# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0001145549-23-007551
**Filing Date:** 2023-2
**Character Count:** 48760
**Document Hash:** 4656a8847f40b0133a8a861f14d480ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-007551.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001145549-23-007551

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10401
- **FILM NUMBER:** 23651356

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### CrossingBridge Responsible Credit Fund (Series ID: S000071658)

| Class ID   | Class Name                                                          | Ticker Symbol   |
|:---|:---|:---|
| C000227081 | CrossingBridge Responsible Credit Fund - Institutional Class Shares | CBRDX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **CrossingBridge Responsible Credit Fund** |  |  |
| **Schedule of Investments** |  |  |
| **December 31, 2022 (Unaudited)** |  |  |
|  | **Face Amount†/** |  |
|  | **Number of Shares** | **Value** |
| **Asset Backed Securities - 6.29%** |  |  |
| **Transportation and Warehousing - 6.29%** |  |  |
| Hawaiian Airlines 2013-1 Class A Pass Through Certificates |  |  |
| &nbsp;&nbsp;&nbsp; 2013-1, 3.900%, 01/15/2026 | 1686819 | 1460284 |
| Total Asset Backed Securities (Cost $1,488,735) |  | 1460284 |
| **Bank Loans - 14.60%** |  |  |
| **Administrative and Support and Waste Management and Remediation Services - 0.43%** |  |  |
| Monitronics International, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 11.915% (Base Rate + 7.500%), 03/29/2024 (a) | 149231 | 100432 |
| **Information - 1.94%** |  |  |
| Cengage Learning, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 7.814% (Base Rate + 4.750%), 07/14/2026 (a) | 498741 | 449724 |
| **Manufacturing - 11.42%** |  |  |
| Crocs, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 7.203% (3 Month LIBOR + 3.500%), 02/19/2029 (a) | 245260 | 240968 |
| Diebold Nixdorf, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 6.625% (1 Month LIBOR + 2.750%), 07/15/2025 (a) | 850000 | 601775 |
| First Brands Group LLC |  |  |
| &nbsp;&nbsp;&nbsp; 9.124% (6 Month LIBOR + 8.500%), 03/30/2027 (a) | 344000 | 325940 |
| Real Alloy |  |  |
| &nbsp;&nbsp;&nbsp; 13.674% (3 Month LIBOR + 10.000%), 05/31/2023 (a)(b) | 1480934 | 1480934 |
|  |  | 2649617 |
| **Retail Trade - 0.81%** |  |  |
| West Marine, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 12.985% (Base Rate + 8.250%), 06/01/2029 (a) | 500000 | 187500 |
| Total Bank Loans (Cost $3,811,874) |  | 3387273 |
| **Commercial Paper - 10.75%** |  |  |
| **Information - 1.90%** |  |  |
| Crown Castle, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 5.164%, 01/17/2023 (c) | 442000 | 440914 |
| **Manufacturing - 5.93%** |  |  |
| Dover Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 4.758%, 01/05/2023 (c) | 510000 | 509613 |
| Eastman Chemical Co. |  |  |
| &nbsp;&nbsp;&nbsp; 4.744%, 01/10/2023 (c) | 442000 | 441380 |
| Jabil, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 5.337%, 01/13/2023 (c) | 425000 | 424158 |
|  |  | 1375151 |
| **Retail Trade - 2.92%** |  |  |
| Walgreens Boots Alliance, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 4.989%, 02/13/2023 (c) | 683000 | 678864 |
| Total Commercial Paper (Cost $2,495,365) |  | 2494929 |
| **Common Stocks - 0.48%** |  |  |
| **Health Care and Social Assistance - 0.48%** |  |  |
| Biote Corp. Founder Shares | 30000 | 111900 |
| Total Common Stocks (Cost $0) |  | 111900 |
| **Convertible Bonds - 0.44%** |  |  |
| **Manufacturing - 0.44%** |  |  |
| Danimer Scientific, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 3.250%, 12/15/2026 (d) | 260000 | 101010 |
| Total Convertible Bonds (Cost $258,960) |  | 101010 |
| **Corporate Bonds - 48.00%** |  |  |
| **Construction - 5.92%** |  |  |
| Five Point Operating Co LP / Five Point Capital Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 7.875%, 11/15/2025 (d) | 1110000 | 934843 |
| Schletter International BV |  |  |
| &nbsp;&nbsp;&nbsp; 7.462% (3 Month EURIBOR + 6.750%), 09/12/2025 (a)(e)(f) | 400000 | 438225 |
|  |  | 1373068 |
| **Finance and Insurance - 5.57%** |  |  |
| Icahn Enterprises LP / Icahn Enterprises Finance Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 4.750%, 09/15/2024 | 225000 | 216201 |
| StoneX Group, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 8.625%, 06/15/2025 (d) | 1063000 | 1075490 |
|  |  | 1291691 |
| **Information - 8.46%** |  |  |
| American Greetings Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 8.750%, 04/15/2025 (d) | 81000 | 77943 |
| Calligo UK Ltd. |  |  |
| &nbsp;&nbsp;&nbsp; 10.628% (3 Month EURIBOR + 8.500%), 12/29/2024 (a)(e)(f) | 100000 | 102495 |
| Clear Channel International BV |  |  |
| &nbsp;&nbsp;&nbsp; 6.625%, 08/01/2025 (d)(e) | 542000 | 518035 |
| Connect Finco SARL / Connect US Finco LLC |  |  |
| &nbsp;&nbsp;&nbsp; 6.750%, 10/01/2026 (d)(e) | 400000 | 371528 |
| Go North Group AB |  |  |
| &nbsp;&nbsp;&nbsp; 13.763% (3 Month STIBOR + 12.000%), 07/15/2025 (a)(e)(g) | 5000000 | 479164 |
| INNOVATE Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 8.500%, 02/01/2026 (d) | 460000 | 330920 |
| Tigo Energy, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 5.500%, 01/15/2025 (d) | 83333 | 82168 |
|  |  | 1962253 |
| **Manufacturing - 11.77%** |  |  |
| Chobani LLC / Chobani Finance Corp, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 7.500%, 04/15/2025 (d) | 321000 | 313081 |
| Fiven ASA |  |  |
| &nbsp;&nbsp;&nbsp; 8.913% (3 Month EURIBOR + 6.850%), 06/21/2024 (a)(e)(f) | 1500000 | 1581584 |
| G-III Apparel Group Ltd. |  |  |
| &nbsp;&nbsp;&nbsp; 7.875%, 08/15/2025 (d) | 137000 | 128000 |
| InfraBuild Australia Pty Ltd. |  |  |
| &nbsp;&nbsp;&nbsp; 12.000%, 10/01/2024 (d)(e) | 453000 | 440094 |
| LR Global Holding GmbH |  |  |
| &nbsp;&nbsp;&nbsp; 9.204% (3 Month EURIBOR + 7.250%), 02/03/2025 (a)(e)(f) | 300000 | 269752 |
|  |  | 2732511 |
| **Mining, Quarrying, and Oil and Gas Extraction - 3.65%** |  |  |
| Aker ASA |  |  |
| &nbsp;&nbsp;&nbsp; 5.980% (3 Month NIBOR + 2.750%), 09/27/2027 (a)(e)(h) | 3500000 | 361107 |
| Copper Mountain Mining Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 8.000%, 04/09/2026 (e) | 519180 | 485433 |
|  |  | 846540 |
| **Professional, Scientific, and Technical Services - 2.56%** |  |  |
| Getty Images, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 9.750%, 03/01/2027 (d) | 600000 | 593186 |
| **Retail Trade - 1.03%** |  |  |
| Anagram International Inc / Anagram Holdings LLC |  |  |
| &nbsp;&nbsp;&nbsp; 15.000%, 08/15/2025 (d) | 250000 | 239249 |
| **Transportation and Warehousing - 4.51%** |  |  |
| Golar LNG Ltd. |  |  |
| &nbsp;&nbsp;&nbsp; 7.000%, 10/20/2025 (e) | 268000 | 266660 |
| Seaspan Corp. |  |  |
| &nbsp;&nbsp;&nbsp; 6.500%, 02/05/2024 (e) | 500000 | 500000 |
| XPO CNW, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 6.700%, 05/01/2034 | 315000 | 280339 |
|  |  | 1046999 |
| **Utilities - 3.54%** |  |  |
| IEA Energy Services LLC |  |  |
| &nbsp;&nbsp;&nbsp; 6.625%, 08/15/2029 (d) | 868000 | 822137 |
| **Wholesale Trade - 0.99%** |  |  |
| United Natural Foods, Inc. |  |  |
| &nbsp;&nbsp;&nbsp; 6.750%, 10/15/2028 (d) | 240000 | 230983 |
| Total Corporate Bonds (Cost $11,256,013) |  | 11138617 |
| **Special Purpose Acquisition Companies - 2.13%** |  |  |
| Authentic Equity Acquisition Corp. (e)(i) | 31000 | 313565 |
| AxonPrime Infrastructure Acquisition Corp. Founder Shares (b)(i)(j) | 1000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;44 |
| Enterprise 4.0 Technology Acquisition Corp. (e)(i) | 1351 | 13902 |
| Global Technology Acquisition Corp. I (e)(i) | 242 | 2488 |
| Goldenstone Acquisition Ltd. (i) | 8333 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85163 |
| Iconic Sports Acquisition Corp. (e)(i) | 7573 | 78418 |
| Total Special Purpose Acquisition Companies (Cost $471,872) |  | 493580 |
| **Money Market Funds - 9.05%** |  |  |
| First American Government Obligations Fund - Class X, 4.105% (k) | 1049788 | 1049788 |
| First American Treasury Obligations Fund - Class X, 4.197% (k) | 1049787 | 1049787 |
| Total Money Market Funds (Cost $2,099,575) |  | 2099575 |
| **Total Investments (Cost $21,882,394) - 91.74%** |  | **21287168** |
| **Other Assets in Excess of Liabilities - 8.26%** |  | **1917274** |
| **Total Net Assets - 100.00%** |  | $**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;23204442** |

---

---

| |
|:---|
| Percentages are stated as a percent of net assets. |
| † Face amount in U.S. Dollar unless otherwise indicated. |
| (a) Variable rate security. The rate shown represents the rate at December 31, 2022. |
| (b) Security valued using unobservable inputs. |
| (c) The rate shown is the effective yield. |
| (d) Securities issued pursuant to Rule 144A under the Securities Act of 1933 and Regulation S under the Securities Act of 1933. Aggregate value of |
| these securities is $6,258,667 or 26.97% of Fund's net assets. |
| (e) Foreign issued security. |
| (f) Principal amount denominated in Euros. |
| (g) Principal amount denominated in Swedish Krona. |
| (h) Principal amount denominated in Norwegian Krone. |
| (i) Non-income producing security. |
| (j) Illiquid security. |
| (k) Seven day yield as of December 31, 2022. |
| Definitions: |
| EURIBOR – Euro-Interbank Offer Rate is a reference rate expressing the average interest rate at which eurozone banks offer unsecured short-term lending |
| on the interbank market. |
| LIBOR – London Interbank Offer Rate is a benchmark rate at which banks offer to lend funds to one another in the international interbank market |
| for short-term loans. |
| NIBOR – Norwegian Interbank Offer Rate is a collective term for Norwegian money market rates at different maturities. It is intended to reflect the interest |
| rate level a bank require for unsecured money market lending in Norwegian Krone to another bank. |
| STIBOR – Stockholm Interbank Offer Rate is a reference rate that shows the average interest rate at which a number of active banks on the Swedish |
| money market are willing to lend to one another, without collateral, at different maturities. |

---

------

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **CrossingBridge Responsible Credit Fund** | **CrossingBridge Responsible Credit Fund** | **CrossingBridge Responsible Credit Fund** | |  | | |
| **Schedule of Forward Currency Exchange Contracts** | **Schedule of Forward Currency Exchange Contracts** | **Schedule of Forward Currency Exchange Contracts** | **Schedule of Forward Currency Exchange Contracts** |  | | |
| **December 31, 2022 (Unaudited)** | **December 31, 2022 (Unaudited)** | **December 31, 2022 (Unaudited)** | |  | | |
| **Settlement** <br> **Date** | **Counterparty** | **Currency to be** <br> **Delivered** | **USD Value at** <br> **December 31, 2022** | **Currency to be**<br> **Received** | **USD Value at**<br> **December 31, 2022** | **Unrealized**<br> **Appreciation / (Depreciation)** |
| 1/13/2023 | U.S. Bank | 2,211,000 EUR | $2369156 | 2,337,867 USD | $2337867 | $(31289) |
| 1/13/2023 | U.S. Bank | 3,562,000 NOK | 363808 | 357,997 USD | 357997 | (5811) |
| 1/13/2023 | U.S. Bank | 5,110,000 SEK | 490125 | 496,768 USD | 496768 | 6643 |
|  |  |  | $3223089 |  | $3192632 | $(30457) |
| EUR - Euro |  |  |  |  |  |  |
| NOK - Norwegian Krone | NOK - Norwegian Krone |  |  |  |  |  |
| SEK - Swedish Krona | SEK - Swedish Krona |  |  |  |  |  |
| USD - U.S. Dollars | USD - U.S. Dollars |  |  |  |  |  |

---

------

---

| |
|:---|
| **<u>Organization</u>** |
| Trust for Professional Managers (the "Trust") was organized as a Delaware statutory trust under a Declaration of Trust dated May 29, 2001. The Trust is registered |
| under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end management investment company. The CrossingBridge Funds (the |
| "Funds") are comprised of the CrossingBridge Low Duration High Yield Fund, the CrossingBridge Responsible Credit Fund, the CrossingBridge Ultra-Short Duration |
| Fund (collectively, the "Mutual Funds") and the CrossingBridge Pre-Merger SPAC ETF (the "ETF"), each representing a distinct diversified series with its own |
| investment objective and policies within the Trust. The investment objective of the CrossingBridge Low Duration High Yield Fund is to seek high current income and |
| capital appreciation consistent with the preservation of capital. The investment objective of the CrossingBridge Responsible Credit Fund is to seek high current |
| income and capital appreciation consistent with the preservation of capital. The investment objective of the CrossingBridge Ultra-Short Duration Fund is to offer a |
| higher yield than cash instruments while maintaining a low duration. The CrossingBridge Low Duration High Yield Fund commenced investment operations on |
| February 1, 2018. The Fund has registered both an Investor Class and Institutional Class of shares. During the fiscal quarter ended December 31, 2022, only the |
| Institutional Class was operational. Both the CrossingBridge Responsible Credit Fund and CrossingBridge Ultra-Short Duration Fund commenced investment |
| operations on June 30, 2021. Both Funds registered only an Institutional Class of shares. The investment objective of the CrossingBridge Pre-Merger SPAC ETF is to |
| provide total returns consistent with the preservation of capital. The ETF commenced investment operations on September 20, 2021. Costs incurred by the Funds in |
| connection with the organization, registration and the initial public offering of shares were paid by CrossingBridge Advisors, LLC ("the Adviser"), the Funds' |
| investment adviser. The Trust may issue an unlimited number of shares of beneficial interest at $0.001 par value. The Funds are investment companies and |
| accordingly follow the investment company accounting and reporting guidance of the Financial Accounting Standards Board ("FASB") Accounting Standards |
| Codification Topic 946 "Financial Services – Investment Companies." |
| **<u>Significant Accounting Policies</u>** |
| The following is a summary of significant accounting policies consistently followed by the Fund in the preparation of the financial statements. These policies are in |
| conformity with generally accepted accounting principles in the United States of America ("GAAP"). |
| **<u>Investment Valuation</u>** |
| Each security owned by the Fund that is listed on a securities exchange, including Special Purpose Acquisition Companies ("SPACs"), is valued at its last sale price on that |
| exchange on the date as of which assets are valued. Bank loans are valued at prices supplied by an approved independent pricing service ("Pricing Service"), if available, |
| and otherwise will be valued at the most recent bid quotations or evaluated prices, as applicable, based on quotations or prices obtained from one or more broker-dealers |
| known to follow the issue. |
| If the security is listed on more than one exchange, the Fund will use the price of the exchange that the Fund generally considers to be the principal exchange on |
| which the security is traded. Portfolio securities listed on the NASDAQ Stock Market, LLC ("NASDAQ") will be valued at the NASDAQ Official Closing Price, which may |
| not necessarily represent the last sale price. If there has been no sale on such exchange or on NASDAQ on such day, the security is valued at the mean between the |
| most recent bid and asked prices on such day or the security shall be valued at the latest sales price on the "composite market" for the day such security is being |
| valued. The composite market is defined as a consolidation of the trade information provided by national securities and foreign exchanges and over-the-counter |
| markets as published by a Pricing Service. |
| Foreign securities will be priced in their local currencies as of the close of their primary exchange or market or as of the time the Fund calculates its NAV, whichever |
| is earlier. Foreign securities, currencies and other assets denominated in foreign currencies are then translated into U.S. dollars at the exchange rate of such |
| currencies against the U.S. dollar, as provided by an approved Pricing Service or reporting agency. All assets denominated in foreign currencies will be converted |
| into U.S. dollars using the applicable currency exchange rates as of the close of the New York Stock Exchange ("NYSE"), generally 4:00 p.m. Eastern Time. |
| Forward currency contracts are valued at the mean between the bid and asked prices by an approved Pricing Service. |
| Debt securities, including corporate bonds, bank loans, commercial paper, and short-term debt instruments having a maturity of 60 days or less, are valued at the |
| mean in accordance with prices supplied by an approved Pricing Service. Pricing Services may use various valuation methodologies such as the mean between the |
| bid and the asked prices, matrix pricing and other analytical pricing models as well as market transactions and dealer quotations. If a price is not available from a |
| Pricing Service, the most recent quotation obtained from one or more broker-dealers known to follow the issue will be obtained. Quotations will be valued at the |
| mean between the bid and the offer. Any discount or premium is accreted or amortized using constant yield method over the life of the security. |
| Money market funds are valued at cost. If cost does not represent current market value the securities will be priced at fair value. |
| SPAC Founders Shares, received as part of the initial public offering process, will be valued initially in line with the publicly traded warrants, which typically have no value |
| prior to the warrants being separated from the SPAC common shares. Upon a de-SPAC transaction, the valuation of the Founders Shares may be updated to reflect |
| more current circumstances and inputs, including the value of the publicly traded warrants or the value of the publicly traded common shares, and may include a |
| discount to reflect any restrictions associated with the Founders Shares. |
| Redeemable securities issued by open-end, registered investment companies are valued at the NAVs of such companies for purchase and/or redemption orders |
| placed on that day. All exchange-traded funds are valued at the last reported sale price on the exchange on which the security is principally traded. |
| If market quotations are not readily available, a security or other asset will be valued at its fair value in accordance with Rule 2a-5 of the 1940 Act as determined under the |
| Adviser's fair value pricing procedures, subject to oversight by the Board of Trustees. These fair value pricing procedures will also be used to price a security when |
| corporate events, events in the securities market and/or world events cause the Adviser to believe that a security's last sale price may not reflect its actual fair market value. |
| The intended effect of using fair value pricing procedures is to ensure that the Fund is accurately priced. The Board of Trustees will regularly evaluate whether the Fund's |
| fair value pricing procedures continue to be appropriate in light of the specific circumstances of the Fund and the quality of prices obtained through the application of such |
| procedures by the Adviser. |
| FASB Accounting Standards Codification, "Fair Value Measurements and Disclosures" Topic 820 ("ASC 820"), establishes an authoritative definition of fair value and |
| sets out a hierarchy for measuring fair value. ASC 820 requires an entity to evaluate certain factors to determine whether there has been a significant decrease in |
| volume and level of activity for the security such that recent transactions and quoted prices may not be determinative of fair value and further analysis and |
| adjustment may be necessary to estimate fair value. ASC 820 also requires enhanced disclosure regarding the inputs and valuation techniques used to measure fair |
| value in those instances as well as expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below: |
| Level 1 – Quoted prices in active markets for identical securities. |
| Level 2 – Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). |
| Level 3 – Significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). |
| The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. |
| The following is a summary of the inputs used to value the Funds investments carried at fair value as of December 31, 2022: |

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| | | | | |
|:---|:---|:---|:---|:---|
| **CrossingBridge Responsible Credit Fund** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets<sup>(1)</sup>:** | | | | |
| &nbsp;&nbsp;&nbsp;&nbsp;Asset Backed Securities | $- | $1460284 | $- | $1460284 |
| &nbsp;&nbsp;&nbsp;&nbsp;Bank Loans | - | 1906339 | 1480934 | 3387273 |
| &nbsp;&nbsp;&nbsp;&nbsp;Commercial Paper | - | 2494929 | - | 2494929 |
| &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | 111900 | - | - | 111900 |
| &nbsp;&nbsp;&nbsp;&nbsp;Convertible Bonds | - | 101010 | - | 101010 |
| &nbsp;&nbsp;&nbsp;&nbsp;Corporate Bonds | - | 11138617 | - | 11138617 |
| &nbsp;&nbsp;&nbsp;&nbsp;Special Purpose Acquisition Companies | 101553 | 391983 | 44 | 493580 |
| &nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | 2099575 | - | - | 2099575 |
| **Total Assets** | $2313028 | $17493162 | $1480978 | $21287168 |
| **Other Financial Instruments<sup>(2)</sup>:** |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Forward Currency Exchange Contracts | $- | $(30457) | $- | $(30457) |
| **Total Other Financial Instruments** | $- | $(30457) | $- | $(30457) |
| <sup>(1)</sup> See the Fund's Schedule of Investments for industry classifications. | <sup>(1)</sup> See the Fund's Schedule of Investments for industry classifications. |  |  |  |
| <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized | <sup>(2)</sup> Other financial instruments are forward currency exchange contracts not included in the Schedule of Investments, which are reflected at the net unrealized |
| &nbsp;&nbsp;&nbsp;&nbsp;appreciation (depreciation) on the instrument. |  |  |  |  |
| The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: | The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: | The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: | The following is a reconciliation of Level 3 assets in the Funds for which significant unobservable inputs were used to determine fair value: |  |

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---

| | | |
|:---|:---|:---|
| **CrossingBridge Responsible Credit Fund** | | |
|  | **<u>Bank Loans</u>** | **<u>Special Purpose</u>** <br> **<u>Acquisition Companies</u>** |
| Beginning Balance - October 1, 2022 | $1480934 | $147 |
| Purchases | - | - |
| Sales | - | - |
| Realized gains | - | - |
| Realized losses | - | - |
| Change in unrealized appreciation (depreciation) | - | (103) |
| Transfer in/(out) of Level 3 | - | - |
| Ending Balance - December 31, 2022 | $1480934 | $44 |

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The following table represents additional information about valuation methodologies and inputs used for investments that are measured at fair value and <br> categorized within Level 3 as of December 31, 2022:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **CrossingBridge Responsible Credit Fund** |  |  |  |  |
| **Description** | **Fair Value December 31, 2022** | **Valuation Methodologies** | **Unobservable Input** | **Range/Weighted Average Unobservable Input** |
| Bank Loans\* | $1480934 | Vendor pricing | Broker quotes | $100.00 |
| Special Purpose Acquisition Companies\*\* | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44 | Company-specific information | Market assessment | $0-$1 |
| \* Table presents information for one security, which has been valued at $100.00 throughout the period. | \* Table presents information for one security, which has been valued at $100.00 throughout the period. | \* Table presents information for one security, which has been valued at $100.00 throughout the period. |  |  |
| \*\* Table presents information for one security, which has been valued between $0.02 and $0.18 throughout the period. | \*\* Table presents information for one security, which has been valued between $0.02 and $0.18 throughout the period. | \*\* Table presents information for one security, which has been valued between $0.02 and $0.18 throughout the period. | \*\* Table presents information for one security, which has been valued between $0.02 and $0.18 throughout the period. |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Trust for Professional Managers

- **b. Investment Company Act file number:** 811-10401

- **c. CIK number of Registrant:** 0001141819

- **d. LEI of Registrant:** 549300O1N816L3GGRD45

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 513-629-8104

**Item A.2. Information about the Series.**

- **a. Name of Series:** CrossingBridge Responsible Credit Fund

- **b. EDGAR series identifier (if any):** S000071658

- **c. LEI of Series:** 5493004P0C1R69YV6G05

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $23396947.04

**Total Liabilities:** $311651.43

**Net Assets:** $23085295.61

**Cash Not Reported:** $1673685.98

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 14.190000000000 | **1-Year:** 263.100000000000 | **5-Year:** 48.080000000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 1717.690000000000 | **1-Year:** 563.470000000000 | **5-Year:** 327.680000000000 | **10-Year:** 195.840000000000 | **30-Year:** 13.910000000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000227081 | 0.86%                | 0.44%                | 0.67%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $25711.34                | $97515.54                                  |
| Month 2  | $-105919.55              | $311845.52                                 |
| Month 3  | $73455.94                | $-54076.42                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| LR GLOBAL HOLDING              | LR Global Holding GmbH                                       | CUSIP: BN6772238<br>LEI: 529900YM1HDMG9MCJD66 | Long             | DBT              | CORP              | DE        |    300000 | PA      | $269752.41    | 1.17%             | 2025-02-03      | Floating      | 9.20%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LTD                  | Golar LNG Ltd                                                | CUSIP: BR7245524<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |    268000 | PA      | $266660.00    | 1.16%             | 2025-10-20      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| FIVEN AS                       | Fiven ASA                                                    | CUSIP: BQ0223843<br>LEI: 549300Z4VK4GSH1X0129 | Long             | DBT              | CORP              | NO        |   1500000 | PA      | $1581584.05   | 6.85%             | 2024-06-21      | Floating      | 8.91%                 | No            |                  2 | On Loan: No      |
| Biote Corp                     | Biote Corp                                                   | CUSIP: 090683103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30000 | NS      | $111900.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN GREETINGS CORP        | American Greetings Corp                                      | CUSIP: 026375AR6<br>LEI: 549300WMJOT8C9DNMF90 | Long             | DBT              | CORP              | US        |     81000 | PA      | $77943.06     | 0.34%             | 2025-04-15      | Fixed         | 8.75%                 | No            |                  2 | On Loan: No      |
| ANA INTL/ANA HOLD              | Anagram International Inc / Anagram Holdings LLC             | CUSIP: 03254TAA1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    250000 | PA      | $239248.75    | 1.04%             | 2025-08-15      | Fixed         | 15.00%                | No            |                  2 | On Loan: No      |
| XPO CNW INC                    | XPO CNW Inc                                                  | CUSIP: 12612WAB0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    315000 | PA      | $280338.98    | 1.21%             | 2034-05-01      | Fixed         | 6.70%                 | No            |                  2 | On Loan: No      |
| CHOBANI LLC/FINANCE CORP       | Chobani LLC / Chobani Finance Corp Inc                       | CUSIP: 17027NAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    321000 | PA      | $313080.93    | 1.36%             | 2025-04-15      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| CLEAR CHANNEL INTL BV          | Clear Channel International BV                               | CUSIP: 18452MAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | NL        |    542000 | PA      | $518035.01    | 2.24%             | 2025-08-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| CONNECT FINCO SARL/CONNE       | Connect Finco SARL / Connect US Finco LLC                    | CUSIP: 20752TAA2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    400000 | PA      | $371527.81    | 1.61%             | 2026-10-01      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| CROWN CASTLE INC.              | Crown Castle Inc                                             | CUSIP: 22823QNH0<br>LEI: 54930012H97VSM0I2R19 | Long             | STIV             | CORP              | US        |    442000 | PA      | $440914.23    | 1.91%             | 2023-01-17      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| DANIMER SCIENTIFIC INC         | Danimer Scientific Inc                                       | CUSIP: 236272AA8<br>LEI: 549300L6Q02MAX72BH35 | Long             | DBT              | CORP              | US        |    260000 | PA      | $101010.00    | 0.44%             | 2026-12-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| DOVER CORP                     | Dover Corp                                                   | CUSIP: 26000MN51<br>LEI: 549300FMC2ALGA7N9E80 | Long             | STIV             | CORP              | US        |    510000 | PA      | $509612.74    | 2.21%             | 2023-01-05      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| EASTMAN CHEMICAL CO            | Eastman Chemical Co                                          | CUSIP: 27743KNA4<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | STIV             | CORP              | US        |    442000 | PA      | $441380.10    | 1.91%             | 2023-01-10      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| First American Treasury Obliga | First American Treasury Obligations Fund                     | CUSIP: 31846V328<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   1049788 | NS      | $1049787.53   | 4.55%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | EUR/USD FWD 20230113                                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-31288.93    | -0.14%            |  |  |  | No            |                  2 | On Loan: No      |
| Authentic Equity Acquisition C | Authentic Equity Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     31000 | NS      | $313565.00    | 1.36%             |  |  |  | No            |                  2 | On Loan: No      |
| Enterprise 4.0 Technology Acqu | Enterprise 4.0 Technology Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1351 | NS      | $13901.79     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Technology Acquisition  | Global Technology Acquisition Corp I                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       242 | NS      | $2487.76      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Iconic Sports Acquisition Corp | Iconic Sports Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |      7573 | NS      | $78418.42     | 0.34%             |  |  |  | No            |                  2 | On Loan: No      |
| DIEBOLD INC                    | Diebold Nixdorf Inc                                          | CUSIP: 25365EAM7<br>LEI: 549300XZK6EWDBAZSY16 | Long             | LON              | CORP              | US        |   1000000 | PA      | $707970.00    | 3.07%             | 2023-11-06      | Floating      | 6.06%                 | No            |                  2 | On Loan: No      |
| MONITRONICS INTERNATIONA       | Monitronics International Inc                                | CUSIP: 60945HAB0<br>LEI: SCAKOG18M6QWWML8YF46 | Long             | LON              | CORP              | US        |    149231 | PA      | $100432.30    | 0.44%             | 2024-03-29      | Floating      | 11.91%                | No            |                  2 | On Loan: No      |
| RISING TIDE HOLDINGS INC       | Rising Tide Holdings Inc                                     | CUSIP: 76770EAF4<br>LEI: 254900T03WM6VU0KWL83 | Long             | LON              | CORP              | US        |    500000 | PA      | $187500.00    | 0.81%             | 2029-06-01      | Floating      | 12.98%                | No            |                  2 | On Loan: No      |
| CENGAGE LEARNING INC           | Cengage Learning Inc                                         | CUSIP: 15134NAF3<br>LEI: 549300BYGM0FWUSVXJ88 | Long             | LON              | CORP              | US        |    498741 | PA      | $449724.33    | 1.95%             | 2026-07-14      | Floating      | 7.81%                 | No            |                  2 | On Loan: No      |
| CROCS INC                      | Crocs Inc                                                    | CUSIP: 22704NAD4<br>LEI: 549300B0J6YCXD63OG72 | Long             | LON              | CORP              | US        |    245260 | PA      | $240967.93    | 1.04%             | 2029-02-19      | Floating      | 7.73%                 | No            |                  2 | On Loan: No      |
| FIRST BRANDS GROUP T/L (12/22) | First Brands Group, LLC, Senior Secured First Lien Term Loan | CUSIP: 31935HAG2<br>LEI: N/A                  | Long             | LON              | CORP              | US        |    344000 | PA      | $325940.00    | 1.41%             | 2027-03-30      | Floating      | 9.12%                 | No            |                  2 | On Loan: No      |
| CALLIGO UK LTD                 | Calligo UK Ltd                                               | CUSIP: BT0607353<br>LEI: 549300ZTMDJ5UKV05P96 | Long             | DBT              | CORP              | GB        |    100000 | PA      | $102495.21    | 0.44%             | 2024-12-29      | Floating      | 10.63%                | No            |                  2 | On Loan: No      |
| SCHLETTER INTRNAL BV           | Schletter International BV                                   | CUSIP: BY6594190<br>LEI: 894500QVVLBQRQQ3KD81 | Long             | DBT              | CORP              | NL        |    400000 | PA      | $438224.62    | 1.90%             | 2025-09-12      | Floating      | 8.74%                 | No            |                  2 | On Loan: No      |
| AKER ASA                       | Aker ASA                                                     | CUSIP: BZ1840694<br>LEI: 5967007LIEEXZXJ10071 | Long             | DBT              | CORP              | NO        |   3500000 | PA      | $361107.20    | 1.56%             | 2027-09-27      | Floating      | 5.98%                 | No            |                  2 | On Loan: No      |
| N/A                            | NOK/USD FWD 20230113                                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-5810.71     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| REAL2L                         | REAL2L                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | US        |   1480934 | PA      | $1480933.95   | 6.42%             | 2023-05-31      | Floating      | 13.67%                | No            |                  3 | On Loan: No      |
| GO NORTH GROUP AB              | Go North Group AB                                            | CUSIP: BX4528861<br>LEI: 636700UB68QRCB53V204 | Long             | DBT              | CORP              | SE        |   5000000 | PA      | $479163.57    | 2.08%             | 2025-07-15      | Floating      | 13.76%                | No            |                  2 | On Loan: No      |
| N/A                            | SEK/USD FWD 20230113                                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $6642.47      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund                   | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   1049788 | NS      | $1049787.53   | 4.55%             |  |  |  | No            |                  1 | On Loan: No      |
| FIVE POINT OP CO LP/FIVE       | Five Point Operating Co LP / Five Point Capital Corp         | CUSIP: 33834YAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1110000 | PA      | $934843.14    | 4.05%             | 2025-11-15      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| G-III APPAREL GROUP LTD        | G-III Apparel Group Ltd                                      | CUSIP: 36237HAA9<br>LEI: 529900O5KABM3R3SFM87 | Long             | DBT              | CORP              | US        |    137000 | PA      | $127999.99    | 0.55%             | 2025-08-15      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| GETTY IMAGES INC               | Getty Images Inc                                             | CUSIP: 374276AJ2<br>LEI: 5493005NV20IG4VEKZ40 | Long             | DBT              | CORP              | US        |    600000 | PA      | $593186.39    | 2.57%             | 2027-03-01      | Fixed         | 9.75%                 | No            |                  2 | On Loan: No      |
| Goldenstone Acquisition Ltd    | Goldenstone Acquisition Ltd                                  | CUSIP: 38136Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8333 | NS      | $85163.26     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVATE CORP                  | INNOVATE Corp                                                | CUSIP: 404139AJ6<br>LEI: 549300S6O246JWQQ1K58 | Long             | DBT              | CORP              | US        |    460000 | PA      | $330920.06    | 1.43%             | 2026-02-01      | Fixed         | 8.50%                 | No            |                  2 | On Loan: No      |
| HAWAIIAN AIRLINES 13-1A        | Hawaiian Airlines 2013-1 Class A Pass Through Certificates   | CUSIP: 419838AA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1686819 | PA      | $1460284.17   | 6.33%             | 2026-01-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| ICAHN ENTERPRISES/FIN          | Icahn Enterprises LP / Icahn Enterprises Finance Corp        | CUSIP: 451102BW6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    225000 | PA      | $216200.51    | 0.94%             | 2024-09-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| IEA ENERGY SERVICES LLC        | IEA Energy Services LLC                                      | CUSIP: 45174AAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    868000 | PA      | $822136.70    | 3.56%             | 2029-08-15      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| INFRABUILD AUSTRALIA PTY       | Infrabuild Australia Pty Ltd                                 | CUSIP: 45682RAA8<br>LEI: 549300W2CPB5W6GFH859 | Long             | DBT              | CORP              | AU        |    453000 | PA      | $440094.03    | 1.91%             | 2024-10-01      | Fixed         | 12.00%                | No            |                  2 | On Loan: No      |
| STONEX GROUP INC               | StoneX Group Inc                                             | CUSIP: 46116VAE5<br>LEI: 549300JUF07L8VF02M60 | Long             | DBT              | CORP              | US        |   1063000 | PA      | $1075490.25   | 4.66%             | 2025-06-15      | Fixed         | 8.62%                 | No            |                  2 | On Loan: No      |
| JABIL INC                      | Jabil Inc                                                    | CUSIP: 46652MND3<br>LEI: 5493000CGCQY2OQU7669 | Long             | STIV             | CORP              | US        |    425000 | PA      | $424157.74    | 1.84%             | 2023-01-13      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| TIGO ENERGY INC                | Tigo Energy Inc                                              | CUSIP: 88675PAD5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |     83333 | PA      | $82168.08     | 0.36%             | 2025-01-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| UNITED NATURAL FOODS INC       | United Natural Foods Inc                                     | CUSIP: 911163AA1<br>LEI: 549300GKGW6WPZ282D40 | Long             | DBT              | CORP              | US        |    240000 | PA      | $230983.20    | 1.00%             | 2028-10-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| WALGREENS BOOTS ALLIANCE       | Walgreens Boots Alliance Inc                                 | CUSIP: 93142XPD7<br>LEI: 549300RPTUOIXG4LIH86 | Long             | STIV             | CORP              | US        |    683000 | PA      | $678863.58    | 2.94%             | 2023-02-13      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| AXONPRIME INFRASTRUCTURE-A     | AxonPrime Infrastructure Acquisition Corp                    | CUSIP: 05467C116<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1000 | NS      | $43.60        | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SEASPAN CORP                   | Seaspan Corp                                                 | CUSIP: BN6725160<br>LEI: 5493007Z8Q1H45KT7W98 | Long             | DBT              | CORP              | MH        |    500000 | PA      | $500000.00    | 2.17%             | 2024-02-05      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| COPPER MOUNTAIN MINING C       | Copper Mountain Mining Corp                                  | CUSIP: BO8204600<br>LEI: 5493006C53WJSL5MMV91 | Long             | DBT              | CORP              | CA        |    519180 | PA      | $485433.31    | 2.10%             | 2026-04-09      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-25

**Name of Applicant:** Trust for Professional Managers

**Signature:** /s/ John Buckel

**Name of Signer:** John Buckel

**Title:** President