# EDGAR Filing Document

**Accession Number:** 0001117233
**File Stem:** 0001172661-23-000664
**Filing Date:** 2023-2
**Character Count:** 20565
**Document Hash:** 5dc2f4222e5ecb8253d13f769bf90690
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000664.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001172661-23-000664

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIGNATURE SECURITIES GROUP CORPORATION
- **CENTRAL INDEX KEY:** 0001117233
- **IRS NUMBER:** 134120476
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21389
- **FILM NUMBER:** 23613703

**BUSINESS ADDRESS:**
- **STREET 1:** 1177 AVENUE OF THE AMERICAS, 11TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 646-822-1450

**MAIL ADDRESS:**
- **STREET 1:** 1177 AVENUE OF THE AMERICAS, 11TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIGNATURE SECURITIES GROUP CORP                         /BD
- **DATE OF NAME CHANGE:** 20020312

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SIGNATURE SECURITIES GROUP CORPORATION<br>**Address:** 1177 Avenue Of The Americas 11th Floor<br>New York, NY 10036

**Form 13F File Number:** 028-21389

**CRD Number (if applicable):** 000104233

**SEC File Number (if applicable):** 801-67767

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** William Maguire<br>**Title:** President  CEO<br>**Phone:** 646-822-1450

**Signature, Place, and Date of Signing:**

/s/ William Maguire  New York, NY  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 159

**Form 13F Information Table Value Total:** $284568862

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN PRECIOUS METALS BASKET | PHYSCL PRECS MET | 003263100 |  | 495137 | 5549 | SH |  | SOLE |  | 5549 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 265453 | 10933 | SH |  | SOLE |  | 10933 | 0 | 0 |
| EXCHANGE LISTED FDS TR | HIGH YIELD ETF | 30151E814 |  | 1292327 | 49801 | SH |  | SOLE |  | 49801 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 2347948 | 46856 | SH |  | SOLE |  | 46856 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 8481637 | 504859 | SH |  | SOLE |  | 504859 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 33739P301 |  | 1248960 | 26981 | SH |  | SOLE |  | 26981 | 0 | 0 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 617625 | 12940 | SH |  | SOLE |  | 12940 | 0 | 0 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 239494 | 11388 | SH |  | SOLE |  | 11388 | 0 | 0 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 1687733 | 68915 | SH |  | SOLE |  | 68915 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 617125 | 7776 | SH |  | SOLE |  | 7776 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 414979 | 4757 | SH |  | SOLE |  | 4757 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 424629 | 10970 | SH |  | SOLE |  | 10970 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 618524 | 4013 | SH |  | SOLE |  | 4013 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 571028 | 7619 | SH |  | SOLE |  | 7619 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 1727965 | 39343 | SH |  | SOLE |  | 39343 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 1147201 | 44038 | SH |  | SOLE |  | 44038 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | INDXX INOVTV ETF | 33741X201 |  | 424278 | 12388 | SH |  | SOLE |  | 12388 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 5257715 | 196992 | SH |  | SOLE |  | 196992 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 467474 | 10484 | SH |  | SOLE |  | 10484 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 961038 | 16168 | SH |  | SOLE |  | 16168 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 222801 | 4786 | SH |  | SOLE |  | 4786 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 350362 | 8997 | SH |  | SOLE |  | 8997 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 418101 | 17341 | SH |  | SOLE |  | 17341 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 299179 | 9420 | SH |  | SOLE |  | 9420 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U885 |  | 374360 | 12800 | SH |  | SOLE |  | 12800 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F722 |  | 278512 | 7715 | SH |  | SOLE |  | 7715 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | VEST US BUFFER | 33740F862 |  | 263135 | 7593 | SH |  | SOLE |  | 7593 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US BUF | 33740F748 |  | 448755 | 12760 | SH |  | SOLE |  | 12760 | 0 | 0 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 6048287 | 151548 | SH |  | SOLE |  | 151548 | 0 | 0 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 1292350 | 62888 | SH |  | SOLE |  | 62888 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 |  | 414099 | 14597 | SH |  | SOLE |  | 14597 | 0 | 0 |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 38150K103 |  | 210550 | 11639 | SH |  | SOLE |  | 11639 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 682215 | 46158 | SH |  | SOLE |  | 46158 | 0 | 0 |
| INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 |  | 364252 | 13098 | SH |  | SOLE |  | 13098 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 |  | 683804 | 28599 | SH |  | SOLE |  | 28599 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 957029 | 46616 | SH |  | SOLE |  | 46616 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 800058 | 5664 | SH |  | SOLE |  | 5664 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 8261175 | 31024 | SH |  | SOLE |  | 31024 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 2310854 | 66807 | SH |  | SOLE |  | 66807 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 650381 | 13927 | SH |  | SOLE |  | 13927 | 0 | 0 |
| ISHARES TR | USD INV GRDE ETF | 464288620 |  | 220318 | 4486 | SH |  | SOLE |  | 4486 | 0 | 0 |
| ISHARES TR | NEW YORK MUN ETF | 464288323 |  | 725407 | 13844 | SH |  | SOLE |  | 13844 | 0 | 0 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 299825 | 6590 | SH |  | SOLE |  | 6590 | 0 | 0 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 591030 | 12430 | SH |  | SOLE |  | 12430 | 0 | 0 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 850226 | 5826 | SH |  | SOLE |  | 5826 | 0 | 0 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 3144746 | 97090 | SH |  | SOLE |  | 97090 | 0 | 0 |
| ISHARES TR | MORNINGSTAR VALU | 464288109 |  | 430325 | 6806 | SH |  | SOLE |  | 6806 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 3851727 | 39713 | SH |  | SOLE |  | 39713 | 0 | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 413347 | 4316 | SH |  | SOLE |  | 4316 | 0 | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 278434 | 2670 | SH |  | SOLE |  | 2670 | 0 | 0 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 1731188 | 15191 | SH |  | SOLE |  | 15191 | 0 | 0 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 |  | 678181 | 25118 | SH |  | SOLE |  | 25118 | 0 | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 426428 | 5254 | SH |  | SOLE |  | 5254 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 14544244 | 290885 | SH |  | SOLE |  | 290885 | 0 | 0 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 235456 | 10368 | SH |  | SOLE |  | 10368 | 0 | 0 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 1022557 | 9810 | SH |  | SOLE |  | 9810 | 0 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 258610 | 3934 | SH |  | SOLE |  | 3934 | 0 | 0 |
| ISHARES TR | MRGSTR SM CP ETF | 464288505 |  | 405683 | 8896 | SH |  | SOLE |  | 8896 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 846710 | 11744 | SH |  | SOLE |  | 11744 | 0 | 0 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 669392 | 13300 | SH |  | SOLE |  | 13300 | 0 | 0 |
| ISHARES TR | CRE U S REIT ETF | 464288521 |  | 323865 | 6549 | SH |  | SOLE |  | 6549 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 800778 | 11338 | SH |  | SOLE |  | 11338 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 1189074 | 19291 | SH |  | SOLE |  | 19291 | 0 | 0 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 243766 | 7414 | SH |  | SOLE |  | 7414 | 0 | 0 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 271222 | 3778 | SH |  | SOLE |  | 3778 | 0 | 0 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 272823 | 962 | SH |  | SOLE |  | 962 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 4602410 | 70115 | SH |  | SOLE |  | 70115 | 0 | 0 |
| ISHARES TR | MORNINGSTR US EQ | 464287127 |  | 649584 | 12340 | SH |  | SOLE |  | 12340 | 0 | 0 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 4006476 | 33240 | SH |  | SOLE |  | 33240 | 0 | 0 |
| ISHARES TR | MBS ETF | 464288588 |  | 254717 | 2746 | SH |  | SOLE |  | 2746 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 30026617 | 78151 | SH |  | SOLE |  | 78151 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 7897634 | 52078 | SH |  | SOLE |  | 52078 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 3090029 | 25622 | SH |  | SOLE |  | 25622 | 0 | 0 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 646084 | 7674 | SH |  | SOLE |  | 7674 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 883195 | 8377 | SH |  | SOLE |  | 8377 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 1002348 | 13614 | SH |  | SOLE |  | 13614 | 0 | 0 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 1285341 | 11694 | SH |  | SOLE |  | 11694 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 896200 | 17989 | SH |  | SOLE |  | 17989 | 0 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 2539843 | 17508 | SH |  | SOLE |  | 17508 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 3910365 | 66843 | SH |  | SOLE |  | 66843 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 6452035 | 95656 | SH |  | SOLE |  | 95656 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 21401237 | 226133 | SH |  | SOLE |  | 226133 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 357869 | 11722 | SH |  | SOLE |  | 11722 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 5040135 | 28907 | SH |  | SOLE |  | 28907 | 0 | 0 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 331476 | 4027 | SH |  | SOLE |  | 4027 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 3362215 | 15694 | SH |  | SOLE |  | 15694 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 4719219 | 19510 | SH |  | SOLE |  | 19510 | 0 | 0 |
| ISHARES TR | MORNINGSTAR GRWT | 464287119 |  | 643051 | 13209 | SH |  | SOLE |  | 13209 | 0 | 0 |
| ISHARES TR | MRGSTR MD CP VAL | 464288406 |  | 5726757 | 92293 | SH |  | SOLE |  | 92293 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1339175 | 12582 | SH |  | SOLE |  | 12582 | 0 | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 1197554 | 11368 | SH |  | SOLE |  | 11368 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 823122 | 3910 | SH |  | SOLE |  | 3910 | 0 | 0 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 310247 | 3711 | SH |  | SOLE |  | 3711 | 0 | 0 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 203960 | 4119 | SH |  | SOLE |  | 4119 | 0 | 0 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 810058 | 15034 | SH |  | SOLE |  | 15034 | 0 | 0 |
| ISHARES TR | MRGSTR MD CP ETF | 464288208 |  | 1652261 | 28162 | SH |  | SOLE |  | 28162 | 0 | 0 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 230849 | 2009 | SH |  | SOLE |  | 2009 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1106887 | 29205 | SH |  | SOLE |  | 29205 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 2471698 | 49298 | SH |  | SOLE |  | 49298 | 0 | 0 |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 47804J206 |  | 2864183 | 61542 | SH |  | SOLE |  | 61542 | 0 | 0 |
| JPMORGAN CHASE  CO | ALERIAN ML ETN | 46625H365 |  | 638342 | 29349 | SH |  | SOLE |  | 29349 | 0 | 0 |
| LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 |  | 1377536 | 55568 | SH |  | SOLE |  | 55568 | 0 | 0 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 |  | 250094 | 7317 | SH |  | SOLE |  | 7317 | 0 | 0 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 505217 | 10290 | SH |  | SOLE |  | 10290 | 0 | 0 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 656459 | 7295 | SH |  | SOLE |  | 7295 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 311986 | 9686 | SH |  | SOLE |  | 9686 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 392410 | 5944 | SH |  | SOLE |  | 5944 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 447328 | 13080 | SH |  | SOLE |  | 13080 | 0 | 0 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 |  | 731227 | 19800 | SH |  | SOLE |  | 19800 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 462337 | 3403 | SH |  | SOLE |  | 3403 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 2099738 | 28166 | SH |  | SOLE |  | 28166 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 535916 | 4149 | SH |  | SOLE |  | 4149 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 1994722 | 16030 | SH |  | SOLE |  | 16030 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 205263 | 2090 | SH |  | SOLE |  | 2090 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1276088 | 14589 | SH |  | SOLE |  | 14589 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 802644 | 2418 | SH |  | SOLE |  | 2418 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1657432 | 9770 | SH |  | SOLE |  | 9770 | 0 | 0 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 |  | 385236 | 9419 | SH |  | SOLE |  | 9419 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2652780 | 6916 | SH |  | SOLE |  | 6916 | 0 | 0 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 1810203 | 4076 | SH |  | SOLE |  | 4076 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 2073043 | 32220 | SH |  | SOLE |  | 32220 | 0 | 0 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 1486103 | 11878 | SH |  | SOLE |  | 11878 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 457156 | 5508 | SH |  | SOLE |  | 5508 | 0 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 500046 | 5556 | SH |  | SOLE |  | 5556 | 0 | 0 |
| SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 |  | 209448 | 4277 | SH |  | SOLE |  | 4277 | 0 | 0 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 369229 | 9329 | SH |  | SOLE |  | 9329 | 0 | 0 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 |  | 1217627 | 47268 | SH |  | SOLE |  | 47268 | 0 | 0 |
| SPDR SER TR | BLOOMBERG INVT | 78468R200 |  | 350790 | 11543 | SH |  | SOLE |  | 11543 | 0 | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 2229848 | 54520 | SH |  | SOLE |  | 54520 | 0 | 0 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 890942 | 22251 | SH |  | SOLE |  | 22251 | 0 | 0 |
| VANECK ETF TRUST | DIGI TRANSFRM | 92189H821 |  | 430216 | 161130 | SH |  | SOLE |  | 161130 | 0 | 0 |
| VANECK ETF TRUST | HIP SUSTBLE MUNI | 92189H813 |  | 305511 | 6749 | SH |  | SOLE |  | 6749 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 1436636 | 19998 | SH |  | SOLE |  | 19998 | 0 | 0 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 1095480 | 15123 | SH |  | SOLE |  | 15123 | 0 | 0 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 896214 | 12059 | SH |  | SOLE |  | 12059 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 3420021 | 45431 | SH |  | SOLE |  | 45431 | 0 | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 433670 | 9143 | SH |  | SOLE |  | 9143 | 0 | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 544126 | 3426 | SH |  | SOLE |  | 3426 | 0 | 0 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 737783 | 4104 | SH |  | SOLE |  | 4104 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 2696378 | 14691 | SH |  | SOLE |  | 14691 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 348789 | 1637 | SH |  | SOLE |  | 1637 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 3961634 | 48031 | SH |  | SOLE |  | 48031 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 5268203 | 37531 | SH |  | SOLE |  | 37531 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 3201088 | 9111 | SH |  | SOLE |  | 9111 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 1682375 | 8254 | SH |  | SOLE |  | 8254 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2318808 | 12129 | SH |  | SOLE |  | 12129 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 851994 | 21857 | SH |  | SOLE |  | 21857 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 335546 | 4768 | SH |  | SOLE |  | 4768 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 223306 | 4906 | SH |  | SOLE |  | 4906 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 4702765 | 30970 | SH |  | SOLE |  | 30970 | 0 | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1336951 | 25850 | SH |  | SOLE |  | 25850 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1403076 | 33431 | SH |  | SOLE |  | 33431 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 1027888 | 9499 | SH |  | SOLE |  | 9499 | 0 | 0 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 421654 | 3185 | SH |  | SOLE |  | 3185 | 0 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 2093293 | 8439 | SH |  | SOLE |  | 8439 | 0 | 0 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 239953 | 2900 | SH |  | SOLE |  | 2900 | 0 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 614775 | 1925 | SH |  | SOLE |  | 1925 | 0 | 0 |
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 |  | 1188394 | 16987 | SH |  | SOLE |  | 16987 | 0 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 276423 | 4580 | SH |  | SOLE |  | 4580 | 0 | 0 |

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