# EDGAR Filing Document

**Accession Number:** 0001041368
**File Stem:** 0001013594-25-000845
**Filing Date:** 2025-7
**Character Count:** 20379
**Document Hash:** 21bad877a19b8553386d0577b336c597
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001013594-25-000845.hdr.sgml**: 20250715

**ACCESSION NUMBER**: 0001013594-25-000845

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250715

**DATE AS OF CHANGE**: 20250715

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RIVERVIEW BANCORP INC
- **CENTRAL INDEX KEY:** 0001041368
- **STANDARD INDUSTRIAL CLASSIFICATION:** SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 911838969
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-52497
- **FILM NUMBER:** 251124213

**BUSINESS ADDRESS:**
- **STREET 1:** 900 WASHINGTON STREET
- **STREET 2:** SUITE 900
- **CITY:** VANCOUVER
- **STATE:** WA
- **ZIP:** 98660
- **BUSINESS PHONE:** 360-693-6650

**MAIL ADDRESS:**
- **STREET 1:** 900 WASHINGTON STREET
- **STREET 2:** SUITE 900
- **CITY:** VANCOUVER
- **STATE:** WA
- **ZIP:** 98660
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nierenberg Investment Management Company, Inc.
- **CENTRAL INDEX KEY:** 0001282683

**ORGANIZATION NAME:**
- **EIN:** 911677205
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** 19605 NE 8TH ST
- **CITY:** CAMAS
- **STATE:** WA
- **ZIP:** 98607
- **BUSINESS PHONE:** 360-604-8600

**MAIL ADDRESS:**
- **STREET 1:** 19605 NE 8TH ST
- **CITY:** CAMAS
- **STATE:** WA
- **ZIP:** 98607

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NIERENBERG INVESTMENT MANAGEMENT CO
- **DATE OF NAME CHANGE:** 20040304

## Ex-1

#### EXHIBIT 1
Transactions in the Common Stock of the Issuer by Reporting Persons During the Past 60 Days

---

| | | | | |
|:---|:---|:---|:---|:---|
| <u>Date</u> | <u>Buy/Sell</u> | <u>Security</u> | Approximate<br> <u>Price Per Share</u><sup><u>1</u></sup> | Amount of Shares <u>Bought/(Sold)</u> |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
| **The D3 Family Bulldog Fund, L.P.** | **The D3 Family Bulldog Fund, L.P.** | **The D3 Family Bulldog Fund, L.P.** | **The D3 Family Bulldog Fund, L.P.** | **The D3 Family Bulldog Fund, L.P.** |
| 6/2/2025 | BUY | Common Stock | $5.40 | 1004 |
| 6/3/2025 | BUY | Common Stock | $5.40 | 33379 |
| 6/4/2025 | BUY | Common Stock | $5.36 | 13338 |
| 6/5/2025 | BUY | Common Stock | $5.36 | 65711 |
| 6/9/2025 | BUY | Common Stock | $5.35 | 722 |
| 6/10/2025 | BUY | Common Stock | $5.35 | 207 |
| 6/13/2025 | BUY | Common Stock | $5.35 | 7180 |
| 6/17/2025 | BUY | Common Stock | $5.34 | 16110 |
| 6/18/2025 | BUY | Common Stock | $5.36 | 25517 |
| 6/20/2025 | BUY | Common Stock | $5.38 | 15848 |
| 6/23/2025 | BUY | Common Stock | $5.35 | 4638 |
| 7/9/2025 | BUY | Common Stock | $5.71 | 24244 |
| 7/10/2025 | BUY | Common Stock | $5.70 | 19363 |
| 7/11/2025 | BUY | Common Stock | $5.68 | 25087 |
| 7/14/2025 | BUY | Common Stock | $5.70 | 18314 |
| <br> **The D3 Family Fund, L.P.** | <br> **The D3 Family Fund, L.P.** | <br> **The D3 Family Fund, L.P.** | <br> **The D3 Family Fund, L.P.** | <br> **The D3 Family Fund, L.P.** |
| 6/3/2025 | BUY | Common Stock | $5.40 | 18463 |
| 6/4/2025 | BUY | Common Stock | $5.36 | 8035 |
| 6/5/2025 | BUY | Common Stock | $5.36 | 39589 |
| 6/9/2025 | BUY | Common Stock | $5.35 | 440 |
| 6/10/2025 | BUY | Common Stock | $5.35 | 120 |
| 6/13/2025 | BUY | Common Stock | $5.35 | 4325 |
| 6/17/2025 | BUY | Common Stock | $5.34 | 9707 |
| 6/18/2025 | BUY | Common Stock | $5.36 | 15373 |
| 6/20/2025 | BUY | Common Stock | $5.38 | 9547 |
| 6/23/2025 | BUY | Common Stock | $5.35 | 2795 |
| <br> **Haredale Ltd.** | <br> **Haredale Ltd.** | <br> **Haredale Ltd.** | <br> **Haredale Ltd.** | <br> **Haredale Ltd.** |
| 6/3/2025 | BUY | Common Stock | $5.40 | 1530 |
| 6/4/2025 | BUY | Common Stock | $5.36 | 998 |
| 6/5/2025 | BUY | Common Stock | $5.36 | 4914 |
| 6/10/2025 | BUY | Common Stock | $5.35 | 69 |
| 6/13/2025 | BUY | Common Stock | $5.35 | 537 |
| 6/17/2025 | BUY | Common Stock | $5.34 | 1205 |
| 6/18/2025 | BUY | Common Stock | $5.36 | 1908 |
| 6/20/2025 | BUY | Common Stock | $5.38 | 1185 |
| 6/23/2025 | BUY | Common Stock | $5.35 | 347 |
| 7/9/2025 | BUY | Common Stock | $5.71 | 2489 |
| 7/10/2025 | BUY | Common Stock | $5.70 | 1829 |
| 7/11/2025 | BUY | Common Stock | $5.68 | 2175 |
| 7/14/2025 | BUY | Common Stock | $5.70 | 1499 |

---

------

<sup>1</sup> Excluding any brokerage fees.

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 4)**

**RIVERVIEW BANCORP INC**

*(Name of Issuer)*

**Common Stock, par value $0.01**

*(Title of Class of Securities)*

**769397100**

*(CUSIP Number)*

**David Nierenberg**<br>The D3 Family Funds<br>19605 NE 8th Street<br>Camas WA 98607<br>(360) 604-8600

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**07/14/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **769397100** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Nierenberg Investment Management Company, Inc.** | Name of reporting person<br>**Nierenberg Investment Management Company, Inc.** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**WC** | Source of funds (See Instructions)<br>**WC** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**WASHINGTON** | Citizenship or place of organization<br>**WASHINGTON** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**2032775.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**2032775.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**2032775.00** | Aggregate amount beneficially owned by each reporting person<br>**2032775.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**9.7%** | Percent of class represented by amount in Row (11)<br>**9.7%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

| **CUSIP No.** | **769397100** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**D3 Family Fund, LP** | Name of reporting person<br>**D3 Family Fund, LP** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**WC** | Source of funds (See Instructions)<br>**WC** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**WASHINGTON** | Citizenship or place of organization<br>**WASHINGTON** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**696050.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**696050.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**696050.00** | Aggregate amount beneficially owned by each reporting person<br>**696050.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**3.3%** | Percent of class represented by amount in Row (11)<br>**3.3%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**PN** | Type of Reporting Person (See Instructions)<br>**PN** | |

---

| **CUSIP No.** | **769397100** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**D3 Family Bulldog Fund, LP** | Name of reporting person<br>**D3 Family Bulldog Fund, LP** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**WC** | Source of funds (See Instructions)<br>**WC** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**WASHINGTON** | Citizenship or place of organization<br>**WASHINGTON** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**1242337.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**1242337.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**1242337.00** | Aggregate amount beneficially owned by each reporting person<br>**1242337.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**5.9%** | Percent of class represented by amount in Row (11)<br>**5.9%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**PN** | Type of Reporting Person (See Instructions)<br>**PN** | |

---

| **CUSIP No.** | **769397100** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**HAREDALE LTD** | Name of reporting person<br>**HAREDALE LTD** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**WC** | Source of funds (See Instructions)<br>**WC** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**C5** | Citizenship or place of organization<br>**C5** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**94388.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**94388.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**94388.00** | Aggregate amount beneficially owned by each reporting person<br>**94388.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**0.4%** | Percent of class represented by amount in Row (11)<br>**0.4%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

| **CUSIP No.** | **769397100** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Nierenberg David** | Name of reporting person<br>**Nierenberg David** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**AF** | Source of funds (See Instructions)<br>**AF** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**X1** | Citizenship or place of organization<br>**X1** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**50135.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**2045775.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**50135.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**2045775.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**2095910.00** | Aggregate amount beneficially owned by each reporting person<br>**2095910.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**9.99%** | Percent of class represented by amount in Row (11)<br>**9.99%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, par value $0.01

**(b) Name of Issuer:**
RIVERVIEW BANCORP INC

**(c) Address of Issuer's Principal Executive Offices:**
900 WASHINGTON STREET, SUITE 900, VANCOUVER, WA, 98660

The following constitutes Amendment No. 4 to the Schedule 13D filed by the undersigned (the "Amendment No. 4"). This Amendment No. 4 amends the Schedule 13D as specifically set forth herein

**Item 4. Purpose of Transaction**

We are encouraged by seven recent insider purchases.

**Item 5. Interest in Securities of the Issuer**

**(a)**
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
The aggregate percentage of Shares reported owned by each person named herein is based upon 20,976,200 Shares outstanding as of June 12, 2025, which is the total number of Shares outstanding as reported in the Issuer's Annual Report on Form 10-K filed with the Securities and Exchange Commission on June 12, 2025

As of the close of business on the date hereof, the Family Fund individually beneficially owned 696,050 Shares, constituting approximately 3.3% of all of the outstanding Shares.

As of the close of business on the date hereof, the Bulldog Fund individually beneficially owned 1,242,337 Shares, constituting approximately 5.9% of all of the outstanding Shares.

As of the close of business on the date hereof, the Managed Account individually beneficially owned 94,388 Shares, constituting approximately 0.4% of all of the outstanding Shares.

By virtue of its relationships with each of the Family Fund, the Bulldog Fund and the Managed Account discussed in further detail in Item 2, NIMCO may be deemed to be the beneficial owner of the 2,032,775 Shares beneficially owned in the aggregate by the Family Fund, the Bulldog Fund and the Managed Account, constituting approximately 9.7% of all of the outstanding Shares.

Note 1: By virtue of his relationship with NIMCO discussed in further detail in Item 2, the Shares that he holds in his personal capacity and the 13,000 Shares held in an inherited IRA for the benefit of Mr. Nierenberg's spouse (the "Inherited IRA"), Mr. Nierenberg may be deemed to be the beneficial owner of the 2,095,910 Shares beneficially owned by NIMCO, those held in his personal capacity and those held in the Inherited IRA, constituting approximately 9.99% of all of the outstanding Shares.

The Reporting Persons, in the aggregate, beneficially own 2,095,910 Shares, constituting approximately 9.99% of the outstanding Shares.

**(b)**
The Family Fund, NIMCO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 696,050 Shares held by the Family Fund.

The Bulldog Fund, NIMCO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 1,242,337 Shares held by the Bulldog Fund. 

The Managed Account, NIMCO and Mr. Nierenberg have shared power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 94,388 Shares held by the Managed Account. 

Mr. Nierenberg has sole power (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 50,135 Shares held by him directly.

Mr. Nierenberg does not believe that he has shared power to (i) to vote or direct the vote of, and (ii) to dispose or direct the disposition of, the 13,000 Shares held by the Inherited IRA, but has included the Shares held by the Inherited IRA out of an abundance of caution.

**(c)**
During the past sixty (60) days, the Reporting Persons have not entered into any transactions in the Shares except as set forth on Exhibit 1 hereto.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Nierenberg Investment Management Company, Inc.

**Signature:** /s/ David Nierenberg

**Name/Title:** David Nierenberg, President, Nierenberg Investment Management Company, Inc.

**Date:** 07/15/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** D3 Family Fund, LP

**Signature:** /s/ David Nierenberg

**Name/Title:** David Nierenberg, President, D3 Family Fund, L.P.

**Date:** 07/15/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** D3 Family Bulldog Fund, LP

**Signature:** /s/ David Nierenberg

**Name/Title:** David Nierenberg, President, D3 Family Bulldog Fund, L.P.

**Date:** 07/15/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** HAREDALE LTD

**Signature:** /s/ David Nierenberg

**Name/Title:** David Nierenberg, President, Nierenberg Investment Management Company, Inc.,

**Date:** 07/15/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Nierenberg David

**Signature:** /s/ David Nierenberg

**Name/Title:** Nierenberg David

**Date:** 07/15/2025