# EDGAR Filing Document

**Accession Number:** 0001404912
**File Stem:** 0001140361-23-006428
**Filing Date:** 2023-2
**Character Count:** 7762
**Document Hash:** a0cdb2c3914a8bbd89a85d1b5103d48c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-006428.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001140361-23-006428

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** NUTTALL SCOTT C
- **CENTRAL INDEX KEY:** 0001207606

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34820
- **FILM NUMBER:** 23620654

**MAIL ADDRESS:**
- **STREET 1:** C/O KKR & CO. INC.
- **STREET 2:** 30 HUDSON YARDS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KKR & Co. Inc.
- **CENTRAL INDEX KEY:** 0001404912
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 881203639
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 30 HUDSON YARDS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** 212-750-8300

**MAIL ADDRESS:**
- **STREET 1:** 30 HUDSON YARDS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KKR & Co. L.P.
- **DATE OF NAME CHANGE:** 20070627

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>NUTTALL SCOTT C<br><sub>(Last) (First) (Middle)</sub><br>C/O KKR & CO. INC.<br>30 HUDSON YARDS<br><sub>(Street)</sub><br>NEW YORK, NY 10001<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Co-Chief Executive Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>KKR & Co. Inc. [ KKR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-11-30 |  | G<sup>(1)</sup> |  | 150000 | D | $0 | 0 | I | See footnote<sup>(1)</sup> |
| Common Stock | 2022-11-30 |  | G<sup>(2)</sup> |  | 481540 | D | $0 | 16514618<sup>(3)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 1497723 | I | See footnote<sup>(4)</sup> |
| Common Stock |  |  |  |  |  |  |  | 129301 | I | By Trust |
| Common Stock |  |  |  |  |  |  |  | 2782 | I | By Limited Liability Company |
| Common Stock |  |  |  |  |  |  |  | 2000000<sup>(3)</sup> | I | By Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) This Form 5 reports the donation of 150,000 shares of common stock of KKR & Co. Inc. ("Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest.  As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation.

(2) This Form 5 reports a donation of 481,540 shares of Common Stock, which consists of a donation of 270,000 shares of Common Stock to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest and a donation of 211,540 shares of Common Stock to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by either charitable foundation.

(3) Reflects a transfer by the Reporting Person of 1,000,000 shares of Common Stock into a trust for estate planning purposes.

(4) These shares of Common Stock are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

**Remarks:**
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.

**Signature:** /s/ Christopher Lee, Attorney-in-fact  
**Date:** 2023-02-13

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**