# EDGAR Filing Document

**Accession Number:** 0001746382
**File Stem:** 0001420506-25-002642
**Filing Date:** 2025-8
**Character Count:** 6519
**Document Hash:** 987e92fbdcf8050081028f542927e860
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-25-002642.hdr.sgml**: 20250829

**ACCESSION NUMBER**: 0001420506-25-002642

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250829

**EFFECTIVENESS DATE**: 20250829

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Altium Capital Management LLC
- **CENTRAL INDEX KEY:** 0001746382

**ORGANIZATION NAME:**
- **EIN:** 822066653
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20820
- **FILM NUMBER:** 251280096

**BUSINESS ADDRESS:**
- **STREET 1:** 152 W 57 ST FL20
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 2124842711

**MAIL ADDRESS:**
- **STREET 1:** 152 W 57 ST FL20
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Altium Capital Management LP
- **DATE OF NAME CHANGE:** 20180712

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001746382

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Altium Capital Management LLC

**Address:** 152 W 57 ST FL20, NEW YORK, NY 10019

**Telephone number:** 2124842711

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 150-08926

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                  | CUSIP     | MEETING DATE   | VOTE DESCRIPTION      | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| CYBIN INC.                      | 23256X100 | 08/27/2024     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |       13953488 |                0 | FOR         |                                 13953488 | FOR                         |  |
| REZOLUTE, INC.                  | 76200L309 | 12/05/2024     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |        1700000 |                0 | FOR         |                                  1700000 | FOR                         |  |
| REZOLUTE, INC.                  | 76200L309 | 12/05/2024     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |        1700000 |                0 | FOR         |                                  1700000 | FOR                         |  |
| ENVVENO MEDICAL CORPORATION     | 29415J106 | 12/18/2024     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         251745 |                0 | FOR         |                                   251745 | FOR                         |  |
| ENVVENO MEDICAL CORPORATION     | 29415J106 | 12/18/2024     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         251745 |                0 | FOR         |                                   251745 | FOR                         |  |
| ESSA PHARMA INC.                | 29668H708 | 03/08/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |        1428000 |                0 | FOR         |                                  1428000 | FOR                         |  |
| ARROWHEAD PHARMACEUTICALS, INC. | 04280A100 | 03/12/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         269059 |                0 | FOR         |                                   269059 | FOR                         |  |
| ARROWHEAD PHARMACEUTICALS, INC. | 04280A100 | 03/12/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         269059 |                0 | FOR         |                                   269059 | FOR                         |  |
| VERU INC.                       | 92536C103 | 03/13/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |        1014304 |                0 | FOR         |                                  1014304 | FOR                         |  |
| BETTER CHOICE COMPANY INC.      | 08771Y402 | 03/21/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         118459 |                0 | FOR         |                                   118459 | FOR                         |  |
| ARTIVION, INC.                  | 228903100 | 05/13/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         130000 |                0 | FOR         |                                   130000 | FOR                         |  |
| ARTIVION, INC.                  | 228903100 | 05/13/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         130000 |                0 | FOR         |                                   130000 | FOR                         |  |
| PROFOUND MEDICAL CORP.          | 74319B502 | 05/14/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |         332714 |                0 | FOR         |                                   332714 | FOR                         |  |
| PLANET 13 HOLDINGS INC.         | 72707C108 | 05/10/2025     | Say on pay and others | SECTION 14A SAY-ON-PAY VOTES |        2603152 |                0 | FOR         |                                  2603152 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Altium Capital Management LLC

**By (Signature):** Mark Gottlieb

**By (Printed Signature):** Mark Gottlieb

**By (Title):** Chief Operating Officer

**Date:** 08/29/2025