# EDGAR Filing Document

**Accession Number:** 0001729678
**File Stem:** 0001729678-23-000009
**Filing Date:** 2023-2
**Character Count:** 15440
**Document Hash:** 7a270cca50c9e42e41213ea5a9f9699f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001729678-23-000009.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001729678-23-000009

**CONFORMED SUBMISSION TYPE**: SC TO-I/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
- **CENTRAL INDEX KEY:** 0001729678
- **IRS NUMBER:** 831155988
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** SC TO-I/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91656
- **FILM NUMBER:** 23634880

**BUSINESS ADDRESS:**
- **STREET 1:** C/O BNY MELLON INVESTMENT ADVISER, INC.
- **STREET 2:** 240 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10286
- **BUSINESS PHONE:** 212-922-6400

**MAIL ADDRESS:**
- **STREET 1:** C/O BNY MELLON INVESTMENT ADVISER, INC.
- **STREET 2:** 240 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10286

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Dreyfus Alcentra Global Multi-Strategy Credit Fund, Inc.
- **DATE OF NAME CHANGE:** 20180626

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Dreyfus Alcentra Multi-Strategy Global Credit Fund, Inc.
- **DATE OF NAME CHANGE:** 20180130
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
- **CENTRAL INDEX KEY:** 0001729678
- **IRS NUMBER:** 831155988
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** SC TO-I/A

**BUSINESS ADDRESS:**
- **STREET 1:** C/O BNY MELLON INVESTMENT ADVISER, INC.
- **STREET 2:** 240 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10286
- **BUSINESS PHONE:** 212-922-6400

**MAIL ADDRESS:**
- **STREET 1:** C/O BNY MELLON INVESTMENT ADVISER, INC.
- **STREET 2:** 240 GREENWICH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10286

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Dreyfus Alcentra Global Multi-Strategy Credit Fund, Inc.
- **DATE OF NAME CHANGE:** 20180626

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Dreyfus Alcentra Multi-Strategy Global Credit Fund, Inc.
- **DATE OF NAME CHANGE:** 20180130

**As filed with the Securities and Exchange Commission on February 15, 2023**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

_______________________

**SCHEDULE TO**

_______________________

**TENDER OFFER STATEMENT (Under Section 14(d)(1) or 13(e)(1)<br> of the Securities Exchange Act of 1934)**

**(Amendment No. 2)**

_______________________

**BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.**

**(Name of Issuer)**

**BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.**

**(Names of Filing Person(s) (Issuer))**

**Shares of Common Stock, Par Value $0.001 per share<br> (Title of Class of Securities)**

**26189T 104<br> (CUSIP Number of Class of Securities)**

**James Bitetto<br> BNY Mellon Investment Adviser, Inc.<br> 240 Greenwich Street<br> New York, New York 10286<br> (212) 922-6400**

**(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Person(s))**

_______________________

---

| |
|:---|
| &nbsp;&nbsp; ***Copy to:***<br>|
| &nbsp;&nbsp;**David Stephens, Esq. <br> Proskauer Rose LLP<br> Eleven Times Square<br> New York, New York 10036** |

---

_______________________

**January 18, 2023**<br> **(Date Tender Offer First Published, Sent or Given to Security Holders)**

_____________________________________________________________________________________________________________________

[_] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:

[_] third party tender offer subject to Rule 14d-1

[X] issuer tender offer subject to Rule 13e-4

[_] going-private transaction subject to Rule 13e-3

[_] amendment to Schedule 13D under Rule 13d-2

Check the following box if the filing is a final amendment reporting the results of the tender offer: [X]

------

**Introductory Statement**

This Final Amendment relates to the Issuer Tender Offer Statement on Schedule TO (the "Statement") originally filed on January 18, 2023 by BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc., a Maryland corporation (the "Fund"), pursuant to Rule 13e-4 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with an offer by the Fund (the "Offer") to repurchase 2.5% of its issued and outstanding shares of common stock as of December 31, 2022, par value $0.001 per share (the "Shares"), in exchange for cash at a price equal to the Fund's most recent quarter-end net asset value ("NAV") per Share—*i.e.*, the NAV per Share determined as of December 31, 2022—upon the terms and subject to the conditions set forth in the Offer to Purchase, dated January 18, 2023 (the "Offer to Purchase"), and in the related Letter of Transmittal.

This is the Final Amendment to the Statement and is being filed to report the final results of the Offer.

The following information is furnished to satisfy the reporting requirements of Rule 13e-4(c)(4) promulgated under the Exchange Act:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. The Offer expired at 5:00 p.m. Eastern time, on February 14, 2023.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. 223,385 Shares of the Fund were validly tendered and not withdrawn prior to the expiration of the Offer,
and 52,810 of those Shares were accepted for repurchase by the Fund in accordance with the terms of the Offer.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. The Shares were repurchased at a price of $82.80.

Filed herewith as Exhibit (a)(5)(ii) is a copy of the press release issued by the Fund dated February 15, 2023 announcing the final results of the Offer.

**Items 1 through 9 and 11**

Except as amended herein, the information set forth in the Offer to Purchase and the related Letter of Transmittal is incorporated herein by reference in answer to Items 1 through 9 and 11 of Schedule TO.

**Item 10**

Not Applicable.

**Item 12**

(a)(1)(i) Offer to Purchase, dated January 18, 2023.<sup>1</sup>

(a)(1)(ii) Form of Letter of Transmittal.<sup>1</sup>

(a)(2) None.

(a)(3) Not Applicable.

(a)(4) Not Applicable.

(a)(5)(i) Press release issued on January 11, 2023.<sup>2</sup>

(a)(5)(ii) Press release issued on February 15, 2023.<sup>\*</sup>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) Filing Fee Exhibit.<sup>\*</sup>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) Not Applicable.

(d)(1) Management Agreement.<sup>3</sup>

(d)(2) Interim Sub-Investment Advisory Agreement.<sup>1</sup>

(d)(3) Custody Agreement.<sup>4</sup>

(d)(4) First Amendment to Custody Agreement.<sup>4</sup>

(d)(5) Second Amendment to Custody Agreement.<sup>4</sup>

(d)(6) Letter Agreement adding the Fund to Custody Agreement.<sup>4</sup>

(d)(7) Service Agreement for Transfer Agent Services.<sup>4</sup>

(d)(8) First Amendment to Service Agreement for Transfer Agent Services.<sup>4</sup>

(d)(9) Letter Agreement adding the Fund to Service Agreement for Transfer Agent Services.<sup>4</sup>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) None.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) None.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) None.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(h) None.

______________________________________

<sup>\*</sup> Filed herewith.

<sup>1</sup> Incorporated by reference to the Fund's Schedule TO-I, as filed with the Securities and Exchange Commission ("SEC") on January 18, 2023.

<sup>2</sup> Incorporated by reference to the Fund's Schedule TO-C, as filed with the SEC on January 11 2023.

<sup>3</sup> Incorporated by reference to the corresponding Exhibits to Pre-Effective Amendment No. 4 to the Fund's Registration Statement on Form N-2 (File No. 333-223418; 811-23330) (the "Registration Statement") filed with the SEC on August 27, 2019.

<sup>4</sup> Incorporated by reference to the corresponding Exhibits to Pre-Effective Amendment No. 3 to the Registration Statement filed with the SEC on June 13, 2019.

**Item 13**

Not Applicable.

SIGNATURE

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.

---

| | |
|:---|:---|
| By: | <u>/s/ James Bitetto</u> <br> Name: James Bitetto<br> Title: Secretary<br>Dated: February 15, 2023 |

---

**<u>Exhibit Index</u>**

(a)(5)(ii) Press Release issued on February 15, 2023.

(b) Filing Fee Exhibit.

## Ex-99

---

| | |
|:---|:---|
| &nbsp;&nbsp; **BUSINESS WIRE**<br> **40 EAST 52ND STREET**<br> **NEW YORK, NY 10022** | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **DIRECT LINE NUMBER**<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(212) 752-9600** |

---

**FOR IMMEDIATE RELEASE**

**BNY MELLON ALCENTRA GLOBAL MULTI-STRATEGY CREDIT FUND, INC.<br> ANNOUNCES FINAL RESULTS OF QUARTERLY TENDER OFFER**

**NEW YORK, NY,** February 15, 2023 — BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. (the "Fund") today announced the final results of its quarterly tender offer (the "Tender Offer") for up to 2.5% of the Fund's issued and outstanding shares of common stock (the "Shares").

The Tender Offer, which expired at 5:00 p.m. Eastern time on February 14, 2023, was oversubscribed.

Therefore, in accordance with the terms and conditions of the Tender Offer, the Fund will purchase Shares from all tendering shareholders on a pro rata basis, after disregarding fractions, based on the number of Shares properly tendered ("Pro-Ration Factor"). The final results of the Tender Offer are provided in the table below.

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;Number of Shares Tendered | &nbsp;&nbsp;Number of Tendered Shares to Be Purchased | &nbsp;&nbsp;Pro-Ration Factor | &nbsp;&nbsp;Purchase Price<sup>\*</sup> |
| &nbsp;&nbsp;223385 | &nbsp;&nbsp;52810 | &nbsp;&nbsp;0.237384 | &nbsp;&nbsp;$82.80 |

---

<sup>\*</sup>Purchase Price is equal to 100% of the Fund's net asset value per Share as of December 31, 2022.

If you have questions about the Tender Offer and hold Shares through a broker or other nominee holder, you can call your broker or other nominee holder directly. You may also call Georgeson LLC ("Georgeson"), the Fund's Tender Offer information agent, toll free at (877) 278-9670, with any questions.

The terms and conditions of the Tender Offer were set forth in the Fund's Offer to Purchase, the related Letter of Transmittal and other related documents. The Fund filed with the Securities and Exchange Commission (the "SEC") a tender offer statement on Schedule TO and related exhibits, including an Offer to Purchase, a related Letter of Transmittal and other related documents (the "Offer Documents"). Shareholders may obtain copies of the Offer Documents, without charge, by contacting Georgeson toll free at (877) 278-9670. Shareholders can also obtain the Offer Documents free of charge on the SEC's website at www.sec.gov.

\*\*\*\*

BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. is a diversified, closed-end management investment company. BNY Mellon Investment Adviser, Inc., the investment adviser

for the Fund, is part of BNY Mellon Investment Management. BNY Mellon Investment Management is one of the world's largest asset managers, with $1.8 trillion in assets under management as of December 31, 2022. Through an investor-first approach, BNY Mellon Investment Management brings to clients the best of both worlds: specialist expertise from seven investment firms offering solutions across every major asset class, backed by the strength, stability, and global presence of BNY Mellon. Additional information on BNY Mellon Investment Management is available on www.bnymellonim.com.

BNY Mellon Investment Management is a division of BNY Mellon, which has $44.3 trillion in assets under custody and/or administration as of December 31, 2022. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

BNY Mellon Investment Management's website is intended to allow investors public access to information regarding the Fund and does not, and is not intended to, incorporate the website in this release.

The Fund's investment returns and principal values will fluctuate so that an investor's shares may be worth more or less than the original cost. There is no assurance that the Fund will achieve its investment objective.

 

For Press Inquiries: BNY Mellon Investment Adviser, Inc. Courtney Woolston (212) 635-6027 For Other Inquiries: BNY Mellon Securities Corporation The National Marketing Desk 240 Greenwich Street New York, New York 10286 1-800-334-6899

## Ex-Filing

**Calculation of Filing Fees Table**

**SC TO-I/A**

(Form Type)

**BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.**

(Exact Name of Registrant as Specified in its Charter)

**Table 1 – Transaction Value**

---

| | | | |
|:---|:---|:---|:---|
|  | &nbsp;&nbsp;**<u>Transaction Valuation</u>** | &nbsp;&nbsp;**<u>Fee Rate</u>** | &nbsp;&nbsp;**<u>Amount of Filing Fee</u>** |
| &nbsp;&nbsp;**Fees to Be Paid** | &nbsp;&nbsp;**$0** | &nbsp;&nbsp;**-** | &nbsp;&nbsp;**$0** |
| &nbsp;&nbsp;**Fees Previously Paid** | &nbsp;&nbsp;**$4285531.50<sup>(a)</sup>** | &nbsp;&nbsp;**0.00011020%** | &nbsp;&nbsp;**$472.27<sup>(b)</sup>** |
| &nbsp;&nbsp;**Total Transaction Valuation** | &nbsp;&nbsp;**$4285531.50<sup>(a)</sup>** |  |  |
| &nbsp;&nbsp;**Total Fees Due for Filing** |  |  |  |
| &nbsp;&nbsp;**Total Fees Previously Paid** |  |  | &nbsp;&nbsp;**$472.27<sup>(c)</sup>** |
| &nbsp;&nbsp;**Total Fee Offsets** |  |  | &nbsp;&nbsp;**$0** |
| &nbsp;&nbsp;**Net Fee Due** |  |  | &nbsp;&nbsp;**$0** |

---

_______________________

(a) Estimated for purposes of calculating the amount of the filing fee only. The amount is based upon the offer to purchase up to 52,810 shares of common stock (2.5% of the shares of common stock outstanding as of December 31, 2022, rounded to the nearest whole share) based upon a price of $81.15 (the net asset value per share as of September 30, 2022).

(b) Calculated at 0.00011020% of the Transaction Valuation.

(c) The fee of $472.27 was paid by the Fund in connection with the filing of its Schedule TO-I on January 18, 2023. This is the final amendment to the Schedule TO and is being filed to report the results of the offer.