# EDGAR Filing Document

**Accession Number:** 0000949908
**File Stem:** 0000949908-25-000005
**Filing Date:** 2025-9
**Character Count:** 10569
**Document Hash:** 3850d5f20c295a4fae2ef73e615fd08d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000949908-25-000005.hdr.sgml**: 20250917

**ACCESSION NUMBER**: 0000949908-25-000005

**CONFORMED SUBMISSION TYPE**: MA-A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20241231

**FILED AS OF DATE**: 20250916

**DATE AS OF CHANGE**: 20250917

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LRB PUBLIC FINANCE ADVISORS, INC.
- **CENTRAL INDEX KEY:** 0000949908

**ORGANIZATION NAME:**
- **EIN:** 870543133
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** MA-A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 867-01346
- **FILM NUMBER:** 251318911

**BUSINESS ADDRESS:**
- **STREET 1:** 41 N. RIO GRANDE, SUITE 101
- **STREET 2:** SUITE 100
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84101
- **BUSINESS PHONE:** 801-596-0700

**MAIL ADDRESS:**
- **STREET 1:** 41 N. RIO GRANDE, SUITE 101
- **STREET 2:** SUITE 100
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
- **DATE OF NAME CHANGE:** 20020131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LEWIS YOUNG ROBERTSON & BURNINGHAM INC                  /BD
- **DATE OF NAME CHANGE:** 20020131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LEWIS YOUNG INC                                         /BD
- **DATE OF NAME CHANGE:** 19980205

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM MA: UNIFORM APPLICATION FOR MUNICIPAL ADVISOR REGISTRATION

### Filer and Contact Information

**Filer CIK:** 0000949908

**Filer CCC:** XXXXXXXX

**Contact Name:** Laura D. Lewis

**Contact Phone:** 801-596-0700

**Contact Email:** laura@lrbfinance.com

**Notification Emails:** jason@lrbfinance.com, david@lrbfinance.com, edgar@halyardcompliance.com

### Type of Filing

**Selected Filing Type:** Annual Update

### Item 1: Identifying Information

**A. Full Legal Name of the Firm:** LRB PUBLIC FINANCE ADVISORS, INC.

**&nbsp;&nbsp;&nbsp;Organization CRD No.:** 39119

**&nbsp;&nbsp;&nbsp;Is applicant a Sole Proprietor?:** No

**&nbsp;&nbsp;&nbsp;Has the municipal legal name changed since the last filing?:** Yes

**&nbsp;&nbsp;&nbsp;Has the applicant had any previous DBA names?:** No

**&nbsp;&nbsp;&nbsp;Does the applicant have any additional DBA names?:** No

**C. IRS Employer Identification Number:** 87-0543133

**D. Registrations:**

- **Municipal Advisor (Temporary):** SEC File No: 866-00308-00

- **Municipal Advisor:** SEC File No: 867-01346

- **Broker-Dealer:** SEC File No: 008-48547, CRD No: 39119

**E. Principal Office and Place of Business:** 41 N. RIO GRANDE, Suite 101, SALT LAKE CITY, UT, 84101

**Telephone Number:** 801-596-0700

**Mailing Address is Different from Principal Office:** No

**F. Website:** lrbfinance.com

**G. Chief Compliance Officer (CCO):**

**Name:** Laura Danielle Lewis

**Titles:** Principal

**Address:** 41 N. Rio Grande, Suite 101, Salt Lake City, UT, 84101

**Phone Number:** 801-596-0700

**Email:** laura@lrbfinance.com

**H. Business Affiliates:**

- **Name:** LRB Financial, LLC

  - **Issuing Agency:** State of Utah

  - **Jurisdiction:** UT

- **Name:** Light Energy Development, LLC

  - **Issuing Agency:** State of Utah

  - **Jurisdiction:** UT

**I. Location of Books and Records:** No

### Item 2: Form of Organization

**A. Applicant's form of organization:** Corporation

**B. Month of Applicant's Annual Fiscal Year End:** December

**C. State, Other U.S. Jurisdiction, or Foreign Jurisdiction Under Which Applicant is Organized:** UT

**D. Date of Organization:** 07-06-1995

**E. Is the applicant a public reporting company?:** No

### Item 3: Successions

**Is the applicant succeeding to the business of a registered municipal advisor?** No

### Item 4: Information About Applicant's Business

**A. Number of Employees:** 15

**B. Municipal Advisory Activities - Employees:** 6

**C. Registered Representatives - MAA Employees also registered reps of a broker-dealer:** 5

**&nbsp;&nbsp;&nbsp;MAA Employees also associated with an investment adviser:** 0

**D. Public Relations Company?:** No

**E. Soliciting on Behalf of an Affiliate - Number of firms:** 0

**F. Types of Clients - Number of clients served as municipal advisor:** 37

**&nbsp;&nbsp;&nbsp;Types of Clients:** Municipal Entities, Non-profit organizations, Corporations or other businesses

**G. Solicitation of Municipal Entities and Obligated Persons - Municipal Entities:** 4

**&nbsp;&nbsp;&nbsp;Obligated Persons:** 0

**&nbsp;&nbsp;&nbsp;Total Solicited:** 4

**H. Types of Persons Solicited:** 
Other
, Other

**I. Compensation Arrangements (Municipal Advisory):** 
Hourly Charges
Fixed Fees
Contingent Fees
, Hourly Charges, Fixed Fees, Contingent Fees

**J. Compensation Arrangements (Solicitation):** 
Contingent Fees
, Contingent Fees

**K. Does the applicant receive compensation in the context of its municipal advisory business from other than its municipal entity or obligated person clients?:** No

**L. Applicant Business Relating to Municipal Securities:** Advice Insurance Of MS, Advice Investment Of Proceeds MS, Advice ME Investments, Advice Use Of MD, Solicitation Of IAB, Advice On Selection

### Item 5: Other Business Activities

**Is applicant engaged in any other non-municipal advisor business?** No

### Item 6: Financial Industry and Other Activities of Associated Persons

**Types of associated persons:** Other municipal advisor, Other municipal advisor, Other municipal advisor, Other municipal advisor, Other municipal advisor, Other municipal advisor, Other municipal advisor, Other municipal advisor

**Total Associated Persons:** 6

### Item 7: Participation or Interest in Client Transactions

- **Buy or sell municipal securities from or to municipal advisory clients for the firm's own account?:** No

- **Buy or sell municipal securities from or to third-parties on behalf of clients?:** No

- **Enter into derivatives transactions with clients for the firm's own account?:** No

- **Recommend to clients to buy/sell securities in which the firm has a financial interest?:** No

- **Recommend to clients products/services of an affiliated person?:** No

- **Recommend to clients securities of an issuer with which the firm has other relationships?:** No

- **Have discretionary authority to buy/sell municipal securities for clients?:** No

- **Have discretionary authority to buy/sell any other securities or investments for clients?:** No

- **Have discretionary authority to determine the broker-dealer to be used for client transactions?:** No

- **Have discretionary authority to determine the commission paid to a broker-dealer?:** No

- **Recommend broker-dealers to clients?:** No

- **&nbsp;&nbsp;&nbsp;If yes, are any of these broker-dealers an associated person of the applicant?:** —

- **Compensate any person for client referrals?:** No

- **Receive compensation from any person for client referrals?:** No

### Item 8: Owners, Officers, and Other Control Persons

**A. (2) Does any person not named in Item 1-A or Schedules A, B, or C, directly or indirectly, control the applicant's management or policies?** No

**B. (1) Is any person in Schedule A, B, or C, or in Section 8-A of Schedule D a public reporting company?** No

### Item 9: Disclosure Information

**Criminal Disclosure:**

- **Applicant/Advisory Affiliate Convicted/Pled Guilty to Felony?:** No

- **Applicant/Advisory Affiliate Charged with Felony?:** No

- **Organization Convicted/Pled Guilty to Felony?:** No

- **Organization Charged with Felony?:** No

**Regulatory Disclosure:**

- **SEC/CFTC Found False Statement?:** No

- **SEC/CFTC Found Violation?:** No

- **SEC/CFTC Found Cause of Denial/Suspension?:** No

- **SEC/CFTC Entered Order?:** No

- **SEC/CFTC Imposed Civil Penalty?:** No

- **SRO Found Unethical Conduct?:** No

- **SRO Found Violation?:** No

- **SRO Found Cause of Denial/Suspension?:** No

- **SRO Barred/Suspended/Fined > $2,500?:** No

- **SRO Denied/Suspended/Revoked Registration?:** No

- **Foreign Authority Found False Statement?:** No

- **Foreign Authority Found Violation?:** Yes

- **Foreign Authority Found Cause of Suspension?:** No

- **Foreign Authority Disciplined?:** No

- **Authorization to Act as Attorney/Accountant Revoked?:** No

- **Subject of a Regulatory Complaint?:** No

**Civil Disclosure:**

- **Enjoined in Connection with Municipal Advisory Activity?:** No

- **Found to Have Violated Regulations?:** No

- **Civil Proceeding Dismissed Pursuant to Settlement?:** No

- **Named in Civil Proceeding Alleging Violation?:** No

### Item 10: Small Businesses

**Does the applicant have annual receipts of less than $7,000,000?** Yes

**Is the applicant affiliated with a person that has annual receipts of more than $7,000,000?** No

### Schedule A: Direct Owners and Executive Officers

| Name                    | Title/Status   | Date Acquired   | Ownership Code            | Control Person?   |   CRD Number |
|:---|:---|:---|:---|:---|---:|
| Laura Danielle Lewis    | Principal      | 07-06-1995      | C - 25% but less than 50% | Yes               |      1957238 |
| Jason Willey Burningham | Principal      | 07-06-1995      | C - 25% but less than 50% | Yes               |      2285169 |
| David Michael Robertson | Partner        | 12-15-2021      | NA - less than 5%         | No                |      4676290 |

### Schedule C: Amendments to Schedules A and B

| Type   | Ownership   | Owning Entity   | Name                    | Title/Status   | Date Acquired   | Ownership Code            | Control Person?   |   CRD Number |
|:---|:---|:---|:---|:---|:---|:---|:---|---:|
|  | Direct      |  | Laura Danielle Lewis    | Principal      | 07-06-1995      | C - 25% but less than 50% | Yes               |      1957238 |
|  | Direct      |  | Jason Willey Burningham | Principal      | 07-06-1995      | C - 25% but less than 50% | Yes               |      2285169 |
|  | Direct      |  | David Michael Robertson | Partner        | 12-15-2021      | NA - less than 5%         | No                |      4676290 |

### Disclosure Reporting Pages (DRPs)

**Regulatory DRP for: Applicant (Responding to Questions: 9-E3)**

- **Filed On (Applicant):** Form ADV/BD/U4 for Lewis Young Robertson & Burningham, Inc.

- **CRD Number:** 39119

- **Disclosure Number:** 1058349

### Execution Page

**Signature:** Laura Lewis

**Signer Name:** Laura Lewis

**Title:** Principal

**Date:** 09-16-2025

**CRD Number:** 1957238