# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0000940400-25-005404
**Filing Date:** 2025-10
**Character Count:** 184809
**Document Hash:** b53926a0b569b8636bae849bfadbab2d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-005404.hdr.sgml**: 20251027

**ACCESSION NUMBER**: 0000940400-25-005404

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250829

**FILED AS OF DATE**: 20251027

**DATE AS OF CHANGE**: 20251027

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 251419560

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 300 China A-Shares ETF (Series ID: S000040415)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000125568 | Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 300 China A-Shares ETF

- **b. EDGAR series identifier (if any):** S000040415

- **c. LEI of Series:** 549300KGVW9YY7MPVQ67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2025-08-29

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2335017458.24

**Total Liabilities:** $1181275.05

**Net Assets:** $2333836183.19

**Cash Not Reported:** $5352421.12

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000125568 | 3.81%                | 3.57%                | 11.87%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-14126353.51            | $73461217.63                               |
| Month 2  | $24891.32                | $55926249.62                               |
| Month 3  | $1978060.33              | $227173242.03                              |

### Schedule of Portfolio Investments

| Name                           | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   6889375 | NS      | $27174026.03  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    591567 | NS      | $2103245.96   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |    578600 | NS      | $638591.89    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   1548108 | NS      | $1702101.44   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    809064 | NS      | $2247147.54   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   5017103 | NS      | $4170586.63   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     89800 | NS      | $3061466.81   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   5553695 | NS      | $24549303.33  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     23530 | NS      | $1020747.89   | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   1096700 | NS      | $625224.95    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2828980 | NS      | $5323007.75   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |   1568489 | NS      | $4851973.25   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   8746656 | NS      | $28346554.21  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    862325 | NS      | $2427771.32   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    573484 | NS      | $2030901.27   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Co Ltd            | CNPC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |   1583100 | NS      | $2818707.59   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Seres Group Co Ltd             | Seres Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003002LTJSDNVNIPU58 | Long             | EC               | CORP              | CN        |    580006 | NS      | $11150390.57  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |   1761753 | NS      | $11241021.16  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    745676 | NS      | $5988150.20   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |   1203374 | NS      | $2931720.25   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |    526984 | NS      | $2088222.94   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   4925175 | NS      | $6224243.85   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    266514 | NS      | $931840.96    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    142900 | NS      | $260252.33    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |   1856498 | NS      | $2340955.97   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1399140 | NS      | $7343834.70   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   1399886 | NS      | $2679235.87   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |    552160 | NS      | $2346152.77   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |   1590256 | NS      | $4124358.05   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |  13642938 | NS      | $13927229.73  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    201100 | NS      | $201901.96    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |    962678 | NS      | $917853.24    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    695861 | NS      | $814912.48    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     75832 | NS      | $952159.27    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |   1067375 | NS      | $1940927.07   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     99407 | NS      | $2707673.82   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |     43200 | NS      | $319862.95    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |   3636402 | NS      | $3467081.78   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   5092821 | NS      | $5198945.27   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CQRC BANK                      | Chongqing Rural Commercial Bank Co Ltd                          | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |   4774100 | NS      | $4216621.12   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |   1563212 | NS      | $8060147.25   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    265144 | NS      | $7521398.40   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    230849 | NS      | $2223691.50   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    162819 | NS      | $1560150.61   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |   1542384 | NS      | $2128964.66   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    570508 | NS      | $1632632.14   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   4248158 | NS      | $2034124.18   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital Securities Co Ltd      | Capital Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1001911000094 | Long             | EC               | CORP              | CN        |    390000 | NS      | $1170832.40   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    160100 | NS      | $419718.46    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |   3320346 | NS      | $3683264.07   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |     22060 | NS      | $171422.21    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    429457 | NS      | $9587041.38   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   4463556 | NS      | $3422126.45   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co Ltd  | Ningbo Deye Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    261756 | NS      | $2376225.20   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Tech Co Ltd             | Kunlun Tech Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AMV45UQEH2Z513 | Long             | EC               | CORP              | CN        |    641018 | NS      | $3780436.42   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SRBG                           | Sichuan Road and Bridge Group Co Ltd                            | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |   1874500 | NS      | $2279427.38   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     82539 | NS      | $679634.77    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    635910 | NS      | $1196528.03   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |   2579808 | NS      | $4553497.33   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |    314168 | NS      | $2353524.88   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Distillery Co Ltd                                | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |     78105 | NS      | $810596.01    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3648078 | NS      | $2453703.33   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   2039760 | NS      | $1807302.52   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |   1214200 | NS      | $1554918.00   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd        | Cinda Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    440900 | NS      | $1216536.31   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   1989062 | NS      | $16724476.60  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |   1491122 | NS      | $11894888.90  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |   4708882 | NS      | $7352669.04   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   1162800 | NS      | $529020.44    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |   1667942 | NS      | $3487370.31   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    157700 | NS      | $807588.04    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   8008292 | NS      | $6420937.33   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |     71260 | NS      | $3551392.83   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |  11570480 | NS      | $4532919.46   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    555478 | NS      | $1156725.84   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     63797 | NS      | $696682.30    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceutical | Jiangsu Hengrui Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |   2364647 | NS      | $21990924.91  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   1725210 | NS      | $2623571.15   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   1770229 | NS      | $10661244.92  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    388416 | NS      | $6220895.44   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    428677 | NS      | $2274728.13   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    421683 | NS      | $1105484.95   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    866309 | NS      | $5118833.23   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |    208910 | NS      | $2038761.65   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   3532189 | NS      | $14170220.14  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    425644 | NS      | $1818741.14   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |   2802628 | NS      | $18094927.47  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |     48300 | NS      | $228288.31    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   1146110 | NS      | $1095962.86   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    375814 | NS      | $1401070.22   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   1170225 | NS      | $972777.47    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |    607012 | NS      | $3435836.57   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA LONGYUAN                 | China Longyuan Power Group Corp Ltd                             | CUSIP: 000000000<br>LEI: 5299008UYLF3O6V9T464 | Long             | EC               | CORP              | CN        |     12600 | NS      | $29493.65     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |   1246751 | NS      | $2732782.40   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   4267084 | NS      | $2300831.63   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |    710418 | NS      | $1510296.64   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    902830 | NS      | $4041538.47   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    253074 | NS      | $1571407.03   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd     | Empyrean Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |     18500 | NS      | $319520.89    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    796169 | NS      | $4943635.30   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   1431100 | NS      | $685246.43    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |    451000 | NS      | $382503.93    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    523820 | NS      | $5096535.58   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |   1894873 | NS      | $4249202.68   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |  17372283 | NS      | $17124442.07  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   4027500 | NS      | $3161329.62   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |    246785 | NS      | $485488.91    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    123760 | NS      | $920866.43    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |   1442597 | NS      | $62021785.76  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co. Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24600 | NS      | $418244.21    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    974727 | NS      | $4444139.76   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology C | Hygon Information Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    597816 | NS      | $16328798.07  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   2313777 | NS      | $7280911.95   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High-Tech Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    125786 | NS      | $1820307.96   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    244285 | NS      | $3425739.01   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   1888600 | NS      | $1601767.02   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |    800228 | NS      | $2443967.51   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |     40300 | NS      | $719408.42    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomed | Shenzhen New Industries Biomedical Engineering Co Ltd           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    283984 | NS      | $2489086.90   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     30395 | NS      | $1763282.17   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    981590 | NS      | $5711790.83   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   2453922 | NS      | $1967520.59   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    228445 | NS      | $925122.70    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |   1037127 | NS      | $2925730.37   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |     96476 | NS      | $722730.09    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |   1404179 | NS      | $1547798.97   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |   3696668 | NS      | $3929422.71   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1562637 | NS      | $2198610.25   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |   1603750 | NS      | $2720357.78   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   6972700 | NS      | $5404586.61   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16782 | NS      | $3517042.12   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   7238916 | NS      | $7796349.94   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   1782481 | NS      | $2182548.07   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd            | Sailun Group Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |   1981600 | NS      | $3942831.95   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   6936195 | NS      | $6145724.34   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   1577842 | NS      | $1914254.50   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |   3701359 | NS      | $8923884.24   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    173768 | NS      | $1278567.06   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    644598 | NS      | $4112914.67   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology C | Hygon Information Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73780 | NS      | $2015233.32   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    635200 | NS      | $1156838.91   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    171504 | NS      | $2167641.41   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |   2250460 | NS      | $6873105.06   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |    424976 | NS      | $471426.42    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |  10852907 | NS      | $8518837.08   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |    117529 | NS      | $913285.62    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    211995 | NS      | $553385.06    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |   1095619 | NS      | $10553732.78  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    124400 | NS      | $527009.10    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |    559481 | NS      | $1491090.40   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |    255015 | NS      | $1910392.36   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   6426601 | NS      | $7869012.68   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    750921 | NS      | $2725694.77   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    674230 | NS      | $3777490.59   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    259233 | NS      | $4715014.95   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   3290500 | NS      | $2633656.76   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    391900 | NS      | $501871.49    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| TFC                            | Suzhou TFC Optical Communication Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    338863 | NS      | $9446538.89   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   1273634 | NS      | $2155033.94   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |    247500 | NS      | $555012.22    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    595898 | NS      | $4455679.69   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     67452 | NS      | $3168205.74   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    811964 | NS      | $2844655.95   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   1287600 | NS      | $1610946.42   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |   5681969 | NS      | $3247249.75   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    464993 | NS      | $1075381.19   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   3786872 | NS      | $6572362.66   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ACM Research Shanghai Inc      | ACM Research Shanghai Inc                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    128918 | NS      | $2805870.87   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    333970 | NS      | $1564429.23   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |  19144525 | NS      | $19973576.27  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   3456933 | NS      | $3863905.12   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     58808 | NS      | $1312808.34   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |   1377917 | NS      | $3581392.34   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    582759 | NS      | $3265008.44   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    245646 | NS      | $1429393.71   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   2866191 | NS      | $9288880.07   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    337721 | NS      | $1995520.62   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Health | Shanghai United Imaging Healthcare Co Ltd                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |    324106 | NS      | $6453357.50   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    794085 | NS      | $11135878.03  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    529071 | NS      | $1540795.96   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    271749 | NS      | $483085.59    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    159597 | NS      | $1281643.51   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    468850 | NS      | $5370154.81   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |   1173682 | NS      | $1188250.85   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    528026 | NS      | $3284592.20   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| YIWU CCC                       | Zhejiang China Commodities City Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |   1992166 | NS      | $6294054.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    636068 | NS      | $744889.79    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |   2033506 | NS      | $5419560.76   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |    894469 | NS      | $1200730.68   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    987287 | NS      | $10401615.31  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     72288 | NS      | $840362.21    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |    434980 | NS      | $5350517.86   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   1886210 | NS      | $7439850.44   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |    930383 | NS      | $2832327.49   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |    948522 | NS      | $978942.47    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    593679 | NS      | $2225796.07   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    371400 | NS      | $2962709.78   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |    688111 | NS      | $1384608.88   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |   3243535 | NS      | $5237678.68   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |    162360 | NS      | $4769849.36   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd    | Wens Foodstuff Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |   3030886 | NS      | $7741492.97   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |  11169943 | NS      | $5928777.88   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |   3633882 | NS      | $7796803.66   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |   2556543 | NS      | $2649304.56   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    165933 | NS      | $753054.73    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    469972 | NS      | $1093495.29   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    146700 | NS      | $564626.91    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    931726 | NS      | $2505413.52   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |    326200 | NS      | $450256.40    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    476500 | NS      | $1474007.95   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    428684 | NS      | $3308311.71   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |    761100 | NS      | $788715.74    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    133352 | NS      | $244548.57    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd   | Beijing Tong Ren Tang Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    199200 | NS      | $998013.93    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   5131819 | NS      | $3062546.44   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd     | Empyrean Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |    152700 | NS      | $2637342.73   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |    951325 | NS      | $1011223.64   | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |    978176 | NS      | $1726532.28   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |     49400 | NS      | $482096.72    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    966320 | NS      | $4526572.01   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Technology               | Range Intelligent Computing Technology Group Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    537680 | NS      | $4452228.38   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    386129 | NS      | $5600865.77   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    219960 | NS      | $1899508.54   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    159098 | NS      | $593132.43    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |    302531 | NS      | $2697953.24   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |    187144 | NS      | $639878.17    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |    675100 | NS      | $2133860.51   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    431662 | NS      | $946169.94    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     47527 | NS      | $1429293.64   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    133086 | NS      | $27891137.40  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |    453041 | NS      | $1009570.98   | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Co Ltd            | CNPC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |    387100 | NS      | $689231.07    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1816600 | NS      | $1655489.50   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   2221993 | NS      | $22998076.84  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   1329054 | NS      | $1612422.29   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |   1087026 | NS      | $2513946.05   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    231427 | NS      | $3993818.57   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   5060758 | NS      | $3005926.52   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |   1521608 | NS      | $11742807.19  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    256800 | NS      | $667457.87    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   7091103 | NS      | $28786198.01  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    707226 | NS      | $3621732.79   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |    548427 | NS      | $704631.97    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BTBP                           | Beijing Tiantan Biological Products Corp Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    843534 | NS      | $2374867.54   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Health | Shanghai United Imaging Healthcare Co Ltd                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |     31684 | NS      | $630868.23    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    197042 | NS      | $2490416.54   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Cargo Co Ltd         | Air China Cargo Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003008Y1PWZJ9XNVE26 | Long             | EC               | CORP              | CN        |    871900 | NS      | $837423.61    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1166804 | NS      | $1127220.22   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |    327100 | NS      | $848339.84    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   3448946 | NS      | $3298040.08   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |   1389238 | NS      | $5442560.69   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |    872576 | NS      | $498677.87    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   2250830 | NS      | $1194694.65   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Expressway Net | China Merchants Expressway Network & Technology Holdings Co Ltd | CUSIP: 000000000<br>LEI: 300300HYECHLUO2UVU03 | Long             | EC               | CORP              | CN        |   1593237 | NS      | $2328914.45   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    284100 | NS      | $452383.45    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     84309 | NS      | $2027933.57   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   2369500 | NS      | $815164.43    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    370062 | NS      | $3195744.36   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |     32630 | NS      | $907203.44    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    301700 | NS      | $1583569.14   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |    908666 | NS      | $2190771.07   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   8969450 | NS      | $13640072.95  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Natural Gas Co Ltd         | ENN Natural Gas Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300KVDMGNQNP52Z98 | Long             | EC               | CORP              | CN        |    665109 | NS      | $1755792.13   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |   1570723 | NS      | $5370577.55   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |    578008 | NS      | $902528.78    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1364761 | NS      | $8541254.46   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   5548648 | NS      | $46654269.02  | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Yutong Bus Co Ltd              | Yutong Bus Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300OMPRVW0Q75F037 | Long             | EC               | CORP              | CN        |   1096000 | NS      | $4250662.77   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   5548300 | NS      | $3311092.31   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co. Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     88239 | NS      | $1500221.60   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |   1361799 | NS      | $19753122.43  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |    563966 | NS      | $28106438.54  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   6055822 | NS      | $7066372.84   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   1868488 | NS      | $1490256.66   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |   3273048 | NS      | $7293764.29   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    818096 | NS      | $2382513.91   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    985323 | NS      | $5187002.82   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    415371 | NS      | $2524911.62   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co Lt | Xinjiang Daqo New Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311230 | NS      | $1406775.68   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: 8368001FT238FD11Z218 | Long             | EC               | CORP              | CN        |    148327 | NS      | $312624.73    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   1379998 | NS      | $6100081.03   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   9388093 | NS      | $29542120.33  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     63900 | NS      | $1877268.87   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |    199514 | NS      | $1477248.54   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    363509 | NS      | $1874305.00   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   2619618 | NS      | $2207047.29   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |    414438 | NS      | $669236.83    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   1217300 | NS      | $2112703.33   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SJI                            | Shanjin International Gold Co Ltd                               | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |   1288300 | NS      | $3551074.06   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    289000 | NS      | $1638245.62   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC TIMES ELEC                | Zhuzhou CRRC Times Electric Co Ltd                              | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |    222459 | NS      | $1512193.92   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co Lt | Xinjiang Daqo New Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    237764 | NS      | $1074705.57   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   1344943 | NS      | $1308758.56   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5200 | NS      | $38691.87     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| GTHT                           | Guotai Haitong Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   1614469 | NS      | $4753905.71   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1115039 | NS      | $20280695.58  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd            | IEIT Systems Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    168704 | NS      | $1590720.29   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1274033 | NS      | $2264836.24   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    343390 | NS      | $11706871.78  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    143800 | NS      | $655637.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |   1003634 | NS      | $1598125.36   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Isoftstone Information Technol | Isoftstone Information Technology Group Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    436700 | NS      | $3674323.75   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co Ltd             | Jinko Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |    299665 | NS      | $238584.10    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    165273 | NS      | $1608032.77   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |   1805602 | NS      | $9500099.27   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   4391080 | NS      | $2503339.81   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   8017489 | NS      | $6754793.02   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    101300 | NS      | $615771.32    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Loongson Technology Corp Ltd   | Loongson Technology Corp Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    134728 | NS      | $2697738.26   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    418397 | NS      | $3513275.19   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   4743501 | NS      | $5934704.83   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    639733 | NS      | $2506255.72   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9380 | NS      | $255494.89    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    224500 | NS      | $864698.24    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |     95300 | NS      | $237661.20    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |   2282066 | NS      | $6498581.57   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Distillery Co Ltd                                | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |    332075 | NS      | $3446369.25   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    321535 | NS      | $1404593.61   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    171146 | NS      | $1437111.15   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   5084100 | NS      | $4947317.04   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   6931504 | NS      | $41745142.46  | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1180095 | NS      | $2918090.45   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   2208808 | NS      | $1439124.51   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   8393081 | NS      | $6717670.43   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    217455 | NS      | $592981.37    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    977894 | NS      | $3419113.77   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    302500 | NS      | $748009.58    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    334293 | NS      | $2459693.50   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |   1899378 | NS      | $2440365.75   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    773698 | NS      | $2336868.68   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Tuopu Group Co Ltd      | Ningbo Tuopu Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    641656 | NS      | $5641159.59   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    681992 | NS      | $2624887.77   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   2064700 | NS      | $2223692.57   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |    833597 | NS      | $5382047.58   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |   1800668 | NS      | $10192221.84  | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |   2196632 | NS      | $8099802.90   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    720440 | NS      | $958010.39    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan HNA Infrastructure      | Hainan Airport Infrastructure Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   3386602 | NS      | $1859359.39   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    598369 | NS      | $1684635.26   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |  10228440 | NS      | $4653469.11   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    635842 | NS      | $3564200.83   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    188205 | NS      | $1054979.72   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |    873644 | NS      | $2579860.33   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    169000 | NS      | $469391.71    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     52897 | NS      | $226024.45    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    453891 | NS      | $1922867.26   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     95428 | NS      | $1838318.26   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    348647 | NS      | $72455285.33  | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd   | Beijing Tong Ren Tang Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    326996 | NS      | $1638285.96   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  23546377 | NS      | $13985786.16  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |   1701650 | NS      | $1686931.17   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |   2462806 | NS      | $2718160.97   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |   1093095 | NS      | $2853380.71   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |     61600 | NS      | $128794.65    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd       | Huaqin Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    121100 | NS      | $1672402.97   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |     35795 | NS      | $1872281.16   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    416196 | NS      | $8017570.38   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   1318100 | NS      | $1665763.31   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |    658798 | NS      | $1738206.92   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |   3532944 | NS      | $10432741.56  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   1259953 | NS      | $1408282.67   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    970559 | NS      | $8948396.98   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |   2221628 | NS      | $2355270.08   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    536263 | NS      | $542919.60    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |    296500 | NS      | $293935.35    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |  14757920 | NS      | $9532469.11   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    881841 | NS      | $5949851.16   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |  13411676 | NS      | $8738229.70   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    245505 | NS      | $446429.14    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HDGF                           | WUS Printed Circuit Kunshan Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1014299 | NS      | $9797465.21   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   8986100 | NS      | $6738060.83   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan HNA Infrastructure      | Hainan Airport Infrastructure Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    526300 | NS      | $288956.55    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    756661 | NS      | $3013214.16   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2129800 | NS      | $1148398.11   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18300 | NS      | $64112.70     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    325808 | NS      | $4090899.71   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |     36900 | NS      | $453892.38    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    985100 | NS      | $7446070.12   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    300801 | NS      | $2277041.94   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniVision Integrated Circuits | OmniVision Integrated Circuits Group Inc                        | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    121848 | NS      | $2450613.49   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    457852 | NS      | $1676699.08   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |     94434 | NS      | $298487.61    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |   1015935 | NS      | $1409435.77   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    185400 | NS      | $559980.06    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |    379814 | NS      | $1166919.00   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Eoptolink Technology Inc Ltd   | Eoptolink Technology Inc Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    703580 | NS      | $35190855.43  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2836730 | NS      | $2740494.05   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |   2950408 | NS      | $5866347.07   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   1007865 | NS      | $4043291.26   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |    178026 | NS      | $1465884.72   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |   2644358 | NS      | $6977011.74   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |    580623 | NS      | $1653425.42   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    454034 | NS      | $4350606.63   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    183889 | NS      | $653795.42    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Rural Commercial Bank | Shanghai Rural Commercial Bank Co Ltd                           | CUSIP: 000000000<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |   4101700 | NS      | $5010782.69   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    238560 | NS      | $672976.63    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2095331 | NS      | $1606451.82   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     81958 | NS      | $2324920.69   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd            | IEIT Systems Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    671183 | NS      | $6328625.37   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TLYS                           | Tongling Nonferrous Metals Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |   5659300 | NS      | $3583947.85   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |    731770 | NS      | $1454990.90   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3263700 | NS      | $2195170.05   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Lingyi iTech Guangdong Co      | Lingyi iTech Guangdong Co                                       | CUSIP: 000000000<br>LEI: 300300NKC44D46I52N38 | Long             | EC               | CORP              | CN        |   2340960 | NS      | $5108194.56   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd       | Huaqin Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    134214 | NS      | $1853508.61   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     88462 | NS      | $18384037.29  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |    390470 | NS      | $1845543.16   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |    796210 | NS      | $4309971.85   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Expressway Co Ltd      | Jiangsu Expressway Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |    569523 | NS      | $1072413.98   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |   1797650 | NS      | $7123354.72   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |    164434 | NS      | $2935364.86   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   1474419 | NS      | $1975111.95   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  12401226 | NS      | $9298829.88   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   1422557 | NS      | $1659942.80   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    371506 | NS      | $3914021.45   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: 8368001FT238FD11Z218 | Long             | EC               | CORP              | CN        |    754280 | NS      | $1589775.16   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Biokin Pharmaceutical  | Sichuan Biokin Pharmaceutical Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     60992 | NS      | $2864780.95   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    423300 | NS      | $1031264.74   | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |    125610 | NS      | $5449049.85   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    658052 | NS      | $11356238.88  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2267361 | NS      | $6488544.31   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    802287 | NS      | $3591455.51   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    225168 | NS      | $882131.43    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   5688522 | NS      | $9625181.15   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |    322600 | NS      | $547209.62    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3276400 | NS      | $2539559.65   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    404060 | NS      | $445387.41    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24400 | NS      | $586907.44    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    140070 | NS      | $512950.12    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   6935493 | NS      | $13273810.60  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   5553514 | NS      | $4429336.04   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    161470 | NS      | $214715.92    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    237204 | NS      | $637842.14    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   1294212 | NS      | $13395355.89  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Energy Electric Power | Zhejiang Zheneng Electric Power Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |    351200 | NS      | $250518.98    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |    365500 | NS      | $289460.23    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    407520 | NS      | $17520567.51  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    208200 | NS      | $829104.70    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |   5545626 | NS      | $5785778.64   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    582517 | NS      | $1355356.48   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    289345 | NS      | $8701558.45   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    223529 | NS      | $2598568.57   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Energy Electric Power | Zhejiang Zheneng Electric Power Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |   2645908 | NS      | $1887386.63   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |   5123900 | NS      | $5050800.10   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    539120 | NS      | $988669.29    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |    957435 | NS      | $2054258.43   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    212075 | NS      | $1714681.88   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   3086077 | NS      | $1993365.84   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |   3564766 | NS      | $3023363.66   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    415300 | NS      | $378467.90    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    242890 | NS      | $2239406.51   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |    183566 | NS      | $5103637.95   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |   3314452 | NS      | $7046282.20   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |     79003 | NS      | $704544.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    106197 | NS      | $4988049.95   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |    512592 | NS      | $603167.96    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    382534 | NS      | $530700.39    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd          | Zhejiang Juhua Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1029180 | NS      | $5591296.09   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |    280046 | NS      | $14647991.32  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |     46800 | NS      | $92067.51     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd       | YTO Express Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1144543 | NS      | $2724107.48   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |   1222775 | NS      | $2460453.51   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    141115 | NS      | $952114.10    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   2148745 | NS      | $12853366.80  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   4136510 | NS      | $4547977.04   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    247821 | NS      | $1304595.78   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1693746 | NS      | $4618701.88   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |   2714564 | NS      | $8263837.83   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    227697 | NS      | $892039.19    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2596086 | NS      | $4228628.06   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd        | Cinda Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    253400 | NS      | $699184.17    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |    502509 | NS      | $532737.44    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   8477477 | NS      | $2916453.98   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1038708 | NS      | $6213345.43   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd             | Goneo Group Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    196260 | NS      | $1299103.63   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |    555270 | NS      | $2047487.95   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CSI Solar Co Ltd               | CSI Solar Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003004AEZ3F97L0KW51 | Long             | EC               | CORP              | CN        |   1224764 | NS      | $1740425.14   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    891361 | NS      | $3433221.78   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| OmniVision Integrated Circuits | OmniVision Integrated Circuits Group Inc                        | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    522515 | NS      | $10508849.62  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     54000 | NS      | $292307.91    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    770077 | NS      | $3118543.68   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |    626366 | NS      | $3295598.46   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP ENGY                | COSCO SHIPPING Energy Transportation Co Ltd                     | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |    823264 | NS      | $1196470.23   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd        | Yunnan Aluminium Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |   1597247 | NS      | $4348828.82   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |   2216447 | NS      | $1755330.41   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    270176 | NS      | $1667734.35   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |   1537800 | NS      | $24629502.92  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   4912347 | NS      | $1924490.02   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     69502 | NS      | $796068.04    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1299143 | NS      | $5675176.75   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co Ltd             | Jinko Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |   2930275 | NS      | $2332995.29   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |   1466832 | NS      | $10988469.89  | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |   1785539 | NS      | $5485788.77   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   1850898 | NS      | $7513685.29   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    150918 | NS      | $565815.35    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd             | Goneo Group Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     74211 | NS      | $491224.80    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311700 | NS      | $2359546.59   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     67160 | NS      | $356377.27    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High-Tech Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    109952 | NS      | $1591166.75   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |   1631640 | NS      | $3397722.59   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    328100 | NS      | $2453286.48   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CRSC                     | China Railway Signal & Communication Corp Ltd                   | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |   2952585 | NS      | $2313444.21   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   5898800 | NS      | $5002913.95   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    451300 | NS      | $634973.32    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1038435 | NS      | $5886545.29   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| HUADIAN POWER                  | Huadian Power International Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |   2284833 | NS      | $1700406.50   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    854240 | NS      | $3876802.52   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    283654 | NS      | $3097586.44   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co | Beijing Roborock Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    151388 | NS      | $4568041.92   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    207056 | NS      | $751572.34    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    209243 | NS      | $741000.40    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    266382 | NS      | $433895.64    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceutical | Jiangsu Hengrui Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |    814174 | NS      | $7571717.59   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    347114 | NS      | $2172386.96   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    124842 | NS      | $776581.19    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KELUN PHARMA                   | Sichuan Kelun Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |    810600 | NS      | $4149976.97   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |   5337276 | NS      | $7164732.44   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |    123900 | NS      | $7187717.09   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |    554000 | NS      | $698567.74    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1082488 | NS      | $1086804.82   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1913550 | NS      | $14463940.20  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   5851946 | NS      | $7839188.50   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| GTHT                           | Guotai Haitong Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   6226933 | NS      | $18335596.64  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |   1962556 | NS      | $2309343.30   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    494431 | NS      | $3997604.05   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |     85725 | NS      | $364249.40    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd    | Wens Foodstuff Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |    717332 | NS      | $1832210.33   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |   3104231 | NS      | $3203788.17   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    446833 | NS      | $2758197.41   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |    448358 | NS      | $1118124.87   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-27

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer