# EDGAR Filing Document

**Accession Number:** 0000919530
**File Stem:** 0000919530-23-000001
**Filing Date:** 2023-2
**Character Count:** 19299
**Document Hash:** 583a065aad19d17eeb00ca9755b67f05
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000919530-23-000001.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0000919530-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JOHN G ULLMAN & ASSOCIATES INC
- **CENTRAL INDEX KEY:** 0000919530
- **IRS NUMBER:** 101113141
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-03893
- **FILM NUMBER:** 23597967

**BUSINESS ADDRESS:**
- **STREET 1:** 51 EAST MARKET STREET
- **STREET 2:** P O BOX 1424
- **CITY:** CORNING
- **STATE:** NY
- **ZIP:** 14830
- **BUSINESS PHONE:** 6079363785

**MAIL ADDRESS:**
- **STREET 1:** 51 EAST MARKET STREET
- **STREET 2:** P O BOX 1424
- **CITY:** CORNING
- **STATE:** NY
- **ZIP:** 14830

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** JOHN G ULLMAN  ASSOCIATES INC<br>**Address:** 51 EAST MARKET STREET<br>P O BOX 1424<br>CORNING, NY 14830

**Form 13F File Number:** 028-03893

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John G. Ullman<br>**Title:** President<br>**Phone:** 607-936-3720

**Signature, Place, and Date of Signing:**

John G. Ullman  Corning, NY  02-08-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 169

**Form 13F Information Table Value Total:** $627198

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| A G C O CORP | COM | 001084102 |  | 638 | 4600 | SH |  | SOLE |  | 0 | 0 | 4600 |
| A T  T INC | COM | 00206R102 |  | 810 | 43994 | SH |  | SOLE |  | 0 | 0 | 43994 |
| A. O. SMITH CORP | COM | 831865209 |  | 498 | 8700 | SH |  | SOLE |  | 0 | 0 | 8700 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 3411 | 31069 | SH |  | SOLE |  | 0 | 0 | 31069 |
| ACV AUCTIONS CL A ORD | COM | 00091G104 |  | 536 | 65284 | SH |  | SOLE |  | 0 | 0 | 65284 |
| AECOM TECHNOLOGY CORP | COM | 00766t100 |  | 7248 | 85342 | SH |  | SOLE |  | 0 | 0 | 85342 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 3304 | 22077 | SH |  | SOLE |  | 0 | 0 | 22077 |
| ALGONQUIN POWER  UTILITIES CO | COM | 015857105 |  | 1020 | 156500 | SH |  | SOLE |  | 0 | 0 | 156500 |
| ALLETE INC ALE | COM | 018522300 |  | 477 | 7400 | SH |  | SOLE |  | 0 | 0 | 7400 |
| ALLIANT ENERGY CORP | COM | 018802108 |  | 955 | 17300 | SH |  | SOLE |  | 0 | 0 | 17300 |
| AMAZON.COM INC | COM | 023135106 |  | 4200 | 50000 | SH |  | SOLE |  | 0 | 0 | 50000 |
| AMER ELECTRIC PWR CO | COM | 025537101 |  | 761 | 8010 | SH |  | SOLE |  | 0 | 0 | 8010 |
| AMERICAN SOFTWARE INC | COM | 029683109 |  | 6999 | 476781 | SH |  | SOLE |  | 0 | 0 | 476781 |
| AMERICAN TOWER CORP | COM | 03027X100 |  | 4926 | 23249 | SH |  | SOLE |  | 0 | 0 | 23249 |
| AMERISERV FINANCIAL INC | COM | 03074A102 |  | 97 | 24700 | SH |  | SOLE |  | 0 | 0 | 24700 |
| AMGEN INC. | COM | 031162100 |  | 2946 | 11215 | SH |  | SOLE |  | 0 | 0 | 11215 |
| APPLE INC | COM | 037833100 |  | 2388 | 18378 | SH |  | SOLE |  | 0 | 0 | 18378 |
| APTIV ORD | COM | G6095L109 |  | 517 | 5550 | SH |  | SOLE |  | 0 | 0 | 5550 |
| ARCBEST ORD | COM | 03937C105 |  | 1383 | 19750 | SH |  | SOLE |  | 0 | 0 | 19750 |
| ARGAN INC | COM | 04010e109 |  | 6550 | 177615 | SH |  | SOLE |  | 0 | 0 | 177615 |
| ASTEC INDUSTRIES INC | COM | 046224101 |  | 1870 | 46000 | SH |  | SOLE |  | 0 | 0 | 46000 |
| AVALON ADVANCED MATERIALS INC | COM | 05337L304 |  | 2 | 18750 | SH |  | SOLE |  | 0 | 0 | 18750 |
| AVANGRID INC | COM | 05351W103 |  | 2097 | 48790 | SH |  | SOLE |  | 0 | 0 | 48790 |
| AZENTA ORD | COM | 114340102 |  | 2338 | 40163 | SH |  | SOLE |  | 0 | 0 | 40163 |
| BANK OF NOVA SCOTIA | COM | 064149107 |  | 387 | 7900 | SH |  | SOLE |  | 0 | 0 | 7900 |
| BAXTER INTERNATIONAL INC | COM | 071813109 |  | 1386 | 27184 | SH |  | SOLE |  | 0 | 0 | 27184 |
| BCE INC | COM | 05534B760 |  | 10141 | 230732 | SH |  | SOLE |  | 0 | 0 | 230732 |
| BERKSHIRE HATHAWAY CLASS B | COM | 084670702 |  | 496 | 1606 | SH |  | SOLE |  | 0 | 0 | 1606 |
| BLACK HILLS CORP | COM | 092113109 |  | 9181 | 130530 | SH |  | SOLE |  | 0 | 0 | 130530 |
| BLOOM ENERGY CL A ORD | COM | 093712107 |  | 1285 | 67190 | SH |  | SOLE |  | 0 | 0 | 67190 |
| BRISTOL-MYERS SQUIBB | COM | 110122108 |  | 27098 | 376625 | SH |  | SOLE |  | 0 | 0 | 376625 |
| BROADCOM LTD AVGO | COM | 11135F101 |  | 6002 | 10734 | SH |  | SOLE |  | 0 | 0 | 10734 |
| C AND F FINANCIAL ORD | COM | 12466Q104 |  | 1030 | 17680 | SH |  | SOLE |  | 0 | 0 | 17680 |
| CACI INTERNATIONAL INC | COM | 127190304 |  | 6061 | 20164 | SH |  | SOLE |  | 0 | 0 | 20164 |
| CALAMP CORP | COM | 128126109 |  | 210 | 46900 | SH |  | SOLE |  | 0 | 0 | 46900 |
| CANADIAN UTILITIES CL A ORD | COM | 136717832 |  | 285 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| CHEVRON CORP | COM | 166764100 |  | 1187 | 6611 | SH |  | SOLE |  | 0 | 0 | 6611 |
| CIENA CORP | COM | 171779309 |  | 561 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| CIRRUS LOGIC INC | COM | 172755100 |  | 227 | 3050 | SH |  | SOLE |  | 0 | 0 | 3050 |
| CISCO SYSTEMS INC | COM | 17275r102 |  | 18638 | 391222 | SH |  | SOLE |  | 0 | 0 | 391222 |
| COHERENT CORP | COM | 19247G107 |  | 1193 | 34000 | SH |  | SOLE |  | 0 | 0 | 34000 |
| COMCAST CORP CLASS A | COM | 20030n101 |  | 597 | 17072 | SH |  | SOLE |  | 0 | 0 | 17072 |
| CONSTELLATION ENERGY ORD | COM | 21037T109 |  | 213 | 2465 | SH |  | SOLE |  | 0 | 0 | 2465 |
| CORNING INC | COM | 219350105 |  | 24758 | 775142 | SH |  | SOLE |  | 0 | 0 | 775142 |
| CROSSFIRST BANKSHARES ORD | COM | 22766M109 |  | 433 | 34902 | SH |  | SOLE |  | 0 | 0 | 34902 |
| CROWN HOLDINGS INC | COM | 228368106 |  | 2463 | 29954 | SH |  | SOLE |  | 0 | 0 | 29954 |
| DANA INC | COM | 235825205 |  | 1161 | 76750 | SH |  | SOLE |  | 0 | 0 | 76750 |
| DANAHER CORP | COM | 235851102 |  | 292 | 1100 | SH |  | SOLE |  | 0 | 0 | 1100 |
| DENTSPLY SIRONA INC | COM | 24906p109 |  | 4155 | 130510 | SH |  | SOLE |  | 0 | 0 | 130510 |
| DOMINION ENERGY INC | COM | 25746u109 |  | 2409 | 39288 | SH |  | SOLE |  | 0 | 0 | 39288 |
| DUKE ENERGY CORP | COM | 26441c204 |  | 724 | 7030 | SH |  | SOLE |  | 0 | 0 | 7030 |
| EAGLE BANCORP MONTANA INC | COM | 26942G100 |  | 319 | 19740 | SH |  | SOLE |  | 0 | 0 | 19740 |
| EAGLE MATERIALS INC | COM | 26969P108 |  | 5447 | 41000 | SH |  | SOLE |  | 0 | 0 | 41000 |
| EATON CORP PLC F | COM | G29183103 |  | 2689 | 17136 | SH |  | SOLE |  | 0 | 0 | 17136 |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 |  | 153 | 12500 | SH |  | SOLE |  | 0 | 0 | 12500 |
| ELECTRONIC ARTS INC EA | COM | 285512109 |  | 2535 | 20750 | SH |  | SOLE |  | 0 | 0 | 20750 |
| EMERSON ELEC CO | COM | 291011104 |  | 37199 | 387250 | SH |  | SOLE |  | 0 | 0 | 387250 |
| EVERGY INC | COM | 30034W106 |  | 390 | 6200 | SH |  | SOLE |  | 0 | 0 | 6200 |
| EVOQUA WATER TECHNOLOGIES CORP | COM | 30057T105 |  | 788 | 19900 | SH |  | SOLE |  | 0 | 0 | 19900 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 24469 | 221844 | SH |  | SOLE |  | 0 | 0 | 221844 |
| FENTURA FINANCIAL INC | COM | 314645102 |  | 535 | 24050 | SH |  | SOLE |  | 0 | 0 | 24050 |
| FIRSTENERGY CORP | COM | 337932107 |  | 201 | 4800 | SH |  | SOLE |  | 0 | 0 | 4800 |
| FISERV INC | COM | 337738108 |  | 4916 | 48635 | SH |  | SOLE |  | 0 | 0 | 48635 |
| FLOWSERVE CORP | COM | 34354p105 |  | 5600 | 182530 | SH |  | SOLE |  | 0 | 0 | 182530 |
| FORTIS ORD | COM | 349553107 |  | 937 | 23400 | SH |  | SOLE |  | 0 | 0 | 23400 |
| FRANKLIN ELECTRIC CO | COM | 353514102 |  | 431 | 5400 | SH |  | SOLE |  | 0 | 0 | 5400 |
| GENERAC HOLDINGS ORD | COM | 368736104 |  | 941 | 9350 | SH |  | SOLE |  | 0 | 0 | 9350 |
| GENERAL ELECTRIC CO | COM | 369604301 |  | 1722 | 20557 | SH |  | SOLE |  | 0 | 0 | 20557 |
| GENERAL MOTORS CO | COM | 37045v100 |  | 204 | 6050 | SH |  | SOLE |  | 0 | 0 | 6050 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 341 | 3974 | SH |  | SOLE |  | 0 | 0 | 3974 |
| GOODYEAR TIRE  RUBR CO COM | COM | 382550101 |  | 133 | 13100 | SH |  | SOLE |  | 0 | 0 | 13100 |
| GORMAN RUPP ORD | COM | 383082104 |  | 1685 | 65763 | SH |  | SOLE |  | 0 | 0 | 65763 |
| GRANITE CONSTRUCTION | COM | 387328107 |  | 4968 | 141665 | SH |  | SOLE |  | 0 | 0 | 141665 |
| GSK PLC ADR | COM | 37733W204 |  | 2495 | 71010 | SH |  | SOLE |  | 0 | 0 | 71010 |
| HALLIBURTON CO HLDG | COM | 406216101 |  | 3598 | 91430 | SH |  | SOLE |  | 0 | 0 | 91430 |
| HAWAIIAN ELECTRIC INDUSTRIES | COM | 419870100 |  | 8180 | 195457 | SH |  | SOLE |  | 0 | 0 | 195457 |
| HELIOS TECHNOLOGIES INC | COM | 42328H109 |  | 343 | 6300 | SH |  | SOLE |  | 0 | 0 | 6300 |
| HERC HOLDINGS ORD | COM | 42704L104 |  | 3206 | 24371 | SH |  | SOLE |  | 0 | 0 | 24371 |
| HEWLETT PACKARD ENTERPRI | COM | 42824c109 |  | 549 | 34400 | SH |  | SOLE |  | 0 | 0 | 34400 |
| HOME DEPOT INC | COM | 437076102 |  | 205 | 650 | SH |  | SOLE |  | 0 | 0 | 650 |
| HONEYWELL INTL INC | COM | 438516106 |  | 7769 | 36255 | SH |  | SOLE |  | 0 | 0 | 36255 |
| HORIZON THERAPEUTICS PLC | COM | G46188101 |  | 9487 | 83362 | SH |  | SOLE |  | 0 | 0 | 83362 |
| HYDRO ONE ORD | COM | 448811208 |  | 795 | 29700 | SH |  | SOLE |  | 0 | 0 | 29700 |
| IBM CORP | COM | 459200101 |  | 18442 | 130895 | SH |  | SOLE |  | 0 | 0 | 130895 |
| IDACORP INC | COM | 451107106 |  | 4564 | 42318 | SH |  | SOLE |  | 0 | 0 | 42318 |
| ILLINOIS TOOL WORKS | COM | 452308109 |  | 554 | 2514 | SH |  | SOLE |  | 0 | 0 | 2514 |
| INGERSOLL RAND INC | COM | 45687V106 |  | 679 | 13000 | SH |  | SOLE |  | 0 | 0 | 13000 |
| INTEL CORP | COM | 458140100 |  | 7827 | 296140 | SH |  | SOLE |  | 0 | 0 | 296140 |
| INTUIT INC | COM | 461202103 |  | 263 | 675 | SH |  | SOLE |  | 0 | 0 | 675 |
| IQVIA HOLDINGS INC | COM | 46266c105 |  | 430 | 2100 | SH |  | SOLE |  | 0 | 0 | 2100 |
| ITRON INC | COM | 465741106 |  | 3414 | 67406 | SH |  | SOLE |  | 0 | 0 | 67406 |
| J P MORGAN CHASE  CO | COM | 46625h100 |  | 5727 | 42710 | SH |  | SOLE |  | 0 | 0 | 42710 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 398 | 2252 | SH |  | SOLE |  | 0 | 0 | 2252 |
| JOHNSON CONTROLS INTER F | COM | g51502105 |  | 509 | 7950 | SH |  | SOLE |  | 0 | 0 | 7950 |
| KB HOME ORD | COM | 48666K109 |  | 694 | 21800 | SH |  | SOLE |  | 0 | 0 | 21800 |
| KINDER MORGAN INC | COM | 49456B101 |  | 1226 | 67792 | SH |  | SOLE |  | 0 | 0 | 67792 |
| LAB CO OF AMER HLDG | COM | 50540r409 |  | 594 | 2524 | SH |  | SOLE |  | 0 | 0 | 2524 |
| LILLY ELI  CO | COM | 532457108 |  | 1476 | 4034 | SH |  | SOLE |  | 0 | 0 | 4034 |
| LINCOLN ELECTRIC HOLDINGS ORD | COM | 533900106 |  | 3302 | 22850 | SH |  | SOLE |  | 0 | 0 | 22850 |
| LINDSAY CORP | COM | 535555106 |  | 10227 | 62800 | SH |  | SOLE |  | 0 | 0 | 62800 |
| LUMENTUM HOLDINGS INC | COM | 55024U109 |  | 4190 | 80318 | SH |  | SOLE |  | 0 | 0 | 80318 |
| M D U RESOURCES GRP | COM | 552690109 |  | 12502 | 412061 | SH |  | SOLE |  | 0 | 0 | 412061 |
| MA COM TECH SOLUTN | COM | 55405y100 |  | 400 | 6350 | SH |  | SOLE |  | 0 | 0 | 6350 |
| MARATHON PETROLEUM CORP | COM | 56585A102 |  | 287 | 2463 | SH |  | SOLE |  | 0 | 0 | 2463 |
| MERCK  CO INC | COM | 58933Y105 |  | 11356 | 102354 | SH |  | SOLE |  | 0 | 0 | 102354 |
| MICRON TECHNOLOGY | COM | 595112103 |  | 263 | 5263 | SH |  | SOLE |  | 0 | 0 | 5263 |
| MICROSOFT CORP | COM | 594918104 |  | 8828 | 36813 | SH |  | SOLE |  | 0 | 0 | 36813 |
| MIDDLEFIELD BANC CORP | COM | 596304204 |  | 751 | 27420 | SH |  | SOLE |  | 0 | 0 | 27420 |
| NEW JERSEY RESOURCES CORPORATI | COM | 646025106 |  | 6890 | 138863 | SH |  | SOLE |  | 0 | 0 | 138863 |
| NEXSTAR BROADCASTING GROUP-A N | COM | 65336K103 |  | 5531 | 31600 | SH |  | SOLE |  | 0 | 0 | 31600 |
| NEXTERA ENERGY INC | COM | 65339f101 |  | 329 | 3930 | SH |  | SOLE |  | 0 | 0 | 3930 |
| NORTHWESTERN CORP | COM | 668074305 |  | 309 | 5200 | SH |  | SOLE |  | 0 | 0 | 5200 |
| NRG ENERGY INC NRG | COM | 629377508 |  | 600 | 18850 | SH |  | SOLE |  | 0 | 0 | 18850 |
| NVIDIA CORP | COM | 67066g104 |  | 645 | 4415 | SH |  | SOLE |  | 0 | 0 | 4415 |
| OGE ENERGY CORP | COM | 670837103 |  | 23681 | 598762 | SH |  | SOLE |  | 0 | 0 | 598762 |
| ORACLE CORP | COM | 68389x105 |  | 1805 | 22088 | SH |  | SOLE |  | 0 | 0 | 22088 |
| PAYPAL HOLDINGS INCORPOR | COM | 70450y103 |  | 2930 | 41135 | SH |  | SOLE |  | 0 | 0 | 41135 |
| PFIZER INC | COM | 717081103 |  | 31128 | 607490 | SH |  | SOLE |  | 0 | 0 | 607490 |
| PHILLIPS 66 | COM | 718546104 |  | 419 | 4028 | SH |  | SOLE |  | 0 | 0 | 4028 |
| PORTLAND GENERAL ELECTRIC CO | COM | 736508847 |  | 6483 | 132300 | SH |  | SOLE |  | 0 | 0 | 132300 |
| PUB SVC ENTERPISE GP | COM | 744573106 |  | 2644 | 43159 | SH |  | SOLE |  | 0 | 0 | 43159 |
| QUIDEL CORPORATION | COM | 219798105 |  | 2316 | 27031 | SH |  | SOLE |  | 0 | 0 | 27031 |
| RBB BANCORP | COM | 74930B105 |  | 1308 | 62750 | SH |  | SOLE |  | 0 | 0 | 62750 |
| REGENERON PHARMS INC | COM | 75886f107 |  | 3074 | 4260 | SH |  | SOLE |  | 0 | 0 | 4260 |
| RHINEBECK BANCORP INC | COM | 762093102 |  | 479 | 52600 | SH |  | SOLE |  | 0 | 0 | 52600 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 216 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| SCHLUMBERGER LTD F | COM | 806857108 |  | 16940 | 316879 | SH |  | SOLE |  | 0 | 0 | 316879 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 273 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| SKANSKA AB ORDF | COM | w83567110 |  | 346 | 21900 | SH |  | SOLE |  | 0 | 0 | 21900 |
| SKYWORKS SOLUTIONS INC SWKS | COM | 83088M102 |  | 292 | 3200 | SH |  | SOLE |  | 0 | 0 | 3200 |
| SNOWFLAKE INC. | COM | 833445109 |  | 639 | 4450 | SH |  | SOLE |  | 0 | 0 | 4450 |
| SOUTHERN CO | COM | 842587107 |  | 1848 | 25878 | SH |  | SOLE |  | 0 | 0 | 25878 |
| STATE STREET ORD | COM | 857477103 |  | 2925 | 37710 | SH |  | SOLE |  | 0 | 0 | 37710 |
| SUMMIT MATERIALS CL A ORD | COM | 86614U100 |  | 4223 | 148765 | SH |  | SOLE |  | 0 | 0 | 148765 |
| SYSCO CORP | COM | 871829107 |  | 591 | 7735 | SH |  | SOLE |  | 0 | 0 | 7735 |
| TE CONNECTIVITY LTD F | COM | h84989104 |  | 13332 | 116134 | SH |  | SOLE |  | 0 | 0 | 116134 |
| TERADATA CORP | COM | 88076W103 |  | 350 | 10400 | SH |  | SOLE |  | 0 | 0 | 10400 |
| TEXAS INSTRUMENTS | COM | 882508104 |  | 492 | 2980 | SH |  | SOLE |  | 0 | 0 | 2980 |
| THE COCA-COLA CO | COM | 191216100 |  | 401 | 6306 | SH |  | SOLE |  | 0 | 0 | 6306 |
| THE MOSAIC CO | COM | 61945c103 |  | 237 | 5406 | SH |  | SOLE |  | 0 | 0 | 5406 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 8436 | 15319 | SH |  | SOLE |  | 0 | 0 | 15319 |
| TOMPKINS FINANCIAL CORP TMP | COM | 890110109 |  | 8808 | 113530 | SH |  | SOLE |  | 0 | 0 | 113530 |
| TRANE TECHNOLOGIES PLC | COM | G8994E103 |  | 2025 | 12050 | SH |  | SOLE |  | 0 | 0 | 12050 |
| VIAVI SOLUTIONS INC | COM | 925550105 |  | 976 | 92847 | SH |  | SOLE |  | 0 | 0 | 92847 |
| VMWARE INC | COM | 928563402 |  | 4407 | 35900 | SH |  | SOLE |  | 0 | 0 | 35900 |
| VODAFONE GROUP PLC NEW SPNSR A | COM | 92857W308 |  | 351 | 34700 | SH |  | SOLE |  | 0 | 0 | 34700 |
| VONTIER CORP | COM | 928881101 |  | 632 | 32676 | SH |  | SOLE |  | 0 | 0 | 32676 |
| W E C ENERGY GROUP INC | COM | 92939U106 |  | 348 | 3711 | SH |  | SOLE |  | 0 | 0 | 3711 |
| WALT DISNEY CO | COM | 254687106 |  | 5232 | 60216 | SH |  | SOLE |  | 0 | 0 | 60216 |
| WATTS WATER TECH INC CLASS A | COM | 942749102 |  | 3287 | 22475 | SH |  | SOLE |  | 0 | 0 | 22475 |
| WESTERN DIGITAL CORP | COM | 958102105 |  | 1716 | 54400 | SH |  | SOLE |  | 0 | 0 | 54400 |
| BP PLC F SPONSORED ADR 1 ADR R | ADR | 055622104 |  | 781 | 22360 | SH |  | SOLE |  | 0 | 0 | 22360 |
| EQUINOR ADR REP ORD | ADR | 29446M102 |  | 1662 | 46400 | SH |  | SOLE |  | 0 | 0 | 46400 |
| HALEON PLC ADR | ADR | 405552100 |  | 1901 | 237612 | SH |  | SOLE |  | 0 | 0 | 237612 |
| NOVARTIS AG | ADR | 66987V109 |  | 17619 | 194211 | SH |  | SOLE |  | 0 | 0 | 194211 |
| ROCHE HLDG AG F SPONSORED ADR | ADR | 771195104 |  | 630 | 16100 | SH |  | SOLE |  | 0 | 0 | 16100 |
| SHELL PLC | ADR | 780259305 |  | 575 | 10100 | SH |  | SOLE |  | 0 | 0 | 10100 |
| SKANSKA AB FSPONSORED ADR | ADR | 830561205 |  | 1367 | 86300 | SH |  | SOLE |  | 0 | 0 | 86300 |
| TAIWAN SEMICONDUCTR F SPONSORE | ADR | 874039100 |  | 10579 | 142020 | SH |  | SOLE |  | 0 | 0 | 142020 |
| INVSC WATER RESC PORTFOLIO ETF | ETF | 46137v142 |  | 232 | 4500 | SH |  | SOLE |  | 0 | 0 | 4500 |
| ISHARES:BIOTECHNOLOGY | ETF | 464287556 |  | 368 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| ISHS MSCI EMERG MRKT MIN VOL F | ETF | 464286533 |  | 833 | 15700 | SH |  | SOLE |  | 0 | 0 | 15700 |
| SELECT SECTOR UTI SELECT SPDR | ETF | 81369y886 |  | 451 | 6400 | SH |  | SOLE |  | 0 | 0 | 6400 |
| SPDR S REGIONAL BANKING ETF | ETF | 78464a698 |  | 253 | 4300 | SH |  | SOLE |  | 0 | 0 | 4300 |
| VANECK VIETNAM ETF | ETF | 92189f817 |  | 2021 | 170700 | SH |  | SOLE |  | 0 | 0 | 170700 |
| VANGUARD MATERIALS ETF | ETF | 92204a801 |  | 204 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| VANGUARD S 500 ETF | ETF | 922908363 |  | 2997 | 8530 | SH |  | SOLE |  | 0 | 0 | 8530 |
| MEXICO FUND | CEF | 592835102 |  | 156 | 10600 | SH |  | SOLE |  | 0 | 0 | 10600 |
| EQUINIX REIT ORD | REIT | 29444U700 |  | 3996 | 6100 | SH |  | SOLE |  | 0 | 0 | 6100 |

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