# EDGAR Filing Document

**Accession Number:** 0001734342
**File Stem:** 0001768194-23-000002
**Filing Date:** 2023-2
**Character Count:** 11384
**Document Hash:** 65581963e45d53f5620f4b838b7a3914
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001768194-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001768194-23-000002

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Amerant Bancorp Inc.
- **CENTRAL INDEX KEY:** 0001734342
- **STANDARD INDUSTRIAL CLASSIFICATION:** NATIONAL COMMERCIAL BANKS [6021]
- **IRS NUMBER:** 650032379
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-90924
- **FILM NUMBER:** 23619836

**BUSINESS ADDRESS:**
- **STREET 1:** 220 ALHAMBRA CIRCLE
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134
- **BUSINESS PHONE:** (305)460-4038

**MAIL ADDRESS:**
- **STREET 1:** 220 ALHAMBRA CIRCLE
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mercantil Bank Holding Corp
- **DATE OF NAME CHANGE:** 20180312
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Medina de Marturet Diana
- **CENTRAL INDEX KEY:** 0001768194

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** 220 ALHAMBRA CIRCLE
- **CITY:** CORAL GABLES
- **STATE:** FL
- **ZIP:** 33134

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 13G**

**Under the Securities Exchange Act of 1934**

**(Amendment No. 2)\***

**Amerant Bancorp Inc.**

**(Name of Issuer)**

**Class A Common Stock, par value $0.10 per share**

**(Title of Class of Securities)**

**023576101**

**(CUSIP Number)**

**December 31, 2022**

**(Date of Event Which Requires Filing of this Statement)**

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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**CUSIP: 023576101**

Page **2** of **5**

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| | | |
|:---|:---|:---|
| 1 | Names of Reporting Persons<br>**Diana Medina de Marturet** | Names of Reporting Persons<br>**Diana Medina de Marturet** |
| 2 | Check the Appropriate Box if a Member of a Group (See Instructions) <br>(a) ☐ (b) ☐ | Check the Appropriate Box if a Member of a Group (See Instructions) <br>(a) ☐ (b) ☐ |
| 3 | SEC Use Only | SEC Use Only |
| 4 | Citizenship or Place of Organization<br>Venezuela | Citizenship or Place of Organization<br>Venezuela |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | 5 | Sole Voting Power<br>1,384,203 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | 6 | Shared Voting Power<br>111,196 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | 7 | Sole Dispositive Power<br>1,863,937 (1) |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person With | 8 | Shared Dispositive Power<br>111,196 |
| 9 | Aggregate Amount Beneficially Owned By Each Reporting Person<br>1,975,133 (2) | Aggregate Amount Beneficially Owned By Each Reporting Person<br>1,975,133 (2) |
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☒ | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☒ |
| 11 | Percent Of Class Represented by Amount in Row (9)<br>5.85% (3) | Percent Of Class Represented by Amount in Row (9)<br>5.85% (3) |
| 12 | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |
| (1) These shares include 479,734 shares of Class A non-voting common stock.  | (1) These shares include 479,734 shares of Class A non-voting common stock.  | (1) These shares include 479,734 shares of Class A non-voting common stock.  |
| (2) These shares include 479,734 shares of Class A non-voting common stock. See Item 4. | (2) These shares include 479,734 shares of Class A non-voting common stock. See Item 4. | (2) These shares include 479,734 shares of Class A non-voting common stock. See Item 4. |
| (3) Calculated based upon the number of shares outstanding as of October 27, 2022: 33,744,307 shares of Class A common stock reported by the Issuer in its quarterly report on Form 10-Q for the quarter ended September 30, 2022. | (3) Calculated based upon the number of shares outstanding as of October 27, 2022: 33,744,307 shares of Class A common stock reported by the Issuer in its quarterly report on Form 10-Q for the quarter ended September 30, 2022. | (3) Calculated based upon the number of shares outstanding as of October 27, 2022: 33,744,307 shares of Class A common stock reported by the Issuer in its quarterly report on Form 10-Q for the quarter ended September 30, 2022. |

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I**tem 1.**

**&nbsp;&nbsp;&nbsp;&nbsp;(a)**&nbsp;&nbsp;&nbsp;&nbsp;Name of Issuer

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amerant Bancorp Inc.

**&nbsp;&nbsp;&nbsp;&nbsp;(b)**&nbsp;&nbsp;&nbsp;&nbsp;Address of Issuer's Principal Executive Offices

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;220 Alhambra Circle

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Coral Gables, Florida 33134

**Item 2.**

**&nbsp;&nbsp;&nbsp;&nbsp;(a)**&nbsp;&nbsp;&nbsp;&nbsp;**Name of Person Filing**: Diana Medina de Marturet

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**CUSIP: 023576101**

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**&nbsp;&nbsp;&nbsp;&nbsp;(b)**&nbsp;&nbsp;&nbsp;&nbsp;**Address or Principal Business Office or, if None, Residence**: 220 Alhambra Circle, Coral Gables, Florida 33134

**&nbsp;&nbsp;&nbsp;&nbsp;(c)**&nbsp;&nbsp;&nbsp;&nbsp;**Citizenship**: Venezuela

**&nbsp;&nbsp;&nbsp;&nbsp;(d)&nbsp;&nbsp;&nbsp;&nbsp;Title of Class of Securities**: Class A Common Stock, par value $0.10 per share ("Class A Shares")

**&nbsp;&nbsp;&nbsp;&nbsp;(e)&nbsp;&nbsp;&nbsp;&nbsp;CUSIP Number**: 023576101

**Item 3. If this Statement is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a**:

&nbsp;&nbsp;&nbsp;&nbsp;**(a)**&nbsp;&nbsp;&nbsp;&nbsp;☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

&nbsp;&nbsp;&nbsp;&nbsp;**(b)**&nbsp;&nbsp;&nbsp;&nbsp;☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

&nbsp;&nbsp;&nbsp;&nbsp;**(c)**&nbsp;&nbsp;&nbsp;&nbsp;☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

&nbsp;&nbsp;&nbsp;&nbsp;**(d)**&nbsp;&nbsp;&nbsp;&nbsp;☐ Investment company registered under section 8 of the Investment Company Act of &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1940 (15 U.S.C 80a-8);

&nbsp;&nbsp;&nbsp;&nbsp;**(e)**&nbsp;&nbsp;&nbsp;&nbsp;☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

&nbsp;&nbsp;&nbsp;&nbsp;**(f)**&nbsp;&nbsp;&nbsp;&nbsp;☐ An employee benefit plan or endowment fund in accordance with §240.13d-&nbsp;&nbsp;&nbsp;&nbsp;1(b)(1)(ii)(F);

&nbsp;&nbsp;&nbsp;&nbsp;**(g)**&nbsp;&nbsp;&nbsp;&nbsp;☐ A parent holding company or control person in accordance with §240.13d-&nbsp;&nbsp;&nbsp;&nbsp;1(b)(1)(ii)(G);

&nbsp;&nbsp;&nbsp;&nbsp;**(h)**&nbsp;&nbsp;&nbsp;&nbsp;☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act &nbsp;&nbsp;&nbsp;&nbsp;(12 U.S.C. 1813);

&nbsp;&nbsp;&nbsp;&nbsp;**(i)**&nbsp;&nbsp;&nbsp;&nbsp;☐ A church plan that is excluded from the definition of an investment company under &nbsp;&nbsp;&nbsp;&nbsp;section &nbsp;&nbsp;&nbsp;&nbsp;3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

&nbsp;&nbsp;&nbsp;&nbsp;**(j)**&nbsp;&nbsp;&nbsp;&nbsp;☐ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);

&nbsp;&nbsp;&nbsp;&nbsp;**(k)**&nbsp;&nbsp;&nbsp;&nbsp;☐ Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in &nbsp;&nbsp;&nbsp;&nbsp;accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:

**Item 4. Ownership.** 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(a)** &nbsp;&nbsp;&nbsp;&nbsp;**Amount beneficially owned**. 1,975,133 shares of Class A common stock, which does not include 170,676 shares of Class A common stock over which Diana Medina de Marturet only has an economic interest. Mrs. Medina de Marturet disclaims beneficial ownership of 41,691 shares of Class A common stock as to which she has no economic interest therein.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(b)** &nbsp;&nbsp;&nbsp;&nbsp;**Percent of class**. 5.85%. Calculated based upon the number of shares outstanding as of October 27, 2022: 33,774,307 shares of Class A common stock.

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**CUSIP: 023576101**

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(c)** &nbsp;&nbsp;&nbsp;&nbsp;**Number of shares as to which the person has**:

(i) Sole power to vote or direct the vote 1,384,203

(ii) Shared power to vote or to direct the vote 111,196

(iii) Sole power to dispose or to direct the disposition of 1,863,937 (1)

(iv) Shared power to dispose or to direct the disposition of 111,196

(1) These shares include 479,734 shares of Class A non-voting common stock.

**Item 5. Ownership of 5 Percent or Less of a Class.**

&nbsp;&nbsp;&nbsp;&nbsp;Not applicable.

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person.**

&nbsp;&nbsp;&nbsp;&nbsp;Other persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, certain of the securities reported herein.

**Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.**

&nbsp;&nbsp;&nbsp;&nbsp;Not applicable.

**Item 8. Identification and Classification of Members of the Group.**

&nbsp;&nbsp;&nbsp;&nbsp;Not applicable.

**Item 9. Notice of Dissolution of Group.**

&nbsp;&nbsp;&nbsp;&nbsp;Not applicable.

**Item 10. Certifications.**

&nbsp;&nbsp;&nbsp;&nbsp;Not applicable.

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**CUSIP: 023576101**

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**Signature**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2023

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| |
|:---|
| /s/ Diana Medina de Marturet |
| Diana Medina de Marturet |

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**ATTENTION**

**Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).**

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