# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000154
**Filing Date:** 2025-8
**Character Count:** 57936
**Document Hash:** 0339d33edb57cb650ac2c229fbdf7957
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000154.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000154

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20220630

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251209702

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2022

**Check here if Amendment** [x] **Amendment Number:** 2

**This Amendment (Check only one.):** [ ] is a restatement.

[x] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 510

**Form 13F Information Table Value Total:** $611065208

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AKEBIA THERAPEUTICS INC | COM | 00972D105 |  | 5332 | 15100 | SH |  | DFND | 2 | 15100 | 0 | 0 |
| TELLURIAN INC NEW | COM | 87968A104 |  | 36594 | 12280 | SH |  | DFND | 2 | 12280 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 3598833 | 91918 | SH |  | DFND | 12 | 2924 | 0 | 88994 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 407367 | 6448 | SH |  | DFND | 12 | 3864 | 0 | 2584 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 286570 | 3047 | SH |  | DFND | 12 | 2445 | 0 | 602 |
| BLACKBERRY LTD | COM | 09228F103 |  | 54504 | 10112 | SH |  | DFND | 12 | 9814 | 0 | 298 |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 |  | 216665 | 1209 | SH |  | DFND | 12 | 505 | 0 | 704 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 367335 | 2452 | SH |  | DFND | 12 | 1581 | 0 | 871 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 290699 | 3439 | SH |  | DFND | 12 | 3341 | 0 | 98 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 92615 | 20090 | SH |  | DFND | 12 | 14082 | 0 | 6008 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 293097 | 20034 | SH |  | DFND | 12 | 4298 | 0 | 15736 |
| COMSOVEREIGN HLDG CORP | COM NEW | 205650203 |  | 1691 | 10008 | SH |  | DFND | 2 | 10008 | 0 | 0 |
| FISERV INC | COM | 337738108 |  | 202941 | 2281 | SH |  | DFND | 12 | 1830 | 0 | 451 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 43080678 | 123687 | SH |  | DFND | 12 | 566 | 0 | 123121 |
| FORTINET INC | COM | 34959E109 |  | 267058 | 4720 | SH |  | DFND | 12 | 10 | 0 | 4710 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 2303115 | 57751 | SH |  | DFND | 12 | 557 | 0 | 57194 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 467861 | 3612 | SH |  | DFND | 12 | 771 | 0 | 2841 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 188302 | 10016 | SH |  | DFND | 12 | 7062 | 0 | 2954 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 86072 | 10471 | SH |  | DFND | 12 | 8783 | 0 | 1688 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 835482 | 20762 | SH |  | DFND | 12 | 2012 | 0 | 18750 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 203474 | 1703 | SH |  | DFND | 12 | 437 | 0 | 1266 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 373782 | 2741 | SH |  | DFND | 12 | 1757 | 0 | 984 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 |  | 250517 | 6907 | SH |  | DFND | 12 | 6653 | 0 | 254 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 660085 | 7733 | SH |  | DFND | 12 | 1621 | 0 | 6112 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 1637269 | 34010 | SH |  | DFND | 12 | 4008 | 0 | 30002 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 1856615 | 30602 | SH |  | DFND | 12 | 394 | 0 | 30208 |
| PULTE GROUP INC | COM | 745867101 |  | 205370 | 5166 | SH |  | DFND | 12 | 889 | 0 | 4277 |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 |  | 238798 | 6862 | SH |  | DFND | 12 | 6812 | 0 | 50 |
| ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 |  | 3120760 | 124780 | SH |  | DFND | 12 | 1091 | 0 | 123689 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1072164 | 13534 | SH |  | DFND | 12 | 372 | 0 | 13162 |
| SPRUCE BIOSCIENCES INC | COM | 85209E109 |  | 20706 | 11900 | SH |  | DFND | 2 | 11900 | 0 | 0 |
| ONCONOVA THERAPEUTICS INC | COM NEW | 68232V801 |  | 19800 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 18028898 | 141826 | SH |  | DFND | 12 | 1173 | 0 | 140653 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 |  | 360090 | 6257 | SH |  | DFND | 12 | 1252 | 0 | 5005 |
| AMERICAN VRTUAL CLOUD TECH I | COM | 030382105 |  | 3752 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 7412226 | 40796 | SH |  | DFND | 12 | 991 | 0 | 39805 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 411553 | 3023 | SH |  | DFND | 12 | 1303 | 0 | 1720 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 886870 | 17583 | SH |  | DFND | 12 | 4989 | 0 | 12594 |
| AUTOZONE INC | COM | 053332102 |  | 287982 | 134 | SH |  | DFND | 12 | 51 | 0 | 83 |
| EPIPHANY TECHNOLOGY ACQUISIT | COM CL A | 29429X109 |  | 393016 | 40022 | SH |  | DFND | 2 | 40022 | 0 | 0 |
| CANOO INC | *W EXP 12/21/202 | 13803R110 |  | 4350 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 846438 | 18254 | SH |  | DFND | 12 | 3144 | 0 | 15110 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 2221478 | 131138 | SH |  | DFND | 12 | 943 | 0 | 130195 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 |  | 230160 | 4645 | SH |  | DFND | 2 | 4645 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 |  | 203560 | 2465 | SH |  | DFND | 12 | 1635 | 0 | 830 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 863560 | 40480 | SH |  | DFND | 12 | 78 | 0 | 40402 |
| SPDR SER TR | FTSE INT GVT ETF | 78464A490 |  | 216383 | 4783 | SH |  | DFND | 12 | 1000 | 0 | 3783 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 |  | 209020 | 3824 | SH |  | DFND | 12 | 3 | 0 | 3821 |
| SHIFT TECHNOLOGIES INC | CL A | 82452T107 |  | 10093 | 14995 | SH |  | DFND | 2 | 14995 | 0 | 0 |
| SESEN BIO INC | COM | 817763105 |  | 12075 | 14900 | SH |  | DFND | 2 | 14900 | 0 | 0 |
| CINTAS CORP | COM | 172908105 |  | 212339 | 568 | SH |  | DFND | 12 | 206 | 0 | 362 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ESG | 66538H534 |  | 1121860 | 38416 | SH |  | DFND | 12 | 345 | 0 | 38071 |
| OCUGEN INC | COM | 67577C105 |  | 34050 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| COLOR STAR TECHNOLOGY CO LTD | SHS NEW | G2287A100 |  | 1497 | 11300 | SH |  | DFND | 2 | 11300 | 0 | 0 |
| SONIM TECHNOLOGIES INC | COM NEW | 83548F200 |  | 6343 | 11600 | SH |  | DFND | 2 | 11600 | 0 | 0 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 258655 | 7161 | SH |  | DFND | 12 | 2366 | 0 | 4795 |
| ETF SER SOLUTIONS | APTUS DRAWDOWN | 26922A784 |  | 1030491 | 29852 | SH |  | DFND | 12 | 439 | 0 | 29413 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 222740 | 1698 | SH |  | DFND | 12 | 602 | 0 | 1096 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 642112 | 12703 | SH |  | DFND | 12 | 4969 | 0 | 7734 |
| CNS PHARMACEUTICALS INC | COM | 18978H102 |  | 4458 | 15921 | SH |  | DFND | 2 | 15921 | 0 | 0 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 |  | 340193 | 12770 | SH |  | DFND | 12 | 3382 | 0 | 9388 |
| VISLINK TECHNOLOGIES INC | COM | 92836Y300 |  | 8925 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 10201 | 14995 | SH |  | DFND | 12 | 6995 | 0 | 8000 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 265220 | 3169 | SH |  | DFND | 12 | 2559 | 0 | 610 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 102652 | 17699 | SH |  | DFND | 12 | 10588 | 0 | 7111 |
| MARATHON PETE CORP | COM | 56585A102 |  | 206070 | 2507 | SH |  | DFND | 12 | 1140 | 0 | 1367 |
| SOS LIMITED | SPNSORD ADS NEW | 83587W106 |  | 2862 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| AMERICAN WELL CORP | CL A | 03044L105 |  | 51231 | 11859 | SH |  | DFND | 2 | 11859 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 3051735 | 63183 | SH |  | DFND | 12 | 1747 | 0 | 61436 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 894366 | 8128 | SH |  | DFND | 12 | 724 | 0 | 7404 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 317762 | 4138 | SH |  | DFND | 12 | 1029 | 0 | 3109 |
| ISHARES TR | DOW JONES US ETF | 464287846 |  | 256179 | 2774 | SH |  | DFND | 2 | 2774 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 601017 | 1451 | SH |  | DFND | 12 | 609 | 0 | 842 |
| ISHARES TR | MORNINGSTAR GRWT | 464287119 |  | 212181 | 4236 | SH |  | DFND | 12 | 1431 | 0 | 2805 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 282118 | 4378 | SH |  | DFND | 12 | 633 | 0 | 3745 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 203589 | 4691 | SH |  | DFND | 2 | 4691 | 0 | 0 |
| CINGULATE INC | COMMON STOCK | 17248W105 |  | 21900 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 2137744 | 25480 | SH |  | DFND | 12 | 463 | 0 | 25017 |
| TELEFONICA S A | SPONSORED ADR | 879382208 |  | 201778 | 39333 | SH |  | DFND | 2 | 39333 | 0 | 0 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 401718 | 12757 | SH |  | DFND | 12 | 1295 | 0 | 11462 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 246256 | 1083 | SH |  | DFND | 12 | 513 | 0 | 570 |
| ENSYSCE BIOSCIENCES INC | COM | 293602108 |  | 10308 | 11870 | SH |  | DFND | 2 | 11870 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 117192 | 15200 | SH |  | DFND | 12 | 15000 | 0 | 200 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 |  | 12696 | 12326 | SH |  | DFND | 2 | 12326 | 0 | 0 |
| TRILOGY METALS INC NEW | COM | 89621C105 |  | 7566 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 4522601 | 16107 | SH |  | DFND | 12 | 856 | 0 | 15251 |
| AMESITE INC | COM | 031094105 |  | 6952 | 15113 | SH |  | DFND | 2 | 15113 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 910862 | 48866 | SH |  | DFND | 12 | 2748 | 0 | 46118 |
| ONECONNECT FINL TECHNOLOGY C | SPONSORED ADS | 68248T105 |  | 21134 | 12359 | SH |  | DFND | 2 | 12359 | 0 | 0 |
| FORTUNE BRANDS HOME  SEC IN | COM | 34964C106 |  | 214131 | 3576 | SH |  | DFND | 2 | 3576 | 0 | 0 |
| RUSH STREET INTERACTIVE INC | COM | 782011100 |  | 70050 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 234690 | 4690 | SH |  | DFND | 12 | 3515 | 0 | 1175 |
| ENEL CHILE S.A. | SPONSORED ADR | 29278D105 |  | 16650 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| TEUCRIUM COMMODITY TR | WHEAT FD | 88166A508 |  | 96574 | 10683 | SH |  | DFND | 2 | 10683 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 1048719 | 14529 | SH |  | DFND | 12 | 3462 | 0 | 11067 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 1054091 | 27035 | SH |  | DFND | 12 | 932 | 0 | 26103 |
| HOTH THERAPEUTICS INC | COM | 44148G105 |  | 6288 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 86408 | 11281 | SH |  | DFND | 12 | 9231 | 0 | 2050 |
| VIATRIS INC | COM | 92556V106 |  | 190586 | 18203 | SH |  | DFND | 12 | 14974 | 0 | 3229 |
| ISHARES TR | CONSER ALLOC ETF | 464289883 |  | 242716 | 7021 | SH |  | DFND | 2 | 7021 | 0 | 0 |
| VILLAGE FARMS INTL INC | COM | 92707Y108 |  | 36065 | 13818 | SH |  | DFND | 12 | 12818 | 0 | 1000 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 433532 | 23912 | SH |  | DFND | 12 | 5919 | 0 | 17993 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 401370 | 11754 | SH |  | DFND | 12 | 1100 | 0 | 10654 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 1634287 | 71900 | SH |  | DFND | 12 | 1900 | 0 | 70000 |
| AON PLC | SHS CL A | G0403H108 |  | 316905 | 1175 | SH |  | DFND | 12 | 839 | 0 | 336 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 427738 | 21102 | SH |  | DFND | 12 | 10652 | 0 | 10450 |
| PASITHEA THERAPEUTICS CORP | COM | 70261F103 |  | 12120 | 12000 | SH |  | DFND | 2 | 12000 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 2161733 | 119830 | SH |  | DFND | 12 | 13825 | 0 | 106005 |
| PIONEER FLOATING RATE FUND I | COM | 72369J102 |  | 89937 | 10128 | SH |  | DFND | 2 | 10128 | 0 | 0 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 1042542 | 43621 | SH |  | DFND | 12 | 10568 | 0 | 33053 |
| VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 921943858 |  | 914596 | 22417 | SH |  | DFND | 12 | 1460 | 0 | 20957 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 472837 | 2008 | SH |  | DFND | 12 | 123 | 0 | 1885 |
| MESA AIR GROUP INC | COM NEW | 590479135 |  | 31755 | 14500 | SH |  | DFND | 2 | 14500 | 0 | 0 |
| VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 |  | 211958 | 1323 | SH |  | DFND | 12 | 158 | 0 | 1165 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 1037630 | 22162 | SH |  | DFND | 12 | 1347 | 0 | 20815 |
| BOS BETTER ONLINE SOLUTIONS | SHS NEW NIS 80 | M20115180 |  | 32850 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ALTO INGREDIENTS INC | COM | 021513106 |  | 57932 | 15615 | SH |  | DFND | 12 | 13615 | 0 | 2000 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 17877507 | 175821 | SH |  | DFND | 12 | 2350 | 0 | 173471 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 48109 | 16884 | SH |  | DFND | 12 | 12594 | 0 | 4290 |
| MY SIZE INC | COM NEW | 62844N208 |  | 2865 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 133260 | 12181 | SH |  | DFND | 12 | 2642 | 0 | 9539 |
| BOYD GAMING CORP | COM | 103304101 |  | 212931 | 4269 | SH |  | DFND | 12 | 611 | 0 | 3658 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 7554982 | 54953 | SH |  | DFND | 12 | 181 | 0 | 54772 |
| PRECISION BIOSCIENCES INC | COM | 74019P108 |  | 26053 | 16283 | SH |  | DFND | 12 | 15000 | 0 | 1283 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 503807 | 28425 | SH |  | DFND | 12 | 1799 | 0 | 26626 |
| CALLAWAY GOLF CO | COM | 131193104 |  | 224522 | 11006 | SH |  | DFND | 12 | 10006 | 0 | 1000 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 |  | 439828 | 10153 | SH |  | DFND | 12 | 2551 | 0 | 7602 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 362108 | 14976 | SH |  | DFND | 12 | 411 | 0 | 14565 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 1493644 | 15071 | SH |  | DFND | 12 | 2523 | 0 | 12548 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 220004 | 3452 | SH |  | DFND | 12 | 487 | 0 | 2965 |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 |  | 290953 | 4528 | SH |  | DFND | 12 | 1903 | 0 | 2625 |
| CRONOS GROUP INC | COM | 22717L101 |  | 42142 | 14944 | SH |  | DFND | 12 | 13000 | 0 | 1944 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 |  | 30525 | 14963 | SH |  | DFND | 2 | 14963 | 0 | 0 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 275486 | 13529 | SH |  | DFND | 12 | 1057 | 0 | 12472 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 773014 | 8043 | SH |  | DFND | 12 | 1466 | 0 | 6577 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 3112260 | 23740 | SH |  | DFND | 12 | 1897 | 0 | 21843 |
| CLARUS THERAPEUTICS HLDNGS I | COM | 18271L107 |  | 4465 | 11685 | SH |  | DFND | 2 | 11685 | 0 | 0 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 |  | 12018 | 12106 | SH |  | DFND | 12 | 2866 | 0 | 9240 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 360649 | 2093 | SH |  | DFND | 12 | 588 | 0 | 1505 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1183376 | 16855 | SH |  | DFND | 12 | 3553 | 0 | 13302 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 173718 | 14078 | SH |  | DFND | 12 | 9534 | 0 | 4544 |
| WATSCO INC | COM | 942622200 |  | 293987 | 1231 | SH |  | DFND | 12 | 410 | 0 | 821 |
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 |  | 319320 | 15990 | SH |  | DFND | 2 | 15990 | 0 | 0 |
| FEMASYS INC | COM | 31447E105 |  | 24647 | 10227 | SH |  | DFND | 2 | 10227 | 0 | 0 |
| ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 |  | 17796 | 14830 | SH |  | DFND | 2 | 14830 | 0 | 0 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 719053 | 12225 | SH |  | DFND | 12 | 1260 | 0 | 10965 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1246778 | 39643 | SH |  | DFND | 12 | 1344 | 0 | 38299 |
| ASPEN GROUP INC | COM NEW | 04530L203 |  | 14700 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 360989 | 7287 | SH |  | DFND | 12 | 3248 | 0 | 4039 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1042293 | 11934 | SH |  | DFND | 12 | 1732 | 0 | 10202 |
| ROYAL BK CDA | COM | 780087102 |  | 281957 | 2912 | SH |  | DFND | 12 | 2606 | 0 | 306 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 494400 | 10300 | SH |  | DFND | 12 | 4560 | 0 | 5740 |
| VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 |  | 250597 | 2665 | SH |  | DFND | 12 | 2613 | 0 | 52 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 333165 | 11886 | SH |  | DFND | 12 | 3176 | 0 | 8710 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 2387905 | 38446 | SH |  | DFND | 12 | 329 | 0 | 38117 |
| LIBERTY MEDIA ACQUISITION CO | COM SR A | 53073L104 |  | 254177 | 25831 | SH |  | DFND | 2 | 25831 | 0 | 0 |
| CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 |  | 88546 | 14807 | SH |  | DFND | 2 | 14807 | 0 | 0 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 216164 | 1233 | SH |  | DFND | 12 | 437 | 0 | 796 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 606984 | 2922 | SH |  | DFND | 12 | 453 | 0 | 2469 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 486135 | 5285 | SH |  | DFND | 12 | 1887 | 0 | 3398 |
| PACER FDS TR | TRENDPILOT US BD | 69374H642 |  | 1099628 | 51145 | SH |  | DFND | 12 | 9077 | 0 | 42068 |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 465562106 |  | 44944 | 10501 | SH |  | DFND | 12 | 8402 | 0 | 2099 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 6689638 | 35466 | SH |  | DFND | 12 | 14 | 0 | 35452 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 220534 | 3121 | SH |  | DFND | 12 | 2946 | 0 | 175 |
| E-HOME HOUSEHOLD SVC HLDGS L | ORD SHS | G2952X104 |  | 4455 | 14850 | SH |  | DFND | 2 | 14850 | 0 | 0 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 2408263 | 27050 | SH |  | DFND | 12 | 1638 | 0 | 25412 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 1201238 | 5822 | SH |  | DFND | 12 | 503 | 0 | 5319 |
| WP CAREY INC | COM | 92936U109 |  | 300294 | 3606 | SH |  | DFND | 12 | 2189 | 0 | 1417 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 4162336 | 84842 | SH |  | DFND | 12 | 2742 | 0 | 82100 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 944453 | 10434 | SH |  | DFND | 12 | 2116 | 0 | 8318 |
| ETF MANAGERS TR | PRIME JUNIR SLVR | 26924G102 |  | 124762 | 13119 | SH |  | DFND | 12 | 4969 | 0 | 8150 |
| CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 |  | 10683 | 16435 | SH |  | DFND | 12 | 15000 | 0 | 1435 |
| ISHARES TR | FALN ANGLS USD | 46435G474 |  | 415088 | 16860 | SH |  | DFND | 12 | 7402 | 0 | 9458 |
| HYCROFT MINING HOLDING CORP | COM CL A | 44862P109 |  | 16650 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 243921 | 8101 | SH |  | DFND | 12 | 1618 | 0 | 6483 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 307677 | 3058 | SH |  | DFND | 12 | 1199 | 0 | 1859 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 200614 | 4196 | SH |  | DFND | 12 | 3750 | 0 | 446 |
| ELYS GAME TECHNOLOGY CORP | COM | 290734102 |  | 11247 | 15300 | SH |  | DFND | 2 | 15300 | 0 | 0 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 225731 | 2112 | SH |  | DFND | 12 | 161 | 0 | 1951 |
| HEXO CORP | COM NEW | 428304307 |  | 3150 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| PLATINUM GROUP METALS LTD | COM | 72765Q882 |  | 16163 | 12245 | SH |  | DFND | 2 | 12245 | 0 | 0 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 9397584 | 242035 | SH |  | DFND | 12 | 43 | 0 | 241992 |
| GREENBOX POS | COM NEW | 39366L208 |  | 12915 | 12300 | SH |  | DFND | 2 | 12300 | 0 | 0 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 457110 | 9544 | SH |  | DFND | 12 | 32 | 0 | 9512 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 343661 | 22186 | SH |  | DFND | 12 | 4996 | 0 | 17190 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 202442 | 1329 | SH |  | DFND | 12 | 301 | 0 | 1028 |
| CALYXT INC | COM | 13173L107 |  | 3622 | 14996 | SH |  | DFND | 2 | 14996 | 0 | 0 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 526355 | 9496 | SH |  | DFND | 12 | 3218 | 0 | 6278 |
| VANECK ETF TRUST | VIDEO GMNG ESPRT | 92189F114 |  | 240116 | 5036 | SH |  | DFND | 12 | 1058 | 0 | 3978 |
| NOVABAY PHARMACEUTICALS INC | COM NEW | 66987P201 |  | 3719 | 14877 | SH |  | DFND | 2 | 14877 | 0 | 0 |
| LKQ CORP | COM | 501889208 |  | 239412 | 4877 | SH |  | DFND | 2 | 4877 | 0 | 0 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 6075980 | 32783 | SH |  | DFND | 12 | 1053 | 0 | 31730 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 341471 | 7736 | SH |  | DFND | 12 | 506 | 0 | 7230 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 377569 | 5130 | SH |  | DFND | 12 | 1192 | 0 | 3938 |
| WILLIAMS COS INC | COM | 969457100 |  | 207175 | 6615 | SH |  | DFND | 12 | 4942 | 0 | 1673 |
| IRONNET INC | COM | 46323Q105 |  | 33150 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| BRICKELL BIOTECH INC | COM | 10802T105 |  | 1890 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 2188318 | 19211 | SH |  | DFND | 12 | 2063 | 0 | 17148 |
| BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 |  | 155099 | 15635 | SH |  | DFND | 2 | 15635 | 0 | 0 |
| CERAGON NETWORKS LTD | ORD | M22013102 |  | 34053 | 13250 | SH |  | DFND | 12 | 11250 | 0 | 2000 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 232502 | 4594 | SH |  | DFND | 12 | 2882 | 0 | 1712 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 289755 | 6488 | SH |  | DFND | 12 | 521 | 0 | 5967 |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 05946K101 |  | 63782 | 14111 | SH |  | DFND | 2 | 14111 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 460104 | 4889 | SH |  | DFND | 12 | 2193 | 0 | 2696 |
| SIYATA MOBILE INC | COM NEW | 83013Q509 |  | 16350 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 1401309 | 28071 | SH |  | DFND | 12 | 4589 | 0 | 23482 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 |  | 289184 | 9727 | SH |  | DFND | 12 | 8367 | 0 | 1360 |
| AMEREN CORP | COM | 023608102 |  | 204846 | 2267 | SH |  | DFND | 12 | 2079 | 0 | 188 |
| INVESCO EXCHANGE TRADED FD T | DWA INDLS MUMT | 46137V845 |  | 243991 | 3020 | SH |  | DFND | 12 | 105 | 0 | 2915 |
| TPG PACE BEN FIN CORP | CL A COM | G8990D125 |  | 114966 | 11601 | SH |  | DFND | 2 | 11601 | 0 | 0 |
| ENJOY TECHNOLOGY INC | COM | 29335V106 |  | 3254 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 334043 | 7741 | SH |  | DFND | 12 | 1130 | 0 | 6611 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 256090 | 7178 | SH |  | DFND | 12 | 6271 | 0 | 907 |
| ISHARES U S ETF TR | INT RT HDG C B | 46431W705 |  | 346217 | 3836 | SH |  | DFND | 12 | 1441 | 0 | 2395 |
| HAPPINESS DEVELOPMENT GRP LT | ORD SHS CL A | G4289N114 |  | 2751 | 13100 | SH |  | DFND | 2 | 13100 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 205829 | 2796 | SH |  | DFND | 12 | 1475 | 0 | 1321 |
| PHILLIPS 66 | COM | 718546104 |  | 6636274 | 80940 | SH |  | DFND | 12 | 79440 | 0 | 1500 |
| SMILEDIRECTCLUB INC | CL A COM | 83192H106 |  | 13500 | 12981 | SH |  | DFND | 12 | 12156 | 0 | 825 |
| PROSPECT CAP CORP | COM | 74348T102 |  | 77230 | 10984 | SH |  | DFND | 12 | 3429 | 0 | 7555 |
| AVROBIO INC | COM | 05455M100 |  | 13800 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 |  | 22821 | 10714 | SH |  | DFND | 2 | 10714 | 0 | 0 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 799477 | 12628 | SH |  | DFND | 12 | 3281 | 0 | 9347 |
| VANGUARD WORLD FDS | ENERGY ETF | 92204A306 |  | 242916 | 2442 | SH |  | DFND | 12 | 777 | 0 | 1665 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 361701 | 9488 | SH |  | DFND | 12 | 1468 | 0 | 8020 |
| WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 |  | 16097 | 15938 | SH |  | DFND | 12 | 15000 | 0 | 938 |
| ARK ETF TR | ARK SPACE EXPL | 00214Q807 |  | 202981 | 15114 | SH |  | DFND | 12 | 1275 | 0 | 13839 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 1083232 | 9695 | SH |  | DFND | 12 | 2208 | 0 | 7487 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 219814 | 3405 | SH |  | DFND | 12 | 2821 | 0 | 584 |
| ALPS ETF TR | OSHS GBL INTER | 00162Q361 |  | 578648 | 21376 | SH |  | DFND | 12 | 825 | 0 | 20551 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 757443 | 17957 | SH |  | DFND | 12 | 17 | 0 | 17940 |
| CORTEVA INC | COM | 22052L104 |  | 307554 | 5681 | SH |  | DFND | 12 | 3400 | 0 | 2281 |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 |  | 323157 | 1421 | SH |  | DFND | 12 | 886 | 0 | 535 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 215920 | 23806 | SH |  | DFND | 12 | 14200 | 0 | 9606 |
| SOLID POWER INC | *W EXP 12/08/202 | 83422N113 |  | 16050 | 15000 | SH |  | DFND | 12 | 13800 | 0 | 1200 |
| GRITSTONE BIO INC | COM | 39868T105 |  | 31039 | 12826 | SH |  | DFND | 2 | 12826 | 0 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 2988151 | 53551 | SH |  | DFND | 12 | 2116 | 0 | 51435 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 4970809 | 121473 | SH |  | DFND | 12 | 1308 | 0 | 120165 |
| GLOBAL X FDS | RUSSELL 2000 | 37954Y459 |  | 212877 | 10364 | SH |  | DFND | 12 | 10324 | 0 | 40 |
| GOHEALTH INC | COM CL A | 38046W105 |  | 9028 | 15100 | SH |  | DFND | 12 | 15000 | 0 | 100 |
| PACKAGING CORP AMER | COM | 695156109 |  | 264425 | 1922 | SH |  | DFND | 12 | 1796 | 0 | 126 |
| DTE ENERGY CO | COM | 233331107 |  | 210759 | 1662 | SH |  | DFND | 12 | 1549 | 0 | 113 |
| FARMMI INC | SHS NEW | G33277123 |  | 13650 | 13000 | SH |  | DFND | 2 | 13000 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 1385807 | 48052 | SH |  | DFND | 12 | 3237 | 0 | 44815 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 |  | 1419409 | 60515 | SH |  | DFND | 12 | 3286 | 0 | 57229 |
| SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G8251L105 |  | 571869 | 57590 | SH |  | DFND | 2 | 57590 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 1015620 | 13974 | SH |  | DFND | 12 | 372 | 0 | 13602 |
| KIRKLANDS INC | COM | 497498105 |  | 35605 | 10115 | SH |  | DFND | 2 | 10115 | 0 | 0 |
| ISHARES TR | MBS ETF | 464288588 |  | 721342 | 7399 | SH |  | DFND | 12 | 2231 | 0 | 5168 |
| WESTWATER RES INC | COM NEW | 961684206 |  | 10800 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 266274 | 3839 | SH |  | DFND | 12 | 2220 | 0 | 1619 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 559965 | 24544 | SH |  | DFND | 12 | 11043 | 0 | 13501 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 524227 | 4582 | SH |  | DFND | 12 | 1853 | 0 | 2729 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 214472 | 7330 | SH |  | DFND | 12 | 4450 | 0 | 2880 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 10030503 | 76098 | SH |  | DFND | 12 | 990 | 0 | 75108 |
| VANGUARD WELLINGTON FD | US VALUE FACTR | 921935805 |  | 206702 | 2263 | SH |  | DFND | 2 | 2263 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 326675 | 1603 | SH |  | DFND | 12 | 809 | 0 | 794 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 301292 | 6593 | SH |  | DFND | 12 | 4260 | 0 | 2333 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 366924 | 5899 | SH |  | DFND | 12 | 4019 | 0 | 1880 |
| PENNYMAC MTG INVT TR | COM | 70931T103 |  | 144980 | 10483 | SH |  | DFND | 2 | 10483 | 0 | 0 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 1604805 | 50930 | SH |  | DFND | 12 | 2757 | 0 | 48173 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 396871 | 9897 | SH |  | DFND | 12 | 1020 | 0 | 8877 |
| JETBLUE AWYS CORP | COM | 477143101 |  | 86069 | 10283 | SH |  | DFND | 12 | 9983 | 0 | 300 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 562338 | 11479 | SH |  | DFND | 12 | 2254 | 0 | 9225 |
| AYRO INC | COM | 054748108 |  | 9841 | 11745 | SH |  | DFND | 2 | 11745 | 0 | 0 |
| 23ANDME HOLDING CO | CLASS A COM | 90138Q108 |  | 32932 | 13279 | SH |  | DFND | 2 | 13279 | 0 | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 576256 | 5673 | SH |  | DFND | 12 | 2405 | 0 | 3268 |
| RA MED SYS INC | COM | 74933X203 |  | 4397 | 14000 | SH |  | DFND | 2 | 14000 | 0 | 0 |
| ENDO INTL PLC | SHS | G30401106 |  | 5821 | 12500 | SH |  | DFND | 2 | 12500 | 0 | 0 |
| AETERNA ZENTARIS INC | COM | 007975402 |  | 2952 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 215435 | 2087 | SH |  | DFND | 12 | 1852 | 0 | 235 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 256385 | 3671 | SH |  | DFND | 12 | 3530 | 0 | 141 |
| ADIAL PHARMACEUTICALS INC | COM | 00688A106 |  | 20100 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 88710 | 12053 | SH |  | DFND | 12 | 10953 | 0 | 1100 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 264655 | 4093 | SH |  | DFND | 12 | 793 | 0 | 3300 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2072781 | 12239 | SH |  | DFND | 12 | 644 | 0 | 11595 |
| XCEL ENERGY INC | COM | 98389B100 |  | 251926 | 3557 | SH |  | DFND | 12 | 3080 | 0 | 477 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 370996 | 11202 | SH |  | DFND | 12 | 7459 | 0 | 3743 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 201064 | 10555 | SH |  | DFND | 12 | 1896 | 0 | 8659 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 253024 | 1885 | SH |  | DFND | 12 | 1717 | 0 | 168 |
| ISHARES TR | EXPONENTIAL TECH | 46434V381 |  | 271140 | 5657 | SH |  | DFND | 12 | 2099 | 0 | 3558 |
| ESPORTS ENTMT GROUP INC | COM | 29667K306 |  | 5531 | 13490 | SH |  | DFND | 2 | 13490 | 0 | 0 |
| FASTENAL CO | COM | 311900104 |  | 224251 | 4492 | SH |  | DFND | 12 | 3135 | 0 | 1357 |
| ARCADIA BIOSCIENCES INC | COM NEW | 039014204 |  | 13136 | 13136 | SH |  | DFND | 2 | 13136 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 |  | 180295 | 11602 | SH |  | DFND | 12 | 9902 | 0 | 1700 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 250106 | 2124 | SH |  | DFND | 12 | 34 | 0 | 2090 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 |  | 285356 | 1747 | SH |  | DFND | 12 | 1055 | 0 | 692 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 1694129 | 48921 | SH |  | DFND | 12 | 1509 | 0 | 47412 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 1098458 | 21917 | SH |  | DFND | 12 | 4989 | 0 | 16928 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1617058 | 26795 | SH |  | DFND | 12 | 1591 | 0 | 25204 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 |  | 34726 | 10652 | SH |  | DFND | 2 | 10652 | 0 | 0 |
| IAMGOLD CORP | COM | 450913108 |  | 25760 | 16000 | SH |  | DFND | 12 | 15000 | 0 | 1000 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 344735 | 4196 | SH |  | DFND | 12 | 869 | 0 | 3327 |
| DIGITAL BRANDS GROUP INC | COM | 25401N101 |  | 2924 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 251553 | 4819 | SH |  | DFND | 12 | 2678 | 0 | 2141 |
| ALLY FINL INC | COM | 02005N100 |  | 249381 | 7442 | SH |  | DFND | 12 | 3954 | 0 | 3488 |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 |  | 98195 | 10402 | SH |  | DFND | 2 | 10402 | 0 | 0 |
| EQUINOX GOLD CORP | COM | 29446Y502 |  | 44871 | 10106 | SH |  | DFND | 2 | 10106 | 0 | 0 |
| GRAPHITE BIO INC | COM | 38870X104 |  | 37675 | 13700 | SH |  | DFND | 2 | 13700 | 0 | 0 |
| EASTMAN CHEM CO | COM | 277432100 |  | 308305 | 3421 | SH |  | DFND | 12 | 1795 | 0 | 1626 |
| DBX ETF TR | XTRACK USD HIGH | 233051432 |  | 281733 | 8353 | SH |  | DFND | 12 | 5983 | 0 | 2370 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 976561 | 4956 | SH |  | DFND | 12 | 470 | 0 | 4486 |
| SYNOPSYS INC | COM | 871607107 |  | 252982 | 833 | SH |  | DFND | 12 | 214 | 0 | 619 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 383842 | 4757 | SH |  | DFND | 12 | 1448 | 0 | 3309 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 1531544 | 21151 | SH |  | DFND | 12 | 758 | 0 | 20393 |
| AEGON N V | NY REGISTRY SHS | 007924103 |  | 64469 | 14719 | SH |  | DFND | 2 | 14719 | 0 | 0 |
| KRANESHARES TR | ELEC VEH FUTUR | 500767827 |  | 210679 | 5975 | SH |  | DFND | 12 | 1553 | 0 | 4422 |
| ARDELYX INC | COM | 039697107 |  | 8849 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 1705505 | 13426 | SH |  | DFND | 12 | 1266 | 0 | 12160 |
| BIOGEN INC | COM | 09062X103 |  | 277766 | 1362 | SH |  | DFND | 12 | 1107 | 0 | 255 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 259799 | 5859 | SH |  | DFND | 12 | 5081 | 0 | 778 |
| GLOBALSTAR INC | COM | 378973408 |  | 18450 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 |  | 248224 | 7757 | SH |  | DFND | 12 | 4051 | 0 | 3706 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 351309 | 7854 | SH |  | DFND | 12 | 3604 | 0 | 4250 |
| FUELCELL ENERGY INC | COM | 35952H601 |  | 59269 | 15805 | SH |  | DFND | 12 | 13335 | 0 | 2470 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 1103802 | 18753 | SH |  | DFND | 12 | 217 | 0 | 18536 |
| BARINGS BDC INC | COM | 06759L103 |  | 101125 | 10862 | SH |  | DFND | 2 | 10862 | 0 | 0 |
| MUDRICK CAPITAL ACQU CORP II | COM CL A | 62477L107 |  | 126101 | 12510 | SH |  | DFND | 2 | 12510 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 395156 | 3832 | SH |  | DFND | 12 | 79 | 0 | 3753 |
| VELO3D INC | COMMON STOCK | 92259N104 |  | 19029 | 13789 | SH |  | DFND | 2 | 13789 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 339311 | 12393 | SH |  | DFND | 12 | 2179 | 0 | 10214 |
| ETF SER SOLUTIONS | DEFIANCE HTL AIR | 26922B873 |  | 1895000 | 125830 | SH |  | DFND | 12 | 1700 | 0 | 124130 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 468920 | 12069 | SH |  | DFND | 12 | 4019 | 0 | 8050 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 1282014 | 6576 | SH |  | DFND | 12 | 209 | 0 | 6367 |
| RICEBRAN TECHNOLOGIES | COM NEW | 762831204 |  | 9916 | 14800 | SH |  | DFND | 2 | 14800 | 0 | 0 |
| CREATD INC | COM | 225265107 |  | 10507 | 14220 | SH |  | DFND | 12 | 10900 | 0 | 3320 |
| DSS INC | COM | 26253C102 |  | 3513 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 1931121 | 89987 | SH |  | DFND | 12 | 3240 | 0 | 86747 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 273262 | 4704 | SH |  | DFND | 12 | 3588 | 0 | 1116 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 202681 | 952 | SH |  | DFND | 2 | 952 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 574219 | 6302 | SH |  | DFND | 12 | 1419 | 0 | 4883 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1093984 | 21197 | SH |  | DFND | 12 | 2505 | 0 | 18692 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 |  | 386527 | 7718 | SH |  | DFND | 12 | 556 | 0 | 7162 |
| ARTELO BIOSCIENCES INC | COM NEW | 04301G201 |  | 4752 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| 22ND CENTY GROUP INC | COM | 90137F103 |  | 31950 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 1748786 | 19841 | SH |  | DFND | 12 | 1550 | 0 | 18291 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 205971 | 2172 | SH |  | DFND | 12 | 1453 | 0 | 719 |
| ADVISORSHARES TR | RANGER EQUITY BE | 00768Y412 |  | 987076 | 30798 | SH |  | DFND | 12 | 7828 | 0 | 22970 |
| SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G82514103 |  | 389405 | 39215 | SH |  | DFND | 2 | 39215 | 0 | 0 |
| APREA THERAPEUTICS INC | COM | 03836J102 |  | 11025 | 14700 | SH |  | DFND | 2 | 14700 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 248723 | 1029 | SH |  | DFND | 12 | 901 | 0 | 128 |
| GUARDION HEALTH SCIENCES INC | COM | 40145Q401 |  | 2169 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 304273 | 2889 | SH |  | DFND | 12 | 267 | 0 | 2622 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1601789 | 21283 | SH |  | DFND | 12 | 3184 | 0 | 18099 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 455627 | 2083 | SH |  | DFND | 12 | 639 | 0 | 1444 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 322582 | 1453 | SH |  | DFND | 12 | 639 | 0 | 814 |
| SWITCH INC | CL A | 87105L104 |  | 249676 | 7453 | SH |  | DFND | 2 | 7453 | 0 | 0 |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 |  | 208888 | 2746 | SH |  | DFND | 12 | 1306 | 0 | 1440 |
| HEARTBEAM INC | COM | 42238H108 |  | 19350 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 271539 | 3183 | SH |  | DFND | 12 | 2417 | 0 | 766 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 248934 | 1676 | SH |  | DFND | 12 | 599 | 0 | 1077 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 2197061 | 127510 | SH |  | DFND | 12 | 14496 | 0 | 113014 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 535044 | 4549 | SH |  | DFND | 12 | 2123 | 0 | 2426 |
| CORMEDIX INC | COM | 21900C308 |  | 41868 | 10415 | SH |  | DFND | 2 | 10415 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | CL A SHS | G7500M104 |  | 67288 | 10400 | SH |  | DFND | 2 | 10400 | 0 | 0 |
| IM CANNABIS CORP | COM NEW | 44969Q208 |  | 9575 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 4839456 | 197526 | SH |  | DFND | 12 | 815 | 0 | 196711 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3890281 | 10276 | SH |  | DFND | 12 | 1694 | 0 | 8582 |
| ISHARES TR | AGGRES ALLOC ETF | 464289859 |  | 250700 | 4186 | SH |  | DFND | 12 | 4121 | 0 | 65 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 7765054 | 111014 | SH |  | DFND | 12 | 797 | 0 | 110217 |
| ALLEGHANY CORP MD | COM | 017175100 |  | 325742 | 391 | SH |  | DFND | 12 | 151 | 0 | 240 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 924137 | 14023 | SH |  | DFND | 12 | 2479 | 0 | 11544 |
| FORTRESS VALUE ACQUIS CORP I | COM CL A | 34964G107 |  | 196602 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| GAMING  HOSPITALITY ACQU CO | *W EXP 02/04/202 | 364681114 |  | 7164 | 59752 | SH |  | DFND | 2 | 59752 | 0 | 0 |
| LIGHTJUMP ACQUISITION CORP | COM | 53228M106 |  | 102218 | 10232 | SH |  | DFND | 2 | 10232 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | UNIT 07/31/2027 | 74168P206 |  | 403000 | 40300 | SH |  | DFND | 2 | 40300 | 0 | 0 |
| REDBALL ACQUISITION CORP | *W EXP 08/17/202 | G7417R113 |  | 329 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 1050 | 17500 | SH |  | DFND | 2 | 17500 | 0 | 0 |
| VELOCITY ACQUISITION CORP | COM CL A | 92259E104 |  | 105115 | 10759 | SH |  | DFND | 2 | 10759 | 0 | 0 |
| CLIMATEROCK | UNIT 04/25/2027 | G2311X126 |  | 438575 | 43770 | SH |  | DFND | 2 | 43770 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 828 | 10975 | SH |  | DFND | 12 | 10800 | 0 | 175 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 1800 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 1600 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| GORES HOLDINGS IX INC | CLASS A COM | 38287A101 |  | 100662 | 10453 | SH |  | DFND | 2 | 10453 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 4105 | 36620 | SH |  | DFND | 2 | 36620 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | UNIT 02/01/2026 | G6529L113 |  | 122400 | 12439 | SH |  | DFND | 2 | 12439 | 0 | 0 |
| MSD ACQUISITION CORP | CLASS A ORD SHS | G5709C109 |  | 97900 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 |  | 119961 | 12216 | SH |  | DFND | 2 | 12216 | 0 | 0 |
| RXR ACQUISITION CORP | CLASS A COM | 74981W107 |  | 98879 | 10100 | SH |  | DFND | 2 | 10100 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 2238 | 25549 | SH |  | DFND | 2 | 25549 | 0 | 0 |
| PINE IS ACQUISITION CORP | CL A | 722615101 |  | 156785 | 15885 | SH |  | DFND | 2 | 15885 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 98273 | 10100 | SH |  | DFND | 2 | 10100 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 5975 | 59746 | SH |  | DFND | 2 | 59746 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 1553 | 12500 | SH |  | DFND | 2 | 12500 | 0 | 0 |
| DHB CAPITAL CORP | *W EXP 03/31/202 | 23291W117 |  | 1452 | 12100 | SH |  | DFND | 2 | 12100 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | SHS CL A | G8T90F102 |  | 166260 | 17000 | SH |  | DFND | 2 | 17000 | 0 | 0 |
| MONUMENT CIRCLE ACQUISITN CO | COM CL A | 61531M101 |  | 99153 | 10097 | SH |  | DFND | 2 | 10097 | 0 | 0 |
| BITE ACQUISITION CORP | COMMON STOCK | 09175K105 |  | 135329 | 13795 | SH |  | DFND | 2 | 13795 | 0 | 0 |
| Z-WORK ACQUISITION CORP | COM CL A | 98880C102 |  | 101480 | 10313 | SH |  | DFND | 2 | 10313 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | UNIT 99/99/9999 | 34619V202 |  | 98980 | 10100 | SH |  | DFND | 2 | 10100 | 0 | 0 |
| MONUMENT CIRCLE ACQUISITN CO | *W EXP 01/14/202 | 61531M119 |  | 7175 | 71748 | SH |  | DFND | 2 | 71748 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 13523397 | 227530 | SH |  | DFND | 1 | 0 | 0 | 227530 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 608341 | 22733 | SH |  | DFND | 1 | 0 | 0 | 22733 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 517838 | 21685 | SH |  | DFND | 1 | 0 | 0 | 21685 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 337571 | 4816 | SH |  | DFND | 1 | 0 | 0 | 4816 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 2215496 | 22060 | SH |  | DFND | 1 | 0 | 0 | 22060 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 8298623 | 145513 | SH |  | DFND | 1 | 0 | 0 | 145513 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 3220837 | 38444 | SH |  | DFND | 1 | 0 | 0 | 38444 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 1698335 | 44811 | SH |  | DFND | 1 | 0 | 0 | 44811 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 2202413 | 34558 | SH |  | DFND | 1 | 0 | 0 | 34558 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 3438425 | 70015 | SH |  | DFND | 1 | 0 | 0 | 70015 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 12198928 | 53923 | SH |  | DFND | 1 | 0 | 0 | 53923 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 9889224 | 107015 | SH |  | DFND | 1 | 0 | 0 | 107015 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 906376 | 27566 | SH |  | DFND | 1 | 0 | 0 | 27566 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 818884 | 4861 | SH |  | DFND | 1 | 0 | 0 | 4861 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 1036024 | 16579 | SH |  | DFND | 1 | 0 | 0 | 16579 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 683592 | 5759 | SH |  | DFND | 1 | 0 | 0 | 5759 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 639169 | 15346 | SH |  | DFND | 1 | 0 | 0 | 15346 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 390242 | 1195 | SH |  | DFND | 1 | 0 | 0 | 1195 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 6310942 | 32040 | SH |  | DFND | 1 | 0 | 0 | 32040 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 14731673 | 83626 | SH |  | DFND | 1 | 0 | 0 | 83626 |
| ETF SER SOLUTIONS | APTUS DEFINED | 26922A388 |  | 827793 | 31487 | SH |  | DFND | 1 | 0 | 0 | 31487 |
| DIREXION SHS ETF TR | FALLEN KNIVES | 25460G757 |  | 734434 | 16212 | SH |  | DFND | 1 | 0 | 0 | 16212 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 258550 | 2719 | SH |  | DFND | 1 | 0 | 0 | 2719 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 488317 | 10662 | SH |  | DFND | 1 | 0 | 0 | 10662 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 903021 | 27065 | SH |  | DFND | 1 | 0 | 0 | 27065 |
| FIRST TR EXCHANGE TRADED FD | CHINDIA ETF | 33733A102 |  | 205793 | 5059 | SH |  | DFND | 1 | 0 | 0 | 5059 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 1249474 | 30159 | SH |  | DFND | 1 | 0 | 0 | 30159 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 291397 | 10721 | SH |  | DFND | 1 | 0 | 0 | 10721 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 7115444 | 481999 | SH |  | DFND | 1 | 0 | 0 | 481999 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 802700 | 25629 | SH |  | DFND | 1 | 0 | 0 | 25629 |
| FIRST TR EXCHANGE TRADED FD | INDXX NAT RE ETF | 33734X838 |  | 317430 | 23875 | SH |  | DFND | 1 | 0 | 0 | 23875 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 696068 | 13508 | SH |  | DFND | 1 | 0 | 0 | 13508 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 769019 | 13598 | SH |  | DFND | 1 | 0 | 0 | 13598 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 421563 | 5039 | SH |  | DFND | 1 | 0 | 0 | 5039 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 428683 | 16456 | SH |  | DFND | 1 | 0 | 0 | 16456 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ FOD BVRG | 33738R852 |  | 746999 | 29109 | SH |  | DFND | 1 | 0 | 0 | 29109 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 820617 | 16357 | SH |  | DFND | 1 | 0 | 0 | 16357 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 339452 | 3887 | SH |  | DFND | 1 | 0 | 0 | 3887 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 400038 | 2951 | SH |  | DFND | 1 | 0 | 0 | 2951 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 2291669 | 51965 | SH |  | DFND | 1 | 0 | 0 | 51965 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 224785 | 3122 | SH |  | DFND | 1 | 0 | 0 | 3122 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 517211 | 16976 | SH |  | DFND | 1 | 0 | 0 | 16976 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 33740U406 |  | 912620 | 30502 | SH |  | DFND | 1 | 0 | 0 | 30502 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 235662 | 7278 | SH |  | DFND | 1 | 0 | 0 | 7278 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US DEP | 33740U802 |  | 233178 | 8002 | SH |  | DFND | 1 | 0 | 0 | 8002 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 234094 | 13400 | SH |  | DFND | 1 | 0 | 0 | 13400 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 255949 | 955 | SH |  | DFND | 1 | 0 | 0 | 955 |
| INVESCO EXCHANGE TRADED FD T | S EQL REL | 46137V290 |  | 323175 | 9673 | SH |  | DFND | 1 | 0 | 0 | 9673 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 453902 | 7321 | SH |  | DFND | 1 | 0 | 0 | 7321 |
| INVESCO EXCH TRADED FD TR II | S ULTRA DIVIDE | 46138G656 |  | 455443 | 11025 | SH |  | DFND | 1 | 0 | 0 | 11025 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 459093 | 4526 | SH |  | DFND | 1 | 0 | 0 | 4526 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 27810609 | 335917 | SH |  | DFND | 1 | 0 | 0 | 335917 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1539630 | 32318 | SH |  | DFND | 1 | 0 | 0 | 32318 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 759033 | 12898 | SH |  | DFND | 1 | 0 | 0 | 12898 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 2401759 | 44692 | SH |  | DFND | 1 | 0 | 0 | 44692 |
| ISHARES TR | CORE S ETF | 464287200 |  | 30286957 | 79881 | SH |  | DFND | 1 | 0 | 0 | 79881 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 213564 | 6610 | SH |  | DFND | 1 | 0 | 0 | 6610 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 416935 | 12152 | SH |  | DFND | 1 | 0 | 0 | 12152 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 |  | 467707 | 11424 | SH |  | DFND | 1 | 0 | 0 | 11424 |
| ISHARES U S ETF TR | INFLATION HEDG | 46431W580 |  | 489641 | 18861 | SH |  | DFND | 1 | 0 | 0 | 18861 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 254766 | 9380 | SH |  | DFND | 1 | 0 | 0 | 9380 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 738660 | 9177 | SH |  | DFND | 1 | 0 | 0 | 9177 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 1102039 | 25393 | SH |  | DFND | 1 | 0 | 0 | 25393 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 769365 | 7234 | SH |  | DFND | 1 | 0 | 0 | 7234 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 32186203 | 222020 | SH |  | DFND | 1 | 0 | 0 | 222020 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 2371883 | 17255 | SH |  | DFND | 1 | 0 | 0 | 17255 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 2075466 | 21984 | SH |  | DFND | 1 | 0 | 0 | 21984 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 220588 | 1875 | SH |  | DFND | 1 | 0 | 0 | 1875 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 821786 | 7464 | SH |  | DFND | 1 | 0 | 0 | 7464 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 4658487 | 44506 | SH |  | DFND | 1 | 0 | 0 | 44506 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 220716 | 4323 | SH |  | DFND | 1 | 0 | 0 | 4323 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 5529223 | 364484 | SH |  | DFND | 1 | 0 | 0 | 364484 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 759114 | 20211 | SH |  | DFND | 1 | 0 | 0 | 20211 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 1516476 | 35210 | SH |  | DFND | 1 | 0 | 0 | 35210 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 607820 | 8486 | SH |  | DFND | 1 | 0 | 0 | 8486 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 12270746 | 95686 | SH |  | DFND | 1 | 0 | 0 | 95686 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2619878 | 8492 | SH |  | DFND | 1 | 0 | 0 | 8492 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 357071 | 5902 | SH |  | DFND | 1 | 0 | 0 | 5902 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 270605 | 3838 | SH |  | DFND | 1 | 0 | 0 | 3838 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 529336 | 7127 | SH |  | DFND | 1 | 0 | 0 | 7127 |
| TARGET CORP | COM | 87612E106 |  | 247192 | 1750 | SH |  | DFND | 1 | 0 | 0 | 1750 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 688579 | 9819 | SH |  | DFND | 1 | 0 | 0 | 9819 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 4342814 | 30270 | SH |  | DFND | 1 | 0 | 0 | 30270 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 1410871 | 28240 | SH |  | DFND | 1 | 0 | 0 | 28240 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 6059986 | 27188 | SH |  | DFND | 1 | 0 | 0 | 27188 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 12305751 | 121001 | SH |  | DFND | 1 | 0 | 0 | 121001 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3202451 | 41242 | SH |  | DFND | 1 | 0 | 0 | 41242 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 758769 | 9482 | SH |  | DFND | 1 | 0 | 0 | 9482 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 601829 | 6257 | SH |  | DFND | 1 | 0 | 0 | 6257 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 1031463 | 15038 | SH |  | DFND | 1 | 0 | 0 | 15038 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 834718 | 10946 | SH |  | DFND | 1 | 0 | 0 | 10946 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 488177 | 9779 | SH |  | DFND | 1 | 0 | 0 | 9779 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2036586 | 15443 | SH |  | DFND | 1 | 0 | 0 | 15443 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 429332 | 14578 | SH |  | DFND | 1 | 0 | 0 | 14578 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 1292653 | 19556 | SH |  | DFND | 1 | 0 | 0 | 19556 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 793333 | 13650 | SH |  | DFND | 1 | 0 | 0 | 13650 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 604372 | 11543 | SH |  | DFND | 1 | 0 | 0 | 11543 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 |  | 229511 | 4815 | SH |  | DFND | 1 | 0 | 0 | 4815 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 |  | 214794 | 9680 | SH |  | DFND | 1 | 0 | 0 | 9680 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 594718 | 9528 | SH |  | DFND | 1 | 0 | 0 | 9528 |
| AMPLIFY ETF TR | BLACKSWAN GRWT | 032108888 |  | 459073 | 17009 | SH |  | DFND | 1 | 0 | 0 | 17009 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 1453437 | 73221 | SH |  | DFND | 1 | 0 | 0 | 73221 |
| FLEXSHARES TR | IBOXX 5YR TRGT | 33939L605 |  | 298605 | 11840 | SH |  | DFND | 1 | 0 | 0 | 11840 |
| NORTHERN LTS FD TR IV | INSPIRE CORP ESG | 66538H633 |  | 997282 | 42577 | SH |  | DFND | 1 | 0 | 0 | 42577 |
| NORTHERN LTS FD TR IV | INTRNTINL ESG | 66538H419 |  | 279882 | 11103 | SH |  | DFND | 1 | 0 | 0 | 11103 |
| INVESCO EXCH TRADED FD TR II | PURBTA 0 5 YR | 46138E495 |  | 1268050 | 49669 | SH |  | DFND | 1 | 0 | 0 | 49669 |
| INVESCO EXCH TRADED FD TR II | S SMLCP ENGY | 46138E164 |  | 1028836 | 118257 | SH |  | DFND | 1 | 0 | 0 | 118257 |
| BARCLAYS BANK PLC | IPATH SHILR CAPE | 06742A669 |  | 681577 | 36487 | SH |  | DFND | 1 | 0 | 0 | 36487 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 479013 | 12295 | SH |  | DFND | 1 | 0 | 0 | 12295 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 214450 | 4129 | SH |  | DFND | 1 | 0 | 0 | 4129 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 464105 | 15005 | SH |  | DFND | 1 | 0 | 0 | 15005 |
| ISHARES S GSCI COMMODITY- | UNIT BEN INT | 46428R107 |  | 652390 | 28242 | SH |  | DFND | 1 | 0 | 0 | 28242 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 391609 | 3949 | SH |  | DFND | 1 | 0 | 0 | 3949 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 |  | 216520 | 7763 | SH |  | DFND | 1 | 0 | 0 | 7763 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 321102 | 10861 | SH |  | DFND | 1 | 0 | 0 | 10861 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 280591 | 10163 | SH |  | DFND | 1 | 0 | 0 | 10163 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 555496 | 9579 | SH |  | DFND | 1 | 0 | 0 | 9579 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 792055 | 22780 | SH |  | DFND | 1 | 0 | 0 | 22780 |
| TIMOTHY PLAN | HIG DV STK ETF | 887432326 |  | 2238443 | 75596 | SH |  | DFND | 1 | 0 | 0 | 75596 |
| TIMOTHY PLAN | US LRGMD CP CORE | 887432359 |  | 1153534 | 36881 | SH |  | DFND | 1 | 0 | 0 | 36881 |

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