# EDGAR Filing Document

**Accession Number:** 0001500412
**File Stem:** 0001193125-25-230103
**Filing Date:** 2025-10
**Character Count:** 5692
**Document Hash:** 5e5bf2c66f494288ab3d2a38b0d3f4c1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-230103.hdr.sgml**: 20251003

**ACCESSION NUMBER**: 0001193125-25-230103

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20250929

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20251003

**DATE AS OF CHANGE**: 20251003

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ambiq Micro, Inc.
- **CENTRAL INDEX KEY:** 0001500412
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 271911389
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42766
- **FILM NUMBER:** 251373731

**BUSINESS ADDRESS:**
- **STREET 1:** 6500 RIVER PLACE BOULEVARD
- **STREET 2:** BUILDING 7, SUITE 200
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78730
- **BUSINESS PHONE:** (512) 879-2850

**MAIL ADDRESS:**
- **STREET 1:** 6500 RIVER PLACE BOULEVARD
- **STREET 2:** BUILDING 7, SUITE 200
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78730

?xml version='1.0' encoding='ASCII'? 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): September 29, 2025

## Ambiq Micro, Inc.

#### (Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-42766** | **27-1911389** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

---

| | |
|:---|:---|
| **6500 River Place Blvd.**<br> **Building 7**<br> **Austin, Texas** | **78730** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

#### Registrant's telephone number, including area code: 512 879-2850

#### (Former Name of Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

#### Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading<br>Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Common Stock, $0.000001 par value per share | AMBQ | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.02** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**  |

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(e) On September 29, 2025, the Board of Directors (the "Board") of Ambiq Micro, Inc. (the "Company") approved one-time cash bonuses of $328,000, $328,000, $120,000 and $105,000 to Fumihide Esaka, the Company's Chief Executive Officer, Scott Hanson, the Company's Chief Technology Officer, Jeff Winzeler, the Company's Chief Financial Officer and Sean Chen, the Company's President and Chief Operating Officer, respectively. These bonuses were awarded in recognition of each executive officer's contributions during the Company's initial public offering and to ensure retention of such key executives. Also, on September 29, 2025, the Board approved the acceleration of one-third of Mr. Winzeler's previously issued stock options, effective as of October 1, 2025.

On October 2, 2025, the Board approved awards of time-based restricted stock units ("RSUs") under the Company's 2025 Equity Incentive Plan in the amounts of 159,907, 83,819, 52,667 and 56,029 RSUs to Mr. Esaka, Mr. Hanson, Mr. Winzeler and Mr. Chen, respectively. The RSUs will vest over four years, with 25% of the RSUs vesting on October 1, 2026 and 1/12th of the RSUs vesting quarterly thereafter, subject to each executive's continued service through each vesting date. The RSU awards will be subject to the terms and conditions of the Company's 2025 Equity Incentive Plan and related award agreements. The RSU awards were made in an effort to ensure retention of the Company's key executives.

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: October 3, 2025 | **Ambiq Micro, Inc.** | **Ambiq Micro, Inc.** |
|  | By: | /s/ Jeffrey G. Winzeler |
|  |  | Jeffrey G. Winzeler |
|  |  | Chief Financial Officer |

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