# EDGAR Filing Document

**Accession Number:** 0001799435
**File Stem:** 0001799435-23-000001
**Filing Date:** 2023-1
**Character Count:** 11226
**Document Hash:** 94ab0914a5eecceda2e6e957999c7c9f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001799435-23-000001.hdr.sgml**: 20230106

**ACCESSION NUMBER**: 0001799435-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230106

**DATE AS OF CHANGE**: 20230106

**EFFECTIVENESS DATE**: 20230106

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EPIQ PARTNERS, LLC
- **CENTRAL INDEX KEY:** 0001799435
- **IRS NUMBER:** 461022794
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19788
- **FILM NUMBER:** 23515705

**BUSINESS ADDRESS:**
- **STREET 1:** 2919 KNOX AVENUE S
- **STREET 2:** STE 200
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55408
- **BUSINESS PHONE:** 6128434803

**MAIL ADDRESS:**
- **STREET 1:** 2919 KNOX AVENUE S
- **STREET 2:** STE 200
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55408

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** EPIQ PARTNERS LLC<br>**Address:** 2919 KNOX AVENUE S<br>STE 200<br>MINNEAPOLIS, MN 55408

**Form 13F File Number:** 028-19788

**CRD Number (if applicable):** 000165139

**SEC File Number (if applicable):** 801-110597

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ben Frey<br>**Title:** Partner CCO  COO<br>**Phone:** 6128434803

**Signature, Place, and Date of Signing:**

Ben Frey  Minneapolis, MN  01-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 75

**Form 13F Information Table Value Total:** $150272360

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | NOTE 3.000% 6/1 | 68269GAB3 |  | 2310162 | 2400000 | PRN |  | SOLE | 0 | 0 | 0 | 2400000 |
| ABBVIE INC | COM | 00287Y109 |  | 3106952 | 19225 | SH |  | SOLE | 0 | 0 | 0 | 19225 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 310617 | 923 | SH |  | SOLE | 0 | 0 | 0 | 923 |
| ALBEMARLE CORP | COM | 012653101 |  | 5277071 | 24334 | SH |  | SOLE | 0 | 0 | 0 | 24334 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3196485 | 36229 | SH |  | SOLE | 0 | 0 | 0 | 36229 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 298576 | 3365 | SH |  | SOLE | 0 | 0 | 0 | 3365 |
| ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 |  | 553257 | 600000 | PRN |  | SOLE | 0 | 0 | 0 | 600000 |
| AMAZON COM INC | COM | 023135106 |  | 627732 | 7473 | SH |  | SOLE | 0 | 0 | 0 | 7473 |
| AMCOR PLC | ORD | G0250X107 |  | 340150 | 28560 | SH |  | SOLE | 0 | 0 | 0 | 28560 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 4039746 | 19068 | SH |  | SOLE | 0 | 0 | 0 | 19068 |
| APPLE INC | COM | 037833100 |  | 2379928 | 18317 | SH |  | SOLE | 0 | 0 | 0 | 18317 |
| AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 |  | 1261220 | 1650812 | SH |  | SOLE | 0 | 0 | 0 | 1650812 |
| ATLAS CORP | SHARES | Y0436Q109 |  | 2902098 | 189185 | SH |  | SOLE | 0 | 0 | 0 | 189185 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3678381 | 11908 | SH |  | SOLE | 0 | 0 | 0 | 11908 |
| BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 |  | 2259708 | 146449 | SH |  | SOLE | 0 | 0 | 0 | 146449 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 1055433 | 154983 | SH |  | SOLE | 0 | 0 | 0 | 154983 |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 113004105 |  | 530166 | 18492 | SH |  | SOLE | 0 | 0 | 0 | 18492 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 2702682 | 85909 | SH |  | SOLE | 0 | 0 | 0 | 85909 |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 |  | 1546308 | 49897 | SH |  | SOLE | 0 | 0 | 0 | 49897 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 |  | 377408 | 13704 | SH |  | SOLE | 0 | 0 | 0 | 13704 |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 |  | 1420003 | 56038 | SH |  | SOLE | 0 | 0 | 0 | 56038 |
| CARDIOVASCULAR SYS INC DEL | COM | 141619106 |  | 169038 | 12411 | SH |  | SOLE | 0 | 0 | 0 | 12411 |
| CHUBB LIMITED | COM | H1467J104 |  | 819308 | 3714 | SH |  | SOLE | 0 | 0 | 0 | 3714 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 504256 | 6400 | SH |  | SOLE | 0 | 0 | 0 | 6400 |
| CONMED CORP | COM | 207410101 |  | 927440 | 10463 | SH |  | SOLE | 0 | 0 | 0 | 10463 |
| DANAHER CORPORATION | COM | 235851102 |  | 4441007 | 16732 | SH |  | SOLE | 0 | 0 | 0 | 16732 |
| DERMTECH INC | COM | 24984K105 |  | 425906 | 240625 | SH |  | SOLE | 0 | 0 | 0 | 240625 |
| ECOLAB INC | COM | 278865100 |  | 2314404 | 15900 | SH |  | SOLE | 0 | 0 | 0 | 15900 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 527263 | 21860 | SH |  | SOLE | 0 | 0 | 0 | 21860 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1415259 | 12831 | SH |  | SOLE | 0 | 0 | 0 | 12831 |
| FATE THERAPEUTICS INC | COM | 31189P102 |  | 721647 | 71521 | SH |  | SOLE | 0 | 0 | 0 | 71521 |
| FISERV INC | COM | 337738108 |  | 305838 | 3026 | SH |  | SOLE | 0 | 0 | 0 | 3026 |
| FS KKR CAP CORP | COM | 302635206 |  | 3518760 | 201072 | SH |  | SOLE | 0 | 0 | 0 | 201072 |
| GENERAL MLS INC | COM | 370334104 |  | 285090 | 3400 | SH |  | SOLE | 0 | 0 | 0 | 3400 |
| GRANITE PT MTG TR INC | COM STK | 38741L107 |  | 1771078 | 330425 | SH |  | SOLE | 0 | 0 | 0 | 330425 |
| GREENLIGHT CAP RE LTD | NOTE 4.000% 8/0 | 395366AB3 |  | 4582110 | 4714000 | PRN |  | SOLE | 0 | 0 | 0 | 4714000 |
| HORMEL FOODS CORP | COM | 440452100 |  | 18569596 | 407675 | SH |  | SOLE | 0 | 0 | 0 | 407675 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 6434761 | 456366 | SH |  | SOLE | 0 | 0 | 0 | 456366 |
| IMPEL PHARMACEUTICALS INC | COM | 45258K109 |  | 69923 | 18646 | SH |  | SOLE | 0 | 0 | 0 | 18646 |
| INNOVATOR ETFS TR | LOUP FRONTIER | 45782C862 |  | 2326485 | 80378 | SH |  | SOLE | 0 | 0 | 0 | 80378 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 295571 | 1110 | SH |  | SOLE | 0 | 0 | 0 | 1110 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 238020 | 984 | SH |  | SOLE | 0 | 0 | 0 | 984 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 285434 | 3016 | SH |  | SOLE | 0 | 0 | 0 | 3016 |
| ISHARES TR | CORE S ETF | 464287200 |  | 343868 | 895 | SH |  | SOLE | 0 | 0 | 0 | 895 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 4015848 | 18745 | SH |  | SOLE | 0 | 0 | 0 | 18745 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 4379174 | 19844 | SH |  | SOLE | 0 | 0 | 0 | 19844 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 278876 | 1300 | SH |  | SOLE | 0 | 0 | 0 | 1300 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 734863 | 14601 | SH |  | SOLE | 0 | 0 | 0 | 14601 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 4302861 | 87350 | SH |  | SOLE | 0 | 0 | 0 | 87350 |
| JANUS DETROIT STR TR | B-BBB CLO ETF | 47103U753 |  | 4947706 | 110960 | SH |  | SOLE | 0 | 0 | 0 | 110960 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3146675 | 17813 | SH |  | SOLE | 0 | 0 | 0 | 17813 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 1461835 | 18809 | SH |  | SOLE | 0 | 0 | 0 | 18809 |
| META PLATFORMS INC | CL A | 30303M102 |  | 224434 | 1865 | SH |  | SOLE | 0 | 0 | 0 | 1865 |
| METHODE ELECTRS INC | COM | 591520200 |  | 266220 | 6000 | SH |  | SOLE | 0 | 0 | 0 | 6000 |
| MICROSOFT CORP | COM | 594918104 |  | 501224 | 2090 | SH |  | SOLE | 0 | 0 | 0 | 2090 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 2050875 | 24532 | SH |  | SOLE | 0 | 0 | 0 | 24532 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 221778 | 900 | SH |  | SOLE | 0 | 0 | 0 | 900 |
| NORTHERN OIL AND GAS INC MN | COM | 665531307 |  | 2101000 | 68170 | SH |  | SOLE | 0 | 0 | 0 | 68170 |
| NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 |  | 2288516 | 2300000 | PRN |  | SOLE | 0 | 0 | 0 | 2300000 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 |  | 3962616 | 576800 | SH |  | SOLE | 0 | 0 | 0 | 576800 |
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 |  | 13146 | 11333 | SH |  | SOLE | 0 | 0 | 0 | 11333 |
| PRECIGEN INC | NOTE 3.500% 7/0 | 46122TAA0 |  | 3626044 | 3670000 | PRN |  | SOLE | 0 | 0 | 0 | 3670000 |
| PURE CYCLE CORP | COM NEW | 746228303 |  | 4261116 | 406595 | SH |  | SOLE | 0 | 0 | 0 | 406595 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1946186 | 5089 | SH |  | SOLE | 0 | 0 | 0 | 5089 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 213938 | 1710 | SH |  | SOLE | 0 | 0 | 0 | 1710 |
| SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 |  | 3697430 | 324336 | SH |  | SOLE | 0 | 0 | 0 | 324336 |
| STARBUCKS CORP | COM | 855244109 |  | 460090 | 4638 | SH |  | SOLE | 0 | 0 | 0 | 4638 |
| SUNOPTA INC | COM | 8676EP108 |  | 2234785 | 264785 | SH |  | SOLE | 0 | 0 | 0 | 264785 |
| TARGET CORP | COM | 87612E106 |  | 287796 | 1931 | SH |  | SOLE | 0 | 0 | 0 | 1931 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 2004182 | 39805 | SH |  | SOLE | 0 | 0 | 0 | 39805 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1154732 | 2178 | SH |  | SOLE | 0 | 0 | 0 | 2178 |
| US BANCORP DEL | COM NEW | 902973304 |  | 337062 | 7729 | SH |  | SOLE | 0 | 0 | 0 | 7729 |
| VONTIER CORPORATION | COM | 928881101 |  | 1083944 | 56076 | SH |  | SOLE | 0 | 0 | 0 | 56076 |
| WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 |  | 321445 | 5300 | SH |  | SOLE | 0 | 0 | 0 | 5300 |
| XCEL ENERGY INC | COM | 98389B100 |  | 2279818 | 32518 | SH |  | SOLE | 0 | 0 | 0 | 32518 |

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