# EDGAR Filing Document

**Accession Number:** 0001900923
**File Stem:** 0001214659-23-002419
**Filing Date:** 2023-2
**Character Count:** 12476
**Document Hash:** 1329bf22593edb279895639d4507076b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-002419.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001214659-23-002419

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** READYSTATE ASSET MANAGEMENT LP
- **CENTRAL INDEX KEY:** 0001900923
- **IRS NUMBER:** 872132049
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23054
- **FILM NUMBER:** 23628679

**BUSINESS ADDRESS:**
- **STREET 1:** 936 W FULTON MARKET
- **STREET 2:** SUITE 200
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60607
- **BUSINESS PHONE:** 312-471-8600

**MAIL ADDRESS:**
- **STREET 1:** 936 W FULTON MARKET
- **STREET 2:** SUITE 200
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60607

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** READYSTATE ASSET MANAGEMENT LP<br>**Address:** 936 W FULTON MARKET<br>SUITE 200<br>CHICAGO, IL 60607

**Form 13F File Number:** 028-23054

**CRD Number (if applicable):** 000317277

**SEC File Number (if applicable):** 801-122925

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Pritsker<br>**Title:** Chief Financial Officer  Chief Compliance Officer<br>**Phone:** 312-471-8630

**Signature, Place, and Date of Signing:**

/s/ David Pritsker  Chicago, IL  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 83

**Form 13F Information Table Value Total:** $408336580

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X GENOMICS INC | CL A COM | 88025U109 |  | 1146402 | 31460 | SH |  | SOLE |  | 31460 | 0 | 0 |
| 1LIFE HEALTHCARE INC | NOTE  3.000% 6/1 | 68269GAB3 |  | 4845000 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 2143400 | 28000 | SH |  | SOLE |  | 28000 | 0 | 0 |
| AIRBNB INC | NOTE3/1 | 009066AB7 |  | 15684500 | 19000000 | PRN |  | SOLE |  | 19000000 | 0 | 0 |
| ALTICE USA INC | CL A | 02156K103 |  | 1643976 | 357386 | SH |  | SOLE |  | 357386 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 |  | 5469600 | 430000 | SH | Put | SOLE |  | 430000 | 0 | 0 |
| AMERICAN AXLE  MFG HLDGS IN | COM | 024061103 |  | 415797 | 53171 | SH |  | SOLE |  | 53171 | 0 | 0 |
| ANTERO RESOURCES CORP | COM | 03674X106 |  | 995306 | 32117 | SH |  | SOLE |  | 32117 | 0 | 0 |
| APA CORPORATION | COM | 03743Q108 |  | 398881 | 8545 | SH |  | SOLE |  | 8545 | 0 | 0 |
| ARRAY TECHNOLOGIES INC | NOTE  1.000%12/0 | 04271TAB6 |  | 16344000 | 16000000 | PRN |  | SOLE |  | 16000000 | 0 | 0 |
| ARTIVION INC | NOTE  4.250% 7/0 | 228903AB6 |  | 2228190 | 2550000 | PRN |  | SOLE |  | 2550000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 439600 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| BENTLEY SYS INC | NOTE  0.125% 1/1 | 08265TAB5 |  | 1834000 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| BENTLEY SYS INC | NOTE  0.375% 7/0 | 08265TAD1 |  | 8599500 | 10500000 | PRN |  | SOLE |  | 10500000 | 0 | 0 |
| BEYOND MEAT INC | COM | 08862E109 |  | 574877 | 46700 | SH | Put | SOLE |  | 46700 | 0 | 0 |
| BILL COM HLDGS INC | NOTE12/0 | 090043AB6 |  | 8738000 | 8500000 | PRN |  | SOLE |  | 8500000 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 871282 | 8419 | SH |  | SOLE |  | 8419 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 2270800 | 35000 | SH | Put | SOLE |  | 35000 | 0 | 0 |
| BURLINGTON STORES INC | NOTE  2.250% 4/1 | 122017AB2 |  | 8662500 | 7500000 | PRN |  | SOLE |  | 7500000 | 0 | 0 |
| CALLON PETE CO DEL | COM | 13123X508 |  | 515774 | 13906 | SH |  | SOLE |  | 13906 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 795087 | 6900 | SH |  | SOLE |  | 6900 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 557406 | 34600 | SH |  | SOLE |  | 34600 | 0 | 0 |
| COHERUS BIOSCIENCES INC | NOTE  1.500% 4/1 | 19249HAB9 |  | 2958750 | 4500000 | PRN |  | SOLE |  | 4500000 | 0 | 0 |
| COUPA SOFTWARE INC | NOTE  0.125% 6/1 | 22266LAC0 |  | 4856500 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| D R HORTON INC | COM | 23331A109 |  | 5348400 | 60000 | SH | Put | SOLE |  | 60000 | 0 | 0 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 408000 | 300000 | SH | Call | SOLE |  | 300000 | 0 | 0 |
| DYNAVAX TECHNOLOGIES CORP | NOTE  2.500% 5/1 | 268158AD4 |  | 11362500 | 9000000 | PRN |  | SOLE |  | 9000000 | 0 | 0 |
| ENPHASE ENERGY INC | NOTE3/0 | 29355AAK3 |  | 1761600 | 1500000 | PRN |  | SOLE |  | 1500000 | 0 | 0 |
| ENVESTNET INC | NOTE  0.750% 8/1 | 29404KAE6 |  | 2268750 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| ETSY INC | NOTE  0.125%10/0 | 29786AAJ5 |  | 22467750 | 14500000 | PRN |  | SOLE |  | 14500000 | 0 | 0 |
| EXACT SCIENCES CORP | NOTE  0.375% 3/1 | 30063PAB1 |  | 8715000 | 10500000 | PRN |  | SOLE |  | 10500000 | 0 | 0 |
| EXACT SCIENCES CORP | NOTE  0.375% 3/0 | 30063PAC9 |  | 3155200 | 4000000 | PRN |  | SOLE |  | 4000000 | 0 | 0 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 257830 | 3800 | SH |  | SOLE |  | 3800 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 874640 | 26000 | SH |  | SOLE |  | 26000 | 0 | 0 |
| GOODYEAR TIRE  RUBR CO | COM | 382550101 |  | 1586506 | 156306 | SH |  | SOLE |  | 156306 | 0 | 0 |
| GOPRO INC | NOTE  1.250%11/1 | 38268TAD5 |  | 5453885 | 6000000 | PRN |  | SOLE |  | 6000000 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | NOTE  1.250% 3/1 | 40171VAA8 |  | 1861000 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| HAEMONETICS CORP MASS | NOTE3/0 | 405024AB6 |  | 2493900 | 3000000 | PRN |  | SOLE |  | 3000000 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 4737900 | 15000 | SH | Put | SOLE |  | 15000 | 0 | 0 |
| IHEARTMEDIA INC | COM CL A | 45174J509 |  | 1297347 | 211639 | SH |  | SOLE |  | 211639 | 0 | 0 |
| IMAX CORP | NOTE  0.500% 4/0 | 45245EAJ8 |  | 8484119 | 10000000 | PRN |  | SOLE |  | 10000000 | 0 | 0 |
| INFINERA CORP | DEBT  3.750% 8/0 | 45667GAF0 |  | 13066200 | 10500000 | PRN |  | SOLE |  | 10500000 | 0 | 0 |
| INNOVIVA INC | NOTE  2.500% 8/1 | 45781MAB7 |  | 8699750 | 8500000 | PRN |  | SOLE |  | 8500000 | 0 | 0 |
| INSMED INC | NOTE  0.750% 6/0 | 457669AB5 |  | 7055000 | 8500000 | PRN |  | SOLE |  | 8500000 | 0 | 0 |
| IRONWOOD PHARMACEUTICALS INC | NOTE  1.500% 6/1 | 46333XAH1 |  | 13695313 | 12500000 | PRN |  | SOLE |  | 12500000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 20295504 | 116400 | SH | Call | SOLE |  | 116400 | 0 | 0 |
| JELD-WEN HLDG INC | COM | 47580P103 |  | 190462 | 19737 | SH |  | SOLE |  | 19737 | 0 | 0 |
| MESA LABS INC | NOTE  1.375% 8/1 | 59064RAA7 |  | 6772500 | 7500000 | PRN |  | SOLE |  | 7500000 | 0 | 0 |
| MITEK SYS INC | NOTE  0.750% 2/0 | 606710AA9 |  | 4150000 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| MONGODB INC | NOTE  0.250% 1/1 | 60937PAD8 |  | 11174375 | 9500000 | PRN |  | SOLE |  | 9500000 | 0 | 0 |
| NATERA INC | NOTE  2.250% 5/0 | 632307AB0 |  | 19155000 | 15000000 | PRN |  | SOLE |  | 15000000 | 0 | 0 |
| NIKOLA CORP | COM | 654110105 |  | 442800 | 205000 | SH | Put | SOLE |  | 205000 | 0 | 0 |
| PAR TECHNOLOGY CORP | NOTE  1.500%10/1 | 698884AE3 |  | 8314500 | 11500000 | PRN |  | SOLE |  | 11500000 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 835138 | 49475 | SH |  | SOLE |  | 49475 | 0 | 0 |
| PATRICK INDS INC | COM | 703343103 |  | 785861 | 12968 | SH |  | SOLE |  | 12968 | 0 | 0 |
| PENN ENTERTAINMENT INC | COM | 707569109 |  | 1601632 | 53927 | SH |  | SOLE |  | 53927 | 0 | 0 |
| PERFICIENT INC | NOTE  0.125%11/1 | 71375UAF8 |  | 7386250 | 9500000 | PRN |  | SOLE |  | 9500000 | 0 | 0 |
| PROS HOLDINGS INC | NOTE  2.250% 9/1 | 74346YAG8 |  | 4407500 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| RANGE RES CORP | COM | 75281A109 |  | 622998 | 24900 | SH |  | SOLE |  | 24900 | 0 | 0 |
| REDFIN CORP | COM | 75737F108 |  | 539947 | 127346 | SH |  | SOLE |  | 127346 | 0 | 0 |
| RH | NOTE9/1 | 74967XAD5 |  | 1965915 | 1422000 | PRN |  | SOLE |  | 1422000 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | DEBT  1.250% 9/1 | 803607AC4 |  | 10417500 | 9000000 | PRN |  | SOLE |  | 9000000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 2653205 | 20542 | SH |  | SOLE |  | 20542 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 6845480 | 53000 | SH | Call | SOLE |  | 53000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 2621948 | 20300 | SH | Put | SOLE |  | 20300 | 0 | 0 |
| SHAKE SHACK INC | NOTE3/0 | 819047AB7 |  | 8017500 | 12000000 | PRN |  | SOLE |  | 12000000 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 866292 | 24958 | SH |  | SOLE |  | 24958 | 0 | 0 |
| SM ENERGY CO | COM | 78454L100 |  | 275854 | 7920 | SH |  | SOLE |  | 7920 | 0 | 0 |
| SOLAREDGE TECHNOLOGIES INC | NOTE9/1 | 83417MAD6 |  | 9348750 | 7500000 | PRN |  | SOLE |  | 7500000 | 0 | 0 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 9242684 | 274508 | SH |  | SOLE |  | 274508 | 0 | 0 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 |  | 964062 | 164797 | SH |  | SOLE |  | 164797 | 0 | 0 |
| SPOTIFY USA INC | NOTE3/1 | 84921RAB6 |  | 1620000 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 409404 | 5450 | SH |  | SOLE |  | 5450 | 0 | 0 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 375600 | 5000 | SH | Call | SOLE |  | 5000 | 0 | 0 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 |  | 574502 | 11775 | SH |  | SOLE |  | 11775 | 0 | 0 |
| TRAVERE THERAPEUTICS INC | NOTE  2.250% 3/0 | 89422GAA5 |  | 8235000 | 9000000 | PRN |  | SOLE |  | 9000000 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 858378 | 34710 | SH |  | SOLE |  | 34710 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 23253000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| VERADIGM INC | NOTE  0.875% 1/0 | 01988PAF5 |  | 6289250 | 4400000 | PRN |  | SOLE |  | 4400000 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 2918987 | 23778 | SH |  | SOLE |  | 23778 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 600084 | 63300 | SH |  | SOLE |  | 63300 | 0 | 0 |
| WINNEBAGO INDS INC | NOTE  1.500% 4/0 | 974637AB6 |  | 4215000 | 4000000 | PRN |  | SOLE |  | 4000000 | 0 | 0 |
| WINNEBAGO INDS INC | COM | 974637100 |  | 1054000 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |

---