# EDGAR Filing Document

**Accession Number:** 0001876509
**File Stem:** 0001876509-25-000007
**Filing Date:** 2025-8
**Character Count:** 2419
**Document Hash:** f41ae7ac34eadf72fdeac62dc3888aa6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001876509-25-000007.hdr.sgml**: 20250812

**ACCESSION NUMBER**: 0001876509-25-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250812

**DATE AS OF CHANGE**: 20250812

**EFFECTIVENESS DATE**: 20250812

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RMB SECURITIES (USA) INC.
- **CENTRAL INDEX KEY:** 0001876509

**ORGANIZATION NAME:**
- **EIN:** 863557404
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70765
- **FILM NUMBER:** 251205938

**BUSINESS ADDRESS:**
- **STREET 1:** 75 ROCKEFELLER PLAZA
- **STREET 2:** SUITE 23A
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 347-947-3117

**MAIL ADDRESS:**
- **STREET 1:** 75 ROCKEFELLER PLAZA
- **STREET 2:** SUITE 23A
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

### Attached PDF Documents

**Attachment 1:** `rmbssofc2025public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001876509

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RMB SECURITIES (USA) INC.

**Business Address:** 75 ROCKEFELLER PLAZA, SUITE 23A, NEW YORK, NY, 10019

**Contact Person:** Phyllis Chin

**Contact Phone:** 212-751-4422

### Independent Public Accountant Identification

**Accountant Name:** Rayfield & Licata, PC

**Accountant Address:** 25B Vreeland Road, Suite 104, Florham Park, NJ, 07932

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Gregory**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RMB SECURITIES (USA) INC.**, as of **06-30-2025**, are true and correct.

**Signature:** James Gregory

**Title:** Chief Executive Officer

**Notarized:** Yes