# EDGAR Filing Document

**Accession Number:** 0001452937
**File Stem:** 0001752724-23-075598
**Filing Date:** 2023-3
**Character Count:** 56877
**Document Hash:** 4851cf1be8ecc73e974d6326337bc3e0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-075598.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001752724-23-075598

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EXCHANGE TRADED CONCEPTS TRUST
- **CENTRAL INDEX KEY:** 0001452937
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22263
- **FILM NUMBER:** 23784812

**BUSINESS ADDRESS:**
- **STREET 1:** 10900 HEFNER POINTE DRIVE
- **STREET 2:** SUITE 400
- **CITY:** OKLAHOMA CITY
- **STATE:** OK
- **ZIP:** 73120
- **BUSINESS PHONE:** 405-778-8377

**MAIL ADDRESS:**
- **STREET 1:** 10900 HEFNER POINTE DRIVE
- **STREET 2:** SUITE 400
- **CITY:** OKLAHOMA CITY
- **STATE:** OK
- **ZIP:** 73120

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FAITHSHARES TRUST
- **DATE OF NAME CHANGE:** 20090717

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FAITHSHARES INC
- **DATE OF NAME CHANGE:** 20090225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VERITAS FUNDS INC
- **DATE OF NAME CHANGE:** 20081230

## Series and Classes Contracts Data

### ROBO Global(R) Robotics and Automation Index ETF (Series ID: S000042659)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000131868 | ROBO Global(R) Robotics and Automation Index ETF | ROBO            |

## Nport-Ex

**ROBO Global** **<sup>®</sup>**

**Robotics and Automation Index ETF**

Schedule of Investments

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
| Description | Shares | Fair Value |
| COMMON STOCK — 99.7% |  |  |
| **Belgium — 1.1%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 1.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Materialise ADR\* | 1356461 | $14297099 |
| **Total Belgium** |  | 14297099 |
| **Canada — 1.6%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 1.6%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ATS\* | 537554 | 21706006 |
| **Total Canada** |  | 21706006 |
| **China — 1.5%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 1.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Estun Automation, Cl A | 1275900 | 4928406 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Han's Laser Technology Industry Group, Cl A | 1211353 | 5010740 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shenzhen Inovance Technology, Cl A | 338900 | 3570087 |
|  |  | 13509233 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 0.4%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Iflytek | 1022287 | 6139517 |
| **Total China** |  | 19648750 |
| **Finland — 1.3%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 1.3%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cargotec, Cl B | 339991 | 17229037 |
| **Total Finland** |  | 17229037 |
| **France — 2.1%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 1.0%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Schneider Electric | 80662 | 12993243 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 1.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Dassault Systemes | 398057 | 14724439 |
| **Total France** |  | 27717682 |
| **Germany — 7.6%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 6.2%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Duerr | 417109 | 15818767 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GEA Group | 441120 | 19809846 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;KION Group | 362246 | 14505262 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Krones | 148286 | 17231884 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Siemens | 91984 | 14275567 |
|  |  | 81641326 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 1.4%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Jenoptik | 590976 | 18253590 |
| **Total Germany** |  | 99894916 |
| **Japan — 22.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 16.2%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Daifuku(A) | 377800 | 20597501 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Daihen | 376100 | 12204560 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;FANUC | 139400 | 24552709 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Fuji Machine Manufacturing | 1197200 | 19802201 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Harmonic Drive Systems(A) | 832600 | 27786412 |

---

---

| | | |
|:---|:---|:---|
| Description | Shares | Fair Value |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mitsubishi Electric | 1131300 | $12405197 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nabtesco | 593500 | 17228363 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Shibaura Machine | 501100 | 10908640 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;SMC | 38100 | 19145949 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;THK | 785200 | 16519722 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Toyota Industries | 282900 | 17120404 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Yaskawa Electric | 538200 | 20816994 |
|  |  | 219088652 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 6.0%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amano | 666300 | 12132711 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Keyence | 47500 | 21652505 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Omron | 313300 | 17972379 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Optex Group | 798300 | 13007787 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Yokogawa Electric | 905600 | 15807697 |
|  |  | 80573079 |
| **Total Japan** |  | 299661731 |
| **Netherlands — 1.1%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Health Care — 1.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;QIAGEN\* | 308402 | 15111698 |
| **Total Netherlands** |  | 15111698 |
| **Norway — 1.4%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 1.4%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;AutoStore Holdings\* (A) | 8256009 | 18920236 |
| **Total Norway** |  | 18920236 |
| **South Korea — 1.3%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 1.3%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Koh Young Technology | 1278225 | 17785985 |
| **Total South Korea** |  | 17785985 |
| **Sweden — 2.4%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Health Care — 1.0%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Elekta, Cl B(A) | 1883869 | 13642567 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 1.4%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hexagon, Cl B | 1675535 | 19084180 |
| **Total Sweden** |  | 32726747 |
| **Switzerland — 4.3%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Health Care — 1.2%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tecan Group | 39604 | 16466643 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 3.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ABB | 514434 | 17777719 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Kardex Holding | 125268 | 24242341 |
|  |  | 42020060 |
| **Total Switzerland** |  | 58486703 |
| **Taiwan — 6.0%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;*Industrials — 3.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Airtac International Group | 589853 | 20038303 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Hiwin Technologies | 2934697 | 21796417 |
|  |  | 41834720 |
| &nbsp;&nbsp;&nbsp;&nbsp;*Information Technology — 2.9%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Advantech | 1418690 | 16112350 |

---

**ROBO Global** **<sup>®</sup>**

**Robotics and Automation Index ETF**

Schedule of Investments

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
| Description | Shares | Fair Value |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Delta Electronics | 1268705 | $12211682 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Global Unichip | 437409 | 11392301 |
|  |  | 39716333 |
| **Total Taiwan** |  | 81551053 |
| **United Kingdom — 2.4%** |  |  |
| &nbsp;&nbsp;&nbsp;*Consumer Staples — 1.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ocado Group\* | 1869349 | 14866788 |
| &nbsp;&nbsp;&nbsp;*Information Technology — 1.3%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Renishaw | 353795 | 17178405 |
| **Total United Kingdom** |  | 32045193 |
| **United States — 43.4%** |  |  |
| &nbsp;&nbsp;&nbsp;*Consumer Discretionary — 1.9%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Aptiv\* | 121893 | 13784879 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Luminar Technologies, Cl A\* (A) | 1810843 | 12078323 |
|  |  | 25863202 |
| &nbsp;&nbsp;&nbsp;*Health Care — 7.9%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Azenta\* (A) | 348436 | 19477573 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Globus Medical, Cl A\* | 155381 | 11731265 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Illumina\* | 87207 | 18679739 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Intuitive Surgical\* | 81474 | 20017347 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;iRhythm Technologies\* | 167004 | 16416493 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Omnicell\* | 349061 | 19362414 |
|  |  | 105684831 |
| &nbsp;&nbsp;&nbsp;*Industrials — 7.5%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3D Systems\* (A) | 1558030 | 16920206 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Deere | 34328 | 14515252 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;GXO Logistics\* | 260861 | 13650856 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;John Bean Technologies | 144212 | 16112807 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nordson | 73795 | 17954323 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Rockwell Automation | 76446 | 21560065 |
|  |  | 100713509 |
| &nbsp;&nbsp;&nbsp;*Information Technology — 26.1%* |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Ambarella\* | 203290 | 18263574 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Autodesk\* | 67279 | 14475750 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cadence Design Systems\* | 92622 | 16934080 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cognex | 410796 | 22486973 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;FARO Technologies\* | 464947 | 12776744 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;IPG Photonics\* | 219155 | 24567275 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Manhattan Associates\* | 127169 | 16577751 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Microchip Technology | 166421 | 12917598 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;National Instruments | 399433 | 21569382 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Novanta\* | 119764 | 19338293 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;NVIDIA | 96609 | 18874500 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;PTC\* | 129797 | 17507019 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;QUALCOMM | 118259 | 15753281 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Samsara, Cl A\* (A) | 1239627 | 16908512 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ServiceNow\* | 48889 | 22250850 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Stratasys\* | 1346352 | 19293224 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Teradyne | 210632 | 21421275 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Trimble Navigation\* | 236199 | 13713714 |

---

---

| | | |
|:---|:---|:---|
|  | Shares/Par | |
| Description | Value | Fair Value |
| &nbsp;&nbsp;&nbsp;&nbsp;Zebra Technologies, Cl A\* | 75057 | $23731522 |
|  |  | 349361317 |
| **Total United States** |  | 581622859 |
| Total Common Stock <br> (Cost $1,322,501,636) |  | 1338405695 |
| SHORT-TERM INVESTMENTS — 0.5% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Dreyfus Institutional Preferred Government Plus Money Market Fund, 4.34%(B)(D) | 1957000 | 1957000 |
| &nbsp;&nbsp;&nbsp;&nbsp;Invesco Government & Agency Portfolio, Cl Institutional, 4.30%(B) | 4088392 | 4088392 |
| Total Short-Term Investments <br> (Cost $6,045,392) |  | 6045392 |
| REPURCHASE AGREEMENTS — 2.0% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;BofA |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.300%, dated 01/31/23, to be repurchased on 02/01/23, repurchase price $6,760,778 (collateralized by various U.S. Government Agency Obligations, ranging in par value $99,016 - $355,563, 0.010% - 5.500%, 02/25/2032 - 09/01/2061, with a total market value of $6,895,171)(C)(D) | $6759971 | 6759971 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Citigroup Global Markets 4.300%, dated 01/31/23, to be repurchased on 02/01/23, repurchase price $6,760,778 (collateralized by various U.S. Government Agency and U.S. Treasury Obligations, ranging in par value $26,490 - $1,863,641, 0.000% - 6.686%, 08/15/2024 - 06/20/2070, with a total market value of $6,895,171)(C)(D) | 6759971 | 6759971 |

---

**ROBO Global** **<sup>®</sup>**

**Robotics and Automation Index ETF**

Schedule of Investments

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
| Description | Par Value | Fair Value |
| &nbsp;&nbsp;&nbsp;Deutsche Bank<br> 4.300%, dated 01/31/23, to be repurchased on 02/01/23, repurchase price $6,760,778 (collateralized by various U.S. Government Agency and U.S. Treasury Obligations, ranging in par value $5 - $946,396, 0.000% - 7.250%, 09/08/2023 - 01/01/2053, with a total market value of $6,895,171)(C)(D) | $6759971 | $6759971 |
| &nbsp;&nbsp;&nbsp;JP Morgan Securities <br> 4.280%, dated 01/31/23, to be repurchased on 02/01/23, repurchase price $43,608 (collateralized by various U.S. Treasury Obligations, ranging in par value $9,382 - $25,541, 0.250% - 1.500%, 09/30/2025 - 07/31/2028, with a total market value of $44,475)(C)(D) | 43603 | 43603 |
| &nbsp;&nbsp;&nbsp;RBC Dominion <br> 4.300%, dated 01/31/23, to be repurchased on 02/01/23, repurchase price $6,669,406 (collateralized by various U.S. Government Agency and U.S. Treasury Obligations, ranging in par value $1 - $1,490,837, 0.000% - 6.000%, 02/07/2023 - 12/20/2052, with a total market value of $6,895,170)(C)(D) | 6668609 | 6668609 |
| &nbsp;&nbsp;&nbsp;Total Repurchase Agreements<br> (Cost $26,992,125) |  | 26992125 |
| &nbsp;&nbsp;&nbsp;Total Investments - 102.2%<br> (Cost $1,355,539,153) |  | $1371443212 |

---

Percentages based on Net Assets of $1,341,316,470.

\* Non-income producing security.

(A) This security or a partial position of this security is on
loan at January 31, 2023. The total value of securities on loan at January 31, 2023 was $34,658,826.

(B) Rate shown is the 7-day effective yield as of January 31,
2023. (C) Tri-Party Repurchase Agreement.

(D) This security was purchased with cash collateral held from
securities on loan. The total value of such securities as of January 31, 2023 was $28,949,125. The total value of non-cash collateral
held from securities on loan as of January 31, 2023 was $6,521,350.

ADR – American Depository Receipt

Cl - Class

ROB-QH-001-1900

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** EXCHANGE TRADED CONCEPTS TRUST

- **b. Investment Company Act file number:** 811-22263

- **c. CIK number of Registrant:** 0001452937

- **d. LEI of Registrant:** 549300TXJW88BSB0KL90

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10900 HEFNER POINTE DRIVE

  - **City:** OKLAHOMA CITY

  - **State:** OK

  - **Foreign country:** US

  - **Zip / Postal Code:** 73120

  - **Telephone number:** 4057788377

**Item A.2. Information about the Series.**

- **a. Name of Series:** ROBO Global Robotics and Automation Index ETF

- **b. EDGAR series identifier (if any):** S000042659

- **c. LEI of Series:** 549300DWX5221AQZYJ12

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1345551212.93

**Total Liabilities:** $4234340.89

**Net Assets:** $1341316872.04

**Cash Not Reported:** $876304.20

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000131868 | 13.91%               | -3.61%               | 9.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $869275.24               | $159652609.14                              |
| Month 2  | $-30496699.52            | $-12565875.62                              |
| Month 3  | $4058659.15              | $96684466.87                               |

### Schedule of Portfolio Investments

| Name                                                                                    | Title                                          | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $34.30        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Samsara Inc                                                                             | SAMSARA INC-CL A COMMON STOCK                  | CUSIP: 79589L106<br>LEI: N/A                  | Long             | EC               |  | US        |   1239627 | NS      | $16908512.28  | 1.26%             |  |  |  | No            |                  1 | On Loan: —       |
| SCHNEIDER ELECTRIC SE                                                                   | SCHNEIDER ELECTRIC SE COMMON STOCK             | CUSIP: N/A<br>LEI: 969500A1YF1XUYYXS284       | Long             | EC               |  | FR        |     80662 | NS      | $12993242.44  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| MANHATTAN ASSOCIATES, INC.                                                              | MANHATTAN ASSOCIATES INC COMMON STOCK          | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               |  | US        |    127169 | NS      | $16577750.84  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Qiagen N.V.                                                                             | QIAGEN N.V. COMMON STOCK                       | CUSIP: N72482123<br>LEI: 54930036WK3GMCN17Z57 | Long             | EC               |  | US        |    308402 | NS      | $15111698.00  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $42.69        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| OCADO GROUP PLC                                                                         | OCADO GROUP PLC COMMON STOCK                   | CUSIP: N/A<br>LEI: 213800LO8F61YB8MBC74       | Long             | EC               |  | GB        |   1869349 | NS      | $14866787.98  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NORDSON CORPORATION                                                                     | NORDSON CORP COMMON STOCK                      | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               |  | US        |     73795 | NS      | $17954323.50  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Tecan Group AG                                                                          | TECAN GROUP AG-REG COMMON STOCK                | CUSIP: N/A<br>LEI: 529900CSN9R3BLETSL26       | Long             | EC               |  | CH        |     39604 | NS      | $16466642.72  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Han's Laser Technology Industry Group Co., Ltd.                                         | HAN'S LASER TECHNOLOGY IN-A COMMON STOCK       | CUSIP: N/A<br>LEI: 300300MZXZR87BGKOZ23       | Long             | EC               |  | CN        |   1211353 | NS      | $5010739.51   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Materialise NV                                                                          | MATERIALISE NV-ADR DEPOSITARY RECEIPT          | CUSIP: 57667T100<br>LEI: 5493004CXYDPCZ5RQK28 | Long             | EC               |  | US        |   1356461 | NS      | $14297098.94  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $11.47        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Krones AG                                                                               | KRONES AG COMMON STOCK                         | CUSIP: N/A<br>LEI: 529900NY2GSZWWUBW049       | Long             | EC               |  | DE        |    148286 | NS      | $17231884.18  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $19.95        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| AUTODESK, INC.                                                                          | AUTODESK INC COMMON STOCK                      | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               |  | US        |     67279 | NS      | $14475749.64  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoStore Holdings Ltd                                                                  | AUTOSTORE HOLDINGS LTD COMMON STOCK            | CUSIP: N/A<br>LEI: 549300KYN3M0LSM5A413       | Long             | EC               |  | NO        |   8256009 | NS      | $18920235.88  | 1.41%             |  |  |  | Yes           |                  1 | On Loan: —       |
| Cargotec Oyj                                                                            | CARGOTEC OYJ-B SHARE COMMON STOCK              | CUSIP: N/A<br>LEI: 5493002B0GOVF42KWX33       | Long             | EC               |  | FI        |    339991 | NS      | $17229036.63  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| IPG PHOTONICS CORPORATION                                                               | IPG PHOTONICS CORP COMMON STOCK                | CUSIP: 44980X109<br>LEI: 5493002KZ51CADQ94G15 | Long             | EC               |  | US        |    219155 | NS      | $24567275.50  | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| FARO TECHNOLOGIES, INC.                                                                 | FARO TECHNOLOGIES INC COMMON STOCK             | CUSIP: 311642102<br>LEI: 529900MFEFNOFP3YR823 | Long             | EC               |  | US        |    464947 | NS      | $12776743.56  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $6.54         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Amano Corp                                                                              | AMANO CORP COMMON STOCK                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |    666300 | NS      | $12132710.98  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $1.97         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $38.56        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| FUJI CORPORATION                                                                        | FUJI CORP/AICHI COMMON STOCK                   | CUSIP: N/A<br>LEI: 353800G4VS3QLM6BSX66       | Long             | EC               |  | JP        |   1197200 | NS      | $19802200.78  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Azenta, Inc.                                                                            | AZENTA INC COMMON STOCK                        | CUSIP: 114340102<br>LEI: 35ZN6X1ANPH25YN32Y17 | Long             | EC               |  | US        |    348436 | NS      | $19477572.40  | 1.45%             |  |  |  | No            |                  1 | On Loan: —       |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $128.36       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| YASKAWA Electric Corporation                                                            | YASKAWA ELECTRIC CORP COMMON STOCK             | CUSIP: N/A<br>LEI: 3538003K39GR98R0CK58       | Long             | EC               |  | JP        |    538200 | NS      | $20816994.12  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIFUKU CO.,LTD.                                                                        | DAIFUKU CO LTD COMMON STOCK                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |    377800 | NS      | $20597500.87  | 1.54%             |  |  |  | No            |                  1 | On Loan: —       |
| MICROCHIP TECHNOLOGY INCORPORATED                                                       | MICROCHIP TECHNOLOGY INC COMMON STOCK          | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               |  | US        |    166421 | NS      | $12917598.02  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| iFLYTEK CO.,LTD                                                                         | IFLYTEK CO LTD - A COMMON STOCK                | CUSIP: N/A<br>LEI: 3003000T23C63KVWOH32       | Long             | EC               |  | CN        |   1006287 | NS      | $6043425.87   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $30.50        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Duerr Aktiengesellschaft                                                                | DUERR AG COMMON STOCK                          | CUSIP: N/A<br>LEI: 5299003APZ54EDTSRO20       | Long             | EC               |  | DE        |    417109 | NS      | $15818767.21  | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIBAURA MACHINE CO., LTD.                                                              | SHIBAURA MACHINE CO., LTD COMMON STOCK         | CUSIP: N/A<br>LEI: 529900T7KEXD7VGOFO59       | Long             | EC               |  | JP        |    501100 | NS      | $10908640.09  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| TERADYNE, INC.                                                                          | TERADYNE INC COMMON STOCK                      | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               |  | US        |    210632 | NS      | $21421274.40  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $10.21        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Kohyoung Technology Inc                                                                 | KOH YOUNG TECHNOLOGY INC COMMON STOCK          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |   1278225 | NS      | $17785985.14  | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHN BEAN TECHNOLOGIES CORPORATION                                                      | JOHN BEAN TECHNOLOGIES CORP COMMON STOCK       | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               |  | US        |    144212 | NS      | $16112806.76  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GEA Group Aktiengesellschaft                                                            | GEA GROUP AG COMMON STOCK                      | CUSIP: N/A<br>LEI: 549300PHUU0ZZWO8EO07       | Long             | EC               |  | DE        |    441120 | NS      | $19809846.11  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $7.63         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| NVIDIA CORPORATION                                                                      | NVIDIA CORP COMMON STOCK                       | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               |  | US        |     96609 | NS      | $18874500.33  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $26.97        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $7.00         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $45.88        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Global Unichip Corp                                                                     | GLOBAL UNICHIP CORP COMMON STOCK               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |    437409 | NS      | $11392301.02  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| OPTEX GROUP Company, Limited                                                            | OPTEX GROUP CO LTD COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |    798300 | NS      | $13007787.30  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Nabtesco Corporation                                                                    | NABTESCO CORP COMMON STOCK                     | CUSIP: N/A<br>LEI: 529900DVHQXYRTGW7739       | Long             | EC               |  | JP        |    593500 | NS      | $17228363.26  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $12.22        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Mitsubishi Electric Corporation                                                         | MITSUBISHI ELECTRIC CORP COMMON STOCK          | CUSIP: N/A<br>LEI: 549300TRXM9Y6561AX39       | Long             | EC               |  | JP        |   1131300 | NS      | $12405196.66  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Inovance Technology Co., Ltd                                                   | SHENZHEN INOVANCE TECHNOLO-A COMMON STOCK      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |    338900 | NS      | $3570087.39   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $11.64        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $79.80        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| GLOBUS MEDICAL, INC.                                                                    | GLOBUS MEDICAL INC - A COMMON STOCK            | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               |  | US        |    155381 | NS      | $11731265.50  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL, INC.                                                                | INTUITIVE SURGICAL INC COMMON STOCK            | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               |  | US        |     81474 | NS      | $20017347.06  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| TOYOTA INDUSTRIES CORPORATION                                                           | TOYOTA INDUSTRIES CORP COMMON STOCK            | CUSIP: N/A<br>LEI: 35380000WKGEAHEMW830       | Long             | EC               |  | JP        |    282900 | NS      | $17120404.48  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| HIWIN TECHNOLOGIES CORP.                                                                | HIWIN TECHNOLOGIES CORP COMMON STOCK           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |   2888393 | NS      | $21452510.87  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $52.16        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Kardex Holding AG                                                                       | KARDEX HOLDING AG-REG COMMON STOCK             | CUSIP: N/A<br>LEI: 529900JKKMQ07D6QZ480       | Long             | EC               |  | CH        |    125268 | NS      | $24242340.57  | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| AIRTAC INTERNATIONAL GROUP                                                              | AIRTAC INTERNATIONAL GROUP COMMON STOCK        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |    589853 | NS      | $20038303.41  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ABB Ltd                                                                                 | ABB LTD-REG COMMON STOCK                       | CUSIP: N/A<br>LEI: 5493000LKVGOO9PELI61       | Long             | EC               |  | CH        |    514434 | NS      | $17777719.18  | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Elekta AB (publ)                                                                        | ELEKTA AB-B SHS COMMON STOCK                   | CUSIP: N/A<br>LEI: 54930044O54BK617EP80       | Long             | EC               |  | SE        |   1883869 | NS      | $13642566.96  | 1.02%             |  |  |  | No            |                  1 | On Loan: —       |
| PTC INC.                                                                                | PTC INC COMMON STOCK                           | CUSIP: 69370C100<br>LEI: 54930050SSMU8SKDJ030 | Long             | EC               |  | US        |    129797 | NS      | $17507019.36  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINA, INC.                                                                          | ILLUMINA INC COMMON STOCK                      | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               |  | US        |     87207 | NS      | $18679739.40  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ZEBRA TECHNOLOGIES CORPORATION                                                          | ZEBRA TECHNOLOGIES CORP-CL A COMMON STOCK      | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               |  | US        |     75057 | NS      | $23731522.26  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Yokogawa Electric Corporation                                                           | YOKOGAWA ELECTRIC CORP COMMON STOCK            | CUSIP: N/A<br>LEI: 529900MV0U7C9WWF4L22       | Long             | EC               |  | JP        |    905600 | NS      | $15807697.34  | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $8.99         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Estun Automation Co Ltd                                                                 | ESTUN AUTOMATION CO LTD-A COMMON STOCK         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |   1275900 | NS      | $4928405.57   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| DELTA ELECTRONICS, INC.                                                                 | DELTA ELECTRONICS INC COMMON STOCK             | CUSIP: N/A<br>LEI: 529900UVZWNWGDLJSM52       | Long             | EC               |  | TW        |   1268705 | NS      | $12211681.77  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| OMNICELL, INC.                                                                          | OMNICELL INC COMMON STOCK                      | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               |  | US        |    349061 | NS      | $19362413.67  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SMC CORPORATION                                                                         | SMC CORP COMMON STOCK                          | CUSIP: N/A<br>LEI: 353800O40V08DOZ70X62       | Long             | EC               |  | JP        |     38100 | NS      | $19145949.48  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AMBARELLA INC                                                                           | AMBARELLA INC COMMON STOCK                     | CUSIP: G037AX101<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               |  | US        |    203290 | NS      | $18263573.60  | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| JENOPTIK AG                                                                             | JENOPTIK AG COMMON STOCK                       | CUSIP: N/A<br>LEI: 529900P34GDHGXK6VB37       | Long             | EC               |  | DE        |    590976 | NS      | $18253589.32  | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCKWELL AUTOMATION, INC.                                                               | ROCKWELL AUTOMATION INC COMMON STOCK           | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               |  | US        |     76446 | NS      | $21560065.38  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| RENISHAW P L C                                                                          | RENISHAW PLC COMMON STOCK                      | CUSIP: N/A<br>LEI: 21380048ADXM6Z67CT18       | Long             | EC               |  | GB        |    353795 | NS      | $17178404.98  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| STRATASYS LTD                                                                           | STRATASYS LTD COMMON STOCK                     | CUSIP: M85548101<br>LEI: 529900MU215GIP9SZ741 | Long             | EC               |  | US        |   1346352 | NS      | $19293224.16  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                                                                               | APTIV PLC COMMON STOCK                         | CUSIP: G6095L109<br>LEI: N/A                  | Long             | EC               |  | US        |    121893 | NS      | $13784879.37  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $15.65        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $20.99        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $9.36         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| OMRON Corporation                                                                       | OMRON CORP COMMON STOCK                        | CUSIP: N/A<br>LEI: 549300ZHW0TR2QZ0NY83       | Long             | EC               |  | JP        |    313300 | NS      | $17972378.79  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVANTA INC.                                                                            | NOVANTA INC COMMON STOCK                       | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               |  | US        |    119764 | NS      | $19338293.08  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| DEERE & COMPANY                                                                         | DEERE & CO COMMON STOCK                        | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               |  | US        |     34328 | NS      | $14515251.52  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $98.87        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ADVANTECH Co., Ltd.                                                                     | ADVANTECH CO LTD COMMON STOCK                  | CUSIP: N/A<br>LEI: 2549002OSTKE9HB9IY03       | Long             | EC               |  | TW        |   1418690 | NS      | $16112349.38  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| 3D SYSTEMS CORPORATION                                                                  | 3D SYSTEMS CORP COMMON STOCK                   | CUSIP: 88554D205<br>LEI: 5493003HHDOCCW4OP744 | Long             | EC               |  | US        |   1558030 | NS      | $16920205.80  | 1.26%             |  |  |  | No            |                  1 | On Loan: —       |
| GXO LOGISTICS, INC.                                                                     | GXO LOGISTICS INC COMMON STOCK                 | CUSIP: 36262G101<br>LEI: 5493007CNWMXN78JRN66 | Long             | EC               |  | US        |    260861 | NS      | $13650856.13  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYENCE CORPORATION                                                                     | KEYENCE CORP COMMON STOCK                      | CUSIP: N/A<br>LEI: 529900M7PQBS7A89DZ11       | Long             | EC               |  | JP        |     47500 | NS      | $21652504.90  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| iRhythm Technologies Inc                                                                | IRHYTHM TECHNOLOGIES INC COMMON STOCK          | CUSIP: 450056106<br>LEI: 549300FJI72RJGDQS384 | Long             | EC               |  | US        |    167004 | NS      | $16416493.20  | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| DASSAULT SYSTEMES SE                                                                    | DASSAULT SYSTEMES SE COMMON STOCK              | CUSIP: N/A<br>LEI: 96950065LBWY0APQIM86       | Long             | EC               |  | FR        |    398057 | NS      | $14724438.70  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL INSTRUMENTS CORPORATION                                                        | NATIONAL INSTRUMENTS CORP COMMON STOCK         | CUSIP: 636518102<br>LEI: 549300TP4OOPCYWDUP86 | Long             | EC               |  | US        |    399433 | NS      | $21569382.00  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexagon Aktiebolag                                                                      | HEXAGON AB-B SHS COMMON STOCK                  | CUSIP: N/A<br>LEI: 549300WJFW6ILNI4TA80       | Long             | EC               |  | SE        |   1675535 | NS      | $19084180.09  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| LUMINAR TECHNOLOGIES, INC.                                                              | LUMINAR TECHNOLOGIES INC COMMON STOCK          | CUSIP: 550424105<br>LEI: 549300AVGXLDWYMI4298 | Long             | EC               |  | US        |   1810843 | NS      | $12078322.81  | 0.90%             |  |  |  | No            |                  1 | On Loan: —       |
| QUALCOMM INCORPORATED                                                                   | QUALCOMM INC COMMON STOCK                      | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               |  | US        |    118259 | NS      | $15753281.39  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| COGNEX CORPORATION                                                                      | COGNEX CORP COMMON STOCK                       | CUSIP: 192422103<br>LEI: 549300JQTYZCLC43S226 | Long             | EC               |  | US        |    410796 | NS      | $22486973.04  | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| THK CO.,LTD.                                                                            | THK CO LTD COMMON STOCK                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |    785200 | NS      | $16519721.63  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIHEN Corporation                                                                      | DAIHEN CORP COMMON STOCK                       | CUSIP: N/A<br>LEI: 353800VGTLA3QRNG5478       | Long             | EC               |  | JP        |    376100 | NS      | $12204559.96  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| FANUC CORPORATION                                                                       | FANUC CORP COMMON STOCK                        | CUSIP: N/A<br>LEI: 529900QTSW745LOKW705       | Long             | EC               |  | JP        |    139400 | NS      | $24552708.68  | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $32.09        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $8.68         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ATS Corporation                                                                         | ATS CORP COMMON STOCK                          | CUSIP: 00217Y104<br>LEI: 5493005KP4RP3IU7HQ41 | Long             | EC               |  | CA        |    537554 | NS      | $21706006.31  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| SERVICENOW, INC.                                                                        | SERVICENOW INC COMMON STOCK                    | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               |  | US        |     48889 | NS      | $22250850.57  | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| CADENCE DESIGN SYSTEMS, INC.                                                            | CADENCE DESIGN SYS INC COMMON STOCK            | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               |  | US        |     92622 | NS      | $16934080.26  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $19.61        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Harmonic Drive Systems Inc.                                                             | HARMONIC DRIVE SYSTEMS INC COMMON STOCK        | CUSIP: N/A<br>LEI: 353800XFIX2EUARGOE85       | Long             | EC               |  | JP        |    832600 | NS      | $27786412.40  | 2.07%             |  |  |  | No            |                  1 | On Loan: —       |
| Siemens Aktiengesellschaft                                                              | SIEMENS AG-REG COMMON STOCK                    | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               |  | DE        |     91984 | NS      | $14275566.75  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| JAPANESE YEN                                                                            | FX Forward Contract: JPY/USD SETTLE 2023-02-01 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | JP        |         1 | NC      | $28.96        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Short-Term Investments Trust: Government & Agency Portfolio; Institutional Class Shares | STIT GOVT & AGENCY INST CLASS INSTITUTIONAL    | CUSIP: 825252885<br>LEI: N/A                  | Long             | STIV             |  | US        |   4088392 | PA      | $4088392.38   | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| TRIMBLE INC.                                                                            | TRIMBLE INC COMMON STOCK                       | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               |  | US        |    236199 | NS      | $13713713.94  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KION GROUP AG                                                                           | KION GROUP AG COMMON STOCK                     | CUSIP: D4S14D103<br>LEI: 5299005KY91C4C6U9H17 | Long             | EC               |  | DE        |    362246 | NS      | $14505261.92  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-31

**Name of Applicant:** EXCHANGE TRADED CONCEPTS TRUST

**Signature:** Dennis Lowenfels

**Name of Signer:** Dennis Lowenfels

**Title:** CCO