# EDGAR Filing Document

**Accession Number:** 0001333703
**File Stem:** 0001333703-26-000003
**Filing Date:** 2026-3
**Character Count:** 2449
**Document Hash:** 33d59edcc245cb564d886494873b11ae
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001333703-26-000003.hdr.sgml**: 20260306

**ACCESSION NUMBER**: 0001333703-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260306

**DATE AS OF CHANGE**: 20260306

**EFFECTIVENESS DATE**: 20260306

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WOOD WARREN & CO. SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001333703

**ORGANIZATION NAME:**
- **EIN:** 202965031
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67024
- **FILM NUMBER:** 26729791

**BUSINESS ADDRESS:**
- **STREET 1:** ONE SANSOME STREET, SUITE 3500
- **STREET 2:** SUITE 200
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94104
- **BUSINESS PHONE:** 510 420 3850

**MAIL ADDRESS:**
- **STREET 1:** ONE SANSOME STREET, SUITE 3500
- **STREET 2:** SUITE 200
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94104

### Attached PDF Documents

**Attachment 1:** `wwfinancials2025_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001333703

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WOOD WARREN & CO. SECURITIES, LLC

**Business Address:** ONE SANSOME STREET, SUITE 3500, SUITE 200, SAN FRANCISCO, CA, 94104

**Contact Person:** James Roger Wood

**Contact Phone:** 9253684455

### Independent Public Accountant Identification

**Accountant Name:** LMHS PC

**Accountant Address:** 80 Washington Street, Building 5, Norwell, MA, 02061

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Roger Wood**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WOOD WARREN & CO. SECURITIES, LLC**, as of **03-05-2026**, are true and correct.

**Signature:** J. Roger Wood

**Title:** Managing Member