# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069592
**Filing Date:** 2023-3
**Character Count:** 38661
**Document Hash:** 871dda02adc64a1bb613b74158615a8b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069592.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069592

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767821

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Engender Equality ETF (Series ID: S000071178)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000225947 | IQ Engender Equality ETF | EQUL            |

## Nport-Ex

Schedule of Investments — IQ Engender Equality ETF

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 99.8%** |  |  |
| **Communication Services — 9.0%** |  |  |
| AT&T, Inc. | 3859 | $78608 |
| Match Group, Inc.<sup>\*</sup> | 1701 | 92058 |
| Meta Platforms, Inc., Class A<sup>\*</sup> | 597 | 88935 |
| Omnicom Group, Inc. | 925 | 79541 |
| Spotify Technology SA<sup>\*</sup> | 957 | 107873 |
| Verizon Communications, Inc. | 1922 | 79897 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Communication Services |  | 526912 |
| **Consumer Discretionary — 15.4%** |  |  |
| Best Buy Co., Inc. | 900 | 79848 |
| DoorDash, Inc., Class A<sup>\*</sup> | 1362 | 78887 |
| eBay, Inc. | 1740 | 86130 |
| Etsy, Inc.<sup>\*</sup> | 566 | 77870 |
| General Motors Co. | 1978 | 77775 |
| McDonald's Corp. | 268 | 71663 |
| PVH Corp. | 1023 | 91968 |
| Starbucks Corp. | 722 | 78799 |
| Target Corp. | 488 | 84004 |
| Under Armour, Inc., Class A<sup>\*</sup> | 7046 | 87300 |
| VF Corp. | 2706 | 83724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Discretionary |  | 897968 |
| **Consumer Staples — 10.5%** |  |  |
| Campbell Soup Co. | 1253 | 65068 |
| Coca-Cola Co. (The) | 1137 | 69721 |
| General Mills, Inc. | 821 | 64334 |
| Hershey Co. (The) | 304 | 68278 |
| J M Smucker Co. (The) | 460 | 70288 |
| Kimberly-Clark Corp. | 526 | 68385 |
| Mondelez International, Inc., Class A | 1081 | 70741 |
| PepsiCo, Inc. | 396 | 67724 |
| Procter & Gamble Co. (The) | 475 | 67631 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Staples |  | 612170 |
| **Financials — 16.3%** |  |  |
| American Express Co. | 489 | 85541 |
| Bank of America Corp. | 2251 | 79866 |
| Bank of New York Mellon Corp. (The) | 1618 | 81822 |
| BlackRock, Inc. | 102 | 77439 |
| Citigroup, Inc. | 1609 | 84022 |
| Goldman Sachs Group, Inc. (The) | 206 | 75357 |
| JPMorgan Chase & Co. | 553 | 77398 |
| MetLife, Inc. | 998 | 72874 |
| Moody's Corp. | 252 | 81333 |
| Raymond James Financial, Inc. | 668 | 75330 |
| S&P Global, Inc. | 209 | 78362 |
| Wells Fargo & Co. | 1732 | 81179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Financials |  | 950523 |
| **Health Care — 12.4%** |  |  |
| Amgen, Inc. | 267 | 67391 |
| Biogen, Inc.<sup>\*</sup> | 249 | 72434 |
| BioMarin Pharmaceutical, Inc.<sup>\*</sup> | 658 | 75900 |
| Boston Scientific Corp.<sup>\*</sup> | 1561 | 72196 |
| Halozyme Therapeutics, Inc.<sup>\*</sup> | 1255 | 64971 |
| Illumina, Inc.<sup>\*</sup> | 358 | 76684 |
| Johnson & Johnson | 406 | 66349 |
| Merck & Co., Inc. | 653 | 70139 |
| Vertex Pharmaceuticals, Inc.<sup>\*</sup> | 233 | 75282 |
| Zoetis, Inc. | 495 | 81918 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Health Care |  | 723264 |
| **Industrials — 6.8%** |  |  |
| Cummins, Inc. | 303 | 75611 |
| Lyft, Inc., Class A<sup>\*</sup> | 6434 | 104552 |
| Sunrun, Inc.<sup>\*</sup> | 2453 | 64465 |
| Uber Technologies, Inc.<sup>\*</sup> | 2754 | 85181 |
| Xylem, Inc. | 649 | 67503 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Industrials |  | 397312 |
| **Information Technology — 15.8%** |  |  |
| Accenture PLC, Class A | 270 | 75344 |
| Adobe, Inc.<sup>\*</sup> | 211 | 78142 |
| Autodesk, Inc.<sup>\*</sup> | 371 | 79824 |
| Automatic Data Processing, Inc. | 289 | 65259 |
| Dropbox, Inc., Class A<sup>\*</sup> | 3083 | 71618 |
| Intel Corp. | 2657 | 75087 |
| International Business Machines Corp. | 510 | 68712 |
| Intuit, Inc. | 184 | 77771 |
| Mastercard, Inc., Class A | 205 | 75973 |
| PayPal Holdings, Inc.<sup>\*</sup> | 1030 | 83935 |
| Salesforce, Inc.<sup>\*</sup> | 556 | 93391 |
| Visa, Inc., Class A<sup>(a)</sup> | 345 | 79423 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Information Technology |  | 924479 |
| **Materials — 8.4%** |  |  |
| Alcoa Corp. | 1670 | 87241 |
| Dow, Inc. | 1436 | 85227 |
| DuPont de Nemours, Inc. | 1053 | 77869 |
| Ecolab, Inc. | 496 | 76796 |
| International Flavors & Fragrances, Inc. | 692 | 77822 |
| Newmont Corp. | 1550 | 82041 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Materials |  | 486996 |
| **Real Estate — 2.7%** |  |  |
| STORE Capital Corp. | 2231 | 71860 |
| Zillow Group, Inc., Class C<sup>\*</sup> | 1984 | 87713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Real Estate |  | 159573 |
| **Utilities — 2.5%** |  |  |
| American Water Works Co., Inc. | 469 | 73394 |
| Sempra Energy | 455 | 72950 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Utilities |  | 146344 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,696,133)** |  | **5825541** |
| **Short-Term Investment — 0.2%** |  |  |
| **Money Market Fund — 0.2%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> |  |  |
| **(Cost $9,192)** | 9192 | **9192** |
| **Total Investments — 100.0%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,705,325)** |  | **5834733** |
| **Other Assets and Liabilities, Net — 0.0%<sup>(c)</sup>** |  | **2451** |
| **Net Assets — 100.0%** |  | $**5837184** |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $77,811; total market value of collateral held consisted of non-cash U.S. Treasury securities collateral having a value of $78,986.

Schedule of Investments — IQ Engender Equality ETF (continued)

January 31, 2023 (Unaudited)

(b) Reflects the 1-day yield at January 31, 2023.

(c) Less than 0.05%.

Schedule of Investments — IQ Engender Equality ETF (continued)

January 31, 2023 (Unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $5825541 | $– | $– | $5825541 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Fund | 9192 | – | – | 9192 |
| Total Investments in Securities | $5834733 | $– | $– | $5834733 |

---

(d) For a complete
 listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2023 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Engender Equality ETF

- **b. EDGAR series identifier (if any):** S000071178

- **c. LEI of Series:** 549300RNPBVTCDRRVP67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5839425.26

**Total Liabilities:** $2241.06

**Net Assets:** $5837184.20

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000225947 | 8.05%                | -5.11%               | 8.99%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $412518.23                                 |
| Month 2  | $-1809.89                | $-293394.78                                |
| Month 3  | $-39416.66               | $516984.29                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| JPMorgan Chase & Co                                          | JPMorgan Chase & Co                                          | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       553 | NS      | $77397.88     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                                                | Sempra Energy                                                | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |       455 | NS      | $72950.15     | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH Corp                                                     | PVH Corp                                                     | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |      1023 | NS      | $91967.70     | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp                                       | Boston Scientific Corp                                       | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      1561 | NS      | $72196.25     | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                                                 | Illumina Inc                                                 | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |       358 | NS      | $76683.60     | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunrun Inc                                                   | Sunrun Inc                                                   | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               | CORP              | US        |      2453 | NS      | $64464.84     | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The                                             | Coca-Cola Co/The                                             | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      1137 | NS      | $69720.84     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                                                     | AT&T Inc                                                     | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      3859 | NS      | $78607.83     | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                                              | Match Group Inc                                              | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |      1701 | NS      | $92058.12     | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                                                     | eBay Inc                                                     | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |      1740 | NS      | $86130.00     | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                                               | Mastercard Inc                                               | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       205 | NS      | $75973.00     | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MetLife Inc                                                  | MetLife Inc                                                  | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |       998 | NS      | $72873.96     | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                                          | American Express Co                                          | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       489 | NS      | $85540.77     | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc                                  | American Water Works Co Inc                                  | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |       469 | NS      | $73393.81     | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                                 | Autodesk Inc                                                 | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |       371 | NS      | $79824.36     | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                                                   | Zoetis Inc                                                   | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |       495 | NS      | $81917.55     | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| IFF                                                          | International Flavors & Fragrances Inc                       | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |       692 | NS      | $77822.32     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of New York Mellon Corp/T                               | Bank of New York Mellon Corp/The                             | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |      1618 | NS      | $81822.26     | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Campbell Soup Co                                             | Campbell Soup Co                                             | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |      1253 | NS      | $65068.29     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                                          | PayPal Holdings Inc                                          | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      1030 | NS      | $83934.70     | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Zillow Group Inc                                             | Zillow Group Inc                                             | CUSIP: 98954M200<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |      1984 | NS      | $87712.64     | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc                                    | Halozyme Therapeutics Inc                                    | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               | CORP              | US        |      1255 | NS      | $64971.35     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      9192 | NS      | $9192.12      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                                               | Starbucks Corp                                               | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |       722 | NS      | $78799.08     | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Best Buy Co Inc                                              | Best Buy Co Inc                                              | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |       900 | NS      | $79848.00     | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The                                      | Procter & Gamble Co/The                                      | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |       475 | NS      | $67630.50     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                                                          | International Business Machines Corp                         | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       510 | NS      | $68712.30     | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc                                   | Mondelez International Inc                                   | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      1081 | NS      | $70740.64     | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| General Mills Inc                                            | General Mills Inc                                            | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               | CORP              | US        |       821 | NS      | $64333.56     | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                     | Visa Inc                                                     | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       345 | NS      | $79422.45     | 1.36%             |  |  |  | No            |                  1 | On Loan: —       |
| Hershey Co/The                                               | Hershey Co/The                                               | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |       304 | NS      | $68278.40     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                                 | DoorDash Inc                                                 | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |      1362 | NS      | $78887.04     | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                                                  | Target Corp                                                  | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |       488 | NS      | $84004.32     | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                                      | Dow Inc                                                      | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |      1436 | NS      | $85226.60     | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology SA                                        | Spotify Technology SA                                        | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |       957 | NS      | $107873.04    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                                                 | Xylem Inc/NY                                                 | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |       649 | NS      | $67502.49     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Inc                                                | BlackRock Inc                                                | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |       102 | NS      | $77439.42     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcoa Corp                                                   | Alcoa Corp                                                   | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |      1670 | NS      | $87240.80     | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                                               | S&P Global Inc                                               | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       209 | NS      | $78362.46     | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Raymond James Financial Inc                                  | Raymond James Financial Inc                                  | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |       668 | NS      | $75330.36     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                                     | Etsy Inc                                                     | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |       566 | NS      | $77870.28     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| VF Corp                                                      | VF Corp                                                      | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |      2706 | NS      | $83723.64     | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The                                  | Goldman Sachs Group Inc/The                                  | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       206 | NS      | $75356.86     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Under Armour Inc                                             | Under Armour Inc                                             | CUSIP: 904311107<br>LEI: 549300D4549QKWETZ406 | Long             | EC               | CORP              | US        |      7046 | NS      | $87299.94     | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                                                  | Cummins Inc                                                  | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |       303 | NS      | $75610.62     | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimberly-Clark Corp                                          | Kimberly-Clark Corp                                          | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |       526 | NS      | $68385.26     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                   | Intel Corp                                                   | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      2657 | NS      | $75086.82     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                                                 | Newmont Corp                                                 | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |      1550 | NS      | $82041.50     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                                                  | Dropbox Inc                                                  | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |      3083 | NS      | $71618.09     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                                             | Wells Fargo & Co                                             | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      1732 | NS      | $81178.84     | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| BioMarin Pharmaceutical Inc                                  | BioMarin Pharmaceutical Inc                                  | CUSIP: 09061G101<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | EC               | CORP              | US        |       658 | NS      | $75900.30     | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                                   | Vertex Pharmaceuticals Inc                                   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |       233 | NS      | $75282.30     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                                                 | Moody's Corp                                                 | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |       252 | NS      | $81333.00     | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                                   | Biogen Inc                                                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       249 | NS      | $72434.10     | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                                              | McDonald's Corp                                              | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       268 | NS      | $71663.20     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                    | Adobe Inc                                                    | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       211 | NS      | $78141.74     | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                           | Meta Platforms Inc                                           | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |       597 | NS      | $88935.09     | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| STORE Capital Corp                                           | STORE Capital Corp                                           | CUSIP: 862121100<br>LEI: 5493004EA6C9IHDZ7N66 | Long             | EC               | CORP              | US        |      2231 | NS      | $71860.51     | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                                         | Bank of America Corp                                         | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      2251 | NS      | $79865.48     | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                               | Merck & Co Inc                                               | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |       653 | NS      | $70138.73     | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                                                | Citigroup Inc                                                | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      1609 | NS      | $84021.98     | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc                                   | Verizon Communications Inc                                   | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      1922 | NS      | $79897.54     | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc                                        | Uber Technologies Inc                                        | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |      2754 | NS      | $85181.22     | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                                                | Accenture PLC                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       270 | NS      | $75343.50     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                                                  | PepsiCo Inc                                                  | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       396 | NS      | $67723.92     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc                                        | DuPont de Nemours Inc                                        | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |      1053 | NS      | $77869.35     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                                                   | Ecolab Inc                                                   | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |       496 | NS      | $76795.68     | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc                                | Automatic Data Processing Inc                                | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |       289 | NS      | $65259.09     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc                                            | Omnicom Group Inc                                            | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |       925 | NS      | $79540.75     | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                                                     | Lyft Inc                                                     | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |      6434 | NS      | $104552.50    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                                            | General Motors Co                                            | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      1978 | NS      | $77774.96     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                                    | Amgen Inc                                                    | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       267 | NS      | $67390.80     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                            | Johnson & Johnson                                            | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |       406 | NS      | $66348.52     | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                   | Intuit Inc                                                   | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |       184 | NS      | $77771.28     | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| J M Smucker Co/The                                           | J M Smucker Co/The                                           | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               | CORP              | US        |       460 | NS      | $70288.00     | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                               | Salesforce Inc                                               | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       556 | NS      | $93391.32     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ