# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-26-024921
**Filing Date:** 2026-6
**Character Count:** 53779
**Document Hash:** 90f2fce74c8c6c3b811c5ebc22da89c9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-024921.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0000940400-26-024921

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 261107183

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay California Muni Intermediate ETF (Series ID: S000069622)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000222073 | NYLI MacKay California Muni Intermediate ETF | MMCA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay California Muni Intermediate ETF

- **b. EDGAR series identifier (if any):** S000069622

- **c. LEI of Series:** 549300OYUDYMCD64FC48

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $84536590.73

**Total Liabilities:** $2172373.47

**Net Assets:** $82364217.26

**Delayed Delivery Securities:** $1500000.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 62.90863000 | **1-Year:** 2824.35296000 | **5-Year:** 24785.88039000 | **10-Year:** 16387.10814000 | **30-Year:** 112.52467000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 19.66207000 | **10-Year:** 629.93992000 | **30-Year:** 1.97703000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222073 | 1.32%                | -2.47%               | 0.83%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $407735.32               | $379667.21                                 |
| Month 2  | $-60473.05               | $-2108851.73                               |
| Month 3  | $-87103.78               | $520361.28                                 |

### Schedule of Portfolio Investments

| Name                                                             | Title                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| SAN FRANCISCO CITY AND COUNTY AIRPORT COMMISSION (CA)            | CA SFOAPT 5 05/01/2031                              | CUSIP: 79766DTL3<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |    550000 | PA      | $599837.48    | 0.73%             | 2031-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO, COMMONWEALTH OF                                     | PR PRC 11/01/2051                                   | CUSIP: 74514L4F1<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |     96127 | PA      | $50947.30     | 0.06%             | 2051-11-01      | Variable      | 0.01%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 02/01/2052                                | CUSIP: 13013JAP1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1009359.30   | 1.23%             | 2052-02-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| ILLINOIS (IL), STATE OF                                          | IL ILS 5 07/01/2034                                 | CUSIP: 452153GK9<br>LEI: 54930048FV8RWPR02D67 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1091934.30   | 1.33%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MARINA JOINT POWERS FINANCING AUTHORITY (CA)                     | CA MRNMFH 3.4 03/01/2036                            | CUSIP: 568087BK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1010443.10   | 1.23%             | 2036-03-01      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIF PUB PWR AUTH                                      | CA STNPWR 07/01/2053                                | CUSIP: 842469DL9<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    500000 | PA      | $524495.40    | 0.64%             | 2053-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM, GOVERNMENT OF                                              | GU GMSGEN 5 01/01/2030                              | CUSIP: 40065NCN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $793001.55    | 0.96%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CITY UNIFIED SCHOOL DISTRICT (CA)                     | CA SACSCD 0 07/01/2032                              | CUSIP: 785870RR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $818791.50    | 0.99%             | 2032-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MENLO PARK (CA), CITY OF                                         | CA MNP 2 08/01/2033                                 | CUSIP: 586821KJ8<br>LEI: 549300OA12TFLUF84P93 | Long             | DBT              | MUN               | US        |    420000 | PA      | $372950.97    | 0.45%             | 2033-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| EL MONTE UNION HIGH SCHOOL DISTRICT (CA)                         | CA EMNSCD 0 06/01/2036                              | CUSIP: 283353QJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $98730.10     | 0.12%             | 2036-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA SCHOOL FINANCE AUTHORITY (CA)                         | CA CASSCD 5 08/01/2046                              | CUSIP: 13058TMA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $337491.84    | 0.41%             | 2046-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA (CA), STATE OF                                        | CA CAS 5.25 08/01/2032                              | CUSIP: 13062TH72<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1131071.00   | 1.37%             | 2032-08-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO, COMMONWEALTH OF                                     | PR PRC 4 07/01/2035                                 | CUSIP: 74514L3L9<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    552478 | PA      | $547352.62    | 0.66%             | 2035-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NOVATO UNIFIED SCHOOL DISTRICT (CA)                              | CA NOVSCD 2 08/01/2033                              | CUSIP: 669878GE4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $446665.15    | 0.54%             | 2033-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| EAST CNTY ADVANCED WTR PURIFICATION JT PWRS AUTH CALIF           | CA EAWWTR 3.12 09/01/2026                           | CUSIP: 271843AB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $199888.46    | 0.24%             | 2026-09-01      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| PERRIS CALIF UN HIGH SCH DIST FING AUTH                          | CA PUHGEN 5 09/01/2033                              | CUSIP: 71440RAH2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    520000 | PA      | $590053.00    | 0.72%             | 2033-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 5 03/01/2034                              | CUSIP: 13048V5W4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    900000 | PA      | $1015986.42   | 1.23%             | 2034-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CALIF                                                 | CA LONAPT 5 06/01/2032                              | CUSIP: 542403CM0<br>LEI: 549300XH3OUOL3JO1O51 | Long             | DBT              | MUN               | US        |    200000 | PA      | $228793.10    | 0.28%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY (CA)            | CA CASMED 4 08/15/2036                              | CUSIP: 13032UKB3<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500176.90    | 0.61%             | 2036-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST UNIV                                               | CA CASHGR 5 11/01/2034                              | CUSIP: 13077DVR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $295372.48    | 0.36%             | 2034-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PALOMAR POMERADO HEALTH (CA)                                     | CA PMRMED 0 08/01/2036                              | CUSIP: 69753RDD3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    260000 | PA      | $151206.17    | 0.18%             | 2036-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)      | CA CASGEN 4.12 09/02/2029                           | CUSIP: 13080SHN7<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    545000 | PA      | $545224.70    | 0.66%             | 2029-09-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| EASTERN CALIF MUN WTR DIST                                       | CA EASWTR 07/01/2046                                | CUSIP: 27627TCH3<br>LEI: 549300ZCFVRFDIRWK089 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.21%             | 2046-07-01      | Variable      | 3.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO AQUEDUCT AND SEWER AUTHORITY                         | PR PRCUTL 5 07/01/2030                              | CUSIP: 745160SG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $520313.05    | 0.63%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ANAHEIM COMMUNITY FACILITIES DISTRICT (CA)                       | CA ANAFAC 4 09/01/2041                              | CUSIP: 03254EFS0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1240000 | PA      | $1190122.86   | 1.44%             | 2041-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE CMNTYS DEV AUTH                             | CA CASDEV 5 09/02/2037                              | CUSIP: 13078YZA6<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    620000 | PA      | $714087.79    | 0.87%             | 2037-09-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| OXNARD CALIF SCH DIST                                            | CA OXNSCD 0 02/01/2031                              | CUSIP: 692020Z94<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $865439.90    | 1.05%             | 2031-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIF LOGISTICS ARPT AUTH                               | CA STNAPT 5 12/01/2035                              | CUSIP: 842472EG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $427105.41    | 0.52%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MOUNT HOUSE FINANCING AUTHORITY (CA)                             | CA MTHFIN 3 12/01/2037                              | CUSIP: 62412PAL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    295000 | PA      | $257038.25    | 0.31%             | 2037-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HOUSING FINANCE AGENCY (CA)                           | CA CASHSG 3.75 03/25/2035                           | CUSIP: 13033DAG0<br>LEI: 549300BOPCVLBA552Z14 | Long             | DBT              | MUN               | US        |    233642 | PA      | $236362.94    | 0.29%             | 2035-03-25      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FINANCING CORP                             | PR PRCGEN 0 07/01/2027                              | CUSIP: 74529JQC2<br>LEI: 549300EIUFISISP8X671 | Long             | DBT              | MUN               | US        |   1141000 | PA      | $1099514.38   | 1.33%             | 2027-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SAN DIEGO COUNTY REGIONAL AIRPORT AUTHORITY (CA)                 | CA SDGAPT 5.25 07/01/2036                           | CUSIP: 79739GRB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $559154.40    | 0.68%             | 2036-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PERRIS JOINT POWERS AUTHORIRY (CA)                               | CA PJPPWR 3.5 09/01/2029                            | CUSIP: 714376GE4<br>LEI: 549300YM04SQ63RR8P86 | Long             | DBT              | MUN               | US        |    315000 | PA      | $311375.48    | 0.38%             | 2029-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPECIAL PURPOSE SECURITIZATION CORP                | VI MFCFAC 5 10/01/2028                              | CUSIP: 57665NAD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    225000 | PA      | $229552.31    | 0.28%             | 2028-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FREMONT UNIFIED SCHOOL DISTRICT (CA)                             | CA FMTEDU 2 08/01/2035                              | CUSIP: 357155AK6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $355235.24    | 0.43%             | 2035-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT WTRWKS AUTH                                            | GU GMSUTL 5 07/01/2035                              | CUSIP: 40065FEX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $221721.10    | 0.27%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 5 04/01/2032                              | CUSIP: 13048VGD4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    855000 | PA      | $901272.77    | 1.09%             | 2032-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOAQUIN VALLEY CLEAN ENERGY AUTHORITY (CA)                   | CA SSJUTL 01/01/2056                                | CUSIP: 79811YAK4<br>LEI: 254900VA5DFN33OVGH87 | Long             | DBT              | MUN               | US        |    750000 | PA      | $825665.55    | 1.00%             | 2056-01-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| PERRIS CALIF UN HIGH SCH DIST FING AUTH                          | CA PUHGEN 5 09/01/2034                              | CUSIP: 71440RAJ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $400043.60    | 0.49%             | 2034-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CALIF DEPT WTR & PWR                                 | CA LOSUTL 5 07/01/2030                              | CUSIP: 544532PY4<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    250000 | PA      | $270120.83    | 0.33%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GROSSMONT CALIF HEALTHCARE DIST                                  | CA GROMED 5 07/15/2032                              | CUSIP: 399223DS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $400470.14    | 0.49%             | 2032-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CALIF UN ELEM SCH DIST                                 | CA ALUSCD 5 08/01/2033                              | CUSIP: 022168TZ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    290000 | PA      | $336868.93    | 0.41%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FOLSOM RANCH FINANCING AUTHORITY (CA)                            | CA FRAGEN 5 09/01/2039                              | CUSIP: 344414CB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $513361.25    | 0.62%             | 2039-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UNIVERSITY CALIF                                                 | CA UNVHGR 5 05/15/2037                              | CUSIP: 91412HQR7<br>LEI: RRR42I7GG51DB5HDQR14 | Long             | DBT              | MUN               | US        |    350000 | PA      | $395871.95    | 0.48%             | 2037-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIF LOGISTICS ARPT AUTH                               | CA STNAPT 5 12/01/2036                              | CUSIP: 842472EH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    415000 | PA      | $481729.59    | 0.58%             | 2036-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 02/01/2055                                | CUSIP: 13013JFD3<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    620000 | PA      | $668023.46    | 0.81%             | 2055-02-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| RIVERSIDE CALIF                                                  | CA RIVUTL 5 08/01/2035                              | CUSIP: 769047KF7<br>LEI: 549300FG48YQF1N4C302 | Long             | DBT              | MUN               | US        |    400000 | PA      | $474288.44    | 0.58%             | 2035-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SIERRA VIEW LOCAL HEALTH CARE DISTRICT (CA)                      | CA SIEMED 3 07/01/2030                              | CUSIP: 82650PCW3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $724126.95    | 0.88%             | 2030-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY (CA)            | CA CASMED 02/01/2045                                | CUSIP: 13032UZ92<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1200000 | PA      | $1200000.00   | 1.46%             | 2045-02-01      | Variable      | 3.00%                 | No            |                  2 | On Loan: No      |
| PALO ALTO UNIFIED SCHOOL DISTRICT (CA)                           | CA PATSCD 2.25 08/01/2031                           | CUSIP: 697379VX0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    930000 | PA      | $881064.89    | 1.07%             | 2031-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIF PUB PWR AUTH                                      | CA STNPWR 5 07/01/2035                              | CUSIP: 842469CX4<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    200000 | PA      | $227083.54    | 0.28%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PHOENIX CITY INDUSTRIAL DEVELOPMENT AUTHORITY (THE) (AZ)         | AZ PHOMED 11/15/2052                                | CUSIP: 71884SAA8<br>LEI: 549300A62PWFBDWB8332 | Long             | DBT              | MUN               | US        |    400000 | PA      | $400000.00    | 0.49%             | 2052-11-15      | Variable      | 3.30%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)      | CA CASGEN 4 04/01/2036                              | CUSIP: 13080SSA3<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    580000 | PA      | $581161.91    | 0.71%             | 2036-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| TRANSMISSION AGENCY OF NORTHERN CALIFORNIA (CA)                  | CA NORGEN 5 05/01/2032                              | CUSIP: 664848BS6<br>LEI: 549300Q5SNIPZIW57C52 | Long             | DBT              | MUN               | US        |    560000 | PA      | $561409.86    | 0.68%             | 2032-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO (CA), COUNTY OF                                       | CA SACAPT 5 07/01/2032                              | CUSIP: 786107RR5<br>LEI: 549300OXI5MD45L13R20 | Long             | DBT              | MUN               | US        |   1200000 | PA      | $1241629.44   | 1.51%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CALIF UNI SCH DIST                             | CA WCC 5 08/01/2032                                 | CUSIP: 95234ACH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $416977.39    | 0.51%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUN FIN AUTH                                          | CA CASFIN 5.25 07/01/2045                           | CUSIP: 13049YGA3<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506546.75    | 0.62%             | 2045-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASPOL 09/01/2053                                | CUSIP: 13048RAM9<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $519918.95    | 0.63%             | 2053-09-01      | Variable      | 4.38%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASGEN 4.05 07/20/2041                           | CUSIP: 13050WAG6<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1498784 | PA      | $1472526.23   | 1.79%             | 2041-07-20      | Variable      | 4.05%                 | No            |                  2 | On Loan: No      |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA (THE) (CA)               | CA UNVHGR 5 05/15/2038                              | CUSIP: 91412HUS0<br>LEI: RRR42I7GG51DB5HDQR14 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1139194.60   | 1.38%             | 2038-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIF PUB PWR AUTH                                      | CA STNPWR 5 07/01/2034                              | CUSIP: 842469CW6<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |   1215000 | PA      | $1367686.26   | 1.66%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GILROY UNIFIED SCHOOL DISTRICT (CA)                              | CA GILSCD 4 08/01/2033                              | CUSIP: 376087EM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1155000 | PA      | $1156840.15   | 1.40%             | 2033-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| SAN DIEGO CNTY CALIF REGL ARPT AUTH                              | CA SDGAPT 5.25 07/01/2043                           | CUSIP: 79739GTA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    850000 | PA      | $931655.85    | 1.13%             | 2043-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)      | CA CASGEN 5 10/01/2035                              | CUSIP: 13080S2X1<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1137130.70   | 1.38%             | 2035-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA UNIFIED SCHOOL DISTRICT (CA)                   | CA WCCSCD 5 08/01/2033                              | CUSIP: 9523476W7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    255000 | PA      | $295974.27    | 0.36%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SUTTER BUTTE FLOOD AGY CALIF                                     | CA STRWTR 5 10/01/2033                              | CUSIP: 869398CB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $573240.30    | 0.70%             | 2033-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 5 05/15/2037                              | CUSIP: 13049YBF7<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1032114.00   | 1.25%             | 2037-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY (CA)            | CA CASMED 5 12/01/2036                              | CUSIP: 13032UT73<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1089216.50   | 1.32%             | 2036-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MUNICIPAL IMPROVEMENT CORP OF LOS ANGELES (CA)                   | CA LOSGEN 4 11/01/2035                              | CUSIP: 544587H50<br>LEI: 549300ZJ0YLTZNSR8F57 | Long             | DBT              | MUN               | US        |    775000 | PA      | $773276.87    | 0.94%             | 2035-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CALIF UNI SCH DIST                             | CA WCC 5 08/01/2039                                 | CUSIP: 95234AAM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $680081.64    | 0.83%             | 2039-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SANTA FE SPRINGS CALIF PUB FING AUTH                             | CA SFSGEN 5 06/01/2027                              | CUSIP: 80218FAB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $718311.23    | 0.87%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALAMEDA CORRIDOR TRANSPORTATION AUTHORITY (CA)                   | CA ALATRN 3 10/01/2034                              | CUSIP: 010869HC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $244091.05    | 0.30%             | 2034-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ROMOLAND SCH DIST CALIF                                          | CA ROMMEL 5 09/01/2046                              | CUSIP: 776192VN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    370000 | PA      | $378905.53    | 0.46%             | 2046-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 2.5 09/01/2034                            | CUSIP: 13048VRE0<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    825000 | PA      | $736686.97    | 0.89%             | 2034-09-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY (CA)            | CA CASMED 5 12/01/2039                              | CUSIP: 13032UU22<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    250000 | PA      | $267662.03    | 0.32%             | 2039-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS                         | DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS SH BEN INT | CUSIP: 262006208<br>LEI: 549300F7IDB6WRO7VJ11 | Long             | STIV             | RF                | US        |     27618 | NS      | $27618.26     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 3 02/01/2033                              | CUSIP: 13048TZK2<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    270000 | PA      | $268624.57    | 0.33%             | 2033-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL DE ANZA COMMUNITY COLLEGE DISTRICT (CA)                 | CA FOOHGR 4 08/01/2040                              | CUSIP: 345102MW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $991329.70    | 1.20%             | 2040-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO, COMMONWEALTH OF                                     | PR PRC 5.62 07/01/2029                              | CUSIP: 74514L3H8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $526261.50    | 0.64%             | 2029-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| SAN MATEO UNION HIGH SCHOOL DISTRICT (CA)                        | CA SMTSCD 4 09/01/2034                              | CUSIP: 799017XF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    455000 | PA      | $473395.88    | 0.57%             | 2034-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BAY AREA TOLL AUTH CALIF                                         | CA BAYTRN 04/01/2059                                | CUSIP: 072024C75<br>LEI: 5493001FUZGUQMIP5D78 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.21%             | 2059-04-01      | Variable      | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)      | CA CASGEN 5 03/01/2028                              | CUSIP: 13080SJE5<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1200000 | PA      | $1201303.56   | 1.46%             | 2028-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO COUNTY SANITATION DISTRICT FINANCING AUTHORITY (CA)   | CA SACUTL 3 12/01/2034                              | CUSIP: 786134WX0<br>LEI: 549300MSDPX3EYMUYV38 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1487263.65   | 1.81%             | 2034-12-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY AND COUNTY AIRPORT COMMISSION (CA)            | CA SFRDEV 5 08/01/2040                              | CUSIP: 79770GKT2<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |    190000 | PA      | $215212.39    | 0.26%             | 2040-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOSE (CA), CITY OF                                           | CA SJSAPT 4 03/01/2034                              | CUSIP: 798136XE2<br>LEI: 549300QHIHSH68W22O38 | Long             | DBT              | MUN               | US        |    500000 | PA      | $508771.90    | 0.62%             | 2034-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASMFH 01/01/2056                                | CUSIP: 130483KP4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $999627.30    | 1.21%             | 2056-01-01      | Variable      | 2.95%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA (CA), STATE OF                                        | CA CAS 5 04/01/2033                                 | CUSIP: 13063DNJ3<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1065519.70   | 1.29%             | 2033-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST PUB WKS BRD                                        | CA CASFAC 5 09/01/2035                              | CUSIP: 13068XST7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1750000 | PA      | $2035684.18   | 2.47%             | 2035-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY AND COUNTY AIRPORT COMMISSION (CA)            | CA SFOAPT 5 05/01/2036                              | CUSIP: 79766DTQ2<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |   1220000 | PA      | $1304896.26   | 1.58%             | 2036-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SANTA ROSA (CA), CITY OF                                         | CA SRSUTL 0 09/01/2031                              | CUSIP: 802649LY7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $429181.45    | 0.52%             | 2031-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BEVERLY HILLS UNIFIED SCHOOL DISTRICT (CA)                       | CA BEVSCD 0 08/01/2037                              | CUSIP: 088023LB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    580000 | PA      | $373000.90    | 0.45%             | 2037-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BOARD OF REGENTS OF THE TEXAS A&M UNIVERSITY SYSTEM (TX)         | TX TAMHGR 3 05/15/2037                              | CUSIP: 88213ARC1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $931157.20    | 1.13%             | 2037-05-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)      | CA CASGEN 5 03/01/2035                              | CUSIP: 13080SJL9<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500370.45    | 0.61%             | 2035-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CATHEDRAL CITY SUCCESSOR AGENCY TO THE REDEVELOPMENT AGENCY (CA) | CA CATDEV 4 08/01/2032                              | CUSIP: 14916YCS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $145860.74    | 0.18%             | 2032-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 12/01/2055                                | CUSIP: 13013JHD1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1047838.40   | 1.27%             | 2055-12-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 10/01/2054                                | CUSIP: 13013JDD5<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    990000 | PA      | $1080793.89   | 1.31%             | 2054-10-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 04/01/2056                                | CUSIP: 13013JHL3<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    750000 | PA      | $745309.88    | 0.90%             | 2056-04-01      | Floating      | 3.90%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 3.5 12/31/2035                            | CUSIP: 13048VBZ0<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $960299.40    | 1.17%             | 2035-12-31      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES (CA), CITY OF                                        | CA LOSUTL 5 06/01/2034                              | CUSIP: 53945CMN7<br>LEI: 549300E7TO710PTXPJ65 | Long             | DBT              | MUN               | US        |    500000 | PA      | $588222.20    | 0.71%             | 2034-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY (CA)            | CA CASMED 5 11/15/2038                              | CUSIP: 13032U4T2<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1121130.70   | 1.36%             | 2038-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BAKERSFIELD CITY SCHOOL DISTRICT (CA)                            | CA BAKSCD 0 05/01/2037                              | CUSIP: 057507HW8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1210000 | PA      | $991131.45    | 1.20%             | 2037-05-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPECIAL PURPOSE SECURITIZATION CORP                | VI MFCFAC 5 10/01/2030                              | CUSIP: 57665NAE5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $412466.28    | 0.50%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PERRIS CALIF UN HIGH SCH DIST FING AUTH                          | CA PUHGEN 5 09/01/2032                              | CUSIP: 71440RAG4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    650000 | PA      | $727296.70    | 0.88%             | 2032-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL EASTERN TRANSPORTATION CORRIDOR AGENCY (CA)             | CA FOOTRN 5.5 01/15/2031                            | CUSIP: 345105HJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $564694.70    | 0.69%             | 2031-01-15      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK                      | CA CASDEV 3.25 06/01/2033                           | CUSIP: 13034SAL5<br>LEI: 549300C1OG9RDIM8ET06 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1494525.15   | 1.81%             | 2033-06-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK UNIFIED ELEMENTARY SCHOOL DISTRICT (CA)                | CA ALUSCD 5 08/01/2037                              | CUSIP: 022168TM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $488529.89    | 0.59%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY (CA)                      | CA CASFIN 3 07/01/2028                              | CUSIP: 13048T4A8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $493124.85    | 0.60%             | 2028-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| SOUTH SAN FRANCISCO CALIF                                        | CA SSFDEV 5 09/01/2040                              | CUSIP: 840000BA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $393032.89    | 0.48%             | 2040-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA (CA), STATE OF                                        | CA CAS 5 08/01/2037                                 | CUSIP: 13063EDK9<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |    500000 | PA      | $567489.75    | 0.69%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEWPORT BEACH CALIF                                              | CA NPBGEN 4.12 09/02/2038                           | CUSIP: 651784UT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    615000 | PA      | $622293.16    | 0.76%             | 2038-09-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 10/01/2056                                | CUSIP: 13013JHG4<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1607330.10   | 1.95%             | 2056-10-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CALIF                                                 | CA LONAPT 5 06/01/2032                              | CUSIP: 542403DF4<br>LEI: 549300XH3OUOL3JO1O51 | Long             | DBT              | MUN               | US        |    200000 | PA      | $228793.10    | 0.28%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CALIF LOGISTICS ARPT AUTH                               | CA STNAPT 5 12/01/2033                              | CUSIP: 842472EE8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $431851.69    | 0.52%             | 2033-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CITY DEPARTEMENT OF WATER AND POWER (CA)             | CA LOSUTL 5 07/01/2033                              | CUSIP: 544525R75<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1117279.70   | 1.36%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 01/01/2054                                | CUSIP: 13013JCM6<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2116115.00   | 2.57%             | 2054-01-01      | Variable      | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 5.25 02/01/2036                           | CUSIP: 13013JHW9<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2153828.00   | 2.62%             | 2036-02-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY (CA)             | CA CCEDEV 02/01/2055                                | CUSIP: 13013JFR2<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1061813.90   | 1.29%             | 2055-02-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY (CA)      | CA CASDEV 5 09/02/2034                              | CUSIP: 13078YQE8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    475000 | PA      | $491752.97    | 0.60%             | 2034-09-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY COLLEGE FINANCING (CA)                      | CA CASHGR 5 05/01/2038                              | CUSIP: 13012RAT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $408147.68    | 0.50%             | 2038-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-22

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ