# EDGAR Filing Document

**Accession Number:** 0000915358
**File Stem:** 0001140361-25-027254
**Filing Date:** 2025-7
**Character Count:** 17658
**Document Hash:** bf6652d87c33b12fa17d2db3ade9483e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-25-027254.hdr.sgml**: 20250725

**ACCESSION NUMBER**: 0001140361-25-027254

**CONFORMED SUBMISSION TYPE**: SC TO-T/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250725

**DATE AS OF CHANGE**: 20250725

**GROUP MEMBERS**: TRANSOM AXIS ACQUIRECO, LLC

**GROUP MEMBERS**: TRANSOM AXIS HOLDCO, INC.

**GROUP MEMBERS**: TRANSOM AXIS MERGERSUB, INC.

**GROUP MEMBERS**: TRANSOM AXIS TOPCO, LLC

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIGMATRON INTERNATIONAL INC
- **CENTRAL INDEX KEY:** 0000915358
- **STANDARD INDUSTRIAL CLASSIFICATION:** PRINTED CIRCUIT BOARDS [3672]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 363918470
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** SC TO-T/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-49389
- **FILM NUMBER:** 251148724

**BUSINESS ADDRESS:**
- **STREET 1:** 2201 LANDMEIER RD
- **CITY:** ELK GROVE VILLAGE
- **STATE:** IL
- **ZIP:** 60007
- **BUSINESS PHONE:** 847-956-8000

**MAIL ADDRESS:**
- **STREET 1:** 2201 LANDMEIER ROAD
- **CITY:** ELK GROVE VILLAGE
- **STATE:** IL
- **ZIP:** 60007
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Transom Capital Fund IV, L.P.
- **CENTRAL INDEX KEY:** 0001934933

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC TO-T/A

**BUSINESS ADDRESS:**
- **STREET 1:** 100 N PACIFIC COAST HWY, SUITE 1725
- **CITY:** EL SEGUNDO
- **STATE:** CA
- **ZIP:** 90245
- **BUSINESS PHONE:** 310-407-0940

**MAIL ADDRESS:**
- **STREET 1:** 100 N PACIFIC COAST HWY, SUITE 1725
- **CITY:** EL SEGUNDO
- **STATE:** CA
- **ZIP:** 90245

------

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

#### <br>

### SCHEDULE TO/A

#### TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1)

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### (Amendment No. 2)

#### <br>

------

#### <br> SIGMATRON INTERNATIONAL, INC.

#### (Name of Subject Company (Issuer))

## TRANSOM AXIS MERGERSUB, INC.

#### (Names of Filing Persons (Offeror))

#### a direct wholly owned subsidiary of

## TRANSOM AXIS ACQUIRECO, LLC

#### (Names of Filing Persons (Parent of Offeror))

#### a direct wholly owned subsidiary of

## TRANSOM AXIS HOLDCO, INC.

## TRANSOM AXIS TOPCO, LLC

#### TRANSOM CAPITAL FUND IV, L.P .

#### (Names of Filing Persons (Other Persons))

#### Common Stock, par value $0.01 per share

#### (Title of Class of Securities)

#### 82661L 101

#### (CUSIP Number of Class of Securities (Underlying Common Stock))

#### Russell Roenick

#### Transom Capital Group, LLC

#### 100 N. Pacific Coast Highway, Suite 1725

#### El Segundo, California 90245

#### Telephone: +1 (310) 407-0940

#### <br>

#### (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Filing Persons)

#### <br>

------

#### Copies to:

#### Robert E. Goedert, P.C.

#### Kevin M. Frank

#### Kirkland & Ellis LLP

#### 333 West Wolf Point Plaza

#### Chicago, Illinois 60654
(312) 862-2000

------

☐ Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;☒ Third-party tender offer subject to Rule 14d-1.

<br> ☐ Issuer tender offer subject to Rule 13e-4.

<br> ☐ Going-private transaction subject to Rule 13e-3.

<br> ☐ Amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: ☒

If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

<br> ☐ Rule 13e-4(i) (Cross-Border Issuer Tender Offer)

<br> ☐ Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)

------

This Amendment No. 2 (this "**Amendment**") amends and supplements the Tender Offer Statement on Schedule TO, originally filed with the U.S. Securities and Exchange Commission (the "**SEC**") on June 26, 2025, as amended on July 14, 2025 (as amended and together with any subsequent amendments and supplements hereto, the "**Schedule TO**"), by Transom Axis MergerSub, Inc., ("**Merger Sub**"), a Delaware corporation and wholly owned subsidiary of Transom Axis AcquireCo, LLC a Delaware limited liability company ("**Parent**").

The Schedule TO relates to the tender offer by Merger Sub to purchase all of the outstanding shares of common stock, par value $0.01 per share (the "**Shares**"), of SigmaTron International, Inc., a Delaware corporation (the "**Company**"), in exchange for $3.02 per Share (the "**Offer Price**"), net to the stockholder in cash, without interest and less any required tax withholding, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated June 26, 2025 (as it may be amended or supplemented from time to time, the "**Offer to Purchase**"), and in the related Letter of Transmittal, dated June 26, 2025 (as it may be amended or supplemented from time to time, the "**Letter of Transmittal**"), copies of which are attached to the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

Except as otherwise set forth in this Amendment, the information set forth in the Schedule TO remains unchanged. This Amendment is being filed to reflect certain updates as reflected below. Capitalized terms used but not defined herein have the meanings assigned to such terms in the Offer to Purchase or the Schedule TO. You should read this Amendment together with the Schedule TO and the Offer to Purchase.

#### Items 1 through 9 and Item 11.
The Offer to Purchase and Items 1 through 9 and Item 11 of the Schedule TO, to the extent such Items 1 through 9 and Item 11 incorporate by reference the information contained in the Offer to Purchase, are hereby amended and supplemented as follows:

"The Offer and withdrawal rights expired one minute after 11:59 p.m., New York City time, on July 24, 2025, and was not extended. The Depositary has advised Merger Sub that, as of the Expiration Time, 4,401,189 Shares were validly tendered and not validly withdrawn pursuant to the Offer, representing approximately 71.9% of the then-outstanding Shares. As a result, the Minimum Condition has been satisfied. As the Minimum Condition and each of the other Offer Conditions have been satisfied, Merger Sub has accepted for payment all Shares that were validly tendered and not validly withdrawn pursuant to the Offer.

We expect to consummate the Merger on July 28, 2025, pursuant to the terms of the Merger Agreement, in accordance with Section 251(h) of the DGCL, without a vote on the adoption of the Merger Agreement by Company stockholders.

Following the consummation of the Merger, all Shares will be delisted from Nasdaq and will be deregistered under the Exchange Act.

On July 25, 2025, the Company and Parent issued a press release announcing the expiration and results of the Offer, which is attached as Exhibit (a)(5)(C) hereto and is incorporated herein by reference."

---

| | |
|:---|:---|
| ***Item 12.***  | ***Exhibits.*** |

---

Item 12 of the Schedule TO is hereby amended and supplemented by adding the following exhibit:

[(a)(5)(C)](ef2005255_ex99-a5c.htm) \* Press Release, dated July 25, 2025.

\*&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Filed herewith.

------

#### SIGNATURES
After due inquiry and to the best knowledge and belief of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

---

| | | |
|:---|:---|:---|
| Date: July 25, 2025 | **TRANSOM AXIS MERGERSUB, INC.** | **TRANSOM AXIS MERGERSUB, INC.** |
|  | /s/ Russell Roenick | /s/ Russell Roenick |
|  | Name: | Russell Roenick |
|  | Title: | President |
|  | **TRANSOM AXIS ACQUIRECO, LLC** | **TRANSOM AXIS ACQUIRECO, LLC** |
|  | /s/ Russell Roenick | /s/ Russell Roenick |
|  | Name: | Russell Roenick |
|  | Title: | President |
|  | **TRANSOM AXIS HOLDCO, INC.** | **TRANSOM AXIS HOLDCO, INC.** |
|  | /s/ Russell Roenick | /s/ Russell Roenick |
|  | Name: | Russell Roenick |
|  | Title: | President |
|  | **TRANSOM AXIS TOPCO, LLC** | **TRANSOM AXIS TOPCO, LLC** |
|  | /s/ Russell Roenick | /s/ Russell Roenick |
|  | Name: | Russell Roenick |
|  | Title: | President |
|  | **TRANSOM CAPITAL FUND IV, L.P.** | **TRANSOM CAPITAL FUND IV, L.P.** |
|  | /s/ Russell Roenick | /s/ Russell Roenick |
|  | Name: | Russell Roenick |
|  | Title: | Authorized Signatory |

---

------

## Ex-99.(A)(5)(C)

------

#### Exhibit (a)(5)(C)

#### Transom Capital and SigmaTron International Announce Expiration of Tender Offer

**LOS ANGELES, California** and **ELK GROVE VILLAGE, Illinois**, **July 25, 2025** ― Transom Capital Group, LLC ("Transom") and SigmaTron International, Inc. (NASDAQ: SGMA) ("SigmaTron"), today announced that the tender offer to purchase all of the issued and outstanding shares of common stock, par value $0.01 per share ("Shares") of SigmaTron at a purchase price of $3.02 per Share, net to the stockholder in cash without interest and less any required tax withholding (the "Offer"), expired as scheduled at one minute past 11:59 p.m., Eastern Time, on July 24, 2025 and was not extended (such date and time, the "Expiration Date").

Equiniti Trust Company, LLC, the depositary and paying agent for the Offer, has advised Transom that, as of the Expiration Date, 4,401,189 Shares were validly tendered and not validly withdrawn in the Offer, representing 71.9% of the issued and outstanding Shares as of the Expiration Date. Accordingly, all conditions to the Offer have been satisfied. Transom and its affiliate, Transom Axis MergerSub, Inc. ("Merger Sub"), will promptly accept for payment, and will promptly pay for, all Shares validly tendered and not validly withdrawn in the Offer.

The parties expect to consummate the acquisition on July 28, 2025, in accordance with, and subject to the terms of, the definitive agreement for the proposed acquisition.

#### Advisors

Kirkland & Ellis LLP is serving as legal advisor to Transom.

Lincoln International is serving as exclusive financial advisor for SigmaTron; Greenberg Traurig, LLP and Howard & Howard Attorneys PLLC are serving as legal advisors for SigmaTron.

About Transom Capital Group

Transom is a leading operationally-focused private equity firm that thrives in complexity, specializing in identifying and unlocking value in the middle market. Founded in 2008 and headquartered in Los Angeles, Transom has established a strong track record across various economic cycles by employing a time-tested, operationally intensive strategy to drive transformative outcomes. Transom's expertise spans corporate carve-outs, lender-owned businesses, undervalued public companies, and other complex situations requiring speed, flexibility, and precision. Supported by a large in-house operations team, Transom delivers tailored solutions backed with functional expertise to help companies unlock their full potential.

Transom's sector-flexible approach is grounded in pattern recognition, value creation, and disciplined execution. The firm provides not only capital, but also the tools, insights, and operational capabilities necessary to accelerate performance and create long-term value.

For more information, visit <u>www.transomcap.com</u>.

------

#### About SigmaTron

Headquartered in Elk Grove Village, Illinois, SigmaTron operates in one reportable segment as an independent provider of electronic manufacturing services ("EMS"). The EMS segment includes printed circuit board assemblies, electro-mechanical subassemblies and completely assembled (box-build) electronic products. SigmaTron and its wholly-owned subsidiaries operate manufacturing facilities in Elk Grove Village, Illinois; Acuna, Chihuahua, and Tijuana, Mexico; Union City, California; Suzhou, China; and Biên Hòa City, Vietnam. In addition, SigmaTron maintains an International Procurement Office and Compliance and Sustainability Center in Taipei, Taiwan.

#### Additional Information and Where to Find It

In connection with the proposed acquisition of SigmaTron, an affiliate of Transom ("Merger Sub") commenced a tender offer for all of the outstanding shares of common stock of SigmaTron. This communication is for informational purposes only and is neither an offer to purchase nor a solicitation of an offer to sell shares of SigmaTron. It is also not a substitute for the tender offer materials that Transom Axis AcquireCo, LLC ("Parent") and Merger Sub filed with the SEC upon commencement of the tender offer. At the time that the tender offer commenced, Parent and Merger Sub filed tender offer materials on Schedule TO with the SEC, and SigmaTron filed a Solicitation/Recommendation Statement on Schedule 14D-9 with the SEC with respect to the tender offer. THE TENDER OFFER MATERIALS (INCLUDING AN OFFER TO PURCHASE, A RELATED LETTER OF TRANSMITTAL AND CERTAIN OTHER TENDER OFFER DOCUMENTS), THE SOLICITATION/RECOMMENDATION STATEMENT ON SCHEDULE 14D-9, AND ANY OTHER RELEVANT DOCUMENTS FILED BY SIGMATRON, PARENT OR MERGER SUB CONTAIN IMPORTANT INFORMATION THAT SHOULD BE READ CAREFULLY AND CONSIDERED BY SIGMATRON'S STOCKHOLDERS BEFORE ANY DECISION IS MADE WITH RESPECT TO THE TENDER OFFER. A free copy of these materials will be available to SigmaTron's stockholders by visiting the SigmaTron's website (https://sigmatronintl.com/investors/). In addition, these materials (and all other documents filed by SigmaTron, Parent and Merger Sub with the SEC) will be available at no charge on the SEC's website (www.sec.gov) upon filing with the SEC. The information contained in, or that can be accessed through, the SigmaTron's or Transom's respective websites is not a part of, or incorporated by reference herein.

------

#### Forward-Looking Statements

Certain statements contained in this press release are "forward-looking statements." Words such as "continue," "anticipate," "will," "expect," "believe," "plan," and similar expressions identify forward-looking statements. These forward-looking statements are based on the current expectations of SigmaTron. All statements, other than statements of historical fact, are forward-looking statements. These forward-looking statements include, among others, statements relating to SigmaTron's or Transom's future financial performance, business prospects and strategy, and expectations with respect to the tender offer and the merger, including the timing thereof and SigmaTron's and Transom's ability to successfully complete such transaction and realize the anticipated benefits. Actual results could differ materially from those contained in these forward-looking statements for a variety of reasons, including, among others, the risks and uncertainties inherent in the tender offer and the merger, including, among other things, (i) the possibility that competing offers will be made, (ii) the ability to obtain requisite regulatory approvals, (iii) the ability to satisfy the conditions to the closing of the tender offer and the merger, (iv) the expected timing of the merger, (v) the possibility that the merger will not be completed, (vi) difficulties or unanticipated expenses in connection with integrating the parties' operations, products and employees and the possibility that anticipated synergies and other anticipated benefits of the transaction will not be realized in the amounts expected, within the expected timeframe or at all, (vii) the effect of the announcement of the tender offer and the merger on SigmaTron's and Transom's business relationships (including, without limitations, partners and customers), (viii) the risk that SigmaTron's stock price may fluctuate during the pendency of the transaction, (ix) the diversion of SigmaTron's or Transom's respective management's time and attention from ongoing business operations and opportunities, (x) the response of competitors and other market participants to the transaction, (xi) potential litigation relating to the transaction, (xii) uncertainty as to timing of completion of the transaction and the ability of each party to consummate the transaction, (xiii) the occurrence of any event, change or other circumstances that could give rise to the termination of the merger agreement, (xiv) the expected tax treatment of the transaction, (xv) the impact of global macroeconomic conditions and supply chain challenges on SigmaTron's business and (xvi) other circumstances beyond SigmaTron's and Transom's control. You should not place undue reliance on these forward-looking statements. Certain of these and other risks and uncertainties are discussed in SigmaTron's and Transom's filings with the SEC, including the Schedule TO (including the offer to purchase, letter of transmittal and related documents) Transom and its acquisition subsidiary have filed and may in the future file with the SEC, the Solicitation/Recommendation Statement on Schedule 14D-9 that SigmaTron have filed and may in the future file with the SEC, and SigmaTron's most recent Form 10-K and Form 10-Q filings with the SEC. Except as required by law, neither SigmaTron nor Transom undertakes any duty to update forward-looking statements to reflect events after the date of this press release.

\# \# \#

#### Media Contacts

FGS Global for Transom Capital

<u>transomcapital@fgsglobal.com</u>

------