# EDGAR Filing Document

**Accession Number:** 0000773757
**File Stem:** 0001145549-25-046191
**Filing Date:** 2025-7
**Character Count:** 280006
**Document Hash:** 6fe1e605be70dbab01f050e5ecbf6e54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-25-046191.hdr.sgml**: 20250708

**ACCESSION NUMBER**: 0001145549-25-046191

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250708

**DATE AS OF CHANGE**: 20250708

**EFFECTIVENESS DATE**: 20250708

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COLUMBIA FUNDS SERIES TRUST I
- **CENTRAL INDEX KEY:** 0000773757

**ORGANIZATION NAME:**
- **EIN:** 363376651
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04367
- **FILM NUMBER:** 251110954

**BUSINESS ADDRESS:**
- **STREET 1:** 290 CONGRESS STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 800-345-6611

**MAIL ADDRESS:**
- **STREET 1:** 290 CONGRESS STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COLUMBIA FUNDS TRUST IX
- **DATE OF NAME CHANGE:** 20031107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST
- **DATE OF NAME CHANGE:** 19991025

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STEINROE MUNICIPAL TRUST
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### Columbia Corporate Income Fund (Series ID: S000012096)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000032979 | Columbia Corporate Income Fund Class A               | LIIAX           |
| C000032982 | Columbia Corporate Income Fund Institutional Class   | SRINX           |
| C000122677 | Columbia Corporate Income Fund Institutional 3 Class | CRIYX           |
| C000122679 | Columbia Corporate Income Fund Institutional 2 Class | CPIRX           |
| C000255091 | Columbia Corporate Income Fund - Class S             | SRIJX           |

### Columbia Total Return Bond Fund (Series ID: S000012097)

| Class ID   | Class Name                                            | Ticker Symbol   |
|:---|:---|:---|
| C000032983 | Columbia Total Return Bond Fund Class A               | LIBAX           |
| C000032985 | Columbia Total Return Bond Fund Class C               | LIBCX           |
| C000032986 | Columbia Total Return Bond Fund Class R               | CIBRX           |
| C000032987 | Columbia Total Return Bond Fund Institutional Class   | SRBFX           |
| C000121794 | Columbia Total Return Bond Fund Institutional 2 Class | CTBRX           |
| C000122680 | Columbia Total Return Bond Fund Institutional 3 Class | CTBYX           |
| C000255092 | Columbia Total Return Bond Fund - Class S             | SRBAX           |

### Columbia U.S. Treasury Index Fund (Series ID: S000012098)

| Class ID   | Class Name                                              | Ticker Symbol   |
|:---|:---|:---|
| C000032988 | Columbia U.S. Treasury Index Fund Class A               | LUTAX           |
| C000032991 | Columbia U.S. Treasury Index Fund Institutional Class   | IUTIX           |
| C000122681 | Columbia U.S. Treasury Index Fund Institutional 2 Class | CUTRX           |
| C000174616 | Columbia U.S. Treasury Index Fund Institutional 3 Class | CUTYX           |

### Columbia Small Cap Value Fund I (Series ID: S000012102)

| Class ID   | Class Name                                            | Ticker Symbol   |
|:---|:---|:---|
| C000033005 | Columbia Small Cap Value Fund I Class A               | CSMIX           |
| C000033007 | Columbia Small Cap Value Fund I Class C               | CSSCX           |
| C000033008 | Columbia Small Cap Value Fund I Institutional Class   | CSCZX           |
| C000078991 | Columbia Small Cap Value Fund I Institutional 3 Class | CSVYX           |
| C000094701 | Columbia Small Cap Value Fund I Class R               | CSVRX           |
| C000122683 | Columbia Small Cap Value Fund I Institutional 2 Class | CUURX           |
| C000255093 | Columbia Small Cap Value Fund I - Class S             | CSCQX           |

### Columbia Bond Fund (Series ID: S000021579)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000061833 | Columbia Bond Fund Class A               | CNDAX           |
| C000061835 | Columbia Bond Fund Institutional Class   | UMMGX           |
| C000078993 | Columbia Bond Fund Institutional 3 Class | CBFYX           |
| C000122694 | Columbia Bond Fund Institutional 2 Class | CNFRX           |
| C000255094 | Columbia Bond Fund - Class S             | UMMDX           |

### Multi-Manager Directional Alternative Strategies Fund (Series ID: S000055250)

| Class ID   | Class Name                                                                | Ticker Symbol   |
|:---|:---|:---|
| C000179758 | Multi-Manager Directional Alternative Strategies Fund Institutional Class | CDAZX           |

## Exempt

#### Certification Pursuant to Form N-CEN Item G.1.a.v<sup>1</sup>
Reference is made to that certain order (the Order) granted by the Securities and Exchange Commission to Columbia Management Investment Advisers, LLC, the Registrant and certain other affiliated registered investment companies allowing the Registrant and certain affiliated funds (and any of its series, if applicable) to, subject to certain conditions, engage in interfund borrowing and lending (the Interfund Program). See <u>Columbia Funds Series Trust, et. al.</u>, Investment Company Act Release Nos 32998 (Jan. 30, 2018) (notice) and 33036 (Feb. 27, 2018). Pursuant to the Order, the undersigned, Thomas P. McGuire, Chief Compliance Officer of the Registrant, does hereby certify that (1) the Registrant and Columbia Management Investment Advisers, LLC have implemented procedures reasonably designed to achieve compliance with the terms and conditions of the Order and (2) such procedures are reasonably designed to achieve the following objectives:

(a) that the interest rate (the Interfund Loan Rate) charged on any loan made through the Interfund Program (an Interfund Loan) will be set at a rate higher than the highest rate available to a lending fund from investing in overnight repurchase agreements, but lower than the Bank Loan Rate (as defined in the application for the Order filed with the Securities and Exchange Commission on November 9, 2017(the Application));

(b) compliance with the collateral requirements as set forth in the Application;

(c) compliance with the percentage limitations on interfund borrowing and lending;

(d) allocation of interfund borrowing and lending demand in an equitable manner and in accordance with procedures established by the Board of the Registrant; and

(e) that the Interfund Loan Rate does not exceed the interest rate on any third-party borrowings of a borrowing fund at the time of the Interfund Loan.

---

| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; By:  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; __<u>/s/Thomas P McGuire</u>  |

---

Printed Name: &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Thomas P. McGuire

Title: Chief Compliance Officer

Date: June 18, 2025

11 Certain capitalized terms used in this certification have the meanings given to them in the Amended Application for exemptive relief filed with the U.S. Securities and Exchange Commission on November 9, 2017.

## Internal

&nbsp;&nbsp;&nbsp;&nbsp;<br>Report of Independent Registered Public Accounting Firm <br>To the Board of Trustees of Columbia Funds Series Trust I and Shareholders of the funds listed in Appendix A <br>In planning and performing our audits of the financial statements of the funds listed in Appendix A (six of the funds constituting Columbia Funds Series Trust I, hereafter collectively referred to as the "Funds") as of and for the year ended April 30, 2025, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. <br>The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. <br>Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. <br>A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis. <br>Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 2025. <br>This report is intended solely for the information and use of the Board of Trustees of Columbia Funds Series Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. <br>/s/PricewaterhouseCoopers LLP <br> Minneapolis, Minnesota <br> June 18, 2025 <br>

Appendix A <br>Columbia Bond Fund <br> Columbia Corporate Income Fund <br> Columbia Small Cap Value Fund I <br> Columbia Total Return Bond Fund <br> Columbia U.S. Treasury Index Fund <br> Multi-Manager Directional Alternative Strategies Fund <br>

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0000773757

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000021579

**Series ID Record:2**
- **Series ID:** S000012096

**Series ID Record:3**
- **Series ID:** S000012102

**Series ID Record:4**
- **Series ID:** S000012097

**Series ID Record:5**
- **Series ID:** S000012098

**Series ID Record:6**
- **Series ID:** S000055250

**Class ID Record:1**
- **Class ID:** C000078993

**Class ID Record:2**
- **Class ID:** C000122694

**Class ID Record:3**
- **Class ID:** C000061833

**Class ID Record:4**
- **Class ID:** C000061835

**Class ID Record:5**
- **Class ID:** C000255094

**Class ID Record:6**
- **Class ID:** C000032982

**Class ID Record:7**
- **Class ID:** C000122677

**Class ID Record:8**
- **Class ID:** C000122679

**Class ID Record:9**
- **Class ID:** C000032979

**Class ID Record:10**
- **Class ID:** C000255091

**Class ID Record:11**
- **Class ID:** C000078991

**Class ID Record:12**
- **Class ID:** C000122683

**Class ID Record:13**
- **Class ID:** C000033008

**Class ID Record:14**
- **Class ID:** C000094701

**Class ID Record:15**
- **Class ID:** C000033007

**Class ID Record:16**
- **Class ID:** C000033005

**Class ID Record:17**
- **Class ID:** C000255093

**Class ID Record:18**
- **Class ID:** C000032985

**Class ID Record:19**
- **Class ID:** C000122680

**Class ID Record:20**
- **Class ID:** C000032987

**Class ID Record:21**
- **Class ID:** C000121794

**Class ID Record:22**
- **Class ID:** C000032986

**Class ID Record:23**
- **Class ID:** C000032983

**Class ID Record:24**
- **Class ID:** C000255092

**Class ID Record:25**
- **Class ID:** C000032991

**Class ID Record:26**
- **Class ID:** C000174616

**Class ID Record:27**
- **Class ID:** C000122681

**Class ID Record:28**
- **Class ID:** C000032988

**Class ID Record:29**
- **Class ID:** C000179758

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2025-04-30

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** Columbia Funds Series Trust I

- **Item B.1.b - Investment Company Act file number:** 811-04367

- **Item B.1.c - CIK:** 0000773757

- **Item B.1.d - LEI:** 549300W5GIE6ZOZOTD82

- **Item B.2.a - Street 1:** 290 Congress Street

- **Item B.2.b - City:** Boston

- **Item B.2.c - State:** MA

- **Item B.2.e - Zip Code:** 02210

- **Item B.2.f - Telephone:** 18003456611

- **Item B.2.g - Public Website:** columbiathreadneedleus.com/investor/

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Voya Investment Management Co. LLC

- **b. Street 1:** 230 Park Avenue

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10169

- **g. Telephone number:** 2123098200

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** Water Island Capital, LLC

- **b. Street 1:** 41 Madison Avenue

- **Street 2:** 42nd Floor

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10010

- **g. Telephone number:** 8005608210

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** AQR Capital Management, LLC

- **b. Street 1:** One Greenwich Plaza

- **Street 2:** Suite 130, 3rd Floor

- **c. City:** Greenwich

- **d. State, if applicable:** CT

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 06830

- **g. Telephone number:** 2037423600

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** Arrowstreet Capital, Limited Partnership

- **b. Street 1:** 200 Clarendon Street

- **Street 2:** 30th Floor

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02116

- **g. Telephone number:** 6179190000

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 5**

- **a. Name of person (e.g., a custodian of records):** Baillie Gifford Overseas Limited

- **b. Street 1:** Calton Square

- **Street 2:** 1 Greenside Row

- **c. City:** Edinburgh

- **f. Zip code and zip code extension, or foreign postal code:** EH1 3AN

- **g. Telephone number:** 441312752000

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 6**

- **a. Name of person (e.g., a custodian of records):** BMO Asset Management Corp.

- **b. Street 1:** 320 Canal Street

- **Street 2:** 12th Floor

- **c. City:** Chicago

- **d. State, if applicable:** IL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 60606

- **g. Telephone number:** 3124614002

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 7**

- **a. Name of person (e.g., a custodian of records):** Causeway Capital Management LLC

- **b. Street 1:** 11111 Santa Monica Blvd

- **Street 2:** 15th Floor

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90025

- **g. Telephone number:** 3102316100

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 8**

- **a. Name of person (e.g., a custodian of records):** Conestoga Capital Advisors, LLC

- **b. Street 1:** CrossPoint at Valley Forge

- **Street 2:** 550 East Swedesford Road, Suite 120

- **c. City:** Wayne

- **d. State, if applicable:** PA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 19087

- **g. Telephone number:** 4846541380

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 9**

- **a. Name of person (e.g., a custodian of records):** Dalton, Greiner, Hartman, Maher & Co., LLC

- **b. Street 1:** 565 Fifth Avenue

- **Street 2:** Suite 2101

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10017

- **g. Telephone number:** 2125572445

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 10**

- **a. Name of person (e.g., a custodian of records):** Allspring Global Investments, LLC

- **b. Street 1:** 1415 Vantage Park Drive

- **Street 2:** 3rd Floor

- **c. City:** Charlotte

- **d. State, if applicable:** NC

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 28203

- **g. Telephone number:** 8335684255

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 11**

- **a. Name of person (e.g., a custodian of records):** Boston Partners Global Investors, Inc.

- **b. Street 1:** 1 Beacon Street

- **Street 2:** 30th Floor

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02108

- **g. Telephone number:** 6178328200

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 12**

- **a. Name of person (e.g., a custodian of records):** Los Angeles Capital Management LLC

- **b. Street 1:** 11150 Santa Monica Blvd.

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90025

- **g. Telephone number:** 3104799998

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 13**

- **a. Name of person (e.g., a custodian of records):** PGIM Quantitative Solutions LLC

- **b. Street 1:** 655 Broad Street

- **c. City:** Newark

- **d. State, if applicable:** NJ

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 07102

- **g. Telephone number:** 9733674653

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 14**

- **a. Name of person (e.g., a custodian of records):** Crabel Capital Management, LLC

- **b. Street 1:** 1999 Avenue of the Stars

- **Street 2:** Suite 2550

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90067

- **g. Telephone number:** 3106512900

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 15**

- **a. Name of person (e.g., a custodian of records):** Jacobs Levy Equity Management, Inc.

- **b. Street 1:** 100 Campus Drive

- **Street 2:** 4th Floor East

- **c. City:** Florham Park

- **d. State, if applicable:** NJ

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 07932

- **g. Telephone number:** 9734109222

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 16**

- **a. Name of person (e.g., a custodian of records):** Columbia Funds Series Trust I

- **b. Street 1:** 290 Congress Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02210

- **g. Telephone number:** 6126717086

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 17**

- **a. Name of person (e.g., a custodian of records):** Columbia Management Investment Advisers, LLC

- **b. Street 1:** 290 Congress Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02210

- **g. Telephone number:** 6126717086

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 18**

- **a. Name of person (e.g., a custodian of records):** Iron Mountain Records Management

- **b. Street 1:** 920 and 950 Apollo Road

- **c. City:** Eagan

- **d. State, if applicable:** MN

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 55121

- **g. Telephone number:** 6126717086

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 19**

- **a. Name of person (e.g., a custodian of records):** Columbia Management Investment Distributors, Inc.

- **b. Street 1:** 290 Congress Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02210

- **g. Telephone number:** 6126717086

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 20**

- **a. Name of person (e.g., a custodian of records):** Columbia Management Investment Services Corp.

- **b. Street 1:** 290 Congress Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02210

- **g. Telephone number:** 6126717086

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 21**

- **a. Name of person (e.g., a custodian of records):** JP Morgan Chase Bank, N.A.

- **b. Street 1:** 1 Chase Manhattan Plaza

- **Street 2:** 19th Floor

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10005

- **g. Telephone number:** 6126717086

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 22**

- **a. Name of person (e.g., a custodian of records):** SS&C GIDS, Inc.

- **b. Street 1:** 2000 Crown Colony Drive

- **c. City:** Quincy

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02169

- **g. Telephone number:** 8164351000

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 23**

- **a. Name of person (e.g., a custodian of records):** AlphaSimplex Group, LLC

- **b. Street 1:** 200 State Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02109

- **g. Telephone number:** 6174757100

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 24**

- **a. Name of person (e.g., a custodian of records):** EAM Investors, LLC

- **b. Street 1:** 215 Highway 101

- **Street 2:** Suite 216

- **c. City:** Solana Beach

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 92075

- **g. Telephone number:** 7604795080

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 25**

- **a. Name of person (e.g., a custodian of records):** Hotchkis and Wiley Capital Management, LLC

- **b. Street 1:** 601 South Figueroa Street

- **Street 2:** 39th Floor

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90017

- **g. Telephone number:** 2134301000

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 26**

- **a. Name of person (e.g., a custodian of records):** J.P. Morgan Investment Management Inc.

- **b. Street 1:** 383 Madison Avenue

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10179

- **g. Telephone number:** 8003431113

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 27**

- **a. Name of person (e.g., a custodian of records):** Loomis, Sayles & Company, L.P.

- **b. Street 1:** One Financial Center

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02111

- **g. Telephone number:** 6174822450

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 28**

- **a. Name of person (e.g., a custodian of records):** Manulife Investment Management (US) LLC

- **b. Street 1:** 197 Clarendon St.

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02116

- **g. Telephone number:** 6173751500

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 29**

- **a. Name of person (e.g., a custodian of records):** PGIM, Inc.

- **b. Street 1:** 655 Broad Street

- **c. City:** Newark

- **d. State, if applicable:** NJ

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 07102

- **g. Telephone number:** 9733676335

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 30**

- **a. Name of person (e.g., a custodian of records):** Real Estate Management Services Group, LLC

- **b. Street 1:** 1100 Fifth Avenue South

- **Street 2:** Suite 305

- **c. City:** Naples

- **d. State, if applicable:** FL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 34102

- **g. Telephone number:** 2392623017

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 31**

- **a. Name of person (e.g., a custodian of records):** TCW Investment Management Company LLC

- **b. Street 1:** 515 South Flower Street

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90017

- **g. Telephone number:** 2132440000

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 32**

- **a. Name of person (e.g., a custodian of records):** Summit Partners Public Asset Management, LLC

- **b. Street 1:** 222 Berkeley Street

- **Street 2:** 18th Floor

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02116

- **g. Telephone number:** 6178241000

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

**Location books Record: 33**

- **a. Name of person (e.g., a custodian of records):** Walter Scott & Partners Limited

- **b. Street 1:** One Charlotte Square

- **c. City:** Edinburgh

- **f. Zip code and zip code extension, or foreign postal code:** EH2 4DR

- **g. Telephone number:** 44-131-225-1357

- **h. Briefly describe the books and records kept at this location:** Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.  In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records.

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** Columbia Funds Complex

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 37

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                    | Is Interested Person?   | Other Investment Company File Numbers                                                                                   |
|:---|:---|:---|
| Yeager, Sandra          | No                      | 811-22255, 811-22127, 811-22328, 811-05199, 811-09645, 811-21852, 811-00266, 811-22736, 811-01829, 811-08748, 811-24028 |
| Trunow, Natalie A.      | No                      | 811-22736, 811-21852, 811-09645, 811-01829, 811-05199, 811-08748, 811-22127, 811-22255, 811-24028                       |
| Paglia, Catherine James | No                      | 811-01829, 811-00266, 811-22736, 811-08748, 811-22328, 811-22127, 811-21852, 811-22255, 811-05199, 811-09645, 811-24028 |
| Moffett, David M.       | No                      | 811-09645, 811-01829, 811-05199, 811-00266, 811-22127, 811-21852, 811-22736, 811-22328, 811-22255, 811-08748, 811-24028 |
| Lukitsh, Nancy T.       | No                      | 811-05199, 811-21852, 811-08748, 811-22736, 811-01829, 811-22127, 811-09645, 811-22255, 811-24028                       |
| Hacker, Douglas A.      | No                      | 811-00266, 811-05199, 811-22127, 811-21852, 811-22255, 811-01829, 811-22736, 811-22328, 811-08748, 811-09645, 811-24028 |
| Gallagher, Brian J.     | No                      | 811-21852, 811-22328, 811-00266, 811-05199, 811-08748, 811-22255, 811-22127, 811-22736, 811-01829, 811-09645, 811-24028 |
| Flynn, Patricia M.      | No                      | 811-21852, 811-09645, 811-22328, 811-01829, 811-08748, 811-00266, 811-05199, 811-22127, 811-22736, 811-22255, 811-24028 |
| Darragh, Olive          | No                      | 811-22736, 811-05199, 811-22255, 811-22127, 811-09645, 811-08748, 811-01829, 811-21852, 811-24028                       |
| Connaughton, J. Kevin   | No                      | 811-09645, 811-21852, 811-22255, 811-22736, 811-08748, 811-01829, 811-05199, 811-22127, 811-24028                       |
| Carrig, Janet Langford  | No                      | 811-22328, 811-00266, 811-05199, 811-22736, 811-22127, 811-09645, 811-01829, 811-22255, 811-08748, 811-21852, 811-24028 |
| Carlton, Pamela G.      | No                      | 811-22255, 811-00266, 811-21852, 811-01829, 811-09645, 811-22736, 811-08748, 811-22328, 811-05199, 811-22127, 811-24028 |
| Blatz, Kathleen         | No                      | 811-21852, 811-22255, 811-22127, 811-22328, 811-01829, 811-22736, 811-05199, 811-08748, 811-00266, 811-09645, 811-24028 |
| Beckman, Daniel J.      | Yes                     | 811-22127, 811-22736, 811-09645, 811-00266, 811-08748, 811-21852, 811-01829, 811-22328, 811-22255, 811-05199, 811-24028 |
| Batejan, George S.      | No                      | 811-08748, 811-05199, 811-22328, 811-09645, 811-21852, 811-00266, 811-22736, 811-22127, 811-22255, 811-01829, 811-24028 |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Thomas P. McGuire

- **b. CRD Number, if any:** N/A

- **c. Street Address 1:** 290 Congress Street

- **d. City:** Boston

- **e. State, if applicable:** MA

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 02210

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-15581
  - IC-21150
  - IC-23948
  - IC-33036
  - IC-33519
  - IC-34224
  - IC-30301

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** Columbia Management Investment Distributors, Inc.

- **ii. SEC file number:** 8-25845

- **iii. CRD number:** 000000840

- **iv. LEI, if any:** N/A

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 00238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** MN

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Columbia Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Columbia Bond Fund

- **b. Series identification number, if any:** S000021579

- **c. LEI:** JJHVHNOOET6CTZ44XB48

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 1

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 1

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000061833                                | CNDAX                        |
|                           2 | Institutional 2 Class   | C000122694                                | CNFRX                        |
|                           3 | Institutional 3 Class   | C000078993                                | CBFYX                        |
|                           4 | Institutional Class     | C000061835                                | UMMGX                        |
|                           5 | Class S                 | C000255094                                | UMMDX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. SEC file number:** 801-25943

- **iii. CRD number:** 000108257

- **iv. LEI, if any:** 6YVO3H2OUHJXER5SGR23

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. SEC file number:** 084-05685

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 084-00896

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing and Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg Finance L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493001KJTIIGC8Y1R12

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. LEI, if any, or other identifying number:** 6YVO3H2OUHJXER5SGR23

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** BofA Securities Inc.

- **b. SEC file number:** 8-69787

- **c. CRD number:** 000283942

- **d. LEI, if any:** 549300HN4UKV1E2R3U73

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Merrill Lynch International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Riversource Distributors, Inc.

- **b. SEC file number:** 8-67196

- **c. CRD number:** 000139135

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Ameriprise Financial Services, LLC

- **b. SEC file number:** 8-16791

- **c. CRD number:** 000006363

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** American Enterprise Investment Services Inc.

- **b. SEC file number:** 8-42582

- **c. CRD number:** 000026506

- **d. LEI, if any:** 549300NT7GLLVGTH0249

- **e. State, if applicable:** MN

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Columbia Management Investment Distributors, Inc.

- **b. SEC file number:** 8-25845

- **c. CRD number:** 000000840

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Citi                      | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,467,129,666.89         |
| Wells Fargo               | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $1,295,045,770.41         |
| Morgan Stanley            | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $904,608,881.61           |
| JPMorgan                  | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $250,043,695.80           |
| Goldman Sachs             | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $106,519,279.08           |
| BMO Capital Markets Corp. | 8-34344           |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $40,984,870.72            |
| Jefferies LLC             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $39,337,584.36            |
| Barclays                  | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $34,959,236.82            |
| Deutsche Bank             | 8-17822           |    000002525 | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $31,284,930.23            |
| Citadel Securities LLC    | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | IL      | US        | $29,122,645.69            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,382,740,567.74

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $936,720,921.91

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of Montreal, Chicago Branch

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 7 Name of institution:** HSBC Bank USA, N.A.

  - **Line Institutions Record: 8 Name of institution:** Morgan Stanley Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** U.S. Bank National Association

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                     | SEC File number   |
|:---|:---|
| Columbia Acorn European Fund                                     | 811-01829         |
| Columbia Acorn Fund                                              | 811-01829         |
| Columbia Acorn International                                     | 811-01829         |
| Columbia Acorn International Select                              | 811-01829         |
| Columbia Adaptive Risk Allocation Fund                           | 811-04367         |
| Columbia Balanced Fund                                           | 811-04367         |
| Columbia Bond Fund                                               | 811-04367         |
| Columbia California Intermediate Municipal Bond Fund             | 811-09645         |
| Columbia Capital Allocation Aggressive Portfolio                 | 811-21852         |
| Columbia Capital Allocation Conservative Portfolio               | 811-21852         |
| Columbia Capital Allocation Moderate Aggressive Portfolio        | 811-09645         |
| Columbia Capital Allocation Moderate Conservative Portfolio      | 811-09645         |
| Columbia Capital Allocation Moderate Portfolio                   | 811-21852         |
| Columbia Commodity Strategy Fund                                 | 811-21852         |
| Columbia Contrarian Core Fund                                    | 811-04367         |
| Columbia Convertible Securities Fund                             | 811-09645         |
| Columbia Corporate Income Fund                                   | 811-04367         |
| Columbia Disciplined Core Fund                                   | 811-21852         |
| Columbia Disciplined Growth Fund                                 | 811-21852         |
| Columbia Disciplined Value Fund                                  | 811-21852         |
| Columbia Diversified Fixed Income Allocation ETF                 | 811-22736         |
| Columbia Dividend Income Fund                                    | 811-04367         |
| Columbia Dividend Opportunity Fund                               | 811-21852         |
| Columbia EM Core ex-China ETF                                    | 811-22255         |
| Columbia Emerging Markets Bond Fund                              | 811-21852         |
| Columbia Emerging Markets Fund                                   | 811-04367         |
| Columbia Flexible Capital Income Fund                            | 811-21852         |
| Columbia Floating Rate Fund                                      | 811-21852         |
| Columbia Global Opportunities Fund                               | 811-21852         |
| Columbia Global Technology Growth Fund                           | 811-04367         |
| Columbia Global Value Fund                                       | 811-21852         |
| Columbia Government Money Market Fund                            | 811-21852         |
| Columbia Greater China Fund                                      | 811-04367         |
| Columbia High Yield Bond Fund                                    | 811-21852         |
| Columbia High Yield Municipal Fund                               | 811-04367         |
| Columbia Income Builder Fund                                     | 811-21852         |
| Columbia Income Opportunities Fund                               | 811-21852         |
| Columbia India Consumer ETF                                      | 811-22255         |
| Columbia Integrated Large Cap Growth Fund                        | 811-21852         |
| Columbia Integrated Large Cap Value Fund                         | 811-21852         |
| Columbia Integrated Small Cap Growth Fund                        | 811-21852         |
| Columbia Intermediate Duration Municipal Bond Fund               | 811-04367         |
| Columbia International Dividend Income Fund                      | 811-04367         |
| Columbia International Equity Income ETF                         | 811-22736         |
| Columbia Large Cap Enhanced Core Fund                            | 811-09645         |
| Columbia Large Cap Growth Fund                                   | 811-04367         |
| Columbia Large Cap Growth Opportunity Fund                       | 811-09645         |
| Columbia Large Cap Index Fund                                    | 811-09645         |
| Columbia Large Cap Value Fund                                    | 811-21852         |
| Columbia Limited Duration Credit Fund                            | 811-21852         |
| Columbia Massachusetts Intermediate Municipal Bond Fund          | 811-04367         |
| Columbia Mid Cap Index Fund                                      | 811-09645         |
| Columbia Minnesota Tax-Exempt Fund                               | 811-21852         |
| Columbia Mortgage Opportunities Fund                             | 811-21852         |
| Columbia Multi Strategy Alternatives Fund                        | 811-04367         |
| Columbia Multi-Sector Municipal Income ETF                       | 811-22736         |
| Columbia New York Intermediate Municipal Bond Fund               | 811-04367         |
| Columbia Oregon Intermediate Municipal Bond Fund                 | 811-04367         |
| Columbia Overseas Core Fund                                      | 811-21852         |
| Columbia Overseas Value Fund                                     | 811-09645         |
| Columbia Pyrford International Stock Fund                        | 811-21852         |
| Columbia Quality Income Fund                                     | 811-21852         |
| Columbia Real Estate Equity Fund                                 | 811-04367         |
| Columbia Research Enhanced Core ETF                              | 811-22736         |
| Columbia Research Enhanced Emerging Economies ETF                | 811-22255         |
| Columbia Research Enhanced Real Estate ETF                       | 811-22736         |
| Columbia Research Enhanced Value ETF                             | 811-22736         |
| Columbia Select Global Equity Fund                               | 811-21852         |
| Columbia Select Large Cap Equity Fund                            | 811-09645         |
| Columbia Select Large Cap Growth Fund                            | 811-04367         |
| Columbia Select Large Cap Value Fund                             | 811-21852         |
| Columbia Select Mid Cap Growth Fund                              | 811-04367         |
| Columbia Select Mid Cap Value Fund                               | 811-09645         |
| Columbia Select Small Cap Value Fund                             | 811-21852         |
| Columbia Select Technology ETF                                   | 811-22736         |
| Columbia Seligman Global Technology Fund                         | 811-21852         |
| Columbia Seligman Technology and Information Fund                | 811-21852         |
| Columbia Short Duration Bond ETF                                 | 811-22736         |
| Columbia Short Duration High Yield ETF                           | 811-22736         |
| Columbia Short Duration Municipal Bond Fund                      | 811-09645         |
| Columbia Short Term Bond Fund                                    | 811-09645         |
| Columbia Short-Term Cash Fund                                    | 811-21852         |
| Columbia Small Cap Growth Fund                                   | 811-04367         |
| Columbia Small Cap Index Fund                                    | 811-09645         |
| Columbia Small Cap Value Fund I                                  | 811-04367         |
| Columbia Small Cap Value Fund II                                 | 811-09645         |
| Columbia Strategic California Municipal Income Fund              | 811-04367         |
| Columbia Strategic Income Fund                                   | 811-04367         |
| Columbia Strategic Municipal Income Fund                         | 811-21852         |
| Columbia Strategic New York Municipal Income Fund                | 811-04367         |
| Columbia Tax-Exempt Fund                                         | 811-04367         |
| Columbia Thermostat Fund                                         | 811-01829         |
| Columbia Total Return Bond Fund                                  | 811-04367         |
| Columbia U.S. Equity Income ETF                                  | 811-22736         |
| Columbia U.S. High Yield ETF                                     | 811-22736         |
| Columbia U.S. Treasury Index Fund                                | 811-04367         |
| Columbia Ultra Short Duration Municipal Bond Fund                | 811-21852         |
| Columbia Ultra Short Term Bond Fund                              | 811-04367         |
| Columbia Variable Portfolio - Balanced Fund                      | 811-22127         |
| Columbia Variable Portfolio - Commodity Strategy Fund            | 811-22127         |
| Columbia Variable Portfolio - Contrarian Core Fund               | 811-05199         |
| Columbia Variable Portfolio - Core Equity Fund                   | 811-22127         |
| Columbia Variable Portfolio - Corporate Bond Fund                | 811-22127         |
| Columbia Variable Portfolio - Disciplined Core Fund              | 811-22127         |
| Columbia Variable Portfolio - Dividend Opportunity Fund          | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Bond Fund         | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Fund              | 811-22127         |
| Columbia Variable Portfolio - Government Money Market Fund       | 811-22127         |
| Columbia Variable Portfolio - High Yield Bond Fund               | 811-22127         |
| Columbia Variable Portfolio - Income Opportunities Fund          | 811-22127         |
| Columbia Variable Portfolio - Intermediate Bond Fund             | 811-22127         |
| Columbia Variable Portfolio - Large Cap Growth Fund              | 811-22127         |
| Columbia Variable Portfolio - Large Cap Index Fund               | 811-22127         |
| Columbia Variable Portfolio - Limited Duration Credit Fund       | 811-22127         |
| Columbia Variable Portfolio - Long Government/Credit Bond Fund   | 811-05199         |
| Columbia Variable Portfolio - Overseas Core Fund                 | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Equity Fund       | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Growth Fund         | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Value Fund          | 811-22127         |
| Columbia Variable Portfolio - Select Small Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Seligman Global Technology Fund    | 811-22127         |
| Columbia Variable Portfolio - Small Cap Value Fund               | 811-05199         |
| Columbia Variable Portfolio - Small Company Growth Fund          | 811-05199         |
| Columbia Variable Portfolio - Strategic Income Fund              | 811-05199         |
| Columbia Variable Portfolio - U.S. Government Mortgage Fund      | 811-22127         |
| CTIVP - American Century Diversified Bond Fund                   | 811-22127         |
| CTIVP - BlackRock Global Inflation-Protected Securities Fund     | 811-22127         |
| CTIVP - CenterSquare Real Estate Fund                            | 811-22127         |
| CTIVP - Principal Blue Chip Growth Fund                          | 811-22127         |
| CTIVP - T. Rowe Price Large Cap Value Fund                       | 811-22127         |
| CTIVP - TCW Core Plus Bond Fund                                  | 811-22127         |
| CTIVP - Victory Sycamore Established Value Fund                  | 811-22127         |
| CTIVP - Wellington Large Cap Value Fund                          | 811-22127         |
| CTIVP - Westfield Mid Cap Growth Fund                            | 811-22127         |
| CTIVP - Westfield Select Large Cap Growth Fund                   | 811-22127         |
| Multi-Manager Alternative Strategies Fund                        | 811-04367         |
| Multi-Manager Directional Alternative Strategies Fund            | 811-04367         |
| Multi-Manager Growth Strategies Fund                             | 811-04367         |
| Multi-Manager International Equity Strategies Fund               | 811-04367         |
| Multi-Manager Small Cap Equity Strategies Fund                   | 811-04367         |
| Multi-Manager Total Return Bond Strategies Fund                  | 811-04367         |
| Multi-Manager Value Strategies Fund                              | 811-21852         |
| Multisector Bond SMA Completion Portfolio                        | 811-04367         |
| Overseas SMA Completion Portfolio                                | 811-04367         |
| Variable Portfolio - Aggressive Portfolio                        | 811-22127         |
| Variable Portfolio - Conservative Portfolio                      | 811-22127         |
| Variable Portfolio - Managed Risk Fund                           | 811-05199         |
| Variable Portfolio - Managed Risk U.S. Fund                      | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Fund        | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Growth Fund | 811-05199         |
| Variable Portfolio - Managed Volatility Growth Fund              | 811-05199         |
| Variable Portfolio - Managed Volatility Moderate Growth Fund     | 811-22127         |
| Variable Portfolio - Moderate Portfolio                          | 811-22127         |
| Variable Portfolio - Moderately Aggressive Portfolio             | 811-22127         |
| Variable Portfolio - Moderately Conservative Portfolio           | 811-22127         |
| Variable Portfolio - Partners Core Bond Fund                     | 811-22127         |
| Variable Portfolio - Partners Core Equity Fund                   | 811-22127         |
| Variable Portfolio - Partners International Core Equity Fund     | 811-22127         |
| Variable Portfolio - Partners International Growth Fund          | 811-22127         |
| Variable Portfolio - Partners International Value Fund           | 811-22127         |
| Variable Portfolio - Partners Small Cap Growth Fund              | 811-22127         |
| Variable Portfolio - Partners Small Cap Value Fund               | 811-22127         |
| Variable Portfolio - U.S. Flexible Conservative Growth Fund      | 811-05199         |
| Variable Portfolio - U.S. Flexible Growth Fund                   | 811-05199         |
| Variable Portfolio - U.S. Flexible Moderate Growth Fund          | 811-05199         |
| Wanger Acorn                                                     | 811-08748         |
| Wanger International                                             | 811-08748         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** —

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 2 - Columbia Corporate Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Columbia Corporate Income Fund

- **b. Series identification number, if any:** S000012096

- **c. LEI:** DERHCGZF5QUGBK32WQ53

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 1

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 1

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000032979                                | LIIAX                        |
|                           2 | Institutional 2 Class   | C000122679                                | CPIRX                        |
|                           3 | Institutional 3 Class   | C000122677                                | CRIYX                        |
|                           4 | Institutional Class     | C000032982                                | SRINX                        |
|                           5 | Class S                 | C000255091                                | SRIJX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. SEC file number:** 801-25943

- **iii. CRD number:** 000108257

- **iv. LEI, if any:** 6YVO3H2OUHJXER5SGR23

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. SEC file number:** 084-05685

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 084-00896

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg Finance L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493001KJTIIGC8Y1R12

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** ICE Data Pricing and Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** BANCO NACIONAL DE MEXICO, S.A.

- **ii. LEI, if any:** 2SFFM4FUIE05S37WFU55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** CACEIS BANK SPAIN, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** DBS BANK LTD

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** EUROCLEAR

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** FIRSTRAND BANK LIMITED

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** MIZUHO BANK, LTD.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** ROYAL BANK OF CANADA

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** UNICREDIT BANK AUSTRIA AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. LEI, if any, or other identifying number:** 6YVO3H2OUHJXER5SGR23

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Riversource Distributors, Inc.

- **b. SEC file number:** 8-67196

- **c. CRD number:** 000139135

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Ameriprise Financial Services, LLC

- **b. SEC file number:** 8-16791

- **c. CRD number:** 000006363

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** American Enterprise Investment Services Inc.

- **b. SEC file number:** 8-42582

- **c. CRD number:** 000026506

- **d. LEI, if any:** 549300NT7GLLVGTH0249

- **e. State, if applicable:** MN

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Columbia Management Investment Distributors, Inc.

- **b. SEC file number:** 8-25845

- **c. CRD number:** 000000840

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                   | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| JPMorgan               | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $386,822,739.63           |
| Morgan Stanley         | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $361,645,777.03           |
| Citadel Securities LLC | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | IL      | US        | $329,236,230.64           |
| Goldman Sachs          | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $297,071,730.31           |
| Citi                   | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $263,200,382.72           |
| Barclays               | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $165,963,567.33           |
| Bank of America NA     | N/A               | N/A          | B4TYDEB6GKMZO031MB27 | NC      | US        | $149,146,650.60           |
| Wells Fargo            | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $144,066,879.83           |
| RBC Capital Markets    | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | MN      | US        | $131,632,107.75           |
| HSBC                   | 8-41562           | 000019585    | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $102,196,147.57           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,986,554,248.66

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,793,782,047.80

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of Montreal, Chicago Branch

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 7 Name of institution:** HSBC Bank USA, N.A.

  - **Line Institutions Record: 8 Name of institution:** Morgan Stanley Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** U.S. Bank National Association

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                     | SEC File number   |
|:---|:---|
| Columbia Acorn European Fund                                     | 811-01829         |
| Columbia Acorn Fund                                              | 811-01829         |
| Columbia Acorn International                                     | 811-01829         |
| Columbia Acorn International Select                              | 811-01829         |
| Columbia Adaptive Risk Allocation Fund                           | 811-04367         |
| Columbia Balanced Fund                                           | 811-04367         |
| Columbia Bond Fund                                               | 811-04367         |
| Columbia California Intermediate Municipal Bond Fund             | 811-09645         |
| Columbia Capital Allocation Aggressive Portfolio                 | 811-21852         |
| Columbia Capital Allocation Conservative Portfolio               | 811-21852         |
| Columbia Capital Allocation Moderate Aggressive Portfolio        | 811-09645         |
| Columbia Capital Allocation Moderate Conservative Portfolio      | 811-09645         |
| Columbia Capital Allocation Moderate Portfolio                   | 811-21852         |
| Columbia Commodity Strategy Fund                                 | 811-21852         |
| Columbia Contrarian Core Fund                                    | 811-04367         |
| Columbia Convertible Securities Fund                             | 811-09645         |
| Columbia Corporate Income Fund                                   | 811-04367         |
| Columbia Disciplined Core Fund                                   | 811-21852         |
| Columbia Disciplined Growth Fund                                 | 811-21852         |
| Columbia Disciplined Value Fund                                  | 811-21852         |
| Columbia Diversified Fixed Income Allocation ETF                 | 811-22736         |
| Columbia Dividend Income Fund                                    | 811-04367         |
| Columbia Dividend Opportunity Fund                               | 811-21852         |
| Columbia EM Core ex-China ETF                                    | 811-22255         |
| Columbia Emerging Markets Bond Fund                              | 811-21852         |
| Columbia Emerging Markets Fund                                   | 811-04367         |
| Columbia Flexible Capital Income Fund                            | 811-21852         |
| Columbia Floating Rate Fund                                      | 811-21852         |
| Columbia Global Opportunities Fund                               | 811-21852         |
| Columbia Global Technology Growth Fund                           | 811-04367         |
| Columbia Global Value Fund                                       | 811-21852         |
| Columbia Government Money Market Fund                            | 811-21852         |
| Columbia Greater China Fund                                      | 811-04367         |
| Columbia High Yield Bond Fund                                    | 811-21852         |
| Columbia High Yield Municipal Fund                               | 811-04367         |
| Columbia Income Builder Fund                                     | 811-21852         |
| Columbia Income Opportunities Fund                               | 811-21852         |
| Columbia India Consumer ETF                                      | 811-22255         |
| Columbia Integrated Large Cap Growth Fund                        | 811-21852         |
| Columbia Integrated Large Cap Value Fund                         | 811-21852         |
| Columbia Integrated Small Cap Growth Fund                        | 811-21852         |
| Columbia Intermediate Duration Municipal Bond Fund               | 811-04367         |
| Columbia International Dividend Income Fund                      | 811-04367         |
| Columbia International Equity Income ETF                         | 811-22736         |
| Columbia Large Cap Enhanced Core Fund                            | 811-09645         |
| Columbia Large Cap Growth Fund                                   | 811-04367         |
| Columbia Large Cap Growth Opportunity Fund                       | 811-09645         |
| Columbia Large Cap Index Fund                                    | 811-09645         |
| Columbia Large Cap Value Fund                                    | 811-21852         |
| Columbia Limited Duration Credit Fund                            | 811-21852         |
| Columbia Massachusetts Intermediate Municipal Bond Fund          | 811-04367         |
| Columbia Mid Cap Index Fund                                      | 811-09645         |
| Columbia Minnesota Tax-Exempt Fund                               | 811-21852         |
| Columbia Mortgage Opportunities Fund                             | 811-21852         |
| Columbia Multi Strategy Alternatives Fund                        | 811-04367         |
| Columbia Multi-Sector Municipal Income ETF                       | 811-22736         |
| Columbia New York Intermediate Municipal Bond Fund               | 811-04367         |
| Columbia Oregon Intermediate Municipal Bond Fund                 | 811-04367         |
| Columbia Overseas Core Fund                                      | 811-21852         |
| Columbia Overseas Value Fund                                     | 811-09645         |
| Columbia Pyrford International Stock Fund                        | 811-21852         |
| Columbia Quality Income Fund                                     | 811-21852         |
| Columbia Real Estate Equity Fund                                 | 811-04367         |
| Columbia Research Enhanced Core ETF                              | 811-22736         |
| Columbia Research Enhanced Emerging Economies ETF                | 811-22255         |
| Columbia Research Enhanced Real Estate ETF                       | 811-22736         |
| Columbia Research Enhanced Value ETF                             | 811-22736         |
| Columbia Select Global Equity Fund                               | 811-21852         |
| Columbia Select Large Cap Equity Fund                            | 811-09645         |
| Columbia Select Large Cap Growth Fund                            | 811-04367         |
| Columbia Select Large Cap Value Fund                             | 811-21852         |
| Columbia Select Mid Cap Growth Fund                              | 811-04367         |
| Columbia Select Mid Cap Value Fund                               | 811-09645         |
| Columbia Select Small Cap Value Fund                             | 811-21852         |
| Columbia Select Technology ETF                                   | 811-22736         |
| Columbia Seligman Global Technology Fund                         | 811-21852         |
| Columbia Seligman Technology and Information Fund                | 811-21852         |
| Columbia Short Duration Bond ETF                                 | 811-22736         |
| Columbia Short Duration High Yield ETF                           | 811-22736         |
| Columbia Short Duration Municipal Bond Fund                      | 811-09645         |
| Columbia Short Term Bond Fund                                    | 811-09645         |
| Columbia Short-Term Cash Fund                                    | 811-21852         |
| Columbia Small Cap Growth Fund                                   | 811-04367         |
| Columbia Small Cap Index Fund                                    | 811-09645         |
| Columbia Small Cap Value Fund I                                  | 811-04367         |
| Columbia Small Cap Value Fund II                                 | 811-09645         |
| Columbia Strategic California Municipal Income Fund              | 811-04367         |
| Columbia Strategic Income Fund                                   | 811-04367         |
| Columbia Strategic Municipal Income Fund                         | 811-21852         |
| Columbia Strategic New York Municipal Income Fund                | 811-04367         |
| Columbia Tax-Exempt Fund                                         | 811-04367         |
| Columbia Thermostat Fund                                         | 811-01829         |
| Columbia Total Return Bond Fund                                  | 811-04367         |
| Columbia U.S. Equity Income ETF                                  | 811-22736         |
| Columbia U.S. High Yield ETF                                     | 811-22736         |
| Columbia U.S. Treasury Index Fund                                | 811-04367         |
| Columbia Ultra Short Duration Municipal Bond Fund                | 811-21852         |
| Columbia Ultra Short Term Bond Fund                              | 811-04367         |
| Columbia Variable Portfolio - Balanced Fund                      | 811-22127         |
| Columbia Variable Portfolio - Commodity Strategy Fund            | 811-22127         |
| Columbia Variable Portfolio - Contrarian Core Fund               | 811-05199         |
| Columbia Variable Portfolio - Core Equity Fund                   | 811-22127         |
| Columbia Variable Portfolio - Corporate Bond Fund                | 811-22127         |
| Columbia Variable Portfolio - Disciplined Core Fund              | 811-22127         |
| Columbia Variable Portfolio - Dividend Opportunity Fund          | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Bond Fund         | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Fund              | 811-22127         |
| Columbia Variable Portfolio - Government Money Market Fund       | 811-22127         |
| Columbia Variable Portfolio - High Yield Bond Fund               | 811-22127         |
| Columbia Variable Portfolio - Income Opportunities Fund          | 811-22127         |
| Columbia Variable Portfolio - Intermediate Bond Fund             | 811-22127         |
| Columbia Variable Portfolio - Large Cap Growth Fund              | 811-22127         |
| Columbia Variable Portfolio - Large Cap Index Fund               | 811-22127         |
| Columbia Variable Portfolio - Limited Duration Credit Fund       | 811-22127         |
| Columbia Variable Portfolio - Long Government/Credit Bond Fund   | 811-05199         |
| Columbia Variable Portfolio - Overseas Core Fund                 | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Equity Fund       | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Growth Fund         | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Value Fund          | 811-22127         |
| Columbia Variable Portfolio - Select Small Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Seligman Global Technology Fund    | 811-22127         |
| Columbia Variable Portfolio - Small Cap Value Fund               | 811-05199         |
| Columbia Variable Portfolio - Small Company Growth Fund          | 811-05199         |
| Columbia Variable Portfolio - Strategic Income Fund              | 811-05199         |
| Columbia Variable Portfolio - U.S. Government Mortgage Fund      | 811-22127         |
| CTIVP - American Century Diversified Bond Fund                   | 811-22127         |
| CTIVP - BlackRock Global Inflation-Protected Securities Fund     | 811-22127         |
| CTIVP - CenterSquare Real Estate Fund                            | 811-22127         |
| CTIVP - Principal Blue Chip Growth Fund                          | 811-22127         |
| CTIVP - T. Rowe Price Large Cap Value Fund                       | 811-22127         |
| CTIVP - TCW Core Plus Bond Fund                                  | 811-22127         |
| CTIVP - Victory Sycamore Established Value Fund                  | 811-22127         |
| CTIVP - Wellington Large Cap Value Fund                          | 811-22127         |
| CTIVP - Westfield Mid Cap Growth Fund                            | 811-22127         |
| CTIVP - Westfield Select Large Cap Growth Fund                   | 811-22127         |
| Multi-Manager Alternative Strategies Fund                        | 811-04367         |
| Multi-Manager Directional Alternative Strategies Fund            | 811-04367         |
| Multi-Manager Growth Strategies Fund                             | 811-04367         |
| Multi-Manager International Equity Strategies Fund               | 811-04367         |
| Multi-Manager Small Cap Equity Strategies Fund                   | 811-04367         |
| Multi-Manager Total Return Bond Strategies Fund                  | 811-04367         |
| Multi-Manager Value Strategies Fund                              | 811-21852         |
| Multisector Bond SMA Completion Portfolio                        | 811-04367         |
| Overseas SMA Completion Portfolio                                | 811-04367         |
| Variable Portfolio - Aggressive Portfolio                        | 811-22127         |
| Variable Portfolio - Conservative Portfolio                      | 811-22127         |
| Variable Portfolio - Managed Risk Fund                           | 811-05199         |
| Variable Portfolio - Managed Risk U.S. Fund                      | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Fund        | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Growth Fund | 811-05199         |
| Variable Portfolio - Managed Volatility Growth Fund              | 811-05199         |
| Variable Portfolio - Managed Volatility Moderate Growth Fund     | 811-22127         |
| Variable Portfolio - Moderate Portfolio                          | 811-22127         |
| Variable Portfolio - Moderately Aggressive Portfolio             | 811-22127         |
| Variable Portfolio - Moderately Conservative Portfolio           | 811-22127         |
| Variable Portfolio - Partners Core Bond Fund                     | 811-22127         |
| Variable Portfolio - Partners Core Equity Fund                   | 811-22127         |
| Variable Portfolio - Partners International Core Equity Fund     | 811-22127         |
| Variable Portfolio - Partners International Growth Fund          | 811-22127         |
| Variable Portfolio - Partners International Value Fund           | 811-22127         |
| Variable Portfolio - Partners Small Cap Growth Fund              | 811-22127         |
| Variable Portfolio - Partners Small Cap Value Fund               | 811-22127         |
| Variable Portfolio - U.S. Flexible Conservative Growth Fund      | 811-05199         |
| Variable Portfolio - U.S. Flexible Growth Fund                   | 811-05199         |
| Variable Portfolio - U.S. Flexible Moderate Growth Fund          | 811-05199         |
| Wanger Acorn                                                     | 811-08748         |
| Wanger International                                             | 811-08748         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** —

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 3 - Columbia Small Cap Value Fund I

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Columbia Small Cap Value Fund I

- **b. Series identification number, if any:** S000012102

- **c. LEI:** NMDYEARF71R3MBPDKO46

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 1

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 1

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000033005                                | CSMIX                        |
|                           2 | Class C                 | C000033007                                | CSSCX                        |
|                           3 | Class R                 | C000094701                                | CSVRX                        |
|                           4 | Institutional 2 Class   | C000122683                                | CUURX                        |
|                           5 | Institutional 3 Class   | C000078991                                | CSVYX                        |
|                           6 | Institutional Class     | C000033008                                | CSCZX                        |
|                           7 | Class S                 | C000255093                                | CSCQX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. SEC file number:** 801-25943

- **iii. CRD number:** 000108257

- **iv. LEI, if any:** 6YVO3H2OUHJXER5SGR23

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. SEC file number:** 084-05685

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 084-00896

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Pricing and Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg Finance L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493001KJTIIGC8Y1R12

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** BANCO NACIONAL DE MEXICO, S.A.

- **ii. LEI, if any:** 2SFFM4FUIE05S37WFU55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** CACEIS BANK SPAIN, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** DBS BANK LTD

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** EUROCLEAR

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** FIRSTRAND BANK LIMITED

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** J.P. MORGAN S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** MIZUHO BANK, LTD.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** ROYAL BANK OF CANADA

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** UNICREDIT BANK AUSTRIA AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. LEI, if any, or other identifying number:** 6YVO3H2OUHJXER5SGR23

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Riversource Distributors, Inc.

- **b. SEC file number:** 8-67196

- **c. CRD number:** 000139135

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Ameriprise Financial Services, LLC

- **b. SEC file number:** 8-16791

- **c. CRD number:** 000006363

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** American Enterprise Investment Services Inc.

- **b. SEC file number:** 8-42582

- **c. CRD number:** 000026506

- **d. LEI, if any:** 549300NT7GLLVGTH0249

- **e. State, if applicable:** MN

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Columbia Management Investment Distributors, Inc.

- **b. SEC file number:** 8-25845

- **c. CRD number:** 000000840

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Goldman Sachs

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $943,513.23

**Brokers Record: 2**

- **i. Full name of broker:** Barclays

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $426,000.71

**Brokers Record: 3**

- **i. Full name of broker:** JPMorgan

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $299,977.12

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $188,742.77

**Brokers Record: 5**

- **i. Full name of broker:** Morgan Stanley

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $183,548.24

**Brokers Record: 6**

- **i. Full name of broker:** UBS

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $158,941.99

**Brokers Record: 7**

- **i. Full name of broker:** Wells Fargo

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $149,844.27

**Brokers Record: 8**

- **i. Full name of broker:** Cowen

- **ii. SEC file number:** 8-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** 549300WR155U7DVMIW58

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $85,579.97

**Brokers Record: 9**

- **i. Full name of broker:** Citi

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $84,728.60

**Brokers Record: 10**

- **i. Full name of broker:** BTIG LLC

- **ii. SEC file number:** 8-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $83,576.89

**Aggregate Commission:** $3,248,703.67

**Item C.17.a. Principal transaction counterparties.**

| Name                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Morgan Stanley            | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $14,114,376.00            |
| JPMorgan                  | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $2,900,688.00             |
| Roth Capital Partners LLC | 8-32129           |    000015407 | 549300FMF3TPT1HFRF48 | CA      | US        | $267,115.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $17,282,179.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $1,534,882,141.37

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of Montreal, Chicago Branch

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 7 Name of institution:** HSBC Bank USA, N.A.

  - **Line Institutions Record: 8 Name of institution:** Morgan Stanley Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** U.S. Bank National Association

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                     | SEC File number   |
|:---|:---|
| Columbia Acorn European Fund                                     | 811-01829         |
| Columbia Acorn Fund                                              | 811-01829         |
| Columbia Acorn International                                     | 811-01829         |
| Columbia Acorn International Select                              | 811-01829         |
| Columbia Adaptive Risk Allocation Fund                           | 811-04367         |
| Columbia Balanced Fund                                           | 811-04367         |
| Columbia Bond Fund                                               | 811-04367         |
| Columbia California Intermediate Municipal Bond Fund             | 811-09645         |
| Columbia Capital Allocation Aggressive Portfolio                 | 811-21852         |
| Columbia Capital Allocation Conservative Portfolio               | 811-21852         |
| Columbia Capital Allocation Moderate Aggressive Portfolio        | 811-09645         |
| Columbia Capital Allocation Moderate Conservative Portfolio      | 811-09645         |
| Columbia Capital Allocation Moderate Portfolio                   | 811-21852         |
| Columbia Commodity Strategy Fund                                 | 811-21852         |
| Columbia Contrarian Core Fund                                    | 811-04367         |
| Columbia Convertible Securities Fund                             | 811-09645         |
| Columbia Corporate Income Fund                                   | 811-04367         |
| Columbia Disciplined Core Fund                                   | 811-21852         |
| Columbia Disciplined Growth Fund                                 | 811-21852         |
| Columbia Disciplined Value Fund                                  | 811-21852         |
| Columbia Diversified Fixed Income Allocation ETF                 | 811-22736         |
| Columbia Dividend Income Fund                                    | 811-04367         |
| Columbia Dividend Opportunity Fund                               | 811-21852         |
| Columbia EM Core ex-China ETF                                    | 811-22255         |
| Columbia Emerging Markets Bond Fund                              | 811-21852         |
| Columbia Emerging Markets Fund                                   | 811-04367         |
| Columbia Flexible Capital Income Fund                            | 811-21852         |
| Columbia Floating Rate Fund                                      | 811-21852         |
| Columbia Global Opportunities Fund                               | 811-21852         |
| Columbia Global Technology Growth Fund                           | 811-04367         |
| Columbia Global Value Fund                                       | 811-21852         |
| Columbia Government Money Market Fund                            | 811-21852         |
| Columbia Greater China Fund                                      | 811-04367         |
| Columbia High Yield Bond Fund                                    | 811-21852         |
| Columbia High Yield Municipal Fund                               | 811-04367         |
| Columbia Income Builder Fund                                     | 811-21852         |
| Columbia Income Opportunities Fund                               | 811-21852         |
| Columbia India Consumer ETF                                      | 811-22255         |
| Columbia Integrated Large Cap Growth Fund                        | 811-21852         |
| Columbia Integrated Large Cap Value Fund                         | 811-21852         |
| Columbia Integrated Small Cap Growth Fund                        | 811-21852         |
| Columbia Intermediate Duration Municipal Bond Fund               | 811-04367         |
| Columbia International Dividend Income Fund                      | 811-04367         |
| Columbia International Equity Income ETF                         | 811-22736         |
| Columbia Large Cap Enhanced Core Fund                            | 811-09645         |
| Columbia Large Cap Growth Fund                                   | 811-04367         |
| Columbia Large Cap Growth Opportunity Fund                       | 811-09645         |
| Columbia Large Cap Index Fund                                    | 811-09645         |
| Columbia Large Cap Value Fund                                    | 811-21852         |
| Columbia Limited Duration Credit Fund                            | 811-21852         |
| Columbia Massachusetts Intermediate Municipal Bond Fund          | 811-04367         |
| Columbia Mid Cap Index Fund                                      | 811-09645         |
| Columbia Minnesota Tax-Exempt Fund                               | 811-21852         |
| Columbia Mortgage Opportunities Fund                             | 811-21852         |
| Columbia Multi Strategy Alternatives Fund                        | 811-04367         |
| Columbia Multi-Sector Municipal Income ETF                       | 811-22736         |
| Columbia New York Intermediate Municipal Bond Fund               | 811-04367         |
| Columbia Oregon Intermediate Municipal Bond Fund                 | 811-04367         |
| Columbia Overseas Core Fund                                      | 811-21852         |
| Columbia Overseas Value Fund                                     | 811-09645         |
| Columbia Pyrford International Stock Fund                        | 811-21852         |
| Columbia Quality Income Fund                                     | 811-21852         |
| Columbia Real Estate Equity Fund                                 | 811-04367         |
| Columbia Research Enhanced Core ETF                              | 811-22736         |
| Columbia Research Enhanced Emerging Economies ETF                | 811-22255         |
| Columbia Research Enhanced Real Estate ETF                       | 811-22736         |
| Columbia Research Enhanced Value ETF                             | 811-22736         |
| Columbia Select Global Equity Fund                               | 811-21852         |
| Columbia Select Large Cap Equity Fund                            | 811-09645         |
| Columbia Select Large Cap Growth Fund                            | 811-04367         |
| Columbia Select Large Cap Value Fund                             | 811-21852         |
| Columbia Select Mid Cap Growth Fund                              | 811-04367         |
| Columbia Select Mid Cap Value Fund                               | 811-09645         |
| Columbia Select Small Cap Value Fund                             | 811-21852         |
| Columbia Select Technology ETF                                   | 811-22736         |
| Columbia Seligman Global Technology Fund                         | 811-21852         |
| Columbia Seligman Technology and Information Fund                | 811-21852         |
| Columbia Short Duration Bond ETF                                 | 811-22736         |
| Columbia Short Duration High Yield ETF                           | 811-22736         |
| Columbia Short Duration Municipal Bond Fund                      | 811-09645         |
| Columbia Short Term Bond Fund                                    | 811-09645         |
| Columbia Short-Term Cash Fund                                    | 811-21852         |
| Columbia Small Cap Growth Fund                                   | 811-04367         |
| Columbia Small Cap Index Fund                                    | 811-09645         |
| Columbia Small Cap Value Fund I                                  | 811-04367         |
| Columbia Small Cap Value Fund II                                 | 811-09645         |
| Columbia Strategic California Municipal Income Fund              | 811-04367         |
| Columbia Strategic Income Fund                                   | 811-04367         |
| Columbia Strategic Municipal Income Fund                         | 811-21852         |
| Columbia Strategic New York Municipal Income Fund                | 811-04367         |
| Columbia Tax-Exempt Fund                                         | 811-04367         |
| Columbia Thermostat Fund                                         | 811-01829         |
| Columbia Total Return Bond Fund                                  | 811-04367         |
| Columbia U.S. Equity Income ETF                                  | 811-22736         |
| Columbia U.S. High Yield ETF                                     | 811-22736         |
| Columbia U.S. Treasury Index Fund                                | 811-04367         |
| Columbia Ultra Short Duration Municipal Bond Fund                | 811-21852         |
| Columbia Ultra Short Term Bond Fund                              | 811-04367         |
| Columbia Variable Portfolio - Balanced Fund                      | 811-22127         |
| Columbia Variable Portfolio - Commodity Strategy Fund            | 811-22127         |
| Columbia Variable Portfolio - Contrarian Core Fund               | 811-05199         |
| Columbia Variable Portfolio - Core Equity Fund                   | 811-22127         |
| Columbia Variable Portfolio - Corporate Bond Fund                | 811-22127         |
| Columbia Variable Portfolio - Disciplined Core Fund              | 811-22127         |
| Columbia Variable Portfolio - Dividend Opportunity Fund          | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Bond Fund         | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Fund              | 811-22127         |
| Columbia Variable Portfolio - Government Money Market Fund       | 811-22127         |
| Columbia Variable Portfolio - High Yield Bond Fund               | 811-22127         |
| Columbia Variable Portfolio - Income Opportunities Fund          | 811-22127         |
| Columbia Variable Portfolio - Intermediate Bond Fund             | 811-22127         |
| Columbia Variable Portfolio - Large Cap Growth Fund              | 811-22127         |
| Columbia Variable Portfolio - Large Cap Index Fund               | 811-22127         |
| Columbia Variable Portfolio - Limited Duration Credit Fund       | 811-22127         |
| Columbia Variable Portfolio - Long Government/Credit Bond Fund   | 811-05199         |
| Columbia Variable Portfolio - Overseas Core Fund                 | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Equity Fund       | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Growth Fund         | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Value Fund          | 811-22127         |
| Columbia Variable Portfolio - Select Small Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Seligman Global Technology Fund    | 811-22127         |
| Columbia Variable Portfolio - Small Cap Value Fund               | 811-05199         |
| Columbia Variable Portfolio - Small Company Growth Fund          | 811-05199         |
| Columbia Variable Portfolio - Strategic Income Fund              | 811-05199         |
| Columbia Variable Portfolio - U.S. Government Mortgage Fund      | 811-22127         |
| CTIVP - American Century Diversified Bond Fund                   | 811-22127         |
| CTIVP - BlackRock Global Inflation-Protected Securities Fund     | 811-22127         |
| CTIVP - CenterSquare Real Estate Fund                            | 811-22127         |
| CTIVP - Principal Blue Chip Growth Fund                          | 811-22127         |
| CTIVP - T. Rowe Price Large Cap Value Fund                       | 811-22127         |
| CTIVP - TCW Core Plus Bond Fund                                  | 811-22127         |
| CTIVP - Victory Sycamore Established Value Fund                  | 811-22127         |
| CTIVP - Wellington Large Cap Value Fund                          | 811-22127         |
| CTIVP - Westfield Mid Cap Growth Fund                            | 811-22127         |
| CTIVP - Westfield Select Large Cap Growth Fund                   | 811-22127         |
| Multi-Manager Alternative Strategies Fund                        | 811-04367         |
| Multi-Manager Directional Alternative Strategies Fund            | 811-04367         |
| Multi-Manager Growth Strategies Fund                             | 811-04367         |
| Multi-Manager International Equity Strategies Fund               | 811-04367         |
| Multi-Manager Small Cap Equity Strategies Fund                   | 811-04367         |
| Multi-Manager Total Return Bond Strategies Fund                  | 811-04367         |
| Multi-Manager Value Strategies Fund                              | 811-21852         |
| Multisector Bond SMA Completion Portfolio                        | 811-04367         |
| Overseas SMA Completion Portfolio                                | 811-04367         |
| Variable Portfolio - Aggressive Portfolio                        | 811-22127         |
| Variable Portfolio - Conservative Portfolio                      | 811-22127         |
| Variable Portfolio - Managed Risk Fund                           | 811-05199         |
| Variable Portfolio - Managed Risk U.S. Fund                      | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Fund        | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Growth Fund | 811-05199         |
| Variable Portfolio - Managed Volatility Growth Fund              | 811-05199         |
| Variable Portfolio - Managed Volatility Moderate Growth Fund     | 811-22127         |
| Variable Portfolio - Moderate Portfolio                          | 811-22127         |
| Variable Portfolio - Moderately Aggressive Portfolio             | 811-22127         |
| Variable Portfolio - Moderately Conservative Portfolio           | 811-22127         |
| Variable Portfolio - Partners Core Bond Fund                     | 811-22127         |
| Variable Portfolio - Partners Core Equity Fund                   | 811-22127         |
| Variable Portfolio - Partners International Core Equity Fund     | 811-22127         |
| Variable Portfolio - Partners International Growth Fund          | 811-22127         |
| Variable Portfolio - Partners International Value Fund           | 811-22127         |
| Variable Portfolio - Partners Small Cap Growth Fund              | 811-22127         |
| Variable Portfolio - Partners Small Cap Value Fund               | 811-22127         |
| Variable Portfolio - U.S. Flexible Conservative Growth Fund      | 811-05199         |
| Variable Portfolio - U.S. Flexible Growth Fund                   | 811-05199         |
| Variable Portfolio - U.S. Flexible Moderate Growth Fund          | 811-05199         |
| Wanger Acorn                                                     | 811-08748         |
| Wanger International                                             | 811-08748         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** —

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 4 - Columbia Total Return Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Columbia Total Return Bond Fund

- **b. Series identification number, if any:** S000012097

- **c. LEI:** 7TUF7LZJ7F8AC48WIE77

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 1

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 1

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000032983                                | LIBAX                        |
|                           2 | Class C                 | C000032985                                | LIBCX                        |
|                           3 | Class R                 | C000032986                                | CIBRX                        |
|                           4 | Institutional 2 Class   | C000121794                                | CTBRX                        |
|                           5 | Institutional 3 Class   | C000122680                                | CTBYX                        |
|                           6 | Institutional Class     | C000032987                                | SRBFX                        |
|                           7 | Class S                 | C000255092                                | SRBAX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. SEC file number:** 801-25943

- **iii. CRD number:** 000108257

- **iv. LEI, if any:** 6YVO3H2OUHJXER5SGR23

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. SEC file number:** 084-05685

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 084-00896

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg Finance L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493001KJTIIGC8Y1R12

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** ICE Data Pricing and Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** BANCO NACIONAL DE MEXICO, S.A.

- **ii. LEI, if any:** 2SFFM4FUIE05S37WFU55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BANK HANDLOWY W. WARSZAWIE S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES, ATHENS

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** CACEIS BANK SPAIN, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** DBS BANK LTD

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** EUROCLEAR

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** FIRSTRAND BANK LIMITED

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** MIZUHO BANK, LTD.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** PT BANK HSBC INDONESIA

- **ii. LEI, if any:** 213800HW5IDIRLWH1203

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** ROYAL BANK OF CANADA

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** UNICREDIT BANK AUSTRIA AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. LEI, if any, or other identifying number:** 6YVO3H2OUHJXER5SGR23

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Riversource Distributors, Inc.

- **b. SEC file number:** 8-67196

- **c. CRD number:** 000139135

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Columbia Management Investment Distributors, Inc.

- **b. SEC file number:** 8-25845

- **c. CRD number:** 000000840

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** American Enterprise Investment Services Inc.

- **b. SEC file number:** 8-42582

- **c. CRD number:** 000026506

- **d. LEI, if any:** 549300NT7GLLVGTH0249

- **e. State, if applicable:** MN

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Ameriprise Financial Services, LLC

- **b. SEC file number:** 8-16791

- **c. CRD number:** 000006363

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Morgan Stanley                       | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $3,746,147,271.69         |
| Wells Fargo                          | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $3,017,019,395.57         |
| Citi                                 | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,448,071,023.72         |
| JPMorgan                             | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $804,905,045.58           |
| Goldman Sachs                        | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $518,214,040.68           |
| StoneX Financial Inc.                | 8-51269           |    000045993 | 549300LNKU6K5TJCRG93 | FL      | US        | $189,057,515.15           |
| Nomura Securities International Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $109,622,164.77           |
| Jefferies LLC                        | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $107,011,823.14           |
| Citadel Securities LLC               | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | IL      | US        | $88,921,538.26            |
| Deutsche Bank                        | 8-17822           |    000002525 | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $82,507,164.75            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $10,761,244,900.81

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,839,041,298.24

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of Montreal, Chicago Branch

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 7 Name of institution:** HSBC Bank USA, N.A.

  - **Line Institutions Record: 8 Name of institution:** Morgan Stanley Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** U.S. Bank National Association

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                     | SEC File number   |
|:---|:---|
| Columbia Acorn European Fund                                     | 811-01829         |
| Columbia Acorn Fund                                              | 811-01829         |
| Columbia Acorn International                                     | 811-01829         |
| Columbia Acorn International Select                              | 811-01829         |
| Columbia Adaptive Risk Allocation Fund                           | 811-04367         |
| Columbia Balanced Fund                                           | 811-04367         |
| Columbia Bond Fund                                               | 811-04367         |
| Columbia California Intermediate Municipal Bond Fund             | 811-09645         |
| Columbia Capital Allocation Aggressive Portfolio                 | 811-21852         |
| Columbia Capital Allocation Conservative Portfolio               | 811-21852         |
| Columbia Capital Allocation Moderate Aggressive Portfolio        | 811-09645         |
| Columbia Capital Allocation Moderate Conservative Portfolio      | 811-09645         |
| Columbia Capital Allocation Moderate Portfolio                   | 811-21852         |
| Columbia Commodity Strategy Fund                                 | 811-21852         |
| Columbia Contrarian Core Fund                                    | 811-04367         |
| Columbia Convertible Securities Fund                             | 811-09645         |
| Columbia Corporate Income Fund                                   | 811-04367         |
| Columbia Disciplined Core Fund                                   | 811-21852         |
| Columbia Disciplined Growth Fund                                 | 811-21852         |
| Columbia Disciplined Value Fund                                  | 811-21852         |
| Columbia Diversified Fixed Income Allocation ETF                 | 811-22736         |
| Columbia Dividend Income Fund                                    | 811-04367         |
| Columbia Dividend Opportunity Fund                               | 811-21852         |
| Columbia EM Core ex-China ETF                                    | 811-22255         |
| Columbia Emerging Markets Bond Fund                              | 811-21852         |
| Columbia Emerging Markets Fund                                   | 811-04367         |
| Columbia Flexible Capital Income Fund                            | 811-21852         |
| Columbia Floating Rate Fund                                      | 811-21852         |
| Columbia Global Opportunities Fund                               | 811-21852         |
| Columbia Global Technology Growth Fund                           | 811-04367         |
| Columbia Global Value Fund                                       | 811-21852         |
| Columbia Government Money Market Fund                            | 811-21852         |
| Columbia Greater China Fund                                      | 811-04367         |
| Columbia High Yield Bond Fund                                    | 811-21852         |
| Columbia High Yield Municipal Fund                               | 811-04367         |
| Columbia Income Builder Fund                                     | 811-21852         |
| Columbia Income Opportunities Fund                               | 811-21852         |
| Columbia India Consumer ETF                                      | 811-22255         |
| Columbia Integrated Large Cap Growth Fund                        | 811-21852         |
| Columbia Integrated Large Cap Value Fund                         | 811-21852         |
| Columbia Integrated Small Cap Growth Fund                        | 811-21852         |
| Columbia Intermediate Duration Municipal Bond Fund               | 811-04367         |
| Columbia International Dividend Income Fund                      | 811-04367         |
| Columbia International Equity Income ETF                         | 811-22736         |
| Columbia Large Cap Enhanced Core Fund                            | 811-09645         |
| Columbia Large Cap Growth Fund                                   | 811-04367         |
| Columbia Large Cap Growth Opportunity Fund                       | 811-09645         |
| Columbia Large Cap Index Fund                                    | 811-09645         |
| Columbia Large Cap Value Fund                                    | 811-21852         |
| Columbia Limited Duration Credit Fund                            | 811-21852         |
| Columbia Massachusetts Intermediate Municipal Bond Fund          | 811-04367         |
| Columbia Mid Cap Index Fund                                      | 811-09645         |
| Columbia Minnesota Tax-Exempt Fund                               | 811-21852         |
| Columbia Mortgage Opportunities Fund                             | 811-21852         |
| Columbia Multi Strategy Alternatives Fund                        | 811-04367         |
| Columbia Multi-Sector Municipal Income ETF                       | 811-22736         |
| Columbia New York Intermediate Municipal Bond Fund               | 811-04367         |
| Columbia Oregon Intermediate Municipal Bond Fund                 | 811-04367         |
| Columbia Overseas Core Fund                                      | 811-21852         |
| Columbia Overseas Value Fund                                     | 811-09645         |
| Columbia Pyrford International Stock Fund                        | 811-21852         |
| Columbia Quality Income Fund                                     | 811-21852         |
| Columbia Real Estate Equity Fund                                 | 811-04367         |
| Columbia Research Enhanced Core ETF                              | 811-22736         |
| Columbia Research Enhanced Emerging Economies ETF                | 811-22255         |
| Columbia Research Enhanced Real Estate ETF                       | 811-22736         |
| Columbia Research Enhanced Value ETF                             | 811-22736         |
| Columbia Select Global Equity Fund                               | 811-21852         |
| Columbia Select Large Cap Equity Fund                            | 811-09645         |
| Columbia Select Large Cap Growth Fund                            | 811-04367         |
| Columbia Select Large Cap Value Fund                             | 811-21852         |
| Columbia Select Mid Cap Growth Fund                              | 811-04367         |
| Columbia Select Mid Cap Value Fund                               | 811-09645         |
| Columbia Select Small Cap Value Fund                             | 811-21852         |
| Columbia Select Technology ETF                                   | 811-22736         |
| Columbia Seligman Global Technology Fund                         | 811-21852         |
| Columbia Seligman Technology and Information Fund                | 811-21852         |
| Columbia Short Duration Bond ETF                                 | 811-22736         |
| Columbia Short Duration High Yield ETF                           | 811-22736         |
| Columbia Short Duration Municipal Bond Fund                      | 811-09645         |
| Columbia Short Term Bond Fund                                    | 811-09645         |
| Columbia Short-Term Cash Fund                                    | 811-21852         |
| Columbia Small Cap Growth Fund                                   | 811-04367         |
| Columbia Small Cap Index Fund                                    | 811-09645         |
| Columbia Small Cap Value Fund I                                  | 811-04367         |
| Columbia Small Cap Value Fund II                                 | 811-09645         |
| Columbia Strategic California Municipal Income Fund              | 811-04367         |
| Columbia Strategic Income Fund                                   | 811-04367         |
| Columbia Strategic Municipal Income Fund                         | 811-21852         |
| Columbia Strategic New York Municipal Income Fund                | 811-04367         |
| Columbia Tax-Exempt Fund                                         | 811-04367         |
| Columbia Thermostat Fund                                         | 811-01829         |
| Columbia Total Return Bond Fund                                  | 811-04367         |
| Columbia U.S. Equity Income ETF                                  | 811-22736         |
| Columbia U.S. High Yield ETF                                     | 811-22736         |
| Columbia U.S. Treasury Index Fund                                | 811-04367         |
| Columbia Ultra Short Duration Municipal Bond Fund                | 811-21852         |
| Columbia Ultra Short Term Bond Fund                              | 811-04367         |
| Columbia Variable Portfolio - Balanced Fund                      | 811-22127         |
| Columbia Variable Portfolio - Commodity Strategy Fund            | 811-22127         |
| Columbia Variable Portfolio - Contrarian Core Fund               | 811-05199         |
| Columbia Variable Portfolio - Core Equity Fund                   | 811-22127         |
| Columbia Variable Portfolio - Corporate Bond Fund                | 811-22127         |
| Columbia Variable Portfolio - Disciplined Core Fund              | 811-22127         |
| Columbia Variable Portfolio - Dividend Opportunity Fund          | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Bond Fund         | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Fund              | 811-22127         |
| Columbia Variable Portfolio - Government Money Market Fund       | 811-22127         |
| Columbia Variable Portfolio - High Yield Bond Fund               | 811-22127         |
| Columbia Variable Portfolio - Income Opportunities Fund          | 811-22127         |
| Columbia Variable Portfolio - Intermediate Bond Fund             | 811-22127         |
| Columbia Variable Portfolio - Large Cap Growth Fund              | 811-22127         |
| Columbia Variable Portfolio - Large Cap Index Fund               | 811-22127         |
| Columbia Variable Portfolio - Limited Duration Credit Fund       | 811-22127         |
| Columbia Variable Portfolio - Long Government/Credit Bond Fund   | 811-05199         |
| Columbia Variable Portfolio - Overseas Core Fund                 | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Equity Fund       | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Growth Fund         | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Value Fund          | 811-22127         |
| Columbia Variable Portfolio - Select Small Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Seligman Global Technology Fund    | 811-22127         |
| Columbia Variable Portfolio - Small Cap Value Fund               | 811-05199         |
| Columbia Variable Portfolio - Small Company Growth Fund          | 811-05199         |
| Columbia Variable Portfolio - Strategic Income Fund              | 811-05199         |
| Columbia Variable Portfolio - U.S. Government Mortgage Fund      | 811-22127         |
| CTIVP - American Century Diversified Bond Fund                   | 811-22127         |
| CTIVP - BlackRock Global Inflation-Protected Securities Fund     | 811-22127         |
| CTIVP - CenterSquare Real Estate Fund                            | 811-22127         |
| CTIVP - Principal Blue Chip Growth Fund                          | 811-22127         |
| CTIVP - T. Rowe Price Large Cap Value Fund                       | 811-22127         |
| CTIVP - TCW Core Plus Bond Fund                                  | 811-22127         |
| CTIVP - Victory Sycamore Established Value Fund                  | 811-22127         |
| CTIVP - Wellington Large Cap Value Fund                          | 811-22127         |
| CTIVP - Westfield Mid Cap Growth Fund                            | 811-22127         |
| CTIVP - Westfield Select Large Cap Growth Fund                   | 811-22127         |
| Multi-Manager Alternative Strategies Fund                        | 811-04367         |
| Multi-Manager Directional Alternative Strategies Fund            | 811-04367         |
| Multi-Manager Growth Strategies Fund                             | 811-04367         |
| Multi-Manager International Equity Strategies Fund               | 811-04367         |
| Multi-Manager Small Cap Equity Strategies Fund                   | 811-04367         |
| Multi-Manager Total Return Bond Strategies Fund                  | 811-04367         |
| Multi-Manager Value Strategies Fund                              | 811-21852         |
| Multisector Bond SMA Completion Portfolio                        | 811-04367         |
| Overseas SMA Completion Portfolio                                | 811-04367         |
| Variable Portfolio - Aggressive Portfolio                        | 811-22127         |
| Variable Portfolio - Conservative Portfolio                      | 811-22127         |
| Variable Portfolio - Managed Risk Fund                           | 811-05199         |
| Variable Portfolio - Managed Risk U.S. Fund                      | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Fund        | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Growth Fund | 811-05199         |
| Variable Portfolio - Managed Volatility Growth Fund              | 811-05199         |
| Variable Portfolio - Managed Volatility Moderate Growth Fund     | 811-22127         |
| Variable Portfolio - Moderate Portfolio                          | 811-22127         |
| Variable Portfolio - Moderately Aggressive Portfolio             | 811-22127         |
| Variable Portfolio - Moderately Conservative Portfolio           | 811-22127         |
| Variable Portfolio - Partners Core Bond Fund                     | 811-22127         |
| Variable Portfolio - Partners Core Equity Fund                   | 811-22127         |
| Variable Portfolio - Partners International Core Equity Fund     | 811-22127         |
| Variable Portfolio - Partners International Growth Fund          | 811-22127         |
| Variable Portfolio - Partners International Value Fund           | 811-22127         |
| Variable Portfolio - Partners Small Cap Growth Fund              | 811-22127         |
| Variable Portfolio - Partners Small Cap Value Fund               | 811-22127         |
| Variable Portfolio - U.S. Flexible Conservative Growth Fund      | 811-05199         |
| Variable Portfolio - U.S. Flexible Growth Fund                   | 811-05199         |
| Variable Portfolio - U.S. Flexible Moderate Growth Fund          | 811-05199         |
| Wanger Acorn                                                     | 811-08748         |
| Wanger International                                             | 811-08748         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** —

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 5 - Columbia U.S. Treasury Index Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Columbia U.S. Treasury Index Fund

- **b. Series identification number, if any:** S000012098

- **c. LEI:** Z3NLJ4CB2CLTOYV0LQ23

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 4

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000032988                                | LUTAX                        |
|                           2 | Institutional 2 Class   | C000122681                                | CUTRX                        |
|                           3 | Institutional 3 Class   | C000174616                                | CUTYX                        |
|                           4 | Institutional Class     | C000032991                                | IUTIX                        |

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. SEC file number:** 801-25943

- **iii. CRD number:** 000108257

- **iv. LEI, if any:** 6YVO3H2OUHJXER5SGR23

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. SEC file number:** 084-05685

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 084-00896

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg Finance L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493001KJTIIGC8Y1R12

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** ICE Data Pricing and Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. LEI, if any, or other identifying number:** 6YVO3H2OUHJXER5SGR23

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Riversource Distributors, Inc.

- **b. SEC file number:** 8-67196

- **c. CRD number:** 000139135

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Ameriprise Financial Services, LLC

- **b. SEC file number:** 8-16791

- **c. CRD number:** 000006363

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** American Enterprise Investment Services Inc.

- **b. SEC file number:** 8-42582

- **c. CRD number:** 000026506

- **d. LEI, if any:** 549300NT7GLLVGTH0249

- **e. State, if applicable:** MN

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Columbia Management Investment Distributors, Inc.

- **b. SEC file number:** 8-25845

- **c. CRD number:** 000000840

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                 | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| JPMorgan                             | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $394,101,955.05           |
| Morgan Stanley                       | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $281,709,723.74           |
| Goldman Sachs                        | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $88,726,708.45            |
| HSBC                                 | 8-41562           | 000019585    | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $53,002,154.01            |
| BMO Capital Markets Corp.            | 8-34344           | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $48,828,422.60            |
| Nomura Securities International Inc. | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $42,455,901.22            |
| Virtu Americas LLC                   | 8-68193           | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $36,193,571.75            |
| Wells Fargo                          | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $34,770,427.15            |
| BNP Paribas                          | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $25,641,117.38            |
| Barclays                             | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $16,183,452.88            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,056,912,955.49

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $871,967,509.84

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of Montreal, Chicago Branch

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 7 Name of institution:** HSBC Bank USA, N.A.

  - **Line Institutions Record: 8 Name of institution:** Morgan Stanley Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** U.S. Bank National Association

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                     | SEC File number   |
|:---|:---|
| Columbia Acorn European Fund                                     | 811-01829         |
| Columbia Acorn Fund                                              | 811-01829         |
| Columbia Acorn International                                     | 811-01829         |
| Columbia Acorn International Select                              | 811-01829         |
| Columbia Adaptive Risk Allocation Fund                           | 811-04367         |
| Columbia Balanced Fund                                           | 811-04367         |
| Columbia Bond Fund                                               | 811-04367         |
| Columbia California Intermediate Municipal Bond Fund             | 811-09645         |
| Columbia Capital Allocation Aggressive Portfolio                 | 811-21852         |
| Columbia Capital Allocation Conservative Portfolio               | 811-21852         |
| Columbia Capital Allocation Moderate Aggressive Portfolio        | 811-09645         |
| Columbia Capital Allocation Moderate Conservative Portfolio      | 811-09645         |
| Columbia Capital Allocation Moderate Portfolio                   | 811-21852         |
| Columbia Commodity Strategy Fund                                 | 811-21852         |
| Columbia Contrarian Core Fund                                    | 811-04367         |
| Columbia Convertible Securities Fund                             | 811-09645         |
| Columbia Corporate Income Fund                                   | 811-04367         |
| Columbia Disciplined Core Fund                                   | 811-21852         |
| Columbia Disciplined Growth Fund                                 | 811-21852         |
| Columbia Disciplined Value Fund                                  | 811-21852         |
| Columbia Diversified Fixed Income Allocation ETF                 | 811-22736         |
| Columbia Dividend Income Fund                                    | 811-04367         |
| Columbia Dividend Opportunity Fund                               | 811-21852         |
| Columbia EM Core ex-China ETF                                    | 811-22255         |
| Columbia Emerging Markets Bond Fund                              | 811-21852         |
| Columbia Emerging Markets Fund                                   | 811-04367         |
| Columbia Flexible Capital Income Fund                            | 811-21852         |
| Columbia Floating Rate Fund                                      | 811-21852         |
| Columbia Global Opportunities Fund                               | 811-21852         |
| Columbia Global Technology Growth Fund                           | 811-04367         |
| Columbia Global Value Fund                                       | 811-21852         |
| Columbia Government Money Market Fund                            | 811-21852         |
| Columbia Greater China Fund                                      | 811-04367         |
| Columbia High Yield Bond Fund                                    | 811-21852         |
| Columbia High Yield Municipal Fund                               | 811-04367         |
| Columbia Income Builder Fund                                     | 811-21852         |
| Columbia Income Opportunities Fund                               | 811-21852         |
| Columbia India Consumer ETF                                      | 811-22255         |
| Columbia Integrated Large Cap Growth Fund                        | 811-21852         |
| Columbia Integrated Large Cap Value Fund                         | 811-21852         |
| Columbia Integrated Small Cap Growth Fund                        | 811-21852         |
| Columbia Intermediate Duration Municipal Bond Fund               | 811-04367         |
| Columbia International Dividend Income Fund                      | 811-04367         |
| Columbia International Equity Income ETF                         | 811-22736         |
| Columbia Large Cap Enhanced Core Fund                            | 811-09645         |
| Columbia Large Cap Growth Fund                                   | 811-04367         |
| Columbia Large Cap Growth Opportunity Fund                       | 811-09645         |
| Columbia Large Cap Index Fund                                    | 811-09645         |
| Columbia Large Cap Value Fund                                    | 811-21852         |
| Columbia Limited Duration Credit Fund                            | 811-21852         |
| Columbia Massachusetts Intermediate Municipal Bond Fund          | 811-04367         |
| Columbia Mid Cap Index Fund                                      | 811-09645         |
| Columbia Minnesota Tax-Exempt Fund                               | 811-21852         |
| Columbia Mortgage Opportunities Fund                             | 811-21852         |
| Columbia Multi Strategy Alternatives Fund                        | 811-04367         |
| Columbia Multi-Sector Municipal Income ETF                       | 811-22736         |
| Columbia New York Intermediate Municipal Bond Fund               | 811-04367         |
| Columbia Oregon Intermediate Municipal Bond Fund                 | 811-04367         |
| Columbia Overseas Core Fund                                      | 811-21852         |
| Columbia Overseas Value Fund                                     | 811-09645         |
| Columbia Pyrford International Stock Fund                        | 811-21852         |
| Columbia Quality Income Fund                                     | 811-21852         |
| Columbia Real Estate Equity Fund                                 | 811-04367         |
| Columbia Research Enhanced Core ETF                              | 811-22736         |
| Columbia Research Enhanced Emerging Economies ETF                | 811-22255         |
| Columbia Research Enhanced Real Estate ETF                       | 811-22736         |
| Columbia Research Enhanced Value ETF                             | 811-22736         |
| Columbia Select Global Equity Fund                               | 811-21852         |
| Columbia Select Large Cap Equity Fund                            | 811-09645         |
| Columbia Select Large Cap Growth Fund                            | 811-04367         |
| Columbia Select Large Cap Value Fund                             | 811-21852         |
| Columbia Select Mid Cap Growth Fund                              | 811-04367         |
| Columbia Select Mid Cap Value Fund                               | 811-09645         |
| Columbia Select Small Cap Value Fund                             | 811-21852         |
| Columbia Select Technology ETF                                   | 811-22736         |
| Columbia Seligman Global Technology Fund                         | 811-21852         |
| Columbia Seligman Technology and Information Fund                | 811-21852         |
| Columbia Short Duration Bond ETF                                 | 811-22736         |
| Columbia Short Duration High Yield ETF                           | 811-22736         |
| Columbia Short Duration Municipal Bond Fund                      | 811-09645         |
| Columbia Short Term Bond Fund                                    | 811-09645         |
| Columbia Short-Term Cash Fund                                    | 811-21852         |
| Columbia Small Cap Growth Fund                                   | 811-04367         |
| Columbia Small Cap Index Fund                                    | 811-09645         |
| Columbia Small Cap Value Fund I                                  | 811-04367         |
| Columbia Small Cap Value Fund II                                 | 811-09645         |
| Columbia Strategic California Municipal Income Fund              | 811-04367         |
| Columbia Strategic Income Fund                                   | 811-04367         |
| Columbia Strategic Municipal Income Fund                         | 811-21852         |
| Columbia Strategic New York Municipal Income Fund                | 811-04367         |
| Columbia Tax-Exempt Fund                                         | 811-04367         |
| Columbia Thermostat Fund                                         | 811-01829         |
| Columbia Total Return Bond Fund                                  | 811-04367         |
| Columbia U.S. Equity Income ETF                                  | 811-22736         |
| Columbia U.S. High Yield ETF                                     | 811-22736         |
| Columbia U.S. Treasury Index Fund                                | 811-04367         |
| Columbia Ultra Short Duration Municipal Bond Fund                | 811-21852         |
| Columbia Ultra Short Term Bond Fund                              | 811-04367         |
| Columbia Variable Portfolio - Balanced Fund                      | 811-22127         |
| Columbia Variable Portfolio - Commodity Strategy Fund            | 811-22127         |
| Columbia Variable Portfolio - Contrarian Core Fund               | 811-05199         |
| Columbia Variable Portfolio - Core Equity Fund                   | 811-22127         |
| Columbia Variable Portfolio - Corporate Bond Fund                | 811-22127         |
| Columbia Variable Portfolio - Disciplined Core Fund              | 811-22127         |
| Columbia Variable Portfolio - Dividend Opportunity Fund          | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Bond Fund         | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Fund              | 811-22127         |
| Columbia Variable Portfolio - Government Money Market Fund       | 811-22127         |
| Columbia Variable Portfolio - High Yield Bond Fund               | 811-22127         |
| Columbia Variable Portfolio - Income Opportunities Fund          | 811-22127         |
| Columbia Variable Portfolio - Intermediate Bond Fund             | 811-22127         |
| Columbia Variable Portfolio - Large Cap Growth Fund              | 811-22127         |
| Columbia Variable Portfolio - Large Cap Index Fund               | 811-22127         |
| Columbia Variable Portfolio - Limited Duration Credit Fund       | 811-22127         |
| Columbia Variable Portfolio - Long Government/Credit Bond Fund   | 811-05199         |
| Columbia Variable Portfolio - Overseas Core Fund                 | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Equity Fund       | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Growth Fund         | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Value Fund          | 811-22127         |
| Columbia Variable Portfolio - Select Small Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Seligman Global Technology Fund    | 811-22127         |
| Columbia Variable Portfolio - Small Cap Value Fund               | 811-05199         |
| Columbia Variable Portfolio - Small Company Growth Fund          | 811-05199         |
| Columbia Variable Portfolio - Strategic Income Fund              | 811-05199         |
| Columbia Variable Portfolio - U.S. Government Mortgage Fund      | 811-22127         |
| CTIVP - American Century Diversified Bond Fund                   | 811-22127         |
| CTIVP - BlackRock Global Inflation-Protected Securities Fund     | 811-22127         |
| CTIVP - CenterSquare Real Estate Fund                            | 811-22127         |
| CTIVP - Principal Blue Chip Growth Fund                          | 811-22127         |
| CTIVP - T. Rowe Price Large Cap Value Fund                       | 811-22127         |
| CTIVP - TCW Core Plus Bond Fund                                  | 811-22127         |
| CTIVP - Victory Sycamore Established Value Fund                  | 811-22127         |
| CTIVP - Wellington Large Cap Value Fund                          | 811-22127         |
| CTIVP - Westfield Mid Cap Growth Fund                            | 811-22127         |
| CTIVP - Westfield Select Large Cap Growth Fund                   | 811-22127         |
| Multi-Manager Alternative Strategies Fund                        | 811-04367         |
| Multi-Manager Directional Alternative Strategies Fund            | 811-04367         |
| Multi-Manager Growth Strategies Fund                             | 811-04367         |
| Multi-Manager International Equity Strategies Fund               | 811-04367         |
| Multi-Manager Small Cap Equity Strategies Fund                   | 811-04367         |
| Multi-Manager Total Return Bond Strategies Fund                  | 811-04367         |
| Multi-Manager Value Strategies Fund                              | 811-21852         |
| Multisector Bond SMA Completion Portfolio                        | 811-04367         |
| Overseas SMA Completion Portfolio                                | 811-04367         |
| Variable Portfolio - Aggressive Portfolio                        | 811-22127         |
| Variable Portfolio - Conservative Portfolio                      | 811-22127         |
| Variable Portfolio - Managed Risk Fund                           | 811-05199         |
| Variable Portfolio - Managed Risk U.S. Fund                      | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Fund        | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Growth Fund | 811-05199         |
| Variable Portfolio - Managed Volatility Growth Fund              | 811-05199         |
| Variable Portfolio - Managed Volatility Moderate Growth Fund     | 811-22127         |
| Variable Portfolio - Moderate Portfolio                          | 811-22127         |
| Variable Portfolio - Moderately Aggressive Portfolio             | 811-22127         |
| Variable Portfolio - Moderately Conservative Portfolio           | 811-22127         |
| Variable Portfolio - Partners Core Bond Fund                     | 811-22127         |
| Variable Portfolio - Partners Core Equity Fund                   | 811-22127         |
| Variable Portfolio - Partners International Core Equity Fund     | 811-22127         |
| Variable Portfolio - Partners International Growth Fund          | 811-22127         |
| Variable Portfolio - Partners International Value Fund           | 811-22127         |
| Variable Portfolio - Partners Small Cap Growth Fund              | 811-22127         |
| Variable Portfolio - Partners Small Cap Value Fund               | 811-22127         |
| Variable Portfolio - U.S. Flexible Conservative Growth Fund      | 811-05199         |
| Variable Portfolio - U.S. Flexible Growth Fund                   | 811-05199         |
| Variable Portfolio - U.S. Flexible Moderate Growth Fund          | 811-05199         |
| Wanger Acorn                                                     | 811-08748         |
| Wanger International                                             | 811-08748         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 6 - Multi-Manager Directional Alternative Strategies Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Multi-Manager Directional Alternative Strategies Fund

- **b. Series identification number, if any:** S000055250

- **c. LEI:** 5493003HJGAEBQBVWG25

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Institutional Class     | C000179758                                | CDAZX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. SEC file number:** 801-25943

- **iii. CRD number:** 000108257

- **iv. LEI, if any:** 6YVO3H2OUHJXER5SGR23

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Boston Partners Global Investors, Inc.

- **ii. SEC file number:** 801-61786

- **iii. CRD number:** 000124982

- **iv. LEI, if any:** 1J20BQ2FEQG1ONZV3K54

- **v. Is the sub-adviser an affiliated person?:** No

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Summit Partners Public Asset Management, LLC

- **ii. SEC file number:** 801-81001

- **iii. CRD number:** 000175100

- **iv. LEI, if any:** 5493007QZ05MKPON5O03

- **v. Is the sub-adviser an affiliated person?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. SEC file number:** 084-05685

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

**Transfer Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. SEC file number:** 084-00896

- **iii. LEI, if any:** N/A

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** Yes

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg Finance L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 5493001KJTIIGC8Y1R12

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** ICE Data Pricing and Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** BANCO NACIONAL DE MEXICO, S.A.

- **ii. LEI, if any:** 2SFFM4FUIE05S37WFU55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BANCO SANTANDER CHILE

- **ii. LEI, if any:** 3YJP8HORPAEXJ80D6368

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** BANK HANDLOWY W. WARSZAWIE S.A.

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** BANK LEUMI LE-ISRAEL B.M.

- **ii. LEI, if any:** 7JDSZWRGUQY2DSTWCR57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES S.C.A.

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** BNP PARIBAS SECURITIES SERVICES, ATHENS

- **ii. LEI, if any:** 549300WCGB70D06XZS54

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** CACEIS BANK SPAIN, S.A.U.

- **ii. LEI, if any:** 95980020140005970915

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** CITIBANK A.S.

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** CITIBANK MAGHREB

- **ii. LEI, if any:** 5493003FVWLMBFTISI11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** CITIBANK N.A., SUCURSAL DE LIMA

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** CITIBANK, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** DBS BANK LTD

- **ii. LEI, if any:** ATUEL7OJR5057F2PV266

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** DEUTSCHE BANK AG

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** EUROCLEAR

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** EUROCLEAR

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** FIRSTRAND BANK LIMITED

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** HSBC BANK MALAYSIA BERHAD

- **ii. LEI, if any:** P3RPN9OJFCXUPJWB1Q09

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** J.P. MORGAN BANK INTERNATIONAL (LIMITED LIABILITY COMPANY)

- **ii. LEI, if any:** 549300B831LSRSI6RA15

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** J.P. MORGAN BANK LUXEMBOURG S.A.

- **ii. LEI, if any:** 7W1GMC6J4KGLBBUSYP52

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** J.P. MORGAN S.A. DTVM

- **ii. LEI, if any:** 5493001LS7J56NZZ3G07

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** JPMORGAN CHASE BANK, N.A.

- **ii. LEI, if any:** 7H6GLXDRUGQFU57RNE97

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** MIZUHO BANK, LTD.

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** PT BANK HSBC INDONESIA

- **ii. LEI, if any:** 213800HW5IDIRLWH1203

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** ROYAL BANK OF CANADA

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** SKANDINAVISKA ENSKILDA BANKEN

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 37**

- **i. Full name:** SKANDINAVISKA ENSKILDA BANKEN

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** STANDARD CHARTERED BANK KOREA LIMITED

- **ii. LEI, if any:** NUXTG47HHHM1K2L0SG39

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** STANDARD CHARTERED BANK TAIWAN

- **ii. LEI, if any:** 549300QJEO1B92LSHZ06

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 42**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 43**

- **i. Full name:** THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 44**

- **i. Full name:** UNICREDIT BANK AUSTRIA AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 45**

- **i. Full name:** UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Columbia Management Investment Services Corp.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

**Shareholder Servicing Agents Record: 2**

- **i. Full name:** SS&C GIDS, Inc.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** Yes

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Columbia Management Investment Advisers, LLC

- **ii. LEI, if any, or other identifying number:** 6YVO3H2OUHJXER5SGR23

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Columbia Management Investment Distributors, Inc.

- **b. SEC file number:** 8-25845

- **c. CRD number:** 000000840

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** American Enterprise Investment Services Inc.

- **b. SEC file number:** 8-42582

- **c. CRD number:** 000026506

- **d. LEI, if any:** 549300NT7GLLVGTH0249

- **e. State, if applicable:** MN

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Ameriprise Financial Services, LLC

- **b. SEC file number:** 8-16791

- **c. CRD number:** 000006363

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Riversource Distributors, Inc.

- **b. SEC file number:** 8-67196

- **c. CRD number:** 000139135

- **d. LEI, if any:** N/A

- **e. State, if applicable:** DE

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Morgan Stanley

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $96,209.75

**Brokers Record: 2**

- **i. Full name of broker:** Instinet LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,067.85

**Brokers Record: 3**

- **i. Full name of broker:** JPMorgan

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,347.36

**Brokers Record: 4**

- **i. Full name of broker:** RBC Capital Markets

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,012.69

**Brokers Record: 5**

- **i. Full name of broker:** Liquidnet Inc

- **ii. SEC file number:** 8-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,435.63

**Brokers Record: 6**

- **i. Full name of broker:** Goldman Sachs

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,664.97

**Brokers Record: 7**

- **i. Full name of broker:** BestEx Research Securities, LLC

- **ii. SEC file number:** 8-70584

- **iii. CRD number:** 000309569

- **iv. LEI, if any:** 549300OLXY43BEFLIK60

- **v. State, if applicable:** CT

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,523.75

**Brokers Record: 8**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,860.11

**Brokers Record: 9**

- **i. Full name of broker:** UBS

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,751.05

**Brokers Record: 10**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,969.68

**Aggregate Commission:** $614,892.88

**Item C.17.a. Principal transaction counterparties.**

| Name                | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Morgan Stanley      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $971,758,983.45           |
| Barclays            | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $81,637,775.28            |
| JPMorgan            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $26,561,850.60            |
| Stifel Nicolaus     | 8-1447            |    000000793 | 5WUVMA08EYG4KEUPW589 | MO      | US        | $155,529.00               |
| Cowen               | 8-22522           |    000007616 | 549300WR155U7DVMIW58 | NY      | US        | $51,433.25                |
| Citi                | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $9,702.00                 |
| Evercore Group LLC  | 8-49830           |    000042405 | 5493008F0LRLS5N8LZ81 | DE      | US        | $3,872.00                 |
| Piper Sandler & Co. | 8-15204           |    000000665 | 549300GRQCWQ3XGH0H10 | MN      | US        | $2,907.00                 |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,080,182,052.58

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $275,583,918.83

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $900,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of Montreal, Chicago Branch

  - **Line Institutions Record: 4 Name of institution:** BNP Paribas, New York Branch

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 7 Name of institution:** HSBC Bank USA, N.A.

  - **Line Institutions Record: 8 Name of institution:** Morgan Stanley Bank, N.A.

  - **Line Institutions Record: 9 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 10 Name of institution:** U.S. Bank National Association

  - **Line Institutions Record: 11 Name of institution:** Wells Fargo Bank, National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                     | SEC File number   |
|:---|:---|
| Columbia Acorn European Fund                                     | 811-01829         |
| Columbia Acorn Fund                                              | 811-01829         |
| Columbia Acorn International                                     | 811-01829         |
| Columbia Acorn International Select                              | 811-01829         |
| Columbia Adaptive Risk Allocation Fund                           | 811-04367         |
| Columbia Balanced Fund                                           | 811-04367         |
| Columbia Bond Fund                                               | 811-04367         |
| Columbia California Intermediate Municipal Bond Fund             | 811-09645         |
| Columbia Capital Allocation Aggressive Portfolio                 | 811-21852         |
| Columbia Capital Allocation Conservative Portfolio               | 811-21852         |
| Columbia Capital Allocation Moderate Aggressive Portfolio        | 811-09645         |
| Columbia Capital Allocation Moderate Conservative Portfolio      | 811-09645         |
| Columbia Capital Allocation Moderate Portfolio                   | 811-21852         |
| Columbia Commodity Strategy Fund                                 | 811-21852         |
| Columbia Contrarian Core Fund                                    | 811-04367         |
| Columbia Convertible Securities Fund                             | 811-09645         |
| Columbia Corporate Income Fund                                   | 811-04367         |
| Columbia Disciplined Core Fund                                   | 811-21852         |
| Columbia Disciplined Growth Fund                                 | 811-21852         |
| Columbia Disciplined Value Fund                                  | 811-21852         |
| Columbia Diversified Fixed Income Allocation ETF                 | 811-22736         |
| Columbia Dividend Income Fund                                    | 811-04367         |
| Columbia Dividend Opportunity Fund                               | 811-21852         |
| Columbia EM Core ex-China ETF                                    | 811-22255         |
| Columbia Emerging Markets Bond Fund                              | 811-21852         |
| Columbia Emerging Markets Fund                                   | 811-04367         |
| Columbia Flexible Capital Income Fund                            | 811-21852         |
| Columbia Floating Rate Fund                                      | 811-21852         |
| Columbia Global Opportunities Fund                               | 811-21852         |
| Columbia Global Technology Growth Fund                           | 811-04367         |
| Columbia Global Value Fund                                       | 811-21852         |
| Columbia Government Money Market Fund                            | 811-21852         |
| Columbia Greater China Fund                                      | 811-04367         |
| Columbia High Yield Bond Fund                                    | 811-21852         |
| Columbia High Yield Municipal Fund                               | 811-04367         |
| Columbia Income Builder Fund                                     | 811-21852         |
| Columbia Income Opportunities Fund                               | 811-21852         |
| Columbia India Consumer ETF                                      | 811-22255         |
| Columbia Integrated Large Cap Growth Fund                        | 811-21852         |
| Columbia Integrated Large Cap Value Fund                         | 811-21852         |
| Columbia Integrated Small Cap Growth Fund                        | 811-21852         |
| Columbia Intermediate Duration Municipal Bond Fund               | 811-04367         |
| Columbia International Dividend Income Fund                      | 811-04367         |
| Columbia International Equity Income ETF                         | 811-22736         |
| Columbia Large Cap Enhanced Core Fund                            | 811-09645         |
| Columbia Large Cap Growth Fund                                   | 811-04367         |
| Columbia Large Cap Growth Opportunity Fund                       | 811-09645         |
| Columbia Large Cap Index Fund                                    | 811-09645         |
| Columbia Large Cap Value Fund                                    | 811-21852         |
| Columbia Limited Duration Credit Fund                            | 811-21852         |
| Columbia Massachusetts Intermediate Municipal Bond Fund          | 811-04367         |
| Columbia Mid Cap Index Fund                                      | 811-09645         |
| Columbia Minnesota Tax-Exempt Fund                               | 811-21852         |
| Columbia Mortgage Opportunities Fund                             | 811-21852         |
| Columbia Multi Strategy Alternatives Fund                        | 811-04367         |
| Columbia Multi-Sector Municipal Income ETF                       | 811-22736         |
| Columbia New York Intermediate Municipal Bond Fund               | 811-04367         |
| Columbia Oregon Intermediate Municipal Bond Fund                 | 811-04367         |
| Columbia Overseas Core Fund                                      | 811-21852         |
| Columbia Overseas Value Fund                                     | 811-09645         |
| Columbia Pyrford International Stock Fund                        | 811-21852         |
| Columbia Quality Income Fund                                     | 811-21852         |
| Columbia Real Estate Equity Fund                                 | 811-04367         |
| Columbia Research Enhanced Core ETF                              | 811-22736         |
| Columbia Research Enhanced Emerging Economies ETF                | 811-22255         |
| Columbia Research Enhanced Real Estate ETF                       | 811-22736         |
| Columbia Research Enhanced Value ETF                             | 811-22736         |
| Columbia Select Global Equity Fund                               | 811-21852         |
| Columbia Select Large Cap Equity Fund                            | 811-09645         |
| Columbia Select Large Cap Growth Fund                            | 811-04367         |
| Columbia Select Large Cap Value Fund                             | 811-21852         |
| Columbia Select Mid Cap Growth Fund                              | 811-04367         |
| Columbia Select Mid Cap Value Fund                               | 811-09645         |
| Columbia Select Small Cap Value Fund                             | 811-21852         |
| Columbia Select Technology ETF                                   | 811-22736         |
| Columbia Seligman Global Technology Fund                         | 811-21852         |
| Columbia Seligman Technology and Information Fund                | 811-21852         |
| Columbia Short Duration Bond ETF                                 | 811-22736         |
| Columbia Short Duration High Yield ETF                           | 811-22736         |
| Columbia Short Duration Municipal Bond Fund                      | 811-09645         |
| Columbia Short Term Bond Fund                                    | 811-09645         |
| Columbia Short-Term Cash Fund                                    | 811-21852         |
| Columbia Small Cap Growth Fund                                   | 811-04367         |
| Columbia Small Cap Index Fund                                    | 811-09645         |
| Columbia Small Cap Value Fund I                                  | 811-04367         |
| Columbia Small Cap Value Fund II                                 | 811-09645         |
| Columbia Strategic California Municipal Income Fund              | 811-04367         |
| Columbia Strategic Income Fund                                   | 811-04367         |
| Columbia Strategic Municipal Income Fund                         | 811-21852         |
| Columbia Strategic New York Municipal Income Fund                | 811-04367         |
| Columbia Tax-Exempt Fund                                         | 811-04367         |
| Columbia Thermostat Fund                                         | 811-01829         |
| Columbia Total Return Bond Fund                                  | 811-04367         |
| Columbia U.S. Equity Income ETF                                  | 811-22736         |
| Columbia U.S. High Yield ETF                                     | 811-22736         |
| Columbia U.S. Treasury Index Fund                                | 811-04367         |
| Columbia Ultra Short Duration Municipal Bond Fund                | 811-21852         |
| Columbia Ultra Short Term Bond Fund                              | 811-04367         |
| Columbia Variable Portfolio - Balanced Fund                      | 811-22127         |
| Columbia Variable Portfolio - Commodity Strategy Fund            | 811-22127         |
| Columbia Variable Portfolio - Contrarian Core Fund               | 811-05199         |
| Columbia Variable Portfolio - Core Equity Fund                   | 811-22127         |
| Columbia Variable Portfolio - Corporate Bond Fund                | 811-22127         |
| Columbia Variable Portfolio - Disciplined Core Fund              | 811-22127         |
| Columbia Variable Portfolio - Dividend Opportunity Fund          | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Bond Fund         | 811-22127         |
| Columbia Variable Portfolio - Emerging Markets Fund              | 811-22127         |
| Columbia Variable Portfolio - Government Money Market Fund       | 811-22127         |
| Columbia Variable Portfolio - High Yield Bond Fund               | 811-22127         |
| Columbia Variable Portfolio - Income Opportunities Fund          | 811-22127         |
| Columbia Variable Portfolio - Intermediate Bond Fund             | 811-22127         |
| Columbia Variable Portfolio - Large Cap Growth Fund              | 811-22127         |
| Columbia Variable Portfolio - Large Cap Index Fund               | 811-22127         |
| Columbia Variable Portfolio - Limited Duration Credit Fund       | 811-22127         |
| Columbia Variable Portfolio - Long Government/Credit Bond Fund   | 811-05199         |
| Columbia Variable Portfolio - Overseas Core Fund                 | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Equity Fund       | 811-22127         |
| Columbia Variable Portfolio - Select Large Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Growth Fund         | 811-22127         |
| Columbia Variable Portfolio - Select Mid Cap Value Fund          | 811-22127         |
| Columbia Variable Portfolio - Select Small Cap Value Fund        | 811-22127         |
| Columbia Variable Portfolio - Seligman Global Technology Fund    | 811-22127         |
| Columbia Variable Portfolio - Small Cap Value Fund               | 811-05199         |
| Columbia Variable Portfolio - Small Company Growth Fund          | 811-05199         |
| Columbia Variable Portfolio - Strategic Income Fund              | 811-05199         |
| Columbia Variable Portfolio - U.S. Government Mortgage Fund      | 811-22127         |
| CTIVP - American Century Diversified Bond Fund                   | 811-22127         |
| CTIVP - BlackRock Global Inflation-Protected Securities Fund     | 811-22127         |
| CTIVP - CenterSquare Real Estate Fund                            | 811-22127         |
| CTIVP - Principal Blue Chip Growth Fund                          | 811-22127         |
| CTIVP - T. Rowe Price Large Cap Value Fund                       | 811-22127         |
| CTIVP - TCW Core Plus Bond Fund                                  | 811-22127         |
| CTIVP - Victory Sycamore Established Value Fund                  | 811-22127         |
| CTIVP - Wellington Large Cap Value Fund                          | 811-22127         |
| CTIVP - Westfield Mid Cap Growth Fund                            | 811-22127         |
| CTIVP - Westfield Select Large Cap Growth Fund                   | 811-22127         |
| Multi-Manager Alternative Strategies Fund                        | 811-04367         |
| Multi-Manager Directional Alternative Strategies Fund            | 811-04367         |
| Multi-Manager Growth Strategies Fund                             | 811-04367         |
| Multi-Manager International Equity Strategies Fund               | 811-04367         |
| Multi-Manager Small Cap Equity Strategies Fund                   | 811-04367         |
| Multi-Manager Total Return Bond Strategies Fund                  | 811-04367         |
| Multi-Manager Value Strategies Fund                              | 811-21852         |
| Multisector Bond SMA Completion Portfolio                        | 811-04367         |
| Overseas SMA Completion Portfolio                                | 811-04367         |
| Variable Portfolio - Aggressive Portfolio                        | 811-22127         |
| Variable Portfolio - Conservative Portfolio                      | 811-22127         |
| Variable Portfolio - Managed Risk Fund                           | 811-05199         |
| Variable Portfolio - Managed Risk U.S. Fund                      | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Fund        | 811-05199         |
| Variable Portfolio - Managed Volatility Conservative Growth Fund | 811-05199         |
| Variable Portfolio - Managed Volatility Growth Fund              | 811-05199         |
| Variable Portfolio - Managed Volatility Moderate Growth Fund     | 811-22127         |
| Variable Portfolio - Moderate Portfolio                          | 811-22127         |
| Variable Portfolio - Moderately Aggressive Portfolio             | 811-22127         |
| Variable Portfolio - Moderately Conservative Portfolio           | 811-22127         |
| Variable Portfolio - Partners Core Bond Fund                     | 811-22127         |
| Variable Portfolio - Partners Core Equity Fund                   | 811-22127         |
| Variable Portfolio - Partners International Core Equity Fund     | 811-22127         |
| Variable Portfolio - Partners International Growth Fund          | 811-22127         |
| Variable Portfolio - Partners International Value Fund           | 811-22127         |
| Variable Portfolio - Partners Small Cap Growth Fund              | 811-22127         |
| Variable Portfolio - Partners Small Cap Value Fund               | 811-22127         |
| Variable Portfolio - U.S. Flexible Conservative Growth Fund      | 811-05199         |
| Variable Portfolio - U.S. Flexible Growth Fund                   | 811-05199         |
| Variable Portfolio - U.S. Flexible Moderate Growth Fund          | 811-05199         |
| Wanger Acorn                                                     | 811-08748         |
| Wanger International                                             | 811-08748         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** —

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## Part E: Additional Questions for ETFs and ETMFs

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** Columbia Funds Series Trust I

**Date:** 2025-07-08

**Signature:** Martha A. Skinner

**Title:** Assistant Treasurer