# EDGAR Filing Document

**Accession Number:** 0001391839
**File Stem:** 0000940400-26-022948
**Filing Date:** 2026-6
**Character Count:** 48276
**Document Hash:** 35eda5db7bbfd07f2012a5d5b60205f8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-022948.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0000940400-26-022948

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**PERIOD START**: 20261231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Gabelli SRI Fund, Inc.
- **CENTRAL INDEX KEY:** 0001391839

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22026
- **FILM NUMBER:** 261048653

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 1 800 422 3554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Gabelli ESG Fund, Inc.
- **DATE OF NAME CHANGE:** 20160725

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Gabelli SRI Fund, Inc.
- **DATE OF NAME CHANGE:** 20130423

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Gabelli SRI Green Fund, Inc.
- **DATE OF NAME CHANGE:** 20090909

## Series and Classes Contracts Data

### Gabelli SRI Fund, Inc. (Series ID: S000017367)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000048071 | Class AAA    | SRIGX           |
| C000048072 | Class A      | SRIAX           |
| C000048073 | Class C      | SRICX           |
| C000048074 | Class I      | SRIDX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Gabelli SRI Fund, Inc.

- **b. Investment Company Act file number:** 811-22026

- **c. CIK number of Registrant:** 0001391839

- **d. LEI of Registrant:** 54930071DONP8PQLI882

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** Gabelli SRI Fund, Inc.

- **b. EDGAR series identifier (if any):** S000017367

- **c. LEI of Series:** 54930071DONP8PQLI882

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-12-31

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $21059889.57

**Total Liabilities:** $187045.45

**Net Assets:** $20872844.12

**Cash Not Reported:** $12645.47

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048074 | 2.19%                | 1.14%                | -6.57%               |
| Class ID C000048073 | 2.18%                | 1.11%                | -6.59%               |
| Class ID C000048072 | 2.20%                | 1.11%                | -6.60%               |
| Class ID C000048071 | 2.20%                | 1.19%                | -6.59%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $368385.64               | $113179.95                                 |
| Month 2  | $212178.58               | $35345.05                                  |
| Month 3  | $51526.82                | $-1559836.66                               |

### Schedule of Portfolio Investments

| Name                                     | Title                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| NextEra Energy Inc                       | NextEra Energy Inc COM                           | CUSIP: 65339F101<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EC               | CORP              | US        |      5500 | NS      | $510840.00    | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Church & Dwight Co Inc.                  | Church & Dwight Co Inc. COM                      | CUSIP: 171340102<br>LEI: POOXSI30AWAQGYJZC921 | Long             | EC               | CORP              | US        |      2000 | NS      | $186640.00    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                               | Nasdaq Inc COM                                   | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |       960 | NS      | $81494.40     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 04/02/26                                     | CUSIP: 912797SD0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     95000 | PA      | $94990.52     | 0.46%             | 2026-04-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Palo Alto Networks Inc                   | Palo Alto Networks Inc COM                       | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |       430 | NS      | $68937.60     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra                                   | Sempra COM                                       | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |      1060 | NS      | $103000.20    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                          | Caterpillar Inc COM                              | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |       120 | NS      | $85015.20     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Spectrum Brands Holdings Inc.            | Spectrum Brands Holdings Inc. COM                | CUSIP: 84790A105<br>LEI: 549300JM0MJETDD30O20 | Long             | EC               | CORP              | US        |      4000 | NS      | $294800.00    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                   | Waste Management, Inc. COM                       | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |      1570 | NS      | $360770.30    | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corporation     | First American Financial Corporation COM         | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |      4000 | NS      | $241160.00    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp.                             | Oracle Corp. COM                                 | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |       420 | NS      | $61786.20     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Henry Schein, Inc.                       | Henry Schein, Inc. COM                           | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |      2000 | NS      | $147400.00    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Royalty Pharma PLC                       | Royalty Pharma PLC COM USD0.0001 CLASS A         | CUSIP: 000000000<br>LEI: 549300FGFN7VOK8BZR03 | Long             | EC               | CORP              | GB        |      1415 | NS      | $67877.55     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                | Union Pacific Corporation COM                    | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |       230 | NS      | $55802.60     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| RWE AG                                   | RWE AG NPV                                       | CUSIP: 000000000<br>LEI: 529900GB7KCA94ACC940 | Long             | EC               | CORP              | DE        |      1740 | NS      | $116004.80    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products & Chemicals, Inc.           | Air Products & Chemicals, Inc. COM               | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |       300 | NS      | $87147.00     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| FLEX LTD                                 | Flex Ltd. COM USD0.01                            | CUSIP: 000000000<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | SG        |       500 | NS      | $32730.00     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                            | Snowflake Inc COM SHS                            | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |       365 | NS      | $55049.30     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Dana Inc.                                | Dana Inc. COM                                    | CUSIP: 235825205<br>LEI: KVWHW7YLZPFJM8QYNJ51 | Long             | EC               | CORP              | US        |      3000 | NS      | $100950.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Infineon Technologies AG                 | Infineon Technologies AG ORD NPV (REGD)          | CUSIP: 000000000<br>LEI: TSI2PJM6EPETEQ4X1U25 | Long             | EC               | CORP              | DE        |       975 | NS      | $42824.24     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem, Inc.                              | Xylem, Inc. COM                                  | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |      5515 | NS      | $659042.50    | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| NN Group N.V.                            | NN Group N.V. EUR0.12                            | CUSIP: 000000000<br>LEI: 724500OHYNDT9OY6Q215 | Long             | EC               | CORP              | NL        |      3226 | NS      | $250051.46    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Ally Financial Inc.                      | Ally Financial Inc. COM                          | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |      4435 | NS      | $173985.05    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                            | Alphabet Inc. CAP STK CL A                       | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |       990 | NS      | $284684.40    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH INDUSTRIAL NV                        | CNH Industrial N.V. COM EUR0.01                  | CUSIP: 000000000<br>LEI: 549300WGC2HZ5J67V817 | Long             | EC               | CORP              | NL        |     49875 | NS      | $548625.00    | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc                         | Merck & Co., Inc COM                             | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |       925 | NS      | $111268.25    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimberly-Clark Corporation               | Kimberly-Clark Corporation COM                   | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |       680 | NS      | $65599.60     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CHAMPION HOMES INC                       | Champion Homes Inc. COM                          | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1500 | NS      | $111555.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                 | Lam Research Corporation COM NEW                 | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       360 | NS      | $76917.60     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp.                       | State Street Corp. COM                           | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |      2550 | NS      | $322728.00    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp.              | Capital One Financial Corp. COM                  | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |      1920 | NS      | $350265.60    | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlas Copco AB                           | Atlas Copco AB SP ADR A NEW                      | CUSIP: 049255706<br>LEI: 213800T8PC8Q4FYJZR07 | Long             | EC               | CORP              | SE        |      3050 | NS      | $53710.50     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlanta Braves Holdings Inc              | Atlanta Braves Holdings Inc COM SER C            | CUSIP: 047726302<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7000 | NS      | $298900.00    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Barclays PLC                             | Barclays PLC ORD GBP0.25                         | CUSIP: 000000000<br>LEI: 213800LBQA1Y9L22JB70 | Long             | EC               | CORP              | GB        |     12000 | NS      | $61857.12     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Trustco Bank Corp NY                     | Trustco Bank Corp NY COM NEW                     | CUSIP: 898349204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5925 | NS      | $259396.50    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 05/07/26                                     | CUSIP: 912797SP3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    240000 | PA      | $239125.20    | 1.15%             | 2026-05-07      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 0 05/14/26                                     | CUSIP: 912797QN0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    115000 | PA      | $114501.12    | 0.55%             | 2026-05-14      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Broadcom Inc                             | Broadcom Inc COM                                 | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       285 | NS      | $88210.35     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc.                              | Ecolab Inc. COM                                  | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |       650 | NS      | $172913.00    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Daiwa Securities Group Inc.              | Daiwa Securities Group Inc. NPV                  | CUSIP: 000000000<br>LEI: 353800WRC7Y23PWFJG38 | Long             | EC               | CORP              | JP        |     30600 | NS      | $281503.42    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                               | Arcosa Inc COM                                   | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |      1500 | NS      | $159210.00    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Medline Inc.                             | Medline Inc. COM CL A                            | CUSIP: 58507V107<br>LEI: 984500FAN6J1P8566D43 | Long             | EC               | CORP              | US        |       700 | NS      | $31150.00     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                    | Lowes Companies, Inc. COM                        | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      1225 | NS      | $289443.00    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| MADISON SQUARE GARDEN SPORTS CORP        | Madison Square Garden Sports Corp. CL A          | CUSIP: 55825T103<br>LEI: 529900BQELIZ5ZQYB788 | Long             | EC               | CORP              | US        |      1340 | NS      | $430676.00    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp.                     | Otis Worldwide Corp. COM                         | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |       900 | NS      | $69372.00     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerzbank AG                           | Commerzbank AG NPV                               | CUSIP: 000000000<br>LEI: 851WYGNLUQLFZBSYGB56 | Long             | EC               | CORP              | DE        |      5375 | NS      | $191288.84    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                           | ING Groep N.V. SPONSORED ADR                     | CUSIP: 456837103<br>LEI: 549300NYKK9MWM7GGW15 | Long             | EC               | CORP              | NL        |      3725 | NS      | $97036.25     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc            | Intercontinental Exchange Inc COM                | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |       385 | NS      | $60552.80     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AEGON LTD                                | Aegon Ltd. EUR0.12                               | CUSIP: 000000000<br>LEI: O4QK7KMMK83ITNTHUG69 | Long             | EC               | CORP              | BM        |     22730 | NS      | $163624.95    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| AXIS Capital Holdings Limited            | AXIS Capital Holdings Limited COM USD0.0125      | CUSIP: 000000000<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EC               | CORP              | BM        |       800 | NS      | $81128.00     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ABB Ltd.                                 | ABB Ltd. SPONSORED ADR                           | CUSIP: 000375204<br>LEI: 5493000LKVGOO9PELI61 | Long             | EC               | CORP              | CH        |      6000 | NS      | $482880.00    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp.    | International Business Machines Corp. COM        | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       475 | NS      | $115135.25    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens BancShares Inc (Delaware) | First Citizens BancShares Inc (Delaware) CL A    | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |       175 | NS      | $329815.50    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd. Switzerland                   | Chubb Ltd. Switzerland ORD CHF24.15              | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |       220 | NS      | $71704.60     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                            | Prologis Inc. COM                                | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |       400 | NS      | $52872.00     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 04/30/26                                     | CUSIP: 912797SN8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    130000 | PA      | $129620.70    | 0.62%             | 2026-04-30      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| The Campbells Co.                        | The Campbells Co. COM                            | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |      5000 | NS      | $111350.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Canfor Corp.                             | Canfor Corp. COM NPV                             | CUSIP: 137576104<br>LEI: 549300DRE7WBHY02BD70 | Long             | EC               | CORP              | CA        |     27050 | NS      | $266786.00    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                        | Herc Holdings Inc COM                            | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |       565 | NS      | $56245.75     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                             | NVIDIA Corp. COM                                 | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |       750 | NS      | $130800.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp.                  | Webster Financial Corp. COM                      | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |      1850 | NS      | $128427.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Credit Agricole S.A.                     | Credit Agricole S.A. EUR3                        | CUSIP: 000000000<br>LEI: 969500TJ5KRTCJQWXH05 | Long             | EC               | CORP              | FR        |      4296 | NS      | $79100.92     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NatWest Group PLC                        | NatWest Group PLC ORD GBP1.0769                  | CUSIP: 000000000<br>LEI: 2138005O9XJIJN4JPN90 | Long             | EC               | CORP              | GB        |     20400 | NS      | $149371.97    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                          | Microsoft Corp. COM                              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       395 | NS      | $146217.15    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Signal Corp.                     | Federal Signal Corp. COM                         | CUSIP: 313855108<br>LEI: 549300RTXZRPTNP6G884 | Long             | EC               | CORP              | US        |       900 | NS      | $97326.00     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                           | S&P Global Inc COM                               | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       800 | NS      | $340272.00    | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Shinhan Financial Group Co Ltd.          | Shinhan Financial Group Co Ltd. SPN ADR RESTRD   | CUSIP: 824596100<br>LEI: 988400EB8A6G49E5KO54 | Long             | EC               | CORP              | KR        |      2950 | NS      | $180894.00    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Company                      | Walt Disney Company COM                          | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |       865 | NS      | $83368.70     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Resideo Technologies Inc                 | Resideo Technologies Inc COM                     | CUSIP: 76118Y104<br>LEI: 5493006TKFPYISY2DS54 | Long             | EC               | CORP              | US        |      3500 | NS      | $117985.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ING Groep N.V.                           | ING Groep N.V. EUR0.01                           | CUSIP: 000000000<br>LEI: 549300NYKK9MWM7GGW15 | Long             | EC               | CORP              | NL        |      6700 | NS      | $171185.43    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                              | Pepsico Inc COM                                  | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       300 | NS      | $46587.00     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| The Charles Schwab Corporation           | The Charles Schwab Corporation COM               | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |       860 | NS      | $80822.80     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| UL Solutions Inc.                        | UL Solutions Inc. CLASS A COM SHS                | CUSIP: 903731107<br>LEI: 549300F7CUV5ESKV9P71 | Long             | EC               | CORP              | US        |       800 | NS      | $68568.00     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Komatsu Ltd.                             | Komatsu Ltd. SPON ADR NEW                        | CUSIP: 500458401<br>LEI: 5493004LQ0B4T7QPQV17 | Long             | EC               | CORP              | JP        |       750 | NS      | $29445.00     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corporation PLC                    | Eaton Corporation PLC COM USD0.01                | CUSIP: 000000000<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |       235 | NS      | $84052.45     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corporation                      | Comcast Corporation CL A                         | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |      5650 | NS      | $162211.50    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Water Products, Inc.             | Mueller Water Products, Inc. COM SER A           | CUSIP: 624758108<br>LEI: 549300F7ZU4P1F8V8L60 | Long             | EC               | CORP              | US        |     10000 | NS      | $274900.00    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| The Bank of New York Mellon Corp.        | The Bank of New York Mellon Corp. COM            | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |      2450 | NS      | $290643.50    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 06/18/26                                     | CUSIP: 912797TD9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    125000 | PA      | $124027.71    | 0.59%             | 2026-06-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Diamond Hill Investment Group Inc.       | Diamond Hill Investment Group Inc. COM NEW       | CUSIP: 25264R207<br>LEI: 549300AQ6779A0B7VZ57 | Long             | EC               | CORP              | US        |       251 | NS      | $43197.10     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Banco Bilbao Vizcaya Argentaria SA       | Banco Bilbao Vizcaya Argentaria SA EUR0.49       | CUSIP: 000000000<br>LEI: K8MS7FD7N5Z2WQ51AZ71 | Long             | EC               | CORP              | ES        |      6700 | NS      | $141331.56    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| NESTLE' CAPITAL MARKETS SA               | Nestle SA CHF0.10 (REGD)                         | CUSIP: 000000000<br>LEI: 549300PZN3NFSOUXLC42 | Long             | EC               | CORP              | CH        |      3950 | NS      | $387392.45    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennar Corp.                             | Lennar Corp. CL A                                | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |       490 | NS      | $42551.60     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                  | MasterCard Incorporated CL A                     | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       160 | NS      | $79945.60     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| The Cigna Group                          | The Cigna Group COM                              | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |       340 | NS      | $90695.00     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Standard Chartered PLC                   | Standard Chartered PLC ORD USD0.50               | CUSIP: 000000000<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | EC               | CORP              | GB        |     10500 | NS      | $216110.79    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls International PLC       | Johnson Controls International PLC COM USD1.00   | CUSIP: 000000000<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | IE        |       615 | NS      | $80534.25     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals, Inc.          | Regeneron Pharmaceuticals, Inc. COM              | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       117 | NS      | $90398.88     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp.                    | Parker-Hannifin Corp. COM                        | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |        97 | NS      | $86838.28     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 05/28/26                                     | CUSIP: 912797SW8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    250000 | PA      | $248566.29    | 1.19%             | 2026-05-28      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Visa Inc                                 | Visa Inc COM CL A                                | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       600 | NS      | $181344.00    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Solventum Corp.                          | Solventum Corp. COM SHS                          | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |       875 | NS      | $57137.50     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Sony Group Corp.                         | Sony Group Corp. SPONSORED ADR                   | CUSIP: 835699307<br>LEI: 529900R5WX9N2OI2N910 | Long             | EC               | CORP              | JP        |     26350 | NS      | $545445.00    | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Qnity Electronics Inc.                   | Qnity Electronics Inc. COMMON STOCK              | CUSIP: 74743L100<br>LEI: 254900RSUG4J9TFFZX53 | Long             | EC               | CORP              | US        |       430 | NS      | $49613.40     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.                          | Eli Lilly & Co. COM                              | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |        89 | NS      | $81859.53     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                 | American Express Company COM                     | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      1250 | NS      | $378100.00    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation, Inc.                | Rockwell Automation, Inc. COM                    | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |       240 | NS      | $86131.20     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercedes-Benz Group AG                   | Mercedes-Benz Group AG ORD NPV(REGD)             | CUSIP: 000000000<br>LEI: 529900R27DL06UVNT076 | Long             | EC               | CORP              | DE        |      1965 | NS      | $118990.54    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems, Inc.                      | Cisco Systems, Inc. COM                          | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      1430 | NS      | $110953.70    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Sony Financial Group Inc.                | Sony Financial Group Inc. UNSPONSERED ADS        | CUSIP: 83571B100<br>LEI: 353800O7BDSU41WOZA60 | Long             | EC               | CORP              | JP        |      2600 | NS      | $11726.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                           | Morgan Stanley COM NEW                           | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |       505 | NS      | $83107.85     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co (The)                       | Coca-Cola Co (The) COM                           | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      1325 | NS      | $100766.25    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| VERSANT MEDIA GROUP INC                  | Versant Media Group Inc. COM CL A                | CUSIP: 925283103<br>LEI: 254900D2Q5F5F229PU30 | Long             | EC               | CORP              | US        |      2580 | NS      | $95511.60     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Corporation   | Old Republic International Corporation COM       | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |      3370 | NS      | $134463.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| WASTE CONNECTIONS INC                    | Waste Connections Inc. COM                       | CUSIP: 94106B101<br>LEI: 549300HDLRTPBQU69P29 | Long             | EC               | CORP              | CA        |      2000 | NS      | $324880.00    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| API Group Corp                           | API Group Corp COM STK                           | CUSIP: 00187Y100<br>LEI: 213800NZT1VX6PZ7BT53 | Long             | EC               | CORP              | US        |      6000 | NS      | $243120.00    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co                         | Genuine Parts Co COM                             | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |      1000 | NS      | $105750.00    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BellRing Intermediate Holdings Inc.      | BellRing Intermediate Holdings Inc. COMMON STOCK | CUSIP: 07831C103<br>LEI: 549300S3BOK5CMTS8054 | Long             | EC               | CORP              | US        |     14000 | NS      | $225260.00    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Toyota Motor Corp.                       | Toyota Motor Corp. ADS                           | CUSIP: 892331307<br>LEI: 5493006W3QUS5LMH6R84 | Long             | EC               | CORP              | JP        |      1400 | NS      | $288526.00    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Weyerhaeuser Company                     | Weyerhaeuser Company COM NEW                     | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | EC               | CORP              | US        |      1000 | NS      | $24430.00     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Janus Henderson Group PLC                | Janus Henderson Group PLC ORD USD1.50            | CUSIP: 000000000<br>LEI: 2138009WPYMWJN3RVF44 | Long             | EC               | CORP              | JE        |      1150 | NS      | $59075.50     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                               | Apple Inc. COM                                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |       685 | NS      | $173846.15    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| The TJX Companies Inc.                   | The TJX Companies Inc. COM                       | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |       445 | NS      | $71066.50     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 07/02/26                                     | CUSIP: 912797TF4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    100000 | PA      | $99080.00     | 0.47%             | 2026-07-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Vertex Pharmaceuticals Incorporated      | Vertex Pharmaceuticals Incorporated COM          | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |       145 | NS      | $64748.30     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corporation                        | FedEx Corporation COM                            | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |       235 | NS      | $83702.30     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries, Inc.                 | Valmont Industries, Inc. COM                     | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |       250 | NS      | $99892.50     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc.              | Advanced Micro Devices Inc. COM                  | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |       237 | NS      | $48212.91     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc.                           | Citigroup Inc. COM NEW                           | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      3540 | NS      | $401471.40    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSHING FINANCIAL CORP                  | Flushing Financial Corp. COM                     | CUSIP: 343873105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8067 | NS      | $123909.12    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Moelis & Co.                             | Moelis & Co. CL A                                | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |      2600 | NS      | $148200.00    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA Healthcare Inc                       | HCA Healthcare Inc COM                           | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |       135 | NS      | $63887.40     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CAVCO INDUSTRIES INC                     | Cavco Industries COM                             | CUSIP: 149568107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       570 | NS      | $276045.30    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc.                   | Texas Instruments Inc. COM                       | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      1595 | NS      | $309653.30    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc.              | Mondelez International Inc. CL A                 | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      4500 | NS      | $259380.00    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 0 04/16/26                                     | CUSIP: 912797QD2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    105000 | PA      | $104841.32    | 0.50%             | 2026-04-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Amazon.com, Inc.                         | Amazon.com, Inc. COM                             | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |       525 | NS      | $109341.75    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Niagen Bioscience Inc.                   | Niagen Bioscience Inc. COM NEW                   | CUSIP: 171077407<br>LEI: 529900OPI7B8JPXCVS70 | Long             | EC               | CORP              | US        |      8500 | NS      | $37485.00     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Daimler Truck Holding AG                 | Daimler Truck Holding AG NPV                     | CUSIP: 000000000<br>LEI: 529900PW78JIYOUBSR24 | Long             | EC               | CORP              | DE        |      6191 | NS      | $296753.82    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-29

**Name of Applicant:** Gabelli ESG Fund, Inc.

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer