# EDGAR Filing Document

**Accession Number:** 0001285613
**File Stem:** 0001193125-26-009111
**Filing Date:** 2026-1
**Character Count:** 10799
**Document Hash:** 3cb616fb609adba6ca4f46f6baebe6a8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-009111.hdr.sgml**: 20260109

**ACCESSION NUMBER**: 0001193125-26-009111

**CONFORMED SUBMISSION TYPE**: 4/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20240722

**FILED AS OF DATE**: 20260109

**DATE AS OF CHANGE**: 20260109

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** STEIN ELLIOT JR
- **CENTRAL INDEX KEY:** 0001285613

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00646
- **FILM NUMBER:** 26523968

**MAIL ADDRESS:**
- **STREET 1:** C/ COMMONWEALTH CAPITAL PARTNERS
- **STREET 2:** 444 MADISON AVE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MidCap Financial Investment Corp
- **CENTRAL INDEX KEY:** 0001278752

**ORGANIZATION NAME:**
- **EIN:** 522439556
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 9 W. 57TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** (212) 822-0509

**MAIL ADDRESS:**
- **STREET 1:** 9 W. 57TH STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** APOLLO INVESTMENT CORP
- **DATE OF NAME CHANGE:** 20040227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** APOLLO CAPITAL CORP
- **DATE OF NAME CHANGE:** 20040204

## Ex-24

**Exhibit 24**

**POWER OF ATTORNEY**

**KNOW ALL PEOPLE BY THESE PRESENTS**, that each person whose signature appears below hereby makes, constitutes and appoints each of Tanner Powell, Kristin Hester, Gregory W. Hunt, Ted McNulty and Amit Joshi with full power to act without the other, as his or her agent and attorney-in-fact for the purpose of executing in his or her name, in his or her capacity as a Director and/or officer of MidCap Financial Investment Corporation, (i) the registration statement on Form N-2 or any other appropriate form (including amendments or supplements thereto), to be filed with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, and the rules and regulations promulgated thereunder, as applicable or (ii) any statement of beneficial ownership on Form 3, 4 or 5 to be filed with the United States Securities and Exchange Commission.

All past acts of an attorney-in-fact in furtherance of the foregoing are hereby ratified and confirmed.

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.

This Power of Attorney shall be valid from the date hereof until revoked by me.

IN WITNESS HEREOF I have executed this instrument as of the 6th day of April, 2023.

---

| | |
|:---|:---|
| /s/ Tanner Powell | &nbsp;&nbsp;&nbsp;&nbsp;Chief Executive Officer |
| Tanner Powell |  |
| /s/ Gregory W. Hunt | &nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer and Treasurer |
| Gregory W. Hunt |  |
| /s/ Amit Joshi | &nbsp;&nbsp;&nbsp;&nbsp;Chief Accounting Officer and Assistant Treasurer |
| Amit Joshi |  |
| /s/ Ted McNulty | &nbsp;&nbsp;&nbsp;&nbsp;President |
| Ted McNulty |  |
| /s/ Howard Widra | &nbsp;&nbsp;&nbsp;&nbsp;Executive Chairman of the Board of Directors, Director |
| Howard Widra |  |
| /s/ R. Rudolph Reinfrank | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| R. Rudolph Reinfrank |  |
| /s/ Barbara Matas | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| Barbara Matas |  |
| /s/ Carmencita Whonder | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| Carmencita Whonder |  |
| /s/ Jeanette W. Loeb | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| Jeanette W. Loeb |  |

---

---

| | |
|:---|:---|
| /s/ Elliot Stein, Jr. | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| Elliot Stein, Jr. |  |

---

------

---

| | |
|:---|:---|
| /s/ Frank C. Puleo | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| Frank C. Puleo |  |
| /s/ John J. Hannan | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| John J. Hannan |  |
| /s/ Emanuel Pearlman | &nbsp;&nbsp;&nbsp;&nbsp;Director |
| Emanuel Pearlman |  |
| /s/ Kristin Hester | &nbsp;&nbsp;&nbsp;&nbsp;Chief Legal Officer and Secretary |
| &nbsp;&nbsp;&nbsp;&nbsp;Kristin Hester |  |

---

------

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4/A

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>STEIN ELLIOT JR<br><sub>(Last) (First) (Middle)</sub><br>C/O MIDCAP FINANCIAL INVESTMENT CORP<br>9 WEST 57TH STREET<br><sub>(Street)</sub><br>NEW YORK, NY 10019<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2024-07-22 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>MidCap Financial Investment Corp [ MFIC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2024-07-22 |  | A |  | 668 | A | <sup>(1)</sup> | 5342 | D |  |
| Common Stock | 2024-07-22 |  | A |  | 566 | A | <sup>(2)</sup> | 5908 | D |  |
| Common Stock |  |  |  |  |  |  |  | 3533 | I | Elliot Stein Jr. Defined Benefit Plan |
| Common Stock |  |  |  |  |  |  |  | 910 | I | By Spouse |
| Common Stock |  |  |  |  |  |  |  | 3245 | I | Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

(2) Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

**Remarks:**
The original Form 4 filed on July 24, 2024 is being amended by this Form 4 amendment to correct the number of shares beneficially owned both directly and indirectly.  The original Form 4 filing inadvertently consolidated all ownership under direct ownership.
Exhibit List: Exhibit 24- Power of Attorney

**Signature:** /s/ Kristin Hester, as Attorney-in-Fact  
**Date:** 2026-01-09

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**