# EDGAR Filing Document

**Accession Number:** 0001605941
**File Stem:** 0001752724-25-153147
**Filing Date:** 2025-6
**Character Count:** 40854
**Document Hash:** 01286fa68bf1d191d503bc904617b13e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-153147.hdr.sgml**: 20250624

**ACCESSION NUMBER**: 0001752724-25-153147

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250624

**DATE AS OF CHANGE**: 20250624

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 1290 Funds
- **CENTRAL INDEX KEY:** 0001605941

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22959
- **FILM NUMBER:** 251068019

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 212-554-1234

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** 1290 Funds Trust
- **DATE OF NAME CHANGE:** 20140418

## Series and Classes Contracts Data

### 1290 Essex Small Cap Growth Fund (Series ID: S000076802)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000236849 | Class R      | ESCKX           |
| C000236850 | Class A      | ESCFX           |
| C000236852 | Class I      | ESCJX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** 1290 Funds

- **b. Investment Company Act file number:** 811-22959

- **c. CIK number of Registrant:** 0001605941

- **d. LEI of Registrant:** 5493000PXD0IQID6H351

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1345 Avenue of the Americas

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-554-1234

**Item A.2. Information about the Series.**

- **a. Name of Series:** 1290 Essex Small Cap Growth Fund

- **b. EDGAR series identifier (if any):** S000076802

- **c. LEI of Series:** 5493001OKZ2YRG3FGX92

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $65071156.20

**Total Liabilities:** $1336919.93

**Net Assets:** $63734236.27

**Cash Not Reported:** $299999.97

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000236849 | -9.62%               | -7.43%               | 2.32%                |
| Class ID C000236852 | -9.59%               | -7.34%               | 2.29%                |
| Class ID C000236850 | -9.63%               | -7.38%               | 2.30%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $375411.82               | $-7272196.30                               |
| Month 2  | $-545829.98              | $-4286422.26                               |
| Month 3  | $294089.74               | $1162525.57                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BGC Group, Inc.                           | BGC Group, Inc., Class A                                            | CUSIP: 088929104<br>LEI: 2549001IGRCG4F0RLD36 | Long             | EC               | CORP              | US        |     76348 | NS      | $691712.88    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies, Inc.                 | Mirion Technologies, Inc., Class A                                  | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |     70124 | NS      | $1106556.72   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| OneSpan, Inc.                             | OneSpan, Inc.                                                       | CUSIP: 68287N100<br>LEI: 984500E502E6DC354D26 | Long             | EC               | CORP              | US        |     48824 | NS      | $726012.88    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AvePoint, Inc.                            | AvePoint, Inc.                                                      | CUSIP: 053604104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62988 | NS      | $1029853.80   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Ligand Pharmaceuticals, Inc.              | Ligand Pharmaceuticals, Inc.                                        | CUSIP: 53220K504<br>LEI: 5493008K7TB0IKP37H79 | Long             | EC               | CORP              | US        |      6276 | NS      | $689481.36    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Lakes Dredge & Dock Corp.           | Great Lakes Dredge & Dock Corp.                                     | CUSIP: 390607109<br>LEI: 549300H65E3MZ1CX0P05 | Long             | EC               | CORP              | US        |     65563 | NS      | $595967.67    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| 908 Devices, Inc.                         | 908 Devices, Inc.                                                   | CUSIP: 65443P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    104764 | NS      | $568868.52    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Research Solutions, Inc.                  | Research Solutions, Inc.                                            | CUSIP: 761025105<br>LEI: 549300TYWPCKGK141Q94 | Long             | EC               | CORP              | US        |    126137 | NS      | $345615.38    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Semtech Corp.                             | Semtech Corp.                                                       | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |     11494 | NS      | $359187.50    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Integral Ad Science Holding Corp.         | Integral Ad Science Holding Corp.                                   | CUSIP: 45828L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29778 | NS      | $210530.46    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Arteris, Inc.                             | Arteris, Inc.                                                       | CUSIP: 04302A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     62720 | NS      | $417715.20    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Liquidity Services, Inc.                  | Liquidity Services, Inc.                                            | CUSIP: 53635B107<br>LEI: 5299002AZ4ULSAXN0G81 | Long             | EC               | CORP              | US        |     23339 | NS      | $741713.42    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed, Inc.                              | Insmed, Inc.                                                        | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     15505 | NS      | $1116360.00   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Aerogels, Inc.                      | Aspen Aerogels, Inc.                                                | CUSIP: 04523Y105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29831 | NS      | $161087.40    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Potbelly Corp.                            | Potbelly Corp.                                                      | CUSIP: 73754Y100<br>LEI: 54930027NUULUR2P5W11 | Long             | EC               | CORP              | US        |     48734 | NS      | $394745.40    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Grid Dynamics Holdings, Inc.              | Grid Dynamics Holdings, Inc.                                        | CUSIP: 39813G109<br>LEI: 9845007E77EEC65AZE29 | Long             | EC               | CORP              | US        |     32073 | NS      | $454153.68    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| American Superconductor Corp.             | American Superconductor Corp.                                       | CUSIP: 030111207<br>LEI: 549300S9YT8Z8LOK4452 | Long             | EC               | CORP              | US        |     32782 | NS      | $650722.70    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tarsus Pharmaceuticals, Inc.              | Tarsus Pharmaceuticals, Inc.                                        | CUSIP: 87650L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12561 | NS      | $652041.51    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA Technologies, Inc.                  | TETRA Technologies, Inc.                                            | CUSIP: 88162F105<br>LEI: 549300T5W131705EK832 | Long             | EC               | CORP              | US        |    166859 | NS      | $475548.15    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Graham Corp.                              | Graham Corp.                                                        | CUSIP: 384556106<br>LEI: 254900EI9P4LTY524J77 | Long             | EC               | CORP              | US        |     30648 | NS      | $934151.04    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Myomo, Inc.                               | Myomo, Inc.                                                         | CUSIP: 62857J201<br>LEI: 549300G63SSKC2EGLN41 | Long             | EC               | CORP              | US        |    172117 | NS      | $808949.90    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Montrose Environmental Group, Inc.        | Montrose Environmental Group, Inc.                                  | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |     23876 | NS      | $349305.88    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Revolve Group, Inc.                       | Revolve Group, Inc., Class A                                        | CUSIP: 76156B107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20066 | NS      | $398912.08    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| ClearPoint Neuro, Inc.                    | ClearPoint Neuro, Inc.                                              | CUSIP: 18507C103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     71672 | NS      | $1031360.08   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| MediWound Ltd.                            | MediWound Ltd.                                                      | CUSIP: N/A<br>LEI: 549300LJKCS74GRYKF90       | Long             | EC               | CORP              | IL        |     32620 | NS      | $577537.10    | 0.91%             |  |  |  | No            |                  1 | On Loan: —       |
| Leonardo DRS, Inc.                        | Leonardo DRS, Inc.                                                  | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |     55906 | NS      | $2066285.76   | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCEPT BioRobotics Corp.                 | PROCEPT BioRobotics Corp.                                           | CUSIP: 74276L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9343 | NS      | $504335.14    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Kelly Services, Inc.                      | Kelly Services, Inc., Class A                                       | CUSIP: 488152208<br>LEI: 25490035B2ZPL6RM1974 | Long             | EC               | CORP              | US        |     37404 | NS      | $432016.20    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Arlo Technologies, Inc.                   | Arlo Technologies, Inc.                                             | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |     43673 | NS      | $429305.59    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Interface, Inc.                           | Interface, Inc., Class A                                            | CUSIP: 458665304<br>LEI: 549300VXZWQOIDFPU355 | Long             | EC               | CORP              | US        |     31226 | NS      | $587048.80    | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| SI-BONE, Inc.                             | SI-BONE, Inc.                                                       | CUSIP: 825704109<br>LEI: 549300J8JGYVJJHV9C31 | Long             | EC               | CORP              | US        |     45874 | NS      | $626180.10    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Griffon Corp.                             | Griffon Corp.                                                       | CUSIP: 398433102<br>LEI: 5493000C2SGNC7ZN3242 | Long             | EC               | CORP              | US        |     10677 | NS      | $727210.47    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ACV Auctions, Inc.                        | ACV Auctions, Inc., Class A                                         | CUSIP: 00091G104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28811 | NS      | $423233.59    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Educational Services Corp.        | Lincoln Educational Services Corp.                                  | CUSIP: 533535100<br>LEI: 549300BJ55KUY6RG7L98 | Long             | EC               | CORP              | US        |     84664 | NS      | $1430821.60   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Novocure Ltd.                             | Novocure Ltd.                                                       | CUSIP: N/A<br>LEI: 213800YPP55UMHWA4826       | Long             | EC               | CORP              | JE        |     27906 | NS      | $506214.84    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Marin Bancorp                     | Bank of Marin Bancorp                                               | CUSIP: 063425102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29198 | NS      | $599142.96    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders FirstSource, Inc.                | Builders FirstSource, Inc.                                          | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |      3102 | NS      | $371092.26    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Insurance Holdings, Inc.        | Universal Insurance Holdings, Inc.                                  | CUSIP: 91359V107<br>LEI: 529900GGAZ6WVUCWQM46 | Long             | EC               | CORP              | US        |     39005 | NS      | $945481.20    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Tower Semiconductor Ltd.                  | Tower Semiconductor Ltd.                                            | CUSIP: N/A<br>LEI: 54930086ZSNXZOUX0C54       | Long             | EC               | CORP              | IL        |     19304 | NS      | $690697.12    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcutis Biotherapeutics, Inc.             | Arcutis Biotherapeutics, Inc.                                       | CUSIP: 03969K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43948 | NS      | $655264.68    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Evolus, Inc.                              | Evolus, Inc.                                                        | CUSIP: 30052C107<br>LEI: 549300VYQRYBQOT8V419 | Long             | EC               | CORP              | US        |     39542 | NS      | $450778.80    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Transcat, Inc.                            | Transcat, Inc.                                                      | CUSIP: 893529107<br>LEI: 54930081E40TSSHUOS40 | Long             | EC               | CORP              | US        |      8371 | NS      | $664071.43    | 1.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Nutex Health, Inc.                        | Nutex Health, Inc.                                                  | CUSIP: 67079U306<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7266 | NS      | $799042.02    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks, Inc.                    | Extreme Networks, Inc.                                              | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     35756 | NS      | $470548.96    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| MRC Global, Inc.                          | MRC Global, Inc.                                                    | CUSIP: 55345K103<br>LEI: 529900TSBPOLCLI2L582 | Long             | EC               | CORP              | US        |     58750 | NS      | $684437.50    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JP MORGAN PRIME VAR 12/50                 | JPMorgan Prime Money Market Fund, IM Shares                         | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |   1355692 | NS      | $1355962.69   | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co.                     | Matador Resources Co.                                               | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |      9765 | NS      | $386108.10    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Pulmonx Corp.                             | Pulmonx Corp.                                                       | CUSIP: 745848101<br>LEI: 549300WZMFR0ZK7RJY40 | Long             | EC               | CORP              | US        |     66699 | NS      | $322156.17    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Covenant Logistics Group, Inc.            | Covenant Logistics Group, Inc., Class A                             | CUSIP: 22284P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28825 | NS      | $573617.50    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore, Inc.                            | Evercore, Inc., Class A                                             | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |      2468 | NS      | $506655.72    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| HCI Group, Inc.                           | HCI Group, Inc.                                                     | CUSIP: 40416E103<br>LEI: 549300CZF7EZJH0MPH74 | Long             | EC               | CORP              | US        |      6129 | NS      | $896672.70    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Violet, Inc.                          | Red Violet, Inc.                                                    | CUSIP: 75704L104<br>LEI: 549300T4EGADG881UU63 | Long             | EC               | CORP              | US        |     13145 | NS      | $513443.70    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Enviri Corp.                              | Enviri Corp.                                                        | CUSIP: 415864107<br>LEI: KAO98FK89NPNNPQGUZ43 | Long             | EC               | CORP              | US        |     75650 | NS      | $519715.50    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Amprius Technologies, Inc.                | Amprius Technologies, Inc.                                          | CUSIP: 03214Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    206040 | NS      | $445046.40    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Ouster, Inc.                              | Ouster, Inc.                                                        | CUSIP: 68989M202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48180 | NS      | $357977.40    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Xeris Biopharma Holdings, Inc.            | Xeris Biopharma Holdings, Inc.                                      | CUSIP: 98422E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    159963 | NS      | $731030.91    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Patrick Industries, Inc.                  | Patrick Industries, Inc.                                            | CUSIP: 703343103<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | EC               | CORP              | US        |      8934 | NS      | $687739.32    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SunOpta, Inc.                             | SunOpta, Inc.                                                       | CUSIP: 8676EP108<br>LEI: 54930010CP0KEPPRPA40 | Long             | EC               | CORP              | CA        |    101403 | NS      | $438060.96    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| EverQuote, Inc.                           | EverQuote, Inc., Class A                                            | CUSIP: 30041R108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23070 | NS      | $547681.80    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontdoor, Inc.                           | Frontdoor, Inc.                                                     | CUSIP: 35905A109<br>LEI: 5493008RB0JZJI3QGZ06 | Long             | EC               | CORP              | US        |     13628 | NS      | $560247.08    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Identiv, Inc.                             | Identiv, Inc.                                                       | CUSIP: 45170X205<br>LEI: 5299008KH3C585Z0DS77 | Long             | EC               | CORP              | US        |     88473 | NS      | $293730.36    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Sweetgreen, Inc.                          | Sweetgreen, Inc., Class A                                           | CUSIP: 87043Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17760 | NS      | $345964.80    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| IBEX Holdings Ltd.                        | IBEX Holdings Ltd.                                                  | CUSIP: N/A<br>LEI: 5493000GRFLPVYU2CX17       | Long             | EC               | CORP              | BM        |     12394 | NS      | $310345.76    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| LSI Industries, Inc.                      | LSI Industries, Inc.                                                | CUSIP: 50216C108<br>LEI: 529900HY42OANH6BVT33 | Long             | EC               | CORP              | US        |     58856 | NS      | $888137.04    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CECO Environmental Corp.                  | CECO Environmental Corp.                                            | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |     33963 | NS      | $807979.77    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS TREASURY & AGENCY LEX             | DREYFUS TREASURY OBLIGATIONS CASH MANAGEMENT FUND OPEN-END FUND USD | CUSIP: 261908107<br>LEI: 54930067A504FBYASH16 | Long             | STIV             | RF                | US        |    200000 | PA      | $200000.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| EyePoint Pharmaceuticals, Inc.            | EyePoint Pharmaceuticals, Inc.                                      | CUSIP: 30233G209<br>LEI: 549300QE1RU34T50MR69 | Long             | EC               | CORP              | US        |     27470 | NS      | $187345.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Stereotaxis, Inc.                         | Stereotaxis, Inc.                                                   | CUSIP: 85916J409<br>LEI: 549300KPNOKI02O2ZP21 | Long             | EC               | CORP              | US        |    342793 | NS      | $685586.00    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Novanta, Inc.                             | Novanta, Inc.                                                       | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      4454 | NS      | $529402.44    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO GOVT AND AGCY LEX                 | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD             | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |    684848 | PA      | $684848.50    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambarella, Inc.                           | Ambarella, Inc.                                                     | CUSIP: N/A<br>LEI: 254900XN7F4DG0CEKC02       | Long             | EC               | CORP              | KY        |     11160 | NS      | $535568.40    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognyte Software Ltd.                     | Cognyte Software Ltd.                                               | CUSIP: N/A<br>LEI: 2549006L803IRJC67B33       | Long             | EC               | CORP              | IL        |     75436 | NS      | $739272.80    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Viant Technology, Inc.                    | Viant Technology, Inc., Class A                                     | CUSIP: 92557A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17015 | NS      | $243484.65    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Adaptive Biotechnologies Corp.            | Adaptive Biotechnologies Corp.                                      | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |    135901 | NS      | $1000231.36   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Kiniksa Pharmaceuticals International plc | Kiniksa Pharmaceuticals International plc, Class A                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |     37717 | NS      | $1017227.49   | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| SimilarWeb Ltd.                           | SimilarWeb Ltd.                                                     | CUSIP: N/A<br>LEI: 254900GWO7PNBAYCPJ12       | Long             | EC               | CORP              | IL        |     57783 | NS      | $435683.82    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Zeta Global Holdings Corp.                | Zeta Global Holdings Corp., Class A                                 | CUSIP: 98956A105<br>LEI: 2549008P9XSJQHGQ9S27 | Long             | EC               | CORP              | US        |     27808 | NS      | $363172.48    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Perma-Fix Environmental Services, Inc.    | Perma-Fix Environmental Services, Inc.                              | CUSIP: 714157203<br>LEI: 54930015OVD1T5P12U15 | Long             | EC               | CORP              | US        |     42064 | NS      | $344924.80    | 0.54%             |  |  |  | No            |                  1 | On Loan: —       |
| NeuroPace, Inc.                           | NeuroPace, Inc.                                                     | CUSIP: 641288105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30378 | NS      | $355118.82    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Penguin Solutions, Inc.                   | Penguin Solutions, Inc.                                             | CUSIP: N/A<br>LEI: 529900RDGHQY8XKXPN14       | Long             | EC               | CORP              | KY        |     35865 | NS      | $612215.55    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Mama's Creations, Inc.                    | Mama's Creations, Inc.                                              | CUSIP: 56146T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     74366 | NS      | $490815.60    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Argan, Inc.                               | Argan, Inc.                                                         | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      7994 | NS      | $1224121.22   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure, Inc.             | Sterling Infrastructure, Inc.                                       | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |      5898 | NS      | $881338.14    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| RADCOM Ltd.                               | RADCOM Ltd.                                                         | CUSIP: N/A<br>LEI: 529900YOUOKNMG7QW685       | Long             | EC               | CORP              | IL        |     49904 | NS      | $601343.20    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Paymentus Holdings, Inc.                  | Paymentus Holdings, Inc., Class A                                   | CUSIP: 70439P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34043 | NS      | $1105035.78   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Everus Construction Group, Inc.           | Everus Construction Group, Inc.                                     | CUSIP: 300426103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8571 | NS      | $344897.04    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Blend Labs, Inc.                          | Blend Labs, Inc., Class A                                           | CUSIP: 09352U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     90941 | NS      | $304652.35    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Crexendo, Inc.                            | Crexendo, Inc.                                                      | CUSIP: 226552107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    159617 | NS      | $786911.81    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Brainsway Ltd.                            | Brainsway Ltd.                                                      | CUSIP: 10501L106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     64275 | NS      | $557264.25    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Ocular Therapeutix, Inc.                  | Ocular Therapeutix, Inc.                                            | CUSIP: 67576A100<br>LEI: 529900ABAWFXOHSIHG03 | Long             | EC               | CORP              | US        |     83913 | NS      | $696477.90    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Phreesia, Inc.                            | Phreesia, Inc.                                                      | CUSIP: 71944F106<br>LEI: 5493000HHF8NU4QOCG53 | Long             | EC               | CORP              | US        |     23660 | NS      | $590553.60    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Docebo, Inc.                              | Docebo, Inc.                                                        | CUSIP: 25609L105<br>LEI: 98450059461F12KCE754 | Long             | EC               | CORP              | CA        |     16311 | NS      | $509718.75    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Powerfleet, Inc.                          | Powerfleet, Inc.                                                    | CUSIP: 73931J109<br>LEI: 2549007NKEFPYEH4MF81 | Long             | EC               | CORP              | US        |     77842 | NS      | $392323.68    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Expro Group Holdings NV                   | Expro Group Holdings NV                                             | CUSIP: N/A<br>LEI: 724500LJYA8QIT73H017       | Long             | EC               | CORP              | NL        |     34069 | NS      | $281750.63    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Matrix Service Co.                        | Matrix Service Co.                                                  | CUSIP: 576853105<br>LEI: 529900VYBKSX6HD2YW58 | Long             | EC               | CORP              | US        |     45605 | NS      | $529018.00    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Willdan Group, Inc.                       | Willdan Group, Inc.                                                 | CUSIP: 96924N100<br>LEI: 529900YQO0LF5VAEKN05 | Long             | EC               | CORP              | US        |     30206 | NS      | $1184075.20   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 2000 Growth ETF           | iShares Russell 2000 Growth ETF                                     | CUSIP: 464287648<br>LEI: 549300CPJOUVKWJGSH44 | Long             |  | RF                | US        |      2841 | NS      | $720335.55    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ceragon Networks Ltd.                     | Ceragon Networks Ltd.                                               | CUSIP: N/A<br>LEI: BFM8T61CT2L1QCEMIK50       | Long             | EC               | CORP              | CH        |    229052 | NS      | $499333.36    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solutions, Inc. | Kratos Defense & Security Solutions, Inc.                           | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     53331 | NS      | $1801787.84   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| AngioDynamics, Inc.                       | AngioDynamics, Inc.                                                 | CUSIP: 03475V101<br>LEI: 549300W3VKC5ZKMO8C28 | Long             | EC               | CORP              | US        |     51523 | NS      | $478648.67    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Olo, Inc.                                 | Olo, Inc., Class A                                                  | CUSIP: 68134L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     85253 | NS      | $528568.60    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Upwork, Inc.                              | Upwork, Inc.                                                        | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |     31279 | NS      | $411318.85    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiverr International Ltd.                 | Fiverr International Ltd.                                           | CUSIP: N/A<br>LEI: 549300Z8OREY6THCPF67       | Long             | EC               | CORP              | IL        |     17070 | NS      | $434431.50    | 0.68%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2025-05-30

**Name of Applicant:** 1290 Funds

**Signature:** Brian Walsh

**Name of Signer:** Brian Walsh

**Title:** Chief Financial Officer and Treasurer