# EDGAR Filing Document

**Accession Number:** 0001616203
**File Stem:** 0001398344-25-011802
**Filing Date:** 2025-6
**Character Count:** 7938
**Document Hash:** 48093dbae4433a86af70954e81644c1f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-011802.hdr.sgml**: 20250613

**ACCESSION NUMBER**: 0001398344-25-011802

**CONFORMED SUBMISSION TYPE**: SC TO-I/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250613

**DATE AS OF CHANGE**: 20250613

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pomona Investment Fund
- **CENTRAL INDEX KEY:** 0001616203

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** SC TO-I/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-89919
- **FILM NUMBER:** 251045187

**BUSINESS ADDRESS:**
- **STREET 1:** 780 THIRD AVENUE, 46TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 593-3639

**MAIL ADDRESS:**
- **STREET 1:** 780 THIRD AVENUE, 46TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Pomona Private Equity Fund
- **DATE OF NAME CHANGE:** 20140807
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pomona Investment Fund
- **CENTRAL INDEX KEY:** 0001616203

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** SC TO-I/A

**BUSINESS ADDRESS:**
- **STREET 1:** 780 THIRD AVENUE, 46TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (212) 593-3639

**MAIL ADDRESS:**
- **STREET 1:** 780 THIRD AVENUE, 46TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Pomona Private Equity Fund
- **DATE OF NAME CHANGE:** 20140807

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**SCHEDULE TO**

**(Rule 13e-4)**

**TENDER OFFER STATEMENT PURSUANT TO SECTION 14(D)(1) OR 13(E)(1)**

**OF THE SECURITIES EXCHANGE ACT OF 1934**

**FINAL AMENDMENT**

**Pomona Investment Fund**

**(Name of Issuer)**

**Pomona Investment Fund**

**(Name of Person(s) Filing Statement)**

**Shares of Beneficial Interest—Class A Shares, Class I Shares and Class M2 Shares**

**(Title of Class of Securities)**

**Class A Shares – 732125109**

**Class I Shares - 732125208**

**Michael D. Granoff**

**Pomona Management LLC**

**780 Third Avenue, 46<sup>th</sup> Floor**

**New York, NY 10017**

**(212) 593-3639**

**(Name, Address and Telephone No. of Person Authorized to Receive Notices and Communications on Behalf of the Person(s) Filing Statement)**

***With a copy to:***

 ****

**William J. Bielefeld, Esq.**

**Dechert LLP**

**1900 K Street, N.W.**

**Washington, DC 20006**

**December 20, 2024**

**(Date Tender Offer First Published, Sent or Given to Security Holders)**

[_] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:

[_] third-party tender offer subject to Rule 14d-1.

[X] issuer tender offer subject to Rule 13e-4.

[_] going-private transaction subject to Rule 13e-3.

[_] amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: [X]

This final amendment relates to the Issuer Tender Offer Statement on Schedule TO (the "Statement") originally filed with the Securities and Exchange Commission on December 20, 2024 by Pomona Investment Fund (the "Fund") in connection with an offer (the "Offer") by the Fund to purchase up to $89,773,629.79 of shares of beneficial interest ("Shares") in the Fund on the terms and subject to the conditions set forth in the Offer to Purchase and the related Letter of Transmittal. Copies of the Offer to Purchase and Letter of Transmittal were previously filed as Exhibits (a)(1)(i) and (a)(1)(ii) to the Statement on December 20, 2024. The original purchase amount of $89,773,629.79 was adjusted to $95,015,573.30 based on the net asset value at March 31, 2025.

This is the final amendment to the Statement and is being filed to report the results of the Offer. The following information is furnished pursuant to Rule 13e-4(c)(4):

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Holders of Shares in the Fund ("Shareholders") that
desired to tender Shares or a portion thereof, for purchase were required to submit their tenders by 11:59 p.m., Eastern Time, on January
22, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Valuation Date of the Shares tendered pursuant to the Offer
was March 31, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. The net asset value of the Shares tendered pursuant to the Offer
were calculated as of March 31, 2025 in the amount of $15.11 for Class A Shares and $16.13 for Class I Shares.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. The payment of the purchase price of the Shares or portions
of Shares tendered was made in the form of promissory notes issued to each of the Shareholders whose tenders were accepted for purchase
by the Fund in accordance with the terms of the Offer. The promissory notes were held by Ultimus Fund Solutions, LLC, the Fund's transfer
agent, on behalf of such Shareholders, in accordance with the terms of the Offer. Seven (7) Class A Shareholders and Twenty-six (26)
Class I Shareholders whose tenders were accepted for purchase by the Fund, did not tender their entire Shares. One hundred twenty-seven
(127) Class A Shareholders and One hundred twenty (120) Class I Shareholders whose tenders were accepted for purchase by the Fund, tendered
all of their Shares held in the Fund; therefore, pursuant to the promissory note issued to the Shareholders, the Fund paid to the Shareholders
100% of the Shareholder's unaudited net asset value of the Shares tendered. The payments were wired to the account designated by
each Shareholder in their Letter of Transmittal on June 3, 2025.

SIGNATURE

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

---

| | |
|:---|:---|
| POMONA INVESTMENT FUND | POMONA INVESTMENT FUND |
| By: | /s/ Michael D. Granoff |
| Name: | Michael D. Granoff |
| Title: | President & Principal Executive Officer |

---

## Ex-Filing

**Calculation of Filing Fee Tables**

**Schedule TO-I/A**

**Pomona Investment Fund**

(Exact Name of Registrant as Specified in its Charter)

<u>Table 1: Transaction Valuation</u>

---

| | | |
|:---|:---|:---|
| | Fee Rate | Amount of Filing Fee |
| Fee to Be Paid$95015573.30 <sup>(1)</sup> | 0.015310% | $14546.88 <sup>(2)</sup> |
| Fees Previously Paid$89773629.79 <sup>(3)</sup> | 0.015310% | $13744.34 <sup>(4)</sup> |
| **Total Transaction Valuation**$95015573.30 <sup>(1)</sup> | -- | -- |
| **Total Fees Due for Filing** |  | $14546.88 <sup>(2)</sup> |
| **Total Fees Previously Paid** |  | $13744.34 <sup>(4)</sup> |
| **Total Fee Offsets** |  | -- |
| **Net Fee Due** |  | $802.54 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) Calculated as the aggregate maximum purchase price for Shares that could be purchased, based upon the net asset value of the Fund as of March 31, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(2) The amount of the filing fee, calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, as modified by Fee Rate Advisory No. 1 from October 1, 2024 to September 30, 2025, equals $153.10 per $1,000,000 of the Transaction Valuation of 5% of the net asset value at March 31, 2025.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(3) Calculated as the aggregate maximum purchase price for Shares that could be purchased, based upon the net asset value of the Fund as of September 30, 2024.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(4) Calculated at $153.10 per $1,000,000 of the Transaction Valuation of 5% of the net asset value at September 30, 2024.