# EDGAR Filing Document

**Accession Number:** 0000923890
**File Stem:** 0001493152-23-004944
**Filing Date:** 2023-2
**Character Count:** 10343
**Document Hash:** 1f8e6c7a8c71d0fac15810a635331784
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-004944.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001493152-23-004944

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221219

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SOKOLOW LEONARD J
- **CENTRAL INDEX KEY:** 0000923890

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41276
- **FILM NUMBER:** 23630261

**MAIL ADDRESS:**
- **STREET 1:** REGATTA OFFICE PARK, WINDWARD THREE
- **STREET 2:** 4TH FLOOR, WEST BAY ROAD, P.O. BOX 1114
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** E9 KY11102
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SKYX Platforms Corp.
- **CENTRAL INDEX KEY:** 0001598981
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
- **IRS NUMBER:** 463645414
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2855 W. MCNAB ROAD
- **CITY:** POMPANO BEACH
- **STATE:** FL
- **ZIP:** 33069
- **BUSINESS PHONE:** (855) 759-7584

**MAIL ADDRESS:**
- **STREET 1:** 2855 W. MCNAB ROAD
- **CITY:** POMPANO BEACH
- **STATE:** FL
- **ZIP:** 33069

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SQL Technologies Corp.
- **DATE OF NAME CHANGE:** 20160812

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Safety Quick Lighting & Fans Corp.
- **DATE OF NAME CHANGE:** 20140203

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SOKOLOW LEONARD J<br><sub>(Last) (First) (Middle)</sub><br>C/O SKYX PLATFORMS CORP.<br>2855 W. MCNAB ROAD<br><sub>(Street)</sub><br>POMPANO BEACH, FL 33069<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-19 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>SKYX Platforms Corp. [ SKYX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock, no par value | 2022-12-19 |  | G | V | 10000 | D | $0 | 366543<sup>(7)(8)</sup> | D |  |
| Common Stock, no par value | 2022-12-20 |  | G | V | 10000 | D | $0 | 356543<sup>(7)(8)</sup> | D |  |
| Common Stock, no par value |  |  |  |  |  |  |  | 3600 | I | By Newbridge Securities Corporation<sup>(1)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (right to buy) | $0.6 |  |  |  |  |  |  | 2015-11-15 | 2025-11-15 | Common Stock, no par value | 150000 |  | 150000 | D |  |
| Stock Option (right to buy) | $3 |  |  |  |  |  |  | 2017-06-30 | 2027-04-19 | Common Stock, no par value | 150000 |  | 150000 | D |  |
| Stock Option (right to buy) | $4 |  |  |  |  |  |  | 2017-12-31 | 2027-04-19 | Common Stock, no par value | 150000 |  | 150000 | D |  |
| Stock Option (right to buy) | $3 |  |  |  |  |  |  | 2019-01-01 | 2024-01-01 | Common Stock, no par value | 100000 |  | 100000 | D |  |
| Stock Option (right to buy) | $12 |  |  |  |  |  |  | 2020-01-01 | 2025-01-01 | Common Stock, no par value | 100000 |  | 100000 | D |  |
| Stock Option (right to buy) | $12 |  |  |  |  |  |  | 2020-12-31 | 2025-12-31 | Common Stock, no par value | 100000 |  | 100000 | D |  |
| Stock Option (right to buy) | $12 |  |  |  |  |  |  | 2021-12-31 | 2026-12-31 | Common Stock, no par value | 100000 |  | 100000 | D |  |
| Stock Option (right to buy) | $12.34 |  |  |  |  |  |  | 2022-03-31<sup>(6)</sup> | 2027-03-11 | Common Stock, no par value | 17500 |  | 17500 | D |  |
| Warrant (right to buy) | $12 |  |  |  |  |  |  | <sup>(2)</sup> | 2023-12-31 | Common Stock, no par value | 4469 |  | 4469 | D |  |
| Warrant (right to buy) | $9.8 |  |  |  |  |  |  | <sup>(3)</sup> | 2024-10-26 | Common Stock, no par value | 1088 |  | 1088 | D |  |
| Warrant (right to buy) | $9.8 |  |  |  |  |  |  | <sup>(3)</sup> | 2024-11-29 | Common Stock, no par value | 3375 |  | 3375 | D |  |
| Warrant (right to buy) | $9.8 |  |  |  |  |  |  | <sup>(3)</sup> | 2024-12-22 | Common Stock, no par value | 19827 |  | 19827 | D |  |
| Warrant (right to buy) | $12 |  |  |  |  |  |  | <sup>(2)</sup> | 2023-12-31 | Common Stock, no par value | 5674 |  | 5674 | I | By Newbridge Securities Corporation<sup>(1)</sup> |
| Warrant (right to buy) | $9.8 |  |  |  |  |  |  | <sup>(3)</sup> | 2024-10-26 | Common Stock, no par value | 725 |  | 725 | I | By Newbridge Securities Corporation<sup>(1)</sup> |
| Warrant (right to buy) | $9.8 |  |  |  |  |  |  | <sup>(3)</sup> | 2024-11-29 | Common Stock, no par value | 2250 |  | 2250 | I | By Newbridge Securities Corporation<sup>(1)</sup> |
| Warrant (right to buy) | $9.8 |  |  |  |  |  |  | <sup>(3)</sup> | 2024-12-22 | Common Stock, no par value | 13216 |  | 13216 | I | By Newbridge Securities Corporation<sup>(1)</sup> |
| 6.0% Subordinated Convertible Promissory Note | $15 |  |  |  |  |  |  | <sup>(4)</sup> | 2023-09-22 | Common Stock, no par value |  |  |  | D |  |

---

### Footnotes:

(1) These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary.

(2) Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00 per share, subject to adjustment provisions (including certain anti-dilution provisions).

(3) Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions).

(4) The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share.

(5) Represents the principal amount of the convertible note and excludes interest that may accrue. Interest on the note is payable annually, in cash or common stock, at the holder's discretion.

(6) Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted.

(7) Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

(8) Total number of shares includes shares issued to the reporting person after the date of the gift.

**Signature:** /s/ Leonard J. Sokolow  
**Date:** 2023-02-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**