# EDGAR Filing Document

**Accession Number:** 0001842015
**File Stem:** 0001842015-23-000001
**Filing Date:** 2023-1
**Character Count:** 8866
**Document Hash:** 2e3a7cab71f7fd7f19534611e8b9d39f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001842015-23-000001.hdr.sgml**: 20230117

**ACCESSION NUMBER**: 0001842015-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230117

**DATE AS OF CHANGE**: 20230117

**EFFECTIVENESS DATE**: 20230117

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sterling Manor Financial, LLC
- **CENTRAL INDEX KEY:** 0001842015
- **IRS NUMBER:** 562577182
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20503
- **FILM NUMBER:** 23531179

**BUSINESS ADDRESS:**
- **STREET 1:** 18 DIVISION STREET, SUITE 202
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 518-583-4040

**MAIL ADDRESS:**
- **STREET 1:** 18 DIVISION STREET, SUITE 202
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sterling Manor Financial LLC<br>**Address:** 18 Division Street Suite 202<br>Saratoga Springs, NY 12866

**Form 13F File Number:** 028-20503

**CRD Number (if applicable):** 000284218

**SEC File Number (if applicable):** 801-107975

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Stephen Matthew Kyne<br>**Title:** CCO<br>**Phone:** 518-583-4040

**Signature, Place, and Date of Signing:**

/s/ Stephen Matthew Kyne  Saratoga Springs, NY  01-17-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 52

**Form 13F Information Table Value Total:** $90060800

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 220437 | 1364 | SH |  | SOLE |  | 0 | 0 | 22 |
| AMAZON COM INC | COM | 023135106 |  | 278880 | 3320 | SH |  | SOLE |  | 0 | 0 | 2040 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 |  | 179114 | 16600 | SH |  | SOLE |  | 0 | 0 | 4000 |
| APPLE INC | COM | 037833100 |  | 2227740 | 17146 | SH |  | SOLE |  | 0 | 0 | 400 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 217295 | 2340 | SH |  | SOLE |  | 0 | 0 | 300 |
| BP PLC | SPONSORED ADR | 055622104 |  | 318413 | 9116 | SH |  | SOLE |  | 0 | 0 | 9000 |
| CATERPILLAR INC | COM | 149123101 |  | 247535 | 1034 | SH |  | SOLE |  | 0 | 0 | 193 |
| CF INDS HLDGS INC | COM | 125269100 |  | 221605 | 2601 | SH |  | SOLE |  | 0 | 0 | 600 |
| CHEVRON CORP NEW | COM | 166764100 |  | 459855 | 2562 | SH |  | SOLE |  | 0 | 0 | 40 |
| CVR ENERGY INC | COM | 12662P108 |  | 534470 | 17054 | SH |  | SOLE |  | 0 | 0 | 498 |
| DIAMOND HILL INVT GROUP INC | COM NEW | 25264R207 |  | 234975 | 1270 | SH |  | SOLE |  | 0 | 0 | 250 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 280957 | 2728 | SH |  | SOLE |  | 0 | 0 | 110 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 218014 | 425 | SH |  | SOLE |  | 0 | 0 | 41 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 875562 | 7938 | SH |  | SOLE |  | 0 | 0 | 50 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 |  | 1709364 | 27232 | SH |  | SOLE |  | 0 | 0 | 20 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 231164 | 2525 | SH |  | SOLE |  | 0 | 0 | 70 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 666682 | 39010 | SH |  | SOLE |  | 0 | 0 | 68 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 28943285 | 486933 | SH |  | SOLE |  | 0 | 0 | 43 |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 |  | 223188 | 9106 | SH |  | SOLE |  | 0 | 0 | 210 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 679957 | 15249 | SH |  | SOLE |  | 0 | 0 | 141 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST BUFERD | 33740U760 |  | 3112050 | 168674 | SH |  | SOLE |  | 0 | 0 | 105 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 449941 | 18662 | SH |  | SOLE |  | 0 | 0 | 152 |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQTY BUF | 33740F664 |  | 783117 | 23724 | SH |  | SOLE |  | 0 | 0 | 39 |
| FIRST TR EXCHNG TRADED FD VI | LOW DUR STRTGC | 33740F870 |  | 740403 | 40152 | SH |  | SOLE |  | 0 | 0 | 1500 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 6684584 | 101574 | SH |  | SOLE |  | 0 | 0 | 415 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 11786837 | 322397 | SH |  | SOLE |  | 0 | 0 | 45 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 206015 | 5162 | SH |  | SOLE |  | 0 | 0 | 1000 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 230469 | 2521 | SH |  | SOLE |  | 0 | 0 | 167 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 519308 | 13666 | SH |  | SOLE |  | 0 | 0 | 794 |
| GENPACT LIMITED | SHS | G3922B107 |  | 464495 | 10028 | SH |  | SOLE |  | 0 | 0 | 347 |
| GENUINE PARTS CO | COM | 372460105 |  | 619779 | 3572 | SH |  | SOLE |  | 0 | 0 | 128 |
| GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 |  | 222966 | 5400 | SH |  | SOLE |  | 0 | 0 | 1000 |
| HERSHEY CO | COM | 427866108 |  | 552063 | 2384 | SH |  | SOLE |  | 0 | 0 | 85 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 398240 | 4000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 4509867 | 40317 | SH |  | SOLE |  | 0 | 0 | 122 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 139982 | 16353 | SH |  | SOLE |  | 0 | 0 | 16353 |
| LILLY ELI  CO | COM | 532457108 |  | 570709 | 1560 | SH |  | SOLE |  | 0 | 0 | 50 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 229624 | 472 | SH |  | SOLE |  | 0 | 0 | 200 |
| MARATHON OIL CORP | COM | 565849106 |  | 265799 | 9819 | SH |  | SOLE |  | 0 | 0 | 1000 |
| MICROSOFT CORP | COM | 594918104 |  | 273396 | 1140 | SH |  | SOLE |  | 0 | 0 | 235 |
| NUSHARES ETF TR | NUVEEN ENHCD 1 5 | 67092P110 |  | 1121827 | 49387 | SH |  | SOLE |  | 0 | 0 | 43 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 5154 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| ONEOK INC NEW | COM | 682680103 |  | 492750 | 7500 | SH |  | SOLE |  | 0 | 0 | 7500 |
| QUANTA SVCS INC | COM | 74762E102 |  | 485932 | 3410 | SH |  | SOLE |  | 0 | 0 | 118 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 1621380 | 11935 | SH |  | SOLE |  | 0 | 0 | 11 |
| SOUTHERN CO | COM | 842587107 |  | 367904 | 5152 | SH |  | SOLE |  | 0 | 0 | 300 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 7800037 | 20396 | SH |  | SOLE |  | 0 | 0 | 88 |
| SPDR SER TR | S INS ETF | 78464A789 |  | 2090547 | 51051 | SH |  | SOLE |  | 0 | 0 | 37 |
| SPDR SER TR | PORTFLI TIPS ETF | 78464A656 |  | 1089162 | 42281 | SH |  | SOLE |  | 0 | 0 | 20 |
| SPDR SER TR | FTSE INT GVT ETF | 78464A490 |  | 1382253 | 33550 | SH |  | SOLE |  | 0 | 0 | 19 |
| SPDR SER TR | PORT MTG BK ETF | 78464A383 |  | 1581403 | 72875 | SH |  | SOLE |  | 0 | 0 | 86 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 294315 | 2320 | SH |  | SOLE |  | 0 | 0 | 250 |

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