# EDGAR Filing Document

**Accession Number:** 0001607962
**File Stem:** 0001178913-26-002992
**Filing Date:** 2026-5
**Character Count:** 52135
**Document Hash:** 99ce473e1e6b5b61bd4563f8c821da55
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001178913-26-002992.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001178913-26-002992

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lifeward Ltd.
- **CENTRAL INDEX KEY:** 0001607962
- **STANDARD INDUSTRIAL CLASSIFICATION:** ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 000000000
- **STATE OF INCORPORATION:** L3
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36612
- **FILM NUMBER:** 261044287

**BUSINESS ADDRESS:**
- **STREET 1:** 2 CABOT ROAD
- **CITY:** HUDSON
- **STATE:** MA
- **ZIP:** 01749
- **BUSINESS PHONE:** 15082511154

**MAIL ADDRESS:**
- **STREET 1:** 2 CABOT ROAD
- **CITY:** HUDSON
- **STATE:** MA
- **ZIP:** 01749

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ReWalk Robotics Ltd.
- **DATE OF NAME CHANGE:** 20140620

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Argo Medical Technologies Ltd.
- **DATE OF NAME CHANGE:** 20140513

------

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM SD

#### SPECIALIZED DISCLOSURE REPORT

### Lifeward Ltd.
(Exact name of the registrant as specified in its charter)

<u>State of Israel</u> (State or other jurisdiction of incorporation) <u>001-36612</u> (Commission file number)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

<u>2 Cabot Rd., Hudson, MA</u> (Address of principal executive offices) <u>01749</u> (Zip Code)

<u>Almog Adar, Chief Financial Officer, telephone: +508.251.1154</u>

(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025

☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ____________

------

#### Section 1 - Conflict Minerals Disclosures

#### Item 1.01 – Conflict Minerals Disclosure and Report

#### Introduction
This Specialized Disclosure Form ("Form SD") of Lifeward Ltd. (the "Company," "we," or "us") is filed pursuant to Rule 13p-1 (the "Rule") promulgated under the Securities Exchange Act of 1934, as amended (the "1934 Act"), for the reporting period from January 1, 2025 to December 31, 2025.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified under the Rule are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (collectively, the "Conflict Minerals" or "3TG"), that originated in the Democratic Republic of the Congo ("DRC") and certain adjoining countries (collectively with the DRC, the "Covered Countries"), unless the Secretary of State in the future determines that additional derivatives are financing conflict in the Covered Countries.

Per the Rule and the instructions to Form SD, the Company is required to conduct in good faith a reasonable country of origin inquiry regarding the Conflict Minerals that is reasonably designed to determine whether any of the Conflict Minerals originated in any of the Covered Countries, or are from "recycled" or "scrap sources" as defined in Form SD. Following the country of origin inquiry, the Company must exercise due diligence on the source and chain of custody of such Conflict Minerals if the Company knows or has reason to believe that those Conflict Minerals originated in any of the Covered Countries and knows or has reason to believe that they may not be entirely from recycled or scrap sources.

#### Conclusion Based on Reasonable Country of Origin Inquiry
In accordance with the Rule, the Company has concluded in good faith that during the year ended December 31, 2025:

<br> • Certain of the Company's operations manufactured, or contracted to manufacture, products (the "Covered Products") for which the Conflict Minerals are necessary to the functionality or production of those products.

• Based on the Company's good faith reasonable country of origin inquiry regarding the Conflict Minerals that were used in the Company's Covered Products in 2025, which was designed to determine whether any of the Conflict Minerals contained in the Company's Covered Products originated in any of the Covered Countries and whether any of the Conflict Minerals contained in the Covered Products are or may be from entirely recycled or scrap sources, the Company has reason to believe the following: (i) the Conflict Minerals contained in its Covered Products may have originated in one or more of the Covered Countries; and (ii) such Conflict Minerals may not be from entirely recycled or scrap sources.

On the basis of these conclusions, the Company proceeded to exercise due diligence with respect to the source and chain of custody of the Conflict Minerals contained in its Covered Products. The Conflict Minerals Report (the "CMR") describing the Company's due diligence efforts is attached as Exhibit 1.01 to this Form SD for the reporting period from January 1, 2025 to December 31, 2025. In accordance with applicable guidance from the Securities and Exchange Commission, the Company is not required to obtain an independent private sector audit of its CMR for the year ended December 31, 2025.

#### Conflict Minerals Disclosure
A copy of the Company's CMR is filed as Exhibit 1.01 hereto and is publicly available on the "Charters & Policies" under the "Corporate Governance" page in the "Investor Relations" section of the Company's website at https://ir.golifeward.com/corporate-governance/charters-and-policies. Information contained on, or that can be accessed through, the Company's website does not constitute a part of this Form SD or the attached CMR and is not incorporated by reference herein.

------

#### Item 1.02 Exhibit
A copy of the Company's CMR is filed as Exhibit 1.01 to this Form SD.

#### Section 2 – Resource Extraction Issuer Disclosure

#### Item 2.01 Resource Extraction Issuer Disclosure and Report
Not applicable.

#### Section 3 - Exhibits

#### Item 3.01 – Exhibits
[Exhibit 1.01 — Conflict Minerals Report of Lifeward Ltd. for the year ended December 31, 2025, as required by Items 1.01 and 1.02 of this Form SD](exhibit_1-01.htm)

------

#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

<u>Lifeward</u> <u>Ltd.</u>

(Registrant)

<u>/s/</u><u> </u><u>Almog Adar</u> <u>May 29, 2026</u>

Name: Almog Adar (Date)

Title: Chief Financial Officer <br>

------

## Exhibit 1.01

------

#### Exhibit 1.01

#### Conflict Minerals Report of

#### Lifeward Ltd.

#### For the year ended December 31, 2025

#### Introduction
This is the Conflict Minerals Report (the "CMR") of Lifeward Ltd. (the "Company," "we" or "us" or "our") for calendar year 2025 in accordance with Rule 13p-1 (the "Rule") under the Securities Exchange Act of 1934, as amended (the "1934 Act"). The Rule requires disclosure of certain information when a registrant manufactures or contracts to manufacture products that contain, or likely contain, the "Conflict Minerals" specified in the Rule, which are necessary to the functionality or production of products (the "Covered Products").

"Conflict Minerals" are defined as gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. Tantalum, tin, tungsten and gold are collectively referred to as "3TG" for the purposes of this assessment. According to the Rule, if a registrant, based on a good faith reasonable country of origin inquiry regarding the Conflict Minerals, has reason to believe that (i) the Conflict Minerals contained in its Covered Products may have originated in the Democratic Republic of the Congo ("DRC") or an adjoining country (collectively with the DRC, the "Covered Countries") or (ii) such Conflict Minerals may not be from recycled or scrap sources, then the registrant must exercise due diligence on the source and chain of custody of the Conflict Minerals, and submit a conflict minerals report describing those due diligence measures.

#### Reasonable Country of Origin Inquiry
During the year ended December 31, 2025, we conducted a Reasonable Country of Origin Inquiry ("RCOI") to determine, using good faith and reasonable best efforts, whether any of the necessary 3TG that was necessary to the production or functionality of our Covered Products in 2025 originated, or likely originated, from any of the Covered Countries or whether the 3TG originated, or likely originated, from entirely recycled or scrap sources. We held meetings with management from various departments to discuss the applicable definitions of "manufacturer" and/or "contract to manufacture." By way of this process, we identified specific types of product parts within our products that contain within them 3TG that is necessary to their production or functionality and mapped them to their respective suppliers**.**

We reviewed the responses received, checked for inconsistencies, incomplete forms, and inaccurate responses, and sent reminders to suppliers who did not respond to our requests for information. We compared the Conflict Minerals smelters or refiners reported in the surveys with the 80 suppliers against the lists of facilities that received a conformant or active designation by the RMI's Responsible Minerals Assurance Process ("RMAP"). In accordance with the Rule, we concluded in good faith that during the year ended December 31, 2025:

<br> • Certain of our operations manufactured, or contracted to manufacture, products for which Conflict Minerals are necessary to the functionality or production of those products; and

• Based on our good faith RCOI regarding the Conflict Minerals, we had reason to believe that: (i) the Conflict Minerals contained in our Covered Products may have originated in the DRC or one or more of the Covered Countries and (ii) such Conflict Minerals may not be from entirely recycled or scrap sources.

As a result, we exercised due diligence on the Conflict Minerals' source and chain of custody and are filing this CMR with our Form SD to comply with the requirements of the Rule. In accordance with applicable guidance from the U.S. Securities and Exchange Commission (the "SEC"), we are not required to obtain an independent private sector audit of our CMR for the year ended December 31, 2025. The due diligence measures we performed are discussed below.

------

#### Part I. Company Overview and Description of the Company's Products Covered by This Report
<br> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; We are a medical device company that designs, develops, and commercializes life-changing solutions that span the continuum of care in physical rehabilitation and recovery, delivering proven functional and health benefits in clinical settings as well as in the home and community. The Company's initial product offerings were the ReWalk Personal and ReWalk Rehabilitation Exoskeleton devices for individuals with spinal cord injury (collectively, the "SCI Products"). These devices are robotic exoskeletons that are designed for individuals with paraplegia that use the Company's patented tilt-sensor technology and an on-board computer and motion sensors to drive motorized legs that power movement. These SCI Products allow individuals with spinal cord injury the ability to stand and walk again during everyday activities at home or in the community.

The Company has sought to expand its product offerings beyond the SCI Products through internal development and distribution agreements. The Company has developed its ReStore Exo-Suit device ("ReStore"), a powered, lightweight soft exo-suit intended for use during the rehabilitation of individuals with lower limb disabilities due to stroke. The Company is no longer actively commercializing the ReStore product. The Company distributes the MYOLYN MyoCycle FES Pro cycles to U.S. rehabilitation clinics and the MyoCycle Home cycles available to U.S. veterans through VA hospitals on a non-exclusive basis.

Following the acquisition of AlterG, Inc. by Lifeward in August 2023, the Company added the AlterG Anti-Gravity Treadmill to its portfolio of rehabilitation and recovery solutions. The Anti-Gravity Treadmill utilizes differential air pressure technology to reduce body weight impact during walking and running therapy and is used in rehabilitation clinics, sports performance facilities and hospitals worldwide. Fiscal year 2025 is the first reporting period in which the Anti-Gravity Treadmill product line is included in the Company's Conflict Minerals disclosure.

Our products are marketed and sold worldwide, with principal markets in the United States and Europe.

#### Part II. The Company's Due Diligence Process

#### Design of Due Diligence
We have adopted due diligence processes in accordance with Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (2016), including the related Supplements on Tin, Tantalum and Tungsten and on Gold published by the Organization for Economic Co-Operation and Development (collectively, the "OECD Guidance").

The design of our Conflict Minerals program is in conformity with the OECD Guidance, specifically as it relates to our position in the minerals supply chain as a company that is several levels removed from the actual mining of Conflict Minerals (i.e., a "downstream company"). We do not make direct purchases of raw ore or unrefined Conflict Minerals and instead rely on our direct suppliers to provide us with the information regarding the likely source and chain of custody of the 3TG minerals supplied to us. Summarized below are the design components of our Conflict Minerals program as they relate to the five-step framework set forth in the OECD Guidance:

#### Due Diligence Performed
*Step 1. Establish Strong Company Management Systems*

*Adopt, communicate and commit to a supply chain policy for minerals from conflict-affected and high-risk areas.*

We have continued to communicate our Conflict Minerals Policy (the "Policy") related to our sourcing of 3TG to our suppliers and other stakeholders. Our Policy outlines our commitment to responsible sourcing and the requirements imposed on participants in our supply chain and is available on the "Charters & Policies" under the "Corporate Governance" page in the "Investor Relations" section of our website at https://ir.golifeward.com/corporate-governance/charters-and-policies. Information contained on, or that can be accessed through, our website does not constitute a part of this CMR and is not incorporated by reference herein.

------

*Structure internal management systems to support supply chain due diligence.*

A cross-functional Conflict Minerals steering committee operates our Conflict Minerals program. The committee consists of representatives from the Company's finance and purchasing functions and is led by our Principal Financial Officer. Regular meetings of our Conflict Minerals steering committee were held, and the committee updated representatives of our senior management on the status of the Conflict Minerals program.

*Establish a System of Controls and Transparency over the Conflict Minerals Supply Chain.*

*Strengthen the Company's Engagement with Suppliers*

We inform our in-scope manufacturers and suppliers of our disclosure requirements, including our compliance with the OECD Guidance and the Rule.

*Establish a Company-level Grievance Mechanism.*

Our Policy includes a grievance procedure by which employees, suppliers and other stakeholders may contact us should they wish to seek guidance or report concerns regarding Conflict Minerals. Concerns or grievances reported through this procedure are reviewed by the relevant staff members and follow-up activities are conducted, as appropriate.

*Step 2. Identify and Assess Risks in the Supply Chain*

*Identify Risks in the Supply Chain by Identifying Company Suppliers.*

<u>Identify Company Suppliers.</u>

As explained above, we do not buy raw ore or unrefined Conflict Minerals directly from refiners, smelters or mines. Our supply chain with respect to the Covered Products is complex, with multiple intermediaries and third parties in the supply chain between the manufacturing of the Covered Products and the original sources of the necessary Conflict Minerals. Because we believe that the smelters or refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, we rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in components and materials supplied to us.

As discussed above under "Reasonable Country of Origin Inquiry" and "Part I. Company Overview and Description of the Company's Products Covered by This Report," we identified our Covered Products falling within the scope of the Rule (i.e., products which were manufactured or contracted to be manufactured by us) during the 2025 calendar year. Based on these Covered Products, we were able to identify the suppliers from which we purchase components or materials for the Covered Products that may include Conflict Minerals. We identified 80 relevant suppliers whose products may contain 3TG.

------

<u>Request Conflict Minerals Reporting Templates (CMRTs) from suppliers.</u>

We surveyed 80 suppliers, through our third-party service provider, to identify the 3TG contained in the products they supply us with, the smelters or refiners that process the 3TG and the country of origin, or likely country of origin, of such 3TG. The survey was conducted by utilizing version 6.5, or higher, of the CMRT. We utilize this RMI reporting template to collect data and information from our suppliers in order to identify the origins of 3TG in our supply chain. We received responses from 37 out of 80 suppliers (46%).

*Assess Risks in the Supply Chain.*

<u>Analyze surveys for RMAP "conformant" and "active" smelters or refiners.</u>

We compared smelters or refiners identified in the supply chain survey against the RMI's "conformant" or "active" smelter or refiner list, which lists all facilities that have received a RMAP "conformant" or "active" designation from the RMI. We reviewed all of the responses to determine whether smelters or refiners identified in our supply chain obtained a designation of "conformant" or "active" from the RMI.

Of the CMRT responses we received from suppliers, some included incomplete responses as well as inconsistencies and inaccuracies within the reported data. In such cases, we contacted the suppliers directly, through our third-party service provider, in an effort to secure revised responses. Through this process, we have identified, to the best of our efforts, the smelters or refiners in our supply chain and country of origin, or likely country of origin, based on information for the smelters or refiners identified in the supply chain survey.

<u>Understand and define RMAP "conformant" and "active" statuses.</u>

To compile its list, the RMI employs independent third-party auditors to audit the source, including mines of origin and chains of custody, of the Conflict Minerals processed by smelters or refiners which agree to undergo an audit. "Conformant" means that a smelter or refiner was listed as "conformant" with the RMAP's assessment protocols, including those indicated as "re-audit in progress".

Smelters or refiners labeled as "active" have committed to undergo an audit, which may be in progress, or are participating in one of the cross-recognized certification programs, namely, the London Bullion Market Association ("LBMA") Responsible Gold Certification or Responsible Jewelry Program Chain-of-Custody Certification.

------

*Step 3. Design and Implement a Strategy to Respond to Identified Risks*

We are working to improve our due diligence processes with respect to 3TG. Our risk mitigation efforts during 2025 included those discussed in this section.

*Participate in Existing Industry Conflict Minerals Initiatives.*

In light of the complexity of our and our suppliers' supply chains, we are currently unable to assess adequately all of the risks in our supply chain. However, we continue to engage with suppliers to obtain current, accurate and complete information about our supply chain through the use of version 6.5, or higher, of the CMRT and to improve due diligence efforts to ensure responsible sourcing in compliance with our Policy.

*Report Findings to Designated Senior Management.*

Our senior management, including our Chief Executive Officer, is briefed about our supply chain due diligence efforts, risk analysis results and mitigation efforts.

*Devise, Adopt and Implement a Risk Management Plan and Monitor Risk Mitigation Efforts.*

Our Policy seeks to encourage suppliers to responsibly source Conflict Minerals, but does not necessarily seek to eliminate sourcing from any of the Covered Countries. We also periodically review our progress, assess identified risks and determine follow-up action, as follows:

<br> • We follow up on inconsistent, incomplete, or inaccurate responses, and send reminders to suppliers who have not responded to our requests for information, through our third-party service provider.

<br> • Suppliers that source from smelters or refiners from any of the Covered Countries, where such smelters or refiners are not certified by the RMAP, are contacted and are asked to submit more information about their sourcing practices, including a corrective action plan.

*Step 4. Carry Out Independent Third-Party Audit of Smelter/Refiner's Due Diligence Practices*

Due to our downstream position in the supply chain, we do not have a direct relationship with 3TG smelters or refiners. Therefore, we do not perform direct audits of these entities within our supply chain, but instead rely on the efforts of organizations such as the RMI to influence smelters or refiners to undergo audits and become certified through the RMAP.

*Step 5. Report Annually on Supply Chain Due Diligence*

Our supply chain due diligence efforts are described in this CMR. We have filed this CMR in accordance with the Rule by filing a Form SD with the SEC, with this CMR as an exhibit. This CMR is also available on our website https://ir.golifeward.com/corporate-governance/charters-and-policies. Information contained on, or that can be accessed through, our website does not constitute a part of this CMR and is not incorporated by reference herein.

#### Part III. The Company's Due Diligence Findings and Conclusions
Our Conflict Minerals process, as described above, allowed us to identify in-scope products and the corresponding suppliers. These 80 identified suppliers were surveyed using version 6.5, or higher, of the CMRT. We received survey responses from 46% of our suppliers. The results of the survey do not allow us to make definitive conclusions as to the source or likely source of any potential Conflict Minerals that were necessary to the production or functionality of our products that were manufactured, or contracted to manufacture, in 2025. <br>

------

*Facilities Used to Process the Conflict Minerals in the Covered Products*

Based on the information obtained during the minerals supply chain due diligence process, we were unable to conclusively determine the origin or likely origin of all the Conflict Minerals contained in the Covered Products. Based on the information provided by our suppliers as well as by the RMI, as of the date of this CMR, we believe that the facilities that may have been used to process the Conflict Minerals in our products during the reporting period in the 2025 calendar year may include the smelters or refiners listed in Annex I hereto.

*Countries of Origin of the Conflict Minerals in the Covered Products*

Based on information provided by our suppliers and the RMI, the Conflict Minerals contained in our Covered Products may have originated from one or more of the countries identified in Annex II hereto.

We can only provide reasonable, not absolute, assurance regarding the source and chain of custody of the Conflict Minerals in our Covered Products, since the information comes from direct and secondary suppliers and the RMI. Information gathered from our suppliers is not on a continuous, real-time basis. Despite our efforts to follow up with certain suppliers, we did not receive responses from all suppliers, and the suppliers who responded showed varying degrees of cooperation with our inquiries.

#### Part IV. Implementation of Strategies to Respond to Identified Risks and Future Steps
We have taken, and intend to continue taking, steps to improve our due diligence processes and to minimize the risk that our necessary Conflict Minerals benefit, or likely benefit, armed groups in the DRC or Covered Countries, as well as Conflict-Affected or High-Risk Areas. Going forward, we will continue working with our global supply chain to ensure responsible sourcing and ensure compliance with applicable regulations through the following steps:

<br> 1. Contacting from time to time, as is reasonably required, direct suppliers that do not respond to the supply chain survey by a specified date, requesting their responses.

<br> 2. Comparing, as is reasonably required, applicable smelters or refiners identified in the supply chain survey against the list of facilities that have received a RMAP "conformant" or "active" designation from the RMI's RMAP.

<br> 3. Making a good faith effort to enact terms and conditions related to Conflict Minerals in supplier contracts.

<br> 4. Continuing to implement the Company's Conflict Minerals Policy.

<br> 5. Engaging with suppliers to encourage them to provide requested information for future reporting years.

<br> 6. Continuing to communicate to our suppliers the expectation that they steer their supply chain towards "conformant" smelters as defined by the RMI's RMAP or other equivalent programs.

<br> 7. Using revised and updated versions of the CMRT for our survey tools.

------

#### Forward-Looking Statements
*In addition to historical facts, this CMR contains forward-looking statements within the meaning of Section 27A of the U.S. Securities Act of 1933, as amended, Section 21E of the 1934 Act, and the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. We have based these forward-looking statements on our current expectations and projections about future events. Forward-looking statements include information regarding further supplier engagement, due diligence and risk mitigation efforts and strategy, and involve certain risks and uncertainties. Actual results could differ materially from the forward-looking statements. Words such as "expects," "anticipates," "intends," "seeks," "believes," "may," "will," variations of these words, and similar expressions are intended to identify such forward looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers and other factors discussed under the heading "Risk Factors" in our annual report on Form 10-K for the year ended December 31, 2025, as filed with the SEC on March 18, 2026, and other documents subsequently filed with or furnished to the SEC. Any forward-looking statement made in this CMR speaks only as of the date hereof. Except as otherwise required by law, the Company undertakes no obligation to update publicly the information contained in this CMR, or any forward looking statements, to reflect new information, events or circumstances after the date they were made, or to reflect the occurrence of unanticipated events.*

------

#### Annex I

#### List of Identified Smelters or Refiners

---

| | | |
|:---|:---|:---|
| **Metal (\*)** | **Smelter Reference List (\*)** | **Smelter Country (\*)** |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | Agosi AG | GERMANY |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | ASAHI METALFINE, Inc. | JAPAN |
| Gold | Asaka Riken Co., Ltd. | JAPAN |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | Aurubis AG | GERMANY |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Boliden Ronnskar | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | Caridad | MEXICO |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | Cendres + Metaux S.A. | SWITZERLAND |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| Gold | Chimet S.p.A. | ITALY |
| Gold | Chugai Mining | JAPAN |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Dowa | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| Gold | JSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA |
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |

---

------

---

| | | |
|:---|:---|:---|
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | Asahi Refining Canada Ltd. | CANADA |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | Kazzinc | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| Gold | Lingbao Gold Co., Ltd. | CHINA |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | Materion | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | Nihon Material Co., Ltd. | JAPAN |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| Gold | MKS PAMP SA | SWITZERLAND |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | PX Precinox S.A. | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | Royal Canadian Mint | CANADA |
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |

---

------

---

| | | |
|:---|:---|:---|
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| Gold | Torecom | KOREA, REPUBLIC OF |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
| Gold | Yamakin Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
| Gold | Morris and Watson | NEW ZEALAND |
| Gold | SAFINA A.S. | CZECHIA |
| Gold | Guangdong Jinding Gold Limited | CHINA |
| Gold | Umicore Precious Metals Thailand | THAILAND |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | Sudan Gold Refinery | SUDAN |
| Gold | T.C.A S.p.A | ITALY |
| Gold | REMONDIS PMR B.V. | NETHERLANDS |
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES |

---

------

---

| | | |
|:---|:---|:---|
| Gold | Industrial Refining Company | BELGIUM |
| Gold | Shirpur Gold Refinery Ltd. | INDIA |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Marsam Metals | BRAZIL |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CHINA |
| Gold | Albino Mountinho Lda. | PORTUGAL |
| Gold | SAAMP | FRANCE |
| Gold | L'Orfebre S.A. | ANDORRA |
| Gold | 8853 S.p.A. | ITALY |
| Gold | Italpreziosi | ITALY |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | AU Traders and Refiners | SOUTH AFRICA |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA |
| Gold | Sai Refinery | INDIA |
| Gold | Modeltech Sdn Bhd | MALAYSIA |
| Gold | Bangalore Refinery | INDIA |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY |
| Gold | Pease & Curren | UNITED STATES OF AMERICA |
| Gold | JALAN & Company | INDIA |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Planta Recuperadora de Metales SpA | CHILE |
| Gold | ABC Refinery Pty Ltd. | AUSTRALIA |
| Gold | Safimet S.p.A | ITALY |
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| Gold | African Gold Refinery | UGANDA |
| Gold | Gold Coast Refinery | GHANA |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA |
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
| Gold | CGR Metalloys Pvt Ltd. | INDIA |
| Gold | Sovereign Metals | INDIA |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| Gold | Augmont Enterprises Private Limited | INDIA |
| Gold | Kundan Care Products Ltd. | INDIA |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA |
| Gold | K.A. Rasmussen | NORWAY |

---

------

---

| | | |
|:---|:---|:---|
| Gold | Alexy Metals | UNITED STATES OF AMERICA |
| Gold | MD Overseas | INDIA |
| Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA |
| Gold | WEEEREFINING | FRANCE |
| Gold | Gold by Gold Colombia | COLOMBIA |
| Gold | Dongwu Gold Group | CHINA |
| Gold | SAM Precious Metals FZ-LLC | UNITED ARAB EMIRATES |
| Gold | NOBLE METAL SERVICES | UNITED STATES OF AMERICA |
| Gold | Coimpa Industrial LTDA | BRAZIL |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CHINA |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | INDIA |
| Gold | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF |
| Gold | Attero Recycling Pvt Ltd | INDIA |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | SOUTH AFRICA |
| Gold | Elite Industech Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | Gasabo Gold Refinery Ltd | RWANDA |
| Gold | Minera Titan del Peru SRL (MTP) - Belen Plant | PERU |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | AMG Brasil | BRAZIL |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | Mineracao Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Tantalum | NPM Silmet AS | ESTONIA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |

---

------

---

| | | |
|:---|:---|:---|
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | KEMET de Mexico | MEXICO |
| Tantalum | TANIOBIS Co., Ltd. | THAILAND |
| Tantalum | TANIOBIS GmbH | GERMANY |
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA |
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA |
| Tantalum | 5D Production OU | ESTONIA |
| Tantalum | PowerX Ltd. | RWANDA |
| Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd. | CHINA |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | Alpha Assembly Solutions Inc | UNITED STATES OF AMERICA |
| Tin | PT Premium Tin Indonesia | INDONESIA |
| Tin | Dongguan Best Alloys Co., Ltd. | CHINA |
| Tin | Dowa | JAPAN |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | Estanho de Rondonia S.A. | BRAZIL |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Minsur | PERU |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| Tin | Novosibirsk Tin Combine | RUSSIAN FEDERATION |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Timah Tbk Kundur | INDONESIA |
| Tin | PT Timah Tbk Mentok | INDONESIA |

---

------

---

| | | |
|:---|:---|:---|
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| Tin | Thaisarco | THAILAND |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | VQB Mineral and Trading Group JSC | VIET NAM |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Melt Metais e Ligas S.A. | BRAZIL |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | PT Rajehan Ariq | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| Tin | Super Ligas | BRAZIL |
| Tin | Aurubis Beerse | BELGIUM |
| Tin | Aurubis Berango | SPAIN |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Modeltech Sdn Bhd | MALAYSIA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| Tin | Pongpipat Company Limited | MYANMAR |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA |
| Tin | Luna Smelter, Ltd. | RWANDA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Precious Minerals and Smelting Limited | INDIA |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA |
| Tin | PT Mitra Sukses Globalindo | INDONESIA |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL |
| Tin | CRM Synergies | SPAIN |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA |
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE |

---

------

---

| | | |
|:---|:---|:---|
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | INDIA |
| Tin | Woodcross Smelting Company Limited | UGANDA |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CHINA |
| Tin | PT Arsed Indonesia | INDONESIA |
| Tin | P Kay Metal, Inc | UNITED STATES OF AMERICA |
| Tungsten | A.L.M.T. Corp. | JAPAN |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA |
| Tungsten | Hunan Jintai New Material Co., Ltd. | CHINA |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tungsten | Masan High-Tech Materials | VIET NAM |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |

---

------

---

| | | |
|:---|:---|:---|
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | ACL Metais Eireli | BRAZIL |
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION |
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL |
| Tungsten | Cronimet Brasil Ltda | BRAZIL |
| Tungsten | Artek LLC | RUSSIAN FEDERATION |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA |
| Tungsten | OOO "Technolom" 2 | RUSSIAN FEDERATION |
| Tungsten | OOO "Technolom" 1 | RUSSIAN FEDERATION |
| Tungsten | LLC Vostok | RUSSIAN FEDERATION |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA |
| Tungsten | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF |
| Tungsten | Tungsten Vietnam Joint Stock Company | VIET NAM |
| Tungsten | Nam Viet Cromit Joint Stock Company | VIET NAM |
| Tungsten | MALAMET SMELTING SDN. BHD. | MALAYSIA |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | KOREA, REPUBLIC OF |
| Tungsten | Lianyou Resources Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA |
| Tungsten | Philippine Carreytech Metal Corp. | PHILIPPINES |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | VIET NAM |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Tungsten | S.P.T. spol.s r.o. | CZECHIA |
| Tungsten | Tungamoy Metals Inc. | KOREA, REPUBLIC OF |

---

------

#### Annex II

#### List of Countries of Origin of Conflict Minerals\*

#### <br>
Based on our due diligence, the above smelters or refiners reported by our relevant suppliers may process Conflict Minerals from one or more of the following reported countries of origin:\*

---

| | |
|:---|:---|
| **Conflict** <br> **Mineral** | **Country of Origin May Include the Following** |
| Gold | ANDORRA |
| Gold | AUSTRALIA |
| Gold | AUSTRIA |
| Gold | BELGIUM |
| Gold | BRAZIL |
| Gold | CANADA |
| Gold | CHILE |
| Gold | CHINA |
| Gold | COLOMBIA |
| Gold | CZECHIA |
| Gold | FRANCE |
| Gold | GERMANY |
| Gold | GHANA |
| Gold | INDIA |
| Gold | INDONESIA |
| Gold | ITALY |
| Gold | JAPAN |
| Gold | KAZAKHSTAN |
| Gold | KOREA, REPUBLIC OF |
| Gold | KYRGYZSTAN |
| Gold | LITHUANIA |
| Gold | MALAYSIA |
| Gold | MEXICO |
| Gold | NETHERLANDS |
| Gold | NEW ZEALAND |
| Gold | NORWAY |
| Gold | PERU |
| Gold | PHILIPPINES |
| Gold | POLAND |
| Gold | PORTUGAL |
| Gold | RUSSIAN FEDERATION |
| Gold | RWANDA |
| Gold | SAUDI ARABIA |
| Gold | SINGAPORE |
| Gold | SOUTH AFRICA |
| Gold | SPAIN |
| Gold | SUDAN |
| Gold | SWEDEN |
| Gold | SWITZERLAND |
| Gold | TAIWAN, PROVINCE OF CHINA |
| Gold | TANZANIA, UNITED REPUBLIC OF |
| Gold | THAILAND |
| Gold | TURKEY |
| Gold | UGANDA |
| Gold | UNITED ARAB EMIRATES |
| Gold | UNITED STATES OF AMERICA |
| Gold | UZBEKISTAN |
| Gold | ZIMBABWE |

---

------

---

| | |
|:---|:---|
| Tantalum | BRAZIL |
| Tantalum | CHINA |
| Tantalum | ESTONIA |
| Tantalum | GERMANY |
| Tantalum | INDIA |
| Tantalum | JAPAN |
| Tantalum | KAZAKHSTAN |
| Tantalum | MEXICO |
| Tantalum | RUSSIAN FEDERATION |
| Tantalum | RWANDA |
| Tantalum | THAILAND |
| Tantalum | UNITED STATES OF AMERICA |
| Tin | AUSTRALIA |
| Tin | BELGIUM |
| Tin | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | BRAZIL |
| Tin | CHINA |
| Tin | CONGO, DEMOCRATIC REPUBLIC OF THE |
| Tin | INDIA |
| Tin | INDONESIA |
| Tin | JAPAN |
| Tin | MALAYSIA |
| Tin | MYANMAR |
| Tin | PERU |
| Tin | PHILIPPINES |
| Tin | POLAND |
| Tin | RUSSIAN FEDERATION |
| Tin | RWANDA |
| Tin | SPAIN |
| Tin | TAIWAN, PROVINCE OF CHINA |
| Tin | THAILAND |
| Tin | UGANDA |
| Tin | UNITED STATES OF AMERICA |
| Tin | VIET NAM |

---

------

---

| | |
|:---|:---|
| Tungsten | AUSTRIA |
| Tungsten | BRAZIL |
| Tungsten | CHINA |
| Tungsten | CZECHIA |
| Tungsten | GERMANY |
| Tungsten | JAPAN |
| Tungsten | KOREA, REPUBLIC OF |
| Tungsten | MALAYSIA |
| Tungsten | PHILIPPINES |
| Tungsten | RUSSIAN FEDERATION |
| Tungsten | TAIWAN, PROVINCE OF CHINA |
| Tungsten | UNITED STATES OF AMERICA |
| Tungsten | VIET NAM |

---

\* The description of the Company's due diligence exercise set forth above under the heading "Part II. The Company's Due Diligence Process" explains the Company's efforts to determine the mine or location of origin with the greatest possible specificity. As our suppliers' Smelters or Refiners did not provide complete information on the location of the mine in their CMRTs, the Company was not able to establish the exact country of origin from the sourcing information reported regarding their Conflict Minerals. Therefore, the Company has indicated the countries of origin information as reported in our suppliers' CMRTs, in the relevant "Smelter or Refiner Country" field of the CMRT declaration.

------