# EDGAR Filing Document

**Accession Number:** 0001020918
**File Stem:** 0001020918-23-000002
**Filing Date:** 2023-1
**Character Count:** 55963
**Document Hash:** f0f803c02e171e7d09e4539b1f86b6e1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001020918-23-000002.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001020918-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**EFFECTIVENESS DATE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROTHSCHILD INVESTMENT CORP /IL
- **CENTRAL INDEX KEY:** 0001020918
- **IRS NUMBER:** 362708660

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-05772
- **FILM NUMBER:** 23536982

**BUSINESS ADDRESS:**
- **STREET 1:** 311 SOUTH WACKER DRIVE
- **STREET 2:** SUITE 6500
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3129838900

**MAIL ADDRESS:**
- **STREET 1:** 311 S WACKER DR
- **STREET 2:** SUITE 6500
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ROTHSCHILD INVESTMENT CORP /IL<br>**Address:** 311 S WACKER DR<br>SUITE 6500<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-05772

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Bradley C. Drake<br>**Title:** Executive Vice President<br>**Phone:** 312-983-8956

**Signature, Place, and Date of Signing:**

Bradley C. Drake  Chicago, IL  01-19-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 544

**Form 13F Information Table Value Total:** $1088865

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO COM | COM | 88579Y101 |  | 1262 | 10526 | SH |  | DFND |  | 0 | 0 | 10526 |
| ABBOTT LABS | COM | 002824100 |  | 3621 | 32983 | SH |  | DFND |  | 0 | 0 | 32983 |
| ABBVIE INC COM | COM | 00287Y109 |  | 21122 | 130697 | SH |  | DFND |  | 0 | 0 | 130697 |
| ABCELLERA BIOLOGICS IN COM | COM | 00288u106 |  | 356 | 35100 | SH |  | DFND |  | 0 | 0 | 35100 |
| ACADEMY SPORTS  OUTDOORS INC | COM | 00402l107 |  | 730 | 13900 | SH |  | DFND |  | 0 | 0 | 13900 |
| ACCENTURE PLC IRELAND CL A | COM | g1151c101 |  | 201 | 753 | SH |  | DFND |  | 0 | 0 | 753 |
| ACTIVISION BLIZZARD INC COM | COM | 00507V109 |  | 292 | 3815 | SH |  | DFND |  | 0 | 0 | 3815 |
| ADVANCE AUTO PARTS INC COM | COM | 00751Y106 |  | 824 | 5604 | SH |  | SOLE |  | 5604 | 0 | 0 |
| ADVANCE AUTO PARTS INC COM | COM | 00751Y106 |  | 169 | 1148 | SH |  | DFND |  | 0 | 0 | 1148 |
| ADVANCED MICRO DEVICES | COM | 007903107 |  | 2332 | 36004 | SH |  | DFND |  | 0 | 0 | 36004 |
| ALBEMARLE CORP COM | COM | 012653101 |  | 1222 | 5637 | SH |  | DFND |  | 0 | 0 | 5637 |
| ALBERTSONS COS INC CL A | COM | 013091103 |  | 1337 | 64471 | SH |  | SOLE |  | 64471 | 0 | 0 |
| ALBERTSONS COS INC CL A | COM | 013091103 |  | 145 | 6982 | SH |  | DFND |  | 0 | 0 | 6982 |
| ALLOGENE THERAPEUTICS COM | COM | 019770106 |  | 107 | 16950 | SH |  | DFND |  | 0 | 0 | 16950 |
| ALLSTATE CORP COM | COM | 020002101 |  | 4688 | 34573 | SH |  | DFND |  | 0 | 0 | 34573 |
| ALLY FINL INC COM | COM | 02005n100 |  | 913 | 37344 | SH |  | SOLE |  | 37344 | 0 | 0 |
| ALLY FINL INC COM | COM | 02005n100 |  | 72 | 2944 | SH |  | DFND |  | 0 | 0 | 2944 |
| ALPHABET CLASS-C SHARE | COM | 02079k107 |  | 176 | 1980 | SH |  | SOLE |  | 1980 | 0 | 0 |
| ALPHABET CLASS-C SHARE | COM | 02079k107 |  | 10904 | 122888 | SH |  | DFND |  | 0 | 0 | 122888 |
| ALPHABET INC CL A | COM | 02079k305 |  | 838 | 9500 | SH |  | SOLE |  | 9500 | 0 | 0 |
| ALPHABET INC CL A | COM | 02079k305 |  | 13325 | 151023 | SH |  | DFND |  | 0 | 0 | 151023 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1430 | 31287 | SH |  | DFND |  | 0 | 0 | 31287 |
| AMAZON COM INC COM | COM | 023135106 |  | 6974 | 83025 | SH |  | DFND |  | 0 | 0 | 83025 |
| AMBIT BIOSCIENCE CONT VAL-POSS | COM | 023cvr996 |  | 0 | 22400 | SH |  | DFND |  | 0 | 0 | 22400 |
| AMCOR PLC REGISTERED SHS | COM | g0250x107 |  | 389 | 32665 | SH |  | DFND |  | 0 | 0 | 32665 |
| AMEREN CORP COM | COM | 023608102 |  | 1515 | 17040 | SH |  | DFND |  | 0 | 0 | 17040 |
| AMERICAN CENTY ETF TR US SML C | COM | 025072877 |  | 2355 | 31609 | SH |  | DFND |  | 0 | 0 | 31609 |
| AMERICAN ELECTRIC POWER | COM | 025537101 |  | 524 | 5521 | SH |  | DFND |  | 0 | 0 | 5521 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1051 | 7114 | SH |  | SOLE |  | 7114 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 584 | 3956 | SH |  | DFND |  | 0 | 0 | 3956 |
| AMERICAN INTL GROUP INC COM NE | COM | 026874784 |  | 8822 | 139503 | SH |  | DFND |  | 0 | 0 | 139503 |
| AMERICAN TOWER REIT COM | COM | 03027x100 |  | 6402 | 30218 | SH |  | DFND |  | 0 | 0 | 30218 |
| AMERIPRISE FINL INC COM | COM | 03076c106 |  | 306 | 983 | SH |  | DFND |  | 0 | 0 | 983 |
| AMGEN INC | COM | 031162100 |  | 15507 | 59044 | SH |  | DFND |  | 0 | 0 | 59044 |
| AMMO INC COM | COM | 00175j107 |  | 35 | 20000 | SH |  | DFND |  | 0 | 0 | 20000 |
| AMN HEALTHCARE SRVCS COM | COM | 001744101 |  | 692 | 6735 | SH |  | SOLE |  | 6735 | 0 | 0 |
| AMN HEALTHCARE SRVCS COM | COM | 001744101 |  | 152 | 1482 | SH |  | DFND |  | 0 | 0 | 1482 |
| ANNALY CAP MGMT INC COM | COM | 035710839 |  | 4225 | 200416 | SH |  | DFND |  | 0 | 0 | 200416 |
| AON PLC REG SHS | COM | g0403h108 |  | 3766 | 12546 | SH |  | DFND |  | 0 | 0 | 12546 |
| APOLLO GLOBAL MGMT INC NEW | COM | 03769m106 |  | 813 | 12738 | SH |  | SOLE |  | 12738 | 0 | 0 |
| APOLLO GLOBAL MGMT INC NEW | COM | 03769m106 |  | 316 | 4959 | SH |  | DFND |  | 0 | 0 | 4959 |
| APPLE COMPUTER INC | COM | 037833100 |  | 888 | 6832 | SH |  | SOLE |  | 6832 | 0 | 0 |
| APPLE COMPUTER INC | COM | 037833100 |  | 41517 | 319533 | SH |  | DFND |  | 0 | 0 | 319533 |
| APPLIED MATERIALS INC | COM | 038222105 |  | 223 | 2295 | SH |  | DFND |  | 0 | 0 | 2295 |
| ARCHER DANIELS MIDLAND | COM | 039483102 |  | 211 | 2275 | SH |  | DFND |  | 0 | 0 | 2275 |
| ARES CAP CORP COM | COM | 04010l103 |  | 938 | 50804 | SH |  | DFND |  | 0 | 0 | 50804 |
| ASSOCIATED BANCORP | COM | 045487105 |  | 439 | 19000 | SH |  | DFND |  | 0 | 0 | 19000 |
| AT INC COM | COM | 00206r102 |  | 2107 | 114455 | SH |  | DFND |  | 0 | 0 | 114455 |
| ATHIRA PHARMA INC COM | COM | 04746l104 |  | 99 | 31100 | SH |  | DFND |  | 0 | 0 | 31100 |
| AUTOMATIC DATA PROCESSING | COM | 053015103 |  | 252 | 1053 | SH |  | DFND |  | 0 | 0 | 1053 |
| BANCORP INC DEL COM | COM | 05969a105 |  | 322 | 11334 | SH |  | DFND |  | 0 | 0 | 11334 |
| BANK OF AMER CORP | COM | 060505104 |  | 5045 | 152314 | SH |  | DFND |  | 0 | 0 | 152314 |
| BANK OF NEW YORK MELLON CORP C | COM | 064058100 |  | 961 | 21102 | SH |  | DFND |  | 0 | 0 | 21102 |
| BARRICK GOLD CORP | COM | 067901108 |  | 339 | 19750 | SH |  | DFND |  | 0 | 0 | 19750 |
| BAXTER INTERNATIONAL INC | COM | 071813109 |  | 1205 | 23641 | SH |  | DFND |  | 0 | 0 | 23641 |
| BENGUET CORP CL B | COM | 081851206 |  | 1 | 10000 | SH |  | DFND |  | 0 | 0 | 10000 |
| BERKSHIRE HATHAWAY INC CL B | COM | 084670702 |  | 19543 | 63267 | SH |  | DFND |  | 0 | 0 | 63267 |
| BERKSHIRE HATHAWAY INC DEL | COM | 084670108 |  | 937 | 2 | SH |  | DFND |  | 0 | 0 | 2 |
| BIOMARIN PHARMACEUTICA COM | COM | 09061G101 |  | 1579 | 15254 | SH |  | DFND |  | 0 | 0 | 15254 |
| BLACKSTONE GROUP INC COM CL A | COM | 09260d107 |  | 14741 | 198689 | SH |  | DFND |  | 0 | 0 | 198689 |
| BLACKSTONE GSO STRATEG COM SHS | COM | 09257r101 |  | 273 | 25780 | SH |  | DFND |  | 0 | 0 | 25780 |
| BLACKSTONE MTG TR INC COM CL A | COM | 09257w100 |  | 358 | 16925 | SH |  | DFND |  | 0 | 0 | 16925 |
| BOEING COMPANY | COM | 097023105 |  | 11756 | 61715 | SH |  | DFND |  | 0 | 0 | 61715 |
| BOOT BARN HLDGS INC COM | COM | 099406100 |  | 373 | 5962 | SH |  | SOLE |  | 5962 | 0 | 0 |
| BOOT BARN HLDGS INC COM | COM | 099406100 |  | 32 | 514 | SH |  | DFND |  | 0 | 0 | 514 |
| BORGWARNER INC COM | COM | 099724106 |  | 386 | 9590 | SH |  | DFND |  | 0 | 0 | 9590 |
| BP PLC SPONSORED ADR | COM | 055622104 |  | 2737 | 78371 | SH |  | DFND |  | 0 | 0 | 78371 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 553 | 7681 | SH |  | SOLE |  | 7681 | 0 | 0 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 4231 | 58801 | SH |  | DFND |  | 0 | 0 | 58801 |
| BROADCOM INC COM | COM | 11135f101 |  | 2470 | 4417 | SH |  | DFND |  | 0 | 0 | 4417 |
| BUNGE LIMITED COM | COM | g16962105 |  | 1828 | 18318 | SH |  | DFND |  | 0 | 0 | 18318 |
| CALERES INC COM | COM | 129500104 |  | 544 | 24400 | SH |  | SOLE |  | 24400 | 0 | 0 |
| CALERES INC COM | COM | 129500104 |  | 127 | 5683 | SH |  | DFND |  | 0 | 0 | 5683 |
| CANADIAN NAT RES LTD COM | COM | 136385101 |  | 828 | 14911 | SH |  | SOLE |  | 14911 | 0 | 0 |
| CANADIAN NAT RES LTD COM | COM | 136385101 |  | 17 | 315 | SH |  | DFND |  | 0 | 0 | 315 |
| CANADIAN NATL RY CO COM | COM | 136375102 |  | 3642 | 30640 | SH |  | DFND |  | 0 | 0 | 30640 |
| CAPITALAND INTEGRATED UNITS | COM | y1100l160 |  | 40 | 26500 | SH |  | DFND |  | 0 | 0 | 26500 |
| CARA THERAPEUTICS INC COM | COM | 140755109 |  | 634 | 59000 | SH |  | DFND |  | 0 | 0 | 59000 |
| CARNIVAL CORP | COM | 143658300 |  | 91 | 11250 | SH |  | DFND |  | 0 | 0 | 11250 |
| CARRIER GLOBAL CORP COM | COM | 14448c104 |  | 254 | 6169 | SH |  | DFND |  | 0 | 0 | 6169 |
| CATERPILLAR TRACTOR | COM | 149123101 |  | 1538 | 6421 | SH |  | DFND |  | 0 | 0 | 6421 |
| CBOE HLDGS INC COM | COM | 12503m108 |  | 1608 | 12813 | SH |  | DFND |  | 0 | 0 | 12813 |
| CHARGEPOINT HLDGS INC CL A | COM | 15961r105 |  | 192 | 20100 | SH |  | DFND |  | 0 | 0 | 20100 |
| CHARTER COMMUNICATIONS INC NEW | COM | 16119p108 |  | 294 | 866 | SH |  | SOLE |  | 866 | 0 | 0 |
| CHARTER COMMUNICATIONS INC NEW | COM | 16119p108 |  | 26 | 77 | SH |  | DFND |  | 0 | 0 | 77 |
| CHEVRON CORP NEW COM | COM | 166764100 |  | 29 | 161 | SH |  | SOLE |  | 161 | 0 | 0 |
| CHEVRON CORP NEW COM | COM | 166764100 |  | 23885 | 133069 | SH |  | DFND |  | 0 | 0 | 133069 |
| CIENA CORP NEW | COM | 171779309 |  | 1554 | 30483 | SH |  | SOLE |  | 30483 | 0 | 0 |
| CIENA CORP NEW | COM | 171779309 |  | 140 | 2750 | SH |  | DFND |  | 0 | 0 | 2750 |
| CISCO SYS INC | COM | 17275R102 |  | 24 | 495 | SH |  | SOLE |  | 495 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 8391 | 176141 | SH |  | DFND |  | 0 | 0 | 176141 |
| CITIGROUP INC COM | COM | 172967424 |  | 535 | 11835 | SH |  | DFND |  | 0 | 0 | 11835 |
| COCA COLA COMPANY | COM | 191216100 |  | 1048 | 16479 | SH |  | DFND |  | 0 | 0 | 16479 |
| COHEN  STEERS QTY RLY COM | COM | 19247L106 |  | 443 | 38500 | SH |  | DFND |  | 0 | 0 | 38500 |
| COHU INC COM | COM | 192576106 |  | 1088 | 33935 | SH |  | SOLE |  | 33935 | 0 | 0 |
| COHU INC COM | COM | 192576106 |  | 134 | 4186 | SH |  | DFND |  | 0 | 0 | 4186 |
| COLGATE PALMOLIVE COMPANY | COM | 194162103 |  | 378 | 4801 | SH |  | DFND |  | 0 | 0 | 4801 |
| COLONY BANKCORP INC CDT-COM | COM | 19623p101 |  | 144 | 11356 | SH |  | DFND |  | 0 | 0 | 11356 |
| COMCAST CORPORATION CLASS A | COM | 20030n101 |  | 348 | 9946 | SH |  | DFND |  | 0 | 0 | 9946 |
| COMPUGEN LTD ORD | COM | m25722105 |  | 251 | 365700 | SH |  | DFND |  | 0 | 0 | 365700 |
| CONAGRA BRANDS INC COM | COM | 205887102 |  | 327 | 8459 | SH |  | DFND |  | 0 | 0 | 8459 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 4300 | 36439 | SH |  | DFND |  | 0 | 0 | 36439 |
| CONSOLIDATED EDISON NEW YORK | COM | 209115104 |  | 2900 | 30428 | SH |  | DFND |  | 0 | 0 | 30428 |
| CONSTELLATION ENERGY CORP COM | COM | 21037t109 |  | 1281 | 14864 | SH |  | DFND |  | 0 | 0 | 14864 |
| COOL TECHNOLOGIES INC COM | COM | 21639Y100 |  | 0 | 30549 | SH |  | DFND |  | 0 | 0 | 30549 |
| CORNING INC | COM | 219350105 |  | 1315 | 41160 | SH |  | DFND |  | 0 | 0 | 41160 |
| CORTEVA INC COM | COM | 22052l104 |  | 300 | 5111 | SH |  | DFND |  | 0 | 0 | 5111 |
| COSTCO WHOLESALE CORP-NEW | COM | 22160K105 |  | 13201 | 28918 | SH |  | DFND |  | 0 | 0 | 28918 |
| COTERRA ENERGY INC COM | COM | 127097103 |  | 1323 | 53864 | SH |  | SOLE |  | 53864 | 0 | 0 |
| COTERRA ENERGY INC COM | COM | 127097103 |  | 108 | 4392 | SH |  | DFND |  | 0 | 0 | 4392 |
| CRESCO LABS INC SUB VTG SHS | COM | 22587m106 |  | 58 | 32300 | SH |  | DFND |  | 0 | 0 | 32300 |
| CROWN CASTLE INTL CORP NEW COM | COM | 22822v101 |  | 672 | 4952 | SH |  | SOLE |  | 4952 | 0 | 0 |
| CROWN CASTLE INTL CORP NEW COM | COM | 22822v101 |  | 247 | 1819 | SH |  | DFND |  | 0 | 0 | 1819 |
| CUMMINS ENGINE CO INC | COM | 231021106 |  | 3123 | 12887 | SH |  | DFND |  | 0 | 0 | 12887 |
| CVS HEALTH CORPORATION | COM | 126650100 |  | 10334 | 110893 | SH |  | DFND |  | 0 | 0 | 110893 |
| DANAHER CORP DEL COM | COM | 235851102 |  | 1028 | 3872 | SH |  | DFND |  | 0 | 0 | 3872 |
| DARDEN RESTAURANTS INC. | COM | 237194105 |  | 615 | 4445 | SH |  | DFND |  | 0 | 0 | 4445 |
| DAVITA HEALTHCARE PARTNERS IN | COM | 23918k108 |  | 1002 | 13425 | SH |  | DFND |  | 0 | 0 | 13425 |
| DEERE  COMPANY | COM | 244199105 |  | 3464 | 8079 | SH |  | DFND |  | 0 | 0 | 8079 |
| DESIGNER BRANDS INC CL A | COM | 250565108 |  | 263 | 26900 | SH |  | DFND |  | 0 | 0 | 26900 |
| DEUTSCHE TELEKOM AG SPONSORED | COM | 251566105 |  | 1769 | 88555 | SH |  | DFND |  | 0 | 0 | 88555 |
| DEVON ENERGY CORP NEW COM | COM | 25179M103 |  | 277 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| DEVON ENERGY CORP NEW COM | COM | 25179M103 |  | 1061 | 17242 | SH |  | DFND |  | 0 | 0 | 17242 |
| DIAMONDBACK ENERGY INC COM | COM | 25278x109 |  | 1286 | 9399 | SH |  | SOLE |  | 9399 | 0 | 0 |
| DIAMONDBACK ENERGY INC COM | COM | 25278x109 |  | 218 | 1597 | SH |  | DFND |  | 0 | 0 | 1597 |
| DIEBOLD INC COM | COM | 253651103 |  | 69 | 48800 | SH |  | DFND |  | 0 | 0 | 48800 |
| DIGITAL RLTY TR INC COM | COM | 253868103 |  | 377 | 3762 | SH |  | SOLE |  | 3762 | 0 | 0 |
| DIGITAL RLTY TR INC COM | COM | 253868103 |  | 1 | 10 | SH |  | DFND |  | 0 | 0 | 10 |
| DISCOVER FINL SVCS INC | COM | 254709108 |  | 219 | 2235 | SH |  | DFND |  | 0 | 0 | 2235 |
| DISNEY WALT CO DISNEY COM | COM | 254687106 |  | 3041 | 35001 | SH |  | DFND |  | 0 | 0 | 35001 |
| DOLLAR GENERAL CORP | COM | 256677105 |  | 949 | 3852 | SH |  | SOLE |  | 3852 | 0 | 0 |
| DOLLAR GENERAL CORP | COM | 256677105 |  | 699 | 2839 | SH |  | DFND |  | 0 | 0 | 2839 |
| DOLLAR TREE INC COM | COM | 256746108 |  | 610 | 4310 | SH |  | SOLE |  | 4310 | 0 | 0 |
| DOLLAR TREE INC COM | COM | 256746108 |  | 400 | 2826 | SH |  | DFND |  | 0 | 0 | 2826 |
| DOMINION ENERGY INC COM | COM | 25746u109 |  | 1465 | 23890 | SH |  | DFND |  | 0 | 0 | 23890 |
| DOMINOS PIZZA INC COM | COM | 25754a201 |  | 1597 | 4610 | SH |  | DFND |  | 0 | 0 | 4610 |
| DOW INC COM | COM | 260557103 |  | 10985 | 217998 | SH |  | DFND |  | 0 | 0 | 217998 |
| DTE ENERGY CO COM | COM | 233331107 |  | 203 | 1724 | SH |  | DFND |  | 0 | 0 | 1724 |
| DUKE ENERGY COMPANY | COM | 26441C204 |  | 3942 | 38278 | SH |  | DFND |  | 0 | 0 | 38278 |
| DUPONT DE NEMOURS INC COM | COM | 26614n102 |  | 570 | 8309 | SH |  | DFND |  | 0 | 0 | 8309 |
| EBAY INC COM | COM | 278642103 |  | 1473 | 35518 | SH |  | DFND |  | 0 | 0 | 35518 |
| EDISON INTERNATIONAL | COM | 281020107 |  | 799 | 12555 | SH |  | DFND |  | 0 | 0 | 12555 |
| EDWARDS LIFESCIENCES COM | COM | 28176e108 |  | 1107 | 14834 | SH |  | DFND |  | 0 | 0 | 14834 |
| ELECTRONIC ARTS | COM | 285512109 |  | 232 | 1900 | SH |  | DFND |  | 0 | 0 | 1900 |
| EMERSON ELECTRIC CO | COM | 291011104 |  | 3957 | 41196 | SH |  | DFND |  | 0 | 0 | 41196 |
| ENBRIDGE INC COM | COM | 29250n105 |  | 923 | 23640 | SH |  | DFND |  | 0 | 0 | 23640 |
| ENOVIX CORP COM | COM | 293594107 |  | 323 | 25950 | SH |  | DFND |  | 0 | 0 | 25950 |
| ENZYME ENVIRONMENTAL S COM | COM | 294113105 |  | 0 | 34000 | SH |  | DFND |  | 0 | 0 | 34000 |
| EOG RES INC COM | COM | 26875P101 |  | 928 | 7162 | SH |  | DFND |  | 0 | 0 | 7162 |
| EQT CORPORATION COM | COM | 26884l109 |  | 855 | 25266 | SH |  | DFND |  | 0 | 0 | 25266 |
| EQUINIX INC COM NEW | COM | 29444U700 |  | 461 | 704 | SH |  | DFND |  | 0 | 0 | 704 |
| EQUITABLE HLDGS IN COM | COM | 29452e101 |  | 328 | 11425 | SH |  | DFND |  | 0 | 0 | 11425 |
| ESSENTIAL UTILS INC COM | COM | 29670g102 |  | 1124 | 23555 | SH |  | DFND |  | 0 | 0 | 23555 |
| ETHAN ALLEN INTERIORS COM | COM | 297602104 |  | 285 | 10800 | SH |  | DFND |  | 0 | 0 | 10800 |
| EXELON CORP | COM | 30161N101 |  | 1821 | 42126 | SH |  | DFND |  | 0 | 0 | 42126 |
| EXXON MOBIL CORP COM | COM | 30231G102 |  | 6973 | 63219 | SH |  | DFND |  | 0 | 0 | 63219 |
| F5 NETWORKS INC COM | COM | 315616102 |  | 245 | 1710 | SH |  | DFND |  | 0 | 0 | 1710 |
| FAMILY ZONE CYBER SAFE SHS | COM | q3689d105 |  | 15 | 77000 | SH |  | DFND |  | 0 | 0 | 77000 |
| FATE THERAPEUTICS INC COM | COM | 31189p102 |  | 157 | 15600 | SH |  | DFND |  | 0 | 0 | 15600 |
| FEDEX CORP | COM | 31428X106 |  | 3062 | 17680 | SH |  | DFND |  | 0 | 0 | 17680 |
| FIDELITY NATL INFO SVC COM | COM | 31620m106 |  | 374 | 5516 | SH |  | DFND |  | 0 | 0 | 5516 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 853 | 26006 | SH |  | DFND |  | 0 | 0 | 26006 |
| FIRST HORIZON NATL CP COM | COM | 320517105 |  | 412 | 16800 | SH |  | DFND |  | 0 | 0 | 16800 |
| FIRST N B ANCHRAG ALAS COM | COM | 32112j106 |  | 2354 | 10104 | SH |  | DFND |  | 0 | 0 | 10104 |
| FIRST TRUST ETF II HLTH CARE A | COM | 33734x143 |  | 272 | 2500 | SH |  | DFND |  | 0 | 0 | 2500 |
| FLEXPOINT SENSOR SYS COM NEW | COM | 33938w206 |  | 1 | 56000 | SH |  | DFND |  | 0 | 0 | 56000 |
| FLUOR CORP NEW | COM | 343412102 |  | 890 | 25682 | SH |  | DFND |  | 0 | 0 | 25682 |
| FORD MOTOR COMPANY | COM | 345370860 |  | 5683 | 488669 | SH |  | DFND |  | 0 | 0 | 488669 |
| FRANKLIN RES INC COM | COM | 354613101 |  | 271 | 10280 | SH |  | DFND |  | 0 | 0 | 10280 |
| FREEPORT-MCMORAN INC | COM | 35671D857 |  | 1434 | 37736 | SH |  | DFND |  | 0 | 0 | 37736 |
| FULLER H B CO COM | COM | 359694106 |  | 1150 | 16059 | SH |  | SOLE |  | 16059 | 0 | 0 |
| FULLER H B CO COM | COM | 359694106 |  | 93 | 1294 | SH |  | DFND |  | 0 | 0 | 1294 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 557 | 2952 | SH |  | DFND |  | 0 | 0 | 2952 |
| GENERAL DYNAMICS | COM | 369550108 |  | 13051 | 52600 | SH |  | DFND |  | 0 | 0 | 52600 |
| GENERAL ELECTRIC CO | COM | 369604301 |  | 637 | 7599 | SH |  | DFND |  | 0 | 0 | 7599 |
| GENERAL MILLS INC | COM | 370334104 |  | 425 | 5069 | SH |  | DFND |  | 0 | 0 | 5069 |
| GENERAL MTRS CO COM | COM | 37045v100 |  | 2309 | 68652 | SH |  | DFND |  | 0 | 0 | 68652 |
| GILEAD SCIENCES INC COM | COM | 375558103 |  | 372 | 4335 | SH |  | DFND |  | 0 | 0 | 4335 |
| GINKGO BIOWORKS HOLDIN CL A SH | COM | 37611x100 |  | 105 | 61900 | SH |  | DFND |  | 0 | 0 | 61900 |
| GLOBAL PMTS INC COM | COM | 37940x102 |  | 6551 | 65955 | SH |  | DFND |  | 0 | 0 | 65955 |
| GLOBUS MED INC CL A | COM | 379577208 |  | 329 | 4431 | SH |  | SOLE |  | 4431 | 0 | 0 |
| GLOBUS MED INC CL A | COM | 379577208 |  | 27 | 362 | SH |  | DFND |  | 0 | 0 | 362 |
| GOLDMAN SACHS BDC INC SHS | COM | 38147u107 |  | 193 | 14093 | SH |  | DFND |  | 0 | 0 | 14093 |
| GOLDMAN SACHS GROUP COM | COM | 38141G104 |  | 1573 | 4582 | SH |  | DFND |  | 0 | 0 | 4582 |
| GRAINGER W W INC | COM | 384802104 |  | 506 | 910 | SH |  | SOLE |  | 910 | 0 | 0 |
| GRAINGER W W INC | COM | 384802104 |  | 101 | 182 | SH |  | DFND |  | 0 | 0 | 182 |
| GRAYSCALE BITCOIN TR BTC SHS | COM | 389637109 |  | 186 | 22469 | SH |  | DFND |  | 0 | 0 | 22469 |
| GRAYSCALE ETHEREUM TR SHS | COM | 389638107 |  | 207 | 43492 | SH |  | DFND |  | 0 | 0 | 43492 |
| GREEN THUMB INDUSTRIES SUB VTG | COM | 39342l108 |  | 412 | 47700 | SH |  | DFND |  | 0 | 0 | 47700 |
| GSK PLC ADR | COM | 37733w204 |  | 655 | 18640 | SH |  | DFND |  | 0 | 0 | 18640 |
| HALLIBURTON COMPANY | COM | 406216101 |  | 508 | 12910 | SH |  | DFND |  | 0 | 0 | 12910 |
| HANES BRANDS INC COM | COM | 410345102 |  | 323 | 50723 | SH |  | DFND |  | 0 | 0 | 50723 |
| HERSHEY FOODS CORP | COM | 427866108 |  | 211 | 910 | SH |  | DFND |  | 0 | 0 | 910 |
| HILTON WORLDWIDE HLDGS COM | COM | 43300a203 |  | 5216 | 41281 | SH |  | DFND |  | 0 | 0 | 41281 |
| HOME DEPOT INC | COM | 437076102 |  | 6155 | 19485 | SH |  | DFND |  | 0 | 0 | 19485 |
| HONEYWELL INTL | COM | 438516106 |  | 11808 | 55098 | SH |  | DFND |  | 0 | 0 | 55098 |
| HUDSON PAC PPTYS INC COM | COM | 444097109 |  | 1115 | 114559 | SH |  | SOLE |  | 114559 | 0 | 0 |
| HUDSON PAC PPTYS INC COM | COM | 444097109 |  | 98 | 10022 | SH |  | DFND |  | 0 | 0 | 10022 |
| HUNTSMAN CORP COM | COM | 447011107 |  | 220 | 7990 | SH |  | DFND |  | 0 | 0 | 7990 |
| ILLINOIS TOOL WORKS | COM | 452308109 |  | 11731 | 53248 | SH |  | DFND |  | 0 | 0 | 53248 |
| INNOVATIVE PMT SOLUTIO COM | COM | 45783m109 |  | 1 | 100000 | SH |  | DFND |  | 0 | 0 | 100000 |
| INTEL CORPORATION | COM | 458140100 |  | 1272 | 48146 | SH |  | DFND |  | 0 | 0 | 48146 |
| INTERNATIONAL BUSINESS MACHINE | COM | 459200101 |  | 3072 | 21803 | SH |  | DFND |  | 0 | 0 | 21803 |
| INTERNATIONAL PAPER CO | COM | 460146103 |  | 231 | 6664 | SH |  | DFND |  | 0 | 0 | 6664 |
| INTUITIVE SURGICAL INC COM NEW | COM | 46120e602 |  | 569 | 2146 | SH |  | DFND |  | 0 | 0 | 2146 |
| INVESCO ETF TR II S 500 LOW | COM | 46138E354 |  | 529 | 8282 | SH |  | DFND |  | 0 | 0 | 8282 |
| INVESCO ETF TR S 500 EQUAL W | COM | 46137V357 |  | 253 | 1792 | SH |  | DFND |  | 0 | 0 | 1792 |
| INVESCO LTD SHS | COM | g491bt108 |  | 1146 | 63680 | SH |  | DFND |  | 0 | 0 | 63680 |
| INVITATION HOMES INC COM | COM | 46187w107 |  | 7944 | 268004 | SH |  | DFND |  | 0 | 0 | 268004 |
| ISHARES INC MSCI JAPAN | COM | 46434g822 |  | 313 | 5755 | SH |  | DFND |  | 0 | 0 | 5755 |
| ISHARES SILVER TRUST ISHARES | COM | 46428q109 |  | 264 | 11982 | SH |  | DFND |  | 0 | 0 | 11982 |
| ISHARES TR CONSER ALLOC ETF | COM | 464289883 |  | 1112 | 33100 | SH |  | DFND |  | 0 | 0 | 33100 |
| ISHARES TR CORE MSCI EURO | COM | 46434v738 |  | 369 | 7774 | SH |  | DFND |  | 0 | 0 | 7774 |
| ISHARES TR GRWT ALLOCAT ETF | COM | 464289867 |  | 236 | 5000 | SH |  | DFND |  | 0 | 0 | 5000 |
| ISHARES TR MSCI EAFE IDX | COM | 464287465 |  | 1662 | 25314 | SH |  | DFND |  | 0 | 0 | 25314 |
| ISHARES TR RUSSELL1000GRW | COM | 464287614 |  | 5291 | 24699 | SH |  | DFND |  | 0 | 0 | 24699 |
| ISHARES TR S SMLCAP 600 | COM | 464287804 |  | 435 | 4600 | SH |  | DFND |  | 0 | 0 | 4600 |
| ISHARES TR S INDEX FD | COM | 464287200 |  | 251 | 654 | SH |  | DFND |  | 0 | 0 | 654 |
| ISHARES TR S/BAR GRW | COM | 464287309 |  | 913 | 15609 | SH |  | DFND |  | 0 | 0 | 15609 |
| ISHARES TR S/BAR VAL | COM | 464287408 |  | 988 | 6807 | SH |  | DFND |  | 0 | 0 | 6807 |
| IVERIC BIO INC COM | COM | 46583p102 |  | 230 | 10750 | SH |  | DFND |  | 0 | 0 | 10750 |
| J P MORGAN CHASE  CO COM | COM | 46625h100 |  | 21441 | 159889 | SH |  | DFND |  | 0 | 0 | 159889 |
| J P MORGAN EXCHANGE-TR EQUITY | COM | 46641q332 |  | 6497 | 119240 | SH |  | DFND |  | 0 | 0 | 119240 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 19068 | 107940 | SH |  | DFND |  | 0 | 0 | 107940 |
| KBR INC COM | COM | 48242w106 |  | 1343 | 25444 | SH |  | SOLE |  | 25444 | 0 | 0 |
| KBR INC COM | COM | 48242w106 |  | 111 | 2110 | SH |  | DFND |  | 0 | 0 | 2110 |
| KELLOGG COMPANY | COM | 487836108 |  | 1033 | 14505 | SH |  | DFND |  | 0 | 0 | 14505 |
| KIMBERLY CLARK CORP | COM | 494368103 |  | 1357 | 9998 | SH |  | DFND |  | 0 | 0 | 9998 |
| KINDER MORGAN INC DEL COM | COM | 49456b101 |  | 2606 | 144131 | SH |  | DFND |  | 0 | 0 | 144131 |
| KKR  CO INC CL A | COM | 48251w104 |  | 1846 | 39762 | SH |  | DFND |  | 0 | 0 | 39762 |
| KLA CORP COM | COM | 482480100 |  | 589 | 1562 | SH |  | DFND |  | 0 | 0 | 1562 |
| KRAFT HEINZ CO COM | COM | 500754106 |  | 1752 | 43045 | SH |  | DFND |  | 0 | 0 | 43045 |
| KROGER CO | COM | 501044101 |  | 27 | 608 | SH |  | SOLE |  | 608 | 0 | 0 |
| KROGER CO | COM | 501044101 |  | 319 | 7158 | SH |  | DFND |  | 0 | 0 | 7158 |
| LAMB WESTON HLDGS INC COM | COM | 513272104 |  | 278 | 3114 | SH |  | DFND |  | 0 | 0 | 3114 |
| LAREDO PETROLEUM INC COM | COM | 516806205 |  | 290 | 5640 | SH |  | DFND |  | 0 | 0 | 5640 |
| LAZARD LTD SHS A | COM | g54050102 |  | 298 | 8600 | SH |  | DFND |  | 0 | 0 | 8600 |
| LILLY ELI  COMPANY | COM | 532457108 |  | 3124 | 8539 | SH |  | DFND |  | 0 | 0 | 8539 |
| LINCOLN NATL CORP IND COM | COM | 534187109 |  | 211 | 6860 | SH |  | DFND |  | 0 | 0 | 6860 |
| LINDE PLC | COM | g5494j103 |  | 2806 | 8602 | SH |  | DFND |  | 0 | 0 | 8602 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 5528 | 11364 | SH |  | DFND |  | 0 | 0 | 11364 |
| LOWES COS INC COM | COM | 548661107 |  | 236 | 1182 | SH |  | DFND |  | 0 | 0 | 1182 |
| LUMENTUM HLDGS INC COM | COM | 55024u109 |  | 816 | 15641 | SH |  | SOLE |  | 15641 | 0 | 0 |
| LUMENTUM HLDGS INC COM | COM | 55024u109 |  | 74 | 1421 | SH |  | DFND |  | 0 | 0 | 1421 |
| LYONDELLBASELL INDUSTR SHS - A | COM | N53745100 |  | 2492 | 30018 | SH |  | DFND |  | 0 | 0 | 30018 |
| M D C HLDGS INC COM | COM | 552676108 |  | 297 | 9400 | SH |  | DFND |  | 0 | 0 | 9400 |
| MACERICH CO COM | COM | 554382101 |  | 144 | 12805 | SH |  | DFND |  | 0 | 0 | 12805 |
| MACYS INC COM | COM | 55616p104 |  | 249 | 12080 | SH |  | DFND |  | 0 | 0 | 12080 |
| MAPLETREE INDUSTRIAL T UNT RL | COM | y5759s103 |  | 17 | 10000 | SH |  | DFND |  | 0 | 0 | 10000 |
| MARATHON PETE CORP COM | COM | 56585a102 |  | 615 | 5288 | SH |  | DFND |  | 0 | 0 | 5288 |
| MARRIOTT INTL INC COM | COM | 571903202 |  | 603 | 4047 | SH |  | DFND |  | 0 | 0 | 4047 |
| MARVELL TECH GROUP LTD ORD | COM | 573874104 |  | 979 | 26420 | SH |  | DFND |  | 0 | 0 | 26420 |
| MASTERCARD INC COM | COM | 57636q104 |  | 438 | 1260 | SH |  | DFND |  | 0 | 0 | 1260 |
| MATIV HOLDINGS INC COM | COM | 808541106 |  | 1952 | 93402 | SH |  | SOLE |  | 93402 | 0 | 0 |
| MATIV HOLDINGS INC COM | COM | 808541106 |  | 182 | 8694 | SH |  | DFND |  | 0 | 0 | 8694 |
| MCDONALDS CORPORATION | COM | 580135101 |  | 862 | 3270 | SH |  | SOLE |  | 3270 | 0 | 0 |
| MCDONALDS CORPORATION | COM | 580135101 |  | 5521 | 20950 | SH |  | DFND |  | 0 | 0 | 20950 |
| MEDICAL PPTYS TR INC COM | COM | 58463j304 |  | 290 | 26000 | SH |  | DFND |  | 0 | 0 | 26000 |
| MEDTRONIC PLC SHS | COM | g5960l103 |  | 1013 | 13031 | SH |  | DFND |  | 0 | 0 | 13031 |
| MERCK  COMPANY INC. | COM | 58933y105 |  | 11753 | 105934 | SH |  | DFND |  | 0 | 0 | 105934 |
| META PLATFORMS INC CL A | COM | 30303m102 |  | 4933 | 40989 | SH |  | DFND |  | 0 | 0 | 40989 |
| METLIFE INC COM | COM | 59156r108 |  | 5063 | 69960 | SH |  | DFND |  | 0 | 0 | 69960 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 948 | 28275 | SH |  | DFND |  | 0 | 0 | 28275 |
| MICROCHIP TECHNOLOGY COM | COM | 595017104 |  | 1087 | 15473 | SH |  | SOLE |  | 15473 | 0 | 0 |
| MICROCHIP TECHNOLOGY COM | COM | 595017104 |  | 74 | 1051 | SH |  | DFND |  | 0 | 0 | 1051 |
| MICROSOFT CORP | COM | 594918104 |  | 16838 | 70209 | SH |  | DFND |  | 0 | 0 | 70209 |
| MONDELEZ INTL INC CL A | COM | 609207105 |  | 577 | 8662 | SH |  | DFND |  | 0 | 0 | 8662 |
| MORGAN STANLEY COM NEW | COM | 617446448 |  | 414 | 4866 | SH |  | DFND |  | 0 | 0 | 4866 |
| MOTOROLA SOLUTIONS INC COM NEW | COM | 620076307 |  | 391 | 1516 | SH |  | DFND |  | 0 | 0 | 1516 |
| NETFLIX COM INC COM | COM | 64110l106 |  | 4106 | 13923 | SH |  | DFND |  | 0 | 0 | 13923 |
| NEW MTN FIN CORP COM | COM | 647551100 |  | 130 | 10520 | SH |  | DFND |  | 0 | 0 | 10520 |
| NEWELL BRAND INC. | COM | 651229106 |  | 149 | 11424 | SH |  | DFND |  | 0 | 0 | 11424 |
| NEXTERA ENERGY INC COM | COM | 65339F101 |  | 1796 | 21481 | SH |  | DFND |  | 0 | 0 | 21481 |
| NIKE INC CLASS B | COM | 654106103 |  | 1413 | 12079 | SH |  | DFND |  | 0 | 0 | 12079 |
| NISOURCE INC. COM | COM | 65473p105 |  | 1322 | 48229 | SH |  | DFND |  | 0 | 0 | 48229 |
| NORFOLK SOUTHERN CORP | COM | 655844108 |  | 2763 | 11212 | SH |  | DFND |  | 0 | 0 | 11212 |
| NORTHERN TRUST CORPORATION | COM | 665859104 |  | 443 | 5001 | SH |  | DFND |  | 0 | 0 | 5001 |
| NORTHROP GRUMMAN CORP COM | COM | 666807102 |  | 1351 | 2476 | SH |  | DFND |  | 0 | 0 | 2476 |
| NOVARTIS A G SPONSORED ADR | COM | 66987V109 |  | 1468 | 16179 | SH |  | DFND |  | 0 | 0 | 16179 |
| NOVO NORDISK | COM | 670100205 |  | 2247 | 16605 | SH |  | DFND |  | 0 | 0 | 16605 |
| NUCOR CORP | COM | 670346105 |  | 4661 | 35364 | SH |  | DFND |  | 0 | 0 | 35364 |
| NVIDIA CORP COM | COM | 67066G104 |  | 7298 | 49940 | SH |  | DFND |  | 0 | 0 | 49940 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 341 | 5419 | SH |  | DFND |  | 0 | 0 | 5419 |
| OLD REP INTL CORP | COM | 680223104 |  | 1713 | 70940 | SH |  | DFND |  | 0 | 0 | 70940 |
| OLD SECOND BANCORP INC COM | COM | 680277100 |  | 449 | 28000 | SH |  | DFND |  | 0 | 0 | 28000 |
| OLLIES BARGAIN OUTLET COM | COM | 681116109 |  | 981 | 20936 | SH |  | SOLE |  | 20936 | 0 | 0 |
| OLLIES BARGAIN OUTLET COM | COM | 681116109 |  | 86 | 1844 | SH |  | DFND |  | 0 | 0 | 1844 |
| ONEOK INC NEW COM | COM | 682680103 |  | 696 | 10600 | SH |  | DFND |  | 0 | 0 | 10600 |
| ORACLE SYS CORP | COM | 68389X105 |  | 602 | 7360 | SH |  | SOLE |  | 7360 | 0 | 0 |
| ORACLE SYS CORP | COM | 68389X105 |  | 6747 | 82538 | SH |  | DFND |  | 0 | 0 | 82538 |
| OSHKOSH TRUCK CORP | COM | 688239201 |  | 432 | 4902 | SH |  | SOLE |  | 4902 | 0 | 0 |
| OSHKOSH TRUCK CORP | COM | 688239201 |  | 213 | 2415 | SH |  | DFND |  | 0 | 0 | 2415 |
| OTIS WORLDWIDE CORP COM | COM | 68902v107 |  | 259 | 3303 | SH |  | DFND |  | 0 | 0 | 3303 |
| OWENS CORNING NEW COM | COM | 690742101 |  | 297 | 3486 | SH |  | DFND |  | 0 | 0 | 3486 |
| OZOP ENERGY SOLUTIONS COM | COM | 692732209 |  | 0 | 12500 | SH |  | DFND |  | 0 | 0 | 12500 |
| PACER FDS TR US CASH COWS 100 | COM | 69374h881 |  | 474 | 10258 | SH |  | DFND |  | 0 | 0 | 10258 |
| PACIRA BIOSCIENCES COM | COM | 695127100 |  | 333 | 8631 | SH |  | SOLE |  | 8631 | 0 | 0 |
| PACIRA BIOSCIENCES COM | COM | 695127100 |  | 26 | 663 | SH |  | DFND |  | 0 | 0 | 663 |
| PALO ALTO NETWORKS INC COM | COM | 697435105 |  | 10094 | 72341 | SH |  | DFND |  | 0 | 0 | 72341 |
| PARAMOUNT GLOBAL CLASS B | COM | 92556h206 |  | 207 | 12257 | SH |  | DFND |  | 0 | 0 | 12257 |
| PARKER HANNIFIN CORP COM | COM | 701094104 |  | 292 | 1003 | SH |  | DFND |  | 0 | 0 | 1003 |
| PAYPAL INC COM | COM | 70450y103 |  | 2046 | 28734 | SH |  | DFND |  | 0 | 0 | 28734 |
| PENN NATL GAMING INC COM | COM | 707569109 |  | 399 | 13435 | SH |  | DFND |  | 0 | 0 | 13435 |
| PEPSICO INC | COM | 713448108 |  | 1012 | 5600 | SH |  | SOLE |  | 5600 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 1276 | 7062 | SH |  | DFND |  | 0 | 0 | 7062 |
| PERMIAN RES CORP CL A | COM | 71424f105 |  | 128 | 13617 | SH |  | SOLE |  | 13617 | 0 | 0 |
| PERRIGO CO PLC SHS | COM | g97822103 |  | 227 | 6650 | SH |  | DFND |  | 0 | 0 | 6650 |
| PFIZER INC | COM | 717081103 |  | 7784 | 151910 | SH |  | DFND |  | 0 | 0 | 151910 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 |  | 1788 | 17668 | SH |  | DFND |  | 0 | 0 | 17668 |
| PHILLIPS 66 COM | COM | 718546104 |  | 4855 | 46645 | SH |  | DFND |  | 0 | 0 | 46645 |
| PINNACLE FINL PARTNERS COM | COM | 72346q104 |  | 479 | 6530 | SH |  | SOLE |  | 6530 | 0 | 0 |
| PINNACLE FINL PARTNERS COM | COM | 72346q104 |  | 39 | 538 | SH |  | DFND |  | 0 | 0 | 538 |
| PINNACLE WEST CAPITAL CORP USD | COM | 723484101 |  | 2267 | 29817 | SH |  | DFND |  | 0 | 0 | 29817 |
| PIONEER NAT RES CO COM | COM | 723787107 |  | 827 | 3620 | SH |  | SOLE |  | 3620 | 0 | 0 |
| PIONEER NAT RES CO COM | COM | 723787107 |  | 2208 | 9666 | SH |  | DFND |  | 0 | 0 | 9666 |
| PITNEY BOWES INC | COM | 724479100 |  | 164 | 43265 | SH |  | DFND |  | 0 | 0 | 43265 |
| PNC FINANCIAL CORP | COM | 693475105 |  | 639 | 4043 | SH |  | SOLE |  | 4043 | 0 | 0 |
| PNC FINANCIAL CORP | COM | 693475105 |  | 262 | 1658 | SH |  | DFND |  | 0 | 0 | 1658 |
| POSEIDA THERAPEUTICS I COM | COM | 73730p108 |  | 64 | 12000 | SH |  | DFND |  | 0 | 0 | 12000 |
| PPL CORPORATION | COM | 69351T106 |  | 1668 | 57100 | SH |  | DFND |  | 0 | 0 | 57100 |
| PRECISION ASSESSMENT COM | COM | 74018g109 |  | 0 | 40000 | SH |  | DFND |  | 0 | 0 | 40000 |
| PRICE T ROWE GROUP INC COM | COM | 74144t108 |  | 2721 | 24945 | SH |  | DFND |  | 0 | 0 | 24945 |
| PRINCIPAL FINANCIAL GP COM | COM | 74251V102 |  | 217 | 2580 | SH |  | DFND |  | 0 | 0 | 2580 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 3579 | 23617 | SH |  | DFND |  | 0 | 0 | 23617 |
| PUBLIC STORAGE INC COM | COM | 74460D109 |  | 7426 | 26503 | SH |  | DFND |  | 0 | 0 | 26503 |
| PULTE GROUP | COM | 745867101 |  | 244 | 5355 | SH |  | DFND |  | 0 | 0 | 5355 |
| QRS MUSIC TECHNOLOGIES COM | COM | 74726W107 |  | 0 | 18333 | SH |  | DFND |  | 0 | 0 | 18333 |
| QUALCOMM INC | COM | 747525103 |  | 8174 | 74351 | SH |  | DFND |  | 0 | 0 | 74351 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513e101 |  | 2456 | 24340 | SH |  | DFND |  | 0 | 0 | 24340 |
| REAL BRANDS INC COM | COM | 75584q108 |  | 0 | 10000 | SH |  | DFND |  | 0 | 0 | 10000 |
| REGENERON PHARMA INC COM | COM | 75886f107 |  | 443 | 614 | SH |  | DFND |  | 0 | 0 | 614 |
| RIOT BLOCKCHAIN INC COM | COM | 767292105 |  | 68 | 20000 | SH |  | DFND |  | 0 | 0 | 20000 |
| RITHM CAPITAL COM NEW | COM | 64828t201 |  | 518 | 63354 | SH |  | DFND |  | 0 | 0 | 63354 |
| SALESFORCE.COM INC COM | COM | 79466l302 |  | 5634 | 42489 | SH |  | DFND |  | 0 | 0 | 42489 |
| SCHLUMBERGER | COM | 806857108 |  | 298 | 5566 | SH |  | DFND |  | 0 | 0 | 5566 |
| SEAGATE TECHNOLOGY PLC SHS | COM | g7997r103 |  | 752 | 14295 | SH |  | DFND |  | 0 | 0 | 14295 |
| SELECT SECTOR SPDR TR SBI INT- | COM | 81369y506 |  | 850 | 9716 | SH |  | DFND |  | 0 | 0 | 9716 |
| SEMPRA ENERGY COM | COM | 816851109 |  | 318 | 2057 | SH |  | DFND |  | 0 | 0 | 2057 |
| SENSIENT TECH CORP COM | COM | 81725T100 |  | 230 | 3150 | SH |  | DFND |  | 0 | 0 | 3150 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 597 | 2515 | SH |  | DFND |  | 0 | 0 | 2515 |
| SIMON PPTY GROUP INC COM | COM | 828806109 |  | 697 | 5933 | SH |  | DFND |  | 0 | 0 | 5933 |
| SMILEDIRECTCLUB INC CL A | COM | 83192h106 |  | 5 | 15000 | SH |  | DFND |  | 0 | 0 | 15000 |
| SNOWFLAKE INC CL A | COM | 833445109 |  | 498 | 3470 | SH |  | DFND |  | 0 | 0 | 3470 |
| SOUTHERN COMPANY | COM | 842587107 |  | 2713 | 37995 | SH |  | DFND |  | 0 | 0 | 37995 |
| SOUTHWESTERN ENERGY CO COM | COM | 845467109 |  | 266 | 45400 | SH |  | DFND |  | 0 | 0 | 45400 |
| SPDR DOW JONES INDL AVG ETF | COM | 78467x109 |  | 450 | 1359 | SH |  | DFND |  | 0 | 0 | 1359 |
| SPDR PORTFOLIO S HI DIV E | COM | 78468r788 |  | 300 | 7589 | SH |  | DFND |  | 0 | 0 | 7589 |
| SPDR SER TR S HOMEBUILDERS E | COM | 78464a888 |  | 271 | 4500 | SH |  | DFND |  | 0 | 0 | 4500 |
| SPDR SER TR SPDR BLOOMBERG | COM | 78468r663 |  | 876 | 9577 | SH |  | DFND |  | 0 | 0 | 9577 |
| SPDR SERIES TRUST S REGL BKG | COM | 78464a698 |  | 1535 | 26133 | SH |  | DFND |  | 0 | 0 | 26133 |
| SPIRIT AEROSYS HLDGS I COM CL | COM | 848574109 |  | 329 | 11100 | SH |  | DFND |  | 0 | 0 | 11100 |
| SPROTT FOCUS TR INC COM | COM | 85208j109 |  | 163 | 20434 | SH |  | DFND |  | 0 | 0 | 20434 |
| SS TECHNOLOGIES HLDG COM | COM | 78467j100 |  | 708 | 13594 | SH |  | SOLE |  | 13594 | 0 | 0 |
| SS TECHNOLOGIES HLDG COM | COM | 78467j100 |  | 63 | 1202 | SH |  | DFND |  | 0 | 0 | 1202 |
| STANLEY BLACK  DECKER COM | COM | 854502101 |  | 4785 | 63699 | SH |  | DFND |  | 0 | 0 | 63699 |
| STARBUCKS CORP COM | COM | 855244109 |  | 2169 | 21866 | SH |  | DFND |  | 0 | 0 | 21866 |
| STARWOOD PPTY TR INC COM | COM | 85571b105 |  | 1967 | 107333 | SH |  | DFND |  | 0 | 0 | 107333 |
| STATE STREET BOSTON CORP | COM | 857477103 |  | 611 | 7871 | SH |  | DFND |  | 0 | 0 | 7871 |
| STRYKER CORP | COM | 863667101 |  | 7954 | 32532 | SH |  | DFND |  | 0 | 0 | 32532 |
| SYSCO CORP | COM | 871829107 |  | 7280 | 95230 | SH |  | DFND |  | 0 | 0 | 95230 |
| TARGET CORP COM | COM | 87612E106 |  | 8530 | 57236 | SH |  | DFND |  | 0 | 0 | 57236 |
| TE CONNECTIVITY LTD | COM | H84989104 |  | 1142 | 9946 | SH |  | DFND |  | 0 | 0 | 9946 |
| TECNOGLASS INC SHS | COM | g87264100 |  | 521 | 16948 | SH |  | SOLE |  | 16948 | 0 | 0 |
| TECNOGLASS INC SHS | COM | g87264100 |  | 43 | 1392 | SH |  | DFND |  | 0 | 0 | 1392 |
| TEGNA INC | COM | 87901j105 |  | 646 | 30501 | SH |  | DFND |  | 0 | 0 | 30501 |
| TESLA MTRS INC COM | COM | 88160R101 |  | 373 | 3029 | SH |  | DFND |  | 0 | 0 | 3029 |
| THERMO FISHER SCIENTIFIC | COM | 883556102 |  | 5143 | 9340 | SH |  | SOLE |  | 9340 | 0 | 0 |
| THERMO FISHER SCIENTIFIC | COM | 883556102 |  | 10786 | 19587 | SH |  | DFND |  | 0 | 0 | 19587 |
| TILLYS INC CL A | COM | 886885102 |  | 231 | 25500 | SH |  | DFND |  | 0 | 0 | 25500 |
| TOWN SPORTS INTL HLDGS COM | COM | 89214a102 |  | 0 | 74382 | SH |  | DFND |  | 0 | 0 | 74382 |
| TRACTOR SUPPLY CO COM | COM | 892356106 |  | 412 | 1832 | SH |  | SOLE |  | 1832 | 0 | 0 |
| TRACTOR SUPPLY CO COM | COM | 892356106 |  | 49 | 218 | SH |  | DFND |  | 0 | 0 | 218 |
| TRUIST FINL CORP COM | COM | 89832q109 |  | 8378 | 194712 | SH |  | DFND |  | 0 | 0 | 194712 |
| TRULIEVE CANNABIS CORP COM SUB | COM | 89788c104 |  | 132 | 17500 | SH |  | DFND |  | 0 | 0 | 17500 |
| UBER TECHNOLOGIES INC COM | COM | 90353t100 |  | 760 | 30750 | SH |  | DFND |  | 0 | 0 | 30750 |
| UNION PACIFIC CORPORATION | COM | 907818108 |  | 9378 | 45291 | SH |  | DFND |  | 0 | 0 | 45291 |
| UNITED PARCEL SERVICE CL B | COM | 911312106 |  | 838 | 4821 | SH |  | DFND |  | 0 | 0 | 4821 |
| UNITED RENTALS INC COM | COM | 911363109 |  | 869 | 2446 | SH |  | DFND |  | 0 | 0 | 2446 |
| UNITEDHEALTH GRP INC | COM | 91324p102 |  | 1243 | 2345 | SH |  | SOLE |  | 2345 | 0 | 0 |
| UNITEDHEALTH GRP INC | COM | 91324p102 |  | 357 | 673 | SH |  | DFND |  | 0 | 0 | 673 |
| UNIVERSAL DISPLAY CORP COM | COM | 91347P105 |  | 593 | 5486 | SH |  | DFND |  | 0 | 0 | 5486 |
| UNIVERSAL HEALTH RLTY INCOME S | COM | 91359E105 |  | 451 | 9445 | SH |  | DFND |  | 0 | 0 | 9445 |
| UNIVERSAL TECH INST COM | COM | 913915104 |  | 238 | 35399 | SH |  | SOLE |  | 35399 | 0 | 0 |
| UNIVERSAL TECH INST COM | COM | 913915104 |  | 20 | 2908 | SH |  | DFND |  | 0 | 0 | 2908 |
| US BANCORP DEL COM | COM | 902973304 |  | 654 | 14997 | SH |  | DFND |  | 0 | 0 | 14997 |
| UWM HOLDINGS CORPORATI COM CL | COM | 91823b109 |  | 153 | 46100 | SH |  | DFND |  | 0 | 0 | 46100 |
| V2X INC | COM | 92242T101 |  | 345 | 8362 | SH |  | SOLE |  | 8362 | 0 | 0 |
| V2X INC | COM | 92242T101 |  | 31 | 742 | SH |  | DFND |  | 0 | 0 | 742 |
| VALERO ENERGY CORP NEW COM | COM | 91913y100 |  | 834 | 6577 | SH |  | DFND |  | 0 | 0 | 6577 |
| VANGUARD INDEX FDS | COM | 922908363 |  | 2701 | 7687 | SH |  | DFND |  | 0 | 0 | 7687 |
| VANGUARD INDEX FDS EXTEND MKT | COM | 922908652 |  | 4797 | 36105 | SH |  | DFND |  | 0 | 0 | 36105 |
| VANGUARD INDEX FDS GROWTH ETF | COM | 922908736 |  | 2069 | 9706 | SH |  | DFND |  | 0 | 0 | 9706 |
| VANGUARD INDEX FDS MID CAP ETF | COM | 922908629 |  | 201 | 985 | SH |  | DFND |  | 0 | 0 | 985 |
| VANGUARD INDEX FDS REIT ETF | COM | 922908553 |  | 1129 | 13692 | SH |  | DFND |  | 0 | 0 | 13692 |
| VANGUARD INDEX FDS VALUE ETF | COM | 922908744 |  | 388 | 2763 | SH |  | DFND |  | 0 | 0 | 2763 |
| VANGUARD INTL EQUITY I TT WRLD | COM | 922042742 |  | 627 | 7270 | SH |  | DFND |  | 0 | 0 | 7270 |
| VANGUARD SPECIALIZED DIV APP E | COM | 921908844 |  | 10534 | 69368 | SH |  | DFND |  | 0 | 0 | 69368 |
| VANGUARD WHITEHALL FDS HIGH DI | COM | 921946406 |  | 791 | 7307 | SH |  | DFND |  | 0 | 0 | 7307 |
| VANGUARD WORLD FDS INF TECH ET | COM | 92204a702 |  | 321 | 1005 | SH |  | DFND |  | 0 | 0 | 1005 |
| VANGUARD WORLD FDS UTILITIES E | COM | 92204a876 |  | 531 | 3461 | SH |  | DFND |  | 0 | 0 | 3461 |
| VECTOR GROUP LTD COM | COM | 92240M108 |  | 179 | 15120 | SH |  | DFND |  | 0 | 0 | 15120 |
| VENTAS INC COM | COM | 92276F100 |  | 2479 | 55037 | SH |  | DFND |  | 0 | 0 | 55037 |
| VERIZON COMMUNICATIONS COM | COM | 92343v104 |  | 9607 | 243832 | SH |  | DFND |  | 0 | 0 | 243832 |
| VIATRIS INC COM | COM | 92556v106 |  | 358 | 32126 | SH |  | DFND |  | 0 | 0 | 32126 |
| VICARIOUS SURGICAL INC COM CL | COM | 92561v109 |  | 324 | 160524 | SH |  | SOLE |  | 160524 | 0 | 0 |
| VICARIOUS SURGICAL INC COM CL | COM | 92561v109 |  | 17 | 8307 | SH |  | DFND |  | 0 | 0 | 8307 |
| VIR BIOTECHNOLOGY INC COM | COM | 92764n102 |  | 723 | 28550 | SH |  | DFND |  | 0 | 0 | 28550 |
| VISA INC COM CL A | COM | 92826c839 |  | 743 | 3577 | SH |  | SOLE |  | 3577 | 0 | 0 |
| VISA INC COM CL A | COM | 92826c839 |  | 5374 | 25865 | SH |  | DFND |  | 0 | 0 | 25865 |
| VISTA OUTDOOR INC COM | COM | 928377100 |  | 276 | 11325 | SH |  | DFND |  | 0 | 0 | 11325 |
| WAL MART STORES INC | COM | 931142103 |  | 4074 | 28729 | SH |  | DFND |  | 0 | 0 | 28729 |
| WALGREEN BOOTS ALLIANCE INC CO | COM | 931427108 |  | 1963 | 52533 | SH |  | DFND |  | 0 | 0 | 52533 |
| WARNER BROS DISCOVERY INC COM | COM | 934423104 |  | 149 | 15693 | SH |  | DFND |  | 0 | 0 | 15693 |
| WASTE MGMT INC COM | COM | 94106L109 |  | 1571 | 10016 | SH |  | DFND |  | 0 | 0 | 10016 |
| WEC ENERGY GROUP INC COM | COM | 92939u106 |  | 2774 | 29591 | SH |  | DFND |  | 0 | 0 | 29591 |
| WELLS FARGO  COMPANY | COM | 949746101 |  | 985 | 23844 | SH |  | DFND |  | 0 | 0 | 23844 |
| WESTAIM CORP COM NEW | COM | 956909303 |  | 39 | 20000 | SH |  | DFND |  | 0 | 0 | 20000 |
| WHIRLPOOL CORP | COM | 963320106 |  | 437 | 3092 | SH |  | DFND |  | 0 | 0 | 3092 |
| WILLIAMS COS INC DEL COM | COM | 969457100 |  | 284 | 8618 | SH |  | DFND |  | 0 | 0 | 8618 |
| WILLIS TOWERS WATSON P SHS | COM | g96629103 |  | 203 | 832 | SH |  | DFND |  | 0 | 0 | 832 |
| WILLSCOT MOBIL MINI HL COM CL | COM | 971378104 |  | 409 | 9053 | SH |  | SOLE |  | 9053 | 0 | 0 |
| WILLSCOT MOBIL MINI HL COM CL | COM | 971378104 |  | 32 | 716 | SH |  | DFND |  | 0 | 0 | 716 |
| WINTRUST FINL CORP COM | COM | 97650W108 |  | 96 | 1137 | SH |  | SOLE |  | 1137 | 0 | 0 |
| WINTRUST FINL CORP COM | COM | 97650W108 |  | 164 | 1946 | SH |  | DFND |  | 0 | 0 | 1946 |
| WISDOMTREE TR ENHNCD CMMDTY ST | COM | 97717y683 |  | 1316 | 72233 | SH |  | DFND |  | 0 | 0 | 72233 |
| WISDOMTREE TR US DIVD GRWTH FD | COM | 97717x669 |  | 323 | 5356 | SH |  | DFND |  | 0 | 0 | 5356 |
| WNS HOLDINGS LTD SPON ADR | COM | 92932M101 |  | 221 | 2758 | SH |  | SOLE |  | 2758 | 0 | 0 |
| WOLFSPEED INC COM | COM | 977852102 |  | 980 | 14200 | SH |  | DFND |  | 0 | 0 | 14200 |
| YETI HLDGS INC COM | COM | 98585x104 |  | 30 | 735 | SH |  | SOLE |  | 735 | 0 | 0 |
| YETI HLDGS INC COM | COM | 98585x104 |  | 4135 | 100105 | SH |  | DFND |  | 0 | 0 | 100105 |
| ZEBRA TECHNOLOGIES CP CL A | COM | 989207105 |  | 314 | 1225 | SH |  | DFND |  | 0 | 0 | 1225 |
| ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 |  | 1250 | 9805 | SH |  | DFND |  | 0 | 0 | 9805 |
| BRITISH AMERN TOB PLC SPONSORE | ADR | 110448107 |  | 208 | 5200 | SH |  | DFND |  | 0 | 0 | 5200 |
| LEGAL  GEN GROUP PLC SPONSORE | ADR | 52463h103 |  | 763 | 50509 | SH |  | DFND |  | 0 | 0 | 50509 |
| RIO TINTO PLC SPONSORED ADR | ADR | 767204100 |  | 481 | 6755 | SH |  | DFND |  | 0 | 0 | 6755 |
| ROCHE HLDG LTD SPONSORED ADR | ADR | 771195104 |  | 258 | 6600 | SH |  | DFND |  | 0 | 0 | 6600 |
| SAFRAN S A SPON ADR | ADR | 786584102 |  | 596 | 19075 | SH |  | DFND |  | 0 | 0 | 19075 |
| SHELL PLC SPONSORED ADR REPSTG | ADR | 780259305 |  | 368 | 6464 | SH |  | DFND |  | 0 | 0 | 6464 |
| TAIWAN SEMICONDUCTOR SPONSORED | ADR | 874039100 |  | 365 | 4903 | SH |  | DFND |  | 0 | 0 | 4903 |
| TAKEDA PHARMACEUTICAL CO. LTD | ADR | 874060205 |  | 473 | 30322 | SH |  | DFND |  | 0 | 0 | 30322 |
| TENCENT HLDGS LTD ADR | ADR | 88032q109 |  | 687 | 16210 | SH |  | DFND |  | 0 | 0 | 16210 |
| TRIP COM GROUP LTD ADS | ADR | 89677q107 |  | 452 | 13150 | SH |  | DFND |  | 0 | 0 | 13150 |
| BLACKSTONE REAL ESTATE INC TR | RE | per092613 |  | 10388 | 698199 | SH |  | DFND |  | 0 | 0 | 698199 |
| CRESSET DIVERSIFIED QOZ FD II | LP | 225cc5215 |  | 250 | 250000 | SH |  | DFND |  | 0 | 0 | 250000 |
| CRESSET DIVERSIFIED QOZ FUND I | LP | 225LP5211 |  | 531 | 530960 | SH |  | DFND |  | 0 | 0 | 530960 |
| CRESSET DIVERSIFIED QOZ FUND L | LP | 225lp5112 |  | 235 | 234626 | SH |  | DFND |  | 0 | 0 | 234626 |
| ENTERPRISE PRODS PARTNERS LP C | LP | 293792107 |  | 5646 | 234086 | SH |  | DFND |  | 0 | 0 | 234086 |
| ICAPITAL BTAS VIII US ACCESS F | LP | 448lp2292 |  | 106 | 114248 | SH |  | DFND |  | 0 | 0 | 114248 |
| ICAPITAL-BCP ASIA II ACCESS FD | LP | 415cc5132 |  | 169 | 168917 | SH |  | DFND |  | 0 | 0 | 168917 |
| JVM MULTIFAMILY PREMIER FD 5 L | LP | 625cc5252 |  | 50 | 50000 | SH |  | DFND |  | 0 | 0 | 50000 |
| MAGELLAN MIDSTREAM PARTNERS LP | LP | 559080106 |  | 3443 | 68566 | SH |  | DFND |  | 0 | 0 | 68566 |
| MPLX LP COM UNIT REPSTG LTD PT | LP | 55336v100 |  | 263 | 8022 | SH |  | DFND |  | 0 | 0 | 8022 |
| PLAINS ALL AM PIPELINE UNIT LT | LP | 726503105 |  | 118 | 10000 | SH |  | DFND |  | 0 | 0 | 10000 |
| ADVISORS SER TR POPLAR FRST CO | MF | 00770x535 |  | 6138 | 223277 | SH |  | DFND |  | 0 | 0 | 223277 |
| AMCAP FD INC CL F 3 | MF | 023375777 |  | 324 | 10656 | SH |  | DFND |  | 0 | 0 | 10656 |
| AMER FDS RET INC PORTF ENCHANC | MF | 02631l528 |  | 230 | 19663 | SH |  | DFND |  | 0 | 0 | 19663 |
| AMERICAN BALANCED FD SHS F-2 C | MF | 024071821 |  | 759 | 26409 | SH |  | DFND |  | 0 | 0 | 26409 |
| AMERICAN DEV WRLD GRWTH FD | MF | 02630f506 |  | 3557 | 377175 | SH |  | DFND |  | 0 | 0 | 377175 |
| AMERICAN FDS PORTFOLIO BALANCE | MF | 02630y224 |  | 452 | 29840 | SH |  | DFND |  | 0 | 0 | 29840 |
| AMERICAN FDS PORTFOLIO GBL GRO | MF | 02630r344 |  | 331 | 19813 | SH |  | DFND |  | 0 | 0 | 19813 |
| AMERICAN FDS PORTFOLIO GRW  I | MF | 02630r609 |  | 620 | 40952 | SH |  | DFND |  | 0 | 0 | 40952 |
| AMERICAN FDS RETIREMEN RTRMT C | MF | 02631l544 |  | 443 | 40652 | SH |  | DFND |  | 0 | 0 | 40652 |
| AMERICAN FDS RETIREMEN RTRMT M | MF | 02631l536 |  | 212 | 18958 | SH |  | DFND |  | 0 | 0 | 18958 |
| AMERICAN FDS TARGET DA 2030 TR | MF | 02631v500 |  | 620 | 42675 | SH |  | DFND |  | 0 | 0 | 42675 |
| AMERICAN FDS TARGET DA 2045 TR | MF | 02631v807 |  | 246 | 15151 | SH |  | DFND |  | 0 | 0 | 15151 |
| AMERICAN FDS TARGET DA 2050 TR | MF | 02631v880 |  | 291 | 18332 | SH |  | DFND |  | 0 | 0 | 18332 |
| AMERICAN FDS TARGT DAT 2025 TR | MF | 02631v401 |  | 491 | 36439 | SH |  | DFND |  | 0 | 0 | 36439 |
| AMERICAN FUNDS DEV WLD GRWTH | MF | 02630f779 |  | 927 | 98438 | SH |  | DFND |  | 0 | 0 | 98438 |
| AMERICAN MUTUAL FUND CLASS F3 | MF | 027681774 |  | 1261 | 26060 | SH |  | DFND |  | 0 | 0 | 26060 |
| CAPITAL INCOME BLDR FD CL F 3 | MF | 140193780 |  | 14338 | 227762 | SH |  | DFND |  | 0 | 0 | 227762 |
| CAPITAL INCOME BLDR IN SHS CL | MF | 140194101 |  | 3815 | 60636 | SH |  | DFND |  | 0 | 0 | 60636 |
| CAPITAL WORLD GRW CL F-2 | MF | 140543828 |  | 869 | 16866 | SH |  | DFND |  | 0 | 0 | 16866 |
| CAPITAL WORLD GRWTH AND INC FD | MF | 140543117 |  | 2408 | 46704 | SH |  | DFND |  | 0 | 0 | 46704 |
| COLUMBIA ACORN FUND CL Z | MF | 197199409 |  | 131 | 14567 | SH |  | DFND |  | 0 | 0 | 14567 |
| COLUMBIA FDS SER TR CAPTAL ALL | MF | 19766b224 |  | 220 | 22896 | SH |  | DFND |  | 0 | 0 | 22896 |
| COLUMBIA FDS SER TR I DIVIDEND | MF | 19766m840 |  | 358 | 12151 | SH |  | DFND |  | 0 | 0 | 12151 |
| DNP SELECT INCOME FD INC COM | MF | 23325P104 |  | 1005 | 89289 | SH |  | DFND |  | 0 | 0 | 89289 |
| DODGE  COX STK FD COM | MF | 256219106 |  | 986 | 4573 | SH |  | DFND |  | 0 | 0 | 4573 |
| EATON VANCE GROWTH TR ATL CAPT | MF | 277902698 |  | 280 | 8198 | SH |  | DFND |  | 0 | 0 | 8198 |
| EURO PAC GROWTH FD CL F 3 | MF | 298706110 |  | 265 | 5389 | SH |  | DFND |  | 0 | 0 | 5389 |
| FIDELITY 500 INDEX FUND | MF | 315911750 |  | 2187 | 16431 | SH |  | DFND |  | 0 | 0 | 16431 |
| FUNDAMENTAL INVESTORS CL F3 | MF | 360802771 |  | 2338 | 38832 | SH |  | DFND |  | 0 | 0 | 38832 |
| GABELLI UTIL TR COM | MF | 36240A101 |  | 392 | 52199 | SH |  | DFND |  | 0 | 0 | 52199 |
| GRANDEUR PEAK EMERGING MKTS OP | MF | 31761R401 |  | 4755 | 389789 | SH |  | DFND |  | 0 | 0 | 389789 |
| GRANDEUR PEAK GLBL MICRO CAP F | MF | 31761r732 |  | 1025 | 83498 | SH |  | DFND |  | 0 | 0 | 83498 |
| GRANDEUR PEAK GLBL STALWARTS C | MF | 31761r773 |  | 4342 | 302777 | SH |  | DFND |  | 0 | 0 | 302777 |
| GRANDEUR PEAK GLOBAL OPP FD IN | MF | 317609360 |  | 5000 | 1501608 | SH |  | DFND |  | 0 | 0 | 1501608 |
| GRANDEUR PEAK INTL STALWARTS C | MF | 31761r757 |  | 3123 | 196431 | SH |  | DFND |  | 0 | 0 | 196431 |
| INCOME FD AMER INC CL F3 | MF | 453320772 |  | 2233 | 98755 | SH |  | DFND |  | 0 | 0 | 98755 |
| INTERNATIONAL GROWTH I CL F 3 | MF | 45956t774 |  | 230 | 7233 | SH |  | DFND |  | 0 | 0 | 7233 |
| INTERNATIONAL GRW  IN CL F-2 | MF | 45956t501 |  | 208 | 6517 | SH |  | DFND |  | 0 | 0 | 6517 |
| INVESCO GLBL HEALTH CARE FUND | MF | 00141v820 |  | 428 | 11855 | SH |  | DFND |  | 0 | 0 | 11855 |
| INVESCO/OPP  GLBL STRAT INC FD | MF | 00143K756 |  | 86 | 28315 | SH |  | DFND |  | 0 | 0 | 28315 |
| INVESCO/OPP INTL SM MID CO FD | MF | 00900W555 |  | 263 | 6743 | SH |  | DFND |  | 0 | 0 | 6743 |
| INVESCO/OPP INTL SMALL MID CO | MF | 00900W530 |  | 418 | 10768 | SH |  | DFND |  | 0 | 0 | 10768 |
| INVESCO/OPP STEELPATH MLP INC | MF | 00143K285 |  | 50 | 10119 | SH |  | DFND |  | 0 | 0 | 10119 |
| INVESCO/OPP STEELPATH MLP SEL4 | MF | 00143K228 |  | 199 | 29326 | SH |  | DFND |  | 0 | 0 | 29326 |
| INVESTMENT CO AMER CL F3 | MF | 461308777 |  | 630 | 15288 | SH |  | DFND |  | 0 | 0 | 15288 |
| MUTUAL FD SER TR ALPHACENTRIC | MF | 62827m144 |  | 1406 | 154979 | SH |  | DFND |  | 0 | 0 | 154979 |
| NEW PERSPECTIVE FD INC CL F3 | MF | 648018778 |  | 1411 | 29829 | SH |  | DFND |  | 0 | 0 | 29829 |
| NEW WORLD FD INC NEW CL F3 | MF | 649280773 |  | 983 | 14793 | SH |  | DFND |  | 0 | 0 | 14793 |
| POPLAR FOREST PARTNERS INSTITU | MF | 00768d798 |  | 13507 | 272488 | SH |  | DFND |  | 0 | 0 | 272488 |
| ROWE T PRICE ST TAX FR COM | MF | 779576107 |  | 129 | 14058 | SH |  | DFND |  | 0 | 0 | 14058 |
| SMALLCAP WORLD FD INC CL F3 | MF | 831681770 |  | 292 | 5093 | SH |  | DFND |  | 0 | 0 | 5093 |
| SMEAD FDS TR VALUE FD CL Y | MF | 83178c709 |  | 348 | 5264 | SH |  | DFND |  | 0 | 0 | 5264 |
| THE GROWTH FD OF AMERICA CL F3 | MF | 399874775 |  | 1714 | 34648 | SH |  | DFND |  | 0 | 0 | 34648 |
| VANGUARD INDEX FDS TOT STKIDX | MF | 922908728 |  | 628 | 6744 | SH |  | DFND |  | 0 | 0 | 6744 |
| VANGUARD INDEX TR 500 INDEX AD | MF | 922908710 |  | 541 | 1527 | SH |  | DFND |  | 0 | 0 | 1527 |
| VANGUARD SPECIALIZED HEALTHCAR | MF | 921908885 |  | 420 | 4670 | SH |  | DFND |  | 0 | 0 | 4670 |
| VANGUARD VALUE INDX FD ADM SHS | MF | 922908678 |  | 315 | 5751 | SH |  | DFND |  | 0 | 0 | 5751 |
| WASHINGTON MUT INVS FD CL F3 | MF | 939330775 |  | 488 | 9388 | SH |  | DFND |  | 0 | 0 | 9388 |
| ARK ETF TR GENOMIC REV ETF | EXCH | 00214q302 |  | 2486 | 88045 | SH |  | DFND |  | 0 | 0 | 88045 |
| BONDBLOXX ETF TRUST BLOOMBERG | EXCH | 09789c853 |  | 539 | 10920 | SH |  | SOLE |  | 10920 | 0 | 0 |
| CAMBRIA ETF TR CAMBRIA FGN SHR | EXCH | 132061300 |  | 1421 | 58550 | SH |  | DFND |  | 0 | 0 | 58550 |
| CAMBRIA ETF TR SHSHLD YIELD ET | EXCH | 132061201 |  | 5164 | 87065 | SH |  | DFND |  | 0 | 0 | 87065 |
| CAPITAL GROUP DIVIDEND VALUE E | EXCH | 14020w106 |  | 371 | 15740 | SH |  | DFND |  | 0 | 0 | 15740 |
| INVESCO ETF TR II FTSE RAFI DE | EXCH | 46138E743 |  | 876 | 21088 | SH |  | DFND |  | 0 | 0 | 21088 |
| INVESCO ETF TR II FTSE RAFI EM | EXCH | 46138E727 |  | 6378 | 361996 | SH |  | DFND |  | 0 | 0 | 361996 |
| INVESCO ETF TR II RUSSELL 1000 | EXCH | 46138E420 |  | 701 | 17446 | SH |  | DFND |  | 0 | 0 | 17446 |
| INVESCO ETF TR S 500 PURE VA | EXCH | 46137V258 |  | 6268 | 80379 | SH |  | DFND |  | 0 | 0 | 80379 |
| INVESCO ETF TRUST FTSE RAFI US | EXCH | 46137V613 |  | 15934 | 102703 | SH |  | DFND |  | 0 | 0 | 102703 |
| INVESCO QQQ TR UNIT SER 1 | EXCH | 46090E103 |  | 997 | 3744 | SH |  | DFND |  | 0 | 0 | 3744 |
| ISHARES TR DJ HOME CONSTN | EXCH | 464288752 |  | 2244 | 37020 | SH |  | DFND |  | 0 | 0 | 37020 |
| ISHARES TR MSCI EMERG MKT | EXCH | 464287234 |  | 279 | 7357 | SH |  | DFND |  | 0 | 0 | 7357 |
| ISHARES TR NORTH AMERN NAT | EXCH | 464287374 |  | 1151 | 28305 | SH |  | DFND |  | 0 | 0 | 28305 |
| ISHARES TR RUSSELL 2000 | EXCH | 464287655 |  | 1282 | 7352 | SH |  | DFND |  | 0 | 0 | 7352 |
| ISHARES TR RUSSELL1000VAL | EXCH | 464287598 |  | 4237 | 27937 | SH |  | DFND |  | 0 | 0 | 27937 |
| NORTHERN LTS FD TR IV R3 GBL D | EXCH | 66538h195 |  | 1852 | 83400 | SH |  | DFND |  | 0 | 0 | 83400 |
| SCHWAB STRATEGIC TR US DIVIDEN | EXCH | 808524797 |  | 357 | 4729 | SH |  | DFND |  | 0 | 0 | 4729 |
| SELECT SECTOR SPDR TR SBI INT- | EXCH | 81369y605 |  | 399 | 11662 | SH |  | DFND |  | 0 | 0 | 11662 |
| SPDR S 500 ETF TR UNIT SER 1 | EXCH | 78462F103 |  | 10356 | 27081 | SH |  | DFND |  | 0 | 0 | 27081 |
| SPIDER GOLD TR SHS | EXCH | 78463V107 |  | 471 | 2778 | SH |  | DFND |  | 0 | 0 | 2778 |
| VANECK VECTORS ETF TR VIDEO GA | EXCH | 92189f114 |  | 566 | 13215 | SH |  | DFND |  | 0 | 0 | 13215 |
| VANGUARD INDEX FDS TOTAL STK M | EXCH | 922908769 |  | 567 | 2967 | SH |  | DFND |  | 0 | 0 | 2967 |
| WISDOMTREE TR EMERGING MKTS YL | EXCH | 97717w315 |  | 847 | 23755 | SH |  | DFND |  | 0 | 0 | 23755 |
| AMERICAN BALANCED FD CL F3 | BAL MF | 024071771 |  | 9087 | 316062 | SH |  | DFND |  | 0 | 0 | 316062 |
| AMERICAN FDS CONSERVATIVE GRWT | BAL MF | 02630q205 |  | 1392 | 114753 | SH |  | DFND |  | 0 | 0 | 114753 |
| AMERICAN FDS GLOBAL BA CL F3 | BAL MF | 02629w775 |  | 723 | 22262 | SH |  | DFND |  | 0 | 0 | 22262 |
| AMERICAN FDS MODERATE GRWTH | BAL MF | 02630q106 |  | 905 | 59840 | SH |  | DFND |  | 0 | 0 | 59840 |
| VIRTUS ALLIANZGI  INCM GR INST | BAL MF | 92837n535 |  | 147 | 14105 | SH |  | DFND |  | 0 | 0 | 14105 |
| EATON VANCE TXMG GLOBAL OPPORT | CLE FDS | 27829c105 |  | 266 | 34222 | SH |  | DFND |  | 0 | 0 | 34222 |
| ROYCE GLOBAL VALUE TR INC COM | CLE FDS | 78081t104 |  | 345 | 39925 | SH |  | DFND |  | 0 | 0 | 39925 |
| ROYCE VALUE TR INC COM | CLE FDS | 780910105 |  | 1866 | 140725 | SH |  | DFND |  | 0 | 0 | 140725 |
| VIRTUS ALLIANZGI EQUITY  CONV | CLE FDS | 92841m101 |  | 562 | 30818 | SH |  | DFND |  | 0 | 0 | 30818 |

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