# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017591
**Filing Date:** 2023-1
**Character Count:** 49878
**Document Hash:** d8cc7d146d644694150178edd1b2cb12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017591.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017591

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565974

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### RiverFront Dynamic US Flex-Cap ETF (Series ID: S000052853)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000166226 | RiverFront Dynamic US Flex-Cap ETF | RFFC            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** RiverFront Dynamic US Flex-Cap ETF

- **b. EDGAR series identifier (if any):** S000052853

- **c. LEI of Series:** 549300YH88CO6CLCJ825

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $28810399.02

**Total Liabilities:** $11814.75

**Net Assets:** $28798584.27

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000166226 | -10.53%              | 9.03%                | 5.51%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-876589.99              | $-2430110.86                               |
| Month 2  | $183758.07               | $2123597.12                                |
| Month 3  | $-17.38                  | $1449080.39                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Travelers Cos Inc/the                                      | Travelers Cos., Inc.                                                        | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |      1317 | NS      | $249979.77    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Interpublic Group Of Cos Inc/the                           | Interpublic Group of Cos., Inc.                                             | CUSIP: 460690100<br>LEI: 5493008IUOJ5VWTRC333 | Long             | EC               | CORP              | US        |      5298 | NS      | $182039.28    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                                                | Cintas Corp.                                                                | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       446 | NS      | $205953.88    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Nvidia Corp                                                | NVIDIA Corp.                                                                | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      1015 | NS      | $171768.45    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Transocean Ltd                                             | Transocean, Ltd.                                                            | CUSIP: H8817H100<br>LEI: 529900QO4W5DQGBGEF32 | Long             | EC               | CORP              | CH        |     46178 | NS      | $196256.50    | 0.68%             |  |  |  | No            |                  1 | On Loan: —       |
| Adt Inc                                                    | ADT, Inc.                                                                   | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31212 | NS      | $291520.08    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                                              | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      3676 | NS      | $371239.24    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| First Commonwealth Financial Corp                          | First Commonwealth Financial Corp.                                          | CUSIP: 319829107<br>LEI: 549300ZHLQ42NXDETL24 | Long             | EC               | CORP              | US        |      7352 | NS      | $108221.44    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/the                                       | Williams Cos., Inc.                                                         | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |      7284 | NS      | $252754.80    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Identiv Inc                                                | Identiv, Inc.                                                               | CUSIP: 45170X205<br>LEI: 5299008KH3C585Z0DS77 | Long             | EC               | CORP              | US        |     13488 | NS      | $112624.80    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Ugi Corp                                                   | UGI Corp.                                                                   | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |      8186 | NS      | $316388.90    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                                                | Maximus, Inc.                                                               | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |      1509 | NS      | $106082.70    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                                              | Citigroup, Inc.                                                             | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      7376 | NS      | $357072.16    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                                                 | Pfizer, Inc.                                                                | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      8516 | NS      | $426907.08    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                                                | Snap-on, Inc.                                                               | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |       121 | NS      | $29112.60     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/the                                         | Home Depot, Inc.                                                            | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      1028 | NS      | $333061.72    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corp                                                 | Nucor Corp.                                                                 | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |      1702 | NS      | $255214.90    | 0.89%             |  |  |  | No            |                  1 | On Loan: —       |
| Sl Green Realty Corp                                       | SL Green Realty Corp.                                                       | CUSIP: 78440X887<br>LEI: 549300VQZPJU97H3GT17 | Long             | EC               | CORP              | US        |      1778 | NS      | $74604.88     | 0.26%             |  |  |  | No            |                  1 | On Loan: —       |
| Lumen Technologies Inc                                     | Lumen Technologies, Inc.                                                    | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |     33730 | NS      | $184503.10    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Fmc Corp                                                   | FMC Corp.                                                                   | CUSIP: 302491303<br>LEI: CKDHZ2X64EEBQCSP7013 | Long             | EC               | CORP              | US        |      1680 | NS      | $219475.20    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate Technology Holdings Plc                            | Seagate Technology PLC                                                      | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |      4703 | NS      | $249117.91    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Acco Brands Corp                                           | ACCO Brands Corp.                                                           | CUSIP: 00081T108<br>LEI: JCT8P4Y190IH4I1NX328 | Long             | EC               | CORP              | US        |     14061 | NS      | $78319.77     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Suncoke Energy Inc                                         | SunCoke Energy, Inc.                                                        | CUSIP: 86722A103<br>LEI: 1KF1J2NXQE2PI0QOB943 | Long             | EC               | CORP              | US        |     17724 | NS      | $149945.04    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                                         | Enphase Energy, Inc.                                                        | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       675 | NS      | $216398.25    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corp                                      | General Dynamics Corp.                                                      | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      1313 | NS      | $331388.07    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                                  | Block, Inc.                                                                 | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |      1257 | NS      | $85186.89     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaredge Technologies Inc                                 | SolarEdge Technologies, Inc.                                                | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | US        |      1012 | NS      | $302446.32    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co/the                                      | New York Times Co.                                                          | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |      2657 | NS      | $97379.05     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc                                  | United Parcel Service, Inc.                                                 | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      2046 | NS      | $388187.58    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Highwoods Properties Inc                                   | Highwoods Properties, Inc.                                                  | CUSIP: 431284108<br>LEI: ZIIGTYKL9T0X3HLTDX53 | Long             | EC               | CORP              | US        |      2826 | NS      | $84214.80     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                                            | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      7156 | NS      | $690840.24    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                          | Johnson & Johnson                                                           | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      2610 | NS      | $464580.00    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| H&r Block Inc                                              | H&R Block, Inc.                                                             | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |      6171 | NS      | $269734.41    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| New Fortress Energy Inc                                    | New Fortress Energy, Inc.                                                   | CUSIP: 644393100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6357 | NS      | $323571.30    | 1.12%             |  |  |  | No            |                  1 | On Loan: —       |
| Microsoft Corp                                             | Microsoft Corp.                                                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5072 | NS      | $1294070.08   | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Sirius Xm Holdings Inc                                     | Sirius XM Holdings, Inc.                                                    | CUSIP: 82968B103<br>LEI: 54930055RWDMVXAGZK98 | Long             | EC               | CORP              | US        |     26939 | NS      | $174834.11    | 0.61%             |  |  |  | No            |                  1 | On Loan: —       |
| Archer-daniels-midland Co                                  | Archer-Daniels-Midland Co.                                                  | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |      3042 | NS      | $296595.00    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hope Bancorp Inc                                           | Hope Bancorp, Inc.                                                          | CUSIP: 43940T109<br>LEI: 549300UTF4QGMBHIZ219 | Long             | EC               | CORP              | US        |      7915 | NS      | $107802.30    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Caci International Inc                                     | CACI International, Inc.                                                    | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |       497 | NS      | $155213.10    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealed Air Corp                                            | Sealed Air Corp.                                                            | CUSIP: 81211K100<br>LEI: Q0M0CZB4YN6JZ65WXI09 | Long             | EC               | CORP              | US        |       254 | NS      | $13520.42     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                                               | Tapestry, Inc.                                                              | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |      9054 | NS      | $341969.58    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                                             | Cloudflare, Inc.                                                            | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |      2459 | NS      | $120835.26    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                  | Tesla, Inc.                                                                 | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       710 | NS      | $138237.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Jpmorgan Chase & Co                                        | JPMorgan Chase & Co.                                                        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      3050 | NS      | $421449.00    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Us Bancorp                                                 | US Bancorp                                                                  | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |      4032 | NS      | $183012.48    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                                               | Prologis, Inc.                                                              | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |      1562 | NS      | $183987.98    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Coterra Energy Inc                                         | Coterra Energy, Inc.                                                        | CUSIP: 127097103<br>LEI: FCNMH6O7VWU7LHXMK351 | Long             | EC               | CORP              | US        |      7597 | NS      | $212032.27    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                                              | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1747 | NS      | $177233.15    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| American Vanguard Corp                                     | American Vanguard Corp.                                                     | CUSIP: 030371108<br>LEI: 529900GWI78WZA5M9783 | Long             | EC               | CORP              | US        |      7566 | NS      | $174018.00    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                          | Cisco Systems, Inc.                                                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      9055 | NS      | $450214.60    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnite Inc                                                | Magnite, Inc.                                                               | CUSIP: 55955D100<br>LEI: 54930018FR2YX1HHSB02 | Long             | EC               | CORP              | US        |      3880 | NS      | $43106.80     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                                 | Advanced Micro Devices, Inc.                                                | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      2757 | NS      | $214025.91    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                      | Texas Instruments, Inc.                                                     | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      1475 | NS      | $266178.50    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Zynex Inc                                                  | Zynex, Inc.                                                                 | CUSIP: 98986M103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12331 | NS      | $169181.32    | 0.59%             |  |  |  | No            |                  1 | On Loan: —       |
| O-i Glass Inc                                              | O-I, Inc.                                                                   | CUSIP: 67098H104<br>LEI: XRT4MR5HXMYMNAZQA715 | Long             | EC               | CORP              | US        |     13794 | NS      | $226359.54    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corp                                                 | Cigna Corp.                                                                 | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |       731 | NS      | $240418.59    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Cvs Health Corp                                            | CVS Health Corp.                                                            | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      2670 | NS      | $272019.60    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike Inc                                                   | NIKE, Inc.                                                                  | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      1858 | NS      | $203804.02    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc                                    | Nexstar Media Group, Inc.                                                   | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |      1493 | NS      | $283013.08    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                               | Broadcom, Inc.                                                              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       614 | NS      | $338332.42    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc                                 | Mondelez International, Inc.                                                | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      4239 | NS      | $286598.79    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Corecivic Inc                                              | CoreCivic, Inc.                                                             | CUSIP: 21871N101<br>LEI: 529900JFA3K6PTLT8B15 | Long             | EC               | CORP              | US        |     10732 | NS      | $142520.96    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Biosciences Of California Inc                      | Pacific Biosciences of California, Inc.                                     | CUSIP: 69404D108<br>LEI: 529900F1BWRE1M0KZN89 | Long             | EC               | CORP              | US        |      5224 | NS      | $56158.00     | 0.20%             |  |  |  | No            |                  1 | On Loan: —       |
| National Fuel Gas Co                                       | National Fuel Gas Co.                                                       | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |      2109 | NS      | $139679.07    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Glatfelter Corp                                            | Glatfelter Corp.                                                            | CUSIP: 377320106<br>LEI: 549300LDQLQBT38QDY28 | Long             | EC               | CORP              | US        |      7864 | NS      | $27288.08     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                                        | Abbott Laboratories                                                         | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      2409 | NS      | $259160.22    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc                                     | Berkshire Hathaway, Inc.                                                    | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |       239 | NS      | $76145.40     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                   | Visa, Inc.                                                                  | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      2116 | NS      | $459172.00    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                  | Apple, Inc.                                                                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     11383 | NS      | $1685025.49   | 5.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                                 | Vertex Pharmaceuticals, Inc.                                                | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |       740 | NS      | $234136.00    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Ncr Corp                                                   | NCR Corp.                                                                   | CUSIP: 62886E108<br>LEI: 549300YKTY8JX1DV2R67 | Long             | EC               | CORP              | US        |      3979 | NS      | $94978.73     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Choice Hotels International Inc                            | Choice Hotels International, Inc.                                           | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |       640 | NS      | $78860.80     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Co                                              | Ford Motor Co.                                                              | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |     24106 | NS      | $335073.40    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                                           | Altria Group, Inc.                                                          | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |      2158 | NS      | $100519.64    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Alto Ingredients Inc                                       | Alto Ingredients, Inc.                                                      | CUSIP: 021513106<br>LEI: 549300TI77MKE21DLE34 | Long             | EC               | CORP              | US        |     55408 | NS      | $193373.92    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Arbor Realty Trust Inc                                     | Arbor Realty Trust, Inc.                                                    | CUSIP: 038923108<br>LEI: 549300ASFUWYQO0RW077 | Long             | EC               | CORP              | US        |      6477 | NS      | $96377.76     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                                           | Duke Energy Corp.                                                           | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |      1079 | NS      | $107824.47    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank Of America Corp                                       | Bank of America Corp.                                                       | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      7046 | NS      | $266691.10    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Unitedhealth Group Inc                                     | UnitedHealth Group, Inc.                                                    | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      1075 | NS      | $588842.00    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                                               | Comcast Corp.                                                               | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |      9507 | NS      | $348336.48    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Keycorp                                                    | KeyCorp                                                                     | CUSIP: 493267108<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EC               | CORP              | US        |      8355 | NS      | $157157.55    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Oneok Inc                                                  | ONEOK, Inc.                                                                 | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |      2789 | NS      | $186639.88    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc                                          | Kinder Morgan, Inc.                                                         | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     16820 | NS      | $321598.40    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                             | Salesforce.com, Inc.                                                        | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      1505 | NS      | $241176.25    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                   | Crowdstrike Holdings, Inc.                                                  | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      1118 | NS      | $131532.70    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Amdocs Ltd                                                 | Amdocs, Ltd.                                                                | CUSIP: G02602103<br>LEI: 549300HQV672RJ7RQV66 | Long             | EC               | CORP              | GG        |      2422 | NS      | $215218.92    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Adeia Inc                                                  | Adeia, Inc.                                                                 | CUSIP: 00676P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6102 | NS      | $67427.10     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                                                 | Zoetis, Inc.                                                                | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |      1381 | NS      | $212867.34    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                  | Adobe, Inc.                                                                 | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |        48 | NS      | $16556.64     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |      5505 | NS      | $5505.45      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                                             | Mastercard, Inc.                                                            | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      1186 | NS      | $422690.40    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Heidrick & Struggles International Inc                     | Heidrick & Struggles International, Inc.                                    | CUSIP: 422819102<br>LEI: 5493006284N2J367VB57 | Long             | EC               | CORP              | US        |      3041 | NS      | $90317.70     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Oge Energy Corp                                            | OGE Energy Corp.                                                            | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |      6461 | NS      | $261412.06    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                                           | Exxon Mobil Corp.                                                           | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      5464 | NS      | $608361.76    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Everquote Inc                                              | EverQuote, Inc.                                                             | CUSIP: 30041R108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12761 | NS      | $137818.80    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Gen Digital Inc                                            | Gen Digital, Inc.                                                           | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     12520 | NS      | $287459.20    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Regions Financial Corp                                     | Regions Financial Corp.                                                     | CUSIP: 7591EP100<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EC               | CORP              | US        |      8211 | NS      | $190577.31    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc                               | Walgreens Boots Alliance, Inc.                                              | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |      4204 | NS      | $174466.00    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Oil Corp                                          | Marathon Oil Corp.                                                          | CUSIP: 565849106<br>LEI: 1FRVQX2CRLGC1XLP5727 | Long             | EC               | CORP              | US        |     12738 | NS      | $390164.94    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Clarus Corp                                                | Clarus Corp.                                                                | CUSIP: 18270P109<br>LEI: 549300PKSLI6PT0ULL72 | Long             | EC               | CORP              | US        |      3918 | NS      | $32597.76     | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| Casella Waste Systems Inc                                  | Casella Waste Systems, Inc.                                                 | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |      2030 | NS      | $174762.70    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Willis Towers Watson Plc                                   | Willis Towers Watson PLC                                                    | CUSIP: G96629103<br>LEI: 549300WHC56FF48KL350 | Long             | EC               | CORP              | IE        |        28 | NS      | $6892.48      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                         | Meta Platforms, Inc.                                                        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1716 | NS      | $202659.60    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Csx Corp                                                   | CSX Corp.                                                                   | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |     10884 | NS      | $355797.96    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc                              | Regeneron Pharmaceuticals, Inc.                                             | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       240 | NS      | $180408.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                                           | Radian Group, Inc.                                                          | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |      8366 | NS      | $163722.62    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-palmolive Co                                       | Colgate-Palmolive Co.                                                       | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |      2705 | NS      | $209583.40    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Archrock Inc                                               | Archrock, Inc.                                                              | CUSIP: 03957W106<br>LEI: 549300K3RIHMHDVFTL28 | Long             | EC               | CORP              | US        |     15851 | NS      | $138062.21    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                             | Merck & Co., Inc.                                                           | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      3640 | NS      | $400836.80    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-cola Co/the                                           | Coca-Cola Co.                                                               | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      6319 | NS      | $401951.59    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualcomm Inc                                               | QUALCOMM, Inc.                                                              | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      1652 | NS      | $208961.48    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/the                                    | Procter & Gamble Co.                                                        | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      1958 | NS      | $292055.28    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bwx Technologies Inc                                       | BWX Technologies, Inc.                                                      | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |      1992 | NS      | $121292.88    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprouts Farmers Market Inc                                 | Sprouts Farmers Market, Inc.                                                | CUSIP: 85208M102<br>LEI: 529900P8F4G77Q52XE24 | Long             | EC               | CORP              | US        |      4821 | NS      | $165504.93    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbvie Inc                                                 | AbbVie, Inc.                                                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      2686 | NS      | $432929.48    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimco Realty Corp                                          | Kimco Realty Corp.                                                          | CUSIP: 49446R109<br>LEI: 549300EA7I6T15IBYS12 | Long             | EC               | CORP              | US        |      8136 | NS      | $186477.12    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Ebix Inc                                                   | Ebix, Inc.                                                                  | CUSIP: 278715206<br>LEI: 549300DHXVZR5SW5QR44 | Long             | EC               | CORP              | US        |      2308 | NS      | $43828.92     | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Quest Diagnostics Inc                                      | Quest Diagnostics, Inc.                                                     | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |      1117 | NS      | $169594.11    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Kearny Financial Corp/md                                   | Kearny Financial Corp.                                                      | CUSIP: 48716P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8425 | NS      | $81469.75     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Mosaic Co/the                                              | Mosaic Co.                                                                  | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |      4245 | NS      | $217768.50    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer