# EDGAR Filing Document

**Accession Number:** 0001549697
**File Stem:** 0001104659-26-045358
**Filing Date:** 2026-4
**Character Count:** 4253
**Document Hash:** 5d0767a72d471ff6af41582329778bf2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-045358.hdr.sgml**: 20260518

**ACCESSION NUMBER**: 0001104659-26-045358

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260420

**DATE AS OF CHANGE**: 20260518

**EFFECTIVENESS DATE**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Heritage U.S. Transfer Corp
- **CENTRAL INDEX KEY:** 0001549697

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231
- **LEGAL ENTITY IDENTIFIER:** 984500C3BD8BFC859594

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06466
- **FILM NUMBER:** 26991668

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 55 BROWNS LINE, UNIT B
- **CITY:** TORONTO
- **PROVINCE COUNTRY:** A6
- **ZIP:** M8W 3S2
- **BUSINESS PHONE:** 347-973-8308

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 55 BROWNS LINE, UNIT B
- **CITY:** TORONTO
- **PROVINCE COUNTRY:** A6
- **ZIP:** M8W 3S2

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Heritage U.S. Transfer Corp
- **DATE OF NAME CHANGE:** 20120510

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Heritage U.S. Transfer Corp

**FINS Number:** 002992

**Address of principal office where transfer agent activities are performed:** 55 Browns Line, Unit B, TORONTO, A6, M8W 3S2

**Is mailing address different from principal office address?:** No

**Telephone Number:** 347-973-8308

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name    | Relationship Start Date   | Title or Status   | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Rosario DeMasi | 01/01/2024                | President         | E                | Yes              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** /s/ Rosario DeMasi

**Title:** President

**Date:** 04/17/2026

**Phone Number:** 347-973-8308