# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-014913
**Filing Date:** 2023-1
**Character Count:** 21850
**Document Hash:** 08410f6236bed1670dd509bb680dea87
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-014913.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-014913

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23557184

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FMC Excelsior Focus Equity ETF (Series ID: S000074624)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000232649 | FMC Excelsior Focus Equity ETF | FMCX            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **FMC EXCELSIOR FOCUS EQUITY ETF** | **FMC EXCELSIOR FOCUS EQUITY ETF** | **FMC EXCELSIOR FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 84.5%** |  |
|  | **ASSET MANAGEMENT – 10.9%** |  |
| 76064 | Brookfield Asset Management, Inc., Class A | &nbsp;&nbsp;&nbsp; $3586418 |
| 85873 | KKR & Company, Inc. | &nbsp;&nbsp;&nbsp; 4458527 |
|  |  | &nbsp;&nbsp; 8044945 |
|  | **BANKING - 1.7%** |  |
| 1424 | JPMorgan Chase & Company | &nbsp;&nbsp;&nbsp; 196768 |
| 24038 | US Bancorp | &nbsp;&nbsp;&nbsp; 1091085 |
|  |  | &nbsp;&nbsp; 1287853 |
|  | **BIOTECH & PHARMA - 1.5%** |  |
| 2633 | Amgen, Inc. | &nbsp;&nbsp;&nbsp; 754091 |
| 3720 | Gilead Sciences, Inc. | &nbsp;&nbsp;&nbsp; 326728 |
|  |  | &nbsp;&nbsp; 1080819 |
|  | **CABLE & SATELLITE - 3.9%** |  |
| 14360 | Comcast Corporation, Class A | &nbsp;&nbsp;&nbsp; 526150 |
| 7562 | Liberty Broadband Corporation - Series A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 682092 |
| 18589 | Liberty Broadband Corporation - Series C<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1688997 |
|  |  | &nbsp;&nbsp; 2897239 |
|  | **CHEMICALS - 4.5%** |  |
| 8801 | Linde plc | &nbsp;&nbsp;&nbsp; 2961360 |
| 3030 | Minerals Technologies, Inc. | &nbsp;&nbsp;&nbsp; 182679 |
| 2248 | Nutrien Ltd. | &nbsp;&nbsp;&nbsp; 180739 |
|  |  | &nbsp;&nbsp; 3324778 |
|  | **DIVERSIFIED INDUSTRIALS - 2.0%** |  |
| 6713 | Honeywell International, Inc. | &nbsp;&nbsp;&nbsp; 1473839 |
|  | **ELECTRICAL EQUIPMENT - 3.4%** |  |
| 14084 | Keysight Technologies, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2547655 |
|  | **HEALTH CARE FACILITIES & SERVICES - 5.6%** |  |
| 7612 | UnitedHealth Group, Inc. | &nbsp;&nbsp;&nbsp; 4169549 |
|  | **HOUSEHOLD PRODUCTS - 1.6%** |  |
| 6120 | Colgate-Palmolive Company | &nbsp;&nbsp;&nbsp; 474178 |
| 4549 | Procter & Gamble Company (The) | &nbsp;&nbsp;&nbsp; 678528 |
|  |  | &nbsp;&nbsp; 1152706 |

---

---

| | | |
|:---|:---|:---|
| **FMC EXCELSIOR FOCUS EQUITY ETF** | **FMC EXCELSIOR FOCUS EQUITY ETF** | **FMC EXCELSIOR FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 84.5% (Continued)** |  |
|  | **INSURANCE - 5.2%** |  |
| 8 | Berkshire Hathaway, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; $3842240 |
|  | **INTERNET MEDIA & SERVICES - 4.6%** |  |
| 14759 | Alphabet, Inc., Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1490511 |
| 2910 | Alphabet, Inc., Class C<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 295220 |
| 31401 | IAC, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1629399 |
|  |  | &nbsp;&nbsp; 3415130 |
|  | **LEISURE FACILITIES & SERVICES - 7.8%** |  |
| 4537 | McDonald's Corporation | &nbsp;&nbsp;&nbsp; 1237648 |
| 34190 | Starbucks Corporation | &nbsp;&nbsp;&nbsp; 3494218 |
| 6994 | Yum China Holdings, Inc. | &nbsp;&nbsp;&nbsp; 385509 |
| 5123 | Yum! Brands, Inc. | &nbsp;&nbsp;&nbsp; 659125 |
|  |  | &nbsp;&nbsp; 5776500 |
|  | **MACHINERY - 3.3%** |  |
| 34926 | Graco, Inc. | &nbsp;&nbsp;&nbsp; 2443772 |
|  | **MEDICAL EQUIPMENT & DEVICES - 0.7%** |  |
| 3795 | Baxter International, Inc. | &nbsp;&nbsp;&nbsp; 214531 |
| 1204 | Danaher Corporation | &nbsp;&nbsp;&nbsp; 329186 |
|  |  | &nbsp;&nbsp; 543717 |
|  | **PUBLISHING & BROADCASTING - 3.4%** |  |
| 23278 | Liberty Media Corp-Liberty SiriusXM, Class A<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1020042 |
| 34162 | Liberty Media Corp-Liberty SiriusXM, Class C<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 1497320 |
|  |  | &nbsp;&nbsp; 2517362 |
|  | **RESIDENTIAL REIT - 0.2%** |  |
| 1936 | Equity Residential | &nbsp;&nbsp;&nbsp; 125569 |
|  | **RETAIL - DISCRETIONARY - 4.9%** |  |
| 4166 | O'Reilly Automotive, Inc.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 3601674 |
|  | **SEMICONDUCTORS - 2.2%** |  |
| 20705 | Entegris, Inc. | &nbsp;&nbsp;&nbsp; 1600289 |

---

---

| | | |
|:---|:---|:---|
| **FMC EXCELSIOR FOCUS EQUITY ETF** | **FMC EXCELSIOR FOCUS EQUITY ETF** | **FMC EXCELSIOR FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 84.5% (Continued)** |  |
|  | **SOFTWARE - 11.4%** |  |
| 10038 | Microsoft Corporation | &nbsp;&nbsp;&nbsp; $2561095 |
| 15379 | Nice Ltd. - ADR<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2986140 |
| 34633 | Oracle Corporation | &nbsp;&nbsp;&nbsp; 2875578 |
|  |  | &nbsp;&nbsp; 8422813 |
|  | **TECHNOLOGY HARDWARE - 4.5%** |  |
| 22656 | Apple, Inc. | &nbsp;&nbsp;&nbsp; 3353768 |
|  | **TECHNOLOGY SERVICES - 0.9%** |  |
| 1551 | S&P Global, Inc. | &nbsp;&nbsp;&nbsp; 547193 |
| 572 | Visa, Inc., Class A | &nbsp;&nbsp;&nbsp; 124124 |
|  |  | &nbsp;&nbsp; 671317 |
|  | **TRANSPORTATION & LOGISTICS - 0.3%** |  |
| 2910 | Kirby Corporation<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 203089 |
|  | **TOTAL COMMON STOCKS (Cost $29,845,223)** | &nbsp;&nbsp; 62496623 |
|  | **TOTAL INVESTMENTS - 84.5% (Cost $29,845,223)** | &nbsp;&nbsp;&nbsp; $62496623 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES - 15.5%** | &nbsp;&nbsp; 11497297 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $73993920 |

---

<sup>(a)</sup> - Non-income producing security. <br> ADR - American Depositary Receipt

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FMC Excelsior Focus Equity ETF

- **b. EDGAR series identifier (if any):** S000074624

- **c. LEI of Series:** 549300UVQCTFOHEGGU50

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-02-28

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $74768284.46

**Total Liabilities:** $774364.06

**Net Assets:** $73993920.40

**Cash Not Reported:** $11999739.36

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232649 | -8.85%               | 6.80%                | 5.48%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-755561.13              | $-5524987.98                               |
| Month 2  | $-1556021.02             | $5991131.06                                |
| Month 3  | $164484.98               | $3607406.56                                |

### Schedule of Portfolio Investments

| Name                                | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| IAC Inc                             | IAC INC                   | CUSIP: 44891N208<br>LEI: 549300TO56L57RP6P031 | Long             | EC               | CORP              | US        |     31401 | NS      | $1629397.89   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences, Inc.               | GILEAD SCIENCES           | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      3720 | NS      | $326727.60    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc.        | HONEYWELL INTL            | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      6713 | NS      | $1473839.15   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation                 | DANAHER CORP              | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      1204 | NS      | $329185.64    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Nice Limited                        | NICE LTD -SP ADR          | CUSIP: 653656108<br>LEI: 254900YTY4EF5Z4W0A51 | Long             | EC               | CORP              | IL        |     15379 | NS      | $2986140.43   | 4.04%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc.            | O'REILLY AUTOMOT          | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      4166 | NS      | $3601673.64   | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                        | ENTEGRIS INC              | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |     20705 | NS      | $1600289.45   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corporation                 | COMCAST CORP-A            | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     14360 | NS      | $526150.40    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corporation                  | ORACLE CORP               | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     34633 | NS      | $2875577.99   | 3.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum China Holdings Inc              | YUM CHINA HOLDINGS INC    | CUSIP: 98850P109<br>LEI: 529900DO9BYZ7VA3K502 | Long             | EC               | CORP              | US        |      6994 | NS      | $385509.28    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| The Procter & Gamble Company        | PROCTER & GAMBLE          | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      4549 | NS      | $678528.84    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies, Inc.         | KEYSIGHT TEC              | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |     14084 | NS      | $2547654.76   | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                      | S&P GLOBAL INC            | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      1551 | NS      | $547192.80    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Asset Management, Inc.   | BROOKFIELD ASS-A          | CUSIP: 112585104<br>LEI: C6J3FGIWG6MBDGTE8F80 | Long             | EC               | CORP              | CA        |     76064 | NS      | $3586417.60   | 4.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                           | LINDE PLC                 | CUSIP: G5494J103<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | IE        |      8801 | NS      | $2961360.48   | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Company           | COLGATE-PALMOLIV          | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |      6120 | NS      | $474177.60    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                       | KKR & CO INC-A            | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     85873 | NS      | $4458526.16   | 6.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                | JPMORGAN CHASE            | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      1424 | NS      | $196768.32    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                          | KIRBY CORP                | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |      2910 | NS      | $203088.90    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.             | UNITEDHEALTH GRP          | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      7612 | NS      | $4169549.12   | 5.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation               | MICROSOFT CORP            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     10038 | NS      | $2561095.32   | 3.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                       | ALPHABET INC-A            | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     14759 | NS      | $1490511.41   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.             | BERKSHIRE HATH-A          | CUSIP: 084670108<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |         8 | NS      | $3842240.00   | 5.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corporation               | STARBUCKS CORP            | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |     34190 | NS      | $3494218.00   | 4.72%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bancorp.                       | US BANCORP                | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     24038 | NS      | $1091084.82   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Media Corp Del              | LIBERTY MEDIA COR-SIRIUSX | CUSIP: 531229409<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | EC               | CORP              | US        |     23278 | NS      | $1020041.96   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Residential Properties Trust | EQUITY RESIDENTI          | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |      1936 | NS      | $125568.96    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corporation              | MCDONALDS CORP            | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      4537 | NS      | $1237648.23   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                           | GRACO INC                 | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     34926 | NS      | $2443772.22   | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc.                          | AMGEN INC                 | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      2633 | NS      | $754091.20    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Broadband Corporation       | LIBERTY BROADBAND-A       | CUSIP: 530307107<br>LEI: 549300MIX43II8JLN536 | Long             | EC               | CORP              | US        |      7562 | NS      | $682092.40    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Baxter International, Inc.          | BAXTER INTL INC           | CUSIP: 071813109<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | EC               | CORP              | US        |      3795 | NS      | $214531.35    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                          | APPLE INC                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     22656 | NS      | $3353767.68   | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                       | ALPHABET INC-C            | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      2910 | NS      | $295219.50    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| YUM Brands Inc                      | YUM! BRANDS INC           | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |      5123 | NS      | $659125.18    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Media Corp Del              | LIBERTY MEDIA-C           | CUSIP: 531229607<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | EC               | CORP              | US        |     34162 | NS      | $1497320.46   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                            | VISA INC-CLASS A          | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       572 | NS      | $124124.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Minerals Technologies Inc.          | MINERALS TECH             | CUSIP: 603158106<br>LEI: 549300D3I1QU67GP6403 | Long             | EC               | CORP              | US        |      3030 | NS      | $182678.70    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutrien Ltd                         | NUTRIEN LTD               | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |      2248 | NS      | $180739.20    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty Broadband Corporation       | LIBERTY BR-C              | CUSIP: 530307305<br>LEI: 549300MIX43II8JLN536 | Long             | EC               | CORP              | US        |     18589 | NS      | $1688996.54   | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer