# EDGAR Filing Document

**Accession Number:** 0000793040
**File Stem:** 0000940400-26-009559
**Filing Date:** 2026-3
**Character Count:** 40870
**Document Hash:** 8e156f3f695eac5623301006e657d790
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-009559.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000940400-26-009559

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ELLSWORTH GROWTH & INCOME FUND LTD
- **CENTRAL INDEX KEY:** 0000793040

**ORGANIZATION NAME:**
- **EIN:** 133345139
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04656
- **FILM NUMBER:** 26704052

**BUSINESS ADDRESS:**
- **STREET 1:** 65 MADISON AVENUE
- **STREET 2:** SUITE 550
- **CITY:** MORRISTOWN
- **STATE:** NJ
- **ZIP:** 07960
- **BUSINESS PHONE:** (973) 631-1177

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580-1434

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH FUND LTD
- **DATE OF NAME CHANGE:** 20060330

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ellsworth Growth & Income Fund Ltd

- **b. Investment Company Act file number:** 811-04656

- **c. CIK number of Registrant:** 0000793040

- **d. LEI of Registrant:** 549300GYFOXHCDQTI772

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** Ellsworth Growth & Income Fund Ltd

- **c. LEI of Series:** 549300GYFOXHCDQTI772

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $202501781.37

**Total Liabilities:** $32060778.70

**Net Assets:** $170441002.67

**Cash Not Reported:** $184361.10

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 201.23084000 | **1-Year:** 1250.54397000 | **5-Year:** 226.71416000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 459.72025000 | **1-Year:** 9978.03692000 | **5-Year:** 3637.18979000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 6.90%                | -6.45%               | 3.78%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $586874.53               | $11310773.43                               |
| Month 2  | $15635133.74             | $-22072053.62                              |
| Month 3  | $-198183.85              | $-6819495.69                               |

### Schedule of Portfolio Investments

| Name                                  | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| IMPINJ INC                            | Impinj Inc                             | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    150000 | PA      | $154725.00    | 0.09%             | 2029-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| AT&T Inc                              | AT&T Inc                               | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     60000 | NS      | $1490400.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC                    | NextEra Energy Inc                     | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |     40000 | NS      | $1950000.00   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVA LTD                              | Nova Ltd                               | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |   1600000 | PA      | $1993600.00   | 1.17%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC               | PPL Capital Funding Inc                | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3296250.00   | 1.93%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC              | Microchip Technology Inc               | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     61500 | NS      | $3584220.00   | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOETIS INC                            | Zoetis Inc                             | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2065000.00   | 1.21%             | 2029-06-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                   | Coinbase Global Inc                    | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $1232100.00   | 0.72%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                          | Terawulf Inc                           | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    200000 | PA      | $173500.00    | 0.10%             | 2032-05-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP              | Galaxy Digital Holdings LP             | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2530200.00   | 1.48%             | 2029-12-01      | Fixed         | 2.50%                 | Yes           |                  2 | On Loan: No      |
| CELCUITY INC                          | Celcuity Inc                           | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    237000 | PA      | $514740.30    | 0.30%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| LIGAND PHARMACEUTICALS I              | Ligand Pharmaceuticals Inc             | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $3054090.00   | 1.79%             | 2030-10-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| INVACARE CORP                         | INVACARE CORP                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1015000 | PA      | $0.10         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| BLOOM ENERGY CORP                     | Bloom Energy Corp                      | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |    200000 | PA      | $932120.00    | 0.55%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                       | OSI Systems Inc                        | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |   1750000 | PA      | $2604000.00   | 1.53%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO                           | Southern Co/The                        | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               | CORP              | US        |     51500 | NS      | $2593540.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill            | CUSIP: 912797RV1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    970000 | PA      | $964108.78    | 0.57%             | 2026-03-05      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                    | Liberty Media Corp-Liberty Formula One | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1901250.00   | 1.12%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| IMPINJ INC                            | Impinj Inc                             | CUSIP: 453204AD1<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $815900.00    | 0.48%             | 2027-05-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD                 | CyberArk Software Ltd                  | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   2000000 | PA      | $2142000.00   | 1.26%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| SBA Communications Corp               | SBA Communications Corp                | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      7000 | NS      | $1354010.00   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| PLUG POWER INC                        | Plug Power Inc                         | CUSIP: 72919PAG8<br>LEI: 549300JPDKRSJ8JSM954 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2002000.00   | 1.17%             | 2033-12-01      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| NABORS INDUSTRIES INC                 | Nabors Industries Inc                  | CUSIP: 62957HAL9<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |   2250000 | PA      | $1833075.00   | 1.08%             | 2029-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC                         | Tempus AI Inc                          | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |   2250000 | PA      | $2403000.00   | 1.41%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| WISDOMTREE INC                        | WisdomTree Inc                         | CUSIP: 97717PAH7<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $3131375.00   | 1.84%             | 2029-08-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| BWX TECHNOLOGIES INC                  | BWX Technologies Inc                   | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1433250.00   | 0.84%             | 2030-11-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING                 | Alibaba Group Holding Ltd              | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   2300000 | PA      | $3577650.00   | 2.10%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ITRACHEALTH CORP 8.00 6/30/27 CVT(PP) | ITRACHEALTH CORP 8.00 6/30/27 CVT(PP)  | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1000000.00   | 0.59%             | 2027-06-30      | Fixed         | 8.00%                 | No            |                  3 | On Loan: No      |
| PURECYCLE TECHNOLOGIES                | PureCycle Technologies Inc             | CUSIP: 74623VAB9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1515000.00   | 0.89%             | 2030-08-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| CLEANSPARK INC                        | Cleanspark Inc                         | CUSIP: 18452BAD2<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |   4200000 | PA      | $3168900.00   | 1.86%             | 2032-02-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC               | BlackSky Technology Inc                | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1600200.00   | 0.94%             | 2033-08-01      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| SAREPTA THERAPEUTICS INC              | Sarepta Therapeutics Inc               | CUSIP: 803607AE0<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |   3900000 | PA      | $3141450.00   | 1.84%             | 2030-09-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC               | Mirion Technologies Inc                | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1986800.00   | 1.17%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| BOEING CO/THE                         | Boeing Co/The                          | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     25050 | NS      | $1729953.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLARIS ENERGY INFRASTRU              | Solaris Energy Infrastructure Inc      | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1626562.50   | 0.95%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| IONIS PHARMACEUTICALS IN              | Ionis Pharmaceuticals Inc              | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |    400000 | PA      | $427000.00    | 0.25%             | 2030-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC                | Northern Oil & Gas Inc                 | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $2514850.00   | 1.48%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Verizon Communications Inc            | Verizon Communications Inc             | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     50000 | NS      | $2036500.00   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HP ENTERPRISE CO                      | Hewlett Packard Enterprise Co          | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     57000 | NS      | $3801330.00   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ENOVIX CORP                           | Enovix Corp                            | CUSIP: 293594AF4<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |    750000 | PA      | $725250.00    | 0.43%             | 2030-09-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC               | Akamai Technologies Inc                | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2216000.00   | 1.30%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| BITFARMS LTD/CANADA                   | Bitfarms Ltd/Canada                    | CUSIP: 09173BAA5<br>LEI: 254900YWMA64Y1RPNJ12 | Long             | DBT              | CORP              | CA        |   3495000 | PA      | $2191015.50   | 1.29%             | 2031-01-15      | Fixed         | 1.38%                 | Yes           |                  2 | On Loan: No      |
| AST SPACEMOBILE INC                   | AST SpaceMobile Inc                    | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $1700935.00   | 1.00%             | 2036-01-15      | Fixed         | 2.00%                 | Yes           |                  2 | On Loan: No      |
| INDIE SEMICONDUCTOR INC               | indie Semiconductor Inc                | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2085000.00   | 1.22%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| TERAWULF INC                          | Terawulf Inc                           | CUSIP: 88080TAC8<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    600000 | PA      | $710700.00    | 0.42%             | 2031-09-01      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP                  | Applied Digital Corp                   | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $2703750.00   | 1.59%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| FIRST MAJESTIC SILVER                 | First Majestic Silver Corp             | CUSIP: 32076VAE3<br>LEI: 529900PWCU5DUH1DYR51 | Long             | DBT              | CORP              | CA        |    150000 | PA      | $165675.00    | 0.10%             | 2031-01-15      | Fixed         | 0.12%                 | Yes           |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC                  | Bridgebio Pharma Inc                   | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $4353125.00   | 2.55%             | 2031-03-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| American Tower Corp                   | American Tower Corp                    | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     10000 | NS      | $1755700.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ADTRAN HOLDINGS INC                   | ADTRAN Holdings Inc                    | CUSIP: 00486HAA3<br>LEI: 549300VV36J86CRRWF77 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1351250.00   | 0.79%             | 2030-09-15      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| TRANSMEDICS GROUP INC                 | TransMedics Group Inc                  | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $2249175.00   | 1.32%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN              | Live Nation Entertainment Inc          | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2106000.00   | 1.24%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC                    | Riot Platforms Inc                     | CUSIP: 767292AB1<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |   2150000 | PA      | $2437562.50   | 1.43%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Equinix Inc                           | Equinix Inc                            | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      4000 | NS      | $3064640.00   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST LP               | Digital Realty Trust LP                | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3049500.00   | 1.79%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| EOS ENERGY ENTERPRISES I              | Eos Energy Enterprises Inc             | CUSIP: 29415CAC5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2917500.00   | 1.71%             | 2031-12-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| COHU INC                              | Cohu Inc                               | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |   1690000 | PA      | $1883505.00   | 1.11%             | 2031-01-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                   | Shift4 Payments Inc                    | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     30698 | NS      | $2456146.98   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| MP MATERIALS CORP                     | MP Materials Corp                      | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   1100000 | PA      | $2748350.00   | 1.61%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| UR ENERGY INC                         | Ur-Energy Inc                          | CUSIP: 91688RAA6<br>LEI: 5493004ZEMNWEC7T6X93 | Long             | DBT              | CORP              | CA        |    100000 | PA      | $114850.00    | 0.07%             | 2031-01-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                  | WEC Energy Group Inc                   | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |   2450000 | PA      | $2864050.00   | 1.68%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| VOYAGER SPACE HOLDINGS I              | Voyager Technologies Inc               | CUSIP: 92892BAA1<br>LEI: 254900DDCLSP240FE187 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2107000.00   | 1.24%             | 2030-11-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| COGENT BIOSCIENCES INC                | Cogent Biosciences Inc                 | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    350000 | PA      | $411530.00    | 0.24%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| FIRSTENERGY CORP                      | FirstEnergy Corp                       | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3235500.00   | 1.90%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV              | BrightSpring Health Services Inc       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     30000 | NS      | $3786300.00   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                   | Coinbase Global Inc                    | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    600000 | PA      | $538200.00    | 0.32%             | 2032-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Walt Disney Co/The                    | Walt Disney Co/The                     | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     12500 | NS      | $1422125.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOKINETICS INC                      | Cytokinetics Inc                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2494200.00   | 1.46%             | 2031-10-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| ANI PHARMACEUTICALS INC               | ANI Pharmaceuticals Inc                | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2524000.00   | 1.48%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| AEROVIRONMENT INC                     | AeroVironment Inc                      | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2718750.00   | 1.60%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP                   | Centrus Energy Corp                    | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |   1300000 | PA      | $1676025.00   | 0.98%             | 2032-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| TREASURY BILL                         | United States Treasury Bill            | CUSIP: 912797PV3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3705000 | PA      | $3677518.57   | 2.16%             | 2026-03-19      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC                 | SoFi Technologies Inc                  | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $2832500.00   | 1.66%             | 2029-03-15      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| PAGAYA TECHNOLOGIES LTD               | Pagaya Technologies Ltd                | CUSIP: 69549FAB5<br>LEI: N/A                  | Long             | DBT              | CORP              | IL        |   1100000 | PA      | $2008490.00   | 1.18%             | 2029-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC                | Array Technologies Inc                 | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    800000 | PA      | $1158000.00   | 0.68%             | 2031-07-01      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| PayPal Holdings Inc                   | PayPal Holdings Inc                    | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     13000 | NS      | $758940.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                       | T-Mobile US Inc                        | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     14619 | NS      | $2968241.76   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                        | Microsoft Corp                         | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      7000 | NS      | $3385340.00   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| LUMENTUM HOLDINGS INC                 | Lumentum Holdings Inc                  | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   1750000 | PA      | $3749375.00   | 2.20%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| CMS ENERGY CORP                       | CMS Energy Corp                        | CUSIP: 125896BZ2<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $989550.00    | 0.58%             | 2031-05-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Broadcom Inc                          | Broadcom Inc                           | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     17080 | NS      | $5911388.00   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| COLLEGIUM PHARMA INC                  | Collegium Pharmaceutical Inc           | CUSIP: 19459JAC8<br>LEI: 54930049FXZMTLW8D496 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $2121600.00   | 1.24%             | 2029-02-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                          | Parsons Corp                           | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2061000.00   | 1.21%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| TRAVERE THERAPEUTICS INC              | Travere Therapeutics Inc               | CUSIP: 89422GAA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1427000.00   | 0.84%             | 2029-03-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP              | Bitdeer Technologies Group             | CUSIP: 09175RAE0<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    375000 | PA      | $348262.50    | 0.20%             | 2031-11-15      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| BOX INC                               | Box Inc                                | CUSIP: 10316TAD6<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2925000.00   | 1.72%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD                | Jazz Investments I Ltd                 | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   1250000 | PA      | $1666875.00   | 0.98%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN              | Halozyme Therapeutics Inc              | CUSIP: 40637HAJ8<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3052500.00   | 1.79%             | 2032-11-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| ENDEAVOUR SILVER CORP                 | Endeavour Silver Corp                  | CUSIP: 29258YAA1<br>LEI: 549300IF2E29780PPV02 | Long             | DBT              | CORP              | CA        |    750000 | PA      | $817500.00    | 0.48%             | 2031-01-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Crown Castle Inc                      | Crown Castle Inc                       | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |     16100 | NS      | $1430807.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| OSI SYSTEMS INC                       | OSI Systems Inc                        | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    300000 | PA      | $295710.00    | 0.17%             | 2031-02-01      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| FLUOR CORP                            | Fluor Corp                             | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |   3350000 | PA      | $3824695.00   | 2.24%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC               | PPL Capital Funding Inc                | CUSIP: 69352PAU7<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1003665.11   | 0.59%             | 2030-12-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| GOLAR LNG LTD                         | Golar LNG Ltd                          | CUSIP: 38046YAC5<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |   1000000 | PA      | $966750.00    | 0.57%             | 2030-12-15      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| CMS ENERGY CORP                       | CMS Energy Corp                        | CUSIP: 125896BX7<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2144000.00   | 1.26%             | 2028-05-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| ENERGY FUELS INC                      | Energy Fuels Inc/Canada                | CUSIP: 292671AC8<br>LEI: 529900P0GCATXMGK8I62 | Long             | DBT              | CORP              | CA        |    650000 | PA      | $674700.00    | 0.40%             | 2031-11-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP                | Progress Software Corp                 | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $1724225.00   | 1.01%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC                 | Uber Technologies Inc                  | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   2140000 | PA      | $2780930.00   | 1.63%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                        | Cloudflare Inc                         | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    380000 | PA      | $414010.00    | 0.24%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Advanced Micro Devices Inc            | Advanced Micro Devices Inc             | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      5000 | NS      | $1070800.00   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| NEBIUS GROUP NV                       | Nebius Group NV                        | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   2250000 | PA      | $2158875.00   | 1.27%             | 2032-09-15      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Ellsworth Growth & Income Fund Ltd

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer