# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017585
**Filing Date:** 2023-1
**Character Count:** 21595
**Document Hash:** 228fa578047a0b7a48901a2d3c9b0b0c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017585.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017585

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565968

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Clean Energy ETF (Series ID: S000062205)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000201215 | ALPS Clean Energy ETF | ACES            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Clean Energy ETF

- **b. EDGAR series identifier (if any):** S000062205

- **c. LEI of Series:** 549300UUHWBEG7BV1941

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $708223298.32

**Total Liabilities:** $312208.28

**Net Assets:** $707911090.04

**Cash Not Reported:** $34096.86

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000201215 | -11.86%              | -1.30%               | 1.94%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $8987168.56              | $-105499746.31                             |
| Month 2  | $5394771.64              | $-17067871.65                              |
| Month 3  | $1435953.18              | $10880765.20                               |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Northland Power Inc                                        | Northland Power, Inc.                                                       | CUSIP: N/A<br>LEI: 549300IT8CIDW8V5KX72       | Long             | EC               | CORP              | CA        |   1143467 | NS      | $32387535.00  | 4.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Rex American Resources Corp                                | REX American Resources Corp.                                                | CUSIP: 761624105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    101378 | NS      | $2991664.78   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunrun Inc                                                 | Sunrun, Inc.                                                                | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               | CORP              | US        |   1235526 | NS      | $40253437.08  | 5.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Blink Charging Co                                          | Blink Charging Co.                                                          | CUSIP: 09354A100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    289002 | NS      | $4011347.76   | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| Microvast Holdings Inc                                     | Microvast Holdings, Inc.                                                    | CUSIP: 59516C106<br>LEI: 549300J4UX9OMHSTKS35 | Long             | EC               | CORP              | US        |    957177 | NS      | $2096217.63   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Nikola Corp                                                | Nikola Corp.                                                                | CUSIP: 654110105<br>LEI: 6354007SKFUCHYZAKQ61 | Long             | EC               | CORP              | US        |   1702543 | NS      | $4460662.66   | 0.63%             |  |  |  | No            |                  1 | On Loan: —       |
| Li-cycle Holdings Corp                                     | Li-Cycle Holdings Corp.                                                     | CUSIP: 50202P105<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    778829 | NS      | $4961140.73   | 0.70%             |  |  |  | No            |                  1 | On Loan: —       |
| Itron Inc                                                  | Itron, Inc.                                                                 | CUSIP: 465741106<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | EC               | CORP              | US        |    292234 | NS      | $15541004.12  | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Green Plains Inc                                           | Green Plains, Inc.                                                          | CUSIP: 393222104<br>LEI: VJ5WLTHARBSDR14KIZ98 | Long             | EC               | CORP              | US        |    365423 | NS      | $12629018.88  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc                                      | Rivian Automotive, Inc.                                                     | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1210239 | NS      | $38776057.56  | 5.48%             |  |  |  | No            |                  1 | On Loan: —       |
| Nextera Energy Partners Lp                                 | NextEra Energy Partners LP                                                  | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |    477391 | NS      | $38425201.59  | 5.43%             |  |  |  | No            |                  1 | On Loan: —       |
| Enphase Energy Inc                                         | Enphase Energy, Inc.                                                        | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |    139061 | NS      | $44581565.99  | 6.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Volta Inc                                                  | Volta, Inc.                                                                 | CUSIP: 92873V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    699046 | NS      | $344140.35    | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| Altus Power Inc                                            | Altus Power, Inc.                                                           | CUSIP: N/A<br>LEI: 5493005V83PBRWNLK259       | Long             | EC               | CORP              | US        |    216834 | NS      | $1550363.10   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Aemetis Inc                                                | Aemetis, Inc.                                                               | CUSIP: 00770K202<br>LEI: 254900DQF4U5U9W7AR72 | Long             | EC               | CORP              | US        |    192273 | NS      | $1059424.23   | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Clearway Energy Inc                                        | Clearway Energy, Inc.                                                       | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |    532025 | NS      | $18854966.00  | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Hyliion Holdings Corp                                      | Hyliion Holdings Corp.                                                      | CUSIP: 449109107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    812983 | NS      | $2455208.66   | 0.35%             |  |  |  | No            |                  1 | On Loan: —       |
| Tesla Inc                                                  | Tesla, Inc.                                                                 | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |    143727 | NS      | $27983646.90  | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Array Technologies Inc                                     | Array Technologies, Inc.                                                    | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               | CORP              | US        |    929905 | NS      | $19472210.70  | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc                              | Shoals Technologies Group, Inc.                                             | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    400138 | NS      | $11591997.86  | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group Inc                                            | Lucid Group, Inc.                                                           | CUSIP: 549498103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2560508 | NS      | $25963551.12  | 3.67%             |  |  |  | No            |                  1 | On Loan: —       |
| Chargepoint Holdings Inc                                   | ChargePoint Holdings, Inc.                                                  | CUSIP: 15961R105<br>LEI: 254900DVN9TAC2GIPG25 | Long             | EC               | CORP              | US        |   1667499 | NS      | $20710337.58  | 2.93%             |  |  |  | No            |                  1 | On Loan: —       |
| Archaea Energy Inc                                         | Archaea Energy, Inc.                                                        | CUSIP: 03940F103<br>LEI: 549300ZBE567NNMH7V89 | Long             | EC               | CORP              | US        |    522268 | NS      | $13547631.92  | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Lion Electric Co/the                                       | Lion Electric Co.                                                           | CUSIP: 536221104<br>LEI: 894500XKOKXHCZ99CE73 | Long             | EC               | CORP              | CA        |    591456 | NS      | $1644247.68   | 0.23%             |  |  |  | No            |                  1 | On Loan: —       |
| Plug Power Inc                                             | Plug Power, Inc.                                                            | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               | CORP              | US        |   1499999 | NS      | $23939984.04  | 3.38%             |  |  |  | No            |                  1 | On Loan: —       |
| Innergex Renewable Energy Inc                              | Innergex Renewable Energy, Inc.                                             | CUSIP: N/A<br>LEI: 549300EORYEC4J59SU80       | Long             | EC               | CORP              | CA        |   1005071 | NS      | $12582534.02  | 1.78%             |  |  |  | No            |                  1 | On Loan: —       |
| Boralex Inc                                                | Boralex, Inc.                                                               | CUSIP: 09950M300<br>LEI: 5493004UT7HNQU2SVR90 | Long             | EC               | CORP              | CA        |    666942 | NS      | $18746665.44  | 2.65%             |  |  |  | No            |                  1 | On Loan: —       |
| Enviva Inc                                                 | Enviva, Inc.                                                                | CUSIP: 29415B103<br>LEI: 549300WH5VXDEFM5KR81 | Long             | EC               | CORP              | US        |    202325 | NS      | $11481943.75  | 1.62%             |  |  |  | No            |                  1 | On Loan: —       |
| Ameresco Inc                                               | Ameresco, Inc.                                                              | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |    206351 | NS      | $13520117.52  | 1.91%             |  |  |  | No            |                  1 | On Loan: —       |
| Stem Inc                                                   | Stem, Inc.                                                                  | CUSIP: 85859N102<br>LEI: 549300GVWIYFILN5V546 | Long             | EC               | CORP              | US        |    950428 | NS      | $12422093.96  | 1.75%             |  |  |  | No            |                  1 | On Loan: —       |
| Ballard Power Systems Inc                                  | Ballard Power Systems, Inc.                                                 | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               | CORP              | CA        |   1548922 | NS      | $9448424.20   | 1.33%             |  |  |  | No            |                  1 | On Loan: —       |
| Workhorse Group Inc                                        | Workhorse Group, Inc.                                                       | CUSIP: 98138J206<br>LEI: 5493006JUAG258V8X854 | Long             | EC               | CORP              | US        |   1002006 | NS      | $2304613.80   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunnova Energy International Inc                           | Sunnova Energy International, Inc.                                          | CUSIP: 86745K104<br>LEI: 549300JK1Y1VVC3JU540 | Long             | EC               | CORP              | US        |    644123 | NS      | $14705328.09  | 2.08%             |  |  |  | No            |                  1 | On Loan: —       |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    438918 | NS      | $438917.92    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Proterra Inc                                               | Proterra, Inc.                                                              | CUSIP: 74374T109<br>LEI: 549300KN6Y54A0I8GX14 | Long             | EC               | CORP              | US        |   1334156 | NS      | $7391224.24   | 1.04%             |  |  |  | No            |                  1 | On Loan: —       |
| First Solar Inc                                            | First Solar, Inc.                                                           | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |    307027 | NS      | $52971368.31  | 7.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunpower Corp                                              | SunPower Corp.                                                              | CUSIP: 867652406<br>LEI: 549300TXO070764WUH65 | Long             | EC               | CORP              | US        |    554385 | NS      | $13443836.25  | 1.90%             |  |  |  | No            |                  1 | On Loan: —       |
| Fluence Energy Inc                                         | Fluence Energy, Inc.                                                        | CUSIP: 34379V103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    242155 | NS      | $4160222.90   | 0.59%             |  |  |  | No            |                  1 | On Loan: —       |
| Transalta Renewables Inc                                   | TransAlta Renewables, Inc.                                                  | CUSIP: 893463109<br>LEI: 529900U45A1JKZFABZ35 | Long             | EC               | CORP              | CA        |    695494 | NS      | $7388476.57   | 1.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Livent Corp                                                | Livent Corp.                                                                | CUSIP: 53814L108<br>LEI: 254900OOLQ2VNMZTJL47 | Long             | EC               | CORP              | US        |   1162631 | NS      | $32542041.69  | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Tpi Composites Inc                                         | TPI Composites, Inc.                                                        | CUSIP: 87266J104<br>LEI: 549300TI9H56OIY0QE39 | Long             | EC               | CORP              | US        |    234150 | NS      | $2828532.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Montauk Renewables Inc                                     | Montauk Renewables, Inc.                                                    | CUSIP: 61218C103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    388225 | NS      | $4685875.75   | 0.66%             |  |  |  | No            |                  1 | On Loan: —       |
| Evgo Inc                                                   | EVgo, Inc.                                                                  | CUSIP: 30052F100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    446769 | NS      | $2859321.60   | 0.40%             |  |  |  | No            |                  1 | On Loan: —       |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Partners Lp                           | Brookfield Renewable Partners LP                                            | CUSIP: N/A<br>LEI: VA8DFMRI2GY8Y7V79H93       | Long             | EC               | CORP              | BM        |   1047446 | NS      | $29566609.39  | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Hannon Armstrong Sustainable Infrastructure Capital Inc    | Hannon Armstrong Sustainable Infrastructure Capital, Inc.                   | CUSIP: 41068X100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    561775 | NS      | $18223981.00  | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc                                     | Ormat Technologies, Inc.                                                    | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |    279240 | NS      | $25251673.20  | 3.57%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer