# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000163
**Filing Date:** 2025-8
**Character Count:** 30898
**Document Hash:** e836fbece20ae92eff0cb61df61fc3eb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000163.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000163

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230930

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251209994

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2023

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 254

**Form 13F Information Table Value Total:** $743338613

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 940708 | 19226 | SH |  | DFND | 12 | 3 | 0 | 19223 |
| CISCO SYS INC | COM | 17275R102 |  | 3041633 | 56578 | SH |  | DFND | 12 | 11 | 0 | 56567 |
| ARIS MNG CORP | COM | 04040Y109 |  | 30863 | 13596 | SH |  | DFND | 2 | 13596 | 0 | 0 |
| OPTHEA LTD | SPONSORED ADS | 68386J208 |  | 46504 | 26696 | SH |  | DFND | 2 | 26696 | 0 | 0 |
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 25985W105 |  | 37634 | 38654 | SH |  | DFND | 2 | 38654 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 696881 | 19603 | SH |  | DFND | 12 | 18 | 0 | 19585 |
| PFIZER INC | COM | 717081103 |  | 2374593 | 71589 | SH |  | DFND | 12 | 10802 | 0 | 60787 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 1346112 | 23370 | SH |  | DFND | 12 | 3493 | 0 | 19877 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1269091 | 16935 | SH |  | DFND | 12 | 6340 | 0 | 10595 |
| MERCK  CO INC | COM | 58933Y105 |  | 2754420 | 26575 | SH |  | DFND | 12 | 569 | 0 | 26006 |
| CAREMAX INC | *W EXP 06/08/202 | 14171W111 |  | 15037 | 75184 | SH |  | DFND | 2 | 75184 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 1435375 | 10129 | SH |  | DFND | 12 | 1 | 0 | 10128 |
| MATTHEWS ASIA FDS | EMER MKTS EQUITY | 577125818 |  | 3443753 | 130991 | SH |  | DFND | 2 | 130991 | 0 | 0 |
| VANECK ETF TRUST | AFRICA INDEX ETF | 92189F866 |  | 219523 | 15558 | SH |  | DFND | 2 | 15558 | 0 | 0 |
| RESEARCH FRONTIERS INC | COM | 760911107 |  | 239895 | 222125 | SH |  | DFND | 2 | 222125 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 1280051 | 85223 | SH |  | DFND | 12 | 36 | 0 | 85187 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 641629 | 15703 | SH |  | DFND | 12 | 4361 | 0 | 11342 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1499508 | 25836 | SH |  | DFND | 12 | 1732 | 0 | 24104 |
| CORNING INC | COM | 219350105 |  | 776678 | 25490 | SH |  | DFND | 12 | 2 | 0 | 25488 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 3115779 | 335752 | SH |  | DFND | 2 | 335752 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 566808 | 13183 | SH |  | DFND | 12 | 2 | 0 | 13181 |
| ISHARES TR | MSCI PERU AND GL | 464289842 |  | 4760171 | 157726 | SH |  | DFND | 2 | 157726 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 1633484 | 23396 | SH |  | DFND | 12 | 2 | 0 | 23394 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1185736 | 29890 | SH |  | DFND | 12 | 10 | 0 | 29880 |
| FORD MTR CO DEL | COM | 345370860 |  | 707033 | 56927 | SH |  | DFND | 12 | 4765 | 0 | 52162 |
| AMCOR PLC | ORD | G0250X107 |  | 618299 | 67500 | SH |  | DFND | 12 | 66268 | 0 | 1232 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 963265 | 14969 | SH |  | DFND | 12 | 249 | 0 | 14720 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 16378220 | 274539 | SH |  | DFND | 12 | 10962 | 0 | 263577 |
| KEYCORP | COM | 493267108 |  | 799449 | 74298 | SH |  | DFND | 12 | 6101 | 0 | 68197 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2378310 | 18038 | SH |  | DFND | 12 | 1556 | 0 | 16482 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 172395 | 11906 | SH |  | DFND | 12 | 1297 | 0 | 10609 |
| WALMART INC | COM | 931142103 |  | 1951957 | 12205 | SH |  | DFND | 12 | 591 | 0 | 11614 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3985013 | 11376 | SH |  | DFND | 12 | 100 | 0 | 11276 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 33738R811 |  | 1248755 | 18465 | SH |  | DFND | 12 | 20 | 0 | 18445 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 1973252 | 20983 | SH |  | DFND | 12 | 4044 | 0 | 16939 |
| XEROX HOLDINGS CORP | COM NEW | 98421M106 |  | 408362 | 25619 | SH |  | DFND | 12 | 20 | 0 | 25599 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 7575251 | 202601 | SH |  | DFND | 12 | 888 | 0 | 201713 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 1134328 | 25606 | SH |  | DFND | 12 | 994 | 0 | 24612 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1147556 | 11191 | SH |  | DFND | 12 | 627 | 0 | 10564 |
| TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 |  | 243606 | 14347 | SH |  | DFND | 12 | 2492 | 0 | 11855 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 433905 | 25705 | SH |  | DFND | 12 | 237 | 0 | 25468 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 691070 | 22921 | SH |  | DFND | 12 | 1011 | 0 | 21910 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2606354 | 18896 | SH |  | DFND | 12 | 4029 | 0 | 14867 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 2816929 | 35862 | SH |  | DFND | 12 | 59 | 0 | 35803 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 982754 | 20547 | SH |  | DFND | 12 | 10332 | 0 | 10215 |
| ISHARES TR | CORE S ETF | 464287200 |  | 56747841 | 131536 | SH |  | DFND | 12 | 45 | 0 | 131491 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1308559 | 22205 | SH |  | DFND | 12 | 2000 | 0 | 20205 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 530039 | 11138 | SH |  | DFND | 12 | 464 | 0 | 10674 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 789363 | 14749 | SH |  | DFND | 12 | 177 | 0 | 14572 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 2738471 | 18032 | SH |  | DFND | 12 | 735 | 0 | 17297 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 912619 | 15611 | SH |  | DFND | 12 | 555 | 0 | 15056 |
| BLACKSTONE INC | COM | 09260D107 |  | 3169509 | 29583 | SH |  | DFND | 12 | 2915 | 0 | 26668 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 13773521 | 32174 | SH |  | DFND | 12 | 18840 | 0 | 13334 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 1077960 | 19298 | SH |  | DFND | 12 | 912 | 0 | 18386 |
| US BANCORP DEL | COM NEW | 902973304 |  | 1740894 | 52078 | SH |  | DFND | 12 | 12116 | 0 | 39962 |
| HOME DEPOT INC | COM | 437076102 |  | 3990373 | 13206 | SH |  | DFND | 12 | 433 | 0 | 12773 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 860465 | 21945 | SH |  | DFND | 12 | 50 | 0 | 21895 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 864644 | 19779 | SH |  | DFND | 12 | 2045 | 0 | 17734 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1807939 | 41353 | SH |  | DFND | 12 | 1196 | 0 | 40157 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U786 |  | 555249 | 16882 | SH |  | DFND | 12 | 500 | 0 | 16382 |
| BARRICK GOLD CORP | COM | 067901108 |  | 226784 | 15587 | SH |  | DFND | 12 | 3045 | 0 | 12542 |
| TRINSEO PLC | SHS | G9059U107 |  | 244209 | 29891 | SH |  | DFND | 12 | 870 | 0 | 29021 |
| SILVERCREST METALS INC | COM | 828363101 |  | 239119 | 54222 | SH |  | DFND | 12 | 1197 | 0 | 53025 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 104211 | 18615 | SH |  | DFND | 12 | 219 | 0 | 18396 |
| AMETEK INC | COM | 031100100 |  | 5382765 | 36429 | SH |  | DFND | 12 | 1 | 0 | 36428 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 710033 | 13083 | SH |  | DFND | 12 | 37 | 0 | 13046 |
| MICROSOFT CORP | COM | 594918104 |  | 9649350 | 30560 | SH |  | DFND | 12 | 272 | 0 | 30288 |
| STAR GROUP L P | UNIT LTD PARTNR | 85512C105 |  | 198495 | 16500 | SH |  | DFND | 12 | 1500 | 0 | 15000 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 13349386 | 103693 | SH |  | DFND | 12 | 2043 | 0 | 101650 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 4303596 | 36601 | SH |  | DFND | 12 | 4486 | 0 | 32115 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 881502 | 12114 | SH |  | DFND | 12 | 35 | 0 | 12079 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 301600 | 18850 | SH |  | DFND | 12 | 8808 | 0 | 10042 |
| APPLE INC | COM | 037833100 |  | 19549654 | 114185 | SH |  | DFND | 12 | 1000 | 0 | 113185 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 3222220 | 46828 | SH |  | DFND | 1 | 0 | 0 | 46828 |
| FRANKLIN TEMPLETON ETF TR | US CORE BOND ETF | 35473P553 |  | 408272 | 19906 | SH |  | DFND | 1 | 0 | 0 | 19906 |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 438707 | 45774 | SH |  | DFND | 1 | 0 | 0 | 45774 |
| AMAZON COM INC | COM | 023135106 |  | 8904756 | 70050 | SH |  | DFND | 1 | 0 | 0 | 70050 |
| ABBVIE INC | COM | 00287Y109 |  | 3405616 | 22847 | SH |  | DFND | 1 | 0 | 0 | 22847 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3521835 | 26913 | SH |  | DFND | 1 | 0 | 0 | 26913 |
| AMGEN INC | COM | 031162100 |  | 3019898 | 11236 | SH |  | DFND | 1 | 0 | 0 | 11236 |
| BANK AMERICA CORP | COM | 060505104 |  | 677909 | 24759 | SH |  | DFND | 1 | 0 | 0 | 24759 |
| CHEVRON CORP NEW | COM | 166764100 |  | 4737682 | 28097 | SH |  | DFND | 1 | 0 | 0 | 28097 |
| COCA COLA CO | COM | 191216100 |  | 1263712 | 22391 | SH |  | DFND | 1 | 0 | 0 | 22391 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1165562 | 26287 | SH |  | DFND | 1 | 0 | 0 | 26287 |
| CSX CORP | COM | 126408103 |  | 988338 | 32141 | SH |  | DFND | 1 | 0 | 0 | 32141 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 1073979 | 12168 | SH |  | DFND | 1 | 0 | 0 | 12168 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 2366298 | 86456 | SH |  | DFND | 1 | 0 | 0 | 86456 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3477169 | 22325 | SH |  | DFND | 1 | 0 | 0 | 22325 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3978890 | 27437 | SH |  | DFND | 1 | 0 | 0 | 27437 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 1147292 | 69197 | SH |  | DFND | 1 | 0 | 0 | 69197 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 692337 | 12085 | SH |  | DFND | 1 | 0 | 0 | 12085 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 6489977 | 14920 | SH |  | DFND | 1 | 0 | 0 | 14920 |
| PEPSICO INC | COM | 713448108 |  | 3135405 | 18504 | SH |  | DFND | 1 | 0 | 0 | 18504 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 1892894 | 20164 | SH |  | DFND | 1 | 0 | 0 | 20164 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3842727 | 26345 | SH |  | DFND | 1 | 0 | 0 | 26345 |
| QUALCOMM INC | COM | 747525103 |  | 2716699 | 24462 | SH |  | DFND | 1 | 0 | 0 | 24462 |
| TESLA INC | COM | 88160R101 |  | 3971742 | 15873 | SH |  | DFND | 1 | 0 | 0 | 15873 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2572363 | 16503 | SH |  | DFND | 1 | 0 | 0 | 16503 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2241987 | 69176 | SH |  | DFND | 1 | 0 | 0 | 69176 |
| AFLAC INC | COM | 001055102 |  | 920793 | 11997 | SH |  | DFND | 1 | 0 | 0 | 11997 |
| BCE INC | COM NEW | 05534B760 |  | 810431 | 20876 | SH |  | DFND | 1 | 0 | 0 | 20876 |
| CATERPILLAR INC | COM | 149123101 |  | 2901696 | 10629 | SH |  | DFND | 1 | 0 | 0 | 10629 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 700938 | 26154 | SH |  | DFND | 1 | 0 | 0 | 26154 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 633903 | 13289 | SH |  | DFND | 1 | 0 | 0 | 13289 |
| DOW INC | COM | 260557103 |  | 2225824 | 43170 | SH |  | DFND | 1 | 0 | 0 | 43170 |
| EMERSON ELEC CO | COM | 291011104 |  | 981347 | 10162 | SH |  | DFND | 1 | 0 | 0 | 10162 |
| EXELON CORP | COM | 30161N101 |  | 1237980 | 32759 | SH |  | DFND | 1 | 0 | 0 | 32759 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 982588 | 12031 | SH |  | DFND | 1 | 0 | 0 | 12031 |
| SOUTHERN CO | COM | 842587107 |  | 3551703 | 54878 | SH |  | DFND | 1 | 0 | 0 | 54878 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 1208796 | 42251 | SH |  | DFND | 1 | 0 | 0 | 42251 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 836722 | 25225 | SH |  | DFND | 1 | 0 | 0 | 25225 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 15647534 | 95453 | SH |  | DFND | 1 | 0 | 0 | 95453 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 12096557 | 117056 | SH |  | DFND | 1 | 0 | 0 | 117056 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 6965442 | 151587 | SH |  | DFND | 1 | 0 | 0 | 151587 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 1740125 | 61641 | SH |  | DFND | 1 | 0 | 0 | 61641 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 3197023 | 81494 | SH |  | DFND | 1 | 0 | 0 | 81494 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 4276177 | 86614 | SH |  | DFND | 1 | 0 | 0 | 86614 |
| FIRST TR EXCHNG TRADED FD VI | VEST US DEEP | 33740F854 |  | 916262 | 27690 | SH |  | DFND | 1 | 0 | 0 | 27690 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 3622264 | 36234 | SH |  | DFND | 1 | 0 | 0 | 36234 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 2081827 | 34703 | SH |  | DFND | 1 | 0 | 0 | 34703 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 6708824 | 70893 | SH |  | DFND | 1 | 0 | 0 | 70893 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 3520495 | 80907 | SH |  | DFND | 1 | 0 | 0 | 80907 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 3060173 | 40350 | SH |  | DFND | 1 | 0 | 0 | 40350 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 5938520 | 32327 | SH |  | DFND | 1 | 0 | 0 | 32327 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 8841265 | 41624 | SH |  | DFND | 1 | 0 | 0 | 41624 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 10589247 | 42274 | SH |  | DFND | 1 | 0 | 0 | 42274 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 153044 | 19154 | SH |  | DFND | 1 | 0 | 0 | 19154 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 180710 | 29673 | SH |  | DFND | 1 | 0 | 0 | 29673 |
| NUVEEN S 500 BUY-WRITE INC | COM | 6706ER101 |  | 705112 | 54675 | SH |  | DFND | 1 | 0 | 0 | 54675 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 |  | 522517 | 21197 | SH |  | DFND | 1 | 0 | 0 | 21197 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 424340 | 24500 | SH |  | DFND | 1 | 0 | 0 | 24500 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 675188 | 47150 | SH |  | DFND | 1 | 0 | 0 | 47150 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 199786 | 26357 | SH |  | DFND | 1 | 0 | 0 | 26357 |
| TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 |  | 182449 | 11733 | SH |  | DFND | 1 | 0 | 0 | 11733 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 498086 | 25582 | SH |  | DFND | 1 | 0 | 0 | 25582 |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 |  | 293736 | 41082 | SH |  | DFND | 1 | 0 | 0 | 41082 |
| COEUR MNG INC | COM NEW | 192108504 |  | 30014 | 13520 | SH |  | DFND | 1 | 0 | 0 | 13520 |
| ENBRIDGE INC | COM | 29250N105 |  | 400779 | 12071 | SH |  | DFND | 1 | 0 | 0 | 12071 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 680382 | 48495 | SH |  | DFND | 1 | 0 | 0 | 48495 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 352852 | 31589 | SH |  | DFND | 1 | 0 | 0 | 31589 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 578155 | 15504 | SH |  | DFND | 1 | 0 | 0 | 15504 |
| INFOSYS LTD | SPONSORED ADR | 456788108 |  | 778399 | 45494 | SH |  | DFND | 1 | 0 | 0 | 45494 |
| INSTEEL INDS INC | COM | 45774W108 |  | 1292881 | 39830 | SH |  | DFND | 1 | 0 | 0 | 39830 |
| SHARECARE INC | COM CL A | 81948W104 |  | 48944 | 52046 | SH |  | DFND | 1 | 0 | 0 | 52046 |
| B2GOLD CORP | COM | 11777Q209 |  | 291890 | 101000 | SH |  | DFND | 1 | 0 | 0 | 101000 |
| BABCOCK  WILCOX ENTERPRISES | COM | 05614L209 |  | 56848 | 13503 | SH |  | DFND | 1 | 0 | 0 | 13503 |
| BENTLEY SYS INC | COM CL B | 08265T208 |  | 2882143 | 57459 | SH |  | DFND | 1 | 0 | 0 | 57459 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 285388 | 14450 | SH |  | DFND | 1 | 0 | 0 | 14450 |
| GENPREX INC | COM | 372446104 |  | 13881 | 35150 | SH |  | DFND | 1 | 0 | 0 | 35150 |
| MAG SILVER CORP | COM | 55903Q104 |  | 251732 | 24275 | SH |  | DFND | 1 | 0 | 0 | 24275 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 2576 | 14000 | SH |  | DFND | 1 | 0 | 0 | 14000 |
| UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 |  | 5607994 | 218720 | SH |  | DFND | 1 | 0 | 0 | 218720 |
| BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 |  | 42745 | 23880 | SH |  | DFND | 1 | 0 | 0 | 23880 |
| ZOMEDICA CORP | COM | 98980M109 |  | 3342 | 20000 | SH |  | DFND | 1 | 0 | 0 | 20000 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 508916 | 25535 | SH |  | DFND | 1 | 0 | 0 | 25535 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 219988 | 11363 | SH |  | DFND | 1 | 0 | 0 | 11363 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 386233 | 12357 | SH |  | DFND | 1 | 0 | 0 | 12357 |
| DOUBLELINE ETF TRUST | SHILLER CAPE U S | 25861R204 |  | 1198838 | 50648 | SH |  | DFND | 1 | 0 | 0 | 50648 |
| EA SERIES TRUST | STRIVE SML CAP | 02072L573 |  | 980406 | 38905 | SH |  | DFND | 1 | 0 | 0 | 38905 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1082261 | 11973 | SH |  | DFND | 1 | 0 | 0 | 11973 |
| ETF MANAGERS TR | PRIME JUNIR SLVR | 26924G102 |  | 85300 | 10059 | SH |  | DFND | 1 | 0 | 0 | 10059 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 1454381 | 23990 | SH |  | DFND | 1 | 0 | 0 | 23990 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 566491 | 19514 | SH |  | DFND | 1 | 0 | 0 | 19514 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 6477794 | 371845 | SH |  | DFND | 1 | 0 | 0 | 371845 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 308304 | 12846 | SH |  | DFND | 1 | 0 | 0 | 12846 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 3061740 | 47264 | SH |  | DFND | 1 | 0 | 0 | 47264 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 2509583 | 53124 | SH |  | DFND | 1 | 0 | 0 | 53124 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 1597757 | 47780 | SH |  | DFND | 1 | 0 | 0 | 47780 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 1244126 | 22181 | SH |  | DFND | 1 | 0 | 0 | 22181 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 998081 | 21821 | SH |  | DFND | 1 | 0 | 0 | 21821 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 1509277 | 77858 | SH |  | DFND | 1 | 0 | 0 | 77858 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 2485610 | 104000 | SH |  | DFND | 1 | 0 | 0 | 104000 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 6779580 | 161207 | SH |  | DFND | 1 | 0 | 0 | 161207 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 2142802 | 87497 | SH |  | DFND | 1 | 0 | 0 | 87497 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F433 |  | 363175 | 12257 | SH |  | DFND | 1 | 0 | 0 | 12257 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F680 |  | 543472 | 15961 | SH |  | DFND | 1 | 0 | 0 | 15961 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 33740U406 |  | 615170 | 18325 | SH |  | DFND | 1 | 0 | 0 | 18325 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U885 |  | 602359 | 18672 | SH |  | DFND | 1 | 0 | 0 | 18672 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 565359 | 10248 | SH |  | DFND | 1 | 0 | 0 | 10248 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 416799 | 16861 | SH |  | DFND | 1 | 0 | 0 | 16861 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 66538H534 |  | 1441431 | 46002 | SH |  | DFND | 1 | 0 | 0 | 46002 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 66538H633 |  | 338936 | 14930 | SH |  | DFND | 1 | 0 | 0 | 14930 |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT INDS | 46137V845 |  | 1473014 | 14571 | SH |  | DFND | 1 | 0 | 0 | 14571 |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT TECH | 46137V811 |  | 1407742 | 31871 | SH |  | DFND | 1 | 0 | 0 | 31871 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 4820897 | 32704 | SH |  | DFND | 1 | 0 | 0 | 32704 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 1427955 | 10078 | SH |  | DFND | 1 | 0 | 0 | 10078 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 3126682 | 38615 | SH |  | DFND | 1 | 0 | 0 | 38615 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1748132 | 35019 | SH |  | DFND | 1 | 0 | 0 | 35019 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 624710 | 16047 | SH |  | DFND | 1 | 0 | 0 | 16047 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 9180342 | 96852 | SH |  | DFND | 1 | 0 | 0 | 96852 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 1355486 | 14373 | SH |  | DFND | 1 | 0 | 0 | 14373 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 16110532 | 233757 | SH |  | DFND | 1 | 0 | 0 | 233757 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1374921 | 36230 | SH |  | DFND | 1 | 0 | 0 | 36230 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 43820948 | 286781 | SH |  | DFND | 1 | 0 | 0 | 286781 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2625020 | 14783 | SH |  | DFND | 1 | 0 | 0 | 14783 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 23449454 | 337046 | SH |  | DFND | 1 | 0 | 0 | 337046 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1098424 | 12003 | SH |  | DFND | 1 | 0 | 0 | 12003 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 4027295 | 58660 | SH |  | DFND | 1 | 0 | 0 | 58660 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 4643308 | 45141 | SH |  | DFND | 1 | 0 | 0 | 45141 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 309615 | 15222 | SH |  | DFND | 1 | 0 | 0 | 15222 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 379094 | 11323 | SH |  | DFND | 1 | 0 | 0 | 11323 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 339168 | 10723 | SH |  | DFND | 1 | 0 | 0 | 10723 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 2774175 | 190065 | SH |  | DFND | 1 | 0 | 0 | 190065 |
| ETF SER SOLUTIONS | NATIONWIDE NASDQ | 26922A172 |  | 306522 | 15212 | SH |  | DFND | 1 | 0 | 0 | 15212 |
| UNIFIED SER TR | ONEASCENT INTL | 90470L444 |  | 836439 | 29307 | SH |  | DFND | 1 | 0 | 0 | 29307 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 3771465 | 76299 | SH |  | DFND | 1 | 0 | 0 | 76299 |
| PACER FDS TR | PACER US SMALL | 69374H857 |  | 533611 | 12788 | SH |  | DFND | 1 | 0 | 0 | 12788 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 2677507 | 26738 | SH |  | DFND | 1 | 0 | 0 | 26738 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 3833960 | 76572 | SH |  | DFND | 1 | 0 | 0 | 76572 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 |  | 1957367 | 45605 | SH |  | DFND | 1 | 0 | 0 | 45605 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 714212 | 10093 | SH |  | DFND | 1 | 0 | 0 | 10093 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 662694 | 10281 | SH |  | DFND | 1 | 0 | 0 | 10281 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 863755 | 20854 | SH |  | DFND | 1 | 0 | 0 | 20854 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 1370725 | 44203 | SH |  | DFND | 1 | 0 | 0 | 44203 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 443319 | 13206 | SH |  | DFND | 1 | 0 | 0 | 13206 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 2719975 | 77558 | SH |  | DFND | 1 | 0 | 0 | 77558 |
| EA SERIES TRUST | STRIVE 1000 DIV | 02072L581 |  | 983504 | 37353 | SH |  | DFND | 1 | 0 | 0 | 37353 |
| EA SERIES TRUST | STRIVE 1000 GRWT | 02072L615 |  | 1190027 | 39546 | SH |  | DFND | 1 | 0 | 0 | 39546 |
| EA SERIES TRUST | STRIVE 1000 VALU | 02072L599 |  | 924961 | 37539 | SH |  | DFND | 1 | 0 | 0 | 37539 |
| TIMOTHY PLAN | HIG DV STK ETF | 887432326 |  | 1163573 | 38009 | SH |  | DFND | 1 | 0 | 0 | 38009 |
| TIMOTHY PLAN | US LRGMD CP CORE | 887432359 |  | 592229 | 17181 | SH |  | DFND | 1 | 0 | 0 | 17181 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 5227576 | 33478 | SH |  | DFND | 1 | 0 | 0 | 33478 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 1593816 | 30727 | SH |  | DFND | 1 | 0 | 0 | 30727 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 8640124 | 31728 | SH |  | DFND | 1 | 0 | 0 | 31728 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3058339 | 42295 | SH |  | DFND | 1 | 0 | 0 | 42295 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 842221 | 11085 | SH |  | DFND | 1 | 0 | 0 | 11085 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 3974675 | 19087 | SH |  | DFND | 1 | 0 | 0 | 19087 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 892110 | 12488 | SH |  | DFND | 1 | 0 | 0 | 12488 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 62230188 | 157867 | SH |  | DFND | 1 | 0 | 0 | 157867 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 21045844 | 111312 | SH |  | DFND | 1 | 0 | 0 | 111312 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1456760 | 20876 | SH |  | DFND | 1 | 0 | 0 | 20876 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 508190 | 10375 | SH |  | DFND | 1 | 0 | 0 | 10375 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 917266 | 31961 | SH |  | DFND | 1 | 0 | 0 | 31961 |
| FIRST TR EXCHANGE-TRADED FD | BUYWRIT INCM ETF | 33738R308 |  | 372565 | 18247 | SH |  | DFND | 1 | 0 | 0 | 18247 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 885456 | 17358 | SH |  | DFND | 1 | 0 | 0 | 17358 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 1328396 | 26441 | SH |  | DFND | 1 | 0 | 0 | 26441 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 588294 | 28189 | SH |  | DFND | 1 | 0 | 0 | 28189 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 583600 | 17680 | SH |  | DFND | 1 | 0 | 0 | 17680 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 1248609 | 12851 | SH |  | DFND | 1 | 0 | 0 | 12851 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 1836199 | 31973 | SH |  | DFND | 1 | 0 | 0 | 31973 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 1897421 | 19610 | SH |  | DFND | 1 | 0 | 0 | 19610 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 976194 | 19929 | SH |  | DFND | 1 | 0 | 0 | 19929 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 549311 | 26575 | SH |  | DFND | 1 | 0 | 0 | 26575 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 998715 | 50000 | SH |  | DFND | 1 | 0 | 0 | 50000 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 413588 | 11753 | SH |  | DFND | 1 | 0 | 0 | 11753 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 475985 | 12211 | SH |  | DFND | 1 | 0 | 0 | 12211 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740U844 |  | 496514 | 14989 | SH |  | DFND | 1 | 0 | 0 | 14989 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 1477452 | 72563 | SH |  | DFND | 1 | 0 | 0 | 72563 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 378722 | 22583 | SH |  | DFND | 1 | 0 | 0 | 22583 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 337090 | 12303 | SH |  | DFND | 1 | 0 | 0 | 12303 |
| ISHARES TR | GNMA BOND ETF | 46429B333 |  | 588221 | 14079 | SH |  | DFND | 1 | 0 | 0 | 14079 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 653499 | 17710 | SH |  | DFND | 1 | 0 | 0 | 17710 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 780523 | 19533 | SH |  | DFND | 1 | 0 | 0 | 19533 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 377508 | 12643 | SH |  | DFND | 1 | 0 | 0 | 12643 |

---