# EDGAR Filing Document

**Accession Number:** 0001618627
**File Stem:** 0000894189-26-002037
**Filing Date:** 2026-1
**Character Count:** 35872
**Document Hash:** 9feede04c3c4230b079ebe9aed54ac91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-002037.hdr.sgml**: 20260128

**ACCESSION NUMBER**: 0000894189-26-002037

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260128

**DATE AS OF CHANGE**: 20260128

**PERIOD START**: 20260831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB Fund Trust
- **CENTRAL INDEX KEY:** 0001618627

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23011
- **FILM NUMBER:** 26569281

**BUSINESS ADDRESS:**
- **STREET 1:** 615 EAST MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 EAST MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PENN Capital Funds Trust
- **DATE OF NAME CHANGE:** 20140904

## Series and Classes Contracts Data

### Advent Convertible Bond ETF (Series ID: S000091735)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000259469 | Advent Convertible Bond ETF | ACVT            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Advent Convertible Bond ETF** | **Advent Convertible Bond ETF** | **Advent Convertible Bond ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **November 30, 2025 (Unaudited)** | **November 30, 2025 (Unaudited)** | **November 30, 2025 (Unaudited)** |
| **CONVERTIBLE BONDS - 86.6%** | **Par** | **Value**  |
| **Automobiles - 3.8%** | **Automobiles - 3.8%** | **Automobiles - 3.8%** |
|  Rivian Automotive, Inc., 3.63%, 10/15/2030 | 639000 | $635502 |
|  Winnebago Industries, Inc., 3.25%, 01/15/2030 | 440000 | 398922 |
|  |  | 1034424 |
| **Biotechnology - 4.7%** | **Biotechnology - 4.7%** | **Biotechnology - 4.7%** |
|  Bridgebio Pharma, Inc., 2.25%, 02/01/2029 | 378000 | 414760 |
|  Exact Sciences Corp., 0.38%, 03/01/2028 | 280000 | 287445 |
|  Halozyme Therapeutics, Inc., 0.25%, 03/01/2027 | 250000 | 277344 |
|  Travere Therapeutics, Inc., 2.25%, 03/01/2029 | 221000 | 299982 |
|  |  | 1279531 |
| **Broadline Retail - 2.3%** | **Broadline Retail - 2.3%** | **Broadline Retail - 2.3%** |
| Etsy, Inc. | Etsy, Inc. | Etsy, Inc. |
| &nbsp;&nbsp; 0.13%, 10/01/2026 | 335000 | 338534 |
| &nbsp;&nbsp; 0.13%, 09/01/2027 | 323000 | 297572 |
|  |  | 636106 |
| **Capital Markets - 2.3%** | **Capital Markets - 2.3%** | **Capital Markets - 2.3%** |
|  Coinbase Global, Inc., 0.50%, 06/01/2026 | 604000 | 627737 |
| **Communications Equipment - 1.9%** | **Communications Equipment - 1.9%** | **Communications Equipment - 1.9%** |
|  Applied Optoelectronics, Inc., 2.75%, 01/15/2030 | 500000 | 511940 |
| **Consumer Finance - 1.4%** | **Consumer Finance - 1.4%** | **Consumer Finance - 1.4%** |
|  Upstart Holdings, Inc., 1.00%, 11/15/2030 | 430000 | 369950 |
| **Electric Utilities - 1.3%** | **Electric Utilities - 1.3%** | **Electric Utilities - 1.3%** |
|  FirstEnergy Corp., 4.00%, 05/01/2026 | 347000 | 368286 |
| **Electrical Equipment - 1.0%** | **Electrical Equipment - 1.0%** | **Electrical Equipment - 1.0%** |
|  Array Technologies, Inc., 1.00%, 12/01/2028 | 325000 | 282441 |
| **Electronic Equipment, Instruments & Components - 4.0%** | **Electronic Equipment, Instruments & Components - 4.0%** | **Electronic Equipment, Instruments & Components - 4.0%** |
|  Itron, Inc., 1.38%, 07/15/2030 | 525000 | 543341 |
|  Vishay Intertechnology, Inc., 2.25%, 09/15/2030 | 616000 | 546136 |
|  |  | 1089477 |
| **Financial Services - 5.2%** | **Financial Services - 5.2%** | **Financial Services - 5.2%** |
|  Block, Inc., 0.25%, 11/01/2027 | 510000 | 469992 |
|  Global Payments, Inc., 1.50%, 03/01/2031 | 453000 | 406542 |
|  Shift4 Payments, Inc., 0.50%, 08/01/2027 | 555000 | 547300 |
|  |  | 1423834 |
| **Food Products - 1.7%** | **Food Products - 1.7%** | **Food Products - 1.7%** |
|  Freshpet, Inc., 3.00%, 04/01/2028 | 400000 | 457623 |
| **Health Care Equipment & Supplies - 5.7%** | **Health Care Equipment & Supplies - 5.7%** | **Health Care Equipment & Supplies - 5.7%** |
|  Enovis Corp., 3.88%, 10/15/2028 | 415000 | 412397 |
|  Integer Holdings Corp., 2.13%, 02/15/2028 | 520000 | 560677 |
|  Lantheus Holdings, Inc., 2.63%, 12/15/2027 | 526000 | 581361 |
|  |  | 1554435 |
| **Health Care Providers & Services - 1.1%** | **Health Care Providers & Services - 1.1%** | **Health Care Providers & Services - 1.1%** |
|  NeoGenomics, Inc., 0.25%, 01/15/2028 | 340000 | 301325 |
| **Health Care Technology - 2.6%** | **Health Care Technology - 2.6%** | **Health Care Technology - 2.6%** |
|  Evolent Health, Inc., 3.50%, 12/01/2029 | 347000 | 250534 |
|  Teladoc Health, Inc., 1.25%, 06/01/2027 | 474000 | 448641 |
|  |  | 699175 |
| **Hotels, Restaurants & Leisure - 10.4%** | **Hotels, Restaurants & Leisure - 10.4%** | **Hotels, Restaurants & Leisure - 10.4%** |
|  DraftKings Holdings, Inc., 0.00%, 03/15/2028 <sup>(a)</sup> | 610000 | 550525 |
|  Expedia Group, Inc., 0.00%, 02/15/2026 <sup>(a)</sup> | 400000 | 419464 |
|  Marriott Vacations Worldwide Corp., 3.25%, 12/15/2027 | 774000 | 735377 |
|  NCL Corp. Ltd., 1.13%, 02/15/2027 | 883000 | 860484 |
|  Shake Shack, Inc., 0.00%, 03/01/2028 <sup>(a)</sup> | 285000 | 266269 |
|  |  | 2832119 |
| **Household Durables - 2.0%** | **Household Durables - 2.0%** | **Household Durables - 2.0%** |
|  Meritage Homes Corp., 1.75%, 05/15/2028 | 553000 | 556510 |
| **Interactive Media & Services - 1.0%** | **Interactive Media & Services - 1.0%** | **Interactive Media & Services - 1.0%** |
|  Snap, Inc., 0.50%, 05/01/2030 | 325000 | 284357 |
| **IT Services - 2.4%** | **IT Services - 2.4%** | **IT Services - 2.4%** |
|  Akamai Technologies, Inc., 1.13%, 02/15/2029 | 650000 | 650209 |
| **Life Sciences Tools & Services - 1.0%** | **Life Sciences Tools & Services - 1.0%** | **Life Sciences Tools & Services - 1.0%** |
|  Repligen Corp., 1.00%, 12/15/2028 | 255000 | 284819 |
| **Oil, Gas & Consumable Fuels - 1.0%** | **Oil, Gas & Consumable Fuels - 1.0%** | **Oil, Gas & Consumable Fuels - 1.0%** |
|  Northern Oil & Gas, Inc., 3.63%, 04/15/2029 | 277000 | 268943 |
| **Pharmaceuticals - 1.2%** | **Pharmaceuticals - 1.2%** | **Pharmaceuticals - 1.2%** |
|  Amphastar Pharmaceuticals, Inc., 2.00%, 03/15/2029 | 347000 | 319830 |
| **Semiconductors & Semiconductor Equipment - 3.1%** | **Semiconductors & Semiconductor Equipment - 3.1%** | **Semiconductors & Semiconductor Equipment - 3.1%** |
| ON Semiconductor Corp. | ON Semiconductor Corp. | ON Semiconductor Corp. |
| &nbsp;&nbsp; 0.00%, 05/01/2027 <sup>(a)</sup> | 250000 | 288082 |
| &nbsp;&nbsp; 0.50%, 03/01/2029 | 600000 | 558468 |
|  |  | 846550 |
| **Software - 23.0%** | **Software - 23.0%** | **Software - 23.0%** |
|  BlackLine, Inc., 1.00%, 06/01/2029 | 515000 | 555196 |
|  Box, Inc., 1.50%, 09/15/2029 | 550000 | 536808 |
|  Confluent, Inc., 0.00%, 01/15/2027 <sup>(a)</sup> | 285000 | 271512 |
|  Five9, Inc., 1.00%, 03/15/2029 | 610000 | 547587 |
|  Progress Software Corp., 3.50%, 03/01/2030 | 926000 | 929639 |
|  Q2 Holdings, Inc., 0.75%, 06/01/2026 | 280000 | 284881 |
|  Rapid7, Inc., 1.25%, 03/15/2029 | 326000 | 293661 |
|  Tyler Technologies, Inc., 0.25%, 03/15/2026 | 770000 | 790130 |
|  Varonis Systems, Inc., 1.00%, 09/15/2029 | 655000 | 608414 |
|  Vertex, Inc., 0.75%, 05/01/2029 | 430000 | 403125 |
| Workiva, Inc. | Workiva, Inc. | Workiva, Inc. |
| &nbsp;&nbsp; 1.13%, 08/15/2026 | 621000 | 773331 |
| &nbsp;&nbsp; 1.25%, 08/15/2028 | 285000 | 288874 |
|  |  | 6283158 |
| **Technology Hardware, Storage & Peripherals - 2.5%** | **Technology Hardware, Storage & Peripherals - 2.5%** | **Technology Hardware, Storage & Peripherals - 2.5%** |
|  Super Micro Computer, Inc., 3.50%, 03/01/2029 | 717000 | 674088 |
| **TOTAL CONVERTIBLE BONDS** (Cost $23,160,506) | **TOTAL CONVERTIBLE BONDS** (Cost $23,160,506) | 23636867 |
| **CONVERTIBLE PREFERRED STOCKS - 9.3%** | **Shares** | **Value**  |
| **Banks - 9.3%** | **Banks - 9.3%** |  |
|  Bank of America Corp., Series L, 7.25%, Perpetual | 1007 | 1261016 |
|  Wells Fargo & Co., Series L, 7.50%, Perpetual | 1040 | 1268810 |
| **TOTAL CONVERTIBLE PREFERRED STOCKS** (Cost $2,415,040) | **TOTAL CONVERTIBLE PREFERRED STOCKS** (Cost $2,415,040) | 2529826 |
| **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** |
| **MONEY MARKET FUNDS - 3.7%** | **Shares** | **Value**  |
| First American Government Obligations Fund - Class X, 3.92% <sup>(b)</sup> | 1017109 | 1017109 |
| **TOTAL MONEY MARKET FUNDS** (Cost $1,017,109) | **TOTAL MONEY MARKET FUNDS** (Cost $1,017,109) | 1017109 |
| **TOTAL INVESTMENTS - 99.6% (**Cost $26,592,655**)** | **TOTAL INVESTMENTS - 99.6% (**Cost $26,592,655**)** | 27183802 |
| Other Assets in Excess of Liabilities - 0.4% | Other Assets in Excess of Liabilities - 0.4% | 109801 |
| **TOTAL NET ASSETS - 100.0%** |  | $27293603 |
| Par amount is in USD unless otherwise indicated. | Par amount is in USD unless otherwise indicated. |  |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |
| The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. |

---

(a) Zero coupon bonds make no periodic interest payments.

(b) The rate shown represents the 7-day annualized yield as of November 30, 2025.

------

#### Summary of Fair Value Disclosure as of November 30, 2025 (Unaudited)
Advent Convertible Bond ETF (the "Fund") has adopted fair value accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion of changes in valuation techniques and related inputs during the period, and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below. The inputs or valuation methodology used for valuing securities are not an indication of the risk associated with investing in those securities.

Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.

Level 2 - Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and based on the best information available.

The following is a summary of the fair valuation hierarchy of the Fund's securities as of November 30, 2025:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Convertible Bonds | $– | $23636867 | $– | $23636867 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Convertible Preferred Stocks | 2529826 | – | – | 2529826 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 1017109 | – | – | 1017109 |
| Total Investments | $3546935 | $23636867 | $– | $27183802 |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund Trust

- **b. Investment Company Act file number:** 811-23011

- **c. CIK number of Registrant:** 0001618627

- **d. LEI of Registrant:** 549300LEC95RYURPL757

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 262-378-6278

**Item A.2. Information about the Series.**

- **a. Name of Series:** Advent Convertible Bond ETF

- **b. EDGAR series identifier (if any):** S000091735

- **c. LEI of Series:** 5299000BV8UTUPHUUZ42

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-08-31

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $27308084.45

**Total Liabilities:** $14483.24

**Net Assets:** $27293601.21

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 7.425178000000 | **1-Year:** 190.159102000000 | **5-Year:** 272.322372000000 | **10-Year:** 7.704743000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 44.502979000000 | **1-Year:** 1520.286656000000 | **5-Year:** 1999.879315000000 | **10-Year:** 0.000000000000 | **30-Year:** 0.000000000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000259469 | 0.75%                | -0.09%               | 0.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $242385.78               | $-58714.98                                 |
| Month 2  | $101735.41               | $-155047.40                                |
| Month 3  | $-120479.04              | $96386.40                                  |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| RAPID7 INC                     | Rapid7 Inc                                 | CUSIP: 753422AH7<br>LEI: 549300GNVG5D60KEYN14 | Long             | DBT              | CORP              | US        |    326000 | PA      | $293660.80    | 1.08%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| TELADOC HEALTH INC             | Teladoc Health Inc                         | CUSIP: 87918AAF2<br>LEI: 549300I2PVFBC9MFAC61 | Long             | DBT              | CORP              | US        |    474000 | PA      | $448641.00    | 1.64%             | 2027-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| AMPHASTAR PHARMACEUTICAL       | Amphastar Pharmaceuticals Inc              | CUSIP: 03209RAB9<br>LEI: 54930055TH0ZLSAQMJ38 | Long             | DBT              | CORP              | US        |    347000 | PA      | $319830.38    | 1.17%             | 2029-03-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP           | Bank of America Corp                       | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      1007 | NS      | $1261015.75   | 4.62%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC            | Coinbase Global Inc                        | CUSIP: 19260QAB3<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    604000 | PA      | $627737.20    | 2.30%             | 2026-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ENOVIS CORP                    | Enovis Corp                                | CUSIP: 194014AB2<br>LEI: 635400OP2DYYYMOIYL17 | Long             | DBT              | CORP              | US        |    415000 | PA      | $412396.76    | 1.51%             | 2028-10-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| ETSY INC                       | Etsy Inc                                   | CUSIP: 29786AAJ5<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |    335000 | PA      | $338534.25    | 1.24%             | 2026-10-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   1017109 | NS      | $1017109.18   | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| FRESHPET INC                   | Freshpet Inc                               | CUSIP: 358039AB1<br>LEI: 549300S4ZK8ZQ6HNPN59 | Long             | DBT              | CORP              | US        |    400000 | PA      | $457623.36    | 1.68%             | 2028-04-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC            | Global Payments Inc                        | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |    453000 | PA      | $406541.84    | 1.49%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| BLACKLINE INC                  | BlackLine Inc                              | CUSIP: 09239BAF6<br>LEI: 529900P9N7PK9LV5EK56 | Long             | DBT              | CORP              | US        |    515000 | PA      | $555195.75    | 2.03%             | 2029-06-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| ETSY INC                       | Etsy Inc                                   | CUSIP: 29786AAL0<br>LEI: 54930089Q7XT501AEA40 | Long             | DBT              | CORP              | US        |    323000 | PA      | $297571.88    | 1.09%             | 2027-09-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| EVOLENT HEALTH INC             | Evolent Health Inc                         | CUSIP: 30050BAH4<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |    347000 | PA      | $250534.00    | 0.92%             | 2029-12-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| EXACT SCIENCES CORP            | Exact Sciences Corp                        | CUSIP: 30063PAC9<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |    280000 | PA      | $287444.74    | 1.05%             | 2028-03-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| EXPEDIA GROUP INC              | Expedia Group Inc                          | CUSIP: 30212PBE4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    400000 | PA      | $419464.05    | 1.54%             | 2026-02-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP          | ON Semiconductor Corp                      | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    250000 | PA      | $288081.94    | 1.06%             | 2027-05-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC            | Shift4 Payments Inc                        | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    555000 | PA      | $547299.52    | 2.01%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| SUPER MICRO COMPUTER INC       | Super Micro Computer Inc                   | CUSIP: 86800UAB0<br>LEI: 54930022CZO1N2UGVW07 | Long             | DBT              | CORP              | US        |    717000 | PA      | $674087.55    | 2.47%             | 2029-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| TRAVERE THERAPEUTICS INC       | Travere Therapeutics Inc                   | CUSIP: 89422GAA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    221000 | PA      | $299982.20    | 1.10%             | 2029-03-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY          | Wells Fargo & Co                           | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      1040 | NS      | $1268810.40   | 4.65%             |  |  |  | No            |                  1 | On Loan: No      |
| ARRAY TECHNOLOGIES INC         | Array Technologies Inc                     | CUSIP: 04271TAB6<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    325000 | PA      | $282441.25    | 1.03%             | 2028-12-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BOX INC                        | Box Inc                                    | CUSIP: 10316TAD6<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |    550000 | PA      | $536807.68    | 1.97%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| CONFLUENT INC                  | Confluent Inc                              | CUSIP: 20717MAB9<br>LEI: 254900MRZ83YWUV7SN74 | Long             | DBT              | CORP              | US        |    285000 | PA      | $271511.83    | 0.99%             | 2027-01-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| VERTEX INC                     | Vertex Inc                                 | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |    430000 | PA      | $403125.00    | 1.48%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| VISHAY INTERTECHNOLOGY         | Vishay Intertechnology Inc                 | CUSIP: 928298AR9<br>LEI: 5493009O8F3QQJTCQR75 | Long             | DBT              | CORP              | US        |    616000 | PA      | $546135.65    | 2.00%             | 2030-09-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| MERITAGE HOMES CORP            | Meritage Homes Corp                        | CUSIP: 59001ABF8<br>LEI: 52990044W9UMFJO2FB97 | Long             | DBT              | CORP              | US        |    553000 | PA      | $556510.06    | 2.04%             | 2028-05-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| NEOGENOMICS INC                | NeoGenomics Inc                            | CUSIP: 64049MAB6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    340000 | PA      | $301325.00    | 1.10%             | 2028-01-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| SHAKE SHACK INC                | Shake Shack Inc                            | CUSIP: 819047AB7<br>LEI: 529900J74GJAHYP80N79 | Long             | DBT              | CORP              | US        |    285000 | PA      | $266269.08    | 0.98%             | 2028-03-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| UPSTART HOLDINGS INC           | Upstart Holdings Inc                       | CUSIP: 91680MAF4<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |    430000 | PA      | $369949.54    | 1.36%             | 2030-11-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| FIVE9 INC                      | Five9 Inc                                  | CUSIP: 338307AF8<br>LEI: 254900MXP6EWY0SFFR59 | Long             | DBT              | CORP              | US        |    610000 | PA      | $547587.27    | 2.01%             | 2029-03-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN       | Halozyme Therapeutics Inc                  | CUSIP: 40637HAD1<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    250000 | PA      | $277343.75    | 1.02%             | 2027-03-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| BLOCK INC                      | Block Inc                                  | CUSIP: 852234AK9<br>LEI: 549300OHIIUWSTIZME52 | Long             | DBT              | CORP              | US        |    510000 | PA      | $469992.29    | 1.72%             | 2027-11-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| WORKIVA INC                    | Workiva Inc                                | CUSIP: 98139AAD7<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |    285000 | PA      | $288874.44    | 1.06%             | 2028-08-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| APPLIED OPTOELECTRONICS        | Applied Optoelectronics Inc                | CUSIP: 03823UAE2<br>LEI: 529900I8U6Q5SYDNLT48 | Long             | DBT              | CORP              | US        |    500000 | PA      | $511940.18    | 1.88%             | 2030-01-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC           | Bridgebio Pharma Inc                       | CUSIP: 10806XAD4<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    378000 | PA      | $414760.50    | 1.52%             | 2029-02-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC         | Northern Oil & Gas Inc                     | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    277000 | PA      | $268942.87    | 0.99%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Q2 HOLDINGS INC                | Q2 Holdings Inc                            | CUSIP: 74736LAD1<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |    280000 | PA      | $284881.12    | 1.04%             | 2026-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| VARONIS SYSTEM INC             | Varonis Systems Inc                        | CUSIP: 922280AD4<br>LEI: 549300SHIVNRRH7STS26 | Long             | DBT              | CORP              | US        |    655000 | PA      | $608413.69    | 2.23%             | 2029-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| DRAFTKINGS HOLDINGS INC        | DraftKings Holdings Inc                    | CUSIP: 26142RAB0<br>LEI: 5493008P45UYYL683Z97 | Long             | DBT              | CORP              | US        |    610000 | PA      | $550525.00    | 2.02%             | 2028-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| MARRIOTT VACATION WORLDW       | Marriott Vacations Worldwide Corp          | CUSIP: 57164YAF4<br>LEI: 549300WA6BT5H4F7IO94 | Long             | DBT              | CORP              | US        |    774000 | PA      | $735377.40    | 2.69%             | 2027-12-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| REPLIGEN CORP                  | Repligen Corp                              | CUSIP: 759916AD1<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |    255000 | PA      | $284818.79    | 1.04%             | 2028-12-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| WINNEBAGO INDUSTRIES           | Winnebago Industries Inc                   | CUSIP: 974637AF7<br>LEI: 549300B7OYKYJLTE3G11 | Long             | DBT              | CORP              | US        |    440000 | PA      | $398921.79    | 1.46%             | 2030-01-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC        | Akamai Technologies Inc                    | CUSIP: 00971TAN1<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    650000 | PA      | $650208.72    | 2.38%             | 2029-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| FIRSTENERGY CORP               | FirstEnergy Corp                           | CUSIP: 337932AR8<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    347000 | PA      | $368286.29    | 1.35%             | 2026-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP          | Integer Holdings Corp                      | CUSIP: 45826HAB5<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    520000 | PA      | $560677.01    | 2.05%             | 2028-02-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| ITRON INC                      | Itron Inc                                  | CUSIP: 465741AQ9<br>LEI: 24F6LSZD18II6ICG6S41 | Long             | DBT              | CORP              | US        |    525000 | PA      | $543341.04    | 1.99%             | 2030-07-15      | Fixed         | 1.38%                 | No            |                  2 | On Loan: No      |
| LANTHEUS HOLDINGS INC          | Lantheus Holdings Inc                      | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |    526000 | PA      | $581361.50    | 2.13%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD            | NCL Corp Ltd                               | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    883000 | PA      | $860483.50    | 3.15%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP          | ON Semiconductor Corp                      | CUSIP: 682189AU9<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    600000 | PA      | $558468.41    | 2.05%             | 2029-03-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP         | Progress Software Corp                     | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |    926000 | PA      | $929638.78    | 3.41%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| RIVIAN AUTO INC                | Rivian Automotive Inc                      | CUSIP: 76954AAD5<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |    639000 | PA      | $635502.00    | 2.33%             | 2030-10-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| SNAP INC                       | Snap Inc                                   | CUSIP: 83304AAK2<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | DBT              | CORP              | US        |    325000 | PA      | $284356.70    | 1.04%             | 2030-05-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| TYLER TECHNOLOGIES INC         | Tyler Technologies Inc                     | CUSIP: 902252AB1<br>LEI: 25490040SMU4Z8LBCW70 | Long             | DBT              | CORP              | US        |    770000 | PA      | $790130.36    | 2.89%             | 2026-03-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| WORKIVA INC                    | Workiva Inc                                | CUSIP: 98139AAB1<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |    621000 | PA      | $773331.30    | 2.83%             | 2026-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-26

**Name of Applicant:** RBB Fund Trust

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund Trust

**Title:** CFO COO Secretary