# EDGAR Filing Document

**Accession Number:** 0001943896
**File Stem:** 0001193125-26-037791
**Filing Date:** 2026-2
**Character Count:** 12601
**Document Hash:** 45cfe3096ecf6a2024ad400b223bd7d7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-037791.hdr.sgml**: 20260204

**ACCESSION NUMBER**: 0001193125-26-037791

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20260202

**ITEM INFORMATION**: Results of Operations and Financial Condition

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260204

**DATE AS OF CHANGE**: 20260204

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rubrik, Inc.
- **CENTRAL INDEX KEY:** 0001943896
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 464560494
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42028
- **FILM NUMBER:** 26599178

**BUSINESS ADDRESS:**
- **STREET 1:** 3495 DEER CREEK ROAD
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94304
- **BUSINESS PHONE:** 8444782745

**MAIL ADDRESS:**
- **STREET 1:** 3495 DEER CREEK ROAD
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94304

?xml version='1.0' encoding='ASCII'? 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report (date of earliest event reported): February 2, 2026

## RUBRIK, INC.

#### (Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-42028** | **46-4560494** |
| **(State or other jurisdiction of**<br> **incorporation or organization)** | **(Commission**<br> **File Number)** | **(I.R.S. Employer**<br> **Identification Number)** |

---

#### 3495 Deer Creek Road, Palo Alto, California 94304

#### (Address of principal executive offices and zip code)
(844) 478-2745

#### (Registrant's telephone number, including area code)

#### Not applicable

#### (Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Class A Common Stock, $0.000025 par value | RBRK | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

---

| | |
|:---|:---|
| **Item 2.02.** | **Results of Operations and Financial Condition.**  |

---

On February 4, 2026, Rubrik, Inc. (the "**Company**") issued a press release announcing, among other things, the management changes described in Item 5.02 below and the Company's preliminary expectations regarding its fourth fiscal quarter and fiscal 2026 financial results. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information contained in this Item 2.02 of this Current Report on Form 8-K, including the accompanying Exhibit 99.1 hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "**Exchange Act**"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings, unless expressly incorporated by specific reference in such filings.

---

| | |
|:---|:---|
| **Item 5.02.** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**  |

---

On February 2, 2026, Brian McCarthy, President, Global Sales and Field Operations of the Company, notified the Company of his intent to resign, effective as of February 6, 2026, to pursue another opportunity. Jesse Green, the Company's current President, Rubrik Americas, was promoted to Chief Revenue Officer to succeed Mr. McCarthy.

------

---

| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits.**  |

---

(d) Exhibits

---

| | |
|:---|:---|
| **Exhibit<br>No.** | **Description** |
| 99.1 | [Press release issued by Rubrik, Inc. dated February 4, 2026.](d52441dex991.htm) |
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. |

---

------

#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
| Date: February 4, 2026 | **Rubrik, Inc.** | **Rubrik, Inc.** |
|  | By: | /s/ Kiran Choudary |
|  | Name: | Kiran Choudary |
|  | Title: | Chief Financial Officer |

---

## Exhibit 99.1

**Exhibit 99.1** 

**Rubrik Promotes Jesse Green to Chief Revenue Officer** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Company Advances Proven Leader for the Next Phase of Growth and Scale

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Rubrik Delivers Strong Fourth Quarter, Preliminary Results Exceed All Guidance Metrics

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Rubrik Set to Report Fourth Quarter and Fiscal Year 2026 Results on March 12, 2026

PALO ALTO, Calif., February 4, 2026 – Rubrik, the Security and AI Operations Company, today announced the promotion of Jesse Green to Chief Revenue Officer. Green, who successfully served as President, Rubrik Americas, now will lead the company's global revenue organization to continue to scale and accelerate the company's rapid growth and industry leadership. He succeeds Brian McCarthy, who leaves for another opportunity. McCarthy built a strong organization and culture that delivered consistent results.

With nearly 25 years of go to market leadership experience including nearly three years at Rubrik, Green has a proven track record growing and leading teams through periods of rapid growth and scale at companies such as MongoDB, AppDynamics, and BMC Software.

"This is an exciting moment in time for Rubrik. Following our record third quarter, we just delivered a very strong fourth quarter with preliminary financial results exceeding all guided metrics," said Bipul Sinha, Rubrik's Chief Executive Officer, Chairman, and Co-Founder. "Under Jesse's leadership the team has realized exceptional growth and I am confident our momentum will continue as we grow and expand our business around the world."

"I am proud to lead a world-class team into our next phase of our growth," said Jesse Green, Chief Revenue Officer, Rubrik. "Our customers benefit from a proven platform that delivers reliable cyber resilience across data, identity and AI. We look forward to helping our customers and partners deliver trusted AI transformation and agentic work at scale."

Rubrik delivers Cyber Resilience and AI Agent Operations platforms to enable confident AI transformation and agent deployment at scale. The company continues to grow rapidly, expanding its platform both organically and through acquisitions, including Predibase and Laminar. Rubrik was recently recognized as a <u>Leader</u> in the IDC MarketScape: Worldwide Cyber-Recovery 2025 Vendor Assessment.

------

**About Rubrik** 

Rubrik (NYSE: RBRK), the Security and AI Operations Company, leads at the intersection of data protection, cyber resilience, and enterprise AI acceleration. Rubrik Security Cloud delivers complete cyber resilience by securing, monitoring, and recovering data, identities, and workloads across clouds. Rubrik Agent Cloud accelerates trusted AI agent deployments at scale by monitoring and auditing agentic actions, enforcing real-time guardrails, fine-tuning for accuracy and undoing agentic mistakes.

For more information, please visit <u>www.rubrik.co</u><u>m</u> and follow <u>@rubrikInc</u> on X (formerly Twitter) and <u>Rubrik</u> on LinkedIn.

**Additional Disclosures** 

Rubrik's expectations regarding its fourth fiscal quarter and fiscal year 2026 financial results are preliminary and are subject to revision in connection with Rubrik's financial closing procedures and finalization of Rubrik's consolidated financial statements for the fiscal year ended January 31, 2026. Actual results may differ from these preliminary expectations.

**Forward-Looking Statements** 

This press release and the related conference call contain express and implied "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995, including statements regarding Rubrik's expectations for its preliminary financial results for the fourth quarter of fiscal year 2026 and full fiscal year 2026, Rubrik's market position, market opportunities, and growth strategy, product initiatives, go-to-market motions and market trends. In some cases, you can identify forward-looking statements by terms such as "anticipate," "believe," "estimate," "expect," "intend," "may," "might," "plan," "project," "will," "would," "should," "could," "can," "predict," "potential," "target," "explore," "continue," "outlook," "guidance," or the negative of these terms, where applicable, and similar expressions intended to identify forward-looking statements. By their nature, these statements are subject to numerous uncertainties and risks, including factors beyond Rubrik's control, that could cause actual results, performance or achievement to differ materially and adversely from those anticipated or implied in the statements. Risks include but are not limited to Rubrik's ability to successfully transition its sales and revenue leadership, Rubrik's ability to effectively manage and retain talent in its sales organization, limited operating history, the growth rate of the market in which Rubrik competes, Rubrik's ability to effectively manage and sustain its growth, Rubrik's ability to introduce new products on top of its platform, Rubrik's ability to compete with existing competitors and new market entrants, Rubrik's ability to expand internationally, its ability to utilize AI successfully in its current and future products, and Rubrik's ability to successfully integrate acquisitions into its business and operations. Additional risks and uncertainties that could cause actual outcomes and results to differ materially from those contemplated by the forward-looking statements are included under the caption "Risk Factors" and elsewhere in Rubrik's most recent filings with the Securities and Exchange Commission, including in its Quarterly Report on Form 10-Q for the fiscal quarter ended October 31, 2025. Forward-looking statements speak only as of the date the statements are made and are based on information available to Rubrik at the time those statements are made and/or management's good faith belief as of that time with respect to future events. Rubrik assumes no obligation to update forward-looking statements to reflect events or circumstances after the date they were made, except as required by law.

------

**Corporate Communications Contact** 

Jessica Moore

Chief of Communications, Rubrik

415.244.6565 press@rubrik.com

**Investor Relations Contact** 

Melissa Franchi

VP, Head of Investor Relations, Rubrik

781.367.0733 IR@rubrik.com