# EDGAR Filing Document

**Accession Number:** 0000746210
**File Stem:** 0000746210-23-000006
**Filing Date:** 2023-1
**Character Count:** 6993
**Document Hash:** 9ec9a0d6f80041cca65dfedc13413566
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000746210-23-000006.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0000746210-23-000006

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230119

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oblong, Inc.
- **CENTRAL INDEX KEY:** 0000746210
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
- **IRS NUMBER:** 770312442
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35376
- **FILM NUMBER:** 23536052

**BUSINESS ADDRESS:**
- **STREET 1:** 25587 CONIFER ROAD
- **STREET 2:** SUITE 105-231
- **CITY:** CONIFER
- **STATE:** CO
- **ZIP:** 80433
- **BUSINESS PHONE:** 303-640-3838

**MAIL ADDRESS:**
- **STREET 1:** 25587 CONIFER ROAD
- **STREET 2:** SUITE 105-231
- **CITY:** CONIFER
- **STATE:** CO
- **ZIP:** 80433

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GLOWPOINT, INC.
- **DATE OF NAME CHANGE:** 20110809

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GLOWPOINT INC
- **DATE OF NAME CHANGE:** 20031112

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WIRE ONE TECHNOLOGIES INC
- **DATE OF NAME CHANGE:** 20000606

?xml version="1.0" ? glow-20230119

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): January 19, 2023 (January 18, 2023)**

**OBLONG, INC.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware**<br>(State or other jurisdiction of<br>Incorporation or organization) | **001-35376**<br>(Commission File Number) | **77-0312442**<br>(IRS Employer<br>Identification No.) |
| **25587 Conifer Road, Suite 105-231**<br>**Conifer, Colorado 80433**<br>(Address of principal executive offices, zip code) | **25587 Conifer Road, Suite 105-231**<br>**Conifer, Colorado 80433**<br>(Address of principal executive offices, zip code) | **25587 Conifer Road, Suite 105-231**<br>**Conifer, Colorado 80433**<br>(Address of principal executive offices, zip code) |
| **(303) 640-3838**<br>(Registrant's telephone number, including area code) | **(303) 640-3838**<br>(Registrant's telephone number, including area code) | **(303) 640-3838**<br>(Registrant's telephone number, including area code) |
| (Former name or former address, if changed since last report) | (Former name or former address, if changed since last report) | (Former name or former address, if changed since last report) |

---

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.0001 per share | OBLG | Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 8.01. Other Events.**

On January 18, 2023, after market close, Oblong, Inc. (the"Company") received a written notification from The Nasdaq Stock Market LLC ("Nasdaq") confirming that the Company has regained compliance with the minimum bid price requirement (the "Minimum Bid Price Requirement") for continued listing on Nasdaq pursuant to Nasdaq Listing Rule 5550(a)(2) and that the matter is now closed.

On January 19, 2023, the Company issued a press release announcing the notification and its compliance with the Minimum Bid Price Requirement. The above description is qualified in its entirety by reference to the press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits.

---

| | |
|:---|:---|
| **<u>Exhibit No.</u>** | **<u>Description</u>** |
| 99.1 | <u>[Press Release of Oblong, Inc. dated January 19, 2023](ex991-pressreleasenasdaqco.htm)</u>. |
| 104 | <u>[Cover Page Interactive Data File (embedded within the Inline XBRL document.](#i8f9b8665a524443fbcd773e96620bbd9_1)</u> |

---

------

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

**OBLONG, INC.**

Date: January 19, 2023&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ Peter Holst</u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Name: Peter Holst

Title: President & CEO

## Exhibit 99.1

![image_0.jpg](image_0.jpg)

Exhibit 99.1

**Oblong Announces Compliance with Nasdaq Bid Price Requirement** 

January 19, 2023 -- (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) ("Oblong" or the "Company"), the award-winning maker of multi-stream collaboration solutions, today announced that the Company received formal notice from The Nasdaq Stock Market LLC ("Nasdaq") that the Company has regained compliance with Nasdaq's minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2). Accordingly, Nasdaq has advised that the matter is now closed.

**About Oblong, Inc.**

Oblong (Nasdaq:OBLG) provides innovative and patented technologies that change the way people work, create, and communicate. Oblong's flagship product Mezzanine™ is a remote meeting technology platform that offers simultaneous content sharing to optimize audience engagement and situational awareness. For more information, visit www.oblong.com and Oblong's Twitter and Facebook pages.

**Investor Relations Contact**

David Clark

investors@oblong.com

(213) 683-8863 ext 2205

<br>