# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016604
**Filing Date:** 2023-1
**Character Count:** 27503
**Document Hash:** db9f8036f07f1fceea98584b2b70f22d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016604.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016604

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562782

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X FinTech ETF (Series ID: S000054691)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000171851 | Global X FinTech ETF | FINX            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X FinTech ETF

- **b. EDGAR series identifier (if any):** S000054691

- **c. LEI of Series:** 549300RAW902VHFO4W46

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $455723282.84

**Total Liabilities:** $260594.39

**Net Assets:** $455462688.45

**Cash Not Reported:** $728440.43

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000171851 | -4.40%               | 5.06%                | -13.92%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-13390207.35            | $-10943862.20                              |
| Month 2  | $-812245.56              | $25174279.37                               |
| Month 3  | $-4833760.38             | $-76504700.80                              |

### Schedule of Portfolio Investments

| Name                                                                               | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| MoneyLion Inc                                                                      | MONEYLION INC COMMON STOCK                 | CUSIP: 60938K106<br>LEI: N/A                  | Long             | EC               |  | US        |    959087 | NS      | $716054.35    | 0.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Payoneer Global Inc                                                                | PAYONEER GLOBAL INC COMMON STOCK           | CUSIP: 70451X104<br>LEI: N/A                  | Long             | EC               |  | US        |    482733 | NS      | $2606758.20   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| KakaoPay Corp                                                                      | KAKAOPAY CORP COMMON STOCK                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |    185460 | NS      | $7438930.89   | 1.63%             |  |  |  | No            |                  1 | On Loan: —       |
| Paysafe Limited                                                                    | PAYSAFE LTD COMMON STOCK                   | CUSIP: G6964L107<br>LEI: N/A                  | Long             | EC               |  | US        |   1128847 | NS      | $1602962.74   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUCORA, INC.                                                                      | BLUCORA INC COMMON STOCK                   | CUSIP: 095229100<br>LEI: 5299001IO03J69IP6L77 | Long             | EC               |  | US        |     81434 | NS      | $2039921.70   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| JACK HENRY & ASSOCIATES, INC.                                                      | JACK HENRY & ASSOCIATES INC COMMON STOCK   | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               |  | US        |    101807 | NS      | $19277155.45  | 4.23%             |  |  |  | No            |                  1 | On Loan: No      |
| WealthNavi Inc                                                                     | WEALTHNAVI INC COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |    115848 | NS      | $1242829.70   | 0.27%             |  |  |  | No            |                  1 | On Loan: —       |
| ACI WORLDWIDE, INC.                                                                | ACI WORLDWIDE INC COMMON STOCK             | CUSIP: 004498101<br>LEI: 5493003BPVMZUJ6F5C02 | Long             | EC               |  | US        |    158995 | NS      | $3322995.50   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| BLEND LABS, INC.                                                                   | BLEND LABS INC-A COMMON STOCK              | CUSIP: 09352U108<br>LEI: N/A                  | Long             | EC               |  | US        |    500864 | NS      | $661140.48    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| ENVESTNET, INC.                                                                    | ENVESTNET INC COMMON STOCK                 | CUSIP: 29404K106<br>LEI: 549300HLWZ5OKIDM8737 | Long             | EC               |  | US        |     77019 | NS      | $4545661.38   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MERIDIANLINK, INC.                                                                 | MERIDIANLINK INC COMMON STOCK              | CUSIP: 58985J105<br>LEI: N/A                  | Long             | EC               |  | US        |    112173 | NS      | $1646699.64   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| VERTEX, INC.                                                                       | VERTEX INC - CLASS A COMMON STOCK          | CUSIP: 92538J106<br>LEI: 549300QMYW171MP1PL50 | Long             | EC               |  | US        |    139642 | NS      | $2399049.56   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Bitfarms Ltd                                                                       | BITFARMS LTD/CANADA COMMON STOCK           | CUSIP: 09173B107<br>LEI: N/A                  | Long             | EC               |  | CA        |   1114439 | NS      | $657631.63    | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| HIVE Blockchain Technologies Ltd                                                   | HIVE BLOCKCHAIN TECHNOLOGIES COMMON STOCK  | CUSIP: 43366H704<br>LEI: 5493004QCZ1QBI9FS784 | Long             | EC               |  | CA        |    482683 | NS      | $1011152.70   | 0.22%             |  |  |  | No            |                  1 | On Loan: —       |
| NUVEI CORPORATION                                                                  | NUVEI CORP-SUBORDINATE VTG COMMON STOCK    | CUSIP: 67079A102<br>LEI: N/A                  | Long             | EC               |  | CA        |     92281 | NS      | $2822136.36   | 0.62%             |  |  |  | Yes           |                  1 | On Loan: No      |
| PAYPAL HOLDINGS, INC.                                                              | PAYPAL HOLDINGS INC COMMON STOCK           | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               |  | US        |    392830 | NS      | $30801800.30  | 6.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Pagaya Technologies Ltd                                                            | PAGAYA TECHNOLOGIES LTD -A COMMON STOCK    | CUSIP: M7S64L115<br>LEI: N/A                  | Long             | EC               |  | US        |    645407 | NS      | $645407.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| LUFAX HOLDING LTD                                                                  | LUFAX HOLDING LTD-ADR DEPOSITARY RECEIPT   | CUSIP: 54975P102<br>LEI: 254900TYH7RTK8E9NH16 | Long             | EC               |  | US        |   3320145 | NS      | $6175469.70   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACK KNIGHT, INC.                                                                 | BLACK KNIGHT INC COMMON STOCK              | CUSIP: 09215C105<br>LEI: 549300TUSNXS3BFFML48 | Long             | EC               |  | US        |    217868 | NS      | $13505637.32  | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| nCino Inc                                                                          | NCINO INC COMMON STOCK                     | CUSIP: 63947X101<br>LEI: N/A                  | Long             | EC               |  | US        |    154095 | NS      | $4024961.40   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonteq AG                                                                         | LEONTEQ AG COMMON STOCK                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CH        |     26634 | NS      | $1214638.99   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL, INC.                                                              | COINBASE GLOBAL INC -CLASS A COMMON STOCK  | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               |  | US        |    242814 | NS      | $11103884.22  | 2.44%             |  |  |  | No            |                  1 | On Loan: —       |
| StoneCo Ltd.                                                                       | STONECO LTD-A COMMON STOCK                 | CUSIP: G85158106<br>LEI: 549300O1A9LEF0XZCR35 | Long             | EC               |  | US        |    391443 | NS      | $4572054.24   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Hut 8 Mining Corp                                                                  | HUT 8 MINING CORP COMMON STOCK             | CUSIP: 44812T102<br>LEI: 5493006XP230HIL5DH67 | Long             | EC               |  | CA        |    930517 | NS      | $1105061.86   | 0.24%             |  |  |  | No            |                  1 | On Loan: —       |
| BAKKT HOLDINGS, INC.                                                               | BAKKT HOLDINGS INC COMMON STOCK            | CUSIP: 05759B107<br>LEI: N/A                  | Long             | EC               |  | US        |    645453 | NS      | $1142451.81   | 0.25%             |  |  |  | No            |                  1 | On Loan: —       |
| INTUIT INC.                                                                        | INTUIT INC COMMON STOCK                    | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               |  | US        |     75187 | NS      | $30645469.33  | 6.73%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOCK, INC.                                                                        | BLOCK INC COMMON STOCK                     | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               |  | US        |    472499 | NS      | $32021257.23  | 7.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Wise PLC                                                                           | WISE PLC - A COMMON STOCK                  | CUSIP: N/A<br>LEI: 213800LD9XCHIC1C4V71       | Long             | EC               |  | GB        |   1428380 | NS      | $11002455.45  | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| FIDELITY NATIONAL INFORMATION SERVICES, INC.                                       | FIDELITY NATIONAL INFO SERV COMMON STOCK   | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               |  | US        |    311095 | NS      | $22579275.10  | 4.96%             |  |  |  | No            |                  1 | On Loan: No      |
| I3 VERTICALS, INC.                                                                 | I3 VERTICALS INC-CLASS A COMMON STOCK      | CUSIP: 46571Y107<br>LEI: 549300944CYWVP06CJ97 | Long             | EC               |  | US        |     60785 | NS      | $1598037.65   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| LEMONADE, INC.                                                                     | LEMONADE INC COMMON STOCK                  | CUSIP: 52567D107<br>LEI: 5493009BKR06OXXU6853 | Long             | EC               |  | US        |     86976 | NS      | $1726473.60   | 0.38%             |  |  |  | No            |                  1 | On Loan: —       |
| ZIP CO LIMITED                                                                     | ZIP CO LTD COMMON STOCK                    | CUSIP: N/A<br>LEI: 254900RM95URFC15G140       | Long             | EC               |  | AU        |   4458092 | NS      | $2209326.27   | 0.49%             |  |  |  | No            |                  1 | On Loan: —       |
| Shift4 Payments Inc                                                                | SHIFT4 PAYMENTS INC-CLASS A COMMON STOCK   | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               |  | US        |     74824 | NS      | $3467344.16   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| MARATHON DIGITAL HOLDINGS, INC.                                                    | MARATHON DIGITAL HOLDINGS IN COMMON STOCK  | CUSIP: 565788106<br>LEI: 549300M8ISKPTX2W7F94 | Long             | EC               |  | US        |    212969 | NS      | $1345964.08   | 0.30%             |  |  |  | No            |                  1 | On Loan: —       |
| Adyen N.V.                                                                         | ADYEN NV COMMON STOCK                      | CUSIP: N/A<br>LEI: 724500973ODKK3IFQ447       | Long             | EC               |  | NL        |     20647 | NS      | $31119314.87  | 6.83%             |  |  |  | Yes           |                  1 | On Loan: No      |
| FISERV, INC.                                                                       | FISERV INC COMMON STOCK                    | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               |  | US        |    320671 | NS      | $33465225.56  | 7.35%             |  |  |  | No            |                  1 | On Loan: No      |
| HEALTHEQUITY, INC.                                                                 | HEALTHEQUITY INC COMMON STOCK              | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               |  | US        |    117998 | NS      | $7490513.04   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL PAYMENTS INC.                                                               | GLOBAL PAYMENTS INC COMMON STOCK           | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               |  | US        |    192946 | NS      | $20023935.88  | 4.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Bill.com Holdings Inc                                                              | BILL.COM HOLDINGS INC COMMON STOCK         | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               |  | US        |    145689 | NS      | $17543869.38  | 3.85%             |  |  |  | No            |                  1 | On Loan: No      |
| IRESS LIMITED                                                                      | IRESS LTD COMMON STOCK                     | CUSIP: N/A<br>LEI: 5493006KZJMJI8PQXA35       | Long             | EC               |  | AU        |    264774 | NS      | $1686300.48   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| SOFI TECHNOLOGIES, INC.                                                            | SOFI TECHNOLOGIES INC COMMON STOCK         | CUSIP: 83406F102<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               |  | US        |   1276261 | NS      | $6164340.63   | 1.35%             |  |  |  | No            |                  1 | On Loan: —       |
| RIOT BLOCKCHAIN, INC.                                                              | RIOT BLOCKCHAIN INC COMMON STOCK           | CUSIP: 767292105<br>LEI: 5299005LKZAJQDQZDF73 | Long             | EC               |  | US        |    312873 | NS      | $1454859.45   | 0.32%             |  |  |  | No            |                  1 | On Loan: —       |
| Fidelity Colchester Street Trust: Government Portfolio; Institutional Class Shares | Fidelity Money Market Government Portfolio | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             |  | US        |  14537247 | PA      | $14537247.40  | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Flywire Corp                                                                       | FLYWIRE CORP-VOTING COMMON STOCK           | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Long             | EC               |  | US        |    140562 | NS      | $3048789.78   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| TOAST, INC.                                                                        | TOAST INC-CLASS A COMMON STOCK             | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               |  | US        |    394932 | NS      | $7250951.52   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Linklogis Inc                                                                      | LINKLOGIS INC-CLASS B COMMON STOCK         | CUSIP: N/A<br>LEI: 254900PYFTBGPA68BN15       | Long             | EC               |  | HK        |   2821200 | NS      | $1416834.80   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GUIDEWIRE SOFTWARE, INC.                                                           | GUIDEWIRE SOFTWARE INC COMMON STOCK        | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               |  | US        |    116736 | NS      | $6923612.16   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| PAGSEGURO DIGITAL LTD.                                                             | PAGSEGURO DIGITAL LTD-CL A COMMON STOCK    | CUSIP: G68707101<br>LEI: N/A                  | Long             | EC               |  | US        |    278841 | NS      | $2936195.73   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Dlocal Ltd                                                                         | DLOCAL LTD COMMON STOCK                    | CUSIP: G29018101<br>LEI: N/A                  | Long             | EC               |  | US        |    225014 | NS      | $3285204.40   | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| XERO LIMITED                                                                       | XERO LTD COMMON STOCK                      | CUSIP: N/A<br>LEI: 254900UG5D8YST164N14       | Long             | EC               |  | AU        |    208837 | NS      | $9879551.89   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                                                                | AFFIRM HOLDINGS INC COMMON STOCK           | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               |  | US        |    315309 | NS      | $4389101.28   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| LENDINGCLUB CORPORATION                                                            | LENDINGCLUB CORP COMMON STOCK              | CUSIP: 52603A208<br>LEI: 549300YC50YO7Y1OJR92 | Long             | EC               |  | US        |    144015 | NS      | $1484794.65   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SS&C TECHNOLOGIES HOLDINGS, INC.                                                   | SS&C TECHNOLOGIES HOLDINGS COMMON STOCK    | CUSIP: 78467J100<br>LEI: 529900POY8H7NPPNKK71 | Long             | EC               |  | US        |    356209 | NS      | $19149795.84  | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| LENDINGTREE, INC.                                                                  | LENDINGTREE INC COMMON STOCK               | CUSIP: 52603B107<br>LEI: 549300ISY5YHUJZTON08 | Long             | EC               |  | US        |     27522 | NS      | $659151.90    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MITEK SYSTEMS, INC.                                                                | MITEK SYSTEMS INC COMMON STOCK             | CUSIP: 606710200<br>LEI: 549300ABZAQ3R25XG118 | Long             | EC               |  | US        |    165573 | NS      | $1693811.79   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| YEAHKA LIMITED                                                                     | YEAHKA LTD COMMON STOCK                    | CUSIP: N/A<br>LEI: 2549007U7YP15ZP1KO72       | Long             | EC               |  | HK        |    629814 | NS      | $1570197.99   | 0.34%             |  |  |  | No            |                  1 | On Loan: —       |
| Paymentus Holdings Inc                                                             | PAYMENTUS HOLDINGS INC-A COMMON STOCK      | CUSIP: 70439P108<br>LEI: N/A                  | Long             | EC               |  | US        |    106747 | NS      | $1082414.58   | 0.24%             |  |  |  | No            |                  1 | On Loan: —       |
| Hypoport SE                                                                        | HYPOPORT SE COMMON STOCK                   | CUSIP: N/A<br>LEI: 391200GNIFXXP6KRYQ46       | Long             | EC               |  | DE        |      9206 | NS      | $986763.39    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXI SPA                                                                           | NEXI SPA COMMON STOCK                      | CUSIP: N/A<br>LEI: 5493000P70CQRQG8SN85       | Long             | EC               |  | IT        |   1832270 | NS      | $15855021.71  | 3.48%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Sunlight Financial Holdings Inc                                                    | SUNLIGHT FINANCIAL HOLDINGS COMMON STOCK   | CUSIP: 86738J106<br>LEI: N/A                  | Long             | EC               |  | US        |    437172 | NS      | $791281.32    | 0.17%             |  |  |  | No            |                  1 | On Loan: —       |
| VIRTU FINANCIAL, INC.                                                              | VIRTU FINANCIAL INC-CLASS A COMMON STOCK   | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               |  | US        |    147158 | NS      | $3263964.44   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Sapiens International Corporation N.V.                                             | SAPIENS INTERNATIONAL CORP COMMON STOCK    | CUSIP: G7T16G103<br>LEI: N/A                  | Long             | EC               |  | US        |     77548 | NS      | $1509084.08   | 0.33%             |  |  |  | No            |                  1 | On Loan: —       |
| Upstart Holdings Inc                                                               | UPSTART HOLDINGS INC COMMON STOCK          | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               |  | US        |    118367 | NS      | $2314074.85   | 0.51%             |  |  |  | No            |                  1 | On Loan: —       |
| TEMENOS AG                                                                         | TEMENOS AG - REG COMMON STOCK              | CUSIP: N/A<br>LEI: 5067007NW6550481FH64       | Long             | EC               |  | CH        |    104216 | NS      | $6241474.64   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Hub24 Ltd                                                                          | HUB24 LTD COMMON STOCK                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | AU        |    112735 | NS      | $2038457.42   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| OPEN LENDING CORPORATION                                                           | OPEN LENDING CORP -  CL A COMMON STOCK     | CUSIP: 68373J104<br>LEI: N/A                  | Long             | EC               |  | US        |    178071 | NS      | $1258961.97   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMCORP A/S                                                                        | SIMCORP A/S COMMON STOCK                   | CUSIP: N/A<br>LEI: 5299000WVEJNSG42AK88       | Long             | EC               |  | DK        |     56666 | NS      | $3598252.17   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President