# EDGAR Filing Document

**Accession Number:** 0001839850
**File Stem:** 0001839850-23-000001
**Filing Date:** 2023-1
**Character Count:** 13526
**Document Hash:** cc8588cf4fccf4a2d9f6abb8cbc849f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001839850-23-000001.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001839850-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**EFFECTIVENESS DATE**: 20230120

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Falcon Wealth Planning
- **CENTRAL INDEX KEY:** 0001839850
- **IRS NUMBER:** 472775420
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20509
- **FILM NUMBER:** 23540173

**BUSINESS ADDRESS:**
- **STREET 1:** 3400 INLAND EMPIRE BLVD.
- **STREET 2:** SUITE 100
- **CITY:** ONTARIO
- **STATE:** CA
- **ZIP:** 91764
- **BUSINESS PHONE:** 855-963-2526

**MAIL ADDRESS:**
- **STREET 1:** 3400 INLAND EMPIRE BLVD.
- **STREET 2:** SUITE 100
- **CITY:** ONTARIO
- **STATE:** CA
- **ZIP:** 91764

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Falcon Wealth Planning<br>**Address:** 3400 Inland Empire Blvd.<br>Suite 100<br>Ontario, CA 91764

**Form 13F File Number:** 028-20509

**CRD Number (if applicable):** 000174092

**SEC File Number (if applicable):** 801-112659

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ray Bartolome<br>**Title:** CCO<br>**Phone:** 855-963-2526

**Signature, Place, and Date of Signing:**

/s/ Ray Bartolome  Ontario, CA  01-20-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 96

**Form 13F Information Table Value Total:** $348844688

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 454679 | 5124 | SH |  | SOLE |  | 0 | 0 | 5124 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 500882 | 5677 | SH |  | SOLE |  | 0 | 0 | 5677 |
| AMAZON COM INC | COM | 023135106 |  | 639404 | 7612 | SH |  | SOLE |  | 200 | 0 | 7412 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 16884771 | 226611 | SH |  | SOLE |  | 2647 | 0 | 223964 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 |  | 14051959 | 253875 | SH |  | SOLE |  | 3404 | 0 | 250471 |
| APPLE INC | COM | 037833100 |  | 33113510 | 254857 | SH |  | SOLE |  | 0 | 0 | 254857 |
| BANK AMERICA CORP | COM | 060505104 |  | 1336585 | 40356 | SH |  | SOLE |  | 0 | 0 | 40356 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 1552596 | 34108 | SH |  | SOLE |  | 0 | 0 | 34108 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 390759 | 1265 | SH |  | SOLE |  | 0 | 0 | 1265 |
| BLUE APRON HLDGS INC | CL A NEW | 09523Q200 |  | 35192 | 42400 | SH |  | SOLE |  | 0 | 0 | 42400 |
| BOEING CO | COM | 097023105 |  | 216804 | 1138 | SH |  | SOLE |  | 0 | 0 | 1138 |
| CHEVRON CORP NEW | COM | 166764100 |  | 349075 | 1945 | SH |  | SOLE |  | 0 | 0 | 1945 |
| CINTAS CORP | COM | 172908105 |  | 684204 | 1515 | SH |  | SOLE |  | 0 | 0 | 1515 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 305311 | 3875 | SH |  | SOLE |  | 0 | 0 | 3875 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 414387 | 908 | SH |  | SOLE |  | 0 | 0 | 908 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 744952 | 24505 | SH |  | SOLE |  | 0 | 0 | 24505 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 1090390 | 26205 | SH |  | SOLE |  | 0 | 0 | 26205 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 |  | 18617692 | 848186 | SH |  | SOLE |  | 9150 | 0 | 839036 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 602847 | 18006 | SH |  | SOLE |  | 0 | 0 | 18006 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 681773 | 15512 | SH |  | SOLE |  | 0 | 0 | 15512 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 448178 | 20749 | SH |  | SOLE |  | 0 | 0 | 20749 |
| ENOVIX CORPORATION | COM | 293594107 |  | 243824 | 19600 | SH |  | SOLE |  | 0 | 0 | 19600 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 218460 | 1981 | SH |  | SOLE |  | 0 | 0 | 1981 |
| HOME DEPOT INC | COM | 437076102 |  | 315544 | 999 | SH |  | SOLE |  | 0 | 0 | 999 |
| HONEYWELL INTL INC | COM | 438516106 |  | 200156 | 934 | SH |  | SOLE |  | 0 | 0 | 934 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 294196 | 4604 | SH |  | SOLE |  | 0 | 0 | 4604 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 492836 | 1851 | SH |  | SOLE |  | 2 | 0 | 1849 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 210370 | 6996 | SH |  | SOLE |  | 144 | 0 | 6852 |
| ISHARES INC | EM MKT SM-CP ETF | 464286475 |  | 1219901 | 25267 | SH |  | SOLE |  | 0 | 0 | 25267 |
| ISHARES INC | MSCI BIC ETF | 464286657 |  | 237123 | 6906 | SH |  | SOLE |  | 0 | 0 | 6906 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 2347950 | 50277 | SH |  | SOLE |  | 0 | 0 | 50277 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 2140900 | 14758 | SH |  | SOLE |  | 26 | 0 | 14732 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 343968 | 1422 | SH |  | SOLE |  | 19 | 0 | 1403 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 237378 | 1108 | SH |  | SOLE |  | 0 | 0 | 1108 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 13458156 | 160983 | SH |  | SOLE |  | 1744 | 0 | 159239 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 1008213 | 21975 | SH |  | SOLE |  | 690 | 0 | 21285 |
| ISHARES TR | CORE S ETF | 464287200 |  | 240435 | 626 | SH |  | SOLE |  | 193 | 0 | 433 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 13616268 | 125995 | SH |  | SOLE |  | 1330 | 0 | 124665 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 1218396 | 8786 | SH |  | SOLE |  | 73 | 0 | 8713 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 |  | 237346 | 5078 | SH |  | SOLE |  | 37 | 0 | 5041 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 12811681 | 226836 | SH |  | SOLE |  | 3177 | 0 | 223659 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 1399371 | 17240 | SH |  | SOLE |  | 75 | 0 | 17165 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 218810 | 1020 | SH |  | SOLE |  | 8 | 0 | 1012 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 6385506 | 209155 | SH |  | SOLE |  | 3025 | 0 | 206130 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 |  | 419927 | 7484 | SH |  | SOLE |  | 0 | 0 | 7484 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 375236 | 7579 | SH |  | SOLE |  | 0 | 0 | 7579 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 900105 | 8545 | SH |  | SOLE |  | 0 | 0 | 8545 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 545969 | 11482 | SH |  | SOLE |  | 0 | 0 | 11482 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 361009 | 4257 | SH |  | SOLE |  | 0 | 0 | 4257 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 413759 | 4266 | SH |  | SOLE |  | 482 | 0 | 3784 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 432064 | 8019 | SH |  | SOLE |  | 0 | 0 | 8019 |
| ISHARES TR | USD GRN BOND ETF | 46435U440 |  | 243917 | 5306 | SH |  | SOLE |  | 37 | 0 | 5269 |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 |  | 425263 | 9249 | SH |  | SOLE |  | 0 | 0 | 9249 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 281403 | 1593 | SH |  | SOLE |  | 0 | 0 | 1593 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1623549 | 12107 | SH |  | SOLE |  | 0 | 0 | 12107 |
| META PLATFORMS INC | CL A | 30303M102 |  | 360418 | 2995 | SH |  | SOLE |  | 10 | 0 | 2985 |
| MICROSOFT CORP | COM | 594918104 |  | 1028032 | 4287 | SH |  | SOLE |  | 0 | 0 | 4287 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 |  | 242250 | 4955 | SH |  | SOLE |  | 117 | 0 | 4838 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 |  | 265463 | 7753 | SH |  | SOLE |  | 210 | 0 | 7543 |
| OFFERPAD SOLUTIONS INC | COM CL A | 67623L109 |  | 10085 | 21900 | SH |  | SOLE |  | 0 | 0 | 21900 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 228830 | 3213 | SH |  | SOLE |  | 0 | 0 | 3213 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 314184 | 2073 | SH |  | SOLE |  | 0 | 0 | 2073 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 |  | 1541360 | 48979 | SH |  | SOLE |  | 0 | 0 | 48979 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 623302 | 26333 | SH |  | SOLE |  | 0 | 0 | 26333 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 9824217 | 112315 | SH |  | SOLE |  | 1515 | 0 | 110800 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 619567 | 18116 | SH |  | SOLE |  | 289 | 0 | 17827 |
| SENSEONICS HLDGS INC | COM | 81727U105 |  | 39886 | 38724 | SH |  | SOLE |  | 0 | 0 | 38724 |
| SPDR INDEX SHS FDS | S EMKTSC ETF | 78463X756 |  | 232731 | 4755 | SH |  | SOLE |  | 200 | 0 | 4555 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 549169 | 1436 | SH |  | SOLE |  | 7 | 0 | 1429 |
| SPDR SER TR | ICE PFD SEC ETF | 78464A292 |  | 340573 | 10377 | SH |  | SOLE |  | 0 | 0 | 10377 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 345770 | 4786 | SH |  | SOLE |  | 0 | 0 | 4786 |
| SPDR SER TR | PORTFOLIO SH TSR | 78468R101 |  | 207112 | 7169 | SH |  | SOLE |  | 0 | 0 | 7169 |
| SPDR SER TR | PORTFOLIO S | 78464A847 |  | 492490 | 11588 | SH |  | SOLE |  | 0 | 0 | 11588 |
| SPDR SER TR | PORTFOLI S | 78464A805 |  | 246526 | 5213 | SH |  | SOLE |  | 0 | 0 | 5213 |
| SPDR SER TR | DJ REIT ETF | 78464A607 |  | 1297648 | 14890 | SH |  | SOLE |  | 0 | 0 | 14890 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 301686 | 12005 | SH |  | SOLE |  | 0 | 0 | 12005 |
| TESLA INC | COM | 88160R101 |  | 584123 | 4742 | SH |  | SOLE |  | 30 | 0 | 4712 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 10695797 | 148884 | SH |  | SOLE |  | 3120 | 0 | 145764 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 11021708 | 232378 | SH |  | SOLE |  | 4703 | 0 | 227675 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 4490962 | 28281 | SH |  | SOLE |  | 265 | 0 | 28016 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 1037842 | 5773 | SH |  | SOLE |  | 27 | 0 | 5746 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 1207497 | 6021 | SH |  | SOLE |  | 39 | 0 | 5982 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 37589739 | 267790 | SH |  | SOLE |  | 2801 | 0 | 264989 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 13769941 | 166949 | SH |  | SOLE |  | 2137 | 0 | 164812 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 21502631 | 158996 | SH |  | SOLE |  | 1834 | 0 | 157162 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 361781 | 1892 | SH |  | SOLE |  | 102 | 0 | 1790 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 24751951 | 116146 | SH |  | SOLE |  | 1878 | 0 | 114268 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 15901252 | 154666 | SH |  | SOLE |  | 1892 | 0 | 152774 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 3786080 | 97129 | SH |  | SOLE |  | 1461 | 0 | 95668 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 3008894 | 60010 | SH |  | SOLE |  | 998 | 0 | 59012 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 7195395 | 124445 | SH |  | SOLE |  | 3299 | 0 | 121146 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 |  | 232633 | 3978 | SH |  | SOLE |  | 0 | 0 | 3978 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 2460220 | 58619 | SH |  | SOLE |  | 208 | 0 | 58411 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 3490735 | 20287 | SH |  | SOLE |  | 80 | 0 | 20207 |
| VISA INC | COM CL A | 92826C839 |  | 202098 | 973 | SH |  | SOLE |  | 0 | 0 | 973 |
| WISDOMTREE TR | INTL EQUITY FD | 97717W703 |  | 8207171 | 174472 | SH |  | SOLE |  | 2414 | 0 | 172058 |

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