# EDGAR Filing Document

**Accession Number:** 0001496254
**File Stem:** 0000910472-26-003222
**Filing Date:** 2026-2
**Character Count:** 13281
**Document Hash:** ca4f3cebd3541b84b1daae16941e1c0c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-003222.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000910472-26-003222

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alternative Strategies Income Fund
- **CENTRAL INDEX KEY:** 0001496254

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22440
- **FILM NUMBER:** 26693627

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 212-409-2680

**MAIL ADDRESS:**
- **STREET 1:** 17645 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alternative Strategies Fund
- **DATE OF NAME CHANGE:** 20131029

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ladenburg Thalmann Alternative Strategies Fund
- **DATE OF NAME CHANGE:** 20100709

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Alternative Strategies Fund

- **b. Investment Company Act file number:** 811-22440

- **c. CIK number of Registrant:** 0001496254

- **d. LEI of Registrant:** 549300E0KMS6U0D13888

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 277 PARK AVENUE

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10172

  - **Telephone number:** 212-409-2680

**Item A.2. Information about the Series.**

- **a. Name of Series:** Alternative Strategies Fund

- **c. LEI of Series:** 549300E0KMS6U0D13888

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $13969742.04

**Total Liabilities:** $252828.03

**Net Assets:** $13716914.01

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 312.30950300 | **1-Year:** 384.17266500 | **5-Year:** 2.91786500 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 0.35%                | -2.98%               | -1.38%               |
| Class ID N/A | 0.27%                | -3.02%               | -1.45%               |
| Class ID N/A | 0.36%                | -2.93%               | -1.37%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-395715.30                                |
| Month 2  | $0.00                    | $-682711.80                                |
| Month 3  | $0.00                    | $-376352.40                                |

### Schedule of Portfolio Investments

| Name                                   | Title           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BBVA Global Securities BV              | BBVASM 10/21/26 | CUSIP: 05554T4X0<br>LEI: 7245002K0ECNIA1YTU43 | Long             | DBT              | CORP              | NL        |    500000 | PA      | $538750.00    | 3.93%             | 2026-10-21      | Fixed         | 39.95%                | No            |                  2 | On Loan: No      |
| BBVA Global Securities BV              | BBVASM 09/02/26 | CUSIP: 05556GBH3<br>LEI: 7245002K0ECNIA1YTU43 | Long             | DBT              | CORP              | NL        |    500000 | PA      | $336350.00    | 2.45%             | 2026-09-02      | Fixed         | 25.50%                | No            |                  2 | On Loan: No      |
| BBVA Global Securities BV              | BBVASM 10/27/26 | CUSIP: 05556NLG9<br>LEI: 7245002K0ECNIA1YTU43 | Long             | DBT              | CORP              | NL        |    500000 | PA      | $522700.00    | 3.81%             | 2026-10-27      | Fixed         | 27.05%                | No            |                  2 | On Loan: No      |
| BNP Paribas SA                         | BNP 11/27/26    | CUSIP: 05616UTN8<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |    500000 | PA      | $518850.00    | 3.78%             | 2026-11-27      | Fixed         | 33.60%                | No            |                  2 | On Loan: No      |
| Bank of Montreal                       | BMO 07/22/26    | CUSIP: 06376ETP7<br>LEI: NQQ6HPCNCCU6TUTQYE16 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $552680.00    | 4.03%             | 2026-07-22      | Fixed         | 42.00%                | No            |                  2 | On Loan: No      |
| Barclays Bank plc                      | BACR 01/12/27   | CUSIP: 06746EFB6<br>LEI: G5GSEF7VJP5I7OUK5573 | Long             | DBT              | CORP              | GB        |    700000 | PA      | $519890.00    | 3.79%             | 2027-01-12      | Fixed         | 23.00%                | No            |                  2 | On Loan: No      |
| Canadian Imperial Bank of Commerce     | CM 05/20/26     | CUSIP: 13607XZN0<br>LEI: 2IGI19DL77OX0HC3ZE78 | Long             | DBT              | CORP              | CA        |    700000 | PA      | $729397.20    | 5.32%             | 2026-05-20      | Fixed         | 25.68%                | No            |                  2 | On Loan: No      |
| Citigroup Global Markets Holdings Inc. | C 10/28/26      | CUSIP: 17333LRA5<br>LEI: 82VOJDD5PTRDMVVMGV31 | Long             | DBT              | CORP              | US        |    500000 | PA      | $517550.00    | 3.77%             | 2026-10-28      | Fixed         | 20.10%                | No            |                  2 | On Loan: No      |
| First American Funds Inc.              | FRST AM-GV OB-X | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |    942623 | PA      | $942622.62    | 6.87%             |  |  |  | No            |                  1 | On Loan: No      |
| GS Finance Corp                        | GS 02/02/26     | CUSIP: 40058GQF1<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $552850.00    | 4.03%             | 2026-02-02      | Fixed         | 47.25%                | No            |                  2 | On Loan: No      |
| GS Finance Corp                        | GS 02/06/26     | CUSIP: 40058GS44<br>LEI: 549300FR80KBVO6DRL61 | Long             | DBT              | CORP              | US        |    500000 | PA      | $206250.00    | 1.50%             | 2026-02-06      | Fixed         | 39.80%                | No            |                  2 | On Loan: No      |
| HSBC USA, Inc.                         | HSBC 08/18/26   | CUSIP: 40447CU73<br>LEI: 549300LBOHZ4QSIWU288 | Long             | DBT              | CORP              | US        |    700000 | PA      | $653800.00    | 4.77%             | 2026-08-18      | Fixed         | 23.05%                | No            |                  2 | On Loan: No      |
| JPMorgan Chase Financial Co LLC        | JPM 01/21/2027  | CUSIP: 48136FUZ3<br>LEI: 549300NJFDJOFYVV6789 | Long             | DBT              | CORP              | US        |    500000 | PA      | $539850.00    | 3.94%             | 2027-01-21      | Fixed         | 35.05%                | No            |                  2 | On Loan: No      |
| JPMorgan Chase Financial Co LLC        | JPM 07/21/26    | CUSIP: 48136FZN5<br>LEI: 549300NJFDJOFYVV6789 | Long             | DBT              | CORP              | US        |    500000 | PA      | $534000.00    | 3.89%             | 2026-07-21      | Fixed         | 35.05%                | No            |                  2 | On Loan: No      |
| JPMorgan Chase Financial Co LLC        | JPM 11/10/2026  | CUSIP: 48136GFF2<br>LEI: 549300NJFDJOFYVV6789 | Long             | DBT              | CORP              | US        |    500000 | PA      | $492300.00    | 3.59%             | 2026-11-10      | Fixed         | 30.05%                | No            |                  2 | On Loan: No      |
| JPMorgan Chase Financial Co LLC        | JPM 5/22/2026   | CUSIP: 48136GUN8<br>LEI: 549300NJFDJOFYVV6789 | Long             | DBT              | CORP              | US        |    500000 | PA      | $383250.00    | 2.79%             | 2026-05-22      | Fixed         | 24.55%                | No            |                  2 | On Loan: No      |
| Morgan Stanley Finance LLC.            | MS 04/21/26     | CUSIP: 61778NPA3<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    500000 | PA      | $350600.00    | 2.56%             | 2026-04-21      | Fixed         | 37.90%                | No            |                  2 | On Loan: No      |
| Morgan Stanley Finance LLC.            | MS 04/27/26     | CUSIP: 61778NRT0<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    500000 | PA      | $417050.00    | 3.04%             | 2026-04-27      | Fixed         | 30.10%                | No            |                  2 | On Loan: No      |
| Morgan Stanley Finance LLC.            | MS 09/15/26     | CUSIP: 61779DSS2<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    500000 | PA      | $527900.00    | 3.85%             | 2026-09-15      | Fixed         | 29.00%                | No            |                  2 | On Loan: No      |
| National Bank of Canada                | NACN 07/29/26   | CUSIP: 63305MPP0<br>LEI: BSGEFEIOM18Y80CKCV46 | Long             | DBT              | CORP              | CA        |    700000 | PA      | $551530.00    | 4.02%             | 2026-07-29      | Fixed         | 33.40%                | No            |                  2 | On Loan: No      |
| Nomura America Finance LLC             | NOMURA 03/09/27 | CUSIP: 65541KHK3<br>LEI: 549300U646RSSKIVOJ29 | Long             | DBT              | CORP              | US        |    700000 | PA      | $682220.00    | 4.97%             | 2027-03-09      | Fixed         | 29.50%                | No            |                  2 | On Loan: No      |
| Royal Bank of Canada                   | RY 04/10/2026   | CUSIP: 78017KKY7<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |    700000 | PA      | $721560.00    | 5.26%             | 2026-04-10      | Fixed         | 18.00%                | No            |                  2 | On Loan: No      |
| Santander Global Issuances BV          | SANTAN 10/14/26 | CUSIP: 80287KCY5<br>LEI: 635400A8E8E8EKF4CB64 | Long             | DBT              | CORP              | NL        |    700000 | PA      | $649303.20    | 4.73%             | 2026-10-14      | Fixed         | 24.57%                | No            |                  2 | On Loan: No      |
| Societe Generale S.A.                  | SOCGEN 08/04/26 | CUSIP: 83371NDU7<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | FR        |    500000 | PA      | $519750.00    | 3.79%             | 2026-08-04      | Fixed         | 22.30%                | No            |                  2 | On Loan: No      |
| The Toronto-Dominion Bank              | TD 11/23/26     | CUSIP: 89115L5X2<br>LEI: PT3QB789TSUIDF371261 | Long             | DBT              | CORP              | CA        |    600000 | PA      | $637200.00    | 4.65%             | 2026-11-23      | Fixed         | 24.50%                | No            |                  2 | On Loan: No      |
| UBS AG, London Branch                  | UBS 03/05/26    | CUSIP: 90308V3A7<br>LEI: N/A                  | Long             | DBT              | CORP              | CH        |    500000 | PA      | $221950.00    | 1.62%             | 2026-03-05      | Fixed         | 24.90%                | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-28

**Name of Applicant:** Alternative Strategies Fund

**Signature:** James Colantino

**Name of Signer:** James Colantino

**Title:** Assistant Treasurer