# EDGAR Filing Document

**Accession Number:** 0001500533
**File Stem:** 0001500533-26-000004
**Filing Date:** 2026-6
**Character Count:** 2671
**Document Hash:** 06e4e97eaf39eb9913a42ce758df7633
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001500533-26-000004.hdr.sgml**: 20260603

**ACCESSION NUMBER**: 0001500533-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260603

**DATE AS OF CHANGE**: 20260603

**EFFECTIVENESS DATE**: 20260603

**PERIOD START**: 20250104

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ATB CAPITAL MARKETS USA INC.
- **CENTRAL INDEX KEY:** 0001500533

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** XX
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68692
- **FILM NUMBER:** 261061593

**BUSINESS ADDRESS:**
- **STREET 1:** #410, 585 8TH AVENUE SW
- **STREET 2:** SUITE 1100
- **CITY:** CALGARY
- **ZIP:** T2P 1G1
- **BUSINESS PHONE:** 403-539-8602

**MAIL ADDRESS:**
- **STREET 1:** #410, 585 8TH AVENUE SW
- **STREET 2:** SUITE 1100
- **CITY:** CALGARY
- **ZIP:** T2P 1G1

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALTACORP CAPITAL (USA) INC.
- **DATE OF NAME CHANGE:** 20200622

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ATB CAPITAL MARKETS USA INC.
- **DATE OF NAME CHANGE:** 20200619

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALTACORP CAPITAL (USA) INC.
- **DATE OF NAME CHANGE:** 20100901

### Attached PDF Documents

**Attachment 1:** `atbcm2026sec.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001500533

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-04-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ATB CAPITAL MARKETS USA INC.

**Business Address:** #410, 585 8TH AVENUE SW, SUITE 1100, CALGARY, A0, T2P 1G1

**Contact Person:** Nancy Peck

**Contact Phone:** 4036801832

### Independent Public Accountant Identification

**Accountant Name:** Citron Copperman & Company LLP

**Accountant Address:** 50 Rockerfeller Plaza, New York, NY, 10020

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Nancy Peck**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ATB CAPITAL MARKETS USA INC.**, as of **06-03-2026**, are true and correct.

**Signature:** NPeck

**Title:** CFO