# EDGAR Filing Document

**Accession Number:** 0001956405
**File Stem:** 0001062993-23-002581
**Filing Date:** 2023-2
**Character Count:** 6951
**Document Hash:** d964dca1e25580c7c9fbe8f37eb0b291
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-002581.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001062993-23-002581

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221207

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Long Zach
- **CENTRAL INDEX KEY:** 0001956405

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40016
- **FILM NUMBER:** 23608011

**MAIL ADDRESS:**
- **STREET 1:** C/O VINTAGE WINE ESTATES, INC.
- **STREET 2:** 937 TAHOE BOULEVARD, SUITE 210
- **CITY:** INCLINE VILLAGE
- **STATE:** NV
- **ZIP:** 89451
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Vintage Wine Estates, Inc.
- **CENTRAL INDEX KEY:** 0001834045
- **STANDARD INDUSTRIAL CLASSIFICATION:** BEVERAGES [2080]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**BUSINESS ADDRESS:**
- **STREET 1:** 937 TAHOE BOULEVARD
- **STREET 2:** SUITE 210
- **CITY:** INCLINE VILLAGE
- **STATE:** NV
- **ZIP:** 89451
- **BUSINESS PHONE:** 707-346-3640

**MAIL ADDRESS:**
- **STREET 1:** 937 TAHOE BOULEVARD
- **STREET 2:** SUITE 210
- **CITY:** INCLINE VILLAGE
- **STATE:** NV
- **ZIP:** 89451

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bespoke Capital Acquisition Corp
- **DATE OF NAME CHANGE:** 20201125

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Long Zach<br><sub>(Last) (First) (Middle)</sub><br>937 TAHOE BOULEVARD, SUITE 210<br><sub>(Street)</sub><br>INCLINE VILLAGE, NV 89451<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-07 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Operations Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Vintage Wine Estates, Inc. [ VWE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-12-07 |  | F |  | 10697<sup>(1)</sup> | D | $3.42 | 343901<sup>(2)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (Right to Buy) | $10.5 |  |  |  |  |  |  | <sup>(3)</sup> | 2031-06-07 | Common Stock | 8000 |  | 8000 | D |  |
| Stock Option (Right to Buy) | $10.5 |  |  |  |  |  |  | <sup>(4)</sup> | 2031-07-27 | Common Stock | 42000 |  | 42000 | D |  |
| Stock Option (Right to Buy) | $10.5 |  |  |  |  |  |  | <sup>(5)</sup> | 2032-03-07 | Common Stock | 50000 |  | 50000 | D |  |
| Stock Option (Right to Buy) | $10.5 |  |  |  |  |  |  | <sup>(6)</sup> | 2032-11-14 | Common Stock | 608697 |  | 608697 | D |  |

---

### Footnotes:

(1) Shares withheld to cover tax withholding obligations on the vesting of 31,250 restricted stock units (RSUs).

(2) Includes 323,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; and (ii) 229,348 RSUs that vest in four equal annual installments commencing on 11/14/2023.

(3) 25% of the stock options vested on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.

(4) 25% of the stock options vested on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.

(5) 25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.

(6) This option vests in four equal annual installments commencing on November 14, 2023.

**Signature:** /s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long  
**Date:** 2023-02-09

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**