# EDGAR Filing Document

**Accession Number:** 0001828805
**File Stem:** 0001213900-26-005724
**Filing Date:** 2026-1
**Character Count:** 5984
**Document Hash:** 4863ece100c75c22a58d05a3ec2db46e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-005724.hdr.sgml**: 20260120

**ACCESSION NUMBER**: 0001213900-26-005724

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260120

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260120

**DATE AS OF CHANGE**: 20260120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aeluma, Inc.
- **CENTRAL INDEX KEY:** 0001828805
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 852807351
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42570
- **FILM NUMBER:** 26543692

**BUSINESS ADDRESS:**
- **STREET 1:** 27 CASTILIAN DRIVE
- **CITY:** GOLETA
- **STATE:** CA
- **ZIP:** 93117
- **BUSINESS PHONE:** 805-351-2707

**MAIL ADDRESS:**
- **STREET 1:** 27 CASTILIAN DRIVE
- **CITY:** GOLETA
- **STATE:** CA
- **ZIP:** 93117

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Parc Investments, Inc.
- **DATE OF NAME CHANGE:** 20201016

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report** 

**(Date of earliest event reported): January 20, 2026** 

**Aeluma, Inc.**

**(Exact name of registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **001-42570** | **85-2807351** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission File Number)** | **(IRS Employer**<br> **Identification No.)** |

---

---

| | |
|:---|:---|
| **27 Castilian Drive**<br> **Goleta, California**  | **93117** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

**805-351-2707**

**(Registrant's telephone number, including area code)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Title of each class | &nbsp;&nbsp;Trading Symbol(s) | &nbsp;&nbsp;Name of exchange on which registered |
| &nbsp;&nbsp;Common Stock, par value $0.0001 per share | &nbsp;&nbsp;ALMU | &nbsp;&nbsp; The Nasdaq Stock Market LLC<br> (Nasdaq Capital Market) |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

On January 15, 2026, Aeluma, Inc. (the "**Company**") held its 2025 Annual General Meeting of shareholders (the "**Annual Meeting**"). At the Annual Meeting, the Company's shareholders voted on two proposals. At the beginning of the Annual Meeting, 9,892,101 shares of common stock of the Company, representing 55.4% of the voting power of the shares entitled to vote at the Annual Meeting, were present or represented by proxy, which constituted a quorum for the transaction of business.

We are filing this Current Report on Form 8-K to disclose the voting results from the Annual Meeting.

&nbsp;&nbsp;&nbsp;&nbsp;1. To
re-elect the Class I directors named in the proxy statement to hold office for a 3-year term and until his respective successor is elected
and duly qualified.

---

| | | | |
|:---|:---|:---|:---|
| **Director's Name** | **For** | **Abstain/ Withheld** | **Broker Non-Votes<sup>1</sup>** |
| Steven P. DenBaars | 4996522 | 1062818 | 3832761 |
| John Paglia | 5198937 | 860403 | 3832761 |

---

&nbsp;&nbsp;&nbsp;&nbsp;2. To
approve, ratify and confirm the re-appointment of Rose, Snyder & Jacobs LLP as the Company's independent auditors for
the year ending June 30, 2026, and to authorize the Board of Directors to fix their remuneration.

---

| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 9822341 | 57925 | 11835 |

---

Each of Mr. DenBaars and Mr. Paglia received a plurality of the votes cast and were re-elected to our Board of Directors, and the shareholders approved the second proposal.

(1) A broker non-vote occurs when a broker, bank or other nominee holding shares for a beneficial owner does not vote on a particular proposal because the nominee does not have discretionary voting power with respect to the item and has not received voting instructions from the beneficial owner of the shares it holds. Broker non-votes are counted when determining whether the necessary quorum of stockholders is present or represented at each annual meeting.

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **AELUMA, INC.** | **AELUMA, INC.** |
| Date: January 20, 2026 | By: | /s/ Jonathan Klamkin |
|  |  | Jonathan Klamkin |
|  |  | President, Chief Executive Officer, and Director |

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