# EDGAR Filing Document

**Accession Number:** 0001839430
**File Stem:** 0001839430-26-000001
**Filing Date:** 2026-1
**Character Count:** 26751
**Document Hash:** fd30e7323e443127a44061d8eb891539
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001839430-26-000001.hdr.sgml**: 20260127

**ACCESSION NUMBER**: 0001839430-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260127

**DATE AS OF CHANGE**: 20260126

**EFFECTIVENESS DATE**: 20260127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oak Harvest Investment Services
- **CENTRAL INDEX KEY:** 0001839430

**ORGANIZATION NAME:**
- **EIN:** 300844609
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20428
- **FILM NUMBER:** 26561686

**BUSINESS ADDRESS:**
- **STREET 1:** 920 MEMORIAL CITY WAY
- **STREET 2:** SUITE 150
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77024
- **BUSINESS PHONE:** 281-822-1350

**MAIL ADDRESS:**
- **STREET 1:** 920 MEMORIAL CITY WAY
- **STREET 2:** SUITE 150
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77024

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Oak Harvest Investment Services<br>**Address:** 920 MEMORIAL CITY WAY<br>SUITE 150<br>HOUSTON, TX 77024

**Form 13F File Number:** 028-20428

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nathan Kattner<br>**Title:** CCO<br>**Phone:** 7139407258

**Signature, Place, and Date of Signing:**

Nathan Kattner  HOUSTON, TX  01-26-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 232

**Form 13F Information Table Value Total:** $916995476

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 9794067 | 61175 | SH |  | SOLE |  | 0 | 0 | 61175 |
| 3M Company | Common Stock | 88579Y101 |  | 1200750 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 391616 | 3126 | SH |  | SOLE |  | 0 | 0 | 3126 |
| ABBVIE INC | COM | 00287Y109 |  | 5613720 | 24569 | SH |  | SOLE |  | 0 | 0 | 24569 |
| AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 |  | 39282 | 41000 | SH |  | SOLE |  | 0 | 0 | 41000 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 11484640 | 67744 | SH |  | SOLE |  | 0 | 0 | 67744 |
| Agnico Eagle Mines Ltd. | Common Stock | 008474108 |  | 1695300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 4128572 | 28166 | SH |  | SOLE |  | 0 | 0 | 28166 |
| Alibaba Group Holding Ltd. | Common Stock | 01609W102 |  | 1465800 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 546511 | 1742 | SH |  | SOLE |  | 0 | 0 | 1742 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4298239 | 13732 | SH |  | SOLE |  | 0 | 0 | 13732 |
| Alphabet Inc. | Common Stock | 02079K305 |  | 626000 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Alphabet Inc. 01/16/2026 310 Call | Option | 02079K907 |  | 217750 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 8542683 | 181682 | SH |  | SOLE |  | 0 | 0 | 181682 |
| AMAZON COM INC | COM | 023135106 |  | 7976216 | 34556 | SH |  | SOLE |  | 0 | 0 | 34556 |
| AMAZON COM INC. CALL @ 230 Expiring January 2026 | Option | 023135906 |  | 54200 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| Amazon.com Inc. | Common Stock | 023135106 |  | 1731150 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| AMBARELLA INC | SHS | G037AX101 |  | 1201376 | 16959 | SH |  | SOLE |  | 0 | 0 | 16959 |
| Ambarella Inc. | Common Stock | G037AX101 |  | 1062600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 7495050 | 22899 | SH |  | SOLE |  | 0 | 0 | 22899 |
| ANALOG DEVICES INC | COM | 032654105 |  | 744107 | 2744 | SH |  | SOLE |  | 0 | 0 | 2744 |
| Analog Devices Inc. | Common Stock | 032654105 |  | 1491600 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 32236661 | 118578 | SH |  | SOLE |  | 0 | 0 | 118578 |
| Apple Inc. | Common Stock | 037833100 |  | 1359300 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| Apple Inc. 01/16/2026 280 Call | Option | 037833900 |  | 36300 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 2493989 | 9705 | SH |  | SOLE |  | 0 | 0 | 9705 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 228254 | 1742 | SH |  | SOLE |  | 0 | 0 | 1742 |
| AtriCure Inc. | Common Stock | 04963C209 |  | 1483500 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 227172 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| AZZ INC | COM | 002474104 |  | 217040 | 2025 | SH |  | SOLE |  | 0 | 0 | 2025 |
| BANK AMERICA CORP | COM | 060505104 |  | 463504 | 8427 | SH |  | SOLE |  | 0 | 0 | 8427 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1556707 | 3097 | SH |  | SOLE |  | 0 | 0 | 3097 |
| Blackrock Inc | Common Stock | 09290D101 |  | 1605510 | 1588002 | SH |  | SOLE |  | 1588002 | 0 | 0 |
| BLACKROCK INC | COM | 09290D101 |  | 7654137 | 7151 | SH |  | SOLE |  | 0 | 0 | 7151 |
| BOEING CO | COM | 097023105 |  | 3567933 | 16433 | SH |  | SOLE |  | 0 | 0 | 16433 |
| Boeing Company (The) | Common Stock | 097023105 |  | 2714000 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| BP PLC | SPONSORED ADR | 055622104 |  | 815829 | 23491 | SH |  | SOLE |  | 0 | 0 | 23491 |
| BROADCOM INC | COM | 11135F101 |  | 22708671 | 65613 | SH |  | SOLE |  | 0 | 0 | 65613 |
| Broadcom Inc. | Common Stock | 11135F101 |  | 2076600 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 1962095 | 21446 | SH |  | SOLE |  | 0 | 0 | 21446 |
| Cameco Corporation | Common Stock | 13321L108 |  | 2287250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CASTLE BIOSCIENCES INC | COM | 14843C105 |  | 524567 | 13485 | SH |  | SOLE |  | 0 | 0 | 13485 |
| CATERPILLAR INC | COM | 149123101 |  | 2210221 | 3858 | SH |  | SOLE |  | 0 | 0 | 3858 |
| CELESTICA INC | COM | 15101Q207 |  | 2160613 | 7309 | SH |  | SOLE |  | 0 | 0 | 7309 |
| Celestica Inc. | Common Stock | 15101Q207 |  | 2217075 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| Charles Schwab Corporation (The) | Common Stock | 808513105 |  | 2547705 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 8739617 | 57343 | SH |  | SOLE |  | 0 | 0 | 57343 |
| CHUBB LIMITED | COM | H1467J104 |  | 379538 | 1216 | SH |  | SOLE |  | 0 | 0 | 1216 |
| CIENA CORP | COM NEW | 171779309 |  | 4973947 | 21268 | SH |  | SOLE |  | 0 | 0 | 21268 |
| Ciena Corporation | Common Stock | 171779309 |  | 1754025 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 15760439 | 204601 | SH |  | SOLE |  | 0 | 0 | 204601 |
| Cisco Systems Inc. | Common Stock | 17275R102 |  | 1155450 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 7365904 | 26973 | SH |  | SOLE |  | 0 | 0 | 26973 |
| COCA COLA CO | COM | 191216100 |  | 454441 | 6500 | SH |  | SOLE |  | 0 | 0 | 6500 |
| COGNEX CORP | COM | 192422103 |  | 1681526 | 46735 | SH |  | SOLE |  | 0 | 0 | 46735 |
| Cognex Corporation | Common Stock | 192422103 |  | 1799000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 3736435 | 20244 | SH |  | SOLE |  | 0 | 0 | 20244 |
| Coherent Corporation | Common Stock | 19247G107 |  | 1845700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| COMFORT SYS USA INC | COM | 199908104 |  | 3918937 | 4199 | SH |  | SOLE |  | 0 | 0 | 4199 |
| Comfort Systems USA Inc. | Common Stock | 199908104 |  | 1866580 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 285491 | 3050 | SH |  | SOLE |  | 0 | 0 | 3050 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 11151519 | 12932 | SH |  | SOLE |  | 0 | 0 | 12932 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 244224 | 521 | SH |  | SOLE |  | 0 | 0 | 521 |
| CULLEN FROST BANKERS INC | COM | 229899109 |  | 5831152 | 46049 | SH |  | SOLE |  | 0 | 0 | 46049 |
| DATADOG INC | CL A COM | 23804L103 |  | 287891 | 2117 | SH |  | SOLE |  | 0 | 0 | 2117 |
| Datadog Inc. | Common Stock | 23804L103 |  | 679950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 6272385 | 13472 | SH |  | SOLE |  | 0 | 0 | 13472 |
| Deere  Company | Common Stock | 244199105 |  | 1396710 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 6394203 | 50796 | SH |  | SOLE |  | 0 | 0 | 50796 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 7185318 | 47797 | SH |  | SOLE |  | 0 | 0 | 47797 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 351395 | 2271 | SH |  | SOLE |  | 0 | 0 | 2271 |
| DISNEY WALT CO | COM | 254687106 |  | 3110546 | 27341 | SH |  | SOLE |  | 0 | 0 | 27341 |
| Domino's Pizza Inc. | Common Stock | 25754A201 |  | 1042050 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 10939500 | 93332 | SH |  | SOLE |  | 0 | 0 | 93332 |
| Eaton Corp plc | Common Stock | G29183103 |  | 1114785 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 7585316 | 23815 | SH |  | SOLE |  | 0 | 0 | 23815 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 1699544 | 19936 | SH |  | SOLE |  | 0 | 0 | 19936 |
| Edwards Lifesciences Corporation | Common Stock | 28176E108 |  | 1705000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 9142298 | 8507 | SH |  | SOLE |  | 0 | 0 | 8507 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 754582 | 45760 | SH |  | SOLE |  | 0 | 0 | 45760 |
| Expand Energy Corporation | Common Stock | 165167735 |  | 1655400 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| EXPAND ENERGY CORPORATION | COM | 165167735 |  | 6314714 | 57219 | SH |  | SOLE |  | 0 | 0 | 57219 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 4723782 | 39254 | SH |  | SOLE |  | 0 | 0 | 39254 |
| Fabrinet | Common Stock | G3323L100 |  | 2048760 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| FABRINET | SHS | G3323L100 |  | 2154385 | 4732 | SH |  | SOLE |  | 0 | 0 | 4732 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 201950 | 11084 | SH |  | SOLE |  | 0 | 0 | 11084 |
| Flowserve Corporation | Common Stock | 34354P105 |  | 1040700 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 |  | 25915 | 24000 | SH |  | SOLE |  | 0 | 0 | 24000 |
| HEICO Corporation | Common Stock | 422806109 |  | 970770 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A203 |  | 722541 | 2515 | SH |  | SOLE |  | 0 | 0 | 2515 |
| HOME DEPOT INC | COM | 437076102 |  | 8698635 | 25279 | SH |  | SOLE |  | 0 | 0 | 25279 |
| HubSpot Inc. | Common Stock | 443573100 |  | 1203900 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 4834002 | 16320 | SH |  | SOLE |  | 0 | 0 | 16320 |
| INTUIT | COM | 461202103 |  | 3076638 | 4645 | SH |  | SOLE |  | 0 | 0 | 4645 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 2825570 | 4989 | SH |  | SOLE |  | 0 | 0 | 4989 |
| Intuitive Surgical Inc. | Common Stock | 46120E602 |  | 991130 | 1750 | SH |  | SOLE |  | 1750 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 341320 | 7500 | SH |  | SOLE |  | 0 | 0 | 7500 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 894840 | 1457 | SH |  | SOLE |  | 0 | 0 | 1457 |
| Invesco QQQ Trust Series 1 01/16/2026 610 Put | Option | 04609E953 |  | 485250 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| Invesco QQQ Trust Series 1 12/31/2025 616 Put | Option | 04609E953 |  | 126000 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 55590 | 17000 | SH |  | SOLE |  | 0 | 0 | 17000 |
| IONQ INC | COM | 46222L108 |  | 1142615 | 25465 | SH |  | SOLE |  | 0 | 0 | 25465 |
| IonQ Inc. | Common Stock | 46222L108 |  | 1794800 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 254387 | 3134 | SH |  | SOLE |  | 0 | 0 | 3134 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 359995 | 5186 | SH |  | SOLE |  | 0 | 0 | 5186 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 237814 | 2381 | SH |  | SOLE |  | 0 | 0 | 2381 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 8378584 | 30254 | SH |  | SOLE |  | 0 | 0 | 30254 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 2562430 | 25527 | SH |  | SOLE |  | 0 | 0 | 25527 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1985532 | 2899 | SH |  | SOLE |  | 0 | 0 | 2899 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 651158 | 5283 | SH |  | SOLE |  | 0 | 0 | 5283 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 355656 | 751 | SH |  | SOLE |  | 0 | 0 | 751 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 253261 | 2107 | SH |  | SOLE |  | 0 | 0 | 2107 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 10619384 | 343003 | SH |  | SOLE |  | 0 | 0 | 343003 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 12891211 | 120817 | SH |  | SOLE |  | 0 | 0 | 120817 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 13367128 | 262409 | SH |  | SOLE |  | 0 | 0 | 262409 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 11462619 | 55388 | SH |  | SOLE |  | 0 | 0 | 55388 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 24361343 | 75605 | SH |  | SOLE |  | 0 | 0 | 75605 |
| JPMorgan Chase  Company | Common Stock | 46625H100 |  | 2094430 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 2241592 | 11032 | SH |  | SOLE |  | 0 | 0 | 11032 |
| Keysight Technologies Inc. | Common Stock | 49338L103 |  | 1828710 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 12796912 | 465512 | SH |  | SOLE |  | 0 | 0 | 465512 |
| KLA CORP | COM NEW | 482480100 |  | 1243027 | 1023 | SH |  | SOLE |  | 0 | 0 | 1023 |
| KLA Corporation | Common Stock | 482480100 |  | 1458096 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 754354 | 4407 | SH |  | SOLE |  | 0 | 0 | 4407 |
| Legalzoom.com Inc. | Common Stock | 52466B103 |  | 993000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 1267210 | 2620 | SH |  | SOLE |  | 0 | 0 | 2620 |
| LOWES COS INC | COM | 548661107 |  | 572911 | 2376 | SH |  | SOLE |  | 0 | 0 | 2376 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 1196535 | 3857 | SH |  | SOLE |  | 0 | 0 | 3857 |
| Marvell Technology Inc. | Common Stock | 573874104 |  | 1699600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 486808 | 853 | SH |  | SOLE |  | 0 | 0 | 853 |
| MCDONALDS CORP | COM | 580135101 |  | 9323410 | 30506 | SH |  | SOLE |  | 0 | 0 | 30506 |
| Medtronic plc | Common Stock | G5960L103 |  | 960600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 8591126 | 89435 | SH |  | SOLE |  | 0 | 0 | 89435 |
| MERCK  CO INC | COM | 58933Y105 |  | 8749078 | 83119 | SH |  | SOLE |  | 0 | 0 | 83119 |
| META PLATFORMS INC | CL A | 30303M102 |  | 526002 | 797 | SH |  | SOLE |  | 0 | 0 | 797 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 200466 | 3146 | SH |  | SOLE |  | 0 | 0 | 3146 |
| MICROSOFT CORP | COM | 594918104 |  | 20561817 | 42516 | SH |  | SOLE |  | 0 | 0 | 42516 |
| Microsoft Corporation | Common Stock | 594918104 |  | 967240 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Microsoft Corporation 01/16/2026 485 Call | Option | 594918904 |  | 146600 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| MongoDB Inc. | Common Stock | 60937P106 |  | 1259070 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| Monolithic Power Systems Inc. | Common Stock | 609839105 |  | 2265900 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 943680 | 1041 | SH |  | SOLE |  | 0 | 0 | 1041 |
| MOODYS CORP | COM | 615369105 |  | 10207869 | 19982 | SH |  | SOLE |  | 0 | 0 | 19982 |
| Moody's Corporation | Common Stock | 615369105 |  | 2043400 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| Morgan Stanley | Common Stock | 617446448 |  | 2396655 | 13500 | SH |  | SOLE |  | 13500 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 20172308 | 113628 | SH |  | SOLE |  | 0 | 0 | 113628 |
| NETFLIX INC | COM | 64110L106 |  | 1772908 | 18909 | SH |  | SOLE |  | 0 | 0 | 18909 |
| Netflix Inc. | Common Stock | 64110L106 |  | 703200 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| NORTHERN LTS FD TR IV | MAIN BUYWRITE | 66538H179 |  | 191645 | 13383 | SH |  | SOLE |  | 0 | 0 | 13383 |
| NORTHERN TR CORP | COM | 665859104 |  | 6555715 | 47996 | SH |  | SOLE |  | 0 | 0 | 47996 |
| NUCOR CORP | COM | 670346105 |  | 6329157 | 38803 | SH |  | SOLE |  | 0 | 0 | 38803 |
| NVIDIA Corporation | Common Stock | 67066G104 |  | 1865000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 12905577 | 69199 | SH |  | SOLE |  | 0 | 0 | 69199 |
| NVIDIA Corporation 01/16/2026 185 Call | Option | 67066G904 |  | 160000 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 220872 | 5371 | SH |  | SOLE |  | 0 | 0 | 5371 |
| ORACLE CORP | COM | 68389X105 |  | 609051 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 2210499 | 12436 | SH |  | SOLE |  | 0 | 0 | 12436 |
| Palantir Technologies Inc. | Common Stock | 69608A108 |  | 888750 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 1154013 | 6265 | SH |  | SOLE |  | 0 | 0 | 6265 |
| Palo Alto Networks Inc. | Common Stock | 697435105 |  | 1842000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 7304874 | 50898 | SH |  | SOLE |  | 0 | 0 | 50898 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 4831162 | 30119 | SH |  | SOLE |  | 0 | 0 | 30119 |
| Photronics Inc. | Common Stock | 719405102 |  | 960000 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| QIAGEN NV | Common Stock | N72482206 |  | 1798800 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| QIAGEN NV | COM SHS | N72482206 |  | 2640728 | 58722 | SH |  | SOLE |  | 0 | 0 | 58722 |
| QUALCOMM INC | COM | 747525103 |  | 5318643 | 31094 | SH |  | SOLE |  | 0 | 0 | 31094 |
| QUALCOMM Inc. | Common Stock | 747525103 |  | 1282875 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 1429098 | 3386 | SH |  | SOLE |  | 0 | 0 | 3386 |
| REDDIT INC | CL A | 75734B100 |  | 1429562 | 6219 | SH |  | SOLE |  | 0 | 0 | 6219 |
| Reddit Inc. | Common Stock | 75734B100 |  | 1149350 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| RingCentral Inc. | Common Stock | 76680R206 |  | 1299600 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| Rio Tinto plc | Common Stock | 767204100 |  | 1200450 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 14009892 | 175058 | SH |  | SOLE |  | 0 | 0 | 175058 |
| Robinhood Markets Inc. | Common Stock | 770700102 |  | 1696500 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 3273001 | 28939 | SH |  | SOLE |  | 0 | 0 | 28939 |
| RTX CORPORATION | COM | 75513E101 |  | 6756736 | 36842 | SH |  | SOLE |  | 0 | 0 | 36842 |
| SALESFORCE INC | COM | 79466L302 |  | 3466673 | 13086 | SH |  | SOLE |  | 0 | 0 | 13086 |
| Salesforce Inc. | Common Stock | 79466L302 |  | 1986825 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 3185862 | 31887 | SH |  | SOLE |  | 0 | 0 | 31887 |
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 |  | 36610 | 38000 | SH |  | SOLE |  | 0 | 0 | 38000 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 |  | 550780 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| SNAP INC | NOTE 5/0 | 83304AAF3 |  | 26020 | 28000 | SH |  | SOLE |  | 0 | 0 | 28000 |
| SNOWFLAKE INC | COM SHS | 833445109 |  | 3417409 | 15579 | SH |  | SOLE |  | 0 | 0 | 15579 |
| Snowflake Inc. | Common Stock | 833445109 |  | 877440 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 6789144 | 47321 | SH |  | SOLE |  | 0 | 0 | 47321 |
| Southern Copper Corporation | Common Stock | 84265V105 |  | 860820 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 8639286 | 17977 | SH |  | SOLE |  | 0 | 0 | 17977 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 271869 | 686 | SH |  | SOLE |  | 0 | 0 | 686 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 950114 | 1393 | SH |  | SOLE |  | 0 | 0 | 1393 |
| SPDR S 500 ETF Trust 01/16/2026 674 Put | Option | 78462F953 |  | 281250 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| SPDR S 500 ETF Trust 12/31/2025 683 Put | Option | 78462F953 |  | 40500 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A409 |  | 7364266 | 69018 | SH |  | SOLE |  | 0 | 0 | 69018 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A508 |  | 10679449 | 187985 | SH |  | SOLE |  | 0 | 0 | 187985 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 328682 | 566 | SH |  | SOLE |  | 0 | 0 | 566 |
| STARBUCKS CORP | COM | 855244109 |  | 3274749 | 38888 | SH |  | SOLE |  | 0 | 0 | 38888 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 336017 | 1106 | SH |  | SOLE |  | 0 | 0 | 1106 |
| TechnipFMC PLC | Common Stock | G87110105 |  | 1336800 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| TECHNIPFMC PLC | COM | G87110105 |  | 3354299 | 75276 | SH |  | SOLE |  | 0 | 0 | 75276 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 |  | 276420 | 1391 | SH |  | SOLE |  | 0 | 0 | 1391 |
| TESLA INC | COM | 88160R101 |  | 372818 | 829 | SH |  | SOLE |  | 0 | 0 | 829 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 2103117 | 67386 | SH |  | SOLE |  | 0 | 0 | 67386 |
| Teva Pharmaceutical Industries Ltd. | Common Stock | 881624209 |  | 1872600 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 588164 | 3390 | SH |  | SOLE |  | 0 | 0 | 3390 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 407472 | 703 | SH |  | SOLE |  | 0 | 0 | 703 |
| TWILIO INC | CL A | 90138F102 |  | 3486871 | 24514 | SH |  | SOLE |  | 0 | 0 | 24514 |
| Twilio Inc. | Common Stock | 90138F102 |  | 2133600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 4725658 | 20429 | SH |  | SOLE |  | 0 | 0 | 20429 |
| URBAN OUTFITTERS INC | COM | 917047102 |  | 1387719 | 18439 | SH |  | SOLE |  | 0 | 0 | 18439 |
| Urban Outfitters Inc. | Common Stock | 917047102 |  | 1128900 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 361539 | 7482 | SH |  | SOLE |  | 0 | 0 | 7482 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 202406 | 956 | SH |  | SOLE |  | 0 | 0 | 956 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 46094967 | 73501 | SH |  | SOLE |  | 0 | 0 | 73501 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 319897 | 1240 | SH |  | SOLE |  | 0 | 0 | 1240 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 655576 | 1955 | SH |  | SOLE |  | 0 | 0 | 1955 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 15517268 | 31807 | SH |  | SOLE |  | 0 | 0 | 31807 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 484328 | 1539 | SH |  | SOLE |  | 0 | 0 | 1539 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 6556196 | 34327 | SH |  | SOLE |  | 0 | 0 | 34327 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 1469554 | 29712 | SH |  | SOLE |  | 0 | 0 | 29712 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 5534633 | 69417 | SH |  | SOLE |  | 0 | 0 | 69417 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 56000318 | 953522 | SH |  | SOLE |  | 0 | 0 | 953522 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 14119287 | 64243 | SH |  | SOLE |  | 0 | 0 | 64243 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 216089 | 2864 | SH |  | SOLE |  | 0 | 0 | 2864 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 519221 | 8312 | SH |  | SOLE |  | 0 | 0 | 8312 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 26301351 | 183259 | SH |  | SOLE |  | 0 | 0 | 183259 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 6817983 | 9045 | SH |  | SOLE |  | 0 | 0 | 9045 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 |  | 2758079 | 17024 | SH |  | SOLE |  | 0 | 0 | 17024 |
| Vertiv Holdings Company | Common Stock | 92537N108 |  | 1620100 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 308224 | 879 | SH |  | SOLE |  | 0 | 0 | 879 |
| WALMART INC | COM | 931142103 |  | 3309637 | 29707 | SH |  | SOLE |  | 0 | 0 | 29707 |
| Walt Disney Company (The) | Common Stock | 254687106 |  | 853275 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| WYNN RESORTS LTD | COM | 983134107 |  | 2582042 | 21458 | SH |  | SOLE |  | 0 | 0 | 21458 |
| Wynn Resorts Ltd. | Common Stock | 983134107 |  | 2286270 | 19000 | SH |  | SOLE |  | 19000 | 0 | 0 |

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