# EDGAR Filing Document

**Accession Number:** 0000899635
**File Stem:** 0000899635-25-000007
**Filing Date:** 2025-6
**Character Count:** 10856
**Document Hash:** faf591e7f1569b5b3a9b55f247b19814
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000899635-25-000007.hdr.sgml**: 20250709

**ACCESSION NUMBER**: 0000899635-25-000007

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250624

**DATE AS OF CHANGE**: 20250709

**EFFECTIVENESS DATE**: 20250704

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** INTEGRITY FUND SERVICES LLC
- **CENTRAL INDEX KEY:** 0000899635

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-05441
- **FILM NUMBER:** 251113358

**BUSINESS ADDRESS:**
- **STREET 1:** 1 N MAIN ST
- **CITY:** MINOT
- **STATE:** ND
- **ZIP:** 58703
- **BUSINESS PHONE:** 701-852-5292

**MAIL ADDRESS:**
- **STREET 1:** 1 N MAIN ST
- **CITY:** MINOT
- **STATE:** ND
- **ZIP:** 58703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTEGRITY FUND SERVICES INC /TA
- **DATE OF NAME CHANGE:** 20170316

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTEGRITY FUND SERVICES INC  /TA
- **DATE OF NAME CHANGE:** 20030811

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ND RESOURCES INC /ND                                    /TA
- **DATE OF NAME CHANGE:** 19930329

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** INTEGRITY FUND SERVICES LLC

**FINS Number:** 455071

**Address of principal office where transfer agent activities are performed:** 1 Main Street North, 3rd Floor, Minot, ND, 58703

**Is mailing address different from principal office address?:** Yes

**Mailing Address:** PO Box 759, Minot, ND, 58702-0759

**Telephone Number:** 701-852-5292

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** Yes

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Not Applicable

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** Yes

  - **Details #1:**

    - **Entity Name:** Integrity Funds Distributor, Inc.

    - **Action Title:** SEC Administrative Proceeding

    - **Action Date:** 04/12/2002

    - **Court/Body Name and Location:** Securities and Exchange Commission

    - **Action Description:** Pursuant to section 203(E) of The Advisers Act and section 15(B) of The Exchange Act, that Ranson Capital be censured, pursuant to section 203(K) of The Advisers Act and section 9(F) of The Investment Company Act, that Ranson Capital cease and desist from committing or causing any violation and any future violation of sections 204 and 206(2) of The Advisers Act and Rule 204-2(A)(12) thereunder and sections 17(J) and 34(B) of the Investment Company Act and rules 17J-1(c) and (D) thereunder, and from causing any violation and any future violation of section 12(D)(1)(A) of the Investment Company Act; pursuant to section 203(I) of The Advisers Act, section 9(D) of The Investment Company Act and section 21B of the Exchange Act, that Ranson Capital, shall, within thirty (30) days of the entry of the order, pay a civil money penalty in the amount of $10,000 cont in comment section. Respondents willfully aided and abetted and caused their violations of section 206(2) of The Investment Advisers Act of 1940 (Advisers Act) by permitting the funds to make investments which materially deviated from investment restrictions set forth in the Funds' respective prospectuses and SAIs. The Commission also found that respondents willfully violated and caused their violations of section 34(b) of the Investment Company Act by filing false and misleading registration statements with the Commission. The Commission also found that the respondents willfully aided and abetted and caused the Funds' violations of section 12(D)(1)(A)(1) of the Investment Company Act by acquiring for the Funds the securities of another investment company, the value of which exceeded 5% of the Funds' net assets.

    - **Disposition:** Cease and Desist Order, Monetary Fine and Censure

- **Found to have violated SRO rules or failed to supervise?:** Yes

  - **Details #1:**

    - **Entity Name:** Integrity Funds Distributor, Inc.

    - **Action Title:** SEC Administrative Proceeding

    - **Action Date:** 04/12/2002

    - **Court/Body Name and Location:** Securities and Exchange Commission

    - **Action Description:** Pursuant to section 203(E) of The Advisers Act and section 15(B) of The Exchange Act, that Ranson Capital be censured. pursuant to section 203(K) of The Advisers Act and section 9(F) of The Investment Company Act, that Ranson Capital cease and desist from committing or causing any violation and any future violation of sections 204 and 206(2) of The Advisers Act and Rule 204-2(A)(12) thereunder and sections 17(J) and 34(B) of the Investment Company Act and rules 17J-1(c) and (D) thereunder. and from causing any violation and any future violation of section 12(D)(1)(A) of the Investment Company Act; pursuant to section 203(I) of The Advisers Act, section 9(D) of The Investment Company Act and section 21B of the Exchange Act, that Ranson Capital, shall, within. thirty (30) days of the entry of the order, pay a civil money penalty in the amount of $10,000 cont in comment section. Respondents willfully aided and abetted and caused their violations of section 206(2) of The Investment Advisers Act of 1940 (Advisers Act) by permitting the funds to make investments which materially deviated from investment restrictions set forth in the Funds' respective prospectuses and SAls. The Commission also found that respondents willfully violated and caused their violations of section 34(b) of the Investme:nt Company Act by filing false and misleading registration statements with the Commission. The Commission also found that the respondents willfully aided and abetted and caused the Funds' violations of section 12(D)(1)(A)(1) of the Investment Company Act by acquiring for the Funds the securities of another investment company, the value of which exceeded 5% of the Funds' net assets.

    - **Disposition:** Cease and Desist Order, Monetary Fine and Censure

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** Yes

  - **Details #1:**

    - **Entity Name:** Integrity Funds Distributor, Inc.

    - **Action Title:** SEC Administrative Proceeding

    - **Action Date:** 04/12/2002

    - **Court/Body Name and Location:** Securities and Exchange Commission

    - **Action Description:** Pursuant to section 203(E) of The Advisers Act and section 15(B) of The Exchange Act, that Ranson Capital be censured, pursuant to section 203(K) of The Advisers Act and section 9(F) of The Investment Company Act, that Ranson Capital cease and desist from committing or causing any violation and any future violation of sections 204 and 206(2) of The Advisers Act and Rule 204-2(A)(12) thereunder and sections 17(J) and 34(B) of the Investment Company Act and rules 17J-1(c) and (D) thereunder, and from causing any violation and any future violation of section 12(D)(1)(A) of the Investment Company Act; pursuant to section 203(I) of The Advisers Act, section 9(D) of The Investment Company Act and section 21B of the Exchange Act, that Ranson Capital, shall, within thirty (30) days of the entry of the order, pay a civil money penalty in the amount of $10,000 cont in comment section. Respondents willfully aided and abetted and caused their violations of section 206(2) of The Investment Advisers Act of 1940 (Advisers Act) by permitting the funds to make investments which materially deviated from investment restrictions set forth in the Funds' respective prospectuses and SAIs. The Commission also found that respondents willfully violated and caused their violations of section 34(b) of the Investment Company Act by filing false and misleading registration statements with the Commission. The Commission also found that the respondents willfully aided and abetted and caused the Funds' violations of section 12(D)(1)(A)(1) of the Investment Company Act by acquiring for the Funds the securities of another investment company, the value of which exceeded 5% of the Funds' net assets.

    - **Disposition:** Cease and Desist order, Monetary fine and Censure

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** Yes

  - **Details #1:**

    - **Entity Name:** Integrity Funds Distributor, Inc.

    - **Action Title:** Acceptance, Waiver & Consent

    - **Action Date:** 06/16/1997

    - **Court/Body Name and Location:** FINRA (NASD)

    - **Action Description:** Ranson failed to file Form's G-37/G-38 for calendar quarter ending June 30, 1994, September 30, 1995, and December 31, 1995 within the required 30-day period following the end of the calendar quarter. We acquired Ranson Capital Corporation January 5, 1996, and this violation was prior to being acquired by ND Holdings.

    - **Disposition:** Monetary fine and Censure (AWC)

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Shannon Radke

**Title:** President

**Date:** 06/24/2025

**Phone Number:** 701-852-5292