# EDGAR Filing Document

**Accession Number:** 0001730945
**File Stem:** 0001085146-23-000449
**Filing Date:** 2023-1
**Character Count:** 18177
**Document Hash:** b7554777f258f43dbe2a20ff10a48cb5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000449.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001085146-23-000449

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230127

**EFFECTIVENESS DATE**: 20230130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Congress Park Capital LLC
- **CENTRAL INDEX KEY:** 0001730945
- **IRS NUMBER:** 800412794
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18393
- **FILM NUMBER:** 23564665

**BUSINESS ADDRESS:**
- **STREET 1:** 57 PHILA STREET
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 5183394335

**MAIL ADDRESS:**
- **STREET 1:** 57 PHILA STREET
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Congress Park Capital LLC<br>**Address:** 57 PHILA STREET<br>SARATOGA SPRINGS, NY 12866

**Form 13F File Number:** 028-18393

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Eric Brodwin<br>**Title:** Chief Compliance Officer<br>**Phone:** 518-339-4335

**Signature, Place, and Date of Signing:**

/s/ Eric Brodwin  Saratoga Springs, NY  01-27-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 136

**Form 13F Information Table Value Total:** $170486126

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 456946 | 4162 | SH |  | SOLE |  | 0 | 0 | 4162 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 789788 | 4887 | SH |  | SOLE |  | 0 | 0 | 4887 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | BBG001S6C009 | 5507671 | 71949 | SH |  | SOLE |  | 0 | 0 | 71949 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | BBG001S5NCQ5 | 826181 | 2455 | SH |  | SOLE |  | 0 | 0 | 2455 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | BBG001S5NN36 | 218599 | 3375 | SH |  | SOLE |  | 0 | 0 | 3375 |
| AIRBNB INC | COM CL A | 009066101 | BBG001Y2XS16 | 1461024 | 17088 | SH |  | SOLE |  | 0 | 0 | 17088 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 6364824 | 72139 | SH |  | SOLE |  | 0 | 0 | 72139 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 1997312 | 22510 | SH |  | SOLE |  | 0 | 0 | 22510 |
| ALTRIA GROUP INC | COM | 02209S103 | BBG001S5T8T5 | 362252 | 7925 | SH |  | SOLE |  | 0 | 0 | 7925 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 5618592 | 66888 | SH |  | SOLE |  | 0 | 0 | 66888 |
| AMGEN INC | COM | 031162100 | BBG001S5NNL6 | 1852925 | 7055 | SH |  | SOLE |  | 0 | 0 | 7055 |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 | BBG003NQ4BY4 | 818100 | 67500 | SH |  | SOLE |  | 0 | 0 | 67500 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 7680197 | 59110 | SH |  | SOLE |  | 0 | 0 | 59110 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 408242 | 22175 | SH |  | SOLE |  | 0 | 0 | 22175 |
| BANK AMERICA CORP | COM | 060505104 | BBG001S5P0Y0 | 1626026 | 49095 | SH |  | SOLE |  | 0 | 0 | 49095 |
| BAXTER INTL INC | COM | 071813109 | BBG001S5P1K3 | 273505 | 5366 | SH |  | SOLE |  | 0 | 0 | 5366 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | BBG001S902J2 | 468711 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 9063744 | 29342 | SH |  | SOLE |  | 0 | 0 | 29342 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | BBG001S9L8L3 | 894332 | 97210 | SH |  | SOLE |  | 0 | 0 | 97210 |
| BLACKROCK FLOATING RATE INCO | COM | 09255X100 | BBG001SBM043 | 1048384 | 93107 | SH |  | SOLE |  | 0 | 0 | 93107 |
| BLACKROCK INC | COM | 09247X101 | BBG001SDBP55 | 464153 | 655 | SH |  | SOLE |  | 0 | 0 | 655 |
| BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | BBG001S6FY66 | 2468596 | 237137 | SH |  | SOLE |  | 0 | 0 | 237137 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 484437 | 2543 | SH |  | SOLE |  | 0 | 0 | 2543 |
| BOOKING HOLDINGS INC | COM | 09857L108 | BBG001S89N72 | 362750 | 180 | SH |  | SOLE |  | 0 | 0 | 180 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | BBG001S6VV46 | 406796 | 10175 | SH |  | SOLE |  | 0 | 0 | 10175 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 281802 | 504 | SH |  | SOLE |  | 0 | 0 | 504 |
| CATERPILLAR INC | COM | 149123101 | BBG001S5PJ06 | 239560 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 248773 | 1386 | SH |  | SOLE |  | 0 | 0 | 1386 |
| CHUBB LIMITED | COM | H1467J104 | BBG001S8S1L3 | 352960 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 217858 | 4573 | SH |  | SOLE |  | 0 | 0 | 4573 |
| CLEAN HARBORS INC | COM | 184496107 | BBG001S5PW98 | 1115751 | 9777 | SH |  | SOLE |  | 0 | 0 | 9777 |
| CNH INDL N V | SHS | N20944109 | BBG0059JSF67 | 539696 | 33605 | SH |  | SOLE |  | 0 | 0 | 33605 |
| COCA COLA CO | COM | 191216100 | BBG001S5SMQ8 | 721974 | 11350 | SH |  | SOLE |  | 0 | 0 | 11350 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 | BBG00ZGF7799 | 1770 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 | BBG00ZGF7799 | 247730 | 7000 | PRN | Put | SOLE |  | 0 | 0 | 7000 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 258778 | 7400 | SH |  | SOLE |  | 0 | 0 | 7400 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | BBG00BLYKRZ7 | 585939 | 5565 | SH |  | SOLE |  | 0 | 0 | 5565 |
| CSX CORP | COM | 126408103 | BBG001S5Q7Q3 | 1372879 | 44315 | SH |  | SOLE |  | 0 | 0 | 44315 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 503226 | 5400 | SH |  | SOLE |  | 0 | 0 | 5400 |
| DATADOG INC | CL A COM | 23804L103 | BBG003NJHZW5 | 277095 | 3770 | SH |  | SOLE |  | 0 | 0 | 3770 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 359730 | 839 | SH |  | SOLE |  | 0 | 0 | 839 |
| DISNEY WALT CO | COM | 254687106 | BBG001S5QHF3 | 1734820 | 19968 | SH |  | SOLE |  | 0 | 0 | 19968 |
| DOMINOS PIZZA INC | COM | 25754A201 | BBG001SL3ZH1 | 242826 | 701 | SH |  | SOLE |  | 0 | 0 | 701 |
| DOVER CORP | COM | 260003108 | BBG001S5QL46 | 700747 | 5175 | SH |  | SOLE |  | 0 | 0 | 5175 |
| DOW INC | COM | 260557103 | BBG00BN96931 | 270846 | 5375 | SH |  | SOLE |  | 0 | 0 | 5375 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 | BBG0134WCMB3 | 149232 | 13102 | SH |  | SOLE |  | 0 | 0 | 13102 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | BBG001SV50F6 | 112500 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| EMBRAER S.A. | SPONSORED ADS | 29082A107 | BBG001S63XQ9 | 1413140 | 129290 | SH |  | SOLE |  | 0 | 0 | 129290 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 3096854 | 28077 | SH |  | SOLE |  | 0 | 0 | 28077 |
| FEDEX CORP | COM | 31428X106 | BBG001S5R3M5 | 290110 | 1675 | SH |  | SOLE |  | 0 | 0 | 1675 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 225913 | 19425 | SH |  | SOLE |  | 0 | 0 | 19425 |
| GENERAL DYNAMICS CORP | COM | 369550108 | BBG001S5RHP1 | 401938 | 1620 | SH |  | SOLE |  | 0 | 0 | 1620 |
| GENERAL MLS INC | COM | 370334104 | BBG001S5RKR2 | 519870 | 6200 | SH |  | SOLE |  | 0 | 0 | 6200 |
| GENERAL MTRS CO | COM | 37045V100 | BBG001SM1DK6 | 251459 | 7475 | SH |  | SOLE |  | 0 | 0 | 7475 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 | BBG00QNKPTM7 | 508375 | 24500 | SH |  | SOLE |  | 0 | 0 | 24500 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 1756591 | 5116 | SH |  | SOLE |  | 0 | 0 | 5116 |
| HERON THERAPEUTICS INC | COM | 427746102 | BBG001SB92D4 | 650275 | 260110 | SH |  | SOLE |  | 0 | 0 | 260110 |
| HESS CORP | COM | 42809H107 | BBG001S5NHS2 | 1186954 | 8369 | SH |  | SOLE |  | 0 | 0 | 8369 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 2464419 | 7802 | SH |  | SOLE |  | 0 | 0 | 7802 |
| HONEYWELL INTL INC | COM | 438516106 | BBG001S5X1N1 | 975065 | 4550 | SH |  | SOLE |  | 0 | 0 | 4550 |
| IDEXX LABS INC | COM | 45168D104 | BBG001S5S4Y9 | 203980 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| INTEL CORP | COM | 458140100 | BBG001S5SF65 | 475079 | 17975 | SH |  | SOLE |  | 0 | 0 | 17975 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 678104 | 4813 | SH |  | SOLE |  | 0 | 0 | 4813 |
| INTUIT | COM | 461202103 | BBG001S6TWR2 | 613022 | 1575 | SH |  | SOLE |  | 0 | 0 | 1575 |
| INVESCO ACTIVELY MANAGED ETF | S DOWNSID | 46090A705 | BBG003PDG4D7 | 1939617 | 60087 | SH |  | SOLE |  | 0 | 0 | 60087 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | BBG00XS6PBW6 | 474155 | 4329 | SH |  | SOLE |  | 0 | 0 | 4329 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 | BBG00KJR2NN7 | 742975 | 5260 | SH |  | SOLE |  | 0 | 0 | 5260 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 1864150 | 7001 | SH |  | SOLE |  | 0 | 0 | 7001 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 9319800 | 35000 | PRN | Call | SOLE |  | 0 | 0 | 35000 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | BBG001S9GN63 | 665700 | 2500 | PRN | Put | SOLE |  | 0 | 0 | 2500 |
| ISHARES TR | CORE S MCP ETF | 464287507 | BBG001SFC7V0 | 2071842 | 8565 | SH |  | SOLE |  | 0 | 0 | 8565 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 1961577 | 20727 | SH |  | SOLE |  | 0 | 0 | 20727 |
| ISHARES TR | CORE S ETF | 464287200 | BBG001SFB7R6 | 2011050 | 5234 | SH |  | SOLE |  | 0 | 0 | 5234 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | BBG001SGYSW7 | 772116 | 5881 | SH |  | SOLE |  | 0 | 0 | 5881 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 1734259 | 9817 | SH |  | SOLE |  | 0 | 0 | 9817 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 4061785 | 30289 | SH |  | SOLE |  | 0 | 0 | 30289 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 710095 | 1941 | SH |  | SOLE |  | 0 | 0 | 1941 |
| LOCKHEED MARTIN CORP | COM | 539830109 | BBG001S7PS57 | 1140819 | 2345 | SH |  | SOLE |  | 0 | 0 | 2345 |
| LOWES COS INC | COM | 548661107 | BBG001S5SVL3 | 260207 | 1306 | SH |  | SOLE |  | 0 | 0 | 1306 |
| LULULEMON ATHLETICA INC | COM | 550021109 | BBG001STBM75 | 302759 | 945 | SH |  | SOLE |  | 0 | 0 | 945 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 | BBG001S5Q8G2 | 104400 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | BBG001SNKQ42 | 232200 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| MAGNITE INC | COM | 55955D100 | BBG001T5LB97 | 139788 | 13200 | SH |  | SOLE |  | 0 | 0 | 13200 |
| MASCO CORP | COM | 574599106 | BBG001S5SZ70 | 364026 | 7800 | SH |  | SOLE |  | 0 | 0 | 7800 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 631154 | 2395 | SH |  | SOLE |  | 0 | 0 | 2395 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 | BBG001S7WM61 | 272930 | 24500 | SH |  | SOLE |  | 0 | 0 | 24500 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 497641 | 6403 | SH |  | SOLE |  | 0 | 0 | 6403 |
| MERCADOLIBRE INC | COM | 58733R102 | BBG001SM32G3 | 5227224 | 6177 | SH |  | SOLE |  | 0 | 0 | 6177 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 841556 | 7585 | SH |  | SOLE |  | 0 | 0 | 7585 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 2377678 | 19758 | SH |  | SOLE |  | 0 | 0 | 19758 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 120340 | 1000 | PRN | Call | SOLE |  | 0 | 0 | 1000 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 6787464 | 28302 | SH |  | SOLE |  | 0 | 0 | 28302 |
| MODERNA INC | COM | 60770K107 | BBG003PHHZV8 | 566701 | 3155 | SH |  | SOLE |  | 0 | 0 | 3155 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 242307 | 2850 | SH |  | SOLE |  | 0 | 0 | 2850 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 741918 | 2516 | SH |  | SOLE |  | 0 | 0 | 2516 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | BBG001SHZCF8 | 776960 | 64000 | SH |  | SOLE |  | 0 | 0 | 64000 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | BBG001SKQWJ3 | 4576425 | 402500 | SH |  | SOLE |  | 0 | 0 | 402500 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | BBG001SJ9S31 | 594000 | 75000 | SH |  | SOLE |  | 0 | 0 | 75000 |
| NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 | BBG001SM3CC5 | 585750 | 75000 | SH |  | SOLE |  | 0 | 0 | 75000 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 | BBG001S5TS84 | 838500 | 97500 | SH |  | SOLE |  | 0 | 0 | 97500 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | BBG001S97B05 | 2204600 | 182500 | SH |  | SOLE |  | 0 | 0 | 182500 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | BBG001SCTFM1 | 3392500 | 287500 | SH |  | SOLE |  | 0 | 0 | 287500 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 772382 | 5285 | SH |  | SOLE |  | 0 | 0 | 5285 |
| ORACLE CORP | COM | 68389X105 | BBG001S5SJG6 | 1938955 | 23721 | SH |  | SOLE |  | 0 | 0 | 23721 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 1105278 | 6118 | SH |  | SOLE |  | 0 | 0 | 6118 |
| PFIZER INC | COM | 717081103 | BBG001S5V466 | 1057491 | 20638 | SH |  | SOLE |  | 0 | 0 | 20638 |
| PLUG POWER INC | COM NEW | 72919P202 | BBG001S6GJB2 | 201631 | 16300 | SH |  | SOLE |  | 0 | 0 | 16300 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 314487 | 2075 | SH |  | SOLE |  | 0 | 0 | 2075 |
| PRUDENTIAL FINL INC | COM | 744320102 | BBG001S97MM7 | 477408 | 4800 | SH |  | SOLE |  | 0 | 0 | 4800 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | BBG001S5X5Q9 | 1313543 | 13016 | SH |  | SOLE |  | 0 | 0 | 13016 |
| ROSS STORES INC | COM | 778296103 | BBG001S5VRS1 | 1268065 | 10925 | SH |  | SOLE |  | 0 | 0 | 10925 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 889016 | 6705 | SH |  | SOLE |  | 0 | 0 | 6705 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | BBG001S7T1Q9 | 297068 | 2300 | SH |  | SOLE |  | 0 | 0 | 2300 |
| SL GREEN RLTY CORP | COM | 78440X887 | BBG001S9Z1V2 | 274818 | 8150 | SH |  | SOLE |  | 0 | 0 | 8150 |
| SNOWFLAKE INC | CL A | 833445109 | BBG007DHGNK2 | 241147 | 1680 | SH |  | SOLE |  | 0 | 0 | 1680 |
| SOUTHWEST AIRLS CO | COM | 844741108 | BBG001S5SXC9 | 377104 | 11200 | SH |  | SOLE |  | 0 | 0 | 11200 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 1853638 | 4847 | SH |  | SOLE |  | 0 | 0 | 4847 |
| SPDR SER TR | PRTFLO S HI | 78468R788 | BBG00B6WD879 | 474549 | 11990 | SH |  | SOLE |  | 0 | 0 | 11990 |
| STAG INDL INC | COM | 85254J102 | BBG001T9F312 | 214862 | 6650 | SH |  | SOLE |  | 0 | 0 | 6650 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | BBG001S5WWW4 | 288649 | 3875 | SH |  | SOLE |  | 0 | 0 | 3875 |
| THE TRADE DESK INC | COM CL A | 88339J105 | BBG00629NGW8 | 3662521 | 81698 | SH |  | SOLE |  | 0 | 0 | 81698 |
| THE TRADE DESK INC | COM CL A | 88339J105 | BBG00629NGW8 | 3003610 | 67000 | PRN | Call | SOLE |  | 0 | 0 | 67000 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 302880 | 550 | SH |  | SOLE |  | 0 | 0 | 550 |
| TJX COS INC NEW | COM | 872540109 | BBG001S5WQ93 | 226860 | 2850 | SH |  | SOLE |  | 0 | 0 | 2850 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | BBG002B04MW4 | 405819 | 16410 | SH |  | SOLE |  | 0 | 0 | 16410 |
| UIPATH INC | CL A | 90364P105 | BBG00GKS1G12 | 346348 | 27250 | SH |  | SOLE |  | 0 | 0 | 27250 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 251836 | 475 | SH |  | SOLE |  | 0 | 0 | 475 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 320322 | 8130 | SH |  | SOLE |  | 0 | 0 | 8130 |
| VIRTUS CONVERTIBLE  INC FD | COM | 92838U108 | BBG001SLMK47 | 1776734 | 616922 | SH |  | SOLE |  | 0 | 0 | 616922 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 1615334 | 7775 | SH |  | SOLE |  | 0 | 0 | 7775 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | BBG001S5XBY7 | 263388 | 7050 | SH |  | SOLE |  | 0 | 0 | 7050 |
| WALMART INC | COM | 931142103 | BBG001S5XH92 | 1893554 | 13355 | SH |  | SOLE |  | 0 | 0 | 13355 |
| WESTERN AST INFL LKD OPP  I | COM | 95766R104 | BBG001SBWXC1 | 287595 | 31500 | SH |  | SOLE |  | 0 | 0 | 31500 |
| WYNN RESORTS LTD | COM | 983134107 | BBG001SJZ2V8 | 226792 | 2750 | SH |  | SOLE |  | 0 | 0 | 2750 |
| YUM BRANDS INC | COM | 988498101 | BBG001S7JQ30 | 625799 | 4886 | SH |  | SOLE |  | 0 | 0 | 4886 |
| ZOETIS INC | CL A | 98978V103 | BBG0039320P7 | 1595948 | 10890 | SH |  | SOLE |  | 0 | 0 | 10890 |

---