# EDGAR Filing Document

**Accession Number:** 0001818535
**File Stem:** 0001818535-23-000001
**Filing Date:** 2023-2
**Character Count:** 14210
**Document Hash:** 4f1cfbf44129666bab4182ae2b192b68
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001818535-23-000001.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001818535-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Carl P. Sherr & Co., LLC
- **CENTRAL INDEX KEY:** 0001818535
- **IRS NUMBER:** 043542231
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1220

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20307
- **FILM NUMBER:** 23582530

**BUSINESS ADDRESS:**
- **STREET 1:** 446 MAIN STREET
- **CITY:** WORCESTER
- **STATE:** MA
- **ZIP:** 01608
- **BUSINESS PHONE:** 508-791-7126

**MAIL ADDRESS:**
- **STREET 1:** 446 MAIN STREET
- **CITY:** WORCESTER
- **STATE:** MA
- **ZIP:** 01608

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Carl P. Sherr  Co. LLC<br>**Address:** 446 MAIN STREET<br>WORCESTER, MA 01608

**Form 13F File Number:** 028-20307

**CRD Number (if applicable):** 000003394

**SEC File Number (if applicable):** 801-66673

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Edward Sherr<br>**Title:** President  Chief Compliance Officer<br>**Phone:** 5087917126

**Signature, Place, and Date of Signing:**

Edward Sherr  Worcester, MA  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 110

**Form 13F Information Table Value Total:** $131697485

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| EATON CORP PLC | SHS | G29183103 |  | 353969 | 2255 | SH |  | SOLE |  | 0 | 0 | 2255 |
| FERRARI N V | COM | N3167Y103 |  | 223332 | 1043 | SH |  | SOLE |  | 0 | 0 | 1043 |
| ABBOTT LABS | COM | 002824100 |  | 219143 | 1996 | SH |  | SOLE |  | 0 | 0 | 1996 |
| ABBVIE INC | COM | 00287Y109 |  | 884007 | 5470 | SH |  | SOLE |  | 0 | 0 | 5470 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 235571 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 916485 | 10329 | SH |  | SOLE |  | 0 | 0 | 10329 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 252338 | 2860 | SH |  | SOLE |  | 0 | 0 | 2860 |
| AMAZON COM INC | COM | 023135106 |  | 577752 | 6878 | SH |  | SOLE |  | 0 | 0 | 6878 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1332368 | 9018 | SH |  | SOLE |  | 0 | 0 | 9018 |
| AMES NATL CORP | COM | 031001100 |  | 926178 | 39228 | SH |  | SOLE |  | 0 | 0 | 39228 |
| AMGEN INC | COM | 031162100 |  | 855156 | 3256 | SH |  | SOLE |  | 0 | 0 | 3256 |
| APPLE INC | COM | 037833100 |  | 7170067 | 55184 | SH |  | SOLE |  | 0 | 0 | 55184 |
| BANK AMERICA CORP | COM | 060505104 |  | 455795 | 13762 | SH |  | SOLE |  | 0 | 0 | 13762 |
| BANKWELL FINL GROUP INC | COM | 06654A103 |  | 235440 | 8000 | SH |  | SOLE |  | 0 | 0 | 8000 |
| BAR HBR BANKSHARES | COM | 066849100 |  | 663210 | 20699 | SH |  | SOLE |  | 0 | 0 | 20699 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 555402 | 1798 | SH |  | SOLE |  | 0 | 0 | 1798 |
| BLACKROCK INC | COM | 09247X101 |  | 726346 | 1025 | SH |  | SOLE |  | 0 | 0 | 1025 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 537380 | 7469 | SH |  | SOLE |  | 0 | 0 | 7469 |
| BRUNSWICK CORP | COM | 117043109 |  | 508498 | 7055 | SH |  | SOLE |  | 0 | 0 | 7055 |
| CVS HEALTH CORP | COM | 126650100 |  | 407427 | 4372 | SH |  | SOLE |  | 0 | 0 | 4372 |
| CAMBRIDGE BANCORP | COM | 132152109 |  | 934591 | 11252 | SH |  | SOLE |  | 0 | 0 | 11252 |
| CAMDEN NATL CORP | COM | 133034108 |  | 1004793 | 24102 | SH |  | SOLE |  | 0 | 0 | 24102 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 719418 | 18273 | SH |  | SOLE |  | 0 | 0 | 18273 |
| COMMUNITY BK SYS INC | COM | 203607106 |  | 326645 | 5189 | SH |  | SOLE |  | 0 | 0 | 5189 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1622858 | 3555 | SH |  | SOLE |  | 0 | 0 | 3555 |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 1175935 | 104528 | SH |  | SOLE |  | 0 | 0 | 104528 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 304374 | 9263 | SH |  | SOLE |  | 0 | 0 | 9263 |
| DISNEY WALT CO | COM | 254687106 |  | 1803633 | 20760 | SH |  | SOLE |  | 0 | 0 | 20760 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 483669 | 1964 | SH |  | SOLE |  | 0 | 0 | 1964 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 311133 | 3021 | SH |  | SOLE |  | 0 | 0 | 3021 |
| ENTERPRISE BANCORP INC MASS | COM | 293668109 |  | 1129751 | 32004 | SH |  | SOLE |  | 0 | 0 | 32004 |
| META PLATFORMS INC | CL A | 30303M102 |  | 321548 | 2672 | SH |  | SOLE |  | 0 | 0 | 2672 |
| FORD MTR CO DEL | COM | 345370860 |  | 368140 | 31654 | SH |  | SOLE |  | 0 | 0 | 31654 |
| GENERAL MTRS CO | COM | 37045V100 |  | 324335 | 9641 | SH |  | SOLE |  | 0 | 0 | 9641 |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 41013T105 |  | 332493 | 25695 | SH |  | SOLE |  | 0 | 0 | 25695 |
| HANOVER INS GROUP INC | COM | 410867105 |  | 249991 | 1850 | SH |  | SOLE |  | 0 | 0 | 1850 |
| HOME DEPOT INC | COM | 437076102 |  | 3686800 | 11672 | SH |  | SOLE |  | 0 | 0 | 11672 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1120526 | 5229 | SH |  | SOLE |  | 0 | 0 | 5229 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 385940 | 1752 | SH |  | SOLE |  | 0 | 0 | 1752 |
| INDEPENDENT BK CORP MASS | COM | 453836108 |  | 691031 | 8185 | SH |  | SOLE |  | 0 | 0 | 8185 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1692880 | 6358 | SH |  | SOLE |  | 0 | 0 | 6358 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 267459 | 3154 | SH |  | SOLE |  | 0 | 0 | 3154 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 413899 | 3432 | SH |  | SOLE |  | 0 | 0 | 3432 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1627609 | 4236 | SH |  | SOLE |  | 0 | 0 | 4236 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 9335101 | 159574 | SH |  | SOLE |  | 0 | 0 | 159574 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 818071 | 5639 | SH |  | SOLE |  | 0 | 0 | 5639 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1113385 | 13318 | SH |  | SOLE |  | 0 | 0 | 13318 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 1478133 | 21915 | SH |  | SOLE |  | 0 | 0 | 21915 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 570880 | 2360 | SH |  | SOLE |  | 0 | 0 | 2360 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 252437 | 3696 | SH |  | SOLE |  | 0 | 0 | 3696 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 8680100 | 122895 | SH |  | SOLE |  | 0 | 0 | 122895 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 |  | 317602 | 3670 | SH |  | SOLE |  | 0 | 0 | 3670 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 224463 | 2372 | SH |  | SOLE |  | 0 | 0 | 2372 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 2881216 | 26661 | SH |  | SOLE |  | 0 | 0 | 26661 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 201137 | 1929 | SH |  | SOLE |  | 0 | 0 | 1929 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 |  | 713775 | 12721 | SH |  | SOLE |  | 0 | 0 | 12721 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 704051 | 6672 | SH |  | SOLE |  | 0 | 0 | 6672 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 6300727 | 126470 | SH |  | SOLE |  | 0 | 0 | 126470 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 |  | 912020 | 3407 | SH |  | SOLE |  | 0 | 0 | 3407 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 228197 | 3165 | SH |  | SOLE |  | 0 | 0 | 3165 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 4014811 | 69364 | SH |  | SOLE |  | 0 | 0 | 69364 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 233122 | 3782 | SH |  | SOLE |  | 0 | 0 | 3782 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 6107798 | 131520 | SH |  | SOLE |  | 0 | 0 | 131520 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 |  | 499084 | 10428 | SH |  | SOLE |  | 0 | 0 | 10428 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 400707 | 8014 | SH |  | SOLE |  | 0 | 0 | 8014 |
| ISHARES TR | IBONDS DEC2023 | 46435G318 |  | 238417 | 9405 | SH |  | SOLE |  | 0 | 0 | 9405 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1734553 | 12935 | SH |  | SOLE |  | 0 | 0 | 12935 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2690047 | 15228 | SH |  | SOLE |  | 0 | 0 | 15228 |
| LILLY ELI  CO | COM | 532457108 |  | 2155895 | 5893 | SH |  | SOLE |  | 0 | 0 | 5893 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 245191 | 504 | SH |  | SOLE |  | 0 | 0 | 504 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 1150485 | 3591 | SH |  | SOLE |  | 0 | 0 | 3591 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 480170 | 3225 | SH |  | SOLE |  | 0 | 0 | 3225 |
| MCDONALDS CORP | COM | 580135101 |  | 2195693 | 8332 | SH |  | SOLE |  | 0 | 0 | 8332 |
| MERCK  CO INC | COM | 58933Y105 |  | 1372811 | 12373 | SH |  | SOLE |  | 0 | 0 | 12373 |
| MICROSOFT CORP | COM | 594918104 |  | 4771881 | 19898 | SH |  | SOLE |  | 0 | 0 | 19898 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 802122 | 11418 | SH |  | SOLE |  | 0 | 0 | 11418 |
| MODERNA INC | COM | 60770K107 |  | 581430 | 3237 | SH |  | SOLE |  | 0 | 0 | 3237 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 902044 | 10790 | SH |  | SOLE |  | 0 | 0 | 10790 |
| NIKE INC | CL B | 654106103 |  | 1343860 | 11485 | SH |  | SOLE |  | 0 | 0 | 11485 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 452303 | 3095 | SH |  | SOLE |  | 0 | 0 | 3095 |
| OCEANFIRST FINL CORP | COM | 675234108 |  | 959192 | 45138 | SH |  | SOLE |  | 0 | 0 | 45138 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 327256 | 4595 | SH |  | SOLE |  | 0 | 0 | 4595 |
| PEPSICO INC | COM | 713448108 |  | 1278711 | 7078 | SH |  | SOLE |  | 0 | 0 | 7078 |
| PFIZER INC | COM | 717081103 |  | 348330 | 6798 | SH |  | SOLE |  | 0 | 0 | 6798 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 521366 | 3440 | SH |  | SOLE |  | 0 | 0 | 3440 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 743045 | 1943 | SH |  | SOLE |  | 0 | 0 | 1943 |
| SPDR SER TR | S HOMEBUILD | 78464A888 |  | 358991 | 5951 | SH |  | SOLE |  | 0 | 0 | 5951 |
| SAFETY INS GROUP INC | COM | 78648T100 |  | 2698795 | 32029 | SH |  | SOLE |  | 0 | 0 | 32029 |
| STARBUCKS CORP | COM | 855244109 |  | 2155154 | 21725 | SH |  | SOLE |  | 0 | 0 | 21725 |
| SYSCO CORP | COM | 871829107 |  | 430625 | 5633 | SH |  | SOLE |  | 0 | 0 | 5633 |
| TJX COS INC NEW | COM | 872540109 |  | 315932 | 3969 | SH |  | SOLE |  | 0 | 0 | 3969 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 269964 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| UNION PAC CORP | COM | 907818108 |  | 656461 | 3170 | SH |  | SOLE |  | 0 | 0 | 3170 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 242865 | 1397 | SH |  | SOLE |  | 0 | 0 | 1397 |
| VAIL RESORTS INC | COM | 91879Q109 |  | 1136510 | 4768 | SH |  | SOLE |  | 0 | 0 | 4768 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 234912 | 1547 | SH |  | SOLE |  | 0 | 0 | 1547 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 614175 | 11875 | SH |  | SOLE |  | 60 | 0 | 11815 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 409762 | 4953 | SH |  | SOLE |  | 0 | 0 | 4953 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 1068196 | 6965 | SH |  | SOLE |  | 0 | 0 | 6965 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 2828086 | 37613 | SH |  | SOLE |  | 24 | 0 | 37589 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 540298 | 2694 | SH |  | SOLE |  | 0 | 0 | 2694 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 614962 | 2886 | SH |  | SOLE |  | 0 | 0 | 2886 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 324240 | 2310 | SH |  | SOLE |  | 0 | 0 | 2310 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 247228 | 1347 | SH |  | SOLE |  | 0 | 0 | 1347 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2552194 | 13349 | SH |  | SOLE |  | 52 | 0 | 13297 |
| VISA INC | COM CL A | 92826C839 |  | 1312643 | 6318 | SH |  | SOLE |  | 0 | 0 | 6318 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 403637 | 4305 | SH |  | SOLE |  | 0 | 0 | 4305 |
| WALMART INC | COM | 931142103 |  | 260154 | 1835 | SH |  | SOLE |  | 0 | 0 | 1835 |
| YUM BRANDS INC | COM | 988498101 |  | 381532 | 2979 | SH |  | SOLE |  | 0 | 0 | 2979 |
| ZOETIS INC | CL A | 98978V103 |  | 1023235 | 6982 | SH |  | SOLE |  | 0 | 0 | 6982 |

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