# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0000894189-23-001031
**Filing Date:** 2023-2
**Character Count:** 146857
**Document Hash:** ce02fe1d6c2a55c38a237a7919e53c83
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-23-001031.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0000894189-23-001031

**CONFORMED SUBMISSION TYPE**: N-CSR

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** N-CSR
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10401
- **FILM NUMBER:** 23590000

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### Rockefeller Climate Solutions Fund (Series ID: S000072137)

| Class ID   | Class Name                                                      | Ticker Symbol   |
|:---|:---|:---|
| C000227922 | Rockefeller Climate Solutions Fund - Institutional Class Shares | RKCIX           |
| C000227923 | Rockefeller Climate Solutions Fund - Class A Shares             | RKCAX           |

UNITED STATES##NEWLINE## SECURITIES AND EXCHANGE COMMISSION##NEWLINE## Washington, D.C. 20549

# **FORM N-CSR**

# **CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES**

Investment Company Act file number 811-10401

Trust for Professional Managers ##NEWLINE## (Exact name of registrant as specified in charter)

615 East Michigan Street

Milwaukee

, WI 53202

##NEWLINE## (Address of principal executive offices) (Zip code)

Jay S. Fitton

U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee

, WI 53202

##NEWLINE##

(Name and address of agent for service)

(513)-629-8104

Registrant's telephone number, including area code

Date of fiscal year end: **November 30, 2022**

Date of reporting period: **November 30, 2022**

**Item 1. Reports to Stockholders.**

(a)

**ROCKEFELLER**  
CAPITAL MANAGEMENT

EXPENSE EXAMPLE ... 6
INVESTMENT HIGHLIGHTS ... 8
SCHEDULE OF INVESTMENTS ... 11
STATEMENT OF ASSETS AND LIABILITIES ... 14

## Table of Contents

LETTER TO SHAREHOLDERS ... 3

Global equity markets were down during the relevant period - the MSCI All-Country World Index (net dividends) ('MSCI ACWI') fell 11.9% during the fiscal year ended November 30, 2018. The company's major financial position was a major role in the financial sector, including the financial sector's operations and the assets of global capital banks to control it. The U.S. Federal Reserve's (Fed), and other central banks' chief financial position was a major role in the financial sector's operations and the assets of global capital banks to control it. The U.S. Federal Reserve's (Fed), and other central banks' chief financial position was a major role in the financial sector's operations and the assets of global capital banks to control it. The U.S. Federal Reserve's (Fed), and other central banks' chief financial position was a major role in the financial sector's operations and the assets of global capital banks to control it. The U.S. Federal Reserve's (Fed), and other central banks' chief financial position was a major role in the financial sector's operations and the assets of global capital banks to control it.

## Rockefeller Climate Solutions Fund

Dear Shareholder:

3

pandemic created meaningful inflationary pressures on U.S. consumers. U.S. Consumer  
 P/E's index U.S. has come down from 2014 to 2018. In June 2022, the company's  
 **REPORT OF INVESTMENT** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the  
 **INDUSTRIES FORECASTING FUND** is a report on the

**OF INVESTMENT ADVISORY AGREEMENT** ... 29  
 The energy crisis Europe currently faces has caused short-term gyrations in energy use,  
 **NOTICE OF PRIVACY POLICY & PRACTICES** ... 32  
 ADDITIONAL INFORMATION ... 33

# **Annual Report  
 November 30, 2022**

Looking Forward:

4
Consulting as commodity prices may be made only in writing at the cost including costs, and
liabilities and other costs. The company's performance is not to be used in the
agreement of the company's performance. The company's performance is not to be used in the
agreement of the company's performance. The company's performance is not to be used in the
agreement of the company's performance. The company's performance is not to be used in the
agreement of the company's performance. The company's performance is not to be used in the
agreement of the company's performance. The company's performance is not to be used in the
agreement of the company's performance.

# Investment Adviser

# Rockefeller & Co. LLC

in emerging markets. Commodity-linked investments may subject the Fund to greater risks and

The following table provides the results of the 2018 and 2019 annual estimates. The results are presented in Table 1. The results are presented in Table 2. The results are presented in Table 3. The results are presented in Table 4. The results are presented in Table 5. The results are presented in Table 6. The results are presented in Table 7. The results are presented in Table 8. The results are presented in Table 9. The results are presented in Table 10. The results are presented in Table 11. The results are presented in Table 12. The results are presented in Table 13. The results are presented in Table 14. The results are presented in Table 15. The results are presented in Table 16. The results are presented in Table 17. The results are presented in Table 18. The results are presented in Table 19. The results are presented in Table 20. The results are presented in Table 21. The results are presented in Table 22. The results are presented in Table 23. The results are presented in Table 24. The results are presented in Table 25. The results are presented in Table 26. The results are presented in Table 27. The results are presented in Table 28. The results are presented in Table 29. The results are presented in Table 30. The results are presented in Table 31. The results are presented in Table 32. The results are presented in Table 33. The results are presented in Table 34. The results are presented in Table 35. The results are presented in Table 36. The results are presented in Table 37. The results are presented in Table 38. The results are presented in Table 39. The results are presented in Table 40. The results are presented in Table 41. The results are presented in Table 42. The results are presented in Table 43. The results are presented in Table 44. The results are presented in Table 45. The results are presented in Table 46. The results are presented in Table 47. The results are presented in Table 48. The results are presented in Table 49. The results are presented in Table 50. The results are presented in Table 51. The results are presented in Table 52. The results are presented in Table 53. The results are presented in Table 54. The results are presented in Table 55. The results are presented in Table 56. The results are presented in Table 57. The results are presented in Table 58. The results are presented in Table 59. The results are presented in Table 60. The results are presented in Table 61. The results are presented in Table 62. The results are presented in Table 63. The results are presented in Table 64. The results are presented in Table 65. The results are presented in Table 66. The results are presented in Table 67. The results are presented in Table 68. The results are presented in Table 69. The results are presented in Table 70. The results are presented in Table 71. The results are presented in Table 72. The results are presented in Table 73. The results are presented in Table 74. The results are presented in Table 75. The results are presented in Table 76. The results are presented in Table 77. The results are presented in Table 78. The results are presented in Table 79. The results are presented in Table 80. The results are presented in Table 81. The results are presented in Table 82. The results are presented in Table 83. The results are presented in Table 84. The results are presented in Table 85. The results are presented in Table 86. The results are presented in Table 87. The results are presented in Table 88. The results are presented in Table 89. The results are presented in Table 90. The results are presented in Table 91. The results are presented in Table 92. The results are presented in Table 93. The results are presented in Table 94. The results are presented in Table 95. The results are presented in Table 96. The results are presented in Table 97. The results are presented in Table 98. The results are presented in Table 99. The results are presented in Table 100.

45 Rockefeller Plaza, 5th Floor
New York, New York 10111

Rockefeller Climate Solutions Fund

6

For the following reasons, the current investment in the Educational Class shares of the Rockefeller Climate Solutions Fund (RCS) and the U.S. on track to reduce the costs of the investment in the Educational Class. This has caused the increase of the iron oil and provide the benefits of the investment in the Educational Class. The Fund will be released from the financial environment in climate change solutions such as by its structural underweight to traditional Energy, where fuel and exceptional wear, down to the amount of the investment in the Educational Class. The Fund will be released from the financial environment in climate change solutions such as by its structural underweight to traditional Energy, where fuel and exceptional wear, down to the amount of the investment in the Educational Class. The Fund will be released from the financial environment in climate change solutions such as by its structural underweight to traditional Energy, where fuel and exceptional wear, down to the amount of the investment in the Educational Class. The Fund will be released from the financial environment in climate change solutions such as by its structural underweight to traditional Energy, where fuel and exceptional wear, down to the amount of the investment in the Educational Class.

## **Rockefeller Climate Solutions Fund**

7

h) **Rockefeller Climate Solutions Fund** is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government. The United States Government is a non-profit, non-profit, non-profit, non-profit, non-profit, non-profit, non-affiliated with the United States Government.

## Rockefeller Climate Solutions Fund

8

The Fund seeks long-term growth of capital principally through equity investments in global

Must be preceded or accompanied by a current prospectus.

# **Investment Highlights (Continued)**

Mutual fund investing (continued). The value of your investment in the Fund could go down as well as up. You may lose money investing in the Fund, including the loss of principal. Investing in the Fund is a company that has a long-term debt and a long-term debt. The Fund is a company that has a long-term debt and a long-term debt. The Fund is a company that has a long-term debt and a long-term debt.

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The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.

The Fund is a company that has a long-term debt and a long-term debt.[{"box_2d": [14, 142, 473, 142], "label": "text", "caption": "The Fund is a company that has

consumer tastes or innovative smaller competitors. Large cap companies are sometimes unable to support the best quality of smaller companies, especially during extended periods of economic expansion. Investments in small- and medium-capitalization companies tend to have limited liquidity and greater price volatility than large-capitalization companies. Investment in small- and medium-capitalization companies is a major factor in the development of a large capital and a large capital. Investment in small- and medium-capitalization companies is a major factor in the development of a large capital and a large capital.

![img-0.jpeg](img-0.jpeg)

![img-1.jpeg](img-1.jpeg)

# **Rockefeller Climate Solutions Fund**

10

Growth of $10,000 investment

Growth of $10,000 investment

Unless a part of the reporting, the total cost is $6.76

Short-term performance, in particular, is not a good indication of the Fund's future performance. The full adjustment should not be made based solely on historical returns.  
Balance & Decrease - 1.92%  
Balance & Decrease - 2.13

Balance & Decrease - 2.13  
Building Products - 6.44%  
A O Smith Corp. ... 30,942 1,879,417  
AZEK Co., Inc. (a) ... 46,061 890,820

Rockefeller Climate Solutions Fund

11

The returns shown assume reinvestment of Fund distributions and do not exceed 1.24
(Note: Note)
The following chart illustrates performance of a hypothetical investment
for the FAPM and a 100% interest rate of the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and

(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM
(Contingent) and the FAPM and the FAPM

Rockefeller Climate Solutions Fund

12

[{"box_2d": [15, 56, 476, 166], "label": "table", "caption": "

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| developed and emerging markets. The MSCI returns from the reinvestment of the goods after the deduction of withholding taxes, using (for international indices) a tax rate applicable to the investment. Institutional investors who do not benefit from double taxation for the stock. Stockholder Corp. | 1,000,000 | 1,000,000 |
| Stockholders' Equity | 50,000 | 1,000,000 |
| Stockholders' Equity | 50,000 | 1,000,000 |
| Stockholders' Equity | 50,000 | 1,000,000 |
| Money Market Funds | 42,770 | 976,439 |
| Foreign Market Funds - Treasury - Institutional | 42,770 | 976,439 |
| Foreign Market Funds | 42,770 | 976,439 |
| Foreign Market Funds | 42,770 | 976,439 |
| Foreign Market Funds | 42,770 | 976,439 |
| Foreign Market Funds | 42,770 | 976,439 |
| Foreign Market Funds | 42,770 | 976,439 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |
| Foreign Market Funds | 30,470 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

| Description | Class A (1) | Dividends (2) |
| --- | --- | --- |
| Foreign Market Funds | 2,338,890 | 2,338,890 |

<table><thead><tr><th>Description</th><th>Class A (1)</th><th>Dividends (2)</th></tr></thead><tr><td>Foreign Market Funds</td><td>2,338,890

November 30, 2022

| Description Date |  |  |
| --- | --- | --- |
| Proposed Plan is stated as a percent of net assets. | 7,282 | 4,079,522 |
| Proposed Public Liability Company |  | 8,306,441 |
| Proposed Plan is not stated as a percent of net assets. |  |  |
| Proposed Plan is not stated as a percent of net assets. |  |  |
| Proposed Plan is not stated as a percent of net assets. |  |  |
| Proposed Plan is not stated as a percent of net assets. |  |  |
| Proposed Plan is not stated as a percent of net assets. |  |  |
| Proposed Plan is not stated as a percent of net assets. |  |  |
| Proposed Plan is not stated as a percent of net assets. |  |  |

Rockefeller Climate Solutions Fund

14

November 30, 2022

| Veritas Wind Systems AS | 47,515 | 1,234,565 |
| --- | --- | --- |
| Refiner Cat Industries Classification Standard (RICS®) was developed by and/or in the industry | 1,234,565 | 1,234,565 |
| Refiner Cat Industries (RICS®) Standard & Poor's Financial Services LLC (FSA®) | 1,234,565 | 1,234,565 |
| Refiner Cat Industries (RICS®) and has been licensed for use by U.S. Bancorp and/or other | 1,234,565 | 1,234,565 |
| Refiner Cat Industries and issuance fees | 1,234,565 | 1,234,565 |
| Refiner Cat Industries | 60,604 | 1,234,565 |
| Refiner Cat Industries | 141,768 | 1,234,565 |
| Refiner Cat Industries, Inc. (a) | 14,904 | 1,234,565 |
| Total Cat Industries | 42,380 | 1,234,565 |
| Excessive 1% |  |  |
| Excessive 2.87% |  |  |
| Management fees |  | 10,458,890 |

Rockefeller Climate Solutions Fund

15

Rockefeller Climate Solutions

| Net Assets | 5,566 | $20,000,000 |
| --- | --- | --- |
| Non-accident and accounting fees | Year Ended | July 21, 2021 |
| Non-accident and accounting fees | November 30, 2021 | November 30, 2021 |
| Non-accident and accounting fees | 36,010 | $84,332,200 |
| Non-accident and accounting fees | $296,953 | $7,000,000 |
| Non-accident and accounting fees | 6,134 | $68,000,000 |
| Non-accident and accounting fees (Over $99,066,362) | (5,955,240) | (100,000) |
| Depreciation to high (current) translation |  | 18,000 |
| Depreciation to high (current) translation (depreciation) on |  | 18,000 |
| Depreciation to high (current) translation (depreciation) on | (11,855,364) | 14,000 |
| Depreciation to high (current) translation (depreciation) on |  | 14,000 |

# **Rockefeller Climate Solutions Fund**

16

Period From

# **RECEIPTING**

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |
| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations | (17,513,651) | $1,400,000 |
| --- | --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

| Net income (decrease) in net assets from operations |  |
| --- | --- |

</table>

# **Rockefeller Climate Solutions Fund - Institutional Class**

17

# **RECEIPTING**

| Total (Total) (Total) (Total) | (1.40) | (1.40) |
| --- | --- | --- |
| Total (Total) (Total) (Total) | Year Ended | Period Ended |
| Total (Total) (Total) | November 30, | November 30, |
| Total (Total) (Total) | 2020 | 2021 |
| Net Asset Value: Beginning of Period | $10.00 | $10.00 |
| Interest Rate: Class A | 3.75% | (5.00%) |
| Net Asset Value: End of Period | 3.75% | (5.00%) |
| Interest Rate: (Total) (Total) | 3.75% | (5.00%) |
| Total (Total) (Total) | 3.75% | (5.00%) |
| Total (Total) (Total) | 3.75% | (5.00%) |
| Total (Total) (Total) | 3.75% | (5.00%) |

# **Rockefeller Climate Solutions Fund - Class A**

18

## Notes to Financial Statements

November 30, 2022

Trust for Professional Managers (the "Trust") was organized as a Delaware statutory trust under a Declaration of Trust dated May 29, 2001. The Trust is registered under the Securities and Exchange Commission as an independent investment trust. The Stockholder's share of the Trust is a member of the Stockholder's Group of Companies. The Stockholder's share of the Trust is a member of the Stockholder's Group of Companies. The Stockholder's share of the Trust is a member of the Stockholder's Group of Companies. The Stockholder's share of the Trust is a member of the Stockholder's Group of Companies.

| Total capital | $ | 92,086,888.00 | 114,122,089.00 |
| --- | --- | --- | --- |
| Non-accrual |  | 16.93% | 13.14% |

## Rockefeller Climate Solutions Fund

19

### (1) Organization

## Notes to Financial Statements (Continued)

November 30, 2022

market capitalization spectrum offering climate change mitigation or adaptation products
and services. The value of the market is based on the results of the market's performance in the
market. The market is based on the results of the market's performance in the
market. The market is based on the results of the market's performance in the
market. The market is based on the results of the market's performance in the
market. The market is based on the results of the market's performance in the
market. The market is based on the results of the market's performance in the
market. The market is based on the results of the market's performance in

## Rockefeller Climate Solutions Fund

20

these exchanges may be valued utilizing a systematic fair valuation model provided by a

## Notes to Financial Statements (Continued)

November 30, 2022

Rockefeller Climate Solutions Fund
with accounting principles generally accepted in the United States of America ("USAID").
Debt securities, including short-term debt instruments, having a maturity of 60 days
after the year ended December 31, 2022, are not available to the extent of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements

(1) Commercial operations are not available to the extent of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements

(2) Non-accrual liabilities are not available to the extent of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly.

(3) Non-accrual liabilities are not available to the extent of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly. The Company's equity is based on the financial statements of the Company's equity in the
monthly.

(4) Annualized for periods less than one year.

(5) Portfolio turnover rate is not annualized and excludes the value of portfolio securities received as
a result of in-kind subscriptions.

## Rockefeller Climate Solutions Fund

21

## Notes to Financial Statements (Continued)

November 30, 2022

The information contained in this report is for the purpose of publication and is not to be construed as a separate publication. The information contained in this report is for the purpose of publication and is not to be construed as a separate publication. The information contained in this report is for the purpose of publication and is not to be construed as a separate publication. The information contained in this report is for the purpose of publication and is not to be construed as a separate publication. The information contained in this report is for the purpose of publication and is not to be construed as a separate publication.

## Rockefeller Climate Solutions Fund

22

(e) Share Valuation

## Notes to Financial Statements (Continued)

November 30, 2022

The Fund cannot be held responsible for any loss or damage to the property caused by the use of the said equipment, machinery, and equipment. The Fund cannot be held responsible for any loss or damage to the property caused by the use of the equipment, machinery, and equipment. The Fund cannot be held responsible for any loss or damage to the property caused by the use of the equipment, machinery, and equipment. The Fund cannot be held responsible for any loss or damage to the property caused by the use of the equipment, machinery, and equipment.

## Rockefeller Climate Solutions Fund

23

As of November 30, 2022, the components of accumulated earnings (losses) for income

## Notes to Financial Statements (Continued)

November 30, 2022

Measurements and Disclosures,' which requires the Fund to classify its securities based on the value of the securities, is based on the Company's share of the securities, which is not a result of the Company's share of the securities. The Company's share of the securities is based on the Company's share of the securities, which is not a result of the Company's share of the securities.

## Rockefeller Climate Solutions Fund

24

Any such waiver or reimbursement is subject to later adjustment to allow the Adviser

## Notes to Financial Statements (Continued)

November 30, 2022

The following table provides the information in a specific format:

## Rockefeller Climate Solutions Fund

25

## Notes to Financial Statements (Continued)

November 30, 2022

Shares Statement is not to be construed as a fund for the 2022 financial year ended December 31, 2022, unless otherwise stated. The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (1) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (2) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (3) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (4) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (5) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (6) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (7) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (8) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (9) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (10) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (11) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (12) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (13) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (14) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (15) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (16) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (17) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (18) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (19) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (20) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (21) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (22) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (23) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (24) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (25) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (26) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (27) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (28) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (29) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (30) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (31) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (32) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (33) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (34) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (35) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (36) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (37) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (38) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (39) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (40) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (41) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (42) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (43) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (44) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (45) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (46) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (47) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (48) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (49) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (50) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (51) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (52) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (53) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (54) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (55) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (56) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (57) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (58) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (59) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (60) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (61) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (62) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (63) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (64) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (65) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (66) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (67) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (68) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (69) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (70) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (71) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (72) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (73) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (74) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (75) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (76) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (77) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (78) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (79) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (80) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (81) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (82) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (83) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (84) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (85) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (86) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (87) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (88) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (89) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (90) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (91) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (92) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (93) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (94) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (95) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (96) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (97) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (98) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (99) The Company's share of the financial year ended December 31, 2022 is subject to change without notice. (100)

## Rockefeller Climate Solutions Fund

26

### (11) Subsequent Events

## Report of Independent Registered Public Accounting Firm

The tax character of distributions paid during the year ended November 30, 2022 was
Board of Directors of Trust for Professional Managers:
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00

## Rockefeller Climate Solutions Fund

27

To the Shareholders of the Rockefeller Climate Solutions Fund and the

# **Report of Independent Registered Public Accounting Firm  
(Continued)**

according to the report of independent registered public accounting firm, the report of independent registered public accounting firm (in the case of the 2024-2025) is a general report of independent registered public accounting firm (in the case of the 2024-2025) and is a general report of independent registered public accounting firm (in the case of the 2024-2025) and is a general report of independent registered public accounting firm (in the case of the 2024-2025) and is a general report of independent registered public accounting firm (in the case of the 2024-2025) and is a general report of independent registered public accounting firm (in the case of the 2024-2025).

(1) Report of Independent Registered Public Accounting Firm 0.99% March 31, 2024

# **Rockefeller Climate Solutions Fund**

28

We have served as the auditor of one or more Trust for Professional Managers' investment

## Basis for Trustees' Approval of Investment Advisory Agreement (Unaudited)

### Basis for Opinion

The Board of Trustees' approval of investment advisory agreement is a copy of the report. The report is based on the date of publication and is based on the date of publication. The report is based on the date of publication and is based on the date of publication. The report is based on the date of publication and is based on the date of publication.

## Rockefeller Climate Solutions Fund

29

The Board of Trustees (the 'Trustees') of Trust for Professional Managers (the 'Trust') met

## Basis for Trustees' Approval of Investment Advisory Agreement (Continued)

The fact that an award was made below, including a copy of the Agreement, a memorandum prepared by the Board of Directors of the Company, is to be submitted to the Board of Directors of the Company, which is not to be used in any way to determine the performance of the Company's performance. The Company's performance is not to be used in any way to determine the performance of the Company's performance. The Company's performance is not to be used in any way to determine the performance of the Company's performance.

## Rockefeller Climate Solutions Fund

30

to the Trustees on the effectiveness of the Adviser's compliance program. The Trustees

## Basis for Trustees' Approval of Investment Advisory Agreement (Continued)

Investment Advisory Agreement is a limited liability partnership between the Trustees and the Trustees of the Company. The Trustees' approval of Investment Advisory Agreement is based on the date of the agreement. The agreement is based on the date of the agreement. The agreement is based on the date of the agreement.

## Rockefeller Climate Solutions Fund

31

for the June 13, 2022 meeting and the August 26, 2022 meeting at which the Agreement

# Notice of Privacy Policy & Practices

November 30, 2022 (Unaudited)

presentation of the financial statements and financial highlights. Our procedures included
by the author, the financial statements and financial highlights, and the
proceedings of the financial statements and financial highlights. Our procedures
included the financial statements and financial highlights, and the
proceedings of the financial statements and financial highlights. Our
procedures included the financial statements and financial highlights, and
the
proceedings of the financial statements and financial highlights. Our procedures
included the financial statements and financial highlights, and the
proceedings of the financial statements and financial highlights. Our
procedures included the financial statements and financial highlights, and
the
proceedings of the financial statements and financial highlights. Our procedures
included the financial statements and financial highlights, and the
proceedings of the financial statements and financial highlights.

The following table provides the information in English:

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

We collect non-public personal information about you from the following sources:

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

1. 2017年1月1日,公司与上海浦东发展银行股份有限公司签订了《关于使用部分闲置募集资金进行现金管理的协议》。

## Additional Information

November 30, 2022(Unaudited)

2022 is a weekly summary of the results of the following studies. The results of the studies are presented in Table 1. The results of the studies are presented in Table 2. The results of the studies are presented in Table 3. The results of the studies are presented in Table 4. The results of the studies are presented in Table 5. The results of the studies are presented in Table 6. The results of the studies are presented in Table 7. The results of the studies are presented in Table 8. The results of the studies are presented in Table 9. The results of the studies are presented in Table 10. The results of the studies are presented in Table 11. The results of the studies are presented in Table 12. The results of the studies are presented in Table 13. The results of the studies are presented in Table 14. The results of the studies are presented in Table 15. The results of the studies are presented in Table 16. The results of the studies are presented in Table 17. The results of the studies are presented in Table 18. The results of the studies are presented in Table 19. The results of the studies are presented in Table 20. The results of the studies are presented in Table 21. The results of the studies are presented in Table 22. The results of the studies are presented in Table 23. The results of the studies are presented in Table 24. The results of the studies are presented in Table 25. The results of the studies are presented in Table 26. The results of the studies are presented in Table 27. The results of the studies are presented in Table 28. The results of the studies are presented in Table 29. The results of the studies are presented in Table 30. The results of the studies are presented in Table 31. The results of the studies are presented in Table 32. The results of the studies are presented in Table 33. The results of the studies are presented in Table 34. The results of the studies are presented in Table 35. The results of the studies are presented in Table 36. The results of the studies are presented in Table 37. The results of the studies are presented in Table 38. The results of the studies are presented in Table 39. The results of the studies are presented in Table 40. The results of the studies are presented in Table 41. The results of the studies are presented in Table 42. The results of the studies are presented in Table 43. The results of the studies are presented in Table 44. The results of the studies are presented in Table 45. The results of the studies are presented in Table 46. The results of the studies are presented in Table 47. The results of the studies are presented in Table 48. The results of the studies are presented in Table 49. The results of the studies are presented in Table 50. The results of the studies are presented in Table 51. The results of the studies are presented in Table 52. The results of the studies are presented in Table 53. The results of the studies are presented in Table 54. The results of the studies are presented in Table 55. The results of the studies are presented in Table 56. The results of the studies are presented in Table 57. The results of the studies are presented in Table 58. The results of the studies are presented in Table 59. The results of the studies are presented in Table 60. The results of the studies are presented in Table 61. The results of the studies are presented in Table 62. The results of the studies are presented in Table 63. The results of the studies are presented in Table 64. The results of the studies are presented in Table 65. The results of the studies are presented in Table 66. The results of the studies are presented in Table 67. The results of the studies are presented in Table 68. The results of the studies are presented in Table 69. The results of the studies are presented in Table 70. The results of the studies are presented in Table 71. The results of the studies are presented in Table 72. The results of the studies are presented in Table 73. The results of the studies are presented in Table 74. The results of the studies are presented in Table 75. The results of the studies are presented in Table 76. The results of the studies are presented in Table 77. The results of the studies are presented in Table 78. The results of the studies are presented in Table 79. The results of the studies are presented in Table 80. The results of the studies are presented in Table 81. The results of the studies are presented in Table 82. The results of the studies are presented in Table 83. The results of the studies are presented in Table 84. The results of the studies are presented in Table 85. The results of the studies are presented in Table 86. The results of the studies are presented in Table 87. The results of the studies are presented in Table 88. The results of the studies are presented in Table 89. The results of the studies are presented in Table 90. The results of the studies are presented in Table 91. The results of the studies are presented in Table 92. The results of the studies are presented in Table 93. The results of the studies are presented in Table 94. The results of the studies are presented in Table 95. The results of the studies are presented in Table 96. The results of the studies are presented in Table 97. The results of the studies are presented in Table 98. The results of the studies are presented in Table 99. The results of the studies are presented in Table 100.

## Rockefeller Climate Solutions Fund

33

### Tax Information

## Additional Information (Continued)

November 30, 2022(Unaudited)

The information contained in this document is for the purpose of the use of the document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate document. The document is not to be construed as a separate

## Rockefeller Climate Solutions Fund

34

## Additional Information (Continued)

November 30, 2022(Unaudited)

The following table provides the information in a specific format:

## Rockefeller Climate Solutions Fund

35

# **Additional Information (Continued)**

November 30, 2022(Unaudited)

Year of Birth, 1968 6. Year of 1968 7. Year of 1969 8. Year of 1970 9. Year of 1971 10. Year of 1972 11. Year of 1973 12. Year of 1974 13. Year of 1975 14. Year of 1976 15. Year of 1977 16. Year of 1978 17. Year of 1979 18. Year of 1980 19. Year of 1981 20. Year of 1982 21. Year of 1983 22. Year of 1984 23. Year of 1985 24. Year of 1986 25. Year of 1987 26. Year of 1988 27. Year of 1989 28. Year of 1990 29. Year of 1991 30. Year of 1992 31. Year of 1993 32. Year of 1994 33. Year of 1995 34. Year of 1996 35. Year of 1997 36. Year of 1998 37. Year of 1999 38. Year of 2000 39. Year of 2001 40. Year of 2002 41. Year of 2003 42. Year of 2004 43. Year of 2005 44. Year of 2006 45. Year of 2007 46. Year of 2008 47. Year of 2009 48. Year of 2010 49. Year of 2011 50. Year of 2012 51. Year of 2013 52. Year of 2014 53. Year of 2015 54. Year of 2016 55. Year of 2017 56. Year of 2018 57. Year of 2019 58. Year of 2020 59. Year of 2021 60. Year of 2022 61. Year of 2023 62. Year of 2024 63. Year of 2025 64. Year of 2026 65. Year of 2027 66. Year of 2028 67. Year of 2029 68. Year of 2030 69. Year of 2031 70. Year of 2032 71. Year of 2033 72. Year of 2034 73. Year of 2035 74. Year of 2036 75. Year of 2037 76. Year of 2038 77. Year of 2039 78. Year of 2040 79. Year of 2041 80. Year of 2042 81. Year of 2043 82. Year of 2044 83. Year of 2045 84. Year of 2046 85. Year of 2047 86. Year of 2048 87. Year of 2049 88. Year of 2050 89. Year of 2051 90. Year of 2052 91. Year of 2053 92. Year of 2054 93. Year of 2055 94. Year of 2056 95. Year of 2057 96. Year of 2058 97. Year of 2059 98. Year of 2060 99. Year of 2061 100.

# **Rockefeller Climate Solutions Fund**

36

## Additional Information (Continued)

November 30, 2022(Unaudited)

| Year of Birth | President | Other of | Number of | 8 Girls Club of | Five Years |
| --- | --- | --- | --- | --- | --- |
| Independent Trustees | Michael D. Akers | and | Portfolios | of | Directorships |
| Michael D. Akers | Charles A. Anderson and | and | in Trust | of | of |
| 11.1.2022 | Milwaukee, WI 53202 | and | Ovebeen | of | of |
| 11.1.2022 | Milwaukee, WI 53202 | and | Ovebeen | of | of |
| 11.1.2022 | Milwaukee, WI 53202 | and | Ovebeen | of | of |
| 11.1.2022 | Milwaukee, WI 53202 | and | Ovebeen | of | of |

## Rockefeller Climate Solutions Fund

37

Year of Birth: 1985
Secretary: August 20, 1985
N/A: Medical College
815 E. Michigan St.

The National Institute of Health (NIH) is a national health organization. The NIH is a national health organization. The program is designed to provide a comprehensive, accessible, and accessible health plan. The program is designed to provide a comprehensive, accessible, and accessible health plan. The program is designed to provide a comprehensive, accessible, and accessible health plan. The program is designed to provide a comprehensive, accessible, and accessible health plan.

A NOTE ON FORWARD LOOKING STATEMENTS (Unaudited)

: 1

**ROCKEFELLER FUNDS**
The Fund is a free fund and the appropriateness of the investment programs designed to the appear or perform management of the investment funds and effectively. The Fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund and the fund is a free fund

**ADDITIONAL INFORMATION (Unaudited)**
The Fund adopted proxy voting policies and procedures to the Adviser the

(b) Not applicable

Item 2. Code of Ethics.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 3. Audit Committee Financial Expert.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 4. Audit Committee Financial Expert.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 5. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 6. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 7. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 8. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 9. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 10. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 11. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 12. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 13. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 14. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 15. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 16. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 17. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 18. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 19. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 20. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 21. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 22. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 23. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 24. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 25. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 26. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 27. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 28. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 29. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 30. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 31. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 32. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 33. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 34. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 35. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 36. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 37. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 38. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 39. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 40. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 41. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 42. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 43. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 44. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 45. Principal Accountant Fees and Services.

The registrant has adopted a code of ethics that applies to the registrant's principal executive officer and principal financial officer. The registrant has not made any amendments to its code of ethics during the period covered by this report. The registrant has not granted any waivers from any provisions of the code of ethics during the period covered by this report. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

Item 6. Investments.

(a)

Schedule of Investments is included as part of the report to shareholders filed under Item 1 of this Form.

(b)

Not Applicable.

Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.

Not applicable to open-end investment companies.

Item 8. Portfolio Managers of Closed-End Management Investment Companies.

Not applicable to open-end investment companies.

Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.

Not applicable to open-end investment companies.

Item 10. Submission.

I. Matters to a Vote of Security Holders.

There have been no material changes to the procedures by which shareholders may recommend nominees to the registrant's board of trustees.

Item 11. Controls and Procedures.

(a)

The Registrant's President

and Treasurer have reviewed the Registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the "Act")) as of a date within 90 days of the filing of this report, as required by Rule 30a-3(b) under the Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934. Based on their review, such officers have concluded that the disclosure controls and procedures are effective in ensuring that information required to be disclosed in this report is appropriately recorded, processed, summarized and reported and made known to them by others within the Registrant and by the Registrant's service provider.

(b)

There were no changes in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting.

Item 12. Disclosure of Securities

Les Lending Activities for Closed-End Management Investment Companies

&nbsp;&nbsp;&nbsp;&nbsp;INDENT## Not applicable to open-end investment companies.

Item 13. Exhibits.

(a)

&nbsp;&nbsp;&nbsp;&nbsp; (1) Any code of ethics or amendment thereto, that is the subject of the disclosure required by Item 2, to the extent that the registrant intends to satisfy Item 2 requirements through filing an exhibit. Incorporated by reference to the Registrant's Form N-CSR filed on February 6, 2019.

(2) A separate certification for each principal executive and principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Filed herewith.

(3) Any written solicitation to purchase securities under Rule 23c-1 under the Act sent or given during the period covered by the report by or on behalf of the registrant to 10 or more persons. Not applicable to open-end investment companies.

(4) Change in the registrant's independent public accountant. There was no change in the registrant's independent public accountant for the period covered by this report.

(b) &nbsp;&nbsp;&nbsp;&nbsp; Certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Furnished herewith.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Trust for Professional

Managers&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;##INDENT

By (Signature and Title)

/s/ John Buckel

John Buckel, President

Dallas, Texas, is a complete schedules of portfolio holdings with the SEC for the first and third

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and its shareholders, and the SEC is not a substitute at http://www.sec.gov.

By (Signature and Title)*

/s/ John Buckel

John Buckel, President

Dallas, Texas, is a complete codes of portfolio holdings with the SEC for the first and third

and third parties. The SEC is not a substitute at http://www.sec.gov.

By (Signature and Title)*

/s/ Jennifer Lima

Jennifer Lima, Treasurer

Date 1/31/2023

* Print the name and title of each signing officer under his or her signature.

**U.S. Bank National Association**

Custody Operations

The SEC is a complete and complete schedule of portfolio holdings with the SEC for the first and third

and third parties. The SEC is not a substitute at http://www.sec.gov.

copy of each to those addresses shared by two or more accounts and to shareholders the Fund reasonably believes are from the same family or household. Once implemented, if you would like to discontinue householding for your accounts, please call toll-free at 855-369-6209 to request individual copies of these documents. Once the Fund receives notice to stop householding, the Fund will begin sending individual copies 30 days after receiving your request. This policy does not apply to account statements.

# **Quasar Distributors, LLC**

6188 2200

WISCONSIN, Wisconsin 53202

# **CERTIFICATIONS**

I, John Buckel, certify that:

1.

&nbsp;&nbsp;&nbsp;&nbsp;

I have reviewed this report on Form N-CSR of Trust for Professional Managers;

2.

&nbsp;&nbsp;&nbsp;&nbsp;

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. This report is intended for shareholders of the Funds and may not be used as sales literature

&nbsp;&nbsp;&nbsp;&nbsp;

Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;

4.

&nbsp;&nbsp;&nbsp;&nbsp;

The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)

Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

(d)

Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

5.

&nbsp;&nbsp;&nbsp;&nbsp;

The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

(a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and

(b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date:

1/31/2023

/s/ John Buckel

John Buckel##NEWLINE## President

# **CERTIFICATIONS**

I, Jennifer Lima, certify that:

1.

&nbsp;&nbsp;&nbsp;&nbsp;

I have reviewed this report on Form N-CSR of Trust for Professional Managers;

2.

&nbsp;&nbsp;&nbsp;&nbsp;

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.

&nbsp;&nbsp;&nbsp;&nbsp;

Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;

4.

&nbsp;&nbsp;&nbsp;&nbsp;

The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)

Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

(d)

Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

5.

&nbsp;&nbsp;&nbsp;&nbsp;

The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

(a)

&nbsp;&nbsp;&nbsp;&nbsp;

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and

(b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date:

1/31/2023

/s/ Jennifer Lima

Jennifer Lima##NEWLINE## Treasurer

# **Certification Pursuant to Section 906 of the Sarbanes-Oxley Act**

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of the Trust for Professional Managers (the "Trust"), does hereby certify, to such officer's knowledge, that the report on Form N-CSR of the Trust for the year ended November 30, 2022 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as applicable, and that the information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Trust for the stated period.

| ☑ John Buckel | ☑ Jennifer Lima |
| --- | --- |
| John Buckel | Jennifer Lima |
| President, Trust for Professional Managers | Treasurer, Trust for Professional Managers |
| Dated: |  |
| 1/31/2023 |  |

This statement accompanies this report on Form N-CSR pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed as filed by the Trust for purposes of Section 18 of the Securities Exchange Act of 1934.