# EDGAR Filing Document

**Accession Number:** 0001281941
**File Stem:** 9999999997-23-002104
**Filing Date:** 2023-3
**Character Count:** 1534
**Document Hash:** c4ed1708660114d6346b4b01f034cddf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002104.hdr.sgml**: 20230427

**ACCESSION NUMBER**: 9999999997-23-002104

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230427

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
- **CENTRAL INDEX KEY:** 0001281941
- **IRS NUMBER:** 800238622
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66397
- **FILM NUMBER:** 23002850

**BUSINESS ADDRESS:**
- **STREET 1:** 1095 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 1 212 667 0485

**MAIL ADDRESS:**
- **STREET 1:** 1095 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD CHARTERED SECURITIES N.A. LLC
- **DATE OF NAME CHANGE:** 20170613

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
- **DATE OF NAME CHANGE:** 20170512

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD CHARTERED SECURITIES N.A. LLC
- **DATE OF NAME CHANGE:** 20170508

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002850 for access to the original document.

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