# EDGAR Filing Document

**Accession Number:** 0000794265
**File Stem:** 0000794265-25-000005
**Filing Date:** 2025-11
**Character Count:** 9383
**Document Hash:** f5702ad1d9dc92a6f857def669d3b68b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000794265-25-000005.hdr.sgml**: 20251201

**ACCESSION NUMBER**: 0000794265-25-000005

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251103

**DATE AS OF CHANGE**: 20251201

**EFFECTIVENESS DATE**: 20251113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMERICAN CENTURY SERVICES LLC /TA
- **CENTRAL INDEX KEY:** 0000794265

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-01406
- **FILM NUMBER:** 251539396

**BUSINESS ADDRESS:**
- **STREET 1:** 4500 MAIN ST
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64111
- **BUSINESS PHONE:** 8165315575

**MAIL ADDRESS:**
- **STREET 1:** P O BOX 410141
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64141

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TWENTIETH CENTURY SERVICES INC                          /TA
- **DATE OF NAME CHANGE:** 19970131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STOWERS J E & CO                                        /TA
- **DATE OF NAME CHANGE:** 19900327

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AMERICAN CENTURY SERVICES CORP                          /TA
- **DATE OF NAME CHANGE:** 19860602

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** AMERICAN CENTURY SERVICES LLC /TA

**FINS Number:** 378752

**Address of principal office where transfer agent activities are performed:** 4500 Main Street, Kansas City, MO, 64111

**Is mailing address different from principal office address?:** Yes

**Mailing Address:** P O BOX 410141, Kansas City, MO, 64141

**Telephone Number:** 816-531-5575

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** 4400 Main Street, Kansas City, MO, 64111

**Other Business Location Address 2:** 4917 Town Center Drive, Leawood, KS, 66211

**Other Business Location Address 3:** 777 NW Blue Parkway, Lee's Summit, MO, 64063

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** American Century Companies

- **Agreement Description:** 100% owner of American Century Investment Management, Inc., which is the Sole Member of American Century Services, LLC (ACS LLC).

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                                  | Relationship Start Date   | Title or Status   | Authority Description   |
|:---|:---|:---|:---|
| American Century Investment Management, Inc. | 07/16/2010                | Sole Member       | 100% owner              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** Yes

  - **Details #1:**

    - **Entity Name:** American Century Investment Services, Inc. (A Control Affiliate of Registrant)

    - **Action Title:** Docket Case Number 94-009-5

    - **Action Date:** 03/01/1994

    - **Court/Body Name and Location:** Commissioner, Vermont Department of Banking, Insurance & Securities

    - **Action Description:** Commissioner alleged that the Control Affiliate inadvertently allowed its securities registration to lapse on January 1, 1994, resulting in unregistered sales of securities until a renewal registration was filed on February 16, 1994.

    - **Disposition:** Without any finding or determination of a violation, Control Affiliate paid a $3000 administrative penalty and $500 in costs.

  - **Details #2:**

    - **Entity Name:** Benham National Tax-Free Trust (A commonly controlled Affiliate of Registrant)

    - **Action Title:** Unknown

    - **Action Date:** 04/20/1988

    - **Court/Body Name and Location:** Department of Banking and Finance, Nebraska Bureau of Securities

    - **Action Description:** Affiliate made offers and sales of its shares in the state of Nebraska without prior registration of such shares in violation of Section 8-1104 of the Nebraska Securities Act.

    - **Disposition:** Settled on 08/22/1988 - $3588.88 penalty assessed and paid. Affiliate ordered to maintain current registration statement with the Bureau at all times thereafter that offers and sales are made.

  - **Details #3:**

    - **Entity Name:** American Century Investment Services, Inc. (A Control Affiliate of Registrant)

    - **Action Title:** Consent Order 198 Q-M.T. 741

    - **Action Date:** 04/16/1973

    - **Court/Body Name and Location:** Commissioner of Securities of the State of Missouri

    - **Action Description:** Twentieth Century Growth Fund and Select Fund, each a series of shares of a mutual fund under distributed by the Control Affiliate, sold more securities in the state of Missouri than they had registered under the Missouri Securities Act.

    - **Disposition:** Control Affiliate ordered to initiate procedures to insure that sales of unregistered securities do no not occur in the future and to pay fees due the Commissioner of Securities in the amount of $627.09. Fee paid.

  - **Details #4:**

    - **Entity Name:** Benham National Tax-Free Trust (A commonly controlled Affiliate of Registrant)

    - **Action Title:** Docket No. 5-2467-1 / Decision No. 55835

    - **Action Date:** 01/04/1988

    - **Court/Body Name and Location:** Chairman & Commissioners of the Arizona Corporate Commissioner

    - **Action Description:** Benham National Tax-Free Trust offered for sale and sold shares to Arizona residents prior to such securities being registered, in violation of A.R.S. Section 44-1841.

    - **Disposition:** Affiliate paid a penalty of $2000 and made a rescission offer to any Arizona Investor who purchased unregistered securities.

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** Yes

  - **Details #1:**

    - **Entity Name:** American Century Investment Services, Inc. (A Control Affiliate of Registrant)

    - **Action Title:** Administrative File No. 3-4080

    - **Action Date:** 11/01/1972

    - **Court/Body Name and Location:** National Association of Security Dealers

    - **Action Description:** NASD alleged that the Control Affiliate joined with a non-member of the NASD in a public distribution of securities.

    - **Disposition:** On 11/01/1972, the NASD found that the Control Affiliate violated Sections 1 and 25 of Article 3 of the NASD's Rules of Fair Practice and imposed censure and suspension. On 2/14/1974, the SEC set aside the NASD action. See SEC Release 34-10643.

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** Yes

  - **Details #1:**

    - **Entity Name:** American Century Investment Services, Inc. (A Control Affiliate of Registrant)

    - **Action Title:** Administrative File No. 3-4080

    - **Action Date:** 11/01/1972

    - **Court/Body Name and Location:** National Association of Security Dealers

    - **Action Description:** NASD alleged that the Control Affiliate joined with a non-member of the NASD in the public distribution of securities.

    - **Disposition:** NASD found that the Control Affiliate violated Sections 1 & 25 of Article 3 of the NASD's Rules of Fair Practice and imposed censure and suspension. The SEC set aside the NASD's action on 2/14/1974. See SEC Release 34-10643.

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Greg Barner

**Title:** Vice President, Chief Privacy Officer

**Date:** 11/03/2025

**Phone Number:** 816-340-3936