# EDGAR Filing Document

**Accession Number:** 0000048966
**File Stem:** 0001085146-23-000854
**Filing Date:** 2023-2
**Character Count:** 78974
**Document Hash:** 60900e3a109f7f9d6118d99105dad813
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000854.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001085146-23-000854

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COWEN AND COMPANY, LLC
- **CENTRAL INDEX KEY:** 0000048966
- **IRS NUMBER:** 841702964
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19611
- **FILM NUMBER:** 23604915

**BUSINESS ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE
- **STREET 2:** 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 646-562-1727

**MAIL ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE
- **STREET 2:** 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COWEN & CO., LLC
- **DATE OF NAME CHANGE:** 20060208

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SG COWEN & CO., LLC
- **DATE OF NAME CHANGE:** 20040521

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SG COWEN SECURITIES CORPORATION
- **DATE OF NAME CHANGE:** 20040503

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** COWEN AND COMPANY LLC<br>**Address:** 599 LEXINGTON AVENUE<br>20TH FLOOR<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-19611

**CRD Number (if applicable):** 000007616

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Steven Cohen<br>**Title:** Chief Compliance Officer<br>**Phone:** 646-562-1727

**Signature, Place, and Date of Signing:**

/s/  Steven Cohen  New York, NY  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 684

**Form 13F Information Table Value Total:** $956448891

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                         | Form 13F File Number   |
|:---|:---|:---|
|  | Cowen Financial Products LLC | 028-19614              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 |  | 2080 | 26000 | SH |  | DFND |  | 26000 | 0 | 0 |
| 26 CAPITAL ACQUISITION CORP | COM CL A | 90138P100 |  | 2785750 | 275000 | SH |  | DFND | 3 | 275000 | 0 | 0 |
| 7 ACQUISITION CORPORATION | *W EXP 11/05/202 | G80694113 |  | 11369 | 128034 | SH |  | DFND |  | 128034 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 3136 | 44800 | SH |  | DFND |  | 44800 | 0 | 0 |
| A SPAC I ACQUISITION CORP | *W EXP 05/21/202 | G0542S130 |  | 1289 | 128926 | SH |  | DFND |  | 128926 | 0 | 0 |
| A SPAC I ACQUISITION CORP | RIGHT 12/09/2026 | G0542S114 |  | 18869 | 221998 | SH |  | DFND |  | 221998 | 0 | 0 |
| A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | G0543H133 |  | 2688 | 44800 | SH |  | DFND |  | 44800 | 0 | 0 |
| ABRI SPAC I INC | *W EXP 09/18/202 | 00085X113 |  | 2252 | 45054 | SH |  | DFND |  | 45054 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 1851 | 99000 | SH |  | DFND |  | 99000 | 0 | 0 |
| ACCRETION ACQUISITION CORP | RIGHT 03/01/2028 | 00438Y123 |  | 8429 | 120600 | SH |  | DFND |  | 120600 | 0 | 0 |
| ACE GLOBAL BUSINESS ACQU LTD | *W EXP 02/20/202 | G0083E110 |  | 1093 | 35169 | SH |  | DFND |  | 35169 | 0 | 0 |
| ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 |  | 22735 | 454716 | SH |  | DFND |  | 454716 | 0 | 0 |
| ACRI CAPITAL ACQUISITION COR | *W EXP 02/01/202 | 00501A119 |  | 5363 | 153250 | SH |  | DFND |  | 153250 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 67227 | 20800 | SH | Put | DFND |  | 20800 | 0 | 0 |
| ADICET BIO INC | COM | 007002108 |  | 28103855 | 3143608 | SH |  | DFND | 3 | 3143608 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 2144 | 35747 | SH |  | DFND |  | 35747 | 0 | 0 |
| ADTHEORENT HOLDING COMPANY | *W EXP 12/26/202 | 00739D117 |  | 34878 | 348785 | SH |  | DFND |  | 348785 | 0 | 0 |
| ADVANTAGE SOLUTIONS INC | *W EXP 10/28/202 | 00791N110 |  | 97712 | 766373 | SH |  | DFND |  | 766373 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 838800 | 120000 | SH |  | DFND |  | 120000 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 8411374 | 1203344 | SH |  | DFND | 3 | 1203344 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 7767 | 310700 | SH | Call | DFND |  | 310700 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 413909 | 106400 | SH | Put | DFND |  | 106400 | 0 | 0 |
| AEQUI ACQUISITION CORP | *W EXP 11/30/202 | 00775W110 |  | 13110 | 468219 | SH |  | DFND |  | 468219 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 164619 | 16380 | SH |  | DFND |  | 16380 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 |  | 8768 | 116910 | SH |  | DFND |  | 116910 | 0 | 0 |
| AHREN ACQUISITION CORP | *W EXP 12/09/202 | G01322125 |  | 4046 | 50578 | SH |  | DFND |  | 50578 | 0 | 0 |
| AIMFINITY INVESTMENT CORP I | *W EXP 04/21/202 | G0135E126 |  | 6270 | 208332 | SH |  | DFND |  | 208332 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 1649804 | 79547 | SH |  | DFND |  | 79547 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 1259863 | 14302 | SH |  | DFND | 3 | 14302 | 0 | 0 |
| ALPHA HEALTHCARE ACQU CORP I | UNIT 04/01/2026 | 02073F203 |  | 6986000 | 700000 | SH |  | DFND | 3 | 700000 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 9526 | 626711 | SH |  | DFND |  | 626711 | 0 | 0 |
| ALPHATEC HLDGS INC | NOTE 0.750% 8/0 | 02081GAB8 |  | 90250 | 100000 | PRN |  | DFND |  | 100000 | 0 | 0 |
| ALPHATIME ACQUISITION CORP | UNIT 03/01/2028 | G0223V113 |  | 1011000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| ALPHAVEST ACQUISITION CORP | UNIT 06/19/2024 | G0283A124 |  | 1515000 | 150000 | SH |  | DFND |  | 150000 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 |  | 5038 | 50389 | SH |  | DFND |  | 50389 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 10585 | 136581 | SH |  | DFND |  | 136581 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 37496 | 249978 | SH |  | DFND |  | 249978 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 1462 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1648668 | 19627 | SH |  | DFND | 3 | 19627 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1470000 | 17500 | SH |  | DFND |  | 17500 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 507750 | 30000 | SH | Put | DFND |  | 30000 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 17915 | 51900 | SH | Call | DFND |  | 51900 | 0 | 0 |
| AMCI ACQUISITION CORP II | *W EXP 08/06/202 | 00166R118 |  | 33509 | 139622 | SH |  | DFND |  | 139622 | 0 | 0 |
| AMCI ACQUISITION CORP II | CLASS A COM | 00166R100 |  | 725645 | 72710 | SH |  | DFND |  | 72710 | 0 | 0 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 |  | 158742 | 13001 | SH |  | DFND |  | 13001 | 0 | 0 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 |  | 12540 | 7600 | SH | Call | DFND |  | 7600 | 0 | 0 |
| AMICUS THERAPEUTICS INC | COM | 03152W109 |  | 1250 | 5000 | SH | Put | DFND |  | 5000 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 1773 | 25190 | SH |  | DFND |  | 25190 | 0 | 0 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 4698 | 180000 | SH |  | DFND |  | 180000 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 14905 | 135500 | SH |  | DFND |  | 135500 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 1825 | 48047 | SH |  | DFND |  | 48047 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 531601 | 53054 | SH |  | DFND |  | 53054 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 3023 | 37789 | SH |  | DFND |  | 37789 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 258550 | 5000 | SH |  | DFND |  | 5000 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 2217 | 4800 | SH | Call | DFND |  | 4800 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 16387 | 5700 | SH | Put | DFND |  | 5700 | 0 | 0 |
| APEXIGEN INC | *W EXP 07/29/202 | 03759B110 |  | 2427 | 96699 | SH |  | DFND |  | 96699 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 1888359 | 188459 | SH |  | DFND |  | 188459 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1071402 | 8246 | SH |  | DFND | 3 | 8246 | 0 | 0 |
| APYX MEDICAL CORPORATION | COM | 03837C106 |  | 4155355 | 1775793 | SH |  | DFND | 3 | 1775793 | 0 | 0 |
| AQUARON ACQUISITION CORP | RIGHT 07/15/2026 | 03842W113 |  | 11000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 4300 | 101675 | SH |  | DFND |  | 101675 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 456106 | 978140 | SH |  | DFND |  | 978140 | 0 | 0 |
| ARIES I ACQUISITION CORP | CLASS A ORD SHS | G0542N107 |  | 410800 | 40000 | SH |  | DFND | 3 | 40000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 3510 | 46802 | SH |  | DFND |  | 46802 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 253 | 50651 | SH |  | DFND |  | 50651 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 |  | 210363 | 20963 | SH |  | DFND |  | 20963 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | *W EXP 09/30/202 | 04303A111 |  | 22947 | 169729 | SH |  | DFND |  | 169729 | 0 | 0 |
| ARYA SCIENCES ACQU CORP IV | CL A | G31659108 |  | 197960 | 19600 | SH |  | DFND | 3 | 19600 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 04687C113 |  | 3226 | 81080 | SH |  | DFND |  | 81080 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | *W EXP 08/10/202 | 00216W117 |  | 407 | 75400 | SH |  | DFND |  | 75400 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 16286 | 325739 | SH |  | DFND |  | 325739 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 2149 | 33074 | SH |  | DFND |  | 33074 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | *W EXP 03/31/202 | G06362126 |  | 7495 | 229930 | SH |  | DFND |  | 229930 | 0 | 0 |
| AURORA ACQUISITION CORP | *W EXP 03/02/202 | G0698L129 |  | 375 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 49181 | 378318 | SH |  | DFND |  | 378318 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 872 | 39500 | SH |  | DFND |  | 39500 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 |  | 37161 | 285859 | SH |  | DFND |  | 285859 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 197 | 56450 | SH |  | DFND |  | 56450 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 90289 | 378 | SH |  | DFND |  | 378 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 5655 | 37700 | SH | Put | DFND |  | 37700 | 0 | 0 |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 |  | 26726690 | 3732778 | SH |  | DFND | 3 | 3732778 | 0 | 0 |
| AVIDITY BIOSCIENCES INC | COM | 05370A108 |  | 95158841 | 4288366 | SH |  | DFND | 3 | 4288366 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | *W EXP 99/99/999 | G0703K116 |  | 8351 | 238628 | SH |  | DFND |  | 238628 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | RIGHT 99/99/9999 | G0703K124 |  | 59916 | 583984 | SH |  | DFND |  | 583984 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | *W EXP 05/31/202 | 05467C116 |  | 3034 | 75300 | SH |  | DFND |  | 75300 | 0 | 0 |
| BANNIX ACQUISITION CORP | RIGHT 07/31/2026 | 066644121 |  | 40849 | 480577 | SH |  | DFND |  | 480577 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 20929 | 330287 | SH |  | DFND |  | 330287 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 07402Q119 |  | 6792 | 84901 | SH |  | DFND |  | 84901 | 0 | 0 |
| BERENSON ACQUISITION CORP I | *W EXP 08/01/202 | 083690115 |  | 4061 | 111272 | SH |  | DFND |  | 111272 | 0 | 0 |
| BETTER WORLD ACQUISITION COR | *W EXP 11/15/202 | 08772B112 |  | 262916 | 2767546 | SH |  | DFND |  | 2767546 | 0 | 0 |
| BETTER WORLD ACQUISITION COR | COM | 08772B104 |  | 1682355 | 160991 | SH |  | DFND | 3 | 160991 | 0 | 0 |
| BILANDER ACQUISITION CORP | *W EXP 05/19/202 | 09001T114 |  | 6300 | 35000 | SH |  | DFND |  | 35000 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 692300 | 2500 | SH |  | DFND |  | 2500 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 43345 | 10900 | SH | Call | DFND |  | 10900 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 5250 | 4300 | SH | Put | DFND |  | 4300 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 5500 | 10000 | SH | Call | DFND |  | 10000 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 17766 | 177845 | SH |  | DFND |  | 177845 | 0 | 0 |
| BIOTE CORP | *W EXP 05/26/202 | 090683111 |  | 44489 | 148298 | SH |  | DFND |  | 148298 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 13272 | 221205 | SH |  | DFND |  | 221205 | 0 | 0 |
| BITE ACQUISITION CORP | COMMON STOCK | 09175K105 |  | 503500 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| BLACK SPADE ACQUISITION CO | *W EXP 07/16/202 | G11537118 |  | 975 | 19500 | SH |  | DFND |  | 19500 | 0 | 0 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 2779 | 229691 | SH |  | DFND |  | 229691 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 39956 | 399163 | SH |  | DFND |  | 399163 | 0 | 0 |
| BLINK CHARGING CO | COM | 09354A100 |  | 1129910 | 103000 | SH |  | DFND |  | 103000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 12672 | 211200 | SH |  | DFND |  | 211200 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 |  | 805 | 41760 | SH |  | DFND |  | 41760 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | RIGHT 10/14/2026 | 09370F117 |  | 1052 | 29080 | SH |  | DFND |  | 29080 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 1348 | 17980 | SH |  | DFND |  | 17980 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | UNIT 12/02/2026 | G1330L113 |  | 1028000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| BLUE SAFARI GRP ACQUISITN CO | CLASS A ORD SHS | G1195R106 |  | 523000 | 50000 | SH |  | DFND | 3 | 50000 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | *W EXP 01/10/202 | G1263E136 |  | 1569 | 78478 | SH |  | DFND |  | 78478 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | RIGHT 08/29/2029 | G1263E110 |  | 43041 | 538020 | SH |  | DFND |  | 538020 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 999 | 66665 | SH |  | DFND |  | 66665 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | SHS CL A | G1261Q107 |  | 169330 | 16782 | SH |  | DFND |  | 16782 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 944998 | 5906238 | SH |  | DFND |  | 5906238 | 0 | 0 |
| BRAINSWAY LTD | SPONSORED ADS | 10501L106 |  | 852147 | 344999 | SH |  | DFND | 3 | 344999 | 0 | 0 |
| BRAINSWAY LTD | SPONSORED ADS | 10501L106 |  | 4 | 2 | SH |  | DFND |  | 2 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | *W EXP 05/25/202 | 106762115 |  | 12230 | 173979 | SH |  | DFND |  | 173979 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | COM | 106762107 |  | 2607500 | 250000 | SH |  | DFND | 3 | 250000 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 384860 | 5349 | SH |  | DFND | 3 | 5349 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | RIGHT 01/10/2027 | 11125B110 |  | 23176 | 231762 | SH |  | DFND |  | 231762 | 0 | 0 |
| BROOKFIELD REINS LTD | CL A EXCH LT VTG | G16250105 |  | 5814714 | 185833 | SH |  | DFND |  | 185833 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 1408 | 70400 | SH |  | DFND |  | 70400 | 0 | 0 |
| BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 12122L119 |  | 2513 | 53473 | SH |  | DFND |  | 53473 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 140 | 23453 | SH |  | DFND |  | 23453 | 0 | 0 |
| BURTECH ACQUISITION CORP | CLASS A COM | 123013104 |  | 3340211 | 328761 | SH |  | DFND |  | 328761 | 0 | 0 |
| BUZZFEED INC | CLASS A COM | 12430A102 |  | 16207 | 23502 | SH |  | DFND |  | 23502 | 0 | 0 |
| BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 |  | 2158 | 26984 | SH |  | DFND |  | 26984 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 690 | 23000 | SH |  | DFND |  | 23000 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 19950 | 160000 | SH | Call | DFND |  | 160000 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 20800 | 65000 | SH | Put | DFND |  | 65000 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 |  | 2097 | 105389 | SH |  | DFND |  | 105389 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | CLASS A COM | 13767K101 |  | 2044000 | 200000 | SH |  | DFND | 3 | 200000 | 0 | 0 |
| CANO HEALTH INC | *W EXP 06/03/202 | 13781Y111 |  | 221780 | 1008091 | SH |  | DFND |  | 1008091 | 0 | 0 |
| CANO HEALTH INC | COM CL A | 13781Y103 |  | 2720 | 13600 | SH | Call | DFND |  | 13600 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 278355 | 120500 | SH |  | DFND | 3 | 120500 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 33818 | 14640 | SH |  | DFND |  | 14640 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 7250 | 50000 | SH | Call | DFND |  | 50000 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 37250 | 50000 | SH | Put | DFND |  | 50000 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 4237335 | 974100 | SH |  | DFND |  | 974100 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 8035794 | 1847309 | SH |  | DFND | 3 | 1847309 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 852337 | 974100 | SH | Put | DFND |  | 974100 | 0 | 0 |
| CAPITALWORKS EMNG MKTS ACQST | *W EXP 11/19/202 | G1889L126 |  | 1995 | 99300 | SH |  | DFND |  | 99300 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 1102 | 16400 | SH |  | DFND |  | 16400 | 0 | 0 |
| CARTESIAN GROWTH CORP | *W EXP 02/26/202 | G19276115 |  | 68460 | 133843 | SH |  | DFND |  | 133843 | 0 | 0 |
| CARTESIAN GROWTH CORP II | CLASS A ORD | G19305112 |  | 395373 | 38573 | SH |  | DFND |  | 38573 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 360 | 212318 | SH |  | DFND |  | 212318 | 0 | 0 |
| CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 |  | 2750 | 339571 | SH |  | DFND |  | 339571 | 0 | 0 |
| CBL  ASSOC PPTYS INC | COMMON STOCK | 124830878 |  | 5770000 | 250000 | SH |  | DFND | 3 | 250000 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 17787 | 352930 | SH |  | DFND |  | 352930 | 0 | 0 |
| CENAQ ENERGY CORP | *W EXP 02/04/202 | 15130M110 |  | 174847 | 1589524 | SH |  | DFND |  | 1589524 | 0 | 0 |
| CERENCE INC | NOTE 3.000% 6/0 | 156727AB5 |  | 455000 | 500000 | PRN |  | DFND |  | 500000 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 1909 | 68187 | SH |  | DFND |  | 68187 | 0 | 0 |
| CHENGHE ACQUISITION CO | *W EXP 04/22/202 | G2086M123 |  | 6056 | 100766 | SH |  | DFND |  | 100766 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 10464 | 129676 | SH |  | DFND |  | 129676 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 80623 | 8111 | SH |  | DFND | 3 | 8111 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 1398895 | 140734 | SH |  | DFND |  | 140734 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 6554 | 109236 | SH |  | DFND |  | 109236 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 11917 | 241243 | SH |  | DFND |  | 241243 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 2841450 | 285000 | SH |  | DFND |  | 285000 | 0 | 0 |
| CINCOR PHARMA INC | COM | 17240Y109 |  | 89618 | 7292 | SH |  | DFND |  | 7292 | 0 | 0 |
| CINCOR PHARMA INC | COM | 17240Y109 |  | 25875 | 15000 | SH | Put | DFND |  | 15000 | 0 | 0 |
| CINEMARK HLDGS INC | COM | 17243V102 |  | 288144 | 33273 | SH |  | DFND |  | 33273 | 0 | 0 |
| CINEMARK HLDGS INC | COM | 17243V102 |  | 51087 | 33500 | SH | Put | DFND |  | 33500 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 2971791 | 65704 | SH |  | DFND |  | 65704 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 337 | 67400 | SH | Call | DFND |  | 67400 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 1124602 | 65100 | SH | Put | DFND |  | 65100 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | *W EXP 99/99/999 | 184493112 |  | 80536 | 1006704 | SH |  | DFND |  | 1006704 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | RIGHT 01/01/2027 | 184493120 |  | 128804 | 1120039 | SH |  | DFND |  | 1120039 | 0 | 0 |
| CLIMATEROCK | *W EXP 04/25/202 | G2311X118 |  | 10638 | 202640 | SH |  | DFND |  | 202640 | 0 | 0 |
| CLIMATEROCK | RIGHT 10/31/2028 | G2311X134 |  | 33430 | 278586 | SH |  | DFND |  | 278586 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 |  | 1976 | 24700 | SH |  | DFND |  | 24700 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 1290850 | 36475 | SH |  | DFND | 3 | 36475 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 |  | 57924 | 673539 | SH |  | DFND |  | 673539 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 1035 | 20717 | SH |  | DFND |  | 20717 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 27209 | 242183 | SH |  | DFND |  | 242183 | 0 | 0 |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 |  | 63649 | 550126 | SH |  | DFND |  | 550126 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 181544 | 2669778 | SH |  | DFND |  | 2669778 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 754060 | 74000 | SH |  | DFND |  | 74000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 1971 | 65700 | SH |  | DFND |  | 65700 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 |  | 879 | 29326 | SH |  | DFND |  | 29326 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 17580 | 117205 | SH |  | DFND |  | 117205 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 22589 | 151610 | SH |  | DFND |  | 151610 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 1115 | 37048 | SH |  | DFND |  | 37048 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | CL A SHS | G2425N105 |  | 238388 | 24104 | SH |  | DFND |  | 24104 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 4502 | 149600 | SH |  | DFND |  | 149600 | 0 | 0 |
| CRESUD S A C I F Y A | *W EXP 03/09/202 | P3311R259 |  | 544401 | 1601182 | SH |  | DFND |  | 1601182 | 0 | 0 |
| CUTERA INC | COM | 232109108 |  | 29685283 | 671309 | SH |  | DFND | 3 | 671309 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 296437 | 3181 | SH |  | DFND | 3 | 3181 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 7634 | 148534 | SH |  | DFND |  | 148534 | 0 | 0 |
| DA32 LIFE SCNCE TEC ACQSTN C | CLASS A COM | 23312M106 |  | 138900 | 13897 | SH |  | DFND |  | 13897 | 0 | 0 |
| DATA KNIGHTS ACQUISITION COR | *W EXP 11/11/202 | 237699111 |  | 20450 | 589362 | SH |  | DFND |  | 589362 | 0 | 0 |
| DAVE INC | *W EXP 01/05/202 | 23834J110 |  | 33496 | 1015053 | SH |  | DFND |  | 1015053 | 0 | 0 |
| DAVE INC | CLASS A COM | 23834J102 |  | 20300 | 70000 | SH |  | DFND |  | 70000 | 0 | 0 |
| DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 |  | 78008 | 50986 | SH |  | DFND |  | 50986 | 0 | 0 |
| DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 |  | 58827439 | 1516562 | SH |  | DFND | 3 | 1516562 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 1080 | 308772 | SH |  | DFND |  | 308772 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | CL A SHS | G27029100 |  | 124127 | 12302 | SH |  | DFND |  | 12302 | 0 | 0 |
| DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 |  | 132160 | 2202668 | SH |  | DFND |  | 2202668 | 0 | 0 |
| DEXCOM INC | COM | 252131107 |  | 266680 | 2355 | SH |  | DFND | 3 | 2355 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 1236 | 123696 | SH |  | DFND |  | 123696 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 9942 | 94687 | SH |  | DFND |  | 94687 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 502500 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 105587 | 1067620 | SH |  | DFND |  | 1067620 | 0 | 0 |
| DIGITAL MEDIA SOLUTIONS INC | *W EXP 07/15/202 | 25401G114 |  | 51202 | 484870 | SH |  | DFND |  | 484870 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 617 | 10287 | SH |  | DFND |  | 10287 | 0 | 0 |
| DISH NETWORK CORPORATION | CL A | 25470M109 |  | 1750 | 35000 | SH | Call | DFND |  | 35000 | 0 | 0 |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 |  | 28476865 | 45367000 | PRN |  | DFND | 3 | 45367000 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 594 | 49566 | SH |  | DFND |  | 49566 | 0 | 0 |
| DMY SQUARED TECHNOLOGY GROUP | *W EXP 99/99/999 | 233276112 |  | 26740 | 65348 | SH |  | DFND |  | 65348 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 |  | 2100 | 20000 | SH |  | DFND | 3 | 20000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 |  | 39143 | 372791 | SH |  | DFND |  | 372791 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 888339 | 88392 | SH |  | DFND | 3 | 88392 | 0 | 0 |
| DOMA HOLDINGS INC | *W EXP 07/28/202 | 25703A112 |  | 3448 | 201687 | SH |  | DFND |  | 201687 | 0 | 0 |
| DTRT HEALTH ACQUISITION CORP | COM CL A | 23344T103 |  | 2329394 | 224845 | SH |  | DFND | 3 | 224845 | 0 | 0 |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 26431Q114 |  | 6420 | 428001 | SH |  | DFND |  | 428001 | 0 | 0 |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 26740W117 |  | 4488 | 42500 | SH |  | DFND |  | 42500 | 0 | 0 |
| EAST RES ACQUISITION CO | *W EXP 07/01/202 | 274681113 |  | 53831 | 307611 | SH |  | DFND |  | 307611 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 9102 | 92785 | SH |  | DFND |  | 92785 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 31941 | 1061193 | SH |  | DFND |  | 1061193 | 0 | 0 |
| EDOC ACQUISITION CORP | *W EXP 11/30/202 | G4000A110 |  | 3219 | 81500 | SH |  | DFND |  | 81500 | 0 | 0 |
| EDOC ACQUISITION CORP | RIGHT 11/30/2027 | G4000A136 |  | 11579 | 128808 | SH |  | DFND |  | 128808 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | *W EXP 11/18/202 | 28201D117 |  | 1600 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| EF HUTTON ACQUISITION CORP I | RIGHT 11/18/2027 | 28201D125 |  | 8250 | 68750 | SH |  | DFND |  | 68750 | 0 | 0 |
| EG ACQUISITION CORP | *W EXP 05/28/202 | 26846A118 |  | 41553 | 215303 | SH |  | DFND |  | 215303 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 24939 | 277108 | SH |  | DFND |  | 277108 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | G3034H125 |  | 5164 | 158900 | SH |  | DFND |  | 158900 | 0 | 0 |
| EMERGING MARKETS HORIZON COR | *W EXP 11/16/202 | G3033X121 |  | 1282 | 197371 | SH |  | DFND |  | 197371 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 9745 | 125108 | SH |  | DFND |  | 125108 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 20357050 | 1715000 | SH |  | DFND | 3 | 1715000 | 0 | 0 |
| ENERGY VAULT HOLDINGS INC | COM | 29280W109 |  | 208762 | 66911 | SH |  | DFND |  | 66911 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 18405 | 30400 | SH | Call | DFND |  | 30400 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 723 | 24100 | SH |  | DFND |  | 24100 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | *W EXP 11/17/202 | 29415C119 |  | 60065 | 249756 | SH |  | DFND |  | 249756 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 738 | 321258 | SH |  | DFND |  | 321258 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 809 | 28290 | SH |  | DFND |  | 28290 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 13126 | 112865 | SH |  | DFND |  | 112865 | 0 | 0 |
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 |  | 56239335 | 856654 | SH |  | DFND | 3 | 856654 | 0 | 0 |
| ETF MANAGERS TR | ETFMG TRAVEL TEC | 26924G771 |  | 470369 | 28490 | SH |  | DFND | 3 | 28490 | 0 | 0 |
| ETF MANAGERS TR | PRIME JUNIR SLVR | 26924G102 |  | 6695335 | 634629 | SH |  | DFND | 3 | 634629 | 0 | 0 |
| EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 |  | 6797 | 122257 | SH |  | DFND |  | 122257 | 0 | 0 |
| EURONAV NV | SHS | B38564108 |  | 1008785 | 59201 | SH |  | DFND |  | 59201 | 0 | 0 |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 29978K110 |  | 504 | 33400 | SH |  | DFND |  | 33400 | 0 | 0 |
| EVERGREEN CORPORATION | *W EXP 02/08/202 | G3312W117 |  | 2991 | 239295 | SH |  | DFND |  | 239295 | 0 | 0 |
| EVOLV TECHNOLOGIES HLDNGS IN | *W EXP 03/10/202 | 30049H110 |  | 55007 | 128688 | SH |  | DFND |  | 128688 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 1114668 | 22514 | SH |  | DFND |  | 22514 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 68400 | 36000 | SH | Call | DFND |  | 36000 | 0 | 0 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 50310 | 23400 | SH | Put | DFND |  | 23400 | 0 | 0 |
| EXAGEN INC | COM | 30068X103 |  | 2318452 | 966022 | SH |  | DFND | 3 | 966022 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 1971 | 65715 | SH |  | DFND |  | 65715 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 293035 | 28561 | SH |  | DFND |  | 28561 | 0 | 0 |
| FATE THERAPEUTICS INC | COM | 31189P102 |  | 151350 | 15000 | SH |  | DFND |  | 15000 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | *W EXP 06/01/202 | 31561T110 |  | 4923 | 164100 | SH |  | DFND |  | 164100 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | RIGHT 06/01/2029 | 31561T128 |  | 8059 | 99500 | SH |  | DFND |  | 99500 | 0 | 0 |
| FG MERGER CORP | *W EXP 06/17/202 | 30324Y119 |  | 2500 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 500844 | 15265 | SH |  | DFND |  | 15265 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 35350 | 101000 | SH | Call | DFND |  | 101000 | 0 | 0 |
| FINANCE OF AMERICA COMPAN | *W EXP 04/08/202 | 31738L115 |  | 208217 | 2679761 | SH |  | DFND |  | 2679761 | 0 | 0 |
| FINANCE OF AMERICA COMPAN | COM CL A | 31738L107 |  | 38830 | 30575 | SH |  | DFND |  | 30575 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | *W EXP 03/31/202 | 31772T115 |  | 1000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 766 | 150309 | SH |  | DFND |  | 150309 | 0 | 0 |
| FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 |  | 438277 | 43588 | SH |  | DFND |  | 43588 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 1721 | 24590 | SH |  | DFND |  | 24590 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 880750 | 35949 | SH |  | DFND |  | 35949 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 192 | 1100 | SH | Put | DFND |  | 1100 | 0 | 0 |
| FIRST LT ACQUISITION GROUP I | *W EXP 03/14/202 | 320703119 |  | 5395 | 107900 | SH |  | DFND |  | 107900 | 0 | 0 |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 |  | 217047 | 333868 | SH |  | DFND |  | 333868 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 4854 | 97097 | SH |  | DFND |  | 97097 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 7823 | 23423 | SH |  | DFND |  | 23423 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 34969G110 |  | 4852 | 138640 | SH |  | DFND |  | 138640 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 8674 | 289145 | SH |  | DFND |  | 289145 | 0 | 0 |
| FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 |  | 302 | 11250 | SH |  | DFND |  | 11250 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | *W EXP 03/02/202 | G3663X128 |  | 58840 | 294290 | SH |  | DFND |  | 294290 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | UNIT 99/99/9999 | G3663X102 |  | 273242 | 27000 | SH |  | DFND |  | 27000 | 0 | 0 |
| FRONTIER ACQUISITION CORP | *W EXP 03/15/202 | G36826124 |  | 256 | 22116 | SH |  | DFND |  | 22116 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 6846 | 139718 | SH |  | DFND |  | 139718 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 803 | 16077 | SH |  | DFND |  | 16077 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | CLASS A COM | 29103K100 |  | 312163 | 31154 | SH |  | DFND |  | 31154 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 41636 | 1514041 | SH |  | DFND |  | 1514041 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 13496 | 674821 | SH |  | DFND |  | 674821 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 5922 | 296147 | SH |  | DFND |  | 296147 | 0 | 0 |
| FULCRUM THERAPEUTICS INC | COM | 359616109 |  | 9909310 | 1361169 | SH |  | DFND | 3 | 1361169 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 3010694 | 299870 | SH |  | DFND |  | 299870 | 0 | 0 |
| FUSION ACQUISITION CORP II | UNIT 02/29/2028 | 36118N201 |  | 351050 | 35000 | SH |  | DFND |  | 35000 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 1005 | 14360 | SH |  | DFND |  | 14360 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 5590 | 139424 | SH |  | DFND |  | 139424 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 4835 | 67915 | SH |  | DFND |  | 67915 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | *W EXP 12/01/202 | G3731J127 |  | 1463 | 48611 | SH |  | DFND |  | 48611 | 0 | 0 |
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 |  | 2920 | 14600 | SH | Call | DFND |  | 14600 | 0 | 0 |
| GELESIS HLDGS INC | *W EXP 01/13/202 | 36850R113 |  | 6248 | 702089 | SH |  | DFND |  | 702089 | 0 | 0 |
| GENERATION ASIA I ACQUISITIO | *W EXP 99/99/999 | G38258128 |  | 21335 | 484893 | SH |  | DFND |  | 484893 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | *W EXP 06/30/202 | 37187C118 |  | 47855 | 1063453 | SH |  | DFND |  | 1063453 | 0 | 0 |
| GETAROUND INC | *W EXP 03/09/202 | 37427G119 |  | 1204 | 26358 | SH |  | DFND |  | 26358 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 14961 | 427485 | SH |  | DFND |  | 427485 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 37611X118 |  | 50205 | 251026 | SH |  | DFND |  | 251026 | 0 | 0 |
| GLOBAL BLOCKCHAIN ACQUI CORP | *W EXP 05/09/202 | 37961B120 |  | 2231 | 64500 | SH |  | DFND |  | 64500 | 0 | 0 |
| GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | H33700115 |  | 10682 | 34337 | SH |  | DFND |  | 34337 | 0 | 0 |
| GLOBAL BLUE GROUP HOLDING AG | ORD SHS | H33700107 |  | 55184 | 11919 | SH |  | DFND |  | 11919 | 0 | 0 |
| GLOBAL BUSINESS TRAVEL GROUP | COM CL A | 37890B100 |  | 77341 | 11458 | SH |  | DFND |  | 11458 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | G3934P128 |  | 15665 | 522196 | SH |  | DFND |  | 522196 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | CL A SHS | G3934P102 |  | 1829303 | 180940 | SH |  | DFND |  | 180940 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 37962G110 |  | 3470 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | *W EXP 04/01/202 | 37653T116 |  | 2324 | 46482 | SH |  | DFND |  | 46482 | 0 | 0 |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 |  | 552 | 50200 | SH |  | DFND |  | 50200 | 0 | 0 |
| GLOBALSTAR INC | COM | 378973408 |  | 33250 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 4219 | 90641 | SH |  | DFND |  | 90641 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | *W EXP 05/31/202 | G9461B119 |  | 4967 | 15054 | SH |  | DFND |  | 15054 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 4458 | 673432 | SH |  | DFND |  | 673432 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 4500 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 |  | 48482 | 648157 | SH |  | DFND |  | 648157 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | SHS | G3970D104 |  | 103500 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | *W EXP 07/15/202 | 38136Y110 |  | 489 | 444676 | SH |  | DFND |  | 444676 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | RIGHT 07/15/2026 | 38136Y128 |  | 42441 | 471568 | SH |  | DFND |  | 471568 | 0 | 0 |
| GORILLA TECHNOLOGY GROUP INC | *W EXP 07/13/202 | G4000K118 |  | 10640 | 51904 | SH |  | DFND |  | 51904 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 3617800 | 363598 | SH |  | DFND |  | 363598 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 |  | 625 | 62500 | SH |  | DFND |  | 62500 | 0 | 0 |
| GREENLANE HLDGS INC | CL A NEW | 395330202 |  | 3792 | 13250 | SH |  | DFND |  | 13250 | 0 | 0 |
| GROVE COLLABORATIVE HOLD INC | *W EXP 06/16/202 | 39957D110 |  | 27270 | 272709 | SH |  | DFND |  | 272709 | 0 | 0 |
| GROVE COLLABORATIVE HOLD INC | COM CL A | 39957D102 |  | 79800 | 200000 | SH |  | DFND |  | 200000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 7099 | 111101 | SH |  | DFND |  | 111101 | 0 | 0 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 131076 | 4819 | SH |  | DFND |  | 4819 | 0 | 0 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 1800 | 4800 | SH | Call | DFND |  | 4800 | 0 | 0 |
| GUARDANT HEALTH INC | COM | 40131M109 |  | 109440 | 4800 | SH | Put | DFND |  | 4800 | 0 | 0 |
| HAINAN MANASLU ACQUISTN CORP | *W EXP 01/31/202 | G4233U131 |  | 8915 | 178300 | SH |  | DFND |  | 178300 | 0 | 0 |
| HAINAN MANASLU ACQUISTN CORP | RIGHT 01/31/2029 | G4233U115 |  | 11044 | 99500 | SH |  | DFND |  | 99500 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 1267463 | 32210 | SH |  | DFND |  | 32210 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 2415 | 64400 | SH | Put | DFND |  | 64400 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 3972 | 235085 | SH |  | DFND |  | 235085 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | UNIT 99/99/9999 | 42600H207 |  | 14775000 | 1500000 | SH |  | DFND | 3 | 1500000 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 42806J148 |  | 5221146 | 700355 | SH |  | DFND |  | 700355 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 22709 | 453276 | SH |  | DFND |  | 453276 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 |  | 1875637 | 185523 | SH |  | DFND |  | 185523 | 0 | 0 |
| HIPPO HLDGS INC | *W EXP 08/02/202 | 433539111 |  | 16662 | 520703 | SH |  | DFND |  | 520703 | 0 | 0 |
| HIPPO HLDGS INC | COM NEW | 433539202 |  | 140080 | 10300 | SH |  | DFND |  | 10300 | 0 | 0 |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 |  | 75930 | 759302 | SH |  | DFND |  | 759302 | 0 | 0 |
| HOLLEY INC | *W EXP 11/30/202 | 43538H111 |  | 30961 | 114673 | SH |  | DFND |  | 114673 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 291805 | 711721 | SH |  | DFND |  | 711721 | 0 | 0 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 93807 | 6653 | SH |  | DFND |  | 6653 | 0 | 0 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 3020 | 30200 | SH | Call | DFND |  | 30200 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 365360 | 67000 | SH | Put | DFND |  | 67000 | 0 | 0 |
| IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 |  | 4467 | 250974 | SH |  | DFND |  | 250974 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 27229 | 202600 | SH |  | DFND |  | 202600 | 0 | 0 |
| IDEXX LABS INC | COM | 45168D104 |  | 202756 | 497 | SH |  | DFND | 3 | 497 | 0 | 0 |
| IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 |  | 5234 | 200171 | SH |  | DFND |  | 200171 | 0 | 0 |
| IG ACQUISITION CORP | COM CL A | 449534106 |  | 1256250 | 125000 | SH |  | DFND | 3 | 125000 | 0 | 0 |
| IMMUNIC INC | COM | 4525EP101 |  | 1107433 | 791024 | SH |  | DFND | 3 | 791024 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | ADS | 45258D105 |  | 23123280 | 405174 | SH |  | DFND | 3 | 405174 | 0 | 0 |
| IMMUNOVANT INC | COM | 45258J102 |  | 22187500 | 1250000 | SH |  | DFND | 3 | 1250000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 2148 | 53723 | SH |  | DFND |  | 53723 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 13596 | 206006 | SH |  | DFND |  | 206006 | 0 | 0 |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 |  | 18183 | 227295 | SH |  | DFND |  | 227295 | 0 | 0 |
| INFLECTION POINT ACQUSTN COR | *W EXP 09/21/202 | G47874113 |  | 303863 | 1089115 | SH |  | DFND |  | 1089115 | 0 | 0 |
| INNOVIZ TECHNOLOGIES LTD | *W EXP 04/05/202 | M5R635116 |  | 1046486 | 721715 | SH |  | DFND | 3 | 721715 | 0 | 0 |
| INNOVIZ TECHNOLOGIES LTD | SHS | M5R635108 |  | 26709812 | 6796390 | SH |  | DFND | 3 | 6796390 | 0 | 0 |
| INNOVIZ TECHNOLOGIES LTD | SHS | M5R635108 |  | 1414800 | 360000 | SH |  | DFND |  | 360000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 45827K119 |  | 21065 | 282757 | SH |  | DFND |  | 282757 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | CL A COM | 45827R106 |  | 3093934 | 300382 | SH |  | DFND |  | 300382 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | G4828B118 |  | 2576 | 51534 | SH |  | DFND |  | 51534 | 0 | 0 |
| INTERCEPT PHARMACEUTICALS IN | NOTE 3.500% 2/1 | 45845PAC2 |  | 991250 | 1000000 | PRN |  | DFND |  | 1000000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 |  | 12873 | 183900 | SH |  | DFND |  | 183900 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 |  | 5308 | 132552 | SH |  | DFND |  | 132552 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 237222 | 894 | SH |  | DFND | 3 | 894 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 133280 | 6492 | SH |  | DFND |  | 6492 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 1250 | 50000 | SH | Put | DFND |  | 50000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 11925 | 5000 | SH | Call | DFND |  | 5000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 14650 | 5000 | SH | Put | DFND |  | 5000 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 208987 | 1020 | SH |  | DFND | 3 | 1020 | 0 | 0 |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 |  | 6077 | 79967 | SH |  | DFND |  | 79967 | 0 | 0 |
| ISHARES INC | MSCI TAIWAN ETF | 46434G772 |  | 2979590 | 74193 | SH |  | DFND |  | 74193 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 559 | 74608 | SH |  | DFND |  | 74608 | 0 | 0 |
| IVERIC BIO INC | COM | 46583P102 |  | 2500 | 25000 | SH | Call | DFND |  | 25000 | 0 | 0 |
| JACKSON ACQUISITION CO | *W EXP 99/99/999 | 46653C114 |  | 994 | 174538 | SH |  | DFND |  | 174538 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | *W EXP 11/23/202 | G5S11A130 |  | 1560 | 26000 | SH |  | DFND |  | 26000 | 0 | 0 |
| JASPER THERAPEUTICS INC | *W EXP 09/24/202 | 471871111 |  | 977 | 32590 | SH |  | DFND |  | 32590 | 0 | 0 |
| JATT ACQUISITION CORP | *W EXP 07/19/202 | G50752123 |  | 14709 | 98066 | SH |  | DFND |  | 98066 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 6443 | 40149 | SH |  | DFND |  | 40149 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 32998 | 507670 | SH |  | DFND |  | 507670 | 0 | 0 |
| JOUNCE THERAPEUTICS INC | COM | 481116101 |  | 4048647 | 3647430 | SH |  | DFND | 3 | 3647430 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 28493 | 174380 | SH |  | DFND |  | 174380 | 0 | 0 |
| JUPITER ACQUISITION CORP | *W EXP 08/17/202 | 482082112 |  | 10323 | 172052 | SH |  | DFND |  | 172052 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 804 | 78134 | SH |  | DFND |  | 78134 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 3 | 32804 | SH |  | DFND |  | 32804 | 0 | 0 |
| KAIROS ACQUISITION CORP | CL A SHS | G52110114 |  | 8759520 | 869000 | SH |  | DFND | 3 | 869000 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 959 | 11850 | SH |  | DFND |  | 11850 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 |  | 69399 | 408235 | SH |  | DFND |  | 408235 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 525 | 92166 | SH |  | DFND |  | 92166 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 |  | 506010 | 50100 | SH |  | DFND |  | 50100 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 678640 | 68000 | SH |  | DFND | 3 | 68000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 47 | 18837 | SH |  | DFND |  | 18837 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | CL A SHS | G52807107 |  | 1246791 | 123567 | SH |  | DFND |  | 123567 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | UNIT 99/99/9999 | G52807123 |  | 820579 | 81326 | SH |  | DFND |  | 81326 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 13666 | 172556 | SH |  | DFND |  | 172556 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | *W EXP 99/99/999 | 499103117 |  | 3584 | 79482 | SH |  | DFND |  | 79482 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | *W EXP 11/18/202 | G5352N121 |  | 5050 | 101012 | SH |  | DFND |  | 101012 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 14687 | 146879 | SH |  | DFND |  | 146879 | 0 | 0 |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 99/99/999 | G5380J118 |  | 47735 | 159118 | SH |  | DFND |  | 159118 | 0 | 0 |
| LATCH INC | *W EXP 06/04/202 | 51818V114 |  | 2054 | 48124 | SH |  | DFND |  | 48124 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 351 | 58661 | SH |  | DFND |  | 58661 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 5272 | 239667 | SH |  | DFND |  | 239667 | 0 | 0 |
| LEO HLDGS CORP II | COM CL A | G5463R102 |  | 1362150 | 135000 | SH |  | DFND |  | 135000 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 5007 | 200300 | SH |  | DFND |  | 200300 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | CLASS A COM | 50202D102 |  | 1026000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| LIVEVOX HOLDING INC | *W EXP 06/18/202 | 53838L118 |  | 76801 | 240006 | SH |  | DFND |  | 240006 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 875240 | 3182694 | SH |  | DFND |  | 3182694 | 0 | 0 |
| LL FLOORING HOLDINGS INC | COM | 55003T107 |  | 9115640 | 1622000 | SH |  | DFND | 3 | 1622000 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 2285 | 56995 | SH |  | DFND |  | 56995 | 0 | 0 |
| LUCID GROUP INC | COM | 549498103 |  | 16392 | 2400 | SH |  | DFND |  | 2400 | 0 | 0 |
| LUCID GROUP INC | COM | 549498103 |  | 25 | 5000 | SH | Call | DFND |  | 5000 | 0 | 0 |
| LUCID GROUP INC | COM | 549498103 |  | 195145 | 5100 | SH | Put | DFND |  | 5100 | 0 | 0 |
| LUMIRADX LTD | *W EXP 09/28/202 | G5709L117 |  | 855 | 14495 | SH |  | DFND |  | 14495 | 0 | 0 |
| LYFT INC | CL A COM | 55087P104 |  | 440800 | 40000 | SH |  | DFND | 3 | 40000 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | CLASS A ORD SHS | G5853A107 |  | 2190850 | 215000 | SH |  | DFND |  | 215000 | 0 | 0 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 |  | 1020 | 40800 | SH | Call | DFND |  | 40800 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 |  | 12906 | 537788 | SH |  | DFND |  | 537788 | 0 | 0 |
| MALLINCKRODT PLC | ORD SHS | G5890A102 |  | 320268 | 41325 | SH |  | DFND |  | 41325 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | *W EXP 05/05/202 | 56564V119 |  | 4278 | 118849 | SH |  | DFND |  | 118849 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | CLASS A COM | 56564V101 |  | 208400 | 20000 | SH |  | DFND |  | 20000 | 0 | 0 |
| MARIADB PLC | *W EXP 12/16/202 | G5920M118 |  | 70022 | 195485 | SH |  | DFND |  | 195485 | 0 | 0 |
| MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 57064N110 |  | 39667 | 188893 | SH |  | DFND |  | 188893 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 1249 | 780781 | SH |  | DFND |  | 780781 | 0 | 0 |
| MASIMO CORP | COM | 574795100 |  | 50000 | 40000 | SH | Call | DFND |  | 40000 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 1006496 | 100700 | SH |  | DFND |  | 100700 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 517400 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 587000 | 20000 | SH | Call | DFND |  | 20000 | 0 | 0 |
| MBIA INC | COM | 55262C100 |  | 2278253 | 177296 | SH |  | DFND |  | 177296 | 0 | 0 |
| MBIA INC | COM | 55262C100 |  | 18480 | 15400 | SH | Call | DFND |  | 15400 | 0 | 0 |
| MBIA INC | COM | 55262C100 |  | 52670 | 222700 | SH | Put | DFND |  | 222700 | 0 | 0 |
| MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 |  | 4759 | 52887 | SH |  | DFND |  | 52887 | 0 | 0 |
| MERCATO PARTNERS ACQUISITION | *W EXP 99/99/999 | 58759A116 |  | 2187 | 145371 | SH |  | DFND |  | 145371 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 2770310 | 24969 | SH |  | DFND |  | 24969 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 65665 | 36700 | SH | Put | DFND |  | 36700 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2877329 | 23910 | SH |  | DFND | 3 | 23910 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 34000 | 10000 | SH | Call | DFND |  | 10000 | 0 | 0 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 |  | 213926 | 148 | SH |  | DFND | 3 | 148 | 0 | 0 |
| MICROSTRATEGY INC | NOTE 2/1 | 594972AE1 |  | 2632000 | 7000000 | PRN |  | DFND | 3 | 7000000 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 8079 | 124298 | SH |  | DFND |  | 124298 | 0 | 0 |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 |  | 1667500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| MOBIV ACQUISITION CORP | *W EXP 07/31/202 | 60742N114 |  | 6000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 2932116 | 16324 | SH |  | DFND |  | 16324 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 138 | 6400 | SH | Call | DFND |  | 6400 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 4418730 | 16300 | SH | Put | DFND |  | 16300 | 0 | 0 |
| MONEYLION INC | *W EXP 09/22/202 | 60938K114 |  | 27076 | 658796 | SH |  | DFND |  | 658796 | 0 | 0 |
| MONTEREY CAP ACQUISITION COR | *W EXP 01/01/202 | 61244M117 |  | 7062 | 176550 | SH |  | DFND |  | 176550 | 0 | 0 |
| MOUNT RAINIER ACQUISITION CO | *W EXP 11/27/202 | 623006111 |  | 20321 | 112897 | SH |  | DFND |  | 112897 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 6750 | 225000 | SH |  | DFND |  | 225000 | 0 | 0 |
| MOUNTAIN CREST ACQSITN CORP | COM | 62404B107 |  | 2013000 | 200000 | SH |  | DFND | 3 | 200000 | 0 | 0 |
| MOUNTAIN CREST ACQSITN CORP | RIGHT 08/30/2022 | 62404B115 |  | 34162 | 149900 | SH |  | DFND |  | 149900 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 6613 | 85332 | SH |  | DFND |  | 85332 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 42991 | 623071 | SH |  | DFND |  | 623071 | 0 | 0 |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 |  | 100948 | 12666 | SH |  | DFND |  | 12666 | 0 | 0 |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 |  | 8547 | 26300 | SH | Call | DFND |  | 26300 | 0 | 0 |
| NATIONAL ENERGY SERVICES REU | *W EXP 06/06/202 | G6375R115 |  | 54808 | 137021 | SH |  | DFND |  | 137021 | 0 | 0 |
| NAUTICUS ROBOTICS INC | *W EXP 03/15/202 | 63911H116 |  | 137032 | 519261 | SH |  | DFND |  | 519261 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 133307 | 579596 | SH |  | DFND |  | 579596 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 5564 | 96438 | SH |  | DFND |  | 96438 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 |  | 560595 | 55532 | SH |  | DFND |  | 55532 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 |  | 4871 | 69593 | SH |  | DFND |  | 69593 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 2400 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | *W EXP 10/21/202 | 651450116 |  | 16164 | 89800 | SH |  | DFND |  | 89800 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 5971 | 119185 | SH |  | DFND |  | 119185 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 1066 | 54690 | SH |  | DFND |  | 54690 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 1702 | 83060 | SH |  | DFND |  | 83060 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | COM | 66516W107 |  | 2518132 | 250810 | SH |  | DFND |  | 250810 | 0 | 0 |
| NORTHERN STAR INVEST CORP II | COM CL A | 66574L100 |  | 7386750 | 735000 | SH |  | DFND |  | 735000 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 582 | 24999 | SH |  | DFND |  | 24999 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 |  | 4271250 | 425000 | SH |  | DFND |  | 425000 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 2599 | 40109 | SH |  | DFND |  | 40109 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 6431 | 135410 | SH |  | DFND |  | 135410 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 66718N129 |  | 188196 | 1090997 | SH |  | DFND |  | 1090997 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | RIGHT 12/23/2023 | G6759A134 |  | 7272 | 60600 | SH |  | DFND |  | 60600 | 0 | 0 |
| NUSCALE PWR CORP | CL A COM | 67079K100 |  | 102600 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| OFFERPAD SOLUTIONS INC | *W EXP 09/01/202 | 67623L117 |  | 9747 | 433228 | SH |  | DFND |  | 433228 | 0 | 0 |
| OMNILIT ACQUISITION CORP | *W EXP 11/08/202 | 68218C116 |  | 5342 | 164375 | SH |  | DFND |  | 164375 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 3656 | 88958 | SH |  | DFND |  | 88958 | 0 | 0 |
| OSIRIS ACQUISITION CORP | CL A | 68829A103 |  | 4975000 | 500000 | SH |  | DFND |  | 500000 | 0 | 0 |
| OTONOMO TECHNOLOGIES LTD | *W EXP 08/13/202 | M7571L111 |  | 76539 | 2568449 | SH |  | DFND |  | 2568449 | 0 | 0 |
| OTONOMO TECHNOLOGIES LTD | ORDINARY SHARES | M7571L103 |  | 237477 | 583484 | SH |  | DFND |  | 583484 | 0 | 0 |
| OWLET INC | *W EXP 09/14/202 | 69120X115 |  | 9759 | 243984 | SH |  | DFND |  | 243984 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 3500 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 |  | 5832 | 61460 | SH |  | DFND |  | 61460 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 10545 | 132651 | SH |  | DFND |  | 132651 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 8570 | 95233 | SH |  | DFND |  | 95233 | 0 | 0 |
| PAYSAFE LIMITED | *W EXP 03/30/202 | G6964L115 |  | 2715 | 47300 | SH |  | DFND |  | 47300 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 2965 | 42425 | SH |  | DFND |  | 42425 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | *W EXP 10/01/202 | G70021111 |  | 1996 | 130464 | SH |  | DFND |  | 130464 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 12381 | 265135 | SH |  | DFND |  | 265135 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 2538 | 58905 | SH |  | DFND |  | 58905 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | RIGHT 01/01/2023 | 69291C122 |  | 30887 | 176501 | SH |  | DFND |  | 176501 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 84 | 49700 | SH |  | DFND |  | 49700 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 303500 | 12500 | SH |  | DFND |  | 12500 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 11875 | 12500 | SH | Call | DFND |  | 12500 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 7250 | 50000 | SH | Put | DFND |  | 50000 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 26 | 52800 | SH |  | DFND |  | 52800 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 6084000 | 600000 | SH |  | DFND |  | 600000 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 253500 | 25000 | SH |  | DFND | 3 | 25000 | 0 | 0 |
| PLANET LABS PBC | COM CL A | 72703X106 |  | 68508 | 15749 | SH |  | DFND | 3 | 15749 | 0 | 0 |
| PLBY GROUP INC | COM | 72814P109 |  | 93918 | 34152 | SH |  | DFND |  | 34152 | 0 | 0 |
| PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 |  | 223 | 12200 | SH |  | DFND |  | 12200 | 0 | 0 |
| PONO CAP TWO INC | *W EXP 07/31/202 | 73245B115 |  | 6973 | 126561 | SH |  | DFND |  | 126561 | 0 | 0 |
| PONO CAPITAL CORP | *W EXP 09/30/202 | 732450119 |  | 25654 | 394688 | SH |  | DFND |  | 394688 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 12380 | 154754 | SH |  | DFND |  | 154754 | 0 | 0 |
| PONTEM CORPORATION | SHS CL A | G71707106 |  | 255611 | 25283 | SH |  | DFND |  | 25283 | 0 | 0 |
| PONTEM CORPORATION | UNIT 99/99/9999 | G71707114 |  | 1011000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 8000 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 15300 | 217957 | SH |  | DFND |  | 217957 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 14 | 47650 | SH |  | DFND |  | 47650 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 1757824 | 174042 | SH |  | DFND |  | 174042 | 0 | 0 |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 |  | 26120 | 620436 | SH |  | DFND |  | 620436 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | *W EXP 10/01/203 | G61074129 |  | 5977 | 300399 | SH |  | DFND |  | 300399 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | *W EXP 07/31/202 | 74168P115 |  | 9070 | 139541 | SH |  | DFND |  | 139541 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 12199 | 267522 | SH |  | DFND |  | 267522 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | UNIT 99/99/9999 | 74275N201 |  | 502000 | 50000 | SH |  | DFND |  | 50000 | 0 | 0 |
| PROCAPS GROUP SA | *W EXP 09/29/202 | L7756P110 |  | 4644 | 10000 | SH |  | DFND | 3 | 10000 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 2996 | 47792 | SH |  | DFND |  | 47792 | 0 | 0 |
| PROJECT ENERGY REIMAGINED AC | *W EXP 10/28/202 | G72556114 |  | 1988 | 49700 | SH |  | DFND |  | 49700 | 0 | 0 |
| PROJECT ENERGY REIMAGINED AC | CLASS A ORD | G72556106 |  | 15105000 | 1500000 | SH |  | DFND | 3 | 1500000 | 0 | 0 |
| PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 |  | 22425 | 285312 | SH |  | DFND |  | 285312 | 0 | 0 |
| PULMONX CORP | COM | 745848101 |  | 43212 | 5126 | SH |  | DFND |  | 5126 | 0 | 0 |
| PULMONX CORP | COM | 745848101 |  | 2512 | 6700 | SH | Put | DFND |  | 6700 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 |  | 39872 | 73700 | SH | Call | DFND |  | 73700 | 0 | 0 |
| PURPLE INNOVATION INC | COM | 74640Y106 |  | 67539 | 14100 | SH |  | DFND |  | 14100 | 0 | 0 |
| PURPLE INNOVATION INC | COM | 74640Y106 |  | 5000 | 25000 | SH | Call | DFND |  | 25000 | 0 | 0 |
| PURPLE INNOVATION INC | COM | 74640Y106 |  | 1517 | 20700 | SH | Put | DFND |  | 20700 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | G7308P127 |  | 2662 | 35500 | SH |  | DFND |  | 35500 | 0 | 0 |
| QOMOLANGMA ACQUISITION CORP | *W EXP 09/29/202 | 74738V113 |  | 4592 | 114800 | SH |  | DFND |  | 114800 | 0 | 0 |
| QOMOLANGMA ACQUISITION CORP | RIGHT 09/29/2027 | 74738V121 |  | 24428 | 177500 | SH |  | DFND |  | 177500 | 0 | 0 |
| QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 |  | 1267787 | 126148 | SH |  | DFND |  | 126148 | 0 | 0 |
| QUANTUMSCAPE CORP | COM CL A | 74767V109 |  | 1417500 | 250000 | SH |  | DFND |  | 250000 | 0 | 0 |
| QURATE RETAIL INC | COM SER A | 74915M100 |  | 14000 | 560000 | SH | Call | DFND |  | 560000 | 0 | 0 |
| R1 RCM INC | COM | 77634L105 |  | 52012 | 4750 | SH |  | DFND |  | 4750 | 0 | 0 |
| R1 RCM INC | COM | 77634L105 |  | 2500 | 10000 | SH | Call | DFND |  | 10000 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 49053 | 4150 | SH |  | DFND |  | 4150 | 0 | 0 |
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 |  | 22000 | 40000 | SH | Call | DFND |  | 40000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | *W EXP 03/15/202 | 758083117 |  | 18941 | 403000 | SH |  | DFND |  | 403000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | RIGHT 03/15/2027 | 758083125 |  | 32032 | 200200 | SH |  | DFND |  | 200200 | 0 | 0 |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 |  | 7985 | 265312 | SH |  | DFND |  | 265312 | 0 | 0 |
| RELMADA THERAPEUTICS INC | COM | 75955J402 |  | 223398 | 64011 | SH |  | DFND | 3 | 64011 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | CL A SHS | G7500M104 |  | 2100450 | 381900 | SH |  | DFND |  | 381900 | 0 | 0 |
| REVANCE THERAPEUTICS INC | NOTE 1.750% 2/1 | 761330AB5 |  | 34312500 | 36600000 | PRN |  | DFND | 3 | 36600000 | 0 | 0 |
| REVELSTONE CAPITAL ACQSTN CO | *W EXP 09/15/202 | 76137R114 |  | 4736 | 47366 | SH |  | DFND |  | 47366 | 0 | 0 |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 74954L112 |  | 6535 | 522832 | SH |  | DFND |  | 522832 | 0 | 0 |
| RICE ACQUISITION CORP II | *W EXP 99/99/999 | G75529126 |  | 34316 | 27453 | SH |  | DFND |  | 27453 | 0 | 0 |
| RICE ACQUISITION CORP II | SHS CL A | G75529100 |  | 1391327 | 136807 | SH |  | DFND |  | 136807 | 0 | 0 |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 76655K111 |  | 1012 | 12499 | SH |  | DFND |  | 12499 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 6564 | 218830 | SH |  | DFND |  | 218830 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 |  | 109978 | 10889 | SH |  | DFND |  | 10889 | 0 | 0 |
| ROCKET PHARMACEUTICALS INC | COM | 77313F106 |  | 21527000 | 1100000 | SH |  | DFND | 3 | 1100000 | 0 | 0 |
| ROCKLEY PHOTONICS HLDGS LTD | *W EXP 08/11/202 | G7614L117 |  | 5489 | 109781 | SH |  | DFND |  | 109781 | 0 | 0 |
| ROIVANT SCIENCES LTD | *W EXP 09/30/202 | G76279119 |  | 120474 | 62100 | SH |  | DFND |  | 62100 | 0 | 0 |
| ROSS ACQUISITION CORP II | *W EXP 02/01/202 | G7641C114 |  | 14524 | 289902 | SH |  | DFND |  | 289902 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 99429 | 411887 | SH |  | DFND |  | 411887 | 0 | 0 |
| RUBICON TECHNOLOGIES INC | CL A COM | 78112J109 |  | 784142 | 440529 | SH |  | DFND |  | 440529 | 0 | 0 |
| SARCOS TECHN AND ROBOTICS CO | *W EXP 09/24/202 | 80359A114 |  | 2262 | 60000 | SH |  | DFND |  | 60000 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | *W EXP 04/13/202 | 808212112 |  | 276 | 24492 | SH |  | DFND |  | 24492 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 225 | 62722 | SH |  | DFND |  | 62722 | 0 | 0 |
| SCIPLAY CORPORATION | CL A | 809087109 |  | 24944035 | 1551246 | SH |  | DFND | 3 | 1551246 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 128209 | 543953 | SH |  | DFND |  | 543953 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | *W EXP 99/99/999 | G7T983111 |  | 9391 | 181300 | SH |  | DFND |  | 181300 | 0 | 0 |
| SEAPORT CALIBRE MATLS ACQUIS | *W EXP 10/28/202 | 812204113 |  | 7800 | 222858 | SH |  | DFND |  | 222858 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | CLASS A COM | 81221H105 |  | 650662 | 63853 | SH |  | DFND |  | 63853 | 0 | 0 |
| SEMA4 HOLDINGS CORP | *W EXP 07/22/202 | 81663L119 |  | 21581 | 1135874 | SH |  | DFND |  | 1135874 | 0 | 0 |
| SEMANTIX INC | *W EXP 08/03/202 | G6332A114 |  | 14979 | 500978 | SH |  | DFND |  | 500978 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 100 | 13400 | SH |  | DFND |  | 13400 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 56358 | 937748 | SH |  | DFND |  | 937748 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 |  | 5969 | 353221 | SH |  | DFND |  | 353221 | 0 | 0 |
| SHARECARE INC | *W EXP 07/01/202 | 81948W112 |  | 13916 | 99400 | SH |  | DFND |  | 99400 | 0 | 0 |
| SHF HOLDINGS INC | *W EXP 09/28/202 | 824430110 |  | 4416 | 70319 | SH |  | DFND |  | 70319 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | *W EXP 02/24/202 | G81173117 |  | 20036 | 221640 | SH |  | DFND |  | 221640 | 0 | 0 |
| SIGNAL HILL ACQUISITION CORP | *W EXP 02/10/202 | 82664R113 |  | 1003 | 100366 | SH |  | DFND |  | 100366 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 363229 | 5589 | SH |  | DFND |  | 5589 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 112200 | 13600 | SH | Put | DFND |  | 13600 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 5062 | 168758 | SH |  | DFND |  | 168758 | 0 | 0 |
| SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 |  | 5059 | 29900 | SH |  | DFND |  | 29900 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | G8192N111 |  | 11929 | 119290 | SH |  | DFND |  | 119290 | 0 | 0 |
| SKILLSOFT CORP | *W EXP 06/11/202 | 83066P119 |  | 67081 | 528618 | SH |  | DFND |  | 528618 | 0 | 0 |
| SKYDECK ACQUISITION CORP | *W EXP 05/13/202 | G82220115 |  | 1252 | 41766 | SH |  | DFND |  | 41766 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 81069 | 921247 | SH |  | DFND |  | 921247 | 0 | 0 |
| SLAM CORP | UNIT 99/99/9999 | G8210L113 |  | 363600 | 36000 | SH |  | DFND |  | 36000 | 0 | 0 |
| SNDL INC | COM | 83307B101 |  | 42448 | 20310 | SH |  | DFND |  | 20310 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 |  | 541695 | 53900 | SH |  | DFND | 3 | 53900 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 838025 | 83220 | SH |  | DFND | 3 | 83220 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 6127 | 102470 | SH |  | DFND |  | 102470 | 0 | 0 |
| SOMALOGIC INC | CLASS A COM | 83444K105 |  | 620537 | 247226 | SH |  | DFND |  | 247226 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 38573 | 477389 | SH |  | DFND |  | 477389 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | *W EXP 02/25/202 | G8274F119 |  | 1250 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| SOUNDHOUND AI INC | *W EXP 04/26/202 | 836100115 |  | 3750 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 |  | 2197 | 96822 | SH |  | DFND |  | 96822 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 35172 | 15500 | SH | Put | DFND |  | 15500 | 0 | 0 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 1406823 | 23950 | SH |  | DFND |  | 23950 | 0 | 0 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 90750 | 55000 | SH | Call | DFND |  | 55000 | 0 | 0 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 439175 | 55000 | SH | Put | DFND |  | 55000 | 0 | 0 |
| SPIRE GLOBAL INC | *W EXP 08/16/202 | 848560116 |  | 3520 | 29299 | SH |  | DFND |  | 29299 | 0 | 0 |
| SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 |  | 177000 | 100000 | PRN |  | DFND |  | 100000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 90296 | 1644740 | SH |  | DFND |  | 1644740 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | COM | 84921J108 |  | 668427 | 65500 | SH |  | DFND |  | 65500 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 2538 | 63000 | SH |  | DFND |  | 63000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 24875 | 99500 | SH |  | DFND |  | 99500 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 52700 | 310000 | SH |  | DFND |  | 310000 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 4247 | 201315 | SH |  | DFND |  | 201315 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 |  | 836 | 41817 | SH |  | DFND |  | 41817 | 0 | 0 |
| STOKE THERAPEUTICS INC | COM | 86150R107 |  | 6904750 | 748077 | SH |  | DFND | 3 | 748077 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 2921 | 112793 | SH |  | DFND |  | 112793 | 0 | 0 |
| STRYVE FOODS INC | *W EXP 07/31/202 | 863685111 |  | 48752 | 975046 | SH |  | DFND |  | 975046 | 0 | 0 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 |  | 27033254 | 3370730 | SH |  | DFND |  | 3370730 | 0 | 0 |
| SUNLIGHT FINANCIAL HOLDINGS | *W EXP 07/09/202 | 86738J114 |  | 71841 | 448729 | SH |  | DFND |  | 448729 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 2300 | 50000 | SH |  | DFND | 3 | 50000 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 116850 | 2921264 | SH |  | DFND |  | 2921264 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 |  | 422520 | 42000 | SH |  | DFND |  | 42000 | 0 | 0 |
| SVF INVESTMENT CORP | *W EXP 01/12/202 | G8601L128 |  | 839 | 32415 | SH |  | DFND |  | 32415 | 0 | 0 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 3388326 | 335146 | SH |  | DFND |  | 335146 | 0 | 0 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 451694 | 44678 | SH |  | DFND | 3 | 44678 | 0 | 0 |
| SWVL HOLDINGS CORP | *W EXP 03/31/202 | G86302117 |  | 4779 | 240176 | SH |  | DFND |  | 240176 | 0 | 0 |
| SYLVAMO CORP | COMMON STOCK | 871332102 |  | 104468500 | 2150000 | SH |  | DFND | 3 | 2150000 | 0 | 0 |
| TABOOLA.COM LTD | *W EXP 06/29/202 | M8744T114 |  | 342054 | 697500 | SH |  | DFND |  | 697500 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 47746 | 682096 | SH |  | DFND |  | 682096 | 0 | 0 |
| TALKSPACE INC | *W EXP 06/21/202 | 87427V111 |  | 238588 | 3272814 | SH |  | DFND |  | 3272814 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 2960977 | 19867 | SH |  | DFND |  | 19867 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 98 | 19700 | SH | Call | DFND |  | 19700 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 2204021 | 19900 | SH | Put | DFND |  | 19900 | 0 | 0 |
| TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 |  | 2050398 | 70606 | SH |  | DFND | 3 | 70606 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 |  | 26578 | 883011 | SH |  | DFND |  | 883011 | 0 | 0 |
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | G8708L112 |  | 15000 | 75000 | SH |  | DFND |  | 75000 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 88105P111 |  | 23923 | 239233 | SH |  | DFND |  | 239233 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 1613711 | 176942 | SH |  | DFND |  | 176942 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 55091 | 243800 | SH | Call | DFND |  | 243800 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 2500 | 100000 | SH | Put | DFND |  | 100000 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 34850 | 82000 | SH | Call | DFND |  | 82000 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 23430 | 390513 | SH |  | DFND |  | 390513 | 0 | 0 |
| THE BEACHBODY COMPANY INC | *W EXP 12/31/202 | 073463119 |  | 15788 | 380435 | SH |  | DFND |  | 380435 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | RIGHT 11/12/2026 | G41522130 |  | 7522 | 187600 | SH |  | DFND |  | 187600 | 0 | 0 |
| THE ODP CORP | COM | 88337F105 |  | 9298402 | 204181 | SH |  | DFND | 3 | 204181 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | *W EXP 11/15/202 | 68236X118 |  | 13223 | 120100 | SH |  | DFND |  | 120100 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 125 | 12400 | SH |  | DFND |  | 12400 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 5215 | 68000 | SH |  | DFND |  | 68000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 1572 | 65500 | SH |  | DFND |  | 65500 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 1375 | 63370 | SH |  | DFND |  | 63370 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | G8956E117 |  | 25546 | 127732 | SH |  | DFND |  | 127732 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 634174 | 64547 | SH |  | DFND |  | 64547 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | *W EXP 99/99/999 | 89301B112 |  | 10683 | 267085 | SH |  | DFND |  | 267085 | 0 | 0 |
| TRICIDA INC | COM | 89610F101 |  | 1958 | 12806 | SH |  | DFND |  | 12806 | 0 | 0 |
| TRICIDA INC | COM | 89610F101 |  | 86820 | 12800 | SH | Put | DFND |  | 12800 | 0 | 0 |
| TRICIDA INC | NOTE 3.500% 5/1 | 89610FAB7 |  | 954180 | 10044000 | PRN |  | DFND |  | 10044000 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 9497 | 118872 | SH |  | DFND |  | 118872 | 0 | 0 |
| TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 |  | 1066440 | 1200000 | PRN |  | DFND |  | 1200000 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 797 | 50631 | SH |  | DFND |  | 50631 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 1544 | 51316 | SH |  | DFND |  | 51316 | 0 | 0 |
| TWO | COM CL A | G9152V101 |  | 322240 | 32000 | SH |  | DFND | 3 | 32000 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 2985 | 121865 | SH |  | DFND |  | 121865 | 0 | 0 |
| UPHEALTH INC | *W EXP 06/08/202 | 91532B119 |  | 1259 | 96897 | SH |  | DFND |  | 96897 | 0 | 0 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 17175 | 15000 | SH | Call | DFND |  | 15000 | 0 | 0 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 24250 | 10000 | SH | Put | DFND |  | 10000 | 0 | 0 |
| USERTESTING INC | COM | 91734E101 |  | 12652 | 256100 | SH | Call | DFND |  | 256100 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 15850 | 528335 | SH |  | DFND |  | 528335 | 0 | 0 |
| VALUENCE MERGER CORP I | *W EXP 02/18/202 | G9R16L118 |  | 6050 | 110008 | SH |  | DFND |  | 110008 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 121200 | 12000 | SH |  | DFND | 3 | 12000 | 0 | 0 |
| VELO3D INC | *W EXP 09/29/202 | 92259N112 |  | 6154 | 30039 | SH |  | DFND |  | 30039 | 0 | 0 |
| VENTYX BIOSCIENCES INC | COM | 92332V107 |  | 77810 | 12400 | SH | Call | DFND |  | 12400 | 0 | 0 |
| VERTICAL AEROSPACE LTD | *W EXP 09/15/202 | G9471C115 |  | 80969 | 257700 | SH |  | DFND |  | 257700 | 0 | 0 |
| VIRGIN ORBIT HOLDINGS INC | *W EXP 99/99/999 | 92771A119 |  | 4896 | 27200 | SH |  | DFND |  | 27200 | 0 | 0 |
| VISCOGLIOSI BROS ACQUISTN CO | *W EXP 03/18/202 | 92838K118 |  | 5430 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 10681 | 364571 | SH |  | DFND |  | 364571 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | *W EXP 99/99/999 | 92853V114 |  | 10500 | 210000 | SH |  | DFND |  | 210000 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | RIGHT 12/31/2025 | 92853V122 |  | 39147 | 300210 | SH |  | DFND |  | 300210 | 0 | 0 |
| VIVID SEATS INC | *W EXP 10/18/202 | 92854T118 |  | 120660 | 59354 | SH |  | DFND |  | 59354 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 1158456 | 122200 | SH |  | DFND |  | 122200 | 0 | 0 |
| WEJO GROUP LIMITED | *W EXP 11/18/202 | G9525W117 |  | 610 | 12254 | SH |  | DFND |  | 12254 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1388995 | 33640 | SH |  | DFND |  | 33640 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 41402 | 50800 | SH | Call | DFND |  | 50800 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 131250 | 30000 | SH | Put | DFND |  | 30000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 65783 | 1012060 | SH |  | DFND |  | 1012060 | 0 | 0 |
| WESTERN ASSET HIGH INCOM FD | COM | 95766J102 |  | 242677 | 50140 | SH |  | DFND |  | 50140 | 0 | 0 |
| WESTERN UN CO | COM | 959802109 |  | 11625 | 45000 | SH | Put | DFND |  | 45000 | 0 | 0 |
| WEWORK INC | *W EXP 10/20/202 | 96209A112 |  | 3688 | 33531 | SH |  | DFND |  | 33531 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 4135 | 91686 | SH |  | DFND |  | 91686 | 0 | 0 |
| WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 97655B117 |  | 17454 | 1026142 | SH |  | DFND |  | 1026142 | 0 | 0 |
| WINVEST ACQUISITION CORP | RIGHT 99/99/9999 | 97655B125 |  | 34571 | 476847 | SH |  | DFND |  | 476847 | 0 | 0 |
| WM TECHNOLOGY INC | COM | 92971A109 |  | 28847 | 28562 | SH |  | DFND | 3 | 28562 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | SHS CL A | G5596W101 |  | 226218 | 22200 | SH |  | DFND |  | 22200 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 2696 | 16666 | SH |  | DFND | 3 | 16666 | 0 | 0 |
| XPAC ACQUISITION CORP | *W EXP 99/99/999 | G9831X122 |  | 27405 | 169378 | SH |  | DFND |  | 169378 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 98741Y111 |  | 12649 | 421641 | SH |  | DFND |  | 421641 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 |  | 3897 | 24000 | SH |  | DFND |  | 24000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 |  | 51562 | 322066 | SH |  | DFND |  | 322066 | 0 | 0 |

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