# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-25-002538
**Filing Date:** 2025-9
**Character Count:** 44227
**Document Hash:** 8d5de54952697df791ab8bf09a892cd6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002538.hdr.sgml**: 20250925

**ACCESSION NUMBER**: 0000940400-25-002538

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250925

**DATE AS OF CHANGE**: 20250925

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 251344550

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay Muni Short Duration ETF (Series ID: S000090646)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000257922 | NYLI MacKay Muni Short Duration ETF |  |

## Nport-Ex

Schedule of Investments ─ NYLI Mackay Muni Short Duration ETF

July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Long-Term Bonds — 98.8%** | **Long-Term Bonds — 98.8%** | **Long-Term Bonds — 98.8%** |
| **Corporate Bonds — 2.9%** | **Corporate Bonds — 2.9%** | **Corporate Bonds — 2.9%** |
| Lifespan Corp. |  |  |
| &nbsp;&nbsp;&nbsp;Series 2025, 5.050%, due 2/15/30 | $500000 | $503429 |
| Prime Healthcare Foundation, Inc. |  |  |
| &nbsp;&nbsp;&nbsp;Series B, 7.000%, due 12/1/27 | 250000 | 253938 |
|  |  | 757367 |
| **Total Corporate Bonds** |  |  |
| &nbsp;&nbsp;&nbsp;**(Cost $759,291)** |  | **757367** |
| **Municipal Bonds — 95.9%** | **Municipal Bonds — 95.9%** | **Municipal Bonds — 95.9%** |
| **Alabama — 6.4%** |  |  |
| Black Belt Energy Gas District, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 10/1/52<sup>(a)(b)</sup> | 100000 | 100748 |
| Southeast Energy Authority A Cooperative District, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 11/1/51<sup>(a)(b)</sup> | 400000 | 401802 |
| &nbsp;&nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 5/1/55<sup>(a)(b)</sup> | 405000 | 430665 |
| State of Alabama Docks Department, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A Insured: AGM |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 10/1/27 | 750000 | 773907 |
|  |  | 1707122 |
| **Alaska — 1.3%** |  |  |
| Alaska Municipal Bond Bank Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.500%, due 10/1/42 | 350000 | 358284 |
| **California — 12.0%** |  |  |
| California Community Choice Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/53<sup>(a)(b)</sup> | 420000 | 439283 |
| &nbsp;&nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 1/1/55<sup>(a)(b)</sup> | 475000 | 494380 |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;3.950%, due 11/1/46<sup>(a)(b)</sup> | 900000 | 900045 |
| &nbsp;&nbsp;&nbsp;5.000%, due 12/1/27 | 100000 | 103183 |
| Los Angeles Department of Water & Power, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/29 | 490000 | 530560 |
| &nbsp;&nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/30 | 200000 | 219190 |
| State of California, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;4.875%, due 9/1/30 | 500000 | 515549 |
|  |  | 3202190 |
| **Colorado — 1.2%** |  |  |
| Adams & Arapahoe Counties Joint School District 28J Aurora, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Insured: ST AID WITHHLDG |  |  |
| &nbsp;&nbsp;&nbsp;5.500%, due 12/1/26 | 300000 | 312073 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** | **Municipal Bonds (continued)** | **Municipal Bonds (continued)** |
| **Connecticut — 1.9%** |  |  |
| Connecticut State Higher Education Supplement Loan Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 11/15/45<sup>(a)(b)</sup> | $500000 | $504429 |
| **Florida — 1.8%** |  |  |
| County of Miami-Dade Seaport Department, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 10/1/30 | 450000 | 481200 |
| **Georgia — 4.4%** |  |  |
| Development Authority of Burke County (The), Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;2.800%, due 11/1/52<sup>(a)(b)</sup> | 700000 | 700000 |
| Fulton County Residential Care Facilities for the Elderly Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/31 | 320000 | 322731 |
| Main Street Natural Gas, Inc., Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 5/1/52<sup>(a)(b)</sup> | 150000 | 150838 |
|  |  | 1173569 |
| **Guam — 2.4%** |  |  |
| Territory of Guam, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series F |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 1/1/29 | 315000 | 330440 |
| &nbsp;&nbsp;&nbsp;Series G |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 1/1/28 | 300000 | 313093 |
|  |  | 643533 |
| **Hawaii — 1.8%** |  |  |
| Kauai County Community Facilities District, Special Tax |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 5/15/30 | 470000 | 470315 |
| **Illinois — 3.8%** |  |  |
| Sales Tax Securitization Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 1/1/28 | 465000 | 487944 |
| State of Illinois, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 11/1/27 | 500000 | 522802 |
|  |  | 1010746 |
| **Indiana — 6.2%** |  |  |
| Indiana Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 10/1/64<sup>(a)(b)</sup> | 250000 | 266950 |
| &nbsp;&nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;&nbsp;3.450%, due 5/1/28<sup>(a)(b)</sup> | 800000 | 800365 |
| Indiana Housing & Community Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series B2 Insured: GNMA/FNMA/FHLMC |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 1/1/28 | 100000 | 101284 |

---

Schedule of Investments ─ NYLI Mackay Muni Short Duration ETF (continued)

July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal** **<br> Amount** | **Value** |
| **Municipal Bonds (continued)** | **Municipal Bonds (continued)** | **Municipal Bonds (continued)** |
| **Indiana (continued)** |  |  |
| Indianapolis Local Public Improvement Bond Bank, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series B2 |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 1/1/28 | $450000 | $472639 |
|  |  | 1641238 |
| **Iowa — 1.8%** |  |  |
| Kirkwood Community College, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;3.000%, due 6/1/32 | 500000 | 480362 |
| **Kentucky — 3.7%** |  |  |
| Kentucky Higher Education Student Loan Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;&nbsp;5.255%, due 6/1/28 | 500000 | 504209 |
| Kentucky Housing Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series D Insured: GNMA/FNMA/FHLMC |  |  |
| &nbsp;&nbsp;&nbsp;6.500%, due 7/1/55 | 450000 | 476531 |
|  |  | 980740 |
| **Louisiana — 1.8%** |  |  |
| Louisiana Public Facilities Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 5/15/30 | 450000 | 487688 |
| **Maryland — 3.1%** |  |  |
| Maryland Health & Higher Educational Facilities Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/26 | 800000 | 815819 |
| **Minnesota — 3.7%** |  |  |
| City of Mankato MN, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;2.125%, due 2/1/27 | 500000 | 491898 |
| County of Washington MN, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;2.100%, due 2/1/27 | 500000 | 492496 |
|  |  | 984394 |
| **Montana — 0.4%** |  |  |
| City of Forsyth MT, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;3.875%, due 10/1/32 | 100000 | 99740 |
| **Nebraska — 0.9%** |  |  |
| Central Plains Energy Project, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;2.500%, due 12/1/49<sup>(a)(b)</sup> | 250000 | 250000 |
| **New Hampshire — 1.9%** |  |  |
| New Hampshire Housing Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series C Insured: GNMA/FNMA/FHLMC |  |  |
| &nbsp;&nbsp;&nbsp;6.500%, due 7/1/56 | 450000 | 510060 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal** **<br> Amount** | **Value** |
| **Municipal Bonds (continued)** | **Municipal Bonds (continued)** | **Municipal Bonds (continued)** |
| **New Jersey — 2.0%** |  |  |
| New Jersey Higher Education Student Assistance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 1B |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 12/1/27 | $500000 | $518663 |
| **New Mexico — 0.4%** |  |  |
| New Mexico Mortgage Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series C Insured: GNMA/FNMA/FHLMC |  |  |
| &nbsp;&nbsp;&nbsp;3.450%, due 9/1/32 | 100000 | 97884 |
| **New York — 7.1%** |  |  |
| City of New York NY, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;&nbsp;2.800%, due 4/1/42<sup>(a)(b)</sup> | 650000 | 650000 |
| New York City Housing Development Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.458%, due 12/15/31 | 475000 | 485251 |
| New York Power Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A Insured: AG |  |  |
| &nbsp;&nbsp;&nbsp;5.749%, due 11/15/33 | 250000 | 265028 |
| New York State Energy Research & Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.822%, due 4/1/28 | 500000 | 499051 |
|  |  | 1899330 |
| **North Carolina — 1.9%** |  |  |
| North Carolina Housing Finance Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Insured: GNMA/FNMA/FHLMC |  |  |
| &nbsp;&nbsp;&nbsp;6.500%, due 1/1/56 | 450000 | 510733 |
| **North Dakota — 1.2%** |  |  |
| City of Grand Forks ND, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;2.250%, due 12/1/28 | 215000 | 209785 |
| &nbsp;&nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;&nbsp;2.500%, due 12/1/28 | 100000 | 98767 |
|  |  | 308552 |
| **Ohio — 3.9%** |  |  |
| Cleveland Municipal School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Insured: SD CRED PROG |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 12/1/25 | 500000 | 503698 |
| County of Fayette OH, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Insured: AG |  |  |
| &nbsp;&nbsp;&nbsp;5.250%, due 12/1/28 | 500000 | 535614 |
|  |  | 1039312 |
| **Oregon — 1.8%** |  |  |
| City of Redmond OR, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 6/1/30 | 450000 | 484025 |

---

Schedule of Investments ─ NYLI Mackay Muni Short Duration ETF (continued)

July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal** **<br> Amount** | **Value** |
| **Municipal Bonds (continued)** | **Municipal Bonds (continued)** | **Municipal Bonds (continued)** |
| **Pennsylvania — 1.8%** |  |  |
| Pennsylvania Higher Education Assistance Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 1A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 6/1/30 | $450000 | $474572 |
| **Tennessee — 3.1%** |  |  |
| County of Campbell TN, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Insured: AG |  |  |
| &nbsp;&nbsp;&nbsp;2.000%, due 6/1/31 | 400000 | 360607 |
| New Memphis Arena Public Building Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;1.470%, due 4/1/27 | 475000 | 463520 |
|  |  | 824127 |
| **Texas — 10.3%** |  |  |
| City of Plano TX, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;3.000%, due 9/1/27 | 450000 | 450065 |
| City of San Antonio TX Airport System, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/26 | 400000 | 408019 |
| Leander Independent School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A Insured: PSF-GTD |  |  |
| &nbsp;&nbsp;&nbsp;3.030%, due 8/15/28<sup>(c)</sup> | 450000 | 410678 |
| Midland County Fresh Water Supply District No 1, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;4.160%, due 9/15/32<sup>(c)</sup> | 500000 | 372809 |
| North Texas Municipal Water District Water System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 9/1/29 | 410000 | 410757 |
| Texas Department of Housing & Community Affairs, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series B Insured: GNMA COLL |  |  |
| &nbsp;&nbsp;&nbsp;3.650%, due 1/1/28 | 500000 | 506222 |
| University of Houston, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 2/15/28 | 175000 | 177002 |
|  |  | 2735552 |
| **Virginia — 1.9%** |  |  |
| Virginia Housing Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;&nbsp;3.550%, due 1/1/27 | 500000 | 503163 |
| **Total Municipal Bonds** |  |  |
| &nbsp;&nbsp;&nbsp;**(Cost $25,267,421)** |  | **25509415** |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 2.0%** | **Short-Term Investment — 2.0%** | **Short-Term Investment — 2.0%** |
| **Money Market Fund — 2.0%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.29%<sup>(d)</sup> |  |  |
| **(Cost $538,363)** | 538363 | $**538363** |
| **Total Investments — 100.8%<br> (Cost $26,565,075)** |  | **26805145** |
| **Other Assets and Liabilities, <br> Net — (0.8)%** |  | **(213225)** |
| **Net Assets — 100.0%** |  | $**26591920** |

---

(a) Adjustable
 rate security with an interest rate that is not based on a published reference index and spread. The rate is based on the
 structure of the agreement and current market conditions.

(b) Variable
 rate securities that may be tendered back to the issuer at any time prior to maturity at par. Rate shown is the rate in effect
 as of July 31, 2025.

(c) The
 security was issued on a discount basis with no stated coupon rate. Rate shown reflects the effective yield.

(d) Reflects
 the 7-day yield at July 31, 2025.

---

| | |
|:---|:---|
| **Abbreviations** | **Abbreviations** |
| AGM | - Assured Guaranty Municipal Corp. |
| GTD | - Guaranteed. |
| PSF-GTD | - Permanent School Fund Guaranteed. |
| SD CRED PROG | - School District Credit Enhancement Program |
| ST AID WITHHLDG | - State Aid Withholding |

---

Schedule of Investments ─ NYLI Mackay Muni Short Duration ETF (continued)

July 31, 2025 (unaudited)

The following is a summary of the inputs used to value the Fund's investments as of July 31, 2025. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(a)</sup> |  |  |  |  |
| &nbsp;&nbsp;Corporate Bonds | $— | $757367 | $— | $757367 |
| &nbsp;&nbsp;Municipal Bonds |  | 25509415 |  | 25509415 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;Money Market Fund | 538363 |  |  | 538363 |
| Total Investments in Securities | $538363 | $26266782 | $— | $26805145 |

---

(a) For
 a complete listing of investments and their states, see the Schedule of Investments.

For the period ended July 31, 2025, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI Mackay Muni Short Duration ETF

- **b. EDGAR series identifier (if any):** S000090646

- **c. LEI of Series:** 529900IUV9ITS9M0DL55

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $27027550.30

**Total Liabilities:** $435630.27

**Net Assets:** $26591920.03

**Delayed Delivery Securities:** $312606.00

**Cash Not Reported:** $275.34

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 58.76173000 | **1-Year:** 2063.15942000 | **5-Year:** 3910.81490000 | **10-Year:** 1505.17700000 | **30-Year:** 21.44270000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000257922 | 0.48%                | 0.75%                | 0.58%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $59308.58                                  |
| Month 2  | $0.00                    | $116768.47                                 |
| Month 3  | $6427.87                 | $63957.39                                  |

**Designated Index Information**

- **Index Name:** Bloomberg Municipal Bond 3 Year

- **Index Identifier:** LEH__LHMN0732

### Schedule of Portfolio Investments

| Name                               | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                     | CUSIP: 13013JEA0<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    475000 | PA      | $494379.81    | 1.86%             | 2055-01-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY HSG DEV CORP      | New York City Housing Development Corp                              | CUSIP: 64966TGS7<br>LEI: 549300SQWVHKBRF8D702 | Long             | ABS-MBS          | MUN               | US        |    475000 | PA      | $485251.02    | 1.82%             | 2043-12-15      | Fixed         | 5.46%                 | No            |                  2 | On Loan: No      |
| MIAMI-DADE CNTY FL SEAPORT REV     | County of Miami-Dade Seaport Department                             | CUSIP: 59335KEM5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $481200.12    | 1.81%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA HGR EDU ASSISTANC     | Pennsylvania Higher Education Assistance Agency                     | CUSIP: 70878CBM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $474571.71    | 1.78%             | 2030-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                                 | CUSIP: 13063EHU3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $515548.95    | 1.94%             | 2030-09-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power                             | CUSIP: 544532PY4<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    200000 | PA      | $219190.14    | 0.82%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHEAST ENERGY AUTHORITY A C     | Southeast Energy Authority A Cooperative District                   | CUSIP: 84136HCF8<br>LEI: 25490090A3RLJHITY273 | Long             | DBT              | MUN               | US        |    405000 | PA      | $430664.93    | 1.62%             | 2055-05-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| FAYETTE CNTY OH HOSP FACS IMPT     | County of Fayette OH                                                | CUSIP: 312446AA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $535614.15    | 2.01%             | 2028-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| MANKATO MN                         | City of Mankato MN                                                  | CUSIP: 563657SN6<br>LEI: 5493003B18DJ507ZEG20 | Long             | DBT              | MUN               | US        |    500000 | PA      | $491898.15    | 1.85%             | 2027-02-01      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| NORTH CAROLINA HSG FIN AGY HOM     | North Carolina Housing Finance Agency                               | CUSIP: 65820BCH7<br>LEI: EC4EE0PS5OP5O69B5C39 | Long             | DBT              | MUN               | US        |    450000 | PA      | $510732.63    | 1.92%             | 2056-01-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST                        | State of Illinois                                                   | CUSIP: 452152P96<br>LEI: 54930048FV8RWPR02D67 | Long             | DBT              | MUN               | US        |    500000 | PA      | $522801.55    | 1.97%             | 2027-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SALES TAX SECURITIZATION CORP      | Sales Tax Securitization Corp                                       | CUSIP: 79467BED3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    465000 | PA      | $487944.22    | 1.83%             | 2028-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LEANDER TX INDEP SCH DIST          | Leander Independent School District                                 | CUSIP: 521841P67<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $410677.34    | 1.54%             | 2028-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW MEMPHIS ARENA PUBLIC BLDG      | New Memphis Arena Public Building Authority                         | CUSIP: 64704CAR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    475000 | PA      | $463519.92    | 1.74%             | 2027-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INDIANAPOLIS IN LOCAL PUBLIC I     | Indianapolis Local Public Improvement Bond Bank                     | CUSIP: 45528VFT1<br>LEI: 549300LX8ESJHDSESB87 | Long             | DBT              | MUN               | US        |    450000 | PA      | $472639.32    | 1.78%             | 2028-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| REDMOND OR                         | City of Redmond OR                                                  | CUSIP: 757657ZA2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $484025.31    | 1.82%             | 2030-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BURKE CNTY GA DEV AUTH POLL CO     | Development Authority of Burke County/The                           | CUSIP: 121342PQ6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $700000.00    | 2.63%             | 2052-11-01      | Variable      | 2.80%                 | No            |                  2 | On Loan: No      |
| FULTON CNTY GA RSDL CARE FACS      | Fulton County Residential Care Facilities for the Elderly Authority | CUSIP: 360059AL3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    320000 | PA      | $322731.07    | 1.21%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ADAMS & ARAPAHOE CNTYS CO JT S     | Adams & Arapahoe Counties Joint School District 28J Aurora          | CUSIP: 0054824G6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $312073.35    | 1.17%             | 2026-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| UNIV OF HOUSTON TX UNIV REVENU     | University of Houston                                               | CUSIP: 914302CE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    175000 | PA      | $177002.16    | 0.67%             | 2028-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| KENTUCKY ST HSG CORP SF MTGE       | Kentucky Housing Corp                                               | CUSIP: 491309NP1<br>LEI: 549300NTBUU903EKQ287 | Long             | DBT              | MUN               | US        |    450000 | PA      | $476531.64    | 1.79%             | 2055-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| KAUAI CNTY HI CMNTY FACS DISTS     | Kauai County Community Facilities District                          | CUSIP: 486121BL9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    470000 | PA      | $470315.46    | 1.77%             | 2030-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                   | CUSIP: 40065NCM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    315000 | PA      | $330439.88    | 1.24%             | 2029-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                     | CUSIP: 13013JCB0<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    420000 | PA      | $439283.80    | 1.65%             | 2053-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| INDIANA ST FIN AUTH HLTH SYS R     | Indiana Finance Authority                                           | CUSIP: 45470YGD7<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    250000 | PA      | $266949.48    | 1.00%             | 2064-10-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHEAST ENERGY AUTH AL COMMO     | Southeast Energy Authority A Cooperative District                   | CUSIP: 84136FAH0<br>LEI: 25490090A3RLJHITY273 | Long             | DBT              | MUN               | US        |    400000 | PA      | $401802.00    | 1.51%             | 2051-11-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| MAIN STREET NATURAL GAS INC GA     | Main Street Natural Gas Inc                                         | CUSIP: 56035DCZ3<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    150000 | PA      | $150838.14    | 0.57%             | 2052-05-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power                             | CUSIP: 544532GM0<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    490000 | PA      | $530559.80    | 2.00%             | 2029-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOUISIANA PUB FACS AUTH REVENU     | Louisiana Public Facilities Authority                               | CUSIP: 546399UQ7<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |    450000 | PA      | $487688.04    | 1.83%             | 2030-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PRIME HEALTHCARE FOUND             | Prime Healthcare Foundation Inc                                     | CUSIP: 74166AAA0<br>LEI: 984500CA2F5A8B78A337 | Long             | DBT              | CORP              | US        |    250000 | PA      | $253938.14    | 0.95%             | 2027-12-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| NEW JERSEY ST HGR EDU ASSISTAN     | New Jersey Higher Education Student Assistance Authority            | CUSIP: 646080YN5<br>LEI: 5493007OOYUHTF8GSL63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $518662.50    | 1.95%             | 2027-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENERGY RESEARCH &      | New York State Energy Research & Development Authority              | CUSIP: 64985VBG0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $499051.05    | 1.88%             | 2028-04-01      | Fixed         | 5.82%                 | No            |                  2 | On Loan: No      |
| MIDLAND CNTY TX FRESH WTR SPLY     | Midland County Fresh Water Supply District No 1                     | CUSIP: 597495AV2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $372809.10    | 1.40%             | 2032-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INDIANA ST FIN AUTH ECON DEV R     | Indiana Finance Authority                                           | CUSIP: 45505RBP9<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    800000 | PA      | $800365.28    | 3.01%             | 2028-05-01      | Variable      | 3.45%                 | No            |                  2 | On Loan: No      |
| NEW MEXICO ST MTGE FIN AUTH        | New Mexico Mortgage Finance Authority                               | CUSIP: 647201SJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $97883.48     | 0.37%             | 2032-09-01      | Fixed         | 3.45%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH SO     | California Municipal Finance Authority                              | CUSIP: 13048RAR8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    900000 | PA      | $900045.09    | 3.38%             | 2046-11-01      | Variable      | 3.95%                 | No            |                  2 | On Loan: No      |
| VIRGINIA HSG DEV AUTH              | Virginia Housing Development Authority                              | CUSIP: 92812XHS4<br>LEI: 549300LW3QBOVLQBP895 | Long             | DBT              | MUN               | US        |    500000 | PA      | $503163.05    | 1.89%             | 2027-01-01      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management                                  | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    538363 | NS      | $538362.94    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MARYLAND ST HLTH & HGR EDUCTNL     | Maryland Health & Higher Educational Facilities Authority           | CUSIP: 57421CJD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    800000 | PA      | $815818.80    | 3.07%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CONNECTICUT ST HGR EDU SUPPLEM     | Connecticut State Higher Education Supplement Loan Authority        | CUSIP: 207743YR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $504428.60    | 1.90%             | 2045-11-15      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST PWR AUTH REVENUE       | New York Power Authority                                            | CUSIP: 64989KFD3<br>LEI: I5P1GEYFGGMMDOFX2L30 | Long             | DBT              | MUN               | US        |    250000 | PA      | $265027.73    | 1.00%             | 2033-11-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| TEXAS ST DEPT OF HSG & CMNTY A     | Texas Department of Housing & Community Affairs                     | CUSIP: 882750D74<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506222.25    | 1.90%             | 2028-01-01      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| BLACK BELT ENERGY GAS DIST AL      | Black Belt Energy Gas District                                      | CUSIP: 09182TAM9<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100747.86    | 0.38%             | 2052-10-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| KIRKWOOD IA CMNTY CLG              | Kirkwood Community College                                          | CUSIP: 497592KF1<br>LEI: 549300XT367WU6S5AE66 | Long             | DBT              | MUN               | US        |    500000 | PA      | $480362.25    | 1.81%             | 2032-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| LIFESPAN CORP                      | Lifespan Corp                                                       | CUSIP: 53229UAA5<br>LEI: I9TGZUV477HZIKUP0045 | Long             | DBT              | CORP              | US        |    500000 | PA      | $503428.71    | 1.89%             | 2030-02-15      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| NEW HAMPSHIRE ST HSG FIN AUTH      | New Hampshire Housing Finance Authority                             | CUSIP: 64469D7Y1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $510060.11    | 1.92%             | 2056-07-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| CAMPBELL CNTY TN                   | County of Campbell TN                                               | CUSIP: 134303TY2<br>LEI: 549300T61WDDRIWIM152 | Long             | DBT              | MUN               | US        |    400000 | PA      | $360607.32    | 1.36%             | 2031-06-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| CLEVELAND OH MUNI SCH DIST         | Cleveland Municipal School District                                 | CUSIP: 186392EL6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $503697.95    | 1.89%             | 2025-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN ANTONIO TX ARPT SYS REVENU     | City of San Antonio TX Airport System                               | CUSIP: 796242TY1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $408019.04    | 1.53%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GRAND FORKS ND                     | City of Grand Forks ND                                              | CUSIP: 3854434G8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    215000 | PA      | $209785.54    | 0.79%             | 2028-12-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| GRAND FORKS ND                     | City of Grand Forks ND                                              | CUSIP: 3854435Q5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $98766.65     | 0.37%             | 2028-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK NY                        | City of New York NY                                                 | CUSIP: 64966QWQ9<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    650000 | PA      | $650000.00    | 2.44%             | 2042-04-01      | Variable      | 2.90%                 | No            |                  2 | On Loan: No      |
| INDIANA ST HSG & CMNTY DEV AUT     | Indiana Housing & Community Development Authority                   | CUSIP: 45505WCC6<br>LEI: 549300QRKDYVNHT1OE86 | Long             | DBT              | MUN               | US        |    100000 | PA      | $101284.21    | 0.38%             | 2028-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| FORSYTH MT POLL CONTROL REVENU     | City of Forsyth MT                                                  | CUSIP: 346668DP8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $99740.08     | 0.38%             | 2032-10-01      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| PLANO TX                           | City of Plano TX                                                    | CUSIP: 727177RF6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $450064.94    | 1.69%             | 2027-09-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                   | CUSIP: 40065NCU9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $313093.20    | 1.18%             | 2028-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WASHINGTON CNTY MN                 | County of Washington MN                                             | CUSIP: 937785UJ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $492495.90    | 1.85%             | 2027-02-01      | Fixed         | 2.10%                 | No            |                  2 | On Loan: No      |
| ALASKA ST MUNI BOND BANK AUTH      | Alaska Municipal Bond Bank Authority                                | CUSIP: 01179RVM2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $358283.98    | 1.35%             | 2042-10-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| KENTUCKY ST HGR EDU STUDENT LO     | Kentucky Higher Education Student Loan Corp                         | CUSIP: 49130NGS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $504208.80    | 1.90%             | 2028-06-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CENTRL PLAINS ENERGY PROJ NE G     | Central Plains Energy Project                                       | CUSIP: 154872AU9<br>LEI: SVQOT7V5CPLIGNP5BE29 | Long             | DBT              | MUN               | US        |    250000 | PA      | $250000.00    | 0.94%             | 2049-12-01      | Variable      | 2.50%                 | No            |                  2 | On Loan: No      |
| N TEXAS ST MUNI WTR DIST WTR S     | North Texas Municipal Water District Water System Revenue           | CUSIP: 662903PU1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    410000 | PA      | $410757.07    | 1.54%             | 2029-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALABAMA ST PORT AUTH DOCKS FAC     | State of Alabama Docks Department                                   | CUSIP: 010604BZ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $773906.78    | 2.91%             | 2027-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-25

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ