# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-26-012617
**Filing Date:** 2026-3
**Character Count:** 20773
**Document Hash:** 4325d029ea719e995f15e9f980121617
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-012617.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000940400-26-012617

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260130

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 26820836

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK Innovation ETF (Series ID: S000042977)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000133121 | ARK Innovation ETF | ARKK            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Innovation ETF

- **b. EDGAR series identifier (if any):** S000042977

- **c. LEI of Series:** 254900636IK9WKHH6949

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $6690613922.29

**Total Liabilities:** $13801990.25

**Net Assets:** $6676811932.04

**Cash Not Reported:** $1994.16

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000133121 | -10.46%              | -3.31%               | -2.77%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3552427.45              | $-850035899.62                             |
| Month 2  | $98004686.29             | $-349944402.27                             |
| Month 3  | $68277454.84             | $-282501995.79                             |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Kratos Defense & Security Solu                           | Kratos Defense & Security Solutions Inc                  | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    826238 | NS      | $85110776.38  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                | Palantir Technologies Inc                                | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |   1473316 | NS      | $215973392.44 | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                               | Deere & Co                                               | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |    183753 | NS      | $97021584.00  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Brera Holdings PLC                                       | Brera Holdings PLC                                       | CUSIP: 000000000<br>LEI: 984500EE55766B5O3803 | Long             | EC               | CORP              | IE        |   6222479 | NS      | $8587021.02   | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| Teradyne Inc                                             | Teradyne Inc                                             | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |    989013 | NS      | $238401583.65 | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                                             | Illumina Inc                                             | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |    698313 | NS      | $101122705.53 | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                                | Block Inc                                                | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |   1559174 | NS      | $94220884.82  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| BitMine Immersion Technologies                           | BitMine Immersion Technologies Inc                       | CUSIP: 09175A206<br>LEI: 254900TGJJ1D9JNAQT27 | Long             | EC               | CORP              | US        |   5829822 | NS      | $146328532.20 | 2.19%             |  |  |  | No            |                  1 | On Loan: —       |
| Circle Internet Group Inc                                | Circle Internet Group Inc                                | CUSIP: 172573107<br>LEI: 254900HFVVR6NPMQVN93 | Long             | EC               | CORP              | US        |   2562726 | NS      | $163835073.18 | 2.45%             |  |  |  | No            |                  1 | On Loan: —       |
| Veracyte Inc                                             | Veracyte Inc                                             | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |   2237777 | NS      | $85214548.16  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SoFi Technologies Inc                                    | SoFi Technologies Inc                                    | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |   2267989 | NS      | $51732829.09  | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |   1600581 | NS      | $1600581.40   | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Baidu Inc                                                | Baidu Inc                                                | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | CN        |    570847 | NS      | $87442343.46  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                                               | Natera Inc                                               | CUSIP: 632307104<br>LEI: 529900CQ3OZ0A0VYVU59 | Long             | EC               | CORP              | US        |    397068 | NS      | $91778297.52  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| CoreWeave Inc                                            | CoreWeave Inc                                            | CUSIP: 21873S108<br>LEI: 984500511DP2B6186053 | Long             | EC               | CORP              | US        |   1088324 | NS      | $101420913.56 | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc                                           | DraftKings Inc                                           | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |   2508558 | NS      | $69010430.58  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                                                 | Roku Inc                                                 | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |   3507736 | NS      | $333936467.20 | 5.00%             |  |  |  | No            |                  1 | On Loan: No      |
| TSMC                                                     | Taiwan Semiconductor Manufacturing Co Ltd                | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |    305766 | NS      | $101074008.96 | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Trade Desk Inc/The                                       | Trade Desk Inc/The                                       | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |   1958681 | NS      | $59406794.73  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                              | NVIDIA Corp                                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    568485 | NS      | $108654538.05 | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                                      | Coinbase Global Inc                                      | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |   1584993 | NS      | $308661536.82 | 4.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd                                | Alibaba Group Holding Ltd                                | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | HK        |    353591 | NS      | $59954889.96  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| CRISPR Therapeutics AG                                   | CRISPR Therapeutics AG                                   | CUSIP: 000000000<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |   7324538 | NS      | $365933918.48 | 5.48%             |  |  |  | No            |                  1 | On Loan: —       |
| Meta Platforms Inc                                       | Meta Platforms Inc                                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |    111334 | NS      | $79770811.00  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Beam Therapeutics Inc                                    | Beam Therapeutics Inc                                    | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   8536119 | NS      | $235767606.78 | 3.53%             |  |  |  | No            |                  1 | On Loan: —       |
| Tesla Inc                                                | Tesla Inc                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |   1687826 | NS      | $726457188.66 | 10.88%            |  |  |  | No            |                  1 | On Loan: No      |
| PagerDuty Inc                                            | PagerDuty Inc                                            | CUSIP: 69553P100<br>LEI: 549300U1SB749EDAGH21 | Long             | EC               | CORP              | US        |   5796136 | NS      | $61439041.60  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                                               | Airbnb Inc                                               | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |    546598 | NS      | $70713383.26  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Bullish                                                  | Bullish                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |   3204510 | NS      | $96776202.00  | 1.45%             |  |  |  | No            |                  1 | On Loan: —       |
| Twist Bioscience Corp                                    | Twist Bioscience Corp                                    | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |   4192578 | NS      | $172189178.46 | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| 10X Genomics Inc                                         | 10X Genomics Inc                                         | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Long             | EC               | CORP              | US        |   7244970 | NS      | $146348394.00 | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Biosciences of Califor                           | Pacific Biosciences of California Inc                    | CUSIP: 69404D108<br>LEI: 529900F1BWRE1M0KZN89 | Long             | EC               | CORP              | US        |  21023236 | NS      | $47512513.36  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                                              | ROBLOX Corp                                              | CUSIP: 771049103<br>LEI: 529900ANZDBDFU91SO19 | Long             | EC               | CORP              | US        |   3051253 | NS      | $200650397.28 | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                             | Alphabet Inc                                             | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    103648 | NS      | $35087957.44  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                               | Advanced Micro Devices Inc                               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |   1121209 | NS      | $265423806.57 | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| BRERA HOLDINGS PLC WTS                                   | BRERA HOLDINGS PLC WTS                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   4316257 | NS      | $4359419.57   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                                      | Archer Aviation Inc                                      | CUSIP: 03945R102<br>LEI: 529900UGYVU0KY2RLD83 | Long             | EC               | CORP              | US        |  19197183 | NS      | $138027745.77 | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                                    | Robinhood Markets Inc                                    | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |   2683450 | NS      | $266949606.00 | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| GeneDx Holdings Corp                                     | GeneDx Holdings Corp                                     | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    549633 | NS      | $52907672.58  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                              | Shopify Inc                                              | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |   2159796 | NS      | $283430029.08 | 4.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Cerus Corp                                               | Cerus Corp                                               | CUSIP: 157085101<br>LEI: 254900BIEY9XIDA04Q21 | Long             | EC               | CORP              | US        |   9536274 | NS      | $22219518.42  | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Recursion Pharmaceuticals Inc                            | Recursion Pharmaceuticals Inc                            | CUSIP: 75629V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  20202055 | NS      | $84646610.45  | 1.27%             |  |  |  | No            |                  1 | On Loan: —       |
| Tempus AI Inc                                            | Tempus AI Inc                                            | CUSIP: 88023B103<br>LEI: 2549009LA0KWRAGQBX50 | Long             | EC               | CORP              | US        |   5437877 | NS      | $325293802.14 | 4.87%             |  |  |  | No            |                  1 | On Loan: —       |
| BWX Technologies Inc                                     | BWX Technologies Inc                                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |    402351 | NS      | $82654965.93  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                           | Amazon.com Inc                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    520143 | NS      | $124470219.90 | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Intellia Therapeutics Inc                                | Intellia Therapeutics Inc                                | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |   8979868 | NS      | $118085264.20 | 1.77%             |  |  |  | No            |                  1 | On Loan: —       |
| Broadcom Inc                                             | Broadcom Inc                                             | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |    179209 | NS      | $59371941.70  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-31

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer