# EDGAR Filing Document

**Accession Number:** 0001004244
**File Stem:** 0001085146-23-001342
**Filing Date:** 2023-2
**Character Count:** 17396
**Document Hash:** 83a2b10db5f035c6c30c626bce0c903f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-001342.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001085146-23-001342

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEW ENGLAND ASSET MANAGEMENT INC
- **CENTRAL INDEX KEY:** 0001004244
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-05194
- **FILM NUMBER:** 23630325

**BUSINESS ADDRESS:**
- **STREET 1:** 74 BATTERSON PARK ROAD
- **STREET 2:** POND VIEW COPORATE CENTER
- **CITY:** FARMINGTON
- **STATE:** CT
- **ZIP:** 06032
- **BUSINESS PHONE:** 8606768722

**MAIL ADDRESS:**
- **STREET 1:** 74 BATTERSON PARK ROAD
- **STREET 2:** POND VIEW CORPORATE CENTER
- **CITY:** FARMINGTON
- **STATE:** CT
- **ZIP:** 06032

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC
- **DATE OF NAME CHANGE:** 19990426

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** NEW ENGLAND ASSET MANAGEMENT INC<br>**Address:** 74 BATTERSON PARK ROAD<br>POND VIEW CORPORATE CENTER<br>FARMINGTON, CT 06032

**Form 13F File Number:** 028-05194

**CRD Number (if applicable):** 000105900

**SEC File Number (if applicable):** 801-22445

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** William E. Rotatori<br>**Title:** CEO<br>**Phone:** 860-676-8722

**Signature, Place, and Date of Signing:**

/s/  William E. Rotatori  Farmington, CT  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 122

**Form 13F Information Table Value Total:** $5430611402

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                   | Form 13F File Number   |
|:---|:---|:---|
|  | GENERAL RE CORP        | 028-04922              |
|  | BERKSHIRE HATHAWAY INC | 028-04545              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | BBG001S5T7X2 | 2840665 | 23688 | SH |  | SOLE |  | 23688 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 2951594 | 26884 | SH |  | SOLE |  | 26884 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 8928144 | 55245 | SH |  | SOLE |  | 55245 | 0 | 0 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | BBG001SD2SB2 | 1740394 | 11837 | SH |  | SOLE |  | 11837 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | BBG001S77MK3 | 2554737 | 49139 | SH |  | SOLE |  | 49139 | 0 | 0 |
| ALLIANT ENERGY CORP | COM | 018802108 | BBG001S8ZQ30 | 652251 | 11814 | SH |  | SOLE |  | 11814 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1508733 | 17100 | SH |  | SOLE |  | 17100 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 3945959 | 26707 | SH |  | SOLE |  | 26707 | 0 | 0 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 1969800 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 2895360 | 22284 | SH |  | SOLE |  | 22284 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 2653717216 | 20424207 | SH |  | DFND | 01 02 | 0 | 20424207 | 0 |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 4172373 | 225900 | SH |  | OTR |  | 0 | 0 | 225900 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 5006600 | 271950 | SH |  | SOLE |  | 271950 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 753526368 | 22751400 | SH |  | DFND | 01 02 | 0 | 22751400 | 0 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 10944600 | 9435 | SH |  | OTR |  | 0 | 0 | 9435 |
| BLACKROCK CAP INVT CORP | COM | 092533108 | BBG001SQ1025 | 1605445 | 443493 | SH |  | OTR |  | 0 | 0 | 443493 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 6216192 | 86396 | SH |  | SOLE |  | 86396 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 8652537 | 15475 | SH |  | SOLE |  | 15475 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 785807220 | 4378000 | SH |  | DFND | 01 02 | 0 | 4378000 | 0 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 9201555 | 51265 | SH |  | SOLE |  | 51265 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 10232596 | 214790 | SH |  | SOLE |  | 214790 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | BBG001S72ZG4 | 3353805 | 74150 | SH |  | SOLE |  | 74150 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 | BBG001S72ZG4 | 4025470 | 89000 | SH |  | DFND | 01 02 | 0 | 89000 | 0 |
| CMS ENERGY CORP | COM | 125896100 | BBG001S5PYJ3 | 1744931 | 27553 | SH |  | SOLE |  | 27553 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 3039667 | 47786 | SH |  | SOLE |  | 47786 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 4055778 | 34371 | SH |  | SOLE |  | 34371 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 | BBG001S7W5T3 | 6213533 | 45809 | SH |  | SOLE |  | 45809 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 3890310 | 41746 | SH |  | SOLE |  | 41746 | 0 | 0 |
| DARDEN RESTAURANTS INC | COM | 237194105 | BBG001S5QM08 | 8516148 | 61564 | SH |  | SOLE |  | 61564 | 0 | 0 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 | BBG001S7V596 | 40582773 | 227750 | SH |  | DFND | 01 02 | 0 | 227750 | 0 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 1241168 | 14286 | SH |  | SOLE |  | 14286 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | BBG001S5QNR7 | 6842656 | 66440 | SH |  | SOLE |  | 66440 | 0 | 0 |
| EBAY INC. | COM | 278642103 | BBG001S9B9J5 | 975582 | 23525 | SH |  | SOLE |  | 23525 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 | BBG001S5QVT7 | 9207351 | 95850 | SH |  | SOLE |  | 95850 | 0 | 0 |
| ENTERGY CORP NEW | COM | 29364G103 | BBG001S67KF5 | 5266125 | 46810 | SH |  | SOLE |  | 46810 | 0 | 0 |
| EOG RES INC | COM | 26875P101 | BBG001S5ZB93 | 3199144 | 24700 | SH |  | SOLE |  | 24700 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 | BBG009K1H2W7 | 44517 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| FRANCO NEV CORP | COM | 351858105 | BBG001STGSR5 | 791584 | 5800 | SH |  | SOLE |  | 5800 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 | BBG001S5RKR2 | 6439680 | 76800 | SH |  | SOLE |  | 76800 | 0 | 0 |
| GLOBAL PMTS INC | COM | 37940X102 | BBG001SGS2Z8 | 1124203 | 11319 | SH |  | SOLE |  | 11319 | 0 | 0 |
| GOLUB CAP BDC INC | COM | 38173M102 | BBG001T63BY7 | 3064648 | 232876 | SH |  | OTR |  | 0 | 0 | 232876 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 4421724 | 13999 | SH |  | SOLE |  | 13999 | 0 | 0 |
| HP INC | COM | 40434L105 | BBG001S6W7N7 | 442731159 | 16476783 | SH |  | DFND | 01 02 | 0 | 16476783 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 5185456 | 36805 | SH |  | SOLE |  | 36805 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 | BBG00KJR2NN7 | 367250 | 2600 | SH |  | SOLE |  | 0 | 0 | 2600 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 9428730 | 201900 | SH |  | SOLE |  | 2300 | 0 | 199600 |
| ISHARES TR | BROAD USD HIGH | 46435U853 | BBG00J2DS0J6 | 9737460 | 282000 | SH |  | SOLE |  | 0 | 0 | 282000 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | BBG003H6TRS0 | 9924040 | 161000 | SH |  | SOLE |  | 0 | 0 | 161000 |
| ISHARES TR | CORE MSCI EURO | 46434V738 |  | 21213025 | 446590 | SH |  | SOLE |  | 34800 | 0 | 411790 |
| ISHARES TR | CORE S MCP ETF | 464287507 | BBG001SFC7V0 | 3267692 | 13509 | SH |  | SOLE |  | 0 | 0 | 13509 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 2062016 | 21788 | SH |  | SOLE |  | 0 | 0 | 21788 |
| ISHARES TR | CORE S ETF | 464287200 |  | 45398253 | 118160 | SH |  | SOLE |  | 34940 | 0 | 83220 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | BBG001ST0ZQ7 | 3565165 | 48420 | SH |  | SOLE |  | 0 | 0 | 48420 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | BBG001S60QR6 | 2635750 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | BBG001SNVWC8 | 183180 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 4408867 | 25286 | SH |  | SOLE |  | 5300 | 0 | 19986 |
| ISHARES TR | S 100 ETF | 464287101 | BBG001SGB026 | 3326115 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | BBG001SDJVG2 | 340695 | 2825 | SH |  | OTR |  | 0 | 0 | 2825 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 19775385 | 163975 | SH |  | SOLE |  | 35200 | 0 | 128775 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 6688146 | 37861 | SH |  | SOLE |  | 37861 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 | BBG001S5WZ84 | 2020288 | 31567 | SH |  | SOLE |  | 31567 | 0 | 0 |
| JPMORGAN CHASE  CO | ALERIAN ML ETN | 46625H365 | BBG001SLBY94 | 2017313 | 92750 | SH |  | OTR |  | 0 | 0 | 92750 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 14100883 | 105152 | SH |  | SOLE |  | 105152 | 0 | 0 |
| KEYCORP | COM | 493267108 | BBG001S5SKV6 | 5758181 | 330550 | SH |  | SOLE |  | 330550 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 | BBG001S5SLZ0 | 67875 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 | BBG001TG2YZ5 | 3494141 | 193260 | SH |  | SOLE |  | 193260 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 4322034 | 11814 | SH |  | SOLE |  | 11814 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 12257116 | 25195 | SH |  | SOLE |  | 25195 | 0 | 0 |
| MARKEL CORP | COM | 570535104 | BBG001S9ZK95 | 5335835 | 4050 | SH |  | DFND | 01 02 | 0 | 4050 | 0 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 8134381 | 30867 | SH |  | SOLE |  | 30867 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 1705488 | 21944 | SH |  | SOLE |  | 21944 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 8544814 | 77015 | SH |  | SOLE |  | 77015 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 13267082 | 55321 | SH |  | SOLE |  | 55321 | 0 | 0 |
| MOLSON COORS BEVERAGE CO | CL B | 60871R209 | BBG001S5VQ21 | 7889258 | 153130 | SH |  | SOLE |  | 153130 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 | BBG001SHHZJ3 | 2538365 | 38085 | SH |  | SOLE |  | 38085 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 | BBG001S5TKX3 | 1761882 | 37328 | SH |  | SOLE |  | 37328 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 445727 | 3050 | SH |  | SOLE |  | 3050 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 | BBG0077VNXW5 | 1702443 | 23904 | SH |  | SOLE |  | 23904 | 0 | 0 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 2459505 | 13614 | SH |  | SOLE |  | 13614 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 9383581 | 183130 | SH |  | SOLE |  | 183130 | 0 | 0 |
| PINNACLE WEST CAP CORP | COM | 723484101 | BBG001S5VB15 | 83644 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 9212575 | 60785 | SH |  | SOLE |  | 60785 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | BBG001S5V3C1 | 5038538 | 82235 | SH |  | SOLE |  | 82235 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 | BBG001S6VS70 | 6788905 | 61751 | SH |  | SOLE |  | 61751 | 0 | 0 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | BBG0113JGQG9 | 3222363 | 61250 | SH |  | SOLE |  | 61250 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 618850 | 7075 | SH |  | SOLE |  | 1075 | 0 | 6000 |
| SHELL PLC | SPON ADS | 780259305 | BBG0147BN6H1 | 3188061 | 55980 | SH |  | SOLE |  | 55980 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | BBG001SCYWS2 | 2895656 | 31775 | SH |  | SOLE |  | 31775 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 | BBG001S5W777 | 7519116 | 105295 | SH |  | SOLE |  | 105295 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 1017840 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| SPDR INDEX SHS FDS | S CHINA ETF | 78463X400 |  | 4468087 | 57020 | SH |  | SOLE |  | 5490 | 0 | 51530 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 101246048 | 264744 | SH |  | SOLE |  | 19595 | 0 | 245149 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 | BBG001S63NQ1 | 255047 | 576 | SH |  | SOLE |  | 0 | 0 | 576 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | BBG001SQS7X7 | 3041100 | 33790 | SH |  | SOLE |  | 0 | 0 | 33790 |
| SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 | BBG001T083N5 | 2282382 | 48582 | SH |  | SOLE |  | 0 | 0 | 48582 |
| SPDR SER TR | PORTFOLIO LN COR | 78464A367 | BBG001SRZBZ6 | 67350 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 | BBG001T6B0P2 | 2810197 | 95650 | SH |  | SOLE |  | 0 | 0 | 95650 |
| STRYKER CORPORATION | COM | 863667101 | BBG001S8FR03 | 1735879 | 7100 | SH |  | SOLE |  | 7100 | 0 | 0 |
| SYSCO CORP | COM | 871829107 | BBG001S5WJS8 | 7602953 | 99450 | SH |  | SOLE |  | 99450 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | BBG001S5WWW4 | 3253351 | 43675 | SH |  | SOLE |  | 43675 | 0 | 0 |
| TARGET CORP | COM | 87612E106 | BBG001SC0K41 | 2509685 | 16839 | SH |  | SOLE |  | 16839 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 | BBG001S5WYZ7 | 8649597 | 52352 | SH |  | SOLE |  | 52352 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 2381305 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 | BBG001S6T8C1 | 8543330 | 195903 | SH |  | SOLE |  | 195903 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 | BBG001S6T8C1 | 62246428 | 1427343 | SH |  | DFND | 01 02 | 0 | 1427343 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | BBG001SHTTQ6 | 2985788 | 17140 | SH |  | SOLE |  | 0 | 0 | 17140 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | BBG001SHVTS1 | 3686923 | 18090 | SH |  | SOLE |  | 0 | 0 | 18090 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 | BBG001TC6MC1 | 4374676 | 7000 | SH |  | SOLE |  | 0 | 0 | 7000 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 2459380 | 23835 | SH |  | SOLE |  | 0 | 0 | 23835 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 11349994 | 59365 | SH |  | SOLE |  | 48565 | 0 | 10800 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | BBG001SHTV18 | 554400 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 14613761 | 135050 | SH |  | SOLE |  | 95350 | 0 | 39700 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | BBG00C868SD7 | 1922622 | 32275 | SH |  | SOLE |  | 0 | 0 | 32275 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | BBG001SHTTR5 | 84644 | 265 | SH |  | SOLE |  | 0 | 0 | 265 |
| VERISK ANALYTICS INC | COM | 92345Y106 | BBG001SBRX64 | 5116180 | 29000 | SH |  | OTR |  | 29000 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 5662410 | 143716 | SH |  | SOLE |  | 143716 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 | BBG00Y52JV51 | 2104 | 189 | SH |  | SOLE |  | 189 | 0 | 0 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 8004046 | 56450 | SH |  | SOLE |  | 56450 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 | BBG001S5XF23 | 7016079 | 169922 | SH |  | SOLE |  | 169922 | 0 | 0 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 15730875 | 13275 | SH |  | OTR |  | 0 | 0 | 13275 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | BBG001T6DPF6 | 671336 | 9596 | SH |  | SOLE |  | 9596 | 0 | 0 |
| YUM CHINA HLDGS INC | COM | 98850P109 | BBG00B8N0HH0 | 1142185 | 20900 | SH |  | SOLE |  | 20900 | 0 | 0 |

---