# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0001145549-23-001407
**Filing Date:** 2023-1
**Character Count:** 15658
**Document Hash:** 85766ff8f7905a9a450d695273bd0df5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-001407.hdr.sgml**: 20230117

**ACCESSION NUMBER**: 0001145549-23-001407

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230117

**DATE AS OF CHANGE**: 20230117

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10401
- **FILM NUMBER:** 23530501

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### Barrett Growth Fund (Series ID: S000028010)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000085208 | Barrett Growth Fund | BGRWX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Trust for Professional Managers

- **b. Investment Company Act file number:** 811-10401

- **c. CIK number of Registrant:** 0001141819

- **d. LEI of Registrant:** 549300O1N816L3GGRD45

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 513-629-8104

**Item A.2. Information about the Series.**

- **a. Name of Series:** Barrett Growth Fund

- **b. EDGAR series identifier (if any):** S000028010

- **c. LEI of Series:** 254900NQR7L1E64ZLU55

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $24189835.48

**Total Liabilities:** $64664.36

**Net Assets:** $24125171.12

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000085208 | -9.32%               | 7.55%                | 4.90%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $96621.54                | $-2346699.59                               |
| Month 2  | $-7055.76                | $1653382.35                                |
| Month 3  | $166443.84               | $961691.43                                 |

### Schedule of Portfolio Investments

| Name                          | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Alphabet Inc                  | Alphabet Inc                               | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      8500 | NS      | $862325.00    | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                | Amazon.com Inc                             | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      9000 | NS      | $868860.00    | 3.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                     | Apple Inc                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      7500 | NS      | $1110225.00   | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Management Corp          | Ares Management Corp                       | CUSIP: 03990B101<br>LEI: 529900JUV61FH7B8VW38 | Long             | EC               | CORP              | US        |     12000 | NS      | $940680.00    | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                  | AutoZone Inc                               | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |        50 | NS      | $128950.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Inc                 | BlackRock Inc                              | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |       200 | NS      | $143200.00    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp         | Costco Wholesale Corp                      | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      2025 | NS      | $1091981.25   | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc              | Crown Castle Inc                           | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |      3250 | NS      | $459647.50    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                  | Danaher Corp                               | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      2750 | NS      | $751877.50    | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The            | Walt Disney Co/The                         | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      5000 | NS      | $489350.00    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                    | Ecolab Inc                                 | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |      3000 | NS      | $449490.00    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| EnerSys                       | EnerSys                                    | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |      4000 | NS      | $302320.00    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp               | Fair Isaac Corp                            | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |       500 | NS      | $309860.00    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                     | Adobe Inc                                  | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       900 | NS      | $310437.00    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio | Fidelity Government Portfolio              | CUSIP: 316175108<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    451387 | NS      | $451386.97    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information | Fidelity National Information Services Inc | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |      4000 | NS      | $290320.00    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank/CA        | First Republic Bank/CA                     | CUSIP: 33616C100<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EC               | CORP              | US        |      4500 | NS      | $574245.00    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co           | JPMorgan Chase & Co                        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      5300 | NS      | $732354.00    | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp               | McDonald's Corp                            | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      3000 | NS      | $818370.00    | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                | Merck & Co Inc                             | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      4000 | NS      | $440480.00    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5100 | NS      | $1301214.00   | 5.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                   | NVIDIA Corp                                | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      5500 | NS      | $930765.00    | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc           | PayPal Holdings Inc                        | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      5750 | NS      | $450857.50    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Progressive Corp/The          | Progressive Corp/The                       | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |      6500 | NS      | $858975.00    | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc | Regeneron Pharmaceuticals Inc              | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       875 | NS      | $657737.50    | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc        | Roper Technologies Inc                     | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |       600 | NS      | $263334.00    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                | Starbucks Corp                             | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |      7000 | NS      | $715400.00    | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                  | Stryker Corp                               | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      2500 | NS      | $584725.00    | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corp                    | Sysco Corp                                 | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |      4000 | NS      | $346040.00    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The               | TJX Cos Inc/The                            | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     12000 | NS      | $960600.00    | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                | Tetra Tech Inc                             | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |      6400 | NS      | $989376.00    | 4.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc  | Thermo Fisher Scientific Inc               | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       900 | NS      | $504198.00    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TransUnion                    | TransUnion                                 | CUSIP: 89400J107<br>LEI: 549300ZS772LUNUMRB03 | Long             | EC               | CORP              | US        |      5000 | NS      | $315400.00    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc        | UnitedHealth Group Inc                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      1500 | NS      | $821640.00    | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                      | Visa Inc                                   | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      6250 | NS      | $1356250.00   | 5.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                    | Zoetis Inc                                 | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |      4200 | NS      | $647388.00    | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                 | Accenture PLC                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |      3000 | NS      | $902790.00    | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-13

**Name of Applicant:** Trust for Professional Managers

**Signature:** /s/ John Buckel

**Name of Signer:** John Buckel

**Title:** President