# EDGAR Filing Document

**Accession Number:** 0002111652
**File Stem:** 0002111652-26-000002
**Filing Date:** 2026-4
**Character Count:** 17314
**Document Hash:** 2d40a2edde16c2f393d543283757b26e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002111652-26-000002.hdr.sgml**: 20260422

**ACCESSION NUMBER**: 0002111652-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260422

**DATE AS OF CHANGE**: 20260421

**EFFECTIVENESS DATE**: 20260422

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DECISION INVESTMENTS, INC
- **CENTRAL INDEX KEY:** 0002111652

**ORGANIZATION NAME:**
- **EIN:** 260893958
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26457
- **FILM NUMBER:** 26880893

**BUSINESS ADDRESS:**
- **STREET 1:** 4445 EASTGATE MALL
- **STREET 2:** STE 200
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92121
- **BUSINESS PHONE:** 858-812-3026

**MAIL ADDRESS:**
- **STREET 1:** 4445 EASTGATE MALL
- **STREET 2:** STE 200
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92121

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DECISION INVESTMENTS INC<br>**Address:** 4445 EASTGATE MALL<br>STE 200<br>SAN DIEGO, CA 92121

**Form 13F File Number:** 028-26457

**CRD Number (if applicable):** 000145073

**SEC File Number (if applicable):** 801-132048

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** DAVID REICHERT<br>**Title:** Chief Compliance Officer<br>**Phone:** 720-923-1548

**Signature, Place, and Date of Signing:**

DAVID REICHERT  Centennial, CO  04-21-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 140

**Form 13F Information Table Value Total:** $87934619

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| NVIDIA CORP | COM | 67066G104 |  | 18747128 | 107495 | SH |  | SOLE | 0 | 0 | 0 | 107495 |
| LAM RESH CORP | COM | 512807306 |  | 5247276 | 24559 | SH |  | SOLE | 0 | 0 | 0 | 24559 |
| APPLE INC | COM | 037833100 |  | 3723738 | 14673 | SH |  | SOLE | 0 | 0 | 0 | 14673 |
| ISHARES GLOBAL TECH ETF | UIE | 464287291 |  | 3021893 | 30228 | SH |  | SOLE | 0 | 0 | 0 | 30228 |
| SANDISK CORP | COM | 80004C200 |  | 2173498 | 3421 | SH |  | SOLE | 0 | 0 | 0 | 3421 |
| AMAZON.COM INC | COM | 023135106 |  | 2060203 | 9892 | SH |  | SOLE | 0 | 0 | 0 | 9892 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1981721 | 1989 | SH |  | SOLE | 0 | 0 | 0 | 1989 |
| ISHARES RUSSELL 2000 | UIE | 464287648 |  | 1638716 | 5222 | SH |  | SOLE | 0 | 0 | 0 | 5222 |
| ISHARES RUSSELL 1000 | UIE | 464287614 |  | 1622452 | 3805 | SH |  | SOLE | 0 | 0 | 0 | 3805 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1461093 | 4967 | SH |  | SOLE | 0 | 0 | 0 | 4967 |
| BERKSHIRE HATHAWAY | COM | 084670702 |  | 1357824 | 2834 | SH |  | SOLE | 0 | 0 | 0 | 2834 |
| ISHARES GLOBAL | UIE | 464287333 |  | 1356144 | 11896 | SH |  | SOLE | 0 | 0 | 0 | 11896 |
| ABBVIE INC | COM | 00287Y109 |  | 1279711 | 5884 | SH |  | SOLE | 0 | 0 | 0 | 5884 |
| ISHARES GLOBAL | UIE | 464287325 |  | 1255120 | 13418 | SH |  | SOLE | 0 | 0 | 0 | 13418 |
| ALPHABET INC | COM | 02079K305 |  | 1208650 | 4203 | SH |  | SOLE | 0 | 0 | 0 | 4203 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 |  | 1180990 | 4780 | SH |  | SOLE | 0 | 0 | 0 | 4780 |
| ISHARES RUSSELL 2000 | UIE | 464287655 |  | 1150472 | 4639 | SH |  | SOLE | 0 | 0 | 0 | 4639 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1091425 | 4465 | SH |  | SOLE | 0 | 0 | 0 | 4465 |
| ALPHABET INC | COM | 02079K107 |  | 1040154 | 3626 | SH |  | SOLE | 0 | 0 | 0 | 3626 |
| ISHARES MSCI EAFE ETF | UIE | 464287465 |  | 983441 | 10125 | SH |  | SOLE | 0 | 0 | 0 | 10125 |
| AMGEN INC | COM | 031162100 |  | 926206 | 2632 | SH |  | SOLE | 0 | 0 | 0 | 2632 |
| INTUITIVE SURGICAL INC | COM | 46120E602 |  | 901235 | 1955 | SH |  | SOLE | 0 | 0 | 0 | 1955 |
| ELI LILLY AND CO | COM | 532457108 |  | 882059 | 959 | SH |  | SOLE | 0 | 0 | 0 | 959 |
| MICROSOFT CORP | COM | 594918104 |  | 865907 | 2339 | SH |  | SOLE | 0 | 0 | 0 | 2339 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 832715 | 4908 | SH |  | SOLE | 0 | 0 | 0 | 4908 |
| ISHARES GLOBAL | UIE | 464288729 |  | 819794 | 4529 | SH |  | SOLE | 0 | 0 | 0 | 4529 |
| STATE STREET SPDR S | UIE | 78464A763 |  | 765747 | 5247 | SH |  | SOLE | 0 | 0 | 0 | 5247 |
| ISHARES MSCI EMERGING | UIE | 464287234 |  | 763655 | 13447 | SH |  | SOLE | 0 | 0 | 0 | 13447 |
| ISHARES BIOTECHNOLOGY | UIE | 464287556 |  | 749863 | 4441 | SH |  | SOLE | 0 | 0 | 0 | 4441 |
| PIMCO MULTISECTOR BOND | UIE | 72201R585 |  | 602862 | 23010 | SH |  | SOLE | 0 | 0 | 0 | 23010 |
| ISHARES RUSSELL 1000 | UIE | 464287598 |  | 546141 | 2556 | SH |  | SOLE | 0 | 0 | 0 | 2556 |
| CHEVRON CORP NEW | COM | 166764100 |  | 526354 | 2544 | SH |  | SOLE | 0 | 0 | 0 | 2544 |
| NUVEEN S 500 DYNAMIC O | CEM | 6706EW100 |  | 526244 | 32747 | SH |  | SOLE | 0 | 0 | 0 | 32747 |
| ADVANCED MICRO DEVIC | COM | 007903107 |  | 506337 | 2489 | SH |  | SOLE | 0 | 0 | 0 | 2489 |
| CISCO SYS INC | COM | 17275R102 |  | 497352 | 6410 | SH |  | SOLE | 0 | 0 | 0 | 6410 |
| VANGUARD GROWTH INDEX | UIE | 922908736 |  | 476975 | 1092 | SH |  | SOLE | 0 | 0 | 0 | 1092 |
| META PLATFORMS INC | COM | 30303M102 |  | 474296 | 829 | SH |  | SOLE | 0 | 0 | 0 | 829 |
| ISHARES GLOBAL CONSUMER | UIE | 464288745 |  | 460904 | 2472 | SH |  | SOLE | 0 | 0 | 0 | 2472 |
| DAVITA INC | COM | 23918K108 |  | 458150 | 2981 | SH |  | SOLE | 0 | 0 | 0 | 2981 |
| VIRTUS ARTIFICIAL INTELL | CEM | 92838Y100 |  | 412721 | 19277 | SH |  | SOLE | 0 | 0 | 0 | 19277 |
| MFS INTERMEDIATE INCOME | CEM | 55273C107 |  | 409130 | 163000 | SH |  | SOLE | 0 | 0 | 0 | 163000 |
| TOTALENERGIES          F | FGO | F92124100 |  | 408773 | 4493 | SH |  | SOLE | 0 | 0 | 0 | 4493 |
| BOEING CO | COM | 097023105 |  | 402634 | 2023 | SH |  | SOLE | 0 | 0 | 0 | 2023 |
| CITIGROUP INC | COM | 172967424 |  | 394327 | 3477 | SH |  | SOLE | 0 | 0 | 0 | 3477 |
| ASA GOLD AND PRECIOUS ME | CEM | G3156P103 |  | 390913 | 6302 | SH |  | SOLE | 0 | 0 | 0 | 6302 |
| INVESCO SENIOR LOAN ETF | UIE | 46138G508 |  | 383402 | 18785 | SH |  | SOLE | 0 | 0 | 0 | 18785 |
| INCYTE CORP | COM | 45337C102 |  | 365844 | 3887 | SH |  | SOLE | 0 | 0 | 0 | 3887 |
| BLACKROCK ENERGY  RESOU | CEM | 09250U101 |  | 364722 | 21070 | SH |  | SOLE | 0 | 0 | 0 | 21070 |
| CATERPILLAR INC | COM | 149123101 |  | 364148 | 514 | SH |  | SOLE | 0 | 0 | 0 | 514 |
| GAMCO NAT RES GOLD  INC | CEM | 36465E101 |  | 350784 | 42010 | SH |  | SOLE | 0 | 0 | 0 | 42010 |
| FLEX LNG LTD           F | FGO | G35947202 |  | 346488 | 11662 | SH |  | SOLE | 0 | 0 | 0 | 11662 |
| STATE STREET SPDR S | UIE | 78462F103 |  | 345331 | 531 | SH |  | SOLE | 0 | 0 | 0 | 531 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 333196 | 1450 | SH |  | SOLE | 0 | 0 | 0 | 1450 |
| RTX CORP | COM | 75513E101 |  | 331595 | 1719 | SH |  | SOLE | 0 | 0 | 0 | 1719 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 318648 | 20066 | SH |  | SOLE | 0 | 0 | 0 | 20066 |
| SNOWFLAKE INC | COM | 833445109 |  | 317024 | 2102 | SH |  | SOLE | 0 | 0 | 0 | 2102 |
| BLACKROCK RESOURCES  CO | CEM | 09257A108 |  | 314818 | 26126 | SH |  | SOLE | 0 | 0 | 0 | 26126 |
| ISHARES RUSSELL 2000 | UIE | 464287630 |  | 307894 | 1624 | SH |  | SOLE | 0 | 0 | 0 | 1624 |
| TESLA INC | COM | 88160R101 |  | 298515 | 803 | SH |  | SOLE | 0 | 0 | 0 | 803 |
| PALANTIR TECHNOLOGIES IN | COM | 69608A108 |  | 295778 | 2022 | SH |  | SOLE | 0 | 0 | 0 | 2022 |
| EQUINOR ASA            F | ADR | 29446M102 |  | 289070 | 6850 | SH |  | SOLE | 0 | 0 | 0 | 6850 |
| ABRDN LIFE SCIENCES INVE | CEM | 87911K100 |  | 288044 | 17704 | SH |  | SOLE | 0 | 0 | 0 | 17704 |
| STATE STREET SPDR | UIE | 78464A847 |  | 284848 | 4810 | SH |  | SOLE | 0 | 0 | 0 | 4810 |
| MARRIOTT INTL INC NEW | COM | 571903202 |  | 281934 | 862 | SH |  | SOLE | 0 | 0 | 0 | 862 |
| EV RISK-MGD DIVERS EQUIT | CEM | 27829G106 |  | 281399 | 34443 | SH |  | SOLE | 0 | 0 | 0 | 34443 |
| PACER DEVELOPED MARKETS | UIE | 69374H873 |  | 277558 | 6540 | SH |  | SOLE | 0 | 0 | 0 | 6540 |
| CVS HEALTH CORP | COM | 126650100 |  | 273559 | 3809 | SH |  | SOLE | 0 | 0 | 0 | 3809 |
| ONEOK INC NEW | COM | 682680103 |  | 267464 | 2959 | SH |  | SOLE | 0 | 0 | 0 | 2959 |
| VERIZON COMMUNICATIONS I | COM | 92343V104 |  | 266713 | 5313 | SH |  | SOLE | 0 | 0 | 0 | 5313 |
| BLACKROCK CORE BOND | CEM | 09260B309 |  | 263588 | 28776 | SH |  | SOLE | 0 | 0 | 0 | 28776 |
| MFS GOVERNMENT MARKETS I | CEM | 552939100 |  | 263130 | 89500 | SH |  | SOLE | 0 | 0 | 0 | 89500 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 260270 | 4340 | SH |  | SOLE | 0 | 0 | 0 | 4340 |
| NUVEEN NASDAQ 100 DYNAMI | CEM | 670699107 |  | 258672 | 9699 | SH |  | SOLE | 0 | 0 | 0 | 9699 |
| VOYA GLOBAL EQUITY DIVID | CEM | 92912T100 |  | 257817 | 45231 | SH |  | SOLE | 0 | 0 | 0 | 45231 |
| INVESCO RAFI US 1000 | UIE | 46137V613 |  | 250958 | 5280 | SH |  | SOLE | 0 | 0 | 0 | 5280 |
| REX AI EQUITY PREMIUM | UIE | 26923N538 |  | 248600 | 7390 | SH |  | SOLE | 0 | 0 | 0 | 7390 |
| SERVICENOW INC | COM | 81762P102 |  | 247784 | 2370 | SH |  | SOLE | 0 | 0 | 0 | 2370 |
| DORIAN LPG LTD         F | FGO | Y2106R110 |  | 244530 | 7150 | SH |  | SOLE | 0 | 0 | 0 | 7150 |
| BLACKROCK MULTI-SECTOR I | CEM | 09258A107 |  | 242262 | 19350 | SH |  | SOLE | 0 | 0 | 0 | 19350 |
| INVESCO S 500 QUALITY | UIE | 46137V241 |  | 230382 | 3064 | SH |  | SOLE | 0 | 0 | 0 | 3064 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 227127 | 3674 | SH |  | SOLE | 0 | 0 | 0 | 3674 |
| QUALCOMM INC | COM | 747525103 |  | 226819 | 1761 | SH |  | SOLE | 0 | 0 | 0 | 1761 |
| INVESCO QQQ TR | UIE | 46090E103 |  | 225677 | 391 | SH |  | SOLE | 0 | 0 | 0 | 391 |
| MFS CHARTER INCOME | CEM | 552727109 |  | 223329 | 36853 | SH |  | SOLE | 0 | 0 | 0 | 36853 |
| ISHARES S SMALL-CAP | UIE | 464287887 |  | 220827 | 1526 | SH |  | SOLE | 0 | 0 | 0 | 1526 |
| PACER GLOBAL CASH COWS | UIE | 69374H709 |  | 220334 | 4765 | SH |  | SOLE | 0 | 0 | 0 | 4765 |
| UBS ETRACS GOLD SHARES | UIE | 22542D233 |  | 219318 | 1321 | SH |  | SOLE | 0 | 0 | 0 | 1321 |
| NXG NEXTGEN INCOME FUND | CEM | 231647207 |  | 219171 | 3990 | SH |  | SOLE | 0 | 0 | 0 | 3990 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 216218 | 640 | SH |  | SOLE | 0 | 0 | 0 | 640 |
| ISHARES RUSSELL MID-CAP | UIE | 464287481 |  | 211654 | 1652 | SH |  | SOLE | 0 | 0 | 0 | 1652 |
| ISHARES GLOBAL ENERGY | UIE | 464287341 |  | 209931 | 3644 | SH |  | SOLE | 0 | 0 | 0 | 3644 |
| SCHWAB U.S. LARGE-CAP | UIE | 808524300 |  | 209736 | 7200 | SH |  | SOLE | 0 | 0 | 0 | 7200 |
| NEUBERGER NEXT GENERATON | CEM | 64133Q108 |  | 206435 | 16040 | SH |  | SOLE | 0 | 0 | 0 | 16040 |
| SRH TOTAL RETURN FUND | CEM | 101507101 |  | 201968 | 11811 | SH |  | SOLE | 0 | 0 | 0 | 11811 |
| EDISON INTL | COM | 281020107 |  | 200513 | 2740 | SH |  | SOLE | 0 | 0 | 0 | 2740 |
| KAYNE ANDERSON ENERGY IN | CEM | 486606106 |  | 198064 | 13870 | SH |  | SOLE | 0 | 0 | 0 | 13870 |
| ABRDN HLTHCR INV | CEM | 87911J103 |  | 193217 | 10861 | SH |  | SOLE | 0 | 0 | 0 | 10861 |
| EV TAX-MANAGED GLB B-W O | CEM | 27829C105 |  | 189033 | 21530 | SH |  | SOLE | 0 | 0 | 0 | 21530 |
| BONDBLOXX USD HIGH YIELD | UIE | 09789C770 |  | 184883 | 12450 | SH |  | SOLE | 0 | 0 | 0 | 12450 |
| SFL CORP LTD           F | FGO | G7738W106 |  | 183646 | 17020 | SH |  | SOLE | 0 | 0 | 0 | 17020 |
| ABRDN TOTAL DYNAMIC DIVI | CEM | 00326L100 |  | 181898 | 19750 | SH |  | SOLE | 0 | 0 | 0 | 19750 |
| INDIA FUND INC | CEM | 454089103 |  | 178177 | 15740 | SH |  | SOLE | 0 | 0 | 0 | 15740 |
| VOYA EMERGING MARKETS HI | CEM | 92912P108 |  | 177089 | 26590 | SH |  | SOLE | 0 | 0 | 0 | 26590 |
| VOYA ASIA PACIFIC HIGH D | CEM | 92912J102 |  | 174359 | 23658 | SH |  | SOLE | 0 | 0 | 0 | 23658 |
| EV TAX-MGD GBL DIV EQUIT | CEM | 27829F108 |  | 172022 | 19864 | SH |  | SOLE | 0 | 0 | 0 | 19864 |
| BLACKROCK MUNIHOLDINGS C | CEM | 09254L107 |  | 171902 | 16529 | SH |  | SOLE | 0 | 0 | 0 | 16529 |
| DUFF  PHELPS UTILITY AN | CEM | 26433C105 |  | 168226 | 11650 | SH |  | SOLE | 0 | 0 | 0 | 11650 |
| ABRDN EMRG MKTS EX CHINA | CEM | 00301W105 |  | 151340 | 20760 | SH |  | SOLE | 0 | 0 | 0 | 20760 |
| MFS MULTI-MARKET INCOME | CEM | 552737108 |  | 150150 | 32500 | SH |  | SOLE | 0 | 0 | 0 | 32500 |
| BLACKROCK ENHANCED GLBL | CEM | 092501105 |  | 146316 | 13350 | SH |  | SOLE | 0 | 0 | 0 | 13350 |
| ELLINGTON CREDIT CO | CEM | 288578107 |  | 141982 | 32050 | SH |  | SOLE | 0 | 0 | 0 | 32050 |
| ALLSRPING UTLTS AND HGH | CEM | 94987E109 |  | 133705 | 11050 | SH |  | SOLE | 0 | 0 | 0 | 11050 |
| BROOKFIELD REAL ASSETS I | CEM | 112830104 |  | 131815 | 10250 | SH |  | SOLE | 0 | 0 | 0 | 10250 |
| ALLSPRING GLOBAL DIVIDEN | CEM | 94987C103 |  | 130301 | 22350 | SH |  | SOLE | 0 | 0 | 0 | 22350 |
| NUVEEN REAL ESTATE INCOM | CEM | 67071B108 |  | 128983 | 17290 | SH |  | SOLE | 0 | 0 | 0 | 17290 |
| CLOUGH GLOBAL OPPORTUNIT | CEM | 18914E106 |  | 127497 | 22890 | SH |  | SOLE | 0 | 0 | 0 | 22890 |
| GDL FUND | CEM | 361570104 |  | 126616 | 15200 | SH |  | SOLE | 0 | 0 | 0 | 15200 |
| DOUBLELINE INCOME SOLUTI | CEM | 258622109 |  | 125845 | 11620 | SH |  | SOLE | 0 | 0 | 0 | 11620 |
| CLOUGH GLOBAL DIVIDEND A | CEM | 18913Y103 |  | 124320 | 21000 | SH |  | SOLE | 0 | 0 | 0 | 21000 |
| AMERICAN COASTAL INS | COM | 910710102 |  | 124313 | 11050 | SH |  | SOLE | 0 | 0 | 0 | 11050 |
| MIDCAP FINL INVESTME | COM | 03761U502 |  | 123977 | 11030 | SH |  | SOLE | 0 | 0 | 0 | 11030 |
| SABA CAPITAL INCOME  OP | CEM | 78518H202 |  | 119972 | 17800 | SH |  | SOLE | 0 | 0 | 0 | 17800 |
| ABRDN GLOBAL PREMIER PRO | CEM | 00302L207 |  | 116235 | 10519 | SH |  | SOLE | 0 | 0 | 0 | 10519 |
| EV LIMITED DURATION INCO | CEM | 27828H105 |  | 114345 | 12100 | SH |  | SOLE | 0 | 0 | 0 | 12100 |
| VOYA GLOBAL ADVANTAGE AN | CEM | 92912R104 |  | 110896 | 11600 | SH |  | SOLE | 0 | 0 | 0 | 11600 |
| ARCHER AVIATION INC | COM | 03945R102 |  | 109526 | 21185 | SH |  | SOLE | 0 | 0 | 0 | 21185 |
| VIRTUS TOTAL RETURN FD | CEM | 92835W107 |  | 106582 | 16100 | SH |  | SOLE | 0 | 0 | 0 | 16100 |
| CLOUGH GLOBAL EQUITY | CEM | 18914C100 |  | 100149 | 13300 | SH |  | SOLE | 0 | 0 | 0 | 13300 |
| BLACKROCK ENHANCED INTL | CEM | 092524107 |  | 98235 | 18158 | SH |  | SOLE | 0 | 0 | 0 | 18158 |
| BLACKROCK ENHANCED EQUIT | CEM | 09251A104 |  | 97932 | 11361 | SH |  | SOLE | 0 | 0 | 0 | 11361 |
| NUVEEN CREDIT STRATEGIES | CEM | 67073D102 |  | 93748 | 19250 | SH |  | SOLE | 0 | 0 | 0 | 19250 |
| GAMCO GLB GOLD NATURAL R | CEM | 36465A109 |  | 92355 | 17360 | SH |  | SOLE | 0 | 0 | 0 | 17360 |
| GABELLI MULTIMEDIA | CEM | 36239Q109 |  | 91648 | 23320 | SH |  | SOLE | 0 | 0 | 0 | 23320 |
| LIBERTY ALL-STAR GROWTH | CEM | 529900102 |  | 81605 | 17180 | SH |  | SOLE | 0 | 0 | 0 | 17180 |
| CBRE GLOBAL REAL ESTATE | CEM | 12504G100 |  | 77791 | 17720 | SH |  | SOLE | 0 | 0 | 0 | 17720 |
| CALAMOS GLOBAL DYNAMIC I | CEM | 12811L107 |  | 77755 | 10710 | SH |  | SOLE | 0 | 0 | 0 | 10710 |
| NEUBERGER REAL EST SEC I | CEM | 64190A103 |  | 75200 | 26479 | SH |  | SOLE | 0 | 0 | 0 | 26479 |
| ADVANCED FLOWER CAP INC | COM | 00109K105 |  | 68346 | 24236 | SH |  | SOLE | 0 | 0 | 0 | 24236 |
| LIBERTY ALL-STAR EQUITY | CEM | 530158104 |  | 65990 | 11890 | SH |  | SOLE | 0 | 0 | 0 | 11890 |
| B  G FOODS INC NEW | COM | 05508R106 |  | 57864 | 12030 | SH |  | SOLE | 0 | 0 | 0 | 12030 |

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