# EDGAR Filing Document

**Accession Number:** 0000915802
**File Stem:** 0001049169-26-001753
**Filing Date:** 2026-6
**Character Count:** 25163
**Document Hash:** 2b588b0512e94ed1adb994bb4c3376d4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-001753.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0001049169-26-001753

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FINANCIAL INVESTORS TRUST
- **CENTRAL INDEX KEY:** 0000915802

**ORGANIZATION NAME:**
- **EIN:** 841255767
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08194
- **FILM NUMBER:** 261105708

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 3036232577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201-0328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FGIC PUBLIC TRUST
- **DATE OF NAME CHANGE:** 19940325

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FEDERAL PUBLIC TRUST
- **DATE OF NAME CHANGE:** 19931206

## Series and Classes Contracts Data

### Emerald Finance and Banking Innovation Fund (Series ID: S000036389)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000111283 | Class A             | HSSAX           |
| C000111284 | Class C             | HSSCX           |
| C000111285 | Institutional Class | HSSIX           |
| C000111286 | Investor Class      | FFBFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** FINANCIAL INVESTORS TRUST

- **b. Investment Company Act file number:** 811-08194

- **c. CIK number of Registrant:** 0000915802

- **d. LEI of Registrant:** 549300XD6LCPI5YWPZ35

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** Emerald Finance & Banking Innovation Fund

- **b. EDGAR series identifier (if any):** S000036389

- **c. LEI of Series:** 5493002N765XOK5MEJ73

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $44253385.86

**Total Liabilities:** $79401.65

**Net Assets:** $44173984.21

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000111283 | -14.31%              | -6.03%               | 3.39%                |
| Class ID C000111286 | -10.04%              | -1.34%               | 8.60%                |
| Class ID C000111285 | -10.03%              | -1.31%               | 8.53%                |
| Class ID C000111284 | -10.99%              | -2.38%               | 7.37%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $81664.96                | $-4780931.31                               |
| Month 2  | $-148956.23              | $-409815.42                                |
| Month 3  | $-49113.43               | $3634140.08                                |

### Schedule of Portfolio Investments

| Name                                       | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bowhead Specialty Holdings Inc             | Bowhead Specialty Holdings, Inc.                   | CUSIP: 10240L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8914 | NS      | $211974.92    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Finwise Bancorp                            | Finwise Bancorp                                    | CUSIP: 31813A109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54364 | NS      | $845360.20    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Mechanics Bancorp                          | Mechanics Bancorp                                  | CUSIP: 43785V102<br>LEI: 549300TF1E42EUFBSL45 | Long             | EC               | CORP              | US        |     60462 | NS      | $892721.43    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Dave Inc                                   | Dave, Inc.                                         | CUSIP: 23834J201<br>LEI: 25490061SUVXCW51RZ82 | Long             | EC               | CORP              | US        |      2478 | NS      | $673991.22    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Cos Inc                             | Rocket Cos., Inc.                                  | CUSIP: 77311W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28548 | NS      | $417371.76    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Inc                                | Compass, Inc.                                      | CUSIP: 20464U100<br>LEI: 254900DMGQSTC3I2IM78 | Long             | EC               | CORP              | US        |     23156 | NS      | $175290.92    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                        | Coinbase Global, Inc.                              | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |      1251 | NS      | $234900.27    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Pagaya Technologies Ltd                    | Pagaya Technologies, Ltd.                          | CUSIP: M7S64L123<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     74640 | NS      | $1036749.60   | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Alliance Bancorp                   | Western Alliance Bancorp                           | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     11471 | NS      | $935345.34    | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc                 | Third Coast Bancshares, Inc.                       | CUSIP: 88422P109<br>LEI: 254900LW0YOTBYSQCK19 | Long             | EC               | CORP              | US        |     19108 | NS      | $713492.72    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Cnb Financial Corp/pa                      | CNB Financial Corp.                                | CUSIP: 126128107<br>LEI: 254900RUYUOKD91VNX69 | Long             | EC               | CORP              | US        |      5156 | NS      | $156639.28    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Miami International Holdings Inc           | Miami International Holdings, Inc.                 | CUSIP: 59356Q108<br>LEI: 254900TREUDBWGLAP788 | Long             | EC               | CORP              | US        |      2500 | NS      | $116225.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Opendoor Technologies Inc                  | Opendoor Technologies, Inc.                        | CUSIP: 683712103<br>LEI: 254900KX11YZ4HV5BQ47 | Long             | EC               | CORP              | US        |     16576 | NS      | $89178.88     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Customers Bancorp Inc                      | Customers Bancorp, Inc.                            | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |     28254 | NS      | $2154932.58   | 4.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Gbank Financial Holdings Inc               | GBank Financial Holdings, Inc.                     | CUSIP: 36166F100<br>LEI: 9845008U7CD30F9F5754 | Long             | EC               | CORP              | US        |      4478 | NS      | $131877.10    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppfi Inc                                  | OppFi, Inc.                                        | CUSIP: 68386H103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50132 | NS      | $476755.32    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| United Bankshares Inc/wv                   | United Bankshares, Inc.                            | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |      6277 | NS      | $274995.37    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Neptune Insurance Holdings Inc             | Neptune Insurance Holdings, Inc.                   | CUSIP: 64073B103<br>LEI: 529900I3QTHC0Q1C2D65 | Long             | EC               | CORP              | US        |     55248 | NS      | $1388382.24   | 3.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Enova International Inc                    | Enova International, Inc.                          | CUSIP: 29357K103<br>LEI: 549300O8XOCQSB49UO63 | Long             | EC               | CORP              | US        |      6371 | NS      | $1079311.11   | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Metropolitan Bank Holding Corp             | Metropolitan Bank Holding Corp.                    | CUSIP: 591774104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23069 | NS      | $2038146.15   | 4.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Trinity Capital Inc                        | Trinity Capital, Inc.                              | CUSIP: 896442308<br>LEI: 549300YGT4SBRQYDVU48 | Long             | EC               | RF                | US        |     30950 | NS      | $514079.50    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| American Integrity Insurance Group Inc     | American Integrity Insurance Group, Inc.           | CUSIP: 026948109<br>LEI: 529900Y2VOV2LYV4OK68 | Long             | EC               | CORP              | US        |     11624 | NS      | $227830.40    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Bank                             | Northeast Bancorp                                  | CUSIP: 66405S100<br>LEI: 549300F0LV9TSW34E306 | Long             | EC               | CORP              | US        |     17006 | NS      | $2114696.10   | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Opendoor Technologies Inc                  | Opendoor Technologies, Inc.                        | CUSIP: 683712137<br>LEI: 254900KX11YZ4HV5BQ47 | N/A              | DE               | CORP              | US        |       552 | NC      | $223.56       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Mvb Financial Corp                         | MVB Financial Corp.                                | CUSIP: 553810102<br>LEI: 549300KSUQ2FUU1X2O74 | Long             | EC               | CORP              | US        |     27293 | NS      | $713166.09    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                        | Affirm Holdings, Inc.                              | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6520 | NS      | $419105.60    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Ategrity Specialty Holdings Llc            | Ategrity Specialty Holdings LLC                    | CUSIP: 04681Y103<br>LEI: 549300KMIVG4HUBDUF07 | Long             | EC               | CORP              | US        |      7410 | NS      | $140790.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Umb Financial Corp                         | UMB Financial Corp.                                | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |      4256 | NS      | $536979.52    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Palomar Holdings Inc                       | Palomar Holdings, Inc.                             | CUSIP: 69753M105<br>LEI: 549300DOI1MUW11BLX74 | Long             | EC               | CORP              | US        |      3718 | NS      | $447572.84    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Figure Technology Solutions Inc            | Figure Technology Solutions, Inc.                  | CUSIP: 349381103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27860 | NS      | $977886.00    | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Remitly Global Inc                         | Real Industry, Inc.                                | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28159 | NS      | $616400.51    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                      | Robinhood Markets, Inc.                            | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     15504 | NS      | $1130086.56   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Perella Weinberg Partners                  | Perella Weinberg Partners                          | CUSIP: 71367G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5763 | NS      | $131050.62    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Twfg Inc                                   | TWFG, Inc.                                         | CUSIP: 87318A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4900 | NS      | $91042.00     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Bullish                                    | Bullish                                            | CUSIP: G16910120<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |      5000 | NS      | $188650.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Qcr Holdings Inc                           | QCR Holdings, Inc.                                 | CUSIP: 74727A104<br>LEI: 549300MWKWM7KWJVQO33 | Long             | EC               | CORP              | US        |     13110 | NS      | $1185406.20   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| East West Bancorp Inc                      | East West Bancorp, Inc.                            | CUSIP: 27579R104<br>LEI: 254900O4X656YXFOYB11 | Long             | EC               | CORP              | US        |      6314 | NS      | $798531.58    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Star Bancorp                          | Five Star Bancorp                                  | CUSIP: 33830T103<br>LEI: 5493008ZRBIHKWC0JA73 | Long             | EC               | CORP              | US        |     10289 | NS      | $416190.05    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid Penn Bancorp Inc                       | Mid Penn Bancorp, Inc.                             | CUSIP: 59540G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4373 | NS      | $144177.81    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyward Specialty Insurance Group Inc      | Skyward Specialty Insurance Group, Inc.            | CUSIP: 830940102<br>LEI: 549300GXGXJG0YH4VN21 | Long             | EC               | CORP              | US        |     10211 | NS      | $464089.95    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Pathward Financial Inc                     | Pathward Financial, Inc.                           | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |     21450 | NS      | $1862718.00   | 4.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Esquire Financial Holdings Inc             | Esquire Financial Holdings, Inc.                   | CUSIP: 29667J101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18513 | NS      | $1946086.56   | 4.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Porch Group Inc                            | Porch Group, Inc.                                  | CUSIP: 733245104<br>LEI: 549300NXEI7CVW8IXQ90 | Long             | EC               | CORP              | US        |     56315 | NS      | $542313.45    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Opendoor Technologies Inc                  | Opendoor Technologies, Inc.                        | CUSIP: 683712129<br>LEI: 254900KX11YZ4HV5BQ47 | N/A              | DE               | CORP              | US        |       552 | NC      | $419.91       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners Inc            | Pinnacle Financial Partners, Inc.                  | CUSIP: 72348N109<br>LEI: 54930098EZ8JMSAZGS24 | Long             | EC               | CORP              | US        |     14343 | NS      | $1419096.42   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obligations Fund | First American Government Obligations Fund Class X | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    607541 | NS      | $607541.00    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                | Shopify, Inc.                                      | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |      4053 | NS      | $490939.89    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancorp Inc/the                            | Bancorp, Inc.                                      | CUSIP: 05969A105<br>LEI: 894500FP2ICT1B019Y71 | Long             | EC               | CORP              | US        |     32889 | NS      | $1967748.87   | 4.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Lendingclub Corp                           | LendingClub Corp.                                  | CUSIP: 52603A208<br>LEI: 549300YC50YO7Y1OJR92 | Long             | EC               | CORP              | US        |    115983 | NS      | $1979829.81   | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Private Bancorp Of America Inc             | Private Bancorp of America, Inc.                   | CUSIP: 74274F100<br>LEI: 5493003DL7X57NMYQX96 | Long             | EC               | CORP              | US        |      3676 | NS      | $276251.40    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Axos Financial Inc                         | Axos Financial, Inc.                               | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |     22197 | NS      | $2140678.68   | 4.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Bitmine Immersion Technologies Inc         | BitMine Immersion Technologies, Inc.               | CUSIP: 09175A206<br>LEI: 254900TGJJ1D9JNAQT27 | Long             | EC               | CORP              | US        |     11558 | NS      | $247341.20    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank7 Corp                                 | Bank7 Corp.                                        | CUSIP: 06652N107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10435 | NS      | $448078.90    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Coastal Financial Corp/wa                  | Coastal Financial Corp.                            | CUSIP: 19046P209<br>LEI: 549300XG5L36T6IU0B47 | Long             | EC               | CORP              | US        |     20589 | NS      | $1556940.18   | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Seacoast Banking Corp Of Florida           | Seacoast Banking Corp. of Florida                  | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Long             | EC               | CORP              | US        |     13306 | NS      | $418739.82    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| First Busey Corp                           | First Busey Corp.                                  | CUSIP: 319383204<br>LEI: 549300X4ZNLYSX7GUY60 | Long             | EC               | CORP              | US        |      7000 | NS      | $183400.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Appfolio Inc                               | Appfolio, Inc.                                     | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Long             | EC               | CORP              | US        |      2604 | NS      | $435102.36    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Opendoor Technologies Inc                  | Opendoor Technologies, Inc.                        | CUSIP: 683712145<br>LEI: 254900KX11YZ4HV5BQ47 | N/A              | DE               | CORP              | US        |       552 | NC      | $213.07       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Sezzle Inc                                 | Sezzle, Inc.                                       | CUSIP: 78435P105<br>LEI: 9845000CA64541AE3I35 | Long             | EC               | CORP              | US        |      6378 | NS      | $507688.80    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                             | Ameris Bancorp                                     | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |      4442 | NS      | $378680.50    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp                    | Wintrust Financial Corp                            | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |      8733 | NS      | $1314927.81   | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-30

**Name of Applicant:** FINANCIAL INVESTORS TRUST

**Signature:** Paul Holland

**Name of Signer:** Paul Holland

**Title:** Treasurer