# EDGAR Filing Document

**Accession Number:** 0001495507
**File Stem:** 0001839882-23-008620
**Filing Date:** 2023-3
**Character Count:** 32406
**Document Hash:** b3d69b60576b5cb4facdd2bba6159c92
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001839882-23-008620.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001839882-23-008620

**CONFORMED SUBMISSION TYPE**: SC 13D/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**GROUP MEMBERS**: DOZER MAN, LLC

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CareView Communications Inc
- **CENTRAL INDEX KEY:** 0001377149
- **STANDARD INDUSTRIAL CLASSIFICATION:** RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
- **IRS NUMBER:** 954659068
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-85677
- **FILM NUMBER:** 23788556

**BUSINESS ADDRESS:**
- **STREET 1:** 405 STATE HIGHWAY 121
- **STREET 2:** SUITE B-240
- **CITY:** LEWISVILLE
- **STATE:** TX
- **ZIP:** 75067
- **BUSINESS PHONE:** 972-943-6050

**MAIL ADDRESS:**
- **STREET 1:** 405 STATE HIGHWAY 121
- **STREET 2:** SUITE B-240
- **CITY:** LEWISVILLE
- **STATE:** TX
- **ZIP:** 75067
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Wheeler L. Allen
- **CENTRAL INDEX KEY:** 0001495507

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A

**MAIL ADDRESS:**
- **STREET 1:** 515 GILL FARRELL
- **CITY:** DURANT
- **STATE:** OK
- **ZIP:** 74701

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

**SCHEDULE 13D**

**(Rule 13d-101)**

**<u>Amendment No. 9</u>**

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT<br> TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT<br> TO § 240.13d-2(a)) UNDER THE SECURITIES EXCHANGE ACT OF 1934

**<u>CAREVIEW COMMUNICATIONS, INC.</u>**

(Name of Issuer)

**<u>Common Stock, $.001 Par Value Per Share</u>**

(Title of Class of Securities)

**141743 10 4** 

(CUSIP Number)

**L. ALLEN WHEELER**

**401 West Evergreen**

**Durant, OK 74701**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>(580) 924-4449</u>**

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**<u>MARCH 30, 2023</u>**

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

<u>CUSIP No. 141743 10 4</u> <u>Page 2 of 10</u>

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;1. | &nbsp;&nbsp;Name of Reporting Persons.<br>L. Allen Wheeler  | &nbsp;&nbsp;Name of Reporting Persons.<br>L. Allen Wheeler  | &nbsp;&nbsp;Name of Reporting Persons.<br>L. Allen Wheeler  |
| &nbsp;&nbsp;2. | &nbsp;&nbsp;Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ | &nbsp;&nbsp;Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ | &nbsp;&nbsp;Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ |
| &nbsp;&nbsp;3.<br>| &nbsp;&nbsp;SEC Use Only | &nbsp;&nbsp;SEC Use Only | &nbsp;&nbsp;SEC Use Only |
| &nbsp;&nbsp;4.<br>| &nbsp;&nbsp;Source of Funds<br>OO-Other  | &nbsp;&nbsp;Source of Funds<br>OO-Other  | &nbsp;&nbsp;Source of Funds<br>OO-Other  |
| &nbsp;&nbsp;5. | &nbsp;&nbsp;Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐ | &nbsp;&nbsp;Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐ | &nbsp;&nbsp;Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐ |
| &nbsp;&nbsp;6. | &nbsp;&nbsp;Citizenship or Place of Organization<br>United States  | &nbsp;&nbsp;Citizenship or Place of Organization<br>United States  | &nbsp;&nbsp;Citizenship or Place of Organization<br>United States  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;7. | &nbsp;&nbsp;Sole Voting Power <br> 27,428,160 (1)(2)(3)(4)  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;8.<br>| &nbsp;&nbsp;Shared Voting Power <br> -0-  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;9. | &nbsp;&nbsp;Sole Dispositive Power <br> 27,428,160 (1)(2)(3)(4)  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;10. | &nbsp;&nbsp;Shared Dispositive Power <br> -0-  |
| &nbsp;&nbsp;11. | &nbsp;&nbsp;Aggregate Amount Beneficially Owned by Each Reporting Person<br>27,428,160 (1)(2)(3)(4)  | &nbsp;&nbsp;Aggregate Amount Beneficially Owned by Each Reporting Person<br>27,428,160 (1)(2)(3)(4)  | &nbsp;&nbsp;Aggregate Amount Beneficially Owned by Each Reporting Person<br>27,428,160 (1)(2)(3)(4)  |
| &nbsp;&nbsp;12. | &nbsp;&nbsp;Check if the Aggregate Amount in Row (11) Excludes Certain Shares <br> ☐  | &nbsp;&nbsp;Check if the Aggregate Amount in Row (11) Excludes Certain Shares <br> ☐  | &nbsp;&nbsp;Check if the Aggregate Amount in Row (11) Excludes Certain Shares <br> ☐  |
| &nbsp;&nbsp;13. | &nbsp;&nbsp;Percent of Class Represented by Amount of Row (11)<br>6.75% (4)  | &nbsp;&nbsp;Percent of Class Represented by Amount of Row (11)<br>6.75% (4)  | &nbsp;&nbsp;Percent of Class Represented by Amount of Row (11)<br>6.75% (4)  |
| &nbsp;&nbsp;14. | &nbsp;&nbsp;Type of Reporting Person<br>IN  | &nbsp;&nbsp;Type of Reporting Person<br>IN  | &nbsp;&nbsp;Type of Reporting Person<br>IN  |

---

&nbsp;&nbsp;&nbsp;&nbsp;(1) Includes
 1,851,962 shares of Common Stock underlying options exercisable within sixty days.

&nbsp;&nbsp;&nbsp;&nbsp;(2) Includes
 14,201,820 shares of Common Stock held by Dozer Man, LLC.

&nbsp;&nbsp;&nbsp;&nbsp;(3) Includes
 11,374,378 shares of Common Stock held directly by Mr. Wheeler.

&nbsp;&nbsp;&nbsp;&nbsp;(4) Based
 on 406,699,377 shares of Common Stock which would be outstanding if all of Mr. Wheeler's options exercisable within
 sixty days were exercised.

<u>CUSIP No. 141743 10 4</u> <u>Page 3 of 10</u>

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;1. | &nbsp;&nbsp;Name of Reporting Persons.<br>Dozer Man, LLC, an Oklahoma entity solely owned by L. Allen Wheeler ("Dozer Man")  | &nbsp;&nbsp;Name of Reporting Persons.<br>Dozer Man, LLC, an Oklahoma entity solely owned by L. Allen Wheeler ("Dozer Man")  | &nbsp;&nbsp;Name of Reporting Persons.<br>Dozer Man, LLC, an Oklahoma entity solely owned by L. Allen Wheeler ("Dozer Man")  |
| &nbsp;&nbsp;2. | &nbsp;&nbsp;Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ | &nbsp;&nbsp;Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ | &nbsp;&nbsp;Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐ |
| &nbsp;&nbsp;3.<br>| &nbsp;&nbsp;SEC Use Only | &nbsp;&nbsp;SEC Use Only | &nbsp;&nbsp;SEC Use Only |
| &nbsp;&nbsp;4.<br>| &nbsp;&nbsp;Source of Funds<br>OO-Other  | &nbsp;&nbsp;Source of Funds<br>OO-Other  | &nbsp;&nbsp;Source of Funds<br>OO-Other  |
| &nbsp;&nbsp;5. | &nbsp;&nbsp;Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐ | &nbsp;&nbsp;Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐ | &nbsp;&nbsp;Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐ |
| &nbsp;&nbsp;6. | &nbsp;&nbsp;Citizenship or Place of Organization<br>United States  | &nbsp;&nbsp;Citizenship or Place of Organization<br>United States  | &nbsp;&nbsp;Citizenship or Place of Organization<br>United States  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;7. | &nbsp;&nbsp;Sole Voting Power <br> 14,201,820  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;8.<br>| &nbsp;&nbsp;Shared Voting Power <br> -0-  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;9. | &nbsp;&nbsp;Sole Dispositive Power <br> 14,201,820  |
| &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;Number of Shares <br> Beneficially Owned <br> by Each Reporting <br> Person With | &nbsp;&nbsp;10. | &nbsp;&nbsp;Shared Dispositive Power <br> -0-  |
| &nbsp;&nbsp;11. | &nbsp;&nbsp;Aggregate Amount Beneficially Owned by Each Reporting Person <br> 14,201,820  | &nbsp;&nbsp;Aggregate Amount Beneficially Owned by Each Reporting Person <br> 14,201,820  | &nbsp;&nbsp;Aggregate Amount Beneficially Owned by Each Reporting Person <br> 14,201,820  |
| &nbsp;&nbsp;12. | &nbsp;&nbsp;Check if the Aggregate Amount in Row (11) Excludes Certain Shares <br> ☐  | &nbsp;&nbsp;Check if the Aggregate Amount in Row (11) Excludes Certain Shares <br> ☐  | &nbsp;&nbsp;Check if the Aggregate Amount in Row (11) Excludes Certain Shares <br> ☐  |
| &nbsp;&nbsp;13. | &nbsp;&nbsp;Percent of Class Represented by Amount of Row (11) <br>3.51% (1)  | &nbsp;&nbsp;Percent of Class Represented by Amount of Row (11) <br>3.51% (1)  | &nbsp;&nbsp;Percent of Class Represented by Amount of Row (11) <br>3.51% (1)  |
| &nbsp;&nbsp;14. | &nbsp;&nbsp;Type of Reporting Person<br>OO  | &nbsp;&nbsp;Type of Reporting Person<br>OO  | &nbsp;&nbsp;Type of Reporting Person<br>OO  |

---

&nbsp;&nbsp;&nbsp;&nbsp;(1) Based on 404,847,415
 shares currently outstanding.

<u>CUSIP No. 141743 10 4</u> <u>Page 4 of 10</u>

This Amendment No. 8 to Schedule 13D (the "Amendment") amends and supplements the beneficial ownership statement on Schedule 13D originally filed with the Securities and Exchange Commission on September 29, 2010, as amended by subsequent Schedule 13Ds filed on each of January 30, 2012, August 16, 2012, April 1, 2013, January 31, 2014, February 17, 2015, November 21, 2022, January 6, 2023, and February 1, 2023. This Amendment is being filed to amends tables and Items 3, 5, and 7.

**Item 1.** **Security and Issuer**

The class of equity securities to which this Schedule 13D relates is the common stock, $.001 par value, of CareView Communications, Inc., a Nevada corporation ("Company" or "Issuer"). The address of the principal executive office of the Company is 405 State Highway 121, Suite B-240, Lewisville, TX 75067.

**Item 2.** **Identity and Background.**

---

| | |
|:---|:---|
| (a) | Names: L. Allen Wheeler and Dozer Man, an Oklahoma entity solely owned by Mr. Wheeler (the "Reporting Persons"). |
| (b) | Residence or Business Address of Reporting Persons: |
|  | 401 West Evergreen, Durant, OK 74701. |
| (c) | Present principal occupation or employment of Reporting Persons: |
|  | Rancher and owner of real estate investments. |
| (d) | During the last five years, the Reporting Persons have not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). |
| (e) | During the last five years, the Reporting Persons have not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding violation with respect to such laws. |
| (f) | Citizenship: Mr. Wheeler is a citizen of the United States of America. |

---

**Item 3.** **Source and Amount of Funds or Other Consideration.**

Item 3 is hereby amended and restated in its entirety as follows:

OO-Other

PF-Personal Funds

AF-Affiliate

<u>CUSIP No. 141743 10 4</u> <u>Page 5 of 10</u>

**<u>Acquisition of Shares of the Issuer</u>**

Mr. Wheeler owned an ownership interest in CareView Communications, LLC, a Texas limited liability company ("CareView LLC") through Dozer Man, and InvestSearch, LLC, an entity in which he owned 22.5% ("InvestSearch"). CareView LLC subsequently converted into a Texas corporation, CareView Communications, Inc. ("CareView-TX"). On September 28, 2007, CareView-TX, its shareholders, and Ecogate, Inc. entered into a Securities Exchange Agreement (the "Agreement"), pursuant to which Ecogate, Inc. issued 87,684,910 shares of its Common Stock to the CareView-TX shareholders in exchange for 100% of the outstanding stock of CareView-TX. Upon the closing of the Agreement, the ownership of Dozer Man and InvestSearch were exchanged for 12,038,175 and 11,104,334 shares respectively of Ecogate, Inc. (Ecogate, Inc. subsequently changed its name to CareView Communications, Inc. which is now a Nevada corporation and the Issuer.) On July 7, 2009, the members of InvestSearch agreed to distribute its 11,104,334 shares and Mr. Wheeler, through Dozer Man, received 1,990,570 of those shares.

On November 11, 2008, the Company converted a loan from Mr. Wheeler in which an aggregate of principal and interest of $43,103.73 was converted into 82,892 shares of the Company's Common Stock at $0.52 per share.

On November 13, 2008, the Company converted a loan from InvestSearch Management, LLC, an entity in which Mr. Wheeler owned 22.5% ("InvestSearch Management") for principal and accrued interest in the aggregated amount of $37,971.82. InvestSearch Management was issued an aggregate of 73,023 shares of the Company's Common Stock at $0.52 per share. On December 14, 2009, the members of InvestSearch Management agreed to distribute its 73,023 shares and Mr. Wheeler, through Dozer Man, received 24,341 of those shares.

On January 8, 2010, Mr. Wheeler, through Dozer Man, was transferred 148,734 shares of the Company's Common Stock from an unaffiliated party in a private transaction.

On May 5, 2010, Mr. Wheeler converted a debt owed by the Company for principal and accrued interest in the aggregated amount of $92,566.95. Mr. Wheeler was issued an aggregate of 178,013 shares of the Company's Common Stock at $0.52 per share.

On August 13, 2012, Mr. Wheeler purchased 50,000 shares in the market.

On January 6, 2013, Mr. Wheeler purchased 104,430 shares in a private transaction.

On March 27, 2013, the Company executed a Securities Purchase Agreement (the "Purchase Agreement") with multiple investors (collectively, the "Investors") relating to the sale and issuance of shares of the Company's common stock and warrants to purchase common stock in a private offering. At the closing on April 1, 2013, Mr. Wheeler purchased 101,010 shares of the Company's Common Stock at a price of $0.495 per share. Mr. Wheeler did not purchase any warrants thereunder.

In January 2014, Global FG, LLC was transferred 64,433 shares of the Company's Common Stock in satisfaction of a promissory note. As a 50% owner of Global FG, LLC, Mr. Wheeler was transferred 32,216 shares.

In January 2014, Dozer Man was transferred 134,931 shares of the Company's Common Stock in satisfaction of a promissory note.

<u>CUSIP No. 141743 10 4</u> <u>Page 6 of 10</u>

On April 10, 2017, Mr. Wheeler purchased 180,750 shares in the market.

On April 11, 2017, Mr. Wheeler purchased 1,059,206 shares in the market.

On April 12, 2017, Mr. Wheeler purchased 228,550 shares in the market.

On April 13, 2017, Mr. Wheeler purchased 500,000 shares in the market.

On April 18, 2017, Mr. Wheeler purchased 42,398 shares in the market.

On April 19, 2017, Mr. Wheeler purchased 347,179 shares in the market.

Subsequently, Mr. Wheeler transferred shares in private transactions resulting in his direct ownership of 1,888,561 shares.

On November 14, 2022, Mr. Wheeler purchased 500,000 shares of the Company's Common Stock pursuant to a Securities Purchase Agreement.

On March 30, 2023, Mr. Wheeler entered into a Replacement Note Conversion Agreement wherein he converted debt in the amount of $800,000 into 8,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share.

**<u>Disposition of Shares of the Issuer</u>**

In November 2008, Mr. Wheeler, through Dozer Man, transferred 134,921 shares a in private transaction.

**<u>Acquisition of Derivative Securities of the Issuer</u>**

*Non-Qualified Stock Options ("Options")*

On February 25, 2015, Mr. Wheeler was issued an Option under the CareView Communications 2015 Stock Incentive Plan for 150,000 underlying shares of the Company's Common Stock at an exercise price of $0.53 per share. The ten-year Option vests as to 50,000 shares on each of the first, second and third anniversary of the issuance date.

On August 31, 2016, Mr. Wheeler was issued an Option under the CareView Communications 2016 Stock Incentive Plan for 235,295 underlying shares of the Company's Common Stock at an exercise price of $0.17 per share. The ten-year Option vests at the rate of 33.3% on each of the first and second anniversary of the issuance date and 33.4% on the third anniversary of the issuance date.

On November 30, 2017, Mr. Wheeler was issued an Option under the CareView Communications 2016 Stock Incentive Plan for 666,667 underlying shares of the Company's Common Stock at an exercise price of $0.11 per share. The ten-year Option vests as to 222,223 shares on November 30, 2018 and as to 222,222 shares on each of November 30, 2019 and November 30, 2020. The Option has not been exercised and expires on November 29, 2027.

On August 10, 2020, Mr. Wheeler was issued an Option under the 2020 Stock Incentive Plan for 1,200,000 underlying shares of the Company's Common Stock at an exercise price of $0.035 per share. The ten-year option vests at 400,000 share per year on each of August 5, 2021, August 5, 2022, and August 5, 2023.

<u>CUSIP No. 141743 10 4</u> <u>Page 7 of 10</u>

*Senior Secured Convertible Note and Common Stock Purchase Warrants*

On December 15, 2014, the Company entered into a Fifth Amendment to Note and Warrant Purchase Agreement (the "Fifth Amendment") with the HealthCor Parties and certain additional investors party thereto (such additional investors, the "New Investors" and, collectively with the HealthCor Parties, the "Investors") to sell and issue (i) additional notes in the initial aggregate principal amount of $6,000,000, with a conversion price per share equal to $0.52 (subject to adjustment as described therein) (the "Fifth Amendment Supplemental Closing Notes") and (ii) additional warrants to purchase an aggregate of up to 3,692,308 shares of our Common Stock at an exercise price per share equal to $0.52 (subject to adjustment as described therein) (the "Fifth Amendment Supplemental Warrants").

The New Investors included all but one of our current directors and one of our officers. The closing date of the transaction was February 17, 2015 (the "Fifth Amendment Supplemental Closing Date"). On the Fifth Amendment Supplemental Closing Date, each of the Investors shall severally, not jointly, purchased the Fifth Amendment Supplemental Closing Notes and the Fifth Amendment Supplemental Warrants for cash, payable by wire transfer in same day funds to an account specified by the Company.

The Purchase Agreement and Fifth Amendment provide that the Company grant to the Investors a security interest in the assets of the Company as collateral for payment of the Fifth Amendment Supplemental Closing Notes, evidenced by that certain Pledge and Security Agreement dated as of April 20, 2011 (the "Security Agreement") and by that certain Intellectual Property Security Agreement dated as of April 20, 2011 (the "IP Security Agreement"). On the Fifth Amendment Supplemental Closing Date, the Company entered into an amended and restated Security Agreement and an amended and restated IP Security Agreement in order, among other things, to add the New Investors as secured parties (such amended and restated agreements, respectively the "Amended Security Agreement" and the "Amended IP Security Agreement").

The Purchase Agreement and the Fifth Amendment Supplemental Closing Notes also provide that the Company grant registration rights to the Investors for the Common Stock into which the Fifth Amendment Supplemental Closing Notes may be converted and that may be issued upon exercise of the Fifth Amendment Supplemental Warrants as provided for by that certain Registration Rights Agreement dated as of April 20, 2011 (the "Registration Rights Agreement").

Mr. Wheeler is one of the New Investors. On the Fifth Amendment Supplemental Closing Date, Mr. Wheeler purchased a Senior Secured Convertible Note in the amount of $500,000 which is immediately convertible into shares of the Company's Common Stock at $0.52 per share (subject to adjustment as described therein) and has a maturity date of February 16, 2025. In connection therewith, Mr. Wheeler was also issued Fifth Amendment Supplemental Warrants for the purchase of 307,692 shares of the Company's Common Stock at an exercise price per share equal to $0.52 (subject to adjustment as described therein). The Fifth Amendment Supplemental Warrants were exercisable upon issuance and have an expiration date of February 17, 2025.

*Note Cancellation and Replacement Notes; Replacement Note Conversion*

On December 30, 2022, Mr. Wheeler exchanged all outstanding notes issued under the Note and Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate balance of $1,594,793, for a replacement note for $800,000 with a conversion price of $0.10 per share. At the same time, Mr. Wheeler surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value.

On March 30, 2023, Mr. Wheeler entered into a Replacement Note Conversion Agreement wherein he converted debt in the amount of $800,000 into 8,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. The shares bear a restrictive legend and a lockup legend that expires on December 31, 2023.

<u>CUSIP No. 141743 10 4</u> <u>Page 8 of 10</u>

**Item 4.** **Purpose of Transaction.**

See Item 3 above.

The Reporting Persons have no plans which relate to or would result in:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) the acquisition
 by any person of additional securities of the issuer, or the disposition of securities of the issuer;

(b) an extraordinary
 corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

(c) A sale or transfer
 of a material amount of assets of the issuer or of any of its subsidiaries;

(d) Any change in the
 present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors
 or to fill any existing vacancies on the board;

(e) Any material change
 in the present capitalization or dividend policy of the issuer;

(f) Any other material
 change in the issuer's business or corporate structure, including but not limited to, if the issuer is a registered closed-end
 investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by Section
 13 of the Investment Company Act of 1940;

(g) Changes in the issuer's
 charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer
 by any person;

(h) Causing a class
 of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in
 an inter-dealer quotation system of a registered national securities association;

(i) A class of equity
 securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or

(j) Any action similar to any of those enumerated
 above.

**Item 5.** **Interest in Securities of the Issuer.**

Item 5 is hereby amended and restated in its entirety as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) Mr. Wheeler directly
 owns 11,347,378 shares of the Company's Common Stock. He indirectly owns an aggregate of 14,201,820 shares through Dozer Man.
 Mr. Wheeler directly owns Options for the purchase of 1,851,962 shares of the Company's Common Stock, bringing his direct
 and indirect ownership to an aggregate of 27,428,160 shares. The percentage of class for Mr. Wheeler is 6.75% and is based
 on 406,699,377 shares which would be outstanding if all of Mr. Wheeler's vested Options were exercised.

<u>CUSIP No. 141743 10 4</u> <u>Page 9 of 10</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) Mr. Wheeler has
 sole power to vote or direct the vote and the power to dispose or to direct the disposition of the 27,428,160 shares of the
 Company's Common Stock owned directly or indirectly by him or to be acquired by him through the exercise of Options and the
 conversion of the replacement notes.

(c) Please see Item
 3 above for the description of the transaction relative to the shares and derivative securities acquired by the Reporting
 Persons.

(d) The Reporting Persons
 know of no other person who has the right to receive or the power to direct the receipt of dividends from, or the proceeds
 from the sale of, such shares or derivative securities.

(e) Not applicable.

**Item 6.** **Contracts, Arrangements, Understandings or Relationships With Respect to Securities of Issuer**

Except for as outlined herein, the Reporting Persons have no contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.

**Item 7.** **Material to be Filed as Exhibits.**

---

| | |
|:---|:---|
| &nbsp;&nbsp;**Date of** <br> **Document**  | &nbsp;&nbsp;**Description of Document** |
| &nbsp;&nbsp;09/27/07 | &nbsp;&nbsp;[Securities Exchange Agreement by and between Ecogate, Inc., CareView Communications, Inc., and Shareholders of CareView Communications, Inc.; filed as Exhibit 2.0 to the Company's Registration Statement on Form 10 filed with the Commission on August 23, 2010 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000119312510194853/dex20.htm) |
| &nbsp;&nbsp;12/03/07 | &nbsp;&nbsp;[Non-Qualified Stock Option, form of; filed as Exhibit 10.10 to the Company's Registration Statement on Form 10 filed with the Commission on August 23, 2010 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000119312510194853/dex1010.htm) |
| &nbsp;&nbsp;09/11/09 | &nbsp;&nbsp;[CareView Communications, Inc. 2009 Stock Incentive Plan; filed as Exhibit 10.42 to the Company's Registration Statement on Form 10 filed with the Commission on August 23, 2010 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000119312510194853/dex1042.htm) |
| &nbsp;&nbsp;03/27/13 | &nbsp;&nbsp;[Securities Purchase Agreement, form of; filed as Exhibit 10.108 to the Company's Current Report on Form 8-K filed with the Commission on March 28, 2013 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713113000998/ex10-108.htm) |
| &nbsp;&nbsp;12/15/14<br>| &nbsp;&nbsp;[Fifth Amendment to Note and Warrant Purchase Agreement between the Company and HealthCor; filed as Exhibit 10.22 to the Company's Current Report on Form 8-K filed with the Commission on December 19, 2014 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713114004097/ex10-22.htm) |
| &nbsp;&nbsp;12/15/14 | &nbsp;&nbsp;[Form of Fifth Amendment Supplemental Closing Note; filed as Exhibit 10.23 to the Company's Current Report on Form 8-K filed with the Commission on December 19, 2014 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713114004097/ex10-23.htm) |
| &nbsp;&nbsp;12/15/14 | &nbsp;&nbsp;[Form of Fifth Amendment Supplemental Warrant; filed as Exhibit 10.24 to the Company's Current Report on Form 8-K filed with the Commission on December 19, 2014 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713114004097/ex10-24.htm) |
| &nbsp;&nbsp;12/15/14<br>| &nbsp;&nbsp;[Form of Amended Pledge and Security Agreement between the Company and HealthCor Partners Fund, LP and HealthCor Hybrid Offshore Master Fund, LP; filed as Exhibit 10.140 to the Company's Annual Report on Form 10-K filed with the Commission on March 31, 2015 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713115001126/ex10-140.htm) |
| &nbsp;&nbsp;12/15/14<br>| &nbsp;&nbsp;[Form of Amended Intellectual Property Security Agreement between the Company and HealthCor Partners Fund, LP and HealthCor Hybrid Offshore Master Fund, LP; filed as Exhibit 10.141 to the Company's Annual Report on Form 10-K filed with the Commission on March 31, 2015 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713115001126/ex10-141.htm) |
| &nbsp;&nbsp;11/18/22 | &nbsp;&nbsp;[Form of Securities Purchase Agreement; filed as Exhibit 10.0 to the Company's Current Report on Form 8-K filed with the Commission on November 18, 2022 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713122011542/ex10-00.htm) |
| &nbsp;&nbsp;12/30/22 | &nbsp;&nbsp;[Cancellation Agreement; filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed with the Commission on January 3, 2023 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713123000022/ex10-01.htm) |
| &nbsp;&nbsp;12/30/22 | &nbsp;&nbsp;[Form of Replacement Notes; filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed with the Commission on January 3, 2023 and incorporated herein by reference.](http://www.sec.gov/Archives/edgar/data/1377149/000138713123000022/ex10-02.htm) |
| &nbsp;&nbsp;03/30/23 | &nbsp;&nbsp;[Form of Replacement Note Conversion Agreement; filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed with the Commission on March 31, 2023.](https://www.sec.gov/Archives/edgar/data/1377149/000138713123004291/ex10-01.htm) |

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(Signature page follows)

<u>CUSIP No. 141743 10 4</u> <u>Page 10 of 10</u>

**<u>SIGNATURE</u>**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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| | | | |
|:---|:---|:---|:---|
| Dated: | March 31, 2023 | By: | /s/ L. Allen Wheeler |
|  |  |  | L. Allen Wheeler, an individual,<br> Sole Member of Dozer Man, LLC |

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