# EDGAR Filing Document

**Accession Number:** 0001841800
**File Stem:** 0001193125-23-053816
**Filing Date:** 2023-2
**Character Count:** 6350
**Document Hash:** 2497880de7e1671454b00a1115601f2a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-053816.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001193125-23-053816

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230227

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nogin, Inc.
- **CENTRAL INDEX KEY:** 0001841800
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-BUSINESS SERVICES, NEC [7389]
- **IRS NUMBER:** 853087759
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40682
- **FILM NUMBER:** 23685168

**BUSINESS ADDRESS:**
- **STREET 1:** 1775 FLIGHT WAY, STE 400
- **CITY:** TUSTIN
- **STATE:** CA
- **ZIP:** 92782
- **BUSINESS PHONE:** 949-864-8136

**MAIL ADDRESS:**
- **STREET 1:** 1775 FLIGHT WAY, STE 400
- **CITY:** TUSTIN
- **STATE:** CA
- **ZIP:** 92782

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Software Acquisition Group Inc. III
- **DATE OF NAME CHANGE:** 20210122

?xml version="1.0" encoding="utf-8" ? 8-K

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### WASHINGTON, D.C. 20549

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### FORM 8-K

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#### CURRENT REPORT

#### PURSUANT TO SECTION 13 OR 15(d)

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### Date of Report (Date of earliest event reported) February 27, 2023

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## Nogin, Inc.

#### (Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40682** | **86-1370703** |
| **(State or other jurisdiction<br>of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

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| | |
|:---|:---|
| **1775 Flight Way STE 400, Tustin, California** | **92782** |
| **(Address of principal executive offices)** | **(Zip Code)** |

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(949) 222-0209

#### Registrant's telephone number, including area code

#### N/A

#### (Former name or former address, if changed since last report.)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading<br>Symbol(s)** | **Name of each exchange<br>on which registered** |
| Common stock, par value $0.0001 per share | NOGN | The Nasdaq Stock Market LLC |
| Warrants, each whole warrant exercisable for one share of Common stock at an exercise price of $11.50 per share | NOGNW | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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#### Item 5.07. Submission of Matters to a Vote of Security Holders.
On February 27, 2023, Nogin, Inc. ("Company") held a special meeting of stockholders ("Special Meeting"). At the Special Meeting, the proposals described below were submitted to a vote of the holders of the Company's common stock, $0.0001 par value per share (the "Common Stock"). As of the close of business on January 31, 2023, the record date for the Special Meeting, there were 66,694,295 shares of Common Stock outstanding and entitled to vote on the proposals described below. Each proposal is described in detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on February 6, 2023.

The final voting results for the proposals voted on at the Special Meeting are set forth below:

1. To approve the proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's common stock at a ratio in the range of 1-for-10 to 1-for-20, such ratio to be determined by the Company's board of directors, or a committee of the Company's board of directors, and included in a public announcement (the "Reverse Stock Split Proposal"). The voting results for this proposal were as follows:

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| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker Non-Votes |
|  44,979,517 | 3203159 | 0 | 0 |

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2. To approve the adjournment of the Special Meeting to a later date or dates, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Reverse Stock Split Proposal. This proposal was rendered moot as the Reverse Stock Split Proposal was approved by the requisite number of shares of Common Stock voted at the Special Meeting.

#### Item 9.01. Financial Statement and Exhibits.
(d) Exhibits.

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| | | | | |
|:---|:---|:---|:---|:---|
| | | **Incorporated by Reference** | **Incorporated by Reference** | **Incorporated by Reference** |
| <br>**Exhibit<br>Number** | <br>**Description** | **Form** | **Exhibit** | **Filing<br>Date** |
| 104 | Cover Page Interactive Data File, formatted in Inline XBRL (included as Exhibit 101). |  |  |  |

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | **Nogin, Inc.** | **Nogin, Inc.** |
| Date: February 28, 2023 | By: | /s/ Jonathan S. Huberman |
|  | Name: | Jonathan S. Huberman |
|  | Title: | Chief Executive Officer, President and Chairman of the Board |

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