# EDGAR Filing Document

**Accession Number:** 0000315700
**File Stem:** 0000035402-26-001936
**Filing Date:** 2026-3
**Character Count:** 35459
**Document Hash:** adb20f469f06358e4c2856e9d805e6a9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000035402-26-001936.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000035402-26-001936

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDELITY ADVISOR SERIES VII
- **CENTRAL INDEX KEY:** 0000315700

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03010
- **FILM NUMBER:** 26790474

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-563-7000

**MAIL ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY SECURITIES TRUST
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PLYMOUTH SECURITIES TRUST
- **DATE OF NAME CHANGE:** 19911118

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** READY CASH FUND
- **DATE OF NAME CHANGE:** 19880207

## Series and Classes Contracts Data

### Fidelity Advisor Biotechnology Fund (Series ID: S000005321)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000014519 | Class A      | FBTAX           |
| C000014521 | Class C      | FBTCX           |
| C000014522 | Class M      | FBTTX           |
| C000014523 | Class I      | FBTIX           |
| C000204999 | Class Z      | FIJYX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Fidelity Advisor Series VII

- **b. Investment Company Act file number:** 811-03010

- **c. CIK number of Registrant:** 0000315700

- **d. LEI of Registrant:** PM3JTBFBEM0RCCY2GO89

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 245 Summer Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02210

  - **Telephone number:** 1-800-FIDELITY

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fidelity Advisor Biotechnology Fund

- **b. EDGAR series identifier (if any):** S000005321

- **c. LEI of Series:** C7UWI9NYV6ZT61IPLX72

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1934008536.03

**Total Liabilities:** $68257602.97

**Net Assets:** $1865750933.06

**Cash Not Reported:** $36413.26

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000014519 | 10.64%               | -4.66%               | 1.39%                |
| Class ID C000014521 | 10.54%               | -4.72%               | 1.36%                |
| Class ID C000014522 | 10.62%               | -4.67%               | 1.35%                |
| Class ID C000014523 | 10.65%               | -4.63%               | 1.41%                |
| Class ID C000204999 | 10.67%               | -4.63%               | 1.43%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $54857891.52             | $131832936.63                              |
| Month 2  | $7711432.95              | $-96989368.82                              |
| Month 3  | $23858066.42             | $761101.91                                 |

### Schedule of Portfolio Investments

| Name                                      | Title                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ORUKA THERAPEUTICS INC                    | ORUKA THERAPEUTICS INC                        | CUSIP: 687604108<br>LEI: 529900TG7O4ESUDMGI54 | Long             | EC               | CORP              | US        |    710786 | NS      | $24330204.78  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC                                | ABBVIE INC                                    | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |   1389580 | NS      | $309890235.80 | 16.61%            |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC               | ALNYLAM PHARMACEUTICALS INC                   | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |    277186 | NS      | $93705499.16  | 5.02%             |  |  |  | No            |                  1 | On Loan: No      |
| AMGEN INC                                 | AMGEN INC                                     | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |    150703 | NS      | $51522341.64  | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| REZOLUTE INC                              | REZOLUTE INC                                  | CUSIP: 76200L309<br>LEI: 549300T05L48T72P2G08 | Long             | EC               | CORP              | US        |   1985100 | NS      | $6630234.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: —       |
| ASCENDIS PHARMA A/S                       | ASCENDIS PHARMA AS SPON ADR                   | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |    370625 | NS      | $83798312.50  | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC                                | BIOGEN INC                                    | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |    294100 | NS      | $52905649.00  | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLENO THERAPEUTICS INC                   | SOLENO THERAPEUTICS INC                       | CUSIP: 834203309<br>LEI: 5493003LCY77N7FXK844 | Long             | EC               | CORP              | US        |    181000 | NS      | $6979360.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| CELLDEX THERAPEUTICS INC                  | CELLDEX THERAPEUTICS INC                      | CUSIP: 15117B202<br>LEI: 529900F018DMYWH38923 | Long             | EC               | CORP              | US        |    275652 | NS      | $6781039.20   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| AVALO THERAPEUTICS INC                    | AVALO THERAPEUTICS INC                        | CUSIP: 05338F306<br>LEI: 549300GPK6FPJ3X8SZ39 | Long             | EC               | CORP              | US        |    220300 | NS      | $3328733.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOKINETICS INC                          | CYTOKINETICS INC                              | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |    283071 | NS      | $17887256.49  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOMX THERAPEUTICS INC                   | CYTOMX THERAPEUTICS INC                       | CUSIP: 23284F105<br>LEI: 5493004VW2FW0QLL3345 | Long             | EC               | CORP              | US        |   1350251 | NS      | $7682928.19   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust              | Fidelity Cash Central Fund                    | CUSIP: 31635A105<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |   5792224 | NS      | $5793382.55   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust              | Fidelity Securities Lending Cash Central Fund | CUSIP: 31635A303<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |  66938144 | NS      | $66944838.29  | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| GILEAD SCIENCES INC                       | GILEAD SCIENCES INC                           | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |    864100 | NS      | $122658995.00 | 6.57%             |  |  |  | No            |                  1 | On Loan: No      |
| CRESCENT BIOPHARMA INC                    | CRESCENT BIOPHARMA INC                        | CUSIP: N/A<br>LEI: 549300TZ84FFU2J2J459       | Long             | EC               | CORP              | KY        |    251090 | NS      | $2407953.10   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| INSMED INC                                | INSMED INC                                    | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |    412300 | NS      | $64677501.00  | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVIO PHARMACEUTICALS INC                | INOVIO PHARMACEUTICALS INC                    | CUSIP: 45773H409<br>LEI: 529900B9W875XDZXTM97 | Long             | EC               | CORP              | US        |    883081 | NS      | $1439422.03   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| NATERA INC                                | NATERA INC                                    | CUSIP: 632307104<br>LEI: 529900CQ3OZ0A0VYVU59 | Long             | EC               | CORP              | US        |     89400 | NS      | $20663916.00  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIQURE N.V.                              | UNIQURE N.V.                                  | CUSIP: N/A<br>LEI: 724500RPCTZLFYJZ3S98       | Long             | EC               | CORP              | NL        |    991600 | NS      | $22529152.00  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFERENT PHARMA                           | AFFERENT PHARMACEUTICALS INC SER C PC PP      | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1915787 | NS      | $19.16        | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TRAVERE THERAPEUTICS INC                  | TRAVERE THERAPEUTICS INC                      | CUSIP: 89422G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    301200 | NS      | $9364308.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| WAVE LIFE SCIENCES LTD                    | WAVE LIFE SCIENCES LTD                        | CUSIP: N/A<br>LEI: 54930070006GPKFYZ813       | Long             | EC               | CORP              | SG        |    289700 | NS      | $3748718.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| VIRIDIAN THERAPEUTICS INC                 | VIRIDIAN THERAPEUTICS INC                     | CUSIP: 92790C104<br>LEI: 549300C775BNYF550E70 | Long             | EC               | CORP              | US        |   1782464 | NS      | $58821312.00  | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| TENAX THERAPEUTICS INC                    | TENAX THERAPEUTICS INC                        | CUSIP: 88032L605<br>LEI: 549300J03O6B1IJ2B606 | Long             | EC               | CORP              | US        |    322600 | NS      | $4035726.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| UCB SA                                    | UCB SA                                        | CUSIP: N/A<br>LEI: 2138008J191VLSGY5A09       | Long             | EC               | CORP              | BE        |     75800 | NS      | $22947570.03  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| VIKING THERAPEUTICS INC                   | VIKING THERAPEUTICS INC                       | CUSIP: 92686J106<br>LEI: 529900IVC72YPFA25M37 | Long             | EC               | CORP              | US        |    647387 | NS      | $18800118.48  | 1.01%             |  |  |  | No            |                  1 | On Loan: —       |
| XENON PHARMACEUTICALS INC                 | XENON PHARMACEUTICALS INC                     | CUSIP: 98420N105<br>LEI: 549300XV44Q9Z1MIPQ03 | Long             | EC               | CORP              | CA        |    710758 | NS      | $29148185.58  | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| SPYRE THERAPEUTICS INC                    | SPYRE THERAPEUTICS INC                        | CUSIP: 00773J202<br>LEI: 52990017AIJPRH3HQH40 | Long             | EC               | CORP              | US        |    749342 | NS      | $23963957.16  | 1.28%             |  |  |  | No            |                  1 | On Loan: —       |
| MODERNA INC                               | MODERNA INC                                   | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |    674300 | NS      | $29716401.00  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ANAPTYSBIO INC                            | ANAPTYSBIO INC                                | CUSIP: 032724106<br>LEI: 529900HH4WQT03IG1A12 | Long             | EC               | CORP              | US        |    148400 | NS      | $7035644.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ARGENX SE                                 | ARGENX SE SPONSORED ADR                       | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |     81000 | NS      | $68080500.00  | 3.65%             |  |  |  | No            |                  1 | On Loan: —       |
| ROIVANT SCIENCES LTD                      | ROIVANT SCIENCES LTD                          | CUSIP: N/A<br>LEI: 549300DL466NY5J6U724       | Long             | EC               | CORP              | BM        |    976200 | NS      | $21105444.00  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| RHYTHM PHARMACEUTICALS INC                | RHYTHM PHARMACEUTICALS INC                    | CUSIP: 76243J105<br>LEI: 529900JPNWXQ8DPLA551 | Long             | EC               | CORP              | US        |    126200 | NS      | $12938024.00  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| X4 PHARMACEUTICALS INC                    | X4 PHARMACEUTICALS INC                        | CUSIP: 98420X202<br>LEI: 549300R0UFVPXWP86U94 | Long             | EC               | CORP              | US        |   1341800 | NS      | $4964660.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| KINIKSA PHARMACEUTICALS INTERNATIONAL PLC | KINIKSA PHARMACEUTICALS INTERNATIONAL PLC     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |    130476 | NS      | $5730505.92   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| COGENT BIOSCIENCES INC                    | COGENT BIOSCIENCES INC                        | CUSIP: 19240Q201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1988418 | NS      | $71404090.38  | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHOLAR ROCK HOLDING CORP                 | SCHOLAR ROCK HOLDING CORP                     | CUSIP: 80706P103<br>LEI: 549300Z1FLPGL4OWJ459 | Long             | EC               | CORP              | US        |    582368 | NS      | $25822197.12  | 1.38%             |  |  |  | No            |                  1 | On Loan: —       |
| DIANTHUS THERAPEUTICS INC                 | DIANTHUS THERAPEUTICS INC                     | CUSIP: 252828108<br>LEI: 549300Z3N6ODPCOFC890 | Long             | EC               | CORP              | US        |    730062 | NS      | $38978010.18  | 2.09%             |  |  |  | No            |                  1 | On Loan: —       |
| TECTONIC THERAPEUTIC INC                  | TECTONIC THERAPEUTIC INC                      | CUSIP: 878972108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120995 | NS      | $2418690.05   | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| CRINETICS PHARMACEUTICALS INC             | CRINETICS PHARMACEUTICALS INC                 | CUSIP: 22663K107<br>LEI: 549300Q1CNFXK5P31D28 | Long             | EC               | CORP              | US        |    544470 | NS      | $27190831.80  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| STOKE THERAPEUTICS INC                    | STOKE THERAPEUTICS INC                        | CUSIP: 86150R107<br>LEI: 549300RD25SS2DIJHJ67 | Long             | EC               | CORP              | US        |    317700 | NS      | $9639018.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ENLIVEN THERAPEUTICS INC                  | ENLIVEN THERAPEUTICS INC                      | CUSIP: 29337E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    474262 | NS      | $12544229.90  | 0.67%             |  |  |  | No            |                  1 | On Loan: —       |
| DEFINIUM THERAPEUTICS INC                 | DEFINIUM THERAPEUTICS INC                     | CUSIP: 24477V105<br>LEI: 529900UG3DGE202N5D44 | Long             | EC               | CORP              | CA        |    141900 | NS      | $2395272.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| VAXCYTE INC                               | VAXCYTE INC                                   | CUSIP: 92243G108<br>LEI: 254900M7NMHTGASX8D95 | Long             | EC               | CORP              | US        |    796329 | NS      | $42659344.53  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNEXON INC                               | ANNEXON INC                                   | CUSIP: 03589W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1005200 | NS      | $6272448.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| DISC MEDICINE INC                         | DISC MEDICINE INC                             | CUSIP: 254604101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    142322 | NS      | $11004337.04  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| KYMERA THERAPEUTICS INC                   | KYMERA THERAPEUTICS INC                       | CUSIP: 501575104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    231700 | NS      | $16842273.00  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| TANGO THERAPEUTICS INC                    | TANGO THERAPEUTICS INC                        | CUSIP: 87583X109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    403626 | NS      | $4686097.86   | 0.25%             |  |  |  | No            |                  1 | On Loan: —       |
| SUMMIT THERAPEUTICS INC                   | SUMMIT THERAPEUTICS INC                       | CUSIP: 86627T108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    329400 | NS      | $4769712.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: —       |
| PRAXIS PRECISION MEDICINES INC.           | PRAXIS PRECISION MEDICINES INC                | CUSIP: 74006W207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     86400 | NS      | $27129600.00  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| OLEMA PHARMACEUTICALS INC                 | OLEMA PHARMACEUTICALS INC                     | CUSIP: 68062P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    782800 | NS      | $20133616.00  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTESSA PHARMACEUTICALS PLC              | CENTESSA PHARMACEUTICALS LTD ADR              | CUSIP: 152309100<br>LEI: 213800GIDAARDSKOI827 | Long             | EC               | CORP              | GB        |     83600 | NS      | $2054052.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHT PEAK THERAPEUTICS INC.             | BRIGHT PEAK THERAPEUTICS SER B PC PP          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1920122 | NS      | $3437018.38   | 0.18%             |  |  |  | Yes           |                  3 | On Loan: No      |
| JADE BIOSCIENCES INC                      | JADE BIOSCIENCES INC                          | CUSIP: 008064206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    894343 | NS      | $13960694.23  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| JANUX THERAPEUTICS INC                    | JANUX THERAPEUTICS INC                        | CUSIP: 47103J105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    320385 | NS      | $4392478.35   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| T-KNIFE THERAPEUTICS INC                  | T-KNIFE THERAPEUTICS INC SER B PC PP          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1300097 | NS      | $897066.93    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WUGEN INC                                 | WUGEN INC SER B PC PP                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    580277 | NS      | $922640.43    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TREELINE BIOSCIENCES                      | TREELINE BIOSCIENCES SERIES A PC PP           | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     47600 | NS      | $401744.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NUVALENT INC                              | NUVALENT INC-A                                | CUSIP: 670703107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    412264 | NS      | $42417842.96  | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SONOMA BIOTHERAPEUTICS INC                | SONOMA BIOTHERAPEUTICS INC SER B PFD PP       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1967762 | NS      | $5903286.00   | 0.32%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SONOMA BIOTHERAPEUTICS INC                | SONOMA BIOTHERAPEUTICS INC SER B1 PFD PP      | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1049456 | NS      | $3536666.72   | 0.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| AMYLYX PHARMACEUTICALS INC                | AMYLYX PHARMACEUTICALS INC                    | CUSIP: 03237H101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2433200 | NS      | $34770428.00  | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCELLX INC                               | ARCELLX INC                                   | CUSIP: 03940C100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    142900 | NS      | $9761499.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: —       |
| LIFEMINE THERAPEUTICS INC                 | LIFEMINE THERAPEUTICS INC SER C PP            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1950028 | NS      | $2301033.04   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PARABILIS MEDICINES INC                   | PARABILIS MEDICINES INC SER D PC PP           | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    239281 | NS      | $1756322.54   | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEWAMSTERDAM PHARMA COMPANY NV            | NEWAMSTERDAM PHARMA COMPANY NV                | CUSIP: N/A<br>LEI: 984500B6549TF6E14D36       | Long             | EC               | CORP              | NL        |    586400 | NS      | $18248768.00  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| STRUCTURE THERAPEUTICS INC                | STRUCTURE THERAPEUTICS INC ADR                | CUSIP: 86366E106<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    481200 | NS      | $42562140.00  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MINERALYS THERAPEUTICS INC                | MINERALYS THERAPEUTICS INC                    | CUSIP: 603170101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    266800 | NS      | $8241452.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ENLIVEN THERAPEUTICS INC                  | ENLIVEN THERAPEUTICS INC CVR (NON-TRADABLE)   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    739725 | NS      | $7.40         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| APOGEE THERAPEUTICS INC                   | APOGEE THERAPEUTICS INC                       | CUSIP: 03770N101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    452639 | NS      | $29652380.89  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| RAPPORT THERAPEUTICS INC                  | RAPPORT THERAPEUTICS INC                      | CUSIP: 75383L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    156946 | NS      | $4176333.06   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| KARTOS THERAPEUTICS INC                   | KARTOS THERAPEUTICS INC SERIES C PC PP        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    530692 | NS      | $3242528.12   | 0.17%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ASTRIA THERAPEUTICS INC                   | ASTRIA THERAPEUTICS INC WT                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    247630 | NS      | $1970466.20   | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| CG ONCOLOGY INC                           | CG ONCOLOGY INC                               | CUSIP: 156944100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    248900 | NS      | $12955245.00  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| ENLIVEN THERAPEUTICS INC                  | ENLIVEN THERAPEUTICS INC PIPE                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     73200 | NS      | $1936140.00   | 0.10%             |  |  |  | Yes           |                  1 | On Loan: No      |
| ORUKA THERAPEUTICS INC                    | ORUKA THERAPEUTICS INC PIPE                   | CUSIP: N/A<br>LEI: 529900TG7O4ESUDMGI54       | Long             | EC               | CORP              | US        |     26600 | NS      | $910518.00    | 0.05%             |  |  |  | Yes           |                  1 | On Loan: No      |
| MBX BIOSCIENCES INC                       | MBX BIOSCIENCES INC                           | CUSIP: 55287L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    111100 | NS      | $4094035.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ENDEAVOR BIOMEDICINES INC                 | ENDEAVOR BIOMEDICINES INC SERIES C PC PP      | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    526643 | NS      | $3433712.36   | 0.18%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BRIGHT PEAK THERAPEUTICS INC.             | BRIGHT PEAK THERAPEUTICS SER C PC PP          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    873604 | NS      | $1074532.92   | 0.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WUGEN INC                                 | WUGEN INC CONV 0% 12/31/2199 P/P              | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |    831313 | PA      | $880526.73    | 0.05%             | 2199-12-31      | Variable      | 0.00%                 | Yes           |                  3 | On Loan: No      |
| CARDURION PHARMACEUTICALS INC             | CARDURION PHARMACEUTICALS INC SER B PC PP     | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    331596 | NS      | $1767406.68   | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CANDID THERAPEUTICS                       | CANDID THERAPEUTICS INC SER B PC PP           | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1500060 | NS      | $1815072.60   | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ZENAS BIOPHARMA INC                       | ZENAS BIOPHARMA INC                           | CUSIP: 98937L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    629316 | NS      | $11560534.92  | 0.62%             |  |  |  | No            |                  1 | On Loan: —       |
| UPSTREAM BIO INC                          | UPSTREAM BIO INC                              | CUSIP: 91678A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    691003 | NS      | $21476373.24  | 1.15%             |  |  |  | No            |                  1 | On Loan: —       |
| CRESCENT BIOPHARMA INC                    | CRESCENT BIOPHARMA INC PIPE                   | CUSIP: N/A<br>LEI: 549300TZ84FFU2J2J459       | Long             | EC               | CORP              | KY        |     98300 | NS      | $942697.00    | 0.05%             |  |  |  | Yes           |                  1 | On Loan: No      |
| MAZE THERAPEUTICS INC                     | MAZE THERAPEUTICS INC                         | CUSIP: 578784100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    128000 | NS      | $5578240.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MENTARI THERAPEUTICS INC                  | MENTARI THERAPEUTICS INC SER A PC PP          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   1457407 | NS      | $2011221.66   | 0.11%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ZENAS BIOPHARMA INC                       | ZENAS BIOPHARMA INC PIPE                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     86234 | NS      | $1584118.58   | 0.08%             |  |  |  | Yes           |                  1 | On Loan: No      |
| FABIO TUB HOLDINGS LLC                    | FABIO TUB HOLDINGS LLC PP                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | DE        |      6300 | NS      | $2267942.01   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GALECTO INC                               | DAMORA THERAPEUTICS SER C PC PIPE             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |       100 | NS      | $2623500.00   | 0.14%             |  |  |  | Yes           |                  1 | On Loan: No      |
| PARABILIS MEDICINES INC                   | PARABILIS MEDICINES INC SER F PC PP           | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    491600 | NS      | $3028256.00   | 0.16%             |  |  |  | Yes           |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-02

**Name of Applicant:** Stacie M. Smith

**Signature:** Stacie M. Smith

**Name of Signer:** Stacie M. Smith

**Title:** President and Treasurer