# EDGAR Filing Document

**Accession Number:** 0001077771
**File Stem:** 0001077771-23-000003
**Filing Date:** 2023-1
**Character Count:** 7964
**Document Hash:** 6bfa5642d2850db5ac3cc12f63d57389
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001077771-23-000003.hdr.sgml**: 20230111

**ACCESSION NUMBER**: 0001077771-23-000003

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230111

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230111

**DATE AS OF CHANGE**: 20230111

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UMPQUA HOLDINGS CORP
- **CENTRAL INDEX KEY:** 0001077771
- **STANDARD INDUSTRIAL CLASSIFICATION:** SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
- **IRS NUMBER:** 931261319
- **STATE OF INCORPORATION:** OR
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34624
- **FILM NUMBER:** 23523067

**BUSINESS ADDRESS:**
- **STREET 1:** ONE SW COLUMBIA STREET
- **STREET 2:** SUITE 1200
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97204
- **BUSINESS PHONE:** 503-727-4100

**MAIL ADDRESS:**
- **STREET 1:** ONE SW COLUMBIA STREET
- **STREET 2:** SUITE 1200
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97204

?xml version="1.0" ? umpq-20230111

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report: **January 11, 2023**

(Date of earliest event reported)

**Umpqua Holdings Corporation**

(Exact Name of Registrant as Specified in Its Charter)

---

| | | |
|:---|:---|:---|
| **<u>Oregon</u>** | **<u>001-34624</u>** | **<u>93-1261319</u>** |
| (State or Other Jurisdiction of Incorporation or Organization) | (Commission File Number) | (I.R.S. Employer Identification Number) |

---

**5885 Meadows Road, Suite 400**

**Lake Oswego, Oregon 97035**

(address of Principal Executive Offices)(Zip Code)

**(503) 727-4100**

(Registrant's Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ☐ ]&nbsp;&nbsp;&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ☐ ]&nbsp;&nbsp;&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ☐ ]&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ☐ ]&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| <u>TITLE OF EACH CLASS</u> | <u>TRADING SYMBOL</u> | <u>NAME OF EXCHANGE</u> |
| **Common Stock** | **UMPQ** | **The NASDAQ Global Select Market** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ☐]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [ ]

------

---

| | |
|:---|:---|
| **Item 7.01** | **Regulation FD Disclosure** |

---

On January 11, 2023, Umpqua Holdings Corporation announced that it will conduct a quarterly earnings conference call on Tuesday, January 24, 2022, at 10:00 a.m. PT (1:00 p.m. ET). During the call, the Company will provide an update on recent activities and discuss its fourth quarter 2022 financial results. The press release announcing the conference call information is attached as Exhibit 99.1 and incorporated herein by reference.

---

| | |
|:---|:---|
| **Item 8.01** | **Other Events** |

---

On January 11, 2023, Umpqua Holdings Corporation announced that its Board of Directors approved a quarterly cash dividend of $0.21 per common share. The dividend is payable on February 6, 2023, to shareholders of record as of January 23, 2023.

---

| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits** |
| (d) | Exhibits. |
|  | <u>[99.1 Press Release Announcing](umpqex991q42022dividendand.htm)[D](umpqex991q42022dividendand.htm)[i](umpqex991q42022dividendand.htm)[vidend and](umpqex991q42022dividendand.htm)[Quarterly Earnings Conference Call](umpqex991q42022dividendand.htm)</u> |
|  | 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

------

**<u>SIGNATURES</u>**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| | UMPQUA HOLDINGS CORPORATION<br>(Registrant) |
| Dated: January 11, 2023 | By:<u>/s/ Andrew H. Ognall</u><br>&nbsp;&nbsp;&nbsp;&nbsp; Andrew H. Ognall<br>&nbsp;&nbsp;&nbsp;&nbsp; Executive Vice President, General Counsel and Secretary |

---

## Exhibit 99.1

![umpqlogoa.jpg](umpqlogoa.jpg)

**Contact:**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| |
|:---|
| Jacquelynne "Jacque" Bohlen |
| SVP/Investor Relations Director |
| Umpqua Holdings Corporation |
| (503) 727-4117 |
| jacquebohlen@umpquabank.com |

---

**Umpqua Holdings Corporation Announces $0.21 Per Common Share Dividend and Date of Fourth Quarter 2022 Earnings Conference Call**

**PORTLAND, Ore., January 11, 2023** – Umpqua Holdings Corporation (Nasdaq: UMPQ), parent company of Umpqua Bank, today announced that its board of directors has approved a quarterly cash dividend in the amount of $0.21 per common share. The dividend is payable on February 6, 2023, to shareholders of record as of January 23, 2023.

Umpqua Holdings Corporation also announced it will host its fourth quarter 2022 earnings conference call on Tuesday, January 24, 2023 at 10:00 a.m. PT (1:00 p.m. ET). During the call, the Company will provide an update on recent activities and discuss its fourth quarter 2022 financial results, which are expected to be released after the market closes on January 23, 2023. There will be a live question-and-answer session following the presentation, and participants may register for the call using the below link to receive dial-in details and their own unique PINs or join the audiocast. It is recommended you join 10 minutes prior to the start time.

Register for the call: https://register.vevent.com/register/BIe0ddbff7399e4e01aaf5599b227fe00d

Join the audiocast: https://edge.media-server.com/mmc/p/tvpg2iae

Access the replay through the Company's investor relations page: https://www.umpquabank.com/investor-relations/.

**About Umpqua Holdings Corporation**

Umpqua Holdings Corporation (Nasdaq: UMPQ), headquartered in Portland, Oregon, is the parent company of Umpqua Bank, an Oregon-based regional bank that operates in Oregon, Washington, California, Idaho, Nevada, Arizona, and Colorado. Umpqua Bank has been recognized for its innovative customer experience and banking strategy by national publications including The Wall Street Journal, The New York Times, BusinessWeek, Fast Company and CNBC. The company was named #1 in Customer Satisfaction for the Northwest Region in the J.D. Power 2021 U.S. Retail Banking Satisfaction Study<sup>SM</sup>, and Forbes consistently ranks Umpqua as one of America's Best Banks. The Portland Business Journal has also recognized Umpqua as the Most Admired Financial Services Company in Oregon for eighteen consecutive years. In addition to its retail and commercial banking presence, Umpqua Bank owns Financial Pacific Leasing, Inc., a nationally recognized commercial finance company that provides equipment leases to businesses. For more information, visit umpquabank.com.

\# \# \#

<br>