# EDGAR Filing Document

**Accession Number:** 0000081443
**File Stem:** 0001410368-25-018035
**Filing Date:** 2025-10
**Character Count:** 54056
**Document Hash:** 827f5291164fa94ab0cc3a1d5b40eb12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-25-018035.hdr.sgml**: 20251027

**ACCESSION NUMBER**: 0001410368-25-018035

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250831

**FILED AS OF DATE**: 20251027

**DATE AS OF CHANGE**: 20251027

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB CAP FUND, INC.
- **CENTRAL INDEX KEY:** 0000081443

**ORGANIZATION NAME:**
- **EIN:** 132625045
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-01716
- **FILM NUMBER:** 251419647

**BUSINESS ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 66 HUDSON BOULEVARD EAST, 26TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** 2129691000

**MAIL ADDRESS:**
- **STREET 1:** ALLIANCEBERNSTEIN LP
- **STREET 2:** 66 HUDSON BOULEVARD EAST, 26TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND, INC.
- **DATE OF NAME CHANGE:** 20110524

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN CAP FUND,INC
- **DATE OF NAME CHANGE:** 20040908

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC
- **DATE OF NAME CHANGE:** 19931001

## Series and Classes Contracts Data

### AB Small Cap Value Portfolio (Series ID: S000045542)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000141790 | Class A       | SCAVX           |
| C000141791 | Class C       | SCCVX           |
| C000141795 | Advisor Class | SCYVX           |

## Nport-Ex

**AB Small Cap Value Portfolio** 

**Portfolio of Investments** 

**August 31, 2025 (unaudited)** 

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **COMMON STOCKS – 99.2%** |  |  |
|  **Financials – 26.2%** |  |  |
|  **Banks – 18.4%** |  |  |
|  1st Source Corp. | &nbsp;&nbsp;&nbsp;&nbsp;101197 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6519111 |
|  Amalgamated Financial Corp. | 153709 | 4440653 |
|  Bank of Marin Bancorp | 149690 | 3673393 |
|  BankUnited, Inc. | 137544 | 5390349 |
|  First BanCorp/Puerto Rico | 267293 | 5941923 |
|  First Bancorp/Southern Pines NC | 137814 | 7523266 |
|  First Hawaiian, Inc. | 232953 | 6045130 |
|  Flagstar Financial, Inc. | 416964 | 5345479 |
|  Heritage Financial Corp./WA | 291648 | 7127877 |
|  Independent Bank Corp. | 106349 | 7605017 |
|  Nicolet Bankshares, Inc. | 53874 | 7450236 |
|  Pacific Premier Bancorp, Inc. | 266171 | 6518528 |
|  Texas Capital Bancshares, Inc.<sup>(a)</sup> | 85406 | 7393597 |
|  TriCo Bancshares | 155131 | 7046050 |
|  UMB Financial Corp. | 80848 | 9855371 |
|  WSFS Financial Corp. | 122792 | 7157546 |
|  |  | 105033526 |
|  **Capital Markets – 2.7%** |  |  |
|  Donnelley Financial Solutions, Inc.<sup>(a)</sup> | 122278 | 6941722 |
|  Federated Hermes, Inc. | 154168 | 8186321 |
|  |  | 15128043 |
|  **Financial Services – 3.8%** |  |  |
|  HA Sustainable Infrastructure Capital, Inc. | 240023 | 6778249 |
|  NCR Atleos Corp.<sup>(a)</sup> | 199572 | 7907043 |
|  Walker & Dunlop, Inc. | 84666 | 7200843 |
|  |  | 21886135 |
|  **Insurance – 1.3%** |  |  |
|  Hanover Insurance Group, Inc. (The) | 42866 | 7436394 |
|  |  | 149484098 |
|  **Industrials – 16.5%** |  |  |
|  **Aerospace & Defense – 1.2%** |  |  |
|  Ducommun, Inc.<sup>(a)</sup> | 72637 | 6625947 |
|  **Air Freight & Logistics – 1.0%** |  |  |
|  GXO Logistics, Inc.<sup>(a)</sup> | 107831 | 5677302 |
|  **Commercial Services & Supplies – 2.6%** |  |  |
|  MillerKnoll, Inc. | 312731 | 6601751 |
|  Montrose Environmental Group, Inc.<sup>(a)</sup> | 268961 | 8353929 |
|  |  | 14955680 |
|  **Construction & Engineering – 3.3%** |  |  |
|  Bowman Consulting Group Ltd.<sup>(a)</sup> | 136798 | 5845379 |
|  BrightView Holdings, Inc.<sup>(a)</sup> | 410625 | 5913000 |
|  Fluor Corp.<sup>(a)</sup> | 175201 | 7186745 |
|  |  | 18945124 |

---

------

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **Ground Transportation – 1.1%** |  |  |
|  ArcBest Corp. | 84457 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6229548 |
|  **Machinery – 2.6%** |  |  |
|  Blue Bird Corp.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp;&nbsp;127721 | 7457629 |
|  JBT Marel Corp. | 52662 | 7545938 |
|  |  | 15003567 |
|  **Marine Transportation – 2.0%** |  |  |
|  Kirby Corp.<sup>(a)</sup> | 52365 | 5089878 |
|  Star Bulk Carriers Corp. | 342519 | 6387980 |
|  |  | 11477858 |
|  **Professional Services – 1.7%** |  |  |
|  First Advantage Corp.<sup>(a)</sup> | 312693 | 5115657 |
|  Franklin Covey Co.<sup>(a)</sup> | 238337 | 4661872 |
|  |  | 9777529 |
|  **Trading Companies & Distributors – 1.0%** |  |  |
|  Herc Holdings, Inc. | 44026 | 5758161 |
|  |  | 94450716 |
|  **Consumer Discretionary – 14.1%** |  |  |
|  **Automobile Components – 1.4%** |  |  |
|  BorgWarner, Inc. | 186540 | 7976450 |
|  **Automobiles – 0.8%** |  |  |
|  Winnebago Industries, Inc. | 120682 | 4342138 |
|  **Diversified Consumer Services – 2.5%** |  |  |
|  ADT, Inc. | 813802 | 7088216 |
|  Laureate Education, Inc.<sup>(a)</sup> | 264648 | 7272527 |
|  |  | 14360743 |
|  **Hotels, Restaurants & Leisure – 2.7%** |  |  |
|  Cracker Barrel Old Country Store, Inc.<sup>(b)</sup> | 124309 | 7436164 |
|  Pursuit Attractions & Hospitality, Inc.<sup>(a)</sup> | 211573 | 7891673 |
|  |  | 15327837 |
|  **Leisure Products – 1.1%** |  |  |
|  Topgolf Callaway Brands Corp.<sup>(a)</sup> | 664337 | 6351062 |
|  **Specialty Retail – 3.9%** |  |  |
|  AutoNation, Inc.<sup>(a)</sup> | 15837 | 3469570 |
|  Build-A-Bear Workshop, Inc. | 81315 | 4944765 |
|  Group 1 Automotive, Inc. | 11935 | 5547149 |
|  Winmark Corp. | 18323 | 8498941 |
|  |  | 22460425 |
|  **Textiles, Apparel & Luxury Goods – 1.7%** |  |  |
|  Crocs, Inc.<sup>(a)</sup> | 37747 | 3291538 |
|  Hanesbrands, Inc.<sup>(a)</sup> | 1061082 | 6695428 |
|  |  | 9986966 |
|  |  | 80805621 |

---

------

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **Real Estate – 9.2%** |  |  |
|  **Diversified REITs – 0.9%** |  |  |
|  Broadstone Net Lease, Inc. | &nbsp;&nbsp;&nbsp;&nbsp;268430 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4990114 |
|  **Health Care REITs – 1.8%** |  |  |
|  American Healthcare REIT, Inc. | 242300 | 10368017 |
|  **Hotel & Resort REITs – 0.7%** |  |  |
|  Ryman Hospitality Properties, Inc. | 38671 | 3820308 |
|  **Industrial REITs – 0.7%** |  |  |
|  STAG Industrial, Inc. | 103254 | 3804910 |
|  **Office REITs – 1.5%** |  |  |
|  COPT Defense Properties | 294950 | 8488661 |
|  **Residential REITs – 1.3%** |  |  |
|  Independence Realty Trust, Inc. | 426870 | 7730616 |
|  **Retail REITs – 1.8%** |  |  |
|  Acadia Realty Trust | 312985 | 6262830 |
|  NETSTREIT Corp.<sup>(b)</sup> | 225742 | 4128821 |
|  |  | 10391651 |
|  **Specialized REITs – 0.5%** |  |  |
|  National Storage Affiliates Trust | 91315 | 2943082 |
|  |  | 52537359 |
|  **Information Technology – 9.1%** |  |  |
|  **Communications Equipment – 2.1%** |  |  |
|  Calix, Inc.<sup>(a)</sup> | 51966 | 3089379 |
|  Extreme Networks, Inc.<sup>(a)</sup> | 174510 | 3731024 |
|  Harmonic, Inc.<sup>(a)</sup> | 557473 | 5362890 |
|  |  | 12183293 |
|  **Electronic Equipment, Instruments & Components – 3.1%** |  |  |
|  Crane NXT Co.<sup>(b)</sup> | 95385 | 5697346 |
|  IPG Photonics Corp.<sup>(a)</sup> | 75182 | 6151391 |
|  TTM Technologies, Inc.<sup>(a)</sup> | 130257 | 5805555 |
|  |  | 17654292 |
|  **IT Services – 0.6%** |  |  |
|  Grid Dynamics Holdings, Inc.<sup>(a)</sup> | 388107 | 3217407 |
|  **Semiconductors & Semiconductor Equipment – 2.4%** |  |  |
|  FormFactor, Inc.<sup>(a)</sup> | 170320 | 4971641 |
|  Ichor Holdings Ltd.<sup>(a)</sup> | 188072 | 3169013 |
|  Penguin Solutions, Inc.<sup>(a)</sup> | 230273 | 5556487 |
|  |  | 13697141 |
|  **Software – 0.9%** |  |  |
|  ACI Worldwide, Inc.<sup>(a)</sup> | 106880 | 5274528 |
|  |  | 52026661 |

---

------

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **Materials – 6.3%** |  |  |
|  **Chemicals – 4.0%** |  |  |
|  AdvanSix, Inc. | 184181 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3952524 |
|  Avient Corp. | 122348 | 4575815 |
|  Axalta Coating Systems Ltd.<sup>(a)</sup> | 165744 | 5181157 |
|  Element Solutions, Inc. | 189348 | 4870031 |
|  Methanex Corp. | 128627 | 4567545 |
|  |  | 23147072 |
|  **Containers & Packaging – 1.2%** |  |  |
|  O-I Glass, Inc.<sup>(a)</sup> | 508809 | 6609429 |
|  **Metals & Mining – 1.1%** |  |  |
|  Worthington Steel, Inc. | 189780 | 6319674 |
|  |  | 36076175 |
|  **Energy – 5.5%** |  |  |
|  **Energy Equipment & Services – 1.0%** |  |  |
|  Cactus, Inc. - Class A | 136160 | 5711912 |
|  **Oil, Gas & Consumable Fuels – 4.5%** |  |  |
|  Magnolia Oil & Gas Corp. - Class A | 276970 | 6891014 |
|  Matador Resources Co. | 151531 | 7631101 |
|  NexGen Energy Ltd.<sup>(a) (b)</sup> | 630320 | 4966922 |
|  Northern Oil & Gas, Inc. | 236041 | 6174832 |
|  |  | 25663869 |
|  |  | 31375781 |
|  **Health Care – 4.0%** |  |  |
|  **Health Care Equipment & Supplies – 3.4%** |  |  |
|  Envista Holdings Corp.<sup>(a)</sup> | &nbsp;&nbsp;&nbsp;&nbsp;329725 | 6983575 |
|  Globus Medical, Inc. - Class A<sup>(a)</sup> | 96618 | 5919785 |
|  Integer Holdings Corp.<sup>(a)</sup> | 61846 | 6671328 |
|  |  | 19574688 |
|  **Health Care Providers & Services – 0.6%** |  |  |
|  Pediatrix Medical Group, Inc.<sup>(a)</sup> | 189485 | 3261037 |
|  |  | 22835725 |
|  **Communication Services – 3.1%** |  |  |
|  **Media – 3.1%** |  |  |
|  Criteo SA (Sponsored ADR)<sup>(a)</sup> | 216303 | 5370803 |
|  Nexstar Media Group, Inc. | 31891 | 6522666 |
|  Scholastic Corp.<sup>(b)</sup> | 236569 | 6070361 |
|  |  | 17963830 |
|  **Utilities – 2.9%** |  |  |
|  **Electric Utilities – 1.4%** |  |  |
|  IDACORP, Inc. | 66853 | 8363310 |
|  **Gas Utilities – 1.5%** |  |  |
|  ONE Gas, Inc. | 110156 | 8426934 |
|  |  | 16790244 |
|  **Consumer Staples – 2.3%** |  |  |
|  **Food Products – 1.1%** |  |  |
|  Nomad Foods Ltd. | 389533 | 6053343 |

---

------

---

| | | |
|:---|:---|:---|
| **Company** | **Shares** | **U.S. $ Value** |
|  **Household Products – 1.2%** |  |  |
|  WD-40 Co. | 31656 | $6838962 |
|  |  | 12892305 |
|  Total Common Stocks <br>(cost $496,407,275) |  | 567238515 |
|  **SHORT-TERM INVESTMENTS – 0.8%** |  |  |
|  **Investment Companies – 0.8%** |  |  |
|  AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 4.14%<sup>(c) (d) (e)</sup> <br>(cost $4,822,730) | 4822730 | 4822730 |
|  **Total Investments Before Security Lending Collateral for Securities Loaned – 100.0%** <br>(cost $501,230,005) |  | 572061245 |
|  **INVESTMENTS OF CASH COLLATERAL FOR SECURITIES LOANED – 3.2%** |  |  |
|  **Investment Companies – 3.2%** |  |  |
|  AB Fixed Income Shares, Inc. - Government Money Market Portfolio - Class AB, 4.14%<sup>(c) (d) (e)</sup> <br>(cost $18,136,602) | 18136602 | 18136602 |
|  **Total Investments – 103.2%** <br> (cost $519,366,607)<sup>(f)</sup> |  | 590197847 |
|  Other assets less liabilities – (3.2)% |  | (18410340) |
|  **Net Assets – 100.0%** |  | $**571787507** |

---

*(a)* *Non-income producing security.* 

*(b)* *Represents entire or partial securities out on loan.* 

*(c)* *The rate shown represents the 7-day yield as of period end.* 

*(d)* *Affiliated investments.* 

*(e)* *To obtain a copy of the fund's shareholder report, please go to the Securities and Exchange Commission's website at www.sec.gov. Additionally, shareholder reports for AB funds can be obtained by calling AB at (800) 227-4618.* 

*(f)* *As of August 31, 2025, the cost basis of investment securities owned was substantially identical for both book and tax purposes. Gross unrealized appreciation of investments was $94,461,587 and gross unrealized depreciation of investments was $(23,630,347), resulting in net unrealized appreciation of $70,831,240.* 

*Please note: The sector classifications presented herein are based on the Global Industry Classification Standard (GICS) which was developed by Morgan Stanley Capital International and Standard & Poor's. The components are divided into sector, industry group, and industry sub-indices as classified by the GICS for each of the market capitalization indices in the broad market* <br>

*Glossary:* 

*ADR – American Depositary Receipt* 

*REIT – Real Estate Investment Trust* 

------

**AB Small Cap Value Portfolio** 

**August 31, 2025 (unaudited)** 

In accordance with U.S. GAAP regarding fair value measurements, fair value is defined as the price that the Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. U.S. GAAP establishes a framework for measuring fair value, and a three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of an asset or liability (including those valued based on their market values). Inputs may be observable or unobservable and refer broadly to the assumptions that market participants would use in pricing the asset or liability. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability based on market data obtained from sources independent of the Fund. Unobservable inputs reflect the Fund's own assumptions about the assumptions that market participants would use in pricing the asset or liability based on the best information available in the circumstances. Each investment is assigned a level based upon the observability of the inputs which are significant to the overall valuation. The three-tier hierarchy of inputs is summarized below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 - quoted prices in active markets for identical investments

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates,
prepayment speeds, credit risk, etc.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 - significant unobservable inputs (including the Fund's own assumptions in determining the fair value of
investments)

Where readily available market prices or relevant bid prices are not available for certain equity investments, such investments may be valued based on similar publicly traded investments, movements in relevant indices since last available prices or based upon underlying company fundamentals and comparable company data (such as multiples to earnings or other multiples to equity). Where an investment is valued using an observable input, by pricing vendors, such as another publicly traded security, the investment will be classified as Level 2. If management determines that an adjustment is appropriate based on restrictions on resale, illiquidity or uncertainty, and such adjustment is a significant component of the valuation, the investment will be classified as Level 3. An investment will also be classified as Level 3 where management uses company fundamentals and other significant inputs to determine the valuation.

The following table summarizes the valuation of the Fund's investments by the above fair value hierarchy levels as of August 31, 2025:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Investments in Securities:** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets:** |  |  |  |  |
| Common Stocks<sup>(a)</sup> | $567238515 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;— | $567238515 |
| Short-Term Investments | 4822730 |  |  | 4822730 |
| Investments of Cash Collateral for Securities Loaned in Affiliated Money Market Fund | 18136602 |  |  | 18136602 |
| Total Investments in Securities | 590197847 |  |  | 590197847 |
| **Other Financial Instruments<sup>(b)</sup>** |  |  |  |  |
| **Total** | $**590197847** | $**—** | $**—** | $**590197847** |

---

*<sup>(a)</sup>* *See Portfolio of Investments for sector classifications.* 

*<sup>(b)</sup>* *Other financial instruments include derivative instruments, such as futures, forwards and swaps. Derivative instruments are valued at the unrealized appreciation (depreciation) on the instrument. Other financial instruments may also include swaps with upfront premiums, written options and written swaptions which are valued at market value.* 

------

A summary of the Fund's transactions in AB mutual funds for the nine months ended August 31, 2025 is as follows:

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Fund** | **Market Value<br>11/30/2024<br>(000)** | **Purchases<br>at Cost<br>(000)** | **Sales<br>Proceeds<br>(000)** | **Market Value<br>08/31/2025<br>(000)** | **Dividend<br>Income<br>(000)** |
| AB Government Money Market Portfolio | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2458 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;127736 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;125371 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4823 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;191 |
| AB Government Money Market Portfolio\* | 2827 | 61480 | 46170 | 18137 | 106 |
| **Total** | $5285 | $189216 | $171541 | $22960 | $297 |

---

*\** *Investments of cash collateral for securities lending transactions.*

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB CAP FUND, INC.

- **b. Investment Company Act file number:** 811-01716

- **c. CIK number of Registrant:** 0000081443

- **d. LEI of Registrant:** 549300I24E20QB4B6Y20

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10001

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Small Cap Value Portfolio

- **b. EDGAR series identifier (if any):** S000045542

- **c. LEI of Series:** 549300UQGW9QD71LSV33

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $590574982.53

**Total Liabilities:** $18817046.22

**Net Assets:** $571757936.31

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000141790 | 3.73%                | 0.14%                | 7.39%                |
| Class ID C000141791 | 3.74%                | 0.00%                | 7.36%                |
| Class ID C000141795 | 3.76%                | 0.14%                | 7.44%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $666403.55               | $18862253.98                               |
| Month 2  | $3215473.28              | $-1309438.46                               |
| Month 3  | $2727294.46              | $36117139.61                               |

### Schedule of Portfolio Investments

| Name                                      | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Nexstar Media Group Inc                   | Nexstar Media Group Inc                                          | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     31891 | NS      | $6522666.23   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AdvanSix Inc                              | AdvanSix Inc                                                     | CUSIP: 00773T101<br>LEI: 5493009TPRODMCAZLF67 | Long             | EC               | CORP              | US        |    184181 | NS      | $3952524.26   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| First BanCorp/Puerto Rico                 | First BanCorp/Puerto Rico                                        | CUSIP: 318672706<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |    267293 | NS      | $5941923.39   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Realty Trust Inc             | Independence Realty Trust Inc                                    | CUSIP: 45378A106<br>LEI: 549300Z3L8NU44NQEB29 | Long             | EC               |  | US        |    426870 | NS      | $7730615.70   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Laureate Education Inc                    | Laureate Education Inc                                           | CUSIP: 518613203<br>LEI: 5JL7TMOH5TY3IUYSUP91 | Long             | EC               | CORP              | US        |    264648 | NS      | $7272527.04   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TTM Technologies Inc                      | TTM Technologies Inc                                             | CUSIP: 87305R109<br>LEI: 549300SC4BDOIS008048 | Long             | EC               | CORP              | US        |    130257 | NS      | $5805554.49   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Pursuit Attractions and Hospitality Inc   | Pursuit Attractions and Hospitality Inc                          | CUSIP: 92552R406<br>LEI: 549300PXU4ZW7LPO5Y40 | Long             | EC               | CORP              | US        |    211573 | NS      | $7891672.90   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Avient Corp                               | Avient Corp                                                      | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |    122348 | NS      | $4575815.20   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Nicolet Bankshares Inc                    | Nicolet Bankshares Inc                                           | CUSIP: 65406E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53874 | NS      | $7450235.46   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Bowman Consulting Group Ltd               | Bowman Consulting Group Ltd                                      | CUSIP: 103002101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    136798 | NS      | $5845378.54   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Walker & Dunlop Inc                       | Walker & Dunlop Inc                                              | CUSIP: 93148P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     84666 | NS      | $7200843.30   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Flagstar Financial Inc                    | Flagstar Financial Inc                                           | CUSIP: 649445400<br>LEI: 529900HVXOTLY61GL030 | Long             | EC               | CORP              | US        |    416964 | NS      | $5345478.48   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Harmonic Inc                              | Harmonic Inc                                                     | CUSIP: 413160102<br>LEI: 549300LRGRD8XC9BTL66 | Long             | EC               | CORP              | US        |    557473 | NS      | $5362890.26   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Nomad Foods Ltd                           | Nomad Foods Ltd                                                  | CUSIP: 000000000<br>LEI: 5493000ZZ1837DS2SI43 | Long             | EC               | CORP              | VG        |    389533 | NS      | $6053342.82   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| WSFS Financial Corp                       | WSFS Financial Corp                                              | CUSIP: 929328102<br>LEI: 549300SU7VQHD6QRG886 | Long             | EC               | CORP              | US        |    122792 | NS      | $7157545.68   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Build-A-Bear Workshop Inc                 | Build-A-Bear Workshop Inc                                        | CUSIP: 120076104<br>LEI: 529900S9MWZC1UBF3D13 | Long             | EC               | CORP              | US        |     81315 | NS      | $4944765.15   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| MillerKnoll Inc                           | MillerKnoll Inc                                                  | CUSIP: 600544100<br>LEI: U98HXD3PNK7HYU2MU887 | Long             | EC               | CORP              | US        |    312731 | NS      | $6601751.41   | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Bird Corp                            | Blue Bird Corp                                                   | CUSIP: 095306106<br>LEI: 5493004ZXJUUWQ65ER59 | Long             | EC               | CORP              | US        |    127721 | NS      | $7457629.19   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                         | Herc Holdings Inc                                                | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |     44026 | NS      | $5758160.54   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Winnebago Industries Inc                  | Winnebago Industries Inc                                         | CUSIP: 974637100<br>LEI: 549300B7OYKYJLTE3G11 | Long             | EC               | CORP              | US        |    120682 | NS      | $4342138.36   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Axalta Coating Systems Ltd                | Axalta Coating Systems Ltd                                       | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | BM        |    165744 | NS      | $5181157.44   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Amalgamated Financial Corp                | Amalgamated Financial Corp                                       | CUSIP: 022671101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    153709 | NS      | $4440653.01   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanesbrands Inc                           | Hanesbrands Inc                                                  | CUSIP: 410345102<br>LEI: GX5LWVWZLL5S4W1L2F20 | Long             | EC               | CORP              | US        |   1061082 | NS      | $6695427.42   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Group 1 Automotive Inc                    | Group 1 Automotive Inc                                           | CUSIP: 398905109<br>LEI: 549300US8QAZJLWYAF63 | Long             | EC               | CORP              | US        |     11935 | NS      | $5547149.30   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| GXO Logistics Inc                         | GXO Logistics Inc                                                | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               | CORP              | US        |    107831 | NS      | $5677302.15   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Pediatrix Medical Group Inc               | Pediatrix Medical Group Inc                                      | CUSIP: 58502B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    189485 | NS      | $3261036.85   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| First Hawaiian Inc                        | First Hawaiian Inc                                               | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |    232953 | NS      | $6045130.35   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Realty Trust                       | Acadia Realty Trust                                              | CUSIP: 004239109<br>LEI: 254900C5XLB1YYJQSH07 | Long             | EC               |  | US        |    312985 | NS      | $6262829.85   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                        | UMB Financial Corp                                               | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     80848 | NS      | $9855371.20   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Worthington Steel Inc                     | Worthington Steel Inc                                            | CUSIP: 982104101<br>LEI: 2549009ZUUWL3QLK6G24 | Long             | EC               | CORP              | US        |    184199 | NS      | $6133826.70   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cactus Inc                                | Cactus Inc                                                       | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |    136160 | NS      | $5711912.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Grid Dynamics Holdings Inc                | Grid Dynamics Holdings Inc                                       | CUSIP: 39813G109<br>LEI: 9845007E77EEC65AZE29 | Long             | EC               | CORP              | US        |    388107 | NS      | $3217407.03   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryman Hospitality Properties Inc          | Ryman Hospitality Properties Inc                                 | CUSIP: 78377T107<br>LEI: 529900GCCWW9SRMPJR11 | Long             | EC               |  | US        |     38671 | NS      | $3820308.09   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| BankUnited Inc                            | BankUnited Inc                                                   | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |    137544 | NS      | $5390349.36   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                                | Fluor Corp                                                       | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |    175201 | NS      | $7186745.02   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| First Bancorp/Southern Pines NC           | First Bancorp/Southern Pines NC                                  | CUSIP: 318910106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    137814 | NS      | $7523266.26   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Penguin Solutions Inc                     | Penguin Solutions Inc                                            | CUSIP: 706915105<br>LEI: 254900DVWIPOY3GJ8E23 | Long             | EC               | CORP              | US        |    230273 | NS      | $5556487.49   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Calix Inc                                 | Calix Inc                                                        | CUSIP: 13100M509<br>LEI: 5299002RQRZ4SXSCSJ58 | Long             | EC               | CORP              | US        |     51966 | NS      | $3089378.70   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| COPT Defense Properties                   | COPT Defense Properties                                          | CUSIP: 22002T108<br>LEI: YY1J47X6LF9TYY8JY420 | Long             | EC               |  | US        |    294950 | NS      | $8488661.00   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| American Healthcare REIT Inc              | American Healthcare REIT Inc                                     | CUSIP: 398182303<br>LEI: 2549004GGE2APGNT6O92 | Long             | EC               |  | US        |    242300 | NS      | $10368017.00  | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Scholastic Corp                           | Scholastic Corp                                                  | CUSIP: 807066105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    236569 | NS      | $6070360.54   | 1.06%             |  |  |  | No            |                  1 | On Loan: —       |
| Crane NXT Co                              | Crane NXT Co                                                     | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |     95385 | NS      | $5697346.05   | 1.00%             |  |  |  | No            |                  1 | On Loan: —       |
| Broadstone Net Lease Inc                  | Broadstone Net Lease Inc                                         | CUSIP: 11135E203<br>LEI: 549300U8D7PT70B49V21 | Long             | EC               |  | US        |    268430 | NS      | $4990113.70   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                                | Kirby Corp                                                       | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     52365 | NS      | $5089878.00   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Globus Medical Inc                        | Globus Medical Inc                                               | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |     96618 | NS      | $5919784.86   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Topgolf Callaway Brands Corp              | Topgolf Callaway Brands Corp                                     | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |    664337 | NS      | $6351061.72   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Cracker Barrel Old Country Store Inc      | Cracker Barrel Old Country Store Inc                             | CUSIP: 22410J106<br>LEI: 8P4PHQIUWPIECBFBW745 | Long             | EC               | CORP              | US        |    124309 | NS      | $7436164.38   | 1.30%             |  |  |  | No            |                  1 | On Loan: —       |
| First Advantage Corp                      | First Advantage Corp                                             | CUSIP: 31846B108<br>LEI: 549300RNJ0PXU8FP7D06 | Long             | EC               | CORP              | US        |    312693 | NS      | $5115657.48   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Covey Co                         | Franklin Covey Co                                                | CUSIP: 353469109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    238337 | NS      | $4661871.72   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| IPG Photonics Corp                        | IPG Photonics Corp                                               | CUSIP: 44980X109<br>LEI: 5493002KZ51CADQ94G15 | Long             | EC               | CORP              | US        |     75182 | NS      | $6151391.24   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Heritage Financial Corp/WA                | Heritage Financial Corp/WA                                       | CUSIP: 42722X106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    291648 | NS      | $7127877.12   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Winmark Corp                              | Winmark Corp                                                     | CUSIP: 974250102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18323 | NS      | $8498940.32   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| WD-40 Co                                  | WD-40 Co                                                         | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Long             | EC               | CORP              | US        |     31656 | NS      | $6838962.24   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Crocs Inc                                 | Crocs Inc                                                        | CUSIP: 227046109<br>LEI: 549300B0J6YCXD63OG72 | Long             | EC               | CORP              | US        |     37747 | NS      | $3291538.40   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Oil & Gas Inc                    | Northern Oil & Gas Inc                                           | CUSIP: 665531307<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | EC               | CORP              | US        |    236041 | NS      | $6174832.56   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                            | BorgWarner Inc                                                   | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |    186540 | NS      | $7976450.40   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation Inc                            | AutoNation Inc                                                   | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15837 | NS      | $3469569.96   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Marin Bancorp                     | Bank of Marin Bancorp                                            | CUSIP: 063425102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    149690 | NS      | $3673392.60   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Criteo SA                                 | Criteo SA                                                        | CUSIP: 226718104<br>LEI: 969500EELFB4RDMFHA76 | Long             | EC               | CORP              | FR        |    216303 | NS      | $5370803.49   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| FormFactor Inc                            | FormFactor Inc                                                   | CUSIP: 346375108<br>LEI: 549300YCEEO6SZD1ZR61 | Long             | EC               | CORP              | US        |    170320 | NS      | $4971640.80   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Envista Holdings Corp                     | Envista Holdings Corp                                            | CUSIP: 29415F104<br>LEI: 549300BX623VURJZ5269 | Long             | EC               | CORP              | US        |    329725 | NS      | $6983575.50   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Ducommun Inc                              | Ducommun Inc                                                     | CUSIP: 264147109<br>LEI: 549300Z71HMWF90S2214 | Long             | EC               | CORP              | US        |     72637 | NS      | $6625947.14   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Star Bulk Carriers Corp                   | Star Bulk Carriers Corp                                          | CUSIP: 000000000<br>LEI: 549300SO3FMK7H6DDY54 | Long             | EC               | CORP              | MH        |    342519 | NS      | $6387979.35   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| BrightView Holdings Inc                   | BrightView Holdings Inc                                          | CUSIP: 10948C107<br>LEI: 549300F8QN8YHVI7L866 | Long             | EC               | CORP              | US        |    410625 | NS      | $5913000.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Methanex Corp                             | Methanex Corp                                                    | CUSIP: 59151K108<br>LEI: 549300TSJHRXT9QXRD13 | Long             | EC               | CORP              | CA        |    128627 | NS      | $4567544.77   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                               | ONE Gas Inc                                                      | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |    110156 | NS      | $8426934.00   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ArcBest Corp                              | ArcBest Corp                                                     | CUSIP: 03937C105<br>LEI: 5493006S3KBNE8ZS3J23 | Long             | EC               | CORP              | US        |     84457 | NS      | $6229548.32   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| National Storage Affiliates Trust         | National Storage Affiliates Trust                                | CUSIP: 637870106<br>LEI: 529900FS06O8GOYNR108 | Long             | EC               |  | US        |     91315 | NS      | $2943082.45   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Ichor Holdings Ltd                        | Ichor Holdings Ltd                                               | CUSIP: 000000000<br>LEI: 529900PS8R2JVLJ2H892 | Long             | EC               | CORP              | KY        |    188072 | NS      | $3169013.20   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Federated Hermes Inc                      | Federated Hermes Inc                                             | CUSIP: 314211103<br>LEI: R05X5UQ874RGFF7HHD84 | Long             | EC               | CORP              | US        |    154168 | NS      | $8186320.80   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                        | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |  18136602 | NS      | $18136602.00  | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp                   | Magnolia Oil & Gas Corp                                          | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    276970 | NS      | $6891013.60   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NETSTREIT Corp                            | NETSTREIT Corp                                                   | CUSIP: 64119V303<br>LEI: 254900CJL0EDMEQ25Q84 | Long             | EC               |  | US        |    225742 | NS      | $4128821.18   | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| ACI Worldwide Inc                         | ACI Worldwide Inc                                                | CUSIP: 004498101<br>LEI: 5493003BPVMZUJ6F5C02 | Long             | EC               | CORP              | US        |    106880 | NS      | $5274528.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                        | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   4822730 | NS      | $4822729.67   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Capital Bancshares Inc              | Texas Capital Bancshares Inc                                     | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |     85406 | NS      | $7393597.42   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Premier Bancorp Inc               | Pacific Premier Bancorp Inc                                      | CUSIP: 69478X105<br>LEI: 549300Q1KIC3KLI0XG98 | Long             | EC               | CORP              | US        |    266171 | NS      | $6518527.79   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Montrose Environmental Group Inc          | Montrose Environmental Group Inc                                 | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |    268961 | NS      | $8353928.66   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                               | IDACORP Inc                                                      | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |     66853 | NS      | $8363310.30   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| 1st Source Corp                           | 1st Source Corp                                                  | CUSIP: 336901103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    101197 | NS      | $6519110.74   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HA Sustainable Infrastructure Capital Inc | HA Sustainable Infrastructure Capital Inc                        | CUSIP: 41068X100<br>LEI: 254900ZZRL7MWL1X8E92 | Long             | EC               | CORP              | US        |    240023 | NS      | $6778249.52   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ADT Inc                                   | ADT Inc                                                          | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    813802 | NS      | $7088215.42   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co                      | Matador Resources Co                                             | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |    151531 | NS      | $7631101.16   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| NCR Atleos Corp                           | NCR Atleos Corp                                                  | CUSIP: 63001N106<br>LEI: 9845005FC3S0VA714741 | Long             | EC               | CORP              | US        |    199572 | NS      | $7907042.64   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Donnelley Financial Solutions Inc         | Donnelley Financial Solutions Inc                                | CUSIP: 25787G100<br>LEI: 549300O1NPY4J56QCU04 | Long             | EC               | CORP              | US        |    122278 | NS      | $6941722.06   | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Integer Holdings Corp                     | Integer Holdings Corp                                            | CUSIP: 45826H109<br>LEI: 549300SUD2ED5XG6X569 | Long             | EC               | CORP              | US        |     61846 | NS      | $6671328.02   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| JBT Marel Corp                            | JBT Marel Corp                                                   | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |     52662 | NS      | $7545937.98   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                       | STAG Industrial Inc                                              | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               |  | US        |    103254 | NS      | $3804909.90   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| O-I Glass Inc                             | O-I Glass Inc                                                    | CUSIP: 67098H104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    508809 | NS      | $6609428.91   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks Inc                      | Extreme Networks Inc                                             | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |    174510 | NS      | $3731023.80   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp                     | Independent Bank Corp                                            | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |    106349 | NS      | $7605016.99   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TriCo Bancshares                          | TriCo Bancshares                                                 | CUSIP: 896095106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    155131 | NS      | $7046050.02   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Element Solutions Inc                     | Element Solutions Inc                                            | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |    189348 | NS      | $4870030.56   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| NexGen Energy Ltd                         | NexGen Energy Ltd                                                | CUSIP: 65340P106<br>LEI: 529900N0IXNXB3IP7F06 | Long             | EC               | CORP              | CA        |    630320 | NS      | $4966921.60   | 0.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Hanover Insurance Group Inc/The           | Hanover Insurance Group Inc/The                                  | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |     42866 | NS      | $7436393.68   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-30

**Name of Applicant:** AB CAP FUND, INC.

**Signature:** Stephen Woetzel

**Name of Signer:** Stephen Woetzel

**Title:** Controller