# EDGAR Filing Document

**Accession Number:** 0000012532
**File Stem:** 0000012532-26-000005
**Filing Date:** 2026-2
**Character Count:** 2828
**Document Hash:** 6500f9757bebf3fc97ad52615ca4128a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000012532-26-000005.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000012532-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
- **CENTRAL INDEX KEY:** 0000012532

**ORGANIZATION NAME:**
- **EIN:** 930125240
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-02915
- **FILM NUMBER:** 26702965

**BUSINESS ADDRESS:**
- **STREET 1:** 15495 SW SEQUOIA PARKWAY
- **STREET 2:** SUITE 150
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97224
- **BUSINESS PHONE:** (212) 364-0334

**MAIL ADDRESS:**
- **STREET 1:** 15495 SW SEQUOIA PARKWAY
- **STREET 2:** SUITE 150
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97224

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UMPQUA INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20210520

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
- **DATE OF NAME CHANGE:** 20210426

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UMPQUA INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20090709

### Attached PDF Documents

**Attachment 1:** `SPISFS12-31-25ShortForm.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000012532

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

**Business Address:** 15495 SW SEQUOIA PARKWAY, SUITE 150, PORTLAND, OR, 97224

**Contact Person:** Kyle Elkins

**Contact Phone:** 9787933419

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly, US, LLP

**Accountant Address:** 66 Hudson Blvd E Suite 2200, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Joseph Faber**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Joseph Faber

**Title:** Chief Financial Officer

**Notarized:** Yes