# EDGAR Filing Document

**Accession Number:** 0001606698
**File Stem:** 0001628280-23-009282
**Filing Date:** 2023-3
**Character Count:** 6728
**Document Hash:** c23d2f4fd827daa91fbd3f8fd6acf6cb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-23-009282.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001628280-23-009282

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230321

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPINE 4 HOLDINGS, INC.
- **CENTRAL INDEX KEY:** 0001606698
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMUNICATIONS EQUIPMENT, NEC [3669]
- **IRS NUMBER:** 465482689
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40913
- **FILM NUMBER:** 23765027

**BUSINESS ADDRESS:**
- **STREET 1:** 2525 EAST ARIZONA BILTMORE CIRCLE
- **STREET 2:** SUITE 237
- **CITY:** PHOENIX
- **STATE:** AZ
- **ZIP:** 85016
- **BUSINESS PHONE:** 480-702-2431

**MAIL ADDRESS:**
- **STREET 1:** 2525 EAST ARIZONA BILTMORE CIRCLE
- **STREET 2:** SUITE 237
- **CITY:** PHOENIX
- **STATE:** AZ
- **ZIP:** 85016

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpine 4 Technologies Ltd.
- **DATE OF NAME CHANGE:** 20150626

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpine 4 Automotive Technologies Ltd.
- **DATE OF NAME CHANGE:** 20140728

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALPINE 4 Inc.
- **DATE OF NAME CHANGE:** 20140429

?xml version="1.0" ? alpp-20230321

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

___________

&nbsp;&nbsp;&nbsp;&nbsp;

**FORM 8-K**

**___________**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 21, 2023

![alpp-20230321_g1.gif](alpp-20230321_g1.gif)

**Alpine 4 Holdings, Inc.**

(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-40913** | **46-5482689** |
| (STATE OR OTHER JURISDICTION<br>OF INCORPORATION OR ORGANIZATION) | (COMMISSION FILE NO.) | (IRS EMPLOYEE IDENTIFICATION NO.) |

---

2525 E Arizona Biltmore Circle, Suite 237

Phoenix, AZ 85016

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

480-702-2431

(ISSUER TELEPHONE NUMBER)

(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered <br> <u>Class A Common Stock</u> <u>ALPP</u> <u>The Nasdaq Stock Market</u>

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

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**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

***Announcement of Resignation of Chief Financial Officer***

On March 21, 2023, Larry Zic, the Chief Financial officer of Alpine 4 Holdings, Inc., a Delaware corporation (the "Company"), notified the Company of his intent to resign as the Company's Chief Financial Officer, effective March 31, 2023.

Mr. Zic's decision to resign arose from his desire to pursue other professional opportunities. Mr. Zic's resignation was voluntary and did not arise from any disagreement on any matter relating to the operations, policies, or practices of the Company.

The Company's Board of Directors (the "Board") accepted Mr. Zic's resignation, to be effective March 31, 2023.

The Board has begun a search for a new Chief Financial Officer.

In the interim, the Board has appointed SaVonnah Osmanski, currently serving as the Company's VP Corporate Controller and Vice President, to serve as the Company's interim Chief Financial Officer, to serve until a replacement Chief Financial Officer has been engaged. Ms. Osmanski will serve as the interim principal financial officer and principal accounting officer for the Company. Ms. Osmanski will serve in this capacity at the pleasure of the Board.

Ms. Osmanski has been with the Company since March 2021. She was appointed as VP Corporate Controller of the Company in June 2021. Ms. Osmanski is a Certified Public Accountant in good standing under Arizona licensure. She earned two Bachelors of Science Degrees, one in Accounting and one in Finance, from Northern Arizona University. She also earned a Masters Degree in Accounting from the W.P Carey School of Business at Arizona State University. Prior to joining the Company, Ms. Osmanski was a controller at a private company and an external auditor.

There are no family relationships between Ms. Osmanski and anyone currently serving as a director, executive officer, or director nominee of the Company.

There are no related party transactions between Ms. Osmanski and the Company that would require disclosure under Item 404(a) of Regulation S-K.

**Item 9.01 Financial Statements and Exhibits**

**(d) Exhibits**

Exhibit Number Description <br> 104 Cover Page Interactive Data File (formatted as Inline XBRL)

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

**Alpine 4 Holdings, Inc.** 

By: <u>/s/</u> <u>Kent B. Wilson</u> 

Kent B. Wilson

Chief Executive Officer, President

(Principal Executive Officer)

Date: March 27, 2023