# EDGAR Filing Document

**Accession Number:** 0001604813
**File Stem:** 0001145549-23-020193
**Filing Date:** 2023-3
**Character Count:** 50266
**Document Hash:** bb9d5739d33250a231d203b3b4cc8ca1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-020193.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001145549-23-020193

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TrimTabs ETF Trust
- **CENTRAL INDEX KEY:** 0001604813
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22995
- **FILM NUMBER:** 23778785

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 1-646-380-2499

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TrimTabs EFT Trust
- **DATE OF NAME CHANGE:** 20140404

## Series and Classes Contracts Data

### FCF US Quality ETF (Series ID: S000054995)

| Class ID   | Class Name         | Ticker Symbol   |
|:---|:---|:---|
| C000172974 | FCF US Quality ETF | TTAC            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** TrimTabs ETF Trust

- **b. Investment Company Act file number:** 811-22995

- **c. CIK number of Registrant:** 0001604813

- **d. LEI of Registrant:** 549300GRT204D6PN7T64

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1345 Avenue of the Americas

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-217-2470

**Item A.2. Information about the Series.**

- **a. Name of Series:** FCF US Quality ETF

- **b. EDGAR series identifier (if any):** S000054995

- **c. LEI of Series:** 549300WE6LAGKBZPR144

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $176633186.91

**Total Liabilities:** $18664466.89

**Net Assets:** $157968720.02

**Cash Not Reported:** $1190099.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000172974 | 5.09%                | -5.48%               | 4.42%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-555304.66              | $8126419.14                                |
| Month 2  | $83439.34                | $-9170027.65                               |
| Month 3  | $639673.13               | $6071111.93                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Abbott Laboratories                       | Abbott Laboratories                       | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     11431 | NS      | $1263697.05   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                                | AbbVie Inc                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     15035 | NS      | $2221421.25   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                 | Adobe Inc                                 | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      3627 | NS      | $1343223.18   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                                | Airbnb Inc                                | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |      8840 | NS      | $982212.40    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                          | Altria Group Inc                          | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     36652 | NS      | $1650806.08   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                 | Amgen Inc                                 | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      6580 | NS      | $1660792.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc                       | Elevance Health Inc                       | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      1859 | NS      | $929481.41    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                                  | APA Corp                                  | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |     16865 | NS      | $747625.45    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                 | Apple Inc                                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     64438 | NS      | $9297759.02   | 5.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                              | Autodesk Inc                              | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |      4295 | NS      | $924112.20    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation Inc                            | AutoNation Inc                            | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8557 | NS      | $1084343.04   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Box Inc                                   | Box Inc                                   | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     27372 | NS      | $875630.28    | 0.55%             |  |  |  | No            |                  1 | On Loan: —       |
| Bristol-Myers Squibb Co                   | Bristol-Myers Squibb Co                   | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |     21436 | NS      | $1557325.40   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                              | Broadcom Inc                              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      3327 | NS      | $1946328.27   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc                | CF Industries Holdings Inc                | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |     10953 | NS      | $927719.10    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                           | CVS Health Corp                           | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      9873 | NS      | $870996.06    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc                | Cadence Design Systems Inc                | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |      6915 | NS      | $1264269.45   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health Inc                       | Cardinal Health Inc                       | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |      9032 | NS      | $697722.00    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                               | Chemed Corp                               | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |      1109 | NS      | $560200.26    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Inc                       | Cheniere Energy Inc                       | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |      6687 | NS      | $1021706.73   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc                | Chipotle Mexican Grill Inc                | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       575 | NS      | $946668.50    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                         | Cisco Systems Inc                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     36665 | NS      | $1784485.55   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                               | Cintas Corp                               | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2126 | NS      | $943391.24    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                       | Clearway Energy Inc                       | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     21531 | NS      | $727532.49    | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| Clorox Co/The                             | Clorox Co/The                             | CUSIP: 189054109<br>LEI: 54930044KVSC06Z79I06 | Long             | EC               | CORP              | US        |      5287 | NS      | $764976.03    | 0.48%             |  |  |  | No            |                  1 | On Loan: —       |
| Coca-Cola Co/The                          | Coca-Cola Co/The                          | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |     31785 | NS      | $1949056.20   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Co                      | Colgate-Palmolive Co                      | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |     17416 | NS      | $1298014.48   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CommVault Systems Inc                     | CommVault Systems Inc                     | CUSIP: 204166102<br>LEI: 65T5VRP62VXG39YFML83 | Long             | EC               | CORP              | US        |     11896 | NS      | $740288.08    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                            | ConocoPhillips                            | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     10560 | NS      | $1286947.20   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp                     | Costco Wholesale Corp                     | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      1133 | NS      | $579121.62    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                               | Datadog Inc                               | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |      3834 | NS      | $286821.54    | 0.18%             |  |  |  | No            |                  1 | On Loan: —       |
| DocuSign Inc                              | DocuSign Inc                              | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |      5815 | NS      | $352621.60    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                   | Dow Inc                                   | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |      9970 | NS      | $591719.50    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                              | Alphabet Inc                              | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     25685 | NS      | $2538705.40   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                       | American Express Co                       | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      6432 | NS      | $1125149.76   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp                       | American Tower Corp                       | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |      4815 | NS      | $1075622.85   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                            | Atlassian Corp                            | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | AU        |      5203 | NS      | $840908.86    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                        | Enphase Energy Inc                        | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |      3257 | NS      | $721034.66    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                  | Etsy Inc                                  | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |      5275 | NS      | $725734.50    | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| Expedia Group Inc                         | Expedia Group Inc                         | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6057 | NS      | $692315.10    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks Inc                      | Extreme Networks Inc                      | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     27833 | NS      | $501828.99    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                          | Exxon Mobil Corp                          | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     28370 | NS      | $3291203.70   | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc              | FactSet Research Systems Inc              | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |      2203 | NS      | $931736.82    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                           | Fair Isaac Corp                           | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      2357 | NS      | $1569644.15   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio             | Fidelity Government Portfolio             | CUSIP: 316175108<br>LEI: 549300FQDFZGLUOCWN51 | Long             | STIV             | RF                | US        |   1511599 | NS      | $1511598.67   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                              | Fortinet Inc                              | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     26461 | NS      | $1384968.74   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Gaming and Leisure Properties             | Gaming and Leisure Properties Inc         | CUSIP: 36467J108<br>LEI: 5493006GWRDBCZYWTM57 | Long             | EC               | CORP              | US        |     12336 | NS      | $660716.16    | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| Gartner Inc                               | Gartner Inc                               | CUSIP: 366651107<br>LEI: PP55B5R38BFB8O8HH686 | Long             | EC               | CORP              | US        |      4022 | NS      | $1359999.08   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corp                     | General Dynamics Corp                     | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      3754 | NS      | $874907.24    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co                          | Genuine Parts Co                          | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |      3677 | NS      | $617074.14    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                       | Gilead Sciences Inc                       | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |     13311 | NS      | $1117325.34   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Group 1 Automotive Inc                    | Group 1 Automotive Inc                    | CUSIP: 398905109<br>LEI: 549300US8QAZJLWYAF63 | Long             | EC               | CORP              | US        |      5085 | NS      | $1087427.25   | 0.69%             |  |  |  | No            |                  1 | On Loan: —       |
| HP Inc                                    | HP Inc                                    | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |     35391 | NS      | $1031293.74   | 0.65%             |  |  |  | No            |                  1 | On Loan: —       |
| Hershey Co/The                            | Hershey Co/The                            | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |      4516 | NS      | $1014293.60   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Molina Healthcare Inc                     | Molina Healthcare Inc                     | CUSIP: 60855R100<br>LEI: 549300NQQCEQ46YHZ591 | Long             | EC               | CORP              | US        |      4123 | NS      | $1285675.09   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                               | NVIDIA Corp                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      7606 | NS      | $1485984.22   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| RLI Corp                                  | RLI Corp                                  | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |      7051 | NS      | $933904.95    | 0.59%             |  |  |  | No            |                  1 | On Loan: —       |
| Humana Inc                                | Humana Inc                                | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |      1285 | NS      | $657534.50    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Insperity Inc                             | Insperity Inc                             | CUSIP: 45778Q107<br>LEI: 5299000Q0KW7HY5DB751 | Long             | EC               | CORP              | US        |      6421 | NS      | $709841.55    | 0.45%             |  |  |  | No            |                  1 | On Loan: —       |
| Rambus Inc                                | Rambus Inc                                | CUSIP: 750917106<br>LEI: 2549000211GDCQSLV833 | Long             | EC               | CORP              | US        |     13903 | NS      | $562654.41    | 0.36%             |  |  |  | No            |                  1 | On Loan: —       |
| Regeneron Pharmaceuticals Inc             | Regeneron Pharmaceuticals Inc             | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |      1087 | NS      | $824456.89    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                               | Rollins Inc                               | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |     14835 | NS      | $539994.00    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                        | SEI Investments Co                        | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     15571 | NS      | $972097.53    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc                  | Simon Property Group Inc                  | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      6633 | NS      | $852075.18    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp                   | Texas Pacific Land Corp                   | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       429 | NS      | $856219.65    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                                       | International Business Machines Corp      | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      6029 | NS      | $812287.17    | 0.51%             |  |  |  | No            |                  1 | On Loan: —       |
| Iron Mountain Inc                         | Iron Mountain Inc                         | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |     18664 | NS      | $1018681.12   | 0.64%             |  |  |  | No            |                  1 | On Loan: —       |
| JPMorgan Chase & Co                       | JPMorgan Chase & Co                       | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      5930 | NS      | $829962.80    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                         | Johnson & Johnson                         | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     14511 | NS      | $2371387.62   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies Inc                 | Keysight Technologies Inc                 | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |      4775 | NS      | $856396.25    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimberly-Clark Corp                       | Kimberly-Clark Corp                       | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |      5825 | NS      | $757308.25    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| LPL Financial Holdings Inc                | LPL Financial Holdings Inc                | CUSIP: 50212V100<br>LEI: 549300XROQ4Y8G2L7682 | Long             | EC               | CORP              | US        |      4050 | NS      | $960336.00    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co                      | Lamar Advertising Co                      | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |      8529 | NS      | $908679.66    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Landstar System Inc                       | Landstar System Inc                       | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |      3015 | NS      | $521082.45    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                            | Eli Lilly & Co                            | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      5965 | NS      | $2052854.75   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                      | Lockheed Martin Corp                      | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      3865 | NS      | $1790499.90   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Louisiana-Pacific Corp                    | Louisiana-Pacific Corp                    | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |     11220 | NS      | $763969.80    | 0.48%             |  |  |  | No            |                  1 | On Loan: —       |
| MSCI Inc                                  | MSCI Inc                                  | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |      1602 | NS      | $851559.12    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp                   | Magnolia Oil & Gas Corp                   | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58226 | NS      | $1374715.86   | 0.87%             |  |  |  | No            |                  1 | On Loan: —       |
| Manhattan Associates Inc                  | Manhattan Associates Inc                  | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |      6749 | NS      | $879799.64    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketAxess Holdings Inc                  | MarketAxess Holdings Inc                  | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |      1310 | NS      | $476643.50    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                            | Mastercard Inc                            | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      4456 | NS      | $1651393.60   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Matson Inc                                | Matson Inc                                | CUSIP: 57686G105<br>LEI: 549300OI5H3Y0I9I4I12 | Long             | EC               | CORP              | US        |      7226 | NS      | $477783.12    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MaxLinear Inc                             | MaxLinear Inc                             | CUSIP: 57776J100<br>LEI: 549300EMOI0SM2IY4F64 | Long             | EC               | CORP              | US        |      7382 | NS      | $304138.40    | 0.19%             |  |  |  | No            |                  1 | On Loan: —       |
| McKesson Corp                             | McKesson Corp                             | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |      3579 | NS      | $1355295.72   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Medpace Holdings Inc                      | Medpace Holdings Inc                      | CUSIP: 58506Q109<br>LEI: 549300H8TYEUVTW14A54 | Long             | EC               | CORP              | US        |      4807 | NS      | $1062683.49   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                            | Merck & Co Inc                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     11263 | NS      | $1209758.83   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-Toledo International I            | Mettler-Toledo International Inc          | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |       416 | NS      | $637694.72    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                            | Microsoft Corp                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     16910 | NS      | $4190467.10   | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc                  | Microchip Technology Inc                  | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      7590 | NS      | $589135.80    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                            | ServiceNow Inc                            | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      2897 | NS      | $1318511.61   | 0.83%             |  |  |  | No            |                  1 | On Loan: —       |
| Sirius XM Holdings Inc                    | Sirius XM Holdings Inc                    | CUSIP: 82968B103<br>LEI: 54930055RWDMVXAGZK98 | Long             | EC               | CORP              | US        |     77686 | NS      | $449801.94    | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| Sylvamo Corp                              | Sylvamo Corp                              | CUSIP: 871332102<br>LEI: 5493001AOYU1ZOWOC971 | Long             | EC               | CORP              | US        |     10842 | NS      | $515320.26    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                              | Synopsys Inc                              | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |      2705 | NS      | $956893.75    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulta Beauty Inc                           | Ulta Beauty Inc                           | CUSIP: 90384S303<br>LEI: 529900CIV6HN8M28YM82 | Long             | EC               | CORP              | US        |      2891 | NS      | $1485858.36   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc                 | United Parcel Service Inc                 | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      8146 | NS      | $1508883.58   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc                    | UnitedHealth Group Inc                    | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      5608 | NS      | $2799457.52   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corp                        | Valero Energy Corp                        | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |      6611 | NS      | $925738.33    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc                         | Veeva Systems Inc                         | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      1570 | NS      | $267763.50    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                  | Visa Inc                                  | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      5560 | NS      | $1279967.60   | 0.81%             |  |  |  | No            |                  1 | On Loan: —       |
| VMware Inc                                | VMware Inc                                | CUSIP: 928563402<br>LEI: 549300BUDHS3LRWBE814 | Long             | EC               | CORP              | US        |      3985 | NS      | $488042.95    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams-Sonoma Inc                       | Williams-Sonoma Inc                       | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Long             | EC               | CORP              | US        |      2730 | NS      | $368386.20    | 0.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |  14982930 | NS      | $14982930.50  | 9.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                                   | Aon PLC                                   | CUSIP: N/A<br>LEI: 635400FALWQYX5E6QC64       | Long             | EC               | CORP              | US        |      3873 | NS      | $1234247.64   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                             | Accenture PLC                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |      5899 | NS      | $1646115.95   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Willis Towers Watson PLC                  | Willis Towers Watson PLC                  | CUSIP: N/A<br>LEI: 549300WHC56FF48KL350       | Long             | EC               | CORP              | GB        |      3011 | NS      | $765366.09    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                           | ASML Holding NV                           | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |      2234 | NS      | $1476316.56   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| LyondellBasell Industries NV              | LyondellBasell Industries NV              | CUSIP: N/A<br>LEI: BN6WCCZ8OVP3ITUUVN49       | Long             | EC               | CORP              | US        |     10015 | NS      | $968350.35    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                              | AutoZone Inc                              | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       650 | NS      | $1585252.50   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Bio-Rad Laboratories Inc                  | Bio-Rad Laboratories Inc                  | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |      1201 | NS      | $561419.46    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                      | Booking Holdings Inc                      | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |       416 | NS      | $1012585.60   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                  | Crowdstrike Holdings Inc                  | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      2094 | NS      | $221754.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                               | Dropbox Inc                               | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |     40162 | NS      | $932963.26    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Materials Inc                       | Eagle Materials Inc                       | CUSIP: 26969P108<br>LEI: 529900KRXRGXL61SG039 | Long             | EC               | CORP              | US        |      7371 | NS      | $1076755.68   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Erie Indemnity Co                         | Erie Indemnity Co                         | CUSIP: 29530P102<br>LEI: 549300WA5KP94KRUFZ80 | Long             | EC               | CORP              | US        |      2850 | NS      | $696397.50    | 0.44%             |  |  |  | No            |                  1 | On Loan: —       |
| Jack Henry & Associates Inc               | Jack Henry & Associates Inc               | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |      5847 | NS      | $1052986.23   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Hologic Inc                               | Hologic Inc                               | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |     11050 | NS      | $899138.50    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                        | Home Depot Inc/The                        | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      3120 | NS      | $1011410.40   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                            | Lowe's Cos Inc                            | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      4161 | NS      | $866528.25    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                    | Motorola Solutions Inc                    | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |      2652 | NS      | $681590.52    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc                   | O'Reilly Automotive Inc                   | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      2050 | NS      | $1624317.50   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp                 | Occidental Petroleum Corp                 | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |     10861 | NS      | $703684.19    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                                 | Olin Corp                                 | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |     15916 | NS      | $1028014.44   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                               | ONE Gas Inc                               | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |     17983 | NS      | $1481079.88   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp                       | Otis Worldwide Corp                       | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |     14863 | NS      | $1222184.49   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                               | Ovintiv Inc                               | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12130 | NS      | $597159.90    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                    | Palo Alto Networks Inc                    | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      8535 | NS      | $1353992.40   | 0.86%             |  |  |  | No            |                  1 | On Loan: —       |
| Paychex Inc                               | Paychex Inc                               | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |      4645 | NS      | $538169.70    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                                | Pfizer Inc                                | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     40465 | NS      | $1786934.40   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In            | Philip Morris International Inc           | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     18868 | NS      | $1966800.32   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| T Rowe Price Group Inc                    | T Rowe Price Group Inc                    | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Long             | EC               | CORP              | US        |      6631 | NS      | $772312.57    | 0.49%             |  |  |  | No            |                  1 | On Loan: —       |
| Procter & Gamble Co/The                   | Procter & Gamble Co/The                   | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |     11045 | NS      | $1572587.10   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Progress Software Corp                    | Progress Software Corp                    | CUSIP: 743312100<br>LEI: 549300R65B3JG6972S24 | Long             | EC               | CORP              | US        |     12957 | NS      | $687239.28    | 0.44%             |  |  |  | No            |                  1 | On Loan: —       |
| Pure Storage Inc                          | Pure Storage Inc                          | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |     28791 | NS      | $833211.54    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                                | Qualys Inc                                | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      4248 | NS      | $490049.28    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                            | Starbucks Corp                            | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |     16226 | NS      | $1770905.64   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Synchrony Financial                       | Synchrony Financial                       | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |     27560 | NS      | $1012278.80   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp                      | Targa Resources Corp                      | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |     12881 | NS      | $966332.62    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradata Corp                             | Teradata Corp                             | CUSIP: 88076W103<br>LEI: 549300JU9SOUHV4U4R71 | Long             | EC               | CORP              | US        |     16117 | NS      | $562160.96    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                               | Trex Co Inc                               | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15458 | NS      | $814945.76    | 0.52%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2023-02-16

**Name of Applicant:** TrimTabs ETF Trust

**Signature:** /s/ Derin Cohen

**Name of Signer:** TrimTabs ETF Trust

**Title:** Chief Compliance Officer