# EDGAR Filing Document

**Accession Number:** 0000073956
**File Stem:** 0001193125-26-156459
**Filing Date:** 2026-4
**Character Count:** 46220
**Document Hash:** 243c2e45a8caf05b71449d5e474c8449
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-156459.hdr.sgml**: 20260415

**ACCESSION NUMBER**: 0001193125-26-156459

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260415

**DATE AS OF CHANGE**: 20260415

**EFFECTIVENESS DATE**: 20260415

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIFTH THIRD SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000073956

**ORGANIZATION NAME:**
- **EIN:** 314122170
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19362
- **FILM NUMBER:** 26863332

**BUSINESS ADDRESS:**
- **STREET 1:** 34 FOUNTAIN SQUARE PLAZA
- **STREET 2:** MD 1090AM
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202
- **BUSINESS PHONE:** 513-534-7421

**MAIL ADDRESS:**
- **STREET 1:** 38 FOUNTAIN SQUARE PLAZA
- **STREET 2:** MD 1090AM
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45263

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIFTH III SECURITIES INC                                /BD
- **DATE OF NAME CHANGE:** 20020207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIFTH THIRD SECURITIES INC\                             /BD
- **DATE OF NAME CHANGE:** 20011219

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIFTH THIRD SECURITIES INC\\\OH                         /BD
- **DATE OF NAME CHANGE:** 20011018

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Fifth Third Securities Inc.<br>**Address:** 38 Fountain Square Plaza<br>MD 1090AM<br>Cincinnati, OH 45263

**Form 13F File Number:** 028-19362

**CRD Number (if applicable):** 000000628

**SEC File Number (if applicable):** 801-63623

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jarrett Jacobs<br>**Title:** Chief Compliance Officer<br>**Phone:** 513-534-7421

**Signature, Place, and Date of Signing:**

Jarrett Jacobs  Cincinnati, OH  04-14-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 341

**Form 13F Information Table Value Total:** $1545868061

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | Fifth Third Bank National Association | 028-00539              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| iShares MSCI ACWI ex US ETF | Exchange Traded Fund | 464288240 |  | 349265 | 5101 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core US Aggregate Bond ETF | Exchange Traded Fund | 464287226 |  | 14035376 | 141385 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Simplify Aggregate Bond ETF | Exchange Traded Fund | 82889N723 |  | 284412 | 13976 | SH |  | DFND | 1 | 0 | 0 | 0 |
| InfraCap MLP ETF | Exchange Traded Fund | 26923G772 |  | 462513 | 10035 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Fallen Angel HiYld Bd ETF | Exchange Traded Fund | 92189F437 |  | 2239528 | 77978 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Angel Oak High Yield Opportunities ETF | Exchange Traded Fund | 03463K745 |  | 652018 | 59654 | SH |  | DFND | 1 | 0 | 0 | 0 |
| ARK Space Exploration  Innovation ETF | Exchange Traded Fund | 00214Q807 |  | 262624 | 8948 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis International Equity ETF | Exchange Traded Fund | 025072703 |  | 3206443 | 37794 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis International Small Cap Val ETF | Exchange Traded Fund | 025072802 |  | 2562607 | 25662 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis Emerging Markets Equity ETF | Exchange Traded Fund | 025072604 |  | 1170022 | 14520 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis Emerging Markets Value ETF | Exchange Traded Fund | 025072372 |  | 1076521 | 17948 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis International Large Cap Val ETF | Exchange Traded Fund | 025072364 |  | 1212246 | 16200 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis US Large Cap Value ETF | Exchange Traded Fund | 025072349 |  | 1753268 | 21750 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis Real Estate ETF | Exchange Traded Fund | 025072356 |  | 651452 | 14799 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis U.S. Equity ETF | Exchange Traded Fund | 025072885 |  | 1831606 | 16474 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Avantis U.S. Small Cap Value ETF | Exchange Traded Fund | 025072877 |  | 3765149 | 34083 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan BetaBuilders $ HY Corp Bnd ETF | Exchange Traded Fund | 46641Q878 |  | 417053 | 9100 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Interm-Term Bond ETF | Exchange Traded Fund | 921937819 |  | 8926900 | 115663 | SH |  | DFND | 1 | 0 | 0 | 0 |
| BNY Mellon Core Bond ETF | Exchange Traded Fund | 09661T602 |  | 1325333 | 31406 | SH |  | DFND | 1 | 0 | 0 | 0 |
| BNY Mellon High Yield ETF | Exchange Traded Fund | 09661T800 |  | 264311 | 5575 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Long-Term Bond ETF | Exchange Traded Fund | 921937793 |  | 1776519 | 25829 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Total Bond Market ETF | Exchange Traded Fund | 921937835 |  | 26735518 | 363057 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Total International Bond ETF | Exchange Traded Fund | 92203J407 |  | 1632406 | 33973 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Short-Term Bond ETF | Exchange Traded Fund | 921937827 |  | 3963233 | 50545 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Blmbg Intl Trs Bd ETF | Exchange Traded Fund | 78464A516 |  | 478839 | 21815 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Simplify High Yield ETF | Exchange Traded Fund | 82889N830 |  | 2783120 | 130418 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Capital Group Dividend Value ETF | Exchange Traded Fund | 14020W106 |  | 2958717 | 69551 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X MSCI China Consumer Disc ETF | Exchange Traded Fund | 37950E408 |  | 344580 | 17333 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust NASDAQ Cybersecurity ETF | Exchange Traded Fund | 33734X846 |  | 1479060 | 23597 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Convergence Long/Short Equity ETF | Exchange Traded Fund | 89834G760 |  | 2308771 | 82045 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Bloomberg Roll Select Commodity Strategy ETF | Exchange Traded Fund | 46431W598 |  | 466447 | 7850 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X Copper Miners ETF | Exchange Traded Fund | 37954Y830 |  | 2098251 | 27482 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VictoryShares US SmCp Hi Div Vol Wtd ETF | Exchange Traded Fund | 92647N873 |  | 727754 | 11785 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco DB Agriculture | Exchange Traded Fund | 46140H106 |  | 717369 | 26258 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Dimensional US Small Cap ETF | Exchange Traded Fund | 25434V500 |  | 400249 | 5627 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Dimensional International Value ETF | Exchange Traded Fund | 25434V807 |  | 2194347 | 41575 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core Dividend Growth ETF | Exchange Traded Fund | 46434V621 |  | 35137412 | 500675 | SH |  | DFND | 1 | 0 | 0 | 0 |
| WisdomTree US High Dividend ETF | Exchange Traded Fund | 97717W208 |  | 821334 | 7520 | SH |  | DFND | 1 | 0 | 0 | 0 |
| State Street SPDR Dow Jones Industrial Average | Exchange Traded Fund | 78467X109 |  | 3284480 | 7091 | SH |  | DFND | 1 | 0 | 0 | 0 |
| WisdomTree US LargeCap Dividend ETF | Exchange Traded Fund | 97717W307 |  | 735990 | 8239 | SH |  | DFND | 1 | 0 | 0 | 0 |
| WisdomTree True Developed Intl ETF | Exchange Traded Fund | 97717W794 |  | 230542 | 3391 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Select Dividend ETF | Exchange Traded Fund | 464287168 |  | 6055492 | 39994 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S International Dividend ETF | Exchange Traded Fund | 78463X772 |  | 717637 | 15737 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Emerging Markets Dividend ETF | Exchange Traded Fund | 78463X533 |  | 4829628 | 122331 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI EAFE ETF | Exchange Traded Fund | 464287465 |  | 3441316 | 35430 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI EAFE Min Vol Factor ETF | Exchange Traded Fund | 46429B689 |  | 526017 | 5757 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X Emerging Markets Bond ETF | Exchange Traded Fund | 37954Y350 |  | 710234 | 30313 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI Peru ETF | Exchange Traded Fund | 464289842 |  | 1627518 | 20165 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 100 Equal Weight ETF | Exchange Traded Fund | 46137V449 |  | 6050791 | 52506 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Eaton Vance Total Return Bond ETF | Exchange Traded Fund | 61774R841 |  | 3222030 | 63488 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Cambria Emerging Shareholder Yield ETF | Exchange Traded Fund | 132061706 |  | 2450920 | 59186 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Multi Cap Gr AlphaDEX ETF | Exchange Traded Fund | 33733F101 |  | 1630865 | 10262 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Fallen Angels USD Bond ETF | Exchange Traded Fund | 46435G474 |  | 1652181 | 61833 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Blue Chip Growth ETF | Exchange Traded Fund | 316092352 |  | 4307213 | 85938 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Blue Chip Value ETF | Exchange Traded Fund | 316092345 |  | 518616 | 14414 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Total Bond ETF | Exchange Traded Fund | 316188309 |  | 3227433 | 70746 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity MSCI Communication ServicesETF | Exchange Traded Fund | 316092873 |  | 1133312 | 16637 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity MSCI Consumer Discret ETF | Exchange Traded Fund | 316092204 |  | 378076 | 4054 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Dow Jones Sel MicroCap ETF | Exchange Traded Fund | 33718M105 |  | 799102 | 9735 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Dow Jones Internet ETF | Exchange Traded Fund | 33733E302 |  | 484910 | 2072 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Dividend ETF for Rising Rates | Exchange Traded Fund | 316092832 |  | 279199 | 4748 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity High Dividend ETF | Exchange Traded Fund | 316092840 |  | 12780603 | 231365 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Enhanced International ETF | Exchange Traded Fund | 31609A404 |  | 8818657 | 237060 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Enhanced Small Cap ETF | Exchange Traded Fund | 31609A206 |  | 301488 | 7933 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR EURO STOXX 50 ETF | Exchange Traded Fund | 78463X202 |  | 361740 | 5827 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Franklin Focused Growth ETF | Exchange Traded Fund | 35473P421 |  | 2172475 | 52884 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity MSCI Health Care ETF | Exchange Traded Fund | 316092600 |  | 1696591 | 24113 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity MSCI Industrials ETF | Exchange Traded Fund | 316092709 |  | 1667586 | 19274 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Water ETF | Exchange Traded Fund | 33733B100 |  | 1704120 | 16524 | SH |  | DFND | 1 | 0 | 0 | 0 |
| TCW Core Plus Bond ETF | Exchange Traded Fund | 87191E105 |  | 221452 | 5845 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Franklin Senior Loan ETF Franklin Liberty Senior Loan Fund | Exchange Traded Fund | 35473P595 |  | 5280754 | 229598 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Franklin High Yield Corporate ETF | Exchange Traded Fund | 35473P629 |  | 597142 | 24736 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Pacer Aristotle Pac Ast Fl Rt Hi Inc ETF | Exchange Traded Fund | 69374H428 |  | 967657 | 20895 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Enhanced Mid Cap ETF | Exchange Traded Fund | 31609A503 |  | 1378542 | 38335 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity Municipal Bond Opports ETF | Exchange Traded Fund | 316188853 |  | 251749 | 4975 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Preferred Sec  Inc ETF | Exchange Traded Fund | 33739E108 |  | 7817468 | 440420 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Instl Pref Secs and Inc ETF | Exchange Traded Fund | 33739P855 |  | 763078 | 40162 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity MSCI Real Estate ETF | Exchange Traded Fund | 316092857 |  | 1751195 | 65076 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Large Cap Gr AlphaDEX ETF | Exchange Traded Fund | 33735K108 |  | 1046782 | 6791 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Fidelity MSCI Information Tech ETF | Exchange Traded Fund | 316092808 |  | 360759 | 1734 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Long/Short Equity ETF | Exchange Traded Fund | 33739P103 |  | 549512 | 7810 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Nasdaq BuyWrite Income ETF | Exchange Traded Fund | 33738R407 |  | 9587539 | 481302 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Senior Loan ETF | Exchange Traded Fund | 33738D309 |  | 4179123 | 93284 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Nasdaq Semiconductor ETF | Exchange Traded Fund | 33738R811 |  | 364251 | 2470 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Cambria Foreign Shareholder Yield ETF | Exchange Traded Fund | 132061300 |  | 545031 | 14598 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Gold Miners ETF | Exchange Traded Fund | 92189F106 |  | 1221275 | 13308 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Junior Gold Miners ETF | Exchange Traded Fund | 92189F791 |  | 238279 | 1985 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Gold Shares | Exchange Traded Fund | 78463V107 |  | 29439160 | 68417 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Treasury Bond ETF | Exchange Traded Fund | 46429B267 |  | 302343 | 13197 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | Exchange Traded Fund | 381430438 |  | 3171110 | 37457 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Goldman Sachs ActiveBeta Intl Eq ETF | Exchange Traded Fund | 381430107 |  | 655924 | 15208 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Goldman Sachs ActiveBeta US LgCp Eq ETF | Exchange Traded Fund | 381430503 |  | 660190 | 5276 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Goldman Sachs ActiveBeta US SmCp Eq ETF | Exchange Traded Fund | 381430602 |  | 657136 | 8815 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Goldman Sachs Ultra Short Bond ETF | Exchange Traded Fund | 381430230 |  | 3963777 | 78413 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco Ultra Short Duration ETF | Exchange Traded Fund | 46090A887 |  | 12945445 | 258289 | SH |  | DFND | 1 | 0 | 0 | 0 |
| FlexShares Mstar Glbl Upstrm Nat Res ETF | Exchange Traded Fund | 33939L407 |  | 223288 | 4048 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core High Dividend ETF | Exchange Traded Fund | 46429B663 |  | 1440157 | 10611 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Currency Hedged MSCI EAFE ETF | Exchange Traded Fund | 46434V803 |  | 746255 | 17561 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Hartford Municipal Opportunities ETF | Exchange Traded Fund | 41653L503 |  | 1759106 | 45408 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Hull Tactical US ETF | Exchange Traded Fund | 14064D519 |  | 1663029 | 43569 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Xtrackers USD High Yield Corp Bd ETF | Exchange Traded Fund | 233051432 |  | 1415762 | 39152 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares ESG Advanced Hi Yld Corp Bd ETF | Exchange Traded Fund | 46435G441 |  | 209293 | 4519 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core International Aggt Bd ETF | Exchange Traded Fund | 46435G672 |  | 699249 | 13973 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Broker-Dealers Exchs ETF | Exchange Traded Fund | 464288794 |  | 761959 | 4641 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Gold Trust | Exchange Traded Fund | 464285204 |  | 25132581 | 285079 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Gold Trust Micro | Exchange Traded Fund | 46436F103 |  | 485540 | 10397 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Select U.S. REIT ETF | Exchange Traded Fund | 464287564 |  | 494563 | 7991 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Ultra Short Duration Bd Actv ETF | Exchange Traded Fund | 46434V878 |  | 393115 | 7766 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S International Dev Qual ETF | Exchange Traded Fund | 46138E214 |  | 375771 | 10624 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S Intl Dev Low Vol ETF | Exchange Traded Fund | 46138E230 |  | 279109 | 8101 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Utilities ETF | Exchange Traded Fund | 464287697 |  | 1340954 | 11549 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares 7-10 Year Treasury Bond ETF | Exchange Traded Fund | 464287440 |  | 1324351 | 13876 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core MSCI EAFE ETF | Exchange Traded Fund | 46432F842 |  | 3219518 | 35563 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core MSCI Emerging Markets ETF | Exchange Traded Fund | 46434G103 |  | 4902952 | 70293 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares U.S. Infrastructure ETF | Exchange Traded Fund | 46435U713 |  | 4044040 | 70700 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares North American Natural Res ETF | Exchange Traded Fund | 464287374 |  | 218842 | 3477 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares International Dividend Gr ETF | Exchange Traded Fund | 46435G524 |  | 13044319 | 155715 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Healthcare Providers ETF | Exchange Traded Fund | 464288828 |  | 404480 | 9665 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core S Mid-Cap ETF | Exchange Traded Fund | 464287507 |  | 5432030 | 80438 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares S Mid-Cap 400 Growth ETF | Exchange Traded Fund | 464287606 |  | 3390301 | 33694 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core S Small-Cap ETF | Exchange Traded Fund | 464287804 |  | 11923606 | 95918 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares S Small-Cap 600 Value ETF | Exchange Traded Fund | 464287879 |  | 604332 | 5102 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares S Small-Cap 600 Growth ETF | Exchange Traded Fund | 464287887 |  | 1126423 | 7784 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI Intl Momentum Factor ETF | Exchange Traded Fund | 46434V449 |  | 974854 | 20301 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Global 100 ETF | Exchange Traded Fund | 464287572 |  | 1611562 | 13322 | SH |  | DFND | 1 | 0 | 0 | 0 |
| FlexShares Intl Qual Div Dynamic ETF | Exchange Traded Fund | 33939L829 |  | 1672211 | 44105 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI Intl Quality Factor ETF | Exchange Traded Fund | 46434V456 |  | 3219975 | 69651 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Morningstar Small-Cap Growth ETF | Exchange Traded Fund | 464288604 |  | 584552 | 10667 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core 1-5 Year USD Bond ETF | Exchange Traded Fund | 46432F859 |  | 201884 | 4166 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Aerospace  Defense ETF | Exchange Traded Fund | 464288760 |  | 6667828 | 30481 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core S Total US Stock Mkt ETF | Exchange Traded Fund | 464287150 |  | 10845236 | 76144 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core Universal USD Bond ETF | Exchange Traded Fund | 46434V613 |  | 2399801 | 51955 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core S US Growth ETF | Exchange Traded Fund | 464287671 |  | 858145 | 5532 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core S US Value ETF | Exchange Traded Fund | 464287663 |  | 699083 | 6836 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares S 500 Value ETF | Exchange Traded Fund | 464287408 |  | 9176840 | 43461 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard S Mid-Cap 400 ETF | Exchange Traded Fund | 921932885 |  | 681347 | 5960 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard S Mid-Cap 400 Value ETF | Exchange Traded Fund | 921932844 |  | 228674 | 2243 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core S 500 ETF | Exchange Traded Fund | 464287200 |  | 63303037 | 96910 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares S 500 Growth ETF | Exchange Traded Fund | 464287309 |  | 17349152 | 153383 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell 1000 ETF | Exchange Traded Fund | 464287622 |  | 4321864 | 12121 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell 1000 Value ETF | Exchange Traded Fund | 464287598 |  | 1572917 | 7361 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell 1000 Growth ETF | Exchange Traded Fund | 464287614 |  | 25286858 | 59303 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell Top 200 ETF | Exchange Traded Fund | 464289446 |  | 1387337 | 8645 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell 2000 ETF | Exchange Traded Fund | 464287655 |  | 5415472 | 21836 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell 2000 Value ETF | Exchange Traded Fund | 464287630 |  | 2343556 | 12361 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell 2000 Growth ETF | Exchange Traded Fund | 464287648 |  | 4480433 | 14277 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell Mid-Cap Growth ETF | Exchange Traded Fund | 464287481 |  | 6056094 | 47268 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell Mid-Cap ETF | Exchange Traded Fund | 464287499 |  | 6738207 | 69301 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell Mid-Cap Value ETF | Exchange Traded Fund | 464287473 |  | 17149790 | 117673 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Russell Top 200 Growth ETF | Exchange Traded Fund | 464289438 |  | 10893652 | 43777 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Core MSCI Total Intl Stk ETF | Exchange Traded Fund | 46432F834 |  | 3664612 | 42297 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Energy ETF | Exchange Traded Fund | 464287796 |  | 209725 | 3238 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Financial Services ETF | Exchange Traded Fund | 464287770 |  | 2071704 | 25008 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Healthcare ETF | Exchange Traded Fund | 464287762 |  | 1710387 | 27748 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Industrials ETF | Exchange Traded Fund | 464287754 |  | 1272587 | 8625 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Basic Materials ETF | Exchange Traded Fund | 464287838 |  | 457568 | 2601 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares US Technology ETF | Exchange Traded Fund | 464287721 |  | 11852974 | 65334 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Active Bond ETF | Exchange Traded Fund | 46654Q716 |  | 1485504 | 27627 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Core Plus Bond ETF | Exchange Traded Fund | 46641Q670 |  | 2704416 | 57443 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Equity Premium Income ETF | Exchange Traded Fund | 46641Q332 |  | 8482880 | 149662 | SH |  | DFND | 1 | 0 | 0 | 0 |
| John Hancock Multifactor Small Cap ETF | Exchange Traded Fund | 47804J842 |  | 818727 | 19089 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Small  Mid Cap Enh Eq ETF | Exchange Traded Fund | 46641Q118 |  | 2721211 | 40755 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan U.S. Momentum Factor ETF | Exchange Traded Fund | 46641Q779 |  | 4184076 | 61603 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Municipal ETF | Exchange Traded Fund | 46641Q647 |  | 442761 | 8857 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Equity Focus ETF | Exchange Traded Fund | 46654Q781 |  | 2604534 | 36270 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Income ETF | Exchange Traded Fund | 46641Q159 |  | 3408904 | 73994 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Divers Ret US Mid Cp Eq ETF | Exchange Traded Fund | 46641Q886 |  | 517561 | 4519 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Divers Ret US Small Cap Eq ETF | Exchange Traded Fund | 46641Q845 |  | 1772973 | 33816 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan Ultra-Short Income ETF | Exchange Traded Fund | 46641Q837 |  | 287262 | 5676 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan U.S. Quality Factor ETF | Exchange Traded Fund | 46641Q761 |  | 1931360 | 31496 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Janus Henderson Small Cap Gr Alpha ETF | Exchange Traded Fund | 47103U100 |  | 284250 | 4059 | SH |  | DFND | 1 | 0 | 0 | 0 |
| JPMorgan U.S. Value Factor ETF US Value Factor Fund | Exchange Traded Fund | 46641Q753 |  | 2073276 | 42433 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco KBW Bank ETF | Exchange Traded Fund | 46138E628 |  | 229052 | 2895 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco KBW Premium Yield Eq REIT ETF | Exchange Traded Fund | 46138E594 |  | 3591691 | 235058 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Insurance ETF | Exchange Traded Fund | 78464A789 |  | 400840 | 7288 | SH |  | DFND | 1 | 0 | 0 | 0 |
| American Century Diversified Corporate Bond ETF | Exchange Traded Fund | 025072109 |  | 7787925 | 167087 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Regional Banking ETF | Exchange Traded Fund | 78464A698 |  | 416439 | 6392 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares iBoxx $ Invmt Grade Corp Bd ETF | Exchange Traded Fund | 464287242 |  | 3101229 | 28454 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Franklin Intl Low Volatility Hi Div ETF | Exchange Traded Fund | 52468L505 |  | 211132 | 5208 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MBS ETF | Exchange Traded Fund | 464288588 |  | 664080 | 6994 | SH |  | DFND | 1 | 0 | 0 | 0 |
| STATE STREET SPDR S MIDCAP 400 ETF TRUST | Exchange Traded Fund | 78467Y107 |  | 4894607 | 7936 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S 400 Mid Cap Growth ETF | Exchange Traded Fund | 78464A821 |  | 387870 | 4042 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S 400 Mid Cap Value ETF | Exchange Traded Fund | 78464A839 |  | 564970 | 6635 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Mega Cap ETF | Exchange Traded Fund | 921910873 |  | 746866 | 3160 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Mega Cap Growth ETF | Exchange Traded Fund | 921910816 |  | 3911399 | 10645 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X MLP  Energy Infrastructure ETF | Exchange Traded Fund | 37954Y293 |  | 1890009 | 25561 | SH |  | DFND | 1 | 0 | 0 | 0 |
| NYLI MacKay Muni Intermediate ETF | Exchange Traded Fund | 45409F827 |  | 207472 | 8607 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Morningstar Wide Moat ETF | Exchange Traded Fund | 92189F643 |  | 2272450 | 23500 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Agribusiness ETF | Exchange Traded Fund | 92189F700 |  | 725517 | 8586 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Mortgage REIT Income ETF | Exchange Traded Fund | 92189F452 |  | 632847 | 61681 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares National Muni Bond ETF | Exchange Traded Fund | 464288414 |  | 2904565 | 27362 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Nbg Bm Option Strategy ETF | Exchange Traded Fund | 64135A705 |  | 2359826 | 88237 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Short Duration Bond Active ETF | Exchange Traded Fund | 46431W507 |  | 567682 | 11167 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Virtus Newfleet Multi-Sect Bd ETF | Exchange Traded Fund | 26923G707 |  | 3584649 | 157567 | SH |  | DFND | 1 | 0 | 0 | 0 |
| ProShares S 500 Dividend Aristocrats | Exchange Traded Fund | 74348A467 |  | 2756896 | 26006 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares S 100 ETF | Exchange Traded Fund | 464287101 |  | 13414920 | 42176 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Russell 1000 Low Vol Foc ETF | Exchange Traded Fund | 78468R754 |  | 4045226 | 30150 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Russell 1000 Yield Focus ETF | Exchange Traded Fund | 78468R770 |  | 1276129 | 10630 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X US Infrastructure Dev ETF | Exchange Traded Fund | 37954Y673 |  | 4210574 | 82869 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 BuyWrite ETF | Exchange Traded Fund | 46137V399 |  | 3643523 | 165690 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X U.S. Preferred ETF | Exchange Traded Fund | 37954Y657 |  | 3585038 | 194839 | SH |  | DFND | 1 | 0 | 0 | 0 |
| PGIM Active High Yield Bond ETF | Exchange Traded Fund | 69344A206 |  | 4989213 | 144072 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco International Corporate Bond ETF | Exchange Traded Fund | 46138E636 |  | 208893 | 9043 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco Building  Construction ETF | Exchange Traded Fund | 46137V779 |  | 825079 | 8456 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco NASDAQ Internet ETF | Exchange Traded Fund | 46137V530 |  | 217611 | 4865 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco Aerospace  Defense ETF | Exchange Traded Fund | 46137V100 |  | 213587 | 1289 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR ICE Preferred Securities ETF | Exchange Traded Fund | 78464A292 |  | 662042 | 21467 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco Dorsey Wright Technology MomtETF | Exchange Traded Fund | 46137V811 |  | 206489 | 2392 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco Dorsey Wright Utilities Momt ETF | Exchange Traded Fund | 46137V795 |  | 815834 | 17354 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Putnam Focused Large Cap Value ETF | Exchange Traded Fund | 746729300 |  | 953459 | 20548 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco Large Cap Growth ETF | Exchange Traded Fund | 46137V746 |  | 1184749 | 9408 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Alpha Architect US Quantitative Momt ETF | Exchange Traded Fund | 02072L409 |  | 420585 | 6157 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco QQQ Trust | Exchange Traded Fund | 46090E103 |  | 65674221 | 113784 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco NASDAQ 100 ETF | Exchange Traded Fund | 46138G649 |  | 317460 | 1336 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust NASDAQ-100-Tech Sector ETF | Exchange Traded Fund | 337345102 |  | 514032 | 2380 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI USA Quality Factor ETF | Exchange Traded Fund | 46432F339 |  | 860460 | 4486 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Rising Dividend Achiev ETF | Exchange Traded Fund | 33738R506 |  | 2922430 | 42800 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S MidCap 400 Pure Value ETF | Exchange Traded Fund | 46137V191 |  | 347545 | 2674 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Equal Weight ETF | Exchange Traded Fund | 46137V357 |  | 1414067 | 7368 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Equal Weight Tech ETF | Exchange Traded Fund | 46137V282 |  | 5854635 | 129355 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Xtrackers Municipal Infras Rev Bd ETF | Exchange Traded Fund | 233051705 |  | 276800 | 11236 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Revenue ETF | Exchange Traded Fund | 46138G698 |  | 1825322 | 15884 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S SmallCap 600 Pure Value ETF | Exchange Traded Fund | 46137V167 |  | 749905 | 6028 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US Small-Cap ETF | Exchange Traded Fund | 808524607 |  | 6209238 | 213522 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab International Small-Cap Eq ETF | Exchange Traded Fund | 808524888 |  | 1034986 | 22143 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US Dividend Equity ETF | Exchange Traded Fund | 808524797 |  | 2641543 | 86099 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab International Equity ETF | Exchange Traded Fund | 808524805 |  | 1895900 | 76602 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US Large-Cap Growth ETF | Exchange Traded Fund | 808524300 |  | 5322943 | 182730 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US REIT ETF | Exchange Traded Fund | 808524847 |  | 576670 | 26834 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US Mid-Cap ETF | Exchange Traded Fund | 808524508 |  | 13445795 | 434295 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab Short-Term US Treasury ETF | Exchange Traded Fund | 808524862 |  | 8144710 | 335587 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US TIPS ETF | Exchange Traded Fund | 808524870 |  | 4359224 | 163819 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab Intermediate-Term US Trs ETF | Exchange Traded Fund | 808524854 |  | 1139209 | 45733 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US Large-Cap ETF | Exchange Traded Fund | 808524201 |  | 1979946 | 77221 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Schwab US Aggregate Bond ETF | Exchange Traded Fund | 808524839 |  | 6438534 | 277284 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Global X SuperDividend ETF | Exchange Traded Fund | 37960A669 |  | 3279152 | 129816 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Dividend ETF | Exchange Traded Fund | 78464A763 |  | 1164601 | 7980 | SH |  | DFND | 1 | 0 | 0 | 0 |
| abrdn Physical Gold Shares ETF | Exchange Traded Fund | 00326A104 |  | 431609 | 9673 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares 1-3 Year Treasury Bond ETF | Exchange Traded Fund | 464287457 |  | 5662898 | 68583 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Short High Yield Muni ETF | Exchange Traded Fund | 92189F387 |  | 846668 | 37364 | SH |  | DFND | 1 | 0 | 0 | 0 |
| abrdn Physical Silver Shares ETF | Exchange Traded Fund | 003264108 |  | 315514 | 4406 | SH |  | DFND | 1 | 0 | 0 | 0 |
| ETC 6 Meridian Mega Cap Equity ETF | Exchange Traded Fund | 301505681 |  | 3080126 | 59153 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Cloud Computing ETF | Exchange Traded Fund | 33734X192 |  | 303255 | 2773 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Silver Trust | Exchange Traded Fund | 46428Q109 |  | 8772282 | 128739 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S 600 Small Cap Value ETF | Exchange Traded Fund | 78464A300 |  | 2516206 | 26604 | SH |  | DFND | 1 | 0 | 0 | 0 |
| VanEck Semiconductor ETF | Exchange Traded Fund | 92189F676 |  | 17136411 | 44695 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Semiconductor ETF | Exchange Traded Fund | 464287523 |  | 369414 | 1124 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Developed Wld ex-US ETF | Exchange Traded Fund | 78463X889 |  | 451159 | 9883 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Emerging Markets ETF | Exchange Traded Fund | 78463X509 |  | 2058317 | 43878 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 GARP ETF | Exchange Traded Fund | 46137V431 |  | 1843154 | 17126 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 High Div Low Vol ETF | Exchange Traded Fund | 46138E362 |  | 676333 | 13633 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Quality ETF | Exchange Traded Fund | 46137V241 |  | 1018073 | 13540 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio High Yield Bond ETF | Exchange Traded Fund | 78468R606 |  | 6664949 | 285804 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Interm Term Corp Bd ETF | Exchange Traded Fund | 78464A375 |  | 890768 | 26558 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio TIPS ETF | Exchange Traded Fund | 78464A656 |  | 309233 | 11889 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Long Term Corp Bd ETF | Exchange Traded Fund | 78464A367 |  | 4131944 | 185956 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Low Volatility ETF | Exchange Traded Fund | 46138E354 |  | 5085537 | 69531 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Momentum ETF | Exchange Traded Fund | 46138E339 |  | 607973 | 5423 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Spear Alpha ETF | Exchange Traded Fund | 53656F383 |  | 536841 | 15081 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Short Term Corp Bd ETF | Exchange Traded Fund | 78464A474 |  | 384866 | 12799 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Long Term Treasury ETF | Exchange Traded Fund | 78464A664 |  | 307657 | 11698 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio Short Term Treasury ETF | Exchange Traded Fund | 78468R101 |  | 269273 | 9228 | SH |  | DFND | 1 | 0 | 0 | 0 |
| State Street SPDR S 500 ETF Trust | Exchange Traded Fund | 78462F103 |  | 48575084 | 74691 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio S 500 Growth ETF | Exchange Traded Fund | 78464A409 |  | 13383771 | 136694 | SH |  | DFND | 1 | 0 | 0 | 0 |
| State Street SPDR Port S 500 ETF | Exchange Traded Fund | 78464A854 |  | 25672276 | 335409 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR Portfolio S 500 Value ETF | Exchange Traded Fund | 78464A508 |  | 30430014 | 537822 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares 0-5 Year TIPS Bond ETF | Exchange Traded Fund | 46429B747 |  | 5771704 | 55803 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Short-Term National Muni Bd ETF | Exchange Traded Fund | 464288158 |  | 2380701 | 22354 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust NASDAQ Technology Div ETF | Exchange Traded Fund | 33738R118 |  | 679316 | 7253 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares TIPS Bond ETF | Exchange Traded Fund | 464287176 |  | 678604 | 6149 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares 20 Plus Year Treasury Bond ETF | Exchange Traded Fund | 464287432 |  | 727676 | 8394 | SH |  | DFND | 1 | 0 | 0 | 0 |
| STF Tactical Growth  Income ETF | Exchange Traded Fund | 53656F169 |  | 1540290 | 67113 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust Smith Unconstrained Pl BdETF | Exchange Traded Fund | 33740F888 |  | 954215 | 38523 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR SSgA Ultra Short Term Bond ETF | Exchange Traded Fund | 78467V707 |  | 630545 | 15569 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI World ETF | Exchange Traded Fund | 464286392 |  | 2990723 | 16613 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Broad USD High Yield Corporate Bond ETF | Exchange Traded Fund | 46435U853 |  | 12830677 | 348281 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Broad USD Invm Grd Corp Bd ETF | Exchange Traded Fund | 464288620 |  | 984487 | 19217 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares MSCI USA Min Vol Factor ETF | Exchange Traded Fund | 46429B697 |  | 465030 | 5014 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Virtus Reaves Utilities ETF | Exchange Traded Fund | 26923G806 |  | 5898010 | 73817 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Materials ETF | Exchange Traded Fund | 92204A801 |  | 507240 | 2251 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Small-Cap ETF | Exchange Traded Fund | 922908751 |  | 7497896 | 28626 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Small-Cap Growth ETF | Exchange Traded Fund | 922908595 |  | 4342454 | 14367 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Small-Cap Value ETF | Exchange Traded Fund | 922908611 |  | 10383382 | 47794 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Interm-Term Corp Bd ETF | Exchange Traded Fund | 92206C870 |  | 2818783 | 34063 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Consumer Discretionary ETF | Exchange Traded Fund | 92204A108 |  | 1031463 | 2872 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Short-Term Corporate Bond ETF | Exchange Traded Fund | 92206C409 |  | 10330789 | 130324 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Energy ETF | Exchange Traded Fund | 92204A306 |  | 2283003 | 13193 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard FTSE Developed Markets ETF | Exchange Traded Fund | 921943858 |  | 26460862 | 412934 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard FTSE All-Wld ex-US ETF | Exchange Traded Fund | 922042775 |  | 1138065 | 15154 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Financials ETF | Exchange Traded Fund | 92204A405 |  | 2253590 | 18654 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Short-Term Treasury ETF | Exchange Traded Fund | 92206C102 |  | 791988 | 13529 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Information Technology ETF | Exchange Traded Fund | 92204A702 |  | 10334400 | 14811 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Health Care ETF | Exchange Traded Fund | 92204A504 |  | 1460305 | 5362 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard S Small-Cap 600 Value ETF | Exchange Traded Fund | 921932778 |  | 716453 | 7042 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Industrials ETF | Exchange Traded Fund | 92204A603 |  | 730649 | 2340 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Mortgage-Backed Secs ETF | Exchange Traded Fund | 92206C771 |  | 330880 | 7047 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Real Estate ETF | Exchange Traded Fund | 922908553 |  | 591810 | 6672 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Mid-Cap ETF | Exchange Traded Fund | 922908629 |  | 6459513 | 22492 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Mid-Cap Value ETF | Exchange Traded Fund | 922908512 |  | 6995602 | 37961 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Russell 1000 Growth ETF | Exchange Traded Fund | 92206C680 |  | 17470853 | 159274 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Russell 1000 Value ETF | Exchange Traded Fund | 92206C714 |  | 11798311 | 125862 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard S 500 ETF | Exchange Traded Fund | 922908363 |  | 65167044 | 109057 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard S 500 Growth ETF | Exchange Traded Fund | 921932505 |  | 13103972 | 32142 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard S 500 Value ETF | Exchange Traded Fund | 921932703 |  | 2662924 | 13067 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Mid-Cap Growth ETF | Exchange Traded Fund | 922908538 |  | 6535757 | 25396 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Communication Services ETF | Exchange Traded Fund | 92204A884 |  | 368132 | 2047 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Utilities ETF | Exchange Traded Fund | 92204A876 |  | 2210549 | 11156 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Total World Stock ETF | Exchange Traded Fund | 922042742 |  | 7090447 | 51261 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Total Stock Market ETF | Exchange Traded Fund | 922908769 |  | 38898029 | 121249 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Short-Term Infl-Prot Secs ETF | Exchange Traded Fund | 922020805 |  | 2219628 | 44437 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Value ETF | Exchange Traded Fund | 922908744 |  | 26264899 | 133867 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Russell 2000 Growth ETF | Exchange Traded Fund | 92206C623 |  | 5729377 | 25014 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Russell 2000 ETF | Exchange Traded Fund | 92206C664 |  | 2375135 | 23711 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Russell 2000 Value ETF | Exchange Traded Fund | 92206C649 |  | 1870392 | 11185 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Growth ETF | Exchange Traded Fund | 922908736 |  | 35921277 | 82239 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard FTSE Emerging Markets ETF | Exchange Traded Fund | 922042858 |  | 5638563 | 104321 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Total International Stock ETF | Exchange Traded Fund | 921909768 |  | 3431549 | 44501 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard High Dividend Yield ETF | Exchange Traded Fund | 921946406 |  | 935696 | 6318 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Vanguard Intl Hi Div Yld Idx ETF | Exchange Traded Fund | 921946794 |  | 283285 | 3006 | SH |  | DFND | 1 | 0 | 0 | 0 |
| First Trust WCM International Equity ETF | Exchange Traded Fund | 33733E732 |  | 659698 | 39338 | SH |  | DFND | 1 | 0 | 0 | 0 |
| iShares Global Timber  Forestry ETF | Exchange Traded Fund | 464288174 |  | 223349 | 3148 | SH |  | DFND | 1 | 0 | 0 | 0 |
| WisdomTree US Value ETF | Exchange Traded Fund | 97717W547 |  | 878147 | 9270 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Aerospace  Defense ETF | Exchange Traded Fund | 78464A631 |  | 2252041 | 8867 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Homebuilders ETF | Exchange Traded Fund | 78464A888 |  | 342164 | 3466 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Materials Select Sector SPDR ETF | Exchange Traded Fund | 81369Y100 |  | 390765 | 7820 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Energy Select Sector SPDR ETF | Exchange Traded Fund | 81369Y506 |  | 5399282 | 88137 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Financial Select Sector SPDR ETF | Exchange Traded Fund | 81369Y605 |  | 10254280 | 207702 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S 500 Top 50 ETF | Exchange Traded Fund | 46137V233 |  | 539663 | 9893 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Industrial Select Sector SPDR ETF | Exchange Traded Fund | 81369Y704 |  | 1475139 | 9121 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Technology Select Sector SPDR ETF | Exchange Traded Fund | 81369Y803 |  | 15992856 | 120337 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Consumer Staples Sel SectSPDR ETF | Exchange Traded Fund | 81369Y308 |  | 7533471 | 91894 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Utilities Select Sector SPDR ETF | Exchange Traded Fund | 81369Y886 |  | 14402835 | 313855 | SH |  | DFND | 1 | 0 | 0 | 0 |
| The Health Care Select Sector SPDR ETF | Exchange Traded Fund | 81369Y209 |  | 6386872 | 43563 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Metals and Mining ETF | Exchange Traded Fund | 78464A755 |  | 2538235 | 23500 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S MidCap Quality ETF | Exchange Traded Fund | 46137V472 |  | 8773012 | 84870 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S MidCap Momentum ETF | Exchange Traded Fund | 46137V464 |  | 13944650 | 96156 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Semiconductor ETF | Exchange Traded Fund | 78464A862 |  | 1150225 | 3527 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S SmallCap Quality ETF | Exchange Traded Fund | 46138G300 |  | 2036999 | 48315 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Invesco S SmallCap Momentum ETF | Exchange Traded Fund | 46137V498 |  | 5916028 | 77822 | SH |  | DFND | 1 | 0 | 0 | 0 |
| SPDR S Software  Services ETF | Exchange Traded Fund | 78464A599 |  | 4339836 | 30499 | SH |  | DFND | 1 | 0 | 0 | 0 |
| Principal Active High Yield ETF | Exchange Traded Fund | 74255Y102 |  | 1347146 | 71052 | SH |  | DFND | 1 | 0 | 0 | 0 |

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