# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016588
**Filing Date:** 2023-1
**Character Count:** 31545
**Document Hash:** 4a44e17636136b4bf1b157e6f15ef92f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016588.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016588

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562749

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Autonomous & Electric Vehicles ETF (Series ID: S000061415)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000198888 | Global X Autonomous & Electric Vehicles ETF | DRIV            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Autonomous & Electric Vehicles ETF

- **b. EDGAR series identifier (if any):** S000061415

- **c. LEI of Series:** 549300UP73UPHB8Z6O56

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $884083844.10

**Total Liabilities:** $606235.66

**Net Assets:** $883477608.44

**Cash Not Reported:** $478475.15

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000198888 | 7.26%                | 5.54%                | -14.32%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-290516.02              | $59984363.47                               |
| Month 2  | $-4283439.45             | $48472884.52                               |
| Month 3  | $-292561.02              | $-137853839.71                             |

### Schedule of Portfolio Investments

| Name                                                                               | Title                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ATI Inc.                                                                           | ATI Inc COMMON STOCK                            | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               |  | US        |    366017 | NS      | $11167178.67  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CARPENTER TECHNOLOGY CORPORATION                                                   | CARPENTER TECHNOLOGY COMMON STOCK               | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               |  | US        |    296932 | NS      | $12192027.92  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Innoviz Technologies Ltd                                                           | INNOVIZ TECHNOLOGIES LTD COMMON STOCK           | CUSIP: M5R635108<br>LEI: N/A                  | Long             | EC               |  | US        |   2107885 | NS      | $11319342.45  | 1.28%             |  |  |  | No            |                  1 | On Loan: —       |
| NEXTEER AUTOMOTIVE GROUP LIMITED                                                   | NEXTEER AUTOMOTIVE GROUP LTD COMMON STOCK       | CUSIP: N/A<br>LEI: 529900O9GGNBKMJ9UO48       | Long             | EC               |  | HK        |  11627000 | NS      | $7611808.34   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| IGO LIMITED                                                                        | IGO LTD COMMON STOCK                            | CUSIP: N/A<br>LEI: 2549005DZO8VGXM5QN07       | Long             | EC               |  | AU        |   1290583 | NS      | $13310236.47  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| GENTHERM INCORPORATED                                                              | GENTHERM INC COMMON STOCK                       | CUSIP: 37253A103<br>LEI: HKM6YX1U5JS60TCUB219 | Long             | EC               |  | US        |    143306 | NS      | $10259276.54  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| KIA CORPORATION                                                                    | KIA CORP COMMON STOCK                           | CUSIP: N/A<br>LEI: 988400V8MJK9N7OI5X76       | Long             | EC               |  | KR        |    160609 | NS      | $8354079.24   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackBerry Limited                                                                 | BLACKBERRY LTD COMMON STOCK                     | CUSIP: 09228F103<br>LEI: 549300HJD8NEGT71RF07 | Long             | EC               |  | US        |   1452440 | NS      | $7073382.80   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLKEM LIMITED                                                                     | ALLKEM LTD COMMON STOCK                         | CUSIP: N/A<br>LEI: 2138006SR6M416DVKM86       | Long             | EC               |  | AU        |   1294513 | NS      | $11833635.22  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Panasonic Holdings Corporation                                                     | Panasonic Holdings Corporation COMMON STOCK     | CUSIP: N/A<br>LEI: 254900GE1G59KGWPHX32       | Long             | EC               |  | JP        |   1249250 | NS      | $11405650.71  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAULT SA                                                                         | RENAULT SA COMMON STOCK                         | CUSIP: N/A<br>LEI: 969500F7JLTX36OUI695       | Long             | EC               |  | FR        |    364194 | NS      | $13053534.95  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORPORATION                                                              | MICROSOFT CORP COMMON STOCK                     | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               |  | US        |     98544 | NS      | $25142516.16  | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Microvast Holdings Inc                                                             | MICROVAST HOLDINGS INC COMMON STOCK             | CUSIP: 59516C106<br>LEI: 549300J4UX9OMHSTKS35 | Long             | EC               |  | US        |   3631275 | NS      | $7952492.25   | 0.90%             |  |  |  | No            |                  1 | On Loan: —       |
| ON SEMICONDUCTOR CORPORATION                                                       | ON SEMICONDUCTOR COMMON STOCK                   | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               |  | US        |    203093 | NS      | $15272593.60  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Sociedad Quimica y Minera de Chile S.A.                                            | QUIMICA Y MINERA CHIL-SP ADR DEPOSITARY RECEIPT | CUSIP: 833635105<br>LEI: TJ88LXZZW5PWIN93ZC81 | Long             | EC               |  | US        |    112376 | NS      | $11143204.16  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Piedmont Lithium Inc                                                               | PIEDMONT LITHIUM INC COMMON STOCK               | CUSIP: 72016P105<br>LEI: 254900QJ73581MY1JN11 | Long             | EC               |  | US        |    238210 | NS      | $13735188.60  | 1.55%             |  |  |  | No            |                  1 | On Loan: —       |
| U.S. DOLLARS                                                                       | FX Forward Contract: USD/JPY SETTLE 2022-12-01  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $720.31       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| GEELY AUTOMOBILE HOLDINGS LIMITED                                                  | GEELY AUTOMOBILE HOLDINGS LT COMMON STOCK       | CUSIP: N/A<br>LEI: 549300YS3T1KVQ2SNI84       | Long             | EC               |  | HK        |   4429000 | NS      | $6457244.25   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKOLA CORPORATION                                                                 | NIKOLA CORP COMMON STOCK                        | CUSIP: 654110105<br>LEI: 6354007SKFUCHYZAKQ61 | Long             | EC               |  | US        |   1543060 | NS      | $4042817.20   | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| LEAR CORPORATION                                                                   | LEAR CORP COMMON STOCK                          | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               |  | US        |     69378 | NS      | $10007082.72  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherent Corp.                                                                     | COHERENT CORP COMMON STOCK                      | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               |  | US        |    185278 | NS      | $6794144.26   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| STMicroelectronics N.V.                                                            | STMICROELECTRONICS NV COMMON STOCK              | CUSIP: N/A<br>LEI: 213800Z8NOHIKRI42W10       | Long             | EC               |  | FR        |    331303 | NS      | $12299350.98  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Vitesco Technologies Group Aktiengesellschaft                                      | VITESCO TECHNOLOGIES GROUP A COMMON STOCK       | CUSIP: N/A<br>LEI: 529900CCDMZ7UCYYS252       | Long             | EC               |  | DE        |    177225 | NS      | $9215262.05   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors N.V.                                                            | NXP SEMICONDUCTORS NV COMMON STOCK              | CUSIP: N6596X109<br>LEI: 724500M9BY5293JDF951 | Long             | EC               |  | US        |     82358 | NS      | $14481830.72  | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Lundin Mining Corporation                                                          | LUNDIN MINING CORP COMMON STOCK                 | CUSIP: 550372106<br>LEI: 549300FQDIM6C8HTN269 | Long             | EC               |  | CA        |   1499714 | NS      | $9159572.12   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HYUNDAI MOTOR COMPANY                                                              | HYUNDAI MOTOR CO COMMON STOCK                   | CUSIP: N/A<br>LEI: 9884004RQX8PRBXQ8S60       | Long             | EC               |  | KR        |     72633 | NS      | $9307333.66   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC.                                                                         | APPLE INC COMMON STOCK                          | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               |  | US        |    171354 | NS      | $25365532.62  | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                                                 | FORD MOTOR CO COMMON STOCK                      | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               |  | US        |   1155572 | NS      | $16062450.80  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO INC.                                                                           | NIO INC - ADR DEPOSITARY RECEIPT                | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               |  | US        |    557153 | NS      | $7120415.34   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON MATTHEY PLC                                                                | JOHNSON MATTHEY PLC COMMON STOCK                | CUSIP: N/A<br>LEI: 2138001AVBSD1HSC6Z10       | Long             | EC               |  | GB        |    340760 | NS      | $8477404.31   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBEMARLE CORPORATION                                                              | ALBEMARLE CORP COMMON STOCK                     | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               |  | US        |     54907 | NS      | $15263596.93  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| FAURECIA SE                                                                        | FAURECIA COMMON STOCK                           | CUSIP: N/A<br>LEI: 969500F0VMZLK2IULV85       | Long             | EC               |  | FR        |    507883 | NS      | $8238979.27   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Volkswagen Aktiengesellschaft                                                      | Volkswagen AG PREFERRED STOCK                   | CUSIP: N/A<br>LEI: 529900NNUPAGGOMPXZ31       | Long             | EP               |  | DE        |     82186 | NS      | $11838778.21  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                                                                 | NVIDIA CORP COMMON STOCK                        | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               |  | US        |    164332 | NS      | $27809904.36  | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PILBARA MINERALS LIMITED                                                           | PILBARA MINERALS LTD COMMON STOCK               | CUSIP: N/A<br>LEI: 5299000VV1CZVF5K9C16       | Long             | EC               |  | AU        |   5317676 | NS      | $16595368.47  | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| PLUG POWER INC.                                                                    | PLUG POWER INC COMMON STOCK                     | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               |  | US        |    499538 | NS      | $7972626.48   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Hitachi, Ltd.                                                                      | HITACHI LTD COMMON STOCK                        | CUSIP: N/A<br>LEI: 549300T6IPOCDWLKC615       | Long             | EC               |  | JP        |    276400 | NS      | $14457815.68  | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTUMSCAPE CORPORATION                                                           | QUANTUMSCAPE CORP COMMON STOCK                  | CUSIP: 74767V109<br>LEI: N/A                  | Long             | EC               |  | US        |    852606 | NS      | $6386018.94   | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| HONEYWELL INTERNATIONAL INC.                                                       | HONEYWELL INTERNATIONAL INC COMMON STOCK        | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               |  | US        |     96851 | NS      | $21263637.05  | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Colchester Street Trust: Government Portfolio; Institutional Class Shares | Fidelity Money Market Government Portfolio      | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             |  | US        |  21511226 | PA      | $21511225.73  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CABOT CORPORATION                                                                  | CABOT CORP COMMON STOCK                         | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               |  | US        |    130036 | NS      | $9573250.32   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| INDIE SEMICONDUCTOR, INC.                                                          | INDIE SEMICONDUCTOR INC-A COMMON STOCK          | CUSIP: 45569U101<br>LEI: 254900L1MFXFYGB1PV53 | Long             | EC               |  | US        |   1434733 | NS      | $11779157.93  | 1.33%             |  |  |  | No            |                  1 | On Loan: —       |
| INTEL CORPORATION                                                                  | INTEL CORP COMMON STOCK                         | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               |  | US        |    667164 | NS      | $20061621.48  | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CEVA, INC                                                                          | CEVA INC COMMON STOCK                           | CUSIP: 157210105<br>LEI: 529900G9T7CVU2J2VU73 | Long             | EC               |  | US        |    236492 | NS      | $6425487.64   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.                                       | AMERICAN AXLE & MFG HOLDINGS COMMON STOCK       | CUSIP: 024061103<br>LEI: N/A                  | Long             | EC               |  | US        |   1049973 | NS      | $10930218.93  | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group, Inc                                                                   | LUCID GROUP INC COMMON STOCK                    | CUSIP: 549498103<br>LEI: N/A                  | Long             | EC               |  | US        |    473437 | NS      | $4800651.18   | 0.54%             |  |  |  | No            |                  1 | On Loan: —       |
| ENERSYS                                                                            | ENERSYS COMMON STOCK                            | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               |  | US        |    143797 | NS      | $10868177.26  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| HONDA MOTOR CO., LTD.                                                              | HONDA MOTOR CO LTD COMMON STOCK                 | CUSIP: N/A<br>LEI: 549300P7ZYCQJ36CCS16       | Long             | EC               |  | JP        |    496517 | NS      | $11941458.02  | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| APERAM SA                                                                          | APERAM COMMON STOCK                             | CUSIP: N/A<br>LEI: 5493001136GE6L4R7M63       | Long             | EC               |  | NL        |    309590 | NS      | $9499363.67   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HYSTER-YALE MATERIALS HANDLING, INC.                                               | HYSTER-YALE MATERIALS COMMON STOCK              | CUSIP: 449172105<br>LEI: N/A                  | Long             | EC               |  | US        |    250438 | NS      | $7332824.64   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| BALLARD POWER SYSTEMS INC.                                                         | BALLARD POWER SYSTEMS INC COMMON STOCK          | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               |  | US        |   1193005 | NS      | $7277330.50   | 0.82%             |  |  |  | No            |                  1 | On Loan: —       |
| ITT INC.                                                                           | ITT INC COMMON STOCK                            | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               |  | US        |    131911 | NS      | $11149117.72  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| GS Yuasa Corporation                                                               | GS YUASA CORP COMMON STOCK                      | CUSIP: N/A<br>LEI: 353800MW7O6PQQHLDR79       | Long             | EC               |  | JP        |    507241 | NS      | $7855437.87   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Stellantis N.V.                                                                    | STELLANTIS NV COMMON STOCK                      | CUSIP: N/A<br>LEI: 549300LKT9PW7ZIBDF31       | Long             | EC               |  | IT        |    910097 | NS      | $13955070.55  | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MOTORS COMPANY                                                             | GENERAL MOTORS CO COMMON STOCK                  | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               |  | US        |    414285 | NS      | $16803399.60  | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA, INC.                                                                        | TESLA INC COMMON STOCK                          | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               |  | US        |    105164 | NS      | $20475430.80  | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTEON CORPORATION                                                                | VISTEON CORP COMMON STOCK                       | CUSIP: 92839U206<br>LEI: 549300MOVLYHRW4GGW78 | Long             | EC               |  | US        |     77921 | NS      | $11438802.80  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Infineon Technologies AG                                                           | INFINEON TECHNOLOGIES AG COMMON STOCK           | CUSIP: N/A<br>LEI: TSI2PJM6EPETEQ4X1U25       | Long             | EC               |  | DE        |    499874 | NS      | $16223258.32  | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                                                                          | APTIV PLC COMMON STOCK                          | CUSIP: G6095L109<br>LEI: N/A                  | Long             | EC               |  | US        |    120954 | NS      | $12902163.18  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| TomTom N.V.                                                                        | TOMTOM NV COMMON STOCK                          | CUSIP: N/A<br>LEI: 724500WAU923OTVC7M86       | Long             | EC               |  | NL        |   1071106 | NS      | $8475545.32   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION                                    | WABTEC CORP COMMON STOCK                        | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               |  | US        |    119739 | NS      | $12104415.51  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Continental Aktiengesellschaft                                                     | CONTINENTAL AG COMMON STOCK                     | CUSIP: N/A<br>LEI: 529900A7YD9C0LLXM621       | Long             | EC               |  | DE        |    134205 | NS      | $7915220.76   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| MicroVision Inc                                                                    | MICROVISION INC COMMON STOCK                    | CUSIP: 594960304<br>LEI: 5299001A8NIHHA9KOY43 | Long             | EC               |  | US        |   1660416 | NS      | $5031060.48   | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| QUALCOMM INCORPORATED                                                              | QUALCOMM INC COMMON STOCK                       | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               |  | US        |    183711 | NS      | $23237604.39  | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| DENSO CORPORATION                                                                  | DENSO CORP COMMON STOCK                         | CUSIP: N/A<br>LEI: 549300RYPA10CQM3QK38       | Long             | EC               |  | JP        |    196714 | NS      | $10592726.07  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC.                                                                      | ALPHABET INC-CL A COMMON STOCK                  | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               |  | US        |    223849 | NS      | $22606510.51  | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| TOYOTA MOTOR CORPORATION                                                           | TOYOTA MOTOR CORP COMMON STOCK                  | CUSIP: N/A<br>LEI: 5493006W3QUS5LMH6R84       | Long             | EC               |  | JP        |   1581228 | NS      | $22782420.05  | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| NISSAN MOTOR CO.,LTD.                                                              | NISSAN MOTOR CO LTD COMMON STOCK                | CUSIP: N/A<br>LEI: 353800DRBDH1LUTNAY26       | Long             | EC               |  | JP        |   2445265 | NS      | $8607669.26   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOOM ENERGY CORPORATION                                                           | BLOOM ENERGY CORP- A COMMON STOCK               | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               |  | US        |    473975 | NS      | $10090927.75  | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU, INC.                                                                        | BAIDU INC - SPON ADR DEPOSITARY RECEIPT         | CUSIP: 056752108<br>LEI: 254900AL64IANZYI1E02 | Long             | EC               |  | US        |     87230 | NS      | $9473178.00   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVONIX Ltd                                                                        | NOVONIX LTD COMMON STOCK                        | CUSIP: N/A<br>LEI: 222100J5P8E39WB5ER62       | Long             | EC               |  | AU        |   5772911 | NS      | $8660081.73   | 0.98%             |  |  |  | No            |                  1 | On Loan: —       |
| Ganfeng Lithium Group Co., Ltd.                                                    | GANFENG LITHIUM GROUP CO L-H COMMON STOCK       | CUSIP: N/A<br>LEI: 3003006BE6UOHWEOOR42       | Long             | EC               |  | HK        |    877333 | NS      | $7620674.83   | 0.86%             |  |  |  | Yes           |                  1 | On Loan: No      |
| LIVENT CORPORATION                                                                 | LIVENT CORP COMMON STOCK                        | CUSIP: 53814L108<br>LEI: 254900OOLQ2VNMZTJL47 | Long             | EC               |  | US        |    413152 | NS      | $11564124.48  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AMBARELLA INC                                                                      | AMBARELLA INC COMMON STOCK                      | CUSIP: G037AX101<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               |  | US        |    129052 | NS      | $9575658.40   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| XPENG INC.                                                                         | XPENG INC - ADR DEPOSITARY RECEIPT              | CUSIP: 98422D105<br>LEI: N/A                  | Long             | EC               |  | US        |    342543 | NS      | $3702889.83   | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| LUMINAR TECHNOLOGIES, INC.                                                         | LUMINAR TECHNOLOGIES INC COMMON STOCK           | CUSIP: 550424105<br>LEI: 549300AVGXLDWYMI4298 | Long             | EC               |  | US        |   1361655 | NS      | $10430277.30  | 1.18%             |  |  |  | No            |                  1 | On Loan: —       |
| Standard Lithium Ltd                                                               | STANDARD LITHIUM LTD COMMON STOCK               | CUSIP: 853606101<br>LEI: 549300LA4BSHAKT4SL33 | Long             | EC               |  | CA        |   1956434 | NS      | $8557685.05   | 0.97%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President