# EDGAR Filing Document

**Accession Number:** 0001494928
**File Stem:** 0002048251-25-002709
**Filing Date:** 2025-11
**Character Count:** 31354
**Document Hash:** 59f10f5a3ce7d4a1157c7aef0b86b747
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002048251-25-002709.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0002048251-25-002709

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RIVERPARK FUNDS TRUST
- **CENTRAL INDEX KEY:** 0001494928

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22431
- **FILM NUMBER:** 251532808

**BUSINESS ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-484-2100

**MAIL ADDRESS:**
- **STREET 1:** 156 WEST 56TH STREET
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

## Series and Classes Contracts Data

### RiverPark Short Term High Yield Fund (Series ID: S000030034)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000092096 | Retail Class        | RPHYX           |
| C000092097 | Institutional Class | RPHIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RiverPark Funds Trust

- **b. Investment Company Act file number:** 811-22431

- **c. CIK number of Registrant:** 0001494928

- **d. LEI of Registrant:** 549300MZL2U4WJYG1566

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 156 WEST 56TH STREET

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10019

  - **Telephone number:** 2124842100

**Item A.2. Information about the Series.**

- **a. Name of Series:** RIVERPARK SHORT TERM HIGH YIELD FUND

- **b. EDGAR series identifier (if any):** S000030034

- **c. LEI of Series:** 549300ZIEZ88YN1W1K96

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $749428805.64

**Total Liabilities:** $8614576.98

**Net Assets:** $740814228.66

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -483.95910995 | **1-Year:** -1242.65495410 | **5-Year:** -379.89670223 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -8963.31727858 | **1-Year:** -9115.89427880 | **5-Year:** -3553.51851242 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000092097 | 0.48%                | 0.35%                | 0.31%                |
| Class ID C000092096 | 0.35%                | 0.33%                | 0.40%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-552769.96              | $1067917.78                                |
| Month 2  | $6787.83                 | $-289520.90                                |
| Month 3  | $50280.40                | $-228303.25                                |

### Schedule of Portfolio Investments

| Name                                              | Title                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BALLY'S CORPORATION                               | BALLY'S CORPORATION 10/2/2028                                            | CUSIP: 05875CAB0<br>LEI: N/A                  | Long             | LON              |  | US        |  15763000 | PA      | $15277026.71  | 2.06%             | 2028-10-02      | Floating      | 7.84%                 | No            |                  2 | On Loan: No      |
| ICAHN ENTERPRISES L.P.                            | ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE C 6.250000% 05/15/2026  | CUSIP: 451102BT3<br>LEI: 549300T0G4GS0SINS786 | Long             | DBT              | CORP              | US        |   9438000 | PA      | $9434181.39   | 1.27%             | 2026-05-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| NABORS INDUSTRIES, INC.                           | NABORS INDUSTRIES INC 144A 7.375000% 05/15/2027                          | CUSIP: 62957HAJ4<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |  12670000 | PA      | $12870160.66  | 1.74%             | 2027-05-15      | Fixed         | 7.38%                 | Yes           |                  2 | On Loan: No      |
| BROWN BROTHERS                                    | FX Forward Contract: USD/EUR SETTLE 2025-10-17                           | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | N/A              | DFE              |  | US        |         1 | NC      | $2027.19      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| VERINT SYSTEMS INC.                               | VERINT SYSTEMS INC 0.250000% 04/15/2026                                  | CUSIP: 92343XAC4<br>LEI: 549300KEQJS5FRVUCO94 | Long             | DBT              | CORP              | US        |  14975000 | PA      | $14694218.75  | 1.98%             | 2026-04-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| MAGNITE, INC.                                     | MAGNITE INC 0.250000% 03/15/2026                                         | CUSIP: 55955DAB6<br>LEI: 54930018FR2YX1HHSB02 | Long             | DBT              | CORP              | US        |  15125000 | PA      | $14781662.50  | 2.00%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| BROWN BROTHERS                                    | FX Forward Contract: USD/EUR SETTLE 2025-10-17                           | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | N/A              | DFE              |  | US        |         1 | NC      | $3780.82      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| CLEVELAND-CLIFFS STEEL CORPORATION                | CLEVELAND-CLIFFS STEEL CORP 7.000000% 03/15/2027                         | CUSIP: 001546AU4<br>LEI: O05HJM8THRTZG4688Q91 | Long             | DBT              | CORP              | US        |     90000 | PA      | $90056.27     | 0.01%             | 2027-03-15      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| LFS TOPCO LLC                                     | LFS TOPCO LLC 144A 5.875000% 10/15/2026                                  | CUSIP: 50203TAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   9888430 | PA      | $9952062.05   | 1.34%             | 2026-10-15      | Fixed         | 5.88%                 | Yes           |                  2 | On Loan: No      |
| AMN HEALTHCARE, INC.                              | AMN HEALTHCARE INC 144A 4.625000% 10/01/2027                             | CUSIP: 00175PAB9<br>LEI: 549300H27NUKBFFQEE84 | Long             | DBT              | CORP              | US        |  26840000 | PA      | $26846039.00  | 3.62%             | 2027-10-01      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| CLEVELAND-CLIFFS INC.                             | CLEVELAND-CLIFFS INC 5.875000% 06/01/2027                                | CUSIP: 185899AH4<br>LEI: 549300TM2WLI2BJMDD86 | Long             | DBT              | CORP              | US        |  17403000 | PA      | $17413564.84  | 2.35%             | 2027-06-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD.                              | NCL CORP LTD 144A 5.875000% 02/15/2027                                   | CUSIP: 62886HBE0<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | NUSS              | US        |    650000 | PA      | $652151.50    | 0.09%             | 2027-02-15      | Fixed         | 5.88%                 | Yes           |                  2 | On Loan: No      |
| N/A                                               | BROWN BROTHERS HARRIMAN SWEEP INTEREST                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |   8669074 | PA      | $8669073.71   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                               | PLUM ACQUISITION CORP III DUMMY SECURITY                                 | CUSIP: 87284T100<br>LEI: N/A                  | Long             | EC               |  | US        |     45106 | NS      | $7668.02      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Informatica 6/24 TLB                              | Informatica 6/24 TLB 27-Oct-28                                           | CUSIP: 45673YAL0<br>LEI: N/A                  | Long             | LON              |  | US        |  14961340 | PA      | $14980041.89  | 2.02%             | 2028-10-27      | Floating      | 6.57%                 | No            |                  2 | On Loan: No      |
| CLEAN HARBORS, INC.                               | CLEAN HARBORS INC 144A 4.875000% 07/15/2027                              | CUSIP: 184496AN7<br>LEI: 5493000SJVZVZJKHJF48 | Long             | DBT              | CORP              | US        |   4193000 | PA      | $4192945.07   | 0.57%             | 2027-07-15      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| Deutsche Bank Aktiengesellschaft                  | DEUTSCHE BANK AG 6.000000% MATURITY: PERPETUAL                           | CUSIP: 251525AX9<br>LEI: 7LTWFZYICNSX8D621K86 | Long             | DBT              | NUSS              | DE        |   9200000 | PA      | $9223110.40   | 1.24%             | 2174-04-30      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| GUESS ?, INC.                                     | GUESS? INC 3.750000% 04/15/2028                                          | CUSIP: 401617AF2<br>LEI: 549300QVH3ZK2DW0KP86 | Long             | DBT              | CORP              | US        |   4000000 | PA      | $3970952.04   | 0.54%             | 2028-04-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                    | CITIZENS FINANCIAL GROUP INC 5.650000% MATURITY: PERPETUAL               | CUSIP: 174610AU9<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | DBT              | CORP              | US        |  28244000 | PA      | $28363347.85  | 3.83%             | 2173-10-06      | Fixed         | 5.65%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMENT, INC.                   | LIVE NATION ENTERTAINMENT INC 144A 5.625000% 03/15/2026                  | CUSIP: 538034AN9<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |  18781000 | PA      | $18796625.79  | 2.54%             | 2026-03-15      | Fixed         | 5.62%                 | Yes           |                  2 | On Loan: No      |
| BROWN BROTHERS                                    | FX Forward Contract: USD/EUR SETTLE 2025-10-17                           | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | N/A              | DFE              |  | US        |         1 | NC      | $43990.90     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Q2 HOLDINGS, INC.                                 | Q2 HOLDINGS INC 0.125000% 11/15/2025                                     | CUSIP: 74736LAF6<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |  19095000 | PA      | $18932692.50  | 2.56%             | 2025-11-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| CANNABIST CO HLDGS INC RESTRICTED                 | CANNABIST CO HLDGS INC RESTRICTED UNLISTED COMMON STOCK                  | CUSIP: 13765Y509<br>LEI: N/A                  | Long             | EC               |  | US        |   1885688 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| AIRBNB, INC.                                      | AIRBNB INC ZERO COUPON 03/15/2026                                        | CUSIP: 009066AB7<br>LEI: 549300HMUDNO0RY56D37 | Long             | DBT              | CORP              | US        |  18520000 | PA      | $18149600.00  | 2.45%             | 2026-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| REDFIN CORPORATION                                | REDFIN CORP ZERO COUPON 10/15/2025                                       | CUSIP: 75737FAC2<br>LEI: 549300HXWD3JEMZU3O57 | Long             | DBT              | CORP              | US        |  10000000 | PA      | $10010000.00  | 1.35%             | 2025-10-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| WESTERN DIGITAL CORPORATION                       | WESTERN DIGITAL CORP 4.750000% 02/15/2026                                | CUSIP: 958102AM7<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |  11775000 | PA      | $11781722.35  | 1.59%             | 2026-02-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| N/A                                               | CANNABIST CO HOLDINGS INC/THE 9.250000% 12/31/2028                       | CUSIP: 13766HAA7<br>LEI: N/A                  | Long             | DBT              | NUSS              | CA        |   8000000 | PA      | $4360000.00   | 0.59%             | 2028-12-31      | Fixed         | 9.25%                 | No            |                  2 | On Loan: No      |
| Hawaiian Airlines Pass Through Trust              | HAWAIIAN AIRLINES 2013-1 CLASS A PASS THROUGH CERT 3.900000% 01/15/2026  | CUSIP: 419838AA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  15139559 | PA      | $15004573.02  | 2.03%             | 2026-01-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| Globa Terra Acquisition Corp                      | GLOBA TERRA ACQUISITION CO-A SPECIAL PURPOSE ACQUISITION COMPANIES       | CUSIP: G3933N116<br>LEI: N/A                  | Long             | EC               |  | US        |    350000 | NS      | $3493000.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| DANA INCORPORATED                                 | DANA INC 5.375000% 11/15/2027                                            | CUSIP: 235825AF3<br>LEI: KVWHW7YLZPFJM8QYNJ51 | Long             | DBT              | CORP              | US        |   1520000 | PA      | $1518808.62   | 0.21%             | 2027-11-15      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| TALLGRASS ENERGY PARTNERS, LP                     | TALLGRASS ENERGY PARTNERS LP / TALLGRASS ENERGY FI 6.000000% 03/01/2027  | CUSIP: 87470LAG6<br>LEI: 549300IQ3DN0F3VERF65 | Long             | DBT              | CORP              | US        |  12746000 | PA      | $12751631.18  | 1.72%             | 2027-03-01      | Fixed         | 6.00%                 | Yes           |                  2 | On Loan: No      |
| SS&C TECHNOLOGIES, INC.                           | SS&C TECHNOLOGIES INC 144A 5.500000% 09/30/2027                          | CUSIP: 78466CAC0<br>LEI: 549300KY09TR3J12JU49 | Long             | DBT              | CORP              | US        |  11456000 | PA      | $11454085.70  | 1.55%             | 2027-09-30      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| UNDER ARMOUR, INC.                                | UNDER ARMOUR INC 3.250000% 06/15/2026                                    | CUSIP: 904311AA5<br>LEI: 549300D4549QKWETZ406 | Long             | DBT              | CORP              | US        |  25082000 | PA      | $24825975.99  | 3.35%             | 2026-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| FAIR ISAAC CORPORATION                            | FAIR ISAAC CORP 144A 5.250000% 05/15/2026                                | CUSIP: 303250AE4<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | DBT              | CORP              | US        |   4513000 | PA      | $4517865.01   | 0.61%             | 2026-05-15      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| AMERICAN NATIONAL GROUP INC.                      | American National Group Inc PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 549300RK5RZQ740FPL83       | Long             | EP               |  | US        |   1966657 | NS      | $49599089.54  | 6.70%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAHAM HOLDINGS COMPANY                           | GRAHAM HOLDINGS CO 144A 5.750000% 06/01/2026                             | CUSIP: 384637AA2<br>LEI: 529900BOSCEEEMAFQJ29 | Long             | DBT              | CORP              | US        |  18410000 | PA      | $18425646.66  | 2.49%             | 2026-06-01      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| FIVE POINT OPERATING COMPANY, LP                  | FIVE POINT OPERATING CO LP / FIVE POINT CAPITAL CO 10.500000% 01/15/2028 | CUSIP: 33834YAB4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  43961000 | PA      | $44450461.77  | 6.00%             | 2028-01-15      | Fixed         | 10.50%                | Yes           |                  2 | On Loan: No      |
| HARROW, INC.                                      | Harrow Inc PREFERRED STOCK                                               | CUSIP: 415858307<br>LEI: N/A                  | Long             | EP               |  | US        |      8572 | NS      | $223300.60    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PRIME SECURITY SERVICES BORROWER, LLC             | PRIME SECURITY SERVICES BORROWER LLC / PRIME FINAN 5.750000% 04/15/2026  | CUSIP: 74166MAC0<br>LEI: 549300O6QPZVWXV2DC15 | Long             | DBT              | CORP              | US        |  14493000 | PA      | $14571986.85  | 1.97%             | 2026-04-15      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| GETTY IMAGES, INC.                                | GETTY IMAGES INC 144A 9.750000% 03/01/2027                               | CUSIP: 374276AJ2<br>LEI: 5493005NV20IG4VEKZ40 | Long             | DBT              | CORP              | US        |   5704000 | PA      | $5418930.05   | 0.73%             | 2027-03-01      | Fixed         | 9.75%                 | Yes           |                  2 | On Loan: No      |
| Viking Cruises Ltd                                | VIKING CRUISES LTD 144A 5.875000% 09/15/2027                             | CUSIP: 92676XAD9<br>LEI: 549300IJP90T4MV2GL84 | Long             | DBT              | NUSS              | US        |   1250000 | PA      | $1251305.00   | 0.17%             | 2027-09-15      | Fixed         | 5.88%                 | Yes           |                  2 | On Loan: No      |
| Mangrove LuxCo III S.a r.l.                       | MANGROVE LUXCO III SARL 144A VARIABLE RATE 07/15/2029                    | CUSIP: YW1323271<br>LEI: 549300GLJSZN1PU7T586 | Long             | DBT              | NUSS              | LU        |    760000 | PA      | $901020.69    | 0.12%             | 2029-07-15      | Floating      | 7.03%                 | Yes           |                  2 | On Loan: No      |
| IB Acquisition Corp                               | IB ACQUISITION CORP SPECIAL PURPOSE ACQUISITION COMPANIES                | CUSIP: 44934N108<br>LEI: N/A                  | Long             | EC               |  | US        |    246281 | NS      | $2610578.60   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| HARROW, INC.                                      | Harrow Inc PREFERRED STOCK                                               | CUSIP: 415858208<br>LEI: N/A                  | Long             | EP               |  | US        |    108380 | NS      | $2783198.40   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN OIL AND GAS, INC.                        | NORTHERN OIL & GAS INC 144A 8.125000% 03/01/2028                         | CUSIP: 665531AG4<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   9896000 | PA      | $10069783.66  | 1.36%             | 2028-03-01      | Fixed         | 8.12%                 | Yes           |                  2 | On Loan: No      |
| Azerion Group N.V.                                | AZERION GROUP N.V. VARIABLE RATE 10/02/2026                              | CUSIP: N/A<br>LEI: 7245007RB3M5PMWY6N86       | Long             | DBT              | NUSS              | NL        |   6599000 | PA      | $7912156.45   | 1.07%             | 2026-10-02      | Floating      | 8.69%                 | No            |                  2 | On Loan: No      |
| HCA INC.                                          | HCA INC 5.875000% 02/15/2026                                             | CUSIP: 404119BS7<br>LEI: L3CJ6J7LJ2DX62FTXD46 | Long             | DBT              | CORP              | US        |   5200000 | PA      | $5206851.68   | 0.70%             | 2026-02-15      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| NATIONSTAR MORTGAGE HOLDINGS INC.                 | NATIONSTAR MORTGAGE HOLDINGS INC 144A 6.000000% 01/15/2027               | CUSIP: 63861CAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  12843000 | PA      | $12843000.00  | 1.73%             | 2027-01-15      | Fixed         | 6.00%                 | Yes           |                  2 | On Loan: No      |
| MATTHEWS INTERNATIONAL CORPORATION                | MATTHEWS INTERNATIONAL CORP 144A 8.625000% 10/01/2027                    | CUSIP: 577128AC5<br>LEI: 549300ZVC5O0ATML6U61 | Long             | DBT              | CORP              | US        |  10869000 | PA      | $11241980.60  | 1.52%             | 2027-10-01      | Fixed         | 8.62%                 | Yes           |                  2 | On Loan: No      |
| FOUNDATION BUILDING MATERIALS HOLDING COMPANY LLC | FOUNDATION BUILDING MATERIALS HOLDING COMPANY LLC 1/31/2028              | CUSIP: 35039KAB2<br>LEI: N/A                  | Long             | LON              |  | US        |  11538844 | PA      | $11544383.13  | 1.56%             | 2028-01-31      | Floating      | 7.82%                 | No            |                  2 | On Loan: No      |
| CONSOLIDATED COMMUNICATIONS, INC.                 | CONSOLIDATED COMMUNICATIONS INC 144A 5.000000% 10/01/2028                | CUSIP: 20903XAH6<br>LEI: 549300WW675Y48HDVX34 | Long             | DBT              | CORP              | US        |  30079000 | PA      | $30454987.50  | 4.11%             | 2028-10-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| AMKOR TECHNOLOGY, INC.                            | AMKOR TECHNOLOGY INC 144A 6.625000% 09/15/2027                           | CUSIP: 031652BK5<br>LEI: 529900VHLRTKPWZJBM84 | Long             | DBT              | CORP              | US        |   3529000 | PA      | $3539371.73   | 0.48%             | 2027-09-15      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| VNOM SUB, INC.                                    | VNOM SUB INC 144A 5.375000% 11/01/2027                                   | CUSIP: 92763MAA3<br>LEI: 5299009LINL232255G03 | Long             | DBT              | CORP              | US        |   9376000 | PA      | $9383613.31   | 1.27%             | 2027-11-01      | Fixed         | 5.38%                 | Yes           |                  2 | On Loan: No      |
| Cartesian Growth Corp II                          | CARTESIAN GROWTH CORP II- A SPECIAL PURPOSE ACQUISITION COMPANIES        | CUSIP: G19305112<br>LEI: N/A                  | Long             | EC               |  | US        |     34000 | NS      | $411740.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CANNABIST CO HLDGS INC RESTRICTED                 | CANNABIST CO HLDGS INC RESTRICTED UNLISTED COMMON STOCK                  | CUSIP: 13765Y400<br>LEI: N/A                  | Long             | EC               |  | US        |   1885688 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| CCO HOLDINGS, LLC                                 | CCO HOLDINGS LLC / CCO HOLDINGS CAPITAL CORP 144A 5.500000% 05/01/2026   | CUSIP: 1248EPBR3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7868000 | PA      | $7863650.57   | 1.06%             | 2026-05-01      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| CABLE ONE, INC.                                   | CABLE ONE INC ZERO COUPON 03/15/2026                                     | CUSIP: 12685JAE5<br>LEI: 549300648QS85T0XSH18 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1953009.34   | 0.26%             | 2026-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| CAPITAL SOUTHWEST CORPORATION.                    | Capital Southwest Corp PREFERRED STOCK                                   | CUSIP: 12665G105<br>LEI: 54930023YZ4YEJEDBO56 | Long             | EP               |  | US        |     52922 | NS      | $1341043.48   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA                                            | SEMPRA 4.875000% MATURITY: PERPETUAL                                     | CUSIP: 816851BK4<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | DBT              | CORP              | US        |  15000000 | PA      | $15014403.00  | 2.03%             | 2173-10-15      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LIMITED                                 | GOLAR LNG LTD 144A 7.000000% 10/20/2025                                  | CUSIP: N/A<br>LEI: 213800C2VSFZG3EZLO34       | Long             | DBT              | NUSS              | CM        |  23075000 | PA      | $23053085.67  | 3.11%             | 2025-10-20      | Fixed         | 7.00%                 | Yes           |                  2 | On Loan: No      |
| ALBERTSONS COMPANIES, INC.                        | ALBERTSONS COS INC / SAFEWAY INC / NEW ALBERTSONS 3.250000% 03/15/2026   | CUSIP: 013092AF8<br>LEI: 549300YKWOC0AOR16R51 | Long             | DBT              | CORP              | US        |  17600000 | PA      | $17516407.04  | 2.36%             | 2026-03-15      | Fixed         | 3.25%                 | Yes           |                  2 | On Loan: No      |
| USA COMPRESSION PARTNERS, LP                      | USA COMPRESSION PARTNERS LP / USA COMPRESSION FINA 6.875000% 09/01/2027  | CUSIP: 91740PAF5<br>LEI: 5493000B1PEOKXRZEO65 | Long             | DBT              | CORP              | US        |  32079000 | PA      | $32091831.60  | 4.33%             | 2027-09-01      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| FORD MOTOR CREDIT COMPANY LLC                     | FORD MOTOR CREDIT CO LLC 3.375000% 11/13/2025                            | CUSIP: 345397B28<br>LEI: UDSQCVRUX5BONN0VY111 | Long             | DBT              | CORP              | US        |  16675000 | PA      | $16645069.54  | 2.25%             | 2025-11-13      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| NORTHRIVER MIDSTREAM FINANCE LP                   | NORTHRIVER MIDSTREAM FINANCE LP 144A 5.625000% 02/15/2026                | CUSIP: 66679NAA8<br>LEI: 549300SOLNLY3BL6GF18 | Long             | DBT              | NUSS              | CA        |    500000 | PA      | $499830.75    | 0.07%             | 2026-02-15      | Fixed         | 5.62%                 | Yes           |                  2 | On Loan: No      |
| BROWN BROTHERS                                    | FX Forward Contract: USD/EUR SETTLE 2025-10-17                           | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | N/A              | DFE              |  | US        |         1 | NC      | $-14883.03    | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| DAYFORCE, INC.                                    | DAYFORCE INC 0.250000% 03/15/2026                                        | CUSIP: 15677JAD0<br>LEI: 549300T64GVCHFJ8L449 | Long             | DBT              | CORP              | US        |  19100000 | PA      | $18713225.00  | 2.53%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| DANA INCORPORATED                                 | DANA INC 5.625000% 06/15/2028                                            | CUSIP: 235825AG1<br>LEI: KVWHW7YLZPFJM8QYNJ51 | Long             | DBT              | CORP              | US        |  14581000 | PA      | $14572140.58  | 1.97%             | 2028-06-15      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-30

**Name of Applicant:** RiverPark Funds Trust

**Signature:** Paul Genova

**Name of Signer:** Paul Genova

**Title:** CFO