# EDGAR Filing Document

**Accession Number:** 0001279559
**File Stem:** 0001437749-26-011753
**Filing Date:** 2026-4
**Character Count:** 2405
**Document Hash:** d7f1ff8e9186176bbacf1e397aaa1617
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-011753.hdr.sgml**: 20260408

**ACCESSION NUMBER**: 0001437749-26-011753

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260408

**DATE AS OF CHANGE**: 20260408

**EFFECTIVENESS DATE**: 20260408

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DAWSON JAMES SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001279559

**ORGANIZATION NAME:**
- **EIN:** 200161722
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66367
- **FILM NUMBER:** 26847959

**BUSINESS ADDRESS:**
- **STREET 1:** 2700 N. MILITARY TRAIL
- **STREET 2:** SUITE 100
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431
- **BUSINESS PHONE:** 561-391-5555

**MAIL ADDRESS:**
- **STREET 1:** 2700 N. MILITARY TRAIL
- **STREET 2:** SUITE 100
- **CITY:** BOCA RATON
- **STATE:** FL
- **ZIP:** 33431

### Attached PDF Documents

**Attachment 1:** `djs_public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001279559

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DAWSON JAMES SECURITIES, INC.

**Business Address:** 2700 N. MILITARY TRAIL, SUITE 100, BOCA RATON, FL, 33431

**Contact Person:** Gene Stice

**Contact Phone:** 561-208-2912

### Independent Public Accountant Identification

**Accountant Name:** Cherry Bekaert LLP

**Accountant Address:** 3800 Glenwood Avenue, Suite 900, Raleigh, NC, 27612

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Gene Stice**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DAWSON JAMES SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** /s/ Gene Stice

**Title:** Chief Financial Officer