# EDGAR Filing Document

**Accession Number:** 0001730386
**File Stem:** 0000950123-23-001088
**Filing Date:** 2023-2
**Character Count:** 16659
**Document Hash:** 2189f6ef98bb93ca358aa711d7767c97
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950123-23-001088.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0000950123-23-001088

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RETIREMENT INCOME SOLUTIONS, INC
- **CENTRAL INDEX KEY:** 0001730386
- **IRS NUMBER:** 383143018
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18271
- **FILM NUMBER:** 23598929

**BUSINESS ADDRESS:**
- **STREET 1:** 2301 PLATT ROAD
- **STREET 2:** SUITE 300
- **CITY:** ANN ARBOR
- **STATE:** MI
- **ZIP:** 48104
- **BUSINESS PHONE:** 734-769-7727

**MAIL ADDRESS:**
- **STREET 1:** 2301 PLATT ROAD
- **STREET 2:** SUITE 300
- **CITY:** ANN ARBOR
- **STATE:** MI
- **ZIP:** 48104

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Retirement Income Solutions Inc<br>**Address:** 2301 Platt Road<br>Suite 300<br>Ann Arbor, MI 48104

**Form 13F File Number:** 028-18271

**CRD Number (if applicable):** 000110145

**SEC File Number (if applicable):** 801-71319

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** JOHN B. GOFF<br>**Title:** MANAGING PARTNER AND CCO<br>**Phone:** 734-769-7727

**Signature, Place, and Date of Signing:**

JOHN B. GOFF  ANN ARBOR, MI  02-08-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 120

**Form 13F Information Table Value Total:** $314855875

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Co | COM | 88579Y101 |  | 396336 | 3305 | SH |  | SOLE |  | 0 | 0 | 3305 |
| ABBOTT LABS COM | COM | 002824100 |  | 674550 | 6144 | SH |  | SOLE |  | 0 | 0 | 6144 |
| ABBVIE INC COM | COM | 00287Y109 |  | 1030425 | 6376 | SH |  | SOLE |  | 0 | 0 | 6376 |
| Alliant Energy | COM | 018802108 |  | 358975 | 6502 | SH |  | SOLE |  | 0 | 0 | 6502 |
| Alphabet Inc Cap Stk Class A | CAP STK CL A | 02079K305 |  | 614081 | 6960 | SH |  | SOLE |  | 0 | 0 | 6960 |
| Alphabet Inc Cap Stk Class C | CAP STK CL C | 02079K107 |  | 596266 | 6720 | SH |  | SOLE |  | 0 | 0 | 6720 |
| Amazon Com Inc | COM | 023135106 |  | 1508640 | 17960 | SH |  | SOLE |  | 0 | 0 | 17960 |
| Amgen | COM | 031162100 |  | 422325 | 1608 | SH |  | SOLE |  | 0 | 0 | 1608 |
| Apple Inc | COM | 037833100 |  | 2122296 | 16334 | SH |  | SOLE |  | 0 | 0 | 16334 |
| Berkshire Hathaway B | CL B NEW | 084670702 |  | 1540175 | 4986 | SH |  | SOLE |  | 0 | 0 | 4986 |
| BNY MELLON US LARGE CAP CORE EQUITY ETF | US LRG CP CORE | 09661T107 |  | 1233052 | 17591 | SH |  | SOLE |  | 0 | 0 | 17591 |
| Claymore Guggenheim BulletShares 2023 Corp Bd ETF | 2023 CORP BOND | 18383M241 |  | 238480 | 11367 | SH |  | SOLE |  | 0 | 0 | 11367 |
| Colgate-Palmolive | COM | 194162103 |  | 573434 | 7278 | SH |  | SOLE |  | 0 | 0 | 7278 |
| Comcast Corp A | CL A | 20030N101 |  | 414954 | 11866 | SH |  | SOLE |  | 0 | 0 | 11866 |
| CONOCOPHILLIPS COM | COM | 20825C104 |  | 205910 | 1745 | SH |  | SOLE |  | 0 | 0 | 1745 |
| Deutsche MSCI EAFE Hedged Equity ETF | XTRACK MSCI EAFE | 233051200 |  | 584588 | 18138 | SH |  | SOLE |  | 0 | 0 | 18138 |
| Dimensional ETF TR U S Core Equity 2 ETF | US CORE EQUITY 2 | 25434V708 |  | 368109 | 15161 | SH |  | SOLE |  | 0 | 0 | 15161 |
| Dimensional ETF TR World EX U S Core Equity 2 ETF | WORLD EX US CORE | 25434V880 |  | 295726 | 13691 | SH |  | SOLE |  | 0 | 0 | 13691 |
| DTE Energy Co | COM | 233331107 |  | 304183 | 2588 | SH |  | SOLE |  | 0 | 0 | 2588 |
| Ecolab | COM | 278865100 |  | 401454 | 2758 | SH |  | SOLE |  | 0 | 0 | 2758 |
| ESPORTS Entmt Group | COM | 29667K306 |  | 1140 | 14880 | SH |  | SOLE |  | 0 | 0 | 14880 |
| Exxon Mobil Corp | COM | 30231G102 |  | 643270 | 5832 | SH |  | SOLE |  | 0 | 0 | 5832 |
| FIRST TR LOW DURATION OPPOR ETF | FST LOW OPPT EFT | 33739Q200 |  | 1562823 | 32964 | SH |  | SOLE |  | 0 | 0 | 32964 |
| Home Depot Inc. | COM | 437076102 |  | 262164 | 830 | SH |  | SOLE |  | 0 | 0 | 830 |
| Honeywell Intl Inc | COM | 438516106 |  | 557180 | 2600 | SH |  | SOLE |  | 0 | 0 | 2600 |
| Innovator ETFS Equity Buffer ETF January | US EQTY BUFR JAN | 45782C409 |  | 223251 | 6757 | SH |  | SOLE |  | 0 | 0 | 6757 |
| Innovator ETFS S 500 Buffer - Jan | S 500 Power | 45782C508 |  | 523224 | 16605 | SH |  | SOLE |  | 0 | 0 | 16605 |
| Innovator ETFS TR S 500 Power Buffer ETF | S 500 PWRETF | 45782C797 |  | 1233020 | 41005 | SH |  | SOLE |  | 0 | 0 | 41005 |
| Innovator S 500 Buffer | S 500 BUFFER | 45782C755 |  | 464009 | 15184 | SH |  | SOLE |  | 0 | 0 | 15184 |
| Innovator S 500 PWR Buffer | COM | 45782C870 |  | 380222 | 13545 | SH |  | SOLE |  | 0 | 0 | 13545 |
| Innovator S 500 Pwr Buffer | S 500 POWER | 45782C573 |  | 1252643 | 41492 | SH |  | SOLE |  | 0 | 0 | 41492 |
| Innovator S 500 PWR Buffer ETF Mary | COM | 45782C318 |  | 372024 | 13244 | SH |  | SOLE |  | 0 | 0 | 13244 |
| Innovator S 500 Pwr ETF-June | COM | 45782C748 |  | 284085 | 9556 | SH |  | SOLE |  | 0 | 0 | 9556 |
| Innovator S 500 PwrBuff Dec | S 500 PWR BU | 45782C540 |  | 1484995 | 49682 | SH |  | SOLE |  | 0 | 0 | 49682 |
| Innovator TR Equity Pwr Buffer July | US EQTY PWR BUF | 45782C813 |  | 328135 | 10869 | SH |  | SOLE |  | 0 | 0 | 10869 |
| Innovator TR Equity Pwr Buffer Sept | US EQTY PWR BUF | 45782C656 |  | 258154 | 8825 | SH |  | SOLE |  | 0 | 0 | 8825 |
| International Business Machines | COM | 459200101 |  | 1083162 | 7688 | SH |  | SOLE |  | 0 | 0 | 7688 |
| Invesco BulletShares 2024 Corp Bd ETF | BULSHS 2024 CB | 46138J841 |  | 638623 | 31175 | SH |  | SOLE |  | 0 | 0 | 31175 |
| Invesco Bulletshares 2025 | BULSHS 2025 CB | 46138J825 |  | 330618 | 16416 | SH |  | SOLE |  | 0 | 0 | 16416 |
| Invesco Clean Energy | WILDERHIL CLAN | 46137V134 |  | 501549 | 13085 | SH |  | SOLE |  | 0 | 0 | 13085 |
| ISHARES 1-3 R  TREAS BD ETF | 1 3 YR TREAS BD | 464287457 |  | 3904439 | 48102 | SH |  | SOLE |  | 0 | 0 | 48102 |
| iShares Core S 500 ETF | CORE S ETF | 464287200 |  | 75733725 | 197115 | SH |  | SOLE |  | 0 | 0 | 197115 |
| iShares Core S Mid-Cap ETF | CORE S MCP ETF | 464287507 |  | 28847076 | 119257 | SH |  | SOLE |  | 0 | 0 | 119257 |
| IShares MSCI 400 Social ETF | COM | 464288570 |  | 872392 | 12152 | SH |  | SOLE |  | 0 | 0 | 12152 |
| iShares MSCI ACWI Index ETF | MSCI ACWI ETF | 464288257 |  | 2850270 | 33580 | SH |  | SOLE |  | 0 | 0 | 33580 |
| iShares MSCI EAFE ETF | MSCI EAFE ETF | 464287465 |  | 1644085 | 25047 | SH |  | SOLE |  | 0 | 0 | 25047 |
| iShares MSCI Emerging Markets ETF | MSCI EMG MKT ETF | 464287234 |  | 1137227 | 30006 | SH |  | SOLE |  | 0 | 0 | 30006 |
| Ishares Russell 1000 ETF | RUS 1000 ETF | 464287622 |  | 4991640 | 23711 | SH |  | SOLE |  | 0 | 0 | 23711 |
| iShares Russell 1000 Growth ETF | RUS 1000 GRW ETF | 464287614 |  | 12439846 | 58065 | SH |  | SOLE |  | 0 | 0 | 58065 |
| iShares Russell 1000 Value ETF | RUS 1000 VAL ETF | 464287598 |  | 11956086 | 78840 | SH |  | SOLE |  | 0 | 0 | 78840 |
| iShares Russell Mid-Cap ETF | RUS MID CP ETF | 464287499 |  | 2050750 | 30404 | SH |  | SOLE |  | 0 | 0 | 30404 |
| iShares Russell Mid-Cap Growth ETF | RUS MD CP GR ETF | 464287481 |  | 510211 | 6103 | SH |  | SOLE |  | 0 | 0 | 6103 |
| iShares S 500 Growth | S 500 GRWT ETF | 464287309 |  | 1623960 | 27760 | SH |  | SOLE |  | 0 | 0 | 27760 |
| iShares S 500 Value ETF | S 500 VAL ETF | 464287408 |  | 2337513 | 16113 | SH |  | SOLE |  | 0 | 0 | 16113 |
| ISHARES TR 3 7 YR TREAS BD ETF | 3 7 YR Treas BD | 464288661 |  | 4169933 | 36295 | SH |  | SOLE |  | 0 | 0 | 36295 |
| ISHARES TR 7-10 YR TREAS BD ETF | 7-10 YR TRSY BD | 464287440 |  | 2713352 | 28329 | SH |  | SOLE |  | 0 | 0 | 28329 |
| ISHARES TR BARCLAYS 20 YR TREAS BD ETF | 20 YR TR BD ETF | 464287432 |  | 741025 | 7443 | SH |  | SOLE |  | 0 | 0 | 7443 |
| ISHARES TR BIOTECHNOLOGY ETF | ISHARES BIOTECH | 464287556 |  | 268619 | 2046 | SH |  | SOLE |  | 0 | 0 | 2046 |
| ISHARES TR CORE HIGH DIVID ETF | CORE HIGH DV ETF | 46429B663 |  | 326897 | 3136 | SH |  | SOLE |  | 0 | 0 | 3136 |
| ISHARES TR CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 |  | 218391 | 3543 | SH |  | SOLE |  | 0 | 0 | 3543 |
| ISHARES TR ESG 1-5 YR CORPORATE BD ETF | ESG AWRE 1 5 YR | 46435G243 |  | 346400 | 14573 | SH |  | SOLE |  | 0 | 0 | 14573 |
| ISHARES TR ESG AWARE U S AGGREGATE BD ETF | ESG AWR US AGRGT | 46435U549 |  | 532041 | 11383 | SH |  | SOLE |  | 0 | 0 | 11383 |
| IShares TR Russell 2000 | RUSSELL 2000 ETF | 464287655 |  | 241140 | 1383 | SH |  | SOLE |  | 0 | 0 | 1383 |
| Ishares TR Russell Mid Cap Value | RUS MDCP VAL ETF | 464287473 |  | 816701 | 7753 | SH |  | SOLE |  | 0 | 0 | 7753 |
| IsharesMSCI USA ESG Select ETF | MSCI USA ESG SLC | 464288802 |  | 610897 | 7421 | SH |  | SOLE |  | 0 | 0 | 7421 |
| Johnson  Johnson | COM | 478160104 |  | 942428 | 5335 | SH |  | SOLE |  | 0 | 0 | 5335 |
| JP Morgan Chase | COM | 46625H100 |  | 570193 | 4252 | SH |  | SOLE |  | 0 | 0 | 4252 |
| Lam Research Corp | COM | 512807108 |  | 284963 | 678 | SH |  | SOLE |  | 0 | 0 | 678 |
| Lilly Eli  Co | COM | 532457108 |  | 387425 | 1059 | SH |  | SOLE |  | 0 | 0 | 1059 |
| McDonalds Corp | COM | 580135101 |  | 307803 | 1168 | SH |  | SOLE |  | 0 | 0 | 1168 |
| Merck  Co | COM | 58933Y105 |  | 1078989 | 9725 | SH |  | SOLE |  | 0 | 0 | 9725 |
| Microsoft Corp | COM | 594918104 |  | 1298865 | 5416 | SH |  | SOLE |  | 0 | 0 | 5416 |
| NEXTERA ENERGY INC COM | COM | 65339F101 |  | 294941 | 3528 | SH |  | SOLE |  | 0 | 0 | 3528 |
| Nushares ESG Mid Cap Value | NUVEEN ESG MIDVL | 67092P508 |  | 513000 | 17244 | SH |  | SOLE |  | 0 | 0 | 17244 |
| Oracle Corp | COM | 68389X105 |  | 345842 | 4231 | SH |  | SOLE |  | 0 | 0 | 4231 |
| PepsiCo | COM | 713448108 |  | 832319 | 4607 | SH |  | SOLE |  | 0 | 0 | 4607 |
| PFIZER INC COM | COM | 717081103 |  | 459367 | 8965 | SH |  | SOLE |  | 0 | 0 | 8965 |
| PowerShares QQQ ETF | UNIT SER 1 | 73935A104 |  | 2783159 | 10452 | SH |  | SOLE |  | 0 | 0 | 10452 |
| PowerShares Water Resources ETF | WATER RES PORT | 73935X575 |  | 1036160 | 20104 | SH |  | SOLE |  | 0 | 0 | 20104 |
| Proctor  Gamble | COM | 742718109 |  | 1020757 | 6735 | SH |  | SOLE |  | 0 | 0 | 6735 |
| RAYTHEON TECHNOLOGIES CORP COM | COM | 75513E101 |  | 268447 | 2660 | SH |  | SOLE |  | 0 | 0 | 2660 |
| Rydex Guggenheim S 500 Equal Weight ETF | GUG S 500 EQ WT | 78355W106 |  | 7578163 | 53651 | SH |  | SOLE |  | 0 | 0 | 53651 |
| Schwab Strategic Large Cap Gwth | US LCAP GR ETF | 808524300 |  | 479483 | 8630 | SH |  | SOLE |  | 0 | 0 | 8630 |
| Schwab Strategic US Large Cap | US LRG CAP ETF | 808524201 |  | 234599 | 5196 | SH |  | SOLE |  | 0 | 0 | 5196 |
| Select Sector SPDR TR | TECHNOLOGY | 81369Y803 |  | 1304007 | 10479 | SH |  | SOLE |  | 0 | 0 | 10479 |
| Select Sector SPDR TR | SBI INT-UTILS | 81369Y886 |  | 349046 | 4951 | SH |  | SOLE |  | 0 | 0 | 4951 |
| Select Sector SPDR TR | FINANCIAL | 81369Y605 |  | 215186 | 6292 | SH |  | SOLE |  | 0 | 0 | 6292 |
| Select Sector SPDR TR Energy | ENERGY | 81369Y506 |  | 1662455 | 19006 | SH |  | SOLE |  | 0 | 0 | 19006 |
| SOUTHERN CO COM | COM | 842587107 |  | 228084 | 3194 | SH |  | SOLE |  | 0 | 0 | 3194 |
| SPDR Gold ETF | GOLD SHS | 78463V107 |  | 956770 | 5640 | SH |  | SOLE |  | 0 | 0 | 5640 |
| SPDR Index S Emerging Mkts ETF | PORTFOLIO EMG MK | 78463X509 |  | 773802 | 23477 | SH |  | SOLE |  | 0 | 0 | 23477 |
| SPDR S 400 MID CAP | PORTFOLIO MD ETF | 78464A847 |  | 9684645 | 227874 | SH |  | SOLE |  | 0 | 0 | 227874 |
| SPDR S 500 ETF | TR UNIT | 78462F103 |  | 31681005 | 82841 | SH |  | SOLE |  | 0 | 0 | 82841 |
| SPDR S 500 ETF | PORTFOLIO LR ETF | 78464A854 |  | 15734319 | 349807 | SH |  | SOLE |  | 0 | 0 | 349807 |
| SPDR S 500 FOSSIL | SPDR S ETF | 78468R796 |  | 9577243 | 102595 | SH |  | SOLE |  | 0 | 0 | 102595 |
| SPDR S 500 VALUE ETF | PRTFLO S VL | 78464A508 |  | 5813199 | 149478 | SH |  | SOLE |  | 0 | 0 | 149478 |
| SPDR S Mid-Cap 400 ETF | UTSER1 S | 78467Y107 |  | 5500337 | 12422 | SH |  | SOLE |  | 0 | 0 | 12422 |
| SPDR SER TR S 400 MID CAP GROWTH ETF | S 400 MDCP GRW | 78464A821 |  | 200267 | 3065 | SH |  | SOLE |  | 0 | 0 | 3065 |
| SPDR SER TR S 500 ESG ETF | S 500 ESG ETF | 78468R531 |  | 542165 | 14789 | SH |  | SOLE |  | 0 | 0 | 14789 |
| SPDR SER TR S METALS  MNG ETF | S METALS MNG | 78464A755 |  | 1033956 | 20758 | SH |  | SOLE |  | 0 | 0 | 20758 |
| SPDR TR S 500 Growth | PRTFLO S GW | 78464A409 |  | 3027330 | 59746 | SH |  | SOLE |  | 0 | 0 | 59746 |
| STANDARD LITHIUM CP | COM | 853606101 |  | 177362 | 62650 | SH |  | SOLE |  | 0 | 0 | 62650 |
| Thermo Fisher Scientific | COM | 883556102 |  | 245608 | 446 | SH |  | SOLE |  | 0 | 0 | 446 |
| TRANE TECHNOLOGIES PLC SHS | SHS | G8994E103 |  | 213979 | 1273 | SH |  | SOLE |  | 0 | 0 | 1273 |
| TRI CONTL CORP COM | COM | 895436103 |  | 443425 | 17301 | SH |  | SOLE |  | 0 | 0 | 17301 |
| UNION PAC CORP COM | COM | 907818108 |  | 241444 | 1166 | SH |  | SOLE |  | 0 | 0 | 1166 |
| Vanguard Growth ETF | GROWTH ETF | 922908736 |  | 1120959 | 5260 | SH |  | SOLE |  | 0 | 0 | 5260 |
| VANGUARD INDEX FDS MID-CAP VALUE ETF | MCAP VL IDXVIP | 922908512 |  | 239916 | 1774 | SH |  | SOLE |  | 0 | 0 | 1774 |
| VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF | TOTAL STK MKT | 922908769 |  | 423486 | 2215 | SH |  | SOLE |  | 0 | 0 | 2215 |
| Vanguard Intl Equity Emerging Mkts ETF | FTSE EMR MKT ETF | 922042858 |  | 225772 | 5792 | SH |  | SOLE |  | 0 | 0 | 5792 |
| VANGUARD LARGE CAP ETF | LARGE CAP ETF | 922908637 |  | 513890 | 2950 | SH |  | SOLE |  | 0 | 0 | 2950 |
| Vanguard Mid-Cap ETF | MID CAP ETF | 922908629 |  | 4246178 | 20834 | SH |  | SOLE |  | 0 | 0 | 20834 |
| Vanguard Russell 1000 Index | VNG RUS1000IDX | 92206C730 |  | 543343 | 3118 | SH |  | SOLE |  | 0 | 0 | 3118 |
| Vanguard S 500 ETF | S ETF SHS | 922908363 |  | 855864 | 2436 | SH |  | SOLE |  | 0 | 0 | 2436 |
| Vanguard Value ETF | VALUE ETF | 922908744 |  | 1053336 | 7504 | SH |  | SOLE |  | 0 | 0 | 7504 |
| Vanguard Whitehall High Div Yld ETF | HIGH DIV YLD | 921946406 |  | 1139668 | 10532 | SH |  | SOLE |  | 0 | 0 | 10532 |
| Walt Disney Company | COM | 254687106 |  | 407902 | 4695 | SH |  | SOLE |  | 0 | 0 | 4695 |
| Wedbush Video Game Tech ETF | WEDBUSH VID GAME | 26924G706 |  | 237402 | 4286 | SH |  | SOLE |  | 0 | 0 | 4286 |
| World Gold TR Minishares ETF | SWPD GLD MINIS | 98149E204 |  | 5369438 | 148368 | SH |  | SOLE |  | 0 | 0 | 148368 |
| Zomedica Corp | COM | 98980M109 |  | 3318 | 20353 | SH |  | SOLE |  | 0 | 0 | 20353 |

---