# EDGAR Filing Document

**Accession Number:** 0001487197
**File Stem:** 0001493152-23-007236
**Filing Date:** 2023-3
**Character Count:** 8088
**Document Hash:** 1f3efaaea38710ae73b86bb5a16fb636
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-007236.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001493152-23-007236

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230308

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Delle Coste Riccardo
- **CENTRAL INDEX KEY:** 0001598573

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41228
- **FILM NUMBER:** 23723612

**MAIL ADDRESS:**
- **STREET 1:** C/O BARFRESH FOOD GROUP, INC.
- **STREET 2:** 8530 WILSHIRE BOULEVARD, SUITE 450
- **CITY:** BEVERLY HILLS
- **STATE:** CA
- **ZIP:** 90211
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BARFRESH FOOD GROUP INC.
- **CENTRAL INDEX KEY:** 0001487197
- **STANDARD INDUSTRIAL CLASSIFICATION:** CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
- **IRS NUMBER:** 271994359
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 3600 WILSHIRE SUITE 1720
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90005
- **BUSINESS PHONE:** 310-598-7110

**MAIL ADDRESS:**
- **STREET 1:** 3600 WILSHIRE SUITE 1720
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Moving Box Inc
- **DATE OF NAME CHANGE:** 20100315

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Delle Coste Riccardo<br><sub>(Last) (First) (Middle)</sub><br>3600 WILSHIRE BLVD,<br>SUITE 1720<br><sub>(Street)</sub><br>BEVERLY HILLS,, CA 90010<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Executive Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>BARFRESH FOOD GROUP INC. [ BRFH ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock |  |  |  |  |  |  |  | 1501880 | I | RD Capital Holdings Pty Ltd |
| Common Stock |  |  |  |  |  |  |  | 6782 | I | Delle Coste Family Trust |
| Common Stock | 2023-03-08 |  | A |  | 590 | A | $1.00 | 59009 | D |  |
| Common Stock | 2023-03-08 |  | A |  | 1 | A | $1.05 | 59010 | D |  |
| Common Stock | 2023-03-08 |  | A |  | 1000 | A | $1.0094 | 60010 | D |  |
| Common Stock | 2023-03-09 |  | A |  | 11 | A | $1.13 | 60021 | D |  |
| Common Stock | 2023-03-09 |  | A |  | 1989 | A | $1.15 | 62010 | D |  |
| Common Stock | 2023-03-09 |  | A |  | 1000 | A | $1.1475 | 63010 | D |  |
| Common Stock | 2023-03-09 |  | A |  | 1500 | A | $1.1499 | 64510 | D |  |
| Common Stock | 2023-03-09 |  | A |  | 500 | A | $1.143 | 65010 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock option | $6.79 |  |  |  |  |  |  | 2023-04-27 | 2030-04-27 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $5.72 |  |  |  |  |  |  | 2022-04-27 | 2029-04-27 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $4.94 |  |  |  |  |  |  | 2021-04-25 | 2028-04-25 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $5.85 |  |  |  |  |  |  | 2020-05-20 | 2027-05-20 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $6.76 |  |  |  |  |  |  | 2019-07-26 | 2026-07-26 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $9.36 |  |  |  |  |  |  | 2018-04-27 | 2025-04-27 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $7.15 |  |  |  |  |  |  | 2018-09-15 | 2025-09-15 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $9.36 |  |  |  |  |  |  | 2017-11-25 | 2024-11-25 | Common Stock | 9616 |  | 9616 | D |  |
| Stock option | $7.93 |  |  |  |  |  |  | 2017-05-27 | 2024-05-27 | Common Stock | 19231 |  | 19231 | D |  |
| Stock option | $8.97 |  |  |  |  |  |  | 2016-04-27 | 2023-04-27 | Common Stock | 19231 |  | 19231 | D |  |
| Q Warrants | $3.51 |  |  |  |  |  |  | 2020-03-31 | 2025-03-30 | Common Stock | 75029 |  | 75029 | D |  |
| P Warrants | $7.8 |  |  |  |  |  |  | 2020-03-23 | 2023-03-23 | Common Stock | 2308 |  | 2308 | I | RD Capital Holdings Pty Ltd |
| O Warrants | $7.8 |  |  |  |  |  |  | 2020-09-28 | 2023-09-28 | Common Stock | 878 |  | 878 | I | RD Capital Holdings Pty Ltd |
| P Warrants | $7.8 |  |  |  |  |  |  | 2020-09-28 | 2023-09-28 | Common Stock | 989 |  | 989 | I | RD Capital Holdings Pty Ltd |
| O Warrants | $7.8 |  |  |  |  |  |  | 2020-03-23 | 2023-03-23 | Common Stock | 2048 |  | 2048 | I | RD Capital Holdings Pty Ltd |
| M Warrants | $9.1 |  |  |  |  |  |  | 2019-03-30 | 2024-03-30 | Common Stock | 56280 |  | 56280 | D |  |

---

**Signature:** /s/ Riccardo Delle Coste  
**Date:** 2023-03-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**