# EDGAR Filing Document

**Accession Number:** 0001607927
**File Stem:** 0001127602-23-001670
**Filing Date:** 2023-1
**Character Count:** 7166
**Document Hash:** daf6c687b5a29219baf75323d393b7b0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127602-23-001670.hdr.sgml**: 20230118

**ACCESSION NUMBER**: 0001127602-23-001670

**CONFORMED SUBMISSION TYPE**: 4/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221207

**FILED AS OF DATE**: 20230118

**DATE AS OF CHANGE**: 20230118

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Brannemo Tomas
- **CENTRAL INDEX KEY:** 0001607927

**FILING VALUES:**
- **FORM TYPE:** 4/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13836
- **FILM NUMBER:** 23535191

**MAIL ADDRESS:**
- **STREET 1:** JOHNSON CONTROLS
- **STREET 2:** 5757 N. GREEN BAY AVENUE
- **CITY:** GLENDALE
- **STATE:** WI
- **ZIP:** 53209
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Johnson Controls International plc
- **CENTRAL INDEX KEY:** 0000833444
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** L2
- **FISCAL YEAR END:** 0930

**BUSINESS ADDRESS:**
- **STREET 1:** ONE ALBERT QUAY
- **STREET 2:** ALBERT QUAY
- **CITY:** CORK
- **STATE:** L2
- **ZIP:** 00000
- **BUSINESS PHONE:** 414-524-1200

**MAIL ADDRESS:**
- **STREET 1:** 5757 N. GREEN BAY AVENUE
- **STREET 2:** P.O. BOX 591
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TYCO INTERNATIONAL plc
- **DATE OF NAME CHANGE:** 20141117

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TYCO INTERNATIONAL LTD
- **DATE OF NAME CHANGE:** 20100408

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TYCO INTERNATIONAL LTD /BER/
- **DATE OF NAME CHANGE:** 19970715

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4/A

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Brannemo Tomas<br><sub>(Last) (First) (Middle)</sub><br>5757 N GREEN BAY AVE<br><sub>(Street)</sub><br>MILWAUKEE, WI 53209<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-07 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_VP & President, BTS EMEALA_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Johnson Controls International plc [ JCI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Ordinary Shares | 2022-12-07 |  | A<sup>(1)</sup> |  | 16136.85<sup>(2)</sup> | A | $66.39 | 40392.45 | D |  |
| Ordinary Shares | 2022-12-07 |  | F |  | 933 | D | $66.39 | 39459.45 | D |  |
| Ordinary Shares | 2022-12-08 |  | F |  | 106 | D | $66.77 | 39353.45 | D |  |
| Ordinary Shares | 2022-12-08 |  | A |  | 6365<sup>(3)</sup> | A | $0 | 45718.45 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Employee Stock Option (Right to Buy) | $66.77 | 2022-12-08 |  | A |  | 23338<sup>(4)</sup> |  | 2024-12-08 | 2032-12-08 | Ordinary Shares | 23338 | $0 | 23338 | D |  |

---

### Footnotes:

(1) This amendment is being filed to report transactions that were inadvertently omitted from the Form 4 filed on December 9, 2022 related to the vesting of PSUs and related tax withholdings.

(2) Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022.

(3) Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

(4) Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.

**Signature:** /s/ Leanne Michels, attorney-in-fact  
**Date:** 2023-01-18

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**