# EDGAR Filing Document

**Accession Number:** 0000908777
**File Stem:** 0000908777-26-000010
**Filing Date:** 2026-2
**Character Count:** 8640
**Document Hash:** 37e9d2c2b4ee432a16a4befefa878273
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000908777-26-000010.hdr.sgml**: 20260205

**ACCESSION NUMBER**: 0000908777-26-000010

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20260204

**DATE AS OF CHANGE**: 20260205

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOLDMAN SACHS INTERNATIONAL
- **CENTRAL INDEX KEY:** 0000908777

**ORGANIZATION NAME:**
- **EIN:** 521920124
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00133
- **FILM NUMBER:** 26600974

**BUSINESS ADDRESS:**
- **STREET 1:** PLUMTREE COURT
- **STREET 2:** 25 SHOE LANE
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC4A 4AU
- **BUSINESS PHONE:** 44 20 7774 1000

**MAIL ADDRESS:**
- **STREET 1:** PLUMTREE COURT
- **STREET 2:** 25 SHOE LANE
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC4A 4AU

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOLDMAN SACHS INTERNATIONAL LTD
- **DATE OF NAME CHANGE:** 19940315

### Attached PDF Documents

**Attachment 1:** `gsiswapdealeropinion.pdf`

_No text found in this document._

**Attachment 2:** `summaryofchanges.pdf`

_No text found in this document._

**Attachment 3:** `gsiforeignregauthorities.pdf`

_No text found in this document._

**Attachment 4:** `nfa7r.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** GOLDMAN SACHS INTERNATIONAL

**NFA Number:** 250788

**IRS Employer ID No.:** 52-1920124

**CIK:** 0000908777

**UIC:** W22LROWP2IHZNBB6K528

**Main Address:** PLUMTREE COURT, 25 SHOE LANE, LONDON, X0, EC4A 4AU

**Business Telephone:** 44 20 7774 1000

**Contact Employee:**

- **Name:** MITEN TRIVEDI

- **Title:** CHIEF COMPLIANCE OFFICER

- **Phone:** 44-20-7552 8317

- **Email:** MITEN.TRIVEDI@GS.COM

**Chief Compliance Officer:**

- **Name:** MITEN TRIVEDI

- **Title:** CHIEF COMPLIANCE OFFICER

- **Phone:** 44-20-7552 8317

- **Email:** MITEN.TRIVEDI@GS.COM

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** No

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Description of Business:**
Goldman Sachs International (GSI or the company) delivers a broad range of financial services to clients located worldwide. The company also operates a number of branches and representative offices across Europe, the Middle East and Africa (EMEA) to provide financial services to clients in those regions. GSI generates revenues from the following business activities: Investment Banking; Fixed Income, Currency and Commodities (FICC); Equities; and Investment Management, which includes Asset Management and Wealth Management.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** No

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 10

### Schedule A: Principals

| Name                        | Title or Status                                | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| MITEN TRIVEDI               | Chief Compliance Officer                       | 10/2021         | 12/2018              |  |       507911 |
| RICHARD JOHN TAYLOR         | CHIEF FINANCIAL OFFICER                        | 10/2021         | 09/1997              | NA - less than 5% |       543440 |
| SAMUEL GYIMAH               | DIRECTOR                                       | 10/2021         | 07/1999              | NA - less than 5% |       534545 |
| VIKRAMJIT SINGH CHIMA       | CONTROLLERS-MANAGING DIRECTOR                  | 05/2022         | 05/2000              |  |       548380 |
| LISA DONNELLY               | DIRECTOR                                       | 09/2022         | 05/2000              |  |       551940 |
| MARTHA MICHELE BURNS        | DIRECTOR                                       | 03/2023         | 01/2023              |  |       555102 |
| PAUL CLIVE DEIGHTON         | DIRECTOR                                       | 05/2024         | 05/2024              |  |       564316 |
| KUNAL KISHORE SHAH          | CHIEF EXECUTIVE OFFICER                        | 06/2025         | 07/2004              |  |       572003 |
| ANTHONY JOHN CHARLES GUTMAN | CHIEF EXECUTIVE OFFICER                        | 06/2025         | 06/2007              |  |       572007 |
| LESLEY STEELE               | HEAD OF A BUSINESS UNIT, DIVISION, OR FUNCTION | 04/2021         | 09/1997              |  |       574210 |

### Schedule B: Explanations

**Description:**
SWAP DEALER/BROKER OR DEALER ENGAGING IN FOREIGN EXCHANGE AND NON-SECURITIES INTEREST RATE OR CREDIT PRODUCTS.

**Records Keeper:**

- **Name:** IRON MOUNTAIN INFORMATION MANAGEMENT LLC.

  - **Address:** 1 FEDERAL STREET, BOSTON, MA, 02110

  - **Effective Date:** 12-01-2007

  - **Arrangement:** IRON MOUNTAIN PROVIDES RECORDS MANAGEMENT/ ARCHIVING SERVICES FOR THE APPLICANT. THIS INCLUDES THE ARCHIVING/STORAGE OF ANY HARDCOPY DOCUMENTS FOR RETENTION PURPOSES.

- **Name:** DELL INC.

  - **Address:** ONE DELL WAY, RR1-61, ROUND ROCK, TX, 78682

  - **Effective Date:** 10-01-2008

  - **Arrangement:** DELL PROVIDES SOLUTIONS FOR ARCHIVING INFORMATION AND E-MAILS.

- **Name:** NICE LTD.

  - **Address:** 8 HAPNINA ST, RA'ANANA, L3, 43107

  - **Effective Date:** 02-28-2010

  - **Arrangement:** NICE PROVIDES TRADE AND VOICE RECORDING SERVICES TO THE APPLICANT.

- **Name:** THE DEPOSITORY TRUST & CLEARING CORPORATION

  - **Address:** 55 WATER STREET, NEW YORK, NY, 10041

  - **Effective Date:** 09-03-2003

  - **Arrangement:** DTCC PROVIDES AFFIRMATION/CONFIRMATION SERVICES TO THE APPLICANT FOR CREDIT DERIVATIVES WHICH INCLUDES MAINTAINING THE APPLICANT'S CONFIRMATION RELATED RECORDS VERSUS OUR COUNTERPARTIES.

- **Name:** PRICEWATERHOUSECOOPERS LLP (PWC)

  - **Address:** 300 MADISON AVENUE, NEW YORK, NY, 10017

  - **Effective Date:** 01-01-1922

  - **Arrangement:** PWC AUDITS THE APPLICANT'S FINANCIAL INFORMATION PRESENTED ON THE ANNUAL FINANCIAL STATEMENTS SUBMITTED TO REGULATORS TO SUPPORT PWC'S ANNUAL AUDIT OPINION. PWC MAKES SURE THAT THIS AUDITED FINANCIAL INFORMATION AGREES BACK TO THE BOOKS AND RECORDS OF THE APPLICANT.

- **Name:** CISIVE, FORMERLY CARCO GROUP, INC.

  - **Address:** 5000 CORPORATE COURT, SUITE 203, HOLTSVILLE, NY, 11742

  - **Effective Date:** 08-12-2013

  - **Arrangement:** CISIVE CONDUCTS BACKGROUND CHECKS OF POTENTIAL AND CURRENT EMPLOYEES, AND MAINTAINS THE RECORDS OF ALL SUCH INVESTIGATIONS IT CONDUCTS.

- **Name:** IHS MARKIT LTD.

  - **Address:** 15 INVERNESS WAY E, ENGLEWOOD, CO, 80112

  - **Effective Date:** 03-17-2021

  - **Arrangement:** FOR SECURITY-BASED SWAP TRANSACTIONS THAT ARE VERIFIED ON MARKITWIRE, IHS MARKIT RETAINS COPIES OF VERIFICATIONS ON BEHALF OF THE APPLICANT.

**Onbehalf:**

- **Name:** ICE CLEAR EUROPE

  - **Address:** 5TH FLOOR, MILTON GATE, 60 CHISWELL STREET, LONDON, X0, EC1Y 4SA

  - **Effective Date:** 07-07-2009

  - **Arrangement:** THE APPLICANT HAS A CLEARING ARRANGEMENT WITH THE ABOVE-REFERENCED ORGANIZATION FOR SECURITY-BASED SWAPS.

- **Name:** ICE CLEAR CREDIT

  - **Address:** 353 NORTH CLARK STREET, SUITE 3100, CHICAGO, IL, 60654

  - **Effective Date:** 07-13-2011

  - **Arrangement:** THE APPLICANT HAS A CLEARING ARRANGEMENT WITH THE ABOVE-REFERENCED ORGANIZATION FOR SECURITY-BASED SWAPS.

- **Name:** JAPAN SECURITIES CLEARING CORPORATION

  - **Address:** 2-1, NIHOMBASHI-KABUTO-CHO, CHUO-KU, TOKYO, M0, 103-0026

  - **Effective Date:** 11-09-2018

  - **Arrangement:** THE APPLICANT HAS A CLEARING ARRANGEMENT WITH THE ABOVE-REFERENCED ORGANIZATION FOR SECURITY-BASED SWAPS.

- **Name:** LCH SA, PARIS (BANQUE CENTRALE DE COMPENSATION)

  - **Address:** 18 RUE DU QUATRE SEPTEMBRE, PARIS, I0, 75002

  - **Effective Date:** 12-14-2009

  - **Arrangement:** THE APPLICANT HAS A CLEARING ARRANGEMENT WITH THE ABOVE-REFERENCED ORGANIZATION FOR SECURITY-BASED SWAPS.

### Execution

**Date:** 02-02-2026

**Name of Applicant:** GOLDMAN SACHS INTERNATIONAL

**Signature:** /s/ Miten Trivedi

**Printed Name:** MITEN TRIVEDI

**Title:** CHIEF COMPLIANCE OFFICER OF GOLDMAN SACHS INTERNATIONAL SWAP DEALER