# EDGAR Filing Document

**Accession Number:** 0001592900
**File Stem:** 0001592900-26-003335
**Filing Date:** 2026-6
**Character Count:** 24412
**Document Hash:** 0ea30070b2d9e8ff31dd9fab4d2798d2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001592900-26-003335.hdr.sgml**: 20260629

**ACCESSION NUMBER**: 0001592900-26-003335

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260629

**DATE AS OF CHANGE**: 20260629

**PERIOD START**: 20270131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EA Series Trust
- **CENTRAL INDEX KEY:** 0001592900

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22961
- **FILM NUMBER:** 261134244

**BUSINESS ADDRESS:**
- **STREET 1:** 3803 WEST CHESTER PIKE, SUITE 150
- **CITY:** NEWTOWN SQUARE
- **STATE:** PA
- **ZIP:** 19073
- **BUSINESS PHONE:** 1.215.882.9983

**MAIL ADDRESS:**
- **STREET 1:** 3803 WEST CHESTER PIKE, SUITE 150
- **CITY:** NEWTOWN SQUARE
- **STATE:** PA
- **ZIP:** 19073

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpha Architect ETF Trust
- **DATE OF NAME CHANGE:** 20140428

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Empowered Funds ETF Trust
- **DATE OF NAME CHANGE:** 20131125

## Series and Classes Contracts Data

### WHITEWOLF Publicly Listed Private Equity ETF (Series ID: S000081688)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000244624 | WHITEWOLF Publicly Listed Private Equity ETF | LBO             |

## Nport-Ex

---

| |
|:---|
| **WHITEWOLF PUBLICLY LISTED PRIVATE EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS** |
| **April 30, 2026 (Unaudited)** |

---

---

| | | |
|:---|:---|:---|
| | **Shares**  | **Value**  |
| **COMMON STOCKS - 61.8%**  | | |
| **<u>Financials</u> - 61.8%** <sup>(a)</sup> | |  |
| **Asset Management & Custody Banks - 48.6%** <sup>(a)</sup> |  |  |
| Ares Management Corp. - Class A  | 2748 | $322615 |
| BlackRock TCP Capital Corp.  | 878 | 3793 |
| Blackrock, Inc.  | 383 | 408125 |
| Blackstone Secured Lending Fund  | 25858 | 641278 |
| Blackstone, Inc.  | 2530 | 317717 |
| Blue Owl Capital, Inc. - Class A  | 40377 | 393676 |
| Brookfield Asset Management Ltd. - Class A  | 5354 | 257046 |
| Brookfield Corp.  | 6075 | 274104 |
| Carlyle Group, Inc.  | 7514 | 376226 |
| GCM Grosvenor, Inc. - Class A  | 470 | 5132 |
| Hamilton Lane, Inc. - Class A  | 829 | 76260 |
| KKR & Co., Inc.  | 6402 | 667985 |
| Ridgepost Capital, Inc. - Class A  | 3273 | 25955 |
| StepStone Group, Inc. - Class A  | 2335 | 123521 |
| TPG, Inc.  | 6179 | 269528 |
|  |  | 4162961 |
| **Diversified Financial Services - 9.3%**  |  |  |
| Apollo Global Management, Inc.  | 6188 | 796519 |
| **Multi-Sector Holdings - 3.9%**  |  |  |
| Compass Diversified Holdings  | 28248 | 333609 |
| **Total Financials** |  | 5293089 |
| **TOTAL COMMON STOCKS** (Cost $6,088,168) |  | 5293089 |
| **CLOSED-END FUNDS - 36.1%** |  |  |
| Ares Capital Corp.  | 46698 | 894734 |
| Bain Capital Specialty Finance, Inc.  | 5649 | 77617 |
| Barings BDC, Inc.  | 8527 | 77937 |
| Capital Southwest Corp.  | 232 | 5568 |
| Carlyle Secured Lending, Inc.  | 73 | 866 |
| CION Investment Corp.  | 12706 | 98599 |
| Fidus Investment Corp.  | 277 | 5255 |
| FS KKR Capital Corp.  | 667 | 7504 |
| Gladstone Capital Corp.  | 217 | 4101 |
| Gladstone Investment Corp.  | 374 | 6212 |
| Goldman Sachs BDC, Inc.  | 91 | 894 |
| Golub Capital BDC, Inc.  | 34828 | 477144 |
| Hercules Capital, Inc.  | 39643 | 636270 |
| Main Street Capital Corp.  | 1410 | 78734 |
| MidCap Financial Investment Corp.  | 14045 | 165871 |

---

------

---

| |
|:---|
| **WHITEWOLF PUBLICLY LISTED PRIVATE EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS** |
| **April 30, 2026 (Unaudited)** |

---

---

| | | |
|:---|:---|:---|
| | **Shares**  | **Value**  |
| New Mountain Finance Corp.  | 1045 | $8924 |
| PennantPark Floating Rate Capital Ltd.  | 90 | 807 |
| PennantPark Investment Corp.  | 1705 | 8013 |
| Prospect Capital Corp.  | 25263 | 68463 |
| Saratoga Investment Corp.  | 450 | 10485 |
| Sixth Street Specialty Lending, Inc.  | 8473 | 166071 |
| Stellus Capital Investment Corp.  | 710 | 6866 |
| Trinity Capital, Inc.  | 16877 | 280327 |
| TriplePoint Venture Growth BDC Corp.  | 148 | 810 |
| **TOTAL CLOSED-END FUNDS** (Cost $3,441,824) |  | 3088072 |
| **SHORT-TERM INVESTMENTS** |  |  |
| **MONEY MARKET FUNDS - 2.1%**  |  |  |
| First American Government Obligations Fund - Class X, 3.58% <sup>(b)</sup> | 183357 | 183357 |
| **TOTAL MONEY MARKET FUNDS** (Cost $183,357) |  | 183357 |
| **TOTAL INVESTMENTS - 100.0% (**Cost $9,713,349**)** |  | $8564518 |
| Liabilities in Excess of Other Assets - (0.0)% <sup>(c)</sup> |  | (2545) |
| **TOTAL NET ASSETS - 100.0%** |  | $8561973 |

---

Percentages are stated as a percent of net assets.

(a) <br> To the extent that the Fund invests more heavily in a particular industry or sector of the economy, its performance will be especially sensitive to developments that significantly affect those industries or sectors.

(b) <br> The rate shown represents the 7-day annualized yield as of April 30, 2026.

(c) <br> Represents less than 0.05% of net assets.

The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services.

------

**WHITEWOLF PUBLICLY LISTED PRIVATE EQUITY ETF**

**Summary of Fair Value Disclosure as of April 30, 2026 (Unaudited)**

WHITEWOLF Publicly Listed Private Equity ETF (the "Fund") has adopted fair value accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion of changes in valuation techniques and related inputs during the period, and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below. The inputs or valuation methodology used for valuing securities are not an indication of the risk associated with investing in those securities.

Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.

Level 2 - Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and based on the best information available.

The following is a summary of the fair valuation hierarchy of the Fund's securities as of April 30, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **DESCRIPTION** | **LEVEL 1** | **LEVEL 2** | **LEVEL 3** | **TOTAL** |
| **<u>Investments:</u>** |  |  |  |  |
| Common Stocks  | $5293089 | $— | $— | $5293089 |
| Closed-End Funds  | 3088072 |  |  | 3088072 |
| Money Market Funds  | 183357 |  |  | 183357 |
| **Total Investments** | $8564518 | $— | $— | $8564518 |

---

Refer to the Schedule of Investments for further disaggregation of investment categories.

During the fiscal period ended April 30, 2026, the Fund did not invest in any Level 3 investments and recognized no transfers to/from Level 3. Transfers between levels are recognized at the end of the reporting period.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** EA Series Trust

- **b. Investment Company Act file number:** 811-22961

- **c. CIK number of Registrant:** 0001592900

- **d. LEI of Registrant:** 5493004OW9VWINAYRX18

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 3803 West Chester Pike

  - **City:** Newtown Square

  - **State:** PA

  - **Foreign country:** US

  - **Zip / Postal Code:** 19073

  - **Telephone number:** 2158829983

**Item A.2. Information about the Series.**

- **a. Name of Series:** WHITEWOLF Publicly Listed Private Equity ETF

- **b. EDGAR series identifier (if any):** S000081688

- **c. LEI of Series:** 529900CAPPMHKVH3E229

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2027-01-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $8566635.74

**Total Liabilities:** $4662.52

**Net Assets:** $8561973.22

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000244624 | -14.71%              | -0.02%               | 9.70%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3099.75                 | $-902049.77                                |
| Month 2  | $7312.37                 | $-39275.61                                 |
| Month 3  | $2648.80                 | $757526.93                                 |

### Schedule of Portfolio Investments

| Name                                       | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bain Capital Specialty Finance Inc         | Bain Capital Specialty Finance Inc         | CUSIP: 05684B107<br>LEI: N/A                  | Long             | EC               | RF                | US        |      5649 | NS      | $77617.26     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Trinity Capital Inc                        | Trinity Capital Inc                        | CUSIP: 896442308<br>LEI: N/A                  | Long             | EC               | RF                | US        |     16877 | NS      | $280326.97    | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc                               | KKR & Co Inc                               | CUSIP: 48251W104<br>LEI: 549300JOHU21WRN2Z451 | Long             | EC               | CORP              | US        |      6402 | NS      | $667984.68    | 7.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                             | Blackstone Inc                             | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |      2530 | NS      | $317717.40    | 3.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlyle Secured Lending Inc                | Carlyle Secured Lending Inc                | CUSIP: 872280102<br>LEI: N/A                  | Long             | EC               | RF                | US        |        73 | NS      | $865.78       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Compass Diversified Holdings               | Compass Diversified Holdings               | CUSIP: 20451Q104<br>LEI: 5299001SM1LBYANJRR58 | Long             | EC               | CORP              | US        |     28248 | NS      | $333608.88    | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock TCP Capital Corp                 | BlackRock TCP Capital Corp                 | CUSIP: 09259E108<br>LEI: N/A                  | Long             | EC               | RF                | US        |       878 | NS      | $3792.96      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp                       | Ares Management Corp                       | CUSIP: 03990B101<br>LEI: 529900JUV61FH7B8VW38 | Long             | EC               | CORP              | US        |      2748 | NS      | $322615.20    | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Lane Inc                          | Hamilton Lane Inc                          | CUSIP: 407497106<br>LEI: 5493006OKN3V1NORM833 | Long             | EC               | CORP              | US        |       829 | NS      | $76259.71     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Secured Lending Fund            | Blackstone Secured Lending Fund            | CUSIP: 09261X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25858 | NS      | $641278.40    | 7.49%             |  |  |  | No            |                  1 | On Loan: No      |
| StepStone Group Inc                        | StepStone Group Inc                        | CUSIP: 85914M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2335 | NS      | $123521.50    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Owl Capital Inc                       | Blue Owl Capital Inc                       | CUSIP: 09581B103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40377 | NS      | $393675.75    | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| GCM Grosvenor Inc                          | GCM Grosvenor Inc                          | CUSIP: 36831E108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       470 | NS      | $5132.40      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Global Management Inc               | Apollo Global Management Inc               | CUSIP: 03769M106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6188 | NS      | $796519.36    | 9.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ridgepost Capital Inc                      | Ridgepost Capital Inc                      | CUSIP: 69376K106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3273 | NS      | $25954.89     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG Inc                                    | TPG Inc                                    | CUSIP: 872657101<br>LEI: 549300NLO4R8MX77XJ02 | Long             | EC               | CORP              | US        |      6179 | NS      | $269527.98    | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Inc                              | Blackrock Inc                              | CUSIP: 09290D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       383 | NS      | $408124.80    | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Corp                            | Brookfield Corp                            | CUSIP: 11271J107<br>LEI: C6J3FGIWG6MBDGTE8F80 | Long             | EC               | CORP              | CA        |      6075 | NS      | $274104.00    | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Asset Management Ltd            | Brookfield Asset Management Ltd            | CUSIP: 113004105<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      5354 | NS      | $257045.54    | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obligations Fund | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    183357 | PA      | $183356.82    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlyle Group Inc/The                      | Carlyle Group Inc/The                      | CUSIP: 14316J108<br>LEI: 529900NGGVF94UK6PG95 | Long             | EC               | CORP              | US        |      7514 | NS      | $376225.98    | 4.39%             |  |  |  | No            |                  1 | On Loan: No      |
| TriplePoint Venture Growth BDC Corp        | TriplePoint Venture Growth BDC Corp        | CUSIP: 89677Y100<br>LEI: N/A                  | Long             | EC               | RF                | US        |       148 | NS      | $809.56       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CION Investment Corp                       | CION Investment Corp                       | CUSIP: 17259U204<br>LEI: N/A                  | Long             | EC               | RF                | US        |     12706 | NS      | $98598.56     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| New Mountain Finance Corp                  | New Mountain Finance Corp                  | CUSIP: 647551100<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1045 | NS      | $8924.30      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital Southwest Corp                     | Capital Southwest Corp                     | CUSIP: 140501107<br>LEI: N/A                  | Long             | EC               | RF                | US        |       232 | NS      | $5568.00      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Main Street Capital Corp                   | Main Street Capital Corp                   | CUSIP: 56035L104<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1410 | NS      | $78734.40     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| HERCULES CAPITAL INC                       | HERCULES CAPITAL INC                       | CUSIP: 427096508<br>LEI: N/A                  | Long             | EC               | RF                | US        |     39643 | NS      | $636270.15    | 7.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Gladstone Investment Corp                  | Gladstone Investment Corp                  | CUSIP: 376546107<br>LEI: N/A                  | Long             | EC               | RF                | US        |       374 | NS      | $6212.14      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MidCap Financial Investment Corp           | MidCap Financial Investment Corp           | CUSIP: 03761U502<br>LEI: N/A                  | Long             | EC               | RF                | US        |     14045 | NS      | $165871.45    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Gladstone Capital Corp                     | Gladstone Capital Corp                     | CUSIP: 376535878<br>LEI: N/A                  | Long             | EC               | RF                | US        |       217 | NS      | $4101.30      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Barings BDC Inc                            | Barings BDC Inc                            | CUSIP: 06759L103<br>LEI: N/A                  | Long             | EC               | RF                | US        |      8527 | NS      | $77936.78     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Capital Corp                          | Ares Capital Corp                          | CUSIP: 04010L103<br>LEI: WEQ82666OJYSI5GUAB47 | Long             | EC               | RF                | US        |     46698 | NS      | $894733.68    | 10.45%            |  |  |  | No            |                  1 | On Loan: No      |
| Prospect Capital Corp                      | Prospect Capital Corp                      | CUSIP: 74348T102<br>LEI: N/A                  | Long             | EC               | RF                | US        |     25263 | NS      | $68462.73     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Saratoga Investment Corp                   | Saratoga Investment Corp                   | CUSIP: 80349A208<br>LEI: N/A                  | Long             | EC               | RF                | US        |       450 | NS      | $10485.00     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| PennantPark Investment Corp                | PennantPark Investment Corp                | CUSIP: 708062104<br>LEI: N/A                  | Long             | EC               | RF                | US        |      1705 | NS      | $8013.50      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sixth Street Specialty Lending Inc         | Sixth Street Specialty Lending Inc         | CUSIP: 83012A109<br>LEI: 549300TX61566GJWCN05 | Long             | EC               | RF                | US        |      8473 | NS      | $166070.80    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidus Investment Corp                      | Fidus Investment Corp                      | CUSIP: 316500107<br>LEI: N/A                  | Long             | EC               | RF                | US        |       277 | NS      | $5254.69      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PennantPark Floating Rate Capital Ltd      | PennantPark Floating Rate Capital Ltd      | CUSIP: 70806A106<br>LEI: N/A                  | Long             | EC               | RF                | US        |        90 | NS      | $807.30       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FS KKR Capital Corp                        | FS KKR Capital Corp                        | CUSIP: 302635206<br>LEI: N/A                  | Long             | EC               | RF                | US        |       667 | NS      | $7503.75      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Stellus Capital Investment Corp            | Stellus Capital Investment Corp            | CUSIP: 858568108<br>LEI: N/A                  | Long             | EC               | RF                | US        |       710 | NS      | $6865.70      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs BDC Inc                      | Goldman Sachs BDC Inc                      | CUSIP: 38147U107<br>LEI: N/A                  | Long             | EC               | RF                | US        |        91 | NS      | $894.53       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Golub Capital BDC Inc                      | Golub Capital BDC Inc                      | CUSIP: 38173M102<br>LEI: N/A                  | Long             | EC               | RF                | US        |     34828 | NS      | $477143.60    | 5.57%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-30

**Name of Applicant:** EA Series Trust

**Signature:** /s/ Sean Hegarty

**Name of Signer:** Sean Hegarty

**Title:** Treasurer