# EDGAR Filing Document

**Accession Number:** 0001826434
**File Stem:** 0001826434-23-000002
**Filing Date:** 2023-2
**Character Count:** 10882
**Document Hash:** deb4d6721f63e203b628713503a0be79
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001826434-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001826434-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tri Locum Partners LP
- **CENTRAL INDEX KEY:** 0001826434
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21000
- **FILM NUMBER:** 23624081

**BUSINESS ADDRESS:**
- **STREET 1:** 287 PARK AVENUE SOUTH, 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 332-232-7373

**MAIL ADDRESS:**
- **STREET 1:** 287 PARK AVENUE SOUTH, 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Tri Locum Partners LP<br>**Address:** 287 PARK AVENUE SOUTH 2ND FLOOR<br>NEW YORK, NY 10010

**Form 13F File Number:** 028-21000

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Christabel Syham<br>**Title:** Chief Compliance Officer<br>**Phone:** 332-232-7000

**Signature, Place, and Date of Signing:**

Christabel Syham  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 73

**Form 13F Information Table Value Total:** $247243000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AKERO THERAPEUTICS INC | COM | 00973Y108 |  | 7061000 | 128851 | SH |  | SOLE |  | 128851 | 0 | 0 |
| ALTIMMUNE INC | COM NEW | 02155H200 |  | 5358000 | 325694 | SH |  | SOLE |  | 325694 | 0 | 0 |
| AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 |  | 43000 | 21622 | SH |  | SOLE |  | 21622 | 0 | 0 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 |  | 164000 | 15153 | SH |  | SOLE |  | 15153 | 0 | 0 |
| APARTMENT INVT  MGMT CO | CL A | 03748R747 |  | 101000 | 14169 | SH |  | SOLE |  | 14169 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 11474000 | 221897 | SH |  | SOLE |  | 221897 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | CALL | 03753U106 |  | 889000 | 17200 | SH | Call | SOLE |  | 17200 | 0 | 0 |
| ARGENX SE | SPONSORED ADR | 04016X101 |  | 492000 | 1299 | SH |  | SOLE |  | 1299 | 0 | 0 |
| ARMADA HOFFLER PPTYS INC | COM | 04208T108 |  | 168000 | 14573 | SH |  | SOLE |  | 14573 | 0 | 0 |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 04351P101 |  | 12117000 | 99215 | SH |  | SOLE |  | 99215 | 0 | 0 |
| ASTRIA THERAPEUTICS INC | COM | 04635X102 |  | 9698000 | 651330 | SH |  | SOLE |  | 651330 | 0 | 0 |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 |  | 4901000 | 684556 | SH |  | SOLE |  | 684556 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 15430000 | 200054 | SH |  | SOLE |  | 200054 | 0 | 0 |
| BEAM THERAPEUTICS INC | COM | 07373V105 |  | 3208000 | 82018 | SH |  | SOLE |  | 82018 | 0 | 0 |
| BEYONDSPRING INC | SHS | G10830100 |  | 20000 | 10833 | SH |  | SOLE |  | 10833 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 12934000 | 124979 | SH |  | SOLE |  | 124979 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | CALL | 09061G101 |  | 1356000 | 13100 | SH | Call | SOLE |  | 13100 | 0 | 0 |
| BIOVENTUS INC | COM CL A | 09075A108 |  | 44000 | 16857 | SH |  | SOLE |  | 16857 | 0 | 0 |
| CASSAVA SCIENCES INC | CALL | 14817C107 |  | 3757000 | 127200 | SH | Call | SOLE |  | 127200 | 0 | 0 |
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 |  | 7849000 | 176109 | SH |  | SOLE |  | 176109 | 0 | 0 |
| CONTAINER STORE GROUP INC | COM | 210751103 |  | 65000 | 15026 | SH |  | SOLE |  | 15026 | 0 | 0 |
| CORMEDIX INC | COM | 21900C308 |  | 58000 | 13812 | SH |  | SOLE |  | 13812 | 0 | 0 |
| DOUGLAS ELLIMAN INC | COM | 25961D105 |  | 64000 | 15785 | SH |  | SOLE |  | 15785 | 0 | 0 |
| FEMASYS INC | COM | 31447E105 |  | 92000 | 102747 | SH |  | SOLE |  | 102747 | 0 | 0 |
| GOPRO INC | CL A | 38268T103 |  | 80000 | 16062 | SH |  | SOLE |  | 16062 | 0 | 0 |
| GRAFTECH INTL LTD | COM | 384313508 |  | 56000 | 11869 | SH |  | SOLE |  | 11869 | 0 | 0 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 3548000 | 130448 | SH |  | SOLE |  | 130448 | 0 | 0 |
| GUARDANT HEALTH INC | CALL | 40131M109 |  | 1703000 | 62600 | SH | Call | SOLE |  | 62600 | 0 | 0 |
| HARVARD BIOSCIENCE INC | COM | 416906105 |  | 28000 | 10032 | SH |  | SOLE |  | 10032 | 0 | 0 |
| HUDSON PAC PPTYS INC | COM | 444097109 |  | 111000 | 11426 | SH |  | SOLE |  | 11426 | 0 | 0 |
| INMODE LTD | SHS | M5425M103 |  | 4543000 | 127242 | SH |  | SOLE |  | 127242 | 0 | 0 |
| INVIVYD INC | COM | 00534A102 |  | 22000 | 14967 | SH |  | SOLE |  | 14967 | 0 | 0 |
| ISTAR INC | COM | 45031U101 |  | 89000 | 11615 | SH |  | SOLE |  | 11615 | 0 | 0 |
| IVERIC BIO INC | COM | 46583P102 |  | 5204000 | 243079 | SH |  | SOLE |  | 243079 | 0 | 0 |
| KEZAR LIFE SCIENCES INC | COM | 49372L100 |  | 3334000 | 473544 | SH |  | SOLE |  | 473544 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 19927000 | 54469 | SH |  | SOLE |  | 54469 | 0 | 0 |
| LL FLOORING HOLDINGS INC | COM | 55003T107 |  | 74000 | 13185 | SH |  | SOLE |  | 13185 | 0 | 0 |
| LUMIRADX LTD | SHS | G5709L109 |  | 14000 | 15621 | SH |  | SOLE |  | 15621 | 0 | 0 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 |  | 7659000 | 26386 | SH |  | SOLE |  | 26386 | 0 | 0 |
| MANITOWOC CO INC | COM NEW | 563571405 |  | 95000 | 10358 | SH |  | SOLE |  | 10358 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 14081000 | 126912 | SH |  | SOLE |  | 126912 | 0 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 4739000 | 104598 | SH |  | SOLE |  | 104598 | 0 | 0 |
| MUSTANG BIO INC | COM | 62818Q104 |  | 13000 | 33318 | SH |  | SOLE |  | 33318 | 0 | 0 |
| NEOLEUKIN THERAPEUTICS INC | COM | 64049K104 |  | 5000 | 10248 | SH |  | SOLE |  | 10248 | 0 | 0 |
| NOVOCURE LTD | CALL | G6674U108 |  | 5311000 | 72400 | SH | Call | SOLE |  | 72400 | 0 | 0 |
| ONCOCYTE CORP | COM | 68235C107 |  | 12000 | 38847 | SH |  | SOLE |  | 38847 | 0 | 0 |
| OPEN LENDING CORP | COM CL A | 68373J104 |  | 85000 | 12661 | SH |  | SOLE |  | 12661 | 0 | 0 |
| ORGANOGENESIS HLDGS INC | COM | 68621F102 |  | 50000 | 18527 | SH |  | SOLE |  | 18527 | 0 | 0 |
| OVID THERAPEUTICS INC | COM | 690469101 |  | 19000 | 10009 | SH |  | SOLE |  | 10009 | 0 | 0 |
| PARDES BIOSCIENCES INC | COM | 69945Q105 |  | 33000 | 19757 | SH |  | SOLE |  | 19757 | 0 | 0 |
| PASSAGE BIO INC | COM | 702712100 |  | 31000 | 22661 | SH |  | SOLE |  | 22661 | 0 | 0 |
| PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 |  | 148000 | 16088 | SH |  | SOLE |  | 16088 | 0 | 0 |
| POLARITYTE INC | COM NEW | 731094207 |  | 16000 | 24743 | SH |  | SOLE |  | 24743 | 0 | 0 |
| PRAXIS PRECISION MEDICINES I | COM | 74006W108 |  | 57000 | 24147 | SH |  | SOLE |  | 24147 | 0 | 0 |
| PROMETHEUS BIOSCIENCES INC | CALL | 74349U108 |  | 2827000 | 25700 | SH | Call | SOLE |  | 25700 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | CALL | 74366E102 |  | 2177000 | 199500 | SH | Call | SOLE |  | 199500 | 0 | 0 |
| QUINCE THERAPEUTICS INC | COM | 22053A107 |  | 14000 | 22269 | SH |  | SOLE |  | 22269 | 0 | 0 |
| REATA PHARMACEUTICALS INC | CL A | 75615P103 |  | 5374000 | 141466 | SH |  | SOLE |  | 141466 | 0 | 0 |
| REVANCE THERAPEUTICS INC | CALL | 761330109 |  | 3070000 | 166300 | SH | Call | SOLE |  | 166300 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 |  | 15510000 | 119695 | SH |  | SOLE |  | 119695 | 0 | 0 |
| SFL CORPORATION LTD | SHS | G7738W106 |  | 99000 | 10702 | SH |  | SOLE |  | 10702 | 0 | 0 |
| SINGULAR GENOMICS SYSTEMS IN | COM | 82933R100 |  | 33000 | 16215 | SH |  | SOLE |  | 16215 | 0 | 0 |
| SOMALOGIC INC CLASS A | COM | 83444K105 |  | 42000 | 16619 | SH |  | SOLE |  | 16619 | 0 | 0 |
| STEVANATO GROUP S P A | ORD SHS | T9224W109 |  | 10315000 | 574037 | SH |  | SOLE |  | 574037 | 0 | 0 |
| SYNLOGIC INC | COM | 87166L100 |  | 16000 | 20961 | SH |  | SOLE |  | 20961 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 3413000 | 288462 | SH |  | SOLE |  | 288462 | 0 | 0 |
| UNITI GROUP INC | COM | 91325V108 |  | 69000 | 12491 | SH |  | SOLE |  | 12491 | 0 | 0 |
| VAXCYTE INC | COM | 92243G108 |  | 5441000 | 113477 | SH |  | SOLE |  | 113477 | 0 | 0 |
| WEST PHARMACEUTICAL SVSC INC | COM | 955306105 |  | 22849000 | 97084 | SH |  | SOLE |  | 97084 | 0 | 0 |
| WESTERN UN CO | COM | 959802109 |  | 153000 | 11096 | SH |  | SOLE |  | 11096 | 0 | 0 |
| X4 PHARMACEUTICALS INC | COM | 98420X103 |  | 3681000 | 3706517 | SH |  | SOLE |  | 3706517 | 0 | 0 |
| XENON PHARMACEUTICALS INC | COM | 98420N105 |  | 3681000 | 93364 | SH |  | SOLE |  | 93364 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 49000 | 36766 | SH |  | SOLE |  | 36766 | 0 | 0 |

---