# EDGAR Filing Document

**Accession Number:** 0001427999
**File Stem:** 0001427999-23-000008
**Filing Date:** 2023-3
**Character Count:** 11099
**Document Hash:** 2db1949928128d5cf070511dcc5feea8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001427999-23-000008.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001427999-23-000008

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230315

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CAMPBELL ELIZABETH STEPHENS
- **CENTRAL INDEX KEY:** 0001228225

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41485
- **FILM NUMBER:** 23743902

**MAIL ADDRESS:**
- **STREET 1:** 100 RIVER BLUFF DRIVE
- **STREET 2:** SUITE 500
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72202
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Stephens W. R. Jr.
- **CENTRAL INDEX KEY:** 0001228226

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41485
- **FILM NUMBER:** 23743901

**MAIL ADDRESS:**
- **STREET 1:** 100 RIVER BLUFF DRIVE
- **STREET 2:** SUITE 500
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72202

**FORMER NAME:**
- **FORMER CONFORMED NAME:** STEPHENS WILTON R JR
- **DATE OF NAME CHANGE:** 20030421
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SG-Coffee, LLC
- **CENTRAL INDEX KEY:** 0001931570
- **STATE OF INCORPORATION:** AR
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41485
- **FILM NUMBER:** 23743903

**BUSINESS ADDRESS:**
- **STREET 1:** 100 RIVER BLUFF DRIVE, SUITE 500
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72202
- **BUSINESS PHONE:** 5013773401

**MAIL ADDRESS:**
- **STREET 1:** 100 RIVER BLUFF DRIVE, SUITE 500
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72202
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Stephens Group, LLC
- **CENTRAL INDEX KEY:** 0001427999
- **STATE OF INCORPORATION:** AR
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41485
- **FILM NUMBER:** 23743904

**BUSINESS ADDRESS:**
- **STREET 1:** 100 RIVER BLUFF DRIVE, SUITE 500
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72202
- **BUSINESS PHONE:** 501-377-3401

**MAIL ADDRESS:**
- **STREET 1:** 100 RIVER BLUFF DRIVE
- **STREET 2:** SUITE 500
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72202
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Westrock Coffee Co
- **CENTRAL INDEX KEY:** 0001806347
- **STANDARD INDUSTRIAL CLASSIFICATION:** BEVERAGES [2080]
- **IRS NUMBER:** 264767812
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 4009 N. RODNEY PARHAM RD.
- **STREET 2:** 3RD FLOOR
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72212
- **BUSINESS PHONE:** (501) 320-4880

**MAIL ADDRESS:**
- **STREET 1:** 4009 N. RODNEY PARHAM RD.
- **STREET 2:** 3RD FLOOR
- **CITY:** LITTLE ROCK
- **STATE:** AR
- **ZIP:** 72212

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Westrock Coffee Holdings, LLC
- **DATE OF NAME CHANGE:** 20200311

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Stephens Group, LLC<br><sub>(Last) (First) (Middle)</sub><br>100 RIVER BLUFF DRIVE<br>SUITE 500<br><sub>(Street)</sub><br>LITTLE ROCK, AR 72202<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Westrock Coffee Co [ WEST ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SG-Coffee, LLC<br><sub>(Last) (First) (Middle)</sub><br>100 RIVER BLUFF DRIVE, SUITE 500<br><sub>(Street)</sub><br>LITTLE ROCK, AR 72202<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Westrock Coffee Co [ WEST ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CAMPBELL ELIZABETH STEPHENS<br><sub>(Last) (First) (Middle)</sub><br>100 RIVER BLUFF DRIVE<br>SUITE 500<br><sub>(Street)</sub><br>LITTLE ROCK, AR 72202<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Westrock Coffee Co [ WEST ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Stephens W. R. Jr.<br><sub>(Last) (First) (Middle)</sub><br>100 RIVER BLUFF DRIVE<br>SUITE 500<br><sub>(Street)</sub><br>LITTLE ROCK, AR 72202<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Westrock Coffee Co [ WEST ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-03-15 |  | S |  | 4663 | D | $11.2661 | 5777262 | D<sup>(1)</sup> |  |
| Common Stock | 2023-03-16 |  | S |  | 13963 | D | $11.4876 | 5763299 | D<sup>(1)</sup> |  |
| Common Stock | 2023-03-17 |  | S |  | 30000 | D | $11.6257 | 5733299 | D<sup>(1)</sup> |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

**Signature:** The Stephens Group, LLC, /s/ William W. Kilgroe, General Counsel  
**Date:** 2023-03-17

**Signature:** SG-Coffee, LLC, /s/ William W. Kilgroe, Attorney-in-Fact  
**Date:** 2023-03-17

**Signature:** Elizabeth S. Campbell, /s/ William W. Kilgroe, Attorney-in-Fact  
**Date:** 2023-03-17

**Signature:** W.R. Stephens, Jr., /s/ William W. Kilgroe, Attorney-in-Fact  
**Date:** 2023-03-17

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**