# EDGAR Filing Document

**Accession Number:** 0000915913
**File Stem:** 0000915913-23-000077
**Filing Date:** 2023-3
**Character Count:** 7566
**Document Hash:** fdf626611f60564cd0b92b07f57c3719
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000915913-23-000077.hdr.sgml**: 20230302

**ACCESSION NUMBER**: 0000915913-23-000077

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230228

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230302

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Crawford Raphael Goszcz
- **CENTRAL INDEX KEY:** 0001776484

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-12658
- **FILM NUMBER:** 23701155

**MAIL ADDRESS:**
- **STREET 1:** 4311 GREENBRIAR HILLS PLANTATION RD
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALBEMARLE CORP
- **CENTRAL INDEX KEY:** 0000915913
- **STANDARD INDUSTRIAL CLASSIFICATION:** PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
- **IRS NUMBER:** 541692118
- **STATE OF INCORPORATION:** VA
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 4250 CONGRESS STREET
- **STREET 2:** SUITE 900
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28209
- **BUSINESS PHONE:** 980-299-5700

**MAIL ADDRESS:**
- **STREET 1:** 4250 CONGRESS STREET
- **STREET 2:** SUITE 900
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28209

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ECHEM INC
- **DATE OF NAME CHANGE:** 19931208

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Crawford Raphael Goszcz<br><sub>(Last) (First) (Middle)</sub><br>ALBEMARLE CORPORATION<br>4250 CONGRESS STREET, SUITE 900<br><sub>(Street)</sub><br>CHARLOTTE, NC 28209<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-28 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President, Catalysts_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>ALBEMARLE CORP [ ALB ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-28 |  | M |  | 9164<sup>(1)</sup> | A | $0 | 20632 | D |  |
| Common Stock | 2023-02-28 |  | F |  | 3607<sup>(2)</sup> | D | $254.31 | 17025 | D |  |
| Common Stock | 2023-02-28 |  | M |  | 1680<sup>(3)</sup> | A | $0 | 18705 | D |  |
| Common Stock | 2023-02-28 |  | F |  | 662<sup>(2)</sup> | D | $254.31 | 18043 | D |  |
| Common Stock | 2023-02-28 |  | A |  | 3360<sup>(4)</sup> | A | $0 | 21403 | D |  |
| Common Stock | 2023-02-28 |  | F |  | 1323<sup>(5)</sup> | D | $254.31 | 20080 | D |  |
| Common Stock | 2023-02-28 |  | A |  | 3360<sup>(6)</sup> | A | $0 | 23440 | D |  |
| Common Stock | 2023-02-28 |  | F |  | 1323<sup>(5)</sup> | D | $254.31 | 22117 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(7)</sup> | 2023-02-28 |  | M |  |  | 9164 | <sup>(1)</sup> | <sup>(8)</sup> | Common Stock | 9164.0 | $0 | 0 | D |  |
| Restricted Stock Units | <sup>(7)</sup> | 2023-02-28 |  | M |  |  | 1680 | <sup>(3)</sup> | <sup>(8)</sup> | Common Stock | 1680.0 | $0 | 1680 | D |  |
| Performance Stock Units | <sup>(9)</sup> | 2023-02-28 |  | A |  | 3360 |  | <sup>(4)</sup> | <sup>(8)</sup> | Common Stock | 3360.0 | $0 | 3360 | D |  |
| Performance Stock Units | <sup>(9)</sup> | 2023-02-28 |  | A |  | 3360 |  | <sup>(6)</sup> | <sup>(8)</sup> | Common Stock | 3360.0 | $0 | 3360 | D |  |

---

### Footnotes:

(1) Restricted Stock Units granted 02/28/2020 and vested 02/28/2023.

(2) Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.

(3) Restricted Stock Units granted 02/28/2020.  50% vested on 02/28/2023 and 50% vests 02/28/2024.

(4) rTSR Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.

(5) Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.

(6) ROIC Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.

(7) Each Restricted Stock Unit converts to 1 share of Common Stock.

(8) No expiration date.

(9) Each Performance Unit converts to 1 share of Common Stock.

**Signature:** /s/ Stefanie M. Holland, Attorney-in-Fact  
**Date:** 2023-03-02

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**