# EDGAR Filing Document

**Accession Number:** 0001649000
**File Stem:** 0001649000-26-000003
**Filing Date:** 2026-4
**Character Count:** 2660
**Document Hash:** f9a9373e794405acc6e7273ea9a429a8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001649000-26-000003.hdr.sgml**: 20260420

**ACCESSION NUMBER**: 0001649000-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260420

**DATE AS OF CHANGE**: 20260420

**EFFECTIVENESS DATE**: 20260420

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HALO SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001649000

**ORGANIZATION NAME:**
- **EIN:** 473243901
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69655
- **FILM NUMBER:** 26873553

**BUSINESS ADDRESS:**
- **STREET 1:** 200 WEST JACKSON
- **STREET 2:** SUITE 1800
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 847-687-9460

**MAIL ADDRESS:**
- **STREET 1:** 200 WEST JACKSON
- **STREET 2:** SUITE 1800
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SENTINUS-HALO SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20221219

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HALO SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20221219

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SENTINUS-HALO SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20221214

### Attached PDF Documents

**Attachment 1:** `halo2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001649000

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HALO SECURITIES, LLC

**Business Address:** 200 WEST JACKSON, SUITE 1800, CHICAGO, IL, 60606

**Contact Person:** Tom Belka

**Contact Phone:** 312-550-5373

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 155 N Upper Wacker Dr, #2000, Chicago, IL, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Tom Belka**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HALO SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Tom Belka

**Title:** CFO