# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-25-183057
**Filing Date:** 2025-7
**Character Count:** 78628
**Document Hash:** 726bcc253f61c93379755beb4a1abd3b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-183057.hdr.sgml**: 20250730

**ACCESSION NUMBER**: 0001752724-25-183057

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250531

**FILED AS OF DATE**: 20250730

**DATE AS OF CHANGE**: 20250730

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 251164517

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X U.S. Preferred ETF (Series ID: S000058429)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000191734 | Global X U.S. Preferred ETF | PFFD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X U.S. Preferred ETF

- **b. EDGAR series identifier (if any):** S000058429

- **c. LEI of Series:** 5493002F5H3KM07K2Y09

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-05-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2287035176.20

**Total Liabilities:** $435917.58

**Net Assets:** $2286599258.62

**Cash Not Reported:** $9996509.61

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -1228.94676873 | **1-Year:** -20350.61315725 | **5-Year:** -45052.52772431 | **10-Year:** -112669.70286074 | **30-Year:** -115343.43069327

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -733.59020016 | **1-Year:** -3930.51169719 | **5-Year:** -12449.85040302 | **10-Year:** -30221.92316098 | **30-Year:** -21897.92635486

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000191734 | 0.27%                | -0.90%               | -3.54%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-13304053.22            | $3612576.92                                |
| Month 2  | $-47053557.78            | $20826165.39                               |
| Month 3  | $297073.52               | $-95862800.85                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| TENNESSEE VALLEY AUTHORITY                               | Tennessee Valley Authority PREFERRED STOCK                        | CUSIP: 880591300<br>LEI: 549300HE1ISW43LNKM54 | Long             | EP               |  | US        |    193714 | NS      | $4575524.68   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Finance Inc.                                  | Brookfield Finance Inc PREFERRED STOCK                            | CUSIP: 11271L102<br>LEI: 549300XH8D8K6OYWGD17 | Long             | EP               |  | CA        |    285934 | NS      | $4600678.06   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES MANAGEMENT CORPORATION                              | Ares Management Corp PREFERRED STOCK                              | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               |  | US        |    542655 | NS      | $28690169.85  | 1.25%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF HAWAII CORPORATION                               | Bank of Hawaii Corp PREFERRED STOCK                               | CUSIP: 062540307<br>LEI: 5493006Q8BQ8AD8M2U33 | Long             | EP               |  | US        |    123026 | NS      | $3128551.18   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                     | Vornado Realty Trust PREFERRED STOCK                              | CUSIP: 929042844<br>LEI: N/A                  | Long             | EP               |  | US        |    213151 | NS      | $3796219.31   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP                                      | Fifth Third Bancorp PREFERRED STOCK                               | CUSIP: 316773605<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    322730 | NS      | $8290933.70   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973759<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    420691 | NS      | $9541271.88   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973866<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |     14517 | NS      | $12050561.70  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                             | Truist Financial Corp PREFERRED STOCK                             | CUSIP: 89832Q810<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    255222 | NS      | $5650615.08   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E CORPORATION                                         | PG&E Corp PREFERRED STOCK                                         | CUSIP: 69331C306<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               |  | US        |    582234 | NS      | $25338823.68  | 1.11%             |  |  |  | No            |                  2 | On Loan: No      |
| TELEPHONE AND DATA SYSTEMS, INC.                         | Telephone and Data Systems Inc PREFERRED STOCK                    | CUSIP: 879433761<br>LEI: N/A                  | Long             | EP               |  | US        |    491815 | NS      | $8739552.55   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505591<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |     59380 | NS      | $1305172.40   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: 020002309<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    360719 | NS      | $9360658.05   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61761J406<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    592989 | NS      | $14581599.51  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES CELLULAR CORPORATION                       | United States Cellular Corp PREFERRED STOCK                       | CUSIP: 911684884<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |    360238 | NS      | $7950452.66   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc.                                               | Spire Inc PREFERRED STOCK                                         | CUSIP: 84857L309<br>LEI: 549300NXSY15DRY2R511 | Long             | EP               |  | US        |    189616 | NS      | $4440806.72   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 94988U151<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |   1459709 | NS      | $26814854.33  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| REINSURANCE GROUP OF AMERICA, INCORPORATED               | Reinsurance Group of America Inc PREFERRED STOCK                  | CUSIP: 759351802<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               |  | US        |    287604 | NS      | $7098066.72   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| JACKSON FINANCIAL INC.                                   | Jackson Financial Inc PREFERRED STOCK                             | CUSIP: 46817M206<br>LEI: 213800WXW2KG1N4CO374 | Long             | EP               |  | US        |    396337 | NS      | $10296835.26  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY, INC.                                     | NextEra Energy Inc PREFERRED STOCK                                | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               |  | US        |    542625 | NS      | $24239058.75  | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Brookfield BRP Holdings (Canada) Inc.                    | Brookfield BRP Holdings Canada Inc PREFERRED STOCK                | CUSIP: 11259P307<br>LEI: 549300NSPD7QJ50GZW26 | Long             | EP               |  | CA        |    121190 | NS      | $2778886.70   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                            | Goldman Sachs Group Inc/The PREFERRED STOCK                       | CUSIP: 38143Y665<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    541054 | NS      | $11356723.46  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES CELLULAR CORPORATION                       | United States Cellular Corp PREFERRED STOCK                       | CUSIP: 911684702<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |    361098 | NS      | $8731349.64   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY CAPITAL HOLDINGS, INC.                    | NextEra Energy Capital Holdings Inc PREFERRED STOCK               | CUSIP: 65339K860<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | EP               |  | US        |    495570 | NS      | $11051211.00  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V606<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    534545 | NS      | $12294535.00  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| THE CHARLES SCHWAB CORPORATION                           | Charles Schwab Corp/The PREFERRED STOCK                           | CUSIP: 808513865<br>LEI: 549300VSGCJ7E698NM85 | Long             | EP               |  | US        |    694724 | NS      | $12935760.88  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587883<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    542846 | NS      | $9429235.02   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B622<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    164802 | NS      | $3266375.64   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSOCIATED BANC-CORP                                     | Associated Banc-Corp PREFERRED STOCK                              | CUSIP: 045487600<br>LEI: 549300N3CIN473IW5094 | Long             | EP               |  | US        |    230737 | NS      | $5581528.03   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                          | Affiliated Managers Group Inc PREFERRED STOCK                     | CUSIP: 008252827<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               |  | US        |    323300 | NS      | $7542589.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| LINCOLN NATIONAL CORPORATION                             | Lincoln National Corp PREFERRED STOCK                             | CUSIP: 534187885<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EP               |  | US        |    359922 | NS      | $9609917.40   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                            | Goldman Sachs Group Inc/The PREFERRED STOCK                       | CUSIP: 38144G804<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    978531 | NS      | $20607862.86  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505195<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    608441 | NS      | $14286194.68  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H202<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    927973 | NS      | $18151151.88  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V853<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    564849 | NS      | $14448837.42  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H758<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    486221 | NS      | $7949713.35   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP CAPITAL XIII                                   | Citigroup Capital XIII PREFERRED STOCK                            | CUSIP: 173080201<br>LEI: N/A                  | Long             | EP               |  | US        |   1623098 | NS      | $47313306.70  | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N202<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    269113 | NS      | $5503360.85   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST VIII                                           | SCE Trust VIII PREFERRED STOCK                                    | CUSIP: 80620A208<br>LEI: N/A                  | Long             | EP               |  | US        |    250518 | NS      | $5441250.96   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V200<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    452628 | NS      | $11551066.56  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H806<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    926643 | NS      | $15410073.09  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                            | Regions Financial Corp PREFERRED STOCK                            | CUSIP: 7591EP886<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    418373 | NS      | $7074687.43   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                          | Affiliated Managers Group Inc PREFERRED STOCK                     | CUSIP: 008252850<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               |  | US        |    231446 | NS      | $4721498.40   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBEMARLE CORPORATION                                    | Albemarle Corp PREFERRED STOCK                                    | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               |  | US        |    835086 | NS      | $24225844.86  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896852<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    203905 | NS      | $4530769.10   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST VII                                            | SCE Trust VII PREFERRED STOCK                                     | CUSIP: 783892201<br>LEI: N/A                  | Long             | EP               |  | US        |    395728 | NS      | $9066128.48   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N707<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    414032 | NS      | $7055105.28   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| F&G ANNUITIES & LIFE, INC.                               | F&G Annuities & Life Inc PREFERRED STOCK                          | CUSIP: 30190A203<br>LEI: N/A                  | Long             | EP               |  | US        |    247990 | NS      | $6328704.80   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ENSTAR GROUP LIMITED                                     | Enstar Group Ltd PREFERRED STOCK                                  | CUSIP: 29359U109<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               |  | US        |    288252 | NS      | $6217595.64   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896837<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    174942 | NS      | $2893540.68   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY MISSISSIPPI, LLC                                 | Entergy Mississippi LLC PREFERRED STOCK                           | CUSIP: 29364N108<br>LEI: 54930043I78H35DVVW89 | Long             | EP               |  | US        |    199809 | NS      | $4056122.70   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| THE BOEING COMPANY                                       | Boeing Co/The PREFERRED STOCK                                     | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               |  | US        |   2088256 | NS      | $140581393.92 | 6.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W644<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    220181 | NS      | $4982696.03   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN INSURANCE HOLDINGS LIMITED                         | Aspen Insurance Holdings Ltd PREFERRED STOCK                      | CUSIP: G05384162<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               |  | BM        |    185657 | NS      | $3735418.84   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |     71948 | NS      | $81732928.00  | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE AND DATA SYSTEMS, INC.                         | Telephone and Data Systems Inc PREFERRED STOCK                    | CUSIP: 879433787<br>LEI: N/A                  | Long             | EP               |  | US        |    299640 | NS      | $5830994.40   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP                                      | Fifth Third Bancorp PREFERRED STOCK                               | CUSIP: 316773860<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    320848 | NS      | $6519631.36   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W552<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    406968 | NS      | $7602162.24   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY ARKANSAS, LLC                                    | Entergy Arkansas LLC PREFERRED STOCK                              | CUSIP: 29364D100<br>LEI: 549300A0I5ONUIFMLP35 | Long             | EP               |  | US        |    324768 | NS      | $6625267.20   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                                       | DTE Energy Co PREFERRED STOCK                                     | CUSIP: 233331818<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    199891 | NS      | $3432128.47   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505229<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    948845 | NS      | $22914606.75  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES, INC.                       | BrightSpring Health Services Inc PREFERRED STOCK                  | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               |  | US        |    142606 | NS      | $11960365.22  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W420<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    310843 | NS      | $4954837.42   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267868<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    320853 | NS      | $6709036.23   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |     53880 | NS      | $62554680.00  | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| HANCOCK WHITNEY CORPORATION                              | Hancock Whitney Corp PREFERRED STOCK                              | CUSIP: 410120406<br>LEI: 549300GRNBWY8HIICT41 | Long             | EP               |  | US        |    121003 | NS      | $2895601.79   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| AT&T INC.                                                | AT&T Inc PREFERRED STOCK                                          | CUSIP: 00206R300<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |    958583 | NS      | $21127169.32  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| REINSURANCE GROUP OF AMERICA, INCORPORATED               | Reinsurance Group of America Inc PREFERRED STOCK                  | CUSIP: 759351885<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               |  | US        |    505024 | NS      | $12999317.76  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| SL GREEN REALTY CORP.                                    | SL Green Realty Corp PREFERRED STOCK                              | CUSIP: 78440X507<br>LEI: 549300VQZPJU97H3GT17 | Long             | EP               |  | US        |    177249 | NS      | $3736408.92   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505583<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    261218 | NS      | $5331459.38   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 95002Y400<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    903071 | NS      | $14900671.50  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBE LIFE INC.                                          | Globe Life Inc PREFERRED STOCK                                    | CUSIP: 37959E300<br>LEI: 5493001JFHKQOPP6XA71 | Long             | EP               |  | US        |    248518 | NS      | $3827177.20   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                               | Prudential Financial Inc PREFERRED STOCK                          | CUSIP: 744320888<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    359945 | NS      | $6111866.10   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| COREBRIDGE FINANCIAL, INC.                               | Corebridge Financial Inc PREFERRED STOCK                          | CUSIP: 21871X208<br>LEI: 549300XY1661QCIA7J65 | Long             | EP               |  | US        |    527898 | NS      | $12020237.46  | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H608<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    647270 | NS      | $10518137.50  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| TRITON INTERNATIONAL LIMITED                             | Triton International Ltd PREFERRED STOCK                          | CUSIP: G9078F206<br>LEI: N/A                  | Long             | EP               |  | BM        |    110624 | NS      | $2300979.20   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN ALLIANCE BANCORPORATION                          | Western Alliance Bancorp PREFERRED STOCK                          | CUSIP: 957638406<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EP               |  | US        |    214155 | NS      | $4807779.75   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| FLAGSTAR FINANCIAL, INC.                                 | Flagstar Financial Inc PREFERRED STOCK                            | CUSIP: 649445202<br>LEI: 529900HVXOTLY61GL030 | Long             | EP               |  | US        |    589242 | NS      | $12568531.86  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN TRUST CORPORATION                               | Northern Trust Corp PREFERRED STOCK                               | CUSIP: 665859856<br>LEI: 549300GLF98S992BC502 | Long             | EP               |  | US        |    285903 | NS      | $5560813.35   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W511<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    200518 | NS      | $3095997.92   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H400<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    768277 | NS      | $13214364.40  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OZK                                                 | Bank OZK PREFERRED STOCK                                          | CUSIP: 06417N202<br>LEI: 549300VYK2WBD7SST478 | Long             | EP               |  | US        |    375644 | NS      | $5893854.36   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H871<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    492551 | NS      | $9200852.68   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N889<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    248500 | NS      | $3809505.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505179<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    617630 | NS      | $15656920.50  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| QWEST CORPORATION                                        | Qwest Corp PREFERRED STOCK                                        | CUSIP: 74913G873<br>LEI: 549300R2L4N683OO1509 | Long             | EP               |  | US        |    473986 | NS      | $8854058.48   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973718<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    546334 | NS      | $8856074.14   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W669<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    213995 | NS      | $4371917.85   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP.                                   | Stifel Financial Corp PREFERRED STOCK                             | CUSIP: 860630870<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               |  | US        |    311156 | NS      | $6982340.64   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B648<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    987230 | NS      | $24799217.60  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST, INC.                               | Digital Realty Trust Inc PREFERRED STOCK                          | CUSIP: 253868830<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    147651 | NS      | $3447650.85   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORPORATION                                  | Duke Energy Corp PREFERRED STOCK                                  | CUSIP: 26441C402<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               |  | US        |    360618 | NS      | $8896446.06   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMCO REALTY CORPORATION.                                | Kimco Realty Corp PREFERRED STOCK                                 | CUSIP: 49446R711<br>LEI: 254900ARY41P4V1JL861 | Long             | EP               |  | US        |    200193 | NS      | $4061915.97   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V861<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    693702 | NS      | $11779059.96  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: 020002788<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    439687 | NS      | $11673689.85  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| UNUM GROUP                                               | Unum Group PREFERRED STOCK                                        | CUSIP: 91529Y601<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EP               |  | US        |    214446 | NS      | $5236771.32   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD INFRASTRUCTURE FINANCE ULC                    | Brookfield Infrastructure Finance ULC PREFERRED STOCK             | CUSIP: 11276B208<br>LEI: N/A                  | Long             | EP               |  | CA        |    116367 | NS      | $2696223.39   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61747S504<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    649090 | NS      | $14383834.40  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                             | Truist Financial Corp PREFERRED STOCK                             | CUSIP: 89832Q695<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    850663 | NS      | $15745772.13  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITABLE HOLDINGS, INC.                                 | Equitable Holdings Inc PREFERRED STOCK                            | CUSIP: 29452E200<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EP               |  | US        |    578101 | NS      | $11417494.75  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION | National Rural Utilities Cooperative Finance Corp PREFERRED STOCK | CUSIP: 637432105<br>LEI: 4NYF266XZC35SCTGX023 | Long             | EP               |  | US        |    178628 | NS      | $4285285.72   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H782<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |   1033919 | NS      | $18372740.63  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ENSTAR GROUP LIMITED                                     | Enstar Group Ltd PREFERRED STOCK                                  | CUSIP: 29359U208<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               |  | US        |     77656 | NS      | $1563991.84   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOVUS FINANCIAL CORP.                                  | Synovus Financial Corp PREFERRED STOCK                            | CUSIP: 87161C600<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               |  | US        |    150545 | NS      | $3735021.45   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| AEGON FUNDING COMPANY LLC                                | AEGON Funding Co LLC PREFERRED STOCK                              | CUSIP: 00775V104<br>LEI: KEIOKM01PSK5VZ5CCI74 | Long             | EP               |  | NL        |    669258 | NS      | $13023760.68  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCH CAPITAL GROUP LTD.                                  | Arch Capital Group Ltd PREFERRED STOCK                            | CUSIP: 03939A107<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               |  | US        |    254991 | NS      | $5212016.04   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                | AT&T Inc PREFERRED STOCK                                          | CUSIP: 00206R706<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |   1265392 | NS      | $23979178.40  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG OPERATING GROUP II, L.P.                             | TPG Operating Group II LP PREFERRED STOCK                         | CUSIP: 872652102<br>LEI: 2549001H9RJQNZT7MU11 | Long             | EP               |  | US        |    287539 | NS      | $6955568.41   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY LOUISIANA, LLC                                   | Entergy Louisiana LLC PREFERRED STOCK                             | CUSIP: 29364W108<br>LEI: 0V5453U14HDZO63CGH17 | Long             | EP               |  | US        |    204785 | NS      | $4138704.85   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H733<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    305014 | NS      | $4956477.50   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N301<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    305479 | NS      | $6311196.14   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 94988U656<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    495751 | NS      | $10970969.63  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                     | Vornado Realty Trust PREFERRED STOCK                              | CUSIP: 929042794<br>LEI: N/A                  | Long             | EP               |  | US        |    229711 | NS      | $3170011.80   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                               | Prudential Financial Inc PREFERRED STOCK                          | CUSIP: 744320805<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    407561 | NS      | $9410583.49   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                       | HUNTINGTON BANCSHARES INC PREFERRED STOCK                         | CUSIP: 446150781<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    138888 | NS      | $2979147.60   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267876<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    414447 | NS      | $8541752.67   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                           | Citizens Financial Group Inc PREFERRED STOCK                      | CUSIP: 174610600<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               |  | US        |    376001 | NS      | $9730905.88   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CITIZENS BANCSHARES, INC.                          | First Citizens BancShares Inc/NC PREFERRED STOCK                  | CUSIP: 31959X202<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EP               |  | US        |    203546 | NS      | $4380309.92   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED STATES CELLULAR CORPORATION                       | United States Cellular Corp PREFERRED STOCK                       | CUSIP: 911684801<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |    359909 | NS      | $7961187.08   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J200<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    245342 | NS      | $4786622.42   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267843<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    432171 | NS      | $10717840.80  | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W628<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    242201 | NS      | $4696277.39   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE, INC.                                            | MetLife Inc PREFERRED STOCK                                       | CUSIP: 59156R504<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    432170 | NS      | $10419618.70  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 94988U128<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    845344 | NS      | $15317633.28  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| BBHREPOS                                                 | BBHREPOS                                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | RA               |  | US        |    966321 | PA      | $966320.66    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973734<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    513583 | NS      | $7729424.15   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61763E207<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    506051 | NS      | $12818271.83  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST VI                                             | SCE Trust VI PREFERRED STOCK                                      | CUSIP: 78410V200<br>LEI: N/A                  | Long             | EP               |  | US        |    339831 | NS      | $5780525.31   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896845<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    454634 | NS      | $10101967.48  | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BANK CORPORATION                                     | M&T Bank Corp PREFERRED STOCK                                     | CUSIP: 55261F864<br>LEI: 549300WYXDDBYRASEG81 | Long             | EP               |  | US        |    888719 | NS      | $23088919.62  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H824<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |   1087143 | NS      | $20383931.25  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B580<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    645553 | NS      | $12175129.58  | 0.53%             |  |  |  | No            |                  1 | On Loan: —       |
| DIGITAL REALTY TRUST, INC.                               | Digital Realty Trust Inc PREFERRED STOCK                          | CUSIP: 253868822<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    246430 | NS      | $5024707.70   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 95002Y202<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    757455 | NS      | $12869160.45  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                            | Regions Financial Corp PREFERRED STOCK                            | CUSIP: 7591EP704<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    468619 | NS      | $10628278.92  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP                                      | Fifth Third Bancorp PREFERRED STOCK                               | CUSIP: 316773886<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    150168 | NS      | $3613042.08   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                       | Ford Motor Co PREFERRED STOCK                                     | CUSIP: 345370837<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    577396 | NS      | $11963645.12  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM CORPORATION                                          | SLM Corp PREFERRED STOCK                                          | CUSIP: 78442P502<br>LEI: N/A                  | Long             | EP               |  | US        |     47127 | NS      | $3711251.25   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 060505625<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    210066 | NS      | $4241232.54   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J507<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    360684 | NS      | $9161373.60   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                       | Huntington Bancshares Inc/OH PREFERRED STOCK                      | CUSIP: 446150823<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    784112 | NS      | $13392632.96  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V804<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    200620 | NS      | $3962245.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                                      | Synchrony Financial PREFERRED STOCK                               | CUSIP: 87165B400<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               |  | US        |    359463 | NS      | $8972196.48   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W594<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    183613 | NS      | $3466613.44   | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| METLIFE, INC.                                            | MetLife Inc PREFERRED STOCK                                       | CUSIP: 59156R876<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    583755 | NS      | $13607329.05  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973155<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    841288 | NS      | $17280055.52  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| RLJ LODGING TRUST                                        | RLJ Lodging Trust PREFERRED STOCK                                 | CUSIP: 74965L200<br>LEI: N/A                  | Long             | EP               |  | US        |    233180 | NS      | $5780532.20   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLYLE FINANCE LLC                                      | Carlyle Finance LLC PREFERRED STOCK                               | CUSIP: 14314C105<br>LEI: N/A                  | Long             | EP               |  | US        |    359327 | NS      | $6061846.49   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORPORATION                                 | State Street Corp PREFERRED STOCK                                 | CUSIP: 857477855<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               |  | US        |    360927 | NS      | $8041453.56   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| AXIS CAPITAL HOLDINGS LIMITED                            | Axis Capital Holdings Ltd PREFERRED STOCK                         | CUSIP: 05461T305<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EP               |  | US        |    401211 | NS      | $8048292.66   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| WaFd, Inc                                                | WaFd Inc PREFERRED STOCK                                          | CUSIP: 938824307<br>LEI: N/A                  | Long             | EP               |  | US        |    353956 | NS      | $5422605.92   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ALGONQUIN POWER & UTILITIES CORP.                        | Algonquin Power & Utilities Corp PREFERRED STOCK                  | CUSIP: 015857808<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               |  | CA        |    250845 | NS      | $6419123.55   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY, INC.                                     | NextEra Energy Inc PREFERRED STOCK                                | CUSIP: 65339F663<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               |  | US        |    720105 | NS      | $34255394.85  | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                     | Vornado Realty Trust PREFERRED STOCK                              | CUSIP: 929042810<br>LEI: N/A                  | Long             | EP               |  | US        |    227654 | NS      | $3849629.14   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORPORATION                                  | Duke Energy Corp PREFERRED STOCK                                  | CUSIP: 26441C501<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               |  | US        |    722510 | NS      | $17874897.40  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT, INC.                           | Apollo Global Management Inc PREFERRED STOCK                      | CUSIP: 03769M205<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               |  | US        |    432415 | NS      | $11139010.40  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587800<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    721960 | NS      | $14330906.00  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W461<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    435208 | NS      | $6941567.60   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOVUS FINANCIAL CORP.                                  | Synovus Financial Corp PREFERRED STOCK                            | CUSIP: 87161C709<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               |  | US        |    250961 | NS      | $6499889.90   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W685<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    200604 | NS      | $4140466.56   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W487<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    135845 | NS      | $2098805.25   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT, INC.                           | Apollo Global Management Inc PREFERRED STOCK                      | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               |  | US        |    520411 | NS      | $36418361.78  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| TENNESSEE VALLEY AUTHORITY                               | Tennessee Valley Authority PREFERRED STOCK                        | CUSIP: 880591409<br>LEI: 549300HE1ISW43LNKM54 | Long             | EP               |  | US        |    152006 | NS      | $3531099.38   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED HEALTHCARE TRUST                             | Diversified Healthcare Trust PREFERRED STOCK                      | CUSIP: 25525P206<br>LEI: N/A                  | Long             | EP               |  | US        |    263839 | NS      | $4342789.94   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| QWEST CORPORATION                                        | Qwest Corp PREFERRED STOCK                                        | CUSIP: 74913G881<br>LEI: 549300R2L4N683OO1509 | Long             | EP               |  | US        |    704363 | NS      | $12875755.64  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: 020002812<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    233510 | NS      | $4429684.70   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BANC OF CALIFORNIA, INC.                                 | Banc of California Inc PREFERRED STOCK                            | CUSIP: 05990K841<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EP               |  | US        |    371479 | NS      | $9201534.83   | 0.40%             |  |  |  | No            |                  2 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: 020002838<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               |  | US        |    842281 | NS      | $17502599.18  | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| PITNEY BOWES INC.                                        | Pitney Bowes Inc PREFERRED STOCK                                  | CUSIP: 724479506<br>LEI: 549300N2O26NW4ST6W55 | Long             | EP               |  | US        |    304812 | NS      | $5870679.12   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                       | Ford Motor Co PREFERRED STOCK                                     | CUSIP: 345370811<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    432565 | NS      | $9395311.80   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                                      | Synchrony Financial PREFERRED STOCK                               | CUSIP: 87165B202<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               |  | US        |    540199 | NS      | $9615542.20   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD.                              | RenaissanceRe Holdings Ltd PREFERRED STOCK                        | CUSIP: 75968N309<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               |  | BM        |    177731 | NS      | $3766119.89   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                       | Huntington Bancshares Inc/OH PREFERRED STOCK                      | CUSIP: 446150773<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    360506 | NS      | $8926128.56   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                                       | DTE Energy Co PREFERRED STOCK                                     | CUSIP: 233331859<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    286696 | NS      | $6120959.60   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973668<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    326231 | NS      | $6100519.70   | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J408<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    410746 | NS      | $6966252.16   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B655<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    999456 | NS      | $23877003.84  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GEORGIA POWER COMPANY                                    | Georgia Power Co PREFERRED STOCK                                  | CUSIP: 373334440<br>LEI: D981X4Z4RWS7PDMJUZ03 | Long             | EP               |  | US        |    194880 | NS      | $4302950.40   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AGREE REALTY CORPORATION                                 | Agree Realty Corp PREFERRED STOCK                                 | CUSIP: 008492209<br>LEI: 98450090H010B37OEB68 | Long             | EP               |  | US        |    128188 | NS      | $2211243.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCH CAPITAL GROUP LTD.                                  | Arch Capital Group Ltd PREFERRED STOCK                            | CUSIP: 03939A404<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               |  | US        |    359731 | NS      | $6083051.21   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE, INC.                                            | MetLife Inc PREFERRED STOCK                                       | CUSIP: 59156R850<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    723958 | NS      | $14044785.20  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                       | Ford Motor Co PREFERRED STOCK                                     | CUSIP: 345370845<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    544033 | NS      | $11261483.10  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD.                              | RenaissanceRe Holdings Ltd PREFERRED STOCK                        | CUSIP: G7498P127<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               |  | BM        |    358966 | NS      | $5596279.94   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| VOYA FINANCIAL, INC.                                     | Voya Financial Inc PREFERRED STOCK                                | CUSIP: 929089209<br>LEI: 549300T065Z4KJ686G75 | Long             | EP               |  | US        |    214741 | NS      | $5179552.92   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B523<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    943658 | NS      | $16731056.34  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN INSURANCE HOLDINGS LIMITED                         | Aspen Insurance Holdings Ltd PREFERRED STOCK                      | CUSIP: G05384170<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               |  | BM        |    159843 | NS      | $3954515.82   | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| KKR GROUP FINANCE CO. IX LLC                             | KKR Group Finance Co IX LLC PREFERRED STOCK                       | CUSIP: 48253M104<br>LEI: N/A                  | Long             | EP               |  | US        |    361113 | NS      | $6326699.76   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| THE HARTFORD INSURANCE GROUP, INC.                       | HARTFORD INSURANCE GROUP INC/THE PREFERRED STOCK                  | CUSIP: 416518603<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EP               |  | US        |    246986 | NS      | $6145011.68   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP.                                   | Stifel Financial Corp PREFERRED STOCK                             | CUSIP: 860630862<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               |  | US        |    416338 | NS      | $6877903.76   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J861<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    623046 | NS      | $14541893.64  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                            | Goldman Sachs Group Inc/The PREFERRED STOCK                       | CUSIP: 38144X609<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    141921 | NS      | $3066912.81   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587404<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    324082 | NS      | $6870538.40   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                            | Regions Financial Corp PREFERRED STOCK                            | CUSIP: 7591EP860<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    359737 | NS      | $9169696.13   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                               | Prudential Financial Inc PREFERRED STOCK                          | CUSIP: 744320870<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    214765 | NS      | $5324024.35   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B549<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |   1164067 | NS      | $22198757.69  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| THE CHARLES SCHWAB CORPORATION                           | Charles Schwab Corp/The PREFERRED STOCK                           | CUSIP: 808513600<br>LEI: 549300VSGCJ7E698NM85 | Long             | EP               |  | US        |    639864 | NS      | $15651073.44  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                             | Truist Financial Corp PREFERRED STOCK                             | CUSIP: 89832Q745<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    413869 | NS      | $8625029.96   | 0.38%             |  |  |  | No            |                  1 | On Loan: —       |
| HEWLETT PACKARD ENTERPRISE COMPANY                       | Hewlett Packard Enterprise Co PREFERRED STOCK                     | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               |  | US        |    542711 | NS      | $27965897.83  | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST II                                             | SCE Trust II PREFERRED STOCK                                      | CUSIP: 78407R204<br>LEI: N/A                  | Long             | EP               |  | US        |    155085 | NS      | $2715538.35   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST, INC.                               | Digital Realty Trust Inc PREFERRED STOCK                          | CUSIP: 253868855<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    150915 | NS      | $3160160.10   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| QVC GROUP, INC.                                          | QVC Group Inc PREFERRED STOCK                                     | CUSIP: 74915M308<br>LEI: 549300PSXEKU4PHLCR04 | Long             | EP               |  | US        |    241976 | NS      | $1369584.16   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N509<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    292707 | NS      | $6211242.54   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06053U601<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    936156 | NS      | $19612468.20  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA                                                   | Sempra PREFERRED STOCK                                            | CUSIP: 816851604<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EP               |  | US        |    545799 | NS      | $11565480.81  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V838<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    511261 | NS      | $13144520.31  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCHANTS BANCORP                                        | Merchants Bancorp/IN PREFERRED STOCK                              | CUSIP: 58844R850<br>LEI: 54930008Y0GPVLF81889 | Long             | EP               |  | US        |    163878 | NS      | $3847855.44   | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| AT&T INC.                                                | AT&T Inc PREFERRED STOCK                                          | CUSIP: 00206R508<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |    868869 | NS      | $17325247.86  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                           | Citizens Financial Group Inc PREFERRED STOCK                      | CUSIP: 174610402<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               |  | US        |    322746 | NS      | $6122491.62   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267702<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    453004 | NS      | $11012527.24  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J838<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    413875 | NS      | $10222712.50  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Money Market Government Portfolio               | Fidelity Money Market Government Portfolio                        | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             |  | US        |    927504 | PA      | $927504.34    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-05-31

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Joe Costello

**Name of Signer:** Joe Costello

**Title:** CCO