# EDGAR Filing Document

**Accession Number:** 0001608742
**File Stem:** 0001752724-23-043563
**Filing Date:** 2023-2
**Character Count:** 17244
**Document Hash:** 3f3bd6535de7033108a1b9cbe7a863c0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-043563.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001752724-23-043563

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nuveen Dow 30sm Dynamic Overwrite Fund
- **CENTRAL INDEX KEY:** 0001608742
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22970
- **FILM NUMBER:** 23675541

**BUSINESS ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-917-8146

**MAIL ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Nuveen DOWSM Dynamic Overwrite Fund

- **b. Investment Company Act file number:** 811-22970

- **c. CIK number of Registrant:** 0001608742

- **d. LEI of Registrant:** 549300CNS4Q1ZZUGS005

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 333 W. Wacker Dr

  - **City:** Chicago

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-917-7700

**Item A.2. Information about the Series.**

- **a. Name of Series:** Nuveen Dow 30SM Dynamic Overwrite Fund

- **c. LEI of Series:** 549300CNS4Q1ZZUGS005

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $596091677.00

**Total Liabilities:** $7381692.00

**Net Assets:** $588709985.00

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 13.11%               | 4.15%                | -1.92%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $72683022.76                               |
| Month 2  | $1868787.46              | $31795994.73                               |
| Month 3  | $2584951.13              | $-28633927.20                              |

**Designated Index Information**

- **Index Name:** Dow Jones Industrials

- **Index Identifier:** US:DJII

### Schedule of Portfolio Investments

| Name                                                | Title                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cisco Systems Inc                                   | Cisco Systems Inc                                   | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    116972 | NS      | $5572546.08   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                                 | JPMorgan Chase & Co                                 | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |    116972 | NS      | $15685945.20  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Travelers Cos Inc/The                               | Travelers Cos Inc/The                               | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |    116972 | NS      | $21931080.28  | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                                       | Boeing Co/The                                       | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |    116972 | NS      | $22281996.28  | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                      | Amazon.com Inc                                      | CUSIP: N/A<br>LEI: ZXTILKJKG63JELOEG630       | N/A              | DE               | CORP              | US        |       100 | NC      | $550.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp                | International Business Machines Corp                | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |    116972 | NS      | $16480185.08  | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                     | Caterpillar Inc                                     | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |    116972 | NS      | $28021812.32  | 4.76%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                                               | 3M Co                                               | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |    116972 | NS      | $14027282.24  | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET BANK AND TRUST COMPANY                 | Fixed Income Clearing Corp                          | CUSIP: 85748R009<br>LEI: 549300H47WTHXPU08X20 | Long             | RA               | CORP              | US        |   1891323 | PA      | $1891322.95   | 0.32%             |  |  |  | No            |                  2 | On Loan: No      |
| Coca-Cola Co                                        | Coca-Cola Co                                        | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |    116972 | NS      | $7440588.92   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                                 | American Express Co                                 | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |    116972 | NS      | $17282613.00  | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc                        | Walgreens Boots Alliance Inc                        | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |    116972 | NS      | $4370073.92   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                      | Microsoft Corp                                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    116972 | NS      | $28052225.04  | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                         | Walmart Inc                                         | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |    116972 | NS      | $16585459.88  | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                                  | Home Depot Inc/The                                  | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |    116972 | NS      | $36946775.92  | 6.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                           | Apple Inc                                           | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    116972 | NS      | $15198171.96  | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                                        | Chevron Corp                                        | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    116972 | NS      | $20995304.28  | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                   | Johnson & Johnson                                   | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |    116972 | NS      | $20663103.80  | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                                     | McDonald's Corp                                     | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |    116972 | NS      | $30825631.16  | 5.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                           | Amgen Inc                                           | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |    116972 | NS      | $30721526.08  | 5.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board Options Exchange SPX Volatility Index | Chicago Board Options Exchange SPX Volatility Index | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       100 | NC      | $4000.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                                            | NIKE Inc                                            | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |    116972 | NS      | $13686893.72  | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                                       | S&P 500 Index                                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      -660 | NC      | $-4748700.00  | -0.81%            |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc                              | UnitedHealth Group Inc                              | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |    116972 | NS      | $62016214.96  | 10.53%            |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                                             | Dow Inc                                             | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |    116972 | NS      | $5894219.08   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                      | Merck & Co Inc                                      | CUSIP: N/A<br>LEI: 4YV9Y5M8S0BRK1RP0397       | N/A              | DE               | CORP              | US        |      -100 | NC      | $-6950.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc                         | Honeywell International Inc                         | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |    116972 | NS      | $25067099.60  | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co                                      | Walt Disney Co                                      | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |    116972 | NS      | $10162527.36  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Total Stock Market ETF                     | Vanguard Total Stock Market ETF                     | CUSIP: 922908769<br>LEI: N/A                  | Long             | EC               | RF                | US        |     20000 | NS      | $3823800.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                            | Visa Inc                                            | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |    116972 | NS      | $24302102.72  | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc          | Fidelity National Information Services Inc          | CUSIP: N/A<br>LEI: 6WQI0GK1PRFVBA061U48       | N/A              | DE               | CORP              | US        |       100 | NC      | $250.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The                         | Goldman Sachs Group Inc/The                         | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |    116972 | NS      | $40165845.36  | 6.82%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P 500 Index                                       | S&P 500 Index                                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       -40 | NC      | $-66200.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                          | Intel Corp                                          | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |    116972 | NS      | $3091569.96   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                                     | McDonald's Corp                                     | CUSIP: N/A<br>LEI: UE2136O97NLB5BYP9H04       | N/A              | DE               | CORP              | US        |       -70 | NC      | $-525.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The                             | Procter & Gamble Co/The                             | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |    116972 | NS      | $17728276.32  | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                      | Merck & Co Inc                                      | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |    116972 | NS      | $12978043.40  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                      | Salesforce Inc                                      | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |    116972 | NS      | $15509317.48  | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc                          | Verizon Communications Inc                          | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    116972 | NS      | $4608696.80   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-31

**Name of Applicant:** Nuveen Dow 30sm Dynamic Overwrite Fund

**Signature:** E. Scott Wickerham

**Name of Signer:** E. Scott Wickerham

**Title:** Vice President and Funds Controller