# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-25-182509
**Filing Date:** 2025-7
**Character Count:** 26223
**Document Hash:** 40579b621be9b38cd95674e7ae115f01
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-182509.hdr.sgml**: 20250729

**ACCESSION NUMBER**: 0001752724-25-182509

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250531

**FILED AS OF DATE**: 20250729

**DATE AS OF CHANGE**: 20250729

**PERIOD START**: 20260228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251161223

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FM Compounders Equity ETF (Series ID: S000088455)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000254728 | FM Compounders Equity ETF | FMCE            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 94.2%** |  |
|  | **APPAREL & TEXTILE PRODUCTS - 1.4%** |  |
| 14423 | NIKE, Inc., Class B | &nbsp;&nbsp;&nbsp; $873890 |
|  | **ASSET MANAGEMENT - 3.0%** |  |
| 15119 | KKR & Company, Inc. | &nbsp;&nbsp;&nbsp; 1836354 |
|  | **BANKING - 5.3%** |  |
| 7966 | M&T Bank Corporation | &nbsp;&nbsp;&nbsp; 1454909 |
| 30512 | US Bancorp | &nbsp;&nbsp;&nbsp; 1330018 |
| 6552 | Wells Fargo & Company | &nbsp;&nbsp;&nbsp; 489959 |
|  |  | &nbsp;&nbsp; 3274886 |
|  | **BIOTECH & PHARMA - 1.3%** |  |
| 1094 | Eli Lilly & Company | &nbsp;&nbsp;&nbsp; 807011 |
|  | **CHEMICALS - 2.5%** |  |
| 3324 | Linde PLC | &nbsp;&nbsp;&nbsp; 1554236 |
|  | **DIVERSIFIED INDUSTRIALS - 2.1%** |  |
| 4339 | General Electric Company | &nbsp;&nbsp;&nbsp; 1067004 |
| 878 | Honeywell International, Inc. | &nbsp;&nbsp;&nbsp; 199016 |
|  |  | &nbsp;&nbsp; 1266020 |
|  | **E-COMMERCE DISCRETIONARY - 2.4%** |  |
| 7133 | Amazon.com, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1462336 |
|  | **ELECTRICAL EQUIPMENT - 1.5%** |  |
| 1881 | GE Vernova, LLC | &nbsp;&nbsp;&nbsp; 889675 |
|  | **ENTERTAINMENT CONTENT - 1.9%** |  |
| 2721 | Take-Two Interactive Software, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 615708 |
| 4999 | Walt Disney Company (The) | &nbsp;&nbsp;&nbsp; 565087 |
|  |  | &nbsp;&nbsp; 1180795 |
|  | **FOOD - 1.7%** |  |
| 15775 | Mondelez International, Inc., Class A | &nbsp;&nbsp;&nbsp; 1064655 |

---

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 94.2% (Continued)** |  |
|  | **HOUSEHOLD PRODUCTS - 1.7%** |  |
| 6297 | Procter & Gamble Company (The) | &nbsp;&nbsp;&nbsp; $1069797 |
|  | **INSTITUTIONAL FINANCIAL SERVICES - 0.9%** |  |
| 870 | Goldman Sachs Group, Inc. (The) | &nbsp;&nbsp;&nbsp; 522392 |
|  | **INSURANCE - 15.8%** |  |
| 9127 | Berkshire Hathaway, Inc., Class B<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 4599643 |
| 4547 | Brown & Brown, Inc. | &nbsp;&nbsp;&nbsp; 513356 |
| 1435 | Enstar Group Ltd.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 480739 |
| 12454 | Progressive Corp./The | &nbsp;&nbsp;&nbsp; 3548518 |
| 310 | White Mountains Insurance Group Ltd. | &nbsp;&nbsp;&nbsp; 553288 |
|  |  | &nbsp;&nbsp; 9695544 |
|  | **INTERNET MEDIA & SERVICES - 3.2%** |  |
| 2848 | Alphabet, Inc., Class C | &nbsp;&nbsp;&nbsp; 492277 |
| 2271 | Meta Platforms, Inc., Class A | &nbsp;&nbsp;&nbsp; 1470449 |
|  |  | &nbsp;&nbsp; 1962726 |
|  | **LEISURE FACILITIES & SERVICES - 1.3%** |  |
| 1160 | McDonald's Corporation | &nbsp;&nbsp;&nbsp; 364066 |
| 5324 | Starbucks Corporation | &nbsp;&nbsp;&nbsp; 446950 |
|  |  | &nbsp;&nbsp; 811016 |
|  | **MACHINERY - 2.0%** |  |
| 12360 | Veralto Corporation | &nbsp;&nbsp;&nbsp; 1248731 |
|  | **MEDICAL EQUIPMENT & DEVICES – 4.9%** |  |
| 3944 | Abbott Laboratories | &nbsp;&nbsp;&nbsp; 526840 |
| 11809 | Danaher Corporation | &nbsp;&nbsp;&nbsp; 2242529 |
| 1273 | West Pharmaceutical Services, Inc. | &nbsp;&nbsp;&nbsp; 268412 |
|  |  | &nbsp;&nbsp; 3037781 |
|  | **OIL & GAS PRODUCERS - 2.0%** |  |
| 10728 | Phillips 66 | &nbsp;&nbsp;&nbsp; 1217413 |
|  | **RETAIL - CONSUMER STAPLES - 0.7%** |  |
| 4301 | Walmart, Inc. | &nbsp;&nbsp;&nbsp; 424595 |

---

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 94.2% (Continued)** |  |
|  | **RETAIL - DISCRETIONARY - 4.0%** |  |
| 410 | AutoZone, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $1530546 |
| 4049 | Lowe's Companies, Inc. | &nbsp;&nbsp;&nbsp; 913981 |
|  |  | &nbsp;&nbsp; 2444527 |
|  | **SEMICONDUCTORS - 5.3%** |  |
| 10146 | Applied Materials, Inc. | &nbsp;&nbsp;&nbsp; 1590385 |
| 445 | ASML Holding N.V. - ADR | &nbsp;&nbsp;&nbsp; 327863 |
| 69652 | Intel Corporation | &nbsp;&nbsp;&nbsp; 1361697 |
|  |  | &nbsp;&nbsp; 3279945 |
|  | **SOFTWARE - 9.1%** |  |
| 1859 | ANSYS, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 614994 |
| 30685 | Blackline, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1716212 |
| 2705 | Microsoft Corporation | &nbsp;&nbsp;&nbsp; 1245274 |
| 7512 | Salesforce, Inc. | &nbsp;&nbsp;&nbsp; 1993459 |
|  |  | &nbsp;&nbsp; 5569939 |
|  | **SPECIALTY FINANCE - 5.2%** |  |
| 10876 | American Express Company | &nbsp;&nbsp;&nbsp; 3198088 |
|  | **TECHNOLOGY SERVICES - 8.4%** |  |
| 3943 | Mastercard, Inc., Class A | &nbsp;&nbsp;&nbsp; 2309021 |
| 7863 | Visa, Inc., Class A | &nbsp;&nbsp;&nbsp; 2871489 |
|  |  | &nbsp;&nbsp; 5180510 |
|  | **TOBACCO & CANNABIS - 3.3%** |  |
| 11234 | Philip Morris International, Inc. | &nbsp;&nbsp;&nbsp; 2028748 |
|  | **TRANSPORTATION & LOGISTICS - 1.6%** |  |
| 3518 | Expeditors International of Washington, Inc. | &nbsp;&nbsp;&nbsp; 396584 |
| 2731 | Union Pacific Corporation | &nbsp;&nbsp;&nbsp; 605354 |
|  |  | &nbsp;&nbsp; 1001938 |
|  | **TRANSPORTATION EQUIPMENT - 1.1%** |  |
| 6552 | Allison Transmission Holdings, Inc. | &nbsp;&nbsp;&nbsp; 678263 |

---

---

| | | |
|:---|:---|:---|
| **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** | **FM COMPOUNDERS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **May 31, 2025** | **May 31, 2025** | **May 31, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 94.2% (Continued)** |  |
|  | **WHOLESALE - CONSUMER STAPLES - 0.6%** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4812 | Sysco Corporation | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;$351276 |
|  | **TOTAL COMMON STOCKS (Cost $35,150,147)** | &nbsp;&nbsp; 57933087 |
|  | **SHORT-TERM INVESTMENT — 5.9%** |  |
|  | **MONEY MARKET FUND - 5.9%** |  |
| 3595564 | Goldman Sachs Financial Square Government Fund, Institutional Shares, 4.20% **(Cost $3,595,564)**<sup>(b)</sup> | &nbsp;&nbsp;&nbsp; 3595564 |
|  | **TOTAL INVESTMENTS - 100.1% (Cost $38,745,711)** | &nbsp;&nbsp;&nbsp; $61528651 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.1)%** | &nbsp;&nbsp; (44062) |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $61484589 |

---

---

| | |
|:---|:---|
| ADR | - American Depositary Receipt |
| LLC | - Limited Liability Company |
| LTD | - Limited Company |
| N.V. | - Naamioze Vennootschap |
| PLC | - Public Limited Company |
| <sup>(a)</sup> | Non-income producing security. |
| <sup>(b)</sup> | Rate disclosed is the seven day effective yield as of May 31, 2025. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FM Compounders Equity ETF

- **b. EDGAR series identifier (if any):** S000088455

- **c. LEI of Series:** 529900Y9LK6GAKHI3443

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-02-28

- **b. Date as of which information is reported:** 2025-05-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $61579931.30

**Total Liabilities:** $95342.16

**Net Assets:** $61484589.14

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000254728 | -2.89%               | -0.52%               | 4.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1560.46                | $-1805744.26                               |
| Month 2  | $5919288.39              | $-6898847.72                               |
| Month 3  | $11662991.92             | $-9199270.72                               |

### Schedule of Portfolio Investments

| Name                                        | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Take-Two Interactive Software Inc.          | TAKE-TWO INTERAC | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |      2721 | NS      | $615707.88    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corporation                           | SYSCO CORP       | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |      4812 | NS      | $351276.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc.                | HONEYWELL INTL   | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |       878 | NS      | $199016.26    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services Incorporated   | WEST PHARMACEUT  | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      1273 | NS      | $268412.05    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Company                         | WALT DISNEY CO/T | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      4999 | NS      | $565086.96    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp.                             | STARBUCKS CORP   | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |      5324 | NS      | $446949.80    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                         | ABBOTT LABS      | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      3944 | NS      | $526839.52    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.                             | ELI LILLY & CO   | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      1094 | NS      | $807010.98    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc.            | PHILIP MORRIS IN | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     11234 | NS      | $2028748.06   | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co.                           | WELLS FARGO & CO | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      6552 | NS      | $489958.56    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Enstar Group Ltd                            | ENSTAR GROUP LTD | CUSIP: G3075P101<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EC               | CORP              | BM        |      1435 | NS      | $480739.35    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation                         | DANAHER CORP     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     11809 | NS      | $2242529.10   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T Bank Corporation                        | M&T BANK CORP    | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |      7966 | NS      | $1454910.24   | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                             | GE VERNOVA LLC   | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      1881 | NS      | $889675.38    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                           | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     69652 | NS      | $1361696.60   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation                 | PROGRESSIVE CORP | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     12454 | NS      | $3548518.22   | 5.77%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bancorp.                               | US BANCORP       | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     30512 | NS      | $1330018.08   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding N.V.                           | ASML HOLDING-NY  | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |       445 | NS      | $327862.65    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                                 | PHILLIPS 66      | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |     10728 | NS      | $1217413.44   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                               | KKR & CO INC     | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     15119 | NS      | $1836353.74   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                     | BERKSHIRE HATH-B | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      9127 | NS      | $4599642.92   | 7.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                    | VISA INC-CLASS A | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      7863 | NS      | $2871488.97   | 4.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Veralto Corp.                               | VERALTO CORP     | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     12360 | NS      | $1248730.80   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                       | LOWE'S COS INC   | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      4049 | NS      | $913980.77    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                                  | NIKE INC -CL B   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     14423 | NS      | $873889.57    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                     | MASTERCARD INC-A | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      3943 | NS      | $2309020.80   | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group, Inc.                   | GOLDMAN SACHS GP | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       870 | NS      | $522391.50    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                             | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      2705 | NS      | $1245273.80   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown & Brown Inc                           | BROWN & BROWN    | CUSIP: 115236101<br>LEI: 549300PC8KTJ71XKFY89 | Long             | EC               | CORP              | US        |      4547 | NS      | $513356.30    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Ansys Inc                                   | ANSYS INC        | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |      1859 | NS      | $614994.38    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                            | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      7133 | NS      | $1462336.33   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                 | WALMART INC      | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      4301 | NS      | $424594.72    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                   | LINDE PLC        | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |      3324 | NS      | $1554235.92   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                      | APPLIED MATERIAL | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     10146 | NS      | $1590385.50   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| The Procter & Gamble Co.                    | PROCTER & GAMBLE | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      6297 | NS      | $1069797.33   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust                         | GS-GOVT-FST      | CUSIP: 38141W273<br>LEI: S2FHCT8U6D2VORP0J605 | Long             | STIV             | RF                | US        |   3595564 | PA      | $3595563.69   | 5.85%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                    | AMERICAN EXPRESS | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     10876 | NS      | $3198087.80   | 5.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                               | BLACKLINE INC    | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     30685 | NS      | $1716212.05   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                   | UNION PAC CORP   | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      2731 | NS      | $605353.46    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp.                            | MCDONALDS CORP   | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      1160 | NS      | $364066.00    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Expeditors International Of Washington Inc. | EXPEDITORS INTL  | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |      3518 | NS      | $396584.14    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Allison Transmission Holdings Inc           | ALLISON TRANSMIS | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |      6552 | NS      | $678263.04    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                               | ALPHABET INC-C   | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      2848 | NS      | $492276.80    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International, Inc.                | MONDELEZ INTER-A | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |     15775 | NS      | $1064654.75   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| White Mountains Insurance Group Ltd.        | WHITE MOUNTAINS  | CUSIP: G9618E107<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | BM        |       310 | NS      | $553288.00    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                          | META PLATFORMS-A | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2271 | NS      | $1470449.79   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                                | GENERAL ELECTRIC | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      4339 | NS      | $1067003.49   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                             | SALESFORCE INC   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      7512 | NS      | $1993459.44   | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Autozone, Inc.                              | AUTOZONE INC     | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       410 | NS      | $1530546.40   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-06-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer