# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016803
**Filing Date:** 2025-8
**Character Count:** 13706
**Document Hash:** 6dea5f045b7ba96059bbea255a834a6c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016803.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016803

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263245

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### SmartETFs Smart Transportation & Technology ETF (Series ID: S000065017)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000210495 | SmartETFs Smart Transportation & Technology ETF | MOTO            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmartETFs Smart Transportation & Technology ETF

- **b. EDGAR series identifier (if any):** S000065017

- **c. LEI of Series:** 549300V00BLH54GDJS35

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $7046315.78

**Total Liabilities:** $11095.51

**Net Assets:** $7035220.27

**Cash Not Reported:** $110770.64

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000210495 | 6.01%                | 10.46%               | 1.32%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $71288.38                | $342350.93                                 |
| Month 2  | $0.00                    | $702979.80                                 |
| Month 3  | $0.00                    | $71980.15                                  |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALPHABET INC-CL C              | COMMON STOCK | CUSIP: 02079K107<br>LEI: N/A | Long             | EC               | CORP              | US        |      1536 | NS      | $272471.04    | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPHENOL CORP-CL A             | COMMON STOCK | CUSIP: 032095101<br>LEI: N/A | Long             | EC               | CORP              | US        |      4152 | NS      | $410010.00    | 5.83%             |  |  |  | No            |                  1 | On Loan: No      |
| ANALOG DEVICES INC             | COMMON STOCK | CUSIP: 032654105<br>LEI: N/A | Long             | EC               | CORP              | US        |      1026 | NS      | $244208.52    | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                      | COMMON STOCK | CUSIP: G3265R107<br>LEI: N/A | Long             | EC               | CORP              | JE        |      1974 | NS      | $134666.28    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD CO LTD-H /HKD/             | COMMON STOCK | CUSIP: Y1023R104<br>LEI: N/A | Long             | EC               | CORP              | CN        |     18000 | NS      | $280893.51    | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTINENTAL AG /EUR/           | COMMON STOCK | CUSIP: D16212140<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1464 | NS      | $127775.99    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIMLER TRUCK HOLDING AG /EUR/ | COMMON STOCK | CUSIP: D1T3RZ100<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1093 | NS      | $51714.46     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| DANA INC                       | COMMON STOCK | CUSIP: 235825205<br>LEI: N/A | Long             | EC               | CORP              | US        |      9864 | NS      | $169167.60    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| DARLING INGREDIENTS INC        | COMMON STOCK | CUSIP: 237266101<br>LEI: N/A | Long             | EC               | CORP              | US        |      2976 | NS      | $112909.44    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| DENSO CORP /JPY/               | COMMON STOCK | CUSIP: J12075107<br>LEI: N/A | Long             | EC               | CORP              | JP        |     12000 | NS      | $162547.31    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| EATON CORP PLC                 | COMMON STOCK | CUSIP: G29183103<br>LEI: N/A | Long             | EC               | CORP              | IE        |       856 | NS      | $305583.44    | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/ | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    108000 | NS      | $219578.47    | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GENTHERM INC                   | COMMON STOCK | CUSIP: 37253A103<br>LEI: N/A | Long             | EC               | CORP              | US        |      3396 | NS      | $96072.84     | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| HEXAGON AB-B SHS /SEK/         | COMMON STOCK | CUSIP: W4R431112<br>LEI: N/A | Long             | EC               | CORP              | SE        |     17544 | NS      | $176442.18    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| INFINEON TECHNOLOGIES AG /EUR/ | COMMON STOCK | CUSIP: D35415104<br>LEI: N/A | Long             | EC               | CORP              | DE        |      5586 | NS      | $237617.56    | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON MATTHEY PLC /GBP/      | COMMON STOCK | CUSIP: G51604166<br>LEI: N/A | Long             | EC               | CORP              | GB        |      6978 | NS      | $166268.07    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| KIA CORP /KRW/                 | COMMON STOCK | CUSIP: Y47601102<br>LEI: N/A | Long             | EC               | CORP              | KR        |      3024 | NS      | $216549.11    | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LG CHEM LTD /KRW/              | COMMON STOCK | CUSIP: Y52758102<br>LEI: N/A | Long             | EC               | CORP              | KR        |       372 | NS      | $58143.90     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCEDES-BENZ GROUP AG /EUR/   | COMMON STOCK | CUSIP: D1668R123<br>LEI: N/A | Long             | EC               | CORP              | DE        |      2664 | NS      | $155916.90    | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| MOBILEYE GLOBAL INC-A          | COMMON STOCK | CUSIP: 60741F104<br>LEI: N/A | Long             | EC               | CORP              | US        |      5220 | NS      | $93855.60     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                    | COMMON STOCK | CUSIP: 67066G104<br>LEI: N/A | Long             | EC               | CORP              | US        |      2212 | NS      | $349473.88    | 4.97%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP SEMICONDUCTORS NV          | COMMON STOCK | CUSIP: N6596X109<br>LEI: N/A | Long             | EC               | CORP              | NL        |       936 | NS      | $204506.64    | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR               | COMMON STOCK | CUSIP: 682189105<br>LEI: N/A | Long             | EC               | CORP              | US        |      2520 | NS      | $132073.20    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| POWER INTEGRATIONS INC         | COMMON STOCK | CUSIP: 739276103<br>LEI: N/A | Long             | EC               | CORP              | US        |      2574 | NS      | $143886.60    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES INC            | COMMON STOCK | CUSIP: 74762E102<br>LEI: N/A | Long             | EC               | CORP              | US        |       932 | NS      | $352370.56    | 5.01%             |  |  |  | No            |                  1 | On Loan: No      |
| RENESAS ELECTRONICS CORP /JPY/ | COMMON STOCK | CUSIP: J4881V107<br>LEI: N/A | Long             | EC               | CORP              | JP        |     10900 | NS      | $135422.06    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| SAMSUNG SDI CO LTD /KRW/       | COMMON STOCK | CUSIP: Y74866107<br>LEI: N/A | Long             | EC               | CORP              | KR        |       500 | NS      | $63850.54     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| SENSATA TECHNOLOGIES HOLDING   | COMMON STOCK | CUSIP: G8060N102<br>LEI: N/A | Long             | EC               | CORP              | GB        |      4908 | NS      | $147779.88    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SIEMENS AG-REG /EUR/           | COMMON STOCK | CUSIP: D69671218<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1014 | NS      | $259948.08    | 3.69%             |  |  |  | No            |                  1 | On Loan: No      |
| SKYWORKS SOLUTIONS INC         | COMMON STOCK | CUSIP: 83088M102<br>LEI: N/A | Long             | EC               | CORP              | US        |      1626 | NS      | $121169.52    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |      1596 | NS      | $361478.04    | 5.14%             |  |  |  | No            |                  1 | On Loan: No      |
| TE CONNECTIVITY PLC            | COMMON STOCK | CUSIP: G87052109<br>LEI: N/A | Long             | EC               | CORP              | IE        |      1368 | NS      | $230740.56    | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                      | COMMON STOCK | CUSIP: 88160R101<br>LEI: N/A | Long             | EC               | CORP              | US        |       878 | NS      | $278905.48    | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| VOLKSWAGENWERK AG PRF /EUR/    | COMMON STOCK | CUSIP: D94523103<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1356 | NS      | $143137.89    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| VOLVO AB-B SHS /SEK/           | COMMON STOCK | CUSIP: 928856301<br>LEI: N/A | Long             | EC               | CORP              | SE        |      9396 | NS      | $263550.16    | 3.75%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer