# EDGAR Filing Document

**Accession Number:** 0000898745
**File Stem:** 0001752724-23-064764
**Filing Date:** 2023-3
**Character Count:** 24830
**Document Hash:** c5d0e3514ca1937405eaa8c81fab57ed
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-064764.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-064764

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRINCIPAL FUNDS, INC.
- **CENTRAL INDEX KEY:** 0000898745
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07572
- **FILM NUMBER:** 23757920

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-1209

**MAIL ADDRESS:**
- **STREET 1:** PRINCIPAL FINANCIAL GROUP
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS, INC
- **DATE OF NAME CHANGE:** 20211220

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS INC
- **DATE OF NAME CHANGE:** 20080616

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL INVESTORS FUND INC
- **DATE OF NAME CHANGE:** 20001012

## Series and Classes Contracts Data

### Principal LifeTime Hybrid 2060 Fund (Series ID: S000046555)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000145308 | Institutional Class | PLTHX           |
| C000159886 | R-6                 | PLKTX           |
| C000199317 | Class J             | PHJGX           |

## Nport-Ex

2

_____
_____
_____
_____

_____
_____

_____

_____

2

1

____________________
____________________
____________________
____________________
____________________
____________________

____________________
____________________
____________________
____________________
____________________

____________________
____________________
____________________

____________________

____________________

____________________

2

E

---

---

---

---

---

---

---

---

---

E

1

1

_____

_____

_____
_____

_____
_____
_____

_____
_____
_____

1

E

![img-0.jpeg](img-0.jpeg)

______

![img-1.jpeg](img-1.jpeg)

______

______

______

______

E

E

____________________ ____________________
____________________ ____________________

____________________

____________________

____________________

____________________

____________________
____________________

____________________

E

1

1

1

E

![img-0.jpeg](img-0.jpeg)

C

2

____________________

______

______

______

____________________

______

______

______

______

____________________

______

______

____________________

______

2

2

____________________ ____________________
____________________ ____________________
____________________ ____________________

______

______

______

______

____________________
____________________
____________________

______

____________________
____________________
____________________

______

______

2

2

____________________
____________________
____________________

______

______

______

____________________
____________________

______

____________________
____________________

______

2

2

-

-

-

-

-

-

-

-

-

2

:

---

---

:

10

![img-0.jpeg](img-0.jpeg)

11

10

![img-1.jpeg](img-1.jpeg)

11

2

![img-2.jpeg](img-2.jpeg)

=====

=====
=====
=====

2

2

![img-3.jpeg](img-3.jpeg)

2

2

![img-4.jpeg](img-4.jpeg)

______

______
______
______

______
______
______

2

i

---

---

---

---

---

---

---

---

---

---

---

i

1

____________________
____________________
____________________
____________________

____________________

____________________

____________________
____________________

____________________
____________________

____________________
____________________

1

1

____________________

____________________

____________________

____________________

____________________

____________________

____________________

1

1

![img-0.jpeg](img-0.jpeg)

1

2

![img-1.jpeg](img-1.jpeg)

2

2

![img-2.jpeg](img-2.jpeg)

2

1

![img-3.jpeg](img-3.jpeg)

______

______
______
______

______
______
______

1

E

![img-4.jpeg](img-4.jpeg)

---

---

---

---

---

E

E

---

---

---

1

![img-5.jpeg](img-5.jpeg)

______

______

______

______

______
______
______

1

i

____________________

____________________

____________________

____________________

i

E

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

______

______

![img-2.jpeg](img-2.jpeg)

______

______

______

E

E

____________________ ____________________
____________________ ____________________

______

______

______

______

______

______

______

______

____________________
____________________

______

E

E

____________________
____________________
____________________

______

______

______

____________________
____________________
____________________

______

______

____________________
____________________

______

______

______

E

2

-

-

-

-

-

-

-

-

-

-

-

E

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

E

E

---

---

---

---

---

---

---

E

E

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

E

2

____________________
____________________
____________________
____________________

____________________
____________________
____________________

____________________

____________________

____________________
____________________
____________________

2

:

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

:

:

---

---

---

---

---

---

:

:

---

---

---

---

---

---

:

1

---

---

---

2

1

---

---

1

2

![img-0.jpeg](img-0.jpeg)

2

2

_____
_____
_____

_____
_____

_____

_____

_____

_____

_____

_____
_____

_____

_____
_____

_____
_____

_____

_____

_____

_____

2

2

![img-1.jpeg](img-1.jpeg)

______

______
______

______
______

2

1

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

1

1

______

______

______
______

______
______

______

______

______
______

1

2

![img-3.jpeg](img-3.jpeg)

____________________

______

______

______

______

______

______

______

______

______

______

______

______

2

1

____________________
____________________
____________________
____________________
____________________

____________________
____________________

____________________

____________________

____________________

1

E

E

---

---

E

2

![img-1.jpeg](img-1.jpeg)

2

2

![img-1.jpeg](img-1.jpeg)

![img-2.jpeg](img-2.jpeg)

______

![img-3.jpeg](img-3.jpeg)

![img-4.jpeg](img-4.jpeg)

2

2

![img-5.jpeg](img-5.jpeg)

2

3

![img-6.jpeg](img-6.jpeg)

4

2

-

-

-

-

-

-

-

-

2

![img-7.jpeg](img-7.jpeg)

2

2

![img-8.jpeg](img-8.jpeg)

______

______
______

______
______

2

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

_____
_____
_____
_____

_____

_____

_____
_____
_____

_____
_____
_____

_____
_____
_____

E

E

---

---

---

---

---

---

---

---

---

---

---

---

---

---

E

E

![img-2.jpeg](img-2.jpeg)

![img-3.jpeg](img-3.jpeg)

![img-4.jpeg](img-4.jpeg)

![img-5.jpeg](img-5.jpeg)

E

1

____________________

____________________

____________________

______

______

______

______

______

______

______

______

______

______

______

1

1

_____
_____
_____

_____
_____
_____
_____

_____
_____
_____
_____
_____

_____
_____
_____

1

3

______
______
______

______
______

______
______
______

______

______

______

______

______

______

______

______

3

3

______
______
______

______

______

______

______
______

______

______

______
______

______
______

______

4

3

![img-0.jpeg](img-0.jpeg)

______

______
______

______
______

______
______

4

2

![img-1.jpeg](img-1.jpeg)

2

1

____________________

____

____

____________________

____

____________________

____

____________________

____

____________________

____________________

____________________

____________________

1

:

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

:

---

---

---

---

---

2

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

---

---

---

---

2

____________________

____________________

____________________

____________________

____________________

____________________

2

---

---

---

---

2

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

---

---

---

---

2

![img-0.jpeg](img-0.jpeg)

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

_____
_____
_____

_____
_____

_____

_____
_____

_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

2

2

_____
_____
_____

_____
_____

_____

_____
_____

_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

3

2

____________________

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

_____
_____
_____

_____
_____

_____

_____
_____

_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

_____
_____

2

2

____________________

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

____________________

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

2

![img-1.jpeg](img-1.jpeg)

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

![img-0.jpeg](img-0.jpeg)

______

______

______

______

______

______

______

E

E

![img-1.jpeg](img-1.jpeg)

______

______

______

______

______

______

______

E

E

---

---

---

---

---

---

---

---

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

---

---

---

---

---

---

---

---

E

E

---

---

---

---

---

---

---

---

E

2

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

2

1

____________________

____________________

____________________

____________________

____________________

____________________

____________________

____________________

1

---

---

---

---

1

E

![img-0.jpeg](img-0.jpeg)

\_\_\_\_\_

\_\_\_\_\_

![img-1.jpeg](img-1.jpeg)

\_\_\_\_\_

\_\_\_\_\_

E

10

![img-2.jpeg](img-2.jpeg)

11

---

---

---

---

---

10

![img-3.jpeg](img-3.jpeg)

11

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

1

____________________
____________________
____________________

______

______

____________________

____________________
____________________

______

____________________

____________________
____________________

____________________
____________________

1

2

www.nytimes.com

____________________

____________________

____________________

____________________

2

10

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

10

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

2

____________________
____________________
____________________

______

______

______

______

____________________

____________________

______

______

______

____________________

____________________

2

2

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

![img-2.jpeg](img-2.jpeg)

![img-3.jpeg](img-3.jpeg)

2

2

| _____ | _____ |
| --- | --- |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |
| _____ | _____ |

3

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

\_\_\_\_\_

2

---

2

1

1

![img-0.jpeg](img-0.jpeg)

______

______
______

______
______

______
______

1

E

______

______

______

______

______

______
______
______

______
______

______
______

E

2

![img-0.jpeg](img-0.jpeg)

2

E

____________________

______

______

____________________

______

____________________

______

____________________

____________________

____________________

____________________

____________________

____________________

____________________

E

E

![img-2.jpeg](img-2.jpeg)

![img-3.jpeg](img-3.jpeg)

______

______

______

______

______

______

E

E

____________________

____________________

____________________

______

______

____________________

____________________

______

______

E

1

---

---

-

---

!

.

---

---

-

---

|

---

|

|

---

---

---

---

---

---

---

-

---

|

---

|

---

---

---

---

---

---

---

.

---

|

---

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

-

---

|

---

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

-

---

|

---

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

|

-

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

---

1.1.1

_____

.

---

|

---

|

---

---

---

---

---

---

---

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Funds, Inc

- **b. Investment Company Act file number:** 811-07572

- **c. CIK number of Registrant:** 0000898745

- **d. LEI of Registrant:** 549300HZGBXSW6DSXF23

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Ave

  - **City:** Des Moines

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** Principal LifeTime Hybrid 2060 Fund

- **b. EDGAR series identifier (if any):** S000046555

- **c. LEI of Series:** 549300WOGNMY43MZS271

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $60257983.47

**Total Liabilities:** $14608.65

**Net Assets:** $60243374.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000145308 | 6.86%                | -4.95%               | 7.29%                |
| Class ID C000159886 | 6.91%                | -4.93%               | 7.26%                |
| Class ID C000199317 | 6.86%                | -4.98%               | 7.28%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1.71                    | $3543601.89                                |
| Month 2  | $981205.58               | $-4521452.84                               |
| Month 3  | $0.90                    | $4024962.68                                |

### Schedule of Portfolio Investments

| Name                             | Title                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Origin Emerging Markets Fund     | Origin Emerging Markets Fund     | CUSIP: 742537483<br>LEI: 549300PYEJ7SMX1YOB34 | Long             | EC               | RF                | US        |    145292 | NS      | $1407876.12   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| LargeCap S&P 500 Index Fund      | LargeCap S&P 500 Index Fund      | CUSIP: 74253Q788<br>LEI: 549300HDJCROTIVIXD92 | Long             | EC               | RF                | US        |   1420229 | NS      | $29072088.71  | 48.26%            |  |  |  | No            |                  1 | On Loan: No      |
| High Income Fund                 | High Income Fund                 | CUSIP: 74254R637<br>LEI: 549300587LXZ3RWC6G81 | Long             | EC               | RF                | US        |     78314 | NS      | $633560.75    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bond Market Index Fund           | Bond Market Index Fund           | CUSIP: 742553316<br>LEI: VNIC77YUXCT48GBDSU43 | Long             | EC               | RF                | US        |    224383 | NS      | $1943160.29   | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| MidCap S&P 400 Index Fund        | MidCap S&P 400 Index Fund        | CUSIP: 74256W576<br>LEI: 549300BESRSJ6JCTJH84 | Long             | EC               | RF                | US        |    372147 | NS      | $7986274.88   | 13.26%            |  |  |  | No            |                  1 | On Loan: No      |
| Diversified International Fund   | Diversified International Fund   | CUSIP: 74257B811<br>LEI: 549300WI2K0C68CW5R08 | Long             | EC               | RF                | US        |   1089426 | NS      | $13410833.08  | 22.26%            |  |  |  | No            |                  1 | On Loan: No      |
| SmallCap S&P 600 Index Fund      | SmallCap S&P 600 Index Fund      | CUSIP: 74256W543<br>LEI: 549300B1ZF0B4X7VPP69 | Long             | EC               | RF                | US        |    107375 | NS      | $2741276.45   | 4.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Real Estate Securities Fund      | Real Estate Securities Fund      | CUSIP: 74256W568<br>LEI: 5493007VCVKAGWPVUY18 | Long             | EC               | RF                | US        |     53029 | NS      | $1478984.47   | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| International Small Company Fund | International Small Company Fund | CUSIP: 74256W493<br>LEI: 5493005DM6DKJRUY3N14 | Long             | EC               | RF                | US        |    161934 | NS      | $1583716.12   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Principal Funds, Inc

**Signature:** Megan Hoffmann

**Name of Signer:** /s/ Megan Hoffmann

**Title:** Vice President and Controller