# EDGAR Filing Document

**Accession Number:** 0000826048
**File Stem:** 0000826048-26-000001
**Filing Date:** 2026-4
**Character Count:** 2800
**Document Hash:** fea095f9fd93256fd700035b9be184e1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000826048-26-000001.hdr.sgml**: 20260415

**ACCESSION NUMBER**: 0000826048-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260415

**DATE AS OF CHANGE**: 20260415

**EFFECTIVENESS DATE**: 20260415

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MIDDLEGATE SECURITIES INC.
- **CENTRAL INDEX KEY:** 0000826048

**ORGANIZATION NAME:**
- **EIN:** 133440941
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-39031
- **FILM NUMBER:** 26862854

**BUSINESS ADDRESS:**
- **STREET 1:** 8 WEST 40TH STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018-3805
- **BUSINESS PHONE:** 212-382-9500

**MAIL ADDRESS:**
- **STREET 1:** 8 WEST 40TH STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018-3805

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MIDDLEGATE SECURITIES LTD.
- **DATE OF NAME CHANGE:** 20020315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MIDDLEGATE SECURITIES LTD /                             /BD
- **DATE OF NAME CHANGE:** 20020315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MIDDLEGATE SECURITIES LTD                               /BD
- **DATE OF NAME CHANGE:** 20010724

### Attached PDF Documents

**Attachment 1:** `mid25s.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000826048

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** MIDDLEGATE SECURITIES INC.

**Business Address:** 8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY, 10018-3805

**Contact Person:** Howard Spindel

**Contact Phone:** 212-897-1688

### Independent Public Accountant Identification

**Accountant Name:** Weaver and Tidwell LLP

**Accountant Address:** One Pennsylvania Plaza, Suite 2800, New York, NY, 10119

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Steven Ostrofsky**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MIDDLEGATE SECURITIES INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Steven Ostrofsky

**Title:** President