# EDGAR Filing Document

**Accession Number:** 0001203079
**File Stem:** 0001562180-23-001657
**Filing Date:** 2023-2
**Character Count:** 8052
**Document Hash:** f7b1c686caffc47b94c587a438f0f251
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001562180-23-001657.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001562180-23-001657

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230217

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** GUILLET EDWARD E
- **CENTRAL INDEX KEY:** 0001203079

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34370
- **FILM NUMBER:** 23653356

**MAIL ADDRESS:**
- **STREET 1:** C/O WASTE CONNECTIONS, INC
- **STREET 2:** 610 APPLEWOOD CRESCENT, SUITE 200
- **CITY:** VAUGHAN
- **STATE:** A6
- **ZIP:** L4K 0C3
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Waste Connections, Inc.
- **CENTRAL INDEX KEY:** 0001318220
- **STANDARD INDUSTRIAL CLASSIFICATION:** REFUSE SYSTEMS [4953]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 6220 HWY 7
- **STREET 2:** SUITE 600
- **CITY:** WOODBRIDGE
- **STATE:** A6
- **ZIP:** L4H 4G3
- **BUSINESS PHONE:** (905) 532-7510

**MAIL ADDRESS:**
- **STREET 1:** 6220 HWY 7
- **STREET 2:** SUITE 600
- **CITY:** WOODBRIDGE
- **STATE:** A6
- **ZIP:** L4H 4G3

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Progressive Waste Solutions Ltd.
- **DATE OF NAME CHANGE:** 20110503

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IESI-BFC Ltd
- **DATE OF NAME CHANGE:** 20090522

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BFI Canada Ltd
- **DATE OF NAME CHANGE:** 20081015

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>GUILLET EDWARD E<br><sub>(Last) (First) (Middle)</sub><br>3 WATERWAY SQUARE PLACE<br>SUITE 110<br><sub>(Street)</sub><br>THE WOODLANDS, TX 77380<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Waste Connections, Inc. [ WCN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Shares | 2023-02-17 |  | M |  | 409.00 | A | $0.00 | 33252.00 | D |  |
| Common Shares | 2023-02-17 |  | F<sup>(1)</sup> |  | 219.00 | D | 136.1898<sup>(2)</sup> | 33033.00 | D |  |
| Common Shares | 2023-02-18 |  | M |  | 485.00 | A | $0.00 | 33518.00 | D |  |
| Common Shares | 2023-02-18 |  | F<sup>(1)</sup> |  | 260.00 | D | 136.1898<sup>(2)</sup> | 33258.00 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Deferred Share Units | $0.00 | 2023-02-17 |  | A |  | 518.00 |  | <sup>(3)</sup> | <sup>(3)</sup> | Common Shares | 518.00 | $0.00 | 518.00 | D |  |
| Restricted Share Units | $0.00 | 2023-02-17 |  | A |  | 817.00 |  | <sup>(4)</sup> | <sup>(4)</sup> | Common Shares | 817.00 | $0.00 | 817.00 | D |  |
| Restricted Share Units | $0.00 | 2023-02-17 |  | M |  |  | 409.00 | <sup>(5)</sup> | <sup>(5)</sup> | Common Shares | 409.00 | $0.00 | 408.00 | D |  |
| Restricted Share Units | $0.00 | 2023-02-18 |  | M |  |  | 485.00 | <sup>(6)</sup> | <sup>(6)</sup> | Common Shares | 485.00 | $0.00 | 0.00 | D |  |

---

### Footnotes:

(1) Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.

(2) For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $183.47 = US $136.1898

(3) One Deferred Share Unit is the economic equivalent of one common share of the Issuer.  Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire.

(4) Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares.  Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date.

(5) Represents the conversion upon vesting of restricted share units into common shares of the Issuer.  The restricted share units were awarded on February 17, 2023 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

(6) Represents the conversion upon vesting of restricted share units into common shares of the Issuer.  The restricted share units were awarded on February 18, 2022 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.

**Signature:** Edward Guillet  
**Date:** 2023-02-22

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**