# EDGAR Filing Document

**Accession Number:** 0000088454
**File Stem:** 0000088454-23-000002
**Filing Date:** 2023-2
**Character Count:** 4291
**Document Hash:** fac6924d15ad6b28963c875c9db167bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000088454-23-000002.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0000088454-23-000002

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230216

**DATE AS OF CHANGE**: 20230313

**EFFECTIVENESS DATE**: 20230226

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SECURITIES REGISTRAR & TRANSFER CORP                    /TA
- **CENTRAL INDEX KEY:** 0000088454
- **IRS NUMBER:** 941716593
- **STATE OF INCORPORATION:** CA

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-00582
- **FILM NUMBER:** 23725802

**BUSINESS ADDRESS:**
- **STREET 1:** 4276 NAPA LOOP
- **CITY:** ROSEVILLE
- **STATE:** CA
- **ZIP:** 95747
- **BUSINESS PHONE:** 5303947045

**MAIL ADDRESS:**
- **STREET 1:** 4276 NAPA LOOP
- **CITY:** ROSEVILLE
- **STATE:** CA
- **ZIP:** 95747

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SECURITIES REGISTRAR & TRANSFER CORP                    /TA
- **DATE OF NAME CHANGE:** 20000101

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** SECURITIES REGISTRAR & TRANSFER CORP                    /TA

**FINS Number:** 402446

**Address of principal office where transfer agent activities are performed:** 4276 Napa Loop, Roseville, CA, 95747-8604

**Is mailing address different from principal office address?:** No

**Telephone Number:** 530-394-7045

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** Flowery Gold Mines Company of Nevada

- **Agreement Description:** parent company of Securites Registrar and Transfer Corp. - Board of directors

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name   | Relationship Start Date   | Title or Status   | Ownership Code   |
|:---|:---|:---|:---|
| Norman A Lamb | 04/09/1970                | President         | NA               |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Norman A Lamb

**Title:** President

**Date:** 02/16/2023

**Phone Number:** 530-394-7045