# EDGAR Filing Document

**Accession Number:** 0001766157
**File Stem:** 0001766157-25-000005
**Filing Date:** 2025-11
**Character Count:** 15762
**Document Hash:** f81d46d9d0b7ed673a805863d23927b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001766157-25-000005.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001766157-25-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sargent Investment Group, LLC
- **CENTRAL INDEX KEY:** 0001766157

**ORGANIZATION NAME:**
- **EIN:** 855082770
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19098
- **FILM NUMBER:** 251484325

**BUSINESS ADDRESS:**
- **STREET 1:** 4920 ELM STREET
- **STREET 2:** SUITE 305
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814
- **BUSINESS PHONE:** 2025806402

**MAIL ADDRESS:**
- **STREET 1:** 4920 ELM STREET
- **STREET 2:** SUITE 305
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sargent Investment Group LLC<br>**Address:** 4920 ELM STREET<br>SUITE 305<br>BETHESDA, MD 20814

**Form 13F File Number:** 028-19098

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Terry Schafer<br>**Title:** Chief Compliance Officer<br>**Phone:** 2025806400

**Signature, Place, and Date of Signing:**

Terry Schafer  Bethesda, MD  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 121

**Form 13F Information Table Value Total:** $701710449

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 88740945 | 486465 | SH |  | SOLE | 0 | 0 | 0 | 486465 |
| SPDR SERIES TRUST | BLOOMBERG 3-12 M | 78468R523 |  | 52062464 | 523136 | SH |  | SOLE | 0 | 0 | 0 | 523136 |
| APPLE INC | COM | 037833100 |  | 46037206 | 180800 | SH |  | SOLE | 0 | 0 | 0 | 180800 |
| MICROSOFT CORP | COM | 594918104 |  | 28916133 | 55828 | SH |  | SOLE | 0 | 0 | 0 | 55828 |
| SPDR SERIES TRUST | PRTFLO S GW | 78464A409 |  | 21548916 | 206190 | SH |  | SOLE | 0 | 0 | 0 | 206190 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 19278152 | 307467 | SH |  | SOLE | 0 | 0 | 0 | 307467 |
| VICTORY PORTFOLIOS II | CORE INTERMEDIAT | 92647N527 |  | 17913849 | 376975 | SH |  | SOLE | 0 | 0 | 0 | 376975 |
| BLACKSTONE INC | COM | 09260D107 |  | 16552170 | 96881 | SH |  | SOLE | 0 | 0 | 0 | 96881 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 16199130 | 57411 | SH |  | SOLE | 0 | 0 | 0 | 57411 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 14949343 | 196676 | SH |  | SOLE | 0 | 0 | 0 | 196676 |
| AMAZON COM INC | COM | 023135106 |  | 14793529 | 67375 | SH |  | SOLE | 0 | 0 | 0 | 67375 |
| SPDR SERIES TRUST | PRTFLO S VL | 78464A508 |  | 14501482 | 262091 | SH |  | SOLE | 0 | 0 | 0 | 262091 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 14499612 | 154844 | SH |  | SOLE | 0 | 0 | 0 | 154844 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 14431030 | 77345 | SH |  | SOLE | 0 | 0 | 0 | 77345 |
| IRON MTN INC DEL | COM | 46284V101 |  | 14007006 | 137404 | SH |  | SOLE | 0 | 0 | 0 | 137404 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 13501288 | 55538 | SH |  | SOLE | 0 | 0 | 0 | 55538 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 11603742 | 23081 | SH |  | SOLE | 0 | 0 | 0 | 23081 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 11289484 | 35791 | SH |  | SOLE | 0 | 0 | 0 | 35791 |
| ABBVIE INC | COM | 00287Y109 |  | 10097319 | 43609 | SH |  | SOLE | 0 | 0 | 0 | 43609 |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 |  | 9141475 | 63646 | SH |  | SOLE | 0 | 0 | 0 | 63646 |
| WALMART INC | COM | 931142103 |  | 9090850 | 88209 | SH |  | SOLE | 0 | 0 | 0 | 88209 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 8658995 | 15223 | SH |  | SOLE | 0 | 0 | 0 | 15223 |
| SPDR SERIES TRUST | BLOOMBERG 1-3 MO | 78468R663 |  | 8411090 | 91674 | SH |  | SOLE | 0 | 0 | 0 | 91674 |
| EXELIXIS INC | COM | 30161Q104 |  | 8020873 | 194210 | SH |  | SOLE | 0 | 0 | 0 | 194210 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 7059064 | 28984 | SH |  | SOLE | 0 | 0 | 0 | 28984 |
| CANTALOUPE INC | COM | 138103106 |  | 6693379 | 633243 | SH |  | SOLE | 0 | 0 | 0 | 633243 |
| TESLA INC | COM | 88160R101 |  | 6299904 | 14166 | SH |  | SOLE | 0 | 0 | 0 | 14166 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 5921290 | 290117 | SH |  | SOLE | 0 | 0 | 0 | 290117 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 5550537 | 286553 | SH |  | SOLE | 0 | 0 | 0 | 286553 |
| BANK AMERICA CORP | COM | 060505104 |  | 5452192 | 105683 | SH |  | SOLE | 0 | 0 | 0 | 105683 |
| QUALCOMM INC | COM | 747525103 |  | 5428862 | 32633 | SH |  | SOLE | 0 | 0 | 0 | 32633 |
| META PLATFORMS INC | CL A | 30303M102 |  | 5170770 | 7041 | SH |  | SOLE | 0 | 0 | 0 | 7041 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 5029932 | 100458 | SH |  | SOLE | 0 | 0 | 0 | 100458 |
| ELI LILLY  CO | COM | 532457108 |  | 5017488 | 6576 | SH |  | SOLE | 0 | 0 | 0 | 6576 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 4955823 | 5354 | SH |  | SOLE | 0 | 0 | 0 | 5354 |
| BROADCOM INC | COM | 11135F101 |  | 4910710 | 14885 | SH |  | SOLE | 0 | 0 | 0 | 14885 |
| CHEVRON CORP NEW | COM | 166764100 |  | 4908588 | 31609 | SH |  | SOLE | 0 | 0 | 0 | 31609 |
| GE AEROSPACE | COM NEW | 369604301 |  | 4712947 | 15667 | SH |  | SOLE | 0 | 0 | 0 | 15667 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 4588567 | 24747 | SH |  | SOLE | 0 | 0 | 0 | 24747 |
| ROLLINS INC | COM | 775711104 |  | 4195819 | 71430 | SH |  | SOLE | 0 | 0 | 0 | 71430 |
| ABBOTT LABS | COM | 002824100 |  | 4116758 | 30736 | SH |  | SOLE | 0 | 0 | 0 | 30736 |
| HOME DEPOT INC | COM | 437076102 |  | 4076669 | 10061 | SH |  | SOLE | 0 | 0 | 0 | 10061 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 3971305 | 11956 | SH |  | SOLE | 0 | 0 | 0 | 11956 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 3894699 | 39754 | SH |  | SOLE | 0 | 0 | 0 | 39754 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 |  | 3790056 | 25123 | SH |  | SOLE | 0 | 0 | 0 | 25123 |
| ORACLE CORP | COM | 68389X105 |  | 3591154 | 12769 | SH |  | SOLE | 0 | 0 | 0 | 12769 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 3545390 | 28650 | SH |  | SOLE | 0 | 0 | 0 | 28650 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 3533597 | 124818 | SH |  | SOLE | 0 | 0 | 0 | 124818 |
| FIRSTSERVICE CORP NEW | COM | 337885102 |  | 3523494 | 18497 | SH |  | SOLE | 0 | 0 | 0 | 18497 |
| COCA COLA CO | COM | 191216100 |  | 3462567 | 52210 | SH |  | SOLE | 0 | 0 | 0 | 52210 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 3448272 | 57760 | SH |  | SOLE | 0 | 0 | 0 | 57760 |
| CATERPILLAR INC | COM | 149123101 |  | 3412577 | 7152 | SH |  | SOLE | 0 | 0 | 0 | 7152 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 3328801 | 65618 | SH |  | SOLE | 0 | 0 | 0 | 65618 |
| DANAHER CORPORATION | COM | 235851102 |  | 2937420 | 14816 | SH |  | SOLE | 0 | 0 | 0 | 14816 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 2892534 | 30580 | SH |  | SOLE | 0 | 0 | 0 | 30580 |
| SOUTHERN CO | COM | 842587107 |  | 2600489 | 27440 | SH |  | SOLE | 0 | 0 | 0 | 27440 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 2598124 | 128620 | SH |  | SOLE | 0 | 0 | 0 | 128620 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 2566704 | 74679 | SH |  | SOLE | 0 | 0 | 0 | 74679 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 2557155 | 50101 | SH |  | SOLE | 0 | 0 | 0 | 50101 |
| XPO INC | COM | 983793100 |  | 2537829 | 19632 | SH |  | SOLE | 0 | 0 | 0 | 19632 |
| GE VERNOVA INC | COM | 36828A101 |  | 2380739 | 3872 | SH |  | SOLE | 0 | 0 | 0 | 3872 |
| EVERCORE INC | CLASS A | 29977A105 |  | 2362589 | 7004 | SH |  | SOLE | 0 | 0 | 0 | 7004 |
| MITEK SYS INC | COM NEW | 606710200 |  | 2258384 | 231155 | SH |  | SOLE | 0 | 0 | 0 | 231155 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 336917109 |  | 2174060 | 50082 | SH |  | SOLE | 0 | 0 | 0 | 50082 |
| MERCK  CO INC | COM | 58933Y105 |  | 2166867 | 25818 | SH |  | SOLE | 0 | 0 | 0 | 25818 |
| LINDE PLC | SHS | G54950103 |  | 2159350 | 4546 | SH |  | SOLE | 0 | 0 | 0 | 4546 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2116075 | 18768 | SH |  | SOLE | 0 | 0 | 0 | 18768 |
| HONEYWELL INTL INC | COM | 438516106 |  | 2073037 | 9848 | SH |  | SOLE | 0 | 0 | 0 | 9848 |
| EMERSON ELEC CO | COM | 291011104 |  | 1961184 | 14950 | SH |  | SOLE | 0 | 0 | 0 | 14950 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 1868625 | 37500 | SH |  | SOLE | 0 | 0 | 0 | 37500 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1861316 | 12114 | SH |  | SOLE | 0 | 0 | 0 | 12114 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 1857735 | 24300 | SH |  | SOLE | 0 | 0 | 0 | 24300 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1846509 | 11413 | SH |  | SOLE | 0 | 0 | 0 | 11413 |
| FIRST TR EXCHANGE TRADED FD | NASDQ ARTFCIAL | 33738R720 |  | 1825234 | 34510 | SH |  | SOLE | 0 | 0 | 0 | 34510 |
| THE ALGER ETF TRUST | MID CAP 40 ETF | 015564107 |  | 1727406 | 77168 | SH |  | SOLE | 0 | 0 | 0 | 77168 |
| AT INC | COM | 00206R102 |  | 1689758 | 59836 | SH |  | SOLE | 0 | 0 | 0 | 59836 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1680506 | 25439 | SH |  | SOLE | 0 | 0 | 0 | 25439 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 |  | 1576582 | 126430 | SH |  | SOLE | 0 | 0 | 0 | 126430 |
| EXELON CORP | COM | 30161N101 |  | 1507390 | 33490 | SH |  | SOLE | 0 | 0 | 0 | 33490 |
| PEPSICO INC | COM | 713448108 |  | 1500223 | 10682 | SH |  | SOLE | 0 | 0 | 0 | 10682 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 1467117 | 13118 | SH |  | SOLE | 0 | 0 | 0 | 13118 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 1444951 | 150830 | SH |  | SOLE | 0 | 0 | 0 | 150830 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 1387580 | 16505 | SH |  | SOLE | 0 | 0 | 0 | 16505 |
| PURE STORAGE INC | CL A | 74624M102 |  | 1338278 | 15968 | SH |  | SOLE | 0 | 0 | 0 | 15968 |
| ASPEN AEROGELS INC | COM | 04523Y105 |  | 1317020 | 189227 | SH |  | SOLE | 0 | 0 | 0 | 189227 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 1304747 | 50376 | SH |  | SOLE | 0 | 0 | 0 | 50376 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1257400 | 11328 | SH |  | SOLE | 0 | 0 | 0 | 11328 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 1237061 | 12989 | SH |  | SOLE | 0 | 0 | 0 | 12989 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1158538 | 25688 | SH |  | SOLE | 0 | 0 | 0 | 25688 |
| SYSCO CORP | COM | 871829107 |  | 1090408 | 13243 | SH |  | SOLE | 0 | 0 | 0 | 13243 |
| MEDIWOUND LTD | SHS NEW | M68830112 |  | 1079867 | 59926 | SH |  | SOLE | 0 | 0 | 0 | 59926 |
| BIGBEAR AI HLDGS INC | COM | 08975B109 |  | 1018098 | 156150 | SH |  | SOLE | 0 | 0 | 0 | 156150 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 849549 | 16730 | SH |  | SOLE | 0 | 0 | 0 | 16730 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 797541 | 25505 | SH |  | SOLE | 0 | 0 | 0 | 25505 |
| SAUL CTRS INC | COM | 804395101 |  | 741009 | 23251 | SH |  | SOLE | 0 | 0 | 0 | 23251 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 33734H106 |  | 739794 | 15999 | SH |  | SOLE | 0 | 0 | 0 | 15999 |
| ATOMERA INC | COM | 04965B100 |  | 722891 | 163550 | SH |  | SOLE | 0 | 0 | 0 | 163550 |
| APA CORPORATION | COM | 03743Q108 |  | 702420 | 28930 | SH |  | SOLE | 0 | 0 | 0 | 28930 |
| CYTOSORBENTS CORP | COM NEW | 23283X206 |  | 690020 | 738700 | SH |  | SOLE | 0 | 0 | 0 | 738700 |
| ENERGY RECOVERY INC | COM | 29270J100 |  | 672929 | 43640 | SH |  | SOLE | 0 | 0 | 0 | 43640 |
| SIXTH STREET SPECIALTY LENDI | COM | 83012A109 |  | 649224 | 28400 | SH |  | SOLE | 0 | 0 | 0 | 28400 |
| FORD MTR CO | COM | 345370860 |  | 630531 | 52720 | SH |  | SOLE | 0 | 0 | 0 | 52720 |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 78463X103 |  | 519774 | 10435 | SH |  | SOLE | 0 | 0 | 0 | 10435 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 |  | 474240 | 16404 | SH |  | SOLE | 0 | 0 | 0 | 16404 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 |  | 473308 | 19085 | SH |  | SOLE | 0 | 0 | 0 | 19085 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 469699 | 11976 | SH |  | SOLE | 0 | 0 | 0 | 11976 |
| NIAGEN BIOSCIENCE INC | COM NEW | 171077407 |  | 326569 | 35002 | SH |  | SOLE | 0 | 0 | 0 | 35002 |
| GABELLI DIVID  INCOME TR | COM | 36242H104 |  | 325560 | 12000 | SH |  | SOLE | 0 | 0 | 0 | 12000 |
| TERAWULF INC | COM | 88080T104 |  | 316905 | 27750 | SH |  | SOLE | 0 | 0 | 0 | 27750 |
| MATTEL INC | COM | 577081102 |  | 247990 | 14735 | SH |  | SOLE | 0 | 0 | 0 | 14735 |
| SUMMIT THERAPEUTICS INC | COM | 86627T108 |  | 206600 | 10000 | SH |  | SOLE | 0 | 0 | 0 | 10000 |
| CREATIVE REALITIES INC | COM | 22530J309 |  | 184345 | 80500 | SH |  | SOLE | 0 | 0 | 0 | 80500 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 173336 | 14815 | SH |  | SOLE | 0 | 0 | 0 | 14815 |
| COHEN  STEERS CLOSED-END OP | COM | 19248P106 |  | 131508 | 10085 | SH |  | SOLE | 0 | 0 | 0 | 10085 |
| ABRDN WORLD HEALTHCARE FUND | BEN INT SHS | 87911L108 |  | 126000 | 10000 | SH |  | SOLE | 0 | 0 | 0 | 10000 |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 |  | 98890 | 11000 | SH |  | SOLE | 0 | 0 | 0 | 11000 |
| TRANSOCEAN LTD | REGISTERED SHS | H8817H100 |  | 70200 | 22500 | SH |  | SOLE | 0 | 0 | 0 | 22500 |
| MATINAS BIOPHARMA HLDGS INC | COM NEW | 576810303 |  | 69212 | 36620 | SH |  | SOLE | 0 | 0 | 0 | 36620 |
| LUCID DIAGNOSTICS INC | COM | 54948X109 |  | 54570 | 54030 | SH |  | SOLE | 0 | 0 | 0 | 54030 |
| OCEAN PWR TECHNOLOGIES INC | COM NEW | 674870506 |  | 22163 | 44000 | SH |  | SOLE | 0 | 0 | 0 | 44000 |
| COHEN  STEERS INFRASTRUCTUR | RIGHT 10/16/2025 | 19248A117 |  | 1489 | 19085 | SH |  | SOLE | 0 | 0 | 0 | 19085 |

---