# EDGAR Filing Document

**Accession Number:** 0002075338
**File Stem:** 0002075338-26-000005
**Filing Date:** 2026-5
**Character Count:** 12685
**Document Hash:** 05330d56d882029b251832ced454a505
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002075338-26-000005.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0002075338-26-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**EFFECTIVENESS DATE**: 20260514

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMA Capital LLC
- **CENTRAL INDEX KEY:** 0002075338

**ORGANIZATION NAME:**
- **EIN:** 994644498
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26269
- **FILM NUMBER:** 26980069

**BUSINESS ADDRESS:**
- **STREET 1:** 825 THIRD AVE, 21ST FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** (860) 839-0074

**MAIL ADDRESS:**
- **STREET 1:** 825 THIRD AVE, 21ST FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SMA Capital LLC<br>**Address:** 825 THIRD AVE 21ST FLOOR<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-26269

**CRD Number (if applicable):** 000033516

**SEC File Number (if applicable):** 801-132287

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jesse Yorio<br>**Title:** Chief Compliance Officer<br>**Phone:** (917) 921-8831

**Signature, Place, and Date of Signing:**

Jesse Yorio  New York, NY  05-14-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 96

**Form 13F Information Table Value Total:** $231640613

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ARCELLX INC | COMMON STOCK | 03940C100 |  | 6085 | 53 | SH |  | SOLE |  | 53 | 0 | 0 |
| APPLIED INDL TECHNOLOGIES IN | COM | 03820C105 |  | 9020880 | 34000 | SH |  | SOLE |  | 34000 | 0 | 0 |
| ALIGNMENT HEALTHCARE INC | COM | 01625V104 |  | 20298 | 1152 | SH |  | SOLE |  | 1152 | 0 | 0 |
| ALUMIS INC | COM | 022307102 |  | 4472 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| AMETEK INC | COM | 031100100 |  | 10695278 | 49894 | SH |  | SOLE |  | 49894 | 0 | 0 |
| AIR PRODUCTS AND CHEMICALS I | COM | 009158106 |  | 7402557 | 25483 | SH |  | SOLE |  | 25483 | 0 | 0 |
| AMPHENOL CORP | CL A | 032095101 |  | 2779700 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 11828 | 294 | SH |  | SOLE |  | 294 | 0 | 0 |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 03969K108 |  | 5631 | 239 | SH |  | SOLE |  | 239 | 0 | 0 |
| AXSOME THERAPEUTICS INC. | COM | 05464T104 |  | 6085 | 36 | SH |  | SOLE |  | 36 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 10293035 | 51716 | SH |  | SOLE |  | 51716 | 0 | 0 |
| BRIDGEBIO PHARMA INC | COM | 10806X102 |  | 26214 | 353 | SH |  | SOLE |  | 353 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 22000 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 21773 | 359 | SH |  | SOLE |  | 359 | 0 | 0 |
| BRUKER CORP | COM | 116794108 |  | 5599 | 155 | SH |  | SOLE |  | 155 | 0 | 0 |
| BRIGHTSPRING HEALTH SVCS INC | COM | 10950A106 |  | 23521 | 552 | SH |  | SOLE |  | 552 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 9475653 | 13375 | SH |  | SOLE |  | 13375 | 0 | 0 |
| CELCUITY INC | COM | 15102K100 |  | 6164 | 54 | SH |  | SOLE |  | 54 | 0 | 0 |
| CHEMED CORP NEW | COM | 16359R103 |  | 20020 | 53 | SH |  | SOLE |  | 53 | 0 | 0 |
| THE CIGNA GROUP | COM | 125523100 |  | 20540 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| COGENT BIOSCIENCES INC | COM | 19240Q201 |  | 6043 | 157 | SH |  | SOLE |  | 157 | 0 | 0 |
| CONCENTRA GROUP HOLDINGS PAR | COMMON STOCK | 20603L102 |  | 20742 | 967 | SH |  | SOLE |  | 967 | 0 | 0 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 |  | 6933 | 172 | SH |  | SOLE |  | 172 | 0 | 0 |
| CANADIAN PACIFIC KANSAS CITY | COM | 13646K108 |  | 3539700 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| CATALYST PHARMACEUTICALS INC | COM | 14888U101 |  | 6487 | 262 | SH |  | SOLE |  | 262 | 0 | 0 |
| CHARLES RIV LABS INTL INC | COM | 159864107 |  | 5865 | 34 | SH |  | SOLE |  | 34 | 0 | 0 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 |  | 6285510 | 15947 | SH |  | SOLE |  | 15947 | 0 | 0 |
| CSX CORP | COM | 126408103 |  | 9635502 | 234726 | SH |  | SOLE |  | 234726 | 0 | 0 |
| CENTURI HOLDINGS INC | COM SHS | 155923105 |  | 2400361 | 82176 | SH |  | SOLE |  | 82176 | 0 | 0 |
| CASELLA WASTE SYS INC | CL A | 147448104 |  | 2776900 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| CYTOKINETICS INC | COM NEW | 23282W605 |  | 6525 | 99 | SH |  | SOLE |  | 99 | 0 | 0 |
| DOXIMITY INC | CL A | 26622P107 |  | 20854 | 895 | SH |  | SOLE |  | 895 | 0 | 0 |
| DOVER CORP | COM | 260003108 |  | 7477310 | 35871 | SH |  | SOLE |  | 35871 | 0 | 0 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 |  | 20867 | 872 | SH |  | SOLE |  | 872 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 4585700 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 10086294 | 28200 | SH |  | SOLE |  | 28200 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 20821 | 260 | SH |  | SOLE |  | 260 | 0 | 0 |
| FERGUSON ENTERPRISES INC | COMMON STOCK NEW | 31488V107 |  | 8318518 | 35662 | SH |  | SOLE |  | 35662 | 0 | 0 |
| AMICUS THERAPEUTIC | COM | 03152W109 |  | 6088 | 421 | SH |  | SOLE |  | 421 | 0 | 0 |
| FORGENT POWER SOLUTIONS INC | COM SHS CL A | 34631F102 |  | 2487950 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| GRAIL INC | COM | 384747101 |  | 6202 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 3953511 | 76249 | SH |  | SOLE |  | 76249 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 |  | 5623 | 87 | SH |  | SOLE |  | 87 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 4275570 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| HEALTHEQUITY INC | COM | 42226A107 |  | 24653 | 295 | SH |  | SOLE |  | 295 | 0 | 0 |
| IDEXX LABS INC | COM | 45168D104 |  | 19666 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| IDEX CORP | COM | 45167R104 |  | 8023462 | 42329 | SH |  | SOLE |  | 42329 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 20745 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 22119 | 117 | SH |  | SOLE |  | 117 | 0 | 0 |
| JBT MAREL CORPORATION | COM | 477839104 |  | 4731190 | 37000 | SH |  | SOLE |  | 37000 | 0 | 0 |
| JOHNSON CONTROLS INTERNATION | SHS | G51502105 |  | 11765858 | 89850 | SH |  | SOLE |  | 89850 | 0 | 0 |
| KIRBY CORP | COM | 497266106 |  | 4844805 | 36460 | SH |  | SOLE |  | 36460 | 0 | 0 |
| LINDE PLC | SHS | G54950103 |  | 7483993 | 15096 | SH |  | SOLE |  | 15096 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 19315 | 21 | SH |  | SOLE |  | 21 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 7143285 | 11819 | SH |  | SOLE |  | 11819 | 0 | 0 |
| LIQUIDIA CORPORATION | COM NEW | 53635D202 |  | 7359 | 195 | SH |  | SOLE |  | 195 | 0 | 0 |
| MAZE THERAPEUTICS INC | COM | 578784100 |  | 4000 | 134 | SH |  | SOLE |  | 134 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 3017574 | 5126 | SH |  | SOLE |  | 5126 | 0 | 0 |
| MINERALYS THERAPEUTICS INC | COM | 603170101 |  | 5635 | 208 | SH |  | SOLE |  | 208 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 21387 | 421 | SH |  | SOLE |  | 421 | 0 | 0 |
| NORDSON CORP | COM | 655663102 |  | 4596187 | 17275 | SH |  | SOLE |  | 17275 | 0 | 0 |
| NOVANTA INC | COM | 67000B104 |  | 3609796 | 30563 | SH |  | SOLE |  | 30563 | 0 | 0 |
| NATERA INC | COM | 632307104 |  | 22399 | 112 | SH |  | SOLE |  | 112 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 3236067 | 19137 | SH |  | SOLE |  | 19137 | 0 | 0 |
| OCULAR THERAPEUTIX INC | COM | 67576A100 |  | 4853 | 573 | SH |  | SOLE |  | 573 | 0 | 0 |
| OPTION CARE HEALTH INC | COM NEW | 68404L201 |  | 19059 | 708 | SH |  | SOLE |  | 708 | 0 | 0 |
| PHIBRO ANIMAL HEALTH CORP | CL A COM | 71742Q106 |  | 6139 | 111 | SH |  | SOLE |  | 111 | 0 | 0 |
| PENUMBRA INC | COM | 70975L107 |  | 21344 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 12479646 | 13940 | SH |  | SOLE |  | 13940 | 0 | 0 |
| INSULET CORP | COM | 45784P101 |  | 19305 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| LINDE PLC | SHS | G54950103 |  | 6851 | 65 | SH |  | SOLE |  | 65 | 0 | 0 |
| ARCUS BIOSCIENCES INC | COM | 03969F109 |  | 5573 | 258 | SH |  | SOLE |  | 258 | 0 | 0 |
| REPLIGEN CORP | COM | 759916109 |  | 5655 | 48 | SH |  | SOLE |  | 48 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 2704716 | 25200 | SH |  | SOLE |  | 25200 | 0 | 0 |
| ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 |  | 23074 | 481 | SH |  | SOLE |  | 481 | 0 | 0 |
| SOTERA HEALTH CO | COM | 83601L102 |  | 5492 | 383 | SH |  | SOLE |  | 383 | 0 | 0 |
| CHAMPION HOMES INC | COM | 830830105 |  | 3134696 | 42150 | SH |  | SOLE |  | 42150 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 5122 | 153 | SH |  | SOLE |  | 153 | 0 | 0 |
| SOLSTICE ADVANCED MATLS INC | COM SHS | 83443Q103 |  | 2741760 | 36000 | SH |  | SOLE |  | 36000 | 0 | 0 |
| TARSUS PHARMACEUTICALS INC | COM | 87650L103 |  | 5612 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| TERNS PHARMACEUTICALS INC | COM | 880881107 |  | 7539 | 143 | SH |  | SOLE |  | 143 | 0 | 0 |
| TEREX CORP NEW | COM | 880779103 |  | 3079169 | 52101 | SH |  | SOLE |  | 52101 | 0 | 0 |
| TIMKEN CO | COM | 887389104 |  | 6652706 | 66150 | SH |  | SOLE |  | 66150 | 0 | 0 |
| TRAVERE THERAPEUTICS INC | COM | 89422G107 |  | 6091 | 205 | SH |  | SOLE |  | 205 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 20835 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| UNIVERSAL TECHNICAL INST INC | COM | 913915104 |  | 2709233 | 75048 | SH |  | SOLE |  | 75048 | 0 | 0 |
| VEEVA SYS INC | CL A COM | 922475108 |  | 21606 | 123 | SH |  | SOLE |  | 123 | 0 | 0 |
| PROSHARES TR II | VIX SHT TERM FUT | 74347Y730 |  | 2889007 | 84105 | SH |  | SOLE |  | 84105 | 0 | 0 |
| VIRIDIAN THERAPEUTICS INC | COM | 92790C104 |  | 3971 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| WABTEC | COM | 929740108 |  | 5672957 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| WATERS CORP | COM | 941848103 |  | 21739 | 73 | SH |  | SOLE |  | 73 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 5043201 | 21947 | SH |  | SOLE |  | 21947 | 0 | 0 |
| WATTS WATER TECHNOLOGIES INC | CL A | 942749102 |  | 3170547 | 10922 | SH |  | SOLE |  | 10922 | 0 | 0 |
| WAVE LIFE SCIENCES LTD | SHS | Y95308105 |  | 3139 | 433 | SH |  | SOLE |  | 433 | 0 | 0 |
| WOODWARD INC | COM | 980745103 |  | 6699189 | 18717 | SH |  | SOLE |  | 18717 | 0 | 0 |
| XENON PHARMACEUTICALS INC | COM | 98420N105 |  | 8083 | 139 | SH |  | SOLE |  | 139 | 0 | 0 |

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