# EDGAR Filing Document

**Accession Number:** 0001437249
**File Stem:** 0001752724-23-075162
**Filing Date:** 2023-3
**Character Count:** 23663
**Document Hash:** e867a784234ea125768861ba0d444f47
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-075162.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001752724-23-075162

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** VALUED ADVISERS TRUST
- **CENTRAL INDEX KEY:** 0001437249
- **IRS NUMBER:** 262762915

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22208
- **FILM NUMBER:** 23784312

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DR.
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DR.
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

## Series and Classes Contracts Data

### Kovitz Core Equity ETF (Series ID: S000077457)

| Class ID   | Class Name             | Ticker Symbol   |
|:---|:---|:---|
| C000237915 | Kovitz Core Equity ETF |  |

## Nport-Ex

Kovitz

Core

Equity

ETF

Schedule

of

Investments

January

31,

2023

-

(Unaudited)

COMMON

STOCKS

—

99.34%

Shares

Fair

Value

Communications

—

17.89%

Alphabet,

Inc.,

Class

A

(a) 70,408

$

6,959,127

Alphabet,

Inc.,

Class

C

(a) 339,816

33,937,424

Charter

Communications,

Inc.,

Class

A

(a) 52,594

20,212,400

Expedia

Group,

Inc.

(a) 73,629

8,415,795

GoDaddy,

Inc.,

Class

A

(a) 218,667

17,959,121

Meta

Platforms,

Inc.,

Class

A

(a) 148,852

22,174,481

Spotify

Technology

SA

(a) 52,637

5,933,243

Walt

Disney

Co.

(The)

(a) 204,881

22,227,540

137,819,131

Consumer

Discretionary

—

16.44%

Amazon.com,

Inc.

(a) 223,908

23,091,632

CarMax,

Inc.

(a) 271,281

19,111,746

General

Motors

Co.

443,437

17,435,943

Gildan

Activewear,

Inc.

555,829

17,414,123

Hasbro,

Inc.

218,839

12,948,704

Las

Vegas

Sands

Corp.

(a) 301,736

17,802,424

Lowe's

Cos.,

Inc.

90,604

18,868,283

126,672,855

Consumer

Staples

—

6.70%

Dollar

Tree,

Inc.

(a) 150,477

22,598,636

PepsiCo,

Inc.

4,330

740,517

Philip

Morris

International,

Inc.

271,406

28,291,361

51,630,514

Financials

—

20.73%

American

Express

Co.

96,041

16,800,452

Aon

PLC,

Class

A

57,642

18,369,353

Berkshire

Hathaway,

Inc.,

Class

A

(a) 1

473,000

Berkshire

Hathaway,

Inc.,

Class

B

(a) 93,963

29,271,354

Blackstone

Group

L.P.

(The),

Class

A

176,610

16,947,496

Charles

Schwab

Corp.

(The)

405,748

31,413,009

Intercontinental

Exchange,

Inc.

178,200

19,165,410

JPMorgan

Chase

&

Co.

194,768

27,259,729

159,699,803

Health

Care

—

4.19%

Abbott

Laboratories

6,300

696,465

Becton,

Dickinson

and

Co.

120,823

30,473,977

Stryker

Corp.

4,330

1,098,997

32,269,439

Industrials

—

10.04%

Equifax,

Inc.

2,900

644,380

Graco,

Inc.

14,003

956,685

Hayward

Holdings,

Inc.

(a) 415,509

5,605,216

Illinois

Tool

Works,

Inc.

3,710

875,708

Jacobs

Solutions,

Inc.

187,210

23,129,797

Johnson

Controls

International

PLC

10,493

729,998

Keysight

Technologies,

Inc.

(a) 61,288

10,992,003

Kovitz

Core

Equity

ETF

Schedule

of

Investments

(continued)

January

31,

2023

-

(Unaudited)

COMMON

STOCKS

—

99.34%

-

(continued)

Shares

Fair

Value

Industrials

—

10.04%

-

(continued)

Lincoln

Electric

Holdings,

Inc.

6,153

$

1,026,751

PACCAR,

Inc.

163,688

17,892,735

Quanta

Services,

Inc.

97,806

14,885,095

Verisk

Analytics,

Inc.

3,493

634,992

77,373,360

Materials

—

0.12%

PPG

Industries,

Inc.

7,283

949,266

Technology

—

23.23%

Analog

Devices,

Inc.

140,389

24,072,502

Apple,

Inc.

212,460

30,655,854

Arista

Networks,

Inc.

(a) 120,539

15,190,325

Autodesk,

Inc.

(a) 97,080

20,887,732

Microsoft

Corp.

6,953

1,723,023

Motorola

Solutions,

Inc.

105,933

27,225,840

Salesforce.com,

Inc.

(a) 120,040

20,163,119

Splunk,

Inc.

(a) 99,801

9,557,942

TE

Connectivity

Ltd.

3,660

465,369

Texas

Instruments,

Inc.

7,583

1,343,783

Visa,

Inc.,

Class

A

120,342

27,703,932

178,989,421

Total

Common

Stocks

(Cost $622,926,976)

765,403,789

Other

Assets

in

Excess

of

Liabilities — 0.66%

5,073,640

NET

ASSETS

—

100.00%

$

770,477,429

(a) Non-income

producing

security.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Valued Advisers Trust

- **b. Investment Company Act file number:** 811-22208

- **c. CIK number of Registrant:** 0001437249

- **d. LEI of Registrant:** 549300W12YUPFS7QVT86

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** KOVITZ CORE EQUITY ETF

- **b. EDGAR series identifier (if any):** S000077457

- **c. LEI of Series:** 549300VUKI0ZJ3TE1C73

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $773479464.57

**Total Liabilities:** $3002035.58

**Net Assets:** $770477428.99

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237915 | 4.74%                | -5.89%               | 9.48%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $20913581.81             | $94400074.89                               |
| Month 3  | $9117256.71              | $48076738.83                               |

### Schedule of Portfolio Investments

| Name                               | Title                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| JPMorgan Chase & Co.               | JPMorgan Chase & Company           | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |    194768 | NS      | $27259729.28  | 3.54%             |  |  |  | No            | 1                  | On Loan: No      |
| TE Connectivity Ltd                | TE Connectivity Ltd.               | CUSIP: H84989104<br>LEI: 894500ZRIX9K13RHXR17 | Long             | EC               | CORP              | CH        |      3660 | NS      | $465369.00    | 0.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Motorola Solutions Inc             | Motorola Solutions, Inc.           | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |    105933 | NS      | $27225840.33  | 3.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Aon PLC                            | Aon plc                            | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | IE        |     57642 | NS      | $18369352.56  | 2.38%             |  |  |  | No            | 1                  | On Loan: No      |
| American Express Company           | American Express Company           | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     96041 | NS      | $16800452.13  | 2.18%             |  |  |  | No            | 1                  | On Loan: No      |
| Amazon.com, Inc.                   | Amazon.com, Inc.                   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    223908 | NS      | $23091632.04  | 3.00%             |  |  |  | No            | 1                  | On Loan: No      |
| General Motors Company             | General Motors Company             | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |    443437 | NS      | $17435942.84  | 2.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Meta Platforms Inc                 | Meta Platforms, Inc.               | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |    148852 | NS      | $22174482.44  | 2.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Apple Inc.                         | Apple, Inc.                        | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    212460 | NS      | $30655853.40  | 3.98%             |  |  |  | No            | 1                  | On Loan: No      |
| Visa Inc                           | Visa, Inc.                         | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |    120342 | NS      | $27703931.82  | 3.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Alphabet Inc.                      | Alphabet, Inc.                     | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     70408 | NS      | $6959126.72   | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Alphabet Inc.                      | Alphabet, Inc.                     | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    339816 | NS      | $33937423.92  | 4.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Berkshire Hathaway Inc.            | Berkshire Hathaway, Inc.           | CUSIP: 084670108<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |         1 | NS      | $472999.90    | 0.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Analog Devices Inc.                | Analog Devices, Inc.               | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |    140389 | NS      | $24072501.83  | 3.12%             |  |  |  | No            | 1                  | On Loan: No      |
| Pepsico Inc                        | PepsiCo, Inc.                      | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      4330 | NS      | $740516.60    | 0.10%             |  |  |  | No            | 1                  | On Loan: No      |
| Blackstone Inc                     | Blackstone, Inc.                   | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |    176610 | NS      | $16947495.60  | 2.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Keysight Technologies, Inc.        | Keysight Technologies, Inc.        | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |     61288 | NS      | $10992002.80  | 1.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Texas Instruments Incorporated     | Texas Instruments, Inc.            | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      7583 | NS      | $1343783.43   | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Lowes Companies, Inc.              | Lowe's Companies, Inc.             | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     90604 | NS      | $18868283.00  | 2.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Verisk Analytics, Inc.             | Verisk Analytics, Inc.             | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |      3493 | NS      | $634992.47    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Becton, Dickinson and Company      | Becton Dickinson and Company       | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |    120823 | NS      | $30473977.06  | 3.96%             |  |  |  | No            | 1                  | On Loan: No      |
| Godaddy Inc                        | GoDaddy, Inc.                      | CUSIP: 380237107<br>LEI: 549300J8H1TB0I2CB447 | Long             | EC               | CORP              | US        |    218667 | NS      | $17959120.71  | 2.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Splunk Inc                         | Splunk, Inc.                       | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Long             | EC               | CORP              | US        |     99801 | NS      | $9557941.77   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Salesforce Inc                     | Salesforce, Inc.                   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |    120040 | NS      | $20163118.80  | 2.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Johnson Controls International PLC | Johnson Controls International plc | CUSIP: G51502105<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | IE        |     10493 | NS      | $729998.01    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Dollar Tree Inc                    | Dollar Tree, Inc.                  | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |    150477 | NS      | $22598635.86  | 2.93%             |  |  |  | No            | 1                  | On Loan: No      |
| The Charles Schwab Corporation     | Charles Schwab Corporation (The)   | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |    405748 | NS      | $31413010.16  | 4.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Autodesk Inc                       | Autodesk, Inc.                     | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     97080 | NS      | $20887732.80  | 2.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Expedia Group Inc                  | Expedia Group, Inc.                | CUSIP: 30212P303<br>LEI: CI7MUJI4USF3V0NJ1H64 | Long             | EC               | CORP              | US        |     73629 | NS      | $8415794.70   | 1.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Jacobs Engineering Group Inc.      | Jacobs Solutions, Inc.             | CUSIP: 46982L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    187210 | NS      | $23129795.50  | 3.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Illinois Tool Works Inc.           | Illinois Tool Works, Inc.          | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |      3710 | NS      | $875708.40    | 0.11%             |  |  |  | No            | 1                  | On Loan: No      |
| Quanta Services, Inc.              | Quanta Services, Inc.              | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     97806 | NS      | $14885095.14  | 1.93%             |  |  |  | No            | 1                  | On Loan: No      |
| Las Vegas Sands Corp               | Las Vegas Sands Corporation        | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |    301736 | NS      | $17802424.00  | 2.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Gildan Activewear Inc.             | Gildan Activewear, Inc.            | CUSIP: 375916103<br>LEI: 549300SB3IBI34M00Z45 | Long             | EC               | CORP              | CA        |    555829 | NS      | $17414122.57  | 2.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Walt Disney Company                | Walt Disney Company (The)          | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |    204881 | NS      | $22227539.69  | 2.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Spotify Technology S.A.            | Spotify Technology S.A.            | CUSIP: L8681T102<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |     52637 | NS      | $5933242.64   | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| Berkshire Hathaway Inc.            | Berkshire Hathaway, Inc.           | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |     93963 | NS      | $29271353.76  | 3.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Stryker Corporation                | Stryker Corporation                | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      4330 | NS      | $1098997.30   | 0.14%             |  |  |  | No            | 1                  | On Loan: No      |
| PPG Industries, Inc.               | PPG Industries, Inc.               | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |      7283 | NS      | $949266.22    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| Microsoft Corporation              | Microsoft Corporation              | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      6953 | NS      | $1723022.93   | 0.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Lincoln Electric Holdings Inc.     | Lincoln Electric Holdings, Inc.    | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |      6153 | NS      | $1026751.11   | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Hasbro Inc                         | Hasbro, Inc.                       | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               | CORP              | US        |    218839 | NS      | $12948703.63  | 1.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Equifax Inc.                       | Equifax, Inc.                      | CUSIP: 294429105<br>LEI: 5493004MCF8JDC86VS77 | Long             | EC               | CORP              | US        |      2900 | NS      | $644380.00    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Charter Communications, Inc.       | Charter Communications, Inc.       | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |     52594 | NS      | $20212400.14  | 2.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Intercontinental Exchange Inc      | Intercontinental Exchange, Inc.    | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |    178200 | NS      | $19165410.00  | 2.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Carmax Inc                         | CarMax, Inc.                       | CUSIP: 143130102<br>LEI: 529900F60CID3NCZM330 | Long             | EC               | CORP              | US        |    271281 | NS      | $19111746.45  | 2.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Philip Morris International Inc.   | Philip Morris International, Inc.  | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |    271406 | NS      | $28291361.44  | 3.67%             |  |  |  | No            | 1                  | On Loan: No      |
| Paccar Inc                         | PACCAR, Inc.                       | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |    163688 | NS      | $17892735.28  | 2.32%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                | BBH SWEEP VEHICLE                  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |   7103498 | PA      | $7103498.13   | 0.92%             |  |  |  | No            | N/A                | On Loan: No      |
| Graco Inc                          | Graco, Inc.                        | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |     14003 | NS      | $956684.96    | 0.12%             |  |  |  | No            | 1                  | On Loan: No      |
| Abbott Laboratories                | Abbott Laboratories                | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      6300 | NS      | $696465.00    | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Hayward Holdings Inc               | Hayward Holdings, Inc.             | CUSIP: 421298100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    415509 | NS      | $5605216.41   | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Arista Networks Inc                | Arista Networks, Inc.              | CUSIP: 040413106<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |    120539 | NS      | $15190324.78  | 1.97%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2023-01-31

**Name of Applicant:** Valued Advisers Trust

**Signature:** Gregory Knoth

**Name of Signer:** Gregory Knoth

**Title:** SVP, Mutual Fund Controller