# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-25-011494
**Filing Date:** 2025-11
**Character Count:** 65652
**Document Hash:** 7fdf76b1248c0792a292668e73077d28
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-011494.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000940400-25-011494

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 251534487

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify Piper Sandler US Small-Cap PLUS Income ETF (Series ID: S000091859)

| Class ID   | Class Name                                          | Ticker Symbol   |
|:---|:---|:---|
| C000259701 | Simplify Piper Sandler US Small-Cap PLUS Income ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify Piper Sandler US Small-Cap PLUS Income ETF

- **b. EDGAR series identifier (if any):** S000091859

- **c. LEI of Series:** 529900HP1B2TAHG5WR46

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5709250.87

**Total Liabilities:** $12555.03

**Net Assets:** $5696695.84

**Cash Not Reported:** $653.51

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000259701 | -3.27%               | 7.39%                | -0.34%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $68985.54                | $-199673.93                                |
| Month 2  | $-18538.17               | $413604.14                                 |
| Month 3  | $316609.15               | $-360575.56                                |

**Designated Index Information**

- **Index Name:** Self Reference

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                            | Title                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Frontdoor Inc                   | Frontdoor Inc                                 | CUSIP: 35905A109<br>LEI: 5493008RB0JZJI3QGZ06 | Long             | EC               | CORP              | US        |       517 | NS      | $34788.93     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Embecta Corp                    | Embecta Corp                                  | CUSIP: 29082K105<br>LEI: 549300RPG8GXVDHNXZ62 | Long             | EC               | CORP              | US        |      2410 | NS      | $34005.10     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Urban Edge Properties           | Urban Edge Properties                         | CUSIP: 91704F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1684 | NS      | $34471.48     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| TSS Inc/MD                      | TSS Inc/MD                                    | CUSIP: 87288V101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2173 | NS      | $39353.03     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Photronics Inc                  | Photronics Inc                                | CUSIP: 719405102<br>LEI: 549300OK5JVNIBNY6F63 | Long             | EC               | CORP              | US        |      1386 | NS      | $31808.70     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group Inc/The            | Ensign Group Inc/The                          | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |       210 | NS      | $36281.70     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Marex Group PLC                 | Marex Group PLC                               | CUSIP: 000000000<br>LEI: 549300DWX0SVICJAL507 | Long             | EC               | CORP              | GB        |      1053 | NS      | $35401.86     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Insurance Group Ltd    | Hamilton Insurance Group Ltd                  | CUSIP: 000000000<br>LEI: 549300W92BN1FIEXG871 | Long             | EC               | CORP              | BM        |      1418 | NS      | $35166.40     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC. | SPDR GOLD SHARES                              | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |       -29 | NC      | $-1319.50     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Garrett Motion Inc              | Garrett Motion Inc                            | CUSIP: 366505105<br>LEI: 549300LS5WT7EMBNV724 | Long             | EC               | CORP              | CH        |      2542 | NS      | $34622.04     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| AdvanSix Inc                    | AdvanSix Inc                                  | CUSIP: 00773T101<br>LEI: 5493009TPRODMCAZLF67 | Long             | EC               | CORP              | US        |      1694 | NS      | $32829.72     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc       | DigitalOcean Holdings Inc                     | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |       945 | NS      | $32281.20     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| PACS Group Inc                  | PACS Group Inc                                | CUSIP: 69380Q107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2888 | NS      | $39652.24     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | RUSSELL 2000 INDEX                            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        -4 | NC      | $-1260.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | RUSSELL 2000 INDEX                            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        -4 | NC      | $-1240.00     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| GeneDx Holdings Corp            | GeneDx Holdings Corp                          | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       267 | NS      | $28766.58     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Daily Journal Corp              | Daily Journal Corp                            | CUSIP: 233912104<br>LEI: 2549004ASTNVLR8YWZ33 | Long             | EC               | CORP              | US        |        77 | NS      | $35815.78     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Fulton Financial Corp           | Fulton Financial Corp                         | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |      1784 | NS      | $33235.92     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Greenbrier Cos Inc/The          | Greenbrier Cos Inc/The                        | CUSIP: 393657101<br>LEI: 5493001GAGGFR30BP390 | Long             | EC               | CORP              | US        |       749 | NS      | $34581.33     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| BK Technologies Corp            | BK Technologies Corp                          | CUSIP: 05587G203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       445 | NS      | $37593.60     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | RUSSELL 2000 INDEX                            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         4 | NC      | $480.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Parke Bancorp Inc               | Parke Bancorp Inc                             | CUSIP: 700885106<br>LEI: 5493000JF1TWXVD0CR78 | Long             | EC               | CORP              | US        |      1567 | NS      | $33768.85     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Teekay Corp Ltd                 | Teekay Corp Ltd                               | CUSIP: 000000000<br>LEI: YHKQM2RIPKZYOZ6RVZ46 | Long             | EC               | CORP              | BM        |      4033 | NS      | $32989.94     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| VAALCO Energy Inc               | VAALCO Energy Inc                             | CUSIP: 91851C201<br>LEI: 549300CFHFVIWB8M6T24 | Long             | EC               | CORP              | US        |      8349 | NS      | $33562.98     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlanticus Holdings Corp        | Atlanticus Holdings Corp                      | CUSIP: 04914Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       492 | NS      | $28821.36     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| InterDigital Inc                | InterDigital Inc                              | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       103 | NS      | $35558.69     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Douglas Dynamics Inc            | Douglas Dynamics Inc                          | CUSIP: 25960R105<br>LEI: 529900CDFLKNQ0QT6580 | Long             | EC               | CORP              | US        |      1069 | NS      | $33416.94     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| IMAX Corp                       | IMAX Corp                                     | CUSIP: 45245E109<br>LEI: 894500GS1ESLAPZCEI74 | Long             | EC               | CORP              | CA        |      1082 | NS      | $35435.50     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| John B Sanfilippo & Son Inc     | John B Sanfilippo & Son Inc                   | CUSIP: 800422107<br>LEI: 5299007IBEYVXKYDUX28 | Long             | EC               | CORP              | US        |       547 | NS      | $35161.16     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Shutterstock Inc                | Shutterstock Inc                              | CUSIP: 825690100<br>LEI: 529900G2TDIS56V0LO22 | Long             | EC               | CORP              | US        |      1592 | NS      | $33193.20     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Plymouth Industrial REIT Inc    | Plymouth Industrial REIT Inc                  | CUSIP: 729640102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1570 | NS      | $35058.10     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| HomeTrust Bancshares Inc        | HomeTrust Bancshares Inc                      | CUSIP: 437872104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       829 | NS      | $33939.26     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Cal-Maine Foods Inc             | Cal-Maine Foods Inc                           | CUSIP: 128030202<br>LEI: 549300NHE5WMIEIEMF53 | Long             | EC               | CORP              | US        |       346 | NS      | $32558.60     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Bladex                          | Banco Latinoamericano de Comercio Exterior SA | CUSIP: 000000000<br>LEI: 549300CN3134K4LC0651 | Long             | EC               | CORP              | PA        |       736 | NS      | $33833.92     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Centrus Energy Corp             | Centrus Energy Corp                           | CUSIP: 15643U104<br>LEI: 549300G6VDK9G8276661 | Long             | EC               | CORP              | US        |       117 | NS      | $36278.19     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Ardent Health Inc               | Ardent Health Inc                             | CUSIP: 03980N107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2696 | NS      | $35722.00     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Napco Security Technologies In  | Napco Security Technologies Inc               | CUSIP: 630402105<br>LEI: 529900KV21J4YY9YST76 | Long             | EC               | CORP              | US        |       811 | NS      | $34832.45     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Costamare Inc                   | Costamare Inc                                 | CUSIP: 000000000<br>LEI: 5299003L6NPTZ25LN818 | Long             | EC               | CORP              | MC        |      2815 | NS      | $33526.65     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| OFG Bancorp                     | OFG Bancorp                                   | CUSIP: 67103X102<br>LEI: 549300Q4QEXJ37LEXQ06 | Long             | EC               | CORP              | PR        |       781 | NS      | $33965.69     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Enova International Inc         | Enova International Inc                       | CUSIP: 29357K103<br>LEI: 549300O8XOCQSB49UO63 | Long             | EC               | CORP              | US        |       274 | NS      | $31534.66     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Colony Bankcorp Inc             | Colony Bankcorp Inc                           | CUSIP: 19623P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1966 | NS      | $33441.66     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Aveanna Healthcare Holdings In  | Aveanna Healthcare Holdings Inc               | CUSIP: 05356F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4267 | NS      | $37848.29     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercury General Corp            | Mercury General Corp                          | CUSIP: 589400100<br>LEI: 5493001Q9EXPCEL4W527 | Long             | EC               | CORP              | US        |       435 | NS      | $36879.30     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $4150.00      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Caledonia Mining Corp PLC       | Caledonia Mining Corp PLC                     | CUSIP: 000000000<br>LEI: 21380093ZBI4BFM75Y51 | Long             | EC               | CORP              | ZA        |      1037 | NS      | $37549.77     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| SkyWest Inc                     | SkyWest Inc                                   | CUSIP: 830879102<br>LEI: 529900UYS2KGS6Z42P09 | Long             | EC               | CORP              | US        |       332 | NS      | $33405.84     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| IDT Corp                        | IDT Corp                                      | CUSIP: 448947507<br>LEI: 549300JNTN7ZMJDFCL56 | Long             | EC               | CORP              | US        |       516 | NS      | $26991.96     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Emergent BioSolutions Inc       | Emergent BioSolutions Inc                     | CUSIP: 29089Q105<br>LEI: 549300YW6TUOX8BE5103 | Long             | EC               | CORP              | US        |      4210 | NS      | $37132.20     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Integral Ad Science Holding Co  | Integral Ad Science Holding Corp              | CUSIP: 45828L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4052 | NS      | $41208.84     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Victoria's Secret & Co          | Victoria's Secret & Co                        | CUSIP: 926400102<br>LEI: 5493006T3O70U3UWVF17 | Long             | EC               | CORP              | US        |      1298 | NS      | $35227.72     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Waystar Holding Corp            | Waystar Holding Corp                          | CUSIP: 946784105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       914 | NS      | $34658.88     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         5 | NC      | $737.50       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva Inc                     | Workiva Inc                                   | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |       434 | NS      | $37358.72     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Gannett Co Inc                  | Gannett Co Inc                                | CUSIP: 36472T109<br>LEI: 549300JQ2PU0RI3ZBA32 | Long             | EC               | CORP              | US        |      8038 | NS      | $33196.94     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA Technologies Inc          | TETRA Technologies Inc                        | CUSIP: 88162F105<br>LEI: 549300T5W131705EK832 | Long             | EC               | CORP              | US        |      6522 | NS      | $37501.50     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Argan Inc                       | Argan Inc                                     | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |       133 | NS      | $35916.65     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                | Essent Group Ltd                              | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | US        |       529 | NS      | $33623.24     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimball Electronics Inc         | Kimball Electronics Inc                       | CUSIP: 49428J109<br>LEI: 549300COBYN2GZCBIU87 | Long             | EC               | CORP              | US        |      1094 | NS      | $32666.84     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonic Automotive Inc            | Sonic Automotive Inc                          | CUSIP: 83545G102<br>LEI: 549300NTLRGJ2JCBZU03 | Long             | EC               | CORP              | US        |       440 | NS      | $33479.60     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Build-A-Bear Workshop Inc       | Build-A-Bear Workshop Inc                     | CUSIP: 120076104<br>LEI: 529900S9MWZC1UBF3D13 | Long             | EC               | CORP              | US        |       473 | NS      | $30844.33     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $225.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RadNet Inc                      | RadNet Inc                                    | CUSIP: 750491102<br>LEI: 529900RECG94V2IZJ970 | Long             | EC               | CORP              | US        |       452 | NS      | $34446.92     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Bird Corp                  | Blue Bird Corp                                | CUSIP: 095306106<br>LEI: 5493004ZXJUUWQ65ER59 | Long             | EC               | CORP              | US        |       579 | NS      | $33321.45     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTracker Inc                  | NEXTracker Inc                                | CUSIP: 65290E101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       484 | NS      | $35811.16     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Pennant Group Inc/The           | Pennant Group Inc/The                         | CUSIP: 70805E109<br>LEI: 5493007H2OYR6BYLDA64 | Long             | EC               | CORP              | US        |      1433 | NS      | $36140.26     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| EverQuote Inc                   | EverQuote Inc                                 | CUSIP: 30041R108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1356 | NS      | $31011.72     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         4 | NC      | $30.00        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC. | SPDR GOLD SHARES                              | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |        29 | NC      | $348.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $5390.00      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Bankshares Inc               | CF Bankshares Inc                             | CUSIP: 12520L109<br>LEI: 5493005T7GGZJKF4UK64 | Long             | EC               | CORP              | US        |      1417 | NS      | $33937.15     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Tidewater Inc                   | Tidewater Inc                                 | CUSIP: 88642R109<br>LEI: 2549000JA5GRUPLMUH98 | Long             | EC               | CORP              | US        |       617 | NS      | $32904.61     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprinklr Inc                    | Sprinklr Inc                                  | CUSIP: 85208T107<br>LEI: 254900AR04RJ2BQO5S78 | Long             | EC               | CORP              | US        |      4437 | NS      | $34253.64     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Abeona Therapeutics Inc         | Abeona Therapeutics Inc                       | CUSIP: 00289Y206<br>LEI: 54930002Z8PIJRCB4576 | Long             | EC               | CORP              | US        |      6425 | NS      | $33924.00     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| REV Group Inc                   | REV Group Inc                                 | CUSIP: 749527107<br>LEI: 549300SRD0SIG5ZZ3X20 | Long             | EC               | CORP              | US        |       587 | NS      | $33265.29     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Nu Skin Enterprises Inc         | Nu Skin Enterprises Inc                       | CUSIP: 67018T105<br>LEI: 54930050DETB6CP71D38 | Long             | EC               | CORP              | US        |      2859 | NS      | $34851.21     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Byline Bancorp Inc              | Byline Bancorp Inc                            | CUSIP: 124411109<br>LEI: 549300W7ODP4YL2H4823 | Long             | EC               | CORP              | US        |      1214 | NS      | $33664.22     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| PROG Holdings Inc               | PROG Holdings Inc                             | CUSIP: 74319R101<br>LEI: 549300DHYTLBOVRXIG52 | Long             | EC               | CORP              | US        |       974 | NS      | $31518.64     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| National HealthCare Corp        | National HealthCare Corp                      | CUSIP: 635906100<br>LEI: 254900PTS11LS1JS2752 | Long             | EC               | CORP              | US        |       295 | NS      | $35845.45     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Farmland Partners Inc           | Farmland Partners Inc                         | CUSIP: 31154R109<br>LEI: 549300LB188CHPZ4IL37 | Long             | EC               | CORP              | US        |      3162 | NS      | $34402.56     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercantile Bank Corp            | Mercantile Bank Corp                          | CUSIP: 587376104<br>LEI: P16VZZCKTJ5IONL6XE37 | Long             | EC               | CORP              | US        |       735 | NS      | $33075.00     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| United Fire Group Inc           | United Fire Group Inc                         | CUSIP: 910340108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1105 | NS      | $33614.10     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Meridian Corp                   | Meridian Corp                                 | CUSIP: 58958P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2164 | NS      | $34169.56     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        -1 | NC      | $-815.00      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         3 | NC      | $517.50       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Insurance Holdings In  | Heritage Insurance Holdings Inc               | CUSIP: 42727J102<br>LEI: 9845008CCYDD87F66B45 | Long             | EC               | CORP              | US        |      1219 | NS      | $30694.42     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Interface Inc                   | Interface Inc                                 | CUSIP: 458665304<br>LEI: 549300VXZWQOIDFPU355 | Long             | EC               | CORP              | US        |      1169 | NS      | $33830.86     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Ardmore Shipping Corp           | Ardmore Shipping Corp                         | CUSIP: 000000000<br>LEI: 549300J8HD7K6BHD8O28 | Long             | EC               | CORP              | IE        |      2720 | NS      | $32286.40     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $250.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Phibro Animal Health Corp       | Phibro Animal Health Corp                     | CUSIP: 71742Q106<br>LEI: 549300U24SP4AF2JUX52 | Long             | EC               | CORP              | US        |       867 | NS      | $35078.82     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamond Hill Investment Group   | Diamond Hill Investment Group Inc             | CUSIP: 25264R207<br>LEI: 549300AQ6779A0B7VZ57 | Long             | EC               | CORP              | US        |       246 | NS      | $34442.46     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Rock Resorts Inc            | Red Rock Resorts Inc                          | CUSIP: 75700L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       569 | NS      | $34743.14     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 2000 ETF        | iShares Russell 2000 ETF                      | CUSIP: 464287655<br>LEI: 549300O80OAR5VTWR172 | Long             | EC               | RF                | US        |       330 | NS      | $79846.80     | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Asbury Automotive Group Inc     | Asbury Automotive Group Inc                   | CUSIP: 043436104<br>LEI: 549300JH4DTA7U42GL91 | Long             | EC               | CORP              | US        |       143 | NS      | $34956.35     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $3245.00      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Buckle Inc/The                  | Buckle Inc/The                                | CUSIP: 118440106<br>LEI: 5299007IU0461T3GDL34 | Long             | EC               | CORP              | US        |       570 | NS      | $33436.20     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Niagen Bioscience Inc           | Niagen Bioscience Inc                         | CUSIP: 171077407<br>LEI: 529900OPI7B8JPXCVS70 | Long             | EC               | CORP              | US        |      3506 | NS      | $32710.98     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Sally Beauty Holdings Inc       | Sally Beauty Holdings Inc                     | CUSIP: 79546E104<br>LEI: 529900VXW6E8ONDIQ271 | Long             | EC               | CORP              | US        |      2229 | NS      | $36288.12     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC. | SPDR GOLD SHARES                              | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |       -29 | NC      | $-812.00      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M       | DREYFUS TRSY OBLIG CASH M                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      8798 | NS      | $8798.14      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sensient Technologies Corp      | Sensient Technologies Corp                    | CUSIP: 81725T100<br>LEI: CMMZHMFZQG86EI7WZU92 | Long             | EC               | CORP              | US        |       336 | NS      | $31533.60     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank7 Corp                      | Bank7 Corp                                    | CUSIP: 06652N107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       732 | NS      | $33869.64     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Castle Biosciences Inc          | Castle Biosciences Inc                        | CUSIP: 14843C105<br>LEI: 2549007M2Q4HLR1XD252 | Long             | EC               | CORP              | US        |      1416 | NS      | $32242.32     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Theravance Biopharma Inc        | Theravance Biopharma Inc                      | CUSIP: 000000000<br>LEI: 5493007VTSXP4Z6MIW52 | Long             | EC               | CORP              | KY        |      2490 | NS      | $36354.00     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $4150.00      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | RUSSELL 2000 INDEX                            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        -4 | NC      | $-1640.00     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                      | Qualys Inc                                    | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |       255 | NS      | $33744.15     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Trust Bancorp Inc     | Community Trust Bancorp Inc                   | CUSIP: 204149108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       612 | NS      | $34241.40     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Willdan Group Inc               | Willdan Group Inc                             | CUSIP: 96924N100<br>LEI: 529900YQO0LF5VAEKN05 | Long             | EC               | CORP              | US        |       335 | NS      | $32391.15     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Cooper-Standard Holdings Inc    | Cooper-Standard Holdings Inc                  | CUSIP: 21676P103<br>LEI: 549300VVOH2RQP5YMB08 | Long             | EC               | CORP              | US        |       910 | NS      | $33606.30     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanesbrands Inc                 | Hanesbrands Inc                               | CUSIP: 410345102<br>LEI: GX5LWVWZLL5S4W1L2F20 | Long             | EC               | CORP              | US        |      5367 | NS      | $35368.53     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Solutions International   | Power Solutions International Inc             | CUSIP: 73933G202<br>LEI: 549300JWGWDXC70SNH31 | Long             | EC               | CORP              | US        |       314 | NS      | $30841.08     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| TransMedics Group Inc           | TransMedics Group Inc                         | CUSIP: 89377M109<br>LEI: 549300060GVOSMWARH50 | Long             | EC               | CORP              | US        |       283 | NS      | $31752.60     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Lakes Dredge & Dock Corp  | Great Lakes Dredge & Dock Corp                | CUSIP: 390607109<br>LEI: 549300H65E3MZ1CX0P05 | Long             | EC               | CORP              | US        |      2854 | NS      | $34219.46     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaCloud Technology Inc        | GigaCloud Technology Inc                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1169 | NS      | $33199.60     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| HBT Financial Inc               | HBT Financial Inc                             | CUSIP: 404111106<br>LEI: 549300NTXD4Q6UK5BY66 | Long             | EC               | CORP              | US        |      1329 | NS      | $33490.80     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| CommScope Holding Co Inc        | CommScope Holding Co Inc                      | CUSIP: 20337X109<br>LEI: 254900AW4CEPCQWSRI58 | Long             | EC               | CORP              | US        |      2101 | NS      | $32523.48     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Matson Inc                      | Matson Inc                                    | CUSIP: 57686G105<br>LEI: 549300OI5H3Y0I9I4I12 | Long             | EC               | CORP              | US        |       333 | NS      | $32830.47     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Merit Medical Systems Inc       | Merit Medical Systems Inc                     | CUSIP: 589889104<br>LEI: 549300OYTY138SP2CE83 | Long             | EC               | CORP              | US        |       414 | NS      | $34457.22     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Herbalife Ltd                   | Herbalife Ltd                                 | CUSIP: 000000000<br>LEI: 549300BA7TYPBSZZIA41 | Long             | EC               | CORP              | US        |      3786 | NS      | $31953.84     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                       | Itron Inc                                     | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |       287 | NS      | $35748.72     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| InvenTrust Properties Corp      | InvenTrust Properties Corp                    | CUSIP: 46124J201<br>LEI: 5493006BQYSOBYVUFA03 | Long             | EC               | CORP              | US        |      1163 | NS      | $33285.06     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Worthington Steel Inc           | Worthington Steel Inc                         | CUSIP: 982104101<br>LEI: 2549009ZUUWL3QLK6G24 | Long             | EC               | CORP              | US        |      1030 | NS      | $31301.70     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc      | Third Coast Bancshares Inc                    | CUSIP: 88422P109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       858 | NS      | $32578.26     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| International Bancshares Corp   | International Bancshares Corp                 | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |       495 | NS      | $34031.25     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Industrial Co            | Global Industrial Co                          | CUSIP: 37892E102<br>LEI: 5493000GO8Z3HEWCGE46 | Long             | EC               | CORP              | US        |       959 | NS      | $35166.53     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Progyny Inc                     | Progyny Inc                                   | CUSIP: 74340E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1599 | NS      | $34410.48     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Steelcase Inc                   | Steelcase Inc                                 | CUSIP: 858155203<br>LEI: GIE4CCPBJDI8SMV1OX95 | Long             | EC               | CORP              | US        |      2048 | NS      | $35225.60     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Vitesse Energy Inc              | Vitesse Energy Inc                            | CUSIP: 92852X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1490 | NS      | $34612.70     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Scorpio Tankers Inc             | Scorpio Tankers Inc                           | CUSIP: 000000000<br>LEI: 549300NVJUH16NXG8K87 | Long             | EC               | CORP              | MC        |       588 | NS      | $32957.40     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Rigel Pharmaceuticals Inc       | Rigel Pharmaceuticals Inc                     | CUSIP: 766559702<br>LEI: 529900KPTNUS5J8K9K66 | Long             | EC               | CORP              | US        |       996 | NS      | $28216.68     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         1 | NC      | $140.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphastar Pharmaceuticals Inc   | Amphastar Pharmaceuticals Inc                 | CUSIP: 03209R103<br>LEI: 54930055TH0ZLSAQMJ38 | Long             | EC               | CORP              | US        |      1251 | NS      | $33339.15     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristow Group Inc               | Bristow Group Inc                             | CUSIP: 11040G103<br>LEI: 5493005Q24EN3UC1PV68 | Long             | EC               | CORP              | US        |       932 | NS      | $33626.56     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| PrimeEnergy Resources Corp      | PrimeEnergy Resources Corp                    | CUSIP: 74158E104<br>LEI: 9QMD37QNHRX1B7685Y44 | Long             | EC               | CORP              | US        |       209 | NS      | $34909.27     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Visteon Corp                    | Visteon Corp                                  | CUSIP: 92839U206<br>LEI: 549300MOVLYHRW4GGW78 | Long             | EC               | CORP              | US        |       277 | NS      | $33201.22     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| City Holding Co                 | City Holding Co                               | CUSIP: 177835105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       276 | NS      | $34188.12     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Oil-Dri Corp of America         | Oil-Dri Corp of America                       | CUSIP: 677864100<br>LEI: 549300RSG5KPUH16WH66 | Long             | EC               | CORP              | US        |       529 | NS      | $32290.16     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| CorVel Corp                     | CorVel Corp                                   | CUSIP: 221006109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       435 | NS      | $33677.70     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Xeris Biopharma Holdings Inc    | Xeris Biopharma Holdings Inc                  | CUSIP: 98422E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4477 | NS      | $36442.78     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirum Pharmaceuticals Inc       | Mirum Pharmaceuticals Inc                     | CUSIP: 604749101<br>LEI: 254900YZKR40F7F27K81 | Long             | EC               | CORP              | US        |       465 | NS      | $34089.15     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Resolute Holdings Management I  | Resolute Holdings Management Inc              | CUSIP: 76134H101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       494 | NS      | $35642.10     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         3 | NC      | $787.50       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        -1 | NC      | $-420.00      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Cleanspark Inc                  | Cleanspark Inc                                | CUSIP: 18452B209<br>LEI: 254900VO7KBRJQDGY810 | Long             | EC               | CORP              | US        |      2538 | NS      | $36801.00     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc           | John Wiley & Sons Inc                         | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |       857 | NS      | $34682.79     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Street Interactive Inc     | Rush Street Interactive Inc                   | CUSIP: 782011100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1570 | NS      | $32153.60     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicell Inc                    | Omnicell Inc                                  | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               | CORP              | US        |      1103 | NS      | $33586.35     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                     | Maximus Inc                                   | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |       388 | NS      | $35451.56     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Vimeo Inc                       | Vimeo Inc                                     | CUSIP: 92719V100<br>LEI: 25490061AWYWC90UIJ68 | Long             | EC               | CORP              | US        |      4472 | NS      | $34658.00     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure Inc     | Sterling Infrastructure Inc                   | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |        98 | NS      | $33288.64     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| iRadimed Corp                   | iRadimed Corp                                 | CUSIP: 46266A109<br>LEI: 549300YVHWP0YJ1YW816 | Long             | EC               | CORP              | US        |       490 | NS      | $34868.40     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Missouri Bancorp Inc   | Southern Missouri Bancorp Inc                 | CUSIP: 843380106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       618 | NS      | $32482.08     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC. | SPDR GOLD SHARES                              | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |        29 | NC      | $478.50       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MARA Holdings Inc               | MARA Holdings Inc                             | CUSIP: 565788106<br>LEI: 549300M8ISKPTX2W7F94 | Long             | EC               | CORP              | US        |      1890 | NS      | $34511.40     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Energizer Holdings Inc          | Energizer Holdings Inc                        | CUSIP: 29272W109<br>LEI: 5493000D6NN0V57UME20 | Long             | EC               | CORP              | US        |      1199 | NS      | $29843.11     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Collegium Pharmaceutical Inc    | Collegium Pharmaceutical Inc                  | CUSIP: 19459J104<br>LEI: 54930049FXZMTLW8D496 | Long             | EC               | CORP              | US        |       967 | NS      | $33835.33     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Tactile Systems Technology Inc  | Tactile Systems Technology Inc                | CUSIP: 87357P100<br>LEI: 54930069VDTITHOTKJ98 | Long             | EC               | CORP              | US        |      2458 | NS      | $34018.72     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Titan America SA                | Titan America SA                              | CUSIP: 000000000<br>LEI: 9845007APCB6462D6C46 | Long             | EC               | CORP              | BE        |      2282 | NS      | $34093.08     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Clear Secure Inc                | Clear Secure Inc                              | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       911 | NS      | $30409.18     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Brink's Co/The                  | Brink's Co/The                                | CUSIP: 109696104<br>LEI: XFP140TFNOQMIVFTVQ13 | Long             | EC               | CORP              | US        |       303 | NS      | $35408.58     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Axcelis Technologies Inc        | Axcelis Technologies Inc                      | CUSIP: 054540208<br>LEI: 529900HF9B6NL1QG9F05 | Long             | EC               | CORP              | US        |       361 | NS      | $35248.04     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| SITE Centers Corp               | SITE Centers Corp                             | CUSIP: 82981J851<br>LEI: W2AVA6SODOQ1LCYJQR54 | Long             | EC               | CORP              | US        |      3987 | NS      | $35922.87     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Harrow Inc                      | Harrow Inc                                    | CUSIP: 415858109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       780 | NS      | $37580.40     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| CorMedix Inc                    | CorMedix Inc                                  | CUSIP: 21900C308<br>LEI: 5299006YIA3L0MBW8358 | Long             | EC               | CORP              | US        |      3086 | NS      | $35890.18     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Whitestone REIT                 | Whitestone REIT                               | CUSIP: 966084204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2715 | NS      | $33340.20     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGA Technologies Inc           | SIGA Technologies Inc                         | CUSIP: 826917106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3937 | NS      | $36023.55     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| IBEX Holdings Ltd               | IBEX Holdings Ltd                             | CUSIP: 000000000<br>LEI: 5493000GRFLPVYU2CX17 | Long             | EC               | CORP              | US        |       844 | NS      | $34198.88     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Tanger Inc                      | Tanger Inc                                    | CUSIP: 875465106<br>LEI: UKEW8YSXE4Y581KYOL30 | Long             | EC               | CORP              | US        |      1035 | NS      | $35024.40     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | S&P 500 INDEX                                 | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        -1 | NC      | $-660.00      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| California Water Service Group  | California Water Service Group                | CUSIP: 130788102<br>LEI: 529900QABDOBU6UVRQ36 | Long             | EC               | CORP              | US        |       760 | NS      | $34876.40     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Indivior PLC                    | Indivior PLC                                  | CUSIP: 000000000<br>LEI: 213800V3NCQTY7IED471 | Long             | EC               | CORP              | GB        |      1536 | NS      | $37032.96     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | RUSSELL 2000 INDEX                            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         4 | NC      | $340.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LeMaitre Vascular Inc           | LeMaitre Vascular Inc                         | CUSIP: 525558201<br>LEI: 549300FZUBUB7MHY8R17 | Long             | EC               | CORP              | US        |       375 | NS      | $32816.25     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Cricut Inc                      | Cricut Inc                                    | CUSIP: 22658D100<br>LEI: 254900R3DKAJ28MC0Q39 | Long             | EC               | CORP              | US        |      5061 | NS      | $31833.69     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Supernus Pharmaceuticals Inc    | Supernus Pharmaceuticals Inc                  | CUSIP: 868459108<br>LEI: 549300GRM36VBKISYJ58 | Long             | EC               | CORP              | US        |       751 | NS      | $35890.29     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| American Eagle Outfitters Inc   | American Eagle Outfitters Inc                 | CUSIP: 02553E106<br>LEI: 5299001Z9HXK01DHW793 | Long             | EC               | CORP              | US        |      1832 | NS      | $31345.52     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Corp            | First Financial Corp                          | CUSIP: 320218100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       591 | NS      | $33356.04     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Upwork Inc                      | Upwork Inc                                    | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |      1724 | NS      | $32014.68     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadian Asset Management Inc    | Acadian Asset Management Inc                  | CUSIP: 10948W103<br>LEI: 5493004FTLQNQTBOP608 | Long             | EC               | CORP              | US        |       707 | NS      | $34049.12     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolverine World Wide Inc        | Wolverine World Wide Inc                      | CUSIP: 978097103<br>LEI: 549300OVC7PK14LQ8D87 | Long             | EC               | CORP              | US        |      1149 | NS      | $31528.56     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Pediatrix Medical Group Inc     | Pediatrix Medical Group Inc                   | CUSIP: 58502B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2124 | NS      | $35577.00     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Otter Tail Corp                 | Otter Tail Corp                               | CUSIP: 689648103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       411 | NS      | $33689.67     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Puma Biotechnology Inc          | Puma Biotechnology Inc                        | CUSIP: 74587V107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7820 | NS      | $41524.20     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Monte Rosa Therapeutics Inc     | Monte Rosa Therapeutics Inc                   | CUSIP: 61225M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5461 | NS      | $40466.01     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Cars.com Inc                    | Cars.com Inc                                  | CUSIP: 14575E105<br>LEI: 5493002G6J07LNGX4M98 | Long             | EC               | CORP              | US        |      2585 | NS      | $31588.70     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Velocity Financial Inc          | Velocity Financial Inc                        | CUSIP: 92262D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1870 | NS      | $33921.80     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.       | RUSSELL 2000 INDEX                            | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |         4 | NC      | $440.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Cushman & Wakefield PLC         | Cushman & Wakefield PLC                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2077 | NS      | $33065.84     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp       | California Resources Corp                     | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |       628 | NS      | $33397.04     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                | Black Hills Corp                              | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |       590 | NS      | $36338.10     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-26

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President