# EDGAR Filing Document

**Accession Number:** 0001599562
**File Stem:** 0001599562-23-000002
**Filing Date:** 2023-2
**Character Count:** 12709
**Document Hash:** 8ac82e7b8af7e2a1722f5c026c4e55da
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001599562-23-000002.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001599562-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Granite Point Capital Management, L.P.
- **CENTRAL INDEX KEY:** 0001599562
- **IRS NUMBER:** 582680000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15869
- **FILM NUMBER:** 23594166

**BUSINESS ADDRESS:**
- **STREET 1:** 109 STATE STREET
- **STREET 2:** 5TH FLOOR
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109
- **BUSINESS PHONE:** 617-587-7507

**MAIL ADDRESS:**
- **STREET 1:** 109 STATE STREET
- **STREET 2:** 5TH FLOOR
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Granite Point Capital Management L.P.<br>**Address:** 109 State Street<br>5th Floor<br>Boston, MA 02109

**Form 13F File Number:** 028-15869

**CRD Number (if applicable):** 000138225

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** C. David Bushley<br>**Title:** Chief Compliance Officer<br>**Phone:** 617-587-7507

**Signature, Place, and Date of Signing:**

C. David Bushley  Boston, MA  2-7-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 90

**Form 13F Information Table Value Total:** $156709958

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADICET BIO INC | COM | 007002108 |  | 402300 | 45000 | SH |  | SOLE | N/A | 45000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | NOTE  2.125% 9/0 | 007903BD8 |  | 4048226 | 500000 | PRN |  | SOLE | N/A | 500000 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 |  | 1010034 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 2642700 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | CALL | 01609W902 |  | 1761800 | 20000 | SH | Call | SOLE | N/A | 20000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4270332 | 48400 | SH |  | SOLE | N/A | 48400 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1428000 | 17000 | SH |  | SOLE | N/A | 17000 | 0 | 0 |
| AMAZON COM INC | CALL | 023135906 |  | 3024000 | 36000 | SH | Call | SOLE | N/A | 36000 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 428769 | 3300 | SH |  | SOLE | N/A | 3300 | 0 | 0 |
| APPLIED DIGITAL CORP | COM NEW | 038169207 |  | 2704311 | 1469734 | SH |  | SOLE | N/A | 1469734 | 0 | 0 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1093400 | 35000 | SH |  | SOLE | N/A | 35000 | 0 | 0 |
| ARK ETF TR | CALL | 00214Q902 |  | 624800 | 20000 | SH | Call | SOLE | N/A | 20000 | 0 | 0 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 546400 | 1000 | SH |  | SOLE | N/A | 1000 | 0 | 0 |
| AXT INC | COM | 00246W103 |  | 45784 | 10453 | SH |  | SOLE | N/A | 10453 | 0 | 0 |
| BAIDU INC | SPON ADR REP A | 056752108 |  | 915040 | 8000 | SH |  | SOLE | N/A | 8000 | 0 | 0 |
| BILIBILI INC | NOTE  1.250% 6/1 | 090040AD8 |  | 989400 | 1000000 | PRN |  | SOLE | N/A | 1000000 | 0 | 0 |
| BILL COM HLDGS INC | COM | 090043100 |  | 326880 | 3000 | SH |  | SOLE | N/A | 3000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 952450 | 5000 | SH |  | SOLE | N/A | 5000 | 0 | 0 |
| BOOT BARN HLDGS INC | COM | 099406100 |  | 250080 | 4000 | SH |  | SOLE | N/A | 4000 | 0 | 0 |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 |  | 1781000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| CARRIAGE SVCS INC | COM | 143905107 |  | 223625 | 8120 | SH |  | SOLE | N/A | 8120 | 0 | 0 |
| CATERPILLAR INC | PUT | 149123951 |  | 11978000 | 50000 | SH | Put | SOLE | N/A | 50000 | 0 | 0 |
| CIGNA CORP NEW | PUT | 125523950 |  | 19880400 | 60000 | SH | Put | SOLE | N/A | 60000 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 441000 | 6000 | SH |  | SOLE | N/A | 6000 | 0 | 0 |
| DOCUSIGN INC | COM | 256163106 |  | 498780 | 9000 | SH |  | SOLE | N/A | 9000 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 186600 | 15000 | SH |  | SOLE | N/A | 15000 | 0 | 0 |
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 |  | 1313000 | 20000 | SH |  | SOLE | N/A | 20000 | 0 | 0 |
| ETSY INC | COM | 29786A106 |  | 359340 | 3000 | SH |  | SOLE | N/A | 3000 | 0 | 0 |
| EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 |  | 7080 | 133332 | SH |  | SOLE | N/A | 133332 | 0 | 0 |
| EVOLENT HEALTH INC | CL A | 30050B101 |  | 727272 | 25900 | SH |  | SOLE | N/A | 25900 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 672800 | 20000 | SH |  | SOLE | N/A | 20000 | 0 | 0 |
| GROWGENERATION CORP | COM | 39986L109 |  | 313600 | 80000 | SH |  | SOLE | N/A | 80000 | 0 | 0 |
| GUARDANT HEALTH INC | CALL | 40131M909 |  | 2720000 | 100000 | SH | Call | SOLE | N/A | 100000 | 0 | 0 |
| HF SINCLAIR CORP | COM | 403949100 |  | 518900 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| HYDROFARM HLDGS GROUP INC | COM | 44888K209 |  | 186000 | 120000 | SH |  | SOLE | N/A | 120000 | 0 | 0 |
| INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 |  | 974800 | 40000 | SH |  | SOLE | N/A | 40000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 532560 | 2000 | SH |  | SOLE | N/A | 2000 | 0 | 0 |
| INVESCO QQQ TR | PUT | 46090E953 |  | 2130240 | 8000 | SH | Put | SOLE | N/A | 8000 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 511700 | 2000 | SH |  | SOLE | N/A | 2000 | 0 | 0 |
| ISHARES TR | PUT | 464287955 |  | 4794900 | 27500 | SH | Put | SOLE | N/A | 27500 | 0 | 0 |
| ISHARES TR | 20+ YEAR TR BD | 46436E338 |  | 298680 | 3000 | SH |  | SOLE | N/A | 3000 | 0 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 1683900 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| JOINT CORP | COM | 47973J102 |  | 174750 | 12500 | SH |  | SOLE | N/A | 12500 | 0 | 0 |
| KE HLDGS INC | SPONSORED ADS | 482497104 |  | 698000 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 1087200 | 36000 | SH |  | SOLE | N/A | 36000 | 0 | 0 |
| KURA ONCOLOGY INC | COM | 50127T109 |  | 310250 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| LIGHT  WONDER INC | COM | 80874P109 |  | 879000 | 15000 | SH |  | SOLE | N/A | 15000 | 0 | 0 |
| LIVEPERSON INC | COM | 538146101 |  | 101400 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| MAGNITE INC | COM | 55955D100 |  | 317700 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 507744 | 600 | SH |  | SOLE | N/A | 600 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 4771601 | 39651 | SH |  | SOLE | N/A | 39651 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 651239 | 13030 | SH |  | SOLE | N/A | 13030 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1438920 | 6000 | SH |  | SOLE | N/A | 6000 | 0 | 0 |
| NEW ORIENTAL ED  TECHNOLOGY | SPON ADR | 647581206 |  | 522300 | 15000 | SH |  | SOLE | N/A | 15000 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 234020 | 2000 | SH |  | SOLE | N/A | 2000 | 0 | 0 |
| NIO INC | NOTE  4.500% 2/0 | 62914VAB2 |  | 1987840 | 1600000 | PRN |  | SOLE | N/A | 1600000 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 438420 | 3000 | SH |  | SOLE | N/A | 3000 | 0 | 0 |
| OKTA INC | CL A | 679295105 |  | 341650 | 5000 | SH |  | SOLE | N/A | 5000 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 160890 | 1072601 | SH |  | SOLE | N/A | 1072601 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 712200 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 373180 | 47000 | SH |  | SOLE | N/A | 47000 | 0 | 0 |
| PFIZER INC | CALL | 717081903 |  | 512400 | 10000 | SH | Call | SOLE | N/A | 10000 | 0 | 0 |
| PINDUODUO INC | SPONSORED ADS | 722304102 |  | 3017350 | 37000 | SH |  | SOLE | N/A | 37000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 2000 | 66666 | SH |  | SOLE | N/A | 66666 | 0 | 0 |
| REZOLUTE INC | COM NEW | 76200L309 |  | 410986 | 198544 | SH |  | SOLE | N/A | 198544 | 0 | 0 |
| RINGCENTRAL INC | CL A | 76680R206 |  | 283200 | 8000 | SH |  | SOLE | N/A | 8000 | 0 | 0 |
| ROCKET PHARMACEUTICALS INC | COM | 77313F106 |  | 2739800 | 140000 | SH |  | SOLE | N/A | 140000 | 0 | 0 |
| SABRE CORP | COM | 78573M104 |  | 185400 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 4811400 | 90000 | SH |  | SOLE | N/A | 90000 | 0 | 0 |
| SCHLUMBERGER LTD | PUT | 806857958 |  | 4811400 | 90000 | SH | Put | SOLE | N/A | 90000 | 0 | 0 |
| SCOTTS MIRACLE-GRO CO | CL A | 810186106 |  | 242950 | 5000 | SH |  | SOLE | N/A | 5000 | 0 | 0 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 785133 | 15090 | SH |  | SOLE | N/A | 15090 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 899570 | 7000 | SH |  | SOLE | N/A | 7000 | 0 | 0 |
| SELECT SECTOR SPDR TR | PUT | 81369Y956 |  | 2624100 | 30000 | SH | Put | SOLE | N/A | 30000 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 312390 | 9000 | SH |  | SOLE | N/A | 9000 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 |  | 526500 | 90000 | SH |  | SOLE | N/A | 90000 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | PUT | 78467X959 |  | 8283250 | 25000 | SH | Put | SOLE | N/A | 25000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2103365 | 5500 | SH |  | SOLE | N/A | 5500 | 0 | 0 |
| SPDR S 500 ETF TR | PUT | 78462F953 |  | 10708040 | 28000 | SH | Put | SOLE | N/A | 28000 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 415000 | 5000 | SH |  | SOLE | N/A | 5000 | 0 | 0 |
| SPOK HLDGS INC | COM | 84863T106 |  | 614250 | 75000 | SH |  | SOLE | N/A | 75000 | 0 | 0 |
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 |  | 282000 | 40000 | SH |  | SOLE | N/A | 40000 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 1330079 | 115659 | SH |  | SOLE | N/A | 115659 | 0 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 261188 | 97096 | SH |  | SOLE | N/A | 97096 | 0 | 0 |
| TRIP COM GROUP LTD | ADS | 89677Q107 |  | 5504000 | 160000 | SH |  | SOLE | N/A | 160000 | 0 | 0 |
| TWILIO INC | CL A | 90138F102 |  | 440640 | 9000 | SH |  | SOLE | N/A | 9000 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 1904280 | 84000 | SH |  | SOLE | N/A | 84000 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 6448500 | 225000 | SH |  | SOLE | N/A | 225000 | 0 | 0 |
| YANDEX N V | SHS CLASS A | N97284108 |  | 4900 | 49000 | SH |  | SOLE | N/A | 49000 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 338700 | 5000 | SH |  | SOLE | N/A | 5000 | 0 | 0 |

---