# EDGAR Filing Document

**Accession Number:** 0001091667
**File Stem:** 0001839882-23-007218
**Filing Date:** 2023-3
**Character Count:** 14036
**Document Hash:** bd56f263f9c0e8836fa8ad32e7f1ec32
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001839882-23-007218.hdr.sgml**: 20230321

**ACCESSION NUMBER**: 0001839882-23-007218

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230317

**FILED AS OF DATE**: 20230321

**DATE AS OF CHANGE**: 20230321

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** NEWHOUSE BROADCASTING CORP
- **CENTRAL INDEX KEY:** 0000914545
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33664
- **FILM NUMBER:** 23748969

**BUSINESS ADDRESS:**
- **STREET 1:** 5015 CAMPUSWOOD DRIVE
- **CITY:** SYRACUSE
- **STATE:** NY
- **ZIP:** 13057
- **BUSINESS PHONE:** 212-692-4400

**MAIL ADDRESS:**
- **STREET 1:** C/O SABIN BERMANT & GOULD
- **STREET 2:** 350 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ADVANCE PUBLICATIONS, INC
- **CENTRAL INDEX KEY:** 0000914546
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33664
- **FILM NUMBER:** 23748968

**BUSINESS ADDRESS:**
- **STREET 1:** 950 FINGERBOARD ROAD
- **CITY:** STATEN ISLAND
- **STATE:** NY
- **ZIP:** 10305
- **BUSINESS PHONE:** 7189811234

**MAIL ADDRESS:**
- **STREET 1:** 950 FINGERBOARD ROAD
- **CITY:** STATEN ISLAND
- **STATE:** NY
- **ZIP:** 10305

**FORMER NAME:**
- **FORMER CONFORMED NAME:** ADVANCE PUBLICATIONS INC
- **DATE OF NAME CHANGE:** 19931108
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** NEWHOUSE FAMILY HOLDINGS, L.P.
- **CENTRAL INDEX KEY:** 0001455383
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33664
- **FILM NUMBER:** 23748967

**BUSINESS ADDRESS:**
- **STREET 1:** FOUR TIMES SQUARE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-381-7000

**MAIL ADDRESS:**
- **STREET 1:** FOUR TIMES SQUARE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ADVANCE/NEWHOUSE PARTNERSHIP
- **CENTRAL INDEX KEY:** 0001106770

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33664
- **FILM NUMBER:** 23748971

**BUSINESS ADDRESS:**
- **STREET 1:** 5015 CAMPUSWOOD DR.
- **CITY:** EAST SYRACUSE
- **STATE:** NY
- **ZIP:** 13057
- **BUSINESS PHONE:** 3154637675

**MAIL ADDRESS:**
- **STREET 1:** 5015 CAMPUSWOOD DR.
- **CITY:** EAST SYRACUSE
- **STATE:** NY
- **ZIP:** 13057
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ADVANCE LONG-TERM MANAGEMENT TRUST
- **CENTRAL INDEX KEY:** 0001455381
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33664
- **FILM NUMBER:** 23748970

**BUSINESS ADDRESS:**
- **STREET 1:** FOUR TIMES SQUARE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-381-7000

**MAIL ADDRESS:**
- **STREET 1:** FOUR TIMES SQUARE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CHARTER COMMUNICATIONS, INC. /MO/
- **CENTRAL INDEX KEY:** 0001091667
- **STANDARD INDUSTRIAL CLASSIFICATION:** CABLE & OTHER PAY TELEVISION SERVICES [4841]
- **IRS NUMBER:** 841496755
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 400 ATLANTIC STREET
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06901
- **BUSINESS PHONE:** 203-905-7800

**MAIL ADDRESS:**
- **STREET 1:** 400 ATLANTIC STREET
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CHARTER COMMUNICATIONS INC /MO/
- **DATE OF NAME CHANGE:** 19990723

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ADVANCE/NEWHOUSE PARTNERSHIP<br><sub>(Last) (First) (Middle)</sub><br>6350 COURT STREET<br><sub>(Street)</sub><br>EAST SYRACUSE, NY 13057-1211<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ADVANCE LONG-TERM MANAGEMENT TRUST<br><sub>(Last) (First) (Middle)</sub><br>C/O ROBINSON MILLER LLC<br>110 EDISON PL, SUITE 302<br><sub>(Street)</sub><br>NEWARK, NJ 07102<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>NEWHOUSE BROADCASTING CORP<br><sub>(Last) (First) (Middle)</sub><br>ONE WORLD TRADE CENTER<br><sub>(Street)</sub><br>NEW YORK, NY 10007<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ADVANCE PUBLICATIONS, INC<br><sub>(Last) (First) (Middle)</sub><br>ONE WORLD TRADE CENTER<br><sub>(Street)</sub><br>NEW YORK, NY 10007<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>NEWHOUSE FAMILY HOLDINGS, L.P.<br><sub>(Last) (First) (Middle)</sub><br>ONE WORLD TRADE CENTER<br><sub>(Street)</sub><br>NEW YORK, NY 10007<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Call option (obligation to sell) | $643.0830 | 2023-03-17 |  | P |  |  | 1000000 | <sup>(1)(2)</sup> | <sup>(1)(2)</sup> | Common Stock | 1000000 | <sup>(1)(2)</sup> | 0 | D |  |
| Put option (right to sell) | $445.4935 | 2023-03-17 |  | S |  |  | 1000000 | <sup>(1)(2)</sup> | <sup>(1)(2)</sup> | Common Stock | 1000000 | <sup>(1)(2)</sup> | 0 | D |  |

---

### Footnotes:

(1) On February 4, 2020, Advance/Newhouse Partnership ("A/N") established a credit facility backed by an equity collar transaction and an aggregate of 4,000,000 Class B Common Units of Charter Communications Holdings, LLC ("Units") to provide financial flexibility to support its ongoing estate planning and its investment program and for other general corporate purposes. A/N entered into Share Collar Transactions (the "Transactions") with unaffiliated banks, pursuant to which A/N wrote European call options and purchased European put options over an aggregate of 4,000,000 shares of Class A common stock (the "Common Stock") of Charter Communications, Inc. (the "Issuer"). Under the agreement, the Transactions may be settled in cash unless A/N elects physical settlement, in which case it expects to exchange Units for Class A Common Stock sufficient to satisfy its obligations under the Transactions.

(2) On March 17, 2023, A/N early terminated a portion of the Transactions, with expiration dates running from August 12, 2024 to September 5, 2024, inclusive, and an equivalent portion of the corresponding credit facility. The terminated Transactions covered 1,000,000 shares of Class A Common Stock, and, in connection with this termination, 1,000,000 Units were released from the related pledge. Pursuant to this termination, the unaffiliated bank counterparty paid $93,694,100.00 in cash to A/N.

**Remarks:**
Each of Newhouse Broadcasting Corporation, Advance Publications, Inc., Newhouse Family Holdings, L.P. and Advance Long-Term Management Trust may be deemed to beneficially own the call options and put options held by A/N and reported in Table II due to their control of A/N.

**Signature:** Advance/Newhouse Partnership, By: /s/ Oren Klein, Chief Financial Officer  
**Date:** 2023-03-21

**Signature:** Newhouse Broadcasting Corporation, By: /s/ Oren Klein, Chief Financial Officer  
**Date:** 2023-03-21

**Signature:** Advance Publications, Inc., By: /s/ Oren Klein, Chief Financial Officer  
**Date:** 2023-03-21

**Signature:** Newhouse Family Holdings, L.P., By: Advance Long-Term Management Trust, as General Partner By: /s/ Michael A. Newhouse, Trustee  
**Date:** 2023-03-21

**Signature:** Advance Long-Term Management Trust, By: /s/ Michael A. Newhouse, Trustee  
**Date:** 2023-03-21

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**