# EDGAR Filing Document

**Accession Number:** 0001002537
**File Stem:** 0001145549-23-008750
**Filing Date:** 2023-2
**Character Count:** 27955
**Document Hash:** 07a184151b358d50971d332cb3c0adb2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-008750.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001145549-23-008750

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEEDHAM FUNDS INC
- **CENTRAL INDEX KEY:** 0001002537
- **IRS NUMBER:** 133865553
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-09114
- **FILM NUMBER:** 23659219

**BUSINESS ADDRESS:**
- **STREET 1:** 250 PARK AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10177
- **BUSINESS PHONE:** 2123718300

**MAIL ADDRESS:**
- **STREET 1:** 250 PARK AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10177

## Series and Classes Contracts Data

### Needham Aggressive Growth Fund (Series ID: S000003815)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000010644 | Retail Class        | NEAGX           |
| C000176576 | Institutional Class | NEAIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Needham Funds Inc

- **b. Investment Company Act file number:** 811-09114

- **c. CIK number of Registrant:** 0001002537

- **d. LEI of Registrant:** 549300I20FS2UEMBPJ54

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 250 Park Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10177

  - **Telephone number:** 800-625-7071

**Item A.2. Information about the Series.**

- **a. Name of Series:** Needham Aggressive Growth Fund

- **b. EDGAR series identifier (if any):** S000003815

- **c. LEI of Series:** 549300BQ1XTH5R34Z698

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $135199596.43

**Total Liabilities:** $370774.80

**Net Assets:** $134828821.63

**Cash Not Reported:** $9.52

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000010644 | 4.58%                | 4.96%                | -4.85%               |
| Class ID C000176576 | 4.63%                | 5.04%                | -4.80%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $256402.73               | $5785685.18                                |
| Month 2  | $295152.98               | $6395108.73                                |
| Month 3  | $228198.33               | $-6879935.40                               |

### Schedule of Portfolio Investments

| Name                           | Title                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ACV Auctions Inc               | ACV Auctions Inc                            | CUSIP: 00091G104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     86500 | NS      | $710165.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Smith-Midland Corp             | Smith-Midland Corp                          | CUSIP: 832156103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    146100 | NS      | $2995050.00   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Super Micro Computer Inc       | Super Micro Computer Inc                    | CUSIP: 86800U104<br>LEI: 54930022CZO1N2UGVW07 | Long             | EC               | CORP              | US        |     65000 | NS      | $5336500.00   | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Telos Corp                     | Telos Corp                                  | CUSIP: 87969B101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $509000.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                   | Teradyne Inc                                | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |      5000 | NS      | $436750.00    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Trade Desk Inc/The             | Trade Desk Inc/The                          | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |     12000 | NS      | $537960.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermon Group Holdings Inc     | Thermon Group Holdings Inc                  | CUSIP: 88362T103<br>LEI: 529900ZNZBBLDE77MZ38 | Long             | EC               | CORP              | US        |    117500 | NS      | $2359400.00   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| ThredUp Inc                    | ThredUp Inc                                 | CUSIP: 88556E102<br>LEI: 549300JKGKTKX3L3XK25 | Long             | EC               | CORP              | US        |    700000 | NS      | $917000.00    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Transcat Inc                   | Transcat Inc                                | CUSIP: 893529107<br>LEI: 54930081E40TSSHUOS40 | Long             | EC               | CORP              | US        |     17500 | NS      | $1240225.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisys Corp                    | Unisys Corp                                 | CUSIP: 909214306<br>LEI: 549300T21W22FIJJOW08 | Long             | EC               | CORP              | US        |    325000 | NS      | $1660750.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| VIA Optronics AG               | VIA Optronics AG                            | CUSIP: 91823Y109<br>LEI: 391200MQMJVYVM0L2S18 | Long             | EC               | CORP              | DE        |    130000 | NS      | $207506.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Vacasa Inc                     | Vacasa Inc                                  | CUSIP: 91854V107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1250000 | NS      | $1575000.00   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeco Instruments Inc          | Veeco Instruments Inc                       | CUSIP: 922417100<br>LEI: 5493004201F72ADDZW04 | Long             | EC               | CORP              | US        |     75000 | NS      | $1393500.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertiv Holdings Co             | Vertiv Holdings Co                          | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |    220000 | NS      | $3005200.00   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Vicor Corp                     | Vicor Corp                                  | CUSIP: 925815102<br>LEI: 5299005KMQOTR6B51F09 | Long             | EC               | CORP              | US        |    112500 | NS      | $6046875.00   | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ViewRay Inc                    | ViewRay Inc                                 | CUSIP: 92672L107<br>LEI: 5493006XTUBSKFU3W106 | Long             | EC               | CORP              | US        |      4300 | NS      | $19264.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Vishay Precision Group Inc     | Vishay Precision Group Inc                  | CUSIP: 92835K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    135500 | NS      | $5237075.00   | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Westinghouse Air Brake Technol | Westinghouse Air Brake Technologies Corp    | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |      3000 | NS      | $299430.00    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| WWE                            | World Wrestling Entertainment Inc           | CUSIP: 98156Q108<br>LEI: 549300WZVLSCS3L4L698 | Long             | EC               | CORP              | US        |      2250 | NS      | $154170.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Pivotal Systems Corp           | Pivotal Systems Corp                        | CUSIP: N/A<br>LEI: 549300FO4YDK6WTIJ546       | Long             | EC               | CORP              | US        |   1082494 | NS      | $39430.42     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| Copperleaf Technologies Inc    | Copperleaf Technologies Inc                 | CUSIP: 21766N109<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |     75000 | NS      | $317946.82    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambium Networks Corp          | Cambium Networks Corp                       | CUSIP: N/A<br>LEI: 549300OYSIGK6OT5WL04       | Long             | EC               | CORP              | US        |     71400 | NS      | $1547238.00   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Nova Ltd                       | Nova Ltd                                    | CUSIP: N/A<br>LEI: 529900B2DSWE5V3SC292       | Long             | EC               | CORP              | IL        |     60000 | NS      | $4900800.00   | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                | ASML Holding NV                             | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |      2500 | NS      | $1366000.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| AXT Inc                        | AXT Inc                                     | CUSIP: 00246W103<br>LEI: 549300M2142IVLVIJN37 | Long             | EC               | CORP              | US        |    125000 | NS      | $547500.00    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ADTRAN Holdings Inc            | ADTRAN Holdings Inc                         | CUSIP: 00486H105<br>LEI: 549300VV36J86CRRWF77 | Long             | EC               | CORP              | US        |     70000 | NS      | $1315300.00   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| AcuityAds Holdings Inc         | AcuityAds Holdings Inc                      | CUSIP: 00510L106<br>LEI: 52990074I5Q8ZO4WN656 | Long             | EC               | CORP              | CA        |     50000 | NS      | $77500.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Resources & Energy Inc   | Adams Resources & Energy Inc                | CUSIP: 006351308<br>LEI: UP28TXL7K8XSRNNC7V02 | Long             | EC               | CORP              | US        |     90500 | NS      | $3522260.00   | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Akamai Technologies Inc        | Akamai Technologies Inc                     | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |     14500 | NS      | $1222350.00   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Allbirds Inc                   | Allbirds Inc                                | CUSIP: 01675A109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     75000 | NS      | $181500.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Alpha Pro Tech Ltd             | Alpha Pro Tech Ltd                          | CUSIP: 020772109<br>LEI: 529900Z93O5JUM52Q856 | Long             | EC               | CORP              | CA        |    220000 | NS      | $884400.00    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Altair Engineering Inc         | Altair Engineering Inc                      | CUSIP: 021369103<br>LEI: 549300FJ89HZ6GU9S994 | Long             | EC               | CORP              | US        |     26000 | NS      | $1182220.00   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp            | American Tower Corp                         | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |      2250 | NS      | $476685.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                      | Apple Inc                                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     27800 | NS      | $3612054.00   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Arlo Technologies Inc          | Arlo Technologies Inc                       | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |     45000 | NS      | $157950.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Aerogels Inc             | Aspen Aerogels Inc                          | CUSIP: 04523Y105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    357000 | NS      | $4209030.00   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Avrobio Inc                    | Avrobio Inc                                 | CUSIP: 05455M100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24513 | NS      | $17475.32     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BigCommerce Holdings Inc       | BigCommerce Holdings Inc                    | CUSIP: 08975P108<br>LEI: 549300MOVEFQ78DMPG58 | Long             | EC               | CORP              | US        |      7500 | NS      | $65550.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutio | Bright Horizons Family Solutions Inc        | CUSIP: 109194100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32500 | NS      | $2050750.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Bruker Corp                    | Bruker Corp                                 | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |     22500 | NS      | $1537875.00   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CRA International Inc          | CRA International Inc                       | CUSIP: 12618T105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $2448600.00   | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CarMax Inc                     | CarMax Inc                                  | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20500 | NS      | $1248245.00   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Clean Harbors Inc              | Clean Harbors Inc                           | CUSIP: 184496107<br>LEI: 5493000SJVZVZJKHJF48 | Long             | EC               | CORP              | US        |     26000 | NS      | $2967120.00   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CryoPort Inc                   | CryoPort Inc                                | CUSIP: 229050307<br>LEI: 9845004D8538BT8JF626 | Long             | EC               | CORP              | US        |     37500 | NS      | $650625.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Treasury Securities Ca | Dreyfus Treasury Securities Cash Management | CUSIP: 261941108<br>LEI: 549300U78VESCW509025 | Long             | STIV             | RF                | US        |   9027317 | NS      | $9027316.70   | 6.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Educational Development Corp   | Educational Development Corp                | CUSIP: 281479105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    400000 | NS      | $1264000.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                   | Entegris Inc                                | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |     62500 | NS      | $4099375.00   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GSE Systems Inc                | GSE Systems Inc                             | CUSIP: 36227K106<br>LEI: 54930082DOCQ7IC63U31 | Long             | EC               | CORP              | US        |   1500000 | NS      | $1080000.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ESI Group                      | ESI Group                                   | CUSIP: N/A<br>LEI: 969500SJCEYK6O6RXV95       | Long             | EC               | CORP              | FR        |     35000 | NS      | $2764962.16   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Intevac Inc                    | Intevac Inc                                 | CUSIP: 461148108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     85000 | NS      | $549950.00    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Jewett-Cameron Trading Co Ltd  | Jewett-Cameron Trading Co Ltd               | CUSIP: 47733C207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7500 | NS      | $43275.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KVH Industries Inc             | KVH Industries Inc                          | CUSIP: 482738101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    658750 | NS      | $6732425.00   | 4.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Laboratory Corp of America Hol | Laboratory Corp of America Holdings         | CUSIP: 50540R409<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |     12300 | NS      | $2896404.00   | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| LeMaitre Vascular Inc          | LeMaitre Vascular Inc                       | CUSIP: 525558201<br>LEI: 549300FZUBUB7MHY8R17 | Long             | EC               | CORP              | US        |     20500 | NS      | $943410.00    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Instruments Inc            | MKS Instruments Inc                         | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |     22000 | NS      | $1864060.00   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Markel Corp                    | Markel Corp                                 | CUSIP: 570535104<br>LEI: 549300SCNO12JLWIK605 | Long             | EC               | CORP              | US        |      1500 | NS      | $1976235.00   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Matrix Service Co              | Matrix Service Co                           | CUSIP: 576853105<br>LEI: 529900VYBKSX6HD2YW58 | Long             | EC               | CORP              | US        |    150000 | NS      | $933000.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| nLight Inc                     | nLight Inc                                  | CUSIP: 65487K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    148800 | NS      | $1508832.00   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Oil-Dri Corp of America        | Oil-Dri Corp of America                     | CUSIP: 677864100<br>LEI: 549300RSG5KPUH16WH66 | Long             | EC               | CORP              | US        |     45000 | NS      | $1509300.00   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicell Inc                   | Omnicell Inc                                | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               | CORP              | US        |      2900 | NS      | $146218.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PDF Solutions Inc              | PDF Solutions Inc                           | CUSIP: 693282105<br>LEI: 549300GMSP6MROFBI160 | Long             | EC               | CORP              | US        |    345000 | NS      | $9839400.00   | 7.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                    | Equinix Inc                                 | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      2100 | NS      | $1375563.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Standard BioTools Inc          | Standard BioTools Inc                       | CUSIP: 34385P108<br>LEI: 549300GX8Y96GSB6YP89 | Long             | EC               | CORP              | US        |     25000 | NS      | $29250.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FormFactor Inc                 | FormFactor Inc                              | CUSIP: 346375108<br>LEI: 549300YCEEO6SZD1ZR61 | Long             | EC               | CORP              | US        |     30000 | NS      | $666900.00    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| G1 Therapeutics Inc            | G1 Therapeutics Inc                         | CUSIP: 3621LQ109<br>LEI: 529900TC35UPZQYRKW13 | Long             | EC               | CORP              | US        |     70000 | NS      | $380100.00    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Parsons Corp                   | Parsons Corp                                | CUSIP: 70202L102<br>LEI: 549300ZXH0VRBSEPX752 | Long             | EC               | CORP              | US        |     77500 | NS      | $3584375.00   | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Photronics Inc                 | Photronics Inc                              | CUSIP: 719405102<br>LEI: 549300OK5JVNIBNY6F63 | Long             | EC               | CORP              | US        |    225000 | NS      | $3786750.00   | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Precision Optics Corp Inc/Mass | Precision Optics Corp Inc/Mass              | CUSIP: 740294400<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    198500 | NS      | $1117555.00   | 0.83%             |  |  |  | No            |                  2 | On Loan: No      |
| Q2 Holdings Inc                | Q2 Holdings Inc                             | CUSIP: 74736L109<br>LEI: 549300M9RKR9DZXWS696 | Long             | EC               | CORP              | US        |      8000 | NS      | $214960.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Quest Diagnostics Inc          | Quest Diagnostics Inc                       | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |      3000 | NS      | $469320.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Research Solutions Inc/CA      | Research Solutions Inc/CA                   | CUSIP: 761025105<br>LEI: 549300TYWPCKGK141Q94 | Long             | EC               | CORP              | US        |    480000 | NS      | $926400.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Mativ Holdings Inc             | Mativ Holdings Inc                          | CUSIP: 808541106<br>LEI: 549300Z1FU4IDULG1R21 | Long             | EC               | CORP              | US        |    130000 | NS      | $2717000.00   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Sientra Inc                    | Sientra Inc                                 | CUSIP: 82621J105<br>LEI: 5493006T0OLHI64MOG63 | Long             | EC               | CORP              | US        |     20000 | NS      | $4058.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp                    | SiTime Corp                                 | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5000 | NS      | $508100.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| SkyWater Technology Inc        | SkyWater Technology Inc                     | CUSIP: 83089J108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7500 | NS      | $53325.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** Needham Funds Inc

**Signature:** /s/ Jim Giangrasso

**Name of Signer:** Jim Giangrasso

**Title:** Principal, Chief Financial Officer