# EDGAR Filing Document

**Accession Number:** 0001605941
**File Stem:** 0002071691-25-009526
**Filing Date:** 2025-12
**Character Count:** 40613
**Document Hash:** bf499eaf94d7ed963393e7d27891ba6e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002071691-25-009526.hdr.sgml**: 20251223

**ACCESSION NUMBER**: 0002071691-25-009526

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20251223

**DATE AS OF CHANGE**: 20251223

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 1290 Funds
- **CENTRAL INDEX KEY:** 0001605941

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22959
- **FILM NUMBER:** 251595494

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 212-554-1234

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** 1290 Funds Trust
- **DATE OF NAME CHANGE:** 20140418

## Series and Classes Contracts Data

### 1290 Essex Small Cap Growth Fund (Series ID: S000076802)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000236849 | Class R      | ESCKX           |
| C000236850 | Class A      | ESCFX           |
| C000236852 | Class I      | ESCJX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** 1290 Funds

- **b. Investment Company Act file number:** 811-22959

- **c. CIK number of Registrant:** 0001605941

- **d. LEI of Registrant:** 5493000PXD0IQID6H351

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1345 Avenue of the Americas

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-554-1234

**Item A.2. Information about the Series.**

- **a. Name of Series:** 1290 Essex Small Cap Growth Fund

- **b. EDGAR series identifier (if any):** S000076802

- **c. LEI of Series:** 5493001OKZ2YRG3FGX92

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-10-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $98464797.95

**Total Liabilities:** $1808334.49

**Net Assets:** $96656463.46

**Cash Not Reported:** $299995.76

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000236849 | 7.18%                | 7.41%                | 4.18%                |
| Class ID C000236852 | 7.22%                | 7.44%                | 4.30%                |
| Class ID C000236850 | 7.19%                | 7.42%                | 4.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $487325.48               | $5399900.65                                |
| Month 2  | $1078657.24              | $5402474.44                                |
| Month 3  | $2365653.15              | $1623005.84                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Dragonfly Energy Holdings Corp.           | Dragonfly Energy Holdings Corp.                         | CUSIP: 26145B304<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    109231 | NS      | $135446.44    | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| BGC Group, Inc.                           | BGC Group, Inc., Class A                                | CUSIP: 088929104<br>LEI: 2549001IGRCG4F0RLD36 | Long             | EC               | CORP              | US        |     76776 | NS      | $701732.64    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies, Inc.                 | Mirion Technologies, Inc., Class A                      | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |     70517 | NS      | $2071084.29   | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Southland Holdings, Inc.                  | Southland Holdings, Inc.                                | CUSIP: 84445C100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105523 | NS      | $471687.81    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Daktronics, Inc.                          | Daktronics, Inc.                                        | CUSIP: 234264109<br>LEI: 549300IOLZ3SG5YUJ288 | Long             | EC               | CORP              | US        |     24690 | NS      | $463925.10    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| OneSpan, Inc.                             | OneSpan, Inc.                                           | CUSIP: 68287N100<br>LEI: 984500E502E6DC354D26 | Long             | EC               | CORP              | US        |     49097 | NS      | $559705.80    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| AvePoint, Inc.                            | AvePoint, Inc.                                          | CUSIP: 053604104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63341 | NS      | $891207.87    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Ligand Pharmaceuticals, Inc.              | Ligand Pharmaceuticals, Inc.                            | CUSIP: 53220K504<br>LEI: 5493008K7TB0IKP37H79 | Long             | EC               | CORP              | US        |      6313 | NS      | $1207740.03   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Lakes Dredge & Dock Corp.           | Great Lakes Dredge & Dock Corp.                         | CUSIP: 390607109<br>LEI: 549300H65E3MZ1CX0P05 | Long             | EC               | CORP              | US        |     65930 | NS      | $748305.50    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| 908 Devices, Inc.                         | 908 Devices, Inc.                                       | CUSIP: 65443P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105640 | NS      | $843007.20    | 0.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Semtech Corp.                             | Semtech Corp.                                           | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |     11545 | NS      | $783443.70    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Arteris, Inc.                             | Arteris, Inc.                                           | CUSIP: 04302A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63072 | NS      | $858409.92    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackSky Technology, Inc.                 | BlackSky Technology, Inc., Class A                      | CUSIP: 09263B207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29512 | NS      | $623293.44    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Winnebago Industries, Inc.                | Winnebago Industries, Inc.                              | CUSIP: 974637100<br>LEI: 549300B7OYKYJLTE3G11 | Long             | EC               | CORP              | US        |      8073 | NS      | $304432.83    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Liquidity Services, Inc.                  | Liquidity Services, Inc.                                | CUSIP: 53635B107<br>LEI: 5299002AZ4ULSAXN0G81 | Long             | EC               | CORP              | US        |     23469 | NS      | $561847.86    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed, Inc.                              | Insmed, Inc.                                            | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     15592 | NS      | $2956243.20   | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| American Superconductor Corp.             | American Superconductor Corp.                           | CUSIP: 030111207<br>LEI: 549300S9YT8Z8LOK4452 | Long             | EC               | CORP              | US        |     27785 | NS      | $1645705.55   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA Technologies, Inc.                  | TETRA Technologies, Inc.                                | CUSIP: 88162F105<br>LEI: 549300T5W131705EK832 | Long             | EC               | CORP              | US        |    167795 | NS      | $1184632.70   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu, Inc.                                | Cohu, Inc.                                              | CUSIP: 192576106<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | EC               | CORP              | US        |     41274 | NS      | $981908.46    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Graham Corp.                              | Graham Corp.                                            | CUSIP: 384556106<br>LEI: 254900EI9P4LTY524J77 | Long             | EC               | CORP              | US        |     31131 | NS      | $1939149.99   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Montrose Environmental Group, Inc.        | Montrose Environmental Group, Inc.                      | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |     24009 | NS      | $621352.92    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| ClearPoint Neuro, Inc.                    | ClearPoint Neuro, Inc.                                  | CUSIP: 18507C103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50231 | NS      | $1166363.82   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Gencor Industries, Inc.                   | Gencor Industries, Inc.                                 | CUSIP: 368678108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28109 | NS      | $382001.31    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo DRS, Inc.                        | Leonardo DRS, Inc.                                      | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |     56220 | NS      | $2055403.20   | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| InfuSystem Holdings, Inc.                 | InfuSystem Holdings, Inc.                               | CUSIP: 45685K102<br>LEI: 549300F58N8PHJ4QUI59 | Long             | EC               | CORP              | US        |     64905 | NS      | $672415.80    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Riverview Bancorp, Inc.                   | Riverview Bancorp, Inc.                                 | CUSIP: 769397100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     84653 | NS      | $438502.54    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Arlo Technologies, Inc.                   | Arlo Technologies, Inc.                                 | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |     43918 | NS      | $849374.12    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| SI-BONE, Inc.                             | SI-BONE, Inc.                                           | CUSIP: 825704109<br>LEI: 549300J8JGYVJJHV9C31 | Long             | EC               | CORP              | US        |     46130 | NS      | $684107.90    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion Group Holdings, Inc.                | Orion Group Holdings, Inc.                              | CUSIP: 68628V308<br>LEI: 549300KBVXPV9Q3CT222 | Long             | EC               | CORP              | US        |     99906 | NS      | $1075987.62   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Griffon Corp.                             | Griffon Corp.                                           | CUSIP: 398433102<br>LEI: 5493000C2SGNC7ZN3242 | Long             | EC               | CORP              | US        |     10737 | NS      | $794645.37    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentherm, Inc.                            | Gentherm, Inc.                                          | CUSIP: 37253A103<br>LEI: HKM6YX1U5JS60TCUB219 | Long             | EC               | CORP              | US        |      6919 | NS      | $254619.20    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Educational Services Corp.        | Lincoln Educational Services Corp.                      | CUSIP: 533535100<br>LEI: 549300BJ55KUY6RG7L98 | Long             | EC               | CORP              | US        |     85138 | NS      | $1653379.96   | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Airship AI Holdings, Inc.                 | Airship AI Holdings, Inc.                               | CUSIP: 008940108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68898 | NS      | $327265.50    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders FirstSource, Inc.                | Builders FirstSource, Inc.                              | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |      3129 | NS      | $363495.93    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Castellum, Inc.                           | Castellum, Inc.                                         | CUSIP: 14838T204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    461839 | NS      | $540351.63    | 0.56%             |  |  |  | No            |                  1 | On Loan: —       |
| CuriosityStream, Inc.                     | CuriosityStream, Inc.                                   | CUSIP: 23130Q107<br>LEI: 549300MSP5P41EYSIZ09 | Long             | EC               | CORP              | US        |    134775 | NS      | $584923.50    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CS Disco, Inc.                            | CS Disco, Inc.                                          | CUSIP: 126327105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    117024 | NS      | $739591.68    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Insurance Holdings, Inc.        | Universal Insurance Holdings, Inc.                      | CUSIP: 91359V107<br>LEI: 529900GGAZ6WVUCWQM46 | Long             | EC               | CORP              | US        |     39224 | NS      | $1208883.68   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirum Pharmaceuticals, Inc.               | Mirum Pharmaceuticals, Inc.                             | CUSIP: 604749101<br>LEI: 254900YZKR40F7F27K81 | Long             | EC               | CORP              | US        |     11978 | NS      | $870201.70    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Tower Semiconductor Ltd.                  | Tower Semiconductor Ltd.                                | CUSIP: N/A<br>LEI: 54930086ZSNXZOUX0C54       | Long             | EC               | CORP              | IL        |     19531 | NS      | $1663455.27   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Frequency Electronics, Inc.               | Frequency Electronics, Inc.                             | CUSIP: 358010106<br>LEI: 549300S56SO2JB5JBE31 | Long             | EC               | CORP              | US        |     20179 | NS      | $740972.88    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcutis Biotherapeutics, Inc.             | Arcutis Biotherapeutics, Inc.                           | CUSIP: 03969K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44619 | NS      | $1129306.89   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Transcat, Inc.                            | Transcat, Inc.                                          | CUSIP: 893529107<br>LEI: 54930081E40TSSHUOS40 | Long             | EC               | CORP              | US        |      8416 | NS      | $611422.40    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks, Inc.                    | Extreme Networks, Inc.                                  | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     36041 | NS      | $685499.82    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Prime Money Market Fund          | JPMorgan Prime Money Market Fund, IM Shares             | CUSIP: 46637K844<br>LEI: 549300YD7H8SEEU7VG41 | Long             | STIV             | RF                | US        |   2173885 | NS      | $2174754.91   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Journey Medical Corp.                     | Journey Medical Corp.                                   | CUSIP: 48115J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     76236 | NS      | $619036.32    | 0.64%             |  |  |  | No            |                  1 | On Loan: —       |
| Matador Resources Co.                     | Matador Resources Co.                                   | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |      9819 | NS      | $387457.74    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Worthington Enterprises, Inc.             | Worthington Enterprises, Inc.                           | CUSIP: 981811102<br>LEI: 1WRCIANKYOIK6KYE5E82 | Long             | EC               | CORP              | US        |     12517 | NS      | $702078.53    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore, Inc.                            | Evercore, Inc., Class A                                 | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |      2050 | NS      | $603848.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| HCI Group, Inc.                           | HCI Group, Inc.                                         | CUSIP: 40416E103<br>LEI: 549300CZF7EZJH0MPH74 | Long             | EC               | CORP              | US        |      6097 | NS      | $1243848.97   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Violet, Inc.                          | Red Violet, Inc.                                        | CUSIP: 75704L104<br>LEI: 549300T4EGADG881UU63 | Long             | EC               | CORP              | US        |     13218 | NS      | $708881.34    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Enviri Corp.                              | Enviri Corp.                                            | CUSIP: 415864107<br>LEI: KAO98FK89NPNNPQGUZ43 | Long             | EC               | CORP              | US        |     76074 | NS      | $928863.54    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Amprius Technologies, Inc.                | Amprius Technologies, Inc.                              | CUSIP: 03214Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    102243 | NS      | $1440603.87   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Ouster, Inc.                              | Ouster, Inc.                                            | CUSIP: 68989M202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40033 | NS      | $1335500.88   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Xeris Biopharma Holdings, Inc.            | Xeris Biopharma Holdings, Inc.                          | CUSIP: 98422E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    162345 | NS      | $1574746.50   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Patrick Industries, Inc.                  | Patrick Industries, Inc.                                | CUSIP: 703343103<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | EC               | CORP              | US        |      8956 | NS      | $934737.72    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| SunOpta, Inc.                             | SunOpta, Inc.                                           | CUSIP: 8676EP108<br>LEI: 54930010CP0KEPPRPA40 | Long             | EC               | CORP              | CA        |    101971 | NS      | $532288.62    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| EverQuote, Inc.                           | EverQuote, Inc., Class A                                | CUSIP: 30041R108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23200 | NS      | $499728.00    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Identiv, Inc.                             | Identiv, Inc.                                           | CUSIP: 45170X205<br>LEI: 5299008KH3C585Z0DS77 | Long             | EC               | CORP              | US        |     88969 | NS      | $355876.00    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| IBEX Holdings Ltd.                        | IBEX Holdings Ltd.                                      | CUSIP: N/A<br>LEI: 5493000GRFLPVYU2CX17       | Long             | EC               | CORP              | BM        |     12517 | NS      | $467760.29    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| LSI Industries, Inc.                      | LSI Industries, Inc.                                    | CUSIP: 50216C108<br>LEI: 529900HY42OANH6BVT33 | Long             | EC               | CORP              | US        |     59187 | NS      | $1354790.43   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CECO Environmental Corp.                  | CECO Environmental Corp.                                | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |     34153 | NS      | $1669740.17   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| EyePoint Pharmaceuticals, Inc.            | EyePoint Pharmaceuticals, Inc.                          | CUSIP: 30233G209<br>LEI: 549300QE1RU34T50MR69 | Long             | EC               | CORP              | US        |     27624 | NS      | $361598.16    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Stereotaxis, Inc.                         | Stereotaxis, Inc.                                       | CUSIP: 85916J409<br>LEI: 549300KPNOKI02O2ZP21 | Long             | EC               | CORP              | US        |    344490 | NS      | $1002465.90   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Novanta, Inc.                             | Novanta, Inc.                                           | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      4478 | NS      | $568750.78    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO GOVT AND AGCY LEX                 | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |   1150859 | PA      | $1150858.90   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Travere Therapeutics, Inc.                | Travere Therapeutics, Inc.                              | CUSIP: 89422G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36958 | NS      | $1299443.28   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Legalzoom.com, Inc.                       | Legalzoom.com, Inc.                                     | CUSIP: 52466B103<br>LEI: 5493000L8EBF74Y9JZ48 | Long             | EC               | CORP              | US        |     62262 | NS      | $620752.14    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Penguin Solutions, Inc.                   | Penguin Solutions, Inc.                                 | CUSIP: 706915105<br>LEI: 254900DVWIPOY3GJ8E23 | Long             | EC               | CORP              | US        |     24476 | NS      | $545080.52    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambarella, Inc.                           | Ambarella, Inc.                                         | CUSIP: N/A<br>LEI: 254900XN7F4DG0CEKC02       | Long             | EC               | CORP              | KY        |     11223 | NS      | $956536.29    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Adaptive Biotechnologies Corp.            | Adaptive Biotechnologies Corp.                          | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |    136664 | NS      | $2372487.04   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Kiniksa Pharmaceuticals International plc | Kiniksa Pharmaceuticals International plc, Class A      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |     37929 | NS      | $1403752.29   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SimilarWeb Ltd.                           | SimilarWeb Ltd.                                         | CUSIP: N/A<br>LEI: 254900GWO7PNBAYCPJ12       | Long             | EC               | CORP              | IL        |     82225 | NS      | $703023.75    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Zeta Global Holdings Corp.                | Zeta Global Holdings Corp., Class A                     | CUSIP: 98956A105<br>LEI: 2549008P9XSJQHGQ9S27 | Long             | EC               | CORP              | US        |     28109 | NS      | $505680.91    | 0.52%             |  |  |  | No            |                  1 | On Loan: —       |
| Perma-Fix Environmental Services, Inc.    | Perma-Fix Environmental Services, Inc.                  | CUSIP: 714157203<br>LEI: 54930015OVD1T5P12U15 | Long             | EC               | CORP              | US        |     40605 | NS      | $555882.45    | 0.58%             |  |  |  | No            |                  1 | On Loan: —       |
| NeuroPace, Inc.                           | NeuroPace, Inc.                                         | CUSIP: 641288105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47263 | NS      | $469794.22    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Freightos Ltd.                            | Freightos Ltd.                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |    137735 | NS      | $491713.95    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Beta Bionics, Inc.                        | Beta Bionics, Inc.                                      | CUSIP: 08659B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47640 | NS      | $1296760.80   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Kamada Ltd.                               | Kamada Ltd.                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |     85731 | NS      | $593258.52    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Mama's Creations, Inc.                    | Mama's Creations, Inc.                                  | CUSIP: 56146T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     74078 | NS      | $784486.02    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Oceaneering International, Inc.           | Oceaneering International, Inc.                         | CUSIP: 675232102<br>LEI: 549300L6PH74701W0R30 | Long             | EC               | CORP              | US        |     36203 | NS      | $843167.87    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Argan, Inc.                               | Argan, Inc.                                             | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      6097 | NS      | $1866962.37   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure, Inc.             | Sterling Infrastructure, Inc.                           | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |      5179 | NS      | $1957144.10   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| RADCOM Ltd.                               | RADCOM Ltd.                                             | CUSIP: N/A<br>LEI: 529900YOUOKNMG7QW685       | Long             | EC               | CORP              | IL        |     50446 | NS      | $693632.50    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Paymentus Holdings, Inc.                  | Paymentus Holdings, Inc., Class A                       | CUSIP: 70439P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21635 | NS      | $618761.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Everus Construction Group, Inc.           | Everus Construction Group, Inc.                         | CUSIP: 300426103<br>LEI: 2549006JMMHR0KILT425 | Long             | EC               | CORP              | US        |      8687 | NS      | $789561.43    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Blend Labs, Inc.                          | Blend Labs, Inc., Class A                               | CUSIP: 09352U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    163910 | NS      | $542542.10    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Park Aerospace Corp.                      | Park Aerospace Corp.                                    | CUSIP: 70014A104<br>LEI: 5299004AG0G7IB636095 | Long             | EC               | CORP              | US        |     32534 | NS      | $623351.44    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Crexendo, Inc.                            | Crexendo, Inc.                                          | CUSIP: 226552107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    160510 | NS      | $1038499.70   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Globalstar, Inc.                          | Globalstar, Inc.                                        | CUSIP: 378973507<br>LEI: 549300NEX8I0MSOW0R64 | Long             | EC               | CORP              | US        |     30483 | NS      | $1658580.03   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Brainsway Ltd.                            | Brainsway Ltd.                                          | CUSIP: 10501L106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     64636 | NS      | $1089116.60   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ocular Therapeutix, Inc.                  | Ocular Therapeutix, Inc.                                | CUSIP: 67576A100<br>LEI: 529900ABAWFXOHSIHG03 | Long             | EC               | CORP              | US        |     84383 | NS      | $983905.78    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Phreesia, Inc.                            | Phreesia, Inc.                                          | CUSIP: 71944F106<br>LEI: 5493000HHF8NU4QOCG53 | Long             | EC               | CORP              | US        |     23793 | NS      | $538673.52    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Docebo, Inc.                              | Docebo, Inc.                                            | CUSIP: 25609L105<br>LEI: 98450059461F12KCE754 | Long             | EC               | CORP              | CA        |     23523 | NS      | $589721.61    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| FreightCar America, Inc.                  | FreightCar America, Inc.                                | CUSIP: 357023100<br>LEI: 254900UEML23YM2EQB31 | Long             | EC               | CORP              | US        |     76253 | NS      | $677889.17    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Expro Group Holdings NV                   | Expro Group Holdings NV                                 | CUSIP: N/A<br>LEI: 724500LJYA8QIT73H017       | Long             | EC               | CORP              | NL        |     34260 | NS      | $465250.80    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Matrix Service Co.                        | Matrix Service Co.                                      | CUSIP: 576853105<br>LEI: 529900VYBKSX6HD2YW58 | Long             | EC               | CORP              | US        |     31019 | NS      | $465905.38    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Willdan Group, Inc.                       | Willdan Group, Inc.                                     | CUSIP: 96924N100<br>LEI: 529900YQO0LF5VAEKN05 | Long             | EC               | CORP              | US        |     16941 | NS      | $1601093.91   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| MaxLinear, Inc.                           | MaxLinear, Inc., Class A                                | CUSIP: 57776J100<br>LEI: 549300EMOI0SM2IY4F64 | Long             | EC               | CORP              | US        |     54871 | NS      | $831295.65    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 2000 Growth ETF           | iShares Russell 2000 Growth ETF                         | CUSIP: 464287648<br>LEI: 549300CPJOUVKWJGSH44 | Long             |  | RF                | US        |      2143 | NS      | $708668.67    | 0.73%             |  |  |  | No            |                  1 | On Loan: —       |
| Ceragon Networks Ltd.                     | Ceragon Networks Ltd.                                   | CUSIP: N/A<br>LEI: BFM8T61CT2L1QCEMIK50       | Long             | EC               | CORP              | CH        |    307101 | NS      | $798462.60    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solutions, Inc. | Kratos Defense & Security Solutions, Inc.               | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     29567 | NS      | $2678770.20   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| AngioDynamics, Inc.                       | AngioDynamics, Inc.                                     | CUSIP: 03475V101<br>LEI: 549300W3VKC5ZKMO8C28 | Long             | EC               | CORP              | US        |     79466 | NS      | $955975.98    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Upwork, Inc.                              | Upwork, Inc.                                            | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |     31455 | NS      | $501392.70    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| American Vanguard Corp.                   | American Vanguard Corp.                                 | CUSIP: 030371108<br>LEI: 529900GWI78WZA5M9783 | Long             | EC               | CORP              | US        |     80821 | NS      | $361269.87    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiverr International Ltd.                 | Fiverr International Ltd.                               | CUSIP: N/A<br>LEI: 549300Z8OREY6THCPF67       | Long             | EC               | CORP              | IL        |     17157 | NS      | $388434.48    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-01

**Name of Applicant:** 1290 Funds

**Signature:** James Kelly

**Name of Signer:** James Kelly

**Title:** Treasurer