# EDGAR Filing Document

**Accession Number:** 0001882814
**File Stem:** 0001415889-23-001336
**Filing Date:** 2023-1
**Character Count:** 7738
**Document Hash:** f944e46ad9402365234906e722436c05
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001415889-23-001336.hdr.sgml**: 20230123

**ACCESSION NUMBER**: 0001415889-23-001336

**CONFORMED SUBMISSION TYPE**: 4/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20220701

**FILED AS OF DATE**: 20230123

**DATE AS OF CHANGE**: 20230123

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** O'Driscoll Lisa Y.
- **CENTRAL INDEX KEY:** 0001882814

**FILING VALUES:**
- **FORM TYPE:** 4/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40837
- **FILM NUMBER:** 23545499

**MAIL ADDRESS:**
- **STREET 1:** C/O SOVOS BRANDS, INC.
- **STREET 2:** 168 CENTENNIAL PARKWAY, SUITE 200
- **CITY:** LOUISVILLE
- **STATE:** CO
- **ZIP:** 80027
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sovos Brands, Inc.
- **CENTRAL INDEX KEY:** 0001856608
- **STANDARD INDUSTRIAL CLASSIFICATION:** FOOD & KINDRED PRODUCTS [2000]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 168 CENTENNIAL PARKWAY
- **STREET 2:** SUITE 200
- **CITY:** LOUISVILLE
- **STATE:** CO
- **ZIP:** 80027
- **BUSINESS PHONE:** (702) 316-1225

**MAIL ADDRESS:**
- **STREET 1:** 168 CENTENNIAL PARKWAY
- **STREET 2:** SUITE 200
- **CITY:** LOUISVILLE
- **STATE:** CO
- **ZIP:** 80027

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4/A

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>O'Driscoll Lisa Y.<br><sub>(Last) (First) (Middle)</sub><br>C/O SOVOS BRANDS, INC.<br>168 CENTENNIAL PARKWAY, SUITE 200<br><sub>(Street)</sub><br>LOUISVILLE, CO 80027<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-07-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_CHIEF ADMINISTRATIVE OFFICER_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Sovos Brands, Inc. [ SOVO ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-07-01 |  | S |  | 700<sup>(1)</sup> | D | 16<sup>(2)</sup> | 279469<sup>(3)(4)</sup> | D |  |
| Common Stock | 2022-07-06 |  | S |  | 19300<sup>(1)</sup> | D | 16.2974<sup>(5)</sup> | 260169<sup>(3)(4)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 12/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

(2) Represents actual sale price.

(3) Includes 1,236 restricted shares of common stock of the Issuer subject to time-based vesting and the Reporting Person's continued service with the Issuer, 144,210 restricted shares of common stock of the Issuer subject to performance-based vesting and the Reporting Person's continued service with the Issuer (a portion of which will vest on the last day of fiscal 2022 or the last day of fiscal 2023, if such performance goals are not earlier achieved), 29,319 restricted stock units subject to time-based vesting, and 33,562 restricted stock units subject to performance-based vesting, in each case, subject to the terms of the applicable award agreement.

(4) The original Form 4, filed on July 6, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the balance of securities beneficially owned by the Reporting Person immediately following the Reported Transaction.  The number of shares beneficially owned by the reporting person with the correction reflects an increase in the number of shares reported as beneficially owned by the Reporting Person by 8,486 shares.

(5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, uponrequest, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

**Signature:** /s/ James Potter, Attorney-in-Fact  
**Date:** 2023-01-23

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**