# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-005077
**Filing Date:** 2026-3
**Character Count:** 22813
**Document Hash:** 7b16f43344754cfdc919d1bca31ef2dc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005077.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000910472-26-005077

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26819034

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main Sector Rotation ETF (Series ID: S000058154)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000190408 | Main Sector Rotation ETF | SECT            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.6%** |  |
|  | **EQUITY - 99.6%** |  |
| 227944 | iShares Expanded Tech-Software Sector ETF<sup>(a)(b)</sup> | $20585623 |
| 650310 | iShares U.S. Home Construction ETF<sup>(a)</sup> | 66351129 |
| 3156863 | State Street Communication Services Select Sector SPDR ETF<sup>(a)</sup> | 379076109 |
| 2101190 | State Street Consumer Discretionary Select Sector SPDR ETF<sup>(a)</sup> | 254601192 |
| 7590438 | State Street Financial Select Sector SPDR ETF<sup>(a)</sup> | 405633007 |
| 2888325 | State Street Health Care Select Sector SPDR ETF<sup>(a)</sup> | 446939411 |
| 1620880 | State Street Materials Select Sector SPDR ETF<sup>(a)</sup> | 79860758 |
| 5564318 | State Street Technology Select Sector SPDR ETF<sup>(a)</sup> | 800594073 |
| 68558 | VanEck Semiconductor ETF<sup>(a)</sup> | 27660411 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $2,040,410,551)** | 2481301713 |
|  | **SHORT-TERM INVESTMENTS — 4.5%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 4.1%** |  |
| 102218091 | State Street Navigator Securities Lending Government Money Market Portfolio, 3.71% (Cost $102,218,091)<sup>(c),(d)</sup> | 102218091 |
|  | **MONEY MARKET FUNDS - 0.4%** |  |
| 9769482 | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $9,769,482)<sup>(d)</sup> | 9769482 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $111,987,573)** | 111987573 |
|  | **TOTAL INVESTMENTS - 104.1% (Cost $2,152,398,124)** | $2593289286 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (4.1)%** | (103292742) |
|  | **NET ASSETS - 100.0%** | $2489996544 |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt <br>

<sup>(a)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $152,465,518.

<sup>(b)</sup> Non-income producing security.

<sup>(c)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $102,218,091 at January 31, 2026. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $55,887,442.

<sup>(d)</sup> Rate disclosed is the seven day effective yield as of January 31, 2026.

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1%** |  |
|  | **ADVERTISING & MARKETING - 0.9%** |  |
| 59400 | Trade Desk, Inc. (The), Class A<sup>(a)</sup> | $1801602 |
|  | **AEROSPACE & DEFENSE - 9.0%** |  |
| 6329 | AeroVironment, Inc.<sup>(a)</sup> | 1761930 |
| 4777 | Axon Enterprise, Inc.<sup>(a)</sup> | 2310062 |
| 30246 | CAE, Inc. | 969082 |
| 2386 | Curtiss-Wright Corporation | 1566862 |
| 1594 | Elbit Systems Ltd. | 1119897 |
| 2386 | General Dynamics Corporation | 837701 |
| 2386 | Huntington Ingalls Industries, Inc. | 1003337 |
| 22286 | Karman Holdings, Inc.<sup>(a),(b)</sup> | 2313287 |
| 19900 | Kratos Defense & Security Solutions, Inc.<sup>(a)</sup> | 2049899 |
| 3183 | Moog, Inc., Class A | 971929 |
| 7960 | Woodward, Inc. | 2530006 |
|  |  | 17433992 |
|  | **COMMERCIAL SUPPORT SERVICES - 0.6%** |  |
| 19900 | TriNet Group, Inc. | 1218676 |
|  | **DIVERSIFIED INDUSTRIALS - 0.8%** |  |
| 1584 | Parker-Hannifin Corporation | 1482371 |
|  | **E-COMMERCE DISCRETIONARY - 3.7%** |  |
| 1589 | MercadoLibre, Inc.<sup>(a)</sup> | 3412838 |
| 11143 | PDD Holdings, Inc. - ADR<sup>(a)</sup> | 1126000 |
| 21355 | Sea Ltd. - ADR<sup>(a)</sup> | 2487644 |
|  |  | 7026482 |
|  | **ELECTRIC UTILITIES - 5.5%** |  |
| 9189 | Constellation Energy Corporation | 2579169 |
| 7960 | NRG Energy, Inc. | 1214935 |
| 7960 | Ormat Technologies, Inc. | 994522 |
| 8757 | Talen Energy Corporation<sup>(a)</sup> | 3050588 |
| 18306 | Vistra Corporation | 2898755 |
|  |  | 10737969 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1% (Continued)** |  |
|  | **ELECTRICAL EQUIPMENT - 11.9%** |  |
| 34226 | AAON, Inc. | $3116619 |
| 5569 | Argan, Inc. | 1933056 |
| 12737 | BWX Technologies, Inc. | 2616562 |
| 3980 | GE Vernova, Inc. | 2890952 |
| 12672 | Keysight Technologies, Inc.<sup>(a)</sup> | 2741334 |
| 8757 | Modine Manufacturing Company<sup>(a)</sup> | 1617068 |
| 24552 | Ralliant Corporation | 1300519 |
| 7163 | Rockwell Automation, Inc. | 3020278 |
| 27720 | Trimble, Inc.<sup>(a)</sup> | 1873872 |
| 11143 | Vertiv Holdings Company, Class A | 2074604 |
|  |  | 23184864 |
|  | **HEALTH CARE FACILITIES & SERVICES - 1.6%** |  |
| 20692 | HealthEquity, Inc.<sup>(a)</sup> | 1772684 |
| 55715 | Progyny, Inc.<sup>(a)</sup> | 1329917 |
|  |  | 3102601 |
|  | **INSURANCE - 1.7%** |  |
| 7163 | Arthur J Gallagher & Company | 1786237 |
| 30246 | Ryan Specialty Holdings, Inc. | 1460277 |
|  |  | 3246514 |
|  | **INTERNET MEDIA & SERVICES - 6.4%** |  |
| 28512 | Cargurus, Inc.<sup>(a)</sup> | 923789 |
| 13464 | DoorDash, Inc., Class A<sup>(a)</sup> | 2755004 |
| 7128 | Expedia Group, Inc. | 1887780 |
| 13504 | Netflix, Inc.<sup>(a)</sup> | 1127449 |
| 11088 | Roku, Inc.<sup>(a)</sup> | 1055578 |
| 42978 | Uber Technologies, Inc.<sup>(a)</sup> | 3440388 |
| 61776 | Upwork, Inc.<sup>(a)</sup> | 1237373 |
|  |  | 12427361 |
|  | **LEISURE FACILITIES & SERVICES - 1.9%** |  |
| 206138 | Sportradar Group A.G.<sup>(a)</sup> | 3733159 |
|  | **MACHINERY - 3.9%** |  |
| 8712 | Crane Company | 1591160 |
| 3980 | CSW Industrials, Inc. | 1074520 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1% (Continued)** |  |
|  | **MACHINERY - 3.9% (Continued)** |  |
| 24552 | Graco, Inc. | $2144126 |
| 11123 | John Bean Technologies Corporation | 1749759 |
| 3168 | Kadant, Inc. | 1017055 |
|  |  | 7576620 |
|  | **MEDICAL EQUIPMENT & DEVICES - 7.4%** |  |
| 8712 | Agilent Technologies, Inc. | 1166101 |
| 17424 | Dexcom, Inc.<sup>(a)</sup> | 1272649 |
| 28512 | Haemonetics Corporation<sup>(a)</sup> | 1900610 |
| 14305 | Insulet Corporation<sup>(a)</sup> | 3659363 |
| 1584 | Intuitive Surgical, Inc.<sup>(a)</sup> | 798684 |
| 797 | Mettler-Toledo International, Inc.<sup>(a)</sup> | 1094472 |
| 62081 | Veracyte, Inc.<sup>(a)</sup> | 2364044 |
| 5544 | Waters Corporation<sup>(a)</sup> | 2055272 |
|  |  | 14311195 |
|  | **RENEWABLE ENERGY - 0.4%** |  |
| 3183 | First Solar, Inc.<sup>(a)</sup> | 717830 |
|  | **SEMICONDUCTORS - 8.1%** |  |
| 9516 | Advanced Micro Devices, Inc.<sup>(a)</sup> | 2252723 |
| 5564 | Analog Devices, Inc. | 1729736 |
| 13464 | Marvell Technology, Inc. | 1062579 |
| 11350 | Micron Technology, Inc. | 4708889 |
| 9504 | Onto Innovation, Inc.<sup>(a)</sup> | 1920283 |
| 5544 | Taiwan Semiconductor Manufacturing Company Ltd. - ADR | 1832625 |
| 9549 | Teradyne, Inc. | 2301786 |
|  |  | 15808621 |
|  | **SOFTWARE - 20.3%** |  |
| 14326 | Autodesk, Inc.<sup>(a)</sup> | 3622616 |
| 64144 | Bentley Systems, Inc., Class B | 2252737 |
| 408648 | BlackBerry Ltd.<sup>(a)</sup> | 1458873 |
| 128142 | Clear Secure, Inc., Class A | 4179992 |
| 11915 | Cloudflare, Inc., Class A<sup>(a)</sup> | 2113125 |
| 7215 | Crowdstrike Holdings, Inc., Class A<sup>(a)</sup> | 3184737 |
| 4777 | CyberArk Software Ltd.<sup>(a)</sup> | 2058075 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 99.1% (Continued)** |  |
|  | **SOFTWARE - 20.3% (Continued)** |  |
| 78793 | Doximity, Inc., Class A<sup>(a)</sup> | $2952374 |
| 66585 | Gen Digital, Inc. | 1597374 |
| 61776 | Hinge Health, Inc.<sup>(a)</sup> | 2155982 |
| 12672 | Okta, Inc.<sup>(a)</sup> | 1070531 |
| 8757 | Palo Alto Networks, Inc.<sup>(a)</sup> | 1549726 |
| 10346 | Paycom Software, Inc. | 1394124 |
| 19900 | Qualys, Inc.<sup>(a)</sup> | 2624810 |
| 81728 | SailPoint, Inc.<sup>(a)(b)</sup> | 1282312 |
| 1594 | Tyler Technologies, Inc.<sup>(a)</sup> | 588824 |
| 32472 | Varonis Systems, Inc.<sup>(a)</sup> | 968964 |
| 9529 | Veeva Systems, Inc., Class A<sup>(a)</sup> | 1943154 |
| 35640 | Waystar Holding Corporation<sup>(a)</sup> | 946598 |
| 9161 | Zscaler, Inc.<sup>(a)</sup> | 1832292 |
|  |  | 39777220 |
|  | **TECHNOLOGY HARDWARE - 6.3%** |  |
| 10346 | Ciena Corporation<sup>(a)</sup> | 2605227 |
| 3168 | Fabrinet<sup>(a)</sup> | 1550546 |
| 5569 | Garmin Ltd. | 1122933 |
| 6366 | Lumentum Holdings, Inc.<sup>(a)</sup> | 2494454 |
| 3960 | Seagate Technology Holdings PLC | 1614452 |
| 60192 | Viavi Solutions, Inc.<sup>(a)</sup> | 1472296 |
| 5544 | Western Digital Corporation | 1387275 |
|  |  | 12247183 |
|  | **TECHNOLOGY SERVICES - 8.7%** |  |
| 7163 | Automatic Data Processing, Inc. | 1767972 |
| 1594 | CACI International, Inc., Class A<sup>(a)</sup> | 989205 |
| 11940 | Equifax, Inc. | 2404716 |
| 3183 | Fair Isaac Corporation<sup>(a)</sup> | 4657270 |
| 3980 | Leidos Holdings, Inc. | 749354 |
| 5569 | Moody's Corporation | 2871154 |
| 14326 | Paychex, Inc. | 1477440 |
| 25469 | TransUnion | 2012560 |
|  |  | 16929671 |

---

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
|  | **TOTAL COMMON STOCKS (Cost $196,516,731)** | $192763931 |
|  | **SHORT-TERM INVESTMENTS — 1.6%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 0.6%** |  |
| 1213658 | State Street Navigator Securities Lending Government Money Market Portfolio, 3.71% (Cost $1,213,658)<sup>(c),(d)</sup> | 1213658 |
|  | **MONEY MARKET FUNDS - 1.0%** |  |
| 1877441 | State Street Institutional Money Market Fund, Premier Class, 3.63% (Cost $1,877,441)<sup>(d)</sup> | 1877441 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $3,091,099)** | 3091099 |
|  | **TOTAL INVESTMENTS - 100.7% (Cost $199,607,830)** | $195855030 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.7)%** | (1317343) |
|  | **NET ASSETS - 100.0%** | $194537687 |

---

---

| | |
|:---|:---|
| ADR | - American Depositary Receipt |
| A.G. | - Aktiengesellschaft |
| Ltd. | - Limited Company |
| PLC | - Public Limited Company |
| (a) Non-income producing security. | (a) Non-income producing security. |
| (b) All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $2,129,798. | (b) All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $2,129,798. |
| (c) Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $1,213,658 at January 31, 2026. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $1,064,938. | (c) Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $1,213,658 at January 31, 2026. Additional non-cash collateral received from the borrower not disclosed in the Schedule of Investments had a fair value of $1,064,938. |
| (d) Rate disclosed is the seven day effective yield as of January 31, 2026. | (d) Rate disclosed is the seven day effective yield as of January 31, 2026. |

---

---

| | | |
|:---|:---|:---|
| **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.8%** |  |
|  | **EQUITY - 99.8%** |  |
| 93352 | Franklin FTSE Canada ETF | $4526638 |
| 209180 | Franklin FTSE China ETF<sup>(a)</sup> | 5165700 |
| 442206 | iShares Core MSCI Emerging Markets ETF | 32086467 |
| 822502 | iShares Core MSCI International Developed Markets ETF<sup>(a)</sup> | 70990148 |
| 507010 | iShares Latin America 40 ETF | 17927874 |
| 121029 | iShares MSCI Indonesia ETF | 2136162 |
| 262990 | SPDR Portfolio Emerging Markets ETF | 12939108 |
| 426345 | State Street SPDR Portfolio Europe ETF<sup>(a)</sup> | 23227276 |
| 138346 | Vanguard FTSE Pacific ETF | 13669968 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $154,389,816)** | 182669341 |
|  | **SHORT-TERM INVESTMENTS — 27.6%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 27.3%** |  |
| 50014199 | State Street Navigator Securities Lending Government Money Market Portfolio, , 3.71% (Cost $50,014,199)<sup>(b),(c)</sup> | 50014199 |
|  | **MONEY MARKET FUNDS - 0.3%** |  |
| 507801 | State Street Institutional Treasury Money Market Fund, Premier Class, 3.63% (Cost $507,801)<sup>(c)</sup> | 507801 |
|  | **TOTAL SHORT-TERM INVESTMENTS (Cost $50,522,000)** | 50522000 |
|  | **TOTAL INVESTMENTS - 127.4% (Cost $204,911,816)** | $233191341 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (27.4)%** | (50107514) |
|  | **NET ASSETS - 100.0%** | $183083827 |

---

---

| | |
|:---|:---|
| ETF | - Exchange-Traded Fund |
| MSCI | - Morgan Stanley Capital International |
| SPDR | - Standard & Poor's Depositary Receipt |

---

<sup>(a)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2026 was $48,176,965.

<sup>(b)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2026. Total collateral had a value of $50,014,199 at January 31, 2026.

<sup>(c)</sup> Rate disclosed is the seven day effective yield as of January 31, 2026.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Sector Rotation ETF

- **b. EDGAR series identifier (if any):** S000058154

- **c. LEI of Series:** 549300E2O3NMC2HS0L02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2491221221.75

**Total Liabilities:** $1224677.45

**Net Assets:** $2489996544.30

**Cash Not Reported:** $39855.19

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000190408 | -0.87%               | 1.19%                | 0.36%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2774885.78              | $-22340225.56                              |
| Month 2  | $90152074.00             | $-68180488.49                              |
| Month 3  | $1402213.49              | $8366872.55                                |

**Designated Index Information**

- **Index Name:** S&P 500 (TR)

- **Index Identifier:** 500TR

### Schedule of Portfolio Investments

| Name                                        | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| iShares Trust                               | ISHARES EXPANDED                     | CUSIP: 464287515<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    227944 | NS      | $20585622.64  | 0.83%             |  |  |  | No            | 1                  | On Loan: —       |
| iShares Trust                               | ISHARES U.S. HOM                     | CUSIP: 464288752<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    650310 | NS      | $66351129.30  | 2.66%             |  |  |  | No            | 1                  | On Loan: —       |
| Select Sector Spdr Trust                    | SS MATERIALS ETF                     | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   1620880 | NS      | $79860757.60  | 3.21%             |  |  |  | No            | 1                  | On Loan: —       |
| Select Sector Spdr Trust                    | SS HEALTH CARE                       | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   2888325 | NS      | $446939410.50 | 17.95%            |  |  |  | No            | 1                  | On Loan: —       |
| Select Sector Spdr Trust                    | SS CONSUMER DISC                     | CUSIP: 81369Y407<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   2101190 | NS      | $254601192.30 | 10.22%            |  |  |  | No            | 1                  | On Loan: —       |
| Select Sector Spdr Trust                    | SS FINANCIAL SEL                     | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   7590438 | NS      | $405633006.72 | 16.29%            |  |  |  | No            | 1                  | On Loan: —       |
| Select Sector Spdr Trust                    | SS TECH SEL SECT                     | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   5564318 | NS      | $800594073.84 | 32.15%            |  |  |  | No            | 1                  | On Loan: —       |
| Select Sector Spdr Trust                    | SS COMM SLCT ETF                     | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   3156863 | NS      | $379076109.04 | 15.22%            |  |  |  | No            | 1                  | On Loan: —       |
| State Street Institutional Investment Trust | STATE STREET SWEEP                   | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |   9769482 | PA      | $9769481.73   | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| VanEck ETF Trust                            | V/E SEMICONDUCT                      | CUSIP: 92189F676<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |     68558 | NS      | $27660410.68  | 1.11%             |  |  |  | No            | 1                  | On Loan: —       |
| N/A                                         | Cash Collateral Reinvestment Vehicle | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer