# EDGAR Filing Document

**Accession Number:** 0001817583
**File Stem:** 0001104659-23-010827
**Filing Date:** 2023-2
**Character Count:** 13878
**Document Hash:** 066005ae96edb6d49125364b6d22644b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-010827.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001104659-23-010827

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221201

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Celtic Asset & Equity Partners, Ltd.
- **CENTRAL INDEX KEY:** 0001893728

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41133
- **FILM NUMBER:** 23588263

**BUSINESS ADDRESS:**
- **STREET 1:** 2626 COLE AVE
- **STREET 2:** SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
- **BUSINESS PHONE:** (214) 949-1677

**MAIL ADDRESS:**
- **STREET 1:** 2626 COLE AVE
- **STREET 2:** SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** FSC Sponsor LLC
- **CENTRAL INDEX KEY:** 0001817583
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41133
- **FILM NUMBER:** 23588264

**BUSINESS ADDRESS:**
- **STREET 1:** C/O CELTIC ASSET & EQUITY PARTNERS, LTD.
- **STREET 2:** 2626 COLE AVENUE SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
- **BUSINESS PHONE:** 494052721305

**MAIL ADDRESS:**
- **STREET 1:** C/O CELTIC ASSET & EQUITY PARTNERS, LTD.
- **STREET 2:** 2626 COLE AVENUE SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Caliente Management L.L.C.
- **CENTRAL INDEX KEY:** 0001898006

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41133
- **FILM NUMBER:** 23588262

**BUSINESS ADDRESS:**
- **STREET 1:** 2626 COLE AVE
- **STREET 2:** SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
- **BUSINESS PHONE:** (214) 949-1677

**MAIL ADDRESS:**
- **STREET 1:** 2626 COLE AVE
- **STREET 2:** SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Schinzing Alexander V
- **CENTRAL INDEX KEY:** 0001894892

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41133
- **FILM NUMBER:** 23588265

**MAIL ADDRESS:**
- **STREET 1:** 2626 COLE AVE
- **STREET 2:** SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Financial Strategies Acquisition Corp.
- **CENTRAL INDEX KEY:** 0001817565
- **STANDARD INDUSTRIAL CLASSIFICATION:** BLANK CHECKS [6770]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** C/O CELTIC ASSET & EQUITY PARTNERS, LTD.
- **STREET 2:** 2626 COLE AVENUE SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204
- **BUSINESS PHONE:** (972) 560-4815

**MAIL ADDRESS:**
- **STREET 1:** C/O CELTIC ASSET & EQUITY PARTNERS, LTD.
- **STREET 2:** 2626 COLE AVENUE SUITE 300
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75204

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Schinzing Alexander V<br><sub>(Last) (First) (Middle)</sub><br>C/O FINANCIAL STRATEGIES ACQUISITION<br>CORP., 2626 COLE AVENUE, SUITE 300<br><sub>(Street)</sub><br>DALLAS, TX 75204<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Executive Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Financial Strategies Acquisition Corp. [ FXCO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>FSC Sponsor LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O FINANCIAL STRATEGIES ACQUISITION<br>CORP., 2626 COLE AVENUE, SUITE 300<br><sub>(Street)</sub><br>DALLAS, TX 75204<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Financial Strategies Acquisition Corp. [ FXCO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Celtic Asset & Equity Partners, Ltd.<br><sub>(Last) (First) (Middle)</sub><br>C/O FINANCIAL STRATEGIES ACQUISITION<br>CORP., 2626 COLE AVENUE, SUITE 300<br><sub>(Street)</sub><br>DALLAS, TX 75204<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Financial Strategies Acquisition Corp. [ FXCO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Caliente Management L.L.C.<br><sub>(Last) (First) (Middle)</sub><br>C/O FINANCIAL STRATEGIES ACQUISITION<br>CORP., 2626 COLE AVENUE, SUITE 300<br><sub>(Street)</sub><br>DALLAS, TX 75204<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Financial Strategies Acquisition Corp. [ FXCO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock<sup>(1)</sup> | 2022-12-01 |  | C |  | 775000 | A | <sup>(1)</sup> | 975000 | I | See Footnote<sup>(2)(3)(4)(5)</sup> |
| Class A Common Stock<sup>(1)</sup> | 2022-12-01 |  | C |  | 416212 | A | <sup>(1)</sup> | 416212 | I | See Footnote<sup>(2)(3)(4)(6)</sup> |
| Class A Common Stock<sup>(1)</sup> | 2022-12-01 |  | C |  | 375000 | A | <sup>(1)</sup> | 375000 | I | See Footnote<sup>(2)(3)(4)(7)</sup> |
| Class A Common Stock<sup>(1)</sup> | 2022-12-01 |  | C |  | 200000 | A | <sup>(1)</sup> | 250000 | I | See Footnote<sup>(2)(3)(4)(8)</sup> |
| Class A Common Stock<sup>(1)</sup> | 2022-12-01 |  | C |  | 85038 | A | <sup>(1)</sup> | 85038 | I | See Footnote<sup>(2)(3)(4)(9)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-01 |  | C |  |  | 775000 | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 775000 | <sup>(1)</sup> | 0 | I | See Footnote<sup>(2)(3)(4)(5)</sup> |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-01 |  | C |  |  | 416212 | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 416212 | <sup>(1)</sup> | 0 | I | See Footnote<sup>(2)(3)(4)(6)</sup> |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-01 |  | C |  |  | 375000 | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 375000 | <sup>(1)</sup> | 0 | I | See Footnote<sup>(2)(3)(4)(7)</sup> |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-01 |  | C |  |  | 200000 | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 200000 | <sup>(1)</sup> | 0 | I | See Footnote<sup>(2)(3)(4)(8)</sup> |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-01 |  | C |  |  | 85038 | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 85038 | <sup>(1)</sup> | 0 | I | See Footnote<sup>(2)(3)(4)(9)</sup> |

---

### Footnotes:

(1) The Issuer's Class B Common Stock is convertible into Class A Common Stock at any time at the option of the holder, on a one-for-one basis, and has no expiration date.

(2) This statement is filed jointly by and on behalf of Mr. Schinzing, FSC Sponsor LLC ("FSC Sponsor"), Celtic Asset & Equity Partners, Ltd. ("Celtic A&E") and Caliente Management L.L.C. ("Caliente"). FSC Sponsor, Celtic A&E, Caliente, Celtic Sponsor VII LLC ("Celtic Sponsor VII") and Frio Investments L.L.C. ("Frio") are the direct beneficial owners of the securities covered by this statement.

(3) FSC Sponsor is the managing member of, and may be deemed to beneficially own securities owned by, Caliente and Frio. Mr. Schinzing is the managing member of FSC Sponsor and Celtic A&E and the manager of Celtic Sponsor VII. Therefore, Mr. Schinzing may be deemed to beneficially own securities owned by each of FSC Sponsor, Celtic A&E, Caliente, Frio and Celtic Sponsor VII.

(4) The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

(5) Represents shares directly beneficially owned by FSC Sponsor.

(6) Represents shares directly beneficially owned by Celtic A&E.

(7) Represents shares directly beneficially owned by Caliente.

(8) Represents shares directly beneficially owned by Celtic Sponsor VII.

(9) Represents shares directly beneficially owned by Frio.

**Signature:** /s/ Alexander V. Schinzing  
**Date:** 2023-02-06

**Signature:** Celtic Asset & Equity Partners, Ltd.; By: /s/ Alexander V. Schinzing  
**Date:** 2023-02-06

**Signature:** FSC Sponsor LLC; By: /s/ Alexander V. Schinzing  
**Date:** 2023-02-06

**Signature:** Caliente Management L.L.C.; By: FSC Sponsor LLC, its managing member; By: /s/ Alexander V. Schinzing  
**Date:** 2023-02-06

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**