# EDGAR Filing Document

**Accession Number:** 0001703079
**File Stem:** 0001213900-25-074558
**Filing Date:** 2025-8
**Character Count:** 10639
**Document Hash:** 4c725e06fa4961b252f235b71a0cd456
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-074558.hdr.sgml**: 20250812

**ACCESSION NUMBER**: 0001213900-25-074558

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250812

**DATE AS OF CHANGE**: 20250811

**EFFECTIVENESS DATE**: 20250812

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** XAI Octagon Floating Rate & Alternative Income Trust
- **CENTRAL INDEX KEY:** 0001703079

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23247
- **FILM NUMBER:** 251203753

**BUSINESS ADDRESS:**
- **STREET 1:** 321 NORTH CLARK STREET #2430
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60654
- **BUSINESS PHONE:** (312) 374-6930

**MAIL ADDRESS:**
- **STREET 1:** 321 NORTH CLARK STREET #2430
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60654

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XAI Octagon Floating Rate & Alternative Income Term Trust
- **DATE OF NAME CHANGE:** 20170901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XAI Octagon Floating Rate Alternative Income Term Trust
- **DATE OF NAME CHANGE:** 20170714

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XAI Octagon Floating Rate Income & Credit Alternative Trust
- **DATE OF NAME CHANGE:** 20170406

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001703079

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Registered Management Investment Company

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** XAI Octagon Floating Rate  Alternative Income Trust

**Address:** 321 N. CLARK STREET, CHICAGO, IL 60654

**Telephone number:** 312-374-6930

**Name of agent for service:** Benjamin D. McCulloch, Esq.

**Agent Address:** XA Investments LLC, Chicago, IL 60654

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 811-23247

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300XT617P63BLW552

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [x] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER   | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         | VOTE CATEGORY      |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Xplore Inc.      | C8614YAD5 | 09/11/2024     | Debt restructuring matters: RESOLVED, that: 1. An arrangement (as the same may be, or may have been, amended, modified or supplemented, the “Arrangement”) pursuant to Section 192 of the Canada Business Corporations Act (the “CBCA”) of Xplore Inc. and 16029167 Canada Inc. (the “Applicants”), and involving Stonepeak Falcon Holdings Inc. and Stonepeak Falcon Guarantor Inc. (collectively with the Applicants, the “Xplore Parties” and each an “Xplore Party”), as more particularly described in the Disclosure Statement of the Company (the “Disclosure Statement”) and as set forth in the Plan of Arrangement included as Appendix C to the Disclosure Statement, be and is hereby authorized, approved and adopted. 2. Notwithstanding the passing of this resolution or the passing of similar resolutions or the approval of the Court, the board of directors of Xplore Inc., without further notice to, or approval of, the Secured Debtholders, is hereby authorized and empowered to (A) amend the Plan of Arrangement, to be extent permitted by the Plan of Arrangement and the Interim Order, or (B) determine not to proceed with the Arrangement at any time prior to the Arrangement becoming effective pursuant to its terms. 3. Any one director or officer of the applicable Xplore Party be and is hereby authorized and directed, for and on behalf of such Xplore Party (whether under corporate seal or otherwise), to execute and deliver, or cause to be executed and delivered, articles of arrangement and any and all other documents, agreements and instruments and to perform, or cause to be performed, all such other acts and things, as in such person's opinion may be necessary or desirable to give full effect to these resolutions and the matters authorized hereby, including the transactions required and/or contemplated by the Arrangement and the Recapitalization Term Sheet, such determination to be conclusively evidenced by the execution and delivery of such documents or other instruments or the doing of any such act or thing. 4. Notwithstanding the foregoing, the directors of Xplore Inc. are hereby authorized, without further approval of or notice to the holders of the Secured Debt, to revoke this special resolution. | CAPITAL STRUCTURE  |         138150 |                0 | FOR         |                                   138150 | FOR                         |  |
| JOANN INC.       | 47768J200 | 10/22/2024     | Board of Director Nomination: The undersigned, constituting all of the members of the Required DIP Backstop Parties (as defined in the Third Amended and Restated Certificate of Incorporation, dated May 13, 2024 (the “Third A Certificate”) of JOANN Inc., a Delaware corporation (the “Company”), pursuant to Section 4 and Section 3 of Article V of the Third A Certificate, hereby nominate Maarten Jager to fill a vacancy on the Board of Directors (the “Board”) of the Company and to serve as a DIP Initial Director (as defined in the Third A Certificate) during the Initial Term (as defined in the Third A Certificate).                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                | DIRECTOR ELECTIONS |         379111 |                0 | FOR         |                                   379111 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** XAI Octagon Floating Rate  Alternative Income Trust

**By (Signature):** Benjamin D. McCulloch

**By (Printed Signature):** Benjamin D. McCulloch

**By (Title):** Secretary  Chief Legal Officer

**Date:** 08/08/2025