# EDGAR Filing Document

**Accession Number:** 0001543151
**File Stem:** 0001552781-25-000298
**Filing Date:** 2025-9
**Character Count:** 10109
**Document Hash:** af079a8bff276a683cde9f0ba8970158
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001552781-25-000298.hdr.sgml**: 20250923

**ACCESSION NUMBER**: 0001552781-25-000298

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250923

**DATE AS OF CHANGE**: 20250923

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Serve Robotics Inc. /DE/
- **CENTRAL INDEX KEY:** 0001832483
- **STANDARD INDUSTRIAL CLASSIFICATION:** GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 853844872
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-93540
- **FILM NUMBER:** 251335024

**BUSINESS ADDRESS:**
- **STREET 1:** 730 BROADWAY
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063
- **BUSINESS PHONE:** 818-860-1352

**MAIL ADDRESS:**
- **STREET 1:** 730 BROADWAY
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Patricia Acquisition Corp.
- **DATE OF NAME CHANGE:** 20201116
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Uber Technologies, Inc
- **CENTRAL INDEX KEY:** 0001543151
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-BUSINESS SERVICES, NEC [7389]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 452647441
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** 1725 3RD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94158
- **BUSINESS PHONE:** 415-612-8582

**MAIL ADDRESS:**
- **STREET 1:** 1725 3RD STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94158

## Exhibit 99.1

**Schedule I**

**Directors and Executive Officers**

The business address of each director and executive officer is c/o Uber Technologies, Inc., 1725 3rd Street San Francisco, CA 94158. Unless otherwise indicated, each director and executive officer is a citizen of the United States.

---

| | |
|:---|:---|
| **NAME AND POSITION** | **PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT** |
| Dara Khosrowshahi | Chief Executive Officer and Director of Uber Technologies, Inc. |
| Andrew Macdonald<sup>(1)</sup> | President and Chief Operating Officer of Uber Technologies, Inc. |
| Prashanth Mahendra-Rajah | Chief Financial Officer of Uber Technologies, Inc. |
| Tony West | Senior Vice President, Chief Legal Officer and Corporate Secretary of Uber Technologies, Inc. |
| Nikki Krishnamurthy | Senior Vice President and Chief People Officer of Uber Technologies, Inc. |
| Jill Hazelbaker | Chief Marketing Officer and Senior Vice President, Public Affairs of Uber Technologies, Inc. |
| Ronald Sugar | Former Chairman and CEO, Northrop Grumman |
| Revathi Advaithi | CEO of Flex Ltd. |
| Turqi Alnowaiser<sup>(2)</sup> | Deputy Governor and Head of International Investments Division of The Public Investment Fund |
| Nikesh Arora | CEO of Palo Alto Networks |
| Ursula Burns | Co-founder of Integrum Holdings, LP |
| Robert Eckert | Operating Partner of FFL Partners, LLC  |
| Amanda Ginsberg | Operating Partner of Advent International |
| John Thain | Founding Partner of Pine Island Capital Partners LLC |
| David Trujillo | Partner, TPG |
| Alexander Wynaendts<sup>(3)</sup> | Former CEO and Chairman, Aegon NV |

---

(1) Mr. Macdonald is a citizen of Canada.

(2) Mr. Alnowaiser is a citizen of the Kingdom of Saudi Arabia.

(3) Mr. Wynaendts is a citizen of the Netherlands.

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 1)**

**Serve Robotics Inc. /DE/**

*(Name of Issuer)*

**Common stock, par value $0.0001 per share**

*(Title of Class of Securities)*

**81758H106**

*(CUSIP Number)*

**Prashanth Mahendra-Rajah**<br>c/o Uber Technologies, Inc.<br>1725 3rd Street<br>San Francisco CA 94158<br>415-612-8582

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**09/19/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **81758H106** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Uber Technologies, Inc.** | Name of reporting person<br>**Uber Technologies, Inc.** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**DELAWARE** | Citizenship or place of organization<br>**DELAWARE** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**2070629.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**2070629.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**0.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**2070629.00** | Aggregate amount beneficially owned by each reporting person<br>**2070629.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**3.36%** | Percent of class represented by amount in Row (11)<br>**3.36%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

**Comment for Reporting Person:** Note for Lines (7), (9), and (11) - Consists of 2,070,629 shares of common stock, par value $0.0001 per share (the "common stock"), of Serve Robotics Inc. (the "Issuer") that are beneficially owned by Uber Technologies, Inc. through Postmates, LLC, a wholly-owned subsidiary of Uber Technologies, Inc.

Note for Line (13) - The percent of class beneficially owned by the Reporting Person was calculated assuming 61,577,800 shares of common stock issued and outstanding based on (i) 59,881,731 shares of common stock issued and outstanding as of August 5, 2025, as described in the Issuer's report on Form 10-Q for the fiscal quarter ended June 30, 2025, as filed with the Securities and Exchange Commission (the "SEC"), plus (ii) 1,696,069 additional shares issued in the Issuer's acquisition of Vayu Robotics, Inc. that closed on August 15, 2025, as disclosed in the Issuer's Current Report on Form 8-K filed with the SEC on August 18, 2025.

This Amendment No. 1 amends and supplements the Schedule 13D relating to the shares of common stock of the Issuer (the "Schedule 13D") filed with the SEC on May 8, 2024. Information reported in the Schedule 13D remains in effect except to the extent amended or superseded by information contained in this Amendment No. 1.

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common stock, par value $0.0001 per share

**(b) Name of Issuer:**
Serve Robotics Inc. /DE/

**(c) Address of Issuer's Principal Executive Offices:**
730 Broadway, Redwood City, CA, 94063

**Item 5. Interest in Securities of the Issuer**

**(a)**
The Reporting Person is the beneficial owner of 2,070,629 shares of common stock, which represent approximately 3.36% of the outstanding shares of common stock as of August 18, 2025. The percent of common stock beneficially owned by the Reporting Person was calculated assuming 61,577,800 shares of common stock issued and outstanding based on (i) 59,881,731 shares of common stock issued and outstanding as of August 5, 2025, as described in the Issuer's report on Form 10-Q for the fiscal quarter ended June 30, 2025, as filed with the SEC, plus (ii) 1,696,069 additional shares issued in the Issuer's acquisition of Vayu Robotics, Inc. that closed on August 15, 2025, as disclosed in the Issuer's Current Report on Form 8-K filed with the SEC on August 18, 2025. None of the persons named in Schedule I beneficially own any shares of common stock.

**(b)**
The Reporting Person has sole voting and sole dispositive power over an aggregate of 2,070,629 shares of common stock. The Reporting Person's shares of common stock represent approximately 3.36% of the voting power of Issuer's outstanding capital stock as of August 18, 2025.

**(c)**
On September 19, 2025, the Reporting Person (through Postmates) sold 1,215,048 shares of its holdings in the Issuer's common stock at an average price per share of $14.1405 in open market transactions.  On September 22, 2025, the Reporting Person (through Postmates) sold 456,284  shares of its holdings in the Issuer's common stock at an average price per share of $14.0076 in open market transactions. On September 23, 2025, the Reporting Person (through Postmates) sold 1,006,872 shares of its holdings in the Issuer's common stock at an average price per share of $14.0471 in open market transactions. Other than the foregoing, the Reporting Person and, to the best knowledge of the Reporting Person, the directors and executive officers of the Reporting Person have not effected any other transactions in the shares of the Issuer during the past 60 days.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Uber Technologies, Inc.

**Signature:** /s/ Prashanth Mahendra-Rajah

**Name/Title:** Chief Financial Officer

**Date:** 09/23/2025