# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003889
**Filing Date:** 2026-2
**Character Count:** 14498
**Document Hash:** 14c0a723538ae1ceb7c57c0fa03e4638
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003889.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003889

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690270

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Real Assets Income ETF (Series ID: S000097935)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000267448 | Guinness Atkinson Real Assets Income ETF | GARA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Real Assets Income ETF

- **b. EDGAR series identifier (if any):** S000097935

- **c. LEI of Series:** 984500CDE39E7438BA77

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $379752.40

**Total Liabilities:** $46.67

**Net Assets:** $379705.73

**Cash Not Reported:** $3111.12

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000267448 | 0.00%                | 0.00%                | 0.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $4183.79                                   |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $0.00                    | $0.00                                      |

### Schedule of Portfolio Investments

| Name                           | Title                               | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| 3I INFRASTRUCTURE PLC /GBP/    | POOLED INVESTMENTS                  | CUSIP: G8873L178<br>LEI: N/A | Long             | EC               | CORP              | JE        |      2218 | NS      | $11181.68     | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| A2A SPA /EUR/                  | COMMON STOCK                        | CUSIP: T0579B105<br>LEI: N/A | Long             | EC               | CORP              | IT        |      3859 | NS      | $10476.07     | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| AEDIFICA /EUR/                 | REIT - Real Estate Investment Trust | CUSIP: B0130A108<br>LEI: N/A | Long             | EC               | CORP              | BE        |       134 | NS      | $10629.68     | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| AENA SME SA /EUR/              | COMMON STOCK                        | CUSIP: E526LK101<br>LEI: N/A | Long             | EC               | CORP              | ES        |       386 | NS      | $10805.40     | 2.85%             |  |  |  | Yes           |                  1 | On Loan: No      |
| ALLIANT ENERGY CORP            | COMMON STOCK                        | CUSIP: 018802108<br>LEI: N/A | Long             | EC               | CORP              | US        |       155 | NS      | $10076.55     | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN ELECTRIC POWER        | COMMON STOCK                        | CUSIP: 025537101<br>LEI: N/A | Long             | EC               | CORP              | US        |        88 | NS      | $10147.28     | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN TOWER CORP            | REIT - Real Estate Investment Trust | CUSIP: 03027X100<br>LEI: N/A | Long             | EC               | CORP              | US        |        59 | NS      | $10358.63     | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD INFRASTRUCTUR /CAD/ | POOLED INVESTMENTS                  | CUSIP: G16252101<br>LEI: N/A | Long             | EC               | CORP              | BM        |       320 | NS      | $11123.24     | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITALAND ASCENDAS REIT /SGD/ | REIT - Real Estate Investment Trust | CUSIP: Y0205X103<br>LEI: N/A | Long             | EC               | CORP              | SG        |      4700 | NS      | $10347.75     | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| CELLNEX TELECOM SA /EUR/       | COMMON STOCK                        | CUSIP: E2R41M104<br>LEI: N/A | Long             | EC               | CORP              | ES        |       354 | NS      | $11411.45     | 3.01%             |  |  |  | Yes           |                  1 | On Loan: No      |
| CTP NV /EUR/                   | COMMON STOCK                        | CUSIP: N2368S105<br>LEI: N/A | Long             | EC               | CORP              | NL        |       508 | NS      | $10650.51     | 2.80%             |  |  |  | Yes           |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST INC       | REIT - Real Estate Investment Trust | CUSIP: 253868103<br>LEI: N/A | Long             | EC               | CORP              | US        |        63 | NS      | $9746.73      | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORP               | COMMON STOCK                        | CUSIP: 26441C204<br>LEI: N/A | Long             | EC               | CORP              | US        |        93 | NS      | $10900.53     | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| ELIA GROUP SA/NV /EUR/         | COMMON STOCK                        | CUSIP: B35656105<br>LEI: N/A | Long             | EC               | CORP              | BE        |        88 | NS      | $11344.91     | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| ENBRIDGE INC /CAD/             | COMMON STOCK                        | CUSIP: 29250N105<br>LEI: N/A | Long             | EC               | CORP              | CA        |       213 | NS      | $10192.59     | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ENEL SPA /EUR/                 | COMMON STOCK                        | CUSIP: T3679P115<br>LEI: N/A | Long             | EC               | CORP              | IT        |       994 | NS      | $10369.66     | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ENGIE /EUR/                    | COMMON STOCK                        | CUSIP: F7629A107<br>LEI: N/A | Long             | EC               | CORP              | FR        |       464 | NS      | $12220.01     | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUINIX INC                    | REIT - Real Estate Investment Trust | CUSIP: 29444U700<br>LEI: N/A | Long             | EC               | CORP              | US        |        13 | NS      | $9960.08      | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ESSENTIAL UTILITIES INC        | COMMON STOCK                        | CUSIP: 29670G102<br>LEI: N/A | Long             | EC               | CORP              | US        |       276 | NS      | $10587.36     | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| GREENCOAT UK WIND PLC /GBP/    | POOLED INVESTMENTS                  | CUSIP: G415A8104<br>LEI: N/A | Long             | EC               | CORP              | GB        |      8288 | NS      | $10959.55     | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| HEALTHPEAK PROPERTIES INC      | REIT - Real Estate Investment Trust | CUSIP: 42250P103<br>LEI: N/A | Long             | EC               | CORP              | US        |       601 | NS      | $9664.08      | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| IBERDROLA SA /EUR/             | COMMON STOCK                        | CUSIP: E6165F166<br>LEI: N/A | Long             | EC               | CORP              | ES        |       511 | NS      | $11088.74     | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| INFRATIL LTD /NZD/             | COMMON STOCK                        | CUSIP: Q4933Q124<br>LEI: N/A | Long             | EC               | CORP              | NZ        |      1696 | NS      | $10819.31     | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| MERIDIAN ENERGY LTD /NZD/      | COMMON STOCK                        | CUSIP: Q5997E121<br>LEI: N/A | Long             | EC               | CORP              | NZ        |      3134 | NS      | $10104.64     | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL GRID PLC /GBP/        | COMMON STOCK                        | CUSIP: G6S9A7120<br>LEI: N/A | Long             | EC               | CORP              | GB        |       718 | NS      | $11047.76     | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| PRIMARY HEALTH PROPERTIE /GBP/ | REIT - Real Estate Investment Trust | CUSIP: G7240B186<br>LEI: N/A | Long             | EC               | CORP              | GB        |      8733 | NS      | $11524.45     | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PROLOGIS INC                   | REIT - Real Estate Investment Trust | CUSIP: 74340W103<br>LEI: N/A | Long             | EC               | CORP              | US        |        88 | NS      | $11234.08     | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA COMMUNICATIONS CORP        | REIT - Real Estate Investment Trust | CUSIP: 78410G104<br>LEI: N/A | Long             | EC               | CORP              | US        |        56 | NS      | $10832.08     | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| SEVERN TRENT PLC /GBP/         | COMMON STOCK                        | CUSIP: G8056D159<br>LEI: N/A | Long             | EC               | CORP              | GB        |       294 | NS      | $11052.73     | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| SNAM SPA /EUR/                 | COMMON STOCK                        | CUSIP: T8578N103<br>LEI: N/A | Long             | EC               | CORP              | IT        |      1611 | NS      | $10708.21     | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| TERNA-RETE ELETTRICA NAZ /EUR/ | COMMON STOCK                        | CUSIP: T9471R100<br>LEI: N/A | Long             | EC               | CORP              | IT        |      1019 | NS      | $10842.43     | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORP             | COMMON STOCK                        | CUSIP: 907818108<br>LEI: N/A | Long             | EC               | CORP              | US        |        46 | NS      | $10640.72     | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| VENTAS INC                     | REIT - Real Estate Investment Trust | CUSIP: 92276F100<br>LEI: N/A | Long             | EC               | CORP              | US        |       152 | NS      | $11761.76     | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| VINCI SA /EUR/                 | COMMON STOCK                        | CUSIP: F5879X108<br>LEI: N/A | Long             | EC               | CORP              | FR        |        76 | NS      | $10722.29     | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC ENERGY GROUP INC           | COMMON STOCK                        | CUSIP: 92939U106<br>LEI: N/A | Long             | EC               | CORP              | US        |        98 | NS      | $10335.08     | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer