# EDGAR Filing Document

**Accession Number:** 0001329606
**File Stem:** 0001493152-25-016318
**Filing Date:** 2025-9
**Character Count:** 15998
**Document Hash:** fd91da6f3a672856f8cff35350fcf40d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-016318.hdr.sgml**: 20250930

**ACCESSION NUMBER**: 0001493152-25-016318

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250926

**ITEM INFORMATION**: Material Modifications to Rights of Security Holders

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250930

**DATE AS OF CHANGE**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Clean Energy Technologies, Inc.
- **CENTRAL INDEX KEY:** 0001329606
- **STANDARD INDUSTRIAL CLASSIFICATION:** NATURAL GAS DISTRIBUTION [4924]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 202675800
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41654
- **FILM NUMBER:** 251360941

**BUSINESS ADDRESS:**
- **STREET 1:** 1340 REYNOLDS AVE
- **STREET 2:** #120, IRVINE
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92614
- **BUSINESS PHONE:** (949) 273-4990

**MAIL ADDRESS:**
- **STREET 1:** 1340 REYNOLDS AVE
- **STREET 2:** #120, IRVINE
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92614

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Probe Manufacturing Inc
- **DATE OF NAME CHANGE:** 20050608

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C.**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): **September 26, 2025**

**Clean Energy Technologies, Inc.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **001-41654** | **** | **20-2675800** |
| (Commission File Number) |  | (IRS Employer Identification Number) |

---

---

| | |
|:---|:---|
| **1340 Reynolds Avenue, Unit 120**<br> **Irvine, CA**  | **92614** |
| (Address of Principal Executive Offices) | (Zip Code) |

---

**<u>(949) 273-4990</u>**

(Registrant's telephone number, including area code)

**<u>N/A</u>**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of Each Class** | **Trading Symbol(s)** | **Name of Each Exchange on Which Registered** |
| Common Stock, par value $0.001 | CETY | The Nasdaq Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 3.03. Material Modification to Rights of Security Holders.**

Clean Energy Technology, Inc. (the "<u>Company</u>"), filed a Certificate of Change with the State of Nevada to effect a 1-for-15 reverse stock split of the Company's (a) authorized shares of common stock, and (b) issued and outstanding shares of common stock (the "<u>Reverse Stock Split</u>"), which was accepted for filing by the State of Nevada on or about September 26, 2025.

***Reason for the Reverse Stock Split***

The Reverse Stock Split is being effected solely to enable the Company to expeditiously restore compliance with the continued listing standards of the Nasdaq Stock Market (the "<u>Nasdaq</u>") and Nasdaq's $1.00 minimum bid price requirements.

***Effects of the Reverse Stock Split***

*<u>Effective Date; Symbol; CUSIP Number</u>*. The Reverse Stock Split is expected to become effective and be reflected with the Nasdaq and in the marketplace at the open of business on October 6, 2025 (the "<u>Effective Date</u>"), whereupon the shares of common stock of the Company are expected to begin trading on a split-adjusted basis. In connection with the Reverse Stock Split, the Company's shares of common stock will continue to trade on the Nasdaq under the symbol "CETY" but will trade under a new CUSIP Number, 18452H305.

*<u>Split Adjustment; No Fractional Shares</u>*. The total number of shares of the Company's common stock held by each shareholder will be converted automatically into the number of whole shares of common stock equal to (i) the number of issued and outstanding shares of common stock held by such shareholder immediately prior to the Reverse Stock Split, divided by (ii) 15.

No fractional shares will be issued, and no cash or other consideration will be paid. Instead, the Company will issue one whole share of the post-Reverse Stock Split common stock to a shareholder who otherwise would have received a fractional share as a result of the Reverse Stock Split (with rounding up for beneficial shareholders at the Depository Trust Company on a participant basis).

*<u>Non-Certificated Shares; Certificated Shares</u>*. Stockholders who are holding their shares in electronic form at brokerage firms do not have to take any action as the effect of the Reverse Stock Split will automatically be reflected in their brokerage accounts.

Stockholders holding paper certificates may (but are not required to) send the certificates to the Company's transfer agent at the address given below. The transfer agent will issue a new share certificate reflecting the terms of the Reverse Stock Split to each requesting shareholder.

Colonial Stock Transfer Co., Inc.

7840 S 700 E

Sandy, UT 84070

Please contact Colonial Stock Transfer Co., Inc. for further information, related costs and procedures before sending any certificates.

*<u>State Filing</u>*. The Reverse Stock Split was effected by the Company filing a Certificate of Change (the "<u>Certificate</u>") pursuant to Section 78.209 of the Nevada Revised Statutes ("<u>NRS</u>"), with the Secretary of State of the State of Nevada, which was processed by the State of Nevada on or about September 26, 2025. A copy of the Certificate is attached hereto as <u>Exhibit 3.1</u> and incorporated herein by reference.

*<u>No Stockholder Approval Required</u>*. Under Nevada law, because the Reverse Stock Split was approved by the Board of Directors of the Company in accordance with NRS Section 78.207 of the NRS, no shareholder approval was required. Section 78.207 provides that the Reverse Stock Split may be implemented by a resolution adopted by the Board of Directors of the Company, without shareholder approval, if (i) both the number of authorized shares of common stock and the number of outstanding shares of common stock are proportionally reduced as a result of the Reverse Stock Split; (ii) the Reverse Stock Split does not adversely affect any other class of stock of the Company; and (iii) the Company does not pay money or issue scrip to shareholders who would otherwise be entitled to receive a fractional share as a result of the Reverse Stock Split. As described herein, the Company has complied with these requirements.

*<u>Capitalization</u>*. Prior to the Effective Date of the Certificate, the Company was authorized to issue 2,000,000,000 shares of common stock. As a result of the Reverse Stock Split, the Company is authorized to issue 133,333,333 shares of common stock (the Company's authorized shares of common stock were reduced in the same ratio (1-for-15) as its outstanding common stock was reduced). As of September 22, 2025 (prior to the Effective Date), there were 69,726,161 shares of common stock outstanding. As a result of the Reverse Stock Split, there are expected to be approximately 4,648,521 shares of common stock outstanding (subject to adjustment due to the effect of rounding fractional shares into whole shares). The Reverse Stock Split will not have any effect on the stated par value of the common stock.

The Reverse Stock Split does not affect the Company's authorized preferred stock. After the Reverse Stock Split, the Company's authorized preferred Stock of 20,000,000 shares will remain unchanged. Additionally, the Reverse Stock Split will not affect the par value of the preferred stock.

Each shareholder's percentage ownership interest in the Company and proportional voting power remains virtually unchanged as a result of the Reverse Stock Split, except for minor changes and adjustments that will result from rounding fractional shares into whole shares. The rights and privileges of the holders of shares of common stock will be substantially unaffected by the Reverse Stock Split.

All options, warrants and convertible securities of the Company outstanding immediately prior to the Reverse Stock Split (to the extent they do not provide otherwise) will be appropriately adjusted by dividing the number of shares of common stock into which the options, warrants and convertible securities are exercisable or convertible by 15 and multiplying the exercise or conversion price thereof by 15, as a result of the Reverse Stock Split.

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

The information required by this <u>Item 5.03</u> is set forth in <u>Item 3.03</u> above, which information is incorporated herein by reference.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits.

---

| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 3.1 | [Certificate of Change](ex3-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within Inline XBRL document) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunder duly authorized.

---

| | | |
|:---|:---|:---|
|  | **CLEAN ENERGY TECHNOLOGY, INC.** | **CLEAN ENERGY TECHNOLOGY, INC.** |
| Dated: September 30, 2025 | By: | */s/ Kambiz Mahdi* |
|  |  | Kambiz Mahdi |
|  |  | Chief Executive Officer |

---

## Exhibit 3.1

**Exhibit 3.1**

---

| | | | |
|:---|:---|:---|:---|
| ![](ex3-1_001.jpg) | **FRANCISCO V. AGUILAR**<br> **Secretary of State**<br> **401 North Carson Street**<br> **Carson City, Nevada 89701-4201**<br> **(775) 684-5708**<br> **Website: www.nvsos.gov** | Filed in the Office of<br>*FVAguilar*<br>Secretary of State <br> State Of Nevada | Business Number <br> E0095532005-5 |
| ![](ex3-1_001.jpg) | **FRANCISCO V. AGUILAR**<br> **Secretary of State**<br> **401 North Carson Street**<br> **Carson City, Nevada 89701-4201**<br> **(775) 684-5708**<br> **Website: www.nvsos.gov** | Filed in the Office of<br>*FVAguilar*<br>Secretary of State <br> State Of Nevada | Filing Number<br> 20255205207 |
| ![](ex3-1_001.jpg) | **FRANCISCO V. AGUILAR**<br> **Secretary of State**<br> **401 North Carson Street**<br> **Carson City, Nevada 89701-4201**<br> **(775) 684-5708**<br> **Website: www.nvsos.gov** | Filed in the Office of<br>*FVAguilar*<br>Secretary of State <br> State Of Nevada | Filed On<br> 9/26/2025 4:47:00 PM |
| ![](ex3-1_001.jpg) | **FRANCISCO V. AGUILAR**<br> **Secretary of State**<br> **401 North Carson Street**<br> **Carson City, Nevada 89701-4201**<br> **(775) 684-5708**<br> **Website: www.nvsos.gov** | Filed in the Office of<br>*FVAguilar*<br>Secretary of State <br> State Of Nevada | Number of Pages<br> 1 |

---

**Certificate of Change Pursuant to NRS 78.209**<br>

**TYPE OR PRINT - USE DARK INK ONLY - DO NOT HIGHLIGHT**

---

| |
|:---|
| **INSTRUCTIONS:** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.** Enter the current name as on file with the Nevada Secretary of State and enter the Entity or Nevada Business Identification Number (NVID).<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.** Indicate the current number of authorized shares and par value, if any, and each class or series before the change.<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**3.** Indicate the number of authorized shares and par value, if any of each class or series after the change.<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.** Indicate the change of the affected class or series of issued, if any, shares after the change in exchange for each issued share of the same class or series.<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.** Indicate provisions, if any, regarding fractional shares that are affected by the change.<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**6.** NRS required statement.<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**7.** This section is optional. If an effective date and time is indicated the date must not be more than 90 days after the date on which the certificate is filed.<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**8.** Must be signed by an Officer. Form will be returned if unsigned. |

---

---

| | |
|:---|:---|
| **1. Entity Information:** | Name of entity as on file with the Nevada Secretary of State:<br>Clean Energy Technologies, Inc.<br>Entity or Nevada Business Identification Number (NVID): NV20051232679<br>|
| **2. Current Authorized Shares:** | The current number of authorized shares and the par value, if any, of each class or series, if any, of shares before the change:<br> Common Stock Authorized - 2,000,000,000 shares of common stock, having a par value of $0.001 per share.<br>|
| **3. Authorized Shares After Change:** | The number of authorized shares and the par value, if any, of each class or series, if any, of shares after the change:<br> Common Stock Authorized - 133,333,333 shares of common stock, having a par value of $0.001 per share.<br>|
| **4. Issuance:** | The number of shares of each affected class or series, if any, to be issued after the change in exchange for each issued share of the same class or series:<br>1 share of Common Stock will be issued in exchange for 15 shares of issued and outstanding Common Stock, effective after processing by Nasdaq.<br>|
| **5. Provisions:** | The provisions, if any, for the issuance of fractional shares, or for the payment of money or the issuance of scrip to stockholders otherwise entitled to a fraction of a share and the percentage of outstanding shares affected thereby:<br>Fractional shares resulting from change will be rounded up to the nearest whole share (at DTC on a participant basis).<br>|
| **6. Provisions:** | The required approval of the stockholders has been obtained. |

---

---

| | | | |
|:---|:---|:---|:---|
| **7. Effective date and time:** (Optional) | Date:  | 10/06/2025 | Time: |
|  | (must not be later than 90 days after the certificate is filed) | (must not be later than 90 days after the certificate is filed) | (must not be later than 90 days after the certificate is filed) |

---

---

| | | | |
|:---|:---|:---|:---|
| **8. Signature:** | **X** /s/ Kambiz Mahdi | CEO | 09/25/2025 |
| (Required) | &nbsp;&nbsp;&nbsp;&nbsp; Signature of Officer  | Title  | Date |

---

This form must be accompanied by appropriate fees. Page 1 of 1 <br> If necessary, additional pages may be attached to this form. Revised: 8/1/2023