# EDGAR Filing Document

**Accession Number:** 0001048268
**File Stem:** 0001048268-23-000026
**Filing Date:** 2023-2
**Character Count:** 7388
**Document Hash:** 3875c4f8d4ccde3e473cf9adb672ae02
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001048268-23-000026.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001048268-23-000026

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230223

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IES Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001048268
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRICAL WORK [1731]
- **IRS NUMBER:** 760542208
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13783
- **FILM NUMBER:** 23668625

**BUSINESS ADDRESS:**
- **STREET 1:** 5433 WESTHEIMER
- **STREET 2:** SUITE 500
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056
- **BUSINESS PHONE:** 7138601500

**MAIL ADDRESS:**
- **STREET 1:** 5433 WESTHEIMER
- **STREET 2:** SUITE 500
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Integrated Electrical Services, Inc.
- **DATE OF NAME CHANGE:** 20150106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTEGRATED ELECTRICAL SERVICES INC
- **DATE OF NAME CHANGE:** 19971022

?xml version="1.0" ? iesc-20230223

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

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| | |
|:---|:---|
| **CURRENT REPORT** | **CURRENT REPORT** |
| **PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934** | **PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934** |
| **Date of Report (Date of Earliest Event Reported):** | **February 23, 2023** |

---

![iesc-20230223_g1.jpg](iesc-20230223_g1.jpg)

**IES Holdings, Inc.** 

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| | | |
|:---|:---|:---|
| **Delaware** | **001-13783** | **76-0542208** |
| **(State or other jurisdiction <br>of incorporation)** | **(Commission <br>file number)** | **(I.R.S. Employer <br>Identification No.)** |

---

**5433 Westheimer Road, Suite 500, Houston, Texas 77056** 

**(Address of principal executive offices and zip code)**

**Registrant's telephone number, including area code: (713) 860-1500** 

Check the appropriate box below if the From 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol** | **&nbsp;&nbsp;&nbsp;&nbsp; Name of each exchange on which registered** |
| **Common Stock, par value $0.01 per share** | **IESC** | **NASDAQ Global Market** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07.&nbsp;&nbsp;&nbsp;&nbsp;Submission of Matters to a Vote of Security Holders.**

On February 23, 2023, IES held its 2023 Annual Stockholders Meeting (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders (1) elected all of the Company's nominees for Director, (2) ratified the appointment of Ernst & Young LLP as the Company's certified public accountants for the fiscal year ending September 30, 2023, (3) approved, by advisory vote, the compensation of the Company's named executive officers, as described in the proxy statement for the Annual Meeting, and (4) approved, by advisory vote, a one year frequency for the stockholders' advisory vote on the compensation of the Company's named executive officers.

(1) Proposal One: Election of Directors to serve until the 2024 Annual Stockholders Meeting and until their successors are duly elected and qualified (or until their earlier death, resignation or removal). Each Director was elected as follows:

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| | | | | |
|:---|:---|:---|:---|:---|
| | **NAME** | **FOR** | **WITHHELD** | **BROKER**<br>**NON-VOTE** |
| 01— | Jennifer A. Baldock | 15952445 | 1381213 | 1808017 |
| 02— | Todd M. Cleveland | 15211395 | 2122263 | 1808017 |
| 03— | David B. Gendell | 17059933 | 273725 | 1808017 |
| 04— | Jeffrey L. Gendell | 17025620 | 308038 | 1808017 |
| 05— | Joe D. Koshkin | 15898962 | 1434696 | 1808017 |
| 06— | Elizabeth D. Leykum | 17069475 | 264183 | 1808017 |

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(2) Proposal Two: Ratification of the appointment of Ernst & Young LLP as the Company's certified public accountants for the Company for fiscal year 2023 was approved as follows:

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| | | | |
|:---|:---|:---|:---|
| 19,076,708 | 30,373 | 34,594 | N/A |
| FOR | AGAINST | ABSTAIN | BROKER<br>NON-VOTE |

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(3) Proposal Three: Approval, by advisory vote, of the compensation of the Company's named executive officers, as described in the proxy statement for the Annual Meeting:

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| | | | |
|:---|:---|:---|:---|
| 16,892,794 | 435,673 | 5,191 | 1,808,017 |
| FOR | AGAINST | ABSTAIN | BROKER<br>NON-VOTE |

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(4) Proposal Four: Approval, by advisory vote, of the frequency of the stockholders' advisory vote on the compensation of the Company's named executive officers. A one year frequency was approved as follows:

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| | | | | |
|:---|:---|:---|:---|:---|
| 16,670,122 | 383 | 661,637 | 1,516 | 1,808,017 |
| ONE YEAR | TWO YEARS | THREE YEARS | ABSTAIN | BROKER<br>NON-VOTE |

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Based on these results, and consistent with the recommendation of the Company's Board of Directors (the "Board") with respect to this proposal, the Board has determined to hold an advisory vote on the compensation of the Company's named executive officers on an annual basis, until the next advisory vote on the frequency of stockholder votes on the compensation of the Company's named executive officers.

**Item 9.01&nbsp;&nbsp;&nbsp;&nbsp;Financial Statements and Exhibits.**

&nbsp;&nbsp;&nbsp;&nbsp;(d)&nbsp;&nbsp;&nbsp;&nbsp;Exhibits.

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| | |
|:---|:---|
| **Exhibit** <br>**<u>Number</u>** | **<u>Description</u>** |
| 104 — | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | | **IES HOLDINGS, INC.** |
| *Date:* | February 24, 2023 | *By: <u>/s/ Mary K. Newman</u>*  |
|  |  | Name: Mary K. Newman |
|  |  | Title: General Counsel and Corporate Secretary |

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