# EDGAR Filing Document

**Accession Number:** 0001628896
**File Stem:** 0001628896-23-000001
**Filing Date:** 2023-1
**Character Count:** 7688
**Document Hash:** 98652a4f043b5c9db045f2f642d9fcb6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628896-23-000001.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001628896-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230123

**EFFECTIVENESS DATE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Capital Advantage, Inc.
- **CENTRAL INDEX KEY:** 0001628896
- **IRS NUMBER:** 943307876
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16928
- **FILM NUMBER:** 23545425

**BUSINESS ADDRESS:**
- **STREET 1:** 3470 MT. DIABLO BLVD., SUITE A215
- **CITY:** LAFAYETTE
- **STATE:** CA
- **ZIP:** 94549
- **BUSINESS PHONE:** 9252991500

**MAIL ADDRESS:**
- **STREET 1:** 3470 MT. DIABLO BLVD., SUITE A215
- **CITY:** LAFAYETTE
- **STATE:** CA
- **ZIP:** 94549

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Capital Advantage Inc.<br>**Address:** 3470 MT. DIABLO BLVD. SUITE A215<br>LAFAYETTE, CA 94549

**Form 13F File Number:** 028-16928

**CRD Number (if applicable):** 000108985

**SEC File Number (if applicable):** 801-55896

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Dawnalizabeth Henke<br>**Title:** Chief Compliance  Operating Officer<br>**Phone:** 925-299-1500

**Signature, Place, and Date of Signing:**

Dawnalizabeth Henke  Lafayette, CA  01-20-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 38

**Form 13F Information Table Value Total:** $445437688

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Advanced Micro Devices | Equities | 007903107 |  | 1831437 | 28276 | SH |  | SOLE |  | 0 | 0 | 28276 |
| Amazon.com Inc. | Equities | 023135106 |  | 1595412 | 18993 | SH |  | SOLE |  | 0 | 0 | 18993 |
| Apple Inc | Equities | 037833100 |  | 7821500 | 60198 | SH |  | SOLE |  | 0 | 0 | 60198 |
| AT Inc | Equities | 00206R102 |  | 472985 | 25692 | SH |  | SOLE |  | 0 | 0 | 25692 |
| BlackRock Ultra Short Term Bond ETF | ETF | 46434V878 |  | 47557249 | 950385 | SH |  | SOLE |  | 0 | 0 | 950385 |
| Box Inc | Equities | 10316T104 |  | 328857 | 10564 | SH |  | SOLE |  | 0 | 0 | 10564 |
| Charles Schwab Corp | Equities | 808513105 |  | 883646 | 10613 | SH |  | SOLE |  | 0 | 0 | 10613 |
| Chevron Corp | Equities | 166764100 |  | 2240294 | 12481 | SH |  | SOLE |  | 0 | 0 | 12481 |
| Cisco Systems Inc | Equities | 17275R102 |  | 917696 | 19263 | SH |  | SOLE |  | 0 | 0 | 19263 |
| Consumer Staples SPDR ETF | ETF | 81369Y308 |  | 19098383 | 256182 | SH |  | SOLE |  | 0 | 0 | 256182 |
| Extreme Networks Inc | Equities | 30226D106 |  | 3699243 | 202034 | SH |  | SOLE |  | 0 | 0 | 202034 |
| Exxon Mobil Corp | Equities | 30231G102 |  | 1580581 | 14330 | SH |  | SOLE |  | 0 | 0 | 14330 |
| Intel Corp | Equities | 458140100 |  | 490532 | 18560 | SH |  | SOLE |  | 0 | 0 | 18560 |
| iShares Core S Small Cap ETF | ETF | 464287804 |  | 13719134 | 144961 | SH |  | SOLE |  | 0 | 0 | 144961 |
| iShares Floating Rate ETF | ETF | 46429B655 |  | 36700938 | 729206 | SH |  | SOLE |  | 0 | 0 | 729206 |
| iShares MSCI EAFE Index | ETF | 464287465 |  | 1895809 | 28882 | SH |  | SOLE |  | 0 | 0 | 28882 |
| iShares Russell 2000 ETF | ETF | 464287655 |  | 2603175 | 14930 | SH |  | SOLE |  | 0 | 0 | 14930 |
| Merck  Co Inc | Equities | 58933Y105 |  | 1592431 | 14353 | SH |  | SOLE |  | 0 | 0 | 14353 |
| Microsoft Corp | Equities | 594918104 |  | 4113088 | 17151 | SH |  | SOLE |  | 0 | 0 | 17151 |
| Pfizer Inc | Equities | 717081103 |  | 1225369 | 23914 | SH |  | SOLE |  | 0 | 0 | 23914 |
| PS Interest Rate Hedged ETF | ETF | 74347B607 |  | 71888655 | 1010950 | SH |  | SOLE |  | 0 | 0 | 1010950 |
| Schwab Fundamental Intl Large Co ETF | ETF | 808524755 |  | 21733626 | 747631 | SH |  | SOLE |  | 0 | 0 | 747631 |
| Schwab US Dividend Equity ETF | ETF | 808524797 |  | 20811653 | 275505 | SH |  | SOLE |  | 0 | 0 | 275505 |
| Schwab US Large Cap ETF | ETF | 808524201 |  | 1457280 | 32276 | SH |  | SOLE |  | 0 | 0 | 32276 |
| Schwab US Mid Cap ETF | ETF | 808524508 |  | 5095740 | 77667 | SH |  | SOLE |  | 0 | 0 | 77667 |
| Schwab US Small Cap ETF | ETF | 808524607 |  | 492393 | 12155 | SH |  | SOLE |  | 0 | 0 | 12155 |
| Uber Technologies Inc | Equities | 90353T100 |  | 911301 | 36850 | SH |  | SOLE |  | 0 | 0 | 36850 |
| VanEck IG Floating Rate ETF | ETF | 92189F486 |  | 27322259 | 1098162 | SH |  | SOLE |  | 0 | 0 | 1098162 |
| Vanguard Dividend Appreciation ETF | ETF | 921908844 |  | 18658536 | 122875 | SH |  | SOLE |  | 0 | 0 | 122875 |
| Vanguard Health Care ETF | ETF | 92204A504 |  | 26204288 | 105641 | SH |  | SOLE |  | 0 | 0 | 105641 |
| Vanguard International Dividend ETF | ETF | 921946810 |  | 30485181 | 437817 | SH |  | SOLE |  | 0 | 0 | 437817 |
| Vanguard Intl High Dividend ETF | ETF | 921946794 |  | 15117927 | 253784 | SH |  | SOLE |  | 0 | 0 | 253784 |
| Vanguard Mega Cap Blend ETF | ETF | 921910873 |  | 5826859 | 44010 | SH |  | SOLE |  | 0 | 0 | 44010 |
| Vanguard Mega Cap Value ETF | ETF | 921910840 |  | 17573717 | 170867 | SH |  | SOLE |  | 0 | 0 | 170867 |
| Vanguard Mid Cap Value ETF | ETF | 922908512 |  | 19282252 | 142578 | SH |  | SOLE |  | 0 | 0 | 142578 |
| Vanguard Small Cap Value Index ETF | ETF | 922908611 |  | 10829454 | 68196 | SH |  | SOLE |  | 0 | 0 | 68196 |
| Vanguard Ultra-Short Bond ETF | ETF | 92203C303 |  | 856128 | 17472 | SH |  | SOLE |  | 0 | 0 | 17472 |
| Verizon Communications Inc | Equities | 92343V104 |  | 522680 | 13266 | SH |  | SOLE |  | 0 | 0 | 13266 |

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