# EDGAR Filing Document

**Accession Number:** 0002071525
**File Stem:** 0001193125-26-247821
**Filing Date:** 2026-5
**Character Count:** 38444
**Document Hash:** 9085b0643f2ad06e8f081f6015ffa4fc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-247821.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001193125-26-247821

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**PERIOD START**: 20260331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pre-IPO & Growth Fund
- **CENTRAL INDEX KEY:** 0002071525

**ORGANIZATION NAME:**
- **EIN:** 392295875
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-24096
- **FILM NUMBER:** 261042860

**BUSINESS ADDRESS:**
- **STREET 1:** 2187 ATLANTIC ST.
- **STREET 2:** SUITE 604
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06902
- **BUSINESS PHONE:** 203-618-3700

**MAIL ADDRESS:**
- **STREET 1:** 2187 ATLANTIC ST.
- **STREET 2:** SUITE 604
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06902

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** The Pre-IPO and Growth Fund

- **b. Investment Company Act file number:** 811-24096

- **c. CIK number of Registrant:** 0002071525

- **d. LEI of Registrant:** 254900MAF6DRN3U00Q88

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 2187 Atlantic Street, Suite 604

  - **City:** Stamford

  - **State:** CT

  - **Foreign country:** US

  - **Zip / Postal Code:** 06902

  - **Telephone number:** 2036183700

**Item A.2. Information about the Series.**

- **a. Name of Series:** The Pre-IPO and Growth Fund

- **c. LEI of Series:** 254900MAF6DRN3U00Q88

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-03-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $124089453.25

**Total Liabilities:** $658125.12

**Net Assets:** $123431328.13

**Cash Not Reported:** $18407661.36

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 2.40%                | 13.77%               | 2.15%                |
| Class ID N/A | 2.40%                | 13.77%               | 2.15%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-13432.69               | $6980155.92                                |
| Month 2  | $-163558.07              | $14858553.36                               |
| Month 3  | $-148585.84              | $2937261.09                                |

### Schedule of Portfolio Investments

| Name                                                    | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| AstraZeneca PLC                                         | AstraZeneca PLC                                         | CUSIP: G0593M107<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |       900 | NS      | $177498.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Bloom Energy Corp                                       | Bloom Energy Corp                                       | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |      2500 | NS      | $338725.00    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Biogen Inc                                              | Biogen Inc                                              | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       600 | NS      | $109998.00    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Boston Scientific Corp                                  | Boston Scientific Corp                                  | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      2400 | NS      | $150600.00    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| Goanna Capital 25R LLC                                  | Goanna Capital 25R LLC                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $6060000.00   | 4.91%             |  |  |  | No            | N/A                | On Loan: No      |
| Constellation Energy Corp                               | Constellation Energy Corp                               | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |      1160 | NS      | $323930.00    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Celcuity Inc                                            | Celcuity Inc                                            | CUSIP: 15102K100<br>LEI: 25490070W7UU7W2SEY87 | Long             | EC               | CORP              | US        |      1500 | NS      | $171210.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Atreides Special Circumstances Fund S                   | Atreides Special Circumstances Fund S                   | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $18951723.00  | 15.35%            |  |  |  | No            | N/A                | On Loan: No      |
| CG oncology Inc                                         | CG oncology Inc                                         | CUSIP: 156944100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2600 | NS      | $175968.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Ciena Corp                                              | Ciena Corp                                              | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |       800 | NS      | $310584.00    | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Flight Deck Onshore Fund, L.P.                          | Flight Deck Onshore Fund, L.P.                          | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $1210839.00   | 0.98%             |  |  |  | No            | N/A                | On Loan: No      |
| Cogent Biosciences Inc                                  | Cogent Biosciences Inc                                  | CUSIP: 19240Q201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4700 | NS      | $180903.00    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Coherent Corp                                           | Coherent Corp                                           | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |       300 | NS      | $71463.00     | 0.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Credo Technology Group Holding                          | Credo Technology Group Holding Ltd                      | CUSIP: G25457105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1800 | NS      | $168966.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Charles River Laboratories Int                          | Charles River Laboratories International Inc            | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |      1000 | NS      | $172500.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| CSX Corp                                                | CSX Corp                                                | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |      8600 | NS      | $353030.00    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Lam Research Corp                                       | Lam Research Corp                                       | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       900 | NS      | $192294.00    | 0.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Meta Platforms Inc                                      | Meta Platforms Inc                                      | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |       600 | NS      | $343278.00    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Mirum Pharmaceuticals Inc                               | Mirum Pharmaceuticals Inc                               | CUSIP: 604749101<br>LEI: 254900YZKR40F7F27K81 | Long             | EC               | CORP              | US        |      1000 | NS      | $92380.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Marvell Technology Inc                                  | Marvell Technology Inc                                  | CUSIP: 573874104<br>LEI: 254900WVU0BM7ZCJ9E93 | Long             | EC               | CORP              | US        |      3500 | NS      | $346675.00    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Microsoft Corp                                          | Microsoft Corp                                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       920 | NS      | $340556.40    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Micron Technology Inc                                   | Micron Technology Inc                                   | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |       200 | NS      | $67568.00     | 0.05%             |  |  |  | No            | 1                  | On Loan: No      |
| Nordex SE                                               | Nordex SE                                               | CUSIP: 999999999<br>LEI: 529900HVDYCUWVD0OE76 | Long             | EC               | CORP              | DE        |      4992 | NS      | $262755.06    | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| NVIDIA Corp                                             | NVIDIA Corp                                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      2000 | NS      | $348800.00    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| nVent Electric PLC                                      | nVent Electric PLC                                      | CUSIP: G6700G107<br>LEI: N/A                  | Long             | EC               | CORP              | GB        |      2800 | NS      | $331184.00    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| IPPE DE Velocity L.P.                                   | IPPE DE Velocity L.P.                                   | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $5820514.32   | 4.72%             |  |  |  | No            | N/A                | On Loan: No      |
| Goanna Capital 25V LLC                                  | Goanna Capital 25V LLC                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $3708871.00   | 3.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Palo Alto Networks Inc                                  | Palo Alto Networks Inc                                  | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      1600 | NS      | $256512.00    | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Praxis Precision Medicines Inc                          | Praxis Precision Medicines Inc                          | CUSIP: 74006W207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       600 | NS      | $193314.00    | 0.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Regeneron Pharmaceuticals Inc                           | Regeneron Pharmaceuticals Inc                           | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       120 | NS      | $92716.80     | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| The Goldweighers Field L.P.                             | The Goldweighers Field L.P.                             | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $1028300.00   | 0.83%             |  |  |  | No            | N/A                | On Loan: No      |
| Target Global Selected Opportunities LP                 | Target Global Selected Opportunities LP                 | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $2554626.90   | 2.07%             |  |  |  | No            | N/A                | On Loan: No      |
| Resideo Technologies Inc                                | Resideo Technologies Inc                                | CUSIP: 76118Y104<br>LEI: 5493006TKFPYISY2DS54 | Long             | EC               | CORP              | US        |      2500 | NS      | $84275.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Goanna Capital 25Y LLC                                  | Goanna Capital 25Y LLC                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $5062500.00   | 4.10%             |  |  |  | No            | N/A                | On Loan: No      |
| Royalty Pharma PLC                                      | Royalty Pharma PLC                                      | CUSIP: G7709Q104<br>LEI: 549300FGFN7VOK8BZR03 | Long             | EC               | CORP              | US        |      3600 | NS      | $172692.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Revolution Medicines Inc                                | Revolution Medicines Inc                                | CUSIP: 76155X100<br>LEI: 549300JU3X0LBCQ65892 | Long             | EC               | CORP              | US        |      1800 | NS      | $175050.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| EchoStar Corp                                           | EchoStar Corp                                           | CUSIP: 278768106<br>LEI: 549300EE20907QZ9GT38 | Long             | EC               | CORP              | US        |      3100 | NS      | $362917.00    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Shopify Inc                                             | Shopify Inc                                             | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |       700 | NS      | $83034.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Semtech Corp                                            | Semtech Corp                                            | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |      1100 | NS      | $84579.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| ASML Holding NV                                         | ASML Holding NV                                         | CUSIP: 999999999<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |       253 | NS      | $327274.16    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Atreides Special Circumstances Fund LLC Series X        | Atreides Special Circumstances Fund LLC Series X        | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $3600000.00   | 2.92%             |  |  |  | No            | N/A                | On Loan: No      |
| Broadcom Inc                                            | Broadcom Inc                                            | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       280 | NS      | $86662.80     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Axon Enterprise Inc                                     | Axon Enterprise Inc                                     | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |       760 | NS      | $322764.40    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Apple Inc                                               | Apple Inc                                               | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      1300 | NS      | $329927.00    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Air Liquide SA                                          | Air Liquide SA                                          | CUSIP: 001179608<br>LEI: 969500MMPQVHK671GT54 | Long             | EC               | CORP              | FR        |      1728 | NS      | $355346.46    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Astera Labs Inc                                         | Astera Labs Inc                                         | CUSIP: 04626A103<br>LEI: 529900LJL8TUEGF7HG20 | Long             | EC               | CORP              | US        |      2900 | NS      | $317840.00    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Applied Materials Inc                                   | Applied Materials Inc                                   | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |       700 | NS      | $239253.00    | 0.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Amazon.com Inc                                          | Amazon.com Inc                                          | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      1600 | NS      | $333232.00    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| IPPE Co Invest Horizon DE L.P.                          | IPPE Co Invest Horizon DE L.P.                          | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $5984653.00   | 4.85%             |  |  |  | No            | N/A                | On Loan: No      |
| Argenx SE                                               | Argenx SE                                               | CUSIP: 999999999<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |       245 | NS      | $175792.88    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| IPPE Co Invest Databricks DE L.P                        | IPPE Co Invest Databricks DE L.P                        | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $8876589.86   | 7.19%             |  |  |  | No            | N/A                | On Loan: No      |
| Dexcom Inc                                              | Dexcom Inc                                              | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |      2500 | NS      | $157000.00    | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| EssilorLuxottica SA                                     | EssilorLuxottica SA                                     | CUSIP: 999999999<br>LEI: 549300M3VH1A3ER1TB49 | Long             | EC               | CORP              | FR        |       765 | NS      | $175423.02    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Siemens Energy AG                                       | Siemens Energy AG                                       | CUSIP: 999999999<br>LEI: 5299005CHJZ14D4FDJ62 | Long             | EC               | CORP              | DE        |      1961 | NS      | $322413.60    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Epiroc AB                                               | Epiroc AB                                               | CUSIP: 999999999<br>LEI: 5493004Q73OEYW1SPE91 | Long             | EC               | CORP              | SE        |     14210 | NS      | $343890.80    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| EQT Corp                                                | EQT Corp                                                | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |      5100 | NS      | $324564.00    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| EUR SPOT FORWARD CONTRACT   /                           | EUR SPOT FORWARD CONTRACT   /                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | STIV             |  | XX        |    149067 | OU      | $172292.31    | 0.14%             |  |  |  | No            | 2                  | On Loan: No      |
| Edwards Lifesciences Corp                               | Edwards Lifesciences Corp                               | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |      2100 | NS      | $168168.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Diamondback Energy Inc                                  | Diamondback Energy Inc                                  | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      1700 | NS      | $336243.00    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| First Solar Inc                                         | First Solar Inc                                         | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |      1800 | NS      | $355068.00    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| GE HealthCare Technologies Inc                          | GE HealthCare Technologies Inc                          | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |      2400 | NS      | $170832.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Guardant Health Inc                                     | Guardant Health Inc                                     | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |      1000 | NS      | $92370.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Goanna Capital 25E LLC                                  | Goanna Capital 25E LLC                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $4211663.00   | 3.41%             |  |  |  | No            | N/A                | On Loan: No      |
| Goanna Global Tech Leaders L.P.                         | Goanna Global Tech Leaders L.P.                         | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $529883.00    | 0.43%             |  |  |  | No            | N/A                | On Loan: No      |
| Alphabet Inc                                            | Alphabet Inc                                            | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1200 | NS      | $345072.00    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Harbert Crossover Fund L.P. Series 4                    | Harbert Crossover Fund L.P. Series 4                    | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $970000.00    | 0.79%             |  |  |  | No            | N/A                | On Loan: No      |
| ICON PLC                                                | ICON PLC                                                | CUSIP: G4705A100<br>LEI: 6354008SRQGEMC4XFI67 | Long             | EC               | CORP              | IE        |       600 | NS      | $66396.00     | 0.05%             |  |  |  | No            | 1                  | On Loan: No      |
| IREN Ltd                                                | IREN Ltd                                                | CUSIP: Q4982L109<br>LEI: 254900FZF02RB3NNGB71 | Long             | EC               | CORP              | AU        |      2900 | NS      | $99412.00     | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Intuitive Surgical Inc                                  | Intuitive Surgical Inc                                  | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       360 | NS      | $165956.40    | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Jazz Pharmaceuticals PLC                                | Jazz Pharmaceuticals PLC                                | CUSIP: G50871105<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |       900 | NS      | $170145.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| KHK Growth V Holdings Ltd. - Class B                    | KHK Growth V Holdings Ltd. - Class B                    | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $2000000.00   | 1.62%             |  |  |  | No            | N/A                | On Loan: No      |
| Linde PLC                                               | Linde PLC                                               | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | US        |       680 | NS      | $337116.80    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Lumentum Holdings Inc                                   | Lumentum Holdings Inc                                   | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |       200 | NS      | $140552.00    | 0.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Eli Lilly & Co                                          | Eli Lilly & Co                                          | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       200 | NS      | $183954.00    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Loft Holdings Ltd                                       | Loft Holdings Ltd                                       | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $2313800.00   | 1.87%             |  |  |  | No            | 3                  | On Loan: No      |
| Lonza Group AG                                          | Lonza Group AG                                          | CUSIP: 999999999<br>LEI: 549300EFW4H2TCZ71055 | Long             | EC               | CORP              | CH        |       274 | NS      | $172980.49    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Snowflake Inc                                           | Snowflake Inc                                           | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |       700 | NS      | $105574.00    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Atreides Special Circumstances Fund U                   | Atreides Special Circumstances Fund U                   | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $2328060.00   | 1.89%             |  |  |  | No            | N/A                | On Loan: No      |
| SPIE SA                                                 | SPIE SA                                                 | CUSIP: 999999999<br>LEI: 969500TJNS5GSFWJ8X85 | Long             | EC               | CORP              | FR        |      6790 | NS      | $336203.88    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Spotify Technology SA                                   | Spotify Technology SA                                   | CUSIP: L8681T102<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |       720 | NS      | $349135.20    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| SSE PLC                                                 | SSE PLC                                                 | CUSIP: 999999999<br>LEI: 549300KI75VYLLMSK856 | Long             | EC               | CORP              | GB        |      7658 | NS      | $263037.86    | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| Schneider Electric SE                                   | Schneider Electric SE                                   | CUSIP: 999999999<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |      1236 | NS      | $327285.71    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Stryker Corp                                            | Stryker Corp                                            | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |       520 | NS      | $170866.80    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Target Global Selected Opportunities LLC - Series Space | Target Global Selected Opportunities LLC - Series Space | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $1524511.89   | 1.24%             |  |  |  | No            | N/A                | On Loan: No      |
| Teradyne Inc                                            | Teradyne Inc                                            | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |       600 | NS      | $177876.00    | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Twilio Inc                                              | Twilio Inc                                              | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |      1500 | NS      | $188730.00    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Unity Software Inc                                      | Unity Software Inc                                      | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     14800 | NS      | $324712.00    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Visa Inc                                                | Visa Inc                                                | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      1120 | NS      | $338508.80    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Vertiv Holdings Co                                      | Vertiv Holdings Co                                      | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |      1300 | NS      | $325754.00    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Vestas Wind Systems A/S                                 | Vestas Wind Systems A/S                                 | CUSIP: 999999999<br>LEI: 549300DYMC8BGZZC8844 | Long             | EC               | CORP              | DK        |     12617 | NS      | $371082.50    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Wayfair Inc                                             | Wayfair Inc                                             | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |      1100 | NS      | $82731.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Washington Harbour Foundry LLC - Class B                | Washington Harbour Foundry LLC - Class B                | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $2005000.00   | 1.62%             |  |  |  | No            | N/A                | On Loan: No      |
| Western Digital Corp                                    | Western Digital Corp                                    | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |       300 | NS      | $81147.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Wix.com Ltd                                             | Wix.com Ltd                                             | CUSIP: M98068105<br>LEI: 5493008P6N29Q1AG9464 | Long             | EC               | CORP              | IL        |      3800 | NS      | $342266.00    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Waste Management Inc                                    | Waste Management Inc                                    | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |      1500 | NS      | $344685.00    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Atreides Special Circumstances Fund V                   | Atreides Special Circumstances Fund V                   | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $4512255.00   | 3.66%             |  |  |  | No            | N/A                | On Loan: No      |
| Atreides Special Circumstances Fund T                   | Atreides Special Circumstances Fund T                   | CUSIP: 999999999<br>LEI: N/A                  | Long             |  | PF                | US        |         1 | OU      | $1248172.00   | 1.01%             |  |  |  | No            | N/A                | On Loan: No      |
| Zoom Communications Inc                                 | Zoom Communications Inc                                 | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |      1100 | NS      | $88429.00     | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2026-05-26

**Name of Applicant:** The Pre-IPO and Growth Fund

**Signature:** /s/ Laurence K. Russian

**Name of Signer:** Laurence K. Russian

**Title:** President and Chief Executive Officer