# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-25-014983
**Filing Date:** 2025-12
**Character Count:** 42761
**Document Hash:** 9ad291be4ebb071df2154644882e6c86
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-014983.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000940400-25-014983

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 251606668

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay California Muni Intermediate ETF (Series ID: S000069622)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000222073 | NYLI MacKay California Muni Intermediate ETF | MMCA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay California Muni Intermediate ETF

- **b. EDGAR series identifier (if any):** S000069622

- **c. LEI of Series:** 549300OYUDYMCD64FC48

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $65516862.20

**Total Liabilities:** $5469178.08

**Net Assets:** $60047684.12

**Delayed Delivery Securities:** $4326395.10

**Cash Not Reported:** $89446.86

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 36.55553000 | **1-Year:** 1646.23747000 | **5-Year:** 13648.55832000 | **10-Year:** 13081.37007000 | **30-Year:** 157.62570000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 2.69283000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 507.37671000 | **30-Year:** 8.53839000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222073 | 0.98%                | 1.70%                | 0.86%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2.54                    | $197840.43                                 |
| Month 2  | $175.05                  | $461045.23                                 |
| Month 3  | $9130.13                 | $274471.81                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| SAN DIEGO CNTY CA REGL ARPT AU     | San Diego County Regional Airport Authority                       | CUSIP: 79739GRB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $565614.10    | 0.94%             | 2036-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| SAN MATEO CA UNION HIGH SCH DI     | San Mateo Union High School District                              | CUSIP: 799017XF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    455000 | PA      | $478857.11    | 0.80%             | 2034-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA WSTWTR SYS REVE     | City of Los Angeles CA Wastewater System Revenue                  | CUSIP: 53945CMZ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $574785.10    | 0.96%             | 2031-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                               | CUSIP: 13063EDK9<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |    500000 | PA      | $580001.05    | 0.97%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                               | CUSIP: 13063ECA2<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |    205000 | PA      | $232986.97    | 0.39%             | 2039-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BAY AREA CA TOLL AUTH TOLL BRI     | Bay Area Toll Authority                                           | CUSIP: 072024C75<br>LEI: 5493001FUZGUQMIP5D78 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.67%             | 2059-04-01      | Variable      | 3.25%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                       | CUSIP: 74514L4F1<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |     99683 | PA      | $48097.00     | 0.08%             | 2051-11-01      | Variable      | 0.01%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                       | CUSIP: 74514L3L9<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    251878 | PA      | $247416.87    | 0.41%             | 2035-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH AQUEDUCT &      | Puerto Rico Commonwealth Aqueduct & Sewer Authority               | CUSIP: 745160SG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $520720.40    | 0.87%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY & CNTY CA R     | San Francisco City & County Redevelopment Agency Successor Agency | CUSIP: 79770GKT2<br>LEI: 5493001TPOZL3UK8DX25 | Long             | DBT              | MUN               | US        |    190000 | PA      | $213252.88    | 0.36%             | 2040-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA CMNTY CLG DIST       | Long Beach Community College District                             | CUSIP: 542411QQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $575134.50    | 0.96%             | 2040-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| KERN CA CMNTY CLG DIST             | Kern Community College District                                   | CUSIP: 492244GJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $734849.06    | 1.22%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOSE CA ARPT REVENUE           | Norman Y Mineta San Jose International Airport SJC                | CUSIP: 798136XE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $513869.80    | 0.86%             | 2034-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| STHRN CA LOGISTICS ARPT AUTH       | Southern California Logistics Airport Authority                   | CUSIP: 842472EG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $431319.51    | 0.72%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SANTA MARIA CA JT UNION HIGH S     | Santa Maria Joint Union High School District                      | CUSIP: 802309NP5<br>LEI: 5493006E0NB791MBEL10 | Long             | DBT              | MUN               | US        |    635000 | PA      | $577524.56    | 0.96%             | 2039-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| MOUNTAIN HOUSE CA PUBLIC FING      | Mountain House Public Financing Authority                         | CUSIP: 62412PAL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    295000 | PA      | $261012.05    | 0.43%             | 2037-12-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HSG FIN AGY MUNI CT     | California Housing Finance Agency                                 | CUSIP: 13033DAG0<br>LEI: 549300BOPCVLBA552Z14 | Long             | ABS-MBS          | MUN               | US        |    235709 | PA      | $238519.09    | 0.40%             | 2035-03-25      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                          | CUSIP: 91412HKS1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $354442.94    | 0.59%             | 2041-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| SAN DIEGO CA UNIF SCH DIST         | San Diego Unified School District/CA                              | CUSIP: 797356TL6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $733708.05    | 1.22%             | 2050-07-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPL PURPOSE SECU     | Matching Fund Special Purpose Securitization Corp                 | CUSIP: 57665NAD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    225000 | PA      | $229292.35    | 0.38%             | 2028-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FREMONT CA UNIF SCH DIST ALAME     | Fremont Unified School District/Alameda County CA                 | CUSIP: 357155AK6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $362355.80    | 0.60%             | 2035-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT WTRWKS AUTH WTR & WS     | Guam Government Waterworks Authority                              | CUSIP: 40065FEX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $225687.50    | 0.38%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                  | CUSIP: 13032UU22<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    250000 | PA      | $268335.35    | 0.45%             | 2039-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOAQUIN VLY CLEAN ENERGY A     | San Joaquin Valley Clean Energy Authority                         | CUSIP: 79811YAK4<br>LEI: 254900VA5DFN33OVGH87 | Long             | DBT              | MUN               | US        |    750000 | PA      | $867075.00    | 1.44%             | 2056-01-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power                           | CUSIP: 544532BQ6<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.67%             | 2050-07-01      | Variable      | 3.25%                 | No            |                  2 | On Loan: No      |
| SANTA ROSA CA WSTWTR REVENUE       | City of Santa Rosa CA Wastewater Revenue                          | CUSIP: 802649LY7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $429072.45    | 0.71%             | 2031-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BEVERLY HILLS CA UNIF SCH DIST     | Beverly Hills Unified School District CA                          | CUSIP: 088023LB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    580000 | PA      | $370181.06    | 0.62%             | 2037-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power                           | CUSIP: 544532PY4<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    250000 | PA      | $275278.70    | 0.46%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH MF     | California Municipal Finance Authority                            | CUSIP: 130483JV3<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000201.80   | 1.67%             | 2041-11-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| GROSSMONT CA HLTHCARE DIST         | Grossmont Healthcare District                                     | CUSIP: 399223DS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $408173.22    | 0.68%             | 2032-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority            | CUSIP: 13080SJL9<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $502411.80    | 0.84%             | 2035-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                        | CUSIP: 022168TZ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    290000 | PA      | $338206.87    | 0.56%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                          | CUSIP: 91412HQR7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $407002.12    | 0.68%             | 2037-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FOLSOM RANCH CA FING AUTH SPL      | Folsom Ranch Financing Authority                                  | CUSIP: 344414CB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $515570.70    | 0.86%             | 2039-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CATHEDRAL CITY CA REDEV AGY SU     | Cathedral City Redevelopment Agency Successor Agency              | CUSIP: 14916YCS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $149346.46    | 0.25%             | 2032-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| STHRN CA LOGISTICS ARPT AUTH       | Southern California Logistics Airport Authority                   | CUSIP: 842472EH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    415000 | PA      | $483873.36    | 0.81%             | 2036-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CNTY CA TOBACCO SEC     | California County Tobacco Securitization Agency                   | CUSIP: 13016NEU4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $271443.43    | 0.45%             | 2036-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JFD3<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    620000 | PA      | $678169.39    | 1.13%             | 2055-02-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JDD5<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    995000 | PA      | $1094473.04   | 1.82%             | 2054-10-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| RIVERSIDE CA SWR REVENUE           | City of Riverside CA Sewer Revenue                                | CUSIP: 769047KF7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $485066.92    | 0.81%             | 2035-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JHH2<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1093384.50   | 1.82%             | 2033-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CITY CA UNIF SCH DI     | Sacramento City Unified School District/CA                        | CUSIP: 785870T30<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $545655.65    | 0.91%             | 2053-08-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA WSTWTR SYS REVE     | City of Los Angeles CA Wastewater System Revenue                  | CUSIP: 53945CMN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $603090.25    | 1.00%             | 2034-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CALIFORNIA ST PUBLIC PWR     | Southern California Public Power Authority                        | CUSIP: 842469CX4<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    200000 | PA      | $233894.14    | 0.39%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| W CONTRA COSTA CA UNIF SCH DIS     | West Contra Costa Unified School District                         | CUSIP: 9523476W7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    255000 | PA      | $299341.11    | 0.50%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CITY CA UNIF SCH DI     | Sacramento City Unified School District/CA                        | CUSIP: 785870R81<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1315000 | PA      | $1544009.88   | 2.57%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority            | CUSIP: 13080SSA3<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    580000 | PA      | $580915.47    | 0.97%             | 2036-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPL PURPOSE SECU     | Matching Fund Special Purpose Securitization Corp                 | CUSIP: 57665NAE5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $412222.72    | 0.69%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                  | CUSIP: 13032U4X3<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    350000 | PA      | $396149.36    | 0.66%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL ESTRN TRANSPRTN CORRI     | Foothill-Eastern Transportation Corridor Agency                   | CUSIP: 345105HJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $568205.30    | 0.95%             | 2031-01-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                        | CUSIP: 022168TM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $490096.36    | 0.82%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ELK GROVE CA UNIF SCH DIST         | Elk Grove Unified School District                                 | CUSIP: 287281WX3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    150000 | PA      | $135265.07    | 0.23%             | 2041-08-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CA UNION HIGH SCH DI     | Jefferson Union High School District                              | CUSIP: 4724667H8<br>LEI: 549300S1EAFO90X8HQ88 | Long             | DBT              | MUN               | US        |    350000 | PA      | $403559.03    | 0.67%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FRESNO CA ARPT REVENUE             | City of Fresno CA Airport Revenue                                 | CUSIP: 358100FD2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $278924.60    | 0.46%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTH SAN FRANCISCO SPL TAX        | City of South San Francisco CA                                    | CUSIP: 840000BA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $393817.61    | 0.66%             | 2040-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL-DE ANZA CA CMNTY CLGD     | Foothill-De Anza Community College District                       | CUSIP: 345102MW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $996021.20    | 1.66%             | 2040-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                            | CUSIP: 13048T4A8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $491622.25    | 0.82%             | 2028-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CA UNIF SCH      | West Contra Costa Unified School District                         | CUSIP: 95234ACH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $424575.41    | 0.71%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEWPORT BEACH CA IMPT BOND ACT     | City of Newport Beach CA                                          | CUSIP: 651784UT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    620000 | PA      | $630274.89    | 1.05%             | 2038-09-02      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JHG4<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1101198.80   | 1.83%             | 2056-10-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JDG8<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    300000 | PA      | $322295.52    | 0.54%             | 2054-11-01      | Variable      | 5.25%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA ARPT REVENUE         | City of Long Beach CA Airport System Revenue                      | CUSIP: 542403DF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $233053.56    | 0.39%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CA LOGISTICS ARPT AUTH       | Southern California Logistics Airport Authority                   | CUSIP: 842472EE8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $436554.04    | 0.73%             | 2033-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA UNIF SCH DIST       | Los Angeles Unified School District/CA                            | CUSIP: 544647HH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $509052.20    | 0.85%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH ST     | California Municipal Finance Authority                            | CUSIP: 13049YGA3<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $499385.45    | 0.83%             | 2045-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH SO     | California Municipal Finance Authority                            | CUSIP: 13048RAM9<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $522639.50    | 0.87%             | 2053-09-01      | Variable      | 4.38%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management                                | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |  14618992 | NS      | $14618992.40  | 24.35%            |  |  |  | No            |                  1 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                          | CUSIP: 91412HUS0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1165895.40   | 1.94%             | 2038-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                 | CUSIP: 40065NBY2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    585000 | PA      | $585398.56    | 0.97%             | 2027-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST STWD CMNTYS DEV      | California Statewide Communities Development Authority            | CUSIP: 13078YQE8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $524258.10    | 0.87%             | 2034-09-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JDR4<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    300000 | PA      | $326761.74    | 0.54%             | 2054-05-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST CMNTY CLG FING A     | California Community College Financing Authority                  | CUSIP: 13012RAT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $413467.44    | 0.69%             | 2038-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SHASTA CA UNION HIGH SCH DIST      | Shasta Union High School District                                 | CUSIP: 820174JE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    875000 | PA      | $804976.73    | 1.34%             | 2029-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                   | CUSIP: 13013JAP1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1021478.70   | 1.70%             | 2052-02-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| COMPTON CA UNIF SCH DIST           | Compton Unified School District/CA                                | CUSIP: 204736FA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $779950.50    | 1.30%             | 2029-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CALIFORNIA ST PUBLIC PWR     | Southern California Public Power Authority                        | CUSIP: 842469DL9<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    500000 | PA      | $529004.75    | 0.88%             | 2053-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                 | CUSIP: 40065NCN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $800194.05    | 1.33%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                       | CUSIP: 74514L3H8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $533965.55    | 0.89%             | 2029-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CITY CA UNIF SCH DI     | Sacramento City Unified School District/CA                        | CUSIP: 785870RR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $836611.30    | 1.39%             | 2032-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MENLO PARK CA                      | City of Menlo Park CA                                             | CUSIP: 586821KJ8<br>LEI: 549300OA12TFLUF84P93 | Long             | DBT              | MUN               | US        |    420000 | PA      | $378300.64    | 0.63%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| EL MONTE CA UNION HIGH SCH DIS     | El Monte Union High School District                               | CUSIP: 283353QJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $98386.51     | 0.16%             | 2036-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST SCH FIN AUTH CHR     | California School Finance Authority                               | CUSIP: 13058TMA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $342136.41    | 0.57%             | 2046-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CA UNIF SCH      | West Contra Costa Unified School District                         | CUSIP: 95234AAM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $680209.68    | 1.13%             | 2039-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CA UNION HIGH SCH DI     | Jefferson Union High School District                              | CUSIP: 4724667N5<br>LEI: 549300S1EAFO90X8HQ88 | Long             | DBT              | MUN               | US        |    250000 | PA      | $298691.50    | 0.50%             | 2036-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NOVATO CA UNIF SCH DIST            | Novato Unified School District/CA                                 | CUSIP: 669878GE4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $452277.25    | 0.75%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| SANTA FE SPRINGS CA PUBLIC FIN     | Santa Fe Springs Public Financing Authority                       | CUSIP: 80218FAB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $723787.68    | 1.21%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| EAST CNTY ADVANCED WTR PURIFIC     | East County Advanced Water Purification Joint Powers Authority    | CUSIP: 271843AB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $200697.50    | 0.33%             | 2026-09-01      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| ALAMEDA CA CORRIDOR TRANSPRTN      | Alameda Corridor Transportation Authority                         | CUSIP: 010869HC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $245662.75    | 0.41%             | 2034-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                               | CUSIP: 13063DNJ3<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1081142.90   | 1.80%             | 2033-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ROMOLAND CA SCH DIST SPL TAX       | Romoland School District                                          | CUSIP: 776192VN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    370000 | PA      | $381322.70    | 0.64%             | 2046-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA ARPT REVENUE         | City of Long Beach CA Airport System Revenue                      | CUSIP: 542403CM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $233053.56    | 0.39%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| RIVERSIDE CNTY CA PUBLIC FINGA     | Riverside County Public Financing Authority                       | CUSIP: 76912TPN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $881641.88    | 1.47%             | 2036-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                  | CUSIP: 13032UKB3<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501289.85    | 0.83%             | 2036-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST UNIV REVENUE         | California State University                                       | CUSIP: 13077DVR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $303145.05    | 0.50%             | 2034-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST PUBLIC WKS BRD L     | California State Public Works Board                               | CUSIP: 13068XRD3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $886617.68    | 1.48%             | 2036-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ESTRN CA MUNI WTR DIST WTR & W     | Eastern Municipal Water District                                  | CUSIP: 27627TCH3<br>LEI: 549300ZCFVRFDIRWK089 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.67%             | 2046-07-01      | Variable      | 2.95%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-22

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ