# EDGAR Filing Document

**Accession Number:** 0000886982
**File Stem:** 0001792653-26-000006
**Filing Date:** 2026-1
**Character Count:** 13302
**Document Hash:** 3a7c65d34b7362af9eb77095d4b65cee
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001792653-26-000006.hdr.sgml**: 20260127

**ACCESSION NUMBER**: 0001792653-26-000006

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260123

**FILED AS OF DATE**: 20260127

**DATE AS OF CHANGE**: 20260127

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** FREDMAN SHEARA J
- **CENTRAL INDEX KEY:** 0001792653

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14965
- **FILM NUMBER:** 26565521

**MAIL ADDRESS:**
- **STREET 1:** C/O GOLDMAN SACHS & CO. LLC
- **STREET 2:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOLDMAN SACHS GROUP INC
- **CENTRAL INDEX KEY:** 0000886982
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 134019460
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282
- **BUSINESS PHONE:** 212-902-1000

**MAIL ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOLDMAN SACHS GROUP INC/
- **DATE OF NAME CHANGE:** 20010104

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>FREDMAN SHEARA J<br><sub>(Last) (First) (Middle)</sub><br>C/O GOLDMAN SACHS & CO. LLC<br>200 WEST STREET<br><sub>(Street)</sub><br>NEW YORK, NY 10282<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-01-23 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Accounting Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>GOLDMAN SACHS GROUP INC [ GS ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | G |  | 530 | D | $0 | 15164 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 295 | D | 917.88<sup>(1)</sup> | 14869 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 875 | D | 918.88<sup>(2)</sup> | 13994 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 653 | D | 919.83<sup>(3)</sup> | 13341 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 272 | D | 920.77<sup>(4)</sup> | 13069 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 144 | D | 922.04<sup>(5)</sup> | 12925 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 208 | D | 923.07<sup>(6)</sup> | 12717 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 316 | D | 924.15<sup>(7)</sup> | 12401 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 124 | D | 925.19<sup>(8)</sup> | 12277 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 276 | D | 926.23<sup>(9)</sup> | 12001 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 505 | D | 927.34<sup>(10)</sup> | 11496 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 512 | D | 928.18<sup>(11)</sup> | 10984 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 291 | D | 929.19<sup>(12)</sup> | 10693 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 167 | D | 930.22<sup>(13)</sup> | 10526 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 87 | D | 931.56<sup>(14)</sup> | 10439 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 76 | D | 932.71<sup>(15)</sup> | 10363 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 40 | D | 933.69<sup>(16)</sup> | 10323 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 12 | D | $934.50 | 10311 | D |  |
| Common Stock, par value $0.01 per share | 2026-01-23 |  | S |  | 10 | D | $935.96 | 10301 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Reflects a weighted average sale price of $917.88 per share, at prices ranging from $917.30 to $918.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(2) Reflects a weighted average sale price of $918.88 per share, at prices ranging from $918.37 to $919.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(3) Reflects a weighted average sale price of $919.83 per share, at prices ranging from $919.37 to $920.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(4) Reflects a weighted average sale price of $920.77 per share, at prices ranging from $920.37 to $921.28 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(5) Reflects a weighted average sale price of $922.04 per share, at prices ranging from $921.62 to $922.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(6) Reflects a weighted average sale price of $923.07 per share, at prices ranging from $922.68 to $923.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(7) Reflects a weighted average sale price of $924.15 per share, at prices ranging from $923.73 to $924.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(8) Reflects a weighted average sale price of $925.19 per share, at prices ranging from $924.74 to $925.64 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(9) Reflects a weighted average sale price of $926.23 per share, at prices ranging from $925.75 to $926.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(10) Reflects a weighted average sale price of $927.34 per share, at prices ranging from $926.78 to $927.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(11) Reflects a weighted average sale price of $928.18 per share, at prices ranging from $927.80 to $928.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(12) Reflects a weighted average sale price of $929.19 per share, at prices ranging from $928.81 to $929.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(13) Reflects a weighted average sale price of $930.22 per share, at prices ranging from $929.82 to $930.66 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(14) Reflects a weighted average sale price of $931.56 per share, at prices ranging from $931.34 to $931.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(15) Reflects a weighted average sale price of $932.71 per share, at prices ranging from $932.34 to $933.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

(16) Reflects a weighted average sale price of $933.69 per share, at prices ranging from $933.41 to $933.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

**Signature:** /s/ Jamie A. Greenberg, Attorney-in-fact  
**Date:** 2026-01-27

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**