# EDGAR Filing Document

**Accession Number:** 0000033533
**File Stem:** 0001174947-26-000080
**Filing Date:** 2026-1
**Character Count:** 8897
**Document Hash:** cc3e4e4a63781d3894378a22d787059b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001174947-26-000080.hdr.sgml**: 20260126

**ACCESSION NUMBER**: 0001174947-26-000080

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260126

**DATE AS OF CHANGE**: 20260126

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ESPEY MFG & ELECTRONICS CORP
- **CENTRAL INDEX KEY:** 0000033533
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRONIC COMPONENTS, NEC [3679]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 141387171
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-19806
- **FILM NUMBER:** 26560441

**BUSINESS ADDRESS:**
- **STREET 1:** 233 BALLSTON AVE
- **STREET 2:** COR. CONGRESS & BALLSTON AVES.
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 5185844100

**MAIL ADDRESS:**
- **STREET 1:** 233 BALLSTON AVE
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ESPEY MANUFACTURING & ELECTRONICS CORP
- **DATE OF NAME CHANGE:** 19920703
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust
- **CENTRAL INDEX KEY:** 0001321399

**ORGANIZATION NAME:**
- **EIN:** 141387171

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** 233 BALLSTON AVE.
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 518-584-4100

**MAIL ADDRESS:**
- **STREET 1:** 233 BALLSTON AVE.
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13G

### Under the Securities Exchange Act of 1934

**(Amendment No. 5)**

**Issuer:** ESPEY MFG & ELECTRONICS CORP

**Title of Class of Securities:** Common Stock

**CUSIP Number:** 296650104

**Date of Event Which Requires Filing of this Statement:** 12/31/2025

**Check the appropriate box to designate the rule pursuant to which this Schedule is filed:**

- [x] Rule 13d-1(b)

- [ ] Rule 13d-1(c)

- [ ] Rule 13d-1(d)

---

| 1. | Names of Reporting Persons<br>Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust | Names of Reporting Persons<br>Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [x] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [x] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>NY | Citizenship or Place of Organization<br>NY |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>189817.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>537345.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>189817.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>537345.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>537345.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>537345.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>18% | Percent of Class Represented by Amount in Row (9)<br>18% |
| 12. | Type of Reporting Person (See Instructions)<br>EP | Type of Reporting Person (See Instructions)<br>EP |

---

**Item 1(a). Name of Issuer:**
ESPEY MFG & ELECTRONICS CORP

**Item 1(b). Address of Issuer's Principal Executive Offices:**
233 Ballston Ave., Saratoga Springs, NY 12866

**Item 2(a). Name of Person Filing:**
Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust, Jennifer Pickering and Kaitlyn O'Neil, Trustees.

**Item 2(b). Address of Principal Business Office:**
233 Ballston Ave., Saratoga Springs, NY  12866

**Item 2(c). Citizenship:**
New York

**Item 2(d). Title of Class of Securities:**
Common Stock

**Item 2(e). CUSIP Number:**
296650104

**Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:**

(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e) [ ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) [x] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j) [ ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), if filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

(k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).

**Item 4. Ownership:**

**(a) Amount beneficially owned:**

537,345
The ESOP holds an aggregate of 537,345 shares of the Company's Common Stock (18% of the outstanding shares).  The ESOP has the sole voting power with respect to shares held by it which have not been allocated to participant accounts, and shared voting power with respect to shares held by it which have been allocated to participant accounts.
Pursuant to the ESOP, participants are entitled to instruct the Trustees as to the voting of shares allocated to their accounts unless the Trustees determine that the instructions would be a violation of ERISA.  Subject to ERISA, the Trustees votes the unallocated shares in the manner directed by the Board of Directors of the Company, which is currently in the same proportion as the instructions received on the allocated shares.
Jennifer Pickering was appointed ESOP Trustee effective July 1, 2024.  Kaitlyn O'Neil was appointed ESOP Trustee effective March 15, 2025.   Jennifer Pickering and Kaitlyn O'Neil disclaim beneficial ownership of the shares held by the ESOP, with the exception, in the case of Ms. Pickering, of 670 shares which are allocated to her account.  Kaitlyn O'Neil does not have any shares allocated to her under the plan.

**(b) Percent of class:**

18

**(c) Number of shares as to which the person has:**

**(i) Sole power to vote or to direct the vote:**

189,817

**(ii) Shared power to vote or to direct the vote:**

537,345

**(iii) Sole power to dispose or to direct the disposition of:**

189,817

**(iv) Shared power to dispose or to direct the disposition of:**

537,345

**Item 5. Ownership of Five Percent or Less of a Class.**

[x] If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person.**

Not Applicable

**Item 7. Identification and Classification of the Subsidiary**

Not Applicable

**Item 8. Identification and Classification of Members of the Group**

Not Applicable

**Item 9. Notice of Dissolution of Group**

Not Applicable

**Item 10. Certification:**

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust**

**Date:** 01/23/2026

**By:** /s/Jennifer M. Pickering

**Name & Title:** Jennifer M. Pickering/Trustee