# EDGAR Filing Document

**Accession Number:** 0001715783
**File Stem:** 0001493152-25-025370
**Filing Date:** 2025-11
**Character Count:** 10275
**Document Hash:** 35b4a4432e3aa20a79b1c4efbd4d3418
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-025370.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0001493152-25-025370

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Gloo Holdings, Inc.
- **CENTRAL INDEX KEY:** 0002069785
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-95364
- **FILM NUMBER:** 251535523

**BUSINESS ADDRESS:**
- **STREET 1:** 831 PEARL STREET
- **CITY:** BOULDER
- **STATE:** CO
- **ZIP:** 80302
- **BUSINESS PHONE:** (720) 505-1762

**MAIL ADDRESS:**
- **STREET 1:** 831 PEARL STREET
- **CITY:** BOULDER
- **STATE:** CO
- **ZIP:** 80302
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Grace & Mercy Foundation, Inc.
- **CENTRAL INDEX KEY:** 0001715783

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D

**BUSINESS ADDRESS:**
- **STREET 1:** 888 SEVENTH AVENUE
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10106
- **BUSINESS PHONE:** 212-231-8742

**MAIL ADDRESS:**
- **STREET 1:** 888 SEVENTH AVENUE
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10106

## Ex-1

**Exhibit 1**

 **<u>Appendix A</u>**

**<u>COVERED PERSONS</u>**

---

| | | | |
|:---|:---|:---|:---|
| **Name** | **Position(s)** | **Principal Occupation** | **Citizenship** |
| Becky Hwang | Director of The Grace and Mercy Foundation, Inc. c/o The Grace and Mercy Foundation, Inc.<br> 888 Seventh Avenue, 22<sup>nd</sup> Floor<br> New York, NY 10106 | Charitable Foundation Executive | United States |
| Sumi L. Kim | Director and Co-President of The Grace and Mercy Foundation, Inc. c/o The Grace and Mercy Foundation, Inc.<br> 888 Seventh Avenue, 22<sup>nd</sup> Floor<br> New York, NY 10106 | Charitable Foundation Executive | United States |
| Chung Hoon Ko | Director and Co-President of The Grace and Mercy Foundation, Inc. c/o The Grace and Mercy Foundation, Inc.<br> 888 Seventh Avenue, 22<sup>nd</sup> Floor<br> New York, NY 10106 | Charitable Foundation Executive | United States |
| ImHyuk Yi | Treasurer and Secretary of The Grace and Mercy Foundation, Inc. c/o The Grace and Mercy Foundation, Inc.<br> 888 Seventh Avenue, 22<sup>nd</sup> Floor<br> New York, NY 10106 | Charitable Foundation Executive | United States |
| Sung Kook Hwang | Member and Senior Advisor of The Grace and Mercy Foundation, Inc. c/o The Grace and Mercy Foundation, Inc.<br> 888 Seventh Avenue, 22<sup>nd</sup> Floor<br> New York, NY 10106 | Self-Employed | United States |

---

<u>Section 2(a)</u>: The Reporting Person, The Grace and Mercy Foundation, Inc. (the "Foundation"), is a charitable, nonprofit and nonstock Delaware corporation. As a nonstock corporation, pursuant to §114 of the Delaware General Corporation Law (the "DGCL"), the Foundation does not have shareholders. The member of the Foundation has certain voting rights under the DGCL, but has no pecuniary interest in the Foundation, no property right in any membership, is not an officer of the Foundation and is not on its Board of Directors or its Investment Committee. The filing of this Schedule 13D shall not be construed as an admission that Mr. Hwang, for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or otherwise, controls the Reporting Person or is the beneficial owner of any of the securities reported herein.

<u>Section 2(d)</u>: On April 25, 2022, the United States Attorney's Office for the Southern District of New York filed an indictment against Mr. Hwang with the United States District Court for the Southern District of New York (the "District Court"). The charges involved Archegos Capital Management, LP ("Archegos"). On July 10, 2024, Mr. Hwang was found guilty following a jury trial of (i) four counts of conspiracy, securities fraud, and wire fraud, and (ii) six counts of market manipulation. On August 7, 2025, the District Court entered a judgment reflecting, among other things, (i) Mr. Hwang's aggregate sentence of eighteen years' imprisonment and three years of supervised release and (ii) a restitution order in the amount of approximately $9.4 billion. Mr. Hwang's appeal is pending in the United States Court of Appeals for the Second Circuit.

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**GLOO HOLDINGS, INC.**

*(Name of Issuer)*

**Class A Common Stock, $0.001 par value per share**

*(Title of Class of Securities)*

**379598105**

*(CUSIP Number)*

**ImHyuk Yi**<br>888 Seventh Avenue, 22nd Floor<br>New York NY 10106<br>212-984-8877

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**11/20/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **379598105** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Grace and Mercy Foundation, Inc.** | Name of reporting person<br>**Grace and Mercy Foundation, Inc.** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**WC** | Source of funds (See Instructions)<br>**WC** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**DELAWARE** | Citizenship or place of organization<br>**DELAWARE** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**2500000.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**2500000.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**0.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**2500000.00** | Aggregate amount beneficially owned by each reporting person<br>**2500000.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**27.5%** | Percent of class represented by amount in Row (11)<br>**27.5%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**CO** | Type of Reporting Person (See Instructions)<br>**CO** | |

---

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Class A Common Stock, $0.001 par value per share

**(b) Name of Issuer:**
GLOO HOLDINGS, INC.

**(c) Address of Issuer's Principal Executive Offices:**
831 Pearl Street, Boulder, CO, 80302

**Item 4. Purpose of Transaction**

Depending on the factors discussed herein, the Reporting Person and the Covered Persons may, from time to time, acquire additional shares of Class A Common Stock and/or retain and/or sell all or a portion of the shares of Class A Common Stock held by the Reporting Person or the Covered Persons, if any, in the open market or in privately negotiated transactions, and/or may distribute shares of Class A Common Stock to be acquired or held by the Reporting Person or the Covered Persons to other entities. Any actions the Reporting Person or the Covered Persons might undertake will be dependent upon the Reporting Person's and each Covered Person's review of numerous factors, including, among other things, the price levels of the Class A Common Stock, general market and economic conditions, ongoing evaluation of the Issuer's business, financial condition, operations and prospects, the relative attractiveness of alternative business and investment opportunities, the Reporting Person's and each Covered Person's need for liquidity, and other future developments.

**Item 5. Interest in Securities of the Issuer**

**(a)**
As of the Event Date and the date of this Schedule 13D (the "Filing Date"), the Reporting Person may be deemed to beneficially own 2,500,000 shares of Class A Common Stock, which is approximately 27.5% of the Class A Common Stock outstanding. As of the Event Date and the Filing Date, the Issuer had 9,100,000 shares of Class A Common Stock outstanding and 69,561,186 shares of Class B common stock, par value $0.001 per share (the "Class B Common Stock") outstanding. Each share of Class A Common Stock is entitled to one vote per share and each share of Class B Common Stock is entitled to ten votes per share and is convertible at any time into one share of Class A Common Stock.

**(b)**
The information contained on the cover page to this Schedule 13D is incorporated by reference into this Item 5. The Reporting Person exercises sole voting and dispositive power over all securities of the Issuer held by the Reporting Person directly.

**(c)**
Except for the information set forth in this Schedule 13D, no transactions in the Class A Common Stock have been effected by the Reporting Person or the Covered Persons during the past sixty days prior to (i) the Event Date and (ii) the Filing Date.

**Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.**

None.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Grace and Mercy Foundation, Inc.

**Signature:** /s/ ImHyuk Yi

**Name/Title:** ImHyuk Yi / Treasurer

**Date:** 11/28/2025