# EDGAR Filing Document

**Accession Number:** 0001834045
**File Stem:** 0000950170-23-001019
**Filing Date:** 2023-1
**Character Count:** 4586
**Document Hash:** 169d741f294d192e714a9fadad4f6367
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950170-23-001019.hdr.sgml**: 20230123

**ACCESSION NUMBER**: 0000950170-23-001019

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230117

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230123

**DATE AS OF CHANGE**: 20230123

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Vintage Wine Estates, Inc.
- **CENTRAL INDEX KEY:** 0001834045
- **STANDARD INDUSTRIAL CLASSIFICATION:** BEVERAGES [2080]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40016
- **FILM NUMBER:** 23544645

**BUSINESS ADDRESS:**
- **STREET 1:** 937 TAHOE BOULEVARD
- **STREET 2:** SUITE 210
- **CITY:** INCLINE VILLAGE
- **STATE:** NV
- **ZIP:** 89451
- **BUSINESS PHONE:** 707-346-3640

**MAIL ADDRESS:**
- **STREET 1:** 937 TAHOE BOULEVARD
- **STREET 2:** SUITE 210
- **CITY:** INCLINE VILLAGE
- **STATE:** NV
- **ZIP:** 89451

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bespoke Capital Acquisition Corp
- **DATE OF NAME CHANGE:** 20201125

?xml version="1.0" encoding="ASCII"? 8-K

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM** 8-K

**CURRENT REPORT**

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 17, 2023

_______________________________________________

![img9429839_0.jpg](img9429839_0.jpg)

Vintage Wine Estates, Inc.

(Exact name of registrant as specified in its charter)

_______________________________________________________

---

| | | |
|:---|:---|:---|
| Nevada | 001-40016 | 87-1005902 |
| (State or other jurisdiction<br>of incorporation) | (Commission<br>File Number) | (IRS Employer<br>Identification No.) |

---

937 Tahoe Boulevard**,** Suite 210

Incline Village**,** Nevada 89451

(Address of principal executive offices) (zip code)

Registrant's telephone number, including area code: (877) 289-9463

_______________________________________________________

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **<br>Title of each class** | **Trading<br>Symbol(s)** | **<br>Name of each exchange on which registered** |
| Common stock, no par value per share | VWE | The NASDAQ Stock Market LLC |
| Warrants to purchase common stock | VWEWW | The NASDAQ Stock Market LLC |

---

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

**Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers**

On January 17, 2023, Kathy DeVillers notified Vintage Wine Estates, Inc. (the "Company") of her decision to resign as Executive Vice President of Acquisition and Integrations, effective January 27, 2023.

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  |  | &nbsp;&nbsp;Vintage Wine Estates, Inc. |
|  |  | &nbsp;&nbsp;(Registrant) |
| &nbsp;&nbsp;Date: | &nbsp;&nbsp;January 23, 2023 | &nbsp;&nbsp;/s/ Patrick Roney |
|  |  | &nbsp;&nbsp;Patrick Roney |
|  |  | &nbsp;&nbsp;Chief Executive Officer |

---

------