# EDGAR Filing Document

**Accession Number:** 0000310695
**File Stem:** 9999999997-23-002457
**Filing Date:** 2023-3
**Character Count:** 1526
**Document Hash:** 35f0acd345511489b0be716a204219f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002457.hdr.sgml**: 20230505

**ACCESSION NUMBER**: 9999999997-23-002457

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230505

**EFFECTIVENESS DATE**: 20230302

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN TRUST SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000310695
- **IRS NUMBER:** 363010241
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-23689
- **FILM NUMBER:** 23002686

**BUSINESS ADDRESS:**
- **STREET 1:** 50 SOUTH LASALLE STREET
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60603
- **BUSINESS PHONE:** 312-444-5140

**MAIL ADDRESS:**
- **STREET 1:** 50 SOUTH LASALLE STREET
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60603

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORTHERN TRUST SECURITIES INC                           /BD
- **DATE OF NAME CHANGE:** 20020301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORTHERN TRUST BROKERAGE INC                            /BD
- **DATE OF NAME CHANGE:** 19910131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HICKEY JEROME ASSOCIATES INC
- **DATE OF NAME CHANGE:** 19840420

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002686 for access to the original document.

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