# EDGAR Filing Document

**Accession Number:** 0001698148
**File Stem:** 0001493152-23-004669
**Filing Date:** 2023-2
**Character Count:** 14327
**Document Hash:** deaa9ceff115599c6dc844f76f827817
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-004669.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001493152-23-004669

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ayrton Capital LLC
- **CENTRAL INDEX KEY:** 0001698148
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21793
- **FILM NUMBER:** 23623834

**BUSINESS ADDRESS:**
- **STREET 1:** 55 POST RD WEST
- **STREET 2:** 2ND FLOOR
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 646-793-9056

**MAIL ADDRESS:**
- **STREET 1:** 55 POST RD WEST
- **STREET 2:** 2ND FLOOR
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ayrton Capital LLC<br>**Address:** 55 Post Rd West<br>2nd Floor<br>Westport, CT 06880

**Form 13F File Number:** 028-21793

**CRD Number (if applicable):** 000286298

**SEC File Number (if applicable):** 801-126270

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Waqas Khatri<br>**Title:** Managing Member<br>**Phone:** 646-684-0650

**Signature, Place, and Date of Signing:**

/s/ Waqas Khatri  Westport, CT  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 95

**Form 13F Information Table Value Total:** $36614280

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 11588 | 24851 | SH |  | SOLE |  | 24851 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 |  | 1005000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 15000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 3875 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ADARA ACQUISITION CORP | COM CL A | 00653H102 |  | 1012666 | 99476 | SH |  | SOLE |  | 99476 | 0 | 0 |
| ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 |  | 7120 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 1830256 | 182115 | SH |  | SOLE |  | 182115 | 0 | 0 |
| AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 |  | 6278 | 73600 | SH |  | SOLE |  | 73600 | 0 | 0 |
| AINOS INC | *W EXP 07/29/202 | 00902F113 |  | 12495 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ALARM COM HLDGS INC | NOTE         1/1 | 011642AB1 |  | 411311 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 830658 | 82900 | SH |  | SOLE |  | 82900 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 1267 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 |  | 1266250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 9375 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 2800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| AUDDIA INC | *W EXP 02/19/202 | 05072K115 |  | 6988 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| HEARTBEAM INC | *W EXP 10/31/202 | 42238H116 |  | 54500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 |  | 113779 | 41374 | SH |  | SOLE |  | 41374 | 0 | 0 |
| BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 |  | 8246 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| CHECK CAP LTD | *W EXP 05/03/202 | M2361E161 |  | 3191 | 128151 | SH |  | SOLE |  | 128151 | 0 | 0 |
| CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 |  | 3698 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 |  | 6000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 20037C116 |  | 4770 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 509500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 1700 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 19780 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| DOGNESS INTERNATIONAL CORP | COM CL A | G2788T103 |  | 11268 | 11498 | SH |  | SOLE |  | 11498 | 0 | 0 |
| EUDA HEALTH HOLDINGS LTD | ORD SHS | G3142E105 |  | 1607702 | 975725 | SH |  | SOLE |  | 975725 | 0 | 0 |
| EUDA HEALTH HOLDINGS LTD | *W EXP 09/24/202 | G3142E121 |  | 3204 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 |  | 1281250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 |  | 18738 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 4375 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| FLAME ACQUISITION CORP | COM CL A | 33850F108 |  | 562086 | 55929 | SH |  | SOLE |  | 55929 | 0 | 0 |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 |  | 37599 | 57836 | SH |  | SOLE |  | 57836 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | CLASS A ORD SHS | G3R34K103 |  | 1026000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 1988 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 |  | 17485 | 134500 | SH |  | SOLE |  | 134500 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 |  | 10061 | 134500 | SH |  | SOLE |  | 134500 | 0 | 0 |
| ESPORTS ENTMT GROUP INC | COM | 29667K306 |  | 208350 | 2719975 | SH |  | SOLE |  | 2719975 | 0 | 0 |
| ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 29667K132 |  | 2500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| GENIUS GROUP LTD | ORD SHS | Y3005A109 |  | 21292 | 64464 | SH |  | SOLE |  | 64464 | 0 | 0 |
| GREENLIGHT BIOSCIENCS HLDS P | *W EXP 02/02/202 | 39536G113 |  | 12750 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 |  | 1011260 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 6390 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 |  | 1485 | 13496 | SH |  | SOLE |  | 13496 | 0 | 0 |
| IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 |  | 505 | 28393 | SH |  | SOLE |  | 28393 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 |  | 9825 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 3038 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| KALERA PUBLIC LIMITED CO | *W EXP 06/28/202 | G52251116 |  | 625 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | COM CL A | 49714K109 |  | 159801 | 15869 | SH |  | SOLE |  | 15869 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 1015285 | 101732 | SH |  | SOLE |  | 101732 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 120 | 20018 | SH |  | SOLE |  | 20018 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 |  | 1786750 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 |  | 17500 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| INNOVATIVE EYEWEAR INC | *W EXP 08/16/202 | 45791D117 |  | 22050 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 4550 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K112 |  | 4650 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| MANNKIND CORP | NOTE  2.500% 3/0 | 56400PAQ5 |  | 5667396 | 4750000 | PRN |  | SOLE |  | 4750000 | 0 | 0 |
| MODEL PERFORMANCE ACQU CORP | RIGHT 04/29/2026 | G6246M121 |  | 7500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 |  | 81000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 |  | 751222 | 74600 | SH |  | SOLE |  | 74600 | 0 | 0 |
| MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 |  | 1000 | 11111 | SH |  | SOLE |  | 11111 | 0 | 0 |
| MMTEC INC | SHS NEW | G6181K114 |  | 70702 | 91228 | SH |  | SOLE |  | 91228 | 0 | 0 |
| CLOUDFLARE INC | NOTE         8/1 | 18915MAC1 |  | 821563 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| NLS PHARMACEUTICS LTD | *W EXP 02/02/202 | H57830111 |  | 49329 | 170100 | SH |  | SOLE |  | 170100 | 0 | 0 |
| ONFOLIO HOLDINGS INC | *W EXP 01/02/202 | 68277K124 |  | 29000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| OPPFI INC | *W EXP 07/20/202 | 68386H111 |  | 2500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 |  | 1317500 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 |  | 4875 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| OXUS ACQUISITION CORP | SHS CL A | G6859L105 |  | 619800 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 2400 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 |  | 133016 | 13028 | SH |  | SOLE |  | 13028 | 0 | 0 |
| PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 |  | 1582 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| PHARMACYTE BIOTECH INC | COM NEW | 71715X203 |  | 3027071 | 1033130 | SH |  | SOLE |  | 1033130 | 0 | 0 |
| POLISHED COM INC | *W EXP 06/02/202 | 28252C117 |  | 160000 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 |  | 6020 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 75946W116 |  | 6847 | 97818 | SH |  | SOLE |  | 97818 | 0 | 0 |
| REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 |  | 983 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| RINGCENTRAL INC | NOTE         3/0 | 76680RAF4 |  | 1729065 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 |  | 7470 | 49800 | SH |  | SOLE |  | 49800 | 0 | 0 |
| SHF HOLDINGS INC | CLASS A COM | 824430102 |  | 2091392 | 1178249 | SH |  | SOLE |  | 1178249 | 0 | 0 |
| SHARPS TECHNOLOGY INC | *W EXP 04/13/202 | 82003F119 |  | 30600 | 235200 | SH |  | SOLE |  | 235200 | 0 | 0 |
| STRAN  COMPANY INC | *W EXP 11/01/202 | 86260J110 |  | 33594 | 224260 | SH |  | SOLE |  | 224260 | 0 | 0 |
| TOUGHBUILT INDS INC | *W EXP 11/14/202 | 89157G116 |  | 14936 | 161816 | SH |  | SOLE |  | 161816 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 |  | 399658 | 39767 | SH |  | SOLE |  | 39767 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 1053 | 66666 | SH |  | SOLE |  | 66666 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE        11/1 | 91332UAB7 |  | 753500 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| VERIFYME INC | *W EXP 06/22/202 | 92346X115 |  | 710 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 |  | 1543500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 3296 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| VERSUS SYSTEMS INC | *W EXP 01/15/202 | 92535P147 |  | 4460 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | COM | 95758L107 |  | 1155000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 6500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| WORKSPORT LTD | *W EXP 08/06/202 | 98139Q118 |  | 12043 | 86020 | SH |  | SOLE |  | 86020 | 0 | 0 |
| ZIVO BIOSCIENCE INC | *W EXP 06/02/202 | 98978N119 |  | 37624 | 48850 | SH |  | SOLE |  | 48850 | 0 | 0 |

---