# EDGAR Filing Document

**Accession Number:** 0001085541
**File Stem:** 0001085541-26-000003
**Filing Date:** 2026-5
**Character Count:** 2698
**Document Hash:** 9a833be0c557c28d6bf6e7e62bb4f4a2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085541-26-000003.hdr.sgml**: 20260501

**ACCESSION NUMBER**: 0001085541-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260501

**DATE AS OF CHANGE**: 20260501

**EFFECTIVENESS DATE**: 20260501

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ANCHOR BAY SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001085541

**ORGANIZATION NAME:**
- **EIN:** 900391569
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51763
- **FILM NUMBER:** 26933992

**BUSINESS ADDRESS:**
- **STREET 1:** 5780 FLEET STREET
- **STREET 2:** SUITE 308
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008
- **BUSINESS PHONE:** 760-602-3470

**MAIL ADDRESS:**
- **STREET 1:** 5780 FLEET STREET
- **STREET 2:** SUITE 308
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORWEST SECURITIES LLC                                  /BD
- **DATE OF NAME CHANGE:** 20011010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ANCHOR BAY SECURITIES LLC                               /BD
- **DATE OF NAME CHANGE:** 20011010

### Attached PDF Documents

**Attachment 1:** `FinalFinancial31126_3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001085541

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ANCHOR BAY SECURITIES, LLC

**Business Address:** 5780 FLEET STREET, SUITE 308, CARLSBAD, CA, 92008

**Contact Person:** Matthew Large

**Contact Phone:** 7606023470

### Independent Public Accountant Identification

**Accountant Name:** LMHS, P.C. - Certified Public Accountants and Advisors

**Accountant Address:** 80 Washington Street, Bldg S, Norwell, MA, 02061

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Allen**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ANCHOR BAY SECURITIES, LLC**, as of **03-11-2026**, are true and correct.

**Signature:** James R Allen

**Title:** President