# EDGAR Filing Document

**Accession Number:** 0001604488
**File Stem:** 0001604488-25-000205
**Filing Date:** 2025-8
**Character Count:** 22977
**Document Hash:** b27f63a53f8039e6b51f7183b8984bb5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001604488-25-000205.hdr.sgml**: 20250826

**ACCESSION NUMBER**: 0001604488-25-000205

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250826

**EFFECTIVENESS DATE**: 20250826

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** First Trust Capital Management L.P.
- **CENTRAL INDEX KEY:** 0001604488

**ORGANIZATION NAME:**
- **EIN:** 901006997
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17430
- **FILM NUMBER:** 251254880

**BUSINESS ADDRESS:**
- **STREET 1:** 225 W. WACKER DRIVE
- **STREET 2:** 21ST FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 872-260-4182

**MAIL ADDRESS:**
- **STREET 1:** 225 W. WACKER DRIVE
- **STREET 2:** 21ST FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Vivaldi Asset Management, LLC
- **DATE OF NAME CHANGE:** 20140402

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001604488

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** First Trust Capital Management L.P.

**Address:** 225 W. WACKER DRIVE, CHICAGO, IL 60606

**Telephone number:** 773-828-6700

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-17430

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [x] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                        | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                                                                                       | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| HashiCorp, Inc.                       | 418100103 | 07/15/2024     | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by HashiCorp to its named executive officers in connection with the merger contemplated by the merger agreement.                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           5651 |                0 | FOR         |                                     5651 | FOR                         |  |
| Equitrans Midstream Corporation       | 294600101 | 07/18/2024     | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger; and                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           9897 |                0 | FOR         |                                     9897 | FOR                         |  |
| Hibbett, Inc.                         | 428567101 | 07/19/2024     | To approve, by non-binding, advisory vote, the compensation that will or may become payable to Hibbett's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement; and                                                                                         | SECTION 14A SAY-ON-PAY VOTES |            645 |                0 | FOR         |                                      645 | FOR                         |  |
| Perficient, Inc.                      | 71375U101 | 07/30/2024     | To approve, on an advisory, non-binding basis, the compensation that will or may be paid or may become payable to the named executives officers of Perficient in connection with the consummation of the transactions contemplated by the Merger Agreement.                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           2237 |                0 | FOR         |                                     2237 | FOR                         |  |
| Stericycle, Inc.                      | 858912108 | 08/14/2024     | To approve on a non-binding, advisory basis, certain compensation that will or may become payable to Stericycle, Inc.'s named executive officers in connection with the transactions contemplated by the Merger Agreement.                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |            759 |                0 | FOR         |                                      759 | FOR                         |  |
| Marathon Oil Corporation              | 565849106 | 08/29/2024     | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Marathon Oil's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement.                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           7300 |                0 | FOR         |                                     7300 | FOR                         |  |
| Silk Road Medical, Inc.               | 82710M100 | 09/05/2024     | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Silk Road to its named executive officers in connection with the merger contemplated by the merger agreement.                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           3856 |                0 | FOR         |                                     3856 | FOR                         |  |
| Envestnet, Inc.                       | 29404K106 | 09/24/2024     | To approve, on a non-binding advisory basis, the compensation that will or may become payable by Envestnet to its named executive officers in connection with the Merger; and                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |           6378 |                0 | FOR         |                                     6378 | FOR                         |  |
| Avangrid, Inc.                        | 05351W103 | 09/26/2024     | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICERS COMPENSATION.                                                                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          13329 |                0 | FOR         |                                    13329 | FOR                         |  |
| Chuy's Holdings, Inc.                 | 171604101 | 10/10/2024     | To approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to the named executive officers of Chuy's Holdings, Inc., in connection with the merger.                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           1697 |                0 | FOR         |                                     1697 | FOR                         |  |
| Iteris, Inc.                          | 46564T107 | 10/22/2024     | To approve, on a non binding, advisory basis, certain compensation that will or may become payable to Iteris, Inc.'s named executive officers in connection with the transactions contemplated by the Merger Agreement.                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           4768 |                0 | FOR         |                                     4768 | FOR                         |  |
| PetIQ, Inc.                           | 71639T106 | 10/22/2024     | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by PetIQ, Inc. to its named executive officers in connection with the merger agreement.                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           4886 |                0 | FOR         |                                     4886 | FOR                         |  |
| Kellanova                             | 487836108 | 11/01/2024     | The Advisory Compensation Proposal - To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Kellanova's named executive officers that is based on or otherwise relates to the Merger.                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           3584 |                0 | FOR         |                                     3584 | FOR                         |  |
| R1 RCM Inc.                           | 77634L105 | 11/14/2024     | To approve, on an advisory and non-binding basis, certain compensation arrangements for the Company's named executive officers in connection with the Merger.                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |          15294 |                0 | FOR         |                                    15294 | FOR                         |  |
| Smartsheet Inc.                       | 83200N103 | 12/09/2024     | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Smartsheet's named executive officers that is based on or otherwise relates to the Merger.                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           7989 |                0 | FOR         |                                     7989 | FOR                         |  |
| The Duckhorn Portfolio, Inc.          | 26414D106 | 12/23/2024     | A proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Duckhorn's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement; and                                                                       | SECTION 14A SAY-ON-PAY VOTES |           2405 |                0 | FOR         |                                     2405 | FOR                         |  |
| Barnes Group Inc.                     | 067806109 | 01/09/2025     | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Barnes Group Inc. that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement.                                                                           | SECTION 14A SAY-ON-PAY VOTES |           4143 |                0 | FOR         |                                     4143 | FOR                         |  |
| EnLink Midstream LLC                  | 29336T100 | 01/30/2025     | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to EnLink's named executive officers that is based on or otherwise relates to the Mergers.                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |          21467 |                0 | FOR         |                                    21467 | FOR                         |  |
| Summit Materials, Inc.                | 86614U100 | 02/05/2025     | Approve on an advisory (non-binding) basis the compensation that may be paid or become payable to Summit's named executive officers that is based on or otherwise relates to the merger (referred to as the "merger-related compensation proposal").                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           3908 |                0 | FOR         |                                     3908 | FOR                         |  |
| Retail Opportunity Investments Corp.  | 76131N101 | 02/07/2025     | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our principal executive officer, principal financial officer, and the three other most highly compensated executive officers that is based on or otherwise related to the company merger as more fully described in the Proxy Statement, | SECTION 14A SAY-ON-PAY VOTES |          28764 |                0 | FOR         |                                    28764 | FOR                         |  |
| Air Transport Services Group, Inc.    | 00922R105 | 02/10/2025     | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger (the "Advisory Compensation Proposal"); and                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           7777 |                0 | FOR         |                                     7777 | FOR                         |  |
| Cross Country Healthcare, Inc.        | 227483104 | 02/28/2025     | To approve on an advisory (non-binding) basis the compensation that may be paid or become payable to Cross Country's named executive officers that is based on or otherwise relates to the merger; and                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           2968 |                0 | FOR         |                                     2968 | FOR                         |  |
| Accolade, Inc.                        | 00437E102 | 03/27/2025     | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Accolade to its named executive officers in connection with the Merger.                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          19183 |                0 | FOR         |                                    19183 | FOR                         |  |
| Intra-Cellular Therapies, Inc.        | 46116X101 | 03/27/2025     | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to ITI's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           1434 |                0 | FOR         |                                     1434 | FOR                         |  |
| Patterson Companies, Inc.             | 703395103 | 04/01/2025     | To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the Merger.                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           5262 |                0 | FOR         |                                     5262 | FOR                         |  |
| Logility Supply Chain Solutions, Inc. | 029683109 | 04/03/2025     | To approve on a non-binding, advisory basis, the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the merger of Update Merger Sub, Inc., a wholly owned subsidiary of Aptean, Inc., with and into the Company.                                      | SECTION 14A SAY-ON-PAY VOTES |           3769 |                0 | FOR         |                                     3769 | FOR                         |  |
| Triumph Group, Inc.                   | 896818101 | 04/16/2025     | Proposal to approve, on a non-binding, advisory basis, compensation that will or may become payable by the Company to its named executive officers in connection with the merger of Merger Sub with and into the Company pursuant to the Merger Agreement.                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           1769 |                0 | FOR         |                                     1769 | FOR                         |  |
| Playa Hotels  Resorts N.V.            | N70544106 | 04/17/2025     | Non-binding advisory vote to approve the compensation that will or may become payable by the Company to its named executive officers in connection with the completion of the Offer                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |          12604 |                0 | FOR         |                                    12604 | FOR                         |  |
| Nordstrom, Inc.                       | 655664100 | 05/16/2025     | To approve, on a non-binding, advisory basis, certain compensation that will or may become payable by Nordstrom to its named executive officers in connection with the merger of Navy Acquisition Co. Inc., a wholly owned subsidiary of Norse Holdings, Inc. with and into Nordstrom.                                                                 | SECTION 14A SAY-ON-PAY VOTES |          12727 |                0 | FOR         |                                    12727 | FOR                         |  |
| Plains All American Pipeline, L.P.    | 726503105 | 05/21/2025     | The approval, on a non-binding advisory basis, of our 2024 named executive officer compensation.                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          12803 |                0 | FOR         |                                    12803 | FOR                         |  |
| Redfin Corporation                    | 75737F108 | 06/04/2025     | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Redfin's named executive officers in connection with the proposed Merger.                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |           1642 |                0 | FOR         |                                     1642 | FOR                         |  |
| ChampionX Corporation                 | 15872M104 | 06/10/2025     | Advisory Vote to Approve the Compensation of ChampionX's Named Executive Officers for 2024                                                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           1882 |                0 | FOR         |                                     1882 | FOR                         |  |
| Dun  Bradstreet Holdings, Inc.        | 26484T106 | 06/12/2025     | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Transactions, including the Merger.                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          40578 |                0 | FOR         |                                    40578 | FOR                         |  |
| Springworks Therapeutics, Inc.        | 85205L107 | 06/26/2025     | A proposal to approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger.                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          11869 |                0 | FOR         |                                    11869 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** First Trust Capital Management L.P.

**By (Signature):** /s/ Chad Eisenberg

**By (Printed Signature):** /s/ Chad Eisenberg

**By (Title):** Chief Operating Officer

**Date:** 08/26/2025