# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0000088053-23-000016
**Filing Date:** 2023-1
**Character Count:** 16687
**Document Hash:** 19d6e63b1a79364aef42705a100bd491
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000088053-23-000016.hdr.sgml**: 20230123

**ACCESSION NUMBER**: 0000088053-23-000016

**CONFORMED SUBMISSION TYPE**: 497

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230123

**DATE AS OF CHANGE**: 20230123

**EFFECTIVENESS DATE**: 20230123

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 497
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-170122
- **FILM NUMBER:** 23543511

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Municipal Infrastructure Revenue Bond ETF (Series ID: S000040498)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                          | Ticker Symbol | Class ID   |
| Xtrackers Municipal Infrastructure Revenue Bond ETF | RVNU          | C000125719 |

---

### Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (Series ID: S000047169)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                                  | Ticker Symbol | Class ID   |
| Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF | ESHY          | C000147845 |

---

### Xtrackers Bloomberg US Investment Grade Corporate ESG ETF (Series ID: S000047170)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                                | Ticker Symbol | Class ID   |
| Xtrackers Bloomberg US Investment Grade Corporate ESG ETF | ESCR          | C000147846 |

---

### Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (Series ID: S000047172)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                               | Ticker Symbol | Class ID   |
| Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF | ESEB          | C000147848 |

---

## Series and Classes Contracts Data

### Xtrackers Municipal Infrastructure Revenue Bond ETF (Series ID: S000040498)

| Class ID   | Class Name                                          | Ticker Symbol   |
|:---|:---|:---|
| C000125719 | Xtrackers Municipal Infrastructure Revenue Bond ETF | RVNU            |

### Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (Series ID: S000047169)

| Class ID   | Class Name                                                  | Ticker Symbol   |
|:---|:---|:---|
| C000147845 | Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF | ESHY            |

### Xtrackers Bloomberg US Investment Grade Corporate ESG ETF (Series ID: S000047170)

| Class ID   | Class Name                                                | Ticker Symbol   |
|:---|:---|:---|
| C000147846 | Xtrackers Bloomberg US Investment Grade Corporate ESG ETF | ESCR            |

### Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (Series ID: S000047172)

| Class ID   | Class Name                                               | Ticker Symbol   |
|:---|:---|:---|
| C000147848 | Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF | ESEB            |

**Supplement to the currently effective STATEMENTS OF ADDITIONAL INFORMATION**

**Xtrackers Municipal Infrastructure Revenue Bond ETF (RVNU)**

**Xtrackers Bloomberg US Investment Grade Corporate ESG ETF (ESCR)**

**Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (ESEB)**

**Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (ESHY)**

Ronald Leung has been added as a portfolio manager of the funds and, together with Bryan Richards, Benjamin Spalding and Deepak Yadav, is responsible for the day-to-day management of each fund.

*The following information replaces the existing similar tables in "Part I: Appendix I-D – Portfolio Management" of each fund's Statement of Additional Information. The information for Ronald Leung is provided as of October 31, 2022 and the information for Bryan Richards, Benjamin Spalding and Deepak Yadav is provided as of each fund's most recent fiscal year end.*

 

**Fund Ownership of Portfolio Managers**

 

**Xtrackers Municipal Infrastructure Revenue Bond ETF**

---

| | |
|:---|:---|
| **Name of Portfolio<br> <u>Manager</u>** | **Dollar Range of**<br> **<u>Fund Shares Owned</u>** |
| Bryan Richards | $50001 - $100000 |
| Benjamin Spalding | $0 |
| Deepak Yadav | $0 |
| Ronald Leung | $0 |

---

 ****

**Xtrackers Bloomberg US Investment Grade Corporate ESG ETF**

 

---

| | |
|:---|:---|
| **Name of Portfolio<br> <u>Manager</u>** | **Dollar Range of**<br> **<u>Fund Shares Owned</u>** |
| Bryan Richards | $0 |
| Benjamin Spalding | $0 |
| Deepak Yadav | $0 |
| Ronald Leung | $0 |

---

January 23, 2023<br> SAISTKR23-01

![](image_002.gif)

**Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF**

---

| | |
|:---|:---|
|  <br> **Name of Portfolio<br> <u>Manager</u>** | **Dollar Range of**<br> **<u>Fund Shares Owned</u>** |
| Bryan Richards | $0 |
| Benjamin Spalding | $0 |
| Deepak Yadav | $0 |
| Ronald Leung | $0 |

---

**Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF**

---

| | |
|:---|:---|
|  <br> **Name of Portfolio<br> <u>Manager</u>** | **Dollar Range of**<br> **<u>Fund Shares Owned</u>** |
| Bryan Richards | $0 |
| Benjamin Spalding | $0 |
| Deepak Yadav | $0 |
| Ronald Leung | $0 |

---

**Conflicts of Interest**

**Xtrackers Municipal Infrastructure Revenue Bond ETF**

**Other SEC Registered Investment Companies Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio<br> <u>Manager</u>** | &nbsp;&nbsp;**Number of<br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Total Assets of<br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Number of Investment<br> Company Accounts<br> with Performance-<br> <u>Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;31 | &nbsp;&nbsp;$17442392156 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

January 23, 2023<br> SAISTKR23-01

**Other Pooled Investment Vehicles Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio<br> <u>Manager</u>** | &nbsp;&nbsp;**Number of<br> Pooled<br> Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Total Assets of<br> Pooled Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Number of Pooled<br> Investment Vehicle<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Other Accounts Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio<br> <u>Manager</u>** | &nbsp;&nbsp;**Number of<br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Total Assets of<br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Number of Other<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-Based<br> <u>Fee Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;28 | &nbsp;&nbsp;$3400070684 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Xtrackers Bloomberg US Investment Grade Corporate ESG ETF**

**Other SEC Registered Investment Companies Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio<br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Total Assets of<br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Number of Investment<br> Company Accounts<br> with Performance-<br> <u>Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;31 | &nbsp;&nbsp;$17597420277 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

January 23, 2023<br> SAISTKR23-01

**Other Pooled Investment Vehicles Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of<br> Pooled<br> Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Total Assets of<br> Pooled Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Number of Pooled<br> Investment Vehicle<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Other Accounts Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Total Assets of<br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Number of Other<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-Based<br> <u>Fee Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;28 | &nbsp;&nbsp;$3400070684 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF**

**Other SEC Registered Investment Companies Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Total Assets of<br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Number of Investment<br> Company Accounts<br> with Performance-<br> <u>Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;31 | &nbsp;&nbsp;$17584886839 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

January 23, 2023<br> SAISTKR23-01

**Other Pooled Investment Vehicles Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of<br> Pooled<br> Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Total Assets of<br> Pooled Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Number of Pooled<br> Investment Vehicle<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Other Accounts Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Total Assets of<br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Number of Other<br> Accounts with <br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-Based <br> <u>Fee Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;28 | &nbsp;&nbsp;$3400070684 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF**

**Other SEC Registered Investment Companies Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Total Assets of<br> Registered<br> Investment<br> <u>Companies</u>** | &nbsp;&nbsp;**Number of Investment<br> Company Accounts<br> with Performance-<br> <u>Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;31 | &nbsp;&nbsp;$17582125904 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

January 23, 2023<br> SAISTKR23-01

**Other Pooled Investment Vehicles Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> Pooled<br> Investment<br> <u>Vehicles</u>** | &nbsp;&nbsp;**Total Assets of<br> Pooled Investment <br> <u>Vehicles</u>** | &nbsp;&nbsp;**Number of Pooled<br> Investment Vehicle<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-<br> Based Fee<br> <u>Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

**Other Accounts Managed:**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name of Portfolio <br> <u>Manager</u>** | &nbsp;&nbsp;**Number of <br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Total Assets of<br> <u>Other Accounts</u>** | &nbsp;&nbsp;**Number of Other<br> Accounts with<br> <u>Performance-Based Fee</u>** | &nbsp;&nbsp;**Total Assets of<br> Performance-Based<br> <u>Fee Accounts</u>** |
| &nbsp;&nbsp;Bryan Richards | &nbsp;&nbsp;28 | &nbsp;&nbsp;$3400070684 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Benjamin Spalding | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Deepak Yadav | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |
| &nbsp;&nbsp;Ronald Leung | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 | &nbsp;&nbsp;0 | &nbsp;&nbsp;$0 |

---

 

 

 

 

 

 

 

 

*Please Retain This Supplement for Future Reference*

 

 

 

 

 

January 23, 2023<br> SAISTKR23-01