# EDGAR Filing Document

**Accession Number:** 0001860434
**File Stem:** 0001410368-26-067303
**Filing Date:** 2026-6
**Character Count:** 69054
**Document Hash:** 8fd5ab448f8771152a321d6a636acd87
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-26-067303.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0001410368-26-067303

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260626

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Harbor ETF Trust
- **CENTRAL INDEX KEY:** 0001860434

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23661
- **FILM NUMBER:** 261127069

**BUSINESS ADDRESS:**
- **STREET 1:** 111 SOUTH WACKER DRIVE
- **STREET 2:** 34TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-443-4400

**MAIL ADDRESS:**
- **STREET 1:** 111 SOUTH WACKER DRIVE
- **STREET 2:** 34TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

## Series and Classes Contracts Data

### Harbor Human Capital Factor US Small Cap ETF (Series ID: S000079952)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000241449 | Harbor Human Capital Factor US Small Cap ETF | HAPS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Harbor ETF Trust

- **b. Investment Company Act file number:** 811-23661

- **c. CIK number of Registrant:** 0001860434

- **d. LEI of Registrant:** 549300NWWMUBG8UZZ226

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 111 SOUTH WACKER DRIVE

  - **City:** CHICAGO

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-443-4400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Harbor Human Capital Factor US Small Cap ETF

- **b. EDGAR series identifier (if any):** S000079952

- **c. LEI of Series:** 5493009FLYHXMU2LFU93

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $157543677.57

**Total Liabilities:** $74164.97

**Net Assets:** $157469512.60

**Cash Not Reported:** $15594.61

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000241449 | 1.09%                | -4.15%               | 10.50%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6699038.34              | $-5923388.72                               |
| Month 2  | $65470.55                | $-6531757.49                               |
| Month 3  | $0.00                    | $14945141.16                               |

### Schedule of Portfolio Investments

| Name                                   | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| LendingTree Inc                        | LendingTree Inc                        | CUSIP: 52603B107<br>LEI: 549300ISY5YHUJZTON08 | Long             | EC               | CORP              | US        |      5029 | NS      | $249388.11    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Sensient Technologies Corp             | Sensient Technologies Corp             | CUSIP: 81725T100<br>LEI: CMMZHMFZQG86EI7WZU92 | Long             | EC               | CORP              | US        |     25322 | NS      | $2877592.08   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Laureate Education Inc                 | Laureate Education Inc                 | CUSIP: 518613203<br>LEI: 5JL7TMOH5TY3IUYSUP91 | Long             | EC               | CORP              | US        |     42612 | NS      | $1282408.14   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Inc                             | Vertex Inc                             | CUSIP: 92538J106<br>LEI: 549300QMYW171MP1PL50 | Long             | EC               | CORP              | US        |     20897 | NS      | $258495.89    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Hawaiian Electric Industries Inc       | Hawaiian Electric Industries Inc       | CUSIP: 419870100<br>LEI: JJ8FWOCWCV22X7GUPJ23 | Long             | EC               | CORP              | US        |     26153 | NS      | $394125.71    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercantile Bank Corp                   | Mercantile Bank Corp                   | CUSIP: 587376104<br>LEI: P16VZZCKTJ5IONL6XE37 | Long             | EC               | CORP              | US        |      4777 | NS      | $245107.87    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco S&P SmallCap Health Care ETF   | Invesco S&P SmallCap Health Care ETF   | CUSIP: 46138E149<br>LEI: 549300H788QVJZP22U20 | Long             | EC               | RF                | US        |     32530 | NS      | $1451254.38   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Upwork Inc                             | Upwork Inc                             | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |     61663 | NS      | $638212.05    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| HB Fuller Co                           | HB Fuller Co                           | CUSIP: 359694106<br>LEI: JSMX3Z5FOYM8V0Q52357 | Long             | EC               | CORP              | US        |     16053 | NS      | $971527.56    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Viasat Inc                             | Viasat Inc                             | CUSIP: 92552V100<br>LEI: UFC8NYMNFSYIHNSM2I38 | Long             | EC               | CORP              | US        |     22353 | NS      | $1473286.23   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| NetScout Systems Inc                   | NetScout Systems Inc                   | CUSIP: 64115T104<br>LEI: 5493005HZXZ3SPNVCV76 | Long             | EC               | CORP              | US        |     13193 | NS      | $444604.10    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Kforce Inc                             | Kforce Inc                             | CUSIP: 493732101<br>LEI: 5493003RDQQDVXY2SK46 | Long             | EC               | CORP              | US        |      7153 | NS      | $323387.13    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Rhythm Pharmaceuticals Inc             | Rhythm Pharmaceuticals Inc             | CUSIP: 76243J105<br>LEI: 529900JPNWXQ8DPLA551 | Long             | EC               | CORP              | US        |     30540 | NS      | $2484734.40   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Alkami Technology Inc                  | Alkami Technology Inc                  | CUSIP: 01644J108<br>LEI: 254900FCNYU4HNEV9L47 | Long             | EC               | CORP              | US        |     17772 | NS      | $280442.16    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Evolent Health Inc                     | Evolent Health Inc                     | CUSIP: 30050B101<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | EC               | CORP              | US        |     43300 | NS      | $162375.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleVerify Holdings Inc              | DoubleVerify Holdings Inc              | CUSIP: 25862V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31795 | NS      | $350380.90    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DXP Enterprises Inc/TX                 | DXP Enterprises Inc/TX                 | CUSIP: 233377407<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4868 | NS      | $831211.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| F&G Annuities & Life Inc               | F&G Annuities & Life Inc               | CUSIP: 30190A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7047 | NS      | $201826.08    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Simulations Plus Inc                   | Simulations Plus Inc                   | CUSIP: 829214105<br>LEI: 529900KYRDJAQ8TJCG93 | Long             | EC               | CORP              | US        |      4627 | NS      | $65564.59     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Entrada Therapeutics Inc               | Entrada Therapeutics Inc               | CUSIP: 29384C108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18286 | NS      | $246861.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| First Business Financial Services Inc  | First Business Financial Services Inc  | CUSIP: 319390100<br>LEI: 549300BXKLW2T50TKU95 | Long             | EC               | CORP              | US        |      2344 | NS      | $131732.80    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kura Oncology Inc                      | Kura Oncology Inc                      | CUSIP: 50127T109<br>LEI: 5493005QORQTZCZYOP39 | Long             | EC               | CORP              | US        |     55872 | NS      | $493349.76    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| International Bancshares Corp          | International Bancshares Corp          | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |     16212 | NS      | $1163048.88   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtu Financial Inc                    | Virtu Financial Inc                    | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               | CORP              | US        |     27359 | NS      | $1358647.94   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicell Inc                           | Omnicell Inc                           | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               | CORP              | US        |     12275 | NS      | $508430.50    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva Inc                            | Workiva Inc                            | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |     12997 | NS      | $695079.56    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| AMC Global Media Inc                   | AMC Global Media Inc                   | CUSIP: 00164V103<br>LEI: 549300VGG9K75226LR46 | Long             | EC               | CORP              | US        |     13773 | NS      | $116932.77    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Synaptics Inc                          | Synaptics Inc                          | CUSIP: 87157D109<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | EC               | CORP              | US        |      7050 | NS      | $659809.50    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Oceaneering International Inc          | Oceaneering International Inc          | CUSIP: 675232102<br>LEI: 549300L6PH74701W0R30 | Long             | EC               | CORP              | US        |     29862 | NS      | $1121019.48   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ManpowerGroup Inc                      | ManpowerGroup Inc                      | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |     19123 | NS      | $578853.21    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Amplitude Inc                          | Amplitude Inc                          | CUSIP: 03213A104<br>LEI: 984500EZ87C703978858 | Long             | EC               | CORP              | US        |     23863 | NS      | $169665.93    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Semtech Corp                           | Semtech Corp                           | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |     16668 | NS      | $1750973.40   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| First Merchants Corp                   | First Merchants Corp                   | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |     17083 | NS      | $690836.52    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Walker & Dunlop Inc                    | Walker & Dunlop Inc                    | CUSIP: 93148P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10421 | NS      | $524697.35    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| JetBlue Airways Corp                   | JetBlue Airways Corp                   | CUSIP: 477143101<br>LEI: 54930070J9H97ZO93T57 | Long             | EC               | CORP              | US        |     81270 | NS      | $378311.85    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco S&P SmallCap Energy ETF        | Invesco S&P SmallCap Energy ETF        | CUSIP: 46138G474<br>LEI: 5493008GV13MOHGPN118 | Long             | EC               | RF                | US        |     18504 | NS      | $1172598.48   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| AtriCure Inc                           | AtriCure Inc                           | CUSIP: 04963C209<br>LEI: 254900B2I6GPHK2EXM59 | Long             | EC               | CORP              | US        |     41802 | NS      | $1175054.22   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Myriad Genetics Inc                    | Myriad Genetics Inc                    | CUSIP: 62855J104<br>LEI: 52990044IHUOUMETT163 | Long             | EC               | CORP              | US        |     88226 | NS      | $419073.50    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Legalzoom.com Inc                      | Legalzoom.com Inc                      | CUSIP: 52466B103<br>LEI: 5493000L8EBF74Y9JZ48 | Long             | EC               | CORP              | US        |     33789 | NS      | $217939.05    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| JFrog Ltd                              | JFrog Ltd                              | CUSIP: 000000000<br>LEI: 2549002N8E00AY49G567 | Long             | EC               | CORP              | IL        |     21345 | NS      | $991261.80    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Marqeta Inc                            | Marqeta Inc                            | CUSIP: 57142B104<br>LEI: 254900UZARK0FMZGZE18 | Long             | EC               | CORP              | US        |    133951 | NS      | $581347.34    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| OceanFirst Financial Corp              | OceanFirst Financial Corp              | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16780 | NS      | $319994.60    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bread Financial Holdings Inc           | Bread Financial Holdings Inc           | CUSIP: 018581108<br>LEI: 549300G8S4PO686J7H97 | Long             | EC               | CORP              | US        |     14308 | NS      | $1213032.24   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| MillerKnoll Inc                        | MillerKnoll Inc                        | CUSIP: 600544100<br>LEI: U98HXD3PNK7HYU2MU887 | Long             | EC               | CORP              | US        |     20933 | NS      | $336602.64    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| GoodRx Holdings Inc                    | GoodRx Holdings Inc                    | CUSIP: 38246G108<br>LEI: 529900ATKYECI45EHV09 | Long             | EC               | CORP              | US        |     70403 | NS      | $166151.08    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Granite Construction Inc               | Granite Construction Inc               | CUSIP: 387328107<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | EC               | CORP              | US        |     13468 | NS      | $1846058.76   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| XPLR Infrastructure LP                 | XPLR Infrastructure LP                 | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |     14004 | NS      | $144941.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanda Pharmaceuticals Inc              | Vanda Pharmaceuticals Inc              | CUSIP: 921659108<br>LEI: 529900AY8VOOQBKJ0O70 | Long             | EC               | CORP              | US        |     52295 | NS      | $371294.50    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Worthington Enterprises Inc            | Worthington Enterprises Inc            | CUSIP: 981811102<br>LEI: 1WRCIANKYOIK6KYE5E82 | Long             | EC               | CORP              | US        |      9859 | NS      | $535047.93    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Collegium Pharmaceutical Inc           | Collegium Pharmaceutical Inc           | CUSIP: 19459J104<br>LEI: 54930049FXZMTLW8D496 | Long             | EC               | CORP              | US        |     23380 | NS      | $788607.40    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Levi Strauss & Co                      | Levi Strauss & Co                      | CUSIP: 52736R102<br>LEI: MB0UERO0RDFKU8258G77 | Long             | EC               | CORP              | US        |     54364 | NS      | $1211229.92   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Centerspace                            | Centerspace                            | CUSIP: 15202L107<br>LEI: 5493002LG2SH9EEHT720 | Long             | EC               |  | US        |     12658 | NS      | $864161.66    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco S&P SmallCap Materials ETF     | Invesco S&P SmallCap Materials ETF     | CUSIP: 46138G201<br>LEI: 5493002VPQ23N7PNSV38 | Long             | EC               | RF                | US        |     17001 | NS      | $1806466.76   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Globant SA                             | Globant SA                             | CUSIP: 000000000<br>LEI: 2221008DCMSPYS42DS88 | Long             | EC               | CORP              | LU        |     11887 | NS      | $490101.01    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Agios Pharmaceuticals Inc              | Agios Pharmaceuticals Inc              | CUSIP: 00847X104<br>LEI: 529900ONJHY8EOGYT555 | Long             | EC               | CORP              | US        |     43269 | NS      | $1211532.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Energizer Holdings Inc                 | Energizer Holdings Inc                 | CUSIP: 29272W109<br>LEI: 5493000D6NN0V57UME20 | Long             | EC               | CORP              | US        |     35343 | NS      | $692015.94    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Remitly Global Inc                     | Remitly Global Inc                     | CUSIP: 75960P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53743 | NS      | $1176434.27   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Taboola.com Ltd                        | Taboola.com Ltd                        | CUSIP: 000000000<br>LEI: 984500F5945AFAFFCB30 | Long             | EC               | CORP              | IL        |     28323 | NS      | $106494.48    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO Financial Group Inc                | CNO Financial Group Inc                | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |     29106 | NS      | $1293761.70   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Porch Group Inc                        | Porch Group Inc                        | CUSIP: 733245104<br>LEI: 549300NXEI7CVW8IXQ90 | Long             | EC               | CORP              | US        |     24731 | NS      | $238159.53    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PagerDuty Inc                          | PagerDuty Inc                          | CUSIP: 69553P100<br>LEI: 549300U1SB749EDAGH21 | Long             | EC               | CORP              | US        |     27690 | NS      | $184138.50    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                    | Clearway Energy Inc                    | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     12213 | NS      | $492916.68    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips Edison & Co Inc               | Phillips Edison & Co Inc               | CUSIP: 71844V201<br>LEI: 549300JPN4YHYPXTJQ85 | Long             | EC               |  | US        |     78406 | NS      | $3149176.99   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Asbury Automotive Group Inc            | Asbury Automotive Group Inc            | CUSIP: 043436104<br>LEI: 549300JH4DTA7U42GL91 | Long             | EC               | CORP              | US        |      8650 | NS      | $1761918.50   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Kemper Corp                            | Kemper Corp                            | CUSIP: 488401100<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EC               | CORP              | US        |     22840 | NS      | $769479.60    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| nCino Inc                              | nCino Inc                              | CUSIP: 63947X101<br>LEI: 549300WVRR2WR3L6MZ46 | Long             | EC               | CORP              | US        |     23826 | NS      | $416478.48    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TripAdvisor Inc                        | TripAdvisor Inc                        | CUSIP: 896945201<br>LEI: 549300XVG45PT5BART17 | Long             | EC               | CORP              | US        |     66332 | NS      | $738275.16    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CONMED Corp                            | CONMED Corp                            | CUSIP: 207410101<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | EC               | CORP              | US        |     21686 | NS      | $795008.76    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc             | Iridium Communications Inc             | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |     38299 | NS      | $1496341.93   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| American Integrity Insurance Group Inc | American Integrity Insurance Group Inc | CUSIP: 026948109<br>LEI: 529900Y2VOV2LYV4OK68 | Long             | EC               | CORP              | US        |      2538 | NS      | $49744.80     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Copa Holdings SA                       | Copa Holdings SA                       | CUSIP: 000000000<br>LEI: 529900BB9UQJV6QQHA59 | Long             | EC               | CORP              | PA        |      9372 | NS      | $1084152.96   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| TaskUS Inc                             | TaskUS Inc                             | CUSIP: 87652V109<br>LEI: 549300VFPOK2Y6GLWE32 | Long             | EC               | CORP              | US        |      5865 | NS      | $38005.20     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| First Watch Restaurant Group Inc       | First Watch Restaurant Group Inc       | CUSIP: 33748L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18480 | NS      | $242457.60    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bancorp                | First Financial Bancorp                | CUSIP: 320209109<br>LEI: 549300D3F5B3EZMY7P77 | Long             | EC               | CORP              | US        |     28898 | NS      | $875031.44    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Seadrill Ltd                           | Seadrill Ltd                           | CUSIP: 000000000<br>LEI: 213800EQ6L456U2JCO89 | Long             | EC               | CORP              | BM        |     17683 | NS      | $878668.27    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Banc of California Inc                 | Banc of California Inc                 | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |     40179 | NS      | $752552.67    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Dolby Laboratories Inc                 | Dolby Laboratories Inc                 | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |     12041 | NS      | $772309.74    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemours Co/The                        | Chemours Co/The                        | CUSIP: 163851108<br>LEI: 549300M1BOLNXL8DOV14 | Long             | EC               | CORP              | US        |     96883 | NS      | $2610996.85   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Archrock Inc                           | Archrock Inc                           | CUSIP: 03957W106<br>LEI: 549300K3RIHMHDVFTL28 | Long             | EC               | CORP              | US        |     52058 | NS      | $2017247.50   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| InvenTrust Properties Corp             | InvenTrust Properties Corp             | CUSIP: 46124J201<br>LEI: 5493006BQYSOBYVUFA03 | Long             | EC               |  | US        |     55997 | NS      | $1798623.64   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Genius Sports Ltd                      | Genius Sports Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |     59476 | NS      | $259315.36    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| N-able Inc/US                          | N-able Inc/US                          | CUSIP: 62878D100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14854 | NS      | $76943.72     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Insperity Inc                          | Insperity Inc                          | CUSIP: 45778Q107<br>LEI: 5299000Q0KW7HY5DB751 | Long             | EC               | CORP              | US        |     19810 | NS      | $704641.70    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Origin Bancorp Inc                     | Origin Bancorp Inc                     | CUSIP: 68621T102<br>LEI: 54930055DO2Z4KO3NB45 | Long             | EC               | CORP              | US        |      8730 | NS      | $408738.60    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Worthington Steel Inc                  | Worthington Steel Inc                  | CUSIP: 982104101<br>LEI: 2549009ZUUWL3QLK6G24 | Long             | EC               | CORP              | US        |     24583 | NS      | $944724.69    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Huron Consulting Group Inc             | Huron Consulting Group Inc             | CUSIP: 447462102<br>LEI: 549300NGVB9H6TKTLE36 | Long             | EC               | CORP              | US        |      7617 | NS      | $995275.31    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| American States Water Co               | American States Water Co               | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               | CORP              | US        |      6199 | NS      | $466722.71    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Information Services Group Inc         | Information Services Group Inc         | CUSIP: 45675Y104<br>LEI: 549300ZUNI6DQ0G8Q273 | Long             | EC               | CORP              | US        |     13125 | NS      | $53550.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Grid Dynamics Holdings Inc             | Grid Dynamics Holdings Inc             | CUSIP: 39813G109<br>LEI: 9845007E77EEC65AZE29 | Long             | EC               | CORP              | US        |     16486 | NS      | $93805.34     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Northwestern Energy Group Inc          | Northwestern Energy Group Inc          | CUSIP: 668074305<br>LEI: 254900N1WG46G1VMDM34 | Long             | EC               | CORP              | US        |      9925 | NS      | $717974.50    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Coursera Inc                           | Coursera Inc                           | CUSIP: 22266M104<br>LEI: 984500573CA1QB7DAC30 | Long             | EC               | CORP              | US        |     27342 | NS      | $162684.90    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradata Corp                          | Teradata Corp                          | CUSIP: 88076W103<br>LEI: 549300JU9SOUHV4U4R71 | Long             | EC               | CORP              | US        |     16239 | NS      | $427897.65    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                       | Black Hills Corp                       | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |     11876 | NS      | $894144.04    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| UWM Holdings Corp                      | UWM Holdings Corp                      | CUSIP: 91823B109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     59155 | NS      | $209408.70    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Resideo Technologies Inc               | Resideo Technologies Inc               | CUSIP: 76118Y104<br>LEI: 5493006TKFPYISY2DS54 | Long             | EC               | CORP              | US        |     61029 | NS      | $2524769.73   | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Middlesex Water Co                     | Middlesex Water Co                     | CUSIP: 596680108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2835 | NS      | $144244.80    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Twist Bioscience Corp                  | Twist Bioscience Corp                  | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |     37629 | NS      | $2199415.05   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc                  | John Wiley & Sons Inc                  | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |     18724 | NS      | $766373.32    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank First Corp                        | Bank First Corp                        | CUSIP: 06211J100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2677 | NS      | $388994.87    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| OneSpan Inc                            | OneSpan Inc                            | CUSIP: 68287N100<br>LEI: 984500E502E6DC354D26 | Long             | EC               | CORP              | US        |      7574 | NS      | $87706.92     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Box Inc                                | Box Inc                                | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     31186 | NS      | $754701.20    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Calix Inc                              | Calix Inc                              | CUSIP: 13100M509<br>LEI: 5299002RQRZ4SXSCSJ58 | Long             | EC               | CORP              | US        |     10218 | NS      | $445096.08    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half Inc                        | Robert Half Inc                        | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |     46254 | NS      | $1230818.94   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Bandwidth Inc                          | Bandwidth Inc                          | CUSIP: 05988J103<br>LEI: 549300QC70JB7MUGXM66 | Long             | EC               | CORP              | US        |      5944 | NS      | $218798.64    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| RingCentral Inc                        | RingCentral Inc                        | CUSIP: 76680R206<br>LEI: 549300C8EH0H1614VE84 | Long             | EC               | CORP              | US        |     12736 | NS      | $512241.92    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Tarsus Pharmaceuticals Inc             | Tarsus Pharmaceuticals Inc             | CUSIP: 87650L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29463 | NS      | $1874141.43   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Health Catalyst Inc                    | Health Catalyst Inc                    | CUSIP: 42225T107<br>LEI: 549300223PL6GWKVJG92 | Long             | EC               | CORP              | US        |     15713 | NS      | $19641.25     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilltop Holdings Inc                   | Hilltop Holdings Inc                   | CUSIP: 432748101<br>LEI: 54930010TA543US0PM65 | Long             | EC               | CORP              | US        |     13117 | NS      | $494117.39    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnite Inc                            | Magnite Inc                            | CUSIP: 55955D100<br>LEI: 54930018FR2YX1HHSB02 | Long             | EC               | CORP              | US        |     33017 | NS      | $423112.86    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hertz Global Holdings Inc              | Hertz Global Holdings Inc              | CUSIP: 42806J700<br>LEI: 549300NBK3K85MH1EX16 | Long             | EC               | CORP              | US        |     38802 | NS      | $246780.72    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ScanSource Inc                         | ScanSource Inc                         | CUSIP: 806037107<br>LEI: 7FHBAN017QDY4K2KP156 | Long             | EC               | CORP              | US        |     10557 | NS      | $434103.84    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GATX Corp                              | GATX Corp                              | CUSIP: 361448103<br>LEI: 549300IHYHCQP2PIR591 | Long             | EC               | CORP              | US        |     10899 | NS      | $2135332.08   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Vishay Intertechnology Inc             | Vishay Intertechnology Inc             | CUSIP: 928298108<br>LEI: 5493009O8F3QQJTCQR75 | Long             | EC               | CORP              | US        |     24383 | NS      | $706375.51    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| First Busey Corp                       | First Busey Corp                       | CUSIP: 319383204<br>LEI: 549300X4ZNLYSX7GUY60 | Long             | EC               | CORP              | US        |     24114 | NS      | $631786.80    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Callaway Golf Co                       | Callaway Golf Co                       | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |     95325 | NS      | $1458472.50   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| First Advantage Corp                   | First Advantage Corp                   | CUSIP: 31846B108<br>LEI: 549300RNJ0PXU8FP7D06 | Long             | EC               | CORP              | US        |     23131 | NS      | $295151.56    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Cargurus Inc                           | Cargurus Inc                           | CUSIP: 141788109<br>LEI: 54930027BKQN6B7X7G78 | Long             | EC               | CORP              | US        |     18770 | NS      | $684354.20    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| LGI Homes Inc                          | LGI Homes Inc                          | CUSIP: 50187T106<br>LEI: 549300W02B4WNV8CV109 | Long             | EC               | CORP              | US        |      9984 | NS      | $488916.48    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Towne Bank/Portsmouth VA               | Towne Bank/Portsmouth VA               | CUSIP: 89214P109<br>LEI: 54930039UO39UJGI7078 | Long             | EC               | CORP              | US        |     23110 | NS      | $821791.60    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Daktronics Inc                         | Daktronics Inc                         | CUSIP: 234264109<br>LEI: 549300IOLZ3SG5YUJ288 | Long             | EC               | CORP              | US        |     10873 | NS      | $213763.18    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Baldwin Insurance Group Inc/The        | Baldwin Insurance Group Inc/The        | CUSIP: 05589G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29632 | NS      | $673239.04    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Kosmos Energy Ltd                      | Kosmos Energy Ltd                      | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |    390574 | NS      | $1202967.92   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Grand Canyon Education Inc             | Grand Canyon Education Inc             | CUSIP: 38526M106<br>LEI: 529900XFER799IYOSW74 | Long             | EC               | CORP              | US        |      9949 | NS      | $1682077.43   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Yext Inc                               | Yext Inc                               | CUSIP: 98585N106<br>LEI: 5299008ZQSBBVH7K0589 | Long             | EC               | CORP              | US        |     26336 | NS      | $101656.96    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Banner Corp                            | Banner Corp                            | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10234 | NS      | $684756.94    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| GEO Group Inc/The                      | GEO Group Inc/The                      | CUSIP: 36162J106<br>LEI: 54930024XOXET7NQVZ63 | Long             | EC               | CORP              | US        |     51827 | NS      | $959317.77    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                       | Radian Group Inc                       | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |     42401 | NS      | $1519227.83   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                           | Organon & Co                           | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |    230183 | NS      | $3049924.75   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Privia Health Group Inc                | Privia Health Group Inc                | CUSIP: 74276R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32059 | NS      | $796666.15    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Ziff Davis Inc                         | Ziff Davis Inc                         | CUSIP: 48123V102<br>LEI: 5493008OJYGLHD7MXA18 | Long             | EC               | CORP              | US        |     10212 | NS      | $467301.12    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Masterbrand Inc                        | Masterbrand Inc                        | CUSIP: 57638P104<br>LEI: 549300E0Y4BR5Z9RDZ64 | Long             | EC               | CORP              | US        |     76980 | NS      | $691280.40    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Inc                            | Compass Inc                            | CUSIP: 20464U100<br>LEI: 254900DMGQSTC3I2IM78 | Long             | EC               | CORP              | US        |    149182 | NS      | $1129307.74   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Progress Software Corp                 | Progress Software Corp                 | CUSIP: 743312100<br>LEI: 549300R65B3JG6972S24 | Long             | EC               | CORP              | US        |      9638 | NS      | $268418.30    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Merchants Bancorp/IN                   | Merchants Bancorp/IN                   | CUSIP: 58844R108<br>LEI: 54930008Y0GPVLF81889 | Long             | EC               | CORP              | US        |      4844 | NS      | $225439.76    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Aveanna Healthcare Holdings Inc        | Aveanna Healthcare Holdings Inc        | CUSIP: 05356F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45661 | NS      | $298622.94    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Kymera Therapeutics Inc                | Kymera Therapeutics Inc                | CUSIP: 501575104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34157 | NS      | $2769107.99   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| eXp World Holdings Inc                 | eXp World Holdings Inc                 | CUSIP: 30212W100<br>LEI: 549300TWVVZC283VEC32 | Long             | EC               | CORP              | US        |     33652 | NS      | $209315.44    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantic Union Bankshares Corp         | Atlantic Union Bankshares Corp         | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43138 | NS      | $1624145.70   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI Holdings Inc                      | YETI Holdings Inc                      | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Long             | EC               | CORP              | US        |     25763 | NS      | $1016607.98   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Hospitality REIT Inc             | Apple Hospitality REIT Inc             | CUSIP: 03784Y200<br>LEI: 549300EVZAR0FBZO4F16 | Long             | EC               |  | US        |    158649 | NS      | $2137002.03   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Playtika Holding Corp                  | Playtika Holding Corp                  | CUSIP: 72815L107<br>LEI: 254900E35Z4TKA4UFG64 | Long             | EC               | CORP              | US        |     16287 | NS      | $59528.99     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                              | Avnet Inc                              | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |     33576 | NS      | $2770355.76   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| LENZ Therapeutics Inc                  | LENZ Therapeutics Inc                  | CUSIP: 52635N103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13994 | NS      | $125666.12    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco S&P SmallCap Financials ETF    | Invesco S&P SmallCap Financials ETF    | CUSIP: 46138E156<br>LEI: 5493000XQDG1G4TON220 | Long             | EC               | RF                | US        |      7195 | NS      | $445304.31    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Sarepta Therapeutics Inc               | Sarepta Therapeutics Inc               | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               | CORP              | US        |     80577 | NS      | $1682447.76   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ArcBest Corp                           | ArcBest Corp                           | CUSIP: 03937C105<br>LEI: 5493006S3KBNE8ZS3J23 | Long             | EC               | CORP              | US        |      6524 | NS      | $832266.68    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Braze Inc                              | Braze Inc                              | CUSIP: 10576N102<br>LEI: 9845007B9EDBFD37C277 | Long             | EC               | CORP              | US        |     19882 | NS      | $438000.46    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Arlo Technologies Inc                  | Arlo Technologies Inc                  | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |     22332 | NS      | $313764.60    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| RE/MAX Holdings Inc                    | RE/MAX Holdings Inc                    | CUSIP: 75524W108<br>LEI: 54930033W2KS56JHAN30 | Long             | EC               | CORP              | US        |      6091 | NS      | $65173.70     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp                   | Hancock Whitney Corp                   | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     25605 | NS      | $1728593.55   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Piper Sandler Cos                      | Piper Sandler Cos                      | CUSIP: 724078209<br>LEI: QUQDBTUSOAKFEVMRMF78 | Long             | EC               | CORP              | US        |     23339 | NS      | $2035160.80   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Hyster-Yale Inc                        | Hyster-Yale Inc                        | CUSIP: 449172105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3235 | NS      | $127685.45    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| American Public Education Inc          | American Public Education Inc          | CUSIP: 02913V103<br>LEI: 254900GZNX6TJQGM4S17 | Long             | EC               | CORP              | US        |      7100 | NS      | $412865.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ZipRecruiter Inc                       | ZipRecruiter Inc                       | CUSIP: 98980B103<br>LEI: 549300HLOVNNFCY2IV80 | Long             | EC               | CORP              | US        |     16201 | NS      | $47306.92     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Oportun Financial Corp                 | Oportun Financial Corp                 | CUSIP: 68376D104<br>LEI: 549300351Y4J4FKIOR78 | Long             | EC               | CORP              | US        |     10658 | NS      | $64907.22     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp                | Magnolia Oil & Gas Corp                | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    111840 | NS      | $3382041.60   | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Business Travel Group I         | Global Business Travel Group I         | CUSIP: 37890B100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     75148 | NS      | $440367.28    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Schrodinger Inc/United States          | Schrodinger Inc/United States          | CUSIP: 80810D103<br>LEI: 984500044BAE4791E559 | Long             | EC               | CORP              | US        |     15715 | NS      | $187951.40    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Travel + Leisure Co                    | Travel + Leisure Co                    | CUSIP: 894164102<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | EC               | CORP              | US        |     27096 | NS      | $1752027.36   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Beazer Homes USA Inc                   | Beazer Homes USA Inc                   | CUSIP: 07556Q881<br>LEI: 549300DUPYT2T0F60I45 | Long             | EC               | CORP              | US        |     12700 | NS      | $274193.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Pitney Bowes Inc                       | Pitney Bowes Inc                       | CUSIP: 724479100<br>LEI: 549300N2O26NW4ST6W55 | Long             | EC               | CORP              | US        |     32776 | NS      | $506716.96    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Kestra Medical Technologies Ltd        | Kestra Medical Technologies Ltd        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |     13710 | NS      | $284071.20    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                              | Itron Inc                              | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |     10277 | NS      | $861212.60    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Concentrix Corp                        | Concentrix Corp                        | CUSIP: 20602D101<br>LEI: 5493000EAJN1KMPVA737 | Long             | EC               | CORP              | US        |     10083 | NS      | $240177.06    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ultragenyx Pharmaceutical Inc          | Ultragenyx Pharmaceutical Inc          | CUSIP: 90400D108<br>LEI: 529900EV44GVDN1DCX77 | Long             | EC               | CORP              | US        |     83707 | NS      | $2066725.83   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegiant Travel Co                    | Allegiant Travel Co                    | CUSIP: 01748X102<br>LEI: 549300JM9OZXOHWL2K18 | Long             | EC               | CORP              | US        |      4186 | NS      | $316629.04    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabre Corp                             | Sabre Corp                             | CUSIP: 78573M104<br>LEI: 529900VKCYZW8GZ4WW58 | Long             | EC               | CORP              | US        |    108755 | NS      | $199021.65    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cimpress PLC                           | Cimpress PLC                           | CUSIP: 000000000<br>LEI: 549300X1IFD75XISOR81 | Long             | EC               | CORP              | IE        |      5832 | NS      | $515898.72    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Powell Industries Inc                  | Powell Industries Inc                  | CUSIP: 739128106<br>LEI: 549300V08RO7MX2UBN26 | Long             | EC               | CORP              | US        |      7208 | NS      | $1998562.16   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Kodiak Gas Services Inc                | Kodiak Gas Services Inc                | CUSIP: 50012A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14605 | NS      | $990219.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Arbor Realty Trust Inc                 | Arbor Realty Trust Inc                 | CUSIP: 038923108<br>LEI: 549300ASFUWYQO0RW077 | Long             | EC               |  | US        |    134388 | NS      | $1061665.20   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories Inc               | Silicon Laboratories Inc               | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |      4525 | NS      | $985092.50    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Hackett Group Inc/The                  | Hackett Group Inc/The                  | CUSIP: 404609109<br>LEI: 5K016KLIRB6156644289 | Long             | EC               | CORP              | US        |     10807 | NS      | $139518.37    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Utilities Corp              | Chesapeake Utilities Corp              | CUSIP: 165303108<br>LEI: 254900WW0FDCKAOCKE74 | Long             | EC               | CORP              | US        |      3643 | NS      | $459455.16    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Koppers Holdings Inc                   | Koppers Holdings Inc                   | CUSIP: 50060P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14401 | NS      | $587992.83    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Asana Inc                              | Asana Inc                              | CUSIP: 04342Y104<br>LEI: 254900X7UAJNMLPLZ510 | Long             | EC               | CORP              | US        |     26722 | NS      | $168883.04    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Moelis & Co                            | Moelis & Co                            | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |     25124 | NS      | $1636074.88   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Interface Inc                          | Interface Inc                          | CUSIP: 458665304<br>LEI: 549300VXZWQOIDFPU355 | Long             | EC               | CORP              | US        |     17897 | NS      | $498968.36    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Abeona Therapeutics Inc                | Abeona Therapeutics Inc                | CUSIP: 00289Y206<br>LEI: 54930002Z8PIJRCB4576 | Long             | EC               | CORP              | US        |     35310 | NS      | $192792.60    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Encore Capital Group Inc               | Encore Capital Group Inc               | CUSIP: 292554102<br>LEI: 5493000UVC6H49CIH830 | Long             | EC               | CORP              | US        |      6764 | NS      | $559856.28    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENXBIO Inc                          | REGENXBIO Inc                          | CUSIP: 75901B107<br>LEI: 549300EOES47LATSET33 | Long             | EC               | CORP              | US        |     48790 | NS      | $437646.30    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Peoples Bancorp Inc/OH                 | Peoples Bancorp Inc/OH                 | CUSIP: 709789101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10688 | NS      | $367667.20    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Beer Co Inc/The                 | Boston Beer Co Inc/The                 | CUSIP: 100557107<br>LEI: 529900Q02MQ0DCQNRM58 | Long             | EC               | CORP              | US        |      4081 | NS      | $967360.24    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Sylvamo Corp                           | Sylvamo Corp                           | CUSIP: 871332102<br>LEI: 5493001AOYU1ZOWOC971 | Long             | EC               | CORP              | US        |     10860 | NS      | $464047.80    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Phibro Animal Health Corp              | Phibro Animal Health Corp              | CUSIP: 71742Q106<br>LEI: 549300U24SP4AF2JUX52 | Long             | EC               | CORP              | US        |     11782 | NS      | $626566.76    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks Inc                   | Extreme Networks Inc                   | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     26796 | NS      | $591923.64    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Adient PLC                             | Adient PLC                             | CUSIP: 000000000<br>LEI: 5493002QLDY8O75RTR78 | Long             | EC               | CORP              | IE        |     20607 | NS      | $433777.35    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hawaii Corp                    | Bank of Hawaii Corp                    | CUSIP: 062540109<br>LEI: 5493006Q8BQ8AD8M2U33 | Long             | EC               | CORP              | US        |     11739 | NS      | $933367.89    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp                  | Independent Bank Corp                  | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     14604 | NS      | $1138965.96   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Genworth Financial Inc                 | Genworth Financial Inc                 | CUSIP: 37247D106<br>LEI: 549300EMCG286BDNKJ33 | Long             | EC               | CORP              | US        |    118907 | NS      | $1045192.53   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| World Kinect Corp                      | World Kinect Corp                      | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |     23683 | NS      | $638730.51    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Innodata Inc                           | Innodata Inc                           | CUSIP: 457642205<br>LEI: L9O7MPYIT56T6KBE0R95 | Long             | EC               | CORP              | US        |      7560 | NS      | $319258.80    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| American Woodmark Corp                 | American Woodmark Corp                 | CUSIP: 030506109<br>LEI: 5299007PFSDWMA74RB56 | Long             | EC               | CORP              | US        |      4843 | NS      | $211542.24    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryerson Holding Corp                   | Ryerson Holding Corp                   | CUSIP: 783754104<br>LEI: 549300JMA41B3ZHOVE45 | Long             | EC               | CORP              | US        |     25218 | NS      | $698790.78    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| EverCommerce Inc                       | EverCommerce Inc                       | CUSIP: 29977X105<br>LEI: 9845005E54E3C158EA55 | Long             | EC               | CORP              | US        |      4477 | NS      | $51709.35     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackbaud Inc                          | Blackbaud Inc                          | CUSIP: 09227Q100<br>LEI: 54930056X3HKFMNG3754 | Long             | EC               | CORP              | US        |      8378 | NS      | $311410.26    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Castle Biosciences Inc                 | Castle Biosciences Inc                 | CUSIP: 14843C105<br>LEI: 2549007M2Q4HLR1XD252 | Long             | EC               | CORP              | US        |     25771 | NS      | $631131.79    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| HNI Corp                               | HNI Corp                               | CUSIP: 404251100<br>LEI: 549300SKRADLC4O5HV93 | Long             | EC               | CORP              | US        |     21937 | NS      | $801577.98    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Bioventus Inc                          | Bioventus Inc                          | CUSIP: 09075A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26165 | NS      | $258248.55    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Tenable Holdings Inc                   | Tenable Holdings Inc                   | CUSIP: 88025T102<br>LEI: 5493004S5OMPESF0EF83 | Long             | EC               | CORP              | US        |     23440 | NS      | $489661.60    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SPS Commerce Inc                       | SPS Commerce Inc                       | CUSIP: 78463M107<br>LEI: 2549006XVF9GCCETDQ72 | Long             | EC               | CORP              | US        |     11014 | NS      | $618105.68    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-20

**Name of Applicant:** Harbor ETF Trust

**Signature:** Ryan Elve

**Name of Signer:** Ryan Elve

**Title:** Vice President, Harbor ETF Trust