# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016804
**Filing Date:** 2025-8
**Character Count:** 12593
**Document Hash:** b3731a2625a2bb4c4b558d30d3bbb512
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016804.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016804

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263243

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Asia Focus Fund (Series ID: S000005893)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000016117 | Guinness Atkinson Asia Focus Fund | IASMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Asia Focus Fund

- **b. EDGAR series identifier (if any):** S000005893

- **c. LEI of Series:** 549300B83EIJXRDORS90

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $10968946.49

**Total Liabilities:** $281152.10

**Net Assets:** $10687794.39

**Cash Not Reported:** $530628.50

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016117 | 6.21%                | 7.46%                | -1.35%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $385666.39               | $204726.98                                 |
| Month 2  | $456083.23               | $245325.24                                 |
| Month 3  | $0.00                    | $-137383.10                                |

### Schedule of Portfolio Investments

| Name                                     | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALIBABA GROUP HOLDING LT /HKD/           | COMMON STOCK | CUSIP: G01719114<br>LEI: N/A | Long             | EC               | CORP              | KY        |     22600 | NS      | $319409.69    | 2.99%             |  |  |  | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING-SP ADR             | COMMON STOCK | CUSIP: 01609W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |       600 | NS      | $68046.00     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC                    | COMMON STOCK | CUSIP: 038222105<br>LEI: N/A | Long             | EC               | CORP              | US        |      2003 | NS      | $366689.21    | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOHOME INC-ADR                         | COMMON STOCK | CUSIP: 05278C107<br>LEI: N/A | Long             | EC               | CORP              | KY        |     12300 | NS      | $317217.00    | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU INC                                | COMMON STOCK | CUSIP: 056752108<br>LEI: N/A | Long             | EC               | CORP              | KY        |      3400 | NS      | $291584.00    | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                             | COMMON STOCK | CUSIP: 11135F101<br>LEI: N/A | Long             | EC               | CORP              | US        |      1367 | NS      | $376813.55    | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA MEDICAL SYSTEM HOL /HKD/           | COMMON STOCK | CUSIP: G21108124<br>LEI: N/A | Long             | EC               | CORP              | KY        |    270000 | NS      | $412226.48    | 3.86%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA MERCHANTS BANK-H /HKD/             | COMMON STOCK | CUSIP: Y14896115<br>LEI: N/A | Long             | EC               | CORP              | CN        |     60500 | NS      | $423836.02    | 3.97%             |  |  |  | No            |                  2 | On Loan: No      |
| CORPORATE TRAVEL MANAGEM /AUD/           | COMMON STOCK | CUSIP: Q2909K105<br>LEI: N/A | Long             | EC               | CORP              | AU        |     34519 | NS      | $314740.23    | 2.94%             |  |  |  | No            |                  2 | On Loan: No      |
| DBS GROUP HOLDINGS LTD /SGD/             | COMMON STOCK | CUSIP: Y20246107<br>LEI: N/A | Long             | EC               | CORP              | SG        |     11618 | NS      | $410661.17    | 3.84%             |  |  |  | No            |                  2 | On Loan: No      |
| ELITE MATERIAL CO LTD /TWD/              | COMMON STOCK | CUSIP: Y2290G102<br>LEI: N/A | Long             | EC               | CORP              | TW        |     12000 | NS      | $364043.78    | 3.41%             |  |  |  | No            |                  2 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/           | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    164000 | NS      | $335242.24    | 3.14%             |  |  |  | No            |                  2 | On Loan: No      |
| HAITIAN INTERNATIONAL HOLDINGS LTD /HKD/ | COMMON STOCK | CUSIP: G4232C108<br>LEI: N/A | Long             | EC               | CORP              | KY        |    111000 | NS      | $289825.25    | 2.71%             |  |  |  | No            |                  2 | On Loan: No      |
| INNER MONGOLIA YILI INDU /CNY/           | COMMON STOCK | CUSIP: Y40847108<br>LEI: N/A | Long             | EC               | CORP              | CN        |     83400 | NS      | $324514.13    | 3.04%             |  |  |  | No            |                  2 | On Loan: No      |
| JD.COM INC-ADR                           | COMMON STOCK | CUSIP: 47215P106<br>LEI: N/A | Long             | EC               | CORP              | KY        |     11260 | NS      | $367526.40    | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.COM INC-CLASS A /HKD/                 | COMMON STOCK | CUSIP: G8208B101<br>LEI: N/A | Long             | EC               | CORP              | KY        |       380 | NS      | $6227.72      | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| LARGAN PRECISION CO LTD /TWD/            | COMMON STOCK | CUSIP: Y52144105<br>LEI: N/A | Long             | EC               | CORP              | TW        |      4000 | NS      | $326623.56    | 3.06%             |  |  |  | No            |                  2 | On Loan: No      |
| MEITUAN-CLASS B /HKD/                    | COMMON STOCK | CUSIP: G59669104<br>LEI: N/A | Long             | EC               | CORP              | KY        |     21600 | NS      | $346885.93    | 3.25%             |  |  |  | Yes           |                  2 | On Loan: No      |
| NARI TECHNOLOGY DEVELOPM /CNY/           | COMMON STOCK | CUSIP: Y2959R100<br>LEI: N/A | Long             | EC               | CORP              | CN        |    111909 | NS      | $350200.56    | 3.28%             |  |  |  | No            |                  2 | On Loan: No      |
| NETEASE INC-ADR                          | COMMON STOCK | CUSIP: 64110W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      3400 | NS      | $457572.00    | 4.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN INSURANCE GROUP  /HKD/           | COMMON STOCK | CUSIP: Y69790106<br>LEI: N/A | Long             | EC               | CORP              | CN        |     49000 | NS      | $312420.63    | 2.92%             |  |  |  | No            |                  2 | On Loan: No      |
| PROYA COSMETICS CO LTD A /CNH/           | COMMON STOCK | CUSIP: Y7S88X100<br>LEI: N/A | Long             | EC               | CORP              | CN        |     29900 | NS      | $345086.59    | 3.23%             |  |  |  | No            |                  2 | On Loan: No      |
| SAMSUNG ELECTRONICS CO L /KRW/           | COMMON STOCK | CUSIP: Y74718100<br>LEI: N/A | Long             | EC               | CORP              | KR        |     10050 | NS      | $443357.83    | 4.15%             |  |  |  | No            |                  2 | On Loan: No      |
| SANY HEAVY INDUSTRY CO L /CNY/           | COMMON STOCK | CUSIP: Y75268105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    143200 | NS      | $359001.20    | 3.36%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHOU INTERNATIONAL G /HKD/           | COMMON STOCK | CUSIP: G8087W101<br>LEI: N/A | Long             | EC               | CORP              | KY        |     44600 | NS      | $318187.69    | 2.98%             |  |  |  | No            |                  2 | On Loan: No      |
| SHIN ZU SHING CO LTD /TWD/               | COMMON STOCK | CUSIP: Y7755T127<br>LEI: N/A | Long             | EC               | CORP              | TW        |     48000 | NS      | $353160.69    | 3.30%             |  |  |  | No            |                  2 | On Loan: No      |
| SINO BIOPHARMACEUTICAL /HKD/             | COMMON STOCK | CUSIP: G8167W138<br>LEI: N/A | Long             | EC               | CORP              | KY        |    417000 | NS      | $280974.16    | 2.63%             |  |  |  | No            |                  2 | On Loan: No      |
| SONIC HEALTHCARE LTD /AUD/               | COMMON STOCK | CUSIP: Q8563C107<br>LEI: N/A | Long             | EC               | CORP              | AU        |     19149 | NS      | $337194.13    | 3.15%             |  |  |  | No            |                  2 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MAN /TWD/           | COMMON STOCK | CUSIP: Y84629107<br>LEI: N/A | Long             | EC               | CORP              | TW        |     17000 | NS      | $615473.09    | 5.76%             |  |  |  | No            |                  2 | On Loan: No      |
| TENCENT HOLDINGS LTD /HKD/               | COMMON STOCK | CUSIP: G87572163<br>LEI: N/A | Long             | EC               | CORP              | KY        |      7200 | NS      | $463570.81    | 4.34%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer