# EDGAR Filing Document

**Accession Number:** 0000831114
**File Stem:** 0001145549-23-003270
**Filing Date:** 2023-1
**Character Count:** 105768
**Document Hash:** b441a90683101ec60f6e44ffe8f1bfe6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-003270.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001145549-23-003270

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB FUND, INC.
- **CENTRAL INDEX KEY:** 0000831114
- **IRS NUMBER:** 510312196
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05518
- **FILM NUMBER:** 23557318

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBB FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND INC /DE/
- **DATE OF NAME CHANGE:** 19600201

## Series and Classes Contracts Data

### Boston Partners Long/Short Equity Fund (Series ID: S000001108)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000003001 | INSTITUTIONAL | BPLSX           |
| C000003002 | INVESTOR      | BPLEX           |

## Nport-Ex

---

| | | | |
|:---|:---|:---|:---|
| **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** |
| **BOSTON PARTNERS LONG/SHORT EQUITY FUND** | **BOSTON PARTNERS LONG/SHORT EQUITY FUND** | **BOSTON PARTNERS LONG/SHORT EQUITY FUND** | **BOSTON PARTNERS LONG/SHORT EQUITY FUND** |
| PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS |
| NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) |
|  | NUMBER OF |  |  |
|  | SHARES |  | VALUE |
| **LONG POSITIONS—113.4%** |  |  |  |
| **COMMON STOCKS—93.2%** |  |  |  |
| **Communication Services—5.3%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Alphabet, Inc., Class A\* | 8379 |  | $846195 |
| &nbsp;&nbsp;&nbsp; Baidu, Inc. - SP ADR\* | 6756 |  | 733702 |
| &nbsp;&nbsp;&nbsp; Entravision Communications Corp., Class AƗ | 228008 |  | 1267725 |
| &nbsp;&nbsp;&nbsp; Nexstar Media Group, Inc., Class A(a) | 4613 |  | 874440 |
|  |  |  | 3722062 |
| **Consumer Discretionary—10.4%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Alibaba Group Holding Ltd. - SP ADR\* | 3438 |  | 301031 |
| &nbsp;&nbsp;&nbsp; Arcos Dorados Holdings, Inc., Class A | 137337 |  | 1028653 |
| &nbsp;&nbsp;&nbsp; AutoZone, Inc.\* | 145 |  | 373955 |
| &nbsp;&nbsp;&nbsp; Bowlero Corp.\*(a) | 22805 |  | 318358 |
| &nbsp;&nbsp;&nbsp; Carriage Services, Inc.Ɨ | 16151 |  | 406198 |
| &nbsp;&nbsp;&nbsp; Carter's, Inc.(a) | 6575 |  | 480238 |
| &nbsp;&nbsp;&nbsp; Cavco Industries, Inc.\*(a) | 1576 |  | 361897 |
| &nbsp;&nbsp;&nbsp; JD.com, Inc. - ADR | 11043 |  | 631439 |
| &nbsp;&nbsp;&nbsp; Las Vegas Sands Corp.\*(a) | 4937 |  | 231249 |
| &nbsp;&nbsp;&nbsp; LKQ Corp.Ɨ | 12095 |  | 657121 |
| &nbsp;&nbsp;&nbsp; Perdoceo Education Corp.\* | 42606 |  | 611396 |
| &nbsp;&nbsp;&nbsp; Skechers U.S.A., Inc., Class A\*(a)Ɨ | 8129 |  | 342800 |
| &nbsp;&nbsp;&nbsp; Stellantis NV(a) | 23937 |  | 373896 |
| &nbsp;&nbsp;&nbsp; Stride, Inc.\*Ɨ | 29223 |  | 1034786 |
| &nbsp;&nbsp;&nbsp; Torrid Holdings, Inc.\*(a) | 60561 |  | 245878 |
|  |  |  | 7398895 |
| **Consumer Staples—2.0%** |  |  |  |
| &nbsp;&nbsp;&nbsp; British American Tobacco PLC - SP ADR | 8644 |  | 356738 |
| &nbsp;&nbsp;&nbsp; Coca-Cola European Partners PLC(a) | 7116 |  | 377789 |
| &nbsp;&nbsp;&nbsp; Medifast, Inc. | 1788 |  | 225377 |
| &nbsp;&nbsp;&nbsp; Vector Group Ltd. | 41853 |  | 464568 |
|  |  |  | 1424472 |
| **Energy—6.3%** |  |  |  |
| &nbsp;&nbsp;&nbsp; BP PLC - SP ADR | 22534 |  | 808971 |
| &nbsp;&nbsp;&nbsp; Canadian Natural Resources Ltd.(a) | 25023 |  | 1494374 |
| &nbsp;&nbsp;&nbsp; Devon Energy Corp.# | 3712 |  | 254346 |
| &nbsp;&nbsp;&nbsp; Marathon Petroleum Corp.Ɨ | 8325 |  | 1014068 |
| &nbsp;&nbsp;&nbsp; Schlumberger Ltd.(a) | 7760 |  | 400028 |
| &nbsp;&nbsp;&nbsp; VAALCO Energy, Inc.(a) | 35007 |  | 181336 |
| &nbsp;&nbsp;&nbsp; World Fuel Services Corp. | 11218 |  | 319152 |
|  |  |  | 4472275 |
| **Financials—17.3%** |  |  |  |
| &nbsp;&nbsp;&nbsp; American International Group, Inc.Ɨ | 9924 |  | 626304 |
| &nbsp;&nbsp;&nbsp; Bank of America Corp.(a)Ɨ | 20845 |  | 788983 |
| &nbsp;&nbsp;&nbsp; Bank OZKƗ | 11762 |  | 542816 |
| &nbsp;&nbsp;&nbsp; BGC Partners, Inc., Class AƗ | 226149 |  | 974702 |
| &nbsp;&nbsp;&nbsp; Charles Schwab Corp., (The) | 8044 |  | 663952 |
| &nbsp;&nbsp;&nbsp; Citigroup, Inc.Ɨ | 12182 |  | 589731 |
| &nbsp;&nbsp;&nbsp; Crawford & Co., Class A | 32418 |  | 205206 |
| &nbsp;&nbsp;&nbsp; Evercore, Inc., Class A(a) | 2895 |  | 333446 |
| &nbsp;&nbsp;&nbsp; Fairfax Financial Holdings Ltd. | 1695 |  | 971495 |
| &nbsp;&nbsp;&nbsp; Intercorp Financial Services, Inc. | 10411 |  | 256111 |
| &nbsp;&nbsp;&nbsp; Jefferies Financial Group, Inc.Ɨ | 26471 |  | 1005633 |
| &nbsp;&nbsp;&nbsp; KB Financial Group, Inc. - ADR | 12874 |  | 507364 |
| &nbsp;&nbsp;&nbsp; Morgan Stanley(a)Ɨ | 5273 |  | 490758 |
| &nbsp;&nbsp;&nbsp; OP Bancorp | 9958 |  | 116509 |
| &nbsp;&nbsp;&nbsp; PCB Bancorp | 20111 |  | 374467 |
| &nbsp;&nbsp;&nbsp; Prudential Financial, Inc. | 2964 |  | 320201 |
| &nbsp;&nbsp;&nbsp; Reinsurance Group of America, Inc. | 3591 |  | 518540 |
| &nbsp;&nbsp;&nbsp; Stifel Financial Corp.Ɨ | 16347 |  | 1050295 |
| &nbsp;&nbsp;&nbsp; Wells Fargo & Co. | 18841 |  | 903426 |
| &nbsp;&nbsp;&nbsp; Western Alliance Bancorp(a)Ɨ | 6597 |  | 452158 |
| &nbsp;&nbsp;&nbsp; Willis Towers Watson PLC | 2168 |  | 533675 |
|  |  |  | 12225772 |
| **Health Care—21.2%** |  |  |  |
| &nbsp;&nbsp;&nbsp; AdaptHealth Corp.\* | 13668 |  | 304933 |
| &nbsp;&nbsp;&nbsp; Amgen, Inc.Ɨ | 2936 |  | 840871 |
| &nbsp;&nbsp;&nbsp; Bristol-Myers Squibb Co. | 6447 |  | 517565 |
| &nbsp;&nbsp;&nbsp; Catalyst Pharmaceuticals, Inc.\* | 54923 |  | 921059 |
| &nbsp;&nbsp;&nbsp; Centene Corp.\* | 6059 |  | 527436 |
| &nbsp;&nbsp;&nbsp; Cigna Corp.(a)Ɨ | 3108 |  | 1022190 |
| &nbsp;&nbsp;&nbsp; CVS Health Corp.Ɨ | 12497 |  | 1273194 |
| &nbsp;&nbsp;&nbsp; Elevance Health, Inc.Ɨ | 2600 |  | 1385592 |
| &nbsp;&nbsp;&nbsp; Harrow Health, Inc.\*Ɨ | 43598 |  | 486118 |
| &nbsp;&nbsp;&nbsp; HCA Healthcare, Inc.(a) | 3851 |  | 925087 |
| &nbsp;&nbsp;&nbsp; Henry Schein, Inc.\*(a) | 8125 |  | 657475 |
| &nbsp;&nbsp;&nbsp; Inmode Ltd.\* | 11480 |  | 440717 |
| &nbsp;&nbsp;&nbsp; Jazz Pharmaceuticals PLC\* | 2210 |  | 346771 |
| &nbsp;&nbsp;&nbsp; Johnson & JohnsonƗ | 6071 |  | 1080638 |
| &nbsp;&nbsp;&nbsp; Medtronic PLCƗ | 8535 |  | 674607 |
| &nbsp;&nbsp;&nbsp; Merck & Co., Inc. | 8126 |  | 894835 |
| &nbsp;&nbsp;&nbsp; Novartis AG - SP ADRƗ | 10497 |  | 940111 |
| &nbsp;&nbsp;&nbsp; Quipt Home Medical Corp.\* | 55695 |  | 248957 |
| &nbsp;&nbsp;&nbsp; UnitedHealth Group, Inc.Ɨ# | 1357 |  | 743310 |
| &nbsp;&nbsp;&nbsp; Universal Health Services, Inc., Class B(a)Ɨ | 6219 |  | 813756 |
|  |  |  | 15045222 |
| **Industrials—10.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Acuity Brands, Inc.(a) | 1832 |  | 344947 |
| &nbsp;&nbsp;&nbsp; Barrett Business Services, Inc.Ɨ | 9366 |  | 920959 |
| &nbsp;&nbsp;&nbsp; Builders FirstSource, Inc.\*(a)Ɨ# | 9761 |  | 624021 |
| &nbsp;&nbsp;&nbsp; CACI International, Inc., Class A\* | 1709 |  | 533721 |
| &nbsp;&nbsp;&nbsp; Euroseas Ltd. | 14723 |  | 299907 |
| &nbsp;&nbsp;&nbsp; Forward Air Corp. | 3150 |  | 353965 |
| &nbsp;&nbsp;&nbsp; Galliford Try Holdings PLC | 133023 |  | 252354 |
| &nbsp;&nbsp;&nbsp; Gibraltar Industries, Inc.\*(a) | 5494 |  | 278051 |
| &nbsp;&nbsp;&nbsp; Global Industrial Co. | 8567 |  | 210834 |
| &nbsp;&nbsp;&nbsp; Graham Corp.\*Ɨ | 16965 |  | 162525 |
| &nbsp;&nbsp;&nbsp; Heidrick & Struggles International, Inc.Ɨ | 5251 |  | 155955 |
| &nbsp;&nbsp;&nbsp; Kelly Services, Inc., Class AƗ | 13697 |  | 232712 |
| &nbsp;&nbsp;&nbsp; Korn/Ferry International | 5731 |  | 326839 |
| &nbsp;&nbsp;&nbsp; L B Foster Co., Class A\* | 16718 |  | 157484 |
| &nbsp;&nbsp;&nbsp; Lockheed Martin Corp. | 1179 |  | 572039 |
| &nbsp;&nbsp;&nbsp; Quanta Services, Inc.Ɨ | 2942 |  | 440947 |
| &nbsp;&nbsp;&nbsp; Ryanair Holdings PLC - SP ADR\*(a) | 5119 |  | 387457 |
| &nbsp;&nbsp;&nbsp; UFP Industries, Inc.(a) | 6358 |  | 520466 |
| &nbsp;&nbsp;&nbsp; V2X, Inc.\* | 9511 |  | 384339 |
|  |  |  | 7159522 |
| **Information Technology—15.8%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Arrow Electronics, Inc.\* | 3424 |  | 372326 |
| &nbsp;&nbsp;&nbsp; Box, Inc., Class A\*(a) | 10620 |  | 291519 |
| &nbsp;&nbsp;&nbsp; Capgemini SE - ADRƗ | 7040 |  | 253651 |
| &nbsp;&nbsp;&nbsp; Check Point Software Technologies Ltd.\* | 7186 |  | 954516 |
| &nbsp;&nbsp;&nbsp; Cisco Systems, Inc. | 13691 |  | 680717 |
| &nbsp;&nbsp;&nbsp; Cognizant Technology Solutions Corp., Class AƗ | 11531 |  | 717343 |
| &nbsp;&nbsp;&nbsp; Concentrix Corp.Ɨ | 6841 |  | 837202 |
| &nbsp;&nbsp;&nbsp; Dropbox, Inc., Class A\* | 18459 |  | 434894 |
| &nbsp;&nbsp;&nbsp; Fabrinet\*Ɨ | 2428 |  | 323919 |
| &nbsp;&nbsp;&nbsp; FleetCor Technologies, Inc.\* | 2461 |  | 482848 |
| &nbsp;&nbsp;&nbsp; Genpact Ltd. | 9000 |  | 414990 |
| &nbsp;&nbsp;&nbsp; Global Payments, Inc. | 3696 |  | 383571 |
| &nbsp;&nbsp;&nbsp; Hackett Group, Inc., (The) | 26936 |  | 622222 |
| &nbsp;&nbsp;&nbsp; InterDigital, Inc. | 13494 |  | 676994 |
| &nbsp;&nbsp;&nbsp; Nano Dimension Ltd. - ADR\*(a) | 54344 |  | 134230 |
| &nbsp;&nbsp;&nbsp; Open Text Corp.Ɨ | 10525 |  | 309224 |
| &nbsp;&nbsp;&nbsp; Oracle Corp.Ɨ | 7649 |  | 635096 |
| &nbsp;&nbsp;&nbsp; Perficient, Inc.\* | 2015 |  | 143166 |
| &nbsp;&nbsp;&nbsp; Qorvo, Inc.\* | 2061 |  | 204554 |
| &nbsp;&nbsp;&nbsp; QUALCOMM, Inc. | 5081 |  | 642696 |
| &nbsp;&nbsp;&nbsp; Richardson Electronics Ltd. | 23161 |  | 589216 |
| &nbsp;&nbsp;&nbsp; TD SYNNEX Corp.(a)Ɨ | 2479 |  | 253602 |
| &nbsp;&nbsp;&nbsp; Telefonaktiebolaget LM Ericsson - SP ADR(a)Ɨ | 91733 |  | 584339 |
| &nbsp;&nbsp;&nbsp; Zebra Technologies Corp., Class A\*(a)Ɨ | 878 |  | 237306 |
|  |  |  | 11180141 |
| **Materials—2.7%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Berry Global Group, Inc.Ɨ | 11161 |  | 654034 |
| &nbsp;&nbsp;&nbsp; Dundee Precious Metals, Inc. | 46422 |  | 219143 |
| &nbsp;&nbsp;&nbsp; Ferroglobe PLC\* | 56921 |  | 263544 |
| &nbsp;&nbsp;&nbsp; POSCO Holdings, Inc. - SP ADR(a) | 3822 |  | 218083 |
| &nbsp;&nbsp;&nbsp; Rio Tinto PLC - SP ADR(a)Ɨ | 3562 |  | 244496 |
| &nbsp;&nbsp;&nbsp; Ternium SA - SP ADRƗ | 10040 |  | 316160 |
|  |  |  | 1915460 |
| **Real Estate—2.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Newmark Group, Inc., Class AƗ | 103631 |  | 878791 |
| &nbsp;&nbsp;&nbsp; Service Properties Trust | 42817 |  | 336113 |
| &nbsp;&nbsp;&nbsp; Simon Property Group, Inc. | 2414 |  | 288328 |
|  |  |  | 1503232 |
| TOTAL COMMON STOCKS |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $47,321,134) |  |  | 66047053 |
|  | **NUMBER OF** | **NOTIONAL** |  |
|  | **CONTRACTS** | **AMOUNT** |  |
| **PURCHASED OPTIONS—0.1%** |  |  |  |
| **Call Purchased Options—0.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Activision Blizzard, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 05/19/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;70.00 | 40 | 295800 | 41600 |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL CALL PURCHASED OPTIONS |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Cost $47,521) |  |  | 41600 |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL PURCHASED OPTIONS |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Cost $47,521) |  |  | 41600 |
|  | **NUMBER OF** |  |  |
|  | **SHARES** |  |  |
| **INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL—13.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Mount Vernon Liquid Assets Portfolio, LLC, 4.01%(b) | 9857692 |  | 9857692 |
| TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $9,857,692) |  |  | 9857692 |
| **SHORT-TERM INVESTMENTS—6.2%** |  |  |  |
| &nbsp;&nbsp;&nbsp; MSILF ESG Money Market Portfolio, 3.79%(b) | 303906 |  | 303906 |
| &nbsp;&nbsp;&nbsp; U.S. Bank Money Market Deposit Account, 3.50%(b) | 4079496 |  | 4079496 |
| TOTAL SHORT-TERM INVESTMENTS |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $4,383,402) |  |  | 4383402 |
| TOTAL LONG POSITIONS—113.4% |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $61,609,749) |  |  | 80329747 |
| **SECURITIES SOLD SHORT—(17.3%)** |  |  |  |
| **COMMON STOCKS—(17.3%)** |  |  |  |
| **Communication Services—(1.4%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; AMC Entertainment Holdings, Inc., Class A\* | (24298) |  | (175675) |
| &nbsp;&nbsp;&nbsp; Consolidated Communications Holdings, Inc.\* | (49994) |  | (230972) |
| &nbsp;&nbsp;&nbsp; CTC Communications Group, Inc.\*‡ | (98900) |  | 0 |
| &nbsp;&nbsp;&nbsp; Netflix, Inc.\* | (1825) |  | (557592) |
|  |  |  | (964239) |
| **Consumer Discretionary—(4.9%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Brunswick Corp. | (3167) |  | (234991) |
| &nbsp;&nbsp;&nbsp; Destination XL Group, Inc.\* | (32786) |  | (218355) |
| &nbsp;&nbsp;&nbsp; Dutch Bros, Inc., Class A\* | (7356) |  | (277616) |
| &nbsp;&nbsp;&nbsp; Fiverr International Ltd.\* | (8864) |  | (311747) |
| &nbsp;&nbsp;&nbsp; GrowGeneration Corp.\* | (21460) |  | (145713) |
| &nbsp;&nbsp;&nbsp; Krispy Kreme, Inc. | (17536) |  | (270405) |
| &nbsp;&nbsp;&nbsp; Mister Car Wash, Inc.\* | (17727) |  | (181525) |
| &nbsp;&nbsp;&nbsp; Papa John's International, Inc. | (1965) |  | (163606) |
| &nbsp;&nbsp;&nbsp; Portillo's, Inc., Class A\* | (12876) |  | (259966) |
| &nbsp;&nbsp;&nbsp; Qsound Labs, Inc.\*‡ | (4440) |  | 0 |
| &nbsp;&nbsp;&nbsp; Tesla, Inc.\* | (2558) |  | (498043) |
| &nbsp;&nbsp;&nbsp; Warby Parker, Inc., Class A\* | (11963) |  | (203730) |
| &nbsp;&nbsp;&nbsp; Wingstop, Inc. | (2316) |  | (383321) |
| &nbsp;&nbsp;&nbsp; Workhorse Group, Inc.\* | (81444) |  | (187321) |
| &nbsp;&nbsp;&nbsp; YETI Holdings, Inc.\* | (3317) |  | (148900) |
|  |  |  | (3485239) |
| **Consumer Staples—(0.9%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Amish Naturals, Inc.\*‡ | (25959) |  | 0 |
| &nbsp;&nbsp;&nbsp; Beyond Meat, Inc.\* | (7020) |  | (102422) |
| &nbsp;&nbsp;&nbsp; Freshpet, Inc.\* | (3235) |  | (216810) |
| &nbsp;&nbsp;&nbsp; National Beverage Corp. | (4217) |  | (217302) |
| &nbsp;&nbsp;&nbsp; Oatly Group AB - ADR\* | (51391) |  | (83767) |
| &nbsp;&nbsp;&nbsp; Tattooed Chef, Inc.\* | (14126) |  | (21330) |
|  |  |  | (641631) |
| **Energy—(0.6%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Beard Co.\*‡ | (9710) |  | (1) |
| &nbsp;&nbsp;&nbsp; Enviva, Inc. | (3439) |  | (195163) |
| &nbsp;&nbsp;&nbsp; Green Plains, Inc.\* | (7144) |  | (246897) |
|  |  |  | (442061) |
| **Financials—(0.2%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; P10, Inc., Class A | (14398) |  | (147292) |
| **Health Care—(1.0%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; 10X Genomics, Inc., Class A\* | (2854) |  | (110336) |
| &nbsp;&nbsp;&nbsp; Beam Therapeutics, Inc.\* | (2517) |  | (116260) |
| &nbsp;&nbsp;&nbsp; BodyTel Scientific, Inc.\*‡ | (4840) |  | 0 |
| &nbsp;&nbsp;&nbsp; CareView Communications, Inc.\* | (174320) |  | (5421) |
| &nbsp;&nbsp;&nbsp; Nano-X Imaging Ltd.\* | (11571) |  | (123231) |
| &nbsp;&nbsp;&nbsp; Oak Street Health, Inc.\* | (8396) |  | (181522) |
| &nbsp;&nbsp;&nbsp; Ocugen, Inc.\* | (49589) |  | (77359) |
| &nbsp;&nbsp;&nbsp; Oxford Nanopore Technologies PLC\* | (29323) |  | (90221) |
|  |  |  | (704350) |
| **Industrials—(2.4%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Ameresco, Inc., Class A\* | (3930) |  | (257494) |
| &nbsp;&nbsp;&nbsp; Applied Energetics, Inc.\* | (57676) |  | (115352) |
| &nbsp;&nbsp;&nbsp; Array Technologies, Inc.\* | (11608) |  | (243071) |
| &nbsp;&nbsp;&nbsp; Corporate Resource Services, Inc.\*‡ | (218896) |  | (219) |
| &nbsp;&nbsp;&nbsp; Custom Truck One Source, Inc.\* | (30483) |  | (208504) |
| &nbsp;&nbsp;&nbsp; Daseke, Inc.\* | (26917) |  | (156926) |
| &nbsp;&nbsp;&nbsp; DynaMotive Energy Systems Corp.\*‡ | (72185) |  | (7) |
| &nbsp;&nbsp;&nbsp; Ener1, Inc.\*‡ | (102820) |  | (10) |
| &nbsp;&nbsp;&nbsp; MillerKnoll, Inc. | (12491) |  | (254691) |
| &nbsp;&nbsp;&nbsp; Omega Flex, Inc. | (2769) |  | (266129) |
| &nbsp;&nbsp;&nbsp; Sunrun, Inc.\* | (6324) |  | (206036) |
| &nbsp;&nbsp;&nbsp; Valence Technology, Inc.\*‡ | (27585) |  | (3) |
|  |  |  | (1708442) |
| **Information Technology—(5.3%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Affirm Holdings, Inc.\* | (7213) |  | (100405) |
| &nbsp;&nbsp;&nbsp; ANTs software, Inc.\*‡ | (10334) |  | (1) |
| &nbsp;&nbsp;&nbsp; Bill.com Holdings, Inc.\* | (1701) |  | (204834) |
| &nbsp;&nbsp;&nbsp; Confluent, Inc., Class A\* | (7503) |  | (172794) |
| &nbsp;&nbsp;&nbsp; Consygen, Inc.\*‡ | (200) |  | 0 |
| &nbsp;&nbsp;&nbsp; Crowdstrike Holdings, Inc., Class A\* | (1051) |  | (123650) |
| &nbsp;&nbsp;&nbsp; Flywire Corp.\* | (10982) |  | (238200) |
| &nbsp;&nbsp;&nbsp; Guidewire Software, Inc.\* | (2390) |  | (141751) |
| &nbsp;&nbsp;&nbsp; HashiCorp, Inc., Class A\* | (7738) |  | (211247) |
| &nbsp;&nbsp;&nbsp; Impinj, Inc.\* | (5046) |  | (643617) |
| &nbsp;&nbsp;&nbsp; Interliant, Inc.\*‡ | (600) |  | 0 |
| &nbsp;&nbsp;&nbsp; Lightwave Logic, Inc.\* | (38966) |  | (309000) |
| &nbsp;&nbsp;&nbsp; Marathon Digital Holdings, Inc.\* | (7047) |  | (44537) |
| &nbsp;&nbsp;&nbsp; Matterport, Inc.\* | (21207) |  | (66802) |
| &nbsp;&nbsp;&nbsp; MicroVision, Inc.\* | (42843) |  | (129814) |
| &nbsp;&nbsp;&nbsp; MongoDB, Inc.\* | (855) |  | (130550) |
| &nbsp;&nbsp;&nbsp; nCino, Inc.\* | (9102) |  | (237744) |
| &nbsp;&nbsp;&nbsp; Nestor, Inc.\*‡ | (15200) |  | (2) |
| &nbsp;&nbsp;&nbsp; Procore Technologies, Inc.\* | (3531) |  | (172913) |
| &nbsp;&nbsp;&nbsp; Riot Blockchain, Inc.\* | (13735) |  | (63868) |
| &nbsp;&nbsp;&nbsp; SentinelOne, Inc., Class A\* | (3018) |  | (43761) |
| &nbsp;&nbsp;&nbsp; Tiger Telematics, Inc.\*‡ | (6510) |  | 0 |
| &nbsp;&nbsp;&nbsp; UiPath, Inc., Class A\* | (16980) |  | (211741) |
| &nbsp;&nbsp;&nbsp; Uni-Pixel, Inc.\* | (19665) |  | 0 |
| &nbsp;&nbsp;&nbsp; Unity Software, Inc.\* | (7603) |  | (300395) |
| &nbsp;&nbsp;&nbsp; Wolfspeed, Inc.\* | (2244) |  | (204025) |
| &nbsp;&nbsp;&nbsp; Worldgate Communications, Inc.\*‡ | (582655) |  | (58) |
| &nbsp;&nbsp;&nbsp; XRiver Corp.\*‡ | (34156) |  | 0 |
|  |  |  | (3751709) |
| **Materials—(0.4%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Lithium Americas Corp.\* | (6530) |  | (163120) |
| &nbsp;&nbsp;&nbsp; Mountain Province Diamonds, Inc.\* | (4735) |  | (1936) |
| &nbsp;&nbsp;&nbsp; PureCycle Technologies, Inc.\* | (18110) |  | (125683) |
|  |  |  | (290739) |
| **Real Estate—(0.2%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; WeWork, Inc., Class A\* | (50761) |  | (140100) |
| TOTAL COMMON STOCKS |  |  |  |
| &nbsp;&nbsp;&nbsp; (Proceeds $(22043522)) |  |  | (12275802) |
| TOTAL SECURITIES SOLD SHORT—(17.3%) |  |  |  |
| &nbsp;&nbsp;&nbsp; (Proceeds $(22043522)) |  |  | (12275802) |
|  | NUMBER OF | NOTIONAL |  |
|  | CONTRACTS | AMOUNT |  |
| **OPTIONS WRITTEN ƗƗ—(0.1%)** |  |  |  |
| **Call Options Written—(0.1%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Builders FirstSource, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 06/16/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 75.00 | (77) | (492261) | (39655) |
| &nbsp;&nbsp;&nbsp; UnitedHealth Group, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 01/20/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 560.00 | (11) | (602536) | (13200) |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL CALL OPTIONS WRITTEN |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Premiums received $(149358)) |  |  | (52855) |
| **Put Options Written—(0.0%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Activision Blizzard, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 01/19/2024, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 52.50 | (66) | (488070) | (10395) |
| &nbsp;&nbsp;&nbsp; Devon Energy Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 01/20/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 55.00 | (56) | (383712) | (5320) |
| &nbsp;&nbsp;&nbsp; Silicon Motion Technology Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 03/17/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; 45.00 | (79) | (498490) | (20935) |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL PUT OPTIONS WRITTEN |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Premiums received $(93611)) |  |  | (36650) |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL OPTIONS WRITTEN |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Premiums received $(242970)) |  |  | (89505) |
| OTHER ASSETS IN EXCESS OF LIABILITIES—4.0% |  |  | 2859843 |
| NET ASSETS—100.0% |  |  | $70824283 |

---

---

| | |
|:---|:---|
| ADR | American Depositary Receipt |
| PLC | Public Limited Company |
| SP ADR | Sponsored American Depositary Receipt |
| \* | Non-income producing. |
| (a) | All or a portion of the security is on loan. At November 30, 2022, the market value of securities on loan was $9,784,880. |
| (b) | The rate shown is as of November 30, 2022. |
| Ɨ | Security position is either entirely or partially held in a segregated account as collateral for securities sold short. |
| # | Security segregated as collateral for options written. |
| ƗƗ | Primary risk exposure is equity contracts. |
| ‡ | Security has been valued at fair market value using significant unobservable inputs as determined in good faith by or under the direction of The RBB Fund, Inc.'s Board of Directors. As of November 30, 2022, these securities amounted to $(300) or 0.0% of net assets. |
| Industry classifications may be different than those used for compliance monitoring purposes. | Industry classifications may be different than those used for compliance monitoring purposes. |

---

------

---

| |
|:---|
| **BOSTON PARTNERS INVESTMENT FUNDS** |
| **BOSTON PARTNERS LONG/SHORT EQUITY FUND** |
| **NOTES TO PORTFOLIO OF INVESTMENTS** |
| **NOVEMBER 30, 2022 (UNAUDITED)** |

---

**PORTFOLIO VALUATION** — The Boston Partners Long/Short Equity Fund's (the "Fund") net asset value ("NAV") is calculated once daily at the close of regular trading hours on the New York Stock Exchange ("NYSE") (generally 4:00 p.m. Eastern time) on each day the NYSE is open. Securities held by the Fund are valued using the closing price or the last sale price on a national securities exchange or the National Association of Securities Dealers Automatic Quotation System ("NASDAQ") market system where they are primarily traded. Equity securities traded in the over-the-counter ("OTC") market are valued at their closing prices. If there were no transactions on that day, securities traded principally on an exchange or on NASDAQ will be valued at the mean of the last bid and ask prices prior to the market close. Fixed income securities are valued using an independent pricing service, which considers such factors as security prices, yields, maturities and ratings, and are deemed representative of market values at the close of the market. Foreign securities are valued based on prices from the primary market in which they are traded, and are translated from the local currency into U.S. dollars using current exchange rates. Investments in other open-end investment companies, if any, are valued based on the NAV of the investment companies (which may use fair value pricing as disclosed in their prospectuses). Options for which the primary market is a national securities exchange are valued at the last sale price on the exchange on which they are traded, or, in the absence of any sale, will be valued at the mean of the last bid and ask prices prior to the market close. Options not traded on a national securities exchange are valued at the last quoted bid price for long option positions and the closing ask price for short option positions. If market quotations are unavailable or deemed unreliable, securities will be valued in accordance with procedures adopted by the Company's Board of Directors (the "Board"). Relying on prices supplied by pricing services or dealers or using fair valuation may result in values that are higher or lower than the values used by other investment companies and investors to price the same investments. Such procedures use fundamental valuation methods, which may include, but are not limited to, an analysis of the effect of any restrictions on the resale of the security, industry analysis and trends, significant changes in the issuer's financial position, and any other event which could have a significant impact on the value of the security. Determination of fair value involves subjective judgment as the actual market value of a particular security can be established only by negotiations between the parties in a sales transaction, and the difference between the recorded fair value and the value that would be received in a sale could be significant. The Fund may use fair value pricing more frequently for securities traded primarily in non-U.S. markets because, among other things, most foreign markets close well before the Fund values its securities, generally as of 4:00 p.m. Eastern time. The earlier close of these foreign markets gives rise to the possibility that significant events, including broad market moves, government actions or pronouncements, aftermarket trading, or news events may have occurred in the interim. To account for this, the Fund may value foreign securities using fair value prices based on third-party vendor modeling tools (international fair value pricing).

---

| |
|:---|
| **FAIR VALUE MEASUREMENTS** — The inputs and valuation techniques used to measure fair value of the Fund's investments are summarized into three levels as described in the hierarchy below: |
| • Level 1 — Prices are determined using quoted prices in active markets for identical securities. |
| • Level 2 — Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). |
| • Level 3 — Prices are determined using significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). |
| The inputs or methodologies used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. |
| The following is a summary of the inputs used, as of November 30, 2022, in valuing the Fund's investments carried at fair value: |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
|  | **TOTAL** | **LEVEL 1** | **LEVEL 2** | **LEVEL 3** | **INVESTMENTS MEASURED AT NET ASSET VALUE\*** |
| Common Stock |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Communication Services | $3722062 | $3722062 | $- | $- | $- |
| &nbsp;&nbsp;&nbsp; Consumer Discretionary | 7398895 | 7398895 | - | - | - |
| &nbsp;&nbsp;&nbsp; Consumer Staples | 1424472 | 1424472 | - | - | - |
| &nbsp;&nbsp;&nbsp; Energy | 4472275 | 4472275 | - | - | - |
| &nbsp;&nbsp;&nbsp; Financials | 12225772 | 12225772 | - | - | - |
| &nbsp;&nbsp;&nbsp; Health Care | 15045222 | 15045222 | - | - | - |
| &nbsp;&nbsp;&nbsp; Industrials | 7159522 | 7159522 | - | - | - |
| &nbsp;&nbsp;&nbsp; Information Technology | 11180141 | 11180141 | - | - | - |
| &nbsp;&nbsp;&nbsp; Materials | 1915460 | 1915460 | - | - | - |
| &nbsp;&nbsp;&nbsp; Real Estate | 1503232 | 1503232 | - | - | - |
| Purchased Options | 41600 | - | 41600 | - | - |
| Investments Purchased with Proceeds from Securities Lending Collateral | 9857692 | - | - | - | 9857692 |
| Short-Term Investments | 4383402 | 4383402 | - | - | - |
| Total Assets | $80329747 | $70430455 | $41600 | $- | $9857692 |
|  | **TOTAL** | **LEVEL 1** | **LEVEL 2** | **LEVEL 3** | **INVESTMENTS MEASURED AT NET ASSET VALUE\*** |
| Securities Sold Short |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Communication Services | $(964239) | $(964239) | $- | $- | $- |
| &nbsp;&nbsp;&nbsp; Consumer Discretionary | (3485239) | (3485239) | - | - | - |
| &nbsp;&nbsp;&nbsp; Consumer Staples | (641631) | (641631) | - | - | - |
| &nbsp;&nbsp;&nbsp; Energy | (442061) | (442060) | (1 | - | - |
| &nbsp;&nbsp;&nbsp; Financials | (147292) | (147292) | - | - | - |
| &nbsp;&nbsp;&nbsp; Health Care | (704350) | (614129) | (90221 | - | - |
| &nbsp;&nbsp;&nbsp; Industrials | (1708442) | (1708203) | - | (239 | - |
| &nbsp;&nbsp;&nbsp; Information Technology | (3751709) | (3751648) | - | (61 | - |
| &nbsp;&nbsp;&nbsp; Materials | (290739) | (290739) | - | - | - |
| &nbsp;&nbsp;&nbsp; Real Estate | (140100) | (140100) | - | - | - |
| Options Written |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Equity Contracts | (89505) | (18520) | (70985 | - | - |
| Total Liabilities | $(12365307) | $(12203800) | $(161207 | $(300 | $- |

---

\*Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy included to reconcile to the amounts presented in the Portfolio of Investments.

\*\* Value equals zero as of the end of the reporting period.

At the end of each quarter, management evaluates the classification of Levels 1, 2 and 3 assets and liabilities. Various factors are considered, such as changes in liquidity from the prior reporting period; whether or not a broker is willing to execute at the quoted price; the depth and consistency of prices from third party pricing services; and the existence of contemporaneous, observable trades in the market. Additionally, management evaluates the classification of Level 1, 2 and 3 assets and liabilities on a quarterly basis for changes in listings or delistings on national exchanges. &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Due to the inherent uncertainty of determining the fair value of investments that do not have a readily available market value, the fair value of the Fund's investments may fluctuate from period to period. Additionally, the fair value of investments may differ significantly from the values that would have been used had a ready market existed for such investments and may differ materially from the values the Fund may ultimately realize. Further, such investments may be subject to legal and other restrictions on resale or otherwise less liquid than publicly traded securities. &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

For fair valuations using significant unobservable inputs, U.S. generally accepted accounting principles ("U.S. GAAP") requires the Fund to present a reconciliation of the beginning to ending balances for reported market values that presents changes attributable to total realized and unrealized gains or losses, purchase and sales, and transfers in and out of Level 3 during the period. Transfers in and out between levels are based on values at the end of the period. A reconciliation of Level 3 investments is presented only when the Fund had an amount of Level 3 investments at the end of the reporting period that was meaningful in relation to its net assets. The amounts and reasons for all Level 3 transfers are disclosed if the Fund had an amount of total Level 3 transfers during the reporting period that was meaningful in relation to its net assets as of the end of the reporting period.

---

| |
|:---|
| For the period ended November 30, 2022, the Fund had no significant Level 3 transfers. |
| For more information with regard to significant accounting policies, see the most recent semi-annual or annual report filed with the Securities and Exchange Commission. |
| For more information with regard to significant accounting policies, see the most recent semi-annual or annual report filed with the Securities and Exchange Commission. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund, Inc.

- **b. Investment Company Act file number:** 811-05518

- **c. CIK number of Registrant:** 0000831114

- **d. LEI of Registrant:** 5493005KKD0GVHSW0D29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-5366

**Item A.2. Information about the Series.**

- **a. Name of Series:** Boston Partners Long/Short Equity Fund

- **b. EDGAR series identifier (if any):** S000001108

- **c. LEI of Series:** 5493002XWU4JZC2VK520

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $93725613.40

**Total Liabilities:** $22886861.31

**Net Assets:** $70838752.09

**Cash Not Reported:** $12848412.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000003001 | -5.70%               | 8.21%                | 5.92%                |
| Class ID C000003002 | -5.66%               | 8.12%                | 5.94%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $710690.15               | $-4838623.03                               |
| Month 2  | $1003326.02              | $4599853.99                                |
| Month 3  | $2255780.07              | $1758197.45                                |

**Designated Index Information**

- **Index Name:** S&P 500 Index

- **Index Identifier:** SPX

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| American International Group I            | American International Group Inc          | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |      9924 | NS      | $626303.64    | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Amgen Inc                                 | Amgen Inc                                 | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      2936 | NS      | $840870.40    | 1.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Amish Naturals Inc                        | Amish Naturals Inc                        | CUSIP: 031539109<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -25959 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| Elevance Health Inc                       | Elevance Health Inc                       | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      2600 | NS      | $1385592.00   | 1.96%             |  |  |  | No            | 1                  | On Loan: No      |
| ANTs software inc                         | ANTs software inc                         | CUSIP: 037271103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -10334 | NS      | $-1.03        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Applied Energetics Inc                    | Applied Energetics Inc                    | CUSIP: 03819M106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -57676 | NS      | $-115352.00   | -0.16%            |  |  |  | No            | 1                  | On Loan: No      |
| Array Technologies Inc                    | Array Technologies Inc                    | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Short            | EC               | CORP              | US        |    -11608 | NS      | $-243071.52   | -0.34%            |  |  |  | No            | 1                  | On Loan: No      |
| Arrow Electronics Inc                     | Arrow Electronics Inc                     | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |      3424 | NS      | $372325.76    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| AutoZone Inc                              | AutoZone Inc                              | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       145 | NS      | $373955.00    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| BGC Partners Inc                          | BGC Partners Inc                          | CUSIP: 05541T101<br>LEI: TF1LXM1YNB81WKUH5G19 | Long             | EC               | CORP              | US        |    226149 | NS      | $974702.19    | 1.38%             |  |  |  | No            | 1                  | On Loan: No      |
| BP PLC                                    | BP PLC                                    | CUSIP: 055622104<br>LEI: 213800LH1BZH3DI6G760 | Long             | EC               | CORP              | GB        |     22534 | NS      | $808970.60    | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| Baidu Inc                                 | Baidu Inc                                 | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               | CORP              | CN        |      6756 | NS      | $733701.60    | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| Bank of America Corp                      | Bank of America Corp                      | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     20845 | NS      | $788983.25    | 1.11%             |  |  |  | No            | 1                  | On Loan: —       |
| Bank OZK                                  | Bank OZK                                  | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |     11762 | NS      | $542816.30    | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| Barrett Business Services Inc             | Barrett Business Services Inc             | CUSIP: 068463108<br>LEI: 529900HXB6TMG0SR9Y34 | Long             | EC               | CORP              | US        |      9366 | NS      | $920958.78    | 1.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Beam Therapeutics Inc                     | Beam Therapeutics Inc                     | CUSIP: 07373V105<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -2517 | NS      | $-116260.23   | -0.16%            |  |  |  | No            | 1                  | On Loan: No      |
| Beard Co/The                              | Beard Co/The                              | CUSIP: 07384R408<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -9710 | NS      | $-0.97        | -0.00%            |  |  |  | No            | 2                  | On Loan: No      |
| Berry Global Group Inc                    | Berry Global Group Inc                    | CUSIP: 08579W103<br>LEI: 549300G6KKUMMXM8NH73 | Long             | EC               | CORP              | US        |     11161 | NS      | $654034.60    | 0.92%             |  |  |  | No            | 1                  | On Loan: No      |
| Beyond Meat Inc                           | Beyond Meat Inc                           | CUSIP: 08862E109<br>LEI: 549300XQ946NCE51DR09 | Short            | EC               | CORP              | US        |     -7020 | NS      | $-102421.80   | -0.14%            |  |  |  | No            | 1                  | On Loan: No      |
| Bill.com Holdings Inc                     | Bill.com Holdings Inc                     | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Short            | EC               | CORP              | US        |     -1701 | NS      | $-204834.42   | -0.29%            |  |  |  | No            | 1                  | On Loan: No      |
| BodyTel Scientific Inc                    | BodyTel Scientific Inc                    | CUSIP: 097000103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -4840 | NS      | $-0.48        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Bowlero Corp                              | Bowlero Corp                              | CUSIP: 10258P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22805 | NS      | $318357.80    | 0.45%             |  |  |  | No            | 1                  | On Loan: —       |
| Box Inc                                   | Box Inc                                   | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     10620 | NS      | $291519.00    | 0.41%             |  |  |  | No            | 1                  | On Loan: —       |
| Bristol-Myers Squibb Co                   | Bristol-Myers Squibb Co                   | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      6447 | NS      | $517565.16    | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| British American Tobacco PLC              | British American Tobacco PLC              | CUSIP: 110448107<br>LEI: 213800FKA5MF17RJKT63 | Long             | EC               | CORP              | GB        |      8644 | NS      | $356737.88    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Brunswick Corp/DE                         | Brunswick Corp/DE                         | CUSIP: 117043109<br>LEI: YM4O38W15AX4YLLQKU27 | Short            | EC               | CORP              | US        |     -3167 | NS      | $-234991.40   | -0.33%            |  |  |  | No            | 1                  | On Loan: No      |
| Builders FirstSource Inc                  | Builders FirstSource Inc                  | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |      9761 | NS      | $624020.73    | 0.88%             |  |  |  | No            | 1                  | On Loan: —       |
| Cigna Corp                                | Cigna Corp                                | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |      3108 | NS      | $1022190.12   | 1.44%             |  |  |  | No            | 1                  | On Loan: —       |
| CTC Communications Group Inc              | CTC Communications Group Inc              | CUSIP: 126419100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -98900 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| CVS Health Corp                           | CVS Health Corp                           | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     12497 | NS      | $1273194.36   | 1.80%             |  |  |  | No            | 1                  | On Loan: No      |
| CACI International Inc                    | CACI International Inc                    | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |      1709 | NS      | $533720.70    | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Canadian Natural Resources Ltd            | Canadian Natural Resources Ltd            | CUSIP: 136385101<br>LEI: 549300T15RIMIKZC5Q38 | Long             | EC               | CORP              | CA        |     25023 | NS      | $1494373.56   | 2.11%             |  |  |  | No            | 1                  | On Loan: —       |
| Capgemini SE                              | Capgemini SE                              | CUSIP: 13961R100<br>LEI: 96950077L0TN7BAROX36 | Long             | EC               | CORP              | FR        |      7040 | NS      | $253651.20    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| CareView Communications Inc               | CareView Communications Inc               | CUSIP: 141743104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -174320 | NS      | $-5421.35     | -0.01%            |  |  |  | No            | 1                  | On Loan: No      |
| Carriage Services Inc                     | Carriage Services Inc                     | CUSIP: 143905107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16151 | NS      | $406197.65    | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Carter's Inc                              | Carter's Inc                              | CUSIP: 146229109<br>LEI: 5299003WAQK4R3L3ZU36 | Long             | EC               | CORP              | US        |      6575 | NS      | $480238.00    | 0.68%             |  |  |  | No            | 1                  | On Loan: —       |
| Omega Flex Inc                            | Omega Flex Inc                            | CUSIP: 682095104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -2769 | NS      | $-266128.59   | -0.38%            |  |  |  | No            | 1                  | On Loan: No      |
| Open Text Corp                            | Open Text Corp                            | CUSIP: 683715106<br>LEI: 549300HP7ONDQODZJV16 | Long             | EC               | CORP              | CA        |     10525 | NS      | $309224.50    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Oracle Corp                               | Oracle Corp                               | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |      7649 | NS      | $635096.47    | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| PCB Bancorp                               | PCB Bancorp                               | CUSIP: 69320M109<br>LEI: 549300E5CI0LZ8Q25890 | Long             | EC               | CORP              | US        |     20111 | NS      | $374466.82    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| POSCO Holdings Inc                        | POSCO Holdings Inc                        | CUSIP: 693483109<br>LEI: 988400E5HRVX81AYLM04 | Long             | EC               | CORP              | KR        |      3822 | NS      | $218083.32    | 0.31%             |  |  |  | No            | 1                  | On Loan: —       |
| P10 Inc                                   | P10 Inc                                   | CUSIP: 69376K106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -14398 | NS      | $-147291.54   | -0.21%            |  |  |  | No            | 1                  | On Loan: No      |
| Papa John's International Inc             | Papa John's International Inc             | CUSIP: 698813102<br>LEI: HZYLD3DK5XOX0WBVNB56 | Short            | EC               | CORP              | US        |     -1965 | NS      | $-163605.90   | -0.23%            |  |  |  | No            | 1                  | On Loan: No      |
| 10X Genomics Inc                          | 10X Genomics Inc                          | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Short            | EC               | CORP              | US        |     -2854 | NS      | $-110335.64   | -0.16%            |  |  |  | No            | 1                  | On Loan: No      |
| Ternium SA                                | Ternium SA                                | CUSIP: 880890108<br>LEI: 529900QG4KU23TEI2E46 | Long             | EC               | CORP              | LU        |     10040 | NS      | $316159.60    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Tesla Inc                                 | Tesla Inc                                 | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Short            | EC               | CORP              | US        |     -2558 | NS      | $-498042.60   | -0.70%            |  |  |  | No            | 1                  | On Loan: No      |
| Perdoceo Education Corp                   | Perdoceo Education Corp                   | CUSIP: 71363P106<br>LEI: 529900X5PCA184O9LY90 | Long             | EC               | CORP              | US        |     42606 | NS      | $611396.10    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Perficient Inc                            | Perficient Inc                            | CUSIP: 71375U101<br>LEI: 549300HTBXKL2755T650 | Long             | EC               | CORP              | US        |      2015 | NS      | $143165.75    | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Tiger Telematics Inc                      | Tiger Telematics Inc                      | CUSIP: 88673X207<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -6510 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| Torrid Holdings Inc                       | Torrid Holdings Inc                       | CUSIP: 89142B107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60561 | NS      | $245877.66    | 0.35%             |  |  |  | No            | 1                  | On Loan: —       |
| U.S. Bank Money Market Deposit Account    | U.S. Bank Money Market Deposit Account    | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   4079496 | NS      | $4079496.04   | 5.76%             |  |  |  | No            | 1                  | On Loan: No      |
| UFP Industries Inc                        | UFP Industries Inc                        | CUSIP: 90278Q108<br>LEI: 5493007KB485C9OV5572 | Long             | EC               | CORP              | US        |      6358 | NS      | $520465.88    | 0.73%             |  |  |  | No            | 1                  | On Loan: —       |
| UiPath Inc                                | UiPath Inc                                | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Short            | EC               | CORP              | US        |    -16980 | NS      | $-211740.60   | -0.30%            |  |  |  | No            | 1                  | On Loan: No      |
| Uni-Pixel Inc                             | Uni-Pixel Inc                             | CUSIP: 904572203<br>LEI: 5493001SOJFEYRJCME48 | Short            | EC               | CORP              | US        |    -19665 | NS      | $-0.02        | -0.00%            |  |  |  | No            | 1                  | On Loan: No      |
| Portillo's Inc                            | Portillo's Inc                            | CUSIP: 73642K106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -12876 | NS      | $-259966.44   | -0.37%            |  |  |  | No            | 1                  | On Loan: No      |
| Procore Technologies Inc                  | Procore Technologies Inc                  | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Short            | EC               | CORP              | US        |     -3531 | NS      | $-172913.07   | -0.24%            |  |  |  | No            | 1                  | On Loan: No      |
| UnitedHealth Group Inc                    | UnitedHealth Group Inc                    | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      1357 | NS      | $743310.32    | 1.05%             |  |  |  | No            | 1                  | On Loan: No      |
| Unity Software Inc                        | Unity Software Inc                        | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Short            | EC               | CORP              | US        |     -7603 | NS      | $-300394.53   | -0.42%            |  |  |  | No            | 1                  | On Loan: No      |
| Prudential Financial Inc                  | Prudential Financial Inc                  | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |      2964 | NS      | $320200.92    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| PureCycle Technologies Inc                | PureCycle Technologies Inc                | CUSIP: 74623V103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -18110 | NS      | $-125683.40   | -0.18%            |  |  |  | No            | 1                  | On Loan: No      |
| Universal Health Services Inc             | Universal Health Services Inc             | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |      6219 | NS      | $813756.15    | 1.15%             |  |  |  | No            | 1                  | On Loan: —       |
| VAALCO Energy Inc                         | VAALCO Energy Inc                         | CUSIP: 91851C201<br>LEI: 549300CFHFVIWB8M6T24 | Long             | EC               | CORP              | US        |     35007 | NS      | $181336.26    | 0.26%             |  |  |  | No            | 1                  | On Loan: —       |
| Valence Technology Inc                    | Valence Technology Inc                    | CUSIP: 918914102<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -27585 | NS      | $-2.76        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Vector Group Ltd                          | Vector Group Ltd                          | CUSIP: 92240M108<br>LEI: 549300TUIF4WWN6NDN50 | Long             | EC               | CORP              | US        |     41853 | NS      | $464568.30    | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| V2X Inc                                   | V2X Inc                                   | CUSIP: 92242T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9511 | NS      | $384339.51    | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| Warby Parker Inc                          | Warby Parker Inc                          | CUSIP: 93403J106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -11963 | NS      | $-203729.89   | -0.29%            |  |  |  | No            | 1                  | On Loan: No      |
| Wells Fargo & Co                          | Wells Fargo & Co                          | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     18841 | NS      | $903425.95    | 1.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Western Alliance Bancorp                  | Western Alliance Bancorp                  | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |      6597 | NS      | $452158.38    | 0.64%             |  |  |  | No            | 1                  | On Loan: —       |
| WeWork Inc                                | WeWork Inc                                | CUSIP: 96209A104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -50761 | NS      | $-140100.36   | -0.20%            |  |  |  | No            | 1                  | On Loan: No      |
| Wingstop Inc                              | Wingstop Inc                              | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Short            | EC               | CORP              | US        |     -2316 | NS      | $-383321.16   | -0.54%            |  |  |  | No            | 1                  | On Loan: No      |
| Wolfspeed Inc                             | Wolfspeed Inc                             | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Short            | EC               | CORP              | US        |     -2244 | NS      | $-204024.48   | -0.29%            |  |  |  | No            | 1                  | On Loan: No      |
| Workhorse Group Inc                       | Workhorse Group Inc                       | CUSIP: 98138J206<br>LEI: 5493006JUAG258V8X854 | Short            | EC               | CORP              | US        |    -81444 | NS      | $-187321.20   | -0.26%            |  |  |  | No            | 1                  | On Loan: No      |
| Qsound Labs Inc                           | Qsound Labs Inc                           | CUSIP: 74728C307<br>LEI: N/A                  | Short            | EC               | CORP              | CA        |     -4440 | NS      | $-0.44        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Qorvo Inc                                 | Qorvo Inc                                 | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |      2061 | NS      | $204554.25    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| World Fuel Services Corp                  | World Fuel Services Corp                  | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |     11218 | NS      | $319152.10    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Worldgate Communications Inc              | Worldgate Communications Inc              | CUSIP: 98156L307<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -582655 | NS      | $-58.27       | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| XRiver Corp                               | XRiver Corp                               | CUSIP: 984149104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -34156 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| YETI Holdings Inc                         | YETI Holdings Inc                         | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Short            | EC               | CORP              | US        |     -3317 | NS      | $-148900.13   | -0.21%            |  |  |  | No            | 1                  | On Loan: No      |
| Zebra Technologies Corp                   | Zebra Technologies Corp                   | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |       878 | NS      | $237305.84    | 0.33%             |  |  |  | No            | 1                  | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   9857692 | NS      | $9857692.25   | 13.92%            |  |  |  | No            | N/A                | On Loan: No      |
| N/A                                       | Activision Blizzard Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        40 | NC      | $41600.00     | 0.06%             |  |  |  | No            | 2                  | On Loan: No      |
| N/A                                       | Activision Blizzard Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -66 | NC      | $-10395.00    | -0.01%            |  |  |  | No            | 2                  | On Loan: No      |
| QUALCOMM Inc                              | QUALCOMM Inc                              | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      5081 | NS      | $642695.69    | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Quanta Services Inc                       | Quanta Services Inc                       | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |      2942 | NS      | $440946.96    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Dundee Precious Metals Inc                | Dundee Precious Metals Inc                | CUSIP: 265269209<br>LEI: 549300LATVTU0EIUMD45 | Long             | EC               | CORP              | CA        |     46422 | NS      | $219142.62    | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Galliford Try Holdings PLC                | Galliford Try Holdings PLC                | CUSIP: N/A<br>LEI: 213800MR6DRHCJIV8113       | Long             | EC               | CORP              | GB        |    133023 | NS      | $252354.11    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | Builders FirstSource Inc                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -77 | NC      | $-39655.00    | -0.06%            |  |  |  | No            | 2                  | On Loan: No      |
| Oxford Nanopore Technologies P            | Oxford Nanopore Technologies PLC          | CUSIP: N/A<br>LEI: 213800IRWQ2Q6M2CDW55       | Short            | EC               | CORP              | GB        |    -29323 | NS      | $-90221.15    | -0.13%            |  |  |  | No            | 2                  | On Loan: No      |
| N/A                                       | Devon Energy Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -56 | NC      | $-5320.00     | -0.01%            |  |  |  | No            | 1                  | On Loan: No      |
| Arcos Dorados Holdings Inc                | Arcos Dorados Holdings Inc                | CUSIP: N/A<br>LEI: 54930023P2MIZN13DQ85       | Long             | EC               | CORP              | UY        |    137337 | NS      | $1028652.85   | 1.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Coca-Cola Europacific Partners            | Coca-Cola Europacific Partners PLC        | CUSIP: N/A<br>LEI: 549300LTH67W4GWMRF57       | Long             | EC               | CORP              | GB        |      7116 | NS      | $377788.44    | 0.53%             |  |  |  | No            | 1                  | On Loan: —       |
| Fabrinet                                  | Fabrinet                                  | CUSIP: N/A<br>LEI: 5493004TETZ6IYF7CV44       | Long             | EC               | CORP              | TH        |      2428 | NS      | $323919.48    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Ferroglobe PLC                            | Ferroglobe PLC                            | CUSIP: N/A<br>LEI: 2138005GCFJACFTZUD90       | Long             | EC               | CORP              | GB        |     56921 | NS      | $263544.23    | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Genpact Ltd                               | Genpact Ltd                               | CUSIP: N/A<br>LEI: 529900OSEC6Q0L4L5B35       | Long             | EC               | CORP              | US        |      9000 | NS      | $414990.00    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Jazz Pharmaceuticals PLC                  | Jazz Pharmaceuticals PLC                  | CUSIP: N/A<br>LEI: 635400GAUMJCLEZRRV50       | Long             | EC               | CORP              | IE        |      2210 | NS      | $346771.10    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Medtronic PLC                             | Medtronic PLC                             | CUSIP: N/A<br>LEI: 549300GX3ZBSQWUXY261       | Long             | EC               | CORP              | IE        |      8535 | NS      | $674606.40    | 0.95%             |  |  |  | No            | 1                  | On Loan: No      |
| Willis Towers Watson PLC                  | Willis Towers Watson PLC                  | CUSIP: N/A<br>LEI: 549300WHC56FF48KL350       | Long             | EC               | CORP              | GB        |      2168 | NS      | $533674.88    | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Quipt Home Medical Corp                   | Quipt Home Medical Corp                   | CUSIP: 74880P104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55695 | NS      | $248956.65    | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Reinsurance Group of America I            | Reinsurance Group of America Inc          | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |      3591 | NS      | $518540.40    | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Richardson Electronics Ltd/Uni            | Richardson Electronics Ltd/United States  | CUSIP: 763165107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23161 | NS      | $589215.84    | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Rio Tinto PLC                             | Rio Tinto PLC                             | CUSIP: 767204100<br>LEI: 213800YOEO5OQ72G2R82 | Long             | EC               | CORP              | GB        |      3562 | NS      | $244495.68    | 0.35%             |  |  |  | No            | 1                  | On Loan: —       |
| Riot Blockchain Inc                       | Riot Blockchain Inc                       | CUSIP: 767292105<br>LEI: 5299005LKZAJQDQZDF73 | Short            | EC               | CORP              | US        |    -13735 | NS      | $-63867.75    | -0.09%            |  |  |  | No            | 1                  | On Loan: No      |
| Ryanair Holdings PLC                      | Ryanair Holdings PLC                      | CUSIP: 783513203<br>LEI: 635400BR2ROC1FVEBQ56 | Long             | EC               | CORP              | IE        |      5119 | NS      | $387457.11    | 0.55%             |  |  |  | No            | 1                  | On Loan: —       |
| Henry Schein Inc                          | Henry Schein Inc                          | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |      8125 | NS      | $657475.00    | 0.93%             |  |  |  | No            | 1                  | On Loan: —       |
| Schlumberger Ltd                          | Schlumberger Ltd                          | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |      7760 | NS      | $400028.00    | 0.56%             |  |  |  | No            | 1                  | On Loan: —       |
| Charles Schwab Corp/The                   | Charles Schwab Corp/The                   | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |      8044 | NS      | $663951.76    | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| SentinelOne Inc                           | SentinelOne Inc                           | CUSIP: 81730H109<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -3018 | NS      | $-43761.00    | -0.06%            |  |  |  | No            | 1                  | On Loan: No      |
| Service Properties Trust                  | Service Properties Trust                  | CUSIP: 81761L102<br>LEI: 529900IS770AG1K9QG27 | Long             | EC               | CORP              | US        |     42817 | NS      | $336113.45    | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Simon Property Group Inc                  | Simon Property Group Inc                  | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |      2414 | NS      | $288328.16    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Skechers USA Inc                          | Skechers USA Inc                          | CUSIP: 830566105<br>LEI: 529900D2R54KZPA4XR56 | Long             | EC               | CORP              | US        |      8129 | NS      | $342799.93    | 0.48%             |  |  |  | No            | 1                  | On Loan: —       |
| Stifel Financial Corp                     | Stifel Financial Corp                     | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |     16347 | NS      | $1050294.75   | 1.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Stride Inc                                | Stride Inc                                | CUSIP: 86333M108<br>LEI: 254900BRWS3AFONWU277 | Long             | EC               | CORP              | US        |     29223 | NS      | $1034786.43   | 1.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Sunrun Inc                                | Sunrun Inc                                | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Short            | EC               | CORP              | US        |     -6324 | NS      | $-206035.92   | -0.29%            |  |  |  | No            | 1                  | On Loan: No      |
| TD SYNNEX Corp                            | TD SYNNEX Corp                            | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |      2479 | NS      | $253601.70    | 0.36%             |  |  |  | No            | 1                  | On Loan: —       |
| Tattooed Chef Inc                         | Tattooed Chef Inc                         | CUSIP: 87663X102<br>LEI: 5493005UQQNAE47M7Q04 | Short            | EC               | CORP              | US        |    -14126 | NS      | $-21330.26    | -0.03%            |  |  |  | No            | 1                  | On Loan: No      |
| Krispy Kreme Inc                          | Krispy Kreme Inc                          | CUSIP: 50101L106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -17536 | NS      | $-270405.12   | -0.38%            |  |  |  | No            | 1                  | On Loan: No      |
| LKQ Corp                                  | LKQ Corp                                  | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |     12095 | NS      | $657121.35    | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| Las Vegas Sands Corp                      | Las Vegas Sands Corp                      | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |      4937 | NS      | $231249.08    | 0.33%             |  |  |  | No            | 1                  | On Loan: —       |
| Lightwave Logic Inc                       | Lightwave Logic Inc                       | CUSIP: 532275104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -38966 | NS      | $-309000.38   | -0.44%            |  |  |  | No            | 1                  | On Loan: No      |
| Lithium Americas Corp                     | Lithium Americas Corp                     | CUSIP: 53680Q207<br>LEI: 529900Q9ENG7EHHZ5R75 | Short            | EC               | CORP              | CA        |     -6530 | NS      | $-163119.40   | -0.23%            |  |  |  | No            | 1                  | On Loan: No      |
| Lockheed Martin Corp                      | Lockheed Martin Corp                      | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      1179 | NS      | $572039.01    | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Marathon Digital Holdings Inc             | Marathon Digital Holdings Inc             | CUSIP: 565788106<br>LEI: 549300M8ISKPTX2W7F94 | Short            | EC               | CORP              | US        |     -7047 | NS      | $-44537.04    | -0.06%            |  |  |  | No            | 1                  | On Loan: No      |
| Marathon Petroleum Corp                   | Marathon Petroleum Corp                   | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |      8325 | NS      | $1014068.25   | 1.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Matterport Inc                            | Matterport Inc                            | CUSIP: 577096100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -21207 | NS      | $-66802.05    | -0.09%            |  |  |  | No            | 1                  | On Loan: No      |
| Medifast Inc                              | Medifast Inc                              | CUSIP: 58470H101<br>LEI: 5299000YHQJ21T5KKI80 | Long             | EC               | CORP              | US        |      1788 | NS      | $225377.40    | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Merck & Co Inc                            | Merck & Co Inc                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      8126 | NS      | $894835.12    | 1.26%             |  |  |  | No            | 1                  | On Loan: No      |
| MicroVision Inc                           | MicroVision Inc                           | CUSIP: 594960304<br>LEI: 5299001A8NIHHA9KOY43 | Short            | EC               | CORP              | US        |    -42843 | NS      | $-129814.29   | -0.18%            |  |  |  | No            | 1                  | On Loan: No      |
| MillerKnoll Inc                           | MillerKnoll Inc                           | CUSIP: 600544100<br>LEI: U98HXD3PNK7HYU2MU887 | Short            | EC               | CORP              | US        |    -12491 | NS      | $-254691.49   | -0.36%            |  |  |  | No            | 1                  | On Loan: No      |
| Mister Car Wash Inc                       | Mister Car Wash Inc                       | CUSIP: 60646V105<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -17727 | NS      | $-181524.48   | -0.26%            |  |  |  | No            | 1                  | On Loan: No      |
| MongoDB Inc                               | MongoDB Inc                               | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Short            | EC               | CORP              | US        |      -855 | NS      | $-130549.95   | -0.18%            |  |  |  | No            | 1                  | On Loan: No      |
| Morgan Stanley                            | Morgan Stanley                            | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |      5273 | NS      | $490758.11    | 0.69%             |  |  |  | No            | 1                  | On Loan: —       |
| MSILF ESG Money Market Portfol            | MSILF ESG Money Market Portfolio          | CUSIP: 61747C772<br>LEI: 549300EBFGO1GC7P4C02 | Long             | STIV             | RF                | US        |    293273 | NS      | $293343.53    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Nano Dimension Ltd                        | Nano Dimension Ltd                        | CUSIP: 63008G203<br>LEI: 529900VO8AZA0A4ZUM77 | Long             | EC               | CORP              | IL        |     54344 | NS      | $134229.68    | 0.19%             |  |  |  | No            | 1                  | On Loan: —       |
| National Beverage Corp                    | National Beverage Corp                    | CUSIP: 635017106<br>LEI: 549300O9MZIQJI8TGV17 | Short            | EC               | CORP              | US        |     -4217 | NS      | $-217302.01   | -0.31%            |  |  |  | No            | 1                  | On Loan: No      |
| nCino Inc                                 | nCino Inc                                 | CUSIP: 63947X101<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -9102 | NS      | $-237744.24   | -0.34%            |  |  |  | No            | 1                  | On Loan: No      |
| Nestor Inc                                | Nestor Inc                                | CUSIP: 641074505<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -15200 | NS      | $-1.52        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Netflix Inc                               | Netflix Inc                               | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Short            | EC               | CORP              | US        |     -1825 | NS      | $-557592.25   | -0.79%            |  |  |  | No            | 1                  | On Loan: No      |
| Newmark Group Inc                         | Newmark Group Inc                         | CUSIP: 65158N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    103631 | NS      | $878790.88    | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Nexstar Media Group Inc                   | Nexstar Media Group Inc                   | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |      4613 | NS      | $874440.28    | 1.23%             |  |  |  | No            | 1                  | On Loan: —       |
| Novartis AG                               | Novartis AG                               | CUSIP: 66987V109<br>LEI: 5493007HIVTX6SY6XD66 | Long             | EC               | CORP              | CH        |     10497 | NS      | $940111.32    | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| OP Bancorp                                | OP Bancorp                                | CUSIP: 67109R109<br>LEI: 549300LTYZMS0Q13U522 | Long             | EC               | CORP              | US        |      5275 | NS      | $61717.50     | 0.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Oak Street Health Inc                     | Oak Street Health Inc                     | CUSIP: 67181A107<br>LEI: 2549007CJE6GSEURLA30 | Short            | EC               | CORP              | US        |     -8396 | NS      | $-181521.52   | -0.26%            |  |  |  | No            | 1                  | On Loan: No      |
| Oatly Group AB                            | Oatly Group AB                            | CUSIP: 67421J108<br>LEI: 894500CEIOQNBAH10Z10 | Short            | EC               | CORP              | SE        |    -51391 | NS      | $-83767.33    | -0.12%            |  |  |  | No            | 1                  | On Loan: No      |
| Ocugen Inc                                | Ocugen Inc                                | CUSIP: 67577C105<br>LEI: 549300JVNUI9CXWJLR09 | Short            | EC               | CORP              | US        |    -49589 | NS      | $-77358.84    | -0.11%            |  |  |  | No            | 1                  | On Loan: No      |
| Check Point Software Technolog            | Check Point Software Technologies Ltd     | CUSIP: N/A<br>LEI: 2549003ZVBH73EPNS513       | Long             | EC               | CORP              | IL        |      7186 | NS      | $954516.38    | 1.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Fiverr International Ltd                  | Fiverr International Ltd                  | CUSIP: N/A<br>LEI: 549300Z8OREY6THCPF67       | Short            | EC               | CORP              | IL        |     -8864 | NS      | $-311746.88   | -0.44%            |  |  |  | No            | 1                  | On Loan: No      |
| Inmode Ltd                                | Inmode Ltd                                | CUSIP: N/A<br>LEI: 984500DD95A35E9BD358       | Long             | EC               | CORP              | IL        |     11480 | NS      | $440717.20    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Nano-X Imaging Ltd                        | Nano-X Imaging Ltd                        | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | IL        |    -11571 | NS      | $-123231.15   | -0.17%            |  |  |  | No            | 1                  | On Loan: No      |
| Stellantis NV                             | Stellantis NV                             | CUSIP: N82405106<br>LEI: 549300LKT9PW7ZIBDF31 | Long             | EC               | CORP              | NL        |     23937 | NS      | $373895.94    | 0.53%             |  |  |  | No            | 1                  | On Loan: —       |
| Intercorp Financial Services I            | Intercorp Financial Services Inc          | CUSIP: N/A<br>LEI: 5299004181WFTEWB1398       | Long             | EC               | CORP              | PE        |     10411 | NS      | $256110.60    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                       | Silicon Motion Technology Corp            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -79 | NC      | $-20935.00    | -0.03%            |  |  |  | No            | 2                  | On Loan: No      |
| N/A                                       | UnitedHealth Group Inc                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -11 | NC      | $-13200.00    | -0.02%            |  |  |  | No            | 1                  | On Loan: No      |
| Euroseas Ltd                              | Euroseas Ltd                              | CUSIP: N/A<br>LEI: 213800ADWWZOFC9KU444       | Long             | EC               | CORP              | GR        |     14723 | NS      | $299907.51    | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Catalyst Pharmaceuticals Inc              | Catalyst Pharmaceuticals Inc              | CUSIP: 14888U101<br>LEI: 5299004O0R5XXLA5H544 | Long             | EC               | CORP              | US        |     54923 | NS      | $921058.71    | 1.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Cavco Industries Inc                      | Cavco Industries Inc                      | CUSIP: 149568107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1576 | NS      | $361896.88    | 0.51%             |  |  |  | No            | 1                  | On Loan: —       |
| Centene Corp                              | Centene Corp                              | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |      6059 | NS      | $527435.95    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Cisco Systems Inc                         | Cisco Systems Inc                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     13691 | NS      | $680716.52    | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| Citigroup Inc                             | Citigroup Inc                             | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     12182 | NS      | $589730.62    | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Cognizant Technology Solutions            | Cognizant Technology Solutions Corp       | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |     11531 | NS      | $717343.51    | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Concentrix Corp                           | Concentrix Corp                           | CUSIP: 20602D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6841 | NS      | $837201.58    | 1.18%             |  |  |  | No            | 1                  | On Loan: No      |
| Confluent Inc                             | Confluent Inc                             | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Short            | EC               | CORP              | US        |     -7503 | NS      | $-172794.09   | -0.24%            |  |  |  | No            | 1                  | On Loan: No      |
| Consolidated Communications Ho            | Consolidated Communications Holdings Inc  | CUSIP: 209034107<br>LEI: 529900F6S64KOO8CXH48 | Short            | EC               | CORP              | US        |    -49994 | NS      | $-230972.28   | -0.33%            |  |  |  | No            | 1                  | On Loan: No      |
| Consygen Inc                              | Consygen Inc                              | CUSIP: 210728101<br>LEI: N/A                  | Short            | EC               | CORP              | US        |      -200 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| Corporate Resource Services In            | Corporate Resource Services Inc           | CUSIP: 22004Y105<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -218896 | NS      | $-218.90      | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Crawford & Co                             | Crawford & Co                             | CUSIP: 224633206<br>LEI: 7TZZFJ2GPOGLWIKIXY82 | Long             | EC               | CORP              | US        |     32418 | NS      | $205205.94    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Crowdstrike Holdings Inc                  | Crowdstrike Holdings Inc                  | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Short            | EC               | CORP              | US        |     -1051 | NS      | $-123650.15   | -0.17%            |  |  |  | No            | 1                  | On Loan: No      |
| Custom Truck One Source Inc               | Custom Truck One Source Inc               | CUSIP: 23204X103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -30483 | NS      | $-208503.72   | -0.29%            |  |  |  | No            | 1                  | On Loan: No      |
| Daseke Inc                                | Daseke Inc                                | CUSIP: 23753F107<br>LEI: 549300CUSFIOX5Q3VA53 | Short            | EC               | CORP              | US        |    -26917 | NS      | $-156926.11   | -0.22%            |  |  |  | No            | 1                  | On Loan: No      |
| Destination XL Group Inc                  | Destination XL Group Inc                  | CUSIP: 25065K104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -32786 | NS      | $-218354.76   | -0.31%            |  |  |  | No            | 1                  | On Loan: No      |
| Devon Energy Corp                         | Devon Energy Corp                         | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |      3712 | NS      | $254346.24    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| Mountain Province Diamonds Inc            | Mountain Province Diamonds Inc            | CUSIP: 62426E402<br>LEI: 549300Y5548SJTH51N28 | Short            | EC               | CORP              | CA        |     -4735 | NS      | $-1936.03     | -0.00%            |  |  |  | No            | 1                  | On Loan: No      |
| Dropbox Inc                               | Dropbox Inc                               | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |     18459 | NS      | $434894.04    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Dutch Bros Inc                            | Dutch Bros Inc                            | CUSIP: 26701L100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -7356 | NS      | $-277615.44   | -0.39%            |  |  |  | No            | 1                  | On Loan: No      |
| DynaMotive Energy Systems Corp            | DynaMotive Energy Systems Corp            | CUSIP: 267924108<br>LEI: N/A                  | Short            | EC               | CORP              | CA        |    -72185 | NS      | $-7.22        | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Ener1 Inc                                 | Ener1 Inc                                 | CUSIP: 29267A203<br>LEI: N/A                  | Short            | EC               | CORP              | US        |   -102820 | NS      | $-10.28       | -0.00%            |  |  |  | No            | 3                  | On Loan: No      |
| Entravision Communications Cor            | Entravision Communications Corp           | CUSIP: 29382R107<br>LEI: 549300SKHY2ALCLKV539 | Long             | EC               | CORP              | US        |    228008 | NS      | $1267724.48   | 1.79%             |  |  |  | No            | 1                  | On Loan: No      |
| Enviva Inc                                | Enviva Inc                                | CUSIP: 29415B103<br>LEI: 549300WH5VXDEFM5KR81 | Short            | EC               | CORP              | US        |     -3439 | NS      | $-195163.25   | -0.28%            |  |  |  | No            | 1                  | On Loan: No      |
| Ericsson                                  | Telefonaktiebolaget LM Ericsson           | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |     91733 | NS      | $584339.21    | 0.82%             |  |  |  | No            | 1                  | On Loan: —       |
| Evercore Inc                              | Evercore Inc                              | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |      2895 | NS      | $333446.10    | 0.47%             |  |  |  | No            | 1                  | On Loan: —       |
| Flywire Corp                              | Flywire Corp                              | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Short            | EC               | CORP              | US        |    -10982 | NS      | $-238199.58   | -0.34%            |  |  |  | No            | 1                  | On Loan: No      |
| Fairfax Financial Holdings Ltd            | Fairfax Financial Holdings Ltd            | CUSIP: 303901102<br>LEI: GLS7OQD0WOEDI8YAP031 | Long             | EC               | CORP              | CA        |      1695 | NS      | $971495.18    | 1.37%             |  |  |  | No            | 1                  | On Loan: No      |
| FleetCor Technologies Inc                 | FleetCor Technologies Inc                 | CUSIP: 339041105<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |      2461 | NS      | $482848.20    | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Forward Air Corp                          | Forward Air Corp                          | CUSIP: 349853101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3150 | NS      | $353965.50    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| L B Foster Co                             | L B Foster Co                             | CUSIP: 350060109<br>LEI: 549300AUUJGJ2T2L2179 | Long             | EC               | CORP              | US        |     16718 | NS      | $157483.56    | 0.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Freshpet Inc                              | Freshpet Inc                              | CUSIP: 358039105<br>LEI: 549300S4ZK8ZQ6HNPN59 | Short            | EC               | CORP              | US        |     -3235 | NS      | $-216809.70   | -0.31%            |  |  |  | No            | 1                  | On Loan: No      |
| Gibraltar Industries Inc                  | Gibraltar Industries Inc                  | CUSIP: 374689107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5494 | NS      | $278051.34    | 0.39%             |  |  |  | No            | 1                  | On Loan: —       |
| Global Industrial Co                      | Global Industrial Co                      | CUSIP: 37892E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8567 | NS      | $210833.87    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Global Payments Inc                       | Global Payments Inc                       | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |      3696 | NS      | $383570.88    | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| Graham Corp                               | Graham Corp                               | CUSIP: 384556106<br>LEI: 254900EI9P4LTY524J77 | Long             | EC               | CORP              | US        |     16965 | NS      | $162524.70    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| Green Plains Inc                          | Green Plains Inc                          | CUSIP: 393222104<br>LEI: VJ5WLTHARBSDR14KIZ98 | Short            | EC               | CORP              | US        |     -7144 | NS      | $-246896.64   | -0.35%            |  |  |  | No            | 1                  | On Loan: No      |
| GrowGeneration Corp                       | GrowGeneration Corp                       | CUSIP: 39986L109<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -21460 | NS      | $-145713.40   | -0.21%            |  |  |  | No            | 1                  | On Loan: No      |
| Guidewire Software Inc                    | Guidewire Software Inc                    | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Short            | EC               | CORP              | US        |     -2390 | NS      | $-141750.90   | -0.20%            |  |  |  | No            | 1                  | On Loan: No      |
| HCA Healthcare Inc                        | HCA Healthcare Inc                        | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |      3851 | NS      | $925087.22    | 1.31%             |  |  |  | No            | 1                  | On Loan: —       |
| Hackett Group Inc/The                     | Hackett Group Inc/The                     | CUSIP: 404609109<br>LEI: 5K016KLIRB6156644289 | Long             | EC               | CORP              | US        |     26936 | NS      | $622221.60    | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Harrow Health Inc                         | Harrow Health Inc                         | CUSIP: 415858109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43598 | NS      | $486117.70    | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| HashiCorp Inc                             | HashiCorp Inc                             | CUSIP: 418100103<br>LEI: 549300XGOB9ZFQHMIP56 | Short            | EC               | CORP              | US        |     -7738 | NS      | $-211247.40   | -0.30%            |  |  |  | No            | 1                  | On Loan: No      |
| Heidrick & Struggles Internati            | Heidrick & Struggles International Inc    | CUSIP: 422819102<br>LEI: 5493006284N2J367VB57 | Long             | EC               | CORP              | US        |      5251 | NS      | $155954.70    | 0.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Impinj Inc                                | Impinj Inc                                | CUSIP: 453204109<br>LEI: 549300M26VGKSMMWWN17 | Short            | EC               | CORP              | US        |     -5046 | NS      | $-643617.30   | -0.91%            |  |  |  | No            | 1                  | On Loan: No      |
| InterDigital Inc                          | InterDigital Inc                          | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13494 | NS      | $676993.98    | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| AMC Entertainment Holdings Inc            | AMC Entertainment Holdings Inc            | CUSIP: 00165C104<br>LEI: 549300ZO77UNR6NRBR11 | Short            | EC               | CORP              | US        |    -24298 | NS      | $-175674.54   | -0.25%            |  |  |  | No            | 1                  | On Loan: No      |
| Acuity Brands Inc                         | Acuity Brands Inc                         | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1832 | NS      | $344947.28    | 0.49%             |  |  |  | No            | 1                  | On Loan: —       |
| AdaptHealth Corp                          | AdaptHealth Corp                          | CUSIP: 00653Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13668 | NS      | $304933.08    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Affirm Holdings Inc                       | Affirm Holdings Inc                       | CUSIP: 00827B106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -7213 | NS      | $-100404.96   | -0.14%            |  |  |  | No            | 1                  | On Loan: No      |
| Alibaba Group Holding Ltd                 | Alibaba Group Holding Ltd                 | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |      3438 | NS      | $301031.28    | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Alphabet Inc                              | Alphabet Inc                              | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      8379 | NS      | $846195.21    | 1.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Ameresco Inc                              | Ameresco Inc                              | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Short            | EC               | CORP              | US        |     -3930 | NS      | $-257493.60   | -0.36%            |  |  |  | No            | 1                  | On Loan: No      |
| Interliant Inc                            | Interliant Inc                            | CUSIP: 458742103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |      -600 | NS      | $0.00         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| JD.com Inc                                | JD.com Inc                                | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |     11043 | NS      | $631438.74    | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| Jefferies Financial Group Inc             | Jefferies Financial Group Inc             | CUSIP: 47233W109<br>LEI: 549300HOF34RGOJ5YL07 | Long             | EC               | CORP              | US        |     26471 | NS      | $1005633.29   | 1.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Johnson & Johnson                         | Johnson & Johnson                         | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      6071 | NS      | $1080638.00   | 1.53%             |  |  |  | No            | 1                  | On Loan: No      |
| KB Financial Group Inc                    | KB Financial Group Inc                    | CUSIP: 48241A105<br>LEI: 529900TKE4MXG3Q6GW86 | Long             | EC               | CORP              | KR        |     12874 | NS      | $507364.34    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Kelly Services Inc                        | Kelly Services Inc                        | CUSIP: 488152208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13697 | NS      | $232712.03    | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Korn Ferry                                | Korn Ferry                                | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |      5731 | NS      | $326838.93    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2023-01-24

**Name of Applicant:** RBB Fund, Inc.

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund, Inc.

**Title:** CFO COO Treasurer