# EDGAR Filing Document

**Accession Number:** 0001535392
**File Stem:** 0001172661-25-004806
**Filing Date:** 2025-11
**Character Count:** 22303
**Document Hash:** 69599905595c68ffc9da65633e1adaca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-25-004806.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001172661-25-004806

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MANGROVE PARTNERS IM, LLC
- **CENTRAL INDEX KEY:** 0001535392

**ORGANIZATION NAME:**
- **EIN:** 980652572
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15348
- **FILM NUMBER:** 251481134

**BUSINESS ADDRESS:**
- **STREET 1:** 2 SOUND VIEW DRIVE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 212-897-9535

**MAIL ADDRESS:**
- **STREET 1:** 2 SOUND VIEW DRIVE
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MANGROVE PARTNERS
- **DATE OF NAME CHANGE:** 20111122

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MANGROVE PARTNERS IM LLC<br>**Address:** 2 Sound View Drive<br>Greenwich, CT 06830

**Form 13F File Number:** 028-15348

**CRD Number (if applicable):** 000162296

**SEC File Number (if applicable):** 801-78070

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ward T. Dietrich<br>**Title:** Chief Operating Officer<br>**Phone:** 212-897-9537

**Signature, Place, and Date of Signing:**

/s/ Ward T. Dietrich  Greenwich, CT  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 178

**Form 13F Information Table Value Total:** $1353544954

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| A PARADISE ACQUISITION CORP | COM CL A | G04819101 |  | 4454100 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| A PARADISE ACQUISITION CORP | RIGHT 07/29/2025 | G04819119 |  | 69795 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 846099 | 6317 | SH |  | SOLE |  | 6317 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 932412 | 4027 | SH |  | SOLE |  | 4027 | 0 | 0 |
| ADOBE INC | COM | 00724F101 |  | 827199 | 2345 | SH |  | SOLE |  | 2345 | 0 | 0 |
| AGCO CORP | COM | 001084102 |  | 793817 | 7414 | SH |  | SOLE |  | 7414 | 0 | 0 |
| ALIGN TECHNOLOGY INC | COM | 016255101 |  | 462563 | 3694 | SH |  | SOLE |  | 3694 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 836100 | 7432 | SH |  | SOLE |  | 7432 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 905136 | 2725 | SH |  | SOLE |  | 2725 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 882800 | 3593 | SH |  | SOLE |  | 3593 | 0 | 0 |
| ANEBULO PHARMACEUTICALS INC | COM | 034569103 |  | 6313130 | 2525252 | SH |  | SOLE |  | 2525252 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 1053387 | 5145 | SH |  | SOLE |  | 5145 | 0 | 0 |
| ARTIUS II ACQUISITION INC | SHS CL A | G0509J115 |  | 4581000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ASTEC INDS INC | COM | 046224101 |  | 887277 | 18435 | SH |  | SOLE |  | 18435 | 0 | 0 |
| ATMUS FILTRATION TECHNOLOGIE | COM | 04956D107 |  | 59994635 | 1330553 | SH |  | SOLE |  | 1330553 | 0 | 0 |
| AUTODESK INC | COM | 052769106 |  | 922196 | 2903 | SH |  | SOLE |  | 2903 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | ORD SHS CL A | G0750N104 |  | 8964000 | 900000 | SH |  | SOLE |  | 900000 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | RIGHT 06/10/2030 | G0750N112 |  | 72000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 |  | 1056325 | 213399 | SH |  | SOLE |  | 213399 | 0 | 0 |
| BELLRING BRANDS INC | COMMON STOCK | 07831C103 |  | 1272977 | 35020 | SH |  | SOLE |  | 35020 | 0 | 0 |
| BEST SPAC I ACQUISITION CORP | USD CL A ORD SHS | G1069P103 |  | 2722022 | 270848 | SH |  | SOLE |  | 270848 | 0 | 0 |
| BEST SPAC I ACQUISITION CORP | RIGHT 05/27/2030 | G1069P129 |  | 37946 | 270848 | SH |  | SOLE |  | 270848 | 0 | 0 |
| BILL HOLDINGS INC | COM | 090043100 |  | 31147102 | 588014 | SH |  | SOLE |  | 588014 | 0 | 0 |
| BIO RAD LABS INC | CL A | 090572207 |  | 35568313 | 126853 | SH |  | SOLE |  | 126853 | 0 | 0 |
| BLACKROCK INC | COM | 09290D101 |  | 854583 | 733 | SH |  | SOLE |  | 733 | 0 | 0 |
| BLUE FOUNDRY BANCORP | COM | 09549B104 |  | 1765287 | 194201 | SH |  | SOLE |  | 194201 | 0 | 0 |
| BLUE WTR ACQUISITION CORP. I | ORD SHS CL A | G1368E106 |  | 1478800 | 148325 | SH |  | SOLE |  | 148325 | 0 | 0 |
| BRIGHTSTAR LOTTERY PLC | SHS USD | G4863A108 |  | 927412 | 53763 | SH |  | SOLE |  | 53763 | 0 | 0 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 |  | 773004 | 14563 | SH |  | SOLE |  | 14563 | 0 | 0 |
| CALAMOS GBL DYN INCOME FUND | COM | 12811L107 |  | 1707976 | 226522 | SH |  | SOLE |  | 226522 | 0 | 0 |
| CARTESIAN GROWTH CORP III | COM CL A | G19307100 |  | 4520250 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| CBRE GROUP INC | CL A | 12504L109 |  | 825142 | 5237 | SH |  | SOLE |  | 5237 | 0 | 0 |
| CELANESE CORP DEL | COM | 150870103 |  | 826325 | 19637 | SH |  | SOLE |  | 19637 | 0 | 0 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 835042 | 14525 | SH |  | SOLE |  | 14525 | 0 | 0 |
| CENCORA INC | COM | 03073E105 |  | 888210 | 2842 | SH |  | SOLE |  | 2842 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 1531956 | 42936 | SH |  | SOLE |  | 42936 | 0 | 0 |
| CENTRAL GARDEN  PET CO | CL A NON-VTG | 153527205 |  | 5277365 | 178712 | SH |  | SOLE |  | 178712 | 0 | 0 |
| CENTRAL PLAINS BANCSHARES IN | COM | 15486W100 |  | 2605620 | 159854 | SH |  | SOLE |  | 159854 | 0 | 0 |
| CG ONCOLOGY INC | COM | 156944100 |  | 27055754 | 671692 | SH |  | SOLE |  | 671692 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | RIGHT 05/14/2030 | G2124S116 |  | 14125 | 100893 | SH |  | SOLE |  | 100893 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | G2124S108 |  | 4950825 | 491641 | SH |  | SOLE |  | 491641 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | RIGHT 12/31/2026 | G9877L115 |  | 78147 | 365000 | SH |  | SOLE |  | 365000 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | ORD SHS CL A | G9877L107 |  | 475400 | 45888 | SH |  | SOLE |  | 45888 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 825522 | 5316 | SH |  | SOLE |  | 5316 | 0 | 0 |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 |  | 9706000 | 4600000 | SH |  | SOLE |  | 4600000 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | COM | 12664M103 |  | 2958000 | 290000 | SH |  | SOLE |  | 290000 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | RIGHT 10/15/2028 | 12664M129 |  | 68921 | 287170 | SH |  | SOLE |  | 287170 | 0 | 0 |
| COASTAL FINL CORP WA | COM NEW | 19046P209 |  | 836911 | 7737 | SH |  | SOLE |  | 7737 | 0 | 0 |
| COLUMBIA SPORTSWEAR CO | COM | 198516106 |  | 888472 | 16988 | SH |  | SOLE |  | 16988 | 0 | 0 |
| COLUMBUS ACQUISITION CORP | RIGHT 09/30/2025 | G2295P115 |  | 17863 | 99240 | SH |  | SOLE |  | 99240 | 0 | 0 |
| COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 |  | 24393376 | 3684800 | SH |  | SOLE |  | 3684800 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 849988 | 2583 | SH |  | SOLE |  | 2583 | 0 | 0 |
| COOPER COS INC | COM | 216648501 |  | 593798 | 8661 | SH |  | SOLE |  | 8661 | 0 | 0 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 |  | 4549500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | SHS CL A | G2616F101 |  | 4716750 | 475000 | SH |  | SOLE |  | 475000 | 0 | 0 |
| DAVE  BUSTERS ENTMT INC | COM | 238337109 |  | 385301 | 21217 | SH |  | SOLE |  | 21217 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | RIGHT 10/15/2029 | G2847J112 |  | 184790 | 850000 | SH |  | SOLE |  | 850000 | 0 | 0 |
| DUNE ACQUISITION CORP II | SHS CL A | G2867S109 |  | 4549500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 27877D112 |  | 150764306 | 978989 | SH |  | SOLE |  | 978989 | 0 | 0 |
| ECOVYST INC | COM | 27923Q109 |  | 47952739 | 5474057 | SH |  | SOLE |  | 5474057 | 0 | 0 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 |  | 1912224 | 5918 | SH |  | SOLE |  | 5918 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 1781605 | 2335 | SH |  | SOLE |  | 2335 | 0 | 0 |
| ELME COMMUNITIES | SH BEN INT | 939653101 |  | 34484736 | 2045358 | SH |  | SOLE |  | 2045358 | 0 | 0 |
| EMMIS ACQUISITION CORP. | UNIT 09/12/2030 | G3037D121 |  | 1997000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ENOVA INTL INC | COM | 29357K103 |  | 57195932 | 496967 | SH |  | SOLE |  | 496967 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 732715 | 20704 | SH |  | SOLE |  | 20704 | 0 | 0 |
| EQT CORP | COM | 26884L109 |  | 857109 | 15747 | SH |  | SOLE |  | 15747 | 0 | 0 |
| EQV VENTURES ACQUISITION COR | CL A ORD SHS | G3106N109 |  | 4671000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| EUREKA ACQUISITION CORP | RIGHT 01/03/2026 | G32168125 |  | 52348 | 218115 | SH |  | SOLE |  | 218115 | 0 | 0 |
| EXPAND ENERGY CORPORATION | COM | 165167735 |  | 929494 | 8749 | SH |  | SOLE |  | 8749 | 0 | 0 |
| F ANNUITIES  LIFE INC | COMMON STOCK | 30190A104 |  | 474366 | 15170 | SH |  | SOLE |  | 15170 | 0 | 0 |
| FACT II ACQUISITION CORP | ORD SHS CL A | G32901103 |  | 4644045 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| FB BANCORP INC | COM | 31425A109 |  | 1713643 | 142566 | SH |  | SOLE |  | 142566 | 0 | 0 |
| FG MERGER II CORP | COM | 30334J102 |  | 3916629 | 392000 | SH |  | SOLE |  | 392000 | 0 | 0 |
| FIFTH DIST BANCORP INC | COM | 316926104 |  | 1968424 | 142330 | SH |  | SOLE |  | 142330 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | ORD SHS CL A | G3415K101 |  | 2248150 | 221057 | SH |  | SOLE |  | 221057 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | USD CL A ORD SHS | G3473K100 |  | 3349018 | 335237 | SH |  | SOLE |  | 335237 | 0 | 0 |
| FLYWIRE CORPORATION | COM VTG | 302492103 |  | 39288923 | 2901693 | SH |  | SOLE |  | 2901693 | 0 | 0 |
| GAP INC | COM | 364760108 |  | 860413 | 40225 | SH |  | SOLE |  | 40225 | 0 | 0 |
| GARTNER INC | COM | 366651107 |  | 648763 | 2468 | SH |  | SOLE |  | 2468 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 904673 | 2653 | SH |  | SOLE |  | 2653 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | CL A ORD SHS | G3933N116 |  | 1012970 | 101500 | SH |  | SOLE |  | 101500 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | RIGHT 06/17/2030 | G3933N132 |  | 15225 | 101500 | SH |  | SOLE |  | 101500 | 0 | 0 |
| GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 |  | 808732 | 7786 | SH |  | SOLE |  | 7786 | 0 | 0 |
| GSR IV ACQUISITION CORP | UNIT 08/22/2030 | G4R12K123 |  | 4560750 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| HELLO GROUP INC | ADS | 423403104 |  | 746712 | 100635 | SH |  | SOLE |  | 100635 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | ORD SHS CL A | G4405D107 |  | 4585500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| HILLTOP HOLDINGS INC | COM | 432748101 |  | 987160 | 29538 | SH |  | SOLE |  | 29538 | 0 | 0 |
| IB ACQUISITION CORP | COM SHS | 44934N108 |  | 4734000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| INDIGO ACQUISITION CORP | ORD SHS | G4791J106 |  | 4486500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| INDIGO ACQUISITION CORP | RIGHT 04/02/2027 | G4791J114 |  | 72000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| INDIVIOR PLC | ORD | G4766E116 |  | 66120084 | 2742434 | SH |  | SOLE |  | 2742434 | 0 | 0 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 |  | 18857930 | 290122 | SH |  | SOLE |  | 290122 | 0 | 0 |
| ISHARES ETHEREUM TR | SHS | 46438R105 |  | 2079944 | 66009 | SH |  | SOLE |  | 66009 | 0 | 0 |
| JACKSON ACQUISITION CO II | COM SHS CL A | G4992A110 |  | 2911279 | 280470 | SH |  | SOLE |  | 280470 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 873699 | 4712 | SH |  | SOLE |  | 4712 | 0 | 0 |
| K GROWTH ACQUISITION CORP | SHS CL A | G52258111 |  | 4596750 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| LAKE SHORE BANCORP INC | COM | 510704109 |  | 1919424 | 147648 | SH |  | SOLE |  | 147648 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | USD ORD SHS | G5353S103 |  | 2972411 | 294882 | SH |  | SOLE |  | 294882 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | RIGHT 08/01/2026 | G5353S137 |  | 33415 | 163800 | SH |  | SOLE |  | 163800 | 0 | 0 |
| LARIMAR THERAPEUTICS INC | COM | 517125100 |  | 1428422 | 442236 | SH |  | SOLE |  | 442236 | 0 | 0 |
| LAUREATE EDUCATION INC | COMMON STOCK | 518613203 |  | 37263848 | 1181479 | SH |  | SOLE |  | 1181479 | 0 | 0 |
| LIGHT  WONDER INC | COM | 80874P109 |  | 1299643 | 15483 | SH |  | SOLE |  | 15483 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | USD CL A ORD SHS | G5490M100 |  | 4844655 | 486900 | SH |  | SOLE |  | 486900 | 0 | 0 |
| LINDSAY CORP | COM | 535555106 |  | 844766 | 6010 | SH |  | SOLE |  | 6010 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 16048595 | 7790580 | SH |  | SOLE |  | 7790580 | 0 | 0 |
| MID PENN BANCORP INC | COM | 59540G107 |  | 1760759 | 61479 | SH |  | SOLE |  | 61479 | 0 | 0 |
| MILLROSE PPTYS INC | COM CL A | 601137102 |  | 48462528 | 1441908 | SH |  | SOLE |  | 1441908 | 0 | 0 |
| MOLINA HEALTHCARE INC | COM | 60855R100 |  | 813663 | 4252 | SH |  | SOLE |  | 4252 | 0 | 0 |
| NATIONAL BEVERAGE CORP | COM | 635017106 |  | 686158 | 18585 | SH |  | SOLE |  | 18585 | 0 | 0 |
| NB BANCORP INC | COM | 63945M107 |  | 2014165 | 114117 | SH |  | SOLE |  | 114117 | 0 | 0 |
| NEW GOLD INC CDA | COM | 644535106 |  | 1146948 | 159742 | SH |  | SOLE |  | 159742 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 1012057 | 12004 | SH |  | SOLE |  | 12004 | 0 | 0 |
| NEWS CORP NEW | CL A | 65249B109 |  | 36601959 | 1191858 | SH |  | SOLE |  | 1191858 | 0 | 0 |
| NORTHEAST CMNTY BANCORP INC | COM | 664121100 |  | 2056054 | 99954 | SH |  | SOLE |  | 99954 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 860507 | 4612 | SH |  | SOLE |  | 4612 | 0 | 0 |
| OPEN TEXT CORP | COM | 683715106 |  | 39331309 | 1052161 | SH |  | SOLE |  | 1052161 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 942716 | 3352 | SH |  | SOLE |  | 3352 | 0 | 0 |
| ORIGIN INVT CORP I | ORD SHS | G67751100 |  | 2973906 | 295911 | SH |  | SOLE |  | 295911 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | USD CL A ORD SHS | G6858G107 |  | 995910 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | G6861F104 |  | 4509900 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | RIGHT 05/22/2030 | G6861F138 |  | 76500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| PACCAR INC | COM | 693718108 |  | 833065 | 8473 | SH |  | SOLE |  | 8473 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 856827 | 4697 | SH |  | SOLE |  | 4697 | 0 | 0 |
| PANTAGES CAPITAL ACQUISITION | ORD SHS CL A | G8089R100 |  | 785895 | 76598 | SH |  | SOLE |  | 76598 | 0 | 0 |
| PANTAGES CAPITAL ACQUISITION | RIGHT 11/15/2029 | G8089R118 |  | 80446 | 402229 | SH |  | SOLE |  | 402229 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 843515 | 33105 | SH |  | SOLE |  | 33105 | 0 | 0 |
| PG CORP | COM | 69331C108 |  | 39161177 | 2596895 | SH |  | SOLE |  | 2596895 | 0 | 0 |
| PIONEER ACQUISITION I CORP | CL A ORD SHS | G7117W107 |  | 4482000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 2641561 | 179698 | SH |  | SOLE |  | 179698 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 |  | 31780976 | 478413 | SH |  | SOLE |  | 478413 | 0 | 0 |
| QFIN HOLDINGS INC | AMERICAN DEP | 88557W101 |  | 749690 | 26049 | SH |  | SOLE |  | 26049 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | ORD SHS | G7314B104 |  | 4134600 | 408154 | SH |  | SOLE |  | 408154 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | RIGHT 02/18/2030 | G7314B120 |  | 117222 | 408154 | SH |  | SOLE |  | 408154 | 0 | 0 |
| RAPID7 INC | COM | 753422104 |  | 831281 | 44335 | SH |  | SOLE |  | 44335 | 0 | 0 |
| RESIDEO TECHNOLOGIES INC | COM | 76118Y104 |  | 946549 | 21921 | SH |  | SOLE |  | 21921 | 0 | 0 |
| REX AMERICAN RES CORP | COM | 761624105 |  | 16123022 | 526552 | SH |  | SOLE |  | 526552 | 0 | 0 |
| REZOLUTE INC | COM NEW | 76200L309 |  | 27092201 | 2882149 | SH |  | SOLE |  | 2882149 | 0 | 0 |
| RIBBON ACQUISITION CORP | ORD SHS CL A | G7552W109 |  | 2078720 | 203000 | SH |  | SOLE |  | 203000 | 0 | 0 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 65921613 | 998661 | SH |  | SOLE |  | 998661 | 0 | 0 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 870433 | 44914 | SH |  | SOLE |  | 44914 | 0 | 0 |
| ROYAL BK CDA | COM | 780087102 |  | 898652 | 6100 | SH |  | SOLE |  | 6100 | 0 | 0 |
| SALLY BEAUTY HLDGS INC | COM | 79546E104 |  | 1253658 | 77006 | SH |  | SOLE |  | 77006 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 826675 | 8659 | SH |  | SOLE |  | 8659 | 0 | 0 |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 |  | 1154876 | 102747 | SH |  | SOLE |  | 102747 | 0 | 0 |
| SIGNET JEWELERS LIMITED | SHS | G81276100 |  | 973780 | 10152 | SH |  | SOLE |  | 10152 | 0 | 0 |
| SILVER PEGASUS ACQUISITION C | SHS CL A | G8192J102 |  | 4486500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| SILVERBOX CORP IV | SHS CL A | G81354105 |  | 1639832 | 156622 | SH |  | SOLE |  | 156622 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | USD CL A ORD SHS | G8193F109 |  | 4536000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 925043 | 35013 | SH |  | SOLE |  | 35013 | 0 | 0 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | G82617104 |  | 498000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| SOLARIUS CAPITAL ACQU CORP | UNIT 07/10/2030 | G82617120 |  | 112100 | 11110 | SH |  | SOLE |  | 11110 | 0 | 0 |
| SOMNIGROUP INTERNATIONAL INC | COM | 88023U101 |  | 48566912 | 575915 | SH |  | SOLE |  | 575915 | 0 | 0 |
| SONOS INC | COM | 83570H108 |  | 934507 | 59146 | SH |  | SOLE |  | 59146 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | USD CL A ORD SHS | G82745103 |  | 3246068 | 321670 | SH |  | SOLE |  | 321670 | 0 | 0 |
| SR BANCORP INC | COM | 85227J106 |  | 2615248 | 173310 | SH |  | SOLE |  | 173310 | 0 | 0 |
| STARRY SEA ACQUISITION CORP | UNIT 07/07/2030 | G8559L104 |  | 2535000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | UNIT 09/09/2030 | G85096124 |  | 1246250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| STRATEGIC ED INC | COM | 86272C103 |  | 828104 | 9628 | SH |  | SOLE |  | 9628 | 0 | 0 |
| SUPER GROUP SGHC LIMITED | ORD SHS | G8588X103 |  | 949502 | 71932 | SH |  | SOLE |  | 71932 | 0 | 0 |
| TAVIA ACQUISITION CORP | SHS | G86880104 |  | 583290 | 56411 | SH |  | SOLE |  | 56411 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 47232387 | 2338237 | SH |  | SOLE |  | 2338237 | 0 | 0 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 796395 | 853 | SH |  | SOLE |  | 853 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | CL A | G87890102 |  | 4518000 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 782294 | 3268 | SH |  | SOLE |  | 3268 | 0 | 0 |
| TURNING PT BRANDS INC | COM | 90041L105 |  | 25801570 | 260991 | SH |  | SOLE |  | 260991 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | ORD SHS | G93Y0A104 |  | 2443934 | 240898 | SH |  | SOLE |  | 240898 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | RIGHT 03/03/2030 | G93Y0A112 |  | 65042 | 240898 | SH |  | SOLE |  | 240898 | 0 | 0 |
| VENDOME ACQUISITION CORP I | COM CL A | G9580A109 |  | 4468500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| VORNADO RLTY TR | SH BEN INT | 929042109 |  | 906494 | 22366 | SH |  | SOLE |  | 22366 | 0 | 0 |
| VOYAGER ACQUISITION CORP | CL A | G93A7H104 |  | 4722975 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| WEIBO CORP | SPONSORED ADR | 948596101 |  | 893507 | 72057 | SH |  | SOLE |  | 72057 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 904753 | 10794 | SH |  | SOLE |  | 10794 | 0 | 0 |
| WESTERN NEW ENG BANCORP INC | COM | 958892101 |  | 2706814 | 225380 | SH |  | SOLE |  | 225380 | 0 | 0 |
| WINCHESTER BANCORP INC | COM | 97269D103 |  | 1785363 | 186949 | SH |  | SOLE |  | 186949 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | SHS | G9717M109 |  | 2905328 | 288800 | SH |  | SOLE |  | 288800 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | RIGHT 99/99/9999 | G9717M117 |  | 32000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| YHN ACQUISITION I LTD | SHS | G1514D101 |  | 3222854 | 307818 | SH |  | SOLE |  | 307818 | 0 | 0 |

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