# EDGAR Filing Document

**Accession Number:** 0001190190
**File Stem:** 0001190190-25-000004
**Filing Date:** 2025-12
**Character Count:** 9683
**Document Hash:** 0be0c77c6b8eb8ad3585df60c5f6eacc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001190190-25-000004.hdr.sgml**: 20251215

**ACCESSION NUMBER**: 0001190190-25-000004

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251215

**FILED AS OF DATE**: 20251215

**DATE AS OF CHANGE**: 20251215

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** RACHLEFF ANDREW S
- **CENTRAL INDEX KEY:** 0001190190

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251573097

**MAIL ADDRESS:**
- **STREET 1:** 2480 SAND HILL ROAD
- **STREET 2:** SUITE 200
- **CITY:** MENLO PARK
- **STATE:** CA
- **ZIP:** 94025
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WEALTHFRONT CORP
- **CENTRAL INDEX KEY:** 0001524566
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 208280144
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0131

**BUSINESS ADDRESS:**
- **STREET 1:** 261 HAMILTON AVE
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
- **BUSINESS PHONE:** (844) 995-8437

**MAIL ADDRESS:**
- **STREET 1:** 261 HAMILTON AVE
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WEALTHFRONT Corp
- **DATE OF NAME CHANGE:** 20181002

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WEALTHFRONT INC
- **DATE OF NAME CHANGE:** 20110629

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>RACHLEFF ANDREW S<br><sub>(Last) (First) (Middle)</sub><br>C/O WEALTHFRONT CORPORATION<br>261 HAMILTON AVENUE<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-12-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-12-15 |  | C |  | 1012500 | A | <sup>(1)</sup> | 8466777 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock | 2025-12-15 |  | C |  | 2832280 | A | <sup>(1)</sup> | 11299057 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock | 2025-12-15 |  | C |  | 298160 | A | <sup>(1)</sup> | 11597217 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock | 2025-12-15 |  | C |  | 3704406 | A | <sup>(1)</sup> | 15301623 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock | 2025-12-15 |  | C |  | 158278 | A | <sup>(1)</sup> | 15459901 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock | 2025-12-15 |  | C |  | 761294 | A | <sup>(1)</sup> | 16221195 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock | 2025-12-15 |  | C |  | 203009 | A | <sup>(1)</sup> | 16424204 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Common Stock |  |  |  |  |  |  |  | 403225 | I | See Footnote 3<sup>(3)</sup> |
| Common Stock |  |  |  |  |  |  |  | 403225 | I | See Footnote 4<sup>(4)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Series A Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 1012500 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 1012500 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Series B Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 2832280 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 2832280 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Series C Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 298160 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 298160 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Series D Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 3704406 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 3704406 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Series E Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 158278 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 158278 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Series G Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 761294 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 761294 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |
| Series G-1 Preferred Stock | <sup>(1)</sup> | 2025-12-15 |  | C |  |  | 203009 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 203009 | <sup>(1)</sup> | 0 | I | By Rachleff Family Revocable Trust UTD 5/19/92<sup>(2)</sup> |

---

### Footnotes:

(1) Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock, or Series G-1 Convertible Preferred Stock (collectively, "Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.

(2) The reported securities are directly held by the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and his spouse serve as co-trustees, and of which the reporting person and his household members are the beneficiaries.

(3) The reported securities are directly held by The Jake Alexander Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.

(4) The reported securities are directly held by The Shelby Elizabeth Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.

**Signature:** /s/ Lauren Lin, as Attorney-in-Fact  
**Date:** 2025-12-15

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**