# EDGAR Filing Document

**Accession Number:** 0001544366
**File Stem:** 0001172661-23-000658
**Filing Date:** 2023-2
**Character Count:** 28386
**Document Hash:** 28d4a4a455ad8784e3a5b415fb2acf00
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000658.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001172661-23-000658

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Samalin Investment Counsel, LLC
- **CENTRAL INDEX KEY:** 0001544366
- **IRS NUMBER:** 208824391
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19756
- **FILM NUMBER:** 23612941

**BUSINESS ADDRESS:**
- **STREET 1:** 297 KING STREET
- **CITY:** CHAPPAQUA
- **STATE:** NY
- **ZIP:** 10514
- **BUSINESS PHONE:** 914 666-6600

**MAIL ADDRESS:**
- **STREET 1:** 297 KING STREET
- **CITY:** CHAPPAQUA
- **STATE:** NY
- **ZIP:** 10514

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Samalin Investment Counsel LLC<br>**Address:** 297 King Street<br>Chappaqua, NY 10514

**Form 13F File Number:** 028-19756

**CRD Number (if applicable):** 000142214

**SEC File Number (if applicable):** 801-67465

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Maria J. McKee<br>**Title:** Chief Compliance Officer<br>**Phone:** 914-666-6600

**Signature, Place, and Date of Signing:**

Maria J. McKee  Chappaqua, NY  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 250

**Form 13F Information Table Value Total:** $158240459

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 2U INC | COM | 90214J101 |  | 207575 | 33106 | SH |  | SOLE |  | 0 | 0 | 33106 |
| ABBOTT LABS | COM | 002824100 |  | 521647 | 4751 | SH |  | SOLE |  | 0 | 0 | 4751 |
| ABBVIE INC | COM | 00287Y109 |  | 940692 | 5821 | SH |  | SOLE |  | 0 | 0 | 5821 |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L108 |  | 51269 | 13146 | SH |  | SOLE |  | 0 | 0 | 13146 |
| AGNC INVT CORP | COM | 00123Q104 |  | 227471 | 21978 | SH |  | SOLE |  | 0 | 0 | 21978 |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 |  | 136481 | 21359 | SH |  | SOLE |  | 0 | 0 | 21359 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 225101 | 2537 | SH |  | SOLE |  | 0 | 0 | 2537 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 356273 | 4038 | SH |  | SOLE |  | 0 | 0 | 4038 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 1628331 | 42772 | SH |  | SOLE |  | 0 | 0 | 42772 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1024562 | 22414 | SH |  | SOLE |  | 0 | 0 | 22414 |
| AMAZON COM INC | COM | 023135106 |  | 484512 | 5768 | SH |  | SOLE |  | 0 | 0 | 5768 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 238727 | 1127 | SH |  | SOLE |  | 0 | 0 | 1127 |
| AMGEN INC | COM | 031162100 |  | 390314 | 1486 | SH |  | SOLE |  | 0 | 0 | 1486 |
| APOLLO COML REAL EST FIN INC | COM | 03762U105 |  | 450841 | 41900 | SH |  | SOLE |  | 0 | 0 | 41900 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 645663 | 10122 | SH |  | SOLE |  | 0 | 0 | 10122 |
| APPLE INC | COM | 037833100 |  | 6656413 | 51231 | SH |  | SOLE |  | 0 | 0 | 51231 |
| APPLE INC | COM | 037833100 |  | 104000 | 800 | SH | Put | SOLE |  | 0 | 0 | 800 |
| APPLIED MATLS INC | COM | 038222105 |  | 235850 | 2422 | SH |  | SOLE |  | 0 | 0 | 2422 |
| APPLIED UV INC | COM | 03828V105 |  | 21989 | 24300 | SH |  | SOLE |  | 0 | 0 | 24300 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 737077 | 39907 | SH |  | SOLE |  | 0 | 0 | 39907 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 |  | 230264 | 7753 | SH |  | SOLE |  | 0 | 0 | 7753 |
| AT INC | COM | 00206R102 |  | 280160 | 15218 | SH |  | SOLE |  | 0 | 0 | 15218 |
| ATLANTICUS HOLDINGS CORP | COM | 04914Y102 |  | 418545 | 15975 | SH |  | SOLE |  | 0 | 0 | 15975 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 512413 | 2145 | SH |  | SOLE |  | 0 | 0 | 2145 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 |  | 73494 | 25519 | SH |  | SOLE |  | 0 | 0 | 25519 |
| BANCO SANTANDER S.A. | ADR | 05964H105 |  | 71761 | 24326 | SH |  | SOLE |  | 0 | 0 | 24326 |
| BANK AMERICA CORP | COM | 060505104 |  | 953903 | 28801 | SH |  | SOLE |  | 0 | 0 | 28801 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2270878 | 7352 | SH |  | SOLE |  | 0 | 0 | 7352 |
| BLACKROCK CAP INVT CORP | COM | 092533108 |  | 544256 | 150347 | SH |  | SOLE |  | 0 | 0 | 150347 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 150099 | 17174 | SH |  | SOLE |  | 0 | 0 | 17174 |
| BLACKROCK FLOATING RATE INC | COM | 091941104 |  | 397140 | 36302 | SH |  | SOLE |  | 0 | 0 | 36302 |
| BLACKROCK LTD DURATION INCOM | COM SHS | 09249W101 |  | 210230 | 16085 | SH |  | SOLE |  | 0 | 0 | 16085 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 136633 | 11779 | SH |  | SOLE |  | 0 | 0 | 11779 |
| BLACKSTONE INC | COM | 09260D107 |  | 401387 | 5410 | SH |  | SOLE |  | 0 | 0 | 5410 |
| BOEING CO | COM | 097023105 |  | 222783 | 1170 | SH |  | SOLE |  | 0 | 0 | 1170 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1221827 | 16982 | SH |  | SOLE |  | 0 | 0 | 16982 |
| BROADCOM INC | COM | 11135F101 |  | 295558 | 529 | SH |  | SOLE |  | 0 | 0 | 529 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 |  | 243189 | 1813 | SH |  | SOLE |  | 0 | 0 | 1813 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 |  | 210880 | 7657 | SH |  | SOLE |  | 0 | 0 | 7657 |
| CALAMOS CONV  HIGH INCOME F | COM SHS | 12811P108 |  | 1097493 | 104028 | SH |  | SOLE |  | 0 | 0 | 104028 |
| CALAMOS CONV OPPORTUNITIES | SH BEN INT | 128117108 |  | 1816649 | 172850 | SH |  | SOLE |  | 0 | 0 | 172850 |
| CBRE GBL REAL ESTATE INC FD | COM | 12504G100 |  | 1195863 | 208702 | SH |  | SOLE |  | 0 | 0 | 208702 |
| CHEVRON CORP NEW | COM | 166764100 |  | 743622 | 4143 | SH |  | SOLE |  | 0 | 0 | 4143 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 292818 | 2860 | SH |  | SOLE |  | 0 | 0 | 2860 |
| CISCO SYS INC | COM | 17275R102 |  | 200950 | 4218 | SH |  | SOLE |  | 0 | 0 | 4218 |
| CITIGROUP INC | COM NEW | 172967424 |  | 287844 | 6364 | SH |  | SOLE |  | 0 | 0 | 6364 |
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 |  | 10500 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 |  | 935722 | 39005 | SH |  | SOLE |  | 0 | 0 | 39005 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 |  | 365751 | 31804 | SH |  | SOLE |  | 0 | 0 | 31804 |
| COHEN  STEERS TOTAL RETURN | COM | 19247R103 |  | 1604609 | 131203 | SH |  | SOLE |  | 0 | 0 | 131203 |
| CORECIVIC INC | COM | 21871N101 |  | 353418 | 30573 | SH |  | SOLE |  | 0 | 0 | 30573 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 252462 | 553 | SH |  | SOLE |  | 0 | 0 | 553 |
| CVS HEALTH CORP | COM | 126650100 |  | 546132 | 5860 | SH |  | SOLE |  | 0 | 0 | 5860 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 953741 | 15505 | SH |  | SOLE |  | 0 | 0 | 15505 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 201279 | 1130 | SH |  | SOLE |  | 0 | 0 | 1130 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 |  | 476851 | 21724 | SH |  | SOLE |  | 0 | 0 | 21724 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 201953 | 9350 | SH |  | SOLE |  | 0 | 0 | 9350 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 2462697 | 101429 | SH |  | SOLE |  | 0 | 0 | 101429 |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 25434V864 |  | 1610819 | 34949 | SH |  | SOLE |  | 0 | 0 | 34949 |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 25434V856 |  | 2091303 | 50809 | SH |  | SOLE |  | 0 | 0 | 50809 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 327655 | 10778 | SH |  | SOLE |  | 0 | 0 | 10778 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 |  | 919212 | 22139 | SH |  | SOLE |  | 0 | 0 | 22139 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 519455 | 15515 | SH |  | SOLE |  | 0 | 0 | 15515 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 |  | 381644 | 7461 | SH |  | SOLE |  | 0 | 0 | 7461 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 |  | 1298939 | 51875 | SH |  | SOLE |  | 0 | 0 | 51875 |
| DIREXION SHS ETF TR | CSI300 CHINA1X | 25459Y116 |  | 271468 | 13310 | SH |  | SOLE |  | 0 | 0 | 13310 |
| DISNEY WALT CO | COM | 254687106 |  | 889854 | 10242 | SH |  | SOLE |  | 0 | 0 | 10242 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 252817 | 1027 | SH |  | SOLE |  | 0 | 0 | 1027 |
| EATON CORP PLC | SHS | G29183103 |  | 1010185 | 6436 | SH |  | SOLE |  | 0 | 0 | 6436 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 366452 | 714 | SH |  | SOLE |  | 0 | 0 | 714 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 567954 | 47848 | SH |  | SOLE |  | 0 | 0 | 47848 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 1059525 | 43927 | SH |  | SOLE |  | 0 | 0 | 43927 |
| EQUINIX INC | COM | 29444U700 |  | 205391 | 314 | SH |  | SOLE |  | 0 | 0 | 314 |
| ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 |  | 682992 | 37651 | SH |  | SOLE |  | 0 | 0 | 37651 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 975554 | 8845 | SH |  | SOLE |  | 0 | 0 | 8845 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 703475 | 17171 | SH |  | SOLE |  | 0 | 0 | 17171 |
| FIDELITY COVINGTON TRUST | VLU FACTOR ETF | 316092782 |  | 641044 | 14619 | SH |  | SOLE |  | 0 | 0 | 14619 |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 316092824 |  | 492955 | 10675 | SH |  | SOLE |  | 0 | 0 | 10675 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 |  | 597485 | 6322 | SH |  | SOLE |  | 0 | 0 | 6322 |
| FIRST TR INTER DURATN PFD | COM | 33718W103 |  | 306195 | 18150 | SH |  | SOLE |  | 0 | 0 | 18150 |
| FORD MTR CO DEL | COM | 345370860 |  | 212549 | 18276 | SH |  | SOLE |  | 0 | 0 | 18276 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 260646 | 1051 | SH |  | SOLE |  | 0 | 0 | 1051 |
| GEO GROUP INC NEW | COM | 36162J106 |  | 440083 | 40190 | SH |  | SOLE |  | 0 | 0 | 40190 |
| GLADSTONE COMMERCIAL CORP | COM | 376536108 |  | 664479 | 35918 | SH |  | SOLE |  | 0 | 0 | 35918 |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 |  | 512941 | 30807 | SH |  | SOLE |  | 0 | 0 | 30807 |
| GLOBAL X FDS | SUPERDIVIDEND | 37960A669 |  | 448760 | 18675 | SH |  | SOLE |  | 0 | 0 | 18675 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 318188 | 927 | SH |  | SOLE |  | 0 | 0 | 927 |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 02364V206 |  | 1274008 | 73219 | SH |  | SOLE |  | 0 | 0 | 73219 |
| HALLIBURTON CO | COM | 406216101 |  | 277891 | 7062 | SH |  | SOLE |  | 0 | 0 | 7062 |
| HANCOCK JOHN INVT TR | TAX ADV GLB SH | 41013P749 |  | 229287 | 46227 | SH |  | SOLE |  | 0 | 0 | 46227 |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 |  | 2993391 | 130944 | SH |  | SOLE |  | 0 | 0 | 130944 |
| HOME DEPOT INC | COM | 437076102 |  | 661639 | 2095 | SH |  | SOLE |  | 0 | 0 | 2095 |
| HONEYWELL INTL INC | COM | 438516106 |  | 327300 | 1527 | SH |  | SOLE |  | 0 | 0 | 1527 |
| HUMANA INC | COM | 444859102 |  | 455311 | 889 | SH |  | SOLE |  | 0 | 0 | 889 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 |  | 355002 | 7009 | SH |  | SOLE |  | 0 | 0 | 7009 |
| IDEXX LABS INC | COM | 45168D104 |  | 240288 | 589 | SH |  | SOLE |  | 0 | 0 | 589 |
| ING GROEP N.V. | SPONSORED ADR | 456837103 |  | 203223 | 16699 | SH |  | SOLE |  | 0 | 0 | 16699 |
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 |  | 469706 | 4634 | SH |  | SOLE |  | 0 | 0 | 4634 |
| INTUIT | COM | 461202103 |  | 354608 | 911 | SH |  | SOLE |  | 0 | 0 | 911 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 |  | 619713 | 24104 | SH |  | SOLE |  | 0 | 0 | 24104 |
| INVESCO EXCH TRADED FD TR II | KBW PREM YIELD | 46138E594 |  | 414271 | 21256 | SH |  | SOLE |  | 0 | 0 | 21256 |
| INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 46137V811 |  | 286222 | 2524 | SH |  | SOLE |  | 0 | 0 | 2524 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 938269 | 6643 | SH |  | SOLE |  | 0 | 0 | 6643 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 416367 | 1509 | SH |  | SOLE |  | 0 | 0 | 1509 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1691009 | 6350 | SH |  | SOLE |  | 0 | 0 | 6350 |
| INVESTMENT MANAGERS SER TR I | AXS SHORT INNOV | 46144X628 |  | 569079 | 10440 | SH |  | SOLE |  | 0 | 0 | 10440 |
| INVESTMENT MANAGERS SER TR I | AXS TSLA BEAR DL | 46144X867 |  | 839532 | 10584 | SH |  | SOLE |  | 0 | 0 | 10584 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 220626 | 4159 | SH |  | SOLE |  | 0 | 0 | 4159 |
| ISHARES INC | EM MKT SM-CP ETF | 464286475 |  | 257298 | 5329 | SH |  | SOLE |  | 0 | 0 | 5329 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 889618 | 32755 | SH |  | SOLE |  | 0 | 0 | 32755 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 1349432 | 16625 | SH |  | SOLE |  | 0 | 0 | 16625 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 942903 | 9963 | SH |  | SOLE |  | 0 | 0 | 9963 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 2340825 | 50405 | SH |  | SOLE |  | 0 | 0 | 50405 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 362330 | 5520 | SH |  | SOLE |  | 0 | 0 | 5520 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1424458 | 28489 | SH |  | SOLE |  | 0 | 0 | 28489 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 271110 | 3640 | SH |  | SOLE |  | 0 | 0 | 3640 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1363164 | 16075 | SH |  | SOLE |  | 0 | 0 | 16075 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 275712 | 4882 | SH |  | SOLE |  | 0 | 0 | 4882 |
| ISHARES TR | MORTGE REL ETF | 46435G342 |  | 590689 | 26033 | SH |  | SOLE |  | 0 | 0 | 26033 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 294695 | 9653 | SH |  | SOLE |  | 0 | 0 | 9653 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 235388 | 920 | SH |  | SOLE |  | 0 | 0 | 920 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 1307528 | 10848 | SH |  | SOLE |  | 0 | 0 | 10848 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 3238585 | 50933 | SH |  | SOLE |  | 0 | 0 | 50933 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 3696578 | 34729 | SH |  | SOLE |  | 0 | 0 | 34729 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 1481739 | 6916 | SH |  | SOLE |  | 0 | 0 | 6916 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 362411 | 6195 | SH |  | SOLE |  | 0 | 0 | 6195 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 1545364 | 22911 | SH |  | SOLE |  | 0 | 0 | 22911 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 467169 | 10182 | SH |  | SOLE |  | 0 | 0 | 10182 |
| ISHARES TR | US CONSUM DISCRE | 464287580 |  | 240770 | 4227 | SH |  | SOLE |  | 0 | 0 | 4227 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 400897 | 3324 | SH |  | SOLE |  | 0 | 0 | 3324 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 2013313 | 53122 | SH |  | SOLE |  | 0 | 0 | 53122 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 308326 | 2125 | SH |  | SOLE |  | 0 | 0 | 2125 |
| ISHARES TR | US INDUSTRIALS | 464287754 |  | 272449 | 2824 | SH |  | SOLE |  | 0 | 0 | 2824 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 1902984 | 7867 | SH |  | SOLE |  | 0 | 0 | 7867 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 236871 | 1804 | SH |  | SOLE |  | 0 | 0 | 1804 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1896522 | 10736 | SH |  | SOLE |  | 0 | 0 | 10736 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1508008 | 11245 | SH |  | SOLE |  | 0 | 0 | 11245 |
| KKR  CO INC | COM | 48251W104 |  | 284435 | 6127 | SH |  | SOLE |  | 0 | 0 | 6127 |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 |  | 182670 | 13085 | SH |  | SOLE |  | 0 | 0 | 13085 |
| KRANESHARES TR | CSI CHI INTERNET | 500767306 |  | 412617 | 13663 | SH |  | SOLE |  | 0 | 0 | 13663 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 178621 | 31337 | SH |  | SOLE |  | 0 | 0 | 31337 |
| LILLY ELI  CO | COM | 532457108 |  | 1264867 | 3457 | SH |  | SOLE |  | 0 | 0 | 3457 |
| LIMONEIRA CO | COM | 532746104 |  | 140848 | 11536 | SH |  | SOLE |  | 0 | 0 | 11536 |
| LINDE PLC | SHS | G5494J103 |  | 343371 | 1053 | SH |  | SOLE |  | 0 | 0 | 1053 |
| MACERICH CO | COM | 554382101 |  | 319163 | 28345 | SH |  | SOLE |  | 0 | 0 | 28345 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 886371 | 17653 | SH |  | SOLE |  | 0 | 0 | 17653 |
| MAGIC SOFTWARE ENTERPRISES L | ORD | 559166103 |  | 254509 | 15884 | SH |  | SOLE |  | 0 | 0 | 15884 |
| MCDONALDS CORP | COM | 580135101 |  | 724702 | 2750 | SH |  | SOLE |  | 0 | 0 | 2750 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 250284 | 22467 | SH |  | SOLE |  | 0 | 0 | 22467 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 296154 | 3811 | SH |  | SOLE |  | 0 | 0 | 3811 |
| MELCO RESORTS AND ENTMNT LTD | ADR | 585464100 |  | 151363 | 13162 | SH |  | SOLE |  | 0 | 0 | 13162 |
| MERCK  CO INC | COM | 58933Y105 |  | 696333 | 6276 | SH |  | SOLE |  | 0 | 0 | 6276 |
| META PLATFORMS INC | CL A | 30303M102 |  | 233894 | 1944 | SH |  | SOLE |  | 0 | 0 | 1944 |
| MICROSOFT CORP | COM | 594918104 |  | 2378776 | 9919 | SH |  | SOLE |  | 0 | 0 | 9919 |
| MKS INSTRS INC | COM | 55306N104 |  | 211911 | 2501 | SH |  | SOLE |  | 0 | 0 | 2501 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 440034 | 6602 | SH |  | SOLE |  | 0 | 0 | 6602 |
| MORGAN STANLEY INDIA INVT FD | COM | 61745C105 |  | 231737 | 11416 | SH |  | SOLE |  | 0 | 0 | 11416 |
| MPLX LP | COM UNIT REP LTD | 55336V100 |  | 1694485 | 51598 | SH |  | SOLE |  | 0 | 0 | 51598 |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 |  | 264775 | 4390 | SH |  | SOLE |  | 0 | 0 | 4390 |
| NEUBERGER BERMAN MUN FD INC | COM | 64124P101 |  | 589889 | 56611 | SH |  | SOLE |  | 0 | 0 | 56611 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 261829 | 30445 | SH |  | SOLE |  | 0 | 0 | 30445 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 516763 | 6181 | SH |  | SOLE |  | 0 | 0 | 6181 |
| NIKE INC | CL B | 654106103 |  | 675224 | 5771 | SH |  | SOLE |  | 0 | 0 | 5771 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 221505 | 899 | SH |  | SOLE |  | 0 | 0 | 899 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 221765 | 406 | SH |  | SOLE |  | 0 | 0 | 406 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 552340 | 4081 | SH |  | SOLE |  | 0 | 0 | 4081 |
| NUCOR CORP | COM | 670346105 |  | 206414 | 1566 | SH |  | SOLE |  | 0 | 0 | 1566 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 487190 | 61514 | SH |  | SOLE |  | 0 | 0 | 61514 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 310277 | 30007 | SH |  | SOLE |  | 0 | 0 | 30007 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 608536 | 4164 | SH |  | SOLE |  | 0 | 0 | 4164 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 |  | 627124 | 91284 | SH |  | SOLE |  | 0 | 0 | 91284 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 708939 | 11255 | SH |  | SOLE |  | 0 | 0 | 11255 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 |  | 391375 | 14003 | SH |  | SOLE |  | 0 | 0 | 14003 |
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 |  | 452224 | 39154 | SH |  | SOLE |  | 0 | 0 | 39154 |
| OXFORD LANE CAP CORP | COM | 691543102 |  | 137072 | 27036 | SH |  | SOLE |  | 0 | 0 | 27036 |
| PENNYMAC MTG INVT TR | COM | 70931T103 |  | 252858 | 20408 | SH |  | SOLE |  | 0 | 0 | 20408 |
| PEPSICO INC | COM | 713448108 |  | 601924 | 3332 | SH |  | SOLE |  | 0 | 0 | 3332 |
| PFIZER INC | COM | 717081103 |  | 570084 | 11126 | SH |  | SOLE |  | 0 | 0 | 11126 |
| PHYSICIANS RLTY TR | COM | 71943U104 |  | 210991 | 14581 | SH |  | SOLE |  | 0 | 0 | 14581 |
| PIMCO CORPORATE  INCOME OPP | COM | 72201B101 |  | 293106 | 24405 | SH |  | SOLE |  | 0 | 0 | 24405 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 |  | 176200 | 13798 | SH |  | SOLE |  | 0 | 0 | 13798 |
| PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 |  | 502124 | 61991 | SH |  | SOLE |  | 0 | 0 | 61991 |
| PIONEER NAT RES CO | COM | 723787107 |  | 711736 | 3116 | SH |  | SOLE |  | 0 | 0 | 3116 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 |  | 228851 | 19460 | SH |  | SOLE |  | 0 | 0 | 19460 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1637345 | 10803 | SH |  | SOLE |  | 0 | 0 | 10803 |
| PROSHARES TR | SHRT HGH YIELD | 74347R131 |  | 304516 | 16027 | SH |  | SOLE |  | 0 | 0 | 16027 |
| QORVO INC | COM | 74736K101 |  | 293130 | 3234 | SH |  | SOLE |  | 0 | 0 | 3234 |
| REALTY INCOME CORP | COM | 756109104 |  | 224077 | 3533 | SH |  | SOLE |  | 0 | 0 | 3533 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 549775 | 762 | SH |  | SOLE |  | 0 | 0 | 762 |
| RENESOLA LTD | SPONSORED ADS | 75971T301 |  | 49720 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 162726 | 19918 | SH |  | SOLE |  | 0 | 0 | 19918 |
| RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 |  | 229532 | 15940 | SH |  | SOLE |  | 0 | 0 | 15940 |
| RIVERNORTH MANAGED DUR MUN I | COM | 76882M104 |  | 473205 | 31173 | SH |  | SOLE |  | 0 | 0 | 31173 |
| ROYCE VALUE TR INC | COM | 780910105 |  | 418382 | 31552 | SH |  | SOLE |  | 0 | 0 | 31552 |
| SABRA HEALTH CARE REIT INC | COM | 78573L106 |  | 219571 | 17665 | SH |  | SOLE |  | 0 | 0 | 17665 |
| SABRE CORP | COM | 78573M104 |  | 146281 | 23670 | SH |  | SOLE |  | 0 | 0 | 23670 |
| SACHEM CAP CORP | COM | 78590A109 |  | 92744 | 28104 | SH |  | SOLE |  | 0 | 0 | 28104 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 745225 | 13940 | SH |  | SOLE |  | 0 | 0 | 13940 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 256154 | 2928 | SH |  | SOLE |  | 0 | 0 | 2928 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1008081 | 14299 | SH |  | SOLE |  | 0 | 0 | 14299 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 672631 | 5405 | SH |  | SOLE |  | 0 | 0 | 5405 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 226845 | 1670 | SH |  | SOLE |  | 0 | 0 | 1670 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 212595 | 896 | SH |  | SOLE |  | 0 | 0 | 896 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 216314 | 1841 | SH |  | SOLE |  | 0 | 0 | 1841 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 406999 | 4466 | SH |  | SOLE |  | 0 | 0 | 4466 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 281390 | 849 | SH |  | SOLE |  | 0 | 0 | 849 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 627456 | 3699 | SH |  | SOLE |  | 0 | 0 | 3699 |
| SPDR INDEX SHS FDS | S EM MKT DIV | 78463X533 |  | 283844 | 11827 | SH |  | SOLE |  | 0 | 0 | 11827 |
| SPDR INDEX SHS FDS | S CHINA ETF | 78463X400 |  | 223080 | 2847 | SH |  | SOLE |  | 0 | 0 | 2847 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2924373 | 7647 | SH |  | SOLE |  | 0 | 0 | 7647 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 513669 | 1160 | SH |  | SOLE |  | 0 | 0 | 1160 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 287620 | 11866 | SH |  | SOLE |  | 0 | 0 | 11866 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 418285 | 7121 | SH |  | SOLE |  | 0 | 0 | 7121 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 |  | 431190 | 16739 | SH |  | SOLE |  | 0 | 0 | 16739 |
| SPDR SER TR | S BK ETF | 78464A797 |  | 521355 | 11547 | SH |  | SOLE |  | 0 | 0 | 11547 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 775678 | 19373 | SH |  | SOLE |  | 0 | 0 | 19373 |
| STARBUCKS CORP | COM | 855244109 |  | 382145 | 3852 | SH |  | SOLE |  | 0 | 0 | 3852 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 800780 | 43687 | SH |  | SOLE |  | 0 | 0 | 43687 |
| TANGER FACTORY OUTLET CTRS I | COM | 875465106 |  | 189416 | 10558 | SH |  | SOLE |  | 0 | 0 | 10558 |
| TEMPLETON DRAGON FD INC | COM | 88018T101 |  | 334029 | 32684 | SH |  | SOLE |  | 0 | 0 | 32684 |
| TESLA INC | COM | 88160R101 |  | 1019941 | 8280 | SH |  | SOLE |  | 0 | 0 | 8280 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 234423 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| TEXTAINER GROUP HOLDINGS LTD | SHS | G8766E109 |  | 1451726 | 46815 | SH |  | SOLE |  | 0 | 0 | 46815 |
| TORTOISE ENERGY INFRA CORP | COM | 89147L886 |  | 453948 | 14289 | SH |  | SOLE |  | 0 | 0 | 14289 |
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 |  | 289521 | 27758 | SH |  | SOLE |  | 0 | 0 | 27758 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 229474 | 5333 | SH |  | SOLE |  | 0 | 0 | 5333 |
| UNION PAC CORP | COM | 907818108 |  | 354056 | 1710 | SH |  | SOLE |  | 0 | 0 | 1710 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1547556 | 2919 | SH |  | SOLE |  | 0 | 0 | 2919 |
| VANECK ETF TRUST | BDC INCOME ETF | 92189F411 |  | 343180 | 24253 | SH |  | SOLE |  | 0 | 0 | 24253 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 |  | 290478 | 5746 | SH |  | SOLE |  | 0 | 0 | 5746 |
| VANECK ETF TRUST | MORTGAGE REIT | 92189F452 |  | 137537 | 11786 | SH |  | SOLE |  | 0 | 0 | 11786 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 411015 | 6332 | SH |  | SOLE |  | 0 | 0 | 6332 |
| VANECK MERK GOLD TR | GOLD TRUST | 921078101 |  | 3076733 | 173925 | SH |  | SOLE |  | 0 | 0 | 173925 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 327977 | 4357 | SH |  | SOLE |  | 0 | 0 | 4357 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 725627 | 8798 | SH |  | SOLE |  | 0 | 0 | 8798 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 616711 | 4061 | SH |  | SOLE |  | 0 | 0 | 4061 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 227227 | 2100 | SH |  | SOLE |  | 0 | 0 | 2100 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 220498 | 889 | SH |  | SOLE |  | 0 | 0 | 889 |
| VERASTEM INC | COM | 92337C104 |  | 23546 | 58500 | SH |  | SOLE |  | 0 | 0 | 58500 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 543393 | 13792 | SH |  | SOLE |  | 0 | 0 | 13792 |
| VICI PPTYS INC | COM | 925652109 |  | 218541 | 6745 | SH |  | SOLE |  | 0 | 0 | 6745 |
| VIRTUS CONVERTIBLE  INC FD | COM | 92838U108 |  | 56264 | 19536 | SH |  | SOLE |  | 0 | 0 | 19536 |
| VIRTUS CONVERTIBLE  INCOME | COM | 92838X102 |  | 85883 | 25260 | SH |  | SOLE |  | 0 | 0 | 25260 |
| VISA INC | COM CL A | 92826C839 |  | 590921 | 2844 | SH |  | SOLE |  | 0 | 0 | 2844 |
| WALMART INC | COM | 931142103 |  | 439329 | 3098 | SH |  | SOLE |  | 0 | 0 | 3098 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 202005 | 4892 | SH |  | SOLE |  | 0 | 0 | 4892 |
| WESTERN ASSET EMERGING MKTS | COM | 95766A101 |  | 814341 | 89390 | SH |  | SOLE |  | 0 | 0 | 89390 |
| WESTERN ASSET HIGH INCOM FD | COM | 95766J102 |  | 277178 | 57268 | SH |  | SOLE |  | 0 | 0 | 57268 |
| WP CAREY INC | COM | 92936U109 |  | 325550 | 4166 | SH |  | SOLE |  | 0 | 0 | 4166 |
| XCEL ENERGY INC | COM | 98389B100 |  | 333023 | 4750 | SH |  | SOLE |  | 0 | 0 | 4750 |

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