# EDGAR Filing Document

**Accession Number:** 0001009258
**File Stem:** 0001213900-25-076586
**Filing Date:** 2025-8
**Character Count:** 16872
**Document Hash:** 68b8fc057ed3b629ceb7113e6c4a837a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-076586.hdr.sgml**: 20250814

**ACCESSION NUMBER**: 0001213900-25-076586

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250814

**DATE AS OF CHANGE**: 20250814

**EFFECTIVENESS DATE**: 20250814

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DEERFIELD MANAGEMENT COMPANY, L.P.
- **CENTRAL INDEX KEY:** 0001009258

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-05366
- **FILM NUMBER:** 251218363

**BUSINESS ADDRESS:**
- **STREET 1:** 345 PARK AVENUE SOUTH, 12TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 2125511600

**MAIL ADDRESS:**
- **STREET 1:** 345 PARK AVENUE SOUTH, 12TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
- **DATE OF NAME CHANGE:** 20180109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DEERFIELD MANAGEMENT CO
- **DATE OF NAME CHANGE:** 20131114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DEERFIELD MANAGEMENT CO /NY
- **DATE OF NAME CHANGE:** 19981022

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DEERFIELD MANAGEMENT COMPANY L.P.<br>**Address:** 345 PARK AVENUE SOUTH 12TH FLOOR<br>New York, NY 10010

**Form 13F File Number:** 028-05366

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Flynn Management LLC its general partner<br>**Title:** Chief Financial Officer<br>**Phone:** 212-551-1600

**Signature, Place, and Date of Signing:**

/s/ Jonathan Isler  New York, NY  08-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 124

**Form 13F Information Table Value Total:** $5509809264

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                 | Form 13F File Number   |
|:---|:---|:---|
|  | Flynn Management LLC | 028-11827              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X GENOMICS INC | CL A COM | 88025U109 |  | 130866 | 11301 | SH |  | DFND | 1 | 11301 | 0 | 0 |
| ADAPTHEALTH CORP | COMMON STOCK | 00653Q102 |  | 93403160 | 9904895 | SH |  | DFND | 1 | 9904895 | 0 | 0 |
| ALECTOR INC | COM | 014442107 |  | 1477269 | 1055192 | SH |  | DFND | 1 | 1055192 | 0 | 0 |
| ALIGN TECHNOLOGY INC | COM | 016255101 |  | 368247 | 1945 | SH |  | DFND | 1 | 1945 | 0 | 0 |
| ALIGNMENT HEALTHCARE INC | COM | 01625V104 |  | 4795812 | 342558 | SH |  | DFND | 1 | 342558 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 02043QAB3 |  | 143172150 | 110000000 | PRN |  | DFND | 1 | 110000000 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 |  | 47283050 | 145000 | SH |  | DFND | 1 | 145000 | 0 | 0 |
| ALPHATEC HLDGS INC | COM NEW | 02081G201 |  | 189621 | 17083 | SH |  | DFND | 1 | 17083 | 0 | 0 |
| AMEDISYS INC | COM | 023436108 |  | 269982 | 2744 | SH |  | DFND | 1 | 2744 | 0 | 0 |
| AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 |  | 219934 | 9579 | SH |  | DFND | 1 | 9579 | 0 | 0 |
| ANNEXON INC | COM | 03589W102 |  | 1401391 | 583913 | SH |  | DFND | 1 | 583913 | 0 | 0 |
| ARS PHARMACEUTICALS INC | COM | 82835W108 |  | 169692665 | 9724508 | SH |  | DFND | 1 | 9724508 | 0 | 0 |
| ATRICURE INC | COM | 04963C209 |  | 364992 | 11138 | SH |  | DFND | 1 | 11138 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 |  | 58231468 | 1923100 | SH |  | DFND | 1 | 1923100 | 0 | 0 |
| BETA BIONICS INC | COM | 08659B102 |  | 17012122 | 1168415 | SH |  | DFND | 1 | 1168415 | 0 | 0 |
| BIO RAD LABS INC | CL A | 090572207 |  | 54555212 | 226070 | SH |  | DFND | 1 | 226070 | 0 | 0 |
| BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 |  | 42040320 | 4692000 | SH |  | DFND | 1 | 4692000 | 0 | 0 |
| BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 |  | 294452 | 13670 | SH |  | DFND | 1 | 13670 | 0 | 0 |
| BIOMX INC | COM NEW | 09090D301 |  | 1122349 | 2494108 | SH |  | DFND | 1 | 2494108 | 0 | 0 |
| BROOKDALE SR LIVING INC | COM | 112463104 |  | 106921357 | 15362264 | SH |  | DFND | 1 | 15362264 | 0 | 0 |
| BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 124155110 |  | 44220 | 733333 | SH |  | DFND | 1 | 733333 | 0 | 0 |
| CALCIMEDICA INC | COM NEW | 38942Q202 |  | 2080000 | 1300000 | SH |  | DFND | 1 | 1300000 | 0 | 0 |
| CATALYST PHARMACEUTICALS INC | COM | 14888U101 |  | 62484629 | 2879476 | SH |  | DFND | 1 | 2879476 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 172901884 | 3185370 | SH |  | DFND | 1 | 3185370 | 0 | 0 |
| CERTARA INC | COM | 15687V109 |  | 45935358 | 3926099 | SH |  | DFND | 1 | 3926099 | 0 | 0 |
| CHARLES RIV LABS INTL INC | COM | 159864107 |  | 6524 | 43 | SH |  | DFND | 1 | 43 | 0 | 0 |
| COGENT BIOSCIENCES INC | COM | 19240Q201 |  | 18956744 | 2640215 | SH |  | DFND | 1 | 2640215 | 0 | 0 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 |  | 189390 | 55703 | SH |  | DFND | 1 | 55703 | 0 | 0 |
| CONMED CORP | COM | 207410101 |  | 36470114 | 700271 | SH |  | DFND | 1 | 700271 | 0 | 0 |
| COOPER COS INC | COM | 216648501 |  | 450300 | 6328 | SH |  | DFND | 1 | 6328 | 0 | 0 |
| CORVEL CORP | COM | 221006109 |  | 204841 | 1993 | SH |  | DFND | 1 | 1993 | 0 | 0 |
| CULLINAN THERAPEUTICS INC | COM | 230031106 |  | 29032307 | 3855552 | SH |  | DFND | 1 | 3855552 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 33187 | 168 | SH |  | DFND | 1 | 168 | 0 | 0 |
| DAVITA INC | COM | 23918K108 |  | 299287 | 2101 | SH |  | DFND | 1 | 2101 | 0 | 0 |
| DAY ONE BIOPHARMACEUTICALS I | COM | 23954D109 |  | 24200352 | 3723131 | SH |  | DFND | 1 | 3723131 | 0 | 0 |
| DELCATH SYS INC | COM NEW | 24661P807 |  | 11050830 | 812561 | SH |  | DFND | 1 | 812561 | 0 | 0 |
| DISC MEDICINE INC | COM | 254604101 |  | 48691583 | 919403 | SH |  | DFND | 1 | 919403 | 0 | 0 |
| DOCGO INC | COM | 256086109 |  | 7758257 | 4941565 | SH |  | DFND | 1 | 4941565 | 0 | 0 |
| EDGEWISE THERAPEUTICS INC | COM | 28036F105 |  | 27102565 | 2067320 | SH |  | DFND | 1 | 2067320 | 0 | 0 |
| EMBECTA CORP | COMMON STOCK | 29082K105 |  | 26644709 | 2749712 | SH |  | DFND | 1 | 2749712 | 0 | 0 |
| EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 |  | 11943 | 1872 | SH |  | DFND | 1 | 1872 | 0 | 0 |
| ENHABIT INC | COM | 29332G102 |  | 46077889 | 4779864 | SH |  | DFND | 1 | 4779864 | 0 | 0 |
| ENOVIS CORPORATION | COM | 194014502 |  | 321973 | 10267 | SH |  | DFND | 1 | 10267 | 0 | 0 |
| ENVISTA HOLDINGS CORPORATION | COM | 29415F104 |  | 43297611 | 2215845 | SH |  | DFND | 1 | 2215845 | 0 | 0 |
| FOGHORN THERAPEUTICS INC | COM | 344174107 |  | 15300916 | 3255514 | SH |  | DFND | 1 | 3255514 | 0 | 0 |
| HAEMONETICS CORP MASS | COM | 405024100 |  | 263299 | 3529 | SH |  | DFND | 1 | 3529 | 0 | 0 |
| HILLEVAX INC | COM | 43157M102 |  | 3746481 | 1882654 | SH |  | DFND | 1 | 1882654 | 0 | 0 |
| HUMANA INC | COM | 444859102 |  | 224188 | 917 | SH |  | DFND | 1 | 917 | 0 | 0 |
| IDEAYA BIOSCIENCES INC | COM | 45166A102 |  | 82299837 | 3915311 | SH |  | DFND | 1 | 3915311 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | NOTE 2.500% 2/0 | 45258DAB1 |  | 25849740 | 30000000 | PRN |  | DFND | 1 | 30000000 | 0 | 0 |
| INDIVIOR PLC | ORD | G4766E116 |  | 155759938 | 10567160 | SH |  | DFND | 1 | 10567160 | 0 | 0 |
| INSMED INC | COM PAR $.01 | 457669307 |  | 70518448 | 700700 | SH |  | DFND | 1 | 700700 | 0 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 |  | 18167800 | 140000 | SH |  | DFND | 1 | 140000 | 0 | 0 |
| INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 |  | 172859587 | 174364000 | PRN |  | DFND | 1 | 174364000 | 0 | 0 |
| INTEGRA LIFESCIENCES HLDGS C | COM NEW | 457985208 |  | 9752994 | 794865 | SH |  | DFND | 1 | 794865 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 255769 | 1623 | SH |  | DFND | 1 | 1623 | 0 | 0 |
| JADE BIOSCIENCES INC | COM NEW | 008064206 |  | 5306318 | 531163 | SH |  | DFND | 1 | 531163 | 0 | 0 |
| KYMERA THERAPEUTICS INC | COM | 501575104 |  | 28496920 | 653000 | SH |  | DFND | 1 | 653000 | 0 | 0 |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 516544AB9 |  | 32062687 | 25255000 | PRN |  | DFND | 1 | 25255000 | 0 | 0 |
| LARIMAR THERAPEUTICS INC | COM | 517125100 |  | 61360405 | 21231974 | SH |  | DFND | 1 | 21231974 | 0 | 0 |
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 |  | 105133376 | 2962338 | SH |  | DFND | 1 | 2962338 | 0 | 0 |
| LEMAITRE VASCULAR INC | COM | 525558201 |  | 346235 | 4169 | SH |  | DFND | 1 | 4169 | 0 | 0 |
| LIQUIDIA CORPORATION | COM NEW | 53635D202 |  | 20145054 | 1616778 | SH |  | DFND | 1 | 1616778 | 0 | 0 |
| LIVANOVA PLC | NOTE 2.500% 3/1 | 53802LAB8 |  | 25399225 | 25000000 | PRN |  | DFND | 1 | 25000000 | 0 | 0 |
| MEDPACE HLDGS INC | COM | 58506Q109 |  | 231001 | 736 | SH |  | DFND | 1 | 736 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 67897432 | 857724 | SH |  | DFND | 1 | 857724 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 18185263 | 6710429 | SH |  | DFND | 1 | 6710429 | 0 | 0 |
| MERUS N V | COM | N5749R100 |  | 178031433 | 3384628 | SH |  | DFND | 1 | 3384628 | 0 | 0 |
| MIMEDX GROUP INC | COM | 602496101 |  | 240435 | 39351 | SH |  | DFND | 1 | 39351 | 0 | 0 |
| MIRUM PHARMACEUTICALS INC | NOTE 4.000% 5/0 | 604749AB7 |  | 124213180 | 70000000 | PRN |  | DFND | 1 | 70000000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 27590000 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| MYRIAD GENETICS INC | COM | 62855J104 |  | 2682 | 505 | SH |  | DFND | 1 | 505 | 0 | 0 |
| NATIONAL HEALTHCARE CORP | COM | 635906100 |  | 313111 | 2926 | SH |  | DFND | 1 | 2926 | 0 | 0 |
| NEOGENOMICS INC | COM NEW | 64049M209 |  | 15701880 | 2148000 | SH |  | DFND | 1 | 2148000 | 0 | 0 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 |  | 146781033 | 1167802 | SH |  | DFND | 1 | 1167802 | 0 | 0 |
| NEUROPACE INC | COM | 641288105 |  | 5570000 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| NEWAMSTERDAM PHARMA COMPANY | ORDINARY SHARES | N62509109 |  | 92649909 | 5115953 | SH |  | DFND | 1 | 5115953 | 0 | 0 |
| NEWAMSTERDAM PHARMA COMPANY | *W EXP 99/99/999 | N62509117 |  | 742296 | 92787 | SH |  | DFND | 1 | 92787 | 0 | 0 |
| NOVOCURE LTD | ORD SHS | G6674U108 |  | 14687118 | 825119 | SH |  | DFND | 1 | 825119 | 0 | 0 |
| NUVALENT INC | COM | 670703107 |  | 1372715131 | 17991024 | SH |  | DFND | 1 | 17991024 | 0 | 0 |
| NUVATION BIO INC | *W EXP 02/10/202 | 67080N119 |  | 44983 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| OMADA HEALTH INC | COM | 68170A108 |  | 10121858 | 553107 | SH |  | DFND | 1 | 553107 | 0 | 0 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 158636 | 16388 | SH |  | DFND | 1 | 16388 | 0 | 0 |
| ORTHOPEDIATRICS CORP | COM | 68752L100 |  | 332639 | 15486 | SH |  | DFND | 1 | 15486 | 0 | 0 |
| OSCAR HEALTH INC | CL A | 687793109 |  | 249767231 | 11649591 | SH |  | DFND | 1 | 11649591 | 0 | 0 |
| PACS GROUP INC | COM SHS | 69380Q107 |  | 147559 | 11421 | SH |  | DFND | 1 | 11421 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 104383839 | 4306264 | SH |  | DFND | 1 | 4306264 | 0 | 0 |
| PHARVARIS N V | COM | N69605108 |  | 35507366 | 2017464 | SH |  | DFND | 1 | 2017464 | 0 | 0 |
| PHREESIA INC | COM | 71944F106 |  | 28874861 | 1014577 | SH |  | DFND | 1 | 1014577 | 0 | 0 |
| PMV PHARMACEUTICALS INC | COM | 69353Y103 |  | 9317 | 8790 | SH |  | DFND | 1 | 8790 | 0 | 0 |
| PRAXIS PRECISION MEDICINES I | COM NEW | 74006W207 |  | 28885449 | 686931 | SH |  | DFND | 1 | 686931 | 0 | 0 |
| PULMONX CORP | COM | 745848101 |  | 4895100 | 1890000 | SH |  | DFND | 1 | 1890000 | 0 | 0 |
| QUANTUM SI INC | *W EXP 06/10/202 | 74765K113 |  | 217000 | 333333 | SH |  | DFND | 1 | 333333 | 0 | 0 |
| RADNET INC | COM | 750491102 |  | 85706 | 1506 | SH |  | DFND | 1 | 1506 | 0 | 0 |
| REPLIGEN CORP | COM | 759916109 |  | 202491 | 1628 | SH |  | DFND | 1 | 1628 | 0 | 0 |
| REVOLUTION MEDICINES INC | COM | 76155X100 |  | 124500009 | 3384072 | SH |  | DFND | 1 | 3384072 | 0 | 0 |
| RXSIGHT INC | COM | 78349D107 |  | 11556350 | 888950 | SH |  | DFND | 1 | 888950 | 0 | 0 |
| SAVARA INC | COM | 805111101 |  | 18157920 | 7964000 | SH |  | DFND | 1 | 7964000 | 0 | 0 |
| SIMULATIONS PLUS INC | COM | 829214105 |  | 6178853 | 354089 | SH |  | DFND | 1 | 354089 | 0 | 0 |
| SIONNA THERAPEUTICS INC | COM | 829401108 |  | 16839737 | 970590 | SH |  | DFND | 1 | 970590 | 0 | 0 |
| SOTERA HEALTH CO | COM | 83601L102 |  | 503091 | 45242 | SH |  | DFND | 1 | 45242 | 0 | 0 |
| SPYRE THERAPEUTICS INC | COM NEW | 00773J202 |  | 9186565 | 613665 | SH |  | DFND | 1 | 613665 | 0 | 0 |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 86366E106 |  | 7744461 | 373407 | SH |  | DFND | 1 | 373407 | 0 | 0 |
| SURROZEN INC | *W EXP 08/01/203 | 86889P117 |  | 3017 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| TANDEM DIABETES CARE INC | NOTE 1.500% 3/1 | 875372AD6 |  | 38516440 | 40000000 | PRN |  | DFND | 1 | 40000000 | 0 | 0 |
| TAYSHA GENE THERAPIES INC | COM SHS | 877619106 |  | 12441660 | 5386000 | SH |  | DFND | 1 | 5386000 | 0 | 0 |
| TELEFLEX INCORPORATED | COM | 879369106 |  | 213640 | 1805 | SH |  | DFND | 1 | 1805 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | *W EXP 99/99/999 | 68236X118 |  | 64125 | 1250000 | SH |  | DFND | 1 | 1250000 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | COM | 68236X100 |  | 6888107 | 3360052 | SH |  | DFND | 1 | 3360052 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 371401 | 916 | SH |  | DFND | 1 | 916 | 0 | 0 |
| TWIST BIOSCIENCE CORP | COM | 90184D100 |  | 876595 | 23827 | SH |  | DFND | 1 | 23827 | 0 | 0 |
| UFP TECHNOLOGIES INC | COM | 902673102 |  | 370391 | 1517 | SH |  | DFND | 1 | 1517 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 155348881 | 540626 | SH |  | DFND | 1 | 540626 | 0 | 0 |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 |  | 289297 | 1597 | SH |  | DFND | 1 | 1597 | 0 | 0 |
| VAXCYTE INC | COM | 92243G108 |  | 7314750 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| VENTAS INC | COM | 92276F100 |  | 22355100 | 354000 | SH |  | DFND | 1 | 354000 | 0 | 0 |
| VERA THERAPEUTICS INC | CL A | 92337R101 |  | 78881637 | 3348117 | SH |  | DFND | 1 | 3348117 | 0 | 0 |
| VERACYTE INC | COM | 92337F107 |  | 16893750 | 625000 | SH |  | DFND | 1 | 625000 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 214533490 | 24023907 | SH |  | DFND | 1 | 24023907 | 0 | 0 |
| XENON PHARMACEUTICALS INC | COM | 98420N105 |  | 16965226 | 542020 | SH |  | DFND | 1 | 542020 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | NOTE 8.000% 7/1 | 98422EAB9 |  | 17732075 | 10500000 | PRN |  | DFND | 1 | 10500000 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 105421 | 22574 | SH |  | DFND | 1 | 22574 | 0 | 0 |
| ZENAS BIOPHARMA INC | COM | 98937L105 |  | 15144908 | 1562942 | SH |  | DFND | 1 | 1562942 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 204295 | 1310 | SH |  | DFND | 1 | 1310 | 0 | 0 |

---