# EDGAR Filing Document

**Accession Number:** 0001433642
**File Stem:** 0001273303-23-000002
**Filing Date:** 2023-3
**Character Count:** 140918
**Document Hash:** 357ce0e3597029d009d75ea61d3912ac
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001273303-23-000002.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001273303-23-000002

**CONFORMED SUBMISSION TYPE**: SC 13D/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**GROUP MEMBERS**: 2008 SEXTON DES. TRUST FBO LAURA SEXTON

**GROUP MEMBERS**: 2008 SEXTON DES. TRUST FBO MATTHEW SEXTON

**GROUP MEMBERS**: ANDREA ANIGATI

**GROUP MEMBERS**: DAVID HELGERSON

**GROUP MEMBERS**: EDWARD B. WHITTEMORE

**GROUP MEMBERS**: ERIK R. HIRSCH

**GROUP MEMBERS**: HAMILTON LANE ADVISORS, INC.

**GROUP MEMBERS**: HARTLEY R. ROGERS

**GROUP MEMBERS**: HLA INVESTMENTS, LLC

**GROUP MEMBERS**: HRHLA, LLC

**GROUP MEMBERS**: JUAN DELGADO-MOREIRA

**GROUP MEMBERS**: KEVIN J. LUCEY

**GROUP MEMBERS**: KYERA GIANNINI

**GROUP MEMBERS**: LAURENCE F. WHITTEMORE

**GROUP MEMBERS**: MARIO L. GIANNINI

**GROUP MEMBERS**: MICHAEL DONOHUE

**GROUP MEMBERS**: MICHAEL KELLY

**GROUP MEMBERS**: MICHAEL SCHMERTZLER

**GROUP MEMBERS**: NICOLE GIANNINI

**GROUP MEMBERS**: O. GRIFFITH SEXTON

**GROUP MEMBERS**: OAKVILLE NUMBER 2 TRUST

**GROUP MEMBERS**: PAUL YETT

**GROUP MEMBERS**: RYSAFFE TRUST CO (C.I.) LTD

**GROUP MEMBERS**: STEPHEN R. BRENNAN

**GROUP MEMBERS**: TARA DEVLIN

**GROUP MEMBERS**: THOMAS KERR

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hamilton Lane INC
- **CENTRAL INDEX KEY:** 0001433642
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 262482738
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-89904
- **FILM NUMBER:** 23760013

**BUSINESS ADDRESS:**
- **STREET 1:** 110 WASHINGTON STREET
- **STREET 2:** SUITE 1300
- **CITY:** CONSHOHOCKEN
- **STATE:** PA
- **ZIP:** 19428
- **BUSINESS PHONE:** (610) 934-2222

**MAIL ADDRESS:**
- **STREET 1:** 110 WASHINGTON STREET
- **STREET 2:** SUITE 1300
- **CITY:** CONSHOHOCKEN
- **STATE:** PA
- **ZIP:** 19428
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HLA INVESTMENTS LLC
- **CENTRAL INDEX KEY:** 0001273303
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** 110 WASHINGTON STREET
- **STREET 2:** SUITE 1300
- **CITY:** CONSHOHOCKEN
- **STATE:** PA
- **ZIP:** 19428
- **BUSINESS PHONE:** 13125691000

**MAIL ADDRESS:**
- **STREET 1:** 110 WASHINGTON STREET
- **STREET 2:** SUITE 1300
- **CITY:** CONSHOHOCKEN
- **STATE:** PA
- **ZIP:** 19428

**SCHEDULE 13D/A**

CUSIP No. 407497 106

---

| |
|:---|
| **SECURITIES AND EXCHANGE COMMISSION** |
| **Washington, D.C. 20549** |
| **SCHEDULE 13D** |

---

---

| |
|:---|
| **Under the Securities Exchange Act of 1934\*** <br>**(Amendment No. 10)**<br>&nbsp;&nbsp;**Hamilton Lane Incorporated** |
| (Name of Issuer) |
| &nbsp;&nbsp;**Class A Common Stock, par value $0.001** |
| (Title of Class of Securities) |
| &nbsp;&nbsp;**407497 106** |
| (CUSIP Number) |
| &nbsp;&nbsp;**Lydia Gavalis**<br>**General Counsel and Secretary**<br>**Hamilton Lane Incorporated**<br>**110 Washington Street, Suite 1300**<br>**Conshohocken, PA 19428**<br>**Telephone: (610) 934-2222**<br>**with a copy to:**<br>**Matthew H. Meyers**<br>**Faegre Drinker Biddle & Reath LLP**<br>**One Logan Square, Suite 2000**<br>**Philadelphia, PA 19103**<br>**Telephone: (215) 988-2700** |
| (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
| &nbsp;&nbsp;**March 9, 2023** |
| (Date of Event Which Requires Filing of this Statement) |

---

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: □

**Note**: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>HLA Investments, LLC | Name of Reporting Person<br>HLA Investments, LLC | Name of Reporting Person<br>HLA Investments, LLC | Name of Reporting Person<br>HLA Investments, LLC |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>Delaware | Citizenship or Place of Organization<br>Delaware | Citizenship or Place of Organization<br>Delaware | Citizenship or Place of Organization<br>Delaware |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>18,023,993 | Shared Voting Power <br>18,023,993 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power<br>9,733,672 | Sole Dispositive Power<br>9,733,672 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) |

---

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>HRHLA, LLC | Name of Reporting Person<br>HRHLA, LLC | Name of Reporting Person<br>HRHLA, LLC | Name of Reporting Person<br>HRHLA, LLC |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>Delaware | Citizenship or Place of Organization<br>Delaware | Citizenship or Place of Organization<br>Delaware | Citizenship or Place of Organization<br>Delaware |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>18,023,993 | Shared Voting Power <br>18,023,993 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power<br>7,300,667 | Sole Dispositive Power<br>7,300,667 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>2,563,005 | Shared Dispositive Power <br>2,563,005 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) | Type of Reporting Person (See Instructions)<br>OO (Limited Liability Company) |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Hartley R. Rogers | Name of Reporting Person<br>Hartley R. Rogers | Name of Reporting Person<br>Hartley R. Rogers | Name of Reporting Person<br>Hartley R. Rogers |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br> OO | Source of Funds <br> OO | Source of Funds <br> OO | Source of Funds <br> OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>18,023,993 | Shared Voting Power <br>18,023,993 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power<br>7,311,170 | Sole Dispositive Power<br>7,311,170 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>2,563,005 | Shared Dispositive Power <br>2,563,005 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>18,023,993 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% | Percent of Class Represented by Amount in Row (11) <br>33.2% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Hamilton Lane Advisors, Inc. | Name of Reporting Person<br>Hamilton Lane Advisors, Inc. | Name of Reporting Person<br>Hamilton Lane Advisors, Inc. | Name of Reporting Person<br>Hamilton Lane Advisors, Inc. |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>Pennsylvania | Citizenship or Place of Organization<br>Pennsylvania | Citizenship or Place of Organization<br>Pennsylvania | Citizenship or Place of Organization<br>Pennsylvania |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>2,579,104 | Shared Voting Power <br>2,579,104 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>2,579,104 | Sole Dispositive Power <br>2,579,104 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>2,579,104 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>2,579,104 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>2,579,104 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>2,579,104 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>6.3% | Percent of Class Represented by Amount in Row (11) <br>6.3% | Percent of Class Represented by Amount in Row (11) <br>6.3% | Percent of Class Represented by Amount in Row (11) <br>6.3% |
| | (14) | Type of Reporting Person (See Instructions)<br>CO | Type of Reporting Person (See Instructions)<br>CO | Type of Reporting Person (See Instructions)<br>CO | Type of Reporting Person (See Instructions)<br>CO |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Mario L. Giannini | Name of Reporting Person<br>Mario L. Giannini | Name of Reporting Person<br>Mario L. Giannini | Name of Reporting Person<br>Mario L. Giannini |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>3,408,829 | Shared Voting Power <br>3,408,829 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>3,125,197 | Sole Dispositive Power <br>3,125,197 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power<br>283,632 | Shared Dispositive Power<br>283,632 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>3,408,829 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>3,408,829 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>3,408,829 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>3,408,829 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>8.1% | Percent of Class Represented by Amount in Row (11) <br>8.1% | Percent of Class Represented by Amount in Row (11) <br>8.1% | Percent of Class Represented by Amount in Row (11) <br>8.1% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Kyera Giannini | Name of Reporting Person<br>Kyera Giannini | Name of Reporting Person<br>Kyera Giannini | Name of Reporting Person<br>Kyera Giannini |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>288,648 | Shared Voting Power <br>288,648 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>288,648 | Sole Dispositive Power <br>288,648 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.7% | Percent of Class Represented by Amount in Row (11) <br>0.7% | Percent of Class Represented by Amount in Row (11) <br>0.7% | Percent of Class Represented by Amount in Row (11) <br>0.7% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Nicole Giannini | Name of Reporting Person<br>Nicole Giannini | Name of Reporting Person<br>Nicole Giannini | Name of Reporting Person<br>Nicole Giannini |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br> OO | Source of Funds <br> OO | Source of Funds <br> OO | Source of Funds <br> OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>288,648 | Shared Voting Power <br>288,648 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>288,648 | Sole Dispositive Power <br>288,648 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>288,648 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.7% | Percent of Class Represented by Amount in Row (11) <br>0.7% | Percent of Class Represented by Amount in Row (11) <br>0.7% | Percent of Class Represented by Amount in Row (11) <br>0.7% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Laura Sexton | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Laura Sexton | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Laura Sexton | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Laura Sexton |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>New York | Citizenship or Place of Organization<br>New York | Citizenship or Place of Organization<br>New York | Citizenship or Place of Organization<br>New York |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>366,233 | Shared Voting Power <br>366,233 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>366,233 | Shared Dispositive Power <br>366,233 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.9% | Percent of Class Represented by Amount in Row (11) <br>0.9% | Percent of Class Represented by Amount in Row (11) <br>0.9% | Percent of Class Represented by Amount in Row (11) <br>0.9% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Matthew Sexton | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Matthew Sexton | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Matthew Sexton | Name of Reporting Person<br>The 2008 Sexton Des. Trust FBO Matthew Sexton |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>New York | Citizenship or Place of Organization<br>New York | Citizenship or Place of Organization<br>New York | Citizenship or Place of Organization<br>New York |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>366,233 | Shared Voting Power <br>366,233 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>366,233 | Shared Dispositive Power <br>366,233 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>366,233 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.9% | Percent of Class Represented by Amount in Row (11) <br>0.9% | Percent of Class Represented by Amount in Row (11) <br>0.9% | Percent of Class Represented by Amount in Row (11) <br>0.9% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>O. Griffith Sexton | Name of Reporting Person<br>O. Griffith Sexton | Name of Reporting Person<br>O. Griffith Sexton | Name of Reporting Person<br>O. Griffith Sexton |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>749,880 | Shared Voting Power <br>749,880 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>17,414 | Sole Dispositive Power <br>17,414 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>732,466 | Shared Dispositive Power <br>732,466 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>749,880 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>749,880 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>749,880 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>749,880 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>1.9% | Percent of Class Represented by Amount in Row (11) <br>1.9% | Percent of Class Represented by Amount in Row (11) <br>1.9% | Percent of Class Represented by Amount in Row (11) <br>1.9% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Trustee), IN | Type of Reporting Person (See Instructions)<br>OO (Trustee), IN | Type of Reporting Person (See Instructions)<br>OO (Trustee), IN | Type of Reporting Person (See Instructions)<br>OO (Trustee), IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Oakville Number 2 Trust | Name of Reporting Person<br>Oakville Number 2 Trust | Name of Reporting Person<br>Oakville Number 2 Trust | Name of Reporting Person<br>Oakville Number 2 Trust |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>Guernsey | Citizenship or Place of Organization<br>Guernsey | Citizenship or Place of Organization<br>Guernsey | Citizenship or Place of Organization<br>Guernsey |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>535,022 | Shared Voting Power <br>535,022 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>535,022 | Shared Dispositive Power <br>535,022 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>1.4% | Percent of Class Represented by Amount in Row (11) <br>1.4% | Percent of Class Represented by Amount in Row (11) <br>1.4% | Percent of Class Represented by Amount in Row (11) <br>1.4% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) | Type of Reporting Person (See Instructions)<br>OO (Trust) |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Rysaffe Trust Company (C.I.) Limited | Name of Reporting Person<br>Rysaffe Trust Company (C.I.) Limited | Name of Reporting Person<br>Rysaffe Trust Company (C.I.) Limited | Name of Reporting Person<br>Rysaffe Trust Company (C.I.) Limited |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>Guernsey | Citizenship or Place of Organization<br>Guernsey | Citizenship or Place of Organization<br>Guernsey | Citizenship or Place of Organization<br>Guernsey |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>535,022 | Shared Voting Power <br>535,022 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>535,022 | Shared Dispositive Power <br>535,022 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>535,022 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>1.4% | Percent of Class Represented by Amount in Row (11) <br>1.4% | Percent of Class Represented by Amount in Row (11) <br>1.4% | Percent of Class Represented by Amount in Row (11) <br>1.4% |
| | (14) | Type of Reporting Person (See Instructions)<br>OO (Trustee) | Type of Reporting Person (See Instructions)<br>OO (Trustee) | Type of Reporting Person (See Instructions)<br>OO (Trustee) | Type of Reporting Person (See Instructions)<br>OO (Trustee) |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Edward B. Whittemore | Name of Reporting Person<br>Edward B. Whittemore | Name of Reporting Person<br>Edward B. Whittemore | Name of Reporting Person<br>Edward B. Whittemore |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>130,000 | Shared Voting Power <br>130,000 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>130,000 | Shared Dispositive Power <br>130,000 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>130,000 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>130,000 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>130,000 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>130,000 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.3% | Percent of Class Represented by Amount in Row (11) <br>0.3% | Percent of Class Represented by Amount in Row (11) <br>0.3% | Percent of Class Represented by Amount in Row (11) <br>0.3% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Laurence F. Whittemore | Name of Reporting Person<br>Laurence F. Whittemore | Name of Reporting Person<br>Laurence F. Whittemore | Name of Reporting Person<br>Laurence F. Whittemore |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>156,880 | Shared Voting Power <br>156,880 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>156,880 | Shared Dispositive Power <br>156,880 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>156,880 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>156,880 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>156,880 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>156,880 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.4% | Percent of Class Represented by Amount in Row (11) <br>0.4% | Percent of Class Represented by Amount in Row (11) <br>0.4% | Percent of Class Represented by Amount in Row (11) <br>0.4% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Michael Schmertzler | Name of Reporting Person<br>Michael Schmertzler | Name of Reporting Person<br>Michael Schmertzler | Name of Reporting Person<br>Michael Schmertzler |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>725,005 | Shared Voting Power <br>725,005 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>0 | Sole Dispositive Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>725,005 | Shared Dispositive Power <br>725,005 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>725,005 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>725,005 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>725,005 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>725,005 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>1.8% | Percent of Class Represented by Amount in Row (11) <br>1.8% | Percent of Class Represented by Amount in Row (11) <br>1.8% | Percent of Class Represented by Amount in Row (11) <br>1.8% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Erik R. Hirsch | Name of Reporting Person<br>Erik R. Hirsch | Name of Reporting Person<br>Erik R. Hirsch | Name of Reporting Person<br>Erik R. Hirsch |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | ⌧ | ⌧ |
| | | (b) | (b) | ◻ | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | (7) | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | (8) | Shared Voting Power <br>1,192,552 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | (9) | Sole Dispositive Power <br>1,192,552 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | (10) | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,192,552 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,192,552 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,192,552 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,192,552 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>3.0% | Percent of Class Represented by Amount in Row (11) <br>3.0% | Percent of Class Represented by Amount in Row (11) <br>3.0% | Percent of Class Represented by Amount in Row (11) <br>3.0% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Juan Delgado-Moreira | Name of Reporting Person<br>Juan Delgado-Moreira | Name of Reporting Person<br>Juan Delgado-Moreira | Name of Reporting Person<br>Juan Delgado-Moreira |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>Spain | Citizenship or Place of Organization<br>Spain | Citizenship or Place of Organization<br>Spain | Citizenship or Place of Organization<br>Spain |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>1,280,902 | Shared Voting Power <br>1,280,902 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>1,280,902 | Sole Dispositive Power <br>1,280,902 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,280,902 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,280,902 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,280,902 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>1,280,902 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>3.3% | Percent of Class Represented by Amount in Row (11) <br>3.3% | Percent of Class Represented by Amount in Row (11) <br>3.3% | Percent of Class Represented by Amount in Row (11) <br>3.3% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Paul Yett | Name of Reporting Person<br>Paul Yett | Name of Reporting Person<br>Paul Yett | Name of Reporting Person<br>Paul Yett |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>231,129 | Shared Voting Power <br>231,129 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>231,129 | Sole Dispositive Power <br>231,129 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>231,129 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>231,129 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>231,129 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>231,129 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Kevin J. Lucey | Name of Reporting Person<br>Kevin J. Lucey | Name of Reporting Person<br>Kevin J. Lucey | Name of Reporting Person<br>Kevin J. Lucey |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>216,426 | Shared Voting Power <br>216,426 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>216,426 | Sole Dispositive Power <br>216,426 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>216,426 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>216,426 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>216,426 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>216,426 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Tara Devlin | Name of Reporting Person<br>Tara Devlin | Name of Reporting Person<br>Tara Devlin | Name of Reporting Person<br>Tara Devlin |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>221,850 | Shared Voting Power <br>221,850 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>221,850 | Sole Dispositive Power <br>221,850 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>221,850 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>221,850 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>221,850 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>221,850 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Stephen R. Brennan | Name of Reporting Person<br>Stephen R. Brennan | Name of Reporting Person<br>Stephen R. Brennan | Name of Reporting Person<br>Stephen R. Brennan |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>230,184 | Shared Voting Power <br>230,184 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>230,184 | Sole Dispositive Power <br>230,184 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>230,184 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>230,184 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>230,184 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>230,184 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% | Percent of Class Represented by Amount in Row (11) <br>0.6% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Andrea Anigati | Name of Reporting Person<br>Andrea Anigati | Name of Reporting Person<br>Andrea Anigati | Name of Reporting Person<br>Andrea Anigati |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>449,930 | Shared Voting Power <br>449,930 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>449,930 | Sole Dispositive Power <br>449,930 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>449,930 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>449,930 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>449,930 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>449,930 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>1.2% | Percent of Class Represented by Amount in Row (11) <br>1.2% | Percent of Class Represented by Amount in Row (11) <br>1.2% | Percent of Class Represented by Amount in Row (11) <br>1.2% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Michael Kelly | Name of Reporting Person<br>Michael Kelly | Name of Reporting Person<br>Michael Kelly | Name of Reporting Person<br>Michael Kelly |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>100,000 | Shared Voting Power <br>100,000 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>100,000 | Sole Dispositive Power <br>100,000 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>100,000 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>100,000 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>100,000 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>100,000 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.3% | Percent of Class Represented by Amount in Row (11) <br>0.3% | Percent of Class Represented by Amount in Row (11) <br>0.3% | Percent of Class Represented by Amount in Row (11) <br>0.3% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | |
|:---|:---|:---|:---|:---|
| (1) | Name of Reporting Person<br>Thomas Kerr | Name of Reporting Person<br>Thomas Kerr | Name of Reporting Person<br>Thomas Kerr | Name of Reporting Person<br>Thomas Kerr |
| (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | (a) | (a) | ⌧ | ⌧ |
| | (b) | (b) | ◻ | ◻ |
| (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | (7) | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | (8) | Shared Voting Power <br>196,138 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | (9) | Sole Dispositive Power <br>196,138 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | (10) | Shared Dispositive Power <br>0 |
| (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>196,138 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>196,138 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>196,138 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>196,138 |
| (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| (13) | Percent of Class Represented by Amount in Row (11) <br>0.5% | Percent of Class Represented by Amount in Row (11) <br>0.5% | Percent of Class Represented by Amount in Row (11) <br>0.5% | Percent of Class Represented by Amount in Row (11) <br>0.5% |
| (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>David Helgerson | Name of Reporting Person<br>David Helgerson | Name of Reporting Person<br>David Helgerson | Name of Reporting Person<br>David Helgerson |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>199,477 | Shared Voting Power <br>199,477 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>199,477 | Sole Dispositive Power <br>199,477 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>199,477 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>199,477 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>199,477 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>199,477 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.5% | Percent of Class Represented by Amount in Row (11) <br>0.5% | Percent of Class Represented by Amount in Row (11) <br>0.5% | Percent of Class Represented by Amount in Row (11) <br>0.5% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| | (1) | Name of Reporting Person<br>Michael Donohue | Name of Reporting Person<br>Michael Donohue | Name of Reporting Person<br>Michael Donohue | Name of Reporting Person<br>Michael Donohue |
| | (2) | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group | Check the Appropriate Box if a Member of a Group |
| | | (a) | (a) | (a) | ⌧ |
| | | (b) | (b) | (b) | ◻ |
| | (3) | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| | (4) | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO | Source of Funds <br>OO |
| | (5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ◻ |
| | (6) | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. | Citizenship or Place of Organization<br>U.S.A. |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (7) | Sole Voting Power <br>0 | Sole Voting Power <br>0 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (8) | Shared Voting Power <br>62,094 | Shared Voting Power <br>62,094 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (9) | Sole Dispositive Power <br>62,094 | Sole Dispositive Power <br>62,094 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | (10) | Shared Dispositive Power <br>0 | Shared Dispositive Power <br>0 |
| | (11) | Aggregate Amount Beneficially Owned by Each Reporting Person <br>62,094 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>62,094 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>62,094 | Aggregate Amount Beneficially Owned by Each Reporting Person <br>62,094 |
| | (12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ◻ |
| | (13) | Percent of Class Represented by Amount in Row (11) <br>0.2% | Percent of Class Represented by Amount in Row (11) <br>0.2% | Percent of Class Represented by Amount in Row (11) <br>0.2% | Percent of Class Represented by Amount in Row (11) <br>0.2% |
| | (14) | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

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------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

**Item 1. Security and Issuer**

&nbsp;&nbsp;&nbsp;&nbsp;This Amendment No. 10 to Schedule 13D (this "Amendment No. 10") is being filed with respect to the Class A Common Stock, $0.001 par value, of Hamilton Lane Incorporated, a Delaware corporation (the "Issuer"), to amend and supplement the Schedule 13D filed on March 17, 2017 (as amended and supplemented to date, the "Schedule 13D"). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Schedule 13D filed on March 17, 2017.

Item 1 of the Schedule 13D is hereby amended to reflect that the principal executive offices of the Issuer are located at 110 Washington Street, Suite 1300, Conshohocken, PA 19428.

**Item 2. Identity and Background**

Items 2(a), 2(b), 2(c) and 2(f) of the Schedule 13D are hereby amended and restated in their entirety:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a)As of the date of this Amendment No. 10:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i)&nbsp;&nbsp;&nbsp;&nbsp;HLAI beneficially owns 18,023,993 shares of Class A common stock as holder of 9,328,657 Class B units and because it has voting control over an additional 8,695,336 shares of Class A common stock. HLAI's principal business is to hold Class B units of HLA and Class B common stock of the pre-IPO investor group, including certain members of senior management of the Issuer and outside investors.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii)&nbsp;&nbsp;&nbsp;&nbsp;HRHLA beneficially owns 18,023,993 shares of Class A common stock as the managing member of HLAI. HRHLA's principal business is to hold the membership interests in HLAI representing its ownership in the Issuer.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii)&nbsp;&nbsp;&nbsp;&nbsp;Hartley R. Rogers beneficially owns 18,023,993 shares of Class A common stock, which includes 7,300,667 shares as the managing member of HRHLA and 10,503 shares held directly.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv)&nbsp;&nbsp;&nbsp;&nbsp;HLA Inc. beneficially owns 2,579,104 shares of Class A common stock as holder of 2,579,104 Class B units. HLA Inc.'s principal business is to hold Class B units on behalf of Mario L. Giannini, its sole stockholder and director.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v)&nbsp;&nbsp;&nbsp;&nbsp;Mario L. Giannini beneficially owns 3,408,829 shares of Class A common stock, which includes 449,595 shares of Class A common stock beneficially held through Class B units held directly, the 2,579,104 shares of Class A common stock beneficially held by HLA Inc., 283,632 shares of Class A common stock beneficially held as a result of his ownership interest in HLAI, and 96,498 shares of Class A common stock held directly.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vi)&nbsp;&nbsp;&nbsp;&nbsp;Kyera Giannini beneficially owns 288,648 shares of Class A common stock as a result of her ownership interest in HLA.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(vii)&nbsp;&nbsp;&nbsp;&nbsp;Nicole Giannini beneficially owns 288,648 shares of Class A common stock as a result of her ownership interest in HLA.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(viii)&nbsp;&nbsp;&nbsp;&nbsp;The Laura Sexton Trust beneficially owns 366,233 shares of Class A common stock as a result of its ownership interest in HLAI.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ix)&nbsp;&nbsp;&nbsp;&nbsp;The Matthew Sexton Trust beneficially owns 366,233 shares of Class A common stock as a result of its ownership interest in HLAI.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(x)&nbsp;&nbsp;&nbsp;&nbsp;O. Griffith Sexton beneficially owns 749,880 shares of Class A common stock, which includes 732,466 shares as sole trustee of the two Sexton family trusts and 17,414 shares of Class A common stock held directly. Barbara Sexton, Mr. Sexton's wife and former co-trustee of the two Sexton family trusts, passed away in February 2023.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(xi)&nbsp;&nbsp;&nbsp;&nbsp;Oakville Trust directly owns 535,015 shares of Class A common stock and beneficially owns an additional 7 shares of Class A common stock as a result of the Oakville Trust's ownership interest in HLAI. Rysaffe, the trustee of Oakville Trust, beneficially owns all of such shares.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(xii)&nbsp;&nbsp;&nbsp;&nbsp;Edward B. Whittemore beneficially owns 130,000 shares of Class A common stock as a result of his ownership interest in HLAI.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(xiii) Laurence F. Whittemore beneficially owns 156,880 shares of Class A common stock as a result of his ownership interest in HLAI.

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(xiv)&nbsp;&nbsp;&nbsp;&nbsp;Michael Schmertzler beneficially owns 725,005 shares of Class A common stock as a result of his ownership interest in HLAI.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(xv)&nbsp;&nbsp;&nbsp;&nbsp;The Management Investors collectively beneficially own 1,540,700 shares of Class A common stock directly, an additional 160,160 shares of restricted Class A common stock subject to vesting, and 2,729,051 shares of Class A common stock as holders of 2,330,061 Class B units and 398,990 Class C units held by HLMI. Pursuant to and under the terms and conditions of the exchange agreement, as amended (the "Exchange Agreement"), each Management Investor may exchange such Class B units and Class C units for shares of Class A common stock on a one-for-one basis.

Each Reporting Person, other than Mr. Rogers, HLAI and HRHLA, disclaims beneficial ownership of securities owned by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein. Ms. Devlin also disclaims beneficial ownership of 565 shares of Class A common stock owned by her son, who lives at her home.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) The business address of each of the Reporting Persons is c/o Hamilton Lane Incorporated, 110 Washington Street, Suite 1300, Conshohocken, PA 19428.

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| | | |
|:---|:---|:---|
| (c) | Certain of the Reporting Persons hold positions at the Issuer and its subsidiaries as their principal occupation. | Certain of the Reporting Persons hold positions at the Issuer and its subsidiaries as their principal occupation. |
| **Name** | **Name** | **Principal Occupation (at Issuer)** |
| Hartley R. Rogers | Hartley R. Rogers | Chairman, Director |
| Mario L. Giannini | Mario L. Giannini | Chief Executive Officer, Director |
| Erik R. Hirsch | Erik R. Hirsch | Vice Chairman, Director |
| Juan Delgado-Moreira | Juan Delgado-Moreira | Vice Chairman |
| Michael Donohue | Michael Donohue | Controller |
| Paul Yett | Paul Yett | Director of ESG & Sustainability |
| Tara Devlin | Tara Devlin | Managing Director Relationship Manager |
| Andrea Anigati | Andrea Anigati | Co-Head of Fund Investments and Chief Operating Officer of Client Solutions |
| Stephen R. Brennan | Stephen R. Brennan | Head of Private Wealth Solutions |
| Thomas Kerr | Thomas Kerr | Head of Secondaries |
| David Helgerson | David Helgerson | Managing Director Direct Equity Investments |

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(f) Each natural person identified in this Item 2 is a citizen of the United States except for Mr. Delgado-Moreira, who is a citizen of Spain. Each entity identified in this Item 2 is organized under the laws of Delaware, other than Hamilton Lane Advisors, Inc., which is a Pennsylvania corporation, Oakville Trust and Rysaffe, which are governed by the laws of Guernsey, and the Sexton Trusts, which are New York trusts.

**Item 3. Source and Amount of Funds or Other Consideration**

Item 3 of the Schedule 13D is hereby amended and supplemented as follows:

The Issuer conducted a registered offering of Class A common stock, which closed on March 9, 2023 (the "March 2023 Offering"). In connection with the March 2023 Offering, Oakville Trust (the "Selling Stockholder") sold 100,000 shares of Class A common stock, while the Issuer sold 571,737 shares of Class A common stock for $76.41 per share to BofA Securities, Inc. The Issuer did not receive any proceeds from the sale of Class A common stock by the Selling Stockholder. The proceeds from the Issuer's sale of shares of Class A common stock were used to settle in cash exchanges of Class B units (along with payment of the par value of a corresponding number of redeemed shares of Class B common stock) and Class C units of HLA by certain of the Reporting Persons. The redeemed shares of Class B common stock were cancelled.

**Item 4. Purpose of Transaction**

Item 4 of the Schedule 13D is hereby amended and supplemented as follows:

Item 3 to this Amendment No. 10 is hereby incorporated by reference.

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**SCHEDULE 13D/A**

CUSIP No. 407497 106

Pursuant to lock-up agreements, the Issuer, HLA, all of the Issuer's directors and executive officers and certain of the Reporting Persons (collectively owning approximately 34% of the Issuer's common stock as of March 6, 2023) agreed that, without the prior written consent of the underwriter for the March 2023 Offering, they will not, subject to specified exceptions, directly or indirectly, (1) offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, or otherwise transfer or dispose of, directly or indirectly, any shares of the Issuer's common stock or any securities convertible into or exercisable or exchangeable for such common stock (including without limitation, common stock or such other securities which may be deemed to be beneficially owned in accordance with the rules and regulations of the SEC and securities which may be issued upon exercise of a stock option or warrant), or publicly disclose the intention to make any offer, sale, pledge or disposition, (2) enter into any swap or other agreement that transfers, in whole or in part, any of the economic consequences of ownership of the Issuer's common stock or such other securities, whether any such transaction described in clause (1) or (2) above is to be settled by delivery of common stock or such other securities, in cash or otherwise or (3) make any demand for or exercise any right with respect to the registration of any shares of the Issuer's common stock or any security convertible into or exercisable or exchangeable for such common stock for a period of 75 days after the date of the prospectus supplement related to the offering.

**Item 5. Interest in Securities of the Issuer** 

Items 5(a) and 5(b) of Schedule 13D are amended to reflect the following:

The following table sets forth the aggregate number and percentage of the Class A common stock beneficially owned by each Reporting Person. The aggregate number of the Class A common stock beneficially owned by each Reporting Person is calculated in accordance with Rule 13d-3.

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| | | |
|:---|:---|:---|
| **Reporting Person** | **Number of <br>Shares <br>Beneficially <br>Owned** | **Percentage of Class <br>A Common Stock <br>Outstanding**<sup>(1)</sup> |
| HLAI | 18023993 | 33.2% |
| HRHLA | 18023993 | 33.2% |
| Hartley R. Rogers | 18023993 | 33.2% |
| HLA Inc. | 2579104 | 6.3% |
| Mario L. Giannini | 3408829 | 8.1% |
| Kyera Giannini | 288648 | \* |
| Nicole Giannini | 288648 | \* |
| O. Griffith Sexton | 749880 | 1.9% |
| Laura Sexton Trust | 366233 | \* |
| Matthew Sexton Trust | 366233 | \* |
| Oakville Trust | 535022 | 1.4% |
| Rysaffe | 535022 | 1.4% |
| Edward B. Whittemore | 130000 | \* |
| Laurence F. Whittemore | 156880 | \* |
| Michael Schmertzler | 725005 | 1.8% |
| Erik R. Hirsch | 1192552 | 3.0% |
| Juan Delgado-Moreira | 1280902 | 3.3% |
| Paul Yett | 231129 | \* |
| Kevin J. Lucey | 216426 | \* |
| Tara Devlin | 221850 | \* |
| Stephen R. Brennan | 230184 | \* |
| Andrea Anigati | 449930 | 1.2% |
| Michael Kelly | 100000 | \* |
| Thomas Kerr | 196138 | \* |
| David Helgerson | 199477 | \* |
| Michael Donohue | 62094 | \* |

---

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | | |
|:---|:---|:---|:---|
| Total for Group | 17202098 | 33.3 | % |

---

\* Less than 1%

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)&nbsp;&nbsp;&nbsp;&nbsp;Based on the number of shares of Class A common stock (38,593,105) issued and outstanding as of March 24, 2023, the date of this report, and assuming all outstanding Class B units and Class C units beneficially owned by the Reporting Person were exchanged for newly-issued shares of Class A common stock on a one-for-one basis.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) Item 5(c) of Schedule 13D is hereby amended and supplemented as follows:

The information set forth in Items 3 and 4 of this Amendment No. 10 is hereby incorporated herein by reference.

The following table sets forth the transactions by the Reporting Persons involving the beneficial ownership of Class A Common stock that were effected during the last 60 days.

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Reporting Person** | **Number of Class B Units Exchanged**<sup>(1)</sup> | **Number of Class C Units Exchanged**<sup>(2)</sup> | **Shares of Class A Common Stock Sold** | **Shares of Class A Common Stock Granted**<sup>(3)</sup> | **Shares of Class A Common Stock Withheld**<sup>(4)</sup> |
| Hartley R. Rogers | – | – | – | – | 1468 |
| Mario L. Giannini | 500000 | – | – | – | – |
| Oakville Trust | – | – | 100000<sup>(5)</sup> | – | – |
| Jeffrey S. Meeker | 39237<sup>(6)</sup> | – | – | – | – |
| Erik R. Hirsch | – | – | – | 13898 | 3134 |
| Michael Donohue | – | – | – | 1020 | 451 |
| Juan Delgado-Moreira | – | – | – | 9285 | – |
| Paul Yett | – | – | – | 726 | 346 |
| Tara Devlin | – | – | – | 2664 | 1189 |
| Stephen R. Brennan | – | – | – | 6254 | 1229 |
| Andrea Anigati | – | – | – | 5559 | 1107 |
| Thomas Kerr | – | – | – | 6949 | 1054 |
| David Helgerson | – | – | – | 1699 | 434 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1)&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. The column below represents Class B Units exchanged on March 9, 2023 in connection with the March 2023 Offering. At the Issuer's election, the exchange was settled in cash at a price of $76.41.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2)&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to the Exchange Agreement, the Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. The column below represents Class C Units exchanged on March 9, 2023 in connection with the March 2023 Offering. At the Issuer's election, the exchange was settled in cash at a price of $76.41.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3)&nbsp;&nbsp;&nbsp;&nbsp;Represents shares granted to the Reporting Person on March 14, 2023 pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan. The awards are subject to a time-based vesting condition.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4)&nbsp;&nbsp;&nbsp;&nbsp;Represents shares delivered to the Issuer on March 14, 2023 to satisfy withholding taxes due upon the vesting of previously granted restricted stock awards. The forfeiture price was $64.76.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(5)&nbsp;&nbsp;&nbsp;&nbsp;Represents Class A common shares sold on March 9, 2023 at a price of $76.41 in the March 2023 Offering. Rysaffe Trust Company (CI) Limited serves as trustee of the trust.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(6)&nbsp;&nbsp;&nbsp;&nbsp;Represents securities held on behalf of the individual by HLMI. HLMI distributed the HLA units to the individual in order to facilitate the exchange.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) Item 5(e) of Schedule 13D is hereby amended and supplemented as follows:

The Stockholders Agreement terminated pursuant to its terms with respect to Jeffrey S. Meeker on March 9, 2023 due to the fact that Mr. Meeker ceased to beneficially own Class B units of HLA as of that date. As a result, Mr.

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

Meeker is no longer a Reporting Person hereunder. Other than with respect to Mr. Meeker, the Stockholders Agreement remains in full force and effect.

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

**Item 7. Material to be Filed as Exhibits** 

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp;**Exhibit** | **Description** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.&nbsp;&nbsp;&nbsp;&nbsp; | Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. | Form of Lock-Up Agreement. |

---

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

**SIGNATURES**

After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned, severally and not jointly, certifies that the information set forth in this statement is true, complete and correct.

Dated: March 24, 2023

---

| | | |
|:---|:---|:---|
| 1. | HLA Investments, LLC | HLA Investments, LLC |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 2. | HRHLA, LLC | HRHLA, LLC |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 3. | Hamilton Lane Advisors, Inc. | Hamilton Lane Advisors, Inc. |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 4. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Hartley R. Rogers | Hartley R. Rogers |
| 5. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Mario L. Giannini | Mario L. Giannini |
| 6. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Kyera Giannini | Kyera Giannini |
| 7. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Nicole Giannini | Nicole Giannini |
| 8. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | O. Griffith Sexton | O. Griffith Sexton |
| 9. | The 2008 Sexton Des. Trust FBO Laura Sexton | The 2008 Sexton Des. Trust FBO Laura Sexton |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |

---

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

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| | | |
|:---|:---|:---|
| 10. | The 2008 Sexton Des. Trust FBO Matthew Sexton | The 2008 Sexton Des. Trust FBO Matthew Sexton |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 11. | Oakville Number 2 Trust | Oakville Number 2 Trust |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 12. | Rysaffe Trust Company (C.I.) Limited | Rysaffe Trust Company (C.I.) Limited |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 13. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Edward B. Whittemore | Edward B. Whittemore |
| 14. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Laurence F. Whittemore | Laurence F. Whittemore |
| 15. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Michael Schmertzler | Michael Schmertzler |
| 16. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
| 16. | Erik R. Hirsch | Erik R. Hirsch |
| 17. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
| 17. | Kevin J. Lucey | Kevin J. Lucey |
| 18. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Juan Delgado-Moreira | Juan Delgado-Moreira |

---

------

**SCHEDULE 13D/A**

CUSIP No. 407497 106

---

| | |
|:---|:---|
| 19. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Paul Yett |
| 20. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Tara Devlin |
| 21. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Andrea Anigati |
| 22. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Michael Kelly |
| 23. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Stephen R. Brennan |
| 24. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Thomas Kerr |
| 25. | /s/ Lauren Platko, Attorney-in-Fact |
|  | David Helgerson |
| 26. | /s/ Lauren Platko, Attorney-in-Fact |
|  | Michael Donohue |

---

## Ex-1

**JOINT FILING AGREEMENT**

**&nbsp;&nbsp;&nbsp;&nbsp;**In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0.001 per share, of Hamilton Lane Incorporated, and further agree that this Joint Filing Agreement be included as an exhibit to such joint filings. In evidence thereof, each of the undersigned hereby executes this Joint Filing Agreement as of March 24, 2023.

&nbsp;&nbsp;&nbsp;&nbsp;This Agreement may be executed in two or more counterparts, each of which shall be deemed an original but all of which together will constitute one and the same instrument.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

&nbsp;&nbsp;&nbsp;&nbsp;

------

IN WITNESS WHEREOF, the undersigned hereby executed this Joint Filing Agreement as of March 24, 2023.

---

| | | |
|:---|:---|:---|
| 1. | HLA Investments, LLC | HLA Investments, LLC |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 2. | HRHLA, LLC | HRHLA, LLC |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 3. | Hamilton Lane Advisors, Inc. | Hamilton Lane Advisors, Inc. |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 4. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Hartley R. Rogers | Hartley R. Rogers |
| 5. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Mario L. Giannini | Mario L. Giannini |
| 6. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Kyera Giannini | Kyera Giannini |
| 7. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Nicole Giannini | Nicole Giannini |
| 8. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | O. Griffith Sexton | O. Griffith Sexton |
| 9. | The 2008 Sexton Des. Trust FBO Laura Sexton | The 2008 Sexton Des. Trust FBO Laura Sexton |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 10. | The 2008 Sexton Des. Trust FBO Matthew Sexton | The 2008 Sexton Des. Trust FBO Matthew Sexton |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |

---

*Signature Page to Joint Filing Agreement*

------

---

| | | |
|:---|:---|:---|
| 11. | Oakville Number 2 Trust | Oakville Number 2 Trust |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 12. | Rysaffe Trust Company (C.I.) Limited | Rysaffe Trust Company (C.I.) Limited |
|  | By: | /s/ Lauren Platko |
|  | Name: | Lauren Platko |
|  | Title: | Attorney-in-Fact |
| 13. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Edward B. Whittemore | Edward B. Whittemore |
| 14. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Laurence F. Whittemore | Laurence F. Whittemore |
| 15. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Michael Schmertzler | Michael Schmertzler |
| 16. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
| 16. | Erik R. Hirsch | Erik R. Hirsch |
| 17. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
| 17. | Kevin J. Lucey | Kevin J. Lucey |
| 18. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Juan Delgado-Moreira | Juan Delgado-Moreira |
| 19. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Paul Yett | Paul Yett |
| 20. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Tara Devlin | Tara Devlin |
| 21. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Andrea Anigati | Andrea Anigati |
| 22. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Michael Kelly | Michael Kelly |
| 23. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Stephen R. Brennan | Stephen R. Brennan |
| 24. | /s/ Lauren Platko, Attorney-in-Fact | /s/ Lauren Platko, Attorney-in-Fact |
|  | Thomas Kerr | Thomas Kerr |

---

*Signature Page to Joint Filing Agreement*

------

---

| | |
|:---|:---|
| 25. | /s/ Lauren Platko, Attorney-in-Fact |
| | David Helgerson |
| 26. | /s/ Lauren Platko, Attorney-in-Fact |
| | Michael Donohue |

---

*Signature Page to Joint Filing Agreement*

## Ex-2

**Form of Lock-Up Agreement**

March 6, 2023

BofA Securities, Inc.

One Bryant Park

New York, New York 10036

Re:&nbsp;&nbsp;&nbsp;&nbsp;Hamilton Lane Incorporated --- Public Offering

Ladies and Gentlemen:

The undersigned understands that BofA Securities, Inc. (the "Underwriter") proposes to enter into an underwriting agreement (the "Underwriting Agreement") with Hamilton Lane Incorporated, a Delaware corporation (the "Company"), Hamilton Lane Advisors, L.L.C., a Pennsylvania limited liability company, and the Selling Stockholder named in the Underwriting Agreement, providing for the public offering (the "Public Offering") by the Underwriter of Class A Common Stock, par value $0.001 per share, of the Company (the "Securities"). Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Underwriting Agreement. References to shares of Common Stock shall be deemed to refer to shares of any class of stock of the Company.

In consideration of the Underwriter's agreement to purchase and make the Public Offering of the Securities, and for other good and valuable consideration receipt of which is hereby acknowledged, the undersigned hereby agrees that, without the prior written consent of the Underwriter, the undersigned will not, during the period beginning on the date of this letter agreement (this "Letter Agreement") and ending 75 days after the date of the prospectus relating to the Public Offering (the "Prospectus") (such period, the "Restricted Period"), (1) offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, or otherwise transfer or dispose of, directly or indirectly, any shares of Common Stock or any securities convertible into or exercisable or exchangeable for Common Stock (including without limitation, Common Stock or such other securities which may be deemed to be beneficially owned by the undersigned in accordance with the rules and regulations of the Securities and Exchange Commission and securities which may be issued upon exercise of a stock option or warrant), or publicly disclose the intention to make any offer, sale, pledge or disposition, (2) enter into any swap or other agreement that transfers, in whole or in part, any of the economic consequences of ownership of the Common Stock or such other securities, whether any such transaction described in clause (1) or (2) above is to be settled by delivery of Common Stock or such other securities, in cash or otherwise or (3) make any demand for or exercise any right with respect to the registration of any shares of Common Stock or any security convertible into or exercisable or exchangeable for Common Stock, in each case other than:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(A) the Securities, if any, to be sold by the undersigned pursuant to the Underwriting Agreement,

Exhibit A-1

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;

------

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(B) transfers of shares of Common Stock or other securities acquired in open market transactions after the completion of the Public Offering,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(C) transfers of shares of Common Stock as a bona fide gift or gifts,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(D) any transfer of shares of Common Stock by will or pursuant to the laws of descent and distribution,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(E) any transfer to the undersigned's spouse, parent, child, sibling, grandchild or first cousin, including any such relationship by marriage or legal adoption (each, an "immediate family member"), or a domestic trust created for the sole benefit of the undersigned or any immediate family member of the undersigned,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(F) any transfer from a trust described in clause (E) above to the undersigned,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(G) the receipt by the undersigned from the Company of shares of Common Stock upon the exercise of options or any transfer of Common Stock or securities convertible into Common Stock to the Company upon the exercise of options to purchase the Company's securities on a "cashless" or "net exercise" basis or for the purpose of satisfying any withholding taxes due as a result of the exercise of such options or the lapse of vesting restrictions; provided, that any such purchased shares of Common Stock or securities convertible into Common Stock and such vested shares of Common Stock will be subject to the restrictions described in this letter agreement,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(H) transfers of shares of Common Stock or any security convertible into or exercisable or exchangeable for Common Stock pursuant to a bona fide third-party tender offer, merger, consolidation or other similar transaction made to all holders of Common Stock involving a "change of control" of the Company; provided, that if such change of control is not consummated, such shares of Common Stock or securities convertible into or exercisable or exchangeable for Common Stock shall remain subject to all of the restrictions set forth in this agreement (for the purposes of this clause (H), a "change of control" being defined as any bona fide third-party tender offer, merger, consolidation or other similar transaction the result of which is that any "person" (as defined in Section 13(d)(3) of the Exchange Act), or group of persons, becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 of the Exchange Act) of 50% of total voting power of the voting stock of the Company),

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(I) the establishment of a trading plan pursuant to Rule 10b5-1 under the Exchange Act for the transfer of shares of Common Stock, *provided* that such plan does not provide for the transfer of Common Stock during the Restricted Period,

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(J) distributions of shares of Common Stock to members, limited partners, affiliates (as defined in Rule 405 promulgated under the Securities Act of 1933, as amended) or stockholders of the undersigned; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(K) transfers of Common Stock or such other securities to the Company or any of its affiliates as permitted under the Exchange Agreement;

<u>provided</u> that in the case of any transfer or distribution pursuant to clause (B) through (J), each recipient, transferee, donee or distributee shall execute and deliver to the Underwriter a lock-up letter in the form of this paragraph; and <u>provided</u>, <u>further</u>, that in the case of any transfer or distribution pursuant to clause (B) through (K), no filing by any party (donor, donee, transferor or transferee) under the Securities Exchange Act of 1934, as amended, or other public announcement shall be required or shall be made voluntarily in connection with such transfer or

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;

------

distribution (other than a filing on (i) a Form 4 or Schedule 13D filed in connection with (w) transfers of shares of Common Stock as a bona fide gift or gifts, (x) the sale of the Securities in the Public Offering, (y) an increase in shares of Common Stock or any securities convertible into or exercisable or exchangeable for Common Stock held by the undersigned, in each case, as required by applicable law or (z) the forfeiture of shares to the Company for purposes of satisfying withholding taxes pursuant to clause (G) above, or (ii) a Form 5, Schedule 13D or Schedule 13G, in each case, in accordance with applicable law, and made after the expiration of the Restricted Period referred to above).

In furtherance of the foregoing, the Company, and any duly appointed transfer agent for the registration or transfer of the securities described herein, are hereby authorized to decline to make any transfer of securities if such transfer would constitute a violation or breach of this Letter Agreement.

The undersigned hereby represents and warrants that the undersigned has full power and authority to enter into this Letter Agreement. All authority herein conferred or agreed to be conferred and any obligations of the undersigned shall be binding upon the successors, assigns, heirs or personal representatives of the undersigned.

The undersigned acknowledges and agrees that the Underwriter has not provided any recommendation or investment advice nor has the Underwriter solicited any action from the undersigned with respect to the Public Offering of the Securities and the undersigned has consulted its own legal, accounting, financial, regulatory and tax advisors to the extent deemed appropriate. The undersigned further acknowledges and agrees that, although the Underwriter may be required or choose to provide certain Regulation Best Interest and Form CRS disclosures to the undersigned in connection with the Public Offering, the Underwriter is not making a recommendation to the undersigned to participate in the Public Offering, enter into this Letter Agreement, or sell any Shares at the price determined in the Public Offering, and nothing set forth in such disclosures is intended to suggest that the Underwriter is making such a recommendation.

The undersigned understands that, if the Underwriting Agreement does not become effective by April 30, 2023, or if the Underwriting Agreement (other than the provisions thereof which survive termination) shall terminate or be terminated prior to payment for and delivery of the Common Stock to be sold thereunder, the undersigned shall be released from all obligations under this Letter Agreement. The undersigned understands that the Underwriter is entering into the Underwriting Agreement and proceeding with the Public Offering in reliance upon this Letter Agreement.

[*Signature page follows*]

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;

------

This Letter Agreement and any claim, controversy or dispute arising under or related to this Letter Agreement shall be governed by and construed in accordance with the laws of the State of New York, without regard to the conflict of laws principles thereof.

Very truly yours,

---

| | |
|:---|:---|
| **IF AN INDIVIDUAL:** | **IF AN ENTITY:** |
| <br>By: <u>___________________________________________</u><br>*&nbsp;&nbsp;&nbsp;&nbsp; (duly authorized signature)* | <br><u>___________________________________________________________</u><br>*(please print complete name of entity)* |
| <br>Name: **____________________**<br>&nbsp;&nbsp;&nbsp;&nbsp;*(please print full name)* | <br>By: <u>______________________________________________</u><br>*&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(duly authorized signature)* |
|  | <br>Name: <u>________________________________________</u><br>&nbsp;&nbsp;&nbsp;&nbsp;*(please print full name)* |
| Address: &nbsp;&nbsp;&nbsp;&nbsp;<br><u>____________________________________________________</u><br>__________________________ | Address:<br>_________________________________________________________<br>____________________________  |
| <br>E-mail: <u>_______________________________________</u> | <br>E-mail: <u>___________________________________________________</u> |

---

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;