# EDGAR Filing Document

**Accession Number:** 0000803056
**File Stem:** 0000803056-26-000003
**Filing Date:** 2026-1
**Character Count:** 2705
**Document Hash:** 066e5c1f5e7676fdb6758791d2cebb29
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000803056-26-000003.hdr.sgml**: 20260115

**ACCESSION NUMBER**: 0000803056-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20260115

**DATE AS OF CHANGE**: 20260115

**EFFECTIVENESS DATE**: 20260115

**PERIOD START**: 20241101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CNR SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000803056

**ORGANIZATION NAME:**
- **EIN:** 134192499
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-36759
- **FILM NUMBER:** 26537340

**BUSINESS ADDRESS:**
- **STREET 1:** 400 PARK AVENUE
- **STREET 2:** 3RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212 702-3546

**MAIL ADDRESS:**
- **STREET 1:** 400 PARK AVENUE
- **STREET 2:** 3RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RIM SECURITIES LLC
- **DATE OF NAME CHANGE:** 20190315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CNR SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20190304

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RIM SECURITIES LLC
- **DATE OF NAME CHANGE:** 20020503

### Attached PDF Documents

**Attachment 1:** `CNRS_public_FINAL_2025_Load.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000803056

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 11-01-2024

**Report Period End Date:** 10-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CNR SECURITIES, LLC

**Business Address:** 400 PARK AVENUE, 3RD FLOOR, NEW YORK, NY, 10022

**Contact Person:** Mitchell Cepler

**Contact Phone:** 212-702-3581

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly US LLP

**Accountant Address:** 14555 Dallas Pkwy, Suite 300, Dallas, TX, 75254

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Mitchell Cepler**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CNR SECURITIES, LLC**, as of **10-31-2025**, are true and correct.

**Signature:** Mitchell Cepler

**Title:** SVP Finance Manager

**Notarized:** Yes