# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016603
**Filing Date:** 2023-1
**Character Count:** 58646
**Document Hash:** 5d0ce0576fdb11586cf0a9005373ca19
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016603.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016603

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562785

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Adaptive U.S. Factor ETF (Series ID: S000062672)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000203262 | Global X Adaptive U.S. Factor ETF | AUSF            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Adaptive U.S. Factor ETF

- **b. EDGAR series identifier (if any):** S000062672

- **c. LEI of Series:** 549300PPKE3TOQ1W5W15

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $178571509.68

**Total Liabilities:** $38055.44

**Net Assets:** $178533454.24

**Cash Not Reported:** $199578.33

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000203262 | 2.58%                | 11.55%               | -5.60%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1334488.60             | $4686650.59                                |
| Month 2  | $1016619.02              | $16120319.64                               |
| Month 3  | $47164.40                | $-9323971.32                               |

### Schedule of Portfolio Investments

| Name                                        | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| SEMPRA ENERGY                               | SEMPRA ENERGY COMMON STOCK                | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               |  | US        |      6754 | NS      | $1122447.26   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| THE HERSHEY COMPANY                         | HERSHEY CO/THE COMMON STOCK               | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               |  | US        |      5072 | NS      | $1192782.24   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED THERAPEUTICS CORPORATION             | UNITED THERAPEUTICS CORP COMMON STOCK     | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               |  | US        |       702 | NS      | $196482.78    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC.                                 | ABBVIE INC COMMON STOCK                   | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               |  | US        |     29992 | NS      | $4834110.56   | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| FLOWERS FOODS, INC.                         | FLOWERS FOODS INC COMMON STOCK            | CUSIP: 343498101<br>LEI: 7YNCQQNDK8FBM9BBTK25 | Long             | EC               |  | US        |     92422 | NS      | $2777281.10   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| BERKSHIRE HATHAWAY INC.,                    | BERKSHIRE HATHAWAY INC-CL B COMMON STOCK  | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               |  | US        |      6530 | NS      | $2080458.00   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| THE J. M. SMUCKER COMPANY                   | JM SMUCKER CO/THE COMMON STOCK            | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               |  | US        |      1784 | NS      | $274753.84    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Post Holdings, Inc.                         | POST HOLDINGS INC COMMON STOCK            | CUSIP: 737446104<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | EC               |  | US        |      1098 | NS      | $102783.78    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CACI INTERNATIONAL INC.                     | CACI INTERNATIONAL INC -CL A COMMON STOCK | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               |  | US        |       621 | NS      | $193938.30    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN COMMUNITIES, INC.                       | SUN COMMUNITIES INC REIT                  | CUSIP: 866674104<br>LEI: 549300H5GEOJYN41ZG57 | Long             | EC               |  | US        |       859 | NS      | $126187.10    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHORD ENERGY CORPORATION                    | CHORD ENERGY CORP COMMON STOCK            | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               |  | US        |       792 | NS      | $120803.76    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ARTHUR J. GALLAGHER & CO.                   | ARTHUR J GALLAGHER & CO COMMON STOCK      | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               |  | US        |     13914 | NS      | $2770416.54   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| PFIZER INC.                                 | PFIZER INC COMMON STOCK                   | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               |  | US        |     21654 | NS      | $1085515.02   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.             | INTERCONTINENTAL EXCHANGE IN COMMON STOCK | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               |  | US        |      1286 | NS      | $139286.66    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CAMPBELL SOUP COMPANY                       | CAMPBELL SOUP CO COMMON STOCK             | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               |  | US        |      3815 | NS      | $204751.05    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLISLE COMPANIES INCORPORATED             | CARLISLE COS INC COMMON STOCK             | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               |  | US        |      1151 | NS      | $302839.61    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CABOT CORPORATION                           | CABOT CORP COMMON STOCK                   | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               |  | US        |      1015 | NS      | $74724.30     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PUBLIC LIMITED COMPANY            | MEDTRONIC PLC COMMON STOCK                | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               |  | US        |      1392 | NS      | $110023.68    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CAMDEN PROPERTY TRUST                       | CAMDEN PROPERTY TRUST REIT                | CUSIP: 133131102<br>LEI: 5493002MYX22OHYJBD89 | Long             | EC               |  | US        |       942 | NS      | $113350.86    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE ENERGY, INC.                       | CHENIERE ENERGY INC COMMON STOCK          | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               |  | US        |      5329 | NS      | $934493.44    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLAR GENERAL CORPORATION                  | DOLLAR GENERAL CORP COMMON STOCK          | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               |  | US        |      1338 | NS      | $342099.84    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGA RESOURCES CORP.                       | TARGA RESOURCES CORP COMMON STOCK         | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               |  | US        |      3179 | NS      | $236485.81    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK & CO., INC.                           | MERCK & CO. INC. COMMON STOCK             | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               |  | US        |     60434 | NS      | $6654992.08   | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| MCKESSON CORPORATION                        | MCKESSON CORP COMMON STOCK                | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               |  | US        |      6894 | NS      | $2631301.92   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTENE CORPORATION                         | CENTENE CORP COMMON STOCK                 | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               |  | US        |     11532 | NS      | $1003860.60   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTELLATION BRANDS, INC.                  | CONSTELLATION BRANDS INC-A COMMON STOCK   | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               |  | US        |       590 | NS      | $151836.50    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CARDINAL HEALTH, INC.                       | CARDINAL HEALTH INC COMMON STOCK          | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               |  | US        |      6784 | NS      | $543873.28    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| CVB FINANCIAL CORP.                         | CVB FINANCIAL CORP COMMON STOCK           | CUSIP: 126600105<br>LEI: N/A                  | Long             | EC               |  | US        |      8009 | NS      | $229698.12    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MILLS, INC.                         | GENERAL MILLS INC COMMON STOCK            | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               |  | US        |     11297 | NS      | $963634.10    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| W. R. BERKLEY CORPORATION                   | WR BERKLEY CORP COMMON STOCK              | CUSIP: 084423102<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EC               |  | US        |      6756 | NS      | $515347.68    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| WALMART INC.                                | WALMART INC COMMON STOCK                  | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               |  | US        |     18563 | NS      | $2829372.46   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| APELLIS PHARMACEUTICALS, INC.               | APELLIS PHARMACEUTICALS INC COMMON STOCK  | CUSIP: 03753U106<br>LEI: 254900HS0ZFRXXSB9D42 | Long             | EC               |  | US        |      2207 | NS      | $110195.51    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS, INC.             | REGENERON PHARMACEUTICALS COMMON STOCK    | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               |  | US        |      1981 | NS      | $1489117.70   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| ELEVANCE HEALTH, INC.                       | ELEVANCE HEALTH INC COMMON STOCK          | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               |  | US        |      4543 | NS      | $2421055.56   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| EXXON MOBIL CORPORATION                     | EXXON MOBIL CORP COMMON STOCK             | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               |  | US        |     41221 | NS      | $4589546.14   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| SAREPTA THERAPEUTICS, INC.                  | SAREPTA THERAPEUTICS INC COMMON STOCK     | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               |  | US        |      1660 | NS      | $203864.60    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BRISTOL-MYERS SQUIBB COMPANY                | BRISTOL-MYERS SQUIBB CO COMMON STOCK      | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               |  | US        |     74016 | NS      | $5942004.48   | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL BUSINESS MACHINES CORPORATION | INTL BUSINESS MACHINES CORP COMMON STOCK  | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               |  | US        |     20149 | NS      | $3000186.10   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| LANTHEUS HOLDINGS, INC.                     | LANTHEUS HOLDINGS INC COMMON STOCK        | CUSIP: 516544103<br>LEI: 5299005HUB5IOJGO7S39 | Long             | EC               |  | US        |      3251 | NS      | $201822.08    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOMATIC DATA PROCESSING, INC.             | AUTOMATIC DATA PROCESSING COMMON STOCK    | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               |  | US        |      1092 | NS      | $288440.88    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ACADIA HEALTHCARE COMPANY, INC.             | ACADIA HEALTHCARE CO INC COMMON STOCK     | CUSIP: 00404A109<br>LEI: 5493005CW985Y9D0NC11 | Long             | EC               |  | US        |      2128 | NS      | $189519.68    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN ELECTRIC POWER COMPANY, INC.       | AMERICAN ELECTRIC POWER COMMON STOCK      | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               |  | US        |      2174 | NS      | $210443.20    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST HORIZON CORPORATION                   | FIRST HORIZON CORP COMMON STOCK           | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               |  | US        |     95701 | NS      | $2378169.85   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| T-MOBILE US, INC.                           | T-MOBILE US INC COMMON STOCK              | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               |  | US        |      1258 | NS      | $190536.68    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CORTEVA, INC.                               | CORTEVA INC COMMON STOCK                  | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               |  | US        |     15318 | NS      | $1028756.88   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| KINSALE CAPITAL GROUP, INC.                 | KINSALE CAPITAL GROUP INC COMMON STOCK    | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               |  | US        |       531 | NS      | $163659.51    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CULLEN/FROST BANKERS, INC.                  | CULLEN/FROST BANKERS INC COMMON STOCK     | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               |  | US        |       934 | NS      | $135495.38    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLAR TREE, INC.                           | DOLLAR TREE INC COMMON STOCK              | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               |  | US        |      4271 | NS      | $641888.59    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| PREMIER, INC.                               | PREMIER INC-CLASS A COMMON STOCK          | CUSIP: 74051N102<br>LEI: N/A                  | Long             | EC               |  | US        |     74188 | NS      | $2474169.80   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International, Inc.                | MONDELEZ INTERNATIONAL INC-A COMMON STOCK | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               |  | US        |      2004 | NS      | $135490.44    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| H & R BLOCK, INC.                           | H&R BLOCK INC COMMON STOCK                | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               |  | US        |      5588 | NS      | $244251.48    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ROGERS CORPORATION                          | ROGERS CORP COMMON STOCK                  | CUSIP: 775133101<br>LEI: PW0CN80KNFR7RUOOKJ84 | Long             | EC               |  | US        |     10742 | NS      | $1171307.68   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Qiagen N.V.                                 | QIAGEN N.V. COMMON STOCK                  | CUSIP: N72482123<br>LEI: 54930036WK3GMCN17Z57 | Long             | EC               |  | US        |     37763 | NS      | $1870779.02   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SONOCO PRODUCTS COMPANY.                    | SONOCO PRODUCTS CO COMMON STOCK           | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               |  | US        |      2463 | NS      | $151154.31    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST INDUSTRIAL REALTY TRUST, INC.         | FIRST INDUSTRIAL REALTY TR REIT           | CUSIP: 32054K103<br>LEI: N/A                  | Long             | EC               |  | US        |      2617 | NS      | $132289.35    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MURPHY USA INC.                             | MURPHY USA INC COMMON STOCK               | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               |  | US        |       723 | NS      | $213870.63    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ANNALY CAPITAL MANAGEMENT, INC.             | ANNALY CAPITAL MANAGEMENT IN REIT         | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               |  | US        |     11796 | NS      | $255619.32    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ACTIVISION BLIZZARD, INC.                   | ACTIVISION BLIZZARD INC COMMON STOCK      | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               |  | US        |     34413 | NS      | $2544841.35   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUOR CORPORATION.                          | FLUOR CORP COMMON STOCK                   | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               |  | US        |      2402 | NS      | $80731.22     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST, INC.                  | DIGITAL REALTY TRUST INC REIT             | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               |  | US        |      1256 | NS      | $141249.76    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GENUINE PARTS COMPANY                       | GENUINE PARTS CO COMMON STOCK             | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               |  | US        |      2922 | NS      | $535690.26    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| THE MOSAIC COMPANY                          | MOSAIC CO/THE COMMON STOCK                | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               |  | US        |      5252 | NS      | $269427.60    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES, INC.                       | QUANTA SERVICES INC COMMON STOCK          | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               |  | US        |      2163 | NS      | $324190.44    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY, INC.                        | ENPHASE ENERGY INC COMMON STOCK           | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               |  | US        |      2596 | NS      | $832251.64    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ELECTRONIC ARTS INC.                        | ELECTRONIC ARTS INC COMMON STOCK          | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               |  | US        |      8741 | NS      | $1143147.98   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| KELLOGG COMPANY                             | KELLOGG CO COMMON STOCK                   | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               |  | US        |      4909 | NS      | $358111.55    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| HAWAIIAN ELECTRIC INDUSTRIES, INC.          | HAWAIIAN ELECTRIC INDS COMMON STOCK       | CUSIP: 419870100<br>LEI: JJ8FWOCWCV22X7GUPJ23 | Long             | EC               |  | US        |      3362 | NS      | $138110.96    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL FUEL GAS COMPANY                   | NATIONAL FUEL GAS CO COMMON STOCK         | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               |  | US        |     16855 | NS      | $1116306.65   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Amdocs Limited                              | AMDOCS LTD COMMON STOCK                   | CUSIP: G02602103<br>LEI: 549300HQV672RJ7RQV66 | Long             | EC               |  | US        |     30717 | NS      | $2729512.62   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| LEIDOS HOLDINGS, INC.                       | LEIDOS HOLDINGS INC COMMON STOCK          | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               |  | US        |      1288 | NS      | $140817.04    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP.                       | AGNC INVESTMENT CORP REIT                 | CUSIP: 00123Q104<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EC               |  | US        |     73736 | NS      | $736622.64    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                        | SOUTHERN CO/THE COMMON STOCK              | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               |  | US        |     22968 | NS      | $1553555.52   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp                     | TEXAS PACIFIC LAND CORP COMMON STOCK      | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               |  | US        |       118 | NS      | $305919.72    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive, Inc.                   | O'REILLY AUTOMOTIVE INC COMMON STOCK      | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               |  | US        |       212 | NS      | $183282.48    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTRA CORP.                                | Vistra Corp. COMMON STOCK                 | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               |  | US        |      7737 | NS      | $188241.21    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| VERIZON COMMUNICATIONS INC.                 | VERIZON COMMUNICATIONS INC COMMON STOCK   | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               |  | US        |     58837 | NS      | $2293466.26   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| L3HARRIS TECHNOLOGIES, INC.                 | L3HARRIS TECHNOLOGIES INC COMMON STOCK    | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               |  | US        |       867 | NS      | $196878.36    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HESS CORPORATION                            | HESS CORP COMMON STOCK                    | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               |  | US        |      4438 | NS      | $638672.58    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ORMAT TECHNOLOGIES, INC.                    | ORMAT TECHNOLOGIES INC COMMON STOCK       | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               |  | US        |       820 | NS      | $74152.60     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HF SINCLAIR CORPORATION                     | HF SINCLAIR CORP COMMON STOCK             | CUSIP: 403949100<br>LEI: N/A                  | Long             | EC               |  | US        |      2469 | NS      | $153917.46    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MARATHON OIL CORPORATION                    | MARATHON OIL CORP COMMON STOCK            | CUSIP: 565849106<br>LEI: 1FRVQX2CRLGC1XLP5727 | Long             | EC               |  | US        |     13414 | NS      | $410870.82    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| AMEREN CORPORATION                          | AMEREN CORPORATION COMMON STOCK           | CUSIP: 023608102<br>LEI: XRZQ5S7HYJFPHJ78L959 | Long             | EC               |  | US        |      1860 | NS      | $166135.20    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YUM! Brands, Inc.                           | YUM! BRANDS INC COMMON STOCK              | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               |  | US        |      3280 | NS      | $422004.80    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| WILLSCOT MOBILE MINI HOLDINGS CORP.         | WILLSCOT MOBILE MINI HOLDING COMMON STOCK | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               |  | US        |      3215 | NS      | $154995.15    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BECTON, DICKINSON AND COMPANY               | BECTON DICKINSON AND CO COMMON STOCK      | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               |  | US        |       562 | NS      | $140129.08    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| THE KROGER CO.                              | KROGER CO COMMON STOCK                    | CUSIP: 501044101<br>LEI: 6CPEOKI6OYJ13Q6O7870 | Long             | EC               |  | US        |     13544 | NS      | $666229.36    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERISOURCEBERGEN CORPORATION               | AMERISOURCEBERGEN CORP COMMON STOCK       | CUSIP: 03073E105<br>LEI: AI8GXW8LG5WK7E9UD086 | Long             | EC               |  | US        |      3736 | NS      | $637697.84    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCH & DWIGHT CO., INC.                   | CHURCH & DWIGHT CO INC COMMON STOCK       | CUSIP: 171340102<br>LEI: POOXSI30AWAQGYJZC921 | Long             | EC               |  | US        |      1630 | NS      | $133448.10    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MID-AMERICA APARTMENT COMMUNITIES, INC.     | MID-AMERICA APARTMENT COMM REIT           | CUSIP: 59522J103<br>LEI: 549300FQZKFR5YNSHZ21 | Long             | EC               |  | US        |       758 | NS      | $124979.04    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHWESTERN ENERGY COMPANY                 | SOUTHWESTERN ENERGY CO COMMON STOCK       | CUSIP: 845467109<br>LEI: EFWMP121W54QV9MGOP87 | Long             | EC               |  | US        |     18042 | NS      | $124850.64    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| GEN DIGITAL INC.                            | GEN DIGITAL INC COMMON STOCK              | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               |  | US        |      5784 | NS      | $132800.64    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTERO RESOURCES CORPORATION                | ANTERO RESOURCES CORP COMMON STOCK        | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               |  | US        |      6685 | NS      | $244336.75    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS, INC.                         | CISCO SYSTEMS INC COMMON STOCK            | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               |  | US        |     57961 | NS      | $2881820.92   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CIGNA CORPORATION                           | CIGNA CORP COMMON STOCK                   | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               |  | US        |      8761 | NS      | $2881405.29   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| HORMEL FOODS CORPORATION                    | HORMEL FOODS CORP COMMON STOCK            | CUSIP: 440452100<br>LEI: MSD54751OJP1FS2ND863 | Long             | EC               |  | US        |      3725 | NS      | $175075.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| INVITATION HOMES INC.                       | INVITATION HOMES INC REIT                 | CUSIP: 46187W107<br>LEI: 984500FE452E665C9F85 | Long             | EC               |  | US        |      3497 | NS      | $114107.11    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GILEAD SCIENCES, INC.                       | GILEAD SCIENCES INC COMMON STOCK          | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               |  | US        |      2702 | NS      | $237316.66    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ESSEX PROPERTY TRUST, INC.                  | ESSEX PROPERTY TRUST INC REIT             | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               |  | US        |       470 | NS      | $103578.60    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| FACTSET RESEARCH SYSTEMS INC.               | FACTSET RESEARCH SYSTEMS INC COMMON STOCK | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               |  | US        |       385 | NS      | $177596.65    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHWEST GAS HOLDINGS, INC.                | SOUTHWEST GAS HOLDINGS INC COMMON STOCK   | CUSIP: 844895102<br>LEI: N/A                  | Long             | EC               |  | US        |      1166 | NS      | $79824.36     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| VALERO ENERGY CORPORATION                   | VALERO ENERGY CORP COMMON STOCK           | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               |  | US        |      6476 | NS      | $865323.12    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY AND COMPANY                       | ELI LILLY & CO COMMON STOCK               | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               |  | US        |     14010 | NS      | $5198830.80   | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Hasbro, Inc.                                | HASBRO INC COMMON STOCK                   | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               |  | US        |      1846 | NS      | $115965.72    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AIR PRODUCTS AND CHEMICALS, INC.            | AIR PRODUCTS & CHEMICALS INC COMMON STOCK | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               |  | US        |       731 | NS      | $226726.96    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CHESAPEAKE ENERGY CORPORATION               | CHESAPEAKE ENERGY CORP COMMON STOCK       | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               |  | US        |      3529 | NS      | $365251.50    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCHEX, INC.                               | PAYCHEX INC COMMON STOCK                  | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               |  | US        |      1282 | NS      | $159006.46    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| REPUBLIC SERVICES, INC.                     | REPUBLIC SERVICES INC COMMON STOCK        | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               |  | US        |     18531 | NS      | $2581182.99   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOZONE, INC.                              | AUTOZONE INC COMMON STOCK                 | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               |  | US        |       521 | NS      | $1343659.00   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL DYNAMICS CORPORATION                | GENERAL DYNAMICS CORP COMMON STOCK        | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               |  | US        |       642 | NS      | $162034.38    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| MARATHON PETROLEUM CORPORATION              | MARATHON PETROLEUM CORP COMMON STOCK      | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               |  | US        |     11134 | NS      | $1356232.54   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS HEALTH CORPORATION                      | CVS HEALTH CORP COMMON STOCK              | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               |  | US        |     21724 | NS      | $2213241.12   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico, Inc.                               | PEPSICO INC COMMON STOCK                  | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               |  | US        |      8334 | NS      | $1546040.34   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INCORPORATED             | UNITEDHEALTH GROUP INC COMMON STOCK       | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               |  | US        |      7898 | NS      | $4326208.48   | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARTER COMMUNICATIONS, INC.                | CHARTER COMMUNICATIONS INC-A COMMON STOCK | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               |  | US        |       380 | NS      | $148690.20    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| VERTEX PHARMACEUTICALS INCORPORATED         | VERTEX PHARMACEUTICALS INC COMMON STOCK   | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               |  | US        |      7535 | NS      | $2384074.00   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITY LIFESTYLE PROPERTIES, INC.           | EQUITY LIFESTYLE PROPERTIES REIT          | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               |  | US        |      1933 | NS      | $128389.86    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PIONEER NATURAL RESOURCES COMPANY           | PIONEER NATURAL RESOURCES CO COMMON STOCK | CUSIP: 723787107<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | EC               |  | US        |      3869 | NS      | $913045.31    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSOLIDATED EDISON, INC.                   | CONSOLIDATED EDISON INC COMMON STOCK      | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               |  | US        |     10392 | NS      | $1018831.68   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELON CORPORATION                          | EXELON CORP COMMON STOCK                  | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               |  | US        |     16071 | NS      | $664857.27    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| MCDONALD'S CORPORATION                      | MCDONALD'S CORP COMMON STOCK              | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               |  | US        |      9909 | NS      | $2703076.11   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE ENERGY CORP.                            | OGE ENERGY CORP COMMON STOCK              | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               |  | US        |      3485 | NS      | $141003.10    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DEVON ENERGY CORPORATION                    | DEVON ENERGY CORP COMMON STOCK            | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               |  | US        |     14892 | NS      | $1020399.84   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| AKAMAI TECHNOLOGIES, INC.                   | AKAMAI TECHNOLOGIES INC COMMON STOCK      | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               |  | US        |      1661 | NS      | $157562.46    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Karuna Therapeutics Inc                     | KARUNA THERAPEUTICS INC COMMON STOCK      | CUSIP: 48576A100<br>LEI: N/A                  | Long             | EC               |  | US        |       455 | NS      | $107066.05    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MURPHY OIL CORPORATION                      | MURPHY OIL CORP COMMON STOCK              | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               |  | US        |      2182 | NS      | $102990.40    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| APA CORPORATION                             | APA CORP COMMON STOCK                     | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               |  | US        |      5882 | NS      | $275571.70    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon plc                                     | AON PLC-CLASS A COMMON STOCK              | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               |  | US        |       517 | NS      | $159380.76    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTH JERSEY INDUSTRIES, INC.               | SOUTH JERSEY INDUSTRIES COMMON STOCK      | CUSIP: 838518108<br>LEI: 549300DJYWYT5VXLFA46 | Long             | EC               |  | US        |      6572 | NS      | $228048.40    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BAXTER INTERNATIONAL INC.                   | BAXTER INTERNATIONAL INC COMMON STOCK     | CUSIP: 071813109<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | EC               |  | US        |      2067 | NS      | $116847.51    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PBF ENERGY INC.                             | PBF ENERGY INC-CLASS A COMMON STOCK       | CUSIP: 69318G106<br>LEI: 2549003PBEDCSZMZIY02 | Long             | EC               |  | US        |      2508 | NS      | $99743.16     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Coterra Energy Inc.                         | COTERRA ENERGY INC COMMON STOCK           | CUSIP: 127097103<br>LEI: FCNMH6O7VWU7LHXMK351 | Long             | EC               |  | US        |     16055 | NS      | $448095.05    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| IRON MOUNTAIN INCORPORATED                  | IRON MOUNTAIN INC REIT                    | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               |  | US        |      4489 | NS      | $243887.37    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON INGALLS INDUSTRIES, INC.         | HUNTINGTON INGALLS INDUSTRIE COMMON STOCK | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               |  | US        |       499 | NS      | $115748.04    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| UNUM GROUP                                  | UNUM GROUP COMMON STOCK                   | CUSIP: 91529Y106<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EC               |  | US        |      4322 | NS      | $182301.96    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORPORATION                     | DUKE ENERGY CORP COMMON STOCK             | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               |  | US        |      9848 | NS      | $984110.64    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| DOMINO'S PIZZA, INC.                        | DOMINO'S PIZZA INC COMMON STOCK           | CUSIP: 25754A201<br>LEI: 25490005ZWM1IF9UXU57 | Long             | EC               |  | US        |       378 | NS      | $146939.94    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON                           | JOHNSON & JOHNSON COMMON STOCK            | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               |  | US        |     14955 | NS      | $2661990.00   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| EXLSERVICE HOLDINGS, INC.                   | EXLSERVICE HOLDINGS INC COMMON STOCK      | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               |  | US        |       530 | NS      | $99216.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BANK CORPORATION                        | M & T BANK CORP COMMON STOCK              | CUSIP: 55261F104<br>LEI: 549300WYXDDBYRASEG81 | Long             | EC               |  | US        |      2591 | NS      | $440521.82    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SM ENERGY COMPANY                           | SM ENERGY CO COMMON STOCK                 | CUSIP: 78454L100<br>LEI: 84BUTVXV5ODI6BXNMH43 | Long             | EC               |  | US        |      1800 | NS      | $77598.00     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WASTE MANAGEMENT, INC.                      | WASTE MANAGEMENT INC COMMON STOCK         | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               |  | US        |     15383 | NS      | $2580036.76   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| THE PROCTER & GAMBLE COMPANY                | PROCTER & GAMBLE CO/THE COMMON STOCK      | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               |  | US        |       890 | NS      | $132752.40    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI CONSULTING, INC.                        | FTI CONSULTING INC COMMON STOCK           | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               |  | US        |     13490 | NS      | $2331341.80   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEVRON CORPORATION                         | CHEVRON CORP COMMON STOCK                 | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               |  | US        |     27766 | NS      | $5089785.46   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| LAMB WESTON HOLDINGS, INC.                  | LAMB WESTON HOLDINGS INC COMMON STOCK     | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               |  | US        |      3440 | NS      | $298936.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| THE PROGRESSIVE CORPORATION                 | PROGRESSIVE CORP COMMON STOCK             | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               |  | US        |     15267 | NS      | $2017534.05   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLIANT ENERGY CORPORATION                  | ALLIANT ENERGY CORP COMMON STOCK          | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               |  | US        |      2634 | NS      | $148294.20    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| OCCIDENTAL PETROLEUM CORPORATION            | OCCIDENTAL PETROLEUM CORP COMMON STOCK    | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               |  | US        |     27377 | NS      | $1902427.73   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| IONIS PHARMACEUTICALS, INC.                 | IONIS PHARMACEUTICALS INC COMMON STOCK    | CUSIP: 462222100<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | EC               |  | US        |      2433 | NS      | $99242.07     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PNM RESOURCES, INC.                         | PNM RESOURCES INC COMMON STOCK            | CUSIP: 69349H107<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | EC               |  | US        |     53356 | NS      | $2614444.00   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| LOCKHEED MARTIN CORPORATION                 | LOCKHEED MARTIN CORP COMMON STOCK         | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               |  | US        |      5646 | NS      | $2739382.74   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DT MIDSTREAM, INC.                          | DT MIDSTREAM INC COMMON STOCK             | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               |  | US        |      1651 | NS      | $99604.83     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LPL FINANCIAL HOLDINGS INC.                 | LPL FINANCIAL HOLDINGS INC COMMON STOCK   | CUSIP: 50212V100<br>LEI: 549300XROQ4Y8G2L7682 | Long             | EC               |  | US        |      1452 | NS      | $343702.92    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| STEEL DYNAMICS, INC.                        | STEEL DYNAMICS INC COMMON STOCK           | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Long             | EC               |  | US        |      2600 | NS      | $270218.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE                              | PUBLIC STORAGE REIT                       | CUSIP: 74460D109<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EC               |  | US        |      7532 | NS      | $2244234.72   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| QUEST DIAGNOSTICS INCORPORATED              | QUEST DIAGNOSTICS INC COMMON STOCK        | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               |  | US        |      2387 | NS      | $362418.21    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| JACK HENRY & ASSOCIATES, INC.               | JACK HENRY & ASSOCIATES INC COMMON STOCK  | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               |  | US        |     13170 | NS      | $2493739.50   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCHER-DANIELS-MIDLAND COMPANY              | ARCHER-DANIELS-MIDLAND CO COMMON STOCK    | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               |  | US        |     11165 | NS      | $1088587.50   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                   | AT&T INC COMMON STOCK                     | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               |  | US        |    118051 | NS      | $2276023.28   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT CORPORATION                             | EQT CORP COMMON STOCK                     | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               |  | US        |     12340 | NS      | $523339.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                    | ALLSTATE CORP COMMON STOCK                | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               |  | US        |      1099 | NS      | $147156.10    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CONOCOPHILLIPS                              | CONOCOPHILLIPS COMMON STOCK               | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               |  | US        |     27224 | NS      | $3362436.24   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| THE COCA-COLA COMPANY                       | COCA-COLA CO/THE COMMON STOCK             | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               |  | US        |     91851 | NS      | $5842642.11   | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                                | NASDAQ INC COMMON STOCK                   | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               |  | US        |      3039 | NS      | $208049.94    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORPORATION                | COSTCO WHOLESALE CORP COMMON STOCK        | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               |  | US        |      1617 | NS      | $871967.25    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG RESOURCES, INC.                         | EOG RESOURCES INC COMMON STOCK            | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               |  | US        |     10651 | NS      | $1511696.43   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrop Grumman Corporation                | NORTHROP GRUMMAN CORP COMMON STOCK        | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               |  | US        |      2705 | NS      | $1442549.45   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| ATMOS ENERGY CORPORATION                    | ATMOS ENERGY CORP COMMON STOCK            | CUSIP: 049560105<br>LEI: QVLWEGTD2S8GJMO8D383 | Long             | EC               |  | US        |      2493 | NS      | $299658.60    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| WHITE MOUNTAINS INSURANCE GROUP, LTD.       | WHITE MOUNTAINS INSURANCE GP COMMON STOCK | CUSIP: G9618E107<br>LEI: 549300N3FL068JERBG02 | Long             | EC               |  | US        |        85 | NS      | $115503.10    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CF INDUSTRIES HOLDINGS, INC.                | CF INDUSTRIES HOLDINGS INC COMMON STOCK   | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               |  | US        |      4662 | NS      | $504381.78    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR CORPORATION                | ON SEMICONDUCTOR COMMON STOCK             | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               |  | US        |      8552 | NS      | $643110.40    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| MARSH & MCLENNAN COMPANIES, INC.            | MARSH & MCLENNAN COS COMMON STOCK         | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               |  | US        |     15776 | NS      | $2732087.68   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| TEGNA INC.                                  | TEGNA INC COMMON STOCK                    | CUSIP: 87901J105<br>LEI: 549300YC5EDBGX85AO10 | Long             | EC               |  | US        |     20721 | NS      | $409032.54    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SWITCH, INC.                                | SWITCH INC - A COMMON STOCK               | CUSIP: 87105L104<br>LEI: 549300EZ98N5Y55J4X37 | Long             | EC               |  | US        |     76182 | NS      | $2609233.50   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President