# EDGAR Filing Document

**Accession Number:** 0001965773
**File Stem:** 0001172661-25-004650
**Filing Date:** 2025-11
**Character Count:** 12676
**Document Hash:** 1447ae74fa23049b1dd6b2469edb042c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-25-004650.hdr.sgml**: 20251110

**ACCESSION NUMBER**: 0001172661-25-004650

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251110

**DATE AS OF CHANGE**: 20251107

**EFFECTIVENESS DATE**: 20251110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northeast Financial Group, Inc.
- **CENTRAL INDEX KEY:** 0001965773

**ORGANIZATION NAME:**
- **EIN:** 232946836
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23341
- **FILM NUMBER:** 251463806

**BUSINESS ADDRESS:**
- **STREET 1:** 3435 WINCHESTER ROAD
- **STREET 2:** SUITE 102
- **CITY:** ALLENTOWN
- **STATE:** PA
- **ZIP:** 18104
- **BUSINESS PHONE:** 570-688-9898

**MAIL ADDRESS:**
- **STREET 1:** 3435 WINCHESTER ROAD
- **STREET 2:** SUITE 102
- **CITY:** ALLENTOWN
- **STATE:** PA
- **ZIP:** 18104

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Northeast Financial Group Inc.<br>**Address:** 3435 Winchester Road<br>Suite 102<br>Allentown, PA 18104

**Form 13F File Number:** 028-23341

**CRD Number (if applicable):** 000122609

**SEC File Number (if applicable):** 801-78187

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Robert Hackenberg<br>**Title:** Chief Compliance Officer<br>**Phone:** 570-688-9898

**Signature, Place, and Date of Signing:**

/s/ Robert Hackenberg  Tannersville, PA  11-07-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 86

**Form 13F Information Table Value Total:** $401579659

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                    | Form 13F File Number   |
|:---|:---|:---|
|  | Herbein Financial Group | 028-23342              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 670493 | 2753 | SH |  | DFND | 1 | 2753 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1206751 | 4962 | SH |  | DFND | 1 | 4962 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 216482 | 3277 | SH |  | DFND | 1 | 3277 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1099826 | 5009 | SH |  | DFND | 1 | 5009 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 360578 | 734 | SH |  | DFND | 1 | 734 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 4978693 | 19552 | SH |  | DFND | 1 | 19552 | 0 | 0 |
| BARINGS BDC INC | COM | 06759L103 |  | 128649 | 14686 | SH |  | DFND | 1 | 14686 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 406717 | 809 | SH |  | DFND | 1 | 809 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 305497 | 926 | SH |  | DFND | 1 | 926 | 0 | 0 |
| CNB FINL CORP PA | COM | 126128107 |  | 321473 | 13284 | SH |  | DFND | 1 | 13284 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 255531 | 3853 | SH |  | DFND | 1 | 3853 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 407898 | 440 | SH |  | DFND | 1 | 440 | 0 | 0 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 261740 | 1514 | SH |  | DFND | 1 | 1514 | 0 | 0 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 244682 | 7797 | SH |  | DFND | 1 | 7797 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 1121444 | 29074 | SH |  | DFND | 1 | 29074 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 494424 | 648 | SH |  | DFND | 1 | 648 | 0 | 0 |
| ETFS GOLD TR | PHYSCL GOLD SHS | 00326A104 |  | 334747 | 9094 | SH |  | DFND | 1 | 9094 | 0 | 0 |
| GOLDMAN SACHS ETF TR | S 500 PREMIUM | 38149W622 |  | 14957000 | 286368 | SH |  | DFND | 1 | 286368 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 358866 | 1918 | SH |  | DFND | 1 | 1918 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 570320 | 1407 | SH |  | DFND | 1 | 1407 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 6724511 | 500687 | SH |  | DFND | 1 | 500687 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 |  | 1927799 | 83480 | SH |  | DFND | 1 | 83480 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 216733 | 361 | SH |  | DFND | 1 | 361 | 0 | 0 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 |  | 573822 | 10060 | SH |  | DFND | 1 | 10060 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 926894 | 17478 | SH |  | DFND | 1 | 17478 | 0 | 0 |
| ISHARES TR | NEW YORK MUN ETF | 464288323 |  | 291116 | 5456 | SH |  | DFND | 1 | 5456 | 0 | 0 |
| ISHARES TR | ESG ADV TTL USD | 46436E619 |  | 269844 | 6144 | SH |  | DFND | 1 | 6144 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 620527 | 7103 | SH |  | DFND | 1 | 7103 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 332735 | 4885 | SH |  | DFND | 1 | 4885 | 0 | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 312214 | 3763 | SH |  | DFND | 1 | 3763 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 14695534 | 137990 | SH |  | DFND | 1 | 137990 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 7032123 | 70132 | SH |  | DFND | 1 | 70132 | 0 | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 8253463 | 77288 | SH |  | DFND | 1 | 77288 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 10717469 | 44293 | SH |  | DFND | 1 | 44293 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 8066301 | 90217 | SH |  | DFND | 1 | 90217 | 0 | 0 |
| ISHARES TR | BROAD USD HIGH | 46435U853 |  | 14744986 | 390232 | SH |  | DFND | 1 | 390232 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 9401229 | 164645 | SH |  | DFND | 1 | 164645 | 0 | 0 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 7590748 | 149483 | SH |  | DFND | 1 | 149483 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 395251 | 2131 | SH |  | DFND | 1 | 2131 | 0 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 252104 | 1308 | SH |  | DFND | 1 | 1308 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 233995 | 770 | SH |  | DFND | 1 | 770 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 279064 | 380 | SH |  | DFND | 1 | 380 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1395528 | 2694 | SH |  | DFND | 1 | 2694 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 376461 | 314 | SH |  | DFND | 1 | 314 | 0 | 0 |
| NPK INTERNATIONAL INC | COM SHS | 651718504 |  | 755621 | 66810 | SH |  | DFND | 1 | 66810 | 0 | 0 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 145681 | 12462 | SH |  | DFND | 1 | 12462 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2803892 | 15027 | SH |  | DFND | 1 | 15027 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 448617 | 1595 | SH |  | DFND | 1 | 1595 | 0 | 0 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 355621 | 1769 | SH |  | DFND | 1 | 1769 | 0 | 0 |
| PPL CORP | COM | 69351T106 |  | 550191 | 14806 | SH |  | DFND | 1 | 14806 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 254202 | 1654 | SH |  | DFND | 1 | 1654 | 0 | 0 |
| PUT ALPHABET INC | OPTION EQUITY | 02079K305 |  | 389680 | 1600 | SH |  | DFND | 1 | 1600 | 0 | 0 |
| PUT ALPHABET INC | OPTION EQUITY | 02079K305 |  | 292260 | 1200 | SH |  | DFND | 1 | 1200 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 50738779 | 1926244 | SH |  | DFND | 1 | 1926244 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 7361700 | 269607 | SH |  | DFND | 1 | 269607 | 0 | 0 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 25197288 | 850051 | SH |  | DFND | 1 | 850051 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 2214167 | 79335 | SH |  | DFND | 1 | 79335 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 20917186 | 898460 | SH |  | DFND | 1 | 898460 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 13470845 | 552024 | SH |  | DFND | 1 | 552024 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 22953036 | 719262 | SH |  | DFND | 1 | 719262 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 17193888 | 590599 | SH |  | DFND | 1 | 590599 | 0 | 0 |
| SCHWAB STRATEGIC TR | MUN BD ETF | 808524649 |  | 1130513 | 44142 | SH |  | DFND | 1 | 44142 | 0 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 5836785 | 248673 | SH |  | DFND | 1 | 248673 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 642409 | 2278 | SH |  | DFND | 1 | 2278 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 3423883 | 9632 | SH |  | DFND | 1 | 9632 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 951165 | 20318 | SH |  | DFND | 1 | 20318 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 29048255 | 43602 | SH |  | DFND | 1 | 43602 | 0 | 0 |
| SPDR SERIES TRUST | PORTFLI HIGH YLD | 78468R606 |  | 5901831 | 246526 | SH |  | DFND | 1 | 246526 | 0 | 0 |
| SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 |  | 256337 | 9509 | SH |  | DFND | 1 | 9509 | 0 | 0 |
| SPDR SERIES TRUST | NUVEEN ICE MUNIC | 78468R721 |  | 3607721 | 79157 | SH |  | DFND | 1 | 79157 | 0 | 0 |
| SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 |  | 8531783 | 330033 | SH |  | DFND | 1 | 330033 | 0 | 0 |
| STRATEGY INC | CL A NEW | 594972408 |  | 1707713 | 5300 | SH |  | DFND | 1 | 5300 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 5615924 | 12628 | SH |  | DFND | 1 | 12628 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 355823 | 817 | SH |  | DFND | 1 | 817 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 487793 | 6559 | SH |  | DFND | 1 | 6559 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 422001 | 1436 | SH |  | DFND | 1 | 1436 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 10974846 | 120006 | SH |  | DFND | 1 | 120006 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2704172 | 8240 | SH |  | DFND | 1 | 8240 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1160392 | 1894 | SH |  | DFND | 1 | 1894 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 12892734 | 237916 | SH |  | DFND | 1 | 237916 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 11443346 | 147325 | SH |  | DFND | 1 | 147325 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 2538629 | 31746 | SH |  | DFND | 1 | 31746 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 276477 | 4698 | SH |  | DFND | 1 | 4698 | 0 | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 241316 | 3285 | SH |  | DFND | 1 | 3285 | 0 | 0 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 433846 | 3663 | SH |  | DFND | 1 | 3663 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 619049 | 6014 | SH |  | DFND | 1 | 6014 | 0 | 0 |

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