# EDGAR Filing Document

**Accession Number:** 0001877939
**File Stem:** 0001575872-23-000105
**Filing Date:** 2023-1
**Character Count:** 7291
**Document Hash:** 9ee7cd0b02769edc358d0da69641d8dd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001575872-23-000105.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001575872-23-000105

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 16

**CONFORMED PERIOD OF REPORT**: 20230113

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Castellum, Inc.
- **CENTRAL INDEX KEY:** 0001877939
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
- **IRS NUMBER:** 274079982
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41526
- **FILM NUMBER:** 23537767

**BUSINESS ADDRESS:**
- **STREET 1:** 3 BETHESDA METRO CENTER
- **STREET 2:** SUITE 700
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814
- **BUSINESS PHONE:** (301) 461-1839

**MAIL ADDRESS:**
- **STREET 1:** 3 BETHESDA METRO CENTER
- **STREET 2:** SUITE 700
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814

?xml version="1.0" encoding="utf-8"? Castellum, Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report (Date of earliest event reported): January 13, 2023

CASTELLUM, INC.

(Exact name of Registrant as specified in its charter)

<u> Nevada </u> <u> 001-41526 </u> <u> 27-4079982 </u> <br> (State or other jurisdiction (Commission (IRS Employer <br> of incorporation) File Number) Identification No.)

3 Bethesda Metro Center, Suite 700

Bethesda, MD 20814

(Address of principal executive offices, including zip code)

301-961-4895

(Registrant's telephone number, including area code)

Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common stock, par value | CTM | NYSE American LLC |
| $0.0001 per share |  |  |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company⌧

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.⌧

**Item 8.01 Other Events**

.

On January 13, 2023, the Company issued a press release announcing Alan "Al" Lynn has joined the Company's Advisory Board. A copy of the press release is attached as Exhibit 99.1.

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

---

| | |
|:---|:---|
| Exhibit No. | Description |
| [99.1](lb079_ex99-1.htm) | [Press Release dated January 13, 2023 announcing Alan "Al" Lynn has joined the Company's Advisory Board.](lb079_ex99-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

---

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | CASTELLUM, INC. | CASTELLUM, INC. |
| Date: January 19, 2023 | By: | */s/* Mark C. Fuller |
|  | Name: | Mark C. Fuller |
|  | Title: | Chief Executive Officer |

---

## Exhibit 99.1

**Exhibit 99.1**

Castellum, Inc. Announces Alan R. Lynn to Join Advisory Board

Castellum, Inc. (NYSE American: CTM) announces Alan "Al" Lynn has joined the Company's Advisory Board - <u>http://castellumus.com/</u>

POTOMAC, Md., Jan. 13, 2023 (GLOBE NEWSWIRE) -- Castellum, Inc. (NYSE American: CTM) announces Alan "Al" Lynn has joined the Company's Advisory Board. <u>Castellum's Advisory Board</u> seats experienced business leaders and senior cybersecurity / information technology (IT) executives with business, government, and technical expertise useful in fostering the growth of the Company.

"Al is an incredible addition to the Castellum Advisory Board," said Mark Fuller, CEO of Castellum. "Al brings experience in technology innovation in a <u>Fortune 50</u> company that opened new markets and expanded relationships with existing customers. He will work closely with senior management as we refine our strategic plan related to cyber and technology."

Al Lynn most recently worked at <u>Cisco Systems</u> where he was the Vice President of Engineering for <u>Cisco's Emerging Technology and Incubations Group</u> creating new inventions in software and hardware. Al retired as a <u>US Army Lieutenant General</u> with a distinguished military career with highlights that include serving as the <u>Director of DISA,</u> Commander <u>JFHQ-DODIN for CYBERCOM</u>, Commander of <u>NETCOM</u>, and Commander of <u>SIGCoE</u> and <u>US Army Ft. Gordon</u> along with experiences spanning the cyber and electronic warfare battlefields.

Al received his BA from <u>California University of Pennsylvania</u> and his master's degree from the <u>Industrial College of the Armed Forces</u>.

**About Castellum, Inc.:**

<u>Castellum, Inc.</u> (NYSE American: CTM) is a defense-oriented technology company which is executing strategic acquisitions in the cyber security, information technology and software, information warfare, and electronic warfare and engineering services space - <u>http://castellumus.com/</u>.

**Forward-Looking Statements:** 

This release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. All forward-looking statements are inherently uncertain, based on current expectations and assumptions concerning future events or future performance of the company. Readers are cautioned not to place undue reliance on these forward-looking statements, which are only predictions and speak only as of the date hereof. In evaluating such statements, prospective investors should review carefully various risks and uncertainties identified in this release and matters disclosed at www.otcmarkets.com. These risks and uncertainties could cause the company's actual results to differ materially from those indicated in the forward-looking statements.

Contact:

*Mark Fuller, CEO*

info@castellumus.com

301-961-4895

A photo accompanying this announcement is available at <u>https://www.globenewswire.com/NewsRoom/AttachmentNg/b5d94579-3eaf-40a4-b761-21d3aea993f7</u>