# EDGAR Filing Document

**Accession Number:** 0001533120
**File Stem:** 0001213900-26-022907
**Filing Date:** 2026-3
**Character Count:** 6065
**Document Hash:** 476282f608bc39aaa0b0ed1c8c570778
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-022907.hdr.sgml**: 20260317

**ACCESSION NUMBER**: 0001213900-26-022907

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260303

**DATE AS OF CHANGE**: 20260317

**EFFECTIVENESS DATE**: 20260313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Equity Stock Transfer, LLC
- **CENTRAL INDEX KEY:** 0001533120

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06453
- **FILM NUMBER:** 26759756

**BUSINESS ADDRESS:**
- **STREET 1:** 237 W 37TH ST. SUITE 602
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018
- **BUSINESS PHONE:** 212-804-7080

**MAIL ADDRESS:**
- **STREET 1:** 237 W 37TH ST. SUITE 602
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Equity Stock Transfer, LLC

**FINS Number:** 347104

**Address of principal office where transfer agent activities are performed:** 237 West 37th Street, Suite 602, New York, NY, 10018

**Is mailing address different from principal office address?:** No

**Telephone Number:** 212-575-5757

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** LLC

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** Mark Elenowitz

- **Agreement Description:** CEO and Director of Nant Global Finance, Inc

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name               | Relationship Start Date   | Title or Status        | Authority Description   | Relationship End Date   |
|:---|:---|:---|:---|:---|
| NANT GLOBAL FINANCE, INC. | 01/02/2026                | Owner                  | 75% up to 100%          |  |
| Renee Kesner              | 01/01/2023                | Owner                  | 50%                     | 01/02/2026              |
| Mohit Bhansali            | 11/11/2011                | CEO                    | 45%                     | 01/02/2026              |
| Nora Marckwordt           | 01/01/2015                | Director of Operations | 5%                      | 01/02/2026              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** Yes

  - **Details #1:**

    - **Entity Name:** Mark Elenowitz

    - **Action Title:** Disciplinary Proceeding No. 2017053409201

    - **Action Date:** 07/27/2020

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

  - **Details #2:**

    - **Entity Name:** Michael Boswell

    - **Action Title:** Disciplinary Proceeding No. 2015048172801

    - **Action Date:** 03/05/2019

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** Yes

  - **Details #1:**

    - **Entity Name:** Mark Elenowitz

    - **Action Title:** Disciplinary Proceeding No. 2017053409201

    - **Action Date:** 07/27/2020

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

  - **Details #2:**

    - **Entity Name:** Michael Boswell

    - **Action Title:** Disciplinary Proceeding No. 2015048172801

    - **Action Date:** 03/05/2019

    - **Court/Body Name and Location:** FINRA

    - **Action Description:** Disciplinary Proceeding

    - **Disposition:** Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Mohit Bhansali

**Title:** CEO

**Date:** 03/03/2026

**Phone Number:** 212-575-5757