# EDGAR Filing Document

**Accession Number:** 0001883574
**File Stem:** 0001193125-23-035754
**Filing Date:** 2023-2
**Character Count:** 9834
**Document Hash:** c7032345703e46d842a3f0f6d7644151
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-035754.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001193125-23-035754

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Allbirds, Inc.
- **CENTRAL INDEX KEY:** 0001653909
- **STANDARD INDUSTRIAL CLASSIFICATION:** APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-93114
- **FILM NUMBER:** 23618415

**BUSINESS ADDRESS:**
- **STREET 1:** 730 MONTGOMERY STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 888-963-8944

**MAIL ADDRESS:**
- **STREET 1:** 730 MONTGOMERY STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bozz, Inc.
- **DATE OF NAME CHANGE:** 20150923
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Brown Timothy O.
- **CENTRAL INDEX KEY:** 0001883574

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** C/O ALLBIRDS, INC.
- **STREET 2:** 730 MONTGOMERY STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, D.C. 20549** 

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**SCHEDULE 13G** 

**Under the Securities Exchange Act of 1934** 

**(Amendment No. 1)\*** 

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## Allbirds, Inc.
**(Name of Issuer)** 

**Class A Common Stock, $0.0001 par value per share** 

**(Title of Class of Securities)** 

**01675A 109** 

**(CUSIP Number)** 

**December 31, 2022** 

**(Date of Event Which Requires Filing of this Statement)** 

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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, *see* the *Notes*).

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**CUSIP No. <u>01675A 109</u>**

1. &nbsp;&nbsp;&nbsp;&nbsp; Names of Reporting Persons &nbsp;&nbsp;&nbsp;&nbsp; Timothy O. Brown

2. &nbsp;&nbsp;&nbsp;&nbsp; Check the Appropriate Box
if a Member of a Group (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; (a) ☐ (b) ☐

3. &nbsp;&nbsp;&nbsp;&nbsp; SEC USE ONLY

4. &nbsp;&nbsp;&nbsp;&nbsp; Citizenship or Place of
Organization &nbsp;&nbsp;&nbsp;&nbsp; New
Zealand

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially <br> Owned by<br> Each<br> Reporting<br> Person<br> With: | 5. | &nbsp;&nbsp;&nbsp;&nbsp;Sole Voting Power<br>&nbsp;&nbsp;&nbsp;&nbsp;625,000 (see Item 4 herein) |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially <br> Owned by<br> Each<br> Reporting<br> Person<br> With: | 6. | &nbsp;&nbsp;&nbsp;&nbsp;Shared Voting Power<br>&nbsp;&nbsp;&nbsp;&nbsp;13,380,925 (see Item 4 herein) |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially <br> Owned by<br> Each<br> Reporting<br> Person<br> With: | 7. | &nbsp;&nbsp;&nbsp;&nbsp;Sole Dispositive Power<br>&nbsp;&nbsp;&nbsp;&nbsp;625,000 (see Item 4 herein) |
| &nbsp;&nbsp;&nbsp; Number of<br> Shares<br> Beneficially <br> Owned by<br> Each<br> Reporting<br> Person<br> With: | 8. | &nbsp;&nbsp;&nbsp;&nbsp;Shared Dispositive Power<br>&nbsp;&nbsp;&nbsp;&nbsp;13,380,925 shares (see Item 4 herein) |

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9. &nbsp;&nbsp;&nbsp;&nbsp; Aggregate Amount Beneficially Owned by Each Reporting Person &nbsp;&nbsp;&nbsp;&nbsp; 14,005,925 (see Item 4 herein)

10. &nbsp;&nbsp;&nbsp;&nbsp; Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; ☐

11. &nbsp;&nbsp;&nbsp;&nbsp; Percent of Class
Represented by Amount in Row 9 &nbsp;&nbsp;&nbsp;&nbsp; 12.6% of Class A Common Stock (9.3% of
Common Stock) (See Item 4 herein)

12. &nbsp;&nbsp;&nbsp;&nbsp; Type of Reporting Person
(see instructions) &nbsp;&nbsp;&nbsp;&nbsp; IN

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| | |
|:---|:---|
| **Item 1(a).** | Name of Issuer:<br>Allbirds, Inc. (the "Issuer") |
| **Item 1(b).** | Address of Issuer's Principal Executive Offices:<br>730 Montgomery Street, San Francisco, CA 94111 |
| **Item 2(a).** | Name of Person Filing:<br>Timothy O. Brown |
| **Item 2(b).** | Address of Principal Business Office or, if none, Residence:<br>The address and principal business office of the Reporting Person is:<br>c/o Allbirds, Inc.<br> 730 Montgomery Street<br> San Francisco, CA 94111 |
| **Item 2(c).** | Citizenship:<br>New Zealand |
| **Item 2(d).** | Title of Class of Securities:<br>Class A Common Stock, $0.0001 par value per share |
| **Item 2(e).** | CUSIP Number:<br>01675A 109 |
| **Item 3.** | **If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:**<br>Not applicable. |

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**Item 4.** **Ownership** <br>

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

**(a)** Amount Beneficially Owned:

As of December 31, 2022, Mr. Brown beneficially owned (a) 14,005,925 shares of the Issuer's Class B Common Stock, consisting of: (i) 13,330,925 shares of Class B Common Stock held by Timothy O. Brown and Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018 and (ii) 625,000 shares of Class B Common Stock issuable upon the exercise of stock options that were exercisable within 60 days of December 31, 2022, 546,875 of which will be vested as of such date and (b) 50,000 shares of the Issuer's Class A Common stock held by Timothy O. Brown and Lindsay T. Brown, as Trustees of the Grenadier Trust Under Revocable Trust Agreement Dated January 22, 2018. The Class B Common Stock is convertible at the holder's option into the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. The holders of Class B Common Stock are entitled to 10 votes per share, and the holders of Class A Common Stock are entitled to one vote per share.

**(b)** Percent of Class:

Percent of Class A Common Stock is based on the denominator of (i) 96,763,387 shares of the Issuer's Class A Common Stock outstanding as of December 31, 2022 and (ii) 13,955,925 shares of the Issuer's Class B Common Stock beneficially owned by Mr. Brown that are convertible into Class A Common Stock, and deemed as outstanding Class A Common Stock for purposes of computing this percentage in accordance with Rule 13d-3(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

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Percent of Common Stock and total voting power of the Issuer's outstanding Common Stock is calculated based on the denominator of (i) 96,763,387 shares of the Issuer's Class A Common Stock outstanding as of December 31, 2022, (ii) 53,137,729 shares of the Issuer's Class B Common Stock outstanding as of December 31, 2022, and (iii) 625,000 shares of Class B Common Stock issuable upon the exercise of stock options that were exercisable within 60 days of December 31, 2022, 546,875 of which will be vested as of such date, and deemed as outstanding Common Stock for purposes of computing this percentage in accordance with Rule 13d-3(d) of the Exchange Act, and the information set forth in (a) above.

Based on the above, Mr. Brown beneficially owned (A) 12.6% of the Issuer's outstanding Class A Common Stock and (B) 9.3% of the Issuer's outstanding Common Stock, representing 22.0% of the total voting power of the Issuer's outstanding Common Stock.

**(c)** Number of shares as to which the person has:

**(i)** Sole power to vote or to direct the vote: 625,000

**(ii)** Shared power to vote or to direct the vote: 13,380,925

**(iii)** Sole power to dispose or to direct the disposition of: 625,000

**(iv)** Shared power to dispose or to direct the disposition of: 13,380,925

**Item 5.** **Ownership of Five Percent or Less of a Class** <br>

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐

**Item 6.** **Ownership of More than Five Percent on Behalf of Another Person** <br>

Not applicable.

**Item 7.** **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person** <br>

Not applicable.

**Item 8.** **Identification and Classification of Members of the Group** <br>

Not applicable.

**Item 9.** **Notice of Dissolution of a Group** <br>

Not applicable.

**Item 10.** **Certifications** <br>

Not applicable.

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**SIGNATURE** 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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| |
|:---|
|  February 13, 2023 |
|  Date |
|  /s/ Timothy O. Brown |
|  Timothy O. Brown |

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