# EDGAR Filing Document

**Accession Number:** 0000033934
**File Stem:** 0001752724-23-040568
**Filing Date:** 2023-2
**Character Count:** 67816
**Document Hash:** 9a11cb65b5454457c9c08ec7dcf6c8a6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-040568.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001752724-23-040568

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CORNERSTONE TOTAL RETURN FUND INC
- **CENTRAL INDEX KEY:** 0000033934
- **IRS NUMBER:** 132727013
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-02363
- **FILM NUMBER:** 23668073

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** (513) 587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EIS FUND INC
- **DATE OF NAME CHANGE:** 20020109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EXCELSIOR INCOME SHARES INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Cornerstone Total Return Fund, Inc.

- **b. Investment Company Act file number:** 811-02363

- **c. CIK number of Registrant:** 0000033934

- **d. LEI of Registrant:** 5493000TUAHPA5P8NM98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Cornerstone Total Return Fund, Inc.

- **c. LEI of Series:** 5493000TUAHPA5P8NM98

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $640340428.49

**Total Liabilities:** $1429444.58

**Net Assets:** $638910983.91

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 7.04%                | 5.47%                | -6.93%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1119575.06             | $46439686.84                               |
| Month 2  | $3399658.29              | $31897727.94                               |
| Month 3  | $2903455.36              | $-51109152.00                              |

### Schedule of Portfolio Investments

| Name                                                           | Title                                                          | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| T-Mobile US Inc                                                | T-Mobile USA, Inc.                                             | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     54700 | NS      | $7658000.00   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc                                                 | Home Depot, Inc. (The)                                         | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      7600 | NS      | $2400536.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Tekla Healthcare Investors                                     | Tekla Healthcare Investors                                     | CUSIP: 87911J103<br>LEI: 549300SNASESIFOS6V75 | Long             | EC               | RF                | US        |     96000 | NS      | $1728000.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                                          | Microsoft Corporation                                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    140000 | NS      | $33574800.00  | 5.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                                    | Walmart, Inc.                                                  | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     50400 | NS      | $7146216.00   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| The Charles Schwab Corporation                                 | Charles Schwab Corporation (The)                               | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     60000 | NS      | $4995600.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Technology Select Sector SPDR Fund (The)                       | Technology Select Sector SPDR Fund (The)                       | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     60000 | NS      | $7466400.00   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                                                  | Prologis, Inc. REIT                                            | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |      1500 | NS      | $169095.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA Communications Corporation                                 | SBA Communications Corporation                                 | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      4000 | NS      | $1121240.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities, Inc.                                    | AvalonBay Communities, Inc. REIT                               | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |      6000 | NS      | $969120.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust Series 1                                     | Invesco QQQ Trust Series 1                                     | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |     20000 | NS      | $5325600.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Nextera Energy Inc                                             | NextEra Energy, Inc.                                           | CUSIP: 65339F101<br>LEI: 549300WRTF5OXH23DG40 | Long             | EC               | CORP              | US        |     21500 | NS      | $1797400.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                                    | Verizon Communications, Inc.                                   | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      4700 | NS      | $185180.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation                                            | Danaher Corporation                                            | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     33700 | NS      | $8944654.00   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                                                 | Public Storage REIT                                            | CUSIP: 74460D109<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EC               | CORP              | US        |      5000 | NS      | $1400950.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc.                                          | Freeport-McMoRan, Inc.                                         | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |     57500 | NS      | $2185000.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corporation                                        | Exxon Mobil Corporation                                        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     22100 | NS      | $2437630.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| The Coca-Cola Company                                          | Coca-Cola Company (The)                                        | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |    150600 | NS      | $9579666.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                                          | Lowe's Companies, Inc.                                         | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     26000 | NS      | $5180240.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corporation                                             | Oracle Corporation                                             | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     25000 | NS      | $2043500.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems, Inc.                                            | Cisco Systems, Inc.                                            | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     43000 | NS      | $2048520.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc                                     | Chipotle Mexican Grill, Inc.                                   | CUSIP: 169656105<br>LEI: 5493007DZOMUBASCBX97 | Long             | EC               | CORP              | US        |      1000 | NS      | $1387490.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Next Generation Connectivity Fund Inc         | Neuberger Berman Next Generation Connectivity Fund Inc         | CUSIP: 64129H104<br>LEI: 549300XIWEKOTC8HO652 | Long             | EC               | RF                | US        |    570953 | NS      | $5192817.54   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                                                    | Pfizer, Inc.                                                   | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     39800 | NS      | $2039352.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                                                 | Albemarle Corporation                                          | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |      4000 | NS      | $867440.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp                                          | Monster Beverage Corporation                                   | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |     16000 | NS      | $1624480.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                                       | Digital Realty Trust, Inc. REIT                                | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |     10000 | NS      | $1002700.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc                                  | Hilton Worldwide Holdings, Inc.                                | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     10000 | NS      | $1263600.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                                               | Duke Energy Corporation                                        | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |      2200 | NS      | $226578.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                                                  | Netflix, Inc.                                                  | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     16000 | NS      | $4718080.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                                         | Waste Management, Inc.                                         | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     15000 | NS      | $2353200.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc.                                         | Micron Technology, Inc.                                        | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     40000 | NS      | $1999200.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Calamos Long/Short Equity & Dynamic Income Trust               | Calamos Long Short Equity                                      | CUSIP: 12812C106<br>LEI: 54930028TUOZZMUQBY94 | Long             | EC               | RF                | US        |    183680 | NS      | $2790099.20   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc.                                                      | eBay, Inc.                                                     | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |     20000 | NS      | $829400.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Macquarie Global Infrastructure Total Return Fund Inc          | Macquarie Global Infrastructure Total Return Fund Inc.         | CUSIP: 55608D101<br>LEI: NUJZT0OFFYGJKMCIDQ69 | Long             | EC               | RF                | US        |     24400 | NS      | $554368.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Company                                     | Marathon Petroleum Corporation                                 | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |     13800 | NS      | $1606182.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc.                                              | Crown Castle International Corporation REIT                    | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |      2200 | NS      | $298408.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance, Inc.                                 | Walgreen Boots Alliance, Inc.                                  | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |     20000 | NS      | $747200.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Co, Inc.                               | American Electric Power Company, Inc.                          | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |      8300 | NS      | $788085.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corporation                                             | Exelon Corporation                                             | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |     40300 | NS      | $1742169.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                                      | Linde plc                                                      | CUSIP: G5494J103<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | US        |     19000 | NS      | $6197420.00   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| TransDigm Group, Inc.                                          | TransDigm Group, Inc.                                          | CUSIP: 893641100<br>LEI: 549300EQD0ZXRSMG3549 | Long             | EC               | CORP              | US        |      2000 | NS      | $1259300.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                                   | Broadcom, Inc.                                                 | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      7100 | NS      | $3969823.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix, Inc.                                                  | Equinix, Inc. REIT                                             | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      3000 | NS      | $1965090.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CBRE Group                                                     | CBRE Group, Inc.                                               | CUSIP: 12504L109<br>LEI: 52990016II9MJ2OSWA10 | Long             | EC               | CORP              | US        |     13000 | NS      | $1000480.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Service Enterprise Group Incorporated                   | Public Service Enterprise Group, Inc.                          | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |      2700 | NS      | $165429.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Limited                                           | Schlumberger Ltd.                                              | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |      2500 | NS      | $133650.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                                 | Morgan Stanley                                                 | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     50100 | NS      | $4259502.00   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Natural Resources Fund Inc                               | Adams Natural Resources Fund, Inc.                             | CUSIP: 00548F105<br>LEI: 549300LPTQAH0G3NGD42 | Long             | EC               | RF                | US        |     83208 | NS      | $1813934.40   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corporation                                            | Chevron Corporation                                            | CUSIP: 166764100<br>LEI: 549300VVH8HHFMWL8536 | Long             | EC               | CORP              | US        |     17700 | NS      | $3176973.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands, Inc.                                     | Constellation Brands, Inc. Class A                             | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |      7000 | NS      | $1622250.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Energy Infrastructure Fund                         | First Trust Energy Infrastructure Fund                         | CUSIP: 33738C103<br>LEI: 549300U01UTSY4XHYP86 | Long             | EC               | RF                | US        |     11082 | NS      | $159802.44    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Company                                          | Wells Fargo & Company                                          | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    130000 | NS      | $5367700.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service, Inc.                                    | United Parcel Service, Inc. Class B                            | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |     28000 | NS      | $4867520.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                                                     | NIKE, Inc. Class B                                             | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     15100 | NS      | $1766851.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International, Inc.                                   | Marriott International, Inc. Class A                           | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |     10000 | NS      | $1488900.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| The Procter & Gamble Company                                   | Procter & Gamble Company (The)                                 | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      1500 | NS      | $227340.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                                                   | NVIDIA Corporation                                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     90800 | NS      | $13269512.00  | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| NXG NextGen Infrastructure Income Fund                         | NXG NextGen Infrastructure Income Fund                         | CUSIP: 231647207<br>LEI: 549300MVVZW681ZGYD76 | Long             | EC               | RF                | US        |     25417 | NS      | $972708.59    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corporation                                            | Newmont Corporation                                            | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |     24000 | NS      | $1132800.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc.                                                    | Humana, Inc.                                                   | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |      4000 | NS      | $2048760.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc.                                                 | Citigroup, Inc.                                                | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     70000 | NS      | $3166100.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices, Inc.                                   | Advanced Micro Devices, Inc.                                   | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     51000 | NS      | $3303270.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman MLP and Energy Income Fund Inc                | Neuberger Berman MLP and Energy Income Fund Inc                | CUSIP: 64129H104<br>LEI: 549300XIWEKOTC8HO652 | Long             | EC               | RF                | US        |      7308 | NS      | $48671.28     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co.                                                   | Southern Company (The)                                         | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |     18500 | NS      | $1321085.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corporation                                    | Lockheed Martin Corporation                                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     10000 | NS      | $4864900.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley India Investments Fund, Inc.                    | Morgan Stanley India Investments Fund, Inc.                    | CUSIP: 61745C105<br>LEI: 5LQ8NRKQLK2XRS19BS65 | Long             | EC               | RF                | US        |     34824 | NS      | $706927.20    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                                           | JPMorgan Chase & Company                                       | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     87000 | NS      | $11666700.00  | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                                                         | HP, Inc.                                                       | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |     14000 | NS      | $376180.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LMP Capital and Income Fund, Inc.                              | LMP Capital and Income Fund, Inc.                              | CUSIP: 50208A102<br>LEI: 549300YJH1GYGXCCQ467 | Long             | EC               | RF                | US        |     91213 | NS      | $1098204.52   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Core S&P 500 ETF                                       | iShares Core S&P 500 ETF                                       | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     12000 | NS      | $4610520.00   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc.                                                    | Ecolab, Inc.                                                   | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |       300 | NS      | $43668.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Norfolk Southern Corporation                                   | Norfolk Southern Corporation                                   | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |     11000 | NS      | $2710620.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc.                                            | IQVIA Holdings, Inc.                                           | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |      7000 | NS      | $1434230.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Artificial Intelligence & Technology Opportunities Fund | Virtus Artificial Intelligence & Technology Opportunities Fund | CUSIP: 92838Y100<br>LEI: 549300ZE8QERJKXOVW89 | Long             | EC               | RF                | US        |    167596 | NS      | $2713379.24   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                                                  | Alphabet, Inc. Class C                                         | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    248000 | NS      | $22005040.00  | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Innovation and Growth Trust                          | BlackRock Innovation & Growth Trust                            | CUSIP: 09260Q108<br>LEI: 549300G3XFQ7175KM723 | Long             | EC               | RF                | US        |   2030264 | NS      | $13826097.84  | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources, Inc.                                            | EOG Resources, Inc.                                            | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      2900 | NS      | $375608.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Company, Inc.                             | American Water Works Company, Inc.                             | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |      5000 | NS      | $762100.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc                                            | Dominion Energy, Inc.                                          | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |      3300 | NS      | $202356.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                                           | Booking Holdings, Inc.                                         | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      1500 | NS      | $3022920.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| General American Investors Company, Inc.                       | General American Investors Company, Inc.                       | CUSIP: 368802104<br>LEI: 254900MHIF9G7IS1T951 | Long             | EC               | RF                | US        |    148213 | NS      | $5357899.95   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                             | Meta Platforms, Inc. Class A                                   | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     48000 | NS      | $5776320.00   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp.                                     | Constellation Energy Corporation                               | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |      8433 | NS      | $727008.93    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                                     | Biogen, Inc.                                                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |      6000 | NS      | $1661520.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc.                                                    | AbbVie, Inc.                                                   | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |      6600 | NS      | $1066626.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc.                               | Philip Morris International, Inc.                              | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     47800 | NS      | $4837838.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corporation                                     | Dollar General Corporation                                     | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |      7000 | NS      | $1723750.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corporation                                              | Cigna Corporation                                              | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |     12000 | NS      | $3976080.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Company                                   | Bristol-Myers Squibb Company                                   | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |    119500 | NS      | $8598025.00   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corporation                                       | Devon Energy Corporation                                       | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |     22000 | NS      | $1353220.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products & Chemicals, Inc.                                 | Air Products & Chemicals, Inc.                                 | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |       800 | NS      | $246608.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications, Inc.                                   | Charter Communications, Inc. Class A                           | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |      5300 | NS      | $1797230.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                              | Johnson & Johnson                                              | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      4100 | NS      | $724265.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc                                         | Roper Technologies, Inc.                                       | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |      4000 | NS      | $1728360.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group, Inc.                                      | Goldman Sachs Group, Inc. (The)                                | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      8000 | NS      | $2747040.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                                    | Bank of America Corporation                                    | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |    250000 | NS      | $8280000.00   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                                              | Intel Corporation                                              | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |    146000 | NS      | $3858780.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                                         | Applied Materials, Inc.                                        | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     18000 | NS      | $1752840.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                     | Intuit, Inc.                                                   | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      9000 | NS      | $3502980.00   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                      | Tesla, Inc.                                                    | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     57000 | NS      | $7021260.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Global Small and Mid Cap Value Trust                   | Gabelli Global Small and Mid Cap Value Trust (The)             | CUSIP: 36249W104<br>LEI: 54930027RS7HE8UD3187 | Long             | EC               | RF                | US        |     19754 | NS      | $221639.88    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                                                 | S&P Global, Inc.                                               | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |     13000 | NS      | $4354220.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc.                                                  | QUALCOMM, Inc.                                                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |     22000 | NS      | $2418680.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corporation                                           | McKesson Corporation                                           | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |      5000 | NS      | $1875600.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer Natural Resources Company                              | Pioneer Natural Resources Company                              | CUSIP: 723787107<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | EC               | CORP              | US        |      8500 | NS      | $1941315.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corporation                                     | American Tower Corporation                                     | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     18000 | NS      | $3813480.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                      | Adobe, Inc.                                                    | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |     18000 | NS      | $6057540.00   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corporation                                            | Comcast Corporation Class A                                    | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |    187500 | NS      | $6556875.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corporation                                            | Centene Corporation                                            | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     18000 | NS      | $1476180.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation                                    | Progressive Corporation (The)                                  | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     22000 | NS      | $2853620.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| ClearBridge MLP and Midstream Total Return Fund Inc            | ClearBridge MLP & Midstream Total Return Fund, Inc.            | CUSIP: 18469Q207<br>LEI: 549300FO806NCJW4RO34 | Long             | EC               | RF                | US        |     57847 | NS      | $1635334.69   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc.                                                    | Fiserv, Inc.                                                   | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     21000 | NS      | $2122470.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                                        | Mastercard, Inc. Class A                                       | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     28000 | NS      | $9736440.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Real Asset Income & Growth Fund                         | Nuveen Real Asset Income and Growth Fund                       | CUSIP: 67074Y105<br>LEI: RQLXTE3CBG56EZF1BQ60 | Long             | EC               | RF                | US        |    317492 | NS      | $3714656.40   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corporation                                               | Ball Corporation                                               | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |      7000 | NS      | $357980.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corporation                                      | Valero Energy Corporation                                      | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |      5800 | NS      | $735788.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc.                                           | Elevance Health Incorporated                                   | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      9000 | NS      | $4616730.00   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                                                    | Corteva, Inc.                                                  | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |     36300 | NS      | $2133714.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Company                                 | Archer-Daniels-Midland Company                                 | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |     20000 | NS      | $1857000.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corporation                                         | McDonald's Corporation                                         | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      2100 | NS      | $553413.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc.                                   | Honeywell International, Inc.                                  | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     31500 | NS      | $6750450.00   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                                                        | Aon plc                                                        | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | US        |      8000 | NS      | $2401120.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corporation                                                | CSX Corporation                                                | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |     90000 | NS      | $2788200.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                                      | Union Pacific Corporation                                      | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     26000 | NS      | $5383820.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs MLP Energy Fund                                  | Goldman Sachs MLP Energy Fund                                  | CUSIP: 38148G206<br>LEI: 5493002N1D5YCVFNA222 | Long             | EC               | RF                | US        |    151982 | NS      | $1942329.96   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Institutional Cash Portfolios                         | Fidelity Institutional Money Market Government Portfolio       | CUSIP: 316175108<br>LEI: 549300SHPEJB1OPRCV46 | Long             | STIV             | RF                | US        |   4731205 | PA      | $4731205.29   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Company                                         | General Motors Company                                         | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     51000 | NS      | $1715640.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Health Sciences Trust II                             | Blackrock Health Sciences Trust II                             | CUSIP: 09260E105<br>LEI: 549300FGMK4EGHSK8N86 | Long             | EC               | RF                | US        |    773371 | NS      | $11933114.53  | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                                   | Autodesk, Inc.                                                 | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |      8000 | NS      | $1494960.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips Co.                                             | ConocoPhillips                                                 | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     33700 | NS      | $3976600.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Adams Diversified Equity Fund Inc                              | Adams Diversified Equity Fund, Inc.                            | CUSIP: 006212104<br>LEI: 5493005W7G81BNPP7M23 | Long             | EC               | RF                | US        |    398555 | NS      | $5794989.70   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                                       | Lam Research Corporation                                       | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      5000 | NS      | $2101500.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.                                                | Eli Lilly & Company                                            | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     12400 | NS      | $4536416.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Airlines Co.                                         | Southwest Airlines Company                                     | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |     24000 | NS      | $808080.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc                     | Fidelity National Information Services, Inc.                   | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |     21000 | NS      | $1424850.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                                               | Amazon.com, Inc.                                               | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    264000 | NS      | $22176000.00  | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Tekla Life Sciences Investors                                  | Tekla Life Sciences Investors                                  | CUSIP: 87911K100<br>LEI: 5493007BYZPSOVVS0M04 | Long             | EC               | RF                | US        |     53500 | NS      | $760235.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corporation                               | Occidental Petroleum Corporation                               | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |     22700 | NS      | $1429873.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                                        | Berkshire Hathaway, Inc. Class B                               | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |     55000 | NS      | $16989500.00  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Paypal Holdings Incorporation                                  | PayPal Holdings, Inc.                                          | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     35000 | NS      | $2492700.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMCO Natural Resources, Gold & Income Trust                   | Gamco Natural Resources, Gold & Income Trust GABELLI           | CUSIP: 36465E101<br>LEI: 23EBEGZ81713Q1VCP222 | Long             | EC               | RF                | US        |     90821 | NS      | $465003.52    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                                   | Thermo Fisher Scientific, Inc.                                 | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      7400 | NS      | $4075106.00   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Select Sector SPDR Fund                                 | Energy Select Sector SPDR Fund                                 | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     30000 | NS      | $2624100.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                                                  | Sempra Energy                                                  | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |     12000 | NS      | $1854480.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Consolidated Edison, Inc.                                      | Consolidated Edison, Inc.                                      | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               | CORP              | US        |     14000 | NS      | $1334340.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                                 | Salesforce, Inc.                                               | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     35000 | NS      | $4640650.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Japan Smaller Capitalization Fund, Inc.                        | Japan Smaller Capitalization Fund, Inc.                        | CUSIP: 47109U104<br>LEI: 5493000KJSHWEB3YKZ37 | Long             | EC               | RF                | US        |    180360 | NS      | $1168732.80   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| The Bank of New York Mellon Corporation                        | Bank of New York Mellon Corporation (The)                      | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     15000 | NS      | $682800.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.                                        | UnitedHealth Group, Inc.                                       | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     38600 | NS      | $20464948.00  | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                                                    | PepsiCo, Inc.                                                  | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     24500 | NS      | $4426170.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| The TJX Companies Inc.                                         | TJX Companies, Inc. (The)                                      | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     45000 | NS      | $3582000.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Dividend, Interest & Premium Strategy Fund              | Virtus Dividend, Interest & Premium Strategy Fund              | CUSIP: 92840R101<br>LEI: 549300535GECAFITZP67 | Long             | EC               | RF                | US        |    395128 | NS      | $4457043.84   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                                       | American Express Company                                       | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     12000 | NS      | $1773000.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation                                  | Boston Scientific Corporation                                  | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     42000 | NS      | $1943340.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| International Flavors & Fragrances Inc.                        | International Flavors & Fragrances, Inc.                       | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |      7000 | NS      | $733880.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Company                                            | Walt Disney Company (The)                                      | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     35000 | NS      | $3040800.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corporation                                              | FedEx Corporation                                              | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      7000 | NS      | $1212400.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corporation                                   | General Dynamics Corporation                                   | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      7000 | NS      | $1736770.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytheon Technologies Corporation                              | Raytheon Technologies Corporation                              | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     51800 | NS      | $5227656.00   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| The Boeing Company                                             | Boeing Company (The)                                           | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     22000 | NS      | $4190780.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan, Inc.                                            | Kinder Morgan, Inc.                                            | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     75000 | NS      | $1356000.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Dupont De Nemours Inc                                          | DuPont de Nemours, Inc.                                        | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |     15000 | NS      | $1029450.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                                     | Apple, Inc.                                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    277000 | NS      | $35990610.00  | 5.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Kayne Anderson NextGen Energy & Infrastructure Inc             | Kayne Anderson NextGen Energy & Infrastructure Inc             | CUSIP: 48661E108<br>LEI: 549300MHDTCUZBV2Y068 | Long             | EC               | RF                | US        |    303886 | NS      | $2282183.86   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA Healthcare Inc                                             | HCA Healthcare, Inc.                                           | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |      9000 | NS      | $2159640.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Moodys Corp                                                    | Moody's Corporation                                            | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |      6000 | NS      | $1671720.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                       | Visa, Inc. Class A                                             | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     46000 | NS      | $9556960.00   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International, Inc.                                   | Mondelez International, Inc. Class A                           | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |     30000 | NS      | $1999500.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GDL Fund (The)                                                 | GDL Fund (The)                                                 | CUSIP: 361570104<br>LEI: 5493000XKGL8ZPN99479 | Long             | EC               | RF                | US        |    111981 | NS      | $877931.04    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation                                   | Costco Wholesale Corporation                                   | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     20200 | NS      | $9221300.00   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Healthcare & Wellness Trust                            | Gabelli Healthcare & Wellness Trust                            | CUSIP: 36246K103<br>LEI: 549300XULWZNLHFTG832 | Long             | EC               | RF                | US        |     54595 | NS      | $561236.60    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Susan McLauchlan

**Signature:** Susan McLauchlan

**Name of Signer:** Susan McLauchlan

**Title:** AVP Fund Accounting