# EDGAR Filing Document

**Accession Number:** 0000021175
**File Stem:** 0000021175-23-000010
**Filing Date:** 2023-2
**Character Count:** 12579
**Document Hash:** c0eaf8ef5b750715f72e0cefc38a932b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000021175-23-000010.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0000021175-23-000010

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CNA FINANCIAL CORP
- **CENTRAL INDEX KEY:** 0000021175
- **STANDARD INDUSTRIAL CLASSIFICATION:** FIRE, MARINE & CASUALTY INSURANCE [6331]
- **IRS NUMBER:** 366169860
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-00346
- **FILM NUMBER:** 23612005

**BUSINESS ADDRESS:**
- **STREET 1:** CNA
- **STREET 2:** 151 N. FRANKLIN
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3128225000

**MAIL ADDRESS:**
- **STREET 1:** CNA
- **STREET 2:** 151 N. FRANKLIN
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CNA FINANCIAL CORP<br>**Address:** CNA<br>151 N. FRANKLIN<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-00346

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Amy Smith<br>**Title:** Senior Vice President and Chief Accounting Officer<br>**Phone:** 312-822-5149

**Signature, Place, and Date of Signing:**

Amy Smith  Chicago, IL  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 77

**Form 13F Information Table Value Total:** $164311574

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                         | Form 13F File Number   |
|:---|:---|:---|
|  | Loews Corporation            | 28-217                 |
|  | The Continental Corporation  | 28-172                 |
|  | Continental Casualty Company | 28-387                 |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 | BBG003P7K0B5 | 9696600 | 60000 | SH |  | DFND | 123 | 0 | 60000 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | BBG000C2V541 | 4115375 | 27500 | SH |  | DFND | 123 | 0 | 27500 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 | BBG000BC4LR0 | 14334090 | 46500 | SH |  | DFND | 123 | 0 | 46500 | 0 |
| AMERICOLD RLTY TR | COM | 03064D108 | BBG000QF08N4 | 219601 | 7757 | SH |  | DFND | 123 | 0 | 7757 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 | BBG011Y7QJ21 | 6060050 | 95000 | SH |  | DFND | 123 | 0 | 95000 | 0 |
| ASGN INC | COM | 00191U102 | BBG000CRNBZ8 | 922028 | 11316 | SH |  | DFND | 123 | 0 | 11316 | 0 |
| ASPEN TECHNOLOGY INC | COM | 29109X106 | BBG017J1C4B6 | 431751 | 2102 | SH |  | DFND | 123 | 0 | 2102 | 0 |
| AVIENT CORPORATION | COM | 05368V106 | BBG000C8NKJ8 | 517710 | 15335 | SH |  | DFND | 123 | 0 | 15335 | 0 |
| AXONICS INC | COM | 05465P101 | BBG00M69MLK2 | 397441 | 6356 | SH |  | DFND | 123 | 0 | 6356 | 0 |
| THE BEAUTY HEALTH COMPANY | COM CL A | 88331L108 | BBG00Y925CS9 | 232860 | 25589 | SH |  | DFND | 123 | 0 | 25589 | 0 |
| BERRY GLOBAL GROUP INC | COM | 08579W103 | BBG002S8JL91 | 11481700 | 190000 | SH |  | DFND | 123 | 0 | 190000 | 0 |
| BRIGHT HORIZONS FAM SOL IN D | COM | 109194100 | BBG003LFWP41 | 283256 | 4489 | SH |  | DFND | 123 | 0 | 4489 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG000DQLWT2 | 12231500 | 170000 | SH |  | DFND | 123 | 0 | 170000 | 0 |
| BRP GROUP INC | COM CL A | 05589G102 | BBG00QDCHFR0 | 537895 | 21396 | SH |  | DFND | 123 | 0 | 21396 | 0 |
| CERIDIAN HCM HLDG INC | COM | 15677J108 | BBG00KG0HRN4 | 433269 | 6754 | SH |  | DFND | 123 | 0 | 6754 | 0 |
| CHART INDS INC | COM | 16115Q308 | BBG000P1K5N0 | 732287 | 6355 | SH |  | DFND | 123 | 0 | 6355 | 0 |
| CHEESECAKE FACTORY INC | COM | 163072101 | BBG000CSC8K1 | 343641 | 10837 | SH |  | DFND | 123 | 0 | 10837 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | BBG000C3HT52 | 8997600 | 60000 | SH |  | DFND | 123 | 0 | 60000 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 | BBG00P1LNSR0 | 204864 | 24564 | SH |  | DFND | 123 | 0 | 24564 | 0 |
| CLEARWATER ANALYTICS HLDGS I | CL A | 185123106 | BBG012FFPZ72 | 290156 | 15475 | SH |  | DFND | 123 | 0 | 15475 | 0 |
| COGNEX CORP | COM | 192422103 | BBG000BPC6F8 | 430915 | 9147 | SH |  | DFND | 123 | 0 | 9147 | 0 |
| DEXCOM INC | COM | 252131107 | BBG000QTFGV1 | 686121 | 6059 | SH |  | DFND | 123 | 0 | 6059 | 0 |
| DRIVEN BRANDS HLDGS INC | COM | 26210V102 | BBG00YN8NCY3 | 470060 | 17212 | SH |  | DFND | 123 | 0 | 17212 | 0 |
| DUN  BRADSTREET HLDGS INC | COM | 26484T106 | BBG00VCZXB36 | 6130000 | 500000 | SH |  | DFND | 123 | 0 | 500000 | 0 |
| E2OPEN PARENT HOLDINGS INC | COM CL A | 29788T103 | BBG00S91HBM9 | 359361 | 61220 | SH |  | DFND | 123 | 0 | 61220 | 0 |
| ENDAVA PLC | ADS | 29260V105 | BBG00LBLBBN2 | 433755 | 5670 | SH |  | DFND | 123 | 0 | 5670 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | BBG000BR31S1 | 18090000 | 750000 | SH |  | DFND | 123 | 0 | 750000 | 0 |
| EUROPEAN WAX CTR INC | CLASS A COM | 29882P106 | BBG011RWTZF1 | 274062 | 22013 | SH |  | DFND | 123 | 0 | 22013 | 0 |
| FIRST ADVANTAGE CORP NEW | COM | 31846B108 | BBG011J0CVM9 | 375128 | 28856 | SH |  | DFND | 123 | 0 | 28856 | 0 |
| FLOOR  DECOR HLDGS INC | CL A | 339750101 | BBG007HS9B19 | 660371 | 9484 | SH |  | DFND | 123 | 0 | 9484 | 0 |
| GARTNER INC | COM | 366651107 | BBG000BB6764 | 1849106 | 5501 | SH |  | DFND | 123 | 0 | 5501 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 | BBG000BK6PH2 | 5865300 | 70000 | SH |  | DFND | 123 | 0 | 70000 | 0 |
| GRID DYNAMICS HLDGS INC | CL A | 39813G109 | BBG00MDLZNN6 | 237303 | 21150 | SH |  | DFND | 123 | 0 | 21150 | 0 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 | BBG0021RGSV1 | 509989 | 8152 | SH |  | DFND | 123 | 0 | 8152 | 0 |
| HCA HEALTHCARE INC | COM | 40412C101 | BBG000QW7X64 | 15597400 | 65000 | SH |  | DFND | 123 | 0 | 65000 | 0 |
| HEALTHEQUITY INC | COM | 42226A107 | BBG006MJJRM6 | 317323 | 5148 | SH |  | DFND | 123 | 0 | 5148 | 0 |
| HILLMAN SOLUTIONS CORP | COM | 431636109 | BBG00YC6Q2B3 | 144611 | 20057 | SH |  | DFND | 123 | 0 | 20057 | 0 |
| HOLLEY INC | COM | 43538H103 | BBG00Y7B7R24 | 76314 | 35997 | SH |  | DFND | 123 | 0 | 35997 | 0 |
| HOULIHAN LOKEY INC | CL A | 441593100 | BBG009L72FL2 | 340098 | 3902 | SH |  | DFND | 123 | 0 | 3902 | 0 |
| ICON PLC | SHS | G4705A100 | BBG000CTV9K6 | 993978 | 5117 | SH |  | DFND | 123 | 0 | 5117 | 0 |
| IDEXX LABS INC | COM | 45168D104 | BBG000BLS2X9 | 351662 | 862 | SH |  | DFND | 123 | 0 | 862 | 0 |
| INARI MED INC | COM | 45332Y109 | BBG00RVG46Y5 | 399665 | 6288 | SH |  | DFND | 123 | 0 | 6288 | 0 |
| INGREDION INC | COM | 457187102 | BBG000BXQ1T2 | 10282650 | 105000 | SH |  | DFND | 123 | 0 | 105000 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 | BBG00KK0J207 | 476809 | 1893 | SH |  | DFND | 123 | 0 | 1893 | 0 |
| INSTALLED BLDG PRODS INC | COM | 45780R101 | BBG005TJKF45 | 812087 | 9487 | SH |  | DFND | 123 | 0 | 9487 | 0 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | BBG0059KNK59 | 4927000 | 100000 | SH |  | DFND | 123 | 0 | 100000 | 0 |
| JAMF HLDG CORP | COM | 47074L105 | BBG00VSYYYS4 | 241393 | 11333 | SH |  | DFND | 123 | 0 | 11333 | 0 |
| JANUS INTERNATIONAL GROUP IN | COMMON STOCK | 47103N106 | BBG010FXGH31 | 415529 | 43648 | SH |  | DFND | 123 | 0 | 43648 | 0 |
| JOHN BEAN TECHNOLOGIES CORP | COM | 477839104 | BBG000VLBDN2 | 331345 | 3628 | SH |  | DFND | 123 | 0 | 3628 | 0 |
| KINSALE CAP GROUP INC | COM | 49714P108 | BBG00D9MSYL5 | 1058110 | 4046 | SH |  | DFND | 123 | 0 | 4046 | 0 |
| KRATOS DEFENSE  SEC SOLUTIO | COM NEW | 50077B207 | BBG000C1HZZ9 | 231034 | 22387 | SH |  | DFND | 123 | 0 | 22387 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 | BBG00BFHDG92 | 481289 | 8051 | SH |  | DFND | 123 | 0 | 8051 | 0 |
| MADISON SQUARE GRDN SPRT COR | CL A | 55825T103 | BBG007FG0FP1 | 258679 | 1411 | SH |  | DFND | 123 | 0 | 1411 | 0 |
| MERCURY SYS INC | COM | 589378108 | BBG000BX5Q47 | 413084 | 9233 | SH |  | DFND | 123 | 0 | 9233 | 0 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | BBG000BZCP64 | 413399 | 286 | SH |  | DFND | 123 | 0 | 286 | 0 |
| NEOGEN CORP | COM | 640491106 | BBG000C1BPB3 | 212839 | 13975 | SH |  | DFND | 123 | 0 | 13975 | 0 |
| ORACLE CORP | COM | 68389X105 | BBG000BQLY10 | 3269600 | 40000 | SH |  | DFND | 123 | 0 | 40000 | 0 |
| PAR TECHNOLOGY CORP | COM | 698884103 | BBG000BRPC76 | 243807 | 9352 | SH |  | DFND | 123 | 0 | 9352 | 0 |
| PLANET FITNESS INC | CL A | 72703H101 | BBG009H04M71 | 528118 | 6702 | SH |  | DFND | 123 | 0 | 6702 | 0 |
| RBC BEARINGS INC | COM | 75524B104 | BBG000GMGPK8 | 402999 | 1925 | SH |  | DFND | 123 | 0 | 1925 | 0 |
| RED ROCK RESORTS INC | CL A | 75700L108 | BBG00B6G80S4 | 783036 | 19571 | SH |  | DFND | 123 | 0 | 19571 | 0 |
| REPAY HLDGS CORP | COM CL A | 76029L100 | BBG00LFVTBZ4 | 237362 | 29486 | SH |  | DFND | 123 | 0 | 29486 | 0 |
| SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | BBG000D2MBW6 | 373653 | 1333 | SH |  | DFND | 123 | 0 | 1333 | 0 |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 82489W107 | BBG00YQ822F6 | 320044 | 12973 | SH |  | DFND | 123 | 0 | 12973 | 0 |
| SITEONE LANDSCAPE SUPPLY INC | COM | 82982L103 | BBG009T24F24 | 743457 | 6337 | SH |  | DFND | 123 | 0 | 6337 | 0 |
| SMARTSHEET INC | COM CL A | 83200N103 | BBG00KG3GLQ9 | 208608 | 5300 | SH |  | DFND | 123 | 0 | 5300 | 0 |
| SPROUT SOCIAL INC | COM CL A | 85209W109 | BBG00QPVQL56 | 269258 | 4769 | SH |  | DFND | 123 | 0 | 4769 | 0 |
| THE TRADE DESK INC | COM CL A | 88339J105 | BBG00DP4B146 | 314482 | 7015 | SH |  | DFND | 123 | 0 | 7015 | 0 |
| TRANSDIGM GROUP INC | COM | 893641100 | BBG000L8DFM6 | 528276 | 839 | SH |  | DFND | 123 | 0 | 839 | 0 |
| TREX CO INC | COM | 89531P105 | BBG000BTGM43 | 212962 | 5031 | SH |  | DFND | 123 | 0 | 5031 | 0 |
| UTZ BRANDS INC | COM CL A | 918090101 | BBG00MMND2N2 | 437926 | 27612 | SH |  | DFND | 123 | 0 | 27612 | 0 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | BBG00L2B8L01 | 726890 | 53213 | SH |  | DFND | 123 | 0 | 53213 | 0 |
| WASTE CONNECTIONS INC | COM | 94106B101 | BBG000FLJ2N6 | 380182 | 2868 | SH |  | DFND | 123 | 0 | 2868 | 0 |
| WESTERN DIGITAL CORP. | COM | 958102105 | BBG000BWNQ67 | 2524000 | 80000 | SH |  | DFND | 123 | 0 | 80000 | 0 |
| WEX INC | COM | 96208T104 | BBG000BVZRD6 | 337937 | 2065 | SH |  | DFND | 123 | 0 | 2065 | 0 |
| XPRESSPA GROUP INC | COM | 98420U703 | BBG000R26BM0 | 11384 | 31369 | SH |  | DFND | 123 | 0 | 31369 | 0 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 | BBG000CC8YY9 | 3846150 | 15000 | SH |  | DFND | 123 | 0 | 15000 | 0 |

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