# EDGAR Filing Document

**Accession Number:** 0001545600
**File Stem:** 0001193125-26-043262
**Filing Date:** 2026-2
**Character Count:** 8636
**Document Hash:** a9840723a463e9a130c24ad18b89632c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-043262.hdr.sgml**: 20260209

**ACCESSION NUMBER**: 0001193125-26-043262

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260205

**FILED AS OF DATE**: 20260209

**DATE AS OF CHANGE**: 20260209

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Foraker John M.
- **CENTRAL INDEX KEY:** 0001545600

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43108
- **FILM NUMBER:** 26613115

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 90608
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78709
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Once Upon a Farm, PBC
- **CENTRAL INDEX KEY:** 0001696556
- **STANDARD INDUSTRIAL CLASSIFICATION:** FOOD & KINDRED PRODUCTS [2000]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 473648280
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2111 SAN PABLO AVENUE, SUITE 2216
- **CITY:** BERKELEY
- **STATE:** CA
- **ZIP:** 94702
- **BUSINESS PHONE:** 3106941590

**MAIL ADDRESS:**
- **STREET 1:** 2111 SAN PABLO AVENUE, SUITE 2216
- **CITY:** BERKELEY
- **STATE:** CA
- **ZIP:** 94702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Once Upon A Farm, PBC
- **DATE OF NAME CHANGE:** 20210624

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Once Upon a Farm, LLC
- **DATE OF NAME CHANGE:** 20170131

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Foraker John M.<br><sub>(Last) (First) (Middle)</sub><br>C/O ONCE UPON A FARM, PBC<br>950 GILMAN STREET, SUITE 100<br><sub>(Street)</sub><br>BERKELEY, CA 94710<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-05 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_See Remarks_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Once Upon a Farm, PBC [ OFRM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2026-02-09 |  | A |  | 473092 | A | <sup>(1)</sup> | 1359846 | I | By the John & Beth Foraker Revocable Trust |
| Common Stock<sup>(2)</sup> | 2026-02-09 |  | A |  | 69445 | A | <sup>(2)</sup> | 669933 | D |  |
| Common Stock |  |  |  |  |  |  |  | 72463 | I | By the Mary Kate Foraker Irrevocable Trust |
| Common Stock |  |  |  |  |  |  |  | 72463 | I | By the Patrick Foraker Irrevocable Trust |
| Common Stock |  |  |  |  |  |  |  | 72463 | I | By the Jack Foraker Irrevocable Trust |
| Common Stock |  |  |  |  |  |  |  | 72463 | I | By the Caroline Foraker Irrevocable Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Series A-1 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | D |  |  | 59092 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 59092 | $0 | 0 | I | By the John & Beth Foraker Revocable Trust |
| Series A-2 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | D |  |  | 133294 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 133294 | $0 | 0 | I | By the John & Beth Foraker Revocable Trust |
| Series B-1 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | D |  |  | 96118 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 96118 | $0 | 0 | I | By the John & Beth Foraker Revocable Trust |
| Series B-2 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | D |  |  | 103037 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 103037 | $0 | 0 | I | By the John & Beth Foraker Revocable Trust |
| Series C-1 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | D |  |  | 57372 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 57372 | $0 | 0 | I | By the John & Beth Foraker Revocable Trust |
| Series D Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | D |  |  | 24179 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 24179 | $0 | 0 | I | By the John & Beth Foraker Revocable Trust |
| Employee Stock Options (right to buy)<sup>(3)</sup> | $18 | 2026-02-05 |  | A |  | 98288 |  | <sup>(3)</sup> | 2036-02-05 | Common Stock | 98288 | $0.00 | 98288 | D |  |

---

### Footnotes:

(1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

(2) In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

(3) In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

**Remarks:**
Chief Executive Officer, Co-Founder and Chair

**Signature:** /s/ Genevieve Kelly, as Attorney-in-fact  
**Date:** 2026-02-09

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**