# EDGAR Filing Document

**Accession Number:** 0000046374
**File Stem:** 0000046374-26-000003
**Filing Date:** 2026-3
**Character Count:** 2709
**Document Hash:** 0c5f7993f24cb6c348fa62e49c847254
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000046374-26-000003.hdr.sgml**: 20260306

**ACCESSION NUMBER**: 0000046374-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260306

**DATE AS OF CHANGE**: 20260306

**EFFECTIVENESS DATE**: 20260306

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HAZARD & SIEGEL, INC.
- **CENTRAL INDEX KEY:** 0000046374

**ORGANIZATION NAME:**
- **EIN:** 160954584
- **STATE OF INCORPORATION:** NY

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-13942
- **FILM NUMBER:** 26729116

**BUSINESS ADDRESS:**
- **STREET 1:** 5793 WIDEWATERS PARKWAY
- **STREET 2:** SUITE 110
- **CITY:** DEWITT
- **STATE:** NY
- **ZIP:** 13214
- **BUSINESS PHONE:** 315-414-0722

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 157
- **STREET 2:** SUITE 110
- **CITY:** SYRACUSE
- **STATE:** NY
- **ZIP:** 13214

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAZARD & SIEGEL INC                                     /BD
- **DATE OF NAME CHANGE:** 20000101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRACEFFO & HAZARD INC
- **DATE OF NAME CHANGE:** 19710603

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRACEFFO E E & CO
- **DATE OF NAME CHANGE:** 19680601

### Attached PDF Documents

**Attachment 1:** `hssfc.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000046374

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HAZARD & SIEGEL, INC.

**Business Address:** 5793 WIDEWATERS PARKWAY, SUITE 200, DEWITT, NY, 13214

**Contact Person:** David Mullen

**Contact Phone:** 315-414-01722

### Independent Public Accountant Identification

**Accountant Name:** Evans and Bennett, LLC

**Accountant Address:** 373 Spencer St, Suite 101, SYRACUSE, NY, 13204

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David Mullen**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HAZARD & SIEGEL, INC.**, as of **03-06-2026**, are true and correct.

**Signature:** David Mullen

**Title:** Chief Financial Officer

**Notarized:** Yes