# EDGAR Filing Document

**Accession Number:** 0001208120
**File Stem:** 0001208120-26-000004
**Filing Date:** 2026-6
**Character Count:** 2518
**Document Hash:** b8f1421fab72ef77c0748af78697f298
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001208120-26-000004.hdr.sgml**: 20260605

**ACCESSION NUMBER**: 0001208120-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260605

**DATE AS OF CHANGE**: 20260605

**EFFECTIVENESS DATE**: 20260605

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CW SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001208120

**ORGANIZATION NAME:**
- **EIN:** 300149367
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65683
- **FILM NUMBER:** 261067674

**BUSINESS ADDRESS:**
- **STREET 1:** 8870 CEDAR SPRINGS LANE
- **STREET 2:** SUITE 208
- **CITY:** KNOXVILLE
- **STATE:** TN
- **ZIP:** 37923
- **BUSINESS PHONE:** 865-690-9886

**MAIL ADDRESS:**
- **STREET 1:** 8870 CEDAR SPRINGS LANE
- **STREET 2:** SUITE 208
- **CITY:** KNOXVILLE
- **STATE:** TN
- **ZIP:** 37923

### Attached PDF Documents

**Attachment 1:** `cwsamendedaudit25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001208120

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

**Amendment Description:** In the previous filing, I inadvertently places the SAS letter where the Agreed Upon Procedures should have been.

### Registrant Identification

**Name of Broker-Dealer:** CW SECURITIES, LLC

**Business Address:** 8870 CEDAR SPRINGS LANE, SUITE 208, KNOXVILLE, TN, 37923

**Contact Person:** Michael Cox

**Contact Phone:** 865-690-9886

### Independent Public Accountant Identification

**Accountant Name:** Rodefer Moss & Co, PLLC

**Accountant Address:** 608 Mabry Hood Road, Knoxville, TN, 37923

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael E. Cox**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CW SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Michael E. Cox

**Title:** Member/Principal