# EDGAR Filing Document

**Accession Number:** 0001859795
**File Stem:** 0000950170-25-096764
**Filing Date:** 2025-7
**Character Count:** 17663
**Document Hash:** 8f74fc393336d2deef6099e6312cbc99
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950170-25-096764.hdr.sgml**: 20250718

**ACCESSION NUMBER**: 0000950170-25-096764

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 5

**CONFORMED PERIOD OF REPORT**: 20250718

**FILED AS OF DATE**: 20250718

**DATE AS OF CHANGE**: 20250718

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOVONIX Ltd
- **CENTRAL INDEX KEY:** 0001859795
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 981559131
- **STATE OF INCORPORATION:** C3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41208
- **FILM NUMBER:** 251132696

**BUSINESS ADDRESS:**
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **STATE:** C3
- **ZIP:** 4000
- **BUSINESS PHONE:** 4235416874

**MAIL ADDRESS:**
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **STATE:** C3
- **ZIP:** 4000

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

Washington, D.C. 20549

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE**

**SECURITIES EXCHANGE ACT OF 1934**

For the month of July, 2025

001-41208 <br> (Commission File Number)

**NOVONIX LIMITED**

(Translation of registrant's name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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**EXHIBIT INDEX**

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| | |
|:---|:---|
| **<u>Exhibit No.</u>** | **<u>Description</u>** |
| Exhibit 99.1 | [<u>ASX Announcement (Commerce Department Determination) dated July 18, 2025.</u>](nvx-ex99_1.htm) |
| Exhibit 99.2 | [<u>Appendix 2A (Application for quotation of securities) dated July 18, 2025.</u>](nvx-ex99_2.htm)<br>|

---

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| **NOVONIX LIMITED** | **NOVONIX LIMITED** |
| By: | <u>/s/ Robert Long</u> |
|  | Robert Long |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer |

---

Date: July 18, 2025

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## Exhibit 99.1

![img58969013_0.jpg](img58969013_0.jpg)

**Asx Announcement**

(ASX: **NVX**)

EXHIBIT 99.1

**U.S. Department of Commerce to Place 93.5% Antidumping Tariffs on Chinese Graphite Making the Effective Tariff Rate 160%**

<br>**Chattanooga, TN (USA), July 18, 2025** - NOVONIX Limited (NASDAQ: NVX, ASX: NVX) ("NOVONIX" or the "Company"), a leading battery materials and technology company, welcomes the preliminary determination by the U.S. Department of Commerce ("Commerce") to impose antidumping ("AD") tariffs of 93.5% on anode active material ("AAM"), which includes synthetic and natural graphite imports from China. The effective tariff rate for AAM is now 160% which includes the previously announced countervailing duty ("CVD") tariffs of 11.5% placed by Commerce in May, President Trump's blanket 30% tariffs on goods from China, and 25% Section 301 tariffs implemented by USTR last year.

Michael O'Kronley, CEO of NOVONIX, stated, "The decision today underscores the strategic importance of building a domestic supply chain for critical minerals, including synthetic graphite, in North America. It affirms our business strategy as well as the diversification strategy of our customers to source critical battery materials and components locally. NOVONIX, with the most advanced synthetic graphite production facility in North America, will be increasing significantly the United States production of an essential strategic mineral while strengthening American manufacturing, and creating high-quality jobs locally."

The AD investigation determines whether the graphite is being sold at less than fair value ("dumped"), while the CVD investigation previously announced in May<sup>1</sup>, determines whether the Chinese government is subsidizing the production and supply of graphite AAM to the United States. The additional AD tariff announced by Commerce today will now stack onto the previously announced CVD tariffs. The final determinations for both the AD and CVD investigations will be issued around December 5, 2025.

NOVONIX's Riverside facility in Chattanooga is poised to become the first large-scale production site dedicated to high-performance synthetic graphite for the battery, defense, and industrial sectors in North America. To meet increasing customer demand, the Company previously

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<sup>1</sup> U.S. Department of Commerce to Place Up to 721% Tariffs on Chinese Graphite - NOVONIX

1029 West 19<sup>th</sup> Street; Chattanooga, TN 37408; USA \| novonixgroup.com

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![img58969013_0.jpg](img58969013_0.jpg)

**Asx Announcement**

(ASX: **NVX**)

announced its second synthetic graphite manufacturing plant, also in Chattanooga, Tennessee known as the Enterprise South location. With the initial capacity at Enterprise South and its existing Riverside facility, which is scaling up to 20,000 tonnes per annum ("tpa"), NOVONIX will have total production capacity of over 50,000 tpa in Chattanooga.

This announcement has been authorised for release by Ron Edmonds, Chairman. <br>

**About NOVONIX** <br>NOVONIX is a leading battery technology company revolutionizing the global lithium-ion battery industry with innovative, sustainable technologies, high-performance materials, and more efficient production methods. The Company manufactures industry-leading battery cell testing equipment, is growing its high-performance synthetic graphite material manufacturing operations, and has developed a patented all-dry, zero-waste cathode synthesis process. Through advanced R&D capabilities, proprietary technology, and strategic partnerships, NOVONIX has gained a prominent position in the electric vehicle and energy storage systems battery industry and is powering a cleaner energy future.

To learn more, visit us at www.novonixgroup.com or on LinkedIn and X.

**<br>For NOVONIX Limited** <br> Scott Espenshade, ir@novonixgroup.com (investors)<br>Stephanie Reid, media@novonixgroup.com (media)

<br>**Cautionary Note Regarding Forward-Looking Statements**<br>This communication contains forward-looking statements about the Company and the industry in which we operate. Forward-looking statements can generally be identified by use of words such as "anticipate," "believe," "contemplate," "continue," "could," "estimate," "expect," "intend," "may," "plan," "potential," "predict," "project," "should," "target," "will," or "would," or other similar expressions. Examples of forward-looking statements in this communication include, among others, statements we make regarding our plans to purchase the Enterprise South property and build a new production facility, and our anticipated production capacity at each of our Riverside and planned Enterprise South facilities.<br>We have based such statements on our current expectations and projections about future events

1029 West 19<sup>th</sup> Street; Chattanooga, TN 37408; USA \| novonixgroup.com

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![img58969013_0.jpg](img58969013_0.jpg)

**Asx Announcement**

(ASX: **NVX**)

and trends that we believe may affect our financial condition, results of operations, business strategy and financial needs. Such forward-looking statements involve and are subject to known and unknown risks, uncertainties and other factors which may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements. Such factors include, among others, the timely deployment and scaling of our furnace technology, our ability to meet the technical specifications and demand of our existing and future customers, the accuracy of our estimates regarding market size, expenses, future revenue, capital requirements, needs and access for additional financing, the availability and impact and our compliance with the applicable terms of government funding and other support, our ability to satisfy the conditions precedent to our entering into definitive loan documents and to the U.S. Department of Energy's funding the LPO loan and, if the loan is obtained, our ability to comply with the restrictions and obligations under the loan documents, our ability to obtain patent rights effective to protect our technologies and processes and successfully defend any challenges to such rights and prevent others from commercializing such technologies and processes, and regulatory and economic developments in the United States, Australia and other jurisdictions. These and other factors that could affect our business and results are included in our filings with the U.S. Securities and Exchange Commission ("SEC"), including the Company's most recent annual report on Form 20-F. Copies of these filings may be obtained by visiting our Investor Relations website at www.novonixgroup.com or the SEC's website at www.sec.gov.

Forward-looking statements are not guarantees of future performance or outcomes, and actual performance and outcomes may differ materially from those made in or suggested by the forward-looking statements contained in this communication. Accordingly, you should not place undue reliance on forward-looking statements. Any forward-looking statement in this communication is based only on information currently available to us and speaks only as of the date on which it is made. We undertake no obligation to update any forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new information, future developments or otherwise, except as required by law.

1029 West 19<sup>th</sup> Street; Chattanooga, TN 37408; USA \| novonixgroup.com

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## Exhibit 99.2

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| | |
|:---|:---|
| ![img59892534_0.jpg](img59892534_0.jpg) | Appendix 2A - Application for quotation of securities |

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EXHIBIT 99.2

Announcement Summary

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**Entity name**

NOVONIX LIMITED

**Announcement Type**

New announcement

**Date of this announcement**

Friday July 18, 2025

**The +securities to be quoted are:**

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

**Total number of +securities to be quoted**

---

| | | | |
|:---|:---|:---|:---|
| **ASX +security**<br>**code** | **Security description** | **Number of +securities to**<br>**be quoted** | **Issue date** |
| NVX | ORDINARY FULLY PAID | 246,377 | &nbsp;&nbsp;&nbsp;18/07/2025 |

---

Refer to next page for full details of the announcement

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Appendix 2A - Application for quotation of securities 1 / 6

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| | |
|:---|:---|
| ![img59892534_0.jpg](img59892534_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 1 - Entity and announcement details

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.1 Name of entity**

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

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| | |
|:---|:---|
| **1.2 Registered number type** | **Registration number** |
| ABN | 54157690830 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.3 ASX issuer code**

NVX

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.4 The announcement is**

New announcement

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.5 Date of this announcement**

18/7/2025

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Appendix 2A - Application for quotation of securities 2 / 6

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| | |
|:---|:---|
| ![img59892534_0.jpg](img59892534_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 2 - Type of Issue

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.1 The +securities to be quoted are:**

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.2 The +class of +securities to be quoted is:**

Additional +securities in a class that is already quoted on ASX ("existing class")

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Appendix 2A - Application for quotation of securities 3 / 6

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| | |
|:---|:---|
| ![img59892534_0.jpg](img59892534_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

**Existing +securities converting into additional +securities in an existing class**

**FROM (Existing Class)**

**ASX +security code and description**

NVXAD : PERFORMANCE RIGHTS

**TO (Existing Class)**

**ASX +security code and description**

NVX : ORDINARY FULLY PAID

---

| | | |
|:---|:---|:---|
| **Please state the number of options**<br>**that were exercised or other**<br>**+convertible securities that were**<br>**converted**<br>439,904 | **The first date the options were**<br>**exercised or other +convertible**<br>**securities were converted**<br>18/7/2025 | **The last date the options were**<br>**exercised or other +convertible**<br>**securities were converted**<br>18/7/2025 |

---

**Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?**

No

**The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:**

An issue of new +securities

**The underlying +securities being received by the holder are:**

Intended to be, but are not yet, quoted by ASX

**Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?**

Yes

**Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?**

Yes

**Provide details of the KMP or +associates who are exercising options or converting convertible securities**

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| | | |
|:---|:---|:---|
| **Name of KMP** | **Name of registered holder** | **Number of options being exercised**<br>**or other +convertible securities**<br>**being converted** |
| Rashda Buttar | Rashda Buttar | 120,610 |
| Darcy MacDougald | Darcy MacDougald | 51,596 |

---

**Issue date**

18/7/2025

**Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued**

**+securities in that class?**

Yes

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Appendix 2A - Application for quotation of securities 4 / 6

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| | |
|:---|:---|
| ![img59892534_0.jpg](img59892534_0.jpg) | Appendix 2A - Application for quotation of securities |

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Issue details

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**Number of +securities to be quoted**

246,377

**Are the +securities being issued for a cash consideration?**

No

**Please describe the consideration being provided for the +securities**

<u>Ordinary shares issued on the vesting of employee performance rights.</u>

**Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the**

**+securities to be quoted**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;0.470000 **Any other information the entity wishes to provide about the +securities to be quoted**

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Appendix 2A - Application for quotation of securities 5 / 6

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| | |
|:---|:---|
| ![img59892534_0.jpg](img59892534_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 4 - Issued capital following quotation

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**Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:**

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the**

**+securities subject of this application)**

---

| | |
|:---|:---|
| **ASX +security code and description** | **Total number of**<br>**+securities on issue** |
| NVX : ORDINARY FULLY PAID | 636445636 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)**

---

| | |
|:---|:---|
| **ASX +security code and description** | **Total number of**<br>**+securities on issue** |
| NVXAD : PERFORMANCE RIGHTS | 29000971 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 14016667 |
| NVXAB : SHARE RIGHTS | 1008567 |
| NVXAL : CONVERTIBLE NOTES | 45221586 |

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Appendix 2A - Application for quotation of securities 6 / 6

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