# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016809
**Filing Date:** 2025-8
**Character Count:** 14780
**Document Hash:** 6250e1b00f890955143b3802d361fcce
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016809.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016809

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263244

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### SmartETFs Asia Pacific Dividend Builder ETF (Series ID: S000069134)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000220961 | SmartETFs Asia Pacific Dividend Builder ETF | ADIV            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmartETFs Asia Pacific Dividend Builder ETF

- **b. EDGAR series identifier (if any):** S000069134

- **c. LEI of Series:** 5493006E0KSEBGDM0P72

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $12476693.19

**Total Liabilities:** $137766.54

**Net Assets:** $12338926.65

**Cash Not Reported:** $64452.25

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220961 | 5.78%                | 7.92%                | 1.32%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $62112.17                | $513659.42                                 |
| Month 2  | $-6403.54                | $680639.29                                 |
| Month 3  | $0.00                    | $91811.34                                  |

### Schedule of Portfolio Investments

| Name                           | Title                              | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AFLAC INC                      | COMMON STOCK                       | CUSIP: 001055102<br>LEI: N/A | Long             | EC               | CORP              | US        |      2889 | NS      | $304673.94    | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK RAKYAT INDONESIA PE /IDR/ | COMMON STOCK                       | CUSIP: Y0697U112<br>LEI: N/A | Long             | EC               | CORP              | ID        |   1209200 | NS      | $278559.16    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC HONG KONG HOLDINGS L /HKD/ | COMMON STOCK                       | CUSIP: Y0920U103<br>LEI: N/A | Long             | EC               | CORP              | HK        |     87500 | NS      | $380097.96    | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                   | COMMON STOCK                       | CUSIP: 11135F101<br>LEI: N/A | Long             | EC               | CORP              | US        |      1364 | NS      | $375986.60    | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITALAND ASCENDAS REIT /SGD/ | REIT - Real Estate Invesment Trust | CUSIP: Y0205X103<br>LEI: N/A | Long             | EC               | CORP              | SG        |    165254 | NS      | $348286.19    | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITALAND INTEGRATED CO /SGD/ | REIT - Real Estate Invesment Trust | CUSIP: Y0259J109<br>LEI: N/A | Long             | EC               | CORP              | SG        |    197800 | NS      | $337547.97    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| CATCHER TECHNOLOGY CO LT /TWD/ | COMMON STOCK                       | CUSIP: Y1148A101<br>LEI: N/A | Long             | EC               | CORP              | TW        |     47000 | NS      | $340999.32    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CONSTRUCTION BANK- /HKD/ | COMMON STOCK                       | CUSIP: Y1397N101<br>LEI: N/A | Long             | EC               | CORP              | CN        |    402000 | NS      | $405587.30    | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA MEDICAL SYSTEM HOL /HKD/ | COMMON STOCK                       | CUSIP: G21108124<br>LEI: N/A | Long             | EC               | CORP              | KY        |    252000 | NS      | $385225.38    | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA MERCHANTS BANK-H /HKD/   | COMMON STOCK                       | CUSIP: Y14896115<br>LEI: N/A | Long             | EC               | CORP              | CN        |     70000 | NS      | $489111.40    | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA OVERSEAS LAND & IN /HKD/ | COMMON STOCK                       | CUSIP: Y15004107<br>LEI: N/A | Long             | EC               | CORP              | HK        |    174500 | NS      | $302764.99    | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA RESOURCES GAS GROU /HKD/ | COMMON STOCK                       | CUSIP: G2113B108<br>LEI: N/A | Long             | EC               | CORP              | BM        |    108600 | NS      | $277381.38    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CORPORATE TRAVEL MANAGEM /AUD/ | COMMON STOCK                       | CUSIP: Q2909K105<br>LEI: N/A | Long             | EC               | CORP              | AU        |     33327 | NS      | $303742.01    | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| DBS GROUP HOLDINGS LTD /SGD/   | COMMON STOCK                       | CUSIP: Y20246107<br>LEI: N/A | Long             | EC               | CORP              | SG        |      9305 | NS      | $328631.29    | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| ELITE MATERIAL CO LTD /TWD/    | COMMON STOCK                       | CUSIP: Y2290G102<br>LEI: N/A | Long             | EC               | CORP              | TW        |     11260 | NS      | $339880.90    | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| HON HAI PRECISION INDUST /TWD/ | COMMON STOCK                       | CUSIP: Y36861105<br>LEI: N/A | Long             | EC               | CORP              | TW        |     64317 | NS      | $354381.83    | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| IND & COMM BK OF CHINA-H /HKD/ | COMMON STOCK                       | CUSIP: Y3990B112<br>LEI: N/A | Long             | EC               | CORP              | CN        |    512000 | NS      | $405689.21    | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| INNER MONGOLIA YILI INDU /CNY/ | COMMON STOCK                       | CUSIP: Y40847108<br>LEI: N/A | Long             | EC               | CORP              | CN        |     81700 | NS      | $318205.71    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| JB HI-FI LTD /AUD/             | COMMON STOCK                       | CUSIP: Q5029L101<br>LEI: N/A | Long             | EC               | CORP              | AU        |      4556 | NS      | $330837.65    | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| KOREAN REINSURANCE CO /KRW/    | COMMON STOCK                       | CUSIP: Y49391108<br>LEI: N/A | Long             | EC               | CORP              | KR        |     44954 | NS      | $340188.12    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| LARGAN PRECISION CO LTD /TWD/  | COMMON STOCK                       | CUSIP: Y52144105<br>LEI: N/A | Long             | EC               | CORP              | TW        |      4265 | NS      | $347388.77    | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| LINK REIT /HKD/                | REIT - Real Estate Invesment Trust | CUSIP: Y5281M111<br>LEI: N/A | Long             | EC               | CORP              | HK        |     62477 | NS      | $333478.09    | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| METCASH LTD /AUD/              | COMMON STOCK                       | CUSIP: Q6014C106<br>LEI: N/A | Long             | EC               | CORP              | AU        |    144915 | NS      | $372862.73    | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NETEASE INC-ADR                | COMMON STOCK                       | CUSIP: 64110W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      2551 | NS      | $343313.58    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| NIEN MADE ENTERPRISE CO  /TWD/ | COMMON STOCK                       | CUSIP: Y6349P112<br>LEI: N/A | Long             | EC               | CORP              | TW        |     26000 | NS      | $362594.11    | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVATEK MICROELECTRONICS /TWD/ | COMMON STOCK                       | CUSIP: Y64153102<br>LEI: N/A | Long             | EC               | CORP              | TW        |     19800 | NS      | $369301.85    | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN INSURANCE GROUP  /HKD/ | COMMON STOCK                       | CUSIP: Y69790106<br>LEI: N/A | Long             | EC               | CORP              | CN        |     58500 | NS      | $371496.00    | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC BANK BERHAD /MYR/       | COMMON STOCK                       | CUSIP: Y71497104<br>LEI: N/A | Long             | EC               | CORP              | MY        |    302400 | NS      | $309435.90    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INC                   | COMMON STOCK                       | CUSIP: 747525103<br>LEI: N/A | Long             | EC               | CORP              | US        |      2130 | NS      | $339223.80    | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHOU INTERNATIONAL G /HKD/ | COMMON STOCK                       | CUSIP: G8087W101<br>LEI: N/A | Long             | EC               | CORP              | KY        |     42200 | NS      | $299971.34    | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SONIC HEALTHCARE LTD /AUD/     | COMMON STOCK                       | CUSIP: Q8563C107<br>LEI: N/A | Long             | EC               | CORP              | AU        |     18671 | NS      | $329154.02    | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| SUOFEIYA HOME COLLECTION /CNH/ | COMMON STOCK                       | CUSIP: Y29336107<br>LEI: N/A | Long             | EC               | CORP              | CN        |    150900 | NS      | $295338.80    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK                       | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |      1785 | NS      | $404284.65    | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TECH MAHINDRA LTD /INR/        | COMMON STOCK                       | CUSIP: Y85491127<br>LEI: N/A | Long             | EC               | CORP              | IN        |     16612 | NS      | $326696.21    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| TISCO FINANCIAL-FOREIGN /THB/  | COMMON STOCK                       | CUSIP: Y8843E171<br>LEI: N/A | Long             | EC               | CORP              | TH        |     99000 | NS      | $295124.02    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHEJIANG SUPOR COOKWARE /CNH/  | COMMON STOCK                       | CUSIP: Y98925103<br>LEI: N/A | Long             | EC               | CORP              | CN        |     40094 | NS      | $293441.09    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer