# EDGAR Filing Document

**Accession Number:** 0001803593
**File Stem:** 0001803593-23-000006
**Filing Date:** 2023-2
**Character Count:** 11520
**Document Hash:** 4815a481bddff0e92b9e4ad984d78534
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001803593-23-000006.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001803593-23-000006

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Monaco Asset Management SAM
- **CENTRAL INDEX KEY:** 0001803593
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** O9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20080
- **FILM NUMBER:** 23583842

**BUSINESS ADDRESS:**
- **STREET 1:** 27 BOULEVARD PRINCESSE CHARLOTTE
- **CITY:** MONACO
- **STATE:** O9
- **ZIP:** 98000
- **BUSINESS PHONE:** 377-9797-6400

**MAIL ADDRESS:**
- **STREET 1:** 27 BOULEVARD PRINCESSE CHARLOTTE
- **CITY:** MONACO
- **STATE:** O9
- **ZIP:** 98000

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Monaco Asset Management SAM<br>**Address:** 27 Boulevard Princesse Charlotte<br>Monaco, O9 98000

**Form 13F File Number:** 028-20080

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Joelle Rotard<br>**Title:** Compliance Officer<br>**Phone:** 377-9797-6415

**Signature, Place, and Date of Signing:**

Joelle Rotard  Monaco, FL  1-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 77

**Form 13F Information Table Value Total:** $331444525

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 |  | 382224 | 659575 | SH |  | SOLE | N/A | 659575 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 2446500 | 350000 | SH |  | SOLE | N/A | 350000 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 |  | 5661600 | 560000 | SH |  | SOLE | N/A | 560000 | 0 | 0 |
| ALCOA CORP | COM | 013872106 |  | 227350 | 5000 | SH |  | SOLE | N/A | 5000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 7355515 | 83500 | SH |  | SOLE | N/A | 83500 | 0 | 0 |
| ALICO INC | COM | 016230104 |  | 839651 | 35176 | SH |  | SOLE | N/A | 35176 | 0 | 0 |
| ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 |  | 2619758 | 134900 | SH |  | SOLE | N/A | 134900 | 0 | 0 |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 |  | 990109 | 523867 | SH |  | SOLE | N/A | 523867 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 |  | 418993 | 117365 | SH |  | SOLE | N/A | 117365 | 0 | 0 |
| BAIDU INC | SPON ADR REP A | 056752108 |  | 6725544 | 58800 | SH |  | SOLE | N/A | 58800 | 0 | 0 |
| BANK MONTREAL QUE | COM | 063671101 |  | 4047468 | 44700 | SH |  | SOLE | N/A | 44700 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 18186507 | 1058586 | SH |  | SOLE | N/A | 1058586 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 1365900 | 217500 | SH |  | SOLE | N/A | 217500 | 0 | 0 |
| BERKELEY LTS INC | COM | 084310101 |  | 4113076 | 1534730 | SH |  | SOLE | N/A | 1534730 | 0 | 0 |
| BIG LOTS INC | COM | 089302103 |  | 1392252 | 94711 | SH |  | SOLE | N/A | 94711 | 0 | 0 |
| BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 |  | 655500 | 75000 | SH |  | SOLE | N/A | 75000 | 0 | 0 |
| BLUEBIRD BIO INC | COM | 09609G100 |  | 346000 | 50000 | SH |  | SOLE | N/A | 50000 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 566750 | 25000 | SH |  | SOLE | N/A | 25000 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 577500 | 250000 | SH |  | SOLE | N/A | 250000 | 0 | 0 |
| CHIMERIX INC | COM | 16934W106 |  | 4297298 | 2310375 | SH |  | SOLE | N/A | 2310375 | 0 | 0 |
| CUE BIOPHARMA INC | COM | 22978P106 |  | 1416954 | 497177 | SH |  | SOLE | N/A | 497177 | 0 | 0 |
| CURIOSITYSTREAM INC | COM CL A | 23130Q107 |  | 44353 | 38906 | SH |  | SOLE | N/A | 38906 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 2928723 | 470100 | SH |  | SOLE | N/A | 470100 | 0 | 0 |
| FARFETCH LTD | ORD SH CL A | 30744W107 |  | 3037133 | 642100 | SH |  | SOLE | N/A | 642100 | 0 | 0 |
| FATE THERAPEUTICS INC | COM | 31189P102 |  | 2522500 | 250000 | SH |  | SOLE | N/A | 250000 | 0 | 0 |
| FIVERR INTL LTD | ORD SHS | M4R82T106 |  | 291400 | 10000 | SH |  | SOLE | N/A | 10000 | 0 | 0 |
| FORUM ENERGY TECHNOLOGIES IN | COM | 34984V209 |  | 3356746 | 113788 | SH |  | SOLE | N/A | 113788 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858955 |  | 5390960 | 39500 | SH | Put | SOLE | N/A | 39500 | 0 | 0 |
| GALAPAGOS NV | SPON ADR | 36315X101 |  | 828930 | 18678 | SH |  | SOLE | N/A | 18678 | 0 | 0 |
| GENWORTH FINL INC | COM CL A | 37247D106 |  | 4417150 | 835000 | SH |  | SOLE | N/A | 835000 | 0 | 0 |
| HECLA MNG CO | COM | 422704106 |  | 2224000 | 400000 | SH |  | SOLE | N/A | 400000 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516956 |  | 21430000 | 100000 | SH | Put | SOLE | N/A | 100000 | 0 | 0 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 734850 | 115000 | SH |  | SOLE | N/A | 115000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 |  | 2830000 | 100000 | SH |  | SOLE | N/A | 100000 | 0 | 0 |
| ISOPLEXIS CORP | COM | 465005106 |  | 131750 | 85000 | SH |  | SOLE | N/A | 85000 | 0 | 0 |
| KODIAK SCIENCES INC | COM | 50015M109 |  | 2816501 | 393366 | SH |  | SOLE | N/A | 393366 | 0 | 0 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 4530000 | 150000 | SH |  | SOLE | N/A | 150000 | 0 | 0 |
| LENDINGTREE INC NEW | COM | 52603B107 |  | 7119911 | 333798 | SH |  | SOLE | N/A | 333798 | 0 | 0 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 |  | 913500 | 175000 | SH |  | SOLE | N/A | 175000 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 6588250 | 25000 | SH | Put | SOLE | N/A | 25000 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 1537246 | 2049661 | SH |  | SOLE | N/A | 2049661 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M902 |  | 2406800 | 20000 | SH | Call | SOLE | N/A | 20000 | 0 | 0 |
| MIRATI THERAPEUTICS INC | COM | 60468T105 |  | 452420 | 9985 | SH |  | SOLE | N/A | 9985 | 0 | 0 |
| NEOGEN CORP | COM | 640491106 |  | 1078284 | 70800 | SH | Call | SOLE | N/A | 70800 | 0 | 0 |
| NEW GOLD INC CDA | COM | 644535106 |  | 136060 | 138837 | SH |  | SOLE | N/A | 138837 | 0 | 0 |
| NOBLE CORP PLC | ORD SHS A | G65431127 |  | 4818584 | 127780 | SH |  | SOLE | N/A | 127780 | 0 | 0 |
| NOV INC | COM | 62955J103 |  | 2715700 | 130000 | SH |  | SOLE | N/A | 130000 | 0 | 0 |
| NOW INC | COM | 67011P100 |  | 580034 | 45672 | SH |  | SOLE | N/A | 45672 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599955 |  | 1574750 | 25000 | SH | Put | SOLE | N/A | 25000 | 0 | 0 |
| OLEMA PHARMACEUTICALS INC | COM | 68062P106 |  | 861217 | 351517 | SH |  | SOLE | N/A | 351517 | 0 | 0 |
| ORIC PHARMACEUTICALS INC | COM | 68622P109 |  | 3283263 | 557430 | SH |  | SOLE | N/A | 557430 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 3323766 | 46669 | SH |  | SOLE | N/A | 46669 | 0 | 0 |
| PROQR THRAPEUTICS N V | SHS EURO | N71542109 |  | 610500 | 165000 | SH |  | SOLE | N/A | 165000 | 0 | 0 |
| RENESOLA LTD | SPONSORED ADS | 75971T301 |  | 406800 | 90000 | SH |  | SOLE | N/A | 90000 | 0 | 0 |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 |  | 1325656 | 124358 | SH |  | SOLE | N/A | 124358 | 0 | 0 |
| SMITH  WESSON BRANDS INC | COM | 831754106 |  | 260400 | 30000 | SH |  | SOLE | N/A | 30000 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 13910480 | 82000 | SH |  | SOLE | N/A | 82000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F953 |  | 7648600 | 20000 | SH | Put | SOLE | N/A | 20000 | 0 | 0 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 16863600 | 1196000 | SH |  | SOLE | N/A | 1196000 | 0 | 0 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 1895200 | 230000 | SH |  | SOLE | N/A | 230000 | 0 | 0 |
| STONECO LTD | COM CL A | G85158106 |  | 8496000 | 900000 | SH |  | SOLE | N/A | 900000 | 0 | 0 |
| TECHNIPFMC PLC | COM | G87110105 |  | 30057724 | 2465769 | SH |  | SOLE | N/A | 2465769 | 0 | 0 |
| TESLA INC | COM | 88160R951 |  | 4311300 | 35000 | SH | Put | SOLE | N/A | 35000 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 684000 | 75000 | SH |  | SOLE | N/A | 75000 | 0 | 0 |
| TIDEWATER INC NEW | COM | 88642R109 |  | 14123610 | 383273 | SH |  | SOLE | N/A | 383273 | 0 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 739750 | 275000 | SH |  | SOLE | N/A | 275000 | 0 | 0 |
| TUSIMPLE HLDGS INC | CL A | 90089L108 |  | 1912479 | 1166146 | SH |  | SOLE | N/A | 1166146 | 0 | 0 |
| VALARIS LIMITED | CL A | G9460G101 |  | 10982299 | 162412 | SH |  | SOLE | N/A | 162412 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 15046500 | 525000 | SH |  | SOLE | N/A | 525000 | 0 | 0 |
| VENATOR MATLS PLC | SHS | G9329Z100 |  | 510462 | 945476 | SH |  | SOLE | N/A | 945476 | 0 | 0 |
| VEON LTD | SPONSORED ADR | 91822M106 |  | 98000 | 200000 | SH |  | SOLE | N/A | 200000 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 20422749 | 1834928 | SH |  | SOLE | N/A | 1834928 | 0 | 0 |
| VIATRIS INC | COM | 92556V906 |  | 568743 | 51100 | SH | Call | SOLE | N/A | 51100 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 8741250 | 1575000 | SH |  | SOLE | N/A | 1575000 | 0 | 0 |
| YANDEX N V | SHS CLASS A | N97284108 |  | 1564500 | 105000 | SH |  | SOLE | N/A | 105000 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 6796693 | 100335 | SH |  | SOLE | N/A | 100335 | 0 | 0 |
| ZYMEWORKS DEL INC | COM | 98985Y108 |  | 3930000 | 500000 | SH |  | SOLE | N/A | 500000 | 0 | 0 |

---