# EDGAR Filing Document

**Accession Number:** 0001832274
**File Stem:** 0001398344-23-001807
**Filing Date:** 2023-2
**Character Count:** 34094
**Document Hash:** 065e546ed69e68211c553bf498d8f971
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-001807.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001398344-23-001807

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sage Mountain Advisors LLC
- **CENTRAL INDEX KEY:** 0001832274
- **IRS NUMBER:** 832064784
- **STATE OF INCORPORATION:** GA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20448
- **FILM NUMBER:** 23576347

**BUSINESS ADDRESS:**
- **STREET 1:** 945 E PACES FERRY ROAD NE
- **STREET 2:** SUITE 2660
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30326
- **BUSINESS PHONE:** 404-795-8361

**MAIL ADDRESS:**
- **STREET 1:** 945 E PACES FERRY ROAD NE
- **STREET 2:** SUITE 2660
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30326

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sage Mountain Advisors LLC<br>**Address:** 945 E PACES FERRY ROAD NE<br>SUITE 2660<br>ATLANTA, GA 30326

**Form 13F File Number:** 028-20448

**CRD Number (if applicable):** 000298593

**SEC File Number (if applicable):** 801-114002

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Whitney Imeraj<br>**Title:** Chief Compliance Officer<br>**Phone:** 404-795-8364

**Signature, Place, and Date of Signing:**

/s/ Whitney Imeraj  Atlanta, GA  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 297

**Form 13F Information Table Value Total:** $439667670

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                     | Form 13F File Number   |
|:---|:---|:---|
|  | Wealthspring Capital LLC | 028-20944              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 635135 | 5785 | SH |  | SOLE |  | 0 | 0 | 5785 |
| ABBVIE INC | COM | 00287Y109 |  | 882875 | 5463 | SH |  | SOLE |  | 0 | 0 | 5463 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 397058 | 1488 | SH |  | SOLE |  | 0 | 0 | 1488 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 352683 | 1048 | SH |  | SOLE |  | 0 | 0 | 1048 |
| AETHERIUM ACQUISITION CORP | UNIT 12/21/2026 | 00809J200 |  | 141820 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| AFRICAN GOLD ACQUISITION COR | UNIT 99/99/9999 | G0112R116 |  | 113100 | 11310 | SH |  | OTR | 1 | 0 | 0 | 11310 |
| AFTERNEXT HEALTHTECH ACQUISI | SHS CL A | G01109100 |  | 289578 | 28900 | SH |  | OTR | 1 | 0 | 0 | 28900 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 354 | 8043 | SH |  | OTR | 1 | 0 | 0 | 8043 |
| ALPHA PARTNERS TECH MERGR CO | CLASS A ORD SHS | G63290111 |  | 242014 | 24129 | SH |  | OTR | 1 | 0 | 0 | 24129 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1285288 | 14485 | SH |  | SOLE |  | 0 | 0 | 14485 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 791247 | 8968 | SH |  | SOLE |  | 0 | 0 | 8968 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 517328 | 52150 | SH |  | OTR | 1 | 0 | 0 | 52150 |
| AMAZON COM INC | COM | 023135106 |  | 1729532 | 20590 | SH |  | SOLE |  | 0 | 0 | 20590 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 248849 | 3935 | SH |  | SOLE |  | 0 | 0 | 3935 |
| AMGEN INC | COM | 031162100 |  | 350887 | 1336 | SH |  | SOLE |  | 0 | 0 | 1336 |
| APPLE INC | COM | 037833100 |  | 4600510 | 35408 | SH |  | SOLE |  | 0 | 0 | 35408 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 305384 | 3289 | SH |  | SOLE |  | 0 | 0 | 3289 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 108756 | 10800 | SH |  | OTR | 1 | 0 | 0 | 10800 |
| ARROWROOT ACQUISITION CORP | UNIT 01/29/2026 | 04282M201 |  | 158917 | 15860 | SH |  | OTR | 1 | 0 | 0 | 15860 |
| AT INC | COM | 00206R102 |  | 210831 | 11452 | SH |  | SOLE |  | 0 | 0 | 11452 |
| ATHENA TECHNOLOGY ACQ CORP I | CL A COM | 04687C105 |  | 140700 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 04687C113 |  | 279 | 7000 | SH |  | OTR | 1 | 0 | 0 | 7000 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 231694 | 970 | SH |  | SOLE |  | 0 | 0 | 970 |
| AUTOZONE INC | COM | 053332102 |  | 305806 | 124 | SH |  | SOLE |  | 0 | 0 | 124 |
| BANK AMERICA CORP | COM | 060505104 |  | 395486 | 11941 | SH |  | SOLE |  | 0 | 0 | 11941 |
| BANNER ACQUISITION CORP | UNIT 09/07/2026 | 06654K200 |  | 250750 | 25000 | SH |  | OTR | 1 | 0 | 0 | 25000 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 3749688 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2983047 | 9657 | SH |  | SOLE |  | 0 | 0 | 9657 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 3208 | 31 | SH |  | SOLE |  | 0 | 0 | 31 |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 |  | 14858 | 14000 | PRN |  | SOLE |  | 0 | 0 | 14000 |
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 09061GAK7 |  | 42982 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| BLACKSTONE INC | COM | 09260D107 |  | 362567 | 4887 | SH |  | SOLE |  | 0 | 0 | 4887 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 256502 | 3565 | SH |  | SOLE |  | 0 | 0 | 3565 |
| BROADCOM INC | COM | 11135F101 |  | 338274 | 605 | SH |  | SOLE |  | 0 | 0 | 605 |
| BUILD ACQUISITION CORP | UNIT 99/99/9999 | 12008J204 |  | 192292 | 19210 | SH |  | OTR | 1 | 0 | 0 | 19210 |
| BYNORDIC ACQUISITION CORP | UNIT 07/01/2027 | 124420209 |  | 109435 | 10750 | SH |  | OTR | 1 | 0 | 0 | 10750 |
| C5 ACQUISITION CORPORATION | UNIT 99/99/9999 | 12530D204 |  | 127875 | 12500 | SH |  | OTR | 1 | 0 | 0 | 12500 |
| CARTESIAN GROWTH CORP II | UNIT 07/12/2028 | G19305104 |  | 176468 | 17250 | SH |  | OTR | 1 | 0 | 0 | 17250 |
| CATERPILLAR INC | COM | 149123101 |  | 259923 | 1085 | SH |  | SOLE |  | 0 | 0 | 1085 |
| CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 |  | 32775 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 |  | 30113 | 33000 | PRN |  | OTR | 1 | 0 | 0 | 33000 |
| CHEVRON CORP NEW | COM | 166764100 |  | 686011 | 3822 | SH |  | SOLE |  | 0 | 0 | 3822 |
| CHICAGO ATLANTIC REAL ESTATE | COM | 167239102 |  | 286543 | 19014 | SH |  | SOLE |  | 0 | 0 | 19014 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 216449 | 21710 | SH |  | OTR | 1 | 0 | 0 | 21710 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 214 | 4342 | SH |  | OTR | 1 | 0 | 0 | 4342 |
| CISCO SYS INC | COM | 17275R102 |  | 832652 | 17478 | SH |  | SOLE |  | 0 | 0 | 17478 |
| COCA COLA CO | COM | 191216100 |  | 467534 | 7350 | SH |  | SOLE |  | 0 | 0 | 7350 |
| COLONNADE ACQUISITION CORP I | UNIT 99/99/9999 | G2284B127 |  | 240340 | 24010 | SH |  | OTR | 1 | 0 | 0 | 24010 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 295566 | 8452 | SH |  | SOLE |  | 0 | 0 | 8452 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 281430 | 2385 | SH |  | SOLE |  | 0 | 0 | 2385 |
| CONYERS PARK III ACQSITN COR | CLASS A COM | 21289P102 |  | 105502 | 10700 | SH |  | OTR | 1 | 0 | 0 | 10700 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 482064 | 1056 | SH |  | SOLE |  | 0 | 0 | 1056 |
| CVS HEALTH CORP | COM | 126650100 |  | 468653 | 5029 | SH |  | SOLE |  | 0 | 0 | 5029 |
| DANAHER CORPORATION | COM | 235851102 |  | 249229 | 939 | SH |  | SOLE |  | 0 | 0 | 939 |
| DEERE  CO | COM | 244199105 |  | 251682 | 587 | SH |  | SOLE |  | 0 | 0 | 587 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 757997 | 31219 | SH |  | SOLE |  | 0 | 0 | 31219 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 201978 | 6644 | SH |  | SOLE |  | 0 | 0 | 6644 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 314215 | 14547 | SH |  | SOLE |  | 0 | 0 | 14547 |
| DMY SQUARED TECHNOLOGY GROUP | UNIT 99/99/9999 | 233276203 |  | 170000 | 17000 | SH |  | OTR | 1 | 0 | 0 | 17000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 222561 | 2161 | SH |  | SOLE |  | 0 | 0 | 2161 |
| DYADIC INTL INC DEL | COM | 26745T101 |  | 131074 | 106564 | SH |  | SOLE |  | 0 | 0 | 106564 |
| EVE MOBILITY ACQUISITION COR | UNIT 99/99/9999 | G3218G125 |  | 156564 | 15230 | SH |  | OTR | 1 | 0 | 0 | 15230 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1069469 | 9696 | SH |  | SOLE |  | 0 | 0 | 9696 |
| FINTECH EVOLUTION ACQUIS GRO | UNIT 99/99/9999 | G3R19A112 |  | 251951 | 25020 | SH |  | OTR | 1 | 0 | 0 | 25020 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 793119 | 17038 | SH |  | SOLE |  | 0 | 0 | 17038 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 682104 | 7683 | SH |  | SOLE |  | 0 | 0 | 7683 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 778285 | 19501 | SH |  | SOLE |  | 0 | 0 | 19501 |
| FLAME ACQUISITION CORP | UNIT 99/99/9999 | 33850F207 |  | 182087 | 17610 | SH |  | OTR | 1 | 0 | 0 | 17610 |
| FORD MTR CO DEL | COM | 345370860 |  | 49846 | 4286 | SH |  | SOLE |  | 0 | 0 | 4286 |
| FORD MTR CO DEL | NOTE  3/1 | 345370CZ1 |  | 37740 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 271080 | 27000 | SH |  | OTR | 1 | 0 | 0 | 27000 |
| FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 |  | 7 | 9000 | SH |  | OTR | 1 | 0 | 0 | 9000 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 437827 | 16528 | SH |  | SOLE |  | 0 | 0 | 16528 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 22272 | 380 | SH |  | SOLE |  | 0 | 0 | 380 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 269553 | 785 | SH |  | SOLE |  | 0 | 0 | 785 |
| GOLUB CAP BDC INC | COM | 38173M102 |  | 20391208 | 1549484 | SH |  | SOLE |  | 0 | 0 | 1549484 |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 |  | 39668 | 45000 | PRN |  | OTR | 1 | 0 | 0 | 45000 |
| GUESS INC | NOTE 2.000% 4/1 | 401617AD7 |  | 42425 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| GX ACQUISITION CORP II | CLASS A COM | 36260F105 |  | 90090 | 9000 | SH |  | OTR | 1 | 0 | 0 | 9000 |
| GX ACQUISITION CORP II | UNIT 03/17/2026 | 36260F204 |  | 95445 | 9450 | SH |  | OTR | 1 | 0 | 0 | 9450 |
| HAEMONETICS CORP MASS | NOTE  3/0 | 405024AB6 |  | 24789 | 30000 | PRN |  | OTR | 1 | 0 | 0 | 30000 |
| HAINAN MANASLU ACQUISTN CORP | UNIT 01/31/2029 | G4233U123 |  | 114500 | 10000 | SH |  | OTR | 1 | 0 | 0 | 10000 |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 |  | 38725 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| HANNON ARMSTRONG SUST INFR C | NOTE  8/1 | 41068XAD2 |  | 28350 | 30000 | PRN |  | OTR | 1 | 0 | 0 | 30000 |
| HOME DEPOT INC | COM | 437076102 |  | 875564 | 2772 | SH |  | SOLE |  | 0 | 0 | 2772 |
| HONEYWELL INTL INC | COM | 438516106 |  | 504248 | 2353 | SH |  | SOLE |  | 0 | 0 | 2353 |
| IBERE PHARMACEUTICALS | UNIT 99/99/9999 | G46843127 |  | 131604 | 13200 | SH |  | OTR | 1 | 0 | 0 | 13200 |
| IMAX CORP | NOTE 0.500% 4/0 | 45245EAJ8 |  | 29519 | 35000 | PRN |  | OTR | 1 | 0 | 0 | 35000 |
| INTEL CORP | COM | 458140100 |  | 217968 | 8247 | SH |  | SOLE |  | 0 | 0 | 8247 |
| INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 |  | 43003 | 45000 | PRN |  | OTR | 1 | 0 | 0 | 45000 |
| INVESCO EXCH TRADED FD TR II | S GBL WATER | 46138E263 |  | 6853 | 147 | SH |  | SOLE |  | 0 | 0 | 147 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 658553 | 10306 | SH |  | SOLE |  | 0 | 0 | 10306 |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 |  | 159 | 4 | SH |  | SOLE |  | 0 | 0 | 4 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 3085456 | 11180 | SH |  | SOLE |  | 0 | 0 | 11180 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 10627393 | 241532 | SH |  | SOLE |  | 0 | 0 | 241532 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 64693 | 458 | SH |  | SOLE |  | 0 | 0 | 458 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 326193 | 1225 | SH |  | SOLE |  | 0 | 0 | 1225 |
| IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 |  | 44861 | 42000 | PRN |  | OTR | 1 | 0 | 0 | 42000 |
| IRONWOOD PHARMACEUTICALS INC | NOTE 1.500% 6/1 | 46333XAH1 |  | 2181 | 2000 | PRN |  | SOLE |  | 0 | 0 | 2000 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 |  | 599981 | 6314 | SH |  | SOLE |  | 0 | 0 | 6314 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 5811 | 110 | SH |  | SOLE |  | 0 | 0 | 110 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 379329 | 8123 | SH |  | SOLE |  | 0 | 0 | 8123 |
| ISHARES INC | MSCI JPN ETF NEW | 46434G822 |  | 48996 | 900 | SH |  | SOLE |  | 0 | 0 | 900 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 33348 | 1109 | SH |  | SOLE |  | 0 | 0 | 1109 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1433968 | 16910 | SH |  | SOLE |  | 0 | 0 | 16910 |
| ISHARES TR | CORE S ETF | 464287200 |  | 945541 | 2461 | SH |  | SOLE |  | 0 | 0 | 2461 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 327380 | 8638 | SH |  | SOLE |  | 0 | 0 | 8638 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 4573 | 102 | SH |  | SOLE |  | 0 | 0 | 102 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 224172 | 3832 | SH |  | SOLE |  | 0 | 0 | 3832 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 52951 | 365 | SH |  | SOLE |  | 0 | 0 | 365 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 16925 | 170 | SH |  | SOLE |  | 0 | 0 | 170 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 1479504 | 22540 | SH |  | SOLE |  | 0 | 0 | 22540 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 35394 | 336 | SH |  | SOLE |  | 0 | 0 | 336 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 306143 | 3662 | SH |  | SOLE |  | 0 | 0 | 3662 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 18009 | 267 | SH |  | SOLE |  | 0 | 0 | 267 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 44750 | 185 | SH |  | SOLE |  | 0 | 0 | 185 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 9847 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 349250 | 2303 | SH |  | SOLE |  | 0 | 0 | 2303 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 49518 | 725 | SH |  | SOLE |  | 0 | 0 | 725 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 2260875 | 10553 | SH |  | SOLE |  | 0 | 0 | 10553 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 4077983 | 19371 | SH |  | SOLE |  | 0 | 0 | 19371 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 98317 | 709 | SH |  | SOLE |  | 0 | 0 | 709 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 49769 | 232 | SH |  | SOLE |  | 0 | 0 | 232 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 284381 | 1631 | SH |  | SOLE |  | 0 | 0 | 1631 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 39529 | 560 | SH |  | SOLE |  | 0 | 0 | 560 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 120650 | 1480 | SH |  | SOLE |  | 0 | 0 | 1480 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 631145 | 2860 | SH |  | SOLE |  | 0 | 0 | 2860 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 134870 | 1338 | SH |  | SOLE |  | 0 | 0 | 1338 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 120078 | 1612 | SH |  | SOLE |  | 0 | 0 | 1612 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 130507 | 460 | SH |  | SOLE |  | 0 | 0 | 460 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 3041261 | 32135 | SH |  | SOLE |  | 0 | 0 | 32135 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 461359 | 5053 | SH |  | SOLE |  | 0 | 0 | 5053 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 208540 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 132752 | 1564 | SH |  | SOLE |  | 0 | 0 | 1564 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 148316 | 2626 | SH |  | SOLE |  | 0 | 0 | 2626 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 10828 | 128 | SH |  | SOLE |  | 0 | 0 | 128 |
| ISHARES TR | MBS ETF | 464288588 |  | 10388 | 112 | SH |  | SOLE |  | 0 | 0 | 112 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 24063 | 483 | SH |  | SOLE |  | 0 | 0 | 483 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 5047 | 96 | SH |  | SOLE |  | 0 | 0 | 96 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 284823 | 6208 | SH |  | SOLE |  | 0 | 0 | 6208 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 194407 | 2321 | SH |  | SOLE |  | 0 | 0 | 2321 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 62918247 | 552108 | SH |  | SOLE |  | 0 | 0 | 552108 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 29438 | 323 | SH |  | SOLE |  | 0 | 0 | 323 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 246476 | 1689 | SH |  | SOLE |  | 0 | 0 | 1689 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 523872 | 9051 | SH |  | SOLE |  | 0 | 0 | 9051 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 43086 | 699 | SH |  | SOLE |  | 0 | 0 | 699 |
| ISHARES TR | INTL EQTY FACTOR | 46434V274 |  | 1019307 | 41434 | SH |  | SOLE |  | 0 | 0 | 41434 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 19326746 | 596689 | SH |  | SOLE |  | 0 | 0 | 596689 |
| ISHARES TR | CUR HD EURZN ETF | 46434V639 |  | 100008 | 3600 | SH |  | SOLE |  | 0 | 0 | 3600 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 258780 | 11395 | SH |  | SOLE |  | 0 | 0 | 11395 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 |  | 542025 | 20075 | SH |  | SOLE |  | 0 | 0 | 20075 |
| ISHARES TR | HDG MSCI JAPAN | 46434V886 |  | 41856 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 46641Q761 |  | 37552931 | 969108 | SH |  | SOLE |  | 0 | 0 | 969108 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 418535 | 8349 | SH |  | SOLE |  | 0 | 0 | 8349 |
| JACKSON ACQUISITION CO | UNIT 99/99/9999 | 46653C205 |  | 142100 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| JAGUAR GLOBAL GROWTH CORP I | CLASS A ORD SHS | G5S11A106 |  | 112420 | 11000 | SH |  | OTR | 1 | 0 | 0 | 11000 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 39356806 | 798961 | SH |  | SOLE |  | 0 | 0 | 798961 |
| JANUS INTERNATIONAL GROUP IN | COMMON STOCK | 47103N106 |  | 249881 | 26248 | SH |  | SOLE |  | 0 | 0 | 26248 |
| JETBLUE AIRWAYS CORP | NOTE 0.500% 4/0 | 477143AP6 |  | 32809 | 45000 | PRN |  | OTR | 1 | 0 | 0 | 45000 |
| JETBLUE AWYS CORP | COM | 477143101 |  | 175 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1063786 | 6022 | SH |  | SOLE |  | 0 | 0 | 6022 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1425349 | 10629 | SH |  | SOLE |  | 0 | 0 | 10629 |
| JUPITER ACQUISITION CORP | CL A | 482082104 |  | 227930 | 23000 | SH |  | OTR | 1 | 0 | 0 | 23000 |
| JUPITER ACQUISITION CORP | UNIT 09/11/2027 | 482082203 |  | 49400 | 5000 | SH |  | OTR | 1 | 0 | 0 | 5000 |
| KADEM SUSTAINABLE IMPACT COR | UNIT 03/17/2026 | 48284E204 |  | 263148 | 26210 | SH |  | OTR | 1 | 0 | 0 | 26210 |
| KAMAN CORP | COM | 483548103 |  | 2275 | 102 | SH |  | SOLE |  | 0 | 0 | 102 |
| KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 |  | 32533 | 35000 | PRN |  | OTR | 1 | 0 | 0 | 35000 |
| KISMET ACQUISITION THREE COR | *W EXP 06/30/202 | G5276C102 |  | 0 | 11989 | SH |  | OTR | 1 | 0 | 0 | 11989 |
| KISMET ACQUISITION TWO CORP | UNIT 99/99/9999 | G52807123 |  | 275457 | 27300 | SH |  | OTR | 1 | 0 | 0 | 27300 |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 |  | 116150 | 11500 | SH |  | OTR | 1 | 0 | 0 | 11500 |
| LCI INDS | NOTE 1.125% 5/1 | 501812AB7 |  | 21063 | 25000 | PRN |  | OTR | 1 | 0 | 0 | 25000 |
| LILLY ELI  CO | COM | 532457108 |  | 608758 | 1664 | SH |  | SOLE |  | 0 | 0 | 1664 |
| LINDE PLC | SHS | G5494J103 |  | 272034 | 834 | SH |  | SOLE |  | 0 | 0 | 834 |
| LOGISTICS INNOVTN TECHNLGS C | CLASS A COM | 54141L100 |  | 157410 | 15818 | SH |  | OTR | 1 | 0 | 0 | 15818 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 169 | 5622 | SH |  | OTR | 1 | 0 | 0 | 5622 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 414835 | 8262 | SH |  | SOLE |  | 0 | 0 | 8262 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 236967 | 1432 | SH |  | SOLE |  | 0 | 0 | 1432 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 552467 | 1589 | SH |  | SOLE |  | 0 | 0 | 1589 |
| MCDONALDS CORP | COM | 580135101 |  | 384227 | 1458 | SH |  | SOLE |  | 0 | 0 | 1458 |
| MERCK  CO INC | COM | 58933Y105 |  | 936085 | 8437 | SH |  | SOLE |  | 0 | 0 | 8437 |
| META PLATFORMS INC | CL A | 30303M102 |  | 401093 | 3333 | SH |  | SOLE |  | 0 | 0 | 3333 |
| MICROSOFT CORP | COM | 594918104 |  | 3328702 | 13880 | SH |  | SOLE |  | 0 | 0 | 13880 |
| MOBIV ACQUISITION CORP | UNIT 07/31/2027 | 60742N205 |  | 167291 | 16337 | SH |  | OTR | 1 | 0 | 0 | 16337 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 217481 | 2558 | SH |  | SOLE |  | 0 | 0 | 2558 |
| MOTIVE CAPITAL CORP II | UNIT 99/99/9999 | G6293R122 |  | 143080 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| NETFLIX INC | COM | 64110L106 |  | 405165 | 1374 | SH |  | SOLE |  | 0 | 0 | 1374 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 383891 | 4592 | SH |  | SOLE |  | 0 | 0 | 4592 |
| NIKE INC | CL B | 654106103 |  | 269474 | 2303 | SH |  | SOLE |  | 0 | 0 | 2303 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 213646 | 867 | SH |  | SOLE |  | 0 | 0 | 867 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 595959 | 4078 | SH |  | SOLE |  | 0 | 0 | 4078 |
| PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 |  | 27019 | 30000 | PRN |  | OTR | 1 | 0 | 0 | 30000 |
| PAPAYA GRWT OPPORTUNITY CORP | UNIT 12/31/2028 | 69882P201 |  | 112200 | 11000 | SH |  | OTR | 1 | 0 | 0 | 11000 |
| PEARL HOLDINGS ACQUISITN COR | CLASS A ORD SHS | G44525106 |  | 97492 | 9530 | SH |  | OTR | 1 | 0 | 0 | 9530 |
| PEARL HOLDINGS ACQUISITN COR | UNIT 12/15/2026 | G44525122 |  | 143220 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| PEPSICO INC | COM | 713448108 |  | 586061 | 3244 | SH |  | SOLE |  | 0 | 0 | 3244 |
| PETIQ INC | NOTE 4.000% 6/0 | 71639TAB2 |  | 33000 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| PFIZER INC | COM | 717081103 |  | 769779 | 15023 | SH |  | SOLE |  | 0 | 0 | 15023 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 |  | 128415 | 2575 | SH |  | SOLE |  | 0 | 0 | 2575 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 479578 | 4861 | SH |  | SOLE |  | 0 | 0 | 4861 |
| PINE TECHNOLOGY ACQUISITN CO | CLASS A COM | 722850104 |  | 109106 | 10878 | SH |  | OTR | 1 | 0 | 0 | 10878 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 6 | 3626 | SH |  | OTR | 1 | 0 | 0 | 3626 |
| PLUTONIAN ACQUISITION CORP | UNIT 10/26/2027 | 72942P203 |  | 100700 | 10000 | SH |  | OTR | 1 | 0 | 0 | 10000 |
| PONO CAP TWO INC | COM CL A | 73245B107 |  | 117300 | 11500 | SH |  | OTR | 1 | 0 | 0 | 11500 |
| PONO CAP TWO INC | *W EXP 07/31/202 | 73245B115 |  | 634 | 11500 | SH |  | OTR | 1 | 0 | 0 | 11500 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 873802 | 5765 | SH |  | SOLE |  | 0 | 0 | 5765 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 275411 | 2729 | SH |  | SOLE |  | 0 | 0 | 2729 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 577471 | 6142 | SH |  | SOLE |  | 0 | 0 | 6142 |
| SALESFORCE INC | COM | 79466L302 |  | 203393 | 1534 | SH |  | SOLE |  | 0 | 0 | 1534 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 1331440 | 29713 | SH |  | SOLE |  | 0 | 0 | 29713 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 3475439 | 76975 | SH |  | SOLE |  | 0 | 0 | 76975 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 42232 | 760 | SH |  | SOLE |  | 0 | 0 | 760 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 20396 | 270 | SH |  | SOLE |  | 0 | 0 | 270 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 2545 | 79 | SH |  | SOLE |  | 0 | 0 | 79 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 8286 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 |  | 164000 | 16499 | SH |  | OTR | 1 | 0 | 0 | 16499 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 1296 | 5500 | SH |  | OTR | 1 | 0 | 0 | 5500 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 30761 | 396 | SH |  | SOLE |  | 0 | 0 | 396 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 27442 | 202 | SH |  | SOLE |  | 0 | 0 | 202 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 16625 | 223 | SH |  | SOLE |  | 0 | 0 | 223 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 30353 | 235 | SH |  | SOLE |  | 0 | 0 | 235 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 316554 | 3619 | SH |  | SOLE |  | 0 | 0 | 3619 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 134098 | 3921 | SH |  | SOLE |  | 0 | 0 | 3921 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 29659 | 302 | SH |  | SOLE |  | 0 | 0 | 302 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 110378 | 887 | SH |  | SOLE |  | 0 | 0 | 887 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 32345 | 674 | SH |  | SOLE |  | 0 | 0 | 674 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 31944 | 865 | SH |  | SOLE |  | 0 | 0 | 865 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 8813 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 78463X434 |  | 6106306 | 95262 | SH |  | SOLE |  | 0 | 0 | 95262 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 128214 | 3890 | SH |  | SOLE |  | 0 | 0 | 3890 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 |  | 6503 | 159 | SH |  | SOLE |  | 0 | 0 | 159 |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 |  | 4812 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| SPDR INDEX SHS FDS | S INTL SMLCP | 78463X871 |  | 7088 | 241 | SH |  | SOLE |  | 0 | 0 | 241 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 1332665 | 44886 | SH |  | SOLE |  | 0 | 0 | 44886 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2479421 | 6483 | SH |  | SOLE |  | 0 | 0 | 6483 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 19149 | 258 | SH |  | SOLE |  | 0 | 0 | 258 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 36609 | 569 | SH |  | SOLE |  | 0 | 0 | 569 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 103113 | 2035 | SH |  | SOLE |  | 0 | 0 | 2035 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 146032 | 3755 | SH |  | SOLE |  | 0 | 0 | 3755 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 1739029 | 13900 | SH |  | SOLE |  | 0 | 0 | 13900 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 537243 | 12641 | SH |  | SOLE |  | 0 | 0 | 12641 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 76028 | 916 | SH |  | SOLE |  | 0 | 0 | 916 |
| SPDR SER TR | PORTFOLIO SH TSR | 78468R101 |  | 23256 | 805 | SH |  | SOLE |  | 0 | 0 | 805 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 5565301 | 60843 | SH |  | SOLE |  | 0 | 0 | 60843 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 3203 | 81 | SH |  | SOLE |  | 0 | 0 | 81 |
| SPDR SER TR | MSCI USA STRTGIC | 78468R812 |  | 21459046 | 194534 | SH |  | SOLE |  | 0 | 0 | 194534 |
| SPRINGWATER SPL SITUATIONS C | UNIT 12/01/2027 | 85205U206 |  | 249111 | 24543 | SH |  | OTR | 1 | 0 | 0 | 24543 |
| STARBUCKS CORP | COM | 855244109 |  | 215165 | 2169 | SH |  | SOLE |  | 0 | 0 | 2169 |
| TARGET GLOBAL ACQUISI I CORP | UNIT 99/99/9999 | G8675N117 |  | 261885 | 25500 | SH |  | OTR | 1 | 0 | 0 | 25500 |
| TESLA INC | COM | 88160R101 |  | 316942 | 2573 | SH |  | SOLE |  | 0 | 0 | 2573 |
| TEXAS INSTRS INC | COM | 882508104 |  | 463277 | 2804 | SH |  | SOLE |  | 0 | 0 | 2804 |
| THE GROWTH FOR GOOD ACQU COR | UNIT 11/12/2026 | G41522122 |  | 141050 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 298474 | 542 | SH |  | SOLE |  | 0 | 0 | 542 |
| TLG ACQUISITION ONE CORP | *W EXP 01/25/202 | 87257M116 |  | 567 | 13827 | SH |  | OTR | 1 | 0 | 0 | 13827 |
| TRAJECTORY ALPHA ACQUISITION | UNIT 99/99/9999 | 89301B203 |  | 140700 | 14000 | SH |  | OTR | 1 | 0 | 0 | 14000 |
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 896945AD4 |  | 31940 | 40000 | PRN |  | OTR | 1 | 0 | 0 | 40000 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 300608 | 6986 | SH |  | SOLE |  | 0 | 0 | 6986 |
| TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 |  | 202910 | 20190 | SH |  | OTR | 1 | 0 | 0 | 20190 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 106 | 6730 | SH |  | OTR | 1 | 0 | 0 | 6730 |
| TWO | COM CL A | G9152V101 |  | 201400 | 20000 | SH |  | OTR | 1 | 0 | 0 | 20000 |
| UNIFIED SER TR | BALLAST SMLMD CP | 90470L550 |  | 326794 | 10290 | SH |  | SOLE |  | 0 | 0 | 10290 |
| UNION PAC CORP | COM | 907818108 |  | 242272 | 1170 | SH |  | SOLE |  | 0 | 0 | 1170 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 900246 | 1698 | SH |  | SOLE |  | 0 | 0 | 1698 |
| VANECK ETF TRUST | BDC INCOME ETF | 92189F411 |  | 1164517 | 82298 | SH |  | SOLE |  | 0 | 0 | 82298 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 32745194 | 93201 | SH |  | SOLE |  | 0 | 0 | 93201 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 822646 | 9974 | SH |  | SOLE |  | 0 | 0 | 9974 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 451945 | 2846 | SH |  | SOLE |  | 0 | 0 | 2846 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 363453 | 1783 | SH |  | SOLE |  | 0 | 0 | 1783 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 191446 | 1099 | SH |  | SOLE |  | 0 | 0 | 1099 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 360582 | 2714 | SH |  | SOLE |  | 0 | 0 | 2714 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 151308 | 710 | SH |  | SOLE |  | 0 | 0 | 710 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 1075557 | 7662 | SH |  | SOLE |  | 0 | 0 | 7662 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 8040112 | 43806 | SH |  | SOLE |  | 0 | 0 | 43806 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 39732410 | 207816 | SH |  | SOLE |  | 0 | 0 | 207816 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 4747969 | 94694 | SH |  | SOLE |  | 0 | 0 | 94694 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 149995 | 3848 | SH |  | SOLE |  | 0 | 0 | 3848 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 |  | 72737 | 1312 | SH |  | SOLE |  | 0 | 0 | 1312 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 7559799 | 130747 | SH |  | SOLE |  | 0 | 0 | 130747 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 77521 | 1031 | SH |  | SOLE |  | 0 | 0 | 1031 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 473660 | 6731 | SH |  | SOLE |  | 0 | 0 | 6731 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 9481 | 172 | SH |  | SOLE |  | 0 | 0 | 172 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 110410 | 1888 | SH |  | SOLE |  | 0 | 0 | 1888 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 111149 | 1434 | SH |  | SOLE |  | 0 | 0 | 1434 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 536486 | 3533 | SH |  | SOLE |  | 0 | 0 | 3533 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 9607148 | 185753 | SH |  | SOLE |  | 0 | 0 | 185753 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 5404278 | 128765 | SH |  | SOLE |  | 0 | 0 | 128765 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 256458 | 2370 | SH |  | SOLE |  | 0 | 0 | 2370 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 |  | 3964 | 65 | SH |  | SOLE |  | 0 | 0 | 65 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 218197 | 5538 | SH |  | SOLE |  | 0 | 0 | 5538 |
| VISA INC | COM CL A | 92826C839 |  | 1329846 | 6401 | SH |  | SOLE |  | 0 | 0 | 6401 |
| VISCOGLIOSI BROS ACQUISTN CO | UNIT 03/18/2027 | 92838K209 |  | 121080 | 12000 | SH |  | OTR | 1 | 0 | 0 | 12000 |
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 |  | 7851 | 364 | SH |  | SOLE |  | 0 | 0 | 364 |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 |  | 24128 | 25000 | PRN |  | OTR | 1 | 0 | 0 | 25000 |
| WALMART INC | COM | 931142103 |  | 756024 | 5332 | SH |  | SOLE |  | 0 | 0 | 5332 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 201800 | 20000 | SH |  | OTR | 1 | 0 | 0 | 20000 |
| WAVERLEY CAPITAL ACQUIS CORP | SHS CL A | G06536109 |  | 250500 | 25000 | SH |  | OTR | 1 | 0 | 0 | 25000 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 252034 | 6104 | SH |  | SOLE |  | 0 | 0 | 6104 |
| ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 |  | 339812 | 34152 | SH |  | OTR | 1 | 0 | 0 | 34152 |

---