# EDGAR Filing Document

**Accession Number:** 0000908195
**File Stem:** 0001085146-23-000347
**Filing Date:** 2023-1
**Character Count:** 41384
**Document Hash:** 2dfc134df581bdf5d9fd91b5a1065149
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000347.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001085146-23-000347

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**EFFECTIVENESS DATE**: 20230125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SHUFRO ROSE & CO LLC
- **CENTRAL INDEX KEY:** 0000908195
- **IRS NUMBER:** 135390713
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-04541
- **FILM NUMBER:** 23549772

**BUSINESS ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-754-5111

**MAIL ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHUFRO ROSE EHRMAN
- **DATE OF NAME CHANGE:** 19930624

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SHUFRO ROSE  CO LLC<br>**Address:** 600 LEXINGTON AVENUE<br>15TH FLOOR<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-04541

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Steven J. Glass<br>**Title:** Managing Director<br>**Phone:** 212-754-5100

**Signature, Place, and Date of Signing:**

/s/ Steven J. Glass  New York, NY  01-24-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 342

**Form 13F Information Table Value Total:** $1185143444

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 180 DEGREE CAP CORP | COM NEW | 68235B208 | BBG001SD3FG4 | 406565 | 77001 | SH |  | SOLE |  | 0 | 0 | 77001 |
| 3M CO | COM | 88579Y101 | BBG001S5T7X2 | 2441411 | 20359 | SH |  | SOLE |  | 0 | 0 | 20359 |
| ABB LTD | SPONSORED ADR | 000375204 | BBG001SDDMX9 | 6485363 | 212914 | SH |  | SOLE |  | 0 | 0 | 212914 |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 331456 | 3019 | SH |  | SOLE |  | 0 | 0 | 3019 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 558524 | 3456 | SH |  | SOLE |  | 0 | 0 | 3456 |
| ABRDN GLOBAL INCOME FUND INC | COM | 003013109 | BBG001S5R2X5 | 103148 | 21400 | SH |  | SOLE |  | 0 | 0 | 21400 |
| ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 | BBG001S73FJ4 | 62436 | 11825 | SH |  | SOLE |  | 0 | 0 | 11825 |
| ACACIA RESH CORP | ACACIA TCH COM | 003881307 | BBG001SJLJT9 | 149674 | 35552 | SH |  | SOLE |  | 0 | 0 | 35552 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | BBG001S6C009 | 3341484 | 43651 | SH |  | SOLE |  | 0 | 0 | 43651 |
| AFLAC INC | COM | 001055102 | BBG001S5NGJ4 | 634380 | 8818 | SH |  | SOLE |  | 0 | 0 | 8818 |
| AIR LEASE CORP | CL A | 00912X302 | BBG001T92VD1 | 1283228 | 33400 | SH |  | SOLE |  | 0 | 0 | 33400 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | BBG001S6LJ53 | 399226 | 43300 | SH |  | SOLE |  | 0 | 0 | 43300 |
| ALLSTATE CORP | COM | 020002101 | BBG001S9BM06 | 406801 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | BBG001S7FTC8 | 261415 | 1100 | SH |  | SOLE |  | 0 | 0 | 1100 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 962148 | 10905 | SH |  | SOLE |  | 0 | 0 | 10905 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 1417905 | 15980 | SH |  | SOLE |  | 0 | 0 | 15980 |
| ALTO INGREDIENTS INC | COM | 021513106 | BBG001SCBYZ5 | 40320 | 14000 | SH |  | SOLE |  | 0 | 0 | 14000 |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 | BBG005ZVDK57 | 277854 | 8000 | SH |  | SOLE |  | 0 | 0 | 8000 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 6989220 | 83205 | SH |  | SOLE |  | 0 | 0 | 83205 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 | BBG00Q9MR7Z1 | 334016 | 6035 | SH |  | SOLE |  | 0 | 0 | 6035 |
| AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | BBG001S7Q949 | 316445 | 22668 | SH |  | SOLE |  | 0 | 0 | 22668 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 452263 | 3061 | SH |  | SOLE |  | 0 | 0 | 3061 |
| AMETEK INC | COM | 031100100 | BBG001S5NN54 | 429499 | 3074 | SH |  | SOLE |  | 0 | 0 | 3074 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 11874761 | 45213 | SH |  | SOLE |  | 0 | 0 | 45213 |
| ANSYS INC | COM | 03662Q105 | BBG001S926L8 | 314067 | 1300 | SH |  | SOLE |  | 0 | 0 | 1300 |
| AON PLC | SHS CL A | G0403H108 | BBG00SSQFPR9 | 5402520 | 18000 | SH |  | SOLE |  | 0 | 0 | 18000 |
| APOLLO SR FLOATING RATE FD I | COM | 037636107 | BBG001TCQ4W7 | 652786 | 52900 | SH |  | SOLE |  | 0 | 0 | 52900 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 27735664 | 213466 | SH |  | SOLE |  | 0 | 0 | 213466 |
| ARES CAPITAL CORP | COM | 04010L103 | BBG001SL96Z9 | 17292851 | 936267 | SH |  | SOLE |  | 0 | 0 | 936267 |
| ARTS WAY MFG INC | COM | 043168103 | BBG001S5NVL8 | 49483 | 25639 | SH |  | SOLE |  | 0 | 0 | 25639 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | BBG001SCG0R3 | 232220 | 425 | SH |  | SOLE |  | 0 | 0 | 425 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 566144 | 30752 | SH |  | SOLE |  | 0 | 0 | 30752 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | BBG001S82KF6 | 1435310 | 6009 | SH |  | SOLE |  | 0 | 0 | 6009 |
| AUTOZONE INC | COM | 053332102 | BBG001S6Q5D9 | 7013816 | 2844 | SH |  | SOLE |  | 0 | 0 | 2844 |
| AVERY DENNISON CORP | COM | 053611109 | BBG001S5NZM8 | 26179864 | 144640 | SH |  | SOLE |  | 0 | 0 | 144640 |
| AZEK CO INC | CL A | 05478C105 | BBG00RP7FY15 | 312928 | 15400 | SH |  | SOLE |  | 0 | 0 | 15400 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 1700215 | 51335 | SH |  | SOLE |  | 0 | 0 | 51335 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 132480 | 4000 | PRN | Call | SOLE |  | 0 | 0 | 4000 |
| BAR HBR BANKSHARES | COM | 066849100 | BBG001SB8Q79 | 306030 | 9552 | SH |  | SOLE |  | 0 | 0 | 9552 |
| BELLICUM PHARMACEUTICALS INC | COM NEW | 079481404 | BBG002QJRQ99 | 9318 | 12941 | SH |  | SOLE |  | 0 | 0 | 12941 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | BBG001S902J2 | 468711 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 20831289 | 67437 | SH |  | SOLE |  | 0 | 0 | 67437 |
| BLACKROCK CAP INVT CORP | COM | 092533108 | BBG001SQ1025 | 69001 | 19061 | SH |  | SOLE |  | 0 | 0 | 19061 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | BBG001SK5462 | 245838 | 27285 | SH |  | SOLE |  | 0 | 0 | 27285 |
| BLACKROCK FLOATING RATE INCO | COM | 09255X100 | BBG001SBM043 | 626619 | 55650 | SH |  | SOLE |  | 0 | 0 | 55650 |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | BBG001SB8M69 | 263939 | 25700 | SH |  | SOLE |  | 0 | 0 | 25700 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | BBG001S6TRK0 | 353780 | 36100 | SH |  | SOLE |  | 0 | 0 | 36100 |
| BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | BBG001SFL1C4 | 154806 | 15373 | SH |  | SOLE |  | 0 | 0 | 15373 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | BBG00MS80PP0 | 10898530 | 487630 | SH |  | SOLE |  | 0 | 0 | 487630 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 471463 | 2475 | SH |  | SOLE |  | 0 | 0 | 2475 |
| BORGWARNER INC | COM | 099724106 | BBG001S7F4D2 | 10294856 | 255773 | SH |  | SOLE |  | 0 | 0 | 255773 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 727846 | 10116 | SH |  | SOLE |  | 0 | 0 | 10116 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 279565 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | BBG001S9CFC7 | 1213256 | 18700 | SH |  | SOLE |  | 0 | 0 | 18700 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 | BBG001S5YBB1 | 1615168 | 39930 | SH |  | SOLE |  | 0 | 0 | 39930 |
| CANNAE HLDGS INC | COM | 13765N107 | BBG00GXRNJQ3 | 309750 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 215604 | 900 | SH |  | SOLE |  | 0 | 0 | 900 |
| CBRE GROUP INC | CL A | 12504L109 | BBG001SC2D27 | 1189032 | 15450 | SH |  | SOLE |  | 0 | 0 | 15450 |
| CERUS CORP | COM | 157085101 | BBG001S97DG4 | 140525 | 38500 | SH |  | SOLE |  | 0 | 0 | 38500 |
| CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | BBG00Q741ZS7 | 379294 | 39800 | SH |  | SOLE |  | 0 | 0 | 39800 |
| CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | BBG00Q741ZS7 | 47650 | 5000 | PRN | Call | SOLE |  | 0 | 0 | 5000 |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | BBG001T3TDG2 | 633439 | 1868 | SH |  | SOLE |  | 0 | 0 | 1868 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | BBG001S7W158 | 1702046 | 11350 | SH |  | SOLE |  | 0 | 0 | 11350 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 3222431 | 17953 | SH |  | SOLE |  | 0 | 0 | 17953 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 20110407 | 422133 | SH |  | SOLE |  | 0 | 0 | 422133 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 486171 | 7643 | SH |  | SOLE |  | 0 | 0 | 7643 |
| COEUR MNG INC | COM NEW | 192108504 | BBG001S5PM54 | 50400 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 | BBG001SJYNK5 | 203915 | 8500 | SH |  | SOLE |  | 0 | 0 | 8500 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 | BBG001SG5559 | 417450 | 36300 | SH |  | SOLE |  | 0 | 0 | 36300 |
| COHEN  STEERS REIT  PFD | COM | 19247X100 | BBG001SLK0B5 | 717376 | 35200 | SH |  | SOLE |  | 0 | 0 | 35200 |
| COHEN  STEERS TOTAL RETURN | COM | 19247R103 | BBG001S7G423 | 155321 | 12700 | SH |  | SOLE |  | 0 | 0 | 12700 |
| COHERENT CORP | COM | 19247G107 | BBG001S5S6N6 | 6008159 | 171173 | SH |  | SOLE |  | 0 | 0 | 171173 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 301441 | 8620 | SH |  | SOLE |  | 0 | 0 | 8620 |
| CONOCOPHILLIPS | COM | 20825C104 | BBG001S5TZM2 | 1680438 | 14241 | SH |  | SOLE |  | 0 | 0 | 14241 |
| CONSOLIDATED EDISON INC | COM | 209115104 | BBG001S5QRL4 | 386673 | 4057 | SH |  | SOLE |  | 0 | 0 | 4057 |
| CORNING INC | COM | 219350105 | BBG001S5RLH1 | 31958674 | 1000585 | SH |  | SOLE |  | 0 | 0 | 1000585 |
| CSX CORP | COM | 126408103 | BBG001S5Q7Q3 | 376291 | 12146 | SH |  | SOLE |  | 0 | 0 | 12146 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 1195721 | 12831 | SH |  | SOLE |  | 0 | 0 | 12831 |
| DANA INC | COM | 235825205 | BBG001SRW699 | 661181 | 43700 | SH |  | SOLE |  | 0 | 0 | 43700 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 943272 | 2200 | SH |  | SOLE |  | 0 | 0 | 2200 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | BBG012G21Y06 | 207875 | 6838 | SH |  | SOLE |  | 0 | 0 | 6838 |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 25459W458 | BBG001T6YQM3 | 48350 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 25459W458 | BBG001T6YQM3 | 48350 | 5000 | PRN | Call | SOLE |  | 0 | 0 | 5000 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 3999795 | 46038 | SH |  | SOLE |  | 0 | 0 | 46038 |
| DOLLAR GEN CORP NEW | COM | 256677105 | BBG001T5BM30 | 268659 | 1091 | SH |  | SOLE |  | 0 | 0 | 1091 |
| DOMINION ENERGY INC | COM | 25746U109 | BBG001S5QCP3 | 1245511 | 20312 | SH |  | SOLE |  | 0 | 0 | 20312 |
| DOW INC | COM | 260557103 | BBG00BN96931 | 307026 | 6093 | SH |  | SOLE |  | 0 | 0 | 6093 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | BBG001S5QNR7 | 240056 | 2331 | SH |  | SOLE |  | 0 | 0 | 2331 |
| EATON VANCE FLTING RATE INC | COM | 278279104 | BBG001SM29R7 | 168346 | 15180 | SH |  | SOLE |  | 0 | 0 | 15180 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | BBG001SCBSL3 | 98700 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | BBG001SC5HJ7 | 357738 | 32700 | SH |  | SOLE |  | 0 | 0 | 32700 |
| ECOLAB INC | COM | 278865100 | BBG001S5QRB5 | 2446864 | 16810 | SH |  | SOLE |  | 0 | 0 | 16810 |
| EL PASO ENERGY CAP TR I | PFD CV TR SEC 28 | 283678209 |  | 220692 | 4900 | SH |  | SOLE |  | 0 | 0 | 4900 |
| ELEVANCE HEALTH INC | COM | 036752103 | BBG001S6KBQ8 | 718158 | 1400 | SH |  | SOLE |  | 0 | 0 | 1400 |
| ENBRIDGE INC | COM | 29250N105 | BBG001S6Q6D7 | 811063 | 20743 | SH |  | SOLE |  | 0 | 0 | 20743 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | BBG001S9P0Z1 | 387126 | 16050 | SH |  | SOLE |  | 0 | 0 | 16050 |
| EQUINIX INC | COM | 29444U700 | BBG001SKBNS9 | 1300235 | 1985 | SH |  | SOLE |  | 0 | 0 | 1985 |
| EQUUS TOTAL RETURN INC | COM | 294766100 | BBG001S73WF1 | 111161 | 77735 | SH |  | SOLE |  | 0 | 0 | 77735 |
| ETF SER SOLUTIONS | DISTILLATE US | 26922A321 | BBG00MC56321 | 18537014 | 454339 | SH |  | SOLE |  | 0 | 0 | 454339 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 | BBG001SP8VM0 | 319302 | 3645 | SH |  | SOLE |  | 0 | 0 | 3645 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 7599229 | 68896 | SH |  | SOLE |  | 0 | 0 | 68896 |
| FG GROUP HOLDINGS INC | COM | 302462106 | BBG01C28LTV1 | 158675 | 60563 | SH |  | SOLE |  | 0 | 0 | 60563 |
| FIDELITY MERRIMACK STR TR | LOW DURTIN ETF | 316188408 | BBG00L4J9BR4 | 217712 | 4400 | SH |  | SOLE |  | 0 | 0 | 4400 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | BBG0043NRZR1 | 809760 | 48200 | SH |  | SOLE |  | 0 | 0 | 48200 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | BBG001SLKS51 | 506043 | 53100 | SH |  | SOLE |  | 0 | 0 | 53100 |
| FIRSTHAND TECHNOLOGY VALUE F | COM | 33766Y100 | BBG001TXMGC0 | 12972 | 13708 | SH |  | SOLE |  | 0 | 0 | 13708 |
| FREQUENCY ELECTRS INC | COM | 358010106 | BBG001S5R3V5 | 635776 | 90181 | SH |  | SOLE |  | 0 | 0 | 90181 |
| FRIEDMAN INDS INC | COM | 358435105 | BBG001S5RBJ1 | 401390 | 41000 | SH |  | SOLE |  | 0 | 0 | 41000 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 | BBG001S5NKC2 | 263956 | 1400 | SH |  | SOLE |  | 0 | 0 | 1400 |
| GARTNER INC | COM | 366651107 | BBG001S5SD60 | 295131 | 878 | SH |  | SOLE |  | 0 | 0 | 878 |
| GEN DIGITAL INC | COM | 668771108 | BBG001S5QG38 | 757070 | 35328 | SH |  | SOLE |  | 0 | 0 | 35328 |
| GENCOR INDS INC | COM | 368678108 | BBG001SBCW71 | 238441 | 23608 | SH |  | SOLE |  | 0 | 0 | 23608 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 | BBG001S5PVD5 | 241650 | 2884 | SH |  | SOLE |  | 0 | 0 | 2884 |
| GENERAL MLS INC | COM | 370334104 | BBG001S5RKR2 | 3574913 | 42635 | SH |  | SOLE |  | 0 | 0 | 42635 |
| GENERAL MTRS CO | COM | 37045V100 | BBG001SM1DK6 | 1979063 | 58831 | SH |  | SOLE |  | 0 | 0 | 58831 |
| GETTY RLTY CORP NEW | COM | 374297109 | BBG001S5RQR9 | 203100 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| GILEAD SCIENCES INC | COM | 375558103 | BBG001S6Y1X7 | 291890 | 3400 | SH |  | SOLE |  | 0 | 0 | 3400 |
| GLADSTONE LD CORP | COM | 376549101 | BBG001TB7TR1 | 275250 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| GLOBAL MED REIT INC | COM NEW | 37954A204 | BBG0027F2C05 | 830448 | 87600 | SH |  | SOLE |  | 0 | 0 | 87600 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | BBG001T9BM41 | 583170 | 9950 | SH |  | SOLE |  | 0 | 0 | 9950 |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 381430230 | BBG00NW3TGY3 | 618992 | 12491 | SH |  | SOLE |  | 0 | 0 | 12491 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | BBG00B3QTT09 | 3189478 | 112663 | SH |  | SOLE |  | 0 | 0 | 112663 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | BBG00B0SKXY1 | 908992 | 11940 | SH |  | SOLE |  | 0 | 0 | 11940 |
| GRAINGER W W INC | COM | 384802104 | BBG001S5RRD2 | 723125 | 1300 | SH |  | SOLE |  | 0 | 0 | 1300 |
| GSI TECHNOLOGY INC | COM | 36241U106 | BBG001SFY3K7 | 51900 | 30000 | SH |  | SOLE |  | 0 | 0 | 30000 |
| HAYWARD HLDGS INC | COM | 421298100 | BBG00Z9CCSB9 | 206800 | 22000 | SH |  | SOLE |  | 0 | 0 | 22000 |
| HEALTHCARE SVCS GROUP INC | COM | 421906108 | BBG001S5RTV8 | 182520 | 15210 | SH |  | SOLE |  | 0 | 0 | 15210 |
| HENRY SCHEIN INC | COM | 806407102 | BBG001S6S7F1 | 616996 | 7725 | SH |  | SOLE |  | 0 | 0 | 7725 |
| HERSHEY CO | COM | 427866108 | BBG001S5S148 | 270242 | 1167 | SH |  | SOLE |  | 0 | 0 | 1167 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 601082 | 1903 | SH |  | SOLE |  | 0 | 0 | 1903 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 342023 | 1596 | SH |  | SOLE |  | 0 | 0 | 1596 |
| HOWMET AEROSPACE INC | COM | 443201108 | BBG00DYNJH69 | 321783 | 8165 | SH |  | SOLE |  | 0 | 0 | 8165 |
| HURCO CO | COM | 447324104 | BBG001S5S200 | 334464 | 12800 | SH |  | SOLE |  | 0 | 0 | 12800 |
| IAC INC | COM NEW | 44891N208 | BBG00S1LR2D2 | 310800 | 7000 | SH |  | SOLE |  | 0 | 0 | 7000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | BBG001S5SDX0 | 5747554 | 26090 | SH |  | SOLE |  | 0 | 0 | 26090 |
| IMMUCELL CORP | COM PAR | 452525306 | BBG001S5S3P1 | 380689 | 62408 | SH |  | SOLE |  | 0 | 0 | 62408 |
| IMPINJ INC | COM | 453204109 | BBG001T313Q3 | 272950 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 12901185 | 488127 | SH |  | SOLE |  | 0 | 0 | 488127 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 2022899 | 14358 | SH |  | SOLE |  | 0 | 0 | 14358 |
| INTRUSION INC | COM NEW | 46121E205 | BBG001SDZHG5 | 38710 | 12250 | SH |  | SOLE |  | 0 | 0 | 12250 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | BBG001T0NSB6 | 1049588 | 93881 | SH |  | SOLE |  | 0 | 0 | 93881 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | BBG00KJR0YJ0 | 1643888 | 78355 | SH |  | SOLE |  | 0 | 0 | 78355 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 | BBG00KJR0Z89 | 561771 | 24100 | SH |  | SOLE |  | 0 | 0 | 24100 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | BBG00KJR2GD3 | 3013290 | 147097 | SH |  | SOLE |  | 0 | 0 | 147097 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 | BBG00KJR2J47 | 9757447 | 484481 | SH |  | SOLE |  | 0 | 0 | 484481 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 46138J817 | BBG00KXH4WB4 | 229944 | 10400 | SH |  | SOLE |  | 0 | 0 | 10400 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 46138J791 | BBG00KJR2K35 | 64416041 | 3403754 | SH |  | SOLE |  | 0 | 0 | 3403754 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 | BBG00KJR2NN7 | 53097784 | 375914 | SH |  | SOLE |  | 0 | 0 | 375914 |
| INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | BBG001S72CS2 | 109010 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 674487 | 2533 | SH |  | SOLE |  | 0 | 0 | 2533 |
| INVESCO SR INCOME TR | COM | 46131H107 | BBG001SB0BV3 | 118730 | 31000 | SH |  | SOLE |  | 0 | 0 | 31000 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 | BBG001S70Z49 | 155775 | 15500 | SH |  | SOLE |  | 0 | 0 | 15500 |
| INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | BBG001S71JD4 | 237350 | 23500 | SH |  | SOLE |  | 0 | 0 | 23500 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | BBG003HC3DG9 | 4928402 | 105533 | SH |  | SOLE |  | 0 | 0 | 105533 |
| ISHARES INC | MSCI EQUAL WEITE | 464286681 | BBG001T8MYT8 | 1349828 | 18506 | SH |  | SOLE |  | 0 | 0 | 18506 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 | BBG005DW0468 | 817114 | 17073 | SH |  | SOLE |  | 0 | 0 | 17073 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | BBG001SKXPR1 | 10757054 | 132525 | SH |  | SOLE |  | 0 | 0 | 132525 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | BBG003H6TRS0 | 2723510 | 44184 | SH |  | SOLE |  | 0 | 0 | 44184 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 | BBG003H6TMV7 | 406435 | 7022 | SH |  | SOLE |  | 0 | 0 | 7022 |
| ISHARES TR | CORE S MCP ETF | 464287507 | BBG001SFC7V0 | 381461 | 1577 | SH |  | SOLE |  | 0 | 0 | 1577 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | BBG001SM1QT8 | 348878 | 3597 | SH |  | SOLE |  | 0 | 0 | 3597 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | BBG001SNYBH6 | 637546 | 13896 | SH |  | SOLE |  | 0 | 0 | 13896 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 | BBG001S7XDQ8 | 1107412 | 55789 | SH |  | SOLE |  | 0 | 0 | 55789 |
| ISHARES TR | IBONDS 23 TRM TS | 46436E882 | BBG00RYQY150 | 68769871 | 2784203 | SH |  | SOLE |  | 0 | 0 | 2784203 |
| ISHARES TR | IBONDS DEC2023 | 46435G318 | BBG00GF7ZJL9 | 200138 | 7895 | SH |  | SOLE |  | 0 | 0 | 7895 |
| ISHARES TR | IBONDS DEC2026 | 46435GAA0 | BBG00DST7FD2 | 62080299 | 2658685 | SH |  | SOLE |  | 0 | 0 | 2658685 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 | BBG001SSD858 | 15684747 | 314828 | SH |  | SOLE |  | 0 | 0 | 314828 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 | BBG001SJRVW2 | 241490 | 10550 | SH |  | SOLE |  | 0 | 0 | 10550 |
| ISHARES TR | MSCI ACWI ETF | 464288257 | BBG001S56QV7 | 21842818 | 257338 | SH |  | SOLE |  | 0 | 0 | 257338 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 | BBG0025X2WP7 | 361095 | 5679 | SH |  | SOLE |  | 0 | 0 | 5679 |
| ISHARES TR | MSCI INTL MOMENT | 46434V449 | BBG007WGK4B0 | 490246 | 15902 | SH |  | SOLE |  | 0 | 0 | 15902 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 | BBG007WGM3H4 | 338983 | 10466 | SH |  | SOLE |  | 0 | 0 | 10466 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 2905199 | 40294 | SH |  | SOLE |  | 0 | 0 | 40294 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | BBG004FPV022 | 1049503 | 7192 | SH |  | SOLE |  | 0 | 0 | 7192 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | BBG004TRTWW3 | 13086692 | 114836 | SH |  | SOLE |  | 0 | 0 | 114836 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 493570 | 4678 | SH |  | SOLE |  | 0 | 0 | 4678 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | BBG001SNVWC8 | 981387 | 32145 | SH |  | SOLE |  | 0 | 0 | 32145 |
| ISHARES TR | RESIDENTIAL MULT | 464288562 | BBG001ST7G73 | 205020 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | BBG001S56320 | 424838 | 1983 | SH |  | SOLE |  | 0 | 0 | 1983 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | BBG001S562F8 | 6192357 | 28866 | SH |  | SOLE |  | 0 | 0 | 28866 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | BBG001S561V2 | 230005 | 2183 | SH |  | SOLE |  | 0 | 0 | 2183 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | BBG001SFC7Y7 | 1388124 | 7961 | SH |  | SOLE |  | 0 | 0 | 7961 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | BBG001SLS4Q3 | 1808094 | 17341 | SH |  | SOLE |  | 0 | 0 | 17341 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | BBG001SQZT52 | 341705 | 6500 | SH |  | SOLE |  | 0 | 0 | 6500 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | BBG0059KNK04 | 7904592 | 160434 | SH |  | SOLE |  | 0 | 0 | 160434 |
| J  J SNACK FOODS CORP | COM | 466032109 | BBG001S5SH98 | 2518871 | 16825 | SH |  | SOLE |  | 0 | 0 | 16825 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | BBG00GP26NW0 | 1360465 | 27139 | SH |  | SOLE |  | 0 | 0 | 27139 |
| JACOBS SOLUTIONS INC | COM | 46982L108 | BBG019C1BQS3 | 2536820 | 21128 | SH |  | SOLE |  | 0 | 0 | 21128 |
| JETBLUE AWYS CORP | COM | 477143101 | BBG001S9YPC1 | 69015 | 10651 | SH |  | SOLE |  | 0 | 0 | 10651 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 5538346 | 31352 | SH |  | SOLE |  | 0 | 0 | 31352 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 | BBG001S5WZ84 | 25753556 | 402389 | SH |  | SOLE |  | 0 | 0 | 402389 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 26465641 | 197357 | SH |  | SOLE |  | 0 | 0 | 197357 |
| KAR AUCTION SVCS INC | COM | 48238T109 | BBG001T5L4B0 | 9764676 | 748251 | SH |  | SOLE |  | 0 | 0 | 748251 |
| KELLOGG CO | COM | 487836108 | BBG001S5SJL0 | 536793 | 7535 | SH |  | SOLE |  | 0 | 0 | 7535 |
| KEY TRONIC CORP | COM | 493144109 | BBG001S5SNK2 | 64950 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| KIRBY CORP | COM | 497266106 | BBG001S5SKT9 | 463320 | 7200 | SH |  | SOLE |  | 0 | 0 | 7200 |
| KLA CORP | COM NEW | 482480100 | BBG001S5SLM4 | 2008880 | 5328 | SH |  | SOLE |  | 0 | 0 | 5328 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | BBG001S5S0N9 | 316498 | 1520 | SH |  | SOLE |  | 0 | 0 | 1520 |
| LAM RESEARCH CORP | COM | 512807108 | BBG001S5SW40 | 294210 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| LAUDER ESTEE COS INC | CL A | 518439104 | BBG001S8L5H6 | 3409443 | 13742 | SH |  | SOLE |  | 0 | 0 | 13742 |
| LENNAR CORP | CL A | 526057104 | BBG001S5SRK3 | 16955247 | 187351 | SH |  | SOLE |  | 0 | 0 | 187351 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 | BBG006GNSZX4 | 1532783 | 20097 | SH |  | SOLE |  | 0 | 0 | 20097 |
| LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 | BBG00BFHD836 | 933305 | 23742 | SH |  | SOLE |  | 0 | 0 | 23742 |
| LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | BBG00BFHD9T6 | 6190757 | 158210 | SH |  | SOLE |  | 0 | 0 | 158210 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 16962537 | 46366 | SH |  | SOLE |  | 0 | 0 | 46366 |
| LISTED FD TR | HORIZON KINETICS | 53656F623 | BBG00YV34KZ7 | 25594112 | 813028 | SH |  | SOLE |  | 0 | 0 | 813028 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 475473 | 977 | SH |  | SOLE |  | 0 | 0 | 977 |
| M  T BK CORP | COM | 55261F104 | BBG001S7S2B4 | 338570 | 2334 | SH |  | SOLE |  | 0 | 0 | 2334 |
| MANHATTAN BRDG CAP INC | COM | 562803106 | BBG001SCRDM8 | 1054327 | 197810 | SH |  | SOLE |  | 0 | 0 | 197810 |
| MANITEX INTL INC | COM | 563420108 | BBG001SJY1X9 | 160008 | 40002 | SH |  | SOLE |  | 0 | 0 | 40002 |
| MARATHON PETE CORP | COM | 56585A102 | BBG001S169P1 | 996140 | 8559 | SH |  | SOLE |  | 0 | 0 | 8559 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | BBG001S7QC51 | 236579 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | BBG001SKNNS6 | 712705 | 2050 | SH |  | SOLE |  | 0 | 0 | 2050 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 294363 | 1117 | SH |  | SOLE |  | 0 | 0 | 1117 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | BBG001S7WM61 | 485704 | 43600 | SH |  | SOLE |  | 0 | 0 | 43600 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 1674788 | 21549 | SH |  | SOLE |  | 0 | 0 | 21549 |
| MERCER INTL INC | COM | 588056101 | BBG001S6TK43 | 2139432 | 183800 | SH |  | SOLE |  | 0 | 0 | 183800 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 2415272 | 21769 | SH |  | SOLE |  | 0 | 0 | 21769 |
| METLIFE INC | COM | 59156R108 | BBG001S5T3R8 | 5599393 | 77372 | SH |  | SOLE |  | 0 | 0 | 77372 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 30640601 | 127765 | SH |  | SOLE |  | 0 | 0 | 127765 |
| MONTROSE ENVIRONMENTAL GROUP | COM | 615111101 | BBG005Q29V07 | 400886 | 9031 | SH |  | SOLE |  | 0 | 0 | 9031 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 637225 | 7495 | SH |  | SOLE |  | 0 | 0 | 7495 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 | BBG009DFFWM1 | 57500 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| NATIONAL WESTN LIFE GROUP IN | CL A | 638517102 | BBG008HNHYZ2 | 328770 | 1170 | SH |  | SOLE |  | 0 | 0 | 1170 |
| NEOGEN CORP | COM | 640491106 | BBG001S67B47 | 292355 | 19196 | SH |  | SOLE |  | 0 | 0 | 19196 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | BBG001SD32Z2 | 709500 | 82500 | SH |  | SOLE |  | 0 | 0 | 82500 |
| NEW YORK TIMES CO | CL A | 650111107 | BBG001S90X31 | 1206376 | 37165 | SH |  | SOLE |  | 0 | 0 | 37165 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 358142 | 4284 | SH |  | SOLE |  | 0 | 0 | 4284 |
| NORFOLK SOUTHN CORP | COM | 655844108 | BBG001S5TQJ6 | 260281 | 1056 | SH |  | SOLE |  | 0 | 0 | 1056 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 385201 | 706 | SH |  | SOLE |  | 0 | 0 | 706 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 | BBG001SF5LW6 | 366509 | 4040 | SH |  | SOLE |  | 0 | 0 | 4040 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 | BBG0136WM2Y9 | 69373 | 17045 | SH |  | SOLE |  | 0 | 0 | 17045 |
| NUTRIEN LTD | COM | 67077M108 | BBG00JM9SM69 | 6264952 | 85786 | SH |  | SOLE |  | 0 | 0 | 85786 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 | BBG001S5TS84 | 124700 | 14500 | SH |  | SOLE |  | 0 | 0 | 14500 |
| NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | BBG001SCTFW0 | 112350 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 | BBG001S6R664 | 127400 | 17500 | SH |  | SOLE |  | 0 | 0 | 17500 |
| NUVEEN PFD  INCOME SECS FD | COM | 67072C105 | BBG001SFPML4 | 90624 | 13327 | SH |  | SOLE |  | 0 | 0 | 13327 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 269044 | 1841 | SH |  | SOLE |  | 0 | 0 | 1841 |
| OCCIDENTAL PETE CORP | COM | 674599105 | BBG001S5TZG9 | 233063 | 3700 | SH |  | SOLE |  | 0 | 0 | 3700 |
| OPKO HEALTH INC | COM | 68375N103 | BBG001SD4254 | 47000 | 37600 | SH |  | SOLE |  | 0 | 0 | 37600 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 266472 | 3260 | SH |  | SOLE |  | 0 | 0 | 3260 |
| ORGANON  CO | COMMON STOCK | 68622V106 | BBG00ZQRGW42 | 268966 | 9630 | SH |  | SOLE |  | 0 | 0 | 9630 |
| P  F INDS INC | CL A NEW | 692830508 | BBG001SD3004 | 84754 | 16783 | SH |  | SOLE |  | 0 | 0 | 16783 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | BBG001S6L063 | 257116 | 15232 | SH |  | SOLE |  | 0 | 0 | 15232 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | BBG001S6L063 | 50640 | 3000 | PRN | Call | SOLE |  | 0 | 0 | 3000 |
| PDC ENERGY INC | COM | 69327R101 | BBG001S5V439 | 3163716 | 49838 | SH |  | SOLE |  | 0 | 0 | 49838 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 4801762 | 26579 | SH |  | SOLE |  | 0 | 0 | 26579 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 | BBG001S6F0X0 | 819008 | 86668 | SH |  | SOLE |  | 0 | 0 | 86668 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 4102326 | 80061 | SH |  | SOLE |  | 0 | 0 | 80061 |
| PHILLIPS 66 | COM | 718546104 | BBG00286S4P7 | 228872 | 2199 | SH |  | SOLE |  | 0 | 0 | 2199 |
| PHYSICIANS RLTY TR | COM | 71943U104 | BBG004MF5B76 | 900034 | 62200 | SH |  | SOLE |  | 0 | 0 | 62200 |
| PIMCO INCOME STRATEGY FD | COM | 72201H108 | BBG001SLFJB0 | 175176 | 21600 | SH |  | SOLE |  | 0 | 0 | 21600 |
| PIMCO INCOME STRATEGY FD II | COM | 72201J104 | BBG001S9L7C5 | 221998 | 31400 | SH |  | SOLE |  | 0 | 0 | 31400 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 651708 | 4300 | SH |  | SOLE |  | 0 | 0 | 4300 |
| PROSPECT CAP CORP | COM | 74348T102 | BBG001SM4WF7 | 69900 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| PRUDENTIAL FINL INC | COM | 744320102 | BBG001S97MM7 | 277891 | 2794 | SH |  | SOLE |  | 0 | 0 | 2794 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | BBG001S5V3C1 | 504497 | 8234 | SH |  | SOLE |  | 0 | 0 | 8234 |
| PURE STORAGE INC | CL A | 74624M102 | BBG00212PW10 | 2049816 | 76600 | SH |  | SOLE |  | 0 | 0 | 76600 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | BBG001S5V6N2 | 35200 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | BBG001S5VCG7 | 570636 | 157200 | SH |  | SOLE |  | 0 | 0 | 157200 |
| QUALCOMM INC | COM | 747525103 | BBG001S6VS70 | 16627851 | 151245 | SH |  | SOLE |  | 0 | 0 | 151245 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 | BBG001S9GX43 | 1079436 | 6900 | SH |  | SOLE |  | 0 | 0 | 6900 |
| RAND CAP CORP | COM NEW | 752185207 | BBG001S5VKT5 | 571575 | 42911 | SH |  | SOLE |  | 0 | 0 | 42911 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG001S5X5Q9 | 761593 | 7547 | SH |  | SOLE |  | 0 | 0 | 7547 |
| REALTY INCOME CORP | COM | 756109104 | BBG001S884K0 | 1424004 | 22450 | SH |  | SOLE |  | 0 | 0 | 22450 |
| REDWOOD TR INC | COM | 758075402 | BBG001SBHVP8 | 449540 | 66500 | SH |  | SOLE |  | 0 | 0 | 66500 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | BBG001S6PX49 | 319620 | 443 | SH |  | SOLE |  | 0 | 0 | 443 |
| RENN FD INC | COM | 759720105 | BBG001S79BY0 | 54300 | 30000 | SH |  | SOLE |  | 0 | 0 | 30000 |
| RESEARCH FRONTIERS INC | COM | 760911107 | BBG001S5VML9 | 280292 | 146750 | SH |  | SOLE |  | 0 | 0 | 146750 |
| S GLOBAL INC | COM | 78409V104 | BBG001S5T5M8 | 227089 | 678 | SH |  | SOLE |  | 0 | 0 | 678 |
| S SEED CO | COM | 785135104 | BBG001T8MXB9 | 284603 | 191009 | SH |  | SOLE |  | 0 | 0 | 191009 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 | BBG001S6Q335 | 356034 | 46785 | SH |  | SOLE |  | 0 | 0 | 46785 |
| SAFEGUARD SCIENTIFICS INC | COM NEW | 786449207 | BBG001S5W0J9 | 108162 | 34891 | SH |  | SOLE |  | 0 | 0 | 34891 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 3836757 | 28937 | SH |  | SOLE |  | 0 | 0 | 28937 |
| SANOFI | SPONSORED ADR | 80105N105 | BBG001S5W768 | 241181 | 4980 | SH |  | SOLE |  | 0 | 0 | 4980 |
| SEABOARD CORP DEL | COM | 811543107 | BBG001S5VYZ8 | 539855 | 143 | SH |  | SOLE |  | 0 | 0 | 143 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG001S7SCQ6 | 520849 | 3834 | SH |  | SOLE |  | 0 | 0 | 3834 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 284968 | 2290 | SH |  | SOLE |  | 0 | 0 | 2290 |
| SENECA FOODS CORP NEW | CL A | 817070501 | BBG001S8L1W8 | 749685 | 12300 | SH |  | SOLE |  | 0 | 0 | 12300 |
| SHELL PLC | SPON ADS | 780259305 | BBG0147BN6H1 | 1147542 | 20150 | SH |  | SOLE |  | 0 | 0 | 20150 |
| SIGMATRON INTL INC | COM | 82661L101 | BBG001S7P414 | 47493 | 12368 | SH |  | SOLE |  | 0 | 0 | 12368 |
| SMUCKER J M CO | COM NEW | 832696405 | BBG001S5W3H5 | 580756 | 3665 | SH |  | SOLE |  | 0 | 0 | 3665 |
| SONDER HOLDINGS INC | CLASS A COM | 83542D102 | BBG00Z480P04 | 13724 | 11068 | SH |  | SOLE |  | 0 | 0 | 11068 |
| SONOCO PRODS CO | COM | 835495102 | BBG001S7M9F1 | 1115489 | 18374 | SH |  | SOLE |  | 0 | 0 | 18374 |
| SPARK NETWORKS SE | SPONSORED ADS | 846517100 | BBG00HXSDYM1 | 6500 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 21074377 | 124230 | SH |  | SOLE |  | 0 | 0 | 124230 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 556191 | 1454 | SH |  | SOLE |  | 0 | 0 | 1454 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 | BBG001S63NQ1 | 954655 | 2156 | SH |  | SOLE |  | 0 | 0 | 2156 |
| SPDR SER TR | S BIOTECH | 78464A870 | BBG001SQDKG3 | 651052 | 7844 | SH |  | SOLE |  | 0 | 0 | 7844 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 | BBG00JPZ8T56 | 24934658 | 1390667 | SH |  | SOLE |  | 0 | 0 | 1390667 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 19335300 | 194912 | SH |  | SOLE |  | 0 | 0 | 194912 |
| STEEL CONNECT INC | COM | 858098106 | BBG001S5PXV1 | 14300 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| STRYKER CORPORATION | COM | 863667101 | BBG001S8FR03 | 364535 | 1491 | SH |  | SOLE |  | 0 | 0 | 1491 |
| SYNCHRONY FINANCIAL | COM | 87165B103 | BBG00658F3Q2 | 1445840 | 44000 | SH |  | SOLE |  | 0 | 0 | 44000 |
| TEMPLETON GLOBAL INCOME FD | COM | 880198106 | BBG001S5RKQ3 | 205675 | 47500 | SH |  | SOLE |  | 0 | 0 | 47500 |
| TERADYNE INC | COM | 880770102 | BBG001S5WMZ3 | 443913 | 5082 | SH |  | SOLE |  | 0 | 0 | 5082 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 90537 | 735 | SH |  | SOLE |  | 0 | 0 | 735 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 246360 | 2000 | PRN | Call | SOLE |  | 0 | 0 | 2000 |
| TEXAS INSTRS INC | COM | 882508104 | BBG001S5WYZ7 | 24885471 | 150620 | SH |  | SOLE |  | 0 | 0 | 150620 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 35494573 | 64455 | SH |  | SOLE |  | 0 | 0 | 64455 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 | BBG001S5SBV6 | 202044 | 1202 | SH |  | SOLE |  | 0 | 0 | 1202 |
| TRINITY INDS INC | COM | 896522109 | BBG001S5WVT0 | 313442 | 10600 | SH |  | SOLE |  | 0 | 0 | 10600 |
| UMH PPTYS INC | COM | 903002103 | BBG001S7JRQ3 | 1465100 | 91000 | SH |  | SOLE |  | 0 | 0 | 91000 |
| UNILEVER PLC | SPON ADR NEW | 904767704 | BBG001S5X1K4 | 5993668 | 119040 | SH |  | SOLE |  | 0 | 0 | 119040 |
| UNION PAC CORP | COM | 907818108 | BBG001S5X2M0 | 1191025 | 5752 | SH |  | SOLE |  | 0 | 0 | 5752 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 365586 | 2103 | SH |  | SOLE |  | 0 | 0 | 2103 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 19096372 | 36019 | SH |  | SOLE |  | 0 | 0 | 36019 |
| UNIVERSAL STAINLESS  ALLOY | COM | 913837100 | BBG001S89L94 | 101792 | 14197 | SH |  | SOLE |  | 0 | 0 | 14197 |
| US FOODS HLDG CORP | COM | 912008109 | BBG00C6H6D59 | 267397 | 7860 | SH |  | SOLE |  | 0 | 0 | 7860 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 412676 | 3253 | SH |  | SOLE |  | 0 | 0 | 3253 |
| VALLEY NATL BANCORP | COM | 919794107 | BBG001S7H654 | 254475 | 22500 | SH |  | SOLE |  | 0 | 0 | 22500 |
| VALMONT INDS INC | COM | 920253101 | BBG001S5X650 | 396804 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | BBG001SR42Z0 | 8531109 | 297666 | SH |  | SOLE |  | 0 | 0 | 297666 |
| VANECK MERK GOLD TR | GOLD TRUST | 921078101 | BBG002WYN9L7 | 389941 | 22043 | SH |  | SOLE |  | 0 | 0 | 22043 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | BBG001ST39Q2 | 10258631 | 136273 | SH |  | SOLE |  | 0 | 0 | 136273 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 9461522 | 131703 | SH |  | SOLE |  | 0 | 0 | 131703 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | BBG004N1LGK2 | 623386 | 13143 | SH |  | SOLE |  | 0 | 0 | 13143 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | BBG001SHVTS1 | 7814655 | 38343 | SH |  | SOLE |  | 0 | 0 | 38343 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | BBG001SHVTR2 | 2377288 | 14970 | SH |  | SOLE |  | 0 | 0 | 14970 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 1298509 | 6792 | SH |  | SOLE |  | 0 | 0 | 6792 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 341428 | 2432 | SH |  | SOLE |  | 0 | 0 | 2432 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 750202 | 19246 | SH |  | SOLE |  | 0 | 0 | 19246 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | BBG001T0SKD6 | 447408 | 4352 | SH |  | SOLE |  | 0 | 0 | 4352 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | BBG001T62M74 | 296964 | 5136 | SH |  | SOLE |  | 0 | 0 | 5136 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | BBG001T62KZ7 | 5678060 | 75516 | SH |  | SOLE |  | 0 | 0 | 75516 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 1039639 | 24771 | SH |  | SOLE |  | 0 | 0 | 24771 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 335885 | 8525 | SH |  | SOLE |  | 0 | 0 | 8525 |
| VILLAGE SUPER MKT INC | CL A NEW | 927107409 | BBG001S5X8H3 | 517038 | 22200 | SH |  | SOLE |  | 0 | 0 | 22200 |
| VIRNETX HLDG CORP | COM | 92823T108 | BBG001S7FPB7 | 44460 | 34200 | SH |  | SOLE |  | 0 | 0 | 34200 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 315906 | 1521 | SH |  | SOLE |  | 0 | 0 | 1521 |
| WALKER  DUNLOP INC | COM | 93148P102 | BBG001T0JGM5 | 7219710 | 91994 | SH |  | SOLE |  | 0 | 0 | 91994 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 456401 | 3219 | SH |  | SOLE |  | 0 | 0 | 3219 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | BBG011386VG3 | 527761 | 55671 | SH |  | SOLE |  | 0 | 0 | 55671 |
| WATERS CORP | COM | 941848103 | BBG001S8MDG9 | 274064 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| WENDYS CO | COM | 95058W100 | BBG001S7HBX2 | 2248985 | 99381 | SH |  | SOLE |  | 0 | 0 | 99381 |
| WESTERN ASSET GBL HIGH INC F | COM | 95766B109 | BBG001SLMLM5 | 89658 | 13185 | SH |  | SOLE |  | 0 | 0 | 13185 |
| WESTERN ASSET GLOBAL CORP DE | COM | 95790C107 | BBG001T5WMW5 | 718951 | 56300 | SH |  | SOLE |  | 0 | 0 | 56300 |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | BBG00B0FS9V7 | 464393 | 10281 | SH |  | SOLE |  | 0 | 0 | 10281 |
| WIRELESS TELECOM GROUP INC | COM | 976524108 | BBG001S81N52 | 90395 | 50500 | SH |  | SOLE |  | 0 | 0 | 50500 |
| XYLEM INC | COM | 98419M100 | BBG001V05C73 | 1106585 | 10008 | SH |  | SOLE |  | 0 | 0 | 10008 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 1468821 | 11468 | SH |  | SOLE |  | 0 | 0 | 11468 |
| YUM CHINA HLDGS INC | COM | 98850P109 | BBG00B8N0HH0 | 626726 | 11468 | SH |  | SOLE |  | 0 | 0 | 11468 |

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