# EDGAR Filing Document

**Accession Number:** 0001591457
**File Stem:** 0001591457-23-000004
**Filing Date:** 2023-3
**Character Count:** 2342
**Document Hash:** d5e8913db56267d7399353469aaf5877
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001591457-23-000004.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001591457-23-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**EFFECTIVENESS DATE**: 20230327

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BATTERY EAST GROUP, LLC
- **CENTRAL INDEX KEY:** 0001591457
- **IRS NUMBER:** 463601729
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69383
- **FILM NUMBER:** 23764683

**BUSINESS ADDRESS:**
- **STREET 1:** 915 BATTERY STREET, 1ST FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 205-721-0507

**MAIL ADDRESS:**
- **STREET 1:** 915 BATTERY STREET, 1ST FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

### Attached PDF Documents

**Attachment 1:** `2022BEGPublicFS.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001591457

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BATTERY EAST GROUP, LLC

**Business Address:** 915 BATTERY STREET, 1ST FLOOR, SAN FRANCISCO, CA, 94111

**Contact Person:** Kris Kim

**Contact Phone:** 4153574284

### Independent Public Accountant Identification

**Accountant Name:** Spicer Jeffries LLP

**Accountant Address:** 4601 DTC Boulevard, Denver, CO, 80237

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael Sobel**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BATTERY EAST GROUP, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Michael Sobel

**Title:** President and COO

**Notarized:** Yes