# EDGAR Filing Document

**Accession Number:** 0001558569
**File Stem:** 0001213900-26-005138
**Filing Date:** 2026-1
**Character Count:** 9793
**Document Hash:** 8235f267bc7daad78f2fa32e985caeaa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-005138.hdr.sgml**: 20260116

**ACCESSION NUMBER**: 0001213900-26-005138

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20251230

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260116

**DATE AS OF CHANGE**: 20260116

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** iSpecimen Inc.
- **CENTRAL INDEX KEY:** 0001558569
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 270480143
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40501
- **FILM NUMBER:** 26539467

**BUSINESS ADDRESS:**
- **STREET 1:** 8 CABOT ROAD
- **STREET 2:** SUITE 1800
- **CITY:** WOBURN
- **STATE:** MA
- **ZIP:** 08101
- **BUSINESS PHONE:** 781-301-6700

**MAIL ADDRESS:**
- **STREET 1:** 8 CABOT ROAD
- **STREET 2:** SUITE 1800
- **CITY:** WOBURN
- **STATE:** MA
- **ZIP:** 08101

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K/A**

**(Amendment No. 1)**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934**

**Date of Report (Date of earliest event reported): December 30, 2025**

**iSpecimen Inc.**

**(Exact name of registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **001-40501** | **27-0480143** |
| **(State or other jurisdiction<br> of Incorporation)** | **(Commission File Number)** | **(IRS Employer<br> Identification No.)** |

---

**8 Cabot Road, Suite 1800 Woburn, MA 01801**

**(Address of principal executive offices, including zip code)**

**Registrant's telephone number, including area code: (781) 301-6700**

**Not Applicable**

**(Former name or former address, if changed since last report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading symbol(s)** | **Name of each exchange on which registered** |
| **Common Stock, par value $0.0001 per share** | **ISPC** | **The Nasdaq Stock Market LLC** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Explanatory Note**

This Amendment No. 1 on Form 8-K/A (this "<u>Amendment</u>") amends the Current Report on Form 8-K filed by iSpecimen Inc. (the "<u>Company</u>") with the Securities and Exchange Commission on January 2, 2026 (the "<u>Original Form 8-K</u>"). Except as expressly set forth herein, no other changes have been made to the Original Form 8-K.

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

As previously disclosed in the Original Form 8-K, on December 30, 2025, the Company filed a Certificate of Designation of Preferences, Rights and Limitations of the Series C Convertible Non-Voting Preferred Stock (the "<u>Original Certificate of Designation</u>") for the Company's newly-designated Series C Convertible Non-Voting Preferred Stock, par value $0.0001 per share (the "Series C Preferred Stock") with the Secretary of State of the State of Delaware.

On January 16, 2026, the Company filed an Amended Certificate of Designations, Preferences and Rights of the Series C Convertible Non-Voting Preferred Stock (the "<u>Amended Certificate of Designation</u>") with the Secretary of State of the State of Delaware. The Amended Certificate of Designation amends Section 7 of the Original Certificate of Designation to provide that both the Conversion Price (as defined in the Original Certificate of Designation) and the Floor Price (as defined in the Original Certificate of Designation) are subject to proportionate adjustment upon any reverse stock split, share combination or similar transaction that results in a decrease in the number of outstanding shares of the Company's common stock, in each case as set forth therein.

The Amended Certificate of Designation was approved in accordance with Section 23 of the Original Certificate of Designation by the Company and the holders of more than a majority of the outstanding shares of the Series C Preferred Stock.

Except as expressly amended by the Amended Certificate of Designation, all terms, preferences and privileges of the Series C Preferred Stock remain in full force and effect.

The foregoing description of the Amended Certificate of Designation does not purport to be complete and is qualified in its entirety by reference to the full text of the Amended Certificate of Designation, which is filed as Exhibit 3.1 to this Amendment and incorporated herein by reference.

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 3.1 | [Amended Certificate of Designation of Series C Convertible Non-Voting Preferred Stock as filed on January 16, 2026.](ea027309101ex3-1_ispecimen.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: January 16, 2026

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| | | |
|:---|:---|:---|
| iSPECIMEN INC. | iSPECIMEN INC. | iSPECIMEN INC. |
| By: | /s/ Katharyn Field | /s/ Katharyn Field |
|  | Name: | Katharyn Field |
|  | Title: | Chief Executive Officer |

---

## Exhibit 3.1

**Exhibit 3.1**

**AMENDED CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE**

**SERIES C CONVERTIBLE PREFERRED STOCK** 

**OF**

**ISPECIMEN INC.**

pursuant to section 151(g) of the

delaware General Corporation law

**RECITALS**

**WHEREAS**, iSpecimen Inc., a Delaware corporation (the "**Corporation**"), previously filed on December 30, 2025 a Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock (the "**Certificate of Designation**");

**WHEREAS**, pursuant to Section 23 of the Certificate of Designation, the Corporation and the holders of more than 50.1% of the outstanding shares of the Series C Convertible Preferred Stock have duly approved the amendment set forth herein; and

**WHEREAS**, the Corporation deems it advisable and in the best interests of the Corporation and its stockholders to amend the Certificate of Designation solely to amend Section 7 thereof, and no other provision of the Certificate of Designation.

**NOW, THEREFORE, BE IT RESOLVED**, that the Certificate of Designation is hereby amended as follows:

Section 7 of the Certificate of Designation is hereby deleted in its entirety and replaced with the following:

**7. Adjustment of Conversion Price and Floor Price upon Subdivision or Combination of Common Stock.** If the Corporation at any time on or after the Initial Issuance Date subdivides (by any stock split, stock dividend, recapitalization or other similar transaction) one or more classes of its outstanding shares of Common Stock into a greater number of shares, or effects a reverse stock split, combination of shares, or other similar transaction that results in a decrease in the number of outstanding shares of Common Stock, then, in each such case, the Conversion Price and the Floor Price in effect immediately prior to such event shall be proportionately adjusted to reflect such subdivision, reverse stock split, combination or similar transaction. Any adjustment pursuant to this Section 7 shall become effective immediately after the effective date of such event (or, if a record date is applicable, immediately after such record date). If any event requiring an adjustment under this Section 7 occurs during the period in which a Conversion Price or Floor Price is being calculated, then such calculation shall be adjusted appropriately to reflect such event.

**RATIFICATION**

Except as expressly amended hereby, all terms, conditions, rights, powers, preferences and privileges of the Series C Convertible Preferred Stock set forth in the Certificate of Designation shall remain in full force and effect.

[*Signature page to follow*]

IN WITNESS WHEREOF, the Corporation has caused this Amended Certificate of Designation of Series C Convertible Preferred Stock of iSpecimen Inc. to be signed by its Chief Executive Officer on this 15th day of January, 2026.

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| | |
|:---|:---|
| **ISPECIMEN INC.** | **ISPECIMEN INC.** |
| By: | /s/ Katharyn Field |
| Name: | Katharyn Field |
| Title: | Chief Executive Officer |

---