# EDGAR Filing Document

**Accession Number:** 0001545440
**File Stem:** 0001752724-23-020734
**Filing Date:** 2023-2
**Character Count:** 5953
**Document Hash:** fa11e70c80c7ae32eeb8fa5c21c0c51d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-020734.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001752724-23-020734

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ultimus Managers Trust
- **CENTRAL INDEX KEY:** 0001545440
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22680
- **FILM NUMBER:** 23605883

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

## Series and Classes Contracts Data

### Westwood Broadmark Tactical Plus Fund (Series ID: S000077489)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000237953 | Westwood Broadmark Tactical Plus Fund A Class Shares       |  |
| C000237954 | Westwood Broadmark Tactical Plus Fund C Class Shares       |  |
| C000237955 | Westwood Broadmark Tactical Plus Fund F Class Shares       |  |
| C000237956 | Westwood Broadmark Tactical Plus Fund Institutional Shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ultimus Managers Trust

- **b. Investment Company Act file number:** 811-22680

- **c. CIK number of Registrant:** 0001545440

- **d. LEI of Registrant:** 549300FU214TAR7BFY91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** WESTWOOD BROADMARK TACTICAL PLUS FUND

- **b. EDGAR series identifier (if any):** S000077489

- **c. LEI of Series:** 549300KBTHPOJ5JVIL35

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $72614967.52

**Total Liabilities:** $152202.58

**Net Assets:** $72462764.94

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237955 | 1.51%                | 1.05%                | -0.71%               |
| Class ID C000237954 | 0.36%                | -0.11%               | -1.67%               |
| Class ID C000237953 | -4.11%               | -2.12%               | -3.68%               |
| Class ID C000237956 | 1.47%                | 0.99%                | -0.75%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $123225.88               | $-343000.50                                |
| Month 2  | $-84820.46               | $0.00                                      |
| Month 3  | $0.00                    | $0.00                                      |

**Designated Index Information**

- **Index Name:** Russell 2000

- **Index Identifier:** RU2000

### Schedule of Portfolio Investments

| Name                | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A                 | S&P Emini 1st Week Jan23C 1EF3C 3950 Index         | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | US        |       105 | NS      | $45937.50     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                 | S&P Emini 1st Week Jan23C 1EF3C 4000 Index         | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | US        |       105 | NS      | $12600.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC | FIRST AMERICAN GOVERNMENT OBLIGATIONS FUND CLASS X | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |  72277924 | PA      | $72277924.40  | 99.74%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                 | S&P Emini 4th Week Dec22C SCZ2 3900 Index          | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | US        |       105 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                 | MORGAN STANLEY & COMPANY MARGIN DEPOSIT ACCOUNT    | CUSIP: N/A<br>LEI: N/A                        | Short            | STIV             | RF                | US        |    -13576 | PA      | $-13575.97    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-23

**Name of Applicant:** Westwood Broadmark Tactical Plus Fund

**Signature:** Jennifer L. Leamer

**Name of Signer:** Jennifer L. Leamer

**Title:** Treasurer