# EDGAR Filing Document

**Accession Number:** 0002067767
**File Stem:** 0001493152-25-016083
**Filing Date:** 2025-9
**Character Count:** 17848
**Document Hash:** 80877dcc451a1064a3c8036b51340ddd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-016083.hdr.sgml**: 20250930

**ACCESSION NUMBER**: 0001493152-25-016083

**CONFORMED SUBMISSION TYPE**: S-1/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20250930

**DATE AS OF CHANGE**: 20250929

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OFF THE HOOK YS INC.
- **CENTRAL INDEX KEY:** 0002067767
- **STANDARD INDUSTRIAL CLASSIFICATION:** SHIP & BOAT BUILDING & REPAIRING [3730]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 332636992
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-1/A
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-288551
- **FILM NUMBER:** 251357681

**BUSINESS ADDRESS:**
- **STREET 1:** 1701 JEL WADE DR
- **CITY:** WILMINGTON
- **STATE:** NC
- **ZIP:** 28401
- **BUSINESS PHONE:** (910) 772 9277

**MAIL ADDRESS:**
- **STREET 1:** 1701 JEL WADE DR
- **CITY:** WILMINGTON
- **STATE:** NC
- **ZIP:** 28401

**As filed with the U.S. Securities and Exchange Commission on September 29, 2025**

**Registration No. 333-288551**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**Amendment No. 5** 

**to**

**FORM S-1**

**REGISTRATION STATEMENT**

**UNDER**

**THE SECURITIES ACT OF 1933**

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| |
|:---|
| **OFF THE HOOK YS INC.** |
| (Exact name of registrant as specified in its charter) |

---

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| | | |
|:---|:---|:---|
| **Nevada** | **3730** | **33-2636992** |
| (State or other jurisdiction of<br> incorporation or organization)<br>| (Primary Standard Industrial<br> Classification Code Number)<br>| (I.R.S. Employer<br> Identification No.)<br>|

---

**1701 Jel Wade Dr,<br> Wilmington,<br> NC 28401**

**Tel: (910) 772-9277**

(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)

**Brian S John**

**Chief Executive Officer**

**Off the Hook YS Inc.**

**1701 Jel Wade Dr,<br> Wilmington,<br> NC 28401**

**Tel: (910) 772-9277**

(Name, address, including zip code, and telephone number, including area code, of agent for service)

*Copies to:*

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| | |
|:---|:---|
| **Joseph M. Lucosky, Esq.**<br> **Soyoung Lee, Esq.**<br> **Lucosky Brookman LLP**<br> **101 Wood Avenue South, 5**<sup>th</sup> **Floor**<br> **Woodbridge, NJ 08830**<br> **Telephone: (732) 395-4402**<br>| **Gregory Sichenzia, Esq.**<br> **Arthur S. Marcus, Esq.**<br> **Sichenzia Ross Ference Carmel LLP<br> 1185 Avenue of the Americas, 31st Floor<br> New York, New York 10036<br> Telephone: (212) 930-9700**<br>|

---

**Approximate date of commencement of proposed sale to the public:**

**As soon as practicable after this Registration Statement is declared effective.**

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act.

Large accelerated filer ☐ Accelerated filer ☐ <br> Non-accelerated filer ☒ Smaller reporting company ☒ <br> Emerging growth company ☒

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐

**The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.**

**EXPLANATORY NOTE**

Off The Hook YS Inc. is filing this Amendment No. 5 to its Registration Statement on Form S-1 (File No. 333-288551) as an exhibit-only filing. Accordingly, this amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.

**PART II**

**INFORMATION NOT REQUIRED IN PROSPECTUS**

**Item 16. Exhibits and Financial Statement Schedules.**

(a) Exhibits.

**EXHIBIT INDEX**

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| | |
|:---|:---|
| **Exhibit No.** | **Description of Exhibit** |
| 1.1\*\* | [Form of Underwriting Agreement](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex1-1.htm) |
| 3.1\*\* | [Articles of Incorporation, dated January 3, 2025](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011456/ex3-1.htm) |
| 3.2\*\* | [Bylaws](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011456/ex3-2.htm) |
| 5.1 | [Opinion of Lucosky Brookman LLP](ex5-1.htm) |
| 10.1\*\* | [Lease Agreement for Wilmington headquarters, dated September 4, 2024](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-1.htm) |
| 10.2\*\* | [Lease Modification Agreement for Wilmington headquarters, dated January 10, 2025](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-2.htm) |
| 10.3#\*\* | [Employment Agreement, dated May 9, 2025 with Jason Ruegg](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-3.htm) |
| 10.4#\*\* | [Employment Agreement, dated May 9, 2025 with Brian John](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-4.htm) |
| 10.5#\*\* | [Employment Agreement, dated May 9, 2025 with Chad Corbin](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-5.htm) |
| 10.6#\*\* | [Employment Agreement, dated May 9, 2025 with Blake Phillips](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-6.htm) |
| 10.7\*\* | [Stock Purchase Agreement between stockholders of Off the Hook Florida, Off the Hook Yacht Sales North Carolina and Azure Funding LLC and OTH Simon Marin YF LLC dated December 6, 2024](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011456/ex10-6.htm) |
| 10.8\*\* | [Amended and Restated Agreement for the Purchase and Sale of Capital Stock between OTH Owners and Off The Hook Acquisition Corp, dated July 3, 2025](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011456/ex10-7.htm) |
| 10.9\*\* | [Red Oak Inventory Finance Agreement dated October 31, 2024](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-9.htm) |
| 10.10\*\* | [Personal Guarantee by Jason Ruegg](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-10.htm) |
| 10.11☐\*\* | [Master Services Agreement between Off The Hook YS Inc. and NexGen AI, dated February 25, 2025.](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-11.htm) |
| 10.12\*\* | [Loan Agreement between Off The Hook YS Inc. and Dan and Diane Ruegg, dated July 22, 2019.](https://www.sec.gov/Archives/edgar/data/2067767/000149315225012438/ex10-12.htm) |
| 10.13\*\* | [Loan Agreement between Off The Hook YS Inc. and Tom Ruegg, dated February 23, 2023.](https://www.sec.gov/Archives/edgar/data/2067767/000149315225012438/ex10-13.htm) |
| 10.14☐\*\* | [Authorized Dealer Agreement, between Off the Hook Yacht Sales NC, LLC and Yellowfin Yachts LLC, dated May 5, 2025](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-14.htm) |
| 10.15\*\* | [Nor-Tech Hi-Performance Boats Sales & Dealership Agreement, between Off the Hook Yacht Sales NC, LLC and NT Manufacturing, LLC, dated April 25, 2025](https://www.sec.gov/Archives/edgar/data/2067767/000149315225011751/ex10-15.htm) |
| 10.16#\*\* | [2025 Equity Incentive Plan](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex10-16.htm) |
| 14.1\*\* | [Code of Conduct](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex14-1.htm) |
| 21.1\*\* | [List of Subsidiaries of the Registrant](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex21-1.htm) |
| 23.1\*\* | [Consent of M&K CPAs PLLC, Independent Registered Public Accounting Firm](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex23-1.htm) |
| 24.1\*\* | [Power of Attorney (included on the signature page of this initial Registration Statement)](#me_001) |
| 99.1\*\* | [Compensation Committee Charter](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex99-1.htm) |
| 99.2\*\* | [Nominating and Corporate Governance Committee Charter](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex99-2.htm) |
| 99.3\*\* | [Audit Committee Charter](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex99-3.htm) |
| 99.4\*\* | [Whistleblower Policy](https://www.sec.gov/Archives/edgar/data/2067767/000149315225015933/ex99-4.htm) |
| 107\*\* | [Filing Fee Table](https://www.sec.gov/ix?doc=/Archives/edgar/data/2067767/000164117225018050/ex107.htm) |

---

\*\* Filed previously

# Indicates a contract, compensatory plan or arrangement to which a director or executive officer is a party or in which one or more directors or executive officers are eligible to participate.

☐ Schedules and similar attachments to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S- K. The registrant hereby undertakes to furnish on a supplemental basis a copy of any omitted schedules and similar attachments to the Securities and Exchange Commission upon request.

**SIGNATURES**

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Jupiter, State of Florida, on September 29, 2025.

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| | |
|:---|:---|
| **OFF THE HOOK YS INC.** | **OFF THE HOOK YS INC.** |
| By: | */s/ Brian S. John* |
|  | Brian S. John |
|  | Chief Executive Officer |

---

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

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| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| */s/ Brian S. John* | Chief Executive Officer and Director | September 29, 2025 |
| Brian S. John |  |  |
| */s/ Chad Corbin* | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | September 29, 2025 |
| Chad Corbin |  |  |
| */s/ Jason Ruegg* | Founder, President and Chairman of the Board | September 29, 2025 |
| Jason Ruegg |  |  |
| */s/ Mike Kosloske* | Director | September 29, 2025 |
| Mike Kosloske |  |  |
| */s/ Mary Reynolds* | Director | September 29, 2025 |
| Mary Reynolds |  |  |
| */s/ Jim Segrave* | Director | September 29, 2025 |
| Jim Segrave |  |  |
| */s/ George Jousma* | Director | September 29, 2025 |
| George Jousma |  |  |
| */s/ Andrew Simmons* | Executive Vice President and Director | September 29, 2025 |
| Andrew Simmons |  |  |
| */s/ Robert Gonnelli* | Director | September 29, 2025 |
| Robert Gonnelli |  |  |

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## Exhibit 5.1

**Exhibit 5.1**

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| | |
|:---|:---|
| ![](ex5-1_001.jpg) | **LUCOSKY BROOKMAN LLP**<br> 101 Wood Avenue South<br> 5th Floor<br> Woodbridge, NJ 08830<br> T - (732) 395-4400<br> F- (732) 395-4401 |
|  | 111 Broadway<br> Suite 807<br> New York, NY 10006<br> T - (212) 417-8160<br> F - (212) 417-8161<br> www. lucbro.com |

---

September 29, 2025

Off the Hook YS Inc.

1701 Jel Wade Dr,

Wilmington, NC 28401

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| | |
|:---|:---|
| **Re:** | **Registration Statement on Form S-1 (File No. 333-288551)** |

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Ladies and Gentlemen:

We have acted as counsel to you, Off the Hook YS Inc. (the "<u>Company</u>"), a Nevada corporation, in connection with the public offering contemplated by the registration statement on Form S-1 filed by the Company on July 7, 2025 (as amended, the "<u>Registration Statement</u>") with the Securities and Exchange Commission (the "<u>Commission</u>") under the Securities Act of 1933, as amended (the "<u>Securities Act</u>"), for an offering of (i) up to 5,000,000 shares of the Company's common stock (the "<u>Common Stock</u>"), $0.001 par value per share (the "<u>Company Shares</u>"); (ii) up to 750,000 shares of Common Stock, purchased pursuant to over allotments, if any (the "<u>Over Allotment Shares</u>"); (iii) up to 287,500 warrants to purchase 287,500 shares of Common stock that will be issued to the representatives of the underwriters (the "<u>Representatives' Warrants</u>"); and (iv) up to 287,500 shares of Common Stock underlying the Representatives' Warrants (the "<u>Representatives' Warrant Shares</u>") that may be issued upon exercise of the Representatives' Warrants.

This opinion is being furnished in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act.

In connection with this opinion, we have examined the originals or copies certified or otherwise identified to our satisfaction of the following: (a) the articles of incorporation of the Company, as amended to date; (b) the bylaws of the Company, as amended to date, and (c) the Registration Statement and all exhibits thereto. In addition to the foregoing, we also have relied as to matters of fact upon the representations made by the Company and its representatives and we have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, and the conformity to original documents of all documents submitted to us certified or photostatic copies.

Based upon the foregoing and in reliance thereon, and subject to the qualifications, limitations, exceptions and assumptions set forth herein, we are of the opinion that:

(i) the
 Company Shares and the Over-Allotment Shares have been duly authorized by all necessary corporate action of the Company and, when
 issued, delivered and paid for as contemplated in the Registration Statement and in accordance with the terms of the Underwriting
 Agreement (as defined in the Registration Statement), the shares of Common Stock will be validly issued, fully paid and non-assessable;

![](ex5-1_001.jpg)

(ii) the
 Representatives' Warrants have been duly authorized by the Company and, when executed by the Company and issued and delivered
 to the purchaser thereof as contemplated by the Registration Statement and in accordance with terms of the Underwriting Agreement,
 such Representatives' Warrants will constitute the valid and legally binding obligations of the Company, enforceable against
 the Company in accordance with their terms;

(iii) the
 Representatives' Warrant Shares have been duly authorized and, when issued and delivered by the Company upon exercise of the
 Representatives' Warrants against payment therefor as set forth in the Registration Statement, the Underwriting Agreement and
 the Representatives' Warrants, will be validly issued, fully paid and non-assessable; and

We are opining herein as to the laws of the State of Nevada, and we express no opinion with respect to any other laws. This opinion is limited to the laws in effect as of the date the Registration Statement is declared effective by the Commission and is provided exclusively in connection with the public offering contemplated by the Registration Statement.

This opinion letter speaks only as of the date hereof and we assume no obligation to update or supplement this opinion letter if any applicable laws change after the date of this opinion letter or if we become aware after the date of this opinion letter of any facts, whether existing before or arising after the date hereof, that might change the opinions expressed above.

This opinion letter is furnished in connection with the filing of the Registration Statement and may not be relied upon for any other purpose without our prior written consent in each instance. Further, no portion of this letter may be quoted, circulated or referred to in any other document for any other purpose without our prior written consent.

We hereby consent to the filing of this opinion with the Commission as an exhibit to the Registration Statement and to the use of our name as it appears in the prospectus included in the Registration Statement. In giving such consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission promulgated thereunder.

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| |
|:---|
| Very truly yours, |
| */s/ Lucosky Brookman LLP* |
| Lucosky Brookman LLP |

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