# EDGAR Filing Document

**Accession Number:** 0001736946
**File Stem:** 0001736946-23-000004
**Filing Date:** 2023-1
**Character Count:** 17861
**Document Hash:** 24021b5d30fde7fe7af762651daf546e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001736946-23-000004.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001736946-23-000004

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**EFFECTIVENESS DATE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Arlo Technologies, Inc.
- **CENTRAL INDEX KEY:** 0001736946
- **STANDARD INDUSTRIAL CLASSIFICATION:** HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
- **IRS NUMBER:** 384061754
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-269327
- **FILM NUMBER:** 23540984

**BUSINESS ADDRESS:**
- **STREET 1:** 2200 FARADAY AVE.
- **STREET 2:** SUITE 150
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008
- **BUSINESS PHONE:** (408) 890-3900

**MAIL ADDRESS:**
- **STREET 1:** 2200 FARADAY AVE.
- **STREET 2:** SUITE 150
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008

**As filed with the Securities and Exchange Commission on January 20, 2023** 

**Registration No. 333-** 

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

 

**FORM S-8** 

**REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933** 

 

**ARLO TECHNOLOGIES, INC.** 

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **Delaware** | **38-4061754** |
| (State or other jurisdiction of <br>incorporation or organization) | (State or other jurisdiction of <br>incorporation or organization) | (I.R.S. Employer <br>Identification No.) |
| **2200 Faraday Ave., Suite #150** | **2200 Faraday Ave., Suite #150** | |
| **Carlsbad,** | **California** | **92008** |
| (Address of Principal Executive Offices) | (Address of Principal Executive Offices) | (Zip Code) |

---

**Arlo Technologies, Inc. 2018 Equity Incentive Plan** 

**Arlo Technologies, Inc. 2018 Employee Stock Purchase Plan** 

(Full titles of the plans)

**Matthew McRae** 

**Chief Executive Officer** 

**2200 Faraday Ave., Suite #150**

**Carlsbad, California 92008** 

**(408) 890-3900** 

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

***Copies to:***

**Thomas A. Coll** 

**Edmond J. Lay**

**Cooley LLP** 

**4401 Eastgate Mall** 

**San Diego, CA 92121** 

**(858) 550-6000** 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.

---

| | | | |
|:---|:---|:---|:---|
| Large Accelerated filer | ☐ | Accelerated filer | ☒ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ |
| | | Emerging growth company | ☒ |

---

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

------

**REGISTRATION OF ADDITIONAL SECURITIES**

This Registration Statement is being filed for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement of Arlo Technologies, Inc. (the "Registrant") on Form S-8 relating to the same employee benefit plans is effective.

**INCORPORATION OF DOCUMENTS BY REFERENCE** 

The Registrant previously registered shares of its Common Stock, $0.001 par value per share, for issuance under the Arlo Technologies, Inc. 2018 Equity Incentive Plan, as amended, and the Arlo Technologies, Inc. 2018

Employee Stock Purchase Plan under Registration Statements on Form S-8 filed with the Securities and Exchange Commission on <u>[August](http://www.sec.gov/Archives/edgar/data/1736946/000119312518238153/d582211ds8.htm)[3, 2018](http://www.sec.gov/Archives/edgar/data/1736946/000119312518238153/d582211ds8.htm)</u> (File No. 333-226576), on <u>[January 23, 2019](http://www.sec.gov/Archives/edgar/data/1736946/000119312519014802/d655094ds8.htm)</u> (File No. 333-229335), on <u>[March 3, 2020](http://www.sec.gov/Archives/edgar/data/1736946/000119312520060462/d872625ds8.htm)</u> (File No. 333-236864), and on <u>[March 3, 2021](http://www.sec.gov/Archives/edgar/data/1736946/000119312521067626/d333944ds8.htm)</u> (File No. 333-253833), <u>[August 20, 2021](https://www.sec.gov/Archives/edgar/data/1736946/000173694621000047/arlo-sx820212.htm)</u> (File No. 333-258972), <u>[January 21, 2022](https://www.sec.gov/Archives/edgar/data/1736946/000119312522014781/d295979ds8.htm)</u> (File No. 333-262275), <u>[August](https://www.sec.gov/Archives/edgar/data/1736946/000173694622000042/arlo-aug 2022sx8.htm)[15, 2022](https://www.sec.gov/Archives/edgar/data/1736946/000173694622000042/arlo-aug 2022sx8.htm)</u>(File No. 333-266871), and <u>[September 6, 2022](https://www.sec.gov/Archives/edgar/data/1736946/000173694622000048/arlo-sept2022sx8.htm)</u> (File No. 333-267292). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Registration Statements referenced above.

**ITEM 8.&nbsp;&nbsp;&nbsp;&nbsp;Exhibits.** 

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | | **Incorporated by Reference** | **Incorporated by Reference** | **Incorporated by Reference** | |
|<br>**Exhibit**<br>**Number** |<br>**Description** | **Form** | **Number** | **Filing Date** |<br>**Filed Herewith** |
| 4.1 | <u>[Amended and Restated Certificate of Incorporation of the Registrant.](http://www.sec.gov/Archives/edgar/data/1736946/000119312518241205/d562019dex31.htm)</u> | 8-K | 3.1 | August 7, 2018 |  |
| 4.2 | <u>[Amended and Restated Bylaws of the Registrant.](http://www.sec.gov/Archives/edgar/data/1736946/000119312518241205/d562019dex32.htm)</u> | 8-K | 3.2 | August 7, 2018 |  |
| 4.3 | <u>[Form of Common Stock Certificate of the Registrant.](http://www.sec.gov/Archives/edgar/data/1736946/000119312518223067/d463504dex41.htm)</u> | S-1/A | 4.1 | July 23, 2018 |  |
| 5.1 | <u>[Opinion of Cooley LLP.](arlos-8x20230120xex51.htm)</u> |  |  |  | X |
| 23.1 | <u>[Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm.](arlos-8x20230120xex231.htm)</u> |  |  |  | X |
| 23.2 | <u>[Consent of Cooley LLP. Reference is made to Exhibit 5.1.](arlos-8x20230120xex51.htm)</u> |  |  |  | X |
| 24.1 | <u>[Power of Attorney. Reference is made to the signature page hereto.](#i534c455f8fc24757bf9758dfaa7c4c27_4)</u> |  |  |  | X |
| 99.1 | <u>[Arlo Technologies, Inc. 2018 Equity Incentive Plan, as amended.](https://www.sec.gov/Archives/edgar/data/1736946/000119312522231365/d397227dex102.htm)</u> | 8-K | 10.2 | August 26, 2022 |  |
| 99.2 | <u>[Arlo Technologies, Inc. 2018 Employee Stock Purchase Plan.](https://www.sec.gov/Archives/edgar/data/1736946/000173694619000010/arlo-ex101420181231x10k.htm)</u> | 10-K | 10.14 | February 22, 2019 |  |
| 107 | <u>[Filing Fee Table](arlos-8x20230120xex107.htm)</u> |  |  |  | X |

---

------

**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Carlsbad, State of California, on January 20, 2023.

---

| | |
|:---|:---|
| **ARLO TECHNOLOGIES, INC.** | **ARLO TECHNOLOGIES, INC.** |
| By: | /s/ MATTHEW MCRAE |
|  | Matthew McRae |
|  | Chief Executive Officer |

---

------

**POWER OF ATTORNEY** 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Matthew McRae and Kurtis Binder, and each of them, as his or her true and lawful attorneys-in-fact and agents, each with the full power of substitution, for him or her and in his or her name, place or stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

---

| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| /s/ MATTHEW MCRAE | Chief Executive Officer and Member of the Board of Directors | January 20, 2023 |
| Matthew McRae | *(Principal Executive Officer)* |  |
| /s/ KURTIS BINDER | Chief Financial Officer | January 20, 2023 |
| Kurtis Binder | *(Principal Financial and Accounting Officer)* |  |
| /s/ RALPH E. FAISON | Chairman of the Board of Directors | January 20, 2023 |
| Ralph E. Faison |  |  |
| /s/ PRASHANT AGGARWAL | Member of the Board of Directors | January 20, 2023 |
| Prashant Aggarwal |  |  |
| /s/ JOCELYN E. CARTER-MILLER | Member of the Board of Directors | January 20, 2023 |
| Jocelyn E. Carter-Miller |  |  |
| /s/ CATRIONA FALLON  | Member of the Board of Directors | January 20, 2023 |
| Catriona Fallon |  |  |
| /s/ AMY ROTHSTEIN | Member of the Board of Directors | January 20, 2023 |
| Amy Rothstein |  |  |
| /s/ GRADY K. SUMMERS | Member of the Board of Directors | January 20, 2023 |
| Grady K. Summers |  |  |

---

## Ex-Filing

**Exhibit 107**

**Calculation of Filing Fee Tables**

**Form S-8**

(Form Type)

**Arlo Technologies, Inc.**

(Exact Name of Registrant as Specified in its Charter)

<u>Table 1: Newly Registered Securities</u>

---

| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Security<br>Type** | **Security<br>Class<br>Title** | **Fee<br>Calculation<br>Rule** | **Amount**<br>**Registered**<sup>(1)</sup> | **Proposed**<br>**Maximum**<br>**Offering**<br>**Price Per**<br>**Unit**<sup>(2)</sup> | **Maximum**<br>**Aggregate**<br>**Offering**<br>**Price**<sup>(2)</sup> | **Fee<br>Rate** | **Amount of<br>Registration<br>Fee** |
| Equity | **2018 Equity Incentive Plan**<br>Common Stock, $0.001 par value per share | Rule 457(c) and Rule 457(h) | 3555258<sup>(3)</sup> | $3.80 | $13509980.40 | 0.0001102 | $1488.80 |
| Equity | **2018 Employee Stock Purchase Plan**<br>Common Stock, $0.001 par value per share | Rule 457(c) and Rule 457(h) | 888814<sup>(4)</sup> | $3.80 | $3377493.20 | 0.0001102 | $372.20 |
| Total Offering Amounts | Total Offering Amounts | Total Offering Amounts | Total Offering Amounts |  | $16887473.60 |  | $1861.00 |
| Total Fee Offsets | Total Fee Offsets | Total Fee Offsets | Total Fee Offsets |  |  |  | $0.00 |
| Net Fee Due | Net Fee Due | Net Fee Due | Net Fee Due |  |  |  | $1861.00 |

---

(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement on Form S-8 shall also cover any additional shares of the Common Stock ("Common Stock") of Arlo Technologies, Inc. (the "Registrant") that become issuable under the Arlo Technologies, Inc. 2018 Equity Incentive Plan, as amended (the "2018 EIP"), or the Arlo Technologies, Inc. 2018 Employee Stock Purchase Plan (the "2018 ESPP") by reason of any stock dividend, stock split, recapitalization or other similar transaction.<br>

(2) This estimate is made pursuant to Rule 457(c) and Rule 457(h)(1) of the Securities Act solely for purposes of calculating the registration fee. The price per share and aggregate offering price are based upon the average of the high and low prices of the Common Stock on January 12, 2023, as reported on the New York Stock Exchange.<br>

(3) Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the 2018 EIP on January 1, 2023 pursuant to an "evergreen" provision contained in the 2018 EIP. Pursuant to such provision, on January 1 of each year commencing in 2019, the number of shares authorized for issuance under the 2018 EIP is automatically increased by: (a) a number equal to 4% of the total number of shares of Common Stock outstanding on December 31 of the preceding calendar year; or (b) a number determined by the Registrant's board of directors that is less than the amount set forth in the foregoing clause (a).<br>

(4) Represents shares of Common Stock that were automatically added to the shares authorized for issuance under the 2018 ESPP on January 1, 2023 pursuant to an "evergreen" provision contained in the 2018 ESPP. Pursuant to such provision, on January 1 of each year commencing in 2019, the number of shares authorized for issuance under the 2018 ESPP is automatically increased by a number equal to the least of: (a) 1% of the total number of shares of Common Stock outstanding on December 31 of the preceding calendar year; (b) 1,000,000 shares of Common Stock; or (c) a number determined by the Registrant's board of directors that is less than the amounts set forth in the foregoing clauses (a) and (b).

## Exhibit 5.1

**Exhibit 5.1**

![imagea.jpg](imagea.jpg)

Thomas A. Coll

+1 858 550 6013

tcoll@cooley.com

January 20, 2023

Arlo Technologies, Inc.

2200 Faraday Ave., Suite #150

Carlsbad, California 92008

Ladies and Gentlemen:

You have requested our opinion, as counsel to Arlo Technologies, Inc., a Delaware corporation (the "***Company***"), in connection with the filing by the Company of a Registration Statement on Form S-8 (the "***Registration Statement***") with the Securities and Exchange Commission (the "Commission") covering the offering of up to 4,444,072 shares (the "***Shares***") of the Company's Common Stock, par value $0.001 per share, ("Common Stock"), including (i) 3,555,258 shares of Common Stock issuable pursuant to the Company's 2018 Equity Incentive Plan (the "***Incentive Plan***") and (ii) 888,814 shares of Common Stock issuable pursuant to the Company's 2018 Employee Stock Purchase Plan (together with the Incentive Plan, the "***Plans***").

In connection with this opinion, we have examined and relied upon the Registration Statement and related prospectuses, the Plans, the Company's certificate of incorporation and bylaws, each as currently in effect, and originals or copies certified to our satisfaction of such records, documents, certificates, memoranda and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below. We have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to originals of all documents submitted to us as copies, the accuracy, completeness and authenticity of certificates of public officials, and the due authorization, execution and delivery of all documents by all persons other than the Company where authorization, execution and delivery are prerequisites to the effectiveness of such documents. As to certain factual matters, we have relied upon a certificate of an officer of the Company and have not independently verified such matters.

Our opinion is expressed only with respect to the General Corporation Law of the State of Delaware. We express no opinion to the extent that any other laws are applicable to the subject matter hereof and express no opinion and provide no assurance as to compliance with any federal or state securities law, rule or regulation.

On the basis of the foregoing, and in reliance thereon, we are of the opinion that the Shares, when sold and issued in accordance with the Plans, the Registration Statement and related prospectuses, will be validly issued, fully paid and nonassessable (except as to Shares issued pursuant to certain deferred payment arrangements, which will be fully paid and nonassessable when such deferred payments are made in full).

10265 SCIENCE CENTER DRIVE, SAN DIEGO, CA 92121 T: (858) 550-6000 F: (858) 550-6420 WWW.COOLEY.COM

------

**Exhibit 5.1**

![imagea.jpg](imagea.jpg)

Arlo Technologies, Inc.

January 20, 2023

Page Two

We consent to the filing of this opinion as an exhibit to the Registration Statement. In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amended, or the rules and regulations of the Commission thereunder.

Sincerely,

Cooley LLP

By: <u>/s/ Thomas A. Coll&nbsp;&nbsp;&nbsp;&nbsp;</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Thomas A. Coll

10265 SCIENCE CENTER DRIVE, SAN DIEGO, CA 92121 T: (858) 550-6000 F: (858) 550-6420 WWW.COOLEY.COM

## Exhibit 23.1

**Exhibit 23.1**

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of Arlo Technologies, Inc. of our report dated March 2, 2022 relating to the financial statements, which appears in Arlo Technologies, Inc.'s Annual Report on Form 10-K for the year ended December 31, 2021.

/s/ PricewaterhouseCoopers LLP<br>San Jose, California<br>January 20, 2023

<br>