# EDGAR Filing Document

**Accession Number:** 0001544676
**File Stem:** 0001544676-23-000003
**Filing Date:** 2023-2
**Character Count:** 51744
**Document Hash:** b107f6cd9f4ffc3ce555ba6ee1d703e8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001544676-23-000003.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001544676-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Segantii Capital Management Ltd
- **CENTRAL INDEX KEY:** 0001544676
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15838
- **FILM NUMBER:** 23583547

**BUSINESS ADDRESS:**
- **STREET 1:** 21F, 100QRC, 100 QUEENS ROAD CENTRAL
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 000000
- **BUSINESS PHONE:** 852 3926 8338

**MAIL ADDRESS:**
- **STREET 1:** 21F, 100QRC, 100 QUEENS ROAD CENTRAL
- **CITY:** HONG KONG
- **STATE:** K3
- **ZIP:** 000000

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Segantii Capital Management Ltd<br>**Address:** 21F 100QRC 100 QUEENS ROAD CENTRAL<br>HONG KONG, K3 000000

**Form 13F File Number:** 028-15838

**CRD Number (if applicable):** 000160633

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Niral Maru<br>**Title:** Head of Legal and Compliance<br>**Phone:** 85239268360

**Signature, Place, and Date of Signing:**

Niral Maru  Hong Kong, K3  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 423

**Form 13F Information Table Value Total:** $2748532162

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | Segantii Capital Management (UK) Ltd  | 028-19027              |
|  | Segantii Capital Management (USA) LLC | 028-20476              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABG ACQUISITION CORP I | CL A SHS | G00496102 |  | 1411490 | 139890 | SH |  | SOLE |  | 139890 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | SHS CL A | G01109100 |  | 2004000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 |  | 1002000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 1507500 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 DELETED | G0112R124 |  | 1005000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| AGILE GROWTH CORP CLASS A | ORD | G01202103 |  | 2018000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 673000 | 66666 | SH |  | DFND | 03 | 66666 | 0 | 0 |
| ALTIMAR ACQUISITION CORP III | *W EXP 03/08/202 DELETED | G0370U116 |  | 504000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 1209000 | 120000 | SH |  | DFND | 03 | 120000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 1503000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 200000 | 20000 | SH |  | DFND | 03 | 20000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 |  | 504500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 126000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| ASCENDANT DIGITAL ACQ CORP I | CL A COM | G05157105 |  | 516000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| ASCENDANT DIGITAL ACQ CORP I | *W EXP 99/99/999 DELETED | G05157113 |  | 258000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | SHS CL A | G06536109 |  | 3006000 | 300000 | SH |  | DFND | 03 | 300000 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | *W EXP 07/15/202 | G06536117 |  | 1002000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | CL A SHS | G06607108 |  | 170721 | 16878 | SH |  | DFND | 03 | 16878 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 200000 | 19809 | SH |  | DFND | 03 | 19809 | 0 | 0 |
| AURORA ACQUISITION CORP CLASS A | ORD SHS | G0698L103 |  | 941397 | 93300 | SH |  | DFND | 03 | 93300 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | CL A ORD SHS | G0888J108 |  | 1027000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 399000 | 38813 | SH |  | DFND | 03 | 38813 | 0 | 0 |
| BIOTECH ACQUISITION | COMPANY CL A SHS | G1125A108 |  | 505000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| BIOTECH ACQUISITION | COMPANY *W EXP 11/30/202 | G1125A116 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | SHS CL A | G1261Q107 |  | 1253683 | 124250 | SH |  | DFND | 03 | 124250 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 418000 | 41416 | SH |  | DFND | 03 | 41416 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP CLASS A | ORD SHS | G1330L105 |  | 2056000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 |  | 1542000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| CATCHA INVESTMENT CORP | SHS CL A | G1962Y102 |  | 1513500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CATCHA INVESTMENT CORP | *W EXP 99/99/999 DELETED | G1962Y110 |  | 1309000 | 129729 | SH |  | SOLE |  | 129729 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 |  | 1515000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 625000 | 61894 | SH |  | DFND | 03 | 61894 | 0 | 0 |
| CARTICA ACQUISITION CORP CLASS A | ORD SHS | G1995D109 |  | 3105000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | G1995D117 |  | 1556000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 |  | 2022000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 |  | 674000 | 66667 | SH |  | DFND | 03 | 66667 | 0 | 0 |
| CHENGHE ACQUISITION CO CLASS A | ORD | G2086M107 |  | 2575000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CHENGHE ACQUISITION CO | *W EXP 04/22/202 | G2086M123 |  | 1288000 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | G2263T107 |  | 167000 | 16666 | SH |  | DFND | 03 | 16666 | 0 | 0 |
| COLISEUM ACQUISITION CORP CLASS A | ORD SHS | G2263T123 |  | 502500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | SHS CL A | G2284B101 |  | 1510500 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 302000 | 30000 | SH |  | DFND | 03 | 30000 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 14000 | 1350 | SH |  | DFND | 03 | 1350 | 0 | 0 |
| CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 |  | 250000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | CL A SHS | G27029100 |  | 1041288 | 103200 | SH |  | DFND | 03 | 103200 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 303000 | 30000 | SH |  | DFND | 03 | 30000 | 0 | 0 |
| DHC ACQUISITION CORP CLASS A | ORD SHS | G2758T109 |  | 403200 | 40000 | SH |  | DFND | 03 | 40000 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 134000 | 13333 | SH |  | DFND | 03 | 13333 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP CLASS A | ORD SHS | G2770Y102 |  | 2268000 | 225000 | SH |  | DFND | 03 | 225000 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 336000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 |  | 511000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 689116 | 69961 | SH |  | DFND | 03 | 69961 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | SHS CL A | G3R19A104 |  | 1515000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | *W EXP 03/31/202 DELETED | G3R19A120 |  | 505000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| GALATA ACQUISITION CORP | SHS CL A | G3R23A108 |  | 1278125 | 125000 | SH |  | DFND | 03 | 125000 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 638000 | 62500 | SH |  | DFND | 03 | 62500 | 0 | 0 |
| FINNOVATE ACQUISITION CORP CLASS A | ORD SHS | G3R34K103 |  | 770625 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 577000 | 56250 | SH |  | DFND | 03 | 56250 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 |  | 1008000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| SCION TECH GROWTH II | CL A SHS | G31070108 |  | 1012500 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 337000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO CLASS A | ORD SHS | G3137C106 |  | 257250 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 129000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| ARYA SCIENCES ACQUISITN CORP CLASS A | ORD SHS | G31658100 |  | 251375 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 268000 | 26760 | SH |  | DFND | 03 | 26760 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 1009000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 336000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| FIFTH WALL ACQUISITN CORP II CLASS A | ORD SHS | G34142102 |  | 1004500 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 1283710 | 127100 | SH |  | DFND | 03 | 127100 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | SHS CL A | G3663X110 |  | 1515000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | *W EXP 03/02/202 | G3663X128 |  | 505000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| FRONTIER ACQUISITION CORP CLASS A | ORD SHS | G36826108 |  | 1008000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| FRONTIER ACQUISITION CORP | *W EXP 03/15/202 | G36826124 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| FTAC HERA ACQUISITION CORP CLASS A | ORD SHS | G3728Y103 |  | 2277000 | 225000 | SH |  | DFND | 03 | 225000 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 758000 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 468993 | 46389 | SH |  | DFND | 03 | 46389 | 0 | 0 |
| GESHER I ACQUISITION CORP CLASS A | ORD | G38537109 |  | 10058400 | 990000 | SH |  | DFND | 03 | 990000 | 0 | 0 |
| GESHER I ACQUISITION CORP | *W EXP 04/16/202 | G38537125 |  | 5044000 | 495000 | SH |  | DFND | 03 | 495000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP CLASS A | ORD | G3934N107 |  | 514000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 |  | 257000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | CL A SHS | G3934P102 |  | 2527500 | 250000 | SH |  | DFND | 03 | 250000 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | G3934P128 |  | 421000 | 41666 | SH |  | DFND | 03 | 41666 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 |  | 4735524 | 468400 | SH |  | SOLE |  | 468400 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 3043000 | 301034 | SH |  | SOLE |  | 301034 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 2021000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| G SQUARED ASCEND II INC | COM CL A | G42041106 |  | 508500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 193000 | 18966 | SH |  | DFND | 03 | 18966 | 0 | 0 |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 |  | 11293604 | 687377 | SH |  | SOLE |  | 687377 | 0 | 0 |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 |  | 11914313 | 725156 | SH |  | DFND | 02 | 725156 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 512500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 256000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO CLASS A | ORD | G4809M109 |  | 515000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 258000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 2532500 | 250000 | SH |  | DFND | 03 | 250000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 760000 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | SHS CL A | G5S70A104 |  | 11460325 | 1136937 | SH |  | SOLE |  | 1136937 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 |  | 6174000 | 612500 | SH |  | SOLE |  | 612500 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO CLASS A | ORD SHS | G50735102 |  | 502500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | *W EXP 06/17/202 | G50735110 |  | 629000 | 62500 | SH |  | DFND | 03 | 62500 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 |  | 1515750 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 758000 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | G5251K103 |  | 509750 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 |  | 382000 | 37500 | SH |  | DFND | 03 | 37500 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 |  | 338760 | 33524 | SH |  | DFND | 03 | 33524 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 169000 | 16762 | SH |  | DFND | 03 | 16762 | 0 | 0 |
| KISMET ACQUISITION THREE COR | *W EXP 06/30/202 DELETED | G5276C102 |  | 335000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| KISMET ACQUISITION THREE COR | CL A SHARES DELETED | G5276C110 |  | 1005000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | CL A SHS | G52807107 |  | 454500 | 45000 | SH |  | DFND | 03 | 45000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 151000 | 15000 | SH |  | DFND | 03 | 15000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 751173 | 74300 | SH |  | DFND | 03 | 74300 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 150000 | 14860 | SH |  | DFND | 03 | 14860 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | COM | G54085108 |  | 2020000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 504000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 515000 | 51185 | SH |  | DFND | 03 | 51185 | 0 | 0 |
| LEARN CW INVESTMENT COR | CL A ORD SHS | G54157105 |  | 708750 | 70000 | SH |  | DFND | 03 | 70000 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 354000 | 35000 | SH |  | DFND | 03 | 35000 | 0 | 0 |
| LEO HLDGS CORP II | *W EXP 01/07/202 DELETED | G5463R128 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | SHS CL A | G5596W101 |  | 2041000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 |  | 1019000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| MSD ACQUISITION CORP CLASS A | ORD SHS | G5709C109 |  | 505000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 101000 | 10000 | SH |  | DFND | 03 | 10000 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 3039000 | 300000 | SH |  | DFND | 03 | 300000 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 1013000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 |  | 1266474 | 123800 | SH |  | DFND | 03 | 123800 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 1445000 | 141266 | SH |  | DFND | 03 | 141266 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO CLASS A | ORD | G6301J104 |  | 519250 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 260000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 |  | 1515000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 505000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | CL A SHS | G66139109 |  | 1011000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 475000 | 46957 | SH |  | DFND | 03 | 46957 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO CLASS A | ORD SHS | G6780C109 |  | 1510500 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 302000 | 30000 | SH |  | DFND | 03 | 30000 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A CLASS A | ORD SHS | G69454109 |  | 414400 | 40000 | SH |  | DFND | 03 | 40000 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 207000 | 20000 | SH |  | DFND | 03 | 20000 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 |  | 266000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 2526250 | 250000 | SH |  | DFND | 03 | 250000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 253000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 758000 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 758250 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 303000 | 30000 | SH |  | DFND | 03 | 30000 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 |  | 498000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 151000 | 15000 | SH |  | DFND | 03 | 15000 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 |  | 1010000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | *W EXP 99/99/999 DELETED | G7613T129 |  | 253000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | G7637J123 |  | 129000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO CLASS A | ORD SHS | G79407105 |  | 1989000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 663000 | 66666 | SH |  | DFND | 03 | 66666 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 |  | 503000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| TIO TECH A CLASS A | ORD SHS | G8T10C106 |  | 2525000 | 250000 | SH |  | DFND | 03 | 250000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 769000 | 76329 | SH |  | DFND | 03 | 76329 | 0 | 0 |
| SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 |  | 48000 | 4813 | SH |  | DFND | 03 | 4813 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP CLASS A | ORD SHS | G8201H105 |  | 1009000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| SLAM CORP | CL A SHS | G8210L105 |  | 1010000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 253000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| SKYDECK ACQUISITION CORP | *W EXP 05/13/202 | G82220115 |  | 587000 | 58333 | SH |  | DFND | 03 | 58333 | 0 | 0 |
| SKYDECK ACQUISITION CORP CLASS A | ORD SHS | G82220123 |  | 1760500 | 175000 | SH |  | DFND | 03 | 175000 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP CLASS A | ORD SHS | G8253U103 |  | 849092 | 84319 | SH |  | DFND | 03 | 84319 | 0 | 0 |
| SUMMIT HEALTHCRE ACQUISTN CO CLASS A | ORD SHS | G8566R102 |  | 6048000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| SUMMIT HEALTHCRE ACQUISTN CO | *W EXP 06/03/202 | G8566R110 |  | 6015000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 505500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 756750 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | *W EXP 03/01/202 DELETED | G8662F119 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP CLASS A | ORD SHS | G8675N109 |  | 3072000 | 300000 | SH |  | DFND | 03 | 300000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 |  | 1024000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 CLASS A | ORD | G88935112 |  | 257750 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 129000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 982500 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| TRINE II ACQUISITION CORP | CL A ORD SHS | G9059F100 |  | 515250 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 258000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | SHS CL A | G9151L104 |  | 504500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 168000 | 16666 | SH |  | DFND | 03 | 16666 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 1010000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 337000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C CLASS A | ORD | G9320Z109 |  | 514500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 512000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 2030100 | 201000 | SH |  | DFND | 03 | 201000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 2018000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 DELETED | G9460M124 |  | 1009000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 202000 | 20000 | SH |  | DFND | 03 | 20000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 DELETED | G9461D115 |  | 1050000 | 104000 | SH |  | DFND | 03 | 104000 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C CLASS A | ORD SHS | G97775103 |  | 509000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | *W EXP 10/20/202 | G97775111 |  | 255000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| TRANSOCEAN LTD | PUT | H8817H950 |  | 1140000 | 2500 | SH | Put | DFND | 03 | 2500 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 30240000 | 700000 | SH |  | DFND | 03 | 700000 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 7702560 | 178300 | SH |  | DFND | 02 | 178300 | 0 | 0 |
| CNH INDL N V | SHS | N20944109 |  | 406536 | 25497 | SH |  | DFND | 02 | 25497 | 0 | 0 |
| FERRARI N V | COM | N3167Y103 |  | 370294 | 1736 | SH |  | DFND | 02 | 1736 | 0 | 0 |
| ARK ETF TR | CALL | 00214Q904 |  | 5623000 | 1800 | SH | Call | DFND | 02 | 1800 | 0 | 0 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 |  | 3766490 | 600000 | SH |  | DFND | 02 | 600000 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 498000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 90405550 | 1181000 | SH |  | DFND | 02 | 1181000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 21434000 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | PUT | 00507V959 |  | 45930000 | 6000 | SH | Put | DFND | 02 | 6000 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 5033700 | 90000 | SH |  | DFND | 03 | 90000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 41128950 | 635000 | SH |  | DFND | 03 | 635000 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 |  | 13218305 | 12500000 | PRN |  | DFND | 03 | 12500000 | 0 | 0 |
| ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 |  | 8230639 | 10000000 | PRN |  | DFND | 03 | 10000000 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 34221000 | 1650000 | SH |  | DFND | 03 | 1650000 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 21921641 | 1056974 | SH |  | DFND | 02 | 1056974 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 359135904 | 4059615 | SH |  | DFND | 02 | 4059615 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 36116751 | 408258 | SH |  | SOLE |  | 408258 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 4102252 | 490700 | SH |  | DFND | 02 | 490700 | 0 | 0 |
| ALPHA HEALTHCARE ACQU CORP I CLASS A | COM | 02073F104 |  | 990000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ALPHA HEALTHCARE ACQU CORP I | *W EXP 04/01/202 | 02073F112 |  | 248000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 992000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 298000 | 30000 | SH |  | DFND | 03 | 30000 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 |  | 1023000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 509000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 |  | 16354239 | 15000000 | PRN |  | DFND | 03 | 15000000 | 0 | 0 |
| AMERICAN EQTY INVT LIFE HLD | COM | 025676206 |  | 15552588 | 340916 | SH |  | DFND | 02 | 340916 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 1515000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 501000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO CLASS A | COM | 042644104 |  | 760500 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 ADDED | 04271TAB6 |  | 13726208 | 13500000 | PRN |  | DFND | 03 | 13500000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 |  | 1005000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 502000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 |  | 1025000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | *W EXP 09/30/202 | 04303A111 |  | 511000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO CLASS A | COM | 048453104 |  | 1002000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 757139 | 4563 | SH |  | DFND | 03 | 4563 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP CLASS A | COM | 05602L104 |  | 2243250 | 225000 | SH |  | DFND | 03 | 225000 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 |  | 498000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 |  | 7755000 | 500000 | SH |  | DFND | 03 | 500000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 28260000 | 4500000 | SH |  | DFND | 03 | 4500000 | 0 | 0 |
| BERENSON ACQUISITION CORP I | *W EXP 08/01/202 | 083690115 |  | 502000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| BILIBILI INC | SPONS ADS REP Z | 090040106 |  | 10298411 | 430000 | SH |  | DFND | 02 | 430000 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 11076800 | 40000 | SH |  | DFND | 03 | 40000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | CL A COM | 09216A108 |  | 1020000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 765000 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| BLACKLINE INC | NOTE 3/1 | 09239BAD1 |  | 4801638 | 5600000 | PRN |  | DFND | 03 | 5600000 | 0 | 0 |
| BOX INC | NOTE 1/1 | 10316TAB0 |  | 10783833 | 8220000 | PRN |  | DFND | 03 | 8220000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | CL A COM | 12530D105 |  | 510750 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 511000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | COM CL A | 12561U109 |  | 1019000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | *W EXP 02/28/202 | 12561U117 |  | 510000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 6608305 | 291500 | SH |  | SOLE |  | 291500 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 427000 | 41666 | SH |  | DFND | 03 | 41666 | 0 | 0 |
| CHEGG INC | NOTE 9/0 | 163092AF6 |  | 5887361 | 7500000 | PRN |  | DFND | 03 | 7500000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 499750 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 250000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 1994000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 499000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 600336 | 60396 | SH |  | DFND | 03 | 60396 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 253000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 1019000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 510000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| CONFLUENT INC | NOTE 1/1 ADDED | 20717MAB9 |  | 4194606 | 5500000 | PRN |  | DFND | 03 | 5500000 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 249000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| CONYERS PARK III ACQSITN COR CLASS A | COM | 21289P102 |  | 2472500 | 250000 | SH |  | DFND | 03 | 250000 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 825000 | 83333 | SH |  | DFND | 03 | 83333 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | COM CL A | 23305Q106 |  | 2000000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 500000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| DA32 LIFE SCNCE TEC ACQSTN C CLASS A | COM | 23312M106 |  | 997500 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 251250 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 |  | 126000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 8005840 | 92000 | SH |  | DFND | 02 | 92000 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 1006000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 1005000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| DIRECT SELLING ACQUISITIN CO | CL A COM | 25460L103 |  | 257250 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| DIRECT SELLING ACQUISITIN CO | *W EXP 09/30/202 DELETED | 25460L111 |  | 129000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| DROPBOX INC | NOTE 3/0 | 26210CAC8 |  | 2275964 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| DROPBOX INC | NOTE 3/0 | 26210CAC8 |  | 2275964 | 2500000 | PRN |  | DFND | 03 | 2500000 | 0 | 0 |
| DROPBOX INC | NOTE 3/0 | 26210CAD6 |  | 8969508 | 10000000 | PRN |  | DFND | 03 | 10000000 | 0 | 0 |
| DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 |  | 238000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR CLASS A | COM | 29103K100 |  | 3006000 | 300000 | SH |  | DFND | 03 | 300000 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 1503000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| ENVESTNET INC | COM | 29404K106 |  | 924019 | 14976 | SH |  | DFND | 03 | 14976 | 0 | 0 |
| ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 |  | 13135884 | 8500000 | PRN |  | DFND | 03 | 8500000 | 0 | 0 |
| EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 |  | 268000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 1023000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 513000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 700000 | 69831 | SH |  | DFND | 03 | 69831 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR CLASS A | COM | 30320F106 |  | 1010000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 1007000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 1001000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 |  | 250000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 66395000 | 2710000 | SH |  | DFND | 02 | 2710000 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 27195000 | 1110000 | SH |  | DFND | 03 | 1110000 | 0 | 0 |
| FIRST LT ACQUISITION GROUP I | *W EXP 03/14/202 | 320703119 |  | 254000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 255000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 2007000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 401000 | 40000 | SH |  | DFND | 03 | 40000 | 0 | 0 |
| FORGEROCK INC | CL A | 34631B101 |  | 3187800 | 140000 | SH |  | DFND | 02 | 140000 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 |  | 2560500 | 90000 | SH |  | DFND | 02 | 90000 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 1506000 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| FUSION ACQUISITION CORP II | *W EXP 02/29/202 DELETED | 36118N110 |  | 167000 | 16666 | SH |  | DFND | 03 | 16666 | 0 | 0 |
| GOAL ACQUISITIONS CORP | COM | 38021H107 |  | 503000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 302000 | 30000 | SH |  | DFND | 03 | 30000 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 100000 | 10000 | SH |  | DFND | 03 | 10000 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 200000 | 20000 | SH |  | DFND | 03 | 20000 | 0 | 0 |
| GRIFOLS S A SP | ADR REP B NVT | 398438408 |  | 1251370 | 150000 | SH |  | DFND | 02 | 150000 | 0 | 0 |
| GUARDANT HEALTH INC | CALL | 40131M909 |  | 4984000 | 2000 | SH | Call | DFND | 03 | 2000 | 0 | 0 |
| HEICO CORP NEW | CL A | 422806208 |  | 1438200 | 12000 | SH |  | DFND | 02 | 12000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP CLASS A | COM | 42600H108 |  | 741000 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 247000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| H WORLD GROUP LTD | NOTE 3.000% 5/0 | 44332NAB2 |  | 57832657 | 46700000 | PRN |  | SOLE |  | 46700000 | 0 | 0 |
| INSMED INC | NOTE 0.750% 6/0 | 457669AB5 |  | 4128423 | 5000000 | PRN |  | DFND | 03 | 5000000 | 0 | 0 |
| INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 |  | 14164398 | 10000000 | PRN |  | DFND | 03 | 10000000 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 462222AD2 |  | 6963839 | 7500000 | PRN |  | DFND | 03 | 7500000 | 0 | 0 |
| ISHARES TR U.S. REAL ES | ETF | 464287739 |  | 1808149 | 21477 | SH |  | DFND | 03 | 21477 | 0 | 0 |
| ISHARES TR | PUT | 464288953 |  | 25771000 | 3500 | SH | Put | DFND | 03 | 3500 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR CLASS A | COM | 47201B103 |  | 500000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 623000 | 62500 | SH |  | DFND | 03 | 62500 | 0 | 0 |
| JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 |  | 9629192 | 9683000 | PRN |  | DFND | 03 | 9683000 | 0 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 14539499 | 257500 | SH |  | DFND | 02 | 257500 | 0 | 0 |
| JUNIPER II CORP | CL A COM | 48203N103 |  | 1017000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 509000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 75867 | 7621 | SH |  | DFND | 03 | 7621 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR CLASS A | COM | 48284E105 |  | 501500 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 251000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 78785061 | 2596739 | SH |  | DFND | 02 | 2596739 | 0 | 0 |
| LCI INDS | NOTE 1.125% 5/1 | 501812AB7 |  | 13555616 | 16000000 | PRN |  | DFND | 03 | 16000000 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 14956325 | 92500 | SH |  | DFND | 03 | 92500 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 11934824 | 73813 | SH |  | DFND | 02 | 73813 | 0 | 0 |
| LI AUTO INC | SPONSORED ADS | 50202M102 |  | 7833952 | 397800 | SH |  | DFND | 02 | 397800 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 251000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| LEGATO MERGER CORP II | COM | 52473Y104 |  | 607200 | 60000 | SH |  | DFND | 03 | 60000 | 0 | 0 |
| LEGATO MERGER CORP II | *W EXP 09/01/202 | 52473Y112 |  | 1022000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 |  | 4501455 | 59020 | SH |  | DFND | 02 | 59020 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 |  | 15254000 | 200000 | SH |  | DFND | 03 | 200000 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 |  | 71451380 | 1826000 | SH |  | DFND | 02 | 1826000 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | CL A COM | 538086109 |  | 746250 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | *W EXP 09/27/202 | 538086117 |  | 124000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 |  | 228942 | 22769 | SH |  | DFND | 03 | 22769 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 1006000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C CLASS A | COM | 54141L100 |  | 1010000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 332000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| LUMENTUM HLDGS INC | COM | 55024U109 |  | 594738 | 11400 | SH |  | DFND | 03 | 11400 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 |  | 1014000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | *W EXP 07/31/202 | 55407R111 |  | 338000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 57164YAD9 |  | 15149810 | 15500000 | PRN |  | DFND | 03 | 15500000 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 1499250 | 150000 | SH |  | DFND | 03 | 150000 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | *W EXP 99/99/999 DELETED | 57520Y114 |  | 500000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| MAWSON INFRASTRUCTURE GROUP | COM NEW | 57778N208 |  | 274160 | 1192000 | SH |  | SOLE |  | 1192000 | 0 | 0 |
| MERCURY ECOM ACQUISITION COR | *W EXP 07/27/202 | 589381110 |  | 1243000 | 125000 | SH |  | DFND | 03 | 125000 | 0 | 0 |
| MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 |  | 17718830 | 15000000 | PRN |  | DFND | 03 | 15000000 | 0 | 0 |
| NETEASE INC | SPONSORED ADS | 64110W102 |  | 16221561 | 221000 | SH |  | DFND | 02 | 221000 | 0 | 0 |
| NEWS CORP NEW | CL A | 65249B109 |  | 40919642 | 2248332 | SH |  | DFND | 02 | 2248332 | 0 | 0 |
| NEWS CORP NEW | CL B | 65249B208 |  | 6085200 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | COM | 66516W107 |  | 1255000 | 125000 | SH |  | DFND | 03 | 125000 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 |  | 314000 | 31250 | SH |  | DFND | 03 | 31250 | 0 | 0 |
| NORTHERN STAR INVEST CORP II | *W EXP 02/25/202 DELETED | 66574L118 |  | 84000 | 8333 | SH |  | DFND | 03 | 8333 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 84000 | 8333 | SH |  | DFND | 03 | 8333 | 0 | 0 |
| NUTANIX INC | NOTE 0.250%10/0 ADDED | 67059NAH1 |  | 5052097 | 6000000 | PRN |  | DFND | 03 | 6000000 | 0 | 0 |
| OCA ACQUISITION CORP | COM CL A | 670865104 |  | 1026000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 514000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 |  | 8745337 | 10000000 | PRN |  | DFND | 03 | 10000000 | 0 | 0 |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 33420000 | 2000000 | SH |  | DFND | 03 | 2000000 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 77000 | 7785 | SH |  | DFND | 03 | 7785 | 0 | 0 |
| OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 69036R863 |  | 41373 | 14316 | SH |  | DFND | 03 | 14316 | 0 | 0 |
| PNM RES INC | COM | 69349H107 |  | 74404750 | 1525000 | SH |  | DFND | 03 | 1525000 | 0 | 0 |
| PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 |  | 36955563 | 25000000 | PRN |  | DFND | 03 | 25000000 | 0 | 0 |
| PARABELLUM ACQUISITION CORP | *W EXP 99/99/999 DELETED | 69901P117 |  | 954000 | 93750 | SH |  | DFND | 03 | 93750 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO SP | ADR NON VTG | 71654V101 |  | 7495049 | 808624 | SH |  | DFND | 02 | 808624 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 51000 | 5000 | SH |  | DFND | 03 | 5000 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 893700 | 90000 | SH |  | DFND | 03 | 90000 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 298000 | 29999 | SH |  | DFND | 03 | 29999 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 1007000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | CL A | 74275N102 |  | 502750 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 167000 | 16666 | SH |  | DFND | 03 | 16666 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 11934000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 744000 | 72930 | SH |  | DFND | 03 | 72930 | 0 | 0 |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 77867R118 |  | 506000 | 50000 | SH |  | DFND | 03 | 50000 | 0 | 0 |
| RYANAIR HOLDINGS PLC | SPONSORED ADS | 783513203 |  | 7384073 | 99699 | SH |  | DFND | 02 | 99699 | 0 | 0 |
| SPDR S 500 | ETF TR TR UNIT | 78462F103 |  | 382430 | 1000 | SH |  | DFND | 02 | 1000 | 0 | 0 |
| SPDR S 500 ETF TR | CALL | 78462F903 |  | 7840000 | 205 | SH | Call | DFND | 02 | 205 | 0 | 0 |
| SPDR S 500 ETF TR | PUT | 78462F953 |  | 19122000 | 500 | SH | Put | DFND | 03 | 500 | 0 | 0 |
| SPDR S 500 ETF TR | PUT | 78462F953 |  | 5163000 | 135 | SH | Put | DFND | 02 | 135 | 0 | 0 |
| SPDR SER TR S RETAIL | ETF | 78464A714 |  | 412874 | 6830 | SH |  | DFND | 03 | 6830 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 |  | 535000 | 52500 | SH |  | DFND | 03 | 52500 | 0 | 0 |
| SHAW | COMMUNICATIONS INC CL B CONV | 82028K200 |  | 140791867 | 4890000 | SH |  | DFND | 02 | 4890000 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 15272650 | 235000 | SH |  | DFND | 02 | 235000 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 11373250 | 175000 | SH |  | DFND | 03 | 175000 | 0 | 0 |
| SIZZLE ACQUISITION CORP | *W EXP 11/02/202 | 83014E117 |  | 256000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 251000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 60401000 | 1700000 | SH |  | DFND | 03 | 1700000 | 0 | 0 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 10101000 | 300000 | SH |  | DFND | 03 | 300000 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 10811400 | 555000 | SH |  | DFND | 03 | 555000 | 0 | 0 |
| SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 |  | 8509318 | 10000000 | PRN |  | DFND | 03 | 10000000 | 0 | 0 |
| SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 |  | 5479509 | 582307 | SH |  | DFND | 02 | 582307 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 5027200 | 80000 | SH |  | DFND | 02 | 80000 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 |  | 754500 | 75000 | SH |  | DFND | 03 | 75000 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 252000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 2856906 | 38600 | SH |  | SOLE |  | 38600 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWAR | CALL | 874054909 |  | 26033000 | 2500 | SH | Call | DFND | 03 | 2500 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 255000 | 25000 | SH |  | DFND | 03 | 25000 | 0 | 0 |
| TECH AND ENERGY TRANSITION CLASS A | COM | 87823R102 |  | 657617 | 65565 | SH |  | SOLE |  | 65565 | 0 | 0 |
| TECH AND ENERGY TRANSITION CLASS A | COM | 87823R102 |  | 1003000 | 100000 | SH |  | DFND | 03 | 100000 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 1003000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 334000 | 33333 | SH |  | DFND | 03 | 33333 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 39022934 | 1842253 | SH |  | DFND | 02 | 1842253 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 75726293 | 3575000 | SH |  | DFND | 03 | 3575000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 50688570 | 411500 | SH |  | DFND | 02 | 411500 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | CALL | 881624909 |  | 2280000 | 2500 | SH | Call | DFND | 03 | 2500 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | PUT | 881624959 |  | 2280000 | 2500 | SH | Put | DFND | 03 | 2500 | 0 | 0 |
| THE ODP CORP | COM | 88337F105 |  | 5613306 | 123261 | SH |  | DFND | 02 | 123261 | 0 | 0 |
| 360 DIGITECH INC | AMERICAN DEP | 88557W101 |  | 1185860 | 58763 | SH |  | SOLE |  | 58763 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 390000 | 40000 | SH |  | DFND | 03 | 40000 | 0 | 0 |
| TRAVERE THERAPEUTICS INC | NOTE 2.250% 3/0 | 89422GAA5 |  | 6698210 | 7300000 | PRN |  | DFND | 03 | 7300000 | 0 | 0 |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 |  | 127000 | 12500 | SH |  | DFND | 03 | 12500 | 0 | 0 |
| VNET GROUP INC | NOTE 2/0 | 90138VAB3 |  | 13043500 | 15815000 | PRN |  | SOLE |  | 15815000 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 45750500 | 1850000 | SH |  | DFND | 03 | 1850000 | 0 | 0 |
| UIPATH INC | CL A | 90364P105 |  | 5084000 | 400000 | SH |  | DFND | 02 | 400000 | 0 | 0 |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 |  | 9676612 | 1459100 | SH |  | DFND | 02 | 1459100 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE 11/1 ADDED | 91332UAB7 |  | 5642738 | 7500000 | PRN |  | DFND | 03 | 7500000 | 0 | 0 |
| UNIVAR SOLUTIONS INC | COM | 91336L107 |  | 11448000 | 360000 | SH |  | DFND | 02 | 360000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 14220000 | 1500000 | SH |  | DFND | 02 | 1500000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 47874000 | 5050000 | SH |  | DFND | 03 | 5050000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 11376000 | 1200000 | SH |  | SOLE |  | 1200000 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 1742968 | 44600 | SH |  | SOLE |  | 44600 | 0 | 0 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 |  | 8304534 | 1749344 | SH |  | DFND | 02 | 1749344 | 0 | 0 |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 980228308 |  | 2494673 | 103654 | SH |  | DFND | 02 | 103654 | 0 | 0 |
| XPENG INC | ADS | 98422D105 |  | 10079619 | 1025000 | SH |  | DFND | 02 | 1025000 | 0 | 0 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 6089991 | 108200 | SH |  | DFND | 02 | 108200 | 0 | 0 |
| ZAI LAB LTD | ADR | 98887Q104 |  | 28796600 | 938000 | SH |  | DFND | 02 | 938000 | 0 | 0 |
| ZAI LAB LTD | ADR | 98887Q104 |  | 45724887 | 1489410 | SH |  | SOLE |  | 1489410 | 0 | 0 |
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 |  | 1343500 | 50000 | SH |  | DFND | 02 | 50000 | 0 | 0 |
| ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 |  | 13165211 | 12500000 | PRN |  | DFND | 03 | 12500000 | 0 | 0 |
| ZOOM VIDEO | COMMUNICATIONS IN CL A | 98980L101 |  | 5080500 | 75000 | SH |  | DFND | 02 | 75000 | 0 | 0 |

---