# EDGAR Filing Document

**Accession Number:** 0001595521
**File Stem:** 0001595521-23-000003
**Filing Date:** 2023-2
**Character Count:** 29646
**Document Hash:** 3cc91b1a033d8c1223ef4363379648f0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001595521-23-000003.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001595521-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aristides Capital LLC
- **CENTRAL INDEX KEY:** 0001595521
- **IRS NUMBER:** 262056777
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19976
- **FILM NUMBER:** 23626148

**BUSINESS ADDRESS:**
- **STREET 1:** 118 E MAIN STREET
- **STREET 2:** SUITE 600
- **CITY:** LOUISVILLE
- **STATE:** KY
- **ZIP:** 40202
- **BUSINESS PHONE:** (502)-419-2956

**MAIL ADDRESS:**
- **STREET 1:** 118 E MAIN STREET
- **STREET 2:** SUITE 600
- **CITY:** LOUISVILLE
- **STATE:** KY
- **ZIP:** 40202

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Aristides Capital LLC<br>**Address:** 118 E MAIN STREET<br>SUITE 600<br>LOUISVILLE, KY 40202

**Form 13F File Number:** 028-19976

**CRD Number (if applicable):** 000162368

**SEC File Number (if applicable):** 801-119110

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel Nall<br>**Title:** Chief Compliance Officer<br>**Phone:** 5024192956

**Signature, Place, and Date of Signing:**

Daniel Nall  Louisville, KY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 251

**Form 13F Information Table Value Total:** $196735621

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 |  | 1482355 | 147498 | SH |  | SOLE | NONE | 147498 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 22125 | 147498 | SH |  | SOLE | NONE | 147498 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 5716 | 73749 | SH |  | SOLE | NONE | 73749 | 0 | 0 |
| PONO CAPITAL CORP | CLASS A COM | 732450101 |  | 1363700 | 130000 | SH |  | SOLE | NONE | 130000 | 0 | 0 |
| PONO CAPITAL CORP | *W EXP 09/30/202 | 732450119 |  | 4631 | 97500 | SH |  | SOLE | NONE | 97500 | 0 | 0 |
| CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 |  | 7395 | 75000 | SH |  | SOLE | NONE | 75000 | 0 | 0 |
| ACME UTD CORP | COM | 004816104 |  | 650671 | 29711 | SH |  | SOLE | NONE | 29711 | 0 | 0 |
| ADVANCED EMISSIONS SOLUTIONS | COM | 00770C101 |  | 143176 | 58920 | SH |  | SOLE | NONE | 58920 | 0 | 0 |
| ADVANTAGE SOLUTIONS INC | COM CL A | 00791N102 |  | 79161 | 38058 | SH |  | SOLE | NONE | 38058 | 0 | 0 |
| ARGAN INC | COM | 04010E109 |  | 2711639 | 73526 | SH |  | SOLE | NONE | 73526 | 0 | 0 |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 |  | 175473 | 14478 | SH |  | SOLE | NONE | 14478 | 0 | 0 |
| ALLEGIANT TRAVEL CO | COM | 01748X102 |  | 218520 | 3214 | SH |  | SOLE | NONE | 3214 | 0 | 0 |
| ALASKA AIR GROUP INC | COM | 011659109 |  | 2782512 | 64800 | SH |  | SOLE | NONE | 64800 | 0 | 0 |
| ASTRONOVA INC | COM | 04638F108 |  | 131597 | 10265 | SH |  | SOLE | NONE | 10265 | 0 | 0 |
| ARDAGH METAL PACKAGING S A | SHS | L02235106 |  | 256897 | 53409 | SH |  | SOLE | NONE | 53409 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 746536 | 183424 | SH |  | SOLE | NONE | 183424 | 0 | 0 |
| AMC NETWORKS INC | CL A | 00164V103 |  | 198617 | 12675 | SH |  | SOLE | NONE | 12675 | 0 | 0 |
| ANGIODYNAMICS INC | COM | 03475V101 |  | 254594 | 18489 | SH |  | SOLE | NONE | 18489 | 0 | 0 |
| ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 |  | 1061979 | 362450 | SH |  | SOLE | NONE | 362450 | 0 | 0 |
| ARK RESTAURANTS CORP | COM | 040712101 |  | 313448 | 18928 | SH |  | SOLE | NONE | 18928 | 0 | 0 |
| ATAI LIFE SCIENCES NV | SHS | N0731H103 |  | 201644 | 75806 | SH |  | SOLE | NONE | 75806 | 0 | 0 |
| A10 NETWORKS INC | COM | 002121101 |  | 1099260 | 66101 | SH |  | SOLE | NONE | 66101 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 371268 | 4850 | SH |  | SOLE | NONE | 4850 | 0 | 0 |
| AVIAT NETWORKS INC | COM NEW | 05366Y201 |  | 2570680 | 82420 | SH |  | SOLE | NONE | 82420 | 0 | 0 |
| AWARE INC MASS | COM | 05453N100 |  | 232097 | 135729 | SH |  | SOLE | NONE | 135729 | 0 | 0 |
| BUILD-A-BEAR WORKSHOP INC | COM | 120076104 |  | 596000 | 25000 | SH |  | SOLE | NONE | 25000 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 142936 | 10298 | SH |  | SOLE | NONE | 10298 | 0 | 0 |
| BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 |  | 221804 | 25378 | SH |  | SOLE | NONE | 25378 | 0 | 0 |
| BROOKDALE SR LIVING INC | COM | 112463104 |  | 229126 | 83929 | SH |  | SOLE | NONE | 83929 | 0 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 806112 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| BANK UTICA/NY | COM | 065437105 |  | 1031372 | 2572 | SH |  | SOLE | NONE | 2572 | 0 | 0 |
| BANK UTICA N Y | COM | 065437204 |  | 5407818 | 13884 | SH |  | SOLE | NONE | 13884 | 0 | 0 |
| BIONTECH SE | SPONSORED ADS | 09075V102 |  | 285418 | 1900 | SH |  | SOLE | NONE | 1900 | 0 | 0 |
| DMC GLOBAL INC | COM | 23291C103 |  | 233377 | 12005 | SH |  | SOLE | NONE | 12005 | 0 | 0 |
| BLUE RIDGE BANKSHARES INC VA | COM | 095825105 |  | 282861 | 22647 | SH |  | SOLE | NONE | 22647 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1048407 | 3394 | SH |  | SOLE | NONE | 3394 | 0 | 0 |
| BASSETT FURNITURE INDS INC | COM | 070203104 |  | 628739 | 36176 | SH |  | SOLE | NONE | 36176 | 0 | 0 |
| BLACK STONE MINERALS L P | COM UNIT | 09225M101 |  | 704069 | 41735 | SH |  | SOLE | NONE | 41735 | 0 | 0 |
| BRIGHTVIEW HLDGS INC | COM | 10948C107 |  | 129112 | 18739 | SH |  | SOLE | NONE | 18739 | 0 | 0 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 1219680 | 21000 | SH |  | SOLE | NONE | 21000 | 0 | 0 |
| BEAZER HOMES USA INC | COM NEW | 07556Q881 |  | 430318 | 33724 | SH |  | SOLE | NONE | 33724 | 0 | 0 |
| CARGURUS INC | COM CL A | 141788109 |  | 240496 | 17166 | SH |  | SOLE | NONE | 17166 | 0 | 0 |
| CAMBRIDGE BANCORP | COM | 132152109 |  | 1659622 | 19981 | SH |  | SOLE | NONE | 19981 | 0 | 0 |
| CATO CORP NEW | CL A | 149205106 |  | 321922 | 34504 | SH |  | SOLE | NONE | 34504 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 861460 | 38000 | SH |  | SOLE | NONE | 38000 | 0 | 0 |
| CSI COMPRESSCO LP | COM UNIT | 12637A103 |  | 32984 | 24800 | SH |  | SOLE | NONE | 24800 | 0 | 0 |
| CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 |  | 7234183 | 216852 | SH |  | SOLE | NONE | 216852 | 0 | 0 |
| CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 |  | 2871963 | 165531 | SH |  | SOLE | NONE | 165531 | 0 | 0 |
| COGNYTE SOFTWARE LTD | ORD SHS | M25133105 |  | 211452 | 67991 | SH |  | SOLE | NONE | 67991 | 0 | 0 |
| CHEMED CORP NEW | COM | 16359R103 |  | 338415 | 663 | SH |  | SOLE | NONE | 663 | 0 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 |  | 212111 | 25433 | SH |  | SOLE | NONE | 25433 | 0 | 0 |
| CIMPRESS PLC | SHS EURO | G2143T103 |  | 225380 | 8163 | SH |  | SOLE | NONE | 8163 | 0 | 0 |
| CANNAE HLDGS INC | COM | 13765N107 |  | 1024240 | 49600 | SH |  | SOLE | NONE | 49600 | 0 | 0 |
| CO-DIAGNOSTICS INC | COM | 189763105 |  | 37800 | 15000 | SH |  | SOLE | NONE | 15000 | 0 | 0 |
| COMPASS INC | CL A | 20464U100 |  | 206622 | 88679 | SH |  | SOLE | NONE | 88679 | 0 | 0 |
| CARTERS INC | COM | 146229109 |  | 2660443 | 35658 | SH |  | SOLE | NONE | 35658 | 0 | 0 |
| CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 |  | 97515 | 21622 | SH |  | SOLE | NONE | 21622 | 0 | 0 |
| CHICKEN SOUP FOR THE SOUL EN | *W EXP 10/22/202 | 16842Q134 |  | 915 | 50000 | SH |  | SOLE | NONE | 50000 | 0 | 0 |
| CHARLES  COLVARD LTD | COM | 159765106 |  | 102932 | 125145 | SH |  | SOLE | NONE | 125145 | 0 | 0 |
| CARNIVAL PLC | ADR | 14365C103 |  | 169684 | 23600 | SH |  | SOLE | NONE | 23600 | 0 | 0 |
| CUTERA INC | COM | 232109108 |  | 265320 | 6000 | SH |  | SOLE | NONE | 6000 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 195957 | 17912 | SH |  | SOLE | NONE | 17912 | 0 | 0 |
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 |  | 177120 | 20961 | SH |  | SOLE | NONE | 20961 | 0 | 0 |
| DESPEGAR COM CORP | ORD SHS | G27358103 |  | 140013 | 27293 | SH |  | SOLE | NONE | 27293 | 0 | 0 |
| DHI GROUP INC | COM | 23331S100 |  | 397559 | 75153 | SH |  | SOLE | NONE | 75153 | 0 | 0 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 |  | 126120 | 12000 | SH |  | SOLE | NONE | 12000 | 0 | 0 |
| DOMO INC | COM CL B | 257554105 |  | 209940 | 14743 | SH |  | SOLE | NONE | 14743 | 0 | 0 |
| GRAFTECH INTL LTD | COM | 384313508 |  | 279550 | 58729 | SH |  | SOLE | NONE | 58729 | 0 | 0 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 |  | 219545 | 17966 | SH |  | SOLE | NONE | 17966 | 0 | 0 |
| ELECTROMED INC | COM | 285409108 |  | 213996 | 20400 | SH |  | SOLE | NONE | 20400 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 |  | 4685338 | 163823 | SH |  | SOLE | NONE | 163823 | 0 | 0 |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 |  | 624139 | 50743 | SH |  | SOLE | NONE | 50743 | 0 | 0 |
| ESAB CORPORATION | COM | 29605J106 |  | 938400 | 20000 | SH |  | SOLE | NONE | 20000 | 0 | 0 |
| EVERCOMMERCE INC | COM | 29977X105 |  | 160183 | 21530 | SH |  | SOLE | NONE | 21530 | 0 | 0 |
| EVERTEC INC | COM | 30040P103 |  | 1753053 | 54140 | SH |  | SOLE | NONE | 54140 | 0 | 0 |
| EATON VANCE LTD DURATION INC | COM | 27828H105 |  | 228365 | 24320 | SH |  | SOLE | NONE | 24320 | 0 | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 |  | 279700 | 10000 | SH |  | SOLE | NONE | 10000 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 407050 | 35000 | SH |  | SOLE | NONE | 35000 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | CL A COM | 31561T102 |  | 1525500 | 150000 | SH |  | SOLE | NONE | 150000 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | RIGHT 06/01/2029 | 31561T128 |  | 12150 | 150000 | SH |  | SOLE | NONE | 150000 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | *W EXP 06/01/202 | 31561T110 |  | 4500 | 150000 | SH |  | SOLE | NONE | 150000 | 0 | 0 |
| FULL HSE RESORTS INC | COM | 359678109 |  | 532356 | 70792 | SH |  | SOLE | NONE | 70792 | 0 | 0 |
| FLUOR CORP NEW | COM | 343412102 |  | 334434 | 9649 | SH |  | SOLE | NONE | 9649 | 0 | 0 |
| FUNKO INC | COM CL A | 361008105 |  | 255621 | 23430 | SH |  | SOLE | NONE | 23430 | 0 | 0 |
| FOSSIL GROUP INC | COM | 34988V106 |  | 217819 | 50538 | SH |  | SOLE | NONE | 50538 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 |  | 725475 | 25500 | SH |  | SOLE | NONE | 25500 | 0 | 0 |
| FS BANCORP INC | COM | 30263Y104 |  | 912344 | 27283 | SH |  | SOLE | NONE | 27283 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 |  | 312993 | 5858 | SH |  | SOLE | NONE | 5858 | 0 | 0 |
| GRAYSCALE BITCOIN TRUST BTC | COM | 389637109 |  | 5369781 | 647742 | SH |  | SOLE | NONE | 647742 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | CLASS A COM | 37187C100 |  | 426720 | 42000 | SH |  | SOLE | NONE | 42000 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | *W EXP 06/30/202 | 37187C118 |  | 1890 | 42000 | SH |  | SOLE | NONE | 42000 | 0 | 0 |
| GETTY IMAGES HOLDINGS INC | CL A COM | 374275105 |  | 107054 | 19289 | SH |  | SOLE | NONE | 19289 | 0 | 0 |
| GULF IS FABRICATION INC | COM | 402307102 |  | 348953 | 68022 | SH |  | SOLE | NONE | 68022 | 0 | 0 |
| GREAT LAKES DREDGE  DOCK CO | COM | 390607109 |  | 175501 | 29496 | SH |  | SOLE | NONE | 29496 | 0 | 0 |
| GLATFELTER CORPORATION | COM | 377320106 |  | 89093 | 32048 | SH |  | SOLE | NONE | 32048 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 443650 | 5000 | SH |  | SOLE | NONE | 5000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4160927 | 47160 | SH |  | SOLE | NONE | 47160 | 0 | 0 |
| GOPRO INC | CL A | 38268T103 |  | 511282 | 102667 | SH |  | SOLE | NONE | 102667 | 0 | 0 |
| GRINDR INC | *W EXP 11/18/202 | 39854F119 |  | 9600 | 20000 | SH |  | SOLE | NONE | 20000 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 824112 | 2400 | SH |  | SOLE | NONE | 2400 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | CLASS A COM | 37653T108 |  | 1033000 | 100000 | SH |  | SOLE | NONE | 100000 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | *W EXP 04/01/202 | 37653T116 |  | 2500 | 50000 | SH |  | SOLE | NONE | 50000 | 0 | 0 |
| FERROGLOBE PLC | SHS | G33856108 |  | 357707 | 92911 | SH |  | SOLE | NONE | 92911 | 0 | 0 |
| GLORY STAR NEW MED GP HLDG L | *W EXP 02/13/202 | G39973113 |  | 240 | 100000 | SH |  | SOLE | NONE | 100000 | 0 | 0 |
| GATES INDL CORP PLC | ORD SHS | G39108108 |  | 151662 | 13292 | SH |  | SOLE | NONE | 13292 | 0 | 0 |
| GRAY TELEVISION INC | COM | 389375106 |  | 224751 | 20085 | SH |  | SOLE | NONE | 20085 | 0 | 0 |
| HACKETT GROUP INC | COM | 404609109 |  | 948794 | 46578 | SH |  | SOLE | NONE | 46578 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 2059723 | 6521 | SH |  | SOLE | NONE | 6521 | 0 | 0 |
| HEICO CORP NEW | CL A | 422806208 |  | 203745 | 1700 | SH |  | SOLE | NONE | 1700 | 0 | 0 |
| HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 |  | 1695545 | 164616 | SH |  | SOLE | NONE | 164616 | 0 | 0 |
| HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 |  | 434893 | 46167 | SH |  | SOLE | NONE | 46167 | 0 | 0 |
| HINGHAM INSTN SVGS MASS | COM | 433323102 |  | 5557282 | 20138 | SH |  | SOLE | NONE | 20138 | 0 | 0 |
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 |  | 271069 | 18217 | SH |  | SOLE | NONE | 18217 | 0 | 0 |
| HOLLEY INC | COM | 43538H103 |  | 128688 | 60702 | SH |  | SOLE | NONE | 60702 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 213209 | 4802 | SH |  | SOLE | NONE | 4802 | 0 | 0 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 |  | 407518 | 8890 | SH |  | SOLE | NONE | 8890 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | COMMON STOCK | 45333D104 |  | 101300 | 10000 | SH |  | SOLE | NONE | 10000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 45333D120 |  | 990 | 10000 | SH |  | SOLE | NONE | 10000 | 0 | 0 |
| INVESCO VALUE MUN INCOME TR | COM | 46132P108 |  | 238771 | 19815 | SH |  | SOLE | NONE | 19815 | 0 | 0 |
| FIRST INTERNET BANCORP | COM | 320557101 |  | 291360 | 12000 | SH |  | SOLE | NONE | 12000 | 0 | 0 |
| ITURAN LOCATION AND CONTROL | SHS | M6158M104 |  | 985461 | 46638 | SH |  | SOLE | NONE | 46638 | 0 | 0 |
| INTEVAC INC | COM | 461148108 |  | 360088 | 55655 | SH |  | SOLE | NONE | 55655 | 0 | 0 |
| JOHNSON OUTDOORS INC | CL A | 479167108 |  | 1066582 | 16131 | SH |  | SOLE | NONE | 16131 | 0 | 0 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 231839 | 45548 | SH |  | SOLE | NONE | 45548 | 0 | 0 |
| COFFEE HLDG CO INC | COM | 192176105 |  | 77126 | 37807 | SH |  | SOLE | NONE | 37807 | 0 | 0 |
| JACKSON FINANCIAL INC | COM CL A | 46817M107 |  | 2518031 | 72378 | SH |  | SOLE | NONE | 72378 | 0 | 0 |
| KAMAN CORP | COM | 483548103 |  | 243628 | 10925 | SH |  | SOLE | NONE | 10925 | 0 | 0 |
| SPDR SER TR | S BK ETF | 78464A797 |  | 259974 | 5758 | SH |  | SOLE | NONE | 5758 | 0 | 0 |
| KBR INC | COM | 48242W106 |  | 1056000 | 20000 | SH |  | SOLE | NONE | 20000 | 0 | 0 |
| KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 |  | 1242740 | 165478 | SH |  | SOLE | NONE | 165478 | 0 | 0 |
| KNOT OFFSHORE PARTNERS LP | COM UNITS | Y48125101 |  | 182893 | 18992 | SH |  | SOLE | NONE | 18992 | 0 | 0 |
| LAUREATE EDUCATION INC | COMMON STOCK | 518613203 |  | 141510 | 14710 | SH |  | SOLE | NONE | 14710 | 0 | 0 |
| LANDS END INC NEW | COM | 51509F105 |  | 143891 | 18958 | SH |  | SOLE | NONE | 18958 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 |  | 1763462 | 23582 | SH |  | SOLE | NONE | 23582 | 0 | 0 |
| LARGO INC | COM | 517097101 |  | 162749 | 30000 | SH |  | SOLE | NONE | 30000 | 0 | 0 |
| LARGO INC | COM | 517097101 |  | 66518 | 12364 | SH |  | SOLE | NONE | 12364 | 0 | 0 |
| LL FLOORING HOLDINGS INC | COM | 55003T107 |  | 202871 | 36098 | SH |  | SOLE | NONE | 36098 | 0 | 0 |
| LIMBACH HLDGS INC | COM | 53263P105 |  | 1047007 | 100577 | SH |  | SOLE | NONE | 100577 | 0 | 0 |
| LESAKA TECHNOLOGIES INC | COM NEW | 64107N206 |  | 360524 | 79236 | SH |  | SOLE | NONE | 79236 | 0 | 0 |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 |  | 220077 | 15390 | SH |  | SOLE | NONE | 15390 | 0 | 0 |
| LSI INDS INC OHIO | COM | 50216C108 |  | 367200 | 30000 | SH |  | SOLE | NONE | 30000 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 434663 | 1250 | SH |  | SOLE | NONE | 1250 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 529496 | 4400 | SH |  | SOLE | NONE | 4400 | 0 | 0 |
| RAMACO RES INC | COM | 75134P303 |  | 124124 | 14121 | SH |  | SOLE | NONE | 14121 | 0 | 0 |
| MAGNA INTL INC | COM | 559222401 |  | 513092 | 9133 | SH |  | SOLE | NONE | 9133 | 0 | 0 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 |  | 53941 | 19544 | SH |  | SOLE | NONE | 19544 | 0 | 0 |
| MAINSTAY MACKAY DEFINEDTERM | COM | 56064K100 |  | 167249 | 10414 | SH |  | SOLE | NONE | 10414 | 0 | 0 |
| MAMAMANCINI S HLDGS INC | COM | 56146T103 |  | 40513 | 22570 | SH |  | SOLE | NONE | 22570 | 0 | 0 |
| MIND MEDICINE MINDMED INC | COM NEW | 60255C885 |  | 82775 | 37625 | SH |  | SOLE | NONE | 37625 | 0 | 0 |
| MOBIV ACQUISITION CORP | CLASS A COM | 60742N106 |  | 514000 | 50000 | SH |  | SOLE | NONE | 50000 | 0 | 0 |
| MOBIV ACQUISITION CORP | *W EXP 07/31/202 | 60742N114 |  | 1500 | 50000 | SH |  | SOLE | NONE | 50000 | 0 | 0 |
| MODINE MFG CO | COM | 607828100 |  | 1267584 | 63826 | SH |  | SOLE | NONE | 63826 | 0 | 0 |
| MOVADO GROUP INC | COM | 624580106 |  | 481106 | 14918 | SH |  | SOLE | NONE | 14918 | 0 | 0 |
| MARAVAI LIFESCIENCES HLDGS I | COM CL A | 56600D107 |  | 235657 | 16468 | SH |  | SOLE | NONE | 16468 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1799130 | 7502 | SH |  | SOLE | NONE | 7502 | 0 | 0 |
| MADISON SQUARE GRDN ENTERTNM | CL A | 55826T102 |  | 243423 | 5413 | SH |  | SOLE | NONE | 5413 | 0 | 0 |
| MUELLER WTR PRODS INC | COM SER A | 624758108 |  | 146540 | 13619 | SH |  | SOLE | NONE | 13619 | 0 | 0 |
| TORTOISE ENERGY INDEPENDENC | COM | 89148K200 |  | 2048557 | 70294 | SH |  | SOLE | NONE | 70294 | 0 | 0 |
| NATURAL GAS SVCS GROUP INC | COM | 63886Q109 |  | 124857 | 10895 | SH |  | SOLE | NONE | 10895 | 0 | 0 |
| NL INDS INC | COM NEW | 629156407 |  | 2595618 | 381148 | SH |  | SOLE | NONE | 381148 | 0 | 0 |
| NEUBERGER BERMAN MLP  ENERG | COM | 64129H104 |  | 136237 | 20456 | SH |  | SOLE | NONE | 20456 | 0 | 0 |
| NEWMARK GROUP INC | CL A | 65158N102 |  | 149111 | 18709 | SH |  | SOLE | NONE | 18709 | 0 | 0 |
| ENERGY VAULT HOLDINGS INC | COM | 29280W109 |  | 188401 | 60385 | SH |  | SOLE | NONE | 60385 | 0 | 0 |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 |  | 243236 | 30519 | SH |  | SOLE | NONE | 30519 | 0 | 0 |
| TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 |  | 4017517 | 116177 | SH |  | SOLE | NONE | 116177 | 0 | 0 |
| NUVEI CORPORATION | SUB VTG SHS | 67079A102 |  | 219542 | 8640 | SH |  | SOLE | NONE | 8640 | 0 | 0 |
| NVR INC | COM | 62944T105 |  | 659599 | 143 | SH |  | SOLE | NONE | 143 | 0 | 0 |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 |  | 279577 | 24940 | SH |  | SOLE | NONE | 24940 | 0 | 0 |
| NXG NEXTGEN INFRASTR INCM FD | COM | 231647207 |  | 484690 | 12665 | SH |  | SOLE | NONE | 12665 | 0 | 0 |
| INVESCO MUNI INCOME OPP TRST | COM | 46132X101 |  | 106255 | 17028 | SH |  | SOLE | NONE | 17028 | 0 | 0 |
| OMNICELL COM | COM | 68213N109 |  | 236873 | 4698 | SH |  | SOLE | NONE | 4698 | 0 | 0 |
| ON24 INC | COM | 68339B104 |  | 260005 | 30128 | SH |  | SOLE | NONE | 30128 | 0 | 0 |
| OPPFI INC | *W EXP 07/20/202 | 68386H111 |  | 1985 | 19850 | SH |  | SOLE | NONE | 19850 | 0 | 0 |
| PAGSEGURO DIGITAL LTD | COM CL A | G68707101 |  | 245979 | 28144 | SH |  | SOLE | NONE | 28144 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 729148 | 43196 | SH |  | SOLE | NONE | 43196 | 0 | 0 |
| PAYMENTUS HOLDINGS INC | COM CL A | 70439P108 |  | 161025 | 20103 | SH |  | SOLE | NONE | 20103 | 0 | 0 |
| PAYCHEX INC | COM | 704326107 |  | 462240 | 4000 | SH |  | SOLE | NONE | 4000 | 0 | 0 |
| PEGASYSTEMS INC | COM | 705573103 |  | 209720 | 6125 | SH |  | SOLE | NONE | 6125 | 0 | 0 |
| PFSWEB INC | COM NEW | 717098206 |  | 675215 | 109791 | SH |  | SOLE | NONE | 109791 | 0 | 0 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 |  | 152807 | 32306 | SH |  | SOLE | NONE | 32306 | 0 | 0 |
| PENNANT GROUP INC | COM | 70805E109 |  | 125732 | 11451 | SH |  | SOLE | NONE | 11451 | 0 | 0 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 |  | 57753 | 15910 | SH |  | SOLE | NONE | 15910 | 0 | 0 |
| PROTO LABS INC | COM | 743713109 |  | 230664 | 9035 | SH |  | SOLE | NONE | 9035 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1780500 | 25000 | SH |  | SOLE | NONE | 25000 | 0 | 0 |
| QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 |  | 230231 | 37681 | SH |  | SOLE | NONE | 37681 | 0 | 0 |
| QURATE RETAIL INC | COM SER A | 74915M100 |  | 181540 | 111374 | SH |  | SOLE | NONE | 111374 | 0 | 0 |
| Q2 HLDGS INC | COM | 74736L109 |  | 226568 | 8432 | SH |  | SOLE | NONE | 8432 | 0 | 0 |
| ROCKY BRANDS INC | COM | 774515100 |  | 973286 | 41206 | SH |  | SOLE | NONE | 41206 | 0 | 0 |
| RICHARDSON ELECTRS LTD | COM | 763165107 |  | 1322460 | 62000 | SH |  | SOLE | NONE | 62000 | 0 | 0 |
| RCI HOSPITALITY HLDGS INC | COM | 74934Q108 |  | 580760 | 6232 | SH |  | SOLE | NONE | 6232 | 0 | 0 |
| RELMADA THERAPEUTICS INC | COM | 75955J402 |  | 241934 | 69322 | SH |  | SOLE | NONE | 69322 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 229371 | 1922 | SH |  | SOLE | NONE | 1922 | 0 | 0 |
| RAPID7 INC | COM | 753422104 |  | 213904 | 6295 | SH |  | SOLE | NONE | 6295 | 0 | 0 |
| RUSH ENTERPRISES INC | CL A | 781846209 |  | 1267372 | 24242 | SH |  | SOLE | NONE | 24242 | 0 | 0 |
| RUTHS HOSPITALITY GROUP INC | COM | 783332109 |  | 199042 | 12858 | SH |  | SOLE | NONE | 12858 | 0 | 0 |
| SENTINELONE INC | CL A | 81730H109 |  | 219361 | 15035 | SH |  | SOLE | NONE | 15035 | 0 | 0 |
| SCIPLAY CORPORATION | CL A | 809087109 |  | 163630 | 10176 | SH |  | SOLE | NONE | 10176 | 0 | 0 |
| SAGA COMMUNICATIONS INC | CL A NEW | 786598300 |  | 351003 | 14873 | SH |  | SOLE | NONE | 14873 | 0 | 0 |
| SHF HOLDINGS INC | *W EXP 09/28/202 | 824430110 |  | 1570 | 25000 | SH |  | SOLE | NONE | 25000 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 2187303 | 33656 | SH |  | SOLE | NONE | 33656 | 0 | 0 |
| SOLID POWER INC | CLASS A COM | 83422N105 |  | 234079 | 92157 | SH |  | SOLE | NONE | 92157 | 0 | 0 |
| SOMALOGIC INC | CLASS A COM | 83444K105 |  | 211001 | 84064 | SH |  | SOLE | NONE | 84064 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | COM | 84921J108 |  | 510250 | 50000 | SH |  | SOLE | NONE | 50000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 2059 | 37500 | SH |  | SOLE | NONE | 37500 | 0 | 0 |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 |  | 1184040 | 78000 | SH |  | SOLE | NONE | 78000 | 0 | 0 |
| SS TECHNOLOGIES HLDGS INC | COM | 78467J100 |  | 2113636 | 40600 | SH |  | SOLE | NONE | 40600 | 0 | 0 |
| STRATTEC SEC CORP | COM | 863111100 |  | 790312 | 38458 | SH |  | SOLE | NONE | 38458 | 0 | 0 |
| LATHAM GROUP INC | COM | 51819L107 |  | 183373 | 56948 | SH |  | SOLE | NONE | 56948 | 0 | 0 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 213266 | 2839 | SH |  | SOLE | NONE | 2839 | 0 | 0 |
| SYNEOS HEALTH INC | CL A | 87166B102 |  | 242822 | 6620 | SH |  | SOLE | NONE | 6620 | 0 | 0 |
| TRANSACT TECHNOLOGIES INC | COM | 892918103 |  | 461385 | 73004 | SH |  | SOLE | NONE | 73004 | 0 | 0 |
| TRICON RESIDENTIAL INC | COM NPV | 89612W102 |  | 228193 | 29597 | SH |  | SOLE | NONE | 29597 | 0 | 0 |
| TELEPHONE  DATA SYS INC | COM NEW | 879433829 |  | 233224 | 22233 | SH |  | SOLE | NONE | 22233 | 0 | 0 |
| ECOFIN SUSTAINABLE AND SOCIA | COM SH BEN INT | 27901F109 |  | 268848 | 20922 | SH |  | SOLE | NONE | 20922 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | CLASS A ORD SHS | G87119106 |  | 1029500 | 100000 | SH |  | SOLE | NONE | 100000 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 |  | 3010 | 100000 | SH |  | SOLE | NONE | 100000 | 0 | 0 |
| TELOS CORP MD | COM | 87969B101 |  | 248769 | 48874 | SH |  | SOLE | NONE | 48874 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 2307303 | 23175 | SH |  | SOLE | NONE | 23175 | 0 | 0 |
| TILLYS INC | CL A | 886885102 |  | 541217 | 59803 | SH |  | SOLE | NONE | 59803 | 0 | 0 |
| TURNING PT BRANDS INC | COM | 90041L105 |  | 1090758 | 50428 | SH |  | SOLE | NONE | 50428 | 0 | 0 |
| TORTOISE PWR  ENERGY INFRAS | COM | 89147X104 |  | 299018 | 23434 | SH |  | SOLE | NONE | 23434 | 0 | 0 |
| TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 |  | 217335 | 219530 | SH |  | SOLE | NONE | 219530 | 0 | 0 |
| TRINSEO PLC | SHS | G9059U107 |  | 213383 | 9396 | SH |  | SOLE | NONE | 9396 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 369540 | 3000 | SH |  | SOLE | NONE | 3000 | 0 | 0 |
| TECHTARGET INC | COM | 87874R100 |  | 233254 | 5294 | SH |  | SOLE | NONE | 5294 | 0 | 0 |
| TORTOISE PIPELINE  ENERGY F | COM | 89148H207 |  | 2027930 | 75500 | SH |  | SOLE | NONE | 75500 | 0 | 0 |
| TILE SHOP HLDGS INC | COM | 88677Q109 |  | 74237 | 16949 | SH |  | SOLE | NONE | 16949 | 0 | 0 |
| THOUGHTWORKS HOLDING INC | COM | 88546E105 |  | 240667 | 23618 | SH |  | SOLE | NONE | 23618 | 0 | 0 |
| TORTOISE ENERGY INFRA CORP | COM | 89147L886 |  | 4189129 | 131858 | SH |  | SOLE | NONE | 131858 | 0 | 0 |
| UNISYS CORP | COM NEW | 909214306 |  | 271070 | 53047 | SH |  | SOLE | NONE | 53047 | 0 | 0 |
| WHEELS UP EXPERIENCE INC | *W EXP 07/13/202 | 96328L114 |  | 2100 | 35000 | SH |  | SOLE | NONE | 35000 | 0 | 0 |
| UPLAND SOFTWARE INC | COM | 91544A109 |  | 207376 | 29085 | SH |  | SOLE | NONE | 29085 | 0 | 0 |
| UPWORK INC | COM | 91688F104 |  | 212966 | 20399 | SH |  | SOLE | NONE | 20399 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 1454320 | 7000 | SH |  | SOLE | NONE | 7000 | 0 | 0 |
| V F CORP | COM | 918204108 |  | 228307 | 8269 | SH |  | SOLE | NONE | 8269 | 0 | 0 |
| VICINITY MOTOR CORP | COM | 925654105 |  | 9608 | 10000 | SH |  | SOLE | NONE | 10000 | 0 | 0 |
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 |  | 693260 | 32140 | SH |  | SOLE | NONE | 32140 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | COM | 95758L107 |  | 1155000 | 100000 | SH |  | SOLE | NONE | 100000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 6500 | 100000 | SH |  | SOLE | NONE | 100000 | 0 | 0 |
| WALLBOX NV | SHS CL A | N94209108 |  | 90971 | 25411 | SH |  | SOLE | NONE | 25411 | 0 | 0 |
| WHERE FOOD COMES FROM INC | COM NEW | 96327X200 |  | 389498 | 27881 | SH |  | SOLE | NONE | 27881 | 0 | 0 |
| WIDEOPENWEST INC | COM | 96758W101 |  | 216463 | 23761 | SH |  | SOLE | NONE | 23761 | 0 | 0 |
| WOLVERINE WORLD WIDE INC | COM | 978097103 |  | 231639 | 21193 | SH |  | SOLE | NONE | 21193 | 0 | 0 |
| QUALTRICS INTL INC | COM CL A | 747601201 |  | 232979 | 22445 | SH |  | SOLE | NONE | 22445 | 0 | 0 |
| ZUORA INC | COM CL A | 98983V106 |  | 232801 | 36604 | SH |  | SOLE | NONE | 36604 | 0 | 0 |
| ALPS ETF TR | Put | 00162Q952 |  | 9955305 | 261500 | SH | Put | SOLE | NONE | 261500 | 0 | 0 |
| ALASKA AIR GROUP INC | Call | 011659909 |  | 2576400 | 60000 | SH | Call | SOLE | NONE | 60000 | 0 | 0 |
| LIGHTWAVE LOGIC INC | Put | 532275954 |  | 109043 | 25300 | SH | Put | SOLE | NONE | 25300 | 0 | 0 |
| LILLY ELI  CO | Call | 532457908 |  | 695096 | 1900 | SH | Call | SOLE | NONE | 1900 | 0 | 0 |
| SPDR S 500 ETF TR | Put | 78462F953 |  | 20268790 | 53000 | SH | Put | SOLE | NONE | 53000 | 0 | 0 |
| TESLA INC | Put | 88160R951 |  | 1108620 | 9000 | SH | Put | SOLE | NONE | 9000 | 0 | 0 |

---