# EDGAR Filing Document

**Accession Number:** 0000791490
**File Stem:** 0001140361-23-001231
**Filing Date:** 2023-1
**Character Count:** 30211
**Document Hash:** 5d44edbdeb72f38e39adc5d3dfa6b407
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-001231.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001140361-23-001231

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**EFFECTIVENESS DATE**: 20230110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CARRET ASSET MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0000791490
- **IRS NUMBER:** 134113321
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-01317
- **FILM NUMBER:** 23521714

**BUSINESS ADDRESS:**
- **STREET 1:** 360 MADISON AVENUE
- **STREET 2:** 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 2125933800

**MAIL ADDRESS:**
- **STREET 1:** 360 MADISON AVENUE
- **STREET 2:** 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARRET ASSET MANAGEMENT
- **DATE OF NAME CHANGE:** 20040823

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARRET & CO LLC
- **DATE OF NAME CHANGE:** 20001010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARRET & CO INC
- **DATE OF NAME CHANGE:** 19990326

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CARRET ASSET MANAGEMENT LLC<br>**Address:** 360 MADISON AVENUE<br>20TH FLOOR<br>NEW YORK, NY 10017

**Form 13F File Number:** 028-01317

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Marco Vega<br>**Title:** Chief Operating Officer<br>**Phone:** 212-207-2304

**Signature, Place, and Date of Signing:**

/s/ Marco Vega  New York, NY  01-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 275

**Form 13F Information Table Value Total:** $723642

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY | COM | 88579y101 |  | 2515 | 20970 | SH |  | SOLE |  | 8098 | 0 | 12872 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 5975 | 54424 | SH |  | SOLE |  | 10158 | 0 | 44266 |
| ABBVIE INC | COM | 00287Y109 |  | 10549 | 65273 | SH |  | SOLE |  | 15319 | 0 | 49954 |
| ADOBE INC | COM | 00724F101 |  | 1261 | 3747 | SH |  | SOLE |  | 0 | 0 | 3747 |
| AES CORP | COM | 00130h105 |  | 2183 | 75917 | SH |  | SOLE |  | 13050 | 0 | 62867 |
| AFLAC INC | COM | 001055102 |  | 469 | 6524 | SH |  | SOLE |  | 0 | 0 | 6524 |
| AKAMAI TECHNOLOGIES | COM | 00971T101 |  | 1584 | 18795 | SH |  | SOLE |  | 4520 | 0 | 14275 |
| ALLIANT ENERGY CORP | COM | 018802108 |  | 232 | 4200 | SH |  | SOLE |  | 4000 | 0 | 200 |
| ALLSTATE CORP | COM | 020002101 |  | 6471 | 47720 | SH |  | SOLE |  | 18419 | 0 | 29301 |
| ALPHABET INC CL A | COM | 02079K305 |  | 10940 | 123995 | SH |  | SOLE |  | 14120 | 0 | 109875 |
| ALPHABET INC CL C | COM | 02079K107 |  | 17281 | 194765 | SH |  | SOLE |  | 40880 | 0 | 153885 |
| AMAZON.COM INC | COM | 023135106 |  | 4856 | 57804 | SH |  | SOLE |  | 6020 | 0 | 51784 |
| AMERICAN ELEC PWR | COM | 025537101 |  | 5950 | 62669 | SH |  | SOLE |  | 19935 | 0 | 42734 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 9047 | 61233 | SH |  | SOLE |  | 19640 | 0 | 41593 |
| AMERICAN WATER WORKS INC | COM | 030420103 |  | 720 | 4725 | SH |  | SOLE |  | 3800 | 0 | 925 |
| AMERIPRISE FINANCIAL INC | COM | 03076C106 |  | 2514 | 8074 | SH |  | SOLE |  | 6071 | 0 | 2003 |
| AMETEK INC NEW | COM | 031100100 |  | 1714 | 12270 | SH |  | SOLE |  | 6000 | 0 | 6270 |
| AMGEN INC | COM | 031162100 |  | 1556 | 5924 | SH |  | SOLE |  | 1060 | 0 | 4864 |
| ANALOG DEVICES INC COM | COM | 032654105 |  | 1775 | 10820 | SH |  | SOLE |  | 1750 | 0 | 9070 |
| APPLE INC | COM | 037833100 |  | 50322 | 387298 | SH |  | SOLE |  | 62347 | 0 | 324951 |
| APPLIED MATERIALS INC DELAWARE | COM | 038222105 |  | 3574 | 36706 | SH |  | SOLE |  | 12960 | 0 | 23746 |
| ASSOCIATES FIRST CAPITAL CORPO | COM | 046008207 |  | 0 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| AT INC | COM | 00206r102 |  | 2765 | 150189 | SH |  | SOLE |  | 44123 | 0 | 106066 |
| AUTOMATIC DATA PROCESSING INC. | COM | 053015103 |  | 2455 | 10277 | SH |  | SOLE |  | 3110 | 0 | 7167 |
| AUTOZONE INC | COM | 053332102 |  | 1640 | 665 | SH |  | SOLE |  | 250 | 0 | 415 |
| AVNET INC | COM | 053807103 |  | 459 | 11047 | SH |  | SOLE |  | 8675 | 0 | 2372 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 1147 | 25201 | SH |  | SOLE |  | 12882 | 0 | 12319 |
| BANK OF AMERICA CORP | COM | 060505104 |  | 5825 | 175879 | SH |  | SOLE |  | 54618 | 0 | 121261 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 2821 | 11091 | SH |  | SOLE |  | 2255 | 0 | 8836 |
| BERKSHIRE HATHAWAY - A | COM | 084670108 |  | 7031 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| BERKSHIRE HATHAWAY INC CL B | COM | 084670702 |  | 18353 | 59413 | SH |  | SOLE |  | 13328 | 0 | 46085 |
| BIONANO GENOMICS INC | COM | 09075F107 |  | 18 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| BLACKROCK INC | COM | 09247X101 |  | 210 | 297 | SH |  | SOLE |  | 0 | 0 | 297 |
| BLACKSTONE INC | COM | 09260D107 |  | 4147 | 55903 | SH |  | SOLE |  | 18324 | 0 | 37579 |
| BOEING CO | COM | 097023105 |  | 2109 | 11070 | SH |  | SOLE |  | 1220 | 0 | 9850 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 |  | 4888 | 67943 | SH |  | SOLE |  | 24958 | 0 | 42985 |
| CAMDEN PROPERTY TRUST | COM | 133131102 |  | 526 | 4704 | SH |  | SOLE |  | 2984 | 0 | 1720 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 403 | 13500 | SH |  | SOLE |  | 2000 | 0 | 11500 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 418 | 10125 | SH |  | SOLE |  | 5869 | 0 | 4256 |
| CATERPILLAR INC | COM | 149123101 |  | 638 | 2664 | SH |  | SOLE |  | 0 | 0 | 2664 |
| CHARGEPOINT HOLDINGS INC | COM | 15961R105 |  | 468 | 49075 | SH |  | SOLE |  | 11440 | 0 | 37635 |
| CHEVRON CORP | COM | 166764100 |  | 14362 | 80016 | SH |  | SOLE |  | 18858 | 0 | 61158 |
| CHUBB LIMITED | COM | H1467J104 |  | 381 | 1726 | SH |  | SOLE |  | 156 | 0 | 1570 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 5320 | 65994 | SH |  | SOLE |  | 5000 | 0 | 60994 |
| CIGNA CORP | COM | 125523100 |  | 366 | 1104 | SH |  | SOLE |  | 0 | 0 | 1104 |
| CISCO SYS INC | COM | 17275r102 |  | 10368 | 217622 | SH |  | SOLE |  | 66000 | 0 | 151622 |
| CITIGROUP INC | COM | 172967424 |  | 1451 | 32076 | SH |  | SOLE |  | 6929 | 0 | 25147 |
| CLOROX COMPANY DE | COM | 189054109 |  | 369 | 2630 | SH |  | SOLE |  | 0 | 0 | 2630 |
| COCA-COLA CO | COM | 191216100 |  | 862 | 13554 | SH |  | SOLE |  | 6659 | 0 | 6895 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 1309 | 16613 | SH |  | SOLE |  | 999 | 0 | 15614 |
| COMCAST CORP CL A | COM | 20030n101 |  | 3606 | 103122 | SH |  | SOLE |  | 59942 | 0 | 43180 |
| CONOCOPHILLIPS | COM | 20825c104 |  | 4396 | 37258 | SH |  | SOLE |  | 8000 | 0 | 29258 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 1251 | 13129 | SH |  | SOLE |  | 910 | 0 | 12219 |
| CORNING INC | COM | 219350105 |  | 3801 | 119017 | SH |  | SOLE |  | 36682 | 0 | 82335 |
| CORTEVA INC | COM | 22052L104 |  | 374 | 6366 | SH |  | SOLE |  | 2572 | 0 | 3794 |
| COSTCO WHOLESALE CORP. | COM | 22160K105 |  | 2273 | 4979 | SH |  | SOLE |  | 355 | 0 | 4624 |
| CRANE CO | COM | 224441105 |  | 500 | 4980 | SH |  | SOLE |  | 500 | 0 | 4480 |
| CVS HEALTH CORPORATION | COM | 126650100 |  | 11006 | 118099 | SH |  | SOLE |  | 39021 | 0 | 79078 |
| D R HORTON INC COM | COM | 23331A109 |  | 2444 | 27417 | SH |  | SOLE |  | 9330 | 0 | 18087 |
| DEERE  CO | COM | 244199105 |  | 2787 | 6500 | SH |  | SOLE |  | 200 | 0 | 6300 |
| DELTA AIR LINES INC | COM | 247361702 |  | 311 | 9470 | SH |  | SOLE |  | 2150 | 0 | 7320 |
| DIGITAL REALTY TRUST INC | COM | 253868103 |  | 715 | 7135 | SH |  | SOLE |  | 3500 | 0 | 3635 |
| DOMINION ENERGY INC. | COM | 25746U109 |  | 3557 | 58004 | SH |  | SOLE |  | 18783 | 0 | 39221 |
| DOW CHEM CO COM | COM | 260557103 |  | 3422 | 67916 | SH |  | SOLE |  | 19022 | 0 | 48894 |
| DROPBOX INC CL A | COM | 26210C104 |  | 889 | 39725 | SH |  | SOLE |  | 1500 | 0 | 38225 |
| DUKE ENERGY CORP | COM | 26441c204 |  | 730 | 7089 | SH |  | SOLE |  | 1438 | 0 | 5651 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 2296 | 33461 | SH |  | SOLE |  | 7436 | 0 | 26025 |
| EASTGROUP PROPERTIES INC | COM | 277276101 |  | 592 | 3999 | SH |  | SOLE |  | 3999 | 0 | 0 |
| EASTMAN CHEMICAL | COM | 277432100 |  | 1194 | 14663 | SH |  | SOLE |  | 4514 | 0 | 10149 |
| EATON CORP | COM | g29183103 |  | 5494 | 35003 | SH |  | SOLE |  | 8690 | 0 | 26313 |
| EBAY INC COM | COM | 278642103 |  | 405 | 9760 | SH |  | SOLE |  | 2385 | 0 | 7375 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 241 | 470 | SH |  | SOLE |  | 0 | 0 | 470 |
| ELI LILLY  CO | COM | 532457108 |  | 2622 | 7167 | SH |  | SOLE |  | 0 | 0 | 7167 |
| EMERSON ELECTRIC CO | COM | 291011104 |  | 2583 | 26886 | SH |  | SOLE |  | 2850 | 0 | 24036 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 503 | 1900 | SH |  | SOLE |  | 0 | 0 | 1900 |
| EQT CORPORATION | COM | 26884L109 |  | 1445 | 42720 | SH |  | SOLE |  | 6000 | 0 | 36720 |
| EXELON CORP | COM | 30161n101 |  | 240 | 5544 | SH |  | SOLE |  | 0 | 0 | 5544 |
| EXXON MOBIL CORP | COM | 30231g102 |  | 4247 | 38503 | SH |  | SOLE |  | 7452 | 0 | 31051 |
| FEDEX CORPORATION | COM | 31428X106 |  | 5207 | 30065 | SH |  | SOLE |  | 6222 | 0 | 23843 |
| FIDELITY NATIONAL FINANCIAL | COM | 31620R303 |  | 1319 | 35055 | SH |  | SOLE |  | 16110 | 0 | 18945 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 1864 | 56811 | SH |  | SOLE |  | 3350 | 0 | 53461 |
| FNB CORP COM | COM | 302520101 |  | 793 | 60764 | SH |  | SOLE |  | 13087 | 0 | 47677 |
| FORD MTR CO | COM | 345370860 |  | 505 | 43425 | SH |  | SOLE |  | 15000 | 0 | 28425 |
| FOX CORP - CLASS B | COM | 35137L204 |  | 307 | 10800 | SH |  | SOLE |  | 6300 | 0 | 4500 |
| FUBOTV INC | COM | 35953D104 |  | 30 | 17400 | SH |  | SOLE |  | 0 | 0 | 17400 |
| FULTON FINL CORP PA COM | COM | 360271100 |  | 533 | 31651 | SH |  | SOLE |  | 3163 | 0 | 28488 |
| GENERAL ELECTRIC CO | COM | 369604301 |  | 350 | 4182 | SH |  | SOLE |  | 2765 | 0 | 1417 |
| GENERAL MILLS INC | COM | 370334104 |  | 274 | 3273 | SH |  | SOLE |  | 0 | 0 | 3273 |
| GENERAL MOTORS CORP | COM | 37045V100 |  | 516 | 15347 | SH |  | SOLE |  | 3000 | 0 | 12347 |
| GENL DYNAMICS CORP COM | COM | 369550108 |  | 604 | 2435 | SH |  | SOLE |  | 250 | 0 | 2185 |
| GILEAD SCIENCES | COM | 375558103 |  | 604 | 7035 | SH |  | SOLE |  | 600 | 0 | 6435 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 5512 | 16052 | SH |  | SOLE |  | 2020 | 0 | 14032 |
| HARTFORD FINANCIAL SERVICES GR | COM | 416515104 |  | 5709 | 75289 | SH |  | SOLE |  | 14646 | 0 | 60643 |
| HCA HEALTHCARE INC. | COM | 40412C101 |  | 2041 | 8505 | SH |  | SOLE |  | 2280 | 0 | 6225 |
| HERSHEY COMPANY | COM | 427866108 |  | 3103 | 13400 | SH |  | SOLE |  | 0 | 0 | 13400 |
| HEWLETT PACKARD ENTERPRISE COM | COM | 42824C109 |  | 488 | 30550 | SH |  | SOLE |  | 14000 | 0 | 16550 |
| HOME DEPOT INC | COM | 437076102 |  | 5900 | 18679 | SH |  | SOLE |  | 5361 | 0 | 13318 |
| HONEYWELL INTL INC | COM | 438516106 |  | 2152 | 10041 | SH |  | SOLE |  | 3530 | 0 | 6511 |
| HORMEL FOODS CORP | COM | 440452100 |  | 865 | 19000 | SH |  | SOLE |  | 0 | 0 | 19000 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 720 | 51076 | SH |  | SOLE |  | 0 | 0 | 51076 |
| ILLINOIS TOOL WORKS INC | COM | 452308109 |  | 2904 | 13180 | SH |  | SOLE |  | 1500 | 0 | 11680 |
| ILLUMINA INC COM | COM | 452327109 |  | 250 | 1235 | SH |  | SOLE |  | 0 | 0 | 1235 |
| INTEL CORP | COM | 458140100 |  | 4890 | 185025 | SH |  | SOLE |  | 47912 | 0 | 137113 |
| INTL BUSINESS MACHINES CORP | COM | 459200101 |  | 3242 | 23012 | SH |  | SOLE |  | 9743 | 0 | 13269 |
| INTL PAPER CO | COM | 460146103 |  | 2029 | 58588 | SH |  | SOLE |  | 11300 | 0 | 47288 |
| IQVIA HOLDINGS INC | COM | 46266C105 |  | 1412 | 6891 | SH |  | SOLE |  | 4591 | 0 | 2300 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 18308 | 103638 | SH |  | SOLE |  | 27764 | 0 | 75874 |
| JPMORGAN CHASE  CO | COM | 46625h100 |  | 21995 | 164022 | SH |  | SOLE |  | 36691 | 0 | 127331 |
| KEYCORP -NEW | COM | 493267108 |  | 337 | 19374 | SH |  | SOLE |  | 2400 | 0 | 16974 |
| KIMBERLY CLARK CORP | COM | 494368103 |  | 1685 | 12411 | SH |  | SOLE |  | 6138 | 0 | 6273 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 3368 | 16175 | SH |  | SOLE |  | 4841 | 0 | 11334 |
| LAM RESEARCH CORP COM | COM | 512807108 |  | 4012 | 9546 | SH |  | SOLE |  | 1052 | 0 | 8494 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 818 | 1681 | SH |  | SOLE |  | 0 | 0 | 1681 |
| LOWES COS INC | COM | 548661107 |  | 1615 | 8107 | SH |  | SOLE |  | 0 | 0 | 8107 |
| M  T BK CORP COM | COM | 55261F104 |  | 397 | 2736 | SH |  | SOLE |  | 0 | 0 | 2736 |
| MARATHON PETROLEUM CORP | COM | 56585A102 |  | 1322 | 11356 | SH |  | SOLE |  | 7840 | 0 | 3516 |
| MARQETA INC. CL A | COM | 57142B104 |  | 415 | 67985 | SH |  | SOLE |  | 1600 | 0 | 66385 |
| MARRIOTT INTL INC NEW CL A | COM | 571903202 |  | 486 | 3266 | SH |  | SOLE |  | 2916 | 0 | 350 |
| MARSH  MCLENNAN COS | COM | 571748102 |  | 261 | 1580 | SH |  | SOLE |  | 551 | 0 | 1029 |
| MASTERCARD INC CL A COM | COM | 57636Q104 |  | 4806 | 13820 | SH |  | SOLE |  | 0 | 0 | 13820 |
| MCDONALDS CORP | COM | 580135101 |  | 3585 | 13605 | SH |  | SOLE |  | 2240 | 0 | 11365 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 352 | 416 | SH |  | SOLE |  | 0 | 0 | 416 |
| MERCK  CO INC | COM | 58933Y105 |  | 10033 | 90427 | SH |  | SOLE |  | 32259 | 0 | 58168 |
| META PLATFORMS INC | COM | 30303M102 |  | 2500 | 20777 | SH |  | SOLE |  | 2460 | 0 | 18317 |
| METLIFE | COM | 59156R108 |  | 4614 | 63759 | SH |  | SOLE |  | 21710 | 0 | 42049 |
| MICROSOFT CORP | COM | 594918104 |  | 31826 | 132708 | SH |  | SOLE |  | 33298 | 0 | 99410 |
| MODERNA INC | COM | 60770K107 |  | 269 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| MONDELEZ INTERNATIONAL INC | COM | 609207105 |  | 1565 | 23484 | SH |  | SOLE |  | 9740 | 0 | 13744 |
| MORGAN STANLEY | COM | 617446448 |  | 2496 | 29353 | SH |  | SOLE |  | 4293 | 0 | 25060 |
| NETFLIX COM INC COM | COM | 64110L106 |  | 348 | 1181 | SH |  | SOLE |  | 156 | 0 | 1025 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1405 | 16802 | SH |  | SOLE |  | 0 | 0 | 16802 |
| NIKE INC - B | COM | 654106103 |  | 1674 | 14310 | SH |  | SOLE |  | 3500 | 0 | 10810 |
| NORFOLK SOUTHERN CORP | COM | 655844108 |  | 1257 | 5101 | SH |  | SOLE |  | 0 | 0 | 5101 |
| NVIDIA CORP | COM | 67066G104 |  | 716 | 4900 | SH |  | SOLE |  | 0 | 0 | 4900 |
| NXP SEMICONDUCTORS NV | COM | N6596X109 |  | 323 | 2045 | SH |  | SOLE |  | 685 | 0 | 1360 |
| ONEOK INC NEW | COM | 682680103 |  | 541 | 8238 | SH |  | SOLE |  | 492 | 0 | 7746 |
| ORACLE CORP | COM | 68389X105 |  | 8992 | 110009 | SH |  | SOLE |  | 13050 | 0 | 96959 |
| ORGANON AND CO | COM | 68622V106 |  | 2480 | 88782 | SH |  | SOLE |  | 23518 | 0 | 65264 |
| PACIFIC BIOSCIENCES OF CALIFOR | COM | 69404D108 |  | 139 | 17000 | SH |  | SOLE |  | 0 | 0 | 17000 |
| PARAMOUNT GLOBAL CLASS-B | COM | 92556H206 |  | 596 | 35289 | SH |  | SOLE |  | 8000 | 0 | 27289 |
| PARKER HANNIFIN CORP | COM | 701094104 |  | 4700 | 16150 | SH |  | SOLE |  | 1000 | 0 | 15150 |
| PENUMBRA INC. | COM | 70975L107 |  | 19688 | 88500 | SH |  | SOLE |  | 0 | 0 | 88500 |
| PEPSICO INC | COM | 713448108 |  | 12863 | 71201 | SH |  | SOLE |  | 14208 | 0 | 56993 |
| PERKINELMER INC | COM | 714046109 |  | 238 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 6321 | 123364 | SH |  | SOLE |  | 46026 | 0 | 77338 |
| PHILIP MORRIS INTERNATIONAL | COM | 718172109 |  | 365 | 3610 | SH |  | SOLE |  | 300 | 0 | 3310 |
| PHILLIPS 66 | COM | 718546104 |  | 1929 | 18538 | SH |  | SOLE |  | 1016 | 0 | 17522 |
| PNC FINANCIAL SERVICES GROUP | COM | 693475105 |  | 4625 | 29281 | SH |  | SOLE |  | 8173 | 0 | 21108 |
| PRINCIPAL FINANCIAL GROUP INC | COM | 74251V102 |  | 698 | 8316 | SH |  | SOLE |  | 5941 | 0 | 2375 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 8245 | 54404 | SH |  | SOLE |  | 17079 | 0 | 37325 |
| PROGRESSIVE CORP-OHIO- | COM | 743315103 |  | 1803 | 13900 | SH |  | SOLE |  | 0 | 0 | 13900 |
| PRUDENTIAL FINANCIAL INC. | COM | 744320102 |  | 720 | 7235 | SH |  | SOLE |  | 1080 | 0 | 6155 |
| PUBLIC SVC ENTERPRISE GROUP IN | COM | 744573106 |  | 214 | 3497 | SH |  | SOLE |  | 650 | 0 | 2847 |
| QUALCOMM INC | COM | 747525103 |  | 793 | 7211 | SH |  | SOLE |  | 0 | 0 | 7211 |
| RAYTHEON TECHNOLOGIES CORPORAT | COM | 75513E101 |  | 2092 | 20729 | SH |  | SOLE |  | 7304 | 0 | 13425 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 1118 | 4340 | SH |  | SOLE |  | 1200 | 0 | 3140 |
| SALESFORCE.COM INC. | COM | 79466L302 |  | 376 | 2839 | SH |  | SOLE |  | 0 | 0 | 2839 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 1892 | 16103 | SH |  | SOLE |  | 6945 | 0 | 9158 |
| SOUTHERN CO | COM | 842587107 |  | 5952 | 83347 | SH |  | SOLE |  | 28171 | 0 | 55176 |
| SS TECHNOLOGIES HOLDINGS INC | COM | 78467J100 |  | 324 | 6215 | SH |  | SOLE |  | 2645 | 0 | 3570 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 1493 | 19872 | SH |  | SOLE |  | 4912 | 0 | 14960 |
| STRYKER CORP | COM | 863667101 |  | 220 | 900 | SH |  | SOLE |  | 0 | 0 | 900 |
| SYSCO CORP | COM | 871829107 |  | 1425 | 18645 | SH |  | SOLE |  | 600 | 0 | 18045 |
| TARGET CORP | COM | 87612E106 |  | 8892 | 59661 | SH |  | SOLE |  | 17550 | 0 | 42111 |
| TESLA INC | COM | 88160R101 |  | 355 | 2878 | SH |  | SOLE |  | 60 | 0 | 2818 |
| TEXAS INSTRUMENTS INC | COM | 882508104 |  | 1094 | 6620 | SH |  | SOLE |  | 3250 | 0 | 3370 |
| THE KRAFT HEINZ COMPANY | COM | 500754106 |  | 2757 | 67724 | SH |  | SOLE |  | 13700 | 0 | 54024 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 4500 | 8171 | SH |  | SOLE |  | 4108 | 0 | 4063 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 7505 | 40028 | SH |  | SOLE |  | 17893 | 0 | 22135 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 322 | 13014 | SH |  | SOLE |  | 1900 | 0 | 11114 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 259 | 552 | SH |  | SOLE |  | 195 | 0 | 357 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3276 | 6178 | SH |  | SOLE |  | 1261 | 0 | 4917 |
| UNUM GROUP | COM | 91529y106 |  | 674 | 16437 | SH |  | SOLE |  | 5582 | 0 | 10855 |
| US BANCORP DEL NEW | COM | 902973304 |  | 1950 | 44705 | SH |  | SOLE |  | 15708 | 0 | 28997 |
| VAXIL BIO LTD | COM | 92243L107 |  | 0 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| VERIZON COMMUNICATIONS | COM | 92343V104 |  | 6635 | 168409 | SH |  | SOLE |  | 64145 | 0 | 104264 |
| VISA INC COM CL A | COM | 92826C839 |  | 4584 | 22065 | SH |  | SOLE |  | 4300 | 0 | 17765 |
| W P CAREY INC | COM | 92936U109 |  | 455 | 5824 | SH |  | SOLE |  | 0 | 0 | 5824 |
| WALMART INC | COM | 931142103 |  | 6675 | 47079 | SH |  | SOLE |  | 13428 | 0 | 33651 |
| WALT DISNEY CO | COM | 254687106 |  | 7075 | 81436 | SH |  | SOLE |  | 21400 | 0 | 60036 |
| WARNER BROTHERS DISCOVERY INC | COM | 934423104 |  | 141 | 14896 | SH |  | SOLE |  | 2060 | 0 | 12836 |
| WASHINGTON REAL EST INV TR SBI | COM | 939653101 |  | 509 | 28590 | SH |  | SOLE |  | 20000 | 0 | 8590 |
| WASTE MGMT INC | COM | 94106L109 |  | 305 | 1945 | SH |  | SOLE |  | 0 | 0 | 1945 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 938 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| WELLS FARGO  CO NEW | COM | 949746101 |  | 1426 | 34525 | SH |  | SOLE |  | 1000 | 0 | 33525 |
| WELLTOWER INC | COM | 95040Q104 |  | 4276 | 65228 | SH |  | SOLE |  | 18955 | 0 | 46273 |
| XCEL ENERGY INC | COM | 98389B100 |  | 686 | 9785 | SH |  | SOLE |  | 0 | 0 | 9785 |
| XYLEM INC | COM | 98419M100 |  | 1373 | 12417 | SH |  | SOLE |  | 7642 | 0 | 4775 |
| YUM BRANDS INC | COM | 988498101 |  | 203 | 1582 | SH |  | SOLE |  | 0 | 0 | 1582 |
| AXA-SPONS ADR | ADR | 054536107 |  | 1114 | 39983 | SH |  | SOLE |  | 10708 | 0 | 29275 |
| CANADIAN NATL RAILWAY CO | ADR | 136375102 |  | 6379 | 53663 | SH |  | SOLE |  | 3000 | 0 | 50663 |
| DIAGEO PLC NEW | ADR | 25243Q205 |  | 317 | 1781 | SH |  | SOLE |  | 1300 | 0 | 481 |
| NESTLE SA-SPONS ADR | ADR | 641069406 |  | 3635 | 31518 | SH |  | SOLE |  | 20033 | 0 | 11485 |
| NOVARTIS AG ADR | ADR | 66987v109 |  | 4268 | 47046 | SH |  | SOLE |  | 15292 | 0 | 31754 |
| SHELL PLC | ADR | 780259305 |  | 258 | 4536 | SH |  | SOLE |  | 0 | 0 | 4536 |
| TAIWAN SEMICONDUCTOR MFG LTD-S | ADR | 874039100 |  | 1920 | 25770 | SH |  | SOLE |  | 4950 | 0 | 20820 |
| UNILEVER PLC NEW ADS 4 ORD | ADR | 904767704 |  | 204 | 4044 | SH |  | SOLE |  | 0 | 0 | 4044 |
| COHEN  STEERS QUAL INC RLTY F | FD | 19247L106 |  | 167 | 14534 | SH |  | SOLE |  | 0 | 0 | 14534 |
| NUVEEN S 500 BUY-WRITE INC F | FD | 6706er101 |  | 126 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| ASML HOLDING NV | FS | N07059210 |  | 284 | 520 | SH |  | SOLE |  | 0 | 0 | 520 |
| BANYAN GOLD CORP. | FS | 06683K106 |  | 3 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| BROADCOM INC | FS | 11135F101 |  | 1645 | 2942 | SH |  | SOLE |  | 1181 | 0 | 1761 |
| DAIMLER AG REG SHS | FS | D1668R123 |  | 211 | 3225 | SH |  | SOLE |  | 2000 | 0 | 1225 |
| INVESCO LTD | FS | G491BT108 |  | 229 | 12750 | SH |  | SOLE |  | 1650 | 0 | 11100 |
| MEDTRONIC PLC | FS | G5960L103 |  | 202 | 2601 | SH |  | SOLE |  | 1500 | 0 | 1101 |
| ROYAL BANK CANADA PV$1 | FS | 780087102 |  | 218 | 2320 | SH |  | SOLE |  | 0 | 0 | 2320 |
| AMEX HEALTHCARE SELECT SPDR | ETF | 81369y209 |  | 256 | 1885 | SH |  | SOLE |  | 0 | 0 | 1885 |
| I SHARES S GROWTH INDEX | ETF | 464287309 |  | 2304 | 39378 | SH |  | SOLE |  | 0 | 0 | 39378 |
| INVESCO EXCHANGE TR FD DVD ACH | ETF | 46137V506 |  | 219 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| INVESCO QQQ NASDAQ 100 INDEX | ETF | 46090E103 |  | 401 | 1507 | SH |  | SOLE |  | 0 | 0 | 1507 |
| INVESCO S 500 EQUAL WEIGHT | ETF | 46137V357 |  | 927 | 6565 | SH |  | SOLE |  | 35 | 0 | 6530 |
| ISHARES CORE HIGH DIVIDEND | ETF | 46429B663 |  | 240 | 2305 | SH |  | SOLE |  | 0 | 0 | 2305 |
| ISHARES CORE S 500 INDEX | ETF | 464287200 |  | 2397 | 6238 | SH |  | SOLE |  | 0 | 0 | 6238 |
| ISHARES CORE S MIDCAP | ETF | 464287507 |  | 420 | 1738 | SH |  | SOLE |  | 393 | 0 | 1345 |
| ISHARES DJ REGIONAL BANKS | ETF | 464288778 |  | 1350 | 28330 | SH |  | SOLE |  | 0 | 0 | 28330 |
| ISHARES DJ US FINANCIAL SECTOR | ETF | 464287788 |  | 266 | 3530 | SH |  | SOLE |  | 0 | 0 | 3530 |
| ISHARES DJ US TECHNOLOGY SECTO | ETF | 464287721 |  | 909 | 12197 | SH |  | SOLE |  | 0 | 0 | 12197 |
| ISHARES DOW JONES SELECT DIVID | ETF | 464287168 |  | 6046 | 50136 | SH |  | SOLE |  | 0 | 0 | 50136 |
| ISHARES EXPANDED TECK-SOFTWARE | ETF | 464287515 |  | 244 | 953 | SH |  | SOLE |  | 0 | 0 | 953 |
| ISHARES MSCI EMERGING MARKETS | ETF | 464287234 |  | 425 | 11221 | SH |  | SOLE |  | 4720 | 0 | 6501 |
| ISHARES MSCI USA ESG SELECT | ETF | 464288802 |  | 560 | 6802 | SH |  | SOLE |  | 0 | 0 | 6802 |
| ISHARES NASDAQ BIOTECH INDX | ETF | 464287556 |  | 443 | 3378 | SH |  | SOLE |  | 170 | 0 | 3208 |
| ISHARES RUSSELL 1000 GROWTH | ETF | 464287614 |  | 607 | 2831 | SH |  | SOLE |  | 0 | 0 | 2831 |
| ISHARES RUSSELL 1000 VALUE | ETF | 464287598 |  | 1629 | 10739 | SH |  | SOLE |  | 0 | 0 | 10739 |
| ISHARES RUSSELL 2000 INDEX FUN | ETF | 464287655 |  | 5696 | 32666 | SH |  | SOLE |  | 670 | 0 | 31996 |
| ISHARES RUSSELL MID-CAP INDEX | ETF | 464287499 |  | 4785 | 70944 | SH |  | SOLE |  | 0 | 0 | 70944 |
| ISHARES S 100 INDEX | ETF | 464287101 |  | 5861 | 34363 | SH |  | SOLE |  | 255 | 0 | 34108 |
| ISHARES S PREF STK INDX FN | ETF | 464288687 |  | 676 | 22131 | SH |  | SOLE |  | 0 | 0 | 22131 |
| ISHARES US OIL  GAS EXPLO  P | ETF | 464288851 |  | 2467 | 26566 | SH |  | SOLE |  | 0 | 0 | 26566 |
| REAL ESTATE SELECT SECT SPDR | ETF | 81369Y860 |  | 730 | 19780 | SH |  | SOLE |  | 11950 | 0 | 7830 |
| SCHWAB US BROAD MARKET ETF | ETF | 808524102 |  | 1471 | 32827 | SH |  | SOLE |  | 1778 | 0 | 31049 |
| SCHWAB US LARGE-CAP ETR | ETF | 808524201 |  | 584 | 12944 | SH |  | SOLE |  | 630 | 0 | 12314 |
| SCHWAB US LARGE-CAP VALUE | ETF | 808524409 |  | 272 | 4120 | SH |  | SOLE |  | 120 | 0 | 4000 |
| SCHWAB US SMALL-CAP ETR | ETF | 808524607 |  | 325 | 8028 | SH |  | SOLE |  | 1250 | 0 | 6778 |
| SPDR DOW JONES INDUSTRIAL AVER | ETF | 78467X109 |  | 339 | 1022 | SH |  | SOLE |  | 0 | 0 | 1022 |
| SPDR FD FINANCIAL SEL | ETF | 81369Y605 |  | 259 | 7579 | SH |  | SOLE |  | 0 | 0 | 7579 |
| SPDR FD TECHNOLGY SEL | ETF | 81369Y803 |  | 453 | 3644 | SH |  | SOLE |  | 150 | 0 | 3494 |
| SPDR GOLD MINISHARES TRUST | ETF | 98149E303 |  | 899 | 24845 | SH |  | SOLE |  | 7690 | 0 | 17155 |
| SPDR GOLD TRUST | ETF | 78463V107 |  | 891 | 5254 | SH |  | SOLE |  | 4021 | 0 | 1233 |
| SPDR S 500 INDEX | ETF | 78462F103 |  | 4852 | 12688 | SH |  | SOLE |  | 150 | 0 | 12538 |
| SPDR S MIDCAP 400 ETF TR | ETF | 78467Y107 |  | 302 | 683 | SH |  | SOLE |  | 100 | 0 | 583 |
| VANGUARD DIVIDEND APPREC | ETF | 921908844 |  | 808 | 5321 | SH |  | SOLE |  | 1836 | 0 | 3485 |
| VANGUARD FTSE ALL WORLD EX-U | ETF | 922042775 |  | 2003 | 39957 | SH |  | SOLE |  | 21515 | 0 | 18442 |
| VANGUARD FTSE EMR MKT ETF | ETF | 922042858 |  | 1333 | 34188 | SH |  | SOLE |  | 9275 | 0 | 24913 |
| VANGUARD GROWTH ETF | ETF | 922908736 |  | 484 | 2271 | SH |  | SOLE |  | 158 | 0 | 2113 |
| VANGUARD INDEX FDS LARGE CAP E | ETF | 922908637 |  | 218 | 1254 | SH |  | SOLE |  | 0 | 0 | 1254 |
| VANGUARD INDEX FDS SMALL CP ET | ETF | 922908751 |  | 302 | 1645 | SH |  | SOLE |  | 0 | 0 | 1645 |
| VANGUARD INDEX FDS VALUE ETF | ETF | 922908744 |  | 2659 | 18943 | SH |  | SOLE |  | 1652 | 0 | 17291 |
| VANGUARD U.S. TOTAL STOCK MARK | ETF | 922908769 |  | 262 | 1369 | SH |  | SOLE |  | 0 | 0 | 1369 |
| BLACKSTONE MORTGAGE TRUST INC | COM | 09257W100 |  | 211 | 9950 | SH |  | SOLE |  | 4800 | 0 | 5150 |
| KKR REAL ESTATE FINANCE TRUST | COM | 48251K100 |  | 283 | 20250 | SH |  | SOLE |  | 6950 | 0 | 13300 |
| OMEGA HEALTHCARE INVESTORS | COM | 681936100 |  | 213 | 7625 | SH |  | SOLE |  | 1000 | 0 | 6625 |
| PHYSICIANS REALTY TRUST | COM | 71943U104 |  | 955 | 66010 | SH |  | SOLE |  | 40710 | 0 | 25300 |
| VICI PROPERTIES INC | COM | 925652109 |  | 1993 | 61521 | SH |  | SOLE |  | 19258 | 0 | 42263 |
| ALLSPRING CORE BOND FUND | FD | 94975J631 |  | 130 | 11515 | SH |  | SOLE |  | 0 | 0 | 11515 |
| DODGE  COX STOCK | FD | 256219106 |  | 231 | 1069 | SH |  | SOLE |  | 0 | 0 | 1069 |
| FIDELITY 500 INDEX FUND | FD | 315911750 |  | 575 | 4316 | SH |  | SOLE |  | 0 | 0 | 4316 |
| FIDELITY ASSET MANAGER 60 | FD | 316069582 |  | 143 | 11009 | SH |  | SOLE |  | 0 | 0 | 11009 |
| FIDELITY CONTRAFUND COM | FD | 316071109 |  | 1406 | 116282 | SH |  | SOLE |  | 0 | 0 | 116282 |
| FIDELITY EXTENDED MARKET INDEX | FD | 315911743 |  | 542 | 8594 | SH |  | SOLE |  | 0 | 0 | 8594 |
| FIDELITY LOW PRICED STOCK FUND | FD | 316345305 |  | 267 | 5782 | SH |  | SOLE |  | 0 | 0 | 5782 |
| FIDELITY MAGELLAN | FD | 316184100 |  | 128 | 12003 | SH |  | SOLE |  | 0 | 0 | 12003 |
| FIDELITY SECS FD BLUE CHIP GWT | FD | 316389303 |  | 511 | 4541 | SH |  | SOLE |  | 0 | 0 | 4541 |
| FIDELITY SECS FD OTC PORTFOLIO | FD | 316389105 |  | 449 | 34995 | SH |  | SOLE |  | 0 | 0 | 34995 |
| FIDELITY STR DVD FUND | FD | 316145887 |  | 193 | 12550 | SH |  | SOLE |  | 0 | 0 | 12550 |
| FIDELITY TOTAL MARKET INDEX FU | FD | 315911693 |  | 260 | 2457 | SH |  | SOLE |  | 0 | 0 | 2457 |
| JPMORGAN MID CAP VALUE FD-A | FD | 339128308 |  | 289 | 8721 | SH |  | SOLE |  | 0 | 0 | 8721 |
| PRUDENTIAL JENN EQTY OPPOR-Z | FD | 74437E800 |  | 250 | 14319 | SH |  | SOLE |  | 0 | 0 | 14319 |
| ROWE T PRIC MID CP VAL COM | FD | 77957Y106 |  | 237 | 8347 | SH |  | SOLE |  | 0 | 0 | 8347 |
| SCHWAB S 500 FUND-SELECT | FD | 808509855 |  | 244 | 4156 | SH |  | SOLE |  | 2525 | 0 | 1631 |
| SCHWAB SMALL-CAP INDEX | FD | 808509848 |  | 553 | 19586 | SH |  | SOLE |  | 12248 | 0 | 7339 |
| SWAN DEFINED RISK FUND | FD | 66538E606 |  | 155 | 11019 | SH |  | SOLE |  | 0 | 0 | 11019 |
| VANGUARD INDEX FDS 500INDEX AD | FD | 922908710 |  | 1280 | 3614 | SH |  | SOLE |  | 0 | 0 | 3614 |
| VANGUARD STAR FUND STAR PORTFO | FD | 921909107 |  | 783 | 32395 | SH |  | SOLE |  | 3797 | 0 | 28598 |
| BLACKROCK SHORT TERM MUNI-I | FIMF | 09253C819 |  | 468 | 48000 | SH |  | SOLE |  | 0 | 0 | 48000 |

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