# EDGAR Filing Document

**Accession Number:** 0000793040
**File Stem:** 0000940400-25-012130
**Filing Date:** 2025-12
**Character Count:** 41151
**Document Hash:** 1de6d160beb99740d1ce8543b2f4e531
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-012130.hdr.sgml**: 20251201

**ACCESSION NUMBER**: 0000940400-25-012130

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251201

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ELLSWORTH GROWTH & INCOME FUND LTD
- **CENTRAL INDEX KEY:** 0000793040

**ORGANIZATION NAME:**
- **EIN:** 133345139
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04656
- **FILM NUMBER:** 251536781

**BUSINESS ADDRESS:**
- **STREET 1:** 65 MADISON AVENUE
- **STREET 2:** SUITE 550
- **CITY:** MORRISTOWN
- **STATE:** NJ
- **ZIP:** 07960
- **BUSINESS PHONE:** (973) 631-1177

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580-1434

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH FUND LTD
- **DATE OF NAME CHANGE:** 20060330

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ellsworth Growth & Income Fund Ltd

- **b. Investment Company Act file number:** 811-04656

- **c. CIK number of Registrant:** 0000793040

- **d. LEI of Registrant:** 549300GYFOXHCDQTI772

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** Ellsworth Growth & Income Fund Ltd

- **c. LEI of Series:** 549300GYFOXHCDQTI772

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $208766860.64

**Total Liabilities:** $30564289.67

**Net Assets:** $178202570.97

**Cash Not Reported:** $4833.52

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 310.62222000 | **1-Year:** 612.10217000 | **5-Year:** 132.01314000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 553.74772000 | **1-Year:** 8494.38198000 | **5-Year:** 3137.85355000 | **10-Year:** -2582.81527000 | **30-Year:** -2356.59048000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 3.02%                | 4.55%                | 6.50%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1673251.12              | $5543601.50                                |
| Month 2  | $-567165.96              | $6245542.78                                |
| Month 3  | $-3072591.63             | $13811050.89                               |

### Schedule of Portfolio Investments

| Name                                  | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| COMMVAULT SYSTEMS INC                 | Commvault Systems Inc                  | CUSIP: 204166AA0<br>LEI: 65T5VRP62VXG39YFML83 | Long             | DBT              | CORP              | US        |    575000 | PA      | $594837.50    | 0.33%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| CYTOKINETICS INC                      | Cytokinetics Inc                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2293741.28   | 1.29%             | 2031-10-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS               | Alnylam Pharmaceuticals Inc            | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1646000.00   | 0.92%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC               | Akamai Technologies Inc                | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2012000.00   | 1.13%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| INDIE SEMICONDUCTOR INC               | indie Semiconductor Inc                | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2146122.52   | 1.20%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC                | Array Technologies Inc                 | CUSIP: 04271TAB6<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |   2926000 | PA      | $2544207.15   | 1.43%             | 2028-12-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                           | Nutanix Inc                            | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1692303.32   | 0.95%             | 2029-12-15      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| Microsoft Corp                        | Microsoft Corp                         | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      7000 | NS      | $3625650.00   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PAGAYA TECHNOLOGIES LTD               | Pagaya Technologies Ltd                | CUSIP: 69549FAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | IL        |    900000 | PA      | $2140200.00   | 1.20%             | 2029-10-01      | Fixed         | 6.12%                 | Yes           |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC                 | Uber Technologies Inc                  | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   2140000 | PA      | $3151150.00   | 1.77%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CHART INDUSTRIES INC                  | Chart Industries Inc                   | CUSIP: 16115Q407<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EP               | CORP              | US        |     29606 | NS      | $2103802.36   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| EVOLENT HEALTH INC                    | Evolent Health Inc                     | CUSIP: 30050BAJ0<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1004553.99   | 0.56%             | 2031-08-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                       | OSI Systems Inc                        | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |   1750000 | PA      | $2543187.50   | 1.43%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                    | Liberty Media Corp-Liberty Formula One | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1992750.00   | 1.12%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| T-Mobile US Inc                       | T-Mobile US Inc                        | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     14619 | NS      | $3499496.22   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOOM ENERGY CORP                     | Bloom Energy Corp                      | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $7615150.00   | 4.27%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| VERITONE INC                          | Veritone Inc                           | CUSIP: 92347MAB6<br>LEI: 549300XTAS2FCSL4EL89 | Long             | DBT              | CORP              | US        |   2170000 | PA      | $1577719.59   | 0.89%             | 2026-11-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                         | Boeing Co/The                          | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     25050 | NS      | $1742728.50   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & CO INC                          | KKR & Co Inc                           | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     18000 | NS      | $942300.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| MAKEMYTRIP LIMITED                    | MakeMyTrip Ltd                         | CUSIP: 56087FAC8<br>LEI: 529900DNT8HNJ7RYUO60 | Long             | DBT              | CORP              | MU        |    550000 | PA      | $569211.56    | 0.32%             | 2030-07-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| AEROVIRONMENT INC                     | AeroVironment Inc                      | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1241500.00   | 0.70%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PACIRA BIOSCIENCES INC                | Pacira BioSciences Inc                 | CUSIP: 695127AJ9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1273117.09   | 0.71%             | 2029-05-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| CMS ENERGY CORP                       | CMS Energy Corp                        | CUSIP: 125896BX7<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2195000.00   | 1.23%             | 2028-05-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| IMPINJ INC                            | Impinj Inc                             | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    150000 | PA      | $152942.75    | 0.09%             | 2029-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC                 | SoFi Technologies Inc                  | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $2849000.00   | 1.60%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC               | Mirion Technologies Inc                | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1974800.00   | 1.11%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill            | CUSIP: 912797NU7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    280000 | PA      | $277424.78    | 0.16%             | 2025-12-26      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| HP ENTERPRISE CO                      | Hewlett Packard Enterprise Co          | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     57000 | NS      | $3870300.00   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING                 | Alibaba Group Holding Ltd              | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   2300000 | PA      | $4230850.00   | 2.37%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| KALVISTA PHARMA INC                   | KalVista Pharmaceuticals Inc           | CUSIP: 483497AA1<br>LEI: 529900Q7IDA3WUGRZA51 | Long             | DBT              | CORP              | US        |    440000 | PA      | $479738.55    | 0.27%             | 2031-10-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC               | BlackSky Technology Inc                | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1695000.00   | 0.95%             | 2033-08-01      | Fixed         | 8.25%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                   | Coinbase Global Inc                    | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $1511100.00   | 0.85%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC                | Northern Oil & Gas Inc                 | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $2613650.00   | 1.47%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| INVACARE CORP                         | INVACARE CORP                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1015000 | PA      | $0.10         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| DIGITALOCEAN HOLDINGS                 | DigitalOcean Holdings Inc              | CUSIP: 25402DAC6<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |    350000 | PA      | $390908.34    | 0.22%             | 2030-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| ADTRAN HOLDINGS INC                   | ADTRAN Holdings Inc                    | CUSIP: 00486HAA3<br>LEI: 549300VV36J86CRRWF77 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1410625.00   | 0.79%             | 2030-09-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP                  | Applied Digital Corp                   | CUSIP: 038169AA6<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $3131158.33   | 1.76%             | 2030-06-01      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| American Tower Corp                   | American Tower Corp                    | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     10000 | NS      | $1923200.00   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TXNM ENERGY INC                       | TXNM Energy Inc                        | CUSIP: 69349HAF4<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $3269837.73   | 1.83%             | 2054-06-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC                 | Lumentum Holdings Inc                  | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $4107200.00   | 2.30%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN              | Live Nation Entertainment Inc          | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2222000.00   | 1.25%             | 2030-01-15      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| CIPHER MINING                         | Cipher Mining Inc                      | CUSIP: 17253JAB2<br>LEI: 254900QABG5HCQZ28A17 | Long             | DBT              | CORP              | US        |   1900000 | PA      | $2095700.00   | 1.18%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CELCUITY INC                          | Celcuity Inc                           | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    237000 | PA      | $315863.53    | 0.18%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| VERTEX INC                            | Vertex Inc                             | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |   2200000 | PA      | $2244000.00   | 1.26%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| FIRSTENERGY CORP                      | FirstEnergy Corp                       | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1081500.00   | 0.61%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| SBA Communications Corp               | SBA Communications Corp                | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      7000 | NS      | $1353450.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVA LTD                              | Nova Ltd                               | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |   1600000 | PA      | $1927430.32   | 1.08%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                          | Terawulf Inc                           | CUSIP: 88080TAC8<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    600000 | PA      | $717000.00    | 0.40%             | 2031-09-01      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| WISDOMTREE INC                        | WisdomTree Inc                         | CUSIP: 97717PAJ3<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |    550000 | PA      | $585287.15    | 0.33%             | 2030-08-15      | Fixed         | 4.62%                 | Yes           |                  2 | On Loan: No      |
| MP MATERIALS CORP                     | MP Materials Corp                      | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   1175000 | PA      | $3745900.00   | 2.10%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| Equinix Inc                           | Equinix Inc                            | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      4000 | NS      | $3132960.00   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ENOVIX CORP                           | Enovix Corp                            | CUSIP: 293594AC1<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |    750000 | PA      | $769125.00    | 0.43%             | 2028-05-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD                 | CyberArk Software Ltd                  | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   2000000 | PA      | $2225796.24   | 1.25%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Verizon Communications Inc            | Verizon Communications Inc             | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     50000 | NS      | $2197500.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                    | Walt Disney Co/The                     | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     12500 | NS      | $1431250.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIFT4 PAYMENTS INC                   | Shift4 Payments Inc                    | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     30698 | NS      | $2912319.26   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEGER HOLDINGS CORP                 | Integer Holdings Corp                  | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |   3500000 | PA      | $3409000.00   | 1.91%             | 2030-03-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| ODDITY FINANCE LLC                    | Oddity Finance LLC                     | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1516875.00   | 0.85%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| SNOWFLAKE INC                         | Snowflake Inc                          | CUSIP: 833445AD1<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    900000 | PA      | $1410637.50   | 0.79%             | 2029-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Broadcom Inc                          | Broadcom Inc                           | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     19080 | NS      | $6294682.80   | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| NABORS INDUSTRIES INC                 | Nabors Industries Inc                  | CUSIP: 62957HAL9<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |   2250000 | PA      | $1732500.00   | 0.97%             | 2029-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| CSG SYSTEMS INTERNATIONA              | CSG Systems International Inc          | CUSIP: 126349AH2<br>LEI: 549300D7FJZUOHHXUA81 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2783125.00   | 1.56%             | 2028-09-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| REDWOOD TRUST INC                     | Redwood Trust Inc                      | CUSIP: 758075AF2<br>LEI: DRBV4N1ERQLEMIF11G78 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1003000.00   | 0.56%             | 2027-06-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP              | Bitdeer Technologies Group             | CUSIP: 09175RAD2<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    375000 | PA      | $510000.00    | 0.29%             | 2031-07-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| CARDLYTICS INC                        | Cardlytics Inc                         | CUSIP: 14161WAD7<br>LEI: 549300JETJBH94EIPC66 | Long             | DBT              | CORP              | US        |   2350000 | PA      | $1249143.93   | 0.70%             | 2029-04-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| ITRACHEALTH CORP 8.00 6/30/27 CVT(PP) | ITRACHEALTH CORP 8.00 6/30/27 CVT(PP)  | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1000000.00   | 0.56%             | 2027-06-30      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| Crown Castle Inc                      | Crown Castle Inc                       | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |     16100 | NS      | $1553489.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| PARSONS CORP                          | Parsons Corp                           | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |   3500000 | PA      | $3998750.00   | 2.24%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| TRANSMEDICS GROUP INC                 | TransMedics Group Inc                  | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1423350.00   | 0.80%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP                | Progress Software Corp                 | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $1714025.00   | 0.96%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| PLANET LABS PBC                       | Planet Labs PBC                        | CUSIP: 72703XAA4<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | DBT              | CORP              | US        |    800000 | PA      | $1082000.00   | 0.61%             | 2030-10-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| COLLEGIUM PHARMA INC                  | Collegium Pharmaceutical Inc           | CUSIP: 19459JAC8<br>LEI: 54930049FXZMTLW8D496 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2369419.14   | 1.33%             | 2029-02-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                        | Cloudflare Inc                         | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    380000 | PA      | $432440.00    | 0.24%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC                  | Bridgebio Pharma Inc                   | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $3341875.00   | 1.88%             | 2031-03-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP                   | Centrus Energy Corp                    | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |   1300000 | PA      | $2010125.00   | 1.13%             | 2032-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FLUOR CORP                            | Fluor Corp                             | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3567000.00   | 2.00%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| AT&T Inc                              | AT&T Inc                               | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     60000 | NS      | $1694400.00   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| JAZZ INVESTMENTS I LTD                | Jazz Investments I Ltd                 | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   2150000 | PA      | $2556350.00   | 1.43%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC                | Array Technologies Inc                 | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    800000 | PA      | $1021200.00   | 0.57%             | 2031-07-01      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP                  | Ares Management Corp                   | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |     47000 | NS      | $2335430.00   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC ENERGY GROUP INC                  | WEC Energy Group Inc                   | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |   2450000 | PA      | $3011050.00   | 1.69%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| LIGAND PHARMACEUTICALS I              | Ligand Pharmaceuticals Inc             | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1806885.73   | 1.01%             | 2030-10-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill            | CUSIP: 912797QZ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2965000 | PA      | $2940203.79   | 1.65%             | 2025-12-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ANI PHARMACEUTICALS INC               | ANI Pharmaceuticals Inc                | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2816398.74   | 1.58%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                       | Nebius Group NV                        | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   1000000 | PA      | $1165000.00   | 0.65%             | 2032-09-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| IMPINJ INC                            | Impinj Inc                             | CUSIP: 453204AD1<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $836750.00    | 0.47%             | 2027-05-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC                         | Tempus AI Inc                          | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |   2250000 | PA      | $2829375.00   | 1.59%             | 2030-07-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC                 | Lumentum Holdings Inc                  | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    250000 | PA      | $287625.00    | 0.16%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV              | BrightSpring Health Services Inc       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     30000 | NS      | $3032700.00   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP              | Galaxy Digital Holdings LP             | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |   2000000 | PA      | $3289555.06   | 1.85%             | 2029-12-01      | Fixed         | 2.50%                 | Yes           |                  2 | On Loan: No      |
| INVACARE HOLDINGS CORP                | Invacare Holdings Corp                 | CUSIP: 46124A309<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     31218 | NS      | $187308.00    | 0.11%             |  |  |  | No            |                  3 | On Loan: No      |
| AST SPACEMOBILE INC                   | AST SpaceMobile Inc                    | CUSIP: 00217DAC4<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    750000 | PA      | $781125.00    | 0.44%             | 2032-10-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| BOX INC                               | Box Inc                                | CUSIP: 10316TAD6<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3022500.00   | 1.70%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP               | Digital Realty Trust LP                | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3157500.00   | 1.77%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| PayPal Holdings Inc                   | PayPal Holdings Inc                    | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     13000 | NS      | $871780.00    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| REDFIN CORP                           | Redfin Corp                            | CUSIP: 75737FAE8<br>LEI: 549300HXWD3JEMZU3O57 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2785500.00   | 1.56%             | 2027-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC              | Microchip Technology Inc               | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     51500 | NS      | $3040045.00   | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| RIOT PLATFORMS INC                    | Riot Platforms Inc                     | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |   2150000 | PA      | $3293273.68   | 1.85%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                   | Coinbase Global Inc                    | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    600000 | PA      | $664200.00    | 0.37%             | 2032-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| COHU INC                              | Cohu Inc                               | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |   1690000 | PA      | $1732727.49   | 0.97%             | 2031-01-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC               | PPL Capital Funding Inc                | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3428250.00   | 1.92%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| INVACARE CORP SR GLBL COCO 26         | INVACARE CORP SR GLBL COCO 26          | CUSIP: 46124A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13970 | NS      | $0.14         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-28

**Name of Applicant:** Ellsworth Growth & Income Fund Ltd

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer