# EDGAR Filing Document

**Accession Number:** 0000081909
**File Stem:** 0000081909-25-000009
**Filing Date:** 2025-12
**Character Count:** 2809
**Document Hash:** d2760615a8061be408035b8c56ca9ae2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000081909-25-000009.hdr.sgml**: 20251229

**ACCESSION NUMBER**: 0000081909-25-000009

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251229

**DATE AS OF CHANGE**: 20251229

**EFFECTIVENESS DATE**: 20251229

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SAMUEL A. RAMIREZ & COMPANY, INC.
- **CENTRAL INDEX KEY:** 0000081909

**ORGANIZATION NAME:**
- **EIN:** 132695511
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-19014
- **FILM NUMBER:** 251602907

**BUSINESS ADDRESS:**
- **STREET 1:** 14 EAST 52ND STREET
- **STREET 2:** SUITE 2924
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-248-0510

**MAIL ADDRESS:**
- **STREET 1:** 14 EAST 52ND STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RAMIREZ SAMUEL A & CO INC                      /BD
- **DATE OF NAME CHANGE:** 20020215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RAMIREZ & CO INC                               /BD
- **DATE OF NAME CHANGE:** 20000403

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAMUEL A RAMIREZ & CO INC                               /BD
- **DATE OF NAME CHANGE:** 19980929

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000081909

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SAMUEL A. RAMIREZ & COMPANY, INC.

**Business Address:** 14 EAST 52ND STREET, SUITE 2924, NEW YORK, NY, 10022

**Contact Person:** Michael J Kick

**Contact Phone:** 2122483847

### Independent Public Accountant Identification

**Accountant Name:** Crowe LLP

**Accountant Address:** 485 Lexington Ave, 11th fl, NEW YORK, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael J Kick**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SAMUEL A. RAMIREZ & COMPANY, INC.**, as of **12-29-2025**, are true and correct.

**Signature:** Michael J Kick

**Title:** Chief Financial Officer

**Notarized:** Yes