# EDGAR Filing Document

**Accession Number:** 0001852225
**File Stem:** 0001852225-26-000002
**Filing Date:** 2026-2
**Character Count:** 2677
**Document Hash:** 302cd0252b097eb15079edb1c37553cc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001852225-26-000002.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001852225-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**EFFECTIVENESS DATE**: 20260226

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TCBI SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001852225

**ORGANIZATION NAME:**
- **EIN:** 862510798
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70682
- **FILM NUMBER:** 26691541

**BUSINESS ADDRESS:**
- **STREET 1:** 2000 MCKINNEY AVENUE
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75201
- **BUSINESS PHONE:** 469-399-8582

**MAIL ADDRESS:**
- **STREET 1:** 2000 MCKINNEY AVENUE
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TCBI SECURITIES
- **DATE OF NAME CHANGE:** 20220125

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TCBI SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20220120

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TCBI SECURITIES
- **DATE OF NAME CHANGE:** 20210318

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001852225

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** TCBI SECURITIES, INC.

**Business Address:** 2000 MCKINNEY AVENUE, SUITE 700, DALLAS, TX, 75201

**Contact Person:** JOEL COLPITTS

**Contact Phone:** 214-210-3077

### Independent Public Accountant Identification

**Accountant Name:** ERNST & YOUNG LLP

**Accountant Address:** 2323 VICTORY AVENUE, SUITE 2000, DALLAS, TX, 75219

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **JOEL COLPITTS**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TCBI SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** JOEL COLPITTS

**Title:** FINOP

**Notarized:** Yes