# EDGAR Filing Document

**Accession Number:** 0001584087
**File Stem:** 0001584087-23-000003
**Filing Date:** 2023-2
**Character Count:** 14001
**Document Hash:** 16adaf88d5712dab8be76740b738faa7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001584087-23-000003.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001584087-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 1492 Capital Management LLC
- **CENTRAL INDEX KEY:** 0001584087
- **IRS NUMBER:** 263390509
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15880
- **FILM NUMBER:** 23616553

**BUSINESS ADDRESS:**
- **STREET 1:** 309 N WATER ST
- **STREET 2:** SUITE 210
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4142761492

**MAIL ADDRESS:**
- **STREET 1:** 309 N WATER ST
- **STREET 2:** SUITE 210
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** 1492 Capital Management LLC<br>**Address:** 309 N WATER ST<br>SUITE 210<br>MILWAUKEE, WI 53202

**Form 13F File Number:** 028-15880

**CRD Number (if applicable):** 000148566

**SEC File Number (if applicable):** 801-70447

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kathleen Daley<br>**Title:** Chief Compliance Officer<br>**Phone:** 4142249185

**Signature, Place, and Date of Signing:**

Kathleen Daley  Milwaukee, WI  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 104

**Form 13F Information Table Value Total:** $155097091

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 89BIO INC | COM | 282559103 |  | 998859 | 78465 | SH |  | SOLE |  | 78465 | 0 | 0 |
| A10 NETWORKS INC | COM | 002121101 |  | 4166796 | 250559 | SH |  | SOLE |  | 250559 | 0 | 0 |
| ACCEL ENTERTAINMENT INC | COM CL A1 | 00436Q106 |  | 3013118 | 391314 | SH |  | SOLE |  | 391314 | 0 | 0 |
| ADTRAN HOLDINGS INC | COM | 00486H105 |  | 3864333 | 205659 | SH |  | SOLE |  | 205659 | 0 | 0 |
| ALPINE INCOME PPTY TR INC | COM | 02083X103 |  | 211101 | 11064 | SH |  | SOLE |  | 11064 | 0 | 0 |
| AMERIS BANCORP | COM | 03076K108 |  | 1274288 | 27032 | SH |  | SOLE |  | 27032 | 0 | 0 |
| AMMO INC | COM | 00175J107 |  | 181304 | 104800 | SH |  | SOLE |  | 104800 | 0 | 0 |
| ANI PHARMACEUTICALS INC | COM | 00182C103 |  | 731301 | 18178 | SH |  | SOLE |  | 18178 | 0 | 0 |
| ARCUS BIOSCIENCES INC | COM | 03969F109 |  | 635786 | 30744 | SH |  | SOLE |  | 30744 | 0 | 0 |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 03969K108 |  | 2583281 | 174546 | SH |  | SOLE |  | 174546 | 0 | 0 |
| ARGO GROUP INTL HLDGS LTD | COM | G0464B107 |  | 1110361 | 42954 | SH |  | SOLE |  | 42954 | 0 | 0 |
| BJS RESTAURANTS INC | COM | 09180C106 |  | 804907 | 30512 | SH |  | SOLE |  | 30512 | 0 | 0 |
| BLOOMIN BRANDS INC | COM | 094235108 |  | 238744 | 11866 | SH |  | SOLE |  | 11866 | 0 | 0 |
| BOX INC | CL A | 10316T104 |  | 1448510 | 46531 | SH |  | SOLE |  | 46531 | 0 | 0 |
| CACI INTL INC | CL A | 127190304 |  | 2215649 | 7371 | SH |  | SOLE |  | 7371 | 0 | 0 |
| CADENCE BANK | COM | 12740C103 |  | 1433278 | 58216 | SH |  | SOLE |  | 58216 | 0 | 0 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 |  | 2738570 | 65831 | SH |  | SOLE |  | 65831 | 0 | 0 |
| CALAVO GROWERS INC | COM | 128246105 |  | 1256497 | 42738 | SH |  | SOLE |  | 42738 | 0 | 0 |
| CALAVO GROWERS INC | COM | 128246905 |  | 367500 | 12500 | SH | Call | SOLE |  | 15200 | 0 | 0 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 |  | 3824140 | 103523 | SH |  | SOLE |  | 103523 | 0 | 0 |
| CARPENTER TECHNOLOGY CORP | COM | 144285903 |  | 221640 | 6000 | SH | Call | SOLE |  | 6000 | 0 | 0 |
| CHEESECAKE FACTORY INC | COM | 163072101 |  | 669398 | 21110 | SH |  | SOLE |  | 21110 | 0 | 0 |
| CHEGG INC | COM | 163092109 |  | 966097 | 38231 | SH |  | SOLE |  | 38231 | 0 | 0 |
| CHESAPEAKE ENERGY CORP | COM | 165167735 |  | 205915 | 2182 | SH |  | SOLE |  | 2182 | 0 | 0 |
| CITY OFFICE REIT INC | COM | 178587101 |  | 100585 | 12003 | SH |  | SOLE |  | 12003 | 0 | 0 |
| COPA HOLDINGS SA | CL A | P31076105 |  | 4943957 | 59444 | SH |  | SOLE |  | 59444 | 0 | 0 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 488003 | 12005 | SH |  | SOLE |  | 12005 | 0 | 0 |
| DARLING INGREDIENTS INC | COM | 237266101 |  | 3912563 | 62511 | SH |  | SOLE |  | 62511 | 0 | 0 |
| DESTINATION XL GROUP INC | COM | 25065K104 |  | 909812 | 134787 | SH |  | SOLE |  | 134787 | 0 | 0 |
| DIGITAL TURBINE INC | COM NEW | 25400W102 |  | 569062 | 37340 | SH |  | SOLE |  | 37340 | 0 | 0 |
| DOCGO INC | COM | 256086109 |  | 4484508 | 634301 | SH |  | SOLE |  | 634301 | 0 | 0 |
| DOUBLEVERIFY HLDGS INC | COM | 25862V105 |  | 1226773 | 55864 | SH |  | SOLE |  | 55864 | 0 | 0 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 879160 | 77187 | SH |  | SOLE |  | 77187 | 0 | 0 |
| DYNATRACE INC | COM NEW | 268150109 |  | 878908 | 22948 | SH |  | SOLE |  | 22948 | 0 | 0 |
| EBIX INC | COM NEW | 278715206 |  | 305987 | 15330 | SH |  | SOLE |  | 15330 | 0 | 0 |
| EMERALD HOLDING INC | COM | 29103W104 |  | 1229106 | 347205 | SH |  | SOLE |  | 347205 | 0 | 0 |
| ENCOMPASS HEALTH CORP | COM | 29261A100 |  | 1743462 | 29150 | SH |  | SOLE |  | 29150 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 2513870 | 50775 | SH |  | SOLE |  | 50775 | 0 | 0 |
| EXCELERATE ENERGY INC | CL A COM | 30069T101 |  | 1309389 | 52271 | SH |  | SOLE |  | 52271 | 0 | 0 |
| FENNEC PHARMACEUTICALS INC | COM | 31447P100 |  | 910752 | 94870 | SH |  | SOLE |  | 94870 | 0 | 0 |
| FERROGLOBE PLC | SHS | G33856108 |  | 665315 | 172809 | SH |  | SOLE |  | 172809 | 0 | 0 |
| FIVE BELOW INC | COM | 33829M101 |  | 836241 | 4728 | SH |  | SOLE |  | 4728 | 0 | 0 |
| GAMIDA CELL LTD | SHS | M47364100 |  | 12900 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| GENCO SHIPPING  TRADING LTD | SHS | Y2685T131 |  | 227866 | 14835 | SH |  | SOLE |  | 14835 | 0 | 0 |
| GENIUS SPORTS LIMITED | SHARES CL A | G3934V109 |  | 660446 | 184999 | SH |  | SOLE |  | 184999 | 0 | 0 |
| GLOBAL MED REIT INC | COM NEW | 37954A204 |  | 173835 | 18337 | SH |  | SOLE |  | 18337 | 0 | 0 |
| GRANITE CONSTR INC | COM | 387328107 |  | 285961 | 8154 | SH |  | SOLE |  | 8154 | 0 | 0 |
| HIGHPEAK ENERGY INC | COM | 43114Q105 |  | 1380502 | 60363 | SH |  | SOLE |  | 60363 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 13454005 | 118225 | SH |  | SOLE |  | 118225 | 0 | 0 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 |  | 389826 | 11173 | SH |  | SOLE |  | 11173 | 0 | 0 |
| INTERDIGITAL INC | COM | 45867G101 |  | 279463 | 5648 | SH |  | SOLE |  | 5648 | 0 | 0 |
| INTRA-CELLULAR THERAPIES INC | COM | 46116X101 |  | 1850136 | 34961 | SH |  | SOLE |  | 34961 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 232733 | 4671 | SH |  | SOLE |  | 4671 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 415839 | 10972 | SH |  | SOLE |  | 10972 | 0 | 0 |
| KURA ONCOLOGY INC | COM | 50127T109 |  | 1247776 | 100546 | SH |  | SOLE |  | 100546 | 0 | 0 |
| LANTHEUS HLDGS INC | COM | 516544103 |  | 1142370 | 22417 | SH |  | SOLE |  | 22417 | 0 | 0 |
| LIVENT CORP | COM | 53814L108 |  | 2873758 | 144628 | SH |  | SOLE |  | 144628 | 0 | 0 |
| LSB INDS INC | COM | 502160104 |  | 1787360 | 134388 | SH |  | SOLE |  | 134388 | 0 | 0 |
| MANNKIND CORP | COM NEW | 56400P706 |  | 2834364 | 537830 | SH |  | SOLE |  | 537830 | 0 | 0 |
| MARCUS CORP DEL | COM | 566330106 |  | 195546 | 13589 | SH |  | SOLE |  | 13589 | 0 | 0 |
| MASTEC INC | COM | 576323109 |  | 1071062 | 12552 | SH |  | SOLE |  | 12552 | 0 | 0 |
| MAXLINEAR INC | COM | 57776J100 |  | 3695493 | 108819 | SH |  | SOLE |  | 108819 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 269798 | 1125 | SH |  | SOLE |  | 1125 | 0 | 0 |
| MP MATERIALS CORP | COM CL A | 553368101 |  | 1816751 | 74825 | SH |  | SOLE |  | 74825 | 0 | 0 |
| NAVIGATOR HLDGS LTD | SHS | Y62132108 |  | 248409 | 20770 | SH |  | SOLE |  | 20770 | 0 | 0 |
| NEXTIER OILFIELD SOLUTIONS | COM | 65290C105 |  | 1374043 | 148706 | SH |  | SOLE |  | 148706 | 0 | 0 |
| OCEANFIRST FINL CORP | COM | 675234108 |  | 259038 | 12190 | SH |  | SOLE |  | 12190 | 0 | 0 |
| OMNIAB INC | COM | 68218J103 |  | 1596542 | 443484 | SH |  | SOLE |  | 443484 | 0 | 0 |
| PACIRA BIOSCIENCES INC | COM | 695127100 |  | 623667 | 16153 | SH |  | SOLE |  | 16153 | 0 | 0 |
| PAYCOM SOFTWARE INC | COM | 70432V102 |  | 301311 | 971 | SH |  | SOLE |  | 971 | 0 | 0 |
| PENN ENTERTAINMENT INC | COM | 707569109 |  | 923314 | 31088 | SH |  | SOLE |  | 31088 | 0 | 0 |
| PERION NETWORK LTD | SHS NEW | M78673114 |  | 4788531 | 189270 | SH |  | SOLE |  | 189270 | 0 | 0 |
| PHYSICIANS RLTY TR | COM | 71943U104 |  | 190092 | 13137 | SH |  | SOLE |  | 13137 | 0 | 0 |
| PORCH GROUP INC | COM | 733245104 |  | 645090 | 343133 | SH |  | SOLE |  | 343133 | 0 | 0 |
| POWERSCHOOL HOLDINGS INC | COM CL A | 73939C106 |  | 1920071 | 83192 | SH |  | SOLE |  | 83192 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | *W EXP 03/17/202 | 74623V111 |  | 461028 | 160079 | PRN |  | SOLE |  | 160079 | 0 | 0 |
| QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 |  | 2795 | 79849 | PRN |  | SOLE |  | 79849 | 0 | 0 |
| QUALTRICS INTL INC | COM CL A | 747601201 |  | 2083816 | 200753 | SH |  | SOLE |  | 200753 | 0 | 0 |
| QUIDELORTHO CORP | COM | 219798105 |  | 3661536 | 42740 | SH |  | SOLE |  | 42740 | 0 | 0 |
| RANGER OIL CORPORATION | CLASS A COM | 70788V102 |  | 5357420 | 132511 | SH |  | SOLE |  | 132511 | 0 | 0 |
| RESERVOIR MEDIA INC | *W EXP 08/26/202 | 76119X113 |  | 175237 | 156462 | PRN |  | SOLE |  | 156462 | 0 | 0 |
| RINGCENTRAL INC | CL A | 76680R206 |  | 2060422 | 58204 | SH |  | SOLE |  | 58204 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 44834 | 212282 | PRN |  | SOLE |  | 212282 | 0 | 0 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 1047235 | 33576 | SH |  | SOLE |  | 33576 | 0 | 0 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 66583 | 98061 | SH |  | SOLE |  | 98061 | 0 | 0 |
| SENSUS HEALTHCARE INC | COM | 81728J109 |  | 532763 | 71801 | SH |  | SOLE |  | 71801 | 0 | 0 |
| SHIFT4 PMTS INC | CL A | 82452J109 |  | 1139574 | 20375 | SH |  | SOLE |  | 20375 | 0 | 0 |
| SHYFT GROUP INC | COM | 825698103 |  | 725092 | 29167 | SH |  | SOLE |  | 29167 | 0 | 0 |
| SKECHERS U S A INC | CL A | 830566105 |  | 1091078 | 26009 | SH |  | SOLE |  | 26009 | 0 | 0 |
| SM ENERGY CO | COM | 78454L100 |  | 3701732 | 106280 | SH |  | SOLE |  | 106280 | 0 | 0 |
| SMARTSHEET INC | COM CL A | 83200N103 |  | 648771 | 16483 | SH |  | SOLE |  | 16483 | 0 | 0 |
| SPDR SER TR | PORTFOLIO INTRMD | 78464A375 |  | 270714 | 8505 | SH |  | SOLE |  | 8505 | 0 | 0 |
| STERLING INFRASTRUCTURE INC | COM | 859241101 |  | 4458242 | 135922 | SH |  | SOLE |  | 135922 | 0 | 0 |
| SYMBOTIC INC | CLASS A COM | 87151X101 |  | 821424 | 68796 | SH |  | SOLE |  | 68796 | 0 | 0 |
| SYROS PHARMACEUTICALS INC | COM NEW | 87184Q206 |  | 78061 | 21744 | SH |  | SOLE |  | 21744 | 0 | 0 |
| TANDEM DIABETES CARE INC | COM NEW | 875372203 |  | 654966 | 14571 | SH |  | SOLE |  | 14571 | 0 | 0 |
| TILLYS INC | CL A | 886885102 |  | 1884717 | 208256 | SH |  | SOLE |  | 208256 | 0 | 0 |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 131193104 |  | 927322 | 46953 | SH |  | SOLE |  | 46953 | 0 | 0 |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 |  | 1023895 | 9477 | SH |  | SOLE |  | 9477 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 990466 | 19754 | SH |  | SOLE |  | 19754 | 0 | 0 |
| VERITEX HLDGS INC | COM | 923451108 |  | 2952444 | 105144 | SH |  | SOLE |  | 105144 | 0 | 0 |
| VERONA PHARMA PLC | SPONSORED ADS | 925050106 |  | 1720974 | 65862 | SH |  | SOLE |  | 65862 | 0 | 0 |
| ZETA GLOBAL HOLDINGS CORP | CL A | 98956A105 |  | 4043962 | 494977 | SH |  | SOLE |  | 494977 | 0 | 0 |
| ZIONS BANCORPORATION N A | COM | 989701107 |  | 233264 | 4745 | SH |  | SOLE |  | 4745 | 0 | 0 |

---