# EDGAR Filing Document

**Accession Number:** 0001461790
**File Stem:** 0001461790-25-000051
**Filing Date:** 2025-8
**Character Count:** 27082
**Document Hash:** f39bba9154dffd5a594a3ff41d72bd37
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001461790-25-000051.hdr.sgml**: 20250826

**ACCESSION NUMBER**: 0001461790-25-000051

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250826

**EFFECTIVENESS DATE**: 20250826

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** K2 PRINCIPAL FUND, L.P.
- **CENTRAL INDEX KEY:** 0001461790

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16812
- **FILM NUMBER:** 251254371

**BUSINESS ADDRESS:**
- **STREET 1:** 2 BLOOR STREET WEST
- **STREET 2:** SUITE 801
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M4W 3E2
- **BUSINESS PHONE:** 416-365-2155

**MAIL ADDRESS:**
- **STREET 1:** 2 BLOOR STREET WEST
- **STREET 2:** SUITE 801
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M4W 3E2

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001461790

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** K2 PRINCIPAL FUND, L.P.

**Address:** 2 BLOOR STREET WEST, TORONTO, A6 M4W 3E2

**Telephone number:** 416-365-2155

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-16812

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                  | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Airbnb Inc                      | 9066101   | 6/2/2025       | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. More Details.                                                                                                                                                                                                                                                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |            112 |                0 | FOR         |                                      112 | FOR                         |  |
| Albertsons Cos Inc              | 13091103  | 8/2/2025       | Hold the annual, non-binding, advisory vote on our executive compensation<br>program. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          10000 |                0 | FOR         |                                    10000 | FOR                         |  |
| Albertsons Cos Inc              | 13091103  | 8/2/2025       | Hold the annual, non-binding, advisory vote on our executive compensation<br>program. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          48273 |                0 | FOR         |                                    48273 | FOR                         |  |
| Albertsons Cos Inc              | 13091103  | 8/2/2025       | Hold the annual, non-binding, advisory vote on our executive compensation<br>program. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          11727 |                0 | FOR         |                                    11727 | FOR                         |  |
| Albertsons Cos Inc              | 13091103  | 8/2/2025       | Hold the annual, non-binding, advisory vote on our executive compensation<br>program. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          41300 |                0 | FOR         |                                    41300 | FOR                         |  |
| Amazon.com Inc                  | 23135106  | 5/15/2025      | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          14372 |                0 | FOR         |                                    14372 | FOR                         |  |
| AST SPACEMOBILE INC             | 00217DAA8 | 9/6/2024       | To approve the AST SpaceMobile, Inc. 2024 Incentive Award Plan.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           4326 |                0 | FOR         |                                     4326 | FOR                         |  |
| Bannix Acquisition Corp         | 66644105  | 8/20/2024      | To amend the Companys Investment Management Trust Agreement dated as of 9/10/2021 by and between the Company and Continental Stock Transfer  Trust Company allowing the Company in the event that the Company has not consummated a business combination by the extended date to extend by resolution of the board of directors and without approval of the Companys stockholders the termination date up to six times each by one additional month by depositing the lesser of (x) $25,000 and (y) $0.05 for each share into the trust account for each such monthly extension. | SECTION 14A SAY-ON-PAY VOTES |         148397 |                0 | FOR         |                                   148397 | FOR                         |  |
| BioMarin Pharmaceutical Inc     | 09061G101 | 5/15/2025      | To approve an amendment to the Company's 2017 Equity Incenve Plan, as amended. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |              2 |                0 | FOR         |                                        2 | FOR                         |  |
| Broadcom Inc                    | 11135F101 | 4/14/2025      | Advisory vote to approve the named execuve officer compensaon. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           7000 |                0 | FOR         |                                     7000 | FOR                         |  |
| BRP Inc                         | 05577W200 | 5/20/2025      | Adoption of an advisory non-binding resoluon in respect of the Corporation's approach to executive compensation, as more particularly described in the Management Proxy Circular (the "Circular") dated April 23, 2025, which can be found at the Corporation's website at ir.brp.com and under its profile on SEDAR at www.sedarplus.ca.                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          15000 |                0 | FOR         |                                    15000 | FOR                         |  |
| Certara Inc                     | 15687V109 | 5/15/2025      | A non-binding advisory vote to approve the compensation of our named executive officers for the most recently completed fiscal year                                                                                                                                                                                                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          58951 |                0 | FOR         |                                    58951 | FOR                         |  |
| CEVA Inc                        | 157210105 | 8/22/2024      | Advisory vote to approve named execuve officer compensation                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          18952 |                0 | FOR         |                                    18952 | FOR                         |  |
| Equinox Gold Corp               | 29446Y502 | 4/21/2025      | Appointment of KPMG LLP as Auditor of the Company for the ensuing year and authorizing the Directors to fix their remuneration                                                                                                                                                                                                                                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           3900 |                0 | FOR         |                                     3900 | FOR                         |  |
| Frontier Communications Parent  | 35909D109 | 5/15/2025      | To approve, on an advisory basis, our named executive officer compensation                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          71074 |                0 | FOR         |                                    71074 | FOR                         |  |
| LEARN CW INVESTMENT CORPORATION |  | 9/26/2024      | To consider and vote upon a proposal to approve by<br>ordinary resolution the Innventure, Inc. 2024 Equity and Incentive Compensation Plan that permits grants of awards to eligible service providers, a copy of which is<br>attached to the proxy statement/consent solicitation statement/prospectus as Annex K.                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         273274 |                0 | FOR         |                                   273274 | FOR                         |  |
| Merck  Co Inc                   | 58933Y105 | 5/22/2025      | Non-binding advisory vote to approve the compensation of our named executive officers. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          14584 |                0 | FOR         |                                    14584 | FOR                         |  |
| Mr Cooper Group Inc             | 62482R107 | 5/20/2025      | Advisory Vote on Executive Compensation (Say on Pay)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |              1 |                0 | FOR         |                                        1 | FOR                         |  |
| National Health Investors Inc   | 63633D104 | 5/15/2025      | Approve, on a non-binding advisory basis, the compensation paid to our named executive officers as disclosed in the accompanying Proxy Statement.                                                                                                                                                                                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           8000 |                0 | FOR         |                                     8000 | FOR                         |  |
| PAR Technology Corp             | 698884103 | 5/26/2025      | Non-binding advisory vote on the frequency of future Say-on-Pay Votes. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |             21 |                0 | FOR         |                                       21 | FOR                         |  |
| Peakstone Realty Trust          | 39818P799 | 5/22/2025      | Approve on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers as described in the proxy statement. More<br>Details                                                                                                                                                                                                                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          67509 |                0 | FOR         |                                    67509 | FOR                         |  |
| PlayAGS Inc                     | 72814N104 | 8/2/2024       | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to PlayAGS's named executive officers that is based on or<br>otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.                                                                                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          38117 |                0 | FOR         |                                    38117 | FOR                         |  |
| Rambus Inc                      | 750917106 | 4/21/2025      | Advisory vote to approve named executive officer compensation                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |          15520 |                0 | FOR         |                                    15520 | FOR                         |  |
| Sunrun Inc                      | 86771W105 | 6/2/2025       | Advisory proposal of the frequency of future advisory votes on the compensation of our named executive officers, or "Say-on-Pay."                                                                                                                                                                                                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          23520 |                0 | FOR         |                                    23520 | FOR                         |  |
| TFI International Inc           | 87241L109 | 4/14/2025      | Non-binding advisory resoluon that shareholders approve the compensaon of the Corporation's Named Executive Officers, as disclosed in the Management Proxy<br>Circular dated March 12, 2025                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           3000 |                0 | FOR         |                                     3000 | FOR                         |  |
| TFI International Inc           | 87241L109 | 4/14/2025      | Non-binding advisory resoluon that shareholders approve the compensaon of the Corporation's Named Executive Officers, as disclosed in the Management Proxy<br>Circular dated March 12, 2025                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          28893 |                0 | FOR         |                                    28893 | FOR                         |  |
| TFI International Inc           | 87241L109 | 4/14/2025      | Non-binding advisory resoluon that shareholders approve the compensaon of the Corporation's Named Executive Officers, as disclosed in the Management Proxy<br>Circular dated March 12, 2025                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           1500 |                0 | FOR         |                                     1500 | FOR                         |  |
| Charles Schwab Corp/The         | 808513105 | 5/20/2025      | Advisory approval of named executive officer compensation More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |           2900 |                0 | FOR         |                                     2900 | FOR                         |  |
| Uber Technologies Inc           | 90353T100 | 5/2/2025       | Advisory vote to approve 2024 named executive officer compensation. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           7000 |                0 | FOR         |                                     7000 | FOR                         |  |
| Uber Technologies Inc           | 90353T100 | 5/2/2025       | Advisory vote to approve 2024 named executive officer compensation. More Details                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           8000 |                0 | FOR         |                                     8000 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** K2 PRINCIPAL FUND, L.P.

**By (Signature):** /s/Todd Sikorski

**By (Printed Signature):** /s/Todd Sikorski

**By (Title):** President

**Date:** 08/26/2025