# EDGAR Filing Document

**Accession Number:** 0001035344
**File Stem:** 0001035344-26-000001
**Filing Date:** 2026-1
**Character Count:** 25657
**Document Hash:** b0e9ef8c88469d496c68840547faac1f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001035344-26-000001.hdr.sgml**: 20260112

**ACCESSION NUMBER**: 0001035344-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260112

**DATE AS OF CHANGE**: 20260112

**EFFECTIVENESS DATE**: 20260112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UHLMANN PRICE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001035344

**ORGANIZATION NAME:**
- **EIN:** 364135497
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25658
- **FILM NUMBER:** 26525214

**BUSINESS ADDRESS:**
- **STREET 1:** 5202 OLD ORCHARD ROAD
- **STREET 2:** SUITE 250
- **CITY:** SKOKIE
- **STATE:** IL
- **ZIP:** 60077
- **BUSINESS PHONE:** 847-305-2037

**MAIL ADDRESS:**
- **STREET 1:** 5202 OLD ORCHARD ROAD
- **STREET 2:** SUITE 250
- **CITY:** SKOKIE
- **STATE:** IL
- **ZIP:** 60077

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UHLMANN INVESTMENTS, LLC
- **DATE OF NAME CHANGE:** 20020603

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UHLMANN INVESTMENTS LLC                                 /BD
- **DATE OF NAME CHANGE:** 20020129

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** UHLMANN PRICE SECURITIES LLC<br>**Address:** 5202 OLD ORCHARD ROAD<br>SUITE 250<br>SKOKIE, IL 60077

**Form 13F File Number:** 028-25658

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael Dunne<br>**Title:** Director of Business Development<br>**Phone:** 312-248-3988

**Signature, Place, and Date of Signing:**

/s/Michael Dunne  Skokie, IL  01-12-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 197

**Form 13F Information Table Value Total:** $168727429

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 476328 | 3802 | SH |  | SOLE |  | 3802 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 1223230 | 5352 | SH |  | SOLE |  | 5352 | 0 | 0 |
| ABRDN EMERGING MARKETS EX CH | COM | 00301W105 | BBG001S5QCR1 | 271112 | 38730 | SH |  | SOLE |  | 38730 | 0 | 0 |
| ABRDN GLOBAL INFRA INCOME FU | COM SHS BEN INT | 00326W106 | BBG00VQRLH39 | 690394 | 30877 | SH |  | SOLE |  | 30877 | 0 | 0 |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 87911J103 | BBG001S5S013 | 486909 | 25711 | SH |  | SOLE |  | 25711 | 0 | 0 |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 87911K100 | BBG001S6TBF1 | 1277494 | 76138 | SH |  | SOLE |  | 76138 | 0 | 0 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | BBG001SS0YX4 | 228767 | 23463 | SH |  | SOLE |  | 23463 | 0 | 0 |
| ADAM NAT RES FD INC | COM | 00548F105 | BBG001S5V3Q6 | 1438717 | 66180 | SH |  | SOLE |  | 66180 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | BBG001S5NDV7 | 782734 | 33565 | SH |  | SOLE |  | 33565 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 482288 | 2252 | SH |  | SOLE |  | 2252 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | BBG00X28J8Y2 | 250420 | 53055 | SH |  | SOLE |  | 53055 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | BBG001S77MK3 | 1853267 | 10935 | SH |  | SOLE |  | 10935 | 0 | 0 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | BBG001S6LJ53 | 342057 | 31999 | SH |  | SOLE |  | 31999 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1916513 | 6122 | SH |  | SOLE |  | 6122 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 3911730 | 12463 | SH |  | SOLE |  | 12463 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 | BBG001S5T8T5 | 228010 | 3955 | SH |  | SOLE |  | 3955 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 930206 | 4030 | SH |  | SOLE |  | 4030 | 0 | 0 |
| AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | BBG001S7Q949 | 1044958 | 39626 | SH |  | SOLE |  | 39626 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 205417 | 1170 | SH |  | SOLE |  | 1170 | 0 | 0 |
| ANGI INC | CL A NEW | 00183L201 | BBG00HVKH4F0 | 379172 | 29325 | SH |  | SOLE |  | 29325 | 0 | 0 |
| ANTERO RESOURCES CORP | COM | 03674X106 | BBG001T61KH8 | 520346 | 15100 | SH |  | SOLE |  | 15100 | 0 | 0 |
| AON PLC | SHS CL A | G0403H108 | BBG00SSQFPR9 | 229725 | 651 | SH |  | SOLE |  | 651 | 0 | 0 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 3971456 | 14613 | SH |  | SOLE |  | 14613 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 | BBG001S5NMM7 | 501774 | 1953 | SH |  | SOLE |  | 1953 | 0 | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | BBG001SB80N8 | 257404 | 2800 | SH |  | SOLE |  | 2800 | 0 | 0 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 247718 | 9972 | SH |  | SOLE |  | 9972 | 0 | 0 |
| BANCROFT FD LTD | COM | 059695106 | BBG001S5P2V9 | 519794 | 23519 | SH |  | SOLE |  | 23519 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 1932692 | 3845 | SH |  | SOLE |  | 3845 | 0 | 0 |
| BHP GROUP LTD | SPONSORED ADS | 088606108 | BBG001S5P5K4 | 211709 | 3508 | SH |  | SOLE |  | 3508 | 0 | 0 |
| BLACKROCK ENERGY  RES TR | COM | 09250U101 | BBG001SMMW12 | 408258 | 30153 | SH |  | SOLE |  | 30153 | 0 | 0 |
| BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | BBG001SB82H1 | 313649 | 26785 | SH |  | SOLE |  | 26785 | 0 | 0 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 | BBG001S5P7B0 | 113293 | 10261 | SH |  | SOLE |  | 10261 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS BEN INT | 09260K101 | BBG00P5272Q4 | 409481 | 18107 | SH |  | SOLE |  | 18107 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 | BBG001S7H949 | 6155245 | 39932 | SH |  | SOLE |  | 39932 | 0 | 0 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 512402 | 2360 | SH |  | SOLE |  | 2360 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 313138 | 5805 | SH |  | SOLE |  | 5805 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 537655 | 1553 | SH |  | SOLE |  | 1553 | 0 | 0 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | BBG00FF5CVF0 | 249597 | 19260 | SH |  | SOLE |  | 19260 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 | BBG001S5YC56 | 246864 | 7294 | SH |  | SOLE |  | 7294 | 0 | 0 |
| CAPITAL GROUP CORE BALANCED | SHS | 14021D107 | BBG01J9W1K83 | 738352 | 20900 | SH |  | SOLE |  | 20900 | 0 | 0 |
| CAPITAL GROUP EQUITY ETF TR | US SMALL AND MID | 14022A102 | BBG01RL7XM41 | 204767 | 7101 | SH |  | SOLE |  | 7101 | 0 | 0 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 14020X104 | BBG015DN3GR4 | 822444 | 23734 | SH |  | SOLE |  | 23734 | 0 | 0 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 14019W109 | BBG015DN0WJ1 | 950313 | 32161 | SH |  | SOLE |  | 32161 | 0 | 0 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 14020Y102 | BBG014YZRRT5 | 243029 | 10735 | SH |  | SOLE |  | 10735 | 0 | 0 |
| CAPITAL GRP FIXED INCM ETF T | MUNICIPAL HIGH I | 14020Y805 | BBG01N7T4H50 | 656921 | 25782 | SH |  | SOLE |  | 25782 | 0 | 0 |
| CAPITAL GRP FIXED INCM ETF T | SHORT DURATION M | 14020Y607 | BBG01J5S8NT0 | 513836 | 19507 | SH |  | SOLE |  | 19507 | 0 | 0 |
| CAPITAL GRP FIXED INCM ETF T | US MULTI-SECTOR | 14020Y300 | BBG019XS8NR3 | 739306 | 26767 | SH |  | SOLE |  | 26767 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 350587 | 612 | SH |  | SOLE |  | 612 | 0 | 0 |
| CAVA GROUP INC | COM | 148929102 | BBG00GBR8762 | 887632 | 15124 | SH |  | SOLE |  | 15124 | 0 | 0 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 | BBG001T71BP7 | 978900 | 3900 | SH |  | SOLE |  | 3900 | 0 | 0 |
| CHEWY INC | CL A | 16679L109 | BBG00P19DLQ4 | 1930621 | 58415 | SH |  | SOLE |  | 58415 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 1488533 | 19320 | SH |  | SOLE |  | 19320 | 0 | 0 |
| CME GROUP INC | COM | 12572Q105 | BBG001S86547 | 789341 | 2891 | SH |  | SOLE |  | 2891 | 0 | 0 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 737441 | 10549 | SH |  | SOLE |  | 10549 | 0 | 0 |
| COMSTOCK RES INC | COM | 205768302 | BBG001S8FX55 | 614370 | 26503 | SH |  | SOLE |  | 26503 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 233825 | 271 | SH |  | SOLE |  | 271 | 0 | 0 |
| CUMMINS INC | COM | 231021106 | BBG001S5Q9M3 | 357315 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 | BBG001S5QGT0 | 274678 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | BBG00DW3SZT0 | 304207 | 2416 | SH |  | SOLE |  | 2416 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | BBG002PHSZN7 | 793555 | 5280 | SH |  | SOLE |  | 5280 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 1350332 | 11869 | SH |  | SOLE |  | 11869 | 0 | 0 |
| ELLSWORTH GROWTH  INCOME FD | COM | 289074106 | BBG001S5QR43 | 787551 | 67718 | SH |  | SOLE |  | 67718 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | BBG001S9P0Z1 | 978957 | 30536 | SH |  | SOLE |  | 30536 | 0 | 0 |
| EOG RES INC | COM | 26875P101 | BBG001S5ZB93 | 610860 | 5817 | SH |  | SOLE |  | 5817 | 0 | 0 |
| EQT CORP | COM | 26884L109 | BBG001S5QXJ4 | 562257 | 10489 | SH |  | SOLE |  | 10489 | 0 | 0 |
| EQUINIX INC | COM | 29444U700 | BBG001SKBNS9 | 404946 | 528 | SH |  | SOLE |  | 528 | 0 | 0 |
| EXPAND ENERGY CORPORATION | COM | 165167735 | BBG00Z6DX607 | 2157979 | 19556 | SH |  | SOLE |  | 19556 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 243304 | 2021 | SH |  | SOLE |  | 2021 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 | BBG001S5R3M5 | 522726 | 1809 | SH |  | SOLE |  | 1809 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | BBG001SN9872 | 278870 | 1036 | SH |  | SOLE |  | 1036 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CONFLUENCE BDC | 33744U303 | BBG01VS643T4 | 199213 | 10274 | SH |  | SOLE |  | 10274 | 0 | 0 |
| FIRST TR INTER DURATN PFD | COM | 33718W103 | BBG0043KQ5L0 | 209558 | 11243 | SH |  | SOLE |  | 11243 | 0 | 0 |
| FIRST TR MTG INCOME FD | COM SHS | 33734E103 | BBG001SM1J50 | 287653 | 23674 | SH |  | SOLE |  | 23674 | 0 | 0 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | BBG001SLKS51 | 198063 | 19668 | SH |  | SOLE |  | 19668 | 0 | 0 |
| FS KKR CAP CORP | COM | 302635206 | BBG001YCZQ07 | 161802 | 10925 | SH |  | SOLE |  | 10925 | 0 | 0 |
| FUBOTV INC | CLASS A COM SHS | 35953D104 | BBG002CV4QZ3 | 132048 | 52400 | SH |  | SOLE |  | 52400 | 0 | 0 |
| GABELLI HLTHCARE  WELLNESS | SHS | 36246K103 | BBG001SQ5J84 | 486329 | 50502 | SH |  | SOLE |  | 50502 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 | BBG001S5RKR2 | 287138 | 6175 | SH |  | SOLE |  | 6175 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 | BBG001SM1DK6 | 219564 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 | BBG001S6Y1X7 | 521549 | 4249 | SH |  | SOLE |  | 4249 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 3885140 | 4426 | SH |  | SOLE |  | 4426 | 0 | 0 |
| HACKETT GROUP INC | COM | 404609109 | BBG001S5VLP7 | 798568 | 40681 | SH |  | SOLE |  | 40681 | 0 | 0 |
| HF SINCLAIR CORP | COM | 403949100 | BBG0135B2269 | 216576 | 4700 | SH |  | SOLE |  | 4700 | 0 | 0 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 | BBG001S5V1Z0 | 71788 | 11672 | SH |  | SOLE |  | 11672 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 530657 | 1543 | SH |  | SOLE |  | 1543 | 0 | 0 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | BBG001S5RSZ6 | 204014 | 11759 | SH |  | SOLE |  | 11759 | 0 | 0 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 229315 | 6217 | SH |  | SOLE |  | 6217 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | BBG001SDJ4R0 | 259615 | 1603 | SH |  | SOLE |  | 1603 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 1474038 | 4976 | SH |  | SOLE |  | 4976 | 0 | 0 |
| INTUIT | COM | 461202103 | BBG001S6TWR2 | 6482427 | 9787 | SH |  | SOLE |  | 9787 | 0 | 0 |
| INVESCO BD FD | COM | 46132L107 | BBG001S8KD99 | 291425 | 18914 | SH |  | SOLE |  | 18914 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | CHINA TECHNLGY | 46138E800 | BBG00KXH5265 | 700725 | 13477 | SH |  | SOLE |  | 13477 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 2331841 | 3795 | SH |  | SOLE |  | 3795 | 0 | 0 |
| INVITATION HOMES INC | COM | 46187W107 | BBG00FQH6CJ7 | 271139 | 9756 | SH |  | SOLE |  | 9756 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 | BBG001SQLN69 | 845253 | 13121 | SH |  | SOLE |  | 13121 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | BBG001SDJVG2 | 237056 | 1680 | SH |  | SOLE |  | 1680 | 0 | 0 |
| JABIL INC | COM | 466313103 | BBG001S7RB70 | 547248 | 2400 | SH |  | SOLE |  | 2400 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 1147415 | 5545 | SH |  | SOLE |  | 5545 | 0 | 0 |
| JPMORGAN CHASE  CO. | COM | 46625H100 | BBG001S8CRC3 | 4489937 | 13934 | SH |  | SOLE |  | 13934 | 0 | 0 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | BBG001SLV0G8 | 405815 | 32781 | SH |  | SOLE |  | 32781 | 0 | 0 |
| KINSALE CAP GROUP INC | COM | 49714P108 | BBG00D8JDB02 | 375369 | 957 | SH |  | SOLE |  | 957 | 0 | 0 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | BBG004NRD5Z2 | 140003 | 12079 | SH |  | SOLE |  | 12079 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 | BBG001S5SLM4 | 453731 | 373 | SH |  | SOLE |  | 373 | 0 | 0 |
| KRANESHARES TRUST | CSI CHI INTERNET | 500767306 | BBG004XB9HZ5 | 867823 | 25487 | SH |  | SOLE |  | 25487 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | BBG001S5S0N9 | 298168 | 1017 | SH |  | SOLE |  | 1017 | 0 | 0 |
| LAMAR ADVERTISING CO NEW | CL A | 512816109 | BBG001S8KJC2 | 253160 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 | BBG01TT3G7X8 | 498370 | 54586 | SH |  | SOLE |  | 54586 | 0 | 0 |
| MATTEL INC | COM | 577081102 | BBG001S5SZF1 | 1710009 | 86190 | SH |  | SOLE |  | 86190 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 439791 | 1439 | SH |  | SOLE |  | 1439 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 259362 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 435420 | 4137 | SH |  | SOLE |  | 4137 | 0 | 0 |
| MEXICO FD INC | COM | 592835102 | BBG001S5TGW3 | 2117669 | 105141 | SH |  | SOLE |  | 105141 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 | BBG001S787B5 | 829350 | 13016 | SH |  | SOLE |  | 13016 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 | BBG001S6P675 | 770607 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 1460927 | 3019 | SH |  | SOLE |  | 3019 | 0 | 0 |
| MONOLITHIC PWR SYS INC | COM | 609839105 | BBG001SDRGP6 | 389277 | 429 | SH |  | SOLE |  | 429 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 204193 | 1150 | SH |  | SOLE |  | 1150 | 0 | 0 |
| MORGAN STANLEY EMERGING MKTS | COM | 617477104 | BBG001SRJQL6 | 183380 | 33770 | SH |  | SOLE |  | 33770 | 0 | 0 |
| NEUBERGER ENGY INFRSTR  INC | COM | 64129H104 | BBG003NBK4J2 | 1981358 | 233098 | SH |  | SOLE |  | 233098 | 0 | 0 |
| NEWELL BRANDS INC | COM | 651229106 | BBG001S5TSW7 | 809820 | 218619 | SH |  | SOLE |  | 218619 | 0 | 0 |
| NORTHERN TR CORP | COM | 665859104 | BBG001S5TRG7 | 423429 | 3100 | SH |  | SOLE |  | 3100 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | BBG001S5TP26 | 762039 | 1338 | SH |  | SOLE |  | 1338 | 0 | 0 |
| NUCOR CORP | COM | 670346105 | BBG001S5TRV0 | 319320 | 1957 | SH |  | SOLE |  | 1957 | 0 | 0 |
| NUTRIEN LTD | COM | 67077M108 | BBG00JM9SM69 | 264729 | 4289 | SH |  | SOLE |  | 4289 | 0 | 0 |
| NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 67080D103 | BBG010CJ1P88 | 154163 | 15144 | SH |  | SOLE |  | 15144 | 0 | 0 |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 67075F105 | BBG007PPRJB8 | 218806 | 14336 | SH |  | SOLE |  | 14336 | 0 | 0 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 | BBG001S5TS84 | 123387 | 13619 | SH |  | SOLE |  | 13619 | 0 | 0 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | BBG001S74480 | 803726 | 86329 | SH |  | SOLE |  | 86329 | 0 | 0 |
| NUVEEN VRIABL RAT PFD  INM | COM | 67080R102 | BBG011B9SY72 | 372125 | 19553 | SH |  | SOLE |  | 19553 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 543379 | 2913 | SH |  | SOLE |  | 2913 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | BBG001T53796 | 1564024 | 8799 | SH |  | SOLE |  | 8799 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG001T9NWN5 | 226566 | 1230 | SH |  | SOLE |  | 1230 | 0 | 0 |
| PAYCHEX INC | COM | 704326107 | BBG001S5V135 | 1307248 | 11654 | SH |  | SOLE |  | 11654 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 | BBG0077VNXW5 | 1434696 | 24575 | SH |  | SOLE |  | 24575 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 358585 | 14401 | SH |  | SOLE |  | 14401 | 0 | 0 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 1488 | 1600 | SH | Call | SOLE |  | 1600 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 200612 | 1251 | SH |  | SOLE |  | 1251 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 | BBG00286S4P7 | 464035 | 3598 | SH |  | SOLE |  | 3598 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 | BBG002583CW7 | 955215 | 36895 | SH |  | SOLE |  | 36895 | 0 | 0 |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | BBG004QJF9H7 | 133840 | 13372 | SH |  | SOLE |  | 13372 | 0 | 0 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | BBG001S5VCG7 | 79298 | 22401 | SH |  | SOLE |  | 22401 | 0 | 0 |
| RANGE RES CORP | COM | 75281A109 | BBG001SBZNN8 | 377711 | 10713 | SH |  | SOLE |  | 10713 | 0 | 0 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | BBG001SB0LX9 | 393027 | 4911 | SH |  | SOLE |  | 4911 | 0 | 0 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 | BBG001S6DP67 | 889996 | 85331 | SH |  | SOLE |  | 85331 | 0 | 0 |
| ROYCE SMALL CAP TRUST INC | COM | 780910105 | BBG001S5VTQ9 | 222477 | 13819 | SH |  | SOLE |  | 13819 | 0 | 0 |
| SABA CAPITAL INCOME  OPPORT | COM NEW | 880198205 | BBG001S5RKQ3 | 117225 | 14208 | SH |  | SOLE |  | 14208 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 | BBG001S5VXD4 | 1298018 | 12990 | SH |  | SOLE |  | 12990 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 | BBG001S7TCZ5 | 274026 | 1903 | SH |  | SOLE |  | 1903 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 | BBG0147BN6H1 | 293847 | 3999 | SH |  | SOLE |  | 3999 | 0 | 0 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | BBG004DW5NC7 | 2607558 | 16199 | SH |  | SOLE |  | 16199 | 0 | 0 |
| SLB LIMITED | COM STK | 806857108 | BBG001S5W4C8 | 519906 | 13545 | SH |  | SOLE |  | 13545 | 0 | 0 |
| SOUTHERN COPPER CORP | COM | 84265V105 | BBG001S6ZM88 | 489002 | 3409 | SH |  | SOLE |  | 3409 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | BBG001SCPX28 | 342809 | 865 | SH |  | SOLE |  | 865 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 303277 | 445 | SH |  | SOLE |  | 445 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A763 | BBG001SPTBP8 | 596197 | 4284 | SH |  | SOLE |  | 4284 | 0 | 0 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 | BBG001SKK3J3 | 1576761 | 85047 | SH |  | SOLE |  | 85047 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 | BBG001S72KH6 | 912788 | 10839 | SH |  | SOLE |  | 10839 | 0 | 0 |
| STEEL DYNAMICS INC | COM | 858119100 | BBG001S98JK5 | 639785 | 3776 | SH |  | SOLE |  | 3776 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 | BBG001S8FR03 | 387357 | 1102 | SH |  | SOLE |  | 1102 | 0 | 0 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | BBG00358K8T9 | 420315 | 8020 | SH |  | SOLE |  | 8020 | 0 | 0 |
| TARGET CORP | COM | 87612E106 | BBG001SC0K41 | 1679252 | 17173 | SH |  | SOLE |  | 17173 | 0 | 0 |
| TCW STRATEGIC INCOME FD INC | COM | 872340104 | BBG001S5QBH4 | 175018 | 35429 | SH |  | SOLE |  | 35429 | 0 | 0 |
| TELUS CORPORATION | COM | 87971M103 | BBG001S60K53 | 146679 | 11138 | SH |  | SOLE |  | 11138 | 0 | 0 |
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 | BBG001S5WMJ1 | 183938 | 28516 | SH |  | SOLE |  | 28516 | 0 | 0 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 257241 | 572 | SH |  | SOLE |  | 572 | 0 | 0 |
| TORTOISE CAPITAL SERIES TRUS | ESSENTIAL ENERGY | 890930100 | BBG01RGZ7KX6 | 1538684 | 75500 | SH |  | SOLE |  | 75500 | 0 | 0 |
| TORTOISE ENERGY INFRA CORP | COM | 89147L886 | BBG001SJTT37 | 700906 | 17137 | SH |  | SOLE |  | 17137 | 0 | 0 |
| TOTALENERGIES SE | ACT | F92124100 | BBG001S67Y74 | 256512 | 3921 | SH |  | SOLE |  | 3921 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 2879222 | 35237 | SH |  | SOLE |  | 35237 | 0 | 0 |
| UNDER ARMOUR INC | CL A | 904311107 | BBG001SJLLQ7 | 49700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| UNDER ARMOUR INC | CL A | 904311107 | BBG001SJLLQ7 | 1500 | 10000 | SH | Call | SOLE |  | 10000 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 457463 | 2813 | SH |  | SOLE |  | 2813 | 0 | 0 |
| VANECK ETF TRUST | RARE EARTH AND S | 92189H805 | BBG001TCVD33 | 406185 | 5494 | SH |  | SOLE |  | 5494 | 0 | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | BBG001SHVTR2 | 327280 | 1545 | SH |  | SOLE |  | 1545 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 785280 | 4112 | SH |  | SOLE |  | 4112 | 0 | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | BBG009THVRX1 | 222765 | 4430 | SH |  | SOLE |  | 4430 | 0 | 0 |
| VIRTUS DIVIDEND INTEREST  P | COM | 92840R101 | BBG001SNN4Q4 | 543296 | 42151 | SH |  | SOLE |  | 42151 | 0 | 0 |
| VOYA ASIA PAC HIGH DIV EQT I | COM | 92912J102 | BBG001SH5X74 | 193974 | 26644 | SH |  | SOLE |  | 26644 | 0 | 0 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | BBG001T99QY2 | 218742 | 34885 | SH |  | SOLE |  | 34885 | 0 | 0 |
| VOYA GLBL ADV  PREM OPP FD | COM | 92912R104 | BBG001SP8VG7 | 369707 | 38038 | SH |  | SOLE |  | 38038 | 0 | 0 |
| VOYA GLBL EQTY DIV  PREM OP | COM | 92912T100 | BBG001SMKRM2 | 132624 | 23185 | SH |  | SOLE |  | 23185 | 0 | 0 |
| VOYA INFRASTRUCTURE INDLS | COM | 92912X101 | BBG001T63ZK9 | 308240 | 25063 | SH |  | SOLE |  | 25063 | 0 | 0 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 662653 | 5947 | SH |  | SOLE |  | 5947 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 | BBG001S5XH47 | 284266 | 1294 | SH |  | SOLE |  | 1294 | 0 | 0 |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | BBG001SBSMH5 | 147467 | 17833 | SH |  | SOLE |  | 17833 | 0 | 0 |
| WESTERN AST INFL LKD OPP  I | COM | 95766R104 | BBG001SBWXC1 | 299922 | 34917 | SH |  | SOLE |  | 34917 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 | BBG001S6DSP0 | 352560 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 | BBG001S5XH10 | 289580 | 4818 | SH |  | SOLE |  | 4818 | 0 | 0 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 | BBG005YHYNG8 | 23620371 | 465255 | SH |  | SOLE |  | 465255 | 0 | 0 |
| WISDOMTREE TR | INTL QULTY DIV | 97717X131 | BBG00CMD6MV1 | 380737 | 9179 | SH |  | SOLE |  | 9179 | 0 | 0 |
| WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | BBG001SHKNX0 | 1259306 | 12370 | SH |  | SOLE |  | 12370 | 0 | 0 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | BBG001SHL7K8 | 2044896 | 23216 | SH |  | SOLE |  | 23216 | 0 | 0 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | BBG001SHKG74 | 635876 | 12324 | SH |  | SOLE |  | 12324 | 0 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | BBG004LMH3Z6 | 1142912 | 12780 | SH |  | SOLE |  | 12780 | 0 | 0 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | BBG001SHKFX7 | 505957 | 15126 | SH |  | SOLE |  | 15126 | 0 | 0 |
| WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | BBG001SSZBC9 | 298346 | 5239 | SH |  | SOLE |  | 5239 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 | BBG0039320P7 | 415206 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |

---