# EDGAR Filing Document

**Accession Number:** 0001816613
**File Stem:** 0001193125-23-073898
**Filing Date:** 2023-3
**Character Count:** 17883
**Document Hash:** 54cc2a3a1595324bef07f1676d1e7e07
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-073898.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001193125-23-073898

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**EFFECTIVENESS DATE**: 20230317

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Markforged Holding Corp
- **CENTRAL INDEX KEY:** 0001816613
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-270653
- **FILM NUMBER:** 23742802

**BUSINESS ADDRESS:**
- **STREET 1:** 480 PLEASANT STREET
- **CITY:** WATERTOWN
- **STATE:** MA
- **ZIP:** 02472
- **BUSINESS PHONE:** (866) 496-1805

**MAIL ADDRESS:**
- **STREET 1:** 480 PLEASANT STREET
- **CITY:** WATERTOWN
- **STATE:** MA
- **ZIP:** 02472

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** one
- **DATE OF NAME CHANGE:** 20200701

**As filed with the Securities and Exchange Commission on March 17, 2023** 

**Registration No. 333-** 

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**FORM S-8** 

**REGISTRATION STATEMENT** 

***Under***

***The Securities Act of 1933***

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## MARKFORGED HOLDING CORPORATION
**(Exact name of registrant as specified in its charter)** 

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---

| | |
|:---|:---|
| **Delaware** | **98-154859** |
| **(State or other jurisdiction of**<br> **incorporation or organization)** | **(I.R.S. Employer**<br> **Identification Number)** |
| **480 Pleasant St.**<br> **Watertown, MA** | **02472** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**Markforged Holding Corporation 2021 Stock Option and Incentive Plan** 

**Markforged Holding Corporation 2021 Employee Stock Purchase Plan** 

**(Full Title of the Plan)** 

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**Shai Terem** 

**Chief Executive Officer** 

**Markforged Holding Corporation** 

**480 Pleasant St.** 

**Watertown, MA 02472** 

**(Name and address of agent for service)** 

**(866) 496-1805** 

**(Telephone number, including area code, of agent for service)** 

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***Copies to:***

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| | |
|:---|:---|
| **Kenneth J. Gordon, Esq.<br>Michael J. Minahan, Esq.<br>Aaron J. Berman, Esq.<br>Goodwin Procter LLP<br>100 Northern Avenue<br>Boston, MA 02210**<br> **(617) 570-1000** | **Stephen Karp<br>General Counsel and Secretary<br>Markforged Holding Corporation<br>480 Pleasant St.<br>Watertown, MA 02472<br>(866) 496-1805** |

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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.

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| | | | |
|:---|:---|:---|:---|
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
|  |  | Emerging growth company | ☒ |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

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**EXPLANATORY NOTE** 

This Registration Statement on Form S-8 is being filed for the purpose of registering (i) an additional 9,728,047 shares of common stock, par value $0.0001 per share ("Common Stock") of Markforged Holding Corporation (the "Registrant") to be issued under the Registrant's 2021 Stock Option and Incentive Plan (the "2021 Plan") and (ii) an additional 1,945,609 shares of Common Stock of the Registrant to be issued under the Registrant's 2021 Employee Stock Purchase Plan (the "2021 ESPP"), for which Registration Statements on Form S-8 [(File No. 333-259665)](http://www.sec.gov/Archives/edgar/data/1816613/000119312521277306/d191174ds8.htm) and [(File No. 333-264024)](http://www.sec.gov/Archives/edgar/data/1816613/000119312522091835/d341844ds8.htm) relating to the same employee benefit plans are effective.

These additional shares are of the same class as other securities relating to the 2021 Plan and 2021 ESPP for which the Registrant's Registration Statements on Form S-8 [(File No. 333-259665)](http://www.sec.gov/Archives/edgar/data/1816613/000119312521277306/d191174ds8.htm) and [(File No. 333-264024)](http://www.sec.gov/Archives/edgar/data/1816613/000119312522091835/d341844ds8.htm) filed with the Commission on [September 20, 2021](http://www.sec.gov/Archives/edgar/data/1816613/000119312521277306/d191174ds8.htm) and [March 31, 2022](http://www.sec.gov/Archives/edgar/data/1816613/000119312522091835/d341844ds8.htm), respectively, are effective.

The information contained in the Registrant's Registration Statements on Form S-8 [(File No. 333-259665)](http://www.sec.gov/Archives/edgar/data/1816613/000119312521277306/d191174ds8.htm) and [(File No. 333-264024)](http://www.sec.gov/Archives/edgar/data/1816613/000119312522091835/d341844ds8.htm) is hereby incorporated by reference pursuant to General Instruction E to Form S-8. Only those items of Form S-8 containing new information not contained in the earlier registration statements are presented herein.

**PART II** 

**INFORMATION REQUIRED IN THE REGISTRATION STATEMENT** 

**Item 8. Exhibits.** 

**EXHIBIT INDEX** 

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| | |
|:---|:---|
| **Exhibit<br>No.** | **Description** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.1 | [Certificate of Incorporation (Incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K, filed with the SEC by the Registrant on July 20, 2021 (File No. 001-39453)).](http://www.sec.gov/Archives/edgar/data/1816613/000110465921094003/tm2122518d1_ex3-1.htm) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.2 | [Amended and Restated Bylaws (Incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K, filed with the SEC by the Registrant on July 20, 2021 (File No. 001-39453)).](http://www.sec.gov/Archives/edgar/data/1816613/000110465921094003/tm2122518d1_ex3-2.htm) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.3 | [Specimen stock certificate evidencing the shares of common stock (Incorporated by reference to Exhibit 4.5 to the Registrant's Registration Statement on Form S-1, as amended (File No. 333-258775)).](http://www.sec.gov/Archives/edgar/data/1816613/000110465921077147/tm2110830d9_ex4-5.htm) |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.1\* | [Opinion of Goodwin Procter LLP.](d451399dex51.htm) |
| &nbsp;&nbsp;&nbsp;&nbsp;23.1\* | [Consent of PricewaterhouseCoopers LLP.](d451399dex231.htm) |
| &nbsp;&nbsp;&nbsp;&nbsp;23.2\* | [Consent of Goodwin Procter LLP (included in Exhibit 5.1).](d451399dex51.htm) |
| &nbsp;&nbsp;&nbsp;&nbsp;24.1\* | [Power of Attorney (included on signature page).](d451399ds8.htm#sig) |
| &nbsp;&nbsp;&nbsp;&nbsp;99.1 | [2021 Stock Option and Incentive Plan and forms of award agreements thereunder (Incorporated by reference to Exhibit 10.23 and Exhibit 10.24 to the Registrant's Registration Statement on Form S-1, as amended (File No. 333-258775)).](http://www.sec.gov/Archives/edgar/data/1816613/000110465921066985/tm2110830-3_s4a.htm#tANNG) |
| &nbsp;&nbsp;&nbsp;&nbsp;99.2 | [2021 Employee Stock Purchase Plan (Incorporated by reference to Exhibit 10.30 to the Registrant's Registration Statement on Form S-1, as amended (File No. 333-258775)).](http://www.sec.gov/Archives/edgar/data/1816613/000110465921066985/tm2110830-3_s4a.htm#tANNH) |
| &nbsp;&nbsp;&nbsp;&nbsp;107\* | [Filing Fee Table.](d451399dexfilingfees.htm) |

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\* Filed Herewith

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**SIGNATURES** 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Watertown, State of Massachusetts, on March 17, 2023.

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| |
|:---|
| **MARKFORGED HOLDING CORPORATION** |
| /s/ Shai Terem |
| Name: Shai Terem |
| Title: *Chief Executive Officer* |

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**POWER OF ATTORNEY AND SIGNATURES** 

KNOW ALL BY THESE PRESENT, that each individual whose signature appears below hereby constitutes and appoints Shai Terem, Mark Schwartz and Stephen Karp as such person's true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for such person in such person's name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that any said attorney-in-fact and agent, or any substitute or substitutes of any of them, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following person in the capacities and on the date indicated.

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| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| /s/ Shai Terem<br> Shai Terem | Director, President, and Chief<br> Executive Officer<br> (Principal Executive Officer) | March 17, 2023 |
| /s/ Mark Schwartz<br> Mark Schwartz | Chief Financial Officer<br> (Principal Financial Officer and Principal<br> Accounting Officer) | March 17, 2023 |
| /s/ Edward Anderson<br> Edward Anderson | Director | March 17, 2023 |
| /s/ Kevin Hartz<br> Kevin Earnest Hartz | Director | March 17, 2023 |
| /s/ Michael Medici<br> Michael Medici | Director | March 17, 2023 |
| /s/ Paul Milbury<br> Paul Milbury | Director | March 17, 2023 |
| /s/ Antonio Rodriguez<br> Antonio Rodriguez | Director | March 17, 2023 |

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| | | |
|:---|:---|:---|
| /s/ Carol Meyers<br> Carol Meyers | Director | March 17, 2023 |
| /s/ Alan Masarek<br> Alan Masarek | Director | March 17, 2023 |

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## Exhibit 5.1

**Exhibit 5.1** 

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| | |
|:---|:---|
| ![LOGO](g451399dsp07.jpg) | Goodwin Procter LLP<br> 100 Northern Avenue<br> Boston, MA 02210<br>goodwinlaw.com<br> +1 617 570 1000 |

---

March 17, 2023

Markforged Holding Corporation

480 Pleasant Street

Watertown, MA 02472

Re: <u>Securities Being Registered under Registration Statement on Form</u> <u>S-8</u>

We have acted as counsel to you in connection with your filing of a Registration Statement on Form S-8 (the "Registration Statement") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), on or about the date hereof relating to an aggregate of 11,673,656 shares (the "Shares") of Common Stock, $0.0001 par value per share ("Common Stock"), of Markforged Holding Corporation, a Delaware corporation (the "Company"), that may be issued pursuant to the Company's 2021 Stock Option and Incentive Plan and 2021 Employee Stock Purchase Plan (the "Plans").

We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinions set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company.

The opinion set forth below is limited to the Delaware General Corporation Law.

For purposes of the opinion set forth below, we have assumed that no event occurs that causes the number of authorized shares of Common Stock available for issuance by the Company to be less than the number of then unissued Shares.

Based on the foregoing, we are of the opinion that the Shares have been duly authorized and, upon issuance and delivery against payment therefor in accordance with the terms of the Plans, will be validly issued, fully paid and nonassessable.

This opinion letter and the opinion it contains shall be interpreted in accordance with the Core Opinion Principles as published in 74 *Business Lawyer* 815 (Summer 2019).

We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.

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| |
|:---|
| Very truly yours, |
| /s/ Goodwin Procter LLP |
| GOODWIN PROCTER LLP |

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## Exhibit 23.1

**Exhibit 23.1** 

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of Markforged Holding Corporation of our report dated March 17, 2023 relating to the financial statements, which appears in Markforged Holding Corporation's Annual Report on Form 10-K for the year ended December 31, 2022.

/s/ PricewaterhouseCoopers LLP

Boston, Massachusetts

March 17, 2023

## Ex-Filing

**Exhibit 107** 

**Calculation of Filing Fee Tables** 

Form S-8

(Form Type)

Markforged Holding Corporation

(Exact Name of Registrant as Specified in its Charter)

<u>Table 1: Newly Registered Securities</u> 

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;Security Type | Security<br> Class<br> Title | Fee<br> Calculation<br> Rule | Amount to be<br> Registered (1) | Proposed<br> Maximum<br> Offering<br> Price Per<br> Share | Maximum<br> Aggregate<br> Offering<br> Price | Fee<br> Rate | Amount of<br> Registration<br> Fee |
| &nbsp;&nbsp;&nbsp;Equity | 2021 Stock Option and Incentive Plan<br> Common Stock, $0.0001 par value per share | 457(c) and (h) | 9,728,047 shares(2) | $1.01 | $9825327.47 | $0.00011020 | $1082.76 |
| &nbsp;&nbsp;&nbsp;Equity | 2021 Employee Stock Purchase Plan<br> Common Stock, $0.0001 par value per share | 457(c) and (h) | 1,945,609 shares(4) | $0.86 | $1673223.74 | $0.00011020 | $184.39 |
| &nbsp;&nbsp;&nbsp;Total Offering Amounts | &nbsp;&nbsp;&nbsp;Total Offering Amounts | &nbsp;&nbsp;&nbsp;Total Offering Amounts | &nbsp;&nbsp;&nbsp;Total Offering Amounts |  | $11498551.21 |  | $1267.15 |
| &nbsp;&nbsp;&nbsp;Total Fee Offsets | &nbsp;&nbsp;&nbsp;Total Fee Offsets | &nbsp;&nbsp;&nbsp;Total Fee Offsets | &nbsp;&nbsp;&nbsp;Total Fee Offsets |  |  |  | $0 |
| &nbsp;&nbsp;&nbsp;Net Fee Due | &nbsp;&nbsp;&nbsp;Net Fee Due | &nbsp;&nbsp;&nbsp;Net Fee Due | &nbsp;&nbsp;&nbsp;Net Fee Due |  |  |  | $1267.15 |

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(1) Pursuant to Rule 416 under the Securities Act of 1933, as amended (the "Securities Act"), this
Registration Statement shall also cover any additional shares of common stock, $0.0001 par value per share (the "Common Stock"), of Markforged Holding Corporation (the "Registrant") which become issuable under the
Registrant's 2021 Stock Option and Incentive Plan (the "2021 Plan") and the Registrant's 2021 Employee Stock Purchase Plan (the "2021 ESPP"), by reason of any stock dividend, stock split, recapitalization or any other
similar transaction effected without the receipt of consideration which results in an increase in the number of the Registrant's outstanding shares of Common Stock. Pursuant to Rule 416(c) under the Securities Act, this Registration
Statement shall also cover an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plans described herein.

(2) Represents an automatic increase to the number of shares of Common Stock reserved for issuance under the 2021
Plan on January 1, 2023 pursuant to an "evergreen" provision contained in the 2021 Plan. Pursuant to such provision, the number of shares reserved for issuance under the 2021 Plan automatically increases on January 1 of each year
by an amount equal to (i) 5% of the number of shares of Common Stock issued and outstanding on the immediately preceding December 31 or (ii) such lesser amount as determined by the Administrator (as such term is defined in the 2021 Plan).

(3) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 under the Securities
Act, and based on $1.01, the average of the high and low prices for the Common Stock as reported on the New York Stock Exchange on March 14, 2023.

(4) Represents an automatic increase to the number of shares of Common Stock reserved for issuance under the 2021
ESPP on January 1, 2023 pursuant to an "evergreen" provision contained in the 2021 ESPP. Pursuant to such provision, the number of shares reserved for issuance under the 2021 ESPP automatically increases on January 1 of each year
by an amount equal to the lesser of: (i) 4,700,000 shares of Common Stock, (ii) 1% of the number of shares of Common Stock issued and outstanding on the immediately preceding December 31, or (iii) such lesser amount as determined by the
the Administrator (as such term is defined in the 2021 ESPP).

(5) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 of the Securities
Act, and based on 85% of $1.01, the average of the high and low prices of the Common Stock as reported on the New York Stock Exchange on March 14, 2023. Pursuant to the 2021 ESPP, the purchase price of the shares of Common Stock reserved for
issuance thereunder will be 85% of the fair market value of a share of Common Stock on the first trading day of the offering period or on the exercise date, whichever is less.