# EDGAR Filing Document

**Accession Number:** 0001320854
**File Stem:** 0001209191-23-005842
**Filing Date:** 2023-2
**Character Count:** 9076
**Document Hash:** ab29f2efa9e279cacfb20345bed7aa31
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-005842.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001209191-23-005842

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230130

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Meyer James R
- **CENTRAL INDEX KEY:** 0001713182

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-51237
- **FILM NUMBER:** 23574985

**MAIL ADDRESS:**
- **STREET 1:** TWO NORTH RIVERSIDE PLAZA, SUITE 1300
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FreightCar America, Inc.
- **CENTRAL INDEX KEY:** 0001320854
- **STANDARD INDUSTRIAL CLASSIFICATION:** RAILROAD EQUIPMENT [3743]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 125 SOUTH WACKER DRIVE
- **STREET 2:** SUITE 1500
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** (800) 458-2235

**MAIL ADDRESS:**
- **STREET 1:** 125 SOUTH WACKER DRIVE
- **STREET 2:** SUITE 1500
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FCA Acquisition Corp.
- **DATE OF NAME CHANGE:** 20050316

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Meyer James R<br><sub>(Last) (First) (Middle)</sub><br>125 SOUTH WACKER DRIVE<br>SUITE 1500<br><sub>(Street)</sub><br>CHICAGO, IL 60606<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-30 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>FreightCar America, Inc. [ RAIL ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-30 |  | M |  | 42815 | A | <sup>(1)</sup> | 607515 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Employee Restricted Stock Unit | $0.00 | 2023-01-30 |  | M |  |  | 42815 | <sup>(2)</sup> | <sup>(2)</sup> | Common Stock | 42815 | $0.00 | 0 | D |  |
| Employee Stock Option | $3.22 |  |  |  |  |  |  | <sup>(3)</sup> | 2033-01-06 | Common Stock | 188585 |  | 188585 | D |  |
| Employee Stock Option | $3.82 |  |  |  |  |  |  | <sup>(4)</sup> | 2032-01-17 | Common Stock | 161402 |  | 161402 | D |  |
| Employee Stock Option | $3.81 |  |  |  |  |  |  | <sup>(5)</sup> | 2031-01-28 | Common Stock | 113276 |  | 113276 | D |  |
| Employee Stock Option | $2.38 |  |  |  |  |  |  | <sup>(6)</sup> | 2031-01-05 | Common Stock | 750000 |  | 750000 | D |  |
| Employee Stock Appreciation Right | $1.66 |  |  |  |  |  |  | <sup>(7)</sup> | 2030-01-24 | Common Stock | 332005 |  | 332005 | D |  |
| Employee Stock Option | $7.41 |  |  |  |  |  |  | <sup>(8)</sup> | 2029-01-14 | Common Stock | 72959 |  | 72959 | D |  |
| Employee Stock Option | $16.66 |  |  |  |  |  |  | <sup>(9)</sup> | 2028-01-12 | Common Stock | 33025 |  | 33025 | D |  |
| Employee Stock Option | $16.44 |  |  |  |  |  |  | <sup>(10)</sup> | 2027-07-31 | Common Stock | 350000 |  | 350000 | D |  |

---

### Footnotes:

(1) Restricted stock units convert into shares of common stock on a one for one basis.

(2) On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which vested on January 30, 2023. Effective December 7, 2022, the grant was amended to be settled in shares of common stock instead of cash.

(3) On January 6, 2023, the recipient was granted 188,585 options which will vest in three equal annual installments beginning on January 6, 2024.

(4) On January 17, 2022, the recipient was granted 161,402 options. 54,876 options are fully vested and currently exercisable. 53,263 options will vest on January 17, 2024 and 53,263 options will vest on January 17, 2025.

(5) On January 28, 2021, the recipient was granted 113,276 options. 78,394 options are fully vested and currently exercisable and 37,382 options will vest on January 28, 2024.

(6) On January 5, 2021, the recipient was granted 750,000 cash-settled stock appreciation rights. 502,500 cash-settled stock appreciation rights are fully vested and currently exercisable and 247,500 cash-settled stock appreciation rights will vest on January 5, 2024.

(7) On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which are fully vested and currently exercisable.

(8) On January 14, 2019, the recipient was granted 72,959 options which are fully vested and currently exercisable.

(9) On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable.

(10) On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.

**Signature:** /s/ Celia Perez, as attorney in fact  
**Date:** 2023-02-01

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**