# EDGAR Filing Document

**Accession Number:** 0000318492
**File Stem:** 0001104659-26-032142
**Filing Date:** 2026-3
**Character Count:** 2792
**Document Hash:** 1862347bf9e7f5a4838627a76b809975
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-032142.hdr.sgml**: 20260319

**ACCESSION NUMBER**: 0001104659-26-032142

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20260319

**DATE AS OF CHANGE**: 20260319

**EFFECTIVENESS DATE**: 20260319

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
- **CENTRAL INDEX KEY:** 0000318492

**ORGANIZATION NAME:**
- **EIN:** 592015540
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-25132
- **FILM NUMBER:** 26774948

**BUSINESS ADDRESS:**
- **STREET 1:** 88 POST ROAD WEST
- **STREET 2:** 2ND FLOOR
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 212-624-2060

**MAIL ADDRESS:**
- **STREET 1:** 88 POST ROAD WEST
- **STREET 2:** 2ND FLOOR
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.
- **DATE OF NAME CHANGE:** 20220915

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
- **DATE OF NAME CHANGE:** 20220707

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.
- **DATE OF NAME CHANGE:** 20180628

### Attached PDF Documents

**Attachment 1:** `full.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000318492

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

**Business Address:** 88 Post Road West, 2nd Floor, Westport, CT, 06880

**Contact Person:** Craig Klein

**Contact Phone:** 203-662-9700 EXT 102

### Independent Public Accountant Identification

**Accountant Name:** Farber Hass Hurley LLP

**Accountant Address:** 9301 Oakdale Avenue, #230, Chatsworth, CA, 91311

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Phil Michals**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **A.G.P. / Alliance Global Partners Corp.**, as of **09-29-2025**, are true and correct.

**Signature:** /s/ Phil Michals

**Title:** Executive Chairman