# EDGAR Filing Document

**Accession Number:** 0000936936
**File Stem:** 0000936936-23-000001
**Filing Date:** 2023-2
**Character Count:** 9795
**Document Hash:** 74a9d64187117b6d700c5b3e015eeed5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000936936-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000936936-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DOHENY ASSET MANAGEMENT /CA
- **CENTRAL INDEX KEY:** 0000936936
- **IRS NUMBER:** 954420207
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-04640
- **FILM NUMBER:** 23626947

**BUSINESS ADDRESS:**
- **STREET 1:** 12400 WILSHIRE BLVD., SUITE 1480
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025
- **BUSINESS PHONE:** 2138027806

**MAIL ADDRESS:**
- **STREET 1:** 12400 WILSHIRE BLVD., SUITE 1480
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ANGELO GORDON & DOHENY ASSET MANAGEMENT
- **DATE OF NAME CHANGE:** 19950808

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DOHENY ASSET MANAGEMENT /CA<br>**Address:** 12400 WILSHIRE BLVD. SUITE 1480<br>LOS ANGELES, CA 90025

**Form 13F File Number:** 028-04640

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sean ONeill<br>**Title:** Manager<br>**Phone:** 2138027004

**Signature, Place, and Date of Signing:**

Sean ONeill  Los Angeles, CA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 67

**Form 13F Information Table Value Total:** $86205

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287y109 |  | 2740 | 16953 | SH |  | SOLE |  | 0 | 0 | 16953 |
| ADVANCED MICRO DEVIC | COM | 007903107 |  | 1324 | 20443 | SH |  | SOLE |  | 0 | 0 | 20443 |
| ALPHABET INC. CLASS A | COM | 02079k305 |  | 2012 | 22800 | SH |  | SOLE |  | 0 | 0 | 22800 |
| ALPHABET INC. CLASS C | COM | 02079k107 |  | 2871 | 32360 | SH |  | SOLE |  | 0 | 0 | 32360 |
| AMAZON.COM INC | COM | 023135106 |  | 528 | 6280 | SH |  | SOLE |  | 0 | 0 | 6280 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1385 | 9373 | SH |  | SOLE |  | 0 | 0 | 9373 |
| AMGEN INC. | COM | 031162100 |  | 592 | 2255 | SH |  | SOLE |  | 0 | 0 | 2255 |
| ANALOG DEVICES INC | COM | 032654105 |  | 912 | 5563 | SH |  | SOLE |  | 0 | 0 | 5563 |
| APPLE INC | COM | 037833100 |  | 9271 | 71355 | SH |  | SOLE |  | 0 | 0 | 71355 |
| ARCHROCK INC | COM | 03957w106 |  | 277 | 30800 | SH |  | SOLE |  | 0 | 0 | 30800 |
| BERKSHIRE HATHAWAY CLASS B | COM | 084670702 |  | 927 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| BRISTOL-MYERS SQUIBB | COM | 110122108 |  | 220 | 3059 | SH |  | SOLE |  | 0 | 0 | 3059 |
| BROADCOM INC | COM | 11135f101 |  | 2102 | 3760 | SH |  | SOLE |  | 0 | 0 | 3760 |
| CACTUS INC CLASS A | COM | 127203107 |  | 948 | 18870 | SH |  | SOLE |  | 0 | 0 | 18870 |
| CANADIAN NATL RAILWY F | COM | 136375102 |  | 344 | 2890 | SH |  | SOLE |  | 0 | 0 | 2890 |
| CHARLES SCHWAB CORP | COM | 808513105 |  | 699 | 8395 | SH |  | SOLE |  | 0 | 0 | 8395 |
| CHECK PT SOFTWARE F | COM | m22465104 |  | 549 | 4350 | SH |  | SOLE |  | 0 | 0 | 4350 |
| CHEVRON CORP | COM | 166764100 |  | 1420 | 7910 | SH |  | SOLE |  | 0 | 0 | 7910 |
| COSTCO WHOLESALE CO | COM | 22160k105 |  | 1110 | 2431 | SH |  | SOLE |  | 0 | 0 | 2431 |
| DENBURY RES INC DEL | COM | 24790a101 |  | 2809 | 32275 | SH |  | SOLE |  | 0 | 0 | 32275 |
| DIAMONDBACK ENERGY | COM | 25278x109 |  | 2620 | 19152 | SH |  | SOLE |  | 0 | 0 | 19152 |
| DOW INC | COM | 260557103 |  | 542 | 10748 | SH |  | SOLE |  | 0 | 0 | 10748 |
| DUKE ENERGY CORP | COM | 26441c204 |  | 616 | 5986 | SH |  | SOLE |  | 0 | 0 | 5986 |
| EAST WEST BANCORP | COM | 27579r104 |  | 329 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| ELI LILLY  CO COM | COM | 532457108 |  | 366 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ENERGOUS CORP | COM | 29272c103 |  | 10 | 11449 | SH |  | SOLE |  | 0 | 0 | 11449 |
| ENOVIX CORP | COM | 293594107 |  | 2041 | 164090 | SH |  | SOLE |  | 0 | 0 | 164090 |
| ENPHASE ENERGY INC | COM | 29355a107 |  | 4642 | 17520 | SH |  | SOLE |  | 0 | 0 | 17520 |
| EOG RESOURCES INC | COM | 26875p101 |  | 2547 | 19665 | SH |  | SOLE |  | 0 | 0 | 19665 |
| EQUIFAX INC | COM | 294429105 |  | 486 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| EXXON MOBIL CORP | COM | 30231g102 |  | 1925 | 17455 | SH |  | SOLE |  | 0 | 0 | 17455 |
| GENERAL DYNAMICS CO | COM | 369550108 |  | 494 | 1990 | SH |  | SOLE |  | 0 | 0 | 1990 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 203 | 2364 | SH |  | SOLE |  | 0 | 0 | 2364 |
| HALLIBURTON CO HLDG | COM | 406216101 |  | 1006 | 25564 | SH |  | SOLE |  | 0 | 0 | 25564 |
| HALOZYME THERAPEUTIC | COM | 40637h109 |  | 2620 | 46050 | SH |  | SOLE |  | 0 | 0 | 46050 |
| HONEYWELL INTL INC | COM | 438516106 |  | 426 | 1990 | SH |  | SOLE |  | 0 | 0 | 1990 |
| IBM CORP | COM | 459200101 |  | 441 | 3133 | SH |  | SOLE |  | 0 | 0 | 3133 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2074 | 11738 | SH |  | SOLE |  | 0 | 0 | 11738 |
| JPMORGAN CHASE  CO | COM | 46625h100 |  | 550 | 4104 | SH |  | SOLE |  | 0 | 0 | 4104 |
| KIMBERLY CLARK CORP | COM | 494368103 |  | 227 | 1670 | SH |  | SOLE |  | 0 | 0 | 1670 |
| LXP INDUSTRIAL TRUST REIT | COM | 529043101 |  | 755 | 75350 | SH |  | SOLE |  | 0 | 0 | 75350 |
| MAGNOLIA OIL  GAS CORP CLASS | COM | 559663109 |  | 1331 | 56750 | SH |  | SOLE |  | 0 | 0 | 56750 |
| MARATHON PETE CORP | COM | 56585a102 |  | 1289 | 11074 | SH |  | SOLE |  | 0 | 0 | 11074 |
| MERCK  CO. INC. | COM | 58933y105 |  | 1663 | 14990 | SH |  | SOLE |  | 0 | 0 | 14990 |
| MICROCHIP TECHNOLOGY | COM | 595017104 |  | 2363 | 33630 | SH |  | SOLE |  | 0 | 0 | 33630 |
| MICROSOFT CORP | COM | 594918104 |  | 1267 | 5282 | SH |  | SOLE |  | 0 | 0 | 5282 |
| MONDELEZ INTL CLASS A | COM | 609207105 |  | 243 | 3650 | SH |  | SOLE |  | 0 | 0 | 3650 |
| MORGAN STANLEY | COM | 617446448 |  | 232 | 2726 | SH |  | SOLE |  | 0 | 0 | 2726 |
| NIKE INC CLASS B | COM | 654106103 |  | 470 | 4014 | SH |  | SOLE |  | 0 | 0 | 4014 |
| NVIDIA CORP | COM | 67066g104 |  | 1021 | 6988 | SH |  | SOLE |  | 0 | 0 | 6988 |
| PATTERSON UTI ENERGY | COM | 703481101 |  | 1562 | 92770 | SH |  | SOLE |  | 0 | 0 | 92770 |
| PEPSICO INC | COM | 713448108 |  | 1212 | 6710 | SH |  | SOLE |  | 0 | 0 | 6710 |
| PFIZER INC COM | COM | 717081103 |  | 318 | 6197 | SH |  | SOLE |  | 0 | 0 | 6197 |
| PHILLIPS 66 | COM | 718546104 |  | 598 | 5747 | SH |  | SOLE |  | 0 | 0 | 5747 |
| PIONEER NATURAL RES | COM | 723787107 |  | 3027 | 13255 | SH |  | SOLE |  | 0 | 0 | 13255 |
| PROFRAC HOLDING CORP CLASS A | COM | 74319n100 |  | 1586 | 62940 | SH |  | SOLE |  | 0 | 0 | 62940 |
| QUALCOMM INC | COM | 747525103 |  | 2234 | 20323 | SH |  | SOLE |  | 0 | 0 | 20323 |
| RAYTHEON TECHNOLOGIES CO | COM | 75513e101 |  | 317 | 3137 | SH |  | SOLE |  | 0 | 0 | 3137 |
| SFL CORP LTD F | COM | g7738w106 |  | 768 | 83250 | SH |  | SOLE |  | 0 | 0 | 83250 |
| SPDR GOLD SHARES ETF | COM | 78463v107 |  | 1119 | 6595 | SH |  | SOLE |  | 0 | 0 | 6595 |
| SPDR S 500 ETF | COM | 78462f103 |  | 574 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| STAG INDUSTRIAL INC REIT | COM | 85254j102 |  | 1766 | 54650 | SH |  | SOLE |  | 0 | 0 | 54650 |
| STARBUCKS CORP | COM | 855244109 |  | 1198 | 12077 | SH |  | SOLE |  | 0 | 0 | 12077 |
| T-MOBILE US INC | COM | 872590104 |  | 749 | 5350 | SH |  | SOLE |  | 0 | 0 | 5350 |
| TEXAS INSTRUMENTS | COM | 882508104 |  | 818 | 4953 | SH |  | SOLE |  | 0 | 0 | 4953 |
| THE COCA-COLA CO | COM | 191216100 |  | 306 | 4815 | SH |  | SOLE |  | 0 | 0 | 4815 |
| WALT DISNEY CO | COM | 254687106 |  | 216 | 2488 | SH |  | SOLE |  | 0 | 0 | 2488 |

---