# EDGAR Filing Document

**Accession Number:** 0000837852
**File Stem:** 0001104659-23-005398
**Filing Date:** 2023-1
**Character Count:** 10777
**Document Hash:** 30c13f93e9c22dc0a727bd36fe2aa4db
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-005398.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001104659-23-005398

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230113

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IDEANOMICS, INC.
- **CENTRAL INDEX KEY:** 0000837852
- **STANDARD INDUSTRIAL CLASSIFICATION:** MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
- **IRS NUMBER:** 201777837
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35561
- **FILM NUMBER:** 23540986

**BUSINESS ADDRESS:**
- **STREET 1:** 1441 BROADWAY
- **STREET 2:** 5TH FLOOR, SUITE#5116
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018
- **BUSINESS PHONE:** 212-206-1216

**MAIL ADDRESS:**
- **STREET 1:** 1441 BROADWAY
- **STREET 2:** 5TH FLOOR, SUITE#5116
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Seven Stars Cloud Group, Inc.
- **DATE OF NAME CHANGE:** 20170811

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WECAST NETWORK, INC.
- **DATE OF NAME CHANGE:** 20161114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Wecast Network, Inc.
- **DATE OF NAME CHANGE:** 20161114

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): January 13, 2023

**IDEANOMICS, INC.**

(Exact name of registrant as specified in its charter)

---

| | |
|:---|:---|
| **Nevada** | **20-1778374** |
| (State or other jurisdiction of | (IRS Employer |
| incorporation) | Identification No.) |

---

**001-35561**

(Commission File Number)

**1441 Broadway, Suite 5116, New York, NY 10018**

(Address of principal executive offices) (Zip Code)

**212-206-1216**

(Registrant's telephone number, including area code)

**N/A**

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading symbol(s) | Name of each exchange on which registered |
| Common stock, $0.001 par value per share | IDEX | The Nasdaq Stock Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

**Item 1.01 Entry into a Material Definitive Agreement.**

<u>Amendment No. 14 to Secured Convertible Promissory Note</u>

On January 19, 2023 (the "<u>Effective Date</u>"), Ideanomics, Inc. (the "<u>Company</u>*"*) and Via Motors International, Inc. (the "<u>Borrower</u>") entered into an amendment (the "<u>Amendment No. 14</u>") to the Secured Convertible Promissory Note dated August 30, 2021, as amended (the "<u>Secured Convertible Promissory Note</u>"). Under the Amendment No. 14, the Borrower agreed to borrow, and the Company agreed to advance, an additional amount of US$750,000 on the terms and conditions set forth in the Secured Convertible Promissory Note. Pursuant to the Amendment No. 14, the principal sum payable under the Secured Convertible Promissory Note shall be US$63,968,111 and simple interest on US$750,000 shall accrue from January 17, 2023, till the maturity date at the rate of 4% per annum.

Any amounts advanced pursuant to the Amendment No. 14 shall be deducted from the purchase price contemplated by that that certain Agreement and Plan of Merger dated August 30, 2021, as amended.

The foregoing description of the Amendment No. 14 is qualified in its entirety by reference to the full text of the Amendment No. 14, which is attached as Exhibit 10.1 to this Current Report on Form 8-K.

**Item 3.02 Unregistered Sales of Equity Securities.**

On January 13, 2023, pursuant to the previously disclosed Amended and Resated Standby Equity Purchase Agreement (the "SEPA") dated September 14, 2022 between the Company and YA II PN, LTD. ("YA"), the Company requested the advance amount for 25,000,000 shares from YA, and YA prepaid the advance amount for $3,500,000. The Company may cause YA to purchase additional shares under the SEPA from time to time, subject to the satisfaction or waiver of the conditions and limitations set forth in the SEPA.

The shares of common stock were issued and sold to an accredited investor in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act") afforded by Section 4(a)(2) of the Securities Act.

**Item 9.01 Financial Statements and Exhibits.**

(d) *<u>Exhibits</u>*.

---

| | |
|:---|:---|
| **Exhibit<br> Number** | **Description** |
| [10.1](tm233938d1_ex10-1.htm) | [Amendment No. 14 to Secured Convertible Promissory Note.](tm233938d1_ex10-1.htm) |
| 104 | Cover page Interactive Data File (embedded within the Inline XBRL document). |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **Ideanomics, Inc.** | **Ideanomics, Inc.** |
| Date: January 20, 2023 | By: | /s/ Alfred P. Poor |
|  |  | Alfred P. Poor |
|  |  | Chief Executive Officer |

---

## Exhibit 10.1

**Exhibit 10.1**

**<u>AMENDMENT NO. 14 TO SECURED CONVERTIBLE PROMISSORY NOTE</u>**

This Amendment No. 14 to the Secured Convertible Promissory Note (the "<u>Amendment</u>"), is made as of January 17, 2023 by VIA Motors International, Inc., (the "<u>Borrower</u>"). Capitalized terms used but not defined herein shall have the respective meanings given to them in the Note (defined below).

WHEREAS, the Borrower issued a certain Secured Convertible Promissory Note dated August 30, 2021, as amended on May 20, 2022, June 17, 2022, July 12, 2022, August 15, 2022, September 7, 2022, September 12, 2022, September 16, 2022, September 28, 2022, October 27, 2022, November 2, 2022, December 6, 2022, December 19, 2022, and December 27, 2022 ("<u>Note</u>") to Ideanomics Inc., ("<u>Lender</u>") promising to repay the loan amount of $63,218,111.00 advanced by the Lender.

WHEREAS, the Borrower wishes to borrow, and the Lender wishes to advance, an additional amount of US$750,000.00 on the terms and conditions set forth in the Note.

WHEREAS, the Borrower desires to amend the Note as provided herein.

NOW, THEREFORE, in consideration of the mutual covenants herein contained and other good and valuable consideration, the mutual receipt and legal sufficiency of which are hereby acknowledged, the Parties, intending to be legally bound, mutually agree as follows:

1. Notwithstanding
 anything to the contrary in the Note, effective as of the date hereof:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. the
 principal sum payable under the Note shall be SIXTY-THREE MILLION NINE HUNDRED AND SIXTY-EIGHT
 THOUSAND ONE HUNDRED AND ELEVEN

Dollars (US$63,968,111.00).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. Simple interest on (i) US$42,500,000 shall accrue from
August 30, 2021; (ii) US$2,318,111 shall accrue from May 20, 2022; (iii) US$3,200,000 shall accrue from June 17,
2022; (iv) US$5,800,000 shall accrue from July 12, 2022; (v) US$1,600,000 shall accrue from August 15, 2022; (vi) US$
924,000 shall accrue from September 7, 2022; (vii) US$1,076,000 shall accrue from September 16, 2022; (viii) US$
1,000,000 shall accrue from September 28, 2022; (ix) US$400,000 shall accrue from October 14, 2022; (x) US$400,000
shall accrue from October 21, 2022; (xi) US$600,000 shall accrue from November 2, 2022; (xii) US $400,000 shall
accrue from November 10, 2022; (xiii) US $500,000 shall accrue from November 16, 2022; (xiv) US $500,000 shall accrue
from November 23, 2022; (xv) US $1,000,000 shall accrue from
December 14, 2022, (xvi) US $1,000,000 shall accrue from December 27, 2022 and (xvii) US $750,000 shall accrue from
January 17, 2023; in each case, till the Maturity Date at the rate of four percent (4%) per annum (such principal and interest together
and all other amounts due and owing under the Note, the " <u>Obligations</u> ").

2. Except
 to the extent herein expressly modified by the foregoing provisions of this Amendment, the
 Note is hereby ratified and confirmed in all respects.

This Amendment may be executed by electronic signatures and in any number of counterparts with the same effect as if all signatory parties had signed the same document. All counterparts shall be construed together and shall constitute one and the same instrument.

[Signature Page to Amendment No. 14 to the Convertible Note]

IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be duly executed and delivered in its name and on its behalf, all as of the day and year first above written.

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| | |
|:---|:---|
| **VIA MOTORS INTERNATIONAL, INC., a** | **VIA MOTORS INTERNATIONAL, INC., a** |
| **Delaware corporation** | **Delaware corporation** |
| By: | /s/ Alan Perriton |
| Name: | Alan Perriton |
| Title: | President |

---

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| | |
|:---|:---|
| Acknowledged by: | Acknowledged by: |
| **IDEANOMICS, INC., a Nevada corporation** | **IDEANOMICS, INC., a Nevada corporation** |
| By: | /s/ Alf Poor |
| Name: | Alf Poor |
| Title: | Authorized Signatory |

---

[Signature Page to Amendment No. 14 to the Convertible Note]