# EDGAR Filing Document

**Accession Number:** 0001775391
**File Stem:** 0001172661-26-002008
**Filing Date:** 2026-5
**Character Count:** 21610
**Document Hash:** d8b6e1864cb95eca71ed0860122f0f05
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-26-002008.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001172661-26-002008

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260514

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Joseph P. Lucia & Associates, LLC
- **CENTRAL INDEX KEY:** 0001775391

**ORGANIZATION NAME:**
- **EIN:** 262909413
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19484
- **FILM NUMBER:** 26981272

**BUSINESS ADDRESS:**
- **STREET 1:** 3505 HILL BLVD.
- **STREET 2:** SUITE J
- **CITY:** YORKTOWN HEIGHTS
- **STATE:** NY
- **ZIP:** 10598
- **BUSINESS PHONE:** 9143526600

**MAIL ADDRESS:**
- **STREET 1:** 3505 HILL BLVD.
- **STREET 2:** SUITE J
- **CITY:** YORKTOWN HEIGHTS
- **STATE:** NY
- **ZIP:** 10598

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Joseph P. Lucia  Associates LLC<br>**Address:** 3505 Hill Blvd.<br>Suite J<br>Yorktown Heights, NY 10598

**Form 13F File Number:** 028-19484

**CRD Number (if applicable):** 000147625

**SEC File Number (if applicable):** 801-76540

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Joseph P. Lucia<br>**Title:** President/Chief Compliance Officer<br>**Phone:** 845-621-7200

**Signature, Place, and Date of Signing:**

/s/ 	Joseph P. Lucia  Yorktown Heights, NY  05-14-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 169

**Form 13F Information Table Value Total:** $279715955

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| CATERPILLAR INC | COM | 149123101 |  | 385040 | 543 | SH |  | SOLE |  | 0 | 0 | 543 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 343051 | 16808 | SH |  | SOLE |  | 0 | 0 | 16808 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 361910 | 927 | SH |  | SOLE |  | 25 | 0 | 902 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 965241 | 3982 | SH |  | SOLE |  | 0 | 0 | 3982 |
| TESLA INC | COM | 88160R101 |  | 558784 | 1503 | SH |  | SOLE |  | 0 | 0 | 1503 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 349301 | 4230 | SH |  | SOLE |  | 0 | 0 | 4230 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A698 |  | 825060 | 12664 | SH |  | SOLE |  | 0 | 0 | 12664 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H687 |  | 619516 | 19612 | SH |  | SOLE |  | 0 | 0 | 19612 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 896093 | 5282 | SH |  | SOLE |  | 1093 | 0 | 4189 |
| INVESCO EXCHANGE TRADED FD T | S EQL DIS | 46137V381 |  | 1241808 | 23199 | SH |  | SOLE |  | 0 | 0 | 23199 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 211126 | 4155 | SH |  | SOLE |  | 0 | 0 | 4155 |
| INVESCO EXCHANGE TRADED FD T | S EQL STP | 46137V373 |  | 1494913 | 50675 | SH |  | SOLE |  | 0 | 0 | 50675 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 269004 | 8164 | SH |  | SOLE |  | 0 | 0 | 8164 |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 46137V118 |  | 326177 | 5771 | SH |  | SOLE |  | 0 | 0 | 5771 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 |  | 568653 | 12679 | SH |  | SOLE |  | 280 | 0 | 12399 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 5642287 | 183908 | SH |  | SOLE |  | 9827 | 0 | 174081 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 4661949 | 42774 | SH |  | SOLE |  | 2526 | 0 | 40248 |
| ELI LILLY  CO | COM | 532457108 |  | 298270 | 324 | SH |  | SOLE |  | 0 | 0 | 324 |
| HAEMONETICS CORP MASS | COM | 405024100 |  | 380937 | 6759 | SH |  | SOLE |  | 0 | 0 | 6759 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 |  | 514636 | 13395 | SH |  | SOLE |  | 1507 | 0 | 11888 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 |  | 206096 | 2733 | SH |  | SOLE |  | 0 | 0 | 2733 |
| INVESCO EXCHANGE TRADED FD T | S EQL UTL | 46137V274 |  | 577665 | 7122 | SH |  | SOLE |  | 100 | 0 | 7022 |
| CITIGROUP INC | COM NEW | 172967424 |  | 245571 | 2165 | SH |  | SOLE |  | 50 | 0 | 2115 |
| GLOBAL X FDS | S 500 COVERED | 37954Y475 |  | 636841 | 16275 | SH |  | SOLE |  | 200 | 0 | 16075 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 2173603 | 126741 | SH |  | SOLE |  | 1173 | 0 | 125568 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 5773104 | 58156 | SH |  | SOLE |  | 3583 | 0 | 54573 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 442257 | 1540 | SH |  | SOLE |  | 0 | 0 | 1540 |
| PFIZER INC | COM | 717081103 |  | 241530 | 8601 | SH |  | SOLE |  | 0 | 0 | 8601 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 5593862 | 29147 | SH |  | SOLE |  | 2483 | 0 | 26664 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 8270956 | 78021 | SH |  | SOLE |  | 219 | 0 | 77802 |
| INVESCO DB MULTI-SECTOR COMM | PRECIOUS METAL | 46140H502 |  | 620626 | 5640 | SH |  | SOLE |  | 967 | 0 | 4673 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 2059161 | 18640 | SH |  | SOLE |  | 575 | 0 | 18065 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 1370626 | 19055 | SH |  | SOLE |  | 38 | 0 | 19017 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H786 |  | 825952 | 24670 | SH |  | SOLE |  | 250 | 0 | 24420 |
| RBB FUND TRUST | FIRST EAGLE OVER | 75526L878 |  | 468319 | 9281 | SH |  | SOLE |  | 0 | 0 | 9281 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 1591754 | 16946 | SH |  | SOLE |  | 2821 | 0 | 14125 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 203382 | 3871 | SH |  | SOLE |  | 0 | 0 | 3871 |
| SELECT SECTOR SPDR TR | STATE STREET MAT | 81369Y100 |  | 2555599 | 51143 | SH |  | SOLE |  | 2940 | 0 | 48203 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 281038 | 876 | SH |  | SOLE |  | 114 | 0 | 762 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 555279 | 20325 | SH |  | SOLE |  | 1182 | 0 | 19143 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 246786 | 565 | SH |  | SOLE |  | 0 | 0 | 565 |
| AMERICAN CENTY ETF TR | DIVERSIFID CRP | 025072109 |  | 755641 | 16212 | SH |  | SOLE |  | 365 | 0 | 15847 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 |  | 688931 | 27437 | SH |  | SOLE |  | 4917 | 0 | 22520 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 |  | 1089374 | 99034 | SH |  | SOLE |  | 0 | 0 | 99034 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 897585 | 2086 | SH |  | SOLE |  | 85 | 0 | 2001 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 542471 | 2944 | SH |  | SOLE |  | 0 | 0 | 2944 |
| CREDIT SUISSE HIGH YIELD CRE | SH BEN INT | 22544F103 |  | 183037 | 96335 | SH |  | SOLE |  | 0 | 0 | 96335 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 387437 | 15654 | SH |  | SOLE |  | 0 | 0 | 15654 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 |  | 1017225 | 41738 | SH |  | SOLE |  | 950 | 0 | 40788 |
| SELECT SECTOR SPDR TR | STATE STREET COM | 81369Y852 |  | 740212 | 6677 | SH |  | SOLE |  | 360 | 0 | 6317 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 267150 | 5385 | SH |  | SOLE |  | 0 | 0 | 5385 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 2125330 | 68648 | SH |  | SOLE |  | 0 | 0 | 68648 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 |  | 285668 | 10596 | SH |  | SOLE |  | 0 | 0 | 10596 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 |  | 262279 | 2171 | SH |  | SOLE |  | 0 | 0 | 2171 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 381250 | 12500 | SH |  | SOLE |  | 0 | 0 | 12500 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 3010669 | 20535 | SH |  | SOLE |  | 1002 | 0 | 19533 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 4388404 | 77424 | SH |  | SOLE |  | 1305 | 0 | 76119 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 3403423 | 112720 | SH |  | SOLE |  | 0 | 0 | 112720 |
| SPINNAKER ETF SERIES | SELECT STOXX EUR | 84858T772 |  | 384056 | 9427 | SH |  | SOLE |  | 0 | 0 | 9427 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 7676092 | 11777 | SH |  | SOLE |  | 111 | 0 | 11666 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H711 |  | 511124 | 15898 | SH |  | SOLE |  | 500 | 0 | 15398 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 9695406 | 55591 | SH |  | SOLE |  | 893 | 0 | 54698 |
| GOLDMAN SACHS ETF TR | NASDAQ-100 PREMI | 38149W630 |  | 559311 | 11301 | SH |  | SOLE |  | 1335 | 0 | 9966 |
| GLOBAL X FDS | GLOBX SUPDV US | 37950E291 |  | 206672 | 10935 | SH |  | SOLE |  | 0 | 0 | 10935 |
| AMAZON COM INC | COM | 023135106 |  | 7546085 | 36232 | SH |  | SOLE |  | 480 | 0 | 35752 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R606 |  | 479249 | 20551 | SH |  | SOLE |  | 2990 | 0 | 17561 |
| BLACKROCK CAP ALLOCATION TER | COM | 09260U109 |  | 470204 | 33277 | SH |  | SOLE |  | 0 | 0 | 33277 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 1985510 | 35762 | SH |  | SOLE |  | 1203 | 0 | 34559 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 545809 | 1139 | SH |  | SOLE |  | 0 | 0 | 1139 |
| BARON ETF TR | TECHNOLOGY ETF | 06829D503 |  | 940022 | 40295 | SH |  | SOLE |  | 0 | 0 | 40295 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 1014618 | 19914 | SH |  | SOLE |  | 0 | 0 | 19914 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 5717815 | 43023 | SH |  | SOLE |  | 75 | 0 | 42948 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 251197 | 742 | SH |  | SOLE |  | 0 | 0 | 742 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL GOLD TR | 85207H104 |  | 246485 | 6955 | SH |  | SOLE |  | 0 | 0 | 6955 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 1871061 | 5693 | SH |  | SOLE |  | 71 | 0 | 5622 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 747249 | 28082 | SH |  | SOLE |  | 350 | 0 | 27732 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 958759 | 19099 | SH |  | SOLE |  | 200 | 0 | 18899 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2059454 | 7162 | SH |  | SOLE |  | 0 | 0 | 7162 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 |  | 438783 | 6194 | SH |  | SOLE |  | 0 | 0 | 6194 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 443747 | 1509 | SH |  | SOLE |  | 0 | 0 | 1509 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H703 |  | 204551 | 5099 | SH |  | SOLE |  | 0 | 0 | 5099 |
| SELECT SECTOR SPDR TR | STATE STREET IND | 81369Y704 |  | 2279638 | 14095 | SH |  | SOLE |  | 973 | 0 | 13122 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 4049088 | 82015 | SH |  | SOLE |  | 5810 | 0 | 76205 |
| AMPHENOL CORP | CL A | 032095101 |  | 227069 | 1794 | SH |  | SOLE |  | 77 | 0 | 1717 |
| GRAYSCALE BITCOIN MINI TR ET | SHS NEW | 389930207 |  | 753109 | 25112 | SH |  | SOLE |  | 0 | 0 | 25112 |
| SELECT SECTOR SPDR TR | STATE STREET REA | 81369Y860 |  | 290546 | 7116 | SH |  | SOLE |  | 0 | 0 | 7116 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 2639802 | 12275 | SH |  | SOLE |  | 268 | 0 | 12007 |
| AMERICAN CENTY ETF TR | FOCUSED DYNAMIC | 025072810 |  | 375453 | 3292 | SH |  | SOLE |  | 0 | 0 | 3292 |
| GOLDMAN SACHS ETF TR | S 500 PREMIUM | 38149W622 |  | 1372168 | 27421 | SH |  | SOLE |  | 4719 | 0 | 22702 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 |  | 982919 | 18630 | SH |  | SOLE |  | 0 | 0 | 18630 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 1466544 | 6704 | SH |  | SOLE |  | 373 | 0 | 6331 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 6585917 | 145513 | SH |  | SOLE |  | 1987 | 0 | 143526 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 |  | 234149 | 5017 | SH |  | SOLE |  | 0 | 0 | 5017 |
| WALMART INC | COM | 931142103 |  | 522343 | 4198 | SH |  | SOLE |  | 0 | 0 | 4198 |
| GLOBAL X FDS | U S ELECTRIFICAT | 37960A370 |  | 238659 | 7421 | SH |  | SOLE |  | 162 | 0 | 7259 |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 46137V530 |  | 849915 | 19001 | SH |  | SOLE |  | 0 | 0 | 19001 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 298436 | 3252 | SH |  | SOLE |  | 627 | 0 | 2625 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 685534 | 6628 | SH |  | SOLE |  | 0 | 0 | 6628 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H802 |  | 1632662 | 44755 | SH |  | SOLE |  | 670 | 0 | 44085 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 278562 | 3140 | SH |  | SOLE |  | 1060 | 0 | 2080 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 56198 | 10870 | SH |  | SOLE |  | 0 | 0 | 10870 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 |  | 252591 | 1008 | SH |  | SOLE |  | 5 | 0 | 1003 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 208801 | 3013 | SH |  | SOLE |  | 0 | 0 | 3013 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 495012 | 6768 | SH |  | SOLE |  | 50 | 0 | 6718 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 |  | 1506409 | 85884 | SH |  | SOLE |  | 1210 | 0 | 84674 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 2435683 | 83758 | SH |  | SOLE |  | 150 | 0 | 83608 |
| GLOBAL X FDS | RATE PREFERRED | 37954Y376 |  | 324325 | 14858 | SH |  | SOLE |  | 0 | 0 | 14858 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 2578589 | 100569 | SH |  | SOLE |  | 1566 | 0 | 99003 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 1750117 | 20188 | SH |  | SOLE |  | 1100 | 0 | 19088 |
| THE CIGNA GROUP | COM | 125523100 |  | 200063 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| AMERICAN CENTY ETF TR | SHORT DURTN STRG | 025072257 |  | 1348285 | 26288 | SH |  | SOLE |  | 0 | 0 | 26288 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 915461 | 3191 | SH |  | SOLE |  | 180 | 0 | 3011 |
| INVESCO EXCHANGE TRADED FD T | S EQL ENR | 46137V365 |  | 2862142 | 26145 | SH |  | SOLE |  | 20 | 0 | 26125 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H208 |  | 1716834 | 48532 | SH |  | SOLE |  | 480 | 0 | 48052 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H406 |  | 686773 | 17695 | SH |  | SOLE |  | 0 | 0 | 17695 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H752 |  | 201209 | 5954 | SH |  | SOLE |  | 0 | 0 | 5954 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 2562192 | 9782 | SH |  | SOLE |  | 259 | 0 | 9523 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 213684 | 1804 | SH |  | SOLE |  | 0 | 0 | 1804 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 585463 | 10974 | SH |  | SOLE |  | 0 | 0 | 10974 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H844 |  | 423332 | 12719 | SH |  | SOLE |  | 0 | 0 | 12719 |
| INVESCO EXCHANGE TRADED FD T | S EQL FIN | 46137V340 |  | 5627310 | 78825 | SH |  | SOLE |  | 100 | 0 | 78725 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 879948 | 7775 | SH |  | SOLE |  | 0 | 0 | 7775 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 464337 | 2750 | SH |  | SOLE |  | 954 | 0 | 1796 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 4758134 | 31425 | SH |  | SOLE |  | 180 | 0 | 31245 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y407 |  | 366718 | 3365 | SH |  | SOLE |  | 0 | 0 | 3365 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | 81369Y506 |  | 4820125 | 78683 | SH |  | SOLE |  | 5543 | 0 | 73140 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 427408 | 3336 | SH |  | SOLE |  | 142 | 0 | 3194 |
| SCHWAB STRATEGIC TR | HIGH YIELD BD ET | 808524631 |  | 831740 | 31990 | SH |  | SOLE |  | 375 | 0 | 31615 |
| ALPS ETF TR | SECTR DIV DOGS | 00162Q858 |  | 2421811 | 37238 | SH |  | SOLE |  | 487 | 0 | 36751 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 1085778 | 10873 | SH |  | SOLE |  | 145 | 0 | 10728 |
| MICROSOFT CORP | COM | 594918104 |  | 1028866 | 2779 | SH |  | SOLE |  | 25 | 0 | 2754 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 734794 | 8661 | SH |  | SOLE |  | 0 | 0 | 8661 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 2783786 | 4659 | SH |  | SOLE |  | 1464 | 0 | 3195 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2621666 | 4582 | SH |  | SOLE |  | 30 | 0 | 4552 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1417521 | 46752 | SH |  | SOLE |  | 0 | 0 | 46752 |
| ISHARES TR | 20+ YEAR TR BD | 46436E338 |  | 282501 | 12489 | SH |  | SOLE |  | 2600 | 0 | 9889 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H737 |  | 345339 | 10355 | SH |  | SOLE |  | 0 | 0 | 10355 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 |  | 546294 | 2006 | SH |  | SOLE |  | 88 | 0 | 1918 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 238547 | 3870 | SH |  | SOLE |  | 1000 | 0 | 2870 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A102 |  | 940452 | 3684 | SH |  | SOLE |  | 100 | 0 | 3584 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 172114 | 27986 | SH |  | SOLE |  | 0 | 0 | 27986 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 |  | 245561 | 17846 | SH |  | SOLE |  | 400 | 0 | 17446 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 1286535 | 66660 | SH |  | SOLE |  | 54 | 0 | 66606 |
| NETFLIX INC. | COM | 64110L106 |  | 578438 | 6016 | SH |  | SOLE |  | 220 | 0 | 5796 |
| BROADCOM INC | COM | 11135F101 |  | 607879 | 1964 | SH |  | SOLE |  | 12 | 0 | 1952 |
| BLACKROCK ETF TRUST II | ISHARES FLEXIBLE | 092528603 |  | 7057177 | 135898 | SH |  | SOLE |  | 10606 | 0 | 125292 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A631 |  | 299696 | 1180 | SH |  | SOLE |  | 0 | 0 | 1180 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3038234 | 39366 | SH |  | SOLE |  | 2144 | 0 | 37222 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 |  | 466905 | 53178 | SH |  | SOLE |  | 0 | 0 | 53178 |
| FRANKLIN ETF TR | SHRT DUR US GOVT | 353506108 |  | 2338640 | 25763 | SH |  | SOLE |  | 410 | 0 | 25353 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 275371 | 3359 | SH |  | SOLE |  | 0 | 0 | 3359 |
| SELECT SECTOR SPDR TR | STATE STREET UTI | 81369Y886 |  | 2754226 | 60018 | SH |  | SOLE |  | 3980 | 0 | 56038 |
| DISNEY WALT CO | COM | 254687106 |  | 405419 | 4206 | SH |  | SOLE |  | 37 | 0 | 4169 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 5658546 | 9804 | SH |  | SOLE |  | 490 | 0 | 9314 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H794 |  | 272091 | 8144 | SH |  | SOLE |  | 0 | 0 | 8144 |
| APPLE INC | COM | 037833100 |  | 11750240 | 46299 | SH |  | SOLE |  | 168 | 0 | 46131 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 547474 | 6210 | SH |  | SOLE |  | 317 | 0 | 5893 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 8519346 | 339416 | SH |  | SOLE |  | 7670 | 0 | 331746 |
| ISHARES TR | MICRO-CAP ETF | 464288869 |  | 297673 | 1865 | SH |  | SOLE |  | 0 | 0 | 1865 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 032108664 |  | 3414868 | 45477 | SH |  | SOLE |  | 685 | 0 | 44792 |
| INVESCO EXCHANGE TRADED FD T | S EQL IND | 46137V324 |  | 2740117 | 47588 | SH |  | SOLE |  | 0 | 0 | 47588 |
| SSGA ACTIVE ETF TR | STATE STREET INC | 78467V202 |  | 204228 | 6095 | SH |  | SOLE |  | 0 | 0 | 6095 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 2476222 | 9622 | SH |  | SOLE |  | 0 | 0 | 9622 |
| GLOBAL X FDS | SOCIAL MED ETF | 37950E416 |  | 823831 | 19026 | SH |  | SOLE |  | 150 | 0 | 18876 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 1116106 | 14028 | SH |  | SOLE |  | 60 | 0 | 13968 |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 |  | 252514 | 5214 | SH |  | SOLE |  | 85 | 0 | 5129 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 6591810 | 226289 | SH |  | SOLE |  | 2017 | 0 | 224272 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 13797789 | 35988 | SH |  | SOLE |  | 1407 | 0 | 34581 |
| MANAGED PORTFOLIO SERIES | KENSINGTON HEDGE | 56167N183 |  | 785046 | 32240 | SH |  | SOLE |  | 0 | 0 | 32240 |

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