# EDGAR Filing Document

**Accession Number:** 0000924761
**File Stem:** 9999999997-23-001929
**Filing Date:** 2023-3
**Character Count:** 1488
**Document Hash:** 0dff7cee5c2c3762fdf058efdc8cbb93
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001929.hdr.sgml**: 20230425

**ACCESSION NUMBER**: 9999999997-23-001929

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230425

**EFFECTIVENESS DATE**: 20230306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ASCENSUS BROKER DEALER SERVICES, LLC
- **CENTRAL INDEX KEY:** 0000924761
- **IRS NUMBER:** 043229789
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47312
- **FILM NUMBER:** 23000294

**BUSINESS ADDRESS:**
- **STREET 1:** 95 WELLS AVENUE
- **STREET 2:** SUITE 160
- **CITY:** NEWTON
- **STATE:** MA
- **ZIP:** 02459
- **BUSINESS PHONE:** 215-648-1272

**MAIL ADDRESS:**
- **STREET 1:** 95 WELLS AVENUE
- **STREET 2:** SUITE 160
- **CITY:** NEWTON
- **STATE:** MA
- **ZIP:** 02459

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ASCENSUS BROKER DEALER SERVICES, LLC
- **DATE OF NAME CHANGE:** 20180130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ASCENSUS BROKER DEALER SERVICES, INC.
- **DATE OF NAME CHANGE:** 20140522

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UPROMISE INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20020124

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000294 for access to the original document.

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