# EDGAR Filing Document

**Accession Number:** 0001572748
**File Stem:** 0001572748-23-000005
**Filing Date:** 2023-2
**Character Count:** 21883
**Document Hash:** be99e7d690962aa5e32900072f8b6fb4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001572748-23-000005.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001572748-23-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Marathon Trading Investment Management LLC
- **CENTRAL INDEX KEY:** 0001572748
- **IRS NUMBER:** 900805337
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16519
- **FILM NUMBER:** 23624732

**BUSINESS ADDRESS:**
- **STREET 1:** TWO RADNOR CORPORATE CENTER
- **STREET 2:** SUITE 107
- **CITY:** RADNOR
- **STATE:** PA
- **ZIP:** 19087
- **BUSINESS PHONE:** 610-254-4890

**MAIL ADDRESS:**
- **STREET 1:** TWO RADNOR CORPORATE CENTER
- **STREET 2:** SUITE 107
- **CITY:** RADNOR
- **STATE:** PA
- **ZIP:** 19087

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Marathon Trading Investment Management LLC<br>**Address:** Two Radnor Corporate Center<br>Suite 107<br>Radnor, PA 19087

**Form 13F File Number:** 028-16519

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Robert Gordon<br>**Title:** Managing Member<br>**Phone:** 610-254-4890

**Signature, Place, and Date of Signing:**

Robert Gordon  Radnor, PA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 185

**Form 13F Information Table Value Total:** $774291

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                       | Form 13F File Number   |
|:---|:---|:---|
|  | Marathon Trading Group LLC | 028-16521              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 180 LIFE SCIENCES CORP | Option | 68236V903 |  | 52 | 15200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ACTIVISION BLIZZARD INC | Common Stock | 00507V109 |  | 936 | 12225 | SH |  | OTR | 1 | 0 | 12225 | 0 |
| ADVANCED MICRO DEVICES INC | Common stock | 007903107 |  | 728 | 11233 | SH |  | SOLE |  | 11233 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | Common Stock | 007903107 |  | 974 | 15031 | SH |  | OTR | 1 | 0 | 15031 | 0 |
| ADVANCED MICRO DEVICES INC | Option | 007903957 |  | 1665 | 25700 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | Option | 007903907 |  | 2014 | 31100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | Option | 01609W952 |  | 12112 | 137500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | Option | 01609W902 |  | 18525 | 210300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| AMAZON COM INC | Option | 023135956 |  | 1268 | 15100 | SH | Put | SOLE |  | 0 | 0 | 0 |
| AMAZON COM INC | Option | 023135956 |  | 1092 | 13000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| AMAZON COM INC | Option | 023135906 |  | 2226 | 26500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| AMAZON COM INC | Option | 023135906 |  | 252 | 3000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| AMC ENTMT HLDGS INC | Option | 00165C954 |  | 4651 | 1142700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| AMC ENTMT HLDGS INC | Option | 00165C904 |  | 2435 | 598200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | Common stock | 03737A119 |  | 1 | 32888 | SH |  | SOLE |  | 32888 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | Common stock | 03737A101 |  | 997 | 98665 | SH |  | SOLE |  | 98665 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | Common Stock | 03769M106 |  | 2752 | 43135 | SH |  | OTR | 1 | 0 | 43135 | 0 |
| APOLLO GLOBAL MGMT INC | Option | 03769M906 |  | 638 | 10000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| APPHARVEST INC | Common stock | 03783T111 |  | 2 | 21986 | SH |  | SOLE |  | 21986 | 0 | 0 |
| APPLE INC | Common Stock | 037833100 |  | 11176 | 86015 | SH |  | OTR | 1 | 0 | 86015 | 0 |
| APPLE INC | Option | 037833950 |  | 6003 | 46200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| APPLE INC | Option | 037833900 |  | 10472 | 80600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ARES ACQUISITION CORPORATION | Common stock | G33032106 |  | 365 | 36215 | SH |  | SOLE |  | 36215 | 0 | 0 |
| ARQIT QUANTUM INC | Common stock | G0567U119 |  | 7 | 14600 | SH |  | SOLE |  | 14600 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | Common stock | 04282M102 |  | 413 | 41073 | SH |  | SOLE |  | 41073 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | Common stock | 04282M110 |  | 0 | 20536 | SH |  | SOLE |  | 20536 | 0 | 0 |
| AST SPACEMOBILE INC | Common stock | 00217D100 |  | 125 | 26000 | SH |  | SOLE |  | 26000 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | Common stock | 00216W109 |  | 10 | 31337 | SH |  | SOLE |  | 31337 | 0 | 0 |
| ATOSSA THERAPEUTICS INC | Common Stock | 04962H506 |  | 5 | 10000 | SH |  | OTR | 1 | 0 | 10000 | 0 |
| BANK AMERICA CORP | Common Stock | 060505104 |  | 10036 | 303022 | SH |  | OTR | 1 | 0 | 303022 | 0 |
| BANK AMERICA CORP | Option | 060505954 |  | 23601 | 712600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| BANK AMERICA CORP | Option | 060505904 |  | 13891 | 419400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| BARCLAYS BANK PLC | Common Stock | 06747R477 |  | 407 | 28800 | SH |  | OTR | 1 | 0 | 28800 | 0 |
| BARRICK GOLD CORP | Option | 067901908 |  | 1081 | 62900 | SH | Call | SOLE |  | 0 | 0 | 0 |
| BARRICK GOLD CORP | Option | 067901908 |  | 172 | 10000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| BED BATH  BEYOND INC | Option | 075896900 |  | 408 | 162500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| BIRD GLOBAL INC | Common stock | 09077J107 |  | 2 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BLACKBERRY LTD | Common Stock | 09228F103 |  | 221 | 67700 | SH |  | OTR | 1 | 0 | 67700 | 0 |
| BOXED INC | Common stock | 103174116 |  | 1 | 19900 | SH |  | SOLE |  | 19900 | 0 | 0 |
| BUZZFEED INC | Common stock | 12430A102 |  | 8 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| CANOPY GROWTH CORP | Common stock | 138035100 |  | 119 | 51300 | SH |  | SOLE |  | 51300 | 0 | 0 |
| CARMAX INC | Common Stock | 143130102 |  | 931 | 15293 | SH |  | OTR | 1 | 0 | 15293 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | Common stock | 143636116 |  | 4 | 58333 | SH |  | SOLE |  | 58333 | 0 | 0 |
| CARNIVAL CORP | Common Stock | 143658300 |  | 934 | 115875 | SH |  | OTR | 1 | 0 | 115875 | 0 |
| CARNIVAL CORP | Option | 143658950 |  | 6544 | 811900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| CARNIVAL CORP | Option | 143658900 |  | 5079 | 630200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| CATALENT INC | Common Stock | 148806102 |  | 993 | 22051 | SH |  | OTR | 1 | 0 | 22051 | 0 |
| CHURCHILL CAPITAL CORP V | Common stock | 17144T107 |  | 129 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | Common stock | 17143W101 |  | 103 | 10283 | SH |  | SOLE |  | 10283 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | Common stock | 17144M102 |  | 1018 | 102064 | SH |  | SOLE |  | 102064 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | Common stock | 17144M110 |  | 1 | 20412 | SH |  | SOLE |  | 20412 | 0 | 0 |
| CITIGROUP INC | Common Stock | 172967424 |  | 838 | 18530 | SH |  | OTR | 1 | 0 | 18530 | 0 |
| CITIGROUP INC | Option | 172967954 |  | 764 | 16900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| COINBASE GLOBAL INC | Option | 19260Q957 |  | 368 | 10400 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| COMCAST CORP NEW | Common Stock | 20030N101 |  | 395 | 11300 | SH |  | OTR | 1 | 0 | 11300 | 0 |
| CONTEXTLOGIC INC | Common Stock | 21077C107 |  | 26 | 53820 | SH |  | OTR | 1 | 0 | 53820 | 0 |
| DIGITAL WORLD ACQUISITION CO | Common Stock | 25400Q113 |  | 95 | 27906 | SH |  | OTR | 1 | 0 | 27906 | 0 |
| DISH NETWORK CORPORATION | Common Stock | 25470M109 |  | 945 | 67295 | SH |  | OTR | 1 | 0 | 67295 | 0 |
| DISNEY WALT CO | Option | 254687956 |  | 12033 | 138500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| DISNEY WALT CO | Option | 254687906 |  | 23041 | 265200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| DRAFTKINGS INC NEW | Option | 26142V905 |  | 273 | 24000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ELECTRAMECCANICA VEHS CORP | Common stock | 284849205 |  | 12 | 19100 | SH |  | SOLE |  | 19100 | 0 | 0 |
| ENERGY TRANSFER L P | Common Stock | 29273V100 |  | 937 | 78900 | SH |  | OTR | 1 | 0 | 78900 | 0 |
| ENERGY TRANSFER L P | Option | 29273V950 |  | 3315 | 279300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ENERGY TRANSFER L P | Option | 29273V900 |  | 1773 | 149400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ESS TECH INC | Common stock | 26916J114 |  | 6 | 20130 | SH |  | SOLE |  | 20130 | 0 | 0 |
| EXPEDIA GROUP INC | Common Stock | 30212P303 |  | 971 | 11086 | SH |  | OTR | 1 | 0 | 11086 | 0 |
| FARADAY FUTRE INTLGT ELCTR I | Common stock | 307359117 |  | 1 | 11700 | SH |  | SOLE |  | 11700 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | Common stock | 31189Y111 |  | 1 | 12763 | SH |  | SOLE |  | 12763 | 0 | 0 |
| FORD MTR CO DEL | Option | 345370900 |  | 116 | 10000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| FUBOTV INC | Common stock | 35953D104 |  | 28 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| GENERAC HLDGS INC | Common Stock | 368736104 |  | 1084 | 10767 | SH |  | OTR | 1 | 0 | 10767 | 0 |
| GENERAL ELECTRIC CO | Common Stock | 369604301 |  | 4850 | 57884 | SH |  | OTR | 1 | 0 | 57884 | 0 |
| GENERAL ELECTRIC CO | Option | 369604951 |  | 37077 | 442500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| GENERAL ELECTRIC CO | Option | 369604901 |  | 24726 | 295100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| GENERAL MTRS CO | Option | 37045V950 |  | 2187 | 65000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| GENERAL MTRS CO | Option | 37045V900 |  | 3623 | 107700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| HEXO CORP | Option | 428304906 |  | 40 | 40000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| INTEL CORP | Common stock | 458140100 |  | 910 | 34423 | SH |  | SOLE |  | 34423 | 0 | 0 |
| INTEL CORP | Common Stock | 458140100 |  | 582 | 22005 | SH |  | OTR | 1 | 0 | 22005 | 0 |
| INTEL CORP | Option | 458140950 |  | 735 | 27800 | SH | Put | SOLE |  | 0 | 0 | 0 |
| INTEL CORP | Option | 458140900 |  | 315 | 11900 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ITAU UNIBANCO HLDG S A | Option | 465562956 |  | 1413 | 300000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| ITAU UNIBANCO HLDG S A | Option | 465562906 |  | 848 | 180000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| JD.COM INC | Common Stock | 47215P106 |  | 6780 | 120793 | SH |  | OTR | 1 | 0 | 120793 | 0 |
| JD.COM INC | Option | 47215P956 |  | 25444 | 453300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| JD.COM INC | Option | 47215P906 |  | 19808 | 352900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| JETBLUE AWYS CORP | Common stock | 477143101 |  | 117 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| KRAFT HEINZ CO | Common Stock | 500754106 |  | 568 | 13954 | SH |  | OTR | 1 | 0 | 13954 | 0 |
| KRAFT HEINZ CO | Option | 500754956 |  | 5292 | 130000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| KRAFT HEINZ CO | Option | 500754906 |  | 2036 | 50000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| LIGHTJUMP ACQUISITION CORP | Common stock | 53228M114 |  | 2 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| LINCOLN NATL CORP IND | Common Stock | 534187109 |  | 997 | 32446 | SH |  | OTR | 1 | 0 | 32446 | 0 |
| LUCID GROUP INC | Common stock | 549498103 |  | 41 | 6002 | SH |  | SOLE |  | 6002 | 0 | 0 |
| LUCID GROUP INC | Common Stock | 549498103 |  | 68 | 10000 | SH |  | OTR | 1 | 0 | 10000 | 0 |
| LUMEN TECHNOLOGIES INC | Common Stock | 550241103 |  | 961 | 184162 | SH |  | OTR | 1 | 0 | 184162 | 0 |
| LYFT INC | Common Stock | 55087P104 |  | 1008 | 91500 | SH |  | OTR | 1 | 0 | 91500 | 0 |
| LYFT INC | Option | 55087P954 |  | 1489 | 135100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| LYFT INC | Option | 55087P904 |  | 158 | 14300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| MATCH GROUP INC NEW | Common Stock | 57667L107 |  | 989 | 23838 | SH |  | OTR | 1 | 0 | 23838 | 0 |
| MICROSOFT CORP | Common Stock | 594918104 |  | 2827 | 11790 | SH |  | OTR | 1 | 0 | 11790 | 0 |
| MICROSOFT CORP | Option | 594918904 |  | 4557 | 19000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| MONEYLION INC | Common stock | 60938K106 |  | 7 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| MORGAN STANLEY | Common Stock | 617446448 |  | 3007 | 35371 | SH |  | OTR | 1 | 0 | 35371 | 0 |
| MORGAN STANLEY | Option | 617446958 |  | 22904 | 269400 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| MORGAN STANLEY | Option | 617446908 |  | 3639 | 42800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| NEOGEN CORP | Common Stock | 640491106 |  | 367 | 24080 | SH |  | OTR | 1 | 0 | 24080 | 0 |
| NEW ORIENTAL ED  TECHNOLOGY | Option | 647581956 |  | 7413 | 212900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| NEW ORIENTAL ED  TECHNOLOGY | Option | 647581906 |  | 369 | 10600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| NEWMONT CORP | Option | 651639906 |  | 1987 | 42100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| NIO INC | Common Stock | 62914V106 |  | 233 | 23899 | SH |  | OTR | 1 | 0 | 23899 | 0 |
| NIO INC | Option | 62914V956 |  | 574 | 58900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| NIO INC | Option | 62914V906 |  | 98 | 10000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| NOVAVAX INC | Common stock | 670002401 |  | 144 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| NVIDIA CORPORATION | Option | 67066G954 |  | 2265 | 15500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| OATLY GROUP AB | Common stock | 67421J108 |  | 18 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| OPKO HEALTH INC | Option | 68375N903 |  | 26 | 20000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| ORIGIN MATERIALS INC | Common Stock | 68622D106 |  | 78 | 17000 | SH |  | OTR | 1 | 0 | 17000 | 0 |
| PAYPAL HLDGS INC | Common Stock | 70450Y103 |  | 1021 | 14333 | SH |  | OTR | 1 | 0 | 14333 | 0 |
| PFIZER INC | Option | 717081903 |  | 707 | 13800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| PINDUODUO INC | Option | 722304952 |  | 10300 | 126300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| PINDUODUO INC | Option | 722304902 |  | 26642 | 326700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR | Common Stock | 74347G440 |  | 625 | 59923 | SH |  | OTR | 1 | 0 | 59923 | 0 |
| PROSHARES TR | Option | 74347G900 |  | 522 | 50000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| PROSHARES TR II | Common Stock | 74347Y839 |  | 1827 | 266371 | SH |  | OTR | 1 | 0 | 266371 | 0 |
| REDWIRE CORPORATION | Common stock | 75776W103 |  | 35 | 17790 | SH |  | SOLE |  | 17790 | 0 | 0 |
| REVLON INC | Common Stock | 761525609 |  | 9 | 20800 | SH |  | OTR | 1 | 0 | 20800 | 0 |
| RIOT BLOCKCHAIN INC | Common Stock | 767292105 |  | 152 | 44765 | SH |  | OTR | 1 | 0 | 44765 | 0 |
| RIOT BLOCKCHAIN INC | Option | 767292955 |  | 79 | 23300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| RIOT BLOCKCHAIN INC | Option | 767292905 |  | 34 | 10000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | Option | 76954A953 |  | 1935 | 105000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | Option | 76954A903 |  | 415 | 22500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| RMG ACQUISITION CORP III | Common stock | G76088106 |  | 249 | 24700 | SH |  | SOLE |  | 24700 | 0 | 0 |
| ROBINHOOD MKTS INC | Common Stock | 770700102 |  | 138 | 16900 | SH |  | OTR | 1 | 0 | 16900 | 0 |
| SARCOS TECHN AND ROBOTICS CO | Common stock | 80359A114 |  | 1 | 19400 | SH |  | SOLE |  | 19400 | 0 | 0 |
| SCHWAB CHARLES CORP | Option | 808513955 |  | 14953 | 179600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| SCHWAB CHARLES CORP | Option | 808513905 |  | 18750 | 225200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SEAGATE TECHNOLOGY HLDNGS PL | Common Stock | G7997R103 |  | 1005 | 19095 | SH |  | OTR | 1 | 0 | 19095 | 0 |
| SELECT SECTOR SPDR TR | Option | 81369Y958 |  | 1252 | 16800 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | Option | 81369Y954 |  | 1012 | 10300 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | Option | 81369Y904 |  | 1031 | 10500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| SHIFT TECHNOLOGIES INC | Common stock | 82452T107 |  | 6 | 40129 | SH |  | SOLE |  | 40129 | 0 | 0 |
| SILVERGATE CAP CORP | Common Stock | 82837P408 |  | 188 | 10800 | SH |  | OTR | 1 | 0 | 10800 | 0 |
| SNAP INC | Common Stock | 83304A106 |  | 1608 | 179720 | SH |  | OTR | 1 | 0 | 179720 | 0 |
| SNAP INC | Option | 83304A956 |  | 2236 | 249800 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| SNAP INC | Option | 83304A906 |  | 813 | 90800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SOS LIMITED | Option | 83587W955 |  | 48 | 17400 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| SOS LIMITED | Option | 83587W905 |  | 341 | 124900 | SH | Call | SOLE |  | 0 | 0 | 0 |
| SOS LIMITED | Option | 83587W905 |  | 404 | 148100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| SPDR GOLD TR | Common Stock | 78463V107 |  | 6859 | 40435 | SH |  | OTR | 1 | 0 | 40435 | 0 |
| SPDR S 500 ETF TR | Option | 78462F953 |  | 36713 | 96000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| SPRUCE POWER HOLDING CORP | Common stock | 9837FR100 |  | 67 | 72596 | SH |  | SOLE |  | 72596 | 0 | 0 |
| STANLEY BLACK  DECKER INC | Common Stock | 854502101 |  | 962 | 12809 | SH |  | OTR | 1 | 0 | 12809 | 0 |
| SVF INVESTMENT CORP | Common stock | G8601L102 |  | 161 | 15900 | SH |  | SOLE |  | 15900 | 0 | 0 |
| SWVL HOLDINGS CORP | Common stock | G86302117 |  | 0 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| TAL EDUCATION GROUP | Option | 874080904 |  | 542 | 76900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| TESLA INC | Common Stock | 88160R101 |  | 17327 | 140661 | SH |  | OTR | 1 | 0 | 140661 | 0 |
| TESLA INC | Option | 88160R951 |  | 39479 | 320500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| TESLA INC | Option | 88160R901 |  | 20990 | 170400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| THE LION ELECTRIC COMPANY | Common stock | 536221112 |  | 11 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| TILRAY BRANDS INC | Common Stock | 88688T100 |  | 251 | 93300 | SH |  | OTR | 1 | 0 | 93300 | 0 |
| TMC THE METALS COMPANY INC | Common stock | 87261Y106 |  | 37 | 47527 | SH |  | SOLE |  | 47527 | 0 | 0 |
| T-MOBILE US INC | Common Stock | 872590104 |  | 11680 | 83425 | SH |  | OTR | 1 | 0 | 83425 | 0 |
| T-MOBILE US INC | Option | 872590954 |  | 12068 | 86200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| T-MOBILE US INC | Option | 872590904 |  | 30800 | 220000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| TORONTO DOMINION BK ONT | Option | 891160959 |  | 1664 | 25700 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TORONTO DOMINION BK ONT | Option | 891160909 |  | 2895 | 44700 | SH | Call | SOLE |  | 0 | 0 | 0 |
| UBER TECHNOLOGIES INC | Common Stock | 90353T100 |  | 1017 | 41116 | SH |  | OTR | 1 | 0 | 41116 | 0 |
| UBER TECHNOLOGIES INC | Option | 90353T950 |  | 6761 | 273400 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| UBER TECHNOLOGIES INC | Option | 90353T900 |  | 5834 | 235900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| V F CORP | Common Stock | 918204108 |  | 1003 | 36324 | SH |  | OTR | 1 | 0 | 36324 | 0 |
| VANECK ETF TRUST | Option | 92189F956 |  | 1616 | 56400 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| VANECK ETF TRUST | Option | 92189F906 |  | 9630 | 336000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC | Common Stock | 92766K106 |  | 52 | 14850 | SH |  | OTR | 1 | 0 | 14850 | 0 |
| VOLTA INC | Common stock | 92873V102 |  | 4 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VROOM INC | Common stock | 92918V109 |  | 23 | 23000 | SH |  | SOLE |  | 23000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | Common Stock | 934423104 |  | 2193 | 231289 | SH |  | OTR | 1 | 0 | 231289 | 0 |
| WARNER BROS DISCOVERY INC | Option | 934423954 |  | 4579 | 483000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| WARNER BROS DISCOVERY INC | Option | 934423904 |  | 8486 | 895200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| WELLS FARGO CO NEW | Common Stock | 949746101 |  | 15537 | 376290 | SH |  | OTR | 1 | 0 | 376290 | 0 |
| WELLS FARGO CO NEW | Option | 949746951 |  | 38569 | 934100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| WELLS FARGO CO NEW | Option | 949746901 |  | 18803 | 455400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
| YANDEX N V | Common Stock | N97284108 |  | 594 | 31379 | SH |  | OTR | 1 | 0 | 31379 | 0 |
| YANDEX N V | Option | N97284958 |  | 379 | 20000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
| YANDEX N V | Option | N97284908 |  | 189 | 10000 | SH | Call | OTR | 1 | 0 | 0 | 0 |

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