# EDGAR Filing Document

**Accession Number:** 0001822070
**File Stem:** 0001822070-25-000008
**Filing Date:** 2025-12
**Character Count:** 4824
**Document Hash:** 6e0e5644d530b74a3316ab1f4cba4dfa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001822070-25-000008.hdr.sgml**: 20251223

**ACCESSION NUMBER**: 0001822070-25-000008

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251210

**DATE AS OF CHANGE**: 20251223

**EFFECTIVENESS DATE**: 20251220

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** U.S. Transfer Agency, LLC
- **CENTRAL INDEX KEY:** 0001822070

**ORGANIZATION NAME:**
- **EIN:** 852076336
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06732
- **FILM NUMBER:** 251600717

**BUSINESS ADDRESS:**
- **STREET 1:** 601 E. EXCHANGE AVE
- **STREET 2:** SUITE 100
- **CITY:** FORTH WORTH
- **STATE:** TX
- **ZIP:** 76164
- **BUSINESS PHONE:** 7165643541

**MAIL ADDRESS:**
- **STREET 1:** 601 E. EXCHANGE AVE
- **STREET 2:** SUITE 100
- **CITY:** FORTH WORTH
- **STATE:** TX
- **ZIP:** 76164

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Parker Transfer Agency, Inc
- **DATE OF NAME CHANGE:** 20200820

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** U.S. Transfer Agency, LLC

**FINS Number:** 367029

**Address of principal office where transfer agent activities are performed:** 601 E. Exchange Ave, Suite 100, Fort Worth, TX, 76164

**Is mailing address different from principal office address?:** No

**Telephone Number:** 7166399090

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** 591 Delaware Ave, Buffalo, NY, 14222

**Is registrant a self-transfer agent?:** Yes

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name             | Relationship Start Date   | Title or Status    | Authority Description   |
|:---|:---|:---|:---|
| J.M. Jayson & Co., Inc. | 03/17/2025                | Parent Company     | Parent Company          |
| Matthew Iak             | 07/17/2020                | President          | Control Person          |
| Justin Webb             | 03/17/2025                | Secretary          | Control Person          |
| Mark Goc                | 07/17/2020                | Treasurer          | None                    |
| Norman Kocourek         | 07/17/2020                | Operations Mamager | Control Person          |
| Ashley Fletcher         | 07/17/2020                | Manager            | Manager                 |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Norman Kocourek

**Title:** Operations manager

**Date:** 12/10/2025

**Phone Number:** 716-564-3541