# EDGAR Filing Document

**Accession Number:** 0001828588
**File Stem:** 0001619964-23-000004
**Filing Date:** 2023-1
**Character Count:** 7185
**Document Hash:** 6adb91679eb429913e9c870d2ed6ace6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001619964-23-000004.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001619964-23-000004

**CONFORMED SUBMISSION TYPE**: 3/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20220510

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Golden Robert
- **CENTRAL INDEX KEY:** 0001362517

**FILING VALUES:**
- **FORM TYPE:** 3/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41384
- **FILM NUMBER:** 23557095

**MAIL ADDRESS:**
- **STREET 1:** C/O GOLDEN PROPERTIES GROUP, LLC
- **STREET 2:** 420 DOUGHTY BLVD.
- **CITY:** INWOOD
- **STATE:** NY
- **ZIP:** 11096
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hanover Bancorp, Inc. /NY
- **CENTRAL INDEX KEY:** 0001828588
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 813324480
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**BUSINESS ADDRESS:**
- **STREET 1:** 80 EAST JERICHO TURNPIKE
- **CITY:** MINEOLA
- **STATE:** NY
- **ZIP:** 11501
- **BUSINESS PHONE:** 516.548.8500

**MAIL ADDRESS:**
- **STREET 1:** 80 EAST JERICHO TURNPIKE
- **CITY:** MINEOLA
- **STATE:** NY
- **ZIP:** 11501

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3/A

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Golden Robert<br><sub>(Last) (First) (Middle)</sub><br>C/O HANOVER BANCORP, INC.<br>80 EAST JERICHO TURNPIKE<br><sub>(Street)</sub><br>MINEOLA, NY 11501<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-05-10 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Hanover Bancorp, Inc. /NY [ HNVR ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock |  |  |  |  |  |  |  | 21616 | D |  |
| Common Stock |  |  |  |  |  |  |  | 8846 | I | See Footnote 1<sup>(1)</sup> |
| Common Stock |  |  |  |  |  |  |  | 215615 | I | See Footnote 2<sup>(2)</sup> |
| Common Stock |  |  |  |  |  |  |  | 30000 | I | See Footnote 3<sup>(3)</sup> |
| Common Stock |  |  |  |  |  |  |  | 85769 | I | See Footnote 4<sup>(4)</sup> |
| Common Stock |  |  |  |  |  |  |  | 32692 | I | See Footnote 5<sup>(5)</sup> |
| Common Stock |  |  |  |  |  |  |  | 52771 | I | See Footnote 6<sup>(6)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Non-Qualified Stock Option | $13 |  |  |  |  |  |  | 2019-09-01 | 2026-09-01 | Common Stock | 10000 |  |  | D |  |

---

### Footnotes:

(1) Shares held in various trusts for the benefit of the children of the Reporting Person, and of which the Reporting Person is a trustee

(2) Shares held in a trusts for the benefit of the Reporting Person, and of which the spouse of the Reporting Person is a trustee

(3) Shares held in various trusts for the benefit of the children of the Reporting Person, and of which the spouse of the Reporting Person is a trustee

(4) Shares held in various trusts for the benefit of the sibling of the Reporting Person , and of which the Reporting Person is a trustee

(5) Shares held by the spouse of the Reporting Person

(6) Shares held by a limited liability company which is controlled by the Reporting Person

**Remarks:**
The Reporting Person's Form 3 filed on May 10, 2022 is amended hereby to (i) include 85,769 indirectly held shares owned by the trust for the benefit of the Mr. Golden's sibling and of which Mr. Golden is a trustee, which were excluded due to a clerical error, (ii) segregate shares held by Mr. Golden's spouse (which had been included in directly held shares, and (iii) provide further detail on the holdings of the various trusts of which Mr. Golden is associated.

**Signature:** /s/ Gregory Krauss, POA  
**Date:** 2023-01-26

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**