# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0000940400-26-002490
**Filing Date:** 2026-1
**Character Count:** 185149
**Document Hash:** 82aac883cdc1794ed87f72fc8299f455
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-002490.hdr.sgml**: 20260127

**ACCESSION NUMBER**: 0000940400-26-002490

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251128

**FILED AS OF DATE**: 20260127

**DATE AS OF CHANGE**: 20260127

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 26564181

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 300 China A-Shares ETF (Series ID: S000040415)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000125568 | Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 300 China A-Shares ETF

- **b. EDGAR series identifier (if any):** S000040415

- **c. LEI of Series:** 549300KGVW9YY7MPVQ67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2025-11-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1645491642.01

**Total Liabilities:** $924371.77

**Net Assets:** $1644567270.24

**Cash Not Reported:** $5510600.46

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000125568 | 3.03%                | 0.39%                | -1.67%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $926254.35               | $65683517.46                               |
| Month 2  | $99842212.06             | $-103596414.32                             |
| Month 3  | $21307066.53             | $-51179317.71                              |

### Schedule of Portfolio Investments

| Name                           | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   4150475 | NS      | $16426016.00  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    411967 | NS      | $1244076.36   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |    578600 | NS      | $609707.35    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   1548108 | NS      | $2301392.53   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    539664 | NS      | $1638098.06   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   3086403 | NS      | $2370495.80   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     89800 | NS      | $2591281.06   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   3353595 | NS      | $13087269.42  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     23530 | NS      | $877511.68    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   1096700 | NS      | $730626.60    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1796280 | NS      | $2921854.62   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    939889 | NS      | $3041720.58   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   5064856 | NS      | $20474629.69  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    413325 | NS      | $1013157.51   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    348984 | NS      | $1332278.84   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Co Ltd            | CNPC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |    999400 | NS      | $1294856.22   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Seres Group Co Ltd             | Seres Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003002LTJSDNVNIPU58 | Long             | EC               | CORP              | CN        |    400406 | NS      | $7146810.16   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    476276 | NS      | $4810657.74   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    980853 | NS      | $5839418.21   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    709474 | NS      | $1806324.28   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |    526984 | NS      | $2114674.33   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   3039375 | NS      | $4152868.15   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    266514 | NS      | $919052.79    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    142900 | NS      | $263570.35    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |   1138098 | NS      | $1394069.04   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1919940 | NS      | $9333701.72   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   1399886 | NS      | $2273114.37   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |    346660 | NS      | $1419511.87   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |   1006556 | NS      | $2401816.11   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   7671238 | NS      | $8235575.67   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    201100 | NS      | $203947.30    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    112161 | NS      | $116128.73    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |    962678 | NS      | $732571.56    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     75832 | NS      | $1086547.42   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    663275 | NS      | $1304990.91   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     54507 | NS      | $1120763.04   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |     43200 | NS      | $344016.18    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |   2109802 | NS      | $1605501.46   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   5092821 | NS      | $5467476.40   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CQRC BANK                      | Chongqing Rural Commercial Bank Co Ltd                          | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |   3382200 | NS      | $3109563.08   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    922012 | NS      | $3916324.19   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    175344 | NS      | $4818928.02   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    230849 | NS      | $2191627.16   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    162819 | NS      | $1512372.70   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |    958684 | NS      | $1303123.56   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    570508 | NS      | $1830170.36   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   2631758 | NS      | $1183749.48   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital Securities Co Ltd      | Capital Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1001911000094 | Long             | EC               | CORP              | CN        |    255300 | NS      | $755077.58    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    160100 | NS      | $403312.78    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |   2123046 | NS      | $2330278.64   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |     22060 | NS      | $165967.18    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    276557 | NS      | $7940857.86   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2443056 | NS      | $1779620.42   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co Ltd  | Ningbo Deye Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    171956 | NS      | $1970103.68   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Tech Co Ltd             | Kunlun Tech Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AMV45UQEH2Z513 | Long             | EC               | CORP              | CN        |    461418 | NS      | $2839033.51   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SRBG                           | Sichuan Road and Bridge Group Co Ltd                            | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |   1290800 | NS      | $1721699.60   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     82539 | NS      | $560619.36    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    635910 | NS      | $1034380.26   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |   1457308 | NS      | $2461174.49   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |    314168 | NS      | $2200540.23   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Distillery Co Ltd                                | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |     78105 | NS      | $731347.12    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   1629378 | NS      | $1297528.70   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   2039760 | NS      | $1581052.74   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    810100 | NS      | $1085113.93   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd        | Cinda Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    234400 | NS      | $589821.07    | 0.04%             |  |  |  | No            |                  3 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   1989062 | NS      | $16596382.89  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    839522 | NS      | $5343567.80   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |   3047582 | NS      | $4987414.78   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   1162800 | NS      | $504928.78    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |   1218942 | NS      | $2513780.16   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    157700 | NS      | $871934.96    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   4730592 | NS      | $3867497.67   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |     60960 | NS      | $4436260.77   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   6496780 | NS      | $2233012.55   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    555478 | NS      | $1018259.79   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     63797 | NS      | $587446.03    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceutical | Jiangsu Hengrui Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |   1346847 | NS      | $11826512.65  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   1725210 | NS      | $2615914.11   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   1770229 | NS      | $10754230.69  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    388416 | NS      | $5228581.84   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    293977 | NS      | $1403791.22   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    242083 | NS      | $609838.64    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    507109 | NS      | $3121597.71   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |    119110 | NS      | $1070657.36   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   2095389 | NS      | $8707694.43   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    290944 | NS      | $1156385.01   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |   1680128 | NS      | $13731141.29  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |     48300 | NS      | $203108.81    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   1146110 | NS      | $1097492.85   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    196214 | NS      | $716038.59    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   1170225 | NS      | $898785.24    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |    607012 | NS      | $2983587.75   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA LONGYUAN                 | China Longyuan Power Group Corp Ltd                             | CUSIP: 000000000<br>LEI: 5299008UYLF3O6V9T464 | Long             | EC               | CORP              | CN        |     66700 | NS      | $150855.46    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    707951 | NS      | $1493026.69   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2515984 | NS      | $1341639.86   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |    710418 | NS      | $1739393.14   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    317530 | NS      | $1930358.19   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    253074 | NS      | $1575023.13   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd     | Empyrean Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |     18500 | NS      | $273709.67    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    481869 | NS      | $2998944.26   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   2313777 | NS      | $6908702.03   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |    451000 | NS      | $432506.82    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    299320 | NS      | $3345911.48   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |   1221373 | NS      | $3883571.91   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |  10233183 | NS      | $11637334.52  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   4027500 | NS      | $2962276.69   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |    112085 | NS      | $221478.02    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     78860 | NS      | $681529.58    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    869197 | NS      | $45882448.18  | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co. Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24600 | NS      | $419180.19    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    705327 | NS      | $2786430.23   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology C | Hygon Information Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    389584 | NS      | $11974229.23  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   1431100 | NS      | $643700.48    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High-Tech Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |     35986 | NS      | $505236.33    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    244285 | NS      | $6319711.24   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   1888600 | NS      | $1517312.55   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |    800228 | NS      | $2508246.58   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |     40300 | NS      | $626967.43    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomed | Shenzhen New Industries Biomedical Engineering Co Ltd           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    194184 | NS      | $1616941.13   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     30395 | NS      | $1380906.94   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    622390 | NS      | $3253728.40   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   2453922 | NS      | $2006205.06   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |      3376 | NS      | $26244.35     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    667627 | NS      | $1592128.77   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    228445 | NS      | $876633.74    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    910279 | NS      | $1190975.93   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |   2259868 | NS      | $2215149.47   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1195087 | NS      | $1643056.57   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |    975150 | NS      | $1510331.48   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3758900 | NS      | $3227276.62   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16782 | NS      | $3159428.28   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   4500016 | NS      | $4627380.35   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   1782481 | NS      | $2458194.56   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd            | Sailun Group Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |   1397900 | NS      | $3153722.82   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   4231895 | NS      | $3280213.95   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   1577842 | NS      | $1729624.96   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |   2165059 | NS      | $5686805.42   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    173768 | NS      | $1141182.79   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    644598 | NS      | $3837554.96   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology C | Hygon Information Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73780 | NS      | $2267697.42   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    365800 | NS      | $674695.82    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |     69182 | NS      | $627343.81    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |   1352460 | NS      | $4239170.79   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |    424976 | NS      | $466458.33    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   6228207 | NS      | $4580924.26   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |     72629 | NS      | $546420.25    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    211995 | NS      | $550535.11    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    691519 | NS      | $6565121.89   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    124400 | NS      | $642419.84    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |    559481 | NS      | $1289119.43   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   3867301 | NS      | $5333340.61   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |    218415 | NS      | $1697914.88   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    481521 | NS      | $1491578.37   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    674230 | NS      | $3424602.79   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    259233 | NS      | $4321222.23   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   3290500 | NS      | $2513288.73   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    391900 | NS      | $524942.79    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| TFC                            | Suzhou TFC Optical Communication Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    249063 | NS      | $5566125.97   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   1273634 | NS      | $2091527.57   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |    247500 | NS      | $786970.11    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    326498 | NS      | $2663744.13   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15386 | NS      | $677494.12    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    587464 | NS      | $1545542.43   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   1287600 | NS      | $1571731.99   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |   3751269 | NS      | $2674209.79   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    464993 | NS      | $937891.65    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   2215372 | NS      | $5085713.74   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ACM Research Shanghai Inc      | ACM Research Shanghai Inc                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     61978 | NS      | $1384048.80   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    333970 | NS      | $1722308.12   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |  11287025 | NS      | $12947534.30  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   1840533 | NS      | $1759855.60   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     58808 | NS      | $1688570.42   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    884017 | NS      | $1988128.59   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    268459 | NS      | $1363578.37   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    245646 | NS      | $1284187.35   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   2866191 | NS      | $11586548.43  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    337721 | NS      | $2078900.40   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Health | Shanghai United Imaging Healthcare Co Ltd                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |    213257 | NS      | $4014838.50   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    479785 | NS      | $12412152.43  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    159772 | NS      | $478870.80    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    271749 | NS      | $463940.14    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    159597 | NS      | $1612020.22   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    334150 | NS      | $3594880.97   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    545082 | NS      | $511166.16    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    348426 | NS      | $2069886.70   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| YIWU CCC                       | Zhejiang China Commodities City Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |   1363566 | NS      | $3174627.13   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    636068 | NS      | $658569.11    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |   1180406 | NS      | $2719814.10   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |    894469 | NS      | $1305664.87   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    583187 | NS      | $5828652.94   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     72288 | NS      | $707655.34    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |    300280 | NS      | $6094878.29   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   1886210 | NS      | $7464908.39   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |    948522 | NS      | $1084040.48   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |    930383 | NS      | $2776712.73   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    369179 | NS      | $1321648.18   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    371400 | NS      | $2363965.54   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |   2076135 | NS      | $3056983.18   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |    149311 | NS      | $290812.10    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   6994243 | NS      | $3571368.37   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd    | Wens Foodstuff Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |   1818586 | NS      | $4650707.21   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     93560 | NS      | $2274453.27   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |   2200882 | NS      | $4548138.73   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |   1568743 | NS      | $1726307.38   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    165933 | NS      | $743071.16    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    469972 | NS      | $1202533.77   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    146700 | NS      | $583073.31    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    572526 | NS      | $1572646.70   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |    326200 | NS      | $443398.35    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    476500 | NS      | $1542075.56   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    428684 | NS      | $3077230.65   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |    761100 | NS      | $837544.80    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    133352 | NS      | $285758.33    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd   | Beijing Tong Ren Tang Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     30000 | NS      | $141939.77    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   1933619 | NS      | $1143230.80   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd     | Empyrean Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |    107800 | NS      | $1594913.65   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |    951325 | NS      | $932500.07    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |    978176 | NS      | $1651992.45   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |     49400 | NS      | $444047.30    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    562220 | NS      | $2899410.35   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Technology               | Range Intelligent Computing Technology Group Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    348580 | NS      | $2352825.02   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    386129 | NS      | $4980424.55   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    219960 | NS      | $1736059.63   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    159098 | NS      | $580592.14    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |    167831 | NS      | $1210916.61   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |    405700 | NS      | $1179817.54   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |    187144 | NS      | $604851.61    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    431662 | NS      | $910349.57    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     83322 | NS      | $15686442.81  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     47527 | NS      | $1802286.98   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |    453041 | NS      | $999011.19    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Co Ltd            | CNPC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |    387100 | NS      | $501539.77    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1098200 | NS      | $1368497.72   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| QINGDAO PORT                   | Qingdao Port International Co Ltd                               | CUSIP: 000000000<br>LEI: 529900URO8Y3C7A1JM55 | Long             | EC               | CORP              | CN        |    460400 | NS      | $547017.64    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |    386154 | NS      | $423300.68    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   2221993 | NS      | $25099133.08  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    638026 | NS      | $1286899.50   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    231427 | NS      | $3878993.97   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    893008 | NS      | $6410296.61   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   5060758 | NS      | $2763055.47   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    256800 | NS      | $577535.75    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   4262403 | NS      | $14107728.57  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    409526 | NS      | $2264299.54   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |    548427 | NS      | $718317.66    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BTBP                           | Beijing Tiantan Biological Products Corp Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    574134 | NS      | $1404090.14   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    197042 | NS      | $1786780.95   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Health | Shanghai United Imaging Healthcare Co Ltd                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |     31684 | NS      | $596492.23    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Cargo Co Ltd         | Air China Cargo Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003008Y1PWZJ9XNVE26 | Long             | EC               | CORP              | CN        |    692300 | NS      | $615930.49    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1166804 | NS      | $1094203.67   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |    327100 | NS      | $780516.98    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   1879246 | NS      | $1799529.76   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    940238 | NS      | $3314153.09   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |    872576 | NS      | $622043.17    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   2250830 | NS      | $1149308.52   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Expressway Net | China Merchants Expressway Network & Technology Holdings Co Ltd | CUSIP: 000000000<br>LEI: 300300HYECHLUO2UVU03 | Long             | EC               | CORP              | CN        |   1144237 | NS      | $1610370.46   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    284100 | NS      | $543293.68    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   2369500 | NS      | $787610.15    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     39409 | NS      | $926988.60    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    190462 | NS      | $1503243.27   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |     32630 | NS      | $902529.95    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    301700 | NS      | $1466700.94   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |    908666 | NS      | $2386727.91   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   5691750 | NS      | $8630328.58   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Natural Gas Co Ltd         | ENN Natural Gas Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300KVDMGNQNP52Z98 | Long             | EC               | CORP              | CN        |    440609 | NS      | $1327454.66   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |   1031923 | NS      | $3335187.28   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |    578008 | NS      | $945918.97    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    825961 | NS      | $4482683.43   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Yutong Bus Co Ltd              | Yutong Bus Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300OMPRVW0Q75F037 | Long             | EC               | CORP              | CN        |    708300 | NS      | $3116764.45   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   3215748 | NS      | $26831634.75  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   5548300 | NS      | $3280370.87   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co. Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     43339 | NS      | $738489.84    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    825099 | NS      | $10642410.47  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |    372666 | NS      | $27120137.06  | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   3780922 | NS      | $3930717.08   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   1868488 | NS      | $1435082.51   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |   2150548 | NS      | $4742223.13   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    818096 | NS      | $2452008.41   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    626123 | NS      | $2596631.69   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co Lt | Xinjiang Daqo New Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311230 | NS      | $1262106.13   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    235771 | NS      | $1260242.17   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: 8368001FT238FD11Z218 | Long             | EC               | CORP              | CN        |    148327 | NS      | $296028.79    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   1379998 | NS      | $5385386.61   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   5661393 | NS      | $16904341.82  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     63900 | NS      | $1553415.61   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |    109714 | NS      | $873689.61    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    363509 | NS      | $1544035.31   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   2619618 | NS      | $2104616.79   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |    414438 | NS      | $610234.88    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   1217300 | NS      | $2794492.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    289000 | NS      | $1519826.31   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SJI                            | Shanjin International Gold Co Ltd                               | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |    929100 | NS      | $2789967.75   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC TIMES ELEC                | Zhuzhou CRRC Times Electric Co Ltd                              | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |    164089 | NS      | $1156066.29   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co Lt | Xinjiang Daqo New Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     93595 | NS      | $379548.32    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5200 | NS      | $44939.82     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   1344943 | NS      | $1379204.34   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GTHT                           | Guotai Haitong Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   1614469 | NS      | $4375341.38   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    666039 | NS      | $11102377.14  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    825033 | NS      | $1408527.46   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd            | IEIT Systems Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    168704 | NS      | $1469678.41   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    208690 | NS      | $6021987.14   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    599534 | NS      | $1146508.39   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    143800 | NS      | $568089.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Isoftstone Information Technol | Isoftstone Information Technology Group Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    302000 | NS      | $2035431.90   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co Ltd             | Jinko Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |    299665 | NS      | $238633.35    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    165273 | NS      | $1847483.73   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |   1050902 | NS      | $6115236.18   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   2819580 | NS      | $1878417.21   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   4694889 | NS      | $3771901.94   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    101300 | NS      | $541468.34    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Loongson Technology Corp Ltd   | Loongson Technology Corp Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     98808 | NS      | $1848308.75   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    185297 | NS      | $1182824.88   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    310033 | NS      | $1641400.19   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   2902601 | NS      | $3543111.87   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9380 | NS      | $192869.86    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    224500 | NS      | $897695.16    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |     95300 | NS      | $217562.06    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |   1428966 | NS      | $5346065.81   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Distillery Co Ltd                                | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |    197375 | NS      | $1848148.49   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    321535 | NS      | $1250684.24   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    171146 | NS      | $1092493.38   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   3108500 | NS      | $3187686.53   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   4147704 | NS      | $25197511.53  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   2208808 | NS      | $1277815.06   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    686195 | NS      | $1835379.21   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   4890881 | NS      | $3735662.09   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    217455 | NS      | $582553.88    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    618694 | NS      | $2133518.11   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    302500 | NS      | $809102.67    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    215308 | NS      | $1413987.53   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |   1091178 | NS      | $1429201.02   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    459398 | NS      | $2680401.07   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Tuopu Group Co Ltd      | Ningbo Tuopu Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    462056 | NS      | $4118042.48   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    457492 | NS      | $1818346.12   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |    833597 | NS      | $6812717.95   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |   1037368 | NS      | $5098875.23   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   2064700 | NS      | $2123137.39   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |   1343532 | NS      | $5241179.16   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    558040 | NS      | $678813.56    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan HNA Infrastructure      | Hainan Airport Infrastructure Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2084502 | NS      | $1459466.88   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    598369 | NS      | $1466744.19   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   6860940 | NS      | $2979262.20   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    366442 | NS      | $3242046.86   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |    873644 | NS      | $2510989.70   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    188205 | NS      | $1665118.71   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    169000 | NS      | $512983.21    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    274491 | NS      | $1417511.76   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     52897 | NS      | $210244.23    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     95428 | NS      | $1834079.21   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    213947 | NS      | $43894556.29  | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd   | Beijing Tong Ren Tang Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    326996 | NS      | $1547124.60   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |   1073050 | NS      | $1021460.91   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  15329677 | NS      | $8369645.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |   1654606 | NS      | $1743562.81   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    733895 | NS      | $1905870.27   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |     61600 | NS      | $127035.46    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd       | Huaqin Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    121100 | NS      | $1502723.24   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    266896 | NS      | $5129609.82   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |     35795 | NS      | $2166463.53   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   1318100 | NS      | $1800993.79   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |    658798 | NS      | $1394956.94   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |   2185944 | NS      | $6282745.45   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   1259953 | NS      | $1204724.58   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    567359 | NS      | $5286865.57   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |   1368528 | NS      | $1554375.57   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    536263 | NS      | $502895.90    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |    296500 | NS      | $282245.15    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   9190320 | NS      | $5316681.82   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   8742076 | NS      | $5057368.68   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    567541 | NS      | $4963445.03   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    245505 | NS      | $483030.11    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HDGF                           | WUS Printed Circuit Kunshan Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    699999 | NS      | $6876325.06   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   8986100 | NS      | $6469575.10   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    442361 | NS      | $1551101.03   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan HNA Infrastructure      | Hainan Airport Infrastructure Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    526300 | NS      | $368489.65    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2129800 | NS      | $1135708.57   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18300 | NS      | $48144.95     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    191108 | NS      | $2738262.27   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |     36900 | NS      | $748970.99    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    121201 | NS      | $1041966.19   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniVision Integrated Circuits | OmniVision Integrated Circuits Group Inc                        | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    121848 | NS      | $2059036.27   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    985100 | NS      | $8460554.18   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    278252 | NS      | $1020140.57   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |     94434 | NS      | $274623.83    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    522035 | NS      | $694825.86    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    185400 | NS      | $1081733.83   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Eoptolink Technology Inc Ltd   | Eoptolink Technology Inc Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    481680 | NS      | $23695993.44  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |    379814 | NS      | $1135697.53   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1624430 | NS      | $1523355.48   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |   1827908 | NS      | $5636344.84   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     88226 | NS      | $599246.46    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   1007865 | NS      | $4188329.92   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |   1611658 | NS      | $3412568.81   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |    580623 | NS      | $2172234.17   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    274434 | NS      | $2549128.10   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    183889 | NS      | $555316.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Rural Commercial Bank | Shanghai Rural Commercial Bank Co Ltd                           | CUSIP: 000000000<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |   2799600 | NS      | $3730212.87   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2095331 | NS      | $1526323.52   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    238560 | NS      | $568907.85    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     81958 | NS      | $2252427.81   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd            | IEIT Systems Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    446683 | NS      | $3891314.72   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |    731770 | NS      | $2256409.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| TLYS                           | Tongling Nonferrous Metals Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |   3953100 | NS      | $2851640.05   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Lingyi iTech Guangdong Co      | Lingyi iTech Guangdong Co                                       | CUSIP: 000000000<br>LEI: 300300NKC44D46I52N38 | Long             | EC               | CORP              | CN        |   1510760 | NS      | $2970277.37   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3263700 | NS      | $2598994.47   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd       | Huaqin Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     44414 | NS      | $551130.88    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     88462 | NS      | $18149355.86  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |    255770 | NS      | $1075551.58   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |    548410 | NS      | $2706406.72   | 0.16%             |  |  |  | No            |                  3 | On Loan: No      |
| Jiangsu Expressway Co Ltd      | Jiangsu Expressway Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |    262823 | NS      | $484389.27    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |   1034350 | NS      | $4150625.82   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |    114134 | NS      | $1775640.20   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   5819926 | NS      | $4190076.71   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   1474419 | NS      | $2060461.92   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   1422557 | NS      | $1478916.81   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    371506 | NS      | $3713010.65   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: 8368001FT238FD11Z218 | Long             | EC               | CORP              | CN        |    529780 | NS      | $1057326.95   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Biokin Pharmaceutical  | Sichuan Biokin Pharmaceutical Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     43032 | NS      | $2309822.44   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    423300 | NS      | $1077723.87   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     80710 | NS      | $3009943.37   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    360078 | NS      | $6035338.97   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1414261 | NS      | $4536901.44   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    225168 | NS      | $1192101.48   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   3519022 | NS      | $5778843.47   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    802287 | NS      | $4877338.47   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |    322600 | NS      | $499649.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3276400 | NS      | $2813016.87   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    404060 | NS      | $528657.41    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24400 | NS      | $573943.05    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    140070 | NS      | $513531.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   5063693 | NS      | $8222350.48   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   3263614 | NS      | $2506601.79   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |      9570 | NS      | $11641.18     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    237204 | NS      | $651565.32    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Energy Electric Power | Zhejiang Zheneng Electric Power Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |    351200 | NS      | $249867.18    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |    171712 | NS      | $1939620.12   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |    365500 | NS      | $282788.30    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    407520 | NS      | $21511826.76  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    208200 | NS      | $730035.50    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |   5545626 | NS      | $6361479.92   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    289424 | NS      | $740559.30    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    175051 | NS      | $6638166.47   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    189929 | NS      | $1859288.83   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Energy Electric Power | Zhejiang Zheneng Electric Power Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |   1747908 | NS      | $1243578.73   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |   5123900 | NS      | $5826978.60   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |    957435 | NS      | $1978546.42   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    212075 | NS      | $1681625.55   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    314620 | NS      | $674195.25    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   3086077 | NS      | $1785322.98   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |   2352466 | NS      | $2256003.55   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    415300 | NS      | $517516.94    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    242890 | NS      | $2263340.81   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |    123666 | NS      | $3420541.49   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |   2102152 | NS      | $5146925.86   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |     79003 | NS      | $570014.15    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    106197 | NS      | $4676188.92   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |    512592 | NS      | $680807.21    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd          | Zhejiang Juhua Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    714880 | NS      | $3389408.28   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    382534 | NS      | $509150.76    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |    190246 | NS      | $11514485.83  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |     46800 | NS      | $92475.99     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd       | YTO Express Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    740443 | NS      | $1785676.34   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |   1222775 | NS      | $2381591.22   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    141115 | NS      | $1234125.02   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1160945 | NS      | $6627496.88   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   2340510 | NS      | $3479364.64   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    247821 | NS      | $1027753.11   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1244746 | NS      | $3334628.39   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    227697 | NS      | $802586.92    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |   1547164 | NS      | $4617485.45   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1787886 | NS      | $3444321.32   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd        | Cinda Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    253400 | NS      | $637630.80    | 0.04%             |  |  |  | No            |                  3 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |    502509 | NS      | $570750.26    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   5558977 | NS      | $1847776.62   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1038708 | NS      | $5929681.45   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd             | Goneo Group Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    196260 | NS      | $1189513.43   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |    555270 | NS      | $2166133.41   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CSI Solar Co Ltd               | CSI Solar Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003004AEZ3F97L0KW51 | Long             | EC               | CORP              | CN        |    894374 | NS      | $2175877.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    551161 | NS      | $2203895.60   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     54000 | NS      | $266490.33    | 0.02%             |  |  |  | No            |                  3 | On Loan: No      |
| OmniVision Integrated Circuits | OmniVision Integrated Circuits Group Inc                        | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    342915 | NS      | $5794714.93   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    500677 | NS      | $1921295.49   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |    626366 | NS      | $3644846.07   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP ENGY                | COSCO SHIPPING Energy Transportation Co Ltd                     | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |    842964 | NS      | $1440332.27   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd        | Yunnan Aluminium Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |   1137947 | NS      | $3975627.79   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |   1587847 | NS      | $1228521.35   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |     45676 | NS      | $355528.41    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    909200 | NS      | $12239008.19  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   4912347 | NS      | $1688426.03   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     69502 | NS      | $747722.33    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    755143 | NS      | $2937302.15   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co Ltd             | Jinko Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |   2034146 | NS      | $1619859.12   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |    928032 | NS      | $6500253.84   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |   1112039 | NS      | $3325153.74   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   1850898 | NS      | $6126113.98   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    150918 | NS      | $540281.27    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd             | Goneo Group Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29311 | NS      | $177651.22    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    963140 | NS      | $1765554.59   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     67160 | NS      | $320700.66    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311700 | NS      | $2679687.97   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High-Tech Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    109952 | NS      | $1543704.37   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    328100 | NS      | $2676814.10   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CRSC                     | China Railway Signal & Communication Corp Ltd                   | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |   2373479 | NS      | $1745723.53   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   3429300 | NS      | $2755120.16   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    451300 | NS      | $620466.48    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    724135 | NS      | $3808164.09   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| HUADIAN POWER                  | Huadian Power International Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |   1386833 | NS      | $1010225.03   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    584840 | NS      | $2618995.23   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    193854 | NS      | $1785017.53   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co | Beijing Roborock Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    104882 | NS      | $2257591.02   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    207056 | NS      | $641384.80    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    209243 | NS      | $798804.59    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    266382 | NS      | $513178.81    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceutical | Jiangsu Hengrui Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |    814174 | NS      | $7149170.70   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| KELUN PHARMA                   | Sichuan Kelun Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |    541200 | NS      | $2634846.89   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    347114 | NS      | $1883868.82   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    124842 | NS      | $741646.13    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |   3275176 | NS      | $4780805.43   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     79000 | NS      | $3589131.39   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |    554000 | NS      | $678600.83    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    857988 | NS      | $870135.92    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    927550 | NS      | $7966284.67   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   3379746 | NS      | $4723106.48   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| GTHT                           | Guotai Haitong Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   3712533 | NS      | $10061264.27  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |   1244156 | NS      | $1652445.56   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    269931 | NS      | $2140388.39   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |     85725 | NS      | $351028.83    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd    | Wens Foodstuff Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |    717332 | NS      | $1834447.81   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |   1981731 | NS      | $2264867.46   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    446833 | NS      | $3478015.25   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |    268758 | NS      | $613552.40    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-27

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer