# EDGAR Filing Document

**Accession Number:** 0000822671
**File Stem:** 0000869392-23-000424
**Filing Date:** 2023-2
**Character Count:** 50530
**Document Hash:** ded05bcbaf6cefafeed8fb389ed24f1a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000869392-23-000424.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0000869392-23-000424

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PUTNAM VARIABLE TRUST
- **CENTRAL INDEX KEY:** 0000822671
- **IRS NUMBER:** 046649095
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05346
- **FILM NUMBER:** 23667979

**BUSINESS ADDRESS:**
- **STREET 1:** 100 FEDERAL STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 6172921000

**MAIL ADDRESS:**
- **STREET 1:** 100 FEDERAL STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM CAPITAL MANAGER TRUST /MA/
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### Putnam VT Research Fund (Series ID: S000003887)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000010869 | Class IA Shares |  |
| C000010870 | Class IB Shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Putnam Variable Trust

- **b. Investment Company Act file number:** 811-05346

- **c. CIK number of Registrant:** 0000822671

- **d. LEI of Registrant:** 549300TBVD21LYBGBD46

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 100 FEDERAL STREET

  - **City:** BOSTON

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02110

  - **Telephone number:** 1-800-225-1581

**Item A.2. Information about the Series.**

- **a. Name of Series:** Putnam VT Research Fund

- **b. EDGAR series identifier (if any):** S000003887

- **c. LEI of Series:** 2OWXZ2LGVIYMJOL2HG14

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64225514.68

**Total Liabilities:** $1023770.03

**Net Assets:** $63201744.65

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000010870 | -5.83%               | 5.72%                | 8.60%                |
| Class ID C000010869 | -5.79%               | 5.76%                | 8.59%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-6517.04                | $-3726311.30                               |
| Month 2  | $-560598.94              | $4063163.67                                |
| Month 3  | $-367913.64              | $5159403.32                                |

**Designated Index Information**

- **Index Name:** S&P 500 Index

- **Index Identifier:** IDX00061

### Schedule of Portfolio Investments

| Name                                 | Title               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| T-MOBILE US INC                      | COMMON STOCK        | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |      6881 | NS      | $963340.00    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON CONTROLS INTERNATIONAL PLC   | COMMON STOCK        | CUSIP: G51502105<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | US        |      8105 | NS      | $518720.00    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC                             | COMMON STOCK        | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      2735 | NS      | $568223.60    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                            | COMMON STOCK        | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      3555 | NS      | $437904.90    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR  AND  CO INC                     | COMMON STOCK        | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |      8736 | NS      | $405525.12    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MOTORS CO                    | COMMON STOCK        | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      2609 | NS      | $87766.76     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY INC                   | COMMON STOCK        | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       193 | NS      | $51137.28     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                   | COMMON STOCK        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      3629 | NS      | $436713.86    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| BERRY GLOBAL GROUP INC               | COMMON STOCK        | CUSIP: 08579W103<br>LEI: 549300G6KKUMMXM8NH73 | Long             | EC               | CORP              | US        |      2061 | NS      | $124546.23    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC                           | COMMON STOCK        | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      2335 | NS      | $377359.35    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOETIS INC                           | COMMON STOCK        | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |       290 | NS      | $42499.50     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CDW CORP/DE                          | COMMON STOCK        | CUSIP: 12514G108<br>LEI: 9845001B052ABF0B6755 | Long             | EC               | CORP              | US        |      3207 | NS      | $572706.06    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMING AND LEISURE PROPERTIES INC    | COMMON STOCK        | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |      9403 | NS      | $489802.27    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| HILTON WORLDWIDE HOLDINGS INC        | COMMON STOCK        | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |      2229 | NS      | $281656.44    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| ARAMARK                              | COMMON STOCK        | CUSIP: 03852U106<br>LEI: 549300MR6PG2DWZUIL39 | Long             | EC               | CORP              | US        |      3727 | NS      | $154074.18    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYPAL HOLDINGS INC                  | COMMON STOCK        | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      1962 | NS      | $139733.64    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARTER COMMUNICATIONS INC           | COMMON STOCK        | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |       652 | NS      | $221093.20    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| INGERSOLL RAND INC                   | COMMON STOCK        | CUSIP: 45687V106<br>LEI: 5299004C02FMZCUOIR50 | Long             | EC               | CORP              | US        |      4786 | NS      | $250068.50    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| DUPONT DE NEMOURS INC                | COMMON STOCK        | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |      6151 | NS      | $422143.13    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ'S WHOLESALE CLUB HOLDINGS INC     | COMMON STOCK        | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |       777 | NS      | $51406.32     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CIGNA GROUP/THE                      | COMMON STOCK        | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |      3227 | NS      | $1069234.18   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| LEVI STRAUSS  AND  CO                | COMMON STOCK        | CUSIP: 52736R102<br>LEI: MB0UERO0RDFKU8258G77 | Long             | EC               | CORP              | US        |      3877 | NS      | $60171.04     | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| AVANTOR INC                          | COMMON STOCK        | CUSIP: 05352A100<br>LEI: 5493003VM0XB4U8YD238 | Long             | EC               | CORP              | US        |      7114 | NS      | $150034.26    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CORTEVA INC                          | COMMON STOCK        | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |      4660 | NS      | $273914.80    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| 4FRONT VENTURES CORP                 | COMMON STOCK        | CUSIP: 35086B207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    252907 | NS      | $59053.78     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SILVERGATE CAPITAL CORP              | COMMON STOCK        | CUSIP: 82837P408<br>LEI: BPE6FTXDZEBNAGIT2T19 | Long             | EC               | CORP              | US        |      2826 | NS      | $49172.40     | 0.08%             |  |  |  | No            |                  1 | On Loan: —       |
| OTIS WORLDWIDE CORP                  | COMMON STOCK        | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |      6948 | NS      | $544097.88    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| VONTIER CORP                         | COMMON STOCK        | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |      9126 | NS      | $176405.58    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| WARBY PARKER INC                     | COMMON STOCK        | CUSIP: 93403J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1704 | NS      | $22986.96     | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| APOLLO ASSET MANAGEMENT INC          | COMMON STOCK        | CUSIP: 03769M106<br>LEI: 54930054P2G7ZJB0KM79 | Long             | EC               | CORP              | US        |      9064 | NS      | $578192.56    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTELLATION ENERGY CORP            | COMMON STOCK        | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |       818 | NS      | $70519.78     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMOND OFFSHORE DRILLING INC        | COMMON STOCK        | CUSIP: 25271C201<br>LEI: F14FQJ2EEHW5VPYUHL14 | Long             | EC               | CORP              | US        |     34789 | NS      | $361805.60    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUIT INC                           | COMMON STOCK        | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      1480 | NS      | $576045.60    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| ALKERMES PLC                         | COMMON STOCK        | CUSIP: G01767105<br>LEI: 549300YHRMYLL071E243 | Long             | EC               | CORP              | IE        |      7770 | NS      | $203030.10    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC                           | COMMON STOCK        | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       704 | NS      | $194951.68    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARLES SCHWAB CORP/THE              | COMMON STOCK        | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |      7116 | NS      | $592478.16    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| DANAHER CORP                         | COMMON STOCK        | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      1745 | NS      | $463157.90    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHROP GRUMMAN CORP                | COMMON STOCK        | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      1038 | NS      | $566343.18    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHWEST AIRLINES CO                | COMMON STOCK        | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |      5856 | NS      | $197171.52    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                            | COMMON STOCK        | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     19416 | NS      | $2522720.88   | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| MCCORMICK  AND  CO INC/MD            | COMMON STOCK        | CUSIP: 579780206<br>LEI: 549300JQQA6MQ4OJP259 | Long             | EC               | CORP              | US        |      1856 | NS      | $153843.84    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED RENTALS INC                   | COMMON STOCK        | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |       730 | NS      | $259456.60    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP                 | COMMON STOCK        | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     16655 | NS      | $551613.60    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTMAN CHEMICAL CO                  | COMMON STOCK        | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |      2155 | NS      | $175503.20    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PULTEGROUP INC                       | COMMON STOCK        | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11354 | NS      | $516947.62    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| WALT DISNEY CO/THE                   | COMMON STOCK        | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      2726 | NS      | $236834.88    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INC               | COMMON STOCK        | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      2476 | NS      | $1312725.68   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING CO/THE                        | COMMON STOCK        | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |       448 | NS      | $85339.52     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER  AND  GAMBLE CO/THE          | COMMON STOCK        | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      8062 | NS      | $1221876.72   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL ELECTRIC CO                  | COMMON STOCK        | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      1261 | NS      | $105659.19    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                 | COMMON STOCK        | CUSIP: 929042109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4181 | NS      | $87006.61     | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| WALMART INC                          | COMMON STOCK        | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      4904 | NS      | $695338.16    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE INC                             | COMMON STOCK        | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      1622 | NS      | $189790.22    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                        | COMMON STOCK        | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |       671 | NS      | $52150.12     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SHERWIN-WILLIAMS CO/THE              | COMMON STOCK        | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |      1278 | NS      | $303307.74    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INC                         | COMMON STOCK        | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      5153 | NS      | $566520.82    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                          | COMMON STOCK        | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      5562 | NS      | $1004830.92   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| AVERY DENNISON CORP                  | COMMON STOCK        | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |       886 | NS      | $160366.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA-COLA CO/THE                     | COMMON STOCK        | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     10902 | NS      | $693476.22    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORP                | COMMON STOCK        | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       769 | NS      | $351048.50    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| HONEYWELL INTERNATIONAL INC          | COMMON STOCK        | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      2338 | NS      | $501033.40    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                        | COMMON STOCK        | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     18576 | NS      | $840192.48    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTRIA GROUP INC                     | COMMON STOCK        | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |      2649 | NS      | $121085.79    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BIO-RAD LABORATORIES INC             | COMMON STOCK        | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |       438 | NS      | $184174.62    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| RAYTHEON TECHNOLOGIES CORP           | COMMON STOCK        | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      6000 | NS      | $605520.00    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORP                          | COMMON STOCK        | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     16254 | NS      | $1328601.96   | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| EMERSON ELECTRIC CO                  | COMMON STOCK        | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |      3359 | NS      | $322665.54    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX CORP                             | COMMON STOCK        | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |      5977 | NS      | $185167.46    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                       | COMMON STOCK        | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     14726 | NS      | $3531589.32   | 5.59%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                       | COMMON STOCK        | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     20143 | NS      | $1692012.00   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| CONOCOPHILLIPS                       | COMMON STOCK        | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |      3612 | NS      | $426216.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELON CORP                          | COMMON STOCK        | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |     10899 | NS      | $471163.77    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG INDUSTRIES INC                   | COMMON STOCK        | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |      1556 | NS      | $195651.44    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| THERMO FISHER SCIENTIFIC INC         | COMMON STOCK        | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      1065 | NS      | $586484.85    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS GROUP INC/THE          | COMMON STOCK        | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      2798 | NS      | $960777.24    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORP               | COMMON STOCK        | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      8278 | NS      | $383023.06    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| O'REILLY AUTOMOTIVE INC              | COMMON STOCK        | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |       345 | NS      | $291190.35    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK  AND  CO INC                   | COMMON STOCK        | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      6069 | NS      | $673355.55    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BOOKING HOLDINGS INC                 | COMMON STOCK        | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       234 | NS      | $471575.52    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| BECTON DICKINSON AND CO              | COMMON STOCK        | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |       967 | NS      | $245908.10    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC                   | COMMON STOCK        | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4915 | NS      | $410894.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDEX CORP                           | COMMON STOCK        | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      1252 | NS      | $216846.40    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| PG AND E CORP                        | COMMON STOCK        | CUSIP: 69331C108<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EC               | CORP              | US        |      8308 | NS      | $135088.08    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED MICRO DEVICES INC           | COMMON STOCK        | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     12083 | NS      | $782615.91    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EXXON MOBIL CORP                     | COMMON STOCK        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     14615 | NS      | $1612034.50   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS INC        | COMMON STOCK        | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       120 | NS      | $86578.80     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY  AND  CO                   | COMMON STOCK        | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      1713 | NS      | $626683.92    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON  AND  JOHNSON                | COMMON STOCK        | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      4144 | NS      | $732037.60    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| DEERE  AND  CO                       | COMMON STOCK        | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |       512 | NS      | $219525.12    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| BATH  AND  BODY WORKS INC            | COMMON STOCK        | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |      1341 | NS      | $56509.74     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGET CORP                          | COMMON STOCK        | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |      2184 | NS      | $325503.36    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX COS INC/THE                      | COMMON STOCK        | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |      1530 | NS      | $121788.00    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL INC               | COMMON STOCK        | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       995 | NS      | $264023.25    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| AMEREN CORP                          | COMMON STOCK        | CUSIP: 023608102<br>LEI: XRZQ5S7HYJFPHJ78L959 | Long             | EC               | CORP              | US        |      2443 | NS      | $217231.56    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTELLATION BRANDS INC             | COMMON STOCK        | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |       283 | NS      | $65585.25     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORP                   | COMMON STOCK        | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |      4693 | NS      | $971779.51    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBOTT LABORATORIES                  | COMMON STOCK        | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      2833 | NS      | $311035.07    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| PFIZER INC                           | COMMON STOCK        | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      6980 | NS      | $357655.20    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC                | COMMON STOCK        | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      5382 | NS      | $524099.16    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HOME DEPOT INC/THE                   | COMMON STOCK        | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      4239 | NS      | $1338930.54   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MCKESSON CORP                        | COMMON STOCK        | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |      1471 | NS      | $551801.52    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| HUMANA INC                           | COMMON STOCK        | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |       392 | NS      | $200778.48    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                          | COMMON STOCK        | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      6769 | NS      | $989221.66    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINA INC                         | COMMON STOCK        | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |       171 | NS      | $34576.20     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PENN ENTERTAINMENT INC               | COMMON STOCK        | CUSIP: 707569109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3781 | NS      | $112295.70    | 0.18%             |  |  |  | No            |                  1 | On Loan: —       |
| ELEVANCE HEALTH INC                  | COMMON STOCK        | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |       212 | NS      | $108749.64    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX INC                          | COMMON STOCK        | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |       924 | NS      | $272469.12    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CARMAX INC                           | COMMON STOCK        | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1734 | NS      | $105583.26    | 0.17%             |  |  |  | No            |                  1 | On Loan: —       |
| NRG ENERGY INC                       | COMMON STOCK        | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |     24774 | NS      | $788308.68    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE INC                       | COMMON STOCK        | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      3611 | NS      | $478782.49    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                         | COMMON STOCK        | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     25721 | NS      | $2269363.83   | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVIVA INC                         | COMMON STOCK        | CUSIP: 45781M101<br>LEI: 549300ACOX4QTBES6535 | Long             | EC               | CORP              | US        |     18800 | NS      | $249100.00    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| DEXCOM INC                           | COMMON STOCK        | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |      1642 | NS      | $185940.08    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIPOTLE MEXICAN GRILL INC           | COMMON STOCK        | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       161 | NS      | $223385.89    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERCARD INC                       | COMMON STOCK        | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      4059 | NS      | $1411436.07   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CRH PLC                              | COMMON STOCK - ADR  | CUSIP: 12626K203<br>LEI: 549300MIDJNNTH068E74 | Long             | EC               | CORP              | IE        |      3850 | NS      | $153191.50    | 0.24%             |  |  |  | No            |                  1 | On Loan: —       |
| SEA LTD                              | COMMON STOCK - ADR  | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | SG        |      1582 | NS      | $82311.46     | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| ASCENDIS PHARMA A/S                  | COMMON STOCK - ADR  | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |      1896 | NS      | $231558.48    | 0.37%             |  |  |  | No            |                  1 | On Loan: —       |
| NATWEST MARKETS PLC                  | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: RR3QWICWWIPCS8A4S074       | N/A              | DFE              | CORP              | GB        |         1 | NC      | $142033.95    | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| UBS AG                               | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: BFM8T61CT2L1QCEMIK50       | N/A              | DFE              | CORP              | US        |         1 | NC      | $124875.27    | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS INTL FX                | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: W22LROWP2IHZNBB6K528       | N/A              | DFE              | CORP              | US        |         1 | NC      | $117023.51    | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| BARCLAYS BANK PLC WHOLESALE, LONDON  | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: G5GSEF7VJP5I7OUK5573       | N/A              | DFE              | CORP              | GB        |         1 | NC      | $150796.84    | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| GOLDMAN SACHS INTL FX                | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: W22LROWP2IHZNBB6K528       | N/A              | DFE              | CORP              | US        |         1 | NC      | $573433.53    | 0.91%             |  |  |  | No            |                  2 | On Loan: No      |
| BARCLAYS BANK PLC WHOLESALE, LONDON  | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: G5GSEF7VJP5I7OUK5573       | N/A              | DFE              | CORP              | GB        |         1 | NC      | $150654.98    | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| STATE STREET B AND T CO              | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: 571474TGEMMWANRLN572       | N/A              | DFE              | CORP              | US        |         1 | NC      | $174997.14    | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA N.A.                 | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: B4TYDEB6GKMZO031MB27       | N/A              | DFE              | CORP              | US        |         1 | NC      | $169184.48    | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA N.A.                 | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: B4TYDEB6GKMZO031MB27       | N/A              | DFE              | CORP              | US        |         1 | NC      | $178331.78    | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY AND CO. INTERNATIONAL | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: 4PQUHN3JPFGFNF3BB653       | N/A              | DFE              | CORP              | US        |         1 | NC      | $166682.16    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| JP MORGANCHASE BANK                  | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: 7H6GLXDRUGQFU57RNE97       | N/A              | DFE              | CORP              | US        |         1 | NC      | $132986.94    | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| STATE STREET B AND T CO              | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: 571474TGEMMWANRLN572       | N/A              | DFE              | CORP              | US        |         1 | NC      | $119353.61    | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| UBS AG                               | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: BFM8T61CT2L1QCEMIK50       | N/A              | DFE              | CORP              | US        |         1 | NC      | $165447.76    | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| JP MORGANCHASE BANK                  | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: 7H6GLXDRUGQFU57RNE97       | N/A              | DFE              | CORP              | US        |         1 | NC      | $373586.95    | 0.59%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY AND CO. INTERNATIONAL | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: 4PQUHN3JPFGFNF3BB653       | N/A              | DFE              | CORP              | US        |         1 | NC      | $145209.95    | 0.23%             |  |  |  | No            |                  2 | On Loan: No      |
| CITIBANK N.A.                        | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: E57ODZWZ7FF32TWEFA76       | N/A              | DFE              | CORP              | US        |         1 | NC      | $210207.29    | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA N.A.                 | CURRENCY FORWARDS   | CUSIP: N/A<br>LEI: B4TYDEB6GKMZO031MB27       | N/A              | DFE              | CORP              | US        |         1 | NC      | $332889.76    | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE          | EQUITY INDEX FUTURE | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | N/A              | DE               | CORP              | US        |        14 | NC      | $2702700.00   | 4.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNICO EAGLE MINES LTD               | ORDINARY SHARES     | CUSIP: N/A<br>LEI: YGE0EUBRF7IJOB3QRX76       | Long             | EC               | CORP              | CA        |      3941 | NS      | $204792.29    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSURED GUARANTY LTD                 | ORDINARY SHARES     | CUSIP: G0585R106<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |     11704 | NS      | $728691.04    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| AXA SA                               | ORDINARY SHARES     | CUSIP: N/A<br>LEI: F5WCUMTUM4RKZ1MAIE39       | Long             | EC               | CORP              | FR        |     11285 | NS      | $314744.99    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL PLC                       | ORDINARY SHARES     | CUSIP: G72899100<br>LEI: 5493001Z3ZE83NGK8Y12 | Long             | EC               | CORP              | GB        |     32881 | NS      | $448198.04    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| AIA GROUP LTD                        | ORDINARY SHARES     | CUSIP: N/A<br>LEI: ZP5ILWVSYE4LJGMMVD57       | Long             | EC               | CORP              | HK        |     28000 | NS      | $311372.18    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ADYEN NV                             | ORDINARY SHARES     | CUSIP: N/A<br>LEI: 724500973ODKK3IFQ447       | Long             | EC               | CORP              | NL        |        97 | NS      | $133779.21    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SHELL PLC                            | ORDINARY SHARES     | CUSIP: N/A<br>LEI: 21380068P1DRHMJ8KU70       | Long             | EC               | CORP              | GB        |     13543 | NS      | $380831.59    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| CENOVUS ENERGY INC                   | ORDINARY SHARES     | CUSIP: N/A<br>LEI: 549300F4XPHJ7NOSP309       | Long             | EC               | CORP              | CA        |     44826 | NS      | $869703.86    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| LINDE PLC                            | ORDINARY SHARES     | CUSIP: G5494J103<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | GB        |       241 | NS      | $78609.38     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| QUILTER PLC                          | ORDINARY SHARES     | CUSIP: N/A<br>LEI: 54930092XIVK28RZGM95       | Long             | EC               | CORP              | GB        |    113733 | NS      | $127762.69    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| LULULEMON ATHLETICA INC              | ORDINARY SHARES     | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | CA        |       223 | NS      | $71444.74     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ALAMOS GOLD INC                      | ORDINARY SHARES     | CUSIP: 011532108<br>LEI: 549300TDOX73YGYXE959 | Long             | EC               | CORP              | CA        |     16023 | NS      | $161992.53    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| PUTNAM SHORT TERM INVESTMENT FUND    | SHORT TERM INV FUND | CUSIP: 74676P664<br>LEI: 5493003MK0Q7JP8CPP42 | Long             | STIV             | PF                | US        |   2332410 | NS      | $2332410.00   | 3.69%             |  |  |  | No            |                  2 | On Loan: No      |
| PUTNAM CASH COLLATERAL POOL LLC      | SHORT TERM INV FUND | CUSIP: N/A<br>LEI: 5493005HRIV7IFMKD774       | Long             | STIV             | PF                | US        |    724203 | NS      | $724203.00    | 1.15%             |  |  |  | No            |                  2 | On Loan: No      |
| GOGREEN INVESTMENTS CORP             | STOCK UNIT          | CUSIP: G9461B127<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7909 | OU      | $83044.50     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES OF AMERICA             | U.S. T BILLS        | CUSIP: 912796ZL6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1100000 | PA      | $1097535.52   | 1.74%             | 2023-01-24      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| UNITED STATES OF AMERICA             | U.S. T BILLS        | CUSIP: 912796ZH5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    100000 | PA      | $100000.00    | 0.16%             | 2023-01-03      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Putnam Investments Inc

**Signature:** Janet C. Smith

**Name of Signer:** NPORT

**Title:** Principal Financial Officer