# EDGAR Filing Document

**Accession Number:** 0001326160
**File Stem:** 0001326160-23-000101
**Filing Date:** 2023-3
**Character Count:** 5633
**Document Hash:** 1f97e269bd29530a30b430decd7c1f1b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001326160-23-000101.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001326160-23-000101

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230306

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Duke Energy CORP
- **CENTRAL INDEX KEY:** 0001326160
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRIC & OTHER SERVICES COMBINED [4931]
- **IRS NUMBER:** 202777218
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-32853
- **FILM NUMBER:** 23721727

**BUSINESS ADDRESS:**
- **STREET 1:** 526 SOUTH CHURCH STREET
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28202-1803
- **BUSINESS PHONE:** 704-382-3853

**MAIL ADDRESS:**
- **STREET 1:** 526 SOUTH CHURCH STREET
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28202-1803

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Duke Energy Holding Corp.
- **DATE OF NAME CHANGE:** 20050628

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Deer Holding Corp.
- **DATE OF NAME CHANGE:** 20050504

?xml version="1.0" ? duk-20230306

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K/A (Amendment No. 1)**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): March 6, 2023

---

| | | |
|:---|:---|:---|
| **Commission File Number** | **Exact Name of Registrant as Specified in its Charter, State or other Jurisdiction of Incorporation, Address of Principal Executive Offices, Zip Code, and Registrant's Telephone Number, Including Area Code** | **IRS Employer Identification Number** |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ![duk-20230306_g1.jpg](duk-20230306_g1.jpg) |  |
| **1-32853** | **DUKE ENERGY CORPORATION** | **20-2777218**  |

---

(a Delaware corporation)

550 South Tryon Street

Charlotte, North Carolina 28202-1803

704-382-3853

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

---

| | | | |
|:---|:---|:---|:---|
| SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: | SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: | SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: | SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: |
| **<u>Registrant</u>** | **<u>Title of each class</u>** | **<u>Trading Symbol(s)</u>** | **<u>Name of each exchange on which registered</u>** |
| Duke Energy | Common Stock, $0.001 par value | DUK | New York Stock Exchange LLC |
| Duke Energy | 5.625% Junior Subordinated Debentures | DUKB | New York Stock Exchange LLC |
|  | due September 15, 2078 |  |  |
| Duke Energy | Depositary Shares | DUK PR A | New York Stock Exchange LLC |
|  | each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share |  |  |
| Duke Energy | 3.10% Senior Notes due 2028 | DUK 28A | New York Stock Exchange LLC |
| Duke Energy | 3.85% Senior Notes due 2034 | DUK34 | New York Stock Exchange LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □

------

**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers**

As previously reported on a Current Report on Form 8-K filed on December 5, 2022, Mr. Dhiaa M. Jamil, currently serving as Executive Vice President and Chief Operating Officer of Duke Energy Corporation (the "Company"), notified the Company of his intention to retire from the Company midyear 2023. On March 6, 2023, Mr. Jamil notified the Company that he has selected June 30, 2023 as his retirement date. As previously reported, Mr. Jamil began to transition his responsibilities on January 1, 2023, at which time his specific functional responsibilities were shifted to other leaders.

------

**SIGNATURE**

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| | DUKE ENERGY CORPORATION<br>/s/ DAVID S. MALTZ |
| | David S. Maltz |
| | Vice President, Legal, Chief Governance Officer and Assistant Corporate Secretary |
| Dated: March 10, 2023 | |

---