 96 | SH |  | OTR | 2 | 0 | 0 | 96 |
| ANALOG DEVICES INC COM | Common Stock | 032654105 |  | 77 | 472 | SH |  | OTR | 2 | 0 | 0 | 472 |
| ARK AUTONOMOUS TECHNOLOGY  ROBOTICS ETF | Exchange Traded Fund | 00214Q203 |  | 2 | 50 | SH |  | SOLE | 0 | 0 | 0 | 50 |
| ARK FINTECH INNOVATION ETF | Exchange Traded Fund | 00214Q708 |  | 1 | 100 | SH |  | SOLE | 0 | 0 | 0 | 100 |
| ARK GENOMIC REVOLUTION ETF | Exchange Traded Fund | 00214Q302 |  | 1 | 50 | SH |  | SOLE | 0 | 0 | 0 | 50 |
| ARK INNOVATION ETF | Exchange Traded Fund | 00214Q104 |  | 49 | 1560 | SH |  | SOLE | 0 | 0 | 0 | 1560 |
| ARK NEXT GENERATION INTERNET ETF | Exchange Traded Fund | 00214Q401 |  | 1 | 26 | SH |  | SOLE | 0 | 0 | 0 | 26 |
| ATLANTIC PWR  INFRASTRU | Common Stock | 04879A107 |  | 0 | 31 | SH |  | SOLE | 0 | 0 | 0 | 31 |
| AVERY DENNISON CORP COM | Common Stock | 053611109 |  | 46 | 255 | SH |  | OTR | 2 | 0 | 0 | 255 |
| BANK AMERICA CORP COM | Common Stock | 060505104 |  | 70 | 2103 | SH |  | OTR | 2 | 0 | 0 | 2103 |
| BANK NEW YORK MELLON CORP COM | Common Stock | 064058100 |  | 77 | 1694 | SH |  | OTR | 2 | 0 | 0 | 1694 |
| BEST BUY INC COM | Common Stock | 086516101 |  | 2 | 27 | SH |  | OTR | 2 | 0 | 0 | 27 |
| BOEING CO COM | Common Stock | 097023105 |  | 6 | 30 | SH |  | SOLE | 0 | 0 | 0 | 30 |
| BRISTOL-MYERS SQUIBB CO COM | Common Stock | 110122108 |  | 81 | 1131 | SH |  | OTR | 2 | 0 | 0 | 1131 |
| BROADCOM INC COM | Common Stock | 11135F101 |  | 65 | 117 | SH |  | OTR | 2 | 0 | 0 | 117 |
| CADENCE DESIGN SYSTEM INC COM | Common Stock | 127387108 |  | 2 | 12 | SH |  | OTR | 2 | 0 | 0 | 12 |
| CANOPY GROWTH CORP COM | Common Stock | 138035100 |  | 0 | 26 | SH |  | SOLE | 0 | 0 | 0 | 26 |
| CDW CORP COM | Common Stock | 12514G108 |  | 89 | 496 | SH |  | OTR | 2 | 0 | 0 | 496 |
| CHENIERE ENERGY INC COM NEW | Common Stock | 16411R208 |  | 39 | 258 | SH |  | OTR | 2 | 0 | 0 | 258 |
| CIGNA CORP NEW COM | Common Stock | 125523100 |  | 3 | 10 | SH |  | OTR | 2 | 0 | 0 | 10 |
| CISCO SYS INC COM | Common Stock | 17275R102 |  | 79 | 1648 | SH |  | OTR | 2 | 0 | 0 | 1648 |
| COCA COLA CO COM | Common Stock | 191216100 |  | 0 | 6 | SH |  | SOLE | 0 | 0 | 0 | 6 |
| COLGATE PALMOLIVE CO COM | Common Stock | 194162103 |  | 0 | 2 | SH |  | SOLE | 0 | 0 | 0 | 2 |
| COMCAST CORP NEW CL A | Common Stock | 20030N101 |  | 63 | 1803 | SH |  | OTR | 2 | 0 | 0 | 1803 |
| CONOCOPHILLIPS COM | Common Stock | 20825C104 |  | 44 | 371 | SH |  | OTR | 2 | 0 | 0 | 371 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | Exchange Traded Fund | 81369Y308 |  | 48 | 647 | SH |  | OTR | 3 | 0 | 0 | 647 |
| COUPANG INC CL A | Common Stock | 22266T109 |  | 1 | 50 | SH |  | SOLE | 0 | 0 | 0 | 50 |
| CVS HEALTH CORP COM | Common Stock | 126650100 |  | 91 | 973 | SH |  | OTR | 2 | 0 | 0 | 973 |
| D R HORTON INC COM | Common Stock | 23331A109 |  | 88 | 989 | SH |  | OTR | 2 | 0 | 0 | 989 |
| DARLING INGREDIENTS INC COM | Common Stock | 237266101 |  | 2 | 27 | SH |  | OTR | 2 | 0 | 0 | 27 |
| DEERE  CO COM | Common Stock | 244199105 |  | 88 | 205 | SH |  | OTR | 2 | 0 | 0 | 205 |
| DIMENSIONAL CORE FIXED INCOME ETF | Exchange Traded Fund | 25434V872 |  | 91 | 2199 | SH |  | SOLE | 0 | 0 | 0 | 2199 |
| DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | Exchange Traded Fund | 25434V302 |  | 88 | 4000 | SH |  | SOLE | 0 | 0 | 0 | 4000 |
| DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | Exchange Traded Fund | 25434V203 |  | 217 | 8661 | SH |  | SOLE | 0 | 0 | 0 | 8661 |
| DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | Exchange Traded Fund | 25434V864 |  | 93 | 2013 | SH |  | SOLE | 0 | 0 | 0 | 2013 |
| DIMENSIONAL US CORE EQUITY MARKET ETF | Exchange Traded Fund | 25434V104 |  | 703 | 26035 | SH |  | SOLE | 0 | 0 | 0 | 26035 |
| DIMENSIONAL US REAL ESTATE ETF | Exchange Traded Fund | 25434V823 |  | 31 | 1449 | SH |  | SOLE | 0 | 0 | 0 | 1449 |
| DISNEY WALT CO COM | Common Stock | 254687106 |  | 19 | 224 | SH |  | OTR | 2 | 0 | 0 | 224 |
| DOVER CORP COM | Common Stock | 260003108 |  | 72 | 530 | SH |  | OTR | 2 | 0 | 0 | 530 |
| DROPBOX INC CL A | Common Stock | 26210C104 |  | 1 | 49 | SH |  | SOLE | 0 | 0 | 0 | 49 |
| ENERGY SELECT SECTOR SPDR FUND | Exchange Traded Fund | 81369Y506 |  | 26 | 292 | SH |  | OTR | 3 | 0 | 0 | 292 |
| ENVISTA HOLDINGS CORPORATION COM | Common Stock | 29415F104 |  | 1 | 17 | SH |  | OTR | 2 | 0 | 0 | 17 |
| EVERSOURCE ENERGY COM | Common Stock | 30040W108 |  | 59 | 703 | SH |  | OTR | 2 | 0 | 0 | 703 |
| FINANCIAL SELECT SECTOR SPDR FUND | Exchange Traded Fund | 81369Y605 |  | 49 | 1430 | SH |  | OTR | 3 | 0 | 0 | 1430 |
| FISERV INC COM | Common Stock | 337738108 |  | 74 | 731 | SH |  | OTR | 2 | 0 | 0 | 731 |
| GAMING  LEISURE PPTYS INC COM | Real Estate Investment Trust | 36467J108 |  | 36 | 691 | SH |  | OTR | 2 | 0 | 0 | 691 |
| GENERAL MLS INC COM | Common Stock | 370334104 |  | 2 | 29 | SH |  | OTR | 2 | 0 | 0 | 29 |
| GOLDMAN SACHS GROUP INC COM | Common Stock | 38141G104 |  | 9 | 27 | SH |  | SOLE | 0 | 0 | 0 | 27 |
| GRAINGER W W INC COM | Common Stock | 384802104 |  | 2 | 4 | SH |  | OTR | 2 | 0 | 0 | 4 |
| HANNON ARMSTRONG SUST INFR CAP COM | Real Estate Investment Trust | 41068X100 |  | 2 | 73 | SH |  | OTR | 2 | 0 | 0 | 73 |
| HOME DEPOT INC COM | Common Stock | 437076102 |  | 71 | 225 | SH |  | OTR | 2 | 0 | 0 | 225 |
| HORIZON THERAPEUTICS PUB L SHS | Common Stock | G46188101 |  | 3 | 23 | SH |  | OTR | 2 | 0 | 0 | 23 |
| HUMANA INC COM | Common Stock | 444859102 |  | 3 | 5 | SH |  | OTR | 2 | 0 | 0 | 5 |
| INTERACTIVE BROKERS GROUP INC COM CL A | Common Stock | 45841N107 |  | 20 | 281 | SH |  | OTR | 2 | 0 | 0 | 281 |
| INTERPUBLIC GROUP COS INC COM | Common Stock | 460690100 |  | 88 | 2635 | SH |  | OTR | 2 | 0 | 0 | 2635 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | Exchange Traded Fund | 46090F100 |  | 19 | 1315 | SH |  | OTR | 3 | 0 | 0 | 1315 |
| INVESCO S 500 EQUAL WEIGHT ETF | Exchange Traded Fund | 46137V357 |  | 7 | 52 | SH |  | SOLE | 0 | 0 | 0 | 52 |
| IQVIA HLDGS INC COM | Common Stock | 46266C105 |  | 2 | 12 | SH |  | OTR | 2 | 0 | 0 | 12 |
| IRON MTN INC DEL COM | Real Estate Investment Trust | 46284V101 |  | 55 | 1094 | SH |  | OTR | 2 | 0 | 0 | 1094 |
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | Exchange Traded Fund | 46434V407 |  | 3150 | 77029 | SH |  | SOLE | 0 | 0 | 0 | 77029 |
| ISHARES 10-20 YEAR TREASURY BOND ETF | Exchange Traded Fund | 464288653 |  | 2160 | 19970 | SH |  | SOLE | 0 | 0 | 0 | 19970 |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | Exchange Traded Fund | 464288646 |  | 12 | 238 | SH |  | SOLE | 0 | 0 | 0 | 238 |
| ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | Exchange Traded Fund | 46435U853 |  | 1 | 30 | SH |  | SOLE | 0 | 0 | 0 | 30 |
| ISHARES CONVERTIBLE BOND ETF | Exchange Traded Fund | 46435G102 |  | 1193 | 17177 | SH |  | SOLE | 0 | 0 | 0 | 17177 |
| ISHARES CORE AGGRESSIVE ALLOCATION ETF | Exchange Traded Fund | 464289859 |  | 156 | 2605 | SH |  | SOLE | 0 | 0 | 0 | 2605 |
| ISHARES CORE CONSERVATIVE ALLOCATION ETF | Exchange Traded Fund | 464289883 |  | 176 | 5241 | SH |  | SOLE | 0 | 0 | 0 | 5241 |
| ISHARES CORE GROWTH ALLOCATION ETF | Exchange Traded Fund | 464289867 |  | 48 | 1023 | SH |  | SOLE | 0 | 0 | 0 | 1023 |
| ISHARES CORE HIGH DIVIDEND ETF | Exchange Traded Fund | 46429B663 |  | 2 | 21 | SH |  | SOLE | 0 | 0 | 0 | 21 |
| ISHARES CORE MODERATE ALLOCATION ETF | Exchange Traded Fund | 464289875 |  | 291 | 7666 | SH |  | SOLE | 0 | 0 | 0 | 7666 |
| ISHARES CORE MSCI EAFE ETF | Exchange Traded Fund | 46432F842 |  | 4 | 66 | SH |  | SOLE | 0 | 0 | 0 | 66 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | Exchange Traded Fund | 46434G103 |  | 5 | 110 | SH |  | SOLE | 0 | 0 | 0 | 110 |
| ISHARES CORE S 500 ETF | Exchange Traded Fund | 464287200 |  | 23276 | 60581 | SH |  | SOLE | 0 | 0 | 0 | 60581 |
| ISHARES CORE S SMALL CAP ETF | Exchange Traded Fund | 464287804 |  | 1614 | 17056 | SH |  | SOLE | 0 | 0 | 0 | 17056 |
| ISHARES CORE TOTAL USD BOND MARKET ETF | Exchange Traded Fund | 46434V613 |  | 16176 | 360028 | SH |  | SOLE | 0 | 0 | 0 | 360028 |
| ISHARES ESG AWARE MSCI USA ETF | Exchange Traded Fund | 46435G425 |  | 12425 | 146603 | SH |  | SOLE | 0 | 0 | 0 | 146603 |
| ISHARES FALLEN ANGELS USD BOND ETF | Exchange Traded Fund | 46435G474 |  | 620 | 25203 | SH |  | SOLE | 0 | 0 | 0 | 25203 |
| ISHARES GLOBAL TECH ETF | Exchange Traded Fund | 464287291 |  | 22 | 498 | SH |  | SOLE | 0 | 0 | 0 | 498 |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | Exchange Traded Fund | 464288281 |  | 269 | 3185 | SH |  | SOLE | 0 | 0 | 0 | 3185 |
| ISHARES MBS ETF | Exchange Traded Fund | 464288588 |  | 6279 | 67700 | SH |  | SOLE | 0 | 0 | 0 | 67700 |
| ISHARES MSCI EAFE GROWTH ETF | Exchange Traded Fund | 464288885 |  | 5319 | 63508 | SH |  | SOLE | 0 | 0 | 0 | 63508 |
| ISHARES MSCI EAFE VALUE ETF | Exchange Traded Fund | 464288877 |  | 6754 | 147218 | SH |  | SOLE | 0 | 0 | 0 | 147218 |
| ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | Exchange Traded Fund | 464286533 |  | 4277 | 80615 | SH |  | SOLE | 0 | 0 | 0 | 80615 |
| ISHARES MSCI USA MIN VOL FACTOR ETF | Exchange Traded Fund | 46429B697 |  | 1530 | 21219 | SH |  | SOLE | 0 | 0 | 0 | 21219 |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | Exchange Traded Fund | 46432F396 |  | 1088 | 7456 | SH |  | SOLE | 0 | 0 | 0 | 7456 |
| ISHARES MSCI USA VALUE FACTOR ETF | Exchange Traded Fund | 46432F388 |  | 35 | 379 | SH |  | SOLE | 0 | 0 | 0 | 379 |
| ISHARES RUSSELL 1000 GROWTH ETF | Exchange Traded Fund | 464287614 |  | 8 | 36 | SH |  | SOLE | 0 | 0 | 0 | 36 |
| ISHARES RUSSELL 1000 VALUE ETF | Exchange Traded Fund | 464287598 |  | 11 | 73 | SH |  | SOLE | 0 | 0 | 0 | 73 |
| ISHARES SELF-DRIVING EV  TECH ETF | Exchange Traded Fund | 46435U366 |  | 2 | 50 | SH |  | SOLE | 0 | 0 | 0 | 50 |
| ISHARES SEMICONDUCTOR ETF | Exchange Traded Fund | 464287523 |  | 241 | 694 | SH |  | SOLE | 0 | 0 | 0 | 694 |
| ISHARES TIPS BOND ETF | Exchange Traded Fund | 464287176 |  | 875 | 8216 | SH |  | SOLE | 0 | 0 | 0 | 8216 |
| ISHARES U.S. ENERGY ETF | Exchange Traded Fund | 464287796 |  | 246 | 5297 | SH |  | SOLE | 0 | 0 | 0 | 5297 |
| ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF | Exchange Traded Fund | 46431W853 |  | 685 | 24304 | SH |  | SOLE | 0 | 0 | 0 | 24304 |
| ISHARES U.S. INFRASTRUCTURE ETF | Exchange Traded Fund | 46435U713 |  | 717 | 19774 | SH |  | SOLE | 0 | 0 | 0 | 19774 |
| ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | Exchange Traded Fund | 46431W648 |  | 238 | 5846 | SH |  | SOLE | 0 | 0 | 0 | 5846 |
| ISHARES U.S. TECHNOLOGY ETF | Exchange Traded Fund | 464287721 |  | 2171 | 29139 | SH |  | SOLE | 0 | 0 | 0 | 29139 |
| ISHARES U.S. TREASURY BOND ETF | Exchange Traded Fund | 46429B267 |  | 5437 | 239299 | SH |  | SOLE | 0 | 0 | 0 | 239299 |
| JPMORGAN CHASE  CO COM | Common Stock | 46625H100 |  | 7 | 53 | SH |  | SOLE | 0 | 0 | 0 | 53 |
| KEURIG DR PEPPER INC COM | Common Stock | 49271V100 |  | 72 | 2007 | SH |  | OTR | 2 | 0 | 0 | 2007 |
| KIMBERLY-CLARK CORP COM | Common Stock | 494368103 |  | 63 | 459 | SH |  | OTR | 2 | 0 | 0 | 459 |
| KRAFT HEINZ CO COM | Common Stock | 500754106 |  | 2 | 61 | SH |  | SOLE | 0 | 0 | 0 | 61 |
| KRATOS DEFENSE  SEC SOLUTIONS COM NEW | Common Stock | 50077B207 |  | 3 | 325 | SH |  | SOLE | 0 | 0 | 0 | 325 |
| LABORATORY CORP AMER HLDGS COM NEW | Common Stock | 50540R409 |  | 1 | 4 | SH |  | SOLE | 0 | 0 | 0 | 4 |
| LAM RESEARCH CORP COM | Common Stock | 512807108 |  | 46 | 110 | SH |  | OTR | 2 | 0 | 0 | 110 |
| MATERIALS SELECT SECTOR SPDR FUND | Exchange Traded Fund | 81369Y100 |  | 24 | 303 | SH |  | OTR | 3 | 0 | 0 | 303 |
| MCKESSON CORP COM | Common Stock | 58155Q103 |  | 87 | 232 | SH |  | OTR | 2 | 0 | 0 | 232 |
| MERCK  CO INC COM | Common Stock | 58933Y105 |  | 111 | 998 | SH |  | OTR | 2 | 0 | 0 | 998 |
| META PLATFORMS INC CL A | Common Stock | 30303M102 |  | 4 | 30 | SH |  | SOLE | 0 | 0 | 0 | 30 |
| MICROCHIP TECHNOLOGY INC. COM | Common Stock | 595017104 |  | 35 | 504 | SH |  | OTR | 2 | 0 | 0 | 504 |
| MICROSOFT CORP COM | Common Stock | 594918104 |  | 126 | 524 | SH |  | OTR | 2 | 0 | 0 | 524 |
| MONDELEZ INTL INC CL A | Common Stock | 609207105 |  | 76 | 1137 | SH |  | OTR | 2 | 0 | 0 | 1137 |
| MORGAN STANLEY COM NEW | Common Stock | 617446448 |  | 75 | 887 | SH |  | OTR | 2 | 0 | 0 | 887 |
| NEXTERA ENERGY INC COM | Common Stock | 65339F101 |  | 67 | 798 | SH |  | OTR | 2 | 0 | 0 | 798 |
| NIKOLA CORP COM | Common Stock | 654110105 |  | 0 | 150 | SH |  | SOLE | 0 | 0 | 0 | 150 |
| NORFOLK SOUTHN CORP COM | Common Stock | 655844108 |  | 73 | 295 | SH |  | OTR | 2 | 0 | 0 | 295 |
| NVIDIA CORPORATION COM | Common Stock | 67066G104 |  | 2 | 16 | SH |  | SOLE | 0 | 0 | 0 | 16 |
| OVINTIV INC COM | Common Stock | 69047Q102 |  | 49 | 967 | SH |  | OTR | 2 | 0 | 0 | 967 |
| PACKAGING CORP AMER COM | Common Stock | 695156109 |  | 36 | 275 | SH |  | OTR | 2 | 0 | 0 | 275 |
| PALANTIR TECHNOLOGIES INC CL A | Common Stock | 69608A108 |  | 4 | 689 | SH |  | SOLE | 0 | 0 | 0 | 689 |
| PARKER-HANNIFIN CORP COM | Common Stock | 701094104 |  | 67 | 229 | SH |  | OTR | 2 | 0 | 0 | 229 |
| PENN ENTERTAINMENT INC COM | Common Stock | 707569109 |  | 8 | 265 | SH |  | SOLE | 0 | 0 | 0 | 265 |
| PIONEER NAT RES CO COM | Common Stock | 723787107 |  | 71 | 309 | SH |  | OTR | 2 | 0 | 0 | 309 |
| PROCTER AND GAMBLE CO COM | Common Stock | 742718109 |  | 7 | 43 | SH |  | SOLE | 0 | 0 | 0 | 43 |
| PROSHARES BITCOIN STRATEGY ETF | Exchange Traded Fund | 74347G440 |  | 6 | 594 | SH |  | SOLE | 0 | 0 | 0 | 594 |
| PRUDENTIAL FINL INC COM | Common Stock | 744320102 |  | 6 | 65 | SH |  | SOLE | 0 | 0 | 0 | 65 |
| QUANTUMSCAPE CORP COM CL A | Common Stock | 74767V109 |  | 0 | 30 | SH |  | SOLE | 0 | 0 | 0 | 30 |
| RAYTHEON TECHNOLOGIES CORP COM | Common Stock | 75513E101 |  | 50 | 493 | SH |  | OTR | 2 | 0 | 0 | 493 |
| REGAL REXNORD CORPORATION COM | Common Stock | 758750103 |  | 2 | 18 | SH |  | OTR | 2 | 0 | 0 | 18 |
| RIVIAN AUTOMOTIVE INC COM CL A | Common Stock | 76954A103 |  | 1 | 40 | SH |  | SOLE | 0 | 0 | 0 | 40 |
| ROBLOX CORP CL A | Common Stock | 771049103 |  | 1 | 25 | SH |  | SOLE | 0 | 0 | 0 | 25 |
| SCHWAB U.S. SMALL-CAP ETF | Exchange Traded Fund | 808524607 |  | 2 | 44 | SH |  | SOLE | 0 | 0 | 0 | 44 |
| SNOWFLAKE INC CL A | Common Stock | 833445109 |  | 3 | 18 | SH |  | SOLE | 0 | 0 | 0 | 18 |
| SPDR BLACKSTONE SENIOR LOAN ETF | Exchange Traded Fund | 78467V608 |  | 25 | 603 | SH |  | OTR | 3 | 0 | 0 | 603 |
| SPDR BLOOMBERG 1-10 YEAR TIPS ETF | Exchange Traded Fund | 78468R861 |  | 28 | 1514 | SH |  | OTR | 3 | 0 | 0 | 1514 |
| SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF | Exchange Traded Fund | 78464A391 |  | 18 | 864 | SH |  | OTR | 3 | 0 | 0 | 864 |
| SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | Exchange Traded Fund | 78467V848 |  | 91 | 2279 | SH |  | OTR | 3 | 0 | 0 | 2279 |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | Exchange Traded Fund | 78463X889 |  | 97 | 3251 | SH |  | OTR | 3 | 0 | 0 | 3251 |
| SPDR PORTFOLIO EMERGING MARKETS ETF | Exchange Traded Fund | 78463X509 |  | 34 | 1031 | SH |  | OTR | 3 | 0 | 0 | 1031 |
| SPDR PORTFOLIO EUROPE ETF | Exchange Traded Fund | 78463X103 |  | 24 | 700 | SH |  | OTR | 3 | 0 | 0 | 700 |
| SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF | Exchange Traded Fund | 78464A672 |  | 7 | 247 | SH |  | OTR | 3 | 0 | 0 | 247 |
| SPDR PORTFOLIO LONG TERM TREASURY ETF | Exchange Traded Fund | 78464A664 |  | 23 | 787 | SH |  | OTR | 3 | 0 | 0 | 787 |
| SPDR PORTFOLIO S 400 MID CAP ETF | Exchange Traded Fund | 78464A847 |  | 21 | 485 | SH |  | OTR | 3 | 0 | 0 | 485 |
| SPDR PORTFOLIO S 600 SMALL CAP ETF | Exchange Traded Fund | 78468R853 |  | 14 | 368 | SH |  | OTR | 3 | 0 | 0 | 368 |
| SPDR S 500 ETF TRUST | Exchange Traded Fund | 78462F103 |  | 227 | 592 | SH |  | SOLE | 0 | 0 | 0 | 592 |
| SPDR S INTERNATIONAL SMALL CAP ETF | Exchange Traded Fund | 78463X871 |  | 14 | 475 | SH |  | OTR | 3 | 0 | 0 | 475 |
| STERIS PLC SHS USD | Common Stock | G8473T100 |  | 3 | 14 | SH |  | OTR | 2 | 0 | 0 | 14 |
| TAPESTRY INC COM | Common Stock | 876030107 |  | 86 | 2265 | SH |  | OTR | 2 | 0 | 0 | 2265 |
| TE CONNECTIVITY LTD SHS | Common Stock | H84989104 |  | 75 | 653 | SH |  | OTR | 2 | 0 | 0 | 653 |
| TESLA INC COM | Common Stock | 88160R101 |  | 112 | 912 | SH |  | SOLE | 0 | 0 | 0 | 912 |
| TRACTOR SUPPLY CO COM | Common Stock | 892356106 |  | 2 | 10 | SH |  | OTR | 2 | 0 | 0 | 10 |
| TRUIST FINL CORP COM | Common Stock | 89832Q109 |  | 2 | 51 | SH |  | OTR | 2 | 0 | 0 | 51 |
| ULTA BEAUTY INC COM | Common Stock | 90384S303 |  | 77 | 165 | SH |  | OTR | 2 | 0 | 0 | 165 |
| UNDER ARMOUR INC CL C | Common Stock | 904311206 |  | 4 | 500 | SH |  | SOLE | 0 | 0 | 0 | 500 |
| UNITEDHEALTH GROUP INC COM | Common Stock | 91324P102 |  | 87 | 165 | SH |  | OTR | 2 | 0 | 0 | 165 |
| VAIL RESORTS INC COM | Common Stock | 91879Q109 |  | 23 | 97 | SH |  | OTR | 2 | 0 | 0 | 97 |
| VANECK RARE EARTH/STRATEGIC METALS ETF | Exchange Traded Fund | 92189H805 |  | 7 | 86 | SH |  | SOLE | 0 | 0 | 0 | 86 |
| VANGUARD CONSUMER DISCRETIONARY ETF | Exchange Traded Fund | 92204A108 |  | 208 | 949 | SH |  | SOLE | 0 | 0 | 0 | 949 |
| VANGUARD DIVIDEND APPRECIATION ETF | Exchange Traded Fund | 921908844 |  | 259 | 1703 | SH |  | SOLE | 0 | 0 | 0 | 1703 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | Exchange Traded Fund | 921943858 |  | 20019 | 476989 | SH |  | SOLE | 0 | 0 | 0 | 476989 |
| VANGUARD FTSE EMERGING MARKETS ETF | Exchange Traded Fund | 922042858 |  | 6722 | 172457 | SH |  | SOLE | 0 | 0 | 0 | 172457 |
| VANGUARD FTSE PACIFIC ETF | Exchange Traded Fund | 922042866 |  | 24 | 376 | SH |  | OTR | 3 | 0 | 0 | 376 |
| VANGUARD GROWTH ETF | Exchange Traded Fund | 922908736 |  | 17200 | 80707 | SH |  | SOLE | 0 | 0 | 0 | 80707 |
| VANGUARD HEALTH CARE ETF | Exchange Traded Fund | 92204A504 |  | 10 | 39 | SH |  | SOLE | 0 | 0 | 0 | 39 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | Exchange Traded Fund | 921946406 |  | 37 | 346 | SH |  | SOLE | 0 | 0 | 0 | 346 |
| VANGUARD INFORMATION TECHNOLOGY ETF | Exchange Traded Fund | 92204A702 |  | 797 | 2495 | SH |  | SOLE | 0 | 0 | 0 | 2495 |
| VANGUARD INTERMEDIATE-TERM BOND ETF | Exchange Traded Fund | 921937819 |  | 7380 | 99306 | SH |  | SOLE | 0 | 0 | 0 | 99306 |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | Exchange Traded Fund | 92206C870 |  | 6 | 81 | SH |  | SOLE | 0 | 0 | 0 | 81 |
| VANGUARD LONG-TERM BOND ETF | Exchange Traded Fund | 921937793 |  | 6822 | 94176 | SH |  | SOLE | 0 | 0 | 0 | 94176 |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | Exchange Traded Fund | 92206C771 |  | 7589 | 166714 | SH |  | SOLE | 0 | 0 | 0 | 166714 |
| VANGUARD RUSSELL 3000 ETF | Exchange Traded Fund | 92206C599 |  | 2 | 10 | SH |  | SOLE | 0 | 0 | 0 | 10 |
| VANGUARD S 500 ETF | Exchange Traded Fund | 922908363 |  | 3 | 8 | SH |  | SOLE | 0 | 0 | 0 | 8 |
| VANGUARD SHORT-TERM BOND ETF | Exchange Traded Fund | 921937827 |  | 14300 | 189960 | SH |  | SOLE | 0 | 0 | 0 | 189960 |
| VANGUARD SMALL-CAP ETF | Exchange Traded Fund | 922908751 |  | 4993 | 27206 | SH |  | SOLE | 0 | 0 | 0 | 27206 |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | Exchange Traded Fund | 92203J407 |  | 15152 | 319466 | SH |  | SOLE | 0 | 0 | 0 | 319466 |
| VANGUARD TOTAL STOCK MARKET ETF | Exchange Traded Fund | 922908769 |  | 50 | 261 | SH |  | SOLE | 0 | 0 | 0 | 261 |
| VANGUARD VALUE ETF | Exchange Traded Fund | 922908744 |  | 17812 | 126894 | SH |  | SOLE | 0 | 0 | 0 | 126894 |
| VISA INC COM CL A | Common Stock | 92826C839 |  | 81 | 391 | SH |  | OTR | 2 | 0 | 0 | 391 |
| WALMART INC COM | Common Stock | 931142103 |  | 75 | 524 | SH |  | OTR | 2 | 0 | 0 | 524 |
| WELLS FARGO CO NEW COM | Common Stock | 949746101 |  | 68 | 1642 | SH |  | OTR | 2 | 0 | 0 | 1642 |
| WORKDAY INC CL A | Common Stock | 98138H101 |  | 43 | 256 | SH |  | OTR | 2 | 0 | 0 | 256 |
| ZOETIS INC CL A | Common Stock | 98978V103 |  | 2 | 13 | SH |  | OTR | 2 | 0 | 0 | 13 |

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