# EDGAR Filing Document

**Accession Number:** 0001102113
**File Stem:** 0001102113-25-000016
**Filing Date:** 2025-9
**Character Count:** 34899
**Document Hash:** f648ae1ff0dd104af72a2cab26d681e2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001102113-25-000016.hdr.sgml**: 20251212

**ACCESSION NUMBER**: 0001102113-25-000016

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 5

**FILED AS OF DATE**: 20250917

**DATE AS OF CHANGE**: 20251212

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BANK OF AMERICA NA
- **CENTRAL INDEX KEY:** 0001102113

**ORGANIZATION NAME:**
- **EIN:** 941687665

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00158
- **FILM NUMBER:** 251566613

**BUSINESS ADDRESS:**
- **STREET 1:** 100 NORTH TRYON STREET
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28255
- **BUSINESS PHONE:** (704) 386-5494

**MAIL ADDRESS:**
- **STREET 1:** 100 NORTH TRYON STREET
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28255

### Attached PDF Documents

**Attachment 1:** `BANA7RforAmd28.pdf`

_No text found in this document._

**Attachment 2:** `BANASBSDAAmd28SmryOfChanges.pdf`

_No text found in this document._

**Attachment 3:** `BANASBSDACombined13BAmd28.pdf`

_No text found in this document._

**Attachment 4:** `BANASBSDAQ7.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** BANK OF AMERICA NA

**NFA Number:** 282338

**IRS Employer ID No.:** 94-1687665

**CIK:** 0001102113

**UIC:** B4TYDEB6GKMZO031MB27

**Main Address:** 100 NORTH TRYON STREET, CHARLOTTE, NC, 28255

**Business Telephone:** (704) 386-5494

**Contact Employee:**

- **Name:** Michelle Leddy

- **Title:** Director; EAC Compliance & Operational Risk Manager

- **Phone:** 646-855-4726

- **Email:** michelle.leddy@bofa.com

**Chief Compliance Officer:**

- **Name:** Christine K. Channels

- **Title:** Managing Director; Head of Global Compliance & Operational R

- **Phone:** 980-386-4518

- **Email:** christine.k.channels@bofa.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board, The Office of the Comptroller of the Currency, The Federal Deposit Insurance Corporation

**Description of Business:**
See Supplemental Attachment

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 21

### Schedule A: Principals

| Name                            | Title or Status                               | Date Acquired   | Date Began Working   | Ownership   |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Arnold Wayne Donald             | Director                                      | 01/2013         | 01/2013              |  |       457531 |
| Brian Thomas Moynihan           | Chief Executive Officer/Director              | 12/2012         | 12/2012              |  |       401299 |
| Clayton Stuart Rose             | Director                                      | 12/2018         | 10/2018              |  |       466397 |
| Denise Laura Ramos              | Director                                      | 08/2019         | 07/2019              |  |       524095 |
| James Paul Demare               | Head of Business Unit, Division or Function   | 04/2016         | 04/2016              |  |       494981 |
| Linda Parker Hudson             | Director                                      | 12/2012         | 08/2012              |  |       449755 |
| Lionel Lewis Nowell             | Director                                      | 01/2013         | 01/2013              |  |       457530 |
| Maria Theresa Zuber             | Director                                      | 12/2017         | 12/2017              |  |       510243 |
| Michael Dennis White            | Director                                      | 08/2016         | 06/2016              |  |       497808 |
| Monica Cecilia Lozano           | Director                                      | 12/2012         | 06/2009              |  |       449756 |
| Pierre Jacques Philippe De Weck | Director                                      | 12/2013         | 11/2013              |  |       470677 |
| Sharon Lee Allen                | Director                                      | 02/2013         | 08/2012              |  |       449746 |
| Soofian J Zuberi                | Head of Business Unit, Division or Function   | 11/2020         | 11/2020              |  |       533174 |
| Stephen Yankauer                | Head of Business Unit, Division or Function   | 04/2019         | 04/2019              |  |       521112 |
| Thomas Dunne Woods              | Director                                      | 05/2016         | 04/2016              |  |       496348 |
| Alastair Borthwick              | Chief Financial Officer                       | 11/2021         | 09/2005              |  |       544946 |
| Matthew Michael Koder           | Head of a Business Unit, Division or Function | 10/2021         | 06/2011              |  |       547563 |
| Jose Eduardo Almeida            | Director                                      | 12/2022         | 09/2022              |  |       470432 |
| Douglas Charles Spell           | Head of a Business Unit, Division or Function | 12/2023         | 11/2023              |  |       560329 |
| Maria Nieves Martinez           | Director                                      | 03/2025         | 01/2025              |  |       569811 |
| CHRISTINE K. CHANNELS           | CHIEF COMPLIANCE OFFICER                      | 07/2025         | 05/2025              |  |       571831 |

### Schedule B: Explanations

**Description:**
BANA's non-securities activities include, among others, accepting deposits, making loans and extensions of credit, acting as a fiduciary and engaging in credit intermediation (which includes engaging in derivative transactions where the reference assets may include products other than securities.

**Records Keeper:**

- **Name:** Workday, Inc

  - **Address:** 6110 STONERIDGE MALL RD, Pleasanton, CA, 94588

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Personnel Records, including but not limited to questionnaires or applications for employment and a listing of associated persons and their work location.

- **Name:** Markit North America, Inc

  - **Address:** 450 West 33rd Street, 5th Floor, New York, NY, 10001

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Compliance Records, including but not limited to documentation of compliance with business conduct standards, disclosures, and notifications.

- **Name:** Micro Focus, LLC

  - **Address:** 4555 Great America Pkwy, Santa Clara, CA, 95054-1243

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Communication Records, including but not limited to electronic communications.

- **Name:** Proofpoint, Inc.

  - **Address:** 892 Ross Drive, Sunnyvale, CA, 94089

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Communication Records, including but not limited to electronic communications.

- **Name:** Bank of America, N.A. (including branches in London and Hong Kong)

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

- **Name:** Merrill Lynch Global Services Pte. Ltd

  - **Address:** 2 Harbourfront Place, #02-01, Singapore, U0, 098499

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

- **Name:** BofA Securities Japan Co., Ltd.

  - **Address:** Nihonbashi 1-chome, Building 1-4-1 Nihonboshi, Tokyo, M0, 103-8230

  - **Effective Date:** 11-01-2021

  - **Arrangement:** Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records.

**Onbehalf:**

- **Name:** 24 EXCHANGE BERMUDA LIMITED

  - **Address:** 3RD FLOOR, SOFIA HOUSE, 48 CHURCH STREET, C-O BM CORPORATE SERVICES LTD, HAMILTON, D0, NAHM 12

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** 360 TREASURY SYSTEMS AG

  - **Address:** Gruneburgweg 16-18, Frankfurt am Main, 2M, 60322

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BGC DERIVATIVE MARKETS, L.P.

  - **Address:** CORPORATION TRUST CENTER 1209 ORANGE ST, C-O THE CORPORATION TRUST COMPANY, WILMINGTON, DE, 19801

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BGC TECHNOLOGY MARKETS, L.P

  - **Address:** 499 PARK AVE, New York, NY, 10022-1240

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG SEF LLC

  - **Address:** 731 LEXINGTON AVENUE, New York, NY, 10022-1331

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK CANADA COMPANY

  - **Address:** BROOKFIELD PLACE,TD CANADA TRUST TOWER 1, TORONTO, Z4, M5J 2S1

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK INDIA PRIVATE LIMITED

  - **Address:** 16th Fl, Tower 2B One world centre, 841, Jupiter Mills Comp SB Marg, Maharashtra, Mumbai, K7, 400013

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK LLC

  - **Address:** 731 LEXINGTON AVE, New York, NY, 10022-1331

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADEBOOK SINGAPORE PTE LTD

  - **Address:** 23 Church Street, SINGAPORE, U0, 49481

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADING FACILITY B.V.

  - **Address:** Stadhouderskade 14, Amsterdam, P7, 1054 ES

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BLOOMBERG TRADING FACILITY LIMITED

  - **Address:** 3 Queen Victoria Street, LONDON, X0, EC4N 4TQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** BROKERTEC USA, L.L.C.

  - **Address:** 300 Vesey Street, New York, NY, 10282

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CBOE FX Markets, LLC

  - **Address:** 8050 MARSHALL DR, Lenexa, KS, 66214-1524

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CBOE SEF, LLC

  - **Address:** CORPORATION TRUST CENTER 1209 ORANGE ST, C-O THE CORPORATION TRUST COMPANY, WILMINGTON, DE, 19801

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CHICAGO MERCANTILE EXCHANGE INC.

  - **Address:** 20 S WACKER DR, Chicago, IL, 60606-7431

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** CUREX FX, LLC

  - **Address:** 120 West 45th Street, 22nd Floor, New York, NY, 10036

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** DEALERWEB INC.

  - **Address:** 2200 PLAZA FIVE, Jersey City, NJ, 73114006

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EBS SERVICE COMPANY LIMITED

  - **Address:** Lavaterstrasse 40, ZURICH, V8, 8002

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** EURONEXT FX INC.

  - **Address:** 180 Maiden Ln FL 7, New York, NY, 100385170

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FLEXTRADE SYSTEMS INC.

  - **Address:** 111 GREAT NECK RD STE 314, Great Neck, NY, 110215403

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FX CONNECT LLC

  - **Address:** Corporation Trst Centre, 1209 Orange St, WILMINGTON, DE, 19801

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FX HEDGEPOOL, INC.

  - **Address:** 1 World Trade Centre, Floor 85, New York, NY, 10007-0103

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** FXSPOTSTREAM LLC

  - **Address:** 100 Town Square Pl STE 201, Jersey City, NJ, 73102778

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** GFI SECURITIES LTD

  - **Address:** 1 Snowden Street, LONDON, X0, EC2A 2DQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICAP MANAGEMENT SERVICES LTD

  - **Address:** 135 BISHOPSGATE, LONDON, X0, EC2M 3TP

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICE BONDS SECURITIES CORPORATION

  - **Address:** 55 E 52ND ST FL 40, New York, NY, 10055

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** ICE U.S. OTC COMMODITY MARKETS, LLC

  - **Address:** 2100 Riveredge Pkwy STE 500, Atlanta, GA, 303284693

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** INTEGRAL DEVELOPMENT CORP

  - **Address:** 3000 El Cmino Real Ste 2, Palo Alto, CA, 94306

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** INTERCONTINENTAL EXCHANGE, INC

  - **Address:** 5660 New Northside Dr 3, Atlanta, GA, 303285800

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** OCTAURA LL TRADINGCO LLC

  - **Address:** 250 West 34th Street, 3rd floor, New York, NY, 10119

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** OTCX TRADING LIMITED

  - **Address:** 49 QUEEN VICTORIA STREET, LONDON, X0, EC4N 4SA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** REFINITIV TRANSACTION SERVICES LIMITED

  - **Address:** Five Canada Square, Canary Wharf, LONDON, X0, E14 5AQ

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** REFINITIV US LLC

  - **Address:** 3 TIMES SQ, New York, NY, 100366564

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** RTX Financial, LLC

  - **Address:** 128 E31st St, 2nd Fl, New York, NY, 10016

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** SIEGE FX LIMITED

  - **Address:** 2nd Floor, Room 230, 63 St.Mary Axe, LONDON, X0, EC3A 8AA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TRADEWEB EUROPE LTD

  - **Address:** 1 Fore Street Avenue, LONDON, X0, EC2Y 9DT

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TW SEF LLC

  - **Address:** 1177 Ave of The Americas, New York, NY, 100362714

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** TRADEWEB MARKETS LLC

  - **Address:** 2200 PLAZA FIVE, Jersey City, NJ, 73114006

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** WEMATCH.LIVE R&D LTD

  - **Address:** 121 Begin Menachem Rd, TEL AVIV-JAFFA, L3, 6701203

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** Tradeweb Australia PTY Ltd.

  - **Address:** L 6 14 MARTIN PLACE, SYDNEY, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Execute or Trade

- **Name:** AO Citibank

  - **Address:** 8-10, bld.1, Gasheka street, Moscow, 1Z, 125047

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** AUSTRACLEAR LTD

  - **Address:** 20 Bridge Street, Sydney, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANCO NACIONAL DE MEXICO, S.A.

  - **Address:** 800 Colonia, Acturario Roberto Medellin, Santa Fe, O5, D F 01219

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK OF JAPAN

  - **Address:** Nihonbashi-Hongokucho 2-1-1, Chuo-ku, M0, 103-8660

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK OF TAIWAN

  - **Address:** 120 Section 1, Chongcing South Road, Jhongjheng District, Taipei, F5, 100

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANK POLSKA KASA OPIEKI SA

  - **Address:** Zwirki i Wigury 31, Warsaw, R9, 02-091

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BANQUE CENTRALE DE COMPENSATION (LCH SA)

  - **Address:** 18 RUE DU 4 SEPTEMBRE, FR-75, Paris, I0, 75002

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas Australia Branch

  - **Address:** Level 4, 60 Castlereagh Street, NSW, Sydney, C3, 2000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas S.A. Niederlassung Deutschland

  - **Address:** Senckenberganlage 19, Frankfurt am Main, 2M, 60325

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP Paribas S.A., Succursale Italia

  - **Address:** Piazza Lina Bo Bardi 3, Milano, L6, 20124

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS SA

  - **Address:** Les Grands Moulin de Pantin, 9 Rue du Debarcadere, Pantin, I0, 93500

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS SA SUCURSAL EN ESPANA

  - **Address:** Calle de Emilio Vargas 4, Madrid, U3, 28043

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** BNP PARIBAS, Paris, Zurich Branch

  - **Address:** Selnaustrasse 16, Box, Zurich, V8, 8022

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CHINA CENTRAL DEPOSITORY & CLEARING CO. LIMITED

  - **Address:** 10 Jinrong Street, Xicheng District, Beijing, F4, 100033

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CIBC MELLON TRUST COMPANY

  - **Address:** CIBC Mellon, 1 York Street, Suite 500, Toronto Ontario, Z4, M5J 0B6

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK ANONIM SIRKETI

  - **Address:** Tekfen Tower, Eski Buyukdere Caddesi 209 Kat 2, Istanbul, W8, 34394 Leve

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK BERHAD

  - **Address:** Level 43, Securities Services, Menara Citibank, 165 Jalan Ampang, Kuala Lumpur, N8, 50450

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK DEL PERU S.A.

  - **Address:** Canaval y Moreyra 480, Piso 3, San Isidro, Lima, R5, 27

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK EUROPE PLC, GREECE BRANCH

  - **Address:** 8 Othonos street, Athens, J3, 10557

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK KOREA INC.

  - **Address:** 50, Saemunan-ro, Jongno-gu, Seoul, M5, 03184

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. (MUMBAI BRANCH)

  - **Address:** C-54 & 55, G Block, Bandra Kura Complex, Bandra East, K7, 400051

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. EGYPT

  - **Address:** Level 3, 46, Al Salam Axis Street, First Sector at the Fifth Settlement, New Cairo Cairo, H2, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. ISRAEL BRANCH

  - **Address:** Ha arba a 21, Tel Aviv, L3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A. LONDON BRANCH

  - **Address:** Citigroup Centre, Canary Wharf, London, X0, E14 5LB

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK N.A., PAKISTAN

  - **Address:** Army Welfare Trust (AWT) Plaza, I.I.Chundrigar Road, Karachi, R0, 74200

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK NA (PHILIPPINES BRANCH)

  - **Address:** 16th Floor, Citibank Plaza, 34th St, Bonifacio Global City, Taguig City, Metro Manila, R6, 1634

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK SINGAPORE LIMITED

  - **Address:** 8 Marina View, #16-00 Asia Square Tower 1, Singapore, U0, 018960

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. (BANGKOK BRANCH)

  - **Address:** 18th Fl, 399 Intg 21 Bldg, Sukhumvit Rd, Klongtoey Nua, Wattana District, Bangkok, W1, 10110

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. (HONG KONG BRANCH)

  - **Address:** 50/F Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** Citibank, N.A. Brazilian Branch

  - **Address:** Av. Paulista 1.111, 12 andar, Sao Paulo SP, D5, 01311-920

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIBANK, N.A. NEW YORK OFFICES - CHILE

  - **Address:** Estado 260, Level 2, Santiago, F3, 8320204

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITIGROUP PTY LIMITED

  - **Address:** Level 16, 120 Collins Street, Melbourne, C3, VIC 3000

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CITITRUST COLOMBIA S A SOCIEDAD FIDUCIARIA

  - **Address:** Carrera 9A, No. 99-02, Bogota, F8, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** CLEARSTREAM BANKING S.A.

  - **Address:** 11 Westferry Circus, Canary Wharf, London, X0, E14 4HE

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** DEUTSCHE BANK TRUST COMPANY AMERICAS

  - **Address:** 60 Wall Street, New York, NY, 10006

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR BANK SA

  - **Address:** 1 Boulevard du Roi Albert II, B 1210, Brussels, C9, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** EUROCLEAR UK & INTERNATIONAL LTD

  - **Address:** 33 Cannon Street, London, X0, EC4M 5SB

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** FEDERAL RESERVE BANK OF RICHMOND

  - **Address:** 20th & K Streets, NW, Washington, DC, 20551

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** FIXED INCOME CLEARING CORPORATION

  - **Address:** 55 Water St, New York, NY, 10041

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HDFC BANK LIMITED

  - **Address:** HDFC Bank House, Senapati Bapat Marg, Lower Parel, Mumbai, Maharashtra, K7, 400013

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HONG KONG MONETARY AUTHORITY

  - **Address:** 55th Fl, Two Intl Finance Centre, 8 Finance Street, Cntrl and Wstrn Dist, Hong Kong, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK (TAIWAN) LIMITED

  - **Address:** 13F, No. 333 Keelung Rd, Sec. 1, Xinyi District, Taipei, F5, 110

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK (VIETNAM) LIMITED

  - **Address:** The Metropolitan, Floor 2, 235 Dong Khoi Street, District 1, Ho Chi Minh city, Q1, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK MIDDLE EAST LIMITED, KUWAIT BRANCH

  - **Address:** Qibla Area, Hamad Al-Saqr St., Kharafi Tower, G/1/2 Fl, Box 1683, Safat, M6, 13017

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC BANK MIDDLE EAST LIMITED, QATAR BRANCH

  - **Address:** 2nd Fl, Ali Bin Ali Tower Bldg no 150, Al Matar St, Box 57, St #950, Doha, S3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** HSBC SAUDI ARABIA

  - **Address:** 2nd Floor, 7267 Olaya, Al Murooj, Riyadh, T0, 12283-2255

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** ICE CLEAR CREDIT LLC

  - **Address:** 353 North Clark Street, Chicago, IL, 60654

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** ICE CLEAR EUROPE LTD

  - **Address:** MILTON GATE, 60 CHISWELL STREET, London, X0, EC1Y 4SA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED

  - **Address:** 55 Fuxingmennei Avenue, Xicheng District, Beijing, F4, 100140

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** JOINT STOCK COMPANY CITIBANK

  - **Address:** Bud.16-g, Dilova Str, Kyiv, 2H, 03150

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** KBC Bank Bulgaria EAD

  - **Address:** 55 Nikola Vaptsarov Blvd., Expo 2000, Phase III, 4 floor, Sofia, E0, 1407

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** KOREA EXCHANGE

  - **Address:** 40, Munhyeongeumyung-ro, Nam-gu, Busan 50F, BIFC, Busan Metropolitan City, M5, 48400

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** KOREA SECURITIES DEPOSITORY

  - **Address:** 40, Munhyeongeumyung-ro, Nam-gu, Busan 50F, BIFC, Busan Metropolitan City, M5, 48400

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** LCH LIMITED

  - **Address:** Aldgate House, 33 Aldgate High Street, London, X0, EC3N 1EA

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** MIZUHO BANK,LTD.

  - **Address:** 5-5, Otemachi 1 Chome, Chiyoda-ku, Tokyo, M0, 100- 8176

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** N A CITIBANK

  - **Address:** 388 Greenwich Street, New York, NY, 10013

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** NATIONAL FINANCIAL SERVICES LLC (NFS)

  - **Address:** 200 Seaport Blvd Ste 630, Boston, MA, 02210

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** NATIONAL SECURITIES CLEARING CORPORATION

  - **Address:** 55 Water St, New York, NY, 10041

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** OTC CLEARING HONG KONG LIMITED

  - **Address:** 8/F, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG, K3, none

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

- **Name:** RESERVE BANK OF NEW ZEALAND

  - **Address:** Box 2498, 2 The Terrace, Wellington, Q2, 6140

  - **Effective Date:** 10-26-2021

  - **Arrangement:** Third Party arrangement with others with respect to Custody, Clearance, or Settlement

**Controlling Entity:**

- **Name:** BAC North America Holding Company

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** Bank of America, NA is wholly owned by: i. BAC North America Holding Company, which in turn is wholly owned by ii. NB Holdings Corporation, which in turn is wholly owned by iii. Bank of America Corporation.

- **Name:** NB Holdings Corporation

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** Bank of America, NA is wholly owned by: i. BAC North America Holding Company, which in turn is wholly owned by ii. NB Holdings Corporation, which in turn is wholly owned by iii. Bank of America Corporation.

- **Name:** Bank of America Corporation

  - **Address:** 100 North Tryon Street, Charlotte, NC, 28255

  - **Effective Date:** 10-29-2021

  - **Arrangement:** Bank of America, NA is wholly owned by: i. BAC North America Holding Company, which in turn is wholly owned by ii. NB Holdings Corporation, which in turn is wholly owned by iii. Bank of America Corporation.

### Execution

**Date:** 09-17-2025

**Name of Applicant:** BANK OF AMERICA NA

**Signature:** /s/ James DeMare

**Printed Name:** James DeMare

**Title:** Managing Director, President, and Head of Global Markets