# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069718
**Filing Date:** 2023-3
**Character Count:** 44188
**Document Hash:** 7f82e69334e9da545b006402bb08aa70
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069718.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069718

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767957

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ CBRE NextGen Real Estate ETF (Series ID: S000032652)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000100709 | IQ CBRE NextGen Real Estate ETF | ROOF            |

## Nport-Ex

Schedule of Investments - IQ CBRE NextGen Real Estate ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks - 100.0%** | **Common Stocks - 100.0%** | |
| **Data Center - 14.3%** |  |  |
| Digital Realty Trust, Inc. | 12146 | $1392175 |
| Equinix, Inc. | 2223 | 1640863 |
| Keppel DC REIT | 730722 | 1134152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Data Center |  | 4167190 |
| **Health Care - 12.9%** |  |  |
| Aedifica SA<sup>(a)</sup> | 1067 | 93342 |
| Alexandria Real Estate Equities, Inc. | 4393 | 706131 |
| Assura PLC | 79266 | 54403 |
| CareTrust REIT, Inc. | 2597 | 53810 |
| Chartwell Retirement Residences<sup>(a)</sup> | 6311 | 46398 |
| Cofinimmo SA | 863 | 78214 |
| Community Healthcare Trust, Inc. | 677 | 29030 |
| Global Medical REIT, Inc. | 1754 | 19697 |
| Healthcare Realty Trust, Inc.<sup>(a)</sup> | 10189 | 219369 |
| Healthpeak Properties, Inc. | 14391 | 395465 |
| LTC Properties, Inc. | 1084 | 41355 |
| Medical Properties Trust, Inc.<sup>(a)</sup> | 16010 | 207329 |
| National Health Investors, Inc. | 1162 | 68360 |
| NorthWest Healthcare Properties Real Estate Investment Trust | 6407 | 48352 |
| Parkway Life Real Estate Investment Trust | 16168 | 49943 |
| Primary Health Properties PLC | 35799 | 49405 |
| Sabra Health Care REIT, Inc. | 6184 | 83484 |
| Universal Health Realty Income Trust | 370 | 20280 |
| Ventas, Inc. | 10701 | 554419 |
| Welltower, Inc. | 12651 | 949331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Health Care |  | 3768117 |
| **Industrial - 33.3%** |  |  |
| Advance Logistics Investment Corp. | 42 | 45150 |
| Americold Realty Trust, Inc. | 17110 | 537425 |
| CRE Logistics REIT, Inc. | 36 | 48860 |
| Dream Industrial Real Estate Investment Trust | 16250 | 170495 |
| EastGroup Properties, Inc. | 2767 | 465548 |
| ESR-LOGOS REIT | 426594 | 123335 |
| First Industrial Realty Trust, Inc. | 8393 | 447767 |
| Frasers Logistics & Commercial Trust | 235642 | 225898 |
| GLP J-Reit | 299 | 337293 |
| Granite Real Estate Investment Trust | 4043 | 246728 |
| Indus Realty Trust, Inc. | 647 | 41473 |
| Industrial & Infrastructure Fund Investment Corp.<sup>(a)</sup> | 131 | 144957 |
| Innovative Industrial Properties, Inc. | 1777 | 159539 |
| Japan Logistics Fund, Inc. | 59 | 134337 |
| LaSalle Logiport REIT | 113 | 136683 |
| LondonMetric Property PLC | 62410 | 144677 |
| LXP Industrial Trust | 17512 | 202264 |
| Mapletree Logistics Trust | 305328 | 392593 |
| Mitsubishi Estate Logistics REIT Investment Corp. | 32 | 100519 |
| Mitsui Fudosan Logistics Park, Inc. | 37 | 129028 |
| Montea NV | 1144 | 91443 |
| Nippon Prologis REIT, Inc. | 169 | 382458 |
| Plymouth Industrial REIT, Inc. | 2722 | 60918 |
| Prologis, Inc. | 16682 | 2156649 |
| Rexford Industrial Realty, Inc. | 11654 | 739679 |
| Segro PLC | 76849 | 785444 |
| SOSiLA Logistics REIT, Inc. | 46 | 45736 |
| STAG Industrial, Inc. | 11383 | 405235 |
| Summit Industrial Income REIT | 12054 | 206689 |
| Terreno Realty Corp. | 4832 | 311326 |
| Tritax Big Box REIT PLC | 118754 | 227777 |
| Urban Logistics REIT PLC | 29992 | 52985 |
| Warehouse REIT PLC | 26998 | 35165 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Industrial |  | 9736073 |
| **Infrastructure (Tower) - 19.1%** |  |  |
| American Tower Corp. | 9074 | 2027041 |
| Crown Castle, Inc. | 10402 | 1540640 |
| SBA Communications Corp. | 4508 | 1341265 |
| Uniti Group, Inc. | 100899 | 664925 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Infrastructure (Tower) |  | 5573871 |
| **Manufactured Homes - 3.1%** |  |  |
| Equity LifeStyle Properties, Inc. | 4982 | 357608 |
| Sun Communities, Inc. | 3317 | 520304 |
| UMH Properties, Inc. | 1492 | 26737 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Manufactured Homes |  | 904649 |
| **Multi-Family Residential - 13.9%** |  |  |
| Advance Residence Investment Corp. | 37 | 90334 |
| Apartment Income REIT Corp. | 4014 | 153576 |
| Apartment Investment and Management Co., Class A | 4059 | 30483 |
| AvalonBay Communities, Inc. | 3745 | 664513 |
| Boardwalk Real Estate Investment Trust | 1225 | 51613 |
| Camden Property Trust | 2852 | 351395 |
| Canadian Apartment Properties REIT | 4716 | 173888 |
| CapitaLand Ascott Trust | 92199 | 77864 |
| Centerspace | 404 | 27318 |
| Comforia Residential REIT, Inc. | 19 | 42209 |
| Daiwa Securities Living Investments Corp. | 61 | 50988 |
| Elme Communities | 2343 | 44986 |
| Equity Residential | 10118 | 644011 |
| Essex Property Trust, Inc. | 1733 | 391779 |
| Independence Realty Trust, Inc. | 5999 | 112961 |
| InterRent Real Estate Investment Trust | 3775 | 40767 |
| Kenedix Residential Next Investment Corp. | 29 | 43173 |
| Killam Apartment Real Estate Investment Trust | 3112 | 42913 |
| Mid-America Apartment Communities, Inc. | 3092 | 515498 |
| NexPoint Residential Trust, Inc. | 684 | 34542 |
| Sekisui House REIT, Inc. | 117 | 63878 |
| UDR, Inc. | 8716 | 371214 |
| Veris Residential, Inc.<sup>\*</sup> | 2439 | 42195 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Multi-Family Residential |  | 4062098 |
| **Single-Family Residential - 2.9%** |  |  |
| American Homes 4 Rent, Class A | 9446 | 323903 |
| Invitation Homes, Inc. | 16369 | 531993 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Single-Family Residential |  | 855896 |
| **Student Housing - 0.5%** |  |  |
| UNITE Group PLC (The) | 10720 | 131578 |
| Xior Student Housing NV<sup>(a)</sup> | 930 | 31159 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Student Housing |  | 162737 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $29,899,441)** |  | **29230631** |

---

Schedule of Investments ─ IQ CBRE NextGen Real Estate ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 0.6%** |  |  |
| **Money Market Fund — 0.6%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(b)(c)</sup> |  |  |
| **(Cost $189,663)** | 189663 | $**189663** |
| **Total Investments — 100.6%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $30,089,104)** |  | **29420294** |
| **Other Assets and Liabilities, Net — (0.6)%** |  | **(199489)** |
| **Net Assets — 100.0%** |  | $**29220805** |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $442,745; total market value of collateral held by the Fund was $460,356. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $270,693.

(b) Reflects the 1-day yield at January 31, 2023.

(c) Represents security purchased with cash collateral received for securities on loan.

---

| | | | | |
|:---|:---|:---|:---|:---|
| The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. | The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements. |
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $29230631 | $– | $– | $29230631 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | 189663 | – | – | 189663 |
| Total Investments in Securities | $29420294 | $– | $– | $29420294 |

---

(d) For a complete listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ CBRE NextGen Real Estate ETF

- **b. EDGAR series identifier (if any):** S000032652

- **c. LEI of Series:** 549300N1Q34TE0YW3H48

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $29463067.03

**Total Liabilities:** $242262.43

**Net Assets:** $29220804.60

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000100709 | 7.93%                | -4.67%               | 10.25%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $2088188.22                                |
| Month 2  | $-319107.12              | $-1180171.02                               |
| Month 3  | $66964.98                | $2727350.74                                |

### Schedule of Portfolio Investments

| Name                               | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Sekisui House Reit Inc             | Sekisui House Reit Inc                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |       117 | NS      | $63877.89     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Mitsubishi Estate Logistics RE     | Mitsubishi Estate Logistics REIT Investment Corp             | CUSIP: 000000000<br>LEI: 353800YYSGZU31ICQK38 | Long             | EC               | CORP              | JP        |        32 | NS      | $100519.05    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Healthcare Trust Inc     | Community Healthcare Trust Inc                               | CUSIP: 20369C106<br>LEI: 549300FATSRCMKOV9536 | Long             | EC               | CORP              | US        |       677 | NS      | $29029.76     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| EastGroup Properties Inc           | EastGroup Properties Inc                                     | CUSIP: 277276101<br>LEI: 31TIGQQZC4P6JMHKSW85 | Long             | EC               | CORP              | US        |      2767 | NS      | $465547.75    | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities Inc          | AvalonBay Communities Inc                                    | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |      3745 | NS      | $664512.80    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower Inc                      | Welltower Inc                                                | CUSIP: 95040Q104<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | EC               | CORP              | US        |     12651 | NS      | $949331.04    | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Keppel DC REIT                     | Keppel DC REIT                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | SG        |    730722 | NS      | $1134152.15   | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Medical REIT Inc            | Global Medical REIT Inc                                      | CUSIP: 37954A204<br>LEI: 549300HFRIPQDYU3GU60 | Long             | EC               | CORP              | US        |      1754 | NS      | $19697.42     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                       | Prologis Inc                                                 | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |     16682 | NS      | $2156648.96   | 7.38%             |  |  |  | No            |                  1 | On Loan: No      |
| American Homes 4 Rent              | American Homes 4 Rent                                        | CUSIP: 02665T306<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EC               | CORP              | US        |      9446 | NS      | $323903.34    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Summit Industrial Income REIT      | Summit Industrial Income REIT                                | CUSIP: 866120116<br>LEI: 2549002JNRHTJ9H0MR86 | Long             | EC               | CORP              | CA        |     12054 | NS      | $206689.04    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    189663 | NS      | $189662.57    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Chartwell Retirement Residence     | Chartwell Retirement Residences                              | CUSIP: 16141A103<br>LEI: 549300M7UBEIZBWP4069 | Long             | EC               | CORP              | CA        |      6311 | NS      | $46397.80     | 0.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Camden Property Trust              | Camden Property Trust                                        | CUSIP: 133131102<br>LEI: 5493002MYX22OHYJBD89 | Long             | EC               | CORP              | US        |      2852 | NS      | $351394.92    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Parkway Life Real Estate Inves     | Parkway Life Real Estate Investment Trust                    | CUSIP: 000000000<br>LEI: 549300I4DKVD2OF5LW91 | Long             | EC               | CORP              | SG        |     16168 | NS      | $49942.62     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Plymouth Industrial REIT Inc       | Plymouth Industrial REIT Inc                                 | CUSIP: 729640102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2722 | NS      | $60918.36     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Xior Student Housing NV            | Xior Student Housing NV                                      | CUSIP: 000000000<br>LEI: 549300JK7HFOCP0U8K85 | Long             | EC               | CORP              | BE        |       930 | NS      | $31159.25     | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| Healthpeak Properties Inc          | Healthpeak Properties Inc                                    | CUSIP: 42250P103<br>LEI: PZ9HF5U52KPF0MH0QN75 | Long             | EC               | CORP              | US        |     14391 | NS      | $395464.68    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Americold Realty Trust Inc         | Americold Realty Trust Inc                                   | CUSIP: 03064D108<br>LEI: 549300R7N1V5YV8MWH02 | Long             | EC               | CORP              | US        |     17110 | NS      | $537425.10    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Montea NV                          | Montea NV                                                    | CUSIP: 000000000<br>LEI: 5493006K5LQDD0GK1T60 | Long             | EC               | CORP              | BE        |      1144 | NS      | $91443.47     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabra Health Care REIT Inc         | Sabra Health Care REIT Inc                                   | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |      6184 | NS      | $83484.00     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Ventas Inc                         | Ventas Inc                                                   | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |     10701 | NS      | $554418.81    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| National Health Investors Inc      | National Health Investors Inc                                | CUSIP: 63633D104<br>LEI: 549300ZPKZIG6DKDEC02 | Long             | EC               | CORP              | US        |      1162 | NS      | $68360.46     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp                | American Tower Corp                                          | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |      9074 | NS      | $2027040.86   | 6.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Sun Communities Inc                | Sun Communities Inc                                          | CUSIP: 866674104<br>LEI: 549300H5GEOJYN41ZG57 | Long             | EC               | CORP              | US        |      3317 | NS      | $520304.62    | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Apartment Income REIT Corp         | Apartment Income REIT Corp                                   | CUSIP: 03750L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4014 | NS      | $153575.64    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Nippon Prologis REIT Inc           | Nippon Prologis REIT Inc                                     | CUSIP: 000000000<br>LEI: 353800PHBMSDLAFURY41 | Long             | EC               | CORP              | JP        |       169 | NS      | $382457.61    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| InterRent Real Estate Investme     | InterRent Real Estate Investment Trust                       | CUSIP: 46071W205<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      3775 | NS      | $40767.23     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                        | Equinix Inc                                                  | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      2223 | NS      | $1640862.99   | 5.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Japan Logistics Fund Inc           | Japan Logistics Fund Inc                                     | CUSIP: 000000000<br>LEI: 3538004KZWISCQO70151 | Long             | EC               | CORP              | JP        |        59 | NS      | $134337.34    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Comforia Residential REIT Inc      | Comforia Residential REIT Inc                                | CUSIP: 000000000<br>LEI: 353800BJ2SV3UPG9JU05 | Long             | EC               | CORP              | JP        |        19 | NS      | $42209.24     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| First Industrial Realty Trust      | First Industrial Realty Trust Inc                            | CUSIP: 32054K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8393 | NS      | $447766.55    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Kenedix Residential Next Inves     | Kenedix Residential Next Investment Corp                     | CUSIP: 000000000<br>LEI: 353800CYD58GUMFQME07 | Long             | EC               | CORP              | JP        |        29 | NS      | $43172.75     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Primary Health Properties PLC      | Primary Health Properties PLC                                | CUSIP: 000000000<br>LEI: 213800Y5CJHXOATK7X11 | Long             | EC               | CORP              | GB        |     35799 | NS      | $49404.98     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Killam Apartment Real Estate I     | Killam Apartment Real Estate Investment Trust                | CUSIP: 49410M102<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      3112 | NS      | $42912.88     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA Communications Corp            | SBA Communications Corp                                      | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      4508 | NS      | $1341265.24   | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Granite Real Estate Investment     | Granite Real Estate Investment Trust                         | CUSIP: 387437114<br>LEI: 549300A6I7CLE0ZC0396 | Long             | EC               | CORP              | CA        |      4043 | NS      | $246727.99    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Centerspace                        | Centerspace                                                  | CUSIP: 15202L107<br>LEI: 5493002LG2SH9EEHT720 | Long             | EC               | CORP              | US        |       404 | NS      | $27318.48     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Apartment Investment and Manag     | Apartment Investment and Management Co                       | CUSIP: 03748R747<br>LEI: 549300O8FT5GJ4RU1D57 | Long             | EC               | CORP              | US        |      4059 | NS      | $30483.09     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Assura PLC                         | Assura PLC                                                   | CUSIP: 000000000<br>LEI: 21380026T19N2Y52XF72 | Long             | EC               | CORP              | GB        |     79266 | NS      | $54403.41     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc       | Medical Properties Trust Inc                                 | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |     16010 | NS      | $207329.50    | 0.71%             |  |  |  | No            |                  1 | On Loan: —       |
| Boardwalk Real Estate Investme     | Boardwalk Real Estate Investment Trust                       | CUSIP: 096631106<br>LEI: 549300RMNRTTJRCOYW23 | Long             | EC               | CORP              | CA        |      1225 | NS      | $51612.77     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Innovative Industrial Properti     | Innovative Industrial Properties Inc                         | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |      1777 | NS      | $159539.06    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| NexPoint Residential Trust Inc     | NexPoint Residential Trust Inc                               | CUSIP: 65341D102<br>LEI: 549300U2J6XVYBF87166 | Long             | EC               | CORP              | US        |       684 | NS      | $34542.00     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| LaSalle Logiport REIT              | LaSalle Logiport REIT                                        | CUSIP: 000000000<br>LEI: 353800II3DI1RPKBB314 | Long             | EC               | CORP              | JP        |       113 | NS      | $136682.69    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                | STAG Industrial Inc                                          | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |     11383 | NS      | $405234.80    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Dream Industrial Real Estate I     | Dream Industrial Real Estate Investment Trust                | CUSIP: 26153W109<br>LEI: 549300QOI0TM3CBYUH79 | Long             | EC               | CORP              | CA        |     16250 | NS      | $170495.00    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Cofinimmo SA                       | Cofinimmo SA                                                 | CUSIP: 000000000<br>LEI: 549300TM914CSF6KI389 | Long             | EC               | CORP              | BE        |       863 | NS      | $78214.27     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Residential                 | Equity Residential                                           | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |     10118 | NS      | $644010.70    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Mid-America Apartment Communit     | Mid-America Apartment Communities Inc                        | CUSIP: 59522J103<br>LEI: 549300FQZKFR5YNSHZ21 | Long             | EC               | CORP              | US        |      3092 | NS      | $515498.24    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Warehouse Reit PLC                 | Warehouse Reit PLC                                           | CUSIP: 000000000<br>LEI: 213800BQUD83TYQCWN28 | Long             | EC               | CORP              | GB        |     26998 | NS      | $35165.07     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SOSiLA Logistics REIT Inc          | SOSiLA Logistics REIT Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |        46 | NS      | $45736.48     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Indus Realty Trust Inc             | Indus Realty Trust Inc                                       | CUSIP: 45580R103<br>LEI: 549300FS2G2L16L2GO91 | Long             | EC               | CORP              | US        |       647 | NS      | $41472.70     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Segro PLC                          | Segro PLC                                                    | CUSIP: 000000000<br>LEI: 213800XC35KGM9NFC641 | Long             | EC               | CORP              | GB        |     76849 | NS      | $785443.94    | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Essex Property Trust Inc           | Essex Property Trust Inc                                     | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |      1733 | NS      | $391779.31    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity LifeStyle Properties In     | Equity LifeStyle Properties Inc                              | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |      4982 | NS      | $357607.96    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Tritax Big Box REIT PLC            | Tritax Big Box REIT PLC                                      | CUSIP: 000000000<br>LEI: 213800L6X88MIYPVR714 | Long             | EC               | CORP              | GB        |    118754 | NS      | $227777.04    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITE Group PLC/The                | UNITE Group PLC/The                                          | CUSIP: 000000000<br>LEI: 213800BBUUWVDH9YI827 | Long             | EC               | CORP              | GB        |     10720 | NS      | $131578.27    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Mapletree Logistics Trust          | Mapletree Logistics Trust                                    | CUSIP: 000000000<br>LEI: 549300M9EBZIYH387075 | Long             | EC               | CORP              | SG        |    305328 | NS      | $392592.78    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Frasers Logistics & Commercial     | Frasers Logistics & Commercial Trust                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | SG        |    235642 | NS      | $225897.91    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| UMH Properties Inc                 | UMH Properties Inc                                           | CUSIP: 903002103<br>LEI: 529900OM5K3PJ11F0Q09 | Long             | EC               | CORP              | US        |      1492 | NS      | $26736.64     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Realty Income     | Universal Health Realty Income Trust                         | CUSIP: 91359E105<br>LEI: 549300L4MWZL4IH6H172 | Long             | EC               | CORP              | US        |       370 | NS      | $20279.70     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LXP Industrial Trust               | LXP Industrial Trust                                         | CUSIP: 529043101<br>LEI: 549300S4MH2ICXDBFV43 | Long             | EC               | CORP              | US        |     17512 | NS      | $202263.60    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| GLP J-Reit                         | GLP J-Reit                                                   | CUSIP: 000000000<br>LEI: 353800E27V9KA51K2I90 | Long             | EC               | CORP              | JP        |       299 | NS      | $337293.24    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc                 | CareTrust REIT Inc                                           | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |      2597 | NS      | $53809.84     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Advance Residence Investment C     | Advance Residence Investment Corp                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |        37 | NS      | $90334.12     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Daiwa Securities Living Invest     | Daiwa Securities Living Investments Corp                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |        61 | NS      | $50987.74     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CRE Logistics REIT Inc             | CRE Logistics REIT Inc                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |        36 | NS      | $48860.01     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc                   | Crown Castle Inc                                             | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |     10402 | NS      | $1540640.22   | 5.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Invitation Homes Inc               | Invitation Homes Inc                                         | CUSIP: 46187W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16369 | NS      | $531992.50    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Veris Residential Inc              | Veris Residential Inc                                        | CUSIP: 554489104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2439 | NS      | $42194.70     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| UDR Inc                            | UDR Inc                                                      | CUSIP: 902653104<br>LEI: P3CH2EG5X6Z1XWU1OO74 | Long             | EC               | CORP              | US        |      8716 | NS      | $371214.44    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| LondonMetric Property PLC          | LondonMetric Property PLC                                    | CUSIP: 000000000<br>LEI: 213800OCERWWPQDURL87 | Long             | EC               | CORP              | GB        |     62410 | NS      | $144676.75    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Mitsui Fudosan Logistics Park      | Mitsui Fudosan Logistics Park Inc                            | CUSIP: 000000000<br>LEI: 353800DN63EIYS760S59 | Long             | EC               | CORP              | JP        |        37 | NS      | $129028.41    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp                | Terreno Realty Corp                                          | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4832 | NS      | $311325.76    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ESR-LOGOS REIT                     | ESR-LOGOS REIT                                               | CUSIP: 000000000<br>LEI: 5493008PFX3JN1RMMD48 | Long             | EC               | CORP              | SG        |    426594 | NS      | $123335.28    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| LTC Properties Inc                 | LTC Properties Inc                                           | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               | CORP              | US        |      1084 | NS      | $41354.60     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Elme Communities                   | Elme Communities                                             | CUSIP: 939653101<br>LEI: 549300DI34BGS8LVKW95 | Long             | EC               | CORP              | US        |      2343 | NS      | $44985.60     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NorthWest Healthcare Propertie     | NorthWest Healthcare Properties Real Estate Investment Trust | CUSIP: 667495105<br>LEI: 254900P6YIXMWDQDD912 | Long             | EC               | CORP              | CA        |      6407 | NS      | $48352.00     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equitie     | Alexandria Real Estate Equities Inc                          | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |      4393 | NS      | $706130.82    | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Canadian Apartment Properties      | Canadian Apartment Properties REIT                           | CUSIP: 134921105<br>LEI: 549300B1MYVTQEB2DI90 | Long             | EC               | CORP              | CA        |      4716 | NS      | $173887.81    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Advance Logistics Investment C     | Advance Logistics Investment Corp                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |        42 | NS      | $45150.52     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthcare Realty Trust Inc        | Healthcare Realty Trust Inc                                  | CUSIP: 42226K105<br>LEI: 549300L0I14L7I0VLX84 | Long             | EC               | CORP              | US        |     10189 | NS      | $219369.17    | 0.75%             |  |  |  | No            |                  1 | On Loan: —       |
| CapitaLand Ascott Trust            | CapitaLand Ascott Trust                                      | CUSIP: 000000000<br>LEI: 549300W6RTG7Y32IWY65 | Long             | EC               | CORP              | SG        |     92199 | NS      | $77864.26     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Aedifica SA                        | Aedifica SA                                                  | CUSIP: 000000000<br>LEI: 529900DTKNXL0AXQFN28 | Long             | EC               | CORP              | BE        |      1067 | NS      | $93342.37     | 0.32%             |  |  |  | No            |                  1 | On Loan: —       |
| Industrial & Infrastructure Fu     | Industrial & Infrastructure Fund Investment Corp             | CUSIP: 000000000<br>LEI: 353800WCHFY04YKYCI19 | Long             | EC               | CORP              | JP        |       131 | NS      | $144956.75    | 0.50%             |  |  |  | No            |                  1 | On Loan: —       |
| Uniti Group Inc                    | Uniti Group Inc                                              | CUSIP: 91325V108<br>LEI: 549300V3NU625PJUVA84 | Long             | EC               | CORP              | US        |    100899 | NS      | $664924.41    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Urban Logistics REIT PLC           | Urban Logistics REIT PLC                                     | CUSIP: 000000000<br>LEI: 213800P6ODJW2UFNDC37 | Long             | EC               | CORP              | GB        |     29992 | NS      | $52984.83     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Realty Trust Inc      | Independence Realty Trust Inc                                | CUSIP: 45378A106<br>LEI: 549300Z3L8NU44NQEB29 | Long             | EC               | CORP              | US        |      5999 | NS      | $112961.17    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc           | Digital Realty Trust Inc                                     | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |     12146 | NS      | $1392174.52   | 4.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Rexford Industrial Realty Inc      | Rexford Industrial Realty Inc                                | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |     11654 | NS      | $739679.38    | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ