# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003881
**Filing Date:** 2026-2
**Character Count:** 12842
**Document Hash:** b824167164926ed633bc92f728888610
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003881.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003881

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690278

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Global Energy Fund (Series ID: S000005896)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000016120 | Guinness Atkinson Global Energy Fund | GAGEX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Global Energy Fund

- **b. EDGAR series identifier (if any):** S000005896

- **c. LEI of Series:** 5493008FBP33QJVDNN54

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $10519881.72

**Total Liabilities:** $104311.48

**Net Assets:** $10415570.24

**Cash Not Reported:** $188857.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016120 | -1.15%               | 3.80%                | -0.16%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $81777.23                | $-225909.85                                |
| Month 2  | $0.00                    | $354405.99                                 |
| Month 3  | $0.00                    | $-13860.95                                 |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BAKER HUGHES CO                | COMMON STOCK | CUSIP: 05722G100<br>LEI: N/A | Long             | EC               | CORP              | US        |      5720 | NS      | $260488.80    | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| BP PLC /GBP/                   | COMMON STOCK | CUSIP: G12793108<br>LEI: N/A | Long             | EC               | CORP              | GB        |     86350 | NS      | $505746.70    | 4.86%             |  |  |  | No            |                  2 | On Loan: No      |
| CANADIAN NATURAL RESOURC /CAD/ | COMMON STOCK | CUSIP: 136385101<br>LEI: N/A | Long             | EC               | CORP              | CA        |     11544 | NS      | $390981.36    | 3.75%             |  |  |  | No            |                  1 | On Loan: No      |
| CENOVUS ENERGY INC /CAD/       | COMMON STOCK | CUSIP: 15135U109<br>LEI: N/A | Long             | EC               | CORP              | CA        |     18759 | NS      | $317330.70    | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEVRON CORP                   | COMMON STOCK | CUSIP: 166764100<br>LEI: N/A | Long             | EC               | CORP              | US        |      3289 | NS      | $501276.49    | 4.81%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA PETROLEUM & CHEMIC /HKD/ | COMMON STOCK | CUSIP: Y15010104<br>LEI: N/A | Long             | EC               | CORP              | CN        |    272000 | NS      | $163058.63    | 1.57%             |  |  |  | No            |                  2 | On Loan: No      |
| CONOCOPHILLIPS                 | COMMON STOCK | CUSIP: 20825C104<br>LEI: N/A | Long             | EC               | CORP              | US        |      4741 | NS      | $443805.01    | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| DEVON ENERGY CORP              | COMMON STOCK | CUSIP: 25179M103<br>LEI: N/A | Long             | EC               | CORP              | US        |      9419 | NS      | $345017.97    | 3.31%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY INC         | COMMON STOCK | CUSIP: 25278X109<br>LEI: N/A | Long             | EC               | CORP              | US        |      2451 | NS      | $368458.83    | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED ENERGY CO /GBP/    | COMMON STOCK | CUSIP: 25520W107<br>LEI: N/A | Long             | EC               | CORP              | US        |       348 | NS      | $5052.34      | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| ENBRIDGE INC                   | COMMON STOCK | CUSIP: 29250N105<br>LEI: N/A | Long             | EC               | CORP              | CA        |      6262 | NS      | $299511.46    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| ENI SPA /EUR/                  | COMMON STOCK | CUSIP: T3643A145<br>LEI: N/A | Long             | EC               | CORP              | IT        |     18125 | NS      | $342948.51    | 3.29%             |  |  |  | No            |                  2 | On Loan: No      |
| ENQUEST PLC /GBP/              | COMMON STOCK | CUSIP: G3159S104<br>LEI: N/A | Long             | EC               | CORP              | GB        |     28114 | NS      | $4019.73      | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| EOG RESOURCES INC              | COMMON STOCK | CUSIP: 26875P101<br>LEI: N/A | Long             | EC               | CORP              | US        |      3312 | NS      | $347793.12    | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUINOR ASA /NOK/              | COMMON STOCK | CUSIP: R2R90P103<br>LEI: N/A | Long             | EC               | CORP              | NO        |     13619 | NS      | $320627.40    | 3.08%             |  |  |  | No            |                  2 | On Loan: No      |
| EXXON MOBIL CORP               | COMMON STOCK | CUSIP: 30231G102<br>LEI: N/A | Long             | EC               | CORP              | US        |      4558 | NS      | $548509.72    | 5.27%             |  |  |  | No            |                  1 | On Loan: No      |
| GALP ENERGIA SGPS SA  B /EUR/  | COMMON STOCK | CUSIP: X3078L108<br>LEI: N/A | Long             | EC               | CORP              | PT        |     17832 | NS      | $306958.36    | 2.95%             |  |  |  | No            |                  2 | On Loan: No      |
| HALLIBURTON CO                 | COMMON STOCK | CUSIP: 406216101<br>LEI: N/A | Long             | EC               | CORP              | US        |     11071 | NS      | $312866.46    | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HELIX ENERGY SOLUTIONS GROUP   | COMMON STOCK | CUSIP: 42330P107<br>LEI: N/A | Long             | EC               | CORP              | US        |      9762 | NS      | $61207.74     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| IMPERIAL OIL LTD /CAD/         | COMMON STOCK | CUSIP: 453038408<br>LEI: N/A | Long             | EC               | CORP              | CA        |      4012 | NS      | $346587.23    | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| KINDER MORGAN INC              | COMMON STOCK | CUSIP: 49456B101<br>LEI: N/A | Long             | EC               | CORP              | US        |     10979 | NS      | $301812.71    | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| OMV AG /EUR/                   | COMMON STOCK | CUSIP: A51460110<br>LEI: N/A | Long             | EC               | CORP              | AT        |      6179 | NS      | $344608.49    | 3.31%             |  |  |  | No            |                  2 | On Loan: No      |
| PETROCHINA CO LTD H /HKD/      | COMMON STOCK | CUSIP: Y6883Q104<br>LEI: N/A | Long             | EC               | CORP              | CN        |    276000 | NS      | $296641.80    | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| PHAROS ENERGY PLC /GBP/        | COMMON STOCK | CUSIP: M7S90R102<br>LEI: N/A | Long             | EC               | CORP              | GB        |     16508 | NS      | $4696.04      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| REPSOL SA /EUR/                | COMMON STOCK | CUSIP: E8471S130<br>LEI: N/A | Long             | EC               | CORP              | ES        |     19590 | NS      | $366889.23    | 3.52%             |  |  |  | No            |                  2 | On Loan: No      |
| SHELL PLC /EUR/                | COMMON STOCK | CUSIP: G80827101<br>LEI: N/A | Long             | EC               | CORP              | GB        |     13851 | NS      | $512720.43    | 4.92%             |  |  |  | No            |                  2 | On Loan: No      |
| SLB LTD                        | COMMON STOCK | CUSIP: 806857108<br>LEI: N/A | Long             | EC               | CORP              | CW        |      8059 | NS      | $309304.42    | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNCOR ENERGY INC /CAD/        | COMMON STOCK | CUSIP: 867224107<br>LEI: N/A | Long             | EC               | CORP              | CA        |      8373 | NS      | $371604.68    | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| TC ENERGY CORP /CAD/           | COMMON STOCK | CUSIP: 87807B107<br>LEI: N/A | Long             | EC               | CORP              | CA        |      5364 | NS      | $295349.23    | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| TOTALENERGIES SE /EUR/         | COMMON STOCK | CUSIP: F92124100<br>LEI: N/A | Long             | EC               | CORP              | FR        |      7520 | NS      | $492994.47    | 4.73%             |  |  |  | No            |                  2 | On Loan: No      |
| VALERO ENERGY CORP             | COMMON STOCK | CUSIP: 91913Y100<br>LEI: N/A | Long             | EC               | CORP              | US        |      2892 | NS      | $470788.68    | 4.52%             |  |  |  | No            |                  1 | On Loan: No      |
| WILLIAMS COS INC               | COMMON STOCK | CUSIP: 969457100<br>LEI: N/A | Long             | EC               | CORP              | US        |      5004 | NS      | $300790.44    | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer