# EDGAR Filing Document

**Accession Number:** 0001504776
**File Stem:** 0001104659-25-069676
**Filing Date:** 2025-7
**Character Count:** 9957
**Document Hash:** 6132d32bfe8d8d4380696aad8a14c690
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-069676.hdr.sgml**: 20250722

**ACCESSION NUMBER**: 0001104659-25-069676

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250718

**FILED AS OF DATE**: 20250722

**DATE AS OF CHANGE**: 20250722

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Blumenthal Neil Harris
- **CENTRAL INDEX KEY:** 0001883345

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40825
- **FILM NUMBER:** 251141277

**MAIL ADDRESS:**
- **STREET 1:** C/O WARBY PARKER INC.
- **STREET 2:** 233 SPRING STREET, 6TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10013
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Warby Parker Inc.
- **CENTRAL INDEX KEY:** 0001504776
- **STANDARD INDUSTRIAL CLASSIFICATION:** OPHTHALMIC GOODS [3851]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 800423634
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 233 SPRING STREET
- **STREET 2:** 6TH FLOOR EAST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10013
- **BUSINESS PHONE:** (646) 847-7215

**MAIL ADDRESS:**
- **STREET 1:** 233 SPRING STREET
- **STREET 2:** 6TH FLOOR EAST
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10013

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JAND, Inc.
- **DATE OF NAME CHANGE:** 20101102

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[x] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Blumenthal Neil Harris<br><sub>(Last) (First) (Middle)</sub><br>C/O WARBY PARKER INC.,<br>233 SPRING STREET, 6TH FLOOR EAST<br><sub>(Street)</sub><br>NEW YORK, NY 10013<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-07-18 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Co-Chief Executive Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Warby Parker Inc. [ WRBY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2025-07-18 |  | C |  | 400 | A | $0 | 28747 | D |  |
| Class A Common Stock | 2025-07-18 |  | S<sup>(1)</sup> |  | 400 | D | 24.01<sup>(2)</sup> | 28347 | D |  |
| Class A Common Stock | 2025-07-21 |  | C |  | 49600 | A | $0 | 77947 | D |  |
| Class A Common Stock | 2025-07-21 |  | S<sup>(1)</sup> |  | 49600 | D | 24.21<sup>(3)</sup> | 28347 | D |  |
| Class A Common Stock |  |  |  |  |  |  |  | 200000 | I | By Royal Blue Aries Trust |
| Class A Common Stock |  |  |  |  |  |  |  | 200000 | I | By Tiffany Blue Gemini Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(4)(5)</sup> | 2025-07-18 |  | C |  |  | 400 | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 400 | $0 | 3506865 | D |  |
| Class B Common Stock | <sup>(4)(5)</sup> | 2025-07-21 |  | C |  |  | 49600 | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 49600 | $0 | 3457265 | D |  |
| Class B Common Stock | <sup>(4)(5)</sup> |  |  |  |  |  |  | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 200000 |  | 200000 | I | By Royal Blue Aries Trust |
| Class B Common Stock | <sup>(4)(5)</sup> |  |  |  |  |  |  | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 200000 |  | 200000 | I | By Tiffany Blue Gemini Trust |
| Class B Common Stock | <sup>(4)(5)</sup> |  |  |  |  |  |  | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 1548334 |  | 1548334 | I | By Neil H. Blumenthal 2011 Family Trust |
| Class B Common Stock | <sup>(4)(5)</sup> |  |  |  |  |  |  | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 385221 |  | 385221 | I | By Teal Aquarius Trust |
| Class B Common Stock | <sup>(4)(5)</sup> |  |  |  |  |  |  | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 800000 |  | 800000 | I | By Cobalt Pisces Trust |
| Class B Common Stock | <sup>(4)(5)</sup> |  |  |  |  |  |  | <sup>(4)(5)</sup> | <sup>(4)(5)</sup> | Class A Common Stock | 1000000 |  | 1000000 | I | By Sky Scorpio 2 Trust |

---

### Footnotes:

(1) These share sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025.

(2) The price reported in Column 4 is an average execution price rounded to the nearest hundredth. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.02 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

(3) The price reported in Column 4 is an average execution price rounded to the nearest hundredth. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.45 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

(4) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,

(5) and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.

**Signature:** /s/ Chris Utecht, Attorney-in-Fact  
**Date:** 2025-07-22

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**