# EDGAR Filing Document

**Accession Number:** 0000891944
**File Stem:** 0000894189-25-019106
**Filing Date:** 2025-12
**Character Count:** 25284
**Document Hash:** 1e9513d7b911c8a2de1ce994bdfd840e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-019106.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000894189-25-019106

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HENNESSY FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000891944

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07168
- **FILM NUMBER:** 251604053

**BUSINESS ADDRESS:**
- **STREET 1:** 7250  REDWOOD BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94945
- **BUSINESS PHONE:** 8009664354

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 E MICHIGAN ST MK-WI-LC-2
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENLOPEN FUND
- **DATE OF NAME CHANGE:** 19921217

## Series and Classes Contracts Data

### Hennessy Japan Small Cap Fund (Series ID: S000044806)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000139161 | Investor Class      | HJPSX           |
| C000157631 | Institutional Class | HJSIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Hennessy Funds Trust

- **b. Investment Company Act file number:** 811-07168

- **c. CIK number of Registrant:** 0000891944

- **d. LEI of Registrant:** 254900O0F8MQNN7UZ261

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 7250 Redwood Blvd.

  - **City:** Novato

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 94945

  - **Telephone number:** 1-800-966-4354

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hennessy Japan Small Cap Fund

- **b. EDGAR series identifier (if any):** S000044806

- **c. LEI of Series:** 254900414IO3OMRVKA90

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $129434953.92

**Total Liabilities:** $277017.15

**Net Assets:** $129157936.77

**Cash Not Reported:** $22864.01

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000139161 | 6.38%                | 3.47%                | -3.58%               |
| Class ID C000157631 | 6.42%                | 3.47%                | -3.49%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3153190.26              | $4964662.94                                |
| Month 2  | $1968407.46              | $2033397.31                                |
| Month 3  | $3788246.50              | $-8549741.82                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Nippon Signal Co Ltd           | Nippon Signal Co Ltd                       | CUSIP: N/A<br>LEI: 353800WH3SH4B0OO8074       | Long             | EC               | CORP              | JP        |    125600 | NS      | $1026902.86   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Nissei ASB Machine Co Ltd      | Nissei ASB Machine Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     60800 | NS      | $2698540.00   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Optex Group Co Ltd             | Optex Group Co Ltd                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    127100 | NS      | $1924108.10   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| SBS Holdings Inc               | SBS Holdings Inc                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     96200 | NS      | $2116137.82   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Tocalo Co Ltd                  | Tocalo Co Ltd                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     85200 | NS      | $1252209.46   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Transcosmos Inc                | Transcosmos Inc                            | CUSIP: N/A<br>LEI: 353800AAR1GYRFDRTV97       | Long             | EC               | CORP              | JP        |    107500 | NS      | $2546070.99   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| LITALICO Inc                   | LITALICO Inc                               | CUSIP: N/A<br>LEI: 3538004MOOB28U39ZZ73       | Long             | EC               | CORP              | JP        |    242800 | NS      | $1944164.56   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| AGC Inc                        | AGC Inc                                    | CUSIP: N/A<br>LEI: JE4WFFEELMVPFZ0G1E77       | Long             | EC               | CORP              | JP        |     83700 | NS      | $2617831.42   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Mizuno Corp                    | Mizuno Corp                                | CUSIP: N/A<br>LEI: 353800HVH84K5YH37819       | Long             | EC               | CORP              | JP        |    116100 | NS      | $2098855.36   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Nitto Kogyo Corp               | Nitto Kogyo Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     75100 | NS      | $1800626.18   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Tosei Corp                     | Tosei Corp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    141900 | NS      | $3020128.48   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Sankyu Inc                     | Sankyu Inc                                 | CUSIP: N/A<br>LEI: 529900QWTXZZEM1T5G75       | Long             | EC               | CORP              | JP        |     44300 | NS      | $2261999.22   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Tanseisha Co Ltd               | Tanseisha Co Ltd                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    213300 | NS      | $1842205.57   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Towa Corp                      | Towa Corp                                  | CUSIP: N/A<br>LEI: 353800HAMO7IT6KBJX75       | Long             | EC               | CORP              | JP        |     82600 | NS      | $1272954.38   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Macnica Holdings Inc           | Macnica Holdings Inc                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     75900 | NS      | $1083019.27   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   5254311 | NS      | $5254311.43   | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Kanamoto Co Ltd                | Kanamoto Co Ltd                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    116800 | NS      | $2724651.22   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Gakujo Co Ltd                  | Gakujo Co Ltd                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    143000 | NS      | $1497644.54   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Nichiha Corp                   | Nichiha Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     71700 | NS      | $1276651.74   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Tokyo Ohka Kogyo Co Ltd        | Tokyo Ohka Kogyo Co Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     54100 | NS      | $1984474.08   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Mitsubishi Research Institute  | Mitsubishi Research Institute Inc          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     60700 | NS      | $1922107.59   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Genky DrugStores Co Ltd        | Genky DrugStores Co Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     79000 | NS      | $2629744.99   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Raksul Inc                     | Raksul Inc                                 | CUSIP: N/A<br>LEI: 353800MJOUNWM4MY4B07       | Long             | EC               | CORP              | JP        |    174600 | NS      | $1198668.48   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Ariake Japan Co Ltd            | Ariake Japan Co Ltd                        | CUSIP: N/A<br>LEI: 353800PBX8D0J0H60M72       | Long             | EC               | CORP              | JP        |     41700 | NS      | $1463869.96   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Canon Marketing Japan Inc      | Canon Marketing Japan Inc                  | CUSIP: N/A<br>LEI: 529900WMTZBIIROD5K97       | Long             | EC               | CORP              | JP        |     42800 | NS      | $1784374.80   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Daikokutenbussan Co Ltd        | Daikokutenbussan Co Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     46700 | NS      | $1878787.88   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Saizeriya Co Ltd               | Saizeriya Co Ltd                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     36100 | NS      | $1180611.25   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Onward Holdings Co Ltd         | Onward Holdings Co Ltd                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    297200 | NS      | $1247734.73   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulvac Inc                      | Ulvac Inc                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     51200 | NS      | $2333585.10   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Nihon Kohden Corp              | Nihon Kohden Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    185300 | NS      | $2143857.63   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Daihen Corp                    | Daihen Corp                                | CUSIP: N/A<br>LEI: 353800VGTLA3QRNG5478       | Long             | EC               | CORP              | JP        |     49700 | NS      | $3266893.78   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Sakata Seed Corp               | Sakata Seed Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     83400 | NS      | $2137628.97   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Takasago Thermal               | Takasago Thermal Engineering Co Ltd        | CUSIP: N/A<br>LEI: 353800VL9UEB0RUJLC67       | Long             | EC               | CORP              | JP        |     44200 | NS      | $1312433.98   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| EF-ON INC                      | EF-ON INC                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    244900 | NS      | $629293.36    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Nishi-Nippon Financial Holding | Nishi-Nippon Financial Holdings Inc        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    265000 | NS      | $4536175.46   | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Fukuda Corp                    | Fukuda Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     17800 | NS      | $794653.17    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Amada Co Ltd                   | Amada Co Ltd                               | CUSIP: N/A<br>LEI: 529900QF5O6TQGCPDX85       | Long             | EC               | CORP              | JP        |     52700 | NS      | $630238.79    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Computer Engineering & Consult | Computer Engineering & Consulting Ltd      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     55100 | NS      | $773352.15    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Elecom Co Ltd                  | Elecom Co Ltd                              | CUSIP: N/A<br>LEI: 353800BXFUVR7EPC0G35       | Long             | EC               | CORP              | JP        |    101400 | NS      | $1186980.73   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Musashino Bank Ltd/The         | Musashino Bank Ltd/The                     | CUSIP: N/A<br>LEI: 353800L8RJMVN2OOS612       | Long             | EC               | CORP              | JP        |    125600 | NS      | $3382259.43   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| NOK Corp                       | NOK Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    162800 | NS      | $2899785.87   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| OSG Corp                       | OSG Corp                                   | CUSIP: N/A<br>LEI: 353800IWJAOVAFO6X450       | Long             | EC               | CORP              | JP        |    126500 | NS      | $1836634.55   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Maeda Kosen Co Ltd             | Maeda Kosen Co Ltd                         | CUSIP: N/A<br>LEI: 353800PBX8SI9I66NP60       | Long             | EC               | CORP              | JP        |    337600 | NS      | $4223559.79   | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Loadstar Capital KK            | Loadstar Capital KK                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     64300 | NS      | $1347667.25   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Future Corp                    | Future Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    119800 | NS      | $1691550.19   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Fukuyama Transporting Co Ltd   | Fukuyama Transporting Co Ltd               | CUSIP: N/A<br>LEI: 529900Z7D20PNX4HSO85       | Long             | EC               | CORP              | JP        |     65100 | NS      | $1615777.69   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanwa Co Ltd                   | Hanwa Co Ltd                               | CUSIP: N/A<br>LEI: 8EUP1TJYZFX3T1E5AJ33       | Long             | EC               | CORP              | JP        |     30300 | NS      | $1266186.49   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Eternal Hospitality Group Co L | Eternal Hospitality Group Co Ltd           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     78100 | NS      | $1422533.90   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Relo Group Inc                 | Relo Group Inc                             | CUSIP: N/A<br>LEI: 353800T595XRZDA8IB59       | Long             | EC               | CORP              | JP        |    266100 | NS      | $2862849.91   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Yamami Co                      | Yamami Co                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     45700 | NS      | $1187648.43   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Musashi Seimitsu Industry Co L | Musashi Seimitsu Industry Co Ltd           | CUSIP: N/A<br>LEI: 353800J742CBBV9MSZ43       | Long             | EC               | CORP              | JP        |    117400 | NS      | $2658659.40   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Daicel Corp                    | Daicel Corp                                | CUSIP: N/A<br>LEI: 353800ZG4XF6D7NZGS72       | Long             | EC               | CORP              | JP        |     37000 | NS      | $318957.24    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Aeon Fantasy Co Ltd            | Aeon Fantasy Co Ltd                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     91500 | NS      | $1655917.85   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Nissan Chemical Corp           | Nissan Chemical Corp                       | CUSIP: N/A<br>LEI: 3538002E4L1CUGJFFU25       | Long             | EC               | CORP              | JP        |     54800 | NS      | $1855113.88   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Penta-Ocean Cons               | Penta-Ocean Construction Co Ltd            | CUSIP: N/A<br>LEI: 529900QN42Q9UIW3AS17       | Long             | EC               | CORP              | JP        |    408100 | NS      | $3745749.46   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| MIMAKI ENGINEERING CO LTD      | MIMAKI ENGINEERING CO LTD                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    109400 | NS      | $1209639.87   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| PeptiDream Inc                 | PeptiDream Inc                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    140000 | NS      | $1416715.33   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CKD Corp                       | CKD Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     75800 | NS      | $1630504.19   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Nabtesco Corp                  | Nabtesco Corp                              | CUSIP: N/A<br>LEI: 529900DVHQXYRTGW7739       | Long             | EC               | CORP              | JP        |    101800 | NS      | $2557715.92   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Koshidaka Holdings Co Ltd      | Koshidaka Holdings Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    143500 | NS      | $1098760.63   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Trusco Nakayama Corp           | Trusco Nakayama Corp                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    133200 | NS      | $2103749.27   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Takashimaya Co Ltd             | Takashimaya Co Ltd                         | CUSIP: N/A<br>LEI: 353800IFO566STDN4V78       | Long             | EC               | CORP              | JP        |    179900 | NS      | $1929042.57   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsuzuki Denki Co Ltd           | Tsuzuki Denki Co Ltd                       | CUSIP: N/A<br>LEI: 3538008A8ICJLVI54474       | Long             | EC               | CORP              | JP        |    105000 | NS      | $2153007.59   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| YAKUODO Holdings Co Ltd        | YAKUODO Holdings Co Ltd                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    109800 | NS      | $1449180.46   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Warabeya                       | Warabeya Nichiyo Holdings Co Ltd           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     96700 | NS      | $1957718.51   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Star Mica Holdings Co Ltd      | Star Mica Holdings Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    214200 | NS      | $1581724.74   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-01

**Name of Applicant:** Hennessy Funds Trust

**Signature:** /s/ Teresa M. Nilsen

**Name of Signer:** Teresa M. Nilsen

**Title:** Treasurer