# EDGAR Filing Document

**Accession Number:** 0000201772
**File Stem:** 0000201772-26-000004
**Filing Date:** 2026-5
**Character Count:** 32950
**Document Hash:** cdb0b2d0b640a6b022c71ec6f452d4aa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000201772-26-000004.hdr.sgml**: 20260511

**ACCESSION NUMBER**: 0000201772-26-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260511

**DATE AS OF CHANGE**: 20260511

**EFFECTIVENESS DATE**: 20260511

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ESSEX INVESTMENT MANAGEMENT CO LLC
- **CENTRAL INDEX KEY:** 0000201772

**ORGANIZATION NAME:**
- **EIN:** 004260191
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-00878
- **FILM NUMBER:** 26963633

**BUSINESS ADDRESS:**
- **STREET 1:** 125 HIGH STREET
- **STREET 2:** SUITE 1803
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 6174824870

**MAIL ADDRESS:**
- **STREET 1:** 125 HIGH STREET
- **STREET 2:** SUITE 1803
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ESSEX INVESTMENT MANAGEMENT CO INC
- **DATE OF NAME CHANGE:** 19920929

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ESSEX INVESTMENT MANAGEMENT CO LLC<br>**Address:** 125 HIGH STREET<br>SUITE 1803<br>BOSTON, MA 02110

**Form 13F File Number:** 028-00878

**CRD Number (if applicable):** 000109962

**SEC File Number (if applicable):** 801-55496

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David A Rozenson<br>**Title:** Attorney-in-Fact<br>**Phone:** 6177331054

**Signature, Place, and Date of Signing:**

David A Rozenson  Newton, MA  05-11-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 305

**Form 13F Information Table Value Total:** $631736853

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 908 DEVICES INC | COM | 65443P102 |  | 3006273 | 491221 | SH |  | SOLE |  | 258260 | 0 | 232961 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 165915 | 1616 | SH |  | SOLE |  | 1616 | 0 | 0 |
| ACM RESH INC | COM | 00108J109 |  | 463150 | 11770 | SH |  | SOLE |  | 11770 | 0 | 0 |
| ACUITY INC | COM | 00508Y102 |  | 36709 | 131 | SH |  | SOLE |  | 131 | 0 | 0 |
| ADAPTIVE BIOTECHNOLOGIES CORP | COM | 00650F109 |  | 6848434 | 493403 | SH |  | SOLE |  | 260928 | 0 | 232475 |
| ADVANCED DRAIN SYS INC DEL | COM | 00790R104 |  | 5563227 | 40569 | SH |  | SOLE |  | 39712 | 0 | 857 |
| AEVA TECHNOLOGIES INC | COM | 00835Q202 |  | 766886 | 58274 | SH |  | SOLE |  | 58274 | 0 | 0 |
| AGIOS PHARMACEUTICALS INC | COM | 00847X104 |  | 3490478 | 103177 | SH |  | SOLE |  | 51378 | 0 | 51799 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 7843756 | 38643 | SH |  | SOLE |  | 38142 | 0 | 501 |
| AIR PRODUCTS AND CHEMICALS INC | COM | 009158106 |  | 745688 | 2567 | SH |  | SOLE |  | 2567 | 0 | 0 |
| ALKAMI TECHNOLOGY INC | COM | 01644J108 |  | 24555 | 1567 | SH |  | SOLE |  | 1567 | 0 | 0 |
| ALLOT LTD | COM | M0854Q105 |  | 1505533 | 226056 | SH |  | SOLE |  | 118432 | 0 | 107624 |
| ALPHA PRO TECH LTD | COM | 020772109 |  | 152625 | 34375 | SH |  | SOLE |  | 34375 | 0 | 0 |
| ALPHABET INC | COM | 02079K107 |  | 91795 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| ALPHABET INC | COM | 02079K305 |  | 17829 | 62 | SH |  | SOLE |  | 62 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 5666610 | 27208 | SH |  | SOLE |  | 26485 | 0 | 723 |
| AMBARELLA INC | COM | G037AX101 |  | 4240871 | 82387 | SH |  | SOLE |  | 56773 | 0 | 25614 |
| AMBIQ MICRO INC | COM | 023193105 |  | 488279 | 19216 | SH |  | SOLE |  | 19216 | 0 | 0 |
| AMERANT BANCORP INC | COM | 023576101 |  | 3456269 | 156818 | SH |  | SOLE |  | 82452 | 0 | 74366 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 368723 | 1219 | SH |  | SOLE |  | 1219 | 0 | 0 |
| AMERICAN SUPERCONDUCTOR CORP | COM | 030111207 |  | 7702838 | 227558 | SH |  | SOLE |  | 164795 | 0 | 62763 |
| AMKOR TECHNOLOGY INC | COM | 031652100 |  | 68716 | 1526 | SH |  | SOLE |  | 1526 | 0 | 0 |
| AMNEAL PHARMACEUTICALS INC | COM | 03168L105 |  | 53387 | 4295 | SH |  | SOLE |  | 4295 | 0 | 0 |
| AMPHENOL CORP | COM | 032095101 |  | 21227 | 168 | SH |  | SOLE |  | 168 | 0 | 0 |
| AMPLITECH GROUP INC | COM | 03211Q200 |  | 166896 | 87840 | SH |  | SOLE |  | 87840 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | COM | 03214Q108 |  | 7510135 | 445441 | SH |  | SOLE |  | 258557 | 0 | 186884 |
| AMTECH SYS INC | COM | 032332504 |  | 441691 | 37816 | SH |  | SOLE |  | 37816 | 0 | 0 |
| ANGI INC | COM | 00183L201 |  | 6740 | 984 | SH |  | SOLE |  | 984 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 8268478 | 32580 | SH |  | SOLE |  | 31791 | 0 | 789 |
| APPLIED INDL TECHNOLOGIES INC | COM | 03820C105 |  | 133987 | 505 | SH |  | SOLE |  | 505 | 0 | 0 |
| APYX MEDICAL CORPORATION | COM | 03837C106 |  | 3326159 | 901398 | SH |  | SOLE |  | 472554 | 0 | 428844 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 267208 | 3676 | SH |  | SOLE |  | 3676 | 0 | 0 |
| ARCOSA INC | COM | 039653100 |  | 35132 | 331 | SH |  | SOLE |  | 331 | 0 | 0 |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 03969K108 |  | 3391085 | 143934 | SH |  | SOLE |  | 71484 | 0 | 72450 |
| ARGAN INC | COM | 04010E109 |  | 8767776 | 16098 | SH |  | SOLE |  | 8438 | 0 | 7660 |
| ARLO TECHNOLOGIES INC | COM | 04206A101 |  | 2739332 | 192504 | SH |  | SOLE |  | 95587 | 0 | 96917 |
| ARTERIS INC | COM | 04302A104 |  | 4772844 | 290319 | SH |  | SOLE |  | 151136 | 0 | 139183 |
| ATMUS FILTRATION TECHNOLOGIES | COM | 04956D107 |  | 40477 | 713 | SH |  | SOLE |  | 713 | 0 | 0 |
| AUTOMATIC DATA PROCESSING INC | COM | 053015103 |  | 138366 | 681 | SH |  | SOLE |  | 681 | 0 | 0 |
| AVEPOINT INC | COM | 053604104 |  | 4740564 | 498482 | SH |  | SOLE |  | 353244 | 0 | 145238 |
| AVIENT CORPORATION | COM | 05368V106 |  | 33215 | 915 | SH |  | SOLE |  | 915 | 0 | 0 |
| AWARE INC MASS | COM | 05453N100 |  | 53881 | 43105 | SH |  | SOLE |  | 43105 | 0 | 0 |
| AXCELIS TECHNOLOGIES INC | COM | 054540208 |  | 311818 | 3350 | SH |  | SOLE |  | 3350 | 0 | 0 |
| AXSOME THERAPEUTICS INC. | COM | 05464T104 |  | 2759759 | 16328 | SH |  | SOLE |  | 15898 | 0 | 430 |
| BADGER METER INC | COM | 056525108 |  | 1395221 | 9158 | SH |  | SOLE |  | 9158 | 0 | 0 |
| BAKER HUGHES COMPANY | COM | 05722G100 |  | 3338336 | 54682 | SH |  | SOLE |  | 53059 | 0 | 1623 |
| BARRICK MNG CORP | COM | 06849F108 |  | 937150 | 22975 | SH |  | SOLE |  | 22837 | 0 | 138 |
| BERKSHIRE HATHAWAY INC DEL | COM | 084670702 |  | 36419 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| BGC GROUP INC | COM | 088929104 |  | 3293718 | 336781 | SH |  | SOLE |  | 167356 | 0 | 169425 |
| BIODESIX INC | COM | 09075X207 |  | 1915247 | 132086 | SH |  | SOLE |  | 69250 | 0 | 62836 |
| BIOVENTUS INC | COM | 09075A108 |  | 5507746 | 603258 | SH |  | SOLE |  | 316061 | 0 | 287197 |
| BLACKSKY TECHNOLOGY INC | COM | 09263B207 |  | 3424377 | 136104 | SH |  | SOLE |  | 71050 | 0 | 65054 |
| BLEND LABS INC | COM | 09352U108 |  | 1295893 | 762290 | SH |  | SOLE |  | 401904 | 0 | 360386 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 67928 | 1120 | SH |  | SOLE |  | 1120 | 0 | 0 |
| BROADWIND INC | COM | 11161T207 |  | 197159 | 94788 | SH |  | SOLE |  | 94788 | 0 | 0 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 5225742 | 25555 | SH |  | SOLE |  | 24894 | 0 | 661 |
| CAMTEK LTD | COM | M20791105 |  | 446188 | 2943 | SH |  | SOLE |  | 2943 | 0 | 0 |
| CARECLOUD INC | COM | 14167R100 |  | 2547101 | 697836 | SH |  | SOLE |  | 364231 | 0 | 333605 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 1151990 | 20458 | SH |  | SOLE |  | 20458 | 0 | 0 |
| CECO ENVIRONMENTAL CORP | COM | 125141101 |  | 9368717 | 157246 | SH |  | SOLE |  | 81881 | 0 | 75365 |
| CHAMPIONS ONCOLOGY INC | COM | 15870P307 |  | 104932 | 18249 | SH |  | SOLE |  | 18249 | 0 | 0 |
| CHENIERE ENERGY INC | COM | 16411R208 |  | 2302145 | 8113 | SH |  | SOLE |  | 7849 | 0 | 264 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 86385 | 549 | SH |  | SOLE |  | 549 | 0 | 0 |
| CLEAN HARBORS INC | COM | 184496107 |  | 55339 | 193 | SH |  | SOLE |  | 193 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 803316 | 10563 | SH |  | SOLE |  | 10563 | 0 | 0 |
| CODA OCTOPUS GROUP INC | COM | 19188U206 |  | 2142932 | 189640 | SH |  | SOLE |  | 105279 | 0 | 84361 |
| COGNEX CORP | COM | 192422103 |  | 1472884 | 30065 | SH |  | SOLE |  | 30065 | 0 | 0 |
| COHU INC | COM | 192576106 |  | 5875519 | 191885 | SH |  | SOLE |  | 101124 | 0 | 90761 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 590729 | 6931 | SH |  | SOLE |  | 6931 | 0 | 0 |
| COLUMBUS MCKINNON CORP N Y | COM | 199333105 |  | 3076103 | 211707 | SH |  | SOLE |  | 110325 | 0 | 101382 |
| COMMERCIAL VEH GROUP INC | COM | 202608105 |  | 204034 | 59834 | SH |  | SOLE |  | 59834 | 0 | 0 |
| CONCENTRA GROUP HOLDINGS PAREN | COM | 20603L102 |  | 3209456 | 149625 | SH |  | SOLE |  | 147365 | 0 | 2260 |
| CONSTELLATION BRANDS INC | COM | 21036P108 |  | 26700 | 178 | SH |  | SOLE |  | 178 | 0 | 0 |
| CONTEMPORARY AMPEREX TECHNO | COM | 210919106 |  | 14462 | 722 | SH |  | SOLE |  | 722 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 1562698 | 18668 | SH |  | SOLE |  | 18668 | 0 | 0 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 179357 | 180 | SH |  | SOLE |  | 180 | 0 | 0 |
| CPS TECHNOLOGIES CORP | COM | 12619F104 |  | 277186 | 74114 | SH |  | SOLE |  | 74114 | 0 | 0 |
| CREXENDO INC | COM | 226552107 |  | 4584224 | 742986 | SH |  | SOLE |  | 388778 | 0 | 354208 |
| CS DISCO INC | COM | 126327105 |  | 2060179 | 539314 | SH |  | SOLE |  | 281983 | 0 | 257331 |
| CURIOSITYSTREAM INC | COM | 23130Q107 |  | 1837802 | 620879 | SH |  | SOLE |  | 324558 | 0 | 296321 |
| DAKTRONICS INC | COM | 234264109 |  | 3559781 | 182086 | SH |  | SOLE |  | 95212 | 0 | 86874 |
| DANA INC | COM | 235825205 |  | 56027 | 1665 | SH |  | SOLE |  | 1665 | 0 | 0 |
| DATA I O CORP | COM | 237690102 |  | 188842 | 74641 | SH |  | SOLE |  | 74641 | 0 | 0 |
| DIODES INC | COM | 254543101 |  | 3335798 | 48869 | SH |  | SOLE |  | 24334 | 0 | 24535 |
| DISNEY WALT CO | COM | 254687106 |  | 2198042 | 22806 | SH |  | SOLE |  | 22416 | 0 | 390 |
| DOCEBO INC | COM | 25609L105 |  | 3011251 | 172367 | SH |  | SOLE |  | 91105 | 0 | 81262 |
| DOLLAR TREE INC | COM | 256746108 |  | 3243029 | 29614 | SH |  | SOLE |  | 28855 | 0 | 759 |
| DT MIDSTREAM INC | COM | 23345M107 |  | 47808 | 355 | SH |  | SOLE |  | 355 | 0 | 0 |
| DTE ENERGY CO | COM | 233331107 |  | 103670 | 709 | SH |  | SOLE |  | 709 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM | 26441C204 |  | 275629 | 2105 | SH |  | SOLE |  | 2105 | 0 | 0 |
| DUOS TECHNOLOGIES GROUP INC | COM | 266042407 |  | 131287 | 19138 | SH |  | SOLE |  | 19138 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 32747 | 715 | SH |  | SOLE |  | 715 | 0 | 0 |
| EATON CORP PLC | COM | G29183103 |  | 23606 | 66 | SH |  | SOLE |  | 45 | 0 | 21 |
| ECOLAB INC | COM | 278865100 |  | 22080 | 83 | SH |  | SOLE |  | 83 | 0 | 0 |
| EMCOR GROUP INC | COM | 29084Q100 |  | 541920 | 734 | SH |  | SOLE |  | 734 | 0 | 0 |
| ENERGY RECOVERY INC | COM | 29270J100 |  | 1332483 | 132322 | SH |  | SOLE |  | 131078 | 0 | 1244 |
| ENERGY SERVICES OF AMER CORP | COM | 29271Q103 |  | 342535 | 26088 | SH |  | SOLE |  | 26088 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 1339986 | 35440 | SH |  | SOLE |  | 35440 | 0 | 0 |
| ETON PHARMACEUTICALS INC | COM | 29772L108 |  | 498092 | 20182 | SH |  | SOLE |  | 20182 | 0 | 0 |
| EVERCORE INC | COM | 29977A105 |  | 2668381 | 8939 | SH |  | SOLE |  | 4458 | 0 | 4481 |
| EVERQUOTE INC | COM | 30041R108 |  | 3347297 | 217075 | SH |  | SOLE |  | 163096 | 0 | 53979 |
| EVERUS CONSTR GROUP | COM | 300426103 |  | 4497850 | 38098 | SH |  | SOLE |  | 18939 | 0 | 19159 |
| EXCELERATE ENERGY INC | COM | 30069T101 |  | 49295 | 1475 | SH |  | SOLE |  | 1475 | 0 | 0 |
| EXPRO GROUP HOLDINGS NV | COM | N3144W105 |  | 2616984 | 150315 | SH |  | SOLE |  | 74705 | 0 | 75610 |
| EXTREME NETWORKS INC | COM | 30226D106 |  | 2383123 | 158032 | SH |  | SOLE |  | 78582 | 0 | 79450 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 211227 | 1245 | SH |  | SOLE |  | 1245 | 0 | 0 |
| EXZEO GROUP INC | COM | 30234F101 |  | 4226588 | 288111 | SH |  | SOLE |  | 189669 | 0 | 98442 |
| EYEPOINT INC | COM | 30233G209 |  | 1639776 | 127213 | SH |  | SOLE |  | 66249 | 0 | 60964 |
| FEDEX CORP | COM | 31428X106 |  | 16028 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| FIVE BELOW INC | COM | 33829M101 |  | 31302 | 137 | SH |  | SOLE |  | 137 | 0 | 0 |
| FLEXIBLE SOLUTIONS INTL INC | COM | 33938T104 |  | 141774 | 26252 | SH |  | SOLE |  | 26252 | 0 | 0 |
| FLOWSERVE CORP | COM | 34354P105 |  | 51236 | 697 | SH |  | SOLE |  | 697 | 0 | 0 |
| FLUENCE ENERGY INC | COM | 34379V103 |  | 351926 | 25576 | SH |  | SOLE |  | 25576 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 739915 | 2995 | SH |  | SOLE |  | 2995 | 0 | 0 |
| FREEPORT MCMORAN INC | COM | 35671D857 |  | 76238 | 1297 | SH |  | SOLE |  | 1297 | 0 | 0 |
| FREIGHTCAR AMER INC | COM | 357023100 |  | 2808174 | 352343 | SH |  | SOLE |  | 184326 | 0 | 168017 |
| FREIGHTOS LTD | COM | G51405101 |  | 1636241 | 997708 | SH |  | SOLE |  | 522654 | 0 | 475054 |
| FREQUENCY ELECTRS INC | COM | 358010106 |  | 4117331 | 93026 | SH |  | SOLE |  | 48542 | 0 | 44484 |
| FUEL TECH INC | COM | 359523107 |  | 94245 | 77250 | SH |  | SOLE |  | 77250 | 0 | 0 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 811309 | 3746 | SH |  | SOLE |  | 3746 | 0 | 0 |
| GATES INDL CORP PLC | COM | G39108108 |  | 45130 | 1996 | SH |  | SOLE |  | 1996 | 0 | 0 |
| GE AEROSPACE | COM | 369604301 |  | 293418 | 1034 | SH |  | SOLE |  | 809 | 0 | 225 |
| GE VERNOVA INC | COM | 36828A101 |  | 7261655 | 8319 | SH |  | SOLE |  | 8135 | 0 | 184 |
| GENASYS INC | COM | 36872P103 |  | 132691 | 72907 | SH |  | SOLE |  | 72907 | 0 | 0 |
| GENCOR INDS INC | COM | 368678108 |  | 1943445 | 129563 | SH |  | SOLE |  | 67756 | 0 | 61807 |
| GENPACT LIMITED | COM | G3922B107 |  | 30657 | 823 | SH |  | SOLE |  | 823 | 0 | 0 |
| GENTHERM INC | COM | 37253A103 |  | 3142974 | 113138 | SH |  | SOLE |  | 56197 | 0 | 56941 |
| GEOSPACE TECHNOLOGIES CORP | COM | 37364X109 |  | 166359 | 13636 | SH |  | SOLE |  | 13636 | 0 | 0 |
| GLAUKOS CORP | COM | 377322102 |  | 65780 | 611 | SH |  | SOLE |  | 611 | 0 | 0 |
| GLOBALSTAR INC | COM | 378973507 |  | 11003469 | 165665 | SH |  | SOLE |  | 108743 | 0 | 56922 |
| GLOBUS MED INC | COM | 379577208 |  | 4308345 | 50004 | SH |  | SOLE |  | 49066 | 0 | 938 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 6392300 | 7556 | SH |  | SOLE |  | 7348 | 0 | 208 |
| GRAHAM CORP | COM | 384556106 |  | 10124962 | 128294 | SH |  | SOLE |  | 67159 | 0 | 61135 |
| GRAND CANYON ED INC | COM | 38526M106 |  | 391069 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 3421484 | 47076 | SH |  | SOLE |  | 23383 | 0 | 23693 |
| GSI TECHNOLOGY INC | COM | 36241U106 |  | 156534 | 30454 | SH |  | SOLE |  | 30454 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 |  | 3163643 | 21153 | SH |  | SOLE |  | 20584 | 0 | 569 |
| HARVARD BIOSCIENCE INC | COM | 416906204 |  | 131592 | 27021 | SH |  | SOLE |  | 27021 | 0 | 0 |
| HCI GROUP INC | COM | 40416E103 |  | 8910793 | 57634 | SH |  | SOLE |  | 43391 | 0 | 14243 |
| HELMERICH  PAYNE INC | COM | 423452101 |  | 26410 | 733 | SH |  | SOLE |  | 733 | 0 | 0 |
| IAC INC | COM | 44891N208 |  | 19455 | 486 | SH |  | SOLE |  | 486 | 0 | 0 |
| IBEX LTD | COM | G4690M101 |  | 1549070 | 57758 | SH |  | SOLE |  | 30183 | 0 | 27575 |
| IDENTIV INC | COM | 45170X205 |  | 2725450 | 736608 | SH |  | SOLE |  | 383880 | 0 | 352728 |
| INFORMATION SVCS GROUP INC | COM | 45675Y104 |  | 1472256 | 383400 | SH |  | SOLE |  | 200322 | 0 | 183078 |
| INFUSYSTEM HLDGS INC | COM | 45685K102 |  | 2762834 | 299332 | SH |  | SOLE |  | 156617 | 0 | 142715 |
| INSMED INC | COM | 457669307 |  | 10248780 | 62676 | SH |  | SOLE |  | 36115 | 0 | 26561 |
| INSPIREMD INC | COM | 45779A846 |  | 185959 | 114085 | SH |  | SOLE |  | 114085 | 0 | 0 |
| INTELLICHECK MOBILISA INC | COM | 45817G201 |  | 3759516 | 537842 | SH |  | SOLE |  | 281636 | 0 | 256206 |
| INTUIT | COM | 461202103 |  | 957722 | 2215 | SH |  | SOLE |  | 2091 | 0 | 124 |
| ITRON INC | COM | 465741106 |  | 32446 | 362 | SH |  | SOLE |  | 362 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | COM | G50871105 |  | 4117131 | 21778 | SH |  | SOLE |  | 21201 | 0 | 577 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 582745 | 2384 | SH |  | SOLE |  | 2384 | 0 | 0 |
| JOHNSON OUTDOORS INC | COM | 479167108 |  | 2923805 | 62864 | SH |  | SOLE |  | 32953 | 0 | 29911 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 800409 | 2721 | SH |  | SOLE |  | 2721 | 0 | 0 |
| KINIKSA PHARMACEUTICALS INTL P | COM | G52694109 |  | 12002736 | 249278 | SH |  | SOLE |  | 163692 | 0 | 85586 |
| KINROSS GOLD CORP | COM | 496902404 |  | 81214 | 2661 | SH |  | SOLE |  | 2661 | 0 | 0 |
| KRATOS DEFENSE  SEC SOLUTIONS | COM | 50077B207 |  | 11200090 | 158844 | SH |  | SOLE |  | 101452 | 0 | 57392 |
| LANTRONIX INC | COM | 516548203 |  | 1794642 | 342489 | SH |  | SOLE |  | 179408 | 0 | 163081 |
| LEGACY ED INC | COM | 52474R207 |  | 1795856 | 143439 | SH |  | SOLE |  | 74655 | 0 | 68784 |
| LENSAR INC | COM | 52634L108 |  | 179003 | 30034 | SH |  | SOLE |  | 30034 | 0 | 0 |
| LEONARDO DRS INC | COM | 52661A108 |  | 11639932 | 261454 | SH |  | SOLE |  | 137392 | 0 | 124062 |
| LIGAND PHARMACEUTICALS INC | COM | 53220K504 |  | 11671539 | 58460 | SH |  | SOLE |  | 43769 | 0 | 14691 |
| LIGHTPATH TECHNOLOGIES INC | COM | 532257805 |  | 2171806 | 216531 | SH |  | SOLE |  | 127476 | 0 | 89055 |
| LINCOLN EDL SVCS CORP | COM | 533535100 |  | 14453767 | 355304 | SH |  | SOLE |  | 186628 | 0 | 168676 |
| LINDSAY CORP | COM | 535555106 |  | 705728 | 5927 | SH |  | SOLE |  | 5927 | 0 | 0 |
| LIQUIDIA CORPORATION | COM | 53635D202 |  | 2950174 | 78171 | SH |  | SOLE |  | 38925 | 0 | 39246 |
| LIQUIDITY SVCS INC | COM | 53635B107 |  | 3301682 | 108004 | SH |  | SOLE |  | 56212 | 0 | 51792 |
| LIVEONE INC | COM | 53814X300 |  | 125129 | 24535 | SH |  | SOLE |  | 24535 | 0 | 0 |
| LSI INDS INC OHIO | COM | 50216C108 |  | 5097925 | 274082 | SH |  | SOLE |  | 143654 | 0 | 130428 |
| LYONDELLBASELL INDUSTRIES NV | COM | N53745100 |  | 2014 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| MACOM TECH SOLUTIONS HLDGS INC | COM | 55405Y100 |  | 1092362 | 4919 | SH |  | SOLE |  | 4919 | 0 | 0 |
| MAMAS CREATIONS INC | COM | 56146T103 |  | 5241018 | 341657 | SH |  | SOLE |  | 178279 | 0 | 163378 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 612279 | 3530 | SH |  | SOLE |  | 3530 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 784710 | 1333 | SH |  | SOLE |  | 1333 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 3585907 | 36203 | SH |  | SOLE |  | 35174 | 0 | 1029 |
| MATADOR RES CO | COM | 576485205 |  | 2527074 | 39998 | SH |  | SOLE |  | 23381 | 0 | 16617 |
| MATSON INC | COM | 57686G105 |  | 172465 | 1052 | SH |  | SOLE |  | 1052 | 0 | 0 |
| MEDTRONIC PLC | COM | G5960L103 |  | 641557 | 7404 | SH |  | SOLE |  | 7404 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 136168 | 1132 | SH |  | SOLE |  | 1028 | 0 | 104 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 51690 | 153 | SH |  | SOLE |  | 153 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 5845354 | 15791 | SH |  | SOLE |  | 15344 | 0 | 447 |
| MIRION TECHNOLOGIES INC | COM | 60471A101 |  | 5746355 | 309110 | SH |  | SOLE |  | 153496 | 0 | 155614 |
| MIRUM PHARMACEUTICALS INC | COM | 604749101 |  | 10008264 | 108338 | SH |  | SOLE |  | 80304 | 0 | 28034 |
| MISTRAS GROUP INC | COM | 60649T107 |  | 3969420 | 268567 | SH |  | SOLE |  | 140480 | 0 | 128087 |
| MITEK SYS INC | COM | 606710200 |  | 3720627 | 275602 | SH |  | SOLE |  | 144398 | 0 | 131204 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 131202 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| MORGAN STANLEY | COM | 617446448 |  | 59739 | 363 | SH |  | SOLE |  | 363 | 0 | 0 |
| NEPHROS INC | COM | 640671400 |  | 116172 | 38984 | SH |  | SOLE |  | 38984 | 0 | 0 |
| NETSOL TECHNOLOGIES INC | COM | 64115A402 |  | 127101 | 37493 | SH |  | SOLE |  | 37493 | 0 | 0 |
| NEUROONE MED TECHNOLOGIES CORP | COM | 64130M209 |  | 203407 | 261953 | SH |  | SOLE |  | 261953 | 0 | 0 |
| NEUROPACE INC | COM | 641288105 |  | 2863255 | 217738 | SH |  | SOLE |  | 113840 | 0 | 103898 |
| NEWMONT CORP | COM | 651639106 |  | 438737 | 4053 | SH |  | SOLE |  | 4053 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 921648 | 9923 | SH |  | SOLE |  | 9923 | 0 | 0 |
| NEXTPOWER INC | COM | 65290E101 |  | 1235638 | 10250 | SH |  | SOLE |  | 10250 | 0 | 0 |
| NOVA LTD | COM | M7516K103 |  | 155907 | 359 | SH |  | SOLE |  | 359 | 0 | 0 |
| NOVANTA INC | COM | 67000B104 |  | 2445231 | 20703 | SH |  | SOLE |  | 10820 | 0 | 9883 |
| NOVOCURE LTD | COM | G6674U108 |  | 4930833 | 452370 | SH |  | SOLE |  | 315863 | 0 | 136507 |
| NVENT ELEC PLC | COM | G6700G107 |  | 99592 | 842 | SH |  | SOLE |  | 842 | 0 | 0 |
| OCEAN PWR TECHNOLOGIES INC | COM | 674870506 |  | 71818 | 205193 | SH |  | SOLE |  | 205193 | 0 | 0 |
| OCEANEERING INTL INC | COM | 675232102 |  | 5617526 | 158374 | SH |  | SOLE |  | 78787 | 0 | 79587 |
| OCTAVE SPECIALTY GROUP INC | COM | 023139884 |  | 1944644 | 418203 | SH |  | SOLE |  | 218678 | 0 | 199525 |
| OCULAR THERAPEUTIX INC | COM | 67576A100 |  | 3326321 | 392718 | SH |  | SOLE |  | 206506 | 0 | 186212 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 1199328 | 19369 | SH |  | SOLE |  | 19369 | 0 | 0 |
| ONE STOP SYS INC | COM | 68247W109 |  | 268992 | 35534 | SH |  | SOLE |  | 35534 | 0 | 0 |
| ONTERRIS INC | COM | 615111101 |  | 2440144 | 111473 | SH |  | SOLE |  | 58486 | 0 | 52987 |
| OPTEX SYS HLDGS INC | COM | 68384X209 |  | 305841 | 23126 | SH |  | SOLE |  | 23126 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 147110 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ORGANON  CO | COM | 68622V106 |  | 66 | 11 | SH |  | SOLE |  | 11 | 0 | 0 |
| ORION ENERGY SYS INC | COM | 686275207 |  | 109748 | 12557 | SH |  | SOLE |  | 12557 | 0 | 0 |
| ORION GROUP HLDGS INC | COM | 68628V308 |  | 5033315 | 461772 | SH |  | SOLE |  | 244103 | 0 | 217669 |
| OUSTER INC | COM | 68989M202 |  | 3390826 | 184585 | SH |  | SOLE |  | 96592 | 0 | 87993 |
| PARK AEROSPACE CORP | COM | 70014A104 |  | 4104070 | 149893 | SH |  | SOLE |  | 78363 | 0 | 71530 |
| PATRICK INDS INC | COM | 703343103 |  | 5134544 | 46228 | SH |  | SOLE |  | 26328 | 0 | 19900 |
| PAYCHEX INC | COM | 704326107 |  | 1007240 | 10934 | SH |  | SOLE |  | 10477 | 0 | 457 |
| PAYMENTUS HOLDINGS INC | COM | 70439P108 |  | 2408987 | 94842 | SH |  | SOLE |  | 47150 | 0 | 47692 |
| PEGASYSTEMS INC | COM | 705573103 |  | 3168379 | 74445 | SH |  | SOLE |  | 72567 | 0 | 1878 |
| PEPSICO INC | COM | 713448108 |  | 482331 | 3106 | SH |  | SOLE |  | 3106 | 0 | 0 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 |  | 283970 | 9526 | SH |  | SOLE |  | 9526 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 66467 | 402 | SH |  | SOLE |  | 402 | 0 | 0 |
| PPL CORP | COM | 69351T106 |  | 47292 | 1238 | SH |  | SOLE |  | 1238 | 0 | 0 |
| PRIMORIS SVCS CORP | COM | 74164F103 |  | 6891238 | 48177 | SH |  | SOLE |  | 47150 | 0 | 1027 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 847141 | 5865 | SH |  | SOLE |  | 5865 | 0 | 0 |
| Q2 HLDGS INC | COM | 74736L109 |  | 46070 | 974 | SH |  | SOLE |  | 974 | 0 | 0 |
| QNITY ELECTRONICS INC | COM | 74743L100 |  | 41191 | 357 | SH |  | SOLE |  | 357 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 864707 | 1575 | SH |  | SOLE |  | 1339 | 0 | 236 |
| RANGE RES CORP | COM | 75281A109 |  | 49291 | 1091 | SH |  | SOLE |  | 1091 | 0 | 0 |
| RAPID MICRO BIOSYSTEMS INC | COM | 75340L104 |  | 2006523 | 883931 | SH |  | SOLE |  | 467398 | 0 | 416533 |
| RED VIOLET INC | COM | 75704L104 |  | 2108593 | 60942 | SH |  | SOLE |  | 31772 | 0 | 29170 |
| REGAL REXNORD CORPORATION | COM | 758750103 |  | 18726 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| REMITLY GLOBAL INC | COM | 75960P104 |  | 31591 | 2016 | SH |  | SOLE |  | 2016 | 0 | 0 |
| RF INDS LTD | COM | 749552105 |  | 184497 | 17895 | SH |  | SOLE |  | 17895 | 0 | 0 |
| RICHARDSON ELECTRS LTD | COM | 763165107 |  | 176207 | 16092 | SH |  | SOLE |  | 16092 | 0 | 0 |
| RISKIFIED LTD | COM | M8216R109 |  | 3147885 | 803032 | SH |  | SOLE |  | 420846 | 0 | 382186 |
| RIVERVIEW BANCORP INC | COM | 769397100 |  | 2146623 | 390295 | SH |  | SOLE |  | 203611 | 0 | 186684 |
| RIVIAN AUTOMOTIVE INC | COM | 76954A103 |  | 851333 | 56567 | SH |  | SOLE |  | 56567 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 25122 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| ROYAL GOLD INC | COM | 780287108 |  | 86018 | 338 | SH |  | SOLE |  | 320 | 0 | 18 |
| SALESFORCE INC | COM | 79466L302 |  | 3332806 | 17854 | SH |  | SOLE |  | 17394 | 0 | 460 |
| SAMSARA INC | COM | 79589l106 |  | 1050967 | 33164 | SH |  | SOLE |  | 33164 | 0 | 0 |
| SANDOZ GROUP AG | COM | 799926100 |  | 3675 | 47 | SH |  | SOLE |  | 47 | 0 | 0 |
| SEMPRA | COM | 816851109 |  | 37896 | 390 | SH |  | SOLE |  | 390 | 0 | 0 |
| SEMTECH CORP | COM | 816850101 |  | 3894017 | 50644 | SH |  | SOLE |  | 25173 | 0 | 25471 |
| SENESTECH INC | COM | 81720R604 |  | 43122 | 26294 | SH |  | SOLE |  | 26294 | 0 | 0 |
| SHOALS TECHNOLOGIES GROUP INC | COM | 82489W107 |  | 616349 | 93670 | SH |  | SOLE |  | 93670 | 0 | 0 |
| SI BONE INC | COM | 825704109 |  | 2683723 | 212488 | SH |  | SOLE |  | 110690 | 0 | 101798 |
| SITIME CORP | COM | 82982T106 |  | 293548 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| SLB LIMITED | COM | 806857108 |  | 26414 | 514 | SH |  | SOLE |  | 514 | 0 | 0 |
| SNAP ON INC | COM | 833034101 |  | 408623 | 1125 | SH |  | SOLE |  | 893 | 0 | 232 |
| SOLV ENERGY INC | COM | 78475V103 |  | 534774 | 17808 | SH |  | SOLE |  | 17808 | 0 | 0 |
| SOPHIA GENETICS SA | COM | H82027105 |  | 3429405 | 692809 | SH |  | SOLE |  | 362575 | 0 | 330234 |
| SOUTHERN CO | COM | 842587107 |  | 228463 | 2367 | SH |  | SOLE |  | 2367 | 0 | 0 |
| SPROUTS FMRS MKT INC | COM | 85208M102 |  | 802383 | 10403 | SH |  | SOLE |  | 10403 | 0 | 0 |
| STEREOTAXIS INC | COM | 85916J409 |  | 2925786 | 1590101 | SH |  | SOLE |  | 830650 | 0 | 759451 |
| STERLING INFRASTRUCTURE INC | COM | 859241101 |  | 13055854 | 32057 | SH |  | SOLE |  | 22391 | 0 | 9666 |
| STRATTEC SEC CORP | COM | 863111100 |  | 329576 | 4207 | SH |  | SOLE |  | 4207 | 0 | 0 |
| SYNDAX PHARMACEUTICALS INC | COM | 87164F105 |  | 4648290 | 198985 | SH |  | SOLE |  | 130831 | 0 | 68154 |
| TEMPUS AI INC | COM | 88023B103 |  | 1553533 | 34355 | SH |  | SOLE |  | 33452 | 0 | 903 |
| TERADYNE INC | COM | 880770102 |  | 42987 | 145 | SH |  | SOLE |  | 145 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 213013 | 573 | SH |  | SOLE |  | 573 | 0 | 0 |
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 |  | 6595323 | 774099 | SH |  | SOLE |  | 404327 | 0 | 369772 |
| TOWER SEMICONDUCTOR LTD | COM | M87915274 |  | 20343923 | 115933 | SH |  | SOLE |  | 86799 | 0 | 29134 |
| TRANE TECHNOLOGIES PLC | COM | G8994E103 |  | 13752 | 33 | SH |  | SOLE |  | 33 | 0 | 0 |
| TRANSACT TECHNOLOGIES INC | COM | 892918103 |  | 142566 | 43333 | SH |  | SOLE |  | 43333 | 0 | 0 |
| TRAVERE THERAPEUTICS INC | COM | 89422G107 |  | 4804256 | 161705 | SH |  | SOLE |  | 80377 | 0 | 81328 |
| TRIMBLE INC | COM | 896239100 |  | 2672082 | 40964 | SH |  | SOLE |  | 40181 | 0 | 783 |
| TRIO TECH INTL | COM | 896712205 |  | 181920 | 31474 | SH |  | SOLE |  | 31474 | 0 | 0 |
| TRIPADVISOR INC | COM | 896945201 |  | 16235 | 1523 | SH |  | SOLE |  | 1523 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 8492 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| UNITED PARCEL SVCS INC | COM | 911312106 |  | 39746 | 404 | SH |  | SOLE |  | 404 | 0 | 0 |
| UPWORK INC | COM | 91688F104 |  | 1514716 | 138204 | SH |  | SOLE |  | 68787 | 0 | 69417 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 775337 | 3138 | SH |  | SOLE |  | 3138 | 0 | 0 |
| VALMONT INDS INC | COM | 920253101 |  | 1116399 | 2794 | SH |  | SOLE |  | 2794 | 0 | 0 |
| VAREX IMAGING CORP | COM | 92214X106 |  | 2966036 | 279551 | SH |  | SOLE |  | 146165 | 0 | 133386 |
| VERALTO CORP | COM | 92338C103 |  | 809220 | 9152 | SH |  | SOLE |  | 9152 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 328609 | 6546 | SH |  | SOLE |  | 6546 | 0 | 0 |
| VINCE HLDG CORP | COM | 92719W207 |  | 98282 | 40781 | SH |  | SOLE |  | 40781 | 0 | 0 |
| VIRTRA INC | COM | 92827K301 |  | 47696 | 12856 | SH |  | SOLE |  | 12856 | 0 | 0 |
| VISA INC | COM | 92826C839 |  | 27806 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| WABTEC | COM | 929740108 |  | 76472 | 306 | SH |  | SOLE |  | 306 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 113516 | 494 | SH |  | SOLE |  | 494 | 0 | 0 |
| WATTS WATER TECHNOLOGIES INC | COM | 942749102 |  | 1451 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 49781 | 430 | SH |  | SOLE |  | 430 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 642735 | 4906 | SH |  | SOLE |  | 4906 | 0 | 0 |
| WILLDAN GROUP INC | COM | 96924N100 |  | 5994036 | 78292 | SH |  | SOLE |  | 40889 | 0 | 37403 |
| WILLIAMS COS INC | COM | 969457100 |  | 41703 | 573 | SH |  | SOLE |  | 573 | 0 | 0 |
| WORKIVA INC | COM | 98139A105 |  | 2166537 | 36333 | SH |  | SOLE |  | 35305 | 0 | 1028 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 4337060 | 747769 | SH |  | SOLE |  | 389813 | 0 | 357956 |
| XYLEM INC | COM | 98419M100 |  | 1250329 | 10463 | SH |  | SOLE |  | 10463 | 0 | 0 |
| ZETA GLOBAL HOLDINGS CORP | COM | 98956A105 |  | 1961869 | 123233 | SH |  | SOLE |  | 61266 | 0 | 61967 |
| ZSCALER INC | COM | 98980G102 |  | 1600989 | 11412 | SH |  | SOLE |  | 11117 | 0 | 295 |
| YASKAWA ELEC CORP | COM | 001230212 |  | 672021 | 26595 | SH |  | SOLE |  | 26595 | 0 | 0 |
| ALFEN NV | COM | 178983253 |  | 484117 | 46071 | SH |  | SOLE |  | 46071 | 0 | 0 |
| ASML HLDG NV | ADR | N07059210 |  | 4696871 | 3556 | SH |  | SOLE |  | 3503 | 0 | 53 |
| BP PLC | ADR | 055622104 |  | 31114 | 662 | SH |  | SOLE |  | 662 | 0 | 0 |
| BRAINSWAY LTD | ADR | 10501L106 |  | 8220569 | 618553 | SH |  | SOLE |  | 333281 | 0 | 285272 |
| BYD CO LTD | ADR | 05606L100 |  | 275312 | 20199 | SH |  | SOLE |  | 20199 | 0 | 0 |
| EQUINOR ASA | ADR | 29446M102 |  | 441285 | 10457 | SH |  | SOLE |  | 10457 | 0 | 0 |
| INFINEON TECHNOLOGIES AG | ADR | 45662N103 |  | 27442 | 607 | SH |  | SOLE |  | 607 | 0 | 0 |
| NOVARTIS AG | ADR | 66987V109 |  | 286406 | 1875 | SH |  | SOLE |  | 1875 | 0 | 0 |
| RIO TINTO PLC | ADR | 767204100 |  | 66516 | 713 | SH |  | SOLE |  | 713 | 0 | 0 |
| SANOFI SA | ADR | 80105N105 |  | 9636 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ISHARES SILVER TR | ETF | 46428Q109 |  | 52536 | 771 | SH |  | SOLE |  | 699 | 0 | 72 |
| ISHARES TR | ETF | 464287648 |  | 692892 | 2208 | SH |  | SOLE |  | 2208 | 0 | 0 |
| VANECK ETF TRUST | ETF | 92189F791 |  | 18726 | 156 | SH |  | SOLE |  | 156 | 0 | 0 |
| VANGUARD INDEX FDS | ETF | 922908769 |  | 386897 | 1206 | SH |  | SOLE |  | 1206 | 0 | 0 |

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