# EDGAR Filing Document

**Accession Number:** 0000764764
**File Stem:** 0001104659-23-029075
**Filing Date:** 2023-3
**Character Count:** 8278
**Document Hash:** 83e75926f0bbdd30d057dff5c7392558
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-029075.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 0001104659-23-029075

**CONFORMED SUBMISSION TYPE**: 424B2

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CATERPILLAR FINANCIAL SERVICES CORP
- **CENTRAL INDEX KEY:** 0000764764
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
- **IRS NUMBER:** 371105865
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 424B2
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-237475
- **FILM NUMBER:** 23709725

**BUSINESS ADDRESS:**
- **STREET 1:** 2120 WEST END AVE
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37203
- **BUSINESS PHONE:** 6153411000

**MAIL ADDRESS:**
- **STREET 1:** 2120 WEST END AVENUE
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37203

Caterpillar Financial Services Corporation PowerNotes® , with Maturities of 9 Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. 333-237475

Pricing Supplement No. 3 - Dated Monday, March 6, 2023

(to Prospectus dated March 30, 2020 and Prospectus Supplement dated March 30, 2020)

Investors should read this pricing supplement in conjunction with the Prospectus and Prospectus Supplement

---

| | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| CUSIP | Aggregate | Selling | Gross | Net | Coupon | Coupon | Coupon | Maturity | 1st | 1st | Survivor's | Product |
| Number | Principal | Price | Concession | Proceeds | Type | Rate | Frequency | Date | Coupon | Coupon | Option | Ranking |
|  | Amount |  |  |  |  |  |  |  | Date | Amount |  |  |
| 14912HVP2 | $1078000.00 | 100% | 1.250% | $1064525.00 | Fixed | 4.600% | Semi- | 03/15/2028 | 09/15/2023 | $23.77 | Yes | Senior |
|  |  |  |  |  |  |  | Annual |  |  |  |  | Unsecured |
|  |  |  |  |  |  |  |  |  |  |  |  | Notes |

---

Redemption Information: Callable at 100% on 3/15/2024 and Semi-Annually thereafter with 30 Calendar Days' Notice.

**Agents:** InspereX LLC, BofA Merrill Lynch, Citigroup, Fidelity Capital Markets a division of National Financial Services LLC, Morgan Stanley, Wells Fargo Advisors, LLC

Caterpillar Financial Services Corporation PowerNotes® will be subject to redemption at the option of Caterpillar Financial Services Corporation, in whole on the coupon date occurring any time on or after 03/15/24 at a redemption price equal to 100% of the principal amount of the Caterpillar Financial Services Corporation PowerNotes® , plus accrued interest thereon, if any, upon at least 30 days' prior notice to the noteholder and the trustee, as described in the prospectus.

Offering Dates: February 27, 2023 through March 06, 2023

Trade Date: Monday, March 6, 2023 @ 12:00 PM ET

Settlement Date: Thursday, March 9, 2023

Caterpillar Financial Services Corporation

Minimum Denomination/Increments: $1,000.00/$1,000.00

Initial trades settle flat and clear SDFS: DTC Book Entry only DTC number: 0235 via RBC Dain Rauscher Inc.

Except for Notes sold to level-fee accounts, Notes offered to the public will be offered at the public offering price set forth in this Pricing Supplement. Selected dealers purchasing Notes on an agency basis for non-level fee client accounts shall purchase Notes at the public offering price. Notes purchased by the selected dealers for their own account may be purchased at the public offering price less the applicable concession. Notes purchased

Caterpillar: Confidential Green

by the selected dealers on behalf of level-fee accounts may be sold to such accounts at the public offering price less the applicable concession, in which case, such selected dealers will not retain any portion of the sales price as compensation.

**Legal Matters:** In the opinion of Brandon Jang, as counsel to Caterpillar Financial Services Corporation (the " Company"), when the notes offered by this pricing supplement and related prospectus have been executed and issued by the Company and authenticated by the trustee pursuant to the indenture, and delivered against payment as contemplated herein, such notes will be valid and binding obligations of the Company, enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally, concepts of reasonableness and equitable principles of general applicability (including, without limitation, concepts of good faith, fair dealing and the lack of bad faith), provided that such counsel expresses no opinion as to the effect of fraudulent conveyance, fraudulent transfer or similar provisions of applicable law on the conclusions expressed above. This opinion is given as of the date hereof and is limited to the laws of the State of New York and the General Corporation Law of the State of Delaware as in effect on the date hereof. In addition, this opinion is subject to customary assumptions about the genuineness of signatures and certain factual matters, all as stated in the letter of such counsel dated November 28, 2022, filed with the Company's Current Report on Form 8-K dated November 28, 2022 and incorporated by reference as Exhibit 5.2 to the Company's registration statement on Form S-3 ASR (No. 333-237475).

Caterpillar: Confidential Green

## Ex-Filing

#### EXHIBIT 107
**Calculation of Filing Fee Tables**

**424(b)(2)**

**(Form Type)**

**CATERPILLAR FINANCIAL SERVICES CORPORATION**

(Exact name of Registrant as Specified in its Charter)

<u>Table 1: Newly Registered and Carry Forward Securities</u>

---

| | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| | &nbsp;&nbsp;**Security<br> Type** | &nbsp;&nbsp;**Security<br> Class Title** | &nbsp;&nbsp;**Amount<br> Registered** | &nbsp;&nbsp;**Proposed<br> Maximum<br> Offering<br> Price Per<br> Unit** | &nbsp;&nbsp;**Maximum<br> Aggregate<br> Offering<br> Price** | &nbsp;&nbsp;**Fee Rate** | &nbsp;&nbsp;**Amount of<br> Registration<br> Fee** | &nbsp;&nbsp;**Carry<br> Forward<br> Form<br> Type** | &nbsp;&nbsp;**Carry<br> Forward<br> File<br> Number** | &nbsp;&nbsp;**Carry<br> Forward<br> Effective<br> Date** | &nbsp;&nbsp;**Filing Fee<br> Previously<br> Paid in<br> Connection<br> with<br> Unsold<br> Securities<br> to be<br> Carried<br> Forward** |
| **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** | **Newly Registered Securities** |
| &nbsp;&nbsp;**Fees to Be Paid** | &nbsp;&nbsp;Debt | &nbsp;&nbsp;4.600% InterNotes®, Due March 15, 2028 &nbsp;&nbsp;457(r)<sup>(1)</sup> | &nbsp;&nbsp;$1078000 |  | &nbsp;&nbsp;$1078000 | &nbsp;&nbsp;$110.20 per $1 million | &nbsp;&nbsp;$118.80 |  |  |  |  |
|  |  |  |  |  |  | &nbsp;&nbsp;**Fees Previously Paid** |  |  |  |  |  |
| **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** | **Carry Forward Securities** |
|  |  |  |  |  |  |  | &nbsp;&nbsp;**Carry Forward Securities** |  |  |  |  |
|  |  |  | **Total Offering Amounts** | **Total Offering Amounts** | &nbsp;&nbsp;$1078000.00 |  | &nbsp;&nbsp;$118.80 |  |  |  |  |
|  |  |  | **Total Fees Previously Paid** | **Total Fees Previously Paid** |  |  |  |  |  |  |  |
|  |  |  | **Total Fee Offsets** | **Total Fee Offsets** |  |  |  |  |  |  |  |
|  |  |  | **Net Fee Due** | **Net Fee Due** |  |  | &nbsp;&nbsp;$118.80 |  |  |  |  |

---

(1) Calculated in accordance with Rule 457(r) under the Securities Act of 1933 and relates to the Registration Statement on Form S-3 (No.333-237475) filed by Caterpillar Financial Services Corporation on March 30, 2020.

Caterpillar: Confidential Green