# EDGAR Filing Document

**Accession Number:** 0001587987
**File Stem:** 0001587987-25-000159
**Filing Date:** 2025-8
**Character Count:** 8368
**Document Hash:** 8ba0d89f689e3c791a769c5fb1e3264c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001587987-25-000159.hdr.sgml**: 20250821

**ACCESSION NUMBER**: 0001587987-25-000159

**CONFORMED SUBMISSION TYPE**: 8-A12B

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250821

**DATE AS OF CHANGE**: 20250821

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NewtekOne, Inc.
- **CENTRAL INDEX KEY:** 0001587987
- **STANDARD INDUSTRIAL CLASSIFICATION:** NATIONAL COMMERCIAL BANKS [6021]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 463755188
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-A12B
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36742
- **FILM NUMBER:** 251238482

**BUSINESS ADDRESS:**
- **STREET 1:** 4800 T REX AVENUE
- **STREET 2:** SUITE 120
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
- **BUSINESS PHONE:** 212-356-9500

**MAIL ADDRESS:**
- **STREET 1:** 4800 T REX AVENUE
- **STREET 2:** SUITE 120
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Newtek Business Services Corp.
- **DATE OF NAME CHANGE:** 20130930

**As filed with the Securities and Exchange Commission on August 21, 2025**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-A**

**FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES**

**PURSUANT TO SECTION 12(b) OR 12(g)**

**OF THE SECURITIES EXCHANGE ACT OF 1934**

**NEWTEKONE, INC.**

(Exact Name of Registrant as specified in its charter)

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| | |
|:---|:---|
| **Maryland** | **46-3755188** |
| (State or other Jurisdiction<br>of Incorporation) | (I.R.S. Employer<br>Identification No.) |

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| | |
|:---|:---|
| **4800 T Rex Avenue, Suite 120**<br>**Boca Raton, Florida** | **33431** |
| (Address of principal executive office) | (Zip Code) |

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Securities to be registered pursuant to Section 12(b) of the Act:

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| | |
|:---|:---|
| **Title of each class**<br>**to be so registered** | **Name of each exchange on which**<br>**each class is to be registered** |
| Depositary Shares, Each Representing a 1/40th Interest in a Share of <br>8.500% Fixed Rate Reset Non-Cumulative Perpetual Preferred <br>Stock, Series B | The Nasdaq Stock Market LLC |

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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (c), check the following box. ☐

Securities Act registration statement file number to which this form relates (if applicable): 333-269452

Securities to be registered pursuant to Section 12(g) of the Act: None.

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**Item 1. Description of Registrant's Securities to be Registered.** 

The class of securities to be registered hereby are depositary shares (the "Depositary Shares"), each representing a 1/40th interest in a share of 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.02 per share, with a liquidation preference of $1,000 per share ($25.00 per Depositary Share) (the "Series B Preferred Stock"), of NewtekOne, Inc., a Maryland corporation (the "Company").

The descriptions of the Depositary Shares and the underlying shares of Series B Preferred Stock are incorporated herein by reference to the descriptions included under the captions "*Description of Depositary Shares*" and "*Description of Preferred Stock,*" respectively, in the <u>[Prospectus Supplement dated August 13, 2025, as filed with the Securities and Exchange Commission (the "SEC") on August 15, 2025](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000152/finalprospectuspreferredof.htm)</u> pursuant to Rule 424(b) under the Securities Act of 1933, as amended, to the Prospectus dated July 27, 2023, included in the Company's registration statement on <u>[Form S-3 (File No. 333-269452) filed with the SEC, as amended](https://www.sec.gov/Archives/edgar/data/1587987/000158798723000160/newts-32023xamendmentno4.htm)</u>, which was declared effective by the SEC on July 27, 2023. The Depositary Shares are expected to be listed on The Nasdaq Global Market.

**Item 2. Exhibits.** 

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| | |
|:---|:---|
| **Exhibit**<br>**Number** | **Description** |
| 3.1 | <u>[Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit A to NewtekOne, Inc.'s Pre-Effective Amendment No. 3 to its Registration Statement on Form N-2, No. 333-191499, filed November 3, 2014).](https://www.sec.gov/Archives/edgar/data/1587987/000119312514394101/d804521dn2a.htm)</u> |
| 3.2 | <u>[Articles of Amendment to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 99.1 of NewtekOne, Inc.'s Current Report on Form 8-K, filed January 17, 2023).](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001587987/000158798723000014/newt-20230117.htm)</u> |
| 3.3 | <u>[Articles Supplementary to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 3.1 to NewtekOne, Inc.'s Current Report on Form 8-K filed February 7, 2023).](https://www.sec.gov/ix?doc=/Archives/edgar/data/0001587987/000158798723000047/newt-20230207.htm)</u> |
| 3.4 | <u>[Articles Supplementary to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 3.1 to NewtekOne, Inc.'s Current Report on Form 8-K filed August 2](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit31.htm)[1](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit31.htm)[, 2025).](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit31.htm)</u> |
| 3.5 | <u>[Amended Bylaws of NewtekOne, Inc. (incorporated by reference to Exhibit 99.1 of NewtekOne, Inc.'s Current Report on Form 8-K, filed January 24, 2023).](https://www.sec.gov/Archives/edgar/data/1587987/000158798723000021/bylaws-01132023.htm)</u> |
| 3.6 | <u>[Articles of Amendment to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 99.1 to NewtekOne, Inc.'s Current Report on Form 8-K filed June 18, 2024).](https://www.sec.gov/Archives/edgar/data/1587987/000158798724000135/newtekone-articlesofamen.htm)</u> |
| 4.1 | <u>[Deposit Agreement with respect to the Depositary Shares each representing a 1/40](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)</u><sup>th</sup><u>[interest in the Company's 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, dated August 20, 2025, by and among NEWT and Equiniti Trust Company, LLC, as depositary, and the holders from time to time of the depositary receipts described therein (incorporated by reference to Exhibit](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)[4](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)[.1 to NewtekOne, Inc.'s Current Report on Form 8-K filed August 2](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)[1](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)[, 2025).](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)</u> |
| 4.2 | <u>[Form of Depositary Receipt with respect to Depositary Shares each representing a 1/40](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)</u><sup>th</sup><u>[interest in the Company's 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (included as Exhibit A to Exhibit 4.1 above).](https://www.sec.gov/Archives/edgar/data/1587987/000158798725000157/exhibit41.htm)</u> |

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**SIGNATURE**

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

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| | |
|:---|:---|
| NEWTEKONE, INC. | NEWTEKONE, INC. |
| By: | /s/ Barry Sloane |
| Name: | Barry Sloane |
| Title: | Chairman and Chief Executive Officer |

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Date: August 21, 2025

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