# EDGAR Filing Document

**Accession Number:** 0000711553
**File Stem:** 0000711553-23-000003
**Filing Date:** 2023-2
**Character Count:** 2842
**Document Hash:** 18f1223aafa58413dc864d0a806bbb52
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000711553-23-000003.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0000711553-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**EFFECTIVENESS DATE**: 20230228

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- **CENTRAL INDEX KEY:** 0000711553
- **IRS NUMBER:** 481305000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-28721
- **FILM NUMBER:** 23682142

**BUSINESS ADDRESS:**
- **STREET 1:** ONE NORTH JEFFERSON AVENUE
- **STREET 2:** H0004-05B
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63103
- **BUSINESS PHONE:** 314-242-3034

**MAIL ADDRESS:**
- **STREET 1:** ONE NORTH JEFFERSON AVENUE
- **STREET 2:** H0004-05B
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
- **DATE OF NAME CHANGE:** 20030602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WACHOVIA SECURITIES FINANCIAL NETWORK, INC.
- **DATE OF NAME CHANGE:** 20020606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIRST UNION SECURITIES FINANCIAL NETWORK, INC.
- **DATE OF NAME CHANGE:** 20020606

### Attached PDF Documents

**Attachment 1:** `pubfinet2022.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000711553

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

**Business Address:** ONE NORTH JEFFERSON AVENUE, H0004-05B, ST. LOUIS, MO, 63103

**Contact Person:** James Franklin

**Contact Phone:** 314-875-8577

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 10 South Broadway, Saint Louis, MO, 63102

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Franklin**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** James Franklin

**Title:** Chief Financial Officer

**Notarized:** Yes