# EDGAR Filing Document

**Accession Number:** 0000728391
**File Stem:** 0000728391-23-000020
**Filing Date:** 2023-3
**Character Count:** 6630
**Document Hash:** 0c6e267edb5842e7330525424378212c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000728391-23-000020.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0000728391-23-000020

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230306

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IPALCO ENTERPRISES, INC.
- **CENTRAL INDEX KEY:** 0000728391
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRIC SERVICES [4911]
- **IRS NUMBER:** 351575582
- **STATE OF INCORPORATION:** IN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-08644
- **FILM NUMBER:** 23724057

**BUSINESS ADDRESS:**
- **STREET 1:** ONE MONUMENT CIRCLE
- **STREET 2:** PO BOX 1595
- **CITY:** INDIANAPOLIS
- **STATE:** IN
- **ZIP:** 46204
- **BUSINESS PHONE:** 3172618261

**MAIL ADDRESS:**
- **STREET 1:** ONE MONUMENT CIRCLE
- **STREET 2:** P.O. BOX 1595
- **CITY:** INDIANAPOLIS
- **STATE:** IN
- **ZIP:** 46204

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IPALCO ENTERPRISES INC
- **DATE OF NAME CHANGE:** 19920703

?xml version="1.0" ? cik0000728391-20230306

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): March 6, 2023

**IPALCO ENTERPRISES, INC.** 

(Exact name of registrant as specified in its charter)

**Indiana** 

(State or other jurisdiction of incorporation)

**1-8644** 

(Commission File Number)

**35-1575582** 

(IRS Employer Identification No.)

**One Monument Circle** 

**Indianapolis, Indiana 46204** 

(Address of principal executive offices, including zip code)

**317-261-8261** 

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| | | |
|:---|:---|:---|
| Securities registered pursuant to Section 12(b) of the Act: | Securities registered pursuant to Section 12(b) of the Act: | Securities registered pursuant to Section 12(b) of the Act: |
| <u>Title of Each Class</u> | <u>Trading Symbol(s)</u> | <u>Name of Each Exchange on Which Registered</u> |
| N/A | N/A | N/A |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

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| | |
|:---|:---|
| Emerging growth company | **☐** |

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.02 &nbsp;&nbsp;&nbsp;&nbsp;Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

On March 7, 2023, the Boards of Directors of IPALCO Enterprises, Inc. ("IPALCO"), a subsidiary of The AES Corporation ("AES"), and IPALCO's principal subsidiary, Indianapolis Power & Light Company, doing business as AES Indiana ("AES Indiana"), acting through unanimous written consents, appointed Karin Nyhuis as Controller and principal accounting officer of IPALCO and AES Indiana.

Ms. Nyhuis replaces Jon Byers, who resigned as Controller and principal accounting officer of IPALCO and AES Indiana on March 6, 2023.

Ms. Nyhuis, 41, has held various positions of increasing responsibility in the accounting and finance organizations of AES U.S., which includes IPALCO, AES Indiana and other affiliated energy companies of AES, such as DPL Inc. ("DPL") and its subsidiary, The Dayton Power and Light Company, which also does business as AES Ohio ("AES Ohio"). Most recently, Ms. Nyhuis served as Director of AES U.S. Financial Planning and Analysis since March 2021, Controller and principal accounting officer of IPALCO, AES Indiana, DPL and AES Ohio from March 2018 to March 2021 and of other AES U.S. businesses from April 2019 to March 2021, Director of Financial Reporting and Accounting from June 2016 to March 2018, and has served in various other accounting capacities since joining DPL in 2007. Prior to that, Ms. Nyhuis held roles in Public Accounting with Ernst & Young LLP. Ms. Nyhuis received a B.A. in Accounting and Finance from Cedarville University and an M.B.A. from Wright State University and is a Certified Public Accountant.

IPALCO and AES Indiana do not separately compensate individuals for their service as officers or members of the Board of Directors of IPALCO or AES Indiana. Ms. Nyhuis participates in compensation plans and programs generally available to management of AES and its subsidiaries for services performed for all AES affiliates (including IPALCO and AES Indiana), including those described in IPALCO's 2021 Form 10-K/A. Other than such compensation, which generally is in excess of one hundred and twenty thousand dollars annually, Ms. Nyhuis has not entered into or proposed to enter into any transactions reportable under Item 404(a) of Regulation S-K.

**Item 9.01&nbsp;&nbsp;&nbsp;&nbsp;Financial Statements and Exhibits**

*(d) Exhibits*

Exhibit 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**IPALCO Enterprises, Inc.**

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| | | |
|:---|:---|:---|
| Date: March 10, 2023 | By: | /s/ Brian Hylander |
|  | Name: | Brian Hylander |
|  | Title: | Vice President, General Counsel and Secretary |

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