# EDGAR Filing Document

**Accession Number:** 0000757603
**File Stem:** 0001253179-23-000004
**Filing Date:** 2023-3
**Character Count:** 2625
**Document Hash:** 5fe8d1ca9105ff7b4a6723104a005f01
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001253179-23-000004.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001253179-23-000004

**CONFORMED SUBMISSION TYPE**: TA-2

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**EFFECTIVENESS DATE**: 20230330

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ultimus Asset Services, LLC
- **CENTRAL INDEX KEY:** 0000757603
- **IRS NUMBER:** 350913071

**FILING VALUES:**
- **FORM TYPE:** TA-2
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-00142
- **FILM NUMBER:** 23780257

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-869-4300

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HUNTINGTON ASSET SERVICES INC /TA
- **DATE OF NAME CHANGE:** 20100805

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNIFIED FUND SERVICES INC /TA
- **DATE OF NAME CHANGE:** 20100428

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNIFIED ADVISERS INC                                    /TA
- **DATE OF NAME CHANGE:** 19980806

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-2

### FORM FOR REPORTING ACTIVITIES OF TRANSFER AGENTS

### Registrant and Reporting Period Information

**CIK:** 0000757603

**SEC File Number:** 084-00142

**For the reporting period ended:** 2022-12-31

### Item 1. Full Name of Registrant

Ultimus Asset Services, LLC

### Item 2. Service Company Activities

**a. During the reporting period, has the Registrant engaged a service company to perform any of its transfer agent functions?**

[X] All

[ ] Some

[ ] None

- **Name of Service Company:** Ultimus Fund Solutions, LLC
  **File Number:** 084-05829

**c. Is the Registrant engaged as a service company by a named transfer agent?** [ ] Yes [X] No

### Item 3. Regulatory and Amendment Information

**a. Registrant's appropriate regulatory agency (ARA):** Securities and Exchange Commission

**b. During the reporting period, has the Registrant amended Form TA-1?** Not Applicable

### SIGNATURE

|  |  |
|:---|:---|
| Signature of Official responsible for Form | Ian A. Martin                |
| Title of Signing Officer                   | Chief Administrative Officer |
| Telephone Number                           | 513-869-4299                 |
| Date Signed (Month/Day/Year)               | 03/30/2023                   |