# EDGAR Filing Document

**Accession Number:** 0001805024
**File Stem:** 0001493152-23-002314
**Filing Date:** 2023-1
**Character Count:** 6396
**Document Hash:** c6f38d9e67da79230fd733fde3010c0e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-002314.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001493152-23-002314

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230113

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Amergent Hospitality Group Inc.
- **CENTRAL INDEX KEY:** 0001805024
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-EATING & DRINKING PLACES [5810]
- **IRS NUMBER:** 844842958
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-56160
- **FILM NUMBER:** 23548117

**BUSINESS ADDRESS:**
- **STREET 1:** POST OFFICE BOX 470695
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28247
- **BUSINESS PHONE:** 704-366-5122

**MAIL ADDRESS:**
- **STREET 1:** POST OFFICE BOX 470695
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28247

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Amergent Hospitality Group, Inc
- **DATE OF NAME CHANGE:** 20200227

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K/A**

**Amendment No. 1**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of Earliest Event Reported): January 13, 2023

**AMERGENT HOSPITALITY GROUP INC.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **000-56160** | **84-4842958** |
| (State or Other Jurisdiction<br> of Incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification) |

---

**<u>Post Office Box 470695</u>**

**<u>Charlotte, NC</u>**

**<u>28247</u>**

(Address of principal executive office) (zip code)

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(Former address of principal executive offices) (zip code)

**<u>(704) 366-5122</u>**

(Registrant's Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: NONE

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| | | |
|:---|:---|:---|
| **Title of Each Class** | **Trading Symbol(s)** | **Name of Each Exchanged on Which Registered** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.07 Submission of Matters to a Vote of Security Holders**

(a) <u>Final Voting Results</u>

(a) Amergent Hospitality Group Inc. ("Amergent") held its 2022 Annual Meeting of Stockholders ("2022 Annual Meeting") on January 13, 2023, at which the matters set forth below in response to Item 5.07(b) were submitted to a vote of security holders. The Annual Meeting was adjourned on December 30, 2022 due to lacking a quorum to convene.

At the 2022 Annual Meeting, the stockholders of Amergent elected all of the nominees to the board of directors.

In addition, the stockholders ratified the appointment of Cherry Bekaert LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.

The stockholders did **not**, however, approve an amendment to Amergent's certificate of incorporation to increase the authorized shares of common stock, $0.0001 par value, from 50,000,000 to 150,000,000.

Of the 15,706,735 shares of common stock outstanding on the record date of November 18, 2022, a total of 7,993,593 shares were voted in person or by proxy, representing 50.89% of the votes entitled to be cast, constituting a majority and therefore more than a quorum of the outstanding shares entitled to vote.

(b) Votes were cast as follows:

**Proposal No. 1:** To elect Michael D. Pruitt, Frederick L. Glick, Keith J. Johnson, Neil G. Kiefer and J. Eric Wagoner to serve a one-year term until their respective successors are duly elected and qualified or until their death, resignation, removal or disqualification:

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| | | | | |
|:---|:---|:---|:---|:---|
|  |<br>Vote For | Vote<br>Against |<br>Abstentions | Broker<br>Non-Vote |
| Michael D. Pruitt | 7723810 | 266751 | 0 | 6887104 |
| Frederick L. Glick | 7674792 | 315799 | 0 | 6887104 |
| Keith J. Johnson | 7687075 | 303516 | 0 | 6887104 |
| Neil G. Kiefer | 7720182 | 270409 | &nbsp;&nbsp;&nbsp;&nbsp; 0 | 6887104 |
| J. Eric Wagoner | 7656442 | 334149 | 0 | 6887104 |

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**Proposal No. 2:** To approve an amendment to Amergent's certificate of incorporation to increase the authorized shares of common stock, $0.0001 par value, from 50,000,000 to 150,000,000.

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| | | | |
|:---|:---|:---|:---|
|  | Vote | | |
| Vote For | Against | Abstentions | Broker Non-Votes |
| 7655907 | 334659 | 3027 | 6884072 |

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**Proposal No. 3**: To ratify the appointment of Cherry Bekaert LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022:

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| | | |
|:---|:---|:---|
|  | Vote | |
| Vote For | Against | Abstentions |
| 7844773 | 73812 | 72005 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 24, 2023

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| | |
|:---|:---|
| Amergent Hospitality Group Inc. | Amergent Hospitality Group Inc. |
| By: | */s/ Michael D. Pruitt* |
|  | Michael D. Pruitt |
|  | Chief Executive Officer |

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