# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069731
**Filing Date:** 2023-3
**Character Count:** 40956
**Document Hash:** 8c04631f05312f82834617da48385e42
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069731.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069731

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767968

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Healthy Hearts ETF (Series ID: S000070449)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000223944 | IQ Healthy Hearts ETF | HART            |

## Nport-Ex

Schedule of Investments – IQ Healthy Hearts ETF

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 99.8%** | **Common Stocks — 99.8%** | |
| **Australia - 0.5%** | **Australia - 0.5%** | |
| Ramsay Health Care Ltd. | 919 | $43141 |
| **Canada - 1.0%** |  |  |
| George Weston Ltd. | 324 | 41563 |
| Loblaw Cos. Ltd. | 459 | 41003 |
| &nbsp;&nbsp;&nbsp;Total Canada |  | 82566 |
| **China - 0.5%** |  |  |
| China Traditional Chinese Medicine Holdings Co., Ltd. | 87020 | 41631 |
| **Denmark - 5.8%** |  |  |
| Novo Nordisk A/S, Class B | 3401 | 468210 |
| **France - 1.5%** |  |  |
| Danone SA | 769 | 42017 |
| Sanofi | 858 | 83557 |
| &nbsp;&nbsp;&nbsp;Total France |  | 125574 |
| **Germany - 2.3%** |  |  |
| adidas AG | 313 | 50100 |
| Fresenius SE & Co. KGaA | 1511 | 43536 |
| Puma SE | 780 | 52826 |
| Siemens Healthineers AG | 753 | 40129 |
| &nbsp;&nbsp;&nbsp;Total Germany |  | 186591 |
| **Italy - 0.6%** |  |  |
| Moncler SpA | 809 | 50257 |
| **Japan - 2.1%** |  |  |
| Asahi Intecc Co., Ltd. | 2166 | 37675 |
| Asics Corp. | 1857 | 43839 |
| Nihon Kohden Corp. | 1715 | 44904 |
| Shimano, Inc. | 233 | 41191 |
| &nbsp;&nbsp;&nbsp;Total Japan |  | 167609 |
| **Malaysia - 0.5%** |  |  |
| IHH Healthcare Bhd | 30132 | 41817 |
| **Netherlands - 0.6%** |  |  |
| Basic-Fit NV<sup>\*(a)</sup> | 1505 | 49198 |
| **Norway - 0.6%** |  |  |
| Mowi ASA | 2571 | 47375 |
| **South Africa - 0.5%** |  |  |
| Netcare Ltd. | 47044 | 38575 |
| **South Korea - 0.6%** |  |  |
| Fila Holdings Corp. | 1628 | 51148 |
| **Spain - 0.6%** |  |  |
| Fluidra SA<sup>(a)</sup> | 2647 | 46456 |
| **Sweden - 0.5%** |  |  |
| Thule Group AB | 1706 | 40589 |
| **Switzerland - 5.6%** |  |  |
| Mediclinic International PLC | 6725 | 41114 |
| Novartis AG | 4607 | 413489 |
| &nbsp;&nbsp;&nbsp;Total Switzerland |  | 454603 |
| **Taiwan - 1.5%** |  |  |
| Feng TAY Enterprise Co., Ltd. | 6745 | 44255 |
| Giant Manufacturing Co., Ltd. | 5210 | 35572 |
| Merida Industry Co., Ltd. | 6837 | 41330 |
| &nbsp;&nbsp;&nbsp;Total Taiwan |  | 121157 |
| **Thailand - 1.1%** |  |  |
| Bangkok Dusit Medical Services PCL | 49925 | 44995 |
| Bumrungrad Hospital PCL | 6641 | 43656 |
| &nbsp;&nbsp;&nbsp;Total Thailand |  | 88651 |
| **United Kingdom - 5.3%** |  |  |
| AstraZeneca PLC | 3050 | 397640 |
| Frasers Group PLC<sup>\*</sup> | 3762 | 36264 |
| &nbsp;&nbsp;&nbsp;Total United Kingdom |  | 433904 |
| **United States - 68.1%** |  |  |
| Abbott Laboratories | 3771 | 416884 |
| Acadia Healthcare Co., Inc.<sup>\*</sup> | 468 | 39321 |
| Alphabet, Inc., Class A<sup>\*</sup> | 4138 | 409000 |
| Apple, Inc. | 2728 | 393623 |
| Boston Scientific Corp.<sup>\*</sup> | 1103 | 51014 |
| Bristol-Myers Squibb Co. | 5090 | 369788 |
| Centene Corp.<sup>\*</sup> | 476 | 36290 |
| Cytokinetics, Inc.<sup>\*(a)</sup> | 993 | 42183 |
| Edwards Lifesciences Corp.<sup>\*</sup> | 529 | 40574 |
| Elevance Health, Inc. | 183 | 91498 |
| Eli Lilly & Co. | 1105 | 380286 |
| Encompass Health Corp. | 707 | 44152 |
| Garmin Ltd. | 444 | 43903 |
| General Mills, Inc. | 487 | 38161 |
| HCA Healthcare, Inc. | 169 | 43107 |
| Healthcare Services Group, Inc. | 2924 | 39386 |
| Inari Medical, Inc.<sup>\*(a)</sup> | 539 | 30750 |
| Ionis Pharmaceuticals, Inc.<sup>\*</sup> | 972 | 38754 |
| Johnson & Johnson | 2276 | 371944 |
| Kellogg Co. | 555 | 38062 |
| Lantheus Holdings, Inc.<sup>\*</sup> | 691 | 39733 |
| Medical Properties Trust, Inc. | 3087 | 39977 |
| Medifast, Inc. | 336 | 37447 |
| Medtronic PLC | 1026 | 85866 |
| Merck & Co., Inc. | 3752 | 403002 |
| Merit Medical Systems, Inc.<sup>\*</sup> | 563 | 40170 |
| Molina Healthcare, Inc.<sup>\*</sup> | 124 | 38667 |
| Nestle SA | 3385 | 410732 |
| NIKE, Inc., Class B | 960 | 122237 |
| Peloton Interactive, Inc., Class A<sup>\*</sup> | 4016 | 51927 |
| Pentair PLC | 875 | 48458 |
| Penumbra, Inc.<sup>\*</sup> | 206 | 51584 |
| Pfizer, Inc. | 8196 | 361935 |

---

Schedule of Investments – IQ Healthy Hearts ETF (continued)

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** | **Common Stocks (continued)** | |
| **United States (continued)** |  |  |
| Planet Fitness, Inc., Class A<sup>\*</sup> | 529 | $44780 |
| Pool Corp. | 123 | 47430 |
| Rhythm Pharmaceuticals, Inc.<sup>\*</sup> | 1628 | 44526 |
| Select Medical Holdings Corp. | 1667 | 48460 |
| Shockwave Medical, Inc.<sup>\*(a)</sup> | 153 | 28753 |
| Tenet Healthcare Corp.<sup>\*</sup> | 877 | 48103 |
| Topgolf Callaway Brands Corp.<sup>\*</sup> | 1979 | 48466 |
| Under Armour, Inc., Class A<sup>\*</sup> | 4178 | 51765 |
| United Therapeutics Corp.<sup>\*</sup> | 151 | 39739 |
| UnitedHealth Group, Inc. | 752 | 375391 |
| Vail Resorts, Inc. | 152 | 39876 |
| VF Corp. | 1177 | 36416 |
| &nbsp;&nbsp;&nbsp;Total United States |  | 5544120 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $7,785,402)** |  | **8123172** |
| **Short-Term Investments — 0.7%** |  |  |
| **Money Market Funds — 0.7%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(b)(c)</sup> | 48943 | 48943 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> | 4271 | 4271 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $53,214)** |  | **53214** |
| **Total Investments — 100.5%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $7,838,616)** |  | **8176386** |
| **Other Assets and Liabilities, Net — (0.5)%** |  | **(33658)** |
| **Net Assets — 100.0%** |  | $**8142728** |

---

---

| | | |
|:---|:---|:---|
| **Industry** | **Value** | **% of**<br>Net Assets** |
| Health Care | $5426545 | 66.6% |
| Consumer Discretionary | 1023367 | 12.6 |
| Consumer Staples | 696360 | 8.6 |
| Communication Services | 409000 | 5.0 |
| Information Technology | 393623 | 4.8 |
| Industrials | 134300 | 1.7 |
| Money Market Funds | 53214 | 0.7 |
| Real Estate | 39977 | 0.5 |
| Total Investments | $8176386 | 100.5% |
| Other Assets and Liabilities, Net | (33658) | (0.5) |
| Total Net Assets | $8142728 | 100.0% |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $168,324; total market value of collateral held by the Fund was $173,735. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $124,790.

(b) Reflects the 1-day yield at January 31, 2023.

(c) Represents security purchased with cash collateral received for securities on loan.

Schedule of Investments – IQ Healthy Hearts ETF (continued)

January 31, 2023 (Unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $8123172 | $– | $– | $8123172 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 53214 | – | – | 53214 |
| Total Investments in Securities | $8176386 | $– | $– | $8176386 |

---

(d) For a complete listing of investments and their countries, see the Schedule of Investments.

For the period ended January 31, 2023 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Healthy Hearts ETF

- **b. EDGAR series identifier (if any):** S000070449

- **c. LEI of Series:** 549300ZQIO6Z08FJDU88

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $8194733.27

**Total Liabilities:** $52005.41

**Net Assets:** $8142727.86

**Cash Not Reported:** $1.05

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223944 | 6.91%                | -2.06%               | 1.93%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $518813.77                                 |
| Month 2  | $-21282.92               | $-152318.43                                |
| Month 3  | $0.00                    | $147210.94                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Pool Corp                                                    | Pool Corp                                                    | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |       123 | NS      | $47430.03     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Inari Medical Inc                                            | Inari Medical Inc                                            | CUSIP: 45332Y109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       539 | NS      | $30749.95     | 0.38%             |  |  |  | No            |                  1 | On Loan: —       |
| Pentair PLC                                                  | Pentair PLC                                                  | CUSIP: 000000000<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | GB        |       875 | NS      | $48457.50     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Mowi ASA                                                     | Mowi ASA                                                     | CUSIP: 000000000<br>LEI: 549300W1OGQF5LZIH349 | Long             | EC               | CORP              | NO        |      2571 | NS      | $47374.92     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi                                                       | Sanofi                                                       | CUSIP: 000000000<br>LEI: 549300E9PC51EN656011 | Long             | EC               | CORP              | FR        |       858 | NS      | $83557.09     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                                                   | Garmin Ltd                                                   | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |       444 | NS      | $43902.72     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Asics Corp                                                   | Asics Corp                                                   | CUSIP: 000000000<br>LEI: 3538002LJMRZ83SU0B85 | Long             | EC               | CORP              | JP        |      1857 | NS      | $43838.59     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                                          | Abbott Laboratories                                          | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      3771 | NS      | $416884.05    | 5.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Cytokinetics Inc                                             | Cytokinetics Inc                                             | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |       993 | NS      | $42182.64     | 0.52%             |  |  |  | No            |                  1 | On Loan: —       |
| Nihon Kohden Corp                                            | Nihon Kohden Corp                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |      1715 | NS      | $44904.26     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                                 | Alphabet Inc                                                 | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      4138 | NS      | $408999.92    | 5.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Puma SE                                                      | Puma SE                                                      | CUSIP: 000000000<br>LEI: 529900GRZ2BQY5ZM9N49 | Long             | EC               | CORP              | DE        |       780 | NS      | $52826.22     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| General Mills Inc                                            | General Mills Inc                                            | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               | CORP              | US        |       487 | NS      | $38161.32     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Mediclinic International PLC                                 | Mediclinic International PLC                                 | CUSIP: 000000000<br>LEI: 2138002S5BSBIZTD5I60 | Long             | EC               | CORP              | ZA        |      6725 | NS      | $41114.33     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corp                                        | Encompass Health Corp                                        | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |       707 | NS      | $44152.15     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Peloton Interactive Inc                                      | Peloton Interactive Inc                                      | CUSIP: 70614W100<br>LEI: 5493002YS021166W0339 | Long             | EC               | CORP              | US        |      4016 | NS      | $51926.88     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Merida Industry Co Ltd                                       | Merida Industry Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | TW        |      6837 | NS      | $41329.41     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| VF Corp                                                      | VF Corp                                                      | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |      1177 | NS      | $36416.38     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                                             | Vail Resorts Inc                                             | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |       152 | NS      | $39875.68     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                    | Apple Inc                                                    | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      2728 | NS      | $393623.12    | 4.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Molina Healthcare Inc                                        | Molina Healthcare Inc                                        | CUSIP: 60855R100<br>LEI: 549300NQQCEQ46YHZ591 | Long             | EC               | CORP              | US        |       124 | NS      | $38666.92     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthcare Services Group Inc                                | Healthcare Services Group Inc                                | CUSIP: 421906108<br>LEI: 529900GVZ1D2FBYMS719 | Long             | EC               | CORP              | US        |      2924 | NS      | $39386.28     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                               | Merck & Co Inc                                               | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      3752 | NS      | $403002.32    | 4.95%             |  |  |  | No            |                  1 | On Loan: No      |
| adidas AG                                                    | adidas AG                                                    | CUSIP: 000000000<br>LEI: 549300JSX0Z4CW0V5023 | Long             | EC               | CORP              | DE        |       313 | NS      | $50099.31     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Shockwave Medical Inc                                        | Shockwave Medical Inc                                        | CUSIP: 82489T104<br>LEI: 549300LDXO56IC5Y1538 | Long             | EC               | CORP              | US        |       153 | NS      | $28753.29     | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| Planet Fitness Inc                                           | Planet Fitness Inc                                           | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |       529 | NS      | $44779.85     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| HCA Healthcare Inc                                           | HCA Healthcare Inc                                           | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |       169 | NS      | $43106.83     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Lantheus Holdings Inc                                        | Lantheus Holdings Inc                                        | CUSIP: 516544103<br>LEI: 5299005HUB5IOJGO7S39 | Long             | EC               | CORP              | US        |       691 | NS      | $39732.50     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Novo Nordisk A/S                                             | Novo Nordisk A/S                                             | CUSIP: 000000000<br>LEI: 549300DAQ1CVT6CXN342 | Long             | EC               | CORP              | DK        |      3401 | NS      | $468209.73    | 5.75%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                                                     | NIKE Inc                                                     | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       960 | NS      | $122236.80    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp                                    | Edwards Lifesciences Corp                                    | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |       529 | NS      | $40574.30     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                                                | Medtronic PLC                                                | CUSIP: 000000000<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      1026 | NS      | $85865.94     | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluidra SA                                                   | Fluidra SA                                                   | CUSIP: 000000000<br>LEI: 95980020140005026620 | Long             | EC               | CORP              | ES        |      2647 | NS      | $46456.25     | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| Penumbra Inc                                                 | Penumbra Inc                                                 | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |       206 | NS      | $51584.46     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Frasers Group PLC                                            | Frasers Group PLC                                            | CUSIP: 000000000<br>LEI: 213800JEGHHEAXIJDX34 | Long             | EC               | CORP              | GB        |      3762 | NS      | $36263.92     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc                                          | Elevance Health Inc                                          | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |       183 | NS      | $91498.17     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ramsay Health Care Ltd                                       | Ramsay Health Care Ltd                                       | CUSIP: 000000000<br>LEI: 549300QBX122KF2JPI10 | Long             | EC               | CORP              | AU        |       919 | NS      | $43141.47     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                                                   | Pfizer Inc                                                   | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      8196 | NS      | $361935.36    | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Kellogg Co                                                   | Kellogg Co                                                   | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               | CORP              | US        |       555 | NS      | $38061.90     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Shimano Inc                                                  | Shimano Inc                                                  | CUSIP: 000000000<br>LEI: 529900L32YT3P9DECR10 | Long             | EC               | CORP              | JP        |       233 | NS      | $41190.90     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Danone SA                                                    | Danone SA                                                    | CUSIP: 000000000<br>LEI: 969500KMUQ2B6CBAF162 | Long             | EC               | CORP              | FR        |       769 | NS      | $42017.43     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals Inc                                    | Ionis Pharmaceuticals Inc                                    | CUSIP: 462222100<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | EC               | CORP              | US        |       972 | NS      | $38753.64     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Merit Medical Systems Inc                                    | Merit Medical Systems Inc                                    | CUSIP: 589889104<br>LEI: 549300OYTY138SP2CE83 | Long             | EC               | CORP              | US        |       563 | NS      | $40170.05     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Rhythm Pharmaceuticals Inc                                   | Rhythm Pharmaceuticals Inc                                   | CUSIP: 76243J105<br>LEI: 529900JPNWXQ8DPLA551 | Long             | EC               | CORP              | US        |      1628 | NS      | $44525.80     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| George Weston Ltd                                            | George Weston Ltd                                            | CUSIP: 961148509<br>LEI: 549300FAHC3L1QKNT280 | Long             | EC               | CORP              | CA        |       324 | NS      | $41562.62     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Fresenius SE & Co KGaA                                       | Fresenius SE & Co KGaA                                       | CUSIP: 000000000<br>LEI: XDFJ0CYCOO1FXRFTQS51 | Long             | EC               | CORP              | DE        |      1511 | NS      | $43536.20     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Bangkok Dusit Medical Services                               | Bangkok Dusit Medical Services PCL                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | TH        |     49925 | NS      | $44994.51     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Thule Group AB                                               | Thule Group AB                                               | CUSIP: 000000000<br>LEI: 549300XHHOGBOERKU333 | Long             | EC               | CORP              | SE        |      1706 | NS      | $40589.56     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Fila Holdings Corp                                           | Fila Holdings Corp                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KR        |      1628 | NS      | $51147.59     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Giant Manufacturing Co Ltd                                   | Giant Manufacturing Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300M7TYVF50B2GY12 | Long             | EC               | CORP              | TW        |      5210 | NS      | $35572.02     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Novartis AG                                                  | Novartis AG                                                  | CUSIP: 000000000<br>LEI: 5493007HIVTX6SY6XD66 | Long             | EC               | CORP              | CH        |      4607 | NS      | $413489.22    | 5.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Nestle SA                                                    | Nestle SA                                                    | CUSIP: 000000000<br>LEI: KY37LUS27QQX7BB93L28 | Long             | EC               | CORP              | CH        |      3385 | NS      | $410731.76    | 5.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Topgolf Callaway Brands Corp                                 | Topgolf Callaway Brands Corp                                 | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |      1979 | NS      | $48465.71     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Moncler SpA                                                  | Moncler SpA                                                  | CUSIP: 000000000<br>LEI: 815600EBD7FB00525B20 | Long             | EC               | CORP              | IT        |       809 | NS      | $50256.63     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Medical Holdings Corp                                 | Select Medical Holdings Corp                                 | CUSIP: 81619Q105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1667 | NS      | $48459.69     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp                                       | Boston Scientific Corp                                       | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      1103 | NS      | $51013.75     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      4271 | NS      | $4270.73      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Under Armour Inc                                             | Under Armour Inc                                             | CUSIP: 904311107<br>LEI: 549300D4549QKWETZ406 | Long             | EC               | CORP              | US        |      4178 | NS      | $51765.42     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc                                 | Medical Properties Trust Inc                                 | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |      3087 | NS      | $39976.65     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| IHH Healthcare Bhd                                           | IHH Healthcare Bhd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | MY        |     30132 | NS      | $41817.13     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT                           | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     48943 | NS      | $48943.23     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Bumrungrad Hospital PCL                                      | Bumrungrad Hospital PCL                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | TH        |      6641 | NS      | $43656.38     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Basic-Fit NV                                                 | Basic-Fit NV                                                 | CUSIP: 000000000<br>LEI: 724500HUXGTQC07CAZ61 | Long             | EC               | CORP              | NL        |      1505 | NS      | $49198.50     | 0.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Johnson & Johnson                                            | Johnson & Johnson                                            | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      2276 | NS      | $371943.92    | 4.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Healthineers AG                                      | Siemens Healthineers AG                                      | CUSIP: 000000000<br>LEI: 529900QBVWXMWANH7H45 | Long             | EC               | CORP              | DE        |       753 | NS      | $40129.14     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| TRAD CHI MED                                                 | China Traditional Chinese Medicine Holdings Co Ltd           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |     87020 | NS      | $41630.79     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Tenet Healthcare Corp                                        | Tenet Healthcare Corp                                        | CUSIP: 88033G407<br>LEI: 0W9AIBT6U6ADJ2I8HK17 | Long             | EC               | CORP              | US        |       877 | NS      | $48103.45     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Medifast Inc                                                 | Medifast Inc                                                 | CUSIP: 58470H101<br>LEI: 5299000YHQJ21T5KKI80 | Long             | EC               | CORP              | US        |       336 | NS      | $37447.20     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc                                       | UnitedHealth Group Inc                                       | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       752 | NS      | $375390.88    | 4.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Acadia Healthcare Co Inc                                     | Acadia Healthcare Co Inc                                     | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               | CORP              | US        |       468 | NS      | $39321.36     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| AstraZeneca PLC                                              | AstraZeneca PLC                                              | CUSIP: 000000000<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |      3050 | NS      | $397639.98    | 4.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                                               | Eli Lilly & Co                                               | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      1105 | NS      | $380285.75    | 4.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Netcare Ltd                                                  | Netcare Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | ZA        |     47044 | NS      | $38574.60     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| United Therapeutics Corp                                     | United Therapeutics Corp                                     | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               | CORP              | US        |       151 | NS      | $39738.67     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Loblaw Cos Ltd                                               | Loblaw Cos Ltd                                               | CUSIP: 539481101<br>LEI: 5493008LN3O1DIDTSH67 | Long             | EC               | CORP              | CA        |       459 | NS      | $41003.33     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Asahi Intecc Co Ltd                                          | Asahi Intecc Co Ltd                                          | CUSIP: 000000000<br>LEI: 353800J3AV2SCNIO8L39 | Long             | EC               | CORP              | JP        |      2166 | NS      | $37675.36     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                                                 | Centene Corp                                                 | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |       476 | NS      | $36290.24     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Feng TAY Enterprise Co Ltd                                   | Feng TAY Enterprise Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | TW        |      6745 | NS      | $44255.29     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co                                      | Bristol-Myers Squibb Co                                      | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      5090 | NS      | $369788.50    | 4.54%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ