# EDGAR Filing Document

**Accession Number:** 0001597506
**File Stem:** 0001597506-26-000001
**Filing Date:** 2026-2
**Character Count:** 22806
**Document Hash:** c12ca9dba6c83dbfecd82d92403ecafc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001597506-26-000001.hdr.sgml**: 20260213

**ACCESSION NUMBER**: 0001597506-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260213

**DATE AS OF CHANGE**: 20260213

**EFFECTIVENESS DATE**: 20260213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Warberg Asset Management LLC
- **CENTRAL INDEX KEY:** 0001597506

**ORGANIZATION NAME:**
- **EIN:** 264016610
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20991
- **FILM NUMBER:** 26629389

**BUSINESS ADDRESS:**
- **STREET 1:** 716 OAK STREET
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093
- **BUSINESS PHONE:** 847-418-8333

**MAIL ADDRESS:**
- **STREET 1:** 716 OAK STREET
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Warberg Asset Management LLC<br>**Address:** 716 OAK STREET<br>WINNETKA, IL 60093

**Form 13F File Number:** 028-20991

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel I Warsh<br>**Title:** Managing Member<br>**Phone:** 4802069849

**Signature, Place, and Date of Signing:**

Daniel Warsh  Winnetka, IL  02-13-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 181

**Form 13F Information Table Value Total:** $831204414

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| STEREOTAXIS INC | COM NEW | 85916J409 |  | 2547612 | 1107657 | SH |  | SOLE |  | 1107657 | 0 | 0 |
| ALBEMARLE CORP | 7.25% DEP SHS A | 012653200 |  | 709404 | 12034 | SH |  | SOLE |  | 12034 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 02043QAB3 |  | 7379930 | 5002000 | PRN |  | SOLE |  | 0 | 0 | 5002000 |
| AMERICAN WTR CAP CORP | NOTE 3.625% 6/1 | 03040WBE4 |  | 2740367 | 2751000 | PRN |  | SOLE |  | 0 | 0 | 2751000 |
| ASTRONICS CORP | NOTE 5.500% 3/1 | 046433AD0 |  | 1731375 | 675000 | PRN |  | SOLE |  | 0 | 0 | 675000 |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 05464CAB7 |  | 30431068 | 12059000 | PRN |  | SOLE |  | 0 | 0 | 12059000 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 1089901 | 873 | SH |  | SOLE |  | 873 | 0 | 0 |
| BOX INC | NOTE 1/1 | 10316TAB0 |  | 13239737 | 11302000 | PRN |  | SOLE |  | 0 | 0 | 11302000 |
| CENTERPOINT ENERGY INC | NOTE 4.250% 8/1 | 15189TBD8 |  | 3286713 | 3000000 | PRN |  | SOLE |  | 0 | 0 | 3000000 |
| CENTURY ALUM CO | NOTE 2.750% 5/0 | 156431AQ1 |  | 396621 | 188000 | PRN |  | SOLE |  | 0 | 0 | 188000 |
| CNX RES CORP | NOTE 2.250% 5/0 | 12653CAG3 |  | 22823744 | 7976000 | PRN |  | SOLE |  | 0 | 0 | 7976000 |
| EPR PPTYS | PFD C CV 5.75% | 26884U208 |  | 2173111 | 97144 | SH |  | SOLE |  | 97144 | 0 | 0 |
| EPR PPTYS | CONV PFD 9% SR E | 26884U307 |  | 1672896 | 55449 | SH |  | SOLE |  | 55449 | 0 | 0 |
| EVERGY INC | NOTE 4.500%12/1 | 30034WAD8 |  | 804723 | 661000 | PRN |  | SOLE |  | 0 | 0 | 661000 |
| FORD MTR CO | NOTE 3/1 | 345370CZ1 |  | 4488271 | 4326000 | PRN |  | SOLE |  | 0 | 0 | 4326000 |
| GOLD ROYALTY CORP | *W EXP 05/31/202 | 38071H122 |  | 60517 | 30564 | SH |  | SOLE |  | 30564 | 0 | 0 |
| GOSSAMER BIO INC | CALL | 38341P902 |  | 50840 | 16400 | SH | Call | SOLE |  | 16400 | 0 | 0 |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 |  | 1691347 | 1565000 | PRN |  | SOLE |  | 0 | 0 | 1565000 |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 40637HAF6 |  | 10630367 | 8000000 | PRN |  | SOLE |  | 0 | 0 | 8000000 |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 462222AD2 |  | 5491245 | 4000000 | PRN |  | SOLE |  | 0 | 0 | 4000000 |
| ITRON INC | NOTE 3/1 | 465741AN6 |  | 1511432 | 1527000 | PRN |  | SOLE |  | 0 | 0 | 1527000 |
| LIBERTY MEDIA CORP DEL | NOTE 2.250% 8/1 | 531229AQ5 |  | 925741 | 730000 | PRN |  | SOLE |  | 0 | 0 | 730000 |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 538034BA6 |  | 15441851 | 10617000 | PRN |  | SOLE |  | 0 | 0 | 10617000 |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 |  | 8757989 | 2360000 | PRN |  | SOLE |  | 0 | 0 | 2360000 |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 55405YAB6 |  | 24184526 | 11650000 | PRN |  | SOLE |  | 0 | 0 | 11650000 |
| MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AF1 |  | 19907505 | 11106000 | PRN |  | SOLE |  | 0 | 0 | 11106000 |
| NEXTERA ENERGY CAP HLDGS INC | NOTE 3.000% 3/0 | 65339KCY4 |  | 315666 | 254000 | PRN |  | SOLE |  | 0 | 0 | 254000 |
| NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 |  | 851770 | 757000 | PRN |  | SOLE |  | 0 | 0 | 757000 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 3177475 | 164918 | SH |  | SOLE |  | 164918 | 0 | 0 |
| POST HLDGS INC | NOTE 2.500% 8/1 | 737446AT1 |  | 9585846 | 8888000 | PRN |  | SOLE |  | 0 | 0 | 8888000 |
| POST HLDGS INC | COM | 737446104 |  | 445725 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 743312AB6 |  | 6564115 | 6606000 | PRN |  | SOLE |  | 0 | 0 | 6606000 |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | G7500M120 |  | 221 | 31092 | SH |  | SOLE |  | 31092 | 0 | 0 |
| SEAGATE HDD CAYMAN | NOTE 3.500% 6/0 | 81180WBL4 |  | 21081660 | 6284000 | PRN |  | SOLE |  | 0 | 0 | 6284000 |
| SNOWFLAKE INC | NOTE 10/0 | 833445AB5 |  | 6147393 | 4136000 | PRN |  | SOLE |  | 0 | 0 | 4136000 |
| SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 |  | 6995388 | 6152000 | PRN |  | SOLE |  | 0 | 0 | 6152000 |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 902252AB1 |  | 3027140 | 3000000 | PRN |  | SOLE |  | 0 | 0 | 3000000 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 |  | 2472695 | 1903000 | PRN |  | SOLE |  | 0 | 0 | 1903000 |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 92277GAZ0 |  | 14488053 | 10243000 | PRN |  | SOLE |  | 0 | 0 | 10243000 |
| WESTERN DIGITAL CORP | NOTE 3.000%11/1 | 958102AT2 |  | 26286456 | 5731000 | PRN |  | SOLE |  | 0 | 0 | 5731000 |
| WISDOMTREE INC | NOTE 3.250% 6/1 | 97717PAD6 |  | 5806446 | 5017000 | PRN |  | SOLE |  | 0 | 0 | 5017000 |
| WISDOMTREE INC | NOTE 3.250% 8/1 | 97717PAH7 |  | 3010455 | 2500000 | PRN |  | SOLE |  | 0 | 0 | 2500000 |
| WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 |  | 5825111 | 5005000 | PRN |  | SOLE |  | 0 | 0 | 5005000 |
| APOLLOMICS INC | *W EXP 04/01/202 | G0411D115 |  | 966 | 87049 | SH |  | SOLE |  | 87049 | 0 | 0 |
| BT BRANDS INC | *W EXP 11/12/202 | 0557MQ115 |  | 1081 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CARBON REVOLUTION LTD | *W EXP 99/99/999 | G1893D110 |  | 446 | 46472 | SH |  | SOLE |  | 46472 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 21874A114 |  | 1877274 | 221900 | SH |  | SOLE |  | 221900 | 0 | 0 |
| FLYEXCLUSIVE INC | *W EXP 99/99/999 | 343928115 |  | 18813 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| I-80 GOLD CORP | *W EXP 11/16/202 | 44955L155 |  | 250714 | 272515 | SH |  | SOLE |  | 272515 | 0 | 0 |
| INTENSITY THERAPEUTICS INC | COM | 45828J103 |  | 28104 | 69000 | SH |  | SOLE |  | 69000 | 0 | 0 |
| NOBLE CORP PLC | *W EXP 02/04/202 | G65431150 |  | 448465 | 53816 | SH |  | SOLE |  | 53816 | 0 | 0 |
| OCCIDENTAL PETE CORP | PUT | 674599955 |  | 226160 | 5500 | SH | Put | SOLE |  | 5500 | 0 | 0 |
| SILYNXCOM LTD | COM SHS | M8T145100 |  | 15190 | 14196 | SH |  | SOLE |  | 14196 | 0 | 0 |
| ACTELIS NETWORKS INC | COM SHS | 00503R508 |  | 25240 | 51011 | SH |  | SOLE |  | 51011 | 0 | 0 |
| AERIES TECHNOLOGY INC | *W EXP 11/06/202 | G0136H110 |  | 2244 | 70787 | SH |  | SOLE |  | 70787 | 0 | 0 |
| AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G207 |  | 88709 | 308340 | SH |  | SOLE |  | 308340 | 0 | 0 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 950 | 40409 | SH |  | SOLE |  | 40409 | 0 | 0 |
| APPLE INC | CALL | 037833900 |  | 1359300 | 5000 | SH | Call | SOLE |  | 5000 | 0 | 0 |
| BARCLAYS BANK PLC | CALL | 06748M906 |  | 553223 | 20900 | SH | Call | SOLE |  | 20900 | 0 | 0 |
| BIOVIE INC | *W EXP 08/08/203 | 09074F173 |  | 138812 | 461937 | SH |  | SOLE |  | 461937 | 0 | 0 |
| CANTALOUPE INC | PUT | 138103956 |  | 2397996 | 225800 | SH | Put | SOLE |  | 225800 | 0 | 0 |
| CARVANA CO | PUT | 146869952 |  | 3798180 | 9000 | SH | Put | SOLE |  | 9000 | 0 | 0 |
| CEA INDUSTRIES INC | *W EXP 02/11/202 | 86887P119 |  | 1943 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| CELLECTAR BIOSCIENCES INC | COM NEW | 15117F880 |  | 41005 | 13900 | SH |  | SOLE |  | 13900 | 0 | 0 |
| CENTRUS ENERGY CORP | PUT | 15643U954 |  | 728280 | 3000 | SH | Put | SOLE |  | 3000 | 0 | 0 |
| CID HOLDCO INC | *W EXP 12/31/202 | 171756117 |  | 30262 | 377800 | SH |  | SOLE |  | 377800 | 0 | 0 |
| CRITICAL METALS CORP | PUT | G2662B953 |  | 229020 | 33000 | SH | Put | SOLE |  | 33000 | 0 | 0 |
| CURIS INC | COM | 231269309 |  | 39766 | 40286 | SH |  | SOLE |  | 40286 | 0 | 0 |
| SALARIUS PHARMACEUTICALS INC | COM NEW | 79400X503 |  | 18178 | 28000 | SH |  | SOLE |  | 28000 | 0 | 0 |
| EON RESOURCES INC | COM CL A | 40472A102 |  | 18392 | 48009 | SH |  | SOLE |  | 48009 | 0 | 0 |
| EON RESOURCES INC | *W EXP 02/04/202 | 40472A128 |  | 31231 | 657488 | SH |  | SOLE |  | 657488 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 128418 | 11218 | SH |  | SOLE |  | 11218 | 0 | 0 |
| TIDAL TRUST I | PUT | 886364951 |  | 742800 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| GAMESQUARE HLDGS INC | COM | 36468G103 |  | 19265 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GENERATION ESSENTIALS GROUP | *W EXP 02/15/202 | G38268119 |  | 5366 | 35775 | SH |  | SOLE |  | 35775 | 0 | 0 |
| HUB CYBER SECURITY LTD | *W EXP 02/27/202 | M6000J127 |  | 2995 | 162771 | SH |  | SOLE |  | 162771 | 0 | 0 |
| INVESCO QQQ TR | PUT | 46090E953 |  | 27643950 | 45000 | SH | Put | SOLE |  | 45000 | 0 | 0 |
| ISHARES TR | PUT | 464287952 |  | 4358000 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| ISHARES BITCOIN TRUST ETF | PUT | 46438F951 |  | 993000 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| ISHARES TR | PUT | 464288953 |  | 2418900 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| ISHARES SILVER TR | CALL | 46428Q909 |  | 1610500 | 25000 | SH | Call | SOLE |  | 25000 | 0 | 0 |
| ISHARES SILVER TR | PUT | 46428Q959 |  | 837460 | 13000 | SH | Put | SOLE |  | 13000 | 0 | 0 |
| JOBY AVIATION INC | *W EXP 08/10/202 | G65163118 |  | 294608 | 74396 | SH |  | SOLE |  | 74396 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 38396 | 599941 | SH |  | SOLE |  | 599941 | 0 | 0 |
| MICRON TECHNOLOGY INC | CALL | 595112903 |  | 856230 | 3000 | SH | Call | SOLE |  | 3000 | 0 | 0 |
| MOBILICOM LTD | *W EXP 08/31/202 | 60742B110 |  | 192878 | 59900 | SH |  | SOLE |  | 59900 | 0 | 0 |
| MODULAR MED INC | COM NEW | 60785L207 |  | 33838 | 92935 | SH |  | SOLE |  | 92935 | 0 | 0 |
| MOSAIC CO NEW | CALL | 61945C903 |  | 602250 | 25000 | SH | Call | SOLE |  | 25000 | 0 | 0 |
| M-TRON INDS INC | COM | 55380K109 |  | 279831 | 5258 | SH |  | SOLE |  | 5258 | 0 | 0 |
| MURANO GLOBAL INVTS PLC | *W EXP 03/19/202 | G63369113 |  | 2173 | 82639 | SH |  | SOLE |  | 82639 | 0 | 0 |
| NAMIB MINERALS | *W EXP 06/05/203 | G63638111 |  | 11625 | 155000 | SH |  | SOLE |  | 155000 | 0 | 0 |
| NEOVOLTA INC | *W EXP 04/01/202 | 640655114 |  | 212603 | 213368 | SH |  | SOLE |  | 213368 | 0 | 0 |
| NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 644206104 |  | 1099145 | 17041 | SH |  | SOLE |  | 17041 | 0 | 0 |
| NEXGEL INC | *W EXP 12/27/202 | 65344E115 |  | 34346 | 146091 | SH |  | SOLE |  | 146091 | 0 | 0 |
| NVIDIA CORPORATION | CALL | 67066G904 |  | 746000 | 4000 | SH | Call | SOLE |  | 4000 | 0 | 0 |
| NVIDIA CORPORATION | PUT | 67066G954 |  | 2611000 | 14000 | SH | Put | SOLE |  | 14000 | 0 | 0 |
| OFF THE HOOK YS INC | COM SHS | 676206105 |  | 30015 | 14500 | SH |  | SOLE |  | 14500 | 0 | 0 |
| OKLO INC | COM CL A | 02156V109 |  | 358950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| OKLO INC | PUT | 02156V959 |  | 430560 | 6000 | SH | Put | SOLE |  | 6000 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 2892 | 292107 | SH |  | SOLE |  | 292107 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | PUT | 69608A958 |  | 5154750 | 29000 | SH | Put | SOLE |  | 29000 | 0 | 0 |
| PG CORP | CALL | 69331C908 |  | 819570 | 51000 | SH | Call | SOLE |  | 51000 | 0 | 0 |
| PLANET LABS PBC | *W EXP 12/06/202 | 72703X114 |  | 122391 | 14215 | SH |  | SOLE |  | 14215 | 0 | 0 |
| PRAIRIE OPER CO | CALL | 739650909 |  | 92950 | 55000 | SH | Call | SOLE |  | 55000 | 0 | 0 |
| PROFOUND MED CORP | COM NEW | 74319B502 |  | 165270 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| REEDS INC | COM SHS | 758338404 |  | 22481 | 10705 | SH |  | SOLE |  | 10705 | 0 | 0 |
| REGENTIS BIOMATERIALS LTD | ORDINARY SHARES | M8211G108 |  | 126968 | 19093 | SH |  | SOLE |  | 19093 | 0 | 0 |
| RIGETTI COMPUTING INC | COMMON STOCK | 76655K103 |  | 923655 | 41700 | SH |  | SOLE |  | 41700 | 0 | 0 |
| RIGETTI COMPUTING INC | PUT | 76655K953 |  | 1324570 | 59800 | SH | Put | SOLE |  | 59800 | 0 | 0 |
| SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 |  | 2294 | 125026 | SH |  | SOLE |  | 125026 | 0 | 0 |
| VIVANI MEDICAL INC | COMMON STOCK | 92854B109 |  | 54051 | 44304 | SH |  | SOLE |  | 44304 | 0 | 0 |
| SELECT SECTOR SPDR TR | PUT | 81369Y955 |  | 1095400 | 20000 | SH | Put | SOLE |  | 20000 | 0 | 0 |
| SPDR S 500 ETF TR | PUT | 78462F953 |  | 431655360 | 633000 | SH | Put | SOLE |  | 633000 | 0 | 0 |
| SYNERGY CHC CORP | COM NEW | 87165D208 |  | 25436 | 13675 | SH |  | SOLE |  | 13675 | 0 | 0 |
| TERRESTRIAL ENERGY INC | *W EXP 10/28/203 | 881454110 |  | 23320 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| USA RARE EARTH INC | COM | 91733P107 |  | 301146 | 25333 | SH |  | SOLE |  | 25333 | 0 | 0 |
| VANECK ETF TRUST | CALL | 92189F906 |  | 1886940 | 22000 | SH | Call | SOLE |  | 22000 | 0 | 0 |
| VANECK ETF TRUST | PUT | 92189F956 |  | 3345030 | 39000 | SH | Put | SOLE |  | 39000 | 0 | 0 |
| VISIONWAVE HOLDINGS INC | *W EXP 07/14/203 | 927950113 |  | 93615 | 80013 | SH |  | SOLE |  | 80013 | 0 | 0 |
| VOLITIONRX LTD | COM | 928661107 |  | 23162 | 90833 | SH |  | SOLE |  | 90833 | 0 | 0 |
| A PARADISE ACQUISITION CORP | COM CL A | G04819101 |  | 251250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| AA MISSION ACQUISITION CORP | ORD SHS CL A | G1000R101 |  | 716981 | 67196 | SH |  | SOLE |  | 67196 | 0 | 0 |
| AA MISSION ACQUISITION CORP | ORD SHS CL A | G1000S109 |  | 347900 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| ALEANNA INC | *W EXP 12/13/202 | 01444V111 |  | 17742 | 125382 | SH |  | SOLE |  | 125382 | 0 | 0 |
| ARCHIMEDES TECH SPAC PARTNER | ORD SHS | G04537109 |  | 103600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | ORD SHS CL A | G0750N104 |  | 241440 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| BITCOIN INFRASTRUCTURE ACQUI | UNIT 11/06/2030 | G1143H127 |  | 199200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| BLACK HAWK ACQUISITION CORP | USD CL A SHS | G1148A101 |  | 813634 | 72323 | SH |  | SOLE |  | 72323 | 0 | 0 |
| CAL REDWOOD ACQUISITION CORP | COM CL A | G17564108 |  | 505238 | 49900 | SH |  | SOLE |  | 49900 | 0 | 0 |
| CAYSON ACQUISITION CORP | SHS | G1993W109 |  | 278842 | 26207 | SH |  | SOLE |  | 26207 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | G2124S108 |  | 354021 | 34742 | SH |  | SOLE |  | 34742 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | ORD SHS CL A | G9877L107 |  | 1034009 | 98665 | SH |  | SOLE |  | 98665 | 0 | 0 |
| CHENGHE ACQUISITION III CO | UNIT 09/09/2030 | G2086N113 |  | 100500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 |  | 178002 | 17400 | SH |  | SOLE |  | 17400 | 0 | 0 |
| CRANE HBR ACQUISITION CORP I | UNIT 12/09/2030 | G25014120 |  | 394744 | 39200 | SH |  | SOLE |  | 39200 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | ORD SHS CL A | G2574F119 |  | 490141 | 49310 | SH |  | SOLE |  | 49310 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | *W EXP 10/06/203 | G2574S103 |  | 1498 | 17118 | SH |  | SOLE |  | 17118 | 0 | 0 |
| CSLM DIGITA ASSET ACQ CORP I | USD CL A ORD SHS | G2584S101 |  | 157489 | 15828 | SH |  | SOLE |  | 15828 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | SHS CL A | G2616F101 |  | 1146740 | 114331 | SH |  | SOLE |  | 114331 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | ORD SHS | G2847J104 |  | 955071 | 92055 | SH |  | SOLE |  | 92055 | 0 | 0 |
| DUNE ACQUISITION CORP II | SHS CL A | G2867S109 |  | 289853 | 28403 | SH |  | SOLE |  | 28403 | 0 | 0 |
| EUREKA ACQUISITION CORP | SHS CL A | G32168109 |  | 172508 | 15783 | SH |  | SOLE |  | 15783 | 0 | 0 |
| EVOLUTION GLOBAL ACQUISITION | USD CL A ORD SHS | G3226F101 |  | 246750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| FG MERGER II CORP | COM | 30334J102 |  | 150600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | CL A ORD SHS | G3933N116 |  | 366630 | 36300 | SH |  | SOLE |  | 36300 | 0 | 0 |
| HALL CHADWICK ACQUISITION CO | UNIT 11/20/2030 | G42386121 |  | 200400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| HARVARD AVE ACQUISITION CORP | USD CL A ORD SHS | G4330A103 |  | 372375 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| HARVARD AVE ACQUISITION CORP | RIGHT 03/30/2026 | G4330A111 |  | 1887 | 16400 | SH |  | SOLE |  | 16400 | 0 | 0 |
| INDIGO ACQUISITION CORP | ORD SHS | G4791J106 |  | 448351 | 44612 | SH |  | SOLE |  | 44612 | 0 | 0 |
| KEEN VISION ACQUISITION CORP | SHS | G52443119 |  | 540819 | 45988 | SH |  | SOLE |  | 45988 | 0 | 0 |
| KOCHAV DEFENSE ACQUI CO | SHS CL A | G5304D106 |  | 778661 | 76791 | SH |  | SOLE |  | 76791 | 0 | 0 |
| LAFAYETTE ACQUISITION CORP | ORD SHS | G53426105 |  | 243075 | 24553 | SH |  | SOLE |  | 24553 | 0 | 0 |
| LAKE SUPERIOR ACQUISITION CO | USD CL A ORD SHS | G5354C107 |  | 446548 | 44947 | SH |  | SOLE |  | 44947 | 0 | 0 |
| MCKINLEY ACQUISITION CORP | SHS CL A | G6005T101 |  | 269190 | 27000 | SH |  | SOLE |  | 27000 | 0 | 0 |
| MILUNA ACQUISITION CORP | USD CL A ORD SHS | G6180J100 |  | 455170 | 46000 | SH |  | SOLE |  | 46000 | 0 | 0 |
| MILUNA ACQUISITION CORP | *W EXP 09/29/203 | G6180J118 |  | 1682 | 15295 | SH |  | SOLE |  | 15295 | 0 | 0 |
| OPPFI INC | *W EXP 07/20/202 | 68386H111 |  | 172206 | 112553 | SH |  | SOLE |  | 112553 | 0 | 0 |
| ORIGIN INVT CORP I | ORD SHS | G67751100 |  | 846551 | 83610 | SH |  | SOLE |  | 83610 | 0 | 0 |
| OTG ACQUISITION CORP. I | ORD CL A | G6791A100 |  | 354380 | 35438 | SH |  | SOLE |  | 35438 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | G6861F104 |  | 100950 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PANTAGES CAPITAL ACQUISITION | ORD SHS CL A | G8089R100 |  | 790852 | 76190 | SH |  | SOLE |  | 76190 | 0 | 0 |
| PELICAN ACQUISITION CORP | SHS | G6993G103 |  | 507525 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| QUANTUMSPHERE ACQUISITION CO | ORD SHS | G7387B106 |  | 414624 | 41421 | SH |  | SOLE |  | 41421 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | ORD SHS | G7314B104 |  | 245520 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| RIBBON ACQUISITION CORP | ORD SHS CL A | G7552W109 |  | 184764 | 17800 | SH |  | SOLE |  | 17800 | 0 | 0 |
| ROMAN DBDR ACQUISITION CORP | ORD SHS CL A | G7633M104 |  | 249381 | 23910 | SH |  | SOLE |  | 23910 | 0 | 0 |
| SC II ACQUISITION CORP | UNIT 11/06/2030 | G7866D128 |  | 466241 | 46300 | SH |  | SOLE |  | 46300 | 0 | 0 |
| SILICON VY ACQUISITION CORP | UNIT 12/08/2030 | G81306105 |  | 745875 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | G82617104 |  | 250195 | 24895 | SH |  | SOLE |  | 24895 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | CL A SHS | G85096108 |  | 273625 | 27500 | SH |  | SOLE |  | 27500 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | RIGHT 09/09/2030 | G85096116 |  | 1726 | 11900 | SH |  | SOLE |  | 11900 | 0 | 0 |
| TAILWIND 2.0 ACQUISITION COR | ORD SHS CL A | G8662J111 |  | 245265 | 24900 | SH |  | SOLE |  | 24900 | 0 | 0 |
| TALON CAP CORP | ORD SHS CL A | G86652107 |  | 583084 | 57674 | SH |  | SOLE |  | 57674 | 0 | 0 |
| TAVIA ACQUISITION CORP | SHS | G86880104 |  | 1088475 | 104360 | SH |  | SOLE |  | 104360 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | CL A | G87890102 |  | 452354 | 44699 | SH |  | SOLE |  | 44699 | 0 | 0 |
| TRANSLATIONAL DEV ACQUISITIO | COM CL A | G9008W105 |  | 769095 | 73422 | SH |  | SOLE |  | 73422 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | ORD SHS | G93Y0A104 |  | 149650 | 14600 | SH |  | SOLE |  | 14600 | 0 | 0 |
| VENDOME ACQUISITION CORP I | COM CL A | G9580A109 |  | 1389155 | 138500 | SH |  | SOLE |  | 138500 | 0 | 0 |
| VIKING ACQUISITION CORP I | ORD CL A | G9582G104 |  | 209890 | 21201 | SH |  | SOLE |  | 21201 | 0 | 0 |
| VINE HILL CAP INVTS CORP II | UNIT 11/25/2030 | G9709D125 |  | 720510 | 71900 | SH |  | SOLE |  | 71900 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | SHS | G9717M109 |  | 243235 | 23964 | SH |  | SOLE |  | 23964 | 0 | 0 |

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