# EDGAR Filing Document

**Accession Number:** 0001422930
**File Stem:** 0001104659-23-018497
**Filing Date:** 2023-2
**Character Count:** 12351
**Document Hash:** 44f4c2b00a76caef8db2a4027b3f21b7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-018497.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001104659-23-018497

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PubMatic, Inc.
- **CENTRAL INDEX KEY:** 0001422930
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
- **IRS NUMBER:** 205863224
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91950
- **FILM NUMBER:** 23611755

**BUSINESS ADDRESS:**
- **STREET 1:** 601 MARSHALL STREET
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063
- **BUSINESS PHONE:** 650-331-3485

**MAIL ADDRESS:**
- **STREET 1:** 601 MARSHALL STREET
- **CITY:** REDWOOD CITY
- **STATE:** CA
- **ZIP:** 94063

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUBMATIC, INC.
- **DATE OF NAME CHANGE:** 20140306

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Komli Inc
- **DATE OF NAME CHANGE:** 20080107
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Helion Venture Partners LLC
- **CENTRAL INDEX KEY:** 0001396792
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** 4th Fl Les Cascades Edith Cavell Street
- **CITY:** Port Louis
- **STATE:** MA
- **ZIP:** 00000
- **BUSINESS PHONE:** 2302129800

**MAIL ADDRESS:**
- **STREET 1:** 4th Fl Les Cascades Edith Cavell Street
- **CITY:** Port Louis
- **STATE:** MA
- **ZIP:** 00000

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 13G**

**Under the Securities Exchange Act of 1934<br> (Amendment No. 2)\***

**Pubmatic, Inc.**

(Name of Issuer)

**Class A Common Stock**

(Title of Class of Securities)

**74467Q103**

(CUSIP Number)

**December 31, 2022**

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

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| | |
|:---|:---|
| ¨ | Rule 13d-1(b) |
| ¨ | Rule 13d-1(c) |
| x | Rule 13d-1(d) |

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\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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| | | | | |
|:---|:---|:---|:---|:---|
| CUSIP No. 74467Q103 | CUSIP No. 74467Q103 | CUSIP No. 74467Q103 | CUSIP No. 74467Q103 | CUSIP No. 74467Q103 |
| 1. | Names of Reporting Persons<br> Helion Venture Partners, LLC | Names of Reporting Persons<br> Helion Venture Partners, LLC | Names of Reporting Persons<br> Helion Venture Partners, LLC | Names of Reporting Persons<br> Helion Venture Partners, LLC |
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | Check the Appropriate Box if a Member of a Group (See Instructions) | Check the Appropriate Box if a Member of a Group (See Instructions) | Check the Appropriate Box if a Member of a Group (See Instructions) |
|  | (a) | (a) | ¨ | ¨ |
|  | (b) | (b) | ¨ | ¨ |
| 3. | SEC Use Only | SEC Use Only | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br> Mauritius | Citizenship or Place of Organization<br> Mauritius | Citizenship or Place of Organization<br> Mauritius | Citizenship or Place of Organization<br> Mauritius |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | 5. | 5. | Sole Voting Power<br> 450,030 |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With |  |  |  |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | 6. | 6. | Shared Voting Power<br> 0 |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With |  |  |  |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | 7. | 7. | Sole Dispositive Power<br> 450,030 |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With |  |  |  |
| Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | Number of<br> Shares<br> Beneficially<br> Owned by<br> Each<br> Reporting<br> Person With | 8. | 8. | Shared Dispositive Power<br> 0 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br> 450,030 | Aggregate Amount Beneficially Owned by Each Reporting Person<br> 450,030 | Aggregate Amount Beneficially Owned by Each Reporting Person<br> 450,030 | Aggregate Amount Beneficially Owned by Each Reporting Person<br> 450,030 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ◻ | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ◻ | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ◻ | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ◻ |
| 11. | Percent of Class Represented by Amount in Row (9)<br> 1.0% of Class A Common Stock (0.9% of total Class A and Class B Common Stock)\* | Percent of Class Represented by Amount in Row (9)<br> 1.0% of Class A Common Stock (0.9% of total Class A and Class B Common Stock)\* | Percent of Class Represented by Amount in Row (9)<br> 1.0% of Class A Common Stock (0.9% of total Class A and Class B Common Stock)\* | Percent of Class Represented by Amount in Row (9)<br> 1.0% of Class A Common Stock (0.9% of total Class A and Class B Common Stock)\* |
| 12. | Type of Reporting Person (See Instructions)<br> OO | Type of Reporting Person (See Instructions)<br> OO | Type of Reporting Person (See Instructions)<br> OO | Type of Reporting Person (See Instructions)<br> OO |

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\* Based on 43,171,740 shares of Class A Common Stock and 9,394,402 shares of Class B Common Stock outstanding as of November 1, 2022, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (the "SEC") on November 8, 2022, representing approximately 0.3% of the combined voting power of the Issuer's Class A Common Stock and Class B Common Stock. The holders of Class B Common Stock are entitled to ten votes per share and the holders of Class A Common Stock are entitled to one vote per share.

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| | |
|:---|:---|
| **Item 1.** | **Item 1.** |
| (a) | Name of Issuer<br>Pubmatic, Inc. |
| (b) | Address of Issuer's Principal Executive Offices<br>3 Lagoon Drive, Suite 180<br> Redwood City, CA 94065<br> Tel: +1 (650) 331 3485 |
| **Item 2.** | **Item 2.** |
| (a) | Name of Person Filing<br>Helion Venture Partners, LLC |
| (b) | Address of Principal Business Office or, if none, Residence<br>Les Cascades Building<br> Edith Cavell Street<br> Port-Louis, Mauritius |
| (c) | Citizenship<br>Mauritius |
| (d) | Title of Class of Securities<br>Class A Common Stock |
| (e) | CUSIP Number<br>74467Q103 |
| **Item 3.** | **If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:** |
|  | Not applicable |

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| | | | |
|:---|:---|:---|:---|
| **Item 4.** | **Ownership** | **Ownership** | **Ownership** |
| The following information with respect to the ownership of the Common Stock by the Reporting Person is provided as of December 31, 2022: | The following information with respect to the ownership of the Common Stock by the Reporting Person is provided as of December 31, 2022: | The following information with respect to the ownership of the Common Stock by the Reporting Person is provided as of December 31, 2022: | The following information with respect to the ownership of the Common Stock by the Reporting Person is provided as of December 31, 2022: |
|  | (a) | Amount beneficially owned: 450,030 | Amount beneficially owned: 450,030 |
|  | (b) | Percent of class: 1.0% of Class A Common Stock (0.9% of total Class A and Class B Common Stock) | Percent of class: 1.0% of Class A Common Stock (0.9% of total Class A and Class B Common Stock) |
|  | (c) | Number of shares as to which the person has: | Number of shares as to which the person has: |
|  | | (i) | Sole power to vote or to direct the vote: 450,030 |
|  | | (ii) | Shared power to vote or to direct the vote: 0. |
|  | | (iii) | Sole power to dispose or to direct the disposition of: 450,030 |
|  | | (iv) | Shared power to dispose or to direct the disposition of: 0. |
| **Item 5.** | **Ownership of Five Percent or Less of a Class** | **Ownership of Five Percent or Less of a Class** | **Ownership of Five Percent or Less of a Class** |
|  | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ⌧. | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ⌧. | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ⌧. |
| **Item 6.** | **Ownership of More than Five Percent on Behalf of Another Person** | **Ownership of More than Five Percent on Behalf of Another Person** | **Ownership of More than Five Percent on Behalf of Another Person** |
|  | Not applicable | Not applicable | Not applicable |
| **Item 7.** | **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person** | **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person** | **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person** |
|  | Not applicable | Not applicable | Not applicable |
| **Item 8.** | **Identification and Classification of Members of the Group** | **Identification and Classification of Members of the Group** | **Identification and Classification of Members of the Group** |
|  | Not applicable | Not applicable | Not applicable |
| **Item 9.** | **Notice of Dissolution of Group** | **Notice of Dissolution of Group** | **Notice of Dissolution of Group** |
|  | Not applicable | Not applicable | Not applicable |
| **Item 10.** | **Certification** | **Certification** | **Certification** |
|  | Not applicable | Not applicable | Not applicable |

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**Signature**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 10, 2023

**HELION VENTURE PARTNERS, LLC**

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| | |
|:---|:---|
| By: | /s/ Dourvesh Kumar Chumun |
|  | Name: Dourvesh Kumar Chumun |
|  | Title: Director |

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| | |
|:---|:---|
| | **ATTENTION** |
| **Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).** | **Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).** |

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