# EDGAR Filing Document

**Accession Number:** 0001677253
**File Stem:** 0001677253-23-000001
**Filing Date:** 2023-2
**Character Count:** 29960
**Document Hash:** 07ebd57135cd70444657d67ed8b54ba7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001677253-23-000001.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001677253-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Intellectus Partners, LLC
- **CENTRAL INDEX KEY:** 0001677253
- **IRS NUMBER:** 474402155
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17869
- **FILM NUMBER:** 23580330

**BUSINESS ADDRESS:**
- **STREET 1:** 1050 BATTERY STREET
- **STREET 2:** SUITE 100
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 415-795-7830

**MAIL ADDRESS:**
- **STREET 1:** 1050 BATTERY STREET
- **STREET 2:** SUITE 100
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Intellectus Partners LLC<br>**Address:** 1050 BATTERY STREET<br>SUITE 100<br>SAN FRANCISCO, CA 94111

**Form 13F File Number:** 028-17869

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** TINA C. CHAN<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** (415) 795-7830

**Signature, Place, and Date of Signing:**

TINA C. CHAN  SAN FRANCISCO, CA  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 266

**Form 13F Information Table Value Total:** $287263814

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1847 Goedeker Inc | Equity | 28252C109 |  | 15887 | 27500 | SH |  | SOLE |  | 0 | 0 | 27500 |
| 1847 Goedeker Inc WT | Derivative | 28252C117 |  | 9706 | 121330 | SH |  | SOLE |  | 0 | 0 | 121330 |
| 3M Company | Equity | 88579Y101 |  | 838375 | 6991 | SH |  | SOLE |  | 0 | 0 | 6991 |
| Abbott Laboratories | Equity | 002824100 |  | 935103 | 8517 | SH |  | SOLE |  | 0 | 0 | 8517 |
| Abbvie Inc Com | Equity | 00287Y109 |  | 1813209 | 11220 | SH |  | SOLE |  | 0 | 0 | 11220 |
| Abcellera Biologics | Equity | 00288U106 |  | 8798743 | 868583 | SH |  | SOLE |  | 0 | 0 | 868583 |
| ABCELLERA BIOLOGICS INC | Derivative | 00288U906 |  | 39250 | 385000 | SH | Call | SOLE |  | 0 | 0 | 385000 |
| Accenture PLC | Equity | G1151C101 |  | 795789 | 2982 | SH |  | SOLE |  | 0 | 0 | 2982 |
| Activision Blizzard | Equity | 00507V109 |  | 350522 | 4579 | SH |  | SOLE |  | 0 | 0 | 4579 |
| Adobe SYS Inc | Equity | 00724F101 |  | 2184416 | 6491 | SH |  | SOLE |  | 0 | 0 | 6491 |
| Advance Auto Parts | Equity | 00751Y106 |  | 408755 | 2752 | SH |  | SOLE |  | 0 | 0 | 2752 |
| Affimed N V Com | Equity | N01045108 |  | 454020 | 366145 | SH |  | SOLE |  | 0 | 0 | 366145 |
| Airbnb Inc Com CL A | Equity | 009066101 |  | 1112481 | 13011 | SH |  | SOLE |  | 0 | 0 | 13011 |
| Akamai Technologies Inc | Equity | 00971TAL5 |  | 350987 | 364 | SH |  | SOLE |  | 0 | 0 | 364 |
| Albemarle Corp Com | Equity | 012653101 |  | 402219 | 1853 | SH |  | SOLE |  | 0 | 0 | 1853 |
| Alibaba Group | Equity | 01609W102 |  | 2693306 | 30574 | SH |  | SOLE |  | 0 | 0 | 30574 |
| Align Technology Inc | Equity | 016255101 |  | 256033 | 1214 | SH |  | SOLE |  | 0 | 0 | 1214 |
| Alphabet Inc Cap STK CL A | Equity | 02079K305 |  | 2982174 | 33800 | SH |  | SOLE |  | 0 | 0 | 33800 |
| Alphabet Inc Cap STK CL C | Equity | 02079K107 |  | 6788307 | 76505 | SH |  | SOLE |  | 0 | 0 | 76505 |
| Alps ETF TR Alerian (MLP) | ETF | 00162Q452 |  | 349779 | 9188 | SH |  | SOLE |  | 0 | 0 | 9188 |
| Altria Group Inc | Equity | 02209S103 |  | 561588 | 12038 | SH |  | SOLE |  | 0 | 0 | 12038 |
| Amazon.Com Inc | Equity | 023135106 |  | 8366736 | 99604 | SH |  | SOLE |  | 0 | 0 | 99604 |
| American Express Co | Equity | 025816109 |  | 1168998 | 7912 | SH |  | SOLE |  | 0 | 0 | 7912 |
| Amerisourcebergen | Equity | 03073E105 |  | 648856 | 3916 | SH |  | SOLE |  | 0 | 0 | 3916 |
| Amgen Inc | Equity | 031162100 |  | 954805 | 3635 | SH |  | SOLE |  | 0 | 0 | 3635 |
| Antero Resources | Equity | 03674X106 |  | 570216 | 18400 | SH |  | SOLE |  | 0 | 0 | 18400 |
| Anthem Inc Com | Equity | 036752103 |  | 1439385 | 2806 | SH |  | SOLE |  | 0 | 0 | 2806 |
| Apa Corporation Com | Equity | 03743Q108 |  | 840317 | 18002 | SH |  | SOLE |  | 0 | 0 | 18002 |
| Apple Inc | Equity | 037833100 |  | 3481055 | 26792 | SH |  | SOLE |  | 0 | 0 | 26792 |
| Applied Materials | Equity | 038222105 |  | 764596 | 7852 | SH |  | SOLE |  | 0 | 0 | 7852 |
| AT Inc Com | Equity | 00206R102 |  | 262471 | 14257 | SH |  | SOLE |  | 0 | 0 | 14257 |
| Autodesk Inc | Equity | 052769106 |  | 868759 | 4649 | SH |  | SOLE |  | 0 | 0 | 4649 |
| Baidu Inc | Equity | 056752108 |  | 523517 | 4577 | SH |  | SOLE |  | 0 | 0 | 4577 |
| Bank Of America | Equity | 060505104 |  | 1206385 | 36425 | SH |  | SOLE |  | 0 | 0 | 36425 |
| Baxter Intl Inc | Equity | 071813109 |  | 712130 | 13908 | SH |  | SOLE |  | 0 | 0 | 13908 |
| Berkshire Hathaway | Equity | 084670702 |  | 2636770 | 8536 | SH |  | SOLE |  | 0 | 0 | 8536 |
| Biogen Inc Com | Equity | 09062X103 |  | 1734350 | 6263 | SH |  | SOLE |  | 0 | 0 | 6263 |
| BlackRock Muni Inter Duration | Common Stock | 09253X102 |  | 3999803 | 353028 | SH |  | SOLE |  | 0 | 0 | 353028 |
| BlackRock Munihldngs (cali QLTY FD Com STK Usd0.10) | Common Stock | 09254L107 |  | 1153506 | 107403 | SH |  | SOLE |  | 0 | 0 | 107403 |
| BlackRock Muniyield | Common Stock | 09253W104 |  | 353940 | 34000 | SH |  | SOLE |  | 0 | 0 | 34000 |
| BlackRock Res ( ST SHS) | Common Stock | 09257A108 |  | 1336131 | 134015 | SH |  | SOLE |  | 0 | 0 | 134015 |
| BlackRock Taxable Municipal Bond Trust | Common Stock | 09248X100 |  | 965809 | 57352 | SH |  | SOLE |  | 0 | 0 | 57352 |
| BlackRock Va Mun BD | Equity | 092481100 |  | 153157 | 13518 | SH |  | SOLE |  | 0 | 0 | 13518 |
| Blacksky Technology | Derivative | 09263B116 |  | 4052 | 30012 | SH |  | SOLE |  | 0 | 0 | 30012 |
| Blackstone Group Inc | Equity | 09260D107 |  | 1629238 | 21960 | SH |  | SOLE |  | 0 | 0 | 21960 |
| Blade Air Mobility | Equity | 092667104 |  | 654335 | 182775 | SH |  | SOLE |  | 0 | 0 | 182775 |
| Boeing Co | Equity | 097023105 |  | 782533 | 4108 | SH |  | SOLE |  | 0 | 0 | 4108 |
| Booking HLDGS Inc | Equity | 09857L108 |  | 562263 | 279 | SH |  | SOLE |  | 0 | 0 | 279 |
| BP PLC ADR (CNV Into | Equity | 055622104 |  | 282933 | 8100 | SH |  | SOLE |  | 0 | 0 | 8100 |
| Bristol Myers Squibb | Equity | 110122108 |  | 2802148 | 38946 | SH |  | SOLE |  | 0 | 0 | 38946 |
| C S X Corp | Equity | 126408103 |  | 822783 | 26559 | SH |  | SOLE |  | 0 | 0 | 26559 |
| Cameco Corp Com NPV | Equity | 13321L108 |  | 2529228 | 111567 | SH |  | SOLE |  | 0 | 0 | 111567 |
| Canadian Pac RY LTD | Equity | 13645T100 |  | 318276 | 4259 | SH |  | SOLE |  | 0 | 0 | 4259 |
| Carparts Com Inc Com | Equity | 14427M107 |  | 728389 | 116356 | SH |  | SOLE |  | 0 | 0 | 116356 |
| Caterpillar Inc | Equity | 149123101 |  | 1745802 | 7288 | SH |  | SOLE |  | 0 | 0 | 7288 |
| Centene Corp Del | Equity | 15135B101 |  | 607120 | 7403 | SH |  | SOLE |  | 0 | 0 | 7403 |
| Check Point Software | Equity | M22465104 |  | 300008 | 2378 | SH |  | SOLE |  | 0 | 0 | 2378 |
| Cisco SYS Inc Com | Equity | 17275R102 |  | 1612561 | 33849 | SH |  | SOLE |  | 0 | 0 | 33849 |
| Citigroup Inc | Equity | 172967424 |  | 564244 | 12475 | SH |  | SOLE |  | 0 | 0 | 12475 |
| Clorox Co Del | Equity | 189054109 |  | 838980 | 5979 | SH |  | SOLE |  | 0 | 0 | 5979 |
| Cognizant Tech | Equity | 192446102 |  | 349088 | 6104 | SH |  | SOLE |  | 0 | 0 | 6104 |
| Coinbase Global Inc | Equity | 19260Q107 |  | 508731 | 14375 | SH |  | SOLE |  | 0 | 0 | 14375 |
| Comcast Corp New | Equity | 20030N101 |  | 508719 | 14547 | SH |  | SOLE |  | 0 | 0 | 14547 |
| Confluent Inc Class | Equity | 20717M103 |  | 539320 | 24250 | SH |  | SOLE |  | 0 | 0 | 24250 |
| Constellation Brands | Equity | 21036P108 |  | 3113861 | 13436 | SH |  | SOLE |  | 0 | 0 | 13436 |
| Crispr Therapeutics | Equity | H17182108 |  | 311216 | 7656 | SH |  | SOLE |  | 0 | 0 | 7656 |
| CVS Health Corp | Equity | 126650100 |  | 616172 | 6612 | SH |  | SOLE |  | 0 | 0 | 6612 |
| Delta Air Lines Inc | Equity | 247361702 |  | 1802894 | 54866 | SH |  | SOLE |  | 0 | 0 | 54866 |
| Deutsche Bank AG Ord | Equity | D18190898 |  | 212774 | 18470 | SH |  | SOLE |  | 0 | 0 | 18470 |
| Disney Walt Co | Equity | 254687106 |  | 873225 | 10051 | SH |  | SOLE |  | 0 | 0 | 10051 |
| Docusign Inc | Equity | 256163106 |  | 978238 | 17651 | SH |  | SOLE |  | 0 | 0 | 17651 |
| DoubleLine Income Solutions | Equity | 258622109 |  | 2179418 | 196521 | SH |  | SOLE |  | 0 | 0 | 196521 |
| Doubleline Opportunistic Credit | Common Stock | 258623107 |  | 1784792 | 120188 | SH |  | SOLE |  | 0 | 0 | 120188 |
| Draftkings Inc New | Equity | 26142V105 |  | 159460 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| DuPont De Nemours | Equity | 26614N102 |  | 725938 | 10578 | SH |  | SOLE |  | 0 | 0 | 10578 |
| Emerson Electric Co | Equity | 291011104 |  | 947554 | 9864 | SH |  | SOLE |  | 0 | 0 | 9864 |
| Endeavor Group HLDGS | Equity | 29260Y109 |  | 666057 | 29550 | SH |  | SOLE |  | 0 | 0 | 29550 |
| Energy Transfer L P | Common Stock | 29273V100 |  | 1212187 | 102122 | SH |  | SOLE |  | 0 | 0 | 102122 |
| Enphase Energy Inc | Equity | 29355A107 |  | 1159200 | 4375 | SH |  | SOLE |  | 0 | 0 | 4375 |
| Exponent Inc | Equity | 30214U102 |  | 200657 | 2025 | SH |  | SOLE |  | 0 | 0 | 2025 |
| Facebook Inc Com | Equity | 30303M102 |  | 3493582 | 29031 | SH |  | SOLE |  | 0 | 0 | 29031 |
| Fedex Corp Com | Equity | 31428X106 |  | 959802 | 5505 | SH |  | SOLE |  | 0 | 0 | 5505 |
| Financial Select Sector SPDR ETF | ETF | 81369Y605 |  | 724513 | 21185 | SH |  | SOLE |  | 0 | 0 | 21185 |
| First Solar Inc Com | Equity | 336433107 |  | 783551 | 5231 | SH |  | SOLE |  | 0 | 0 | 5231 |
| First TR Inter Dur | Equity | 33718W103 |  | 223929 | 13186 | SH |  | SOLE |  | 0 | 0 | 13186 |
| First Trust STOXX European Sel Div ETF | ETF | 33735T109 |  | 4255080 | 374567 | SH |  | SOLE |  | 0 | 0 | 374567 |
| Fiserv Inc | Equity | 337738108 |  | 413882 | 4095 | SH |  | SOLE |  | 0 | 0 | 4095 |
| Fluidigm Corporation | Equity | 34385P108 |  | 78119 | 66768 | SH |  | SOLE |  | 0 | 0 | 66768 |
| Ford MTR CO | Equity | 345370CZ1 |  | 379287 | 402 | SH |  | SOLE |  | 0 | 0 | 402 |
| Freeport Mcmoran | Equity | 35671D857 |  | 2361043 | 62133 | SH |  | SOLE |  | 0 | 0 | 62133 |
| Gartner Inc | Equity | 366651107 |  | 737491 | 2194 | SH |  | SOLE |  | 0 | 0 | 2194 |
| General Electric Co | Equity | 369604301 |  | 353955 | 4224 | SH |  | SOLE |  | 0 | 0 | 4224 |
| General Mills Inc | Equity | 370334104 |  | 1366572 | 16298 | SH |  | SOLE |  | 0 | 0 | 16298 |
| GILEAD SCIENCES INC | Derivative | 375558953 |  | 46500 | 10000 | SH | Put | SOLE |  | 0 | 0 | 10000 |
| GILEAD SCIENCES INC | Derivative | 375558903 |  | 89750 | 19000 | SH | Call | SOLE |  | 0 | 0 | 19000 |
| Gilead Sciences Inc | Equity | 375558103 |  | 3343425 | 38945 | SH |  | SOLE |  | 0 | 0 | 38945 |
| Global X FDS Global (X Silver) | ETF | 37954Y848 |  | 491258 | 17400 | SH |  | SOLE |  | 0 | 0 | 17400 |
| Globalstar Inc Com | Equity | 378973408 |  | 198848 | 149510 | SH |  | SOLE |  | 0 | 0 | 149510 |
| Glycomimetics Inc | Equity | 38000Q102 |  | 247642 | 81730 | SH |  | SOLE |  | 0 | 0 | 81730 |
| Goldman Sachs ETF | ETF | 381430545 |  | 368897 | 5314 | SH |  | SOLE |  | 0 | 0 | 5314 |
| Goldman Sachs Group | Equity | 38141G104 |  | 3205307 | 9335 | SH |  | SOLE |  | 0 | 0 | 9335 |
| Greenbrier Cos Inc | Equity | 393657AM3 |  | 412720 | 465 | SH |  | SOLE |  | 0 | 0 | 465 |
| Harbor Custom | Derivative | 41150T116 |  | 566 | 19500 | SH |  | SOLE |  | 0 | 0 | 19500 |
| Harbor Custom | Equity | 41150T108 |  | 105194 | 283770 | SH |  | SOLE |  | 0 | 0 | 283770 |
| Hecla Mining Company | Equity | 422704106 |  | 278556 | 50100 | SH |  | SOLE |  | 0 | 0 | 50100 |
| Herman Miller Inc | Equity | 600544100 |  | 339542 | 16018 | SH |  | SOLE |  | 0 | 0 | 16018 |
| Home Depot Inc Com | Equity | 437076102 |  | 1565817 | 4957 | SH |  | SOLE |  | 0 | 0 | 4957 |
| Honeywell Intl Inc | Equity | 438516106 |  | 1037434 | 4841 | SH |  | SOLE |  | 0 | 0 | 4841 |
| Illumina Inc Com | Equity | 452327109 |  | 3024305 | 14957 | SH |  | SOLE |  | 0 | 0 | 14957 |
| Infinera Corp New | Equity | 45667G103 |  | 2059744 | 305600 | SH |  | SOLE |  | 0 | 0 | 305600 |
| Intel Corp | Equity | 458140100 |  | 491513 | 18597 | SH |  | SOLE |  | 0 | 0 | 18597 |
| Intellia Therapeutics Inc | Equity | 45826J105 |  | 1593252 | 45665 | SH |  | SOLE |  | 0 | 0 | 45665 |
| Intuitive Surgical | Equity | 46120E602 |  | 1010984 | 3810 | SH |  | SOLE |  | 0 | 0 | 3810 |
| Invesco DB (multi-Sector Commod Agriculture FD) | ETF | 46140H106 |  | 370400 | 18382 | SH |  | SOLE |  | 0 | 0 | 18382 |
| Invesco Exchange (traded FD TR S Eql WGT) | ETF | 46137V357 |  | 1214750 | 8600 | SH |  | SOLE |  | 0 | 0 | 8600 |
| Invesco Exchng (traded FD TR II S Low Vol) | ETF | 46138E354 |  | 279763 | 4378 | SH |  | SOLE |  | 0 | 0 | 4378 |
| Invesco QQQ Nasdaq ETF | ETF | 46090E103 |  | 919731 | 3454 | SH |  | SOLE |  | 0 | 0 | 3454 |
| Iovance | Equity | 462260100 |  | 560084 | 87650 | SH |  | SOLE |  | 0 | 0 | 87650 |
| iShares Edge MSCI Min Vol USA ETF | ETF | 46429B697 |  | 1081462 | 14999 | SH |  | SOLE |  | 0 | 0 | 14999 |
| iShares Expanded Tech-Software Sect ETF | ETF | 464287515 |  | 647059 | 2529 | SH |  | SOLE |  | 0 | 0 | 2529 |
| iShares JPM USD Em Mkts Bond ETF | ETF | 464288281 |  | 1049848 | 12411 | SH |  | SOLE |  | 0 | 0 | 12411 |
| iShares MSCI Brazil | ETF | 464286400 |  | 321655 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| iShares MSCI Emerging Markets ETF | ETF | 464287234 |  | 883120 | 23301 | SH |  | SOLE |  | 0 | 0 | 23301 |
| iShares Nasdaq Biotechnology ETF | ETF | 464287556 |  | 2757860 | 21006 | SH |  | SOLE |  | 0 | 0 | 21006 |
| iShares National Muni Bond ETF | ETF | 464288414 |  | 219479 | 2080 | SH |  | SOLE |  | 0 | 0 | 2080 |
| iShares PHLX Semiconductor ETF | ETF | 464287523 |  | 775925 | 2230 | SH |  | SOLE |  | 0 | 0 | 2230 |
| iShares Russell 2000 ETF | ETF | 464287655 |  | 1229326 | 7051 | SH |  | SOLE |  | 0 | 0 | 7051 |
| iShares Silver TR | ETF | 46428Q109 |  | 3454241 | 156868 | SH |  | SOLE |  | 0 | 0 | 156868 |
| iShares TIPS Bond | ETF | 464287176 |  | 261107 | 2453 | SH |  | SOLE |  | 0 | 0 | 2453 |
| iShares TR MBS ETF | ETF | 464288588 |  | 445849 | 4807 | SH |  | SOLE |  | 0 | 0 | 4807 |
| iShares TR MSCI (china Etf) | ETF | 46429B671 |  | 1121950 | 23620 | SH |  | SOLE |  | 0 | 0 | 23620 |
| iShares TR US Pfd Stk ETF | Equity | 464288687 |  | 330560 | 10827 | SH |  | SOLE |  | 0 | 0 | 10827 |
| iShares Trust Floating Rate Bond ETF | ETF | 46429B655 |  | 556827 | 11064 | SH |  | SOLE |  | 0 | 0 | 11064 |
| iShares US Utilities (etf) | ETF | 464287697 |  | 241051 | 2785 | SH |  | SOLE |  | 0 | 0 | 2785 |
| Joby Aviation Inc | Equity | G65163100 |  | 283578 | 84650 | SH |  | SOLE |  | 0 | 0 | 84650 |
| Johnson  Johnson | Equity | 478160104 |  | 907970 | 5140 | SH |  | SOLE |  | 0 | 0 | 5140 |
| JPMorgan Chase  Co | Equity | 46625H100 |  | 2891448 | 21562 | SH |  | SOLE |  | 0 | 0 | 21562 |
| Kayne Anderson MLP | MLP | 486606106 |  | 134820 | 15750 | SH |  | SOLE |  | 0 | 0 | 15750 |
| Kla-Tencor Corp Com | Equity | 482480100 |  | 2510282 | 6658 | SH |  | SOLE |  | 0 | 0 | 6658 |
| Lam Research Corp | Equity | 512807108 |  | 492010 | 1166 | SH |  | SOLE |  | 0 | 0 | 1166 |
| Lam Research Corp | Equity | 512807108 |  | 223842 | 530 | SH |  | SOLE |  | 0 | 0 | 530 |
| Lean Hogs Index Cme | Equity | 502431109 |  | 1219070 | 5855 | SH |  | SOLE |  | 0 | 0 | 5855 |
| Lilly Eli  Com | Equity | 532457108 |  | 775639 | 2120 | SH |  | SOLE |  | 0 | 0 | 2120 |
| Lincoln National | Equity | 534187109 |  | 982817 | 31993 | SH |  | SOLE |  | 0 | 0 | 31993 |
| Lockheed Martin Corp | Equity | 539830109 |  | 6944451 | 14275 | SH |  | SOLE |  | 0 | 0 | 14275 |
| Luminar Technologies | Equity | 550424105 |  | 124715 | 25195 | SH |  | SOLE |  | 0 | 0 | 25195 |
| Markel Corp HLDG Co | Equity | 570535104 |  | 621855 | 472 | SH |  | SOLE |  | 0 | 0 | 472 |
| Mastercard Inc CL A | Equity | 57636Q104 |  | 1087648 | 3128 | SH |  | SOLE |  | 0 | 0 | 3128 |
| McDonalds Corp | Equity | 580135101 |  | 1551882 | 5889 | SH |  | SOLE |  | 0 | 0 | 5889 |
| Mckesson Corp | Equity | 58155Q103 |  | 881298 | 2346 | SH |  | SOLE |  | 0 | 0 | 2346 |
| Merck  Co Inc New Com | Equity | 58933Y105 |  | 923487 | 8269 | SH |  | SOLE |  | 0 | 0 | 8269 |
| Micron Technology | Equity | 595112103 |  | 1983679 | 39598 | SH |  | SOLE |  | 0 | 0 | 39598 |
| Microsoft Corp | Equity | 594918104 |  | 4615402 | 19245 | SH |  | SOLE |  | 0 | 0 | 19245 |
| Momentus Inc | Derivative | 60879E119 |  | 2451 | 50019 | SH |  | SOLE |  | 0 | 0 | 50019 |
| Moneylion Inc CL A | Equity | 60938K106 |  | 99109 | 159854 | SH |  | SOLE |  | 0 | 0 | 159854 |
| Nano Dimension LTD | Equity | 63008G203 |  | 42994 | 18693 | SH |  | SOLE |  | 0 | 0 | 18693 |
| Netflix Inc Com | Equity | 64110L106 |  | 2228998 | 7559 | SH |  | SOLE |  | 0 | 0 | 7559 |
| Newmont MNG Corp | Equity | 651639106 |  | 2970110 | 62926 | SH |  | SOLE |  | 0 | 0 | 62926 |
| Nike Inc Class B | Equity | 654106103 |  | 508858 | 4349 | SH |  | SOLE |  | 0 | 0 | 4349 |
| Norfolk Southern CRP | Equity | 655844108 |  | 645835 | 2621 | SH |  | SOLE |  | 0 | 0 | 2621 |
| Northrop Grumman | Equity | 666807102 |  | 783113 | 1435 | SH |  | SOLE |  | 0 | 0 | 1435 |
| Novartis A G Sponsored ADR | Equity | 66987V109 |  | 594035 | 6548 | SH |  | SOLE |  | 0 | 0 | 6548 |
| Nucor Corp Com | Equity | 670346105 |  | 623211 | 4710 | SH |  | SOLE |  | 0 | 0 | 4710 |
| Nuvation Bio Inc | Derivative | 67080N119 |  | 1874 | 12972 | SH |  | SOLE |  | 0 | 0 | 12972 |
| Nuvation Bio Inc Com | Equity | 67080N101 |  | 351684 | 183169 | SH |  | SOLE |  | 0 | 0 | 183169 |
| Nvidia Corp | Equity | 67066G104 |  | 976379 | 6681 | SH |  | SOLE |  | 0 | 0 | 6681 |
| Oracle Corp Com | Equity | 68389X105 |  | 731766 | 8952 | SH |  | SOLE |  | 0 | 0 | 8952 |
| Owl Rock Capital (corporation Com) | Common Stock | 69121K104 |  | 1026519 | 86407 | SH |  | SOLE |  | 0 | 0 | 86407 |
| Paccar Inc | Equity | 693718108 |  | 646736 | 6535 | SH |  | SOLE |  | 0 | 0 | 6535 |
| Pacira Biosciences Inc | Equity | 695127AF7 |  | 256666 | 284 | SH |  | SOLE |  | 0 | 0 | 284 |
| Pagseguro Digital | Equity | G68707101 |  | 629219 | 71993 | SH |  | SOLE |  | 0 | 0 | 71993 |
| Palantir | Equity | 69608A108 |  | 156809 | 24425 | SH |  | SOLE |  | 0 | 0 | 24425 |
| Parker Hannifin Corp | Equity | 701094104 |  | 755083 | 2595 | SH |  | SOLE |  | 0 | 0 | 2595 |
| Paypal HLDGS Inc Com | Equity | 70450Y103 |  | 2972189 | 41733 | SH |  | SOLE |  | 0 | 0 | 41733 |
| Pepsico Inc | Equity | 713448108 |  | 638153 | 3510 | SH |  | SOLE |  | 0 | 0 | 3510 |
| Pfizer Inc | Equity | 717081103 |  | 3931605 | 76729 | SH |  | SOLE |  | 0 | 0 | 76729 |
| PIMCO 25 YR Zero (CPN US Tif) | ETF | 72201R882 |  | 421554 | 4800 | SH |  | SOLE |  | 0 | 0 | 4800 |
| PIMCO Calif Mun | Common Stock | 72201C109 |  | 222836 | 26566 | SH |  | SOLE |  | 0 | 0 | 26566 |
| PIMCO ETF TR Active (BD Etf) | ETF | 72201R775 |  | 220753 | 2432 | SH |  | SOLE |  | 0 | 0 | 2432 |
| PIMCO ETF TR Enhanced Short Mat Active ETF | ETF | 72201R833 |  | 730833 | 7384 | SH |  | SOLE |  | 0 | 0 | 7384 |
| Planet Labs PBC Com | Equity | 72703X106 |  | 105598 | 24275 | SH |  | SOLE |  | 0 | 0 | 24275 |
| Playa Hotels | Equity | N70544106 |  | 342825 | 52500 | SH |  | SOLE |  | 0 | 0 | 52500 |
| Principal Real | Equity | 74255X104 |  | 156142 | 15086 | SH |  | SOLE |  | 0 | 0 | 15086 |
| ProShares TR II Vix (SH TRM Futrs) | ETF | 74347Y854 |  | 367005 | 32250 | SH |  | SOLE |  | 0 | 0 | 32250 |
| ProShares TR Short | ETF | 74347B425 |  | 467282 | 29150 | SH |  | SOLE |  | 0 | 0 | 29150 |
| ProShares UltraShort 20 Year Treasury | ETF | 74347B201 |  | 219375 | 6750 | SH |  | SOLE |  | 0 | 0 | 6750 |
| Pyxis Tankers Inc | *W EXP 10/13/202 | Y71726122 |  | 42880 | 32000 | SH |  | SOLE |  | 0 | 0 | 32000 |
| Qualcomm Inc | Equity | 747525103 |  | 2481226 | 22569 | SH |  | SOLE |  | 0 | 0 | 22569 |
| Qualtrics Intl Inc | Equity | 747601201 |  | 114959 | 11075 | SH |  | SOLE |  | 0 | 0 | 11075 |
| Raytheon | Equity | 75513E101 |  | 602424 | 5969 | SH |  | SOLE |  | 0 | 0 | 5969 |
| Regeneron | Equity | 75886F107 |  | 1338364 | 1855 | SH |  | SOLE |  | 0 | 0 | 1855 |
| Relay Therapeutics | Equity | 75943R102 |  | 430048 | 28785 | SH |  | SOLE |  | 0 | 0 | 28785 |
| Remitly Global Inc | Equity | 75960P104 |  | 383575 | 33500 | SH |  | SOLE |  | 0 | 0 | 33500 |
| Ringcentral | Equity | 76680R206 |  | 257535 | 7275 | SH |  | SOLE |  | 0 | 0 | 7275 |
| Roblox Corp CL A | Equity | 771049103 |  | 236417 | 8307 | SH |  | SOLE |  | 0 | 0 | 8307 |
| Rocket Lab USA Inc | Equity | 773122106 |  | 213005 | 56500 | SH |  | SOLE |  | 0 | 0 | 56500 |
| Ross Stores Inc Com | Equity | 778296103 |  | 758527 | 6535 | SH |  | SOLE |  | 0 | 0 | 6535 |
| Salesforce Com Inc | Equity | 79466L302 |  | 1486864 | 11214 | SH |  | SOLE |  | 0 | 0 | 11214 |
| Seagate Technology | Equity | G7997R103 |  | 200947 | 3820 | SH |  | SOLE |  | 0 | 0 | 3820 |
| Sector Spdr Health Care ETF | ETF | 81369Y209 |  | 635648 | 4679 | SH |  | SOLE |  | 0 | 0 | 4679 |
| Sector SPDR TR SHS Ben Int Energy | ETF | 81369Y506 |  | 1986444 | 22710 | SH |  | SOLE |  | 0 | 0 | 22710 |
| Servicenow Inc Com | Equity | 81762P102 |  | 1014161 | 2612 | SH |  | SOLE |  | 0 | 0 | 2612 |
| Sharecare Inc Com CL | Equity | 81948W104 |  | 116680 | 72925 | SH |  | SOLE |  | 0 | 0 | 72925 |
| Skyworks Solutions | Equity | 83088M102 |  | 543160 | 5960 | SH |  | SOLE |  | 0 | 0 | 5960 |
| Smith  Nephew ADR | Equity | 83175M205 |  | 251368 | 9348 | SH |  | SOLE |  | 0 | 0 | 9348 |
| Snow Lake Resources | Equity | 83336J208 |  | 26790 | 11750 | SH |  | SOLE |  | 0 | 0 | 11750 |
| Snowflake Inc CL A | Equity | 833445109 |  | 433491 | 3020 | SH |  | SOLE |  | 0 | 0 | 3020 |
| Somalogic Inc Class | Equity | 83444K105 |  | 815750 | 325000 | SH |  | SOLE |  | 0 | 0 | 325000 |
| Southwestern Energy Co | Equity | 845467109 |  | 359483 | 61450 | SH |  | SOLE |  | 0 | 0 | 61450 |
| SPDR Gold TR Gold Shs | ETF | 78463V107 |  | 6274795 | 36989 | SH |  | SOLE |  | 0 | 0 | 36989 |
| SPDR S 500 ETF TR TR Unit | ETF | 78462F103 |  | 807595 | 2102 | SH |  | SOLE |  | 0 | 0 | 2102 |
| SPDR S Biotech Sector ETF | ETF | 78464A870 |  | 990024 | 11928 | SH |  | SOLE |  | 0 | 0 | 11928 |
| SPDR Ser TR SPDR (bloomberg) | ETF | 78468R663 |  | 1771499 | 19367 | SH |  | SOLE |  | 0 | 0 | 19367 |
| SPDR Ser TR SPDR (bloomberg) | ETF | 78468R663 |  | 460460 | 5034 | SH |  | SOLE |  | 0 | 0 | 5034 |
| SPDR Ser TR SPDR (bloomberg) | ETF | 78468R663 |  | 351062 | 3838 | SH |  | SOLE |  | 0 | 0 | 3838 |
| SPDR Nuveen Blmbg Barclays ST MunBd ETF | ETF | 78468R739 |  | 1057219 | 22504 | SH |  | SOLE |  | 0 | 0 | 22504 |
| Spire Global Inc Com | Equity | 848560108 |  | 10800 | 11250 | SH |  | SOLE |  | 0 | 0 | 11250 |
| Splunk Inc Com | Equity | 848637104 |  | 3073413 | 35700 | SH |  | SOLE |  | 0 | 0 | 35700 |
| Spotify Technology | Equity | L8681T102 |  | 367207 | 4651 | SH |  | SOLE |  | 0 | 0 | 4651 |
| Square Inc CL A | Equity | 852234103 |  | 1586658 | 25249 | SH |  | SOLE |  | 0 | 0 | 25249 |
| Starbucks Corp Com USD0.01 | Equity | 855244109 |  | 1059861 | 10684 | SH |  | SOLE |  | 0 | 0 | 10684 |
| Stoneco LTD Com | Equity | G85158106 |  | 212400 | 22500 | SH |  | SOLE |  | 0 | 0 | 22500 |
| Stride Inc | Fixed Income | 86333MAA6 |  | 226271 | 253 | SH |  | SOLE |  | 0 | 0 | 253 |
| Sysco Corp | Equity | 871829107 |  | 416669 | 5450 | SH |  | SOLE |  | 0 | 0 | 5450 |
| Taboola Com LTD | *W EXP 06/29/202 | M8744T114 |  | 10789 | 22000 | SH |  | SOLE |  | 0 | 0 | 22000 |
| Taboola Com LTD Ord | Equity | M8744T106 |  | 765050 | 248393 | SH |  | SOLE |  | 0 | 0 | 248393 |
| Target Corp Com | Equity | 87612E106 |  | 653175 | 4383 | SH |  | SOLE |  | 0 | 0 | 4383 |
| Tesla Motors Inc Com | Equity | 88160R101 |  | 6950062 | 56422 | SH |  | SOLE |  | 0 | 0 | 56422 |
| Texas Instruments | Equity | 882508104 |  | 588965 | 3565 | SH |  | SOLE |  | 0 | 0 | 3565 |
| Thermo Fisher Scientific Inc | Equity | 883556102 |  | 525084 | 953 | SH |  | SOLE |  | 0 | 0 | 953 |
| TJX Cos Inc New Com | Equity | 872540109 |  | 708153 | 8896 | SH |  | SOLE |  | 0 | 0 | 8896 |
| Total S A Sponsored | Equity | 89151E109 |  | 2090314 | 33274 | SH |  | SOLE |  | 0 | 0 | 33274 |
| Twilio Inc CL A | Equity | 90138F102 |  | 350700 | 7163 | SH |  | SOLE |  | 0 | 0 | 7163 |
| Tyson Foods Inc Class A | Equity | 902494103 |  | 1147285 | 18430 | SH |  | SOLE |  | 0 | 0 | 18430 |
| Uber Technologies | Equity | 90353T100 |  | 2052095 | 82980 | SH |  | SOLE |  | 0 | 0 | 82980 |
| Uipath Inc CL A | Equity | 90364P105 |  | 190234 | 14967 | SH |  | SOLE |  | 0 | 0 | 14967 |
| Unilever PLC Spon Adr New | Equity | 904767704 |  | 498246 | 9896 | SH |  | SOLE |  | 0 | 0 | 9896 |
| UNION PACIFIC CORP | Equity | 907818108 |  | 736478 | 3557 | SH |  | SOLE |  | 0 | 0 | 3557 |
| United Parcel SVC | Equity | 911312106 |  | 867789 | 4992 | SH |  | SOLE |  | 0 | 0 | 4992 |
| Unitedhealth Group | Equity | 91324P102 |  | 926043 | 1747 | SH |  | SOLE |  | 0 | 0 | 1747 |
| Valero Energy Corp | Equity | 91913Y100 |  | 580541 | 4576 | SH |  | SOLE |  | 0 | 0 | 4576 |
| Valvoline Inc Com | Equity | 92047W101 |  | 519657 | 15916 | SH |  | SOLE |  | 0 | 0 | 15916 |
| Vanguard Index FDS | ETF | 922908769 |  | 609149 | 3186 | SH |  | SOLE |  | 0 | 0 | 3186 |
| Vanguard Index FDS | ETF | 922908736 |  | 498464 | 2339 | SH |  | SOLE |  | 0 | 0 | 2339 |
| Vanguard Index FDS | ETF | 922908629 |  | 1222452 | 5998 | SH |  | SOLE |  | 0 | 0 | 5998 |
| Vanguard Index FDS | ETF | 922908363 |  | 1655556 | 4712 | SH |  | SOLE |  | 0 | 0 | 4712 |
| Vanguard Index TR | ETF | 922908652 |  | 200663 | 1510 | SH |  | SOLE |  | 0 | 0 | 1510 |
| Vanguard Index US Reit ETF | ETF | 922908553 |  | 396894 | 4812 | SH |  | SOLE |  | 0 | 0 | 4812 |
| Vanguard Intl Equity | ETF | 922042874 |  | 706860 | 12750 | SH |  | SOLE |  | 0 | 0 | 12750 |
| Vanguard Malvern FDS (short-Term Inflation Protected Secs Index FD ETF SHS) | ETF | 922020805 |  | 1295268 | 27730 | SH |  | SOLE |  | 0 | 0 | 27730 |
| Vanguard Sector | ETF | 92204A306 |  | 233894 | 1929 | SH |  | SOLE |  | 0 | 0 | 1929 |
| Vanguard Short-Term Bond ETF | ETF | 921937827 |  | 387541 | 5148 | SH |  | SOLE |  | 0 | 0 | 5148 |
| Vanguard Value ETF | ETF | 922908744 |  | 2853552 | 20329 | SH |  | SOLE |  | 0 | 0 | 20329 |
| Vanguard Whitehall FDS High Dividend Yields ETF SHS | ETF | 921946406 |  | 2218305 | 20500 | SH |  | SOLE |  | 0 | 0 | 20500 |
| Varonis System | Equity | 922280102 |  | 2551429 | 106576 | SH |  | SOLE |  | 0 | 0 | 106576 |
| Verizon | Equity | 92343V104 |  | 405068 | 10281 | SH |  | SOLE |  | 0 | 0 | 10281 |
| Viacomcbs Inc Class B | Equity | 92556H206 |  | 243960 | 14250 | SH |  | SOLE |  | 0 | 0 | 14250 |
| Viasat Inc | Equity | 92552V100 |  | 1615733 | 51050 | SH |  | SOLE |  | 0 | 0 | 51050 |
| Visa Inc Com CL A | Equity | 92826C839 |  | 1894702 | 9120 | SH |  | SOLE |  | 0 | 0 | 9120 |
| Vishay Intertechnology Inc | Equity | 928298AP3 |  | 253118 | 262 | SH |  | SOLE |  | 0 | 0 | 262 |
| Wal-Mart Stores Inc | Equity | 931142103 |  | 1269970 | 8922 | SH |  | SOLE |  | 0 | 0 | 8922 |
| Western Digital Corp | Equity | 958102105 |  | 497859 | 15780 | SH |  | SOLE |  | 0 | 0 | 15780 |
| Workday Inc Class A | Equity | 98138H101 |  | 880660 | 5263 | SH |  | SOLE |  | 0 | 0 | 5263 |
| Zoetis Inc Com | Equity | 98978V103 |  | 503595 | 3436 | SH |  | SOLE |  | 0 | 0 | 3436 |
| Zomedica Corp Com | Equity | 98980M109 |  | 3941 | 24180 | SH |  | SOLE |  | 0 | 0 | 24180 |
| Zoom Video | Equity | 98980L101 |  | 644508 | 9514 | SH |  | SOLE |  | 0 | 0 | 9514 |

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