# EDGAR Filing Document

**Accession Number:** 0002046656
**File Stem:** 0001213900-26-008273
**Filing Date:** 2026-1
**Character Count:** 8723
**Document Hash:** 46520f762fe2a515dc95811e9bcdfb78
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-008273.hdr.sgml**: 20260127

**ACCESSION NUMBER**: 0001213900-26-008273

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260127

**FILED AS OF DATE**: 20260127

**DATE AS OF CHANGE**: 20260127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Happy City Holdings Ltd
- **CENTRAL INDEX KEY:** 0002046656
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-EATING PLACES [5812]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42712
- **FILM NUMBER:** 26566392

**BUSINESS ADDRESS:**
- **STREET 1:** UNIT B, 6/F, BLOCK B
- **STREET 2:** GOLDEN DRAGON INDUSTRIAL BUILDING
- **CITY:** KWAI CHUNG, HONG KONG
- **STATE:** K3
- **ZIP:** 00000
- **BUSINESS PHONE:** 852 9097 6798

**MAIL ADDRESS:**
- **STREET 1:** UNIT B, 6/F, BLOCK B
- **STREET 2:** GOLDEN DRAGON INDUSTRIAL BUILDING
- **CITY:** KWAI CHUNG, HONG KONG
- **STATE:** K3
- **ZIP:** 00000

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER**

**PURSUANT TO RULE 13a-16 OR 15d-16**

**UNDER THE SECURITIES EXCHANGE ACT OF 1934**

**For the month of January 2026**

**Commission File Number: 001- 42712**

**<u>HAPPY CITY HOLDINGS LIMITED</u>**

**30 Cecil Street<br> #19-08 Prudential Tower<br> Singapore**

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒ Form 40-F ☐

**INFORMATION CONTAINED IN THIS FORM 6-K REPORT**

On January 23, 2026, Happy City Holdings Limited (the "Company") received a notice from the staff of the Nasdaq Listing Qualifications department (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") stating that it is not in compliance with the minimum of $2,500,000 in stockholders' equity for continued listing of the Company's class A ordinary shares of no par value each (the "Class A Ordinary Shares") on The Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(b)(1) (the "Minimum Stockholders' Equity Rule") (the "Notification Letter").

The Minimum Stockholders' Equity Rule requires companies listed on The Nasdaq Capital Market to maintain a minimum of $2,500,000 in stockholders' equity for continued listing. However, based on the Company's Form 20-F filed on January 14, 2026, in which the Company filed its audited consolidated financial statements for the fiscal year ended August 31, 2025, the Company reported stockholders' equity of $2,206,497 as of August 31, 2025, and the Company does not meet the alternatives of market value of listed securities or net income from continuing operations as of January 23, 2026, and is thus non-compliant with the Minimum Stockholders' Equity Rule.

The Company's Class A Ordinary Shares continue to trade on The Nasdaq Capital Market under the symbol "HCHL," and the Company's business operations are not affected by receipt of the Notification Letter. The Notification Letter has no immediate effect on the Company's listing status. In accordance with the Nasdaq Listing Rules, the Company has 45 calendar days, or until March 9, 2026, to submit a plan to regain and sustain compliance. If the plan is accepted, Nasdaq may grant an extension of up to 180 calendar days from receipt of the Notification Letter to evidence compliance.

The Company is evaluating a range of measures to regain and sustain compliance, consistent with the Nasdaq Listing Rules and in the ordinary course of its corporate and capital planning activities, and intends to take all measures available to the Company to maintain its continued listing on The Nasdaq Capital Market. The Company intends to submit the compliance plan by the March 9, 2026, due date. There can be no assurance that the Company's plan will be accepted, or that the Company will be able to regain and sustain compliance with the Minimum Stockholders' Equity Rule and all other continued listing requirements.

On January 27, 2026, the Company issued a press release entitled "Happy City Holdings Limited Receives Nasdaq Notification Regarding Minimum Stockholders' Equity Deficiency." A copy of the press release is filed as Exhibit 99.1 to this Current Report on Form 6-K and is incorporated herein by reference.

**EXHIBIT INDEX**

<u>Exhibit No.</u> <u>Description</u> <br> 99.1 [Press Release, dated January 27, 2026.](ea027410802ex99-1_happy.htm)

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **Happy City Holdings Limited** | **Happy City Holdings Limited** |
| Date: January 27, 2026 | By: | */s/* Suk Yee, Kwan |
|  | Name: | Suk Yee, Kwan |
|  | Title: | Chief Executive Officer |

---

## Exhibit 99.1

**Exhibit 99.1**

Happy City Holdings Limited Receives Nasdaq Notification Regarding Minimum Stockholders' Equity Deficiency

Hong Kong, Jan. 27, 2026 (GLOBE NEWSWIRE) -- Happy City Holdings Limited (Nasdaq: HCHL) (the "Company" or "Happy City") today announced that the Company received a notice from the staff of the Nasdaq Listing Qualifications department (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq"), dated January 23, 2026 (the "Notification Letter"), notifying the Company that the Company is not in compliance with the minimum of $2,500,000 in stockholders' equity for continued listing of the Company's class A ordinary shares of no par value (the "Class A Ordinary Shares") on The Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(b)(1) (the "Minimum Stockholders' Equity Rule").

The Minimum Stockholders' Equity Rule requires companies listed on The Nasdaq Capital Market to maintain a minimum of $2,500,000 in stockholders' equity for continued listing. However, based on the Company's Form 20-F filed on January 14, 2026, where the Company filed its audited consolidated financial statements for the year ended August 31, 2025, the Company reported stockholders' equity of $2,206,497 as of August 31, 2025, and the Company does not meet the alternatives of market value of listed securities or net income from continuing operations as of January 23, 2026, and is thus non-compliant with the Minimum Stockholders' Equity Rule.

The Company's Class A Ordinary Shares continue to trade on The Nasdaq Capital Market under the symbol "HCHL," and the Company's business operations are not affected by receipt of the Notification Letter. The Notification Letter has no immediate effect on the Company's listing status. In accordance with the Nasdaq Listing Rules, the Company has 45 calendar days, or until March 9, 2026, to submit a plan to regain compliance. If the plan is accepted, Nasdaq may grant an extension of up to 180 calendar days from receipt of the Notification Letter to evidence compliance.

The Company is evaluating a range of measures to regain and sustain compliance, consistent with the Nasdaq Listing Rules and in the ordinary course of its corporate and capital planning activities, and intends to maintain its continued listing on The Nasdaq Capital Market. The Company intends to submit the compliance plan by or before March 9, 2026, the due date. There can be no assurance that the Company's plan will be accepted, or that the Company will be able to regain and sustain compliance with the Minimum Stockholders' Equity Rule and all other applicable continued listing requirements.

**About Happy City Holdings Limited**

Headquartered in Hong Kong, we are a restaurant operator that operates three all-you-can-eat hotpot restaurants in Hong Kong serving mixed style, Shabu Shabu-style and Thai-style specialty hotpot. Through our restaurants that are located in various prime locations in Hong Kong, our unique brand image, and our strong commitment to food quality, we offer an immersive dining experience to our customers.

**Forward-Looking Statements**

This press release contains forward-looking statements involving risks and uncertainties, including statements relating to the Company's future business plans, growth expectations, expansion strategy, and the anticipated impact of the divestment. Actual results may differ materially due to market conditions, operational execution, regulatory developments, and other factors. The Company undertakes no obligation to revise forward-looking statements except as required by law.

**Contacts**

Happy City Holdings Limited<br> Investor Relations<br> Email: <u>info@happycitys.com</u>