# EDGAR Filing Document

**Accession Number:** 0001458682
**File Stem:** 0001458682-25-000006
**Filing Date:** 2025-7
**Character Count:** 5936
**Document Hash:** 04d24a2b607d94fc0d66a62e4650462b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001458682-25-000006.hdr.sgml**: 20250729

**ACCESSION NUMBER**: 0001458682-25-000006

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250724

**DATE AS OF CHANGE**: 20250729

**EFFECTIVENESS DATE**: 20250803

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ClearTrust, LLC
- **CENTRAL INDEX KEY:** 0001458682

**ORGANIZATION NAME:**
- **EIN:** 264395987
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06351
- **FILM NUMBER:** 251158686

**BUSINESS ADDRESS:**
- **STREET 1:** 16540 POINTE VILLAGE DRIVE, SUITE 210
- **CITY:** LUTZ
- **STATE:** FL
- **ZIP:** 33558
- **BUSINESS PHONE:** 813-235-4490

**MAIL ADDRESS:**
- **STREET 1:** 16540 POINTE VILLAGE DRIVE, SUITE 210
- **CITY:** LUTZ
- **STATE:** FL
- **ZIP:** 33558

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** ClearTrust, LLC

**FINS Number:** 340034

**Address of principal office where transfer agent activities are performed:** 16540 Pointe Village Dr, Ste 210, Lutz, FL, 33558

**Is mailing address different from principal office address?:** No

**Telephone Number:** 813-235-4490

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** The Ohio Valley Bank Company

- **File Number:** 085-00512

- **Address:** 420 3rd Ave, PO Box 240, Gallipolis, OH, 45631

**Service Company Arrangement 2:**

- **Name:** Phoenix Transfer Inc.

- **File Number:** 084-05465

- **Address:** 2401 Kerner Blvd, San Rafael, CA, 94901

**Service Company Arrangement 3:**

- **Name:** MADISON STOCK TRANSFER INC

- **File Number:** 084-05639

- **Address:** 2500 Coney Island Ave, Brooklyn, NY, 11223

**Service Company Arrangement 4:**

- **Name:** BOKF, NA

- **File Number:** 085-10438

- **Address:** One Williams Center, Tulsa, OK, 74103

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name               | Relationship Start Date   | Title or Status                 | Authority Description                 | Relationship End Date   |
|:---|:---|:---|:---|:---|
| Kara A. Kennedy           | 06/01/2009                | President                       | Majority Owner, Certificate Signer    |  |
| Juan Carlos Osorio        | 03/06/2009                | Vice President                  | Certificate Signer                    |  |
| Kyla D. Kennedy           | 06/01/2009                | Chief Compliance Officer        | Certificate Signer                    |  |
| Matthew Luginbuehl        | 08/01/2009                | Lead Operations Specialist      | Certificate Signer                    |  |
| Piero Falcone             | 02/09/2015                | Managing Director               | Certificate Signer                    | 07/28/2019              |
| Mediha Kolar              | 06/01/2009                | Operations Associate            | Certificate Signer                    | 09/01/2010              |
| Cassandra Brockway        | 05/11/2017                | Operations Specialist           | Certificate Signer effective 9/14/20  | 10/04/2023              |
| Sharleen So               | 05/03/2021                | Financial Controller            | Certificate Signer effective 5/3/2024 |  |
| Candice Dawn Harley Reetz | 06/05/2023                | Director of Business Operations | Certificate Signer effective 6/3/25   |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Kara Kennedy

**Title:** President

**Date:** 07/24/2025

**Phone Number:** 813-235-4490