# EDGAR Filing Document

**Accession Number:** 0002079207
**File Stem:** 0002079207-26-000001
**Filing Date:** 2026-1
**Character Count:** 17053
**Document Hash:** 305be50cbf00d3649db69e4fa2485d1f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002079207-26-000001.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0002079207-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**EFFECTIVENESS DATE**: 20260129

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Traub Capital Management LLC
- **CENTRAL INDEX KEY:** 0002079207

**ORGANIZATION NAME:**
- **EIN:** 200300800
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25699
- **FILM NUMBER:** 26576648

**BUSINESS ADDRESS:**
- **STREET 1:** 97 CHAPEL ST.
- **STREET 2:** SUITE 7
- **CITY:** NEEDHAM
- **STATE:** MA
- **ZIP:** 02492
- **BUSINESS PHONE:** 7814533929

**MAIL ADDRESS:**
- **STREET 1:** 97 CHAPEL ST.
- **STREET 2:** SUITE 7
- **CITY:** NEEDHAM
- **STATE:** MA
- **ZIP:** 02492

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Traub Capital Management LLC<br>**Address:** 97 CHAPEL ST.<br>SUITE 7<br>NEEDHAM, MA 02492

**Form 13F File Number:** 028-25699

**CRD Number (if applicable):** 000136851

**SEC File Number (if applicable):** 801-70068

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Heydon Traub<br>**Title:** CEO<br>**Phone:** 7814533929

**Signature, Place, and Date of Signing:**

Heydon Traub  Needham, MA  01-29-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 135

**Form 13F Information Table Value Total:** $103962112

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| GLOBAL X FDS | US PFD ETF | 37954Y657 |  | 2038933 | 107823 | SH |  | SOLE |  | 107823 | 0 | 0 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 2318826 | 22647 | SH |  | SOLE |  | 22647 | 0 | 0 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 |  | 1803521 | 39473 | SH |  | SOLE |  | 39473 | 0 | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524755 |  | 2183733 | 48302 | SH |  | SOLE |  | 48302 | 0 | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524748 |  | 1254848 | 28167 | SH |  | SOLE |  | 28167 | 0 | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 808524763 |  | 3253817 | 103263 | SH |  | SOLE |  | 103263 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R523 |  | 2377410 | 23961 | SH |  | SOLE |  | 23961 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 2007672 | 8698 | SH |  | SOLE |  | 8698 | 0 | 0 |
| GABELLI HLTHCARE  WELLNESS | SHS | 36246K103 |  | 336251 | 34917 | SH |  | SOLE |  | 34917 | 0 | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 2366167 | 28570 | SH |  | SOLE |  | 28570 | 0 | 0 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 214435 | 2177 | SH |  | SOLE |  | 2177 | 0 | 0 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 4659834 | 92128 | SH |  | SOLE |  | 92128 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 427627 | 15891 | SH |  | SOLE |  | 15891 | 0 | 0 |
| TEMPLETON EMERGING MKTS FD | COM | 880191101 |  | 1082585 | 63569 | SH |  | SOLE |  | 63569 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 348177 | 1110 | SH |  | SOLE |  | 1110 | 0 | 0 |
| CROCS INC | COM | 227046109 |  | 256560 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 |  | 791926 | 75855 | SH |  | SOLE |  | 75855 | 0 | 0 |
| ZOOM COMMUNICATIONS INC | CL A | 98980L101 |  | 204507 | 2370 | SH |  | SOLE |  | 2370 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 4046343 | 12928 | SH |  | SOLE |  | 12928 | 0 | 0 |
| BORGWARNER INC | COM | 099724106 |  | 236880 | 5257 | SH |  | SOLE |  | 5257 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 1266338 | 10852 | SH |  | SOLE |  | 10852 | 0 | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 808524771 |  | 497127 | 18270 | SH |  | SOLE |  | 18270 | 0 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 772687 | 29169 | SH |  | SOLE |  | 29169 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R200 |  | 207089 | 6739 | SH |  | SOLE |  | 6739 | 0 | 0 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 |  | 1748662 | 25933 | SH |  | SOLE |  | 25933 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 242717 | 4050 | SH |  | SOLE |  | 4050 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 5568503 | 69842 | SH |  | SOLE |  | 69842 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 6505654 | 23930 | SH |  | SOLE |  | 23930 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 1755177 | 17117 | SH |  | SOLE |  | 17117 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 46641Q886 |  | 450939 | 4150 | SH |  | SOLE |  | 4150 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 692400 | 28412 | SH |  | SOLE |  | 28412 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R663 |  | 1626016 | 17794 | SH |  | SOLE |  | 17794 | 0 | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 808524730 |  | 656184 | 18197 | SH |  | SOLE |  | 18197 | 0 | 0 |
| FIDELITY COVINGTON TRUST | VLU FACTOR ETF | 316092782 |  | 1340235 | 18545 | SH |  | SOLE |  | 18545 | 0 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 1609607 | 7590 | SH |  | SOLE |  | 7590 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 280933 | 968 | SH |  | SOLE |  | 968 | 0 | 0 |
| ADOBE INC | COM | 00724F101 |  | 705230 | 2015 | SH |  | SOLE |  | 2015 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 |  | 261314 | 2995 | SH |  | SOLE |  | 2995 | 0 | 0 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 |  | 471591 | 7364 | SH |  | SOLE |  | 7364 | 0 | 0 |
| ARROW ELECTRS INC | COM | 042735100 |  | 331091 | 3005 | SH |  | SOLE |  | 3005 | 0 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 |  | 378297 | 4115 | SH |  | SOLE |  | 4115 | 0 | 0 |
| BEST BUY INC | COM | 086516101 |  | 205140 | 3065 | SH |  | SOLE |  | 3065 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 410891 | 717 | SH |  | SOLE |  | 717 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 602762 | 20166 | SH |  | SOLE |  | 20166 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 626878 | 7899 | SH |  | SOLE |  | 7899 | 0 | 0 |
| EBAY INC. | COM | 278642103 |  | 332722 | 3820 | SH |  | SOLE |  | 3820 | 0 | 0 |
| ENERGIZER HLDGS INC NEW | COM | 29272W109 |  | 237765 | 11954 | SH |  | SOLE |  | 11954 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 201528 | 1033 | SH |  | SOLE |  | 1033 | 0 | 0 |
| INCYTE CORP | COM | 45337C102 |  | 318533 | 3225 | SH |  | SOLE |  | 3225 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2233837 | 3384 | SH |  | SOLE |  | 3384 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 3205105 | 6627 | SH |  | SOLE |  | 6627 | 0 | 0 |
| MOLSON COORS BEVERAGE CO | CL B | 60871R209 |  | 376708 | 8070 | SH |  | SOLE |  | 8070 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1555970 | 8343 | SH |  | SOLE |  | 8343 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 611706 | 10478 | SH |  | SOLE |  | 10478 | 0 | 0 |
| KRAFT HEINZ CO | COM | 500754106 |  | 461235 | 19020 | SH |  | SOLE |  | 19020 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 356337 | 4361 | SH |  | SOLE |  | 4361 | 0 | 0 |
| VANGUARD MUN BD FDS | CORE TAX EXEMPT | 922907712 |  | 683531 | 9045 | SH |  | SOLE |  | 9045 | 0 | 0 |
| WESTERN ASSET INTER MUNI FD | COM | 958435109 |  | 727995 | 94791 | SH |  | SOLE |  | 94791 | 0 | 0 |
| AFFILIATED MANAGERS GROUP IN | COM | 008252108 |  | 1311971 | 4551 | SH |  | SOLE |  | 4551 | 0 | 0 |
| APTIV PLC | COM SHS | G3265R107 |  | 286327 | 3763 | SH |  | SOLE |  | 3763 | 0 | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 757082 | 119038 | SH |  | SOLE |  | 119038 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 778009 | 3210 | SH |  | SOLE |  | 3210 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 421204 | 5468 | SH |  | SOLE |  | 5468 | 0 | 0 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 |  | 291330 | 3510 | SH |  | SOLE |  | 3510 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 |  | 761759 | 11732 | SH |  | SOLE |  | 11732 | 0 | 0 |
| MACYS INC | COM | 55616P104 |  | 255912 | 11606 | SH |  | SOLE |  | 11606 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 728399 | 6920 | SH |  | SOLE |  | 6920 | 0 | 0 |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 |  | 174527 | 17297 | SH |  | SOLE |  | 17297 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 407771 | 1879 | SH |  | SOLE |  | 1879 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 330504 | 376 | SH |  | SOLE |  | 376 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 205495 | 720 | SH |  | SOLE |  | 720 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 267105 | 1169 | SH |  | SOLE |  | 1169 | 0 | 0 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 506235 | 46787 | SH |  | SOLE |  | 46787 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 229012 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 602738 | 1199 | SH |  | SOLE |  | 1199 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 638884 | 5309 | SH |  | SOLE |  | 5309 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 2292880 | 22842 | SH |  | SOLE |  | 22842 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 905981 | 13727 | SH |  | SOLE |  | 13727 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 425798 | 3543 | SH |  | SOLE |  | 3543 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 390008 | 1885 | SH |  | SOLE |  | 1885 | 0 | 0 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 |  | 309432 | 58383 | SH |  | SOLE |  | 58383 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 239739 | 1230 | SH |  | SOLE |  | 1230 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 262211 | 1827 | SH |  | SOLE |  | 1827 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 653222 | 26234 | SH |  | SOLE |  | 26234 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 233739 | 1631 | SH |  | SOLE |  | 1631 | 0 | 0 |
| TAPESTRY INC | COM | 876030107 |  | 443703 | 3473 | SH |  | SOLE |  | 3473 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 415329 | 1207 | SH |  | SOLE |  | 1207 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1485635 | 2169 | SH |  | SOLE |  | 2169 | 0 | 0 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 |  | 271900 | 26069 | SH |  | SOLE |  | 26069 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 |  | 329681 | 7192 | SH |  | SOLE |  | 7192 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 302913 | 9784 | SH |  | SOLE |  | 9784 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 551698 | 10228 | SH |  | SOLE |  | 10228 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 479771 | 1368 | SH |  | SOLE |  | 1368 | 0 | 0 |
| SENSATA TECHNOLOGIES HLDG PL | SHS | G8060N102 |  | 234695 | 7050 | SH |  | SOLE |  | 7050 | 0 | 0 |
| SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 |  | 17225 | 11798 | SH |  | SOLE |  | 11798 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 259526 | 2655 | SH |  | SOLE |  | 2655 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 264953 | 422 | SH |  | SOLE |  | 422 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 285619 | 852 | SH |  | SOLE |  | 852 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 791890 | 15570 | SH |  | SOLE |  | 15570 | 0 | 0 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 450725 | 1399 | SH |  | SOLE |  | 1399 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 223931 | 1221 | SH |  | SOLE |  | 1221 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 506243 | 30700 | SH |  | SOLE |  | 30700 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 325109 | 3255 | SH |  | SOLE |  | 3255 | 0 | 0 |
| PULTE GROUP INC | COM | 745867101 |  | 894941 | 7632 | SH |  | SOLE |  | 7632 | 0 | 0 |
| SYSCO CORP | COM | 871829107 |  | 407874 | 5535 | SH |  | SOLE |  | 5535 | 0 | 0 |
| ABRDN NATL MUN INCOME FD | SH BEN INT | 24610T108 |  | 125479 | 12218 | SH |  | SOLE |  | 12218 | 0 | 0 |
| BNY MELLON STRATEGIC MUN BD | COM | 09662E109 |  | 233288 | 37810 | SH |  | SOLE |  | 37810 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 662743 | 1915 | SH |  | SOLE |  | 1915 | 0 | 0 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 981326 | 7796 | SH |  | SOLE |  | 7796 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 732579 | 905 | SH |  | SOLE |  | 905 | 0 | 0 |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 |  | 248329 | 10690 | SH |  | SOLE |  | 10690 | 0 | 0 |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 09789C788 |  | 270848 | 5390 | SH |  | SOLE |  | 5390 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 286828 | 495 | SH |  | SOLE |  | 495 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 |  | 453288 | 16665 | SH |  | SOLE |  | 16665 | 0 | 0 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 276118 | 2823 | SH |  | SOLE |  | 2823 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 399674 | 3513 | SH |  | SOLE |  | 3513 | 0 | 0 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 |  | 244504 | 4834 | SH |  | SOLE |  | 4834 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 1089040 | 20595 | SH |  | SOLE |  | 20595 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 267212 | 2610 | SH |  | SOLE |  | 2610 | 0 | 0 |
| METLIFE INC | COM | 59156R108 |  | 478376 | 6060 | SH |  | SOLE |  | 6060 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 289245 | 5259 | SH |  | SOLE |  | 5259 | 0 | 0 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 121720 | 24247 | SH |  | SOLE |  | 24247 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 237080 | 2128 | SH |  | SOLE |  | 2128 | 0 | 0 |
| ALLIANT ENERGY CORP | NOTE 3.875% 3/1 | 018802AC2 |  | 14706 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| AMERICAN WTR CAP CORP | NOTE 3.625% 6/1 | 03040WBE4 |  | 13964 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 04271TAB6 |  | 19033 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| BLOOM ENERGY CORP | NOTE 3.000% 6/0 | 093712AK3 |  | 55897 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| BRIDGEBIO PHARMA INC | NOTE 2.500% 3/1 | 10806XAB8 |  | 18934 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CENTERPOINT ENERGY INC | NOTE 4.250% 8/1 | 15189TBD8 |  | 15534 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 |  | 10845 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 |  | 18960 | 19000 | SH |  | SOLE |  | 19000 | 0 | 0 |
| FORD MTR CO | NOTE 3/1 | 345370CZ1 |  | 13501 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 462222AD2 |  | 23290 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | 531229AQ5 |  | 12735 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PENN ENTERTAINMENT INC | NOTE 2.750% 5/1 | 707569AU3 |  | 9915 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |

---