# EDGAR Filing Document

**Accession Number:** 0001812177
**File Stem:** 0001104659-23-020039
**Filing Date:** 2023-2
**Character Count:** 9167
**Document Hash:** ff757a539cdee5682cd23aa5900c4721
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-020039.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001104659-23-020039

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0001812177
- **IRS NUMBER:** 832404110
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20278
- **FILM NUMBER:** 23621187

**BUSINESS ADDRESS:**
- **STREET 1:** 560 GREEN BAY RD
- **STREET 2:** SUITE 301
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093
- **BUSINESS PHONE:** 971-371-3450

**MAIL ADDRESS:**
- **STREET 1:** 560 GREEN BAY RD
- **STREET 2:** SUITE 301
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WALLED LAKE PLANNING  WEALTH MANAGEMENT LLC<br>**Address:** 560 GREEN BAY RD<br>SUITE 301<br>WINNETKA, IL 60093

**Form 13F File Number:** 028-20278

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Howard Klieger<br>**Title:** Chief Executive Offier<br>**Phone:** 847-616-2590

**Signature, Place, and Date of Signing:**

/s/ Howard Klieger  Winnetka, IL  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 53

**Form 13F Information Table Value Total:** $146769753

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Accenture | COM | G1151C101 |  | 2857470 | 10709 | SH |  | SOLE |  | 10708 | 0 | 0 |
| Alphabet A | CAP STK CL A | 02079K305 |  | 298664 | 3385 | SH |  | SOLE |  | 3385 | 0 | 0 |
| Altria Group | COM | 02209S103 |  | 4404919 | 96367 | SH |  | SOLE |  | 96366 | 0 | 0 |
| Apple | COM | 037833100 |  | 281998 | 2170 | SH |  | SOLE |  | 2170 | 0 | 0 |
| BLACKROCK RES  COMMODITIES ST SHS | SHS | 09257A108 |  | 165660 | 16616 | SH |  | SOLE |  | 16615 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLOGY SHS | SHS | 09258G104 |  | 218288 | 7694 | SH |  | SOLE |  | 7694 | 0 | 0 |
| Cisco | COM | 17275R102 |  | 5342746 | 112148 | SH |  | SOLE |  | 112148 | 0 | 0 |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | CL A | 192446102 |  | 347776 | 6081 | SH |  | SOLE |  | 6081 | 0 | 0 |
| Communication Services SPDR | COMMUNICATION | 81369Y852 |  | 2110228 | 43972 | SH |  | SOLE |  | 43972 | 0 | 0 |
| Constellation Energy | COM | 21037T109 |  | 2001265 | 23214 | SH |  | SOLE |  | 23213 | 0 | 0 |
| Exelon | COM | 30161N101 |  | 3452658 | 79867 | SH |  | SOLE |  | 79867 | 0 | 0 |
| EXXON MOBIL CORP COM | COM | 30231G102 |  | 253836 | 2301 | SH |  | SOLE |  | 2301 | 0 | 0 |
| Gilead Sciences | COM | 375558103 |  | 7012193 | 81680 | SH |  | SOLE |  | 81679 | 0 | 0 |
| Houlihan Lokey | COM | 441593100 |  | 3917878 | 44950 | SH |  | SOLE |  | 44950 | 0 | 0 |
| Huntington Ingalls | COM | 446413106 |  | 5882653 | 25501 | SH |  | SOLE |  | 25501 | 0 | 0 |
| Intel | COM | 458140100 |  | 898441 | 33993 | SH |  | SOLE |  | 33993 | 0 | 0 |
| Invesco S 500 Equal Weight Healthcare | S EQL HLT | 46137V332 |  | 5132816 | 17794 | SH |  | SOLE |  | 17793 | 0 | 0 |
| Invesco S 500 Equal Weight Technology | S EQL TEC | 46137V282 |  | 5244159 | 21583 | SH |  | SOLE |  | 21582 | 0 | 0 |
| Invesco S 500 GARP | S 500 GARP ETF | 46137V431 |  | 282660 | 3422 | SH |  | SOLE |  | 3422 | 0 | 0 |
| iShares MSCI USA Equal Weight | MSCI EQUAL WEITE | 464286681 |  | 4857585 | 66597 | SH |  | SOLE |  | 66597 | 0 | 0 |
| iShares MSCI USA Min Vol Factor | MSCI USA MIN VOL | 46429B697 |  | 9174222 | 127243 | SH |  | SOLE |  | 127243 | 0 | 0 |
| iShares Russell 1000 Growth | RUS 1000 GRW ETF | 464287614 |  | 5813319 | 27135 | SH |  | SOLE |  | 27134 | 0 | 0 |
| iShares Russell 1000 Value - ETF | RUS 1000 VAL ETF | 464287598 |  | 1531960 | 10102 | SH |  | SOLE |  | 10101 | 0 | 0 |
| iShares Russell 3000 | RUSSELL 3000 ETF | 464287689 |  | 213398 | 967 | SH |  | SOLE |  | 967 | 0 | 0 |
| iShares Russell Mid-Cap | RUS MID CAP ETF | 464287499 |  | 265471 | 3936 | SH |  | SOLE |  | 3935 | 0 | 0 |
| iShares Russell Mid-Cap Growth | RUS MD CP GR ETF | 464287481 |  | 247375 | 2959 | SH |  | SOLE |  | 2959 | 0 | 0 |
| ISHARES RUSSELL TOP 200 ETF | RUS TOP 200 ETF | 464289446 |  | 8655732 | 96207 | SH |  | SOLE |  | 96206 | 0 | 0 |
| iShares Russell Top 200 Growth | RUS TP200 GR ETF | 464289438 |  | 1378019 | 11433 | SH |  | SOLE |  | 11433 | 0 | 0 |
| iShares S 100 | S 100 ETF | 464287101 |  | 1190404 | 6979 | SH |  | SOLE |  | 6978 | 0 | 0 |
| iShares S 500 | CORE S ETF | 464287200 |  | 1343804 | 3498 | SH |  | SOLE |  | 3497 | 0 | 0 |
| iShares S 500 Growth - ETF | S 500 GRWT ETF | 464287309 |  | 268494 | 4590 | SH |  | SOLE |  | 4589 | 0 | 0 |
| iShares S Global 100 | GLOBAL 100 ETF | 464287572 |  | 250826 | 3916 | SH |  | SOLE |  | 3916 | 0 | 0 |
| iShares S Mid-Cap - ETF | CORE S MCP ETF | 464287507 |  | 629370 | 2602 | SH |  | SOLE |  | 2601 | 0 | 0 |
| iShares S Mid-Cap 400 Growth - ETF | S MC 400GR ETF | 464287606 |  | 276246 | 4045 | SH |  | SOLE |  | 4044 | 0 | 0 |
| iShares Select Dividend ETF | SELECT DIVID ETF | 464287168 |  | 2271439 | 18834 | SH |  | SOLE |  | 18834 | 0 | 0 |
| iShares US Telecom ETF | US TELECOM ETF | 464287713 |  | 2558152 | 114050 | SH |  | SOLE |  | 114050 | 0 | 0 |
| Juniper Networks | COM | 48203R104 |  | 5157790 | 161383 | SH |  | SOLE |  | 161382 | 0 | 0 |
| Lockheed Martin | COM | 539830109 |  | 7412980 | 15238 | SH |  | SOLE |  | 15237 | 0 | 0 |
| Merck  Co | COM | 58933Y105 |  | 6555910 | 59089 | SH |  | SOLE |  | 59088 | 0 | 0 |
| Microsoft | COM | 594918104 |  | 527312 | 2199 | SH |  | SOLE |  | 2198 | 0 | 0 |
| Novartis | SPONSORED ADR | 66987V109 |  | 4466688 | 49236 | SH |  | SOLE |  | 49235 | 0 | 0 |
| Pfizer Inc. | COM | 717081103 |  | 5284042 | 103123 | SH |  | SOLE |  | 103123 | 0 | 0 |
| Ross Stores Inc. | COM | 778296103 |  | 5899190 | 50824 | SH |  | SOLE |  | 50824 | 0 | 0 |
| Schwab US Dividend Equity ETF | US DIVIDEND EQ | 808524797 |  | 10640708 | 140862 | SH |  | SOLE |  | 140861 | 0 | 0 |
| SPDR S 500 ETF TRUST | TR UNIT | 78462F103 |  | 201461 | 527 | SH |  | SOLE |  | 526 | 0 | 0 |
| TJX COS INC NEW COM | COM NEW | 872540109 |  | 544290 | 6838 | SH |  | SOLE |  | 6837 | 0 | 0 |
| VanEck Morningstar Wide Moat | MRNGSTR WDE MOAT | 92189F643 |  | 336969 | 5191 | SH |  | SOLE |  | 5191 | 0 | 0 |
| Vanguard High Dividend ETF | HIGH DIV YLD | 921946406 |  | 4557537 | 42118 | SH |  | SOLE |  | 42117 | 0 | 0 |
| Vanguard Mid Cap Index | MID CAP ETF | 922908629 |  | 262810 | 1289 | SH |  | SOLE |  | 1289 | 0 | 0 |
| Vanguard Mid-Cap Value | MCAP VL IDXVIP | 922908512 |  | 372702 | 2756 | SH |  | SOLE |  | 2755 | 0 | 0 |
| Vanguard S 500 | S 500 ETF SHS | 922908363 |  | 1634448 | 4652 | SH |  | SOLE |  | 4652 | 0 | 0 |
| Verizon | COM | 92343V104 |  | 971182 | 24649 | SH |  | SOLE |  | 24649 | 0 | 0 |
| VISA INC COM CL A | CL A | 92826C839 |  | 911610 | 4388 | SH |  | SOLE |  | 4387 | 0 | 0 |

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