# EDGAR Filing Document

**Accession Number:** 0000099614
**File Stem:** 0001193125-25-298499
**Filing Date:** 2025-11
**Character Count:** 157759
**Document Hash:** b938334c4e76bd065cbeb392bbd15805
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-298499.hdr.sgml**: 20251126

**ACCESSION NUMBER**: 0001193125-25-298499

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251126

**DATE AS OF CHANGE**: 20251126

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRI-CONTINENTAL Corp
- **CENTRAL INDEX KEY:** 0000099614

**ORGANIZATION NAME:**
- **EIN:** 135441850
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-00266
- **FILM NUMBER:** 251524071

**BUSINESS ADDRESS:**
- **STREET 1:** 290 CONGRESS STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 612-671-4321

**MAIL ADDRESS:**
- **STREET 1:** 290 CONGRESS STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRI-CONTINENTAL CORP
- **DATE OF NAME CHANGE:** 20030624

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRI CONTINENTAL CORP
- **DATE OF NAME CHANGE:** 19920703

## Nport-Ex

![](img593e6f3c1.jpg)

Tri-Continental Corporation

**Third Quarter Report**

September 30, 2025 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Not FDIC or NCUA Insured** | **No Financial Institution Guarantee** | **May Lose Value** |

---

------

Portfolio of Investments

Tri-Continental Corporation, September 30, 2025 (Unaudited)

(Percentages represent value of investments compared to net assets)

**Investments in securities**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Common Stocks 66.9%** | **Common Stocks 66.9%** | **Common Stocks 66.9%** |
| **Issuer** | **Shares** | **Value ($)** |
| **Communication Services 6.3%** | **Communication Services 6.3%** | **Communication Services 6.3%** |
| **Diversified Telecommunication Services 0.9%** | **Diversified Telecommunication Services 0.9%** | **Diversified Telecommunication Services 0.9%** |
| AT&T, Inc. | &nbsp;&nbsp; 350000 | &nbsp;&nbsp; 9884000 |
| Verizon Communications, Inc. | &nbsp;&nbsp; 185000 | &nbsp;&nbsp; 8130750 |
| Total |  | &nbsp;&nbsp; 18014750 |
| **Interactive Media & Services 5.1%** | **Interactive Media & Services 5.1%** | **Interactive Media & Services 5.1%** |
| Alphabet, Inc., Class A | &nbsp;&nbsp; 243999 | &nbsp;&nbsp; 59316157 |
| Meta Platforms, Inc., Class A | &nbsp;&nbsp; 58014 | &nbsp;&nbsp; 42604321 |
| Total |  | &nbsp;&nbsp; 101920478 |
| **Media 0.3%** | **Media 0.3%** | **Media 0.3%** |
| Comcast Corp., Class A | &nbsp;&nbsp; 160000 | &nbsp;&nbsp; 5027200 |
| Fox Corp., Class A | &nbsp;&nbsp; 23928 | &nbsp;&nbsp; 1508900 |
| Total |  | &nbsp;&nbsp; 6536100 |
| **Total Communication Services** | **Total Communication Services** | &nbsp;&nbsp; **126471328** |
| **Consumer Discretionary 6.2%** | **Consumer Discretionary 6.2%** | **Consumer Discretionary 6.2%** |
| **Automobile Components 0.5%** | **Automobile Components 0.5%** | **Automobile Components 0.5%** |
| Aptiv PLC<sup>(a)</sup> <br>| &nbsp;&nbsp; 116900 | &nbsp;&nbsp; 10079118 |
| **Automobiles 0.6%** | **Automobiles 0.6%** | **Automobiles 0.6%** |
| Tesla, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 25980 | &nbsp;&nbsp; 11553825 |
| **Broadline Retail 2.0%** | **Broadline Retail 2.0%** | **Broadline Retail 2.0%** |
| Amazon.com, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 154352 | &nbsp;&nbsp; 33891069 |
| Macy's, Inc. | &nbsp;&nbsp; 310000 | &nbsp;&nbsp; 5558300 |
| Total |  | &nbsp;&nbsp; 39449369 |
| **Hotels, Restaurants & Leisure 1.3%** | **Hotels, Restaurants & Leisure 1.3%** | **Hotels, Restaurants & Leisure 1.3%** |
| Booking Holdings, Inc. | &nbsp;&nbsp; 3603 | &nbsp;&nbsp; 19453570 |
| Darden Restaurants, Inc. | &nbsp;&nbsp; 27500 | &nbsp;&nbsp; 5234900 |
| Expedia Group, Inc. | &nbsp;&nbsp; 6562 | &nbsp;&nbsp; 1402627 |
| Total |  | &nbsp;&nbsp; 26091097 |
| **Household Durables 0.1%** | **Household Durables 0.1%** | **Household Durables 0.1%** |
| Newell Brands, Inc. | &nbsp;&nbsp; 600000 | &nbsp;&nbsp; 3144000 |
| **Specialty Retail 0.4%** | **Specialty Retail 0.4%** | **Specialty Retail 0.4%** |
| Best Buy Co., Inc. | &nbsp;&nbsp; 70000 | &nbsp;&nbsp; 5293400 |
| Lowe's Companies, Inc. | &nbsp;&nbsp; 7800 | &nbsp;&nbsp; 1960218 |
| Total |  | &nbsp;&nbsp; 7253618 |

---

---

| | | |
|:---|:---|:---|
| **Common Stocks (continued)** | **Common Stocks (continued)** | **Common Stocks (continued)** |
| **Issuer** | **Shares** | **Value ($)** |
| **Textiles, Apparel & Luxury Goods 1.3%** | **Textiles, Apparel & Luxury Goods 1.3%** | **Textiles, Apparel & Luxury Goods 1.3%** |
| Ralph Lauren Corp. | &nbsp;&nbsp; 47048 | &nbsp;&nbsp; 14752371 |
| Tapestry, Inc. | &nbsp;&nbsp; 102186 | &nbsp;&nbsp; 11569499 |
| Total |  | &nbsp;&nbsp; 26321870 |
| **Total Consumer Discretionary** | **Total Consumer Discretionary** | &nbsp;&nbsp; **123892897** |
| **Consumer Staples 3.6%** | **Consumer Staples 3.6%** | **Consumer Staples 3.6%** |
| **Beverages 0.8%** | **Beverages 0.8%** | **Beverages 0.8%** |
| Molson Coors Beverage Co., Class B | &nbsp;&nbsp; 120048 | &nbsp;&nbsp; 5432172 |
| PepsiCo, Inc. | &nbsp;&nbsp; 70000 | &nbsp;&nbsp; 9830800 |
| Total |  | &nbsp;&nbsp; 15262972 |
| **Consumer Staples Distribution & Retail 0.3%** | **Consumer Staples Distribution & Retail 0.3%** | **Consumer Staples Distribution & Retail 0.3%** |
| Target Corp. | &nbsp;&nbsp; 72785 | &nbsp;&nbsp; 6528814 |
| **Food Products 0.7%** | **Food Products 0.7%** | **Food Products 0.7%** |
| ConAgra Foods, Inc. | &nbsp;&nbsp; 324624 | &nbsp;&nbsp; 5943865 |
| Mondelez International, Inc., Class A | &nbsp;&nbsp; 122500 | &nbsp;&nbsp; 7652575 |
| Total |  | &nbsp;&nbsp; 13596440 |
| **Household Products 0.4%** | **Household Products 0.4%** | **Household Products 0.4%** |
| Colgate-Palmolive Co. | &nbsp;&nbsp; 93405 | &nbsp;&nbsp; 7466796 |
| Kimberly-Clark Corp. | &nbsp;&nbsp; 9282 | &nbsp;&nbsp; 1154124 |
| Total |  | &nbsp;&nbsp; 8620920 |
| **Personal Care Products 0.2%** | **Personal Care Products 0.2%** | **Personal Care Products 0.2%** |
| Kenvue, Inc. | &nbsp;&nbsp; 285000 | &nbsp;&nbsp; 4625550 |
| **Tobacco 1.2%** | **Tobacco 1.2%** | **Tobacco 1.2%** |
| Altria Group, Inc. | &nbsp;&nbsp; 288043 | &nbsp;&nbsp; 19028121 |
| Philip Morris International, Inc. | &nbsp;&nbsp; 30000 | &nbsp;&nbsp; 4866000 |
| Total |  | &nbsp;&nbsp; 23894121 |
| **Total Consumer Staples** | **Total Consumer Staples** | &nbsp;&nbsp; **72528817** |
| **Energy 3.1%** | **Energy 3.1%** | **Energy 3.1%** |
| **Oil, Gas & Consumable Fuels 3.1%** | **Oil, Gas & Consumable Fuels 3.1%** | **Oil, Gas & Consumable Fuels 3.1%** |
| Chevron Corp. | &nbsp;&nbsp; 195761 | &nbsp;&nbsp; 30399726 |
| Diamondback Energy, Inc. | &nbsp;&nbsp; 37500 | &nbsp;&nbsp; 5366250 |
| EOG Resources, Inc. | &nbsp;&nbsp; 42500 | &nbsp;&nbsp; 4765100 |
| Exxon Mobil Corp. | &nbsp;&nbsp; 138149 | &nbsp;&nbsp; 15576300 |
| Valero Energy Corp. | &nbsp;&nbsp; 35131 | &nbsp;&nbsp; 5981404 |
| Total |  | &nbsp;&nbsp; 62088780 |
| **Total Energy** | **Total Energy** | &nbsp;&nbsp; **62088780** |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Common Stocks (continued)** | **Common Stocks (continued)** | **Common Stocks (continued)** |
| **Issuer** | **Shares** | **Value ($)** |
| **Financials 9.9%** | **Financials 9.9%** | **Financials 9.9%** |
| **Banks 2.9%** | **Banks 2.9%** | **Banks 2.9%** |
| Citigroup, Inc. | &nbsp;&nbsp; 205209 | &nbsp;&nbsp; 20828713 |
| JPMorgan Chase & Co. | &nbsp;&nbsp; 51420 | &nbsp;&nbsp; 16219411 |
| M&T Bank Corp. | &nbsp;&nbsp; 50000 | &nbsp;&nbsp; 9881000 |
| U.S. Bancorp | &nbsp;&nbsp; 210000 | &nbsp;&nbsp; 10149300 |
| Total |  | &nbsp;&nbsp; 57078424 |
| **Capital Markets 2.8%** | **Capital Markets 2.8%** | **Capital Markets 2.8%** |
| Ares Capital Corp. | &nbsp;&nbsp; 350000 | &nbsp;&nbsp; 7143500 |
| Bank of New York Mellon Corp. (The) | &nbsp;&nbsp; 41400 | &nbsp;&nbsp; 4510944 |
| Blackrock, Inc. | &nbsp;&nbsp; 11903 | &nbsp;&nbsp; 13877351 |
| Blackstone Secured Lending Fund | &nbsp;&nbsp; 190000 | &nbsp;&nbsp; 4953300 |
| CME Group, Inc. | &nbsp;&nbsp; 58626 | &nbsp;&nbsp; 15840159 |
| Morgan Stanley | &nbsp;&nbsp; 65000 | &nbsp;&nbsp; 10332400 |
| Total |  | &nbsp;&nbsp; 56657654 |
| **Consumer Finance 0.9%** | **Consumer Finance 0.9%** | **Consumer Finance 0.9%** |
| Synchrony Financial | &nbsp;&nbsp; 243488 | &nbsp;&nbsp; 17299822 |
| **Financial Services 1.9%** | **Financial Services 1.9%** | **Financial Services 1.9%** |
| Clovis Liquidation Trust<sup>(a),(b),(c)</sup> <br>| &nbsp;&nbsp; 9371357 | &nbsp;&nbsp; 93714 |
| Fiserv, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 98083 | &nbsp;&nbsp; 12645841 |
| Visa, Inc., Class A | &nbsp;&nbsp; 74093 | &nbsp;&nbsp; 25293868 |
| Total |  | &nbsp;&nbsp; 38033423 |
| **Insurance 0.9%** | **Insurance 0.9%** | **Insurance 0.9%** |
| Allstate Corp. (The) | &nbsp;&nbsp; 52371 | &nbsp;&nbsp; 11241435 |
| MetLife, Inc. | &nbsp;&nbsp; 95000 | &nbsp;&nbsp; 7825150 |
| Total |  | &nbsp;&nbsp; 19066585 |
| **Mortgage Real Estate Investment Trusts (REITS) 0.5%** | **Mortgage Real Estate Investment Trusts (REITS) 0.5%** | **Mortgage Real Estate Investment Trusts (REITS) 0.5%** |
| Starwood Property Trust, Inc. | &nbsp;&nbsp; 500000 | &nbsp;&nbsp; 9685000 |
| **Total Financials** | **Total Financials** | &nbsp;&nbsp; **197820908** |
| **Health Care 7.0%** | **Health Care 7.0%** | **Health Care 7.0%** |
| **Biotechnology 1.9%** | **Biotechnology 1.9%** | **Biotechnology 1.9%** |
| AbbVie, Inc. | &nbsp;&nbsp; 78250 | &nbsp;&nbsp; 18118005 |
| Amgen, Inc. | &nbsp;&nbsp; 38210 | &nbsp;&nbsp; 10782862 |
| Argenx SE, ADR<sup>(a)</sup> <br>| &nbsp;&nbsp; 1348 | &nbsp;&nbsp; 994231 |
| BioMarin Pharmaceutical, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 21253 | &nbsp;&nbsp; 1151063 |
| Regeneron Pharmaceuticals, Inc. | &nbsp;&nbsp; 4204 | &nbsp;&nbsp; 2363783 |
| Vertex Pharmaceuticals, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 11427 | &nbsp;&nbsp; 4475270 |
| Total |  | &nbsp;&nbsp; 37885214 |

---

---

| | | |
|:---|:---|:---|
| **Common Stocks (continued)** | **Common Stocks (continued)** | **Common Stocks (continued)** |
| **Issuer** | **Shares** | **Value ($)** |
| **Health Care Equipment & Supplies 0.4%** | **Health Care Equipment & Supplies 0.4%** | **Health Care Equipment & Supplies 0.4%** |
| Align Technology, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 8000 | &nbsp;&nbsp; 1001760 |
| Baxter International, Inc. | &nbsp;&nbsp; 64458 | &nbsp;&nbsp; 1467709 |
| Medtronic PLC | &nbsp;&nbsp; 57500 | &nbsp;&nbsp; 5476300 |
| Total |  | &nbsp;&nbsp; 7945769 |
| **Health Care Providers & Services 1.4%** | **Health Care Providers & Services 1.4%** | **Health Care Providers & Services 1.4%** |
| CVS Health Corp. | &nbsp;&nbsp; 219791 | &nbsp;&nbsp; 16570043 |
| McKesson Corp. | &nbsp;&nbsp; 14894 | &nbsp;&nbsp; 11506211 |
| Total |  | &nbsp;&nbsp; 28076254 |
| **Life Sciences Tools & Services 0.4%** | **Life Sciences Tools & Services 0.4%** | **Life Sciences Tools & Services 0.4%** |
| Charles River Laboratories International, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 40800 | &nbsp;&nbsp; 6383568 |
| IQVIA Holdings, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 11876 | &nbsp;&nbsp; 2255727 |
| Total |  | &nbsp;&nbsp; 8639295 |
| **Pharmaceuticals 2.9%** | **Pharmaceuticals 2.9%** | **Pharmaceuticals 2.9%** |
| Bristol-Myers Squibb Co. | &nbsp;&nbsp; 545589 | &nbsp;&nbsp; 24606064 |
| Merck & Co., Inc. | &nbsp;&nbsp; 92500 | &nbsp;&nbsp; 7763525 |
| Pfizer, Inc. | &nbsp;&nbsp; 513200 | &nbsp;&nbsp; 13076336 |
| Viatris, Inc. | &nbsp;&nbsp; 1179020 | &nbsp;&nbsp; 11672298 |
| Total |  | &nbsp;&nbsp; 57118223 |
| **Total Health Care** | **Total Health Care** | &nbsp;&nbsp; **139664755** |
| **Industrials 5.3%** | **Industrials 5.3%** | **Industrials 5.3%** |
| **Aerospace & Defense 0.9%** | **Aerospace & Defense 0.9%** | **Aerospace & Defense 0.9%** |
| General Dynamics Corp. | &nbsp;&nbsp; 10800 | &nbsp;&nbsp; 3682800 |
| Lockheed Martin Corp. | &nbsp;&nbsp; 16500 | &nbsp;&nbsp; 8236965 |
| RTX Corp. | &nbsp;&nbsp; 32500 | &nbsp;&nbsp; 5438225 |
| Total |  | &nbsp;&nbsp; 17357990 |
| **Building Products 1.0%** | **Building Products 1.0%** | **Building Products 1.0%** |
| Johnson Controls International PLC | &nbsp;&nbsp; 154639 | &nbsp;&nbsp; 17002558 |
| Masco Corp. | &nbsp;&nbsp; 25701 | &nbsp;&nbsp; 1809093 |
| Trane Technologies PLC | &nbsp;&nbsp; 5378 | &nbsp;&nbsp; 2269301 |
| Total |  | &nbsp;&nbsp; 21080952 |
| **Ground Transportation 0.5%** | **Ground Transportation 0.5%** | **Ground Transportation 0.5%** |
| Uber Technologies, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 42034 | &nbsp;&nbsp; 4118071 |
| Union Pacific Corp. | &nbsp;&nbsp; 23500 | &nbsp;&nbsp; 5554695 |
| Total |  | &nbsp;&nbsp; 9672766 |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Common Stocks (continued)** | **Common Stocks (continued)** | **Common Stocks (continued)** |
| **Issuer** | **Shares** | **Value ($)** |
| **Machinery 1.7%** | **Machinery 1.7%** | **Machinery 1.7%** |
| Pentair PLC | &nbsp;&nbsp; 145524 | &nbsp;&nbsp; 16118239 |
| Snap-On, Inc. | &nbsp;&nbsp; 37306 | &nbsp;&nbsp; 12927648 |
| Stanley Black & Decker, Inc. | &nbsp;&nbsp; 75000 | &nbsp;&nbsp; 5574750 |
| Total |  | &nbsp;&nbsp; 34620637 |
| **Passenger Airlines 0.4%** | **Passenger Airlines 0.4%** | **Passenger Airlines 0.4%** |
| Delta Air Lines, Inc. | &nbsp;&nbsp; 61425 | &nbsp;&nbsp; 3485869 |
| United Airlines Holdings, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 52619 | &nbsp;&nbsp; 5077733 |
| Total |  | &nbsp;&nbsp; 8563602 |
| **Professional Services 0.8%** | **Professional Services 0.8%** | **Professional Services 0.8%** |
| Automatic Data Processing, Inc. | &nbsp;&nbsp; 51793 | &nbsp;&nbsp; 15201246 |
| **Total Industrials** | **Total Industrials** | &nbsp;&nbsp; **106497193** |
| **Information Technology 19.3%** | **Information Technology 19.3%** | **Information Technology 19.3%** |
| **Communications Equipment 2.0%** | **Communications Equipment 2.0%** | **Communications Equipment 2.0%** |
| Arista Networks, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 121379 | &nbsp;&nbsp; 17686134 |
| Cisco Systems, Inc. | &nbsp;&nbsp; 235808 | &nbsp;&nbsp; 16133983 |
| F5, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 17700 | &nbsp;&nbsp; 5720463 |
| Total |  | &nbsp;&nbsp; 39540580 |
| **Electronic Equipment, Instruments & Components 0.5%** | **Electronic Equipment, Instruments & Components 0.5%** | **Electronic Equipment, Instruments & Components 0.5%** |
| Corning, Inc. | &nbsp;&nbsp; 130000 | &nbsp;&nbsp; 10663900 |
| **IT Services 0.5%** | **IT Services 0.5%** | **IT Services 0.5%** |
| International Business Machines Corp. | &nbsp;&nbsp; 20000 | &nbsp;&nbsp; 5643200 |
| VeriSign, Inc. | &nbsp;&nbsp; 15045 | &nbsp;&nbsp; 4206131 |
| Total |  | &nbsp;&nbsp; 9849331 |
| **Semiconductors & Semiconductor Equipment 7.0%** | **Semiconductors & Semiconductor Equipment 7.0%** | **Semiconductors & Semiconductor Equipment 7.0%** |
| Broadcom, Inc. | &nbsp;&nbsp; 49457 | &nbsp;&nbsp; 16316359 |
| NVIDIA Corp. | &nbsp;&nbsp; 514639 | &nbsp;&nbsp; 96021344 |
| Qorvo, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 15513 | &nbsp;&nbsp; 1412924 |
| QUALCOMM, Inc. | &nbsp;&nbsp; 111728 | &nbsp;&nbsp; 18587070 |
| Texas Instruments, Inc. | &nbsp;&nbsp; 42500 | &nbsp;&nbsp; 7808525 |
| Total |  | &nbsp;&nbsp; 140146222 |
| **Software 5.6%** | **Software 5.6%** | **Software 5.6%** |
| Adobe, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 52449 | &nbsp;&nbsp; 18501385 |
| Fortinet, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 36714 | &nbsp;&nbsp; 3086913 |
| Microsoft Corp. | &nbsp;&nbsp; 102694 | &nbsp;&nbsp; 53190357 |
| Palantir Technologies, Inc., Class A<sup>(a)</sup> <br>| &nbsp;&nbsp; 43900 | &nbsp;&nbsp; 8008238 |
| Palo Alto Networks, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 45313 | &nbsp;&nbsp; 9226633 |

---

---

| | | |
|:---|:---|:---|
| **Common Stocks (continued)** | **Common Stocks (continued)** | **Common Stocks (continued)** |
| **Issuer** | **Shares** | **Value ($)** |
| Salesforce, Inc. | &nbsp;&nbsp; 72773 | &nbsp;&nbsp; 17247201 |
| ServiceNow, Inc.<sup>(a)</sup> <br>| &nbsp;&nbsp; 3345 | &nbsp;&nbsp; 3078337 |
| Total |  | &nbsp;&nbsp; 112339064 |
| **Technology Hardware, Storage & Peripherals 3.7%** | **Technology Hardware, Storage & Peripherals 3.7%** | **Technology Hardware, Storage & Peripherals 3.7%** |
| Apple, Inc.<sup>(d)</sup> <br>| &nbsp;&nbsp; 238336 | &nbsp;&nbsp; 60687496 |
| HP, Inc. | &nbsp;&nbsp; 300000 | &nbsp;&nbsp; 8169000 |
| NetApp, Inc. | &nbsp;&nbsp; 38859 | &nbsp;&nbsp; 4603237 |
| Total |  | &nbsp;&nbsp; 73459733 |
| **Total Information Technology** | **Total Information Technology** | &nbsp;&nbsp; **385998830** |
| **Materials 1.8%** | **Materials 1.8%** | **Materials 1.8%** |
| **Chemicals 1.2%** | **Chemicals 1.2%** | **Chemicals 1.2%** |
| CF Industries Holdings, Inc. | &nbsp;&nbsp; 147452 | &nbsp;&nbsp; 13226445 |
| LyondellBasell Industries NV, Class A | &nbsp;&nbsp; 100000 | &nbsp;&nbsp; 4904000 |
| Nutrien Ltd. | &nbsp;&nbsp; 90000 | &nbsp;&nbsp; 5283900 |
| Total |  | &nbsp;&nbsp; 23414345 |
| **Containers & Packaging 0.3%** | **Containers & Packaging 0.3%** | **Containers & Packaging 0.3%** |
| International Paper Co. | &nbsp;&nbsp; 110000 | &nbsp;&nbsp; 5104000 |
| **Metals & Mining 0.3%** | **Metals & Mining 0.3%** | **Metals & Mining 0.3%** |
| Newmont Corp. | &nbsp;&nbsp; 79475 | &nbsp;&nbsp; 6700537 |
| **Total Materials** | **Total Materials** | &nbsp;&nbsp; **35218882** |
| **Real Estate 2.1%** | **Real Estate 2.1%** | **Real Estate 2.1%** |
| **Hotel & Resort REITs 0.1%** | **Hotel & Resort REITs 0.1%** | **Hotel & Resort REITs 0.1%** |
| Host Hotels & Resorts, Inc. | &nbsp;&nbsp; 86342 | &nbsp;&nbsp; 1469541 |
| **Industrial REITs 0.3%** | **Industrial REITs 0.3%** | **Industrial REITs 0.3%** |
| Prologis, Inc. | &nbsp;&nbsp; 47500 | &nbsp;&nbsp; 5439700 |
| **Office REITs 0.3%** | **Office REITs 0.3%** | **Office REITs 0.3%** |
| BXP, Inc. | &nbsp;&nbsp; 75000 | &nbsp;&nbsp; 5575500 |
| **Residential REITs 0.2%** | **Residential REITs 0.2%** | **Residential REITs 0.2%** |
| Invitation Homes, Inc. | &nbsp;&nbsp; 175000 | &nbsp;&nbsp; 5132750 |
| **Retail REITs 0.2%** | **Retail REITs 0.2%** | **Retail REITs 0.2%** |
| Realty Income Corp. | &nbsp;&nbsp; 87500 | &nbsp;&nbsp; 5319125 |
| **Specialized REITs 1.0%** | **Specialized REITs 1.0%** | **Specialized REITs 1.0%** |
| American Tower Corp. | &nbsp;&nbsp; 37593 | &nbsp;&nbsp; 7229885 |
| Equinix, Inc. | &nbsp;&nbsp; 4599 | &nbsp;&nbsp; 3602121 |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | |
|:---|:---|:---|
| **Common Stocks (continued)** | **Common Stocks (continued)** | **Common Stocks (continued)** |
| **Issuer** | **Shares** | **Value ($)** |
| SBA Communications Corp. | &nbsp;&nbsp; 19437 | &nbsp;&nbsp; 3758144 |
| VICI Properties, Inc. | &nbsp;&nbsp; 152500 | &nbsp;&nbsp; 4973025 |
| Total |  | &nbsp;&nbsp; 19563175 |
| **Total Real Estate** | **Total Real Estate** | &nbsp;&nbsp; **42499791** |
| **Utilities 2.3%** | **Utilities 2.3%** | **Utilities 2.3%** |
| **Electric Utilities 1.8%** | **Electric Utilities 1.8%** | **Electric Utilities 1.8%** |
| Duke Energy Corp. | &nbsp;&nbsp; 42500 | &nbsp;&nbsp; 5259375 |
| Edison International | &nbsp;&nbsp; 92762 | &nbsp;&nbsp; 5127883 |
| Entergy Corp. | &nbsp;&nbsp; 57500 | &nbsp;&nbsp; 5358425 |
| Exelon Corp. | &nbsp;&nbsp; 134400 | &nbsp;&nbsp; 6049344 |
| FirstEnergy Corp. | &nbsp;&nbsp; 115000 | &nbsp;&nbsp; 5269300 |
| PG&E Corp. | &nbsp;&nbsp; 570012 | &nbsp;&nbsp; 8595781 |
| Total |  | &nbsp;&nbsp; 35660108 |
| **Gas Utilities 0.3%** | **Gas Utilities 0.3%** | **Gas Utilities 0.3%** |
| UGI Corp. | &nbsp;&nbsp; 150000 | &nbsp;&nbsp; 4989000 |
| **Independent Power and Renewable Electricity Producers 0.2%** | **Independent Power and Renewable Electricity Producers 0.2%** | **Independent Power and Renewable Electricity Producers 0.2%** |
| AES Corp. (The) | &nbsp;&nbsp; 323492 | &nbsp;&nbsp; 4257155 |
| **Total Utilities** | **Total Utilities** | &nbsp;&nbsp; **44906263** |
| &nbsp;&nbsp; Total Common Stocks <br>(Cost $899,126,604) | &nbsp;&nbsp; Total Common Stocks <br>(Cost $899,126,604) | &nbsp;&nbsp; **1337588444** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | |
|:---|:---|:---|:---|
| **Convertible Bonds 6.5%** | **Convertible Bonds 6.5%** | **Convertible Bonds 6.5%** | **Convertible Bonds 6.5%** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount** <br> **($)**<br>| **Value ($)** |
| **Aerospace & Defense 0.3%** | **Aerospace & Defense 0.3%** | **Aerospace & Defense 0.3%** | **Aerospace & Defense 0.3%** |
| Intuitive Machines, Inc.<sup>(e)</sup>  | Intuitive Machines, Inc.<sup>(e)</sup>  | Intuitive Machines, Inc.<sup>(e)</sup>  | Intuitive Machines, Inc.<sup>(e)</sup>  |
| 10/01/2030 | &nbsp;&nbsp; 2.500% | 5000000 | &nbsp;&nbsp; 5456250 |
| **Automotive 0.3%** | **Automotive 0.3%** | **Automotive 0.3%** | **Automotive 0.3%** |
| Rivian Automotive, Inc. | Rivian Automotive, Inc. | Rivian Automotive, Inc. | Rivian Automotive, Inc. |
| 03/15/2029 | &nbsp;&nbsp; 4.625% | 5200000 | &nbsp;&nbsp; 5384600 |
| **Brokerage/Asset Managers/Exchanges 0.5%** | **Brokerage/Asset Managers/Exchanges 0.5%** | **Brokerage/Asset Managers/Exchanges 0.5%** | **Brokerage/Asset Managers/Exchanges 0.5%** |
| Galaxy Digital Holdings LP<sup>(e)</sup>  | Galaxy Digital Holdings LP<sup>(e)</sup>  | Galaxy Digital Holdings LP<sup>(e)</sup>  | Galaxy Digital Holdings LP<sup>(e)</sup>  |
| 12/01/2029 | &nbsp;&nbsp; 2.500% | 3000000 | &nbsp;&nbsp; 4951709 |
| WisdomTree, Inc.<sup>(e)</sup>  | WisdomTree, Inc.<sup>(e)</sup>  | WisdomTree, Inc.<sup>(e)</sup>  | WisdomTree, Inc.<sup>(e)</sup>  |
| 08/15/2030 | &nbsp;&nbsp; 4.625% | 5000000 | &nbsp;&nbsp; 5295792 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **10247501** |
| **Cable and Satellite 0.1%** | **Cable and Satellite 0.1%** | **Cable and Satellite 0.1%** | **Cable and Satellite 0.1%** |
| BlackSky Technology, Inc.<sup>(e)</sup>  | BlackSky Technology, Inc.<sup>(e)</sup>  | BlackSky Technology, Inc.<sup>(e)</sup>  | BlackSky Technology, Inc.<sup>(e)</sup>  |
| 08/01/2033 | &nbsp;&nbsp; 8.250% | 2500000 | &nbsp;&nbsp; 2806760 |

---

---

| | | | |
|:---|:---|:---|:---|
| **Convertible Bonds (continued)** | **Convertible Bonds (continued)** | **Convertible Bonds (continued)** | **Convertible Bonds (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount** <br> **($)**<br>| **Value ($)** |
| **Consumer Products 0.3%** | **Consumer Products 0.3%** | **Consumer Products 0.3%** | **Consumer Products 0.3%** |
| LCI Industries<sup>(e)</sup>  | LCI Industries<sup>(e)</sup>  | LCI Industries<sup>(e)</sup>  | LCI Industries<sup>(e)</sup>  |
| 03/01/2030 | &nbsp;&nbsp; 3.000% | 4900000 | &nbsp;&nbsp; 5002900 |
| **Diversified Manufacturing 0.2%** | **Diversified Manufacturing 0.2%** | **Diversified Manufacturing 0.2%** | **Diversified Manufacturing 0.2%** |
| Greenbrier Companies, Inc. (The) | Greenbrier Companies, Inc. (The) | Greenbrier Companies, Inc. (The) | Greenbrier Companies, Inc. (The) |
| 04/15/2028 | &nbsp;&nbsp; 2.875% | 4300000 | &nbsp;&nbsp; 4602720 |
| **Electric 0.6%** | **Electric 0.6%** | **Electric 0.6%** | **Electric 0.6%** |
| PG&E Corp. | PG&E Corp. | PG&E Corp. | PG&E Corp. |
| 12/01/2027 | &nbsp;&nbsp; 4.250% | 5000000 | &nbsp;&nbsp; 5056500 |
| WEC Energy Group, Inc. | WEC Energy Group, Inc. | WEC Energy Group, Inc. | WEC Energy Group, Inc. |
| 06/01/2029 | &nbsp;&nbsp; 4.375% | 6000000 | &nbsp;&nbsp; 7359000 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **12415500** |
| **Finance Companies 0.3%** | **Finance Companies 0.3%** | **Finance Companies 0.3%** | **Finance Companies 0.3%** |
| Hercules Capital, Inc.<sup>(e)</sup>  | Hercules Capital, Inc.<sup>(e)</sup>  | Hercules Capital, Inc.<sup>(e)</sup>  | Hercules Capital, Inc.<sup>(e)</sup>  |
| 09/01/2028 | &nbsp;&nbsp; 4.750% | 5100000 | &nbsp;&nbsp; 5066547 |
| **Healthcare REIT 0.3%** | **Healthcare REIT 0.3%** | **Healthcare REIT 0.3%** | **Healthcare REIT 0.3%** |
| Welltower OP LLC<sup>(e)</sup>  | Welltower OP LLC<sup>(e)</sup>  | Welltower OP LLC<sup>(e)</sup>  | Welltower OP LLC<sup>(e)</sup>  |
| 07/15/2029 | &nbsp;&nbsp; 3.125% | 3500000 | &nbsp;&nbsp; 5139750 |
| **Leisure 0.2%** | **Leisure 0.2%** | **Leisure 0.2%** | **Leisure 0.2%** |
| Carnival Corp. | Carnival Corp. | Carnival Corp. | Carnival Corp. |
| 12/01/2027 | &nbsp;&nbsp; 5.750% | 2000000 | &nbsp;&nbsp; 4466870 |
| **Life Insurance 0.1%** | **Life Insurance 0.1%** | **Life Insurance 0.1%** | **Life Insurance 0.1%** |
| Oscar Health, Inc.<sup>(e)</sup>  | Oscar Health, Inc.<sup>(e)</sup>  | Oscar Health, Inc.<sup>(e)</sup>  | Oscar Health, Inc.<sup>(e)</sup>  |
| 09/01/2030 | &nbsp;&nbsp; 2.250% | 2600000 | &nbsp;&nbsp; 2859559 |
| **Other Financial Institutions 0.7%** | **Other Financial Institutions 0.7%** | **Other Financial Institutions 0.7%** | **Other Financial Institutions 0.7%** |
| MARA Holdings, Inc.<sup>(e),(f)</sup>  | MARA Holdings, Inc.<sup>(e),(f)</sup>  | MARA Holdings, Inc.<sup>(e),(f)</sup>  | MARA Holdings, Inc.<sup>(e),(f)</sup>  |
| 06/01/2031 | &nbsp;&nbsp; 0.000% | 8000000 | &nbsp;&nbsp; 7572662 |
| RWT Holdings, Inc. | RWT Holdings, Inc. | RWT Holdings, Inc. | RWT Holdings, Inc. |
| 10/01/2025 | &nbsp;&nbsp; 5.750% | 6000000 | &nbsp;&nbsp; 5999705 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **13572367** |
| **Other REIT 0.5%** | **Other REIT 0.5%** | **Other REIT 0.5%** | **Other REIT 0.5%** |
| PennyMac Corp. | PennyMac Corp. | PennyMac Corp. | PennyMac Corp. |
| 03/15/2026 | &nbsp;&nbsp; 5.500% | 9500000 | &nbsp;&nbsp; 9433500 |
| **Pharmaceuticals 0.4%** | **Pharmaceuticals 0.4%** | **Pharmaceuticals 0.4%** | **Pharmaceuticals 0.4%** |
| Bridgebio Pharma, Inc.<sup>(e)</sup>  | Bridgebio Pharma, Inc.<sup>(e)</sup>  | Bridgebio Pharma, Inc.<sup>(e)</sup>  | Bridgebio Pharma, Inc.<sup>(e)</sup>  |
| 03/01/2031 | &nbsp;&nbsp; 1.750% | 2800000 | &nbsp;&nbsp; 3732400 |
| BridgeBio Pharma, Inc. | BridgeBio Pharma, Inc. | BridgeBio Pharma, Inc. | BridgeBio Pharma, Inc. |
| 02/01/2029 | &nbsp;&nbsp; 2.250% | 1500000 | &nbsp;&nbsp; 1476750 |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Convertible Bonds (continued)** | **Convertible Bonds (continued)** | **Convertible Bonds (continued)** | **Convertible Bonds (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount** <br> **($)**<br>| **Value ($)** |
| Cytokinetics, Inc.<sup>(e)</sup>  | Cytokinetics, Inc.<sup>(e)</sup>  | Cytokinetics, Inc.<sup>(e)</sup>  | Cytokinetics, Inc.<sup>(e)</sup>  |
| 10/01/2031 | &nbsp;&nbsp; 1.750% | 3000000 | &nbsp;&nbsp; 3421129 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **8630279** |
| **Retailers 0.0%** | **Retailers 0.0%** | **Retailers 0.0%** | **Retailers 0.0%** |
| Farfetch Ltd.<sup>(g)</sup>  | Farfetch Ltd.<sup>(g)</sup>  | Farfetch Ltd.<sup>(g)</sup>  | Farfetch Ltd.<sup>(g)</sup>  |
| 05/01/2027 | &nbsp;&nbsp; 0.000% | 5300000 | &nbsp;&nbsp; 19875 |
| **Technology 1.2%** | **Technology 1.2%** | **Technology 1.2%** | **Technology 1.2%** |
| Celcuity, Inc. | Celcuity, Inc. | Celcuity, Inc. | Celcuity, Inc. |
| 08/01/2031 | &nbsp;&nbsp; 2.750% | 2400000 | &nbsp;&nbsp; 3186618 |
| CSG Systems International, Inc. | CSG Systems International, Inc. | CSG Systems International, Inc. | CSG Systems International, Inc. |
| 09/15/2028 | &nbsp;&nbsp; 3.875% | 4500000 | &nbsp;&nbsp; 4992750 |
| Eos Energy Enterprises, Inc.<sup>(e)</sup>  | Eos Energy Enterprises, Inc.<sup>(e)</sup>  | Eos Energy Enterprises, Inc.<sup>(e)</sup>  | Eos Energy Enterprises, Inc.<sup>(e)</sup>  |
| 06/15/2030 | &nbsp;&nbsp; 6.750% | 2200000 | &nbsp;&nbsp; 5217300 |
| MicroStrategy, Inc.<sup>(e),(f)</sup>  | MicroStrategy, Inc.<sup>(e),(f)</sup>  | MicroStrategy, Inc.<sup>(e),(f)</sup>  | MicroStrategy, Inc.<sup>(e),(f)</sup>  |
| 12/01/2029 | &nbsp;&nbsp; 0.000% | 5700000 | &nbsp;&nbsp; 5101561 |
| Progress Software Corp. | Progress Software Corp. | Progress Software Corp. | Progress Software Corp. |
| 03/01/2030 | &nbsp;&nbsp; 3.500% | 5300000 | &nbsp;&nbsp; 5329238 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **23827467** |
| **Transportation Services 0.2%** | **Transportation Services 0.2%** | **Transportation Services 0.2%** | **Transportation Services 0.2%** |
| Hertz Corp. (The)<sup>(e)</sup>  | Hertz Corp. (The)<sup>(e)</sup>  | Hertz Corp. (The)<sup>(e)</sup>  | Hertz Corp. (The)<sup>(e)</sup>  |
| 10/01/2030 | &nbsp;&nbsp; 5.500% | 4800000 | &nbsp;&nbsp; 4836393 |
| **Wireless 0.3%** | **Wireless 0.3%** | **Wireless 0.3%** | **Wireless 0.3%** |
| AST SpaceMobile, Inc.<sup>(e)</sup>  | AST SpaceMobile, Inc.<sup>(e)</sup>  | AST SpaceMobile, Inc.<sup>(e)</sup>  | AST SpaceMobile, Inc.<sup>(e)</sup>  |
| 10/15/2032 | &nbsp;&nbsp; 2.375% | 5000000 | &nbsp;&nbsp; 5182500 |
| &nbsp;&nbsp; Total Convertible Bonds <br>(Cost $119,585,872) | &nbsp;&nbsp; Total Convertible Bonds <br>(Cost $119,585,872) | &nbsp;&nbsp; Total Convertible Bonds <br>(Cost $119,585,872) | &nbsp;&nbsp; **128951338** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | |
|:---|:---|:---|:---|
| **Convertible Preferred Stocks 4.9%** | **Convertible Preferred Stocks 4.9%** | **Convertible Preferred Stocks 4.9%** | **Convertible Preferred Stocks 4.9%** |
| **Issuer** |  | **Shares** | **Value ($)** |
| **Financials 1.4%** | **Financials 1.4%** | **Financials 1.4%** | **Financials 1.4%** |
| **Banks 0.5%** | **Banks 0.5%** | **Banks 0.5%** | **Banks 0.5%** |
| Bank of America Corp.<sup>(h)</sup> <br>| &nbsp;&nbsp; 7.250% | &nbsp;&nbsp; 8000 | &nbsp;&nbsp; 10243201 |
| **Capital Markets 0.7%** | **Capital Markets 0.7%** | **Capital Markets 0.7%** | **Capital Markets 0.7%** |
| Ares Management Corp. | &nbsp;&nbsp; 6.750% | &nbsp;&nbsp; 95000 | &nbsp;&nbsp; 4730050 |
| KKR & Co., Inc. | &nbsp;&nbsp; 6.250% | &nbsp;&nbsp; 180000 | &nbsp;&nbsp; 9388800 |
| Total |  |  | &nbsp;&nbsp; 14118850 |
| **Financial Services 0.2%** | **Financial Services 0.2%** | **Financial Services 0.2%** | **Financial Services 0.2%** |
| Shift4 Payments, Inc. | &nbsp;&nbsp; 6.000% | &nbsp;&nbsp; 50000 | &nbsp;&nbsp; 4720500 |
| **Total Financials** | **Total Financials** | **Total Financials** | &nbsp;&nbsp; **29082551** |

---

---

| | | | |
|:---|:---|:---|:---|
| **Convertible Preferred Stocks (continued)** | **Convertible Preferred Stocks (continued)** | **Convertible Preferred Stocks (continued)** | **Convertible Preferred Stocks (continued)** |
| **Issuer** |  | **Shares** | **Value ($)** |
| **Health Care 0.6%** | **Health Care 0.6%** | **Health Care 0.6%** | **Health Care 0.6%** |
| **Health Care Providers & Services 0.3%** | **Health Care Providers & Services 0.3%** | **Health Care Providers & Services 0.3%** | **Health Care Providers & Services 0.3%** |
| BrightSpring Health Services, Inc. | &nbsp;&nbsp; 6.750% | &nbsp;&nbsp; 60000 | &nbsp;&nbsp; 6081126 |
| **Life Sciences Tools & Services 0.3%** | **Life Sciences Tools & Services 0.3%** | **Life Sciences Tools & Services 0.3%** | **Life Sciences Tools & Services 0.3%** |
| Bruker Corp. | &nbsp;&nbsp; 6.375% | &nbsp;&nbsp; 20000 | &nbsp;&nbsp; 5436000 |
| **Total Health Care** | **Total Health Care** | **Total Health Care** | &nbsp;&nbsp; **11517126** |
| **Industrials 0.9%** | **Industrials 0.9%** | **Industrials 0.9%** | **Industrials 0.9%** |
| **Aerospace & Defense 0.5%** | **Aerospace & Defense 0.5%** | **Aerospace & Defense 0.5%** | **Aerospace & Defense 0.5%** |
| Boeing Co. (The) | &nbsp;&nbsp; 6.000% | &nbsp;&nbsp; 160000 | &nbsp;&nbsp; 11113600 |
| **Trading Companies & Distributors 0.4%** | **Trading Companies & Distributors 0.4%** | **Trading Companies & Distributors 0.4%** | **Trading Companies & Distributors 0.4%** |
| QXO, Inc. | &nbsp;&nbsp; 5.500% | &nbsp;&nbsp; 135000 | &nbsp;&nbsp; 7459397 |
| **Total Industrials** | **Total Industrials** | **Total Industrials** | &nbsp;&nbsp; **18572997** |
| **Information Technology 0.9%** | **Information Technology 0.9%** | **Information Technology 0.9%** | **Information Technology 0.9%** |
| **Semiconductors & Semiconductor Equipment 0.4%** | **Semiconductors & Semiconductor Equipment 0.4%** | **Semiconductors & Semiconductor Equipment 0.4%** | **Semiconductors & Semiconductor Equipment 0.4%** |
| Microchip Technology, Inc. | &nbsp;&nbsp; 7.500% | &nbsp;&nbsp; 125000 | &nbsp;&nbsp; 7378750 |
| **Technology Hardware, Storage & Peripherals 0.5%** | **Technology Hardware, Storage & Peripherals 0.5%** | **Technology Hardware, Storage & Peripherals 0.5%** | **Technology Hardware, Storage & Peripherals 0.5%** |
| Hewlett Packard Enterprise Co. | &nbsp;&nbsp; 7.625% | &nbsp;&nbsp; 155000 | &nbsp;&nbsp; 10613754 |
| **Total Information Technology** | **Total Information Technology** | **Total Information Technology** | &nbsp;&nbsp; **17992504** |
| **Materials 0.3%** | **Materials 0.3%** | **Materials 0.3%** | **Materials 0.3%** |
| **Chemicals 0.3%** | **Chemicals 0.3%** | **Chemicals 0.3%** | **Chemicals 0.3%** |
| Albemarle Corp. | &nbsp;&nbsp; 7.250% | &nbsp;&nbsp; 150000 | &nbsp;&nbsp; 5713500 |
| **Total Materials** | **Total Materials** | **Total Materials** | &nbsp;&nbsp; **5713500** |
| **Utilities 0.8%** | **Utilities 0.8%** | **Utilities 0.8%** | **Utilities 0.8%** |
| **Electric Utilities 0.8%** | **Electric Utilities 0.8%** | **Electric Utilities 0.8%** | **Electric Utilities 0.8%** |
| Nextera Energy, Inc. | &nbsp;&nbsp; 7.234% | &nbsp;&nbsp; 120000 | &nbsp;&nbsp; 5642400 |
| NextEra Energy, Inc. | &nbsp;&nbsp; 7.299% | &nbsp;&nbsp; 100000 | &nbsp;&nbsp; 5011195 |
| PG&E Corp. | &nbsp;&nbsp; 6.000% | &nbsp;&nbsp; 135000 | &nbsp;&nbsp; 5345916 |
| Total |  |  | &nbsp;&nbsp; 15999511 |
| **Total Utilities** | **Total Utilities** | **Total Utilities** | &nbsp;&nbsp; **15999511** |
| &nbsp;&nbsp; Total Convertible Preferred Stocks <br>(Cost $91,525,276) | &nbsp;&nbsp; Total Convertible Preferred Stocks <br>(Cost $91,525,276) | &nbsp;&nbsp; Total Convertible Preferred Stocks <br>(Cost $91,525,276) | &nbsp;&nbsp; **98878189** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | |
|:---|:---|:---|:---|
| **Corporate Bonds & Notes 20.0%** | **Corporate Bonds & Notes 20.0%** | **Corporate Bonds & Notes 20.0%** | **Corporate Bonds & Notes 20.0%** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount ($)**<br>| **Value ($)** |
| **Aerospace & Defense 0.6%** | **Aerospace & Defense 0.6%** | **Aerospace & Defense 0.6%** | **Aerospace & Defense 0.6%** |
| Boeing Co. (The) | Boeing Co. (The) | Boeing Co. (The) | Boeing Co. (The) |
| 05/01/2054 | &nbsp;&nbsp; 6.858% | 4500000 | &nbsp;&nbsp; 5133514 |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount ($)**<br>| **Value ($)** |
| United Technologies Corp. | United Technologies Corp. | United Technologies Corp. | United Technologies Corp. |
| 06/01/2042 | &nbsp;&nbsp; 4.500% | 8500000 | &nbsp;&nbsp; 7684638 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **12818152** |
| **Airlines 0.2%** | **Airlines 0.2%** | **Airlines 0.2%** | **Airlines 0.2%** |
| American Airlines, Inc.<sup>(e)</sup>  | American Airlines, Inc.<sup>(e)</sup>  | American Airlines, Inc.<sup>(e)</sup>  | American Airlines, Inc.<sup>(e)</sup>  |
| 02/15/2028 | &nbsp;&nbsp; 7.250% | 4700000 | &nbsp;&nbsp; 4811843 |
| **Apartment REIT 0.3%** | **Apartment REIT 0.3%** | **Apartment REIT 0.3%** | **Apartment REIT 0.3%** |
| Invitation Homes Operating Partnership LP | Invitation Homes Operating Partnership LP | Invitation Homes Operating Partnership LP | Invitation Homes Operating Partnership LP |
| 02/01/2035 | &nbsp;&nbsp; 4.875% | 5000000 | &nbsp;&nbsp; 4937322 |
| **Automotive 0.6%** | **Automotive 0.6%** | **Automotive 0.6%** | **Automotive 0.6%** |
| American Axle & Manufacturing, Inc.<sup>(e),(i)</sup>  | American Axle & Manufacturing, Inc.<sup>(e),(i)</sup>  | American Axle & Manufacturing, Inc.<sup>(e),(i)</sup>  | American Axle & Manufacturing, Inc.<sup>(e),(i)</sup>  |
| 10/15/2033 | &nbsp;&nbsp; 7.750% | 5000000 | &nbsp;&nbsp; 5039297 |
| Nissan Motor Co., Ltd.<sup>(e)</sup>  | Nissan Motor Co., Ltd.<sup>(e)</sup>  | Nissan Motor Co., Ltd.<sup>(e)</sup>  | Nissan Motor Co., Ltd.<sup>(e)</sup>  |
| 07/17/2030 | &nbsp;&nbsp; 7.500% | 5000000 | &nbsp;&nbsp; 5249753 |
| Rivian Holdings/Automotive LLC<sup>(e)</sup>  | Rivian Holdings/Automotive LLC<sup>(e)</sup>  | Rivian Holdings/Automotive LLC<sup>(e)</sup>  | Rivian Holdings/Automotive LLC<sup>(e)</sup>  |
| 01/15/2031 | &nbsp;&nbsp; 10.000% | 2700000 | &nbsp;&nbsp; 2519139 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **12808189** |
| **Banking 1.0%** | **Banking 1.0%** | **Banking 1.0%** | **Banking 1.0%** |
| Citigroup, Inc.<sup>(j)</sup>  | Citigroup, Inc.<sup>(j)</sup>  | Citigroup, Inc.<sup>(j)</sup>  | Citigroup, Inc.<sup>(j)</sup>  |
| Subordinated | Subordinated | Subordinated | Subordinated |
| 09/19/2039 | &nbsp;&nbsp; 5.411% | 5000000 | &nbsp;&nbsp; 5024227 |
| JPMorgan Chase & Co.<sup>(h),(j)</sup>  | JPMorgan Chase & Co.<sup>(h),(j)</sup>  | JPMorgan Chase & Co.<sup>(h),(j)</sup>  | JPMorgan Chase & Co.<sup>(h),(j)</sup>  |
|  | &nbsp;&nbsp; 6.500% | 4700000 | &nbsp;&nbsp; 4866658 |
| JPMorgan Chase & Co.<sup>(j)</sup>  | JPMorgan Chase & Co.<sup>(j)</sup>  | JPMorgan Chase & Co.<sup>(j)</sup>  | JPMorgan Chase & Co.<sup>(j)</sup>  |
| 04/22/2052 | &nbsp;&nbsp; 3.328% | 7000000 | &nbsp;&nbsp; 5005301 |
| M&T Bank Corp.<sup>(j)</sup>  | M&T Bank Corp.<sup>(j)</sup>  | M&T Bank Corp.<sup>(j)</sup>  | M&T Bank Corp.<sup>(j)</sup>  |
| 01/16/2036 | &nbsp;&nbsp; 5.385% | 5100000 | &nbsp;&nbsp; 5170865 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **20067051** |
| **Building Materials 0.3%** | **Building Materials 0.3%** | **Building Materials 0.3%** | **Building Materials 0.3%** |
| Stanley Black & Decker, Inc. | Stanley Black & Decker, Inc. | Stanley Black & Decker, Inc. | Stanley Black & Decker, Inc. |
| 11/15/2048 | &nbsp;&nbsp; 4.850% | 6000000 | &nbsp;&nbsp; 5235307 |
| **Cable and Satellite 0.1%** | **Cable and Satellite 0.1%** | **Cable and Satellite 0.1%** | **Cable and Satellite 0.1%** |
| Telesat Canada/LLC<sup>(e)</sup>  | Telesat Canada/LLC<sup>(e)</sup>  | Telesat Canada/LLC<sup>(e)</sup>  | Telesat Canada/LLC<sup>(e)</sup>  |
| 10/15/2027 | &nbsp;&nbsp; 6.500% | 5286000 | &nbsp;&nbsp; 2612657 |
| **Chemicals 0.8%** | **Chemicals 0.8%** | **Chemicals 0.8%** | **Chemicals 0.8%** |
| INEOS Finance PLC<sup>(e)</sup>  | INEOS Finance PLC<sup>(e)</sup>  | INEOS Finance PLC<sup>(e)</sup>  | INEOS Finance PLC<sup>(e)</sup>  |
| 04/15/2029 | &nbsp;&nbsp; 7.500% | 4500000 | &nbsp;&nbsp; 4409336 |
| Innophos Holdings, Inc.<sup>(e)</sup>  | Innophos Holdings, Inc.<sup>(e)</sup>  | Innophos Holdings, Inc.<sup>(e)</sup>  | Innophos Holdings, Inc.<sup>(e)</sup>  |
| 06/15/2029 | &nbsp;&nbsp; 11.500% | 4600000 | &nbsp;&nbsp; 4538234 |
| Olympus Water US Holding Corp.<sup>(e)</sup>  | Olympus Water US Holding Corp.<sup>(e)</sup>  | Olympus Water US Holding Corp.<sup>(e)</sup>  | Olympus Water US Holding Corp.<sup>(e)</sup>  |
| 10/01/2029 | &nbsp;&nbsp; 6.250% | 7500000 | &nbsp;&nbsp; 7278391 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **16225961** |

---

---

| | | | |
|:---|:---|:---|:---|
| **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount ($)**<br>| **Value ($)** |
| **Construction Machinery 0.1%** | **Construction Machinery 0.1%** | **Construction Machinery 0.1%** | **Construction Machinery 0.1%** |
| Vortex Opco LLC.<sup>(e)</sup>  | Vortex Opco LLC.<sup>(e)</sup>  | Vortex Opco LLC.<sup>(e)</sup>  | Vortex Opco LLC.<sup>(e)</sup>  |
| 04/30/2030 | &nbsp;&nbsp; 8.000% | 4890600 | &nbsp;&nbsp; 488774 |
| Vortex Opco LLC.<sup>(e),(k)</sup>  | Vortex Opco LLC.<sup>(e),(k)</sup>  | Vortex Opco LLC.<sup>(e),(k)</sup>  | Vortex Opco LLC.<sup>(e),(k)</sup>  |
| &nbsp;&nbsp; 3-month Term SOFR + 6.250% <br>Floor 0.500% <br>04/30/2030<br>| &nbsp;&nbsp; 10.842% | 1123200 | &nbsp;&nbsp; 1070614 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **1559388** |
| **Consumer Products 0.7%** | **Consumer Products 0.7%** | **Consumer Products 0.7%** | **Consumer Products 0.7%** |
| Mattel, Inc.<sup>(e)</sup>  | Mattel, Inc.<sup>(e)</sup>  | Mattel, Inc.<sup>(e)</sup>  | Mattel, Inc.<sup>(e)</sup>  |
| 04/01/2029 | &nbsp;&nbsp; 3.750% | 2700000 | &nbsp;&nbsp; 2611871 |
| Mattel, Inc. | Mattel, Inc. | Mattel, Inc. | Mattel, Inc. |
| 10/01/2040 | &nbsp;&nbsp; 6.200% | 1430000 | &nbsp;&nbsp; 1451889 |
| 11/01/2041 | &nbsp;&nbsp; 5.450% | 745000 | &nbsp;&nbsp; 686224 |
| Newell Brands, Inc.<sup>(j)</sup>  | Newell Brands, Inc.<sup>(j)</sup>  | Newell Brands, Inc.<sup>(j)</sup>  | Newell Brands, Inc.<sup>(j)</sup>  |
| 04/01/2036 | &nbsp;&nbsp; 7.375% | 2500000 | &nbsp;&nbsp; 2492793 |
| Newell Brands, Inc. | Newell Brands, Inc. | Newell Brands, Inc. | Newell Brands, Inc. |
| 04/01/2046 | &nbsp;&nbsp; 7.000% | 4200000 | &nbsp;&nbsp; 3711585 |
| SWF Escrow Issuer Corp.<sup>(e)</sup>  | SWF Escrow Issuer Corp.<sup>(e)</sup>  | SWF Escrow Issuer Corp.<sup>(e)</sup>  | SWF Escrow Issuer Corp.<sup>(e)</sup>  |
| 10/01/2029 | &nbsp;&nbsp; 6.500% | 7500000 | &nbsp;&nbsp; 2951482 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **13905844** |
| **Electric 1.9%** | **Electric 1.9%** | **Electric 1.9%** | **Electric 1.9%** |
| Duke Energy Corp.<sup>(j)</sup>  | Duke Energy Corp.<sup>(j)</sup>  | Duke Energy Corp.<sup>(j)</sup>  | Duke Energy Corp.<sup>(j)</sup>  |
| 09/01/2054 | &nbsp;&nbsp; 6.450% | 4900000 | &nbsp;&nbsp; 5178233 |
| Entergy Corp.<sup>(j)</sup>  | Entergy Corp.<sup>(j)</sup>  | Entergy Corp.<sup>(j)</sup>  | Entergy Corp.<sup>(j)</sup>  |
| 12/01/2054 | &nbsp;&nbsp; 7.125% | 4700000 | &nbsp;&nbsp; 4921528 |
| Entergy Louisiana LLC | Entergy Louisiana LLC | Entergy Louisiana LLC | Entergy Louisiana LLC |
| 03/15/2055 | &nbsp;&nbsp; 5.800% | 5000000 | &nbsp;&nbsp; 5128830 |
| FirstEnergy Corp. | FirstEnergy Corp. | FirstEnergy Corp. | FirstEnergy Corp. |
| 03/01/2050 | &nbsp;&nbsp; 3.400% | 14000000 | &nbsp;&nbsp; 9755576 |
| Pacific Gas and Electric Co. | Pacific Gas and Electric Co. | Pacific Gas and Electric Co. | Pacific Gas and Electric Co. |
| 07/01/2050 | &nbsp;&nbsp; 4.950% | 6000000 | &nbsp;&nbsp; 5169163 |
| Wisconsin Electric Power Co. | Wisconsin Electric Power Co. | Wisconsin Electric Power Co. | Wisconsin Electric Power Co. |
| 10/01/2054 | &nbsp;&nbsp; 5.050% | 8200000 | &nbsp;&nbsp; 7684098 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **37837428** |
| **Food and Beverage 1.0%** | **Food and Beverage 1.0%** | **Food and Beverage 1.0%** | **Food and Beverage 1.0%** |
| Mars, Inc.<sup>(e)</sup>  | Mars, Inc.<sup>(e)</sup>  | Mars, Inc.<sup>(e)</sup>  | Mars, Inc.<sup>(e)</sup>  |
| 05/01/2045 | &nbsp;&nbsp; 5.650% | 4800000 | &nbsp;&nbsp; 4872079 |
| Primo Water Holdings, Inc./Triton Water Holdings, Inc.<sup>(e)</sup>  | Primo Water Holdings, Inc./Triton Water Holdings, Inc.<sup>(e)</sup>  | Primo Water Holdings, Inc./Triton Water Holdings, Inc.<sup>(e)</sup>  | Primo Water Holdings, Inc./Triton Water Holdings, Inc.<sup>(e)</sup>  |
| 04/01/2029 | &nbsp;&nbsp; 6.250% | 7000000 | &nbsp;&nbsp; 7009007 |
| United Natural Foods, Inc.<sup>(e)</sup>  | United Natural Foods, Inc.<sup>(e)</sup>  | United Natural Foods, Inc.<sup>(e)</sup>  | United Natural Foods, Inc.<sup>(e)</sup>  |
| 10/15/2028 | &nbsp;&nbsp; 6.750% | 7180000 | &nbsp;&nbsp; 7169579 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **19050665** |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount ($)**<br>| **Value ($)** |
| **Gaming 0.4%** | **Gaming 0.4%** | **Gaming 0.4%** | **Gaming 0.4%** |
| Scientific Games Holdings LP/US FinCo, Inc.<sup>(e)</sup>  | Scientific Games Holdings LP/US FinCo, Inc.<sup>(e)</sup>  | Scientific Games Holdings LP/US FinCo, Inc.<sup>(e)</sup>  | Scientific Games Holdings LP/US FinCo, Inc.<sup>(e)</sup>  |
| 03/01/2030 | &nbsp;&nbsp; 6.625% | 9500000 | &nbsp;&nbsp; 8826200 |
| **Health Care 1.3%** | **Health Care 1.3%** | **Health Care 1.3%** | **Health Care 1.3%** |
| Acadia Healthcare Co., Inc.<sup>(e)</sup>  | Acadia Healthcare Co., Inc.<sup>(e)</sup>  | Acadia Healthcare Co., Inc.<sup>(e)</sup>  | Acadia Healthcare Co., Inc.<sup>(e)</sup>  |
| 04/15/2029 | &nbsp;&nbsp; 5.000% | 7700000 | &nbsp;&nbsp; 7556820 |
| CVS Health Corp. | CVS Health Corp. | CVS Health Corp. | CVS Health Corp. |
| 07/20/2045 | &nbsp;&nbsp; 5.125% | 3000000 | &nbsp;&nbsp; 2721873 |
| CVS Health Corp.<sup>(j)</sup>  | CVS Health Corp.<sup>(j)</sup>  | CVS Health Corp.<sup>(j)</sup>  | CVS Health Corp.<sup>(j)</sup>  |
| 03/10/2055 | &nbsp;&nbsp; 7.000% | 4500000 | &nbsp;&nbsp; 4735141 |
| Quotient Ltd.<sup>(b),(c),(e),(l)</sup>  | Quotient Ltd.<sup>(b),(c),(e),(l)</sup>  | Quotient Ltd.<sup>(b),(c),(e),(l)</sup>  | Quotient Ltd.<sup>(b),(c),(e),(l)</sup>  |
| 04/15/2030 | &nbsp;&nbsp; 12.000% | 3399959 | &nbsp;&nbsp; 3297960 |
| Star Parent, Inc.<sup>(e)</sup>  | Star Parent, Inc.<sup>(e)</sup>  | Star Parent, Inc.<sup>(e)</sup>  | Star Parent, Inc.<sup>(e)</sup>  |
| 10/01/2030 | &nbsp;&nbsp; 9.000% | 6800000 | &nbsp;&nbsp; 7202400 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **25514194** |
| **Independent Energy 1.2%** | **Independent Energy 1.2%** | **Independent Energy 1.2%** | **Independent Energy 1.2%** |
| Hilcorp Energy I LP/Finance Co.<sup>(e)</sup>  | Hilcorp Energy I LP/Finance Co.<sup>(e)</sup>  | Hilcorp Energy I LP/Finance Co.<sup>(e)</sup>  | Hilcorp Energy I LP/Finance Co.<sup>(e)</sup>  |
| 04/15/2030 | &nbsp;&nbsp; 6.000% | 10000000 | &nbsp;&nbsp; 9854960 |
| Occidental Petroleum Corp. | Occidental Petroleum Corp. | Occidental Petroleum Corp. | Occidental Petroleum Corp. |
| 07/15/2044 | &nbsp;&nbsp; 4.500% | 9340000 | &nbsp;&nbsp; 7278201 |
| 04/15/2046 | &nbsp;&nbsp; 4.400% | 9600000 | &nbsp;&nbsp; 7532812 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **24665973** |
| **Leisure 0.2%** | **Leisure 0.2%** | **Leisure 0.2%** | **Leisure 0.2%** |
| Carnival Corp.<sup>(e)</sup>  | Carnival Corp.<sup>(e)</sup>  | Carnival Corp.<sup>(e)</sup>  | Carnival Corp.<sup>(e)</sup>  |
| 02/15/2033 | &nbsp;&nbsp; 6.125% | 4750000 | &nbsp;&nbsp; 4870216 |
| **Life Insurance 0.3%** | **Life Insurance 0.3%** | **Life Insurance 0.3%** | **Life Insurance 0.3%** |
| MetLife, Inc. | MetLife, Inc. | MetLife, Inc. | MetLife, Inc. |
| 07/15/2052 | &nbsp;&nbsp; 5.000% | 5500000 | &nbsp;&nbsp; 5134120 |
| **Media and Entertainment 1.4%** | **Media and Entertainment 1.4%** | **Media and Entertainment 1.4%** | **Media and Entertainment 1.4%** |
| Clear Channel Outdoor Holdings, Inc.<sup>(e)</sup>  | Clear Channel Outdoor Holdings, Inc.<sup>(e)</sup>  | Clear Channel Outdoor Holdings, Inc.<sup>(e)</sup>  | Clear Channel Outdoor Holdings, Inc.<sup>(e)</sup>  |
| 04/15/2028 | &nbsp;&nbsp; 7.750% | 9800000 | &nbsp;&nbsp; 9786143 |
| Deluxe Corp.<sup>(e)</sup>  | Deluxe Corp.<sup>(e)</sup>  | Deluxe Corp.<sup>(e)</sup>  | Deluxe Corp.<sup>(e)</sup>  |
| 06/01/2029 | &nbsp;&nbsp; 8.000% | 5000000 | &nbsp;&nbsp; 4989778 |
| Lions Gate Capital Holdings LLC<sup>(e)</sup>  | Lions Gate Capital Holdings LLC<sup>(e)</sup>  | Lions Gate Capital Holdings LLC<sup>(e)</sup>  | Lions Gate Capital Holdings LLC<sup>(e)</sup>  |
| 04/15/2029 | &nbsp;&nbsp; 5.500% | 11500000 | &nbsp;&nbsp; 9429061 |
| Mav Acquisition Corp.<sup>(e)</sup>  | Mav Acquisition Corp.<sup>(e)</sup>  | Mav Acquisition Corp.<sup>(e)</sup>  | Mav Acquisition Corp.<sup>(e)</sup>  |
| 08/01/2029 | &nbsp;&nbsp; 8.000% | 4500000 | &nbsp;&nbsp; 4582060 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **28787042** |
| **Midstream 0.3%** | **Midstream 0.3%** | **Midstream 0.3%** | **Midstream 0.3%** |
| AmeriGas Partners LP/Finance Corp.<sup>(e)</sup>  | AmeriGas Partners LP/Finance Corp.<sup>(e)</sup>  | AmeriGas Partners LP/Finance Corp.<sup>(e)</sup>  | AmeriGas Partners LP/Finance Corp.<sup>(e)</sup>  |
| 06/01/2030 | &nbsp;&nbsp; 9.500% | 4700000 | &nbsp;&nbsp; 4922064 |

---

---

| | | | |
|:---|:---|:---|:---|
| **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount ($)**<br>| **Value ($)** |
| **Oil Field Services 0.9%** | **Oil Field Services 0.9%** | **Oil Field Services 0.9%** | **Oil Field Services 0.9%** |
| Nabors Industries Ltd.<sup>(e)</sup>  | Nabors Industries Ltd.<sup>(e)</sup>  | Nabors Industries Ltd.<sup>(e)</sup>  | Nabors Industries Ltd.<sup>(e)</sup>  |
| 01/15/2028 | &nbsp;&nbsp; 7.500% | 5000000 | &nbsp;&nbsp; 4995260 |
| Nabors Industries, Inc.<sup>(e)</sup>  | Nabors Industries, Inc.<sup>(e)</sup>  | Nabors Industries, Inc.<sup>(e)</sup>  | Nabors Industries, Inc.<sup>(e)</sup>  |
| 08/15/2031 | &nbsp;&nbsp; 8.875% | 5500000 | &nbsp;&nbsp; 5123232 |
| Transocean Aquila Ltd.<sup>(e)</sup>  | Transocean Aquila Ltd.<sup>(e)</sup>  | Transocean Aquila Ltd.<sup>(e)</sup>  | Transocean Aquila Ltd.<sup>(e)</sup>  |
| 09/30/2028 | &nbsp;&nbsp; 8.000% | 3760000 | &nbsp;&nbsp; 3868710 |
| Transocean Titan Financing Ltd.<sup>(e)</sup>  | Transocean Titan Financing Ltd.<sup>(e)</sup>  | Transocean Titan Financing Ltd.<sup>(e)</sup>  | Transocean Titan Financing Ltd.<sup>(e)</sup>  |
| 02/01/2028 | &nbsp;&nbsp; 8.375% | 4139096 | &nbsp;&nbsp; 4244812 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **18232014** |
| **Other Financial Institutions —%** | **Other Financial Institutions —%** | **Other Financial Institutions —%** | **Other Financial Institutions —%** |
| WeWork Companies US LLC<sup>(b),(c),(e)</sup>  | WeWork Companies US LLC<sup>(b),(c),(e)</sup>  | WeWork Companies US LLC<sup>(b),(c),(e)</sup>  | WeWork Companies US LLC<sup>(b),(c),(e)</sup>  |
| 08/15/2027 | &nbsp;&nbsp; 0.000% | 4500000 | &nbsp;&nbsp; 0 |
| **Other REIT 0.2%** | **Other REIT 0.2%** | **Other REIT 0.2%** | **Other REIT 0.2%** |
| Prologis LP | Prologis LP | Prologis LP | Prologis LP |
| 03/15/2054 | &nbsp;&nbsp; 5.250% | 5000000 | &nbsp;&nbsp; 4832235 |
| **Packaging 0.5%** | **Packaging 0.5%** | **Packaging 0.5%** | **Packaging 0.5%** |
| Mauser Packaging Solutions Holding Co.<sup>(e)</sup>  | Mauser Packaging Solutions Holding Co.<sup>(e)</sup>  | Mauser Packaging Solutions Holding Co.<sup>(e)</sup>  | Mauser Packaging Solutions Holding Co.<sup>(e)</sup>  |
| 04/15/2027 | &nbsp;&nbsp; 9.250% | 9000000 | &nbsp;&nbsp; 9016475 |
| **Pharmaceuticals 1.1%** | **Pharmaceuticals 1.1%** | **Pharmaceuticals 1.1%** | **Pharmaceuticals 1.1%** |
| 1261229 BC Ltd.<sup>(e)</sup>  | 1261229 BC Ltd.<sup>(e)</sup>  | 1261229 BC Ltd.<sup>(e)</sup>  | 1261229 BC Ltd.<sup>(e)</sup>  |
| 04/15/2032 | &nbsp;&nbsp; 10.000% | 4800000 | &nbsp;&nbsp; 4929364 |
| AbbVie, Inc. | AbbVie, Inc. | AbbVie, Inc. | AbbVie, Inc. |
| 03/15/2055 | &nbsp;&nbsp; 5.600% | 5000000 | &nbsp;&nbsp; 5114038 |
| Bausch Health Companies, Inc.<sup>(e)</sup>  | Bausch Health Companies, Inc.<sup>(e)</sup>  | Bausch Health Companies, Inc.<sup>(e)</sup>  | Bausch Health Companies, Inc.<sup>(e)</sup>  |
| 09/30/2028 | &nbsp;&nbsp; 11.000% | 2215000 | &nbsp;&nbsp; 2310883 |
| Merck & Co., Inc. | Merck & Co., Inc. | Merck & Co., Inc. | Merck & Co., Inc. |
| 05/17/2053 | &nbsp;&nbsp; 5.000% | 5000000 | &nbsp;&nbsp; 4695043 |
| Organon & Co./Foreign Debt Co-Issuer BV<sup>(e)</sup>  | Organon & Co./Foreign Debt Co-Issuer BV<sup>(e)</sup>  | Organon & Co./Foreign Debt Co-Issuer BV<sup>(e)</sup>  | Organon & Co./Foreign Debt Co-Issuer BV<sup>(e)</sup>  |
| 05/15/2034 | &nbsp;&nbsp; 7.875% | 3900000 | &nbsp;&nbsp; 3617012 |
| Organon Finance 1 LLC<sup>(e)</sup>  | Organon Finance 1 LLC<sup>(e)</sup>  | Organon Finance 1 LLC<sup>(e)</sup>  | Organon Finance 1 LLC<sup>(e)</sup>  |
| 04/30/2031 | &nbsp;&nbsp; 5.125% | 1600000 | &nbsp;&nbsp; 1399946 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **22066286** |
| **Railroads 0.3%** | **Railroads 0.3%** | **Railroads 0.3%** | **Railroads 0.3%** |
| Union Pacific Corp. | Union Pacific Corp. | Union Pacific Corp. | Union Pacific Corp. |
| 02/20/2035 | &nbsp;&nbsp; 5.100% | 4900000 | &nbsp;&nbsp; 5039672 |
| **Restaurants 0.5%** | **Restaurants 0.5%** | **Restaurants 0.5%** | **Restaurants 0.5%** |
| Fertitta Entertainment LLC/Finance Co., Inc.<sup>(e)</sup>  | Fertitta Entertainment LLC/Finance Co., Inc.<sup>(e)</sup>  | Fertitta Entertainment LLC/Finance Co., Inc.<sup>(e)</sup>  | Fertitta Entertainment LLC/Finance Co., Inc.<sup>(e)</sup>  |
| 01/15/2030 | &nbsp;&nbsp; 6.750% | 10500000 | &nbsp;&nbsp; 9860299 |
| **Retailers 0.5%** | **Retailers 0.5%** | **Retailers 0.5%** | **Retailers 0.5%** |
| Hanesbrands, Inc.<sup>(e)</sup>  | Hanesbrands, Inc.<sup>(e)</sup>  | Hanesbrands, Inc.<sup>(e)</sup>  | Hanesbrands, Inc.<sup>(e)</sup>  |
| 02/15/2031 | &nbsp;&nbsp; 9.000% | 4200000 | &nbsp;&nbsp; 4448629 |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** | **Corporate Bonds & Notes (continued)** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Principal**<br> **Amount ($)**<br>| **Value ($)** |
| Magic MergeCo, Inc.<sup>(e)</sup>  | Magic MergeCo, Inc.<sup>(e)</sup>  | Magic MergeCo, Inc.<sup>(e)</sup>  | Magic MergeCo, Inc.<sup>(e)</sup>  |
| 05/01/2029 | &nbsp;&nbsp; 7.875% | 7500000 | &nbsp;&nbsp; 6282820 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **10731449** |
| **Supermarkets 0.2%** | **Supermarkets 0.2%** | **Supermarkets 0.2%** | **Supermarkets 0.2%** |
| Safeway, Inc. | Safeway, Inc. | Safeway, Inc. | Safeway, Inc. |
| 02/01/2031 | &nbsp;&nbsp; 7.250% | 4200000 | &nbsp;&nbsp; 4543421 |
| **Technology 2.6%** | **Technology 2.6%** | **Technology 2.6%** | **Technology 2.6%** |
| Broadcom, Inc.<sup>(e)</sup>  | Broadcom, Inc.<sup>(e)</sup>  | Broadcom, Inc.<sup>(e)</sup>  | Broadcom, Inc.<sup>(e)</sup>  |
| 02/15/2041 | &nbsp;&nbsp; 3.500% | 6200000 | &nbsp;&nbsp; 5101787 |
| Cloud Software Group, Inc.<sup>(e)</sup>  | Cloud Software Group, Inc.<sup>(e)</sup>  | Cloud Software Group, Inc.<sup>(e)</sup>  | Cloud Software Group, Inc.<sup>(e)</sup>  |
| 09/30/2029 | &nbsp;&nbsp; 9.000% | 4500000 | &nbsp;&nbsp; 4663261 |
| Consensus Cloud Solutions, Inc.<sup>(e)</sup>  | Consensus Cloud Solutions, Inc.<sup>(e)</sup>  | Consensus Cloud Solutions, Inc.<sup>(e)</sup>  | Consensus Cloud Solutions, Inc.<sup>(e)</sup>  |
| 10/15/2026 | &nbsp;&nbsp; 6.000% | 5000000 | &nbsp;&nbsp; 4992987 |
| Hewlett Packard Enterprise Co. | Hewlett Packard Enterprise Co. | Hewlett Packard Enterprise Co. | Hewlett Packard Enterprise Co. |
| 10/15/2054 | &nbsp;&nbsp; 5.600% | 5200000 | &nbsp;&nbsp; 4974840 |
| International Business Machines Corp. | International Business Machines Corp. | International Business Machines Corp. | International Business Machines Corp. |
| 02/06/2053 | &nbsp;&nbsp; 5.100% | 5500000 | &nbsp;&nbsp; 5153580 |
| Minerva Merger Sub, Inc.<sup>(e)</sup>  | Minerva Merger Sub, Inc.<sup>(e)</sup>  | Minerva Merger Sub, Inc.<sup>(e)</sup>  | Minerva Merger Sub, Inc.<sup>(e)</sup>  |
| 02/15/2030 | &nbsp;&nbsp; 6.500% | 8000000 | &nbsp;&nbsp; 7936427 |
| Neptune Bidco US, Inc.<sup>(e)</sup>  | Neptune Bidco US, Inc.<sup>(e)</sup>  | Neptune Bidco US, Inc.<sup>(e)</sup>  | Neptune Bidco US, Inc.<sup>(e)</sup>  |
| 04/15/2029 | &nbsp;&nbsp; 9.290% | 7254000 | &nbsp;&nbsp; 7121369 |
| Picard Midco, Inc.<sup>(e)</sup>  | Picard Midco, Inc.<sup>(e)</sup>  | Picard Midco, Inc.<sup>(e)</sup>  | Picard Midco, Inc.<sup>(e)</sup>  |
| 03/31/2029 | &nbsp;&nbsp; 6.500% | 4700000 | &nbsp;&nbsp; 4744764 |
| Rocket Software, Inc.<sup>(e)</sup>  | Rocket Software, Inc.<sup>(e)</sup>  | Rocket Software, Inc.<sup>(e)</sup>  | Rocket Software, Inc.<sup>(e)</sup>  |
| 02/15/2029 | &nbsp;&nbsp; 6.500% | 7200000 | &nbsp;&nbsp; 7020673 |
| **Total** | **Total** | **Total** | &nbsp;&nbsp; **51709688** |
| **Tobacco 0.3%** | **Tobacco 0.3%** | **Tobacco 0.3%** | **Tobacco 0.3%** |
| Philip Morris International, Inc. | Philip Morris International, Inc. | Philip Morris International, Inc. | Philip Morris International, Inc. |
| 04/30/2030 | &nbsp;&nbsp; 4.375% | 5000000 | &nbsp;&nbsp; 5023752 |
| **Transportation Services 0.2%** | **Transportation Services 0.2%** | **Transportation Services 0.2%** | **Transportation Services 0.2%** |
| Hertz Corp. (The)<sup>(e)</sup>  | Hertz Corp. (The)<sup>(e)</sup>  | Hertz Corp. (The)<sup>(e)</sup>  | Hertz Corp. (The)<sup>(e)</sup>  |
| 07/15/2029 | &nbsp;&nbsp; 12.625% | 4600000 | &nbsp;&nbsp; 4875354 |
| &nbsp;&nbsp; Total Corporate Bonds & Notes <br>(Cost $407,371,848) | &nbsp;&nbsp; Total Corporate Bonds & Notes <br>(Cost $407,371,848) | &nbsp;&nbsp; Total Corporate Bonds & Notes <br>(Cost $407,371,848) | &nbsp;&nbsp; **400520261** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | |
|:---|:---|:---|:---|
| **Preferred Debt 0.3%** | **Preferred Debt 0.3%** | **Preferred Debt 0.3%** | **Preferred Debt 0.3%** |
| **Issuer** | **Coupon**<br> **Rate**<br>| **Shares** | **Value ($)** |
| **Banking 0.3%** | **Banking 0.3%** | **Banking 0.3%** | **Banking 0.3%** |
| Citigroup Capital XIII<sup>(j)</sup>  | Citigroup Capital XIII<sup>(j)</sup>  | Citigroup Capital XIII<sup>(j)</sup>  | Citigroup Capital XIII<sup>(j)</sup>  |
| 10/30/2040 | &nbsp;&nbsp; 10.942% | &nbsp;&nbsp; 165000 | &nbsp;&nbsp; 4978050 |
| &nbsp;&nbsp; Total Preferred Debt <br>(Cost $4,356,642) | &nbsp;&nbsp; Total Preferred Debt <br>(Cost $4,356,642) | &nbsp;&nbsp; Total Preferred Debt <br>(Cost $4,356,642) | &nbsp;&nbsp; **4978050** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Warrants —%** | **Warrants —%** | **Warrants —%** |
| **Issuer** | **Shares** | **Value ($)** |
| **Health Care —%** | **Health Care —%** | **Health Care —%** |
| **Health Care Equipment & Supplies —%** | **Health Care Equipment & Supplies —%** | **Health Care Equipment & Supplies —%** |
| &nbsp;&nbsp; Quotient Ltd.<sup>(a),(b),(c)</sup> <br>10/13/2026<br>| &nbsp;&nbsp; 39425 | &nbsp;&nbsp; 0 |
| &nbsp;&nbsp; Quotient Ltd.<sup>(a),(b),(c)</sup> <br>07/06/2027<br>| &nbsp;&nbsp; 181609 | &nbsp;&nbsp; 0 |
| Total |  | &nbsp;&nbsp; 0 |
| **Total Health Care** | **Total Health Care** | &nbsp;&nbsp; **0** |
| &nbsp;&nbsp; Total Warrants <br>(Cost $—) | &nbsp;&nbsp; Total Warrants <br>(Cost $—) | &nbsp;&nbsp; **0** |
| **Money Market Funds 1.1%** | **Money Market Funds 1.1%** | **Money Market Funds 1.1%** |
|  | **Shares** | **Value ($)** |
| Columbia Short-Term Cash Fund, 4.265%<sup>(m),(n)</sup> <br>| &nbsp;&nbsp; 22798608 | &nbsp;&nbsp; 22791769 |
| &nbsp;&nbsp; Total Money Market Funds <br>(Cost $22,789,742) | &nbsp;&nbsp; Total Money Market Funds <br>(Cost $22,789,742) | &nbsp;&nbsp; **22791769** |
| **Total Investments in Securities** <br>**(Cost: $1,544,755,984)** | **Total Investments in Securities** <br>**(Cost: $1,544,755,984)** | &nbsp;&nbsp; **1993708051** |
| **Other Assets & Liabilities, Net** |  | &nbsp;&nbsp; **5014530** |
| **Net Assets** | **Net Assets** | &nbsp;&nbsp; **1998722581** |

---

At September 30, 2025, securities and/or cash totaling $2,460,744 were pledged as collateral.

**Investments in derivatives** 

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Long futures contracts** | **Long futures contracts** | **Long futures contracts** | **Long futures contracts** | **Long futures contracts** | **Long futures contracts** | **Long futures contracts** |
| **Description** | **Number of** <br>**contracts**<br>| &nbsp;&nbsp;&nbsp;&nbsp; **Expiration** <br>**date**<br>| &nbsp;&nbsp;&nbsp;&nbsp; **Trading** <br>**currency**<br>| &nbsp;&nbsp;&nbsp; **Notional** <br>**amount**<br>| &nbsp;&nbsp;&nbsp; **Value/Unrealized** <br>**appreciation ($)**<br>| &nbsp;&nbsp;&nbsp; **Value/Unrealized** <br>**depreciation ($)**<br>|
| S&P 500 Index E-mini | 43 | 12/2025 | USD | &nbsp;&nbsp;&nbsp;&nbsp; 14488313 | &nbsp;&nbsp;&nbsp;&nbsp; 194146 | &nbsp;&nbsp;&nbsp;&nbsp; — |

---

Tri-Continental Corporation \| 2025

------

Portfolio of Investments (continued)

Tri-Continental Corporation, September 30, 2025 (Unaudited)

**Notes to Portfolio of Investments** 

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing investment.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Represents fair value as determined in good faith under procedures approved by the
 Board of Directors. At September 30, 2025, the total value of these securities amounted to $3,391,674, which represents 0.17% of total net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Valuation based on significant unobservable inputs.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security or a portion of this security has been pledged as collateral in connection
 with investments sold short and/or derivative contracts.

&nbsp;&nbsp;&nbsp;&nbsp;(e) Represents privately placed and other securities and instruments exempt from Securities
 and Exchange Commission registration (collectively, private placements), such as Section 4(a)(2) and Rule 144A eligible securities, which are often sold only
 to qualified institutional buyers. At September 30, 2025, the total value of these securities amounted to $316,146,994, which represents 15.82% of total net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(f) Zero coupon bond.

&nbsp;&nbsp;&nbsp;&nbsp;(g) Represents a security in default.

&nbsp;&nbsp;&nbsp;&nbsp;(h) Perpetual security with no specified maturity date.

&nbsp;&nbsp;&nbsp;&nbsp;(i) Represents a security purchased on a when-issued basis.

&nbsp;&nbsp;&nbsp;&nbsp;(j) Represents a variable rate security with a step coupon where the rate adjusts according
 to a schedule for a series of periods, typically lower for an initial period and then increasing to a higher coupon rate thereafter. The interest rate shown was the
 current rate as of September 30, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;(k) Variable rate security. The interest rate shown was the current rate as of September
 30, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;(l) Payment-in-kind security. Interest can be paid by issuing additional par of the security
 or in cash.

&nbsp;&nbsp;&nbsp;&nbsp;(m) The rate shown is the seven-day current annualized yield at September 30, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;(n) Under the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company's outstanding voting securities, or a company which is under common ownership or control with the Fund. The value of the
 holdings and transactions in these affiliated companies during the period ended September 30, 2025 are as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Affiliated issuers** | **Beginning** <br>**of period($)**<br>| **Purchases($)** | **Sales($)** | **Net change in** <br>**unrealized** <br>**appreciation** <br>**(depreciation)($)**<br>| **End of** <br>**period($)**<br>| **Realized gain** <br>**(loss)($)**<br>| **Dividends($)** | **End of** <br>**period shares**<br>|
| Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% | Columbia Short-Term Cash Fund, 4.265% |
|  | 24998794 | &nbsp;&nbsp; 265768208 | &nbsp;&nbsp; (267974699)<br>| &nbsp;&nbsp; (534)<br>| &nbsp;&nbsp; 22791769 | &nbsp;&nbsp; (2826)<br>| &nbsp;&nbsp; 632698 | &nbsp;&nbsp; 22798608 |

---

**Abbreviation Legend** 

ADR American Depositary Receipt <br> SOFR Secured Overnight Financing Rate

**Currency Legend** 

USD US Dollar

Investments are valued using policies described in the Notes to Financial Statements included within the most recent shareholder report.

Tri-Continental Corporation \| 2025

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You may at any time request, free of charge, to receive a paper copy of this report by calling 800.345.6611.

3QT240_12_R01_(11/25)

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Tri-Continental Corporation

- **b. Investment Company Act file number:** 811-00266

- **c. CIK number of Registrant:** 0000099614

- **d. LEI of Registrant:** 6QVMFZKY1QSOOIHD7Y77

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 290 Congress Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02110

  - **Telephone number:** 800-345-6611

**Item A.2. Information about the Series.**

- **a. Name of Series:** Tri-Continental Corporation

- **c. LEI of Series:** 6QVMFZKY1QSOOIHD7Y77

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2005303020.62

**Total Liabilities:** $44009809.45

**Net Assets:** $1961293211.17

**Delayed Delivery Securities:** $5048726.25

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 0.000000000000 | **5-Year:** 4306.317400000000 | **10-Year:** 49476.008300000000 | **30-Year:** 123637.033600000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 432.611000000000 | **1-Year:** 8705.499900000000 | **5-Year:** 66982.351000000000 | **10-Year:** 7380.327100000000 | **30-Year:** 5833.029600000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 1.60%                | 2.85%                | 2.25%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $22694801.17             | $1403174.64                                |
| Month 2  | $3361889.34              | $44082553.08                               |
| Month 3  | $18528735.45             | $18494732.67                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                         | Title                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| FORTINET INC                                 | Fortinet Inc                                 | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     36714 | NS      | $3086913.12   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FOX CORP                                     | Fox Corp                                     | CUSIP: 35137L105<br>LEI: 549300DDU6FDRBIELS05 | Long             | EC               | CORP              | US        |     23928 | NS      | $1508899.68   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GALAXY DIGITAL HOLDINGS LP                   | GALAXY DIGITAL HOLDINGS LP                   | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |   3000000 | PA      | $4951709.04   | 0.25%             | 2029-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| GENERAL DYNAMICS CORP                        | General Dynamics Corp                        | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |     10800 | NS      | $3682800.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORPORATION                    | UNION PACIFIC CORPORATION                    | CUSIP: 907818GG7<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | DBT              | CORP              | US        |   4900000 | PA      | $5039672.18   | 0.26%             | 2035-02-20      | Fixed         | 5.10%                 | No            |                  2 | On Loan: No      |
| UNITED AIRLINES HOLDINGS INC                 | United Airlines Holdings Inc                 | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |     52619 | NS      | $5077733.50   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED NATURAL FOODS INC                     | UNITED NATURAL FOODS INC                     | CUSIP: 911163AA1<br>LEI: 549300GKGW6WPZ282D40 | Long             | DBT              | CORP              | US        |   7180000 | PA      | $7169578.64   | 0.37%             | 2028-10-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| RTX CORP                                     | RAYTHEON TECHNOLOGIES CORPORATION            | CUSIP: 913017BT5<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | DBT              | CORP              | US        |   8500000 | PA      | $7684637.99   | 0.39%             | 2042-06-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| VALERO ENERGY CORP                           | Valero Energy Corp                           | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |     35131 | NS      | $5981404.06   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| VERISIGN INC                                 | VeriSign Inc                                 | CUSIP: 92343E102<br>LEI: LMPL4N8ZOJRMF0KOF759 | Long             | EC               | CORP              | US        |     15045 | NS      | $4206130.65   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| VERIZON COMMUNICATIONS INC                   | Verizon Communications Inc                   | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    185000 | NS      | $8130750.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| VERTEX PHARM INC                             | Vertex Pharmaceuticals Inc                   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     11427 | NS      | $4475270.28   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGET CORPORATION                           | Target Corp                                  | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |     72785 | NS      | $6528814.50   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TELESAT CANADA                               | TELESAT CANADA / TELESAT LLC                 | CUSIP: 87952VAM8<br>LEI: N/A                  | Long             | DBT              | CORP              | CA        |   5286000 | PA      | $2612656.77   | 0.13%             | 2027-10-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| TESLA INC                                    | Tesla Inc                                    | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     25980 | NS      | $11553825.60  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INC                        | Texas Instruments Inc                        | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     42500 | NS      | $7808525.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CLOUD SOFTWARE GROUP INC                     | PICARD MIDCO INC                             | CUSIP: 88632QAE3<br>LEI: 04EEB871XLHVNY4RZJ65 | Long             | DBT              | CORP              | US        |   4700000 | PA      | $4744763.74   | 0.24%             | 2029-03-31      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| TRANSOCEAN AQUILA LTD                        | TRANSOCEAN AQUILA LTD                        | CUSIP: 893790AA3<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   4240000 | PA      | $4362588.28   | 0.22%             | 2028-09-30      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| TRANSOCEAN TITAN FINANCING LTD               | TRANSOCEAN TITAN FIN LTD                     | CUSIP: 89386MAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   4139095 | PA      | $4244811.59   | 0.22%             | 2028-02-01      | Fixed         | 8.38%                 | No            |                  2 | On Loan: No      |
| UGI CORP                                     | UGI Corp                                     | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |    150000 | NS      | $4989000.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| US BANCORP                                   | US Bancorp                                   | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |    215000 | NS      | $10390950.00  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC                                   | ABBVIE INC                                   | CUSIP: 00287YEB1<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5114037.79   | 0.26%             | 2055-03-15      | Fixed         | 5.60%                 | No            |                  2 | On Loan: No      |
| ACADIA HEALTHCARE CO INC                     | ACADIA HEALTHCARE COMPANY INC                | CUSIP: 00404AAP4<br>LEI: 5493005CW985Y9D0NC11 | Long             | DBT              | CORP              | US        |   7700000 | PA      | $7556820.29   | 0.39%             | 2029-04-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC                        | Uber Technologies Inc                        | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     42034 | NS      | $4118070.98   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORPORATION                    | Union Pacific Corp                           | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     23500 | NS      | $5554695.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| QUOTIENT LTD                                 | QUOTIENT LTD WTS                             | CUSIP: 000000000<br>LEI: 549300BOTHGGT8D81659 | N/A              | DE               | CORP              | JE        |    181609 | NS      | $0.18         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| JPMorgan                                     | S&P500 EMINI DEC 25                          | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | N/A              | DE               | CORP              | US        |        43 | NC      | $194145.86    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ADOBE INC                                    | Adobe Inc                                    | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |     52449 | NS      | $18501384.75  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBEMARLE CORP                               | Albemarle Corp                               | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |    150000 | NS      | $5713500.00   | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| Aptiv PLC                                    | Aptiv PLC                                    | CUSIP: G3265R107<br>LEI: N/A                  | Long             | EC               | CORP              | JE        |    116900 | NS      | $10079118.00  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON CONTROLS INTERNATIONAL PLC           | Johnson Controls International plc           | CUSIP: G51502105<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | IE        |    154639 | NS      | $17002558.05  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| VIATRIS INC                                  | Viatris Inc                                  | CUSIP: 92556V106<br>LEI: 254900ZZTSW7NL773X71 | Long             | EC               | CORP              | US        |   1179020 | NS      | $11672298.00  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI PROPERTIES INC                          | VICI Properties Inc                          | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |    152500 | NS      | $4973025.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| AES CORP                                     | AES Corp/The                                 | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |    323492 | NS      | $4257154.72   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                                     | AT&T Inc                                     | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |    350000 | NS      | $9884000.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SPACEMOBILE INC                          | AST SPACEMOBILE INC                          | CUSIP: 00217DAC4<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5182500.00   | 0.26%             | 2032-10-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| ABBVIE INC                                   | AbbVie Inc                                   | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     78250 | NS      | $18118005.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIGN TECHNOLOGY INC                         | Align Technology Inc                         | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |      8000 | NS      | $1001760.00   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLSTATE CORP                                | Allstate Corp/The                            | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |     52371 | NS      | $11241435.15  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| HERTZ CORPORATION (THE)                      | HERTZ CORPORATION (THE)                      | CUSIP: 428040DC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   4600000 | PA      | $4875354.47   | 0.25%             | 2029-07-15      | Fixed         | 12.62%                | No            |                  2 | On Loan: No      |
| HERTZ CORPORATION (THE)                      | HERTZ CORPORATION (THE)                      | CUSIP: 428040DG1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   4800000 | PA      | $4836393.26   | 0.25%             | 2030-10-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ALPHABET INC                                 | Alphabet Inc                                 | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    243999 | NS      | $59316156.90  | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTRIA GROUP INC                             | Altria Group Inc                             | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |    288043 | NS      | $19028120.58  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE CO                | Hewlett Packard Enterprise Co                | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |    155000 | NS      | $10613754.31  | 0.54%             |  |  |  | No            |                  2 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE CO                | HEWLETT PACKARD ENTERPRISE CO                | CUSIP: 42824CBW8<br>LEI: 549300BX44RGX6ANDV88 | Long             | DBT              | CORP              | US        |   5200000 | PA      | $4974839.53   | 0.25%             | 2054-10-15      | Fixed         | 5.60%                 | No            |                  2 | On Loan: No      |
| AMAZON.COM INC                               | Amazon.com Inc                               | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    154352 | NS      | $33891068.64  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AIRLINES                            | AMERICAN AIRLINES INC                        | CUSIP: 023771T32<br>LEI: IWUQB36BXD6OWD6X4T14 | Long             | DBT              | CORP              | US        |   4700000 | PA      | $4811842.48   | 0.25%             | 2028-02-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| VISA INC                                     | Visa Inc                                     | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     74093 | NS      | $25293868.34  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| VORTEX OPCO LLC                              | VORTEX OPCO LLC                              | CUSIP: 92905YAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |   4890600 | PA      | $488774.41    | 0.02%             | 2030-04-30      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| HILCORP ENERGY I LP                          | HILCORP ENERGY I LP/HILCORP FIN              | CUSIP: 431318AY0<br>LEI: 549300ITPIHLG0LHEC09 | Long             | DBT              | CORP              | US        |  10000000 | PA      | $9854960.34   | 0.50%             | 2030-04-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| HOST HOTELS & RESORTS INC                    | Host Hotels & Resorts Inc                    | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |     86342 | NS      | $1469540.84   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| VORTEX OPCO LLC                              | VORTEX OPCO LLC FUNGIBLE                     | CUSIP: 92905YAD0<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |   1123200 | PA      | $1070614.05   | 0.05%             | 2030-04-30      | Variable      | 10.84%                | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                         | WEC ENERGY GROUP INC                         | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $7359000.00   | 0.38%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| MEDTRONIC PLC                                | Medtronic PLC                                | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |     57500 | NS      | $5476300.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PENTAIR PLC                                  | Pentair PLC                                  | CUSIP: G7S00T104<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | IE        |    145524 | NS      | $16118238.24  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLTOWER OP LLC                             | WELLTOWER OP LLC                             | CUSIP: 95041AAD0<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |   3500000 | PA      | $5139750.00   | 0.26%             | 2029-07-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| WEWORK COMPANIES LLC                         | WEWORK COS LLC                               | CUSIP: 962ESCAA7<br>LEI: 549300HPTU3F8QRDLE02 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $0.05         | 0.00%             | 2027-08-15      | Fixed         | 0.00%                 | No            |                  3 | On Loan: No      |
| AMERICAN AXLE & MANUFACTURING INC            | AMERICAN AXLE & MANUFACTURING INC            | CUSIP: 02406PBD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5039297.52   | 0.26%             | 2033-10-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| AMERICAN TOWER CORP                          | American Tower Corp                          | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     37593 | NS      | $7229885.76   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| INEOS FINANCE PLC                            | INEOS FINANCE PLC                            | CUSIP: 44984WAJ6<br>LEI: N/A                  | Long             | DBT              | CORP              | GB        |   4500000 | PA      | $4409335.76   | 0.22%             | 2029-04-15      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| INNOPHOS HOLDINGS INC                        | INNOPHOS HOLDINGS INC                        | CUSIP: 45774NAD0<br>LEI: XQ0331QX53IRX25OY417 | Long             | DBT              | CORP              | US        |   4600000 | PA      | $4538234.43   | 0.23%             | 2029-06-15      | Fixed         | 11.50%                | No            |                  2 | On Loan: No      |
| WISCONSIN ELECTRIC POWER COMPANY             | WISCONSIN ELECTRIC POWER COMPANY             | CUSIP: 976656CT3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   8200000 | PA      | $7684098.15   | 0.39%             | 2054-10-01      | Fixed         | 5.05%                 | No            |                  2 | On Loan: No      |
| WISDOMTREE INC                               | WISDOMTREE INC                               | CUSIP: 97717PAJ3<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5295792.30   | 0.27%             | 2030-08-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| QUOTIENT LTD                                 | QUOTIENT LTD                                 | CUSIP: 000000000<br>LEI: 549300BOTHGGT8D81659 | N/A              | DE               | CORP              | JE        |     39425 | NS      | $0.04         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| AUTOMATIC DATA PROCESSING INC                | Automatic Data Processing Inc                | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |     51793 | NS      | $15201245.50  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP                         | Bank of America Corp                         | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      8000 | NS      | $10243200.80  | 0.52%             |  |  |  | No            |                  2 | On Loan: No      |
| AMERIGAS PARTNERS LP                         | AMERIGAS PARTNERS LP/AMERIGAS FINA           | CUSIP: 030981AP9<br>LEI: H36E1IF6YS0OBMHM6168 | Long             | DBT              | CORP              | US        |   4700000 | PA      | $4922063.97   | 0.25%             | 2030-06-01      | Fixed         | 9.50%                 | No            |                  2 | On Loan: No      |
| AMGEN INC                                    | Amgen Inc                                    | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     38210 | NS      | $10782862.00  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                                    | Apple Inc                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    238336 | NS      | $60687495.68  | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES MANAGEMENT CORP                         | Ares Management Corp                         | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |     95000 | NS      | $4730050.00   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| INTERNATIONAL BUSINESS MACHINES CORP         | International Business Machines Corp         | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |     20000 | NS      | $5643200.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL BUSINESS MACHINES CORP         | IBM CORP                                     | CUSIP: 459200KZ3<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | DBT              | CORP              | US        |   5500000 | PA      | $5153580.28   | 0.26%             | 2053-02-06      | Fixed         | 5.10%                 | No            |                  2 | On Loan: No      |
| BANK OF NEW YORK MELLON CORP/THE             | Bank of New York Mellon Corp/The             | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     41400 | NS      | $4510944.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| BAUSCH HEALTH COMPANIES INC                  | BAUSCH HEALTH COS INC                        | CUSIP: 071734AQ0<br>LEI: B3BS7ACMDUWISF18KY76 | Long             | DBT              | CORP              | CA        |   2215000 | PA      | $2310882.85   | 0.12%             | 2028-09-30      | Fixed         | 11.00%                | No            |                  2 | On Loan: No      |
| INTL PAPER CO                                | International Paper Co                       | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |    110000 | NS      | $5104000.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE MACHINES INC                       | INTUITIVE MACHINES INC                       | CUSIP: 46125AAA8<br>LEI: 254900386IE2PEPLVM59 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5456250.00   | 0.28%             | 2030-10-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| PENNYMAC CORP                                | PENNYMAC CORP                                | CUSIP: 70932AAF0<br>LEI: EWN0I878407TKQNXZ933 | Long             | DBT              | CORP              | US        |   9500000 | PA      | $9433500.00   | 0.48%             | 2026-03-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| PEPSICO INC                                  | PepsiCo Inc                                  | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     70000 | NS      | $9830800.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES CAPITAL CORPORATION                     | Ares Capital Corp                            | CUSIP: 04010L103<br>LEI: WEQ82666OJYSI5GUAB47 | Long             | EC               | CORP              | US        |    350000 | NS      | $7143500.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ARGENX SE                                    | Argenx SE                                    | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      1348 | NS      | $994230.88    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANE TECHNOLOGIES PLC                       | Trane Technologies PLC                       | CUSIP: G8994E103<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |      5378 | NS      | $2269300.88   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| LYONDELLBASELL INDUSTRIES NV                 | LyondellBasell Industries NV                 | CUSIP: N53745100<br>LEI: BN6WCCZ8OVP3ITUUVN49 | Long             | EC               | CORP              | NL        |    100000 | NS      | $4904000.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PFIZER INC                                   | Pfizer Inc                                   | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |    513200 | NS      | $13076336.00  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC              | Philip Morris International Inc              | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     30000 | NS      | $4866000.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC              | PHILIP MORRIS INTERNATIONAL INC              | CUSIP: 718172DT3<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5023752.00   | 0.26%             | 2030-04-30      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| PRIMO WATER HOLDINGS INC                     | PRIMO WATER HOLDINGS INC                     | CUSIP: 74168RAC7<br>LEI: 9845008F9A5F2E1D4832 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $7009007.29   | 0.36%             | 2029-04-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP                       | PROGRESS SOFTWARE CORP                       | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |   5300000 | PA      | $5329237.56   | 0.27%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| PROLOGIS INC                                 | Prologis Inc                                 | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |     47500 | NS      | $5439700.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ARISTA NETWORKS INC                          | Arista Networks Inc                          | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |    121379 | NS      | $17686134.09  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| BAXTER INTERNATIONAL INC.                    | Baxter International Inc                     | CUSIP: 071813109<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | EC               | CORP              | US        |     64458 | NS      | $1467708.66   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BEST BUY CO INC                              | Best Buy Co Inc                              | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |     70000 | NS      | $5293400.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOMARIN PHARMACEUTICAL INC.                 | BioMarin Pharmaceutical Inc                  | CUSIP: 09061G101<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | EC               | CORP              | US        |     21253 | NS      | $1151062.48   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKSTONE SECURED LENDING FUND              | Blackstone Secured Lending Fund              | CUSIP: 09261X102<br>LEI: 549300KM7KWQHVBNH962 | Long             | EC               | CORP              | US        |    190000 | NS      | $4953300.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC                      | BLACKSKY TECHNOLOGY INC                      | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2806759.63   | 0.14%             | 2033-08-01      | Fixed         | 8.25%                 | No            |                  2 | On Loan: No      |
| PROLOGIS LP                                  | PROLOGIS LP                                  | CUSIP: 74340XCK5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4832234.66   | 0.25%             | 2054-03-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| QORVO INC                                    | Qorvo Inc                                    | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |     15513 | NS      | $1412924.04   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INC                                 | QUALCOMM Inc                                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |    111728 | NS      | $18587070.08  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| QUOTIENT LTD                                 | QUOTIENT LTD PIK                             | CUSIP: 74911NAA0<br>LEI: 549300BOTHGGT8D81659 | Long             | DBT              | CORP              | JE        |   3399959 | PA      | $3297960.23   | 0.17%             | 2030-04-15      | Fixed         | 12.00%                | No            |                  3 | On Loan: No      |
| BLACKROCK INC                                | Blackrock Inc                                | CUSIP: 09290D101<br>LEI: 529900VBK42Y5HHRMD23 | Long             | EC               | CORP              | US        |     11903 | NS      | $13877350.61  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING CO                                    | Boeing Co/The                                | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |    160000 | NS      | $11113600.00  | 0.57%             |  |  |  | No            |                  2 | On Loan: No      |
| RWT HOLDINGS INC                             | RWT HOLDINGS INC                             | CUSIP: 749772AD1<br>LEI: Z31FN4C0IQMCYFAEUP31 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $5999704.92   | 0.31%             | 2025-10-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| RALPH LAUREN CORP                            | Ralph Lauren Corp                            | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |     47048 | NS      | $14752370.88  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX CORP                                     | RTX Corp                                     | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     32500 | NS      | $5438225.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| REALTY INCOME CORP                           | Realty Income Corp                           | CUSIP: 756109104<br>LEI: 549300CUWDAUZSH43859 | Long             | EC               | CORP              | US        |     87500 | NS      | $5319125.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS INC.               | Regeneron Pharmaceuticals Inc                | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |      4204 | NS      | $2363783.08   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| RIVIAN AUTOMOTIVE INC                        | RIVIAN AUTOMOTIVE INC                        | CUSIP: 76954AAB9<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |   5200000 | PA      | $5384600.00   | 0.27%             | 2029-03-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| BOEING CO                                    | BOEING CO                                    | CUSIP: 097023DT9<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $5133513.69   | 0.26%             | 2054-05-01      | Fixed         | 6.86%                 | No            |                  2 | On Loan: No      |
| BOOKING HOLDINGS INC                         | Booking Holdings Inc                         | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      3603 | NS      | $19453569.81  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| INVITATION HOMES INC                         | Invitation Homes Inc                         | CUSIP: 46187W107<br>LEI: 984500FE452E665C9F85 | Long             | EC               | CORP              | US        |    175000 | NS      | $5132750.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| INVITATION HOMES OPERATING PARTNERSHIP LP    | INVITATION HOMES OPERATING PARTNER           | CUSIP: 46188BAG7<br>LEI: 549300147YMUQB3GW319 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4937321.47   | 0.25%             | 2035-02-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| IQVIA HOLDINGS INC                           | IQVIA Holdings Inc                           | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |     11876 | NS      | $2255727.44   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO                          | JPMorgan Chase & Co                          | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     51420 | NS      | $16219410.60  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| RIVIAN HOLDINGS LLC                          | RIVIAN HOLDINGS LLC                          | CUSIP: 76954LAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2700000 | PA      | $2519138.62   | 0.13%             | 2031-01-15      | Fixed         | 10.00%                | No            |                  2 | On Loan: No      |
| ROCKET SOFTWARE INC                          | ROCKET SOFTWARE INC                          | CUSIP: 77314EAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7200000 | PA      | $7020672.70   | 0.36%             | 2029-02-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| SBA COMMUNICATIONS CORP                      | SBA Communications Corp                      | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |     19437 | NS      | $3758143.95   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SWF ESCROW ISSUER CORP                       | SWF ESCROW ISSUER CORPORATION                | CUSIP: 78500AAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   7500000 | PA      | $2951482.36   | 0.15%             | 2029-10-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| BXP INC                                      | BXP Inc                                      | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |     75000 | NS      | $5575500.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIDGEBIO PHARMA INC                         | BRIDGEBIO PHARMA INC                         | CUSIP: 10806XAD4<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1476750.00   | 0.08%             | 2029-02-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| SAFEWAY INC                                  | SAFEWAY INC                                  | CUSIP: 786514BA6<br>LEI: 549300NKZ6VCN5P3K723 | Long             | DBT              | CORP              | US        |   4200000 | PA      | $4543421.43   | 0.23%             | 2031-02-01      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC                         | BRIDGEBIO PHARMA INC                         | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   2800000 | PA      | $3732400.00   | 0.19%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES INC             | BrightSpring Health Services Inc             | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     60000 | NS      | $6081125.92   | 0.31%             |  |  |  | No            |                  2 | On Loan: No      |
| BRISTOL-MYERS SQUIBB CO                      | Bristol-Myers Squibb Co                      | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |    545589 | NS      | $24606063.90  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                                 | Broadcom Inc                                 | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     49457 | NS      | $16316358.87  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                                 | BROADCOM INC                                 | CUSIP: 11135FBJ9<br>LEI: 549300WV6GIDOZJTV909 | Long             | DBT              | CORP              | US        |   6200000 | PA      | $5101787.32   | 0.26%             | 2041-02-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| BRUKER CORP                                  | Bruker Corp                                  | CUSIP: 116794207<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EP               | CORP              | US        |     20000 | NS      | $5436000.00   | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| CF INDUSTRIES HOLDINGS INC                   | CF Industries Holdings Inc                   | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |    147452 | NS      | $13226444.40  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| CME GROUP INC                                | CME Group Inc                                | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |     58626 | NS      | $15840158.94  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG SYST INTL INC.                           | CSG SYSTEMS INTERNATIONAL INC.               | CUSIP: 126349AH2<br>LEI: 549300D7FJZUOHHXUA81 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $4992750.00   | 0.25%             | 2028-09-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| CVS HEALTH CORP                              | CVS Health Corp                              | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |    219791 | NS      | $16570043.49  | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS HEALTH CORP                              | CVS HEALTH CORP                              | CUSIP: 126650CN8<br>LEI: 549300EJG376EN5NQE29 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2721872.64   | 0.14%             | 2045-07-20      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| CVS HEALTH CORP                              | CVS HEALTH CORP                              | CUSIP: 126650EH9<br>LEI: 549300EJG376EN5NQE29 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $4735140.54   | 0.24%             | 2055-03-10      | Variable      | 7.00%                 | No            |                  2 | On Loan: No      |
| CARNIVAL CORP                                | CARNIVAL CORP                                | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |   2000000 | PA      | $4466870.32   | 0.23%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| CARNIVAL CORP                                | CARNIVAL CORP                                | CUSIP: 143658BX9<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |   4750000 | PA      | $4870216.28   | 0.25%             | 2033-02-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| CELCUITY INC                                 | CELCUITY INC                                 | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |   2400000 | PA      | $3186618.02   | 0.16%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| CHARLES RIVER LABORATORIES INTERNATIONAL INC | Charles River Laboratories International Inc | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |     40800 | NS      | $6383568.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO                          | JPMORGAN CHASE & CO                          | CUSIP: 46647PCE4<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   7000000 | PA      | $5005301.37   | 0.26%             | 2052-04-22      | Variable      | 3.33%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE & CO                          | JPMORGAN CHASE & CO                          | CUSIP: 48128AAJ2<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   4700000 | PA      | $4866658.33   | 0.25%             | N/A             | Variable      | 6.50%                 | No            |                  2 | On Loan: No      |
| CHEVRON CORP                                 | Chevron Corp                                 | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    195761 | NS      | $30399725.69  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC                            | Cisco Systems Inc                            | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    235808 | NS      | $16133983.36  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR GROUP CO INC                             | KKR & Co Inc                                 | CUSIP: 48251W500<br>LEI: 549300JOHU21WRN2Z451 | Long             | EP               | CORP              | US        |    180000 | NS      | $9388800.00   | 0.48%             |  |  |  | No            |                  2 | On Loan: No      |
| KENVUE INC                                   | Kenvue Inc                                   | CUSIP: 49177J102<br>LEI: 5493008HSF8L4M2LIJ82 | Long             | EC               | CORP              | US        |    285000 | NS      | $4625550.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                                | Citigroup Inc                                | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    205209 | NS      | $20828713.50  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP CAPITAL XIII                       | Citigroup Capital XIII                       | CUSIP: 173080201<br>LEI: N/A                  | Long             |  | CORP              | US        |    165000 | NS      | $4978050.00   | 0.25%             | 2040-10-30      | Variable      | 7.13%                 | No            |                  1 | On Loan: No      |
| KIMBERLY-CLARK CORPORATION                   | Kimberly-Clark Corp                          | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |      9282 | NS      | $1154123.88   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LCI INDUSTRIES                               | LCI INDUSTRIES                               | CUSIP: 501812AC5<br>LEI: 549300E1B98YNJ1WIQ04 | Long             | DBT              | CORP              | US        |   4900000 | PA      | $5002900.00   | 0.26%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| STARZ CAPITAL HOLDINGS LLC                   | LIONS GATE CAPITAL HOLDINGS LLC              | CUSIP: 53627NAE1<br>LEI: 549300MWJHNLR35C0837 | Long             | DBT              | CORP              | US        |  11500000 | PA      | $9429060.66   | 0.48%             | 2029-04-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| LOCKHEED MARTIN CORPORATION                  | Lockheed Martin Corp                         | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     16500 | NS      | $8236965.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| LOWES COMPANIES INC                          | Lowe's Cos Inc                               | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      7800 | NS      | $1960218.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BK CORP                                  | M&T Bank Corp                                | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |     50000 | NS      | $9881000.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BK CORP                                  | M&T BANK CORPORATION                         | CUSIP: 55261FAV6<br>LEI: 549300WYXDDBYRASEG81 | Long             | DBT              | CORP              | US        |   5100000 | PA      | $5170864.46   | 0.26%             | 2036-01-16      | Variable      | 5.38%                 | No            |                  2 | On Loan: No      |
| MACYS INC                                    | Macy's Inc                                   | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |    310000 | NS      | $5558300.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                                | CITIGROUP INC                                | CUSIP: 17327CAU7<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5024227.01   | 0.26%             | 2039-09-19      | Variable      | 5.41%                 | No            |                  2 | On Loan: No      |
| CLEAR CHANNEL OUTDOOR HOLDINGS INC           | CLEAR CHANNEL OUTDOOR HOLDINGS               | CUSIP: 18453HAC0<br>LEI: 254900XBEE6V1ENYS150 | Long             | DBT              | CORP              | US        |   9800000 | PA      | $9786142.55   | 0.50%             | 2028-04-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| MICHAELS COMPANIES INC                       | MAGIC MERGERCO INC                           | CUSIP: 55916AAB0<br>LEI: 549300H9LWMBP7HYLR98 | Long             | DBT              | CORP              | US        |   7500000 | PA      | $6282819.73   | 0.32%             | 2029-05-01      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| MARA HOLDINGS INC                            | MARA HOLDINGS INC                            | CUSIP: 565788AG1<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |   8000000 | PA      | $7572661.68   | 0.39%             | 2031-06-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| MARS INC                                     | MARS INC                                     | CUSIP: 571676BB0<br>LEI: 54930073HKEO6GZBSS03 | Long             | DBT              | CORP              | US        |   4800000 | PA      | $4872079.49   | 0.25%             | 2045-05-01      | Fixed         | 5.65%                 | No            |                  2 | On Loan: No      |
| MASCO CORP                                   | Masco Corp                                   | CUSIP: 574599106<br>LEI: 5GCSNMQXHEYA1JO8QN11 | Long             | EC               | CORP              | US        |     25701 | NS      | $1809093.39   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MATTEL INC                                   | MATTEL INC                                   | CUSIP: 577081AU6<br>LEI: 549300VELLG24KHTJ564 | Long             | DBT              | CORP              | US        |   1430000 | PA      | $1451888.65   | 0.07%             | 2040-10-01      | Fixed         | 6.20%                 | No            |                  2 | On Loan: No      |
| MATTEL INC                                   | MATTEL INC                                   | CUSIP: 577081AW2<br>LEI: 549300VELLG24KHTJ564 | Long             | DBT              | CORP              | US        |    745000 | PA      | $686224.21    | 0.03%             | 2041-11-01      | Fixed         | 5.45%                 | No            |                  2 | On Loan: No      |
| CLOUD SOFTWARE GROUP INC                     | CLOUD SOFTWARE GROUP INC                     | CUSIP: 18912UAA0<br>LEI: 04EEB871XLHVNY4RZJ65 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $4663260.81   | 0.24%             | 2029-09-30      | Fixed         | 9.00%                 | No            |                  2 | On Loan: No      |
| CLOVIS LIQUIDATION TRUST UNITS               | CLOVIS LIQUIDATION TRUST UNITS               | CUSIP: 18936A306<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   9371357 | NS      | $93713.57     | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| MATTEL INC                                   | MATTEL INC                                   | CUSIP: 577081BF8<br>LEI: 549300VELLG24KHTJ564 | Long             | DBT              | CORP              | US        |   2700000 | PA      | $2611870.79   | 0.13%             | 2029-04-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| BWAY HOLDING CO                              | MAUSER PACKAGING SOLUTIONS HOLDING           | CUSIP: 57763RAC1<br>LEI: 549300RY13CUZRBP7216 | Long             | DBT              | CORP              | US        |   9000000 | PA      | $9016475.36   | 0.46%             | 2027-04-15      | Fixed         | 9.25%                 | No            |                  2 | On Loan: No      |
| MCGRAW-HILL EDUCATION INC                    | MCGRAW-HILL EDUCATION INC                    | CUSIP: 57767XAB6<br>LEI: 254900U6YJ9QZ4IQOR26 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $4582060.04   | 0.23%             | 2029-08-01      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| MCKESSON CORP                                | McKesson Corp                                | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     14894 | NS      | $11506210.76  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK & CO INC                               | Merck & Co Inc                               | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     92500 | NS      | $7763525.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK & CO INC                               | MERCK & CO INC                               | CUSIP: 58933YBM6<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4695043.26   | 0.24%             | 2053-05-17      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COLGATE-PALMOLIVE CO                         | Colgate-Palmolive Co                         | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |     93405 | NS      | $7466795.70   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| COLUMBIA SHORT TERM CASH FUND                | COLUMBIA SHORT TERM CASH FUND                | CUSIP: 19766H239<br>LEI: N/A                  | Long             | STIV             | RF                | US        |  22798608 | NS      | $22791768.83  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE INC                                  | MetLife Inc                                  | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |     95000 | NS      | $7825150.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE INC                                  | METLIFE INC                                  | CUSIP: 59156RCC0<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |   5500000 | PA      | $5134119.70   | 0.26%             | 2052-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MICROSOFT CORP                               | Microsoft Corp                               | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    102694 | NS      | $53190357.30  | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| STRATEGY INC                                 | MICROSTRATEGY INCORPORATED                   | CUSIP: 594972AR2<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   5700000 | PA      | $5101560.99   | 0.26%             | 2029-12-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| COMCAST CORPORATION                          | Comcast Corp                                 | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |    150000 | NS      | $4713000.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CONAGRA BRANDS INC                           | Conagra Brands Inc                           | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |    324624 | NS      | $5943865.44   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSENSUS CLOUD SOLUTIONS INC                | CONSENSUS CLOUD SOLUTIONS INC                | CUSIP: 20848VAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4992987.40   | 0.25%             | 2026-10-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| CORNING INC                                  | Corning Inc                                  | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |    130000 | NS      | $10663900.00  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOKINETICS INCORPORATED                    | CYTOKINETICS INCORPORATED                    | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3421128.62   | 0.17%             | 2031-10-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| DARDEN RESTAURANTS INC                       | Darden Restaurants Inc                       | CUSIP: 237194105<br>LEI: CY1NFSCCB5GUXC7WZC70 | Long             | EC               | CORP              | US        |     27500 | NS      | $5234900.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| DELTA AIR LINES INC                          | Delta Air Lines Inc                          | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |     61425 | NS      | $3485868.75   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DELUXE CORP                                  | DELUXE CORP                                  | CUSIP: 248019AU5<br>LEI: KWGNKB8TX9LE5TV29231 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4989778.30   | 0.25%             | 2029-06-01      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| DIAMONDBACK ENERGY INC                       | Diamondback Energy Inc                       | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |     37500 | NS      | $5366250.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORP                             | Duke Energy Corp                             | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |     42500 | NS      | $5259375.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROCHIP TECH INC                           | Microchip Technology Inc                     | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |    125000 | NS      | $7378750.00   | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| ATHENAHEALTH GROUP INC                       | MINERVA MERGER SUB INC                       | CUSIP: 60337JAA4<br>LEI: 254900AA3KZN4Q7A5Z33 | Long             | DBT              | CORP              | US        |   8000000 | PA      | $7936427.31   | 0.40%             | 2030-02-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                             | DUKE ENERGY CORP                             | CUSIP: 26441CCG8<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |   4900000 | PA      | $5178232.88   | 0.26%             | 2054-09-01      | Variable      | 6.45%                 | No            |                  2 | On Loan: No      |
| EOG RESOURCES INC                            | EOG Resources Inc                            | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |     42500 | NS      | $4765100.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EDISON INTL                                  | Edison International                         | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |     92762 | NS      | $5127883.36   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY CORP                                 | Entergy Corp                                 | CUSIP: 29364G103<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | EC               | CORP              | US        |     57500 | NS      | $5358425.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY CORP                                 | ENTERGY CORPORATION                          | CUSIP: 29364GAQ6<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | DBT              | CORP              | US        |   4700000 | PA      | $4921527.78   | 0.25%             | 2054-12-01      | Variable      | 7.12%                 | No            |                  2 | On Loan: No      |
| ENTERGY LOUISIANA LLC                        | ENTERGY LOUISIANA LLC                        | CUSIP: 29364WBQ0<br>LEI: 0V5453U14HDZO63CGH17 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5128830.47   | 0.26%             | 2055-03-15      | Fixed         | 5.80%                 | No            |                  2 | On Loan: No      |
| MOLSON COORS BEVERAGE CO                     | Molson Coors Beverage Co                     | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |    120048 | NS      | $5432172.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MONDELEZ INTERNATIONAL INC                   | Mondelez International Inc                   | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |    122500 | NS      | $7652575.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| EOS ENERGY ENTERPRISES INC                   | EOS ENERGY ENTERPRISES INC                   | CUSIP: 29415CAA9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2200000 | PA      | $5217300.00   | 0.27%             | 2030-06-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| EQUINIX INC                                  | Equinix Inc                                  | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      4599 | NS      | $3602120.76   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                               | Morgan Stanley                               | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     65000 | NS      | $10332400.00  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| NABORS INDUSTRIES LTD                        | NABORS INDUSTRIES LTD                        | CUSIP: 629571AB6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   5000000 | PA      | $4995260.18   | 0.25%             | 2028-01-15      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| EXELON CORPORATION                           | Exelon Corp                                  | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |    134400 | NS      | $6049344.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDIA GROUP INC                            | Expedia Group Inc                            | CUSIP: 30212P303<br>LEI: CI7MUJI4USF3V0NJ1H64 | Long             | EC               | CORP              | US        |      6562 | NS      | $1402627.50   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| EXXON MOBIL CORP                             | Exxon Mobil Corp                             | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    138149 | NS      | $15576299.75  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                           | Meta Platforms Inc                           | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     58014 | NS      | $42604321.32  | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NABORS INDUSTRIES INC                        | NABORS INDUSTRIES INC                        | CUSIP: 62957HAQ8<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |   5500000 | PA      | $5123231.83   | 0.26%             | 2031-08-15      | Fixed         | 8.88%                 | No            |                  2 | On Loan: No      |
| NEPTUNE BIDCO US INC                         | NEPTUNE BIDCO US INC                         | CUSIP: 640695AA0<br>LEI: 549300VG15T3VCYZ4531 | Long             | DBT              | CORP              | US        |   7254000 | PA      | $7121369.25   | 0.36%             | 2029-04-15      | Fixed         | 9.29%                 | No            |                  2 | On Loan: No      |
| FARFETCH LTD                                 | FARFETCH LTD                                 | CUSIP: 30744WAD9<br>LEI: 549300QFQ74Z0F96NS78 | Long             | DBT              | CORP              | KY        |   5300000 | PA      | $19875.00     | 0.00%             | 2027-05-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| FERTITTA ENTERTAINMENT LLC (NEVADA)          | FERTITTA ENTERTAINMENT LLC                   | CUSIP: 31556TAC3<br>LEI: 984500A0805D8V551D35 | Long             | DBT              | CORP              | US        |  10500000 | PA      | $9860299.26   | 0.50%             | 2030-01-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| NETAPP INC                                   | NetApp Inc                                   | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |     38859 | NS      | $4603237.14   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWELL BRANDS INC                            | Newell Brands Inc                            | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |    600000 | NS      | $3144000.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWELL BRANDS INC                            | NEWELL RUBBERMAID INC                        | CUSIP: 651229AX4<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2492792.97   | 0.13%             | 2036-04-01      | Variable      | 7.38%                 | No            |                  2 | On Loan: No      |
| NEWELL BRANDS INC                            | NEWELL RUBBERMAID INC                        | CUSIP: 651229AY2<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | DBT              | CORP              | US        |   4200000 | PA      | $3711584.60   | 0.19%             | 2046-04-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| F5 INC                                       | F5 Inc                                       | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |     17700 | NS      | $5720463.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| FISERV INC                                   | Fiserv Inc                                   | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     98083 | NS      | $12645841.19  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTENERGY CORP                             | FirstEnergy Corp                             | CUSIP: 337932107<br>LEI: 549300SVYJS666PQJH88 | Long             | EC               | CORP              | US        |    115000 | NS      | $5269300.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTENERGY CORP                             | FIRSTENERGY CORPORATION                      | CUSIP: 337932AM9<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |  14000000 | PA      | $9755575.71   | 0.50%             | 2050-03-01      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| GREENBRIER CO INC                            | GREENBRIER CO INC                            | CUSIP: 393657AM3<br>LEI: 5493001GAGGFR30BP390 | Long             | DBT              | CORP              | US        |   4300000 | PA      | $4602720.00   | 0.23%             | 2028-04-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| HP Inc                                       | HP Inc                                       | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |    300000 | NS      | $8169000.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| HANESBRANDS INC                              | HANESBRANDS INC                              | CUSIP: 410345AQ5<br>LEI: GX5LWVWZLL5S4W1L2F20 | Long             | DBT              | CORP              | US        |   4200000 | PA      | $4448629.34   | 0.23%             | 2031-02-15      | Fixed         | 9.00%                 | No            |                  2 | On Loan: No      |
| HERCULES CAPITAL INC                         | HERCULES CAPITAL INC                         | CUSIP: 427096AL6<br>LEI: 549300UJ5OC256GR2B73 | Long             | DBT              | CORP              | US        |   5100000 | PA      | $5066547.11   | 0.26%             | 2028-09-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| NEWMONT CORPORATION                          | Newmont Corp                                 | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |     79475 | NS      | $6700537.25   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC                           | NextEra Energy Inc                           | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |    120000 | NS      | $5642400.00   | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY INC                           | NextEra Energy Inc                           | CUSIP: 65339F663<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |    100000 | NS      | $5011195.40   | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| NISSAN MTR CO LTD                            | NISSAN MOTOR CO LTD                          | CUSIP: 654922AB9<br>LEI: 353800DRBDH1LUTNAY26 | Long             | DBT              | CORP              | JP        |   5000000 | PA      | $5249752.73   | 0.27%             | 2030-07-17      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| NVIDIA CORP                                  | NVIDIA Corp                                  | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    514639 | NS      | $96021344.62  | 4.90%             |  |  |  | No            |                  1 | On Loan: No      |
| NUTRIEN LTD                                  | Nutrien Ltd                                  | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |     90000 | NS      | $5283900.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| OCCIDENTAL PETROLEUM CORPORATION             | OCCIDENTAL PETROLEUM CORPORATION             | CUSIP: 674599CJ2<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | DBT              | CORP              | US        |   9600000 | PA      | $7532812.35   | 0.38%             | 2046-04-15      | Fixed         | 4.40%                 | No            |                  2 | On Loan: No      |
| OCCIDENTAL PETROLEUM CORPORATION             | OCCIDENTAL PETROLEUM CORPORATION             | CUSIP: 674599DK8<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | DBT              | CORP              | US        |   9340000 | PA      | $7278200.69   | 0.37%             | 2044-07-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| OLYMPUS WATER US HOLDING CORP                | OLYMPUS WATER US HOLDING CORP                | CUSIP: 681639AB6<br>LEI: 549300YU2GGVCBN3MY89 | Long             | DBT              | CORP              | US        |   7500000 | PA      | $7278390.73   | 0.37%             | 2029-10-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| 1261229 BC LTD                               | 1261229 B.C. LTD.                            | CUSIP: 68288AAA5<br>LEI: N/A                  | Long             | DBT              | CORP              | CA        |   4800000 | PA      | $4929363.94   | 0.25%             | 2032-04-15      | Fixed         | 10.00%                | No            |                  2 | On Loan: No      |
| ORGANON & CO                                 | ORGANON & CO                                 | CUSIP: 68622FAB7<br>LEI: 549300AMCKY57OK2CO56 | Long             | DBT              | CORP              | US        |   3900000 | PA      | $3617012.07   | 0.18%             | 2034-05-15      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| ORGANON & CO                                 | ORGANON & CO                                 | CUSIP: 68622TAB7<br>LEI: 549300AMCKY57OK2CO56 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1399946.24   | 0.07%             | 2031-04-30      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| OSCAR HEALTH INC                             | OSCAR HEALTH INC                             | CUSIP: 687793AD1<br>LEI: 254900AE8KDLFDOPKZ19 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $2859559.43   | 0.15%             | 2030-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| PG&E CORP                                    | PG&E Corp                                    | CUSIP: 69331C108<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EC               | CORP              | US        |    570012 | NS      | $8595780.96   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E CORP                                    | PG&E Corp                                    | CUSIP: 69331C306<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               | CORP              | US        |    135000 | NS      | $5345915.75   | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| PG&E CORP                                    | PG&E CORPORATION                             | CUSIP: 69331CAL2<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5056500.00   | 0.26%             | 2027-12-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| PACIFIC GAS AND ELECTRIC COMPANY             | PACIFIC GAS & ELECTRIC COMPANY               | CUSIP: 694308JN8<br>LEI: 1HNPXZSMMB7HMBMVBS46 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $5169162.76   | 0.26%             | 2050-07-01      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| PALANTIR TECHNOLOGIES INC                    | Palantir Technologies Inc                    | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     43900 | NS      | $8008238.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| PALO ALTO NETWORKS INC                       | Palo Alto Networks Inc                       | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     45313 | NS      | $9226633.06   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE INC                               | Salesforce Inc                               | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     72773 | NS      | $17247201.00  | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| SCIENTIFIC GAMES HOLDINGS LP                 | SCIENTIFIC GAMES HOLDINGS LP/FINCO           | CUSIP: 80874DAA4<br>LEI: 549300W5GPFXXB6TQ330 | Long             | DBT              | CORP              | US        |   9500000 | PA      | $8826199.65   | 0.45%             | 2030-03-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| SERVICENOW INC                               | ServiceNow Inc                               | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      3345 | NS      | $3078336.60   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIFT4 PAYMENTS INC                          | Shift4 Payments Inc                          | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     50000 | NS      | $4720500.00   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |
| QXO INC                                      | QXO Inc                                      | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    135000 | NS      | $7459396.68   | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| SNAP-ON INC                                  | Snap-on Inc                                  | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |     37306 | NS      | $12927648.18  | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| STANLEY BLACK & DECKER INC                   | Stanley Black & Decker Inc                   | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |     75000 | NS      | $5574750.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| STANLEY BLACK & DECKER INC                   | STANLEY BLACK & DECKER INC                   | CUSIP: 854502AJ0<br>LEI: 549300DJ09SMTO561131 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $5235307.39   | 0.27%             | 2048-11-15      | Fixed         | 4.85%                 | No            |                  2 | On Loan: No      |
| STAR PARENT INC                              | SYNEOS HEALTH INC                            | CUSIP: 855170AA4<br>LEI: 254900GRGCJYRMDRWT73 | Long             | DBT              | CORP              | US        |   6800000 | PA      | $7202400.22   | 0.37%             | 2030-10-01      | Fixed         | 9.00%                 | No            |                  2 | On Loan: No      |
| STARWOOD PROPERTY TRUST INC                  | Starwood Property Trust Inc                  | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |    500000 | NS      | $9685000.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                          | Synchrony Financial                          | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |    243488 | NS      | $17299822.40  | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| TAPESTRY INC                                 | Tapestry Inc                                 | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |    102186 | NS      | $11569498.92  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-22

**Name of Applicant:** Tri-Continental Corporation

**Signature:** Martha Skinner

**Name of Signer:** Martha Skinner

**Title:** Assistant Treasurer