# EDGAR Filing Document

**Accession Number:** 0000913414
**File Stem:** 0000913414-23-000039
**Filing Date:** 2023-3
**Character Count:** 28751
**Document Hash:** 78a6ba7b5271f14448a40b07dab02a79
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913414-23-000039.hdr.sgml**: 20230403

**ACCESSION NUMBER**: 0000913414-23-000039

**CONFORMED SUBMISSION TYPE**: MA-A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230403

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BlackRock Institutional Trust Company, N.A.
- **CENTRAL INDEX KEY:** 0000913414
- **IRS NUMBER:** 943112180
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** MA-A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 867-01207
- **FILM NUMBER:** 23791101

**BUSINESS ADDRESS:**
- **STREET 1:** 400 HOWARD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 4155972639

**MAIL ADDRESS:**
- **STREET 1:** 400 HOWARD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BARCLAYS GLOBAL INVESTORS NA /CA/
- **DATE OF NAME CHANGE:** 20000119

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BZW BARCLAYS GLOBAL INVESTORS NA
- **DATE OF NAME CHANGE:** 19960311

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WELLS FARGO INSTITUTIONAL TRUST CO
- **DATE OF NAME CHANGE:** 19960226

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM MA: UNIFORM APPLICATION FOR MUNICIPAL ADVISOR REGISTRATION

### Filer and Contact Information

**Filer CIK:** 0000913414

**Filer CCC:** XXXXXXXX

**Contact Name:** Jennifer Charlton

**Contact Phone:** 14156702838

**Contact Email:** jennifer.charlton@blackrock.com

**Notification Emails:** bruce.mcdougal@blackrock.com, jennifer.charlton@blackrock.com

### Type of Filing

**Selected Filing Type:** Annual Update

### Item 1: Identifying Information

**A. Full Legal Name of the Firm:** BlackRock Institutional Trust Company, N.A.

**&nbsp;&nbsp;&nbsp;Is applicant a Sole Proprietor?:** No

**&nbsp;&nbsp;&nbsp;Has the municipal legal name changed since the last filing?:** No

**&nbsp;&nbsp;&nbsp;Has the applicant had any previous DBA names?:** No

**&nbsp;&nbsp;&nbsp;Does the applicant have any additional DBA names?:** No

**C. IRS Employer Identification Number:** 94-3112180

**D. Registrations:**

- **Municipal Advisor (Temporary):** SEC File No: 866-01432-00

- **Municipal Advisor:** SEC File No: 867-01207

- **Other:** Description: U.S. Office of the Comptroller of the Currency, ID: OCC Charter Number 22121

**Additional Registrations:**

- **U.S. Commodity Futures Trading Commission:** NFA ID 279188

**E. Principal Office and Place of Business:** 400 HOWARD STREET, SAN FRANCISCO, CA, 94105

**Telephone Number:** 1-415-670-2000

**Additional Offices of Employment:**

- **Office #1 (Amend):** 50 Hudson Yards, New York, NY, 10001 | Phone: 1-212-810-5300

- **Office #2 (Add):** 725 Ponce de Leon Ave NE, Atlanta, GA, 30306 | Phone: 1-470-520-5000

- **Office #3 (Add):** 100 Bellevue Parkway, Wilmington, DE, 19809 | Phone: 1-302-797-2000

- **Office #4 (Add):** 1 University Square Drive, Princeton, NJ, 08540 | Phone: 6092822000

- **Office #5 (Amend):** 60 State Street, Boston, MA, 02109 | Phone: 1-617-357-1200

**Mailing Address is Different from Principal Office:** No

**F. Website:** www.blackrock.com

**G. Chief Compliance Officer (CCO):**

**Name:** Bruce William McDougal

**Address:** 400 Howard Street, San Francisco, CA, 94105

**Phone Number:** 1-415-670-2229

**Email:** bruce.mcdougal@blackrock.com

**H. Business Affiliates:**

- **Name:** BlackRock, Inc.

  - **Issuing Agency:** Securities and Exchange Commission

  - **Jurisdiction:** 

- **Name:** BlackRock Holdco 2, Inc.

- **Name:** BlackRock Financial Management, Inc.

  - **Issuing Agency:** Securities and Exchange Commission

  - **Jurisdiction:** 

- **Name:** BlackRock Holdco 4, LLC

- **Name:** BlackRock Holdco 5, LLC

- **Name:** BlackRock Holdco 6, LLC

- **Name:** BlackRock Delaware Holdings Inc.

- **Name:** BlackRock Execution Services

  - **Issuing Agency:** Securities and Exchange Commission

  - **Jurisdiction:** 

- **Name:** BlackRock Institutional Services, Inc.

**I. Location of Books and Records:** Yes

### Item 2: Form of Organization

**A. Applicant's form of organization:** Other (—)

**B. Month of Applicant's Annual Fiscal Year End:** December

**C. State, Other U.S. Jurisdiction, or Foreign Jurisdiction Under Which Applicant is Organized:** XX

**D. Date of Organization:** 04-02-1990

**E. Is the applicant a public reporting company?:** No

### Item 3: Successions

**Is the applicant succeeding to the business of a registered municipal advisor?** No

### Item 4: Information About Applicant's Business

**A. Number of Employees:** 502

**B. Municipal Advisory Activities - Employees:** 5

**C. Registered Representatives - MAA Employees also registered reps of a broker-dealer:** 5

**&nbsp;&nbsp;&nbsp;MAA Employees also associated with an investment adviser:** 0

**D. Public Relations Company?:** No

**E. Soliciting on Behalf of an Affiliate - Number of firms:** 0

**F. Types of Clients - Number of clients served as municipal advisor:** 3

**&nbsp;&nbsp;&nbsp;Types of Clients:** Municipal Entities, Non-profit organizations

**G. Solicitation of Municipal Entities and Obligated Persons - Municipal Entities:** 0

**&nbsp;&nbsp;&nbsp;Obligated Persons:** 0

**&nbsp;&nbsp;&nbsp;Total Solicited:** 0

**H. Types of Persons Solicited:** 
Not Applicable
, Not Applicable

**I. Compensation Arrangements (Municipal Advisory):** 
Fixed Fees
, Fixed Fees

**J. Compensation Arrangements (Solicitation):** 
Not Applicable
, Not Applicable

**K. Does the applicant receive compensation in the context of its municipal advisory business from other than its municipal entity or obligated person clients?:** No

**L. Applicant Business Relating to Municipal Securities:** Advice Investment Of Proceeds MS, Advice Use Of MD

### Item 5: Other Business Activities

- **Trust Company:** Actively Engaged: Yes, Primary Business: Yes

**Is applicant engaged in any other non-municipal advisor business?** No

### Item 6: Financial Industry and Other Activities of Associated Persons

**Types of associated persons:** Broker-dealer municipal securities dealer or government securities broker or dealer, Investment Company, Investment Adviser, Commodity pool operator, Commodity trading advisor, Trust Company, Insurance company or agency, Pension consultant, Sponsor or syndicator of limited partnerships, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Commodity pool operator, Commodity trading advisor, Sponsor or syndicator of limited partnerships, Broker-dealer municipal securities dealer or government securities broker or dealer, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Commodity pool operator, Commodity trading advisor, Sponsor or syndicator of limited partnerships, Broker-dealer municipal securities dealer or government securities broker or dealer, Investment Adviser, Commodity pool operator, Commodity trading advisor, Sponsor or syndicator of limited partnerships, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Sponsor or syndicator of limited partnerships, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Commodity pool operator, Broker-dealer municipal securities dealer or government securities broker or dealer, Investment Adviser, Real estate broker or dealer, Investment Adviser, Investment Adviser, Insurance company or agency, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Sponsor or syndicator of limited partnerships, Investment Adviser, Broker-dealer municipal securities dealer or government securities broker or dealer, Broker-dealer municipal securities dealer or government securities broker or dealer, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Commodity pool operator, Commodity trading advisor, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Investment Adviser, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company, Investment Company

**Total Associated Persons:** 108

### Item 7: Participation or Interest in Client Transactions

- **Buy or sell municipal securities from or to municipal advisory clients for the firm's own account?:** No

- **Buy or sell municipal securities from or to third-parties on behalf of clients?:** No

- **Enter into derivatives transactions with clients for the firm's own account?:** No

- **Recommend to clients to buy/sell securities in which the firm has a financial interest?:** No

- **Recommend to clients products/services of an affiliated person?:** No

- **Recommend to clients securities of an issuer with which the firm has other relationships?:** No

- **Have discretionary authority to buy/sell municipal securities for clients?:** Yes

- **Have discretionary authority to buy/sell any other securities or investments for clients?:** Yes

- **Have discretionary authority to determine the broker-dealer to be used for client transactions?:** Yes

- **Have discretionary authority to determine the commission paid to a broker-dealer?:** Yes

- **Recommend broker-dealers to clients?:** No

- **&nbsp;&nbsp;&nbsp;If yes, are any of these broker-dealers an associated person of the applicant?:** —

- **Compensate any person for client referrals?:** No

- **Receive compensation from any person for client referrals?:** No

### Item 8: Owners, Officers, and Other Control Persons

**A. (2) Does any person not named in Item 1-A or Schedules A, B, or C, directly or indirectly, control the applicant's management or policies?** No

**B. (1) Is any person in Schedule A, B, or C, or in Section 8-A of Schedule D a public reporting company?** No

### Item 9: Disclosure Information

**Criminal Disclosure:**

- **Applicant/Advisory Affiliate Convicted/Pled Guilty to Felony?:** No

- **Applicant/Advisory Affiliate Charged with Felony?:** Yes

- **Organization Convicted/Pled Guilty to Felony?:** No

- **Organization Charged with Felony?:** No

**Regulatory Disclosure:**

- **SEC/CFTC Found False Statement?:** Yes

- **SEC/CFTC Found Violation?:** Yes

- **SEC/CFTC Found Cause of Denial/Suspension?:** No

- **SEC/CFTC Entered Order?:** Yes

- **SEC/CFTC Imposed Civil Penalty?:** Yes

- **SRO Found Unethical Conduct?:** Yes

- **SRO Found Violation?:** Yes

- **SRO Found Cause of Denial/Suspension?:** No

- **SRO Barred/Suspended/Fined > $2,500?:** Yes

- **SRO Denied/Suspended/Revoked Registration?:** Yes

- **Foreign Authority Found False Statement?:** No

- **Foreign Authority Found Violation?:** Yes

- **Foreign Authority Found Cause of Suspension?:** No

- **Foreign Authority Disciplined?:** No

- **Authorization to Act as Attorney/Accountant Revoked?:** No

- **Subject of a Regulatory Complaint?:** Yes

**Civil Disclosure:**

- **Enjoined in Connection with Municipal Advisory Activity?:** No

- **Found to Have Violated Regulations?:** No

- **Civil Proceeding Dismissed Pursuant to Settlement?:** No

- **Named in Civil Proceeding Alleging Violation?:** No

### Item 10: Small Businesses

**Does the applicant have annual receipts of less than $7,000,000?** No

**Is the applicant affiliated with a person that has annual receipts of more than $7,000,000?** Yes

### Schedule A: Direct Owners and Executive Officers

| Name                              | Title/Status                         | Date Acquired   | Ownership Code    | Control Person?   | IRS Number   | CRD Number   |
|:---|:---|:---|:---|:---|:---|:---|
| BlackRock Delaware Holdings, Inc. | Sole Shareholder of Applicant        | 12-01-2009      | E - 75% or more   | Yes               | 27-1037825   |  |
| Derek Neville Stein               | Chief Executive Officer, Director    | 12-01-2009      | NA - less than 5% | Yes               |  | 4382888      |
| Anne Marie Petach                 | Director                             | 12-01-2009      | NA - less than 5% | Yes               |  | 5569378      |
| Jeffrey Craig Keil                | Director                             | 06-28-2010      | NA - less than 5% | Yes               |  | 2207040      |
| Andrew NMN Gidney                 | Director and Chief Operating Officer | 03-19-2014      | NA - less than 5% | Yes               |  | 000000000    |
| Marc David Comerchero             | Director and Chief Financial Officer | 09-09-2015      | NA - less than 5% | Yes               |  | 000000000    |
| Jeanne Marie Belanger             | Chief Legal Officer                  | 09-14-2016      | NA - less than 5% | Yes               |  | 000000000    |
| Matthew J Mallow                  | Director                             | 03-21-2018      | NA - less than 5% | Yes               |  | 000000000    |
| Linda NMN Adamany                 | Director                             | 03-21-2018      | NA - less than 5% | Yes               |  | 000000000    |
| Bruce William McDougal            | Chief Compliance Officer             | 01-13-2020      | NA - less than 5% | Yes               |  | 000000000    |
| Diane NMN Schumaker-Krieg         | Director                             | 09-16-2020      | NA - less than 5% | Yes               |  | 1405644      |

### Schedule B: Indirect Owners

| Owning Entity                        | Name                                 | Title/Status                         | Date Acquired   | Ownership Code   | Control Person?   | IRS Number   |
|:---|:---|:---|:---|:---|:---|:---|
| BlackRock Holdco 2, Inc.             | BlackRock, Inc.                      | Sole Shareholder                     | 09-29-2006      | E - 75% or more  | Yes               | 32-0174431   |
| BlackRock Financial Management, Inc. | BlackRock Holdco 2, Inc.             | Sole Shareholder                     | 09-29-2006      | E - 75% or more  | Yes               | 68-0635711   |
| BlackRock Holdco 4, LLC              | Blackrock Financial Management, Inc. | Sole Member                          | 10-21-1994      | E - 75% or more  | Yes               |  |
| BlackRock Holdco 5, LLC              | BlackRock Holdco 4, LLC              | Sole Member                          | 12-01-2009      | E - 75% or more  | Yes               | 27-1438207   |
| BlackRock Holdco 6, LLC              | BlackRock Holdco 5, LLC              | Sole Member of 100% Preferred Shares | 12-01-2009      | E - 75% or more  | Yes               | 27-1438320   |
| BlackRock Delaware Holdings, Inc.    | BlackRock Holdco 6, LLC              | Sole Shareholder                     | 12-01-2009      | E - 75% or more  | Yes               | 27-1438468   |

### Schedule C: Amendments to Schedules A and B

| Type   | Ownership   | Owning Entity                        | Name                                 | Title/Status                         | Date Acquired   | Ownership Code    | Control Person?   | IRS Number   | CRD Number   |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
|  | Direct      |  | BlackRock Delaware Holdings, Inc.    | Sole Shareholder of Applicant        | 12-01-2009      | E - 75% or more   | Yes               | 27-1037825   |  |
|  | Indirect    | BlackRock Holdco 2, Inc.             | BlackRock, Inc.                      | Sole Shareholder                     | 09-29-2006      | E - 75% or more   | Yes               | 32-0174431   |  |
|  | Indirect    | BlackRock Financial Management, Inc. | BlackRock Holdco 2, Inc.             | Sole Shareholder                     | 09-29-2006      | E - 75% or more   | Yes               | 68-0635711   |  |
|  | Indirect    | BlackRock Holdco 4, LLC              | Blackrock Financial Management, Inc. | Sole Member                          | 10-21-1994      | E - 75% or more   | Yes               |  |  |
|  | Indirect    | BlackRock Holdco 5, LLC              | BlackRock Holdco 4, LLC              | Sole Member                          | 12-01-2009      | E - 75% or more   | Yes               | 27-1438207   |  |
|  | Indirect    | BlackRock Holdco 6, LLC              | BlackRock Holdco 5, LLC              | Sole Member of 100% Preferred Shares | 12-01-2009      | E - 75% or more   | Yes               | 27-1438320   |  |
|  | Indirect    | BlackRock Delaware Holdings, Inc.    | BlackRock Holdco 6, LLC              | Sole Shareholder                     | 12-01-2009      | E - 75% or more   | Yes               | 27-1438468   |  |
|  | Direct      |  | Derek Neville Stein                  | Chief Executive Officer, Director    | 12-01-2009      | NA - less than 5% | Yes               |  | 4382888      |
|  | Direct      |  | Anne Marie Petach                    | Director                             | 12-01-2009      | NA - less than 5% | Yes               |  | 5569378      |
|  | Direct      |  | Jeffrey Craig Keil                   | Director                             | 06-28-2010      | NA - less than 5% | Yes               |  | 2207040      |
|  | Direct      |  | Andrew NMN Gidney                    | Director and Chief Operating Officer | 03-19-2014      | NA - less than 5% | Yes               |  | 000000000    |
|  | Direct      |  | Marc David Comerchero                | Director and Chief Financial Officer | 09-09-2015      | NA - less than 5% | Yes               |  | 000000000    |
|  | Direct      |  | Jeanne Marie Belanger                | Chief Legal Officer                  | 09-14-2016      | NA - less than 5% | Yes               |  | 000000000    |
|  | Direct      |  | Matthew J Mallow                     | Director                             | 03-21-2018      | NA - less than 5% | Yes               |  | 000000000    |
|  | Direct      |  | Linda NMN Adamany                    | Director                             | 03-21-2018      | NA - less than 5% | Yes               |  | 000000000    |
|  | Direct      |  | Bruce William McDougal               | Chief Compliance Officer             | 01-13-2020      | NA - less than 5% | Yes               |  | 000000000    |
|  | Direct      |  | Diane NMN Schumaker-Krieg            | Director                             | 09-16-2020      | NA - less than 5% | Yes               |  | 1405644      |

### Disclosure Reporting Pages (DRPs)

**Regulatory DRP for: Applicant (Responding to Questions: 9-C1, 9-C2, 9-C4, 9-C5)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 38052

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 40701

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2, 9-C4, 9-C5)**

**Regulatory DRP for: Applicant (Responding to Questions: 9-C5)**

- **Filed On (Applicant):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

- **CRD Number:** 107105

- **Disclosure Number:** 40773

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 44326

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 41824

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 44785

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 41825

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 45861

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 42388

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 45863

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 43608

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 40771

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2, 9-D4, 9-D5)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 43113

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 40772

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 45816

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

  - **Disclosure Number:** 42081

**Regulatory DRP for: Applicant (Responding to Questions: 9-D1, 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 46849

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2, 9-C4, 9-C5)**

- **Filed On (Applicant):** Form ADV/BD/U4 for BLACKROCK FINANCIAL MANAGEMENT, INC.

- **CRD Number:** 107105

- **Disclosure Number:** 47590

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 47842

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 48982

**Regulatory DRP for: Applicant (Responding to Questions: 9-C1, 9-C2, 9-C3, 9-C4, 9-C5)**

  - **Associated Person:** —

  - **CRD Number:** 106614

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Advisors, LLC

  - **Disclosure Number:** 73180

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2, 9-C3, 9-C4, 9-C5)**

  - **Associated Person:** Bartholomew Angelo Battista

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 76180

**Regulatory DRP for: Applicant (Responding to Questions: 9-C1, 9-C2, 9-C3, 9-C4, 9-C5)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 76179

**Regulatory DRP for: Applicant (Responding to Questions: 9-C1, 9-C2, 9-C3, 9-C4, 9-C5)**

  - **Associated Person:** —

  - **CRD Number:** 108069

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Capital Management, Inc.

  - **Disclosure Number:** 73179

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 114324

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 114312

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 114310

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2, 9-C4, 9-C5)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Financial Management, Inc.

  - **Disclosure Number:** 132000

**Regulatory DRP for: Applicant (Responding to Questions: 9-C2, 9-C4, 9-C5)**

  - **Associated Person:** —

  - **CRD Number:** 105247

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Fund Advisors

  - **Disclosure Number:** 133088

**Regulatory DRP for: Applicant (Responding to Questions: 9-D1, 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 136464

**Regulatory DRP for: Applicant (Responding to Questions: 9-D1, 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 162379

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Investment Management (UK) Limited

  - **Disclosure Number:** 141821

**Regulatory DRP for: Applicant (Responding to Questions: 9-E2)**

  - **Associated Person:** —

  - **CRD Number:** 107105

  - **Filed On (AP):** Form ADV/BD/U4 for BlackRock Management Financial, Inc

  - **Disclosure Number:** 144329

**Regulatory DRP for: Applicant (Responding to Questions: 9-D2)**

  - **Associated Person:** —

  - **CRD Number:** 106614

  - **Filed On (AP):** Form ADV/BD/U4 for BLACKROCK ADVISORS, LLC

  - **Disclosure Number:** 147416

### Execution Page

**Signature:** Andrew Gidney

**Signer Name:** Andrew Gidney

**Title:** Chief Operating Officer

**Date:** 03-31-2023