# EDGAR Filing Document

**Accession Number:** 0001051219
**File Stem:** 0001162044-23-000086
**Filing Date:** 2023-1
**Character Count:** 11210
**Document Hash:** e9a71ab2fc5a29f2894899792ccf4551
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001162044-23-000086.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001162044-23-000086

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TANAKA FUNDS INC
- **CENTRAL INDEX KEY:** 0001051219
- **IRS NUMBER:** 541891278
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08683
- **FILM NUMBER:** 23536870

**BUSINESS ADDRESS:**
- **STREET 1:** 60 EAST 42ND STREET
- **STREET 2:** SUITE 4000
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10165
- **BUSINESS PHONE:** 2124903380

**MAIL ADDRESS:**
- **STREET 1:** 60 EAST 42ND STREET
- **STREET 2:** SUITE 4000
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10165

## Series and Classes Contracts Data

### TANAKA Growth Fund (Series ID: S000004755)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000012945 | Class R      | TGFRX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** TANAKA FUNDS INC

- **b. Investment Company Act file number:** 811-08683

- **c. CIK number of Registrant:** 0001051219

- **d. LEI of Registrant:** 54930073LAPJDABRWN22

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 60 East 42nd Street

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10165

  - **Telephone number:** 212-490-3380

**Item A.2. Information about the Series.**

- **a. Name of Series:** Tanaka Growth Fund

- **b. EDGAR series identifier (if any):** S000004755

- **c. LEI of Series:** 54930042064FVO6TG342

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $15510774.32

**Total Liabilities:** $45318.92

**Net Assets:** $15465455.40

**Cash Not Reported:** $888627.85

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000012945 | -8.62%               | 5.01%                | 1.72%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $300629.06               | $-1680424.61                               |
| Month 2  | $0.00                    | $759243.83                                 |
| Month 3  | $0.00                    | $257405.91                                 |

### Schedule of Portfolio Investments

| Name                              | Title                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Accenture PLC                     | Accenture PLC Class A (Ireland)   | CUSIP: G1151C101<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       290 | NS      | $87269.70     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Aflac, Inc.                       | Aflac, Inc.                       | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |     12900 | NS      | $927897.00    | 6.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                  | Amazon.com, Inc.                  | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      3580 | NS      | $345613.20    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Amyris, Inc.                      | Amyris, Inc.                      | CUSIP: 03236M200<br>LEI: 549300BG17WCUK6EIM58 | Long             | EC               | CORP              | US        |    401347 | NS      | $694330.31    | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple, Inc.                       | Apple, Inc.                       | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     18518 | NS      | $2741219.54   | 17.72%            |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials, Inc.           | Applied Materials, Inc.           | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      3870 | NS      | $424152.00    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Cameco Corp.                      | Cameco Corp. (Canada)             | CUSIP: 13321L108<br>LEI: N4BHALMXL3GMZKCUON55 | Long             | EC               | CORP              | CA        |      6500 | NS      | $158470.00    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalyst Pharmaceuticals, Inc.    | Catalyst Pharmaceuticals, Inc.    | CUSIP: 14888U101<br>LEI: 5299004O0R5XXLA5H544 | Long             | EC               | CORP              | US        |     81098 | NS      | $1360013.46   | 8.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Corcept Therapeutics, Inc.        | Corcept Therapeuticals, Inc.      | CUSIP: 218352102<br>LEI: 529900EO9LUTFMZ7FF90 | Long             | EC               | CORP              | US        |     16655 | NS      | $421038.40    | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International, Inc.     | Honeywell International, Inc.     | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |       370 | NS      | $81233.50     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard, Inc.                  | MasterCard, Inc. Class A          | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       560 | NS      | $199584.00    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms, Inc.              | Meta Platforms, Inc. Class A      | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |       760 | NS      | $89756.00     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                      | NVIDIA Corp.                      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      1620 | NS      | $274152.60    | 1.77%             |  |  |  | No            |                  2 | On Loan: No      |
| Nanoco Group PLC                  | Nanoco Group PLC (United Kingdom) | CUSIP: GSUKR1566<br>LEI: 213800HOSJEZO1KOCV33 | Long             | EC               | CORP              | US        |   1260607 | NS      | $593178.62    | 3.84%             |  |  |  | No            |                  2 | On Loan: No      |
| NexGen Energy Ltd.                | NexGen Energy Ltd. (Canada)       | CUSIP: GSCAC9633<br>LEI: 529900N0IXNXB3IP7F06 | Long             | EC               | CORP              | CA        |    198889 | NS      | $937572.69    | 6.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Onto Innovation, Inc.             | Onto Innovation, Inc.             | CUSIP: 683344105<br>LEI: 549300V1USTYXJ7TNR79 | Long             | EC               | CORP              | US        |     12883 | NS      | $1029995.85   | 6.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Paramout Global                   | Paramount Global Class B          | CUSIP: 92556H206<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | EC               | CORP              | US        |      2700 | NS      | $54216.00     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo, Inc.                     | PepsiCo, Inc.                     | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |      1625 | NS      | $301453.75    | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International, Inc. | Philip Morris International, Inc. | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      3910 | NS      | $389709.70    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualcomm, Inc.                    | Qualcomm, Inc.                    | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      6598 | NS      | $834581.02    | 5.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp.            | Stifel Financial Corp.            | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |     11310 | NS      | $726667.50    | 4.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Symbotic, Inc.                    | Symbotic, Inc. - Class A          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     70000 | NS      | $657475.00    | 4.25%             |  |  |  | No            |                  2 | On Loan: No      |
| Tesla Motors, Inc.                | Tesla Motors, Inc.                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      3180 | NS      | $619146.00    | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| The Carlyle Group, Inc.           | The Carlyle Group, Inc.           | CUSIP: 14309L102<br>LEI: 529900NGGVF94UK6PG95 | Long             | EC               | CORP              | US        |     20625 | NS      | $642881.25    | 4.16%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** Tanaka Funds Inc

**Signature:** /s/ Graham Tanaka

**Name of Signer:** Graham Tanaka

**Title:** President