# EDGAR Filing Document

**Accession Number:** 0001846368
**File Stem:** 0001172661-23-000647
**Filing Date:** 2023-2
**Character Count:** 11303
**Document Hash:** 2643c1d0516886e57becdf99c9330131
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000647.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001172661-23-000647

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Asset Management Inc.
- **CENTRAL INDEX KEY:** 0001846368
- **IRS NUMBER:** 844936047
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20937
- **FILM NUMBER:** 23612524

**BUSINESS ADDRESS:**
- **STREET 1:** 54 W. 40TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 54 W. 40TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Simplify Asset Management Inc.<br>**Address:** 54 W. 40th Street<br>New York, NY 10018

**Form 13F File Number:** 028-20937

**CRD Number (if applicable):** 000309535

**SEC File Number (if applicable):** 801-119255

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Paul S. Kim<br>**Title:** CEO CCO<br>**Phone:** 646-741-2438

**Signature, Place, and Date of Signing:**

/s/ Paul S. Kim  New York, NY  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 78

**Form 13F Information Table Value Total:** $648864835

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 1196052 | 10894 | SH |  | SOLE |  | 10894 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 929742 | 5753 | SH |  | SOLE |  | 5753 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 533802 | 3567 | SH |  | SOLE |  | 3567 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 |  | 330809 | 1392 | SH |  | SOLE |  | 1392 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 361130 | 1375 | SH |  | SOLE |  | 1375 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 202561 | 1559 | SH |  | SOLE |  | 1559 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 2778664 | 40600 | SH | Put | SOLE |  | 40600 | 0 | 0 |
| ATRICURE INC | COM | 04963C209 |  | 505399 | 11388 | SH |  | SOLE |  | 11388 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 |  | 1555706 | 30522 | SH |  | SOLE |  | 30522 | 0 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 862840 | 3393 | SH |  | SOLE |  | 3393 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 1616105 | 5836 | SH |  | SOLE |  | 5836 | 0 | 0 |
| BIO-TECHNE CORP | COM | 09073M104 |  | 374949 | 4524 | SH |  | SOLE |  | 4524 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 534233 | 11546 | SH |  | SOLE |  | 11546 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 2276024 | 27753 | SH |  | SOLE |  | 27753 | 0 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 2932690 | 8851 | SH |  | SOLE |  | 8851 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 253111 | 5313 | SH |  | SOLE |  | 5313 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 206564 | 4569 | SH |  | SOLE |  | 4569 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 2613138 | 57800 | SH | Call | SOLE |  | 57800 | 0 | 0 |
| COOPER COS INC | COM NEW | 216648402 |  | 554203 | 1676 | SH |  | SOLE |  | 1676 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 515921 | 4900 | SH | Call | SOLE |  | 4900 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 221635 | 2105 | SH |  | SOLE |  | 2105 | 0 | 0 |
| CUTERA INC | COM | 232109108 |  | 2688045 | 60788 | SH |  | SOLE |  | 60788 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 842624 | 9042 | SH |  | SOLE |  | 9042 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 6101 | 83 | SH |  | SOLE |  | 83 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 1624350 | 22100 | SH | Call | SOLE |  | 22100 | 0 | 0 |
| DEXCOM INC | COM | 252131107 |  | 2443040 | 21574 | SH |  | SOLE |  | 21574 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 2276048 | 4437 | SH |  | SOLE |  | 4437 | 0 | 0 |
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 |  | 2332413 | 35528 | SH |  | SOLE |  | 35528 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 365893 | 4262 | SH |  | SOLE |  | 4262 | 0 | 0 |
| HUMANA INC | COM | 444859102 |  | 837431 | 1635 | SH |  | SOLE |  | 1635 | 0 | 0 |
| INSULET CORP | COM | 45784P101 |  | 257002 | 873 | SH |  | SOLE |  | 873 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 2095469 | 7897 | SH |  | SOLE |  | 7897 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 9860348 | 37030 | SH |  | SOLE |  | 37030 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 588239 | 2871 | SH |  | SOLE |  | 2871 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 1176406 | 34010 | SH |  | SOLE |  | 34010 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 4789739 | 102564 | SH |  | SOLE |  | 102564 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 22020274 | 357240 | SH |  | SOLE |  | 357240 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 1525653 | 15730 | SH |  | SOLE |  | 15730 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1137000 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 2353697 | 24870 | SH |  | SOLE |  | 24870 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 452302001 | 1177226 | SH |  | SOLE |  | 1177226 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2788597 | 15786 | SH |  | SOLE |  | 15786 | 0 | 0 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 814525 | 3459 | SH |  | SOLE |  | 3459 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 2799408 | 7652 | SH |  | SOLE |  | 7652 | 0 | 0 |
| LIVANOVA PLC | SHS | G5509L101 |  | 236156 | 4252 | SH |  | SOLE |  | 4252 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 2293484 | 6114 | SH |  | SOLE |  | 6114 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 569843 | 7332 | SH |  | SOLE |  | 7332 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 215589 | 1545 | SH |  | SOLE |  | 1545 | 0 | 0 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347Y839 |  | 7408800 | 1080000 | SH | Call | SOLE |  | 1080000 | 0 | 0 |
| QUIDELORTHO CORP | COM | 219798105 |  | 328116 | 3830 | SH |  | SOLE |  | 3830 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 2839063 | 3935 | SH |  | SOLE |  | 3935 | 0 | 0 |
| RESMED INC | COM | 761152107 |  | 2012409 | 9669 | SH |  | SOLE |  | 9669 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 201247 | 1566 | SH |  | SOLE |  | 1566 | 0 | 0 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 426641 | 2075 | SH |  | SOLE |  | 2075 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | HIGH YIELD PLUS | 82889N830 |  | 10461961 | 489334 | SH |  | SOLE |  | 489334 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 |  | 4150312 | 159566 | SH |  | SOLE |  | 159566 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | VOLATILITY PREM | 82889N863 |  | 10550194 | 481744 | SH |  | SOLE |  | 481744 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | SIMPLIFY INTERST | 82889N855 |  | 4317367 | 60290 | SH |  | SOLE |  | 60290 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | ENHANCED INM ETF | 82889N632 |  | 511552 | 20452 | SH |  | SOLE |  | 20452 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | AGGREGATE BOND P | 82889N723 |  | 318132 | 14215 | SH |  | SOLE |  | 14215 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | SHORT TERM TREA | 82889N657 |  | 4556251 | 183831 | SH |  | SOLE |  | 183831 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | STABLE INCM ETF | 82889N640 |  | 510319 | 20372 | SH |  | SOLE |  | 20372 | 0 | 0 |
| SIMPLIFY EXCHANGE TRADED FUN | INTMD TERM TRSRY | 82889N798 |  | 5871798 | 387447 | SH |  | SOLE |  | 387447 | 0 | 0 |
| SONDER HOLDINGS INC | CLASS A COM | 83542D102 |  | 202227 | 163086 | SH |  | SOLE |  | 163086 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 26081726 | 68200 | SH | Call | SOLE |  | 68200 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 641053 | 2622 | SH |  | SOLE |  | 2622 | 0 | 0 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 |  | 506391 | 10379 | SH |  | SOLE |  | 10379 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 125644 | 1020 | SH |  | SOLE |  | 1020 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 6122046 | 49700 | SH | Call | SOLE |  | 49700 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 1237400 | 2247 | SH |  | SOLE |  | 2247 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 363742 | 1308 | SH |  | SOLE |  | 1308 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 4239849 | 7997 | SH |  | SOLE |  | 7997 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 9883178 | 48700 | SH | Put | SOLE |  | 48700 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 201568 | 698 | SH |  | SOLE |  | 698 | 0 | 0 |
| VIEWRAY INC | COM | 92672L107 |  | 1230889 | 274752 | SH |  | SOLE |  | 274752 | 0 | 0 |
| WATERS CORP | COM | 941848103 |  | 536480 | 1566 | SH |  | SOLE |  | 1566 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 206782 | 1411 | SH |  | SOLE |  | 1411 | 0 | 0 |
| ZSCALER INC | COM | 98980G102 |  | 227045 | 2029 | SH |  | SOLE |  | 2029 | 0 | 0 |

---