# EDGAR Filing Document

**Accession Number:** 0001559998
**File Stem:** 0001493152-23-005212
**Filing Date:** 2023-2
**Character Count:** 5299
**Document Hash:** 83c6a612fd9c7a6afa7f29225dd37209
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-005212.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001493152-23-005212

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20221219

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Gaucho Group Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001559998
- **STANDARD INDUSTRIAL CLASSIFICATION:** LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552]
- **IRS NUMBER:** 522158952
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40075
- **FILM NUMBER:** 23635702

**BUSINESS ADDRESS:**
- **STREET 1:** 112 NE 41ST STREET
- **STREET 2:** SUITE 106
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33137
- **BUSINESS PHONE:** 212-739-7650

**MAIL ADDRESS:**
- **STREET 1:** 112 NE 41ST STREET
- **STREET 2:** SUITE 106
- **CITY:** MIAMI
- **STATE:** FL
- **ZIP:** 33137

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Algodon Group, Inc.
- **DATE OF NAME CHANGE:** 20181107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Algodon Wines & Luxury Development Group, Inc.
- **DATE OF NAME CHANGE:** 20121010

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K/A**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report:**

**December 19, 2022**

**<u>Gaucho Group Holdings, Inc.</u>**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40075** | **52-2158952** |
| State of | Commission | IRS Employer |
| Incorporation | File Number | Identification No. |

---

**112 NE 41st Street, Suite 106**

**<u>Miami, FL 33137</u>**

Address of principal executive offices

**<u>212-739-7700</u>**

Telephone number, including

Area code

Former name or former address if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock | VINO | The Nasdaq Stock Market LLC |

---

**Item 3.02 Unregistered Sales of Equity Securities.**

This Current Report on Form 8-K/A of Gaucho Group Holdings, Inc. (the "Company") amends the Company's Current Report on Form 8-K dated December 19, 2022 and filed with the Securities and Exchange Commission on December 23, 2022 (the "Original Filing") to correct the total amount of principal and interest of the convertible promissory notes that converted on December 19, 2022.

The Original Filing stated that the Company converted promissory notes representing a total of $1,484,000 of principal and $13,710 of interest into 624,084 units consisting of one share of common stock and one warrant to purchase one share of common stock at a conversion price of $2.40 per unit. The correct amount of the notes converted was $1,431,500 of principal and $13,817 of interest converted into 602,255 units (consisting of 602,255 shares of common stock and warrants to purchase 602,225 shares of common stock of the Company.

Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on December 23, 2022.

**Item 9.01 Financial Statements and Exhibits**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits

<u>Exhibit Number</u> <u>Description</u> <br> 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 15th day of February 2023.

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| | | |
|:---|:---|:---|
| | **Gaucho Group Holdings, Inc.** | **Gaucho Group Holdings, Inc.** |
| | | |
|  | By: | */s/ Scott L. Mathis* |
|  |  | Scott L. Mathis, President & CEO |

---