# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-000531
**Filing Date:** 2023-1
**Character Count:** 11186
**Document Hash:** 0f3153eac6bb643e5de97d6078df8ba9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-000531.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001752724-23-000531

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23520598

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Anchor Risk Managed Credit Strategies Fund (Series ID: S000050435)

| Class ID   | Class Name                                                            | Ticker Symbol   |
|:---|:---|:---|
| C000159233 | Anchor Risk Managed Credit Strategies Fund Advisor Class Shares       | ATCAX           |
| C000161918 | Anchor Risk Managed Credit Strategies Fund Institutional Class Shares | ATCSX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **ANCHOR RISK MANAGED CREDIT STRATEGIES FUND** | **ANCHOR RISK MANAGED CREDIT STRATEGIES FUND** | **ANCHOR RISK MANAGED CREDIT STRATEGIES FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 86.3%** | |
|  | **FIXED INCOME - 86.3%** | |
| 250000 | iShares iBoxx $ High Yield Corporate Bond ETF | &nbsp;&nbsp;&nbsp; $18915000 |
| 125000 | SPDR Bloomberg High Yield Bond ETF | &nbsp;&nbsp;&nbsp; 11603750 |
|  |  | &nbsp;&nbsp; 30518750 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $29,950,875)** | &nbsp;&nbsp; 30518750 |
|  | **SHORT-TERM INVESTMENTS — 1.7%** |  |
|  | **MONEY MARKET FUND - 1.7%** |  |
| 617367 | First American Government Obligations Fund Class X, 3.65% (Cost $617,367)<sup>(a)</sup> | &nbsp;&nbsp;&nbsp; 617367 |
|  | **TOTAL INVESTMENTS - 88.0% (Cost $30,568,242)** | &nbsp;&nbsp;&nbsp; $31136117 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 12.0%** | &nbsp;&nbsp; 4238681 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $35374798 |

---

---

| | |
|:---|:---|
| ETF | - Exchange-Traded Fund |
| SPDR | - Standard & Poor's Depositary Receipt |

---

<sup>(a)</sup> Rate disclosed is the seven-day effective yield as of November 30, 2022.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** | **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** | **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** | **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** | **ANCHOR RISK MANAGED EQUITY STRATEGIES FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  |  |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 27.5%** |  |  |  |
|  | **EQUITY - 27.5%** |  |  |  |
| 391775 | Invesco QQQ Trust Series 1 |  |  | &nbsp;&nbsp;&nbsp; $114931114 |
| 100000 | SPDR S&P 500 ETF Trust |  |  | &nbsp;&nbsp;&nbsp; 40768000 |
|  |  |  |  | &nbsp;&nbsp; 155699114 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $104,516,462)** |  |  | &nbsp;&nbsp; 155699114 |
|  | **SHORT-TERM INVESTMENTS — 59.5%** |  |  |  |
|  | **MONEY MARKET FUND - 59.5%** |  |  |  |
| 336366789 | First American Government Obligations Fund Class X, 3.65% (Cost $336,366,789)<sup>(a)</sup> |  |  | &nbsp;&nbsp;&nbsp; 336366789 |
|  | **TOTAL INVESTMENTS - 87.0% (Cost $440,883,251)** |  |  | &nbsp;&nbsp;&nbsp; $492065903 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 13.0%** |  |  | &nbsp;&nbsp; 73243846 |
|  | **NET ASSETS - 100.0%** |  |  | &nbsp;&nbsp; $565309749 |
| **OPEN FUTURES CONTRACTS** | **OPEN FUTURES CONTRACTS** |  |  |  |
| **Number of Contracts** | **Open Long Futures Contracts** | **Expiration** | **Notional Amount** | **Unrealized Appreciation<sup>(b)</sup>** |
| 900 | CME E-Mini NASDAQ 100 Index Future | 12/16/2022 | &nbsp;&nbsp;&nbsp; $216761400 | &nbsp;&nbsp;&nbsp; $3533377 |
| 500 | CME E-Mini Standard & Poor's 500 Index Future | 12/16/2022 | &nbsp;&nbsp;&nbsp; 102031250 | &nbsp;&nbsp;&nbsp; 2509088 |
|  | **TOTAL FUTURES CONTRACTS** | **TOTAL FUTURES CONTRACTS** |  | &nbsp;&nbsp; $6042465 |

---

---

| | |
|:---|:---|
| ETF | - Exchange-Traded Fund |
| SPDR | - Standard & Poor's Depositary Receipt |

---

<sup>(a)</sup> Rate disclosed is the seven-day effective yield as of November 30, 2022.

<sup>(b)</sup> Amount subject to equity contract risk exposure.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND** | **ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND** | **ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND** | **ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND** | **ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2022** | **November 30, 2022** | **November 30, 2022** | **November 30, 2022** | **November 30, 2022** |
| **Shares** |  | | | **Fair Value** |
|  | **EXCHANGE-TRADED FUND — 31.1%** | | | |
|  | **EQUITY - 31.1%** | | | |
| 160000 | iShares MSCI EAFE ETF |  |  | &nbsp;&nbsp;&nbsp; $10739200 |
|  | **TOTAL EXCHANGE-TRADED FUND (Cost $10,949,600)** |  |  | &nbsp;&nbsp; 10739200 |
|  | **SHORT-TERM INVESTMENTS — 42.4%** |  |  |  |
|  | **MONEY MARKET FUND - 42.4%** |  |  |  |
| 14659375 | First American Government Obligations Fund Class X, 3.65% (Cost $14,659,375)<sup>(a)</sup> |  |  | &nbsp;&nbsp;&nbsp; 14659375 |
|  | **TOTAL INVESTMENTS - 73.5% (Cost $25,608,975)** |  |  | &nbsp;&nbsp;&nbsp; $25398575 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 26.5%** |  |  | &nbsp;&nbsp; 9176440 |
|  | **NET ASSETS - 100.0%** |  |  | &nbsp;&nbsp; $34575015 |
| **OPEN FUTURES CONTRACTS** | **OPEN FUTURES CONTRACTS** |  |  |  |
| **Number of Contracts** | **Open Long Futures Contracts** | **Expiration** | **Notional Amount** | **Unrealized Appreciation (Depreciation) <sup>(b)</sup>** |
| 20 | CME E-Mini NASDAQ 100 Index Future | 12/16/2022 | &nbsp;&nbsp;&nbsp; $4816920 | &nbsp;&nbsp;&nbsp; $1667 |
| 40 | CME E-Mini Standard & Poor's 500 Index Future | 12/16/2022 | &nbsp;&nbsp;&nbsp; 8162500 | &nbsp;&nbsp;&nbsp; 331139 |
| 45 | ICE US mini MSCI EAFE Index Futures | 12/16/2022 | &nbsp;&nbsp;&nbsp; 4454550 | &nbsp;&nbsp;&nbsp; (93) |
|  | **TOTAL FUTURES CONTRACTS** | **TOTAL FUTURES CONTRACTS** |  | &nbsp;&nbsp; $332713 |

---

---

| | |
|:---|:---|
| EAFE | - Europe, Australasia and Far East |
| ETF | - Exchange-Traded Fund |
| MSCI | - Morgan Stanley Capital International |

---

<sup>(a)</sup> Rate disclosed is the seven-day effective yield as of November 30, 2022.

<sup>(b)</sup> Amount subject to equity contract risk exposure.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Anchor Risk Managed Credit Strategies Fund

- **b. EDGAR series identifier (if any):** S000050435

- **c. LEI of Series:** 5493009PIMVZ5T620V91

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $35471147.13

**Total Liabilities:** $96349.61

**Net Assets:** $35374797.52

**Cash Not Reported:** $4300758.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000161918 | 0.93%                | -0.61%               | 0.10%                |
| Class ID C000159233 | 1.03%                | -0.71%               | 0.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-91205.73               | $607129.68                                 |
| Month 2  | $476299.68               | $-639879.68                                |
| Month 3  | $-937632.97              | $937385.00                                 |

**Designated Index Information**

- **Index Name:** U.S. Corporate High Yield

- **Index Identifier:** I00012US-USD

### Schedule of Portfolio Investments

| Name                | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ishares Trust       | ISHARES IBOXX HIGH YLD CO | CUSIP: 464288513<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |    250000 | NS      | $18915000.00  | 53.47%            |  |  |  | No            |                  1 | On Loan: No      |
| Spdr Series Trust   | SPDR BLOOMBERG H          | CUSIP: 78468R622<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |    125000 | NS      | $11603750.00  | 32.80%            |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC | FRST AM-GV OB-X           | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |    617367 | PA      | $617367.40    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer