# EDGAR Filing Document

**Accession Number:** 0001518042
**File Stem:** 0001752724-23-007621
**Filing Date:** 2023-1
**Character Count:** 34070
**Document Hash:** 72fefd850f51244ff56202b81bcfd69a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-007621.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001752724-23-007621

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST II
- **CENTRAL INDEX KEY:** 0001518042
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22549
- **FILM NUMBER:** 23541642

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022

## Series and Classes Contracts Data

### Amberwave Invest USA JSG Fund (Series ID: S000074631)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000232659 | Amberwave Invest USA JSG Fund |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST II

- **b. Investment Company Act file number:** 811-22549

- **c. CIK number of Registrant:** 0001518042

- **d. LEI of Registrant:** 549300TH7YXW5G2QY588

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Amberwave Invest USA JSG Fund

- **b. EDGAR series identifier (if any):** S000074631

- **c. LEI of Series:** 549300OENL7SLX6PTQ56

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1715297.32

**Total Liabilities:** $53162.82

**Net Assets:** $1662134.50

**Cash Not Reported:** $18218.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232659 | -8.96%               | 9.22%                | 4.73%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-12059.94               | $-131740.25                                |
| Month 2  | $-7506.61                | $140224.60                                 |
| Month 3  | $-763.27                 | $74322.59                                  |

### Schedule of Portfolio Investments

| Name                                       | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Illumina Inc                               | ILLUMINA INC     | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |        79 | NS      | $17228.32     | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc                   | LAMB WESTON      | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |       176 | NS      | $15294.40     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc                 | CHIPOTLE MEXICAN | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |         7 | NS      | $11388.72     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc | FIDELITY NATIONA | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |       366 | NS      | $26564.28     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| DexCom Inc                                 | DEXCOM           | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |       154 | NS      | $17907.12     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hershey Co (The)                           | HERSHEY CO/THE   | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |        72 | NS      | $16932.24     | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corporation                           | BALL CORP        | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |       116 | NS      | $6505.28      | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Third Bancorp                        | FIFTH THIRD BANC | CUSIP: 316773100<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EC               | CORP              | US        |       364 | NS      | $13235.04     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                            | CATERPILLAR INC  | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |        53 | NS      | $12529.73     | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Aflac Incorporated                         | AFLAC INC        | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |       199 | NS      | $14314.07     | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                      | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       186 | NS      | $47456.04     | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                 | INTUIT INC       | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |        71 | NS      | $28938.89     | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| SVB Financial Group                        | SVB FINANCIAL GR | CUSIP: 78486Q101<br>LEI: 549300D2KJ20JMXE7542 | Long             | EC               | CORP              | US        |        56 | NS      | $12979.68     | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank San Francisco          | FIRST REPUBLIC B | CUSIP: 33616C100<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EC               | CORP              | US        |       107 | NS      | $13654.27     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service, Inc.                | UNITED PARCEL-B  | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |        68 | NS      | $12901.64     | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                           | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |       303 | NS      | $29251.62     | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                                 | GARMIN LTD       | CUSIP: H2906T109<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |       118 | NS      | $10972.82     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation                | PROGRESSIVE CORP | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |       123 | NS      | $16254.45     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc                            | XCEL ENERGY INC  | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |       109 | NS      | $7653.98      | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| The Williams Companies, Inc.               | WILLIAMS COS INC | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |       581 | NS      | $20160.70     | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc.                          | CROWN CASTLE INC | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |        50 | NS      | $7071.50      | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Grainger W W Inc                           | WW GRAINGER INC  | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |        14 | NS      | $8442.84      | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                   | DIGITAL REALTY   | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |        58 | NS      | $6522.68      | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy                          | EVERSOURCE ENERG | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |        89 | NS      | $7374.54      | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Autozone, Inc.                             | AUTOZONE INC     | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |         4 | NS      | $10316.00     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                                | PHILLIPS 66      | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |       193 | NS      | $20928.92     | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalent Inc                               | CATALENT INC     | CUSIP: 148806102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       321 | NS      | $16091.73     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| The J M Smucker Company                    | JM SMUCKER CO    | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               | CORP              | US        |       100 | NS      | $15401.00     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                     | APPLIED MATERIAL | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |       257 | NS      | $28167.20     | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Leidos Holdings Inc                        | LEIDOS HOLDINGS  | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               | CORP              | US        |        73 | NS      | $7981.09      | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                     | MOTOROLA SOLUTIO | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |        94 | NS      | $25586.80     | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                               | FORTINET INC     | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |       473 | NS      | $25144.68     | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equities, Inc.      | ALEXANDRIA REAL  | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |        40 | NS      | $6224.40      | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corporation                          | NUCOR CORP       | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |        50 | NS      | $7497.50      | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                  | TESLA INC        | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       114 | NS      | $22195.80     | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                                | MODERNA INC      | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |       102 | NS      | $17942.82     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                     | WASTE MANAGEMENT | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |        59 | NS      | $9895.48      | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc               | THERMO FISHER    | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |        46 | NS      | $25770.12     | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                               | BROADCOM INC     | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |        60 | NS      | $33061.80     | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                | WALMART INC      | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |       203 | NS      | $30941.26     | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix, Inc.                              | EQUINIX INC      | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |        11 | NS      | $7597.15      | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp.                 | CONSTELLATION EN | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |        77 | NS      | $7401.24      | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                            | T-MOBILE US INC  | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |       141 | NS      | $21355.86     | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                   | LAM RESEARCH     | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |        58 | NS      | $27398.04     | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Company                 | MARATHON PETROLE | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |       178 | NS      | $21682.18     | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Northrop Grumman Corporation               | NORTHROP GRUMMAN | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |        19 | NS      | $10132.51     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Henry Jack & Associates Inc.               | JACK HENRY       | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |       128 | NS      | $24236.80     | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| DISH Network Corporation                   | DISH NETWORK-A   | CUSIP: 25470M109<br>LEI: 529900U350CWHH15G169 | Long             | EC               | CORP              | US        |       961 | NS      | $15424.05     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| L3 Harris Technologies Inc                 | L3HARRIS TECHNOL | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |        39 | NS      | $8856.12      | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                   | ETSY INC         | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |        88 | NS      | $11623.92     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                             | MORGAN STANLEY   | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |       208 | NS      | $19358.56     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Quest Diagnostics Incorporated             | QUEST DIAGNOSTIC | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |       107 | NS      | $16245.81     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc.                              | QUALCOMM INC     | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |       237 | NS      | $29978.13     | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                                | CORTEVA INC      | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |       118 | NS      | $7924.88      | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Company                            | DEERE & CO       | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |        28 | NS      | $12348.00     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corporation                 | AMERICAN TOWER C | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |        38 | NS      | $8407.50      | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences, Inc.                      | GILEAD SCIENCES  | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |       231 | NS      | $20288.73     | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumen Technologies Inc                     | LUMEN TECHNOLOGI | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |      2822 | NS      | $15436.34     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corporation                 | DOLLAR GENERAL C | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |        46 | NS      | $11761.28     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyson Foods, Inc.                          | TYSON FOODS-A    | CUSIP: 902494103<br>LEI: WD6L6041MNRW1JE49D58 | Long             | EC               | CORP              | US        |       233 | NS      | $15443.24     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bancorp.                              | US BANCORP       | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |       342 | NS      | $15523.38     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corporation               | GENERAL DYNAMICS | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |        38 | NS      | $9590.82      | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals, Inc.            | REGENERON PHARM  | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |        25 | NS      | $18792.50     | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Nextera Energy Inc                         | NEXTERA ENERGY   | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       152 | NS      | $12874.40     | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                | VERIZON COMMUNIC | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |       675 | NS      | $26311.50     | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc.                            | BORGWARNER INC   | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |       250 | NS      | $10627.50     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Generac Holdings Inc.                      | GENERAC HOLDINGS | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |        74 | NS      | $7808.48      | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc                             | HOME DEPOT INC   | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |        55 | NS      | $17819.45     | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products & Chemicals, Inc.             | AIR PRODS & CHEM | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |        30 | NS      | $9304.80      | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                              | NETFLIX INC      | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |        84 | NS      | $25664.52     | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corporation                | LOCKHEED MARTIN  | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |        24 | NS      | $11644.56     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                          | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |       953 | NS      | $28656.71     | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Paypal Holdings Incorporation              | PAYPAL HOLDINGS  | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |       339 | NS      | $26580.99     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominos Pizza Inc                          | DOMINO'S PIZZA   | CUSIP: 25754A201<br>LEI: 25490005ZWM1IF9UXU57 | Long             | EC               | CORP              | US        |        28 | NS      | $10884.44     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc              | INTERCONTINENTAL | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |       145 | NS      | $15704.95     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Tractor Supply Co                          | TRACTOR SUPPLY   | CUSIP: 892356106<br>LEI: 549300OJ9VZHZRO6I137 | Long             | EC               | CORP              | US        |        50 | NS      | $11315.50     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries, Inc.        | HUNTINGTON INGAL | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |        33 | NS      | $7654.68      | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation               | TRUIST FINANCIAL | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |       336 | NS      | $15728.16     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.                    | UNITEDHEALTH GRP | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |        70 | NS      | $38343.20     | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Incorporated        | VERTEX PHARM     | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |        59 | NS      | $18667.60     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| The Mosaic Company                         | MOSAIC CO/THE    | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |       124 | NS      | $6361.20      | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                   | VISA INC-CLASS A | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       169 | NS      | $36673.00     | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc.                                | ZOETIS INC       | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |       122 | NS      | $18805.08     | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corporation                         | ORACLE CORP      | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |       343 | NS      | $28479.29     | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corporation                          | FEDEX CORP       | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |        51 | NS      | $9293.22      | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameren Corporation                         | AMEREN CORP      | CUSIP: 023608102<br>LEI: XRZQ5S7HYJFPHJ78L959 | Long             | EC               | CORP              | US        |        79 | NS      | $7056.28      | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Global Markets Inc                    | CBOE GLOBAL MARK | CUSIP: 12503M108<br>LEI: 529900RLNSGA90UPEH54 | Long             | EC               | CORP              | US        |       100 | NS      | $12684.00     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                              | PROLOGIS INC     | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |        72 | NS      | $8480.88      | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Centerpoint Energy Inc                     | CENTERPOINT ENER | CUSIP: 15189T107<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | EC               | CORP              | US        |       221 | NS      | $6875.31      | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Company                         | FORD MOTOR CO    | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |       833 | NS      | $11578.70     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CDW Corp                                   | CDW CORP/DE      | CUSIP: 12514G108<br>LEI: 9845001B052ABF0B6755 | Long             | EC               | CORP              | US        |       132 | NS      | $24900.48     | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corporation           | OCCIDENTAL PETE  | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |       303 | NS      | $21055.47     | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Regions Financial Corporation              | REGIONS FINANCIA | CUSIP: 7591EP100<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EC               | CORP              | US        |       567 | NS      | $13160.07     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Howmet Aerospace Inc                       | HOWMET AEROSPACE | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |       210 | NS      | $7910.70      | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                | BANK OF AMERICA  | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |       742 | NS      | $28084.70     | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Company               | BRISTOL-MYER SQB | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |       285 | NS      | $22879.80     | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications, Inc.               | CHARTER COMMUN-A | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |        46 | NS      | $17999.34     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Company             | ARCHER-DANIELS   | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |       189 | NS      | $18427.50     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings, Inc.               | CF INDUSTRIES HO | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |        61 | NS      | $6599.59      | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST II

**Signature:** Erik Naviloff

**Name of Signer:** Erik Naviloff

**Title:** Treasurer