# EDGAR Filing Document

**Accession Number:** 0000819592
**File Stem:** 0000819592-23-000002
**Filing Date:** 2023-3
**Character Count:** 2687
**Document Hash:** 9836ca4e73394ec09bfaf4f6d95920a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000819592-23-000002.hdr.sgml**: 20230316

**ACCESSION NUMBER**: 0000819592-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230316

**DATE AS OF CHANGE**: 20230316

**EFFECTIVENESS DATE**: 20230316

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SANDERS MORRIS HARRIS LLC
- **CENTRAL INDEX KEY:** 0000819592
- **IRS NUMBER:** 760224835
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-38325
- **FILM NUMBER:** 23738528

**BUSINESS ADDRESS:**
- **STREET 1:** 600 TRAVIS
- **STREET 2:** SUITE 5900
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77002-3003
- **BUSINESS PHONE:** 713-250-4222

**MAIL ADDRESS:**
- **STREET 1:** 600 TRAVIS
- **STREET 2:** SUITE 5900
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77002-3003

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SANDERS MORRIS HARRIS INC.
- **DATE OF NAME CHANGE:** 20100210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMH CAPITAL INC.
- **DATE OF NAME CHANGE:** 20100111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SANDERS MORRIS HARRIS INC.
- **DATE OF NAME CHANGE:** 20100106

### Attached PDF Documents

**Attachment 1:** `smhpublicsecocr1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000819592

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SANDERS MORRIS HARRIS LLC

**Business Address:** 600 TRAVIS, SUITE 5900, HOUSTON, TX, 77002-3003

**Contact Person:** Paul Lyons

**Contact Phone:** 9723984620

### Independent Public Accountant Identification

**Accountant Name:** McBee & Co., PC

**Accountant Address:** 718 Paulus Avenue, Dallas, TX, 75214

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Steve Mangold**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SANDERS MORRIS HARRIS LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Steve Mangold

**Title:** Chief Executive Officer

**Notarized:** Yes