# EDGAR Filing Document

**Accession Number:** 0000275484
**File Stem:** 0000275484-26-000026
**Filing Date:** 2026-6
**Character Count:** 54577
**Document Hash:** 656c3039de44afd135c1cfd0c7cf067a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000275484-26-000026.hdr.sgml**: 20260615

**ACCESSION NUMBER**: 0000275484-26-000026

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20200930

**FILED AS OF DATE**: 20260615

**DATE AS OF CHANGE**: 20260615

**EFFECTIVENESS DATE**: 20260615

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** INDEPENDENT FINANCIAL GROUP, LLC
- **CENTRAL INDEX KEY:** 0000275484

**ORGANIZATION NAME:**
- **EIN:** 710927304
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26850
- **FILM NUMBER:** 261092005

**BUSINESS ADDRESS:**
- **STREET 1:** 12671 HIGH BLUFF DRIVE
- **STREET 2:** SUITE 200
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92130
- **BUSINESS PHONE:** 858-436-3180

**MAIL ADDRESS:**
- **STREET 1:** 12671 HIGH BLUFF DRIVE
- **STREET 2:** SUITE 200
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IFG FINANCIAL GROUP, LLC
- **DATE OF NAME CHANGE:** 20040105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAGERTY STEWART & ASSOCIATES LLC
- **DATE OF NAME CHANGE:** 20031209

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IFG FINANCIAL GROUP, LLC
- **DATE OF NAME CHANGE:** 20031205

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2020

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** INDEPENDENT FINANCIAL GROUP LLC<br>**Address:** 12671 HIGH BLUFF DRIVE<br>SUITE 200<br>SAN DIEGO, CA 92130

**Form 13F File Number:** 028-26850

**CRD Number (if applicable):** 000007717

**SEC File Number (if applicable):** 801-62667

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brian Dennen<br>**Title:** Chief Compliance Officer<br>**Phone:** 800-269-1903

**Signature, Place, and Date of Signing:**

/s/Brian Dennen  San Diego, CA  06-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 508

**Form 13F Information Table Value Total:** $531874985

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 298064 | 10510 | SH |  | SOLE |  | 0 | 0 | 10510 |
| 3M CO | COM | 88579Y101 |  | 453470 | 2831 | SH |  | SOLE |  | 0 | 0 | 2831 |
| ABBOTT LABS | COM | 002824100 |  | 1103528 | 10140 | SH |  | SOLE |  | 0 | 0 | 10140 |
| ABBVIE INC | COM | 00287Y109 |  | 2513666 | 28698 | SH |  | SOLE |  | 0 | 0 | 28698 |
| ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 |  | 207185 | 44942 | SH |  | SOLE |  | 0 | 0 | 44942 |
| ABERDEEN STD PLATINUM ETF TR | PHYSCL PLATM SHS | 003260106 |  | 209975 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 225932 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 389531 | 4812 | SH |  | SOLE |  | 0 | 0 | 4812 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 1113767 | 2271 | SH |  | SOLE |  | 0 | 0 | 2271 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1962185 | 23932 | SH |  | SOLE |  | 0 | 0 | 23932 |
| ADVENT CONVERTIBLE  INCOME | COM | 00764C109 |  | 160064 | 11590 | SH |  | SOLE |  | 0 | 0 | 11590 |
| ADVISORSHARES TR | DORSY SHRT ETF | 00768Y529 |  | 198587 | 10430 | SH |  | SOLE |  | 0 | 0 | 10430 |
| AGNC INVT CORP | COM | 00123Q104 |  | 1470577 | 105721 | SH |  | SOLE |  | 0 | 0 | 105721 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 |  | 247057 | 2235 | SH |  | SOLE |  | 0 | 0 | 2235 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 1460786 | 4969 | SH |  | SOLE |  | 0 | 0 | 4969 |
| ALLIANZGI DIVIDEND INT  PRM | COM | 01883A107 |  | 205184 | 17388 | SH |  | SOLE |  | 0 | 0 | 17388 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2344960 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 4235387 | 2882 | SH |  | SOLE |  | 0 | 0 | 2882 |
| ALPHATEC HLDGS INC | COM NEW | 02081G201 |  | 253648 | 38200 | SH |  | SOLE |  | 0 | 0 | 38200 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 720324 | 36052 | SH |  | SOLE |  | 0 | 0 | 36052 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1169860 | 30276 | SH |  | SOLE |  | 0 | 0 | 30276 |
| AMAZON COM INC | COM | 023135106 |  | 27346721 | 8685 | SH |  | SOLE |  | 0 | 0 | 8685 |
| AMEDISYS INC | COM | 023436108 |  | 591075 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 |  | 76950 | 19000 | SH |  | SOLE |  | 0 | 0 | 19000 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 |  | 188614 | 15347 | SH |  | SOLE |  | 0 | 0 | 15347 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 261452 | 2608 | SH |  | SOLE |  | 0 | 0 | 2608 |
| AMERICAN FIN TR INC | COM CLASS A | 02607T109 |  | 922687 | 147159 | SH |  | SOLE |  | 0 | 0 | 147159 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 532048 | 2201 | SH |  | SOLE |  | 0 | 0 | 2201 |
| AMGEN INC | COM | 031162100 |  | 551781 | 2171 | SH |  | SOLE |  | 0 | 0 | 2171 |
| AMPLIFY ETF TR | ONLIN RETL ETF | 032108102 |  | 342950 | 3887 | SH |  | SOLE |  | 0 | 0 | 3887 |
| ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 |  | 1348982 | 189464 | SH |  | SOLE |  | 0 | 0 | 189464 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 |  | 83772 | 15600 | SH |  | SOLE |  | 0 | 0 | 15600 |
| ANTHEM INC | COM | 036752103 |  | 276648 | 1030 | SH |  | SOLE |  | 0 | 0 | 1030 |
| APHRIA INC | COM | 03765K104 |  | 558100 | 126125 | SH |  | SOLE |  | 0 | 0 | 126125 |
| APOLLO COML REAL EST FIN INC | COM | 03762U105 |  | 132861 | 14746 | SH |  | SOLE |  | 0 | 0 | 14746 |
| APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 |  | 449344 | 46758 | SH |  | SOLE |  | 0 | 0 | 46758 |
| APPLE INC | COM | 037833100 |  | 28071093 | 242389 | SH |  | SOLE |  | 0 | 0 | 242389 |
| APPLIED MATLS INC | COM | 038222105 |  | 902986 | 15189 | SH |  | SOLE |  | 0 | 0 | 15189 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 937986 | 67239 | SH |  | SOLE |  | 0 | 0 | 67239 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 319086 | 1542 | SH |  | SOLE |  | 0 | 0 | 1542 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 380362 | 9593 | SH |  | SOLE |  | 0 | 0 | 9593 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 1005853 | 15788 | SH |  | SOLE |  | 0 | 0 | 15788 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1381196 | 15013 | SH |  | SOLE |  | 0 | 0 | 15013 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 245654 | 2262 | SH |  | SOLE |  | 0 | 0 | 2262 |
| ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 |  | 671337 | 70593 | SH |  | SOLE |  | 0 | 0 | 70593 |
| AT INC | COM | 00206R102 |  | 2497074 | 87586 | SH |  | SOLE |  | 0 | 0 | 87586 |
| ATLASSIAN CORP PLC | CL A | G06242104 |  | 216330 | 1190 | SH |  | SOLE |  | 0 | 0 | 1190 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 254059 | 1821 | SH |  | SOLE |  | 0 | 0 | 1821 |
| AVALARA INC | COM | 05338G106 |  | 225519 | 1771 | SH |  | SOLE |  | 0 | 0 | 1771 |
| BARRICK GOLD CORP | COM | 067901108 |  | 203658 | 7245 | SH |  | SOLE |  | 0 | 0 | 7245 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 171888 | 11061 | SH |  | SOLE |  | 0 | 0 | 11061 |
| BAYCOM CORP | COM | 07272M107 |  | 231348 | 22461 | SH |  | SOLE |  | 0 | 0 | 22461 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2279736 | 10706 | SH |  | SOLE |  | 0 | 0 | 10706 |
| BEYOND MEAT INC | COM | 08862E109 |  | 1878637 | 11313 | SH |  | SOLE |  | 0 | 0 | 11313 |
| BK OF AMERICA CORP | COM | 060505104 |  | 1570644 | 65199 | SH |  | SOLE |  | 0 | 0 | 65199 |
| BLACKBERRY LTD | COM | 09228F103 |  | 102885 | 22415 | SH |  | SOLE |  | 0 | 0 | 22415 |
| BLACKROCK MUNIYIELD ARIZ FD | COM | 09254K109 |  | 157639 | 10970 | SH |  | SOLE |  | 0 | 0 | 10970 |
| BLACKROCK TCP CAPITAL CORP | COM | 09259E108 |  | 163552 | 16672 | SH |  | SOLE |  | 0 | 0 | 16672 |
| BLACKSTONE GROUP INC | COM CL A | 09260D107 |  | 4167523 | 79838 | SH |  | SOLE |  | 0 | 0 | 79838 |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 |  | 505970 | 23030 | SH |  | SOLE |  | 0 | 0 | 23030 |
| BOEING CO | COM | 097023105 |  | 2558721 | 15483 | SH |  | SOLE |  | 0 | 0 | 15483 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 297658 | 174 | SH |  | SOLE |  | 0 | 0 | 174 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 220478 | 2657 | SH |  | SOLE |  | 0 | 0 | 2657 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 345915 | 9053 | SH |  | SOLE |  | 0 | 0 | 9053 |
| BOX INC | CL A | 10316T104 |  | 174676 | 10062 | SH |  | SOLE |  | 0 | 0 | 10062 |
| BP PLC | SPONSORED ADR | 055622104 |  | 328650 | 18823 | SH |  | SOLE |  | 0 | 0 | 18823 |
| BRAEMAR HOTELS  RESORTS INC | 5.5 CUM CV PFD B | 10482B200 |  | 265100 | 22000 | SH |  | SOLE |  | 0 | 0 | 22000 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1401107 | 23239 | SH |  | SOLE |  | 0 | 0 | 23239 |
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 |  | 34819 | 15475 | SH |  | SOLE |  | 0 | 0 | 15475 |
| BROADCOM INC | COM | 11135F101 |  | 2824500 | 7753 | SH |  | SOLE |  | 0 | 0 | 7753 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 230001 | 2157 | SH |  | SOLE |  | 0 | 0 | 2157 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 |  | 2688077 | 47950 | SH |  | SOLE |  | 0 | 0 | 47950 |
| CALAMOS CONV  HIGH INCOME F | COM SHS | 12811P108 |  | 182019 | 15584 | SH |  | SOLE |  | 0 | 0 | 15584 |
| CATERPILLAR INC DEL | COM | 149123101 |  | 222830 | 1494 | SH |  | SOLE |  | 0 | 0 | 1494 |
| CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 |  | 242244 | 8630 | SH |  | SOLE |  | 0 | 0 | 8630 |
| CERNER CORP | COM | 156782104 |  | 260027 | 3597 | SH |  | SOLE |  | 0 | 0 | 3597 |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 |  | 211651 | 339 | SH |  | SOLE |  | 0 | 0 | 339 |
| CHEVRON CORP NEW | COM | 166764100 |  | 543136 | 7544 | SH |  | SOLE |  | 0 | 0 | 7544 |
| CHIMERA INVT CORP | COM NEW | 16934Q208 |  | 722658 | 88129 | SH |  | SOLE |  | 0 | 0 | 88129 |
| CISCO SYS INC | COM | 17275R102 |  | 1188654 | 30177 | SH |  | SOLE |  | 0 | 0 | 30177 |
| CITIGROUP INC | COM NEW | 172967424 |  | 487057 | 11298 | SH |  | SOLE |  | 0 | 0 | 11298 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 |  | 28880 | 11645 | SH |  | SOLE |  | 0 | 0 | 11645 |
| CLOROX CO DEL | COM | 189054109 |  | 468679 | 2230 | SH |  | SOLE |  | 0 | 0 | 2230 |
| COCA COLA CO | COM | 191216100 |  | 1167472 | 23647 | SH |  | SOLE |  | 0 | 0 | 23647 |
| COLONY CR REAL ESTATE INC | COM CL A | 19625T101 |  | 573173 | 116736 | SH |  | SOLE |  | 0 | 0 | 116736 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 341853 | 7390 | SH |  | SOLE |  | 0 | 0 | 7390 |
| COMERICA INC | COM | 200340107 |  | 632273 | 16530 | SH |  | SOLE |  | 0 | 0 | 16530 |
| COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 |  | 458375 | 24049 | SH |  | SOLE |  | 0 | 0 | 24049 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 629885 | 3324 | SH |  | SOLE |  | 0 | 0 | 3324 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 3729907 | 10507 | SH |  | SOLE |  | 0 | 0 | 10507 |
| COTY INC | COM CL A | 222070203 |  | 39366 | 14580 | SH |  | SOLE |  | 0 | 0 | 14580 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 470046 | 3423 | SH |  | SOLE |  | 0 | 0 | 3423 |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 |  | 640026 | 3844 | SH |  | SOLE |  | 0 | 0 | 3844 |
| CSX CORP | COM | 126408103 |  | 210226 | 2707 | SH |  | SOLE |  | 0 | 0 | 2707 |
| CUMMINS INC | COM | 231021106 |  | 303859 | 1439 | SH |  | SOLE |  | 0 | 0 | 1439 |
| CVS HEALTH CORP | COM | 126650100 |  | 1378912 | 23612 | SH |  | SOLE |  | 0 | 0 | 23612 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 203013 | 1963 | SH |  | SOLE |  | 0 | 0 | 1963 |
| DBX ETF TR | XTRACK MSCI EURP | 233051853 |  | 266854 | 9725 | SH |  | SOLE |  | 0 | 0 | 9725 |
| DEERE  CO | COM | 244199105 |  | 268394 | 1211 | SH |  | SOLE |  | 0 | 0 | 1211 |
| DEXCOM INC | COM | 252131107 |  | 456339 | 1107 | SH |  | SOLE |  | 0 | 0 | 1107 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 787221 | 5364 | SH |  | SOLE |  | 0 | 0 | 5364 |
| DISCOVER FINL SVCS | COM | 254709108 |  | 490379 | 8487 | SH |  | SOLE |  | 0 | 0 | 8487 |
| DISNEY WALT CO | COM DISNEY | 254687106 |  | 2909655 | 23450 | SH |  | SOLE |  | 0 | 0 | 23450 |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 348890 | 34750 | SH |  | SOLE |  | 0 | 0 | 34750 |
| DOCUSIGN INC | COM | 256163106 |  | 475035 | 2207 | SH |  | SOLE |  | 0 | 0 | 2207 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 299160 | 1427 | SH |  | SOLE |  | 0 | 0 | 1427 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 354467 | 4491 | SH |  | SOLE |  | 0 | 0 | 4491 |
| DOUBLELINE INCOME SOLUTIONS | COM | 258622109 |  | 391305 | 24426 | SH |  | SOLE |  | 0 | 0 | 24426 |
| DOW INC | COM | 260557103 |  | 374895 | 7968 | SH |  | SOLE |  | 0 | 0 | 7968 |
| DRAFTKINGS INC | COM CL A | 26142R104 |  | 216178 | 3674 | SH |  | SOLE |  | 0 | 0 | 3674 |
| DRIVE SHACK INC | COM | 262077100 |  | 13440 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| EAGLE PT CR CO LLC | COM | 269808101 |  | 1458869 | 169242 | SH |  | SOLE |  | 0 | 0 | 169242 |
| EATON VANCE LTD DURATION INC | COM | 27828H105 |  | 427880 | 37832 | SH |  | SOLE |  | 0 | 0 | 37832 |
| ENBRIDGE INC | COM | 29250N105 |  | 237168 | 8122 | SH |  | SOLE |  | 0 | 0 | 8122 |
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 |  | 177786 | 32802 | SH |  | SOLE |  | 0 | 0 | 32802 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 656073 | 41550 | SH |  | SOLE |  | 0 | 0 | 41550 |
| EPR PPTYS | COM SH BEN INT | 26884U109 |  | 223438 | 8125 | SH |  | SOLE |  | 0 | 0 | 8125 |
| EQUINIX INC | COM | 29444U700 |  | 579219 | 762 | SH |  | SOLE |  | 0 | 0 | 762 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 213503 | 20509 | SH |  | SOLE |  | 0 | 0 | 20509 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 549289 | 11803 | SH |  | SOLE |  | 0 | 0 | 11803 |
| ETF MANAGERS TR | PRIME MOBILE PAY | 26924G409 |  | 601991 | 11066 | SH |  | SOLE |  | 0 | 0 | 11066 |
| ETF SER SOLUTIONS | APTUS DEFINED | 26922A388 |  | 508530 | 16500 | SH |  | SOLE |  | 0 | 0 | 16500 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 234675 | 8240 | SH |  | SOLE |  | 0 | 0 | 8240 |
| ETF SER SOLUTIONS | US GLB JETS | 26922A842 |  | 1380071 | 81661 | SH |  | SOLE |  | 0 | 0 | 81661 |
| ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 |  | 749137 | 38950 | SH |  | SOLE |  | 0 | 0 | 38950 |
| ETSY INC | COM | 29786A106 |  | 780378 | 6416 | SH |  | SOLE |  | 0 | 0 | 6416 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 244578 | 2399 | SH |  | SOLE |  | 0 | 0 | 2399 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1523422 | 44376 | SH |  | SOLE |  | 0 | 0 | 44376 |
| FACEBOOK INC | CL A | 30303M102 |  | 3723956 | 14219 | SH |  | SOLE |  | 0 | 0 | 14219 |
| FEDEX CORP | COM | 31428X106 |  | 204906 | 815 | SH |  | SOLE |  | 0 | 0 | 815 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 |  | 523821 | 5690 | SH |  | SOLE |  | 0 | 0 | 5690 |
| FIREEYE INC | COM | 31816Q101 |  | 170941 | 13847 | SH |  | SOLE |  | 0 | 0 | 13847 |
| FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 |  | 103634 | 10829 | SH |  | SOLE |  | 0 | 0 | 10829 |
| FIRST TR DOW JONES SELECT MI | COM SHS ANNUAL | 33718M105 |  | 298436 | 7962 | SH |  | SOLE |  | 0 | 0 | 7962 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 |  | 347288 | 8159 | SH |  | SOLE |  | 0 | 0 | 8159 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 474937 | 24775 | SH |  | SOLE |  | 0 | 0 | 24775 |
| FIRST TR EXCH TRD ALPHDX FD | MID CP GR ALPH | 33737M102 |  | 811274 | 15164 | SH |  | SOLE |  | 0 | 0 | 15164 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 1181824 | 15057 | SH |  | SOLE |  | 0 | 0 | 15057 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 686391 | 7245 | SH |  | SOLE |  | 0 | 0 | 7245 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 1101524 | 31653 | SH |  | SOLE |  | 0 | 0 | 31653 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 494604 | 5118 | SH |  | SOLE |  | 0 | 0 | 5118 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 945570 | 14945 | SH |  | SOLE |  | 0 | 0 | 14945 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 698704 | 3710 | SH |  | SOLE |  | 0 | 0 | 3710 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 798122 | 23392 | SH |  | SOLE |  | 0 | 0 | 23392 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 426712 | 7110 | SH |  | SOLE |  | 0 | 0 | 7110 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 1384972 | 26799 | SH |  | SOLE |  | 0 | 0 | 26799 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 203872 | 10708 | SH |  | SOLE |  | 0 | 0 | 10708 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 291404 | 6334 | SH |  | SOLE |  | 0 | 0 | 6334 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 399765 | 7265 | SH |  | SOLE |  | 0 | 0 | 7265 |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 |  | 2137723 | 106081 | SH |  | SOLE |  | 0 | 0 | 106081 |
| FIRST TR INTER DUR PFD  IN | COM | 33718W103 |  | 451354 | 21003 | SH |  | SOLE |  | 0 | 0 | 21003 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 630315 | 7297 | SH |  | SOLE |  | 0 | 0 | 7297 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 1843050 | 15723 | SH |  | SOLE |  | 0 | 0 | 15723 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 540420 | 17178 | SH |  | SOLE |  | 0 | 0 | 17178 |
| FORD MTR CO DEL | COM | 345370860 |  | 183336 | 27528 | SH |  | SOLE |  | 0 | 0 | 27528 |
| FORTINET INC | COM | 34959E109 |  | 1281891 | 10881 | SH |  | SOLE |  | 0 | 0 | 10881 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 115069 | 13490 | SH |  | SOLE |  | 0 | 0 | 13490 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 464320 | 29688 | SH |  | SOLE |  | 0 | 0 | 29688 |
| FS KKR CAP CORP II | COM | 35952V303 |  | 832983 | 56627 | SH |  | SOLE |  | 0 | 0 | 56627 |
| FS KKR CAPITAL CORP | COM | 302635206 |  | 224926 | 14182 | SH |  | SOLE |  | 0 | 0 | 14182 |
| GABELLI EQUITY TR INC | COM | 362397101 |  | 372379 | 73159 | SH |  | SOLE |  | 0 | 0 | 73159 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 453496 | 3276 | SH |  | SOLE |  | 0 | 0 | 3276 |
| GENERAL ELECTRIC CO | COM | 369604103 |  | 365626 | 58688 | SH |  | SOLE |  | 0 | 0 | 58688 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 437335 | 6921 | SH |  | SOLE |  | 0 | 0 | 6921 |
| GLOBAL NET LEASE INC | COM NEW | 379378201 |  | 657606 | 41359 | SH |  | SOLE |  | 0 | 0 | 41359 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 268275 | 6699 | SH |  | SOLE |  | 0 | 0 | 6699 |
| HANESBRANDS INC | COM | 410345102 |  | 376819 | 23925 | SH |  | SOLE |  | 0 | 0 | 23925 |
| HEALTHCARE TR AMER INC | CL A NEW | 42225P501 |  | 254592 | 9792 | SH |  | SOLE |  | 0 | 0 | 9792 |
| HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 |  | 285145 | 33195 | SH |  | SOLE |  | 0 | 0 | 33195 |
| HOME DEPOT INC | COM | 437076102 |  | 4090946 | 14731 | SH |  | SOLE |  | 0 | 0 | 14731 |
| HONEYWELL INTL INC | COM | 438516106 |  | 671938 | 4082 | SH |  | SOLE |  | 0 | 0 | 4082 |
| HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 |  | 125870 | 10250 | SH |  | SOLE |  | 0 | 0 | 10250 |
| ILLUMINA INC | COM | 452327109 |  | 445075 | 1440 | SH |  | SOLE |  | 0 | 0 | 1440 |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 |  | 228519 | 10449 | SH |  | SOLE |  | 0 | 0 | 10449 |
| INFINERA CORP | COM | 45667G103 |  | 92936 | 15087 | SH |  | SOLE |  | 0 | 0 | 15087 |
| INFOSYS LTD | SPONSORED ADR | 456788108 |  | 228252 | 16528 | SH |  | SOLE |  | 0 | 0 | 16528 |
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 |  | 882146 | 7108 | SH |  | SOLE |  | 0 | 0 | 7108 |
| INTEL CORP | COM | 458140100 |  | 2419267 | 46722 | SH |  | SOLE |  | 0 | 0 | 46722 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 388519 | 3883 | SH |  | SOLE |  | 0 | 0 | 3883 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 888579 | 7303 | SH |  | SOLE |  | 0 | 0 | 7303 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 1052957 | 1484 | SH |  | SOLE |  | 0 | 0 | 1484 |
| INVESCO ACTIVELY MANAGED ETF | S DOWNSID | 46090A705 |  | 292852 | 8877 | SH |  | SOLE |  | 0 | 0 | 8877 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 |  | 2080110 | 41174 | SH |  | SOLE |  | 0 | 0 | 41174 |
| INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 224721 | 16439 | SH |  | SOLE |  | 0 | 0 | 16439 |
| INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 |  | 226249 | 8925 | SH |  | SOLE |  | 0 | 0 | 8925 |
| INVESCO EXCH TRADED FD TR II | DWA SMLCP MENT | 46138E842 |  | 1039450 | 17508 | SH |  | SOLE |  | 0 | 0 | 17508 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 1028509 | 69824 | SH |  | SOLE |  | 0 | 0 | 69824 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 204075 | 6186 | SH |  | SOLE |  | 0 | 0 | 6186 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 1579347 | 29443 | SH |  | SOLE |  | 0 | 0 | 29443 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 263815 | 12135 | SH |  | SOLE |  | 0 | 0 | 12135 |
| INVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 46137V852 |  | 274966 | 2023 | SH |  | SOLE |  | 0 | 0 | 2023 |
| INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 |  | 331794 | 4340 | SH |  | SOLE |  | 0 | 0 | 4340 |
| INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 46137V811 |  | 244069 | 2218 | SH |  | SOLE |  | 0 | 0 | 2218 |
| INVESCO EXCHANGE TRADED FD T | DYNMC BLDG CON | 46137V779 |  | 243098 | 6708 | SH |  | SOLE |  | 0 | 0 | 6708 |
| INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 46137V647 |  | 470636 | 6079 | SH |  | SOLE |  | 0 | 0 | 6079 |
| INVESCO EXCHANGE TRADED FD T | DYNMC SOFTWARE | 46137V639 |  | 343447 | 2776 | SH |  | SOLE |  | 0 | 0 | 2776 |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 46137V530 |  | 318336 | 1543 | SH |  | SOLE |  | 0 | 0 | 1543 |
| INVESCO EXCHANGE TRADED FD T | S MDCP MOMNTUM | 46137V464 |  | 394069 | 5950 | SH |  | SOLE |  | 0 | 0 | 5950 |
| INVESCO EXCHANGE TRADED FD T | S MDCP400 PR | 46137V217 |  | 275295 | 1634 | SH |  | SOLE |  | 0 | 0 | 1634 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 466845 | 4318 | SH |  | SOLE |  | 0 | 0 | 4318 |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 |  | 291683 | 4799 | SH |  | SOLE |  | 0 | 0 | 4799 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 8295351 | 29857 | SH |  | SOLE |  | 0 | 0 | 29857 |
| IRIDIUM COMMUNICATIONS INC | COM | 46269C102 |  | 207198 | 8100 | SH |  | SOLE |  | 0 | 0 | 8100 |
| IRON MTN INC NEW | COM | 46284V101 |  | 523878 | 19555 | SH |  | SOLE |  | 0 | 0 | 19555 |
| ISHARES GOLD TRUST | ISHARES | 464285105 |  | 8606542 | 478407 | SH |  | SOLE |  | 0 | 0 | 478407 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 1432539 | 27131 | SH |  | SOLE |  | 0 | 0 | 27131 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 1791510 | 82787 | SH |  | SOLE |  | 0 | 0 | 82787 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 509481 | 11592 | SH |  | SOLE |  | 0 | 0 | 11592 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 2473355 | 28590 | SH |  | SOLE |  | 0 | 0 | 28590 |
| ISHARES TR | 10+ YR INVST GRD | 464289511 |  | 387396 | 5502 | SH |  | SOLE |  | 0 | 0 | 5502 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 439006 | 2689 | SH |  | SOLE |  | 0 | 0 | 2689 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 1124561 | 8418 | SH |  | SOLE |  | 0 | 0 | 8418 |
| ISHARES TR | BARCLAYS 7 10 YR | 464287440 |  | 766382 | 6291 | SH |  | SOLE |  | 0 | 0 | 6291 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 |  | 333047 | 5338 | SH |  | SOLE |  | 0 | 0 | 5338 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 213133 | 4135 | SH |  | SOLE |  | 0 | 0 | 4135 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 633498 | 7871 | SH |  | SOLE |  | 0 | 0 | 7871 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 385891 | 6933 | SH |  | SOLE |  | 0 | 0 | 6933 |
| ISHARES TR | CORE LT USDB ETF | 464289479 |  | 5765216 | 76356 | SH |  | SOLE |  | 0 | 0 | 76356 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 420393 | 6974 | SH |  | SOLE |  | 0 | 0 | 6974 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 227059 | 3892 | SH |  | SOLE |  | 0 | 0 | 3892 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 464936 | 2509 | SH |  | SOLE |  | 0 | 0 | 2509 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 716321 | 10200 | SH |  | SOLE |  | 0 | 0 | 10200 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 710792 | 9416 | SH |  | SOLE |  | 0 | 0 | 9416 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 2078921 | 25993 | SH |  | SOLE |  | 0 | 0 | 25993 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 243273 | 4481 | SH |  | SOLE |  | 0 | 0 | 4481 |
| ISHARES TR | CORE S ETF | 464287200 |  | 5023161 | 14948 | SH |  | SOLE |  | 0 | 0 | 14948 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 1305331 | 11057 | SH |  | SOLE |  | 0 | 0 | 11057 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 624943 | 6953 | SH |  | SOLE |  | 0 | 0 | 6953 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 697766 | 9156 | SH |  | SOLE |  | 0 | 0 | 9156 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 270986 | 871 | SH |  | SOLE |  | 0 | 0 | 871 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 745269 | 14694 | SH |  | SOLE |  | 0 | 0 | 14694 |
| ISHARES TR | GLB CNSM STP ETF | 464288737 |  | 244211 | 4408 | SH |  | SOLE |  | 0 | 0 | 4408 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 227454 | 863 | SH |  | SOLE |  | 0 | 0 | 863 |
| ISHARES TR | IBONDS DEC2026 | 46435GAA0 |  | 998562 | 37232 | SH |  | SOLE |  | 0 | 0 | 37232 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 308164 | 3673 | SH |  | SOLE |  | 0 | 0 | 3673 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 864529 | 6418 | SH |  | SOLE |  | 0 | 0 | 6418 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 397511 | 7239 | SH |  | SOLE |  | 0 | 0 | 7239 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 372361 | 6123 | SH |  | SOLE |  | 0 | 0 | 6123 |
| ISHARES TR | MBS ETF | 464288588 |  | 877294 | 7946 | SH |  | SOLE |  | 0 | 0 | 7946 |
| ISHARES TR | MORTGE REL ETF | 46435G342 |  | 1450829 | 56321 | SH |  | SOLE |  | 0 | 0 | 56321 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 508234 | 1586 | SH |  | SOLE |  | 0 | 0 | 1586 |
| ISHARES TR | MRGSTR SM CP GR | 464288604 |  | 267034 | 1124 | SH |  | SOLE |  | 0 | 0 | 1124 |
| ISHARES TR | MRNGSTR LG-CP ET | 464287127 |  | 1773720 | 9096 | SH |  | SOLE |  | 0 | 0 | 9096 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 438981 | 6897 | SH |  | SOLE |  | 0 | 0 | 6897 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 509271 | 7475 | SH |  | SOLE |  | 0 | 0 | 7475 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1144591 | 25960 | SH |  | SOLE |  | 0 | 0 | 25960 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1637578 | 25696 | SH |  | SOLE |  | 0 | 0 | 25696 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1550470 | 10519 | SH |  | SOLE |  | 0 | 0 | 10519 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 380205 | 3665 | SH |  | SOLE |  | 0 | 0 | 3665 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 1224940 | 16603 | SH |  | SOLE |  | 0 | 0 | 16603 |
| ISHARES TR | NASDAQ BIOTECH | 464287556 |  | 1823045 | 13463 | SH |  | SOLE |  | 0 | 0 | 13463 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 240555 | 2075 | SH |  | SOLE |  | 0 | 0 | 2075 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 2161813 | 59309 | SH |  | SOLE |  | 0 | 0 | 59309 |
| ISHARES TR | PHLX SEMICND ETF | 464287523 |  | 737461 | 2421 | SH |  | SOLE |  | 0 | 0 | 2421 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 596708 | 3188 | SH |  | SOLE |  | 0 | 0 | 3188 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 352655 | 2040 | SH |  | SOLE |  | 0 | 0 | 2040 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 399288 | 6959 | SH |  | SOLE |  | 0 | 0 | 6959 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 1174465 | 7841 | SH |  | SOLE |  | 0 | 0 | 7841 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 238874 | 1034 | SH |  | SOLE |  | 0 | 0 | 1034 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 465211 | 5705 | SH |  | SOLE |  | 0 | 0 | 5705 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 1124849 | 10161 | SH |  | SOLE |  | 0 | 0 | 10161 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 2338670 | 18488 | SH |  | SOLE |  | 0 | 0 | 18488 |
| ISHARES TR | U.S. CNSM SV ETF | 464287580 |  | 311516 | 1246 | SH |  | SOLE |  | 0 | 0 | 1246 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 1153478 | 3850 | SH |  | SOLE |  | 0 | 0 | 3850 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 4297684 | 14275 | SH |  | SOLE |  | 0 | 0 | 14275 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 |  | 2062040 | 14122 | SH |  | SOLE |  | 0 | 0 | 14122 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 3986842 | 25168 | SH |  | SOLE |  | 0 | 0 | 25168 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 1001271 | 4407 | SH |  | SOLE |  | 0 | 0 | 4407 |
| ISHARES TR | US HOME CONS ETF | 464288752 |  | 896940 | 15833 | SH |  | SOLE |  | 0 | 0 | 15833 |
| ISHARES TR | US OIL EQ ETF | 464288844 |  | 883146 | 122489 | SH |  | SOLE |  | 0 | 0 | 122489 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 335260 | 11995 | SH |  | SOLE |  | 0 | 0 | 11995 |
| JANUS DETROIT STR TR | HENDERSN CAP ETF | 47103U100 |  | 298341 | 6319 | SH |  | SOLE |  | 0 | 0 | 6319 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 638189 | 12665 | SH |  | SOLE |  | 0 | 0 | 12665 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 388904 | 5011 | SH |  | SOLE |  | 0 | 0 | 5011 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1682371 | 11300 | SH |  | SOLE |  | 0 | 0 | 11300 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 2222281 | 23083 | SH |  | SOLE |  | 0 | 0 | 23083 |
| KIMBERLY CLARK CORP | COM | 494368103 |  | 339470 | 2299 | SH |  | SOLE |  | 0 | 0 | 2299 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 301333 | 24439 | SH |  | SOLE |  | 0 | 0 | 24439 |
| KKR  CO INC | COM | 48251W104 |  | 237874 | 6927 | SH |  | SOLE |  | 0 | 0 | 6927 |
| KLA CORP | COM NEW | 482480100 |  | 585482 | 3022 | SH |  | SOLE |  | 0 | 0 | 3022 |
| KRAFT HEINZ CO | COM | 500754106 |  | 476025 | 15894 | SH |  | SOLE |  | 0 | 0 | 15894 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 235494 | 3454 | SH |  | SOLE |  | 0 | 0 | 3454 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 418843 | 69691 | SH |  | SOLE |  | 0 | 0 | 69691 |
| LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 |  | 352393 | 49563 | SH |  | SOLE |  | 0 | 0 | 49563 |
| LILLY ELI  CO | COM | 532457108 |  | 909139 | 6142 | SH |  | SOLE |  | 0 | 0 | 6142 |
| LIVONGO HEALTH INC | COM | 539183103 |  | 404044 | 2885 | SH |  | SOLE |  | 0 | 0 | 2885 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 871962 | 2275 | SH |  | SOLE |  | 0 | 0 | 2275 |
| LOWES COS INC | COM | 548661107 |  | 476018 | 2870 | SH |  | SOLE |  | 0 | 0 | 2870 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 1686375 | 5120 | SH |  | SOLE |  | 0 | 0 | 5120 |
| LUMEN TECHNOLOGIES INC | COM | 156700106 |  | 482796 | 47849 | SH |  | SOLE |  | 0 | 0 | 47849 |
| LUMENTUM HLDGS INC | COM | 55024U109 |  | 533122 | 7096 | SH |  | SOLE |  | 0 | 0 | 7096 |
| MACERICH CO | COM | 554382101 |  | 1136184 | 167332 | SH |  | SOLE |  | 0 | 0 | 167332 |
| MACYS INC | COM | 55616P104 |  | 127110 | 22300 | SH |  | SOLE |  | 0 | 0 | 22300 |
| MAIN STR CAP CORP | COM | 56035L104 |  | 1150125 | 38895 | SH |  | SOLE |  | 0 | 0 | 38895 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 403927 | 4363 | SH |  | SOLE |  | 0 | 0 | 4363 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 2805554 | 8296 | SH |  | SOLE |  | 0 | 0 | 8296 |
| MATTEL INC | COM | 577081102 |  | 228150 | 19500 | SH |  | SOLE |  | 0 | 0 | 19500 |
| MCDONALDS CORP | COM | 580135101 |  | 1472227 | 6707 | SH |  | SOLE |  | 0 | 0 | 6707 |
| MERCK  CO. INC | COM | 58933Y105 |  | 1352766 | 16308 | SH |  | SOLE |  | 0 | 0 | 16308 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 420151 | 8947 | SH |  | SOLE |  | 0 | 0 | 8947 |
| MICROSOFT CORP | COM | 594918104 |  | 17359285 | 82533 | SH |  | SOLE |  | 0 | 0 | 82533 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 692961 | 12062 | SH |  | SOLE |  | 0 | 0 | 12062 |
| MONROE CAP CORP | COM | 610335101 |  | 135596 | 19824 | SH |  | SOLE |  | 0 | 0 | 19824 |
| NETFLIX INC | COM | 64110L106 |  | 4193252 | 8386 | SH |  | SOLE |  | 0 | 0 | 8386 |
| NEWTEK BUSINESS SVCS CORP | COM NEW | 652526203 |  | 512532 | 27600 | SH |  | SOLE |  | 0 | 0 | 27600 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1442201 | 5196 | SH |  | SOLE |  | 0 | 0 | 5196 |
| NIKE INC | CL B | 654106103 |  | 292942 | 2333 | SH |  | SOLE |  | 0 | 0 | 2333 |
| NIO INC | SPON ADS | 62914V106 |  | 562967 | 26530 | SH |  | SOLE |  | 0 | 0 | 26530 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 57641 | 14742 | SH |  | SOLE |  | 0 | 0 | 14742 |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 |  | 1598160 | 93405 | SH |  | SOLE |  | 0 | 0 | 93405 |
| NOW INC | COM | 67011P100 |  | 64268 | 14156 | SH |  | SOLE |  | 0 | 0 | 14156 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 649128 | 41451 | SH |  | SOLE |  | 0 | 0 | 41451 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 358733 | 25016 | SH |  | SOLE |  | 0 | 0 | 25016 |
| NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 |  | 370670 | 25250 | SH |  | SOLE |  | 0 | 0 | 25250 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 192908 | 32641 | SH |  | SOLE |  | 0 | 0 | 32641 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 147767 | 10059 | SH |  | SOLE |  | 0 | 0 | 10059 |
| NUVEEN PFD  INCM SECURTIES | COM | 67072C105 |  | 162131 | 18403 | SH |  | SOLE |  | 0 | 0 | 18403 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 196943 | 23197 | SH |  | SOLE |  | 0 | 0 | 23197 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 177696 | 12238 | SH |  | SOLE |  | 0 | 0 | 12238 |
| NUVEEN TX ADV TOTAL RET STRG | COM | 67090H102 |  | 84313 | 10526 | SH |  | SOLE |  | 0 | 0 | 10526 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 20675742 | 38202 | SH |  | SOLE |  | 0 | 0 | 38202 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 206585 | 20638 | SH |  | SOLE |  | 0 | 0 | 20638 |
| OCEANEERING INTL INC | COM | 675232102 |  | 60086 | 17070 | SH |  | SOLE |  | 0 | 0 | 17070 |
| OLIN CORP | COM PAR $1 | 680665205 |  | 150306 | 12141 | SH |  | SOLE |  | 0 | 0 | 12141 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 |  | 220209 | 7355 | SH |  | SOLE |  | 0 | 0 | 7355 |
| ONEOK INC NEW | COM | 682680103 |  | 688081 | 26485 | SH |  | SOLE |  | 0 | 0 | 26485 |
| ONTRAK INC | COM | 683373104 |  | 2580600 | 43010 | SH |  | SOLE |  | 0 | 0 | 43010 |
| ORACLE CORP | COM | 68389X105 |  | 613716 | 10280 | SH |  | SOLE |  | 0 | 0 | 10280 |
| ORGANIGRAM HLDGS INC | COM | 68620P101 |  | 20243 | 19175 | SH |  | SOLE |  | 0 | 0 | 19175 |
| OXFORD LANE CAP CORP | COM | 691543102 |  | 220220 | 50050 | SH |  | SOLE |  | 0 | 0 | 50050 |
| PAYCHEX INC | COM | 704326107 |  | 249042 | 3122 | SH |  | SOLE |  | 0 | 0 | 3122 |
| PAYCOM SOFTWARE INC | COM | 70432V102 |  | 396596 | 1274 | SH |  | SOLE |  | 0 | 0 | 1274 |
| PAYLOCITY HLDG CORP | COM | 70438V106 |  | 221307 | 1371 | SH |  | SOLE |  | 0 | 0 | 1371 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1730318 | 8782 | SH |  | SOLE |  | 0 | 0 | 8782 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 286010 | 2882 | SH |  | SOLE |  | 0 | 0 | 2882 |
| PEOPLES UNITED FINANCIAL INC | COM | 712704105 |  | 242976 | 23567 | SH |  | SOLE |  | 0 | 0 | 23567 |
| PEPSICO INC | COM | 713448108 |  | 1813858 | 13087 | SH |  | SOLE |  | 0 | 0 | 13087 |
| PERION NETWORK LTD | SHS NEW | M78673114 |  | 69800 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| PFIZER INC | COM | 717081103 |  | 2091039 | 56977 | SH |  | SOLE |  | 0 | 0 | 56977 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 538129 | 7176 | SH |  | SOLE |  | 0 | 0 | 7176 |
| PHILLIPS 66 | COM | 718546104 |  | 310418 | 5988 | SH |  | SOLE |  | 0 | 0 | 5988 |
| PIMCO CORPORATE  INCOME OPP | COM | 72201B101 |  | 552082 | 34227 | SH |  | SOLE |  | 0 | 0 | 34227 |
| PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 |  | 346782 | 17270 | SH |  | SOLE |  | 0 | 0 | 17270 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 752558 | 29675 | SH |  | SOLE |  | 0 | 0 | 29675 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 742938 | 6608 | SH |  | SOLE |  | 0 | 0 | 6608 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 234209 | 2297 | SH |  | SOLE |  | 0 | 0 | 2297 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 |  | 69577 | 11635 | SH |  | SOLE |  | 0 | 0 | 11635 |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 |  | 128520 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1349207 | 9707 | SH |  | SOLE |  | 0 | 0 | 9707 |
| PROCURE ETF TRUST II | SPACE ETF | 74280R205 |  | 341401 | 16296 | SH |  | SOLE |  | 0 | 0 | 16296 |
| PROLOGIS INC. | COM | 74340W103 |  | 1021393 | 10151 | SH |  | SOLE |  | 0 | 0 | 10151 |
| PROSHARES TR | INVT INT RT HG | 74347B607 |  | 388548 | 5435 | SH |  | SOLE |  | 0 | 0 | 5435 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 426131 | 20971 | SH |  | SOLE |  | 0 | 0 | 20971 |
| PROSPECT CAP CORP | COM | 74348T102 |  | 119387 | 23735 | SH |  | SOLE |  | 0 | 0 | 23735 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 441718 | 6954 | SH |  | SOLE |  | 0 | 0 | 6954 |
| PUBLIC STORAGE | COM | 74460D109 |  | 252834 | 1135 | SH |  | SOLE |  | 0 | 0 | 1135 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 138049 | 18022 | SH |  | SOLE |  | 0 | 0 | 18022 |
| QUALCOMM INC | COM | 747525103 |  | 4657774 | 39580 | SH |  | SOLE |  | 0 | 0 | 39580 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 456695 | 7937 | SH |  | SOLE |  | 0 | 0 | 7937 |
| REALTY INCOME CORP | COM | 756109104 |  | 334733 | 5510 | SH |  | SOLE |  | 0 | 0 | 5510 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 336428 | 601 | SH |  | SOLE |  | 0 | 0 | 601 |
| RH | COM | 74967X103 |  | 462205 | 1208 | SH |  | SOLE |  | 0 | 0 | 1208 |
| RINGCENTRAL INC | CL A | 76680R206 |  | 270491 | 985 | SH |  | SOLE |  | 0 | 0 | 985 |
| ROKU INC | COM CL A | 77543R102 |  | 749724 | 3971 | SH |  | SOLE |  | 0 | 0 | 3971 |
| ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 |  | 225173 | 9297 | SH |  | SOLE |  | 0 | 0 | 9297 |
| ROYAL GOLD INC | COM | 780287108 |  | 277246 | 2307 | SH |  | SOLE |  | 0 | 0 | 2307 |
| SABRA HEALTH CARE REIT INC | COM | 78573L106 |  | 653851 | 47432 | SH |  | SOLE |  | 0 | 0 | 47432 |
| SABRE CORP | COM | 78573M104 |  | 69657 | 10700 | SH |  | SOLE |  | 0 | 0 | 10700 |
| SALESFORCE COM INC | COM | 79466L302 |  | 5236755 | 20837 | SH |  | SOLE |  | 0 | 0 | 20837 |
| SARATOGA INVT CORP | COM NEW | 80349A208 |  | 223307 | 13300 | SH |  | SOLE |  | 0 | 0 | 13300 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 163390 | 10501 | SH |  | SOLE |  | 0 | 0 | 10501 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 429685 | 16057 | SH |  | SOLE |  | 0 | 0 | 16057 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 287059 | 9142 | SH |  | SOLE |  | 0 | 0 | 9142 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 228866 | 4444 | SH |  | SOLE |  | 0 | 0 | 4444 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 1254622 | 22372 | SH |  | SOLE |  | 0 | 0 | 22372 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 1729820 | 31281 | SH |  | SOLE |  | 0 | 0 | 31281 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 1920805 | 16678 | SH |  | SOLE |  | 0 | 0 | 16678 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 1157686 | 14358 | SH |  | SOLE |  | 0 | 0 | 14358 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 800798 | 14434 | SH |  | SOLE |  | 0 | 0 | 14434 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 669519 | 18929 | SH |  | SOLE |  | 0 | 0 | 18929 |
| SEATTLE GENETICS INC | COM | 812578102 |  | 218390 | 1116 | SH |  | SOLE |  | 0 | 0 | 1116 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 640921 | 4361 | SH |  | SOLE |  | 0 | 0 | 4361 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 265903 | 4148 | SH |  | SOLE |  | 0 | 0 | 4148 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 1393443 | 13211 | SH |  | SOLE |  | 0 | 0 | 13211 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 |  | 726331 | 30176 | SH |  | SOLE |  | 0 | 0 | 30176 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1226311 | 20652 | SH |  | SOLE |  | 0 | 0 | 20652 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 226285 | 3556 | SH |  | SOLE |  | 0 | 0 | 3556 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 2789932 | 23907 | SH |  | SOLE |  | 0 | 0 | 23907 |
| SEMPRA ENERGY | COM | 816851109 |  | 788219 | 6660 | SH |  | SOLE |  | 0 | 0 | 6660 |
| SERVICENOW INC | COM | 81762P102 |  | 604310 | 1246 | SH |  | SOLE |  | 0 | 0 | 1246 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 376240 | 540 | SH |  | SOLE |  | 0 | 0 | 540 |
| SHOPIFY INC | CL A | 82509L107 |  | 1950804 | 1907 | SH |  | SOLE |  | 0 | 0 | 1907 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 478538 | 7399 | SH |  | SOLE |  | 0 | 0 | 7399 |
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 |  | 332688 | 12386 | SH |  | SOLE |  | 0 | 0 | 12386 |
| SOLAR SR CAP LTD | COM | 83416M105 |  | 433732 | 34423 | SH |  | SOLE |  | 0 | 0 | 34423 |
| SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 |  | 335358 | 1407 | SH |  | SOLE |  | 0 | 0 | 1407 |
| SOLITON INC | COM | 834251100 |  | 93590 | 12250 | SH |  | SOLE |  | 0 | 0 | 12250 |
| SONOS INC | COM | 83570H108 |  | 155747 | 10260 | SH |  | SOLE |  | 0 | 0 | 10260 |
| SONY CORP | SPONSORED ADR | 835699307 |  | 482988 | 6293 | SH |  | SOLE |  | 0 | 0 | 6293 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 496829 | 13249 | SH |  | SOLE |  | 0 | 0 | 13249 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2414470 | 8701 | SH |  | SOLE |  | 0 | 0 | 8701 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 5376301 | 30354 | SH |  | SOLE |  | 0 | 0 | 30354 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 652322 | 22294 | SH |  | SOLE |  | 0 | 0 | 22294 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 7280103 | 21739 | SH |  | SOLE |  | 0 | 0 | 21739 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 279881 | 826 | SH |  | SOLE |  | 0 | 0 | 826 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 230229 | 2636 | SH |  | SOLE |  | 0 | 0 | 2636 |
| SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 |  | 402482 | 3860 | SH |  | SOLE |  | 0 | 0 | 3860 |
| SPDR SER TR | DORSEY WRGT FI | 78468R713 |  | 318601 | 13138 | SH |  | SOLE |  | 0 | 0 | 13138 |
| SPDR SER TR | PORTFOLIO SH TSR | 78468R101 |  | 258279 | 8413 | SH |  | SOLE |  | 0 | 0 | 8413 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 280716 | 5602 | SH |  | SOLE |  | 0 | 0 | 5602 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 206959 | 3506 | SH |  | SOLE |  | 0 | 0 | 3506 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 379332 | 7573 | SH |  | SOLE |  | 0 | 0 | 7573 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 1970307 | 17682 | SH |  | SOLE |  | 0 | 0 | 17682 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 591772 | 6404 | SH |  | SOLE |  | 0 | 0 | 6404 |
| SPDR SER TR | S HOMEBUILD | 78464A888 |  | 720854 | 13379 | SH |  | SOLE |  | 0 | 0 | 13379 |
| SPDR SER TR | S SEMICNDCTR | 78464A862 |  | 383351 | 3049 | SH |  | SOLE |  | 0 | 0 | 3049 |
| SPLUNK INC | COM | 848637104 |  | 449255 | 2388 | SH |  | SOLE |  | 0 | 0 | 2388 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 583138 | 2404 | SH |  | SOLE |  | 0 | 0 | 2404 |
| SPROTT ETF TRUST | GOLD MINERS ETF | 85210B102 |  | 1946462 | 58086 | SH |  | SOLE |  | 0 | 0 | 58086 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 6763546 | 449405 | SH |  | SOLE |  | 0 | 0 | 449405 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 247223 | 29894 | SH |  | SOLE |  | 0 | 0 | 29894 |
| SQUARE INC | CL A | 852234103 |  | 1270003 | 7813 | SH |  | SOLE |  | 0 | 0 | 7813 |
| STARBUCKS CORP | COM | 855244109 |  | 2070216 | 24094 | SH |  | SOLE |  | 0 | 0 | 24094 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 607448 | 40255 | SH |  | SOLE |  | 0 | 0 | 40255 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 3241665 | 39986 | SH |  | SOLE |  | 0 | 0 | 39986 |
| TARGA RES CORP | COM | 87612G101 |  | 169763 | 12100 | SH |  | SOLE |  | 0 | 0 | 12100 |
| TARGET CORP | COM | 87612E106 |  | 280995 | 1785 | SH |  | SOLE |  | 0 | 0 | 1785 |
| TCG BDC INC | COM | 872280102 |  | 155381 | 17439 | SH |  | SOLE |  | 0 | 0 | 17439 |
| TELADOC HEALTH INC | COM | 87918A105 |  | 797376 | 3637 | SH |  | SOLE |  | 0 | 0 | 3637 |
| TESLA INC | COM | 88160R101 |  | 7645816 | 17822 | SH |  | SOLE |  | 0 | 0 | 17822 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 118229 | 13122 | SH |  | SOLE |  | 0 | 0 | 13122 |
| TEXAS INSTRS INC | COM | 882508104 |  | 500622 | 3506 | SH |  | SOLE |  | 0 | 0 | 3506 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 392198 | 756 | SH |  | SOLE |  | 0 | 0 | 756 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 256523 | 581 | SH |  | SOLE |  | 0 | 0 | 581 |
| TJX COS INC NEW | COM | 872540109 |  | 386211 | 6940 | SH |  | SOLE |  | 0 | 0 | 6940 |
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 |  | 472479 | 42797 | SH |  | SOLE |  | 0 | 0 | 42797 |
| TWILIO INC | CL A | 90138F102 |  | 396827 | 1606 | SH |  | SOLE |  | 0 | 0 | 1606 |
| TWITTER INC | COM | 90184L102 |  | 783734 | 17612 | SH |  | SOLE |  | 0 | 0 | 17612 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 306505 | 8402 | SH |  | SOLE |  | 0 | 0 | 8402 |
| UNION PAC CORP | COM | 907818108 |  | 225805 | 1147 | SH |  | SOLE |  | 0 | 0 | 1147 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 491622 | 2950 | SH |  | SOLE |  | 0 | 0 | 2950 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1163666 | 3732 | SH |  | SOLE |  | 0 | 0 | 3732 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 218289 | 5039 | SH |  | SOLE |  | 0 | 0 | 5039 |
| VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 |  | 536643 | 18045 | SH |  | SOLE |  | 0 | 0 | 18045 |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 |  | 264624 | 6758 | SH |  | SOLE |  | 0 | 0 | 6758 |
| VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 |  | 528190 | 9541 | SH |  | SOLE |  | 0 | 0 | 9541 |
| VANECK VECTORS ETF TR | MTG REIT INCOME | 92189F452 |  | 674076 | 48425 | SH |  | SOLE |  | 0 | 0 | 48425 |
| VANECK VECTORS ETF TR | PFD SECS EX FINL | 92189F429 |  | 374372 | 19519 | SH |  | SOLE |  | 0 | 0 | 19519 |
| VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 |  | 215137 | 1235 | SH |  | SOLE |  | 0 | 0 | 1235 |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 921932778 |  | 916294 | 8628 | SH |  | SOLE |  | 0 | 0 | 8628 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 1301432 | 13922 | SH |  | SOLE |  | 0 | 0 | 13922 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 548687 | 4906 | SH |  | SOLE |  | 0 | 0 | 4906 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 2338470 | 28157 | SH |  | SOLE |  | 0 | 0 | 28157 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 2204000 | 24983 | SH |  | SOLE |  | 0 | 0 | 24983 |
| VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 |  | 1535754 | 26394 | SH |  | SOLE |  | 0 | 0 | 26394 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 399797 | 3082 | SH |  | SOLE |  | 0 | 0 | 3082 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1951223 | 8573 | SH |  | SOLE |  | 0 | 0 | 8573 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 1257152 | 8036 | SH |  | SOLE |  | 0 | 0 | 8036 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 1253042 | 6956 | SH |  | SOLE |  | 0 | 0 | 6956 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 423925 | 4182 | SH |  | SOLE |  | 0 | 0 | 4182 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 256106 | 1453 | SH |  | SOLE |  | 0 | 0 | 1453 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 1050558 | 13305 | SH |  | SOLE |  | 0 | 0 | 13305 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 2185178 | 7103 | SH |  | SOLE |  | 0 | 0 | 7103 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 311895 | 2819 | SH |  | SOLE |  | 0 | 0 | 2819 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 526919 | 3426 | SH |  | SOLE |  | 0 | 0 | 3426 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 462023 | 2150 | SH |  | SOLE |  | 0 | 0 | 2150 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2900634 | 17032 | SH |  | SOLE |  | 0 | 0 | 17032 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 1245237 | 11915 | SH |  | SOLE |  | 0 | 0 | 11915 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 543246 | 12564 | SH |  | SOLE |  | 0 | 0 | 12564 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 989614 | 12272 | SH |  | SOLE |  | 0 | 0 | 12272 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 1001292 | 19626 | SH |  | SOLE |  | 0 | 0 | 19626 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 764580 | 7981 | SH |  | SOLE |  | 0 | 0 | 7981 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 256298 | 2398 | SH |  | SOLE |  | 0 | 0 | 2398 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 315327 | 3806 | SH |  | SOLE |  | 0 | 0 | 3806 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 3151835 | 24497 | SH |  | SOLE |  | 0 | 0 | 24497 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 848336 | 16261 | SH |  | SOLE |  | 0 | 0 | 16261 |
| VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 |  | 853169 | 20860 | SH |  | SOLE |  | 0 | 0 | 20860 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 3344292 | 41323 | SH |  | SOLE |  | 0 | 0 | 41323 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 726026 | 3916 | SH |  | SOLE |  | 0 | 0 | 3916 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 464759 | 2845 | SH |  | SOLE |  | 0 | 0 | 2845 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 370056 | 1814 | SH |  | SOLE |  | 0 | 0 | 1814 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 1381593 | 4436 | SH |  | SOLE |  | 0 | 0 | 4436 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 255489 | 1979 | SH |  | SOLE |  | 0 | 0 | 1979 |
| VBI VACCINES INC | COM NEW | 91822J103 |  | 61490 | 21500 | SH |  | SOLE |  | 0 | 0 | 21500 |
| VEREIT INC | COM | 92339V100 |  | 194323 | 29896 | SH |  | SOLE |  | 0 | 0 | 29896 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2781529 | 46756 | SH |  | SOLE |  | 0 | 0 | 46756 |
| VERMILION ENERGY INC | COM | 923725105 |  | 61706 | 26500 | SH |  | SOLE |  | 0 | 0 | 26500 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 250895 | 922 | SH |  | SOLE |  | 0 | 0 | 922 |
| VILLAGE FARMS INTL INC | COM | 92707Y108 |  | 253216 | 55900 | SH |  | SOLE |  | 0 | 0 | 55900 |
| VISA INC | COM CL A | 92826C839 |  | 4765446 | 23831 | SH |  | SOLE |  | 0 | 0 | 23831 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 727377 | 20250 | SH |  | SOLE |  | 0 | 0 | 20250 |
| WALMART INC | COM | 931142103 |  | 2627879 | 18782 | SH |  | SOLE |  | 0 | 0 | 18782 |
| WASHINGTON PRIME GROUP NEW | COM | 93964W108 |  | 301364 | 465500 | SH |  | SOLE |  | 0 | 0 | 465500 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 995217 | 8794 | SH |  | SOLE |  | 0 | 0 | 8794 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1112987 | 47341 | SH |  | SOLE |  | 0 | 0 | 47341 |
| WELLS FARGO GLOBAL DIVIDEND | COM | 94987C103 |  | 78352 | 18523 | SH |  | SOLE |  | 0 | 0 | 18523 |
| WELLS FARGO MULTI SECTOR INC | COM | 94987D101 |  | 332099 | 30893 | SH |  | SOLE |  | 0 | 0 | 30893 |
| WESTERN ASSET MTG CAP CORP | COM | 95790D105 |  | 203632 | 99819 | SH |  | SOLE |  | 0 | 0 | 99819 |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 |  | 244000 | 30500 | SH |  | SOLE |  | 0 | 0 | 30500 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 324440 | 6633 | SH |  | SOLE |  | 0 | 0 | 6633 |
| WISDOMTREE TR | INTL EQUITY FD | 97717W703 |  | 1639864 | 36063 | SH |  | SOLE |  | 0 | 0 | 36063 |
| WISDOMTREE TR | YIELD ENHANCD US | 97717X511 |  | 533679 | 9916 | SH |  | SOLE |  | 0 | 0 | 9916 |
| WIX COM LTD | SHS | M98068105 |  | 208977 | 820 | SH |  | SOLE |  | 0 | 0 | 820 |
| WORKDAY INC | CL A | 98138H101 |  | 668839 | 3109 | SH |  | SOLE |  | 0 | 0 | 3109 |
| WP CAREY INC | COM | 92936U109 |  | 534247 | 8199 | SH |  | SOLE |  | 0 | 0 | 8199 |
| YUM BRANDS INC | COM | 988498101 |  | 297728 | 3261 | SH |  | SOLE |  | 0 | 0 | 3261 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 1860695 | 3958 | SH |  | SOLE |  | 0 | 0 | 3958 |
| ZSCALER INC | COM | 98980G102 |  | 222150 | 1579 | SH |  | SOLE |  | 0 | 0 | 1579 |

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