# EDGAR Filing Document

**Accession Number:** 0001265072
**File Stem:** 0001265072-26-000003
**Filing Date:** 2026-3
**Character Count:** 2358
**Document Hash:** df74fce0e2a513483b360aff359449db
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001265072-26-000003.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0001265072-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OCM INVESTMENTS, LLC
- **CENTRAL INDEX KEY:** 0001265072

**ORGANIZATION NAME:**
- **EIN:** 200134297
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66176
- **FILM NUMBER:** 26811530

**BUSINESS ADDRESS:**
- **STREET 1:** 333 SOUTH GRAND AVENUE (28TH FLOOR)
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071
- **BUSINESS PHONE:** 213-830-6276

**MAIL ADDRESS:**
- **STREET 1:** 333 SOUTH GRAND AVENUE (28TH FLOOR)
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071

### Attached PDF Documents

**Attachment 1:** `ocmconf122025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001265072

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** OCM INVESTMENTS, LLC

**Business Address:** 333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA, 90071

**Contact Person:** Jeffrey Zhao

**Contact Phone:** 213-830-6350

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young

**Accountant Address:** 725 South Figueroa Street, Los Angeles, CA, 90017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael Trefz**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **OCM INVESTMENTS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Michael Trefz

**Title:** Chief Executive Officer