# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0000894189-26-012508
**Filing Date:** 2026-4
**Character Count:** 7116
**Document Hash:** 2dd33e3dd9c3d0b7fb522705ecb2ad13
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-012508.hdr.sgml**: 20260422

**ACCESSION NUMBER**: 0000894189-26-012508

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260422

**DATE AS OF CHANGE**: 20260422

**PERIOD START**: 20260831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471

**ORGANIZATION NAME:**
- **EIN:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 26882049

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Overlay Shares Small Cap Equity ETF (Series ID: S000066485)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000214447 | Overlay Shares Small Cap Equity ETF | OVS             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1692

**Item A.2. Information about the Series.**

- **a. Name of Series:** Overlay Shares Small Cap Equity ETF

- **b. EDGAR series identifier (if any):** S000066485

- **c. LEI of Series:** 549300GFKB3FKVIOX052

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-08-31

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $21171739.89

**Total Liabilities:** $2078459.36

**Net Assets:** $19093280.53

**Cash Not Reported:** $52472.62

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000214447 | 0.02%                | 6.22%                | 2.63%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $937.24                  | $-92408.57                                 |
| Month 2  | $4562.00                 | $908575.61                                 |
| Month 3  | $-1333.80                | $385444.14                                 |

**Designated Index Information**

- **Index Name:** S&P Small Cap 600 Total Return Index

- **Index Identifier:** SPTRSMCP

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A                                       | SPXW US 03/02/26 P6700                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -7 | NC      | $-1557.50     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | SPXW US 03/03/26 P6500                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         7 | NC      | $700.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | SPXW US 03/03/26 P6700                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -7 | NC      | $-4550.00     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | SPXW US 03/04/26 P6500                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         7 | NC      | $1347.50      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | SPXW US 03/04/26 P6700                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -7 | NC      | $-7385.00     | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | SPXW US 03/05/26 P6450                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         6 | NC      | $1470.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                       | SPXW US 03/05/26 P6650                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -6 | NC      | $-6240.00     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares Core S&P Small-Cap ETF            | iShares Core S&P Small-Cap ETF            | CUSIP: 464287804<br>LEI: 549300BZQ17QYN750B25 | Long             | EC               | RF                | US        |    147012 | NS      | $19067456.40  | 99.86%            |  |  |  | No            |                  1 | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   1985960 | NS      | $1985960.25   | 10.40%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                       | SPXW US 03/02/26 P6500                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         7 | NC      | $227.50       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-15

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer