# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001049169-26-000120
**Filing Date:** 2026-1
**Character Count:** 24864
**Document Hash:** a80a727f722e8291c6db2ea532ae7ebc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-000120.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0001049169-26-000120

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 26576394

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### RiverFront Dynamic Core Income ETF (Series ID: S000051619)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000162390 | RiverFront Dynamic Core Income ETF | RFCI            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** RiverFront Dynamic Core Income ETF

- **b. EDGAR series identifier (if any):** S000051619

- **c. LEI of Series:** 549300KF553WJGB8GO85

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $17696876.63

**Total Liabilities:** $7613.10

**Net Assets:** $17689263.53

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 6.78145300 | **1-Year:** 616.76192400 | **5-Year:** 2312.47424800 | **10-Year:** 1554.69349300 | **30-Year:** 7.63984600

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 5.22199900 | **1-Year:** 162.88493300 | **5-Year:** 102.17466400 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000162390 | 0.94%                | 0.50%                | 0.49%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $104111.68                                 |
| Month 2  | $2632.68                 | $19661.78                                  |
| Month 3  | $37649.84                | $-7572.38                                  |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bank Of America Corp                                       | Bank of America Corp.                                                 | CUSIP: 06055HAB9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    403000 | PA      | $407235.93    | 2.30%             | 9999-12-31      | Variable      | 6.12%                 | No            |                  2 | On Loan: No      |
| Dominion Energy Inc                                        | Dominion Energy, Inc.                                                 | CUSIP: 25746UCY3<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | DBT              | CORP              | US        |    373000 | PA      | $374079.00    | 2.11%             | 2028-06-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Williams Companies Inc                                     | Williams Cos., Inc.                                                   | CUSIP: 969457CS7<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | DBT              | CORP              | US        |    188000 | PA      | $192635.84    | 1.09%             | 2035-09-30      | Fixed         | 5.30%                 | No            |                  2 | On Loan: No      |
| Hca Inc                                                    | HCA, Inc.                                                             | CUSIP: 404121AH8<br>LEI: L3CJ6J7LJ2DX62FTXD46 | Long             | DBT              | CORP              | US        |    163000 | PA      | $163443.84    | 0.92%             | 2026-09-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| Ford Motor Credit Co Llc                                   | Ford Motor Credit Co. LLC                                             | CUSIP: 345397C35<br>LEI: UDSQCVRUX5BONN0VY111 | Long             | DBT              | CORP              | US        |    372000 | PA      | $388521.59    | 2.20%             | 2027-11-04      | Fixed         | 7.35%                 | No            |                  2 | On Loan: No      |
| Jpmorgan Chase & Co                                        | JPMorgan Chase & Co.                                                  | CUSIP: 46625HNJ5<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    193000 | PA      | $194417.67    | 1.10%             | 2027-10-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Bond                                                    | CUSIP: 912810TL2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    733000 | PA      | $654574.72    | 3.70%             | 2052-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Ford Motor Company                                         | Ford Motor Co.                                                        | CUSIP: 345370CX6<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | DBT              | CORP              | US        |    224000 | PA      | $260245.58    | 1.47%             | 2030-04-22      | Fixed         | 9.62%                 | No            |                  2 | On Loan: No      |
| Hyatt Hotels Corp                                          | Hyatt Hotels Corp.                                                    | CUSIP: 448579AJ1<br>LEI: T27JQIMTYSH41TCD5186 | Long             | DBT              | CORP              | US        |    558000 | PA      | $583864.93    | 3.30%             | 2030-04-23      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Pnc Financial Services                                     | PNC Financial Services Group, Inc.                                    | CUSIP: 693475BF1<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |    403000 | PA      | $409971.09    | 2.32%             | 9999-12-31      | Variable      | 6.20%                 | No            |                  2 | On Loan: No      |
| Public Service Enterpris                                   | Public Service Enterprise Group, Inc.                                 | CUSIP: 744573AV8<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | DBT              | CORP              | US        |    372000 | PA      | $384706.55    | 2.17%             | 2027-11-15      | Fixed         | 5.85%                 | No            |                  2 | On Loan: No      |
| Oneok Inc                                                  | ONEOK, Inc.                                                           | CUSIP: 682680DC4<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | DBT              | CORP              | US        |    194000 | PA      | $196840.08    | 1.11%             | 2035-10-15      | Fixed         | 5.40%                 | No            |                  2 | On Loan: No      |
| Microchip Technology Inc                                   | Microchip Technology, Inc.                                            | CUSIP: 595017BL7<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |    228000 | PA      | $233040.49    | 1.32%             | 2030-02-15      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| Dell Int Llc / Emc Corp                                    | Dell International LLC / EMC Corp.                                    | CUSIP: 24703DBT7<br>LEI: 254900ZARLSVK41DKO78 | Long             | DBT              | CORP              | US        |    194000 | PA      | $194573.40    | 1.10%             | 2032-10-06      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Comcast Corp                                               | Comcast Corp.                                                         | CUSIP: 20030NES6<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | DBT              | CORP              | US        |    164000 | PA      | $163852.28    | 0.93%             | 2037-01-15      | Fixed         | 5.17%                 | Yes           |                  2 | On Loan: No      |
| General Motors Finl Co                                     | General Motors Financial Co., Inc.                                    | CUSIP: 37045XED4<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |    558000 | PA      | $604289.75    | 3.42%             | 2033-01-09      | Fixed         | 6.40%                 | No            |                  2 | On Loan: No      |
| Textron Inc                                                | Textron, Inc.                                                         | CUSIP: 883203CE9<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | DBT              | CORP              | US        |    228000 | PA      | $237968.76    | 1.35%             | 2035-05-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| American Honda Finance                                     | American Honda Finance Corp.                                          | CUSIP: 02665WFL0<br>LEI: B6Q2VFHD1797Q7NZ3E43 | Long             | DBT              | CORP              | US        |    201000 | PA      | $206945.77    | 1.17%             | 2031-07-10      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| Dupont De Nemours Inc                                      | DuPont de Nemours, Inc.                                               | CUSIP: 26614NAC6<br>LEI: 5493004JF0SDFLM8GD76 | Long             | DBT              | CORP              | US        |     71000 | PA      | $71947.93     | 0.41%             | 2028-11-15      | Fixed         | 4.72%                 | Yes           |                  2 | On Loan: No      |
| Flex Ltd                                                   | Flex, Ltd.                                                            | CUSIP: 33938XAF2<br>LEI: 549300EAQH74YHD07T53 | Long             | DBT              | CORP              | SG        |    228000 | PA      | $233010.02    | 1.32%             | 2032-01-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Bond                                                    | CUSIP: 912810TR9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    421000 | PA      | $350926.52    | 1.98%             | 2053-05-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Goldman Sachs Group Inc                                    | Goldman Sachs Group, Inc.                                             | CUSIP: 38141GB60<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |    269000 | PA      | $273479.51    | 1.55%             | 2030-10-23      | Variable      | 4.69%                 | No            |                  2 | On Loan: No      |
| Duke Energy Corp                                           | Duke Energy Corp.                                                     | CUSIP: 26441CCJ2<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    242000 | PA      | $241978.62    | 1.37%             | 2035-09-15      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| Goodyear Tire & Rubber                                     | Goodyear Tire & Rubber Co.                                            | CUSIP: 382550BG5<br>LEI: 5493002BI0S2ZQUY3437 | Long             | DBT              | CORP              | US        |    163000 | PA      | $162681.24    | 0.92%             | 2027-03-15      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Cvs Health Corp                                            | CVS Health Corp.                                                      | CUSIP: 126650CX6<br>LEI: 549300EJG376EN5NQE29 | Long             | DBT              | CORP              | US        |     68000 | PA      | $68197.83     | 0.39%             | 2028-03-25      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Bond                                                    | CUSIP: 91282CKQ3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    898000 | PA      | $928605.66    | 5.25%             | 2034-05-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Concentrix Corp                                            | Concentrix Corp.                                                      | CUSIP: 20602DAC5<br>LEI: 5493000EAJN1KMPVA737 | Long             | DBT              | CORP              | US        |    558000 | PA      | $556968.20    | 3.15%             | 2033-08-02      | Fixed         | 6.85%                 | No            |                  2 | On Loan: No      |
| Citigroup Inc                                              | Citigroup, Inc.                                                       | CUSIP: 172967BL4<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |     99000 | PA      | $110226.08    | 0.62%             | 2032-06-15      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| Kinetik Holdings Lp                                        | Kinetik Holdings LP                                                   | CUSIP: 49461MAB6<br>LEI: 549300RD6AJIMYC0HY12 | Long             | DBT              | CORP              | US        |    650000 | PA      | $669115.88    | 3.78%             | 2028-12-15      | Fixed         | 6.62%                 | Yes           |                  2 | On Loan: No      |
| Verizon Communications                                     | Verizon Communications, Inc.                                          | CUSIP: 92343VHF4<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | DBT              | CORP              | US        |    242000 | PA      | $243546.08    | 1.38%             | 2033-01-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund            | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    628239 | NS      | $628238.54    | 3.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls/tyco Fi                                   | Johnson Controls International PLC / Tyco Fire & Security Finance SCA | CUSIP: 47837RAE0<br>LEI: 549300XQ6S1GYKGBL205 | Long             | DBT              | CORP              | IE        |    228000 | PA      | $233912.59    | 1.32%             | 2032-12-01      | Fixed         | 4.90%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Bond                                                    | CUSIP: 912810TW8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2028000 | PA      | $2070421.64   | 11.70%            | 2043-11-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Mplx Lp                                                    | MPLX LP                                                               | CUSIP: 55336VCB4<br>LEI: 5493000CZJ19CK4P3G36 | Long             | DBT              | CORP              | US        |    194000 | PA      | $196061.78    | 1.11%             | 2033-01-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Iron Mountain Inc                                          | Iron Mountain, Inc.                                                   | CUSIP: 46284VAC5<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | DBT              | CORP              | US        |    316000 | PA      | $315121.68    | 1.78%             | 2027-09-15      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| Marriott International                                     | Marriott International, Inc.                                          | CUSIP: 571903AY9<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | DBT              | CORP              | US        |    373000 | PA      | $373087.55    | 2.11%             | 2028-04-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Citigroup Inc                                              | Citigroup, Inc.                                                       | CUSIP: 172967KA8<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |    297000 | PA      | $298521.65    | 1.69%             | 2027-09-29      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| Vistra Operations Co Llc                                   | Vistra Operations Co. LLC                                             | CUSIP: 92840VAP7<br>LEI: 549300ZH5GKBTJZ7NM23 | Long             | DBT              | CORP              | US        |    340000 | PA      | $361357.44    | 2.04%             | 2031-10-15      | Fixed         | 7.75%                 | Yes           |                  2 | On Loan: No      |
| Ingersoll Rand Inc                                         | Ingersoll Rand, Inc.                                                  | CUSIP: 45687VAB2<br>LEI: 5299004C02FMZCUOIR50 | Long             | DBT              | CORP              | US        |    558000 | PA      | $595725.39    | 3.37%             | 2033-08-14      | Fixed         | 5.70%                 | No            |                  2 | On Loan: No      |
| Southern Calif Gas Co                                      | Southern California Gas Co.                                           | CUSIP: 842434CZ3<br>LEI: XY0N0J73VHV5F4CUJV89 | Long             | DBT              | CORP              | US        |    330000 | PA      | $342245.01    | 1.93%             | 2033-06-01      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| Royal Bank Of Canada                                       | Royal Bank of Canada                                                  | CUSIP: 78016FZU1<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |    344000 | PA      | $357380.75    | 2.02%             | 2027-11-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| Hess Midstream Operation                                   | Hess Midstream Operations LP                                          | CUSIP: 428102AE7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    163000 | PA      | $159235.22    | 0.90%             | 2030-02-15      | Fixed         | 4.25%                 | Yes           |                  2 | On Loan: No      |
| Phillips 66 Co                                             | Phillips 66 Co.                                                       | CUSIP: 718547AU6<br>LEI: RVJMT2IZVVSKIRJJBH76 | Long             | DBT              | CORP              | US        |    324000 | PA      | $338305.31    | 1.91%             | 2031-06-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Lennar Corp                                                | Lennar Corp.                                                          | CUSIP: 526057CY8<br>LEI: 529900G61XVRLX5TJX09 | Long             | DBT              | CORP              | US        |    201000 | PA      | $207640.50    | 1.17%             | 2030-07-30      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| Bank Of America Corp                                       | Bank of America Corp.                                                 | CUSIP: 06051GFL8<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    226000 | PA      | $226508.55    | 1.28%             | 2026-10-22      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Bond                                                    | CUSIP: 912810PT9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    403000 | PA      | $427998.59    | 2.42%             | 2037-02-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Ppg Industries Inc                                         | PPG Industries, Inc.                                                  | CUSIP: 693506BY2<br>LEI: 549300BKPEP01R3V6C59 | Long             | DBT              | CORP              | US        |    242000 | PA      | $242459.80    | 1.37%             | 2031-03-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Hp Inc                                                     | HP, Inc.                                                              | CUSIP: 40434LAR6<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | DBT              | CORP              | US        |    201000 | PA      | $208913.50    | 1.18%             | 2030-04-25      | Fixed         | 5.40%                 | No            |                  2 | On Loan: No      |
| United Mexican States                                      | Mexico Government International Bond                                  | CUSIP: 91087BBB5<br>LEI: 254900EGTWEU67VP6075 | Long             | DBT              | NUSS              | MX        |    166000 | PA      | $173934.80    | 0.98%             | 2030-05-13      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Erich Rettinger

**Name of Signer:** Erich Rettinger

**Title:** Treasurer