# EDGAR Filing Document

**Accession Number:** 0000889756
**File Stem:** 0000889756-23-000001
**Filing Date:** 2023-3
**Character Count:** 2794
**Document Hash:** 2b8b4319b3b23b05a95eaa4cd1395c16
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000889756-23-000001.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0000889756-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGISTER FINANCIAL ASSOCIATES, INC.
- **CENTRAL INDEX KEY:** 0000889756
- **IRS NUMBER:** 582001619
- **STATE OF INCORPORATION:** GA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-45012
- **FILM NUMBER:** 23691371

**BUSINESS ADDRESS:**
- **STREET 1:** 3500 LENOX ROAD
- **STREET 2:** SUITE 1700
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30326
- **BUSINESS PHONE:** 404 364-2180

**MAIL ADDRESS:**
- **STREET 1:** 3500 LENOX ROAD
- **STREET 2:** SUITE 1700
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30326

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGISTER & AKERS INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20020502

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGISTER & AKERS INVESTMENTS INC                        /BD
- **DATE OF NAME CHANGE:** 20020502

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGISTER INVESTMENTS INC                                /BD
- **DATE OF NAME CHANGE:** 19970612

### Attached PDF Documents

**Attachment 1:** `rfa22.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000889756

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** REGISTER FINANCIAL ASSOCIATES, INC.

**Business Address:** 3500 LENOX ROAD, SUITE 1700, ATLANTA, GA, 30326

**Contact Person:** Scott Register

**Contact Phone:** 404-364-2180

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA PC

**Accountant Address:** 3500 Lenox Road NE, Suite 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Scott Register**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **REGISTER FINANCIAL ASSOCIATES, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Scott Register

**Title:** Principal

**Notarized:** Yes