# EDGAR Filing Document

**Accession Number:** 0001103299
**File Stem:** 0001103299-26-000002
**Filing Date:** 2026-3
**Character Count:** 2712
**Document Hash:** 51caabe6066b17190ae5876c7caf6bfc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001103299-26-000002.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001103299-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** USCA SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001103299

**ORGANIZATION NAME:**
- **EIN:** 223696585
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52285
- **FILM NUMBER:** 26824167

**BUSINESS ADDRESS:**
- **STREET 1:** 4444 WESTHEIMER
- **STREET 2:** SUITE G500
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77027
- **BUSINESS PHONE:** 512-813-1122

**MAIL ADDRESS:**
- **STREET 1:** 4444 WESTHEIMER
- **STREET 2:** SUITE G500
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77027

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LEDGEWOOD CAPITAL MANAGEMENT, LLC
- **DATE OF NAME CHANGE:** 20100825

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** USCA SECURITIES LLC
- **DATE OF NAME CHANGE:** 20100817

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LEDGEWOOD CAPITAL MANAGEMENT, LLC
- **DATE OF NAME CHANGE:** 20030203

### Attached PDF Documents

**Attachment 1:** `SECPublic2025fin3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001103299

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** USCA SECURITIES LLC

**Business Address:** 4444 WESTHEIMER, SUITE G500, HOUSTON, TX, 77027

**Contact Person:** Margaret Martinez

**Contact Phone:** 713-366-0543

### Independent Public Accountant Identification

**Accountant Name:** Withum Smith and Brown PC

**Accountant Address:** 506 Carneige Center, Suite 400, Princeton, NJ, 08540

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David M King**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **USCA SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Davd M King

**Title:** Designated Principal