# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069580
**Filing Date:** 2023-3
**Character Count:** 41686
**Document Hash:** ee5467c1470088a903cc52ab0835a3b3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069580.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069580

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767807

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Clean Oceans ETF (Series ID: S000073838)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000231048 | IQ Clean Oceans ETF | OCEN            |

## Nport-Ex

Schedule of Investments – IQ Clean Oceans ETF

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 97.3%** | **Common Stocks — 97.3%** | |
| **Austria - 2.0%** | **Austria - 2.0%** | |
| ANDRITZ AG | 228 | $13569 |
| Mondi PLC | 2231 | 41831 |
| Verbund AG | 551 | 46706 |
| &nbsp;&nbsp;&nbsp;Total Austria |  | 102106 |
| **China - 3.3%** |  |  |
| NXP Semiconductors NV | 868 | 159981 |
| SITC International Holdings Co., Ltd. | 6495 | 14153 |
| &nbsp;&nbsp;&nbsp;Total China |  | 174134 |
| **Denmark - 6.9%** |  |  |
| AP Moller - Maersk A/S, Class B | 46 | 99490 |
| Chr Hansen Holding A/S | 476 | 34996 |
| Dfds A/S | 351 | 13149 |
| Orsted A/S | 873 | 77107 |
| Vestas Wind Systems A/S | 4657 | 135145 |
| &nbsp;&nbsp;&nbsp;Total Denmark |  | 359887 |
| **Faroe Islands - 0.3%** |  |  |
| Bakkafrost P/F | 230 | 14219 |
| **Finland - 0.3%** |  |  |
| Wartsila OYJ Abp | 1442 | 13656 |
| **France - 7.9%** |  |  |
| Dassault Systemes SE | 3082 | 114006 |
| Legrand SA | 1168 | 103662 |
| L'Oreal SA | 411 | 168749 |
| Neoen SA | 315 | 11744 |
| Societe BIC SA | 190 | 13763 |
| &nbsp;&nbsp;&nbsp;Total France |  | 411924 |
| **Germany - 7.1%** |  |  |
| adidas AG | 698 | 111723 |
| Encavis AG | 609 | 11710 |
| Hapag-Lloyd AG<sup>(a)</sup> | 62 | 13507 |
| Nordex SE<sup>\*</sup> | 996 | 15025 |
| Siemens AG | 1090 | 169164 |
| Zalando SE<sup>\*</sup> | 1095 | 50649 |
| &nbsp;&nbsp;&nbsp;Total Germany |  | 371778 |
| **Ireland - 1.8%** |  |  |
| Kingspan Group PLC | 706 | 45085 |
| Smurfit Kappa Group PLC | 1198 | 50027 |
| &nbsp;&nbsp;&nbsp;Total Ireland |  | 95112 |
| **Japan - 3.8%** |  |  |
| Azbil Corp. | 399 | 11168 |
| Kao Corp. | 1515 | 61231 |
| Kurita Water Industries Ltd. | 271 | 12170 |
| Nippon Yusen K.K. | 1654 | 39110 |
| Nitto Denko Corp. | 451 | 28993 |
| TOTO Ltd. | 365 | 14090 |
| Yaskawa Electric Corp. | 741 | 28661 |
| &nbsp;&nbsp;&nbsp;Total Japan |  | 195423 |
| **Netherlands - 2.0%** |  |  |
| Koninklijke DSM NV | 800 | 102262 |
| **Portugal - 1.2%** |  |  |
| EDP - Energias de Portugal SA | 12131 | 60051 |
| **Singapore - 2.7%** |  |  |
| STMicroelectronics NV | 3045 | 142565 |
| **South Korea - 0.8%** |  |  |
| LG Electronics, Inc. | 525 | 42663 |
| **Spain - 3.8%** |  |  |
| EDP Renovaveis SA | 1111 | 24066 |
| Iberdrola SA | 13528 | 157866 |
| Solaria Energia y Medio Ambiente SA<sup>\*</sup> | 695 | 14179 |
| &nbsp;&nbsp;&nbsp;Total Spain |  | 196111 |
| **Sweden - 0.2%** |  |  |
| Thule Group AB | 525 | 12491 |
| **Switzerland - 2.9%** |  |  |
| Givaudan SA | 36 | 115827 |
| SIG Group AG<sup>\*</sup> | 1522 | 37472 |
| &nbsp;&nbsp;&nbsp;Total Switzerland |  | 153299 |
| **Taiwan - 0.2%** |  |  |
| Yang Ming Marine Transport Corp. | 5922 | 12327 |
| **United Kingdom - 7.5%** |  |  |
| Burberry Group PLC | 1777 | 53839 |
| DS Smith PLC | 3337 | 14522 |
| Kingfisher PLC | 8955 | 30758 |
| Pennon Group PLC | 1046 | 11815 |
| Severn Trent PLC | 1163 | 40319 |
| Spirax-Sarco Engineering PLC | 338 | 47978 |
| Unilever PLC | 3012 | 152347 |
| United Utilities Group PLC | 3161 | 41172 |
| &nbsp;&nbsp;&nbsp;Total United Kingdom |  | 392750 |
| **United States - 42.6%** |  |  |
| Acuity Brands, Inc. | 148 | 27901 |
| American Water Works Co., Inc. | 840 | 131452 |
| Analog Devices, Inc. | 897 | 153809 |
| Avangrid, Inc. | 292 | 12314 |
| Badger Meter, Inc. | 107 | 12401 |
| Ball Corp. | 1447 | 84273 |
| Brookfield Renewable Corp., Class A | 796 | 25090 |
| Crown Holdings, Inc. | 545 | 48047 |
| Ecolab, Inc. | 1006 | 155759 |
| Enphase Energy, Inc.<sup>\*</sup> | 469 | 103827 |
| First Solar, Inc.<sup>\*</sup> | 469 | 83294 |
| Graphic Packaging Holding Co. | 1405 | 33846 |
| Intel Corp. | 5107 | 144324 |
| Microsoft Corp. | 605 | 149925 |
| NIKE, Inc., Class B | 1414 | 180045 |
| O-I Glass, Inc.<sup>\*</sup> | 747 | 14380 |
| Ormat Technologies, Inc. | 259 | 23971 |

---

Schedule of Investments ─ IQ Clean Oceans ETF (continued)

January 31, 2023 (Unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** | **Common Stocks (continued)** | |
| **United States (continued)** |  |  |
| Rockwell Automation, Inc. | 532 | $150040 |
| Schneider Electric SE | 1012 | 163015 |
| Signify NV | 366 | 13153 |
| Skyworks Solutions, Inc. | 740 | 81156 |
| SolarEdge Technologies, Inc.<sup>\*</sup> | 257 | 82016 |
| Sunrun, Inc.<sup>\*</sup> | 946 | 24861 |
| Texas Instruments, Inc. | 846 | 149920 |
| Williams-Sonoma, Inc.<sup>(a)</sup> | 304 | 41022 |
| WillScot Mobile Mini Holdings Corp.<sup>\*</sup> | 939 | 45504 |
| Xylem, Inc. | 829 | 86224 |
| &nbsp;&nbsp;&nbsp;Total United States |  | 2221569 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,289,438)** |  | **5074327** |
| **Preferred Stock — 2.6%** |  |  |
| **Germany - 2.6%** |  |  |
| Henkel AG & Co. KGaA, 2.84% |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $146,495)** | 1918 | **136231** |
| **Short-Term Investments — 0.3%** |  |  |
| **Money Market Funds — 0.3%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(b)(c)</sup> | 13440 | 13440 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> | 2599 | 2599 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $16,039)** |  | **16039** |
| **Total Investments — 100.2%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $5,451,972)** |  | **5226597** |
| **Other Assets and Liabilities, Net — (0.2)%** |  | **(9237)** |
| **Net Assets — 100.0%** |  | $**5217360** |

---

---

| | | |
|:---|:---|:---|
| <br>**Industry** |<br>**Value** | **% of**<br>**Net Assets** |
| Information Technology | $1388392 | 26.6% |
| Industrials | 1314404 | 25.2 |
| Materials | 762236 | 14.6 |
| Utilities | 689560 | 13.2 |
| Consumer Staples | 532777 | 10.2 |
| Consumer Discretionary | 523189 | 10.1 |
| Money Market Funds | 16039 | 0.3 |
| Total Investments | $5226597 | 100.2% |
| Other Assets and Liabilities, Net | (9237) | (0.2) |
| Total Net Assets | $5217360 | 100.0% |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $52,713; total market value of collateral held by the Fund was $52,711. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $39,272.

(b) Reflects the 1-day yield at January 31, 2023.

(c) Represents security purchased with cash collateral received for securities on loan.

Schedule of Investments ─ IQ Clean Oceans ETF (continued)

January 31, 2023 (Unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $5074327 | $– | $– | $5074327 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Preferred Stock | 136231 |  |  | 136231 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 16039 | – | – | 16039 |
| Total Investments in Securities | $5226597 | $– | $– | $5226597 |

---

(d) For
 a complete listing of investments and their countries, see the Schedule of Investments.

For the period ended January 31, 2023 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Clean Oceans ETF

- **b. EDGAR series identifier (if any):** S000073838

- **c. LEI of Series:** 549300HIUOF3QDI20C28

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5232834.87

**Total Liabilities:** $15473.49

**Net Assets:** $5217361.38

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000231048 | 12.00%               | -1.82%               | 7.69%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $524630.65                                 |
| Month 2  | $-89622.19               | $-3601.17                                  |
| Month 3  | $14.33                   | $370316.03                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Koninklijke DSM NV                                           | Koninklijke DSM NV                                           | CUSIP: 000000000<br>LEI: 724500SNT1MK246AHP04 | Long             | EC               | CORP              | NL        |       800 | NS      | $102262.24    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                   | Intel Corp                                                   | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      5107 | NS      | $144323.82    | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Pennon Group PLC                                             | Pennon Group PLC                                             | CUSIP: 000000000<br>LEI: 213800V1CCTS41GWH423 | Long             | EC               | CORP              | GB        |      1046 | NS      | $11814.95     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Smurfit Kappa Group PLC                                      | Smurfit Kappa Group PLC                                      | CUSIP: 000000000<br>LEI: 635400CPLP8H5ITDVT56 | Long             | EC               | CORP              | IE        |      1198 | NS      | $50027.28     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV                                        | NXP Semiconductors NV                                        | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |       868 | NS      | $159981.08    | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Mobile Mini Holdings                                | WillScot Mobile Mini Holdings Corp                           | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |       939 | NS      | $45503.94     | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Chr Hansen Holding A/S                                       | Chr Hansen Holding A/S                                       | CUSIP: 000000000<br>LEI: 549300MKPW8ZF3E8MW37 | Long             | EC               | CORP              | DK        |       476 | NS      | $34995.71     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Acuity Brands Inc                                            | Acuity Brands Inc                                            | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       148 | NS      | $27900.96     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc                                           | Analog Devices Inc                                           | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |       897 | NS      | $153808.59    | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| DS Smith PLC                                                 | DS Smith PLC                                                 | CUSIP: 000000000<br>LEI: 39RSBE4RCI4M15BLWH36 | Long             | EC               | CORP              | GB        |      3337 | NS      | $14522.46     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider Electric SE                                        | Schneider Electric SE                                        | CUSIP: 000000000<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |      1012 | NS      | $163015.56    | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                        | Texas Instruments Inc                                        | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |       846 | NS      | $149919.66    | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Wartsila OYJ Abp                                             | Wartsila OYJ Abp                                             | CUSIP: 000000000<br>LEI: 743700G7A9J1PHM3X223 | Long             | EC               | CORP              | FI        |      1442 | NS      | $13656.22     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondi PLC                                                    | Mondi PLC                                                    | CUSIP: 000000000<br>LEI: 213800LOZA69QFDC9N34 | Long             | EC               | CORP              | GB        |      2231 | NS      | $41830.56     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corp                                                    | Ball Corp                                                    | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |      1447 | NS      | $84273.28     | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Kao Corp                                                     | Kao Corp                                                     | CUSIP: 000000000<br>LEI: 353800HM38HFCB8RGL63 | Long             | EC               | CORP              | JP        |      1515 | NS      | $61231.42     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                                                   | Siemens AG                                                   | CUSIP: 000000000<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |      1090 | NS      | $169163.85    | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Azbil Corp                                                   | Azbil Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |       399 | NS      | $11168.13     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      2599 | NS      | $2599.27      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| EDP Renovaveis SA                                            | EDP Renovaveis SA                                            | CUSIP: 000000000<br>LEI: 529900MUFAH07Q1TAX06 | Long             | EC               | CORP              | ES        |      1111 | NS      | $24065.62     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| LG Electronics Inc                                           | LG Electronics Inc                                           | CUSIP: 000000000<br>LEI: 988400RMQFTGZIOG0609 | Long             | EC               | CORP              | KR        |       525 | NS      | $42663.18     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunrun Inc                                                   | Sunrun Inc                                                   | CUSIP: 86771W105<br>LEI: 54930007SJ77CI66U531 | Long             | EC               | CORP              | US        |       946 | NS      | $24860.88     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Hapag-Lloyd AG                                               | Hapag-Lloyd AG                                               | CUSIP: 000000000<br>LEI: HD52L5PJVBXJUUX8I539 | Long             | EC               | CORP              | DE        |        62 | NS      | $13507.39     | 0.26%             |  |  |  | No            |                  1 | On Loan: —       |
| DREYFUS GOVERNMENT CASH MANAGEMENT                           | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     13440 | NS      | $13439.56     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| L'Oreal SA                                                   | L'Oreal SA                                                   | CUSIP: 000000000<br>LEI: 529900JI1GG6F7RKVI53 | Long             | EC               | CORP              | FR        |       411 | NS      | $168748.49    | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc                                  | American Water Works Co Inc                                  | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |       840 | NS      | $131451.60    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Yang Ming Marine Transport Cor                               | Yang Ming Marine Transport Corp                              | CUSIP: 000000000<br>LEI: 254900WG2ACWNVSP6E13 | Long             | EC               | CORP              | TW        |      5922 | NS      | $12327.23     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Vestas Wind Systems A/S                                      | Vestas Wind Systems A/S                                      | CUSIP: 000000000<br>LEI: 549300DYMC8BGZZC8844 | Long             | EC               | CORP              | DK        |      4657 | NS      | $135145.33    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Badger Meter Inc                                             | Badger Meter Inc                                             | CUSIP: 056525108<br>LEI: 5493002JENE20OGTUG20 | Long             | EC               | CORP              | US        |       107 | NS      | $12401.30     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| O-I Glass Inc                                                | O-I Glass Inc                                                | CUSIP: 67098H104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       747 | NS      | $14379.75     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams-Sonoma Inc                                          | Williams-Sonoma Inc                                          | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Long             | EC               | CORP              | US        |       304 | NS      | $41021.76     | 0.79%             |  |  |  | No            |                  1 | On Loan: —       |
| Unilever PLC                                                 | Unilever PLC                                                 | CUSIP: 000000000<br>LEI: 549300MKFYEKVRWML317 | Long             | EC               | CORP              | GB        |      3012 | NS      | $152346.51    | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| SIG Group AG                                                 | SIG Group AG                                                 | CUSIP: 000000000<br>LEI: 5493004Z6P7TSVB1L042 | Long             | EC               | CORP              | CH        |      1522 | NS      | $37472.26     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Henkel AG & Co KGaA                                          | Henkel AG & Co KGaA                                          | CUSIP: 000000000<br>LEI: 549300VZCL1HTH4O4Y49 | Long             | EP               | CORP              | DE        |      1918 | NS      | $136230.76    | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaria Energia y Medio Ambien                               | Solaria Energia y Medio Ambiente SA                          | CUSIP: 000000000<br>LEI: 959800PM2YJU406K2789 | Long             | EC               | CORP              | ES        |       695 | NS      | $14178.98     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| adidas AG                                                    | adidas AG                                                    | CUSIP: 000000000<br>LEI: 549300JSX0Z4CW0V5023 | Long             | EC               | CORP              | DE        |       698 | NS      | $111723.06    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dfds A/S                                                     | Dfds A/S                                                     | CUSIP: 000000000<br>LEI: 549300JZVW1Y1UZ5UK38 | Long             | EC               | CORP              | DK        |       351 | NS      | $13148.79     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ANDRITZ AG                                                   | ANDRITZ AG                                                   | CUSIP: 000000000<br>LEI: 549300VZKC61IR5U8G96 | Long             | EC               | CORP              | AT        |       228 | NS      | $13569.51     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Givaudan SA                                                  | Givaudan SA                                                  | CUSIP: 000000000<br>LEI: 213800SVRMQA1TD91D41 | Long             | EC               | CORP              | CH        |        36 | NS      | $115826.94    | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordex SE                                                    | Nordex SE                                                    | CUSIP: 000000000<br>LEI: 529900HVDYCUWVD0OE76 | Long             | EC               | CORP              | DE        |       996 | NS      | $15024.86     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Severn Trent PLC                                             | Severn Trent PLC                                             | CUSIP: 000000000<br>LEI: 213800RPBXRETY4A4C59 | Long             | EC               | CORP              | GB        |      1163 | NS      | $40318.71     | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Holdings Inc                                           | Crown Holdings Inc                                           | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |       545 | NS      | $48047.20     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                                                   | Ecolab Inc                                                   | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |      1006 | NS      | $155758.98    | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                                           | Enphase Energy Inc                                           | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |       469 | NS      | $103827.22    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| STMicroelectronics NV                                        | STMicroelectronics NV                                        | CUSIP: 000000000<br>LEI: 213800Z8NOHIKRI42W10 | Long             | EC               | CORP              | CH        |      3045 | NS      | $142565.41    | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co                                 | Graphic Packaging Holding Co                                 | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1405 | NS      | $33846.45     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                                                 | Xylem Inc/NY                                                 | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |       829 | NS      | $86224.29     | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Bakkafrost P/F                                               | Bakkafrost P/F                                               | CUSIP: 000000000<br>LEI: 2138007LH7OP4V112978 | Long             | EC               | CORP              | FO        |       230 | NS      | $14219.21     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                                                     | NIKE Inc                                                     | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      1414 | NS      | $180044.62    | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Iberdrola SA                                                 | Iberdrola SA                                                 | CUSIP: 000000000<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |     13528 | NS      | $157866.09    | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Corp                                    | Brookfield Renewable Corp                                    | CUSIP: 11284V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       796 | NS      | $25089.92     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Kurita Water Industries Ltd                                  | Kurita Water Industries Ltd                                  | CUSIP: 000000000<br>LEI: 52990086GS2ON69UMX34 | Long             | EC               | CORP              | JP        |       271 | NS      | $12169.94     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Encavis AG                                                   | Encavis AG                                                   | CUSIP: 000000000<br>LEI: 391200ECRGNL09Y2KJ67 | Long             | EC               | CORP              | DE        |       609 | NS      | $11710.14     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EDP - Energias de Portugal SA                                | EDP - Energias de Portugal SA                                | CUSIP: 000000000<br>LEI: 529900CLC3WDMGI9VH80 | Long             | EC               | CORP              | PT        |     12131 | NS      | $60050.94     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SolarEdge Technologies Inc                                   | SolarEdge Technologies Inc                                   | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               | CORP              | IL        |       257 | NS      | $82016.41     | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc                                              | First Solar Inc                                              | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |       469 | NS      | $83294.40     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Thule Group AB                                               | Thule Group AB                                               | CUSIP: 000000000<br>LEI: 549300XHHOGBOERKU333 | Long             | EC               | CORP              | SE        |       525 | NS      | $12490.93     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Legrand SA                                                   | Legrand SA                                                   | CUSIP: 000000000<br>LEI: 969500XXRPGD7HCAFA90 | Long             | EC               | CORP              | FR        |      1168 | NS      | $103662.11    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Verbund AG                                                   | Verbund AG                                                   | CUSIP: 000000000<br>LEI: 5299006UDSEJCTTEJS30 | Long             | EC               | CORP              | AT        |       551 | NS      | $46706.07     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dassault Systemes SE                                         | Dassault Systemes SE                                         | CUSIP: 000000000<br>LEI: 96950065LBWY0APQIM86 | Long             | EC               | CORP              | FR        |      3082 | NS      | $114005.58    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Signify NV                                                   | Signify NV                                                   | CUSIP: 000000000<br>LEI: 549300072P3J1X8NZO35 | Long             | EC               | CORP              | NL        |       366 | NS      | $13153.06     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirax-Sarco Engineering PLC                                 | Spirax-Sarco Engineering PLC                                 | CUSIP: 000000000<br>LEI: 213800WFVZQMHOZP2W17 | Long             | EC               | CORP              | GB        |       338 | NS      | $47977.79     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Zalando SE                                                   | Zalando SE                                                   | CUSIP: 000000000<br>LEI: 529900YRFFGH5AXU4S86 | Long             | EC               | CORP              | DE        |      1095 | NS      | $50648.97     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Nippon Yusen KK                                              | Nippon Yusen KK                                              | CUSIP: 000000000<br>LEI: 353800YPW4XM0ZN5I149 | Long             | EC               | CORP              | JP        |      1654 | NS      | $39109.92     | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| SITC International Holdings Co                               | SITC International Holdings Co Ltd                           | CUSIP: 000000000<br>LEI: 529900JUV4MOM9CE3V12 | Long             | EC               | CORP              | HK        |      6495 | NS      | $14152.44     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                               | Microsoft Corp                                               | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       605 | NS      | $149925.05    | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc                                       | Ormat Technologies Inc                                       | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |       259 | NS      | $23970.45     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Avangrid Inc                                                 | Avangrid Inc                                                 | CUSIP: 05351W103<br>LEI: 549300OX0Q38NLSKPB49 | Long             | EC               | CORP              | US        |       292 | NS      | $12313.64     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Orsted AS                                                    | Orsted AS                                                    | CUSIP: 000000000<br>LEI: W9NG6WMZIYEU8VEDOG48 | Long             | EC               | CORP              | DK        |       873 | NS      | $77106.63     | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Yaskawa Electric Corp                                        | Yaskawa Electric Corp                                        | CUSIP: 000000000<br>LEI: 3538003K39GR98R0CK58 | Long             | EC               | CORP              | JP        |       741 | NS      | $28661.08     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| TOTO Ltd                                                     | TOTO Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |       365 | NS      | $14089.74     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Burberry Group PLC                                           | Burberry Group PLC                                           | CUSIP: 000000000<br>LEI: 213800PE1KEFCNFR1R50 | Long             | EC               | CORP              | GB        |      1777 | NS      | $53838.54     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingspan Group PLC                                           | Kingspan Group PLC                                           | CUSIP: 000000000<br>LEI: 635400HM7V74SUB9OG75 | Long             | EC               | CORP              | IE        |       706 | NS      | $45084.87     | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Nitto Denko Corp                                             | Nitto Denko Corp                                             | CUSIP: 000000000<br>LEI: 3538009GX5P09USH2J25 | Long             | EC               | CORP              | JP        |       451 | NS      | $28992.73     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingfisher PLC                                               | Kingfisher PLC                                               | CUSIP: 000000000<br>LEI: 213800KBMEV7I92FY281 | Long             | EC               | CORP              | GB        |      8955 | NS      | $30758.42     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Societe BIC SA                                               | Societe BIC SA                                               | CUSIP: 000000000<br>LEI: 969500UR00DF63I0VH67 | Long             | EC               | CORP              | FR        |       190 | NS      | $13763.48     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Neoen SA                                                     | Neoen SA                                                     | CUSIP: 000000000<br>LEI: 969500C0AIAGQWZGJO13 | Long             | EC               | CORP              | FR        |       315 | NS      | $11744.46     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc                                      | Rockwell Automation Inc                                      | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |       532 | NS      | $150039.96    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| United Utilities Group PLC                                   | United Utilities Group PLC                                   | CUSIP: 000000000<br>LEI: 2138002IEYQAOC88ZJ59 | Long             | EC               | CORP              | GB        |      3161 | NS      | $41172.23     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc                                       | Skyworks Solutions Inc                                       | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |       740 | NS      | $81155.80     | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| AP Moller - Maersk A/S                                       | AP Moller - Maersk A/S                                       | CUSIP: 000000000<br>LEI: 549300D2K6PKKKXVNN73 | Long             | EC               | CORP              | DK        |        46 | NS      | $99490.50     | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ