# EDGAR Filing Document

**Accession Number:** 0001616533
**File Stem:** 0001193125-23-035771
**Filing Date:** 2023-2
**Character Count:** 5759
**Document Hash:** dab27ceb5f8733e1d2db0fd02841bdc1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-035771.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001193125-23-035771

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230210

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMART Global Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001616533
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **IRS NUMBER:** 981013909
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 0826

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38102
- **FILM NUMBER:** 23618475

**BUSINESS ADDRESS:**
- **STREET 1:** 39870 EUREKA DRIVE
- **CITY:** NEWARK
- **STATE:** CA
- **ZIP:** 94560-4809
- **BUSINESS PHONE:** (510) 623-1231

**MAIL ADDRESS:**
- **STREET 1:** 39870 EUREKA DRIVE
- **CITY:** NEWARK
- **STATE:** CA
- **ZIP:** 94560-4809

?xml version="1.0" encoding="utf-8" ? 8-K

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

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### FORM 8-K

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#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported):

#### February 10, 2023

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## SMART GLOBAL HOLDINGS, INC.

#### (Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Cayman Islands** | **001-38102** | **98-1013909** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

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#### c/o Walkers Corporate Limited

#### 190 Elgin Avenue

#### George Town, Grand Cayman

#### Cayman Islands

#### KY1-9008

#### (Address of principal executive offices and zip code)
(510) 623-1231

#### (Registrant's telephone number, including area code)

#### Not Applicable

#### (Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Ordinary shares, $0.03 par value per share | SGH | Nasdaq Global Select Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders.**  |

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SMART Global Holdings, Inc. (the "Company") held its 2023 Annual General Meeting of Shareholders (the "Annual General Meeting") on February 10, 2023. The final voting results for each of the items submitted to a shareholder vote at the Annual General Meeting are set forth below.

#### Proposal No. 1: Election of Directors
Shareholders elected each of the three nominees for Class III director to serve until the Company's 2026 annual general meeting of shareholders or until their successors are duly elected and qualified. The results of such vote were:

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| | | | |
|:---|:---|:---|:---|
| **Nominee** | **For** | **Withheld** | **Broker Non-Votes** |
| Mark Adams | 39847154 | 203655 | 5669988 |
| Bryan Ingram | 37675285 | 2375524 | 5669988 |
| Mark Papermaster | 39850996 | 199813 | 5669988 |

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#### Proposal No. 2: Ratification of the Selection of the Company's Independent Registered Public Accounting Firm
Shareholders ratified the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending August 25, 2023. The results of such vote were:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 45305423 | 398510 | 16864 | 0 |

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#### Proposal No. 3: Approval, on a Non-Binding Advisory Basis, of the Compensation of the Company's Named Executive Officers
Shareholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers. The results of such vote were:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 39335282 | 601308 | 114219 | 5669988 |

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **SMART GLOBAL HOLDINGS, INC.** | **SMART GLOBAL HOLDINGS, INC.** |
| Date: February 13, 2023 |  |  |
|  | By: | /s/ Anne Kuykendall |
|  |  | Anne Kuykendall<br> Vice President and General Counsel |

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