# EDGAR Filing Document

**Accession Number:** 0001802533
**File Stem:** 0001802533-23-000001
**Filing Date:** 2023-2
**Character Count:** 21220
**Document Hash:** c033afb80701f0973a3d8fb8e71aae1e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001802533-23-000001.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001802533-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOHIMER WEALTH MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0001802533
- **IRS NUMBER:** 832676110
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20000
- **FILM NUMBER:** 23575999

**BUSINESS ADDRESS:**
- **STREET 1:** ONE UNION SQUARE
- **STREET 2:** 600 UNIVERSITY STREET, SUITE 2401
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101
- **BUSINESS PHONE:** 206-709-5950

**MAIL ADDRESS:**
- **STREET 1:** ONE UNION SQUARE
- **STREET 2:** 600 UNIVERSITY STREET, SUITE 2401
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HOHIMER WEALTH MANAGEMENT LLC<br>**Address:** ONE UNION SQUARE<br>600 UNIVERSITY STREET SUITE 2401<br>SEATTLE, WA 98101

**Form 13F File Number:** 028-20000

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Dodd St Louis<br>**Title:** Compliance Manager<br>**Phone:** 2067095950

**Signature, Place, and Date of Signing:**

Dodd St Louis  Seattle, WA  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 175

**Form 13F Information Table Value Total:** $313462369

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 4150630 | 25683 | SH |  | SOLE | 0 | 17946 | 0 | 7737 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 |  | 322619 | 20265 | SH |  | SOLE | 0 | 20265 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 409220 | 1216 | SH |  | SOLE | 0 | 1036 | 0 | 180 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 |  | 22050 | 21000 | PRN |  | SOLE | 0 | 21000 | 0 | 0 |
| ALLISON TRANSMISSION HLDGS I | COM | 01973R101 |  | 872685 | 20978 | SH |  | SOLE | 0 | 20465 | 0 | 513 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2614873 | 29637 | SH |  | SOLE | 0 | 23195 | 0 | 6442 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1787352 | 39102 | SH |  | SOLE | 0 | 25123 | 0 | 13979 |
| AMAZON COM INC | COM | 023135106 |  | 1870512 | 22268 | SH |  | SOLE | 0 | 18235 | 0 | 4033 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 261665 | 1771 | SH |  | SOLE | 0 | 1497 | 0 | 274 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 4365096 | 14019 | SH |  | SOLE | 0 | 11831 | 0 | 2188 |
| APPLE INC | COM | 037833100 |  | 4857918 | 37389 | SH |  | SOLE | 0 | 32715 | 0 | 4674 |
| APPLIED MATLS INC | COM | 038222105 |  | 2881474 | 29590 | SH |  | SOLE | 0 | 25086 | 0 | 4504 |
| ARES CAPITAL CORP | NOTE 4.625% 3/0 | 04010LAW3 |  | 31819 | 30000 | PRN |  | SOLE | 0 | 30000 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 3059405 | 44702 | SH |  | SOLE | 0 | 37734 | 0 | 6968 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 1092635 | 9004 | SH |  | SOLE | 0 | 7782 | 0 | 1222 |
| ASGN INC | COM | 00191U102 |  | 268232 | 3292 | SH |  | SOLE | 0 | 3027 | 0 | 265 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 627814 | 1149 | SH |  | SOLE | 0 | 1051 | 0 | 98 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 |  | 202383 | 2985 | SH |  | SOLE | 0 | 1323 | 0 | 1662 |
| AT INC | COM | 00206R102 |  | 424019 | 23032 | SH |  | SOLE | 0 | 19561 | 0 | 3471 |
| AUTOZONE INC | COM | 053332102 |  | 1016066 | 412 | SH |  | SOLE | 0 | 358 | 0 | 54 |
| AXALTA COATING SYS LTD | COM | G0750C108 |  | 349347 | 13716 | SH |  | SOLE | 0 | 13459 | 0 | 257 |
| BARRICK GOLD CORP | COM | 067901108 |  | 1969395 | 114633 | SH |  | SOLE | 0 | 90807 | 0 | 23826 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 542737 | 1757 | SH |  | SOLE | 0 | 280 | 0 | 1477 |
| BK OF AMERICA CORP | COM | 060505104 |  | 1782515 | 53820 | SH |  | SOLE | 0 | 40923 | 0 | 12897 |
| BLACKROCK INC | COM | 09247X101 |  | 2463907 | 3477 | SH |  | SOLE | 0 | 2850 | 0 | 627 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 5.500% 3/1 | 09257WAE0 |  | 24777 | 29000 | PRN |  | SOLE | 0 | 29000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 777390 | 4081 | SH |  | SOLE | 0 | 3565 | 0 | 516 |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 |  | 38625 | 29000 | PRN |  | SOLE | 0 | 29000 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 430549 | 5984 | SH |  | SOLE | 0 | 5010 | 0 | 974 |
| BROADCOM INC | COM | 11135F101 |  | 5598010 | 10012 | SH |  | SOLE | 0 | 8739 | 0 | 1273 |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 |  | 760380 | 42694 | SH |  | SOLE | 0 | 41647 | 0 | 1047 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 569101 | 6122 | SH |  | SOLE | 0 | 4259 | 0 | 1863 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 911378 | 22094 | SH |  | SOLE | 0 | 19536 | 0 | 2558 |
| CATERPILLAR INC | COM | 149123101 |  | 357293 | 1491 | SH |  | SOLE | 0 | 1430 | 0 | 61 |
| CENTENE CORP DEL | COM | 15135B101 |  | 836830 | 10204 | SH |  | SOLE | 0 | 8581 | 0 | 1623 |
| CHESAPEAKE ENERGY CORP | COM | 165167735 |  | 1301079 | 13787 | SH |  | SOLE | 0 | 13527 | 0 | 260 |
| CHEVRON CORP NEW | COM | 166764100 |  | 654600 | 3647 | SH |  | SOLE | 0 | 2800 | 0 | 847 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 |  | 917131 | 661 | SH |  | SOLE | 0 | 584 | 0 | 77 |
| CIENA CORP | COM NEW | 171779309 |  | 333103 | 6534 | SH |  | SOLE | 0 | 6033 | 0 | 501 |
| CISCO SYS INC | COM | 17275R102 |  | 3233225 | 67868 | SH |  | SOLE | 0 | 57260 | 0 | 10608 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 1088620 | 27651 | SH |  | SOLE | 0 | 19143 | 0 | 8508 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 760360 | 47198 | SH |  | SOLE | 0 | 33909 | 0 | 13289 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 742133 | 21222 | SH |  | SOLE | 0 | 14382 | 0 | 6840 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 3268602 | 14104 | SH |  | SOLE | 0 | 12012 | 0 | 2092 |
| CONSTELLIUM SE | CL A SHS | F21107101 |  | 232862 | 19684 | SH |  | SOLE | 0 | 19263 | 0 | 421 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 603950 | 1323 | SH |  | SOLE | 0 | 1272 | 0 | 51 |
| CVS HEALTH CORP | COM | 126650100 |  | 2596460 | 27862 | SH |  | SOLE | 0 | 23461 | 0 | 4401 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 588218 | 14625 | SH |  | SOLE | 0 | 10329 | 0 | 4296 |
| DISNEY WALT CO | COM | 254687106 |  | 551167 | 6344 | SH |  | SOLE | 0 | 5499 | 0 | 845 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 848331 | 3445 | SH |  | SOLE | 0 | 3013 | 0 | 432 |
| DOW INC | COM | 260557103 |  | 1012285 | 20089 | SH |  | SOLE | 0 | 16017 | 0 | 4072 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 419756 | 5626 | SH |  | SOLE | 0 | 4784 | 0 | 842 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 610533 | 4997 | SH |  | SOLE | 0 | 4391 | 0 | 606 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 1031583 | 2011 | SH |  | SOLE | 0 | 1649 | 0 | 362 |
| EMERSON ELEC CO | COM | 291011104 |  | 3150014 | 32792 | SH |  | SOLE | 0 | 27117 | 0 | 5675 |
| EQUITABLE HLDGS INC | COM | 29452E101 |  | 1295145 | 45127 | SH |  | SOLE | 0 | 28808 | 0 | 16319 |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 |  | 26478 | 28000 | PRN |  | SOLE | 0 | 28000 | 0 | 0 |
| EVERCORE INC | CLASS A | 29977A105 |  | 385052 | 3530 | SH |  | SOLE | 0 | 3470 | 0 | 60 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 440803 | 5032 | SH |  | SOLE | 0 | 4587 | 0 | 445 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 850854 | 7714 | SH |  | SOLE | 0 | 7674 | 0 | 40 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 654278 | 9643 | SH |  | SOLE | 0 | 6397 | 0 | 3246 |
| FISERV INC | COM | 337738108 |  | 4808102 | 47572 | SH |  | SOLE | 0 | 40069 | 0 | 7503 |
| FORD MTR CO DEL | COM | 345370860 |  | 210259 | 18079 | SH |  | SOLE | 0 | 15898 | 0 | 2181 |
| FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 |  | 9435 | 10000 | PRN |  | SOLE | 0 | 10000 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 1436428 | 42700 | SH |  | SOLE | 0 | 35097 | 0 | 7603 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 4804166 | 55960 | SH |  | SOLE | 0 | 46732 | 0 | 9228 |
| GLOBALSTAR INC | COM | 378973408 |  | 665000 | 500000 | SH |  | SOLE | 0 | 0 | 0 | 500000 |
| GODADDY INC | CL A | 380237107 |  | 1985199 | 26533 | SH |  | SOLE | 0 | 21185 | 0 | 5348 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 461494 | 13133 | SH |  | SOLE | 0 | 9784 | 0 | 3349 |
| HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 |  | 615369 | 39985 | SH |  | SOLE | 0 | 27625 | 0 | 12360 |
| HOME DEPOT INC | COM | 437076102 |  | 3861753 | 12226 | SH |  | SOLE | 0 | 10011 | 0 | 2215 |
| ILLUMINA INC | NOTE 8/1 | 452327AK5 |  | 36707 | 38000 | PRN |  | SOLE | 0 | 38000 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 640909 | 4549 | SH |  | SOLE | 0 | 300 | 0 | 4249 |
| INTUIT | COM | 461202103 |  | 546854 | 1405 | SH |  | SOLE | 0 | 1289 | 0 | 116 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 526377 | 2176 | SH |  | SOLE | 0 | 1601 | 0 | 575 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1984334 | 5165 | SH |  | SOLE | 0 | 2136 | 0 | 3029 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 209627 | 4569 | SH |  | SOLE | 0 | 1752 | 0 | 2817 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 4165923 | 83619 | SH |  | SOLE | 0 | 61546 | 0 | 22074 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 2057894 | 19742 | SH |  | SOLE | 0 | 14594 | 0 | 5148 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 569036 | 2703 | SH |  | SOLE | 0 | 2703 | 0 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 45635976 | 314579 | SH |  | SOLE | 0 | 272238 | 0 | 42341 |
| ISHARES TR | BROAD USD HIGH | 46435U853 |  | 661497 | 19157 | SH |  | SOLE | 0 | 14811 | 0 | 4346 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 1562703 | 33650 | SH |  | SOLE | 0 | 19640 | 0 | 14010 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 789557 | 9316 | SH |  | SOLE | 0 | 3083 | 0 | 6233 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 245370 | 8037 | SH |  | SOLE | 0 | 7507 | 0 | 530 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 3334847 | 66260 | SH |  | SOLE | 0 | 42070 | 0 | 24190 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 6996451 | 73927 | SH |  | SOLE | 0 | 70449 | 0 | 3478 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 205557 | 2851 | SH |  | SOLE | 0 | 795 | 0 | 2056 |
| ISHARES U S ETF TR | BLACKROCK SHORT | 46431W838 |  | 710151 | 14283 | SH |  | SOLE | 0 | 6979 | 0 | 7304 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 7852564 | 156644 | SH |  | SOLE | 0 | 148410 | 0 | 8234 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2888757 | 16353 | SH |  | SOLE | 0 | 13446 | 0 | 2907 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 5369498 | 40041 | SH |  | SOLE | 0 | 33544 | 0 | 6497 |
| KRAFT HEINZ CO | COM | 500754106 |  | 669395 | 16443 | SH |  | SOLE | 0 | 0 | 0 | 16443 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 350024 | 31477 | SH |  | SOLE | 0 | 30687 | 0 | 790 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 2165710 | 9197 | SH |  | SOLE | 0 | 7851 | 0 | 1346 |
| LAM RESEARCH CORP | COM | 512807108 |  | 2897969 | 6895 | SH |  | SOLE | 0 | 5762 | 0 | 1133 |
| LEIDOS HOLDINGS INC | COM | 525327102 |  | 1713440 | 16289 | SH |  | SOLE | 0 | 15037 | 0 | 1252 |
| LENNAR CORP | CL B | 526057302 |  | 2205760 | 29497 | SH |  | SOLE | 0 | 23927 | 0 | 5570 |
| LIGHTWAVE LOGIC INC | COM | 532275104 |  | 43100 | 10000 | SH |  | SOLE | 0 | 10000 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 4230031 | 8695 | SH |  | SOLE | 0 | 7108 | 0 | 1587 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 284497 | 888 | SH |  | SOLE | 0 | 493 | 0 | 395 |
| MAIDEN HOLDINGS LTD | SHS | G5753U112 |  | 25320 | 12000 | SH |  | SOLE | 0 | 12000 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 408472 | 1550 | SH |  | SOLE | 0 | 1000 | 0 | 550 |
| MERCK  CO INC | COM | 58933Y105 |  | 232773 | 2098 | SH |  | SOLE | 0 | 1098 | 0 | 1000 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 607807 | 12161 | SH |  | SOLE | 0 | 8699 | 0 | 3462 |
| MICROSOFT CORP | COM | 594918104 |  | 16751491 | 69850 | SH |  | SOLE | 0 | 22440 | 0 | 47410 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 984887 | 14777 | SH |  | SOLE | 0 | 13317 | 0 | 1460 |
| NETAPP INC | COM | 64110D104 |  | 2512550 | 41834 | SH |  | SOLE | 0 | 38096 | 0 | 3738 |
| NEWMONT CORP | COM | 651639106 |  | 623984 | 13220 | SH |  | SOLE | 0 | 0 | 0 | 13220 |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 |  | 2808531 | 16046 | SH |  | SOLE | 0 | 13348 | 0 | 2698 |
| NIKE INC | CL B | 654106103 |  | 2248230 | 19214 | SH |  | SOLE | 0 | 16053 | 0 | 3161 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 4099714 | 7514 | SH |  | SOLE | 0 | 6349 | 0 | 1165 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 421029 | 2881 | SH |  | SOLE | 0 | 2349 | 0 | 532 |
| OLIN CORP | COM PAR $1 | 680665205 |  | 3887914 | 73440 | SH |  | SOLE | 0 | 64342 | 0 | 9098 |
| OMEROS CORP | COM | 682143102 |  | 118718 | 52530 | SH |  | SOLE | 0 | 52530 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 93148 | 14509 | SH |  | SOLE | 0 | 1750 | 0 | 12759 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 630302 | 4517 | SH |  | SOLE | 0 | 3782 | 0 | 735 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 201980 | 2836 | SH |  | SOLE | 0 | 1740 | 0 | 1096 |
| PEPSICO INC | COM | 713448108 |  | 405220 | 2243 | SH |  | SOLE | 0 | 1100 | 0 | 1143 |
| PFIZER INC | COM | 717081103 |  | 3570249 | 69677 | SH |  | SOLE | 0 | 60331 | 0 | 9346 |
| PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 |  | 308880 | 36000 | SH |  | SOLE | 0 | 36000 | 0 | 0 |
| PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 |  | 60632 | 26000 | PRN |  | SOLE | 0 | 26000 | 0 | 0 |
| POLESTAR AUTOMOTIVE HLDG UK | ADS C-1 | 731105102 |  | 118472 | 105779 | SH |  | SOLE | 0 | 1104 | 0 | 104675 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 |  | 363625 | 4333 | SH |  | SOLE | 0 | 4333 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1433544 | 9459 | SH |  | SOLE | 0 | 8724 | 0 | 735 |
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 |  | 74723 | 75000 | PRN |  | SOLE | 0 | 75000 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 284853 | 2864 | SH |  | SOLE | 0 | 2357 | 0 | 507 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 90401 | 14395 | SH |  | SOLE | 0 | 14395 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 777805 | 7075 | SH |  | SOLE | 0 | 5694 | 0 | 1381 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 3053738 | 30259 | SH |  | SOLE | 0 | 25672 | 0 | 4587 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 768034 | 10787 | SH |  | SOLE | 0 | 1535 | 0 | 9252 |
| S GLOBAL INC | COM | 78409V104 |  | 857111 | 2559 | SH |  | SOLE | 0 | 2253 | 0 | 306 |
| SANOFI | SPONSORED ADR | 80105N105 |  | 633319 | 13077 | SH |  | SOLE | 0 | 9177 | 0 | 3900 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 4406785 | 52928 | SH |  | SOLE | 0 | 44396 | 0 | 8532 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 200016 | 3600 | SH |  | SOLE | 0 | 3600 | 0 | 0 |
| SCIENCE APPLICATIONS INTL CO | COM | 808625107 |  | 3194673 | 28799 | SH |  | SOLE | 0 | 23865 | 0 | 4934 |
| SERVICENOW INC | COM | 81762P102 |  | 435639 | 1122 | SH |  | SOLE | 0 | 984 | 0 | 138 |
| SHELL PLC | SPON ADS | 780259305 |  | 5587251 | 98108 | SH |  | SOLE | 0 | 82459 | 0 | 15649 |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 |  | 33628 | 28000 | PRN |  | SOLE | 0 | 28000 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 229523 | 1353 | SH |  | SOLE | 0 | 1176 | 0 | 177 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 5186493 | 13562 | SH |  | SOLE | 0 | 11089 | 0 | 2473 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 700469 | 1582 | SH |  | SOLE | 0 | 1437 | 0 | 145 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 266012 | 5914 | SH |  | SOLE | 0 | 2180 | 0 | 3734 |
| SPIRIT RLTY CAP INC NEW | COM NEW | 84860W300 |  | 606457 | 15188 | SH |  | SOLE | 0 | 0 | 0 | 15188 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 108364 | 13151 | SH |  | SOLE | 0 | 13151 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 428246 | 4317 | SH |  | SOLE | 0 | 3731 | 0 | 586 |
| STRYKER CORPORATION | COM | 863667101 |  | 767454 | 3139 | SH |  | SOLE | 0 | 2768 | 0 | 371 |
| SYSCO CORP | COM | 871829107 |  | 2520122 | 32964 | SH |  | SOLE | 0 | 28227 | 0 | 4737 |
| T-MOBILE US INC | COM | 872590104 |  | 1061200 | 7580 | SH |  | SOLE | 0 | 6479 | 0 | 1101 |
| TARGET CORP | COM | 87612E106 |  | 1538352 | 10322 | SH |  | SOLE | 0 | 6592 | 0 | 3730 |
| TESLA INC | COM | 88160R101 |  | 1039762 | 8441 | SH |  | SOLE | 0 | 8288 | 0 | 153 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 906986 | 1647 | SH |  | SOLE | 0 | 1499 | 0 | 148 |
| TJX COS INC NEW | COM | 872540109 |  | 3592905 | 45137 | SH |  | SOLE | 0 | 37119 | 0 | 8018 |
| TOTALENERGIES SE | SPONSORED ADS | 89151E109 |  | 3997642 | 64395 | SH |  | SOLE | 0 | 53799 | 0 | 10596 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 1190766 | 5293 | SH |  | SOLE | 0 | 4962 | 0 | 331 |
| ULTRA CLEAN HLDGS INC | COM | 90385V107 |  | 996655 | 30065 | SH |  | SOLE | 0 | 29317 | 0 | 748 |
| UNION PAC CORP | COM | 907818108 |  | 251590 | 1215 | SH |  | SOLE | 0 | 1215 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 750281 | 4316 | SH |  | SOLE | 0 | 899 | 0 | 3417 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3885689 | 7329 | SH |  | SOLE | 0 | 6064 | 0 | 1265 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 8469003 | 44296 | SH |  | SOLE | 0 | 22387 | 0 | 21909 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 996086 | 4674 | SH |  | SOLE | 0 | 3264 | 0 | 1410 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 5293916 | 34863 | SH |  | SOLE | 0 | 22555 | 0 | 12308 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 749349 | 19019 | SH |  | SOLE | 0 | 2816 | 0 | 16203 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 868361 | 3007 | SH |  | SOLE | 0 | 2631 | 0 | 376 |
| VISA INC | COM CL A | 92826C839 |  | 4100559 | 19737 | SH |  | SOLE | 0 | 16769 | 0 | 2968 |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 |  | 17372 | 18000 | PRN |  | SOLE | 0 | 18000 | 0 | 0 |
| VOYA FINANCIAL INC | COM | 929089100 |  | 571796 | 9299 | SH |  | SOLE | 0 | 9035 | 0 | 264 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 535219 | 14326 | SH |  | SOLE | 0 | 0 | 0 | 14326 |
| WALMART INC | COM | 931142103 |  | 212685 | 1500 | SH |  | SOLE | 0 | 1200 | 0 | 300 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 415732 | 2650 | SH |  | SOLE | 0 | 2000 | 0 | 650 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 211446 | 5121 | SH |  | SOLE | 0 | 2868 | 0 | 2253 |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 |  | 46673 | 49000 | PRN |  | SOLE | 0 | 49000 | 0 | 0 |
| WINNEBAGO INDS INC | COM | 974637100 |  | 243211 | 4615 | SH |  | SOLE | 0 | 4483 | 0 | 132 |
| YUM BRANDS INC | COM | 988498101 |  | 599414 | 4680 | SH |  | SOLE | 0 | 360 | 0 | 4320 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 236088 | 4320 | SH |  | SOLE | 0 | 0 | 0 | 4320 |

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