# EDGAR Filing Document

**Accession Number:** 0001025827
**File Stem:** 0001025827-25-000007
**Filing Date:** 2025-11
**Character Count:** 2709
**Document Hash:** c2edac59ad1d631e213685695ea31a4d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001025827-25-000007.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0001025827-25-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**EFFECTIVENESS DATE**: 20251128

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HAYWOOD SECURITIES (USA) INC.
- **CENTRAL INDEX KEY:** 0001025827

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49696
- **FILM NUMBER:** 251533147

**BUSINESS ADDRESS:**
- **STREET 1:** 200 BURRARD ST
- **STREET 2:** SUITE 700
- **CITY:** VANCOUVER, BC
- **STATE:** A1
- **ZIP:** V6C 3L6
- **BUSINESS PHONE:** 604-697-7400

**MAIL ADDRESS:**
- **STREET 1:** 200 BURRARD ST
- **STREET 2:** SUITE 700
- **CITY:** VANCOUVER, BC
- **STATE:** A1
- **ZIP:** V6C 3L6

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAYWOOD SECURITIES USA INC                              /BD
- **DATE OF NAME CHANGE:** 20020131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAYWOOD USA SECURITIES INC                              /BD
- **DATE OF NAME CHANGE:** 20010214

### Attached PDF Documents

**Attachment 1:** `02fullsfc2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001025827

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HAYWOOD SECURITIES (USA) INC.

**Business Address:** 200 BURRARD ST, SUITE 700, VANCOUVER, BC, A1, V6C 3L6

**Contact Person:** Cindy Wong

**Contact Phone:** 6046977466

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly US LLP

**Accountant Address:** 225 South Sixth Street, Suite 2300, Minneapolis, MN, 55402

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **BERNADETTE BANARES**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HAYWOOD SECURITIES (USA) INC.**, as of **09-30-2025**, are true and correct.

**Signature:** BERNADETTE BANARES

**Title:** CHIEF FINANCIAL OFFICER

**Notarized:** Yes