# EDGAR Filing Document

**Accession Number:** 0000842180
**File Stem:** 0000842180-26-000009
**Filing Date:** 2026-6
**Character Count:** 16220
**Document Hash:** 36a88acfdfbe55dc9a2d780da904db20
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000842180-26-000009.hdr.sgml**: 20260612

**ACCESSION NUMBER**: 0000842180-26-000009

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20260612

**DATE AS OF CHANGE**: 20260612

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
- **CENTRAL INDEX KEY:** 0000842180
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 133491492
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00235
- **FILM NUMBER:** 261085551

**BUSINESS ADDRESS:**
- **STREET 1:** CALLE AZUL 4
- **CITY:** MADRID
- **STATE:** U3
- **ZIP:** 28050
- **BUSINESS PHONE:** 011 34 91 537 8172

**MAIL ADDRESS:**
- **STREET 1:** CALLE AZUL 4
- **CITY:** MADRID
- **STATE:** U3
- **ZIP:** 28050

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BANCO BILBAO VIZCAYA ARGENTARIA S A
- **DATE OF NAME CHANGE:** 20000505

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BANCO BILBAO VIZCAYA S A
- **DATE OF NAME CHANGE:** 19991103

### Attached PDF Documents

**Attachment 1:** `LegalOpinionBBVASBSD61124.pdf`

_No text found in this document._

**Attachment 2:** `20260605BBVASA7RFinal.pdf`

_No text found in this document._

**Attachment 3:** `BBVASAExhibit9935.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** BANCO BILBAO VIZCAYA ARGENTARIA, S.A.

**NFA Number:** 270454

**IRS Employer ID No.:** 13-3491492

**CIK:** 0000842180

**UIC:** K8MS7FD7N5Z2WQ51AZ71

**Main Address:** CALLE AZUL 4, MADRID, U3, 28050

**Business Telephone:** 011 34 91 537 8172

**Contact Employee:**

- **Name:** Samuel Fein

- **Title:** Head of Swap Dealer & Security-Based Swap Dealer Compliance

- **Phone:** 212-728-1612

- **Email:** samuel.fein@bbva.com

**Chief Compliance Officer:**

- **Name:** Ana Fernandez Manrique

- **Title:** Global Head of Regulation & Internal Control

- **Phone:** 011 34 629181485

- **Email:** afernandezma@bbva.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board

**Description of Business:**
The Bank's purpose is to carry out all kinds of activities, operations, acts, contracts and services within the banking business or directly or indirectly related to it, which are permitted or not prohibited by the provisions in force and supplementary activities. Its corporate purpose also includes the acquisition, possession, use and disposal of securities, public offering of acquisition and sale of securities, as well as all types of holdings in any entity or company.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 31

### Schedule A: Principals

| Name                                  | Title or Status                                   | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Carlos Torres Villa                   | Chair President                                   | 12/2018         | 05/2015              | NA - less than 5% |       491778 |
| Genc Onur                             | Chief Executive Officer                           | 12/2018         | 12/2018              | NA - less than 5% |       519143 |
| Sonia Dula                            | Director                                          | 03/2023         | 03/2023              | NA - less than 5% |       556536 |
| Cristina de Parias Halcon             | Director                                          | 03/2024         | 03/2024              | NA - less than 5% |       564219 |
| Enrique Casanueva Nardiz              | Director                                          | 03/2024         | 03/2024              |  |       564218 |
| Jose Miguel Andres Torecillas         | Director                                          | 03/2015         | 03/2015              | NA - less than 5% |       487479 |
| Jaime Felix Caruana Lacorte           | Director                                          | 03/2018         | 03/2018              | NA - less than 5% |       514614 |
| Raul Catarino Galamba de Oliveira     | Director                                          | 03/2020         | 03/2020              | NA - less than 5% |       529923 |
| Belen Garijo Lopez                    | Director                                          | 03/2012         | 03/2012              |  |       459813 |
| Connie Hedegaard Koksbang             | Director                                          | 03/2022         | 03/2022              |  |       549935 |
| Ana Cristina Peralta Moreno           | Director                                          | 03/2018         | 03/2018              |  |       514299 |
| Ana Leonor Revenga Shanklin           | Director                                          | 03/2020         | 03/2020              | NA - less than 5% |       530110 |
| Carlos Vicente Salazar Lomelin        | Director                                          | 03/2020         | 03/2020              | NA - less than 5% |       530376 |
| Jan Paul Marie Francis Verplancke     | Director                                          | 03/2018         | 03/2018              |  |       458445 |
| Rocio Perez Mies                      | Head of Compliance                                | 12/2020         | 09/1993              | NA - less than 5% |       536929 |
| Luisa Gomez Bravo                     | Chief Financial Officer                           | 09/2023         | 01/1998              | NA - less than 5% |       519652 |
| Regina Gil Hernandez                  | Head of CIB USA                                   | 06/2023         | 01/2004              | NA - less than 5% |       488547 |
| Nicolas Eugene Allano                 | Head of Global Equities                           | 05/2022         | 01/2020              | NA - less than 5% |       549481 |
| Jose Antonio Ordas Porras             | Head of Global Markets                            | 07/2017         | 09/2004              | NA - less than 5% |       459454 |
| Luis Francisco Alarcon Gonzalez       | Head of Global Credit and USA Global Products     | 01/2022         | 11/2011              | NA - less than 5% |       555782 |
| Luis Carlos de Matos Pereira Martins  | Head of G10 Rates & FX                            | 04/2019         | 12/2008              | NA - less than 5% |       509922 |
| Francisco Javier Rodriguez Soler      | Global Head of C&IB                               | 09/2023         | 07/2008              | NA - less than 5% |       559744 |
| Maria de la Paloma Piqueras Hernandez | Head of Regulation & Internal Control CIB         | 11/2022         | 11/1990              | NA - less than 5% |       553893 |
| Roberto Elias Vila Freyer             | Head of Global Sales & Structuring                | 05/2022         | 09/2019              | NA - less than 5% |       528012 |
| Javier Steindl Balestra               | Head of EM Rates and South America                | 05/2023         | 01/2007              | NA - less than 5% |       555140 |
| Diego Crasny Zyman                    | New York Branch General Manager and CFO CIB USA   | 03/2011         | 09/2006              | NA - less than 5% |       407337 |
| Jaime Martin Sanchez                  | Head of Engineering CIB                           | 10/2023         | 03/2001              | NA - less than 5% |       549177 |
| Javier Maria Blanco Bergareche        | Head of Risk                                      | 03/2021         | 07/1994              | NA - less than 5% |       538893 |
| Antonio Joaquin Borraz Peralta        | Head of CIB Finance                               | 08/2022         | 11/1998              | NA - less than 5% |       551751 |
| Gonzalo Romera Lobo                   | Head of Talent & Culture CIB and Business Support | 02/2026         | 07/2001              | NA - less than 5% |       577123 |
| Jorge Montalbo Todoli                 | Director                                          | 03/2026         | 04/2026              | NA - less than 5% |       578045 |

### Schedule B: Explanations

**Description:**
Banco Bilbao Vizcaya Argentaria, S.A (BBVA SA) is the parent company of the BBVA Group. BBVA SA is under direct supervision of the ECB under the Single Supervisory Mechanism. The BBVA Group s activity in Spain is mainly conducted through BBVA SA. The activity in Spain is based on the following business lines: Retail network, Corporate and Business banking, Corporate and Investment Banking (CIB) and Global Markets. Additionally, there are other units part of the group based in Spain, including the insurance company and mutual funds and pension funds. BBVA SA enjoys a solid leadership position in the Spanish market.

**Records Keeper:**

- **Name:** Google (Gmail)

  - **Address:** 1600 Amphitheatre Parkway, Mountain View, CA, 94043

  - **Effective Date:** 01-01-2014

  - **Arrangement:** Communication tool (global use). Gmail: electronic mail & Gmail: chat

- **Name:** Smarsh

  - **Address:** 851 SW 6th Ave 800, Portland, OR, 97204

  - **Effective Date:** 01-01-2014

  - **Arrangement:** Smarsh is used for audio and written recording storage in the United States. Archives Gmail, GChat, Bloomberg mail, Bloomberg chat, LSEG chat, voice recording communication from New York IPC & cisco phone systems

- **Name:** Iron Mountain Inc.

  - **Address:** 85 New Hampshire Avenue, Suite 150, Portsmouth, NH, 03801

  - **Effective Date:** 05-31-2021

  - **Arrangement:** Iron Mountain Inc. is used in the NY Branch shredding services of paper records, warehouse boxes in their storage and moving of selective electronic files from our network drives into a cloud storage.

- **Name:** Recordia

  - **Address:** 17 State Street, 40th Floor, New York, NY, 10004

  - **Effective Date:** 12-14-2023

  - **Arrangement:** Cell phone conversations in Madrid

- **Name:** Cloud (ONSIM)

  - **Address:** 86-90 Paul Street, London, X0, EC2A 4NE

  - **Effective Date:** 01-10-2024

  - **Arrangement:** Cell phone conversations in Germany, France and Italy

- **Name:** Acadia

  - **Address:** 27 Bush Lane, Cannon Green, London, X0, EC4R 0AN

  - **Effective Date:** 09-01-2019

  - **Arrangement:** SaaS to do Initial Margin collateral and counterparty matching. It does online management of BBVA margin calls with counterparties

- **Name:** VOXSMART

  - **Address:** 79-81 Borough Road, London, X0, SE1 1DN

  - **Effective Date:** 03-13-2026

  - **Arrangement:** Communication Surveillance platform

**Onbehalf:**

- **Name:** Bloomberg LP

  - **Address:** 731 Lexington Avenue, New York, NY, 10022

  - **Effective Date:** 11-23-2017

  - **Arrangement:** Bloomberg provides archiving services for records that have been sent to or received from BBVA via the Bloomberg Terminal. Email (communications and confirmations). It also record Instant Messages and any other digital or electronic media that leads to execution

- **Name:** Refinitiv (Reuters)

  - **Address:** 28 Liberty Street, New York, NY, 10005

  - **Effective Date:** 10-01-1999

  - **Arrangement:** Refinitiv provides archiving services for records that have been sent to or received from BBVA Instant Messages and Chat rooms

- **Name:** TriOptima

  - **Address:** Fleminggatan 14, Stockholm, V7, 112 26

  - **Effective Date:** 01-01-2012

  - **Arrangement:** Portfolio Compression

- **Name:** FIN IQ (SOLAR)

  - **Address:** 10 Collyer Quay, #40-00, Ocean Financial Centre, Singapore, U0, 049315

  - **Effective Date:** 01-11-2022

  - **Arrangement:** STW to do the pricing of equity derivative products, with tendency to cross asset class. Main application for Sales to receive client RFQs and set operations orchestrating pricing, booking and documentation workflow

- **Name:** FIN IQ (ePricer)

  - **Address:** 10 Collyer Quay, #40-00, Ocean Financial Centre, Singapore, U0, 049315

  - **Effective Date:** 01-01-2021

  - **Arrangement:** Single Dearer Website, SaaS developed by FinIQ, with annual licenses for BBVA and BBVA clients usage. Currently provides the ability for users to request prices for structured investments in Equity, Credit and Rate investment products as well as facilitates the Click and Trade workflow for some FX structured products

- **Name:** BLOOMBERG SEF LLC

  - **Address:** 731 Lexington Avenue, New York, NY, 10022

  - **Effective Date:** 01-01-1990

  - **Arrangement:** CDS are executed in BBGSEF

- **Name:** LCH Ltd (Rates and FX)

  - **Address:** 28 Liberty Street, 58th Floor, New York, NY, 10005

  - **Effective Date:** 01-08-2012

  - **Arrangement:** Clearing

- **Name:** Eurex Clearing AG

  - **Address:** Mergenthalerallee 61, Eschborn, 2M, 65760

  - **Effective Date:** 11-23-2018

  - **Arrangement:** Clearing

- **Name:** BME Clearing

  - **Address:** Plaza de la Lealtad, 1, Madrid, U3, 28014

  - **Effective Date:** 01-21-2016

  - **Arrangement:** Clearing

- **Name:** CLEARSTREAM

  - **Address:** 42 Av. J-F Kennedy, Ettelbruck, N4, 9053

  - **Effective Date:** 09-24-2018

  - **Arrangement:** Settlement

- **Name:** EUROCLEAR

  - **Address:** 1 Boulevard Du Roi Albert II, Brussels, C9, 1210

  - **Effective Date:** 09-24-2018

  - **Arrangement:** Settlement

- **Name:** CHICAGO MERCANTILE EXCHANGE (CME)

  - **Address:** 20 South Wacker Drive, Chicago, IL, 60606

  - **Effective Date:** 08-13-2018

  - **Arrangement:** OTC derivatives Clearing

- **Name:** ICE Clear

  - **Address:** 1 North End Avenue, New York, NY, 10282

  - **Effective Date:** 02-27-2013

  - **Arrangement:** Clearing

- **Name:** EuroCCP

  - **Address:** Strawinskylaan 1847, Amsterdam, P7, 1077 XX

  - **Effective Date:** 01-25-2016

  - **Arrangement:** Clearing

- **Name:** Tradeweb

  - **Address:** 1177 Avenue of the Americas, New York, NY, 10036

  - **Effective Date:** 09-20-2011

  - **Arrangement:** Any other digital or electronic media that leads to trade execution

- **Name:** DTCC

  - **Address:** 55 Water Street, New York, NY, 10041

  - **Effective Date:** 01-03-2012

  - **Arrangement:** Trade repository for transaction reporting

- **Name:** S&P Global (Markit Wire)

  - **Address:** 25 Ropemaker Street, 4th Floor, London, X0, EC2Y 9LY

  - **Effective Date:** 03-30-2022

  - **Arrangement:** Confirmation, termination, novation, amendment, assignment

- **Name:** S&P Global (Cappitech)

  - **Address:** 55 Water Street, New York, NY, 10004

  - **Effective Date:** 12-05-2022

  - **Arrangement:** Records of transactions executed on a DCM, At-execution data: USI, UPI, LEI; Date and time of execution, to nearest minute using UTC(GMT) & Data reported to a swap data repository, including date and time of report; real time reported data, including date and time of report

**Controlling Entity:**

- **Name:** NICE Actimize

  - **Address:** 221 River St, 10th Floor, Hoboken, NJ, 07030

  - **Effective Date:** 07-22-2016

  - **Arrangement:** Provides real-time fraud prevention, AML detection, and trading surveillance solutions

- **Name:** Fenergo

  - **Address:** Castleforbes House Mayor St, Dublin 1, Dublin, L2, D01 A8N0

  - **Effective Date:** 12-09-2020

  - **Arrangement:** Client onboarding tool (global use)

### Execution

**Date:** 06-02-2026

**Name of Applicant:** BANCO BILBAO VIZCAYA ARGENTARIA, S.A.

**Signature:** Francisco Javier Rodriguez Soler

**Printed Name:** Francisco Javier Rodriguez Soler

**Title:** Global Head of C&IB