# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-025127
**Filing Date:** 2026-6
**Character Count:** 806908
**Document Hash:** 622a6179f5c69a1bcffc1a9d1621f5ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-025127.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0000940400-26-025127

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260623

**DATE AS OF CHANGE**: 20260623

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 261110052

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Multi Cap Value AlphaDEX Fund (Series ID: S000017342)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000048000 | First Trust Multi Cap Value AlphaDEX Fund | FAB             |

## Nport-Ex

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Aerospace & Defense — 5.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42228 | ATI, Inc. (a) | $6564765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18517 | Boeing (The) Co. (a) | 4240949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24030 | BWX Technologies, Inc. | 5199852 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9351 | Carpenter Technology Corp. | 4004098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7215 | Curtiss-Wright Corp. | 5196243 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25072 | FTAI Aviation Ltd. | 6259726 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7159 | General Dynamics Corp. | 2464844 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21322 | Howmet Aerospace, Inc. | 5182099 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16168 | &nbsp;&nbsp;&nbsp; Huntington Ingalls Industries, <br> Inc. | 5889841 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14237 | L3Harris Technologies, Inc. | 4563670 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7204 | Northrop Grumman Corp. | 4174574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57389 | Rocket Lab Corp. (a) | 4735166 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25474 | RTX Corp. | 4485207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56121 | Textron, Inc. | 5385371 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17161 | Woodward, Inc. | 6229271 |
|  |  | 74575676 |
|  | **Air Freight & Logistics —** <br> **1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29590 | C.H. Robinson Worldwide, Inc. | 5379758 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17154 | &nbsp;&nbsp;&nbsp; Expeditors International of <br> Washington, Inc. | 2536905 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13796 | FedEx Corp. | 5564065 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49949 | &nbsp;&nbsp;&nbsp; United Parcel Service, Inc., <br> Class B | 5434451 |
|  |  | 18915179 |
|  | **Automobile Components —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35384 | Aptiv PLC (a) | 2132240 |
|  | **Automobiles — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106456 | Ford Motor Co. | 1285989 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65960 | General Motors Co. | 5071664 |
|  |  | 6357653 |
|  | **Banks — 4.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75600 | Bank of America Corp. | 4041576 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32497 | Citigroup, Inc. | 4158966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61456 | Citizens Financial Group, Inc. | 3997713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46028 | East West Bancorp, Inc. | 5821161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52884 | Fifth Third Bancorp | 2684392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2608 | &nbsp;&nbsp;&nbsp; First Citizens BancShares, Inc., <br> Class A | 5173802 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 235494 | Huntington Bancshares, Inc. | 3946879 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4177 | JPMorgan Chase & Co. | 1308362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 183815 | KeyCorp | 4064150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23771 | M&T Bank Corp. | 5197054 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17711 | &nbsp;&nbsp;&nbsp; PNC Financial Services Group <br> (The), Inc. | 3949553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 188132 | Regions Financial Corp. | 5371169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106895 | Truist Financial Corp. | 5505092 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 94482 | U.S. Bancorp | $5353350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61726 | Wells Fargo & Co. | 5075729 |
|  |  | 65648948 |
|  | **Beverages — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16154 | Coca-Cola (The) Co. | 1272289 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16381 | &nbsp;&nbsp;&nbsp; Constellation Brands, Inc., <br> Class A | 2564937 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 186630 | Keurig Dr Pepper, Inc. | 5486922 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16954 | Monster Beverage Corp. (a) | 1306645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7911 | PepsiCo, Inc. | 1253814 |
|  |  | 11884607 |
|  | **Biotechnology — 2.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10474 | Amgen, Inc. | 3626622 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26804 | Biogen, Inc. (a) | 5073461 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17629 | Gilead Sciences, Inc. | 2306578 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52210 | Incyte Corp. (a) | 4974047 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22539 | Insmed, Inc. (a) | 3072742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12285 | Natera, Inc. (a) | 2532676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6360 | Regeneron Pharmaceuticals, Inc. | 4496902 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8287 | United Therapeutics Corp. (a) | 4734777 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2752 | Vertex Pharmaceuticals, Inc. (a) | 1176150 |
|  |  | 31993955 |
|  | **Broadline Retail — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5898 | Amazon.com, Inc. (a) | 1563324 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40491 | eBay, Inc. | 4190009 |
|  |  | 5753333 |
|  | **Building Products — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21817 | Carrier Global Corp. | 1465448 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28144 | &nbsp;&nbsp;&nbsp; Johnson Controls <br> International PLC | 4109868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5293 | Lennox International, Inc. | 2831173 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5896 | Trane Technologies PLC | 2904016 |
|  |  | 11310505 |
|  | **Capital Markets — 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2764 | Ameriprise Financial, Inc. | 1312320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31068 | &nbsp;&nbsp;&nbsp; Bank of New York Mellon (The) <br> Corp. | 4174607 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17483 | Cboe Global Markets, Inc. | 5246473 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13072 | Charles Schwab (The) Corp. | 1197918 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4160 | CME Group, Inc. | 1197331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4356 | &nbsp;&nbsp;&nbsp; Goldman Sachs Group (The), <br> Inc. | 4023942 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54949 | &nbsp;&nbsp;&nbsp; Interactive Brokers Group, Inc., <br> Class A | 4368446 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4084 | LPL Financial Holdings, Inc. | 1364587 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29860 | Morgan Stanley | 5691017 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14472 | Nasdaq, Inc. | 1330122 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17604 | Northern Trust Corp. | 2928249 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16969 | Raymond James Financial, Inc. | 2686532 |

---

------

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Capital Markets (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38828 | State Street Corp. | $5934472 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68144 | T. Rowe Price Group, Inc. | 7010655 |
|  |  | 48466671 |
|  | **Chemicals — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14676 | Corteva, Inc. | 1188903 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4618 | Ecolab, Inc. | 1203451 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2478 | Linde PLC | 1241825 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45977 | PPG Industries, Inc. | 4988504 |
|  |  | 8622683 |
|  | **Commercial Services &** <br> **Supplies — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 148012 | Copart, Inc. (a) | 4900677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5609 | Republic Services, Inc. | 1173515 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27788 | Veralto Corp. | 2450902 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10693 | Waste Management, Inc. | 2486657 |
|  |  | 11011751 |
|  | **Communications Equipment** <br> **— 1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10006 | Arista Networks, Inc. (a) | 1728136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15822 | Ciena Corp. (a) | 8347371 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31666 | Cisco Systems, Inc. | 2897439 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8491 | F5, Inc. (a) | 2750235 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8740 | Lumentum Holdings, Inc. (a) | 7886277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2831 | Motorola Solutions, Inc. | 1242894 |
|  |  | 24852352 |
|  | **Construction & Engineering** <br> **— 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 151591 | API Group Corp. (a) | 6930740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4455 | Comfort Systems USA, Inc. | 8198314 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8320 | EMCOR Group, Inc. | 7418694 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19092 | MasTec, Inc. (a) | 7523203 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11188 | Quanta Services, Inc. | 8142291 |
|  |  | 38213242 |
|  | **Construction Materials —** <br> **0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46747 | CRH PLC | 5535780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4511 | Vulcan Materials Co. | 1361149 |
|  |  | 6896929 |
|  | **Consumer Finance — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4062 | American Express Co. | 1312229 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13468 | Capital One Financial Corp. | 2576428 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90303 | Synchrony Financial | 6881089 |
|  |  | 10769746 |
|  | **Consumer Staples Distribution** <br> **& Retail — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1688 | Casey's General Stores, Inc. | 1387789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31041 | Dollar General Corp. | 3597031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33654 | Dollar Tree, Inc. (a) | 3268140 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16977 | Kroger (The) Co. | 1155625 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Consumer Staples Distribution** <br> **& Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17223 | Sysco Corp. | $1286730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40544 | Target Corp. | 5260584 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13323 | US Foods Holding Corp. (a) | 1245567 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39540 | Walmart, Inc. | 5216512 |
|  |  | 22417978 |
|  | **Containers & Packaging —** <br> **1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123622 | Amcor PLC | 4702581 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83133 | Ball Corp. | 5077764 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17367 | Packaging Corp. of America | 3706986 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123311 | Smurfit Westrock PLC | 4733909 |
|  |  | 18221240 |
|  | **Diversified REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36153 | WP Carey, Inc. | 2636638 |
|  | **Diversified Telecommunication** <br> **Services — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74123 | AST SpaceMobile, Inc. (a) (b) | 5477689 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 211883 | AT&T, Inc. | 5536503 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 213950 | Comcast Corp., Class A | 5785208 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 122360 | Verizon Communications, Inc. | 5876951 |
|  |  | 22676351 |
|  | **Electric Utilities — 4.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51359 | Alliant Energy Corp. | 3771291 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28116 | &nbsp;&nbsp;&nbsp; American Electric Power Co., <br> Inc. | 3854985 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4399 | Constellation Energy Corp. | 1376887 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37528 | Duke Energy Corp. | 4861752 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83937 | Edison International | 5832782 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21867 | Entergy Corp. | 2578338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59985 | Evergy, Inc. | 4969158 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88661 | Eversource Energy | 6268333 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100245 | Exelon Corp. | 4610268 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72750 | FirstEnergy Corp. | 3457080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39680 | NextEra Energy, Inc. | 3883878 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25218 | NRG Energy, Inc. | 3923417 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 349600 | PG&E Corp. | 5810352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96478 | PPL Corp. | 3612136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38184 | Southern (The) Co. | 3692393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46393 | Xcel Energy, Inc. | 3848299 |
|  |  | 66351349 |
|  | **Electrical Equipment — 3.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11461 | AMETEK, Inc. | 2699065 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45335 | Bloom Energy Corp., Class A (a) | 12846126 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6869 | Eaton Corp. PLC | 2974346 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9376 | Emerson Electric Co. | 1316765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7037 | GE Vernova, Inc. | 7624308 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7510 | Hubbell, Inc. | 3816357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50954 | Nextpower, Inc., Class A (a) | 6070150 |

---

------

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Electrical Equipment** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3423 | Rockwell Automation, Inc. | $1399699 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24513 | Vertiv Holdings Co., Class A | 8052275 |
|  |  | 46799091 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29169 | Amphenol Corp., Class A | 4295719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30453 | CDW Corp. | 4169320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20629 | Coherent Corp. (a) | 6595298 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45175 | Corning, Inc. | 7419542 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21753 | Keysight Technologies, Inc. (a) | 7611592 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11755 | TE Connectivity PLC | 2488063 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4060 | Teledyne Technologies, Inc. (a) | 2622151 |
|  |  | 35201685 |
|  | **Energy Equipment & Services** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60369 | Baker Hughes Co. | 4205908 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 94525 | Halliburton Co. | 3998408 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71716 | SLB Ltd. | 4079206 |
|  |  | 12283522 |
|  | **Entertainment — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12777 | Netflix, Inc. (a) | 1196055 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12184 | TKO Group Holdings, Inc. | 2267320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63732 | Walt Disney (The) Co. | 6612195 |
|  |  | 10075570 |
|  | **Financial Services — 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11026 | Apollo Global Management, Inc. | 1419267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12818 | &nbsp;&nbsp;&nbsp; Berkshire Hathaway, Inc., <br> Class B (a) | 6070605 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40827 | Block, Inc. (a) | 2878712 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8443 | Corpay, Inc. (a) | 2587526 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78564 | &nbsp;&nbsp;&nbsp; Fidelity National Information <br> Services, Inc. | 3655583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110081 | Fiserv, Inc. (a) | 6896574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91270 | Global Payments, Inc. | 6567789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 135805 | PayPal Holdings, Inc. | 6809263 |
|  |  | 36885319 |
|  | **Food Products — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50701 | Archer-Daniels-Midland Co. | 3779252 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19316 | Bunge Global S.A. | 2454484 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 165031 | General Mills, Inc. | 5827245 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 121777 | McCormick & Co., Inc. | 6191143 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21313 | &nbsp;&nbsp;&nbsp; Mondelez International, Inc., <br> Class A | 1309471 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38348 | Tyson Foods, Inc., Class A | 2456956 |
|  |  | 22018551 |
|  | **Gas Utilities — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19951 | Atmos Energy Corp. | 3790291 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Ground Transportation —** <br> **1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29928 | CSX Corp. | $1359629 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11595 | &nbsp;&nbsp;&nbsp; J.B. Hunt Transport Services, <br> Inc. | 2916490 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6287 | Old Dominion Freight Line, Inc. | 1335547 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17080 | Uber Technologies, Inc. (a) | 1274339 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10126 | Union Pacific Corp. | 2728755 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25259 | XPO, Inc. (a) | 5560264 |
|  |  | 15175024 |
|  | **Health Care Equipment &** <br> **Supplies — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23931 | Abbott Laboratories | 2172695 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31254 | Becton Dickinson & Co. | 4658096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34363 | Cooper (The) Cos., Inc. (a) | 2161433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19562 | Dexcom, Inc. (a) | 1164917 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15341 | Edwards Lifesciences Corp. (a) | 1280974 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51777 | &nbsp;&nbsp;&nbsp; GE HealthCare Technologies, <br> Inc. | 3150113 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42533 | Medtronic PLC | 3443897 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54347 | Zimmer Biomet Holdings, Inc. | 4479823 |
|  |  | 22511948 |
|  | **Health Care Providers &** <br> **Services — 3.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29069 | Cardinal Health, Inc. | 5606829 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23027 | Cigna Group (The) | 6691186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34210 | CVS Health Corp. | 2849351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20983 | Elevance Health, Inc. | 7898421 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12980 | HCA Healthcare, Inc. | 5639161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28340 | Humana, Inc. | 6700709 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13814 | Labcorp Holdings, Inc. | 3547435 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18806 | Quest Diagnostics, Inc. | 3652125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19530 | Tenet Healthcare Corp. (a) | 3459154 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9080 | UnitedHealth Group, Inc. | 3363958 |
|  |  | 49408329 |
|  | **Health Care REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30045 | Ventas, Inc. | 2639754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18641 | Welltower, Inc. | 4051435 |
|  |  | 6691189 |
|  | **Hotels, Restaurants & Leisure** <br> **— 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9729 | Airbnb, Inc., Class A (a) | 1365562 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47470 | Carnival Corp. | 1258430 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12532 | Darden Restaurants, Inc. | 2513418 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5321 | Expedia Group, Inc. | 1321577 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12121 | Hilton Worldwide Holdings, Inc. | 3928052 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45601 | Las Vegas Sands Corp. | 2490271 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15024 | &nbsp;&nbsp;&nbsp; Marriott International, Inc., <br> Class A | 5434031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4465 | Royal Caribbean Cruises Ltd. | 1177688 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7902 | Yum! Brands, Inc. | 1261554 |
|  |  | 20750583 |

---

------

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Household Durables — 2.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44764 | D.R. Horton, Inc. | $6887389 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10591 | Garmin Ltd. | 2659824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70734 | Lennar Corp., Class A | 6387280 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 932 | NVR, Inc. (a) | 5886391 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52228 | PulteGroup, Inc. | 6390618 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33238 | Somnigroup International, Inc. | 2521435 |
|  |  | 30732937 |
|  | **Household Products — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13165 | Church & Dwight Co., Inc. | 1277795 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25469 | Kimberly-Clark Corp. | 2506914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25516 | Procter & Gamble (The) Co. | 3753148 |
|  |  | 7537857 |
|  | **Independent Power and** <br> **Renewable Electricity** <br>**Producers — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7696 | Talen Energy Corp. (a) | 2866144 |
|  | **Industrial REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9294 | Prologis, Inc. | 1319934 |
|  | **Insurance — 5.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22395 | Aflac, Inc. | 2545640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29626 | Allstate (The) Corp. | 6436545 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81627 | &nbsp;&nbsp;&nbsp; American International Group, <br> Inc. | 6105699 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63991 | Arch Capital Group Ltd. (a) | 6044590 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5672 | Arthur J. Gallagher & Co. | 1170701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56518 | Brown & Brown, Inc. | 3399558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15077 | Chubb Ltd. | 4930179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15615 | Cincinnati Financial Corp. | 2554614 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45423 | &nbsp;&nbsp;&nbsp; Hartford Insurance Group (The), <br> Inc. | 6214321 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46036 | Loews Corp. | 5184114 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3209 | Markel Group, Inc. (a) | 5687856 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14166 | Marsh & McLennan Cos., Inc. | 2375780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34743 | MetLife, Inc. | 2782914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27267 | Principal Financial Group, Inc. | 2751513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6197 | Progressive (The) Corp. | 1247332 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50302 | Prudential Financial, Inc. | 4935129 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21058 | Travelers (The) Cos., Inc. | 6425638 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55605 | W.R. Berkley Corp. | 3716082 |
|  |  | 74508205 |
|  | **Interactive Media & Services** <br> **— 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12816 | Alphabet, Inc., Class A | 4931597 |
|  | **IT Services — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24782 | Accenture PLC, Class A | 4428791 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11908 | Cloudflare, Inc., Class A (a) | 2440783 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **IT Services (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100121 | &nbsp;&nbsp;&nbsp; Cognizant Technology Solutions <br> Corp., Class A | $5296401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31716 | CoreWeave, Inc., Class A (a) | 3539505 |
|  |  | 15705480 |
|  | **Life Sciences Tools & Services** <br> **— 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21556 | Agilent Technologies, Inc. | 2490796 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6479 | Danaher Corp. | 1159417 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19933 | Illumina, Inc. (a) | 2526309 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14406 | IQVIA Holdings, Inc. (a) | 2281478 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5117 | Medpace Holdings, Inc. (a) | 2142283 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4999 | Thermo Fisher Scientific, Inc. | 2394321 |
|  |  | 12994604 |
|  | **Machinery — 3.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6937 | Caterpillar, Inc. | 6174693 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9134 | Cummins, Inc. | 6129005 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11788 | Dover Corp. | 2668921 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44447 | Fortive Corp. | 2657486 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4719 | Illinois Tool Works, Inc. | 1217549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12896 | ITT, Inc. | 2764129 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13853 | Nordson Corp. | 3995898 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21272 | PACCAR, Inc. | 2527114 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2745 | Parker-Hannifin Corp. | 2496358 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9049 | RBC Bearings, Inc. (a) | 5421165 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13529 | Snap-on, Inc. | 5187019 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19662 | &nbsp;&nbsp;&nbsp; Westinghouse Air Brake <br> Technologies Corp. | 5306577 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20561 | Xylem, Inc. | 2429488 |
|  |  | 48975402 |
|  | **Media — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28454 | &nbsp;&nbsp;&nbsp; Charter Communications, Inc., <br> Class A (a) | 4699747 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41975 | EchoStar Corp., Class A (a) | 5168801 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42072 | Fox Corp., Class A | 2671151 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 197111 | News Corp., Class A | 5187962 |
|  |  | 17727661 |
|  | **Metals & Mining — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83599 | Freeport-McMoRan, Inc. | 4830350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 263767 | Hecla Mining Co. | 4753081 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56744 | Newmont Corp. | 6303691 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29059 | Nucor Corp. | 6546702 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16168 | Reliance, Inc. | 5860900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14481 | Royal Gold, Inc. | 3379576 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20475 | Steel Dynamics, Inc. | 4681814 |
|  |  | 36356114 |
|  | **Mortgage REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 290425 | &nbsp;&nbsp;&nbsp; Annaly Capital Management, <br> Inc. | 6650732 |
|  | **Multi-Utilities — 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33529 | Ameren Corp. | 3810571 |

---

------

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Multi-Utilities (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85392 | CenterPoint Energy, Inc. | $3727361 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47506 | CMS Energy Corp. | 3645610 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43418 | Consolidated Edison, Inc. | 4840673 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79489 | Dominion Energy, Inc. | 5127041 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25205 | DTE Energy Co. | 3823346 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78986 | NiSource, Inc. | 3813444 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45527 | &nbsp;&nbsp;&nbsp; Public Service Enterprise Group, <br> Inc. | 3717735 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25286 | Sempra | 2405204 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21222 | WEC Energy Group, Inc. | 2502923 |
|  |  | 37413908 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 5.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17317 | Cheniere Energy, Inc. | 4761309 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17813 | Chevron Corp. | 3443431 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46534 | ConocoPhillips | 5853046 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 122069 | Devon Energy Corp. | 6270685 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24844 | Diamondback Energy, Inc. | 5108672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42489 | EOG Resources, Inc. | 5972679 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96519 | EQT Corp. | 5798861 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55953 | Expand Energy Corp. | 5715599 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28964 | Exxon Mobil Corp. | 4470014 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109917 | Kinder Morgan, Inc. | 3612972 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15093 | Marathon Petroleum Corp. | 3747441 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75600 | Occidental Petroleum Corp. | 4579848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54365 | ONEOK, Inc. | 5026588 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33717 | Phillips 66 | 6040401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4900 | Targa Resources Corp. | 1274392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7766 | Texas Pacific Land Corp. | 3445541 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9944 | Valero Energy Corp. | 2511655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50638 | Williams (The) Cos., Inc. | 3864186 |
|  |  | 81497320 |
|  | **Passenger Airlines — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92396 | Delta Air Lines, Inc. | 6282004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98097 | Southwest Airlines Co. | 3719838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66715 | &nbsp;&nbsp;&nbsp; United Airlines Holdings, <br> Inc. (a) | 6004350 |
|  |  | 16006192 |
|  | **Personal Care Products —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17116 | &nbsp;&nbsp;&nbsp; Estee Lauder (The) Cos., Inc., <br> Class A | 1312968 |
|  | **Pharmaceuticals — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60766 | Bristol-Myers Squibb Co. | 3681812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1335 | Eli Lilly & Co. | 1247691 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15077 | Johnson & Johnson | 3465448 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30638 | Merck & Co., Inc. | 3345057 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 174999 | Pfizer, Inc. | 4672473 |
|  |  | 16412481 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Professional Services — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7900 | Leidos Holdings, Inc. | $1178838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72724 | &nbsp;&nbsp;&nbsp; SS&C Technologies Holdings, <br> Inc. | 5039773 |
|  |  | 6218611 |
|  | **Real Estate Management &** <br> **Development — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9069 | CBRE Group, Inc., Class A (a) | 1294418 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12111 | Jones Lang LaSalle, Inc. (a) | 3852873 |
|  |  | 5147291 |
|  | **Residential REITs — 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30082 | AvalonBay Communities, Inc. | 5505006 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103846 | Equity Residential | 6789452 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 197747 | Invitation Homes, Inc. | 5689181 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20120 | &nbsp;&nbsp;&nbsp; Mid-America Apartment <br> Communities, Inc. | 2599102 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48766 | Sun Communities, Inc. | 6234245 |
|  |  | 26816986 |
|  | **Retail REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20079 | Realty Income Corp. | 1289875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6585 | Simon Property Group, Inc. | 1341430 |
|  |  | 2631305 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 6.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24156 | &nbsp;&nbsp;&nbsp; Advanced Micro Devices, <br> Inc. (a) | 8563060 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15446 | Analog Devices, Inc. | 6213308 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14377 | Applied Materials, Inc. | 5671583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3970 | Broadcom, Inc. | 1657197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13087 | &nbsp;&nbsp;&nbsp; Credo Technology Group <br> Holding Ltd. (a) | 2277269 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12455 | First Solar, Inc. (a) | 2514540 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27839 | Intel Corp. (a) | 2630229 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2503 | KLA Corp. | 4381126 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17250 | Lam Research Corp. | 4448085 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27660 | &nbsp;&nbsp;&nbsp; MACOM Technology Solutions <br> Holdings, Inc. (a) | 7789333 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49612 | Marvell Technology, Inc. | 8193422 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18181 | Micron Technology, Inc. | 9402486 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26729 | MKS, Inc. | 7584354 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4494 | Monolithic Power Systems, Inc. | 7255158 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14089 | NVIDIA Corp. | 2811742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12482 | NXP Semiconductors N.V. | 3664590 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10648 | Qnity Electronics, Inc. | 1497748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20720 | Teradyne, Inc. | 7116698 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6328 | Texas Instruments, Inc. | 1778674 |
|  |  | 95450602 |
|  | **Software — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10407 | Datadog, Inc., Class A (a) | 1375701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15032 | Fortinet, Inc. (a) | 1267348 |

---

------

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Software (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8398 | &nbsp;&nbsp;&nbsp; Palantir Technologies, Inc., <br> Class A (a) | $1168246 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10416 | Roper Technologies, Inc. | 3695701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18833 | Trimble, Inc. (a) | 1267838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15281 | Zoom Communications, Inc. (a) | 1484549 |
|  |  | 10259383 |
|  | **Specialized REITs — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13634 | Digital Realty Trust, Inc. | 2739616 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2507 | Equinix, Inc. | 2714655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28105 | Extra Space Storage, Inc. | 4028289 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4534 | Public Storage | 1371308 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 224835 | VICI Properties, Inc. | 6565182 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50286 | Weyerhaeuser Co. | 1233013 |
|  |  | 18652063 |
|  | **Specialty Retail — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18878 | Burlington Stores, Inc. (a) | 6041149 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7816 | Carvana Co. (a) | 3093573 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3736 | Home Depot (The), Inc. | 1228397 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5199 | Lowe's Cos., Inc. | 1241469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13308 | O'Reilly Automotive, Inc. (a) | 1322815 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28354 | Ross Stores, Inc. | 6458757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23077 | TJX (The) Cos., Inc. | 3617320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54238 | Tractor Supply Co. | 1903754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7051 | Ulta Beauty, Inc. (a) | 3789771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20213 | Williams-Sonoma, Inc. | 3662798 |
|  |  | 32359803 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4840 | Apple, Inc. | 1313334 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37425 | Dell Technologies, Inc., Class C | 7819954 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20808 | Everpure, Inc., Class A (a) | 1486731 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154788 | Hewlett Packard Enterprise Co. | 4453251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 127901 | HP, Inc. | 2668015 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23996 | NetApp, Inc. | 2658037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9668 | Sandisk Corp. (a) | 10601059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15680 | &nbsp;&nbsp;&nbsp; Seagate Technology <br> Holdings PLC | 10562675 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 269763 | Super Micro Computer, Inc. (a) | 7391506 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22709 | Western Digital Corp. | 9867515 |
|  |  | 58822077 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61369 | Deckers Outdoor Corp. (a) | 6271912 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43529 | Tapestry, Inc. | 6313446 |
|  |  | 12585358 |
|  | **Tobacco — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37233 | Altria Group, Inc. | 2704978 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7430 | Philip Morris International, Inc. | 1226470 |
|  |  | 3931448 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Trading Companies &** <br> **Distributors — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52952 | Fastenal Co. | $2379133 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5267 | Ferguson Enterprises, Inc. | 1410029 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 253037 | QXO, Inc. (a) (b) | 5078453 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1686 | United Rentals, Inc. | 1618290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1126 | W.W. Grainger, Inc. | 1307680 |
|  |  | 11793585 |
|  | **Water Utilities — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18054 | American Water Works Co., Inc. | 2318495 |
|  | **Wireless Telecommunication** <br> **Services — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17548 | T-Mobile US, Inc. | 3430634 |
|  | **Total Common Stocks** | 1494667305 |
|  | (Cost $1,237,290,450) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1218081 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 1218081 |
|  | (Cost $1,218,081) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.3%** | **REPURCHASE AGREEMENTS — 0.3%** | **REPURCHASE AGREEMENTS — 0.3%** |
| $4896333 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $4,896,828. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $4,994,261. (d) | 4896333 |
|  | (Cost $4,896,333) |  |
|  | **Total Investments — 100.3%** | 1500781719 |
|  | (Cost $1,243,404,864) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.3)%** | (4933488)<br>|
|  | **Net Assets — 100.0%** | $1495848231 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $4,882,016 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $4,896,333.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust Large Cap Core AlphaDEX**<sup>®</sup> **Fund (FEX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1494667305 | &nbsp;&nbsp; $1494667305 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 1218081 | &nbsp;&nbsp; 1218081 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 4896333 | &nbsp;&nbsp; — | &nbsp;&nbsp; 4896333 | &nbsp;&nbsp; — |
| Total Investments | $1500781719 | &nbsp;&nbsp; $1495885386 | &nbsp;&nbsp; $4896333 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Aerospace & Defense — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16583 | AAR Corp. (a) | $1830266 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4959 | AeroVironment, Inc. (a) | 967104 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33646 | Hexcel Corp. | 3158350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45463 | Karman Holdings, Inc. (a) | 3090575 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12450 | Mercury Systems, Inc. (a) | 982429 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15545 | Moog, Inc., Class A | 4683864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70280 | StandardAero, Inc. (a) | 1747161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9844 | VSE Corp. | 1690018 |
|  |  | 18149767 |
|  | **Air Freight & Logistics —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17505 | GXO Logistics, Inc. (a) | 1000061 |
|  | **Automobile Components —** <br> **1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33455 | BorgWarner, Inc. | 1905931 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 208196 | Gentex Corp. | 4811410 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37572 | Lear Corp. | 4776528 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16343 | Patrick Industries, Inc. | 1519899 |
|  |  | 13013768 |
|  | **Automobiles — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56943 | Thor Industries, Inc. | 4500775 |
|  | **Banks — 6.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34915 | Ameris Bancorp | 2976504 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140730 | Associated Banc-Corp. | 3962957 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50794 | Atlantic Union Bankshares Corp. | 1912394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32002 | Axos Financial, Inc. (a) | 3086273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99130 | Bank OZK | 4774101 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14176 | BOK Financial Corp. | 1896607 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99270 | Columbia Banking System, Inc. | 2938392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36896 | Commerce Bancshares, Inc. | 1919699 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13242 | Cullen/Frost Bankers, Inc. | 1919163 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46405 | Eastern Bankshares, Inc. | 938773 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30821 | First Financial Bankshares, Inc. | 994594 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119639 | First Horizon Corp. | 2986189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68920 | Flagstar Bank N.A. | 962812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 217661 | FNB Corp. | 3885249 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20320 | Glacier Bancorp, Inc. | 996696 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42821 | Hancock Whitney Corp. | 2890846 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101114 | Home BancShares, Inc. | 2716933 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54084 | International Bancshares Corp. | 3879986 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123213 | Old National Bancorp | 2953416 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10537 | Pinnacle Financial Partners, Inc. | 1042531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20296 | Popular, Inc. | 3051098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40533 | Prosperity Bancshares, Inc. | 2823123 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12463 | ServisFirst Bancshares, Inc. | 992304 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39335 | SouthState Bank Corp. | 3841849 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28698 | &nbsp;&nbsp;&nbsp; Texas Capital Bancshares, <br> Inc. (a) | 2889889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24142 | UMB Financial Corp. | 3045996 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65740 | United Bankshares, Inc. | $2880069 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86471 | United Community Banks, Inc. | 2882078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 221743 | Valley National Bancorp | 3009053 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51367 | Western Alliance Bancorp | 4188465 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19598 | Wintrust Financial Corp. | 2950871 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47258 | Zions Bancorp N.A. | 2997102 |
|  |  | 85186012 |
|  | **Beverages — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 102987 | Brown-Forman Corp., Class B | 2653975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23726 | Coca-Cola Consolidated, Inc. | 4865491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96406 | Primo Brands Corp. | 1964754 |
|  |  | 9484220 |
|  | **Biotechnology — 4.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81552 | &nbsp;&nbsp;&nbsp; ACADIA Pharmaceuticals, <br> Inc. (a) | 1830842 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51338 | Alkermes PLC (a) | 1730604 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58042 | &nbsp;&nbsp;&nbsp; Arrowhead Pharmaceuticals, <br> Inc. (a) | 4264926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16069 | &nbsp;&nbsp;&nbsp; BioMarin Pharmaceutical, <br> Inc. (a) | 866280 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49007 | Bridgebio Pharma, Inc. (a) | 3484888 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67215 | CG Oncology, Inc. (a) | 4485929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55086 | Cytokinetics, Inc. (a) | 3523852 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42324 | Exelixis, Inc. (a) | 1881725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14043 | Halozyme Therapeutics, Inc. (a) | 893977 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 593103 | ImmunityBio, Inc. (a) (b) | 4211031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36263 | Ionis Pharmaceuticals, Inc. (a) | 2711022 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14087 | Krystal Biotech, Inc. (a) | 3694457 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21796 | Kymera Therapeutics, Inc. (a) | 1767002 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5201 | &nbsp;&nbsp;&nbsp; Madrigal Pharmaceuticals, <br> Inc. (a) | 2690945 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49242 | Mirum Pharmaceuticals, Inc. (a) | 4791739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13779 | Neurocrine Biosciences, Inc. (a) | 1814281 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5633 | &nbsp;&nbsp;&nbsp; Praxis Precision Medicines, <br> Inc. (a) | 1795969 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17224 | Protagonist Therapeutics, Inc. (a) | 1704659 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39967 | PTC Therapeutics, Inc. (a) | 2600253 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10436 | Rhythm Pharmaceuticals, Inc. (a) | 849073 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98303 | Roivant Sciences Ltd. (a) | 2804585 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54646 | TG Therapeutics, Inc. (a) | 1845942 |
|  |  | 56243981 |
|  | **Broadline Retail — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4760 | Dillard's, Inc., Class A | 2709487 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18162 | Etsy, Inc. (a) | 1168543 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 251471 | Macy's, Inc. | 4916258 |
|  |  | 8794288 |
|  | **Building Products — 2.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13766 | A.O. Smith Corp. | 851289 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21937 | AAON, Inc. | 2046941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6618 | &nbsp;&nbsp;&nbsp; Advanced Drainage Systems, <br> Inc. | 987736 |

---

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Building Products (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6248 | Allegion PLC | $858975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5509 | Armstrong World Industries, Inc. | 938679 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33074 | Builders FirstSource, Inc. (a) | 2615823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5441 | Carlisle Cos., Inc. | 1932970 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3483 | CSW Industrials, Inc. | 1014250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93386 | Fortune Brands Innovations, Inc. | 3785868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15034 | Masco Corp. | 1079742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20991 | Modine Manufacturing Co. (a) | 5344938 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80778 | Resideo Technologies, Inc. (a) | 3341786 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10577 | Simpson Manufacturing Co., Inc. | 2017351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74766 | Trex Co., Inc. (a) | 2930827 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39506 | UFP Industries, Inc. | 3535392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40485 | &nbsp;&nbsp;&nbsp; Zurn Elkay Water Solutions <br> Corp. | 2103601 |
|  |  | 35386168 |
|  | **Capital Markets — 3.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13151 | Affiliated Managers Group, Inc. | 3875205 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 367159 | &nbsp;&nbsp;&nbsp; Blue Owl Technology Finance <br> Corp. | 4178269 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6082 | Evercore, Inc., Class A | 1954086 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16771 | FactSet Research Systems, Inc. | 3816744 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64173 | Federated Hermes, Inc. | 3727810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 115282 | Franklin Resources, Inc. | 3455001 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112104 | Invesco Ltd. | 2938246 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88182 | Jefferies Financial Group, Inc. | 4252136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21366 | Lazard, Inc. | 1036251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15924 | Moelis & Co., Class A | 1036971 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6497 | PJT Partners, Inc., Class A | 992352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11567 | SEI Investments Co. | 1048896 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12279 | Stifel Financial Corp. | 967708 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11256 | StoneX Group, Inc. (a) | 1193474 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15428 | Tradeweb Markets, Inc., Class A | 1747221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69473 | &nbsp;&nbsp;&nbsp; Victory Capital Holdings, Inc., <br> Class A | 5454325 |
|  |  | 41674695 |
|  | **Chemicals — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10711 | Balchem Corp. | 1731112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27963 | CF Industries Holdings, Inc. | 3473005 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47572 | Eastman Chemical Co. | 3477037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 178395 | Mosaic (The) Co. | 4151252 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5666 | NewMarket Corp. | 3828063 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18262 | RPM International, Inc. | 1860715 |
|  |  | 18521184 |
|  | **Commercial Services &** <br> **Supplies — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17517 | Brink's (The) Co. | 1869940 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5536 | MSA Safety, Inc. | 921135 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30135 | Tetra Tech, Inc. | 973963 |
|  |  | 3765038 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Communications Equipment** <br> **— 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 301216 | Ondas, Inc. (a) (b) | $3024208 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99325 | Viasat, Inc. (a) | 6546511 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 136692 | Viavi Solutions, Inc. (a) | 7162661 |
|  |  | 16733380 |
|  | **Construction & Engineering** <br> **— 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25656 | Arcosa, Inc. | 3244714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6682 | Argan, Inc. | 4476806 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32752 | &nbsp;&nbsp;&nbsp; Construction Partners, Inc., <br> Class A (a) | 4050112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13426 | Dycom Industries, Inc. (a) | 5559707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38532 | &nbsp;&nbsp;&nbsp; Everus Construction Group, <br> Inc. (a) | 5680773 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30357 | Granite Construction, Inc. | 4161034 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9548 | IES Holdings, Inc. (a) | 6149676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31804 | Primoris Services Corp. | 5761295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11169 | Sterling Infrastructure, Inc. (a) | 5758960 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58934 | Tutor Perini Corp. | 5476147 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6814 | Valmont Industries, Inc. | 3461784 |
|  |  | 53781008 |
|  | **Construction Materials —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19210 | Eagle Materials, Inc. | 4036213 |
|  | **Consumer Finance — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92767 | Ally Financial, Inc. | 4117927 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6430 | Credit Acceptance Corp. (a) | 3246571 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26794 | Enova International, Inc. (a) | 4539172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24198 | FirstCash Holdings, Inc. | 5280488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68036 | OneMain Holdings, Inc. | 3998476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 169980 | SLM Corp. | 3923138 |
|  |  | 25105772 |
|  | **Consumer Staples Distribution** <br> **& Retail — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 159799 | Albertsons Cos., Inc., Class A | 2692613 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9222 | &nbsp;&nbsp;&nbsp; BJ's Wholesale Club Holdings, <br> Inc. (a) | 865854 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24230 | Maplebear, Inc. (a) | 1026140 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10595 | Performance Food Group Co. (a) | 959483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6030 | PriceSmart, Inc. | 946228 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47184 | Sprouts Farmers Market, Inc. (a) | 3862010 |
|  |  | 10352328 |
|  | **Containers & Packaging —** <br> **1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21609 | AptarGroup, Inc. | 2672601 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10513 | Avery Dennison Corp. | 1723396 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18108 | Crown Holdings, Inc. | 1780198 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 457657 | Graphic Packaging Holding Co. | 4361471 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93797 | Silgan Holdings, Inc. | 3803468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84102 | Sonoco Products Co. | 4201736 |
|  |  | 18542870 |

---

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Distributors — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154890 | LKQ Corp. | $4891426 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4485 | Pool Corp. | 956740 |
|  |  | 5848166 |
|  | **Diversified Consumer Services** <br> **— 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 692405 | ADT, Inc. | 5213810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34343 | Frontdoor, Inc. (a) | 2356960 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5339 | &nbsp;&nbsp;&nbsp; Grand Canyon Education, <br> Inc. (a) | 902665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 104457 | Laureate Education, Inc. (a) | 3143633 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22002 | Service Corp. International | 1782822 |
|  |  | 13399890 |
|  | **Diversified REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29898 | &nbsp;&nbsp;&nbsp; Essential Properties Realty Trust, <br> Inc. | 939694 |
|  | **Diversified Telecommunication** <br> **Services — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54791 | Globalstar, Inc. (a) | 4509299 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 391798 | Lumen Technologies, Inc. (a) | 3463495 |
|  |  | 7972794 |
|  | **Electric Utilities — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12697 | IDACORP, Inc. | 1875855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56777 | OGE Energy Corp. | 2770718 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27028 | Pinnacle West Capital Corp. | 2803344 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68965 | Portland General Electric Co. | 3581352 |
|  |  | 11031269 |
|  | **Electrical Equipment — 1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3239 | Acuity, Inc. | 938565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26186 | EnerSys | 5584426 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20178 | Powell Industries, Inc. | 5594754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4847 | Regal Rexnord Corp. | 1042251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 200811 | Sunrun, Inc. (a) | 2556324 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28255 | Vicor Corp. (a) | 7608224 |
|  |  | 23324544 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 3.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14096 | &nbsp;&nbsp;&nbsp; Advanced Energy Industries, <br> Inc. | 5411595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18988 | Arrow Electronics, Inc. (a) | 3566516 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44189 | Avnet, Inc. | 3646034 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15809 | Belden, Inc. | 1778196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74286 | Cognex Corp. | 4123616 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40603 | Itron, Inc. (a) | 3402532 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10255 | OSI Systems, Inc. (a) | 2942365 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4480 | Plexus Corp. (a) | 1122598 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35091 | Sanmina Corp. (a) | 7643522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16140 | TD SYNNEX Corp. | 3682825 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46695 | TTM Technologies, Inc. (a) | 7388083 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76770 | Vontier Corp. | $2754508 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8682 | &nbsp;&nbsp;&nbsp; Zebra Technologies Corp., <br> Class A (a) | 1964389 |
|  |  | 49426779 |
|  | **Energy Equipment & Services** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130721 | Archrock, Inc. | 5065439 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96509 | NOV, Inc. | 1974574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28791 | Weatherford International PLC | 3177087 |
|  |  | 10217100 |
|  | **Entertainment — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14155 | &nbsp;&nbsp;&nbsp; Madison Square Garden Sports <br> Corp. (a) | 4847521 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19185 | Roku, Inc. (a) | 2236204 |
|  |  | 7083725 |
|  | **Financial Services — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 111471 | Enact Holdings, Inc. | 4763156 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77841 | Essent Group Ltd. | 4710937 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49396 | &nbsp;&nbsp;&nbsp; HA Sustainable Infrastructure <br> Capital, Inc. | 2072162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8587 | Jackson Financial, Inc., Class A | 994117 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 173299 | MGIC Investment Corp. | 4588958 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137518 | Radian Group, Inc. | 4927270 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39858 | Voya Financial, Inc. | 3266762 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11862 | WEX, Inc. (a) | 1783214 |
|  |  | 27106576 |
|  | **Food Products — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 163029 | Campbell's (The) Co. (b) | 3389373 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57740 | Conagra Brands, Inc. | 828569 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14674 | Darling Ingredients, Inc. (a) | 942511 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80147 | Hormel Foods Corp. | 1720756 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40378 | Ingredion, Inc. | 4511838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64436 | Lamb Weston Holdings, Inc. | 2806188 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26309 | Marzetti (The) Company | 3427536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36813 | Post Holdings, Inc. (a) | 3856162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 804 | Seaboard Corp. | 4571487 |
|  |  | 26054420 |
|  | **Gas Utilities — 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 131418 | MDU Resources Group, Inc. | 2960847 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38732 | National Fuel Gas Co. | 3268206 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49581 | New Jersey Resources Corp. | 2791906 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42253 | ONE Gas, Inc. | 3769813 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41878 | Southwest Gas Holdings, Inc. | 3938626 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30076 | Spire, Inc. | 2742330 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 124907 | UGI Corp. | 4507894 |
|  |  | 23979622 |

---

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Ground Transportation —** <br> **1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31527 | &nbsp;&nbsp;&nbsp; Knight-Swift Transportation <br> Holdings, Inc. | $2046102 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 342037 | Lyft, Inc., Class A (a) | 4839824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17779 | Ryder System, Inc. | 4511777 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2583 | Saia, Inc. (a) | 1159302 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81470 | U-Haul Holding Co. | 3885304 |
|  |  | 16442309 |
|  | **Health Care Equipment &** <br> **Supplies — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5296 | Align Technology, Inc. (a) | 932149 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25293 | Glaukos Corp. (a) | 3633845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42239 | &nbsp;&nbsp;&nbsp; Globus Medical, Inc., <br> Class A (a) | 3809113 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23934 | Lantheus Holdings, Inc. (a) | 2025295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69665 | Solventum Corp. (a) | 4692635 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18261 | TransMedics Group, Inc. (a) | 1840526 |
|  |  | 16933563 |
|  | **Health Care Providers &** <br> **Services — 2.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154540 | Alignment Healthcare, Inc. (a) | 3483332 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106761 | &nbsp;&nbsp;&nbsp; BrightSpring Health Services, <br> Inc. (a) | 5121325 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4806 | Chemed Corp. | 2042454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5907 | DaVita, Inc. (a) | 916412 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9384 | Encompass Health Corp. | 938400 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22577 | Ensign Group (The), Inc. | 4214900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29480 | Guardant Health, Inc. (a) | 2567118 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24631 | Henry Schein, Inc. (a) | 1837226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20427 | Molina Healthcare, Inc. (a) | 3975503 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67434 | Option Care Health, Inc. (a) | 1370933 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 141629 | PACS Group, Inc. (a) | 4751653 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25418 | &nbsp;&nbsp;&nbsp; Universal Health Services, Inc., <br> Class B | 4277087 |
|  |  | 35496343 |
|  | **Health Care REITs — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38492 | American Healthcare REIT, Inc. | 1954624 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74298 | CareTrust REIT, Inc. | 2931056 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53423 | Healthcare Realty Trust, Inc. | 999010 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110487 | Healthpeak Properties, Inc. | 1786575 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20714 | Omega Healthcare Investors, Inc. | 972936 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47201 | Sabra Health Care REIT, Inc. | 975173 |
|  |  | 9619374 |
|  | **Hotel & Resort REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 189941 | Host Hotels & Resorts, Inc. | 4013454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9837 | &nbsp;&nbsp;&nbsp; Ryman Hospitality Properties, <br> Inc. | 1033770 |
|  |  | 5047224 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Hotels, Restaurants & Leisure** <br> **— 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22390 | Aramark | $1022999 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55354 | Boyd Gaming Corp. | 4813030 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19072 | Brinker International, Inc. (a) | 2903521 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103028 | Caesars Entertainment, Inc. (a) | 2864179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33658 | Cava Group, Inc. (a) | 3143994 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17539 | &nbsp;&nbsp;&nbsp; Choice Hotels International, <br> Inc. (b) | 1737764 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10105 | Churchill Downs, Inc. | 1020504 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12625 | Hyatt Hotels Corp., Class A (b) | 2115571 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67384 | &nbsp;&nbsp;&nbsp; Life Time Group Holdings, <br> Inc. (a) | 1806565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24526 | MGM Resorts International (a) | 955043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10992 | Texas Roadhouse, Inc. | 1769602 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52599 | Travel + Leisure Co. | 3401052 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7074 | Vail Resorts, Inc. | 899671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8939 | Wynn Resorts Ltd. | 957456 |
|  |  | 29410951 |
|  | **Household Durables — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36615 | Champion Homes, Inc. (a) | 2791161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10269 | Installed Building Products, Inc. | 2963120 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73562 | Meritage Homes Corp. | 4953665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46203 | Mohawk Industries, Inc. (a) | 4877189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78110 | Taylor Morrison Home Corp. (a) | 4744401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33334 | Toll Brothers, Inc. | 4738095 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2583 | TopBuild Corp. (a) | 1143494 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67495 | Whirlpool Corp. (b) | 3783770 |
|  |  | 29994895 |
|  | **Household Products — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 171826 | &nbsp;&nbsp;&nbsp; Reynolds Consumer Products, <br> Inc. | 3603191 |
|  | **Independent Power and** <br> **Renewable Electricity** <br>**Producers — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23101 | Clearway Energy, Inc., Class C | 932356 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24330 | Ormat Technologies, Inc. | 2795517 |
|  |  | 3727873 |
|  | **Industrial REITs — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4905 | EastGroup Properties, Inc. | 986886 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31379 | First Industrial Realty Trust, Inc. | 1945812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83119 | Lineage, Inc. | 3065429 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83196 | Rexford Industrial Realty, Inc. | 2985904 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25171 | STAG Industrial, Inc. | 971097 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29557 | Terreno Realty Corp. | 1927116 |
|  |  | 11882244 |
|  | **Insurance — 5.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14214 | American Financial Group, Inc. | 1894300 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12502 | Assurant, Inc. | 2953848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44859 | Axis Capital Holdings Ltd. | 4504292 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13918 | Everest Group Ltd. | 4965386 |

---

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Insurance (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39140 | Fidelity National Financial, Inc. | $2047022 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75453 | First American Financial Corp. | 5291519 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26149 | Globe Life, Inc. | 4034791 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20993 | &nbsp;&nbsp;&nbsp; Hanover Insurance Group (The), <br> Inc. | 3940176 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43442 | Lemonade, Inc. (a) | 2460555 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 102515 | Lincoln National Corp. | 3876092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41285 | Mercury General Corp. | 4017443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91210 | Old Republic International Corp. | 3643840 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10872 | Primerica, Inc. | 3057967 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13337 | &nbsp;&nbsp;&nbsp; Reinsurance Group of America, <br> Inc. | 2820242 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15306 | RenaissanceRe Holdings Ltd. | 4698483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47739 | RLI Corp. | 2471448 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48272 | Selective Insurance Group, Inc. | 4052434 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24856 | Unum Group | 1997925 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2071 | &nbsp;&nbsp;&nbsp; White Mountains Insurance <br> Group Ltd. | 4622451 |
|  |  | 67350214 |
|  | **Interactive Media & Services** <br> **— 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29557 | Match Group, Inc. | 1106023 |
|  | **IT Services — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7903 | Akamai Technologies, Inc. (a) | 813851 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38233 | Applied Digital Corp. (a) | 1309480 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53032 | DigitalOcean Holdings, Inc. (a) | 5113876 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26815 | EPAM Systems, Inc. (a) | 3051011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5732 | Gartner, Inc. (a) | 851144 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 276727 | Kyndryl Holdings, Inc. (a) | 3824367 |
|  |  | 14963729 |
|  | **Leisure Products — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38931 | Acushnet Holdings Corp. | 3769299 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38883 | Hasbro, Inc. | 3726547 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 313083 | Mattel, Inc. (a) | 4721292 |
|  |  | 12217138 |
|  | **Life Sciences Tools & Services** <br> **— 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16320 | &nbsp;&nbsp;&nbsp; Bio-Rad Laboratories, Inc., <br> Class A (a) | 4571559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5261 | &nbsp;&nbsp;&nbsp; Charles River Laboratories <br> International, Inc. (a) | 878429 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20721 | Revvity, Inc. | 1794853 |
|  |  | 7244841 |
|  | **Machinery — 4.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39259 | AGCO Corp. | 4751124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15508 | &nbsp;&nbsp;&nbsp; Allison Transmission Holdings, <br> Inc. | 2083500 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64105 | &nbsp;&nbsp;&nbsp; Atmus Filtration Technologies, <br> Inc. | 4064257 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21389 | Donaldson Co., Inc. | 1885868 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Machinery (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18781 | Esab Corp. | $1845609 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16167 | ESCO Technologies, Inc. | 5237300 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25179 | Federal Signal Corp. | 3100290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49508 | Flowserve Corp. | 3645769 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19696 | Franklin Electric Co., Inc. | 1973342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4789 | IDEX Corp. | 1043284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14197 | JBT Marel Corp. | 1676666 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10933 | Lincoln Electric Holdings, Inc. | 2897245 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24576 | Mueller Industries, Inc. | 3328328 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66037 | &nbsp;&nbsp;&nbsp; Mueller Water Products, Inc., <br> Class A | 1841772 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24722 | Oshkosh Corp. | 3864049 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9079 | SPX Technologies, Inc. (a) | 1987484 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38320 | Stanley Black & Decker, Inc. | 2995091 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17062 | Symbotic, Inc. (a) | 1008364 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18051 | Timken (The) Co. | 2001675 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9714 | Toro (The) Co. | 924481 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9380 | &nbsp;&nbsp;&nbsp; Watts Water Technologies, Inc., <br> Class A | 2815501 |
|  |  | 54970999 |
|  | **Marine Transportation —** <br> **0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20493 | Kirby Corp. (a) | 3085016 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27750 | Matson, Inc. | 4840433 |
|  |  | 7925449 |
|  | **Media — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43464 | &nbsp;&nbsp;&nbsp; New York Times (The) Co., <br> Class A | 3434960 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10039 | Nexstar Media Group, Inc. | 2089517 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100628 | &nbsp;&nbsp;&nbsp; Paramount Skydance Corp., <br> Class B (b) | 1030431 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 197102 | Sirius XM Holdings, Inc. | 5309928 |
|  |  | 11864836 |
|  | **Metals & Mining — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54867 | Alcoa Corp. | 3499966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77511 | Century Aluminum Co. (a) | 4607254 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 145072 | Coeur Mining, Inc. (a) | 2606944 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74053 | Commercial Metals Co. | 5106695 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18808 | MP Materials Corp. (a) | 1242080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9744 | Warrior Met Coal, Inc. | 875498 |
|  |  | 17938437 |
|  | **Mortgage REITs — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 479862 | Rithm Capital Corp. | 4693051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105420 | Starwood Property Trust, Inc. | 1935511 |
|  |  | 6628562 |
|  | **Multi-Utilities — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52432 | Black Hills Corp. | 3947605 |
|  | **Office REITs — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52465 | BXP, Inc. | 3067104 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 160863 | Cousins Properties, Inc. | 4119702 |

---

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Office REITs (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 161258 | Kilroy Realty Corp. | $5363441 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 175034 | Vornado Realty Trust | 5231766 |
|  |  | 17782013 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 5.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119430 | Antero Midstream Corp. | 2610740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85548 | Antero Resources Corp. (a) | 3358615 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107188 | APA Corp. | 4365767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65719 | California Resources Corp. | 4485979 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25536 | Chord Energy Corp. | 3718042 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 118006 | CNX Resources Corp. (a) | 4591613 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 215802 | Comstock Resources, Inc. (a) | 3759271 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17333 | Core Natural Resources, Inc. | 1555463 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27025 | DT Midstream, Inc. | 3999430 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72915 | HF Sinclair Corp. | 4900617 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 144094 | &nbsp;&nbsp;&nbsp; Magnolia Oil & Gas Corp., <br> Class A | 4357403 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72002 | Matador Resources Co. | 4567807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88015 | Murphy Oil Corp. | 3675506 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76636 | Ovintiv, Inc. | 4716946 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55094 | Peabody Energy Corp. | 1468806 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 213372 | &nbsp;&nbsp;&nbsp; Permian Resources Corp., <br> Class A | 4613103 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80360 | Range Resources Corp. | 3495660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 145899 | SM Energy Co. | 4527246 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57593 | Venture Global, Inc., Class A | 764259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19317 | Viper Energy, Inc., Class A | 953873 |
|  |  | 70486146 |
|  | **Paper & Forest Products —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24953 | Louisiana-Pacific Corp. | 1801357 |
|  | **Passenger Airlines — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98946 | Alaska Air Group, Inc. (a) | 3869778 |
|  | **Pharmaceuticals — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 292782 | Amneal Pharmaceuticals, Inc. (a) | 3768104 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16111 | Axsome Therapeutics, Inc. (a) | 3347060 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24991 | &nbsp;&nbsp;&nbsp; Crinetics Pharmaceuticals, <br> Inc. (a) | 969151 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 151720 | Elanco Animal Health, Inc. (a) | 3393977 |
|  |  | 11478292 |
|  | **Professional Services — 3.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 174428 | Amentum Holdings, Inc. (a) | 4575246 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23264 | &nbsp;&nbsp;&nbsp; Booz Allen Hamilton Holding <br> Corp. | 1809241 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5007 | &nbsp;&nbsp;&nbsp; CACI International, Inc., <br> Class A (a) | 2601337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10269 | FTI Consulting, Inc. (a) | 1841232 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97468 | Genpact Ltd. | 3387013 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98732 | KBR, Inc. | 3701463 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Professional Services** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70969 | Maximus, Inc. | $4656986 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33513 | Parsons Corp. (a) | 1689390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29874 | Paycom Software, Inc. | 3786828 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162759 | Planet Labs PBC (a) | 6017200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38341 | &nbsp;&nbsp;&nbsp; Science Applications <br> International Corp. | 3710259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31769 | UL Solutions, Inc., Class A | 2874777 |
|  |  | 40650972 |
|  | **Real Estate Management &** <br> **Development — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 124169 | Compass, Inc., Class A (a) | 939959 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57530 | &nbsp;&nbsp;&nbsp; Howard Hughes Holdings, <br> Inc. (a) | 3582393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 193945 | Opendoor Technologies, Inc. (a) | 1043424 |
|  |  | 5565776 |
|  | **Residential REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97528 | &nbsp;&nbsp;&nbsp; American Homes 4 Rent, <br> Class A | 3105291 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18589 | Camden Property Trust | 1952217 |
|  |  | 5057508 |
|  | **Retail REITs — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12042 | Agree Realty Corp. | 928558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63031 | Brixmor Property Group, Inc. | 1896603 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8547 | Federal Realty Investment Trust | 947862 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40394 | Kimco Realty Corp. | 954914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73943 | Kite Realty Group Trust | 1934349 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48025 | Macerich (The) Co. | 1043583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64786 | NNN REIT, Inc. | 2836979 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48513 | Phillips Edison & Co., Inc. | 1948525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11995 | Regency Centers Corp. | 933811 |
|  |  | 13425184 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86363 | Allegro MicroSystems, Inc. (a) | 4188605 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60471 | Amkor Technology, Inc. | 4217852 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25164 | Cirrus Logic, Inc. (a) | 4103745 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24006 | Enphase Energy, Inc. (a) | 791238 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37521 | FormFactor, Inc. (a) | 5100230 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13278 | Onto Innovation, Inc. (a) | 3917807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21102 | Rambus, Inc. (a) | 2429051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35413 | Semtech Corp. (a) | 3720136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7885 | SiTime Corp. (a) | 4432553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84949 | Skyworks Solutions, Inc. | 5960871 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39705 | Universal Display Corp. | 3457908 |
|  |  | 42319996 |
|  | **Software — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 141052 | Cipher Digital, Inc. (a) | 2502262 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39950 | Dropbox, Inc., Class A (a) | 970386 |

---

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Software (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48203 | Gen Digital, Inc. | $929836 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21327 | Pegasystems, Inc. | 779502 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 146871 | Riot Platforms, Inc. (a) | 2532056 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 252204 | Terawulf, Inc. (a) | 5480393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57014 | &nbsp;&nbsp;&nbsp; Zeta Global Holdings Corp., <br> Class A (a) | 1050198 |
|  |  | 14244633 |
|  | **Specialized REITs — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49531 | CubeSmart | 2005015 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91054 | EPR Properties | 5081724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7165 | Lamar Advertising Co., Class A | 987624 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162467 | Millrose Properties, Inc. | 4982863 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 176493 | Rayonier, Inc. | 3743416 |
|  |  | 16800642 |
|  | **Specialty Retail — 4.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29801 | &nbsp;&nbsp;&nbsp; Abercrombie & Fitch Co., <br> Class A (a) | 2543515 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23280 | &nbsp;&nbsp;&nbsp; Asbury Automotive Group, <br> Inc. (a) | 4741903 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18637 | AutoNation, Inc. (a) | 3958126 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 145849 | Bath & Body Works, Inc. | 2835305 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42414 | Best Buy Co., Inc. | 2565623 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12404 | Boot Barn Holdings, Inc. (a) | 2126666 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 87525 | CarMax, Inc. (a) | 3440608 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9155 | Dick's Sporting Goods, Inc. | 2077453 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19911 | Five Below, Inc. (a) | 4692226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35735 | &nbsp;&nbsp;&nbsp; Floor & Decor Holdings, Inc., <br> Class A (a) | 1729574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78789 | GameStop Corp., Class A (a) | 1965785 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 187980 | Gap (The), Inc. | 4622428 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11007 | Group 1 Automotive, Inc. | 3928068 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18217 | Lithia Motors, Inc. | 5285116 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1839 | Murphy USA, Inc. | 1081332 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24340 | Penske Automotive Group, Inc. | 4174797 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71809 | Urban Outfitters, Inc. (a) | 5051045 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53900 | Valvoline, Inc. (a) | 1791097 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78501 | Victoria's Secret & Co. (a) | 4068707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12069 | Wayfair, Inc., Class A (a) | 771571 |
|  |  | 63450945 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10580 | Ralph Lauren Corp. | 3794411 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106846 | VF Corp. | 2022595 |
|  |  | 5817006 |
|  | **Trading Companies &** <br> **Distributors — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3422 | &nbsp;&nbsp;&nbsp; Applied Industrial Technologies, <br> Inc. | 1046277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18375 | Core & Main, Inc., Class A (a) | 925549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10632 | GATX Corp. | 2083021 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Trading Companies &** <br> **Distributors (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19673 | &nbsp;&nbsp;&nbsp; MSC Industrial Direct Co., Inc., <br> Class A | $2011958 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55050 | Rush Enterprises, Inc., Class A | 4075351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6820 | &nbsp;&nbsp;&nbsp; SiteOne Landscape Supply, <br> Inc. (a) | 859661 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2495 | Watsco, Inc. | 1092411 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6635 | WESCO International, Inc. | 2316411 |
|  |  | 14410639 |
|  | **Wireless Telecommunication** <br> **Services — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64679 | &nbsp;&nbsp;&nbsp; Telephone and Data Systems, <br> Inc. | 2914436 |
|  | **Total Common Stocks** | 1329047230 |
|  | (Cost $1,163,273,210) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1394584 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 1394584 |
|  | (Cost $1,394,584) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.8%** | **REPURCHASE AGREEMENTS — 0.8%** | **REPURCHASE AGREEMENTS — 0.8%** |
| $10405213 | &nbsp;&nbsp;&nbsp; Toronto-Dominion Bank (The), <br> 3.64% (c), dated 04/30/26, due <br> 05/01/26, with a maturity <br> value of $10,406,265. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 3.50% to <br> 4.88%, due 06/30/28 to <br> 10/31/30. The value of the <br> collateral including accrued <br> interest is $10,613,320. (d) | 10405213 |
|  | (Cost $10,405,213) |  |
|  | **Total Investments — 100.8%** | 1340847027 |
|  | (Cost $1,175,073,007) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.8)%** | (10776942)<br>|
|  | **Net Assets — 100.0%** | $1330070085 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust Mid Cap Core AlphaDEX**<sup>®</sup> **Fund (FNX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $10,420,824 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $10,405,213. On April 30, 2026, the last business day of the period, there was sufficient collateral based on the end of day market value from the prior business day; however, as a result of market movement from April 29 to April 30, the value of the related securities loaned was above the collateral value received.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1329047230 | &nbsp;&nbsp; $1329047230 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 1394584 | &nbsp;&nbsp; 1394584 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 10405213 | &nbsp;&nbsp; — | &nbsp;&nbsp; 10405213 | &nbsp;&nbsp; — |
| Total Investments | $1340847027 | &nbsp;&nbsp; $1330441814 | &nbsp;&nbsp; $10405213 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Aerospace & Defense — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52018 | Astronics Corp. (a) | $3714085 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22761 | Ducommun, Inc. (a) | 3230469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112216 | Intuitive Machines, Inc. (a) (b) | 2844676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 265182 | Red Cat Holdings, Inc. (a) (b) | 3107933 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20214 | V2X, Inc. (a) | 1370711 |
|  |  | 14267874 |
|  | **Air Freight & Logistics —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96316 | Hub Group, Inc., Class A | 4221530 |
|  | **Automobile Components —** <br> **1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34259 | Adient PLC (a) | 721152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103158 | Dana, Inc. | 3760109 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 191043 | Garrett Motion, Inc. | 4892611 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16890 | LCI Industries | 2013626 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40576 | Phinia, Inc. | 2927559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38099 | Visteon Corp. | 4256039 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46928 | XPEL, Inc. (a) (c) | 2234711 |
|  |  | 20805807 |
|  | **Automobiles — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 171674 | Harley-Davidson, Inc. | 4101292 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112011 | Winnebago Industries, Inc. | 3652679 |
|  |  | 7753971 |
|  | **Banks — 10.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30091 | 1st Source Corp. | 2212591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35627 | Amalgamated Financial Corp. | 1456432 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 118471 | Banc of California, Inc. | 2218962 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6382 | BancFirst Corp. | 712295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12886 | Bancorp (The), Inc. (a) | 770969 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15420 | Bank First Corp. | 2240680 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9325 | Bank of Hawaii Corp. | 741431 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46119 | BankUnited, Inc. | 2143611 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34325 | Banner Corp. | 2296686 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23077 | Beacon Financial Corp. | 658387 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65975 | Byline Bancorp, Inc. | 2121096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41771 | Cathay General Bancorp | 2340429 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5795 | City Holding Co. | 712553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39542 | Columbia Financial, Inc. (a) | 760393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23609 | &nbsp;&nbsp;&nbsp; Community Financial System, <br> Inc. | 1495866 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34300 | Community Trust Bancorp, Inc. | 2227099 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51728 | ConnectOne Bancorp, Inc. | 1511492 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30007 | Customers Bancorp, Inc. (a) | 2288634 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107413 | CVB Financial Corp. | 2188003 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82112 | &nbsp;&nbsp;&nbsp; Dime Community Bancshares, <br> Inc. | 2947000 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51320 | &nbsp;&nbsp;&nbsp; Enterprise Financial Services <br> Corp. | 2967322 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13331 | FB Financial Corp. | 720807 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12285 | First Bancorp | $709336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97507 | First BanCorp | 2367470 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82418 | First Busey Corp. | 2159352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 118471 | &nbsp;&nbsp;&nbsp; First Commonwealth Financial <br> Corp. | 2181051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99604 | First Financial Bancorp | 3016009 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84528 | First Hawaiian, Inc. | 2305924 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83142 | &nbsp;&nbsp;&nbsp; First Interstate BancSystem, Inc., <br> Class A | 2950709 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71702 | First Merchants Corp. | 2899629 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76165 | Firstsun Capital Bancorp (a) | 2693194 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 136528 | Fulton Financial Corp. | 2947639 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33137 | German American Bancorp, Inc. | 1427211 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58146 | Hilltop Holdings, Inc. | 2190360 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123968 | Hope Bancorp, Inc. | 1543402 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18414 | Independent Bank Corp. | 1436108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12066 | Lakeland Financial Corp. | 730234 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41874 | Live Oak Bancshares, Inc. | 1574462 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46937 | Mechanics Bancorp, Class A | 693025 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35361 | &nbsp;&nbsp;&nbsp; National Bank Holdings Corp., <br> Class A | 1509915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48913 | NBT Bancorp, Inc. | 2137009 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13975 | Nicolet Bankshares, Inc. | 2047058 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109121 | Northwest Bancshares, Inc. | 1509143 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68635 | OFG Bancorp | 3154465 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33402 | Origin Bancorp, Inc. | 1563882 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4234 | Park National Corp. | 729052 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23343 | Pathward Financial, Inc. | 2027106 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84485 | Peoples Bancorp, Inc.  | 2906284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 131237 | &nbsp;&nbsp;&nbsp; Provident Financial Services, <br> Inc. | 2976455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24373 | QCR Holdings, Inc. | 2203807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38325 | Renasant Corp. | 1528784 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39362 | Republic Bancorp, Inc., Class A | 2980884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49790 | S&T Bancorp, Inc. | 2197233 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22858 | &nbsp;&nbsp;&nbsp; Seacoast Banking Corp. of <br> Florida | 719341 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35601 | &nbsp;&nbsp;&nbsp; Simmons First National Corp., <br> Class A | 756877 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20888 | Stock Yards Bancorp, Inc. | 1510829 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35221 | Tompkins Financial Corp. | 2968074 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41127 | Towne Bank | 1462476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43810 | TriCo Bancshares | 2202329 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11604 | Triumph Financial, Inc. (a) | 785359 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49424 | Trustmark Corp. | 2192943 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88439 | WaFd, Inc. | 3130741 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60386 | WesBanco, Inc. | 2076071 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39937 | Westamerica BanCorp | 2189346 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31817 | WSFS Financial Corp. | 2289869 |
|  |  | 123313185 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Beverages — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9038 | &nbsp;&nbsp;&nbsp; Boston Beer (The) Co., Inc., <br> Class A (a) | $2142368 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41151 | National Beverage Corp. (a) | 1408187 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43357 | Vita Coco (The) Co., Inc. (a) | 2861128 |
|  |  | 6411683 |
|  | **Biotechnology — 6.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40934 | Agios Pharmaceuticals, Inc. (a) | 1146152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81861 | AnaptysBio, Inc. (a) | 5380724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86282 | Apellis Pharmaceuticals, Inc. (a) | 3533248 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64107 | Arcus Biosciences, Inc. (a) | 1634729 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88401 | Arcutis Biotherapeutics, Inc. (a) | 2052671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 346769 | Ardelyx, Inc. (a) | 2195048 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58112 | Beam Therapeutics, Inc. (a) | 1762537 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 364624 | &nbsp;&nbsp;&nbsp; BioCryst Pharmaceuticals, <br> Inc. (a) | 3339956 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83890 | &nbsp;&nbsp;&nbsp; Catalyst Pharmaceuticals, <br> Inc. (a) | 2359826 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43658 | Celldex Therapeutics, Inc. (a) | 1435475 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 261767 | Compass Therapeutics, Inc. (a) | 463328 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24819 | Dianthus Therapeutics, Inc. (a) | 2179108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83341 | Ideaya Biosciences, Inc. (a) | 2425223 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63318 | Immunome, Inc. (a) | 1452515 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41307 | Inhibrx Biosciences, Inc. (a) | 5337277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 108015 | Intellia Therapeutics, Inc. (a) | 1456042 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 211017 | &nbsp;&nbsp;&nbsp; Monte Rosa Therapeutics, <br> Inc. (a) | 4040976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 255864 | Novavax, Inc. (a) | 2027722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 89337 | Nurix Therapeutics, Inc. (a) | 1491928 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 538178 | Precigen, Inc. (a) | 2238821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 348867 | Relay Therapeutics, Inc. (a) | 4521316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63641 | Sarepta Therapeutics, Inc. (a) | 1328824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85288 | Stoke Therapeutics, Inc. (a) | 2790623 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 148598 | Syndax Pharmaceuticals, Inc. (a) | 3184455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 165931 | Tango Therapeutics, Inc. (a) | 3587428 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154894 | Taysha Gene Therapies, Inc. (a) | 989773 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70102 | Travere Therapeutics, Inc. (a) | 2952696 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58436 | Twist Bioscience Corp. (a) | 3415584 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21494 | Veracyte, Inc. (a) | 707582 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35396 | Viridian Therapeutics, Inc. (a) | 477138 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110902 | Zymeworks, Inc. (a) | 3054241 |
|  |  | 74962966 |
|  | **Broadline Retail — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 269086 | Kohl's Corp. | 3812949 |
|  | **Building Products — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16645 | AZZ, Inc. | 2380901 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17366 | Gibraltar Industries, Inc. (a) | 677795 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9526 | Griffon Corp. | 868485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103497 | Hayward Holdings, Inc. (a) | 1553490 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Building Products (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 334175 | Masterbrand, Inc. (a) | $3000892 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62336 | Tecnoglass, Inc. | 2685435 |
|  |  | 11166998 |
|  | **Capital Markets — 1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51029 | Acadian Asset Management, Inc. | 3436803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 283947 | BGC Group, Inc., Class A | 3188725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11068 | Cohen & Steers, Inc. | 777970 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29378 | &nbsp;&nbsp;&nbsp; Donnelley Financial Solutions, <br> Inc. (a) | 1477714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 274189 | Golub Capital BDC, Inc. (b) | 3756389 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15743 | Virtu Financial, Inc., Class A | 781797 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25836 | Virtus Investment Partners, Inc. | 3760430 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 190727 | WisdomTree, Inc. | 3242359 |
|  |  | 20422187 |
|  | **Chemicals — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38146 | Avient Corp. | 1414454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36872 | Cabot Corp. | 2837669 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33677 | H.B. Fuller Co. | 2038132 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9013 | Hawkins, Inc. | 1509227 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52019 | Huntsman Corp. | 747513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29160 | Ingevity Corp. (a) | 2221700 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38031 | Innospec, Inc. | 2900244 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9760 | Minerals Technologies, Inc. | 702134 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46579 | Olin Corp. | 1326570 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85288 | Perimeter Solutions, Inc. (a) | 2584227 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5573 | Quaker Chemical Corp. | 757315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22770 | Scotts Miracle-Gro (The) Co. | 1427679 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8011 | Sensient Technologies Corp. | 910370 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69455 | Stepan Co. | 3474834 |
|  |  | 24852068 |
|  | **Commercial Services &** <br> **Supplies — 3.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72093 | ABM Industries, Inc. | 2941394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25569 | Brady Corp., Class A | 2092056 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 294423 | BrightView Holdings, Inc. (a) | 3503634 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47552 | Cimpress PLC (a) | 4206450 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 183566 | CoreCivic, Inc. (a) | 3755760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100835 | Deluxe Corp. | 3141010 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 141537 | Enviri Corp. (a) | 2786864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 206497 | GEO Group (The), Inc. (a) | 3822259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 149703 | &nbsp;&nbsp;&nbsp; Healthcare Services Group, <br> Inc. (a) | 3205141 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41474 | HNI Corp. | 1515460 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55569 | Interface, Inc. | 1549264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 192045 | MillerKnoll, Inc. | 3088084 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71447 | OPENLANE, Inc. (a) | 2246294 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 125320 | Pitney Bowes, Inc. | 1937447 |
|  |  | 39791117 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Communications Equipment** <br> **— 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41035 | Applied Optoelectronics, Inc. (a) | $6744513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28264 | Calix, Inc. (a) | 1231180 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43210 | Digi International, Inc. (a) | 2421488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65516 | NetScout Systems, Inc. (a) | 2207889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 312043 | Vistance Networks, Inc. | 3992590 |
|  |  | 16597660 |
|  | **Construction & Engineering** <br> **— 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81675 | Ameresco, Inc., Class A (a) | 2416763 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 95072 | Centuri Holdings, Inc. (a) | 3574707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12295 | MYR Group, Inc. (a) | 4977139 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39886 | WillScot Holdings Corp. | 903019 |
|  |  | 11871628 |
|  | **Construction Materials —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16961 | Knife River Corp. (a) | 1569740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15946 | &nbsp;&nbsp;&nbsp; United States Lime & Minerals, <br> Inc. | 1716906 |
|  |  | 3286646 |
|  | **Consumer Finance — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46350 | Bread Financial Holdings, Inc. | 3929553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7953 | Dave, Inc. (a) | 2163136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49507 | Encore Capital Group, Inc. (a) | 4097694 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109416 | EZCORP, Inc., Class A (a) | 3586656 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 193925 | LendingClub Corp. (a) | 3310300 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21535 | Nelnet, Inc., Class A | 3051510 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120990 | PROG Holdings, Inc. | 4335072 |
|  |  | 24473921 |
|  | **Consumer Staples Distribution** <br> **& Retail — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19291 | Andersons (The), Inc. | 1515115 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35032 | Chefs' Warehouse (The), Inc. (a) | 2718483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38617 | Ingles Markets, Inc., Class A | 3532297 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15366 | United Natural Foods, Inc. (a) | 768607 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50755 | Weis Markets, Inc. | 3561986 |
|  |  | 12096488 |
|  | **Containers & Packaging —** <br> **0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51757 | Greif, Inc., Class A | 3376627 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 197635 | O-I Glass, Inc. (a) | 1800455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57952 | TriMas Corp. | 2145383 |
|  |  | 7322465 |
|  | **Distributors — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76493 | &nbsp;&nbsp;&nbsp; GigaCloud Technology, Inc., <br> Class A (a) | 3403174 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34550 | Gold.com, Inc. | 1561314 |
|  |  | 4964488 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Diversified Consumer Services** <br> **— 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12017 | Covista, Inc. (a) | $1384599 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1308 | Graham Holdings Co., Class B | 1468243 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90752 | OneSpaWorld Holdings Ltd. | 2237944 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55823 | Perdoceo Education Corp. | 1894633 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41844 | Strategic Education, Inc. | 3280570 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39369 | Stride, Inc. (a) | 3825092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76923 | &nbsp;&nbsp;&nbsp; Universal Technical Institute, <br> Inc. (a) | 2886920 |
|  |  | 16978001 |
|  | **Diversified REITs — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 188551 | American Assets Trust, Inc. | 3910548 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75792 | Broadstone Net Lease, Inc. | 1500681 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73970 | Global Net Lease, Inc. | 707153 |
|  |  | 6118382 |
|  | **Diversified Telecommunication** <br> **Services — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18609 | GCI Liberty, Inc., Class C (a) | 637358 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42305 | IDT Corp., Class B | 2121596 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100108 | Iridium Communications, Inc. | 3911219 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78501 | &nbsp;&nbsp;&nbsp; Liberty Latin America Ltd., <br> Class C (a) | 652343 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 296055 | Uniti Group, Inc. (a) | 3502331 |
|  |  | 10824847 |
|  | **Electric Utilities — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140347 | &nbsp;&nbsp;&nbsp; Hawaiian Electric Industries, <br> Inc. (a) | 2115029 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26946 | MGE Energy, Inc. | 2161608 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31640 | Otter Tail Corp. | 2823554 |
|  |  | 7100191 |
|  | **Electrical Equipment — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40911 | &nbsp;&nbsp;&nbsp; American Superconductor <br> Corp. (a) | 2190375 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 205886 | Amprius Technologies, Inc. (a) | 4335959 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 287296 | Array Technologies, Inc. (a) | 2223671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11751 | Atkore, Inc. | 918341 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 150955 | Fluence Energy, Inc. (a) | 1838632 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 306364 | Plug Power, Inc. (a) | 958919 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45613 | &nbsp;&nbsp;&nbsp; Power Solutions International, <br> Inc. (a) | 3342065 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2557 | Preformed Line Products Co. | 849563 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 210450 | &nbsp;&nbsp;&nbsp; Shoals Technologies Group, Inc., <br> Class A (a) | 1670973 |
|  |  | 18328498 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48658 | Arlo Technologies, Inc. (a) | 683645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17535 | Bel Fuse, Inc., Class B | 4836854 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12350 | Benchmark Electronics, Inc. | 1013317 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68416 | Crane NXT Co. | 3056827 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43608 | CTS Corp. | $2490017 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35418 | Daktronics, Inc. (a) | 696318 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27676 | ePlus, Inc. | 2343880 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41440 | Insight Enterprises, Inc. (a) | 3020976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6042 | IPG Photonics Corp. (a) | 718515 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53924 | Knowles Corp. (a) | 1681890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60879 | nLight, Inc. (a) | 4252398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37693 | Ouster, Inc. (a) | 1016203 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35628 | PC Connection, Inc. | 2270929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76931 | Vishay Intertechnology, Inc. | 2228691 |
|  |  | 30310460 |
|  | **Energy Equipment & Services** <br> **— 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105547 | Atlas Energy Solutions, Inc. (b) | 1834407 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74031 | Bristow Group, Inc. | 3637143 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29234 | Cactus, Inc., Class A | 1628919 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 159507 | Expro Group Holdings N.V. (a) | 2904623 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 280786 | &nbsp;&nbsp;&nbsp; Helix Energy Solutions Group, <br> Inc. (a) | 2906135 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38435 | Helmerich & Payne, Inc. | 1552005 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142324 | Innovex International, Inc. (a) | 3952338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59519 | Kodiak Gas Services, Inc. | 4035388 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96423 | Liberty Energy, Inc. | 3258133 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78293 | &nbsp;&nbsp;&nbsp; Oceaneering International, <br> Inc. (a) | 2939119 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 191795 | Patterson-UTI Energy, Inc. | 2343735 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48050 | ProPetro Holding Corp. (a) | 823097 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 392230 | RPC, Inc. | 3090772 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15215 | Seadrill Ltd. (a) | 756033 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90510 | Select Water Solutions, Inc. | 1514232 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61429 | &nbsp;&nbsp;&nbsp; Solaris Energy Infrastructure, <br> Inc. | 4535917 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 325938 | TETRA Technologies, Inc. (a) | 3102930 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33239 | Tidewater, Inc. (a) | 2969240 |
|  |  | 47784166 |
|  | **Entertainment — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32430 | &nbsp;&nbsp;&nbsp; Atlanta Braves Holdings, Inc., <br> Class C (a) | 1602366 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97370 | Cinemark Holdings, Inc. | 2874363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58924 | &nbsp;&nbsp;&nbsp; Madison Square Garden <br> Entertainment Corp. (a) | 3943194 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29569 | Sphere Entertainment Co. (a) | 4212104 |
|  |  | 12632027 |
|  | **Financial Services — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41843 | Euronet Worldwide, Inc. (a) | 3028596 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98406 | EVERTEC, Inc. | 2905929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4671 | &nbsp;&nbsp;&nbsp; Federal Agricultural Mortgage <br> Corp., Class C | 811820 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Financial Services (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 118966 | Flywire Corp. (a) | $1607231 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64718 | Merchants Bancorp | 3011976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92543 | NMI Holdings, Inc. (a) | 3582339 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27258 | &nbsp;&nbsp;&nbsp; Paymentus Holdings, Inc., <br> Class A (a) | 764587 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 143348 | Payoneer Global, Inc. (a) | 713873 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 132912 | Remitly Global, Inc. (a) | 2909444 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32909 | Sezzle, Inc. (a) | 2619556 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78214 | Walker & Dunlop, Inc. | 3938075 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 318097 | Western Union (The) Co. | 2891502 |
|  |  | 28784928 |
|  | **Food Products — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43858 | Cal-Maine Foods, Inc. | 3388469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 340735 | Flowers Foods, Inc. | 3087059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68977 | Fresh Del Monte Produce, Inc. | 2889447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11742 | Freshpet, Inc. (a) | 791176 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26204 | J & J Snack Foods Corp. | 2312765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 241899 | &nbsp;&nbsp;&nbsp; Simply Good Foods (The) <br> Co. (a) | 3234190 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32416 | Tootsie Roll Industries, Inc. | 1368603 |
|  |  | 17071709 |
|  | **Gas Utilities — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5479 | Chesapeake Utilities Corp. | 691011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52178 | Northwest Natural Holding Co. | 2765434 |
|  |  | 3456445 |
|  | **Ground Transportation —** <br> **1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21175 | ArcBest Corp. | 2701295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19040 | Avis Budget Group, Inc. (a) (b) | 3439957 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 150193 | &nbsp;&nbsp;&nbsp; Hertz Global Holdings, <br> Inc. (a) (b) | 955227 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105350 | Schneider National, Inc., Class B | 3275331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70818 | Werner Enterprises, Inc. | 2611060 |
|  |  | 12982870 |
|  | **Health Care Equipment &** <br> **Supplies — 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63641 | Alphatec Holdings, Inc. (a) | 621136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83821 | Axogen, Inc. (a) | 3621067 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78535 | CONMED Corp. | 2879093 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27292 | Envista Holdings Corp. (a) | 707954 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24388 | &nbsp;&nbsp;&nbsp; Establishment Labs Holdings, <br> Inc. (a) | 1673748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12283 | Haemonetics Corp. (a) | 738085 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5358 | ICU Medical, Inc. (a) | 638674 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15735 | Integer Holdings Corp. (a) | 1392705 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21579 | iRadimed Corp. | 1800552 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25438 | LeMaitre Vascular, Inc. | 2791821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20742 | Omnicell, Inc. (a) | 859134 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72238 | Tandem Diabetes Care, Inc. (a) | 1410447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3580 | UFP Technologies, Inc. (a) | 686035 |
|  |  | 19820451 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Health Care Providers &** <br> **Services — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 233361 | AdaptHealth Corp. (a) | $3059363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22180 | Addus HomeCare Corp. (a) | 2149020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 405519 | Ardent Health, Inc. (a) | 3957866 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28237 | Astrana Health, Inc. (a) | 964011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 215024 | &nbsp;&nbsp;&nbsp; Aveanna Healthcare Holdings, <br> Inc. (a) | 1406257 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 202995 | Brookdale Senior Living, Inc. (a) | 2915008 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28203 | Castle Biosciences, Inc. (a) | 690692 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32277 | &nbsp;&nbsp;&nbsp; Concentra Group Holdings <br> Parent, Inc. | 725264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92174 | &nbsp;&nbsp;&nbsp; Guardian Pharmacy Services, <br> Inc., Class A (a) | 3419655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 217388 | &nbsp;&nbsp;&nbsp; LifeStance Health Group, <br> Inc. (a) | 1645627 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21737 | National HealthCare Corp. | 3766805 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93313 | NeoGenomics, Inc. (a) | 864078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129825 | Pediatrix Medical Group, Inc. (a) | 2922361 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33658 | Privia Health Group, Inc. (a) | 836401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 116173 | Surgery Partners, Inc. (a) | 1629907 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9235 | U.S. Physical Therapy, Inc. | 657717 |
|  |  | 31610032 |
|  | **Health Care REITs — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 522779 | Diversified Healthcare Trust | 3941754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56046 | LTC Properties, Inc. | 2142078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 149541 | Medical Properties Trust, Inc. (b) | 738733 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8564 | National Health Investors, Inc. | 658657 |
|  |  | 7481222 |
|  | **Health Care Technology —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 242943 | Certara, Inc. (a) | 1489241 |
|  | **Hotel & Resort REITs — 1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 301586 | Apple Hospitality REIT, Inc. | 4062363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 296372 | DiamondRock Hospitality Co. | 3022994 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65750 | Park Hotels & Resorts, Inc. | 754153 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 219870 | Pebblebrook Hotel Trust | 3089174 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 467821 | RLJ Lodging Trust | 3854845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 231159 | Sunstone Hotel Investors, Inc. | 2269981 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 187254 | Xenia Hotels & Resorts, Inc. | 3046623 |
|  |  | 20100133 |
|  | **Hotels, Restaurants & Leisure** <br> **— 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1196 | &nbsp;&nbsp;&nbsp; Biglari Holdings, Inc., <br> Class A (a) | 1949707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50720 | Cheesecake Factory (The), Inc. | 3188767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35396 | Hilton Grand Vacations, Inc. (a) | 1662550 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7245 | Monarch Casino & Resort, Inc. | 859909 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12976 | Red Rock Resorts, Inc., Class A | 700185 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 95500 | Rush Street Interactive, Inc. (a) | 2683550 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15655 | Shake Shack, Inc., Class A (a) | 1604011 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Hotels, Restaurants & Leisure** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42400 | United Parks & Resorts, Inc. (a) | $1494600 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 199248 | Wendy's (The) Co. (b) | 1386766 |
|  |  | 15530045 |
|  | **Household Durables — 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2862 | Cavco Industries, Inc. (a) | 1451034 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60498 | Century Communities, Inc. | 3389098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53859 | Green Brick Partners, Inc. (a) | 3632251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67079 | KB Home | 3554516 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 108003 | La-Z-Boy, Inc. | 3752024 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 351341 | Leggett & Platt, Inc. | 3819077 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70251 | LGI Homes, Inc. (a) | 3440191 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28348 | M/I Homes, Inc. (a) | 3727479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 201860 | Newell Brands, Inc. | 823589 |
|  |  | 27589259 |
|  | **Household Products — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107071 | &nbsp;&nbsp;&nbsp; Central Garden & Pet Co., <br> Class A (a) | 3593303 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 126842 | Energizer Holdings, Inc. | 2483566 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47099 | Spectrum Brands Holdings, Inc. | 3890378 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3398 | WD-40 Co. | 713444 |
|  |  | 10680691 |
|  | **Industrial REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120832 | Americold Realty Trust, Inc. | 1477775 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69203 | &nbsp;&nbsp;&nbsp; Innovative Industrial Properties, <br> Inc. | 3754263 |
|  |  | 5232038 |
|  | **Insurance — 2.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42603 | Assured Guaranty Ltd. | 3489186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50724 | CNO Financial Group, Inc. | 2254682 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109674 | F&G Annuities & Life, Inc. | 3141063 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 256498 | Genworth Financial, Inc. (a) | 2254617 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65750 | Hagerty, Inc., Class A (a) | 668020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 116368 | &nbsp;&nbsp;&nbsp; Hamilton Insurance Group Ltd., <br> Class B | 3813379 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32445 | Horace Mann Educators Corp. | 1474301 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90872 | Kemper Corp. | 3061478 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60366 | Oscar Health, Inc., Class A (a) | 1114356 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5796 | Palomar Holdings, Inc. (a) | 697722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38230 | Safety Insurance Group, Inc. | 2873367 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 161155 | SiriusPoint Ltd. (a) | 3772639 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31702 | &nbsp;&nbsp;&nbsp; Skyward Specialty Insurance <br> Group, Inc. (a) | 1440856 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45094 | &nbsp;&nbsp;&nbsp; Stewart Information Services <br> Corp. | 3156129 |
|  |  | 33211795 |
|  | **Interactive Media & Services** <br> **— 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20333 | Cargurus, Inc. (a) | 741341 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17300 | IAC, Inc. (a) | 770888 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Interactive Media & Services** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129904 | TripAdvisor, Inc. (a) | $1445832 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140311 | Yelp, Inc. (a) | 3872584 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82727 | Ziff Davis, Inc. (a) | 3785587 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 464382 | ZoomInfo Technologies, Inc. (a) | 2902387 |
|  |  | 13518619 |
|  | **IT Services — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 276153 | DXC Technology Co. (a) | 3126052 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 89673 | Everforth, Inc. (a) | 1892100 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119452 | Fastly, Inc., Class A (a) | 3016760 |
|  |  | 8034912 |
|  | **Leisure Products — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 200070 | Callaway Golf Co. (a) | 3061071 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25409 | Polaris, Inc. | 1683855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37846 | YETI Holdings, Inc. (a) | 1493403 |
|  |  | 6238329 |
|  | **Life Sciences Tools & Services** <br> **— 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130806 | 10X Genomics, Inc., Class A (a) | 2884272 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99767 | &nbsp;&nbsp;&nbsp; Adaptive Biotechnologies <br> Corp. (a) | 1406715 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32768 | Azenta, Inc. (a) | 805110 |
|  |  | 5096097 |
|  | **Machinery — 3.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142610 | Aebi Schmidt Holding AG | 1657128 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12625 | Alamo Group, Inc. | 2189680 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64472 | Astec Industries, Inc. | 4191969 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48898 | Blue Bird Corp. (a) | 3134851 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46610 | CECO Environmental Corp. (a) | 3455665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18986 | Enerpac Tool Group Corp. | 666409 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44696 | Gorman-Rupp (The) Co. | 3385275 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65929 | Greenbrier (The) Cos., Inc. | 3238432 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10699 | Helios Technologies, Inc. | 731812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 249656 | Hillman Solutions Corp. (a) | 2037193 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2369 | Kadant, Inc. | 694425 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57646 | Kennametal, Inc. | 2231477 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17444 | Lindsay Corp. | 1953205 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48701 | Proto Labs, Inc. (a) | 3156312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8154 | Standex International Corp. | 2226042 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20854 | Tennant Co. | 1731716 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11715 | Terex Corp. | 728673 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86297 | Trinity Industries, Inc. | 2814145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26559 | Worthington Enterprises, Inc. | 1441357 |
|  |  | 41665766 |
|  | **Media — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 219236 | DoubleVerify Holdings, Inc. (a) | 2415981 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Media (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36347 | &nbsp;&nbsp;&nbsp; John Wiley & Sons, Inc., <br> Class A | $1487683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 330231 | Stagwell, Inc. (a) | 2070548 |
|  |  | 5974212 |
|  | **Metals & Mining — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3369 | &nbsp;&nbsp;&nbsp; Alpha Metallurgical Resources, <br> Inc. (a) | 628150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28803 | Kaiser Aluminum Corp. | 4908895 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4785 | Materion Corp. | 879531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 114374 | Worthington Steel, Inc. | 4395393 |
|  |  | 10811969 |
|  | **Mortgage REITs — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 262972 | &nbsp;&nbsp;&nbsp; Apollo Commercial Real Estate <br> Finance, Inc. | 2876913 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 360180 | Arbor Realty Trust, Inc. (b) | 2845422 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 208107 | &nbsp;&nbsp;&nbsp; ARMOUR Residential REIT, <br> Inc. | 3650197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72310 | &nbsp;&nbsp;&nbsp; Blackstone Mortgage Trust, Inc., <br> Class A | 1373167 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58427 | Ellington Financial, Inc. | 774158 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 212605 | Ladder Capital Corp. | 2185579 |
|  |  | 13705436 |
|  | **Multi-Utilities — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69183 | Avista Corp. | 2843421 |
|  | **Office REITs — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22629 | COPT Defense Properties | 707156 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 368499 | Douglas Emmett, Inc. | 3983474 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129584 | &nbsp;&nbsp;&nbsp; Easterly Government Properties, <br> Inc. | 3033562 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 667548 | &nbsp;&nbsp;&nbsp; Empire State Realty Trust, Inc., <br> Class A | 3718242 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162133 | Highwoods Properties, Inc. | 3941453 |
|  |  | 15383887 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 3.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 121711 | BKV Corp. (a) | 3837548 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96690 | Calumet, Inc. (a) | 3163697 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 257129 | Crescent Energy Co., Class A | 3458385 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20574 | CVR Energy, Inc. (a) | 681822 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15362 | Delek U.S. Holdings, Inc. | 715716 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101500 | Dorian LPG Ltd. | 3912825 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16408 | Gulfport Energy Corp. (a) | 3159196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47629 | International Seaways, Inc. | 3950826 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28604 | Kinetik Holdings, Inc. | 1445646 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 95004 | Northern Oil & Gas, Inc. | 2580309 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55416 | Par Pacific Holdings, Inc. (a) | 3639169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29079 | PBF Energy, Inc., Class A | 1260865 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45582 | &nbsp;&nbsp;&nbsp; REX American Resources <br> Corp. (a) | 2210727 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 131797 | Talos Energy, Inc. (a) | 2098208 |
|  |  | 36114939 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Paper & Forest Products —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82179 | Sylvamo Corp. | $3511509 |
|  | **Passenger Airlines — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25698 | Allegiant Travel Co. (a) | 1943797 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 313296 | JetBlue Airways Corp. (a) | 1458393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15079 | SkyWest, Inc. (a) | 1238287 |
|  |  | 4640477 |
|  | **Personal Care Products —** <br> **0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 344466 | Coty, Inc., Class A (a) | 847386 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 235819 | Herbalife Ltd. (a) | 3914595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15244 | Interparfums, Inc. | 1390558 |
|  |  | 6152539 |
|  | **Pharmaceuticals — 2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 177194 | &nbsp;&nbsp;&nbsp; Amphastar Pharmaceuticals, <br> Inc. (a) | 3891180 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49811 | &nbsp;&nbsp;&nbsp; Amylyx Pharmaceuticals, <br> Inc. (a) | 796976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18006 | ANI Pharmaceuticals, Inc. (a) | 1430577 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 195590 | AtaiBeckley, Inc. (a) | 813654 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41874 | &nbsp;&nbsp;&nbsp; Collegium Pharmaceutical, <br> Inc. (a) | 1412410 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123927 | &nbsp;&nbsp;&nbsp; Harmony Biosciences Holdings, <br> Inc. (a) | 3873958 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19636 | Harrow, Inc. (a) | 795847 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 148980 | Innoviva, Inc. (a) | 3425050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13910 | Ligand Pharmaceuticals, Inc. (a) | 3191650 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91979 | Liquidia Corp. (a) | 3606497 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 322790 | Nuvation Bio, Inc. (a) | 1436416 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 346769 | Organon & Co. | 4594689 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35048 | &nbsp;&nbsp;&nbsp; Prestige Consumer Healthcare, <br> Inc. (a) | 1973903 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40186 | &nbsp;&nbsp;&nbsp; Supernus Pharmaceuticals, <br> Inc. (a) | 1928928 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29611 | Tarsus Pharmaceuticals, Inc. (a) | 1883556 |
|  |  | 35055291 |
|  | **Professional Services — 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129282 | CBIZ, Inc. (a) | 3943101 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4274 | CRA International, Inc. | 673027 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58879 | First Advantage Corp. (a) | 751296 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5433 | Huron Consulting Group, Inc. (a) | 709903 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53169 | ICF International, Inc. | 3810090 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44113 | Korn Ferry | 2930868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47007 | ManpowerGroup, Inc. | 1422902 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81778 | Robert Half, Inc. | 2176113 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 210450 | TIC Solutions, Inc. (a) | 1923513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38012 | TriNet Group, Inc. | 1740189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18088 | Willdan Group, Inc. (a) | 1374688 |
|  |  | 21455690 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Real Estate Management &** <br> **Development — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112949 | Cushman & Wakefield Ltd. (a) | $1585804 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142031 | Forestar Group, Inc. (a) | 4013796 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92380 | Newmark Group, Inc., Class A | 1489166 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44221 | St. Joe (The) Co. | 2855350 |
|  |  | 9944116 |
|  | **Residential REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 139497 | Independence Realty Trust, Inc. | 2275196 |
|  | **Retail REITs — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2931 | Alexander's, Inc. | 738495 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72262 | &nbsp;&nbsp;&nbsp; CBL & Associates Properties, <br> Inc. | 3253235 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80757 | Curbline Properties Corp. | 2228893 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43547 | Getty Realty Corp. | 1442277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45459 | InvenTrust Properties Corp. | 1460143 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73541 | NETSTREIT Corp. (b) | 1512738 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20375 | Tanger, Inc. | 755505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34652 | Urban Edge Properties | 759572 |
|  |  | 12150858 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52928 | ACM Research, Inc., Class A (a) | 2735848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14877 | Axcelis Technologies, Inc. (a) | 2069540 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20287 | Diodes, Inc. (a) | 2173752 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119765 | MaxLinear, Inc. (a) | 8473374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 157898 | Navitas Semiconductor Corp. (a) | 2605317 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84898 | PDF Solutions, Inc. (a) | 3637879 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68723 | Photronics, Inc. (a) | 3400414 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 790716 | T1 Energy, Inc. (a) | 3795437 |
|  |  | 28891561 |
|  | **Software — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120111 | A10 Networks, Inc. | 3204561 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 144453 | Adeia, Inc. | 4600828 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81364 | Cleanspark, Inc. (a) | 1019491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71706 | Clear Secure, Inc., Class A | 3828383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23056 | &nbsp;&nbsp;&nbsp; Dolby Laboratories, Inc., <br> Class A | 1478812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 183058 | Five9, Inc. (a) | 3148598 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52213 | LiveRamp Holdings, Inc. (a) | 1526186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 148259 | N-able, Inc. (a) | 767982 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 548381 | NCR Voyix Corp. (a) | 3778345 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93338 | RingCentral, Inc., Class A | 3754054 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54028 | Teradata Corp. (a) | 1423638 |
|  |  | 28530878 |
|  | **Specialized REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78592 | Outfront Media, Inc. | 2424563 |
|  | **Specialty Retail — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61492 | &nbsp;&nbsp;&nbsp; Academy Sports & Outdoors, <br> Inc. | 3372221 |

---

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Specialty Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39484 | Advance Auto Parts, Inc. | $2349693 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 124718 | American Eagle Outfitters, Inc. | 2172588 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27497 | Buckle (The), Inc. | 1529108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80196 | &nbsp;&nbsp;&nbsp; National Vision Holdings, <br> Inc. (a) | 1862151 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76255 | RealReal (The), Inc. (a) | 906672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4951 | RH (a) | 653334 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 250633 | Sally Beauty Holdings, Inc. (a) | 3553976 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32809 | Signet Jewelers Ltd. | 2920985 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30294 | Sonic Automotive, Inc., Class A | 2385652 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 153851 | Upbound Group, Inc. | 3040096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32863 | Warby Parker, Inc., Class A (a) | 726930 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1621 | Winmark Corp. | 616774 |
|  |  | 26090180 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18355 | Diebold Nixdorf, Inc. (a) | 1409848 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77655 | Carter's, Inc. | 2804899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38001 | Columbia Sportswear Co. | 2315021 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 235019 | Figs, Inc., Class A (a) | 3515884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100253 | G-III Apparel Group Ltd. | 3126891 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9851 | Kontoor Brands, Inc. | 722669 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74890 | Levi Strauss & Co., Class A | 1668549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29855 | PVH Corp. | 2729941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20415 | Steven Madden Ltd. | 766788 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84853 | Wolverine World Wide, Inc. | 1444198 |
|  |  | 19094840 |
|  | **Tobacco — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7981 | Turning Point Brands, Inc. | 643907 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65868 | Universal Corp. | 3529207 |
|  |  | 4173114 |
|  | **Trading Companies &** <br> **Distributors — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36612 | Boise Cascade Co. | 2902233 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 422679 | &nbsp;&nbsp;&nbsp; Custom Truck One Source, <br> Inc. (a) | 4163388 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26387 | &nbsp;&nbsp;&nbsp; Distribution Solutions Group, <br> Inc. (a) | 714032 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58138 | DNOW, Inc. (a) | 784282 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24844 | DXP Enterprises, Inc. (a) | 4242113 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43933 | Global Industrial Co. | 1454622 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18835 | McGrath RentCorp | 2082209 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 143735 | NPK International, Inc. (a) | 2350067 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16309 | Willis Lease Finance Corp. | 3166393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16956 | Xometry, Inc., Class A (a) | 869334 |
|  |  | 22728673 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Water Utilities — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9155 | American States Water Co. | $689280 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45811 | California Water Service Group | 1935057 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23602 | H2O America (b) | 1326196 |
|  |  | 3950533 |
|  | **Wireless Telecommunication** <br> **Services — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60187 | Array Digital Infrastructure, Inc. | 2990692 |
|  | **Total Common Stocks** | 1212371207 |
|  | (Cost $1,029,604,769) |  |
| **MONEY MARKET FUNDS — 0.3%** | **MONEY MARKET FUNDS — 0.3%** | **MONEY MARKET FUNDS — 0.3%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 3000460 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (d) | 3000460 |
|  | (Cost $3,000,460) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 1.5%** | **REPURCHASE AGREEMENTS — 1.5%** | **REPURCHASE AGREEMENTS — 1.5%** |
| $18765967 | &nbsp;&nbsp;&nbsp; Toronto-Dominion Bank (The), <br> 3.64% (d), dated 04/30/26, <br> due 05/01/26, with a maturity <br> value of $18,767,864. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 3.50% to <br> 4.88%, due 06/30/28 to <br> 10/31/30. The value of the <br> collateral including accrued <br> interest is $19,141,290. (e) | 18765967 |
|  | (Cost $18,765,967) |  |
|  | **Total Investments — 101.7%** | 1234137634 |
|  | (Cost $1,051,371,196) |  |
|  | **Net Other Assets and** <br> **Liabilities — (1.7)%** | (20552105)<br>|
|  | **Net Assets — 100.0%** | $1213585529 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $18,633,440 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $18,765,967.

&nbsp;&nbsp;&nbsp;&nbsp;(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended.

&nbsp;&nbsp;&nbsp;&nbsp;(d) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(e) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust Small Cap Core AlphaDEX**<sup>®</sup> **Fund (FYX)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1212371207 | &nbsp;&nbsp; $1212371207 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 3000460 | &nbsp;&nbsp; 3000460 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 18765967 | &nbsp;&nbsp; — | &nbsp;&nbsp; 18765967 | &nbsp;&nbsp; — |
| Total Investments | $1234137634 | &nbsp;&nbsp; $1215371667 | &nbsp;&nbsp; $18765967 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Large Cap Value AlphaDEX**<sup>®</sup> **Fund (FTA)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Aerospace & Defense — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6403 | General Dynamics Corp. | $2204553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103416 | Textron, Inc. | 9923799 |
|  |  | 12128352 |
|  | **Air Freight & Logistics —** <br> **1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15341 | &nbsp;&nbsp;&nbsp; Expeditors International of <br> Washington, Inc. | 2268780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25423 | FedEx Corp. | 10253350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92042 | &nbsp;&nbsp;&nbsp; United Parcel Service, Inc., <br> Class B | 10014170 |
|  |  | 22536300 |
|  | **Automobile Components —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64997 | Aptiv PLC (a) | 3916719 |
|  | **Automobiles — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 151929 | General Motors Co. | 11681821 |
|  | **Banks — 8.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 135219 | Bank of America Corp. | 7228808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58306 | Citigroup, Inc. | 7462002 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 109920 | Citizens Financial Group, Inc. | 7150296 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61745 | East West Bancorp, Inc. | 7808890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4804 | &nbsp;&nbsp;&nbsp; First Citizens BancShares, Inc., <br> Class A | 9530271 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 421210 | Huntington Bancshares, Inc. | 7059480 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 328775 | KeyCorp | 7269215 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43804 | M&T Bank Corp. | 9576869 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31679 | &nbsp;&nbsp;&nbsp; PNC Financial Services Group <br> (The), Inc. | 7064417 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 346670 | Regions Financial Corp. | 9897428 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 196976 | Truist Financial Corp. | 10144264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 174101 | U.S. Bancorp | 9864563 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 113741 | Wells Fargo & Co. | 9352922 |
|  |  | 109409425 |
|  | **Beverages — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 343905 | Keurig Dr Pepper, Inc. | 10110807 |
|  | **Biotechnology — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49392 | Biogen, Inc. (a) | 9348918 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8532 | Regeneron Pharmaceuticals, Inc. | 6032636 |
|  |  | 15381554 |
|  | **Building Products — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4734 | Lennox International, Inc. | 2532169 |
|  | **Capital Markets — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38046 | &nbsp;&nbsp;&nbsp; Bank of New York Mellon (The) <br> Corp. | 5112241 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7304 | LPL Financial Holdings, Inc. | 2440486 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15176 | Raymond James Financial, Inc. | 2402664 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71547 | State Street Corp. | 10935243 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 125570 | T. Rowe Price Group, Inc. | 12918642 |
|  |  | 33809276 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Chemicals — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84722 | PPG Industries, Inc. | $9192337 |
|  | **Commercial Services &** <br> **Supplies — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 135945 | Copart, Inc. (a) | 4501139 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24851 | Veralto Corp. | 2191858 |
|  |  | 6692997 |
|  | **Construction Materials —** <br> **0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62905 | CRH PLC | 7449210 |
|  | **Consumer Finance — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24740 | Capital One Financial Corp. | 4732762 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 166403 | Synchrony Financial | 12679909 |
|  |  | 17412671 |
|  | **Consumer Staples Distribution** <br> **& Retail — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55521 | Dollar General Corp. | 6433774 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60195 | Dollar Tree, Inc. (a) | 5845536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30804 | Sysco Corp. | 2301367 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74711 | Target Corp. | 9693752 |
|  |  | 24274429 |
|  | **Containers & Packaging —** <br> **2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 227799 | Amcor PLC | 8665474 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 111520 | Ball Corp. | 6811642 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31061 | Packaging Corp. of America | 6629970 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 284035 | Smurfit Westrock PLC | 10904104 |
|  |  | 33011190 |
|  | **Diversified REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66412 | WP Carey, Inc. | 4843427 |
|  | **Diversified Telecommunication** <br> **Services — 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 390438 | AT&T, Inc. | 10202145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 394245 | Comcast Corp., Class A | 10660385 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 180379 | Verizon Communications, Inc. | 8663603 |
|  |  | 29526133 |
|  | **Electric Utilities — 6.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62895 | Alliant Energy Corp. | 4618380 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50289 | &nbsp;&nbsp;&nbsp; American Electric Power Co., <br> Inc. | 6895125 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50343 | Duke Energy Corp. | 6521935 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154671 | Edison International | 10748088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19556 | Entergy Corp. | 2305848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110536 | Evergy, Inc. | 9156802 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130701 | Eversource Energy | 9240561 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 184721 | Exelon Corp. | 8495319 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43374 | FirstEnergy Corp. | 2061132 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 644211 | PG&E Corp. | 10706787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 172564 | PPL Corp. | 6460796 |

---

------

**First Trust Large Cap Value AlphaDEX**<sup>®</sup> **Fund (FTA)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Electric Utilities (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46761 | Southern (The) Co. | $4521789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82980 | Xcel Energy, Inc. | 6883191 |
|  |  | 88615753 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37295 | CDW Corp. | 5106059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3632 | Teledyne Technologies, Inc. (a) | 2345727 |
|  |  | 7451786 |
|  | **Energy Equipment & Services** <br> **— 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73929 | Baker Hughes Co. | 5150634 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 115758 | Halliburton Co. | 4896563 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 128273 | SLB Ltd. | 7296168 |
|  |  | 17343365 |
|  | **Entertainment — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 117440 | Walt Disney (The) Co. | 12184400 |
|  | **Financial Services — 4.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18896 | &nbsp;&nbsp;&nbsp; Berkshire Hathaway, Inc., <br> Class B (a) | 8949145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36512 | Block, Inc. (a) | 2574461 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7551 | Corpay, Inc. (a) | 2314155 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140523 | &nbsp;&nbsp;&nbsp; Fidelity National Information <br> Services, Inc. | 6538535 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 202846 | Fiserv, Inc. (a) | 12708302 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 168183 | Global Payments, Inc. | 12102449 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 250249 | PayPal Holdings, Inc. | 12547485 |
|  |  | 57734532 |
|  | **Food Products — 2.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62091 | Archer-Daniels-Midland Co. | 4628263 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35482 | Bunge Global S.A. | 4508698 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 304105 | General Mills, Inc. | 10737948 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 224400 | McCormick & Co., Inc. | 11408496 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70445 | Tyson Foods, Inc., Class A | 4513411 |
|  |  | 35796816 |
|  | **Gas Utilities — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24433 | Atmos Energy Corp. | 4641781 |
|  | **Ground Transportation —** <br> **0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53528 | CSX Corp. | 2431777 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10369 | &nbsp;&nbsp;&nbsp; J.B. Hunt Transport Services, <br> Inc. | 2608115 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18603 | Union Pacific Corp. | 5013136 |
|  |  | 10053028 |
|  | **Health Care Equipment &** <br> **Supplies — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21402 | Abbott Laboratories | 1943088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57591 | Becton Dickinson & Co. | 8583363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63124 | Cooper (The) Cos., Inc. (a) | 3970500 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Health Care Equipment &** <br> **Supplies (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63409 | &nbsp;&nbsp;&nbsp; GE HealthCare Technologies, <br> Inc. | $3857803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52088 | Medtronic PLC | 4217565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100144 | Zimmer Biomet Holdings, Inc. | 8254870 |
|  |  | 30827189 |
|  | **Health Care Providers &** <br> **Services — 4.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42432 | Cigna Group (The) | 12329891 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62843 | CVS Health Corp. | 5234194 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38663 | Elevance Health, Inc. | 14553526 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52223 | Humana, Inc. | 12347606 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16916 | Labcorp Holdings, Inc. | 4344029 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23030 | Quest Diagnostics, Inc. | 4472426 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8121 | UnitedHealth Group, Inc. | 3008668 |
|  |  | 56290340 |
|  | **Hotels, Restaurants & Leisure** <br> **— 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23023 | Darden Restaurants, Inc. | 4617493 |
|  | **Household Durables — 3.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82487 | D.R. Horton, Inc. | 12691450 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130342 | Lennar Corp., Class A | 11769882 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1001 | NVR, Inc. (a) | 6322186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96239 | PulteGroup, Inc. | 11775804 |
|  |  | 42559322 |
|  | **Household Products — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68331 | Kimberly-Clark Corp. | 6725821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31248 | Procter & Gamble (The) Co. | 4596268 |
|  |  | 11322089 |
|  | **Insurance — 8.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20028 | Aflac, Inc. | 2276583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54590 | Allstate (The) Corp. | 11860223 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 150415 | &nbsp;&nbsp;&nbsp; American International Group, <br> Inc. | 11251042 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 117917 | Arch Capital Group Ltd. (a) | 11138440 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69214 | Brown & Brown, Inc. | 4163222 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27782 | Chubb Ltd. | 9084714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83700 | &nbsp;&nbsp;&nbsp; Hartford Insurance Group (The), <br> Inc. | 11450997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84832 | Loews Corp. | 9552931 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5914 | Markel Group, Inc. (a) | 10482388 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12669 | Marsh & McLennan Cos., Inc. | 2124718 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31070 | MetLife, Inc. | 2488707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24384 | Principal Financial Group, Inc. | 2460589 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92690 | Prudential Financial, Inc. | 9093816 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31043 | Travelers (The) Cos., Inc. | 9472461 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68095 | W.R. Berkley Corp. | 4550789 |
|  |  | 111451620 |

---

------

**First Trust Large Cap Value AlphaDEX**<sup>®</sup> **Fund (FTA)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **IT Services — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33244 | Accenture PLC, Class A | $5941035 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 184495 | &nbsp;&nbsp;&nbsp; Cognizant Technology Solutions <br> Corp., Class A | 9759786 |
|  |  | 15700821 |
|  | **Life Sciences Tools & Services** <br> **— 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19278 | Agilent Technologies, Inc. | 2227573 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12884 | IQVIA Holdings, Inc. (a) | 2040439 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4470 | Thermo Fisher Scientific, Inc. | 2140951 |
|  |  | 6408963 |
|  | **Machinery — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10541 | Dover Corp. | 2386588 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19024 | PACCAR, Inc. | 2260051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12426 | Snap-on, Inc. | 4764128 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18387 | Xylem, Inc. | 2172608 |
|  |  | 11583375 |
|  | **Media — 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52431 | &nbsp;&nbsp;&nbsp; Charter Communications, Inc., <br> Class A (a) | 8660028 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37625 | Fox Corp., Class A | 2388811 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 363218 | News Corp., Class A | 9559898 |
|  |  | 20608737 |
|  | **Metals & Mining — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53549 | Nucor Corp. | 12064054 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21690 | Reliance, Inc. | 7862625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25074 | Steel Dynamics, Inc. | 5733421 |
|  |  | 25660100 |
|  | **Mortgage REITs — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 535167 | &nbsp;&nbsp;&nbsp; Annaly Capital Management, <br> Inc. | 12255324 |
|  | **Multi-Utilities — 3.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59971 | Ameren Corp. | 6815704 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50910 | CenterPoint Energy, Inc. | 2222222 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58177 | CMS Energy Corp. | 4464503 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80005 | Consolidated Edison, Inc. | 8919757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106631 | Dominion Energy, Inc. | 6877700 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45083 | DTE Energy Co. | 6838640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96729 | NiSource, Inc. | 4670076 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55755 | &nbsp;&nbsp;&nbsp; Public Service Enterprise Group, <br> Inc. | 4552953 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22613 | Sempra | 2150949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18980 | WEC Energy Group, Inc. | 2238501 |
|  |  | 49751005 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 9.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31911 | Cheniere Energy, Inc. | 8773929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21814 | Chevron Corp. | 4216864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85748 | ConocoPhillips | 10785383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 224935 | Devon Energy Corp. | 11554911 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Oil, Gas & Consumable Fuels** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45781 | Diamondback Energy, Inc. | $9413947 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78293 | EOG Resources, Inc. | 11005647 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 177856 | EQT Corp. | 10685589 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103103 | Expand Energy Corp. | 10531972 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38854 | Exxon Mobil Corp. | 5996338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 134608 | Kinder Morgan, Inc. | 4424565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26996 | Marathon Petroleum Corp. | 6702837 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 139309 | Occidental Petroleum Corp. | 8439339 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72927 | ONEOK, Inc. | 6742830 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49703 | Phillips 66 | 8904293 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8893 | Valero Energy Corp. | 2246194 |
|  |  | 120424638 |
|  | **Passenger Airlines — 2.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 170259 | Delta Air Lines, Inc. | 11575910 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120133 | Southwest Airlines Co. | 4555443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 122938 | &nbsp;&nbsp;&nbsp; United Airlines Holdings, <br> Inc. (a) | 11064420 |
|  |  | 27195773 |
|  | **Pharmaceuticals — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 108688 | Bristol-Myers Squibb Co. | 6585406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 234755 | Pfizer, Inc. | 6267958 |
|  |  | 12853364 |
|  | **Professional Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97557 | &nbsp;&nbsp;&nbsp; SS&C Technologies Holdings, <br> Inc. | 6760700 |
|  | **Real Estate Management &** <br> **Development — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21661 | Jones Lang LaSalle, Inc. (a) | 6891014 |
|  | **Residential REITs — 3.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55433 | AvalonBay Communities, Inc. | 10144239 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 153085 | Equity Residential | 10008697 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 364387 | Invitation Homes, Inc. | 10483414 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17993 | &nbsp;&nbsp;&nbsp; Mid-America Apartment <br> Communities, Inc. | 2324336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 89860 | Sun Communities, Inc. | 11487702 |
|  |  | 44448388 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11162 | NXP Semiconductors N.V. | 3277052 |
|  | **Software — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18629 | Roper Technologies, Inc. | 6609756 |
|  | **Specialized REITs — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34419 | Extra Space Storage, Inc. | 4933275 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8112 | Public Storage | 2453474 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 414304 | VICI Properties, Inc. | 12097677 |
|  |  | 19484426 |
|  | **Specialty Retail — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6681 | Home Depot (The), Inc. | 2196713 |

---

------

**First Trust Large Cap Value AlphaDEX**<sup>®</sup> **Fund (FTA)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Specialty Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9300 | Lowe's Cos., Inc. | $2220747 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99634 | Tractor Supply Co. | 3497154 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24754 | Williams-Sonoma, Inc. | 4485672 |
|  |  | 12400286 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 276856 | Hewlett Packard Enterprise Co. | 7965147 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 343151 | HP, Inc. | 7158130 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44081 | NetApp, Inc. | 4882852 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 497092 | Super Micro Computer, Inc. (a) | 13620321 |
|  |  | 33626450 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65860 | Deckers Outdoor Corp. (a) | 6730892 |
|  | **Tobacco — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33298 | Altria Group, Inc. | 2419100 |
|  | **Water Utilities — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16146 | American Water Works Co., Inc. | 2073469 |
|  | **Wireless Telecommunication** <br> **Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31386 | T-Mobile US, Inc. | 6135963 |
|  | **Total Common Stocks** | 1298097927 |
|  | (Cost $1,178,279,764) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 1469763 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (b) | 1469763 |
|  | (Cost $1,469,763) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** | **REPURCHASE AGREEMENTS — 0.0%** |
| $12 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (b), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $12. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $12. (c) | $12 |
|  | (Cost $12) |  |
|  | **Total Investments — 100.0%** | 1299567702 |
|  | (Cost $1,179,749,539) |  |
|  | **Net Other Assets and** <br> **Liabilities — 0.0%** | 273466 |
|  | **Net Assets — 100.0%** | $1299841168 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(c) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1298097927 | &nbsp;&nbsp; $1298097927 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 1469763 | &nbsp;&nbsp; 1469763 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 12 | &nbsp;&nbsp; — | &nbsp;&nbsp; 12 | &nbsp;&nbsp; — |
| Total Investments | $1299567702 | &nbsp;&nbsp; $1299567690 | &nbsp;&nbsp; $12 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Large Cap Growth AlphaDEX**<sup>®</sup> **Fund (FTC)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Aerospace & Defense — 9.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69393 | ATI, Inc. (a) | $10787836 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40573 | Boeing (The) Co. (a) | 9292434 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49361 | BWX Technologies, Inc. | 10681227 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20487 | Carpenter Technology Corp. | 8772534 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14820 | Curtiss-Wright Corp. | 10673364 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41199 | FTAI Aviation Ltd. | 10286154 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6926 | General Electric Co. | 2008055 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7168 | HEICO Corp. | 1934787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25588 | Howmet Aerospace, Inc. | 6218908 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26570 | &nbsp;&nbsp;&nbsp; Huntington Ingalls Industries, <br> Inc. | 9679185 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27877 | &nbsp;&nbsp;&nbsp; Kratos Defense & Security <br> Solutions, Inc. (a) | 1757645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23395 | L3Harris Technologies, Inc. | 7499267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11836 | Northrop Grumman Corp. | 6858725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 125741 | Rocket Lab Corp. (a) | 10374890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41861 | RTX Corp. | 7370466 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28201 | Woodward, Inc. | 10236681 |
|  |  | 124432158 |
|  | **Air Freight & Logistics —** <br> **0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48625 | C.H. Robinson Worldwide, Inc. | 8840511 |
|  | **Automobiles — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 349874 | Ford Motor Co. | 4226478 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 130607 | &nbsp;&nbsp;&nbsp; Rivian Automotive, Inc., <br> Class A (a) | 2141955 |
|  |  | 6368433 |
|  | **Banks — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13725 | JPMorgan Chase & Co. | 4299082 |
|  | **Beverages — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53091 | Coca-Cola (The) Co. | 4181447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55721 | Monster Beverage Corp. (a) | 4294418 |
|  |  | 8475865 |
|  | **Biotechnology — 3.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9038 | AbbVie, Inc. | 1909910 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5940 | &nbsp;&nbsp;&nbsp; Alnylam Pharmaceuticals, <br> Inc. (a) | 1838370 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16760 | Amgen, Inc. | 5803150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42312 | Gilead Sciences, Inc. | 5536102 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85796 | Incyte Corp. (a) | 8173785 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36063 | Insmed, Inc. (a) | 4916469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29486 | Natera, Inc. (a) | 6078834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13618 | United Therapeutics Corp. (a) | 7780644 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4402 | Vertex Pharmaceuticals, Inc. (a) | 1881327 |
|  |  | 43918591 |
|  | **Broadline Retail — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19387 | Amazon.com, Inc. (a) | 5138718 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88718 | eBay, Inc. | 9180539 |
|  |  | 14319257 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Building Products — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61666 | &nbsp;&nbsp;&nbsp; Johnson Controls <br> International PLC | $9005086 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14150 | Trane Technologies PLC | 6969441 |
|  |  | 15974527 |
|  | **Capital Markets — 4.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2044 | Blackrock, Inc. | 2178086 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28730 | Cboe Global Markets, Inc. | 8621586 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42961 | Charles Schwab (The) Corp. | 3936946 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6655 | CME Group, Inc. | 1915442 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6970 | &nbsp;&nbsp;&nbsp; Goldman Sachs Group (The), <br> Inc. | 6438677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120398 | &nbsp;&nbsp;&nbsp; Interactive Brokers Group, Inc., <br> Class A | 9571641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12498 | Intercontinental Exchange, Inc. | 1975809 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49068 | Morgan Stanley | 9351870 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3647 | MSCI, Inc. | 2156872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47562 | Nasdaq, Inc. | 4371424 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42251 | Northern Trust Corp. | 7028031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28365 | &nbsp;&nbsp;&nbsp; Robinhood Markets, Inc., <br> Class A (a) | 2067525 |
|  |  | 59613909 |
|  | **Chemicals — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7389 | Ecolab, Inc. | 1925573 |
|  | **Commercial Services &** <br> **Supplies — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36804 | Rollins, Inc. | 2051087 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25662 | Waste Management, Inc. | 5967698 |
|  |  | 8018785 |
|  | **Communications Equipment** <br> **— 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32884 | Arista Networks, Inc. (a) | 5679396 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25999 | Ciena Corp. (a) | 13716552 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76001 | Cisco Systems, Inc. | 6954092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20382 | F5, Inc. (a) | 6601730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14363 | Lumentum Holdings, Inc. (a) | 12960022 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9304 | Motorola Solutions, Inc. | 4084735 |
|  |  | 49996527 |
|  | **Construction & Engineering** <br> **— 5.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 249108 | API Group Corp. (a) | 11389218 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7320 | Comfort Systems USA, Inc. | 13470630 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13671 | EMCOR Group, Inc. | 12190020 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31373 | MasTec, Inc. (a) | 12362531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18385 | Quanta Services, Inc. | 13380051 |
|  |  | 62792450 |
|  | **Construction Materials —** <br> **0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3339 | Martin Marietta Materials, Inc. | 2067075 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14828 | Vulcan Materials Co. | 4474200 |
|  |  | 6541275 |

---

------

**First Trust Large Cap Growth AlphaDEX**<sup>®</sup> **Fund (FTC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Consumer Finance — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13349 | American Express Co. | $4312394 |
|  | **Consumer Staples Distribution** <br> **& Retail — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64975 | Walmart, Inc. | 8572152 |
|  | **Diversified Telecommunication** <br> **Services — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 121804 | AST SpaceMobile, Inc. (a) (b) | 9001316 |
|  | **Electric Utilities — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14459 | Constellation Energy Corp. | 4525667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63490 | NextEra Energy, Inc. | 6214401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55256 | NRG Energy, Inc. | 8596729 |
|  |  | 19336797 |
|  | **Electrical Equipment — 6.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18835 | AMETEK, Inc. | 4435643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59600 | Bloom Energy Corp., Class A (a) | 16888256 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16487 | Eaton Corp. PLC | 7139036 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30816 | Emerson Electric Co. | 4327799 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11564 | GE Vernova, Inc. | 12529131 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12016 | Hubbell, Inc. | 6106171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83732 | Nextpower, Inc., Class A (a) | 9974993 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11250 | Rockwell Automation, Inc. | 4600237 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40282 | Vertiv Holdings Co., Class A | 13232234 |
|  |  | 79233500 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 4.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63911 | Amphenol Corp., Class A | 9412173 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33899 | Coherent Corp. (a) | 10837849 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74236 | Corning, Inc. | 12192521 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35747 | Keysight Technologies, Inc. (a) | 12508233 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38633 | TE Connectivity PLC | 8177061 |
|  |  | 53127837 |
|  | **Entertainment — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47489 | &nbsp;&nbsp;&nbsp; Liberty Media Corp.-Liberty <br> Formula One, Class C (a) | 4081680 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20443 | Netflix, Inc. (a) | 1913669 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29243 | TKO Group Holdings, Inc. | 5441830 |
|  |  | 11437179 |
|  | **Financial Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36238 | Apollo Global Management, Inc. | 4664555 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74147 | Toast, Inc., Class A (a) | 2114673 |
|  |  | 6779228 |
|  | **Ground Transportation —** <br> **1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56132 | Uber Technologies, Inc. (a) | 4188008 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51883 | XPO, Inc. (a) | 11421005 |
|  |  | 15609013 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Health Care Equipment &** <br> **Supplies — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64292 | Dexcom, Inc. (a) | $3828589 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24546 | Edwards Lifesciences Corp. (a) | 2049591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3498 | IDEXX Laboratories, Inc. (a) | 1961678 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8889 | STERIS PLC | 1927846 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5982 | Stryker Corp. | 1885108 |
|  |  | 11652812 |
|  | **Health Care Providers &** <br> **Services — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38214 | Cardinal Health, Inc. | 7370716 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21329 | HCA Healthcare, Inc. | 9266384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42791 | Tenet Healthcare Corp. (a) | 7579142 |
|  |  | 24216242 |
|  | **Health Care REITs — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72108 | Ventas, Inc. | 6335409 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29827 | Welltower, Inc. | 6482600 |
|  |  | 12818009 |
|  | **Hotels, Restaurants & Leisure** <br> **— 3.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31973 | Airbnb, Inc., Class A (a) | 4487730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 156010 | Carnival Corp. | 4135825 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26556 | Hilton Worldwide Holdings, Inc. | 8606003 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 149872 | Las Vegas Sands Corp. | 8184510 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24690 | &nbsp;&nbsp;&nbsp; Marriott International, Inc., <br> Class A | 8930126 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6325 | McDonald's Corp. | 1856957 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14672 | Royal Caribbean Cruises Ltd. | 3869887 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25968 | Yum! Brands, Inc. | 4145791 |
|  |  | 44216829 |
|  | **Household Durables — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25417 | Garmin Ltd. | 6383225 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79775 | Somnigroup International, Inc. | 6051732 |
|  |  | 12434957 |
|  | **Independent Power and** <br> **Renewable Electricity** <br>**Producers — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18472 | Talen Energy Corp. (a) | 6879342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13075 | Vistra Corp. | 2063758 |
|  |  | 8943100 |
|  | **Industrial Conglomerates —** <br> **0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13535 | 3M Co. | 1983148 |
|  | **Industrial REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14871 | Prologis, Inc. | 2111979 |
|  | **Insurance — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37477 | Cincinnati Financial Corp. | 6131237 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20367 | Progressive (The) Corp. | 4099470 |
|  |  | 10230707 |

---

------

**First Trust Large Cap Growth AlphaDEX**<sup>®</sup> **Fund (FTC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Interactive Media & Services** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20507 | Alphabet, Inc., Class A | $7891093 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3435 | Meta Platforms, Inc., Class A | 2101911 |
|  |  | 9993004 |
|  | **IT Services — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28579 | Cloudflare, Inc., Class A (a) | 5857838 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76119 | CoreWeave, Inc., Class A (a) | 8494880 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8030 | MongoDB, Inc. (a) | 2014165 |
|  |  | 16366883 |
|  | **Life Sciences Tools & Services** <br> **— 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47842 | Illumina, Inc. (a) | 6063495 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12281 | Medpace Holdings, Inc. (a) | 5141564 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1559 | &nbsp;&nbsp;&nbsp; Mettler-Toledo International, <br> Inc. (a) | 1990235 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7843 | &nbsp;&nbsp;&nbsp; West Pharmaceutical Services, <br> Inc. | 2333998 |
|  |  | 15529292 |
|  | **Machinery — 4.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14247 | Caterpillar, Inc. | 12681397 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15009 | Cummins, Inc. | 10071189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30950 | ITT, Inc. | 6633823 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22164 | Nordson Corp. | 6393206 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6587 | Parker-Hannifin Corp. | 5990349 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14868 | RBC Bearings, Inc. (a) | 8907270 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32312 | &nbsp;&nbsp;&nbsp; Westinghouse Air Brake <br> Technologies Corp. | 8720686 |
|  |  | 59397920 |
|  | **Media — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86221 | EchoStar Corp., Class A (a) | 10617254 |
|  | **Metals & Mining — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137378 | Freeport-McMoRan, Inc. | 7937701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 541807 | Hecla Mining Co. | 9763362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93246 | Newmont Corp. | 10358698 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23171 | Royal Gold, Inc. | 5407648 |
|  |  | 33467409 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12427 | Texas Pacific Land Corp. | 5513487 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81024 | Williams (The) Cos., Inc. | 6182942 |
|  |  | 11696429 |
|  | **Personal Care Products —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56256 | &nbsp;&nbsp;&nbsp; Estee Lauder (The) Cos., Inc., <br> Class A | 4315398 |
|  | **Pharmaceuticals — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4390 | Eli Lilly & Co. | 4102894 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Pharmaceuticals (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33036 | Johnson & Johnson | $7593325 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67130 | Merck & Co., Inc. | 7329253 |
|  |  | 19025472 |
|  | **Professional Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25961 | Leidos Holdings, Inc. | 3873900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28409 | TransUnion | 2017039 |
|  |  | 5890939 |
|  | **Retail REITs — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32129 | Realty Income Corp. | 2063967 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10538 | Simon Property Group, Inc. | 2146696 |
|  |  | 4210663 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 12.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39694 | &nbsp;&nbsp;&nbsp; Advanced Micro Devices, <br> Inc. (a) | 14071126 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25382 | Analog Devices, Inc. | 10210163 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23626 | Applied Materials, Inc. | 9320221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17935 | Astera Labs, Inc. (a) | 3492662 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13045 | Broadcom, Inc. | 5445374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20941 | &nbsp;&nbsp;&nbsp; Credo Technology Group <br> Holding Ltd. (a) | 3643943 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29894 | First Solar, Inc. (a) | 6035300 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4005 | KLA Corp. | 7010152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37794 | Lam Research Corp. | 9745561 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45453 | &nbsp;&nbsp;&nbsp; MACOM Technology Solutions <br> Holdings, Inc. (a) | 12800019 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81525 | Marvell Technology, Inc. | 13463854 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29877 | Micron Technology, Inc. | 15451189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43923 | MKS, Inc. | 12463151 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7386 | Monolithic Power Systems, Inc. | 11924032 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33813 | NVIDIA Corp. | 6748061 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34048 | Teradyne, Inc. | 11694467 |
|  |  | 153519275 |
|  | **Software — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16651 | Datadog, Inc., Class A (a) | 2201096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49407 | Fortinet, Inc. (a) | 4165504 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27602 | &nbsp;&nbsp;&nbsp; Palantir Technologies, Inc., <br> Class A (a) | 3839714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50225 | Zoom Communications, Inc. (a) | 4879359 |
|  |  | 15085673 |
|  | **Specialized REITs — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22405 | Digital Realty Trust, Inc. | 4502061 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4119 | Equinix, Inc. | 4460177 |
|  |  | 8962238 |
|  | **Specialty Retail — 3.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 581 | AutoZone, Inc. (a) | 2152041 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31022 | Burlington Stores, Inc. (a) | 9927350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18757 | Carvana Co. (a) | 7424021 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21294 | O'Reilly Automotive, Inc. (a) | 2116624 |

---

------

**First Trust Large Cap Growth AlphaDEX**<sup>®</sup> **Fund (FTC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Specialty Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46595 | Ross Stores, Inc. | $10613875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36926 | TJX (The) Cos., Inc. | 5788150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11281 | Ulta Beauty, Inc. (a) | 6063312 |
|  |  | 44085373 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 5.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15909 | Apple, Inc. | 4316907 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61499 | Dell Technologies, Inc., Class C | 12850216 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68387 | Everpure, Inc., Class A (a) | 4886251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15888 | Sandisk Corp. (a) | 17421351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25765 | &nbsp;&nbsp;&nbsp; Seagate Technology <br> Holdings PLC | 17356335 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37317 | Western Digital Corp. | 16214983 |
|  |  | 73046043 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71532 | Tapestry, Inc. | 10375001 |
|  | **Tobacco — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24420 | Philip Morris International, Inc. | 4031009 |
|  | **Trading Companies &** <br> **Distributors — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 87016 | Fastenal Co. | 3909629 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 519767 | QXO, Inc. (a) (b) | 10431724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2698 | United Rentals, Inc. | 2589648 |
|  |  | 16931001 |
|  | **Total Common Stocks** | 1268080418 |
|  | (Cost $1,026,235,241) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 841772 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 841772 |
|  | (Cost $841,772) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.7%** | **REPURCHASE AGREEMENTS — 0.7%** | **REPURCHASE AGREEMENTS — 0.7%** |
| $9081286 | &nbsp;&nbsp;&nbsp; Citigroup, Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $9,082,204. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.25% to <br> 3.50%, due 06/30/28 to <br> 02/15/29. The value of the <br> collateral including accrued <br> interest is $9,262,916. (d) | $9081286 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 423491 | &nbsp;&nbsp;&nbsp; Toronto-Dominion Bank (The), <br> 3.64% (c), dated 04/30/26, due <br> 05/01/26, with a maturity <br> value of $423,534. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 3.50% to <br> 4.88%, due 06/30/28 to <br> 10/31/30. The value of the <br> collateral including accrued <br> interest is $431,961. (d) | 423491 |
|  | **Total Repurchase Agreements** | 9504777 |
|  | (Cost $9,504,777) |  |
|  | **Total Investments — 100.8%** | 1278426967 |
|  | (Cost $1,036,581,790) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.8)%** | (9982317)<br>|
|  | **Net Assets — 100.0%** | $1268444650 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $9,409,901 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $9,504,777.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**First Trust Large Cap Growth AlphaDEX**<sup>®</sup> **Fund (FTC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $1268080418 | &nbsp;&nbsp; $1268080418 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 841772 | &nbsp;&nbsp; 841772 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 9504777 | &nbsp;&nbsp; — | &nbsp;&nbsp; 9504777 | &nbsp;&nbsp; — |
| Total Investments | $1278426967 | &nbsp;&nbsp; $1268922190 | &nbsp;&nbsp; $9504777 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Aerospace & Defense — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 535 | AAR Corp. (a) | $59048 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 337 | General Dynamics Corp. | 116029 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5455 | Textron, Inc. | 523462 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 484 | V2X, Inc. (a) | 32820 |
|  |  | 731359 |
|  | **Air Freight & Logistics —** <br> **1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 807 | &nbsp;&nbsp;&nbsp; Expeditors International of <br> Washington, Inc. | 119347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1341 | FedEx Corp. | 540839 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3749 | Hub Group, Inc., Class A | 164319 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4855 | &nbsp;&nbsp;&nbsp; United Parcel Service, Inc., <br> Class B | 528224 |
|  |  | 1352729 |
|  | **Automobile Components —** <br> **0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3419 | Aptiv PLC (a) | 206029 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1079 | BorgWarner, Inc. | 61470 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13480 | Gentex Corp. | 311523 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 809 | LCI Industries | 96449 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1946 | Lear Corp. | 247395 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 527 | Patrick Industries, Inc. | 49011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1453 | Phinia, Inc. | 104834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1483 | Visteon Corp. | 165666 |
|  |  | 1242377 |
|  | **Automobiles — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8014 | General Motors Co. | 616196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8354 | Harley-Davidson, Inc. | 199577 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3687 | Thor Industries, Inc. | 291420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5450 | Winnebago Industries, Inc. | 177725 |
|  |  | 1284918 |
|  | **Banks — 9.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 976 | 1st Source Corp. | 71765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 853 | Amalgamated Financial Corp. | 34871 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1502 | Ameris Bancorp | 128046 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9111 | Associated Banc-Corp. | 256566 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1638 | Atlantic Union Bankshares Corp. | 61671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5656 | Banc of California, Inc. | 105937 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7155 | Bank of America Corp. | 382506 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6418 | Bank OZK | 309091 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1496 | BankUnited, Inc. | 69534 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1639 | Banner Corp. | 109665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 914 | BOK Financial Corp. | 122284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3150 | Byline Bancorp, Inc. | 101273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1994 | Cathay General Bancorp | 111724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3075 | Citigroup, Inc. | 393538 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5816 | Citizens Financial Group, Inc. | 378331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4269 | Columbia Banking System, Inc. | 126362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1190 | Commerce Bancshares, Inc. | 61916 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 565 | &nbsp;&nbsp;&nbsp; Community Financial System, <br> Inc. | $35798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1113 | Community Trust Bancorp, Inc. | 72267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1238 | ConnectOne Bancorp, Inc. | 36174 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 427 | Cullen/Frost Bankers, Inc. | 61885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1433 | Customers Bancorp, Inc. (a) | 109295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3485 | CVB Financial Corp. | 70989 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3267 | East West Bancorp, Inc. | 413177 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1838 | &nbsp;&nbsp;&nbsp; Enterprise Financial Services <br> Corp. | 106273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3163 | First BanCorp | 76798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2674 | First Busey Corp. | 70059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 253 | &nbsp;&nbsp;&nbsp; First Citizens BancShares, Inc., <br> Class A | 501906 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3843 | &nbsp;&nbsp;&nbsp; First Commonwealth Financial <br> Corp. | 70750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3566 | First Financial Bancorp | 107978 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4036 | First Hawaiian, Inc. | 110102 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5145 | First Horizon Corp. | 128419 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2977 | &nbsp;&nbsp;&nbsp; First Interstate BancSystem, Inc., <br> Class A | 105654 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2567 | First Merchants Corp. | 103809 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3706 | Firstsun Capital Bancorp (a) | 131044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10506 | FNB Corp. | 187532 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4889 | Fulton Financial Corp. | 105554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 793 | German American Bancorp, Inc. | 34155 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1842 | Hancock Whitney Corp. | 124353 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1886 | Hilltop Holdings, Inc. | 71046 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4349 | Home BancShares, Inc. | 116858 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2967 | Hope Bancorp, Inc. | 36939 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22287 | Huntington Bancshares, Inc. | 373530 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 441 | Independent Bank Corp. | 34394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2611 | International Bancshares Corp. | 187313 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17396 | KeyCorp | 384626 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1002 | Live Oak Bancshares, Inc. | 37675 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2310 | M&T Bank Corp. | 505035 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 846 | &nbsp;&nbsp;&nbsp; National Bank Holdings Corp., <br> Class A | 36124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1587 | NBT Bancorp, Inc. | 69336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2612 | Northwest Bancshares, Inc. | 36124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3340 | OFG Bancorp | 153506 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5299 | Old National Bancorp | 127017 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 799 | Origin Bancorp, Inc. | 37409 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 757 | Pathward Financial, Inc. | 65738 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3025 | Peoples Bancorp, Inc.  | 104060 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1676 | &nbsp;&nbsp;&nbsp; PNC Financial Services Group <br> (The), Inc. | 373748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 873 | Popular, Inc. | 131238 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2615 | Prosperity Bancshares, Inc. | 182135 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6386 | &nbsp;&nbsp;&nbsp; Provident Financial Services, <br> Inc. | 144834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 791 | QCR Holdings, Inc. | 71522 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18285 | Regions Financial Corp. | $522037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 917 | Renasant Corp. | 36579 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1915 | Republic Bancorp, Inc., Class A | 145023 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2377 | S&T Bancorp, Inc. | 104897 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1899 | SouthState Bank Corp. | 185475 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1234 | &nbsp;&nbsp;&nbsp; Texas Capital Bancshares, <br> Inc. (a) | 124264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1714 | Tompkins Financial Corp. | 144439 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1421 | TriCo Bancshares | 71434 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10390 | Truist Financial Corp. | 535085 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2360 | Trustmark Corp. | 104713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9183 | U.S. Bancorp | 520309 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1038 | UMB Financial Corp. | 130964 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2827 | United Bankshares, Inc. | 123851 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5578 | United Community Banks, Inc. | 185915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14305 | Valley National Bancorp | 194119 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3167 | WaFd, Inc. | 112112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5999 | Wells Fargo & Co. | 493298 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1959 | WesBanco, Inc. | 67350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1296 | Westamerica BanCorp | 71047 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3326 | Western Alliance Bancorp | 271202 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 843 | Wintrust Financial Corp. | 126931 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1032 | WSFS Financial Corp. | 74273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3049 | Zions Bancorp N.A. | 193368 |
|  |  | 13407943 |
|  | **Beverages — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 293 | &nbsp;&nbsp;&nbsp; Boston Beer (The) Co., Inc., <br> Class A (a) | 69453 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4429 | Brown-Forman Corp., Class B | 114135 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18140 | Keurig Dr Pepper, Inc. | 533316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 985 | National Beverage Corp. (a) | 33707 |
|  |  | 750611 |
|  | **Biotechnology — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1656 | Alkermes PLC (a) | 55824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2605 | Biogen, Inc. (a) | 493074 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16601 | Novavax, Inc. (a) | 131563 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 451 | Regeneron Pharmaceuticals, Inc. | 318884 |
|  |  | 999345 |
|  | **Broadline Retail — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 205 | Dillard's, Inc., Class A | 116690 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13094 | Kohl's Corp. | 185542 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16281 | Macy's, Inc. | 318294 |
|  |  | 620526 |
|  | **Building Products — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2134 | Builders FirstSource, Inc. (a) | 168778 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 175 | Carlisle Cos., Inc. | 62171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4508 | Fortune Brands Innovations, Inc. | 182754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5050 | Hayward Holdings, Inc. (a) | 75800 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 249 | Lennox International, Inc. | 133188 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Building Products (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 970 | Masco Corp. | $69665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16261 | Masterbrand, Inc. (a) (b) | 146024 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 341 | Simpson Manufacturing Co., Inc. | 65039 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2232 | Tecnoglass, Inc. | 96155 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3216 | Trex Co., Inc. (a) | 126067 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1907 | UFP Industries, Inc. | 170657 |
|  |  | 1296298 |
|  | **Capital Markets — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2013 | &nbsp;&nbsp;&nbsp; Bank of New York Mellon (The) <br> Corp. | 270487 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23771 | &nbsp;&nbsp;&nbsp; Blue Owl Technology Finance <br> Corp. | 270514 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 703 | &nbsp;&nbsp;&nbsp; Donnelley Financial Solutions, <br> Inc. (a) | 35361 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 810 | FactSet Research Systems, Inc. | 184340 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4958 | Franklin Resources, Inc. | 148591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13342 | Golub Capital BDC, Inc. (b) | 182786 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4257 | Jefferies Financial Group, Inc. | 205273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 384 | LPL Financial Holdings, Inc. | 128306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 798 | Raymond James Financial, Inc. | 126339 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3774 | State Street Corp. | 576818 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6623 | T. Rowe Price Group, Inc. | 681374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3598 | &nbsp;&nbsp;&nbsp; Victory Capital Holdings, Inc., <br> Class A | 282479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1257 | Virtus Investment Partners, Inc. | 182956 |
|  |  | 3275624 |
|  | **Chemicals — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 913 | Avient Corp. | 33854 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1320 | Cabot Corp. | 101587 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1353 | CF Industries Holdings, Inc. | 168043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3069 | Eastman Chemical Co. | 224313 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1095 | H.B. Fuller Co. | 66269 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1851 | Innospec, Inc. | 141157 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11550 | Mosaic (The) Co. | 268769 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 274 | NewMarket Corp. | 185120 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1115 | Olin Corp. | 31755 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4469 | PPG Industries, Inc. | 484887 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 589 | RPM International, Inc. | 60013 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3380 | Stepan Co. | 169101 |
|  |  | 1934868 |
|  | **Commercial Services &** <br> **Supplies — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3508 | ABM Industries, Inc. | 143127 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14327 | BrightView Holdings, Inc. (a) | 170491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7193 | Copart, Inc. (a) | 238160 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7146 | CoreCivic, Inc. (a) | 146207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4907 | Deluxe Corp. | 152853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10048 | GEO Group (The), Inc. (a) | 185989 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2024 | HNI Corp. | 73957 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Commercial Services &** <br> **Supplies (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9345 | MillerKnoll, Inc. | $150268 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1307 | Veralto Corp. | 115277 |
|  |  | 1376329 |
|  | **Communications Equipment** <br> **— 0.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2125 | NetScout Systems, Inc. (a) | 71612 |
|  | **Construction & Engineering** <br> **— 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2650 | Ameresco, Inc., Class A (a) | 78414 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1103 | Arcosa, Inc. | 139496 |
|  |  | 217910 |
|  | **Construction Materials —** <br> **0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3318 | CRH PLC | 392918 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 927 | Eagle Materials, Inc. | 194772 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 406 | Knife River Corp. (a) | 37575 |
|  |  | 625265 |
|  | **Consumer Finance — 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6006 | Ally Financial, Inc. | 266606 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2255 | Bread Financial Holdings, Inc. | 191179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1309 | Capital One Financial Corp. | 250412 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 277 | Credit Acceptance Corp. (a) | 139860 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6944 | LendingClub Corp. (a) | 118534 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 771 | Nelnet, Inc., Class A | 109251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4405 | OneMain Holdings, Inc. | 258882 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5887 | PROG Holdings, Inc. | 210931 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11005 | SLM Corp. | 253995 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8777 | Synchrony Financial | 668808 |
|  |  | 2468458 |
|  | **Consumer Staples Distribution** <br> **& Retail — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10309 | Albertsons Cos., Inc., Class A | 173707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 462 | Andersons (The), Inc. | 36286 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2938 | Dollar General Corp. | 340455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3185 | Dollar Tree, Inc. (a) | 309295 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1879 | Ingles Markets, Inc., Class A | 171872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2278 | Sprouts Farmers Market, Inc. (a) | 186454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1620 | Sysco Corp. | 121030 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3941 | Target Corp. | 511345 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2470 | Weis Markets, Inc. | 173345 |
|  |  | 2023789 |
|  | **Containers & Packaging —** <br> **2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12015 | Amcor PLC | 457051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 929 | AptarGroup, Inc. | 114899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 339 | Avery Dennison Corp. | 55572 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5901 | Ball Corp. | 360433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1168 | Crown Holdings, Inc. | 114826 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Containers & Packaging** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29631 | Graphic Packaging Holding Co. | $282383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2015 | Greif, Inc., Class A | 131459 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9461 | O-I Glass, Inc. (a) | 86190 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1643 | Packaging Corp. of America | 350698 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6073 | Silgan Holdings, Inc. | 246260 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14982 | Smurfit Westrock PLC | 575159 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4356 | Sonoco Products Co. | 217626 |
|  |  | 2992556 |
|  | **Distributors — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 827 | Gold.com, Inc. | 37372 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10028 | LKQ Corp. | 316684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 289 | Pool Corp. | 61650 |
|  |  | 415706 |
|  | **Diversified Consumer Services** <br> **— 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44829 | ADT, Inc. | 337562 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1816 | Perdoceo Education Corp. | 61635 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1629 | Strategic Education, Inc. | 127714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1533 | Stride, Inc. (a) | 148946 |
|  |  | 675857 |
|  | **Diversified REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9175 | American Assets Trust, Inc. | 190290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3698 | Broadstone Net Lease, Inc. | 73220 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3514 | WP Carey, Inc. | 256276 |
|  |  | 519786 |
|  | **Diversified Telecommunication** <br> **Services — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20594 | AT&T, Inc. | 538121 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20795 | Comcast Corp., Class A | 562297 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1376 | IDT Corp., Class B | 69006 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14406 | Uniti Group, Inc. (a) | 170423 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9514 | Verizon Communications, Inc. | 456958 |
|  |  | 1796805 |
|  | **Electric Utilities — 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3328 | Alliant Energy Corp. | 244375 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2661 | &nbsp;&nbsp;&nbsp; American Electric Power Co., <br> Inc. | 364850 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2664 | Duke Energy Corp. | 345121 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8158 | Edison International | 566899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1029 | Entergy Corp. | 121329 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5830 | Evergy, Inc. | 482957 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6894 | Eversource Energy | 487406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9743 | Exelon Corp. | 448081 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2281 | FirstEnergy Corp. | 108393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6700 | &nbsp;&nbsp;&nbsp; Hawaiian Electric Industries, <br> Inc. (a) | 100969 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 410 | IDACORP, Inc. | 60573 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 874 | MGE Energy, Inc. | 70112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2442 | OGE Energy Corp. | 119170 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Electric Utilities (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1133 | Otter Tail Corp. | $101109 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33979 | PG&E Corp. | 564731 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1744 | Pinnacle West Capital Corp. | 180888 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4465 | Portland General Electric Co. | 231867 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9131 | PPL Corp. | 341865 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2474 | Southern (The) Co. | 239236 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4391 | Xcel Energy, Inc. | 364234 |
|  |  | 5544165 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1225 | Arrow Electronics, Inc. (a) | 230092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1900 | Avnet, Inc. | 156769 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 510 | Belden, Inc. | 57365 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1973 | CDW Corp. | 270123 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2450 | Crane NXT Co. | 109466 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 694 | CTS Corp. | 39627 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 898 | ePlus, Inc. | 76052 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2017 | Insight Enterprises, Inc. (a) | 147039 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1960 | Itron, Inc. (a) | 164248 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1156 | PC Connection, Inc. | 73684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1041 | TD SYNNEX Corp. | 237535 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 191 | Teledyne Technologies, Inc. (a) | 123357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1841 | Vishay Intertechnology, Inc. | 53334 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4952 | Vontier Corp. | 177678 |
|  |  | 1916369 |
|  | **Energy Equipment & Services** <br> **— 1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3912 | Baker Hughes Co. | 272549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3602 | Bristow Group, Inc. | 176966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 700 | Cactus, Inc., Class A | 39004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7762 | Expro Group Holdings N.V. (a) | 141346 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6125 | Halliburton Co. | 259087 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13663 | &nbsp;&nbsp;&nbsp; Helix Energy Solutions Group, <br> Inc. (a) | 141412 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 920 | Helmerich & Payne, Inc. | 37150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3453 | Liberty Energy, Inc. | 116677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6226 | NOV, Inc. | 127384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2803 | &nbsp;&nbsp;&nbsp; Oceaneering International, <br> Inc. (a) | 105225 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9181 | Patterson-UTI Energy, Inc. | 112192 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14044 | RPC, Inc. | 110667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6787 | SLB Ltd. | 386044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1617 | Tidewater, Inc. (a) | 144447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1238 | Weatherford International PLC | 136613 |
|  |  | 2306763 |
|  | **Entertainment — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6194 | Walt Disney (The) Co. | 642627 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Financial Services — 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 997 | &nbsp;&nbsp;&nbsp; Berkshire Hathaway, Inc., <br> Class B (a) | $472179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1920 | Block, Inc. (a) | 135379 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 397 | Corpay, Inc. (a) | 121669 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7217 | Enact Holdings, Inc. | 308382 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5040 | Essent Group Ltd. | 305021 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2036 | Euronet Worldwide, Inc. (a) | 147366 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4788 | EVERTEC, Inc. | 141390 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7435 | &nbsp;&nbsp;&nbsp; Fidelity National Information <br> Services, Inc. | 345951 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10699 | Fiserv, Inc. (a) | 670292 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8871 | Global Payments, Inc. | 638357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2317 | Merchants Bancorp | 107833 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11220 | MGIC Investment Corp. | 297106 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4503 | NMI Holdings, Inc. (a) | 174311 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13200 | PayPal Holdings, Inc. | 661848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8904 | Radian Group, Inc. | 319030 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1714 | Voya Financial, Inc. | 140480 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3806 | Walker & Dunlop, Inc. | 191632 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15479 | Western Union (The) Co. | 140704 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 383 | WEX, Inc. (a) | 57576 |
|  |  | 5376506 |
|  | **Food Products — 2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3285 | Archer-Daniels-Midland Co. | 244864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1877 | Bunge Global S.A. | 238510 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2134 | Cal-Maine Foods, Inc. | 164873 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10517 | Campbell's (The) Co. (b) | 218649 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16580 | Flowers Foods, Inc. | 150215 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3356 | Fresh Del Monte Produce, Inc. | 140583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16040 | General Mills, Inc. | 566373 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2585 | Hormel Foods Corp. | 55500 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2614 | Ingredion, Inc. | 292088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 852 | J & J Snack Foods Corp. | 75198 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4157 | Lamb Weston Holdings, Inc. | 181037 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 847 | Marzetti (The) Company | 110347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11836 | McCormick & Co., Inc. | 601742 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2383 | Post Holdings, Inc. (a) | 249619 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52 | Seaboard Corp. | 295668 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11771 | &nbsp;&nbsp;&nbsp; Simply Good Foods (The) <br> Co. (a) | 157378 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3727 | Tyson Foods, Inc., Class A | 238789 |
|  |  | 3981433 |
|  | **Gas Utilities — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1293 | Atmos Energy Corp. | 245644 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5652 | MDU Resources Group, Inc. | 127340 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2508 | National Fuel Gas Co. | 211625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2132 | New Jersey Resources Corp. | 120053 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1868 | Northwest Natural Holding Co. | 99004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2039 | ONE Gas, Inc. | 181920 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2711 | Southwest Gas Holdings, Inc. | 254969 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Gas Utilities (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1940 | Spire, Inc. | $176889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6470 | UGI Corp. | 233502 |
|  |  | 1650946 |
|  | **Ground Transportation —** <br> **1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 687 | ArcBest Corp. | 87641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2815 | CSX Corp. | 127885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 545 | &nbsp;&nbsp;&nbsp; J.B. Hunt Transport Services, <br> Inc. | 137084 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1017 | &nbsp;&nbsp;&nbsp; Knight-Swift Transportation <br> Holdings, Inc. | 66003 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22145 | Lyft, Inc., Class A (a) | 313352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 858 | Ryder System, Inc. | 217735 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3772 | Schneider National, Inc., Class B | 117272 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3933 | U-Haul Holding Co. | 187565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 984 | Union Pacific Corp. | 265168 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2297 | Werner Enterprises, Inc. | 84690 |
|  |  | 1604395 |
|  | **Health Care Equipment &** <br> **Supplies — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1126 | Abbott Laboratories | 102230 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 342 | Align Technology, Inc. (a) | 60195 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3038 | Becton Dickinson & Co. | 452784 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2812 | CONMED Corp. | 103088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3340 | Cooper (The) Cos., Inc. (a) | 210086 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3355 | &nbsp;&nbsp;&nbsp; GE HealthCare Technologies, <br> Inc. | 204118 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 377 | Integer Holdings Corp. (a) | 33368 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2756 | Medtronic PLC | 223153 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4510 | Solventum Corp. (a) | 303794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5282 | Zimmer Biomet Holdings, Inc. | 435395 |
|  |  | 2128211 |
|  | **Health Care Providers &** <br> **Services — 3.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8356 | AdaptHealth Corp. (a) | 109547 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 721 | Addus HomeCare Corp. (a) | 69858 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19732 | Ardent Health, Inc. (a) | 192584 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 155 | Chemed Corp. | 65872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2238 | Cigna Group (The) | 650318 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1545 | &nbsp;&nbsp;&nbsp; Concentra Group Holdings <br> Parent, Inc. | 34716 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3325 | CVS Health Corp. | 276939 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 381 | DaVita, Inc. (a) | 59108 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2039 | Elevance Health, Inc. | 767520 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 794 | Henry Schein, Inc. (a) | 59225 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2755 | Humana, Inc. | 651392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 895 | Labcorp Holdings, Inc. | 229836 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 879 | Molina Healthcare, Inc. (a) | 171071 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2175 | Option Care Health, Inc. (a) | 44218 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4649 | Pediatrix Medical Group, Inc. (a) | 104649 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Health Care Providers &** <br> **Services (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1219 | Quest Diagnostics, Inc. | $236730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2781 | Surgery Partners, Inc. (a) | 39018 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 427 | UnitedHealth Group, Inc. | 158195 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1646 | &nbsp;&nbsp;&nbsp; Universal Health Services, Inc., <br> Class B | 276972 |
|  |  | 4197768 |
|  | **Health Care REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3564 | Healthpeak Properties, Inc. | 57630 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1818 | LTC Properties, Inc. | 69484 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7159 | Medical Properties Trust, Inc. (b) | 35365 |
|  |  | 162479 |
|  | **Health Care Technology —** <br> **0.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11853 | Certara, Inc. (a) | 72659 |
|  | **Hotel & Resort REITs — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14675 | Apple Hospitality REIT, Inc. | 197672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14421 | DiamondRock Hospitality Co. | 147094 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12298 | Host Hotels & Resorts, Inc. | 259857 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7873 | Pebblebrook Hotel Trust | 110616 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22764 | RLJ Lodging Trust | 187576 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7499 | Sunstone Hotel Investors, Inc. | 73640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9112 | Xenia Hotels & Resorts, Inc. | 148252 |
|  |  | 1124707 |
|  | **Hotels, Restaurants & Leisure** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3584 | Boyd Gaming Corp. | 311629 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6647 | Caesars Entertainment, Inc. (a) | 184787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1131 | &nbsp;&nbsp;&nbsp; Choice Hotels International, <br> Inc. (b) | 112059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1218 | Darden Restaurants, Inc. | 244282 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3044 | &nbsp;&nbsp;&nbsp; United Parks & Resorts, <br> Inc. (a) (b) | 107301 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 456 | Vail Resorts, Inc. (b) | 57994 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14307 | Wendy's (The) Co. (b) | 99577 |
|  |  | 1117629 |
|  | **Household Durables — 3.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68 | Cavco Industries, Inc. (a) | 34476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2944 | Century Communities, Inc. | 164923 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1575 | Champion Homes, Inc. (a) | 120062 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4351 | D.R. Horton, Inc. | 669445 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2621 | Green Brick Partners, Inc. (a) | 176760 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3264 | KB Home | 172959 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5256 | La-Z-Boy, Inc. | 182594 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17096 | Leggett & Platt, Inc. | 185834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6875 | Lennar Corp., Class A | 620813 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3418 | LGI Homes, Inc. (a) | 167380 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1379 | M/I Homes, Inc. (a) | 181325 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4763 | Meritage Homes Corp. | 320740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2991 | Mohawk Industries, Inc. (a) | 315730 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Household Durables** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9663 | Newell Brands, Inc. | $39425 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53 | NVR, Inc. (a) | 334741 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5076 | PulteGroup, Inc. | 621099 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5057 | Taylor Morrison Home Corp. (a) | 307162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2158 | Toll Brothers, Inc. | 306738 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4370 | Whirlpool Corp. (b) | 244982 |
|  |  | 5167188 |
|  | **Household Products — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4168 | &nbsp;&nbsp;&nbsp; Central Garden & Pet Co., <br> Class A (a) | 139878 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6056 | Energizer Holdings, Inc. | 118577 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3616 | Kimberly-Clark Corp. | 355923 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1653 | Procter & Gamble (The) Co. | 243140 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8294 | &nbsp;&nbsp;&nbsp; Reynolds Consumer Products, <br> Inc. | 173925 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2292 | Spectrum Brands Holdings, Inc. | 189319 |
|  |  | 1220762 |
|  | **Industrial REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2892 | Americold Realty Trust, Inc. | 35369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3367 | &nbsp;&nbsp;&nbsp; Innovative Industrial Properties, <br> Inc. | 182660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5362 | Lineage, Inc. | 197751 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3578 | Rexford Industrial Realty, Inc. | 128414 |
|  |  | 544194 |
|  | **Insurance — 7.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1053 | Aflac, Inc. | 119694 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2879 | Allstate (The) Corp. | 625492 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 458 | American Financial Group, Inc. | 61038 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7934 | &nbsp;&nbsp;&nbsp; American International Group, <br> Inc. | 593463 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6220 | Arch Capital Group Ltd. (a) | 587541 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 538 | Assurant, Inc. | 127113 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2073 | Assured Guaranty Ltd. | 169779 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2324 | Axis Capital Holdings Ltd. | 233353 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3662 | Brown & Brown, Inc. | 220269 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1465 | Chubb Ltd. | 479055 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2422 | CNO Financial Group, Inc. | 107658 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 717 | Everest Group Ltd. | 255797 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3927 | F&G Annuities & Life, Inc. | 112469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1263 | Fidelity National Financial, Inc. | 66055 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4885 | First American Financial Corp. | 342585 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8321 | Genworth Financial, Inc. (a) | 73142 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1262 | Globe Life, Inc. | 194727 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5662 | &nbsp;&nbsp;&nbsp; Hamilton Insurance Group Ltd., <br> Class B | 185544 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1359 | &nbsp;&nbsp;&nbsp; Hanover Insurance Group (The), <br> Inc. | 255071 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4415 | &nbsp;&nbsp;&nbsp; Hartford Insurance Group (The), <br> Inc. | 604016 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Insurance (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4422 | Kemper Corp. | $148977 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6637 | Lincoln National Corp. | 250945 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4475 | Loews Corp. | 503930 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 312 | Markel Group, Inc. (a) | 553011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 666 | Marsh & McLennan Cos., Inc. | 111695 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2673 | Mercury General Corp. | 260110 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1634 | MetLife, Inc. | 130883 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4403 | Old Republic International Corp. | 175900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 468 | Primerica, Inc. | 131634 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1283 | Principal Financial Group, Inc. | 129467 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4889 | Prudential Financial, Inc. | 479660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 574 | &nbsp;&nbsp;&nbsp; Reinsurance Group of America, <br> Inc. | 121378 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 991 | RenaissanceRe Holdings Ltd. | 304207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2053 | RLI Corp. | 106284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1860 | Safety Insurance Group, Inc. | 139798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3125 | Selective Insurance Group, Inc. | 262344 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7842 | SiriusPoint Ltd. (a) | 183581 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2194 | &nbsp;&nbsp;&nbsp; Stewart Information Services <br> Corp. | 153558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1638 | Travelers (The) Cos., Inc. | 499819 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1604 | Unum Group | 128929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3603 | W.R. Berkley Corp. | 240788 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 134 | &nbsp;&nbsp;&nbsp; White Mountains Insurance <br> Group Ltd. | 299087 |
|  |  | 10729846 |
|  | **Interactive Media & Services** <br> **— 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 973 | Cargurus, Inc. (a) | 35476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 828 | IAC, Inc. (a) | 36896 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3109 | TripAdvisor, Inc. (a) | 34603 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5462 | Yelp, Inc. (a) | 150751 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4025 | Ziff Davis, Inc. (a) | 184184 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22597 | ZoomInfo Technologies, Inc. (a) | 141231 |
|  |  | 583141 |
|  | **IT Services — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1759 | Accenture PLC, Class A | 314351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9731 | &nbsp;&nbsp;&nbsp; Cognizant Technology Solutions <br> Corp., Class A | 514770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13438 | DXC Technology Co. (a) | 152118 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1297 | EPAM Systems, Inc. (a) | 147573 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4363 | Everforth, Inc. (a) | 92059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 370 | Gartner, Inc. (a) | 54941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13389 | Kyndryl Holdings, Inc. (a) | 185036 |
|  |  | 1460848 |
|  | **Leisure Products — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16216 | Mattel, Inc. (a) | 244537 |
|  | **Life Sciences Tools & Services** <br> **— 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1014 | Agilent Technologies, Inc. | 117168 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1569 | Azenta, Inc. (a) | 38550 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Life Sciences Tools & Services** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1057 | &nbsp;&nbsp;&nbsp; Bio-Rad Laboratories, Inc., <br> Class A (a) | $296087 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 678 | IQVIA Holdings, Inc. (a) | 107375 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 668 | Revvity, Inc. | 57862 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 235 | Thermo Fisher Scientific, Inc. | 112555 |
|  |  | 729597 |
|  | **Machinery — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3414 | Aebi Schmidt Holding AG | 39671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2034 | AGCO Corp. | 246154 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 410 | Alamo Group, Inc. | 71110 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 500 | &nbsp;&nbsp;&nbsp; Allison Transmission Holdings, <br> Inc. | 67175 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 554 | Dover Corp. | 125431 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 635 | Franklin Electric Co., Inc. | 63620 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3208 | Greenbrier (The) Cos., Inc. | 157577 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11951 | Hillman Solutions Corp. (a) | 97520 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1870 | Kennametal, Inc. | 72388 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 567 | Lindsay Corp. | 63487 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2130 | &nbsp;&nbsp;&nbsp; Mueller Water Products, Inc., <br> Class A | 59406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1193 | Oshkosh Corp. | 186466 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1001 | PACCAR, Inc. | 118919 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 658 | Snap-on, Inc. | 252277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1648 | Stanley Black & Decker, Inc. | 128808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 499 | Tennant Co. | 41437 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 582 | Timken (The) Co. | 64538 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3090 | Trinity Industries, Inc. | 100765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 636 | Worthington Enterprises, Inc. | 34516 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 967 | Xylem, Inc. | 114261 |
|  |  | 2105526 |
|  | **Marine Transportation —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 881 | Kirby Corp. (a) | 132626 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1797 | Matson, Inc. | 313450 |
|  |  | 446076 |
|  | **Media — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2766 | &nbsp;&nbsp;&nbsp; Charter Communications, Inc., <br> Class A (a) | 456860 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7112 | DoubleVerify Holdings, Inc. (a) | 78374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1979 | Fox Corp., Class A | 125647 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19158 | News Corp., Class A | 504239 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 324 | Nexstar Media Group, Inc. | 67437 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12761 | Sirius XM Holdings, Inc. | 343781 |
|  |  | 1576338 |
|  | **Metals & Mining — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2648 | Alcoa Corp. | 168916 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4795 | Commercial Metals Co. | 330663 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2824 | Nucor Corp. | 636219 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Metals & Mining (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1148 | Reliance, Inc. | $416150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1327 | Steel Dynamics, Inc. | 303432 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4452 | Worthington Steel, Inc. | 171090 |
|  |  | 2026470 |
|  | **Mortgage REITs — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28228 | &nbsp;&nbsp;&nbsp; Annaly Capital Management, <br> Inc. | 646421 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9416 | &nbsp;&nbsp;&nbsp; Apollo Commercial Real Estate <br> Finance, Inc. | 103011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17526 | Arbor Realty Trust, Inc. (b) | 138455 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10127 | &nbsp;&nbsp;&nbsp; ARMOUR Residential REIT, <br> Inc. | 177628 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1731 | &nbsp;&nbsp;&nbsp; Blackstone Mortgage Trust, Inc., <br> Class A | 32872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10177 | Ladder Capital Corp. | 104620 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31068 | Rithm Capital Corp. | 303845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6801 | Starwood Property Trust, Inc. | 124866 |
|  |  | 1631718 |
|  | **Multi-Utilities — 2.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3173 | Ameren Corp. | 360611 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3366 | Avista Corp. | 138342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2531 | Black Hills Corp. | 190559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2678 | CenterPoint Energy, Inc. | 116895 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3078 | CMS Energy Corp. | 236206 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4220 | Consolidated Edison, Inc. | 470488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5642 | Dominion Energy, Inc. | 363909 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2385 | DTE Energy Co. | 361781 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5118 | NiSource, Inc. | 247097 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2950 | &nbsp;&nbsp;&nbsp; Public Service Enterprise Group, <br> Inc. | 240897 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1189 | Sempra | 113098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 998 | WEC Energy Group, Inc. | 117704 |
|  |  | 2957587 |
|  | **Office REITs — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2256 | BXP, Inc. | 131886 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10440 | Cousins Properties, Inc. | 267368 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17931 | Douglas Emmett, Inc. | 193834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6306 | &nbsp;&nbsp;&nbsp; Easterly Government Properties, <br> Inc. | 147623 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32483 | &nbsp;&nbsp;&nbsp; Empire State Realty Trust, Inc., <br> Class A | 180930 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7889 | Highwoods Properties, Inc. | 191782 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10441 | Kilroy Realty Corp. | 347268 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11332 | Vornado Realty Trust | 338714 |
|  |  | 1799405 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 8.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5519 | Antero Resources Corp. (a) | 216676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6940 | APA Corp. | 282666 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4738 | BKV Corp. (a) | 149389 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4255 | California Resources Corp. | 290446 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Oil, Gas & Consumable Fuels** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1683 | Cheniere Energy, Inc. | $462741 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1154 | Chevron Corp. | 223080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1657 | Chord Energy Corp. | 241259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7640 | CNX Resources Corp. (a) | 297272 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11111 | Comstock Resources, Inc. (a) | 193554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4523 | ConocoPhillips | 568903 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12512 | Crescent Energy Co., Class A | 168286 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11864 | Devon Energy Corp. | 609454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2415 | Diamondback Energy, Inc. | 496597 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4939 | Dorian LPG Ltd. | 190398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4130 | EOG Resources, Inc. | 580554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9381 | EQT Corp. | 563611 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5438 | Expand Energy Corp. | 555492 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2056 | Exxon Mobil Corp. | 317303 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 798 | Gulfport Energy Corp. (a) | 153647 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3754 | HF Sinclair Corp. | 252306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1854 | International Seaways, Inc. | 153789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7122 | Kinder Morgan, Inc. | 234100 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7419 | &nbsp;&nbsp;&nbsp; Magnolia Oil & Gas Corp., <br> Class A | 224351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1428 | Marathon Petroleum Corp. | 354558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4662 | Matador Resources Co. | 295757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5678 | Murphy Oil Corp. | 237113 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3402 | Northern Oil & Gas, Inc. | 92398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7348 | Occidental Petroleum Corp. | 445142 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3859 | ONEOK, Inc. | 356803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4962 | Ovintiv, Inc. | 305411 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2697 | Par Pacific Holdings, Inc. (a) | 177112 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 696 | PBF Energy, Inc., Class A | 30179 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1777 | Peabody Energy Corp. | 47375 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13815 | &nbsp;&nbsp;&nbsp; Permian Resources Corp., <br> Class A | 298680 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2622 | Phillips 66 | 469731 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5215 | Range Resources Corp. | 226853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1483 | &nbsp;&nbsp;&nbsp; REX American Resources <br> Corp. (a) | 71926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9446 | SM Energy Co. | 293109 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6309 | Talos Energy, Inc. (a) | 100439 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 468 | Valero Energy Corp. | 118207 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3715 | Venture Global, Inc., Class A | 49298 |
|  |  | 11395965 |
|  | **Paper & Forest Products —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3199 | Sylvamo Corp. | 136693 |
|  | **Passenger Airlines — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6406 | Alaska Air Group, Inc. (a) | 250539 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 834 | Allegiant Travel Co. (a) | 63084 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8980 | Delta Air Lines, Inc. | 610550 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7499 | JetBlue Airways Corp. (a) | 34908 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Passenger Airlines (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6356 | Southwest Airlines Co. | $241019 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6484 | &nbsp;&nbsp;&nbsp; United Airlines Holdings, <br> Inc. (a) | 583560 |
|  |  | 1783660 |
|  | **Personal Care Products —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16490 | Coty, Inc., Class A (a) | 40566 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 365 | Interparfums, Inc. | 33295 |
|  |  | 73861 |
|  | **Pharmaceuticals — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8622 | &nbsp;&nbsp;&nbsp; Amphastar Pharmaceuticals, <br> Inc. (a) | 189339 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5751 | Bristol-Myers Squibb Co. | 348453 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4824 | &nbsp;&nbsp;&nbsp; Harmony Biosciences Holdings, <br> Inc. (a) | 150798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7249 | Innoviva, Inc. (a) | 166654 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16600 | Organon & Co. | 219950 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12421 | Pfizer, Inc. | 331641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1140 | &nbsp;&nbsp;&nbsp; Prestige Consumer Healthcare, <br> Inc. (a) | 64205 |
|  |  | 1471040 |
|  | **Professional Services — 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1501 | &nbsp;&nbsp;&nbsp; Booz Allen Hamilton Holding <br> Corp. | 116733 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6291 | CBIZ, Inc. (a) | 191876 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 331 | FTI Consulting, Inc. (a) | 59348 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6326 | Genpact Ltd. | 219828 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2587 | ICF International, Inc. | 185384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4766 | KBR, Inc. | 178677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2147 | Korn Ferry | 142647 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1125 | ManpowerGroup, Inc. | 34054 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4595 | Maximus, Inc. | 301524 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1081 | Parsons Corp. (a) | 54493 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1445 | Paycom Software, Inc. | 183168 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2660 | Robert Half, Inc. | 70783 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2468 | &nbsp;&nbsp;&nbsp; Science Applications <br> International Corp. | 238828 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5162 | &nbsp;&nbsp;&nbsp; SS&C Technologies Holdings, <br> Inc. | 357727 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5037 | TIC Solutions, Inc. (a) | 46038 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2729 | TriNet Group, Inc. | 124934 |
|  |  | 2506042 |
|  | **Real Estate Management &** <br> **Development — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6911 | Forestar Group, Inc. (a) | 195305 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2777 | &nbsp;&nbsp;&nbsp; Howard Hughes Holdings, <br> Inc. (a) | 172924 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1146 | Jones Lang LaSalle, Inc. (a) | 364577 |
|  |  | 732806 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Residential REITs — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6292 | &nbsp;&nbsp;&nbsp; American Homes 4 Rent, <br> Class A | $200337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2924 | AvalonBay Communities, Inc. | 535092 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8075 | Equity Residential | 527944 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4538 | Independence Realty Trust, Inc. | 74015 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19220 | Invitation Homes, Inc. | 552959 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 946 | &nbsp;&nbsp;&nbsp; Mid-America Apartment <br> Communities, Inc. | 122204 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4740 | Sun Communities, Inc. | 605962 |
|  |  | 2618513 |
|  | **Retail REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1042 | Getty Realty Corp. | 34511 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2786 | NNN REIT, Inc. | 121999 |
|  |  | 156510 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2601 | Amkor Technology, Inc. | 181420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 356 | Axcelis Technologies, Inc. (a) | 49523 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 486 | Diodes, Inc. (a) | 52075 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 587 | NXP Semiconductors N.V. | 172337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2461 | Photronics, Inc. (a) | 121770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4400 | Skyworks Solutions, Inc. | 308748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1278 | Universal Display Corp. | 111301 |
|  |  | 997174 |
|  | **Software — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 552 | &nbsp;&nbsp;&nbsp; Dolby Laboratories, Inc., <br> Class A | 35405 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8908 | Five9, Inc. (a) | 153218 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1250 | LiveRamp Holdings, Inc. (a) | 36537 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26684 | NCR Voyix Corp. (a) | 183853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 986 | Roper Technologies, Inc. | 349843 |
|  |  | 758856 |
|  | **Specialized REITs — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1598 | CubeSmart | 64687 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5895 | EPR Properties | 329000 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1821 | Extra Space Storage, Inc. | 261004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10519 | Millrose Properties, Inc. | 322618 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 427 | Public Storage | 129146 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11427 | Rayonier, Inc. | 242367 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21853 | VICI Properties, Inc. | 638107 |
|  |  | 1986929 |
|  | **Specialty Retail — 3.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2394 | &nbsp;&nbsp;&nbsp; Academy Sports & Outdoors, <br> Inc. | 131287 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1281 | Advance Auto Parts, Inc. | 76232 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1507 | &nbsp;&nbsp;&nbsp; Asbury Automotive Group, <br> Inc. (a) | 306961 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 900 | AutoNation, Inc. (a) | 191142 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Specialty Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12545 | Bath & Body Works, Inc. | $243875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2736 | Best Buy Co., Inc. | 165501 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1342 | Buckle (The), Inc. | 74629 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5667 | CarMax, Inc. (a) | 222770 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 295 | Dick's Sporting Goods, Inc. | 66941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1153 | &nbsp;&nbsp;&nbsp; Floor & Decor Holdings, Inc., <br> Class A (a) | 55805 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2541 | GameStop Corp., Class A (a) | 63398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9737 | Gap (The), Inc. | 239433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 713 | Group 1 Automotive, Inc. | 254448 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 351 | Home Depot (The), Inc. | 115409 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1179 | Lithia Motors, Inc. | 342051 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 489 | Lowe's Cos., Inc. | 116768 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119 | Murphy USA, Inc. | 69972 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1576 | Penske Automotive Group, Inc. | 270316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 237 | RH (a) | 31275 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12196 | Sally Beauty Holdings, Inc. (a) | 172939 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1597 | Signet Jewelers Ltd. | 142181 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 985 | Sonic Automotive, Inc., Class A | 77569 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5272 | Tractor Supply Co. | 185047 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7486 | Upbound Group, Inc. | 147923 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3719 | Urban Outfitters, Inc. (a) | 261594 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1310 | Williams-Sonoma, Inc. | 237385 |
|  |  | 4262851 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 439 | Diebold Nixdorf, Inc. (a) | 33719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14649 | Hewlett Packard Enterprise Co. | 421452 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18156 | HP, Inc. | 378734 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2332 | NetApp, Inc. | 258316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26219 | Super Micro Computer, Inc. (a) | 718401 |
|  |  | 1810622 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2781 | Carter's, Inc. | 100449 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1233 | Columbia Sportswear Co. | 75114 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3485 | Deckers Outdoor Corp. (a) | 356167 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4878 | G-III Apparel Group Ltd. | 152145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 472 | Kontoor Brands, Inc. | 34626 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3654 | Levi Strauss & Co., Class A | 81411 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1425 | PVH Corp. | 130302 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3446 | VF Corp. | 65233 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4140 | Wolverine World Wide, Inc. | 70463 |
|  |  | 1065910 |
|  | **Tobacco — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1751 | Altria Group, Inc. | 127210 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3205 | Universal Corp. | 171724 |
|  |  | 298934 |

---

------

**First Trust Multi Cap Value AlphaDEX**<sup>®</sup> **Fund (FAB)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Trading Companies &** <br> **Distributors — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1782 | Boise Cascade Co. | $141259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1051 | Global Industrial Co. | 34799 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 902 | McGrath RentCorp | 99716 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 635 | &nbsp;&nbsp;&nbsp; MSC Industrial Direct Co., Inc., <br> Class A | 64941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2657 | Rush Enterprises, Inc., Class A | 196698 |
|  |  | 537413 |
|  | **Water Utilities — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 849 | American Water Works Co., Inc. | 109028 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1490 | California Water Service Group | 62938 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1152 | H2O America (b) | 64731 |
|  |  | 236697 |
|  | **Wireless Telecommunication** <br> **Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2929 | Array Digital Infrastructure, Inc. | 145542 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4173 | &nbsp;&nbsp;&nbsp; Telephone and Data Systems, <br> Inc. | 188035 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1661 | T-Mobile US, Inc. | 324726 |
|  |  | 658303 |
|  | **Total Common Stocks** | 138619340 |
|  | (Cost $126,077,775) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 191566 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (c) | 191566 |
|  | (Cost $191,566) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.8%** | **REPURCHASE AGREEMENTS — 0.8%** | **REPURCHASE AGREEMENTS — 0.8%** |
| $1141544 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $1,141,659. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $1,164,375. (d) | 1141544 |
|  | (Cost $1,141,544) |  |
|  | **Total Investments — 100.8%** | 139952450 |
|  | (Cost $127,410,885) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.8)%** | (1174716)<br>|
|  | **Net Assets — 100.0%** | $138777734 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $1,118,007 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $1,141,544.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $138619340 | &nbsp;&nbsp; $138619340 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 191566 | &nbsp;&nbsp; 191566 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 1141544 | &nbsp;&nbsp; — | &nbsp;&nbsp; 1141544 | &nbsp;&nbsp; — |
| Total Investments | $139952450 | &nbsp;&nbsp; $138810906 | &nbsp;&nbsp; $1141544 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Aerospace & Defense — 6.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1031 | AeroVironment, Inc. (a) | $201066 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8151 | Astronics Corp. (a) | 581981 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13134 | ATI, Inc. (a) | 2041812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7679 | Boeing (The) Co. (a) | 1758721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9343 | BWX Technologies, Inc. | 2021732 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3480 | Cadre Holdings, Inc. | 103182 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3879 | Carpenter Technology Corp. | 1660988 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2805 | Curtiss-Wright Corp. | 2020161 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4459 | Ducommun, Inc. (a) | 632866 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7797 | FTAI Aviation Ltd. | 1946677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1311 | General Electric Co. | 380098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1358 | HEICO Corp. | 366551 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9321 | Hexcel Corp. | 874962 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4845 | Howmet Aerospace, Inc. | 1177529 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5029 | &nbsp;&nbsp;&nbsp; Huntington Ingalls Industries, <br> Inc. | 1832014 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17269 | Intuitive Machines, Inc. (a) (b) | 437769 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9418 | Karman Holdings, Inc. (a) | 640236 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5284 | &nbsp;&nbsp;&nbsp; Kratos Defense & Security <br> Solutions, Inc. (a) | 333156 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4428 | L3Harris Technologies, Inc. | 1419395 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5178 | Mercury Systems, Inc. (a) | 408596 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3222 | Moog, Inc., Class A | 970821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2238 | Northrop Grumman Corp. | 1296876 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41590 | Red Cat Holdings, Inc. (a) (b) | 487435 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23801 | Rocket Lab Corp. (a) | 1963821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7925 | RTX Corp. | 1395355 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21901 | StandardAero, Inc. (a) | 544459 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3068 | VSE Corp. | 526714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5338 | Woodward, Inc. | 1937641 |
|  |  | 29962614 |
|  | **Air Freight & Logistics —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9202 | C.H. Robinson Worldwide, Inc. | 1673016 |
|  | **Automobile Components —** <br> **0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16164 | Dana, Inc. | 589178 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1024 | Dorman Products, Inc. (a) | 115210 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29935 | Garrett Motion, Inc. | 766636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9839 | XPEL, Inc. (a) (c) | 468533 |
|  |  | 1939557 |
|  | **Automobiles — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66222 | Ford Motor Co. | 799962 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22850 | Lucid Group, Inc. (a) (b) | 145554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24749 | &nbsp;&nbsp;&nbsp; Rivian Automotive, Inc., <br> Class A (a) | 405884 |
|  |  | 1351400 |
|  | **Banks — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8861 | Axos Financial, Inc. (a) | 854555 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4053 | Bancorp (The), Inc. (a) | $242491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2373 | Bank First Corp. | 344821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1823 | City Holding Co. | 224156 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12876 | &nbsp;&nbsp;&nbsp; Dime Community Bancshares, <br> Inc. | 462120 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19296 | Eastern Bankshares, Inc. | 390358 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2597 | JPMorgan Chase & Co. | 813458 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14762 | Mechanics Bancorp, Class A | 217961 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2157 | Nicolet Bankshares, Inc. | 315957 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7189 | &nbsp;&nbsp;&nbsp; Seacoast Banking Corp. of <br> Florida | 226238 |
|  |  | 4092115 |
|  | **Beverages — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10639 | Celsius Holdings, Inc. (a) | 357151 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10048 | Coca-Cola (The) Co. | 791381 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4916 | Coca-Cola Consolidated, Inc. | 1008124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10549 | Monster Beverage Corp. (a) | 813011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6690 | Vita Coco (The) Co., Inc. (a) | 441473 |
|  |  | 3411140 |
|  | **Biotechnology — 7.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1714 | AbbVie, Inc. | 362202 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16957 | &nbsp;&nbsp;&nbsp; ACADIA Pharmaceuticals, <br> Inc. (a) | 380685 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9472 | Agios Pharmaceuticals, Inc. (a) | 265216 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1126 | &nbsp;&nbsp;&nbsp; Alnylam Pharmaceuticals, <br> Inc. (a) | 348486 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3173 | Amgen, Inc. | 1098651 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12833 | AnaptysBio, Inc. (a) | 843513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13520 | Apellis Pharmaceuticals, Inc. (a) | 553644 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14839 | Arcus Biosciences, Inc. (a) | 378394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13604 | Arcutis Biotherapeutics, Inc. (a) | 315885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72709 | Ardelyx, Inc. (a) | 460248 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15031 | &nbsp;&nbsp;&nbsp; Arrowhead Pharmaceuticals, <br> Inc. (a) | 1104478 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9138 | Beam Therapeutics, Inc. (a) | 277156 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57134 | &nbsp;&nbsp;&nbsp; BioCryst Pharmaceuticals, <br> Inc. (a) | 523347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6683 | &nbsp;&nbsp;&nbsp; BioMarin Pharmaceutical, <br> Inc. (a) | 360281 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10157 | Bridgebio Pharma, Inc. (a) | 722264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12945 | &nbsp;&nbsp;&nbsp; Catalyst Pharmaceuticals, <br> Inc. (a) | 364143 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6865 | Celldex Therapeutics, Inc. (a) | 225721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13927 | CG Oncology, Inc. (a) | 929488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41165 | Compass Therapeutics, Inc. (a) | 72862 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11444 | Cytokinetics, Inc. (a) | 732073 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5190 | Dianthus Therapeutics, Inc. (a) | 455682 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13188 | Exelixis, Inc. (a) | 586338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8007 | Gilead Sciences, Inc. | 1047636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8752 | Halozyme Therapeutics, Inc. (a) | 557152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13071 | Ideaya Biosciences, Inc. (a) | 380366 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Biotechnology (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 122888 | ImmunityBio, Inc. (a) (b) | $872505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14653 | Immunome, Inc. (a) | 336140 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16240 | Incyte Corp. (a) | 1547185 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6473 | Inhibrx Biosciences, Inc. (a) | 836376 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6824 | Insmed, Inc. (a) | 930316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16989 | Intellia Therapeutics, Inc. (a) | 229012 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10044 | Ionis Pharmaceuticals, Inc. (a) | 750889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2920 | Krystal Biotech, Inc. (a) | 765799 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6792 | Kymera Therapeutics, Inc. (a) | 550627 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1441 | &nbsp;&nbsp;&nbsp; Madrigal Pharmaceuticals, <br> Inc. (a) | 745559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10203 | Mirum Pharmaceuticals, Inc. (a) | 992854 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33064 | &nbsp;&nbsp;&nbsp; Monte Rosa Therapeutics, <br> Inc. (a) | 633176 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5580 | Natera, Inc. (a) | 1150373 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4295 | Neurocrine Biosciences, Inc. (a) | 565523 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3338 | &nbsp;&nbsp;&nbsp; Newamsterdam Pharma Co. <br> N.V. (a) | 95333 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20677 | Nurix Therapeutics, Inc. (a) | 345306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1757 | &nbsp;&nbsp;&nbsp; Praxis Precision Medicines, <br> Inc. (a) | 560184 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112542 | Precigen, Inc. (a) | 468175 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5370 | Protagonist Therapeutics, Inc. (a) | 531469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11071 | PTC Therapeutics, Inc. (a) | 720279 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54650 | Relay Therapeutics, Inc. (a) | 708264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4339 | Rhythm Pharmaceuticals, Inc. (a) | 353021 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20421 | Roivant Sciences Ltd. (a) | 582611 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14730 | Sarepta Therapeutics, Inc. (a) | 307562 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16704 | Stoke Therapeutics, Inc. (a) | 546555 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23307 | Syndax Pharmaceuticals, Inc. (a) | 499469 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25999 | Tango Therapeutics, Inc. (a) | 562098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48717 | Taysha Gene Therapies, Inc. (a) | 311302 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17027 | TG Therapeutics, Inc. (a) | 575172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14646 | Travere Therapeutics, Inc. (a) | 616890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9158 | Twist Bioscience Corp. (a) | 535285 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5097 | &nbsp;&nbsp;&nbsp; Ultragenyx Pharmaceutical, <br> Inc. (a) | 125845 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2579 | United Therapeutics Corp. (a) | 1473512 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3315 | Veracyte, Inc. (a) | 109130 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3319 | Vericel Corp. (a) | 115269 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 832 | Vertex Pharmaceuticals, Inc. (a) | 355580 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11133 | Viridian Therapeutics, Inc. (a) | 150073 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17393 | Zymeworks, Inc. (a) | 479003 |
|  |  | 35379632 |
|  | **Broadline Retail — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3669 | Amazon.com, Inc. (a) | 972505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16792 | eBay, Inc. | 1737636 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Broadline Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11319 | Etsy, Inc. (a) | $728265 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2051 | &nbsp;&nbsp;&nbsp; Ollie's Bargain Outlet Holdings, <br> Inc. (a) | 177432 |
|  |  | 3615838 |
|  | **Building Products — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5724 | A.O. Smith Corp. | 353972 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6837 | AAON, Inc. | 637961 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2750 | &nbsp;&nbsp;&nbsp; Advanced Drainage Systems, <br> Inc. | 410438 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2595 | Allegion PLC | 356761 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2289 | Armstrong World Industries, Inc. | 390023 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3479 | AZZ, Inc. | 497636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2172 | CSW Industrials, Inc. | 632486 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2994 | Griffon Corp. | 272963 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11671 | &nbsp;&nbsp;&nbsp; Johnson Controls <br> International PLC | 1704316 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4351 | Modine Manufacturing Co. (a) | 1107895 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22367 | Resideo Technologies, Inc. (a) | 925323 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2680 | Trane Technologies PLC | 1320007 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12616 | &nbsp;&nbsp;&nbsp; Zurn Elkay Water Solutions <br> Corp. | 655527 |
|  |  | 9265308 |
|  | **Capital Markets — 4.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9995 | Acadian Asset Management, Inc. | 673163 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3406 | Affiliated Managers Group, Inc. | 1003646 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5985 | &nbsp;&nbsp;&nbsp; Artisan Partners Asset <br> Management, Inc., Class A | 224078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44493 | BGC Group, Inc., Class A | 499656 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 386 | Blackrock, Inc. | 411322 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5439 | Cboe Global Markets, Inc. | 1632190 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8133 | Charles Schwab (The) Corp. | 745308 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1260 | CME Group, Inc. | 362653 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1709 | Cohen & Steers, Inc. | 120126 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2527 | Evercore, Inc., Class A | 811900 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16621 | Federated Hermes, Inc. | 965514 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1318 | &nbsp;&nbsp;&nbsp; Goldman Sachs Group (The), <br> Inc. | 1217529 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1313 | Houlihan Lokey, Inc. | 203187 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22789 | &nbsp;&nbsp;&nbsp; Interactive Brokers Group, Inc., <br> Class A | 1811725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2366 | Intercontinental Exchange, Inc. | 374041 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31051 | Invesco Ltd. | 813847 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1143 | MarketAxess Holdings, Inc. | 179668 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6617 | Moelis & Co., Class A | 430899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9288 | Morgan Stanley | 1770200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1118 | Morningstar, Inc. | 188618 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 691 | MSCI, Inc. | 408664 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9004 | Nasdaq, Inc. | 827558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7997 | Northern Trust Corp. | 1330221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11991 | Perella Weinberg Partners | 272675 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2701 | PJT Partners, Inc., Class A | 412551 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Capital Markets (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5369 | &nbsp;&nbsp;&nbsp; Robinhood Markets, Inc., <br> Class A (a) | $391346 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4810 | SEI Investments Co. | 436171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7908 | StepStone Group, Inc., Class A | 418333 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3207 | Tradeweb Markets, Inc., Class A | 363193 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29913 | WisdomTree, Inc. | 508521 |
|  |  | 19808503 |
|  | **Chemicals — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3338 | Balchem Corp. | 539488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1400 | Ecolab, Inc. | 364840 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2088 | Hawkins, Inc. | 349636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6114 | Ingevity Corp. (a) | 465826 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13124 | Perimeter Solutions, Inc. (a) | 397657 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5272 | Scotts Miracle-Gro (The) Co. | 330554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2521 | Sensient Technologies Corp. | 286486 |
|  |  | 2734487 |
|  | **Commercial Services &** <br> **Supplies — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3945 | Brady Corp., Class A | 322780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5458 | Brink's (The) Co. | 582642 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7451 | Cimpress PLC (a) | 659116 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27722 | Enviri Corp. (a) | 545846 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29322 | &nbsp;&nbsp;&nbsp; Healthcare Services Group, <br> Inc. (a) | 627784 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12860 | Interface, Inc. | 358537 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2301 | MSA Safety, Inc. | 382863 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14927 | OPENLANE, Inc. (a) | 469305 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29003 | Pitney Bowes, Inc. | 448386 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6974 | Rollins, Inc. | 388661 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12532 | Tetra Tech, Inc. | 405034 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4858 | Waste Management, Inc. | 1129728 |
|  |  | 6320682 |
|  | **Communications Equipment** <br> **— 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6428 | Applied Optoelectronics, Inc. (a) | 1056506 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6223 | Arista Networks, Inc. (a) | 1074774 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6542 | Calix, Inc. (a) | 284970 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4921 | Ciena Corp. (a) | 2596221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14384 | Cisco Systems, Inc. | 1316136 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9027 | Digi International, Inc. (a) | 505873 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3856 | F5, Inc. (a) | 1248958 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2717 | Lumentum Holdings, Inc. (a) | 2451604 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1763 | Motorola Solutions, Inc. | 774010 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83433 | Ondas, Inc. (a) (b) | 837667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20579 | Viasat, Inc. (a) | 1356362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28320 | Viavi Solutions, Inc. (a) | 1483968 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48970 | Vistance Networks, Inc. | 626571 |
|  |  | 15613620 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Construction & Engineering** <br> **— 5.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2224 | AECOM | $187038 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47150 | API Group Corp. (a) | 2155698 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1730 | Argan, Inc. | 1159066 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18621 | Centuri Holdings, Inc. (a) | 700150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1387 | Comfort Systems USA, Inc. | 2552427 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8482 | &nbsp;&nbsp;&nbsp; Construction Partners, Inc., <br> Class A (a) | 1048884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2784 | Dycom Industries, Inc. (a) | 1152854 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2588 | EMCOR Group, Inc. | 2307642 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7984 | &nbsp;&nbsp;&nbsp; Everus Construction Group, <br> Inc. (a) | 1177081 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7864 | Granite Construction, Inc. | 1077919 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1979 | IES Holdings, Inc. (a) | 1274634 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5938 | MasTec, Inc. (a) | 2339869 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1927 | MYR Group, Inc. (a) | 780069 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6589 | Primoris Services Corp. | 1193597 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3478 | Quanta Services, Inc. | 2531184 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2315 | Sterling Infrastructure, Inc. (a) | 1193660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12210 | Tutor Perini Corp. | 1134553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1888 | Valmont Industries, Inc. | 959180 |
|  |  | 24925505 |
|  | **Construction Materials —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 633 | Martin Marietta Materials, Inc. | 391871 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2452 | &nbsp;&nbsp;&nbsp; United States Lime & Minerals, <br> Inc. | 264007 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2807 | Vulcan Materials Co. | 846984 |
|  |  | 1502862 |
|  | **Consumer Finance — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2527 | American Express Co. | 816347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1840 | Dave, Inc. (a) | 500462 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7758 | Encore Capital Group, Inc. (a) | 642130 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6937 | Enova International, Inc. (a) | 1175197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21431 | EZCORP, Inc., Class A (a) | 702508 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5014 | FirstCash Holdings, Inc. | 1094155 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4164 | Upstart Holdings, Inc. (a) (b) | 131499 |
|  |  | 5062298 |
|  | **Consumer Staples Distribution** <br> **& Retail — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5392 | Chefs' Warehouse (The), Inc. (a) | 418419 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15102 | Maplebear, Inc. (a) | 639570 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12300 | Walmart, Inc. | 1622739 |
|  |  | 2680728 |
|  | **Containers & Packaging —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12117 | TriMas Corp. | 448571 |
|  | **Distributors — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11986 | &nbsp;&nbsp;&nbsp; GigaCloud Technology, Inc., <br> Class A (a) | 533257 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Diversified Consumer Services** <br> **— 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2300 | &nbsp;&nbsp;&nbsp; Bright Horizons Family <br> Solutions, Inc. (a) | $186553 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2779 | Covista, Inc. (a) | 320196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14264 | Frontdoor, Inc. (a) | 978938 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 206 | Graham Holdings Co., Class B | 231237 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2220 | &nbsp;&nbsp;&nbsp; Grand Canyon Education, <br> Inc. (a) | 375336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27054 | Laureate Education, Inc. (a) | 814190 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18976 | OneSpaWorld Holdings Ltd. | 467948 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6856 | Service Corp. International | 555542 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12063 | &nbsp;&nbsp;&nbsp; Universal Technical Institute, <br> Inc. (a) | 452724 |
|  |  | 4382664 |
|  | **Diversified REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6216 | &nbsp;&nbsp;&nbsp; Essential Properties Realty Trust, <br> Inc. | 195369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23267 | Global Net Lease, Inc. | 222432 |
|  |  | 417801 |
|  | **Diversified Telecommunication** <br> **Services — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23055 | AST SpaceMobile, Inc. (a) | 1703764 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11352 | Globalstar, Inc. (a) | 934270 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15685 | Iridium Communications, Inc. | 612813 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 108524 | Lumen Technologies, Inc. (a) | 959352 |
|  |  | 4210199 |
|  | **Electric Utilities — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2738 | Constellation Energy Corp. | 856994 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12019 | NextEra Energy, Inc. | 1176420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10460 | NRG Energy, Inc. | 1627367 |
|  |  | 3660781 |
|  | **Electrical Equipment — 4.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1347 | Acuity, Inc. | 390320 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9467 | &nbsp;&nbsp;&nbsp; American Superconductor <br> Corp. (a) | 506863 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3565 | AMETEK, Inc. | 839558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32260 | Amprius Technologies, Inc. (a) | 679396 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60242 | Array Technologies, Inc. (a) | 466273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11281 | Bloom Energy Corp., Class A (a) | 3196584 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3122 | Eaton Corp. PLC | 1351857 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5834 | Emerson Electric Co. | 819327 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5424 | EnerSys | 1156722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31652 | Fluence Energy, Inc. (a) | 385521 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2190 | GE Vernova, Inc. | 2372778 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2274 | Hubbell, Inc. | 1155579 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15847 | Nextpower, Inc., Class A (a) | 1887853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96356 | Plug Power, Inc. (a) (b) | 301594 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5227 | Powell Industries, Inc. | 1449290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7152 | &nbsp;&nbsp;&nbsp; Power Solutions International, <br> Inc. (a) | 524027 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Electrical Equipment** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2130 | Rockwell Automation, Inc. | $870978 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48707 | &nbsp;&nbsp;&nbsp; Shoals Technologies Group, Inc., <br> Class A (a) | 386734 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55622 | Sunrun, Inc. (a) | 708068 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7624 | Vertiv Holdings Co., Class A | 2504408 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5853 | Vicor Corp. (a) | 1576037 |
|  |  | 23529767 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2920 | &nbsp;&nbsp;&nbsp; Advanced Energy Industries, <br> Inc. | 1121017 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12097 | Amphenol Corp., Class A | 1781525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15302 | Arlo Technologies, Inc. (a) | 214993 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1239 | Badger Meter, Inc. | 149808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2748 | Bel Fuse, Inc., Class B | 758009 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15392 | Cognex Corp. | 854410 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6417 | Coherent Corp. (a) | 2051579 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14051 | Corning, Inc. | 2307736 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6765 | Keysight Technologies, Inc. (a) | 2367141 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12480 | Knowles Corp. (a) | 389251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2711 | &nbsp;&nbsp;&nbsp; Napco Security Technologies, <br> Inc. | 126739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9540 | nLight, Inc. (a) | 666369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2842 | OSI Systems, Inc. (a) | 815427 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11856 | Ouster, Inc. (a) | 319638 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7272 | Sanmina Corp. (a) | 1583987 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7311 | TE Connectivity PLC | 1547446 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9674 | TTM Technologies, Inc. (a) | 1530620 |
|  |  | 18585695 |
|  | **Energy Equipment & Services** <br> **— 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27086 | Archrock, Inc. | 1049582 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22301 | Innovex International, Inc. (a) | 619299 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9327 | Kodiak Gas Services, Inc. | 632371 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9625 | &nbsp;&nbsp;&nbsp; Solaris Energy Infrastructure, <br> Inc. | 710710 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51073 | TETRA Technologies, Inc. (a) | 486215 |
|  |  | 3498177 |
|  | **Entertainment — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7506 | &nbsp;&nbsp;&nbsp; Atlanta Braves Holdings, Inc., <br> Class C (a) | 370872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15272 | Cinemark Holdings, Inc. | 450829 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8987 | &nbsp;&nbsp;&nbsp; Liberty Media Corp.-Liberty <br> Formula One, Class C (a) | 772433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9233 | &nbsp;&nbsp;&nbsp; Madison Square Garden <br> Entertainment Corp. (a) | 617872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2931 | &nbsp;&nbsp;&nbsp; Madison Square Garden Sports <br> Corp. (a) | 1003750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3875 | Netflix, Inc. (a) | 362739 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Entertainment (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5979 | Roku, Inc. (a) | $696912 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4633 | Sphere Entertainment Co. (a) | 659971 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5533 | TKO Group Holdings, Inc. | 1029636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7390 | &nbsp;&nbsp;&nbsp; Warner Music Group Corp., <br> Class A | 208915 |
|  |  | 6173929 |
|  | **Financial Services — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6861 | Apollo Global Management, Inc. | 883148 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1467 | &nbsp;&nbsp;&nbsp; Federal Agricultural Mortgage <br> Corp., Class C | 254965 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27534 | Flywire Corp. (a) | 371984 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10270 | &nbsp;&nbsp;&nbsp; HA Sustainable Infrastructure <br> Capital, Inc. | 430826 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1194 | Jack Henry & Associates, Inc. | 183578 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8575 | &nbsp;&nbsp;&nbsp; Paymentus Holdings, Inc., <br> Class A (a) | 240529 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2159 | &nbsp;&nbsp;&nbsp; PennyMac Financial Services, <br> Inc. | 194936 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27769 | Remitly Global, Inc. (a) | 607863 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6874 | Sezzle, Inc. (a) | 547170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2442 | &nbsp;&nbsp;&nbsp; Shift4 Payments, Inc., <br> Class A (a) (b) | 108132 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14050 | Toast, Inc., Class A (a) | 400706 |
|  |  | 4223837 |
|  | **Food Products — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3692 | Freshpet, Inc. (a) | 248767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7503 | Tootsie Roll Industries, Inc. | 316777 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7566 | Vital Farms, Inc. (a) (b) | 103276 |
|  |  | 668820 |
|  | **Gas Utilities — 0.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1724 | Chesapeake Utilities Corp. | 217431 |
|  | **Ground Transportation —** <br> **0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2985 | Avis Budget Group, Inc. (a) (b) | 539300 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47239 | &nbsp;&nbsp;&nbsp; Hertz Global Holdings, <br> Inc. (a) (b) | 300440 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10628 | Uber Technologies, Inc. (a) | 792955 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9821 | XPO, Inc. (a) | 2161897 |
|  |  | 3794592 |
|  | **Health Care Equipment &** <br> **Supplies — 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9819 | Alphatec Holdings, Inc. (a) | 95833 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2917 | Artivion, Inc. (a) | 104516 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3743 | AtriCure, Inc. (a) | 105216 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13144 | Axogen, Inc. (a) | 567821 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12172 | Dexcom, Inc. (a) | 724843 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4651 | Edwards Lifesciences Corp. (a) | 388359 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4696 | Enovis Corp. (a) | 110074 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5646 | &nbsp;&nbsp;&nbsp; Establishment Labs Holdings, <br> Inc. (a) | 387485 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Health Care Equipment &** <br> **Supplies (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5254 | Glaukos Corp. (a) | $754842 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8751 | &nbsp;&nbsp;&nbsp; Globus Medical, Inc., <br> Class A (a) | 789165 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3866 | Haemonetics Corp. (a) | 232308 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 662 | IDEXX Laboratories, Inc. (a) | 371250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2070 | Inspire Medical Systems, Inc. (a) | 116210 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4525 | iRadimed Corp. | 377566 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1601 | iRhythm Holdings, Inc. (a) | 206785 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5359 | &nbsp;&nbsp;&nbsp; Kestra Medical Technologies <br> Ltd. (a) (b) | 111038 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7458 | Lantheus Holdings, Inc. (a) | 631096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3986 | LeMaitre Vascular, Inc. | 437463 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2739 | Merit Medical Systems, Inc. (a) | 186745 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9799 | Novocure Ltd. (a) | 149043 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4271 | &nbsp;&nbsp;&nbsp; PROCEPT BioRobotics <br> Corp. (a) | 102675 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1684 | STERIS PLC | 365226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1134 | Stryker Corp. | 357357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16720 | Tandem Diabetes Care, Inc. (a) | 326458 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5689 | TransMedics Group, Inc. (a) | 573394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1657 | UFP Technologies, Inc. (a) | 317531 |
|  |  | 8890299 |
|  | **Health Care Providers &** <br> **Services — 2.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42792 | Alignment Healthcare, Inc. (a) | 964532 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33814 | &nbsp;&nbsp;&nbsp; Aveanna Healthcare Holdings, <br> Inc. (a) | 221144 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22122 | &nbsp;&nbsp;&nbsp; BrightSpring Health Services, <br> Inc. (a) | 1061192 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39760 | Brookdale Senior Living, Inc. (a) | 570954 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7234 | Cardinal Health, Inc. | 1395294 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8869 | Castle Biosciences, Inc. (a) | 217202 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3901 | Encompass Health Corp. | 390100 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4679 | Ensign Group (The), Inc. | 873522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8165 | Guardant Health, Inc. (a) | 711008 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14442 | &nbsp;&nbsp;&nbsp; Guardian Pharmacy Services, <br> Inc., Class A (a) | 535798 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4038 | HCA Healthcare, Inc. | 1754309 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2259 | HealthEquity, Inc. (a) | 185306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9090 | Hims & Hers Health, Inc. (a) (b) | 246975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50314 | &nbsp;&nbsp;&nbsp; LifeStance Health Group, <br> Inc. (a) | 380877 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3406 | National HealthCare Corp. | 590226 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14399 | NeoGenomics, Inc. (a) | 133335 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29343 | PACS Group, Inc. (a) | 984458 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15582 | Privia Health Group, Inc. (a) | 387213 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6294 | Progyny, Inc. (a) | 116942 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3379 | RadNet, Inc. (a) | 191082 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8100 | Tenet Healthcare Corp. (a) | 1434672 |
|  |  | 13346141 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Health Care REITs — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11995 | American Healthcare REIT, Inc. | $609106 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15435 | CareTrust REIT, Inc. | 608911 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81916 | Diversified Healthcare Trust | 617647 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2694 | National Health Investors, Inc. | 207195 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4308 | Omega Healthcare Investors, Inc. | 202347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19627 | Sabra Health Care REIT, Inc. | 405494 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4513 | Sila Realty Trust, Inc. | 137330 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13650 | Ventas, Inc. | 1199289 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5647 | Welltower, Inc. | 1227319 |
|  |  | 5214638 |
|  | **Hotel & Resort REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4092 | &nbsp;&nbsp;&nbsp; Ryman Hospitality Properties, <br> Inc. | 430028 |
|  | **Hotels, Restaurants & Leisure** <br> **— 3.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6051 | Airbnb, Inc., Class A (a) | 849318 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 251 | &nbsp;&nbsp;&nbsp; Biglari Holdings, Inc., <br> Class A (a) (b) | 409178 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3964 | Brinker International, Inc. (a) | 603479 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29530 | Carnival Corp. | 782840 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9324 | Cava Group, Inc. (a) | 870955 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7947 | Cheesecake Factory (The), Inc. | 499628 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4203 | Churchill Downs, Inc. | 424461 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 527 | Domino's Pizza, Inc. | 178874 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3725 | Dutch Bros, Inc., Class A (a) | 214225 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19147 | &nbsp;&nbsp;&nbsp; Global Business Travel Group <br> I (a) (b) | 112201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5026 | Hilton Worldwide Holdings, Inc. | 1628776 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3934 | Hyatt Hotels Corp., Class A (b) | 659220 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28366 | Las Vegas Sands Corp. | 1549067 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20998 | &nbsp;&nbsp;&nbsp; Life Time Group Holdings, <br> Inc. (a) | 562956 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4675 | &nbsp;&nbsp;&nbsp; Marriott International, Inc., <br> Class A | 1690901 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1198 | McDonald's Corp. | 351721 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2277 | Monarch Casino & Resort, Inc. | 270257 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10093 | &nbsp;&nbsp;&nbsp; Norwegian Cruise Line Holdings <br> Ltd. (a) | 183491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3296 | Papa John's International, Inc. | 119282 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4083 | Red Rock Resorts, Inc., Class A | 220319 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2777 | Royal Caribbean Cruises Ltd. | 732462 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20025 | Rush Street Interactive, Inc. (a) | 562702 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3622 | Shake Shack, Inc., Class A (a) | 371110 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3427 | Texas Roadhouse, Inc. | 551713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13622 | Travel + Leisure Co. | 880799 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3718 | Wynn Resorts Ltd. | 398235 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4915 | Yum! Brands, Inc. | 784680 |
|  |  | 16462850 |
|  | **Household Durables — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4811 | Garmin Ltd. | 1208234 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Household Durables** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2845 | Installed Building Products, Inc. | $820925 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15101 | Somnigroup International, Inc. | 1145562 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1074 | TopBuild Corp. (a) | 475460 |
|  |  | 3650181 |
|  | **Household Products — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1822 | Clorox (The) Co. | 175714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1067 | WD-40 Co. | 224027 |
|  |  | 399741 |
|  | **Independent Power and** <br> **Renewable Electricity** <br>**Producers — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6739 | Ormat Technologies, Inc. | 774311 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3498 | Talen Energy Corp. (a) | 1302725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2478 | Vistra Corp. | 391128 |
|  |  | 2468164 |
|  | **Industrial Conglomerates —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2563 | 3M Co. | 375531 |
|  | **Industrial REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2040 | EastGroup Properties, Inc. | 410448 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6525 | First Industrial Realty Trust, Inc. | 404615 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2310 | LXP Industrial Trust | 117625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2817 | Prologis, Inc. | 400071 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5234 | STAG Industrial, Inc. | 201928 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9211 | Terreno Realty Corp. | 600557 |
|  |  | 2135244 |
|  | **Insurance — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4868 | &nbsp;&nbsp;&nbsp; Baldwin Insurance Group (The), <br> Inc. (a) | 110601 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7092 | Cincinnati Financial Corp. | 1160251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20681 | Hagerty, Inc., Class A (a) | 210119 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 692 | HCI Group, Inc. | 106270 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7509 | Horace Mann Educators Corp. | 341209 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 552 | Kinsale Capital Group, Inc. | 178633 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12034 | Lemonade, Inc. (a) | 681606 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9312 | Oscar Health, Inc., Class A (a) | 171899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2683 | Palomar Holdings, Inc. (a) | 322980 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3853 | Progressive (The) Corp. | 775532 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7338 | &nbsp;&nbsp;&nbsp; Skyward Specialty Insurance <br> Group, Inc. (a) | 333512 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4170 | Trupanion, Inc. (a) | 100038 |
|  |  | 4492650 |
|  | **Interactive Media & Services** <br> **— 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3882 | Alphabet, Inc., Class A | 1493794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8838 | Grindr, Inc. (a) | 118164 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12279 | Match Group, Inc. | 459480 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 650 | Meta Platforms, Inc., Class A | 397741 |
|  |  | 2469179 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **IT Services — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15885 | Applied Digital Corp. (a) | $544061 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5409 | Cloudflare, Inc., Class A (a) | 1108683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14409 | CoreWeave, Inc., Class A (a) | 1608044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10986 | DigitalOcean Holdings, Inc. (a) | 1059380 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18735 | Fastly, Inc., Class A (a) | 473153 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1521 | MongoDB, Inc. (a) | 381513 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2396 | Okta, Inc. (a) | 176465 |
|  |  | 5351299 |
|  | **Leisure Products — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8065 | Acushnet Holdings Corp. | 780853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39188 | Callaway Golf Co. (a) | 599576 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10068 | Hasbro, Inc. | 964917 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24902 | &nbsp;&nbsp;&nbsp; Peloton Interactive, Inc., <br> Class A (a) | 135716 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5881 | Polaris, Inc. | 389734 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8758 | YETI Holdings, Inc. (a) | 345591 |
|  |  | 3216387 |
|  | **Life Sciences Tools & Services** <br> **— 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20516 | 10X Genomics, Inc., Class A (a) | 452378 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23092 | &nbsp;&nbsp;&nbsp; Adaptive Biotechnologies <br> Corp. (a) | 325597 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3280 | &nbsp;&nbsp;&nbsp; Charles River Laboratories <br> International, Inc. (a) | 547662 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9057 | Illumina, Inc. (a) | 1147884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2324 | Medpace Holdings, Inc. (a) | 972966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 293 | &nbsp;&nbsp;&nbsp; Mettler-Toledo International, <br> Inc. (a) | 374047 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162 | &nbsp;&nbsp;&nbsp; OmniAb, Inc. - 12.5 Earnout <br> Shares (a) (d) (e) (f) | 0 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162 | &nbsp;&nbsp;&nbsp; OmniAb, Inc. - 15 Earnout <br> Shares (a) (d) (e) (f) | 0 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13162 | Sotera Health Co. (a) | 204801 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4172 | Tempus AI, Inc., Class A (a) | 231462 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1484 | &nbsp;&nbsp;&nbsp; West Pharmaceutical Services, <br> Inc. | 441623 |
|  |  | 4698420 |
|  | **Machinery — 4.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10102 | Astec Industries, Inc. | 656832 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13282 | &nbsp;&nbsp;&nbsp; Atmus Filtration Technologies, <br> Inc. | 842079 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9577 | Blue Bird Corp. (a) | 613982 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2697 | Caterpillar, Inc. | 2400627 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9129 | CECO Environmental Corp. (a) | 676824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1102 | Crane Co. | 195859 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2842 | Cummins, Inc. | 1907010 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6664 | Donaldson Co., Inc. | 587565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5973 | Enerpac Tool Group Corp. | 209652 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3350 | ESCO Technologies, Inc. | 1085233 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6972 | Federal Signal Corp. | 858462 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Machinery (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12820 | Flowserve Corp. | $944065 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7004 | Gorman-Rupp (The) Co. | 530483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5856 | ITT, Inc. | 1255175 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4424 | JBT Marel Corp. | 522474 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2271 | Lincoln Electric Holdings, Inc. | 601815 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6805 | Mueller Industries, Inc. | 921601 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4196 | Nordson Corp. | 1210336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1247 | Parker-Hannifin Corp. | 1134047 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7636 | Proto Labs, Inc. (a) | 494889 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2814 | RBC Bearings, Inc. (a) | 1685839 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2830 | SPX Technologies, Inc. (a) | 619515 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1708 | Standex International Corp. | 466284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7093 | Symbotic, Inc. (a) | 419196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1948 | &nbsp;&nbsp;&nbsp; Watts Water Technologies, Inc., <br> Class A | 584712 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6115 | &nbsp;&nbsp;&nbsp; Westinghouse Air Brake <br> Technologies Corp. | 1650377 |
|  |  | 23074933 |
|  | **Media — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16319 | EchoStar Corp., Class A (a) | 2009522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8413 | &nbsp;&nbsp;&nbsp; John Wiley & Sons, Inc., <br> Class A | 344344 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11255 | &nbsp;&nbsp;&nbsp; New York Times (The) Co., <br> Class A | 889483 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69242 | Stagwell, Inc. (a) | 434147 |
|  |  | 3677496 |
|  | **Metals & Mining — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16058 | Century Aluminum Co. (a) | 954488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40183 | Coeur Mining, Inc. (a) | 722089 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26005 | Freeport-McMoRan, Inc. | 1502569 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 102553 | Hecla Mining Co. | 1848005 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9037 | Ivanhoe Electric, Inc. (a) | 115945 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4515 | Kaiser Aluminum Corp. | 769491 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7815 | MP Materials Corp. (a) | 516103 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17650 | Newmont Corp. | 1960738 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4385 | Royal Gold, Inc. | 1023371 |
|  |  | 9412799 |
|  | **Mortgage REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18815 | AGNC Investment Corp. | 207341 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8372 | Dynex Capital, Inc. | 114027 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18376 | Ellington Financial, Inc. | 243482 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15195 | Orchid Island Capital, Inc. | 106821 |
|  |  | 671671 |
|  | **Office REITs — 0.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2894 | SL Green Realty Corp. | 122735 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24810 | Antero Midstream Corp. | 542347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15166 | Calumet, Inc. (a) | 496232 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5600 | DT Midstream, Inc. | 828744 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Oil, Gas & Consumable Fuels** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6622 | Kinetik Holdings, Inc. | $334676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2353 | Texas Pacific Land Corp. | 1043955 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8034 | Viper Energy, Inc., Class A | 396719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15336 | Williams (The) Cos., Inc. | 1170290 |
|  |  | 4812963 |
|  | **Passenger Airlines — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3492 | SkyWest, Inc. (a) | 286763 |
|  | **Personal Care Products —** <br> **0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6640 | BellRing Brands, Inc. (a) | 118192 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3115 | elf Beauty, Inc. (a) | 199266 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10651 | &nbsp;&nbsp;&nbsp; Estee Lauder (The) Cos., Inc., <br> Class A | 817038 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36951 | Herbalife Ltd. (a) | 613387 |
|  |  | 1747883 |
|  | **Pharmaceuticals — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60679 | Amneal Pharmaceuticals, Inc. (a) | 780939 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15666 | &nbsp;&nbsp;&nbsp; Amylyx Pharmaceuticals, <br> Inc. (a) | 250656 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5664 | ANI Pharmaceuticals, Inc. (a) | 450005 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90536 | AtaiBeckley, Inc. (a) | 376630 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4463 | Axsome Therapeutics, Inc. (a) | 927188 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9689 | &nbsp;&nbsp;&nbsp; Collegium Pharmaceutical, <br> Inc. (a) | 326810 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4683 | Corcept Therapeutics, Inc. (a) | 217853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5196 | &nbsp;&nbsp;&nbsp; Crinetics Pharmaceuticals, <br> Inc. (a) | 201501 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31519 | Elanco Animal Health, Inc. (a) | 705080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 829 | Eli Lilly & Co. | 774783 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6175 | Harrow, Inc. (a) (b) | 250273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6254 | Johnson & Johnson | 1437482 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2180 | Ligand Pharmaceuticals, Inc. (a) | 500201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14413 | Liquidia Corp. (a) | 565134 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3578 | Maze Therapeutics, Inc. (a) | 95103 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12705 | Merck & Co., Inc. | 1387132 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74705 | Nuvation Bio, Inc. (a) | 332437 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6201 | &nbsp;&nbsp;&nbsp; Supernus Pharmaceuticals, <br> Inc. (a) | 297648 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6209 | Tarsus Pharmaceuticals, Inc. (a) | 394954 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37545 | &nbsp;&nbsp;&nbsp; Xeris Biopharma Holdings, <br> Inc. (a) | 229963 |
|  |  | 10501772 |
|  | **Professional Services — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36139 | Amentum Holdings, Inc. (a) | 947926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1388 | &nbsp;&nbsp;&nbsp; CACI International, Inc., <br> Class A (a) | 721122 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1346 | CRA International, Inc. | 211955 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6199 | ExlService Holdings, Inc. (a) | 197624 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1636 | Exponent, Inc. | 109432 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Professional Services** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27254 | First Advantage Corp. (a) | $347761 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1709 | Huron Consulting Group, Inc. (a) | 223306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2765 | Innodata, Inc. (a) (b) | 116766 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4914 | Leidos Holdings, Inc. | 733267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33721 | Planet Labs PBC (a) | 1246665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5385 | TransUnion | 382335 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8800 | UL Solutions, Inc., Class A | 796312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4188 | Willdan Group, Inc. (a) | 318288 |
|  |  | 6352759 |
|  | **Real Estate Management &** <br> **Development — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51636 | Compass, Inc., Class A (a) | 390884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21381 | Newmark Group, Inc., Class A | 344662 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80657 | Opendoor Technologies, Inc. (a) | 433935 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6934 | St. Joe (The) Co. | 447728 |
|  |  | 1617209 |
|  | **Residential REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3024 | Equity LifeStyle Properties, Inc. | 191389 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7403 | UMH Properties, Inc. | 115117 |
|  |  | 306506 |
|  | **Retail REITs — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5586 | Acadia Realty Trust | 120769 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2502 | Agree Realty Corp. | 192929 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 922 | Alexander's, Inc. | 232307 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13108 | Brixmor Property Group, Inc. | 394420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11334 | &nbsp;&nbsp;&nbsp; CBL & Associates Properties, <br> Inc. | 510257 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16871 | Curbline Properties Corp. | 465640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3551 | Federal Realty Investment Trust | 393806 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7148 | InvenTrust Properties Corp. | 229594 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16798 | Kimco Realty Corp. | 397105 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15376 | Kite Realty Group Trust | 402236 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19972 | Macerich (The) Co. | 433991 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11564 | NETSTREIT Corp. (b) | 237871 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10088 | Phillips Edison & Co., Inc. | 405184 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6090 | Realty Income Corp. | 391222 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4987 | Regency Centers Corp. | 388238 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1997 | Simon Property Group, Inc. | 406809 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6410 | Tanger, Inc. | 237683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10900 | Urban Edge Properties | 238928 |
|  |  | 6078989 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 8.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8145 | ACM Research, Inc., Class A (a) | 421015 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7513 | &nbsp;&nbsp;&nbsp; Advanced Micro Devices, <br> Inc. (a) | 2663283 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17941 | Allegro MicroSystems, Inc. (a) | 870139 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2074 | Ambarella, Inc. (a) | 142691 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4804 | Analog Devices, Inc. | 1932457 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4473 | Applied Materials, Inc. | $1764554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3396 | Astera Labs, Inc. (a) | 661337 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2470 | Broadcom, Inc. | 1031052 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5216 | Cirrus Logic, Inc. (a) | 850625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3966 | &nbsp;&nbsp;&nbsp; Credo Technology Group <br> Holding Ltd. (a) | 690124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5659 | First Solar, Inc. (a) | 1142496 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7774 | FormFactor, Inc. (a) | 1056720 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 758 | KLA Corp. | 1326765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7152 | Lam Research Corp. | 1844215 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8602 | &nbsp;&nbsp;&nbsp; MACOM Technology Solutions <br> Holdings, Inc. (a) | 2422409 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15432 | Marvell Technology, Inc. | 2548595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25022 | MaxLinear, Inc. (a) | 1770307 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5656 | Micron Technology, Inc. | 2925057 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8314 | MKS, Inc. | 2359097 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1398 | Monolithic Power Systems, Inc. | 2256945 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36510 | Navitas Semiconductor Corp. (a) | 602415 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6402 | NVIDIA Corp. | 1277647 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3677 | Onto Innovation, Inc. (a) | 1084936 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13302 | PDF Solutions, Inc. (a) | 569991 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6576 | Rambus, Inc. (a) | 756963 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7357 | Semtech Corp. (a) | 772853 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2183 | SiTime Corp. (a) | 1227173 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123899 | T1 Energy, Inc. (a) | 594715 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6443 | Teradyne, Inc. | 2212977 |
|  |  | 39779553 |
|  | **Software — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18822 | A10 Networks, Inc. | 502171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4601 | ACI Worldwide, Inc. (a) | 198855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22635 | Adeia, Inc. | 720925 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2474 | Alarm.com Holdings, Inc. (a) | 109870 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4431 | Appian Corp., Class A (a) | 92120 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4520 | Box, Inc., Class A (a) | 109384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4525 | Braze, Inc., Class A (a) | 99686 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43953 | Cipher Digital, Inc. (a) | 779726 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25590 | Cleanspark, Inc. (a) | 320643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11236 | Clear Secure, Inc., Class A | 599890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12617 | Core Scientific, Inc. (a) | 252340 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3154 | Datadog, Inc., Class A (a) | 416927 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16615 | Dropbox, Inc., Class A (a) | 403578 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13078 | D-Wave Quantum, Inc. (a) | 265222 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5106 | Dynatrace, Inc. (a) | 184888 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9354 | Fortinet, Inc. (a) | 788636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13302 | Freshworks, Inc., Class A (a) | 108544 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 625 | InterDigital, Inc. | 185350 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13090 | MARA Holdings, Inc. (a) (b) | 156949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6667 | NextNav, Inc. (a) | 123540 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Software (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5226 | &nbsp;&nbsp;&nbsp; Palantir Technologies, Inc., <br> Class A (a) | $726989 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4434 | Pegasystems, Inc. | 162063 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4164 | Progress Software Corp. (a) | 115967 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14626 | RingCentral, Inc., Class A | 588258 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45768 | Riot Platforms, Inc. (a) | 789040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5955 | Samsara, Inc., Class A (a) | 171147 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14652 | SentinelOne, Inc., Class A (a) | 207472 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8495 | Teradata Corp. (a) | 223843 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65320 | Terawulf, Inc. (a) | 1419404 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17003 | UiPath, Inc., Class A (a) | 175131 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1791 | Workiva, Inc. (a) | 95783 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23710 | &nbsp;&nbsp;&nbsp; Zeta Global Holdings Corp., <br> Class A (a) | 436738 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9506 | Zoom Communications, Inc. (a) | 923508 |
|  |  | 12454587 |
|  | **Specialized REITs — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4242 | Digital Realty Trust, Inc. | 852388 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 778 | Equinix, Inc. | 842442 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4518 | Four Corners Property Trust, Inc. | 115525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2979 | Lamar Advertising Co., Class A | 410625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16434 | Outfront Media, Inc. | 506989 |
|  |  | 2727969 |
|  | **Specialty Retail — 2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8253 | &nbsp;&nbsp;&nbsp; Abercrombie & Fitch Co., <br> Class A (a) | 704393 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19190 | American Eagle Outfitters, Inc. | 334290 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110 | AutoZone, Inc. (a) | 407443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3866 | Boot Barn Holdings, Inc. (a) | 662826 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5873 | Burlington Stores, Inc. (a) | 1879419 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3552 | Carvana Co. (a) | 1405882 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4124 | Five Below, Inc. (a) | 971862 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16814 | &nbsp;&nbsp;&nbsp; National Vision Holdings, <br> Inc. (a) | 390421 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4032 | O'Reilly Automotive, Inc. (a) | 400781 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23983 | RealReal (The), Inc. (a) | 285158 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8818 | Ross Stores, Inc. | 2008652 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6987 | TJX (The) Cos., Inc. | 1095212 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2137 | Ulta Beauty, Inc. (a) | 1148595 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16796 | Valvoline, Inc. (a) | 558131 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16264 | Victoria's Secret & Co. (a) | 842963 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10334 | Warby Parker, Inc., Class A (a) | 228588 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7521 | Wayfair, Inc., Class A (a) | 480817 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 251 | Winmark Corp. | 95503 |
|  |  | 13900936 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3012 | Apple, Inc. | 817306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11642 | Dell Technologies, Inc., Class C | 2432596 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12948 | Everpure, Inc., Class A (a) | 925135 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3008 | Sandisk Corp. (a) | 3298302 |

---

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Technology Hardware, Storage** <br> **& Peripherals (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4876 | &nbsp;&nbsp;&nbsp; Seagate Technology <br> Holdings PLC | $3284669 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7064 | Western Digital Corp. | 3069449 |
|  |  | 13827457 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36826 | Figs, Inc., Class A (a) | 550917 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2193 | Ralph Lauren Corp. | 786497 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13541 | Tapestry, Inc. | 1963987 |
|  |  | 3301401 |
|  | **Tobacco — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4624 | Philip Morris International, Inc. | 763283 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2507 | Turning Point Brands, Inc. | 202265 |
|  |  | 965548 |
|  | **Trading Companies &** <br> **Distributors — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 82788 | &nbsp;&nbsp;&nbsp; Custom Truck One Source, <br> Inc. (a) | 815462 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3892 | DXP Enterprises, Inc. (a) | 664559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16470 | Fastenal Co. | 739997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3314 | GATX Corp. | 649279 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1896 | Herc Holdings, Inc. | 240640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30059 | NPK International, Inc. (a) | 491465 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98382 | QXO, Inc. (a) (b) | 1974527 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 509 | United Rentals, Inc. | 488558 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3194 | Willis Lease Finance Corp. | 620115 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5333 | Xometry, Inc., Class A (a) | 273423 |
|  |  | 6958025 |
|  | **Water Utilities — 0.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2879 | American States Water Co. | 216760 |
|  | **Total Common Stocks** | 480082292 |
|  | (Cost $382,725,101) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 527106 | &nbsp;&nbsp;&nbsp; Morgan Stanley Institutional <br> Liquidity Funds - Treasury <br> Portfolio - Institutional Class - <br> 3.52% (g) | 527106 |
|  | (Cost $527,106) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 1.3%** | **REPURCHASE AGREEMENTS — 1.3%** | **REPURCHASE AGREEMENTS — 1.3%** |
| $6369983 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (g), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $6,370,627. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $6,497,385. (h) | $6369983 |
|  | (Cost $6,369,983) |  |
|  | **Total Investments — 101.4%** | 486979381 |
|  | (Cost $389,622,190) |  |
|  | **Net Other Assets and** <br> **Liabilities — (1.4)%** | (6780980)<br>|
|  | **Net Assets — 100.0%** | $480198401 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $6,432,628 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $6,369,983. On April 30, 2026, the last business day of the period, there was sufficient collateral based on the end of day market value from the prior business day; however, as a result of market movement from April 29 to April 30, the value of the related securities loaned was above the collateral value received.

&nbsp;&nbsp;&nbsp;&nbsp;(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended.

&nbsp;&nbsp;&nbsp;&nbsp;(d) Restricted security as to resale, excluding Rule 144A securities (see Restricted Securities table).

&nbsp;&nbsp;&nbsp;&nbsp;(e) This security is fair valued by First Trust Advisors L.P.'s (the "Advisor") Pricing Committee in accordance with procedures approved by the Trust's Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940 and rules thereunder, as amended. At April 30, 2026, securities noted as such are valued at $0 or 0.0% of net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(f) This security's value was determined using significant unobservable inputs (see Valuation Inputs in the Additional Information section).

&nbsp;&nbsp;&nbsp;&nbsp;(g) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(h) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**First Trust Multi Cap Growth AlphaDEX**<sup>®</sup> **Fund (FAD)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Life Sciences Tools <br> & Services<br>| $4698420 | &nbsp;&nbsp; $4698420 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $—<br> \*\*<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Other Industry <br> Categories\*<br>| 475383872 | &nbsp;&nbsp; 475383872 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| Money Market Funds | 527106 | &nbsp;&nbsp; 527106 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 6369983 | &nbsp;&nbsp; — | &nbsp;&nbsp; 6369983 | &nbsp;&nbsp; — |
| Total Investments | $486979381 | &nbsp;&nbsp; $480609398 | &nbsp;&nbsp; $6369983 | &nbsp;&nbsp; $—<br> \*\*<br>|

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

\*\* Investments are valued at $0.

Level 3 investments are fair valued by the Advisor's Pricing Committee and are footnoted in the Portfolio of Investments. All Level 3 values are based on unobservable inputs.

------

**Restricted Securities**

As of April 30, 2026, the Fund held restricted securities as shown in the following table that the Advisor deemed illiquid pursuant to procedures adopted by the Trust's Board of Trustees:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| Security | Acquisition <br>Date<br>| Shares | Current <br>Price<br>| Carrying <br>Cost<br>| Value | % of <br>Net Assets<br>|
| OmniAb, Inc. - 12.5 Earnout Shares | 11/02/22 | &nbsp;&nbsp; 162 | &nbsp;&nbsp; $0.00 | &nbsp;&nbsp; $0 | &nbsp;&nbsp; $0 | 0.00<br> %<br>|
| OmniAb, Inc. - 15 Earnout Shares | 11/02/22 | &nbsp;&nbsp; 162 | 0.00 | &nbsp;&nbsp; 0 | &nbsp;&nbsp; 0 | 0.00 |
|  |  |  |  | &nbsp;&nbsp; $0 | &nbsp;&nbsp; $0 | 0.00<br> %<br>|

---

------

**First Trust Mid Cap Value AlphaDEX**<sup>®</sup> **Fund (FNK)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** | **COMMON STOCKS — 99.9%** |
|  | **Aerospace & Defense — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2773 | AAR Corp. (a) | $306056 |
|  | **Automobile Components —** <br> **1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5593 | BorgWarner, Inc. | 318633 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69748 | Gentex Corp. | 1611877 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10069 | Lear Corp. | 1280072 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2732 | Patrick Industries, Inc. | 254076 |
|  |  | 3464658 |
|  | **Automobiles — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19076 | Thor Industries, Inc. | 1507767 |
|  | **Banks — 9.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7783 | Ameris Bancorp | 663501 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47146 | Associated Banc-Corp. | 1327631 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8492 | Atlantic Union Bankshares Corp. | 319724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33210 | Bank OZK | 1599394 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4740 | BOK Financial Corp. | 634165 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22129 | Columbia Banking System, Inc. | 655018 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6169 | Commerce Bancshares, Inc. | 320973 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2214 | Cullen/Frost Bankers, Inc. | 320875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26669 | First Horizon Corp. | 665658 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54455 | FNB Corp. | 972022 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9545 | Hancock Whitney Corp. | 644383 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22540 | Home BancShares, Inc. | 605650 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13531 | International Bancshares Corp. | 970714 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27466 | Old National Bancorp | 658360 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4524 | Popular, Inc. | 680093 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13553 | Prosperity Bancshares, Inc. | 943966 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9841 | SouthState Bank Corp. | 961170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6398 | &nbsp;&nbsp;&nbsp; Texas Capital Bancshares, <br> Inc. (a) | 644279 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5382 | UMB Financial Corp. | 679047 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14655 | United Bankshares, Inc. | 642036 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29037 | United Community Banks, Inc. | 967803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74462 | Valley National Bancorp | 1010449 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17208 | Western Alliance Bancorp | 1403140 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4369 | Wintrust Financial Corp. | 657840 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15869 | Zions Bancorp N.A. | 1006412 |
|  |  | 19954303 |
|  | **Beverages — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22957 | Brown-Forman Corp., Class B | 591602 |
|  | **Biotechnology — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8583 | Alkermes PLC (a) | 289333 |
|  | **Broadline Retail — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1061 | Dillard's, Inc., Class A | 603942 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84245 | Macy's, Inc. | 1646990 |
|  |  | 2250932 |
|  | **Building Products — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11059 | Builders FirstSource, Inc. (a) | 874656 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 910 | Carlisle Cos., Inc. | 323287 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Building Products (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23364 | Fortune Brands Innovations, Inc. | $947177 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5027 | Masco Corp. | 361039 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1768 | Simpson Manufacturing Co., Inc. | 337211 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16666 | Trex Co., Inc. (a) | 653307 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9884 | UFP Industries, Inc. | 884519 |
|  |  | 4381196 |
|  | **Capital Markets — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 123001 | &nbsp;&nbsp;&nbsp; Blue Owl Technology Finance <br> Corp. | 1399751 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4196 | FactSet Research Systems, Inc. | 954926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25698 | Franklin Resources, Inc. | 770169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22062 | Jefferies Financial Group, Inc. | 1063829 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18619 | &nbsp;&nbsp;&nbsp; Victory Capital Holdings, Inc., <br> Class A | 1461778 |
|  |  | 5650453 |
|  | **Chemicals — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7012 | CF Industries Holdings, Inc. | 870890 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15975 | Eastman Chemical Co. | 1167613 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59764 | Mosaic (The) Co. | 1390708 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1420 | NewMarket Corp. | 959381 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3053 | RPM International, Inc. | 311070 |
|  |  | 4699662 |
|  | **Construction & Engineering** <br> **— 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5719 | Arcosa, Inc. | 723282 |
|  | **Construction Materials —** <br> **0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4806 | Eagle Materials, Inc. | 1009789 |
|  | **Consumer Finance — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31078 | Ally Financial, Inc. | 1379552 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1433 | Credit Acceptance Corp. (a) (b) | 723536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22793 | OneMain Holdings, Inc. | 1339545 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56945 | SLM Corp. | 1314291 |
|  |  | 4756924 |
|  | **Consumer Staples Distribution** <br> **& Retail — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53432 | Albertsons Cos., Inc., Class A | 900329 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11805 | Sprouts Farmers Market, Inc. (a) | 966239 |
|  |  | 1866568 |
|  | **Containers & Packaging —** <br> **2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4817 | AptarGroup, Inc. | 595767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1757 | Avery Dennison Corp. | 288025 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6055 | Crown Holdings, Inc. | 595267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 153319 | Graphic Packaging Holding Co. | 1461130 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31422 | Silgan Holdings, Inc. | 1274162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22540 | Sonoco Products Co. | 1126098 |
|  |  | 5340449 |

---

------

**First Trust Mid Cap Value AlphaDEX**<sup>®</sup> **Fund (FNK)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Distributors — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51889 | LKQ Corp. | $1638655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1500 | Pool Corp. | 319980 |
|  |  | 1958635 |
|  | **Diversified Consumer Services** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 231961 | ADT, Inc. | 1746666 |
|  | **Electric Utilities — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2123 | IDACORP, Inc. | 313652 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12656 | OGE Energy Corp. | 617613 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9037 | Pinnacle West Capital Corp. | 937317 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23104 | Portland General Electric Co. | 1199791 |
|  |  | 3068373 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6376 | Arrow Electronics, Inc. (a) | 1197604 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9850 | Avnet, Inc. | 812723 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2643 | Belden, Inc. | 297285 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10158 | Itron, Inc. (a) | 851240 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5420 | TD SYNNEX Corp. | 1236736 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25669 | Vontier Corp. | 921004 |
|  |  | 5316592 |
|  | **Energy Equipment & Services** <br> **— 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32270 | NOV, Inc. | 660244 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6418 | Weatherford International PLC | 708227 |
|  |  | 1368471 |
|  | **Financial Services — 3.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37344 | Enact Holdings, Inc. | 1595709 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26078 | Essent Group Ltd. | 1578241 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58057 | MGIC Investment Corp. | 1537349 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46070 | Radian Group, Inc. | 1650688 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8885 | Voya Financial, Inc. | 728215 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1983 | WEX, Inc. (a) | 298104 |
|  |  | 7388306 |
|  | **Food Products — 3.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54746 | Campbell's (The) Co. (b) | 1138169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13399 | Hormel Foods Corp. | 287676 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13527 | Ingredion, Inc. | 1511507 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21545 | Lamb Weston Holdings, Inc. | 938285 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4388 | Marzetti (The) Company | 571669 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12333 | Post Holdings, Inc. (a) | 1291882 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 270 | Seaboard Corp. | 1535201 |
|  |  | 7274389 |
|  | **Gas Utilities — 3.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29295 | MDU Resources Group, Inc. | 660016 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12976 | National Fuel Gas Co. | 1094915 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11052 | New Jersey Resources Corp. | 622338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10571 | ONE Gas, Inc. | 943145 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Gas Utilities (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14030 | Southwest Gas Holdings, Inc. | $1319521 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10056 | Spire, Inc. | 916906 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33476 | UGI Corp. | 1208149 |
|  |  | 6764990 |
|  | **Ground Transportation —** <br> **1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5271 | &nbsp;&nbsp;&nbsp; Knight-Swift Transportation <br> Holdings, Inc. | 342088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 114585 | Lyft, Inc., Class A (a) | 1621378 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4467 | Ryder System, Inc. | 1133591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20383 | U-Haul Holding Co. | 972065 |
|  |  | 4069122 |
|  | **Health Care Equipment &** <br> **Supplies — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1770 | Align Technology, Inc. (a) | 311538 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23338 | Solventum Corp. (a) | 1572047 |
|  |  | 1883585 |
|  | **Health Care Providers &** <br> **Services — 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 803 | Chemed Corp. | 341259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1975 | DaVita, Inc. (a) | 306402 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4118 | Henry Schein, Inc. (a) | 307162 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4554 | Molina Healthcare, Inc. (a) | 886299 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11274 | Option Care Health, Inc. (a) | 229200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8515 | &nbsp;&nbsp;&nbsp; Universal Health Services, Inc., <br> Class B | 1432819 |
|  |  | 3503141 |
|  | **Health Care REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18472 | Healthpeak Properties, Inc. | 298692 |
|  | **Hotel & Resort REITs — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63632 | Host Hotels & Resorts, Inc. | 1344544 |
|  | **Hotels, Restaurants & Leisure** <br> **— 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18544 | Boyd Gaming Corp. | 1612401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34449 | Caesars Entertainment, Inc. (a) | 957682 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5865 | &nbsp;&nbsp;&nbsp; Choice Hotels International, <br> Inc. (b) | 581104 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2365 | Vail Resorts, Inc. (b) | 300781 |
|  |  | 3451968 |
|  | **Household Durables — 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8162 | Champion Homes, Inc. (a) | 622189 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24644 | Meritage Homes Corp. | 1659527 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15478 | Mohawk Industries, Inc. (a) | 1633858 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26167 | Taylor Morrison Home Corp. (a) | 1589384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11167 | Toll Brothers, Inc. | 1587277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22611 | Whirlpool Corp. (b) | 1267573 |
|  |  | 8359808 |
|  | **Household Products — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42988 | &nbsp;&nbsp;&nbsp; Reynolds Consumer Products, <br> Inc. | 901458 |

---

------

**First Trust Mid Cap Value AlphaDEX**<sup>®</sup> **Fund (FNK)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Industrial REITs — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27793 | Lineage, Inc. | $1025006 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18545 | Rexford Industrial Realty, Inc. | 665580 |
|  |  | 1690586 |
|  | **Insurance — 8.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2376 | American Financial Group, Inc. | 316649 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2787 | Assurant, Inc. | 658484 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12022 | Axis Capital Holdings Ltd. | 1207129 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3730 | Everest Group Ltd. | 1330715 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6544 | Fidelity National Financial, Inc. | 342251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25278 | First American Financial Corp. | 1772746 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6570 | Globe Life, Inc. | 1013751 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7033 | &nbsp;&nbsp;&nbsp; Hanover Insurance Group (The), <br> Inc. | 1320024 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34343 | Lincoln National Corp. | 1298509 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13831 | Mercury General Corp. | 1345895 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22819 | Old Republic International Corp. | 911619 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2423 | Primerica, Inc. | 681517 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2973 | &nbsp;&nbsp;&nbsp; Reinsurance Group of America, <br> Inc. | 628671 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5127 | RenaissanceRe Holdings Ltd. | 1573835 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10641 | RLI Corp. | 550885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16172 | Selective Insurance Group, Inc. | 1357639 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8312 | Unum Group | 668119 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 694 | &nbsp;&nbsp;&nbsp; White Mountains Insurance <br> Group Ltd. | 1549001 |
|  |  | 18527439 |
|  | **IT Services — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6725 | EPAM Systems, Inc. (a) | 765170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1917 | Gartner, Inc. (a) | 284655 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69397 | Kyndryl Holdings, Inc. (a) | 959067 |
|  |  | 2008892 |
|  | **Leisure Products — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83908 | Mattel, Inc. (a) | 1265333 |
|  | **Life Sciences Tools & Services** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5467 | &nbsp;&nbsp;&nbsp; Bio-Rad Laboratories, Inc., <br> Class A (a) | 1531416 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3464 | Revvity, Inc. | 300052 |
|  |  | 1831468 |
|  | **Machinery — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10522 | AGCO Corp. | 1273372 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2593 | &nbsp;&nbsp;&nbsp; Allison Transmission Holdings, <br> Inc. | 348369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3293 | Franklin Electric Co., Inc. | 329926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11040 | &nbsp;&nbsp;&nbsp; Mueller Water Products, Inc., <br> Class A | 307906 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6211 | Oshkosh Corp. | 970779 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Machinery (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8542 | Stanley Black & Decker, Inc. | $667643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3018 | Timken (The) Co. | 334666 |
|  |  | 4232661 |
|  | **Marine Transportation —** <br> **1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4568 | Kirby Corp. (a) | 687667 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9296 | Matson, Inc. | 1621501 |
|  |  | 2309168 |
|  | **Media — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1678 | Nexstar Media Group, Inc. | 349259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66031 | Sirius XM Holdings, Inc. | 1778875 |
|  |  | 2128134 |
|  | **Metals & Mining — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13785 | Alcoa Corp. | 879345 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24809 | Commercial Metals Co. | 1710829 |
|  |  | 2590174 |
|  | **Mortgage REITs — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 160758 | Rithm Capital Corp. | 1572213 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35249 | Starwood Property Trust, Inc. | 647172 |
|  |  | 2219385 |
|  | **Multi-Utilities — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13174 | Black Hills Corp. | 991870 |
|  | **Office REITs — 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11695 | BXP, Inc. | 683690 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54018 | Cousins Properties, Inc. | 1383401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54023 | Kilroy Realty Corp. | 1796805 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58637 | Vornado Realty Trust | 1752660 |
|  |  | 5616556 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 9.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28727 | Antero Resources Corp. (a) | 1127822 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35909 | APA Corp. | 1462574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22017 | California Resources Corp. | 1502880 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8575 | Chord Energy Corp. | 1248520 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39533 | CNX Resources Corp. (a) | 1538229 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57836 | Comstock Resources, Inc. (a) | 1007503 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19541 | HF Sinclair Corp. | 1313351 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38619 | &nbsp;&nbsp;&nbsp; Magnolia Oil & Gas Corp., <br> Class A | 1167839 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24121 | Matador Resources Co. | 1530236 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29556 | Murphy Oil Corp. | 1234259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25674 | Ovintiv, Inc. | 1580235 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9211 | Peabody Energy Corp. | 245565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71481 | &nbsp;&nbsp;&nbsp; Permian Resources Corp., <br> Class A | 1545419 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26985 | Range Resources Corp. | 1173848 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48877 | SM Energy Co. | 1516653 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19257 | Venture Global, Inc., Class A | 255540 |
|  |  | 19450473 |

---

------

**First Trust Mid Cap Value AlphaDEX**<sup>®</sup> **Fund (FNK)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Passenger Airlines — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33148 | Alaska Air Group, Inc. (a) | $1296418 |
|  | **Professional Services — 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7779 | &nbsp;&nbsp;&nbsp; Booz Allen Hamilton Holding <br> Corp. | 604973 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1717 | FTI Consulting, Inc. (a) | 307858 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32730 | Genpact Ltd. | 1137368 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24701 | KBR, Inc. | 926040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23775 | Maximus, Inc. | 1560116 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5603 | Parsons Corp. (a) | 282447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7491 | Paycom Software, Inc. | 949559 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12844 | &nbsp;&nbsp;&nbsp; Science Applications <br> International Corp. | 1242914 |
|  |  | 7011275 |
|  | **Real Estate Management &** <br> **Development — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14393 | &nbsp;&nbsp;&nbsp; Howard Hughes Holdings, <br> Inc. (a) | 896252 |
|  | **Residential REITs — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32750 | &nbsp;&nbsp;&nbsp; American Homes 4 Rent, <br> Class A | 1042760 |
|  | **Retail REITs — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14442 | NNN REIT, Inc. | 632415 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13480 | Amkor Technology, Inc. | 940230 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22767 | Skyworks Solutions, Inc. | 1597560 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6622 | Universal Display Corp. | 576710 |
|  |  | 3114500 |
|  | **Specialized REITs — 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8281 | CubeSmart | 335215 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30504 | EPR Properties | 1702428 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54428 | Millrose Properties, Inc. | 1669307 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59126 | Rayonier, Inc. | 1254062 |
|  |  | 4961012 |
|  | **Specialty Retail — 6.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7799 | &nbsp;&nbsp;&nbsp; Asbury Automotive Group, <br> Inc. (a) | 1588578 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4663 | AutoNation, Inc. (a) | 990328 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65302 | Bath & Body Works, Inc. | 1269471 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14182 | Best Buy Co., Inc. | 857869 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29322 | CarMax, Inc. (a) | 1152648 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1531 | Dick's Sporting Goods, Inc. | 347415 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5974 | &nbsp;&nbsp;&nbsp; Floor & Decor Holdings, Inc., <br> Class A (a) | 289142 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13172 | GameStop Corp., Class A (a) | 328641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50380 | Gap (The), Inc. | 1238844 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3687 | Group 1 Automotive, Inc. | 1315780 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6103 | Lithia Motors, Inc. | 1770602 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Specialty Retail (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 614 | Murphy USA, Inc. | $361032 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8154 | Penske Automotive Group, Inc. | 1398574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19245 | Urban Outfitters, Inc. (a) | 1353693 |
|  |  | 14262617 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17863 | VF Corp. | 338147 |
|  | **Trading Companies &** <br> **Distributors — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3289 | &nbsp;&nbsp;&nbsp; MSC Industrial Direct Co., Inc., <br> Class A | 336366 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13831 | Rush Enterprises, Inc., Class A | 1023909 |
|  |  | 1360275 |
|  | **Wireless Telecommunication** <br> **Services — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21720 | &nbsp;&nbsp;&nbsp; Telephone and Data Systems, <br> Inc. | 978703 |
|  | **Total Common Stocks** | 216248227 |
|  | (Cost $198,412,340) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 310261 | &nbsp;&nbsp;&nbsp; Dreyfus Government Cash <br> Management Fund, <br> Institutional Shares - <br> 3.53% (c) | 310261 |
|  | (Cost $310,261) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 1.4%** | **REPURCHASE AGREEMENTS — 1.4%** | **REPURCHASE AGREEMENTS — 1.4%** |
| $2919480 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $2,919,775. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $2,977,870. (d) | 2919480 |
|  | (Cost $2,919,480) |  |
|  | **Total Investments — 101.4%** | 219477968 |
|  | (Cost $201,642,081) |  |
|  | **Net Other Assets and** <br> **Liabilities — (1.4)%** | (2962720)<br>|
|  | **Net Assets — 100.0%** | $216515248 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust Mid Cap Value AlphaDEX**<sup>®</sup> **Fund (FNK)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $2,859,720 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $2,919,480.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $216248227 | &nbsp;&nbsp; $216248227 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 310261 | &nbsp;&nbsp; 310261 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 2919480 | &nbsp;&nbsp; — | &nbsp;&nbsp; 2919480 | &nbsp;&nbsp; — |
| Total Investments | $219477968 | &nbsp;&nbsp; $216558488 | &nbsp;&nbsp; $2919480 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Mid Cap Growth AlphaDEX**<sup>®</sup> **Fund (FNY)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Aerospace & Defense — 2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3746 | AeroVironment, Inc. (a) | $730545 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33890 | Hexcel Corp. | 3181254 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34262 | Karman Holdings, Inc. (a) | 2329131 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18808 | Mercury Systems, Inc. (a) | 1484139 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11715 | Moog, Inc., Class A | 3529847 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79637 | StandardAero, Inc. (a) | 1979776 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11155 | VSE Corp. | 1915090 |
|  |  | 15149782 |
|  | **Banks — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32233 | Axos Financial, Inc. (a) | 3108551 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70109 | Eastern Bankshares, Inc. | 1418305 |
|  |  | 4526856 |
|  | **Beverages — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38651 | Celsius Holdings, Inc. (a) | 1297514 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17880 | Coca-Cola Consolidated, Inc. | 3666652 |
|  |  | 4964166 |
|  | **Biotechnology — 9.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61606 | &nbsp;&nbsp;&nbsp; ACADIA Pharmaceuticals, <br> Inc. (a) | 1383055 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54678 | &nbsp;&nbsp;&nbsp; Arrowhead Pharmaceuticals, <br> Inc. (a) | 4017739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24275 | &nbsp;&nbsp;&nbsp; BioMarin Pharmaceutical, <br> Inc. (a) | 1308665 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36933 | Bridgebio Pharma, Inc. (a) | 2626306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50655 | CG Oncology, Inc. (a) | 3380715 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41612 | Cytokinetics, Inc. (a) | 2661920 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47960 | Exelixis, Inc. (a) | 2132302 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31828 | Halozyme Therapeutics, Inc. (a) | 2026170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 446981 | ImmunityBio, Inc. (a) (b) | 3173565 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36525 | Ionis Pharmaceuticals, Inc. (a) | 2730609 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10617 | Krystal Biotech, Inc. (a) | 2784414 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24697 | Kymera Therapeutics, Inc. (a) | 2002186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5239 | &nbsp;&nbsp;&nbsp; Madrigal Pharmaceuticals, <br> Inc. (a) | 2710606 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37112 | Mirum Pharmaceuticals, Inc. (a) | 3611369 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15614 | Neurocrine Biosciences, Inc. (a) | 2055895 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6384 | &nbsp;&nbsp;&nbsp; Praxis Precision Medicines, <br> Inc. (a) | 2035411 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19517 | Protagonist Therapeutics, Inc. (a) | 1931598 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40257 | PTC Therapeutics, Inc. (a) | 2619120 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15768 | Rhythm Pharmaceuticals, Inc. (a) | 1282884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74260 | Roivant Sciences Ltd. (a) | 2118638 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61921 | TG Therapeutics, Inc. (a) | 2091691 |
|  |  | 50684858 |
|  | **Broadline Retail — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41156 | Etsy, Inc. (a) | 2647977 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7450 | &nbsp;&nbsp;&nbsp; Ollie's Bargain Outlet Holdings, <br> Inc. (a) | 644500 |
|  |  | 3292477 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Building Products — 3.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20797 | A.O. Smith Corp. | $1286086 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24858 | AAON, Inc. | 2319500 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10000 | &nbsp;&nbsp;&nbsp; Advanced Drainage Systems, <br> Inc. | 1492500 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9438 | Allegion PLC | 1297536 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8321 | Armstrong World Industries, Inc. | 1417815 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7894 | CSW Industrials, Inc. | 2298733 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15819 | Modine Manufacturing Co. (a) | 4027992 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81361 | Resideo Technologies, Inc. (a) | 3365905 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45875 | &nbsp;&nbsp;&nbsp; Zurn Elkay Water Solutions <br> Corp. | 2383665 |
|  |  | 19889732 |
|  | **Capital Markets — 4.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12391 | Affiliated Managers Group, Inc. | 3651256 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9188 | Evercore, Inc., Class A | 2952013 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60454 | Federated Hermes, Inc. | 3511773 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4774 | Houlihan Lokey, Inc. | 738776 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 112914 | Invesco Ltd. | 2959476 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4157 | MarketAxess Holdings, Inc. | 653439 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24058 | Moelis & Co., Class A | 1566657 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4057 | Morningstar, Inc. | 684456 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9815 | PJT Partners, Inc., Class A | 1499143 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17476 | SEI Investments Co. | 1584724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28737 | StepStone Group, Inc., Class A | 1520187 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11655 | Tradeweb Markets, Inc., Class A | 1319929 |
|  |  | 22641829 |
|  | **Chemicals — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12137 | Balchem Corp. | 1961582 |
|  | **Commercial Services &** <br> **Supplies — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19849 | Brink's (The) Co. | 2118881 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8364 | MSA Safety, Inc. | 1391686 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45529 | Tetra Tech, Inc. | 1471497 |
|  |  | 4982064 |
|  | **Communications Equipment** <br> **— 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 303393 | Ondas, Inc. (a) (b) | 3046066 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74855 | Viasat, Inc. (a) | 4933693 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103015 | Viavi Solutions, Inc. (a) | 5397986 |
|  |  | 13377745 |
|  | **Construction & Engineering** <br> **— 8.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8084 | AECOM | 679864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6295 | Argan, Inc. | 4217524 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30852 | &nbsp;&nbsp;&nbsp; Construction Partners, Inc., <br> Class A (a) | 3815158 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10119 | Dycom Industries, Inc. (a) | 4190278 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29039 | &nbsp;&nbsp;&nbsp; Everus Construction Group, <br> Inc. (a) | 4281220 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28598 | Granite Construction, Inc. | 3919928 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7195 | IES Holdings, Inc. (a) | 4634156 |

---

------

**First Trust Mid Cap Growth AlphaDEX**<sup>®</sup> **Fund (FNY)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Construction & Engineering** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23968 | Primoris Services Corp. | $4341803 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8418 | Sterling Infrastructure, Inc. (a) | 4340489 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44414 | Tutor Perini Corp. | 4126949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6864 | Valmont Industries, Inc. | 3487187 |
|  |  | 42034556 |
|  | **Consumer Finance — 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25240 | Enova International, Inc. (a) | 4275908 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18236 | FirstCash Holdings, Inc. | 3979460 |
|  |  | 8255368 |
|  | **Consumer Staples Distribution** <br> **& Retail — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54912 | Maplebear, Inc. (a) | 2325523 |
|  | **Diversified Consumer Services** <br> **— 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8349 | &nbsp;&nbsp;&nbsp; Bright Horizons Family <br> Solutions, Inc. (a) | 677187 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51885 | Frontdoor, Inc. (a) | 3560868 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8066 | &nbsp;&nbsp;&nbsp; Grand Canyon Education, <br> Inc. (a) | 1363719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98403 | Laureate Education, Inc. (a) | 2961438 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24931 | Service Corp. International | 2020159 |
|  |  | 10583371 |
|  | **Diversified REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22585 | &nbsp;&nbsp;&nbsp; Essential Properties Realty Trust, <br> Inc. | 709847 |
|  | **Diversified Telecommunication** <br> **Services — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41293 | Globalstar, Inc. (a) | 3398414 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 394630 | Lumen Technologies, Inc. (a) | 3488529 |
|  |  | 6886943 |
|  | **Electrical Equipment — 3.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4892 | Acuity, Inc. | 1417555 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19735 | EnerSys | 4208686 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19008 | Powell Industries, Inc. | 5270348 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 202262 | Sunrun, Inc. (a) | 2574795 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21294 | Vicor Corp. (a) | 5733836 |
|  |  | 19205220 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 4.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10624 | &nbsp;&nbsp;&nbsp; Advanced Energy Industries, <br> Inc. | 4078660 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4500 | Badger Meter, Inc. | 544095 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55984 | Cognex Corp. | 3107672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10330 | OSI Systems, Inc. (a) | 2963883 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26445 | Sanmina Corp. (a) | 5760250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35191 | TTM Technologies, Inc. (a) | 5567920 |
|  |  | 22022480 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Energy Equipment & Services** <br> **— 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98516 | Archrock, Inc. | $3817495 |
|  | **Entertainment — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10666 | &nbsp;&nbsp;&nbsp; Madison Square Garden Sports <br> Corp. (a) | 3652678 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21740 | Roku, Inc. (a) | 2534014 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26846 | &nbsp;&nbsp;&nbsp; Warner Music Group Corp., <br> Class A | 758937 |
|  |  | 6945629 |
|  | **Financial Services — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37316 | &nbsp;&nbsp;&nbsp; HA Sustainable Infrastructure <br> Capital, Inc. | 1565406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4339 | Jack Henry & Associates, Inc. | 667121 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7846 | &nbsp;&nbsp;&nbsp; PennyMac Financial Services, <br> Inc. | 708416 |
|  |  | 2940943 |
|  | **Health Care Equipment &** <br> **Supplies — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19108 | Glaukos Corp. (a) | 2745246 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31832 | &nbsp;&nbsp;&nbsp; Globus Medical, Inc., <br> Class A (a) | 2870610 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5810 | iRhythm Holdings, Inc. (a) | 750420 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27120 | Lantheus Holdings, Inc. (a) | 2294894 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9947 | Merit Medical Systems, Inc. (a) | 678186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20692 | TransMedics Group, Inc. (a) | 2085547 |
|  |  | 11424903 |
|  | **Health Care Providers &** <br> **Services — 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 155657 | Alignment Healthcare, Inc. (a) | 3508509 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80459 | &nbsp;&nbsp;&nbsp; BrightSpring Health Services, <br> Inc. (a) | 3859618 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14177 | Encompass Health Corp. | 1417700 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17014 | Ensign Group (The), Inc. | 3176344 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29692 | Guardant Health, Inc. (a) | 2585579 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8204 | HealthEquity, Inc. (a) | 672974 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33028 | Hims & Hers Health, Inc. (a) (b) | 897371 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106736 | PACS Group, Inc. (a) | 3580993 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12268 | RadNet, Inc. (a) | 693755 |
|  |  | 20392843 |
|  | **Health Care REITs — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43618 | American Healthcare REIT, Inc. | 2214922 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56126 | CareTrust REIT, Inc. | 2214171 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15647 | Omega Healthcare Investors, Inc. | 734940 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71313 | Sabra Health Care REIT, Inc. | 1473326 |
|  |  | 6637359 |
|  | **Hotel & Resort REITs — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14863 | &nbsp;&nbsp;&nbsp; Ryman Hospitality Properties, <br> Inc. | 1561953 |

---

------

**First Trust Mid Cap Growth AlphaDEX**<sup>®</sup> **Fund (FNY)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Hotels, Restaurants & Leisure** <br> **— 3.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14408 | Brinker International, Inc. (a) | $2193474 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33902 | Cava Group, Inc. (a) | 3166786 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15266 | Churchill Downs, Inc. | 1541713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1911 | Domino's Pizza, Inc. | 648632 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13535 | Dutch Bros, Inc., Class A (a) | 778398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14305 | Hyatt Hotels Corp., Class A | 2397089 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76356 | &nbsp;&nbsp;&nbsp; Life Time Group Holdings, <br> Inc. (a) | 2047104 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36667 | &nbsp;&nbsp;&nbsp; Norwegian Cruise Line Holdings <br> Ltd. (a) | 666606 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12456 | Texas Roadhouse, Inc. | 2005292 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49550 | Travel + Leisure Co. | 3203903 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13504 | Wynn Resorts Ltd. | 1446413 |
|  |  | 20095410 |
|  | **Household Durables — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10344 | Installed Building Products, Inc. | 2984761 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3903 | TopBuild Corp. (a) | 1727858 |
|  |  | 4712619 |
|  | **Household Products — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6617 | Clorox (The) Co. | 638144 |
|  | **Independent Power and** <br> **Renewable Electricity** <br>**Producers — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24506 | Ormat Technologies, Inc. | 2815739 |
|  | **Industrial REITs — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7409 | EastGroup Properties, Inc. | 1490691 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23705 | First Industrial Realty Trust, Inc. | 1469947 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19014 | STAG Industrial, Inc. | 733560 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33491 | Terreno Realty Corp. | 2183613 |
|  |  | 5877811 |
|  | **Insurance — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2007 | Kinsale Capital Group, Inc. | 649485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43757 | Lemonade, Inc. (a) | 2478397 |
|  |  | 3127882 |
|  | **Interactive Media & Services** <br> **— 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44654 | Match Group, Inc. | 1670953 |
|  | **IT Services — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57765 | Applied Digital Corp. (a) | 1978451 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39967 | DigitalOcean Holdings, Inc. (a) | 3854018 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8711 | Okta, Inc. (a) | 641565 |
|  |  | 6474034 |
|  | **Leisure Products — 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29339 | Acushnet Holdings Corp. | 2840602 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36627 | Hasbro, Inc. | 3510332 |
|  |  | 6350934 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Life Sciences Tools & Services** <br> **— 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11925 | &nbsp;&nbsp;&nbsp; Charles River Laboratories <br> International, Inc. (a) | $1991117 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47815 | Sotera Health Co. (a) | 744002 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15163 | Tempus AI, Inc., Class A (a) | 841243 |
|  |  | 3576362 |
|  | **Machinery — 5.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48312 | &nbsp;&nbsp;&nbsp; Atmus Filtration Technologies, <br> Inc. | 3062981 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4010 | Crane Co. | 712697 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24238 | Donaldson Co., Inc. | 2137064 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12185 | ESCO Technologies, Inc. | 3947331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25363 | Federal Signal Corp. | 3122946 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46638 | Flowserve Corp. | 3434422 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16087 | JBT Marel Corp. | 1899875 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8258 | Lincoln Electric Holdings, Inc. | 2188370 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24754 | Mueller Industries, Inc. | 3352434 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10288 | SPX Technologies, Inc. (a) | 2252146 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25777 | Symbotic, Inc. (a) | 1523421 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7086 | &nbsp;&nbsp;&nbsp; Watts Water Technologies, Inc., <br> Class A | 2126934 |
|  |  | 29760621 |
|  | **Media — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40945 | &nbsp;&nbsp;&nbsp; New York Times (The) Co., <br> Class A | 3235883 |
|  | **Metals & Mining — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58414 | Century Aluminum Co. (a) | 3472128 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 146120 | Coeur Mining, Inc. (a) | 2625776 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28416 | MP Materials Corp. (a) | 1876593 |
|  |  | 7974497 |
|  | **Mortgage REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68362 | AGNC Investment Corp. | 753349 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90220 | Antero Midstream Corp. | 1972209 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20366 | DT Midstream, Inc. | 3013965 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29184 | Viper Energy, Inc., Class A | 1441106 |
|  |  | 6427280 |
|  | **Personal Care Products —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11313 | elf Beauty, Inc. (a) | 723693 |
|  | **Pharmaceuticals — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 220650 | Amneal Pharmaceuticals, Inc. (a) | 2839766 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16227 | Axsome Therapeutics, Inc. (a) | 3371159 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17010 | Corcept Therapeutics, Inc. (a) | 791305 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18879 | &nbsp;&nbsp;&nbsp; Crinetics Pharmaceuticals, <br> Inc. (a) | 732128 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 114612 | Elanco Animal Health, Inc. (a) | 2563870 |
|  |  | 10298228 |

---

------

**First Trust Mid Cap Growth AlphaDEX**<sup>®</sup> **Fund (FNY)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Professional Services — 2.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 131455 | Amentum Holdings, Inc. (a) | $3448065 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5043 | &nbsp;&nbsp;&nbsp; CACI International, Inc., <br> Class A (a) | 2620040 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22518 | ExlService Holdings, Inc. (a) | 717874 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 122660 | Planet Labs PBC (a) | 4534740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31999 | UL Solutions, Inc., Class A | 2895589 |
|  |  | 14216308 |
|  | **Real Estate Management &** <br> **Development — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 187598 | Compass, Inc., Class A (a) | 1420117 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 293021 | Opendoor Technologies, Inc. (a) | 1576453 |
|  |  | 2996570 |
|  | **Residential REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10984 | Equity LifeStyle Properties, Inc. | 695177 |
|  | **Retail REITs — 2.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9097 | Agree Realty Corp. | 701470 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47616 | Brixmor Property Group, Inc. | 1432765 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12912 | Federal Realty Investment Trust | 1431941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61029 | Kimco Realty Corp. | 1442726 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55859 | Kite Realty Group Trust | 1461271 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 72558 | Macerich (The) Co. | 1576685 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36647 | Phillips Edison & Co., Inc. | 1471927 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18125 | Regency Centers Corp. | 1411031 |
|  |  | 10929816 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 4.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65240 | Allegro MicroSystems, Inc. (a) | 3164140 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18965 | Cirrus Logic, Inc. (a) | 3092812 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28277 | FormFactor, Inc. (a) | 3843693 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13374 | Onto Innovation, Inc. (a) | 3946132 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23911 | Rambus, Inc. (a) | 2752395 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26753 | Semtech Corp. (a) | 2810403 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7942 | SiTime Corp. (a) | 4464595 |
|  |  | 24074170 |
|  | **Software — 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16720 | ACI Worldwide, Inc. (a) | 722638 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 159830 | Cipher Digital, Inc. (a) | 2835384 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45834 | Core Scientific, Inc. (a) | 916680 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60358 | Dropbox, Inc., Class A (a) | 1466096 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47517 | D-Wave Quantum, Inc. (a) | 963645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18542 | Dynatrace, Inc. (a) | 671406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2271 | InterDigital, Inc. | 673488 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16111 | Pegasystems, Inc. | 588857 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 166425 | Riot Platforms, Inc. (a) | 2869167 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21637 | Samsara, Inc., Class A (a) | 621847 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53235 | SentinelOne, Inc., Class A (a) | 753807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 237585 | Terawulf, Inc. (a) | 5162722 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Software (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61772 | UiPath, Inc., Class A (a) | $636252 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86140 | &nbsp;&nbsp;&nbsp; Zeta Global Holdings Corp., <br> Class A (a) | 1586699 |
|  |  | 20468688 |
|  | **Specialized REITs — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10827 | Lamar Advertising Co., Class A | 1492394 |
|  | **Specialty Retail — 3.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30018 | &nbsp;&nbsp;&nbsp; Abercrombie & Fitch Co., <br> Class A (a) | 2562036 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14055 | Boot Barn Holdings, Inc. (a) | 2409730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15005 | Five Below, Inc. (a) | 3536078 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 61075 | Valvoline, Inc. (a) | 2029522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59161 | Victoria's Secret & Co. (a) | 3066315 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27350 | Wayfair, Inc., Class A (a) | 1748486 |
|  |  | 15352167 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7974 | Ralph Lauren Corp. | 2859795 |
|  | **Trading Companies &** <br> **Distributors — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12047 | GATX Corp. | 2360248 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6888 | Herc Holdings, Inc. | 874225 |
|  |  | 3234473 |
|  | **Total Common Stocks** | 518048521 |
|  | (Cost $451,498,223) |  |
| **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** | **MONEY MARKET FUNDS — 0.1%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 375448 | &nbsp;&nbsp;&nbsp; Dreyfus Government Cash <br> Management Fund, <br> Institutional Shares - <br> 3.53% (c) | 375448 |
|  | (Cost $375,448) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

------

**First Trust Mid Cap Growth AlphaDEX**<sup>®</sup> **Fund (FNY)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 0.7%** | **REPURCHASE AGREEMENTS — 0.7%** | **REPURCHASE AGREEMENTS — 0.7%** |
| $3953601 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $3,954,001. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $4,032,674. (d) | $3953601 |
|  | (Cost $3,953,601) |  |
|  | **Total Investments — 100.8%** | 522377570 |
|  | (Cost $455,827,272) |  |
|  | **Net Other Assets and** <br> **Liabilities — (0.8)%** | (4174762)<br>|
|  | **Net Assets — 100.0%** | $518202808 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $3,978,773 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $3,953,601. On April 30, 2026, the last business day of the period, there was sufficient collateral based on the end of day market value from the prior business day; however, as a result of market movement from April 29 to April 30, the value of the related securities loaned was above the collateral value received.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $518048521 | &nbsp;&nbsp; $518048521 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 375448 | &nbsp;&nbsp; 375448 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 3953601 | &nbsp;&nbsp; — | &nbsp;&nbsp; 3953601 | &nbsp;&nbsp; — |
| Total Investments | $522377570 | &nbsp;&nbsp; $518423969 | &nbsp;&nbsp; $3953601 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Small Cap Value AlphaDEX**<sup>®</sup> **Fund (FYT)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 99.8%** | **COMMON STOCKS — 99.8%** | **COMMON STOCKS — 99.8%** |
|  | **Aerospace & Defense — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3112 | V2X, Inc. (a) | $211025 |
|  | **Air Freight & Logistics —** <br> **0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24255 | Hub Group, Inc., Class A | 1063097 |
|  | **Automobile Components —** <br> **1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5195 | LCI Industries | 619348 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9399 | Phinia, Inc. | 678138 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9593 | Visteon Corp. | 1071634 |
|  |  | 2369120 |
|  | **Automobiles — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54043 | Harley-Davidson, Inc. | 1291087 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35259 | Winnebago Industries, Inc. | 1149796 |
|  |  | 2440883 |
|  | **Banks — 13.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6275 | 1st Source Corp. | 461401 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5483 | Amalgamated Financial Corp. | 224145 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36589 | Banc of California, Inc. | 685312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9618 | BankUnited, Inc. | 447045 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10536 | Banner Corp. | 704964 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20247 | Byline Bancorp, Inc. | 650941 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12903 | Cathay General Bancorp | 722955 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3633 | &nbsp;&nbsp;&nbsp; Community Financial System, <br> Inc. | 230187 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7153 | Community Trust Bancorp, Inc. | 464444 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7960 | ConnectOne Bancorp, Inc. | 232591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9265 | Customers Bancorp, Inc. (a) | 706641 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22399 | CVB Financial Corp. | 456268 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11887 | &nbsp;&nbsp;&nbsp; Enterprise Financial Services <br> Corp. | 687306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20335 | First BanCorp | 493734 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17185 | First Busey Corp. | 450247 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24705 | &nbsp;&nbsp;&nbsp; First Commonwealth Financial <br> Corp. | 454819 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23070 | First Financial Bancorp | 698560 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26107 | First Hawaiian, Inc. | 712199 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19138 | &nbsp;&nbsp;&nbsp; First Interstate BancSystem, Inc., <br> Class A | 679208 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16609 | First Merchants Corp. | 671668 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23976 | Firstsun Capital Bancorp (a) | 847791 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31625 | Fulton Financial Corp. | 682784 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5100 | German American Bancorp, Inc. | 219657 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12124 | Hilltop Holdings, Inc. | 456711 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19076 | Hope Bancorp, Inc. | 237496 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2830 | Independent Bank Corp. | 220712 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6442 | Live Oak Bancshares, Inc. | 242219 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5441 | &nbsp;&nbsp;&nbsp; National Bank Holdings Corp., <br> Class A | 232331 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10198 | NBT Bancorp, Inc. | 445551 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16789 | Northwest Bancshares, Inc. | 232192 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Banks (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21607 | OFG Bancorp | $993058 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5137 | Origin Bancorp, Inc. | 240514 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4865 | Pathward Financial, Inc. | 422477 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19448 | Peoples Bancorp, Inc.  | 669011 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41312 | &nbsp;&nbsp;&nbsp; Provident Financial Services, <br> Inc. | 936956 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5081 | QCR Holdings, Inc. | 459424 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5896 | Renasant Corp. | 235191 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12389 | Republic Bancorp, Inc., Class A | 938219 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15380 | S&T Bancorp, Inc. | 678719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11090 | Tompkins Financial Corp. | 934554 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9136 | TriCo Bancshares | 459267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15267 | Trustmark Corp. | 677397 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20483 | WaFd, Inc. | 725098 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12593 | WesBanco, Inc. | 432947 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8327 | Westamerica BanCorp | 456486 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6637 | WSFS Financial Corp. | 477665 |
|  |  | 24389062 |
|  | **Beverages — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1884 | &nbsp;&nbsp;&nbsp; Boston Beer (The) Co., Inc., <br> Class A (a) | 446583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6331 | National Beverage Corp. (a) | 216647 |
|  |  | 663230 |
|  | **Biotechnology — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107393 | Novavax, Inc. (a) | 851089 |
|  | **Broadline Retail — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 84705 | Kohl's Corp. | 1200270 |
|  | **Building Products — 1.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32461 | Hayward Holdings, Inc. (a) | 487240 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105195 | Masterbrand, Inc. (a) | 944651 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14349 | Tecnoglass, Inc. | 618155 |
|  |  | 2050046 |
|  | **Capital Markets — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4519 | &nbsp;&nbsp;&nbsp; Donnelley Financial Solutions, <br> Inc. (a) | 227306 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86310 | Golub Capital BDC, Inc. (b) | 1182447 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8134 | Virtus Investment Partners, Inc. | 1183903 |
|  |  | 2593656 |
|  | **Chemicals — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5871 | Avient Corp. | 217696 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8486 | Cabot Corp. | 653082 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7042 | H.B. Fuller Co. | 426182 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11973 | Innospec, Inc. | 913061 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7166 | Olin Corp. | 204088 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21860 | Stepan Co. | 1093656 |
|  |  | 3507765 |
|  | **Commercial Services &** <br> **Supplies — 3.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22696 | ABM Industries, Inc. | 925997 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 92679 | BrightView Holdings, Inc. (a) | 1102880 |

---

------

**First Trust Small Cap Value AlphaDEX**<sup>®</sup> **Fund (FYT)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Commercial Services &** <br> **Supplies (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46225 | CoreCivic, Inc. (a) | $945763 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31741 | Deluxe Corp. | 988732 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65004 | GEO Group (The), Inc. (a) | 1203224 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13005 | HNI Corp. | 475203 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60453 | MillerKnoll, Inc. | 972084 |
|  |  | 6613883 |
|  | **Communications Equipment** <br> **— 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13661 | NetScout Systems, Inc. (a) | 460376 |
|  | **Construction & Engineering** <br> **— 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17034 | Ameresco, Inc., Class A (a) | 504036 |
|  | **Construction Materials —** <br> **0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2608 | Knife River Corp. (a) | 241370 |
|  | **Consumer Finance — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14589 | Bread Financial Holdings, Inc. | 1236855 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44639 | LendingClub Corp. (a) | 761988 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4990 | Nelnet, Inc., Class A | 707083 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38084 | PROG Holdings, Inc. | 1364550 |
|  |  | 4070476 |
|  | **Consumer Staples Distribution** <br> **& Retail — 1.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2969 | Andersons (The), Inc. | 233185 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12155 | Ingles Markets, Inc., Class A | 1111818 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15975 | Weis Markets, Inc. | 1121126 |
|  |  | 2466129 |
|  | **Containers & Packaging —** <br> **0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13034 | Greif, Inc., Class A | 850338 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60820 | O-I Glass, Inc. (a) | 554070 |
|  |  | 1404408 |
|  | **Distributors — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5318 | Gold.com, Inc. | 240320 |
|  | **Diversified Consumer Services** <br> **— 1.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11672 | Perdoceo Education Corp. | 396148 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10540 | Strategic Education, Inc. | 826336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9913 | Stride, Inc. (a) | 963147 |
|  |  | 2185631 |
|  | **Diversified REITs — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59353 | American Assets Trust, Inc. | 1230981 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23772 | Broadstone Net Lease, Inc. | 470686 |
|  |  | 1701667 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Diversified Telecommunication** <br> **Services — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8847 | IDT Corp., Class B | $443677 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93192 | Uniti Group, Inc. (a) | 1102461 |
|  |  | 1546138 |
|  | **Electric Utilities — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43345 | &nbsp;&nbsp;&nbsp; Hawaiian Electric Industries, <br> Inc. (a) | 653209 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5619 | MGE Energy, Inc. | 450756 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7281 | Otter Tail Corp. | 649757 |
|  |  | 1753722 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 1.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15847 | Crane NXT Co. | 708044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4461 | CTS Corp. | 254723 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5772 | ePlus, Inc. | 488831 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13044 | Insight Enterprises, Inc. (a) | 950908 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7429 | PC Connection, Inc. | 473524 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11836 | Vishay Intertechnology, Inc. | 342889 |
|  |  | 3218919 |
|  | **Energy Equipment & Services** <br> **— 4.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23305 | Bristow Group, Inc. | 1144975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4499 | Cactus, Inc., Class A | 250684 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50211 | Expro Group Holdings N.V. (a) | 914342 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 88388 | &nbsp;&nbsp;&nbsp; Helix Energy Solutions Group, <br> Inc. (a) | 914816 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5916 | Helmerich & Payne, Inc. | 238888 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22196 | Liberty Energy, Inc. | 750003 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18136 | &nbsp;&nbsp;&nbsp; Oceaneering International, <br> Inc. (a) | 680825 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59021 | Patterson-UTI Energy, Inc. | 721237 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90280 | RPC, Inc. | 711406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10462 | Tidewater, Inc. (a) | 934571 |
|  |  | 7261747 |
|  | **Financial Services — 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13169 | Euronet Worldwide, Inc. (a) | 953172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30975 | EVERTEC, Inc. | 914692 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14993 | Merchants Bancorp | 697774 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29133 | NMI Holdings, Inc. (a) | 1127739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24623 | Walker & Dunlop, Inc. | 1239768 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 100135 | Western Union (The) Co. (b) | 910227 |
|  |  | 5843372 |
|  | **Food Products — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13806 | Cal-Maine Foods, Inc. | 1066652 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107258 | Flowers Foods, Inc. | 971758 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21714 | Fresh Del Monte Produce, Inc. | 909599 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5481 | J & J Snack Foods Corp. | 483753 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76144 | &nbsp;&nbsp;&nbsp; Simply Good Foods (The) <br> Co. (a) | 1018045 |
|  |  | 4449807 |

---

------

**First Trust Small Cap Value AlphaDEX**<sup>®</sup> **Fund (FYT)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Gas Utilities — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12009 | Northwest Natural Holding Co. | $636477 |
|  | **Ground Transportation —** <br> **1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4415 | ArcBest Corp. | 563221 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24404 | Schneider National, Inc., Class B | 758720 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14765 | Werner Enterprises, Inc. | 544386 |
|  |  | 1866327 |
|  | **Health Care Equipment &** <br> **Supplies — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18078 | CONMED Corp. | 662739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2421 | Integer Holdings Corp. (a) | 214283 |
|  |  | 877022 |
|  | **Health Care Providers &** <br> **Services — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53716 | AdaptHealth Corp. (a) | 704217 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4637 | Addus HomeCare Corp. (a) | 449279 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 127653 | Ardent Health, Inc. (a) | 1245893 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9935 | &nbsp;&nbsp;&nbsp; Concentra Group Holdings <br> Parent, Inc. | 223239 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29882 | Pediatrix Medical Group, Inc. (a) | 672644 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17875 | Surgery Partners, Inc. (a) | 250786 |
|  |  | 3546058 |
|  | **Health Care REITs — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11685 | LTC Properties, Inc. | 446600 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46020 | Medical Properties Trust, Inc. (b) | 227339 |
|  |  | 673939 |
|  | **Health Care Technology —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76197 | Certara, Inc. (a) | 467088 |
|  | **Hotel & Resort REITs — 3.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 94935 | Apple Hospitality REIT, Inc. | 1278774 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93292 | DiamondRock Hospitality Co. | 951578 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50930 | Pebblebrook Hotel Trust | 715567 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 147266 | RLJ Lodging Trust | 1213472 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48204 | Sunstone Hotel Investors, Inc. | 473363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58947 | Xenia Hotels & Resorts, Inc. | 959068 |
|  |  | 5591822 |
|  | **Hotels, Restaurants & Leisure** <br> **— 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19695 | &nbsp;&nbsp;&nbsp; United Parks & Resorts, <br> Inc. (a) (b) | 694249 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91971 | Wendy's (The) Co. (b) | 640118 |
|  |  | 1334367 |
|  | **Household Durables — 4.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 440 | Cavco Industries, Inc. (a) | 223080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19042 | Century Communities, Inc. | 1066733 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16953 | Green Brick Partners, Inc. (a) | 1143310 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21116 | KB Home | 1118937 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 33998 | La-Z-Boy, Inc. | 1181091 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Household Durables** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110598 | Leggett & Platt, Inc. | $1202200 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22113 | LGI Homes, Inc. (a) | 1082874 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8923 | M/I Homes, Inc. (a) | 1173285 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 62118 | Newell Brands, Inc. | 253441 |
|  |  | 8444951 |
|  | **Household Products — 1.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26963 | &nbsp;&nbsp;&nbsp; Central Garden & Pet Co., <br> Class A (a) | 904878 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39173 | Energizer Holdings, Inc. | 767007 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14828 | Spectrum Brands Holdings, Inc. | 1224793 |
|  |  | 2896678 |
|  | **Industrial REITs — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18592 | Americold Realty Trust, Inc. | 227380 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21783 | &nbsp;&nbsp;&nbsp; Innovative Industrial Properties, <br> Inc. | 1181728 |
|  |  | 1409108 |
|  | **Insurance — 4.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13412 | Assured Guaranty Ltd. | 1098443 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15667 | CNO Financial Group, Inc. | 696398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25245 | F&G Annuities & Life, Inc. | 723017 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 53491 | Genworth Financial, Inc. (a) | 470186 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36631 | &nbsp;&nbsp;&nbsp; Hamilton Insurance Group Ltd., <br> Class B | 1200398 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28604 | Kemper Corp. | 963668 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12036 | Safety Insurance Group, Inc. | 904626 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50727 | SiriusPoint Ltd. (a) | 1187519 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14195 | &nbsp;&nbsp;&nbsp; Stewart Information Services <br> Corp. | 993508 |
|  |  | 8237763 |
|  | **Interactive Media & Services** <br> **— 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6259 | Cargurus, Inc. (a) | 228203 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5324 | IAC, Inc. (a) | 237237 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19986 | TripAdvisor, Inc. (a) | 222444 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35332 | Yelp, Inc. (a) | 975163 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26039 | Ziff Davis, Inc. (a) | 1191545 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 146182 | ZoomInfo Technologies, Inc. (a) | 913638 |
|  |  | 3768230 |
|  | **IT Services — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 86931 | DXC Technology Co. (a) | 984059 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28227 | Everforth, Inc. (a) | 595590 |
|  |  | 1579649 |
|  | **Life Sciences Tools & Services** <br> **— 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10082 | Azenta, Inc. (a) | 247715 |
|  | **Machinery — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21943 | Aebi Schmidt Holding AG | 254978 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2633 | Alamo Group, Inc. | 456668 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20752 | Greenbrier (The) Cos., Inc. | 1019338 |

---

------

**First Trust Small Cap Value AlphaDEX**<sup>®</sup> **Fund (FYT)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Machinery (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76828 | Hillman Solutions Corp. (a) | $626916 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 12023 | Kennametal, Inc. | 465410 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3646 | Lindsay Corp. | 408243 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3208 | Tennant Co. | 266392 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19987 | Trinity Industries, Inc. | 651776 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4085 | Worthington Enterprises, Inc. | 221693 |
|  |  | 4371414 |
|  | **Media — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45718 | DoubleVerify Holdings, Inc. (a) | 503812 |
|  | **Metals & Mining — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28805 | Worthington Steel, Inc. | 1106976 |
|  | **Mortgage REITs — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60533 | &nbsp;&nbsp;&nbsp; Apollo Commercial Real Estate <br> Finance, Inc. | 662231 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 113378 | Arbor Realty Trust, Inc. (b) | 895686 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65509 | &nbsp;&nbsp;&nbsp; ARMOUR Residential REIT, <br> Inc. | 1149028 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11125 | &nbsp;&nbsp;&nbsp; Blackstone Mortgage Trust, Inc., <br> Class A | 211264 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65427 | Ladder Capital Corp. | 672589 |
|  |  | 3590798 |
|  | **Multi-Utilities — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21778 | Avista Corp. | 895076 |
|  | **Office REITs — 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 115997 | Douglas Emmett, Inc. | 1253928 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40793 | &nbsp;&nbsp;&nbsp; Easterly Government Properties, <br> Inc. | 954964 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 210136 | &nbsp;&nbsp;&nbsp; Empire State Realty Trust, Inc., <br> Class A | 1170458 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51037 | Highwoods Properties, Inc. | 1240709 |
|  |  | 4620059 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 4.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30649 | BKV Corp. (a) | 966363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80943 | Crescent Energy Co., Class A | 1088683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31951 | Dorian LPG Ltd. | 1231711 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5166 | Gulfport Energy Corp. (a) | 994662 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11994 | International Seaways, Inc. | 994902 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 21870 | Northern Oil & Gas, Inc. | 593989 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17444 | Par Pacific Holdings, Inc. (a) | 1145548 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 4473 | PBF Energy, Inc., Class A | 193949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9530 | &nbsp;&nbsp;&nbsp; REX American Resources <br> Corp. (a) | 462205 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40557 | Talos Energy, Inc. (a) | 645668 |
|  |  | 8317680 |
|  | **Paper & Forest Products —** <br> **0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20694 | Sylvamo Corp. | 884255 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Passenger Airlines — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5358 | Allegiant Travel Co. (a) | $405279 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48204 | JetBlue Airways Corp. (a) | 224390 |
|  |  | 629669 |
|  | **Personal Care Products —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106003 | Coty, Inc., Class A (a) | 260768 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2347 | Interparfums, Inc. | 214093 |
|  |  | 474861 |
|  | **Pharmaceuticals — 2.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55778 | &nbsp;&nbsp;&nbsp; Amphastar Pharmaceuticals, <br> Inc. (a) | 1224885 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31207 | &nbsp;&nbsp;&nbsp; Harmony Biosciences Holdings, <br> Inc. (a) | 975531 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 46899 | Innoviva, Inc. (a) | 1078208 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 106712 | Organon & Co. | 1413934 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7327 | &nbsp;&nbsp;&nbsp; Prestige Consumer Healthcare, <br> Inc. (a) | 412656 |
|  |  | 5105214 |
|  | **Professional Services — 2.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40697 | CBIZ, Inc. (a) | 1241259 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 16735 | ICF International, Inc. | 1199230 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 13884 | Korn Ferry | 922453 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7230 | ManpowerGroup, Inc. | 218852 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17100 | Robert Half, Inc. | 455031 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32382 | TIC Solutions, Inc. (a) | 295971 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17546 | TriNet Group, Inc. | 803256 |
|  |  | 5136052 |
|  | **Real Estate Management &** <br> **Development — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44710 | Forestar Group, Inc. (a) | 1263505 |
|  | **Residential REITs — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29168 | Independence Realty Trust, Inc. | 475730 |
|  | **Retail REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6701 | Getty Realty Corp. | 221937 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2291 | Axcelis Technologies, Inc. (a) | 318701 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3122 | Diodes, Inc. (a) | 334522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15916 | Photronics, Inc. (a) | 787524 |
|  |  | 1440747 |
|  | **Software — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3545 | &nbsp;&nbsp;&nbsp; Dolby Laboratories, Inc., <br> Class A | 227377 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57626 | Five9, Inc. (a) | 991167 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8034 | LiveRamp Holdings, Inc. (a) | 234834 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 172625 | NCR Voyix Corp. (a) | 1189386 |
|  |  | 2642764 |

---

------

**First Trust Small Cap Value AlphaDEX**<sup>®</sup> **Fund (FYT)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Specialty Retail — 3.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15488 | &nbsp;&nbsp;&nbsp; Academy Sports & Outdoors, <br> Inc. | $849362 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8235 | Advance Auto Parts, Inc. | 490065 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 8625 | Buckle (The), Inc. | 479636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1525 | RH (a) | 201239 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78893 | Sally Beauty Holdings, Inc. (a) | 1118703 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10329 | Signet Jewelers Ltd. | 919591 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6333 | Sonic Automotive, Inc., Class A | 498724 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48432 | Upbound Group, Inc. | 957016 |
|  |  | 5514336 |
|  | **Technology Hardware, Storage** <br> **& Peripherals — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2823 | Diebold Nixdorf, Inc. (a) | 216835 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17875 | Carter's, Inc. | 645645 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7924 | Columbia Sportswear Co. | 482730 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31559 | G-III Apparel Group Ltd. | 984325 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3031 | Kontoor Brands, Inc. | 222354 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23490 | Levi Strauss & Co., Class A | 523357 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9222 | PVH Corp. | 843260 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26614 | Wolverine World Wide, Inc. | 452971 |
|  |  | 4154642 |
|  | **Tobacco — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20734 | Universal Corp. | 1110928 |
|  | **Trading Companies &** <br> **Distributors — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11527 | Boise Cascade Co. | 913745 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 6760 | Global Industrial Co. | 223824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 5795 | McGrath RentCorp | 640637 |
|  |  | 1778206 |
|  | **Water Utilities — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9579 | California Water Service Group | 404617 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7405 | H2O America (b) | 416087 |
|  |  | 820704 |
|  | **Wireless Telecommunication** <br> **Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18944 | Array Digital Infrastructure, Inc. | 941327 |
|  | **Total Common Stocks** | 183095965 |
|  | (Cost $168,877,469) |  |
| **MONEY MARKET FUNDS — 0.2%** | **MONEY MARKET FUNDS — 0.2%** | **MONEY MARKET FUNDS — 0.2%** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 348895 | &nbsp;&nbsp;&nbsp; Dreyfus Government Cash <br> Management Fund, <br> Institutional Shares - <br> 3.53% (c) | 348895 |
|  | (Cost $348,895) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 2.1%** | **REPURCHASE AGREEMENTS — 2.1%** | **REPURCHASE AGREEMENTS — 2.1%** |
| $3906450 | &nbsp;&nbsp;&nbsp; Daiwa Capital Markets America, <br> Inc., 3.64% (c), dated <br> 04/30/26, due 05/01/26, with a <br> maturity value of $3,906,845. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 1.63% to <br> 4.75%, due 10/31/26 to <br> 02/15/56. The value of the <br> collateral including accrued <br> interest is $3,984,580. (d) | $3906450 |
|  | (Cost $3,906,450) |  |
|  | **Total Investments — 102.1%** | 187351310 |
|  | (Cost $173,132,814) |  |
|  | **Net Other Assets and** <br> **Liabilities — (2.1)%** | (3920673)<br>|
|  | **Net Assets — 100.0%** | $183430637 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $3,853,874 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $3,906,450.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks\* | $183095965 | &nbsp;&nbsp; $183095965 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $— |
| Money Market Funds | 348895 | &nbsp;&nbsp; 348895 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 3906450 | &nbsp;&nbsp; — | &nbsp;&nbsp; 3906450 | &nbsp;&nbsp; — |
| Total Investments | $187351310 | &nbsp;&nbsp; $183444860 | &nbsp;&nbsp; $3906450 | &nbsp;&nbsp; $— |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

------

**First Trust Small Cap Growth AlphaDEX**<sup>®</sup> **Fund (FYC)**

**Portfolio of Investments**

**April 30, 2026 (Unaudited)**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** | **COMMON STOCKS — 100.0%** |
|  | **Aerospace & Defense — 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 87361 | Astronics Corp. (a) | $6237575 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37344 | Cadre Holdings, Inc. | 1107250 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47782 | Ducommun, Inc. (a) | 6781699 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 185190 | Intuitive Machines, Inc. (a) (b) | 4694567 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 445340 | Red Cat Holdings, Inc. (a) (b) | 5219385 |
|  |  | 24040476 |
|  | **Automobile Components —** <br> **2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 173238 | Dana, Inc. | 6314525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10977 | Dorman Products, Inc. (a) | 1235022 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 320832 | Garrett Motion, Inc. | 8216508 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105534 | XPEL, Inc. (a) (c) | 5025529 |
|  |  | 20791584 |
|  | **Automobiles — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 245069 | Lucid Group, Inc. (a) (b) | 1561090 |
|  | **Banks — 2.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43466 | Bancorp (The), Inc. (a) | 2600571 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25448 | Bank First Corp. | 3697849 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19541 | City Holding Co. | 2402761 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 138114 | &nbsp;&nbsp;&nbsp; Dime Community Bancshares, <br> Inc. | 4956911 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 158338 | Mechanics Bancorp, Class A | 2337861 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23127 | Nicolet Bankshares, Inc. | 3387643 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 77104 | &nbsp;&nbsp;&nbsp; Seacoast Banking Corp. of <br> Florida | 2426463 |
|  |  | 21810059 |
|  | **Beverages — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71742 | Vita Coco (The) Co., Inc. (a) | 4734255 |
|  | **Biotechnology — 13.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101599 | Agios Pharmaceuticals, Inc. (a) | 2844772 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137749 | AnaptysBio, Inc. (a) | 9054242 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 144905 | Apellis Pharmaceuticals, Inc. (a) | 5933860 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 159126 | Arcus Biosciences, Inc. (a) | 4057713 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 145888 | Arcutis Biotherapeutics, Inc. (a) | 3387519 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 779797 | Ardelyx, Inc. (a) | 4936115 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98006 | Beam Therapeutics, Inc. (a) | 2972522 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 612341 | &nbsp;&nbsp;&nbsp; BioCryst Pharmaceuticals, <br> Inc. (a) | 5609044 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 138817 | &nbsp;&nbsp;&nbsp; Catalyst Pharmaceuticals, <br> Inc. (a) | 3904922 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73629 | Celldex Therapeutics, Inc. (a) | 2420922 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 441490 | Compass Therapeutics, Inc. (a) | 781437 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 55660 | Dianthus Therapeutics, Inc. (a) | 4886948 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140187 | Ideaya Biosciences, Inc. (a) | 4079442 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 157162 | Immunome, Inc. (a) | 3605296 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 69479 | Inhibrx Biosciences, Inc. (a) | 8977382 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 182175 | Intellia Therapeutics, Inc. (a) (b) | 2455719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 354376 | &nbsp;&nbsp;&nbsp; Monte Rosa Therapeutics, <br> Inc. (a) | 6786300 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Biotechnology (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35791 | &nbsp;&nbsp;&nbsp; Newamsterdam Pharma Co. <br> N.V. (a) | $1022191 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 221752 | Nurix Therapeutics, Inc. (a) | 3703258 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1206971 | Precigen, Inc. (a) | 5020999 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 585878 | Relay Therapeutics, Inc. (a) | 7592979 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 157956 | Sarepta Therapeutics, Inc. (a) | 3298121 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 179037 | Stoke Therapeutics, Inc. (a) | 5858091 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 249549 | Syndax Pharmaceuticals, Inc. (a) | 5347835 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 278656 | Tango Therapeutics, Inc. (a) | 6024543 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 522481 | Taysha Gene Therapies, Inc. (a) | 3338654 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 157219 | Travere Therapeutics, Inc. (a) | 6622064 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98295 | Twist Bioscience Corp. (a) | 5745343 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 54688 | &nbsp;&nbsp;&nbsp; Ultragenyx Pharmaceutical, <br> Inc. (a) | 1350247 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35569 | Veracyte, Inc. (a) | 1170931 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35612 | Vericel Corp. (a) | 1236805 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 119401 | Viridian Therapeutics, Inc. (a) | 1609525 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 186247 | Zymeworks, Inc. (a) | 5129242 |
|  |  | 140764983 |
|  | **Building Products — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37330 | AZZ, Inc. | 5339683 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 32134 | Griffon Corp. | 2929657 |
|  |  | 8269340 |
|  | **Capital Markets — 2.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 107121 | Acadian Asset Management, Inc. | 7214600 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64178 | &nbsp;&nbsp;&nbsp; Artisan Partners Asset <br> Management, Inc., Class A | 2402824 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 476849 | BGC Group, Inc., Class A | 5355014 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18315 | Cohen & Steers, Inc. | 1287361 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 128606 | Perella Weinberg Partners | 2924501 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 320303 | WisdomTree, Inc. | 5445151 |
|  |  | 24629451 |
|  | **Chemicals — 1.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22378 | Hawkins, Inc. | 3747196 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 65577 | Ingevity Corp. (a) | 4996312 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140751 | Perimeter Solutions, Inc. (a) | 4264755 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 56523 | Scotts Miracle-Gro (The) Co. | 3543992 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27020 | Sensient Technologies Corp. | 3070553 |
|  |  | 19622808 |
|  | **Commercial Services &** <br> **Supplies — 3.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42309 | Brady Corp., Class A | 3461723 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79857 | Cimpress PLC (a) | 7064150 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 297119 | Enviri Corp. (a) | 5850273 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 314259 | &nbsp;&nbsp;&nbsp; Healthcare Services Group, <br> Inc. (a) | 6728285 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 137928 | Interface, Inc. | 3845433 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 160239 | OPENLANE, Inc. (a) | 5037914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 311054 | Pitney Bowes, Inc. | 4808895 |
|  |  | 36796673 |

---

------

**First Trust Small Cap Growth AlphaDEX**<sup>®</sup> **Fund (FYC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Communications Equipment** <br> **— 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68916 | Applied Optoelectronics, Inc. (a) | $11327034 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 70160 | Calix, Inc. (a) | 3056170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96756 | Digi International, Inc. (a) | 5422206 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 524210 | Vistance Networks, Inc. | 6707267 |
|  |  | 26512677 |
|  | **Construction & Engineering** <br> **— 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 199573 | Centuri Holdings, Inc. (a) | 7503945 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 20649 | MYR Group, Inc. (a) | 8358921 |
|  |  | 15862866 |
|  | **Construction Materials —** <br> **0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26316 | &nbsp;&nbsp;&nbsp; United States Lime & Minerals, <br> Inc. | 2833444 |
|  | **Consumer Finance — 2.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19743 | Dave, Inc. (a) | 5369899 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83135 | Encore Capital Group, Inc. (a) | 6881084 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 229689 | EZCORP, Inc., Class A (a) | 7529205 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44668 | Upstart Holdings, Inc. (a) | 1410615 |
|  |  | 21190803 |
|  | **Consumer Staples Distribution** <br> **& Retail — 0.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57817 | Chefs' Warehouse (The), Inc. (a) | 4486599 |
|  | **Containers & Packaging —** <br> **0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129965 | TriMas Corp. | 4811304 |
|  | **Distributors — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 128458 | &nbsp;&nbsp;&nbsp; GigaCloud Technology, Inc., <br> Class A (a) | 5715096 |
|  | **Diversified Consumer Services** <br> **— 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29825 | Covista, Inc. (a) | 3436436 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2210 | Graham Holdings Co., Class B | 2480747 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 203530 | OneSpaWorld Holdings Ltd. | 5019050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 129390 | &nbsp;&nbsp;&nbsp; Universal Technical Institute, <br> Inc. (a) | 4856007 |
|  |  | 15792240 |
|  | **Diversified REITs — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 249518 | Global Net Lease, Inc. | 2385392 |
|  | **Diversified Telecommunication** <br> **Services — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 168118 | Iridium Communications, Inc. | 6568370 |
|  | **Electrical Equipment — 3.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 101541 | &nbsp;&nbsp;&nbsp; American Superconductor <br> Corp. (a) | 5436505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 345758 | Amprius Technologies, Inc. (a) | 7281663 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 646054 | Array Technologies, Inc. (a) | 5000458 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 339461 | Fluence Energy, Inc. (a) | 4134635 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Electrical Equipment** <br> **(Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 1033404 | Plug Power, Inc. (a) | $3234555 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76602 | &nbsp;&nbsp;&nbsp; Power Solutions International, <br> Inc. (a) | 5612629 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 522362 | &nbsp;&nbsp;&nbsp; Shoals Technologies Group, Inc., <br> Class A (a) | 4147554 |
|  |  | 34847999 |
|  | **Electronic Equipment,** <br> **Instruments & Components** <br>**— 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 164124 | Arlo Technologies, Inc. (a) | 2305942 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29446 | Bel Fuse, Inc., Class B | 8122385 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 133844 | Knowles Corp. (a) | 4174594 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29088 | &nbsp;&nbsp;&nbsp; Napco Security Technologies, <br> Inc. | 1359864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 102236 | nLight, Inc. (a) | 7141185 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 127136 | Ouster, Inc. (a) | 3427586 |
|  |  | 26531556 |
|  | **Energy Equipment & Services** <br> **— 2.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 239011 | Innovex International, Inc. (a) | 6637336 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99958 | Kodiak Gas Services, Inc. | 6777152 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103160 | &nbsp;&nbsp;&nbsp; Solaris Energy Infrastructure, <br> Inc. | 7617334 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 548237 | TETRA Technologies, Inc. (a) | 5219216 |
|  |  | 26251038 |
|  | **Entertainment — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80494 | &nbsp;&nbsp;&nbsp; Atlanta Braves Holdings, Inc., <br> Class C (a) | 3977208 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 163779 | Cinemark Holdings, Inc. | 4834756 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 98955 | &nbsp;&nbsp;&nbsp; Madison Square Garden <br> Entertainment Corp. (a) | 6622069 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 49655 | Sphere Entertainment Co. (a) | 7073355 |
|  |  | 22507388 |
|  | **Financial Services — 2.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 15744 | &nbsp;&nbsp;&nbsp; Federal Agricultural Mortgage <br> Corp., Class C | 2736307 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 295288 | Flywire Corp. (a) | 3989341 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91949 | &nbsp;&nbsp;&nbsp; Paymentus Holdings, Inc., <br> Class A (a) | 2579169 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 298086 | Remitly Global, Inc. (a) | 6525103 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 73686 | Sezzle, Inc. (a) | 5865406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26198 | &nbsp;&nbsp;&nbsp; Shift4 Payments, Inc., <br> Class A (a) (b) | 1160047 |
|  |  | 22855373 |
|  | **Food Products — 0.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 39613 | Freshpet, Inc. (a) | 2669124 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80458 | Tootsie Roll Industries, Inc. | 3396937 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81142 | Vital Farms, Inc. (a) (b) | 1107588 |
|  |  | 7173649 |

---

------

**First Trust Small Cap Growth AlphaDEX**<sup>®</sup> **Fund (FYC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Gas Utilities — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18480 | Chesapeake Utilities Corp. | $2330698 |
|  | **Ground Transportation —** <br> **0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31975 | Avis Budget Group, Inc. (a) (b) | 5776923 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 506614 | &nbsp;&nbsp;&nbsp; Hertz Global Holdings, <br> Inc. (a) (b) | 3222065 |
|  |  | 8998988 |
|  | **Health Care Equipment &** <br> **Supplies — 3.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105304 | Alphatec Holdings, Inc. (a) | 1027767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31285 | Artivion, Inc. (a) | 1120942 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 40159 | AtriCure, Inc. (a) | 1128870 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140989 | Axogen, Inc. (a) | 6090725 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50362 | Enovis Corp. (a) | 1180485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60535 | &nbsp;&nbsp;&nbsp; Establishment Labs Holdings, <br> Inc. (a) | 4154517 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41437 | Haemonetics Corp. (a) | 2489949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22212 | Inspire Medical Systems, Inc. (a) | 1246982 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48525 | iRadimed Corp. | 4048926 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57488 | &nbsp;&nbsp;&nbsp; Kestra Medical Technologies <br> Ltd. (a) (b) | 1191151 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 42787 | LeMaitre Vascular, Inc. | 4695873 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 105111 | Novocure Ltd. (a) | 1598738 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 45810 | &nbsp;&nbsp;&nbsp; PROCEPT BioRobotics <br> Corp. (a) | 1101272 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 179298 | Tandem Diabetes Care, Inc. (a) | 3500794 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17752 | UFP Technologies, Inc. (a) | 3401816 |
|  |  | 37978807 |
|  | **Health Care Providers &** <br> **Services — 3.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 362654 | &nbsp;&nbsp;&nbsp; Aveanna Healthcare Holdings, <br> Inc. (a) | 2371757 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 426134 | Brookdale Senior Living, Inc. (a) | 6119284 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 95132 | Castle Biosciences, Inc. (a) | 2329783 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154792 | &nbsp;&nbsp;&nbsp; Guardian Pharmacy Services, <br> Inc., Class A (a) | 5742783 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 539582 | &nbsp;&nbsp;&nbsp; LifeStance Health Group, <br> Inc. (a) | 4084636 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 36502 | National HealthCare Corp. | 6325432 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154408 | NeoGenomics, Inc. (a) | 1429818 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 167095 | Privia Health Group, Inc. (a) | 4152311 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 67475 | Progyny, Inc. (a) | 1253685 |
|  |  | 33809489 |
|  | **Health Care REITs — 1.0%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 877936 | Diversified Healthcare Trust | 6619638 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28884 | National Health Investors, Inc. | 2221468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48382 | Sila Realty Trust, Inc. | 1472264 |
|  |  | 10313370 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Hotels, Restaurants & Leisure** <br> **— 2.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2680 | &nbsp;&nbsp;&nbsp; Biglari Holdings, Inc., <br> Class A (a) | $4368909 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 85315 | Cheesecake Factory (The), Inc. | 5363754 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 205324 | &nbsp;&nbsp;&nbsp; Global Business Travel Group <br> I (a) (b) | 1203198 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24430 | Monarch Casino & Resort, Inc. | 2899597 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35351 | Papa John's International, Inc. | 1279353 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 43770 | Red Rock Resorts, Inc., Class A | 2361829 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 214757 | Rush Street Interactive, Inc. (a) | 6034672 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38852 | Shake Shack, Inc., Class A (a) | 3980776 |
|  |  | 27492088 |
|  | **Household Products — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11452 | WD-40 Co. | 2404462 |
|  | **Industrial REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 24768 | LXP Industrial Trust | 1261187 |
|  | **Insurance — 1.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 52221 | &nbsp;&nbsp;&nbsp; Baldwin Insurance Group (The), <br> Inc. (a) | 1186461 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 221795 | Hagerty, Inc., Class A (a) | 2253437 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 7409 | HCI Group, Inc. | 1137800 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 80532 | Horace Mann Educators Corp. | 3659374 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 99887 | Oscar Health, Inc., Class A (a) | 1843914 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 28763 | Palomar Holdings, Inc. (a) | 3462490 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 78690 | &nbsp;&nbsp;&nbsp; Skyward Specialty Insurance <br> Group, Inc. (a) | 3576461 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44737 | Trupanion, Inc. (a) | 1073241 |
|  |  | 18193178 |
|  | **Interactive Media & Services** <br> **— 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 94765 | Grindr, Inc. (a) | 1267008 |
|  | **IT Services — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 200602 | Fastly, Inc., Class A (a) | 5066204 |
|  | **Leisure Products — 1.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 419992 | Callaway Golf Co. (a) | 6425878 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 267068 | &nbsp;&nbsp;&nbsp; Peloton Interactive, Inc., <br> Class A (a) | 1455521 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 63065 | Polaris, Inc. | 4179317 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 93938 | YETI Holdings, Inc. (a) | 3706793 |
|  |  | 15767509 |
|  | **Life Sciences Tools & Services** <br> **— 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 220017 | 10X Genomics, Inc., Class A (a) | 4851375 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 247631 | &nbsp;&nbsp;&nbsp; Adaptive Biotechnologies <br> Corp. (a) | 3491597 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1080 | &nbsp;&nbsp;&nbsp; OmniAb, Inc. - 12.5 Earnout <br> Shares (a) (d) (e) (f) | 0 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 1080 | &nbsp;&nbsp;&nbsp; OmniAb, Inc. - 15 Earnout <br> Shares (a) (d) (e) (f) | 0 |
|  |  | 8342972 |

---

------

**First Trust Small Cap Growth AlphaDEX**<sup>®</sup> **Fund (FYC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Machinery — 3.7%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 108274 | Astec Industries, Inc. | $7039975 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 102650 | Blue Bird Corp. (a) | 6580892 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 97842 | CECO Environmental Corp. (a) | 7254006 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 64039 | Enerpac Tool Group Corp. | 2247769 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75061 | Gorman-Rupp (The) Co. | 5685120 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 81919 | Proto Labs, Inc. (a) | 5309170 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18326 | Standex International Corp. | 5002998 |
|  |  | 39119930 |
|  | **Media — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 90214 | &nbsp;&nbsp;&nbsp; John Wiley & Sons, Inc., <br> Class A | 3692459 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 742604 | Stagwell, Inc. (a) | 4656127 |
|  |  | 8348586 |
|  | **Metals & Mining — 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 96931 | Ivanhoe Electric, Inc. (a) | 1243625 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48373 | Kaiser Aluminum Corp. | 8244210 |
|  |  | 9487835 |
|  | **Mortgage REITs — 0.5%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 89790 | Dynex Capital, Inc. | 1222940 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 197087 | Ellington Financial, Inc. | 2611403 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162975 | Orchid Island Capital, Inc. | 1145714 |
|  |  | 4980057 |
|  | **Office REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31015 | SL Green Realty Corp. | 1315346 |
|  | **Oil, Gas & Consumable Fuels** <br> **— 0.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 162383 | Calumet, Inc. (a) | 5313172 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71002 | Kinetik Holdings, Inc. | 3588441 |
|  |  | 8901613 |
|  | **Passenger Airlines — 0.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 37429 | SkyWest, Inc. (a) | 3073669 |
|  | **Personal Care Products —** <br> **0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71207 | BellRing Brands, Inc. (a) | 1267485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 396027 | Herbalife Ltd. (a) | 6574048 |
|  |  | 7841533 |
|  | **Pharmaceuticals — 4.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 168022 | &nbsp;&nbsp;&nbsp; Amylyx Pharmaceuticals, <br> Inc. (a) | 2688352 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 60741 | ANI Pharmaceuticals, Inc. (a) | 4825872 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 970943 | AtaiBeckley, Inc. (a) | 4039123 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 103935 | &nbsp;&nbsp;&nbsp; Collegium Pharmaceutical, <br> Inc. (a) | 3505728 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66235 | Harrow, Inc. (a) | 2684505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 23394 | Ligand Pharmaceuticals, Inc. (a) | 5367753 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 154466 | Liquidia Corp. (a) | 6056612 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 38381 | Maze Therapeutics, Inc. (a) | 1020167 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 801199 | Nuvation Bio, Inc. (a) | 3565335 |

---

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
|  | **Pharmaceuticals (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66496 | &nbsp;&nbsp;&nbsp; Supernus Pharmaceuticals, <br> Inc. (a) | $3191808 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 66585 | Tarsus Pharmaceuticals, Inc. (a) | 4235472 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 402671 | &nbsp;&nbsp;&nbsp; Xeris Biopharma Holdings, <br> Inc. (a) | 2466360 |
|  |  | 43647087 |
|  | **Professional Services — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 14429 | CRA International, Inc. | 2272135 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17558 | Exponent, Inc. | 1174454 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 292275 | First Advantage Corp. (a) | 3729429 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 18317 | Huron Consulting Group, Inc. (a) | 2393391 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 29667 | Innodata, Inc. (a) (b) | 1252837 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44895 | Willdan Group, Inc. (a) | 3412020 |
|  |  | 14234266 |
|  | **Real Estate Management &** <br> **Development — 0.8%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 229296 | Newmark Group, Inc., Class A | 3696252 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 74379 | St. Joe (The) Co. | 4802652 |
|  |  | 8498904 |
|  | **Residential REITs — 0.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 79397 | UMH Properties, Inc. | 1234623 |
|  | **Retail REITs — 2.3%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 59923 | Acadia Realty Trust | 1295535 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9890 | Alexander's, Inc. | 2491884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 121352 | &nbsp;&nbsp;&nbsp; CBL & Associates Properties, <br> Inc. | 5463267 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 181115 | Curbline Properties Corp. | 4998774 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 76675 | InvenTrust Properties Corp. | 2462801 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 124031 | NETSTREIT Corp. (b) | 2551318 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 68732 | Tanger, Inc. | 2548583 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 116891 | Urban Edge Properties | 2562251 |
|  |  | 24374413 |
|  | **Semiconductors &** <br> **Semiconductor Equipment** <br>**— 4.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 87349 | ACM Research, Inc., Class A (a) | 4515070 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 22256 | Ambarella, Inc. (a) | 1531213 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 268176 | MaxLinear, Inc. (a) | 18973452 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 391920 | Navitas Semiconductor Corp. (a) | 6466680 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142573 | PDF Solutions, Inc. (a) | 6109253 |
| &nbsp;&nbsp;&nbsp;&nbsp; 1327902 | T1 Energy, Inc. (a) | 6373929 |
|  |  | 43969597 |
|  | **Software — 4.1%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 202033 | A10 Networks, Inc. | 5390241 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 242592 | Adeia, Inc. | 7726555 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26527 | Alarm.com Holdings, Inc. (a) | 1178064 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 47522 | Appian Corp., Class A (a) | 987982 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48466 | Box, Inc., Class A (a) | 1172877 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48527 | Braze, Inc., Class A (a) | 1069050 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 274442 | Cleanspark, Inc. (a) | 3438758 |

---

------

**First Trust Small Cap Growth AlphaDEX**<sup>®</sup> **Fund (FYC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

---

| | | |
|:---|:---|:---|
| **Shares** | **Description** | **Value** |
| **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** | **COMMON STOCKS (Continued)** |
|  | **Software (Continued)**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 120421 | Clear Secure, Inc., Class A | $6429277 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142679 | Freshworks, Inc., Class A (a) | 1164261 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 140406 | MARA Holdings, Inc. (a) (b) | 1683468 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 71516 | NextNav, Inc. (a) | 1325192 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 44668 | Progress Software Corp. (a) | 1244004 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 156750 | RingCentral, Inc., Class A | 6304485 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 91124 | Teradata Corp. (a) | 2401117 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 19213 | Workiva, Inc. (a) | 1027511 |
|  |  | 42542842 |
|  | **Specialized REITs — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 48445 | Four Corners Property Trust, Inc. | 1238739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 175984 | Outfront Media, Inc. | 5429106 |
|  |  | 6667845 |
|  | **Specialty Retail — 1.4%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 205817 | American Eagle Outfitters, Inc. | 3585332 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 180346 | &nbsp;&nbsp;&nbsp; National Vision Holdings, <br> Inc. (a) | 4187634 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 257212 | RealReal (The), Inc. (a) | 3058251 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 110845 | Warby Parker, Inc., Class A (a) | 2451891 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2679 | Winmark Corp. | 1019333 |
|  |  | 14302441 |
|  | **Textiles, Apparel & Luxury** <br> **Goods — 0.6%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 394684 | Figs, Inc., Class A (a) | 5904473 |
|  | **Tobacco — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 26909 | Turning Point Brands, Inc. | 2171018 |
|  | **Trading Companies &** <br> **Distributors — 2.9%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 887291 | &nbsp;&nbsp;&nbsp; Custom Truck One Source, <br> Inc. (a) | 8739816 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 41720 | DXP Enterprises, Inc. (a) | 7123690 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 322359 | NPK International, Inc. (a) | 5270570 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 34239 | Willis Lease Finance Corp. | 6647502 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 57186 | Xometry, Inc., Class A (a) | 2931926 |
|  |  | 30713504 |
|  | **Water Utilities — 0.2%**  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 30884 | American States Water Co. | 2325256 |
|  | **Total Common Stocks** | 1046227311 |
|  | (Cost $871,113,958) |  |
| **MONEY MARKET FUNDS — 0.3%** | **MONEY MARKET FUNDS — 0.3%** | **MONEY MARKET FUNDS — 0.3%** |
| &nbsp;&nbsp;&nbsp;&nbsp; 3161505 | &nbsp;&nbsp;&nbsp; Dreyfus Government Cash <br> Management Fund, <br> Institutional Shares - <br> 3.53% (g) | 3161505 |
|  | (Cost $3,161,505) |  |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal** <br>**Value**<br>| **Description** | **Value** |
| **REPURCHASE AGREEMENTS — 2.0%** | **REPURCHASE AGREEMENTS — 2.0%** | **REPURCHASE AGREEMENTS — 2.0%** |
| $20892330 | &nbsp;&nbsp;&nbsp; Toronto-Dominion Bank (The), <br> 3.64% (g), dated 04/30/26, <br> due 05/01/26, with a maturity <br> value of $20,894,442. <br> Collateralized by <br> U.S. Treasury Securities, <br> interest rates of 3.50% to <br> 4.88%, due 06/30/28 to <br> 10/31/30. The value of the <br> collateral including accrued <br> interest is $21,310,181. (h) | $20892330 |
|  | (Cost $20,892,330) |  |
|  | **Total Investments — 102.3%** | 1070281146 |
|  | (Cost $895,167,793) |  |
|  | **Net Other Assets and** <br> **Liabilities — (2.3)%** | (23764614)<br>|
|  | **Net Assets — 100.0%** | $1046516532 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Non-income producing security.

&nbsp;&nbsp;&nbsp;&nbsp;(b) All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $21,204,061 and the total value of the collateral held by the Fund, including for securities sold and pending settlement, is $20,892,330. On April 30, 2026, the last business day of the period, there was sufficient collateral based on the end of day market value from the prior business day; however, as a result of market movement from April 29 to April 30, the value of the related securities loaned was above the collateral value received.

&nbsp;&nbsp;&nbsp;&nbsp;(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended.

&nbsp;&nbsp;&nbsp;&nbsp;(d) Restricted security as to resale, excluding Rule 144A securities (see Restricted Securities table).

&nbsp;&nbsp;&nbsp;&nbsp;(e) This security is fair valued by First Trust Advisors L.P.'s (the "Advisor") Pricing Committee in accordance with procedures approved by the Trust's Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940 and rules thereunder, as amended. At April 30, 2026, securities noted as such are valued at $0 or 0.0% of net assets.

&nbsp;&nbsp;&nbsp;&nbsp;(f) This security's value was determined using significant unobservable inputs (see Valuation Inputs in the Additional Information section).

&nbsp;&nbsp;&nbsp;&nbsp;(g) Rate shown reflects yield as of April 30, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(h) This security serves as collateral for securities on loan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Abbreviations throughout the Portfolio of Investments: <br> REITs – Real Estate Investment Trusts

------

**First Trust Small Cap Growth AlphaDEX**<sup>®</sup> **Fund (FYC)**

**Portfolio of Investments (Continued)**

**April 30, 2026 (Unaudited)**

------

**Valuation Inputs**

A summary of the inputs used to value the Fund's investments as of April 30, 2026 is as follows (see Valuation Inputs in the Additional Information section):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **Total** <br>**Value at** <br>**4/30/2026**<br>| **Level 1** <br>**Quoted** <br>**Prices**<br>| **Level 2** <br>**Significant** <br>**Observable** <br>**Inputs**<br>| **Level 3** <br>**Significant** <br>**Unobservable** <br>**Inputs**<br>|
| Common Stocks: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Life <br> Sciences Tools <br> & Services<br>| $8342972 | &nbsp;&nbsp; $8342972 | &nbsp;&nbsp; $— | &nbsp;&nbsp; $—<br> \*\*<br>|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Other Industry <br> Categories\*<br>| 1037884339 | &nbsp;&nbsp; 1037884339 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Money Market <br> Funds<br>| 3161505 | &nbsp;&nbsp; 3161505 | &nbsp;&nbsp; — | &nbsp;&nbsp; — |
| &nbsp;&nbsp; Repurchase <br> Agreements<br>| 20892330 | &nbsp;&nbsp; — | &nbsp;&nbsp; 20892330 | &nbsp;&nbsp; — |
| Total Investments | $1070281146 | &nbsp;&nbsp; $1049388816 | &nbsp;&nbsp; $20892330 | &nbsp;&nbsp; $—<br> \*\*<br>|

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

\* See Portfolio of Investments for industry breakout.

\*\* Investments are valued at $0.

Level 3 investments are fair valued by the Advisor's Pricing Committee and are footnoted in the Portfolio of Investments. All Level 3 values are based on unobservable inputs.

------

**Restricted Securities**

As of April 30, 2026, the Fund held restricted securities as shown in the following table that the Advisor deemed illiquid pursuant to procedures adopted by the Trust's Board of Trustees:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| Security | Acquisition <br>Date<br>| Shares | Current <br>Price<br>| Carrying <br>Cost<br>| Value | % of <br>Net Assets<br>|
| OmniAb, Inc. - 12.5 Earnout Shares | 11/02/22 | &nbsp;&nbsp; 1080 | &nbsp;&nbsp; $0.00 | &nbsp;&nbsp; $0 | &nbsp;&nbsp; $0 | 0.00<br> %<br>|
| OmniAb, Inc. - 15 Earnout Shares | 11/02/22 | &nbsp;&nbsp; 1080 | 0.00 | &nbsp;&nbsp; 0 | &nbsp;&nbsp; 0 | 0.00 |
|  |  |  |  | &nbsp;&nbsp; $0 | &nbsp;&nbsp; $0 | 0.00<br> %<br>|

---

------

**First Trust Exchange-Traded AlphaDEX**<sup>®</sup> **Fund**

**Additional Information**

**April 30, 2026 (Unaudited)**

**Valuation Inputs**

The Funds are subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – Level 1 inputs are quoted prices in active markets for identical investments.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity's own assumptions about the assumptions that market participants would use in pricing the investment.

The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.

**Licensing Information**

Nasdaq<sup>®</sup>, Nasdaq AlphaDEX Large Cap Core<sup>TM</sup> Index, Nasdaq AlphaDEX Mid Cap Core<sup>TM</sup> Index, Nasdaq AlphaDEX Small Cap Core<sup>TM</sup> Index, Nasdaq AlphaDEX Large Cap Value<sup>TM</sup> Index, Nasdaq AlphaDEX Large Cap Growth<sup>TM</sup> Index, Nasdaq AlphaDEX Multi Cap Value<sup>TM</sup> Index, Nasdaq AlphaDEX Multi Cap Growth<sup>TM</sup> Index, Nasdaq AlphaDEX Mid Cap Value<sup>TM</sup> Index, Nasdaq AlphaDEX Mid Cap Growth<sup>TM</sup> Index, Nasdaq AlphaDEX Small Cap Value<sup>TM</sup> Index and Nasdaq AlphaDEX Small Cap Growth<sup>TM</sup> Index ("the Nasdaq Indexes") are registered trademarks and service marks of Nasdaq, Inc. (together with its affiliates hereinafter referred to as the "Corporations") and are licensed for use by First Trust. AlphaDEX<sup>®</sup> is a registered trademark owned by First Trust that has been licensed to Nasdaq, Inc. for use in the name of the Nasdaq Indexes. The Funds have not been passed on by the Corporations as to their legality or suitability. The Funds are not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Multi Cap Value AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017342

- **c. LEI of Series:** 5493002CCQ58JV668U78

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $140038712.01

**Total Liabilities:** $1260977.64

**Net Assets:** $138777734.37

**Cash Not Reported:** $812.35

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048000 | 4.07%                | -2.82%               | 4.74%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $3482.56                 | $5089481.67                                |
| Month 2  | $-9748.99                | $-4180648.61                               |
| Month 3  | $6637188.78              | $55728.54                                  |

### Schedule of Portfolio Investments

| Name                                         | Title                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BORGWARNER INC                               | BORGWARNER INC COM                                          | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |      1079 | NS      | $61470.63     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SCIENCE APPLICATIONS INTERNATIONAL CORP      | SCIENCE APPLICATIONS INTERNATIONAL CORP COM                 | CUSIP: 808625107<br>LEI: 549300LZPNZIXQGZPZ48 | Long             | EC               | CORP              | US        |      2468 | NS      | $238828.36    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TECNOGLASS INC                               | TECNOGLASS INC COM USD0.0001                                | CUSIP: 000000000<br>LEI: 529900YRWTPOC2E6IO67 | Long             | EC               | CORP              | KY        |      2232 | NS      | $96154.56     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHWEST GAS HOLDINGS INC                   | SOUTHWEST GAS HOLDINGS INC COM                              | CUSIP: 844895102<br>LEI: 254900LKF9EV0CUKNE09 | Long             | EC               | CORP              | US        |      2711 | NS      | $254969.55    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| URBAN OUTFITTERS INC                         | URBAN OUTFITTERS INC COM                                    | CUSIP: 917047102<br>LEI: 549300N3DUFR5U6NRN38 | Long             | EC               | CORP              | US        |      3719 | NS      | $261594.46    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWS CORP                                    | NEWS CORP CL A                                              | CUSIP: 65249B109<br>LEI: 549300ITS31QK8VRBQ14 | Long             | EC               | CORP              | US        |     19158 | NS      | $504238.56    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCHANTS BANCORP (INDIANA)                  | MERCHANTS BANCORP (INDIANA) COM                             | CUSIP: 58844R108<br>LEI: 54930008Y0GPVLF81889 | Long             | EC               | CORP              | US        |      2317 | NS      | $107833.18    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| EVEREST GROUP LTD                            | EVEREST GROUP LTD COM STK USD0.01                           | CUSIP: 000000000<br>LEI: 549300N24XF2VV0B3570 | Long             | EC               | CORP              | BM        |       717 | NS      | $255796.92    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SKYWORKS SOLUTIONS INC                       | SKYWORKS SOLUTIONS INC COM                                  | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |      4400 | NS      | $308748.00    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLBY LABORATORIES INC                       | DOLBY LABORATORIES INC COM CL A                             | CUSIP: 25659T107<br>LEI: 549300X04FB2QPCJ5J24 | Long             | EC               | CORP              | US        |       552 | NS      | $35405.28     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY           | HEWLETT PACKARD ENTERPRISE COMPANY COM                      | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |     14649 | NS      | $421451.73    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| POST HOLDINGS INC                            | POST HOLDINGS INC COM                                       | CUSIP: 737446104<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | EC               | CORP              | US        |      2383 | NS      | $249619.25    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTSUN CAPITAL BANCORP                     | FIRSTSUN CAPITAL BANCORP COM                                | CUSIP: 33767U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3706 | NS      | $131044.16    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MOSAIC COMPANY (THE)                         | MOSAIC COMPANY (THE) COM                                    | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |     11550 | NS      | $268768.50    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITY RESIDENTIAL                           | EQUITY RESIDENTIAL SH BEN INT                               | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |      8075 | NS      | $527943.50    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW JERSEY RESOURCES CORP                    | NEW JERSEY RESOURCES CORP COM                               | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |      2132 | NS      | $120052.92    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AXCELIS TECHNOLOGIES INC                     | AXCELIS TECHNOLOGIES INC COM NEW                            | CUSIP: 054540208<br>LEI: 529900HF9B6NL1QG9F05 | Long             | EC               | CORP              | US        |       356 | NS      | $49523.16     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLY FINANCIAL INC                           | ALLY FINANCIAL INC COM                                      | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |      6006 | NS      | $266606.34    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| COPART INC                                   | COPART INC COM                                              | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |      7193 | NS      | $238160.23    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BEST BUY CO INC                              | BEST BUY CO INC COM                                         | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |      2736 | NS      | $165500.64    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| WALT DISNEY COMPANY (THE)                    | WALT DISNEY COMPANY (THE) COM                               | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      6194 | NS      | $642627.50    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| DELTA AIR LINES INC                          | DELTA AIR LINES INC COM NEW                                 | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |      8980 | NS      | $610550.20    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF NEW YORK MELLON CORP (THE)           | BANK OF NEW YORK MELLON CORP (THE) COM                      | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |      2013 | NS      | $270486.81    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN OIL & GAS INC                       | NORTHERN OIL & GAS INC COM                                  | CUSIP: 665531307<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | EC               | CORP              | US        |      3402 | NS      | $92398.32     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLEGIANT TRAVEL COMPANY                     | ALLEGIANT TRAVEL COMPANY COM                                | CUSIP: 01748X102<br>LEI: 549300JM9OZXOHWL2K18 | Long             | EC               | CORP              | US        |       834 | NS      | $63083.76     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ELEVANCE HEALTH INC                          | ELEVANCE HEALTH INC COM                                     | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      2039 | NS      | $767520.38    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CBIZ INC                                     | CBIZ INC COM                                                | CUSIP: 124805102<br>LEI: 529900D5X8CFM8O1N813 | Long             | EC               | CORP              | US        |      6291 | NS      | $191875.50    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MARATHON PETROLEUM CORP                      | MARATHON PETROLEUM CORP COM                                 | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |      1428 | NS      | $354558.12    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| HILLMAN SOLUTIONS CORP                       | HILLMAN SOLUTIONS CORP COM                                  | CUSIP: 431636109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11951 | NS      | $97520.16     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE RAMP HOLDINGS INC                       | LIVE RAMP HOLDINGS INC COM                                  | CUSIP: 53815P108<br>LEI: 254900GXS75LG1X7RF88 | Long             | EC               | CORP              | US        |      1250 | NS      | $36537.50     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CAESARS ENTERTAINMENT INC                    | CAESARS ENTERTAINMENT INC COM                               | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |      6647 | NS      | $184786.60    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| REINSURANCE GROUP OF AMERICA INC             | REINSURANCE GROUP OF AMERICA INC COM NEW                    | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |       574 | NS      | $121378.04    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ACCENTURE PLC                                | ACCENTURE PLC SHS CLASS A                                   | CUSIP: 000000000<br>LEI: 5493000EWHDSR3MZWH98 | Long             | EC               | CORP              | IE        |      1759 | NS      | $314350.89    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CRESCENT ENERGY COMPANY                      | CRESCENT ENERGY COMPANY CL A COM                            | CUSIP: 44952J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12512 | NS      | $168286.40    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SPECTRUM BRANDS HOLDINGS INC                 | SPECTRUM BRANDS HOLDINGS INC COM                            | CUSIP: 84790A105<br>LEI: 549300JM0MJETDD30O20 | Long             | EC               | CORP              | US        |      2292 | NS      | $189319.20    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SIRIUSPOINT LTD                              | SIRIUSPOINT LTD COM USD0.1                                  | CUSIP: 000000000<br>LEI: 549300OGXFI85N3YZZ51 | Long             | EC               | CORP              | BM        |      7842 | NS      | $183581.22    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CHUBB LTD (SWITZERLAND)                      | CHUBB LTD (SWITZERLAND) COM                                 | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |      1465 | NS      | $479055.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MATADOR RESOURCES COMPANY                    | MATADOR RESOURCES COMPANY COM                               | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |      4662 | NS      | $295757.28    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HANOVER INSURANCE GROUP INC (THE)            | HANOVER INSURANCE GROUP INC (THE) COM                       | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |      1359 | NS      | $255070.71    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYPAL HOLDINGS INC                          | PAYPAL HOLDINGS INC COM                                     | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     13200 | NS      | $661848.00    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED BANKSHARES INC                        | UNITED BANKSHARES INC COM                                   | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |      2827 | NS      | $123850.87    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MAGNOLIA OIL & GAS CORP                      | MAGNOLIA OIL & GAS CORP CL A                                | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7419 | NS      | $224350.56    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| PEOPLES BANCORP INC (OHIO)                   | PEOPLES BANCORP INC (OHIO) COM                              | CUSIP: 709789101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3025 | NS      | $104060.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WAFD INC                                     | WAFD INC COM                                                | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3167 | NS      | $112111.80    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SLB LTD                                      | SLB LTD COM STK                                             | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |      6787 | NS      | $386044.56    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| QUEST DIAGNOSTICS INC                        | QUEST DIAGNOSTICS INC COM                                   | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |      1219 | NS      | $236729.80    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK INC                                    | ONEOK INC COM                                               | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |      3859 | NS      | $356803.14    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| H2O AMERICA                                  | H2O AMERICA COM                                             | CUSIP: 784305104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1152 | NS      | $64730.88     | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| NELNET INC                                   | NELNET INC CL A                                             | CUSIP: 64031N108<br>LEI: 549300T6B0Q52I6OM558 | Long             | EC               | CORP              | US        |       771 | NS      | $109250.70    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HIGHWOODS PROPERTIES INC                     | HIGHWOODS PROPERTIES INC COM                                | CUSIP: 431284108<br>LEI: ZIIGTYKL9T0X3HLTDX53 | Long             | EC               | CORP              | US        |      7889 | NS      | $191781.59    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMESTOP CORP                                | GAMESTOP CORP CL A                                          | CUSIP: 36467W109<br>LEI: 549300505KLOET039L77 | Long             | EC               | CORP              | US        |      2541 | NS      | $63397.95     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST BUSEY CORP                             | FIRST BUSEY CORP COM NEW                                    | CUSIP: 319383204<br>LEI: 549300X4ZNLYSX7GUY60 | Long             | EC               | CORP              | US        |      2674 | NS      | $70058.80     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG RESOURCES INC                            | EOG RESOURCES INC COM                                       | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      4130 | NS      | $580554.10    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS INC                | REGENERON PHARMACEUTICALS INC COM                           | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       451 | NS      | $318884.06    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SS&C TECHNOLOGIES HOLDINGS INC               | SS&C TECHNOLOGIES HOLDINGS INC COM                          | CUSIP: 78467J100<br>LEI: 529900POY8H7NPPNKK71 | Long             | EC               | CORP              | US        |      5162 | NS      | $357726.60    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| LPL FINANCIAL HOLDINGS INC                   | LPL FINANCIAL HOLDINGS INC COM                              | CUSIP: 50212V100<br>LEI: 549300XROQ4Y8G2L7682 | Long             | EC               | CORP              | US        |       384 | NS      | $128305.92    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMUNITY TRUST BANCORP INC                  | COMMUNITY TRUST BANCORP INC COM                             | CUSIP: 204149108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1113 | NS      | $72267.09     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MOTORS COMPANY                       | GENERAL MOTORS COMPANY COM                                  | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      8014 | NS      | $616196.46    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SEABOARD CORP                                | SEABOARD CORP COM                                           | CUSIP: 811543107<br>LEI: 87Q3KOXT29OW9W9YPT70 | Long             | EC               | CORP              | US        |        52 | NS      | $295668.36    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| LOWE'S COMPANIES INC                         | LOWE'S COMPANIES INC COM                                    | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |       489 | NS      | $116768.31    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ARRAY DIGITAL INFRASTRUCTURE INC             | ARRAY DIGITAL INFRASTRUCTURE INC COM                        | CUSIP: 911684108<br>LEI: 549300B164AZXESI6E03 | Long             | EC               | CORP              | US        |      2929 | NS      | $145542.01    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FOX CORP                                     | FOX CORP CL A COM                                           | CUSIP: 35137L105<br>LEI: 549300DDU6FDRBIELS05 | Long             | EC               | CORP              | US        |      1979 | NS      | $125646.71    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| OTTER TAIL CORP                              | OTTER TAIL CORP COM                                         | CUSIP: 689648103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1133 | NS      | $101108.92    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TRUSTMARK CORP                               | TRUSTMARK CORP COM                                          | CUSIP: 898402102<br>LEI: 5493000HPQ4D2RZ79739 | Long             | EC               | CORP              | US        |      2360 | NS      | $104713.20    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WORTHINGTON ENTERPRISES INC                  | WORTHINGTON ENTERPRISES INC COM                             | CUSIP: 981811102<br>LEI: 1WRCIANKYOIK6KYE5E82 | Long             | EC               | CORP              | US        |       636 | NS      | $34515.72     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| D.R. HORTON INC                              | D.R. HORTON INC COM                                         | CUSIP: 23331A109<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | EC               | CORP              | US        |      4351 | NS      | $669444.86    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| TRACTOR SUPPLY COMPANY                       | TRACTOR SUPPLY COMPANY COM                                  | CUSIP: 892356106<br>LEI: 549300OJ9VZHZRO6I137 | Long             | EC               | CORP              | US        |      5272 | NS      | $185047.20    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA HOLDINGS INC                           | IQVIA HOLDINGS INC COM                                      | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |       678 | NS      | $107374.86    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKSTONE MORTGAGE TRUST INC                | BLACKSTONE MORTGAGE TRUST INC COM CL A                      | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |      1731 | NS      | $32871.69     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GREIF INC                                    | GREIF INC CL A                                              | CUSIP: 397624107<br>LEI: 54930070FVGKR0Z1FI24 | Long             | EC               | CORP              | US        |      2015 | NS      | $131458.60    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BRISTOL-MYERS SQUIBB COMPANY                 | BRISTOL-MYERS SQUIBB COMPANY COM                            | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      5751 | NS      | $348453.09    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CRH PLC                                      | CRH PLC ORD EUR 0.32                                        | CUSIP: 000000000<br>LEI: 549300MIDJNNTH068E74 | Long             | EC               | CORP              | IE        |      3318 | NS      | $392917.56    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST MERCHANTS CORP                         | FIRST MERCHANTS CORP COM                                    | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |      2567 | NS      | $103809.48    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BANKUNITED INC                               | BANKUNITED INC COM                                          | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |      1496 | NS      | $69534.08     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PHOTRONICS INC                               | PHOTRONICS INC COM                                          | CUSIP: 719405102<br>LEI: 549300OK5JVNIBNY6F63 | Long             | EC               | CORP              | US        |      2461 | NS      | $121770.28    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLSTATE CORP (THE)                          | ALLSTATE CORP (THE) COM                                     | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |      2879 | NS      | $625491.54    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| TIDEWATER INC                                | TIDEWATER INC COM                                           | CUSIP: 88642R109<br>LEI: 2549000JA5GRUPLMUH98 | Long             | EC               | CORP              | US        |      1617 | NS      | $144446.61    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MILLS INC                            | GENERAL MILLS INC COM                                       | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               | CORP              | US        |     16040 | NS      | $566372.40    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| DEVON ENERGY CORP                            | DEVON ENERGY CORP COM                                       | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |     11864 | NS      | $609453.68    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| VOYA FINANCIAL INC                           | VOYA FINANCIAL INC COM                                      | CUSIP: 929089100<br>LEI: 549300T065Z4KJ686G75 | Long             | EC               | CORP              | US        |      1714 | NS      | $140479.44    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| KINDER MORGAN INC                            | KINDER MORGAN INC COM                                       | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |      7122 | NS      | $234100.14    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BANC OF CALIFORNIA INC                       | BANC OF CALIFORNIA INC COM                                  | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |      5656 | NS      | $105936.88    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN COMPANY (THE)                       | SOUTHERN COMPANY (THE) COM                                  | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |      2474 | NS      | $239235.80    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| KEURIG DR PEPPER INC                         | KEURIG DR PEPPER INC COM                                    | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |     18140 | NS      | $533316.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| RADIAN GROUP INC                             | RADIAN GROUP INC COM                                        | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |      8904 | NS      | $319030.32    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| TREX COMPANY INC                             | TREX COMPANY INC COM                                        | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3216 | NS      | $126067.20    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL INDUSTRIAL COMPANY                    | GLOBAL INDUSTRIAL COMPANY COM                               | CUSIP: 37892E102<br>LEI: 5493000GO8Z3HEWCGE46 | Long             | EC               | CORP              | US        |      1051 | NS      | $34798.61     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ACADEMY SPORTS AND OUTDOORS INC              | ACADEMY SPORTS AND OUTDOORS INC COM                         | CUSIP: 00402L107<br>LEI: 529900HST589BD301M91 | Long             | EC               | CORP              | US        |      2394 | NS      | $131286.96    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| PROSPERITY BANCSHARES INC                    | PROSPERITY BANCSHARES INC COM                               | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2615 | NS      | $182134.75    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| THERMO FISHER SCIENTIFIC INC                 | THERMO FISHER SCIENTIFIC INC COM                            | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       235 | NS      | $112555.60    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ALAMO GROUP INC                              | ALAMO GROUP INC COM                                         | CUSIP: 011311107<br>LEI: 54930080C93RVZRSDV26 | Long             | EC               | CORP              | US        |       410 | NS      | $71110.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BROWN & BROWN INC                            | BROWN & BROWN INC COM                                       | CUSIP: 115236101<br>LEI: 549300PC8KTJ71XKFY89 | Long             | EC               | CORP              | US        |      3662 | NS      | $220269.30    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FIDELITY NATIONAL INFORMATION SERVICES INC   | FIDELITY NATIONAL INFORMATION SERVICES INC COM              | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |      7435 | NS      | $345950.55    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| RYDER SYSTEM INC                             | RYDER SYSTEM INC COM                                        | CUSIP: 783549108<br>LEI: ZXJ6Y2OSPZXIVGRILD15 | Long             | EC               | CORP              | US        |       858 | NS      | $217734.66    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| QCR HOLDINGS INC                             | QCR HOLDINGS INC COM                                        | CUSIP: 74727A104<br>LEI: 549300MWKWM7KWJVQO33 | Long             | EC               | CORP              | US        |       791 | NS      | $71522.22     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXSTAR MEDIA GROUP INC                      | NEXSTAR MEDIA GROUP INC COMMON STOCK                        | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |       324 | NS      | $67437.36     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                                    | APTIV PLC COM SHS                                           | CUSIP: 000000000<br>LEI: 254900HTTDFIJZ32GX53 | Long             | EC               | CORP              | JE        |      3419 | NS      | $206028.94    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| RANGE RESOURCES CORP                         | RANGE RESOURCES CORP COM                                    | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |      5215 | NS      | $226852.50    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| TRICO BANCSHARES                             | TRICO BANCSHARES COM                                        | CUSIP: 896095106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1421 | NS      | $71433.67     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN ASSETS TRUST INC                    | AMERICAN ASSETS TRUST INC COM                               | CUSIP: 024013104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9175 | NS      | $190289.50    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI CORP                                     | UGI CORP COM                                                | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |      6470 | NS      | $233502.30    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIVERSAL CORP                               | UNIVERSAL CORP COM                                          | CUSIP: 913456109<br>LEI: 549300BZXZ66F6DTIF20 | Long             | EC               | CORP              | US        |      3205 | NS      | $171723.90    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                                     | AT&T INC COM                                                | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     20594 | NS      | $538121.22    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLISLE COMPANIES INC                       | CARLISLE COMPANIES INC COM                                  | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |       175 | NS      | $62170.50     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY INC                       | DIAMONDBACK ENERGY INC COM                                  | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      2415 | NS      | $496596.45    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| HARTFORD INSURANCE GROUP INC (THE)           | HARTFORD INSURANCE GROUP INC (THE) COM                      | CUSIP: 416515104<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EC               | CORP              | US        |      4415 | NS      | $604016.15    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| LYFT INC                                     | LYFT INC CL A COM                                           | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |     22145 | NS      | $313351.75    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| PRINCIPAL FINANCIAL GROUP INC                | PRINCIPAL FINANCIAL GROUP INC COM                           | CUSIP: 74251V102<br>LEI: CUMYEZJOAF02RYZ1JJ85 | Long             | EC               | CORP              | US        |      1283 | NS      | $129467.53    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| 1ST SOURCE CORP                              | 1ST SOURCE CORP COM                                         | CUSIP: 336901103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       976 | NS      | $71765.28     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED AIRLINES HOLDINGS INC                 | UNITED AIRLINES HOLDINGS INC COM                            | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |      6484 | NS      | $583560.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| TIMKEN COMPANY (THE)                         | TIMKEN COMPANY (THE) COM                                    | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |       582 | NS      | $64537.98     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERBRAND INC                              | MASTERBRAND INC COMMON STOCK                                | CUSIP: 57638P104<br>LEI: 549300E0Y4BR5Z9RDZ64 | Long             | EC               | CORP              | US        |     16261 | NS      | $146023.78    | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| ROPER TECHNOLOGIES INC                       | ROPER TECHNOLOGIES INC COM                                  | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |       986 | NS      | $349842.66    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| HEALTHPEAK PROPERTIES INC                    | HEALTHPEAK PROPERTIES INC COM                               | CUSIP: 42250P103<br>LEI: 254900M6MTMZM0I22L81 | Long             | EC               | CORP              | US        |      3564 | NS      | $57629.88     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| DECKERS OUTDOOR CORP                         | DECKERS OUTDOOR CORP COM                                    | CUSIP: 243537107<br>LEI: 5493008LG4W3I6K8J118 | Long             | EC               | CORP              | US        |      3485 | NS      | $356167.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FLOOR & DECOR HOLDINGS INC                   | FLOOR & DECOR HOLDINGS INC CL A                             | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |      1153 | NS      | $55805.20     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERESCO INC                                 | AMERESCO INC CL A                                           | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |      2650 | NS      | $78413.50     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SELECTIVE INSURANCE GROUP INC                | SELECTIVE INSURANCE GROUP INC COM                           | CUSIP: 816300107<br>LEI: 549300R3WGJWLE40R258 | Long             | EC               | CORP              | US        |      3125 | NS      | $262343.75    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERPRISE FINANCIAL SERVICES CORP           | ENTERPRISE FINANCIAL SERVICES CORP COM                      | CUSIP: 293712105<br>LEI: 5493001XTU5DLD632129 | Long             | EC               | CORP              | US        |      1838 | NS      | $106273.16    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GETTY REALTY CORP                            | GETTY REALTY CORP COM                                       | CUSIP: 374297109<br>LEI: 2549000P1W5SFJWCNP90 | Long             | EC               | CORP              | US        |      1042 | NS      | $34511.04     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CHOICE HOTELS INTERNATIONAL INC              | CHOICE HOTELS INTERNATIONAL INC COM                         | CUSIP: 169905106<br>LEI: 5493003CYRY5RFGTIR97 | Long             | EC               | CORP              | US        |      1131 | NS      | $112059.48    | 0.08%             |  |  |  | No            |                  1 | On Loan: —       |
| HOPE BANCORP INC                             | HOPE BANCORP INC COM                                        | CUSIP: 43940T109<br>LEI: 549300UTF4QGMBHIZ219 | Long             | EC               | CORP              | US        |      2967 | NS      | $36939.15     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL CORP                                     | PPL CORP COM                                                | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |      9131 | NS      | $341864.64    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                           | DTE ENERGY COMPANY COM                                      | CUSIP: 233331107<br>LEI: 549300IX8SD6XXD71I78 | Long             | EC               | CORP              | US        |      2385 | NS      | $361780.65    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVIVA INC                                 | INNOVIVA INC COM                                            | CUSIP: 45781M101<br>LEI: 549300ACOX4QTBES6535 | Long             | EC               | CORP              | US        |      7249 | NS      | $166654.51    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXTRON INC                                  | TEXTRON INC COM                                             | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |      5455 | NS      | $523461.80    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| COOPER COMPANIES INC (THE)                   | COOPER COMPANIES INC (THE) COM                              | CUSIP: 216648501<br>LEI: QJKMVPIGLH7530PCUE20 | Long             | EC               | CORP              | US        |      3340 | NS      | $210086.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PNC FINANCIAL SERVICES GROUP INC (THE)       | PNC FINANCIAL SERVICES GROUP INC (THE) COM                  | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |      1676 | NS      | $373748.00    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERFORTH INC                                | EVERFORTH INC COM                                           | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |      4363 | NS      | $92059.30     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LEVI STRAUSS & COMPANY                       | LEVI STRAUSS & COMPANY CL A COM STK                         | CUSIP: 52736R102<br>LEI: MB0UERO0RDFKU8258G77 | Long             | EC               | CORP              | US        |      3654 | NS      | $81411.12     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBE LIFE INC                               | GLOBE LIFE INC COM                                          | CUSIP: 37959E102<br>LEI: 5493001JFHKQOPP6XA71 | Long             | EC               | CORP              | US        |      1262 | NS      | $194726.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BELDEN INC                                   | BELDEN INC COM                                              | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |       510 | NS      | $57364.80     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MDU RESOURCES GROUP INC                      | MDU RESOURCES GROUP INC COM                                 | CUSIP: 552690109<br>LEI: 549300MA0UV6AI6SNV27 | Long             | EC               | CORP              | US        |      5652 | NS      | $127339.56    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CACTUS INC                                   | CACTUS INC CL A                                             | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |       700 | NS      | $39004.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| LA-Z-BOY INC                                 | LA-Z-BOY INC COM                                            | CUSIP: 505336107<br>LEI: 549300WNO1WMN9ZG2519 | Long             | EC               | CORP              | US        |      5256 | NS      | $182593.44    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PAR PACIFIC HOLDINGS INC                     | PAR PACIFIC HOLDINGS INC COM NEW                            | CUSIP: 69888T207<br>LEI: 549300BTNS7MHSHRLR55 | Long             | EC               | CORP              | US        |      2697 | NS      | $177111.99    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| OPTION CARE HEALTH INC                       | OPTION CARE HEALTH INC COM NEW                              | CUSIP: 68404L201<br>LEI: 549300DI3Q5ACSYJRI17 | Long             | EC               | CORP              | US        |      2175 | NS      | $44217.75     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| WORTHINGTON STEEL INC                        | WORTHINGTON STEEL INC COM SHS                               | CUSIP: 982104101<br>LEI: 2549009ZUUWL3QLK6G24 | Long             | EC               | CORP              | US        |      4452 | NS      | $171090.36    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCE AUTO PARTS INC                       | ADVANCE AUTO PARTS INC COM                                  | CUSIP: 00751Y106<br>LEI: 529900UCNQ5H9FSL0Y70 | Long             | EC               | CORP              | US        |      1281 | NS      | $76232.31     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BIO-RAD LABORATORIES INC                     | BIO-RAD LABORATORIES INC CL A                               | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |      1057 | NS      | $296086.84    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| OLIN CORP                                    | OLIN CORP COM PAR $1                                        | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |      1115 | NS      | $31755.20     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BYLINE BANCORP INC                           | BYLINE BANCORP INC COM                                      | CUSIP: 124411109<br>LEI: 549300W7ODP4YL2H4823 | Long             | EC               | CORP              | US        |      3150 | NS      | $101272.50    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WENDY'S COMPANY (THE)                        | WENDY'S COMPANY (THE) COM                                   | CUSIP: 95058W100<br>LEI: 529900M0JIUCMWVKHG76 | Long             | EC               | CORP              | US        |     14307 | NS      | $99576.72     | 0.07%             |  |  |  | No            |                  1 | On Loan: —       |
| HUB GROUP INC                                | HUB GROUP INC CL A                                          | CUSIP: 443320106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3749 | NS      | $164318.67    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMBERLY CLARK CORP                          | KIMBERLY CLARK CORP COM                                     | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |      3616 | NS      | $355922.88    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SYLVAMO CORP                                 | SYLVAMO CORP COMMON STOCK                                   | CUSIP: 871332102<br>LEI: 5493001AOYU1ZOWOC971 | Long             | EC               | CORP              | US        |      3199 | NS      | $136693.27    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CAVCO INDUSTRIES INC                         | CAVCO INDUSTRIES INC COM                                    | CUSIP: 149568107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        68 | NS      | $34476.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAR CORP                                    | LEAR CORP COM NEW                                           | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |      1946 | NS      | $247394.98    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| HELMERICH & PAYNE INC                        | HELMERICH & PAYNE INC COM                                   | CUSIP: 423452101<br>LEI: 254900NAOGHJ88RZ4C73 | Long             | EC               | CORP              | US        |       920 | NS      | $37149.60     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITI GROUP INC                              | UNITI GROUP INC COM SHS                                     | CUSIP: 912932100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14406 | NS      | $170422.98    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| APA CORP                                     | APA CORP COM                                                | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |      6940 | NS      | $282666.20    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| JEFFERIES FINANCIAL GROUP INC                | JEFFERIES FINANCIAL GROUP INC COM                           | CUSIP: 47233W109<br>LEI: 549300HOF34RGOJ5YL07 | Long             | EC               | CORP              | US        |      4257 | NS      | $205272.54    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORP                            | STATE STREET CORP COM                                       | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |      3774 | NS      | $576818.16    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| EURONET WORLDWIDE INC                        | EURONET WORLDWIDE INC COM                                   | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |      2036 | NS      | $147365.68    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ENACT HOLDINGS INC                           | ENACT HOLDINGS INC COM                                      | CUSIP: 29249E109<br>LEI: 9845003CA5664B741N19 | Long             | EC               | CORP              | US        |      7217 | NS      | $308382.41    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CORECIVIC INC                                | CORECIVIC INC COM                                           | CUSIP: 21871N101<br>LEI: 529900JFA3K6PTLT8B15 | Long             | EC               | CORP              | US        |      7146 | NS      | $146207.16    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CIGNA GROUP (THE)                            | CIGNA GROUP (THE) COM                                       | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |      2238 | NS      | $650318.04    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| MCCORMICK & CO. INC                          | MCCORMICK & CO. INC COM NON VTG                             | CUSIP: 579780206<br>LEI: 549300JQQA6MQ4OJP259 | Long             | EC               | CORP              | US        |     11836 | NS      | $601742.24    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| DOUBLEVERIFY HOLDINGS INC                    | DOUBLEVERIFY HOLDINGS INC COM                               | CUSIP: 25862V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7112 | NS      | $78374.24     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT CORP                                     | EQT CORP COM                                                | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |      9381 | NS      | $563610.48    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| OLD REPUBLIC INTERNATIONAL CORP              | OLD REPUBLIC INTERNATIONAL CORP COM                         | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |      4403 | NS      | $175899.85    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GE HEALTHCARE TECHNOLOGIES INC               | GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK                 | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |      3355 | NS      | $204118.20    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC     | KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC CL A               | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1017 | NS      | $66003.30     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                        | WELLS FARGO & COMPANY COM                                   | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      5999 | NS      | $493297.77    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| BROWN-FORMAN CORP                            | BROWN-FORMAN CORP CL B                                      | CUSIP: 115637209<br>LEI: 549300873K3LXF7ARU34 | Long             | EC               | CORP              | US        |      4429 | NS      | $114135.33    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LENDINGCLUB CORP                             | LENDINGCLUB CORP COM NEW                                    | CUSIP: 52603A208<br>LEI: 549300YC50YO7Y1OJR92 | Long             | EC               | CORP              | US        |      6944 | NS      | $118534.08    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WOLVERINE WORLD WIDE INC                     | WOLVERINE WORLD WIDE INC COM                                | CUSIP: 978097103<br>LEI: 549300OVC7PK14LQ8D87 | Long             | EC               | CORP              | US        |      4140 | NS      | $70462.80     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORP                             | DUKE ENERGY CORP COM NEW                                    | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |      2664 | NS      | $345121.20    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN WATER WORKS COMPANY INC             | AMERICAN WATER WORKS COMPANY INC COM                        | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |       849 | NS      | $109028.58    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TOLL BROTHERS INC                            | TOLL BROTHERS INC COM                                       | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |      2158 | NS      | $306738.12    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP INC                 | CITIZENS FINANCIAL GROUP INC COM                            | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |      5816 | NS      | $378330.80    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ CORP                                     | LKQ CORP COM                                                | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |     10028 | NS      | $316684.24    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CATHAY GENERAL BANCORP                       | CATHAY GENERAL BANCORP COM                                  | CUSIP: 149150104<br>LEI: 549300K1SLJ8C97H5L68 | Long             | EC               | CORP              | US        |      1994 | NS      | $111723.82    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCOM SOFTWARE INC                          | PAYCOM SOFTWARE INC COM                                     | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |      1445 | NS      | $183168.20    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PROVIDENT FINANCIAL SERVICES INC             | PROVIDENT FINANCIAL SERVICES INC COM                        | CUSIP: 74386T105<br>LEI: 529900JOSO3SXEDVE477 | Long             | EC               | CORP              | US        |      6386 | NS      | $144834.48    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| AMCOR PLC                                    | AMCOR PLC COM NEW                                           | CUSIP: 000000000<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | JE        |     12015 | NS      | $457050.60    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| BECTON DICKINSON & COMPANY                   | BECTON DICKINSON & COMPANY COM                              | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |      3038 | NS      | $452783.52    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCBEST CORP                                 | ARCBEST CORP COM                                            | CUSIP: 03937C105<br>LEI: 5493006S3KBNE8ZS3J23 | Long             | EC               | CORP              | US        |       687 | NS      | $87640.59     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HAYWARD HOLDINGS INC                         | HAYWARD HOLDINGS INC COM                                    | CUSIP: 421298100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5050 | NS      | $75800.50     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC                                   | BIOGEN INC COM                                              | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |      2605 | NS      | $493074.40    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CVB FINANCIAL CORP                           | CVB FINANCIAL CORP COM                                      | CUSIP: 126600105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3485 | NS      | $70989.45     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CDW CORP                                     | CDW CORP COM                                                | CUSIP: 12514G108<br>LEI: 9845001B052ABF0B6755 | Long             | EC               | CORP              | US        |      1973 | NS      | $270123.43    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| DIEBOLD NIXDORF INC                          | DIEBOLD NIXDORF INC COM SHS                                 | CUSIP: 253651202<br>LEI: 549300XZK6EWDBAZSY16 | Long             | EC               | CORP              | US        |       439 | NS      | $33719.59     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FRANKLIN ELECTRIC CO INC                     | FRANKLIN ELECTRIC CO INC COM                                | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |       635 | NS      | $63620.65     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWELL BRANDS INC                            | NEWELL BRANDS INC COM                                       | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |      9663 | NS      | $39425.04     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| LINDSAY CORP                                 | LINDSAY CORP COM                                            | CUSIP: 535555106<br>LEI: 549300ZFO0QG5H8TPI61 | Long             | EC               | CORP              | US        |       567 | NS      | $63486.99     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS CAPITAL BANCSHARES INC                 | TEXAS CAPITAL BANCSHARES INC COM                            | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |      1234 | NS      | $124263.80    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERICAN FINANCIAL CORP                | FIRST AMERICAN FINANCIAL CORP COM                           | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |      4885 | NS      | $342585.05    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| GARTNER INC                                  | GARTNER INC COM                                             | CUSIP: 366651107<br>LEI: PP55B5R38BFB8O8HH686 | Long             | EC               | CORP              | US        |       370 | NS      | $54941.30     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD                   | RENAISSANCERE HOLDINGS LTD COM                              | CUSIP: 000000000<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EC               | CORP              | BM        |       991 | NS      | $304207.27    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMPLY GOOD FOODS COMPANY (THE)              | SIMPLY GOOD FOODS COMPANY (THE) COM                         | CUSIP: 82900L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11771 | NS      | $157378.27    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNSTONE HOTEL INVESTORS INC                 | SUNSTONE HOTEL INVESTORS INC COM                            | CUSIP: 867892101<br>LEI: 529900ZQ2V52V96ATF67 | Long             | EC               | CORP              | US        |      7499 | NS      | $73640.18     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBOTT LABORATORIES                          | ABBOTT LABORATORIES COM                                     | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      1126 | NS      | $102229.54    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CREDIT ACCEPTANCE CORP                       | CREDIT ACCEPTANCE CORP COM                                  | CUSIP: 225310101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       277 | NS      | $139860.07    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST FINANCIAL BANCORP                      | FIRST FINANCIAL BANCORP COM                                 | CUSIP: 320209109<br>LEI: 549300D3F5B3EZMY7P77 | Long             | EC               | CORP              | US        |      3566 | NS      | $107978.48    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLVENTUM CORP                               | SOLVENTUM CORP COM SHS                                      | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |      4510 | NS      | $303793.60    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DICKS SPORTING GOODS INC                     | DICKS SPORTING GOODS INC COM                                | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |       295 | NS      | $66941.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FISERV INC                                   | FISERV INC COM                                              | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     10699 | NS      | $670292.35    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| J.B. HUNT TRANSPORT SERVICES INC             | J.B. HUNT TRANSPORT SERVICES INC COM                        | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |       545 | NS      | $137083.85    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WESBANCO INC                                 | WESBANCO INC COM                                            | CUSIP: 950810101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1959 | NS      | $67350.42     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN UNION COMPANY (THE)                  | WESTERN UNION COMPANY (THE) COM                             | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |     15479 | NS      | $140704.11    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| RAYONIER INC                                 | RAYONIER INC COM                                            | CUSIP: 754907103<br>LEI: HGV8VDVNL0W6SF2U9C50 | Long             | EC               | CORP              | US        |     11427 | NS      | $242366.67    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMPSON MANUFACTURING CO INC                 | SIMPSON MANUFACTURING CO INC COM                            | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |       341 | NS      | $65038.93     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| U-HAUL HOLDING COMPANY                       | U-HAUL HOLDING COMPANY COM SER N                            | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |      3933 | NS      | $187564.77    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAPHIC PACKAGING HOLDING COMPANY            | GRAPHIC PACKAGING HOLDING COMPANY COM                       | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29631 | NS      | $282383.43    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| MUELLER WATER PRODUCTS INC                   | MUELLER WATER PRODUCTS INC COM SER A                        | CUSIP: 624758108<br>LEI: 549300F7ZU4P1F8V8L60 | Long             | EC               | CORP              | US        |      2130 | NS      | $59405.70     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OZK                                     | BANK OZK COM                                                | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |      6418 | NS      | $309090.88    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                         | VORNADO REALTY TRUST SH BEN INT                             | CUSIP: 929042109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11332 | NS      | $338713.48    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PC CONNECTION INC                            | PC CONNECTION INC COM                                       | CUSIP: 69318J100<br>LEI: 5299005WPRNIXDV2KM73 | Long             | EC               | CORP              | US        |      1156 | NS      | $73683.44     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INGREDION INC                                | INGREDION INC COM                                           | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |      2614 | NS      | $292088.36    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| STEWART INFORMATION SERVICES CORP            | STEWART INFORMATION SERVICES CORP COM                       | CUSIP: 860372101<br>LEI: 529900TV1XI0PLKENU10 | Long             | EC               | CORP              | US        |      2194 | NS      | $153558.06    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PEDIATRIX MEDICAL GROUP INC                  | PEDIATRIX MEDICAL GROUP INC COM                             | CUSIP: 58502B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4649 | NS      | $104648.99    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEMAIN HOLDINGS INC                         | ONEMAIN HOLDINGS INC COM                                    | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |      4405 | NS      | $258881.85    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| UFP INDUSTRIES INC                           | UFP INDUSTRIES INC COM                                      | CUSIP: 90278Q108<br>LEI: 5493007KB485C9OV5572 | Long             | EC               | CORP              | US        |      1907 | NS      | $170657.43    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GREENBRIER COMPANIES INC (THE)               | GREENBRIER COMPANIES INC (THE) COM                          | CUSIP: 393657101<br>LEI: 5493001GAGGFR30BP390 | Long             | EC               | CORP              | US        |      3208 | NS      | $157576.96    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MILLERKNOLL INC                              | MILLERKNOLL INC COM                                         | CUSIP: 600544100<br>LEI: U98HXD3PNK7HYU2MU887 | Long             | EC               | CORP              | US        |      9345 | NS      | $150267.60    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HENRY SCHEIN INC                             | HENRY SCHEIN INC COM                                        | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |       794 | NS      | $59224.46     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PERMIAN RESOURCES CORP                       | PERMIAN RESOURCES CORP CLASS A COM                          | CUSIP: 71424F105<br>LEI: 529900NXUJPOKU7OJ511 | Long             | EC               | CORP              | US        |     13815 | NS      | $298680.30    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| FIVE9 INC                                    | FIVE9 INC COM                                               | CUSIP: 338307101<br>LEI: 254900MXP6EWY0SFFR59 | Long             | EC               | CORP              | US        |      8908 | NS      | $153217.60    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NVR INC                                      | NVR INC COM                                                 | CUSIP: 62944T105<br>LEI: 529900RWXR4JI3JYTV70 | Long             | EC               | CORP              | US        |        53 | NS      | $334741.11    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CULLEN/FROST BANKERS INC                     | CULLEN/FROST BANKERS INC COM                                | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |       427 | NS      | $61885.11     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CF INDUSTRIES HOLDINGS INC                   | CF INDUSTRIES HOLDINGS INC COM                              | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |      1353 | NS      | $168042.60    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM CORP (SALLIE MAE)                        | SLM CORP (SALLIE MAE) COM                                   | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11005 | NS      | $253995.40    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DONNELLEY FINANCIAL SOLUTIONS INC            | DONNELLEY FINANCIAL SOLUTIONS INC COM                       | CUSIP: 25787G100<br>LEI: 549300O1NPY4J56QCU04 | Long             | EC               | CORP              | US        |       703 | NS      | $35360.90     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| STANLEY BLACK & DECKER INC                   | STANLEY BLACK & DECKER INC COM                              | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |      1648 | NS      | $128807.68    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| G-III APPAREL GROUP LTD                      | G-III APPAREL GROUP LTD COM                                 | CUSIP: 36237H101<br>LEI: 529900O5KABM3R3SFM87 | Long             | EC               | CORP              | US        |      4878 | NS      | $152144.82    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GULFPORT ENERGY CORP                         | GULFPORT ENERGY CORP COMMON SHARES                          | CUSIP: 402635502<br>LEI: 254900DJRGZBUZ3F5038 | Long             | EC               | CORP              | US        |       798 | NS      | $153646.92    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NISOURCE INC                                 | NISOURCE INC COM                                            | CUSIP: 65473P105<br>LEI: 549300D8GOWWH0SJB189 | Long             | EC               | CORP              | US        |      5118 | NS      | $247097.04    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AMEREN CORP                                  | AMEREN CORP COM                                             | CUSIP: 023608102<br>LEI: XRZQ5S7HYJFPHJ78L959 | Long             | EC               | CORP              | US        |      3173 | NS      | $360611.45    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| PORTLAND GENERAL ELECTRIC COMPANY            | PORTLAND GENERAL ELECTRIC COMPANY COM NEW                   | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |      4465 | NS      | $231867.45    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| MOLINA HEALTHCARE INC                        | MOLINA HEALTHCARE INC COM                                   | CUSIP: 60855R100<br>LEI: 549300NQQCEQ46YHZ591 | Long             | EC               | CORP              | US        |       879 | NS      | $171070.98    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| EPLUS INC                                    | EPLUS INC COM                                               | CUSIP: 294268107<br>LEI: 529900FFY8AAFJ21NE91 | Long             | EC               | CORP              | US        |       898 | NS      | $76051.62     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN INTERNATIONAL GROUP INC             | AMERICAN INTERNATIONAL GROUP INC COM NEW                    | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |      7934 | NS      | $593463.20    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| UNUM GROUP                                   | UNUM GROUP COM                                              | CUSIP: 91529Y106<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EC               | CORP              | US        |      1604 | NS      | $128929.52    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST HAWAIIAN INC                           | FIRST HAWAIIAN INC COM                                      | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |      4036 | NS      | $110102.08    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTONATION INC                               | AUTONATION INC COM                                          | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       900 | NS      | $191142.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON BEER COMPANY INC (THE)                | BOSTON BEER COMPANY INC (THE) CL A                          | CUSIP: 100557107<br>LEI: 529900Q02MQ0DCQNRM58 | Long             | EC               | CORP              | US        |       293 | NS      | $69452.72     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PRESTIGE CONSUMER HEALTHCARE INC             | PRESTIGE CONSUMER HEALTHCARE INC COM                        | CUSIP: 74112D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1140 | NS      | $64204.80     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| T-MOBILE US INC                              | T-MOBILE US INC COM                                         | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |      1661 | NS      | $324725.50    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CHORD ENERGY CORP                            | CHORD ENERGY CORP COM NEW                                   | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |      1657 | NS      | $241259.20    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| MARSH & MCLENNAN COMPANIES INC               | MARSH & MCLENNAN COMPANIES INC COM                          | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |       666 | NS      | $111694.86    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MILLROSE PROPERTIES INC                      | MILLROSE PROPERTIES INC COM CL A                            | CUSIP: 601137102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10519 | NS      | $322617.73    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AVISTA CORP                                  | AVISTA CORP COM                                             | CUSIP: 05379B107<br>LEI: Q0IK63NITJD6RJ47SW96 | Long             | EC               | CORP              | US        |      3366 | NS      | $138342.60    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ICF INTERNATIONAL INC                        | ICF INTERNATIONAL INC COM                                   | CUSIP: 44925C103<br>LEI: 5493003KYFDDC5B3WY64 | Long             | EC               | CORP              | US        |      2587 | NS      | $185384.42    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| APTARGROUP INC                               | APTARGROUP INC COM                                          | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |       929 | NS      | $114898.72    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MAXIMUS INC                                  | MAXIMUS INC COM                                             | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |      4595 | NS      | $301523.90    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN HOMES 4 RENT                        | AMERICAN HOMES 4 RENT CL A                                  | CUSIP: 02665T306<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EC               | CORP              | US        |      6292 | NS      | $200337.28    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTERPOINT ENERGY INC                       | CENTERPOINT ENERGY INC COM                                  | CUSIP: 15189T107<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | EC               | CORP              | US        |      2678 | NS      | $116894.70    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOCK INC                                    | BLOCK INC CL A                                              | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |      1920 | NS      | $135379.20    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TENNANT COMPANY                              | TENNANT COMPANY COM                                         | CUSIP: 880345103<br>LEI: JYAIRLT8DVP6DP8UT336 | Long             | EC               | CORP              | US        |       499 | NS      | $41436.96     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ADDUS HOMECARE CORP                          | ADDUS HOMECARE CORP COM                                     | CUSIP: 006739106<br>LEI: 52990090ZT33AKPDBX62 | Long             | EC               | CORP              | US        |       721 | NS      | $69857.69     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| RELIANCE INC                                 | RELIANCE INC COM                                            | CUSIP: 759509102<br>LEI: 549300E287ZOFT3C5Z56 | Long             | EC               | CORP              | US        |      1148 | NS      | $416150.00    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERTEC INC                                  | EVERTEC INC COM                                             | CUSIP: 30040P103<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |      4788 | NS      | $141389.64    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| T. ROWE PRICE GROUP INC                      | T. ROWE PRICE GROUP INC COM                                 | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Long             | EC               | CORP              | US        |      6623 | NS      | $681374.24    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSURANT INC                                 | ASSURANT INC COM                                            | CUSIP: 04621X108<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EC               | CORP              | US        |       538 | NS      | $127113.26    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DAVITA INC                                   | DAVITA INC COM                                              | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |       381 | NS      | $59108.34     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| REPUBLIC BANCORP INC                         | REPUBLIC BANCORP INC CL A                                   | CUSIP: 760281204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1915 | NS      | $145022.95    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPHASTAR PHARMACEUTICALS INC                | AMPHASTAR PHARMACEUTICALS INC COM                           | CUSIP: 03209R103<br>LEI: 54930055TH0ZLSAQMJ38 | Long             | EC               | CORP              | US        |      8622 | NS      | $189339.12    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HANCOCK WHITNEY CORP                         | HANCOCK WHITNEY CORP COM                                    | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |      1842 | NS      | $124353.42    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MATSON INC                                   | MATSON INC COM                                              | CUSIP: 57686G105<br>LEI: 549300OI5H3Y0I9I4I12 | Long             | EC               | CORP              | US        |      1797 | NS      | $313450.71    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| HARMONY BIOSCIENCES HOLDINGS INC             | HARMONY BIOSCIENCES HOLDINGS INC COM                        | CUSIP: 413197104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4824 | NS      | $150798.24    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMERCE BANCSHARES INC (MO)                 | COMMERCE BANCSHARES INC (MO) COM                            | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1190 | NS      | $61915.70     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CNX RESOURCES CORP                           | CNX RESOURCES CORP COM                                      | CUSIP: 12653C108<br>LEI: 549300JK3KH8PWM3B226 | Long             | EC               | CORP              | US        |      7640 | NS      | $297272.40    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED COMMUNITY BANKS INC                   | UNITED COMMUNITY BANKS INC COM                              | CUSIP: 90984P303<br>LEI: 549300GVW0FV66X3U703 | Long             | EC               | CORP              | US        |      5578 | NS      | $185914.74    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| O-I GLASS INC                                | O-I GLASS INC COM                                           | CUSIP: 67098H104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9461 | NS      | $86189.71     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED PARKS & RESORTS INC                   | UNITED PARKS & RESORTS INC COM                              | CUSIP: 81282V100<br>LEI: 529900G0H4NV3IIK3269 | Long             | EC               | CORP              | US        |      3044 | NS      | $107301.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: —       |
| TD SYNNEX CORP                               | TD SYNNEX CORP COM                                          | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |      1041 | NS      | $237535.38    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CORPAY INC                                   | CORPAY INC COM SHS                                          | CUSIP: 219948106<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |       397 | NS      | $121668.59    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| KONTOOR BRANDS INC                           | KONTOOR BRANDS INC COM                                      | CUSIP: 50050N103<br>LEI: 549300M0CPXV65RFF271 | Long             | EC               | CORP              | US        |       472 | NS      | $34625.92     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDEX CORP                                   | FEDEX CORP COM                                              | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      1341 | NS      | $540838.71    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMERCIAL METALS COMPANY                    | COMMERCIAL METALS COMPANY COM                               | CUSIP: 201723103<br>LEI: 549300OQS2LO07ZJ7N73 | Long             | EC               | CORP              | US        |      4795 | NS      | $330663.20    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPEDITORS INTERNATIONAL OF WASHINGTON INC   | EXPEDITORS INTERNATIONAL OF WASHINGTON INC COM              | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |       807 | NS      | $119347.23    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE HOSPITALITY REIT INC                   | APPLE HOSPITALITY REIT INC COM NEW                          | CUSIP: 03784Y200<br>LEI: 549300EVZAR0FBZO4F16 | Long             | EC               | CORP              | US        |     14675 | NS      | $197672.25    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MOHAWK INDUSTRIES INC                        | MOHAWK INDUSTRIES INC COM                                   | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |      2991 | NS      | $315729.96    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| LENNAR CORP                                  | LENNAR CORP CL A                                            | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |      6875 | NS      | $620812.50    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN ELECTRIC POWER COMPANY INC          | AMERICAN ELECTRIC POWER COMPANY INC COM                     | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |      2661 | NS      | $364849.71    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CARTER'S INC                                 | CARTER'S INC COM                                            | CUSIP: 146229109<br>LEI: 5299003WAQK4R3L3ZU36 | Long             | EC               | CORP              | US        |      2781 | NS      | $100449.72    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED PARCEL SERVICE INC                    | UNITED PARCEL SERVICE INC CL B                              | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      4855 | NS      | $528224.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIENT CORP                                  | AVIENT CORP COM                                             | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |       913 | NS      | $33854.04     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                                | MEDTRONIC PLC SHS                                           | CUSIP: 000000000<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      2756 | NS      | $223153.32    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FLOWERS FOODS INC                            | FLOWERS FOODS INC COM                                       | CUSIP: 343498101<br>LEI: 7YNCQQNDK8FBM9BBTK25 | Long             | EC               | CORP              | US        |     16580 | NS      | $150214.80    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST INTERSTATE BANCSYSTEM INC              | FIRST INTERSTATE BANCSYSTEM INC COM                         | CUSIP: 32055Y201<br>LEI: 549300WRWYTYX0RCNJ43 | Long             | EC               | CORP              | US        |      2977 | NS      | $105653.73    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| VENTURE GLOBAL INC                           | VENTURE GLOBAL INC COM CL A                                 | CUSIP: 92333F101<br>LEI: 2549007XC91CAB3E0N98 | Long             | EC               | CORP              | US        |      3715 | NS      | $49298.05     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PINNACLE WEST CAPITAL CORP                   | PINNACLE WEST CAPITAL CORP COM                              | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |      1744 | NS      | $180887.68    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ENERGIZER HOLDINGS INC                       | ENERGIZER HOLDINGS INC COM                                  | CUSIP: 29272W109<br>LEI: 5493000D6NN0V57UME20 | Long             | EC               | CORP              | US        |      6056 | NS      | $118576.48    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DOMINION ENERGY INC                          | DOMINION ENERGY INC COM                                     | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |      5642 | NS      | $363909.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| DOUGLAS EMMETT INC                           | DOUGLAS EMMETT INC COM                                      | CUSIP: 25960P109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17931 | NS      | $193834.11    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| LABCORP HOLDINGS INC                         | LABCORP HOLDINGS INC COM SHS                                | CUSIP: 504922105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       895 | NS      | $229836.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| WALKER & DUNLOP INC                          | WALKER & DUNLOP INC COM                                     | CUSIP: 93148P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3806 | NS      | $191632.10    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTRIA GROUP INC                             | ALTRIA GROUP INC COM                                        | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |      1751 | NS      | $127210.15    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| JONES LANG LASALLE INC                       | JONES LANG LASALLE INC COM                                  | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |      1146 | NS      | $364576.98    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| VERALTO CORP                                 | VERALTO CORP COM SHS                                        | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |      1307 | NS      | $115277.40    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CAMPBELL'S COMPANY (THE)                     | CAMPBELL'S COMPANY (THE) COM                                | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |     10517 | NS      | $218648.43    | 0.16%             |  |  |  | No            |                  1 | On Loan: —       |
| TAYLOR MORRISON HOME CORP                    | TAYLOR MORRISON HOME CORP COM                               | CUSIP: 87724P106<br>LEI: 5299009UDLLGLKOOJE30 | Long             | EC               | CORP              | US        |      5057 | NS      | $307162.18    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AMKOR TECHNOLOGY INC                         | AMKOR TECHNOLOGY INC COM                                    | CUSIP: 031652100<br>LEI: 529900VHLRTKPWZJBM84 | Long             | EC               | CORP              | US        |      2601 | NS      | $181419.75    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| INSIGHT ENTERPRISES INC                      | INSIGHT ENTERPRISES INC COM                                 | CUSIP: 45765U103<br>LEI: 529900S8991TYW6YP792 | Long             | EC               | CORP              | US        |      2017 | NS      | $147039.30    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTENERGY CORP                             | FIRSTENERGY CORP COM                                        | CUSIP: 337932107<br>LEI: 549300SVYJS666PQJH88 | Long             | EC               | CORP              | US        |      2281 | NS      | $108393.12    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MATTEL INC                                   | MATTEL INC COM                                              | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Long             | EC               | CORP              | US        |     16216 | NS      | $244537.28    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CONMED CORP                                  | CONMED CORP COM                                             | CUSIP: 207410101<br>LEI: Z6C0YCECH9DCU5ZIQW84 | Long             | EC               | CORP              | US        |      2812 | NS      | $103087.92    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LGI HOMES INC                                | LGI HOMES INC COM                                           | CUSIP: 50187T106<br>LEI: 549300W02B4WNV8CV109 | Long             | EC               | CORP              | US        |      3418 | NS      | $167379.46    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| EDISON INTERNATIONAL                         | EDISON INTERNATIONAL COM                                    | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |      8158 | NS      | $566899.42    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| AVALONBAY COMMUNITIES INC                    | AVALONBAY COMMUNITIES INC COM                               | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |      2924 | NS      | $535092.00    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| SMURFIT WESTROCK PLC                         | SMURFIT WESTROCK PLC COM USD0.001                           | CUSIP: 000000000<br>LEI: 635400EGSEOPDW2EXS14 | Long             | EC               | CORP              | IE        |     14982 | NS      | $575158.98    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLAR TREE INC                              | DOLLAR TREE INC COM                                         | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |      3185 | NS      | $309295.35    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EAGLE MATERIALS INC                          | EAGLE MATERIALS INC COM                                     | CUSIP: 26969P108<br>LEI: 529900KRXRGXL61SG039 | Long             | EC               | CORP              | US        |       927 | NS      | $194771.97    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN COMMUNITIES INC                          | SUN COMMUNITIES INC COM                                     | CUSIP: 866674104<br>LEI: 549300H5GEOJYN41ZG57 | Long             | EC               | CORP              | US        |      4740 | NS      | $605961.60    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| EPR PROPERTIES                               | EPR PROPERTIES COM SH BEN INT                               | CUSIP: 26884U109<br>LEI: 549300YSSXFHMPOWZ492 | Long             | EC               | CORP              | US        |      5895 | NS      | $328999.95    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| LITHIA MOTORS INC                            | LITHIA MOTORS INC COM                                       | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |      1179 | NS      | $342051.48    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN ALLIANCE BANCORP                     | WESTERN ALLIANCE BANCORP COM                                | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |      3326 | NS      | $271202.04    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORP                              | CMS ENERGY CORP COM                                         | CUSIP: 125896100<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EC               | CORP              | US        |      3078 | NS      | $236205.72    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST BANCORP (PUERTO RICO)                  | FIRST BANCORP (PUERTO RICO) COM NEW                         | CUSIP: 318672706<br>LEI: N/A                  | Long             | EC               | CORP              | PR        |      3163 | NS      | $76797.64     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MSC INDUSTRIAL DIRECT CO INC                 | MSC INDUSTRIAL DIRECT CO INC CL A                           | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |       635 | NS      | $64941.45     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE INC                                  | METLIFE INC COM                                             | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |      1634 | NS      | $130883.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| COMSTOCK RESOURCES INC                       | COMSTOCK RESOURCES INC COM                                  | CUSIP: 205768302<br>LEI: I03QQGEA4SS774AURI46 | Long             | EC               | CORP              | US        |     11111 | NS      | $193553.62    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BUILDERS FIRSTSOURCE INC                     | BUILDERS FIRSTSOURCE INC COM                                | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |      2134 | NS      | $168778.06    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AEBI SCHMIDT HOLDING AG                      | AEBI SCHMIDT HOLDING AG COM                                 | CUSIP: 000000000<br>LEI: 506700TN58RT735OV464 | Long             | EC               | CORP              | CH        |      3414 | NS      | $39670.68     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERGY INC                                   | EVERGY INC COM                                              | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |      5830 | NS      | $482957.20    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREAS PTF INST | CUSIP: 61747C582<br>LEI: 5493000A332Y142SOW84 | Long             | STIV             | RF                | US        |    191566 | NS      | $191565.60    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| THOR INDUSTRIES INC                          | THOR INDUSTRIES INC COM                                     | CUSIP: 885160101<br>LEI: 254900XZO1228PDSG060 | Long             | EC               | CORP              | US        |      3687 | NS      | $291420.48    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| LINEAGE INC                                  | LINEAGE INC COM                                             | CUSIP: 53566V106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5362 | NS      | $197750.56    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PFIZER INC                                   | PFIZER INC COM                                              | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     12421 | NS      | $331640.70    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCH CAPITAL GROUP LTD                       | ARCH CAPITAL GROUP LTD ORD                                  | CUSIP: 000000000<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EC               | CORP              | BM        |      6220 | NS      | $587541.20    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| MCGRATH RENTCORP                             | MCGRATH RENTCORP COM                                        | CUSIP: 580589109<br>LEI: 254900EUH6IPWFQ83445 | Long             | EC               | CORP              | US        |       902 | NS      | $99716.10     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PARSONS CORP                                 | PARSONS CORP COM                                            | CUSIP: 70202L102<br>LEI: 549300ZXH0VRBSEPX752 | Long             | EC               | CORP              | US        |      1081 | NS      | $54493.21     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL BEVERAGE CORP                       | NATIONAL BEVERAGE CORP COM                                  | CUSIP: 635017106<br>LEI: 549300O9MZIQJI8TGV17 | Long             | EC               | CORP              | US        |       985 | NS      | $33706.70     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| TOMPKINS FINANCIAL CORP                      | TOMPKINS FINANCIAL CORP COM                                 | CUSIP: 890110109<br>LEI: 254900QDQ6V0QJ0Z2348 | Long             | EC               | CORP              | US        |      1714 | NS      | $144438.78    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NBT BANCORP INC                              | NBT BANCORP INC COM                                         | CUSIP: 628778102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1587 | NS      | $69336.03     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GAP INC (THE)                                | GAP INC (THE) COM                                           | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |      9737 | NS      | $239432.83    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY CORP                                 | ENTERGY CORP COM                                            | CUSIP: 29364G103<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | EC               | CORP              | US        |      1029 | NS      | $121329.39    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMUNITY FINANCIAL SYSTEM INC               | COMMUNITY FINANCIAL SYSTEM INC COM                          | CUSIP: 203607106<br>LEI: 5299008N6YHE6GCP1E80 | Long             | EC               | CORP              | US        |       565 | NS      | $35798.40     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FRANKLIN RESOURCES INC                       | FRANKLIN RESOURCES INC COM                                  | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |      4958 | NS      | $148591.26    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| INVITATION HOMES INC                         | INVITATION HOMES INC COM                                    | CUSIP: 46187W107<br>LEI: 984500FE452E665C9F85 | Long             | EC               | CORP              | US        |     19220 | NS      | $552959.40    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BATH & BODY WORKS INC                        | BATH & BODY WORKS INC COM                                   | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |     12545 | NS      | $243874.80    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE GAS INC                                  | ONE GAS INC COM                                             | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |      2039 | NS      | $181919.58    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| DILLARD'S INC                                | DILLARD'S INC CL A                                          | CUSIP: 254067101<br>LEI: 529900FGYKMWL6019P91 | Long             | EC               | CORP              | US        |       205 | NS      | $116690.10    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| NETAPP INC                                   | NETAPP INC COM                                              | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |      2332 | NS      | $258315.64    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HOME DEPOT INC (THE)                         | HOME DEPOT INC (THE) COM                                    | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       351 | NS      | $115408.80    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLAR GENERAL CORP                          | DOLLAR GENERAL CORP COM                                     | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |      2938 | NS      | $340455.44    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| COMCAST CORP                                 | COMCAST CORP CL A                                           | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     20795 | NS      | $562296.80    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| LADDER CAPITAL CORP                          | LADDER CAPITAL CORP CL A                                    | CUSIP: 505743104<br>LEI: 549300Q6LLV2QCV67C06 | Long             | EC               | CORP              | US        |     10177 | NS      | $104619.56    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE ENERGY INC                          | CHENIERE ENERGY INC COM NEW                                 | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |      1683 | NS      | $462740.85    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV INC                                      | NOV INC COM                                                 | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |      6226 | NS      | $127383.96    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HAWAIIAN ELECTRIC INDUSTRIES INC             | HAWAIIAN ELECTRIC INDUSTRIES INC COM                        | CUSIP: 419870100<br>LEI: JJ8FWOCWCV22X7GUPJ23 | Long             | EC               | CORP              | US        |      6700 | NS      | $100969.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGET CORP                                  | TARGET CORP COM                                             | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |      3941 | NS      | $511344.75    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIMMER BIOMET HOLDINGS INC                   | ZIMMER BIOMET HOLDINGS INC COM                              | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |      5282 | NS      | $435395.26    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTEON CORP                                 | VISTEON CORP COM NEW                                        | CUSIP: 92839U206<br>LEI: 549300MOVLYHRW4GGW78 | Long             | EC               | CORP              | US        |      1483 | NS      | $165665.93    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| STRIDE INC                                   | STRIDE INC COM                                              | CUSIP: 86333M108<br>LEI: 254900BRWS3AFONWU277 | Long             | EC               | CORP              | US        |      1533 | NS      | $148946.28    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| VONTIER CORP                                 | VONTIER CORP COM                                            | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |      4952 | NS      | $177677.76    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AGILENT TECHNOLOGIES INC                     | AGILENT TECHNOLOGIES INC COM                                | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |      1014 | NS      | $117167.70    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI CONSULTING INC                           | FTI CONSULTING INC COM                                      | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |       331 | NS      | $59348.30     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG INDUSTRIES INC                           | PPG INDUSTRIES INC COM                                      | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |      4469 | NS      | $484886.50    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMINFO TECHNOLOGIES INC                    | ZOOMINFO TECHNOLOGIES INC COMMON STOCK                      | CUSIP: 98980F104<br>LEI: 2549008GSAHW4UWFEM58 | Long             | EC               | CORP              | US        |     22597 | NS      | $141231.25    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ALKERMES PLC                                 | ALKERMES PLC SHS                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |      1656 | NS      | $55823.76     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| POOL CORP                                    | POOL CORP COM                                               | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |       289 | NS      | $61649.48     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SYSCO CORP                                   | SYSCO CORP COM                                              | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |      1620 | NS      | $121030.20    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CONNECTONE BANCORP INC                       | CONNECTONE BANCORP INC COM                                  | CUSIP: 20786W107<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EC               | CORP              | US        |      1238 | NS      | $36174.36     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| UPBOUND GROUP INC                            | UPBOUND GROUP INC COM                                       | CUSIP: 76009N100<br>LEI: 529900QUHE15UQNCCJ63 | Long             | EC               | CORP              | US        |      7486 | NS      | $147923.36    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BANK CORP                                | M&T BANK CORP COM                                           | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               | CORP              | US        |      2310 | NS      | $505035.30    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| DARDEN RESTAURANTS INC                       | DARDEN RESTAURANTS INC COM                                  | CUSIP: 237194105<br>LEI: CY1NFSCCB5GUXC7WZC70 | Long             | EC               | CORP              | US        |      1218 | NS      | $244282.08    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PENSKE AUTOMOTIVE GROUP INC                  | PENSKE AUTOMOTIVE GROUP INC COM                             | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |      1576 | NS      | $270315.52    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| LAMB WESTON HOLDINGS INC                     | LAMB WESTON HOLDINGS INC COM                                | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |      4157 | NS      | $181037.35    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| RLI CORP                                     | RLI CORP COM                                                | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |      2053 | NS      | $106283.81    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERLY GOVERNMENT PROPERTIES INC           | EASTERLY GOVERNMENT PROPERTIES INC COM SHS                  | CUSIP: 27616P301<br>LEI: 549300ERMCEFC6S8HL77 | Long             | EC               | CORP              | US        |      6306 | NS      | $147623.46    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HF SINCLAIR CORP                             | HF SINCLAIR CORP COM                                        | CUSIP: 403949100<br>LEI: 2549009G116AM01XHN24 | Long             | EC               | CORP              | US        |      3754 | NS      | $252306.34    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLISON TRANSMISSION HOLDINGS INC            | ALLISON TRANSMISSION HOLDINGS INC COM                       | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |       500 | NS      | $67175.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ANDERSONS INC (THE)                          | ANDERSONS INC (THE) COM                                     | CUSIP: 034164103<br>LEI: L38MWB8MVRFV7HVJPU11 | Long             | EC               | CORP              | US        |       462 | NS      | $36285.48     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BOOZ ALLEN HAMILTON HOLDING CORP             | BOOZ ALLEN HAMILTON HOLDING CORP CL A                       | CUSIP: 099502106<br>LEI: 529900JPV47PIUWMA015 | Long             | EC               | CORP              | US        |      1501 | NS      | $116732.77    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORP                   | CAPITAL ONE FINANCIAL CORP COM                              | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |      1309 | NS      | $250411.70    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEVRON CORP                                 | CHEVRON CORP COM                                            | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1154 | NS      | $223079.74    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTURY COMMUNITIES INC                      | CENTURY COMMUNITIES INC COM                                 | CUSIP: 156504300<br>LEI: 5299002QMB2O7ZL1CA26 | Long             | EC               | CORP              | US        |      2944 | NS      | $164922.88    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ALASKA AIR GROUP INC                         | ALASKA AIR GROUP INC COM                                    | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |      6406 | NS      | $250538.66    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TRUIST FINANCIAL CORP                        | TRUIST FINANCIAL CORP COM                                   | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |     10390 | NS      | $535085.00    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| AFLAC INC                                    | AFLAC INC COM                                               | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |      1053 | NS      | $119694.51    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| EXTRA SPACE STORAGE INC                      | EXTRA SPACE STORAGE INC COM                                 | CUSIP: 30225T102<br>LEI: 529900SDJHKRQWED6A16 | Long             | EC               | CORP              | US        |      1821 | NS      | $261003.93    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| VISHAY INTERTECHNOLOGY INC                   | VISHAY INTERTECHNOLOGY INC COM                              | CUSIP: 928298108<br>LEI: 5493009O8F3QQJTCQR75 | Long             | EC               | CORP              | US        |      1841 | NS      | $53333.77     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WHIRLPOOL CORP                               | WHIRLPOOL CORP COM                                          | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |      4370 | NS      | $244982.20    | 0.18%             |  |  |  | No            |                  1 | On Loan: —       |
| NMI HOLDINGS INC                             | NMI HOLDINGS INC COM                                        | CUSIP: 629209305<br>LEI: 529900KNNGFXJX1C3Z08 | Long             | EC               | CORP              | US        |      4503 | NS      | $174311.13    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCHER DANIELS MIDLAND COMPANY               | ARCHER DANIELS MIDLAND COMPANY COM                          | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |      3285 | NS      | $244863.90    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ADAPTHEALTH CORP                             | ADAPTHEALTH CORP COMMON STOCK                               | CUSIP: 00653Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8356 | NS      | $109547.16    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BERKSHIRE HATHAWAY INC                       | BERKSHIRE HATHAWAY INC CL B NEW                             | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |       997 | NS      | $472179.20    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| GREEN BRICK PARTNERS INC                     | GREEN BRICK PARTNERS INC COM                                | CUSIP: 392709101<br>LEI: 549300R7SCIV7FQI6T56 | Long             | EC               | CORP              | US        |      2621 | NS      | $176760.24    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR INC                                      | KBR INC COM                                                 | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |      4766 | NS      | $178677.34    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ORGANON & COMPANY                            | ORGANON & COMPANY COMMON STOCK                              | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |     16600 | NS      | $219950.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| DIODES INC                                   | DIODES INC COM                                              | CUSIP: 254543101<br>LEI: 549300XP2X1ARVH3BX23 | Long             | EC               | CORP              | US        |       486 | NS      | $52074.90     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX CORP                                     | CSX CORP COM                                                | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |      2815 | NS      | $127885.45    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HELIX ENERGY SOLUTIONS GROUP INC             | HELIX ENERGY SOLUTIONS GROUP INC COM                        | CUSIP: 42330P107<br>LEI: 416AP2JOUTCWEGSOZW41 | Long             | EC               | CORP              | US        |     13663 | NS      | $141412.05    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TRINET GROUP INC                             | TRINET GROUP INC COM                                        | CUSIP: 896288107<br>LEI: 5299003FJVBETSFKE990 | Long             | EC               | CORP              | US        |      2729 | NS      | $124933.62    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HUMANA INC                                   | HUMANA INC COM                                              | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |      2755 | NS      | $651392.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| HALLIBURTON COMPANY                          | HALLIBURTON COMPANY COM                                     | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |      6125 | NS      | $259087.50    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CROWN HOLDINGS INC                           | CROWN HOLDINGS INC COM                                      | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |      1168 | NS      | $114826.08    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE                               | PUBLIC STORAGE COM                                          | CUSIP: 74460D109<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EC               | CORP              | US        |       427 | NS      | $129146.15    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| H.B. FULLER COMPANY                          | H.B. FULLER COMPANY COM                                     | CUSIP: 359694106<br>LEI: JSMX3Z5FOYM8V0Q52357 | Long             | EC               | CORP              | US        |      1095 | NS      | $66269.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INDEPENDENCE REALTY TRUST INC                | INDEPENDENCE REALTY TRUST INC COM                           | CUSIP: 45378A106<br>LEI: 549300Z3L8NU44NQEB29 | Long             | EC               | CORP              | US        |      4538 | NS      | $74014.78     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL BANCSHARES CORP                | INTERNATIONAL BANCSHARES CORP COM                           | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |      2611 | NS      | $187313.14    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BUNGE GLOBAL SA                              | BUNGE GLOBAL SA COM SHS                                     | CUSIP: 000000000<br>LEI: 254900IVXSV9K0B7PO26 | Long             | EC               | CORP              | CH        |      1877 | NS      | $238510.39    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHWEST BANCSHARES INC                     | NORTHWEST BANCSHARES INC COM                                | CUSIP: 667340103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2612 | NS      | $36123.96     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| RUSH ENTERPRISES INC                         | RUSH ENTERPRISES INC CL A                                   | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |      2657 | NS      | $196697.71    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HORMEL FOODS CORP                            | HORMEL FOODS CORP COM                                       | CUSIP: 440452100<br>LEI: MSD54751OJP1FS2ND863 | Long             | EC               | CORP              | US        |      2585 | NS      | $55499.95     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NNN REIT INC                                 | NNN REIT INC COM                                            | CUSIP: 637417106<br>LEI: 5493008JKH5SOTI0JS97 | Long             | EC               | CORP              | US        |      2786 | NS      | $121998.94    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CAL-MAINE FOODS INC                          | CAL-MAINE FOODS INC COM NEW                                 | CUSIP: 128030202<br>LEI: 549300NHE5WMIEIEMF53 | Long             | EC               | CORP              | US        |      2134 | NS      | $164872.84    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| VALERO ENERGY CORP                           | VALERO ENERGY CORP COM                                      | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |       468 | NS      | $118207.44    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WEATHERFORD INTERNATIONAL PLC                | WEATHERFORD INTERNATIONAL PLC COM USD0.001                  | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | IE        |      1238 | NS      | $136613.30    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHWEST NATURAL HOLDING COMPANY            | NORTHWEST NATURAL HOLDING COMPANY COM                       | CUSIP: 66765N105<br>LEI: 254900PSJL6ZEC8FR782 | Long             | EC               | CORP              | US        |      1868 | NS      | $99004.00     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX INC                                      | WEX INC COM                                                 | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |       383 | NS      | $57576.39     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| TALOS ENERGY INC                             | TALOS ENERGY INC COM                                        | CUSIP: 87484T108<br>LEI: 549300OKFHZ84SFJFT95 | Long             | EC               | CORP              | US        |      6309 | NS      | $100439.28    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACK HILLS CORP                             | BLACK HILLS CORP COM                                        | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |      2531 | NS      | $190558.99    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| RITHM CAPITAL CORP                           | RITHM CAPITAL CORP COM NEW                                  | CUSIP: 64828T201<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EC               | CORP              | US        |     31068 | NS      | $303845.04    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NUCOR CORP                                   | NUCOR CORP COM                                              | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |      2824 | NS      | $636218.96    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| SILGAN HOLDINGS INC                          | SILGAN HOLDINGS INC COM                                     | CUSIP: 827048109<br>LEI: KAF673KJXD92C8KSLU49 | Long             | EC               | CORP              | US        |      6073 | NS      | $246260.15    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDROCK HOSPITALITY COMPANY              | DIAMONDROCK HOSPITALITY COMPANY COM                         | CUSIP: 252784301<br>LEI: 529900KKD4BPVBUAQ734 | Long             | EC               | CORP              | US        |     14421 | NS      | $147094.20    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SONOCO PRODUCTS COMPANY                      | SONOCO PRODUCTS COMPANY COM                                 | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |      4356 | NS      | $217625.76    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CRANE NXT COMPANY                            | CRANE NXT COMPANY COM                                       | CUSIP: 224441105<br>LEI: 549300EXNPSXEWUD3N21 | Long             | EC               | CORP              | US        |      2450 | NS      | $109466.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVATIVE INDUSTRIAL PROPERTIES INC         | INNOVATIVE INDUSTRIAL PROPERTIES INC COM                    | CUSIP: 45781V101<br>LEI: 5493008BQ0545EZXRR30 | Long             | EC               | CORP              | US        |      3367 | NS      | $182659.75    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| FIDELITY NATIONAL FINANCIAL INC              | FIDELITY NATIONAL FINANCIAL INC COM SHS                     | CUSIP: 31620R303<br>LEI: 549300CAZYIH39SYQ287 | Long             | EC               | CORP              | US        |      1263 | NS      | $66054.90     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NETSCOUT SYSTEMS INC                         | NETSCOUT SYSTEMS INC COM                                    | CUSIP: 64115T104<br>LEI: 5493005HZXZ3SPNVCV76 | Long             | EC               | CORP              | US        |      2125 | NS      | $71612.50     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK FINANCIAL CORP                           | BOK FINANCIAL CORP COM NEW                                  | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |       914 | NS      | $122284.06    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BOISE CASCADE COMPANY                        | BOISE CASCADE COMPANY COM                                   | CUSIP: 09739D100<br>LEI: 549300Z8B8LSRHC7XA55 | Long             | EC               | CORP              | US        |      1782 | NS      | $141259.14    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                          | SYNCHRONY FINANCIAL COM                                     | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |      8777 | NS      | $668807.40    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTAMERICA BANCORP                          | WESTAMERICA BANCORP COM                                     | CUSIP: 957090103<br>LEI: 984500CF4F8115C11D96 | Long             | EC               | CORP              | US        |      1296 | NS      | $71046.72     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| VAIL RESORTS INC                             | VAIL RESORTS INC COM                                        | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |       456 | NS      | $57994.08     | 0.04%             |  |  |  | No            |                  1 | On Loan: —       |
| KYNDRYL HOLDINGS INC                         | KYNDRYL HOLDINGS INC COMMON STOCK                           | CUSIP: 50155Q100<br>LEI: 549300LQ4LWX2R8ZV130 | Long             | EC               | CORP              | US        |     13389 | NS      | $185035.98    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CARGURUS INC                                 | CARGURUS INC COM CL A                                       | CUSIP: 141788109<br>LEI: 54930027BKQN6B7X7G78 | Long             | EC               | CORP              | US        |       973 | NS      | $35475.58     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SIRIUS XM HOLDINGS INC                       | SIRIUS XM HOLDINGS INC COMMON STOCK                         | CUSIP: 829933100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12761 | NS      | $343781.34    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| NCR VOYIX CORP                               | NCR VOYIX CORP COM                                          | CUSIP: 62886E108<br>LEI: 549300YKTY8JX1DV2R67 | Long             | EC               | CORP              | US        |     26684 | NS      | $183852.76    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP          | COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A                    | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |      9731 | NS      | $514769.90    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| XENIA HOTELS & RESORTS INC                   | XENIA HOTELS & RESORTS INC COM                              | CUSIP: 984017103<br>LEI: 54930075IWIPHF5IQL62 | Long             | EC               | CORP              | US        |      9112 | NS      | $148252.24    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TIC SOLUTIONS INC                            | TIC SOLUTIONS INC COM                                       | CUSIP: 00510N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5037 | NS      | $46038.18     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC    | APOLLO COMMERCIAL REAL ESTATE FINANCE INC COM               | CUSIP: 03762U105<br>LEI: 549300E0AN7M2AQHSY29 | Long             | EC               | CORP              | US        |      9416 | NS      | $103011.04    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| W. R. BERKLEY CORP                           | W. R. BERKLEY CORP COM                                      | CUSIP: 084423102<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EC               | CORP              | US        |      3603 | NS      | $240788.49    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWMARKET CORP                               | NEWMARKET CORP COM                                          | CUSIP: 651587107<br>LEI: 54930082CG88ERDREQ47 | Long             | EC               | CORP              | US        |       274 | NS      | $185119.88    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| RAYMOND JAMES FINANCIAL INC                  | RAYMOND JAMES FINANCIAL INC COM                             | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |       798 | NS      | $126339.36    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ARROW ELECTRONICS INC                        | ARROW ELECTRONICS INC COM                                   | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |      1225 | NS      | $230091.75    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| FULTON FINANCIAL CORP                        | FULTON FINANCIAL CORP COM                                   | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |      4889 | NS      | $105553.51    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| INGLES MARKETS INC                           | INGLES MARKETS INC CL A                                     | CUSIP: 457030104<br>LEI: 549300XH5RYBMYP8TF26 | Long             | EC               | CORP              | US        |      1879 | NS      | $171872.13    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ARMOUR RESIDENTIAL REIT INC                  | ARMOUR RESIDENTIAL REIT INC COM SHS                         | CUSIP: 042315705<br>LEI: 549300K0WA0EJUX74V72 | Long             | EC               | CORP              | US        |     10127 | NS      | $177627.58    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| US BANCORP                                   | US BANCORP COM NEW                                          | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |      9183 | NS      | $520308.78    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AVERY DENNISON CORP                          | AVERY DENNISON CORP COM                                     | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |       339 | NS      | $55572.27     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARTER COMMUNICATIONS INC                   | CHARTER COMMUNICATIONS INC CL A                             | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |      2766 | NS      | $456860.22    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| RENASANT CORP                                | RENASANT CORP COM                                           | CUSIP: 75970E107<br>LEI: 549300OVE6OZHW2UUH81 | Long             | EC               | CORP              | US        |       917 | NS      | $36579.13     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| REX AMERICAN RESOURCES CORP                  | REX AMERICAN RESOURCES CORP COM                             | CUSIP: 761624105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1483 | NS      | $71925.50     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSOCIATED BANC-CORP                         | ASSOCIATED BANC-CORP COM                                    | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |      9111 | NS      | $256565.76    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC SERVICE ENTERPRISE GROUP INC          | PUBLIC SERVICE ENTERPRISE GROUP INC COM                     | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |      2950 | NS      | $240897.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BOYD GAMING CORP                             | BOYD GAMING CORP COM                                        | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |      3584 | NS      | $311628.80    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DOVER CORP                                   | DOVER CORP COM                                              | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |       554 | NS      | $125431.14    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| STRATEGIC EDUCATION INC                      | STRATEGIC EDUCATION INC COM                                 | CUSIP: 86272C103<br>LEI: 2549002UYIM8Q5EC8H36 | Long             | EC               | CORP              | US        |      1629 | NS      | $127713.60    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| RPM INTERNATIONAL INC                        | RPM INTERNATIONAL INC COM                                   | CUSIP: 749685103<br>LEI: 549300TJCKW4BRXPJ474 | Long             | EC               | CORP              | US        |       589 | NS      | $60013.21     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ORIGIN BANCORP INC                           | ORIGIN BANCORP INC COM                                      | CUSIP: 68621T102<br>LEI: 54930055DO2Z4KO3NB45 | Long             | EC               | CORP              | US        |       799 | NS      | $37409.18     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL SEAWAYS INC                    | INTERNATIONAL SEAWAYS INC COM                               | CUSIP: 000000000<br>LEI: 549300YUFDGFRNGBWF46 | Long             | EC               | CORP              | MH        |      1854 | NS      | $153789.30    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLIANT ENERGY CORP                          | ALLIANT ENERGY CORP COM                                     | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |      3328 | NS      | $244375.04    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DORIAN LPG LTD                               | DORIAN LPG LTD SHS USD                                      | CUSIP: 000000000<br>LEI: 549300WP1W2WGMC7F395 | Long             | EC               | CORP              | MH        |      4939 | NS      | $190398.45    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEMED CORP                                  | CHEMED CORP COM                                             | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |       155 | NS      | $65871.90     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AXIS CAPITAL HOLDINGS LTD                    | AXIS CAPITAL HOLDINGS LTD SHS                               | CUSIP: 000000000<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EC               | CORP              | BM        |      2324 | NS      | $233352.84    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BRISTOW GROUP INC                            | BRISTOW GROUP INC COM                                       | CUSIP: 11040G103<br>LEI: 5493005Q24EN3UC1PV68 | Long             | EC               | CORP              | US        |      3602 | NS      | $176966.26    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIS MARKETS INC                             | WEIS MARKETS INC COM                                        | CUSIP: 948849104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2470 | NS      | $173344.60    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| VICI PROPERTIES INC                          | VICI PROPERTIES INC COM                                     | CUSIP: 925652109<br>LEI: 254900RKH6RY9KCJQH63 | Long             | EC               | CORP              | US        |     21853 | NS      | $638107.60    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO FINANCIAL GROUP INC                      | CNO FINANCIAL GROUP INC COM                                 | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |      2422 | NS      | $107657.90    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC.           | DAIWA CAPITAL MARKETS AMERICA INC                           | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |   1141544 | PA      | $1141544.00   | 0.82%             |  |  |  | No            |                  2 | On Loan: No      |
| SPROUTS FARMERS MARKET INC                   | SPROUTS FARMERS MARKET INC COM                              | CUSIP: 85208M102<br>LEI: 529900P8F4G77Q52XE24 | Long             | EC               | CORP              | US        |      2278 | NS      | $186454.30    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLUB CAPITAL BDC INC                        | GOLUB CAPITAL BDC INC COM                                   | CUSIP: 38173M102<br>LEI: 2549005WE0QLGK9APF78 | Long             | EC               | RF                | US        |     13342 | NS      | $182785.40    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| ASSURED GUARANTY LTD                         | ASSURED GUARANTY LTD COM                                    | CUSIP: 000000000<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |      2073 | NS      | $169778.70    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDICAL PROPERTIES TRUST INC                 | MEDICAL PROPERTIES TRUST INC COM                            | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |      7159 | NS      | $35365.46     | 0.03%             |  |  |  | No            |                  1 | On Loan: —       |
| FIRST COMMONWEALTH FINANCIAL CORP            | FIRST COMMONWEALTH FINANCIAL CORP COM                       | CUSIP: 319829107<br>LEI: 549300ZHLQ42NXDETL24 | Long             | EC               | CORP              | US        |      3843 | NS      | $70749.63     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SONIC AUTOMOTIVE INC                         | SONIC AUTOMOTIVE INC CL A                                   | CUSIP: 83545G102<br>LEI: 549300NTLRGJ2JCBZU03 | Long             | EC               | CORP              | US        |       985 | NS      | $77568.75     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIGN TECHNOLOGY INC                         | ALIGN TECHNOLOGY INC COM                                    | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |       342 | NS      | $60195.42     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ABM INDUSTRIES INC                           | ABM INDUSTRIES INC COM                                      | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |      3508 | NS      | $143126.40    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SAFETY INSURANCE GROUP INC                   | SAFETY INSURANCE GROUP INC COM                              | CUSIP: 78648T100<br>LEI: 254900LDCFLA3J746840 | Long             | EC               | CORP              | US        |      1860 | NS      | $139797.60    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| COTY INC                                     | COTY INC COM CL A                                           | CUSIP: 222070203<br>LEI: 549300BO9IWPF3S48F93 | Long             | EC               | CORP              | US        |     16490 | NS      | $40565.40     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SM ENERGY COMPANY                            | SM ENERGY COMPANY COM                                       | CUSIP: 78454L100<br>LEI: 84BUTVXV5ODI6BXNMH43 | Long             | EC               | CORP              | US        |      9446 | NS      | $293109.38    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| VALLEY NATIONAL BANCORP                      | VALLEY NATIONAL BANCORP COM                                 | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |     14305 | NS      | $194118.85    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERIS BANCORP                               | AMERIS BANCORP COM                                          | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |      1502 | NS      | $128045.50    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SPIRE INC (US)                               | SPIRE INC (US) COM                                          | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |      1940 | NS      | $176889.20    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PEBBLEBROOK HOTEL TRUST                      | PEBBLEBROOK HOTEL TRUST COM                                 | CUSIP: 70509V100<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EC               | CORP              | US        |      7873 | NS      | $110615.65    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ESSENT GROUP LTD                             | ESSENT GROUP LTD COM                                        | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |      5040 | NS      | $305020.80    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| STEPAN COMPANY                               | STEPAN COMPANY COM                                          | CUSIP: 858586100<br>LEI: IZU1EW9GB3WC7CYCSR17 | Long             | EC               | CORP              | US        |      3380 | NS      | $169101.40    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| HNI CORP                                     | HNI CORP COM                                                | CUSIP: 404251100<br>LEI: 549300SKRADLC4O5HV93 | Long             | EC               | CORP              | US        |      2024 | NS      | $73956.96     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GERMAN AMERICAN BANCORP INC                  | GERMAN AMERICAN BANCORP INC COM                             | CUSIP: 373865104<br>LEI: 5493002JDOI3GTNVUD76 | Long             | EC               | CORP              | US        |       793 | NS      | $34154.51     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KEMPER CORP                                  | KEMPER CORP COM                                             | CUSIP: 488401100<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EC               | CORP              | US        |      4422 | NS      | $148977.18    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PATTERSON-UTI ENERGY INC                     | PATTERSON-UTI ENERGY INC COM                                | CUSIP: 703481101<br>LEI: 254900XGFBKIXD6G0697 | Long             | EC               | CORP              | US        |      9181 | NS      | $112191.82    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FORESTAR GROUP INC                           | FORESTAR GROUP INC COM                                      | CUSIP: 346232101<br>LEI: 549300BC2UB0GHV60V70 | Long             | EC               | CORP              | US        |      6911 | NS      | $195304.86    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MURPHY USA INC                               | MURPHY USA INC COM                                          | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |       119 | NS      | $69972.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FRESH DEL MONTE PRODUCE INC                  | FRESH DEL MONTE PRODUCE INC ORD                             | CUSIP: 000000000<br>LEI: 529900I72V9F0FEZR228 | Long             | EC               | CORP              | KY        |      3356 | NS      | $140582.84    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCOSA INC                                   | ARCOSA INC COM                                              | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |      1103 | NS      | $139496.41    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CUBESMART                                    | CUBESMART COM                                               | CUSIP: 229663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1598 | NS      | $64687.04     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SALLY BEAUTY HOLDINGS INC                    | SALLY BEAUTY HOLDINGS INC COM                               | CUSIP: 79546E104<br>LEI: 529900VXW6E8ONDIQ271 | Long             | EC               | CORP              | US        |     12196 | NS      | $172939.28    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SURGERY PARTNERS INC                         | SURGERY PARTNERS INC COM                                    | CUSIP: 86881A100<br>LEI: 549300LC82HG33S19I03 | Long             | EC               | CORP              | US        |      2781 | NS      | $39017.43     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                      | KEYCORP COM                                                 | CUSIP: 493267108<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EC               | CORP              | US        |     17396 | NS      | $384625.56    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| J & J SNACK FOODS CORP                       | J & J SNACK FOODS CORP COM                                  | CUSIP: 466032109<br>LEI: 894500IGP1Y2ZQFQMJ83 | Long             | EC               | CORP              | US        |       852 | NS      | $75197.52     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| KORN FERRY                                   | KORN FERRY COM NEW                                          | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |      2147 | NS      | $142646.68    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE & DATA SYSTEMS INC                 | TELEPHONE & DATA SYSTEMS INC COM NEW                        | CUSIP: 879433829<br>LEI: 5299003YZW5BE2NNLO37 | Long             | EC               | CORP              | US        |      4173 | NS      | $188035.38    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| WINTRUST FINANCIAL CORP                      | WINTRUST FINANCIAL CORP COM                                 | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |       843 | NS      | $126930.51    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICOLD REALTY TRUST INC                   | AMERICOLD REALTY TRUST INC COM                              | CUSIP: 03064D108<br>LEI: 894500O3S3W62PQPO460 | Long             | EC               | CORP              | US        |      2892 | NS      | $35369.16     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| OLD NATIONAL BANCORP                         | OLD NATIONAL BANCORP COM                                    | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |      5299 | NS      | $127017.03    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AVNET INC                                    | AVNET INC COM                                               | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |      1900 | NS      | $156769.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP INC                                  | IDACORP INC COM                                             | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |       410 | NS      | $60573.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| REYNOLDS CONSUMER PRODUCTS INC               | REYNOLDS CONSUMER PRODUCTS INC COM                          | CUSIP: 76171L106<br>LEI: 894500ZQLNYY77S80A06 | Long             | EC               | CORP              | US        |      8294 | NS      | $173925.18    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTMAN CHEMICAL COMPANY                     | EASTMAN CHEMICAL COMPANY COM                                | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |      3069 | NS      | $224313.21    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INC                       | UNITEDHEALTH GROUP INC COM                                  | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       427 | NS      | $158194.96    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AZENTA INC                                   | AZENTA INC COM                                              | CUSIP: 114340102<br>LEI: 35ZN6X1ANPH25YN32Y17 | Long             | EC               | CORP              | US        |      1569 | NS      | $38550.33     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HARLEY-DAVIDSON INC                          | HARLEY-DAVIDSON INC COM                                     | CUSIP: 412822108<br>LEI: ZDNAWZWXIKMWI51R2A08 | Long             | EC               | CORP              | US        |      8354 | NS      | $199577.06    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL INC                     | PRUDENTIAL FINANCIAL INC COM                                | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |      4889 | NS      | $479659.79    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| COLUMBIA BANKING SYSTEM INC                  | COLUMBIA BANKING SYSTEM INC COM                             | CUSIP: 197236102<br>LEI: 254900CTRJTQZ3BJ2V17 | Long             | EC               | CORP              | US        |      4269 | NS      | $126362.40    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CALIFORNIA RESOURCES CORP                    | CALIFORNIA RESOURCES CORP COM STOCK                         | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |      4255 | NS      | $290446.30    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E CORP                                    | PG&E CORP COM                                               | CUSIP: 69331C108<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EC               | CORP              | US        |     33979 | NS      | $564730.98    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| FORTUNE BRANDS INNOVATIONS INC               | FORTUNE BRANDS INNOVATIONS INC COM                          | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |      4508 | NS      | $182754.32    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| MGE ENERGY INC                               | MGE ENERGY INC COM                                          | CUSIP: 55277P104<br>LEI: 549300BYWGHSXX2TEO67 | Long             | EC               | CORP              | US        |       874 | NS      | $70112.28     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| REVVITY INC                                  | REVVITY INC COM                                             | CUSIP: 714046109<br>LEI: 549300IKL1SDPFI7N655 | Long             | EC               | CORP              | US        |       668 | NS      | $57862.16     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADSTONE NET LEASE INC                     | BROADSTONE NET LEASE INC COM                                | CUSIP: 11135E203<br>LEI: 549300U8D7PT70B49V21 | Long             | EC               | CORP              | US        |      3698 | NS      | $73220.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE ENERGY CORP                              | OGE ENERGY CORP COM                                         | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |      2442 | NS      | $119169.60    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTVIEW HOLDINGS INC                      | BRIGHTVIEW HOLDINGS INC COM                                 | CUSIP: 10948C107<br>LEI: 549300F8QN8YHVI7L866 | Long             | EC               | CORP              | US        |     14327 | NS      | $170491.30    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| OCCIDENTAL PETROLEUM CORP                    | OCCIDENTAL PETROLEUM CORP COM                               | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |      7348 | NS      | $445141.84    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| EAST WEST BANCORP INC                        | EAST WEST BANCORP INC COM                                   | CUSIP: 27579R104<br>LEI: 254900O4X656YXFOYB11 | Long             | EC               | CORP              | US        |      3267 | NS      | $413177.49    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| LEGGETT & PLATT INC                          | LEGGETT & PLATT INC COM                                     | CUSIP: 524660107<br>LEI: DKOVQUCDW4ZLYCUD4T55 | Long             | EC               | CORP              | US        |     17096 | NS      | $185833.52    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PHINIA INC                                   | PHINIA INC COMMON STOCK                                     | CUSIP: 71880K101<br>LEI: 254900HG6MORZE1FFM18 | Long             | EC               | CORP              | US        |      1453 | NS      | $104833.95    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WHITE MOUNTAINS INSURANCE GROUP LTD          | WHITE MOUNTAINS INSURANCE GROUP LTD COM                     | CUSIP: 000000000<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | BM        |       134 | NS      | $299086.66    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| GENTEX CORP                                  | GENTEX CORP COM                                             | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |     13480 | NS      | $311522.80    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| VERIZON COMMUNICATIONS INC                   | VERIZON COMMUNICATIONS INC COM                              | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      9514 | NS      | $456957.42    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| BUCKLE INC (THE)                             | BUCKLE INC (THE) COM                                        | CUSIP: 118440106<br>LEI: 5299007IU0461T3GDL34 | Long             | EC               | CORP              | US        |      1342 | NS      | $74628.62     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| VF CORP                                      | VF CORP COM                                                 | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |      3446 | NS      | $65232.78     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CONCENTRA GROUP HOLDINGS PARENT INC          | CONCENTRA GROUP HOLDINGS PARENT INC COMMON STOCK            | CUSIP: 20603L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1545 | NS      | $34716.15     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| TYSON FOODS INC                              | TYSON FOODS INC CL A                                        | CUSIP: 902494103<br>LEI: WD6L6041MNRW1JE49D58 | Long             | EC               | CORP              | US        |      3727 | NS      | $238788.89    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPAND ENERGY CORP                           | EXPAND ENERGY CORP COM                                      | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |      5438 | NS      | $555491.70    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| OCEANEERING INTERNATIONAL INC                | OCEANEERING INTERNATIONAL INC COM                           | CUSIP: 675232102<br>LEI: 549300L6PH74701W0R30 | Long             | EC               | CORP              | US        |      2803 | NS      | $105224.62    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| EXPRO GROUP HOLDINGS NV                      | EXPRO GROUP HOLDINGS NV EUR0.01                             | CUSIP: 000000000<br>LEI: 724500LJYA8QIT73H017 | Long             | EC               | CORP              | NL        |      7762 | NS      | $141346.02    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIVERSAL HEALTH SERVICES INC                | UNIVERSAL HEALTH SERVICES INC CL B                          | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |      1646 | NS      | $276972.42    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP SEMICONDUCTORS NV                        | NXP SEMICONDUCTORS NV COM                                   | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |       587 | NS      | $172337.33    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CTS CORP                                     | CTS CORP COM                                                | CUSIP: 126501105<br>LEI: 549300YV1HQLBVHOI649 | Long             | EC               | CORP              | US        |       694 | NS      | $39627.40     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| IAC INC                                      | IAC INC COM NEW                                             | CUSIP: 44891N208<br>LEI: 549300TO56L57RP6P031 | Long             | EC               | CORP              | US        |       828 | NS      | $36895.68     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL FUEL GAS COMPANY                    | NATIONAL FUEL GAS COMPANY COM                               | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |      2508 | NS      | $211625.04    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GROUP 1 AUTOMOTIVE INC                       | GROUP 1 AUTOMOTIVE INC COM                                  | CUSIP: 398905109<br>LEI: 549300US8QAZJLWYAF63 | Long             | EC               | CORP              | US        |       713 | NS      | $254448.31    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTERO RESOURCES CORP                        | ANTERO RESOURCES CORP COM                                   | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |      5519 | NS      | $216675.94    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLANTIC UNION BANKSHARES CORP               | ATLANTIC UNION BANKSHARES CORP COM                          | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1638 | NS      | $61670.70     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA                                       | SEMPRA COM                                                  | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |      1189 | NS      | $113097.68    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MACY'S INC                                   | MACY'S INC COM                                              | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |     16281 | NS      | $318293.55    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL PAYMENTS INC                          | GLOBAL PAYMENTS INC COM                                     | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |      8871 | NS      | $638357.16    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| AAR CORP                                     | AAR CORP COM                                                | CUSIP: 000361105<br>LEI: MP76T5YQX3YK5VVAQ802 | Long             | EC               | CORP              | US        |       535 | NS      | $59047.95     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PATRICK INDUSTRIES INC                       | PATRICK INDUSTRIES INC COM                                  | CUSIP: 703343103<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | EC               | CORP              | US        |       527 | NS      | $49011.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHWEST AIRLINES COMPANY                   | SOUTHWEST AIRLINES COMPANY COM                              | CUSIP: 844741108<br>LEI: UDTZ87G0STFETI6HGH41 | Long             | EC               | CORP              | US        |      6356 | NS      | $241019.52    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| VICTORY CAPITAL HOLDINGS INC                 | VICTORY CAPITAL HOLDINGS INC COM CL A                       | CUSIP: 92645B103<br>LEI: 549300BN5LH2CIPPHS71 | Long             | EC               | CORP              | US        |      3598 | NS      | $282478.98    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR REALTY TRUST INC                       | ARBOR REALTY TRUST INC COM                                  | CUSIP: 038923108<br>LEI: 549300ASFUWYQO0RW077 | Long             | EC               | CORP              | US        |     17526 | NS      | $138455.40    | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| EVERSOURCE ENERGY                            | EVERSOURCE ENERGY COM                                       | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |      6894 | NS      | $487405.80    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                                | CITIGROUP INC COM NEW                                       | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |      3075 | NS      | $393538.50    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CONOCOPHILLIPS                               | CONOCOPHILLIPS COM                                          | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |      4523 | NS      | $568902.94    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| SIGNET JEWELERS LTD                          | SIGNET JEWELERS LTD SHS                                     | CUSIP: 000000000<br>LEI: 549300N3XPGE91WV7M22 | Long             | EC               | CORP              | BM        |      1597 | NS      | $142180.91    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MANPOWERGROUP INC                            | MANPOWERGROUP INC COM                                       | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |      1125 | NS      | $34053.75     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CARMAX INC                                   | CARMAX INC COM                                              | CUSIP: 143130102<br>LEI: 529900F60CID3NCZM330 | Long             | EC               | CORP              | US        |      5667 | NS      | $222769.77    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WSFS FINANCIAL CORP                          | WSFS FINANCIAL CORP COM                                     | CUSIP: 929328102<br>LEI: 549300SU7VQHD6QRG886 | Long             | EC               | CORP              | US        |      1032 | NS      | $74273.04     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOSPEC INC                                 | INNOSPEC INC COM                                            | CUSIP: 45768S105<br>LEI: 213800SQBACNY5IWJO68 | Long             | EC               | CORP              | US        |      1851 | NS      | $141157.26    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ATMOS ENERGY CORP                            | ATMOS ENERGY CORP COM                                       | CUSIP: 049560105<br>LEI: QVLWEGTD2S8GJMO8D383 | Long             | EC               | CORP              | US        |      1293 | NS      | $245644.14    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| RLJ LODGING TRUST                            | RLJ LODGING TRUST COM                                       | CUSIP: 74965L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22764 | NS      | $187575.36    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIFF DAVIS INC                               | ZIFF DAVIS INC COM                                          | CUSIP: 48123V102<br>LEI: 5493008OJYGLHD7MXA18 | Long             | EC               | CORP              | US        |      4025 | NS      | $184184.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| LCI INDUSTRIES                               | LCI INDUSTRIES COM                                          | CUSIP: 50189K103<br>LEI: 549300E1B98YNJ1WIQ04 | Long             | EC               | CORP              | US        |       809 | NS      | $96448.98     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL BANK HOLDINGS CORP                  | NATIONAL BANK HOLDINGS CORP CL A                            | CUSIP: 633707104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       846 | NS      | $36124.20     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ADT INC                                      | ADT INC COM                                                 | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44829 | NS      | $337562.37    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVAVAX INC                                  | NOVAVAX INC COM NEW                                         | CUSIP: 670002401<br>LEI: 529900J4GJHPEPQ23205 | Long             | EC               | CORP              | US        |     16601 | NS      | $131562.93    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| F.N.B. CORP (PENNSYLVANIA)                   | F.N.B. CORP (PENNSYLVANIA) COM                              | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |     10506 | NS      | $187532.10    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| INDEPENDENT BANK CORP (MASSACHUSETTS)        | INDEPENDENT BANK CORP (MASSACHUSETTS) COM                   | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |       441 | NS      | $34393.59     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| LTC PROPERTIES INC                           | LTC PROPERTIES INC COM                                      | CUSIP: 502175102<br>LEI: 549300NRZP8IJG2KY677 | Long             | EC               | CORP              | US        |      1818 | NS      | $69483.96     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| COUSINS PROPERTIES INC                       | COUSINS PROPERTIES INC COM NEW                              | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |     10440 | NS      | $267368.40    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH CORP                                     | PVH CORP COM                                                | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |      1425 | NS      | $130302.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBERTSONS COMPANIES INC                     | ALBERTSONS COMPANIES INC COMMON STOCK                       | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |     10309 | NS      | $173706.65    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORP                       | REGIONS FINANCIAL CORP COM                                  | CUSIP: 7591EP100<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EC               | CORP              | US        |     18285 | NS      | $522036.75    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCURY GENERAL CORP                         | MERCURY GENERAL CORP COM                                    | CUSIP: 589400100<br>LEI: 5493001Q9EXPCEL4W527 | Long             | EC               | CORP              | US        |      2673 | NS      | $260109.63    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHSTATE BANK CORP                         | SOUTHSTATE BANK CORP COM                                    | CUSIP: 84472E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1899 | NS      | $185475.33    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PRIMERICA INC                                | PRIMERICA INC COM                                           | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |       468 | NS      | $131634.36    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUE OWL TECHNOLOGY FINANCE CORP             | BLUE OWL TECHNOLOGY FINANCE CORP COMMON STOCK               | CUSIP: 095924106<br>LEI: 254900G5EZJSOD3UKL16 | Long             | EC               | RF                | US        |     23771 | NS      | $270513.98    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| OSHKOSH CORP                                 | OSHKOSH CORP COM                                            | CUSIP: 688239201<br>LEI: 549300FEKNPCFSA2B506 | Long             | EC               | CORP              | US        |      1193 | NS      | $186465.90    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| MARZETTI COMPANY (THE)                       | MARZETTI COMPANY (THE) COM                                  | CUSIP: 513847103<br>LEI: 529900X4O13HED1ZAS58 | Long             | EC               | CORP              | US        |       847 | NS      | $110347.16    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHAMPION HOMES INC                           | CHAMPION HOMES INC COM                                      | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1575 | NS      | $120062.25    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIVERSAL DISPLAY CORP                       | UNIVERSAL DISPLAY CORP COM                                  | CUSIP: 91347P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1278 | NS      | $111301.02    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BALL CORP                                    | BALL CORP COM                                               | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |      5901 | NS      | $360433.08    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| LIBERTY ENERGY INC                           | LIBERTY ENERGY INC COM CL A                                 | CUSIP: 53115L104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3453 | NS      | $116676.87    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PACKAGING CORP OF AMERICA                    | PACKAGING CORP OF AMERICA COM                               | CUSIP: 695156109<br>LEI: 549300XZP8MFZFY8TJ84 | Long             | EC               | CORP              | US        |      1643 | NS      | $350698.35    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MANAGEMENT INC                | ANNALY CAPITAL MANAGEMENT INC COM NEW                       | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               | CORP              | US        |     28228 | NS      | $646421.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| GENPACT LTD                                  | GENPACT LTD SHS                                             | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | BM        |      6326 | NS      | $219828.50    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| HP INC                                       | HP INC COM                                                  | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |     18156 | NS      | $378734.16    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| POPULAR INC                                  | POPULAR INC COM NEW                                         | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |       873 | NS      | $131238.09    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB FINANCIAL CORP                           | UMB FINANCIAL CORP COM                                      | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |      1038 | NS      | $130964.46    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ALCOA CORP                                   | ALCOA CORP COM                                              | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |      2648 | NS      | $168915.92    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| LENNOX INTERNATIONAL INC                     | LENNOX INTERNATIONAL INC COM                                | CUSIP: 526107107<br>LEI: S7DWAC87RDMPBF77GJ92 | Long             | EC               | CORP              | US        |       249 | NS      | $133187.61    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILLIPS 66                                  | PHILLIPS 66 COM                                             | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |      2622 | NS      | $469731.30    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIONS BANCORP NA                             | ZIONS BANCORP NA COM                                        | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |      3049 | NS      | $193367.58    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MERITAGE HOMES CORP                          | MERITAGE HOMES CORP COM                                     | CUSIP: 59001A102<br>LEI: 52990044W9UMFJO2FB97 | Long             | EC               | CORP              | US        |      4763 | NS      | $320740.42    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CABOT CORP                                   | CABOT CORP COM                                              | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               | CORP              | US        |      1320 | NS      | $101587.20    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CITIZENS BANCSHARES INC                | FIRST CITIZENS BANCSHARES INC CL A                          | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |       253 | NS      | $501906.46    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ARDENT HEALTH INC                            | ARDENT HEALTH INC COM                                       | CUSIP: 03980N107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19732 | NS      | $192584.32    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| OVINTIV INC                                  | OVINTIV INC COM                                             | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |      4962 | NS      | $305411.10    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE OAK BANCSHARES INC                      | LIVE OAK BANCSHARES INC COM                                 | CUSIP: 53803X105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1002 | NS      | $37675.20     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KB HOME                                      | KB HOME COM                                                 | CUSIP: 48666K109<br>LEI: 549300LGUCWQURMWLG09 | Long             | EC               | CORP              | US        |      3264 | NS      | $172959.36    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS HEALTH CORP                              | CVS HEALTH CORP COM                                         | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      3325 | NS      | $276939.25    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| HOME BANCSHARES INC                          | HOME BANCSHARES INC COM                                     | CUSIP: 436893200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4349 | NS      | $116857.63    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| EMPIRE STATE REALTY TRUST INC                | EMPIRE STATE REALTY TRUST INC CL A                          | CUSIP: 292104106<br>LEI: 549300VOKY1DUEQSB456 | Long             | EC               | CORP              | US        |     32483 | NS      | $180930.31    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CALIFORNIA WATER SERVICE GROUP               | CALIFORNIA WATER SERVICE GROUP COM                          | CUSIP: 130788102<br>LEI: 529900QABDOBU6UVRQ36 | Long             | EC               | CORP              | US        |      1490 | NS      | $62937.60     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BAKER HUGHES COMPANY                         | BAKER HUGHES COMPANY CL A                                   | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3912 | NS      | $272549.04    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| PATHWARD FINANCIAL INC                       | PATHWARD FINANCIAL INC COM                                  | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |       757 | NS      | $65737.88     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEGER HOLDINGS CORP                        | INTEGER HOLDINGS CORP COM                                   | CUSIP: 45826H109<br>LEI: 549300SUD2ED5XG6X569 | Long             | EC               | CORP              | US        |       377 | NS      | $33368.27     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XYLEM INC                                    | XYLEM INC COM                                               | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |       967 | NS      | $114260.72    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JETBLUE AIRWAYS CORP                         | JETBLUE AIRWAYS CORP COM                                    | CUSIP: 477143101<br>LEI: 54930070J9H97ZO93T57 | Long             | EC               | CORP              | US        |      7499 | NS      | $34907.85     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| V2X INC                                      | V2X INC COM                                                 | CUSIP: 92242T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       484 | NS      | $32820.04     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL DYNAMICS CORP                        | GENERAL DYNAMICS CORP COM                                   | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |       337 | NS      | $116029.10    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| XCEL ENERGY INC                              | XCEL ENERGY INC COM                                         | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |      4391 | NS      | $364233.45    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| RPC INC                                      | RPC INC COM                                                 | CUSIP: 749660106<br>LEI: 549300ZDXAFBC3SB4918 | Long             | EC               | CORP              | US        |     14044 | NS      | $110666.72    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| STARWOOD PROPERTY TRUST INC                  | STARWOOD PROPERTY TRUST INC COM                             | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |      6801 | NS      | $124866.36    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YELP INC                                     | YELP INC CL A                                               | CUSIP: 985817105<br>LEI: 5299007OU2DOSXPQBO35 | Long             | EC               | CORP              | US        |      5462 | NS      | $150751.20    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DXC TECHNOLOGY COMPANY                       | DXC TECHNOLOGY COMPANY COM                                  | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               | CORP              | US        |     13438 | NS      | $152118.16    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| PROG HOLDINGS INC                            | PROG HOLDINGS INC COM NPV                                   | CUSIP: 74319R101<br>LEI: 549300DHYTLBOVRXIG52 | Long             | EC               | CORP              | US        |      5887 | NS      | $210931.21    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INC                    | HUNTINGTON BANCSHARES INC COM                               | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |     22287 | NS      | $373530.12    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TRINITY INDUSTRIES INC                       | TRINITY INDUSTRIES INC COM                                  | CUSIP: 896522109<br>LEI: R1JB4KXN77XFCXOQKV49 | Long             | EC               | CORP              | US        |      3090 | NS      | $100764.90    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| RH INC                                       | RH INC COM                                                  | CUSIP: 74967X103<br>LEI: 5493008MTS3OGGMHGK69 | Long             | EC               | CORP              | US        |       237 | NS      | $31274.52     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| M/I HOMES INC                                | M/I HOMES INC COM                                           | CUSIP: 55305B101<br>LEI: 5299005M71FH9CCSFB69 | Long             | EC               | CORP              | US        |      1379 | NS      | $181324.71    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HOST HOTELS & RESORTS INC                    | HOST HOTELS & RESORTS INC COM                               | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |     12298 | NS      | $259856.74    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| MID-AMERICA APARTMENT COMMUNITIES INC        | MID-AMERICA APARTMENT COMMUNITIES INC COM                   | CUSIP: 59522J103<br>LEI: 549300FQZKFR5YNSHZ21 | Long             | EC               | CORP              | US        |       946 | NS      | $122204.28    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TRIPADVISOR INC                              | TRIPADVISOR INC COM                                         | CUSIP: 896945201<br>LEI: 549300XVG45PT5BART17 | Long             | EC               | CORP              | US        |      3109 | NS      | $34603.17     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| PEABODY ENERGY CORP -                        | PEABODY ENERGY CORP - COM                                   | CUSIP: 704551100<br>LEI: EJCO258LNNVSKAR2JX59 | Long             | EC               | CORP              | US        |      1777 | NS      | $47374.82     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SNAP-ON INC                                  | SNAP-ON INC COM                                             | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |       658 | NS      | $252277.20    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AMALGAMATED FINANCIAL CORP                   | AMALGAMATED FINANCIAL CORP COM                              | CUSIP: 022671101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       853 | NS      | $34870.64     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GENWORTH FINANCIAL INC                       | GENWORTH FINANCIAL INC COM SHS                              | CUSIP: 37247D106<br>LEI: 549300EMCG286BDNKJ33 | Long             | EC               | CORP              | US        |      8321 | NS      | $73141.59     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HAMILTON INSURANCE GROUP LTD                 | HAMILTON INSURANCE GROUP LTD CL B                           | CUSIP: 000000000<br>LEI: 549300W92BN1FIEXG871 | Long             | EC               | CORP              | BM        |      5662 | NS      | $185543.74    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| LOEWS CORP                                   | LOEWS CORP COM                                              | CUSIP: 540424108<br>LEI: R8V1FN4M5ITGZOG7BS19 | Long             | EC               | CORP              | US        |      4475 | NS      | $503929.75    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER & GAMBLE COMPANY (THE)               | PROCTER & GAMBLE COMPANY (THE) COM                          | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      1653 | NS      | $243139.77    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| FACTSET RESEARCH SYSTEMS INC                 | FACTSET RESEARCH SYSTEMS INC COM                            | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |       810 | NS      | $184339.80    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BKV CORP                                     | BKV CORP COM                                                | CUSIP: 05603J108<br>LEI: 549300S3T4Z01TRFU656 | Long             | EC               | CORP              | US        |      4738 | NS      | $149389.14    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| S&T BANCORP INC                              | S&T BANCORP INC COM                                         | CUSIP: 783859101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2377 | NS      | $104897.01    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTRAL GARDEN & PET COMPANY                 | CENTRAL GARDEN & PET COMPANY CL A NON-VTG                   | CUSIP: 153527205<br>LEI: 5493004DVZLD37DJ0H83 | Long             | EC               | CORP              | US        |      4168 | NS      | $139878.08    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HILLTOP HOLDINGS INC                         | HILLTOP HOLDINGS INC COM                                    | CUSIP: 432748101<br>LEI: 54930010TA543US0PM65 | Long             | EC               | CORP              | US        |      1886 | NS      | $71045.62     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC ENERGY GROUP INC                         | WEC ENERGY GROUP INC COM                                    | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |       998 | NS      | $117704.12    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| KNIFE RIVER CORP                             | KNIFE RIVER CORP COMMON STOCK                               | CUSIP: 498894104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       406 | NS      | $37575.30     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ITRON INC                                    | ITRON INC COM                                               | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |      1960 | NS      | $164248.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST HORIZON CORP                           | FIRST HORIZON CORP COM                                      | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |      5145 | NS      | $128419.20    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MASCO CORP                                   | MASCO CORP COM                                              | CUSIP: 574599106<br>LEI: 5GCSNMQXHEYA1JO8QN11 | Long             | EC               | CORP              | US        |       970 | NS      | $69665.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GEO GROUP INC (THE)                          | GEO GROUP INC (THE) COM                                     | CUSIP: 36162J106<br>LEI: 54930024XOXET7NQVZ63 | Long             | EC               | CORP              | US        |     10048 | NS      | $185988.48    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BXP INC                                      | BXP INC COM                                                 | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |      2256 | NS      | $131885.76    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PULTEGROUP INC                               | PULTEGROUP INC COM                                          | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5076 | NS      | $621099.36    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERPARFUMS INC                             | INTERPARFUMS INC COM                                        | CUSIP: 458334109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       365 | NS      | $33295.30     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| TRAVELERS COMPANIES INC (THE)                | TRAVELERS COMPANIES INC (THE) COM                           | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |      1638 | NS      | $499819.32    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| F&G ANNUITIES & LIFE INC                     | F&G ANNUITIES & LIFE INC COMMON STOCK                       | CUSIP: 30190A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3927 | NS      | $112469.28    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEDYNE TECHNOLOGIES INC                    | TELEDYNE TECHNOLOGIES INC COM                               | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |       191 | NS      | $123357.35    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WERNER ENTERPRISES INC                       | WERNER ENTERPRISES INC COM                                  | CUSIP: 950755108<br>LEI: 549300P6XRGOCHHJST37 | Long             | EC               | CORP              | US        |      2297 | NS      | $84690.39     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| KIRBY CORP                                   | KIRBY CORP COM                                              | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |       881 | NS      | $132625.74    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| EXXON MOBIL CORP                             | EXXON MOBIL CORP COM                                        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      2056 | NS      | $317302.48    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SUPER MICRO COMPUTER INC                     | SUPER MICRO COMPUTER INC COM NEW                            | CUSIP: 86800U302<br>LEI: 54930022CZO1N2UGVW07 | Long             | EC               | CORP              | US        |     26219 | NS      | $718400.60    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM SYSTEMS INC                             | EPAM SYSTEMS INC COM                                        | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      1297 | NS      | $147572.66    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| VIRTUS INVESTMENT PARTNERS INC               | VIRTUS INVESTMENT PARTNERS INC COM                          | CUSIP: 92828Q109<br>LEI: 549300HWF93HB8BDM648 | Long             | EC               | CORP              | US        |      1257 | NS      | $182956.35    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| OFG BANCORP                                  | OFG BANCORP COM                                             | CUSIP: 67103X102<br>LEI: 549300Q4QEXJ37LEXQ06 | Long             | EC               | CORP              | PR        |      3340 | NS      | $153506.40    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| WP CAREY INC                                 | WP CAREY INC COM                                            | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |      3514 | NS      | $256276.02    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| REXFORD INDUSTRIAL REALTY INC                | REXFORD INDUSTRIAL REALTY INC COM                           | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |      3578 | NS      | $128414.42    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CERTARA INC                                  | CERTARA INC COM                                             | CUSIP: 15687V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11853 | NS      | $72658.89     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN FINANCIAL GROUP INC                 | AMERICAN FINANCIAL GROUP INC COM                            | CUSIP: 025932104<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EC               | CORP              | US        |       458 | NS      | $61037.66     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LINCOLN NATIONAL CORP                        | LINCOLN NATIONAL CORP COM                                   | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |      6637 | NS      | $250944.97    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| COLUMBIA SPORTSWEAR COMPANY                  | COLUMBIA SPORTSWEAR COMPANY COM                             | CUSIP: 198516106<br>LEI: 549300OTMCIEUXAH5Z60 | Long             | EC               | CORP              | US        |      1233 | NS      | $75114.36     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PERDOCEO EDUCATION CORP                      | PERDOCEO EDUCATION CORP COM                                 | CUSIP: 71363P106<br>LEI: 529900X5PCA184O9LY90 | Long             | EC               | CORP              | US        |      1816 | NS      | $61635.04     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSOLIDATED EDISON INC                      | CONSOLIDATED EDISON INC COM                                 | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               | CORP              | US        |      4220 | NS      | $470487.80    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| KENNAMETAL INC                               | KENNAMETAL INC COM                                          | CUSIP: 489170100<br>LEI: 549300GZDSG25XUV0Y08 | Long             | EC               | CORP              | US        |      1870 | NS      | $72387.70     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELON CORP                                  | EXELON CORP COM                                             | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |      9743 | NS      | $448080.57    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| KOHL'S CORP                                  | KOHL'S CORP COM                                             | CUSIP: 500255104<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | EC               | CORP              | US        |     13094 | NS      | $185541.98    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBERT HALF INC                              | ROBERT HALF INC COM                                         | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |      2660 | NS      | $70782.60     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HOWARD HUGHES HOLDINGS INC                   | HOWARD HUGHES HOLDINGS INC COM                              | CUSIP: 44267T102<br>LEI: 254900TY494BHXIU6M60 | Long             | EC               | CORP              | US        |      2777 | NS      | $172923.79    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR INC                                   | PACCAR INC COM                                              | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |      1001 | NS      | $118918.80    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DELUXE CORP                                  | DELUXE CORP COM                                             | CUSIP: 248019101<br>LEI: KWGNKB8TX9LE5TV29231 | Long             | EC               | CORP              | US        |      4907 | NS      | $152853.05    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORP                           | UNION PACIFIC CORP COM                                      | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |       984 | NS      | $265168.32    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ASBURY AUTOMOTIVE GROUP INC                  | ASBURY AUTOMOTIVE GROUP INC COM                             | CUSIP: 043436104<br>LEI: 549300JH4DTA7U42GL91 | Long             | EC               | CORP              | US        |      1507 | NS      | $306960.83    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER NATIONAL INC                       | SCHNEIDER NATIONAL INC CL B                                 | CUSIP: 80689H102<br>LEI: 529900V6GZ6G6E3BLV72 | Long             | EC               | CORP              | US        |      3772 | NS      | $117271.48    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| KILROY REALTY CORP                           | KILROY REALTY CORP COM                                      | CUSIP: 49427F108<br>LEI: 549300CXXI18B214UN80 | Long             | EC               | CORP              | US        |     10441 | NS      | $347267.66    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| WINNEBAGO INDUSTRIES INC                     | WINNEBAGO INDUSTRIES INC COM                                | CUSIP: 974637100<br>LEI: 549300B7OYKYJLTE3G11 | Long             | EC               | CORP              | US        |      5450 | NS      | $177724.50    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| IDT CORP                                     | IDT CORP CL B NEW                                           | CUSIP: 448947507<br>LEI: 549300JNTN7ZMJDFCL56 | Long             | EC               | CORP              | US        |      1376 | NS      | $69006.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| MARKEL GROUP INC                             | MARKEL GROUP INC COM                                        | CUSIP: 570535104<br>LEI: 549300SCNO12JLWIK605 | Long             | EC               | CORP              | US        |       312 | NS      | $553010.64    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| MURPHY OIL CORP                              | MURPHY OIL CORP COM                                         | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |      5678 | NS      | $237113.28    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| PBF ENERGY INC                               | PBF ENERGY INC CL A                                         | CUSIP: 69318G106<br>LEI: 2549003PBEDCSZMZIY02 | Long             | EC               | CORP              | US        |       696 | NS      | $30178.56     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP                         | BANK OF AMERICA CORP COM                                    | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      7155 | NS      | $382506.30    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CUSTOMERS BANCORP INC                        | CUSTOMERS BANCORP INC COM                                   | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |      1433 | NS      | $109294.91    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLD.COM INC                                 | GOLD.COM INC COM                                            | CUSIP: 00181T107<br>LEI: XP6XYFDZQGKLUMOFGT37 | Long             | EC               | CORP              | US        |       827 | NS      | $37372.13     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BREAD FINANCIAL HOLDINGS INC                 | BREAD FINANCIAL HOLDINGS INC COM                            | CUSIP: 018581108<br>LEI: 549300G8S4PO686J7H97 | Long             | EC               | CORP              | US        |      2255 | NS      | $191178.90    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AGCO CORP                                    | AGCO CORP COM                                               | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |      2034 | NS      | $246154.68    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| STEEL DYNAMICS INC                           | STEEL DYNAMICS INC COM                                      | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Long             | EC               | CORP              | US        |      1327 | NS      | $303431.82    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| MGIC INVESTMENT CORP                         | MGIC INVESTMENT CORP COM                                    | CUSIP: 552848103<br>LEI: 254900S8483WM4M98R28 | Long             | EC               | CORP              | US        |     11220 | NS      | $297105.60    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BANNER CORP                                  | BANNER CORP COM NEW                                         | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1639 | NS      | $109665.49    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WILLIAMS SONOMA INC                          | WILLIAMS SONOMA INC COM                                     | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Long             | EC               | CORP              | US        |      1310 | NS      | $237385.10    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-23

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer