# EDGAR Filing Document

**Accession Number:** 0002036142
**File Stem:** 0000921895-25-002794
**Filing Date:** 2025-10
**Character Count:** 12551
**Document Hash:** 7a75c906e254b913d331d2dc7a57616a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000921895-25-002794.hdr.sgml**: 20251023

**ACCESSION NUMBER**: 0000921895-25-002794

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20251023

**DATE AS OF CHANGE**: 20251023

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ASCENT INDUSTRIES CO.
- **CENTRAL INDEX KEY:** 0000095953
- **STANDARD INDUSTRIAL CLASSIFICATION:** CHEMICALS & ALLIED PRODUCTS [2800]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 570426694
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-15999
- **FILM NUMBER:** 251413924

**BUSINESS ADDRESS:**
- **STREET 1:** 20 N. MARTINGALE RD
- **STREET 2:** SUITE 430
- **CITY:** SCHAUMBURG
- **STATE:** IL
- **ZIP:** 60173
- **BUSINESS PHONE:** 6308849181

**MAIL ADDRESS:**
- **STREET 1:** 20 N. MARTINGALE RD
- **STREET 2:** SUITE 430
- **CITY:** SCHAUMBURG
- **STATE:** IL
- **ZIP:** 60173

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SYNALLOY CORP
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLACKMAN UHLER INDUSTRIES INC
- **DATE OF NAME CHANGE:** 19710510
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Jumana Capital Investments LLC
- **CENTRAL INDEX KEY:** 0002036142

**ORGANIZATION NAME:**
- **EIN:** 882248730
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** 1717 SAINT JAMES PLACE, SUITE 335
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056
- **BUSINESS PHONE:** 832-689-1155

**MAIL ADDRESS:**
- **STREET 1:** 1717 SAINT JAMES PLACE, SUITE 335
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056

## Ex-1

Exhibit 1

**<u>Transactions in the Securities of the Issuer During the Past 60 Days</u>**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;<u>Nature of the Transaction</u> | &nbsp;&nbsp; Securities<br> <u>Purchased/(Sold)</u> | &nbsp;&nbsp; Price Per<br> <u>Security($)<sup>\*</sup></u> | &nbsp;&nbsp;<u>Price Range ($)</u> | &nbsp;&nbsp; Date of<br> <u>Purchase/Sale</u> |

---

**<u>JUMANA CAPITAL INVESTMENTS LLC</u>**

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;565 | &nbsp;&nbsp;11.8792 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/03/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(600) | &nbsp;&nbsp;12.5100 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/09/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;2500 | &nbsp;&nbsp;12.2870 | &nbsp;&nbsp;12.1741 - 12.3717 | &nbsp;&nbsp;09/10/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(28006) | &nbsp;&nbsp;12.5501 | &nbsp;&nbsp;12.5500 - 12.6460 | &nbsp;&nbsp;09/10/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(1229) | &nbsp;&nbsp;12.5216 | &nbsp;&nbsp;12.5214 - 12.5500 | &nbsp;&nbsp;09/16/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(2468) | &nbsp;&nbsp;12.5815 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/17/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(7303) | &nbsp;&nbsp;12.5929 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/18/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;489 | &nbsp;&nbsp;12.5340 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/19/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(23000) | &nbsp;&nbsp;12.8437 | &nbsp;&nbsp;12.8292 - 12.8581 | &nbsp;&nbsp;09/19/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(831) | &nbsp;&nbsp;13.0362 | &nbsp;&nbsp;13.0153 - 13.0900 | &nbsp;&nbsp;09/22/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;2500 | &nbsp;&nbsp;12.7100 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/24/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;2500 | &nbsp;&nbsp;12.7315 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/25/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;5000 | &nbsp;&nbsp;12.8744 | &nbsp;&nbsp;- | &nbsp;&nbsp;09/30/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(9630) | &nbsp;&nbsp;12.8670 | &nbsp;&nbsp;12.8599 - 12.8939 | &nbsp;&nbsp;10/01/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;2500 | &nbsp;&nbsp;12.3800 | &nbsp;&nbsp;- | &nbsp;&nbsp;10/06/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;3500 | &nbsp;&nbsp;12.1700 | &nbsp;&nbsp;- | &nbsp;&nbsp;10/09/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;2972 | &nbsp;&nbsp;12.1642 | &nbsp;&nbsp;12.1600 - 12.1867 | &nbsp;&nbsp;10/10/2025 |
| &nbsp;&nbsp;Purchase of Common Stock | &nbsp;&nbsp;2500 | &nbsp;&nbsp;12.1200 | &nbsp;&nbsp;- | &nbsp;&nbsp;10/14/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(938) | &nbsp;&nbsp;12.2000 | &nbsp;&nbsp;- | &nbsp;&nbsp;10/17/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(89761) | &nbsp;&nbsp;11.9753 | &nbsp;&nbsp;11.9566 - 12.0550 | &nbsp;&nbsp;10/21/2025 |
| &nbsp;&nbsp;Sale of Common Stock | &nbsp;&nbsp;(3973) | &nbsp;&nbsp;11.9623 | &nbsp;&nbsp;11.9618 - 11.9633 | &nbsp;&nbsp;10/22/2025 |

---

------

<sup>\*</sup> The price reported in column <u>Price Per Security ($)</u> is a weighted average price if a price range is indicated in column <u>Price Range ($)</u>. These securities were purchased or sold in multiple transactions at prices between the corresponding price ranges in the applicable row. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased or sold at each separate price.

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 1)**

**ASCENT INDUSTRIES CO.**

*(Name of Issuer)*

**Common Stock, par value $1.00 per share**

*(Title of Class of Securities)*

**871565107**

*(CUSIP Number)*

**CHRISTOPHER MARTIN**<br>JUMANA CAPITAL INVESTMENTS LLC<br>1717 St. James Place, Suite 335<br>Houston TX 77056<br>281-915-2704

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**10/21/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **871565107** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Jumana Capital Investments LLC** | Name of reporting person<br>**Jumana Capital Investments LLC** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**WC** | Source of funds (See Instructions)<br>**WC** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**TEXAS** | Citizenship or place of organization<br>**TEXAS** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**385328.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**385328.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**385328.00** | Aggregate amount beneficially owned by each reporting person<br>**385328.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**4.1%** | Percent of class represented by amount in Row (11)<br>**4.1%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**OO** | Type of Reporting Person (See Instructions)<br>**OO** | |

---

| **CUSIP No.** | **871565107** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Martin Christopher Ross** | Name of reporting person<br>**Martin Christopher Ross** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**AF** | Source of funds (See Instructions)<br>**AF** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**X1** | Citizenship or place of organization<br>**X1** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**385328.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**385328.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**385328.00** | Aggregate amount beneficially owned by each reporting person<br>**385328.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**4.1%** | Percent of class represented by amount in Row (11)<br>**4.1%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, par value $1.00 per share

**(b) Name of Issuer:**
ASCENT INDUSTRIES CO.

**(c) Address of Issuer's Principal Executive Offices:**
20 N. MARTINGALE RD, SUITE 430, SCHAUMBURG, IL, 60173

**Item 5. Interest in Securities of the Issuer**

**(a)**
Item 5(a) is hereby amended and restated to read as follows:

The aggregate percentage of Shares reported owned by each person named herein is based on 9,368,002 Shares outstanding as of August 4, 2025, which is the total number of Shares outstanding as disclosed in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 6, 2025.

As of the date hereof, Jumana Capital directly beneficially owned 385,328 Shares, constituting approximately 4.1% of the Shares outstanding.

Mr. Martin, as the Manager of Jumana Capital, may be deemed to beneficially own the 385,328 Shares owned by Jumana Capital, constituting approximately 4.1% of the Shares outstanding.

The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer that he or it does not directly own. Each Reporting Person disclaims beneficial ownership of the Shares that he or it does not directly own.

**(b)**
—

**(c)**
Item 5(c) is hereby amended and restated to read as follows:

The transactions in securities of the Issuer by the Reporting Persons during the past 60 days are set forth in Exhibit 1 and are incorporated herein by reference. All of such transactions were effected in the open market unless otherwise noted therein.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Jumana Capital Investments LLC

**Signature:** /s/ Christopher R. Martin

**Name/Title:** Christopher R. Martin, Manager

**Date:** 10/23/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Martin Christopher Ross

**Signature:** /s/ Christopher R. Martin

**Name/Title:** Christopher R. Martin

**Date:** 10/23/2025