# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069582
**Filing Date:** 2023-3
**Character Count:** 30077
**Document Hash:** f12f04fe9700e9c195d372f7239bfc15
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069582.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069582

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767809

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Hedge Market Neutral Tracker ETF (Series ID: S000023665)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000069679 | IQ Hedge Market Neutral Tracker ETF | QMN             |

## Nport-Ex

Schedule of Investments ─ IQ Hedge Market Neutral Tracker ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 0.2%** |  |  |
| **Money Market Fund — 0.2%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(a)</sup> |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $11,686)** | 11686 | $**11686** |
| **Total Investments — 0.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $11,686)** |  | **11686** |
| **Other Assets and Liabilities, Net — 99.8%** |  | **6200564** |
| **Net Assets — 100.0%** |  | $**6212250** |

---

(a) Reflects
the 1-day yield at January 31, 2023.

Schedule of Investments ─ IQ Hedge Market Neutral Tracker ETF (continued)

January 31, 2023 (unaudited)

---

| | | | | |
|:---|:---|:---|:---|:---|
| The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. |
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(b)</sup> |  |  |  |  |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | $11686 | $– | $– | $11686 |
| Total Investments in Securities | $11686 | $– | $– | $11686 |

---

(b) For
 a complete listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

**A summary of the Fund's transactions with any affiliated fund during the period ended January 31, 2023 is as follows:**

**Affiliated Holdings** 

---

| | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
|  | **Shares at<br> 04/30/2022** | **Value<br> ($) at<br> 04/30/2022** | **Purchases<br> Cost<br> ($)** | **Sales<br> Proceeds<br> ($)** | **Net <br> Realized <br> Gain/(Loss)<br> ($)** | **Net<br> Change in<br> Unrealized<br> Appreciation/<br> (Depreciation)<br> ($)** | **Income<br> Distributions<br> ($)** | **Capital<br> Gain<br> Distributions<br> ($)** | **Shares at<br> 01/31/2023** | **Value<br> ($) at <br> 01/31/2023** |
| IQ Ultra Short Duration ETF | 33327 | 1599029 | 361743 | (1948753) | (29483) | 17464 | 11013 | – |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Hedge Market Neutral Tracker ETF

- **b. EDGAR series identifier (if any):** S000023665

- **c. LEI of Series:** 549300K08WGCI3HVVN75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **Yes**

### Fund Information

**Total Assets:** $6239832.70

**Total Liabilities:** $25189.23

**Net Assets:** $6214643.47

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000069679 | 1.51%                | -0.26%               | 1.83%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-22123.16               | $103650.98                                 |
| Month 2  | $-28537.73               | $-67426.57                                 |
| Month 3  | $-258899.41              | $147303.89                                 |

**Designated Index Information**

- **Index Name:** IQ Hedge Market Neutral Index

- **Index Identifier:** IQHGMN

### Schedule of Portfolio Investments

| Name                                                         | Title                                                          | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Vanguard Mortgage-Backed Securities ETF                      | Vanguard Mortgage-Backed Securities ETF                        | CUSIP: 92206C771<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1469 | NS      | $69175.21     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES MSCI USA QUALITY FACTOR ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-7946.94     | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES MBS ETF                                            | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $119.98       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES MSCI GLOBAL MIN VOL FACTOR ETF                     | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $248.90       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Variable Rate Preferred ETF                          | INVESCO VARIABLE RATE PREFER                                   | CUSIP: 46138G870<br>LEI: 549300INXEJOUVOV7Z07 | Long             | EC               | RF                | US        |     16314 | NS      | $383868.42    | 6.18%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD RUSSELL 1000 GROWTH                               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-1169.90     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SPDR BLOOMBERG BARCLAYS EMERGING MARKETS LOCAL BOND ETF    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $27.73        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg Investment Grade Floating Rate ETF            | SPDR Bloomberg Investment Grade Floating Rate ETF              | CUSIP: 78468R200<br>LEI: 549300QJ0FR0L0XRBI28 | Long             | EC               | RF                | US        |      9292 | NS      | $284521.04    | 4.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Schwab Intermediate-Term U.S. Treasury ETF                   | SCHWAB INTERMEDIATE-TERM US                                    | CUSIP: 808524854<br>LEI: N/A                  | Long             | EC               | RF                | US        |      5118 | NS      | $257793.66    | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS IQ ULTRA SHORT DURATION ETF                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $25.66        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg 1-3 Month T-Bill ETF                          | SPDR Bloomberg 1-3 Month T-Bill ETF                            | CUSIP: 78468R663<br>LEI: 549300GQCVCME1YJ6B50 | Long             | EC               | RF                | US        |      1417 | NS      | $129981.41    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares TIPS Bond ETF                                        | ISHARES TIPS BOND ETF                                          | CUSIP: 464287176<br>LEI: 549300EHD1VQKMRQ0829 | Long             | EC               | RF                | US        |      2154 | NS      | $234032.10    | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS INVESCO SENIOR LOAN ETF                                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $392.20       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares MBS ETF                                              | ISHARES MBS ETF                                                | CUSIP: 464288588<br>LEI: 549300M0TH0IE2E6RP07 | Long             | EC               | RF                | US        |      1158 | NS      | $111029.04    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SPDR BLOOMBERG 1-3 MONTH T-BILL ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-4.87        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Schwab US TIPS ETF                                           | SCHWAB U.S. TIPS ETF                                           | CUSIP: 808524870<br>LEI: 5493001H0ESLTZTZWE77 | Long             | EC               | RF                | US        |      2628 | NS      | $138784.68    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund   | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     11686 | NS      | $11685.80     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-5.09        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SCHWAB U.S. TIPS ETF                                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $88.13        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Portfolio Mortgage Backed Bond ETF                      | SPDR Portfolio Mortgage Backed Bond ETF                        | CUSIP: 78464A383<br>LEI: 549300RAN9OO0VDPBS19 | Long             | EC               | RF                | US        |       812 | NS      | $18229.40     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SCHWAB U.S. LARGE-CAP GROWTH                               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-2060.58     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES SHORT TREASURY BOND ETF                            | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-2.65        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| IQ Ultra Short Duration Etf                                  | IQ Ultra Short Duration Etf                                    | CUSIP: 45409F819<br>LEI: 5493005TWXGQCEG58C67 | Long             | EC               | RF                | US        |      3826 | NS      | $182844.54    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $41.72        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Senior Loan ETF                                      | Invesco Senior Loan ETF                                        | CUSIP: 46138G508<br>LEI: 549300SIHU6DQELRNG59 | Long             | EC               | RF                | US        |     19867 | NS      | $419392.37    | 6.75%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $195.32       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES TIPS BOND ETF                                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $158.88       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg Convertible Securities ETF                    | SPDR Bloomberg Convertible Securities ETF                      | CUSIP: 78464A359<br>LEI: 549300IXKU3G7R6DMX93 | Long             | EC               | RF                | US        |      3166 | NS      | $215952.86    | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| iPath Series B S&P 500 VIX Short-Term Futures ETN            | IPATH SERIES B S&P 500 VIX                                     | CUSIP: 06747R477<br>LEI: N/A                  | Long             | EC               | RF                | US        |      2069 | NS      | $23421.08     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS INVESCO TREASURY COLLATERAL                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-19.56       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $489.20       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg Emerging Markets Local Bond ETF               | SPDR Bloomberg Emerging Markets Local Bond ETF                 | CUSIP: 78464A391<br>LEI: 549300UZIXAGB0EPMT96 | Long             | EC               | RF                | US        |       733 | NS      | $15781.49     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Convertible Bond ETF                                 | iShares Convertible Bond ETF                                   | CUSIP: 46435G102<br>LEI: 5493009GXGY863LN1X56 | Long             | EC               | RF                | US        |      1333 | NS      | $98255.43     | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD MEGA CAP GROWTH ETF                               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-1535.52     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD GROWTH ETF                                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-10624.36    | -0.17%            |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Treasury Collateral ETF                              | Invesco Treasury Collateral ETF                                | CUSIP: 46138G888<br>LEI: 549300E094R1VT171085 | Long             | EC               | RF                | US        |      1236 | NS      | $130237.32    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES 3-7 YEAR TREASURY BOND ETF                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $271.75       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS POWERSHARES DB US DOLLAR INDEX                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-141.95      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg Short Term High Yield Bond ETF                | SPDR Bloomberg Short Term High Yield Bond ETF                  | CUSIP: 78468R408<br>LEI: 549300YI2V5ELVW58659 | Long             | EC               | RF                | US        |      4908 | NS      | $122798.16    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI Global Min Vol Factor ETF                       | ISHARES MSCI GLOBAL MIN VOL                                    | CUSIP: 464286525<br>LEI: 549300DZXYYH8TOP8M46 | Long             | EC               | RF                | US        |      3844 | NS      | $372522.04    | 5.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco DB US Dollar Index Bullish Fund                      | Invesco DB US Dollar Index Bullish Fund                        | CUSIP: 46141D203<br>LEI: 549300QQBOFDEGGI5W06 | Long             | EC               | RF                | US        |      6305 | NS      | $173450.55    | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS IPATH SERIES B S&P 500 VIX SHORT-TERM FUTURES ETN          | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-244.15      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD MORTGAGE-BACKED SECURITIES ETF                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $74.48        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANECK VECTORS JP MORGAN EM LOCAL CURRENCY BOND UCITS ETF  | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $30.62        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES 0-5 YEAR HIG                                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $228.57       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| VanEck J. P. Morgan EM Local Currency Bond ETF               | VanEck J. P. Morgan EM Local Currency Bond ETF                 | CUSIP: 92189H300<br>LEI: 549300CNWPR88MZBEA63 | Long             | EC               | RF                | US        |       814 | NS      | $20569.78     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS INVESCO VARIABLE RATE PREFERRED ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $736.12       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD INTERMEDIATE-TERM TREASURY ETF                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $358.00       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares Short Treasury Bond ETF                              | ISHARES SHORT TREASURY BOND                                    | CUSIP: 464288679<br>LEI: 549300F8ZJ4IZLOOBP30 | Long             | EC               | RF                | US        |      1175 | NS      | $129579.00    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Blackstone Senior Loan ETF                              | SPDR Blackstone Senior Loan ETF                                | CUSIP: 78467V608<br>LEI: 549300ME4SR63Y3TRD06 | Long             | EC               | PF                | US        |     14844 | NS      | $624783.96    | 10.05%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SPDR PORTFOLIO MORTGAGE BACKED BOND ETF                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $19.94        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Goldman Sachs Access Treasury 0-1 Year ETF                   | GOLDMAN SACHS ACCESS TREASUR                                   | CUSIP: 381430529<br>LEI: 549300Q2J4ZAD8E71F28 | Long             | EC               | RF                | US        |      1311 | NS      | $131086.89    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS MODEL LONG IQ                                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $134.56       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares Floating Rate Bond ETF                               | iShares Floating Rate Bond ETF                                 | CUSIP: 46429B655<br>LEI: 549300G2T0MQ0NCEG317 | Long             | EC               | RF                | US        |     16162 | NS      | $818766.92    | 13.17%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SPDR BLACKSTONE / GSO SENIOR LOAN ETF                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $624.81       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES FLOATING RATE BOND ETF                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $90.17        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares 3-7 Year Treasury Bond ETF                           | ISHARES 3-7 YEAR TREASURY BO                                   | CUSIP: 464288661<br>LEI: 549300BUGBHWMFPSNL42 | Long             | EC               | RF                | US        |      3415 | NS      | $400579.50    | 6.45%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 0-5 Year High Yield Corporate Bond ETF               | iShares 0-5 Year High Yield Corporate Bond ETF                 | CUSIP: 46434V407<br>LEI: 549300R96U5WQ7R5ID10 | Long             | EC               | RF                | US        |      6023 | NS      | $253026.23    | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ISHARES CONVERTIBLE BOND ETF                               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $232.62       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Intermediate-Term Treasury ETF                      | Vanguard Intermediate-Term Treasury ETF                        | CUSIP: 92206C706<br>LEI: N/A                  | Long             | EC               | RF                | US        |      7722 | NS      | $462316.14    | 7.44%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ