# EDGAR Filing Document

**Accession Number:** 0001583708
**File Stem:** 0001586637-23-000006
**Filing Date:** 2023-3
**Character Count:** 10053
**Document Hash:** f1b8274ffce65b659cd5602fc0281297
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001586637-23-000006.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0001586637-23-000006

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230327

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230329

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Bernhardt David J.
- **CENTRAL INDEX KEY:** 0001586637

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40531
- **FILM NUMBER:** 23776050

**MAIL ADDRESS:**
- **STREET 1:** C/O SENTINELONE, INC.
- **STREET 2:** 555 CASTRO STREET, SUITE 400
- **CITY:** MOUNTAIN VIEW
- **STATE:** CA
- **ZIP:** 94041
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SentinelOne, Inc.
- **CENTRAL INDEX KEY:** 0001583708
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 990385461
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0131

**BUSINESS ADDRESS:**
- **STREET 1:** 444 CASTRO STREET
- **STREET 2:** SUITE 400
- **CITY:** MOUNTAIN VIEW
- **STATE:** CA
- **ZIP:** 94041
- **BUSINESS PHONE:** 855-868-3733

**MAIL ADDRESS:**
- **STREET 1:** 444 CASTRO STREET
- **STREET 2:** SUITE 400
- **CITY:** MOUNTAIN VIEW
- **STATE:** CA
- **ZIP:** 94041

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Sentinel Labs, Inc.
- **DATE OF NAME CHANGE:** 20210405

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SentinelOne, Inc.
- **DATE OF NAME CHANGE:** 20210402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Sentinel Labs, Inc.
- **DATE OF NAME CHANGE:** 20130805

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Bernhardt David J.<br><sub>(Last) (First) (Middle)</sub><br>C/O SENTINELONE, INC.<br>444 CASTRO STREET, SUITE 400<br><sub>(Street)</sub><br>MOUNTAIN VIEW, CA 94041<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Financial Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>SentinelOne, Inc. [ S ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-03-27 |  | C |  | 1538<sup>(1)</sup> | A | $3.02 | 393425 | D |  |
| Class A Common Stock | 2023-03-27 |  | S<sup>(2)</sup> |  | 1538 | D | 15.0044<sup>(3)</sup> | 391887 | D |  |
| Class A Common Stock | 2023-03-28 |  | C |  | 1538<sup>(1)</sup> | A | $3.02 | 393425 | D |  |
| Class A Common Stock | 2023-03-28 |  | S<sup>(2)</sup> |  | 1538 | D | 15.2001<sup>(4)</sup> | 391887 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (right to buy) | $3.02 | 2023-03-27 |  | M |  |  | 1538 | <sup>(5)</sup> | 2030-10-01 | Class B Common Stock | 1538.0 | $0 | 2046092 | D |  |
| Class B Common Stock | <sup>(6)(7)</sup> | 2023-03-27 |  | M |  | 1538 |  | <sup>(6)(7)</sup> | <sup>(6)(7)</sup> | Class A Common Stock | 1538.0 | $0 | 1538 | D |  |
| Class B Common Stock | <sup>(6)(7)</sup> | 2023-03-27 |  | C |  |  | 1538 | <sup>(6)(7)</sup> | <sup>(6)(7)</sup> | Class A Common Stock | 1538.0 | $0 | 0 | D |  |
| Stock Option (right to buy) | $3.02 | 2023-03-28 |  | M |  |  | 1538 | <sup>(5)</sup> | 2030-10-01 | Class B Common Stock | 1538.0 | $0 | 2044554 | D |  |
| Class B Common Stock | <sup>(6)(7)</sup> | 2023-03-28 |  | M |  | 1538 |  | <sup>(6)(7)</sup> | <sup>(6)(7)</sup> | Class A Common Stock | 1538.0 | $0 | 1538 | D |  |
| Class B Common Stock | <sup>(6)(7)</sup> | 2023-03-28 |  | C |  |  | 1538 | <sup>(6)(7)</sup> | <sup>(6)(7)</sup> | Class A Common Stock | 1538.0 | $0 | 0 | D |  |

---

### Footnotes:

(1) Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.

(2) The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2022.

(3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

(4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.235, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

(5) 25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

(6) Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,

(7) (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.

**Signature:** /s/ Keenan Conder, Attorney-in-Fact  
**Date:** 2023-03-29

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**