# EDGAR Filing Document

**Accession Number:** 0001290229
**File Stem:** 0000005513-23-000054
**Filing Date:** 2023-3
**Character Count:** 8197
**Document Hash:** edf4d43a7fba8c9b0c6d80b23ca0fd35
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000005513-23-000054.hdr.sgml**: 20230303

**ACCESSION NUMBER**: 0000005513-23-000054

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230301

**FILED AS OF DATE**: 20230303

**DATE AS OF CHANGE**: 20230303

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** McKenney Richard P
- **CENTRAL INDEX KEY:** 0001290229

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-11294
- **FILM NUMBER:** 23706245

**MAIL ADDRESS:**
- **STREET 1:** UNUM GROUP
- **STREET 2:** 1 FOUNTAIN SQUARE
- **CITY:** CHATTANOOGA
- **STATE:** TN
- **ZIP:** 37402
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Unum Group
- **CENTRAL INDEX KEY:** 0000005513
- **STANDARD INDUSTRIAL CLASSIFICATION:** ACCIDENT & HEALTH INSURANCE [6321]
- **IRS NUMBER:** 621598430
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1 FOUNTAIN SQUARE
- **CITY:** CHATTANOOGA
- **STATE:** TN
- **ZIP:** 37402
- **BUSINESS PHONE:** 423-294-1011

**MAIL ADDRESS:**
- **STREET 1:** 1 FOUNTAIN SQUARE
- **CITY:** CHATTANOOGA
- **STATE:** TN
- **ZIP:** 37402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNUMPROVIDENT CORP
- **DATE OF NAME CHANGE:** 19990702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROVIDENT COMPANIES INC /DE/
- **DATE OF NAME CHANGE:** 19961204

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA
- **DATE OF NAME CHANGE:** 19950407

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>McKenney Richard P<br><sub>(Last) (First) (Middle)</sub><br>1 FOUNTAIN SQUARE<br><sub>(Street)</sub><br>CHATTANOOGA, TN 37402<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Unum Group [ UNM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-01 |  | F |  | 9141<sup>(1)</sup> | D | $45.57 | 1090399<sup>(2)</sup> | D |  |
| Common Stock | 2023-03-01 |  | F |  | 17903<sup>(3)</sup> | D | $45.57 | 1072496<sup>(4)</sup> | D |  |
| Common Stock | 2023-03-01 |  | F |  | 20290<sup>(5)</sup> | D | $45.57 | 1052206<sup>(6)</sup> | D |  |
| Common Stock | 2023-03-01 |  | M |  | 23229 | A | $0 | 1075435<sup>(7)</sup> | D |  |
| Common Stock | 2023-03-01 |  | D |  | 23229 | D | $45.57 | 1052206<sup>(6)</sup> | D |  |
| Common Stock | 2023-03-01 |  | A |  | 98749<sup>(8)</sup> | A | $0 | 1150955<sup>(9)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(10)</sup> | 2023-03-01 |  | M |  |  | 23229 | <sup>(11)</sup> | <sup>(11)</sup> | Common Stock | 23229.0 | $0 | 0 | D |  |

---

### Footnotes:

(1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,229 stock-settled RSUs (as defined in footnote (2) below).

(2) Includes 248,622 restricted stock units, 124,867 stock success units, and 716,910 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

(3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496 stock-settled RSUs.

(4) Includes 203,126 stock-settled RSUs, 124,867 SSUs, and 744,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

(5) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,562 stock-settled RSUs.

(6) Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

(7) Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 799,004 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

(8) All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

(9) Includes 250,313 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

(10) The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

(11) The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

**Signature:** /s/ Jullienne, J. Paul, Attorney-in-Fact  
**Date:** 2023-03-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**