# EDGAR Filing Document

**Accession Number:** 0001295232
**File Stem:** 0001295232-26-000001
**Filing Date:** 2026-5
**Character Count:** 2653
**Document Hash:** 0b93578e23e6fccef343afc5e3fe3d25
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001295232-26-000001.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0001295232-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**EFFECTIVENESS DATE**: 20260514

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HAITONG INTERNATIONAL SECURITIES (USA) INC.
- **CENTRAL INDEX KEY:** 0001295232

**ORGANIZATION NAME:**
- **EIN:** 201250173
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66566
- **FILM NUMBER:** 26976737

**BUSINESS ADDRESS:**
- **STREET 1:** 130 WEST 42ND STREET
- **STREET 2:** FL 18
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-351-6012

**MAIL ADDRESS:**
- **STREET 1:** 130 WEST 42ND STREET
- **STREET 2:** FL 18
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAITONG INTERNATIONAL SECURITIES (USA) INC.
- **DATE OF NAME CHANGE:** 20150602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JAPANINVEST INC.
- **DATE OF NAME CHANGE:** 20040623

### Attached PDF Documents

**Attachment 1:** `StmtFinCond2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001295232

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HAITONG INTERNATIONAL SECURITIES (USA) INC.

**Business Address:** 130 WEST 42ND STREET, FL 18, NEW YORK, NY, 10036

**Contact Person:** Sean Forbes

**Contact Phone:** 212-351-6012

### Independent Public Accountant Identification

**Accountant Name:** YSL & Associates LLC

**Accountant Address:** 11 Broadway, Suite 700, New York, NY, 10004

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Sean M. Forbes**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HAITONG INTERNATIONAL SECURITIES (USA) INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Sean M. Forbes

**Title:** President & CFO