# EDGAR Filing Document

**Accession Number:** 0001024478
**File Stem:** 0001024478-25-000126
**Filing Date:** 2025-12
**Character Count:** 10145
**Document Hash:** 90a615db74104af4698829f567c4003e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001024478-25-000126.hdr.sgml**: 20251210

**ACCESSION NUMBER**: 0001024478-25-000126

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251208

**FILED AS OF DATE**: 20251210

**DATE AS OF CHANGE**: 20251210

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Riesterer Terry L.
- **CENTRAL INDEX KEY:** 0001794668

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-12383
- **FILM NUMBER:** 251563231

**MAIL ADDRESS:**
- **STREET 1:** 1201 S. 2ND STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53204
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROCKWELL AUTOMATION, INC
- **CENTRAL INDEX KEY:** 0001024478
- **STANDARD INDUSTRIAL CLASSIFICATION:** MEASURING & CONTROLLING DEVICES, NEC [3829]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 251797617
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**BUSINESS ADDRESS:**
- **STREET 1:** 1201 SOUTH 2ND STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53204
- **BUSINESS PHONE:** 414-382-2000

**MAIL ADDRESS:**
- **STREET 1:** 1201 SOUTH 2ND STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53204

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROCKWELL AUTOMATION INC
- **DATE OF NAME CHANGE:** 20061109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROCKWELL  AUTOMATION INC
- **DATE OF NAME CHANGE:** 20020507

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROCKWELL INTERNATIONAL CORP
- **DATE OF NAME CHANGE:** 19970106

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[x] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Riesterer Terry L.<br><sub>(Last) (First) (Middle)</sub><br>1201 SOUTH SECOND STREET<br><sub>(Street)</sub><br>MILWAUKEE, WI 53204<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-12-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Vice President and Controller_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>ROCKWELL AUTOMATION, INC [ ROK ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-12-08 |  | S<sup>(1)</sup> |  | 52 | D | 400.7731<sup>(2)</sup> | 1785 | D |  |
| Common Stock | 2025-12-08 |  | S<sup>(1)</sup> |  | 9 | D | 401.5417<sup>(3)</sup> | 1776 | D |  |
| Common Stock | 2025-12-09 |  | M |  | 154 | A | $0 | 1930 | D |  |
| Common Stock | 2025-12-09 |  | M |  | 329 | A | $0 | 2259 | D |  |
| Common Stock | 2025-12-10 |  | S<sup>(4)</sup> |  | 51 | D | 400.65<sup>(5)</sup> | 2208 | D |  |
| Common Stock | 2025-12-10 |  | S<sup>(4)</sup> |  | 94 | D | 401.9891<sup>(6)</sup> | 2114 | D |  |
| Common Stock | 2025-12-10 |  | S<sup>(4)</sup> |  | 80 | D | 403.2484<sup>(7)</sup> | 2034 | D |  |
| Common Stock |  |  |  |  |  |  |  | 628.1656<sup>(8)</sup> | I | By Savings Plan |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Employee Stock Option (Right to Buy) | $402.22 | 2025-12-08 |  | A<sup>(9)</sup> |  | 1025 |  | 2026-12-08<sup>(10)</sup> | 2035-12-08 | Common Stock | 1025 | $0 | 1025 | D |  |
| Restricted Stock Units | <sup>(11)</sup> | 2025-12-08 |  | A<sup>(9)</sup> |  | 299 |  | 2026-12-08<sup>(12)</sup> | 2028-12-08 | Common Stock | 299 | $0 | 299 | D |  |
| Restricted Stock Units | <sup>(11)</sup> | 2025-12-09 |  | M |  |  | 154 | 2023-12-09<sup>(12)</sup> | 2025-12-09 | Common Stock | 154 | $0 | 0 | D |  |
| Performance Shares | <sup>(13)</sup> | 2025-12-09 |  | M |  |  | 329 | 2025-12-09 | 2025-12-09 | Common Stock | 329 | $0 | 0 | D |  |

---

### Footnotes:

(1) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

(2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.34 to $401.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

(3) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.38 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

(4) Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

(5) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

(6) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.57 to $402.39. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

(7) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.88 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price

(8) Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

(9) Awarded under the Company's 2020 Long-Term Incentive Plan.

(10) The options vest in three substantially equal annual installments beginning on date exercisable.

(11) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

(12) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

(13) Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

**Signature:** Danielle White, Attorney-in-fact for Terry L. Riesterer  
**Date:** 2025-12-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**