# EDGAR Filing Document

**Accession Number:** 0001742998
**File Stem:** 0001742998-23-000001
**Filing Date:** 2023-1
**Character Count:** 66813
**Document Hash:** b1744795e4928d15b4d5d4454fbcd929
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001742998-23-000001.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001742998-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**EFFECTIVENESS DATE**: 20230110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FNY Investment Advisers, LLC
- **CENTRAL INDEX KEY:** 0001742998
- **IRS NUMBER:** 301042656
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18846
- **FILM NUMBER:** 23521151

**BUSINESS ADDRESS:**
- **STREET 1:** 90 PARK AVENUE, 5TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016
- **BUSINESS PHONE:** 2123316461

**MAIL ADDRESS:**
- **STREET 1:** 90 PARK AVENUE, 5TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** FNY Investment Advisers LLC<br>**Address:** 90 PARK AVENUE 5TH FLOOR<br>NEW YORK, NY 10016

**Form 13F File Number:** 028-18846

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Shawn Fischman<br>**Title:** General Counsel  CCO<br>**Phone:** 212-331-6872

**Signature, Place, and Date of Signing:**

Shawn Fischman  New York, NY  01-10-2022<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 681

**Form 13F Information Table Value Total:** $71916

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                          | Form 13F File Number   |
|:---|:---|:---|
|  | MYDA Advisors LLC             |  |
|  | Sender Co  Partners Inc.      |  |
|  | Vazirani Asset Management LLC |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE ORD | COM | 68269G107 |  | 1 | 60 | SH | Put | SOLE |  | 60 | 0 | 0 |
| 1ST COLONIAL BANCORP ORD | COM | 319716106 |  | 7 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| 22ND CENTURY GROUP ORD | COM | 90137F103 |  | 6 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| 26 CAPITAL ACQUISITION UNT | COM | 90138P209 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| 3D SYSTEMS ORD | COM | 88554D205 |  | 233 | 31500 | SH |  | SOLE |  | 31500 | 0 | 0 |
| 3D SYSTEMS ORD | COM | 88554D205 |  | 27 | 3704 | SH | Call | SOLE |  | 3704 | 0 | 0 |
| 3D SYSTEMS ORD | COM | 88554D205 |  | 1 | 262 | SH | Put | SOLE |  | 262 | 0 | 0 |
| ABIOMED ORD (NMS) | COM | 003654100 |  | 0 | 20 | SH | Call | DFND |  | 20 | 0 | 0 |
| ABIOMED ORD (NMS) | COM | 003654100 |  | 0 | 6 | SH | Call | DFND |  | 6 | 0 | 0 |
| ABIOMED ORD (NMS) | COM | 003654100 |  | 0 | 21 | SH | Put | DFND |  | 21 | 0 | 0 |
| ABIOMED ORD (NMS) | COM | 003654100 |  | 0 | 60 | SH | Put | DFND |  | 60 | 0 | 0 |
| ACCELLERON INDS ADR | COM | 00449R109 |  | 0 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| ACTINIUM PHARMACEUTICALS ORD (ASE) | COM | 00507W206 |  | 0 | 3 | SH | Call | SOLE |  | 3 | 0 | 0 |
| ACTIVISION BLIZZARD ORD | COM | 00507V109 |  | 1373 | 17937 | SH |  | DFND |  | 17937 | 0 | 0 |
| ACUTUS MEDICAL ORD | COM | 005111109 |  | 0 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| ADAMIS PHARMACEUTICALS ORD (NMS) | COM | 00547W208 |  | 0 | 7 | SH | Call | SOLE |  | 7 | 0 | 0 |
| ADMA BIOLOGICS ORD | COM | 000899104 |  | 19 | 5097 | SH |  | SOLE |  | 5097 | 0 | 0 |
| ADOBE ORD | COM | 00724F101 |  | 60 | 180 | SH |  | DFND |  | 180 | 0 | 0 |
| ADVANCE AUTO PARTS ORD | COM | 00751Y106 |  | 18 | 128 | SH |  | SOLE |  | 128 | 0 | 0 |
| ADVANCED MICRO DEVICES ORD | COM | 007903107 |  | 0 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| ADVISORSHARES PSYCHEDELICS ETF | COM | 00768Y362 |  | 3 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ADVISORSHARES PURE US CANNABIS ETF | COM | 00768Y453 |  | 56 | 8100 | SH |  | SOLE |  | 8100 | 0 | 0 |
| ADVISORSHARES PURE US CANNABIS ETF | COM | 00768Y453 |  | 0 | 95 | SH | Call | SOLE |  | 95 | 0 | 0 |
| AEROJET ROCKETDYNE HOLDINGS ORD | COM | 007800105 |  | 0 | 8 | SH | Put | SOLE |  | 8 | 0 | 0 |
| AEYE CL A ORD (NMS) | COM | 008183105 |  | 0 | 5 | SH | Call | SOLE |  | 5 | 0 | 0 |
| AGNICO EAGLE ORD | COM | 008474108 |  | 181 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| AGNICO EAGLE ORD | COM | 008474108 |  | 5 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| AGRIFY CORP (NMS) | COM | 00853E206 |  | 0 | 1 | SH | Call | SOLE |  | 1 | 0 | 0 |
| AIRGAIN ORD | COM | 00938A104 |  | 29 | 4600 | SH |  | SOLE |  | 4600 | 0 | 0 |
| AKAMAI TECHNOLOGIES ORD | COM | 00971T101 |  | 42 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| ALBEMARLE ORD | COM | 012653101 |  | 281 | 1297 | SH |  | DFND |  | 1297 | 0 | 0 |
| ALBERTSONS COMPANIES CL A ORD | COM | 013091103 |  | 134 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| ALGOMA STEEL GROUP ORD | COM | 015658107 |  | 25 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| ALIBABA GROUP HOLDING ADR REP 8 ORD | SPONSORED ADR | 01609W102 |  | 1119 | 12705 | SH |  | SOLE |  | 12705 | 0 | 0 |
| ALIBABA GROUP HOLDING ADR REP 8 ORD | SPONSORED ADR | 01609W102 |  | 8 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| ALLBIRDS CL A ORD | COM | 01675A109 |  | 0 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| ALLSPRING GLOBAL DIVIDEND OPPORT CF | COM | 94987C103 |  | 32 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ALLSPRING INCOME OPPORTUNITIES CF | COM | 94987B105 |  | 11 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| ALLSPRING MULTI SECTOR INCOME CF | COM | 94987D101 |  | 15 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| ALLSPRING UTILITIES AND HGH INCM CF | COM | 94987E109 |  | 4 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| ALLSTATE ORD | COM | 020002101 |  | 81 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| ALPHA METALLURGICAL RESOURCES ORD | COM | 020764106 |  | 87 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| ALPHABET CL A ORD | COM | 02079K305 |  | 421 | 4780 | SH |  | DFND |  | 4780 | 0 | 0 |
| ALPHABET CL C ORD | COM | 02079K107 |  | 14 | 160 | SH |  | SOLE |  | 160 | 0 | 0 |
| ALTERYX CL A ORD | COM | 02156B103 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| ALTRA INDUSTRIAL MOTION ORD | COM | 02208R106 |  | 283 | 4750 | SH |  | SOLE |  | 4750 | 0 | 0 |
| ALTRA INDUSTRIAL MOTION ORD | COM | 02208R106 |  | 0 | 1 | SH | Call | SOLE |  | 1 | 0 | 0 |
| AMAZON COM ORD | COM | 023135106 |  | 1725 | 20538 | SH |  | DFND |  | 20538 | 0 | 0 |
| AMAZON COM ORD | COM | 023135106 |  | 23 | 284 | SH | Call | DFND |  | 284 | 0 | 0 |
| AMC ET PRF UNT DS RP 1 100 SRS A PRF | COM | 00165C203 |  | 1 | 925 | SH |  | SOLE |  | 925 | 0 | 0 |
| AMERICAN EQUITY INV LIFE HLD ORD | COM | 025676206 |  | 273 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| APA ORD | COM | 03743Q108 |  | 56 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| API GROUP ORD | COM | 00187Y100 |  | 141 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| APOLLO ENDOSURGERY ORD | COM | 03767D108 |  | 0 | 20 | SH | Call | SOLE |  | 20 | 0 | 0 |
| APPLE ORD | COM | 037833100 |  | 179 | 1384 | SH |  | DFND |  | 1384 | 0 | 0 |
| APPLE ORD | COM | 037833100 |  | 6 | 53 | SH | Put | DFND |  | 53 | 0 | 0 |
| APPLIED DNA SCIENCES ORD (NMS) | COM | 03815U300 |  | 0 | 5 | SH | Put | SOLE |  | 5 | 0 | 0 |
| APPLOVIN CL A ORD | COM | 03831W108 |  | 173 | 16500 | SH |  | SOLE |  | 16500 | 0 | 0 |
| AQUABOUNTY TECHNOLOG ORD | COM | 03842K200 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| ARCELLX ORD | COM | 03940C100 |  | 3 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| ARCO PLATFORM CL A ORD | COM | G04553106 |  | 135 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ARCOS DORADOS HOLDINGS CL A ORD | COM | G0457F107 |  | 332 | 39816 | SH |  | SOLE |  | 39816 | 0 | 0 |
| ARDELYX ORD | COM | 039697107 |  | 14 | 5254 | SH |  | SOLE |  | 5254 | 0 | 0 |
| ARES ACQUISITION UNT | COM | G33032114 |  | 18 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| ARIES I ACQUISITION CL A ORD | COM | G0542N107 |  | 20 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ARK INNOVATION ETF | COM | 00214Q104 |  | 78 | 2513 | SH | Call | SOLE |  | 2513 | 0 | 0 |
| ASTRONICS CL B ORD | COM | 046433207 |  | 0 | 67 | SH |  | SOLE |  | 67 | 0 | 0 |
| AT ORD | COM | 00206R102 |  | 13 | 760 | SH |  | SOLE |  | 760 | 0 | 0 |
| AT ORD | COM | 00206R102 |  | 0 | 45 | SH | Put | SOLE |  | 45 | 0 | 0 |
| ATLAS AIR WORLDWIDE HOLDINGS ORD | COM | 049164205 |  | 403 | 4000 | SH |  | DFND |  | 4000 | 0 | 0 |
| ATLAS AIR WORLDWIDE HOLDINGS ORD | COM | 049164205 |  | 1 | 10 | SH | Put | DFND |  | 10 | 0 | 0 |
| ATLAS ORD (NYS) | COM | Y0436Q109 |  | 0 | 13 | SH | Call | SOLE |  | 13 | 0 | 0 |
| AULT ALLIANCE INC | COM | 09175M101 |  | 0 | 40 | SH | Call | SOLE |  | 40 | 0 | 0 |
| AURORA CANNABIS ORD | COM | 05156X884 |  | 18 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| AURORA INNOVATION CL A ORD | COM | 051774107 |  | 1 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| AURORA INNOVATION CL A ORD | COM | 051774107 |  | 0 | 10 | SH | Put | SOLE |  | 10 | 0 | 0 |
| AUTOMATIC DATA PROCESSING ORD | COM | 053015103 |  | 23 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| AVAYA HOLDINGS ORD (NYS) | COM | 05351X101 |  | 0 | 5 | SH | Call | SOLE |  | 5 | 0 | 0 |
| AVEPOINT CL A ORD | COM | 053604104 |  | 36 | 8921 | SH |  | SOLE |  | 8921 | 0 | 0 |
| AVIDXCHANGE HOLDINGS ORD (NMS) | COM | 05368X102 |  | 0 | 20 | SH | Call | DFND |  | 20 | 0 | 0 |
| AVLR 2023-12-15 90.000 C A OPQ | COM | 05338G106 |  | 0 | 43 | SH | Call | SOLE |  | 43 | 0 | 0 |
| AXSOME THERAPEUTICS ORD | COM | 05464T104 |  | 23 | 308 | SH |  | SOLE |  | 308 | 0 | 0 |
| B RILEY FINANCIAL INC | COM | 05580M108 |  | 17 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| BAKKT HOLDINGS CL A ORD (NYS) | COM | 05759B107 |  | 0 | 1 | SH | Call | SOLE |  | 1 | 0 | 0 |
| BALLARD POWER SYSTEMS ORD | COM | 058586108 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| BANC OF CALIFORNIA ORD | COM | 05990K106 |  | 0 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| BANK OF AMERICA ORD | COM | 060505104 |  | 62 | 1884 | SH |  | DFND |  | 1884 | 0 | 0 |
| BANNIX ACQUISITION RTS | COM | 066644121 |  | 8 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BARCLAYS IPTH SRS B S SHRT TRM ETN | COM | 06747R477 |  | 25 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| BARINGS GLOBAL SHORT DURTN HY CF | COM | 06760L100 |  | 10 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| BARRICK GOLD ORD | COM | 067901108 |  | 36 | 2150 | SH |  | SOLE |  | 2150 | 0 | 0 |
| BAXTER INTERNATIONAL ORD | COM | 071813109 |  | 15 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| BEAM GLOBAL ORD | COM | 07373B109 |  | 305 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| BEAM GLOBAL ORD | COM | 07373B109 |  | 0 | 45 | SH | Call | SOLE |  | 45 | 0 | 0 |
| BEL FUSE CL A ORD | COM | 077347201 |  | 1 | 57 | SH |  | SOLE |  | 57 | 0 | 0 |
| BERKSHIRE HATHAWAY CL B ORD | COM | 084670702 |  | 33 | 110 | SH |  | DFND |  | 110 | 0 | 0 |
| BEST BUY ORD | COM | 086516101 |  | 264 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |
| BEYOND MEAT ORD | COM | 08862E109 |  | 0 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| BIOGEN ORD | COM | 09062X103 |  | 27 | 100 | SH |  | DFND |  | 100 | 0 | 0 |
| BIOHAVEN ORD | COM | G11196105 |  | 3 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| BIOHAVEN ORD | COM | G11196105 |  | 0 | 18 | SH | Call | SOLE |  | 18 | 0 | 0 |
| BIOHAVEN ORD | COM | G11196105 |  | 0 | 56 | SH | Put | SOLE |  | 56 | 0 | 0 |
| BIONTECH SE ADR (NMS) | COM | 09075V102 |  | 0 | 1 | SH | Call | DFND |  | 1 | 0 | 0 |
| BIOVIE ORD | COM | 09074F207 |  | 110 | 14200 | SH |  | SOLE |  | 14200 | 0 | 0 |
| BLACKBERRY ORD | COM | 09228F103 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| BLACKLINE ORD | COM | 09239B109 |  | 33 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| BLACKSKY TECHNOLOGY CL A ORD | COM | 09263B108 |  | 1 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| BLACKSKY TECHNOLOGY CL A ORD | COM | 09263B108 |  | 0 | 12 | SH | Put | SOLE |  | 12 | 0 | 0 |
| BLACKSTONE ORD | COM | 09260D107 |  | 1 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| BLEND LABS CL A ORD (NYS) | COM | 09352U108 |  | 0 | 300 | SH | Call | SOLE |  | 300 | 0 | 0 |
| BLOCK CL A ORD | COM | 852234103 |  | 1 | 20 | SH | Call | DFND |  | 20 | 0 | 0 |
| BLUE SAFARI GROUP ACQUISITN RTS | COM | G1195R130 |  | 0 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| BLUEROCK HOMES TRUST CL A ORD | COM | 09631H100 |  | 1 | 93 | SH |  | SOLE |  | 93 | 0 | 0 |
| BNY MELLON MNCPL BND INFRSTR NAV CF | COM | 09662W109 |  | 4 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| BORR DRILLING ORD | COM | G1466R173 |  | 472 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| BOX CL A ORD | COM | 10316T104 |  | 58 | 1886 | SH |  | SOLE |  | 1886 | 0 | 0 |
| BOXED ORD (NYS) | COM | 103174108 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| BREEZE HOLDINGS ACQUISTN RTS | COM | 106762123 |  | 0 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| BRILLIANT ACQUISITION RTS | COM | G1643W137 |  | 2 | 13525 | SH |  | SOLE |  | 13525 | 0 | 0 |
| BRISTOL MYERS SQUIBB ORD | COM | 110122108 |  | 3 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| BROOGE ENERGY ORD | COM | G1611B107 |  | 10 | 1997 | SH |  | SOLE |  | 1997 | 0 | 0 |
| BROWN  BROWN ORD | COM | 115236101 |  | 19 | 348 | SH |  | DFND |  | 348 | 0 | 0 |
| BROWN FORMAN CL B ORD | COM | 115637209 |  | 46 | 705 | SH |  | SOLE |  | 705 | 0 | 0 |
| BRT APARTMENTS ORD | COM | 055645303 |  | 136 | 6965 | SH |  | SOLE |  | 6965 | 0 | 0 |
| BRT APARTMENTS ORD | COM | 055645303 |  | 0 | 45 | SH | Put | SOLE |  | 45 | 0 | 0 |
| BYRNA TECHNOLOGIES ORD | COM | 12448X201 |  | 5259 | 670890 | SH |  | SOLE |  | 670890 | 0 | 0 |
| C3 AI CL A ORD | COM | 12468P104 |  | 0 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| C3 METALS ORD | COM | 22945L105 |  | 19 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| CABALETTA BIO ORD | COM | 12674W109 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| CADENCE BANK ORD | COM | 12740C103 |  | 19 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| CALERES ORD | COM | 129500104 |  | 31 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| CALERES ORD | COM | 129500104 |  | 0 | 25 | SH | Call | SOLE |  | 25 | 0 | 0 |
| CAMBRIA GLOBAL VALUE ETF | COM | 132061409 |  | 6 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| CAMBRIA SHAREHOLDER YIELD ETF | COM | 132061201 |  | 29 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| CAMECO ORD | COM | 13321L108 |  | 77 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |
| CAMECO ORD | COM | 13321L108 |  | 0 | 20 | SH | Call | SOLE |  | 20 | 0 | 0 |
| CANO HEALTH CL A ORD | COM | 13781Y103 |  | 37 | 27600 | SH |  | SOLE |  | 27600 | 0 | 0 |
| CANOO CL A ORD (NMS) | COM | 13803R102 |  | 0 | 10 | SH | Put | SOLE |  | 10 | 0 | 0 |
| CAREMAX CL A ORD | COM | 14171W103 |  | 25 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| CARGURUS CL A ORD (NMS) | COM | 141788109 |  | 1 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| CARNIVAL ORD | COM | 143658300 |  | 161 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CARNIVAL ORD | COM | 143658300 |  | 4 | 600 | SH | Call | SOLE |  | 600 | 0 | 0 |
| CARVANA CL A ORD | COM | 146869102 |  | 0 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| CARVANA CL A ORD | COM | 146869102 |  | 0 | 17 | SH | Call | SOLE |  | 17 | 0 | 0 |
| CARVER BANCORP ORD | COM | 146875604 |  | 5 | 1340 | SH |  | SOLE |  | 1340 | 0 | 0 |
| CATALYST PHARMACEUTICALS ORD | COM | 14888U101 |  | 31 | 1698 | SH |  | SOLE |  | 1698 | 0 | 0 |
| CATCHA INVESTMENT CL A ORD | COM | G1962Y102 |  | 100 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CATERPILLAR ORD | COM | 149123101 |  | 1 | 5 | SH | Put | DFND |  | 5 | 0 | 0 |
| CATO CL A ORD | COM | 149205106 |  | 0 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| CAZOO GROUP CL A ORD | COM | G2007L105 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| CAZOO GROUP CL A ORD | COM | G2007L105 |  | 0 | 20 | SH | Call | SOLE |  | 20 | 0 | 0 |
| CAZOO GROUP CL A ORD | COM | G2007L105 |  | 0 | 1 | SH | Put | SOLE |  | 1 | 0 | 0 |
| CBAK ENERGY TECHNOLO ORD | COM | 14986C102 |  | 0 | 40 | SH | Call | SOLE |  | 40 | 0 | 0 |
| CC NEUBERGER PRINC HOLD III CL A ORD | COM | G1992N100 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| CENTRAL GARDEN AND PET CL A ORD | COM | 153527205 |  | 2 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| CERBERUS CYBER SENTINEL ORD | COM | 15672X102 |  | 2 | 1025 | SH |  | SOLE |  | 1025 | 0 | 0 |
| CH ROBINSON WORLDWIDE ORD | COM | 12541W209 |  | 18 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| CHARGEPOINT HOLDINGS CL A ORD | COM | 15961R105 |  | 4 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| CHART INDUSTRIES ORD | COM | 16115Q308 |  | 11 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| CHENIERE ENERGY ORD | COM | 16411R208 |  | 134 | 896 | SH |  | DFND |  | 896 | 0 | 0 |
| CHINA INDUSTRIAL GROUP ORD (PNK) | COM | 169396108 |  | 0 | 1397637 | SH |  | SOLE |  | 1397637 | 0 | 0 |
| CHURCHILL CAPITA | COM | 17144T115 |  | 0 | 4750 | SH |  | SOLE |  | 4750 | 0 | 0 |
| CHURCHILL CAPITAL V CORP | COM | 17144T107 |  | 8 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| CHURCHILL CAPITAL VII CL A ORD | COM | 17144M102 |  | 83 | 8400 | SH |  | SOLE |  | 8400 | 0 | 0 |
| CHURCHILL CAPITAL VII EQY WARRNT | COM | 17144M110 |  | 0 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| CHURCHILL CAPITAL VII UNT | COM | 17144M201 |  | 48 | 4860 | SH |  | SOLE |  | 4860 | 0 | 0 |
| CITIGROUP ORD | COM | 172967424 |  | 122 | 2710 | SH |  | DFND |  | 2710 | 0 | 0 |
| CITIZENS COMMUNITY BANCORP ORD | COM | 174903104 |  | 41 | 3444 | SH |  | SOLE |  | 3444 | 0 | 0 |
| CLEARWAY ENERGY CL A ORD | COM | 18539C105 |  | 12 | 430 | SH |  | SOLE |  | 430 | 0 | 0 |
| CLENE ORD | COM | 185634102 |  | 5 | 5200 | SH |  | SOLE |  | 5200 | 0 | 0 |
| CLENE ORD | COM | 185634102 |  | 0 | 46 | SH | Put | SOLE |  | 46 | 0 | 0 |
| CLOVER HEALTH INVESTMENTS  CL A ORD | COM | 18914F103 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| COEUR MINING ORD | COM | 192108504 |  | 1 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| COMMUNITY TRUST BANCORP ORD | COM | 204149108 |  | 4 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| COMSOVEREIGN HOLDING ORD | COM | 205650203 |  | 3 | 42000 | SH |  | SOLE |  | 42000 | 0 | 0 |
| CONTRAFECT CORP | COM | 212326300 |  | 0 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| CONTRAFECT CORP | COM | 212326300 |  | 0 | 5 | SH | Put | SOLE |  | 5 | 0 | 0 |
| CORTEVA ORD | COM | 22052L104 |  | 58 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| COTY CL A ORD | COM | 222070203 |  | 667 | 78000 | SH |  | SOLE |  | 78000 | 0 | 0 |
| COUPA SOFTWARE ORD | COM | 22266L106 |  | 15 | 200 | SH |  | DFND |  | 200 | 0 | 0 |
| COUPA SOFTWARE ORD | COM | 22266L106 |  | 0 | 2 | SH | Put | DFND |  | 2 | 0 | 0 |
| CRAWFORD CL B ORD | COM | 224633107 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| CROWDSTRIKE HOLDINGS CL A ORD | COM | 22788C105 |  | 377 | 3585 | SH |  | DFND |  | 3585 | 0 | 0 |
| CROWN ELECTROKINETICS ORD | COM | 228339206 |  | 25 | 138471 | SH |  | SOLE |  | 138471 | 0 | 0 |
| CROWN HOLDINGS ORD | COM | 228368106 |  | 122 | 1493 | SH |  | DFND |  | 1493 | 0 | 0 |
| CSPC PHARMACEUTICALS GROUP ADR | COM | 12591J207 |  | 30 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| CYTOMX THERAPEUTICS ORD | COM | 23284F105 |  | 104 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| DANIMER SCIENTIFIC CL A ORD | COM | 236272100 |  | 8 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| DATADOG CL A ORD | COM | 23804L103 |  | 131 | 1793 | SH |  | DFND |  | 1793 | 0 | 0 |
| DECARBONIZATION PLS ACQU IV CL A ORD | COM | G2773W103 |  | 204 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| DECKERS OUTDOOR ORD | COM | 243537107 |  | 47 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| DELTA AIR LINES ORD | COM | 247361702 |  | 0 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| DENBURY ORD | COM | 24790A101 |  | 195 | 2250 | SH |  | SOLE |  | 2250 | 0 | 0 |
| DENISON MINES ORD | COM | 248356107 |  | 11 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| DESKTOP METAL CL A ORD | COM | 25058X105 |  | 0 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| DESKTOP METAL CL A ORD | COM | 25058X105 |  | 4 | 3555 | SH | Call | SOLE |  | 3555 | 0 | 0 |
| DIGITAL TURBINE ORD | COM | 25400W102 |  | 15 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| DIREXION BRAZIL BULL 2X SHARES ETF | COM | 25460G708 |  | 10 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| DIREXION DAILY TSLA BULL 1 5X ETF | COM | 25460G286 |  | 1 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| DIREXION DALY REL EST BR 3X SH ETF | COM | 25460G419 |  | 5 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| DIREXION DLY FTSE CHNA BER 3X ETF | COM | 25460E521 |  | 14 | 1250 | SH |  | SOLE |  | 1250 | 0 | 0 |
| DMY TECHNOLOGY GROUP UNT | COM | 233247204 |  | 3 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| DOLLAR TREE ORD | COM | 256746108 |  | 2 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| DOORDASH CL A ORD | COM | 25809K105 |  | 0 | 1 | SH | Put | DFND |  | 1 | 0 | 0 |
| DRAFTKINGS CL A ORD | COM | 26142V105 |  | 113 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| DRAFTKINGS CL A ORD | COM | 26142V105 |  | 0 | 38 | SH | Call | SOLE |  | 38 | 0 | 0 |
| DRAGONEER GROWTH CL A ORD | COM | G28315102 |  | 494 | 50200 | SH |  | SOLE |  | 50200 | 0 | 0 |
| DRXN DLY GLD MNS INX BL 2X ETF | COM | 25460G781 |  | 58 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| DUNE ACQUISITION CL A ORD | COM | 265334102 |  | 0 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| DUNE ACQUISITION UNT | COM | 265334201 |  | 16 | 1715 | SH |  | SOLE |  | 1715 | 0 | 0 |
| DYNEX CAPITAL REIT ORD | COM | 26817Q886 |  | 7 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| E2OPEN PARENT HOLDINGS CL A ORD | COM | 29788T103 |  | 38 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| EAGLE CAPITAL GROWTH CF | COM | 269451100 |  | 57 | 6720 | SH |  | SOLE |  | 6720 | 0 | 0 |
| EDWARDS LIFESCIENCES ORD | COM | 28176E108 |  | 1 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| ELASTIC ORD | COM | N14506104 |  | 229 | 4450 | SH |  | SOLE |  | 4450 | 0 | 0 |
| ELASTIC ORD | COM | N14506104 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| ELECTRAMECCANICA VEHS ORD (NMS) | COM | 284849205 |  | 0 | 4 | SH | Call | SOLE |  | 4 | 0 | 0 |
| ELECTRAMECCANICA VEHS ORD (NMS) | COM | 284849205 |  | 0 | 15 | SH | Call | SOLE |  | 15 | 0 | 0 |
| ELECTRAMECCANICA VEHS ORD (NMS) | COM | 284849205 |  | 0 | 3 | SH | Call | SOLE |  | 3 | 0 | 0 |
| ELEVATE CREDIT ORD | COM | 28621V101 |  | 2 | 1702 | SH |  | SOLE |  | 1702 | 0 | 0 |
| EMERSON ELECTRIC ORD | COM | 291011104 |  | 95 | 990 | SH |  | SOLE |  | 990 | 0 | 0 |
| ENEL CHILE ADR REP 50 ORD | SPONSORED ADR | 29278D105 |  | 725 | 322338 | SH |  | SOLE |  | 322338 | 0 | 0 |
| ENERGY SELECT SECTOR SPDR ETF | COM | 81369Y506 |  | 22 | 262 | SH | Put | SOLE |  | 262 | 0 | 0 |
| ENERTECK ORD (PNK) | COM | 29275X104 |  | 0 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ENOVIX ORD | COM | 293594107 |  | 99 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ENPHASE ENERGY ORD | COM | 29355A107 |  | 197 | 747 | SH |  | DFND |  | 747 | 0 | 0 |
| ERAYAK POWER SOLUTION GROUP CL A ORD | COM | G3109F103 |  | 4 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| ERICSSON SPON ADR REP 1 CL B ORD | SPONSORED ADR | 294821608 |  | 292 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ESSEX PROPERTY REIT ORD | COM | 297178105 |  | 14 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| ESTEE LAUDER CL A ORD | COM | 518439104 |  | 90 | 365 | SH |  | SOLE |  | 365 | 0 | 0 |
| EURONAV NV | COM | B38564108 |  | 1831 | 107500 | SH |  | SOLE |  | 107500 | 0 | 0 |
| EXELA TECHNOLOGIES ORD (NMS) | COM | 30162V706 |  | 0 | 5 | SH | Call | SOLE |  | 5 | 0 | 0 |
| F STAR THERAPEUTICS ORD | COM | 30315R107 |  | 6 | 1000 | SH |  | DFND |  | 1000 | 0 | 0 |
| F STAR THERAPEUTICS ORD | COM | 30315R107 |  | 0 | 21 | SH | Put | DFND |  | 21 | 0 | 0 |
| FARFETCH CL A ORD | COM | 30744W107 |  | 164 | 34858 | SH |  | DFND |  | 34858 | 0 | 0 |
| FARFETCH CL A ORD | COM | 30744W107 |  | 1 | 310 | SH | Call | DFND |  | 310 | 0 | 0 |
| FAZE HOLDINGS ORD (NMS) | COM | 31423J102 |  | 0 | 175 | SH | Call | SOLE |  | 175 | 0 | 0 |
| FDRL NTNL MRTGG ASCTN SRS O PRF | COM | 313586794 |  | 35 | 10525 | SH |  | SOLE |  | 10525 | 0 | 0 |
| FEDERAT HERMES PREMIR MUNICI INCM CF | COM | 31423P108 |  | 3 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| FEDERL HOME LOAN MRTG 5.57 PERP PRF | COM | 313400673 |  | 0 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| FINANCIAL INSTITUTIONS ORD | COM | 317585404 |  | 2 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| FIRST FINANCIAL BANKSHARES ORD | COM | 32020R109 |  | 6 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| FIRST HORIZON ORD | COM | 320517105 |  | 2930 | 119600 | SH |  | DFND |  | 119600 | 0 | 0 |
| FIRST HORIZON ORD | COM | 320517105 |  | 1 | 73 | SH | Call | DFND |  | 73 | 0 | 0 |
| FLUX POWER HOLDINGS ORD | COM | 344057302 |  | 305 | 76897 | SH |  | SOLE |  | 76897 | 0 | 0 |
| FOOT LOCKER ORD (NYS) | COM | 344849104 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| FORGEROCK CL A ORD | COM | 34631B101 |  | 11 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| FORGEROCK CL A ORD | COM | 34631B101 |  | 0 | 24 | SH | Call | SOLE |  | 24 | 0 | 0 |
| FORTE BIOSCIENCES ORD | COM | 34962G109 |  | 7 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION UNT | COM | G36427113 |  | 28 | 2840 | SH |  | SOLE |  | 2840 | 0 | 0 |
| FOX CL B ORD | COM | 35137L204 |  | 22 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| FREEDOM ACQUISITION I CL A ORD | COM | G3663X110 |  | 2 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| FREEPORT MCMORAN ORD | COM | 35671D857 |  | 2 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| FS KKR CAPITAL ORD | COM | 302635206 |  | 175 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| FTAC HERA ACQUISITION UNT | COM | G3728Y129 |  | 5 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| FUEL TECH ORD | COM | 359523107 |  | 1 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| GAMIDA CELL ORD | COM | M47364100 |  | 197 | 153000 | SH |  | SOLE |  | 153000 | 0 | 0 |
| GARRETT MOTION CUM CONV SRS A PRF | COM | 366505204 |  | 1 | 210 | SH |  | SOLE |  | 210 | 0 | 0 |
| GATX ORD | COM | 361448103 |  | 5 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| GENIUS BRANDS INTERNATIONAL ORD | COM | 37229T301 |  | 0 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| GENIUS BRANDS INTERNATIONAL ORD | COM | 37229T301 |  | 0 | 15 | SH | Call | SOLE |  | 15 | 0 | 0 |
| GENIUS PRODUCTS ORD | COM | 37229R305 |  | 0 | 122 | SH |  | SOLE |  | 122 | 0 | 0 |
| GENWORTH FINANCIAL CL A ORD | COM | 37247D106 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| GERON ORD | COM | 374163103 |  | 21 | 8901 | SH |  | SOLE |  | 8901 | 0 | 0 |
| GINKGO BIOWORKS HOLD CL A ORD | COM | 37611X100 |  | 176 | 104254 | SH |  | SOLE |  | 104254 | 0 | 0 |
| GINKGO BIOWORKS HOLD CL A ORD | COM | 37611X100 |  | 1 | 1047 | SH | Call | SOLE |  | 1047 | 0 | 0 |
| GLACIER BANCORP ORD | COM | 37637Q105 |  | 59 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| GLDMN SCH DS RP 1/1000 SRS C CM PRF | COM | 38144X609 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| GLOBAL E ONLINE ORD | COM | M5216V106 |  | 61 | 2985 | SH |  | SOLE |  | 2985 | 0 | 0 |
| GLOBALSTAR VTG ORD | COM | 378973408 |  | 15 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| GLOBALSTAR VTG ORD | COM | 378973408 |  | 1 | 1220 | SH | Call | SOLE |  | 1220 | 0 | 0 |
| GOLD FIELDS ADR REP 1 ORD | SPONSORED ADR | 38059T106 |  | 103 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CL A ORD | COM | 38102H109 |  | 1 | 102 | SH |  | SOLE |  | 102 | 0 | 0 |
| GOLDMAN SACHS ACTVBETA US LRG ETF | COM | 381430503 |  | 53 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| GOLDMAN SACHS DS RPT 1/1000 SR A PRF | COM | 38143Y665 |  | 3 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| GORES HOLDINGS IX CL A ORD | COM | 38287A101 |  | 7 | 760 | SH |  | SOLE |  | 760 | 0 | 0 |
| GRAB HOLDINGS CL A ORD | COM | G4124C109 |  | 76 | 23700 | SH |  | SOLE |  | 23700 | 0 | 0 |
| GRAYSCALE BITCOIN UNT | COM | 389637109 |  | 4 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| GREIF CL A ORD | COM | 397624107 |  | 25 | 376 | SH |  | SOLE |  | 376 | 0 | 0 |
| GRIFFON ORD (NYS) | COM | 398433102 |  | 1 | 35 | SH | Call | SOLE |  | 35 | 0 | 0 |
| GROWGENERATION ORD (NMS) | COM | 39986L109 |  | 0 | 17 | SH | Call | SOLE |  | 17 | 0 | 0 |
| GSK ADR REP 2 ORD | SPONSORED ADR | 37733W204 |  | 10 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| GUARDANT HEALTH ORD | COM | 40131M109 |  | 48 | 1794 | SH |  | DFND |  | 1794 | 0 | 0 |
| H WORLD GROUP ADR | COM | 44332N106 |  | 50 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| HALLIBURTON ORD | COM | 406216101 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| HARMONY GOLD MNG ADR REP 1 ORD | SPONSORED ADR | 413216300 |  | 306 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| HARPOON THERAPEUTICS ORD | COM | 41358P106 |  | 1 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| HARPOON THERAPEUTICS ORD | COM | 41358P106 |  | 0 | 19 | SH | Call | SOLE |  | 19 | 0 | 0 |
| HARPOON THERAPEUTICS ORD | COM | 41358P106 |  | 0 | 20 | SH | Put | SOLE |  | 20 | 0 | 0 |
| HAWTHORN BANCSHARES ORD | COM | 420476103 |  | 0 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| HEADHUNTER GROUP ADR | COM | 42207L106 |  | 356 | 23700 | SH |  | SOLE |  | 23700 | 0 | 0 |
| HECLA MINING ORD (NYS) | COM | 422704106 |  | 0 | 70 | SH | Call | SOLE |  | 70 | 0 | 0 |
| HEICO CL A ORD | COM | 422806208 |  | 945 | 7893 | SH |  | SOLE |  | 7893 | 0 | 0 |
| HELIOS AND MATHESON ANALYTICS ORD | COM | 42327L309 |  | 0 | 1002 | SH |  | SOLE |  | 1002 | 0 | 0 |
| HESKA ORD | COM | 42805E306 |  | 18 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| HEXO ORD (NYS) | COM | 428304406 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| HOME PLATE ACQUISITION UNT | COM | 43734R202 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| HON HAI PRECISION INDUSTRY GDR | COM | 438090805 |  | 0 | 23 | SH |  | SOLE |  | 23 | 0 | 0 |
| HORIZON ACQUISITION II CORP | COM | G46044114 |  | 0 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| HORIZON THERAPEUTICS PUBLIC ORD | COM | G4617B105 |  | 227 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| HORIZON THERAPEUTICS PUBLIC ORD | COM | G4617B105 |  | 1 | 10 | SH | Put | SOLE |  | 10 | 0 | 0 |
| HUDSON GLOBAL ORD | COM | 443787205 |  | 6 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| HUMACYTE ORD | COM | 44486Q103 |  | 0 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| HUNTINGTON BANCSHARES ORD | COM | 446150104 |  | 155 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| HYCROFT MINING HOLDING CL A ORD | COM | 44862P109 |  | 0 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| HYCROFT MINING HOLDING CL A ORD | COM | 44862P109 |  | 0 | 5 | SH | Call | SOLE |  | 5 | 0 | 0 |
| HYZON MOTORS CL A ORD | COM | 44951Y102 |  | 124 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| I-80 GOLD ORD | COM | 44955L106 |  | 129 | 45800 | SH |  | SOLE |  | 45800 | 0 | 0 |
| IAC ORD | COM | 44891N208 |  | 89 | 2018 | SH |  | DFND |  | 2018 | 0 | 0 |
| IDEANOMICS ORD | COM | 45166V106 |  | 0 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| IDEANOMICS ORD | COM | 45166V106 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| IMAX ORD (NYS) | COM | 45245E109 |  | 0 | 25 | SH | Call | DFND |  | 25 | 0 | 0 |
| IMMUNITYBIO ORD (NMS) | COM | 45256X103 |  | 0 | 180 | SH | Call | SOLE |  | 180 | 0 | 0 |
| IMPALA PLATINUM HOLDINGS ADR (PNK) | SPONSORED ADR | 452553308 |  | 111 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| INDIA GLOBALIZATION CAPITAL ORD (ASE) | COM | 45408X308 |  | 0 | 23 | SH | Call | SOLE |  | 23 | 0 | 0 |
| INMUNE BIO ORD | COM | 45782T105 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| INPHONIC ORD (OTC) | COM | 45772G105 |  | 0 | 14472 | SH |  | SOLE |  | 14472 | 0 | 0 |
| INSTALLED BUILDING PRODUCTS ORD | COM | 45780R101 |  | 4 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| INTEGRAL ACQUISITION 1 UNT | COM | 45827K200 |  | 14 | 1420 | SH |  | SOLE |  | 1420 | 0 | 0 |
| INTEL ORD | COM | 458140100 |  | 436 | 16525 | SH |  | SOLE |  | 16525 | 0 | 0 |
| INTEL ORD | COM | 458140100 |  | 3 | 150 | SH | Call | SOLE |  | 150 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHINES ORD | COM | 459200101 |  | 15 | 110 | SH |  | SOLE |  | 110 | 0 | 0 |
| INVITAE ORD | COM | 46185L103 |  | 7 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| INVITAE ORD | COM | 46185L103 |  | 0 | 40 | SH | Put | SOLE |  | 40 | 0 | 0 |
| INVSC CRNCYSH JAPANESE YEN ETF (PSE) | COM | 46138W107 |  | 7 | 105 | SH | Put | SOLE |  | 105 | 0 | 0 |
| INVSC DB AGRICULTURE ETF | COM | 46140H106 |  | 20 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| INVSC QQQ TRUST SRS 1 ETF | COM | 46090E103 |  | 0 | 1 | SH | Put | DFND |  | 1 | 0 | 0 |
| IONQ ORD | COM | 46222L108 |  | 7 | 2030 | SH |  | SOLE |  | 2030 | 0 | 0 |
| IROBOT ORD | COM | 462726100 |  | 305 | 6350 | SH |  | SOLE |  | 6350 | 0 | 0 |
| IROBOT ORD | COM | 462726100 |  | 0 | 11 | SH | Put | SOLE |  | 11 | 0 | 0 |
| IRONNET ORD | COM | 46323Q105 |  | 1 | 7464 | SH |  | SOLE |  | 7464 | 0 | 0 |
| ISHARES 20 PLS YEAR TREASURY BND ETF | COM | 464287432 |  | 995 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ISHARES CHINA LARGE CAP ETF | COM | 464287184 |  | 7 | 257 | SH | Put | DFND |  | 257 | 0 | 0 |
| ISHARES MSCI EMERGING MARKETS ETF | COM | 464287234 |  | 189 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ISHARES MSCI MEXICO ETF | COM | 464286822 |  | 296 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| ISHARES RUSSELL 2000 ETF | COM | 464287655 |  | 2 | 16 | SH | Put | SOLE |  | 16 | 0 | 0 |
| ISHARES SILVER TRUST ETF | COM | 46428Q109 |  | 19 | 900 | SH |  | DFND |  | 900 | 0 | 0 |
| ISUN ORD | COM | 465246106 |  | 9 | 7200 | SH |  | SOLE |  | 7200 | 0 | 0 |
| JFROG ORD | COM | M6191J100 |  | 54 | 2550 | SH |  | SOLE |  | 2550 | 0 | 0 |
| KELLY SERVICES CL B ORD | COM | 488152307 |  | 180 | 10718 | SH |  | SOLE |  | 10718 | 0 | 0 |
| KHIRON LIFE SCIENCES ORD | COM | 49374L306 |  | 0 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION CL A ORD | COM | 482504107 |  | 1353 | 135648 | SH |  | SOLE |  | 135648 | 0 | 0 |
| KINGSTONE COMPANIES ORD | COM | 496719105 |  | 8 | 6515 | SH |  | SOLE |  | 6515 | 0 | 0 |
| KINROSS GOLD ORD | COM | 496902404 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| KNOWBE4 CL A ORD (NMS) | COM | 49926T104 |  | 0 | 12 | SH | Call | SOLE |  | 12 | 0 | 0 |
| KOHL'S ORD | COM | 500255104 |  | 6 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| KRISPY KREME ORD | COM | 50101L106 |  | 30 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| KYNDRYL HOLDINGS ORD | COM | 50155Q100 |  | 9 | 840 | SH |  | SOLE |  | 840 | 0 | 0 |
| LAZARD GROWTH ACQUISITION ORD | COM | G54035103 |  | 121 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| LENDINGTREE ORD | COM | 52603B107 |  | 0 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| LHC GROUP ORD | COM | 50187A107 |  | 824 | 5099 | SH |  | DFND |  | 5099 | 0 | 0 |
| LI AUTO ADR 2 ORD | SPONSORED ADR | 50202M102 |  | 1499 | 73500 | SH |  | SOLE |  | 73500 | 0 | 0 |
| LIBERTY ALL STAR EQUITY CF | COM | 530158104 |  | 5 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| LIBERTY GLOBAL CL B ORD | COM | G5480U112 |  | 110 | 5875 | SH |  | SOLE |  | 5875 | 0 | 0 |
| LIBERTY MEDIA FORMULA ONE SRS A ORD | COM | 531229870 |  | 87 | 1640 | SH |  | SOLE |  | 1640 | 0 | 0 |
| LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | COM | 531229607 |  | 16 | 410 | SH |  | SOLE |  | 410 | 0 | 0 |
| LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | COM | 53185P100 |  | 0 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| LIONS GATE ENTERTANMNT VTNG CL A ORD | COM | 535919401 |  | 0 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| LL FLOORING HOLDINGS ORD | COM | 55003T107 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| LONGWEI PETROLEUM INVEST HOLDING ORD | COM | 543354104 |  | 0 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| LUCID GROUP ORD | COM | 549498103 |  | 187 | 27500 | SH |  | SOLE |  | 27500 | 0 | 0 |
| LUCID GROUP ORD | COM | 549498103 |  | 3 | 550 | SH | Call | SOLE |  | 550 | 0 | 0 |
| LULULEMON ATHLETICA ORD | COM | 550021109 |  | 3 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| LYFT CL A ORD | COM | 55087P104 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| M3-BRIGADE ACQUISITION II CORP | COM | 553800111 |  | 5 | 101995 | SH |  | SOLE |  | 101995 | 0 | 0 |
| MAIDEN HOLDINGS LTD | COM | 560292302 |  | 317 | 18227 | SH |  | SOLE |  | 18227 | 0 | 0 |
| MAIDEN HOLDINGS ORD | COM | G5753U112 |  | 1242 | 588709 | SH |  | SOLE |  | 588709 | 0 | 0 |
| MAIN STREET CAPITAL ORD | COM | 56035L104 |  | 11 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| MARATHON PATENT GROUP ORD (NMS) | COM | 565788106 |  | 0 | 12 | SH | Call | SOLE |  | 12 | 0 | 0 |
| MARATHON PATENT GROUP ORD (NMS) | COM | 565788106 |  | 0 | 11 | SH | Put | SOLE |  | 11 | 0 | 0 |
| MARSH  MCLENNAN ORD | COM | 571748102 |  | 19 | 120 | SH |  | DFND |  | 120 | 0 | 0 |
| MATCH GROUP ORD | COM | 57667L107 |  | 140 | 3387 | SH |  | DFND |  | 3387 | 0 | 0 |
| MAXAR TECHNOLOGIES ORD | COM | 57778K105 |  | 0 | 6 | SH | Call | DFND |  | 6 | 0 | 0 |
| MERIDIAN BIOSCIENCE ORD | COM | 589584101 |  | 1693 | 51000 | SH |  | DFND |  | 51000 | 0 | 0 |
| MERIDIAN BIOSCIENCE ORD | COM | 589584101 |  | 0 | 4 | SH | Call | DFND |  | 4 | 0 | 0 |
| MERIDIAN MINING UK SOCIETAS ORD | COM | N5626P102 |  | 48 | 190000 | SH |  | SOLE |  | 190000 | 0 | 0 |
| META MATERIALS ORD (NMS) | COM | 59134N104 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| META PLATFORMS CL A ORD | COM | 30303M102 |  | 4 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| META PLATFORMS CL A ORD | COM | 30303M102 |  | 0 | 8 | SH | Call | SOLE |  | 8 | 0 | 0 |
| METALS ACQUISITION CL A ORD | COM | G60405100 |  | 2098 | 209712 | SH |  | SOLE |  | 209712 | 0 | 0 |
| METHANEX ORD | COM | 59151K108 |  | 18 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| MICRON TECHNOLOGY ORD | COM | 595112103 |  | 2 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| MICROSOFT ORD | COM | 594918104 |  | 549 | 2292 | SH |  | DFND |  | 2292 | 0 | 0 |
| MILLICOM INTERNATIONAL CELLULAR ORD | COM | L6388F110 |  | 183 | 14551 | SH |  | SOLE |  | 14551 | 0 | 0 |
| MIRATI THERAPEUTICS ORD (NMS) | COM | 60468T105 |  | 1 | 25 | SH | Call | SOLE |  | 25 | 0 | 0 |
| MIRION TECHNOLOG | COM | 60471A119 |  | 0 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| MIRION TECHNOLOGIES CL A ORD | COM | 60471A101 |  | 1 | 202 | SH |  | SOLE |  | 202 | 0 | 0 |
| MIZUHO FINANCIAL GROUP 5 ADR REP ORD | SPONSORED ADR | 60687Y109 |  | 130 | 46000 | SH |  | SOLE |  | 46000 | 0 | 0 |
| MONEYGRAM INTERNATIONAL ORD | COM | 60935Y208 |  | 449 | 41254 | SH |  | SOLE |  | 41254 | 0 | 0 |
| MONSTER BEVERAGE ORD | COM | 61174X109 |  | 69 | 686 | SH |  | SOLE |  | 686 | 0 | 0 |
| MOUNTAIN PROVINCE DIAMONDS ORD | COM | 62426E402 |  | 364 | 951750 | SH |  | SOLE |  | 951750 | 0 | 0 |
| MP MATERIALS CL A ORD | COM | 553368101 |  | 24 | 994 | SH |  | DFND |  | 994 | 0 | 0 |
| MSC INDUSTRIAL CL A ORD | COM | 553530106 |  | 5 | 66 | SH |  | SOLE |  | 66 | 0 | 0 |
| MULLEN AUTOMOTIVE ORD | COM | 62526P109 |  | 15 | 54500 | SH |  | SOLE |  | 54500 | 0 | 0 |
| NANO DIMENSION 1 ADR REP ORD | SPONSORED ADR | 63008G203 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| NEOGEN ORD | COM | 640491106 |  | 72 | 4750 | SH |  | SOLE |  | 4750 | 0 | 0 |
| NERVGEN PHARMA ORD | COM | 64082X203 |  | 4 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |
| NETEASE ADR | COM | 64110W102 |  | 72 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| NETFLIX ORD | COM | 64110L106 |  | 220 | 747 | SH |  | DFND |  | 747 | 0 | 0 |
| NEW ORIENTL EDUCTN GRP ADR REP 1 ORD (NYS) | COM | 647581206 |  | 1 | 48 | SH | Put | SOLE |  | 48 | 0 | 0 |
| NEWMARKET ORD | COM | 651587107 |  | 9 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| NEWTEK SERVICES ORD | COM | 652526203 |  | 5 | 315 | SH | Put | SOLE |  | 315 | 0 | 0 |
| NEXGEN ENERGY ORD | COM | 65340P106 |  | 39 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| NEXTDOOR HOLDINGS CL A ORD | COM | 65345M108 |  | 4 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| NEXTPOINT FINANCIAL ORD | COM | 65345F202 |  | 19 | 6600 | SH |  | SOLE |  | 6600 | 0 | 0 |
| NIKE CL B ORD (NYS) | COM | 654106103 |  | 11 | 100 | SH | Put | SOLE |  | 100 | 0 | 0 |
| NIO ADS REP 1 CL A ORD | COM | 62914V106 |  | 292 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| NJ RESOURCES ORD | COM | 646025106 |  | 19 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| NORDSON ORD | COM | 655663102 |  | 23 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| NORWEGIAN CRUISE LINE HOLDINGS ORD | COM | G66721104 |  | 156 | 12749 | SH |  | SOLE |  | 12749 | 0 | 0 |
| NOVAGOLD RESOURCES ORD | COM | 66987E206 |  | 0 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| NOVELSTEM INTERNATIONAL ORD (PNK) | COM | 67001V109 |  | 4 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| NUSCALE POWER CL A ORD | COM | 67079K100 |  | 153 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| NUTANIX CL A ORD | COM | 67059N108 |  | 1 | 50 | SH |  | DFND |  | 50 | 0 | 0 |
| NUTANIX CL A ORD | COM | 67059N108 |  | 0 | 27 | SH | Call | DFND |  | 27 | 0 | 0 |
| NVIDIA ORD | COM | 67066G104 |  | 152 | 1046 | SH |  | DFND |  | 1046 | 0 | 0 |
| OATLY GROUP ADS REP ORD | COM | 67421J108 |  | 0 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| OCCIDENTAL PETROLEUM ORD | COM | 674599105 |  | 69 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| ODYSSEY MARINE EXPLORATION ORD | COM | 676118201 |  | 6 | 1800 | SH |  | SOLE |  | 1800 | 0 | 0 |
| OLYMPUS ADR (PNK) | SPONSORED ADR | 68163W109 |  | 441 | 24700 | SH |  | SOLE |  | 24700 | 0 | 0 |
| OPGEN ORD | COM | 68373L406 |  | 232 | 82500 | SH |  | SOLE |  | 82500 | 0 | 0 |
| ORACLE ORD | COM | 68389X105 |  | 71 | 870 | SH |  | SOLE |  | 870 | 0 | 0 |
| ORGANIGRAM HOLDINGS ORD | COM | 68620P101 |  | 0 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| ORGANIGRAM HOLDINGS ORD | COM | 68620P101 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| ORIGIN MATERIALS CL A ORD | COM | 68622D106 |  | 152 | 33143 | SH |  | SOLE |  | 33143 | 0 | 0 |
| ORIGIN MATERIALS CL A ORD | COM | 68622D106 |  | 17 | 3735 | SH | Call | SOLE |  | 3735 | 0 | 0 |
| OUSTER CL A ORD | COM | 68989M103 |  | 0 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| PALANTIR TECHNOLOGIES CL A ORD | COM | 69608A108 |  | 232 | 36250 | SH |  | SOLE |  | 36250 | 0 | 0 |
| PALANTIR TECHNOLOGIES CL A ORD | COM | 69608A108 |  | 37 | 5823 | SH | Call | SOLE |  | 5823 | 0 | 0 |
| PALANTIR TECHNOLOGIES CL A ORD | COM | 69608A108 |  | 1 | 262 | SH | Put | SOLE |  | 262 | 0 | 0 |
| PAN AMER SILVER ORD | COM | 697900108 |  | 4 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| PAN AMERICAN SILVER RTS | COM | 697900132 |  | 47 | 83500 | SH |  | SOLE |  | 83500 | 0 | 0 |
| PARAMOUNT GLOBAL CL B ORD | COM | 92556H206 |  | 172 | 10219 | SH |  | DFND |  | 10219 | 0 | 0 |
| PARAMOUNT GLOBAL CL B ORD | COM | 92556H206 |  | 0 | 14 | SH | Call | DFND |  | 14 | 0 | 0 |
| PAYPAL HOLDINGS ORD | COM | 70450Y103 |  | 850 | 11943 | SH |  | DFND |  | 11943 | 0 | 0 |
| PAYPAL HOLDINGS ORD | COM | 70450Y103 |  | 0 | 1 | SH | Call | DFND |  | 1 | 0 | 0 |
| PCM FUND CF | COM | 69323T101 |  | 2 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| PDS BIOTECHNOLOGY ORD | COM | 70465T107 |  | 13 | 993 | SH |  | SOLE |  | 993 | 0 | 0 |
| PEABODY ENERGY ORD | COM | 704551100 |  | 145 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| PELOTON INTERACTIVE ORD (NMS) | COM | 70614W100 |  | 1 | 200 | SH | Call | SOLE |  | 200 | 0 | 0 |
| PENNANTPARK FLOATING RATE CAPITA ORD | COM | 70806A106 |  | 13 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| PENNANTPARK INVESTMENT ORD | COM | 708062104 |  | 18 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |
| PETROLEO BRASILEIRO ADR REPSTG 2 PRF | SPONSORED ADR | 71654V101 |  | 1 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |
| PHARMACYTE BIOTECH ORD | COM | 71715X203 |  | 90 | 31100 | SH |  | SOLE |  | 31100 | 0 | 0 |
| PHARVARIS N V ORD | COM | N69605108 |  | 9 | 880 | SH |  | SOLE |  | 880 | 0 | 0 |
| PIEDMONT LITHIUM ORD | COM | 72016P105 |  | 43 | 997 | SH |  | DFND |  | 997 | 0 | 0 |
| PIEDMONT OFFICE REIT CL A ORD | COM | 720190206 |  | 3 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| PILGRIMS PRIDE ORD (NMS) | COM | 72147K108 |  | 0 | 5 | SH | Call | SOLE |  | 5 | 0 | 0 |
| PIMCO CALIFOR MUNI INCM III CF | COM | 72201C109 |  | 2 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| PIMCO CALIFORNIA MUNICI INCOME II CF | COM | 72200M108 |  | 4 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| PIMCO CORPORATE OPPORTUNITY CF | COM | 72201B101 |  | 38 | 3200 | SH |  | SOLE |  | 3200 | 0 | 0 |
| PIMCO ENRG TCTCL CRT OPPO CF | COM | 69346N107 |  | 47 | 3200 | SH |  | SOLE |  | 3200 | 0 | 0 |
| PIMCO GLOBAL STOCKSPLUS INCOME CF | COM | 722011103 |  | 2 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| PIMCO HIGH INCOME CF | COM | 722014107 |  | 12 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| PIMCO INCOME STRATEGY CF | COM | 72201H108 |  | 4 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| PIMCO INCOME STRATEGY II CF | COM | 72201J104 |  | 8 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| PIMCO MUNICIPAL INCOME CF | COM | 72200R107 |  | 6 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| PIMCO MUNICIPAL INCOME II CF | COM | 72200W106 |  | 9 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| PIMCO MUNICIPAL INCOME III CF | COM | 72201A103 |  | 6 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| PIMCO NEW YORK MUN INCOME III CF | COM | 72201E105 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| PIMCO NEW YORK MUNICI INCOME II CF | COM | 72200Y102 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PIMCO NEW YORK MUNICIPAL INCOME CF | COM | 72200T103 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| PIMCO STRATEGIC INCOME CF | COM | 72200X104 |  | 2 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| PINTEREST CL A ORD | COM | 72352L106 |  | 131 | 5425 | SH |  | DFND |  | 5425 | 0 | 0 |
| PINTEREST CL A ORD | COM | 72352L106 |  | 1 | 73 | SH | Call | DFND |  | 73 | 0 | 0 |
| PLANET LABS PBC CL A ORD | COM | 72703X106 |  | 21 | 4940 | SH |  | SOLE |  | 4940 | 0 | 0 |
| PLUG POWER ORD | COM | 72919P202 |  | 411 | 33227 | SH |  | DFND |  | 33227 | 0 | 0 |
| PNC FINANCIAL SERVICES GROUP ORD | COM | 693475105 |  | 23 | 150 | SH |  | DFND |  | 150 | 0 | 0 |
| POSHMARK CL A ORD | COM | 73739W104 |  | 12 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| POSHMARK CL A ORD | COM | 73739W104 |  | 0 | 38 | SH | Put | SOLE |  | 38 | 0 | 0 |
| POTNETWORK ORD | COM | 737636209 |  | 0 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| PPL ORD | COM | 69351T106 |  | 233 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| PRELUDE THERAPEUTICS ORD | COM | 74065P101 |  | 1 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PROCAPS GROUP ORD | COM | L7756P102 |  | 2 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| PROGRESSIVE ORD | COM | 743315103 |  | 23 | 179 | SH |  | DFND |  | 179 | 0 | 0 |
| PROSHARES ULTRA VIX SHORT TERM ETF | COM | 74347Y839 |  | 147 | 21500 | SH |  | SOLE |  | 21500 | 0 | 0 |
| PROTAGENIC THERAPEUTICS ORD | COM | 74365N103 |  | 31 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| PS BUSINESS PARKS INC | COM | 69360J552 |  | 16 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| PULTEGROUP ORD | COM | 745867101 |  | 9 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PUTNAM MANAGED MUNICIPAL INCOME CF | COM | 746823103 |  | 3 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| PUTNAM MASTER INTERMEDIATE INCOME CF | COM | 746909100 |  | 1 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| PUTNAM MUNICIPAL OPPORTUNITIES CF | COM | 746922103 |  | 7 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| QUALCOMM ORD | COM | 747525103 |  | 0 | 1 | SH | Put | DFND |  | 1 | 0 | 0 |
| QUOTIENT ORD | COM | G73268149 |  | 0 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| RADIUS GLOBAL INFRASTRUCT CL A ORD | COM | 750481103 |  | 195 | 16500 | SH |  | SOLE |  | 16500 | 0 | 0 |
| RAFAEL HOLDINGS CL B ORD | COM | 75062E106 |  | 0 | 240 | SH |  | SOLE |  | 240 | 0 | 0 |
| REALTY INCOME REIT ORD | COM | 756109104 |  | 8 | 140 | SH |  | SOLE |  | 140 | 0 | 0 |
| RECRUITER.COM GROUP ORD | COM | 75630B303 |  | 3 | 7430 | SH |  | SOLE |  | 7430 | 0 | 0 |
| REGIONS FINANCIAL ORD | COM | 7591EP100 |  | 64 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| RELMADA THERAPEUTICS ORD (NMS) | COM | 75955J402 |  | 0 | 2 | SH | Put | SOLE |  | 2 | 0 | 0 |
| RENASANT ORD | COM | 75970E107 |  | 7 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| RENEW ENERGY GLOBAL CL A ORD | COM | G7500M104 |  | 46 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| RENT THE RUNWAY CL A ORD (NMS) | COM | 76010Y103 |  | 0 | 10 | SH | Put | SOLE |  | 10 | 0 | 0 |
| RESOLUTE FOREST PRODUCTS ORD | COM | 76117W109 |  | 21 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| RESOLUTE FOREST PRODUCTS ORD | COM | 76117W109 |  | 0 | 19 | SH | Call | SOLE |  | 19 | 0 | 0 |
| RESOLUTE FOREST PRODUCTS ORD | COM | 76117W109 |  | 0 | 3 | SH | Put | SOLE |  | 3 | 0 | 0 |
| REVLON ORD (PNK) | COM | 761525609 |  | 0 | 19 | SH | Call | SOLE |  | 19 | 0 | 0 |
| REVLON ORD (PNK) | COM | 761525609 |  | 0 | 20 | SH | Put | SOLE |  | 20 | 0 | 0 |
| REWALK ROBOTICS LTD | COM | M8216Q200 |  | 0 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| RIO TINTO ADR REP ONE ORD | SPONSORED ADR | 767204100 |  | 356 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| RIVIAN AUTOMOTIVE CL A ORD | COM | 76954A103 |  | 222 | 12050 | SH |  | SOLE |  | 12050 | 0 | 0 |
| RIVIAN AUTOMOTIVE CL A ORD | COM | 76954A103 |  | 4 | 250 | SH | Call | SOLE |  | 250 | 0 | 0 |
| ROBLOX CL A ORD | COM | 771049103 |  | 114 | 4025 | SH |  | SOLE |  | 4025 | 0 | 0 |
| ROBLOX CL A ORD | COM | 771049103 |  | 2 | 105 | SH | Call | SOLE |  | 105 | 0 | 0 |
| ROGERS COMMUNICATIONS CL B ORD | COM | 775109200 |  | 4 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| ROGERS ORD | COM | 775133101 |  | 227 | 1904 | SH |  | SOLE |  | 1904 | 0 | 0 |
| ROGERS ORD | COM | 775133101 |  | 1 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| ROYAL CARIBBEAN GROUP ORD | COM | V7780T103 |  | 1 | 30 | SH | Put | SOLE |  | 30 | 0 | 0 |
| RPT REALTY ORD | COM | 74971D101 |  | 3 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| RUBICON TECHNOLOGIES CL A ORD (NYS) | COM | 78112J109 |  | 0 | 12 | SH | Put | SOLE |  | 12 | 0 | 0 |
| RUSH ENTERPRISES CL A ORD | COM | 781846209 |  | 110 | 2110 | SH |  | SOLE |  | 2110 | 0 | 0 |
| SABA CAPITAL INCOME OPPORTUNITIES CF | COM | 78518H202 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SALESFORCE ORD | COM | 79466L302 |  | 66 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| SAP ADR REP 1 ORD | SPONSORED ADR | 803054204 |  | 58 | 570 | SH |  | SOLE |  | 570 | 0 | 0 |
| SASOL ADR REP 1 ORD | SPONSORED ADR | 803866300 |  | 250 | 15942 | SH |  | SOLE |  | 15942 | 0 | 0 |
| SCPHARMACEUTICALS ORD | COM | 810648105 |  | 154 | 21500 | SH |  | SOLE |  | 21500 | 0 | 0 |
| SEA ADS REP CL A ORD | COM | 81141R100 |  | 1 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| SEASPINE HOLDINGS ORD | COM | 81255T108 |  | 66 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| SECUREWORKS CL A ORD | COM | 81374A105 |  | 74 | 11716 | SH |  | SOLE |  | 11716 | 0 | 0 |
| SEELOS THERAPEUTICS ORD | COM | 81577F109 |  | 2 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SENECA FOODS CL B ORD | COM | 817070105 |  | 27 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| SENTINELONE CL A ORD | COM | 81730H109 |  | 98 | 6773 | SH |  | DFND |  | 6773 | 0 | 0 |
| SENTINELONE CL A ORD | COM | 81730H109 |  | 0 | 3 | SH | Call | DFND |  | 3 | 0 | 0 |
| SERITAGE GROWTH PROPERTIES CL A ORD | COM | 81752R100 |  | 835 | 70598 | SH |  | DFND |  | 70598 | 0 | 0 |
| SHAW COMMUNICATIONS CL B ORD | COM | 82028K200 |  | 345 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| SHF HOLDINGS CL A ORD | COM | 824430102 |  | 3 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| SHIFT4 PAYMENTS CL A ORD | COM | 82452J109 |  | 47 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| SHOPIFY CL A SUB VTG ORD | COM | 82509L107 |  | 139 | 4020 | SH |  | SOLE |  | 4020 | 0 | 0 |
| SHOPIFY CL A SUB VTG ORD | COM | 82509L107 |  | 27 | 787 | SH | Call | SOLE |  | 787 | 0 | 0 |
| SIBANYE STILLWATER ADR REP 4 ORD | SPONSORED ADR | 82575P107 |  | 106 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SIERRA WIRELESS ORD | COM | 826516106 |  | 115 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| SIERRA WIRELESS ORD | COM | 826516106 |  | 1 | 54 | SH | Call | SOLE |  | 54 | 0 | 0 |
| SIERRA WIRELESS ORD | COM | 826516106 |  | 1 | 46 | SH | Put | SOLE |  | 46 | 0 | 0 |
| SIGNIFY HEALTH CL A ORD | COM | 82671G100 |  | 200 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| SILICON MOTION TECHNO ADR REP 4 ORD | SPONSORED ADR | 82706C108 |  | 1072 | 16500 | SH |  | DFND |  | 16500 | 0 | 0 |
| SILVERCREST METALS ORD | COM | 828363101 |  | 246 | 41000 | SH |  | SOLE |  | 41000 | 0 | 0 |
| SILVERCREST METALS ORD | COM | 828363101 |  | 7 | 1206 | SH | Call | SOLE |  | 1206 | 0 | 0 |
| SILVERGATE CAPITAL CL A ORD | COM | 82837P408 |  | 2 | 120 | SH | Put | DFND |  | 120 | 0 | 0 |
| SIMMONS FIRST NATIONAL CL A ORD | COM | 828730200 |  | 17 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| SINCLAIR BROADCAST GROUP CL A ORD | COM | 829226109 |  | 116 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| SITIO ROYALTIES CL A ORD | COM | 82983N108 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| SMITH MIDLAND ORD | COM | 832156103 |  | 102 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| SNAP CL A ORD | COM | 83304A106 |  | 85 | 9500 | SH |  | SOLE |  | 9500 | 0 | 0 |
| SNDL ORD | COM | 83307B101 |  | 0 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| SNOWFLAKE CL A ORD | COM | 833445109 |  | 218 | 1519 | SH |  | DFND |  | 1519 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISI UNT | COM | 83363K201 |  | 9 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| SOFI TECHNOLOGIES ORD | COM | 83406F102 |  | 372 | 80741 | SH |  | DFND |  | 80741 | 0 | 0 |
| SOFI TECHNOLOGIES ORD | COM | 83406F102 |  | 11 | 2437 | SH | Call | DFND |  | 2437 | 0 | 0 |
| SOFI TECHNOLOGIES ORD | COM | 83406F102 |  | 3 | 787 | SH | Put | DFND |  | 787 | 0 | 0 |
| SOLID POWER CL A ORD | COM | 83422N105 |  | 567 | 223350 | SH |  | SOLE |  | 223350 | 0 | 0 |
| SONOS ORD (NMS) | COM | 83570H108 |  | 5 | 312 | SH | Call | SOLE |  | 312 | 0 | 0 |
| SOUTHERN SRS B JNR SUB NTS | COM | 842587404 |  | 16 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| SPDR FUND CONSUMER STAPLES ETF | COM | 81369Y308 |  | 31 | 420 | SH | Put | SOLE |  | 420 | 0 | 0 |
| SPDR GOLD SHARES ETF | COM | 78463V107 |  | 5 | 33 | SH | Call | SOLE |  | 33 | 0 | 0 |
| SPDR S 500 ETF | COM | 78462F103 |  | 76 | 200 | SH | Call | DFND |  | 200 | 0 | 0 |
| SPDR S 500 ETF | COM | 78462F103 |  | 125 | 327 | SH | Put | DFND |  | 327 | 0 | 0 |
| SPDR S BIOTECH ETF | COM | 78464A870 |  | 8 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SPLUNK ORD | COM | 848637104 |  | 172 | 2000 | SH |  | DFND |  | 2000 | 0 | 0 |
| SPLUNK ORD | COM | 848637104 |  | 1 | 13 | SH | Call | DFND |  | 13 | 0 | 0 |
| SPORTSMANS WAREHOUSE HOLDINGS ORD | COM | 84920Y106 |  | 43 | 4600 | SH |  | SOLE |  | 4600 | 0 | 0 |
| SPORTSMANS WAREHOUSE HOLDINGS ORD | COM | 84920Y106 |  | 0 | 25 | SH | Call | SOLE |  | 25 | 0 | 0 |
| SPORTSMANS WAREHOUSE HOLDINGS ORD | COM | 84920Y106 |  | 0 | 50 | SH | Put | SOLE |  | 50 | 0 | 0 |
| SPROUTS FARMERS MARKET ORD | COM | 85208M102 |  | 45 | 1418 | SH |  | SOLE |  | 1418 | 0 | 0 |
| STORE CAPITAL ORD | COM | 862121100 |  | 480 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| SUMMIT THERAPEUTICS ADR REP 5 ORD (NMS) | COM | 86627T108 |  | 0 | 26 | SH | Call | SOLE |  | 26 | 0 | 0 |
| SUMMIT THERAPEUTICS ORD (NMS) | COM | 86627T108 |  | 0 | 15 | SH | Call | SOLE |  | 15 | 0 | 0 |
| SUMO LOGIC ORD | COM | 86646P103 |  | 0 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| SUNLIGHT FINANCIAL HOLD CL A ORD (NYS) | COM | 86738J106 |  | 0 | 51 | SH | Call | SOLE |  | 51 | 0 | 0 |
| SUNRUN ORD | COM | 86771W105 |  | 0 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| SUPER GROUP ORD | COM | G8588X103 |  | 6 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| SUPERCOM ORD | COM | M87095119 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SURGEPAYS ORD | COM | 86882L204 |  | 57 | 8800 | SH |  | DFND |  | 8800 | 0 | 0 |
| SVF INVESTMENT 2 CL A ORD | COM | G8601M100 |  | 104 | 10392 | SH |  | SOLE |  | 10392 | 0 | 0 |
| SVF INVESTMENT CL A ORD | COM | G8601L102 |  | 2 | 219 | SH |  | SOLE |  | 219 | 0 | 0 |
| SWEETGREEN CL A ORD | COM | 87043Q108 |  | 1 | 150 | SH |  | SOLE |  | 150 | 0 | 0 |
| SYNOVUS FINANCIAL ORD | COM | 87161C501 |  | 15 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| T2 BIOSYSTEMS ORD (NMS) | COM | 89853L203 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| TAILWIND ACQUISITION CL A ORD (NYS) | COM | 87403Q102 |  | 0 | 56 | SH | Call | SOLE |  | 56 | 0 | 0 |
| TAILWIND ACQUISITION CL A ORD (NYS) | COM | 87403Q102 |  | 0 | 59 | SH | Put | SOLE |  | 59 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD | SPONSORED ADR | 874039100 |  | 155 | 2092 | SH |  | DFND |  | 2092 | 0 | 0 |
| TAKEDA PHARMA  ADR REP 0.5 ORD | SPONSORED ADR | 874060205 |  | 312 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| TALKSPACE ORD | COM | 87427V103 |  | 98 | 160902 | SH |  | SOLE |  | 160902 | 0 | 0 |
| TALKSPACE ORD | COM | 87427V103 |  | 0 | 3 | SH | Call | SOLE |  | 3 | 0 | 0 |
| TECK RESOURCES CL B ORD | COM | 878742204 |  | 0 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| TEGNA ORD | COM | 87901J105 |  | 1503 | 70950 | SH |  | DFND |  | 70950 | 0 | 0 |
| TEGNA ORD | COM | 87901J105 |  | 2 | 100 | SH | Put | DFND |  | 100 | 0 | 0 |
| TEKLA HEALTHCARE INVESTORS CF | COM | 87911J103 |  | 16 | 900 | SH |  | SOLE |  | 900 | 0 | 0 |
| TELADOC HEALTH ORD | COM | 87918A105 |  | 1 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| TENCENT HOLDINGS ADR | COM | 88032Q109 |  | 732 | 17300 | SH |  | SOLE |  | 17300 | 0 | 0 |
| TESLA ORD | COM | 88160R101 |  | 729 | 5922 | SH |  | DFND |  | 5922 | 0 | 0 |
| TESLA ORD | COM | 88160R101 |  | 11 | 96 | SH | Call | DFND |  | 96 | 0 | 0 |
| TESLA ORD | COM | 88160R101 |  | 2 | 17 | SH | Put | DFND |  | 17 | 0 | 0 |
| TIANRONG INTERNET PRODUCTS SER ORD | COM | 886307107 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| TIDEWATER ORD | COM | 88642R109 |  | 156 | 4250 | SH |  | SOLE |  | 4250 | 0 | 0 |
| TILRAY BRANDS CL 2 ORD | COM | 88688T100 |  | 5 | 2160 | SH |  | SOLE |  | 2160 | 0 | 0 |
| TILRAY BRANDS CL 2 ORD | COM | 88688T100 |  | 0 | 3 | SH | Call | SOLE |  | 3 | 0 | 0 |
| TOKYO ELECTRON ADR REP 2 ORD (PNK) | SPONSORED ADR | 889110102 |  | 29 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| TOOTSIE ROLL INDUSTRIES ORD (NYS) | COM | 890516107 |  | 1 | 25 | SH | Put | SOLE |  | 25 | 0 | 0 |
| TORTOISE NORTH AMERICAN PIPELINE ETF | COM | 56167N720 |  | 1 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| TOWER SEMICONDUCTOR ORD | COM | M87915274 |  | 1121 | 25960 | SH |  | SOLE |  | 25960 | 0 | 0 |
| TOWER SEMICONDUCTOR ORD | COM | M87915274 |  | 0 | 1 | SH | Call | SOLE |  | 1 | 0 | 0 |
| TOWER SEMICONDUCTOR ORD | COM | M87915274 |  | 0 | 1 | SH | Put | SOLE |  | 1 | 0 | 0 |
| TOYOTA MOTOR ADR REP 10 ORD | SPONSORED ADR | 892331307 |  | 341 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| TPB ACQUISITION I CL A ORD | COM | G8990L101 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| TRADE DESK CL A ORD | COM | 88339J105 |  | 93 | 2091 | SH |  | DFND |  | 2091 | 0 | 0 |
| TRANSOCEAN ORD (NYS) | COM | H8817H100 |  | 0 | 25 | SH | Call | SOLE |  | 25 | 0 | 0 |
| TREAN INSURANCE GROUP ORD | COM | 89457R101 |  | 33 | 5554 | SH |  | SOLE |  | 5554 | 0 | 0 |
| TRICIDA ORD | COM | 89610F101 |  | 3 | 21900 | SH |  | SOLE |  | 21900 | 0 | 0 |
| TRICIDA ORD | COM | 89610F101 |  | 0 | 128 | SH | Put | SOLE |  | 128 | 0 | 0 |
| TRIP COM GROUP ADR REP ORD | SPONSORED ADR | 89677Q107 |  | 663 | 19300 | SH |  | SOLE |  | 19300 | 0 | 0 |
| TRITIUM DCFC ORD | COM | Q9225T108 |  | 988 | 588152 | SH |  | SOLE |  | 588152 | 0 | 0 |
| TRITIUM DCFC ORD | COM | Q9225T108 |  | 0 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| TRIVAGO ADR REP ORD | SPONSORED ADR | 89686D105 |  | 0 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| TRUSTCO BANK ORD | COM | 898349204 |  | 11 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | COM | G9108L165 |  | 59 | 2439 | SH |  | SOLE |  | 2439 | 0 | 0 |
| TURTLE BEACH ORD | COM | 900450206 |  | 56 | 7920 | SH |  | DFND |  | 7920 | 0 | 0 |
| TUSCAN HOLDINGS CORP II (NMS) | COM | 90070A103 |  | 0 | 10 | SH | Put | SOLE |  | 10 | 0 | 0 |
| TUSCAN HOLDINGS CORP II (NMS) | COM | 90070A103 |  | 0 | 5 | SH | Put | SOLE |  | 5 | 0 | 0 |
| TWILIO CL A ORD (NYS) | COM | 90138F102 |  | 1 | 25 | SH | Call | SOLE |  | 25 | 0 | 0 |
| TWO CL A ORD | COM | G9152V101 |  | 291 | 28950 | SH |  | SOLE |  | 28950 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 446 | 18073 | SH |  | DFND |  | 18073 | 0 | 0 |
| UGI ORD | COM | 902681105 |  | 14 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| UMB FINANCIAL ORD | COM | 902788108 |  | 4 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| UNDER ARMOUR CL A ORD | COM | 904311107 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| UNITED BANKSHARES ORD | COM | 909907107 |  | 117 | 2900 | SH |  | SOLE |  | 2900 | 0 | 0 |
| UNITED STATES BRENT OIL ETF | COM | 91167Q100 |  | 14 | 514 | SH |  | SOLE |  | 514 | 0 | 0 |
| UNITY SOFTWARE ORD | COM | 91332U101 |  | 37 | 1329 | SH |  | SOLE |  | 1329 | 0 | 0 |
| URSTADT BIDDLE CL A REIT ORD | COM | 917286205 |  | 9 | 520 | SH |  | SOLE |  | 520 | 0 | 0 |
| US BANCORP ORD | COM | 902973304 |  | 42 | 977 | SH |  | DFND |  | 977 | 0 | 0 |
| USERTESTING ORD | COM | 91734E101 |  | 0 | 130 | SH |  | SOLE |  | 130 | 0 | 0 |
| UWM HOLDINGS CL A ORD | COM | 91823B109 |  | 0 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |
| UWM HOLDINGS CORP | COM | 91823B117 |  | 0 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| V2X ORD | COM | 92242T101 |  | 82 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| VALLEY NATIONAL ORD | COM | 919794107 |  | 36 | 3200 | SH |  | SOLE |  | 3200 | 0 | 0 |
| VANECK GOLD MINERS ETF | COM | 92189F106 |  | 143 | 4994 | SH |  | SOLE |  | 4994 | 0 | 0 |
| VANECK GOLD MINERS ETF | COM | 92189F106 |  | 3 | 120 | SH | Call | SOLE |  | 120 | 0 | 0 |
| VECTOR ACQUISITION II CL A ORD | COM | G9460A104 |  | 80 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| VERIZON COMMUNICATIONS ORD | COM | 92343V104 |  | 5 | 130 | SH |  | SOLE |  | 130 | 0 | 0 |
| VERTEX ENERGY ORD (NMS) | COM | 92534K107 |  | 0 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| VERU ORD (NMS) | COM | 92536C103 |  | 0 | 20 | SH | Call | SOLE |  | 20 | 0 | 0 |
| VIKING THERAPEUTICS ORD | COM | 92686J106 |  | 0 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| VILLAGE FARMS INTERNATIONAL ORD (NMS) | COM | 92707Y108 |  | 0 | 24 | SH | Call | SOLE |  | 24 | 0 | 0 |
| VIMEO ORD | COM | 92719V100 |  | 122 | 35856 | SH |  | DFND |  | 35856 | 0 | 0 |
| VIRTUS ARTL INTLG TECGY OPTNS FD CF | COM | 92838Y100 |  | 64 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| VIRTUS CNVTBL INC 2024 TRGT TM FD CF | COM | 92838R105 |  | 5 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| VIRTUS CONVERTIBLE AND INC FUND CF | COM | 92838X102 |  | 10 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| VIRTUS CONVERTIBLE AND INCM FD II CF | COM | 92838U108 |  | 2 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| VIRTUS DIVERSIFD INC CNVRTBL FD CF | COM | 92840N100 |  | 18 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| VISA CL A ORD | COM | 92826C839 |  | 3 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| VISTA ENERGY SPON SRS A ADR | COM | 92837L109 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| VISTAGEN THERAPEUTICS ORD | COM | 92840H202 |  | 0 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| VISTAGEN THERAPEUTICS ORD | COM | 92840H202 |  | 0 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| VIZSLA SILVER ORD | COM | 92859G202 |  | 97 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| VMWARE CL A ORD | COM | 928563402 |  | 3928 | 32000 | SH |  | DFND |  | 32000 | 0 | 0 |
| VODAFONE GROUP ADR REP 10 ORD | SPONSORED ADR | 92857W308 |  | 607 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| VOLKSWAGEN AG (PNK) | COM | 928662600 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| VPC IMPACT ACQUISIT HOLD II CL A ORD | COM | G9460L126 |  | 1 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| WAG GROUP ORD | COM | 93042P109 |  | 0 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| WAITR HOLDINGS ORD (NMS) | COM | 930752209 |  | 0 | 20 | SH | Call | SOLE |  | 20 | 0 | 0 |
| WALT DISNEY ORD | COM | 254687106 |  | 349 | 4027 | SH |  | DFND |  | 4027 | 0 | 0 |
| WALT DISNEY ORD | COM | 254687106 |  | 8 | 101 | SH | Call | DFND |  | 101 | 0 | 0 |
| WARNER BROS. DISCOVERY SRS A ORD | COM | 934423104 |  | 2 | 260 | SH |  | SOLE |  | 260 | 0 | 0 |
| WARNER BROS. DISCOVERY SRS A ORD | COM | 934423104 |  | 1 | 140 | SH | Call | SOLE |  | 140 | 0 | 0 |
| WEBER CL A ORD | COM | 94770D102 |  | 45 | 5700 | SH |  | SOLE |  | 5700 | 0 | 0 |
| WELLS FARGO ORD | COM | 949746101 |  | 34 | 846 | SH |  | DFND |  | 846 | 0 | 0 |
| WESBANCO ORD | COM | 950810101 |  | 22 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| WESTERN DIGITAL ORD (NMS) | COM | 958102105 |  | 0 | 20 | SH | Call | SOLE |  | 20 | 0 | 0 |
| WESTWOOD HOLDINGS GROUP ORD | COM | 961765104 |  | 0 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| WEYCO GROUP ORD | COM | 962149100 |  | 33 | 1584 | SH |  | SOLE |  | 1584 | 0 | 0 |
| WILLIS TOWERS WATSON ORD | COM | 948626106 |  | 30 | 126 | SH |  | SOLE |  | 126 | 0 | 0 |
| WM TECHNOLOGY CL A ORD | COM | 92971A109 |  | 9 | 9421 | SH |  | SOLE |  | 9421 | 0 | 0 |
| WM TECHNOLOGY CL A ORD | COM | 92971A109 |  | 0 | 153 | SH | Call | SOLE |  | 153 | 0 | 0 |
| WOODSIDE ENERGY GROUP ADR | COM | 980228308 |  | 484 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| WYNN RESORTS ORD | COM | 983134107 |  | 0 | 1 | SH | Put | DFND |  | 1 | 0 | 0 |
| XWELL ORD | COM | 98420U703 |  | 0 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| XWELL ORD | COM | 98420U703 |  | 0 | 10 | SH | Call | SOLE |  | 10 | 0 | 0 |
| YANDEX CL A ORD | COM | N97284108 |  | 29 | 1580 | SH |  | SOLE |  | 1580 | 0 | 0 |
| YEXT ORD (NYS) | COM | 98585N106 |  | 0 | 67 | SH | Call | SOLE |  | 67 | 0 | 0 |
| YUM CHINA ORD | COM | 98850P109 |  | 76 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| ZENVIA INC | COM | G9889V101 |  | 8 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| ZILLOW GROUP CL A ORD | COM | 98954M101 |  | 5 | 170 | SH |  | SOLE |  | 170 | 0 | 0 |

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