# EDGAR Filing Document

**Accession Number:** 0001859795
**File Stem:** 0000950170-25-109135
**Filing Date:** 2025-8
**Character Count:** 9903
**Document Hash:** 76caedbf5693cef37307c1fd4b595073
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950170-25-109135.hdr.sgml**: 20250815

**ACCESSION NUMBER**: 0000950170-25-109135

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20250815

**FILED AS OF DATE**: 20250815

**DATE AS OF CHANGE**: 20250814

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOVONIX Ltd
- **CENTRAL INDEX KEY:** 0001859795
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 981559131
- **STATE OF INCORPORATION:** C3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41208
- **FILM NUMBER:** 251221914

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **PROVINCE COUNTRY:** C3
- **BUSINESS PHONE:** 4235416874

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** LEVEL 38
- **STREET 2:** 71 EAGLE STREET
- **CITY:** BRISBANE
- **PROVINCE COUNTRY:** C3

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

Washington, D.C. 20549

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE**

**SECURITIES EXCHANGE ACT OF 1934**

For the month of August, 2025

001-41208 <br> (Commission File Number)

**NOVONIX LIMITED**

(Translation of registrant's name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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**EXHIBIT INDEX**

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| | |
|:---|:---|
| **<u>Exhibit No.</u>** | **<u>Description</u>** |
| Exhibit 99.1 | [<u>Appendix 2A (Application for quotation of securities) dated August 15, 2025.</u>](nvx-ex99_1.htm) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| **NOVONIX LIMITED** | **NOVONIX LIMITED** |
| By: | /s/ Robert Long |
|  | Robert Long |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Financial Officer |

---

Date: August 15, 2025

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## Exhibit 99.1

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 2A - Application for quotation of securities |

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EXHIBIT 99.1

Announcement Summary

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**Entity name**

NOVONIX LIMITED

**Announcement Type**

New announcement

**Date of this announcement**

Friday August 15, 2025

**The +securities to be quoted are:**

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

**Total number of +securities to be quoted**

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| | | | |
|:---|:---|:---|:---|
| **ASX +security**  |  | **Number of +securities to** | **Number of +securities to** |
| **code** | **Security description** | **be quoted** | &nbsp;&nbsp;&nbsp;**Issue date** |
| NVX | ORDINARY FULLY PAID | 15805 | &nbsp;&nbsp;&nbsp;15/08/2025 |

---

Refer to next page for full details of the announcement

<br> Appendix 2A - Application for quotation of securities 1 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 1 - Entity and announcement details

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.1 Name of entity**

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

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| | |
|:---|:---|
| **1.2 Registered number type** | **Registration number** |
| ACN | 157690830 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.3 ASX issuer code**

NVX

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.4 The announcement is**

New announcement

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.5 Date of this announcement**

15/8/2025

<br> Appendix 2A - Application for quotation of securities 2 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 2 - Type of Issue

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.1 The +securities to be quoted are:**

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.2 The +class of +securities to be quoted is:**

Additional +securities in a class that is already quoted on ASX ("existing class")

<br> Appendix 2A - Application for quotation of securities 3 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

**Existing +securities converting into additional +securities in an existing class FROM (Existing Class)**

**ASX +security code and description**

NVXAD : PERFORMANCE RIGHTS

**TO (Existing Class)**

**ASX +security code and description**

NVX : ORDINARY FULLY PAID

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| | | |
|:---|:---|:---|
| **Please state the number of options<br>that were exercised or other**<br>**+convertible securities that were<br>converted**<br>26,573 | **The first date the options were<br>exercised or other +convertible<br>securities were converted**<br>15/8/2025 | **The last date the options were<br>exercised or other +convertible<br>securities were converted**<br>15/8/2025 |

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**Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?**

No

**The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:**

An issue of new +securities

**The underlying +securities being received by the holder are:**

Intended to be, but are not yet, quoted by ASX

**Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?**

Yes

**Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?**

No

**Issue date**

15/8/2025

**Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued**

**+securities in that class?**

Yes

<br> Appendix 2A - Application for quotation of securities 4 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 2A - Application for quotation of securities |

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Issue details

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**Number of +securities to be quoted**

15,805

**Are the +securities being issued for a cash consideration?**

No

**Please describe the consideration being provided for the +securities**

<u>Shares issued on the vesting of employee performance rights.</u>

**Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the**

**+securities to be quoted**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;0.475000 **Any other information the entity wishes to provide about the +securities to be quoted**

<br> Appendix 2A - Application for quotation of securities 5 / 6

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| | |
|:---|:---|
| ![img58969013_0.jpg](img58969013_0.jpg) | Appendix 2A - Application for quotation of securities |

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Part 4 - Issued capital following quotation

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**Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:**

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the**

**+securities subject of this application)**

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| | |
|:---|:---|
| **ASX +security code and description** | **Total number of**<br>**+securities on issue** |
| NVX : ORDINARY FULLY PAID | 641024759 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)**

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| | |
|:---|:---|
| **ASX +security code and description** | **Total number of**<br>**+securities on issue** |
| NVXAD : PERFORMANCE RIGHTS | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;28888906 |
| NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;14016667 |
| NVXAB : SHARE RIGHTS | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1008567 |
| NVXAL : CONVERTIBLE NOTES | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;45221586 |

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<br> NVXAH : CONVERTIBLE DEBENTURES 23,500,000

<br> Appendix 2A - Application for quotation of securities 6 / 6

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