# EDGAR Filing Document

**Accession Number:** 0001545545
**File Stem:** 0001545545-23-000002
**Filing Date:** 2023-1
**Character Count:** 21418
**Document Hash:** e4b9a7a94293e39b4c3823321d7545f9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001545545-23-000002.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001545545-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230123

**EFFECTIVENESS DATE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
- **CENTRAL INDEX KEY:** 0001545545
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14928
- **FILM NUMBER:** 23545516

**BUSINESS ADDRESS:**
- **STREET 1:** 2-7-1, MARUNOUCHI, CHIYODA-KU
- **CITY:** TOKYO
- **STATE:** M0
- **ZIP:** 100-8330
- **BUSINESS PHONE:** 81-80-8825-8636

**MAIL ADDRESS:**
- **STREET 1:** 2-7-1, MARUNOUCHI, CHIYODA-KU
- **CITY:** TOKYO
- **STATE:** M0
- **ZIP:** 100-8330

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Mitsubishi UFJ Morgan Stanley Securities Co. Ltd.<br>**Address:** 2-7-1 MARUNOUCHI CHIYODA-KU<br>TOKYO, M0 100-8330

**Form 13F File Number:** 028-14928

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Riyuuichirou Sakuma<br>**Title:** Chief Manager of Corporate Planning Division<br>**Phone:** 81-80-8825-8636

**Signature, Place, and Date of Signing:**

Riyuuichirou Sakuma January 17 2023  Tokyo, M0  01-20-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 197

**Form 13F Information Table Value Total:** $11390

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                        | Form 13F File Number   |
|:---|:---|:---|
|  | Mitsubishi UFJ Financial Group Inc.         | 28-13582               |
|  | Mitsubishi UFJ Securities Holdings Co. Ltd. | 28-13570               |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 13 | 120 | SH |  | DFND | 0102 | 120 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 5 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 40 | 120 | SH |  | DFND | 0102 | 120 | 0 | 0 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 |  | 3 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| AFLAC INC | COM | 001055102 |  | 53 | 740 | SH |  | DFND | 0102 | 740 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 27 | 180 | SH |  | DFND | 0102 | 180 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 34 | 110 | SH |  | DFND | 0102 | 110 | 0 | 0 |
| ALLEGION PLC | ORD SHS | G0176J109 |  | 2 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 83 | 930 | SH |  | DFND | 0102 | 930 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 37 | 420 | SH |  | DFND | 0102 | 420 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 4 | 90 | SH |  | DFND | 0102 | 90 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 132 | 1570 | SH |  | DFND | 0102 | 1570 | 0 | 0 |
| AMEREN CORP | COM | 023608102 |  | 8 | 90 | SH |  | DFND | 0102 | 90 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 19 | 130 | SH |  | DFND | 0102 | 130 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 34 | 110 | SH |  | DFND | 0102 | 110 | 0 | 0 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 6 | 80 | SH |  | DFND | 0102 | 80 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 36 | 220 | SH |  | DFND | 0102 | 220 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 290 | 2230 | SH |  | DFND | 0102 | 2230 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 6 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| APTIV PLC | SHS | G6095L109 |  | 1 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 23 | 250 | SH |  | DFND | 0102 | 250 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 10 | 570 | SH |  | DFND | 0102 | 570 | 0 | 0 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 18 | 160 | SH |  | DFND | 0102 | 160 | 0 | 0 |
| AUTOZONE INC | COM | 053332102 |  | 308 | 125 | SH |  | DFND | 0102 | 125 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 2 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 7 | 160 | SH |  | DFND | 0102 | 160 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 |  | 21 | 420 | SH |  | DFND | 0102 | 420 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 9 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| BEST BUY INC | COM | 086516101 |  | 30 | 370 | SH |  | DFND | 0102 | 370 | 0 | 0 |
| BK OF AMERICA CORP | COM | 060505104 |  | 50 | 1500 | SH |  | DFND | 0102 | 1500 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 7 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| BORGWARNER INC | COM | 099724106 |  | 14 | 350 | SH |  | DFND | 0102 | 350 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 40 | 550 | SH |  | DFND | 0102 | 550 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 17 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| CAMPBELL SOUP CO | COM | 134429109 |  | 32 | 560 | SH |  | DFND | 0102 | 560 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 9 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 17 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| CELANESE CORP DEL | COM | 150870103 |  | 17 | 170 | SH |  | DFND | 0102 | 170 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 19 | 230 | SH |  | DFND | 0102 | 230 | 0 | 0 |
| CF INDS HLDGS INC | COM | 125269100 |  | 19 | 220 | SH |  | DFND | 0102 | 220 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 66 | 370 | SH |  | DFND | 0102 | 370 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 22 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 3 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 9 | 90 | SH |  | DFND | 0102 | 90 | 0 | 0 |
| CINTAS CORP | COM | 172908105 |  | 36 | 80 | SH |  | DFND | 0102 | 80 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 17 | 350 | SH |  | DFND | 0102 | 350 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 116 | 1820 | SH |  | DFND | 0102 | 1820 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| COMERICA INC | COM | 200340107 |  | 5 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| CONAGRA BRANDS INC | COM | 205887102 |  | 17 | 430 | SH |  | DFND | 0102 | 430 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 27 | 230 | SH |  | DFND | 0102 | 230 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 21 | 90 | SH |  | DFND | 0102 | 90 | 0 | 0 |
| COPART INC | COM | 217204106 |  | 4 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 1 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 46 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| COUPA SOFTWARE INC | COM | 22266L106 |  | 3138 | 39640 | SH |  | DFND | 0102 | 39640 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 7 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| D R HORTON INC | COM | 23331A109 |  | 15 | 170 | SH |  | DFND | 0102 | 170 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 58 | 220 | SH |  | DFND | 0102 | 220 | 0 | 0 |
| DARDEN RESTAURANTS INC | COM | 237194105 |  | 36 | 260 | SH |  | DFND | 0102 | 260 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 43 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 14 | 230 | SH |  | DFND | 0102 | 230 | 0 | 0 |
| DISCOVER FINL SVCS | COM | 254709108 |  | 61 | 620 | SH |  | DFND | 0102 | 620 | 0 | 0 |
| DISH NETWORK CORPORATION | CL A | 25470M109 |  | 7 | 480 | SH |  | DFND | 0102 | 480 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 35 | 570 | SH |  | DFND | 0102 | 570 | 0 | 0 |
| DOVER CORP | COM | 260003108 |  | 7 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 15 | 150 | SH |  | DFND | 0102 | 150 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 11 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| EBAY INC. | COM | 278642103 |  | 10 | 230 | SH |  | DFND | 0102 | 230 | 0 | 0 |
| EDISON INTL | COM | 281020107 |  | 32 | 500 | SH |  | DFND | 0102 | 500 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 3 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 21 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 9 | 90 | SH |  | DFND | 0102 | 90 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 144 | 1110 | SH |  | DFND | 0102 | 1110 | 0 | 0 |
| EVEREST RE GROUP LTD | COM | G3223R108 |  | 20 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 5 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 79 | 720 | SH |  | DFND | 0102 | 720 | 0 | 0 |
| F5 INC | COM | 315616102 |  | 3 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 5 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 14 | 200 | SH |  | DFND | 0102 | 200 | 0 | 0 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 |  | 13 | 110 | SH |  | DFND | 0102 | 110 | 0 | 0 |
| FIRSTENERGY CORP | COM | 337932107 |  | 8 | 180 | SH |  | DFND | 0102 | 180 | 0 | 0 |
| FMC CORP | COM NEW | 302491303 |  | 5 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 2 | 170 | SH |  | DFND | 0102 | 170 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 |  | 3 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 7 | 270 | SH |  | DFND | 0102 | 270 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 1 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 51 | 590 | SH |  | DFND | 0102 | 590 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 3 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| HOLOGIC INC | COM | 436440101 |  | 1 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 6 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| HORMEL FOODS CORP | COM | 440452100 |  | 8 | 180 | SH |  | DFND | 0102 | 180 | 0 | 0 |
| HUMANA INC | COM | 444859102 |  | 10 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 22 | 1560 | SH |  | DFND | 0102 | 1560 | 0 | 0 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 |  | 25 | 110 | SH |  | DFND | 0102 | 110 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 33 | 150 | SH |  | DFND | 0102 | 150 | 0 | 0 |
| INCYTE CORP | COM | 45337C102 |  | 8 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 44 | 310 | SH |  | DFND | 0102 | 310 | 0 | 0 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 |  | 33 | 990 | SH |  | DFND | 0102 | 990 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 4 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 45 | 170 | SH |  | DFND | 0102 | 170 | 0 | 0 |
| INVESCO LTD | SHS | G491BT108 |  | 12 | 690 | SH |  | DFND | 0102 | 690 | 0 | 0 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 204 | 2420 | SH |  | DFND | 0102 | 2420 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 4 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 3 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 9 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| JUNIPER NETWORKS INC | COM | 48203R104 |  | 7 | 220 | SH |  | DFND | 0102 | 220 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 64 | 170 | SH |  | DFND | 0102 | 170 | 0 | 0 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 14 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 2 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 6 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 22 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| LKQ CORP | COM | 501889208 |  | 14 | 260 | SH |  | DFND | 0102 | 260 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 73 | 150 | SH |  | DFND | 0102 | 150 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 2 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| MARATHON OIL CORP | COM | 565849106 |  | 11 | 390 | SH |  | DFND | 0102 | 390 | 0 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 9 | 80 | SH |  | DFND | 0102 | 80 | 0 | 0 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 5 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| MASCO CORP | COM | 574599106 |  | 6 | 120 | SH |  | DFND | 0102 | 120 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 113 | 430 | SH |  | DFND | 0102 | 430 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 22 | 280 | SH |  | DFND | 0102 | 280 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 138 | 1240 | SH |  | DFND | 0102 | 1240 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 18 | 260 | SH |  | DFND | 0102 | 260 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 33 | 660 | SH |  | DFND | 0102 | 660 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 283 | 1180 | SH |  | DFND | 0102 | 1180 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 4 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| MOLINA HEALTHCARE INC | COM | 60855R100 |  | 20 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| MOLSON COORS BEVERAGE CO | CL B | 60871R209 |  | 6 | 110 | SH |  | DFND | 0102 | 110 | 0 | 0 |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 |  | 1 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| MOODYS CORP | COM | 615369105 |  | 3 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| MOSAIC CO NEW | COM | 61945C103 |  | 2 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| MSCI INC | COM | 55354G100 |  | 28 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| NETAPP INC | COM | 64110D104 |  | 2 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 35 | 120 | SH |  | DFND | 0102 | 120 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 46 | 970 | SH |  | DFND | 0102 | 970 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 13 | 110 | SH |  | DFND | 0102 | 110 | 0 | 0 |
| NISOURCE INC | COM | 65473P105 |  | 13 | 490 | SH |  | DFND | 0102 | 490 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 5 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 114 | 209 | SH |  | DFND | 0102 | 209 | 0 | 0 |
| NRG ENERGY INC | COM NEW | 629377508 |  | 7 | 220 | SH |  | DFND | 0102 | 220 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 13 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 34 | 230 | SH |  | DFND | 0102 | 230 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 16 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| OMNICOM GROUP INC | COM | 681919106 |  | 1 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 7 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| PACCAR INC | COM | 693718108 |  | 4 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 75 | 540 | SH |  | DFND | 0102 | 540 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 43 | 610 | SH |  | DFND | 0102 | 610 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 9 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| PERKINELMER INC | COM | 714046109 |  | 3 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 211 | 4120 | SH |  | DFND | 0102 | 4120 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 18 | 80 | SH |  | DFND | 0102 | 80 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 5 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 32 | 290 | SH |  | DFND | 0102 | 290 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 36 | 240 | SH |  | DFND | 0102 | 240 | 0 | 0 |
| PVH CORPORATION | COM | 693656100 |  | 18 | 250 | SH |  | DFND | 0102 | 250 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 8 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 21 | 150 | SH |  | DFND | 0102 | 150 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 43 | 60 | SH |  | DFND | 0102 | 60 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 22 | 1040 | SH |  | DFND | 0102 | 1040 | 0 | 0 |
| ROBERT HALF INTL INC | COM | 770323103 |  | 9 | 120 | SH |  | DFND | 0102 | 120 | 0 | 0 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 13 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| ROSS STORES INC | COM | 778296103 |  | 2 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 34 | 260 | SH |  | DFND | 0102 | 260 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| SEMPRA | COM | 816851109 |  | 175 | 1130 | SH |  | DFND | 0102 | 1130 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 |  | 31 | 80 | SH |  | DFND | 0102 | 80 | 0 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 28 | 120 | SH |  | DFND | 0102 | 120 | 0 | 0 |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 |  | 6 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| SMITH A O CORP | COM | 831865209 |  | 6 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| SNAP ON INC | COM | 833034101 |  | 32 | 140 | SH |  | DFND | 0102 | 140 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 3 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| SYNCHRONY FINANCIAL | COM | 87165B103 |  | 2 | 70 | SH |  | DFND | 0102 | 70 | 0 | 0 |
| SYNOPSYS INC | COM | 871607107 |  | 6 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |
| SYSCO CORP | COM | 871829107 |  | 1 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 37 | 300 | SH |  | DFND | 0102 | 300 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 15 | 90 | SH |  | DFND | 0102 | 90 | 0 | 0 |
| TEXTRON INC | COM | 883203101 |  | 22 | 310 | SH |  | DFND | 0102 | 310 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 13 | 160 | SH |  | DFND | 0102 | 160 | 0 | 0 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 14 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 8 | 40 | SH |  | DFND | 0102 | 40 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 18 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 5 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 1 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 29 | 100 | SH |  | DFND | 0102 | 100 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 71 | 340 | SH |  | DFND | 0102 | 340 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 51 | 360 | SH |  | DFND | 0102 | 360 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 7 | 755 | SH |  | DFND | 0102 | 755 | 0 | 0 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 3 | 30 | SH |  | DFND | 0102 | 30 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 9 | 210 | SH |  | DFND | 0102 | 210 | 0 | 0 |
| WEST PHARMACEUTICAL SVSC INC | COM | 955306105 |  | 2 | 10 | SH |  | DFND | 0102 | 10 | 0 | 0 |
| WESTERN DIGITAL CORP. | COM | 958102105 |  | 2 | 50 | SH |  | DFND | 0102 | 50 | 0 | 0 |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 |  | 2688 | 2820000 | PRN |  | DFND | 0102 | 2820000 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 4 | 130 | SH |  | DFND | 0102 | 130 | 0 | 0 |
| YUM BRANDS INC | COM | 988498101 |  | 18 | 140 | SH |  | DFND | 0102 | 140 | 0 | 0 |
| ZIONS BANCORPORATION N A | COM | 989701107 |  | 12 | 240 | SH |  | DFND | 0102 | 240 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 3 | 20 | SH |  | DFND | 0102 | 20 | 0 | 0 |

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