# EDGAR Filing Document

**Accession Number:** 0001175643
**File Stem:** 9999999997-23-002226
**Filing Date:** 2023-3
**Character Count:** 1503
**Document Hash:** ad165217d9a543d9b47544c5cbbc73fe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002226.hdr.sgml**: 20230428

**ACCESSION NUMBER**: 9999999997-23-002226

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230428

**EFFECTIVENESS DATE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMITH CAPITAL MARKETS, LLC.
- **CENTRAL INDEX KEY:** 0001175643
- **IRS NUMBER:** 061623975
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65408
- **FILM NUMBER:** 23002645

**BUSINESS ADDRESS:**
- **STREET 1:** 8333 DOUGLAS AVE., SUITE 1365
- **STREET 2:** 6TH FLOOR
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75225
- **BUSINESS PHONE:** 214-536-4008

**MAIL ADDRESS:**
- **STREET 1:** 8333 DOUGLAS AVE., SUITE 1365
- **STREET 2:** 6TH FLOOR
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREENWICH PRIME TRADING GROUP, LLC
- **DATE OF NAME CHANGE:** 20180723

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMITH CAPITAL MARKETS, LLC.
- **DATE OF NAME CHANGE:** 20180719

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREENWICH PRIME TRADING GROUP, LLC
- **DATE OF NAME CHANGE:** 20020614

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002645 for access to the original document.

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