# EDGAR Filing Document

**Accession Number:** 0001803536
**File Stem:** 0001803536-23-000001
**Filing Date:** 2023-1
**Character Count:** 16878
**Document Hash:** acac99f31d506c36f3c1363b1e7c03c8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001803536-23-000001.hdr.sgml**: 20230113

**ACCESSION NUMBER**: 0001803536-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230113

**DATE AS OF CHANGE**: 20230113

**EFFECTIVENESS DATE**: 20230113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Cadent Capital Advisors, LLC
- **CENTRAL INDEX KEY:** 0001803536
- **IRS NUMBER:** 454339378
- **STATE OF INCORPORATION:** OK
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20745
- **FILM NUMBER:** 23527638

**BUSINESS ADDRESS:**
- **STREET 1:** 4525 EAST 91ST STREET
- **CITY:** TULSA
- **STATE:** OK
- **ZIP:** 74137
- **BUSINESS PHONE:** 918-935-3450

**MAIL ADDRESS:**
- **STREET 1:** 4525 EAST 91ST STREET
- **CITY:** TULSA
- **STATE:** OK
- **ZIP:** 74137

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Cadent Capital Advisors LLC<br>**Address:** 4525 EAST 91ST STREET<br>TULSA, OK 74137

**Form 13F File Number:** 028-20745

**CRD Number (if applicable):** 000169704

**SEC File Number (if applicable):** 801-78860

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brett Hobbs<br>**Title:** Chief Compliance Officer<br>**Phone:** 918-221-7870

**Signature, Place, and Date of Signing:**

Brett Hobbs  Oklahoma City, OK  01-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 132

**Form 13F Information Table Value Total:** $203029104

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                   | Form 13F File Number   |
|:---|:---|:---|
|  | ATLANTA CAPITAL MANAGEMENT CO L L C    | 028-05936              |
|  | ENVESTNET ASSET MANAGEMENT INC         | 028-13411              |
|  | Legg Mason Private Portfolio Group LLC |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AAON INC | COM PAR $0.004 | 000360206 |  | 381270 | 5062 | SH |  | SOLE |  | 0 | 0 | 5062 |
| AFFILIATED MANAGERS GROUP IN | COM | 008252108 |  | 347595 | 2194 | SH |  | DFND | 12 | 0 | 0 | 2194 |
| ALERISLIFE INC | COM NEW | 33832D205 |  | 125599 | 228363 | SH |  | SOLE |  | 0 | 0 | 228363 |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 |  | 139223 | 6852 | SH |  | SOLE |  | 0 | 0 | 6852 |
| ALLIANCE RESOURCE PARTNERS L | CALL | 01877R108 |  | 264160 | 13000 | PRN | Call | SOLE |  | 0 | 0 | 13000 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 253768 | 2860 | SH |  | SOLE |  | 0 | 0 | 2860 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 354711 | 4020 | SH |  | SOLE |  | 0 | 0 | 4020 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 341537 | 2312 | SH |  | SOLE |  | 0 | 0 | 2312 |
| APPLE INC | COM | 037833100 |  | 4279539 | 32937 | SH |  | SOLE |  | 0 | 0 | 32937 |
| APPLE INC | COM | 037833100 |  | 3989 | 31 | SH |  | DFND | 23 | 0 | 0 | 31 |
| APTARGROUP INC | COM | 038336103 |  | 239976 | 2182 | SH |  | DFND | 12 | 0 | 0 | 2182 |
| ARAMARK | COM | 03852U106 |  | 418113 | 10114 | SH |  | DFND | 12 | 0 | 0 | 10114 |
| BERKLEY W R CORP | COM | 084423102 |  | 680997 | 9384 | SH |  | DFND | 12 | 0 | 0 | 9384 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2548425 | 8250 | SH |  | SOLE |  | 0 | 0 | 8250 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2812266 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 1150 | 11 | SH |  | SOLE |  | 0 | 0 | 11 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 316204 | 3025 | SH |  | DFND | 12 | 0 | 0 | 3025 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 238434 | 3314 | SH |  | SOLE |  | 0 | 0 | 3314 |
| BROOKDALE SR LIVING INC | COM | 112463104 |  | 117526 | 43050 | SH |  | SOLE |  | 0 | 0 | 43050 |
| BROWN  BROWN INC | COM | 115236101 |  | 254159 | 4461 | SH |  | DFND | 12 | 0 | 0 | 4461 |
| BURLINGTON STORES INC | COM | 122017106 |  | 210262 | 1037 | SH |  | DFND | 12 | 0 | 0 | 1037 |
| CACI INTL INC | CL A | 127190304 |  | 292474 | 973 | SH |  | DFND | 12 | 0 | 0 | 973 |
| CARLISLE COS INC | COM | 142339100 |  | 412388 | 1750 | SH |  | DFND | 12 | 0 | 0 | 1750 |
| CASEYS GEN STORES INC | COM | 147528103 |  | 208356 | 929 | SH |  | DFND | 12 | 0 | 0 | 929 |
| CATERPILLAR INC | COM | 149123101 |  | 8237 | 34 | SH |  | SOLE |  | 0 | 0 | 34 |
| CATERPILLAR INC | PUT | 149123101 |  | 2874720 | 12000 | PRN | Put | SOLE |  | 0 | 0 | 12000 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1604524 | 8939 | SH |  | SOLE |  | 0 | 0 | 8939 |
| CHOICE HOTELS INTL INC | COM | 169905106 |  | 231025 | 2051 | SH |  | DFND | 12 | 0 | 0 | 2051 |
| COLUMBIA SPORTSWEAR CO | COM | 198516106 |  | 207915 | 2374 | SH |  | DFND | 12 | 0 | 0 | 2374 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 422295 | 3579 | SH |  | SOLE |  | 0 | 0 | 3579 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 913 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| COSTCO WHSL CORP NEW | PUT | 22160K105 |  | 1826000 | 4000 | PRN | Put | SOLE |  | 0 | 0 | 4000 |
| CRANE HLDGS CO | COM | 224441105 |  | 207199 | 2063 | SH |  | SOLE |  | 0 | 0 | 2063 |
| DEERE  CO | COM | 244199105 |  | 277124 | 646 | SH |  | SOLE |  | 0 | 0 | 646 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 607222 | 9872 | SH |  | SOLE |  | 0 | 0 | 9872 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 863955 | 35583 | SH |  | SOLE |  | 0 | 0 | 35583 |
| DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E232 |  | 605612 | 17200 | SH |  | SOLE |  | 0 | 0 | 17200 |
| DIREXION SHS ETF TR | DLY S BR 3X | 25460E265 |  | 981200 | 44000 | SH |  | SOLE |  | 0 | 0 | 44000 |
| DOLBY LABORATORIES INC | COM CL A | 25659T107 |  | 211939 | 3005 | SH |  | DFND | 123 | 0 | 0 | 3005 |
| ENVISTA HOLDINGS CORPORATION | COM | 29415F104 |  | 329023 | 9772 | SH |  | DFND | 12 | 0 | 0 | 9772 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 4850870 | 43979 | SH |  | SOLE |  | 0 | 0 | 43979 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 255449 | 15205 | SH |  | SOLE |  | 0 | 0 | 15205 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 2429187 | 99191 | SH |  | SOLE |  | 0 | 0 | 99191 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 495953 | 12427 | SH |  | SOLE |  | 0 | 0 | 12427 |
| GODADDY INC | CL A | 380237107 |  | 232241 | 3104 | SH |  | DFND | 12 | 0 | 0 | 3104 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 254936 | 3349 | SH |  | SOLE |  | 0 | 0 | 3349 |
| HOME DEPOT INC | COM | 437076102 |  | 264225 | 837 | SH |  | SOLE |  | 0 | 0 | 837 |
| HUNT J B TRANS SVCS INC | COM | 445658107 |  | 230330 | 1321 | SH |  | DFND | 12 | 0 | 0 | 1321 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 162726 | 11010 | SH |  | SOLE |  | 0 | 0 | 11010 |
| INVESCO EXCH TRADED FD TR II | TREAS COLATERL | 46138G888 |  | 3002319 | 28501 | SH |  | SOLE |  | 0 | 0 | 28501 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 2354334 | 68064 | SH |  | SOLE |  | 0 | 0 | 68064 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 |  | 3562513 | 37492 | SH |  | SOLE |  | 0 | 0 | 37492 |
| ISHARES S GSCI COMMODITY- | UNIT BEN INT | 46428R107 |  | 494341 | 23285 | SH |  | SOLE |  | 0 | 0 | 23285 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 233554 | 2408 | SH |  | SOLE |  | 0 | 0 | 2408 |
| ISHARES TR | US CONSUM DISCRE | 464287580 |  | 278260 | 4885 | SH |  | SOLE |  | 0 | 0 | 4885 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 330630 | 8086 | SH |  | SOLE |  | 0 | 0 | 8086 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 348675 | 7500 | SH |  | SOLE |  | 0 | 0 | 7500 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 354309 | 2938 | SH |  | SOLE |  | 0 | 0 | 2938 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 403772 | 4761 | SH |  | SOLE |  | 0 | 0 | 4761 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 461532 | 1326 | SH |  | SOLE |  | 0 | 0 | 1326 |
| ISHARES TR | US BR DEL SE ETF | 464288794 |  | 486837 | 5064 | SH |  | SOLE |  | 0 | 0 | 5064 |
| ISHARES TR | US OIL EQ ETF | 464288844 |  | 505224 | 23831 | SH |  | SOLE |  | 0 | 0 | 23831 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 516929 | 9833 | SH |  | SOLE |  | 0 | 0 | 9833 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 542627 | 17774 | SH |  | SOLE |  | 0 | 0 | 17774 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 660622 | 3258 | SH |  | SOLE |  | 0 | 0 | 3258 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 |  | 876416 | 10127 | SH |  | SOLE |  | 0 | 0 | 10127 |
| ISHARES TR | CORE S ETF | 464287200 |  | 945474 | 2461 | SH |  | SOLE |  | 0 | 0 | 2461 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1404343 | 13309 | SH |  | SOLE |  | 0 | 0 | 13309 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 1429464 | 17611 | SH |  | SOLE |  | 0 | 0 | 17611 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 2174694 | 23817 | SH |  | SOLE |  | 0 | 0 | 23817 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 |  | 3026639 | 11307 | SH |  | SOLE |  | 0 | 0 | 11307 |
| ISHARES TR | U.S. INSRNCE ETF | 464288786 |  | 3187427 | 34873 | SH |  | SOLE |  | 0 | 0 | 34873 |
| ISHARES TR | NORTH AMERN NAT | 464287374 |  | 4208678 | 103509 | SH |  | SOLE |  | 0 | 0 | 103509 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 4432129 | 59500 | SH |  | SOLE |  | 0 | 0 | 59500 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 4478967 | 20974 | SH |  | SOLE |  | 0 | 0 | 20974 |
| ISHARES TR | US OIL GS EX ETF | 464288851 |  | 4534839 | 48835 | SH |  | SOLE |  | 0 | 0 | 48835 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 255459 | 1446 | SH |  | SOLE |  | 0 | 0 | 1446 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 7175731 | 838286 | SH |  | SOLE |  | 0 | 0 | 838286 |
| KIRBY CORP | COM | 497266106 |  | 201930 | 3138 | SH |  | DFND | 12 | 0 | 0 | 3138 |
| LANDSTAR SYS INC | COM | 515098101 |  | 271228 | 1665 | SH |  | DFND | 12 | 0 | 0 | 1665 |
| LKQ CORP | COM | 501889208 |  | 274894 | 5147 | SH |  | DFND | 12 | 0 | 0 | 5147 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 25630 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| LULULEMON ATHLETICA INC | PUT | 550021109 |  | 1922280 | 6000 | PRN | Put | SOLE |  | 0 | 0 | 6000 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 1293246 | 25757 | SH |  | SOLE |  | 0 | 0 | 25757 |
| MARKEL CORP | COM | 570535104 |  | 412374 | 313 | SH |  | DFND | 12 | 0 | 0 | 313 |
| MCDONALDS CORP | COM | 580135101 |  | 304021 | 1154 | SH |  | SOLE |  | 0 | 0 | 1154 |
| MERCK  CO INC | COM | 58933Y105 |  | 246882 | 2225 | SH |  | SOLE |  | 0 | 0 | 2225 |
| MICROSOFT CORP | COM | 594918104 |  | 408498 | 1703 | SH |  | SOLE |  | 0 | 0 | 1703 |
| MICROSOFT CORP | COM | 594918104 |  | 8952 | 37 | SH |  | DFND | 23 | 0 | 0 | 37 |
| MORNINGSTAR INC | COM | 617700109 |  | 217240 | 1003 | SH |  | DFND | 12 | 0 | 0 | 1003 |
| NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 |  | 30068 | 24850 | SH |  | SOLE |  | 0 | 0 | 24850 |
| NORDSON CORP | COM | 655663102 |  | 240097 | 1010 | SH |  | DFND | 12 | 0 | 0 | 1010 |
| ONE GAS INC | COM | 68235P108 |  | 1252823 | 16545 | SH |  | SOLE |  | 0 | 0 | 16545 |
| ONEOK INC NEW | COM | 682680103 |  | 7941574 | 120876 | SH |  | SOLE |  | 0 | 0 | 120876 |
| PAYCOM SOFTWARE INC | COM | 70432V102 |  | 322722 | 1040 | SH |  | SOLE |  | 0 | 0 | 1040 |
| PEABODY ENERGY CORP | COM | 704551100 |  | 1579916 | 59800 | SH |  | SOLE |  | 0 | 0 | 59800 |
| PEABODY ENERGY CORP | PUT | 704551100 |  | 264200 | 10000 | PRN | Put | SOLE |  | 0 | 0 | 10000 |
| PEPSICO INC | COM | 713448108 |  | 3656580 | 20240 | SH |  | SOLE |  | 0 | 0 | 20240 |
| PHILLIPS 66 | COM | 718546104 |  | 228544 | 2196 | SH |  | SOLE |  | 0 | 0 | 2196 |
| PIONEER NAT RES CO | COM | 723787107 |  | 779281 | 3412 | SH |  | SOLE |  | 0 | 0 | 3412 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 265110 | 1749 | SH |  | SOLE |  | 0 | 0 | 1749 |
| PROSHARES TR | ULTRAPRO SHORT S | 74347B110 |  | 17649448 | 1046203 | SH |  | SOLE |  | 0 | 0 | 1046203 |
| PROSHARES TR II | ULTRA SILVER NEW | 74347W353 |  | 384000 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| RING ENERGY INC | COM | 76680V108 |  | 747840 | 304000 | SH |  | SOLE |  | 0 | 0 | 304000 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 409075 | 1588 | SH |  | SOLE |  | 0 | 0 | 1588 |
| RPM INTL INC | COM | 749685103 |  | 330843 | 3395 | SH |  | DFND | 12 | 0 | 0 | 3395 |
| SEI INVTS CO | COM | 784117103 |  | 261825 | 4491 | SH |  | DFND | 12 | 0 | 0 | 4491 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 317381 | 4502 | SH |  | SOLE |  | 0 | 0 | 4502 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 1511468 | 20275 | SH |  | SOLE |  | 0 | 0 | 20275 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 10020840 | 114563 | SH |  | SOLE |  | 0 | 0 | 114563 |
| SERVICE CORP INTL | COM | 817565104 |  | 283563 | 4101 | SH |  | SOLE |  | 0 | 0 | 4101 |
| SERVICE CORP INTL | COM | 817565104 |  | 115879 | 1676 | SH |  | DFND | 12 | 0 | 0 | 1676 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 913342 | 5384 | SH |  | SOLE |  | 0 | 0 | 5384 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 81250 | 212 | SH |  | SOLE |  | 0 | 0 | 212 |
| SPDR S 500 ETF TR | PUT | 78462F103 |  | 28299820 | 74000 | PRN | Put | SOLE |  | 0 | 0 | 74000 |
| SPDR SER TR | S TRANSN ETF | 78464A532 |  | 314019 | 4672 | SH |  | SOLE |  | 0 | 0 | 4672 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 491027 | 9691 | SH |  | SOLE |  | 0 | 0 | 9691 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 10265282 | 82050 | SH |  | SOLE |  | 0 | 0 | 82050 |
| STRATEGY SHS | NS 7HANDL IDX | 86280R506 |  | 873396 | 44607 | SH |  | SOLE |  | 0 | 0 | 44607 |
| TELEFLEX INCORPORATED | COM | 879369106 |  | 316531 | 1268 | SH |  | DFND | 12 | 0 | 0 | 1268 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 1287959 | 17330 | SH |  | SOLE |  | 0 | 0 | 17330 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 2957513 | 39287 | SH |  | SOLE |  | 0 | 0 | 39287 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 357995 | 4340 | SH |  | SOLE |  | 0 | 0 | 4340 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 966763 | 12858 | SH |  | SOLE |  | 0 | 0 | 12858 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 1064953 | 18418 | SH |  | SOLE |  | 0 | 0 | 18418 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 |  | 5515510 | 30199 | SH |  | SOLE |  | 0 | 0 | 30199 |
| VERTEX ENERGY INC | COM | 92534K107 |  | 342240 | 55200 | SH |  | SOLE |  | 0 | 0 | 55200 |
| VERTEX ENERGY INC | CALL | 92534K107 |  | 24800 | 4000 | PRN | Call | SOLE |  | 0 | 0 | 4000 |
| WEX INC | COM | 96208T104 |  | 297679 | 1819 | SH |  | DFND | 12 | 0 | 0 | 1819 |
| WILLIAMS COS INC | COM | 969457100 |  | 1409757 | 42850 | SH |  | SOLE |  | 0 | 0 | 42850 |
| YUM BRANDS INC | COM | 988498101 |  | 3076911 | 24023 | SH |  | SOLE |  | 0 | 0 | 24023 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 1648426 | 30163 | SH |  | SOLE |  | 0 | 0 | 30163 |

---