# EDGAR Filing Document

**Accession Number:** 0001872789
**File Stem:** 0001872789-26-000019
**Filing Date:** 2026-5
**Character Count:** 51174
**Document Hash:** a4142b3db5daae7e713ac39775ff21b6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001872789-26-000019.hdr.sgml**: 20260522

**ACCESSION NUMBER**: 0001872789-26-000019

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260522

**DATE AS OF CHANGE**: 20260522

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Embecta Corp.
- **CENTRAL INDEX KEY:** 0001872789
- **STANDARD INDUSTRIAL CLASSIFICATION:** SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 871583942
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41186
- **FILM NUMBER:** 261011569

**BUSINESS ADDRESS:**
- **STREET 1:** 300 KIMBALL DRIVE
- **STREET 2:** SUITE 300
- **CITY:** PARSIPPANY
- **STATE:** NJ
- **ZIP:** 07054
- **BUSINESS PHONE:** 8624010000

**MAIL ADDRESS:**
- **STREET 1:** 300 KIMBALL DRIVE
- **STREET 2:** SUITE 300
- **CITY:** PARSIPPANY
- **STATE:** NJ
- **ZIP:** 07054

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Berra Newco, Inc.
- **DATE OF NAME CHANGE:** 20210714

&nbsp;&nbsp;&nbsp;&nbsp;

**United States** 

**Securities and Exchange Commission** 

**Washington, D.C. 20549** 

**FORM SD** 

**SPECIALIZED DISCLOSURE REPORT** 

**Embecta Corp.** 

**(Exact name of registrant as specified in its charter)** 

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| | | |
|:---|:---|:---|
| **Delaware** | **001-41186** | **87-1583942** |
| **(State or other jurisdiction of**<br>**incorporation or organization)** | **(Commission**<br>**File Number)** | **(IRS Employer**<br>**Identification No.)** |
| **300 Kimball Drive, Suite 300**<br>**Parsippany, New Jersey** | **300 Kimball Drive, Suite 300**<br>**Parsippany, New Jersey** | **07054** |
| **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Zip Code)** |

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**Shaun Curtis**

**(862) 401-0000**

**(Name and telephone number, including area code, of the person to contact in connection with this report.)** 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒&nbsp;&nbsp;&nbsp;&nbsp;Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

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**Section 1 – Conflict Minerals Disclosure** 

**Item 1.01**&nbsp;&nbsp;&nbsp;&nbsp;**Conflict Minerals Disclosure and Report** 

As contemplated by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD, a Conflict Minerals Report is provided as an Exhibit to this Form SD and is available at the following Internet website: <u>https://investors.embecta.com/financials-filings/sec-filings</u>. The information contained on our website is not incorporated by reference into this Form SD or our Conflict Minerals Report and should not be considered part of this Form SD or the Conflict Minerals Report.

Information concerning tin, tantalum, tungsten, or gold from recycled or scrap sources that may be contained in our in-scope products is included in the Conflict Minerals Report and is incorporated in this Form SD by reference.

**Item 1.02**&nbsp;&nbsp;&nbsp;&nbsp;**Exhibit** 

The Conflict Minerals Report contemplated by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

**Section 2 – Exhibits** 

**Item 2.01**&nbsp;&nbsp;&nbsp;&nbsp;**Exhibits** 

Exhibit 1.01 – Conflict Minerals Report for the calendar year ended December 31, 2025.

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Embecta Corp.

(Registrant)

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| | | |
|:---|:---|:---|
| <br>By: | <br><u>/s/ Shaun Curtis______________</u> | <br>May 22, 2026 |
| Name: | Shaun Curtis |  |
| Title: | SVP, Global Manufacturing and Supply Chain |  |

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**EXHIBIT INDEX** 

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| | |
|:---|:---|
| **Exhibit** | **Description** |
| &nbsp;&nbsp;1.01 | &nbsp;&nbsp;&nbsp;<u>[Conflict Minerals Report for the calendar year ended December 31, 2025.](may2026formsdexhibit101.htm)</u> |

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## Exhibit 1.01

<br> <br> <br>

**Exhibit 1.01**

**Conflict Minerals Report**

Embecta Corp. has included this Conflict Minerals Report as an exhibit to its Form SD for 2025, as contemplated by Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and Form SD (collectively, the "Conflict Minerals Rule"). The date of filing of this Conflict Minerals Report is May 22, 2026.

The term "Embecta," "we," "us" and "our" refer to Embecta Corp. and its consolidated subsidiaries for or at the end of 2025. As used herein and consistent with the Conflict Minerals Rule, "Conflict Minerals" or "3TG" are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin, and tungsten, without regard to the location of origin of the minerals or derivative metals. The "Conflict Affected Region" is defined as the Democratic Republic of the Congo and its adjacent countries, which include Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.

**Overview**

Embecta, formerly part of Becton, Dickinson and Company, is a global company that is advancing its 100-year legacy in insulin delivery to become a broad-based medical supplies company, helping to improve lives through innovative solutions, partnerships, and the passion of approximately 2,000 employees around the globe. Embecta is subject to the Conflict Minerals Rule because, for 2025, certain of the raw materials and components contained in some of the products that we manufactured or contracted to manufacture contained 3TG that were necessary to the functionality or production of the products. Many of the raw materials and components contained in our products do not contain any 3TG.

We do not directly source 3TG from mines, smelters, or refiners, and we believe that we are many levels removed from these market participants.

**Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information**

As required by the Conflict Minerals Rule, for 2025, a "reasonable country of origin inquiry" was conducted. The outreach included 6 suppliers (the "Suppliers") that were identified through internal scoping processes as having provided, or that we believe may have provided, us with raw materials or components that contain 3TG. The number of Suppliers included in the 2025 outreach reflected Embecta's 2025 internal scoping process, including changes in suppliers, products, components, and/or raw materials determined to be in scope for purposes of the Conflict Minerals Rule. Suppliers representing 100% of Embecta's in-scope spend for 2025 responded to Embecta's reasonable country of origin inquiry.

For 2025, our Suppliers identified 329 smelters and refiners as described in the Table 1. Smelter summary. The number of identified smelters and refiners may vary from year to year due to changes in supplier responses, supplier sourcing

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practices, CMRT reporting scope, product or component sourcing. Smelters and refiners are sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products. The names of the identified smelters and refiners are listed in Appendix A. The origin of only a portion (if any) of the necessary Conflict Minerals contained in each of our in-scope products was determined.

*Table 1. Smelter Summary* 

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| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| | **Covered Country Sourced** | **Non-Covered Countries Only** | **100% Recycled or Scrap** | **Other Source Country** | **Other Source Country** | **Other Source Country** | **Other Source Country** | **Total Smelters** |
| **Metal** | **RMAP Conformant** | **RMAP Conformant** | **100% Recycled or Scrap** | **RMAP Conformant** | **RMAP Active** | **Non-Conformant** | **On Smelter Look-up Tab Only** | **Total Smelters** |
| **Gold** | 1 | 88 | 0 | 0 | 5 | 19 | 63 | **176** |
| **Tantalum** | 15 | 17 | 0 | 0 | 1 | 0 | 2 | **35** |
| **Tin** | 8 | 35 | 2 | 4 | 2 | 10 | 7 | **68** |
| **Tungsten** | 10 | 23 | 0 | 0 | 1 | 5 | 11 | **50** |
| **Total** | **34** | **163** | **2** | **4** | **9** | **34** | **83** | **329** |

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Based on the results of our reasonable country of origin inquiry, due diligence was conducted for 2025. These due diligence efforts are discussed later in this Conflict Minerals Report.

**Conclusion Statement**

Based on the information obtained through our reasonable country of origin inquiry and due diligence efforts, none of the necessary 3TG contained in our in-scope products were determined by Embecta to directly or indirectly finance or benefit armed groups in the Conflict Affected Region. However, Embecta did not conclude that any of our products were "DRC conflict free." The terms "armed group" and "DRC conflict free" have the meanings contained in the Conflict Minerals Rule.

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**Due Diligence Program**

***Design Framework***

The due diligence measures relating to 3TG were designed to conform with the criteria set forth in the OECD Guidance, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition).

***Selected Elements of Our Due Diligence Program***

The OECD Guidance provides a framework for responsible supply chain due diligence for minerals from conflict-affected and high-risk areas. Selected elements of our due diligence program are discussed below. However, these do not represent all the elements of our program to ensure that the 3TG contained in our products is responsibly sourced.

*Conflict Minerals Team:*

We have a Conflict Minerals Steering Team (the "Steering Team") responsible for overseeing compliance. The Steering Team engages with functional leadership around progress and collaborating with necessary third-party resources. The Steering Team consists of representatives from compliance, sustainability, and procurement.

*Internal and External Communication of Conflict Minerals Program and Training:*

Applicable suppliers and subcontractors are provided with information on the Conflict Minerals Rule, our commitment to compliance with the Rule and/or our sourcing expectations. This is done in writing, through meetings and other live communications and/or through contractual requirements.

Embecta utilized a third party who is a vendor member of the Responsible Minerals Initiative ("RMI") to support its reasonable country of origin inquiry and supplier outreach.

*Data Storage and Retention:*

We keep business records that relate to our Conflict Minerals program and maintain them for 5 years.

*Contractual Compliance Requirements:* 

Embecta's Expectations for Suppliers, which contains our supplier compliance requirements relating to many different subject areas, requires suppliers to provide information to support our compliance efforts under the Conflict Minerals Rule.

*Grievance Mechanisms:*

We maintain grievance mechanisms that allow employees, suppliers, and other interested parties to report alleged violations related to Conflict Minerals and other related policies. Information about these reporting channels is publicly available. Any grievances received are communicated to the Steering Team. Employees, suppliers, and other interested parties can report conduct inconsistent with the Expectations for Suppliers through our Global Ethics Help

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Line at 1-833-600-1032. We review every report submitted through this channel in accordance with our internal procedures.

*Collection, Assessment, and Internal Reporting of Supply Chain Information:*

Suppliers that Embecta determines to be in-scope are requested to complete a Conflict Minerals Reporting Template ("CMRT"), which contains questions on the inclusion and source of 3TG in the materials they supplied to us, as well as their compliance activities. For 2025, Embecta sent requests to 6 Suppliers to provide us with a completed CMRT. Follow-up emails or phone calls were made to Suppliers that did not provide a response within a specified time frame. If a Supplier still did not respond to the request or refused to respond, this information was forwarded to Global Procurement or local buyers at manufacturing plants to support the escalation process.

Upon receipt of a CMRT from a Supplier, the response was processed through a Supplier Response Analysis process. The completed responses received from Suppliers were reviewed against "red flag" criteria and checked for errors and inaccuracies. Additionally, submitted CMRTs were reviewed for certain errors and inaccuracies, and follow-up was conducted with these Suppliers, if applicable.

Smelters and refiners identified to us by the Suppliers were reviewed against those contained on the Smelter Look-up tab of the CMRT and the RMI smelter database, which includes information published by RMI, the Responsible Jewelry Council and the London Bullion Market Association. To the extent that a completed response identified a smelter or refiner, that information was also reviewed against the lists of conformant and active (or equivalent) smelters and refiners published by the RMI as of April 17, 2026.

To the extent that a smelter or refiner identified by a Supplier was not listed as conformant or the equivalent by the RMI, publicly available information was consulted to attempt to determine whether the smelter or refiner obtained 3TG from sources that directly or indirectly financed or benefitted armed groups in the Conflict Affected Region. See "Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information" and Appendix A for further information on the smelters and refiners identified by the Suppliers.

Based on the information furnished by the Suppliers and other information known to us, the risk of adverse impacts was assessed. The findings of the supply chain risk assessment were reported to the Steering Team. In particular, smelters and refiners identified as not RMAP Conformant or Active, or listed only on the CMRT Smelter Look-up tab, were reviewed as part of Embecta's risk assessment process.

Any non-compliances with our expectations for Suppliers or findings involving higher levels of risk are prioritized for appropriate action, determined on a case-by-case basis. These actions may include additional information gathering and risk assessment, direct engagement with suppliers to agree on mitigation plans, or monitoring. Based on the information obtained through its due diligence process for 2025, Embecta did not identify any smelter or refiner that it

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determined to be directly or indirectly financing or benefiting armed groups in the Conflict Affected Region.

*Use of Independent Third-party Audits to Assess Smelter and Refiner Due Diligence:*

As part of our due diligence efforts, we rely on information published by RMI regarding independent third-party audits of smelters and refiners. This information is used to assess whether a smelter or refiner meets the criteria to be considered RMI Responsible Minerals Assurance Process ("RMAP") Conformant.

*Report on Supply Chain Due Diligence:*

We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these documents available on our website.

**Product Information** 

In-scope products for 2025 included a range of insulin delivery devices (e.g. syringes and pen-needles). Not all products in each category were in-scope, as not all contained necessary 3TG or were manufactured or contracted for manufacture by us.

For 2025, despite Embecta's reasonable country of origin inquiry and due diligence efforts, at least a portion of the smelters and refiners and countries of origin of the necessary 3TG contained in each of our in-scope products was undeterminable. Identified smelters and refiners and country of origin information are described under "Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information" and on Appendix A.

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**Appendix A** 

In connection with the reasonable country of origin inquiry and due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below, sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products in 2025.

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| | | | | |
|:---|:---|:---|:---|:---|
| **#** | **Metal** | **Processor** | **Processor ID** | **Audit Status** |
| 1 | Gold | Heraeus Metals Hong Kong Ltd.  | CID000707 | Conformant  |
| 2 | Gold | Metalor Technologies (Hong Kong) Ltd.  | CID001149 | Conformant  |
| 3 | Gold | Metalor Technologies S.A.  | CID001153 | Conformant  |
| 4 | Gold | MKS PAMP SA  | CID001352 | Conformant  |
| 5 | Gold | Rand Refinery (Pty) Ltd.  | CID001512 | Conformant  |
| 6 | Gold | Shandong Gold Smelting Co., Ltd.  | CID001916 | Conformant  |
| 7 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.  | CID001622 | Conformant  |
| 8 | Gold | Solar Applied Materials Technology Corp.  | CID001761 | Conformant  |
| 9 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation  | CID002224 | Conformant  |
| 10 | Gold | Asahi Refining Canada Ltd.  | CID000924 | Conformant  |
| 11 | Gold | CCR Refinery - Glencore Canada Corporation  | CID000185 | Conformant  |
| 12 | Gold | Metalor Technologies (Singapore) Pte., Ltd.  | CID001152 | Conformant  |
| 13 | Gold | Metalor Technologies (Suzhou) Ltd.  | CID001147 | Conformant  |
| 14 | Gold | Metalor USA Refining Corporation  | CID001157 | Conformant  |
| 15 | Gold | Metalurgica Met-Mex Penoles S.A. De C.V.  | CID001161 | Conformant  |
| 16 | Gold | Royal Canadian Mint  | CID001534 | Conformant  |
| 17 | Gold | United Precious Metal Refining, Inc.  | CID001993 | Conformant  |
| 18 | Gold | 8853 S.p.A.  | CID002763 | On Smelter Look-up Tab Only  |
| 19 | Gold | ABC Refinery Pty Ltd.  | CID002920 | On Smelter Look-up Tab Only  |

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|:---|:---|:---|:---|:---|
| 20 | Gold | Abington Reldan Metals, LLC  | CID002708 | Conformant  |
| 21 | Gold | Advanced Chemical Company  | CID000015 | Conformant  |
| 22 | Gold | African Gold Refinery  | CID003185 | On Smelter Look-up Tab Only  |
| 23 | Gold | Agosi AG  | CID000035 | Conformant  |
| 24 | Gold | Aida Chemical Industries Co., Ltd.  | CID000019 | Conformant  |
| 25 | Gold | Al Etihad Gold Refinery DMCC  | CID002560 | On Smelter Look-up Tab Only  |
| 26 | Gold | Albino Mountinho Lda.  | CID002760 | On Smelter Look-up Tab Only  |
| 27 | Gold | Alexy Metals  | CID003500 | On Smelter Look-up Tab Only  |
| 28 | Gold | Almalyk Mining and Metallurgical Complex (AMMC)  | CID000041 | Conformant  |
| 29 | Gold | AngloGold Ashanti Corrego do Sitio Mineracao  | CID000058 | Conformant  |
| 30 | Gold | Argor-Heraeus S.A.  | CID000077 | Conformant  |
| 31 | Gold | ASAHI METALFINE, Inc.  | CID000082 | Conformant  |
| 32 | Gold | Asahi Refining USA Inc.  | CID000920 | Conformant  |
| 33 | Gold | Asaka Riken Co., Ltd.  | CID000090 | Conformant  |
| 34 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S.  | CID000103 | On Smelter Look-up Tab Only  |
| 35 | Gold | Attero Recycling Pvt Ltd  | CID004697 | On Smelter Look-up Tab Only  |
| 36 | Gold | AU Traders and Refiners  | CID002850 | On Smelter Look-up Tab Only  |
| 37 | Gold | Augmont Enterprises Private Limited  | CID003461 | On Smelter Look-up Tab Only  |
| 38 | Gold | Aurubis AG, Hamburg  | CID000113 | Conformant  |
| 39 | Gold | Bangalore Refinery  | CID002863 | Active  |
| 40 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines)  | CID000128 | Conformant  |
| 41 | Gold | Boliden Ronnskar  | CID000157 | Conformant  |

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|:---|:---|:---|:---|:---|
| 42 | Gold | C. Hafner GmbH + Co. KG  | CID000176 | Conformant  |
| 43 | Gold | Caridad  | CID000180 | On Smelter Look-up Tab Only  |
| 44 | Gold | Cendres + Metaux S.A.  | CID000189 | On Smelter Look-up Tab Only  |
| 45 | Gold | CGR Metalloys Pvt Ltd.  | CID003382 | On Smelter Look-up Tab Only  |
| 46 | Gold | Chimet S.p.A.  | CID000233 | Conformant  |
| 47 | Gold | Chugai Mining  | CID000264 | Conformant  |
| 48 | Gold | Coimpa Industrial LTDA  | CID004010 | Conformant  |
| 49 | Gold | Daye Non-Ferrous Metals Mining Ltd.  | CID000343 | On Smelter Look-up Tab Only  |
| 50 | Gold | Degussa Sonne / Mond Goldhandel GmbH  | CID002867 | On Smelter Look-up Tab Only  |
| 51 | Gold | Dijllah Gold Refinery FZC  | CID003348 | On Smelter Look-up Tab Only  |
| 52 | Gold | Dongwu Gold Group  | CID003663 | On Smelter Look-up Tab Only  |
| 53 | Gold | Dowa  | CID000401 | Conformant  |
| 54 | Gold | DSC (Do Sung Corporation)  | CID000359 | Conformant  |
| 55 | Gold | Eco-System Recycling Co., Ltd. East Plant  | CID000425 | Conformant  |
| 56 | Gold | Eco-System Recycling Co., Ltd. North Plant  | CID003424 | Conformant  |
| 57 | Gold | Eco-System Recycling Co., Ltd. West Plant  | CID003425 | Conformant  |
| 58 | Gold | Elite Industech Co., Ltd.  | CID004755 | Conformant  |
| 59 | Gold | Emerald Jewel Industry India Limited (Unit 1)  | CID003487 | On Smelter Look-up Tab Only  |
| 60 | Gold | Emerald Jewel Industry India Limited (Unit 2)  | CID003488 | On Smelter Look-up Tab Only  |
| 61 | Gold | Emerald Jewel Industry India Limited (Unit 3)  | CID003489 | On Smelter Look-up Tab Only  |
| 62 | Gold | Emerald Jewel Industry India Limited (Unit 4)  | CID003490 | On Smelter Look-up Tab Only  |

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|:---|:---|:---|:---|:---|
| 63 | Gold | Emirates Gold DMCC  | CID002561 | On Smelter Look-up Tab Only  |
| 64 | Gold | Fidelity Printers and Refiners Ltd.  | CID002515 | On Smelter Look-up Tab Only  |
| 65 | Gold | Fujairah Gold FZC  | CID002584 | On Smelter Look-up Tab Only  |
| 66 | Gold | GGC Gujrat Gold Centre Pvt. Ltd.  | CID002852 | On Smelter Look-up Tab Only  |
| 67 | Gold | Gold by Gold Colombia  | CID003641 | Conformant  |
| 68 | Gold | Gold Coast Refinery  | CID003186 | On Smelter Look-up Tab Only  |
| 69 | Gold | Zijin Mining Group Gold Smelting Co. Ltd.  | CID002243 | Conformant  |
| 70 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM  | CID001909 | On Smelter Look-up Tab Only  |
| 71 | Gold | Guangdong Jinding Gold Limited  | CID002312 | On Smelter Look-up Tab Only  |
| 72 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd.  | CID000651 | On Smelter Look-up Tab Only  |
| 73 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd.  | CID000671 | On Smelter Look-up Tab Only  |
| 74 | Gold | Heimerle + Meule GmbH  | CID000694 | Conformant  |
| 75 | Gold | Heraeus Germany GmbH Co. KG  | CID000711 | Conformant  |
| 76 | Gold | Hunan Chenzhou Mining Co., Ltd.  | CID000767 | On Smelter Look-up Tab Only  |
| 77 | Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.  | CID000773 | On Smelter Look-up Tab Only  |
| 78 | Gold | HwaSeong CJ CO., LTD.  | CID000778 | On Smelter Look-up Tab Only  |
| 79 | Gold | Impala Platinum - Platinum Metals Refinery (PMR)  | CID004714 | Active  |
| 80 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.  | CID000801 | Conformant  |
| 81 | Gold | International Precious Metal Refiners  | CID002562 | On Smelter Look-up Tab Only  |

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|:---|:---|:---|:---|:---|
| 82 | Gold | Ishifuku Metal Industry Co., Ltd.  | CID000807 | Conformant  |
| 83 | Gold | Istanbul Gold Refinery  | CID000814 | Conformant  |
| 84 | Gold | Italpreziosi  | CID002765 | Conformant  |
| 85 | Gold | JALAN & Company  | CID002893 | On Smelter Look-up Tab Only  |
| 86 | Gold | Japan Mint  | CID000823 | Conformant  |
| 87 | Gold | Jiangxi Copper Co., Ltd.  | CID000855 | Conformant  |
| 88 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant  | CID000927 | On Smelter Look-up Tab Only  |
| 89 | Gold | JSC Novosibirsk Refinery  | CID000493 | On Smelter Look-up Tab Only  |
| 90 | Gold | JSC Uralelectromed  | CID000929 | On Smelter Look-up Tab Only  |
| 91 | Gold | JX Advanced Metals Corporation  | CID000937 | Conformant  |
| 92 | Gold | K.A. Rasmussen  | CID003497 | On Smelter Look-up Tab Only  |
| 93 | Gold | Kazakhmys Smelting LLC  | CID000956 | On Smelter Look-up Tab Only  |
| 94 | Gold | Kazzinc  | CID000957 | Conformant  |
| 95 | Gold | Kennecott Utah Copper LLC  | CID000969 | Conformant  |
| 96 | Gold | Kojima Chemicals Co., Ltd.  | CID000981 | Conformant  |
| 97 | Gold | Korea Zinc Co., Ltd.  | CID002605 | Conformant  |
| 98 | Gold | Kundan Care Products Ltd.  | CID003463 | On Smelter Look-up Tab Only  |
| 99 | Gold | Kyrgyzaltyn JSC  | CID001029 | On Smelter Look-up Tab Only  |
| 100 | Gold | Kyshtym Copper-Electrolytic Plant ZAO  | CID002865 | On Smelter Look-up Tab Only  |
| 101 | Gold | L'azurde Company For Jewelry  | CID001032 | On Smelter Look-up Tab Only  |
| 102 | Gold | Lingbao Gold Co., Ltd.  | CID001056 | On Smelter Look-up Tab Only  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 103 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd.  | CID001058 | On Smelter Look-up Tab Only  |
| 104 | Gold | L'Orfebre S.A.  | CID002762 | On Smelter Look-up Tab Only  |
| 105 | Gold | LS MnM Inc.  | CID001078 | Conformant  |
| 106 | Gold | LT Metal Ltd.  | CID000689 | Conformant  |
| 107 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd.  | CID001093 | On Smelter Look-up Tab Only  |
| 108 | Gold | Marsam Metals  | CID002606 | On Smelter Look-up Tab Only  |
| 109 | Gold | Materion  | CID001113 | Conformant  |
| 110 | Gold | Matsuda Sangyo Co., Ltd.  | CID001119 | Conformant  |
| 111 | Gold | MD Overseas  | CID003548 | On Smelter Look-up Tab Only  |
| 112 | Gold | Metal Concentrators SA (Pty) Ltd.  | CID003575 | Conformant  |
| 113 | Gold | Metallix Refining Inc.  | CID003557 | On Smelter Look-up Tab Only  |
| 114 | Gold | Minera Titan del Peru SRL (MTP) - Belen Plant  | CID005014 | Active  |
| 115 | Gold | Mitsubishi Materials Corporation  | CID001188 | Conformant  |
| 116 | Gold | Mitsui Mining and Smelting Co., Ltd.  | CID001193 | Conformant  |
| 117 | Gold | MMTC-PAMP India Pvt., Ltd.  | CID002509 | Conformant  |
| 118 | Gold | Modeltech Sdn Bhd  | CID002857 | On Smelter Look-up Tab Only  |
| 119 | Gold | Morris and Watson  | CID002282 | On Smelter Look-up Tab Only  |
| 120 | Gold | Moscow Special Alloys Processing Plant  | CID001204 | On Smelter Look-up Tab Only  |
| 121 | Gold | Nadir Metal Rafineri San. Ve Tic. A.S.  | CID001220 | Conformant  |
| 122 | Gold | Navoi Mining and Metallurgical Combinat  | CID001236 | Conformant  |
| 123 | Gold | NH Recytech Company  | CID003189 | Conformant  |
| 124 | Gold | Nihon Material Co., Ltd.  | CID001259 | Conformant  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 125 | Gold | NOBLE METAL SERVICES  | CID003690 | On Smelter Look-up Tab Only  |
| 126 | Gold | Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H.  | CID002779 | Active  |
| 127 | Gold | Ohura Precious Metal Industry Co., Ltd.  | CID001325 | Conformant  |
| 128 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)  | CID001326 | On Smelter Look-up Tab Only  |
| 129 | Gold | Pease & Curren  | CID002872 | On Smelter Look-up Tab Only  |
| 130 | Gold | Penglai Penggang Gold Industry Co., Ltd.  | CID001362 | On Smelter Look-up Tab Only  |
| 131 | Gold | Planta Recuperadora de Metales SpA  | CID002919 | Conformant  |
| 132 | Gold | Prioksky Plant of Non-Ferrous Metals  | CID001386 | On Smelter Look-up Tab Only  |
| 133 | Gold | PT Aneka Tambang (Persero) Tbk  | CID001397 | Conformant  |
| 134 | Gold | PX Precinox S.A.  | CID001498 | Conformant  |
| 135 | Gold | QG Refining, LLC  | CID003324 | On Smelter Look-up Tab Only  |
| 136 | Gold | Refinery of Seemine Gold Co., Ltd.  | CID000522 | On Smelter Look-up Tab Only  |
| 137 | Gold | REMONDIS PMR B.V.  | CID002582 | Conformant  |
| 138 | Gold | SAAMP  | CID002761 | On Smelter Look-up Tab Only  |
| 139 | Gold | Sabin Metal Corp.  | CID001546 | On Smelter Look-up Tab Only  |
| 140 | Gold | Safimet S.p.A  | CID002973 | On Smelter Look-up Tab Only  |
| 141 | Gold | SAFINA A.S.  | CID002290 | Conformant  |
| 142 | Gold | SAM Precious Metals FZ-LLC  | CID003666 | On Smelter Look-up Tab Only  |
| 143 | Gold | Samduck Precious Metals  | CID001555 | On Smelter Look-up Tab Only  |
| 144 | Gold | Samwon Metals Corp.  | CID001562 | On Smelter Look-up Tab Only  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 145 | Gold | SEMPSA Joyeria Plateria S.A.  | CID001585 | Conformant  |
| 146 | Gold | Shandong Humon Smelting Co., Ltd.  | CID002525 | On Smelter Look-up Tab Only  |
| 147 | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd.  | CID001619 | On Smelter Look-up Tab Only  |
| 148 | Gold | Shenzhen CuiLu Gold Co., Ltd.  | CID002750 | On Smelter Look-up Tab Only  |
| 149 | Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd.  | CID002527 | On Smelter Look-up Tab Only  |
| 150 | Gold | Shirpur Gold Refinery Ltd.  | CID002588 | On Smelter Look-up Tab Only  |
| 151 | Gold | Sichuan Tianze Precious Metals Co., Ltd.  | CID001736 | Conformant  |
| 152 | Gold | Singway Technology Co., Ltd.  | CID002516 | On Smelter Look-up Tab Only  |
| 153 | Gold | Umicore Precious Metals Thailand  | CID002314 | On Smelter Look-up Tab Only  |
| 154 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals  | CID001756 | On Smelter Look-up Tab Only  |
| 155 | Gold | Sovereign Metals  | CID003383 | On Smelter Look-up Tab Only  |
| 156 | Gold | State Research Institute Center for Physical Sciences and Technology  | CID003153 | On Smelter Look-up Tab Only  |
| 157 | Gold | Sumitomo Metal Mining Co., Ltd.  | CID001798 | Conformant  |
| 158 | Gold | SungEel HiMetal Co., Ltd.  | CID002918 | Conformant  |
| 159 | Gold | Super Dragon Technology Co., Ltd.  | CID001810 | On Smelter Look-up Tab Only  |
| 160 | Gold | T.C.A S.p.A  | CID002580 | Conformant  |
| 161 | Gold | Tanaka Kikinzoku Kogyo K.K.  | CID001875 | Conformant  |
| 162 | Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION  | CID004491 | Active  |
| 163 | Gold | Tokuriki Honten Co., Ltd.  | CID001938 | Conformant  |
| 164 | Gold | Tongling Nonferrous Jinguan (Ausmelt) Copper Industry  | CID001947 | On Smelter Look-up Tab Only  |
| 165 | Gold | TOO Tau-Ken-Altyn  | CID002615 | Conformant  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 166 | Gold | Torecom  | CID001955 | On Smelter Look-up Tab Only  |
| 167 | Gold | Umicore S.A. Business Unit Precious Metals Refining  | CID001980 | Conformant  |
| 168 | Gold | Valcambi S.A.  | CID002003 | Conformant  |
| 169 | Gold | WEEEREFINING  | CID003615 | On Smelter Look-up Tab Only  |
| 170 | Gold | Gold Corporation - The Perth Mint  | CID002030 | Conformant  |
| 171 | Gold | WIELAND Edelmetalle GmbH  | CID002778 | Conformant  |
| 172 | Gold | Yamakin Co., Ltd.  | CID002100 | Conformant  |
| 173 | Gold | Yokohama Metal Co., Ltd.  | CID002129 | Conformant  |
| 174 | Gold | Yunnan Copper Southwest Copper Branch  | CID000197 | On Smelter Look-up Tab Only  |
| 175 | Gold | GG Refinery Ltd.  | CID004506 | Conformant  |
| 176 | Gold | KGHM Polska Miedz Spolka Akcyjna  | CID002511 | Conformant  |
| 177 | Tantalum | 5D Production OU  | CID003926 | On Smelter Look-up Tab Only  |
| 178 | Tantalum | D Block Metals, LLC  | CID002504 | Conformant  |
| 179 | Tantalum | F&X Electro-Materials Ltd.  | CID000460 | Conformant  |
| 180 | Tantalum | FIR Metals & Resource Ltd.  | CID002505 | Conformant  |
| 181 | Tantalum | Global Advanced Metals Aizu  | CID002558 | Conformant  |
| 182 | Tantalum | Global Advanced Metals Boyertown  | CID002557 | Conformant  |
| 183 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd.  | CID002492 | Conformant  |
| 184 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd.  | CID002512 | Conformant  |
| 185 | Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd.  | CID004813 | Active  |
| 186 | Tantalum | Jiangxi Tuohong New Raw Material  | CID002842 | Conformant  |
| 187 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd.  | CID000914 | Conformant  |
| 188 | Tantalum | KEMET de Mexico  | CID002539 | Conformant  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 189 | Tantalum | Materion Newton Inc.  | CID002548 | Conformant  |
| 190 | Tantalum | Metallurgical Products India Pvt., Ltd.  | CID001163 | Conformant  |
| 191 | Tantalum | Mineracao Taboca S.A.  | CID001175 | Conformant  |
| 192 | Tantalum | Mitsui Kinzoku Company, Limited  | CID001192 | Conformant  |
| 193 | Tantalum | NPM Silmet AS  | CID001200 | Conformant  |
| 194 | Tantalum | Resind Industria e Comercio Ltda.  | CID002707 | Conformant  |
| 195 | Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd.  | CID003583 | Conformant  |
| 196 | Tantalum | Solikamsk Magnesium Works OAO  | CID001769 | On Smelter Look-up Tab Only  |
| 197 | Tantalum | Taki Chemical Co., Ltd.  | CID001869 | Conformant  |
| 198 | Tantalum | TANIOBIS Japan Co., Ltd.  | CID002549 | Conformant  |
| 199 | Tantalum | TANIOBIS Smelting GmbH & Co. KG  | CID002550 | Conformant  |
| 200 | Tantalum | Telex Metals  | CID001891 | Conformant  |
| 201 | Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED  | CID000616 | Conformant  |
| 202 | Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd.  | CID001522 | Conformant  |
| 203 | Tantalum | AMG Brasil  | CID001076 | Conformant  |
| 204 | Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd.  | CID000291 | Conformant  |
| 205 | Tantalum | Jiujiang Tanbre Co., Ltd.  | CID000917 | Conformant  |
| 206 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.  | CID002506 | Conformant  |
| 207 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.  | CID001277 | Conformant  |
| 208 | Tantalum | PowerX Ltd.  | CID004054 | Conformant  |
| 209 | Tantalum | TANIOBIS Co., Ltd.  | CID002544 | Conformant  |
| 210 | Tantalum | TANIOBIS GmbH  | CID002545 | Conformant  |
| 211 | Tantalum | Ulba Metallurgical Plant JSC  | CID001969 | Conformant  |
| 212 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.  | CID000228 | Conformant  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 213 | Tin | China Tin Group Co., Ltd.  | CID001070 | Conformant  |
| 214 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd.  | CID000538 | Conformant  |
| 215 | Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd.  | CID003116 | Conformant  |
| 216 | Tin | PT Timah Tbk Kundur  | CID001477 | Conformant  |
| 217 | Tin | PT Timah Tbk Mentok  | CID001482 | Conformant  |
| 218 | Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd.  | CID002180 | Conformant  |
| 219 | Tin | EM Vinto  | CID000438 | Conformant  |
| 220 | Tin | Aurubis Beerse  | CID002773 | Conformant  |
| 221 | Tin | Mineracao Taboca S.A.  | CID001173 | Conformant  |
| 222 | Tin | Minsur  | CID001182 | Conformant  |
| 223 | Tin | Operaciones Metalurgicas S.A.  | CID001337 | Conformant  |
| 224 | Tin | PT Mitra Stania Prima  | CID001453 | Conformant  |
| 225 | Tin | White Solder Metalurgia e Mineracao Ltda.  | CID002036 | Conformant  |
| 226 | Tin | Thaisarco  | CID001898 | Conformant  |
| 227 | Tin | Alpha Assembly Solutions Inc  | CID000292 | Conformant  |
| 228 | Tin | An Vinh Joint Stock Mineral Processing Company  | CID002703 | On Smelter Look-up Tab Only  |
| 229 | Tin | Aurubis Berango  | CID002774 | Conformant  |
| 230 | Tin | Chifeng Dajingzi Tin Industry Co., Ltd.  | CID003190 | Conformant  |
| 231 | Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda  | CID003486 | Active  |
| 232 | Tin | CRM Synergies  | CID003524 | Conformant  |
| 233 | Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd.  | CID003356 | On Smelter Look-up Tab Only  |
| 234 | Tin | Dowa  | CID000402 | Conformant  |
| 235 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company  | CID002572 | On Smelter Look-up Tab Only  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 236 | Tin | Estanho de Rondonia S.A.  | CID000448 | Conformant  |
| 237 | Tin | Fabrica Auricchio Industria e Comercio Ltda.  | CID003582 | Conformant  |
| 238 | Tin | Fenix Metals  | CID000468 | Conformant  |
| 239 | Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd.  | CID003410 | On Smelter Look-up Tab Only  |
| 240 | Tin | Gejiu Kai Meng Industry and Trade LLC  | CID000942 | On Smelter Look-up Tab Only  |
| 241 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.  | CID001908 | On Smelter Look-up Tab Only  |
| 242 | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd.  | CID000555 | On Smelter Look-up Tab Only  |
| 243 | Tin | Global Advanced Metals Greenbushes Pty Ltd.  | CID004754 | Conformant  |
| 244 | Tin | HuiChang Hill Tin Industry Co., Ltd.  | CID002844 | Conformant  |
| 245 | Tin | Jiangxi New Nanshan Technology Ltd.  | CID001231 | On Smelter Look-up Tab Only  |
| 246 | Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd  | CID004796 | On Smelter Look-up Tab Only  |
| 247 | Tin | Ma'anshan Weitai Tin Co., Ltd.  | CID003379 | On Smelter Look-up Tab Only  |
| 248 | Tin | Magnu's Minerais Metais e Ligas Ltda.  | CID002468 | Conformant  |
| 249 | Tin | Melt Metais e Ligas S.A.  | CID002500 | Active  |
| 250 | Tin | Metallic Resources, Inc.  | CID001142 | Conformant  |
| 251 | Tin | Mitsubishi Materials Corporation  | CID001191 | Conformant  |
| 252 | Tin | Modeltech Sdn Bhd  | CID002858 | On Smelter Look-up Tab Only  |
| 253 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company  | CID002573 | On Smelter Look-up Tab Only  |
| 254 | Tin | Novosibirsk Tin Combine  | CID001305 | On Smelter Look-up Tab Only  |
| 255 | Tin | O.M. Manufacturing (Thailand) Co., Ltd.  | CID001314 | Conformant  |
| 256 | Tin | O.M. Manufacturing Philippines, Inc.  | CID002517 | Conformant  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 257 | Tin | Precious Minerals and Smelting Limited  | CID003409 | On Smelter Look-up Tab Only  |
| 258 | Tin | PT ATD Makmur Mandiri Jaya  | CID002503 | Conformant  |
| 259 | Tin | PT Bangka Prima Tin  | CID002776 | Conformant  |
| 260 | Tin | PT Cipta Persada Mulia  | CID002696 | Conformant  |
| 261 | Tin | PT Mitra Sukses Globalindo  | CID003449 | Conformant  |
| 262 | Tin | PT Premium Tin Indonesia  | CID000313 | Conformant  |
| 263 | Tin | PT Prima Timah Utama  | CID001458 | Conformant  |
| 264 | Tin | PT Putera Sarana Shakti (PT PSS)  | CID003868 | Conformant  |
| 265 | Tin | PT Rajehan Ariq  | CID002593 | Conformant  |
| 266 | Tin | Resind Industria e Comercio Ltda.  | CID002706 | Conformant  |
| 267 | Tin | RIKAYAA GREENTECH PRIVATE LIMITED  | CID004692 | On Smelter Look-up Tab Only  |
| 268 | Tin | Rui Da Hung  | CID001539 | Conformant  |
| 269 | Tin | Super Ligas  | CID002756 | Conformant  |
| 270 | Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.  | CID004403 | Conformant  |
| 271 | Tin | Tin Technology & Refining  | CID003325 | Conformant  |
| 272 | Tin | VQB Mineral and Trading Group JSC  | CID002015 | On Smelter Look-up Tab Only  |
| 273 | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd.  | CID002158 | On Smelter Look-up Tab Only  |
| 274 | Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd.  | CID003397 | Conformant  |
| 275 | Tin | Luna Smelter, Ltd.  | CID003387 | Conformant  |
| 276 | Tin | Malaysia Smelting Corporation Berhad (Port Klang)  | CID004434 | Conformant  |
| 277 | Tin | Mining Minerals Resources SARL  | CID004065 | Conformant  |
| 278 | Tin | Woodcross Smelting Company Limited  | CID004724 | Conformant  |
| 279 | Tin | PT Arsed Indonesia  | CID005067 | Conformant  |
| 280 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd.  | CID002316 | Conformant  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 281 | Tungsten | Xiamen Tungsten Co., Ltd.  | CID002082 | Conformant  |
| 282 | Tungsten | A.L.M.T. Corp.  | CID000004 | Conformant  |
| 283 | Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.  | CID003427 | On Smelter Look-up Tab Only  |
| 284 | Tungsten | China Molybdenum Tungsten Co., Ltd.  | CID002641 | Conformant  |
| 285 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd.  | CID000258 | Conformant  |
| 286 | Tungsten | CNMC (Guangxi) PGMA Co., Ltd.  | CID000281 | On Smelter Look-up Tab Only  |
| 287 | Tungsten | Cronimet Brasil Ltda  | CID003468 | Conformant  |
| 288 | Tungsten | Fujian Xinlu Tungsten Co., Ltd.  | CID003609 | On Smelter Look-up Tab Only  |
| 289 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd.  | CID002315 | Conformant  |
| 290 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd.  | CID002494 | Conformant  |
| 291 | Tungsten | Global Tungsten & Powders LLC  | CID000568 | Conformant  |
| 292 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd.  | CID000218 | Conformant  |
| 293 | Tungsten | H.C. Starck Tungsten GmbH  | CID002541 | Conformant  |
| 294 | Tungsten | HANNAE FOR T Co., Ltd.  | CID003978 | On Smelter Look-up Tab Only  |
| 295 | Tungsten | Hubei Green Tungsten Co., Ltd.  | CID003417 | Conformant  |
| 296 | Tungsten | Hunan Jintai New Material Co., Ltd.  | CID000769 | On Smelter Look-up Tab Only  |
| 297 | Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch  | CID002513 | On Smelter Look-up Tab Only  |
| 298 | Tungsten | Hydrometallurg, JSC  | CID002649 | On Smelter Look-up Tab Only  |
| 299 | Tungsten | Japan New Metals Co., Ltd.  | CID000825 | Conformant  |
| 300 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd.  | CID002551 | Conformant  |
| 301 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd.  | CID002321 | Conformant  |
| 302 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.  | CID002313 | On Smelter Look-up Tab Only  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 303 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.  | CID002318 | Conformant  |
| 304 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd.  | CID002317 | Conformant  |
| 305 | Tungsten | JSC "Kirovgrad Hard Alloys Plant"  | CID003408 | On Smelter Look-up Tab Only  |
| 306 | Tungsten | KENEE MINING VIETNAM COMPANY LIMITED  | CID004619 | Conformant  |
| 307 | Tungsten | Kennametal Fallon  | CID000966 | Conformant  |
| 308 | Tungsten | Kennametal Huntsville  | CID000105 | Conformant  |
| 309 | Tungsten | Lianyou Metals Co., Ltd.  | CID003407 | Conformant  |
| 310 | Tungsten | Lianyou Resources Co., Ltd.  | CID004397 | Conformant  |
| 311 | Tungsten | Malipo Haiyu Tungsten Co., Ltd.  | CID002319 | Conformant  |
| 312 | Tungsten | Moliren Ltd.  | CID002845 | On Smelter Look-up Tab Only  |
| 313 | Tungsten | Nam Viet Cromit Joint Stock Company  | CID004034 | On Smelter Look-up Tab Only  |
| 314 | Tungsten | Niagara Refining LLC  | CID002589 | Conformant  |
| 315 | Tungsten | NPP Tyazhmetprom LLC  | CID003416 | On Smelter Look-up Tab Only  |
| 316 | Tungsten | OOO "Technolom" 1  | CID003614 | On Smelter Look-up Tab Only  |
| 317 | Tungsten | OOO "Technolom" 2  | CID003612 | On Smelter Look-up Tab Only  |
| 318 | Tungsten | Philippine Bonway Manufacturing Industrial Corporation  | CID004797 | Conformant  |
| 319 | Tungsten | Philippine Carreytech Metal Corp.  | CID004438 | Active  |
| 320 | Tungsten | Philippine Chuangxin Industrial Co., Inc.  | CID002827 | Conformant  |
| 321 | Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd.  | CID004430 | Conformant  |
| 322 | Tungsten | Tungsten Vietnam Joint Stock Company  | CID003993 | Conformant  |
| 323 | Tungsten | Unecha Refractory metals plant  | CID002724 | On Smelter Look-up Tab Only  |

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| | | | | |
|:---|:---|:---|:---|:---|
| 324 | Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD.  | CID003662 | On Smelter Look-up Tab Only  |
| 325 | Tungsten | Asia Tungsten Products Vietnam Ltd.  | CID002502 | Conformant  |
| 326 | Tungsten | Masan High-Tech Materials  | CID002543 | Conformant  |
| 327 | Tungsten | TANIOBIS Smelting GmbH & Co. KG  | CID002542 | Conformant  |
| 328 | Tungsten | Wolfram Bergbau und Hutten AG  | CID002044 | Conformant  |
| 329 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd.  | CID002320 | Conformant  |

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Capitalized terms used and not otherwise defined in this Appendix have the meanings indicated in our Conflict Minerals Report.

**Smelters and Refiners** 

In connection with the reasonable country of origin inquiry and due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below, sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products in 2025.

We note the following in connection with the information in Appendix A:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(a) The smelters and refiners listed in the table were identified by the Suppliers as being part of our 2025 supply chain. Some of the Suppliers may have reported smelters and refiners that were not in our supply chain (i) since they reported at a "company level," meaning that they reported to us the 3TG contained in all of their products, not just the products that they sold to us, or (ii) due to over-inclusiveness in the information received from their suppliers. In addition, the smelters and refiners reflected above may not be all of the smelters and refiners in our 2025 supply chain, since many of the Suppliers were unable to identify all of the smelters and refiners used to process the necessary 3TG contained in our in-scope products.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(b) All information in the table is as of April 28, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(c) "Conformant" means that the smelter or refiner has successfully completed an assessment against the applicable RMAP standard or an equivalent cross-recognized assessment. The included smelters and refiners were not necessarily Conformant for all or part of 2025 and may not continue to be Conformant for any future period.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) "Active" means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These entities may be in the pre-assessment, assessment, or corrective-action phases of the assessment.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(e) "On Smelter Look-up Tab Only" means the smelter or refiner is not listed as "Conformant" or "Active." The table only includes entities that were listed as smelters or refiners by the RMI on the Conflict Minerals Reporting Template.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(f) The compliance status reflected in the table is based solely on information made publicly available by the RMI, without independent verification by us.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(g) Country location refers to the location of the smelter or refiner.

**<u>Country of Origin Information</u>**

The countries of origin of the newly mined 3TG processed by the Conformant smelters and refiners listed above may have included countries in each of the categories listed below, as well as other countries. The specific countries of origin of the 3TG in our products were undeterminable. Accordingly, the 3TG in our products may not have originated in any country listed below.

The countries below are sorted by risk level. See "Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information" for additional origin information.

**Known Countries from which Conformant Gold Refiners Source:** 

Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Benin, Brazil, Canada, Chile, Guyana, Papua New Guinea, Philippines, South Africa, Sweden, Uzbekistan, and Japan

Countries identified by smelters and refiners as Conflict-Affected and High-Risk: Brazil, Colombia, Nicaragua, Niger, Peru, South Africa, Tanzania, and Zimbabwe

The Conflict Affected Region: Tanzania

**Known Countries from which Conformant Tantalum Smelters Source:** 

Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Brazil, China, France, Liberia, Madagascar, Mozambique, Nigeria, Sierra Leone, Spain, and Thailand

Countries identified by smelters and refiners as high risk: Brazil, Burundi, Congo, Democratic Republic of the, Ethiopia, Mozambique, Nigeria, Rwanda, and Zimbabwe

The Conflict Affected Region: Rwanda, Congo, Democratic Republic of the, and Burundi

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**Known Countries from which Conformant Tin Smelters Source:** 

Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Bolivia, Brazil, China, Indonesia, Laos, Malaysia, Mongolia, Myanmar, Namibia, Peru, Portugal, Spain, and Vietnam

Countries identified by smelters and refiners as high risk: Bolivia, Brazil, Burundi, Congo, Democratic Republic of the, Myanmar, Nigeria, Rwanda, Tanzania, Thailand, Zambia, and Uganda

The Conflict Affected Region: Burundi, Congo, Democratic Republic of the, Rwanda, Tanzania, and Uganda

**Known Countries from which Conformant Tungsten Smelters Source:** 

Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Bolivia, Brazil, China, India, Malaysia, Mongolia, Portugal, Spain, Thailand, United Kingdom, United States of America, and Vietnam

Countries identified by smelters and refiners as high risk: Rwanda, Bolivia, Burundi, Congo, Democratic Republic of the, Myanmar, Russia, Tanzania, and Vietnam

The Conflict Affected Region: Burundi, Congo, Democratic Republic of the, Rwanda, and Tanzania

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