# EDGAR Filing Document

**Accession Number:** 0001503345
**File Stem:** 0001503345-23-000002
**Filing Date:** 2023-2
**Character Count:** 5787
**Document Hash:** d79606dfc4329213c2843bc43cc3c682
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001503345-23-000002.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001503345-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**EFFECTIVENESS DATE**: 20230227

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WINTOUR & COMPANY, INC.
- **CENTRAL INDEX KEY:** 0001503345
- **IRS NUMBER:** 273364561
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68719
- **FILM NUMBER:** 23673022

**BUSINESS ADDRESS:**
- **STREET 1:** 213 FULTON STREET
- **CITY:** WESTBURY
- **STATE:** NY
- **ZIP:** 11590
- **BUSINESS PHONE:** 516 849 - 6148

**MAIL ADDRESS:**
- **STREET 1:** 213 FULTON STREET
- **CITY:** WESTBURY
- **STATE:** NY
- **ZIP:** 11590

### Attached PDF Documents

**Attachment 1:** `2022WCOB.pdf`

# UNITED STATES

# SECURITIES AND EXCHANGE COMMISSION

# Washington, D.C. 20549

OMB APPROVAL

OMB Number: 3235-0123

Expires: Oct. 31, 2023

Estimated average burden

hours per response: 12

# ANNUAL REPORTS

# FORM X-17A-5

# PART III

SEC FILE NUMBER

8-68719

# FACING PAGE

Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934

| FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | 12/31/22 |
| --- | --- | --- | --- |
|  | MM/DD/YY |  | MM/DD/YY |

# A. REGISTRANT IDENTIFICATION

NAME OF FIRM: WINTOUR & COMPANY, INC.

TYPE OF REGISTRANT (check all applicable boxes):

☑ Broker-dealer

☐ Security-based swap dealer

☐ Major security-based swap participant

☐ Check here if respondent is also an OTC derivatives dealer

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)

213 FULTON STREET

| (No. and Street) |  |  |
| --- | --- | --- |
| WESTBURY | NEW YORK |  |
| (City) | (State) | (Zip Code) |
| PERSON TO CONTACT WITH REGARD TO THIS FILING |  |  |
| CHRISTIAN WINTOUR | 516-535-0020 | cwintour@wintourco.com |
| (Name) | (Area Code - Telephone Number) | (Email Address) |
| B. ACCOUNTANT IDENTIFICATION |  |  |

INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*

MERCURIUS & ASSOCIATES LLP

| (Name - if individual, state last, first, and middle name) |  |  |  |
| --- | --- | --- | --- |
| A-94/8 Wazirpur Industrial Area, Main Ring Road | Delhi | India | 110052 |
| (Address) | (City) | (State) | (Zip Code) |
| 2/10/2009 |  | 3223 |  |
| (Date of Registration with PCAOB)(if applicable) |  | (PCAOB Registration Number, if applicable) |  |
| FOR OFFICIAL USE ONLY |  |  |  |

* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

# **Wintour & Company, Inc.**

# **Financial Statements and Supplemental Schedules  
Required by the U.S. Securities and Exchange Commission**

# **Including Independent Auditor's Report Thereon  
and  
Supplemental Report on Internal Controls**

For the Year-Ended December 31, 2022

*This report is deemed confidential in accordance with Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934. A statement of Financial Condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a public document.*

# Wintour & Company, Inc.

# Financial Statements

Statement of Financial Condition

As of and for the Year-Ended December 31, 2022

Assets

| Cash and Cash Equivalents | 93,594 |
| --- | --- |
| Prepaid Expenses | 450 |
| Total Assets | $94,044 |

Liabilities and Stockholder's Equity

| Current Liabilities |  |
| --- | --- |
| Accounts Payable | $2,435 |
| Total Liabilities | $2,435 |

Common Stock: 200 Shares

Authorized, 53 issued and

Outstanding, no stated value $56,001

Additional Paid-In Capital (746,605)

Retained Earnings 789,556

Net Income (7,343)

Total Shareholder's Equity $91,609

Total Liabilities and Shareholder's Equity $94,044

The accompanying notes are an integral part of these financial statements.

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001503345

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WINTOUR & COMPANY, INC.

**Business Address:** 213 FULTON STREET, WESTBURY, NY, 11590

**Contact Person:** Christian Wintour

**Contact Phone:** 5165350020

### Independent Public Accountant Identification

**Accountant Name:** Mercurius and Associates LLP

**Accountant Address:** A-94/8 Wazirpur Industrial Area, Main Ring Road, Delhi, K7, 110052

**Accountant Type:** Certified Public Accountant not resident in United States or any of its possessions

### OATH OR AFFIRMATION

I, **Christian Wintour**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WINTOUR & COMPANY, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Christian Wintour

**Title:** CEO

**Notarized:** Yes