# EDGAR Filing Document

**Accession Number:** 0000225322
**File Stem:** 0001752724-23-014583
**Filing Date:** 2023-1
**Character Count:** 28062
**Document Hash:** e5f9adbc87baa52f5b252e5bc9f60545
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-014583.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-014583

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDELITY SUMMER STREET TRUST
- **CENTRAL INDEX KEY:** 0000225322
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-02737
- **FILM NUMBER:** 23556415

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-563-7000

**MAIL ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY HIGH INCOME FUND
- **DATE OF NAME CHANGE:** 19890309

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY AGGRESSIVE INCOME FUND
- **DATE OF NAME CHANGE:** 19810205

## Series and Classes Contracts Data

### Fidelity Disruptive Medicine Fund (Series ID: S000067934)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000217776 | Fidelity Disruptive Medicine Fund | FMEDX           |
| C000219006 | Class F                           | FRXNX           |
| C000219007 | Loyalty Class 2                   | FRXMX           |
| C000219008 | Loyalty Class 1                   | FRXLX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Fidelity Summer Street Trust

- **b. Investment Company Act file number:** 811-02737

- **c. CIK number of Registrant:** 0000225322

- **d. LEI of Registrant:** P1TJ3M056NR1SYX5LY49

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 245 Summer Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02210

  - **Telephone number:** 1-800-FIDELITY

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fidelity Disruptive Medicine Fund

- **b. EDGAR series identifier (if any):** S000067934

- **c. LEI of Series:** 5493007XTIYCYSL2XN98

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $49585891.14

**Total Liabilities:** $948469.12

**Net Assets:** $48637422.02

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000219006 | -4.91%               | 5.55%                | 5.26%                |
| Class ID C000219007 | -4.94%               | 5.59%                | 5.11%                |
| Class ID C000219008 | -4.97%               | 5.43%                | 5.24%                |
| Class ID C000217776 | -4.99%               | 5.54%                | 5.07%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-266729.81              | $-2467847.02                               |
| Month 2  | $-2363055.67             | $4761844.76                                |
| Month 3  | $-162649.74              | $2565116.16                                |

### Schedule of Portfolio Investments

| Name                                         | Title                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| THERMO FISHER SCIENTIFIC INC                 | THERMO FISHER SCIENTIFIC INC                  | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      1702 | NS      | $953494.44    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVENT BIOLGICS INC                        | INNOVENT BIOLOGICS INC                        | CUSIP: N/A<br>LEI: 25490058ONL9SCIE1R22       | Long             | EC               | CORP              | KY        |     53791 | NS      | $217225.47    | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| PENUMBRA INC                                 | PENUMBRA INC                                  | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |      8639 | NS      | $1809956.89   | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIGN TECHNOLOGY INC                         | ALIGN TECHNOLOGY INC                          | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |       977 | NS      | $192136.82    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| OAK STREET HEALTH INC                        | OAK STREET HEALTH INC                         | CUSIP: 67181A107<br>LEI: 2549007CJE6GSEURLA30 | Long             | EC               | CORP              | US        |     26237 | NS      | $567243.94    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| LONZA GROUP AG                               | LONZA GROUP AG                                | CUSIP: N/A<br>LEI: 549300EFW4H2TCZ71055       | Long             | EC               | CORP              | CH        |       744 | NS      | $391412.81    | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| BLUEPRINT MEDICINES CORP                     | BLUEPRINT MEDICINES CORP                      | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               | CORP              | US        |     11928 | NS      | $570039.12    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAPHITE BIO INC                             | GRAPHITE BIO INC                              | CUSIP: 38870X104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55459 | NS      | $195770.27    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ADC THERAPEUTICS SA                          | ADC THERAPEUTICS SA                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CH        |     37790 | NS      | $138311.40    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| STRYKER CORP                                 | STRYKER CORP                                  | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      4308 | NS      | $1007598.12   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| RESMED INC                                   | RESMED INC                                    | CUSIP: 761152107<br>LEI: 529900T3QE5253CCXF22 | Long             | EC               | CORP              | US        |      4145 | NS      | $954179.00    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| SAREPTA THERAPEUTICS INC                     | SAREPTA THERAPEUTICS INC                      | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               | CORP              | US        |      2090 | NS      | $256672.90    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| TENAYA THERAPEUTICS INC                      | TENAYA THERAPEUTICS INC                       | CUSIP: 87990A106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18312 | NS      | $48526.80     | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| THESEUS PHARMACEUTICALS INC                  | THESEUS PHARMACEUTICALS INC                   | CUSIP: 88369M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32021 | NS      | $211018.39    | 0.43%             |  |  |  | No            |                  1 | On Loan: —       |
| PHREESIA INC                                 | PHREESIA INC                                  | CUSIP: 71944F106<br>LEI: 5493000HHF8NU4QOCG53 | Long             | EC               | CORP              | US        |     12429 | NS      | $345774.78    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| INTELLIA THERAPEUTICS INC                    | INTELLIA THERAPEUTICS INC                     | CUSIP: 45826J105<br>LEI: 5493002T5BCPE5DZC723 | Long             | EC               | CORP              | US        |      2307 | NS      | $118718.22    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS INC                | REGENERON PHARMACEUTICALS INC                 | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |      2091 | NS      | $1571804.70   | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| VIEWRAY INC                                  | VIEWRAY INC                                   | CUSIP: 92672L107<br>LEI: 5493006XTUBSKFU3W106 | Long             | EC               | CORP              | US        |     80494 | NS      | $387981.08    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| BRUKER CORP                                  | BRUKER CORP                                   | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |     22486 | NS      | $1515781.26   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ZENTALIS PHARMACEUTICALS INC                 | ZENTALIS PHARMACEUTICALS LLC                  | CUSIP: 98943L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5570 | NS      | $123208.40    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| VERVE THERAPEUTICS INC                       | VERVE THERAPEUTICS INC                        | CUSIP: 92539P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6755 | NS      | $156918.65    | 0.32%             |  |  |  | No            |                  1 | On Loan: —       |
| ARVINAS INC                                  | ARVINAS INC                                   | CUSIP: 04335A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5944 | NS      | $243941.76    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| OLINK HOLDING AB                             | OLINK HOLDING AB ADR                          | CUSIP: 680710100<br>LEI: 8945004Z7ZHV3LML4J27 | Long             | EC               | CORP              | SE        |     11974 | NS      | $285340.42    | 0.59%             |  |  |  | No            |                  1 | On Loan: —       |
| 10X GENOMICS INC                             | 10X GENOMICS INC                              | CUSIP: 88025U109<br>LEI: 5493003Z6741WNLG7H43 | Long             | EC               | CORP              | US        |     22838 | NS      | $882917.08    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| KEROS THERAPEUTICS INC                       | KEROS THERAPEUTICS                            | CUSIP: 492327101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4895 | NS      | $243966.80    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ARGENX SE                                    | ARGENX SE SPONSORED ADR                       | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      3417 | NS      | $1359863.49   | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ROYALTY PHARMA PLC                           | ROYALTY PHARMA PLC                            | CUSIP: N/A<br>LEI: 549300FGFN7VOK8BZR03       | Long             | EC               | CORP              | GB        |     38895 | NS      | $1710213.15   | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARLES RIVER LABORATORIES INTERNATIONAL INC | CHARLES RIVER LABS INTL INC                   | CUSIP: 159864107<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | EC               | CORP              | US        |      3167 | NS      | $723881.19    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| CEREVEL THERAPEUTICS HOLDINGS INC            | CEREVEL THERAPEUTICS HOLDINGS INC             | CUSIP: 15678U128<br>LEI: 254900RJNIRS9COSQR41 | Long             | EC               | CORP              | US        |     31165 | NS      | $902538.40    | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| INSTIL BIO INC                               | INSTIL BIO INC                                | CUSIP: 45783C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54690 | NS      | $72737.70     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SEAGEN INC                                   | SEAGEN INC                                    | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6193 | NS      | $751768.27    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| EDGEWISE THERAPEUTICS INC                    | EDGEWISE THERAPEUTICS INC                     | CUSIP: 28036F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22109 | NS      | $197875.55    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| GUARDANT HEALTH INC                          | GUARDANT HEALTH INC                           | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     10230 | NS      | $535438.20    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JANUX THERAPEUTICS INC                       | JANUX THERAPEUTICS INC                        | CUSIP: 47103J105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17326 | NS      | $236326.64    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| RELAY THERAPEUTICS INC                       | RELAY THERAPEUTICS INC                        | CUSIP: 75943R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8190 | NS      | $152170.20    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORP                       | BOSTON SCIENTIFIC CORP                        | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     40814 | NS      | $1847649.78   | 3.80%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTEIR THERAPEUTICS INC                      | CYTEIR THERAPEUTICS INC                       | CUSIP: 23284P103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7254 | NS      | $10445.76     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL INC                       | INTUITIVE SURGICAL INC                        | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      3980 | NS      | $1076152.20   | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| DEXCOM INC                                   | DEXCOM INC                                    | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |      9722 | NS      | $1130474.16   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| AGILON HEALTH INC                            | AGILON HEALTH INC                             | CUSIP: 00857U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12285 | NS      | $215724.60    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOKINETICS INC                             | CYTOKINETICS INC                              | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |     11932 | NS      | $507110.00    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEST PHARMACEUTICAL SVCS INC                 | WEST PHARMACEUTICAL SVCS INC                  | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Long             | EC               | CORP              | US        |      2950 | NS      | $692247.00    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ASCENDIS PHARMA A/S                          | ASCENDIS PHARMA AS SPON ADR                   | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |      3865 | NS      | $475626.90    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| LEGEND BIOTECH CORP                          | LEGEND BIOTECH CORP SPON ADR                  | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | KY        |     15734 | NS      | $810458.34    | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| SARTORIUS STEDIM BIOTECH                     | SARTORIUS STEDIM BIOTECH                      | CUSIP: N/A<br>LEI: 52990006IVXY7GCSSR39       | Long             | EC               | CORP              | FR        |      3060 | NS      | $1044387.83   | 2.15%             |  |  |  | No            |                  2 | On Loan: No      |
| VERTEX PHARMACEUTICALS INC                   | VERTEX PHARMACEUTICALS INC                    | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |      5264 | NS      | $1665529.60   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| DANAHER CORP                                 | DANAHER CORP                                  | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      6925 | NS      | $1893364.25   | 3.89%             |  |  |  | No            |                  1 | On Loan: No      |
| NEVRO CORP                                   | NEVRO CORPORATION                             | CUSIP: 64157F103<br>LEI: 254900SH91I4BOYKUE38 | Long             | EC               | CORP              | US        |     11197 | NS      | $523011.87    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| NATERA INC                                   | NATERA INC                                    | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4274 | NS      | $175746.88    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ATRICURE INC                                 | ATRICURE INC                                  | CUSIP: 04963C209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9175 | NS      | $418013.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| DOXIMITY INC                                 | DOXIMITY INC                                  | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9093 | NS      | $309071.07    | 0.64%             |  |  |  | No            |                  1 | On Loan: —       |
| STOKE THERAPEUTICS INC                       | STOKE THERAPEUTICS INC                        | CUSIP: 86150R107<br>LEI: 549300RD25SS2DIJHJ67 | Long             | EC               | CORP              | US        |     11631 | NS      | $87697.74     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TANDEM DIABETES CARE INC                     | TANDEM DIABETES CARE INC                      | CUSIP: 875372203<br>LEI: 549300JEPFOD0K4D3I05 | Long             | EC               | CORP              | US        |      9897 | NS      | $416168.85    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC                  | ALNYLAM PHARMACEUTICALS INC                   | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |      8828 | NS      | $1947368.52   | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NANOSONICS LTD                               | NANOSONICS LTD                                | CUSIP: N/A<br>LEI: 549300XUBCM70BRANN81       | Long             | EC               | CORP              | AU        |    158906 | NS      | $520862.70    | 1.07%             |  |  |  | No            |                  2 | On Loan: No      |
| Fidelity Revere Street Trust                 | Fidelity Securities Lending Cash Central Fund | CUSIP: 31635A303<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |    930407 | NS      | $930500.00    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| MIRATI THERAPEUTICS INC                      | Mirati Therapeutics Inc                       | CUSIP: 60468T105<br>LEI: 529900GYRW59IDQV6N54 | Long             | EC               | CORP              | US        |      8363 | NS      | $764210.94    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| VEEVA SYS INC                                | VEEVA SYS INC CL A                            | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      2559 | NS      | $487131.24    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BEAM THERAPEUTICS INC                        | BEAM THERAPEUTICS INC                         | CUSIP: 07373V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3430 | NS      | $158431.70    | 0.33%             |  |  |  | No            |                  1 | On Loan: —       |
| XENON PHARMACEUTICALS INC                    | XENON PHARMACEUTICALS INC                     | CUSIP: 98420N105<br>LEI: 549300XV44Q9Z1MIPQ03 | Long             | EC               | CORP              | CA        |      2845 | NS      | $104923.60    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTENE CORP DEL                             | CENTENE CORP                                  | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     19482 | NS      | $1695908.10   | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| BIO TECHNE CORP                              | BIO TECHNE CORP                               | CUSIP: 09073M104<br>LEI: 54930073RLKQ51TILZ35 | Long             | EC               | CORP              | US        |      9600 | NS      | $815904.00    | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| HUMANA INC                                   | HUMANA INC                                    | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |      3308 | NS      | $1819069.20   | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| INSPIRE MEDICAL SYSTEMS INC                  | INSPIRE MEDICAL SYSTEMS INC                   | CUSIP: 457730109<br>LEI: 549300XQQCQ7HCJKTW25 | Long             | EC               | CORP              | US        |      3228 | NS      | $779787.96    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| ALX ONCOLOGY HOLDINGS INC                    | ALX ONCOLOGY HOLDINGS INC                     | CUSIP: 00166B105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10700 | NS      | $118770.00    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INC                       | UNITEDHEALTH GROUP INC                        | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      3664 | NS      | $2006992.64   | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| REPLIGEN CORP                                | REPLIGEN                                      | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |      1617 | NS      | $289184.28    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| INSULET CORP                                 | INSULET CORP                                  | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |      7948 | NS      | $2379392.76   | 4.89%             |  |  |  | No            |                  1 | On Loan: No      |
| ZAI LAB LTD                                  | ZAI LAB LTD UNSPNRD ADR                       | CUSIP: 98887Q104<br>LEI: 549300P2UYQ9U5LY1T58 | Long             | EC               | CORP              | KY        |      8673 | NS      | $334430.88    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| MASIMO CORP                                  | MASIMO CORP                                   | CUSIP: 574795100<br>LEI: 549300Q4A8JK0PIYCU29 | Long             | EC               | CORP              | US        |      5945 | NS      | $861668.30    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** Stacie M. Smith

**Signature:** Stacie M. Smith

**Name of Signer:** Stacie M. Smith

**Title:** President and Treasurer