# EDGAR Filing Document

**Accession Number:** 0001325083
**File Stem:** 0001104659-23-021561
**Filing Date:** 2023-2
**Character Count:** 5924
**Document Hash:** eae3693398d16b2f6f523e3f60add174
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-021561.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001104659-23-021561

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Knoll Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001325083
- **IRS NUMBER:** 133476926
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-11424
- **FILM NUMBER:** 23628976

**BUSINESS ADDRESS:**
- **STREET 1:** 201 S. BISCAYNE BLVD
- **STREET 2:** SUITE 800
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131
- **BUSINESS PHONE:** 212-808-7474

**MAIL ADDRESS:**
- **STREET 1:** 201 S. BISCAYNE BLVD
- **STREET 2:** SUITE 800
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Knoll Capital Management, LP
- **DATE OF NAME CHANGE:** 20050426

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Knoll Capital Management LLC<br>**Address:** 201 S. Biscayne Blvd<br>Suite 800<br>Miami, FL 33131

**Form 13F File Number:** 028-11424

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Fred Knoll<br>**Title:** President<br>**Phone:** 917-402-4744

**Signature, Place, and Date of Signing:**

/s/ Fred Knoll  Miami, FL  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 21

**Form 13F Information Table Value Total:** $44310096

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

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|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Aldeyra Therapeutics Inc | COM | 01438T106 |  | 13558706 | 1948090 | SH |  | SOLE |  | 1948090 | 0 | 0 |
| Altimmune Inc | COM NEW | 02155H200 |  | 2860063 | 173864 | SH |  | SOLE |  | 173864 | 0 | 0 |
| Altria Group Inc | COM | 02209S103 |  | 1037617 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| Anavex Life Sciences Corp | COM NEW | 003279730 |  | 98906 | 10681 | SH |  | SOLE |  | 10681 | 0 | 0 |
| Applied Therapeutics Inc | COM | 03828A101 |  | 1862000 | 2450000 | SH |  | SOLE |  | 2459000 | 0 | 0 |
| Avadel Pharmaceuticals Plc | SPONSORED ADR | 05337M104 |  | 1074000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| HOOKIPA PHARMA | COM | 43906K100 |  | 40500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| Verona Pharma | SPONSORED ADS | 925050106 |  | 2492567 | 95391 | SH |  | SOLE |  | 95391 | 0 | 0 |
| Biohaven Pharmactl Hldg Co L | COM | G11196105 |  | 6251857 | 450422 | SH |  | SOLE |  | 450422 | 0 | 0 |
| Blackstone Group LP | COM UNIT LTD | 09253U108 |  | 741900 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Booz Allen Hamilton HLDG COR | CL A | 099502106 |  | 1358760 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| CVS Health Corp | COM | 126650100 |  | 1351255 | 14500 | SH |  | SOLE |  | 14500 | 0 | 0 |
| Entera Bio Ltd | SHS | M40527109 |  | 2584 | 2484275 | SH |  | SOLE |  | 2484275 | 0 | 0 |
| Orgenesis Inc. | COM | 68619K105 |  | 1237739 | 634738 | SH |  | SOLE |  | 634738 | 0 | 0 |
| Thermo Fischer Scientific Inc | COM | 883556102 |  | 1156449 | 2100 | SH |  | SOLE |  | 2100 | 0 | 0 |
| Visa | COM CL A | 92826C839 |  | 1007636 | 4850 | SH |  | SOLE |  | 4850 | 0 | 0 |
| SEABRIDGE GOLD INC | COM | 811916105 |  | 515780 | 41000 | SH |  | SOLE |  | 41000 | 0 | 0 |
| Global X Silver Miners ETF 37954Y848 | Global X Silver | 37954Y848 |  | 2526849 | 89700 | SH |  | SOLE |  | 89700 | 0 | 0 |
| Vaneck Gold Miners ETF | Gold Miners ETF | 92189F106 |  | 2632421 | 91850 | SH |  | SOLE |  | 91850 | 0 | 0 |
| Vaneck Junior Gold Miners ETF | Junior Hold Mine | 92189F791 |  | 1894797 | 53150 | SH |  | SOLE |  | 53150 | 0 | 0 |
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 |  | 607710 | 235000 | SH |  | SOLE |  | 235000 | 0 | 0 |

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