# EDGAR Filing Document

**Accession Number:** 0000920097
**File Stem:** 0000920097-26-000007
**Filing Date:** 2026-5
**Character Count:** 2878
**Document Hash:** 0181b75227a1e2e359b550ba06f2f0ab
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000920097-26-000007.hdr.sgml**: 20260505

**ACCESSION NUMBER**: 0000920097-26-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260505

**DATE AS OF CHANGE**: 20260505

**EFFECTIVENESS DATE**: 20260505

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UNIVEST SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000920097

**ORGANIZATION NAME:**
- **EIN:** 113188003
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47006
- **FILM NUMBER:** 26942043

**BUSINESS ADDRESS:**
- **STREET 1:** 75 ROCKEFELLER PLAZA
- **STREET 2:** SUITE 25A
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 646-775-0000

**MAIL ADDRESS:**
- **STREET 1:** 75 ROCKEFELLER PLAZA
- **STREET 2:** 3RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNIVEST SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20021107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNIVERSAL FINANCIAL GROUP                               /BD
- **DATE OF NAME CHANGE:** 19950306

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNIVEST SECURITIES INC                                  /BD
- **DATE OF NAME CHANGE:** 19950306

### Attached PDF Documents

**Attachment 1:** `univest_restated.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000920097

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

**Amendment Description:** The amendment is for revenue and expense reclassification only; no overall financial position change

### Registrant Identification

**Name of Broker-Dealer:** UNIVEST SECURITIES, LLC

**Business Address:** 75 ROCKEFELLER PLAZA, SUITE 25A, NEW YORK, NY, 10019

**Contact Person:** Xinyue Fan

**Contact Phone:** 9292325252

### Independent Public Accountant Identification

**Accountant Name:** Ferrara CPA

**Accountant Address:** 100 Horizon Center Blvd, Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Xinyue Fan**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UNIVEST SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Xinyue Fan

**Title:** CFO