# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017586
**Filing Date:** 2023-1
**Character Count:** 46651
**Document Hash:** 3cfc0598bd9286bba512dd9a1a5d8952
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017586.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017586

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565967

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### RiverFront Strategic Income Fund (Series ID: S000030145)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000092591 | RiverFront Strategic Income Fund | RIGS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** RiverFront Strategic Income Fund

- **b. EDGAR series identifier (if any):** S000030145

- **c. LEI of Series:** 549300MMTMZ13HHBMZ80

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $104796298.61

**Total Liabilities:** $36980.78

**Net Assets:** $104759317.83

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 127.91727000 | **1-Year:** 3463.15043100 | **5-Year:** 7836.83680600 | **10-Year:** 704.81938200 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 54.70363900 | **1-Year:** 3441.70800800 | **5-Year:** 4845.24792400 | **10-Year:** 906.47995000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000092591 | -2.39%               | 0.58%                | 1.78%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1330533.00             | $-1475541.48                               |
| Month 2  | $-270519.91              | $609742.00                                 |
| Month 3  | $-321638.69              | $1771314.98                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Stericycle Inc                                             | Stericycle, Inc.                                           | CUSIP: 858912AF5<br>LEI: B8PTJH2P0AXSWSMP2136 | Long             | DBT              | CORP              | US        |    806000 | PA      | $797537.00    | 0.76%             | 2024-07-15      | Fixed         | 5.38%                 | Yes           |                  2 | On Loan: No      |
| Morgan Stanley                                             | Morgan Stanley                                             | CUSIP: 61744YAQ1<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | DBT              | CORP              | US        |   1639000 | PA      | $1627636.81   | 1.55%             | 2024-04-24      | Variable      | 3.74%                 | No            |                  2 | On Loan: No      |
| American Express Co                                        | American Express Co.                                       | CUSIP: 025816DB2<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |   1048000 | PA      | $1087212.49   | 1.04%             | 2027-11-05      | Fixed         | 5.85%                 | No            |                  2 | On Loan: No      |
| Anheuser-busch Inbev Wor                                   | Anheuser-Busch InBev Worldwide, Inc.                       | CUSIP: 035240AQ3<br>LEI: 549300CRGMZK3K53BF92 | Long             | DBT              | CORP              | US        |    858000 | PA      | $856303.31    | 0.82%             | 2029-01-23      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Fs Kkr Capital Corp                                        | FS KKR Capital Corp.                                       | CUSIP: 302635AG2<br>LEI: 549300TYRSI1T21B1360 | Long             | DBT              | CORP              | US        |    950000 | PA      | $863873.48    | 0.82%             | 2026-01-15      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| Dcp Midstream Operating                                    | DCP Midstream Operating LP                                 | CUSIP: 23311VAG2<br>LEI: 549300Y6CTBSE0QIPL28 | Long             | DBT              | CORP              | US        |    805000 | PA      | $795567.01    | 0.76%             | 2025-07-15      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| Jbs Usa/food/finance                                       | JBS USA LUX SA / JBS USA Food Co. / JBS USA Finance, Inc.  | CUSIP: 46590XAR7<br>LEI: P77IMDGVZE8EFBTF2M92 | Long             | DBT              | CORP              | LU        |    803000 | PA      | $701388.38    | 0.67%             | 2027-01-15      | Fixed         | 2.50%                 | Yes           |                  2 | On Loan: No      |
| Gen Digital Inc                                            | Gen Digital, Inc.                                          | CUSIP: 871503AU2<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | DBT              | CORP              | US        |    667000 | PA      | $647807.08    | 0.62%             | 2025-04-15      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| T-mobile Usa Inc                                           | T-Mobile USA, Inc.                                         | CUSIP: 87264ABU8<br>LEI: 549300V2JRLO5DIFGE82 | Long             | DBT              | CORP              | US        |   1542000 | PA      | $1415742.58   | 1.35%             | 2026-04-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Six Flags Entertainment                                    | Six Flags Entertainment Corp.                              | CUSIP: 83001AAB8<br>LEI: 549300JYTDUAA4JQ3717 | Long             | DBT              | CORP              | US        |    573000 | PA      | $551463.22    | 0.53%             | 2024-07-31      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| Capital One Financial Co                                   | Capital One Financial Corp.                                | CUSIP: 14040HBJ3<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | DBT              | CORP              | US        |    858000 | PA      | $831638.38    | 0.79%             | 2025-10-29      | Fixed         | 4.20%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Note                                         | CUSIP: 91282CEU1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4102000 | PA      | $3972370.65   | 3.79%             | 2025-06-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| Pultegroup Inc                                             | PulteGroup, Inc.                                           | CUSIP: 745867AW1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1260000 | PA      | $1265663.70   | 1.21%             | 2026-03-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| Caesars Entertain Inc                                      | Caesars Entertainment, Inc.                                | CUSIP: 28470RAH5<br>LEI: 549300FA4CTCW903Y781 | Long             | DBT              | CORP              | US        |   1012000 | PA      | $1001052.18   | 0.96%             | 2025-07-01      | Fixed         | 6.25%                 | Yes           |                  2 | On Loan: No      |
| Ares Capital Corp                                          | Ares Capital Corp.                                         | CUSIP: 04010LAU7<br>LEI: WEQ82666OJYSI5GUAB47 | Long             | DBT              | CORP              | US        |    967000 | PA      | $963228.70    | 0.92%             | 2023-02-10      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Las Vegas Sands Corp                                       | Las Vegas Sands Corp.                                      | CUSIP: 517834AG2<br>LEI: 549300DUOO1KXOHPM605 | Long             | DBT              | CORP              | US        |    766000 | PA      | $731989.22    | 0.70%             | 2024-08-08      | Fixed         | 3.20%                 | No            |                  2 | On Loan: No      |
| Glp Capital Lp / Fin Ii                                    | GLP Capital LP / GLP Financing II, Inc.                    | CUSIP: 361841AN9<br>LEI: 2549005PXW31DRW8EC44 | Long             | DBT              | CORP              | US        |    766000 | PA      | $731660.22    | 0.70%             | 2024-09-01      | Fixed         | 3.35%                 | No            |                  2 | On Loan: No      |
| Sirius Xm Radio Inc                                        | Sirius XM Radio, Inc.                                      | CUSIP: 82967NBL1<br>LEI: WP5O65E6BMU84LNO4227 | Long             | DBT              | CORP              | US        |    805000 | PA      | $727752.20    | 0.69%             | 2026-09-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Spectrum Brands Inc                                        | Spectrum Brands, Inc.                                      | CUSIP: 84762LAU9<br>LEI: 549300VU3EH2E73C1Q04 | Long             | DBT              | CORP              | US        |     30000 | PA      | $29533.02     | 0.03%             | 2025-07-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Hca Inc                                                    | HCA, Inc.                                                  | CUSIP: 404119BR9<br>LEI: L3CJ6J7LJ2DX62FTXD46 | Long             | DBT              | CORP              | US        |    404000 | PA      | $403203.31    | 0.38%             | 2025-02-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| Nrg Energy Inc                                             | NRG Energy, Inc.                                           | CUSIP: 629377CC4<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | DBT              | CORP              | US        |    278000 | PA      | $280461.69    | 0.27%             | 2027-01-15      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| Wmg Acquisition Corp                                       | WMG Acquisition Corp.                                      | CUSIP: 92933BAT1<br>LEI: 549300NAS11NXI33CP80 | Long             | DBT              | CORP              | US        |    803000 | PA      | $694040.93    | 0.66%             | 2029-12-01      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| Jpmorgan Chase & Co                                        | JPMorgan Chase & Co.                                       | CUSIP: 46625HNJ5<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   1294000 | PA      | $1261929.50   | 1.20%             | 2027-10-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Hat Holdings I Llc/hat                                     | HAT Holdings I LLC / HAT Holdings II LLC                   | CUSIP: 418751AE3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    879000 | PA      | $757350.80    | 0.72%             | 2026-06-15      | Fixed         | 3.38%                 | Yes           |                  2 | On Loan: No      |
| Arconic Corp                                               | Arconic Corp.                                              | CUSIP: 03966VAB3<br>LEI: 549300B4YFWH3U74B152 | Long             | DBT              | CORP              | US        |    858000 | PA      | $846970.41    | 0.81%             | 2025-05-15      | Fixed         | 6.00%                 | Yes           |                  2 | On Loan: No      |
| American Electric Power                                    | American Electric Power Co., Inc.                          | CUSIP: N/A<br>LEI: 1B4S6S7G0TW5EE83BO58       | Long             | DBT              | CORP              | US        |   1048000 | PA      | $1074964.52   | 1.03%             | 2027-11-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Amc Networks Inc                                           | AMC Networks, Inc.                                         | CUSIP: 00164VAD5<br>LEI: 549300VGG9K75226LR46 | Long             | DBT              | CORP              | US        |    324000 | PA      | $309727.80    | 0.30%             | 2024-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Mastec Inc                                                 | MasTec, Inc.                                               | CUSIP: 576323AP4<br>LEI: 549300TMDIT8WREDOF45 | Long             | DBT              | CORP              | US        |    874000 | PA      | $788661.33    | 0.75%             | 2028-08-15      | Fixed         | 4.50%                 | Yes           |                  2 | On Loan: No      |
| Boeing Co                                                  | Boeing Co.                                                 | CUSIP: 097023CT0<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | DBT              | CORP              | US        |    950000 | PA      | $940681.93    | 0.90%             | 2025-05-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Freeport-mcmoran Inc                                       | Freeport-McMoRan, Inc.                                     | CUSIP: 35671DCC7<br>LEI: 549300IRDTHJQ1PVET45 | Long             | DBT              | CORP              | US        |    449000 | PA      | $437052.11    | 0.42%             | 2027-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Air Canada                                                 | Air Canada                                                 | CUSIP: 008911BK4<br>LEI: 4B4HI3CGXMBDC0G6BM51 | Long             | DBT              | CORP              | CA        |    858000 | PA      | $786152.80    | 0.75%             | 2026-08-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| Berry Global Inc                                           | Berry Global, Inc.                                         | CUSIP: 085770AA3<br>LEI: 549300AP2Q7ERHX6RI89 | Long             | DBT              | CORP              | US        |    908000 | PA      | $872388.24    | 0.83%             | 2026-07-15      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| Freeport-mcmoran Inc                                       | Freeport-McMoRan, Inc.                                     | CUSIP: 35671DAZ8<br>LEI: 549300IRDTHJQ1PVET45 | Long             | DBT              | CORP              | US        |    881000 | PA      | $878387.84    | 0.84%             | 2023-03-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| Novelis Corp                                               | Novelis Corp.                                              | CUSIP: 670001AG1<br>LEI: 549300G5F3W3B52WYL23 | Long             | DBT              | CORP              | US        |    805000 | PA      | $720380.01    | 0.69%             | 2026-11-15      | Fixed         | 3.25%                 | Yes           |                  2 | On Loan: No      |
| Natwest Markets Plc                                        | NatWest Markets PLC                                        | CUSIP: 63906YAG3<br>LEI: RR3QWICWWIPCS8A4S074 | Long             | DBT              | CORP              | GB        |    802000 | PA      | $768213.34    | 0.73%             | 2025-03-22      | Fixed         | 3.48%                 | Yes           |                  2 | On Loan: No      |
| Nova Chemicals Corp                                        | NOVA Chemicals Corp.                                       | CUSIP: 66977WAQ2<br>LEI: 549300ZOD6N7RI2FJP09 | Long             | DBT              | CORP              | CA        |   1012000 | PA      | $986057.38    | 0.94%             | 2024-06-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| Vistra Operations Co Llc                                   | Vistra Operations Co. LLC                                  | CUSIP: 92840VAD4<br>LEI: 549300ZH5GKBTJZ7NM23 | Long             | DBT              | CORP              | US        |   1333000 | PA      | $1278061.74   | 1.22%             | 2024-07-15      | Fixed         | 3.55%                 | Yes           |                  2 | On Loan: No      |
| Sasol Financing Usa Llc                                    | Sasol Financing USA LLC                                    | CUSIP: 80386WAC9<br>LEI: 549300XRB1PFMESFEL85 | Long             | DBT              | CORP              | US        |    525000 | PA      | $477025.50    | 0.46%             | 2026-09-18      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Santander Holdings Usa                                     | Santander Holdings USA, Inc.                               | CUSIP: 80282KAW6<br>LEI: 549300SMVCQN2P0O6I58 | Long             | DBT              | CORP              | US        |    400000 | PA      | $388132.00    | 0.37%             | 2024-06-07      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Mpt Oper Partnersp/finl                                    | MPT Operating Partnership LP / MPT Finance Corp.           | CUSIP: 55342UAG9<br>LEI: WUQXXXF7PXTUPGROE843 | Long             | DBT              | CORP              | US        |    766000 | PA      | $686454.73    | 0.66%             | 2026-08-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Nissan Motor Co                                            | Nissan Motor Co., Ltd.                                     | CUSIP: 654744AB7<br>LEI: 353800DRBDH1LUTNAY26 | Long             | DBT              | CORP              | JP        |    950000 | PA      | $879608.80    | 0.84%             | 2025-09-17      | Fixed         | 3.52%                 | Yes           |                  2 | On Loan: No      |
| Lennar Corp                                                | Lennar Corp.                                               | CUSIP: 526057CD4<br>LEI: 529900G61XVRLX5TJX09 | Long             | DBT              | CORP              | US        |    950000 | PA      | $908570.98    | 0.87%             | 2027-11-29      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Braskem Finance Ltd                                        | Braskem Finance, Ltd.                                      | CUSIP: 10553YAF2<br>LEI: 254900HEUOOGBXNXZM03 | Long             | DBT              | CORP              | KY        |    371000 | PA      | $371937.15    | 0.36%             | 2024-02-03      | Fixed         | 6.45%                 | No            |                  2 | On Loan: No      |
| Schlumberger Hldgs Corp                                    | Schlumberger Holdings Corp.                                | CUSIP: 806851AK7<br>LEI: 529900IKZG65COT1D505 | Long             | DBT              | CORP              | US        |    858000 | PA      | $809505.84    | 0.77%             | 2028-05-17      | Fixed         | 3.90%                 | Yes           |                  2 | On Loan: No      |
| Mgm Resorts Intl                                           | MGM Resorts International                                  | CUSIP: 552953CC3<br>LEI: 54930066VBP7DZEGGJ87 | Long             | DBT              | CORP              | US        |   1012000 | PA      | $1011644.79   | 0.97%             | 2023-03-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| Omega Hlthcare Investors                                   | Omega Healthcare Investors, Inc.                           | CUSIP: 681936BH2<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | DBT              | CORP              | US        |    525000 | PA      | $512363.78    | 0.49%             | 2026-01-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| International Game Tech                                    | International Game Technology PLC                          | CUSIP: 460599AC7<br>LEI: 549300UQ6KHRCZDRGZ76 | Long             | DBT              | CORP              | GB        |    286000 | PA      | $287798.37    | 0.27%             | 2025-02-15      | Fixed         | 6.50%                 | Yes           |                  2 | On Loan: No      |
| Goldman Sachs Group Inc                                    | Goldman Sachs Group, Inc.                                  | CUSIP: 38141GVR2<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1294000 | PA      | $1268392.39   | 1.21%             | 2025-10-21      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Us Foods Inc                                               | US Foods, Inc.                                             | CUSIP: 90290MAC5<br>LEI: 5493000JOOFAOUY1JZ87 | Long             | DBT              | CORP              | US        |    835000 | PA      | $836064.63    | 0.80%             | 2025-04-15      | Fixed         | 6.25%                 | Yes           |                  2 | On Loan: No      |
| Amerigas Part/fin Corp                                     | AmeriGas Partners LP / AmeriGas Finance Corp.              | CUSIP: 030981AJ3<br>LEI: H36E1IF6YS0OBMHM6168 | Long             | DBT              | CORP              | US        |    879000 | PA      | $838407.78    | 0.80%             | 2026-08-20      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| Wesco Distribution Inc                                     | WESCO Distribution, Inc.                                   | CUSIP: 95081QAN4<br>LEI: 549300I2CEZJG9N4AH67 | Long             | DBT              | CORP              | US        |   1164000 | PA      | $1180022.46   | 1.13%             | 2025-06-15      | Fixed         | 7.12%                 | Yes           |                  2 | On Loan: No      |
| Blackstone Secured Lend                                    | Blackstone Secured Lending Fund                            | CUSIP: 09261LAC2<br>LEI: 549300KM7KWQHVBNH962 | Long             | DBT              | CORP              | US        |    942000 | PA      | $876327.53    | 0.84%             | 2026-01-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Note                                         | CUSIP: 91282CEV9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4216000 | PA      | $4076180.58   | 3.89%             | 2029-06-30      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Level 3 Financing Inc                                      | Level 3 Financing, Inc.                                    | CUSIP: 527298BT9<br>LEI: 254900AE5FEFIJOXWL19 | Long             | DBT              | CORP              | US        |    980000 | PA      | $709229.92    | 0.68%             | 2029-07-15      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| Newmark Group Inc                                          | Newmark Group, Inc.                                        | CUSIP: 65158NAB8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    993000 | PA      | $991719.03    | 0.95%             | 2023-11-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| Onemain Finance Corp                                       | OneMain Finance Corp.                                      | CUSIP: 85172FAP4<br>LEI: 5493008I795YYBFWFU90 | Long             | DBT              | CORP              | US        |   1012000 | PA      | $988268.60    | 0.94%             | 2024-03-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| Starwood Property Trust                                    | Starwood Property Trust, Inc.                              | CUSIP: 85571BAL9<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | DBT              | CORP              | US        |    803000 | PA      | $770248.04    | 0.74%             | 2025-03-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Methanex Corp                                              | Methanex Corp.                                             | CUSIP: 59151KAM0<br>LEI: 549300TSJHRXT9QXRD13 | Long             | DBT              | CORP              | CA        |    835000 | PA      | $767085.28    | 0.73%             | 2027-10-15      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| Nrg Energy Inc                                             | NRG Energy, Inc.                                           | CUSIP: 629377CK6<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | DBT              | CORP              | US        |    803000 | PA      | $776077.42    | 0.74%             | 2024-06-15      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| Epr Properties                                             | EPR Properties                                             | CUSIP: 26884UAC3<br>LEI: 549300YSSXFHMPOWZ492 | Long             | DBT              | CORP              | US        |    805000 | PA      | $717343.15    | 0.68%             | 2026-12-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Note                                         | CUSIP: 91282CER8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   4102000 | PA      | $3977016.16   | 3.80%             | 2024-05-31      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| Calpine Corp                                               | Calpine Corp.                                              | CUSIP: 131347CK0<br>LEI: 43R4VPJBXTU2O15HEF41 | Long             | DBT              | CORP              | US        |    428000 | PA      | $410501.22    | 0.39%             | 2026-06-01      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| Air Lease Corp                                             | Air Lease Corp.                                            | CUSIP: 00914AAA0<br>LEI: 5493004NW4M4P8TMMK63 | Long             | DBT              | CORP              | US        |    805000 | PA      | $790671.81    | 0.75%             | 2024-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Seagate Hdd Cayman                                         | Seagate HDD Cayman                                         | CUSIP: 81180WAH4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |    858000 | PA      | $848864.87    | 0.81%             | 2023-06-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Istar Inc                                                  | iStar, Inc.                                                | CUSIP: 45031UCF6<br>LEI: QFFLKWYYS3UPWD86E794 | Long             | DBT              | CORP              | US        |   1065000 | PA      | $1048699.11   | 1.00%             | 2024-10-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Netflix Inc                                                | Netflix, Inc.                                              | CUSIP: 64110LAN6<br>LEI: 549300Y7VHGU0I7CE873 | Long             | DBT              | CORP              | US        |    803000 | PA      | $776294.63    | 0.74%             | 2026-11-15      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Alcoa Nederland Holding                                    | Alcoa Nederland Holding BV                                 | CUSIP: 013822AG6<br>LEI: 5493000UL1QLQLT1VQ42 | Long             | DBT              | CORP              | NL        |   1057000 | PA      | $928257.40    | 0.89%             | 2029-03-31      | Fixed         | 4.12%                 | Yes           |                  2 | On Loan: No      |
| Davita Inc                                                 | DaVita, Inc.                                               | CUSIP: 23918KAS7<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | DBT              | CORP              | US        |    904000 | PA      | $725640.80    | 0.69%             | 2030-06-01      | Fixed         | 4.62%                 | Yes           |                  2 | On Loan: No      |
| Omega Hlthcare Investors                                   | Omega Healthcare Investors, Inc.                           | CUSIP: 681936BJ8<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | DBT              | CORP              | US        |    271000 | PA      | $267512.23    | 0.26%             | 2023-08-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| Arcelormittal                                              | ArcelorMittal SA                                           | CUSIP: 03938LBB9<br>LEI: 2EULGUTUI56JI9SAL165 | Long             | DBT              | CORP              | LU        |    881000 | PA      | $855467.74    | 0.82%             | 2024-07-16      | Fixed         | 3.60%                 | No            |                  2 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |   6170456 | NS      | $6170455.63   | 5.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Iron Mountain Inc                                          | Iron Mountain, Inc.                                        | CUSIP: 46284VAC5<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | DBT              | CORP              | US        |    904000 | PA      | $851161.20    | 0.81%             | 2027-09-15      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| Cheniere Corp Christi Hd                                   | Cheniere Corpus Christi Holdings LLC                       | CUSIP: 16412XAD7<br>LEI: 549300I7CIEWU1BBLQ53 | Long             | DBT              | CORP              | US        |    983000 | PA      | $996662.72    | 0.95%             | 2024-06-30      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| Citigroup Inc                                              | Citigroup, Inc.                                            | CUSIP: 172967KA8<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   1294000 | PA      | $1245207.79   | 1.19%             | 2027-09-29      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| Sensata Technologies Bv                                    | Sensata Technologies BV                                    | CUSIP: 81725WAJ2<br>LEI: PUCKW5P5O3XMOZVH7T53 | Long             | DBT              | CORP              | NL        |    803000 | PA      | $791713.84    | 0.76%             | 2025-10-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| Hilton Domestic Operatin                                   | Hilton Domestic Operating Co., Inc.                        | CUSIP: 432833AJ0<br>LEI: 5493003EG7H0N1E4XV50 | Long             | DBT              | CORP              | US        |    950000 | PA      | $836308.75    | 0.80%             | 2029-05-01      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| Avolon Holdings Fndg Ltd                                   | Avolon Holdings Funding, Ltd.                              | CUSIP: 05401AAR2<br>LEI: 635400ZRKEX9L1BKCH30 | Long             | DBT              | CORP              | KY        |    890000 | PA      | $719207.22    | 0.69%             | 2027-11-18      | Fixed         | 2.53%                 | Yes           |                  2 | On Loan: No      |
| Standard Industries Inc                                    | Standard Industries, Inc.                                  | CUSIP: 853496AH0<br>LEI: 54930064UHXCIUWVI755 | Long             | DBT              | CORP              | US        |    858000 | PA      | $659640.70    | 0.63%             | 2031-01-15      | Fixed         | 3.38%                 | Yes           |                  2 | On Loan: No      |
| Ball Corp                                                  | Ball Corp.                                                 | CUSIP: 058498AT3<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | DBT              | CORP              | US        |    642000 | PA      | $640716.00    | 0.61%             | 2025-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Ardagh Pkg Fin/hldgs Usa                                   | Ardagh Packaging Finance PLC / Ardagh Holdings USA, Inc.   | CUSIP: 03969AAQ3<br>LEI: 6354001JXMLKNZDZR978 | Long             | DBT              | CORP              | US        |   1030000 | PA      | $995829.75    | 0.95%             | 2025-04-30      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| Goodyear Tire & Rubber                                     | Goodyear Tire & Rubber Co.                                 | CUSIP: 382550BF7<br>LEI: 5493002BI0S2ZQUY3437 | Long             | DBT              | CORP              | US        |   1034000 | PA      | $1003512.51   | 0.96%             | 2026-05-31      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Microchip Technology Inc                                   | Microchip Technology, Inc.                                 | CUSIP: 595017BA1<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |    874000 | PA      | $850010.01    | 0.81%             | 2025-09-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Flex Ltd                                                   | Flex, Ltd.                                                 | CUSIP: 33938EAS6<br>LEI: 549300EAQH74YHD07T53 | Long             | DBT              | CORP              | SG        |   1033000 | PA      | $1032057.39   | 0.99%             | 2023-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Royal Bank Of Canada                                       | Royal Bank of Canada                                       | CUSIP: 78016FZU1<br>LEI: ES7IP3U3RHIGC71XBU11 | Long             | DBT              | CORP              | CA        |   1048000 | PA      | $1089338.88   | 1.04%             | 2027-11-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| Ford Motor Credit Co Llc                                   | Ford Motor Credit Co. LLC                                  | CUSIP: 345397B85<br>LEI: UDSQCVRUX5BONN0VY111 | Long             | DBT              | CORP              | US        |   1183000 | PA      | $1086715.63   | 1.04%             | 2025-02-10      | Fixed         | 2.30%                 | No            |                  2 | On Loan: No      |
| Aramark Services Inc                                       | Aramark Services, Inc.                                     | CUSIP: 038522AR9<br>LEI: 42YMHYH0XMHJEXDUB065 | Long             | DBT              | CORP              | US        |    858000 | PA      | $852787.65    | 0.81%             | 2025-05-01      | Fixed         | 6.38%                 | Yes           |                  2 | On Loan: No      |
| Sba Communications Corp                                    | SBA Communications Corp.                                   | CUSIP: 78410GAD6<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | DBT              | CORP              | US        |   1202000 | PA      | $1099476.61   | 1.05%             | 2027-02-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| Csc Holdings Llc                                           | CSC Holdings LLC                                           | CUSIP: 126307AQ0<br>LEI: 3HG2WD2W22M120IUNG49 | Long             | DBT              | CORP              | US        |    835000 | PA      | $766104.15    | 0.73%             | 2027-04-15      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| Us Treasury N/b                                            | U.S. Treasury Bond                                         | CUSIP: 912810TH1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   5887000 | PA      | $5259207.38   | 5.02%             | 2042-05-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Cdw Llc/cdw Finance                                        | CDW LLC / CDW Finance Corp.                                | CUSIP: 12513GBJ7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    803000 | PA      | $656153.78    | 0.63%             | 2031-12-01      | Fixed         | 3.57%                 | No            |                  2 | On Loan: No      |
| Cco Hldgs Llc/cap Corp                                     | CCO Holdings LLC / CCO Holdings Capital Corp.              | CUSIP: 1248EPBR3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    428000 | PA      | $417706.60    | 0.40%             | 2026-05-01      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| Petroleos Mexicanos                                        | Petroleos Mexicanos                                        | CUSIP: 71654QBH4<br>LEI: 549300CAZKPF4HKMPX17 | Long             | DBT              | NUSS              | MX        |    825000 | PA      | $807827.63    | 0.77%             | 2024-01-18      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Amc Networks Inc                                           | AMC Networks, Inc.                                         | CUSIP: 00164VAE3<br>LEI: 549300VGG9K75226LR46 | Long             | DBT              | CORP              | US        |    404000 | PA      | $358535.86    | 0.34%             | 2025-08-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Newell Brands Inc                                          | Newell Brands, Inc.                                        | CUSIP: 651229AW6<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | DBT              | CORP              | US        |    803000 | PA      | $759043.78    | 0.72%             | 2026-04-01      | Fixed         | 4.45%                 | No            |                  2 | On Loan: No      |
| Transdigm Inc                                              | TransDigm, Inc.                                            | CUSIP: 893647BE6<br>LEI: 88Q84GB3X55CF5OC7582 | Long             | DBT              | CORP              | US        |    835000 | PA      | $823599.75    | 0.79%             | 2026-03-15      | Fixed         | 6.25%                 | Yes           |                  2 | On Loan: No      |
| Bank Of America Corp                                       | Bank of America Corp.                                      | CUSIP: 06051GFL8<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   1294000 | PA      | $1265879.44   | 1.21%             | 2026-10-22      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Ball Corp                                                  | Ball Corp.                                                 | CUSIP: 058498AV8<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | DBT              | CORP              | US        |    404000 | PA      | $391451.76    | 0.37%             | 2026-03-15      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Nextera Energy Operating                                   | NextEra Energy Operating Partners LP                       | CUSIP: 65342QAK8<br>LEI: 549300KJEC5IUVJWR786 | Long             | DBT              | CORP              | US        |   1160000 | PA      | $1119499.76   | 1.07%             | 2024-07-15      | Fixed         | 4.25%                 | Yes           |                  2 | On Loan: No      |
| Wells Fargo & Company                                      | Wells Fargo & Co.                                          | CUSIP: 94974BGA2<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |   1639000 | PA      | $1595998.38   | 1.52%             | 2024-09-09      | Fixed         | 3.30%                 | No            |                  2 | On Loan: No      |
| Mauser Packaging Solut                                     | Mauser Packaging Solutions Holding Co.                     | CUSIP: 12429TAD6<br>LEI: 549300DNGHXL0OMHW304 | Long             | DBT              | CORP              | US        |    338000 | PA      | $332532.85    | 0.32%             | 2024-04-15      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| Icahn Enterprises/fin                                      | Icahn Enterprises LP / Icahn Enterprises Finance Corp.     | CUSIP: 451102BW6<br>LEI: 549300T0G4GS0SINS786 | Long             | DBT              | CORP              | US        |   1013000 | PA      | $974224.39    | 0.93%             | 2024-09-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Reliance Industries Ltd                                    | Reliance Industries, Ltd.                                  | CUSIP: 759470AQ0<br>LEI: 5493003UOETFYRONLG31 | Long             | DBT              | CORP              | IN        |    793000 | PA      | $768258.40    | 0.73%             | 2025-01-28      | Fixed         | 4.12%                 | Yes           |                  2 | On Loan: No      |
| Vici Properties / Note                                     | VICI Properties LP / VICI Note Co., Inc.                   | CUSIP: 92564RAA3<br>LEI: 254900X4QE7SGKQLLN38 | Long             | DBT              | CORP              | US        |   1123000 | PA      | $1044994.17   | 1.00%             | 2026-12-01      | Fixed         | 4.25%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer