# EDGAR Filing Document

**Accession Number:** 0001524472
**File Stem:** 0001524472-26-000095
**Filing Date:** 2026-5
**Character Count:** 56242
**Document Hash:** 5a782be46427549ec0156386cfcc876e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001524472-26-000095.hdr.sgml**: 20260521

**ACCESSION NUMBER**: 0001524472-26-000095

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260521

**DATE AS OF CHANGE**: 20260521

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Xylem Inc.
- **CENTRAL INDEX KEY:** 0001524472
- **STANDARD INDUSTRIAL CLASSIFICATION:** PUMPS & PUMPING EQUIPMENT [3561]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 452080495
- **STATE OF INCORPORATION:** IN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35229
- **FILM NUMBER:** 261008735

**BUSINESS ADDRESS:**
- **STREET 1:** 301 WATER STREET SE
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20003
- **BUSINESS PHONE:** 202-869-9150

**MAIL ADDRESS:**
- **STREET 1:** 301 WATER STREET SE
- **CITY:** WASHINGTON
- **STATE:** DC
- **ZIP:** 20003

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITT WCO, Inc.
- **DATE OF NAME CHANGE:** 20110628

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD**

**SPECIALIZED DISCLOSURE REPORT**

**Xylem Inc.**

**(Exact name of the registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Indiana** | **001-35229** | **45-2080495** |
| **(State or other jurisdiction** | **(Commission** | **(I.R.S. Employer** |
| **of incorporation or organization)** | **File Number)** | **Identification No.)** |

---

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| | |
|:---|:---|
| **301 Water Street SE, Washington, DC** | **20003** |
| **(Address of principal executive offices)** | **(Zip code)** |
| **Kelly C. O'Shea** | **914-874-9196** |

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**(Name and telephone number, including area code, of the person to contact in connection with this report.)**

Check the appropriate box to indicate the rule pursuant to which this Form is being submitted, and provide the period to which the information in this Form applies:

🗷 Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025. <br> ☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _____.

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**Section 1 – Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

Xylem Inc. (the "Company") has filed a copy of its Conflict Minerals Report for the calendar year ended December 31, 2025 as Exhibit 1.01 to this Specialized Disclosure Report (Form SD). The Conflict Minerals Report is publicly available on the Company's website at www.xylem.com under "Investors – Access Financial Information – SEC Filings."

**Item 1.02 Exhibit**

The Company's Conflict Minerals Report for the calendar year ended December 31, 2025 is filed as Exhibit 1.01 to this Form SD.

**Section 3 – Exhibits**

**Item 3.01 Exhibits**

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | |
|:---|:---|
| Date: May 22, 2026 | **XYLEM INC.** |
| | /s/ Kelly C. O'Shea |
| | Name: Kelly C. O'Shea<br>Title: VP, Chief Corporate Counsel and Corporate Secretary |

---

## Exhibit 1.01

**Exhibit 1.01**

**Xylem Inc.**

**Conflict Minerals Report**

**For the Year Ended December 31, 2025**

Xylem Inc. (the "Company") has prepared this Report for the year ended December 31, 2025 to satisfy the requirements of Rule 13p-1 of the Securities Exchange Act of 1934 relating to conflict minerals (the "Rule"). The term "conflict minerals" is defined in the Rule as cassiterite, columbite-tantalite (coltan), wolframite, and their derivatives, tin, tantalum, tungsten, and gold ("conflict minerals" or "3TG"); or any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of Congo ("DRC") or any adjoining country that shares an internationally recognized border with the DRC. For the purpose of this Report, the adjoining countries and the DRC are referred to as the "Covered Countries."

**Company and Product Overview**

Xylem is a leading global water technology company. Xylem designs, manufactures and services engineered products and solutions across a wide variety of critical applications, primarily in the water sector. Our broad portfolio of products, services and solutions addresses customer needs of scarcity, resilience, quality and affordability across the water cycle, from the delivery, treatment, measurement and use of drinking water, to the collection, testing, analysis and treatment of wastewater, to the return of water to the environment. We sell our products in approximately 150 countries to a diverse customer base through a global distribution network consisting of our direct sales forces and independent channel partners.

Our business has four reportable segments: Water Infrastructure, Applied Water, Measurement and Control Solutions and Water Solutions and Services. The Water Infrastructure segment focuses on the transportation and treatment of water, offering a range of products including water, wastewater and storm water pumps, controls and systems; and treatment equipment: filtration and separation, disinfection, wastewater solutions for municipal and industrial applications. The Applied Water segment serves many of the primary uses of water and focuses on the residential, commercial and industrial markets. The Applied Water segment's major products include pumps, valves, heat exchangers, controls and dispensing equipment. The Measurement and Control Solutions segment focuses on developing advanced technology solutions that enable intelligent use and conservation of critical water and energy resources as well as analytical instrumentation used in the testing of water. The Measurement and Control Solutions segment's major products include smart metering, networked communications, measurement and control technologies, critical infrastructure technologies, software and services including cloud-based analytics, and remote monitoring and data management. The Water Solutions and Services segment provides tailored services and solutions, in collaboration with customers and backed by life-cycle services, including on-demand water, outsourced water, recycle / reuse, specialty dewatering and emergency response service alternatives to improve operational reliability, performance and environmental compliance. Key offerings within this segment also include equipment systems for industrial needs (influent water, boiler feed water, ultrahigh purity, process water, wastewater treatment, and recycle / reuse), full-scale outsourcing of operations and maintenance, and municipal services, including odor and corrosion control services, as well as leak detection, condition assessment and asset management and pressure monitoring solutions.

We have manufacturing facilities in numerous countries producing thousands of parts. Our facilities procure parts, materials and products globally and regionally, that are then assembled into our products or are resold. There are multiple tiers in our supply chain and we do not have a direct relationship with smelters and refiners. As such, we rely on our direct suppliers to provide information on the existence of, and the origin of, any 3TG contained in components and materials supplied to us, including the sources of any 3TG that are supplied to them from their supply chains. Our direct suppliers similarly rely on information provided by their suppliers.

We have adopted a Conflict Minerals Policy Statement ("Policy") that applies to all of our suppliers. This Policy articulates our conflict minerals supply chain due diligence process and our commitment to our reporting obligations regarding conflict minerals. Our Policy is available on our website at https://www.xylem.com/en-us/about-xylem/conflict-minerals-policy-statement/.

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**Reasonable Country of Origin Inquiry**

We determined that 3TGs were necessary to the functionality of some of our products, components and parts purchased during the 2025 calendar year. We conducted an engineering analysis of the products we manufacture or contract to manufacture to identify products, components and parts used in our manufacturing process that contain, or had a high probability of containing, one or more 3TG. Our sourcing departments across the Company worked to identify the associated direct suppliers (the "In-scope Suppliers") that provide the Company with those products, components and parts. We reviewed our supplier list to see that irrelevant (or "out of scope") suppliers were removed from the conflict minerals survey process, based on the following criteria:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The supplier supplies components, parts or products that do not contain 3TG.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The supplier supplies packaging only (excluding labels).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The supplier supplies the Company with items that do not end up in our products (including equipment used to make our products).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The supplier is a test lab.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The supplier is a service provider only.

To assist in determining whether necessary 3TG in our products originated in Covered Countries, we retained Source Intelligence ("SI"), a third-party service provider, to assist us in reviewing our supply chain. SI considered Reasonable Country of Origin ("RCOI") to determine whether the 3TGs may have originated in the Covered Countries and whether the minerals may have come from recycled or scrap sources. We provided a list of In-scope Suppliers to SI for upload to its SI Platform ("Platform"). SI's Platform is a SaaS platform that enables its users to complete and track supplier communications and allows suppliers to upload completed Conflict Minerals Reporting Templates ("CMRTs") directly to the platform for assessment and management. Via SI's Platform, we contacted and surveyed 3,203 In-scope Suppliers using the CMRT maintained by the Responsible Minerals Initiative ("RMI"). SI requested that all In-scope Suppliers complete a CMRT and included training and education resources to guide suppliers on best practices and the use of the CMRT template. SI monitored and tracked all communications in the SI Platform for future reporting and transparency. SI's program also includes automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRTs.

All submitted CMRTs are accepted and classified as valid or invalid and all data is retained. Suppliers with invalid or incomplete CMRTs were contacted and encouraged to resubmit a valid or complete form. Suppliers were also provided with guidance on how to correct validation errors. As of May 5, 2026, approximately 1.7% of our In-scope Suppliers were classified as submitting invalid or incomplete responses. Included in these responses were suppliers who responded to our inquiry with a response that was in a form other than the CMRT. The percentage of invalid or incomplete responses is slightly more than the prior reporting year (which was approximately 1.5%).

SI compared the list of smelters and refiners provided in our In-scope Suppliers' CMRT responses to the lists of known smelters and refiners. If a supplier indicated that a facility was certified as conflict-free, SI confirmed that the facility was an independently validated conflict-free smelter and refiner of 3TGs. Our In-scope Suppliers identified a total of 366 smelters and refiners that appear on the lists of known smelters and refiners. Of these 366 smelters and refiners, 228 are independently validated as conflict-free by RMI or other cross-recognized initiatives. Furthermore, based on information provided by RMI, none of the other identified smelters or refiners have agreed to undergo, are currently undergoing, or have failed and may be appealing a third-party audit. Most of the CMRTs received were made on a company or division-level basis, which did not allow us to identify which smelters or refiners listed by our suppliers actually processed the 3TGs contained in our products. Based on our RCOI, we exercised further due diligence on the source and chain of custody of the 3TGs contained in components and products provided by our suppliers, as required by the Rule.

Appendix A includes an aggregated list of countries of origin from which the 366 identified smelters and refiners collectively source 3TGs, based on reasonable identification of country of origin data obtained via SI's supply chain database. Overreporting by the In-scope Suppliers could have occurred, which could result in Appendix A listing more countries than those strictly relevant to the Company's products. Responses from In-scope Suppliers may provide more data than can be linked to our products. As a result, Appendix A may contain more countries than those from which 3TGs used in our products are sourced.

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**Due Diligence** 

Our conflict minerals supply chain due diligence program is designed to conform, in all material respects, to the framework in The Organisation for Economic Co-operation and Development's Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, and the related Supplements for gold, tin, tantalum and tungsten (the "OECD Guidance"). We integrated the five steps recommended by the OECD Guidance as follows:

**Step 1: Establish Strong Management Systems Regarding Conflict Minerals**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Our team, led by our Procurement group, works with colleagues from across our businesses and functional areas to implement and manage our conflict minerals compliance program.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• We maintain a Conflict Minerals Policy Statement that applies to all our suppliers. Our Conflict Minerals Policy Statement is publicly available on our website at: https://www.xylem.com/en-us/about-xylem/conflict-minerals-policy-statement/.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Our controls include our Code of Conduct and Business Partner & Supply Partner Code of Conduct, both publicly available on our website at https://www.xylem.com/en-us/about-xylem/, which outline expected behaviors for our employees and suppliers. In addition, we include a compliance clause in new and renewed supplier contracts and purchase orders, stating our expectation that suppliers provide the product content information the Company needs to comply with our conflict minerals reporting obligations.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• We have a hotline, called Integrity Line, that provides employees and suppliers with a mechanism to report violations or concerns related to our policies, including our Conflict Minerals Policy Statement, our Code of Conduct and our Business Partner & Supply Partner Code of Conduct.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• We engaged SI to assist with supplier engagement, including evaluation of supply chain information regarding 3TGs and the development and implementation of additional due diligence steps.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• The Company continues to place a strong emphasis on supplier education and training. To accomplish this, we leveraged SI's online resources and all In-scope Suppliers were provided with access to SI's library of conflict minerals training and support resources.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• SI retains all conflict minerals-related data and documents in accordance with the recommended retention guidelines of five years, including supplier responses to CMRTs. The information and findings from this process are stored in a database that can be audited by internal or external parties.

**Step 2: Identify and Assess Risk in the Supply Chain**

We adopted the market standard approach, which attempts to trace the origin of the 3TGs provided to us by identifying smelters, refiners, recyclers and scrap supplier sources. As discussed above, we surveyed 3,203 In-scope Suppliers using the CMRT to identify the origin, source and chain of custody of 3TGs contained in our products.

We conducted multiple rounds of follow-up with suppliers who were not responsive to our survey. We reviewed the responses we received against red flag indicators and validation criteria to determine which supplier responses required further engagement. Certain risks were identified automatically through SI's Platform based on pre-established criteria. These risks were addressed by SI's supply chain staff as well as members of our internal conflict minerals team to engage the supplier to gather additional pertinent data.

The primary risk we identified related to the nature of the responses received. Many of the responses provided data at a company or division level, or suppliers were unable to specify the smelters or refiners used for 3TGs in the components supplied to Xylem. While a majority of suppliers indicated to SI that they received information regarding their supply chain from at least 75% of their suppliers, many suppliers were not able to provide a comprehensive list of all smelters or refiners in their supply chain.

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We identified and assessed risks associated with conflict minerals in the supply chain in accordance with the OECD Guidance. Risks were identified by assessing the due diligence practices of smelters and refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. SI compared the facilities listed in the CMRT responses to the list of known smelters and refiners to confirm that the facilities met the definition of a 3TG processing facility that was operational during the 2025 calendar year.

In order to assess the risk that any of these smelters and refiners posed to our supply chain, SI determined if the smelter or refiner had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process ("RMAP"). We do not have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. Smelters and refiners that have completed an RMAP audit are considered to be DRC-Conflict Free. In cases where the smelter or refiner's due diligence practices have not been audited against the RMAP standard, a potential supply chain risk exists. To each smelter that is currently not conformant to RMAP, SI is sending a smelter outreach letter on behalf of Xylem to encourage participation in cross-recognized industry audit programs. For those smelters for which SI does not have direct contact information, SI will also send this outreach letter to smelters' respective metals associations.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined in the OECD Guidance. SI uses the following factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Geographic proximity to the DRC and the Covered Countries;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Relation to sanctioned individuals and entities;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Known mineral source country of origin;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• RMAP audit status;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Credible evidence of unethical or conflict sourcing; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Peer assessments conducted by credible third-party sources.

As part of our risk management plan under the OECD Guidance, when these facilities were reported on a CMRT by one of the In-scope Suppliers surveyed, risk mitigation activities are initiated. Through SI, suppliers that provide submissions that include facilities with red flags are sent a notice suggesting that the suppliers remove the red flag smelters from their supply chain and provide if any updated CMRT is available.

**Step 3: Design and Implement a Strategy to Respond to Identified Risks in our Supply Chain**

Together with SI, Xylem has developed processes to assess the risks identified in the supply chain. As discussed under Step 2 above, we reviewed CMRT survey responses against risk-assessment criteria. We evaluated risks on a case-by-case basis, allowing a risk-appropriate response. As the due diligence process progressed, escalations were sent to non-responsive suppliers to outline the importance of a response via CMRT and to outline the required cooperation for compliance with the conflict minerals rules and the Company's expectations. Feedback on suppliers' submissions was given directly to suppliers and educational resources were provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers were continuously non-responsive or were not committed to corrective action plans, Xylem may assess if replacing that supplier is feasible. The results of the due diligence and risk assessment were shared with the cross-functional conflict minerals team.

**Step 4: Independent Third-Party Audits of Supply Chain Due Diligence**

We do not have a direct relationship with smelters or refiners, and we do not perform or direct audits of smelters or refiners. We have leveraged the due diligence conducted on smelters and refiners through the RMAP. The RMAP uses an independent third-party audit to identify smelters and refiners that have systems in place to assure sourcing of only conflict-free materials. Of the 366 smelters identified by our suppliers, there were 228 that participated in an independent audit program such as RMAP and there were 138 that did not participate in an independent audit program.

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**Step 5: Publicly Report on our Supply Chain Due Diligence**

We report annually on our conflict minerals due diligence program in our Form SD filed with the Securities and Exchange Commission ("SEC") and this related Report, which are publicly available on our website at www.xylem.com under "Investors – Access Financial Information – SEC Filings."

**Results of our RCOI and Due Diligence**

For the 2025 reporting year, of the 3,203 In-scope Suppliers surveyed, approximately 46.7% responded (as compared to a 54.8% response rate for the 2024 reporting year). The response rate for 2025 was driven by factors including lower-than-expected responses from suppliers to the legacy Evoqua Water Technologies Corp. businesses (Xylem acquired Evoqua on May 24, 2023), as well as the fact that we have a wide supplier base with varying levels of resources and sophistication and many of our suppliers are not subject to the Rule themselves. In addition, the majority of the responses we received provided information at the company or division level and/or did not contain conclusive information. There were also suppliers that were unable to provide information on the smelters or refiners they used for materials supplied to us. Some of our In-scope Suppliers reported that they had identified scrap or recycled sources of conflict minerals in their supply chains.

Based on the information obtained through our RCOI and the due diligence processes described above, for the year ended December 31, 2025, we do not have sufficient information to determine the country of origin for all of the 3TGs contained in or used to manufacture our products. We have provided a list of smelters and refiners that may have been used to process minerals in the Company's supply chain in Appendix B to this Report. The list is based on information reported by some of the Company's In-scope Suppliers. While the list is not comprehensive, it is also over-inclusive, containing some smelters or refiners that are not definitively in the Company's supply chain due to supplier responses at the company or division level. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether any specific smelter or refiner listed in Appendix B is or was active in our supply chains, nor are we aware of when or if feedstock from any entity may have entered our supply chains. We do not have a direct relationship with smelters and refiners listed in Appendix B.

**Continuous Improvement Efforts to Mitigate Risks**

To improve our conflict minerals program and mitigate related risk, we will continue to:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Engage with suppliers in an effort to improve the quality of the information we receive and to increase the volume of product-specific responses.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Work with suppliers who provide incomplete or inconsistent information.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Refine our scoping approach, so that our efforts will be directed at the most relevant subset of our supply base.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Communicate to suppliers our expectations regarding compliance with the Company's Conflict Minerals Policy Statement.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Conduct due diligence to improve the traceability of the minerals in our products and the overall transparency of our supply chain.

**Forward-Looking Statements**

This Report contains "forward-looking statements", within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and the safe harbor provisions of the Private Securities Litigation Act of 1995, that are based on our current expectations and assumptions. Forward-looking statements by their nature address matters that are, to different degrees, uncertain. Forward-looking statements include any statements that are not historical and include the statements made under the heading "Continuous Improvement Efforts to Mitigate Risks." All forward-looking statements made in this Report are based on information currently available to the Company as of the date of this Report. The Company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. In addition, forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from the Company's historical experience and its present expectations. These risks and uncertainties include, but are not limited to, the challenges associated with understanding our entire supply chain to reach the source of conflict minerals; the continued implementation of satisfactory traceability and other compliance measures by the Company and by our direct and indirect suppliers on a timely basis, or

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at all; the impact of changes in laws and regulations, and the interpretation thereof, and in political conditions; the impact of restructuring activities and the reorganizations of our operations; the impact of acquisitions, divestitures, joint ventures and other transactions; other factors beyond our control; and also include those risks set out under the heading "Item 1A. Risk Factors" in our Annual Report on Form 10-K for the year ended December 31, 2025 and with subsequent filings we make with the SEC.

The content of any website referred to in this Report is included for general information only and is not incorporated by reference in this Report.

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**APPENDIX A**

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| | | |
|:---|:---|:---|
| **Countries of Origin that Company's declared smelters are known to source from** | **Countries of Origin that Company's declared smelters are known to source from** | **Countries of Origin that Company's declared smelters are known to source from** |
| ANGOLA | HONG KONG | PORTUGAL |
| ARGENTINA | HUNGARY | RUSSIAN FEDERATION |
| ARMENIA | INDIA | RWANDA |
| AUSTRALIA | INDONESIA | SAUDI ARABIA |
| AUSTRIA | IRELAND | SIERRA LEONE |
| BELARUS | ISRAEL | SINGAPORE |
| BELGIUM | ITALY | SLOVAKIA |
| BERMUDA | JAPAN | SOUTH AFRICA |
| BOLIVIA (PLURINATIONAL STATE OF) | JERSEY | SOUTH SUDAN |
| BRAZIL | KAZAKHSTAN | SPAIN |
| BURUNDI | KENYA | SURINAME |
| CAMBODIA | KOREA, REPUBLIC OF | SWEDEN |
| CANADA | KYRGYZSTAN | SWITZERLAND |
| CENTRAL AFRICAN REPUBLIC | LAO PEOPLE'S DEMOCRATIC REPUBLIC | TAIWAN, PROVINCE OF CHINA |
| CHILE | LUXEMBOURG | TAJIKISTAN |
| CHINA | MADAGASCAR | TANZANIA, UNITED REPUBLIC OF |
| COLOMBIA | MALAYSIA | THAILAND |
| CONGO | MALI | TURKEY |
| CONGO, DEMOCRATIC REPUBLIC OF THE | MEXICO | UGANDA |
| COTE D'IVOIRE | MONGOLIA | UNITED ARAB EMIRATES |
| CZECHIA | MOROCCO | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| DJIBOUTI | MOZAMBIQUE | UNITED STATES OF AMERICA |
| ECUADOR | MYANMAR | UZBEKISTAN |
| EGYPT | NAMIBIA | VIET NAM |
| ESTONIA | NETHERLANDS | ZAMBIA |
| ETHIOPIA | NEW ZEALAND | ZIMBABWE |
| FINLAND | NIGER | |
| FRANCE | NIGERIA | |
| GERMANY | PAPUA NEW GUINEA | |
| GHANA | PERU | |
| GUINEA | PHILIPPINES | |
| GUYANA | POLAND | |

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**APPENDIX B**

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| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Gold | 8853 S.p.A. | ITALY |
| Gold | ABC Refinery Pty Ltd. | AUSTRALIA |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| Gold | African Gold Refinery<sup>i</sup>  | UGANDA |
| Gold | Agosi AG | GERMANY |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | Albino Mountinho Lda. | PORTUGAL |
| Gold | Alexy Metals | UNITED STATES OF AMERICA |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | ASAHI METALFINE, Inc. | JAPAN |
| Gold | Asahi Refining Canada Ltd. | CANADA |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | Asaka Riken Co., Ltd. | JAPAN |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | Attero Recycling Pvt Ltd | INDIA |
| Gold | AU Traders and Refiners | SOUTH AFRICA |
| Gold | Augmont Enterprises Private Limited | INDIA |
| Gold | Aurubis AG | GERMANY |
| Gold | Aurubis AG, Hamburg | GERMANY |
| Gold | Bangalore Refinery | INDIA |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Boliden Mineral AB (Ronnskar) | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | Caridad | MEXICO |
| Gold | Cendres + Metaux S.A. | SWITZERLAND |
| Gold | CGR Metalloys Pvt Ltd. | INDIA |
| Gold | Chimet S.p.A. | ITALY |
| Gold | Chugai Mining | JAPAN |
| Gold | Coimpa Industrial LTDA | BRAZIL |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY |
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
| Gold | Dongwu Gold Group | CHINA |
| Gold | Dowa | JAPAN |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| Gold | Elite Industech Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA |

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| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES |
| Gold | Gasabo Gold Refinery Ltd<sup>ii</sup>  | RWANDA |
| Gold | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA |
| Gold | Glencore Canada Corporation - CCR Refinery | CANADA |
| Gold | Gold by Gold Colombia | COLOMBIA |
| Gold | Gold Coast Refinery | GHANA |
| Gold | Gold Corporation - The Perth Mint | AUSTRALIA |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold | Guangdong Jinding Gold Limited | CHINA |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA |
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
| Gold | Impala Platinum - Base Metal Refinery (BMR) | SOUTH AFRICA |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | SOUTH AFRICA |
| Gold | Impala Platinum - Rustenburg Smelter | SOUTH AFRICA |
| Gold | Industrial Refining Company | BELGIUM |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Italpreziosi | ITALY |
| Gold | JALAN & Company | INDIA |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | JSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | JSC Uralelectromed<sup>iii</sup>  | RUSSIAN FEDERATION |
| Gold | JX Advanced Metals Corporation | JAPAN |
| Gold | K.A. Rasmussen | NORWAY |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | Kazzinc Ltd | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | POLAND |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |

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------

---

| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Kundan Care Products Ltd. | INDIA |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| Gold | Lingbao Gold Co., Ltd. | CHINA |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | L'Orfebre S.A. | ANDORRA |
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | Marsam Metals | BRAZIL |
| Gold | Materion | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | MD Overseas | INDIA |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA |
| Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| Gold | Minera Titan del Peru SRL (MTP) - Belen Plant | PERU |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | MKS PAMP SA | SWITZERLAND |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | Modeltech Sdn Bhd | MALAYSIA |
| Gold | Morris and Watson | NEW ZEALAND |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Naoshima Smelter & Refinery | JAPAN |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold | Nihon Material Co., Ltd. | JAPAN |
| Gold | NOBLE METAL SERVICES | UNITED STATES OF AMERICA |
| Gold | Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. | AUSTRIA |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| Gold | Pease & Curren | UNITED STATES OF AMERICA |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold | Planta Recuperadora de Metales SpA | CHILE |
| Gold | Prioksky Plant of Non-Ferrous Metals<sup>iv</sup>  | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |

---

------

---

| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Gold | PX Precinox S.A. | SWITZERLAND |
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA |
| Gold | REMONDIS PMR B.V. | NETHERLANDS |
| Gold | Royal Canadian Mint | CANADA |
| Gold | SAAMP | FRANCE |
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| Gold | Safimet S.p.A | ITALY |
| Gold | SAFINA A.S. | CZECHIA |
| Gold | Sai Refinery | INDIA |
| Gold | SAM Precious Metals FZ-LLC | UNITED ARAB EMIRATES |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
| Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA |
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CHINA |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CHINA |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA |
| Gold | Shirpur Gold Refinery Ltd. | INDIA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| Gold | SOLEIL METALS (Chala One Plant) | PERU |
| Gold | SOLEIL METALS (YAKARI Plant) | PERU |
| Gold | Sovereign Metals | INDIA |
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| Gold | Sudan Gold Refinery | SUDAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | T.C.A S.p.A | ITALY |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | INDIA |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | Tongling Nonferrous Jinguan (Ausmelt) Copper Industry | CHINA |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | Torecom | KOREA, REPUBLIC OF |
| Gold | Umicore Precious Metals Thailand | THAILAND |

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| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | WEEEREFINING | FRANCE |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | Yamakin Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Yunnan Copper Southwest Copper Branch | CHINA |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Zijin Mining Group Gold Smelting Co. Ltd. | CHINA |
| Tantalum | 5D Production OU | ESTONIA |
| Tantalum | AMG Brasil | BRAZIL |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | KEMET de Mexico | MEXICO |
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | Mineracao Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | NPM Silmet OU | ESTONIA |
| Tantalum | PowerX Ltd. | RWANDA |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Co., Ltd. | THAILAND |
| Tantalum | TANIOBIS GmbH | GERMANY |
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | CHINA |

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| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| Tin | Alpha Assembly Solutions Inc | UNITED STATES OF AMERICA |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| Tin | Aurubis Beerse | BELGIUM |
| Tin | Aurubis Berango | SPAIN |
| Tin | Cendres + Metaux S.A. | SWITZERLAND |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | Conecsus LLC | UNITED STATES OF AMERICA |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL |
| Tin | CRM Synergies EMEA, S.L.U. | SPAIN |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | Dongguan Best Alloys Co., Ltd. | CHINA |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA |
| Tin | Dowa | JAPAN |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Estanho de Rondonia S.A. | BRAZIL |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CHINA |
| Tin | Luna Smelter, Ltd. | RWANDA |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA |
| Tin | Melt Metais e Ligas S.A. | BRAZIL |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE |
| Tin | Minsur | PERU |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | Modeltech Sdn Bhd | MALAYSIA |

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| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | Novosibirsk Tin Combine | RUSSIAN FEDERATION |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | P Kay Metal, Inc | UNITED STATES OF AMERICA |
| Tin | Pongpipat Company Limited | MYANMAR |
| Tin | Precious Minerals and Smelting Limited | INDIA |
| Tin | PT Arsed Indonesia | INDONESIA |
| Tin | PT Artha Cipta Langgeng | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT Masbro Alam Stania | INDONESIA |
| Tin | PT Mitra Graha Raya | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Mitra Sukses Globalindo | INDONESIA |
| Tin | PT Panca Mega Persada | INDONESIA |
| Tin | PT Premium Tin Indonesia | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA |
| Tin | PT Rajehan Ariq | INDONESIA |
| Tin | PT Timah Tbk Kundur | INDONESIA |
| Tin | PT Timah Tbk Mentok | INDONESIA |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | INDIA |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| Tin | Super Ligas | BRAZIL |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN |
| Tin | Thaisarco | THAILAND |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | VQB Mineral and Trading Group JSC | VIET NAM |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| Tin | Woodcross Smelting Company Limited | UGANDA |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | A.L.M.T. Corp. | JAPAN |
| Tungsten | ACL Metais Eireli | BRAZIL |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL |
| Tungsten | Artek LLC<sup>v</sup>  | RUSSIAN FEDERATION |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA |

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------

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| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tungsten | Cronimet Brasil Ltda | BRAZIL |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | KOREA, REPUBLIC OF |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Geo Enterprise | GEORGIA |
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA |
| Tungsten | Hunan Jintai New Material Co., Ltd. | CHINA |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | VIET NAM |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD | LAO PEOPLE'S DEMOCRATIC REPUBLIC |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | Lianyou Resources Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | LLC Vostok<sup>vi</sup>  | RUSSIAN FEDERATION |
| Tungsten | MALAMET SMELTING SDN. BHD. | MALAYSIA |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Masan High-Tech Materials | VIET NAM |
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| Tungsten | Nam Viet Cromit Joint Stock Company | VIET NAM |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION |
| Tungsten | OOO "Technolom" 1 | RUSSIAN FEDERATION |
| Tungsten | OOO "Technolom" 2 | RUSSIAN FEDERATION |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES |
| Tungsten | Philippine Carreytech Metal Corp. | PHILIPPINES |

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------

---

| | | |
|:---|:---|:---|
| **Metal** | **Standard Smelter Name** | **Smelter Facility Location** |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | S.P.T. spol.s r.o. | CZECHIA |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tungsten | Tungamoy Metals Inc. | KOREA, REPUBLIC OF |
| Tungsten | Tungsten Vietnam Joint Stock Company | VIET NAM |
| Tungsten | Unecha Refractory Metals Plant | RUSSIAN FEDERATION |
| Tungsten | Uzbekistan Technological Metallurgical Complex JSC | UZBEKISTAN |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA |

---

**<u>End Notes:</u>**

<sup>i</sup> African Gold Refinery was added to the U.S. Department of the Treasury's Office of Foreign Assets Control ("OFAC") sanctions list on March 17, 2022. Because of the overreporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether this, or any, specific smelter or refiner is or was active in our supply chains, nor are we aware of when or if feedstock from this or any entity may have entered our supply chains. Our policy is that we comply, and that our suppliers should comply, with all applicable sanctions laws. We do not have any direct transactions or contractual relationships with this entity, nor are we, to the best of our knowledge, engaging in indirect transactions, with this entity.

<sup>ii</sup> Gasabo Gold Refinery was designated by the European Union under the Democratic Republic of Congo financial sanctions program on March 17, 2025. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether this, or any, specific smelter or refiner is or was active in our supply chains, nor are we aware of when or if feedstock from this or any entity may have entered our supply chains. Our policy is that we comply, and that our suppliers should comply, with all applicable sanctions laws. We do not have any direct transactions or contractual relationships with this entity, nor are we, to the best of our knowledge, engaging in indirect transactions, with this entity.

<sup>iii</sup> JSC Uralelectromed was added to the U.S. Department of the Treasury's Office of Foreign Assets Control ("OFAC") sanctions list on July 20, 2023. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether this, or any, specific smelter or refiner is or was active in our supply chains, nor are we aware of when or if feedstock from this or any entity may have entered our supply chains. Our policy is that we comply, and that our suppliers should comply, with all applicable sanctions laws. We do not have any direct transactions or contractual relationships with this entity, nor are we, to the best of our knowledge, engaging in indirect transactions, with this entity.

<sup>iv</sup> Based on commercially available information, Prioksky Plant of Non-Ferrous Metals may be indirectly owned, in part, by Joint Stock Company Institute for Scientific Research Vychislitelnykh Kompleksov named after M.A. Kartesva, which was added to the U.S. Department of the Treasury's Office of Foreign Assets Control ("OFAC") sanctions list on September 15, 2022. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether this, or any, specific smelter or refiner is or was active in our supply chains, nor are we aware of when or if feedstock from this or any entity may have entered our supply chains. Our policy is that we comply, and that our suppliers should comply, with all applicable sanctions laws. We do not have any direct transactions or contractual relationships with this entity, nor are we, to the best of our knowledge, engaging in indirect transactions, with this entity.

<sup>v</sup> LLC "ARTEX" was added to the U.S. Department of the Treasury's Office of Foreign Assets Control ("OFAC") sanctions list on February 23, 2024 and could be the same entity as Artek LLC. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether this, or any, specific smelter or refiner is or was active in our supply chains, nor are we aware of when or if feedstock from this or any entity may have entered our supply chains. Our policy is that we comply, and that our suppliers should comply, with all applicable sanctions laws. We do not have any direct transactions or contractual relationships with this entity, nor are we, to the best of our knowledge, engaging in indirect transactions, with this entity.

<sup>vi</sup> Vostok Trading Limited Liability Company was added to the U.S. Department of the Treasury's Office of Foreign Assets Control ("OFAC") sanctions list on December 16, 2024 and could be the same entity as LLC Vostok. Because of the over-reporting nature of the industry CMRT information collection process, and the nature of our supply chains, we are unable to confirm whether this, or any, specific smelter or refiner is or was active in our supply chains, nor are we aware of when or if feedstock from this or any entity may have entered our supply chains. Our policy is that we comply, and that our suppliers should comply, with all applicable

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sanctions laws. We do not have any direct transactions or contractual relationships with this entity, nor are we, to the best of our knowledge, engaging in indirect transactions, with this entity.

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