# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069575
**Filing Date:** 2023-3
**Character Count:** 43235
**Document Hash:** f97561e35486b7453507a275292ac412
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069575.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069575

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767805

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Cleaner Transport ETF (Series ID: S000073839)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000231049 | IQ Cleaner Transport ETF | CLNR            |

## Nport-Ex

Schedule of Investments – IQ Cleaner Transport ETF

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 97.0%** | **Common Stocks — 97.0%** | |
| **Belgium - 0.5%** | **Belgium - 0.5%** | |
| Umicore SA | 660 | $24823 |
| **Canada - 0.2%** |  |  |
| Ballard Power Systems, Inc.<sup>\*</sup> | 1974 | 12885 |
| **China - 12.8%** |  |  |
| BYD Co., Ltd., Class H | 6623 | 207007 |
| COSCO SHIPPING Holdings Co., Ltd., Class H | 77490 | 80075 |
| Flat Glass Group Co., Ltd., Class H<sup>(a)</sup> | 11753 | 36735 |
| Li Auto, Inc.<sup>\*(a)</sup> | 1833 | 45642 |
| NIO, Inc.<sup>\*</sup> | 4906 | 59215 |
| NXP Semiconductors NV | 845 | 155742 |
| Xinyi Solar Holdings Ltd. | 14817 | 19205 |
| XPeng, Inc.<sup>\*(a)</sup> | 1706 | 18152 |
| Zhuzhou CRRC Times Electric Co., Ltd. | 6017 | 32009 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total China |  | 653782 |
| **Denmark - 3.3%** |  |  |
| AP Moller - Maersk A/S, Class B | 33 | 71374 |
| Vestas Wind Systems A/S | 3302 | 95823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Denmark |  | 167197 |
| **Finland - 0.3%** |  |  |
| Wartsila OYJ Abp | 1398 | 13240 |
| **France - 4.3%** |  |  |
| Alstom SA | 1215 | 35892 |
| Cie Generale des Etablissements Michelin SCA | 2203 | 69277 |
| Faurecia SE<sup>\*</sup> | 741 | 14598 |
| Getlink SE | 722 | 12177 |
| Legrand SA | 828 | 73487 |
| Valeo | 654 | 14195 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total France |  | 219626 |
| **Germany - 12.8%** |  |  |
| Bayerische Motoren Werke AG | 1159 | 117351 |
| Continental AG | 354 | 24729 |
| Infineon Technologies AG | 4303 | 153820 |
| Knorr-Bremse AG | 213 | 13917 |
| Mercedes-Benz Group AG | 2249 | 166458 |
| Nordex SE<sup>\*</sup> | 966 | 14572 |
| Siemens AG | 1062 | 164818 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Germany |  | 655665 |
| **Hong Kong - 0.5%** |  |  |
| MTR Corp., Ltd. | 5155 | 27555 |
| **Japan - 10.3%** |  |  |
| Aisin Corp. | 436 | 12673 |
| Central Japan Railway Co. | 339 | 41292 |
| Denso Corp. | 908 | 48680 |
| East Japan Railway Co. | 747 | 41588 |
| Honda Motor Co., Ltd. | 3580 | 88285 |
| Koito Manufacturing Co., Ltd. | 744 | 12472 |
| Panasonic Holdings Corp. | 5255 | 48491 |
| Shimano, Inc. | 180 | 31821 |
| Sumitomo Electric Industries Ltd. | 1565 | 18707 |
| TDK Corp. | 702 | 24858 |
| Toyota Motor Corp. | 9893 | 144274 |
| Yamaha Motor Co., Ltd. | 690 | 16899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Japan |  | 530040 |
| **Portugal - 0.8%** |  |  |
| EDP - Energias de Portugal SA | 8603 | 42587 |
| **Singapore - 2.0%** |  |  |
| STMicroelectronics NV | 2160 | 101130 |
| **South Korea - 1.8%** |  |  |
| Samsung SDI Co., Ltd. | 168 | 93424 |
| **Spain - 3.6%** |  |  |
| EDP Renovaveis SA | 788 | 17069 |
| Iberdrola SA | 13107 | 152953 |
| Solaria Energia y Medio Ambiente SA<sup>\*</sup> | 674 | 13751 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Spain |  | 183773 |
| **Sweden - 2.7%** |  |  |
| Thule Group AB | 509 | 12110 |
| Volvo AB, B Shares | 6409 | 126622 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Sweden |  | 138732 |
| **Switzerland - 0.5%** |  |  |
| Landis+Gyr Group AG<sup>\*</sup> | 172 | 12599 |
| Stadler Rail AG | 354 | 13455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Switzerland |  | 26054 |
| **Taiwan - 2.4%** |  |  |
| Compal Electronics, Inc. | 17247 | 12982 |
| Delta Electronics, Inc. | 6320 | 60832 |
| Evergreen Marine Corp Taiwan Ltd. | 5321 | 26937 |
| Giant Manufacturing Co., Ltd. | 1555 | 10617 |
| Taiwan High Speed Rail Corp. | 13049 | 12691 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Taiwan |  | 124059 |
| **United States - 38.2%** |  |  |
| Alphabet, Inc., Class A<sup>\*</sup> | 1498 | 148062 |
| Apple, Inc. | 986 | 142270 |
| Aptiv PLC<sup>\*</sup> | 888 | 100424 |
| Array Technologies, Inc.<sup>\*</sup> | 519 | 11537 |
| Bloom Energy Corp., Class A<sup>\*</sup> | 546 | 13612 |
| BorgWarner, Inc. | 766 | 36216 |
| Brookfield Renewable Corp., Class A | 565 | 17809 |
| CSX Corp. | 4558 | 140933 |
| Eaton Corp. PLC | 879 | 142583 |
| Edison International | 1255 | 86469 |
| Enphase Energy, Inc.<sup>\*</sup> | 441 | 97629 |
| First Solar, Inc.<sup>\*</sup> | 333 | 59141 |
| FuelCell Energy, Inc.<sup>\*</sup> | 3466 | 12686 |
| Intel Corp. | 4975 | 140594 |
| Itron, Inc.<sup>\*</sup> | 226 | 12988 |
| Lear Corp. | 194 | 28281 |
| NVIDIA Corp. | 897 | 175247 |
| Plug Power, Inc.<sup>\*(a)</sup> | 1717 | 29223 |

---

Schedule of Investments – IQ Cleaner Transport ETF (continued)

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** | **Common Stocks (continued)** | |
| **United States (continued)** |  |  |
| Schneider Electric SE | 986 | $158827 |
| SolarEdge Technologies, Inc.<sup>\*</sup> | 182 | 58082 |
| Tesla, Inc.<sup>\*</sup> | 794 | 137537 |
| Texas Instruments, Inc. | 824 | 146021 |
| Westinghouse Air Brake Technologies Corp. | 573 | 59483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total United States |  | 1955654 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,538,121)** |  | **4970226** |
| **Preferred Stock — 2.8%** |  |  |
| **Germany - 2.8%** |  |  |
| Volkswagen AG, 20.32% |  |  |
| **(Cost $203,912)** | 1027 | **141585** |
| **Short-Term Investments — 2.0%** |  |  |
| **Money Market Funds — 2.0%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(b)(c)</sup> | 98850 | 98850 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> | 2025 | 2025 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $100,875)** |  | **100875** |
| **Total Investments — 101.8%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,842,908)** |  | **5212686** |
| **Other Assets and Liabilities, Net — (1.8)%** |  | **(90370)** |
| **Net Assets — 100.0%** |  | $**5122316** |

---

---

| | | |
|:---|:---|:---|
| <br>**Industry** |<br>**Value** | **% of**<br>**Net Assets** |
| Consumer Discretionary | $1625697 | 31.8% |
| Information Technology | 1503299 | 29.3 |
| Industrials | 1479293 | 28.9 |
| Utilities | 330638 | 6.4 |
| Communication Services | 148062 | 2.9 |
| Money Market Funds | 100875 | 2.0 |
| Materials | 24822 | 0.5 |
| Total Investments | $5212686 | 101.8% |
| Other Assets and Liabilities, Net | (90370) | (1 .8) |
| Total Net Assets | $5122316 | 100.0% |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $126,025; total market value of collateral held by the Fund was $125,806. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $26,956.

(b) Reflects the 1-day yield at January 31, 2023.

(c) Represents security purchased with cash collateral received for securities on loan.

Schedule of Investments – IQ Cleaner Transport ETF (continued)

January 31, 2023 (Unaudited)

---

| | | | | |
|:---|:---|:---|:---|:---|
| The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. |
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $4970226 | $– | $– | $4970226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Preferred Stock | 141585 |  |  | 141585 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 100875 | – | – | 100875 |
| Total Investments in Securities | $5212686 | $– | $– | $5212686 |

---

(d) For
 a complete listing of investments and their countries, see the Schedule of Investments.

For the period ended January 31, 2023 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Cleaner Transport ETF

- **b. EDGAR series identifier (if any):** S000073839

- **c. LEI of Series:** 549300RWE58YGW3YC057

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5223350.75

**Total Liabilities:** $101034.55

**Net Assets:** $5122316.20

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000231049 | 12.44%               | -6.14%               | 11.45%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $527913.53                                 |
| Month 2  | $-111908.73              | $-207856.58                                |
| Month 3  | $13.89                   | $524365.91                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Tesla Inc                                                    | Tesla Inc                                                    | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       794 | NS      | $137536.68    | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Sumitomo Electric Industries L                               | Sumitomo Electric Industries Ltd                             | CUSIP: 000000000<br>LEI: 5493005SP87FL5TOS202 | Long             | EC               | CORP              | JP        |      1565 | NS      | $18707.32     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Ballard Power Systems Inc                                    | Ballard Power Systems Inc                                    | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               | CORP              | CA        |      1974 | NS      | $12885.33     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| EDP Renovaveis SA                                            | EDP Renovaveis SA                                            | CUSIP: 000000000<br>LEI: 529900MUFAH07Q1TAX06 | Long             | EC               | CORP              | ES        |       788 | NS      | $17069.04     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Wartsila OYJ Abp                                             | Wartsila OYJ Abp                                             | CUSIP: 000000000<br>LEI: 743700G7A9J1PHM3X223 | Long             | EC               | CORP              | FI        |      1398 | NS      | $13239.53     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider Electric SE                                        | Schneider Electric SE                                        | CUSIP: 000000000<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |       986 | NS      | $158827.42    | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Infineon Technologies AG                                     | Infineon Technologies AG                                     | CUSIP: 000000000<br>LEI: TSI2PJM6EPETEQ4X1U25 | Long             | EC               | CORP              | DE        |      4303 | NS      | $153820.44    | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MTR Corp Ltd                                                 | MTR Corp Ltd                                                 | CUSIP: 000000000<br>LEI: 254900IH4U9NHH9AQM97 | Long             | EC               | CORP              | HK        |      5155 | NS      | $27555.42     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Aisin Corp                                                   | Aisin Corp                                                   | CUSIP: 000000000<br>LEI: 3538004IOK08PDY6I723 | Long             | EC               | CORP              | JP        |       436 | NS      | $12673.15     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Alstom SA                                                    | Alstom SA                                                    | CUSIP: 000000000<br>LEI: 96950032TUYMW11FB530 | Long             | EC               | CORP              | FR        |      1215 | NS      | $35891.70     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Landis+Gyr Group AG                                          | Landis+Gyr Group AG                                          | CUSIP: 000000000<br>LEI: 529900PZYVAKCYSLFL19 | Long             | EC               | CORP              | CH        |       172 | NS      | $12599.29     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Array Technologies Inc                                       | Array Technologies Inc                                       | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               | CORP              | US        |       519 | NS      | $11537.37     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                                                    | Aptiv PLC                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       888 | NS      | $100423.92    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Plug Power Inc                                               | Plug Power Inc                                               | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |      1717 | NS      | $29223.34     | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| Westinghouse Air Brake Technol                               | Westinghouse Air Brake Technologies Corp                     | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |       573 | NS      | $59483.13     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| East Japan Railway Co                                        | East Japan Railway Co                                        | CUSIP: 000000000<br>LEI: 353800SENYJ2DSM6PS44 | Long             | EC               | CORP              | JP        |       747 | NS      | $41587.76     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                                               | BorgWarner Inc                                               | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |       766 | NS      | $36216.48     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Li Auto Inc                                                  | Li Auto Inc                                                  | CUSIP: 50202M102<br>LEI: 2549003R73Q70J5H4I65 | Long             | EC               | CORP              | CN        |      1833 | NS      | $45641.70     | 0.89%             |  |  |  | No            |                  1 | On Loan: —       |
| NIO Inc                                                      | NIO Inc                                                      | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               | CORP              | CN        |      4906 | NS      | $59215.42     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Honda Motor Co Ltd                                           | Honda Motor Co Ltd                                           | CUSIP: 000000000<br>LEI: 549300P7ZYCQJ36CCS16 | Long             | EC               | CORP              | JP        |      3580 | NS      | $88285.29     | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordex SE                                                    | Nordex SE                                                    | CUSIP: 000000000<br>LEI: 529900HVDYCUWVD0OE76 | Long             | EC               | CORP              | DE        |       966 | NS      | $14572.30     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloom Energy Corp                                            | Bloom Energy Corp                                            | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |       546 | NS      | $13611.78     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                                           | Enphase Energy Inc                                           | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       441 | NS      | $97628.58     | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Iberdrola SA                                                 | Iberdrola SA                                                 | CUSIP: 000000000<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |     13107 | NS      | $152953.20    | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| AP Moller - Maersk A/S                                       | AP Moller - Maersk A/S                                       | CUSIP: 000000000<br>LEI: 549300D2K6PKKKXVNN73 | Long             | EC               | CORP              | DK        |        33 | NS      | $71373.62     | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                                  | NVIDIA Corp                                                  | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |       897 | NS      | $175246.89    | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsung SDI Co Ltd                                           | Samsung SDI Co Ltd                                           | CUSIP: 000000000<br>LEI: 9884002AESDO4YW87G32 | Long             | EC               | CORP              | KR        |       168 | NS      | $93424.26     | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                                                     | CSX Corp                                                     | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |      4558 | NS      | $140933.36    | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                                                   | BYD Co Ltd                                                   | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |      6623 | NS      | $207007.04    | 4.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                                                    | Lear Corp                                                    | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |       194 | NS      | $28281.32     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd                                      | Flat Glass Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |     11753 | NS      | $36734.92     | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Continental AG                                               | Continental AG                                               | CUSIP: 000000000<br>LEI: 529900A7YD9C0LLXM621 | Long             | EC               | CORP              | DE        |       354 | NS      | $24728.52     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Panasonic Holdings Corp                                      | Panasonic Holdings Corp                                      | CUSIP: 000000000<br>LEI: 254900GE1G59KGWPHX32 | Long             | EC               | CORP              | JP        |      5255 | NS      | $48490.91     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| EDP - Energias de Portugal SA                                | EDP - Energias de Portugal SA                                | CUSIP: 000000000<br>LEI: 529900CLC3WDMGI9VH80 | Long             | EC               | CORP              | PT        |      8603 | NS      | $42586.61     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                                                   | Siemens AG                                                   | CUSIP: 000000000<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |      1062 | NS      | $164818.36    | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Yamaha Motor Co Ltd                                          | Yamaha Motor Co Ltd                                          | CUSIP: 000000000<br>LEI: 3538004LR5NXILJDHY88 | Long             | EC               | CORP              | JP        |       690 | NS      | $16899.15     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Koito Manufacturing Co Ltd                                   | Koito Manufacturing Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |       744 | NS      | $12471.99     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Thule Group AB                                               | Thule Group AB                                               | CUSIP: 000000000<br>LEI: 549300XHHOGBOERKU333 | Long             | EC               | CORP              | SE        |       509 | NS      | $12110.25     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Corp                                    | Brookfield Renewable Corp                                    | CUSIP: 11284V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       565 | NS      | $17808.80     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Getlink SE                                                   | Getlink SE                                                   | CUSIP: 000000000<br>LEI: 9695007ZEQ7M0OE74G82 | Long             | EC               | CORP              | FR        |       722 | NS      | $12177.48     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinyi Solar Holdings Ltd                                     | Xinyi Solar Holdings Ltd                                     | CUSIP: 000000000<br>LEI: 529900QF7VIH03SB7Q08 | Long             | EC               | CORP              | CN        |     14817 | NS      | $19205.17     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Itron Inc                                                    | Itron Inc                                                    | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |       226 | NS      | $12988.22     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Giant Manufacturing Co Ltd                                   | Giant Manufacturing Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300M7TYVF50B2GY12 | Long             | EC               | CORP              | TW        |      1555 | NS      | $10616.99     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                                 | Alphabet Inc                                                 | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1498 | NS      | $148062.32    | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergreen Marine Corp Taiwan L                               | Evergreen Marine Corp Taiwan Ltd                             | CUSIP: 000000000<br>LEI: 254900EIJA0A39C5SO15 | Long             | EC               | CORP              | TW        |      5321 | NS      | $26937.29     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Toyota Motor Corp                                            | Toyota Motor Corp                                            | CUSIP: 000000000<br>LEI: 5493006W3QUS5LMH6R84 | Long             | EC               | CORP              | JP        |      9893 | NS      | $144273.71    | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Bayerische Motoren Werke AG                                  | Bayerische Motoren Werke AG                                  | CUSIP: 000000000<br>LEI: YEH5ZCD6E441RHVHD759 | Long             | EC               | CORP              | DE        |      1159 | NS      | $117351.31    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaria Energia y Medio Ambien                               | Solaria Energia y Medio Ambiente SA                          | CUSIP: 000000000<br>LEI: 959800PM2YJU406K2789 | Long             | EC               | CORP              | ES        |       674 | NS      | $13750.55     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SolarEdge Technologies Inc                                   | SolarEdge Technologies Inc                                   | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | IL        |       182 | NS      | $58081.66     | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                                              | First Solar Inc                                              | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |       333 | NS      | $59140.80     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Umicore SA                                                   | Umicore SA                                                   | CUSIP: 000000000<br>LEI: 529900F3AIQECS8ZSV61 | Long             | EC               | CORP              | BE        |       660 | NS      | $24822.49     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Michelin                                                     | Cie Generale des Etablissements Michelin SCA                 | CUSIP: 000000000<br>LEI: 549300SOSI58J6VIW052 | Long             | EC               | CORP              | FR        |      2203 | NS      | $69276.66     | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Volvo AB                                                     | Volvo AB                                                     | CUSIP: 928856301<br>LEI: 549300HGV012CNC8JD22 | Long             | EC               | CORP              | SE        |      6409 | NS      | $126621.49    | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercedes-Benz Group AG                                       | Mercedes-Benz Group AG                                       | CUSIP: 000000000<br>LEI: 529900R27DL06UVNT076 | Long             | EC               | CORP              | DE        |      2249 | NS      | $166457.80    | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                   | Intel Corp                                                   | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      4975 | NS      | $140593.50    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                    | Apple Inc                                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |       986 | NS      | $142269.94    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Vestas Wind Systems A/S                                      | Vestas Wind Systems A/S                                      | CUSIP: 000000000<br>LEI: 549300DYMC8BGZZC8844 | Long             | EC               | CORP              | DK        |      3302 | NS      | $95823.46     | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                                               | Eaton Corp PLC                                               | CUSIP: 000000000<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | US        |       879 | NS      | $142582.59    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| STMicroelectronics NV                                        | STMicroelectronics NV                                        | CUSIP: 000000000<br>LEI: 213800Z8NOHIKRI42W10 | Long             | EC               | CORP              | CH        |      2160 | NS      | $101130.14    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Japan Railway Co                                     | Central Japan Railway Co                                     | CUSIP: 000000000<br>LEI: 353800YAR3OVUITHTG64 | Long             | EC               | CORP              | JP        |       339 | NS      | $41291.55     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| XPeng Inc                                                    | XPeng Inc                                                    | CUSIP: 98422D105<br>LEI: 549300TZNMIREMWQU857 | Long             | EC               | CORP              | CN        |      1706 | NS      | $18151.84     | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| Texas Instruments Inc                                        | Texas Instruments Inc                                        | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |       824 | NS      | $146021.04    | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Stadler Rail AG                                              | Stadler Rail AG                                              | CUSIP: 000000000<br>LEI: 506700781XDET0A89669 | Long             | EC               | CORP              | CH        |       354 | NS      | $13454.89     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd                               | COSCO SHIPPING Holdings Co Ltd                               | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |     77490 | NS      | $80074.63     | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Edison International                                         | Edison International                                         | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |      1255 | NS      | $86469.50     | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Compal Electronics Inc                                       | Compal Electronics Inc                                       | CUSIP: 000000000<br>LEI: 529900ZPKWFDL21LW166 | Long             | EC               | CORP              | TW        |     17247 | NS      | $12981.92     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Faurecia SE                                                  | Faurecia SE                                                  | CUSIP: 000000000<br>LEI: 969500F0VMZLK2IULV85 | Long             | EC               | CORP              | FR        |       741 | NS      | $14598.37     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Valeo                                                        | Valeo                                                        | CUSIP: 000000000<br>LEI: 5493006IH2N2WMIBB742 | Long             | EC               | CORP              | FR        |       654 | NS      | $14194.85     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC TIMES ELEC                                              | Zhuzhou CRRC Times Electric Co Ltd                           | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |      6017 | NS      | $32009.61     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| FuelCell Energy Inc                                          | FuelCell Energy Inc                                          | CUSIP: 35952H601<br>LEI: 549300SRU8020X1X9J22 | Long             | EC               | CORP              | US        |      3466 | NS      | $12685.56     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT                           | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     99014 | NS      | $99013.60     | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| TDK Corp                                                     | TDK Corp                                                     | CUSIP: 000000000<br>LEI: 3538005O8WNU39U8NX03 | Long             | EC               | CORP              | JP        |       702 | NS      | $24858.40     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan High Speed Rail Corp                                  | Taiwan High Speed Rail Corp                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | TW        |     13049 | NS      | $12690.45     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Volkswagen AG                                                | Volkswagen AG                                                | CUSIP: 000000000<br>LEI: 529900NNUPAGGOMPXZ31 | Long             | EP               | CORP              | DE        |      1027 | NS      | $141585.17    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Denso Corp                                                   | Denso Corp                                                   | CUSIP: 000000000<br>LEI: 549300RYPA10CQM3QK38 | Long             | EC               | CORP              | JP        |       908 | NS      | $48679.89     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      2025 | NS      | $2024.75      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Knorr-Bremse AG                                              | Knorr-Bremse AG                                              | CUSIP: 000000000<br>LEI: 5299001GRRO0Z25YZT52 | Long             | EC               | CORP              | DE        |       213 | NS      | $13916.70     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Shimano Inc                                                  | Shimano Inc                                                  | CUSIP: 000000000<br>LEI: 529900L32YT3P9DECR10 | Long             | EC               | CORP              | JP        |       180 | NS      | $31821.29     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Electronics Inc                                        | Delta Electronics Inc                                        | CUSIP: 000000000<br>LEI: 529900UVZWNWGDLJSM52 | Long             | EC               | CORP              | TW        |      6320 | NS      | $60831.97     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Legrand SA                                                   | Legrand SA                                                   | CUSIP: 000000000<br>LEI: 969500XXRPGD7HCAFA90 | Long             | EC               | CORP              | FR        |       828 | NS      | $73486.49     | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV                                        | NXP Semiconductors NV                                        | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |       845 | NS      | $155741.95    | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ