# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-075040
**Filing Date:** 2023-3
**Character Count:** 17260
**Document Hash:** 49614d488012597a455333520b0c0c27
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-075040.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001752724-23-075040

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23784125

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main International ETF (Series ID: S000072613)

| Class ID   | Class Name             | Ticker Symbol   |
|:---|:---|:---|
| C000228990 | Main International ETF | INTL            |

## Nport-Ex

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** | **MAIN SECTOR ROTATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2023** | **January 31, 2023** | **January 31, 2023** | **January 31, 2023** | **January 31, 2023** | **January 31, 2023** |
| **Shares** |  |  |  |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 97.1%** | **EXCHANGE-TRADED FUNDS — 97.1%** |  |  |  |
|  | **EQUITY - 97.1%** | **EQUITY - 97.1%** |  |  |  |
| 359800 | Consumer Discretionary Select Sector SPDR Fund |  |  |  | &nbsp;&nbsp;&nbsp; $53502260 |
| 3544030 | Financial Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 129569736 |
| 899500 | Health Care Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 119957320 |
| 292980 | Invesco QQQ Trust Series 1 |  |  |  | &nbsp;&nbsp;&nbsp; 86317768 |
| 139005 | iShares Expanded Tech-Software Sector ETF |  |  |  | &nbsp;&nbsp;&nbsp; 39195240 |
| 462600 | iShares Russell 2000 ETF |  |  |  | &nbsp;&nbsp;&nbsp; 88578648 |
| 1524010 | iShares S&P Mid-Cap 400 Growth ETF<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 111542292 |
| 930340 | Schwab U.S. Large-Cap Value ETF<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 63942268 |
| 776140 | SPDR S&P Biotech ETF<sup>(b),(c)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 68998846 |
| 675910 | Technology Select Sector SPDR Fund<sup>(a)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 91896724 |
| 38550 | VanEck Oil Services ETF |  |  |  | &nbsp;&nbsp;&nbsp; 12723427 |
| 262140 | VanEck Semiconductor ETF<sup>(c)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 62153394 |
| 842960 | Vanguard Energy ETF |  |  |  | &nbsp;&nbsp;&nbsp; 105268845 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $843,804,657)** | **TOTAL EXCHANGE-TRADED FUNDS (Cost $843,804,657)** |  |  | &nbsp;&nbsp; 1033646768 |
|  | **SHORT-TERM INVESTMENT — 2.0%** | **SHORT-TERM INVESTMENT — 2.0%** |  |  |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 2.0%** | **COLLATERAL FOR SECURITIES LOANED - 2.0%** |  |  |  |
| 21706535 | Fidelity Investments Money Market Government Portfolio, Institutional Class, 4.24% (Cost $21,706,535)<sup>(d),(e)</sup> |  |  |  | &nbsp;&nbsp;&nbsp; 21706535 |
|  | **TOTAL INVESTMENTS - 99.1% (Cost $865,511,192)** | **TOTAL INVESTMENTS - 99.1% (Cost $865,511,192)** |  |  | &nbsp;&nbsp;&nbsp; $1055353303 |
|  | **CALL OPTIONS WRITTEN - (0.2)% (Proceeds - $1,683,866)** | **CALL OPTIONS WRITTEN - (0.2)% (Proceeds - $1,683,866)** |  |  | &nbsp;&nbsp;&nbsp; (2300510) |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 1.1%** | **OTHER ASSETS IN EXCESS OF LIABILITIES- 1.1%** |  |  | &nbsp;&nbsp; 12039603 |
|  | **NET ASSETS - 100.0%** |  |  |  | &nbsp;&nbsp; $1065092396 |
| **Contracts<sup>(f)</sup>** |  |  |  |  |  |
|  | **WRITTEN EQUITY OPTIONS - (0.2)%** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **CALL OPTIONS WRITTEN- (0.2)%** | **CALL OPTIONS WRITTEN- (0.2)%** |  |  |  |
| 362 | VanEck Oil Services ETF | 03/17/2023 | $270 | &nbsp;&nbsp;&nbsp; $9774000 | &nbsp;&nbsp;&nbsp; $2300510 |
|  | **TOTAL EQUITY OPTIONS WRITTEN** (Proceeds - $1,683,866) | **TOTAL EQUITY OPTIONS WRITTEN** (Proceeds - $1,683,866) | **TOTAL EQUITY OPTIONS WRITTEN** (Proceeds - $1,683,866) |  |  |

---

---

| |
|:---|
| **MAIN SECTOR ROTATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **January 31, 2023** |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt

<sup>(a)</sup> All or a portion of the security is held as collateral for options. As of January 31, 2023, the fair value of the securities held as collateral was $168,601,350.

<sup>(b)</sup> Non-income producing security.

<sup>(c)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2023 was $21,706,420.

<sup>(d)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2023. Total collateral had a value of $21,706,353 at January 31, 2023.

<sup>(e)</sup> Rate disclosed is the seven day effective yield as of January 31, 2023.

<sup>(f)</sup> Each option contract allows the holder of the option to purchase or sell 100 shares of the underlying security.

---

| | | |
|:---|:---|:---|
| **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** | **MAIN THEMATIC INNOVATION ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2023** | **January 31, 2023** | **January 31, 2023** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 99.1%** |  |
|  | **EQUITY - 99.1%** |  |
| 391500 | ARK Fintech Innovation ETF<sup>(a),(b)</sup> | &nbsp;&nbsp;&nbsp; $7219260 |
| 224100 | ARK Genomic Revolution ETF<sup>(a),(b)</sup> | &nbsp;&nbsp;&nbsp; 7552170 |
| 504900 | Bitwise Crypto Industry Innovators ETF<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 2771901 |
| 356400 | Global X Cloud Computing ETF<sup>(a),(b)</sup> | &nbsp;&nbsp;&nbsp; 6397380 |
| 332100 | Global X Robotics & Artificial Intelligence ETF | &nbsp;&nbsp;&nbsp; 7903980 |
| 213260 | Invesco Solar ETF<sup>(a),(b)</sup> | &nbsp;&nbsp;&nbsp; 17231408 |
| 278100 | KraneShares CSI China Internet ETF<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 9419247 |
| 143100 | Proshares Online Retail ETF<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 5154462 |
| 234900 | Renaissance IPO ETF<sup>(a),(b)</sup> | &nbsp;&nbsp;&nbsp; 6729885 |
| 137700 | VanEck Video Gaming and eSports ETF | &nbsp;&nbsp;&nbsp; 6725268 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $105,138,121)** | &nbsp;&nbsp; 77104961 |
|  | **SHORT-TERM INVESTMENT — 29.0%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 29.0%** |  |
| 22600959 | Fidelity Investments Money Market Government Portfolio, Institutional Class, 4.24% (Cost $22,600,959)<sup>(c),(d)</sup> | &nbsp;&nbsp;&nbsp; 22600959 |
|  | **TOTAL INVESTMENTS - 128.1% (Cost $127,739,080)** | &nbsp;&nbsp;&nbsp; $99705920 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (28.1)%** | &nbsp;&nbsp; (21859819) |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $77846101 |

---

ETF - Exchange-Traded Fund

<sup>(a)</sup> Non-income producing security.

<sup>(b)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2023 was $22,836,111.

<sup>(c)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2023. Total collateral had a value of $22,600,959 at January 31, 2023.

<sup>(d)</sup> Rate disclosed is the seven day effective yield as of January 31, 2023.

---

| | | |
|:---|:---|:---|
| **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** | **MAIN INTERNATIONAL ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2023** | **January 31, 2023** | **January 31, 2023** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 94.2%** |  |
|  | **EQUITY - 94.2%** |  |
| 288085 | Franklin FTSE Brazil ETF | &nbsp;&nbsp;&nbsp; $5378547 |
| 116755 | Franklin FTSE Canada ETF | &nbsp;&nbsp;&nbsp; 3779359 |
| 434360 | Franklin FTSE Japan ETF | &nbsp;&nbsp;&nbsp; 11206488 |
| 140700 | Franklin FTSE South Korea ETF | &nbsp;&nbsp;&nbsp; 3077109 |
| 122275 | Franklin FTSE Taiwan ETF | &nbsp;&nbsp;&nbsp; 4447142 |
| 434385 | Franklin FTSE United Kingdom ETF | &nbsp;&nbsp;&nbsp; 10598994 |
| 197100 | iShares MSCI Europe Financials ETF | &nbsp;&nbsp;&nbsp; 3914406 |
| 135050 | iShares MSCI France ETF | &nbsp;&nbsp;&nbsp; 4991448 |
| 301125 | iShares MSCI Germany ETF<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 8443545 |
| 244550 | iShares MSCI Poland ETF | &nbsp;&nbsp;&nbsp; 4093767 |
| 118640 | iShares MSCI Sweden ETF | &nbsp;&nbsp;&nbsp; 4146468 |
| 335800 | KraneShares CSI China Internet ETF<sup>(b)</sup> | &nbsp;&nbsp;&nbsp; 11373546 |
|  |  | &nbsp;&nbsp; 75450819 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $70,805,996)** | &nbsp;&nbsp; 75450819 |
|  | **SHORT-TERM INVESTMENT — 4.9%** |  |
|  | **COLLATERAL FOR SECURITIES LOANED - 4.9%** |  |
| 3961500 | Fidelity Investments Money Market Government Portfolio, Institutional Class, 4.24% (Cost $3,961,500)<sup>(c),(d)</sup> | &nbsp;&nbsp;&nbsp; 3961500 |
|  | **TOTAL INVESTMENTS - 99.1% (Cost $74,767,496)** | &nbsp;&nbsp;&nbsp; $79412319 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 0.9%** | &nbsp;&nbsp; 711466 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $80123785 |

---

ETF - Exchange-Traded Fund <br> FTSE - Financial Times Stock Exchange <br> MSCI - Morgan Stanley Capital International

<sup>(a)</sup> All or a portion of the security is on loan. The total fair value of the securities on loan as of January 31, 2023 was $3,897,560.

<sup>(b)</sup> Non-income producing security.

<sup>(c)</sup> Security was purchased with cash received as collateral for securities on loan at January 31, 2023. Total collateral had a value of $3,961,500 at January 31, 2023.

<sup>(d)</sup> Rate disclosed is the seven day effective yield as of January 31, 2023.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main International ETF

- **b. EDGAR series identifier (if any):** S000072613

- **c. LEI of Series:** 549300CRP1U5ZZRTM464

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $83273539.43

**Total Liabilities:** $3149754.40

**Net Assets:** $80123785.03

**Cash Not Reported:** $1425319.27

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000228990 | 0.00%                | 0.00%                | 8.99%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $-221215.17              | $-767569.07                                |
| Month 3  | $-119402.67              | $5412392.29                                |

### Schedule of Portfolio Investments

| Name                      | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Ishares Trust             | ISHARES MSCI EUROPE FINAN                  | CUSIP: 464289180<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    197100 | NS      | $3914406.00   | 4.89%             |  |  |  | No            | 1                  | On Loan: No      |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN TAIWAN                            | CUSIP: 35473P686<br>LEI: 549300UHXVPT5S43XV04 | Long             | EC               | RF                | US        |    122275 | NS      | $4447141.75   | 5.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Ishares Inc               | ISHARES MSCI SWEDEN ETF                    | CUSIP: 464286756<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |    118640 | NS      | $4146468.00   | 5.18%             |  |  |  | No            | 1                  | On Loan: No      |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN FTSE UNITED KING                  | CUSIP: 35473P678<br>LEI: 549300UHXVPT5S43XV04 | Long             | EC               | RF                | US        |    434385 | NS      | $10598994.00  | 13.23%            |  |  |  | No            | 1                  | On Loan: No      |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN S KOREA                           | CUSIP: 35473P710<br>LEI: 549300UHXVPT5S43XV04 | Long             | EC               | RF                | US        |    140700 | NS      | $3077109.00   | 3.84%             |  |  |  | No            | 1                  | On Loan: No      |
| FRANKLIN TEMPLETON ETF TR | FNK FTSE BR ETF                            | CUSIP: 35473P835<br>LEI: 549300UHXVPT5S43XV04 | Long             | EC               | RF                | US        |    288085 | NS      | $5378546.95   | 6.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Ishares Trust             | ISHARES MSCI POLAND ETF                    | CUSIP: 46429B606<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    244550 | NS      | $4093767.00   | 5.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Ishares Inc               | ISHARES MSCI GERMANY ETF                   | CUSIP: 464286806<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |    301125 | NS      | $8443545.00   | 10.54%            |  |  |  | No            | 1                  | On Loan: —       |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN JAPAN                             | CUSIP: 35473P744<br>LEI: 549300UHXVPT5S43XV04 | Long             | EC               | RF                | US        |    434360 | NS      | $11206488.00  | 13.99%            |  |  |  | No            | 1                  | On Loan: No      |
| Kraneshares Tr            | KRANESHARES CSI CHINA INT                  | CUSIP: 500767306<br>LEI: 549300VLDRC0RUX0E553 | Long             | EC               | RF                | US        |    335800 | NS      | $11373546.00  | 14.19%            |  |  |  | No            | 1                  | On Loan: No      |
| Ishares Inc               | ISHARES MSCI FRANCE ETF                    | CUSIP: 464286707<br>LEI: 549300MGJZCNMJLBAJ67 | Long             | EC               | RF                | US        |    135050 | NS      | $4991448.00   | 6.23%             |  |  |  | No            | 1                  | On Loan: No      |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN FTSE CANADA ETF                   | CUSIP: 35473P827<br>LEI: 549300UHXVPT5S43XV04 | Long             | EC               | RF                | US        |    116755 | NS      | $3779359.35   | 4.72%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                       | Fidelity Money Market Government Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer