# EDGAR Filing Document

**Accession Number:** 0001781002
**File Stem:** 0001781002-25-000009
**Filing Date:** 2025-8
**Character Count:** 26507
**Document Hash:** 34bc6143529d9103146741414bdcf0aa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001781002-25-000009.hdr.sgml**: 20250801

**ACCESSION NUMBER**: 0001781002-25-000009

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250801

**EFFECTIVENESS DATE**: 20250801

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bleichroeder LP
- **CENTRAL INDEX KEY:** 0001781002

**ORGANIZATION NAME:**
- **EIN:** 842006600
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20050
- **FILM NUMBER:** 251174604

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 47TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 917-769-2999

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **STREET 2:** 47TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001781002

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Bleichroeder LP

**Address:** 1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

**Telephone number:** 917-769-2999

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-20050

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                          | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                               | VOTE CATEGORY                |     SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Linde Plc                               | G54950103 | 07/30/2024     | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2024 Proxy statement.                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |  91064           |                0 | FOR         |                          91064           | FOR                         |  |
| Duos Technologies Group, Inc.           | 266042407 | 09/30/2024     | To approve CEO  CFO compensation.                                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |      1.28316e+06 |                0 | FOR         |                              1.28316e+06 | FOR                         |  |
| Aviat Networks, Inc.                    | 05366Y201 | 11/06/2024     | Advisory, non-binding vote to approve the Company's named executive officer compensation.                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |     66           |                0 | FOR         |                             66           | FOR                         |  |
| Aviat Networks, Inc.                    | 05366Y201 | 11/06/2024     | Advisory, non-binding vote on the frequency of holding advisory, non-binding votes to approve the Company's named executive officer compensation.                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |     66           |                0 | ONE YEAR    |                             66           | FOR                         |  |
| LiqTech International, Inc.             | 53632A300 | 11/08/2024     | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers.                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES | 577110           |                0 | FOR         |                         577110           | FOR                         |  |
| Ondas Holdings Inc.                     | 68236H204 | 11/18/2024     | To approve, on an advisory basis, Ondas Holdings Inc.'s executive compensation.                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES | 775000           |                0 | FOR         |                         775000           | FOR                         |  |
| Lumentum Holdings Inc.                  | 55024U109 | 11/20/2024     | To approve, on a non-binding advisory basis, the compensation of our named executive officers.                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |    660           |                0 | FOR         |                            660           | FOR                         |  |
| BEYOND AIR, INC.                        | 08862L103 | 11/22/2024     | To approve, by an advisory (non-binding( vote, named executive officer compensation                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES | 738313           |                0 | FOR         |                         738313           | FOR                         |  |
| Carrier Global Corporation              | 14448C104 | 04/09/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |   6000           |                0 | FOR         |                           6000           | FOR                         |  |
| The Bank of New York Mellon Corporation | 064058100 | 04/15/2025     | Advisory resolution to approve the 2024 compensation of our named executive officers.                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |   2000           |                0 | FOR         |                           2000           | FOR                         |  |
| L3Harris Technologies, Inc.             | 502431109 | 04/18/2025     | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement.                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |   1600           |                0 | AGAINST     |                           1600           | AGAINST                     |  |
| Opus Genetics, Inc.                     | 67577R102 | 04/30/2025     | Approve, on an advisory basis, the compensation of the Company's named executive officers.                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |      1.47368e+06 |                0 | FOR         |                              1.47368e+06 | FOR                         |  |
| RTX Corporation                         | 75513E101 | 05/01/2025     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |   6000           |                0 | FOR         |                           6000           | FOR                         |  |
| Intellicheck, Inc.                      | 45817G201 | 05/07/2025     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |      2.07358e+06 |                0 | FOR         |                              2.07358e+06 | FOR                         |  |
| Intellicheck, Inc.                      | 45817G201 | 05/07/2025     | Advisory vote to approve the frequency of future advisory votes to approve of executive compensation.                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |      2.07358e+06 |                0 | ONE YEAR    |                              2.07358e+06 | FOR                         |  |
| S Global Inc.                           | 78409V104 | 05/07/2025     | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers, as described in the Proxy Statement;                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |  20000           |                0 | AGAINST     |                          20000           | AGAINST                     |  |
| Cadence Design Systems, Inc.            | 127387108 | 05/08/2025     | Advisory resolution to approve named executive officer compensation.                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |    525           |                0 | FOR         |                            525           | FOR                         |  |
| Teradyne, Inc.                          | 880770102 | 05/09/2025     | To approve, on a non-binding, advisory basis, the 2024 compensation of the Company's named executive officers.                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |    600           |                0 | FOR         |                            600           | FOR                         |  |
| Ondas Holdings Inc.                     | 68236H204 | 05/12/2025     | To approve, on an advisory basis, Ondas Holdings Inc.'s executive compensation.                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES | 775000           |                0 | FOR         |                         775000           | FOR                         |  |
| Advanced Micro Devices, Inc.            | 007903107 | 05/14/2025     | Approve on a non-binding, advisory basis the compensation of the named executive officers, as disclosed in this proxy statement pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission.                                                  | SECTION 14A SAY-ON-PAY VOTES |    913           |                0 | FOR         |                            913           | FOR                         |  |
| DiaMedica Therapeutics Inc.             | 25253X207 | 05/15/2025     | To approve, on an advisory (non-binding) basis, our executive compensation.                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES | 382317           |                0 | FOR         |                         382317           | FOR                         |  |
| Otis Worldwide Corporation              | 68902V107 | 05/15/2025     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |   3000           |                0 | AGAINST     |                           3000           | AGAINST                     |  |
| OptiNose, Inc.                          | 68404V209 | 05/16/2025     | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to our named executive officers in connection with the consummation of the merger.                                                                                             | SECTION 14A SAY-ON-PAY VOTES | 269675           |                0 | FOR         |                         269675           | FOR                         |  |
| Curis, Inc.                             | 231269309 | 05/20/2025     | To approve an advisory vote on executive compensation.                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES | 520539           |                0 | FOR         |                         520539           | FOR                         |  |
| JPMorgan Chase  Co.                     | 46625H100 | 05/20/2025     | Advisory resolution to approve executive compensation                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |  15000           |                0 | FOR         |                          15000           | FOR                         |  |
| Precision Optics Corporation, Inc.      | 740294400 | 05/20/2025     | To consider and vote on whether to approve, on an advisory basis, the compensation paid to our Named Executive Officers for the year ending June 30, 2024                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES | 220230           |                0 | FOR         |                         220230           | FOR                         |  |
| Evoke Pharma, Inc.                      | 30049G302 | 05/21/2025     | To consider and vote upon, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission;                                                | SECTION 14A SAY-ON-PAY VOTES |  68750           |                0 | AGAINST     |                          68750           | AGAINST                     |  |
| Evoke Pharma, Inc.                      | 30049G302 | 05/21/2025     | To consider and vote upon, on an advisory basis, whether the stockholder vote to approve the compensation of the named executive officers as required by Section 14A(a)(2) of the Securities Exchange Act of 1934, as amended, should occur every one, two or three years; and | SECTION 14A SAY-ON-PAY VOTES |  68750           |                0 | ONE YEAR    |                          68750           | AGAINST                     |  |
| Aptose Biosciences Inc.                 | 03835T408 | 05/27/2025     | Say-on-Pay: Advisory (non-binding) resolution on the compensation of the Corporation's named executive officers.                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES | 121366           |                0 | FOR         |                         121366           | FOR                         |  |
| Exxon Mobil Corporation                 | 30231G102 | 05/28/2025     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |   1075           |                0 | FOR         |                           1075           | FOR                         |  |
| Precision BioSciences, Inc.             | 74019P207 | 05/28/2025     | Approval, on an advisory (non-binding) basis, of the compensation of our named executive officers (commonly referred to as the "say-on-pay vote").                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES | 213072           |                0 | FOR         |                         213072           | FOR                         |  |
| Precision BioSciences, Inc.             | 74019P207 | 05/28/2025     | Approval, on an advisory (non-binding) basis, of the frequency of future say-on-pay votes.                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES | 213072           |                0 | ONE YEAR    |                         213072           | FOR                         |  |
| Sirius XM Holdings Inc.                 | 829933100 | 05/28/2025     | Advisory vote on frequency of future advisory votes on the compensation of named executive officers.                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |  66505           |                0 | ONE YEAR    |                          66505           | FOR                         |  |
| Cue Biopharma, Inc.                     | 22978P106 | 06/04/2025     | The approval, on a non-binding advisory basis, of the compensation of our named executive officers.                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |      4.99724e+06 |                0 | FOR         |                              4.99724e+06 | FOR                         |  |
| PayPal Holdings, Inc.                   | 70450Y103 | 06/05/2025     | Advisory Vote to Approve Named Executive Officer Compensation.                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |   5300           |                0 | FOR         |                           5300           | FOR                         |  |
| X4 Pharmaceuticals, Inc.                | 98420X202 | 06/09/2025     | To hold a non-binding, advisory "say-on-pay" vote on the Company's executive compensation.                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |  17865           |                0 | AGAINST     |                          17865           | AGAINST                     |  |
| Identiv, Inc.                           | 45170X205 | 06/10/2025     | To approve the compensation of the Company's named executive officers, on a non-binding advisory basis; and                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |      2.88369e+06 |                0 | FOR         |                              2.88369e+06 | FOR                         |  |
| Milestone Pharmaceuticals Inc.          | 59935V107 | 06/10/2025     | Say-on-Pay - Approval, on an advisory basis, of the compensation paid to our named executive officers.                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES | 500000           |                0 | FOR         |                         500000           | FOR                         |  |
| Milestone Pharmaceuticals Inc.          | 59935V107 | 06/10/2025     | Say-on-Frequency - Non-binding advisory vote on the frequency of the advisory vote on compensation paid to our named executive officers.                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES | 500000           |                0 | ONE YEAR    |                         500000           | FOR                         |  |
| Ideal Power Inc.                        | 451622203 | 06/12/2025     | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers.                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES | 133000           |                0 | FOR         |                         133000           | FOR                         |  |
| Ideal Power Inc.                        | 451622203 | 06/12/2025     | Approval, on a non-binding, advisory basis, of the frequency of future advisory votes on executive compensation.                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES | 133000           |                0 | ONE YEAR    |                         133000           | FOR                         |  |
| ImmuCell Corporation                    | 452525306 | 06/12/2025     | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION: To approve a nonbinding advisory resolution on the Company's executive compensation program:                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES | 101594           |                0 | FOR         |                         101594           | FOR                         |  |
| Structure Therapeutics Inc.             | 86366E106 | 06/23/2025     | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement.                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |  10000           |                0 | FOR         |                          10000           | FOR                         |  |
| Structure Therapeutics Inc.             | 86366E106 | 06/23/2025     | To indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of the Company's named executive officers.                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |  10000           |                0 | ONE YEAR    |                          10000           | FOR                         |  |
| Barfresh Food Group Inc.                | 067532200 | 06/24/2025     | To approve, on an advisory basis, the compensation of our Named Executive Officers.                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |      1.39076e+06 |                0 | FOR         |                              1.39076e+06 | FOR                         |  |
| Revolution Medicines, Inc.              | 76155X100 | 06/26/2025     | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("Say-on-Pay").                           | SECTION 14A SAY-ON-PAY VOTES |    556           |                0 | FOR         |                            556           | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Bleichroeder LP

**By (Signature):** Andrew Gundlach

**By (Printed Signature):** Andrew Gundlach

**By (Title):** President of Bleichroeder LP

**Date:** 08/01/2025