# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001398344-25-017349
**Filing Date:** 2025-9
**Character Count:** 23462
**Document Hash:** d3ac92a66650215bb899b1b9d25ff884
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-017349.hdr.sgml**: 20250902

**ACCESSION NUMBER**: 0001398344-25-017349

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250902

**DATE AS OF CHANGE**: 20250902

**EFFECTIVENESS DATE**: 20250902

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 251285111

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001414040

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Registered Management Investment Company

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** ALPS ETF Trust

**Address:** P.O. BOX 328, DENVER, CO 80201-0328

**Telephone number:** 877-398-8461

**Name of agent for service:** Brendan Hamill

**Agent Address:** ALPS ETF Trust, DENVER, CO 80203

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 811-22175

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300VF1907NYC4WM31

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [x] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 1

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                      | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                            | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Snowflake Inc.                      | 833445109 | 07/02/2024     | To approve, on a non-binding advisory basis, the compensation of our named executive officers.                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |           7358 |                0 | FOR         |                                     7358 | FOR                         |  |
| Constellation Brands, Inc.          | 21036P108 | 07/17/2024     | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement.                                                                            | SECTION 14A SAY-ON-PAY VOTES |           2975 |                0 | FOR         |                                     2975 | FOR                         |  |
| Lam Research Corporation            | 512807306 | 11/05/2024     | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay."                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           2468 |                0 | FOR         |                                     2468 | FOR                         |  |
| The Estee Lauder Companies Inc.     | 518439104 | 11/08/2024     | Advisory vote to approve executive compensation.                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           5790 |                0 | AGAINST     |                                     5790 | AGAINST                     |  |
| Microsoft Corporation               | 594918104 | 12/10/2024     | Advisory Vote to Approve Named Executive Officer Compensation ("say-on-pay vote")                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          10828 |                0 | FOR         |                                    10828 | FOR                         |  |
| Palo Alto Networks, Inc.            | 697435105 | 12/10/2024     | To approve, on an advisory basis, the frequency of holding future advisory votes on named executive officer compensation.                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           2629 |                0 | ONE YEAR    |                                     2629 | FOR                         |  |
| Palo Alto Networks, Inc.            | 697435105 | 12/10/2024     | To approve, on an advisory basis, the compensation of our named executive officers.                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           2629 |                0 | AGAINST     |                                     2629 | AGAINST                     |  |
| Micron Technology, Inc.             | 595112103 | 01/16/2025     | PROPOSAL BY THE COMPANY TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.                                                  | SECTION 14A SAY-ON-PAY VOTES |          13515 |                0 | FOR         |                                    13515 | FOR                         |  |
| Visa Inc.                           | 92826C839 | 01/28/2025     | To approve, on an advisory basis, the compensation paid to our named executive officers.                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |           2823 |                0 | FOR         |                                     2823 | FOR                         |  |
| Apple Inc.                          | 037833100 | 02/25/2025     | Advisory vote to approve executive compensation                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          28814 |                0 | FOR         |                                    28814 | FOR                         |  |
| Applied Materials, Inc.             | 038222105 | 03/06/2025     | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2024.                                                                                    | SECTION 14A SAY-ON-PAY VOTES |           7902 |                0 | FOR         |                                     7902 | FOR                         |  |
| TransDigm Group Incorporated        | 893641100 | 03/06/2025     | Approval, on an advisory basis, of the compensation of our named executive officers.                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |            625 |                0 | FOR         |                                      625 | FOR                         |  |
| The Walt Disney Company             | 254687106 | 03/20/2025     | Consideration of an advisory vote to approve executive compensation.                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           7046 |                0 | FOR         |                                     7046 | FOR                         |  |
| Broadcom Inc.                       | 11135F101 | 04/21/2025     | Advisory vote to approve the named executive officer compensation.                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |          10037 |                0 | FOR         |                                    10037 | FOR                         |  |
| MSCI Inc.                           | 55354G100 | 04/22/2025     | To approve, by advisory vote, our executive compensation.                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           3279 |                0 | FOR         |                                     3279 | FOR                         |  |
| PulteGroup, Inc.                    | 745867101 | 04/30/2025     | Say-on-pay: Advisory vote to approve executive compensation.                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           6916 |                0 | FOR         |                                     6916 | FOR                         |  |
| Paycom Software, Inc.               | 70432V102 | 05/05/2025     | Advisory approval of the compensation of the Company's named executive officers.                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           4141 |                0 | FOR         |                                     4141 | FOR                         |  |
| Uber Technologies, Inc.             | 90353T100 | 05/05/2025     | Advisory vote to approve 2024 named executive officer compensation.                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          34306 |                0 | FOR         |                                    34306 | FOR                         |  |
| United Rentals, Inc.                | 911363109 | 05/08/2025     | Advisory Approval of Executive Compensation                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           1125 |                0 | FOR         |                                     1125 | FOR                         |  |
| AbbVie Inc.                         | 00287Y109 | 05/09/2025     | Say on Pay - An advisory vote on the approval of executive compensation                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           5622 |                0 | FOR         |                                     5622 | FOR                         |  |
| Lockheed Martin Corporation         | 539830109 | 05/09/2025     | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay)                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           1835 |                0 | FOR         |                                     1835 | FOR                         |  |
| Vertex Pharmaceuticals Incorporated | 92532F100 | 05/14/2025     | Advisory vote to approve named executive officer compensation.                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |           2046 |                0 | FOR         |                                     2046 | FOR                         |  |
| BlackRock, Inc.                     | 09290D101 | 05/15/2025     | Approval, in a non-binding advisory vote, of the compensation for named executive officers.                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           3216 |                0 | AGAINST     |                                     3216 | AGAINST                     |  |
| Morgan Stanley                      | 617446448 | 05/15/2025     | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          17569 |                0 | FOR         |                                    17569 | FOR                         |  |
| McDonald's Corporation              | 580135101 | 05/20/2025     | Advisory Vote to Approve Executive Compensation.                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           3046 |                0 | FOR         |                                     3046 | FOR                         |  |
| Amazon.com, Inc.                    | 023135106 | 05/21/2025     | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          26490 |                0 | AGAINST     |                                    26490 | AGAINST                     |  |
| Phillips 66                         | 718546104 | 05/21/2025     | Advisory Approval of Executive Compensation                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |              0 |                0 | ABSTAIN     |                                        0 | NONE                        |  |
| Phillips 66                         | 718546104 | 05/21/2025     | Advisory Approval of Frequency of Future Advisory Approvals of Executive Compensation                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |              0 |                0 | ABSTAIN     |                                        0 | NONE                        |  |
| Phillips 66                         | 718546104 | 05/21/2025     | The Company's proposal to approve, on an advisory basis, the Company's named executive officer compensation.                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           8762 |                0 | FOR         |                                     8762 | NONE                        |  |
| Phillips 66                         | 718546104 | 05/21/2025     | The Company's proposal to approve, on an advisory basis, the frequency of future shareholder advisory votes to approve executive compensation.                                                              | SECTION 14A SAY-ON-PAY VOTES |           8762 |                0 | ONE YEAR    |                                     8762 | NONE                        |  |
| ServiceNow, Inc.                    | 81762P102 | 05/22/2025     | Advisory vote to approve ServiceNow's named executive officer compensation.                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           2281 |                0 | FOR         |                                     2281 | FOR                         |  |
| The Home Depot, Inc.                | 437076102 | 05/22/2025     | Advisory Vote to Approve Executive Compensation ("Say-on-Pay")                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |           4976 |                0 | FOR         |                                     4976 | FOR                         |  |
| Meta Platforms, Inc.                | 30303M102 | 05/28/2025     | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement.                           | SECTION 14A SAY-ON-PAY VOTES |           5604 |                0 | AGAINST     |                                     5604 | AGAINST                     |  |
| Meta Platforms, Inc.                | 30303M102 | 05/28/2025     | To vote, on a non-binding advisory basis, whether a non-binding advisory vote on the compensation program for Meta Platforms, Inc.'s named executive officers should be held every one, two or three years. | SECTION 14A SAY-ON-PAY VOTES |           5604 |                0 | ONE YEAR    |                                     5604 | AGAINST                     |  |
| DocuSign, Inc.                      | 256163106 | 05/29/2025     | Approval, on an advisory basis, of our named executive officers' compensation                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          29156 |                0 | AGAINST     |                                    29156 | AGAINST                     |  |
| UnitedHealth Group Incorporated     | 91324P102 | 06/02/2025     | Advisory approval of the Company's executive compensation.                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           4296 |                0 | AGAINST     |                                     4296 | AGAINST                     |  |
| Booking Holdings Inc.               | 09857L108 | 06/03/2025     | Advisory vote to approve 2024 executive compensation.                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |            569 |                0 | FOR         |                                      569 | FOR                         |  |
| Fortive Corporation                 | 34959J108 | 06/03/2025     | To approve on an advisory basis Fortive's named executive officer compensation.                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          11512 |                0 | FOR         |                                    11512 | FOR                         |  |
| Netflix, Inc.                       | 64110L106 | 06/05/2025     | Advisory approval of named executive officer compensation.                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           1689 |                0 | FOR         |                                     1689 | FOR                         |  |
| PayPal Holdings, Inc.               | 70450Y103 | 06/05/2025     | Advisory Vote to Approve Named Executive Officer Compensation.                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          39361 |                0 | FOR         |                                    39361 | FOR                         |  |
| Salesforce, Inc.                    | 79466L302 | 06/05/2025     | Approval, on an advisory basis, of the fiscal 2025 compensation of our named executive officers.                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           6347 |                0 | FOR         |                                     6347 | FOR                         |  |
| Twilio Inc.                         | 90138F102 | 06/10/2025     | To approve, on a non-binding advisory basis, the compensation of our named executive officers.                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          19679 |                0 | FOR         |                                    19679 | FOR                         |  |
| Monolithic Power Systems, Inc.      | 609839105 | 06/12/2025     | Approve, on an advisory basis, the 2024 executive compensation.                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |           2680 |                0 | FOR         |                                     2680 | FOR                         |  |
| Etsy, Inc.                          | 29786A106 | 06/17/2025     | Advisory vote to approve named executive officer compensation.                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          12964 |                0 | FOR         |                                    12964 | FOR                         |  |
| Mastercard Incorporated             | 57636Q104 | 06/24/2025     | Advisory approval of Mastercard's executive compensation                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |           3515 |                0 | FOR         |                                     3515 | FOR                         |  |
| NVIDIA Corporation                  | 67066G104 | 06/25/2025     | Advisory approval of our executive compensation.                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |          33239 |                0 | FOR         |                                    33239 | FOR                         |  |
| RH                                  | 74967X103 | 06/26/2025     | Advisory vote to approve named executive officer compensation.                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          16628 |                0 | FOR         |                                    16628 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** ALPS ETF Trust

**By (Signature):** Laton Spahr

**By (Printed Signature):** Laton Spahr

**By (Title):** President

**Date:** 09/02/2025