# EDGAR Filing Document

**Accession Number:** 0001217257
**File Stem:** 0001217257-26-000003
**Filing Date:** 2026-3
**Character Count:** 2716
**Document Hash:** 73c3ccc56c8c0e4a325eb5780d98427a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001217257-26-000003.hdr.sgml**: 20260317

**ACCESSION NUMBER**: 0001217257-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260317

**DATE AS OF CHANGE**: 20260317

**EFFECTIVENESS DATE**: 20260317

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CASTLEOAK SECURITIES, LP
- **CENTRAL INDEX KEY:** 0001217257

**ORGANIZATION NAME:**
- **EIN:** 450496456
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65786
- **FILM NUMBER:** 26759639

**BUSINESS ADDRESS:**
- **STREET 1:** 200 VESEY STREET
- **STREET 2:** FL 04
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281
- **BUSINESS PHONE:** (646) 493-5748

**MAIL ADDRESS:**
- **STREET 1:** 200 VESEY ST
- **STREET 2:** FL 04
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CASTLEOAK SECURITIES,LP
- **DATE OF NAME CHANGE:** 20060426

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CASTLEOAK SECURITIES, LP
- **DATE OF NAME CHANGE:** 20060307

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CASTLEOAK SECURITIES,LP
- **DATE OF NAME CHANGE:** 20060302

### Attached PDF Documents

**Attachment 1:** `auditfin2025publicfinal.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001217257

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CASTLEOAK SECURITIES, LP

**Business Address:** 200 VESEY STREET, FL 04, NEW YORK, NY, 10281

**Contact Person:** Luis J. Gomez

**Contact Phone:** 2126106228

### Independent Public Accountant Identification

**Accountant Name:** Citrin Copperman & Company, LLP

**Accountant Address:** 50 Rockefeller Plaza, New York, NY, 10020

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David R. Jones**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CASTLEOAK SECURITIES, LP**, as of **12-31-2025**, are true and correct.

**Signature:** David R. Jones

**Title:** Chief Executive Officer - President