# EDGAR Filing Document

**Accession Number:** 0001739467
**File Stem:** 9999999997-23-002643
**Filing Date:** 2023-3
**Character Count:** 1491
**Document Hash:** b49d08976f446cff875fd93d9054d105
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002643.hdr.sgml**: 20230510

**ACCESSION NUMBER**: 9999999997-23-002643

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230510

**EFFECTIVENESS DATE**: 20230302

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UPMARKET SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001739467
- **IRS NUMBER:** 301002979
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70120
- **FILM NUMBER:** 23002649

**BUSINESS ADDRESS:**
- **STREET 1:** 900 E. HAMILTON AVENUE
- **STREET 2:** SUITE 100 #206
- **CITY:** CAMPBELL
- **STATE:** CA
- **ZIP:** 95008
- **BUSINESS PHONE:** 516-281-4242

**MAIL ADDRESS:**
- **STREET 1:** 900 E. HAMILTON AVENUE
- **STREET 2:** SUITE 100 #206
- **CITY:** CAMPBELL
- **STATE:** CA
- **ZIP:** 95008

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MX SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UPMARKET SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MX SECURITIES LLC
- **DATE OF NAME CHANGE:** 20210709

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002649 for access to the original document.

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