# EDGAR Filing Document

**Accession Number:** 0001450011
**File Stem:** 0001450011-23-000113
**Filing Date:** 2023-3
**Character Count:** 54135
**Document Hash:** 6a5c6db37b074526f0a18656127a8ce7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001450011-23-000113.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001450011-23-000113

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PIMCO ETF Trust
- **CENTRAL INDEX KEY:** 0001450011
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22250
- **FILM NUMBER:** 23688772

**BUSINESS ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949.720.6000

**MAIL ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

## Series and Classes Contracts Data

### PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (Series ID: S000072714)

| Class ID   | Class Name                                                       | Ticker Symbol   |
|:---|:---|:---|
| C000229173 | PIMCO Municipal Income Opportunities Active Exchange-Traded Fund | MINO            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** PIMCO ETF Trust

- **b. Investment Company Act file number:** 811-22250

- **c. CIK number of Registrant:** 0001450011

- **d. LEI of Registrant:** 5493004M9TBGFQUJ6D27

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 650 Newport Center Drive

  - **City:** Newport Beach

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92660

  - **Telephone number:** (888) 400-4383

**Item A.2. Information about the Series.**

- **a. Name of Series:** PIMCO Municipal Income Opportunities Active Exchange-Traded Fund

- **b. EDGAR series identifier (if any):** S000072714

- **c. LEI of Series:** 549300A7W8BVTTVUQP31

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $53320326.95

**Total Liabilities:** $200657.81

**Net Assets:** $53119669.14

**Cash Not Reported:** $547520.47

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 891.135100 | **1-Year:** 1176.011100 | **5-Year:** 9269.694800 | **10-Year:** 15186.427100 | **30-Year:** 849.558600

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000 | **1-Year:** 123.696800 | **5-Year:** 1587.701500 | **10-Year:** 4051.865400 | **30-Year:** 286.308900

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000229173 | -1.46%               | 5.06%                | 0.10%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-209701.89              | $-653438.82                                |
| Month 2  | $-683457.13              | $3068456.21                                |
| Month 3  | $1161.65                 | $-192869.62                                |

**Designated Index Information**

- **Index Name:** Bloomberg Municipal Bond: Total Return Unhedged USD Index

- **Index Identifier:** LMBITR

### Schedule of Portfolio Investments

| Name                                                                             | Title                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A                                                                              | US 10YR NOTE (CBT)MAR23 XCBT 20230322                       | CUSIP: 000000000<br>LEI: N/A                  | N/A              | DIR              |  | US        |       -26 | NC      | $11136.27     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| BLACK BELT ENERGY GAS DISTRICT                                                   | BLACK BELT ENERGY GAS DIST AL BBEUTL 10/52 ADJUSTABLE VAR   | CUSIP: 09182TAM9<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $988069.00    | 1.86%             | 2052-10-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| BUCKEYE TOBACCO SETTLEMENT FINANCING AUTHORITY                                   | BUCKEYE OH TOBACCO SETTLEMENT BUCGEN 06/55 FIXED 5          | CUSIP: 118217CZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $217321.80    | 0.41%             | 2055-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY CHOICE FINANCING AUTHORITY                                  | CALIFORNIA CMNTY CHOICE FING A CCEDEV 02/52 ADJUSTABLE VAR  | CUSIP: 13013JAP1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $984688.40    | 1.85%             | 2052-02-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY HOUSING AGENCY                                              | CALIFORNIA CMNTY HSG AGY ESSEN CCHHSG 08/52 FIXED OID 4.5   | CUSIP: 13013FBH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $82200.09     | 0.15%             | 2052-08-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA COMMUNITY HOUSING AGENCY                                              | CALIFORNIA CMNTY HSG AGY WORKF CCHHSG 04/49 FIXED 5         | CUSIP: 13013HAA8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $262715.76    | 0.49%             | 2049-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUNICIPAL FINANCE AUTHORITY                                           | CALIFORNIA ST MUNI FIN AUTH MF CASMFH 11/36 FIXED 4         | CUSIP: 130483ES5<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    250000 | PA      | $224268.48    | 0.42%             | 2036-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA POLLUTION CONTROL FINANCING AUTHORITY                                 | CALIFORNIA ST POLL CONTROL FIN CASPOL 12/40 FIXED OID 7.5   | CUSIP: 130536RG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $163774.30    | 0.31%             | 2040-12-01      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY                           | CALIFORNIA ST STWD CMNTYS DEVA CASPOL 11/33 ADJUSTABLE VAR  | CUSIP: 13078HAW2<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    250000 | PA      | $246256.55    | 0.46%             | 2033-11-01      | Variable      | 2.62%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY                           | CALIFORNIA STWD CMNTYS DEV AUT CASGEN 08/57 FIXED OID 5.375 | CUSIP: 13080SM84<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    250000 | PA      | $263627.15    | 0.50%             | 2057-08-15      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY                           | CALIFORNIA STWD CMNTYS DEV AUT CASGEN 12/56 FIXED 5.25      | CUSIP: 13080SML5<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    250000 | PA      | $247863.80    | 0.47%             | 2056-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CENTRAL TEXAS TURNPIKE SYSTEM                                                    | TEXAS ST TRANSPRTN COMMISSION TXSTRN 08/37 ZEROCPNOID 0     | CUSIP: 88283KAK4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $127676.45    | 0.24%             | 2037-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CHANDLER INDUSTRIAL DEVELOPMEN                                                   | CHANDLER AZ INDL DEV AUTH INDL CHADEV 09/52 ADJUSTABLE VAR  | CUSIP: 158862CB6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $260991.48    | 0.49%             | 2052-09-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY                                         | CHARLOTTE MECKLENBURG NC HOSP CHAMED 01/49 ADJUSTABLE VAR   | CUSIP: 160853VD6<br>LEI: 549300XOH4JU704GMZ32 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1147260.80   | 2.16%             | 2049-01-15      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CHICAGO OHARE INTERNATIONAL AIRPORT                                              | CHICAGO IL O HARE INTERNATIONA CHITRN 01/55 FIXED 5.5       | CUSIP: 167593Y48<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1047338.60   | 1.97%             | 2055-01-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| CITY & COUNTY OF DENVER CO AIRPORT SYSTEM REVENUE                                | DENVER CITY   CNTY CO ARPT REV DENAPT 11/29 FIXED 5         | CUSIP: 249182QE9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $540860.45    | 1.02%             | 2029-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CITY OF COLUMBIA SC WATERWORKS & SEWER SYSTEM REVENUE                            | COLUMBIA SC WTRWKS   SWR SYS COLWTR 02/41 FIXED 4.25        | CUSIP: 198504K27<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $624852.75    | 1.18%             | 2041-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| CITY OF RENO NV                                                                  | RENO NV SALES TAX REVENUE RENGEN 07/58 ZEROCPNOID 0         | CUSIP: 759861EJ2<br>LEI: 549300M4R5WWSUWY8D52 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $117899.80    | 0.22%             | 2058-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CITY OF WHITING INDIANA                                                          | WHITING IN ENVRNMNTL FACS REVE WHGFAC 12/44 ADJUSTABLE VAR  | CUSIP: 96634RAU6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1024561.00   | 1.93%             | 2044-12-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CMFA SPECIAL FINANCE AGENCY                                                      | CMFA SPL FIN AGY CA ESSENTIAL CMFHSG 08/45 FIXED 4          | CUSIP: 12574WAB6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $394935.00    | 0.74%             | 2045-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| COLORADO HEALTH FACILITIES AUTHORITY                                             | COLORADO ST HLTH FACS AUTH REV COSMED 05/61 FLOATING VAR    | CUSIP: 19648FVM3<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |    500000 | PA      | $494393.50    | 0.93%             | 2061-05-15      | Floating      | 3.68%                 | No            |                  2 | On Loan: No      |
| COLORADO HEALTH FACILITIES AUTHORITY                                             | COLORADO ST HLTH FACS AUTH REV COSMED 05/62 ADJUSTABLE VAR  | CUSIP: 19648FVK7<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1608842.10   | 3.03%             | 2062-05-15      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| COUNTY OF ALLEN OH HOSPITAL FACILITIES REVENUE                                   | ALLEN CNTY OH HOSP FACS REVENU ALLMED 08/29 FIXED 5         | CUSIP: 01757LFU5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1095425.80   | 2.06%             | 2029-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COUNTY OF SACRAMENTO CA                                                          | SACRAMENTO CNTY CA SPL TAX SACGEN 09/47 FIXED 5             | CUSIP: 786153RU2<br>LEI: 549300OXI5MD45L13R20 | Long             | DBT              | MUN               | US        |    150000 | PA      | $146169.77    | 0.28%             | 2047-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CSCDA COMMUNITY IMPROVEMENT AUTHORITY                                            | CSCDA CMNTY IMPT AUTH CA ESSEN CDAHSG 09/62 INT APROID VAR  | CUSIP: 126292CP4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $95300.38     | 0.18%             | 2062-09-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| CSCDA COMMUNITY IMPROVEMENT AUTHORITY                                            | CSCDA CMNTY IMPT AUTH CA ESSEN CDAHSG 10/46 FIXED 3.5       | CUSIP: 126292AL5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $364048.25    | 0.69%             | 2046-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| FARMS NEW KENT COMMUNITY DEVEL                                                   | FARMS NEW KENT VA CMNTY DEV AU FRMDEV 03/36 FIXED 3.75      | CUSIP: 311551AD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    330000 | PA      | $302834.50    | 0.57%             | 2036-03-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| GDB DEBT RECOVERY AUTHORITY OF PUERTO RICO                                       | GDB DEBT RECOVERY AUTH OF CMWL PRCDEV 08/40 FIXED OID 7.5   | CUSIP: 36829QAA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    229968 | PA      | $192598.20    | 0.36%             | 2040-08-20      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| GOLDEN STATE TOBACCO SECURITIZATION                                              | GOLDEN ST TOBACCO SECURITIZATI GLDGEN 06/50 FIXED 3.85      | CUSIP: 38122ND82<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $886080.50    | 1.67%             | 2050-06-01      | Fixed         | 3.85%                 | No            |                  2 | On Loan: No      |
| GOLDEN STATE TOBACCO SECURITIZATION                                              | GOLDEN ST TOBACCO SECURITIZATI GLDGEN 06/51 FIXED 5         | CUSIP: 38122ND90<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $256863.03    | 0.48%             | 2051-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GOLDEN STATE TOBACCO SECURITIZATION                                              | GOLDEN ST TOBACCO SECURITIZATI GLDGEN 06/66 ZEROCPNOID 0    | CUSIP: 38122NB84<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3500000 | PA      | $407664.25    | 0.77%             | 2066-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GREATER ORLANDO AVIATION AUTHORITY                                               | GTR ORLANDO FL AVIATION AUTH A GREAPT 10/40 FIXED 5         | CUSIP: 392274J72<br>LEI: 549300CP6PUG5S184F61 | Long             | DBT              | MUN               | US        |    500000 | PA      | $507562.70    | 0.96%             | 2040-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| HERNANDO COUNTY OF                                                               | HERNANDO CNTY FL NON AD VALORE HERGEN 06/52 FIXED 5.25      | CUSIP: 42766WAX3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $428678.16    | 0.81%             | 2052-06-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST                                                                      | ILLINOIS ST ILS 06/33 FIXED 4                               | CUSIP: 452152E23<br>LEI: 54930048FV8RWPR02D67 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $939326.60    | 1.77%             | 2033-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| INDIANA FINANCE AUTHORITY                                                        | INDIANA FIN AUTH MIDWESTERN DI INDGEN 11/30 FIXED 4.25      | CUSIP: 45470CAG4<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    250000 | PA      | $241762.03    | 0.46%             | 2030-11-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| INDIANA FINANCE AUTHORITY                                                        | INDIANA ST FIN AUTH ENVRNMNTL INSENV 12/46 ADJUSTABLE VAR   | CUSIP: 455054BJ4<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    500000 | PA      | $499725.85    | 0.94%             | 2046-12-15      | Variable      | 4.50%                 | No            |                  2 | On Loan: No      |
| IOWA FINANCE AUTHORITY                                                           | IOWA ST FIN AUTH MIDWSTRN DISA IASGEN 12/50 ADJUSTABLE VAR  | CUSIP: 46246SAW5<br>LEI: 549300NQVL49BTHOW391 | Long             | DBT              | MUN               | US        |    250000 | PA      | $239700.68    | 0.45%             | 2050-12-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| LEHIGH CNTY PA                                                                   | LEHIGH CNTY PA GEN PURPOSE HOS LEHMED 08/38 FLOATING VAR    | CUSIP: 52480GDC5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    970000 | PA      | $958034.37    | 1.80%             | 2038-08-15      | Floating      | 4.23%                 | Yes           |                  2 | On Loan: No      |
| LOUISIANA LOCAL GOVERNMENT ENVIRONMENTAL FACILITIES & COMMUNITY DEVELOPMENT AUTH | LOUISIANA ST LOCAL GOVT ENVRNM LASFAC 08/26 FIXED 5         | CUSIP: 546275AB4<br>LEI: 5493004WIZ1HV87IVF85 | Long             | DBT              | MUN               | US        |    475000 | PA      | $507900.31    | 0.96%             | 2026-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MAIN STREET NATURAL GAS INC                                                      | MAIN STREET NATURAL GAS INC GA MAIUTL 07/52 ADJUSTABLE VAR  | CUSIP: 56035DDH2<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $992230.00    | 1.87%             | 2052-07-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS DEVELOPMENT FINANCE AGENCY                                         | MASSACHUSETTS ST DEV FIN AGY R MASDEV 07/44 FIXED 5         | CUSIP: 57583UVQ8<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500939.20    | 0.94%             | 2044-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS DEVELOPMENT FINANCE AGENCY                                         | MASSACHUSETTS ST DEV FIN AGY R MASDEV 07/48 FIXED 5         | CUSIP: 57584YJV2<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    500000 | PA      | $508338.10    | 0.96%             | 2048-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS DEVELOPMENT FINANCE AGENCY                                         | MASSACHUSETTS ST DEV FIN AGY R MASDEV 10/38 FIXED 5         | CUSIP: 57584Y3Q0<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    500000 | PA      | $567218.75    | 1.07%             | 2038-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS PORT AUTHORITY                                                     | MASSACHUSETTS ST PORT AUTH MASTRN 07/36 FIXED 5             | CUSIP: 575896YU3<br>LEI: 254900JRR8IDSSKWCL90 | Long             | DBT              | MUN               | US        |    500000 | PA      | $538531.90    | 1.01%             | 2036-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS STATE                                                              | MASSACHUSETTS ST MAS 07/35 FIXED 2.029                      | CUSIP: 57582RG26<br>LEI: 5493001N1YCXNI1O7K10 | Long             | DBT              | MUN               | US        |    500000 | PA      | $358696.40    | 0.68%             | 2035-07-01      | Fixed         | 2.03%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS STATE                                                              | MASSACHUSETTS ST MAS 10/47 FIXED 5.25                       | CUSIP: 57582RY34<br>LEI: 5493001N1YCXNI1O7K10 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1111556.80   | 2.09%             | 2047-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| MATAGORDA COUNTY NAVIGATION DIST                                                 | MATAGORDA CNTY TX NAV DIST  1 MATPOL 11/29 FIXED 2.6        | CUSIP: 576528DT7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $222581.15    | 0.42%             | 2029-11-01      | Fixed         | 2.60%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPECIAL PURPOSE SECURITIZATION CORP                                | MATCHING FUND SPL PURPOSE SECU MFCFAC 10/26 FIXED 5         | CUSIP: 57665NAB1<br>LEI: N/A                  | Long             | DBT              | MUN               | VI        |    500000 | PA      | $513679.70    | 0.97%             | 2026-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPECIAL PURPOSE SECURITIZATION CORP                                | MATCHING FUND SPL PURPOSE SECU MFCFAC 10/39 FIXED 5         | CUSIP: 57665NAG0<br>LEI: N/A                  | Long             | DBT              | MUN               | VI        |    500000 | PA      | $501492.15    | 0.94%             | 2039-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MICHIGAN FINANCE AUTHORITY                                                       | MICHIGAN ST FIN AUTH REVENUE MISFIN 06/40 FIXED 5           | CUSIP: 59447TG80<br>LEI: 54930022O46HOX5J1D14 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506166.05    | 0.95%             | 2040-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MICHIGAN FINANCE AUTHORITY                                                       | MICHIGAN ST FIN AUTH REVENUE MISFIN 06/65 ZEROCPNOID 0      | CUSIP: 59447TM26<br>LEI: 54930022O46HOX5J1D14 | Long             | DBT              | MUN               | US        |   2500000 | PA      | $217646.00    | 0.41%             | 2065-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MONTGOMERY CNTY PA HIGHER ED & HLTH                                              | MONTGOMERY CNTY PA HGR EDU   H MONHGR 05/38 FIXED 4         | CUSIP: 613603F61<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $475008.60    | 0.89%             | 2038-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| MUNICIPAL ELECTRIC AUTHORITY OF GEORGIA                                          | MUNI ELEC AUTH OF GA MELPWR 07/63 FIXED 5.5                 | CUSIP: 62620HEN8<br>LEI: JA0WNILDDF2KUPS83B16 | Long             | DBT              | MUN               | US        |    500000 | PA      | $504994.65    | 0.95%             | 2063-07-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| MUNICIPALITY OF ANCHORAGE AK SOLID WASTE SERVICES REVENUE                        | ANCHORAGE AK SOL WST SVCS REVE ANCPOL 11/62 FIXED 5.25      | CUSIP: 033262AW6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $262828.95    | 0.49%             | 2062-11-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL EDUCATION FACILITIES FINANCE CORP                              | NEW HOPE CULTURAL EDU FACS FIN NHPFAC 01/57 FIXED 5.5       | CUSIP: 64542PGC3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $72338.13     | 0.14%             | 2057-01-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL EDUCATION FACILITIES FINANCE CORP                              | NEW HOPE CULTURAL EDU FACS FIN NHPFAC 12/54 FIXED OID 4     | CUSIP: 64542PEW1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $165835.85    | 0.31%             | 2054-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW JERSEY TRANSPORTATION TRUST FUND AUTHORITY                                   | NEW JERSEY ST TRANSPRTN TRUST NJSTRN 12/31 ZEROCPNOID 0     | CUSIP: 646136EU1<br>LEI: 549300YUVD5TEXR6L889 | Long             | DBT              | MUN               | US        |    250000 | PA      | $174224.33    | 0.33%             | 2031-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW JERSEY TRANSPORTATION TRUST FUND AUTHORITY                                   | NEW JERSEY ST TRANSPRTN TRUST NJSTRN 12/36 FIXED 5          | CUSIP: 6461364H1<br>LEI: 549300YUVD5TEXR6L889 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1048152.50   | 1.97%             | 2036-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW MEXICO ST HOSP                                                               | NEW MEXICO ST HOSP EQUIPMENT L NMSMED 08/39 FIXED 4         | CUSIP: 647370HV0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $345974.02    | 0.65%             | 2039-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY OF                                                                 | NEW YORK NY NYC 10/41 FIXED 5.25                            | CUSIP: 64966QK90<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    250000 | PA      | $279018.38    | 0.53%             | 2041-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY FUTURE TAX SECURED REVENUE          | NEW YORK CITY NY TRANSITIONAL NYCGEN 11/45 FIXED 5.5        | CUSIP: 64971X4D7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $563036.65    | 1.06%             | 2045-11-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORPORATION                                         | LIBERTY DEV CORP NY REVENUE LBTDEV 10/35 FIXED 5.25         | CUSIP: 531127AC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $274883.75    | 0.52%             | 2035-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORPORATION                                         | NEW YORK ST LIBERTY DEV CORP L NYCDEV 11/44 FIXED 5         | CUSIP: 649519DA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $318749.38    | 0.60%             | 2044-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK STATE DORMITORY AUTHORITY                                               | NEW YORK ST DORM AUTH ST PERSO NYSHGR 03/39 FIXED 4         | CUSIP: 64990FW83<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    250000 | PA      | $243980.60    | 0.46%             | 2039-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK STATE URBAN DEVELOPMENT CORPORATION                                     | NEW YORK ST URBAN DEV CORP REV NYSDEV 03/29 FIXED 5         | CUSIP: 650036FB7<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |    500000 | PA      | $567107.90    | 1.07%             | 2029-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                                  | NEW YORK ST TRANSPRTN DEV CORP NYTTRN 10/30 FIXED OID 4     | CUSIP: 650116CX2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $241890.70    | 0.46%             | 2030-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| OHIO AIR QUALITY DEVELOPMENT AUTHORITY                                           | OHIO ST AIR QUALITY DEV AUTH E OHSDEV 07/49 FIXED 5         | CUSIP: 67754AAF1<br>LEI: 549300DZUU80AYOR6M80 | Long             | DBT              | MUN               | US        |    200000 | PA      | $178231.10    | 0.34%             | 2049-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| OHIO AIR QUALITY DEVELOPMENT AUTHORITY                                           | OHIO ST AIR QUALITY DEV AUTH OHSDEV 11/39 ADJUSTABLE VAR    | CUSIP: 677525WV5<br>LEI: 549300DZUU80AYOR6M80 | Long             | DBT              | MUN               | US        |    500000 | PA      | $499212.25    | 0.94%             | 2039-11-01      | Variable      | 4.25%                 | No            |                  2 | On Loan: No      |
| ALAMEDA CORRIDOR TRANSPORTATION AUTHORITY                                        | ALAMEDA CA CORRIDOR TRANSPRTN ALATRN 10/47 INT APROID VAR   | CUSIP: 010869JM8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $239606.75    | 0.45%             | 2047-10-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| PALM BEACH CNTY FLA HEALTH FACS                                                  | PALM BEACH CNTY FL HLTH FACS A PALMED 11/29 FIXED 5         | CUSIP: 69651ABP8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $401285.89    | 0.76%             | 2029-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA ECONOMIC DEVELOPMENT FINANCING AUTHORITY                            | PENNSYLVANIA ST ECON DEV FING PASDEV 06/39 FIXED 5.5        | CUSIP: 70868YAQ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $523896.55    | 0.99%             | 2039-06-30      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA ECONOMIC DEVELOPMENT FINANCING AUTHORITY                            | PENNSYLVANIA ST ECON DEV FING PASDEV 12/30 FIXED 5          | CUSIP: 70869PHU4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $255454.63    | 0.48%             | 2030-12-31      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA ECONOMIC DEVELOPMENT FINANCING AUTHORITY                            | PENNSYLVANIA ST ECON DEV FING PASDEV 12/38 FIXED 5          | CUSIP: 70869PJY4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $500645.70    | 0.94%             | 2038-12-31      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PENNSYLVANIA STATE                                                               | PENNSYLVANIA ST PAS 09/34 FIXED 4                           | CUSIP: 70914PF23<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $507900.70    | 0.96%             | 2034-09-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| ALLENTOWN NEIGHBORHOOD IMPROVEMENT ZONE DEVELOPMENT AUTHORITY                    | ALLENTOWN PA NEIGHBORHOOD IMPT ALTDEV 05/42 FIXED 5.25      | CUSIP: 018444CA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $192696.68    | 0.36%             | 2042-05-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PUBLIC FINANCE AUTHORITY                                                         | PUBLIC FIN AUTH WI HLTHCARE SY PUBMED 10/52 FIXED OID 4     | CUSIP: 74447GAA8<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    400000 | PA      | $347049.32    | 0.65%             | 2052-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUBLIC FINANCE AUTHORITY                                                         | PUBLIC FIN AUTH WI REVENUE PUBGEN 03/56 FIXED 4             | CUSIP: 74442PTG0<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    250000 | PA      | $188904.65    | 0.36%             | 2056-03-31      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUBLIC FINANCE AUTHORITY                                                         | PUBLIC FIN AUTH WI REVENUE PUBGEN 10/41 ADJUSTABLE VAR      | CUSIP: 74442PTB1<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    250000 | PA      | $257239.23    | 0.48%             | 2041-10-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO GOVT                                                                 | PUERTO RICO CMWLTH PRC 07/24 ZEROCPNOID 0                   | CUSIP: 74514L3Q8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | PR        |     11550 | PA      | $10709.46     | 0.02%             | 2024-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO GOVT                                                                 | PUERTO RICO CMWLTH PRC 07/27 FIXED 5.625                    | CUSIP: 74514L3G0<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | PR        |     38125 | PA      | $38890.20     | 0.07%             | 2027-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO GOVT                                                                 | PUERTO RICO CMWLTH PRC 07/41 FIXED 4                        | CUSIP: 74514L3N5<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    400000 | PA      | $314338.08    | 0.59%             | 2041-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO GOVT                                                                 | PUERTO RICO CMWLTH PRC 11/43 ADJUSTABLE VAR                 | CUSIP: 74514L3T2<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | PR        |    273283 | PA      | $119902.87    | 0.23%             | 2043-11-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO GOVT                                                                 | PUERTO RICO CMWLTH PRC 11/51 ADJUSTABLE VAR                 | CUSIP: 74514L4C8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | PR        |    500000 | PA      | $219375.00    | 0.41%             | 2051-11-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO GOVT                                                                 | PUERTO RICO CMWLTH PRC 11/51 ADJUSTABLE VAR                 | CUSIP: 74514L4G9<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | PR        |    748807 | PA      | $252722.45    | 0.48%             | 2051-11-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO HIGHWAY AND TRANSPORTATION AUTHORITY                                 | PUERTO RICO CMWLTH HIGHWAY   T PRCTRN 07/53 INT APROID VAR  | CUSIP: 745197AC7<br>LEI: 549300J6QBXVWJXB7Y41 | Long             | DBT              | MUN               | PR        |    225000 | PA      | $124875.05    | 0.24%             | 2053-07-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FINANCING CORP SALES TAX REVENUE                           | PUERTO RICO SALES TAX FING COR PRCGEN 07/40 FIXED 4.55      | CUSIP: 74529JRQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | PR        |    250000 | PA      | $229979.48    | 0.43%             | 2040-07-01      | Fixed         | 4.55%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FINANCING CORP SALES TAX REVENUE                           | PUERTO RICO SALES TAX FING COR PRCGEN 07/46 ZEROCPNOID 0    | CUSIP: 74529JQG3<br>LEI: N/A                  | Long             | DBT              | MUN               | PR        |    500000 | PA      | $123820.85    | 0.23%             | 2046-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FINANCING CORP SALES TAX REVENUE                           | PUERTO RICO SALES TAX FING COR PRCGEN 07/51 ZEROCPNOID 0    | CUSIP: 74529JQH1<br>LEI: N/A                  | Long             | DBT              | MUN               | PR        |   5400000 | PA      | $978831.54    | 1.84%             | 2051-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SALES TAX SECURITIZATION CORPORATION                                             | SALES TAX SECURITIZATION CORP STSGEN 01/37 FIXED 5          | CUSIP: 79467BBH7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1035623.00   | 1.95%             | 2037-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY & COUNTY AIRPORT COMM-SAN FRANCISCO INTERNATIONAL AIRPORT     | SAN FRANCISCO CALIF CITY  CNTY SFOAPT 05/44 FIXED 5         | CUSIP: 79766DRH4<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |    250000 | PA      | $250022.53    | 0.47%             | 2044-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOAQUIN HILLS TRANSPORTATION CORRIDOR AGENCY                                 | SAN JOAQUIN HILLS CA TRANSPRTN SJHTRN 01/25 ZEROCPNOID 0    | CUSIP: 798111BY5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $473778.95    | 0.89%             | 2025-01-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SCOTT COUNTY SCHOOL DISTRICT FINANCE CORP                                        | SCOTT CNTY KY SCH DIST FIN COR SCOEDU 09/41 FIXED 5         | CUSIP: 809545ZY5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1090153.10   | 2.05%             | 2041-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STATE OF ILLINOIS SALES TAX REVENUE                                              | ILLINOIS ST SALES TAX REVENUE ILSGEN 06/31 FIXED 5          | CUSIP: 452227SF9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1071899.60   | 2.02%             | 2031-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STATE OF WISCONSIN                                                               | WISCONSIN ST WIS 05/25 FLOATING VAR                         | CUSIP: 97705MXV2<br>LEI: 549300VTAT608CNZ5827 | Long             | DBT              | MUN               | US        |    240000 | PA      | $236923.06    | 0.45%             | 2025-05-01      | Floating      | 3.55%                 | No            |                  2 | On Loan: No      |
| SUFFOLK TOBACCO ASSET SECURITIZATION CORPORATION                                 | SUFFOLK NY TOBACCO ASSET SECUR SFKSEC 06/50 FIXED 4         | CUSIP: 864809CA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $250780.59    | 0.47%             | 2050-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| SUFFOLK TOBACCO ASSET SECURITIZATION CORPORATION                                 | SUFFOLK NY TOBACCO ASSET SECUR SFKSEC 06/66 ZEROCPNOID 0    | CUSIP: 864809CD8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $155518.20    | 0.29%             | 2066-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TENNERGY CORP                                                                    | TENNERGY CORP TN GAS REVENUE TGYPWR 12/51 ADJUSTABLE VAR    | CUSIP: 880397BW3<br>LEI: 5493008K3JJFBSC4C235 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $977783.10    | 1.84%             | 2051-12-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| TEXAS WATER DEVELOPMENT BOARD                                                    | TEXAS WTR DEV BRD ST WTR IMPLE TXSWTR 10/57 FIXED 5         | CUSIP: 88285ABK3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $269547.75    | 0.51%             | 2057-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TOB SECURITIZATION AUTH NORTHNCALIF                                              | TOBACCO SECURITIZATION AUTH NT TOBGEN 06/60 ZEROCPNOID 0    | CUSIP: 888794CA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $155921.40    | 0.29%             | 2060-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TOBACCO SETTLEMENT FING CORP RHODE ISLAN                                         | TOBACCO SETTLEMENT FING CORP R TOBGEN 06/40 FIXED 5         | CUSIP: 888809BE9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $503107.70    | 0.95%             | 2040-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TOBACCO SETTLEMENT FING CORP RHODE ISLAN                                         | TOBACCO SETTLEMENT FING CORP R TOBGEN 06/50 FIXED 5         | CUSIP: 888809BG4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $197987.86    | 0.37%             | 2050-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TOLEDO HOSPITAL                                                                  | TOLEDO HOSPITAL/THE SECURED 11/28 5.325                     | CUSIP: 889184AC1<br>LEI: 5493009DCR7NWV6K4T34 | Long             | DBT              | CORP              | US        |    250000 | PA      | $196212.50    | 0.37%             | 2028-11-15      | Fixed         | 5.33%                 | No            |                  2 | On Loan: No      |
| TOWER HEALTH                                                                     | TOWER HEALTH SECURED 02/50 4.451                            | CUSIP: 891792AA1<br>LEI: 549300SLJK3XUAQHFO63 | Long             | DBT              | CORP              | US        |    200000 | PA      | $97111.80     | 0.18%             | 2050-02-01      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY                                           | TRIBOROUGH NY BRIDGE   TUNNEL TRBTRN 11/32 FIXED 5          | CUSIP: 89602HEY9<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    250000 | PA      | $295643.88    | 0.56%             | 2032-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ANGELINA & NECHES RIVER AUTHORITY                                                | ANGELINA NECHES RIVER AUTH I ANGDEV 12/45 ADJUSTABLE VAR    | CUSIP: 03469KAJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $248884.08    | 0.47%             | 2045-12-01      | Variable      | 3.20%                 | No            |                  2 | On Loan: No      |
| TUSCALOOSA COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY                               | TUSCALOOSA CNTY AL INDL DEV AU TUSDEV 05/32 FIXED 4.5       | CUSIP: 90068FAY2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    256350 | PA      | $232070.68    | 0.44%             | 2032-05-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| UNIVERSITY OF CALIFORNIA                                                         | UNIV OF CALIFORNIA CA REVENUES UNVHGR 05/40 FIXED 5         | CUSIP: 91412GYV1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $518515.30    | 0.98%             | 2040-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UNIVERSITY WIS HOSPS & CLINICS AUTH REV                                          | UNIV HOSPS   CLINICS AUTH WI UNVMED 04/46 FIXED 4           | CUSIP: 915260ET6<br>LEI: 549300O76DW14JGO7224 | Long             | DBT              | MUN               | US        |    750000 | PA      | $715002.15    | 1.35%             | 2046-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| VIRGINIA COLLEGE BUILDING AUTHORITY                                              | VIRGINIA ST CLG BLDG AUTH EDUC VACHGR 02/34 FIXED 4         | CUSIP: 92778VGM4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $259830.15    | 0.49%             | 2034-02-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| WASHINGTON STATE CONVENTION CENTER PUBLIC FACILITIES DISTRICT                    | WASHINGTON ST CONVENTION CENTE WASFAC 07/31 FIXED 4         | CUSIP: 93976ACR1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $320802.72    | 0.60%             | 2031-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| WISCONSIN CENTER DISTRICT                                                        | WISCONSIN CENTER DIST WI TAX R WISGEN 12/45 ZEROCPNOID 0    | CUSIP: 976595FU7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $322755.00    | 0.61%             | 2045-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                                                                              | PARIBAS REPO                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               |  | US        |   4000000 | PA      | $4000000.00   | 7.53%             |  |  |  | No            |                  2 | On Loan: No      |
| ARIZONA INDUSTRIAL DEVELOPMENT AUTHORITY                                         | ARIZONA ST INDL DEV AUTH SENIO AZSNUR 01/40 FIXED OID 4.25  | CUSIP: 04052TAU9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    480000 | PA      | $297722.45    | 0.56%             | 2040-01-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| ARKANSAS DEVELOPMENT FINANCE AUTHORITY                                           | ARKANSAS ST DEV FIN AUTH INDL ARSDEV 09/49 FIXED 4.5        | CUSIP: 04108WCC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $262443.57    | 0.49%             | 2049-09-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-09

**Name of Applicant:** PIMCO ETF Trust

**Signature:** /s/ Bijal Parikh

**Name of Signer:** Bijal Parikh

**Title:** Treasurer