# EDGAR Filing Document

**Accession Number:** 0001974486
**File Stem:** 0001974486-26-000002
**Filing Date:** 2026-3
**Character Count:** 2379
**Document Hash:** 89965692da03b8ef4b73669c7ad51fed
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001974486-26-000002.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001974486-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ENVESTNET SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001974486

**ORGANIZATION NAME:**
- **EIN:** 372082794
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71093
- **FILM NUMBER:** 26816268

**BUSINESS ADDRESS:**
- **STREET 1:** 1000 CHESTERBROOK BLVD
- **STREET 2:** SUITE 250
- **CITY:** BERWYN
- **STATE:** PA
- **ZIP:** 19312
- **BUSINESS PHONE:** 312-827-2800

**MAIL ADDRESS:**
- **STREET 1:** 1000 CHESTERBROOK BLVD
- **STREET 2:** SUITE 250
- **CITY:** BERWYN
- **STATE:** PA
- **ZIP:** 19312

### Attached PDF Documents

**Attachment 1:** `publicv2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001974486

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ENVESTNET SECURITIES, INC.

**Business Address:** 1000 CHESTERBROOK BLVD, SUITE 250, BERWYN, PA, 19312

**Contact Person:** Michael Lugowski

**Contact Phone:** 312-827-7055

### Independent Public Accountant Identification

**Accountant Name:** KPMG, LLP

**Accountant Address:** 191 W Nationwide Blvd., Suite 500, Columbus, OH, 43215

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kathryn Evans**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ENVESTNET SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Kathryn Evans

**Title:** President-ESI