# EDGAR Filing Document

**Accession Number:** 0001666335
**File Stem:** 0001666335-25-000012
**Filing Date:** 2025-8
**Character Count:** 18398
**Document Hash:** 86a9cf09826e780395e67c2924fb3f56
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001666335-25-000012.hdr.sgml**: 20250829

**ACCESSION NUMBER**: 0001666335-25-000012

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250829

**EFFECTIVENESS DATE**: 20250829

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rokos Capital Management LLP
- **CENTRAL INDEX KEY:** 0001666335

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19229
- **FILM NUMBER:** 251277340

**BUSINESS ADDRESS:**
- **STREET 1:** 23 SAVILE ROW
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1S 2ET
- **BUSINESS PHONE:** 02036689000

**MAIL ADDRESS:**
- **STREET 1:** 23 SAVILE ROW
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** W1S 2ET

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001666335

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Rokos Capital Management LLP

**Address:** 23 SAVILE ROW, LONDON, X0 W1S 2ET

**Telephone number:** 442039064796

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-19229

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300FDUKPYCG3ARE16

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [ ] No

- [x] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 1

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                      | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                               | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| ABN AMRO Bank NV                    | N0162C102 | 04/23/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        6590431 |                0 | FOR         |                                  6590431 | FOR                         |  |
| Alcon Inc.                          | H01301128 | 05/06/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         159472 |                0 | FOR         |                                   159472 | FOR                         |  |
| Amazon.com, Inc.                    | 23135106  | 05/21/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        1611292 |                0 | AGAINST     |                                  1611292 | FOR                         |  |
| Anglogold Ashanti Plc               | G0378L100 | 05/27/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         405005 |                0 | FOR         |                                   405005 | FOR                         |  |
| Bank of America Corporation         | 60505104  | 04/22/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        3810748 |                0 | AGAINST     |                                  3810748 | FOR                         |  |
| Broadcom Inc.                       | 11135F101 | 04/21/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        1129991 |                0 | FOR         |                                  1129991 | FOR                         |  |
| Capital Power Corporation           | 14042M102 | 04/29/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         165362 |                0 | FOR         |                                   165362 | FOR                         |  |
| CarMax, Inc.                        | 143130102 | 06/24/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          41700 |                0 | FOR         |                                    41700 | FOR                         |  |
| Carrier Global Corporation          | 14448C104 | 04/09/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          97000 |                0 | FOR         |                                    97000 | FOR                         |  |
| Caterpillar, Inc.                   | 149123101 | 06/11/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          52500 |                0 | FOR         |                                    52500 | FOR                         |  |
| Citigroup Inc.                      | 172967424 | 04/29/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          26825 |                0 | FOR         |                                    26825 | FOR                         |  |
| Coherent Corp.                      | 19247G107 | 11/14/2024     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         407688 |                0 | AGAINST     |                                   407688 | FOR                         |  |
| Constellation Energy Corporation    | 21037T109 | 04/29/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         298695 |                0 | FOR         |                                   298695 | FOR                         |  |
| Datadog, Inc.                       | 23804L103 | 06/03/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         216820 |                0 | FOR         |                                   216820 | FOR                         |  |
| Discover Financial Services         | 254709108 | 02/18/2025     | Advisory Vote on Golden Parachutes                             | SECTION 14A SAY-ON-PAY VOTES |         511807 |                0 | FOR         |                                   511807 | FOR                         |  |
| Endo, Inc.                          | 29290D117 | 06/13/2025     | Advisory Vote on Golden Parachutes                             | SECTION 14A SAY-ON-PAY VOTES |        1426883 |                0 | FOR         |                                  1426883 | FOR                         |  |
| Endo, Inc.                          | 29290D117 | 06/25/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        1426883 |                0 | FOR         |                                  1426883 | FOR                         |  |
| Endo, Inc.                          | 29290D117 | 06/25/2025     | Advisory Vote on Say on Pay Frequency                          | SECTION 14A SAY-ON-PAY VOTES |        1426883 |                0 | ONE YEAR    |                                  1426883 | FOR                         |  |
| GE Vernova, Inc.                    | 36828A101 | 05/14/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          45740 |                0 | FOR         |                                    45740 | FOR                         |  |
| GE Vernova, Inc.                    | 36828A101 | 05/14/2025     | Advisory Vote on Say on Pay Frequency                          | SECTION 14A SAY-ON-PAY VOTES |          45740 |                0 | ONE YEAR    |                                    45740 | FOR                         |  |
| Huntington Ingalls Industries, Inc. | 446413106 | 04/30/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          88291 |                0 | FOR         |                                    88291 | FOR                         |  |
| JPMorgan Chase  Co.                 | 46625H100 | 05/20/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |           8075 |                0 | FOR         |                                     8075 | FOR                         |  |
| Kinross Gold Corporation            | 496902404 | 05/07/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        1351594 |                0 | FOR         |                                  1351594 | FOR                         |  |
| Lockheed Martin Corporation         | 539830109 | 05/09/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          81845 |                0 | FOR         |                                    81845 | FOR                         |  |
| Marvell Technology, Inc.            | 573874104 | 06/13/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         456544 |                0 | FOR         |                                   456544 | FOR                         |  |
| Meta Platforms, Inc.                | 30303M102 | 05/28/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         251586 |                0 | FOR         |                                   251586 | AGAINST                     |  |
| Meta Platforms, Inc.                | 30303M102 | 05/28/2025     | Advisory Vote on Say on Pay Frequency                          | SECTION 14A SAY-ON-PAY VOTES |         251586 |                0 | THREE YEARS |                                   251586 | FOR                         |  |
| Micron Technology, Inc.             | 595112103 | 01/16/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |           3898 |                0 | FOR         |                                     3898 | FOR                         |  |
| Monolithic Power Systems, Inc.      | 609839105 | 06/12/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          92972 |                0 | FOR         |                                    92972 | FOR                         |  |
| Morgan Stanley                      | 617446448 | 05/15/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        1303618 |                0 | FOR         |                                  1303618 | FOR                         |  |
| Natera, Inc.                        | 632307104 | 06/12/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          30509 |                0 | FOR         |                                    30509 | FOR                         |  |
| Northrop Grumman Corporation        | 666807102 | 05/21/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          48261 |                0 | FOR         |                                    48261 | FOR                         |  |
| NRG Energy, Inc.                    | 629377508 | 05/01/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          40583 |                0 | FOR         |                                    40583 | FOR                         |  |
| NVIDIA Corporation                  | 67066G104 | 06/25/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        1895710 |                0 | FOR         |                                  1895710 | FOR                         |  |
| PayPal Holdings, Inc.               | 70450Y103 | 06/05/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          76983 |                0 | FOR         |                                    76983 | FOR                         |  |
| Roku, Inc.                          | 77543R102 | 06/11/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          66065 |                0 | FOR         |                                    66065 | AGAINST                     |  |
| Roku, Inc.                          | 77543R102 | 06/11/2025     | Advisory Vote on Say on Pay Frequency                          | SECTION 14A SAY-ON-PAY VOTES |          66065 |                0 | ONE YEAR    |                                    66065 | FOR                         |  |
| RTX Corporation                     | 75513E101 | 05/01/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         242267 |                0 | FOR         |                                   242267 | FOR                         |  |
| SentinelOne, Inc.                   | 81730H109 | 06/25/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         724228 |                0 | FOR         |                                   724228 | AGAINST                     |  |
| ServiceNow, Inc.                    | 81762P102 | 05/22/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         131806 |                0 | FOR         |                                   131806 | FOR                         |  |
| Snowflake Inc.                      | 833445109 | 07/02/2024     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         360187 |                0 | FOR         |                                   360187 | FOR                         |  |
| TC Energy Corporation               | 87807B107 | 05/08/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         242659 |                0 | FOR         |                                   242659 | FOR                         |  |
| Teck Resources Limited              | 878742204 | 04/24/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         206218 |                0 | FOR         |                                   206218 | FOR                         |  |
| Teradyne, Inc.                      | 880770102 | 05/09/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         379631 |                0 | FOR         |                                   379631 | FOR                         |  |
| The Goldman Sachs Group, Inc.       | 38141G104 | 04/23/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         526152 |                0 | FOR         |                                   526152 | AGAINST                     |  |
| Thermo Fisher Scientific Inc.       | 883556102 | 05/21/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          23336 |                0 | FOR         |                                    23336 | AGAINST                     |  |
| TransAlta Corporation               | 89346D107 | 04/24/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         452415 |                0 | FOR         |                                   452415 | FOR                         |  |
| Uranium Energy Corp.                | 916896103 | 07/16/2024     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |        2568650 |                0 | FOR         |                                  2568650 | FOR                         |  |
| Vertiv Holdings Co.                 | 92537N108 | 06/18/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          65615 |                0 | FOR         |                                    65615 | FOR                         |  |
| Vistra Corp.                        | 92840M102 | 04/30/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |         542586 |                0 | FOR         |                                   542586 | FOR                         |  |
| Wells Fargo  Company                | 949746101 | 04/29/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          25591 |                0 | FOR         |                                    25591 | FOR                         |  |
| Workday, Inc.                       | 98138H101 | 06/04/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |          90607 |                0 | FOR         |                                    90607 | AGAINST                     |  |
| Zebra Technologies Corporation      | 989207105 | 05/08/2025     | Advisory Vote to Ratify Named Executive Officers' Compensation | SECTION 14A SAY-ON-PAY VOTES |           5165 |                0 | FOR         |                                     5165 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Rokos Capital Management LLP

**By (Signature):** Richard Nikolas Holttum

**By (Printed Signature):** Richard Nikolas Holttum

**By (Title):** Chief Compliance Officer

**Date:** 08/29/2025