# EDGAR Filing Document

**Accession Number:** 0001089907
**File Stem:** 0001062993-23-007419
**Filing Date:** 2023-3
**Character Count:** 6332
**Document Hash:** d438ae607bb757444d6b51341953d30f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-007419.hdr.sgml**: 20230321

**ACCESSION NUMBER**: 0001062993-23-007419

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230315

**FILED AS OF DATE**: 20230321

**DATE AS OF CHANGE**: 20230321

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Albright Jerry
- **CENTRAL INDEX KEY:** 0001967323

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39184
- **FILM NUMBER:** 23750591

**MAIL ADDRESS:**
- **STREET 1:** C/O SWK HOLDINGS CORP
- **STREET 2:** 14755 PRESTON ROAD, SUITE 105
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75254
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SWK Holdings Corp
- **CENTRAL INDEX KEY:** 0001089907
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
- **IRS NUMBER:** 770435679
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 14755 PRESTON ROAD
- **STREET 2:** SUITE 105
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75254
- **BUSINESS PHONE:** (972) 687-7250

**MAIL ADDRESS:**
- **STREET 1:** 14755 PRESTON ROAD
- **STREET 2:** SUITE 105
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75254

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KANA SOFTWARE INC
- **DATE OF NAME CHANGE:** 20011114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KANA COMMUNICATIONS INC
- **DATE OF NAME CHANGE:** 19990702

## Exhibit 24.1

```

POWER OF ATTORNEY

      KNOW ALL PERSONS BY THESE PRESENTS that the undersigned
hereby constitutes and appoints Yvette Heinrichson to be his
or her true and lawful attorney-in-fact and agent to execute
and file for and on behalf of the undersigned (i) any reports
on Forms 3, 4, 5 and, if applicable, 144 (including any
amendments thereto and any successors to such Forms) with
respect to ownership of securities of SWK Holdings Corporation
(the "Company") that the undersigned may be required to file
with the Securities and Exchange Commission in accordance with
Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder and/or Rule 144 under the Securities Act
of 1933, and (ii) as necessary, any other documents necessary
or appropriate to obtain codes and passwords enabling the
undersigned to file such reports electronically.
      The undersigned acknowledges that the foregoing
attorney-in-fact, in serving in such capacity at the request
 of the undersigned, is not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934 and/or
Rule 144 under the Securities Act of 1933.
      This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file
Forms 3, 4, 5 and, if applicable, 144 with respect to the
undersigned's holdings and transactions in securities issued
by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorney-in-fact.
This Power of Attorney also serves to revoke and replace as of
the date hereof, any prior Power of Attorney executed by the
undersigned with respect to the ownership of securities of
the Company.
      IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of this 24th day of
February, 2023.

/s/ Jerry Albright

Name: Jerry Albright

```

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Albright Jerry<br><sub>(Last) (First) (Middle)</sub><br>14755 PRESTON ROAD SUITE 105<br><sub>(Street)</sub><br>DALLAS, TX 75254<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>SWK Holdings Corp [ SWKH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-03-15 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director   [ ] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |

---

**Remarks:**
Exhibit List - Exhibit 24 - Power of Attorney

**Signature:** /s/ Yvette Heinrichson, as attorney-in-fact  
**Date:** 2023-03-21

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**