# EDGAR Filing Document

**Accession Number:** 0000108516
**File Stem:** 0001209191-23-008234
**Filing Date:** 2023-2
**Character Count:** 8375
**Document Hash:** d7c0e05872441e579a005cb08f15c813
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-008234.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001209191-23-008234

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230208

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ROSE B ANDREW
- **CENTRAL INDEX KEY:** 0001451048

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-08399
- **FILM NUMBER:** 23608884

**MAIL ADDRESS:**
- **STREET 1:** 200 OLD WILSON BRIDGE ROAD
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43085
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WORTHINGTON INDUSTRIES INC
- **CENTRAL INDEX KEY:** 0000108516
- **STANDARD INDUSTRIAL CLASSIFICATION:** STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310]
- **IRS NUMBER:** 311189815
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 0531

**BUSINESS ADDRESS:**
- **STREET 1:** 200 OLD WILSON BRIDGE ROAD
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43085
- **BUSINESS PHONE:** 6144383210

**MAIL ADDRESS:**
- **STREET 1:** 200 OLD WILSON BRIDGE ROAD
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43085

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WORTHINGTON STEEL CO
- **DATE OF NAME CHANGE:** 19720123

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ROSE B ANDREW<br><sub>(Last) (First) (Middle)</sub><br>200 OLD WILSON BRIDGE ROAD<br><sub>(Street)</sub><br>COLUMBUS, OH 43085<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President & CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>WORTHINGTON INDUSTRIES INC [ WOR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Shares | 2023-02-08 |  | M |  | 9000 | A | $31.71 | 505068<sup>(1)</sup> | D |  |
| Common Shares | 2023-02-08 |  | M |  | 17000 | A | $30.92 | 522068 | D |  |
| Common Shares | 2023-02-08 |  | S |  | 18229 | D | 59.48<sup>(2)</sup> | 503839 | D |  |
| Common Shares | 2023-02-09 |  | S |  | 7771 | D | 58.97<sup>(3)</sup> | 496068 | D |  |
| Common Shares |  |  |  |  |  |  |  | 10665 | I | Custodian for daughter, Sydney Rose |
| Common Shares |  |  |  |  |  |  |  | 10665 | I | by Hannah Rose, daughter |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Non-qualified stock option (right to buy) | $31.71 | 2023-02-08 |  | M |  |  | 9000 | 2014-06-28<sup>(4)</sup> | 2023-06-28 | Common Shares | 9000 | $0.00 | 0 | D |  |
| Non-qualified stock option (right to buy) | $30.92 | 2023-02-08 |  | M |  |  | 17000 | 2016-06-26<sup>(5)</sup> | 2025-06-26 | Common Shares | 17000 | $0.00 | 0 | D |  |

---

### Footnotes:

(1) Since the date of the reporting person's last ownership report, the reporting person transferred 188,338 common shares of Worthington Industries, Inc. (the "Issuer") to the reporting person's ex-spouse pursuant to a domestic relations order. In addition, the reporting person no longer has a reportable beneficial interest in 1,187 common shares of the Issuer owned by the reporting person's ex-spouse and included in the reporting person's prior ownership reports as beneficially owned indirectly. The reporting person no longer reports as beneficially owned by the reporting person any securities owned by the reporting person's ex-spouse.

(2) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $59.00 to $60.36, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.

(3) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $57.99 to $60.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.

(4) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan.  Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2015 and 6/28/2016.

(5) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan.  Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/26/2017 and 6/26/2018.

**Signature:** /s/B. Andrew Rose by Patrick J. Kennedy, as attorney-in-fact  
**Date:** 2023-02-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**