# EDGAR Filing Document

**Accession Number:** 0001992104
**File Stem:** 0001193125-25-260911
**Filing Date:** 2025-10
**Character Count:** 3760
**Document Hash:** 4186e6a963b80ec1d740d084fc6ab267
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-260911.hdr.sgml**: 20251031

**ACCESSION NUMBER**: 0001193125-25-260911

**CONFORMED SUBMISSION TYPE**: 497

**PUBLIC DOCUMENT COUNT**: 10

**FILED AS OF DATE**: 20251031

**DATE AS OF CHANGE**: 20251031

**EFFECTIVENESS DATE**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PGIM Rock ETF Trust
- **CENTRAL INDEX KEY:** 0001992104

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 497
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-274664
- **FILM NUMBER:** 251441230

**BUSINESS ADDRESS:**
- **STREET 1:** 655 BROAD ST
- **STREET 2:** 6TH FLOOR
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102
- **BUSINESS PHONE:** 862-302-9412

**MAIL ADDRESS:**
- **STREET 1:** 655 BROAD ST
- **STREET 2:** 6TH FLOOR
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102

## Series and Classes Contracts Data

### PGIM S&P 500 Max Buffer ETF - November (Series ID: S000089295)

---

|  |  |  |
|:---|:---|:---|
| Class Name                             | Ticker Symbol | Class ID   |
| PGIM S&P 500 Max Buffer ETF - November | PMNV          | C000255812 |

---

## Series and Classes Contracts Data

### PGIM S&P 500 Max Buffer ETF - November (Series ID: S000089295)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000255812 | PGIM S&P 500 Max Buffer ETF - November | PMNV            |

?xml version='1.0' encoding='ASCII'? 497

**PGIM Rock ETF Trust**

**PGIM S&P 500 Max Buffer ETF – November**

**(the "Fund")**

***Supplement dated* October 31, 2025**

***to the Fund's Currently Effective Prospectus***

As described in detail in the Fund's prospectus, an investment in shares of the Fund is subject to a pre-determined upside return cap (the "cap") that represents the maximum percentage return an investor can achieve from an investment in the Fund for the entire Target Outcome Period (generally, an approximately one-year period over which the Fund seeks to produce the target outcome). The Target Outcome Period for the Fund will commence on November 1, 2025 and end on October 31, 2026.

An investment in the Fund over the course of the Target Outcome Period will be subject to the Fund's cap and downside buffer as set forth in the table below.

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| | | | |
|:---|:---|:---|:---|
| **Fund Name** | **Ticker** | **Cap** | **Investment Objective** |
| PGIM S&P 500 Max <br> Buffer ETF – November<br>| PMNV | &nbsp;&nbsp; Gross: 7.13%<br> Net: 6.63%\*<br>| &nbsp;&nbsp; The Fund's investment objective is to provide <br> investors with returns that match the price return <br> of the SPDR® S&P 500® ETF Trust up to a <br> predetermined upside cap while seeking to <br> maximize the downside protection against the <br> SPDR® S&P 500® ETF Trust's losses over the <br> one-year Target Outcome Period. In seeking to <br> achieve this investment objective, the Fund's <br> approximate upside cap over the period <br> November 1, 2025 through October 31, 2026 is <br> 7.13% (before fees and expenses). The downside <br> buffer for the period is 100% (before fees and <br> expenses).<br>|

---

\* Takes into account the Fund's unitary management fee.

In connection with the onset of the new Target Outcome Period, the Fund's prospectus is amended as set forth below:

■

The sections in the Funds' Prospectus entitled "Investment Objective" are deleted in their entirety and replaced with the corresponding disclosure set forth under "Investment Objective" in the table above.

■

All references to the upside cap are deleted in their entirety and replaced with the corresponding cap and downside buffer set forth in the table above.

LR5023NOV

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