# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-016791
**Filing Date:** 2023-1
**Character Count:** 9674
**Document Hash:** ab535d93e6ee94885f1ee85a0d9fdc2f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016791.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016791

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23563759

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Sterling Capital Focus Equity ETF (Series ID: S000068966)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000220403 | Sterling Capital Focus Equity ETF | LCG             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Sterling Capital Focus Equity ETF

- **b. EDGAR series identifier (if any):** S000068966

- **c. LEI of Series:** 549300TQVFTFHODA5C95

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $54265066.05

**Total Liabilities:** $44836.70

**Net Assets:** $54220229.35

**Cash Not Reported:** $15711.66

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220403 | -12.00%              | 7.77%                | 5.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-2473420.76             | $-4266699.98                               |
| Month 2  | $14444.91                | $3784035.03                                |
| Month 3  | $-4397.49                | $2653160.12                                |

### Schedule of Portfolio Investments

| Name                           | Title              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Costar Group Inc               | COSTAR GROUP INC   | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     64641 | NS      | $5238506.64   | 9.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc. | OLD DOMINION FRT   | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |      8047 | NS      | $2435102.67   | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                    | WORKDAY INC-A      | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |     10725 | NS      | $1800727.50   | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                 | SERVICENOW INC     | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      3802 | NS      | $1582772.60   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc             | UNITY SOFTWARE I   | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     28057 | NS      | $1108532.07   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Adyen NV                       | ADYEN NV-UNSPON    | CUSIP: 00783V104<br>LEI: 724500973ODKK3IFQ447 | Long             | EC               | CORP              | NL        |    300417 | NS      | $4685003.12   | 8.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.               | AMAZON.COM INC     | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     26424 | NS      | $2550972.96   | 4.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc              | VEEVA SYSTEMS-A    | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |     12832 | NS      | $2442699.52   | 4.51%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated        | MASTERCARD INC-A   | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     13371 | NS      | $4765424.40   | 8.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubspot Inc                    | HUBSPOT INC        | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |      6252 | NS      | $1894543.56   | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation          | MICROSOFT CORP     | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      9757 | NS      | $2489400.98   | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems, Inc.    | CASELLA WASTE      | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     29856 | NS      | $2570303.04   | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                  | ALPHABET INC-C     | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     20133 | NS      | $2042492.85   | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc.                      | MSCI INC           | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |      3677 | NS      | $1867290.91   | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc.        | IDEXX LABS         | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |      6239 | NS      | $2657002.93   | 4.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Incorporation             | OKTA INC           | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |     25602 | NS      | $1365098.64   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Heico Corp                     | HEICO CORP-CLASS A | CUSIP: 422806208<br>LEI: 529900O1DTDLCJ7L0I14 | Long             | EC               | CORP              | US        |     31056 | NS      | $3937279.68   | 7.26%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P GLOBAL INC     | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |     13297 | NS      | $4691181.60   | 8.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                    | SHOPIFY INC - A    | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     59551 | NS      | $2434444.88   | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corporation          | ATLASSIAN CORP-A   | CUSIP: 049468101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12711 | NS      | $1672132.05   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer