# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-010173
**Filing Date:** 2023-1
**Character Count:** 321075
**Document Hash:** ec7d4581c56777a6678b1120070c3668
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-010173.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001752724-23-010173

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230124

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23549214

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF (Series ID: S000044488)

| Class ID   | Class Name                                             | Ticker Symbol   |
|:---|:---|:---|
| C000138395 | Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF | ASHS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

- **b. EDGAR series identifier (if any):** S000044488

- **c. LEI of Series:** 549300VCRO2M1146OP28

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $25465227.27

**Total Liabilities:** $15435.58

**Net Assets:** $25449791.69

**Cash Not Reported:** $31969.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000138395 | -10.33%              | -1.37%               | 10.57%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $14295.53                | $-3354567.11                               |
| Month 2  | $0.00                    | $-391205.99                                |
| Month 3  | $-1143370.27             | $4265753.83                                |

### Schedule of Portfolio Investments

| Name                           | Title                                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Sinotrans Ltd                  | Sinotrans Ltd                                                     | CUSIP: 000000000<br>LEI: 5299005U1RZLKVFWR249 | Long             | EC               | CORP              | CN        |     10000 | NS      | $5676.62      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinduicheng Molybdenum Co Ltd  | Jinduicheng Molybdenum Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13100 | NS      | $18237.69     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FINANCIAL STREET               | Financial Street Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300AENWIK9ED8BK05 | Long             | EC               | CORP              | CN        |     30300 | NS      | $26445.23     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Beiyuan Chemical Indus | Shaanxi Beiyuan Chemical Industry Group Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     38590 | NS      | $31489.97     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd          | Zhejiang Juhua Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33130 | NS      | $79222.94     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNTAK                         | Shenzhen Suntak Circuit Technology Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3000 | NS      | $4495.88      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| hacl                           | Heilongjiang Agriculture Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300QU9AQS1YMTV002 | Long             | EC               | CORP              | CN        |      3300 | NS      | $6837.49      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| XXJC                           | GCL System Integration Technology Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     94100 | NS      | $43134.20     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TLYS                           | Tongling Nonferrous Metals Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |     44500 | NS      | $18503.64     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| XBGF                           | Guangdong Xinbao Electrical Appliances Holdings Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2100 | NS      | $5051.48      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| WINNING HEALTH                 | Winning Health Technology Group Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     39300 | NS      | $48745.40     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Biotechnology Co Ltd     | COFCO Biotechnology Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300CSR7RNP1P1CP32 | Long             | EC               | CORP              | CN        |      8600 | NS      | $10679.14     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| YQMY                           | Shan Xi Hua Yang Group New Energy Co Ltd                          | CUSIP: 000000000<br>LEI: 300300L5SFN6WQCTM144 | Long             | EC               | CORP              | CN        |     15570 | NS      | $37320.54     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tangshan Jidong Cement Co Ltd  | Tangshan Jidong Cement Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008JAIR3NZT2IK64 | Long             | EC               | CORP              | CN        |     19725 | NS      | $24353.75     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd        | Yunnan Aluminium Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |     20300 | NS      | $30652.60     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| QIXIANG TENGDA                 | Zibo Qixiang Tengda Chemical Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24701 | NS      | $26150.68     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianjin Port Co Ltd            | Tianjin Port Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |        44 | NS      | $26.23        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CRSC                     | China Railway Signal & Communication Corp Ltd                     | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |     66702 | NS      | $44490.40     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Sugar Holding Co Ltd     | COFCO Sugar Holding Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300CAHQDI178WDM76 | Long             | EC               | CORP              | CN        |      1300 | NS      | $1311.72      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chacha Food Co Ltd             | Chacha Food Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300AJZ9YPIRBJZN87 | Long             | EC               | CORP              | CN        |      6700 | NS      | $44337.36     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| YAHUA GROUP                    | Sichuan Yahua Industrial Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300K1MUDTK55VMN82 | Long             | EC               | CORP              | CN        |      8700 | NS      | $33755.72     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing United Information Tec | Beijing United Information Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 836800DCWW5IYKEAGS46 | Long             | EC               | CORP              | CN        |      3385 | NS      | $49541.98     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yuanliu Hongyuan Elect | Beijing Yuanliu Hongyuan Electronic Technology Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1000 | NS      | $14686.83     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Amlogic Shanghai Co Ltd        | Amlogic Shanghai Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       726 | NS      | $7779.84      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinopec Oilfield Service Corp  | Sinopec Oilfield Service Corp                                     | CUSIP: 000000000<br>LEI: 529900PN1CSRM4SXH490 | Long             | EC               | CORP              | CN        |     15700 | NS      | $4456.14      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Mining Co Ltd          | Western Mining Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300QBV4A9N1NDK519 | Long             | EC               | CORP              | CN        |     48900 | NS      | $75642.34     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou Kibing Group Co Ltd    | Zhuzhou Kibing Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300RWM4DKUZFOIT68 | Long             | EC               | CORP              | CN        |     10300 | NS      | $14441.88     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Maanshan Iron & Steel Co Ltd   | Maanshan Iron & Steel Co Ltd                                      | CUSIP: 000000000<br>LEI: 529900A75J4LKKIUAJ17 | Long             | EC               | CORP              | CN        |     26300 | NS      | $10786.57     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ch Zn&Ge                       | Yunnan Chihong Zinc&Germanium Co Ltd                              | CUSIP: 000000000<br>LEI: 3003001EM2VD5NJ1WN41 | Long             | EC               | CORP              | CN        |     86300 | NS      | $64665.75     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Haixin Energy-Tech             | Beijing Haixin Energy Technology Co Ltd                           | CUSIP: 000000000<br>LEI: 300300EUF3KU2VACX387 | Long             | EC               | CORP              | CN        |     38400 | NS      | $23596.56     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Kaishan Group Co Ltd           | Kaishan Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030058EWFJ2O4WVV55 | Long             | EC               | CORP              | CN        |      5051 | NS      | $11519.21     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang HangKe Technology Inc | Zhejiang HangKe Technology Inc Co                                 | CUSIP: 000000000<br>LEI: 836800XJKWOSWC94V489 | Long             | EC               | CORP              | CN        |      2424 | NS      | $15772.54     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhefu Holding Group Co Ltd     | Zhefu Holding Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 30030076Y21FIWN1VY24 | Long             | EC               | CORP              | CN        |     37500 | NS      | $21925.93     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Xuji Electric Co Ltd           | Xuji Electric Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003000OT9G77QBDC838 | Long             | EC               | CORP              | CN        |      9700 | NS      | $30036.97     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiji Computer Corp Ltd        | Taiji Computer Corp Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7379 | NS      | $30462.87     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Oriental Energy Co Ltd         | Oriental Energy Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003001HS55ZYR50IW66 | Long             | EC               | CORP              | CN        |      6300 | NS      | $7635.33      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Qilu Bank Co Ltd               | Qilu Bank Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300C1088137000022 | Long             | EC               | CORP              | CN        |      1100 | NS      | $668.14       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNWAY COMM                    | Shenzhen Sunway Communication Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     22100 | NS      | $52941.27     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Suning Universal Co Ltd        | Suning Universal Co Ltd                                           | CUSIP: 000000000<br>LEI: 30030099D5MIL22R3R47 | Long             | EC               | CORP              | CN        |     26200 | NS      | $13162.37     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa Carbon                  | Fangda Carbon New Material Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300O5JPB0SVAI9Q63 | Long             | EC               | CORP              | CN        |     54200 | NS      | $49535.30     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC REAL ESTATE               | China Merchants Property Operation & Service Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2600 | NS      | $5863.09      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GLGF                           | China Rare Earth Resources And Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4500 | NS      | $20927.56     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                           | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |      8300 | NS      | $22792.33     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Dairy Co Ltd          | New Hope Dairy Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $4375.82      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen C & D Inc               | Xiamen C & D Inc                                                  | CUSIP: 000000000<br>LEI: 300300NQXZDZZ0OSCN43 | Long             | EC               | CORP              | CN        |     30500 | NS      | $67393.51     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FiberHome                      | Fiberhome Telecommunication Technologies Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17400 | NS      | $33805.11     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| THDB                           | Tonghua Dongbao Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9900 | NS      | $12967.81     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| STO Express Co Ltd             | STO Express Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4200 | NS      | $6079.66      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| RNM                            | Rising Nonferrous Metals Share Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5800 | NS      | $34726.99     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SCG                            | Shanghai Construction Group Co Ltd                                | CUSIP: 000000000<br>LEI: 3003009M1GRD07UMUZ33 | Long             | EC               | CORP              | CN        |    125700 | NS      | $49770.17     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| XXJC                           | GCL System Integration Technology Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26300 | NS      | $12055.57     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Group Inc               | Orient Group Inc                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27190 | NS      | $10264.09     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGXING MATERIALS             | YongXing Special Materials Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 300300ULJO6T9VWWOQ73 | Long             | EC               | CORP              | CN        |      4200 | NS      | $62745.64     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SCPH-B                         | Shandong Chenming Paper Holdings Ltd                              | CUSIP: 000000000<br>LEI: 529900P6JZBO1IUEWF07 | Long             | EC               | CORP              | CN        |     19300 | NS      | $13996.13     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CR Double-Crane                | China Resources Double Crane Pharmaceutical Co Ltd                | CUSIP: 000000000<br>LEI: 3003008IFGE1S66ZZA20 | Long             | EC               | CORP              | CN        |      4200 | NS      | $12057.99     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HBC                            | Sichuan Hebang Biotechnology Co Ltd                               | CUSIP: 000000000<br>LEI: 30030072W72E4N589G74 | Long             | EC               | CORP              | CN        |     97360 | NS      | $43799.53     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG Holding Co Ltd             | CSG Holding Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300ER02X2M47OE155 | Long             | EC               | CORP              | CN        |     16494 | NS      | $16970.46     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHEN KINWONG ELECTRONIC CO | Shenzhen Kinwong Electronic Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1140 | NS      | $3373.19      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBOT                          | Siasun Robot & Automation Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29200 | NS      | $41480.75     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Maccura Biotechnology Co Ltd   | Maccura Biotechnology Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300D1OBFM39B0QG96 | Long             | EC               | CORP              | CN        |      3300 | NS      | $8968.35      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JUMPCAN PHARMACEUTICAL CO., LT | Hubei Jumpcan Pharmaceutical Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8100 | NS      | $37612.13     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHEN KINWONG ELECTRONIC CO | Shenzhen Kinwong Electronic Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6380 | NS      | $18878.02     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd        | Yunnan Aluminium Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |     29000 | NS      | $43789.43     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guanghui Energy Co Ltd         | Guanghui Energy Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300763Q4WLOKZPD04 | Long             | EC               | CORP              | CN        |     95400 | NS      | $144864.44    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGXING MATERIALS             | YongXing Special Materials Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 300300ULJO6T9VWWOQ73 | Long             | EC               | CORP              | CN        |      1500 | NS      | $22409.16     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YKYL                           | Intco Medical Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300U6H4L6SSU31U28 | Long             | EC               | CORP              | CN        |      8840 | NS      | $30861.50     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Great Wall Securities Co | China Great Wall Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1006344000004 | Long             | EC               | CORP              | CN        |     28300 | NS      | $35021.32     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HONGDA BLASTING                | Guangdong Hongda Holdings Group Co Ltd                            | CUSIP: 000000000<br>LEI: 300300P4C4XSS3DX5645 | Long             | EC               | CORP              | CN        |     12000 | NS      | $50374.30     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BBMG Corp                      | BBMG Corp                                                         | CUSIP: 000000000<br>LEI: 529900T6R2GKVJ9Y2J16 | Long             | EC               | CORP              | CN        |     97400 | NS      | $36906.24     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Yangnong Chemical              | Jiangsu Yangnong Chemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4600 | NS      | $69093.52     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TongFu Microelectronics Co Ltd | TongFu Microelectronics Co Ltd                                    | CUSIP: 000000000<br>LEI: 655600LP4PHNNE8FAX71 | Long             | EC               | CORP              | CN        |     21600 | NS      | $53122.92     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIMING                        | Zhejiang Weiming Environment Protection Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MI4URDDZP5ZT02 | Long             | EC               | CORP              | CN        |      3961 | NS      | $11467.39     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Power Grid Ener | China Southern Power Grid Energy Efficiency&Clean Energy Co Ltd   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4600 | NS      | $3969.09      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XINBANG PHAR.                  | Guizhou Xinbang Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 300300V0VT8TMAY8LY93 | Long             | EC               | CORP              | CN        |     16600 | NS      | $12367.93     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| QINGDAO PORT                   | Qingdao Port International Co Ltd                                 | CUSIP: 000000000<br>LEI: 529900URO8Y3C7A1JM55 | Long             | EC               | CORP              | CN        |     18000 | NS      | $14458.34     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TongFu Microelectronics Co Ltd | TongFu Microelectronics Co Ltd                                    | CUSIP: 000000000<br>LEI: 655600LP4PHNNE8FAX71 | Long             | EC               | CORP              | CN        |      5500 | NS      | $13526.67     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Chow Tai Seng Jewellery Co Ltd | Chow Tai Seng Jewellery Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11500 | NS      | $21559.08     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CQRC BANK                      | Chongqing Rural Commercial Bank Co Ltd                            | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |     43200 | NS      | $22193.30     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Securities Co Ltd    | Southwest Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1009950000030 | Long             | EC               | CORP              | CN        |     22700 | NS      | $12885.92     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FUTURE TECHNOLOGY              | Inmyshow Digital Technology Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10500 | NS      | $10639.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengtong Optic-electric Co Ltd | Hengtong Optic-electric Co Ltd                                    | CUSIP: 000000000<br>LEI: 655600VKTXMT2WKBE151 | Long             | EC               | CORP              | CN        |     45500 | NS      | $105897.30    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| CAHIC                          | China Animal Husbandry Industry Co Ltd                            | CUSIP: 000000000<br>LEI: 30030011SQ7PHK0PTN15 | Long             | EC               | CORP              | CN        |     17957 | NS      | $33587.59     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinfengming Group Co Ltd       | Xinfengming Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EUL4DEDVVTFA59 | Long             | EC               | CORP              | CN        |     18092 | NS      | $25367.24     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HEPALINK                       | Shenzhen Hepalink Pharmaceutical Group Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6200 | NS      | $12063.10     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVZON GROUP                   | Livzon Pharmaceutical Group Inc                                   | CUSIP: 000000000<br>LEI: 529900Y4GWTVVTORJ443 | Long             | EC               | CORP              | CN        |      4734 | NS      | $25408.52     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingfa group                   | Hubei Xingfa Chemicals Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300VDBHR35WWCOK67 | Long             | EC               | CORP              | CN        |      5900 | NS      | $25638.16     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGNAN RED ARROW             | North Industries Group Red Arrow Co Ltd                           | CUSIP: 000000000<br>LEI: 3003004CY5NZRROH2J42 | Long             | EC               | CORP              | CN        |     19547 | NS      | $59364.05     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| NanJi E-Commerce Co Ltd        | NanJi E-Commerce Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003007Y2YF75BGMZU80 | Long             | EC               | CORP              | CN        |     10000 | NS      | $6655.83      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Keboda Technology Co Ltd       | Keboda Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       100 | NS      | $974.25       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Laobaixing Pharmacy Chain JSC  | Laobaixing Pharmacy Chain JSC                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3458 | NS      | $20356.04     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SDPG                           | Shandong Pharmaceutical Glass Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       538 | NS      | $2215.69      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianma Microelectronics Co Ltd | Tianma Microelectronics Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300KWFVVYL0LL8S83 | Long             | EC               | CORP              | CN        |     28200 | NS      | $36658.46     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SFY                            | Suofeiya Home Collection Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003001LPW6QB75C7439 | Long             | EC               | CORP              | CN        |      2600 | NS      | $6305.87      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Iron & Steel Co Ltd  | Chongqing Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300AE99AX3XUFCY09 | Long             | EC               | CORP              | CN        |    165100 | NS      | $38894.19     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa S.Steel                 | Fangda Special Steel Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300YXNMOW3T5MYO39 | Long             | EC               | CORP              | CN        |     30937 | NS      | $26825.57     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Biotechnology Co Ltd     | COFCO Biotechnology Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300CSR7RNP1P1CP32 | Long             | EC               | CORP              | CN        |     24185 | NS      | $30031.97     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| STAR-NET                       | Fujian Star-net Communication Co Ltd                              | CUSIP: 000000000<br>LEI: 300300AHD0EEIKM4UV29 | Long             | EC               | CORP              | CN        |     10000 | NS      | $28581.77     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HAISCO PHARMA                  | Haisco Pharmaceutical Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300GRLH34A8GPJ639 | Long             | EC               | CORP              | CN        |      1000 | NS      | $3059.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomed | Shenzhen New Industries Biomedical Engineering Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2400 | NS      | $16743.75     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SCIE                           | Shanxi Coal International Energy Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003003UR8BIGZQWJO77 | Long             | EC               | CORP              | CN        |     28400 | NS      | $66058.23     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TZXP                           | Tianjin Pharmaceutical Da Re Tang Group Corp Ltd                  | CUSIP: 000000000<br>LEI: 300300KHA32RYXJS8249 | Long             | EC               | CORP              | CN        |      1700 | NS      | $7416.22      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Zijin Rural Commercial | Jiangsu Zijin Rural Commercial Bank Co Ltd                        | CUSIP: 000000000<br>LEI: 300300C1158932000039 | Long             | EC               | CORP              | CN        |     17000 | NS      | $6610.42      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CTI                            | Centre Testing International Group Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     48300 | NS      | $143944.82    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinotrans Ltd                  | Sinotrans Ltd                                                     | CUSIP: 000000000<br>LEI: 5299005U1RZLKVFWR249 | Long             | EC               | CORP              | CN        |     29900 | NS      | $16973.09     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianfeng Securities Co Ltd     | Tianfeng Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1007142000089 | Long             | EC               | CORP              | CN        |     53000 | NS      | $23091.06     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANYING PAPER                 | Shanying International Holding Co Ltd                             | CUSIP: 000000000<br>LEI: 300300189RUIO9PF4B47 | Long             | EC               | CORP              | CN        |     72100 | NS      | $25784.90     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifan Pharmaceutical Co Ltd    | Yifan Pharmaceutical Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13500 | NS      | $24503.83     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Sail Medical Co Ltd       | Blue Sail Medical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300X9CB08YTW0L551 | Long             | EC               | CORP              | CN        |      4300 | NS      | $5931.50      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao TGOOD Electric Co Ltd  | Qingdao TGOOD Electric Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10200 | NS      | $23015.84     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICOPTER PLC                  | AVICOPTER PLC                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6700 | NS      | $45620.99     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Wind-Power Corp          | CECEP Wind-Power Corp                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     84890 | NS      | $48791.16     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuchan Zhongda Group Co Ltd    | Wuchan Zhongda Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300PA9D9DEGG5M059 | Long             | EC               | CORP              | CN        |     20900 | NS      | $13495.45     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| huahaipharm                    | Zhejiang Huahai Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 300300A5ITVN4JK5AS34 | Long             | EC               | CORP              | CN        |      6400 | NS      | $18437.65     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| INFORE ENVIRO                  | Infore Environment Technology Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300LL4DABSFRC8R36 | Long             | EC               | CORP              | CN        |     30300 | NS      | $21027.18     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Joyson Electronic Corp  | Ningbo Joyson Electronic Corp                                     | CUSIP: 000000000<br>LEI: 300300XPY07RUN7V4863 | Long             | EC               | CORP              | CN        |     18360 | NS      | $38927.18     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ZJOHCO                         | Zhejiang Orient Financial Holdings Group Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     36858 | NS      | $19667.50     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yanjing Brewery Co Ltd | Beijing Yanjing Brewery Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25400 | NS      | $36911.64     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN PAPER                      | Shandong Sun Paper Industry JSC Ltd                               | CUSIP: 000000000<br>LEI: 3003003IDX6WN6H5CH12 | Long             | EC               | CORP              | CN        |     25600 | NS      | $39890.73     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Shougang Co Ltd        | Beijing Shougang Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300YR8OUFTTXKZB24 | Long             | EC               | CORP              | CN        |     29300 | NS      | $16757.23     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Securities Co Ltd    | Southwest Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1009950000030 | Long             | EC               | CORP              | CN        |     73900 | NS      | $41950.20     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Caida Securities Co Ltd        | Caida Securities Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300E1010513000058 | Long             | EC               | CORP              | CN        |     18100 | NS      | $22527.23     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen C & D Inc               | Xiamen C & D Inc                                                  | CUSIP: 000000000<br>LEI: 300300NQXZDZZ0OSCN43 | Long             | EC               | CORP              | CN        |     11600 | NS      | $25631.63     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Liuzhou Iron & Steel Co Ltd    | Liuzhou Iron & Steel Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $1105.24      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinalin Securities Co Ltd     | Chinalin Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1010854000066 | Long             | EC               | CORP              | CN        |      8800 | NS      | $17696.29     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Jahwa United Co Ltd   | Shanghai Jahwa United Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300RPIKEEFIKC9318 | Long             | EC               | CORP              | CN        |      5206 | NS      | $21196.51     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Taiji Industry Co Ltd     | Wuxi Taiji Industry Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33100 | NS      | $26540.31     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SooChow Securities Co Ltd      | SooChow Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1008532000098 | Long             | EC               | CORP              | CN        |     93200 | NS      | $91395.24     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| C&S Paper Co Ltd               | C&S Paper Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300KGJXXRAEEKSC37 | Long             | EC               | CORP              | CN        |      5700 | NS      | $9019.44      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KingClean Electric Co Ltd      | KingClean Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2840 | NS      | $12369.29     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLD MANTIS                    | Suzhou Gold Mantis Construction Decoration Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     32200 | NS      | $23716.62     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Suning Universal Co Ltd        | Suning Universal Co Ltd                                           | CUSIP: 000000000<br>LEI: 30030099D5MIL22R3R47 | Long             | EC               | CORP              | CN        |     20000 | NS      | $10047.61     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Huapont Life Sciences Co Ltd   | Huapont Life Sciences Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003009TGXJC0JJVTJ07 | Long             | EC               | CORP              | CN        |     29150 | NS      | $22628.49     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CHASE SUN PHARM.               | Tianjin Chase Sun Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20800 | NS      | $19600.22     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Kouzi Distillery Co Ltd  | Anhui Kouzi Distillery Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $14674.06     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| JZEG                           | Jizhong Energy Resources Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300RB4ZPQVWNPOM87 | Long             | EC               | CORP              | CN        |     16000 | NS      | $15781.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolong Electric Group Co Ltd   | Wolong Electric Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003000IXRHG37CWAL12 | Long             | EC               | CORP              | CN        |      5900 | NS      | $11069.12     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LIUGONG                        | Guangxi Liugong Machinery Co Ltd                                  | CUSIP: 000000000<br>LEI: 8368002I2G890E1Y2387 | Long             | EC               | CORP              | CN        |     21010 | NS      | $18545.82     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WONDFO BIOTECH                 | Guangzhou Wondfo Biotech Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003000XGXAINFEXYE82 | Long             | EC               | CORP              | CN        |      2110 | NS      | $14373.20     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGYU-B                      | Yantai Changyu Pioneer Wine Co Ltd                                | CUSIP: 000000000<br>LEI: 655600C3GCRQ97OZ2472 | Long             | EC               | CORP              | CN        |      3700 | NS      | $15589.84     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| KELUN PHARMA                   | Sichuan Kelun Pharmaceutical Co Ltd                               | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |      9200 | NS      | $30786.57     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Tungsten Co Ltd         | Xiamen Tungsten Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300SEC2FOC4PL5N49 | Long             | EC               | CORP              | CN        |     20920 | NS      | $63860.41     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaibei Mining Holdings Co Ltd | Huaibei Mining Holdings Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21100 | NS      | $43029.75     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Hebei Yangyuan Zhihui Beverage | Hebei Yangyuan Zhihui Beverage Co Ltd                             | CUSIP: 000000000<br>LEI: 3003004AF7PK0KCXCJ17 | Long             | EC               | CORP              | CN        |     14200 | NS      | $40303.98     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SALUBRIS                       | Shenzhen Salubris Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $18220.52     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NONFEMET                       | Shenzhen Zhongjin Lingnan Nonfemet Co Ltd                         | CUSIP: 000000000<br>LEI: 300300AIR5I4UM404D13 | Long             | EC               | CORP              | CN        |     51200 | NS      | $30590.16     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Wasu Media Holding Co Ltd      | Wasu Media Holding Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19200 | NS      | $19972.61     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Accelink Technologies Co Ltd   | Accelink Technologies Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7500 | NS      | $17998.42     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DIFA                           | Pengdu Agriculture & Animal Husbandry Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     43900 | NS      | $17195.04     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CanSino Biologics Inc          | CanSino Biologics Inc                                             | CUSIP: 000000000<br>LEI: 254900SPBQ0ZVM8QC931 | Long             | EC               | CORP              | CN        |       500 | NS      | $15854.79     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongfa Technology Co Ltd       | Hongfa Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13636 | NS      | $67169.36     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| DSBJ                           | Suzhou Dongshan Precision Manufacturing Co Ltd                    | CUSIP: 000000000<br>LEI: 300300PUYVPZAJYVAE50 | Long             | EC               | CORP              | CN        |      9900 | NS      | $36388.54     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Tasly                          | Tasly Pharmaceutical Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300JB9F71F58FIC88 | Long             | EC               | CORP              | CN        |     13400 | NS      | $22401.63     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DBN                            | Beijing Dabeinong Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300QCKQAYV9F44G81 | Long             | EC               | CORP              | CN        |     74962 | NS      | $99148.63     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUEFOCUS                      | Bluefocus Intelligent Communications Group Co Ltd                 | CUSIP: 000000000<br>LEI: 300300S2I2XIZT3E2Y55 | Long             | EC               | CORP              | CN        |     16300 | NS      | $12445.13     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHASE SUN PHARM.               | Tianjin Chase Sun Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28400 | NS      | $26761.84     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JIUZHOU PHARMACEUTICAL         | Zhejiang Jiuzhou Pharmaceutical Co Ltd                            | CUSIP: 000000000<br>LEI: 300300M9CIE6UX0BWZ27 | Long             | EC               | CORP              | CN        |     11717 | NS      | $65847.80     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TLYS                           | Tongling Nonferrous Metals Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |    165800 | NS      | $68941.67     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ch Zn&Ge                       | Yunnan Chihong Zinc&Germanium Co Ltd                              | CUSIP: 000000000<br>LEI: 3003001EM2VD5NJ1WN41 | Long             | EC               | CORP              | CN        |     16200 | NS      | $12138.88     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| YHL                            | Beijing E-Hualu Information Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 300300ZPI2AW55HP7I19 | Long             | EC               | CORP              | CN        |     10460 | NS      | $34483.43     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Tech-Bank Food Co Ltd          | Tech-Bank Food Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300MVRC8VTTWABZ10 | Long             | EC               | CORP              | CN        |     36180 | NS      | $32244.66     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianjin Port Co Ltd            | Tianjin Port Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     40032 | NS      | $23860.87     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Tin Co Ltd              | Yunnan Tin Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003005QWPI5MVQF6K65 | Long             | EC               | CORP              | CN        |     14330 | NS      | $27311.89     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CMST Development Co Ltd        | CMST Development Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300SUEHL03EG1HY81 | Long             | EC               | CORP              | CN        |     15700 | NS      | $11430.01     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WANGSU                         | Wangsu Science & Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20400 | NS      | $15893.96     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DATANG POWER                   | Datang International Power Generation Co Ltd                      | CUSIP: 000000000<br>LEI: 213800VW156IS7SJUL96 | Long             | EC               | CORP              | CN        |     57200 | NS      | $24271.51     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Airport Co Ltd        | Shenzhen Airport Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003009W045RIKRBZI44 | Long             | EC               | CORP              | CN        |     14200 | NS      | $14771.41     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| XINXING PIPES                  | Xinxing Ductile Iron Pipes Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300A407JW1QWEPO04 | Long             | EC               | CORP              | CN        |     38200 | NS      | $21034.14     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CMPORTGROUP                    | China Merchants Port Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003004CZ5QRT4FIXE02 | Long             | EC               | CORP              | CN        |      5700 | NS      | $12101.41     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGSU CHANGSHU RURAL COMMERC | Jiangsu Changshu Rural Commercial Bank Co Ltd                     | CUSIP: 000000000<br>LEI: 300300C1115432000063 | Long             | EC               | CORP              | CN        |     58755 | NS      | $63203.87     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Port Co Ltd           | Liaoning Port Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900N68F8UROUIBV86 | Long             | EC               | CORP              | CN        |    123200 | NS      | $28673.73     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Hesteel Co Ltd                 | Hesteel Co Ltd                                                    | CUSIP: 000000000<br>LEI: 300300AZISPESC4OA235 | Long             | EC               | CORP              | CN        |     99300 | NS      | $34384.97     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Winner Medical Co Ltd          | Winner Medical Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003001HWYP0KVG4J717 | Long             | EC               | CORP              | CN        |      2800 | NS      | $26754.47     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Airport Co Ltd        | Shenzhen Airport Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003009W045RIKRBZI44 | Long             | EC               | CORP              | CN        |     16800 | NS      | $17476.03     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ADAMA Ltd                      | ADAMA Ltd                                                         | CUSIP: 000000000<br>LEI: 3003004UVU956Y9LQD20 | Long             | EC               | CORP              | CN        |     10900 | NS      | $14850.03     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Huabao Flavours & Fragrances C | Huabao Flavours & Fragrances Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3000 | NS      | $10609.60     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bluestar Adisseo Co            | Bluestar Adisseo Co                                               | CUSIP: 000000000<br>LEI: 300300OQC145900DQ319 | Long             | EC               | CORP              | CN        |      3100 | NS      | $3955.04      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HANGYANG LIMITED               | Hangzhou Oxygen Plant Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300I9BCYICNBMOY81 | Long             | EC               | CORP              | CN        |      9300 | NS      | $54402.71     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CSBM                           | Shijiazhuang Changshan BeiMing Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 300300QMBQN1S6XBVJ04 | Long             | EC               | CORP              | CN        |     26400 | NS      | $22329.54     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MLS Co Ltd                     | MLS Co Ltd                                                        | CUSIP: 000000000<br>LEI: 3003000E4FXUTGAZD043 | Long             | EC               | CORP              | CN        |      7400 | NS      | $9126.01      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Double Medical Technology Inc  | Double Medical Technology Inc                                     | CUSIP: 000000000<br>LEI: 836800DECKX5CGFNMD42 | Long             | EC               | CORP              | CN        |      1100 | NS      | $5903.97      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Belling Co Ltd        | Shanghai Belling Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5700 | NS      | $15482.69     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DBN                            | Beijing Dabeinong Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300QCKQAYV9F44G81 | Long             | EC               | CORP              | CN        |     19100 | NS      | $25262.65     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanda Film Holding Co Ltd      | Wanda Film Holding Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     32500 | NS      | $61619.68     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| LJZ                            | Shanghai Lujiazui Finance & Trade Zone Development Co Ltd         | CUSIP: 000000000<br>LEI: 300300M6JC23UUM9IN72 | Long             | EC               | CORP              | CN        |      4500 | NS      | $6481.99      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DATANG POWER                   | Datang International Power Generation Co Ltd                      | CUSIP: 000000000<br>LEI: 213800VW156IS7SJUL96 | Long             | EC               | CORP              | CN        |     18600 | NS      | $7892.48      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG Holding Co Ltd             | CSG Holding Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300ER02X2M47OE155 | Long             | EC               | CORP              | CN        |     23667 | NS      | $24350.67     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenergy Co Ltd                | Shenergy Co Ltd                                                   | CUSIP: 000000000<br>LEI: 300300PA40YYCBW4WW70 | Long             | EC               | CORP              | CN        |     27449 | NS      | $22398.76     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIGE COMMUNICATIONS           | Guangzhou Haige Communications Group Inc Co                       | CUSIP: 000000000<br>LEI: 300300DDUUICKXUNQI85 | Long             | EC               | CORP              | CN        |     35000 | NS      | $43014.57     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Bohai Leasing Co Ltd           | Bohai Leasing Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300EGZP889NPOT790 | Long             | EC               | CORP              | CN        |     13500 | NS      | $4540.58      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yanjing Brewery Co Ltd | Beijing Yanjing Brewery Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14400 | NS      | $20926.28     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanxiang Qianchao Co Ltd       | Wanxiang Qianchao Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300WMILSKZLS04K91 | Long             | EC               | CORP              | CN        |     14100 | NS      | $10485.28     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhu Token Science Co Ltd      | Wuhu Token Science Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20400 | NS      | $18441.63     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| EASPRING                       | Beijing Easpring Material Technology Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $23480.76     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Hanrui Cobalt Co Ltd   | Nanjing Hanrui Cobalt Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4500 | NS      | $27767.17     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JIUZHOU PHARMACEUTICAL         | Zhejiang Jiuzhou Pharmaceutical Co Ltd                            | CUSIP: 000000000<br>LEI: 300300M9CIE6UX0BWZ27 | Long             | EC               | CORP              | CN        |      2600 | NS      | $14611.61     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| YUTO TECH.                     | Shenzhen YUTO Packaging Technology Co Ltd                         | CUSIP: 000000000<br>LEI: 300300FSMGQ1XKYWTT66 | Long             | EC               | CORP              | CN        |      2560 | NS      | $11930.89     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinochem International Corp    | Sinochem International Corp                                       | CUSIP: 000000000<br>LEI: 3003008GJL4F1TTACV55 | Long             | EC               | CORP              | CN        |     39200 | NS      | $40109.84     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| By-health Co Ltd               | By-health Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23000 | NS      | $64954.69     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| KingClean Electric Co Ltd      | KingClean Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       960 | NS      | $4181.17      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Proya Cosmetics Co Ltd         | Proya Cosmetics Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1120 | NS      | $26953.94     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Juewei Food Co Ltd             | Juewei Food Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7700 | NS      | $62494.31     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Jihua Group Corp Ltd           | Jihua Group Corp Ltd                                              | CUSIP: 000000000<br>LEI: 300300HRRTL5RNFZG524 | Long             | EC               | CORP              | CN        |     77600 | NS      | $34249.30     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxi Securities Co Ltd        | Huaxi Securities Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300D66HSOBZQCV606 | Long             | EC               | CORP              | CN        |      8000 | NS      | $9684.31      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIXING NBM                    | Zhejiang Weixing New Building Materials Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11940 | NS      | $36786.95     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Porton Pharma Solutions Ltd    | Porton Pharma Solutions Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9100 | NS      | $53930.14     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| BAONENGYUAN                    | Guangdong Baolihua New Energy Stock Co Ltd                        | CUSIP: 000000000<br>LEI: 300300QL36W5MNOA1E19 | Long             | EC               | CORP              | CN        |     38200 | NS      | $35454.45     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hesteel Co Ltd                 | Hesteel Co Ltd                                                    | CUSIP: 000000000<br>LEI: 300300AZISPESC4OA235 | Long             | EC               | CORP              | CN        |     24900 | NS      | $8622.21      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| People.cn Co Ltd               | People.cn Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17300 | NS      | $26466.38     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Securities Co Ltd      | Nanjing Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1008732000033 | Long             | EC               | CORP              | CN        |     47100 | NS      | $57016.37     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Tungsten Co Ltd         | Xiamen Tungsten Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300SEC2FOC4PL5N49 | Long             | EC               | CORP              | CN        |      4000 | NS      | $12210.40     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DASHENLIN PHARMACEUTICAL GROUP | DaShenLin Pharmaceutical Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300TO4U1GUOTTHK82 | Long             | EC               | CORP              | CN        |     10180 | NS      | $60980.75     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Shougang Co Ltd        | Beijing Shougang Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300YR8OUFTTXKZB24 | Long             | EC               | CORP              | CN        |     13100 | NS      | $7492.14      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIJI INFORMATION              | Beijing Shiji Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14895 | NS      | $31369.24     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONG KE SAN HUAN              | Beijing Zhong Ke San Huan High-Tech Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13535 | NS      | $25719.85     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Hailiang Co Ltd       | Zhejiang Hailiang Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030052QMKYS7EZTH25 | Long             | EC               | CORP              | CN        |     25300 | NS      | $44054.95     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Cheng Da Co Ltd       | Liaoning Cheng Da Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300ZCCWKNUJRL8D79 | Long             | EC               | CORP              | CN        |     21858 | NS      | $41318.47     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| YAHUA GROUP                    | Sichuan Yahua Industrial Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300K1MUDTK55VMN82 | Long             | EC               | CORP              | CN        |     24500 | NS      | $95059.21     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Kaishan Group Co Ltd           | Kaishan Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030058EWFJ2O4WVV55 | Long             | EC               | CORP              | CN        |      7300 | NS      | $16648.24     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CIMC                           | China International Marine Containers Group Co Ltd                | CUSIP: 000000000<br>LEI: 300300Q7JK7J0KAIEA51 | Long             | EC               | CORP              | CN        |     27560 | NS      | $29060.14     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17445 | NS      | $133762.87    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| FiberHome                      | Fiberhome Telecommunication Technologies Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5700 | NS      | $11074.09     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Toly Bread Co Ltd              | Toly Bread Co Ltd                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13033 | NS      | $24211.05     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Youngor Group Co Ltd           | Youngor Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300PRWK21S8R8F317 | Long             | EC               | CORP              | CN        |     21600 | NS      | $19771.66     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTIAN                      | Zhongtian Financial Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300PASGA31QOFFQ40 | Long             | EC               | CORP              | CN        |     96400 | NS      | $23941.13     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| THCJ                           | Suzhou TA&A Ultra Clean Technology Co Ltd                         | CUSIP: 000000000<br>LEI: 8368000VRYF7HAR81G71 | Long             | EC               | CORP              | CN        |      3100 | NS      | $26792.21     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATSTAR                      | Hang Zhou Great Star Industrial Co Ltd                            | CUSIP: 000000000<br>LEI: 8368005I1ISRY6YIFM48 | Long             | EC               | CORP              | CN        |     11453 | NS      | $34815.16     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| STO Express Co Ltd             | STO Express Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17600 | NS      | $25476.66     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BINJIANG GROUP                 | Hangzhou Binjiang Real Estate Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300W1Q832W2SP5417 | Long             | EC               | CORP              | CN        |     29300 | NS      | $46570.97     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SITI                           | Shaanxi International Trust Co Ltd                                | CUSIP: 000000000<br>LEI: 300300D1004861000096 | Long             | EC               | CORP              | CN        |     36550 | NS      | $17013.39     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Valin Steel Co Ltd       | Hunan Valin Steel Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003007J7HWD6GTNJ656 | Long             | EC               | CORP              | CN        |     27660 | NS      | $18841.83     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WINNING HEALTH                 | Winning Health Technology Group Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10500 | NS      | $13023.58     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HIMILE                         | Shandong Himile Mechanical Science & Technology Co Ltd            | CUSIP: 000000000<br>LEI: 655600LE14YR05ZRKX68 | Long             | EC               | CORP              | CN        |      3400 | NS      | $12897.56     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Keboda Technology Co Ltd       | Keboda Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1400 | NS      | $13639.49     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC CAPITAL                   | AVIC Industry-Finance Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300459IU931EYE898 | Long             | EC               | CORP              | CN        |     38300 | NS      | $18534.58     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ZMJ                            | Zhengzhou Coal Mining Machinery Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PYAQHLZLU5N973 | Long             | EC               | CORP              | CN        |     17500 | NS      | $32360.27     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Caitong Securities Co Ltd      | Caitong Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006233000091 | Long             | EC               | CORP              | CN        |     24325 | NS      | $26132.34     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd       | YTO Express Group Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9200 | NS      | $25355.18     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| C&S Paper Co Ltd               | C&S Paper Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300KGJXXRAEEKSC37 | Long             | EC               | CORP              | CN        |     19000 | NS      | $30064.78     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SMEIC                          | Shanghai Mechanical and Electrical Industry Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6000 | NS      | $10337.12     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JETSEN                         | Beijing Jetsen Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300PZ0BHFCRQWAW43 | Long             | EC               | CORP              | CN        |     28500 | NS      | $19171.36     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SRBG                           | Sichuan Road and Bridge Group Co Ltd                              | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |     20400 | NS      | $33959.23     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| DFD                            | Do-Fluoride New Materials Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300Q9KUCF6Y6SB977 | Long             | EC               | CORP              | CN        |      5800 | NS      | $31360.47     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Air Logistics Co Ltd   | Eastern Air Logistics Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $682.47       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Micro-Tech Nanjing Co Ltd      | Micro-Tech Nanjing Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2137 | NS      | $24067.77     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HIMILE                         | Shandong Himile Mechanical Science & Technology Co Ltd            | CUSIP: 000000000<br>LEI: 655600LE14YR05ZRKX68 | Long             | EC               | CORP              | CN        |      9100 | NS      | $34519.94     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Medicine Co Ltd       | Zhejiang Medicine Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8900 | NS      | $15977.55     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| flyco                          | Shanghai Flyco Electrical Appliance Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $8500.17      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBOT                          | Siasun Robot & Automation Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8000 | NS      | $11364.59     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Shimao Co Ltd         | Shanghai Shimao Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300XKEUCZP5IPO874 | Long             | EC               | CORP              | CN        |     26100 | NS      | $11149.02     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifan Pharmaceutical Co Ltd    | Yifan Pharmaceutical Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9000 | NS      | $16335.89     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ZMJ                            | Zhengzhou Coal Mining Machinery Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PYAQHLZLU5N973 | Long             | EC               | CORP              | CN        |      9000 | NS      | $16642.42     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisilicon Microelectronics S | Verisilicon Microelectronics Shanghai Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7754 | NS      | $52511.67     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Joyson Electronic Corp  | Ningbo Joyson Electronic Corp                                     | CUSIP: 000000000<br>LEI: 300300XPY07RUN7V4863 | Long             | EC               | CORP              | CN        |      9560 | NS      | $20269.27     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CREC                           | China Railway Hi-tech Industry Co Ltd                             | CUSIP: 000000000<br>LEI: 3003002UYDC04RSF5385 | Long             | EC               | CORP              | CN        |      5100 | NS      | $5855.29      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| STSS                           | Shanxi Taigang Stainless Steel Co Ltd                             | CUSIP: 000000000<br>LEI: 300300TSZ3ZVPD82J476 | Long             | EC               | CORP              | CN        |     48600 | NS      | $31105.88     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| NBHX                           | Ningbo Huaxiang Electronic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8100 | NS      | $17081.79     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LIANHE TECHNOLOGY              | Lianhe Chemical Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300OSEGLFNG6BMT61 | Long             | EC               | CORP              | CN        |      7100 | NS      | $17512.08     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianneng Battery Group Co Ltd  | Tianneng Battery Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300NOKZOLM51U7U67 | Long             | EC               | CORP              | CN        |      3936 | NS      | $21304.21     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGYU-B                      | Yantai Changyu Pioneer Wine Co Ltd                                | CUSIP: 000000000<br>LEI: 655600C3GCRQ97OZ2472 | Long             | EC               | CORP              | CN        |       400 | NS      | $1685.39      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIJI INFORMATION              | Beijing Shiji Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4620 | NS      | $9729.84      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LPHT                           | Yuan Longping High-tech Agriculture Co Ltd                        | CUSIP: 000000000<br>LEI: 3003002GTO6M29V23F59 | Long             | EC               | CORP              | CN        |     22954 | NS      | $51338.62     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Neusoft Corp                   | Neusoft Corp                                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25900 | NS      | $39843.61     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BGI Genomics Co Ltd            | BGI Genomics Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5300 | NS      | $45151.67     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Yingjia                  | Anhui Yingjia Distillery Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003001NVFR21G6ZPB16 | Long             | EC               | CORP              | CN        |      4500 | NS      | $30526.01     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7300 | NS      | $19756.19     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| sinoma-int                     | Sinoma International Engineering Co                               | CUSIP: 000000000<br>LEI: 300300A8BDE5H0E13J94 | Long             | EC               | CORP              | CN        |     15100 | NS      | $20014.90     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SCPH-B                         | Shandong Chenming Paper Holdings Ltd                              | CUSIP: 000000000<br>LEI: 529900P6JZBO1IUEWF07 | Long             | EC               | CORP              | CN        |     17950 | NS      | $13017.12     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Securities Co Ltd    | Northeast Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1002922000054 | Long             | EC               | CORP              | CN        |     15400 | NS      | $15342.19     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou Kibing Group Co Ltd    | Zhuzhou Kibing Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300RWM4DKUZFOIT68 | Long             | EC               | CORP              | CN        |     35200 | NS      | $49354.78     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Changsha Co Ltd        | Bank of Changsha Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1086243000041 | Long             | EC               | CORP              | CN        |     47000 | NS      | $46089.88     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Addsino Co Ltd                 | Addsino Co Ltd                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20200 | NS      | $29526.92     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| HUATIAN TECH                   | Tianshui Huatian Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16900 | NS      | $21129.65     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao Rural Commercial Bank  | Qingdao Rural Commercial Bank Corp                                | CUSIP: 000000000<br>LEI: 300300C1194637000087 | Long             | EC               | CORP              | CN        |     92200 | NS      | $39253.81     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianshan Aluminum Group Co Ltd | Tianshan Aluminum Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300VE52AL1GWYFN04 | Long             | EC               | CORP              | CN        |      6900 | NS      | $7001.40      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Tapai Group Co Ltd   | Guangdong Tapai Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16700 | NS      | $18059.31     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Huayi Group Co Ltd    | Shanghai Huayi Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4800 | NS      | $4407.33      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiji Computer Corp Ltd        | Taiji Computer Corp Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4540 | NS      | $18742.57     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Maanshan Iron & Steel Co Ltd   | Maanshan Iron & Steel Co Ltd                                      | CUSIP: 000000000<br>LEI: 529900A75J4LKKIUAJ17 | Long             | EC               | CORP              | CN        |     46200 | NS      | $18948.26     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Baoan Group Co Ltd       | China Baoan Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SWCZND4GQFVP61 | Long             | EC               | CORP              | CN        |     28460 | NS      | $52909.76     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA SUNTIEN                  | China Suntien Green Energy Corp Ltd                               | CUSIP: 000000000<br>LEI: 529900JAYC5BYZPWOK13 | Long             | EC               | CORP              | CN        |      1000 | NS      | $1535.52      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Perfect World Co Ltd/China     | Perfect World Co Ltd/China                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28500 | NS      | $54965.98     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CONBA                          | Zhejiang Conba Pharmaceutical Co Ltd                              | CUSIP: 000000000<br>LEI: 300300LYPEXDXC8YSI39 | Long             | EC               | CORP              | CN        |      5700 | NS      | $3842.36      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinyu Iron & Steel Co Ltd      | Xinyu Iron & Steel Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300IV9H52BDI2RN64 | Long             | EC               | CORP              | CN        |      8700 | NS      | $5321.40      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| IRICO Display Devices Co Ltd   | IRICO Display Devices Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003005EGLX0QFEGD247 | Long             | EC               | CORP              | CN        |     44300 | NS      | $28165.10     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co Ltd  | Ningbo Deye Technology Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $77272.95     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Liuzhou Iron & Steel Co Ltd    | Liuzhou Iron & Steel Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11400 | NS      | $5727.14      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| DongFeng Automobile Co Ltd     | DongFeng Automobile Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23000 | NS      | $20955.23     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Juneyao Airlines Co Ltd        | Juneyao Airlines Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10640 | NS      | $23751.99     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                            | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |     45560 | NS      | $85088.18     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Securities Co Ltd      | Western Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1010661000039 | Long             | EC               | CORP              | CN        |     19900 | NS      | $18102.59     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ZNGF                           | Guangdong Zhongnan Iron & Steel Co Ltd                            | CUSIP: 000000000<br>LEI: 655600ITQ7GZKGMURZ17 | Long             | EC               | CORP              | CN        |      5600 | NS      | $2455.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Securities Co Ltd    | Northeast Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1002922000054 | Long             | EC               | CORP              | CN        |     24849 | NS      | $24755.73     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Crystal-Optech Co Ltd | Zhejiang Crystal-Optech Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8812 | NS      | $15106.75     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintime Energy Co Ltd          | Wintime Energy Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300W8M7JY3INMAS32 | Long             | EC               | CORP              | CN        |    645500 | NS      | $150234.52    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Daan Gene Co Ltd               | Daan Gene Co Ltd                                                  | CUSIP: 000000000<br>LEI: 30030092WPRQ87CXPM21 | Long             | EC               | CORP              | CN        |     12710 | NS      | $32341.15     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ACCORD-B                       | China National Accord Medicines Corp Ltd                          | CUSIP: 000000000<br>LEI: 300300S6NULPX7WCS880 | Long             | EC               | CORP              | CN        |      1700 | NS      | $8395.72      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yuanliu Hongyuan Elect | Beijing Yuanliu Hongyuan Electronic Technology Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3000 | NS      | $44060.48     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| szkingdom                      | Shenzhen Kingdom Sci-Tech Co Ltd                                  | CUSIP: 000000000<br>LEI: 836800A7FZPWZAQNXG69 | Long             | EC               | CORP              | CN        |      5100 | NS      | $7773.28      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZJHTC                          | Shanghai Zhangjiang High-Tech Park Development Co Ltd             | CUSIP: 000000000<br>LEI: 300300QF9LB9KZ188A33 | Long             | EC               | CORP              | CN        |       400 | NS      | $697.66       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ZPUG                           | Zhongshan Public Utilities Group Co Ltd                           | CUSIP: 000000000<br>LEI: 3003002ENLIAIQFZX208 | Long             | EC               | CORP              | CN        |     13460 | NS      | $13696.00     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Teway Food Group Co Lt | Sichuan Teway Food Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3194 | NS      | $12193.18     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Meheco Co Ltd            | China Meheco Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300PBRRWGVD4VNQ86 | Long             | EC               | CORP              | CN        |      9081 | NS      | $21676.51     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifeng Pharmacy Chain Co Ltd   | Yifeng Pharmacy Chain Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300CZZIF44N1EZO06 | Long             | EC               | CORP              | CN        |      7800 | NS      | $72061.82     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| FUTURE TECHNOLOGY              | Inmyshow Digital Technology Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14800 | NS      | $14996.49     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Huagong Tech Co Ltd            | Huagong Tech Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300PJC3VZEBWN8591 | Long             | EC               | CORP              | CN        |      6800 | NS      | $16762.48     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YIWU CCC                       | Zhejiang China Commodities City Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |     49700 | NS      | $31245.66     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DSBJ                           | Suzhou Dongshan Precision Manufacturing Co Ltd                    | CUSIP: 000000000<br>LEI: 300300PUYVPZAJYVAE50 | Long             | EC               | CORP              | CN        |     29100 | NS      | $106960.24    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ORG Technology Co Ltd          | ORG Technology Co Ltd                                             | CUSIP: 000000000<br>LEI: 30030070C2L998R3KB20 | Long             | EC               | CORP              | CN        |     19050 | NS      | $13571.51     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GLGF                           | China Rare Earth Resources And Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12700 | NS      | $59062.22     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Bailian Group Co Ltd  | Shanghai Bailian Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030007KUCG1HG2EP32 | Long             | EC               | CORP              | CN        |     19800 | NS      | $31414.97     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ACCORD-B                       | China National Accord Medicines Corp Ltd                          | CUSIP: 000000000<br>LEI: 300300S6NULPX7WCS880 | Long             | EC               | CORP              | CN        |      2273 | NS      | $11225.57     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JZEG                           | Jizhong Energy Resources Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300RB4ZPQVWNPOM87 | Long             | EC               | CORP              | CN        |     13400 | NS      | $13216.58     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Addsino Co Ltd                 | Addsino Co Ltd                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17600 | NS      | $25726.43     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengtong Optic-electric Co Ltd | Hengtong Optic-electric Co Ltd                                    | CUSIP: 000000000<br>LEI: 655600VKTXMT2WKBE151 | Long             | EC               | CORP              | CN        |      8800 | NS      | $20481.24     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Faratronic Co Ltd       | Xiamen Faratronic Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $33633.96     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Superconducting Techno | Western Superconducting Technologies Co Ltd                       | CUSIP: 000000000<br>LEI: 300300IUC83XEOSKRG67 | Long             | EC               | CORP              | CN        |      6034 | NS      | $83799.25     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CanSino Biologics Inc          | CanSino Biologics Inc                                             | CUSIP: 000000000<br>LEI: 254900SPBQ0ZVM8QC931 | Long             | EC               | CORP              | CN        |      1375 | NS      | $43600.68     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Leyard Optoelectronic Co Ltd   | Leyard Optoelectronic Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300TZ3EYOENTWR527 | Long             | EC               | CORP              | CN        |     11500 | NS      | $9563.68      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Sanmei Chemical Indus | Zhejiang Sanmei Chemical Industry Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $4911.41      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengzhi Co Ltd                | Chengzhi Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15900 | NS      | $21346.07     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Yuexiu Financial Hol | Guangzhou Yuexiu Financial Holdings Group Co Ltd                  | CUSIP: 000000000<br>LEI: 30030007BQQDXTYNQY69 | Long             | EC               | CORP              | CN        |     30415 | NS      | $27624.69     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Wind-Power Corp          | CECEP Wind-Power Corp                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27040 | NS      | $15541.44     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ANKEBIO                        | Anhui Anke Biotechnology Group Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25628 | NS      | $36915.64     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen ITG Group Corp Ltd      | Xiamen ITG Group Corp Ltd                                         | CUSIP: 000000000<br>LEI: 3003003DOW83VD8HRU16 | Long             | EC               | CORP              | CN        |     28100 | NS      | $30586.61     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SCG                            | Shanghai Construction Group Co Ltd                                | CUSIP: 000000000<br>LEI: 3003009M1GRD07UMUZ33 | Long             | EC               | CORP              | CN        |     33500 | NS      | $13264.13     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENCUT COAL                   | Inner Mongolia Dian Tou Energy Corp Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4600 | NS      | $8780.31      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Jinjia Group Co Ltd   | Shenzhen Jinjia Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14500 | NS      | $15906.59     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TDTEC                          | Tian Di Science & Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33100 | NS      | $25459.91     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHX                           | Gansu Jiu Steel Group Hongxing Iron & Steel Co Ltd                | CUSIP: 000000000<br>LEI: 3003005ULN4V7ILQUJ59 | Long             | EC               | CORP              | CN        |     94000 | NS      | $22811.49     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ZNGF                           | Guangdong Zhongnan Iron & Steel Co Ltd                            | CUSIP: 000000000<br>LEI: 655600ITQ7GZKGMURZ17 | Long             | EC               | CORP              | CN        |     28600 | NS      | $12541.63     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Securities Co Ltd       | Shanxi Securities Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300E1007214000085 | Long             | EC               | CORP              | CN        |     42660 | NS      | $33781.95     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BCDC                           | Beijing Capital Development Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003ULZB0DPMPJ698 | Long             | EC               | CORP              | CN        |      5900 | NS      | $5593.17      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                          | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |      2700 | NS      | $10970.20     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ZPUG                           | Zhongshan Public Utilities Group Co Ltd                           | CUSIP: 000000000<br>LEI: 3003002ENLIAIQFZX208 | Long             | EC               | CORP              | CN        |     10800 | NS      | $10989.36     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Supcon Technology Co  | Zhejiang Supcon Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 836800CSSWUYIZYJGO52 | Long             | EC               | CORP              | CN        |      8820 | NS      | $113816.55    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATSTAR                      | Hang Zhou Great Star Industrial Co Ltd                            | CUSIP: 000000000<br>LEI: 8368005I1ISRY6YIFM48 | Long             | EC               | CORP              | CN        |      8000 | NS      | $24318.63     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JUMPCAN PHARMACEUTICAL CO., LT | Hubei Jumpcan Pharmaceutical Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2300 | NS      | $10679.99     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Aisidi Co Ltd         | Shenzhen Aisidi Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300NS13SV0ZT4GL27 | Long             | EC               | CORP              | CN        |      8260 | NS      | $12003.55     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NANJING KING-FRIEND BIOCHEMICA | Nanjing King-Friend Biochemical Pharmaceutical Co Ltd             | CUSIP: 000000000<br>LEI: 655600XP89T7FDWYHL68 | Long             | EC               | CORP              | CN        |      3705 | NS      | $9227.73      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Lanzhou Co Ltd         | Bank of Lanzhou Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300C1082562000003 | Long             | EC               | CORP              | CN        |     21500 | NS      | $12479.33     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| KELUN PHARMA                   | Sichuan Kelun Pharmaceutical Co Ltd                               | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |     19600 | NS      | $65588.77     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Riyue Heavy Industry Co Ltd    | Riyue Heavy Industry Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11100 | NS      | $31205.93     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Oriental Pearl Group Co Ltd    | Oriental Pearl Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300SLCK1GUH5KK558 | Long             | EC               | CORP              | CN        |     26200 | NS      | $24874.65     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Keda Industrial Group Co Ltd   | Keda Industrial Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300J9W79188WE1R80 | Long             | EC               | CORP              | CN        |     10100 | NS      | $22919.20     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBAM APPLIANCES               | Hangzhou Robam Appliances Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10400 | NS      | $38344.41     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLD MANTIS                    | Suzhou Gold Mantis Construction Decoration Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6700 | NS      | $4934.83      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Dairy & Food Co Ltd     | Bright Dairy & Food Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9200 | NS      | $13317.34     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GHXW                           | Beijing Sinnet Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27000 | NS      | $33297.62     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangshen Railway Co Ltd       | Guangshen Railway Co Ltd                                          | CUSIP: 000000000<br>LEI: 529900YIR2NSEPF1UU41 | Long             | EC               | CORP              | CN        |     83900 | NS      | $25361.28     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Juneyao Airlines Co Ltd        | Juneyao Airlines Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9100 | NS      | $20314.20     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wonders Information Co Ltd     | Wonders Information Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300K8XDZQU1VNE177 | Long             | EC               | CORP              | CN        |      3794 | NS      | $4792.00      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolong Electric Group Co Ltd   | Wolong Electric Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003000IXRHG37CWAL12 | Long             | EC               | CORP              | CN        |     23439 | NS      | $43974.42     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| flyco                          | Shanghai Flyco Electrical Appliance Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $9562.69      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengxin Lithium Group Co Ltd  | Chengxin Lithium Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300LUBPEGH8SHWI63 | Long             | EC               | CORP              | CN        |     12800 | NS      | $76984.01     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Grandjoy Holdings Group Co Ltd | Grandjoy Holdings Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003000OOSY2EF394P04 | Long             | EC               | CORP              | CN        |     21200 | NS      | $12395.46     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Jahwa United Co Ltd   | Shanghai Jahwa United Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300RPIKEEFIKC9318 | Long             | EC               | CORP              | CN        |      4458 | NS      | $18150.99     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Medicine Co Ltd       | Zhejiang Medicine Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9500 | NS      | $17054.69     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CIMC                           | China International Marine Containers Group Co Ltd                | CUSIP: 000000000<br>LEI: 300300Q7JK7J0KAIEA51 | Long             | EC               | CORP              | CN        |     27720 | NS      | $29228.85     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinfengming Group Co Ltd       | Xinfengming Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EUL4DEDVVTFA59 | Long             | EC               | CORP              | CN        |      4924 | NS      | $6904.06      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Winner Medical Co Ltd          | Winner Medical Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003001HWYP0KVG4J717 | Long             | EC               | CORP              | CN        |      1000 | NS      | $9555.17      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BONC                           | Beijing Orient National Communication Science & Technology Co Ltd | CUSIP: 000000000<br>LEI: 300300NIFA1100059317 | Long             | EC               | CORP              | CN        |     10519 | NS      | $12479.88     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Energy Group Co Ltd   | Shenzhen Energy Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300CCBNLFTQ4T2443 | Long             | EC               | CORP              | CN        |     32960 | NS      | $28766.83     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Visionox Technology Inc        | Visionox Technology Inc                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21800 | NS      | $18624.41     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Angang Steel Co Ltd            | Angang Steel Co Ltd                                               | CUSIP: 000000000<br>LEI: 213800QMMVMR3ABCKL62 | Long             | EC               | CORP              | CN        |     12800 | NS      | $5031.75      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ORG Technology Co Ltd          | ORG Technology Co Ltd                                             | CUSIP: 000000000<br>LEI: 30030070C2L998R3KB20 | Long             | EC               | CORP              | CN        |     34500 | NS      | $24578.33     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| huahaipharm                    | Zhejiang Huahai Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 300300A5ITVN4JK5AS34 | Long             | EC               | CORP              | CN        |     19320 | NS      | $55658.67     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Xuji Electric Co Ltd           | Xuji Electric Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003000OT9G77QBDC838 | Long             | EC               | CORP              | CN        |     10500 | NS      | $32514.24     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EASPRING                       | Beijing Easpring Material Technology Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7900 | NS      | $68702.96     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BTG Hotels Group Co Ltd        | BTG Hotels Group Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12145 | NS      | $41882.58     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Youngor Group Co Ltd           | Youngor Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300PRWK21S8R8F317 | Long             | EC               | CORP              | CN        |     55600 | NS      | $50893.71     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Marubi Biotechnology | Guangdong Marubi Biotechnology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       100 | NS      | $510.90       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DASHENLIN PHARMACEUTICAL GROUP | DaShenLin Pharmaceutical Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300TO4U1GUOTTHK82 | Long             | EC               | CORP              | CN        |       580 | NS      | $3474.35      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Bestore Co Ltd                 | Bestore Co Ltd                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $14177.35     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Opple Lighting Co Ltd          | Opple Lighting Co Ltd                                             | CUSIP: 000000000<br>LEI: 8368000JEBQ057H9J754 | Long             | EC               | CORP              | CN        |       530 | NS      | $1223.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| YHL                            | Beijing E-Hualu Information Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 300300ZPI2AW55HP7I19 | Long             | EC               | CORP              | CN        |      2180 | NS      | $7186.80      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC REAL ESTATE               | China Merchants Property Operation & Service Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10300 | NS      | $23226.87     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Beiqi Foton Motor Co Ltd       | Beiqi Foton Motor Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003001SZQ9DJEIWZK14 | Long             | EC               | CORP              | CN        |    128900 | NS      | $49207.90     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BCDC                           | Beijing Capital Development Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003ULZB0DPMPJ698 | Long             | EC               | CORP              | CN        |     29800 | NS      | $28250.25     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingfa group                   | Hubei Xingfa Chemicals Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300VDBHR35WWCOK67 | Long             | EC               | CORP              | CN        |     16520 | NS      | $71786.84     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| NANJING KING-FRIEND BIOCHEMICA | Nanjing King-Friend Biochemical Pharmaceutical Co Ltd             | CUSIP: 000000000<br>LEI: 655600XP89T7FDWYHL68 | Long             | EC               | CORP              | CN        |     11269 | NS      | $28066.75     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan Mining Co Ltd           | Hainan Mining Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300ZEUVNI6I60NL89 | Long             | EC               | CORP              | CN        |     18100 | NS      | $18494.42     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| XBGF                           | Guangdong Xinbao Electrical Appliances Holdings Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8017 | NS      | $19284.63     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HUAQIANG INDUSTRY              | Shenzhen Huaqiang Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6675 | NS      | $11016.93     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongxing Securities Co Ltd     | Dongxing Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003005E7NY9IQW9AF89 | Long             | EC               | CORP              | CN        |     34100 | NS      | $39924.36     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Haixin Energy-Tech             | Beijing Haixin Energy Technology Co Ltd                           | CUSIP: 000000000<br>LEI: 300300EUF3KU2VACX387 | Long             | EC               | CORP              | CN        |      9900 | NS      | $6083.49      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGNANCONSTRUCTION           | Jiangsu Zhongnan Construction Group Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005CZM5L7LWHW430 | Long             | EC               | CORP              | CN        |     12400 | NS      | $4821.72      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubei Energy Group Co Ltd      | Hubei Energy Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300X7OMGIUK3FRJ72 | Long             | EC               | CORP              | CN        |     20500 | NS      | $12917.14     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOCERA MATERIAL              | Shandong Sinocera Functional Material Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16700 | NS      | $64866.56     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SLHC                           | Shanghai Lingang Holdings Corp Ltd                                | CUSIP: 000000000<br>LEI: 300300A3R98BIKL5XH91 | Long             | EC               | CORP              | CN        |     20300 | NS      | $36385.56     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGTAI TECHNOLOGY             | Zhejiang Yongtai Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 300300F4QO27E3PN7473 | Long             | EC               | CORP              | CN        |      4700 | NS      | $17228.68     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianjin 712 Communication & Br | Tianjin 712 Communication & Broadcasting Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2400 | NS      | $12656.59     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Securities Co Ltd       | Shanxi Securities Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300E1007214000085 | Long             | EC               | CORP              | CN        |     21380 | NS      | $16930.57     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DFD                            | Do-Fluoride New Materials Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300Q9KUCF6Y6SB977 | Long             | EC               | CORP              | CN        |     16300 | NS      | $88133.74     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Dynanonic Co Ltd      | Shenzhen Dynanonic Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $70619.67     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| YUTO TECH.                     | Shenzhen YUTO Packaging Technology Co Ltd                         | CUSIP: 000000000<br>LEI: 300300FSMGQ1XKYWTT66 | Long             | EC               | CORP              | CN        |      8580 | NS      | $39987.11     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SANSTEEL MINGUANG              | Sansteel Minguang Co Ltd Fujian                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27250 | NS      | $19413.32     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SITI                           | Shaanxi International Trust Co Ltd                                | CUSIP: 000000000<br>LEI: 300300D1004861000096 | Long             | EC               | CORP              | CN        |     24840 | NS      | $11562.59     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Suzhou Co Ltd          | Bank of Suzhou Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300C1115332000047 | Long             | EC               | CORP              | CN        |     11660 | NS      | $12791.09     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GRG Banking Equipment Co Ltd   | GRG Banking Equipment Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800SWXACTDG5DWE68 | Long             | EC               | CORP              | CN        |     16400 | NS      | $23367.23     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICOPTER PLC                  | AVICOPTER PLC                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $25193.68     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YANTAI EDDIE PRECISION MACHINE | Yantai Eddie Precision Machinery Co Ltd                           | CUSIP: 000000000<br>LEI: 655600U1PHARQSZWEJ14 | Long             | EC               | CORP              | CN        |      9240 | NS      | $21098.79     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JAC                            | Anhui Jianghuai Automobile Group Corp Ltd                         | CUSIP: 000000000<br>LEI: 300300KQABCMFKN2E931 | Long             | EC               | CORP              | CN        |      9900 | NS      | $20723.20     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd          | Zhejiang Juhua Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6360 | NS      | $15208.51     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Qilu Bank Co Ltd               | Qilu Bank Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300C1088137000022 | Long             | EC               | CORP              | CN        |     16000 | NS      | $9718.37      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP DEV                 | COSCO SHIPPING Development Co Ltd                                 | CUSIP: 000000000<br>LEI: 529900CWRQN9ME25NV73 | Long             | EC               | CORP              | CN        |     70200 | NS      | $26101.65     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinyu Bio-Technology Co Ltd    | Jinyu Bio-Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26290 | NS      | $33018.97     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIMING                        | Zhejiang Weiming Environment Protection Co Ltd                    | CUSIP: 000000000<br>LEI: 300300MI4URDDZP5ZT02 | Long             | EC               | CORP              | CN        |     11527 | NS      | $33371.53     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongda Xingye Co Ltd           | Hongda Xingye Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19678 | NS      | $9494.88      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen MTC Co Ltd            | Shenzhen MTC Co Ltd                                               | CUSIP: 000000000<br>LEI: 3003008ZONBTG6638Y63 | Long             | EC               | CORP              | CN        |     53800 | NS      | $26569.97     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVZON GROUP                   | Livzon Pharmaceutical Group Inc                                   | CUSIP: 000000000<br>LEI: 529900Y4GWTVVTORJ443 | Long             | EC               | CORP              | CN        |      6128 | NS      | $32890.46     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Daan Gene Co Ltd               | Daan Gene Co Ltd                                                  | CUSIP: 000000000<br>LEI: 30030092WPRQ87CXPM21 | Long             | EC               | CORP              | CN        |     15008 | NS      | $38188.51     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinhu Zhongbao Co Ltd          | Xinhu Zhongbao Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300NTHHIGL96GQP56 | Long             | EC               | CORP              | CN        |     43200 | NS      | $17166.09     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BONC                           | Beijing Orient National Communication Science & Technology Co Ltd | CUSIP: 000000000<br>LEI: 300300NIFA1100059317 | Long             | EC               | CORP              | CN        |     15700 | NS      | $18626.68     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tech-Bank Food Co Ltd          | Tech-Bank Food Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300MVRC8VTTWABZ10 | Long             | EC               | CORP              | CN        |      8540 | NS      | $7611.09      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIFU HIGH-TECH                | Weifu High-Technology Group Co Ltd                                | CUSIP: 000000000<br>LEI: 836800MCS4V36YPBDO22 | Long             | EC               | CORP              | CN        |      9200 | NS      | $23892.88     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HXDQ                           | Hisense Visual Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20100 | NS      | $38822.53     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| China Baoan Group Co Ltd       | China Baoan Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SWCZND4GQFVP61 | Long             | EC               | CORP              | CN        |     48120 | NS      | $89459.52     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinese Media                  | Chinese Universe Publishing and Media Group Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3800 | NS      | $5193.25      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| szkingdom                      | Shenzhen Kingdom Sci-Tech Co Ltd                                  | CUSIP: 000000000<br>LEI: 836800A7FZPWZAQNXG69 | Long             | EC               | CORP              | CN        |     13400 | NS      | $20423.90     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTIAN                      | Zhongtian Financial Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300PASGA31QOFFQ40 | Long             | EC               | CORP              | CN        |     35700 | NS      | $8866.17      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Bank Co Ltd             | Xiamen Bank Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300C1082435000037 | Long             | EC               | CORP              | CN        |     19600 | NS      | $16021.68     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Qingdao Co Ltd         | Bank of Qingdao Co Ltd                                            | CUSIP: 000000000<br>LEI: 254900EBL1SU6XXME180 | Long             | EC               | CORP              | CN        |      8480 | NS      | $4452.74      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Accelink Technologies Co Ltd   | Accelink Technologies Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7422 | NS      | $17811.24     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YANTAI EDDIE PRECISION MACHINE | Yantai Eddie Precision Machinery Co Ltd                           | CUSIP: 000000000<br>LEI: 655600U1PHARQSZWEJ14 | Long             | EC               | CORP              | CN        |      3000 | NS      | $6850.26      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Energy Group Co Ltd   | Shenzhen Energy Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300CCBNLFTQ4T2443 | Long             | EC               | CORP              | CN        |     18300 | NS      | $15971.87     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HEPALINK                       | Shenzhen Hepalink Pharmaceutical Group Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5100 | NS      | $9922.87      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Capital Holdings Co Ltd  | COFCO Capital Holdings Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003006ZCYWPMKZ4I010 | Long             | EC               | CORP              | CN        |      6000 | NS      | $6105.20      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| YUYUE MEDICAL                  | Jiangsu Yuyue Medical Equipment & Supply Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8400 | NS      | $43821.21     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Contec Medical Systems Co Ltd  | Contec Medical Systems Co Ltd                                     | CUSIP: 000000000<br>LEI: 6556007SL3V6YKCWVA55 | Long             | EC               | CORP              | CN        |       600 | NS      | $2216.44      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Gas Group Corp Ltd   | Chongqing Gas Group Corp Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $4500.00      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGHONG                      | Sichuan Changhong Electric Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300WM1QVA4ET9HJ12 | Long             | EC               | CORP              | CN        |    101900 | NS      | $40346.70     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Kouzi Distillery Co Ltd  | Anhui Kouzi Distillery Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7700 | NS      | $51359.20     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NMHD                           | Inner Mongolia MengDian HuaNeng Thermal Power Corp Ltd            | CUSIP: 000000000<br>LEI: 300300IBR8JN06GQOJ17 | Long             | EC               | CORP              | CN        |     36200 | NS      | $19830.13     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                        | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |     14600 | NS      | $50058.68     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| STSS                           | Shanxi Taigang Stainless Steel Co Ltd                             | CUSIP: 000000000<br>LEI: 300300TSZ3ZVPD82J476 | Long             | EC               | CORP              | CN        |     12700 | NS      | $8128.49      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanyou Chemical                | Tangshan Sanyou Chemical Industries Co Ltd                        | CUSIP: 000000000<br>LEI: 30030042SD0270S8WB53 | Long             | EC               | CORP              | CN        |     18200 | NS      | $17150.20     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd       | YTO Express Group Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     30500 | NS      | $84057.93     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Sail Medical Co Ltd       | Blue Sail Medical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300X9CB08YTW0L551 | Long             | EC               | CORP              | CN        |     15500 | NS      | $21380.98     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianjin 712 Communication & Br | Tianjin 712 Communication & Broadcasting Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7100 | NS      | $37442.40     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SHRC                           | Shenghe Resources Holding Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10790 | NS      | $22310.57     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MYGD                           | Hefei Meiya Optoelectronic Technology Inc                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4220 | NS      | $14612.75     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealand Securities Co Ltd      | Sealand Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1000345000084 | Long             | EC               | CORP              | CN        |     41090 | NS      | $20351.25     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AHZHONGDING                    | Anhui Zhongding Sealing Parts Co Ltd                              | CUSIP: 000000000<br>LEI: 8368004OP8Y2TOEZ4J48 | Long             | EC               | CORP              | CN        |     10500 | NS      | $22217.57     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| G-BITS NETWORK TECHNOLOGY XIAM | G-bits Network Technology Xiamen Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1073 | NS      | $49550.37     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BOW                            | Beijing Originwater Technology Co Ltd                             | CUSIP: 000000000<br>LEI: 300300JGUWLVI6KFDX02 | Long             | EC               | CORP              | CN        |     17700 | NS      | $12810.71     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GHXW                           | Beijing Sinnet Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9500 | NS      | $11715.83     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SONGCHENG                      | Songcheng Performance Development Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12000 | NS      | $24165.36     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Venustech Group Inc            | Venustech Group Inc                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5700 | NS      | $21816.52     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Crystal-Optech Co Ltd | Zhejiang Crystal-Optech Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33550 | NS      | $57516.05     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Chipscreen Bioscience | Shenzhen Chipscreen Biosciences Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8498 | NS      | $29486.64     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| G-BITS NETWORK TECHNOLOGY XIAM | G-bits Network Technology Xiamen Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $9235.86      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Perfect World Co Ltd/China     | Perfect World Co Ltd/China                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10200 | NS      | $19672.03     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosheng Financial Holding Inc | Guosheng Financial Holding Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8115 | NS      | $9305.28      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Hi-speed Co Ltd       | Shandong Hi-speed Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300B9G799APH8HE50 | Long             | EC               | CORP              | CN        |      8700 | NS      | $7086.97      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Aisidi Co Ltd         | Shenzhen Aisidi Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300NS13SV0ZT4GL27 | Long             | EC               | CORP              | CN        |     15940 | NS      | $23164.23     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Belling Co Ltd        | Shanghai Belling Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11500 | NS      | $31237.01     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinhu Zhongbao Co Ltd          | Xinhu Zhongbao Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300NTHHIGL96GQP56 | Long             | EC               | CORP              | CN        |     80800 | NS      | $32106.95     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaibei Mining Holdings Co Ltd | Huaibei Mining Holdings Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7500 | NS      | $15294.94     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Wanliyang Co Ltd      | Zhejiang Wanliyang Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003004M3U88RF1NKD27 | Long             | EC               | CORP              | CN        |     13200 | NS      | $15716.85     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Joyoung Co Ltd                 | Joyoung Co Ltd                                                    | CUSIP: 000000000<br>LEI: 3003009IDE4C1JWM1R13 | Long             | EC               | CORP              | CN        |      4001 | NS      | $8772.57      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25300 | NS      | $23589.33     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CTFO                           | China TransInfo Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18700 | NS      | $23857.83     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Friendess Electronic  | Shanghai Friendess Electronic Technology Corp Ltd                 | CUSIP: 000000000<br>LEI: 549300YYZ76IVQGGBM98 | Long             | EC               | CORP              | CN        |       880 | NS      | $29029.65     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JLAD                           | Jilin Aodong Pharmaceutical Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6700 | NS      | $15004.15     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BINJIANG GROUP                 | Hangzhou Binjiang Real Estate Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300W1Q832W2SP5417 | Long             | EC               | CORP              | CN        |      7000 | NS      | $11126.17     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIFU HIGH-TECH                | Weifu High-Technology Group Co Ltd                                | CUSIP: 000000000<br>LEI: 836800MCS4V36YPBDO22 | Long             | EC               | CORP              | CN        |      7500 | NS      | $19477.89     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| YILING                         | Shijiazhuang Yiling Pharmaceutical Co Ltd                         | CUSIP: 000000000<br>LEI: 300300MXXUF4JUKD5G32 | Long             | EC               | CORP              | CN        |     15860 | NS      | $101059.97    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SALUBRIS                       | Shenzhen Salubris Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12200 | NS      | $60078.48     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Iron & Steel Co       | Hangzhou Iron & Steel Co                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     40610 | NS      | $24839.33     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| RS MACALLINE                   | Red Star Macalline Group Corp Ltd                                 | CUSIP: 000000000<br>LEI: 529900IQZ1TTPIAQWM34 | Long             | EC               | CORP              | CN        |      3300 | NS      | $2261.99      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Yutong Bus Co Ltd              | Yutong Bus Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300OMPRVW0Q75F037 | Long             | EC               | CORP              | CN        |     11300 | NS      | $12765.01     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuhai Huafa Properties Co Ltd | Zhuhai Huafa Properties Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003007FIHALN5DCJS12 | Long             | EC               | CORP              | CN        |     31900 | NS      | $50839.36     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Jointown                       | Jointown Pharmaceutical Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300875YINDA6F8T86 | Long             | EC               | CORP              | CN        |     19900 | NS      | $38097.34     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Wanliyang Co Ltd      | Zhejiang Wanliyang Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003004M3U88RF1NKD27 | Long             | EC               | CORP              | CN        |      9600 | NS      | $11430.44     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING CAPITAL                | Beijing Capital Eco-Environment Protection Group Co Ltd           | CUSIP: 000000000<br>LEI: 30030025XAP88XOR8484 | Long             | EC               | CORP              | CN        |     90550 | NS      | $37137.78     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SC New Energy Technol | Shenzhen SC New Energy Technology Corp                            | CUSIP: 000000000<br>LEI: 30030050928CNGYD2N39 | Long             | EC               | CORP              | CN        |      5700 | NS      | $103945.96    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Semir Garment Co Ltd  | Zhejiang Semir Garment Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3300 | NS      | $2365.02      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Jinjia Group Co Ltd   | Shenzhen Jinjia Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13800 | NS      | $15138.69     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Visionox Technology Inc        | Visionox Technology Inc                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8800 | NS      | $7518.11      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| East Group Co Ltd              | East Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300XAA6Q26N4RLY62 | Long             | EC               | CORP              | CN        |     26800 | NS      | $28639.10     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Guiyang Co Ltd         | Bank of Guiyang Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300C1080552000050 | Long             | EC               | CORP              | CN        |     82100 | NS      | $66062.63     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Electric Power Co Ltd | Shanghai Electric Power Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003009ZN0X3RFO4QY68 | Long             | EC               | CORP              | CN        |     24600 | NS      | $36133.09     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Amlogic Shanghai Co Ltd        | Amlogic Shanghai Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6423 | NS      | $68829.09     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Yutong Bus Co Ltd              | Yutong Bus Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300OMPRVW0Q75F037 | Long             | EC               | CORP              | CN        |     30200 | NS      | $34115.33     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONG KE SAN HUAN              | Beijing Zhong Ke San Huan High-Tech Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15265 | NS      | $29007.28     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JSCN                           | Jiangsu Broadcasting Cable Information Network Corp Ltd           | CUSIP: 000000000<br>LEI: 300300W0ZR67X1B3CB12 | Long             | EC               | CORP              | CN        |     81300 | NS      | $35305.44     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dian Diagnostics Group Co Ltd  | Dian Diagnostics Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003006MMJLCVIIKTA82 | Long             | EC               | CORP              | CN        |      6900 | NS      | $26771.78     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Iron and Steel Co Ltd | Shandong Iron and Steel Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    156730 | NS      | $34475.73     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANYING PAPER                 | Shanying International Holding Co Ltd                             | CUSIP: 000000000<br>LEI: 300300189RUIO9PF4B47 | Long             | EC               | CORP              | CN        |     22600 | NS      | $8082.37      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxi Securities Co Ltd        | Huaxi Securities Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300D66HSOBZQCV606 | Long             | EC               | CORP              | CN        |     37400 | NS      | $45274.15     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BUCHANG PHARMA                 | Shandong Buchang Pharmaceuticals Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $10286.03     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWLAND                        | Newland Digital Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300ZUFD0Z67DVAK44 | Long             | EC               | CORP              | CN        |      8440 | NS      | $16002.16     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                            | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |     11790 | NS      | $22019.09     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SMHC                           | State Grid Information & Communication Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3900 | NS      | $9325.97      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Tin Co Ltd              | Yunnan Tin Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003005QWPI5MVQF6K65 | Long             | EC               | CORP              | CN        |     14500 | NS      | $27635.90     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Joinn Laboratories China Co Lt | Joinn Laboratories China Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1680 | NS      | $13859.23     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Zhengzhou Co Ltd       | Bank of Zhengzhou Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1085141000016 | Long             | EC               | CORP              | CN        |     38269 | NS      | $13468.78     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifeng Pharmacy Chain Co Ltd   | Yifeng Pharmacy Chain Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300CZZIF44N1EZO06 | Long             | EC               | CORP              | CN        |      2700 | NS      | $24944.48     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBAM APPLIANCES               | Hangzhou Robam Appliances Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3400 | NS      | $12535.67     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinduicheng Molybdenum Co Ltd  | Jinduicheng Molybdenum Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16600 | NS      | $23110.36     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Deppon Logistics Co Ltd        | Deppon Logistics Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8600 | NS      | $23030.32     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YOFC                           | Yangtze Optical Fibre and Cable Joint Stock Ltd Co                | CUSIP: 000000000<br>LEI: 52990001VWJO1YB9S047 | Long             | EC               | CORP              | CN        |      1000 | NS      | $4908.85      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                          | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |     11400 | NS      | $46318.64     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Semir Garment Co Ltd  | Zhejiang Semir Garment Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21000 | NS      | $15050.13     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| WGQ                            | Shanghai Waigaoqiao Free Trade Zone Group Co Ltd                  | CUSIP: 000000000<br>LEI: 300300WILI2S0MCID293 | Long             | EC               | CORP              | CN        |      7600 | NS      | $13697.68     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Zijin Rural Commercial | Jiangsu Zijin Rural Commercial Bank Co Ltd                        | CUSIP: 000000000<br>LEI: 300300C1158932000039 | Long             | EC               | CORP              | CN        |     62400 | NS      | $24264.13     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BAONENGYUAN                    | Guangdong Baolihua New Energy Stock Co Ltd                        | CUSIP: 000000000<br>LEI: 300300QL36W5MNOA1E19 | Long             | EC               | CORP              | CN        |     26700 | NS      | $24780.99     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GDHEC CO.,LTD                  | Guangdong HEC Technology Holding Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     17860 | NS      | $23571.87     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WGQ                            | Shanghai Waigaoqiao Free Trade Zone Group Co Ltd                  | CUSIP: 000000000<br>LEI: 300300WILI2S0MCID293 | Long             | EC               | CORP              | CN        |      4100 | NS      | $7389.54      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CFHI                           | China First Heavy Industries Co Ltd                               | CUSIP: 000000000<br>LEI: 300300XL9QDDBPWJKK85 | Long             | EC               | CORP              | CN        |     93100 | NS      | $40033.35     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxin Cement Co Ltd           | Huaxin Cement Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300SD5S95ZOS05G37 | Long             | EC               | CORP              | CN        |      8600 | NS      | $18941.74     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC AEC                       | AECC Aero-Engine Control Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9800 | NS      | $37578.64     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Cheng Da Co Ltd       | Liaoning Cheng Da Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300ZCCWKNUJRL8D79 | Long             | EC               | CORP              | CN        |      8300 | NS      | $15689.60     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| JLAD                           | Jilin Aodong Pharmaceutical Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19700 | NS      | $44116.68     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Guoyuan Securities Co Ltd      | Guoyuan Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1007634000094 | Long             | EC               | CORP              | CN        |     23000 | NS      | $22685.18     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DMEGC                          | Hengdian Group DMEGC Magnetics Co Ltd                             | CUSIP: 000000000<br>LEI: 655600E3R8NAYSJHBN36 | Long             | EC               | CORP              | CN        |     11300 | NS      | $31335.21     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Tangshan Jidong Cement Co Ltd  | Tangshan Jidong Cement Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008JAIR3NZT2IK64 | Long             | EC               | CORP              | CN        |      8756 | NS      | $10810.72     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Sanmei Chemical Indus | Zhejiang Sanmei Chemical Industry Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4760 | NS      | $19481.92     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcsoft Corp Ltd               | Arcsoft Corp Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       854 | NS      | $2945.06      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan Poly Pharm Co Ltd       | Hainan Poly Pharm Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1439 | NS      | $5358.64      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Gaoke Co Ltd           | Nanjing Gaoke Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300BSF28T0B8MFG73 | Long             | EC               | CORP              | CN        |     36908 | NS      | $38497.94     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Aisino Corp                    | Aisino Corp                                                       | CUSIP: 000000000<br>LEI: 300300NIFA1100045155 | Long             | EC               | CORP              | CN        |     33000 | NS      | $51608.97     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Intretech Inc           | Xiamen Intretech Inc                                              | CUSIP: 000000000<br>LEI: 8368007YEKE3JFWE0336 | Long             | EC               | CORP              | CN        |      1480 | NS      | $3726.02      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Keda Industrial Group Co Ltd   | Keda Industrial Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300J9W79188WE1R80 | Long             | EC               | CORP              | CN        |     28500 | NS      | $64672.99     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PGVT                           | Pangang Group Vanadium Titanium & Resources Co Ltd                | CUSIP: 000000000<br>LEI: 300300ONZYFDMNITT218 | Long             | EC               | CORP              | CN        |     27200 | NS      | $20883.14     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13200 | NS      | $70847.59     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengxin Lithium Group Co Ltd  | Chengxin Lithium Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300LUBPEGH8SHWI63 | Long             | EC               | CORP              | CN        |      4600 | NS      | $27666.13     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Betta Pharmaceuticals Co Ltd   | Betta Pharmaceuticals Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5100 | NS      | $36608.22     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GGEP                           | Guangxi Guiguan Electric Power Co Ltd                             | CUSIP: 000000000<br>LEI: 300300SZQP4SCND2NH61 | Long             | EC               | CORP              | CN        |     17300 | NS      | $15197.30     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guoyuan Securities Co Ltd      | Guoyuan Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1007634000094 | Long             | EC               | CORP              | CN        |     50400 | NS      | $49710.14     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUEFOCUS                      | Bluefocus Intelligent Communications Group Co Ltd                 | CUSIP: 000000000<br>LEI: 300300S2I2XIZT3E2Y55 | Long             | EC               | CORP              | CN        |     53800 | NS      | $41076.57     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxin Cement Co Ltd           | Huaxin Cement Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300SD5S95ZOS05G37 | Long             | EC               | CORP              | CN        |     10472 | NS      | $23064.87     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AHZHONGDING                    | Anhui Zhongding Sealing Parts Co Ltd                              | CUSIP: 000000000<br>LEI: 8368004OP8Y2TOEZ4J48 | Long             | EC               | CORP              | CN        |     13300 | NS      | $28142.26     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HWHG                           | Humanwell Healthcare Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300CT1GETYDVFFG34 | Long             | EC               | CORP              | CN        |     20400 | NS      | $64994.43     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa S.Steel                 | Fangda Special Steel Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300YXNMOW3T5MYO39 | Long             | EC               | CORP              | CN        |      2109 | NS      | $1828.72      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Gas Group Corp Ltd   | Chongqing Gas Group Corp Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3400 | NS      | $4135.13      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Maccura Biotechnology Co Ltd   | Maccura Biotechnology Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300D1OBFM39B0QG96 | Long             | EC               | CORP              | CN        |      8000 | NS      | $21741.44     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GW COMPOS                      | Weihai Guangwei Composites Co Ltd                                 | CUSIP: 000000000<br>LEI: 6556005NSLA1CR4BUU74 | Long             | EC               | CORP              | CN        |      7100 | NS      | $71630.25     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BOW                            | Beijing Originwater Technology Co Ltd                             | CUSIP: 000000000<br>LEI: 300300JGUWLVI6KFDX02 | Long             | EC               | CORP              | CN        |     44100 | NS      | $31918.20     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GDHEC CO.,LTD                  | Guangdong HEC Technology Holding Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24745 | NS      | $32658.79     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Dynanonic Co Ltd      | Shenzhen Dynanonic Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $25679.88     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Luenmei Quantum Co Ltd         | Luenmei Quantum Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     22210 | NS      | $21496.24     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SFY                            | Suofeiya Home Collection Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003001LPW6QB75C7439 | Long             | EC               | CORP              | CN        |     15018 | NS      | $36423.68     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| STAR-NET                       | Fujian Star-net Communication Co Ltd                              | CUSIP: 000000000<br>LEI: 300300AHD0EEIKM4UV29 | Long             | EC               | CORP              | CN        |      3600 | NS      | $10289.44     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Iron & Steel Co Ltd    | Nanjing Iron & Steel Co Ltd                                       | CUSIP: 000000000<br>LEI: 3003008359D7IKHZ7Q78 | Long             | EC               | CORP              | CN        |     37700 | NS      | $17869.71     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Financial Leasing Co L | Jiangsu Financial Leasing Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300D3002932000087 | Long             | EC               | CORP              | CN        |     16900 | NS      | $13814.62     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNER                         | Fujian Sunner Development Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300O2MSF659DM5M44 | Long             | EC               | CORP              | CN        |     17300 | NS      | $61525.73     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Chinese Media                  | Chinese Universe Publishing and Media Group Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13589 | NS      | $18571.35     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YKYL                           | Intco Medical Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300U6H4L6SSU31U28 | Long             | EC               | CORP              | CN        |      4080 | NS      | $14243.77     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNWAY COMM                    | Shenzhen Sunway Communication Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7000 | NS      | $16768.73     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Apeloa Pharmaceutical Co Ltd   | Apeloa Pharmaceutical Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3400 | NS      | $9939.76      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao Rural Commercial Bank  | Qingdao Rural Commercial Bank Corp                                | CUSIP: 000000000<br>LEI: 300300C1194637000087 | Long             | EC               | CORP              | CN        |     13100 | NS      | $5577.28      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SMHC                           | State Grid Information & Communication Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9900 | NS      | $23673.62     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| RISESUN                        | RiseSun Real Estate Development Co Ltd                            | CUSIP: 000000000<br>LEI: 3003009NURYQJKU6MT26 | Long             | EC               | CORP              | CN        |     15900 | NS      | $5844.22      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Friendess Electronic  | Shanghai Friendess Electronic Technology Corp Ltd                 | CUSIP: 000000000<br>LEI: 549300YYZ76IVQGGBM98 | Long             | EC               | CORP              | CN        |       500 | NS      | $16494.12     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Polaris Bay Group Co Ltd       | Polaris Bay Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300M4188ZJH3H5A81 | Long             | EC               | CORP              | CN        |     31800 | NS      | $33079.64     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaan Securities Co Ltd        | Huaan Securities Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300E1008234000093 | Long             | EC               | CORP              | CN        |     58315 | NS      | $40799.69     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNLORD                        | Shenzhen Sunlord Electronics Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15000 | NS      | $53984.63     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Qingdao TGOOD Electric Co Ltd  | Qingdao TGOOD Electric Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12281 | NS      | $27711.53     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Tasly                          | Tasly Pharmaceutical Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300JB9F71F58FIC88 | Long             | EC               | CORP              | CN        |     11100 | NS      | $18556.58     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SDPG                           | Shandong Pharmaceutical Glass Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13000 | NS      | $53539.02     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Gold Corp Ltd            | Hunan Gold Corp Ltd                                               | CUSIP: 000000000<br>LEI: 3003001KTZAZUA4L3K12 | Long             | EC               | CORP              | CN        |     11800 | NS      | $23879.83     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Autobio Diagnostics Co Ltd     | Autobio Diagnostics Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300HTZSCUCA32U369 | Long             | EC               | CORP              | CN        |      5200 | NS      | $44860.60     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhu Token Science Co Ltd      | Wuhu Token Science Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     50800 | NS      | $45923.27     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengzhi Co Ltd                | Chengzhi Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3809 | NS      | $5113.66      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Avenue New Materials Group | Red Avenue New Materials Group Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4300 | NS      | $21071.46     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     66400 | NS      | $61910.32     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Huagong Tech Co Ltd            | Huagong Tech Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300PJC3VZEBWN8591 | Long             | EC               | CORP              | CN        |     23659 | NS      | $58321.12     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Heavy Industries Co Ltd  | CITIC Heavy Industries Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300TK4X6AKPJCG226 | Long             | EC               | CORP              | CN        |     62800 | NS      | $32797.22     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing United Information Tec | Beijing United Information Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 836800DCWW5IYKEAGS46 | Long             | EC               | CORP              | CN        |      6770 | NS      | $99083.95     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CAPITAL                  | First Capital Securities Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003007W6RHRZJVRZ944 | Long             | EC               | CORP              | CN        |     19300 | NS      | $16433.81     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| XREC                           | Chengdu Xingrong Environment Co Ltd                               | CUSIP: 000000000<br>LEI: 300300XM3A0CVZ914Y75 | Long             | EC               | CORP              | CN        |     30900 | NS      | $22276.75     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIXING NBM                    | Zhejiang Weixing New Building Materials Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7340 | NS      | $22614.42     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Jointown                       | Jointown Pharmaceutical Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300875YINDA6F8T86 | Long             | EC               | CORP              | CN        |      5400 | NS      | $10337.97     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Avenue New Materials Group | Red Avenue New Materials Group Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1600 | NS      | $7840.54      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PCI Technology Group Co Ltd    | PCI Technology Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     28550 | NS      | $23540.29     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Enlight Media Co Ltd   | Beijing Enlight Media Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001OIMLU5YWOKG42 | Long             | EC               | CORP              | CN        |      7300 | NS      | $8577.94      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| hacl                           | Heilongjiang Agriculture Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300QU9AQS1YMTV002 | Long             | EC               | CORP              | CN        |     18100 | NS      | $37502.57     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Huabao Flavours & Fragrances C | Huabao Flavours & Fragrances Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $3182.88      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ANKEBIO                        | Anhui Anke Biotechnology Group Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7180 | NS      | $10342.37     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Bei Mo Gao Ke Friction | Beijing Bei Mo Gao Ke Friction Material Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4331 | NS      | $28506.81     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NONFEMET                       | Shenzhen Zhongjin Lingnan Nonfemet Co Ltd                         | CUSIP: 000000000<br>LEI: 300300AIR5I4UM404D13 | Long             | EC               | CORP              | CN        |     25000 | NS      | $14936.60     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| STEC                           | Shanghai Tunnel Engineering Co Ltd                                | CUSIP: 000000000<br>LEI: 300300MM4YQNHL44T156 | Long             | EC               | CORP              | CN        |     27200 | NS      | $21230.55     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| QIXIANG TENGDA                 | Zibo Qixiang Tengda Chemical Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     22920 | NS      | $24265.15     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BGCTV                          | Beijing Gehua CATV Network Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29300 | NS      | $35551.94     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Caitong Securities Co Ltd      | Caitong Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006233000091 | Long             | EC               | CORP              | CN        |     70400 | NS      | $75630.71     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Intretech Inc           | Xiamen Intretech Inc                                              | CUSIP: 000000000<br>LEI: 8368007YEKE3JFWE0336 | Long             | EC               | CORP              | CN        |      8250 | NS      | $20770.03     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CQRC BANK                      | Chongqing Rural Commercial Bank Co Ltd                            | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |    139200 | NS      | $71511.75     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Superconducting Techno | Western Superconducting Technologies Co Ltd                       | CUSIP: 000000000<br>LEI: 300300IUC83XEOSKRG67 | Long             | EC               | CORP              | CN        |      2100 | NS      | $29164.47     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinke Properties Group Co Ltd  | Jinke Properties Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030085B069LMR8O660 | Long             | EC               | CORP              | CN        |     21600 | NS      | $7356.90      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HUAQIANG INDUSTRY              | Shenzhen Huaqiang Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4165 | NS      | $6874.23      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FULING ZHACAI                  | Chongqing Fuling Zhacai Group Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15238 | NS      | $54646.56     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Gas Corp Ltd          | Shenzhen Gas Corp Ltd                                             | CUSIP: 000000000<br>LEI: 300300FUFI5P7GG85C19 | Long             | EC               | CORP              | CN        |      5400 | NS      | $5341.41      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Sugar Holding Co Ltd     | COFCO Sugar Holding Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300CAHQDI178WDM76 | Long             | EC               | CORP              | CN        |     28600 | NS      | $28857.94     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Bank Co Ltd             | Xiamen Bank Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300C1082435000037 | Long             | EC               | CORP              | CN        |      8700 | NS      | $7111.67      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DMEGC                          | Hengdian Group DMEGC Magnetics Co Ltd                             | CUSIP: 000000000<br>LEI: 655600E3R8NAYSJHBN36 | Long             | EC               | CORP              | CN        |     12500 | NS      | $34662.84     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Environment Group Co  | Shanghai Environment Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300Y27OCWV2DKYN50 | Long             | EC               | CORP              | CN        |      8410 | NS      | $11051.89     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen MTC Co Ltd            | Shenzhen MTC Co Ltd                                               | CUSIP: 000000000<br>LEI: 3003008ZONBTG6638Y63 | Long             | EC               | CORP              | CN        |      9200 | NS      | $4543.56      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Iron & Steel Co Ltd    | Nanjing Iron & Steel Co Ltd                                       | CUSIP: 000000000<br>LEI: 3003008359D7IKHZ7Q78 | Long             | EC               | CORP              | CN        |     45400 | NS      | $21519.49     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Polaris Bay Group Co Ltd       | Polaris Bay Group Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300M4188ZJH3H5A81 | Long             | EC               | CORP              | CN        |      3500 | NS      | $3640.84      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| YUYUE MEDICAL                  | Jiangsu Yuyue Medical Equipment & Supply Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8985 | NS      | $46873.05     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BGI Genomics Co Ltd            | BGI Genomics Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1900 | NS      | $16186.45     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ADAMA Ltd                      | ADAMA Ltd                                                         | CUSIP: 000000000<br>LEI: 3003004UVU956Y9LQD20 | Long             | EC               | CORP              | CN        |      2200 | NS      | $2997.25      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CAPITAL                  | First Capital Securities Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003007W6RHRZJVRZ944 | Long             | EC               | CORP              | CN        |     78800 | NS      | $67097.62     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| COFCO Capital Holdings Co Ltd  | COFCO Capital Holdings Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003006ZCYWPMKZ4I010 | Long             | EC               | CORP              | CN        |     19500 | NS      | $19841.91     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beiqi Foton Motor Co Ltd       | Beiqi Foton Motor Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003001SZQ9DJEIWZK14 | Long             | EC               | CORP              | CN        |     10900 | NS      | $4161.10      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| YIWU CCC                       | Zhejiang China Commodities City Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |     30100 | NS      | $18923.43     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhefu Holding Group Co Ltd     | Zhefu Holding Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 30030076Y21FIWN1VY24 | Long             | EC               | CORP              | CN        |     31800 | NS      | $18593.19     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Yingjia                  | Anhui Yingjia Distillery Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003001NVFR21G6ZPB16 | Long             | EC               | CORP              | CN        |      2600 | NS      | $17637.25     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3300 | NS      | $25303.38     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangshen Railway Co Ltd       | Guangshen Railway Co Ltd                                          | CUSIP: 000000000<br>LEI: 529900YIR2NSEPF1UU41 | Long             | EC               | CORP              | CN        |     28700 | NS      | $8675.43      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIFENG GOLD                   | Chifeng Jilong Gold Mining Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |     28200 | NS      | $78879.72     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Xi'an Co Ltd           | Bank of Xi'an Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300C1091161000048 | Long             | EC               | CORP              | CN        |     20000 | NS      | $10076.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanyou Chemical                | Tangshan Sanyou Chemical Industries Co Ltd                        | CUSIP: 000000000<br>LEI: 30030042SD0270S8WB53 | Long             | EC               | CORP              | CN        |     15500 | NS      | $14605.94     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Leo Group Co Ltd               | Leo Group Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    167251 | NS      | $43673.32     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTONE                        | Westone Information Industry Inc                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7524 | NS      | $37617.60     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Taiji Industry Co Ltd     | Wuxi Taiji Industry Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12200 | NS      | $9782.23      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinke Properties Group Co Ltd  | Jinke Properties Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030085B069LMR8O660 | Long             | EC               | CORP              | CN        |     79100 | NS      | $26941.23     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Port Co Ltd          | Guangzhou Port Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300XMSGI4JYG7OI67 | Long             | EC               | CORP              | CN        |     38700 | NS      | $17629.73     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan Poly Pharm Co Ltd       | Hainan Poly Pharm Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5660 | NS      | $21077.05     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGSU CHANGSHU RURAL COMMERC | Jiangsu Changshu Rural Commercial Bank Co Ltd                     | CUSIP: 000000000<br>LEI: 300300C1115432000063 | Long             | EC               | CORP              | CN        |     19800 | NS      | $21299.24     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CTFO                           | China TransInfo Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13500 | NS      | $17223.57     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxi Chemical Group Co Ltd     | Luxi Chemical Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300UFIWMHUM74D963 | Long             | EC               | CORP              | CN        |     15700 | NS      | $29521.96     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTT                            | Jiangsu Zhongtian Technology Co Ltd                               | CUSIP: 000000000<br>LEI: 3003006LG5TV3D5D3508 | Long             | EC               | CORP              | CN        |     17600 | NS      | $41686.81     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| THCJ                           | Suzhou TA&A Ultra Clean Technology Co Ltd                         | CUSIP: 000000000<br>LEI: 8368000VRYF7HAR81G71 | Long             | EC               | CORP              | CN        |      8500 | NS      | $73462.52     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| YILING                         | Shijiazhuang Yiling Pharmaceutical Co Ltd                         | CUSIP: 000000000<br>LEI: 300300MXXUF4JUKD5G32 | Long             | EC               | CORP              | CN        |      7840 | NS      | $49956.50     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| China Meheco Co Ltd            | China Meheco Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300PBRRWGVD4VNQ86 | Long             | EC               | CORP              | CN        |     11340 | NS      | $27068.78     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC International China Co Ltd | BOC International China Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003007E9G154XL2PS13 | Long             | EC               | CORP              | CN        |     34800 | NS      | $55609.28     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Bei Mo Gao Ke Friction | Beijing Bei Mo Gao Ke Friction Material Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3328 | NS      | $21905.02     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                        | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |     18600 | NS      | $63773.39     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Transfar Zhilian Co Ltd        | Transfar Zhilian Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26600 | NS      | $21517.22     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HAINAN RUBBER GROUP            | China Hainan Rubber Industry Group Co Ltd                         | CUSIP: 000000000<br>LEI: 3003002X3R3WQFCSJM82 | Long             | EC               | CORP              | CN        |     57000 | NS      | $35754.17     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGNANCONSTRUCTION           | Jiangsu Zhongnan Construction Group Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005CZM5L7LWHW430 | Long             | EC               | CORP              | CN        |     44700 | NS      | $17381.52     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Wonders Information Co Ltd     | Wonders Information Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300K8XDZQU1VNE177 | Long             | EC               | CORP              | CN        |     32800 | NS      | $41427.95     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGTAI TECHNOLOGY             | Zhejiang Yongtai Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 300300F4QO27E3PN7473 | Long             | EC               | CORP              | CN        |     13200 | NS      | $48386.92     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang HangKe Technology Inc | Zhejiang HangKe Technology Inc Co                                 | CUSIP: 000000000<br>LEI: 836800XJKWOSWC94V489 | Long             | EC               | CORP              | CN        |      1537 | NS      | $10000.99     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Wasu Media Holding Co Ltd      | Wasu Media Holding Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5300 | NS      | $5513.27      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Dairy Co Ltd          | New Hope Dairy Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3400 | NS      | $5510.29      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wangfujing Group Co Ltd        | Wangfujing Group Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300BIJ7KTIPGU7663 | Long             | EC               | CORP              | CN        |      8430 | NS      | $30578.63     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Faratronic Co Ltd       | Xiamen Faratronic Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2500 | NS      | $56056.60     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuhai Huafa Properties Co Ltd | Zhuhai Huafa Properties Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003007FIHALN5DCJS12 | Long             | EC               | CORP              | CN        |     17040 | NS      | $27156.82     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP ENGY                | COSCO SHIPPING Energy Transportation Co Ltd                       | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |     19800 | NS      | $43216.66     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CRSC                     | China Railway Signal & Communication Corp Ltd                     | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |     17044 | NS      | $11368.39     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KAIFA                          | Shenzhen Kaifa Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9300 | NS      | $15441.82     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Environment Group Co  | Shanghai Environment Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300Y27OCWV2DKYN50 | Long             | EC               | CORP              | CN        |     12430 | NS      | $16334.72     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TangShan Port Group Co Ltd     | TangShan Port Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300R1OCOESINHQW02 | Long             | EC               | CORP              | CN        |     50694 | NS      | $21079.18     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuchan Zhongda Group Co Ltd    | Wuchan Zhongda Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300PA9D9DEGG5M059 | Long             | EC               | CORP              | CN        |     66500 | NS      | $42940.06     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianfeng Securities Co Ltd     | Tianfeng Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1007142000089 | Long             | EC               | CORP              | CN        |    148400 | NS      | $64654.97     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CMST Development Co Ltd        | CMST Development Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300SUEHL03EG1HY81 | Long             | EC               | CORP              | CN        |     13400 | NS      | $9755.55      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| EA                             | Eternal Asia Supply Chain Management Ltd                          | CUSIP: 000000000<br>LEI: 300300SP81PP4WDG7Z57 | Long             | EC               | CORP              | CN        |     29000 | NS      | $23294.00     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN PAPER                      | Shandong Sun Paper Industry JSC Ltd                               | CUSIP: 000000000<br>LEI: 3003003IDX6WN6H5CH12 | Long             | EC               | CORP              | CN        |     19900 | NS      | $31008.81     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| XREC                           | Chengdu Xingrong Environment Co Ltd                               | CUSIP: 000000000<br>LEI: 300300XM3A0CVZ914Y75 | Long             | EC               | CORP              | CN        |     19400 | NS      | $13986.05     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNER                         | Fujian Sunner Development Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300O2MSF659DM5M44 | Long             | EC               | CORP              | CN        |      4600 | NS      | $16359.44     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SooChow Securities Co Ltd      | SooChow Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1008532000098 | Long             | EC               | CORP              | CN        |     19820 | NS      | $19436.20     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxi Chemical Group Co Ltd     | Luxi Chemical Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300UFIWMHUM74D963 | Long             | EC               | CORP              | CN        |     17300 | NS      | $32530.57     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China XD Electric Co Ltd       | China XD Electric Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300HKOTURRVW8R464 | Long             | EC               | CORP              | CN        |     67400 | NS      | $47155.94     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HANGYANG LIMITED               | Hangzhou Oxygen Plant Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300I9BCYICNBMOY81 | Long             | EC               | CORP              | CN        |      2800 | NS      | $16379.31     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Changjiang Securities Co Ltd   | Changjiang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1003242000047 | Long             | EC               | CORP              | CN        |     29300 | NS      | $23368.65     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YOFC                           | Yangtze Optical Fibre and Cable Joint Stock Ltd Co                | CUSIP: 000000000<br>LEI: 52990001VWJO1YB9S047 | Long             | EC               | CORP              | CN        |      3300 | NS      | $16199.22     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Iron & Steel Co Ltd  | Chongqing Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300AE99AX3XUFCY09 | Long             | EC               | CORP              | CN        |     34200 | NS      | $8056.82      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GoodWe Technologies Co Ltd     | GoodWe Technologies Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1715 | NS      | $83683.05     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| LIANHE TECHNOLOGY              | Lianhe Chemical Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300OSEGLFNG6BMT61 | Long             | EC               | CORP              | CN        |     14459 | NS      | $35662.98     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5300 | NS      | $44542.43     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Mining Co Ltd          | Western Mining Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300QBV4A9N1NDK519 | Long             | EC               | CORP              | CN        |      5400 | NS      | $8353.14      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| TangShan Port Group Co Ltd     | TangShan Port Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300R1OCOESINHQW02 | Long             | EC               | CORP              | CN        |     34080 | NS      | $14170.88     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC CAPITAL                   | AVIC Industry-Finance Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300459IU931EYE898 | Long             | EC               | CORP              | CN        |    109400 | NS      | $52942.12     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5900 | NS      | $53101.63     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINASOFT                      | China National Software & Service Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006LDUEHU3TGWS06 | Long             | EC               | CORP              | CN        |      3720 | NS      | $34156.77     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| RISESUN                        | RiseSun Real Estate Development Co Ltd                            | CUSIP: 000000000<br>LEI: 3003009NURYQJKU6MT26 | Long             | EC               | CORP              | CN        |     47100 | NS      | $17312.12     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHRC                           | Shenghe Resources Holding Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29100 | NS      | $60170.30     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MLS Co Ltd                     | MLS Co Ltd                                                        | CUSIP: 000000000<br>LEI: 3003000E4FXUTGAZD043 | Long             | EC               | CORP              | CN        |     18273 | NS      | $22535.09     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPHARM CNMC                 | China National Medicines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 300300OVHIHIM0CJI911 | Long             | EC               | CORP              | CN        |      5500 | NS      | $21714.48     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPHARM CNMC                 | China National Medicines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 300300OVHIHIM0CJI911 | Long             | EC               | CORP              | CN        |      4733 | NS      | $18686.30     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LPHT                           | Yuan Longping High-tech Agriculture Co Ltd                        | CUSIP: 000000000<br>LEI: 3003002GTO6M29V23F59 | Long             | EC               | CORP              | CN        |      7500 | NS      | $16774.40     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FINANCIAL STREET               | Financial Street Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300AENWIK9ED8BK05 | Long             | EC               | CORP              | CN        |      6500 | NS      | $5673.07      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GRG Banking Equipment Co Ltd   | GRG Banking Equipment Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800SWXACTDG5DWE68 | Long             | EC               | CORP              | CN        |     20500 | NS      | $29209.03     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Guolian Securities Co Ltd      | Guolian Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 529900KPCMJWM8DFU805 | Long             | EC               | CORP              | CN        |      4800 | NS      | $7493.13      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Angel Yeast Co Ltd             | Angel Yeast Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003002K1DZ78FXZXI48 | Long             | EC               | CORP              | CN        |     10700 | NS      | $66206.39     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SMEIC                          | Shanghai Mechanical and Electrical Industry Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6249 | NS      | $10766.11     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bluestar Adisseo Co            | Bluestar Adisseo Co                                               | CUSIP: 000000000<br>LEI: 300300OQC145900DQ319 | Long             | EC               | CORP              | CN        |     10800 | NS      | $13778.85     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ZJOHCO                         | Zhejiang Orient Financial Holdings Group Co Ltd                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10980 | NS      | $5858.95      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GW COMPOS                      | Weihai Guangwei Composites Co Ltd                                 | CUSIP: 000000000<br>LEI: 6556005NSLA1CR4BUU74 | Long             | EC               | CORP              | CN        |      1900 | NS      | $19168.66     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CREC                           | China Railway Hi-tech Industry Co Ltd                             | CUSIP: 000000000<br>LEI: 3003002UYDC04RSF5385 | Long             | EC               | CORP              | CN        |     35400 | NS      | $40642.59     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Easyhome                       | Easyhome New Retail Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     53200 | NS      | $29293.62     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Changsha Co Ltd        | Bank of Changsha Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1086243000041 | Long             | EC               | CORP              | CN        |      8600 | NS      | $8433.47      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| PGVT                           | Pangang Group Vanadium Titanium & Resources Co Ltd                | CUSIP: 000000000<br>LEI: 300300ONZYFDMNITT218 | Long             | EC               | CORP              | CN        |     95100 | NS      | $73014.21     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| NMHD                           | Inner Mongolia MengDian HuaNeng Thermal Power Corp Ltd            | CUSIP: 000000000<br>LEI: 300300IBR8JN06GQOJ17 | Long             | EC               | CORP              | CN        |     54000 | NS      | $29580.85     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4780 | NS      | $25655.42     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Laobaixing Pharmacy Chain JSC  | Laobaixing Pharmacy Chain JSC                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3562 | NS      | $20968.25     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPCHEM                        | Shenzhen Capchem Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3240 | NS      | $18277.29     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Joyoung Co Ltd                 | Joyoung Co Ltd                                                    | CUSIP: 000000000<br>LEI: 3003009IDE4C1JWM1R13 | Long             | EC               | CORP              | CN        |      5200 | NS      | $11401.49     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Autel Intelligent Technology C | Autel Intelligent Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5188 | NS      | $26358.01     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinopec Oilfield Service Corp  | Sinopec Oilfield Service Corp                                     | CUSIP: 000000000<br>LEI: 529900PN1CSRM4SXH490 | Long             | EC               | CORP              | CN        |    110800 | NS      | $31448.46     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| WOLWO PHARMA                   | Zhejiang Wolwo Bio-Pharmaceutical Co Ltd                          | CUSIP: 000000000<br>LEI: 3003000DMXTOIP2M8505 | Long             | EC               | CORP              | CN        |      2100 | NS      | $15091.85     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DYDJ                           | Zhongshan Broad Ocean Motor Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     27400 | NS      | $21308.89     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Port Co Ltd           | Liaoning Port Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900N68F8UROUIBV86 | Long             | EC               | CORP              | CN        |     42320 | NS      | $9849.61      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NanJi E-Commerce Co Ltd        | NanJi E-Commerce Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003007Y2YF75BGMZU80 | Long             | EC               | CORP              | CN        |     48100 | NS      | $32014.56     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| JEREH GROUP                    | Yantai Jereh Oilfield Services Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300QPHWK638H2EU20 | Long             | EC               | CORP              | CN        |      5700 | NS      | $25278.69     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GYFZ                           | China Green Electricity Investment of Tianjin Co Ltd              | CUSIP: 000000000<br>LEI: 3003003Q7265DHFXJU95 | Long             | EC               | CORP              | CN        |     14200 | NS      | $29462.21     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| BTG Hotels Group Co Ltd        | BTG Hotels Group Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4300 | NS      | $14828.74     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Contec Medical Systems Co Ltd  | Contec Medical Systems Co Ltd                                     | CUSIP: 000000000<br>LEI: 6556007SL3V6YKCWVA55 | Long             | EC               | CORP              | CN        |      3700 | NS      | $13668.02     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CNS                            | China South Publishing & Media Group Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10100 | NS      | $14476.79     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     26400 | NS      | $71447.04     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| HAISCO PHARMA                  | Haisco Pharmaceutical Group Co Ltd                                | CUSIP: 000000000<br>LEI: 300300GRLH34A8GPJ639 | Long             | EC               | CORP              | CN        |      5600 | NS      | $17134.30     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Xi'an Co Ltd           | Bank of Xi'an Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300C1091161000048 | Long             | EC               | CORP              | CN        |     15000 | NS      | $7557.00      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| 2345 NETWORK HOLDING           | Shanghai 2345 Network Holding Group Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    143315 | NS      | $42711.08     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Venustech Group Inc            | Venustech Group Inc                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13900 | NS      | $53201.68     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Copper Co Ltd           | Yunnan Copper Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300BFPGI267QXCG14 | Long             | EC               | CORP              | CN        |     16300 | NS      | $27689.26     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HLA Group Corp Ltd             | HLA Group Corp Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     46200 | NS      | $31995.69     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Yuexiu Financial Hol | Guangzhou Yuexiu Financial Holdings Group Co Ltd                  | CUSIP: 000000000<br>LEI: 30030007BQQDXTYNQY69 | Long             | EC               | CORP              | CN        |     11340 | NS      | $10299.65     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NBHX                           | Ningbo Huaxiang Electronic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6900 | NS      | $14551.16     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PCI Technology Group Co Ltd    | PCI Technology Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11100 | NS      | $9152.27      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Guanghui Energy Co Ltd         | Guanghui Energy Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300763Q4WLOKZPD04 | Long             | EC               | CORP              | CN        |     34900 | NS      | $52995.48     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Yango Group Co Ltd             | Yango Group Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003007OYHGJ5APXVC69 | Long             | EC               | CORP              | CN        |     55800 | NS      | $17579.92     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CONBA                          | Zhejiang Conba Pharmaceutical Co Ltd                              | CUSIP: 000000000<br>LEI: 300300LYPEXDXC8YSI39 | Long             | EC               | CORP              | CN        |     52240 | NS      | $35214.90     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Marubi Biotechnology | Guangdong Marubi Biotechnology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1300 | NS      | $6641.64      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinyu Bio-Technology Co Ltd    | Jinyu Bio-Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5514 | NS      | $6925.32      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Expressway Net | China Merchants Expressway Network & Technology Holdings Co Ltd   | CUSIP: 000000000<br>LEI: 300300HYECHLUO2UVU03 | Long             | EC               | CORP              | CN        |      6100 | NS      | $6804.28      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| LJZ                            | Shanghai Lujiazui Finance & Trade Zone Development Co Ltd         | CUSIP: 000000000<br>LEI: 300300M6JC23UUM9IN72 | Long             | EC               | CORP              | CN        |     18300 | NS      | $26360.08     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongxing Securities Co Ltd     | Dongxing Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003005E7NY9IQW9AF89 | Long             | EC               | CORP              | CN        |     12200 | NS      | $14283.79     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BEIJING CAPITAL                | Beijing Capital Eco-Environment Protection Group Co Ltd           | CUSIP: 000000000<br>LEI: 30030025XAP88XOR8484 | Long             | EC               | CORP              | CN        |     33340 | NS      | $13673.92     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WOLWO PHARMA                   | Zhejiang Wolwo Bio-Pharmaceutical Co Ltd                          | CUSIP: 000000000<br>LEI: 3003000DMXTOIP2M8505 | Long             | EC               | CORP              | CN        |      6800 | NS      | $48868.86     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Topsec Technologies Group Inc  | Topsec Technologies Group Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25880 | NS      | $41135.04     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Yintai Gold Co Ltd             | Yintai Gold Co Ltd                                                | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |     37052 | NS      | $75192.98     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Apeloa Pharmaceutical Co Ltd   | Apeloa Pharmaceutical Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13600 | NS      | $39759.03     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| People.cn Co Ltd               | People.cn Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $764.92       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                           | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |     23400 | NS      | $64257.89     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Youzu Interactive Co Ltd       | Youzu Interactive Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300DK3F0JTT5AWK11 | Long             | EC               | CORP              | CN        |     14000 | NS      | $17483.98     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Power Grid Ener | China Southern Power Grid Energy Efficiency&Clean Energy Co Ltd   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29900 | NS      | $25799.09     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HUADIAN POWER                  | Huadian Power International Corp Ltd                              | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |     71700 | NS      | $60034.49     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| DIFA                           | Pengdu Agriculture & Animal Husbandry Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     44720 | NS      | $17516.22     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Toly Bread Co Ltd              | Toly Bread Co Ltd                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3511 | NS      | $6522.29      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BUCHANG PHARMA                 | Shandong Buchang Pharmaceuticals Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     12600 | NS      | $40501.25     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Bestore Co Ltd                 | Bestore Co Ltd                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $1575.26      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGNAN RED ARROW             | North Industries Group Red Arrow Co Ltd                           | CUSIP: 000000000<br>LEI: 3003004CY5NZRROH2J42 | Long             | EC               | CORP              | CN        |      5000 | NS      | $15184.95     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Electric Power Co Ltd | Shanghai Electric Power Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003009ZN0X3RFO4QY68 | Long             | EC               | CORP              | CN        |      8100 | NS      | $11897.48     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingfa Sci & Tech Co Ltd       | Kingfa Sci & Tech Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SN8W1XSX4OLL19 | Long             | EC               | CORP              | CN        |     37800 | NS      | $53965.90     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| HONGDA BLASTING                | Guangdong Hongda Holdings Group Co Ltd                            | CUSIP: 000000000<br>LEI: 300300P4C4XSS3DX5645 | Long             | EC               | CORP              | CN        |      2900 | NS      | $12173.79     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Ming Yang Smart Energy Group L | Ming Yang Smart Energy Group Ltd                                  | CUSIP: 000000000<br>LEI: 300300W76R6UJHEZL847 | Long             | EC               | CORP              | CN        |     34600 | NS      | $131448.03    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yoke Technology Co Ltd | Jiangsu Yoke Technology Co Ltd                                    | CUSIP: 000000000<br>LEI: 6556004F7UD5F2TVRT68 | Long             | EC               | CORP              | CN        |      6396 | NS      | $48652.24     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosheng Financial Holding Inc | Guosheng Financial Holding Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     25672 | NS      | $29437.48     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Tapai Group Co Ltd   | Guangdong Tapai Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4900 | NS      | $5298.84      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| DHC Software Co Ltd            | DHC Software Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300NIFA1100061160 | Long             | EC               | CORP              | CN        |     51200 | NS      | $43233.12     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Zhengzhou Co Ltd       | Bank of Zhengzhou Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1085141000016 | Long             | EC               | CORP              | CN        |    111937 | NS      | $39396.26     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| HBC                            | Sichuan Hebang Biotechnology Co Ltd                               | CUSIP: 000000000<br>LEI: 30030072W72E4N589G74 | Long             | EC               | CORP              | CN        |     79620 | NS      | $35818.80     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| EA                             | Eternal Asia Supply Chain Management Ltd                          | CUSIP: 000000000<br>LEI: 300300SP81PP4WDG7Z57 | Long             | EC               | CORP              | CN        |     21300 | NS      | $17109.04     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Junshi Biosciences Co | Shanghai Junshi Biosciences Co Ltd                                | CUSIP: 000000000<br>LEI: 300300L36FLCKN0WXW06 | Long             | EC               | CORP              | CN        |      7277 | NS      | $68262.70     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| WONDFO BIOTECH                 | Guangzhou Wondfo Biotech Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003000XGXAINFEXYE82 | Long             | EC               | CORP              | CN        |      5030 | NS      | $34264.06     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| XINBANG PHAR.                  | Guizhou Xinbang Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 300300V0VT8TMAY8LY93 | Long             | EC               | CORP              | CN        |     21950 | NS      | $16353.98     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LIUGONG                        | Guangxi Liugong Machinery Co Ltd                                  | CUSIP: 000000000<br>LEI: 8368002I2G890E1Y2387 | Long             | EC               | CORP              | CN        |     12720 | NS      | $11228.12     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Joincare                       | Joincare Pharmaceutical Group Industry Co Ltd                     | CUSIP: 000000000<br>LEI: 3003006PUWUKPH72TS46 | Long             | EC               | CORP              | CN        |     20644 | NS      | $35683.77     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNLORD                        | Shenzhen Sunlord Electronics Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4200 | NS      | $15115.70     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Opple Lighting Co Ltd          | Opple Lighting Co Ltd                                             | CUSIP: 000000000<br>LEI: 8368000JEBQ057H9J754 | Long             | EC               | CORP              | CN        |      4060 | NS      | $9368.63      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Securities Co Ltd      | Western Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1010661000039 | Long             | EC               | CORP              | CN        |     58800 | NS      | $53489.06     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiangcai Co Ltd                | Xiangcai Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8600 | NS      | $9690.55      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Guolian Securities Co Ltd      | Guolian Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 529900KPCMJWM8DFU805 | Long             | EC               | CORP              | CN        |     17900 | NS      | $27943.15     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TLGX                           | China Petroleum Engineering Corp                                  | CUSIP: 000000000<br>LEI: 300300U3F4XPURBR7A74 | Long             | EC               | CORP              | CN        |     51500 | NS      | $23241.49     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Autel Intelligent Technology C | Autel Intelligent Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3254 | NS      | $16532.18     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingfa Sci & Tech Co Ltd       | Kingfa Sci & Tech Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SN8W1XSX4OLL19 | Long             | EC               | CORP              | CN        |     13600 | NS      | $19416.30     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Chow Tai Seng Jewellery Co Ltd | Chow Tai Seng Jewellery Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $5061.70      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Yuntianhua Co Ltd       | Yunnan Yuntianhua Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     36700 | NS      | $110155.47    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuang-Chi Technologies Co Ltd  | Kuang-Chi Technologies Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29600 | NS      | $73680.22     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA SUNTIEN                  | China Suntien Green Energy Corp Ltd                               | CUSIP: 000000000<br>LEI: 529900JAYC5BYZPWOK13 | Long             | EC               | CORP              | CN        |      3500 | NS      | $5374.34      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Air Logistics Co Ltd   | Eastern Air Logistics Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5400 | NS      | $12284.48     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CNOOC Energy Technology & Serv | CNOOC Energy Technology & Services Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     14900 | NS      | $6618.51      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Juewei Food Co Ltd             | Juewei Food Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2800 | NS      | $22725.20     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaan Securities Co Ltd        | Huaan Securities Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300E1008234000093 | Long             | EC               | CORP              | CN        |     22400 | NS      | $15672.01     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP DEV                 | COSCO SHIPPING Development Co Ltd                                 | CUSIP: 000000000<br>LEI: 529900CWRQN9ME25NV73 | Long             | EC               | CORP              | CN        |     44900 | NS      | $16694.65     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Suzhou Co Ltd          | Bank of Suzhou Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300C1115332000047 | Long             | EC               | CORP              | CN        |     43350 | NS      | $47555.22     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Hailiang Co Ltd       | Zhejiang Hailiang Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030052QMKYS7EZTH25 | Long             | EC               | CORP              | CN        |      8400 | NS      | $14626.94     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Valin Steel Co Ltd       | Hunan Valin Steel Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003007J7HWD6GTNJ656 | Long             | EC               | CORP              | CN        |     88360 | NS      | $60190.31     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| DYDJ                           | Zhongshan Broad Ocean Motor Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33500 | NS      | $26052.84     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co Ltd  | Ningbo Deye Technology Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       600 | NS      | $30909.18     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTONE                        | Westone Information Industry Inc                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9480 | NS      | $47396.97     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Bailian Group Co Ltd  | Shanghai Bailian Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030007KUCG1HG2EP32 | Long             | EC               | CORP              | CN        |      2000 | NS      | $3173.23      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Leyard Optoelectronic Co Ltd   | Leyard Optoelectronic Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300TZ3EYOENTWR527 | Long             | EC               | CORP              | CN        |     50900 | NS      | $42329.68     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomed | Shenzhen New Industries Biomedical Engineering Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6600 | NS      | $46045.31     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| FENGHUA                        | Guangdong Fenghua Advanced Technology Holding Co Ltd              | CUSIP: 000000000<br>LEI: 300300Y5HPGKODY5W067 | Long             | EC               | CORP              | CN        |     23600 | NS      | $52147.11     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOCERA MATERIAL              | Shandong Sinocera Functional Material Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6600 | NS      | $25635.89     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Oriental Pearl Group Co Ltd    | Oriental Pearl Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300SLCK1GUH5KK558 | Long             | EC               | CORP              | CN        |     34200 | NS      | $32469.97     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Leo Group Co Ltd               | Leo Group Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33944 | NS      | $8863.61      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SRBG                           | Sichuan Road and Bridge Group Co Ltd                              | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |     35800 | NS      | $59595.12     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Changjiang Securities Co Ltd   | Changjiang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1003242000047 | Long             | EC               | CORP              | CN        |     81698 | NS      | $65159.44     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Huapont Life Sciences Co Ltd   | Huapont Life Sciences Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003009TGXJC0JJVTJ07 | Long             | EC               | CORP              | CN        |     16900 | NS      | $13119.09     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Expressway Co Ltd      | Jiangsu Expressway Co Ltd                                         | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |      3400 | NS      | $3874.58      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ZJHTC                          | Shanghai Zhangjiang High-Tech Park Development Co Ltd             | CUSIP: 000000000<br>LEI: 300300QF9LB9KZ188A33 | Long             | EC               | CORP              | CN        |     24400 | NS      | $42557.03     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| YQMY                           | Shan Xi Hua Yang Group New Energy Co Ltd                          | CUSIP: 000000000<br>LEI: 300300L5SFN6WQCTM144 | Long             | EC               | CORP              | CN        |     18600 | NS      | $44583.30     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealand Securities Co Ltd      | Sealand Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1000345000084 | Long             | EC               | CORP              | CN        |     72180 | NS      | $35749.66     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Betta Pharmaceuticals Co Ltd   | Betta Pharmaceuticals Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1900 | NS      | $13638.36     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Securities Co Ltd      | Nanjing Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1008732000033 | Long             | EC               | CORP              | CN        |     16800 | NS      | $20337.05     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Expressway Net | China Merchants Expressway Network & Technology Holdings Co Ltd   | CUSIP: 000000000<br>LEI: 300300HYECHLUO2UVU03 | Long             | EC               | CORP              | CN        |     20343 | NS      | $22691.71     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BBMG Corp                      | BBMG Corp                                                         | CUSIP: 000000000<br>LEI: 529900T6R2GKVJ9Y2J16 | Long             | EC               | CORP              | CN        |     29100 | NS      | $11026.40     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Qingdao Co Ltd         | Bank of Qingdao Co Ltd                                            | CUSIP: 000000000<br>LEI: 254900EBL1SU6XXME180 | Long             | EC               | CORP              | CN        |     37790 | NS      | $19843.04     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Yango Group Co Ltd             | Yango Group Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003007OYHGJ5APXVC69 | Long             | EC               | CORP              | CN        |     17900 | NS      | $5639.44      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Yintai Gold Co Ltd             | Yintai Gold Co Ltd                                                | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |     10856 | NS      | $22031.07     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinosoft Co Ltd                | Sinosoft Co Ltd                                                   | CUSIP: 000000000<br>LEI: 300300JOS4HGVGOAV954 | Long             | EC               | CORP              | CN        |      8280 | NS      | $34746.52     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| STEC                           | Shanghai Tunnel Engineering Co Ltd                                | CUSIP: 000000000<br>LEI: 300300MM4YQNHL44T156 | Long             | EC               | CORP              | CN        |     37500 | NS      | $29270.06     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Tech Co Ltd             | Kunlun Tech Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300AMV45UQEH2Z513 | Long             | EC               | CORP              | CN        |     16300 | NS      | $32662.69     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Transfar Zhilian Co Ltd        | Transfar Zhilian Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8100 | NS      | $6552.24      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Deppon Logistics Co Ltd        | Deppon Logistics Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1400 | NS      | $3749.12      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Teway Food Group Co Lt | Sichuan Teway Food Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4120 | NS      | $15728.20     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Fushun Special Steel Co Ltd    | Fushun Special Steel Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     44900 | NS      | $96026.08     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Oriental Energy Co Ltd         | Oriental Energy Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003001HS55ZYR50IW66 | Long             | EC               | CORP              | CN        |     26000 | NS      | $31510.90     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPCHEM                        | Shenzhen Capchem Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11840 | NS      | $66791.08     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| WANGSU                         | Wangsu Science & Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     52600 | NS      | $40981.49     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenergy Co Ltd                | Shenergy Co Ltd                                                   | CUSIP: 000000000<br>LEI: 300300PA40YYCBW4WW70 | Long             | EC               | CORP              | CN        |     40700 | NS      | $33211.76     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EWPT                           | Shenzhen Everwin Precision Technology Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10640 | NS      | $17530.87     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Chacha Food Co Ltd             | Chacha Food Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300AJZ9YPIRBJZN87 | Long             | EC               | CORP              | CN        |      1900 | NS      | $12573.28     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6118 | NS      | $51417.09     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CSBM                           | Shijiazhuang Changshan BeiMing Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 300300QMBQN1S6XBVJ04 | Long             | EC               | CORP              | CN        |      8550 | NS      | $7231.73      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinosoft Co Ltd                | Sinosoft Co Ltd                                                   | CUSIP: 000000000<br>LEI: 300300JOS4HGVGOAV954 | Long             | EC               | CORP              | CN        |      2740 | NS      | $11498.24     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIGE COMMUNICATIONS           | Guangzhou Haige Communications Group Inc Co                       | CUSIP: 000000000<br>LEI: 300300DDUUICKXUNQI85 | Long             | EC               | CORP              | CN        |     21700 | NS      | $26669.03     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| RS MACALLINE                   | Red Star Macalline Group Corp Ltd                                 | CUSIP: 000000000<br>LEI: 529900IQZ1TTPIAQWM34 | Long             | EC               | CORP              | CN        |     10000 | NS      | $6854.52      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Copper Co Ltd           | Yunnan Copper Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300BFPGI267QXCG14 | Long             | EC               | CORP              | CN        |     18500 | NS      | $31426.46     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWLAND                        | Newland Digital Technology Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300ZUFD0Z67DVAK44 | Long             | EC               | CORP              | CN        |     14700 | NS      | $27871.06     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| KAIFA                          | Shenzhen Kaifa Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     19900 | NS      | $33042.17     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuang-Chi Technologies Co Ltd  | Kuang-Chi Technologies Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13100 | NS      | $32608.48     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinolink Securities Co Ltd     | Sinolink Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300XTI3CMWAP25D43 | Long             | EC               | CORP              | CN        |     47300 | NS      | $60681.90     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SANSTEEL MINGUANG              | Sansteel Minguang Co Ltd Fujian                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7200 | NS      | $5129.39      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Junshi Biosciences Co | Shanghai Junshi Biosciences Co Ltd                                | CUSIP: 000000000<br>LEI: 300300L36FLCKN0WXW06 | Long             | EC               | CORP              | CN        |      2600 | NS      | $24389.59     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Youzu Interactive Co Ltd       | Youzu Interactive Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300DK3F0JTT5AWK11 | Long             | EC               | CORP              | CN        |      8900 | NS      | $11114.82     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Joincare                       | Joincare Pharmaceutical Group Industry Co Ltd                     | CUSIP: 000000000<br>LEI: 3003006PUWUKPH72TS46 | Long             | EC               | CORP              | CN        |     11512 | NS      | $19898.84     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINASOFT                      | China National Software & Service Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006LDUEHU3TGWS06 | Long             | EC               | CORP              | CN        |      7940 | NS      | $72904.51     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SLHC                           | Shanghai Lingang Holdings Corp Ltd                                | CUSIP: 000000000<br>LEI: 300300A3R98BIKL5XH91 | Long             | EC               | CORP              | CN        |      7300 | NS      | $13084.46     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC AEC                       | AECC Aero-Engine Control Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15400 | NS      | $59052.15     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTAI CHEMICAL              | Xinjiang Zhongtai Chemical Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003007INCLFKEH1K579 | Long             | EC               | CORP              | CN        |     25300 | NS      | $23373.90     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENCUT COAL                   | Inner Mongolia Dian Tou Energy Corp Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16300 | NS      | $31112.83     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ming Yang Smart Energy Group L | Ming Yang Smart Energy Group Ltd                                  | CUSIP: 000000000<br>LEI: 300300W76R6UJHEZL847 | Long             | EC               | CORP              | CN        |     11200 | NS      | $42549.65     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| JEREH GROUP                    | Yantai Jereh Oilfield Services Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300QPHWK638H2EU20 | Long             | EC               | CORP              | CN        |      9241 | NS      | $40982.52     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Group Inc               | Orient Group Inc                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     46500 | NS      | $17553.52     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC International China Co Ltd | BOC International China Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003007E9G154XL2PS13 | Long             | EC               | CORP              | CN        |     12600 | NS      | $20134.39     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA GRAND                    | China Grand Automotive Services Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300I3R5PWMED71U16 | Long             | EC               | CORP              | CN        |    116100 | NS      | $37071.86     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongda Xingye Co Ltd           | Hongda Xingye Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     48400 | NS      | $23353.60     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TDTEC                          | Tian Di Science & Technology Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     21500 | NS      | $16537.41     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Proya Cosmetics Co Ltd         | Proya Cosmetics Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3050 | NS      | $73401.36     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| JAC                            | Anhui Jianghuai Automobile Group Corp Ltd                         | CUSIP: 000000000<br>LEI: 300300KQABCMFKN2E931 | Long             | EC               | CORP              | CN        |     40600 | NS      | $84986.06     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Angang Steel Co Ltd            | Angang Steel Co Ltd                                               | CUSIP: 000000000<br>LEI: 213800QMMVMR3ABCKL62 | Long             | EC               | CORP              | CN        |     59200 | NS      | $23271.86     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sansure Biotech Inc            | Sansure Biotech Inc                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5592 | NS      | $20093.73     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GYFZ                           | China Green Electricity Investment of Tianjin Co Ltd              | CUSIP: 000000000<br>LEI: 3003003Q7265DHFXJU95 | Long             | EC               | CORP              | CN        |      1800 | NS      | $3734.65      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SC New Energy Technol | Shenzhen SC New Energy Technology Corp                            | CUSIP: 000000000<br>LEI: 30030050928CNGYD2N39 | Long             | EC               | CORP              | CN        |      1500 | NS      | $27354.20     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Hanrui Cobalt Co Ltd   | Nanjing Hanrui Cobalt Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1700 | NS      | $10489.82     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yangnong Chemical              | Jiangsu Yangnong Chemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1000 | NS      | $15020.33     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Expressway Co Ltd      | Jiangsu Expressway Co Ltd                                         | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |     10200 | NS      | $11623.73     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PHOENIX MEDIA                  | Jiangsu Phoenix Publishing & Media Corp Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23600 | NS      | $28267.28     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNTAK                         | Shenzhen Suntak Circuit Technology Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9800 | NS      | $14686.54     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HUATIAN TECH                   | Tianshui Huatian Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     51400 | NS      | $64264.13     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianshan Aluminum Group Co Ltd | Tianshan Aluminum Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300VE52AL1GWYFN04 | Long             | EC               | CORP              | CN        |     31200 | NS      | $31658.49     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP ENGY                | COSCO SHIPPING Energy Transportation Co Ltd                       | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |     20300 | NS      | $44307.98     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| THDB                           | Tonghua Dongbao Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     29300 | NS      | $38379.47     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Gas Corp Ltd          | Shenzhen Gas Corp Ltd                                             | CUSIP: 000000000<br>LEI: 300300FUFI5P7GG85C19 | Long             | EC               | CORP              | CN        |     13300 | NS      | $13155.70     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| By-health Co Ltd               | By-health Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6600 | NS      | $18639.17     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Gold Corp Ltd            | Hunan Gold Corp Ltd                                               | CUSIP: 000000000<br>LEI: 3003001KTZAZUA4L3K12 | Long             | EC               | CORP              | CN        |     12000 | NS      | $24284.57     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| EWPT                           | Shenzhen Everwin Precision Technology Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     13996 | NS      | $23060.34     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Angel Yeast Co Ltd             | Angel Yeast Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003002K1DZ78FXZXI48 | Long             | EC               | CORP              | CN        |      3600 | NS      | $22275.05     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytron Technology Co Ltd      | Raytron Technology Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7649 | NS      | $43963.20     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Anjoy Foods Group Co Ltd       | Anjoy Foods Group Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $71752.44     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcsoft Corp Ltd               | Arcsoft Corp Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5279 | NS      | $18204.87     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa Carbon                  | Fangda Carbon New Material Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300O5JPB0SVAI9Q63 | Long             | EC               | CORP              | CN        |     13600 | NS      | $12429.52     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Hi-speed Co Ltd       | Shandong Hi-speed Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300B9G799APH8HE50 | Long             | EC               | CORP              | CN        |      8900 | NS      | $7249.89      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd            | Sailun Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |     18900 | NS      | $25588.20     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Grandjoy Holdings Group Co Ltd | Grandjoy Holdings Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003000OOSY2EF394P04 | Long             | EC               | CORP              | CN        |     20200 | NS      | $11810.77     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| 2345 NETWORK HOLDING           | Shanghai 2345 Network Holding Group Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     23133 | NS      | $6894.15      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Topsec Technologies Group Inc  | Topsec Technologies Group Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7800 | NS      | $12397.73     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| East Group Co Ltd              | East Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 300300XAA6Q26N4RLY62 | Long             | EC               | CORP              | CN        |      7700 | NS      | $8228.40      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bohai Leasing Co Ltd           | Bohai Leasing Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300EGZP889NPOT790 | Long             | EC               | CORP              | CN        |     49200 | NS      | $16547.91     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Shimao Co Ltd         | Shanghai Shimao Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300XKEUCZP5IPO874 | Long             | EC               | CORP              | CN        |      5100 | NS      | $2178.54      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Wangfujing Group Co Ltd        | Wangfujing Group Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300BIJ7KTIPGU7663 | Long             | EC               | CORP              | CN        |     11200 | NS      | $40626.41     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Joinn Laboratories China Co Lt | Joinn Laboratories China Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4860 | NS      | $40092.78     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIFENG GOLD                   | Chifeng Jilong Gold Mining Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |      9900 | NS      | $27691.82     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinolink Securities Co Ltd     | Sinolink Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300XTI3CMWAP25D43 | Long             | EC               | CORP              | CN        |     16900 | NS      | $21681.27     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninebot Ltd                    | Ninebot Ltd                                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10722 | NS      | $50791.58     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GGEP                           | Guangxi Guiguan Electric Power Co Ltd                             | CUSIP: 000000000<br>LEI: 300300SZQP4SCND2NH61 | Long             | EC               | CORP              | CN        |     53000 | NS      | $46558.20     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Huayi Group Co Ltd    | Shanghai Huayi Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15800 | NS      | $14507.45     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytron Technology Co Ltd      | Raytron Technology Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       269 | NS      | $1546.10      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TZXP                           | Tianjin Pharmaceutical Da Re Tang Group Corp Ltd                  | CUSIP: 000000000<br>LEI: 300300KHA32RYXJS8249 | Long             | EC               | CORP              | CN        |      6762 | NS      | $29499.09     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| QINGDAO PORT                   | Qingdao Port International Co Ltd                                 | CUSIP: 000000000<br>LEI: 529900URO8Y3C7A1JM55 | Long             | EC               | CORP              | CN        |      5800 | NS      | $4658.80      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| JETSEN                         | Beijing Jetsen Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300PZ0BHFCRQWAW43 | Long             | EC               | CORP              | CN        |     27600 | NS      | $18565.94     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Inner Mongolia Dazhong Mining  | Inner Mongolia Dazhong Mining Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7500 | NS      | $15784.54     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Guiyang Co Ltd         | Bank of Guiyang Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300C1080552000050 | Long             | EC               | CORP              | CN        |      1100 | NS      | $885.13       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CNOOC Energy Technology & Serv | CNOOC Energy Technology & Services Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     50300 | NS      | $22343.02     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Financial Leasing Co L | Jiangsu Financial Leasing Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300D3002932000087 | Long             | EC               | CORP              | CN        |     17200 | NS      | $14059.85     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Yongan Futures Co Ltd          | Yongan Futures Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300E3012933000093 | Long             | EC               | CORP              | CN        |      5300 | NS      | $13192.74     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Tech Co Ltd             | Kunlun Tech Co Ltd                                                | CUSIP: 000000000<br>LEI: 300300AMV45UQEH2Z513 | Long             | EC               | CORP              | CN        |     11000 | NS      | $22042.30     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| INFORE ENVIRO                  | Infore Environment Technology Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300LL4DABSFRC8R36 | Long             | EC               | CORP              | CN        |     13200 | NS      | $9160.36      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HWHG                           | Humanwell Healthcare Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300CT1GETYDVFFG34 | Long             | EC               | CORP              | CN        |      7400 | NS      | $23576.41     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanxiang Qianchao Co Ltd       | Wanxiang Qianchao Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300WMILSKZLS04K91 | Long             | EC               | CORP              | CN        |     33100 | NS      | $24614.38     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| XINXING PIPES                  | Xinxing Ductile Iron Pipes Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300A407JW1QWEPO04 | Long             | EC               | CORP              | CN        |     33150 | NS      | $18253.45     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| State Grid Yingda Co Ltd       | State Grid Yingda Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003001FMF7ATQEFDL34 | Long             | EC               | CORP              | CN        |     54000 | NS      | $39773.22     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Dian Diagnostics Group Co Ltd  | Dian Diagnostics Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003006MMJLCVIIKTA82 | Long             | EC               | CORP              | CN        |      6840 | NS      | $26538.98     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MYGD                           | Hefei Meiya Optoelectronic Technology Inc                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7280 | NS      | $25208.72     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANDONG SHIDA SHENGHUA        | Shinghwa Advanced Material Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300BGRZ28Y1HPSP41 | Long             | EC               | CORP              | CN        |      4000 | NS      | $57248.69     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTT                            | Jiangsu Zhongtian Technology Co Ltd                               | CUSIP: 000000000<br>LEI: 3003006LG5TV3D5D3508 | Long             | EC               | CORP              | CN        |     60235 | NS      | $142670.73    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Power Technology Co Ltd  | Jinko Power Technology Co Ltd                                     | CUSIP: 000000000<br>LEI: 836800AWBRGC4VZUEZ83 | Long             | EC               | CORP              | CN        |      8800 | NS      | $6394.14      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DHC Software Co Ltd            | DHC Software Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300NIFA1100061160 | Long             | EC               | CORP              | CN        |     16200 | NS      | $13679.23     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CMPORTGROUP                    | China Merchants Port Group Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003004CZ5QRT4FIXE02 | Long             | EC               | CORP              | CN        |      1300 | NS      | $2759.97      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yoke Technology Co Ltd | Jiangsu Yoke Technology Co Ltd                                    | CUSIP: 000000000<br>LEI: 6556004F7UD5F2TVRT68 | Long             | EC               | CORP              | CN        |      2100 | NS      | $15974.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Autobio Diagnostics Co Ltd     | Autobio Diagnostics Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300HTZSCUCA32U369 | Long             | EC               | CORP              | CN        |      1800 | NS      | $15528.67     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Great Wall Securities Co | China Great Wall Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1006344000004 | Long             | EC               | CORP              | CN        |      6700 | NS      | $8291.27      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CR Double-Crane                | China Resources Double Crane Pharmaceutical Co Ltd                | CUSIP: 000000000<br>LEI: 3003008IFGE1S66ZZA20 | Long             | EC               | CORP              | CN        |      7049 | NS      | $20237.32     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubei Energy Group Co Ltd      | Hubei Energy Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300X7OMGIUK3FRJ72 | Long             | EC               | CORP              | CN        |     39500 | NS      | $24889.13     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiangcai Co Ltd                | Xiangcai Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     15400 | NS      | $17352.85     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Enlight Media Co Ltd   | Beijing Enlight Media Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001OIMLU5YWOKG42 | Long             | EC               | CORP              | CN        |     27700 | NS      | $32549.16     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Dairy & Food Co Ltd     | Bright Dairy & Food Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     11600 | NS      | $16791.43     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Luenmei Quantum Co Ltd         | Luenmei Quantum Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5240 | NS      | $5071.60      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinyu Iron & Steel Co Ltd      | Xinyu Iron & Steel Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300IV9H52BDI2RN64 | Long             | EC               | CORP              | CN        |     49300 | NS      | $30154.62     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| FULING ZHACAI                  | Chongqing Fuling Zhacai Group Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2900 | NS      | $10399.99     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianma Microelectronics Co Ltd | Tianma Microelectronics Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300KWFVVYL0LL8S83 | Long             | EC               | CORP              | CN        |      7700 | NS      | $10009.58     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Power Technology Co Ltd  | Jinko Power Technology Co Ltd                                     | CUSIP: 000000000<br>LEI: 836800AWBRGC4VZUEZ83 | Long             | EC               | CORP              | CN        |     39400 | NS      | $28628.32     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen ITG Group Corp Ltd      | Xiamen ITG Group Corp Ltd                                         | CUSIP: 000000000<br>LEI: 3003003DOW83VD8HRU16 | Long             | EC               | CORP              | CN        |      8448 | NS      | $9195.58      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sansure Biotech Inc            | Sansure Biotech Inc                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2436 | NS      | $8753.28      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Riyue Heavy Industry Co Ltd    | Riyue Heavy Industry Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2600 | NS      | $7309.50      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HXDQ                           | Hisense Visual Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2100 | NS      | $4056.08      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTAI CHEMICAL              | Xinjiang Zhongtai Chemical Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003007INCLFKEH1K579 | Long             | EC               | CORP              | CN        |     30300 | NS      | $27993.24     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongfa Technology Co Ltd       | Hongfa Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10976 | NS      | $54066.51     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Minmetals Capital Co Ltd       | Minmetals Capital Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300PHWSS7ZKSTU822 | Long             | EC               | CORP              | CN        |     63800 | NS      | $47262.95     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd            | Sailun Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |     53100 | NS      | $71890.67     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Anjoy Foods Group Co Ltd       | Anjoy Foods Group Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1100 | NS      | $24664.90     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CNS                            | China South Publishing & Media Group Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10900 | NS      | $15623.47     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HUADIAN POWER                  | Huadian Power International Corp Ltd                              | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |     21100 | NS      | $17667.05     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHXM                           | Shanghai Aiko Solar Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     20000 | NS      | $117505.98    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| SONGCHENG                      | Songcheng Performance Development Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     33700 | NS      | $67864.39     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| sinoma-int                     | Sinoma International Engineering Co                               | CUSIP: 000000000<br>LEI: 300300A8BDE5H0E13J94 | Long             | EC               | CORP              | CN        |     20750 | NS      | $27503.92     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer