# EDGAR Filing Document

**Accession Number:** 0000887740
**File Stem:** 0000887740-23-000001
**Filing Date:** 2023-3
**Character Count:** 2536
**Document Hash:** 43acff8e127ea2c3794a386ae2e91517
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000887740-23-000001.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0000887740-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**EFFECTIVENESS DATE**: 20230331

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIMCO SECURITIES GROUP, INC.
- **CENTRAL INDEX KEY:** 0000887740
- **IRS NUMBER:** 391723500
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-44863
- **FILM NUMBER:** 23785177

**BUSINESS ADDRESS:**
- **STREET 1:** 110 S. WISCONSIN ST.
- **STREET 2:** UNIT 2G
- **CITY:** PORT WASHINGTON
- **STATE:** WI
- **ZIP:** 53074
- **BUSINESS PHONE:** 414-702-8872

**MAIL ADDRESS:**
- **STREET 1:** 110 S. WISCONSIN ST.
- **STREET 2:** UNIT 2G
- **CITY:** PORT WASHINGTON
- **STATE:** WI
- **ZIP:** 53074

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIMCO SECURITIES GROUP INC                              /BD
- **DATE OF NAME CHANGE:** 19920522

### Attached PDF Documents

**Attachment 1:** `fimcoaudit22.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000887740

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FIMCO SECURITIES GROUP, INC.

**Business Address:** 110 S. WISCONSIN ST., UNIT 2G, PORT WASHINGTON, MO, 53074

**Contact Person:** Fred Henry

**Contact Phone:** 4147028872

### Independent Public Accountant Identification

**Accountant Name:** Davila Advisory LLC

**Accountant Address:** 10135 Manchester Rd Ste 206, St .Louis, MO, 63122

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Fred Henry**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FIMCO SECURITIES GROUP, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Fred Henry

**Title:** President

**Notarized:** Yes