# EDGAR Filing Document

**Accession Number:** 0001816444
**File Stem:** 0001816444-25-000006
**Filing Date:** 2025-10
**Character Count:** 11271
**Document Hash:** ff7157b779c490580bcc647c166dc03f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001816444-25-000006.hdr.sgml**: 20251010

**ACCESSION NUMBER**: 0001816444-25-000006

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251010

**DATE AS OF CHANGE**: 20251010

**EFFECTIVENESS DATE**: 20251010

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sara-Bay Financial
- **CENTRAL INDEX KEY:** 0001816444

**ORGANIZATION NAME:**
- **EIN:** 650448253
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20304
- **FILM NUMBER:** 251387536

**BUSINESS ADDRESS:**
- **STREET 1:** 2201 CANTU CT
- **STREET 2:** SUITE 102
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34232
- **BUSINESS PHONE:** 9413718027

**MAIL ADDRESS:**
- **STREET 1:** 2201 CANTU CT
- **STREET 2:** SUITE 102
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34232

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sara-Bay Financial<br>**Address:** 2201 CANTU CT<br>SUITE 102<br>SARASOTA, FL 34232

**Form 13F File Number:** 028-20304

**CRD Number (if applicable):** 000133443

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mary Hettig<br>**Title:** Mary Hettig<br>**Phone:** 9413718027

**Signature, Place, and Date of Signing:**

Mary Hettig  Sarasota, FL  10-10-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 80

**Form 13F Information Table Value Total:** $357718024

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| HELIOS TECHNOLOGIES INC | Com | 42328H109 |  | 62895575 | 1206514 | SH |  | SOLE |  | 0 | 0 | 1206514 |
| CENTRUS ENERGY CORP CLASS A | CL A | 15643U104 |  | 62726851 | 202299 | SH |  | SOLE |  | 0 | 0 | 202299 |
| NVIDIA CORP | Com | 67066G104 |  | 62499834 | 334976 | SH |  | SOLE |  | 0 | 0 | 334976 |
| META PLATFORMS INC CLASS A | CL A | 30303M102 |  | 21041524 | 28652 | SH |  | SOLE |  | 0 | 0 | 28652 |
| JPMORGAN CHASE  CO | Com | 46625H100 |  | 19378805 | 61436 | SH |  | SOLE |  | 0 | 0 | 61436 |
| PURE STORAGE INC CLASS A | CL A | 74624m102 |  | 17325119 | 206719 | SH |  | SOLE |  | 0 | 0 | 206719 |
| AMAZON.COM INC | Com | 023135106 |  | 14221988 | 64772 | SH |  | SOLE |  | 0 | 0 | 64772 |
| ISHARES BITCOIN ETF | ETF | 46438F101 |  | 13082745 | 201273 | SH |  | SOLE |  | 0 | 0 | 201273 |
| BLACKROCK INC NEW | Com | 09290D101 |  | 9218534 | 7907 | SH |  | SOLE |  | 0 | 0 | 7907 |
| ASP ISOTOPES INC | Com | 00218A105 |  | 8687851 | 903103 | SH |  | SOLE |  | 0 | 0 | 903103 |
| APPLE INC | Com | 037833100 |  | 4901356 | 19249 | SH |  | SOLE |  | 0 | 0 | 19249 |
| ABBVIE INC | Com | 00287Y109 |  | 3977626 | 17179 | SH |  | SOLE |  | 0 | 0 | 17179 |
| EMERSON ELEC CO | Com | 291011104 |  | 3156060 | 24059 | SH |  | SOLE |  | 0 | 0 | 24059 |
| CISCO SYS INC | Com | 17275R102 |  | 2899092 | 42372 | SH |  | SOLE |  | 0 | 0 | 42372 |
| VANGUARD HIGH DIVIDEND YIELD ETF | ETF | 921946406 |  | 2693019 | 19106 | SH |  | SOLE |  | 0 | 0 | 19106 |
| BROADCOM INC | Com | 11135F101 |  | 2477294 | 7509 | SH |  | SOLE |  | 0 | 0 | 7509 |
| CUMMINS INC | Com | 231021106 |  | 2475933 | 5862 | SH |  | SOLE |  | 0 | 0 | 5862 |
| MARA HLDGS INC | Com | 565788106 |  | 2453633 | 134372 | SH |  | SOLE |  | 0 | 0 | 134372 |
| SEAGATE TECHNOLOGY H F | ORD | G7997R103 |  | 2305362 | 9766 | SH |  | SOLE |  | 0 | 0 | 9766 |
| JABIL INC | Com | 466313103 |  | 2135867 | 9835 | SH |  | SOLE |  | 0 | 0 | 9835 |
| OLD SECOND BANCORP INC D | Com | 680277100 |  | 1712304 | 99063 | SH |  | SOLE |  | 0 | 0 | 99063 |
| HOME DEPOT INC | Com | 437076102 |  | 1491099 | 3680 | SH |  | SOLE |  | 0 | 0 | 3680 |
| VANGUARD INTERNATNL HGH DIV YLD ETF | ETF | 921946794 |  | 1455884 | 17193 | SH |  | SOLE |  | 0 | 0 | 17193 |
| ABBOTT LABS | COM | 002824100 |  | 1365920 | 10198 | SH |  | SOLE |  | 0 | 0 | 10198 |
| PUB SVC ENTERPRISE | COM | 744573106 |  | 1215845 | 14568 | SH |  | SOLE |  | 0 | 0 | 14568 |
| GRANITESHARES 2X LONG MARA DAILY ETF | ETF | 38747R538 |  | 1191350 | 51529 | SH |  | SOLE |  | 0 | 0 | 51529 |
| ISHARES CORE S 500 ETF | ETF | 464287200 |  | 1106146 | 1653 | SH |  | SOLE |  | 0 | 0 | 1653 |
| FASTENAL CO | Com | 311900104 |  | 1077164 | 21965 | SH |  | SOLE |  | 0 | 0 | 21965 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 1069819 | 5254 | SH |  | SOLE |  | 0 | 0 | 5254 |
| WALMART INC | COM | 931142103 |  | 1020706 | 9904 | SH |  | SOLE |  | 0 | 0 | 9904 |
| ALLY FINL INC | COM | 02005N100 |  | 941466 | 24017 | SH |  | SOLE |  | 0 | 0 | 24017 |
| MCKESSON CORP | COM | 58155Q103 |  | 938636 | 1215 | SH |  | SOLE |  | 0 | 0 | 1215 |
| WELLTOWER INC REIT | COM | 95040Q104 |  | 918490 | 5156 | SH |  | SOLE |  | 0 | 0 | 5156 |
| MICROSOFT CORP | COM | 594918104 |  | 872848 | 1685 | SH |  | SOLE |  | 0 | 0 | 1685 |
| ROYAL BANK OF CANADA F | COM | 780087102 |  | 800242 | 5432 | SH |  | SOLE |  | 0 | 0 | 5432 |
| PAYCHEX INC | COM | 704326107 |  | 792377 | 6251 | SH |  | SOLE |  | 0 | 0 | 6251 |
| MERCK  CO. INC. | COM | 58933Y105 |  | 779206 | 9284 | SH |  | SOLE |  | 0 | 0 | 9284 |
| ROCKET LAB CORP | COM | 773121108 |  | 756403 | 15788 | SH |  | SOLE |  | 0 | 0 | 15788 |
| MARATHON PETE CORP | COM | 56585A102 |  | 721426 | 3743 | SH |  | SOLE |  | 0 | 0 | 3743 |
| OKLO INC CLASS A | CL A | 02156V109 |  | 720014 | 6450 | SH |  | SOLE |  | 0 | 0 | 6450 |
| LOWES COS INC | COM | 548661107 |  | 713469 | 2839 | SH |  | SOLE |  | 0 | 0 | 2839 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 669113 | 2039 | SH |  | SOLE |  | 0 | 0 | 2039 |
| ALNYLAM PHARMACEUTICALS | COM | 02043Q107 |  | 661200 | 1450 | SH |  | SOLE |  | 0 | 0 | 1450 |
| INVSC QQQ TRUST SRS 1 ETF | ETF | 46090E103 |  | 606693 | 1011 | SH |  | SOLE |  | 0 | 0 | 1011 |
| PALANTIR TECHNOLOGIES INCLASS A | CL A | 69608A108 |  | 601986 | 3300 | SH |  | SOLE |  | 0 | 0 | 3300 |
| ICON PLC F | SHS | G4705A100 |  | 585725 | 3347 | SH |  | SOLE |  | 0 | 0 | 3347 |
| INTERCONTINENTAL EXCHANG | COM | 45866F104 |  | 576202 | 3420 | SH |  | SOLE |  | 0 | 0 | 3420 |
| BANK OF AMERICA CORP | COM | 060505104 |  | 572741 | 11102 | SH |  | SOLE |  | 0 | 0 | 11102 |
| VANGUARD SMALL CAP ETF | ETF | 922908751 |  | 557796 | 2194 | SH |  | SOLE |  | 0 | 0 | 2194 |
| VANGUARD MID CAP ETF | ETF | 922908629 |  | 557379 | 1898 | SH |  | SOLE |  | 0 | 0 | 1898 |
| ISHARES CORE MSCI TOTL INTL STCK ETF | ETF | 46432F834 |  | 551460 | 6678 | SH |  | SOLE |  | 0 | 0 | 6678 |
| ALAPHABET INC | CL C | 02079K107 |  | 511455 | 2100 | SH |  | SOLE |  | 0 | 0 | 2100 |
| DEERE  CO | COM | 244199105 |  | 495213 | 1083 | SH |  | SOLE |  | 0 | 0 | 1083 |
| THOMSON REUTERS CORP F | COM | 884903808 |  | 493328 | 3176 | SH |  | SOLE |  | 0 | 0 | 3176 |
| ADVANCED MICRO DEVIC | COM | 007903107 |  | 471456 | 2914 | SH |  | SOLE |  | 0 | 0 | 2914 |
| METLIFE INC | COM | 59156R108 |  | 465555 | 5652 | SH |  | SOLE |  | 0 | 0 | 5652 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 432832 | 2817 | SH |  | SOLE |  | 0 | 0 | 2817 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 422846 | 5601 | SH |  | SOLE |  | 0 | 0 | 5601 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 402918 | 2173 | SH |  | SOLE |  | 0 | 0 | 2173 |
| SOUTHERN CO | COM | 842587107 |  | 391684 | 4133 | SH |  | SOLE |  | 0 | 0 | 4133 |
| BERKSHIRE HATHAWAY CLASS B | CL B | 084670702 |  | 389624 | 775 | SH |  | SOLE |  | 0 | 0 | 775 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 385595 | 165 | SH |  | SOLE |  | 0 | 0 | 165 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 346385 | 1072 | SH |  | SOLE |  | 0 | 0 | 1072 |
| VANGUARD MID CAP GROWTH ETF | ETF | 922908538 |  | 332276 | 1131 | SH |  | SOLE |  | 0 | 0 | 1131 |
| BANK NOVA SCOTIA F | COM | 064149107 |  | 313876 | 4855 | SH |  | SOLE |  | 0 | 0 | 4855 |
| VISA INC CLASS A | COM | 92826C839 |  | 308266 | 903 | SH |  | SOLE |  | 0 | 0 | 903 |
| PUBLIC STORAGE REIT | COM | 74460w669 |  | 306759 | 1062 | SH |  | SOLE |  | 0 | 0 | 1062 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 301846 | 3081 | SH |  | SOLE |  | 0 | 0 | 3081 |
| CREDO TECHNOLOGY GROUP F | ORD | G25457105 |  | 291220 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| HONEYWELL INTL INC | COM | 438516106 |  | 284807 | 1353 | SH |  | SOLE |  | 0 | 0 | 1353 |
| THE COCA-COLA CO | COM | 191216100 |  | 269193 | 4059 | SH |  | SOLE |  | 0 | 0 | 4059 |
| EDWARDS LIFESCIENCES COR | COM | 28176E108 |  | 263407 | 3387 | SH |  | SOLE |  | 0 | 0 | 3387 |
| ISHARES RUSSELL 2000 ETF | ETF | 464287655 |  | 244646 | 1011 | SH |  | SOLE |  | 0 | 0 | 1011 |
| PFIZER INC | COM | 717081103 |  | 236505 | 9282 | SH |  | SOLE |  | 0 | 0 | 9282 |
| ARCHER-DANIELS MIDLAND C | COM | 039483102 |  | 225280 | 3771 | SH |  | SOLE |  | 0 | 0 | 3771 |
| GE AEROSPACE | COM | 369604301 |  | 220501 | 733 | SH |  | SOLE |  | 0 | 0 | 733 |
| VEEVA SYS INC CLASS A | CL A | 922475108 |  | 217772 | 731 | SH |  | SOLE |  | 0 | 0 | 731 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 203702 | 2423 | SH |  | SOLE |  | 0 | 0 | 2423 |
| LIGHTBRIDGE CORP | COM | 53224K302 |  | 201495 | 9500 | SH |  | SOLE |  | 0 | 0 | 9500 |
| ARCHER AVIATION INC CLASS A | CL A | 03945R102 |  | 132405 | 13821 | SH |  | SOLE |  | 0 | 0 | 13821 |

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