# EDGAR Filing Document

**Accession Number:** 0001522643
**File Stem:** 0001522643-26-000004
**Filing Date:** 2026-3
**Character Count:** 2584
**Document Hash:** 16e514fad9afd18fea20036b7fc73242
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001522643-26-000004.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0001522643-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 4

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CITIC SECURITIES INTERNATIONAL USA, LLC
- **CENTRAL INDEX KEY:** 0001522643

**ORGANIZATION NAME:**
- **EIN:** 452741209
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68887
- **FILM NUMBER:** 26719840

**BUSINESS ADDRESS:**
- **STREET 1:** 1155 AVENUE OF THE AMERICAS
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-549-5097

**MAIL ADDRESS:**
- **STREET 1:** 1155 AVENUE OF THE AMERICAS
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

### Attached PDF Documents

**Attachment 1:** `2025_publ.pdf`

_No text found in this document._

**Attachment 2:** `2025_acctreport.pdf`

_No text found in this document._

**Attachment 3:** `2025_exemptionrpt.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001522643

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CITIC SECURITIES INTERNATIONAL USA, LLC

**Business Address:** 1155 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY, 10036

**Contact Person:** William C. Holub

**Contact Phone:** 2125495062

### Independent Public Accountant Identification

**Accountant Name:** KPMG

**Accountant Address:** 375 Ninth Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **William C. holub**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CITIC SECURITIES INTERNATIONAL USA, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** William C. Holub

**Title:** Chief Financial Officer