# EDGAR Filing Document

**Accession Number:** 0000831114
**File Stem:** 0001145549-23-003250
**Filing Date:** 2023-1
**Character Count:** 84070
**Document Hash:** 3c7143444eb2adb6668e1587add8e894
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-003250.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001145549-23-003250

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB FUND, INC.
- **CENTRAL INDEX KEY:** 0000831114
- **IRS NUMBER:** 510312196
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05518
- **FILM NUMBER:** 23557297

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBB FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND INC /DE/
- **DATE OF NAME CHANGE:** 19600201

## Series and Classes Contracts Data

### Boston Partners Small Cap Value Fund II (Series ID: S000001094)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000002982 | INSTITUTIONAL | BPSIX           |
| C000002983 | INVESTOR      | BPSCX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** |
| **BOSTON PARTNERS SMALL CAP VALUE FUND II** | **BOSTON PARTNERS SMALL CAP VALUE FUND II** | **BOSTON PARTNERS SMALL CAP VALUE FUND II** |
| PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS |
| NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) |
|  | NUMBER OF |  |
|  | SHARES | VALUE |
| **COMMON STOCKS—98.1%** |  |  |
| **Communication Services—2.7%** |  |  |
| &nbsp;&nbsp;&nbsp; Gray Television, Inc. | 197692 | $2312996 |
| &nbsp;&nbsp;&nbsp; John Wiley & Sons, Inc., Class A(a) | 51077 | 2421561 |
| &nbsp;&nbsp;&nbsp; Nexstar Media Group, Inc., Class A | 52300 | 9913988 |
| &nbsp;&nbsp;&nbsp; TEGNA, Inc. | 323009 | 6376198 |
|  |  | 21024743 |
| **Consumer Discretionary—13.6%** |  |  |
| &nbsp;&nbsp;&nbsp; Beazer Homes USA, Inc.\* | 199628 | 2724922 |
| &nbsp;&nbsp;&nbsp; Buckle, Inc. (The)(a) | 95704 | 4206191 |
| &nbsp;&nbsp;&nbsp; Carriage Services, Inc. | 155349 | 3907027 |
| &nbsp;&nbsp;&nbsp; Fiesta Restaurant Group, Inc.\* | 202661 | 1321350 |
| &nbsp;&nbsp;&nbsp; Foot Locker, Inc.(a) | 120126 | 4781015 |
| &nbsp;&nbsp;&nbsp; Harley-Davidson, Inc.(a) | 312796 | 14742075 |
| &nbsp;&nbsp;&nbsp; International Game Technology PLC | 254193 | 6237896 |
| &nbsp;&nbsp;&nbsp; J Jill, Inc.\* | 97758 | 2486964 |
| &nbsp;&nbsp;&nbsp; LCI Industries(a) | 62448 | 6173609 |
| &nbsp;&nbsp;&nbsp; Petco Health & Wellness Co., Inc.\*(a) | 228974 | 2527873 |
| &nbsp;&nbsp;&nbsp; Skechers U.S.A., Inc., Class A\*(a) | 58776 | 2478584 |
| &nbsp;&nbsp;&nbsp; Standard Motor Products, Inc. | 63555 | 2441148 |
| &nbsp;&nbsp;&nbsp; Steven Madden Ltd.(a) | 182132 | 6290839 |
| &nbsp;&nbsp;&nbsp; Stride, Inc.\* | 410471 | 14534778 |
| &nbsp;&nbsp;&nbsp; Tempur Sealy International, Inc.(a) | 216530 | 6879158 |
| &nbsp;&nbsp;&nbsp; Topgolf Callaway Brands Corp.\*(a) | 553097 | 11587382 |
| &nbsp;&nbsp;&nbsp; Travel + Leisure Co. | 131098 | 5095779 |
| &nbsp;&nbsp;&nbsp; TravelCenters of America, Inc.\* | 75877 | 3881109 |
| &nbsp;&nbsp;&nbsp; Victoria's Secret & Co.\*(a) | 90225 | 4150350 |
|  |  | 106448049 |
| **Consumer Staples—0.8%** |  |  |
| &nbsp;&nbsp;&nbsp; Fresh Del Monte Produce, Inc.(a) | 173451 | 4801124 |
| &nbsp;&nbsp;&nbsp; Universal Corp.(a) | 28085 | 1598317 |
|  |  | 6399441 |
| **Energy—8.4%** |  |  |
| &nbsp;&nbsp;&nbsp; Cactus, Inc., Class A | 66094 | 3594853 |
| &nbsp;&nbsp;&nbsp; ChampionX Corp. | 221176 | 6821068 |
| &nbsp;&nbsp;&nbsp; Chord Energy Corp.(a) | 39849 | 6078168 |
| &nbsp;&nbsp;&nbsp; Delek US Holdings, Inc. | 77398 | 2397790 |
| &nbsp;&nbsp;&nbsp; Enerplus Corp.(a) | 444576 | 8260222 |
| &nbsp;&nbsp;&nbsp; Kosmos Energy Ltd.\*(a) | 873026 | 5805623 |
| &nbsp;&nbsp;&nbsp; National Energy Services Reunited Corp.\* | 312926 | 1999597 |
| &nbsp;&nbsp;&nbsp; NexTier Oilfield Solutions, Inc.\* | 433186 | 4414165 |
| &nbsp;&nbsp;&nbsp; Par Pacific Holdings, Inc.\* | 130101 | 3048266 |
| &nbsp;&nbsp;&nbsp; PDC Energy, Inc. | 38447 | 2857381 |
| &nbsp;&nbsp;&nbsp; ProPetro Holding Corp.\*(a) | 374047 | 4107036 |
| &nbsp;&nbsp;&nbsp; Viper Energy Partners LP | 293935 | 9708673 |
| &nbsp;&nbsp;&nbsp; World Fuel Services Corp.(a) | 249535 | 7099271 |
|  |  | 66192113 |
| **Financials—28.1%** |  |  |
| &nbsp;&nbsp;&nbsp; AllianceBernstein Holding LP | 70953 | 2862954 |
| &nbsp;&nbsp;&nbsp; Ameris Bancorp | 45016 | 2380446 |
| &nbsp;&nbsp;&nbsp; AMERISAFE, Inc. | 55929 | 3320505 |
| &nbsp;&nbsp;&nbsp; Ares Commercial Real Estate Corp.(a) | 106076 | 1321707 |
| &nbsp;&nbsp;&nbsp; Artisan Partners Asset Management, Inc., Class A | 33 | 1145 |
| &nbsp;&nbsp;&nbsp; Assured Guaranty Ltd. | 80114 | 5333189 |
| &nbsp;&nbsp;&nbsp; Axis Capital Holdings Ltd. | 158168 | 9104150 |
| &nbsp;&nbsp;&nbsp; BankUnited, Inc.(a) | 82553 | 3031346 |
| &nbsp;&nbsp;&nbsp; Berkshire Hills Bancorp, Inc.(a) | 101171 | 3154512 |
| &nbsp;&nbsp;&nbsp; BGC Partners, Inc., Class A | 303291 | 1307184 |
| &nbsp;&nbsp;&nbsp; Blackstone Mortgage Trust, Inc., Class A(a) | 184100 | 4652207 |
| &nbsp;&nbsp;&nbsp; Blucora, Inc.\* | 97082 | 2431904 |
| &nbsp;&nbsp;&nbsp; Diamond Hill Investment Group, Inc. | 14726 | 2620639 |
| &nbsp;&nbsp;&nbsp; Employers Holdings, Inc. | 65189 | 3029333 |
| &nbsp;&nbsp;&nbsp; Essent Group Ltd. | 64695 | 2593623 |
| &nbsp;&nbsp;&nbsp; Evercore, Inc., Class A(a) | 66796 | 7693563 |
| &nbsp;&nbsp;&nbsp; Federal Agricultural Mortgage Corp., Class C | 49619 | 6244551 |
| &nbsp;&nbsp;&nbsp; First Hawaiian, Inc. | 111483 | 2959874 |
| &nbsp;&nbsp;&nbsp; First Internet Bancorp | 59715 | 1550201 |
| &nbsp;&nbsp;&nbsp; First Merchants Corp. | 118492 | 5238531 |
| &nbsp;&nbsp;&nbsp; First Mid Bancshares, Inc.(a) | 59558 | 2063685 |
| &nbsp;&nbsp;&nbsp; FirstCash Holdings, Inc. | 32044 | 3007650 |
| &nbsp;&nbsp;&nbsp; Flushing Financial Corp. | 59248 | 1235913 |
| &nbsp;&nbsp;&nbsp; Hancock Whitney Corp.(a) | 71134 | 3900989 |
| &nbsp;&nbsp;&nbsp; Hanover Insurance Group, Inc., (The)(a) | 48475 | 7140367 |
| &nbsp;&nbsp;&nbsp; Heritage Commerce Corp. | 249203 | 3541175 |
| &nbsp;&nbsp;&nbsp; Heritage Financial Corp.(a) | 76260 | 2508954 |
| &nbsp;&nbsp;&nbsp; Hope Bancorp, Inc.(a) | 173433 | 2362157 |
| &nbsp;&nbsp;&nbsp; James River Group Holdings Ltd. | 91831 | 2205781 |
| &nbsp;&nbsp;&nbsp; Luther Burbank Corp. | 193775 | 2298171 |
| &nbsp;&nbsp;&nbsp; Merchants Bancorp(a) | 125604 | 3214206 |
| &nbsp;&nbsp;&nbsp; Nelnet, Inc., Class A | 32539 | 3206393 |
| &nbsp;&nbsp;&nbsp; OceanFirst Financial Corp. | 105780 | 2471021 |
| &nbsp;&nbsp;&nbsp; PacWest Bancorp | 210782 | 5505626 |
| &nbsp;&nbsp;&nbsp; Peapack-Gladstone Financial Corp. | 138260 | 5699077 |
| &nbsp;&nbsp;&nbsp; PennyMac Financial Services, Inc.(a) | 44943 | 2681299 |
| &nbsp;&nbsp;&nbsp; Perella Weinberg Partners | 251173 | 2403726 |
| &nbsp;&nbsp;&nbsp; PRA Group, Inc.\*(a) | 81534 | 2803139 |
| &nbsp;&nbsp;&nbsp; Preferred Bank | 64763 | 4895435 |
| &nbsp;&nbsp;&nbsp; Primis Financial Corp. | 158577 | 1958426 |
| &nbsp;&nbsp;&nbsp; RBB Bancorp | 153649 | 3452493 |
| &nbsp;&nbsp;&nbsp; Renaissance Holdings Ltd. | 15550 | 2937551 |
| &nbsp;&nbsp;&nbsp; Silvercrest Asset Management Group, Inc., Class A | 437711 | 8272738 |
| &nbsp;&nbsp;&nbsp; SLM Corp. | 899217 | 15700329 |
| &nbsp;&nbsp;&nbsp; SouthState Corp. | 53435 | 4694265 |
| &nbsp;&nbsp;&nbsp; Starwood Property Trust, Inc.(a) | 157547 | 3373081 |
| &nbsp;&nbsp;&nbsp; StoneX Group, Inc.\* | 40457 | 4105172 |
| &nbsp;&nbsp;&nbsp; Synovus Financial Corp. | 64473 | 2716247 |
| &nbsp;&nbsp;&nbsp; Umpqua Holdings Corp. | 120814 | 2448900 |
| &nbsp;&nbsp;&nbsp; Univest Financial Corp. | 90138 | 2542793 |
| &nbsp;&nbsp;&nbsp; Valley National Bancorp(a) | 499615 | 6325126 |
| &nbsp;&nbsp;&nbsp; Velocity Financial, Inc.\* | 264848 | 2693504 |
| &nbsp;&nbsp;&nbsp; Veritex Holdings, Inc. | 106826 | 3488937 |
| &nbsp;&nbsp;&nbsp; Voya Financial, Inc.(a) | 58395 | 3852902 |
| &nbsp;&nbsp;&nbsp; Walker & Dunlop, Inc. | 60507 | 5403880 |
| &nbsp;&nbsp;&nbsp; White Mountains Insurance Group Ltd. | 3827 | 5200357 |
| &nbsp;&nbsp;&nbsp; Wintrust Financial Corp.(a) | 74082 | 6773317 |
|  |  | 219916346 |
| **Health Care—5.0%** |  |  |
| &nbsp;&nbsp;&nbsp; Amedisys, Inc.\* | 43315 | 3945563 |
| &nbsp;&nbsp;&nbsp; AMN Healthcare Services, Inc.\* | 32344 | 4000953 |
| &nbsp;&nbsp;&nbsp; Brookdale Senior Living, Inc.\*(a) | 540053 | 1701167 |
| &nbsp;&nbsp;&nbsp; Envista Holdings Corp.\*(a) | 163075 | 5564119 |
| &nbsp;&nbsp;&nbsp; Haemonetics Corp.\* | 56787 | 4844499 |
| &nbsp;&nbsp;&nbsp; LHC Group, Inc.\* | 24607 | 4021030 |
| &nbsp;&nbsp;&nbsp; PetIQ, Inc.\*(a) | 208729 | 2477613 |
| &nbsp;&nbsp;&nbsp; QuidelOrtho Corp.\* | 20837 | 1825530 |
| &nbsp;&nbsp;&nbsp; R1 RCM, Inc.\* | 320373 | 2899376 |
| &nbsp;&nbsp;&nbsp; Sotera Health Co.\*(a) | 400709 | 3341913 |
| &nbsp;&nbsp;&nbsp; Syneos Health, Inc.\* | 123358 | 4352070 |
|  |  | 38973833 |
| **Industrials—21.8%** |  |  |
| &nbsp;&nbsp;&nbsp; ABM Industries, Inc.(a) | 271087 | 12789885 |
| &nbsp;&nbsp;&nbsp; Acuity Brands, Inc. | 16515 | 3109609 |
| &nbsp;&nbsp;&nbsp; Allison Transmission Holdings, Inc. | 92942 | 4163802 |
| &nbsp;&nbsp;&nbsp; Altra Industrial Motion Corp. | 84400 | 4947528 |
| &nbsp;&nbsp;&nbsp; ASGN, Inc.\*(a) | 73610 | 6669066 |
| &nbsp;&nbsp;&nbsp; Brink's Co., (The)(a) | 89975 | 5376006 |
| &nbsp;&nbsp;&nbsp; BWX Technologies, Inc. | 82105 | 4999373 |
| &nbsp;&nbsp;&nbsp; CBIZ, Inc.\* | 118413 | 5879205 |
| &nbsp;&nbsp;&nbsp; CRA International, Inc. | 82126 | 10122851 |
| &nbsp;&nbsp;&nbsp; Curtiss-Wright Corp.(a) | 62371 | 11017837 |
| &nbsp;&nbsp;&nbsp; EMCOR Group, Inc. | 43287 | 6705156 |
| &nbsp;&nbsp;&nbsp; EnerSys(a) | 48136 | 3638119 |
| &nbsp;&nbsp;&nbsp; FTI Consulting, Inc.\*(a) | 33516 | 5792235 |
| &nbsp;&nbsp;&nbsp; Heidrick & Struggles International, Inc. | 46310 | 1375407 |
| &nbsp;&nbsp;&nbsp; Hillenbrand, Inc.(a) | 113594 | 5679700 |
| &nbsp;&nbsp;&nbsp; Hub Group, Inc., Class A\* | 52020 | 4377483 |
| &nbsp;&nbsp;&nbsp; ICF International, Inc.(a) | 61523 | 6667247 |
| &nbsp;&nbsp;&nbsp; Korn/Ferry International | 101873 | 5809817 |
| &nbsp;&nbsp;&nbsp; Landstar System, Inc. | 11248 | 1945679 |
| &nbsp;&nbsp;&nbsp; LSI Industries, Inc. | 234578 | 2784441 |
| &nbsp;&nbsp;&nbsp; Masonite International Corp.\* | 30381 | 2286778 |
| &nbsp;&nbsp;&nbsp; Matrix Service Co.\* | 262066 | 1341778 |
| &nbsp;&nbsp;&nbsp; NOW, Inc.\* | 222794 | 2780469 |
| &nbsp;&nbsp;&nbsp; Resideo Technologies, Inc.\* | 425966 | 6900649 |
| &nbsp;&nbsp;&nbsp; Science Applications International Corp. | 87533 | 9638259 |
| &nbsp;&nbsp;&nbsp; Terex Corp. | 68426 | 3141438 |
| &nbsp;&nbsp;&nbsp; V2X, Inc.\* | 102422 | 4138873 |
| &nbsp;&nbsp;&nbsp; Viad Corp.\* | 118483 | 3508282 |
| &nbsp;&nbsp;&nbsp; Wabash National Corp.(a) | 162857 | 4082825 |
| &nbsp;&nbsp;&nbsp; Werner Enterprises, Inc.(a) | 67261 | 2958139 |
| &nbsp;&nbsp;&nbsp; WESCO International, Inc.\*(a) | 122736 | 15823125 |
|  |  | 170451061 |
| **Information Technology—9.3%** |  |  |
| &nbsp;&nbsp;&nbsp; Avnet, Inc.(a) | 121918 | 5507036 |
| &nbsp;&nbsp;&nbsp; Bel Fuse, Inc., Class B | 129164 | 4448408 |
| &nbsp;&nbsp;&nbsp; Belden, Inc. | 126841 | 10203090 |
| &nbsp;&nbsp;&nbsp; CommScope Holding Co., Inc.\* | 438088 | 3890221 |
| &nbsp;&nbsp;&nbsp; Concentrix Corp. | 78833 | 9647583 |
| &nbsp;&nbsp;&nbsp; IBEX Holdings Ltd.\* | 121856 | 3145103 |
| &nbsp;&nbsp;&nbsp; Insight Enterprises, Inc.\*(a) | 58337 | 6061798 |
| &nbsp;&nbsp;&nbsp; InterDigital, Inc. | 97049 | 4868948 |
| &nbsp;&nbsp;&nbsp; MAXIMUS, Inc.(a) | 28581 | 2009244 |
| &nbsp;&nbsp;&nbsp; NCR Corp.\*(a) | 138331 | 3301961 |
| &nbsp;&nbsp;&nbsp; OSI Systems, Inc.\* | 37826 | 3346844 |
| &nbsp;&nbsp;&nbsp; SMART Global Holdings, Inc.\* | 313461 | 5300626 |
| &nbsp;&nbsp;&nbsp; TD SYNNEX Corp.(a) | 26587 | 2719850 |
| &nbsp;&nbsp;&nbsp; TTEC Holdings, Inc. | 56857 | 2726293 |
| &nbsp;&nbsp;&nbsp; Ultra Clean Holdings, Inc.\*(a) | 141139 | 5028783 |
| &nbsp;&nbsp;&nbsp; Unisys Corp.\* | 64665 | 278060 |
|  |  | 72483848 |
| **Materials—6.5%** |  |  |
| &nbsp;&nbsp;&nbsp; Ashland, Inc.(a) | 29622 | 3313813 |
| &nbsp;&nbsp;&nbsp; Cabot Corp.(a) | 63175 | 4650944 |
| &nbsp;&nbsp;&nbsp; Ecovyst, Inc.\* | 344008 | 3195834 |
| &nbsp;&nbsp;&nbsp; Graphic Packaging Holding Co. | 775402 | 17818738 |
| &nbsp;&nbsp;&nbsp; Ingevity Corp.\* | 58607 | 4587170 |
| &nbsp;&nbsp;&nbsp; Mativ Holdings, Inc. | 162972 | 3384928 |
| &nbsp;&nbsp;&nbsp; Minerals Technologies, Inc. | 26895 | 1621500 |
| &nbsp;&nbsp;&nbsp; Orion Engineered Carbons SA(a) | 185988 | 3492855 |
| &nbsp;&nbsp;&nbsp; Valvoline, Inc. | 273727 | 9027516 |
|  |  | 51093298 |
| **Real Estate—1.7%** |  |  |
| &nbsp;&nbsp;&nbsp; BRT Apartments Corp. | 103613 | 2137536 |
| &nbsp;&nbsp;&nbsp; Cousins Properties, Inc.(a) | 213843 | 5641179 |
| &nbsp;&nbsp;&nbsp; Kennedy-Wilson Holdings, Inc. | 119166 | 2028205 |
| &nbsp;&nbsp;&nbsp; Spirit Realty Capital, Inc. | 89846 | 3721421 |
|  |  | 13528341 |
| **Utilities—0.2%** |  |  |
| &nbsp;&nbsp;&nbsp; Pure Cycle Corp.\* | 181183 | 1922352 |
| TOTAL COMMON STOCKS |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $571,563,899) |  | 768433425 |
| **RIGHTS—0.0%** |  |  |
| **Consumer Discretionary—0.0%** |  |  |
| &nbsp;&nbsp;&nbsp; Evercel, Inc., CVR\*‡ | 284149 | 0 |
| TOTAL RIGHTS |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $0) |  | 0 |
| **INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL—21.2%** |  |  |
| &nbsp;&nbsp;&nbsp; Mount Vernon Liquid Assets Portfolio, LLC, 4.01%(b) | 166355601 | 166355601 |
| TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING COLLATERAL |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $166,355,601) |  | 166355601 |
| **SHORT-TERM INVESTMENTS—2.1%** |  |  |
| &nbsp;&nbsp;&nbsp; Tri-State Deposit, 3.20%(b) | 13607432 | 13607432 |
| &nbsp;&nbsp;&nbsp; U.S. Bank Money Market Deposit Account, 3.50%(b) | 3077688 | 3077688 |
| TOTAL SHORT-TERM INVESTMENTS |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $16,685,120) |  | 16685120 |
| TOTAL INVESTMENTS—121.4% |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $754,604,620) |  | 951474146 |
| LIABILITIES IN EXCESS OF OTHER ASSETS—(21.4)% |  | (167925718) |
| NET ASSETS—100.0% |  | $783548428 |

---

---

| | |
|:---|:---|
| PLC | Public Limited Company |
| LP | Limited Partnership |
| CVR | Contingent Value Right |
| \* | Non-income producing. |
| (a) | All or a portion of the security is on loan. At November 30, 2022, the market value of securities on loan was $165,634,859. |
| (b) | The rate shown is as of November 30, 2022. |
| ‡ | Security has been valued at fair market value using significant unobservable inputs as determined in good faith by or under the direction of The RBB Fund, Inc.'s Board of Directors. <br> As of November 30, 2022, these securities amounted to $0 or 0.0% of net assets. |
| Industry classifications may be different than those used for compliance monitoring purposes. | Industry classifications may be different than those used for compliance monitoring purposes. |

---

------

---

| |
|:---|
| **BOSTON PARTNERS INVESTMENT FUNDS** |
| **BOSTON PARTNERS SMALL CAP VALUE FUND II** |
| **NOTES TO PORTFOLIO OF INVESTMENTS** |
| **NOVEMBER 30, 2022 (UNAUDITED)** |

---

**PORTFOLIO VALUATION** — The Boston Partners Small Cap Value Fund's (the "Fund") net asset value ("NAV") is calculated once daily at the close of regular trading hours on the New York Stock Exchange ("NYSE") (generally 4:00 p.m. Eastern time) on each day the NYSE is open. Securities held by the Fund are valued using the closing price or the last sale price on a national securities exchange or the National Association of Securities Dealers Automatic Quotation System ("NASDAQ") market system where they are primarily traded. Equity securities traded in the over-the-counter ("OTC") market are valued at their closing prices. If there were no transactions on that day, securities traded principally on an exchange or on NASDAQ will be valued at the mean of the last bid and ask prices prior to the market close. Fixed income securities are valued using an independent pricing service, which considers such factors as security prices, yields, maturities and ratings, and are deemed representative of market values at the close of the market. Foreign securities are valued based on prices from the primary market in which they are traded, and are translated from the local currency into U.S. dollars using current exchange rates. Investments in other open-end investment companies, if any, are valued based on the NAV of the investment companies (which may use fair value pricing as disclosed in their prospectuses). Options for which the primary market is a national securities exchange are valued at the last sale price on the exchange on which they are traded, or, in the absence of any sale, will be valued at the mean of the last bid and ask prices prior to the market close. Options not traded on a national securities exchange are valued at the last quoted bid price for long option positions and the closing ask price for short option positions. If market quotations are unavailable or deemed unreliable, securities will be valued in accordance with procedures adopted by the Company's Board of Directors (the "Board"). Relying on prices supplied by pricing services or dealers or using fair valuation may result in values that are higher or lower than the values used by other investment companies and investors to price the same investments. Such procedures use fundamental valuation methods, which may include, but are not limited to, an analysis of the effect of any restrictions on the resale of the security, industry analysis and trends, significant changes in the issuer's financial position, and any other event which could have a significant impact on the value of the security. Determination of fair value involves subjective judgment as the actual market value of a particular security can be established only by negotiations between the parties in a sales transaction, and the difference between the recorded fair value and the value that would be received in a sale could be significant. The Fund may use fair value pricing more frequently for securities traded primarily in non-U.S. markets because, among other things, most foreign markets close well before the Fund values its securities, generally as of 4:00 p.m. Eastern time. The earlier close of these foreign markets gives rise to the possibility that significant events, including broad market moves, government actions or pronouncements, aftermarket trading, or news events may have occurred in the interim. To account for this, the Fund may value foreign securities using fair value prices based on third-party vendor modeling tools (international fair value pricing).

**FAIR VALUE MEASUREMENTS** — The inputs and valuation techniques used to measure fair value of the Fund's investments are summarized into three levels as described in the hierarchy below:

---

| |
|:---|
| • Level 1 — Prices are determined using quoted prices in active markets for identical securities.<br> • Level 2 — Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) |
| • Level 3 — Prices are determined using significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). |
| The inputs or methodologies used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. |
| The following is a summary of the inputs used, as of November 30, 2022, in valuing the Fund's investments carried at fair value: |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
|  | **TOTAL** | **LEVEL 1** | **LEVEL 2** | **LEVEL 3** |  | **INVESTMENTS MEASURED AT NET ASSET VALUE\*** |
| Common Stock |  |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Communication Services | $21024743 | $21024743 | $- | $- |  | $- |
| &nbsp;&nbsp;&nbsp;&nbsp; Consumer Discretionary | 106448049 | 106448049 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Consumer Staples | 6399441 | 6399441 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Energy | 66192113 | 66192113 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Financials | 219916346 | 219916346 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Health Care | 38973833 | 38973833 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Industrials | 170451061 | 170451061 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Information Technology | 72483848 | 72483848 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Materials | 51093298 | 51093298 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Real Estate | 13528341 | 13528341 | - | - |  | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Utilities | 1922352 | 1922352 | - | - |  | - |
| &nbsp;&nbsp;&nbsp; Rights | - | - | - | - | \*\* | - |
| &nbsp;&nbsp;&nbsp; Investments Purchased with Proceeds from Securities Lending Collateral | 166355601 | - | - | - |  | 166355601 |
| &nbsp;&nbsp;&nbsp; Short-Term Investments | 16685120 | 3077688<br>| 13607432<br>| - |  | - |
| Total Assets | $951474146 | $771511113 | $13607432 | $- |  | $166355601 |

---

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| |
|:---|
| \* Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy included to reconcile to the amounts presented in the Portfolio of Investments.<br> \*\* Value equals zero as of the end of the reporting period.  |
| \* Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been categorized in the fair value hierarchy included to reconcile to the amounts presented in the Portfolio of Investments.<br> \*\* Value equals zero as of the end of the reporting period.  |

---

---

| |
|:---|
| At the end of each quarter, management evaluates the classification of Levels 1, 2 and 3 assets and liabilities. Various factors are considered, such as changes in liquidity from the prior reporting period; whether or not a broker is willing to execute at the quoted price; the depth and consistency of prices from third party pricing services; and the existence of contemporaneous, observable trades in the market. Additionally, management evaluates the classification of Level 1, 2 and 3 assets and liabilities on a quarterly basis for changes in listings or delistings on national exchanges. |
| Due to the inherent uncertainty of determining the fair value of investments that do not have a readily available market value, the fair value of the Fund's investments may fluctuate from period to period. Additionally, the fair value of investments may differ significantly from the values that would have been used had a ready market existed for such investments and may differ materially from the values the Fund may ultimately realize. Further, such investments may be subject to legal and other restrictions on resale or otherwise less liquid than publicly traded securities. |

---

---

| |
|:---|
| For fair valuations using significant unobservable inputs, U.S. generally accepted accounting principles ("U.S. GAAP") requires the Fund to present a reconciliation of the beginning to ending balances for reported market values that presents changes attributable to total realized and unrealized gains or losses, purchase and sales, and transfers in and out of Level 3 during the period. Transfers in and out between levels are based on values at the end of the period. A reconciliation of Level 3 investments is presented only when the Fund had an amount of Level 3 investments at the end of the reporting period that was meaningful in relation to its net assets. The amounts and reasons for all Level 3 transfers are disclosed if the Fund had an amount of tota Level 3 transfers during the reporting period that was meaningful in relation to its net assets as of the end of the reporting period. |
| For the period ended November 30, 2022, the Fund had no significant Level 3 transfers. |
| For more information with regard to significant accounting policies, see the most recent semi-annual or annual report filed with the Securities and Exchange Commission. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund, Inc.

- **b. Investment Company Act file number:** 811-05518

- **c. CIK number of Registrant:** 0000831114

- **d. LEI of Registrant:** 5493005KKD0GVHSW0D29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-5366

**Item A.2. Information about the Series.**

- **a. Name of Series:** Boston Partners Small Cap Value Fund II

- **b. EDGAR series identifier (if any):** S000001094

- **c. LEI of Series:** 549300EE05OFMWYSCJ83

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $954709852.01

**Total Liabilities:** $168813809.63

**Net Assets:** $785896042.38

**Cash Not Reported:** $20028.50

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002982 | -10.07%              | 11.84%               | 3.32%                |
| Class ID C000002983 | -10.11%              | 11.84%               | 3.31%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $12051997.52             | $-90408277.87                              |
| Month 2  | $2828437.88              | $78246017.21                               |
| Month 3  | $-12416043.84            | $37056665.29                               |

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Beazer Homes USA Inc                      | Beazer Homes USA Inc                      | CUSIP: 07556Q881<br>LEI: 549300DUPYT2T0F60I45 | Long             | EC               | CORP              | US        |    199628 | NS      | $2724922.20   | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Bel Fuse Inc                              | Bel Fuse Inc                              | CUSIP: 077347300<br>LEI: 2549009L4XYDBRRY6X39 | Long             | EC               | CORP              | US        |    129164 | NS      | $4448408.16   | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Belden Inc                                | Belden Inc                                | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |    126841 | NS      | $10203090.04  | 1.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Berkshire Hills Bancorp Inc               | Berkshire Hills Bancorp Inc               | CUSIP: 084680107<br>LEI: 549300AS2OC6UMMBNO37 | Long             | EC               | CORP              | US        |    101171 | NS      | $3154511.78   | 0.40%             |  |  |  | No            | 1                  | On Loan: —       |
| Blackstone Mortgage Trust Inc             | Blackstone Mortgage Trust Inc             | CUSIP: 09257W100<br>LEI: 549300OLDJ20R2Y2UW20 | Long             | EC               | CORP              | US        |    184100 | NS      | $4652207.00   | 0.59%             |  |  |  | No            | 1                  | On Loan: —       |
| Blucora Inc                               | Blucora Inc                               | CUSIP: 095229100<br>LEI: 5299001IO03J69IP6L77 | Long             | EC               | CORP              | US        |     97082 | NS      | $2431904.10   | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Brink's Co/The                            | Brink's Co/The                            | CUSIP: 109696104<br>LEI: XFP140TFNOQMIVFTVQ13 | Long             | EC               | CORP              | US        |     89975 | NS      | $5376006.25   | 0.68%             |  |  |  | No            | 1                  | On Loan: —       |
| Brookdale Senior Living Inc               | Brookdale Senior Living Inc               | CUSIP: 112463104<br>LEI: LH7MQB13NWY7CJ9VC445 | Long             | EC               | CORP              | US        |    540053 | NS      | $1701166.95   | 0.22%             |  |  |  | No            | 1                  | On Loan: —       |
| Buckle Inc/The                            | Buckle Inc/The                            | CUSIP: 118440106<br>LEI: 5299007IU0461T3GDL34 | Long             | EC               | CORP              | US        |     95704 | NS      | $4206190.80   | 0.54%             |  |  |  | No            | 1                  | On Loan: —       |
| CBIZ Inc                                  | CBIZ Inc                                  | CUSIP: 124805102<br>LEI: 529900D5X8CFM8O1N813 | Long             | EC               | CORP              | US        |    118413 | NS      | $5879205.45   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| CRA International Inc                     | CRA International Inc                     | CUSIP: 12618T105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     82126 | NS      | $10122850.76  | 1.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Cabot Corp                                | Cabot Corp                                | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               | CORP              | US        |     63175 | NS      | $4650943.50   | 0.59%             |  |  |  | No            | 1                  | On Loan: —       |
| Cactus Inc                                | Cactus Inc                                | CUSIP: 127203107<br>LEI: 549300J3T8C9F8QFKV08 | Long             | EC               | CORP              | US        |     66094 | NS      | $3594852.66   | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Topgolf Callaway Brands Corp              | Topgolf Callaway Brands Corp              | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |    553097 | NS      | $11587382.15  | 1.47%             |  |  |  | No            | 1                  | On Loan: —       |
| Carriage Services Inc                     | Carriage Services Inc                     | CUSIP: 143905107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    155349 | NS      | $3907027.35   | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| ChampionX Corp                            | ChampionX Corp                            | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |    221176 | NS      | $6821067.84   | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| CommScope Holding Co Inc                  | CommScope Holding Co Inc                  | CUSIP: 20337X109<br>LEI: 254900AW4CEPCQWSRI58 | Long             | EC               | CORP              | US        |    438088 | NS      | $3890221.44   | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Concentrix Corp                           | Concentrix Corp                           | CUSIP: 20602D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78833 | NS      | $9647582.48   | 1.23%             |  |  |  | No            | 1                  | On Loan: No      |
| QuidelOrtho Corp                          | QuidelOrtho Corp                          | CUSIP: 219798105<br>LEI: 549300YU8CMO9HF53113 | Long             | EC               | CORP              | US        |     20837 | NS      | $1825529.57   | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| Cousins Properties Inc                    | Cousins Properties Inc                    | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |    213843 | NS      | $5641178.34   | 0.72%             |  |  |  | No            | 1                  | On Loan: —       |
| Curtiss-Wright Corp                       | Curtiss-Wright Corp                       | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |     62371 | NS      | $11017837.15  | 1.40%             |  |  |  | No            | 1                  | On Loan: —       |
| Delek US Holdings Inc                     | Delek US Holdings Inc                     | CUSIP: 24665A103<br>LEI: 5493003O53JMENV1N385 | Long             | EC               | CORP              | US        |     77398 | NS      | $2397790.04   | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Diamond Hill Investment Group             | Diamond Hill Investment Group Inc         | CUSIP: 25264R207<br>LEI: 549300AQ6779A0B7VZ57 | Long             | EC               | CORP              | US        |     14726 | NS      | $2620638.96   | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Ecovyst Inc                               | Ecovyst Inc                               | CUSIP: 27923Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    344008 | NS      | $3195834.32   | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| EMCOR Group Inc                           | EMCOR Group Inc                           | CUSIP: 29084Q100<br>LEI: 529900X0SQJB2J7YDU43 | Long             | EC               | CORP              | US        |     43287 | NS      | $6705156.30   | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Employers Holdings Inc                    | Employers Holdings Inc                    | CUSIP: 292218104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65189 | NS      | $3029332.83   | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| EnerSys                                   | EnerSys                                   | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |     48136 | NS      | $3638118.88   | 0.46%             |  |  |  | No            | 1                  | On Loan: —       |
| Enerplus Corp                             | Enerplus Corp                             | CUSIP: 292766102<br>LEI: 549300OEXJU0X6FYBQ42 | Long             | EC               | CORP              | CA        |    444576 | NS      | $8260222.08   | 1.05%             |  |  |  | No            | 1                  | On Loan: —       |
| Envista Holdings Corp                     | Envista Holdings Corp                     | CUSIP: 29415F104<br>LEI: 549300BX623VURJZ5269 | Long             | EC               | CORP              | US        |    163075 | NS      | $5564119.00   | 0.71%             |  |  |  | No            | 1                  | On Loan: —       |
| Evercore Inc                              | Evercore Inc                              | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     66796 | NS      | $7693563.28   | 0.98%             |  |  |  | No            | 1                  | On Loan: —       |
| FTI Consulting Inc                        | FTI Consulting Inc                        | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |     33516 | NS      | $5792235.12   | 0.74%             |  |  |  | No            | 1                  | On Loan: —       |
| Farmer Mac                                | Federal Agricultural Mortgage Corp        | CUSIP: 313148306<br>LEI: 549300MS654K78GYF580 | Long             | EC               | CORP              | US        |     49619 | NS      | $6244551.15   | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| Fiesta Restaurant Group Inc               | Fiesta Restaurant Group Inc               | CUSIP: 31660B101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    202661 | NS      | $1321349.72   | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| First Hawaiian Inc                        | First Hawaiian Inc                        | CUSIP: 32051X108<br>LEI: 5493002DJSH46F5OLV06 | Long             | EC               | CORP              | US        |    111483 | NS      | $2959873.65   | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| First Internet Bancorp                    | First Internet Bancorp                    | CUSIP: 320557101<br>LEI: 549300T25MP2M92XU194 | Long             | EC               | CORP              | US        |     59715 | NS      | $1550201.40   | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| First Merchants Corp                      | First Merchants Corp                      | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |    118492 | NS      | $5238531.32   | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| First Mid Bancshares Inc                  | First Mid Bancshares Inc                  | CUSIP: 320866106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     59558 | NS      | $2063684.70   | 0.26%             |  |  |  | No            | 1                  | On Loan: —       |
| Wabash National Corp                      | Wabash National Corp                      | CUSIP: 929566107<br>LEI: 5299004ZAWHQZI5XO485 | Long             | EC               | CORP              | US        |    162857 | NS      | $4082824.99   | 0.52%             |  |  |  | No            | 1                  | On Loan: —       |
| FirstCash Holdings Inc                    | FirstCash Holdings Inc                    | CUSIP: 33768G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32044 | NS      | $3007649.84   | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| Flushing Financial Corp                   | Flushing Financial Corp                   | CUSIP: 343873105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     59248 | NS      | $1235913.28   | 0.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Foot Locker Inc                           | Foot Locker Inc                           | CUSIP: 344849104<br>LEI: 549300X383CBNP6MTV94 | Long             | EC               | CORP              | US        |    120126 | NS      | $4781014.80   | 0.61%             |  |  |  | No            | 1                  | On Loan: —       |
| Graphic Packaging Holding Co              | Graphic Packaging Holding Co              | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    775402 | NS      | $17818737.96  | 2.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Gray Television Inc                       | Gray Television Inc                       | CUSIP: 389375106<br>LEI: 529900TM5726KDN7UU35 | Long             | EC               | CORP              | US        |    197692 | NS      | $2312996.40   | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Haemonetics Corp                          | Haemonetics Corp                          | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     56787 | NS      | $4844498.97   | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Walker & Dunlop Inc                       | Walker & Dunlop Inc                       | CUSIP: 93148P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60507 | NS      | $5403880.17   | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Werner Enterprises Inc                    | Werner Enterprises Inc                    | CUSIP: 950755108<br>LEI: 549300P6XRGOCHHJST37 | Long             | EC               | CORP              | US        |     67261 | NS      | $2958138.78   | 0.38%             |  |  |  | No            | 1                  | On Loan: —       |
| WESCO International Inc                   | WESCO International Inc                   | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |    122736 | NS      | $15823125.12  | 2.01%             |  |  |  | No            | 1                  | On Loan: —       |
| John Wiley & Sons Inc                     | John Wiley & Sons Inc                     | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |     51077 | NS      | $2421560.57   | 0.31%             |  |  |  | No            | 1                  | On Loan: —       |
| Tri-State Deposit                         | Tri-State Deposit                         | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | CORP              | US        |  13607432 | PA      | $13607432.29  | 1.73%             | 2050-01-01      | Variable      | 3.20%                 | No            | 2                  | On Loan: No      |
| Wintrust Financial Corp                   | Wintrust Financial Corp                   | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     74082 | NS      | $6773317.26   | 0.86%             |  |  |  | No            | 1                  | On Loan: —       |
| Hancock Whitney Corp                      | Hancock Whitney Corp                      | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     71134 | NS      | $3900988.56   | 0.50%             |  |  |  | No            | 1                  | On Loan: —       |
| Hanover Insurance Group Inc/Th            | Hanover Insurance Group Inc/The           | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |     48475 | NS      | $7140367.50   | 0.91%             |  |  |  | No            | 1                  | On Loan: —       |
| World Fuel Services Corp                  | World Fuel Services Corp                  | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |    249535 | NS      | $7099270.75   | 0.90%             |  |  |  | No            | 1                  | On Loan: —       |
| EVERCEL INC CVR                           | EVERCEL INC CVR                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    284149 | NS      | $0.00         | 0.00%             |  |  |  | No            | 2                  | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        | 166355601 | NS      | $166355601.01 | 21.17%            |  |  |  | No            | N/A                | On Loan: No      |
| Assured Guaranty Ltd                      | Assured Guaranty Ltd                      | CUSIP: N/A<br>LEI: 549300BBOQUJEPH87M14       | Long             | EC               | CORP              | BM        |     80114 | NS      | $5333188.98   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Axis Capital Holdings Ltd                 | Axis Capital Holdings Ltd                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BM        |    158168 | NS      | $9104150.08   | 1.16%             |  |  |  | No            | 1                  | On Loan: No      |
| Essent Group Ltd                          | Essent Group Ltd                          | CUSIP: N/A<br>LEI: 254900QUO860OUT6ZF83       | Long             | EC               | CORP              | US        |     64695 | NS      | $2593622.55   | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Fresh Del Monte Produce Inc               | Fresh Del Monte Produce Inc               | CUSIP: N/A<br>LEI: 529900I72V9F0FEZR228       | Long             | EC               | CORP              | US        |    173451 | NS      | $4801123.68   | 0.61%             |  |  |  | No            | 1                  | On Loan: —       |
| IBEX Holdings Ltd                         | IBEX Holdings Ltd                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    121856 | NS      | $3145103.36   | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Harley-Davidson Inc                       | Harley-Davidson Inc                       | CUSIP: 412822108<br>LEI: ZDNAWZWXIKMWI51R2A08 | Long             | EC               | CORP              | US        |    312796 | NS      | $14742075.48  | 1.88%             |  |  |  | No            | 1                  | On Loan: —       |
| Heidrick & Struggles Internati            | Heidrick & Struggles International Inc    | CUSIP: 422819102<br>LEI: 5493006284N2J367VB57 | Long             | EC               | CORP              | US        |     46310 | NS      | $1375407.00   | 0.18%             |  |  |  | No            | 1                  | On Loan: No      |
| International Game Technology             | International Game Technology PLC         | CUSIP: N/A<br>LEI: 549300UQ6KHRCZDRGZ76       | Long             | EC               | CORP              | US        |    254193 | NS      | $6237896.22   | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| James River Group Holdings Ltd            | James River Group Holdings Ltd            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BM        |     91831 | NS      | $2205780.62   | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| Heritage Commerce Corp                    | Heritage Commerce Corp                    | CUSIP: 426927109<br>LEI: 549300CLIS851ELSR406 | Long             | EC               | CORP              | US        |    249203 | NS      | $3541174.63   | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Heritage Financial Corp/WA                | Heritage Financial Corp/WA                | CUSIP: 42722X106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     76260 | NS      | $2508954.00   | 0.32%             |  |  |  | No            | 1                  | On Loan: —       |
| National Energy Services Reuni            | National Energy Services Reunited Corp    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    312926 | NS      | $1999597.14   | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| RenaissanceRe Holdings Ltd                | RenaissanceRe Holdings Ltd                | CUSIP: N/A<br>LEI: EK6GB9U3U58PDI411C94       | Long             | EC               | CORP              | BM        |     15550 | NS      | $2937550.50   | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Hillenbrand Inc                           | Hillenbrand Inc                           | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |    113594 | NS      | $5679700.00   | 0.72%             |  |  |  | No            | 1                  | On Loan: —       |
| Hope Bancorp Inc                          | Hope Bancorp Inc                          | CUSIP: 43940T109<br>LEI: 549300UTF4QGMBHIZ219 | Long             | EC               | CORP              | US        |    173433 | NS      | $2362157.46   | 0.30%             |  |  |  | No            | 1                  | On Loan: —       |
| Hub Group Inc                             | Hub Group Inc                             | CUSIP: 443320106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     52020 | NS      | $4377483.00   | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| ICF International Inc                     | ICF International Inc                     | CUSIP: 44925C103<br>LEI: 5493003KYFDDC5B3WY64 | Long             | EC               | CORP              | US        |     61523 | NS      | $6667247.51   | 0.85%             |  |  |  | No            | 1                  | On Loan: —       |
| Ingevity Corp                             | Ingevity Corp                             | CUSIP: 45688C107<br>LEI: 5493009UTFC4B5IMGF87 | Long             | EC               | CORP              | US        |     58607 | NS      | $4587169.89   | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Insight Enterprises Inc                   | Insight Enterprises Inc                   | CUSIP: 45765U103<br>LEI: 529900S8991TYW6YP792 | Long             | EC               | CORP              | US        |     62831 | NS      | $6528769.21   | 0.83%             |  |  |  | No            | 1                  | On Loan: —       |
| SMART Global Holdings Inc                 | SMART Global Holdings Inc                 | CUSIP: N/A<br>LEI: 529900RDGHQY8XKXPN14       | Long             | EC               | CORP              | US        |    313461 | NS      | $5300625.51   | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| White Mountains Insurance Grou            | White Mountains Insurance Group Ltd       | CUSIP: N/A<br>LEI: 549300N3FL068JERBG02       | Long             | EC               | CORP              | US        |      3827 | NS      | $5200357.22   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| InterDigital Inc                          | InterDigital Inc                          | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97049 | NS      | $4868948.33   | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| J Jill Inc                                | J Jill Inc                                | CUSIP: 46620W201<br>LEI: 529900I19PJIF8MIDL12 | Long             | EC               | CORP              | US        |     97758 | NS      | $2486963.52   | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Orion Engineered Carbons SA               | Orion Engineered Carbons SA               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | LU        |    185988 | NS      | $3492854.64   | 0.44%             |  |  |  | No            | 1                  | On Loan: —       |
| Kennedy-Wilson Holdings Inc               | Kennedy-Wilson Holdings Inc               | CUSIP: 489398107<br>LEI: 549300MOI1T78144X610 | Long             | EC               | CORP              | US        |    119166 | NS      | $2028205.32   | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| Korn Ferry                                | Korn Ferry                                | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |    101873 | NS      | $5809817.19   | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Kosmos Energy Ltd                         | Kosmos Energy Ltd                         | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |    873026 | NS      | $5805622.90   | 0.74%             |  |  |  | No            | 1                  | On Loan: —       |
| LHC Group Inc                             | LHC Group Inc                             | CUSIP: 50187A107<br>LEI: 5299009NPLWAMRQYZX73 | Long             | EC               | CORP              | US        |     24607 | NS      | $4021029.87   | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| LCI Industries                            | LCI Industries                            | CUSIP: 50189K103<br>LEI: 549300E1B98YNJ1WIQ04 | Long             | EC               | CORP              | US        |     62448 | NS      | $6173609.28   | 0.79%             |  |  |  | No            | 1                  | On Loan: —       |
| LSI Industries Inc                        | LSI Industries Inc                        | CUSIP: 50216C108<br>LEI: 529900HY42OANH6BVT33 | Long             | EC               | CORP              | US        |    234578 | NS      | $2784440.86   | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Landstar System Inc                       | Landstar System Inc                       | CUSIP: 515098101<br>LEI: 254900CUQXQRL09MEI52 | Long             | EC               | CORP              | US        |     11248 | NS      | $1945679.04   | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Luther Burbank Corp                       | Luther Burbank Corp                       | CUSIP: 550550107<br>LEI: 5493007YRUZ4ZDZM0J48 | Long             | EC               | CORP              | US        |    193775 | NS      | $2298171.50   | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Steven Madden Ltd                         | Steven Madden Ltd                         | CUSIP: 556269108<br>LEI: 549300Z9GZ7GYJWSGF43 | Long             | EC               | CORP              | US        |    182132 | NS      | $6290839.28   | 0.80%             |  |  |  | No            | 1                  | On Loan: —       |
| Masonite International Corp               | Masonite International Corp               | CUSIP: 575385109<br>LEI: 549300H0H07ZFT4JYM32 | Long             | EC               | CORP              | US        |     30381 | NS      | $2286777.87   | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Matrix Service Co                         | Matrix Service Co                         | CUSIP: 576853105<br>LEI: 529900VYBKSX6HD2YW58 | Long             | EC               | CORP              | US        |    262066 | NS      | $1341777.92   | 0.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Maximus Inc                               | Maximus Inc                               | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     28581 | NS      | $2009244.30   | 0.26%             |  |  |  | No            | 1                  | On Loan: —       |
| Merchants Bancorp/IN                      | Merchants Bancorp/IN                      | CUSIP: 58844R108<br>LEI: 54930008Y0GPVLF81889 | Long             | EC               | CORP              | US        |    125604 | NS      | $3214206.36   | 0.41%             |  |  |  | No            | 1                  | On Loan: —       |
| Minerals Technologies Inc                 | Minerals Technologies Inc                 | CUSIP: 603158106<br>LEI: 549300D3I1QU67GP6403 | Long             | EC               | CORP              | US        |     26895 | NS      | $1621499.55   | 0.21%             |  |  |  | No            | 1                  | On Loan: No      |
| NCR Corp                                  | NCR Corp                                  | CUSIP: 62886E108<br>LEI: 549300YKTY8JX1DV2R67 | Long             | EC               | CORP              | US        |    138331 | NS      | $3301960.97   | 0.42%             |  |  |  | No            | 1                  | On Loan: —       |
| Nelnet Inc                                | Nelnet Inc                                | CUSIP: 64031N108<br>LEI: 549300T6B0Q52I6OM558 | Long             | EC               | CORP              | US        |     32539 | NS      | $3206393.06   | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| NexTier Oilfield Solutions Inc            | NexTier Oilfield Solutions Inc            | CUSIP: 65290C105<br>LEI: 529900L27H2D4QT0IT24 | Long             | EC               | CORP              | US        |    433186 | NS      | $4414165.34   | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Nexstar Media Group Inc                   | Nexstar Media Group Inc                   | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     52300 | NS      | $9913988.00   | 1.26%             |  |  |  | No            | 1                  | On Loan: No      |
| NOW Inc                                   | NOW Inc                                   | CUSIP: 67011P100<br>LEI: 549300AVH5SOCFVVDW91 | Long             | EC               | CORP              | US        |    222794 | NS      | $2780469.12   | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| OSI Systems Inc                           | OSI Systems Inc                           | CUSIP: 671044105<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | EC               | CORP              | US        |     37826 | NS      | $3346844.48   | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Chord Energy Corp                         | Chord Energy Corp                         | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |     39849 | NS      | $6078167.97   | 0.77%             |  |  |  | No            | 1                  | On Loan: —       |
| OceanFirst Financial Corp                 | OceanFirst Financial Corp                 | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105780 | NS      | $2471020.80   | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| PDC Energy Inc                            | PDC Energy Inc                            | CUSIP: 69327R101<br>LEI: 5493008W8H2T511J5Y59 | Long             | EC               | CORP              | US        |     38447 | NS      | $2857381.04   | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| PRA Group Inc                             | PRA Group Inc                             | CUSIP: 69354N106<br>LEI: 549300Q5HW3JSSB86K27 | Long             | EC               | CORP              | US        |     81534 | NS      | $2803138.92   | 0.36%             |  |  |  | No            | 1                  | On Loan: —       |
| PacWest Bancorp                           | PacWest Bancorp                           | CUSIP: 695263103<br>LEI: 549300YI8VMFO7G36V04 | Long             | EC               | CORP              | US        |    210782 | NS      | $5505625.84   | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Par Pacific Holdings Inc                  | Par Pacific Holdings Inc                  | CUSIP: 69888T207<br>LEI: 549300BTNS7MHSHRLR55 | Long             | EC               | CORP              | US        |    130101 | NS      | $3048266.43   | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Peapack-Gladstone Financial Co            | Peapack-Gladstone Financial Corp          | CUSIP: 704699107<br>LEI: 549300G8DN2UK8K0ET30 | Long             | EC               | CORP              | US        |    138260 | NS      | $5699077.20   | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| PennyMac Financial Services In            | PennyMac Financial Services Inc           | CUSIP: 70932M107<br>LEI: 549300W1D516HBDEU871 | Long             | EC               | CORP              | US        |     44943 | NS      | $2681299.38   | 0.34%             |  |  |  | No            | 1                  | On Loan: —       |
| Perella Weinberg Partners                 | Perella Weinberg Partners                 | CUSIP: 71367G102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    251173 | NS      | $2403725.61   | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Petco Health & Wellness Co Inc            | Petco Health & Wellness Co Inc            | CUSIP: 71601V105<br>LEI: 2549007TYGV6RVSE9M61 | Long             | EC               | CORP              | US        |    228974 | NS      | $2527872.96   | 0.32%             |  |  |  | No            | 1                  | On Loan: —       |
| PetIQ Inc                                 | PetIQ Inc                                 | CUSIP: 71639T106<br>LEI: 549300GROACFGKVYOX14 | Long             | EC               | CORP              | US        |    208729 | NS      | $2477613.23   | 0.32%             |  |  |  | No            | 1                  | On Loan: —       |
| Preferred Bank/Los Angeles CA             | Preferred Bank/Los Angeles CA             | CUSIP: 740367404<br>LEI: 5493007K6HGI9G0ECX16 | Long             | EC               | CORP              | US        |     64763 | NS      | $4895435.17   | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Primis Financial Corp                     | Primis Financial Corp                     | CUSIP: 74167B109<br>LEI: 549300JNX3M2EENG1F11 | Long             | EC               | CORP              | US        |    158577 | NS      | $1958425.95   | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| ProPetro Holding Corp                     | ProPetro Holding Corp                     | CUSIP: 74347M108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    374047 | NS      | $4107036.06   | 0.52%             |  |  |  | No            | 1                  | On Loan: —       |
| Pure Cycle Corp                           | Pure Cycle Corp                           | CUSIP: 746228303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    181183 | NS      | $1922351.63   | 0.24%             |  |  |  | No            | 1                  | On Loan: No      |
| RBB Bancorp                               | RBB Bancorp                               | CUSIP: 74930B105<br>LEI: 549300A23FBFZNGET525 | Long             | EC               | CORP              | US        |    153649 | NS      | $3452493.03   | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Resideo Technologies Inc                  | Resideo Technologies Inc                  | CUSIP: 76118Y104<br>LEI: 5493006TKFPYISY2DS54 | Long             | EC               | CORP              | US        |    425966 | NS      | $6900649.20   | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| R1 RCM Inc                                | R1 RCM Inc                                | CUSIP: 77634L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    320373 | NS      | $2899375.65   | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| SLM Corp                                  | SLM Corp                                  | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    899217 | NS      | $15700328.82  | 2.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Mativ Holdings Inc                        | Mativ Holdings Inc                        | CUSIP: 808541106<br>LEI: 549300Z1FU4IDULG1R21 | Long             | EC               | CORP              | US        |    162972 | NS      | $3384928.44   | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Science Applications Internati            | Science Applications International Corp   | CUSIP: 808625107<br>LEI: 549300LZPNZIXQGZPZ48 | Long             | EC               | CORP              | US        |     87533 | NS      | $9638258.63   | 1.23%             |  |  |  | No            | 1                  | On Loan: No      |
| Silvercrest Asset Management G            | Silvercrest Asset Management Group Inc    | CUSIP: 828359109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    437711 | NS      | $8272737.90   | 1.05%             |  |  |  | No            | 1                  | On Loan: No      |
| Skechers USA Inc                          | Skechers USA Inc                          | CUSIP: 830566105<br>LEI: 529900D2R54KZPA4XR56 | Long             | EC               | CORP              | US        |     58776 | NS      | $2478583.92   | 0.32%             |  |  |  | No            | 1                  | On Loan: —       |
| Sotera Health Co                          | Sotera Health Co                          | CUSIP: 83601L102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    400709 | NS      | $3341913.06   | 0.43%             |  |  |  | No            | 1                  | On Loan: —       |
| SouthState Corp                           | SouthState Corp                           | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |     53435 | NS      | $4694264.75   | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Spirit Realty Capital Inc                 | Spirit Realty Capital Inc                 | CUSIP: 84860W300<br>LEI: 549300LTU6LVPZSHMJ25 | Long             | EC               | CORP              | US        |     89846 | NS      | $3721421.32   | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| Standard Motor Products Inc               | Standard Motor Products Inc               | CUSIP: 853666105<br>LEI: THGK1EO5B5HK0JHQVZ90 | Long             | EC               | CORP              | US        |     63555 | NS      | $2441147.55   | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Starwood Property Trust Inc               | Starwood Property Trust Inc               | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |    157547 | NS      | $3373081.27   | 0.43%             |  |  |  | No            | 1                  | On Loan: —       |
| StoneX Group Inc                          | StoneX Group Inc                          | CUSIP: 861896108<br>LEI: 549300JUF07L8VF02M60 | Long             | EC               | CORP              | US        |     40457 | NS      | $4105171.79   | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| Stride Inc                                | Stride Inc                                | CUSIP: 86333M108<br>LEI: 254900BRWS3AFONWU277 | Long             | EC               | CORP              | US        |    410471 | NS      | $14534778.11  | 1.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Synovus Financial Corp                    | Synovus Financial Corp                    | CUSIP: 87161C501<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EC               | CORP              | US        |     64473 | NS      | $2716247.49   | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| TD SYNNEX Corp                            | TD SYNNEX Corp                            | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |     26587 | NS      | $2719850.05   | 0.35%             |  |  |  | No            | 1                  | On Loan: —       |
| Syneos Health Inc                         | Syneos Health Inc                         | CUSIP: 87166B102<br>LEI: 549300F1ZGKDS8P6GU13 | Long             | EC               | CORP              | US        |    123358 | NS      | $4352070.24   | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| TEGNA Inc                                 | TEGNA Inc                                 | CUSIP: 87901J105<br>LEI: 549300YC5EDBGX85AO10 | Long             | EC               | CORP              | US        |    323009 | NS      | $6376197.66   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Tempur Sealy International Inc            | Tempur Sealy International Inc            | CUSIP: 88023U101<br>LEI: 549300HFEKVR3US71V91 | Long             | EC               | CORP              | US        |    216530 | NS      | $6879158.10   | 0.88%             |  |  |  | No            | 1                  | On Loan: —       |
| Terex Corp                                | Terex Corp                                | CUSIP: 880779103<br>LEI: YAWJZJYEQ7M1SYMOS462 | Long             | EC               | CORP              | US        |     68426 | NS      | $3141437.66   | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Travel + Leisure Co                       | Travel + Leisure Co                       | CUSIP: 894164102<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | EC               | CORP              | US        |    131098 | NS      | $5095779.26   | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| TravelCenters of America Inc              | TravelCenters of America Inc              | CUSIP: 89421B109<br>LEI: 529900FQY3V2OO9M4Z65 | Long             | EC               | CORP              | US        |     75877 | NS      | $3881108.55   | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| TTEC Holdings Inc                         | TTEC Holdings Inc                         | CUSIP: 89854H102<br>LEI: GTJS1N8S8I28A7L4WG97 | Long             | EC               | CORP              | US        |     56857 | NS      | $2726293.15   | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| U.S. Bank Money Market Deposit Account    | U.S. Bank Money Market Deposit Account    | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   3057659 | NS      | $3057659.00   | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Ultra Clean Holdings Inc                  | Ultra Clean Holdings Inc                  | CUSIP: 90385V107<br>LEI: 5493007L6LS7QX18PE75 | Long             | EC               | CORP              | US        |    141139 | NS      | $5028782.57   | 0.64%             |  |  |  | No            | 1                  | On Loan: —       |
| Umpqua Holdings Corp                      | Umpqua Holdings Corp                      | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               | CORP              | US        |    120814 | NS      | $2448899.78   | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Unisys Corp                               | Unisys Corp                               | CUSIP: 909214306<br>LEI: 549300T21W22FIJJOW08 | Long             | EC               | CORP              | US        |    136466 | NS      | $586803.80    | 0.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Universal Corp/VA                         | Universal Corp/VA                         | CUSIP: 913456109<br>LEI: 549300BZXZ66F6DTIF20 | Long             | EC               | CORP              | US        |     28085 | NS      | $1598317.35   | 0.20%             |  |  |  | No            | 1                  | On Loan: —       |
| Univest Financial Corp                    | Univest Financial Corp                    | CUSIP: 915271100<br>LEI: 4WII2HCR8UEWNU03U507 | Long             | EC               | CORP              | US        |     90138 | NS      | $2542792.98   | 0.32%             |  |  |  | No            | 1                  | On Loan: No      |
| Valley National Bancorp                   | Valley National Bancorp                   | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |    499615 | NS      | $6325125.90   | 0.80%             |  |  |  | No            | 1                  | On Loan: —       |
| Valvoline Inc                             | Valvoline Inc                             | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |    273727 | NS      | $9027516.46   | 1.15%             |  |  |  | No            | 1                  | On Loan: No      |
| V2X Inc                                   | V2X Inc                                   | CUSIP: 92242T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    102422 | NS      | $4138873.02   | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Velocity Financial Inc                    | Velocity Financial Inc                    | CUSIP: 92262D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    264848 | NS      | $2693504.16   | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| Veritex Holdings Inc                      | Veritex Holdings Inc                      | CUSIP: 923451108<br>LEI: 549300F3SMOML02SC814 | Long             | EC               | CORP              | US        |    106826 | NS      | $3488937.16   | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| Viad Corp                                 | Viad Corp                                 | CUSIP: 92552R406<br>LEI: 549300PXU4ZW7LPO5Y40 | Long             | EC               | CORP              | US        |    118483 | NS      | $3508281.63   | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Victoria's Secret & Co                    | Victoria's Secret & Co                    | CUSIP: 926400102<br>LEI: 5493006T3O70U3UWVF17 | Long             | EC               | CORP              | US        |     90225 | NS      | $4150350.00   | 0.53%             |  |  |  | No            | 1                  | On Loan: —       |
| Viper Energy Partners LP                  | Viper Energy Partners LP                  | CUSIP: 92763M105<br>LEI: 5299009LINL232255G03 | Long             | EC               | CORP              | US        |    293935 | NS      | $9708673.05   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Voya Financial Inc                        | Voya Financial Inc                        | CUSIP: 929089100<br>LEI: 549300T065Z4KJ686G75 | Long             | EC               | CORP              | US        |     58395 | NS      | $3852902.10   | 0.49%             |  |  |  | No            | 1                  | On Loan: —       |
| ABM Industries Inc                        | ABM Industries Inc                        | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |    271087 | NS      | $12789884.66  | 1.63%             |  |  |  | No            | 1                  | On Loan: —       |
| AMN Healthcare Services Inc               | AMN Healthcare Services Inc               | CUSIP: 001744101<br>LEI: 529900W3ARRTCNFH2I39 | Long             | EC               | CORP              | US        |     32344 | NS      | $4000952.80   | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| ASGN Inc                                  | ASGN Inc                                  | CUSIP: 00191U102<br>LEI: LZBNYYCBUKY537072438 | Long             | EC               | CORP              | US        |     73610 | NS      | $6669066.00   | 0.85%             |  |  |  | No            | 1                  | On Loan: —       |
| Acuity Brands Inc                         | Acuity Brands Inc                         | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16515 | NS      | $3109609.35   | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| AllianceBernstein Holding LP              | AllianceBernstein Holding LP              | CUSIP: 01881G106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     70953 | NS      | $2862953.55   | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| Allison Transmission Holdings             | Allison Transmission Holdings Inc         | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |     92942 | NS      | $4163801.60   | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Altra Industrial Motion Corp              | Altra Industrial Motion Corp              | CUSIP: 02208R106<br>LEI: NQ0NIXPGW4YKG4MWM571 | Long             | EC               | CORP              | US        |     84400 | NS      | $4947528.00   | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Amedisys Inc                              | Amedisys Inc                              | CUSIP: 023436108<br>LEI: 5299001RBS9GK9STN379 | Long             | EC               | CORP              | US        |     43315 | NS      | $3945563.35   | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| AMERISAFE Inc                             | AMERISAFE Inc                             | CUSIP: 03071H100<br>LEI: 2549002B4EXPBLGMNN22 | Long             | EC               | CORP              | US        |     55929 | NS      | $3320504.73   | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Ameris Bancorp                            | Ameris Bancorp                            | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |     45016 | NS      | $2380446.08   | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Ares Commercial Real Estate Co            | Ares Commercial Real Estate Corp          | CUSIP: 04013V108<br>LEI: 549300ZNO5IWXS443S81 | Long             | EC               | CORP              | US        |    106076 | NS      | $1321706.96   | 0.17%             |  |  |  | No            | 1                  | On Loan: —       |
| Artisan Partners Asset Managem            | Artisan Partners Asset Management Inc     | CUSIP: 04316A108<br>LEI: 549300T1FUI6JF63XU51 | Long             | EC               | CORP              | US        |     17123 | NS      | $593996.87    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| Ashland Inc                               | Ashland Inc                               | CUSIP: 044186104<br>LEI: 529900E4L9R04SB8HB11 | Long             | EC               | CORP              | US        |     29622 | NS      | $3313813.14   | 0.42%             |  |  |  | No            | 1                  | On Loan: —       |
| Avnet Inc                                 | Avnet Inc                                 | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |    121918 | NS      | $5507036.06   | 0.70%             |  |  |  | No            | 1                  | On Loan: —       |
| BGC Partners Inc                          | BGC Partners Inc                          | CUSIP: 05541T101<br>LEI: TF1LXM1YNB81WKUH5G19 | Long             | EC               | CORP              | US        |    140710 | NS      | $606460.10    | 0.08%             |  |  |  | No            | 1                  | On Loan: No      |
| BRT Apartments Corp                       | BRT Apartments Corp                       | CUSIP: 055645303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    103613 | NS      | $2137536.19   | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| BWX Technologies Inc                      | BWX Technologies Inc                      | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     82105 | NS      | $4999373.45   | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| BankUnited Inc                            | BankUnited Inc                            | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |     82553 | NS      | $3031346.16   | 0.39%             |  |  |  | No            | 1                  | On Loan: —       |

### Signature

**Date Signed:** 2023-01-24

**Name of Applicant:** RBB Fund, Inc.

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund, Inc.

**Title:** CFO COO Treasurer