# EDGAR Filing Document

**Accession Number:** 0000018026
**File Stem:** 0000018026-26-000003
**Filing Date:** 2026-3
**Character Count:** 2748
**Document Hash:** 3bc22817c2fc779754a78fe881ea6ad4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000018026-26-000003.hdr.sgml**: 20260303

**ACCESSION NUMBER**: 0000018026-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260303

**DATE AS OF CHANGE**: 20260303

**EFFECTIVENESS DATE**: 20260303

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CARTY, HARDING & HEARN, INC.
- **CENTRAL INDEX KEY:** 0000018026

**ORGANIZATION NAME:**
- **EIN:** 620842403
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-19082
- **FILM NUMBER:** 26711637

**BUSINESS ADDRESS:**
- **STREET 1:** 6263 POPLAR AVENUE
- **STREET 2:** SUITE 800
- **CITY:** MEMPHIS
- **STATE:** TN
- **ZIP:** 38119
- **BUSINESS PHONE:** 901-767-8940

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 17527
- **CITY:** MEMPHIS
- **STATE:** TN
- **ZIP:** 38187-0527

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARTY, HARDING, & HEARN, INC.
- **DATE OF NAME CHANGE:** 20241021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARTY & COMPANY, INC.
- **DATE OF NAME CHANGE:** 20020925

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARTY & CO INC                                          /BD
- **DATE OF NAME CHANGE:** 20000101

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000018026

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CARTY, HARDING & HEARN, INC.

**Business Address:** 6263 POPLAR AVENUE, SUITE 800, MEMPHIS, AR, 38119

**Contact Person:** Angela Lynn Ruetten

**Contact Phone:** 9017678940

### Independent Public Accountant Identification

**Accountant Name:** Greer Walker CPA's & Advisors

**Accountant Address:** 227 West Trade Street, Suite 110, Charlotte, NC, 28202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Angela Ruetten**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CARTY, HARDING & HEARN, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Angela Ruetten

**Title:** CFO

**Notarized:** Yes