# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-003589
**Filing Date:** 2023-1
**Character Count:** 17972
**Document Hash:** ae5d872a555a16b7a1c25b82a22f44f0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-003589.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001145549-23-003589

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23560350

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Alexis Practical Tactical ETF (Series ID: S000072266)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000228353 | Alexis Practical Tactical ETF | LEXI            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Alexis Practical Tactical ETF

- **b. EDGAR series identifier (if any):** S000072266

- **c. LEI of Series:** 5493007SSD1LO6II5S51

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $55192652.15

**Total Liabilities:** $37153.91

**Net Assets:** $55155498.24

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000228353 | -8.90%               | 8.66%                | 5.45%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-263335.98              | $-4524150.18                               |
| Month 2  | $-1615557.77             | $5756588.51                                |
| Month 3  | $320946.05               | $2511388.50                                |

### Schedule of Portfolio Investments

| Name                                   | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cummins Inc                            | Cummins Inc                                                         | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      2340 | NS      | $587714.40    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                             | Deere & Co                                                          | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      1626 | NS      | $717066.00    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Co                          | Ford Motor Co                                                       | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |     19000 | NS      | $264100.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                     | Home Depot Inc/The                                                  | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      1666 | NS      | $539767.34    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc            | Honeywell International Inc                                         | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      2531 | NS      | $555681.05    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust Series 1             | Invesco QQQ Trust Series 1                                          | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |      9611 | NS      | $2819482.96   | 5.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange-Traded Fund T         | Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF | CUSIP: 46137V258<br>LEI: 5493005UIJUTBBZG8B08 | Long             | EC               | RF                | US        |     22694 | NS      | $1886098.34   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco S&P 500 Equal Weight E         | Invesco S&P 500 Equal Weight ETF                                    | CUSIP: 46137V357<br>LEI: N/A                  | Long             | EC               | RF                | US        |     25856 | NS      | $3847889.92   | 6.98%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares US Transportation ETF          | iShares US Transportation ETF                                       | CUSIP: 464287192<br>LEI: 54930060GGS23N7A3X92 | Long             | EC               | RF                | US        |      4695 | NS      | $1095953.85   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Biotechnology ETF              | iShares Biotechnology ETF                                           | CUSIP: 464287556<br>LEI: 549300S7IVD88MPK0066 | Long             | EC               | RF                | US        |      2036 | NS      | $277975.08    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 1000 Value ETF         | iShares Russell 1000 Value ETF                                      | CUSIP: 464287598<br>LEI: 549300KLSYN5NN4YNM90 | Long             | EC               | RF                | US        |     15204 | NS      | $2417283.96   | 4.38%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares S&P Mid-Cap 400 Value          | iShares S&P Mid-Cap 400 Value ETF                                   | CUSIP: 464287705<br>LEI: 549300RXJ5JGMYH3Y929 | Long             | EC               | RF                | US        |     31364 | NS      | $3347793.36   | 6.07%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares U.S. Insurance ETF             | iShares U.S. Insurance ETF                                          | CUSIP: 464288786<br>LEI: 549300DCQ1HNSMVDSM98 | Long             | EC               | RF                | US        |     11464 | NS      | $1081743.04   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI USA Momentum Fact         | iShares MSCI USA Momentum Factor ETF                                | CUSIP: 46432F396<br>LEI: 5493002ZOOZ0SN3YYI81 | Long             | EC               | RF                | US        |     17124 | NS      | $2615862.24   | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                   | Lockheed Martin Corp                                                | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      1012 | NS      | $491012.28    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD          | Marriott International Inc/MD                                       | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |      1830 | NS      | $302590.50    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                         | Microsoft Corp                                                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1500 | NS      | $382710.00    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                         | Morgan Stanley                                                      | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |      6009 | NS      | $559257.63    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc                | Rockwell Automation Inc                                             | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      1378 | NS      | $364095.16    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P Regional Banking ETF          | SPDR S&P Regional Banking ETF                                       | CUSIP: 78464A698<br>LEI: 549300EFWJBKUN6WJX52 | Long             | EC               | RF                | US        |      8144 | NS      | $525450.88    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P Homebuilders ETF              | SPDR S&P Homebuilders ETF                                           | CUSIP: 78464A888<br>LEI: 549300MSE80LL1UJS132 | Long             | EC               | RF                | US        |     15841 | NS      | $986577.48    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Dow Jones Industrial Aver         | SPDR Dow Jones Industrial Average ETF Trust                         | CUSIP: 78467X109<br>LEI: 54930039F2SG3UG2OZ18 | Long             | EC               | RF                | US        |     11410 | NS      | $3949571.50   | 7.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR S&P MidCap 400 ETF Trust          | SPDR S&P MidCap 400 ETF Trust                                       | CUSIP: 78467Y107<br>LEI: 5493003TT35P3SIWJJ72 | Long             | EC               | RF                | US        |      6560 | NS      | $3086348.80   | 5.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp/The                | Charles Schwab Corp/The                                             | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |      3530 | NS      | $291366.20    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Financial Select Sector SPDR F         | Financial Select Sector SPDR Fund                                   | CUSIP: 81369Y605<br>LEI: 549300Y12KQ6ZG08NY28 | Long             | EC               | RF                | US        |      8144 | NS      | $295708.64    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Tempur Sealy International Inc         | Tempur Sealy International Inc                                      | CUSIP: 88023U101<br>LEI: 549300HFEKVR3US71V91 | Long             | EC               | CORP              | US        |      9094 | NS      | $288916.38    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                              | Tesla Inc                                                           | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      1285 | NS      | $250189.50    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bank Money Market Deposit Account | U.S. Bank Money Market Deposit Account                              | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   3455945 | NS      | $3455945.06   | 6.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ulta Beauty Inc                        | Ulta Beauty Inc                                                     | CUSIP: 90384S303<br>LEI: 529900CIV6HN8M28YM82 | Long             | EC               | CORP              | US        |       612 | NS      | $284482.08    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals Inc                     | United Rentals Inc                                                  | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      1690 | NS      | $596620.70    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                          | United States Treasury Bill                                         | CUSIP: 912796YV5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3800000 | PA      | $3731407.04   | 6.77%             | 2023-04-27      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| VanEck Semiconductor ETF               | VanEck Semiconductor ETF                                            | CUSIP: 92189F676<br>LEI: 549300MJTG2N9QRH7I02 | Long             | EC               | RF                | US        |      6026 | NS      | $1372300.98   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Dividend Appreciation         | Vanguard Dividend Appreciation ETF                                  | CUSIP: 921908844<br>LEI: N/A                  | Long             | EC               | RF                | US        |     21252 | NS      | $3371629.80   | 6.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Mega Cap Growth ETF           | Vanguard Mega Cap Growth ETF                                        | CUSIP: 921910816<br>LEI: N/A                  | Long             | EC               | RF                | US        |     16082 | NS      | $3039819.64   | 5.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Health Care ETF               | Vanguard Health Care ETF                                            | CUSIP: 92204A504<br>LEI: N/A                  | Long             | EC               | RF                | US        |     10999 | NS      | $2797595.65   | 5.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                               | Visa Inc                                                            | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      2042 | NS      | $443114.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                              | Apple Inc                                                           | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      4687 | NS      | $693816.61    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                  | Applied Materials Inc                                               | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      7399 | NS      | $810930.40    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                         | Blackstone Inc                                                      | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |      3403 | NS      | $311476.59    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                        | Caterpillar Inc                                                     | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      1762 | NS      | $416554.42    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer