# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-010169
**Filing Date:** 2023-1
**Character Count:** 177903
**Document Hash:** d8d1b131b3f7895c4ab1d45f5943dfc5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-010169.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001752724-23-010169

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230124

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23549210

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers MSCI China A Inclusion Equity ETF (Series ID: S000044470)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000138368 | Xtrackers MSCI China A Inclusion Equity ETF | ASHX            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers MSCI China A Inclusion Equity ETF

- **b. EDGAR series identifier (if any):** S000044470

- **c. LEI of Series:** 5493004Q58SKLJOH6D10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5488947.56

**Total Liabilities:** $30695.75

**Net Assets:** $5458251.81

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000138368 | -9.53%               | -9.55%               | 12.99%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-292.30                 | $-561473.62                                |
| Month 2  | $-256.17                 | $-507139.41                                |
| Month 3  | $-28813.84               | $657477.29                                 |

### Schedule of Portfolio Investments

| Name                           | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |      5500 | NS      | $19636.34     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| BTBP                           | Beijing Tiantan Biological Products Corp Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1608 | NS      | $5032.70      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |      3008 | NS      | $8017.31      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIJI INFORMATION              | Beijing Shiji Information Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1736 | NS      | $3636.91      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| XXJC                           | GCL System Integration Technology Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6100 | NS      | $2781.51      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd            | Sailun Group Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |      3300 | NS      | $4444.38      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |      2009 | NS      | $10530.62     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |      7731 | NS      | $14733.93     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| QIXIANG TENGDA                 | Zibo Qixiang Tengda Chemical Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2800 | NS      | $2948.80      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1308 | NS      | $12144.64     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Jafron Biomedical Co Ltd       | Jafron Biomedical Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       950 | NS      | $4247.38      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SENIOR                         | Shenzhen Senior Technology Material Co Ltd                      | CUSIP: 000000000<br>LEI: 836800ECUYIXOTXAMW45 | Long             | EC               | CORP              | CN        |      1198 | NS      | $3867.87      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8127 | NS      | $17416.11     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| HAIGE COMMUNICATIONS           | Guangzhou Haige Communications Group Inc Co                     | CUSIP: 000000000<br>LEI: 300300DDUUICKXUNQI85 | Long             | EC               | CORP              | CN        |      1800 | NS      | $2200.59      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |      6620 | NS      | $5682.12      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |     12598 | NS      | $9319.27      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3600 | NS      | $12837.63     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| HUADIAN POWER                  | Huadian Power International Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |      7700 | NS      | $6413.45      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |     13408 | NS      | $8460.98      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |      2300 | NS      | $10383.78     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Great Wall Securities Co | China Great Wall Securities Co Ltd                              | CUSIP: 000000000<br>LEI: 300300E1006344000004 | Long             | EC               | CORP              | CN        |      2700 | NS      | $3323.76      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| KINLONG                        | Guangdong Kinlong Hardware Products Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $4401.61      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |      6240 | NS      | $11645.69     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| JZEG                           | Jizhong Energy Resources Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RB4ZPQVWNPOM87 | Long             | EC               | CORP              | CN        |      3300 | NS      | $3237.78      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GLGF                           | China Rare Earth Resources And Technology Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1100 | NS      | $5088.83      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8100 | NS      | $7512.76      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CQRC BANK                      | Chongqing Rural Commercial Bank Co Ltd                          | CUSIP: 000000000<br>LEI: 300300C1126750000027 | Long             | EC               | CORP              | CN        |      9300 | NS      | $4752.70      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianma Microelectronics Co Ltd | Tianma Microelectronics Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300KWFVVYL0LL8S83 | Long             | EC               | CORP              | CN        |      2500 | NS      | $3232.84      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Faratronic Co Ltd       | Xiamen Faratronic Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $4461.04      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVZON GROUP                   | Livzon Pharmaceutical Group Inc                                 | CUSIP: 000000000<br>LEI: 529900Y4GWTVVTORJ443 | Long             | EC               | CORP              | CN        |       600 | NS      | $3203.48      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |     12850 | NS      | $22911.61     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |     10600 | NS      | $15517.93     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |      2270 | NS      | $10674.55     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Mining Co Ltd          | Western Mining Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300QBV4A9N1NDK519 | Long             | EC               | CORP              | CN        |      2100 | NS      | $3231.43      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengtong Optic-electric Co Ltd | Hengtong Optic-electric Co Ltd                                  | CUSIP: 000000000<br>LEI: 655600VKTXMT2WKBE151 | Long             | EC               | CORP              | CN        |      2300 | NS      | $5325.01      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5400 | NS      | $8103.56      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENZHEN KSTAR SCIENCE AN      | SHENZHEN KSTAR SCIENCE AN                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       600 | NS      | $4332.57      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Joinn Laboratories China Co Lt | Joinn Laboratories China Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       420 | NS      | $3446.66      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai M&G Stationery Inc    | Shanghai M&G Stationery Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $6070.68      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |      6900 | NS      | $10451.96     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hunan Valin Steel Co Ltd       | Hunan Valin Steel Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003007J7HWD6GTNJ656 | Long             | EC               | CORP              | CN        |      7200 | NS      | $4878.91      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DFD                            | Do-Fluoride New Materials Co Ltd                                | CUSIP: 000000000<br>LEI: 300300Q9KUCF6Y6SB977 | Long             | EC               | CORP              | CN        |       800 | NS      | $4302.93      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Lingyi iTech Guangdong Co      | Lingyi iTech Guangdong Co                                       | CUSIP: 000000000<br>LEI: 300300NKC44D46I52N38 | Long             | EC               | CORP              | CN        |      7700 | NS      | $5348.17      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |      1601 | NS      | $14128.30     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2245 | NS      | $6104.10      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DMEGC                          | Hengdian Group DMEGC Magnetics Co Ltd                           | CUSIP: 000000000<br>LEI: 655600E3R8NAYSJHBN36 | Long             | EC               | CORP              | CN        |      1600 | NS      | $4413.61      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Youngy Co Ltd                  | Youngy Co Ltd                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $3472.83      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxin Cement Co Ltd           | Huaxin Cement Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300SD5S95ZOS05G37 | Long             | EC               | CORP              | CN        |      1600 | NS      | $3505.59      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhefu Holding Group Co Ltd     | Zhefu Holding Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 30030076Y21FIWN1VY24 | Long             | EC               | CORP              | CN        |      6000 | NS      | $3489.78      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Topchoice Medical Corp         | Topchoice Medical Corp                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $5357.91      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| AVIC CAPITAL                   | AVIC Industry-Finance Holdings Co Ltd                           | CUSIP: 000000000<br>LEI: 300300459IU931EYE898 | Long             | EC               | CORP              | CN        |      9710 | NS      | $4674.37      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CRSC                     | China Railway Signal & Communication Corp Ltd                   | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |      7720 | NS      | $5122.29      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Friendess Electronic  | Shanghai Friendess Electronic Technology Corp Ltd               | CUSIP: 000000000<br>LEI: 549300YYZ76IVQGGBM98 | Long             | EC               | CORP              | CN        |       128 | NS      | $4200.38      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ASYMCHEM                       | Asymchem Laboratories Tianjin Co Ltd                            | CUSIP: 000000000<br>LEI: 8368002CY8G4Q85YRQ60 | Long             | EC               | CORP              | CN        |       320 | NS      | $6060.69      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |      2400 | NS      | $130443.07    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICOPTER PLC                  | AVICOPTER PLC                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       700 | NS      | $4741.41      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |       450 | NS      | $5628.53      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CNGR Advanced Material Co Ltd  | CNGR Advanced Material Co Ltd                                   | CUSIP: 000000000<br>LEI: 213800FP1O8DBRF5AI17 | Long             | EC               | CORP              | CN        |       400 | NS      | $4276.39      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |     13508 | NS      | $35278.64     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Porton Pharma Solutions Ltd    | Porton Pharma Solutions Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $2947.67      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Ginlong Technologies Co Ltd    | Ginlong Technologies Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       350 | NS      | $9769.40      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |      7033 | NS      | $30689.42     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $4271.30      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |      3672 | NS      | $7444.00      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |     29200 | NS      | $23908.92     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |      1500 | NS      | $8735.03      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Securities Co Ltd      | Western Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1010661000039 | Long             | EC               | CORP              | CN        |      4600 | NS      | $4162.60      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunda Holding Co Ltd           | Yunda Holding Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300HU5TWO2S5DH054 | Long             | EC               | CORP              | CN        |      3210 | NS      | $5573.90      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |      6880 | NS      | $12694.43     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNCTD                         | CNNC Hua Yuan Titanium Dioxide Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3190 | NS      | $3143.37      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Lion Electronics Co L | Hangzhou Lion Electronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       700 | NS      | $4582.31      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9799 | NS      | $27902.09     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| YQMY                           | Shan Xi Hua Yang Group New Energy Co Ltd                        | CUSIP: 000000000<br>LEI: 300300L5SFN6WQCTM144 | Long             | EC               | CORP              | CN        |      2200 | NS      | $5245.67      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SCG                            | Shanghai Construction Group Co Ltd                              | CUSIP: 000000000<br>LEI: 3003009M1GRD07UMUZ33 | Long             | EC               | CORP              | CN        |      8700 | NS      | $3426.67      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6220 | NS      | $14751.93     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |       580 | NS      | $6184.38      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP DEV                 | COSCO SHIPPING Development Co Ltd                               | CUSIP: 000000000<br>LEI: 529900CWRQN9ME25NV73 | Long             | EC               | CORP              | CN        |     10800 | NS      | $3994.61      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Guolian Securities Co Ltd      | Guolian Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900KPCMJWM8DFU805 | Long             | EC               | CORP              | CN        |      2100 | NS      | $3261.08      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sangfor Technologies Inc       | Sangfor Technologies Inc                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $6337.50      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| pingmei coal                   | Pingdingshan Tianan Coal Mining Co Ltd                          | CUSIP: 000000000<br>LEI: 3003003BTKNO2P0KDH38 | Long             | EC               | CORP              | CN        |      2200 | NS      | $3826.33      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SHRC                           | Shenghe Resources Holding Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1900 | NS      | $3908.07      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DATANG POWER                   | Datang International Power Generation Co Ltd                    | CUSIP: 000000000<br>LEI: 213800VW156IS7SJUL96 | Long             | EC               | CORP              | CN        |      7800 | NS      | $3292.42      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Angel Yeast Co Ltd             | Angel Yeast Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003002K1DZ78FXZXI48 | Long             | EC               | CORP              | CN        |      1000 | NS      | $6155.11      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Supcon Technology Co  | Zhejiang Supcon Technology Co Ltd                               | CUSIP: 000000000<br>LEI: 836800CSSWUYIZYJGO52 | Long             | EC               | CORP              | CN        |       400 | NS      | $5134.71      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WOLWO PHARMA                   | Zhejiang Wolwo Bio-Pharmaceutical Co Ltd                        | CUSIP: 000000000<br>LEI: 3003000DMXTOIP2M8505 | Long             | EC               | CORP              | CN        |       500 | NS      | $3574.48      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |      9700 | NS      | $7654.78      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |      1700 | NS      | $6297.41      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Seazen Holdings Co Ltd         | Seazen Holdings Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300TGAEBDZS3VS786 | Long             | EC               | CORP              | CN        |      1913 | NS      | $6152.02      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SHENHUO CO.LTD                 | Henan Shenhuo Coal & Power Co Ltd                               | CUSIP: 000000000<br>LEI: 300300GF8XK44CSHXV64 | Long             | EC               | CORP              | CN        |      2100 | NS      | $4974.62      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |     12093 | NS      | $33836.60     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1184 | NS      | $11247.38     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |       500 | NS      | $15732.93     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Securities Co Ltd    | Southwest Securities Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300E1009950000030 | Long             | EC               | CORP              | CN        |      7200 | NS      | $4065.76      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FangDa Carbon                  | Fangda Carbon New Material Co Ltd                               | CUSIP: 000000000<br>LEI: 300300O5JPB0SVAI9Q63 | Long             | EC               | CORP              | CN        |      4273 | NS      | $3884.79      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FULING ZHACAI                  | Chongqing Fuling Zhacai Group Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $3210.68      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MEINIAN ONEHEALTH              | Meinian Onehealth Healthcare Holdings Co Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4132 | NS      | $3109.11      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Keda Industrial Group Co Ltd   | Keda Industrial Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300J9W79188WE1R80 | Long             | EC               | CORP              | CN        |      1800 | NS      | $4063.22      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1351 | NS      | $7510.69      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Joincare                       | Joincare Pharmaceutical Group Industry Co Ltd                   | CUSIP: 000000000<br>LEI: 3003006PUWUKPH72TS46 | Long             | EC               | CORP              | CN        |      1300 | NS      | $2235.32      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |     21185 | NS      | $52935.96     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI FUDAN MICROELE-D      | SHANGHAI FUDAN MICROELE-D                                       | CUSIP: 000000000<br>LEI: 300300MN0B6IF027O317 | Long             | EC               | CORP              | CN        |       500 | NS      | $5376.54      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yangnong Chemical              | Jiangsu Yangnong Chemical Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $4482.50      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Natural Gas Co Ltd         | ENN Natural Gas Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300KVDMGNQNP52Z98 | Long             | EC               | CORP              | CN        |      2500 | NS      | $6564.51      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHONGTAI CHEMICAL              | Xinjiang Zhongtai Chemical Co Ltd                               | CUSIP: 000000000<br>LEI: 3003007INCLFKEH1K579 | Long             | EC               | CORP              | CN        |      2700 | NS      | $2481.38      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SRBG                           | Sichuan Road and Bridge Group Co Ltd                            | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |      5200 | NS      | $8610.94      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Changjiang Securities Co Ltd   | Changjiang Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1003242000047 | Long             | EC               | CORP              | CN        |      5600 | NS      | $4442.97      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DASHENLIN PHARMACEUTICAL GROUP | DaShenLin Pharmaceutical Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300TO4U1GUOTTHK82 | Long             | EC               | CORP              | CN        |       936 | NS      | $5577.51      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3954 | NS      | $87558.42     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Haitong Securities Co Ltd      | Haitong Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1003931000068 | Long             | EC               | CORP              | CN        |      8914 | NS      | $11250.17     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     10200 | NS      | $13175.60     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Nanjing Securities Co Ltd      | Nanjing Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1008732000033 | Long             | EC               | CORP              | CN        |      4200 | NS      | $5057.63      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Tuopu Group Co Ltd      | Ningbo Tuopu Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $11433.25     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |      4900 | NS      | $8522.28      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| huahaipharm                    | Zhejiang Huahai Pharmaceutical Co Ltd                           | CUSIP: 000000000<br>LEI: 300300A5ITVN4JK5AS34 | Long             | EC               | CORP              | CN        |      1420 | NS      | $4069.43      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |      2244 | NS      | $5505.82      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |     18700 | NS      | $11958.83     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |     23100 | NS      | $17479.37     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |      3753 | NS      | $10834.80     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SLHC                           | Shanghai Lingang Holdings Corp Ltd                              | CUSIP: 000000000<br>LEI: 300300A3R98BIKL5XH91 | Long             | EC               | CORP              | CN        |      2500 | NS      | $4457.51      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JINJIANG SHARES                | Shanghai Jinjiang International Hotels Co Ltd                   | CUSIP: 000000000<br>LEI: 300300KOJEHP8FQX5092 | Long             | EC               | CORP              | CN        |       900 | NS      | $7051.55      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengtun Mining Group Co Ltd   | Chengtun Mining Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 213800BAQT9T6LO1P311 | Long             | EC               | CORP              | CN        |      2700 | NS      | $2321.29      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       512 | NS      | $8320.17      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| JUMPCAN PHARMACEUTICAL CO., LT | Hubei Jumpcan Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $4157.24      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5000 | NS      | $37410.62     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd          | Zhejiang Juhua Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2500 | NS      | $5946.88      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |      4300 | NS      | $8061.49      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGTAI TECHNOLOGY             | Zhejiang Yongtai Technology Co Ltd                              | CUSIP: 000000000<br>LEI: 300300F4QO27E3PN7473 | Long             | EC               | CORP              | CN        |       900 | NS      | $3281.83      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $8614.89      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Securities Co Ltd       | Shanxi Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1007214000085 | Long             | EC               | CORP              | CN        |      3680 | NS      | $2898.89      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1250 | NS      | $282167.84    | 5.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |      4200 | NS      | $14568.12     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovctek China Inc               | Ovctek China Inc                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       860 | NS      | $3824.35      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Swellfun Co Ltd        | Sichuan Swellfun Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $4425.75      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BOC International China Co Ltd | BOC International China Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003007E9G154XL2PS13 | Long             | EC               | CORP              | CN        |      2800 | NS      | $4450.88      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |       696 | NS      | $7638.41      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Ronbay New Energy Techn | Ningbo Ronbay New Energy Technology Co Ltd                      | CUSIP: 000000000<br>LEI: 836800IZGSNBP6FLFG39 | Long             | EC               | CORP              | CN        |       469 | NS      | $5112.72      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOMATECH                     | Sinoma Science & Technology Co Ltd                              | CUSIP: 000000000<br>LEI: 300300XZFDR8F1T64T13 | Long             | EC               | CORP              | CN        |      1800 | NS      | $5915.68      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Shangji Automation Co Ltd | Wuxi Shangji Automation Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       420 | NS      | $6901.62      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloomage Biotechnology Corp Lt | Bloomage Biotechnology Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000JYMDZWD0IUE82 | Long             | EC               | CORP              | CN        |       303 | NS      | $4636.83      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SUN PAPER                      | Shandong Sun Paper Industry JSC Ltd                             | CUSIP: 000000000<br>LEI: 3003003IDX6WN6H5CH12 | Long             | EC               | CORP              | CN        |      3100 | NS      | $4805.22      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |      4237 | NS      | $9672.03      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd       | YTO Express Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3700 | NS      | $10143.78     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |     37671 | NS      | $18719.70     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNZHENG                       | Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd | CUSIP: 000000000<br>LEI: 3003006C9ZMCTO771B16 | Long             | EC               | CORP              | CN        |      9195 | NS      | $5451.93      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGJIE TECHNOLOGY             | Yangzhou Yangjie Electronic Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 6556009FCJ7O8QPFTC19 | Long             | EC               | CORP              | CN        |       500 | NS      | $3996.58      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |     10000 | NS      | $7693.88      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co.,Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $5589.99      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2380 | NS      | $19554.60     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |      1758 | NS      | $7490.09      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Chengxin Lithium Group Co Ltd  | Chengxin Lithium Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300LUBPEGH8SHWI63 | Long             | EC               | CORP              | CN        |       800 | NS      | $4786.30      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongxing Securities Co Ltd     | Dongxing Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003005E7NY9IQW9AF89 | Long             | EC               | CORP              | CN        |      3100 | NS      | $3610.48      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |      1700 | NS      | $8445.34      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Proya Cosmetics Co Ltd         | Proya Cosmetics Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       140 | NS      | $3351.60      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |      7585 | NS      | $9562.16      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BBMG Corp                      | BBMG Corp                                                       | CUSIP: 000000000<br>LEI: 529900T6R2GKVJ9Y2J16 | Long             | EC               | CORP              | CN        |      9500 | NS      | $3580.83      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HBC                            | Sichuan Hebang Biotechnology Co Ltd                             | CUSIP: 000000000<br>LEI: 30030072W72E4N589G74 | Long             | EC               | CORP              | CN        |      9200 | NS      | $4117.14      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6840 | NS      | $25656.46     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| YUTO TECH.                     | Shenzhen YUTO Packaging Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300FSMGQ1XKYWTT66 | Long             | EC               | CORP              | CN        |       900 | NS      | $4172.48      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |      4064 | NS      | $16402.76     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |     19866 | NS      | $36542.97     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Raytron Technology Co Ltd      | Raytron Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       495 | NS      | $2830.15      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| THCJ                           | Suzhou TA&A Ultra Clean Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 8368000VRYF7HAR81G71 | Long             | EC               | CORP              | CN        |       600 | NS      | $5158.43      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Walvax Biotechnology Co Ltd    | Walvax Biotechnology Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300H82R2DIQXA8N24 | Long             | EC               | CORP              | CN        |      1700 | NS      | $10144.49     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |     26700 | NS      | $16811.06     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |       700 | NS      | $10010.52     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| PGVT                           | Pangang Group Vanadium Titanium & Resources Co Ltd              | CUSIP: 000000000<br>LEI: 300300ONZYFDMNITT218 | Long             | EC               | CORP              | CN        |      9700 | NS      | $7408.29      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Guanghui Energy Co Ltd         | Guanghui Energy Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300763Q4WLOKZPD04 | Long             | EC               | CORP              | CN        |      7200 | NS      | $10875.90     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDWIND                       | Xinjiang Goldwind Science & Technology Co Ltd                   | CUSIP: 000000000<br>LEI: 3003008X6GR2ZPYM2V54 | Long             | EC               | CORP              | CN        |      3743 | NS      | $6081.97      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |      5700 | NS      | $10637.89     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |     32700 | NS      | $20358.01     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     40300 | NS      | $28047.94     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7168 | NS      | $27423.09     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |     15299 | NS      | $16004.06     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2217 | NS      | $9001.27      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |     13223 | NS      | $11181.65     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9728 | NS      | $17015.47     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| YUYUE MEDICAL                  | Jiangsu Yuyue Medical Equipment & Supply Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $6227.39      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |      4072 | NS      | $7829.50      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Yintai Gold Co Ltd             | Yintai Gold Co Ltd                                              | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |      2880 | NS      | $5814.03      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Joyson Electronic Corp  | Ningbo Joyson Electronic Corp                                   | CUSIP: 000000000<br>LEI: 300300XPY07RUN7V4863 | Long             | EC               | CORP              | CN        |      1300 | NS      | $2741.85      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tongrentang Co Ltd     | Beijing Tongrentang Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1400 | NS      | $9714.06      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIXING NBM                    | Zhejiang Weixing New Building Materials Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1700 | NS      | $5210.24      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HUATIAN TECH                   | Tianshui Huatian Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $3979.93      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |     43631 | NS      | $18416.85     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       712 | NS      | $10130.86     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIFENG GOLD                   | Chifeng Jilong Gold Mining Co Ltd                               | CUSIP: 000000000<br>LEI: 300300PUFBCIZ7STN538 | Long             | EC               | CORP              | CN        |      1700 | NS      | $4730.26      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIO.                    | Hualan Biological Engineering Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1840 | NS      | $5314.62      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing United Information Tec | Beijing United Information Technology Co Ltd                    | CUSIP: 000000000<br>LEI: 836800DCWW5IYKEAGS46 | Long             | EC               | CORP              | CN        |       535 | NS      | $7789.11      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| YONGXING MATERIALS             | YongXing Special Materials Technology Co Ltd                    | CUSIP: 000000000<br>LEI: 300300ULJO6T9VWWOQ73 | Long             | EC               | CORP              | CN        |       400 | NS      | $5944.48      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| EASPRING                       | Beijing Easpring Material Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $4325.51      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Suzhou Co Ltd          | Bank of Suzhou Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1115332000047 | Long             | EC               | CORP              | CN        |      3400 | NS      | $3710.29      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |     42400 | NS      | $35195.91     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1600 | NS      | $6952.45      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Medicine Co Lt | Jiangsu Hengrui Medicine Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6276 | NS      | $35289.24     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |      5485 | NS      | $37222.01     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |      1900 | NS      | $6753.96      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxi Securities Co Ltd        | Huaxi Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300D66HSOBZQCV606 | Long             | EC               | CORP              | CN        |      2800 | NS      | $3371.76      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |      7750 | NS      | $6389.45      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2600 | NS      | $5538.75      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |     22800 | NS      | $68301.35     | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianjin 712 Communication & Br | Tianjin 712 Communication & Broadcasting Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $4196.77      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| WEIMING                        | Zhejiang Weiming Environment Protection Co Ltd                  | CUSIP: 000000000<br>LEI: 300300MI4URDDZP5ZT02 | Long             | EC               | CORP              | CN        |      1590 | NS      | $4579.06      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |     12500 | NS      | $7093.90      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Dingli                | Zhejiang Dingli Machinery Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       580 | NS      | $4157.86      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| STSS                           | Shanxi Taigang Stainless Steel Co Ltd                           | CUSIP: 000000000<br>LEI: 300300TSZ3ZVPD82J476 | Long             | EC               | CORP              | CN        |      6300 | NS      | $4011.12      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| YYTM                           | Shanghai Yuyuan Tourist Mart Group Co Ltd                       | CUSIP: 000000000<br>LEI: 3003009LKEYMR1CGTI26 | Long             | EC               | CORP              | CN        |      3700 | NS      | $3802.61      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |     14500 | NS      | $15639.05     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |      6455 | NS      | $29260.76     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |      1964 | NS      | $7951.88      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |      6677 | NS      | $22943.04     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     37702 | NS      | $19054.45     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| NANJING KING-FRIEND BIOCHEMICA | Nanjing King-Friend Biochemical Pharmaceutical Co Ltd           | CUSIP: 000000000<br>LEI: 655600XP89T7FDWYHL68 | Long             | EC               | CORP              | CN        |      1623 | NS      | $4021.10      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINASOFT                      | China National Software & Service Co Ltd                        | CUSIP: 000000000<br>LEI: 3003006LDUEHU3TGWS06 | Long             | EC               | CORP              | CN        |       600 | NS      | $5480.30      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |     14135 | NS      | $11912.95     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |     20500 | NS      | $17016.89     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |      5900 | NS      | $13334.98     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| THUNDERSOFT                    | Thunder Software Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $6465.68      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTURY HUATONG                | Zhejiang Century Huatong Group Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8220 | NS      | $4572.11      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Energy Group Co Ltd   | Shenzhen Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300CCBNLFTQ4T2443 | Long             | EC               | CORP              | CN        |      4200 | NS      | $3646.48      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomed | Shenzhen New Industries Biomedical Engineering Co Ltd           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       700 | NS      | $4858.02      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |      9100 | NS      | $6872.97      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |      5200 | NS      | $6181.08      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuffs Group Co Ltd   | Wens Foodstuffs Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |      6744 | NS      | $17099.09     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBAM APPLIANCES               | Hangzhou Robam Appliances Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1100 | NS      | $4034.42      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hesteel Co Ltd                 | Hesteel Co Ltd                                                  | CUSIP: 000000000<br>LEI: 300300AZISPESC4OA235 | Long             | EC               | CORP              | CN        |     11200 | NS      | $3857.95      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |      6400 | NS      | $22162.90     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Juneyao Airlines Co Ltd        | Juneyao Airlines Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1800 | NS      | $3997.15      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |       500 | NS      | $6310.40      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Gemdale Corp                   | Gemdale Corp                                                    | CUSIP: 000000000<br>LEI: 300300VAI0OCY3OKWO66 | Long             | EC               | CORP              | CN        |      4722 | NS      | $7799.39      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |      3486 | NS      | $7160.44      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Yuexiu Financial Hol | Guangzhou Yuexiu Financial Holdings Group Co Ltd                | CUSIP: 000000000<br>LEI: 30030007BQQDXTYNQY69 | Long             | EC               | CORP              | CN        |      3867 | NS      | $3493.84      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Chacha Food Co Ltd             | Chacha Food Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AJZ9YPIRBJZN87 | Long             | EC               | CORP              | CN        |       200 | NS      | $1316.57      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENCUT COAL                   | Inner Mongolia Dian Tou Energy Corp Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1800 | NS      | $3417.78      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kangmei Pharmaceutical Co Ltd  | Kangmei Pharmaceutical Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003006FRNBUUTVKBB50 | Long             | EC               | CORP              | CN        |     12413 | NS      | $4713.88      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |      3264 | NS      | $9077.48      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuchan Zhongda Group Co Ltd    | Wuchan Zhongda Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PA9D9DEGG5M059 | Long             | EC               | CORP              | CN        |      5500 | NS      | $3532.83      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Skshu Paint Co Ltd             | Skshu Paint Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       340 | NS      | $5781.42      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HUBEI FEILIHUA QUARTZ GLA      | HUBEI FEILIHUA QUARTZ GLA                                       | CUSIP: 000000000<br>LEI: 300300D7Q9Z0S7B25G79 | Long             | EC               | CORP              | CN        |       500 | NS      | $4069.99      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |      4600 | NS      | $8546.00      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Meheco Co Ltd            | China Meheco Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300PBRRWGVD4VNQ86 | Long             | EC               | CORP              | CN        |      1400 | NS      | $3324.32      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan DR Laser Technology Corp | Wuhan DR Laser Technology Corp Ltd                              | CUSIP: 000000000<br>LEI: 836800RAF3JVTRX1GR25 | Long             | EC               | CORP              | CN        |       200 | NS      | $3727.79      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |      3300 | NS      | $8599.93      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| StarPower Semiconductor Ltd    | StarPower Semiconductor Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $9543.24      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| China Baoan Group Co Ltd       | China Baoan Group Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300SWCZND4GQFVP61 | Long             | EC               | CORP              | CN        |      2700 | NS      | $4993.26      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |      9900 | NS      | $4891.62      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |     18084 | NS      | $15930.45     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |      4400 | NS      | $26908.54     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| TLYS                           | Tongling Nonferrous Metals Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |     11700 | NS      | $4839.52      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7700 | NS      | $7489.61      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |      3200 | NS      | $40431.70     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |      1860 | NS      | $10823.56     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |      4100 | NS      | $6905.15      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Yifeng Pharmacy Chain Co Ltd   | Yifeng Pharmacy Chain Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300CZZIF44N1EZO06 | Long             | EC               | CORP              | CN        |       786 | NS      | $7223.58      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Huagong Tech Co Ltd            | Huagong Tech Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300PJC3VZEBWN8591 | Long             | EC               | CORP              | CN        |      1200 | NS      | $2942.59      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |     19214 | NS      | $9032.56      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTONE                        | Westone Information Industry Inc                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $3978.80      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Yingjia                  | Anhui Yingjia Distillery Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001NVFR21G6ZPB16 | Long             | EC               | CORP              | CN        |       700 | NS      | $4723.62      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |      2700 | NS      | $15467.67     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Ming Yang Smart Energy Group L | Ming Yang Smart Energy Group Ltd                                | CUSIP: 000000000<br>LEI: 300300W76R6UJHEZL847 | Long             | EC               | CORP              | CN        |      2200 | NS      | $8314.19      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |     86717 | NS      | $35257.03     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |      1798 | NS      | $65873.32     | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1300 | NS      | $11837.28     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NINGBO ORIENT WIRES & CABLES   | Ningbo Orient Wires & Cables Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       700 | NS      | $7012.30      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| LEPU MEDICAL                   | Lepu Medical Technology Beijing Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007FXUYE3WNDDO39 | Long             | EC               | CORP              | CN        |      2000 | NS      | $6395.10      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| BTG Hotels Group Co Ltd        | BTG Hotels Group Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1000 | NS      | $3430.48      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1300 | NS      | $7704.33      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Yoke Technology Co Ltd | Jiangsu Yoke Technology Co Ltd                                  | CUSIP: 000000000<br>LEI: 6556004F7UD5F2TVRT68 | Long             | EC               | CORP              | CN        |       500 | NS      | $3783.41      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |     14200 | NS      | $13731.82     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SooChow Securities Co Ltd      | SooChow Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1008532000098 | Long             | EC               | CORP              | CN        |      5373 | NS      | $5241.36      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |      2636 | NS      | $29026.12     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |      3481 | NS      | $10565.54     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengyi Petrochemical Co Ltd    | Hengyi Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300QRLJCH8BPJVS66 | Long             | EC               | CORP              | CN        |      3960 | NS      | $4008.33      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE GOV MM SER INST       | DEUTSCHE GOV MM SER INST                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |     56478 | NS      | $56478.27     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongfa Technology Co Ltd       | Hongfa Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       420 | NS      | $2058.04      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1506 | NS      | $39546.70     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Tangshan Jidong Cement Co Ltd  | Tangshan Jidong Cement Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003008JAIR3NZT2IK64 | Long             | EC               | CORP              | CN        |      2400 | NS      | $2947.67      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Brewery Joint-Stock Co Ltd                       | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |      1524 | NS      | $30417.39     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| HDGF                           | WUS Printed Circuit Kunshan Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2210 | NS      | $3956.04      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |     22557 | NS      | $17960.13     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |      6800 | NS      | $29327.10     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $5366.80      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |      3577 | NS      | $9160.21      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaibei Mining Holdings Co Ltd | Huaibei Mining Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2300 | NS      | $4665.88      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |       800 | NS      | $3233.41      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |      2800 | NS      | $7648.71      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Shanshan Co Ltd         | Ningbo Shanshan Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300MXM0RPCBS6WT25 | Long             | EC               | CORP              | CN        |      2200 | NS      | $5981.75      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |      8762 | NS      | $16636.98     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |      4700 | NS      | $6582.01      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |     39838 | NS      | $26545.36     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Botanee Bio-Technology  | Yunnan Botanee Bio-Technology Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $5367.22      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SALUBRIS                       | Shenzhen Salubris Pharmaceuticals Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $5878.41      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| BRGF                           | Shanghai Bairun Investment Holding Group Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1092 | NS      | $5596.01      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuang-Chi Technologies Co Ltd  | Kuang-Chi Technologies Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $5447.55      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GAONA AERO MATERIAL CO LT      | GAONA AERO MATERIAL CO LT                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $3366.96      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| YUAN XING ENERGY               | Inner Mongolia Yuan Xing Energy Co Ltd                          | CUSIP: 000000000<br>LEI: 300300HF6XQ50FSVY467 | Long             | EC               | CORP              | CN        |      3700 | NS      | $4241.38      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |      7095 | NS      | $11017.78     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Meijin Energy Co Ltd    | Shanxi Meijin Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4500 | NS      | $6244.75      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |      1700 | NS      | $13576.38     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Kouzi Distillery Co Ltd  | Anhui Kouzi Distillery Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       700 | NS      | $4644.56      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       839 | NS      | $15574.13     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingenic Semiconductor Co Ltd   | Ingenic Semiconductor Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $5571.36      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1200 | NS      | $54989.38     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Liaoning Port Co Ltd           | Liaoning Port Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900N68F8UROUIBV86 | Long             | EC               | CORP              | CN        |     14800 | NS      | $3426.53      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNNER                         | Fujian Sunner Development Co Ltd                                | CUSIP: 000000000<br>LEI: 300300O2MSF659DM5M44 | Long             | EC               | CORP              | CN        |      1400 | NS      | $4952.88      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |     30327 | NS      | $30911.19     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |     16300 | NS      | $6788.26      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingtech Technology Co Ltd     | Wingtech Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1264 | NS      | $9828.56      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |      3000 | NS      | $10232.16     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen C & D Inc               | Xiamen C & D Inc                                                | CUSIP: 000000000<br>LEI: 300300NQXZDZZ0OSCN43 | Long             | EC               | CORP              | CN        |      3200 | NS      | $7033.76      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHENHUA                        | China Zhenhua Group Science & Technology Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $8058.11      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPCHEM                        | Shenzhen Capchem Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       720 | NS      | $4040.35      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |      2000 | NS      | $5048.32      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |     11749 | NS      | $8740.99      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |     12073 | NS      | $28377.78     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |      1295 | NS      | $10142.74     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1151 | NS      | $8628.17      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI PECHEM                | Sinopec Shanghai Petrochemical Co Ltd                           | CUSIP: 000000000<br>LEI: 5299008RZ0G8ACZ8ZU65 | Long             | EC               | CORP              | CN        |      6570 | NS      | $3051.48      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GW COMPOS                      | Weihai Guangwei Composites Co Ltd                               | CUSIP: 000000000<br>LEI: 6556005NSLA1CR4BUU74 | Long             | EC               | CORP              | CN        |       600 | NS      | $6021.56      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |      1500 | NS      | $19085.77     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Enlight Media Co Ltd   | Beijing Enlight Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003001OIMLU5YWOKG42 | Long             | EC               | CORP              | CN        |      2500 | NS      | $2922.26      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Chongqing Brewery Co Ltd       | Chongqing Brewery Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $7764.47      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |      1680 | NS      | $19210.71     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Energy New Material     | Yunnan Energy New Material Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $15808.18     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |      4100 | NS      | $6187.43      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Yuntianhua Co Ltd       | Yunnan Yuntianhua Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1800 | NS      | $5374.42      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongkun Group Co Ltd           | Tongkun Group Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300AK2H2EJWS24N19 | Long             | EC               | CORP              | CN        |      2500 | NS      | $5001.02      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SINGAPORE EXCHANGE LIMITED     | SGX FTSE CHINA A50                                              | CUSIP: 000000000<br>LEI: 549300IQ650PPXM76X03 | N/A              | DE               | CORP              | SG        |         1 | NC      | $427.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |     48600 | NS      | $13653.32     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Guotai Junan Securities Co Ltd | Guotai Junan Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |      7851 | NS      | $15505.71     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GRG Banking Equipment Co Ltd   | GRG Banking Equipment Co Ltd                                    | CUSIP: 000000000<br>LEI: 836800SWXACTDG5DWE68 | Long             | EC               | CORP              | CN        |      2600 | NS      | $3685.16      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| OCT HOLDING                    | Shenzhen Overseas Chinese Town Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      8300 | NS      | $6854.61      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC TIMES ELEC                | Zhuzhou CRRC Times Electric Co Ltd                              | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |       524 | NS      | $4116.66      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DBN                            | Beijing Dabeinong Technology Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300QCKQAYV9F44G81 | Long             | EC               | CORP              | CN        |      4200 | NS      | $5526.04      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |      6213 | NS      | $25304.41     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High & New Technology Industry Group Inc              | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |       400 | NS      | $9548.88      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |      1500 | NS      | $24352.20     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |      8215 | NS      | $17743.86     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecovacs Robotics Co Ltd        | Ecovacs Robotics Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800LJ92X4OLLS2612 | Long             | EC               | CORP              | CN        |       500 | NS      | $5085.02      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |      2200 | NS      | $11522.47     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co Ltd  | Ningbo Deye Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $10249.10     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yanjing Brewery Co Ltd | Beijing Yanjing Brewery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2300 | NS      | $3324.89      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Kingmed Diagnostics  | Guangzhou Kingmed Diagnostics Group Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $4813.97      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |     33700 | NS      | $11655.88     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |       596 | NS      | $21451.14     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Asia - Potash International In | Asia - Potash International Investment Guangzhou Co Ltd         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       700 | NS      | $2784.76      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |      9396 | NS      | $24738.36     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang HangKe Technology Inc | Zhejiang HangKe Technology Inc Co                               | CUSIP: 000000000<br>LEI: 836800XJKWOSWC94V489 | Long             | EC               | CORP              | CN        |       441 | NS      | $2854.48      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Anjoy Foods Group Co Ltd       | Anjoy Foods Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $6691.56      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Supor Co Ltd          | Zhejiang Supor Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $3234.96      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $11441.30     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |      2800 | NS      | $12716.22     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |     20743 | NS      | $102374.56    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| YAHUA GROUP                    | Sichuan Yahua Industrial Group Co Ltd                           | CUSIP: 000000000<br>LEI: 300300K1MUDTK55VMN82 | Long             | EC               | CORP              | CN        |      1300 | NS      | $5017.54      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Solar Energy Co Ltd      | CECEP Solar Energy Co Ltd                                       | CUSIP: 000000000<br>LEI: 30030055WYGVLDBFGM73 | Long             | EC               | CORP              | CN        |      4100 | NS      | $4329.47      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |      3750 | NS      | $8126.22      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| NavInfo Co Ltd                 | NavInfo Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2200 | NS      | $3658.62      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Xiamen Tungsten Co Ltd         | Xiamen Tungsten Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300SEC2FOC4PL5N49 | Long             | EC               | CORP              | CN        |      1400 | NS      | $4251.26      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SCC                            | Sichuan New Energy Power Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300DO5BIWPN5EF055 | Long             | EC               | CORP              | CN        |      1600 | NS      | $4702.73      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingfa group                   | Hubei Xingfa Chemicals Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300VDBHR35WWCOK67 | Long             | EC               | CORP              | CN        |      1200 | NS      | $5187.23      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       375 | NS      | $9370.30      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Sealand Securities Co Ltd      | Sealand Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1000345000084 | Long             | EC               | CORP              | CN        |      5260 | NS      | $2591.55      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SONGCHENG                      | Songcheng Performance Development Co Ltd                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2843 | NS      | $5695.19      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HANGYANG LIMITED               | Hangzhou Oxygen Plant Group Co Ltd                              | CUSIP: 000000000<br>LEI: 300300I9BCYICNBMOY81 | Long             | EC               | CORP              | CN        |       900 | NS      | $5237.20      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CECEP Wind-Power Corp          | CECEP Wind-Power Corp                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      6760 | NS      | $3865.01      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |     21314 | NS      | $12908.37     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Rural Commercial Bank | Shanghai Rural Commercial Bank Co Ltd                           | CUSIP: 000000000<br>LEI: 300300C1122131000095 | Long             | EC               | CORP              | CN        |      9400 | NS      | $7842.68      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Amlogic Shanghai Co Ltd        | Amlogic Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       386 | NS      | $4114.72      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |      1600 | NS      | $20432.69     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |      2171 | NS      | $19768.27     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Sunwoda Electronic Co Ltd      | Sunwoda Electronic Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800CQGW5QDXND0Q43 | Long             | EC               | CORP              | CN        |      1800 | NS      | $6149.46      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GDHEC CO.,LTD                  | Guangdong HEC Technology Holding Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2600 | NS      | $3413.54      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Electric Power Co Ltd | Shanghai Electric Power Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009ZN0X3RFO4QY68 | Long             | EC               | CORP              | CN        |      2600 | NS      | $3798.94      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |       600 | NS      | $8517.76      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| JonJee Hi-tech                 | Jonjee Hi-Tech Industrial And Commercial Holding Co Ltd         | CUSIP: 000000000<br>LEI: 3003004VPK0KK2I9LF35 | Long             | EC               | CORP              | CN        |       800 | NS      | $4173.05      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTECH                         | Hangzhou Chang Chuan Technology Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       600 | NS      | $4883.99      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       421 | NS      | $15201.89     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTT                            | Jiangsu Zhongtian Technology Co Ltd                             | CUSIP: 000000000<br>LEI: 3003006LG5TV3D5D3508 | Long             | EC               | CORP              | CN        |      3700 | NS      | $8717.80      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| DHC Software Co Ltd            | DHC Software Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300NIFA1100061160 | Long             | EC               | CORP              | CN        |      2500 | NS      | $2099.94      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GREATWALL COMPUTER             | China Greatwall Technology Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300F9K0AHRKFBOK05 | Long             | EC               | CORP              | CN        |      3400 | NS      | $5735.82      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Yuanliu Hongyuan Elect | Beijing Yuanliu Hongyuan Electronic Technology Co Ltd           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $2921.98      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Pylon Technologies Co Ltd      | Pylon Technologies Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       159 | NS      | $7362.41      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1344 | NS      | $11401.20     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxi Chemical Group Co Ltd     | Luxi Chemical Group Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300UFIWMHUM74D963 | Long             | EC               | CORP              | CN        |      2200 | NS      | $4115.17      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |      1800 | NS      | $6352.75      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Kingfa Sci & Tech Co Ltd       | Kingfa Sci & Tech Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300SN8W1XSX4OLL19 | Long             | EC               | CORP              | CN        |      2900 | NS      | $4118.56      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |       580 | NS      | $13330.86     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |      6700 | NS      | $8635.64      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |      7603 | NS      | $49137.13     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Guoyuan Securities Co Ltd      | Guoyuan Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1007634000094 | Long             | EC               | CORP              | CN        |      4690 | NS      | $4601.58      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC AEC                       | AECC Aero-Engine Control Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1500 | NS      | $5721.71      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| G-BITS NETWORK TECHNOLOGY XIAM | G-bits Network Technology Xiamen Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       100 | NS      | $4593.74      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGTE MOTOR                  | Jiangxi Special Electric Motor Co Ltd                           | CUSIP: 000000000<br>LEI: 300300WSYPJBOP68R712 | Long             | EC               | CORP              | CN        |      1700 | NS      | $4879.05      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |      1500 | NS      | $6206.63      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co | Beijing Roborock Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       100 | NS      | $3654.95      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $13457.09     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd        | Yunnan Aluminium Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |      3500 | NS      | $5257.25      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Apeloa Pharmaceutical Co Ltd   | Apeloa Pharmaceutical Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1300 | NS      | $3780.59      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CAPITAL                  | First Capital Securities Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003007W6RHRZJVRZ944 | Long             | EC               | CORP              | CN        |      4000 | NS      | $3388.13      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANDONG WEIFANG RAINBOW       | SHANDONG WEIFANG RAINBOW                                        | CUSIP: 000000000<br>LEI: 836800HYCYNXCHID8V57 | Long             | EC               | CORP              | CN        |       200 | NS      | $2674.37      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |     36112 | NS      | $16058.73     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1274 | NS      | $46051.44     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |     10809 | NS      | $68590.54     | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen SC New Energy Technol | Shenzhen SC New Energy Technology Corp                          | CUSIP: 000000000<br>LEI: 30030050928CNGYD2N39 | Long             | EC               | CORP              | CN        |       300 | NS      | $5442.19      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SANQI HUYU                     | 37 Interactive Entertainment Network Technology Group Co Ltd    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2300 | NS      | $5740.62      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Caitong Securities Co Ltd      | Caitong Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1006233000091 | Long             | EC               | CORP              | CN        |      4810 | NS      | $5140.32      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $13541.23     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinolink Securities Co Ltd     | Sinolink Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300XTI3CMWAP25D43 | Long             | EC               | CORP              | CN        |      3200 | NS      | $4083.83      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| KANGTAI BIOLOGICAL             | Shenzhen Kangtai Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DTC3W6PCLFRJ05 | Long             | EC               | CORP              | CN        |      1120 | NS      | $5439.08      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |      1800 | NS      | $8131.52      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GEM Co Ltd                     | GEM Co Ltd                                                      | CUSIP: 000000000<br>LEI: 300300FYIZ7FGM2QRC06 | Long             | EC               | CORP              | CN        |      5200 | NS      | $5982.88      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Luoyang Xinqianglian Slewing B | Luoyang Xinqianglian Slewing Bearing Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       340 | NS      | $3134.30      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Shiyuan Electronic T | Guangzhou Shiyuan Electronic Technology Co Ltd                  | CUSIP: 000000000<br>LEI: 300300XCN9JKXKDKGF57 | Long             | EC               | CORP              | CN        |       700 | NS      | $6060.66      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| YILING                         | Shijiazhuang Yiling Pharmaceutical Co Ltd                       | CUSIP: 000000000<br>LEI: 300300MXXUF4JUKD5G32 | Long             | EC               | CORP              | CN        |      1780 | NS      | $11282.76     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Superconducting Techno | Western Superconducting Technologies Co Ltd                     | CUSIP: 000000000<br>LEI: 300300IUC83XEOSKRG67 | Long             | EC               | CORP              | CN        |       436 | NS      | $6023.39      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $8085.78      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |       600 | NS      | $9316.52      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Jointown                       | Jointown Pharmaceutical Group Co Ltd                            | CUSIP: 000000000<br>LEI: 300300875YINDA6F8T86 | Long             | EC               | CORP              | CN        |      1500 | NS      | $2856.62      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Riyue Heavy Industry Co Ltd    | Riyue Heavy Industry Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       600 | NS      | $1677.97      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4400 | NS      | $15584.84     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Tin Co Ltd              | Yunnan Tin Co Ltd                                               | CUSIP: 000000000<br>LEI: 3003005QWPI5MVQF6K65 | Long             | EC               | CORP              | CN        |      1700 | NS      | $3223.10      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |      8150 | NS      | $18305.30     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |      9200 | NS      | $10065.57     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| JiuGui Liquor Co Ltd           | JiuGui Liquor Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       300 | NS      | $5022.06      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DAJIN HEAVY INDUSTRY CO L      | DAJIN HEAVY INDUSTRY CO L                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       500 | NS      | $3083.20      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Electric Group Co Ltd | Shanghai Electric Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900WHVV4GODE91T37 | Long             | EC               | CORP              | CN        |     13700 | NS      | $8200.41      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1075 | NS      | $8987.23      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| OFILM Group Co Ltd             | OFILM Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300965W2EEM3XMZ11 | Long             | EC               | CORP              | CN        |      3500 | NS      | $2519.92      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WILL SEMICONDUCTOR LTD         | Will Semiconductor Co Ltd Shanghai                              | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |      1215 | NS      | $13943.20     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Huafon Chemical Co Ltd         | Huafon Chemical Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300Z8ACP5RSQRBQ16 | Long             | EC               | CORP              | CN        |      5200 | NS      | $5322.19      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Juewei Food Co Ltd             | Juewei Food Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       600 | NS      | $4844.18      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Toly Bread Co Ltd              | Toly Bread Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1596 | NS      | $2949.32      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BINJIANG GROUP                 | Hangzhou Binjiang Real Estate Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300W1Q832W2SP5417 | Long             | EC               | CORP              | CN        |      3000 | NS      | $4743.38      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| COOEC                          | Offshore Oil Engineering Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3900 | NS      | $3149.27      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |      7200 | NS      | $5509.10      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |      1400 | NS      | $7233.66      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3893 | NS      | $38668.67     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| JEREH GROUP                    | Yantai Jereh Oilfield Services Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300QPHWK638H2EU20 | Long             | EC               | CORP              | CN        |      1100 | NS      | $4852.79      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2434 | NS      | $11081.52     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| XTRACKERS HARVEST CSI 300      | XTRACKERS HARVEST CSI 300                                       | CUSIP: 233051879<br>LEI: 549300KGVW9YY7MPVQ67 | Long             | EC               | RF                | US        |      1000 | NS      | $28320.00     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |      6700 | NS      | $9893.63      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AVICEM                         | AVIC Electromechanical Systems Co Ltd                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      4200 | NS      | $6569.59      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Youngor Group Co Ltd           | Youngor Group Co Ltd                                            | CUSIP: 000000000<br>LEI: 300300PRWK21S8R8F317 | Long             | EC               | CORP              | CN        |      5100 | NS      | $4643.86      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |      1962 | NS      | $22975.47     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |      1200 | NS      | $6503.52      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Erdos                          | Inner Mongolia ERDOS Resources Co Ltd                           | CUSIP: 000000000<br>LEI: 300300UPV0ZBASQKK574 | Long             | EC               | CORP              | CN        |      1120 | NS      | $2556.68      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       649 | NS      | $9015.48      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| KEDALI                         | Shenzhen Kedali Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $2719.54      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |      3400 | NS      | $19952.99     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1943 | NS      | $54168.27     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Betta Pharmaceuticals Co Ltd   | Betta Pharmaceuticals Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $2856.19      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bethel Automotive Safety Syste | Bethel Automotive Safety Systems Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $4790.25      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |      2814 | NS      | $14360.89     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| By-health Co Ltd               | By-health Co Ltd                                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1800 | NS      | $5056.79      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Dynanonic Co Ltd      | Shenzhen Dynanonic Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       200 | NS      | $6386.35      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Suzhou Maxwell Technologies Co | Suzhou Maxwell Technologies Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       160 | NS      | $9712.64      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Perfect World Co Ltd/China     | Perfect World Co Ltd/China                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2100 | NS      | $4028.91      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |      2000 | NS      | $8187.98      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| HWHG                           | Humanwell Healthcare Group Co Ltd                               | CUSIP: 000000000<br>LEI: 300300CT1GETYDVFFG34 | Long             | EC               | CORP              | CN        |      1700 | NS      | $5387.84      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |      1050 | NS      | $9504.56      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |       540 | NS      | $8309.39      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      3200 | NS      | $3654.66      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |     63333 | NS      | $38445.68     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |     23695 | NS      | $13815.16     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNLORD                        | Shenzhen Sunlord Electronics Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       800 | NS      | $2864.10      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LCXX                           | Inspur Electronic Information Industry Co Ltd                   | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |      1288 | NS      | $4036.62      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou Hongda Electronics Cor | Zhuzhou Hongda Electronics Corp Ltd                             | CUSIP: 000000000<br>LEI: 655600S019WKDSQC0K85 | Long             | EC               | CORP              | CN        |       400 | NS      | $2511.73      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DSBJ                           | Suzhou Dongshan Precision Manufacturing Co Ltd                  | CUSIP: 000000000<br>LEI: 300300PUYVPZAJYVAE50 | Long             | EC               | CORP              | CN        |      1800 | NS      | $6581.45      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Tibet Summit Resources Co Ltd  | Tibet Summit Resources Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       900 | NS      | $2926.08      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Putailai New Energy T | Shanghai Putailai New Energy Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1480 | NS      | $11595.88     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhuzhou Kibing Group Co Ltd    | Zhuzhou Kibing Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300RWM4DKUZFOIT68 | Long             | EC               | CORP              | CN        |      3000 | NS      | $4184.34      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| KELUN PHARMA                   | Sichuan Kelun Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |      1600 | NS      | $5326.14      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TongFu Microelectronics Co Ltd | TongFu Microelectronics Co Ltd                                  | CUSIP: 000000000<br>LEI: 655600LP4PHNNE8FAX71 | Long             | EC               | CORP              | CN        |      1200 | NS      | $2935.82      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GREAT POWER                    | Guangzhou Great Power Energy & Technology Co Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $4304.06      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Dong-E-E-Jiao Co Ltd           | Dong-E-E-Jiao Co Ltd                                            | CUSIP: 000000000<br>LEI: 655600E60FK5WI9EWB37 | Long             | EC               | CORP              | CN        |       500 | NS      | $2734.50      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |      4200 | NS      | $14526.61     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2080 | NS      | $13201.97     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TITAN                          | Titan Wind Energy Suzhou Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003007ZSZNFX2N7JL66 | Long             | EC               | CORP              | CN        |      1800 | NS      | $3598.20      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |     21235 | NS      | $15708.42     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Daan Gene Co Ltd               | Daan Gene Co Ltd                                                | CUSIP: 000000000<br>LEI: 30030092WPRQ87CXPM21 | Long             | EC               | CORP              | CN        |      1496 | NS      | $3786.70      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Junshi Biosciences Co | Shanghai Junshi Biosciences Co Ltd                              | CUSIP: 000000000<br>LEI: 300300L36FLCKN0WXW06 | Long             | EC               | CORP              | CN        |       745 | NS      | $6951.95      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HONGLU                         | Anhui Honglu Steel Construction Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300P819515FEOQM63 | Long             | EC               | CORP              | CN        |       780 | NS      | $3698.74      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| hacl                           | Heilongjiang Agriculture Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300QU9AQS1YMTV002 | Long             | EC               | CORP              | CN        |      2000 | NS      | $4122.23      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900ABI5CBFXD01Q05 | Long             | EC               | CORP              | CN        |     20997 | NS      | $29138.00     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1778 | NS      | $14201.81     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |      1946 | NS      | $10977.85     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Changsha Co Ltd        | Bank of Changsha Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1086243000041 | Long             | EC               | CORP              | CN        |      3800 | NS      | $3706.90      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $17377.30     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| LPHT                           | Yuan Longping High-tech Agriculture Co Ltd                      | CUSIP: 000000000<br>LEI: 3003002GTO6M29V23F59 | Long             | EC               | CORP              | CN        |      1200 | NS      | $2669.85      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |      3793 | NS      | $14013.14     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianshan Aluminum Group Co Ltd | Tianshan Aluminum Group Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300VE52AL1GWYFN04 | Long             | EC               | CORP              | CN        |      3000 | NS      | $3028.14      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BOW                            | Beijing Originwater Technology Co Ltd                           | CUSIP: 000000000<br>LEI: 300300JGUWLVI6KFDX02 | Long             | EC               | CORP              | CN        |      3700 | NS      | $2663.92      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      7400 | NS      | $5787.49      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| YIWU CCC                       | Zhejiang China Commodities City Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |      6200 | NS      | $3877.43      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Linglong Tyre Co Ltd  | Shandong Linglong Tyre Co Ltd                                   | CUSIP: 000000000<br>LEI: 3003003R54QIO1CPVS32 | Long             | EC               | CORP              | CN        |      1700 | NS      | $4821.45      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BGI Genomics Co Ltd            | BGI Genomics Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       400 | NS      | $3389.83      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      2700 | NS      | $26780.64     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |     18600 | NS      | $12236.24     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| JASON FURNITURE HANGZHOU CO LT | Jason Furniture Hangzhou Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       910 | NS      | $4624.80      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |      3626 | NS      | $11727.41     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |      6200 | NS      | $6030.59      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JIANGNAN RED ARROW             | North Industries Group Red Arrow Co Ltd                         | CUSIP: 000000000<br>LEI: 3003004CY5NZRROH2J42 | Long             | EC               | CORP              | CN        |      1400 | NS      | $4229.52      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |      8700 | NS      | $8327.18      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Sinomine Resource Group Co Ltd | Sinomine Resource Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |       420 | NS      | $4612.35      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JIUZHOU PHARMACEUTICAL         | Zhejiang Jiuzhou Pharmaceutical Co Ltd                          | CUSIP: 000000000<br>LEI: 300300M9CIE6UX0BWZ27 | Long             | EC               | CORP              | CN        |       900 | NS      | $5031.38      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuhan Guide Infrared Co Ltd    | Wuhan Guide Infrared Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003008240B1DJP5FT46 | Long             | EC               | CORP              | CN        |      3323 | NS      | $5502.72      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP ENGY                | COSCO SHIPPING Energy Transportation Co Ltd                     | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |      3600 | NS      | $7816.42      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BUCHANG PHARMA                 | Shandong Buchang Pharmaceuticals Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      1238 | NS      | $3958.57      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |     10800 | NS      | $11358.71     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |     33150 | NS      | $21199.75     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer