# EDGAR Filing Document

**Accession Number:** 0000018230
**File Stem:** 0000018230-23-000013
**Filing Date:** 2023-2
**Character Count:** 2193
**Document Hash:** 59ac792db4ffbf9b434523a492a71cb6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000018230-23-000013.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0000018230-23-000013

**CONFORMED SUBMISSION TYPE**: IRANNOTICE

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CATERPILLAR INC
- **CENTRAL INDEX KEY:** 0000018230
- **STANDARD INDUSTRIAL CLASSIFICATION:** CONSTRUCTION MACHINERY & EQUIP [3531]
- **IRS NUMBER:** 370602744
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** IRANNOTICE
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-00768
- **FILM NUMBER:** 23634112

**BUSINESS ADDRESS:**
- **STREET 1:** 5205 N. O'CONNOR BOULEVARD
- **STREET 2:** SUITE 100
- **CITY:** IRVING
- **STATE:** TX
- **ZIP:** 75039
- **BUSINESS PHONE:** 9728917700

**MAIL ADDRESS:**
- **STREET 1:** 5205 N. O'CONNOR BOULEVARD
- **STREET 2:** SUITE 100
- **CITY:** IRVING
- **STATE:** TX
- **ZIP:** 75039

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CATERPILLAR TRACTOR CO
- **DATE OF NAME CHANGE:** 19860623

![image_0a.jpg](image_0a.jpg)

**Caterpillar Inc.**

5205 N. O'Connor Blvd.

Suite 100

Irving, TX 75039

February 15, 2023

U.S. Securities and Exchange Commission

100 F. Street, N.E.

Washington, D.C. 20549

Re:&nbsp;&nbsp;&nbsp;&nbsp;Notice of disclosure filed in Caterpillar Inc.'s Annual Report on Form 10-K for the year ended December 31, 2022 under Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Securities Exchange Act of 1934.

Ladies and Gentlemen:

Pursuant to Section 13(r) of the Securities Exchange Act of 1934, as amended, notice is hereby provided that Caterpillar Inc. has included a disclosure involving limited and lawful dealings with the Federal Security Service of Russia in its Annual Report on Form 10-K for the fiscal year ended December 31, 2022, which was filed with the U.S. Securities and Exchange Commission on February 15, 2023.

Sincerely,

&nbsp;&nbsp;&nbsp;&nbsp;*<u>/s/ Suzette M. Long&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u>*

Suzette M. Long

Chief Legal Officer and General Counsel

<br>