# EDGAR Filing Document

**Accession Number:** 0001317904
**File Stem:** 0001140361-23-006617
**Filing Date:** 2023-2
**Character Count:** 15387
**Document Hash:** d88622d6c1a8e958101c02cce4398bc4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-006617.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001140361-23-006617

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oasis Management Co Ltd.
- **CENTRAL INDEX KEY:** 0001317904
- **IRS NUMBER:** 753025599
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13553
- **FILM NUMBER:** 23624101

**BUSINESS ADDRESS:**
- **STREET 1:** 4TH FLOOR ANDERSON SQUARE,
- **STREET 2:** 64 SHEDDEN ROAD, P.O. BOX 10324
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY-1103
- **BUSINESS PHONE:** 852-2847-7798

**MAIL ADDRESS:**
- **STREET 1:** 4TH FLOOR ANDERSON SQUARE,
- **STREET 2:** 64 SHEDDEN ROAD, P.O. BOX 10324
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY-1103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DKR OASIS MANAGEMENT COMPANY, L.P.
- **DATE OF NAME CHANGE:** 20090223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DKR OASIS MANAGEMENT CO L.P.
- **DATE OF NAME CHANGE:** 20050215

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Oasis Management Co Ltd.<br>**Address:** 4TH FLOOR ANDERSON SQUARE<br>64 SHEDDEN ROAD P.O. BOX 10324<br>GRAND CAYMAN, E9 KY-1103

**Form 13F File Number:** 028-13553

**CRD Number (if applicable):** 000167452

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Phillip M Meyer<br>**Title:** General Counsel<br>**Phone:** 852-2847-7708

**Signature, Place, and Date of Signing:**

s/ Phillip M Meyer  Central, K3  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 110

**Form 13F Information Table Value Total:** $503330094

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 360 DIGITECH INC | AMERICAN DEP | 88557W101 |  | 6302051 | 309531 | SH |  | SOLE |  | 309531 | 0 | 0 |
| ACM RESH INC | COM CL A | 00108J109 |  | 545058 | 70695 | SH |  | SOLE |  | 70695 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 2406206 | 37150 | SH |  | SOLE |  | 37150 | 0 | 0 |
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 |  | 269468 | 465000 | SH |  | SOLE |  | 465000 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | COM CL A | 02156Y103 |  | 992000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1039440 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| APPLIED DIGITAL CORP | COM NEW | 038169207 |  | 8101353 | 4402909 | SH |  | SOLE |  | 4402909 | 0 | 0 |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 |  | 2537125 | 1088895 | SH |  | SOLE |  | 1088895 | 0 | 0 |
| ARCO PLATFORM LTD | COM CL A | G04553106 |  | 5847147 | 433122 | SH |  | SOLE |  | 433122 | 0 | 0 |
| ARS PHARMACEUTICALS INC | COM | 82835W108 |  | 2709657 | 317662 | SH |  | SOLE |  | 317662 | 0 | 0 |
| BETTER WORLD ACQUISITION COR | COM | 08772B104 |  | 1045070 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| BIOATLA INC | COM | 09077B104 |  | 2391304 | 289855 | SH |  | SOLE |  | 289855 | 0 | 0 |
| BOLT BIOTHERAPEUTICS INC | COM | 097702104 |  | 364000 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 213620 | 106 | SH |  | SOLE |  | 106 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | COM | 106762107 |  | 1043010 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| BROADMARK RLTY CAP INC | COM | 11135B100 |  | 356000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 152309100 |  | 341000 | 110000 | SH |  | SOLE |  | 110000 | 0 | 0 |
| CHINDATA GROUP HLDGS LTD | ADS | 16955F107 |  | 10872355 | 1364160 | SH |  | SOLE |  | 1364160 | 0 | 0 |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 20451W101 |  | 1669525 | 207911 | SH |  | SOLE |  | 207911 | 0 | 0 |
| CVRX INC | COM | 126638105 |  | 3324268 | 181159 | SH |  | SOLE |  | 181159 | 0 | 0 |
| CYTOMX THERAPEUTICS INC | COM | 23284F105 |  | 864866 | 540541 | SH |  | SOLE |  | 540541 | 0 | 0 |
| CYXTERA TECHNOLOGIES INC | COM CL A | 23284C102 |  | 19200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| DAVE INC | CLASS A CL | 23834J102 |  | 59099 | 203789 | SH | Call | SOLE |  | 203789 | 0 | 0 |
| DOLLAR TREE INC | COM | 256746108 |  | 1004000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 25985W105 |  | 18016671 | 12869051 | SH |  | SOLE |  | 12869051 | 0 | 0 |
| DUNE ACQUISITION CORP | COM CL A | 265334102 |  | 140006 | 14722 | SH |  | SOLE |  | 14722 | 0 | 0 |
| EARGO INC | COM | 270087109 |  | 1788114 | 3109764 | SH |  | SOLE |  | 3109764 | 0 | 0 |
| EFFECTOR THERAPEUTICS INC | COM | 28202V108 |  | 42760 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| FARFETCH LTD | ORD SH CL A | 30744W107 |  | 1731260 | 366017 | SH |  | SOLE |  | 366017 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | CL A COM | 31189Y103 |  | 132000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| FINCH THERAPEUTICS GROUP INC | COM | 31773D101 |  | 108000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| FORTRESS BIOTECH INC | COM | 34960Q109 |  | 645320 | 985222 | SH |  | SOLE |  | 985222 | 0 | 0 |
| GCM GROSVENOR INC | COM CL A | 36831E108 |  | 761000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| GLOBAL CORD BLOOD CORPORATIO | SHS | G39342103 |  | 20308432 | 6797574 | SH |  | SOLE |  | 6797574 | 0 | 0 |
| GOGORO INC | ORDINARY SHARES | G9491K105 |  | 318000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| GRAPHITE BIO INC | COM | 38870X104 |  | 846939 | 255102 | SH |  | SOLE |  | 255102 | 0 | 0 |
| GREENTREE HOSPITALITY GROUP | SPONSORED ADS | 39579V100 |  | 4078633 | 1099362 | SH |  | SOLE |  | 1099362 | 0 | 0 |
| H WORLD GROUP LTD | SPONSORED ADS | 44332N106 |  | 5196195 | 122494 | SH |  | SOLE |  | 122494 | 0 | 0 |
| HELIOGEN INC | COMMON STOCK | 42329E105 |  | 69820 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 |  | 935340 | 1000000 | PRN |  | SOLE |  | 0 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 |  | 505500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 |  | 35545319 | 2163440 | SH |  | SOLE |  | 2163440 | 0 | 0 |
| HOMOLOGY MEDICINES INC | COM | 438083107 |  | 352800 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| IKENA ONCOLOGY INC | COM | 45175G108 |  | 372400 | 140000 | SH |  | SOLE |  | 140000 | 0 | 0 |
| INSPIRATO INCORPORATED | COM CL A | 45791E107 |  | 118954 | 99961 | SH | Call | SOLE |  | 99961 | 0 | 0 |
| INTER  CO INC | CLASS A COM | G4R20B107 |  | 2370000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| INVIVYD INC | COM | 00534A102 |  | 522648 | 348432 | SH |  | SOLE |  | 348432 | 0 | 0 |
| IQIYI INC | SPONSORED ADS | 46267X108 |  | 124705878 | 23529411 | SH |  | SOLE |  | 23529411 | 0 | 0 |
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 |  | 58568744 | 72409000 | PRN |  | SOLE |  | 0 | 0 | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 |  | 3356400 | 120000 | SH | Put | SOLE |  | 1200 | 0 | 0 |
| ISHARES INC | MSCI MEXICO ETF | 464286822 |  | 19780000 | 400000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| ITEOS THERAPEUTICS INC | COM | 46565G104 |  | 197800 | 4000 | SH | Put | SOLE |  | 4000 | 0 | 0 |
| ITEOS THERAPEUTICS INC | COM | 46565G104 |  | 468720 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| JOYY INC | NOTE 1.375% 6/1 | 98426TAF3 |  | 8851000 | 10000000 | PRN |  | SOLE |  | 0 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 2488750 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| KODIAK SCIENCES INC | COM | 50015M109 |  | 1209360 | 168905 | SH |  | SOLE |  | 168905 | 0 | 0 |
| KRONOS BIO INC | COM | 50107A104 |  | 317646 | 196078 | SH |  | SOLE |  | 196078 | 0 | 0 |
| LEAFLY HOLDINGS INC | COM | 52178J105 |  | 65190 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| LOCAL BOUNTI CORP | COMMON STOCK | 53960E106 |  | 99473 | 71563 | SH | Call | SOLE |  | 71563 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 4456000 | 400000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1925440 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 264894 | 5300 | SH |  | SOLE |  | 5300 | 0 | 0 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 |  | 515000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| NIO INC | NOTE 0.500% 2/0 | 62914VAF3 |  | 11980800 | 16000000 | PRN |  | SOLE |  | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 511490 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| OMEGA THERAPEUTICS INC | COMMON STOCK | 68217N105 |  | 913600 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| ORIC PHARMACEUTICALS INC | COM | 68622P109 |  | 1604907 | 272480 | SH |  | SOLE |  | 272480 | 0 | 0 |
| OVID THERAPEUTICS INC | COM | 690469101 |  | 502200 | 270000 | SH |  | SOLE |  | 270000 | 0 | 0 |
| PARDES BIOSCIENCES INC | COM | 69945Q105 |  | 295750 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| PASSAGE BIO INC | COM | 702712100 |  | 331200 | 240000 | SH |  | SOLE |  | 240000 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 4097969 | 824541 | SH |  | SOLE |  | 824541 | 0 | 0 |
| PEABODY ENERGY CORP | COM | 704551100 |  | 3302500 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| PRENETICS GLOBAL LTD | CLASS A ORD | G72245106 |  | 23464 | 11732 | SH |  | SOLE |  | 11732 | 0 | 0 |
| PROJECT ENERGY REIMAGINED AC | CLASS A ORD | G72556106 |  | 17119000 | 1700000 | SH |  | SOLE |  | 1700000 | 0 | 0 |
| QUALTRICS INTL INC | COM CL A | 747601201 |  | 4176694 | 402379 | SH |  | SOLE |  | 402379 | 0 | 0 |
| RAPID MICRO BIOSYSTEMS INC | CLASS A COM | 75340L104 |  | 212007 | 187617 | SH |  | SOLE |  | 187617 | 0 | 0 |
| RENREN INC | SPONSORED ADS | 759892300 |  | 4386464 | 2741540 | SH |  | SOLE |  | 2741540 | 0 | 0 |
| REUNION NEUROSCIENCE INC | COM | 76134G103 |  | 410955 | 467435 | SH |  | SOLE |  | 467435 | 0 | 0 |
| RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 |  | 8234000 | 3580000 | SH |  | SOLE |  | 3580000 | 0 | 0 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 5230056 | 100520 | SH |  | SOLE |  | 100520 | 0 | 0 |
| SEA LTD | NOTE 2.375%12/0 | 81141RAF7 |  | 2930700 | 3000000 | PRN |  | SOLE |  | 0 | 0 | 0 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 577150 | 850000 | SH |  | SOLE |  | 850000 | 0 | 0 |
| SEMANTIX INC | *W EXP 08/03/202 | G6332A114 |  | 843000 | 100000 | PRN |  | SOLE |  | 0 | 0 | 0 |
| SINGULAR GENOMICS SYSTEMS IN | COM | 82933R100 |  | 445675 | 221729 | SH |  | SOLE |  | 221729 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 271000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| SO YOUNG INTERNATIONAL INC | SPONSORED ADS | 83356Q108 |  | 3232491 | 2505807 | SH |  | SOLE |  | 2505807 | 0 | 0 |
| SONDER HOLDINGS INC | CLASS A COM | 83542D102 |  | 124000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| SPERO THERAPEUTICS INC | COM | 84833T103 |  | 498240 | 288000 | SH |  | SOLE |  | 288000 | 0 | 0 |
| STRATUS PPTYS INC | COM NEW | 863167201 |  | 22845764 | 1184332 | SH |  | SOLE |  | 1184332 | 0 | 0 |
| SWVL HOLDINGS CORP | CLASS A COM | G86302109 |  | 13700 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| SYSTEM1 INC | CL A COM | 87200P109 |  | 750400 | 160000 | SH | Call | SOLE |  | 160000 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 |  | 1768752 | 16986 | SH |  | SOLE |  | 16986 | 0 | 0 |
| TANGO THERAPEUTICS INC | COM | 87583X109 |  | 848250 | 117000 | SH |  | SOLE |  | 117000 | 0 | 0 |
| TCR2 THERAPEUTICS INC | COM | 87808K106 |  | 199760 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | COM | 88105P103 |  | 157814 | 99882 | SH | Call | SOLE |  | 99882 | 0 | 0 |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 |  | 3331891 | 296960 | SH |  | SOLE |  | 296960 | 0 | 0 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 |  | 29029 | 37700 | SH | Call | SOLE |  | 37700 | 0 | 0 |
| TRIPADVISOR INC | COM | 896945201 |  | 1438400 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| TRUPANION INC | COM | 898202106 |  | 475300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VALENS SEMICONDUCTOR LTD | ORDINARY SHARES | M9607U115 |  | 537000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| VERTICAL AEROSPACE LTD | ORD SHS | G9471C107 |  | 339000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| VERTICAL AEROSPACE LTD | ORD SHS | G9471C107 |  | 33900 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VIRGIN ORBIT HOLDINGS INC | COMMON STOCK | 92771A101 |  | 185000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| VNET GROUP INC | SPONSORED ADS A | 90138A103 |  | 19308618 | 3405400 | SH |  | SOLE |  | 3405400 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 142200 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| WEREWOLF THERAPEUTICS INC | COM | 95075A107 |  | 504925 | 246305 | SH |  | SOLE |  | 246305 | 0 | 0 |
| WHOLE EARTH BRANDS INC | COM CL A | 96684W100 |  | 407000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| XBIOTECH INC | COM | 98400H102 |  | 481481 | 137174 | SH |  | SOLE |  | 137174 | 0 | 0 |
| YATSEN HLDG LTD | ADS | 985194109 |  | 270370 | 185185 | SH |  | SOLE |  | 185185 | 0 | 0 |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 98955G111 |  | 513000 | 100000 | PRN |  | SOLE |  | 0 | 0 | 0 |

---