# EDGAR Filing Document

**Accession Number:** 0001383312
**File Stem:** 0001140361-25-042321
**Filing Date:** 2025-11
**Character Count:** 7088
**Document Hash:** bd568ea4e7ed86b42c4f138ea97544b2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-25-042321.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001140361-25-042321

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20251113

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BROADRIDGE FINANCIAL SOLUTIONS, INC.
- **CENTRAL INDEX KEY:** 0001383312
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-BUSINESS SERVICES, NEC [7389]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 331151291
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33220
- **FILM NUMBER:** 251486660

**BUSINESS ADDRESS:**
- **STREET 1:** 5 DAKOTA DRIVE
- **CITY:** LAKE SUCCESS
- **STATE:** NY
- **ZIP:** 11042
- **BUSINESS PHONE:** 516-472-5400

**MAIL ADDRESS:**
- **STREET 1:** 5 DAKOTA DRIVE
- **CITY:** LAKE SUCCESS
- **STATE:** NY
- **ZIP:** 11042

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROADRIDGE FINANCIAL SOLUTIONS, LLC
- **DATE OF NAME CHANGE:** 20070126

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BSG LLC
- **DATE OF NAME CHANGE:** 20061212

?xml version='1.0' encoding='ASCII'?

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): November 13, 2025
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## BROADRIDGE FINANCIAL SOLUTIONS, INC.
(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **<u>Delaware</u>**<br>| **<u>001-33220</u>**<br>| **<u>33-1151291</u>**<br>|
| (State or other jurisdiction of incorporation) | (Commission file number) | (I.R.S. Employer Identification No.) |

---

---

| | |
|:---|:---|
| **5 Dakota Drive, Lake Success, New York** | **<u>11042</u>**<br>|
| (Address of Principal Executive Offices) | Zip Code |

---

Registrant's telephone number, including area code: **(516) 472-5400**

#### N/A
(Former name or former address, if changed since last report)

**Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:**

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

#### Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of Each Class:** | **Trading Symbol** | **Name of Each Exchange on Which Registered:** |
| **Common Stock, par value $0.01 per share**<br>| **BR**<br>| **New York Stock Exchange**<br>|

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07.** | **Submission of Matters to a Vote of Security Holders.** |

---

On November 13, 2025, Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") held its 2025 Annual Meeting of Stockholders (the "2025 Annual Meeting").

At the 2025 Annual Meeting, stockholders approved all of management's proposals, which were:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; The election of 8 directors for terms of one year and until their successors are elected and qualified;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; The advisory vote to approve the Company's executive compensation (the Say on Pay Vote); and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; The ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2026.

**<u>Proposal No. 1</u>:** To elect 8 directors to hold office until the Annual Meeting of Stockholders in the year 2026 and until their respective successors are duly elected and qualified.

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| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>FOR</u>** | **<u>AGAINST</u>** | **<u>ABSTAIN</u>** | **<u>BROKER</u>**<br> **<u>NON-VOTE</u>** |
| Robert N. Duelks | 91494921 | 4338501 | 79636 | 7782880 |
| Melvin L. Flowers | 93679398 | 2098224 | 135436 | 7782880 |
| Timothy C. Gokey | 95437365 | 398423 | 77270 | 7782880 |
| Brett A. Keller | 94268327 | 1564068 | 80663 | 7782880 |
| Maura A. Markus | 90394645 | 5441019 | 77394 | 7782880 |
| Eileen K. Murray | 94261121 | 1575302 | 76635 | 7782880 |
| Annette L. Nazareth | 93888386 | 1890932 | 133740 | 7782880 |
| Amit K. Zavery | 94561606 | 1268914 | 82538 | 7782880 |

---

**Proposal No. 2**: Advisory vote on the Company's executive compensation (the Say on Pay Vote).

---

| | | | |
|:---|:---|:---|:---|
| **<u>FOR</u>** | **<u>AGAINST</u>** | **<u>ABSTAIN</u>** | **<u>BROKER</u>**<br> **<u>NON-VOTE</u>** |
| 87706467 | 8019679 | 186,912 | 7,782,880 |

---

**<u>Proposal No. 3</u>:** To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2026.

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| | | |
|:---|:---|:---|
| **<u>FOR</u>** | **<u>AGAINST</u>** | **<u>ABSTAIN</u>** |
| 101,741,761 | 1,888,802 | 65,375 |

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| | |
|:---|:---|
| **Item 9.01.** | Financial Statements and Exhibits. |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(d)** Exhibits.

<u> Exhibit No. </u> <u> Description </u> <br>104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: November 14, 2025

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| | |
|:---|:---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | BROADRIDGE FINANCIAL SOLUTIONS, INC. |
| By: | /s/ Hope M. Jarkowski  |
|  | Hope M. Jarkowski |
|  | Corporate Vice President<br> and Chief Legal Officer |

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