# EDGAR Filing Document

**Accession Number:** 0001492746
**File Stem:** 0001492746-25-000007
**Filing Date:** 2025-8
**Character Count:** 5512
**Document Hash:** df2d8466f108e9fce1ee195a26b08f3a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001492746-25-000007.hdr.sgml**: 20250808

**ACCESSION NUMBER**: 0001492746-25-000007

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250805

**DATE AS OF CHANGE**: 20250808

**EFFECTIVENESS DATE**: 20250815

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NAV Consulting, Inc.
- **CENTRAL INDEX KEY:** 0001492746

**ORGANIZATION NAME:**
- **EIN:** 363932498
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06402
- **FILM NUMBER:** 251196756

**BUSINESS ADDRESS:**
- **STREET 1:** 1 TRANS AM PLAZA DRIVE
- **STREET 2:** SUITE 400
- **CITY:** OAKBROOK TERRACE
- **STATE:** IL
- **ZIP:** 60181
- **BUSINESS PHONE:** 630-954-1919

**MAIL ADDRESS:**
- **STREET 1:** 1 TRANS AM PLAZA DRIVE
- **STREET 2:** SUITE 400
- **CITY:** OAKBROOK TERRACE
- **STATE:** IL
- **ZIP:** 60181

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** NAV Consulting, Inc.

**FINS Number:** 342816

**Address of principal office where transfer agent activities are performed:** 1 Trans Am Plaza Drive, Suite 400, Oakbrook Terrace, IL, 60181

**Is mailing address different from principal office address?:** No

**Telephone Number:** 630-954-1919

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** NAV Fund Services (India) Pvt. Ltd, Plot No. 3 Bapuji Marg, Sehkaar Marg, Jaipur, K7, 302 001

**Other Business Location Address 2:** NAV Fund Services (India) Pvt. Ltd, F-214-G-215 EPIP IT Park, Sitapura, Jaipur, K7, 302 022

**Other Business Location Address 3:** NAV Fund Services (India) Pvt. Ltd, F 220-225, EPIP IT Park, Sitapoura, Jaipur, K7, 302 022

**Other Business Location Address 4:** NAV Fund Services (India) Pvt. Ltd, F-211, 216-218 EPIP IT Park, Sitapura, Jaipur, K7, 302 022

**Other Business Location Address 5:** NAV Fund Services (India) Pvt. Ltd, J-19, Sahkar Marg Lal Kothi, Jaipur, K7, 302 001

**Other Business Location Address 6:** NAV Fund Services (India) Pvt. Ltd, Plot 1/26 1/27 Mangalam's RIICO,Sirsi Rd, Jaipur, K7, 302 034

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name    | Relationship Start Date   | Title or Status                          | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Navratan Gupta | 01/03/1994                | Director, President, CEO                 | C                | Yes              |
| Sudha Gupta    | 01/03/1994                | Director, Secretary, Vice President, CTO | C                | Yes              |
| Niranjan Patel | 01/03/1994                | Compliance Officer                       | NA               |  |
| Ambuj Garg     | 05/12/2020                | Chief Operating Officer                  | NA               |  |
| Ravi Gupta     | 06/30/2021                | Other                                    | B                |  |
| Rohan Gupta    | 06/30/2021                | Other                                    | B                |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Navratan Gupta

**Title:** President

**Date:** 08/05/2025

**Phone Number:** 63-954-1919 Ext. 111