# EDGAR Filing Document

**Accession Number:** 0001135105
**File Stem:** 0001135105-26-000004
**Filing Date:** 2026-2
**Character Count:** 2569
**Document Hash:** 38c0b45f768f8b10f5fefb3ddcc5c984
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001135105-26-000004.hdr.sgml**: 20260218

**ACCESSION NUMBER**: 0001135105-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260218

**DATE AS OF CHANGE**: 20260218

**EFFECTIVENESS DATE**: 20260218

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
- **CENTRAL INDEX KEY:** 0001135105

**ORGANIZATION NAME:**
- **EIN:** 562222703
- **STATE OF INCORPORATION:** NC

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-53149
- **FILM NUMBER:** 26651069

**BUSINESS ADDRESS:**
- **STREET 1:** 1520 SOUTH BOULEVARD, SUITE 230
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28203
- **BUSINESS PHONE:** 704-332-3131

**MAIL ADDRESS:**
- **STREET 1:** 1520 SOUTH BOULEVARD, SUITE 230
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPITAL MANAGEMENT OF THE CAROLINAS LLC                 /BD
- **DATE OF NAME CHANGE:** 20010215

### Attached PDF Documents

**Attachment 1:** `ANNUALAUDITEDREPORT2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001135105

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

**Business Address:** 1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC, 28203

**Contact Person:** Sherri Yager

**Contact Phone:** 704-332-3131

### Independent Public Accountant Identification

**Accountant Name:** GreerWalker LLP

**Accountant Address:** 227 West Trade St. Suite 1100, Charlotte, NC, 28202

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kenneth Lee Carter, Jr.**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPITAL MANAGEMENT OF THE CAROLINAS, LLC**, as of **02-18-2026**, are true and correct.

**Signature:** Kenneth Lee Carter, Jr.

**Title:** President/Partner/CFO

**Notarized:** Yes