# EDGAR Filing Document

**Accession Number:** 0001570396
**File Stem:** 0001570396-23-000001
**Filing Date:** 2023-2
**Character Count:** 12644
**Document Hash:** bafa9d94356e4cda74c39fc7c52a7d56
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001570396-23-000001.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001570396-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lipe & Dalton
- **CENTRAL INDEX KEY:** 0001570396
- **IRS NUMBER:** 201558162
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15448
- **FILM NUMBER:** 23585049

**BUSINESS ADDRESS:**
- **STREET 1:** 103 EAST WATER STREET
- **STREET 2:** SUITE 305
- **CITY:** SYRACUSE
- **STATE:** NY
- **ZIP:** 13202
- **BUSINESS PHONE:** 315 428-8585

**MAIL ADDRESS:**
- **STREET 1:** 103 EAST WATER STREET
- **STREET 2:** SUITE 305
- **CITY:** SYRACUSE
- **STATE:** NY
- **ZIP:** 13202

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Lipe  Dalton<br>**Address:** 103 EAST WATER STREET<br>SUITE 305<br>SYRACUSE, NY 13202

**Form 13F File Number:** 028-15448

**CRD Number (if applicable):** 000132737

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Willard Lipe<br>**Title:** CEO/CCO<br>**Phone:** 3152564306

**Signature, Place, and Date of Signing:**

Willard Lipe  SYRACUSE, NY  02-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 100

**Form 13F Information Table Value Total:** $173806

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Abbott Laboratories | CS | 002824100 |  | 221 | 2014 | SH |  | SOLE |  | 0 | 0 | 2014 |
| AbbVie Inc | CS | 00287y109 |  | 6708 | 41509 | SH |  | SOLE |  | 0 | 0 | 41509 |
| Accenture PLC Ireland Class A | CS | g1151c101 |  | 61 | 230 | SH |  | SOLE |  | 0 | 0 | 230 |
| Adverum Biotechnologies Inc | CS | 00773u108 |  | 9 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| Alphabet Inc Cap Stock Cl A | CS | 02079k305 |  | 92 | 1040 | SH |  | SOLE |  | 0 | 0 | 1040 |
| Alphabet Inc Cap Stock Cl C | CS | 02079k107 |  | 5956 | 67120 | SH |  | SOLE |  | 0 | 0 | 67120 |
| Amazon.com Inc | CS | 023135106 |  | 916 | 10900 | SH |  | SOLE |  | 0 | 0 | 10900 |
| Amgen Inc | CS | 031162100 |  | 2553 | 9721 | SH |  | SOLE |  | 0 | 0 | 9721 |
| Apple Inc | CS | 037833100 |  | 11177 | 86020 | SH |  | SOLE |  | 0 | 0 | 86020 |
| AT Inc | CS | 00206r102 |  | 327 | 17764 | SH |  | SOLE |  | 0 | 0 | 17764 |
| Bank N S Halifax | CS | 064149107 |  | 28 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| Baxter Intl Inc | CS | 071813109 |  | 1308 | 25655 | SH |  | SOLE |  | 0 | 0 | 25655 |
| BCE Inc | CS | 05534b760 |  | 883 | 20100 | SH |  | SOLE |  | 0 | 0 | 20100 |
| Berkshire Hathaway Inc Cl B | CS | 084670702 |  | 187 | 605 | SH |  | SOLE |  | 0 | 0 | 605 |
| Boeing Co | CS | 097023105 |  | 6503 | 34139 | SH |  | SOLE |  | 0 | 0 | 34139 |
| Booking Holdings Inc | CS | 09857l108 |  | 2120 | 1052 | SH |  | SOLE |  | 0 | 0 | 1052 |
| Bristol Myers Squibb Co | CS | 110122108 |  | 5523 | 76760 | SH |  | SOLE |  | 0 | 0 | 76760 |
| BROADCOM INC COM | CS | 11135f101 |  | 89 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| Brookfield Asset Managmt Ltd C | CS | 113004105 |  | 976 | 34042 | SH |  | SOLE |  | 0 | 0 | 34042 |
| Brookfield Corp Cl A | CS | 11271j107 |  | 4289 | 136321 | SH |  | SOLE |  | 0 | 0 | 136321 |
| Canadian Imperial Bank Comm To | CS | 136069101 |  | 3834 | 94780 | SH |  | SOLE |  | 0 | 0 | 94780 |
| Carrier Global Corporation | CS | 14448c104 |  | 837 | 20300 | SH |  | SOLE |  | 0 | 0 | 20300 |
| CBRE Group Inc Cl A | CS | 12504l109 |  | 2238 | 29078 | SH |  | SOLE |  | 0 | 0 | 29078 |
| Chevron Corp | CS | 166764100 |  | 96 | 537 | SH |  | SOLE |  | 0 | 0 | 537 |
| Cigna Corp New Com | CS | 125523100 |  | 2082 | 6283 | SH |  | SOLE |  | 0 | 0 | 6283 |
| Cisco Systems Inc | CS | 17275r102 |  | 241 | 5059 | SH |  | SOLE |  | 0 | 0 | 5059 |
| Citigroup Inc | CS | 172967424 |  | 687 | 15182 | SH |  | SOLE |  | 0 | 0 | 15182 |
| Coca-Cola Co | CS | 191216100 |  | 114 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| Community Bank Systems Inc | CS | 203607106 |  | 294 | 4664 | SH |  | SOLE |  | 0 | 0 | 4664 |
| ConocoPhillips | CS | 20825c104 |  | 102 | 864 | SH |  | SOLE |  | 0 | 0 | 864 |
| Constellation Brands Inc Cl A | CS | 21036p108 |  | 1322 | 5706 | SH |  | SOLE |  | 0 | 0 | 5706 |
| Cooper Cos Inc | CS | 216648402 |  | 1131 | 3420 | SH |  | SOLE |  | 0 | 0 | 3420 |
| CVS Health Corp | CS | 126650100 |  | 1447 | 15523 | SH |  | SOLE |  | 0 | 0 | 15523 |
| Danaher Corp | CS | 235851102 |  | 6326 | 23835 | SH |  | SOLE |  | 0 | 0 | 23835 |
| Deere  Co | CS | 244199105 |  | 4943 | 11528 | SH |  | SOLE |  | 0 | 0 | 11528 |
| Dennys Corp | CS | 24869p104 |  | 861 | 93456 | SH |  | SOLE |  | 0 | 0 | 93456 |
| Disney Walt Co Disney | CS | 254687106 |  | 221 | 2541 | SH |  | SOLE |  | 0 | 0 | 2541 |
| Douglas Elliman Inc | CS | 25961d105 |  | 467 | 114732 | SH |  | SOLE |  | 0 | 0 | 114732 |
| Duke Energy Corp | CS | 26441c204 |  | 35 | 343 | SH |  | SOLE |  | 0 | 0 | 343 |
| Eaton Corp PLC | CS | g29183103 |  | 2339 | 14902 | SH |  | SOLE |  | 0 | 0 | 14902 |
| Edwards Lifesciences Corp | CS | 28176e108 |  | 205 | 2750 | SH |  | SOLE |  | 0 | 0 | 2750 |
| Emerson Electric Co | CS | 291011104 |  | 4413 | 45940 | SH |  | SOLE |  | 0 | 0 | 45940 |
| Exact Sciences Corp | CS | 30063p105 |  | 211 | 4270 | SH |  | SOLE |  | 0 | 0 | 4270 |
| Exxon Mobil Corp | CS | 30231g102 |  | 180 | 1630 | SH |  | SOLE |  | 0 | 0 | 1630 |
| Fortive Corp | CS | 34959j108 |  | 523 | 8134 | SH |  | SOLE |  | 0 | 0 | 8134 |
| General Mills Inc | CS | 370334104 |  | 68 | 806 | SH |  | SOLE |  | 0 | 0 | 806 |
| Goldman Sachs Group Inc | CS | 38141g104 |  | 6521 | 18992 | SH |  | SOLE |  | 0 | 0 | 18992 |
| Henry Jack  Assoc Inc | CS | 426281101 |  | 3707 | 21115 | SH |  | SOLE |  | 0 | 0 | 21115 |
| Hershey Co | CS | 427866108 |  | 1372 | 5925 | SH |  | SOLE |  | 0 | 0 | 5925 |
| Home Depot Inc | CS | 437076102 |  | 318 | 1006 | SH |  | SOLE |  | 0 | 0 | 1006 |
| Illumina Inc | CS | 452327109 |  | 51 | 250 | SH |  | SOLE |  | 0 | 0 | 250 |
| Intel Corp | CS | 458140100 |  | 2836 | 107311 | SH |  | SOLE |  | 0 | 0 | 107311 |
| International Flavors  Fragra | CS | 459506101 |  | 841 | 8018 | SH |  | SOLE |  | 0 | 0 | 8018 |
| Jacobs Solutions Inc | CS | 46982l108 |  | 1608 | 13394 | SH |  | SOLE |  | 0 | 0 | 13394 |
| Johnson  Johnson | CS | 478160104 |  | 1263 | 7149 | SH |  | SOLE |  | 0 | 0 | 7149 |
| JPMorgan Chase  Co | CS | 46625h100 |  | 225 | 1680 | SH |  | SOLE |  | 0 | 0 | 1680 |
| Kraft Heinz Co | CS | 500754106 |  | 6303 | 154829 | SH |  | SOLE |  | 0 | 0 | 154829 |
| Kroger Co | CS | 501044101 |  | 446 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| Leidos Holdings Inc | CS | 525327102 |  | 5527 | 52539 | SH |  | SOLE |  | 0 | 0 | 52539 |
| Lockheed Martin Corp | CS | 539830109 |  | 2454 | 5045 | SH |  | SOLE |  | 0 | 0 | 5045 |
| Lowes Cos Inc | CS | 548661107 |  | 120 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| LyondellBasell Industries NV A | CS | n53745100 |  | 3384 | 40755 | SH |  | SOLE |  | 0 | 0 | 40755 |
| Martin Marietta Materials Inc | CS | 573284106 |  | 1945 | 5755 | SH |  | SOLE |  | 0 | 0 | 5755 |
| MasterCard Incorporated Cl A | CS | 57636q104 |  | 313 | 900 | SH |  | SOLE |  | 0 | 0 | 900 |
| McDonalds Corp | CS | 580135101 |  | 486 | 1843 | SH |  | SOLE |  | 0 | 0 | 1843 |
| Medtronic PLC | CS | g5960l103 |  | 960 | 12356 | SH |  | SOLE |  | 0 | 0 | 12356 |
| Merck  Co Inc | CS | 58933y105 |  | 1328 | 11971 | SH |  | SOLE |  | 0 | 0 | 11971 |
| Meta Platforms Inc Cl A | CS | 30303m102 |  | 372 | 3095 | SH |  | SOLE |  | 0 | 0 | 3095 |
| Microsoft Corp | CS | 594918104 |  | 1755 | 7318 | SH |  | SOLE |  | 0 | 0 | 7318 |
| Moderna Inc | CS | 60770k107 |  | 2630 | 14644 | SH |  | SOLE |  | 0 | 0 | 14644 |
| Mondelez Intl Inc Cl A | CS | 609207105 |  | 160 | 2405 | SH |  | SOLE |  | 0 | 0 | 2405 |
| Morgan Stanley | CS | 617446448 |  | 2549 | 29982 | SH |  | SOLE |  | 0 | 0 | 29982 |
| Netflix Inc | CS | 64110l106 |  | 56 | 190 | SH |  | SOLE |  | 0 | 0 | 190 |
| Nucor Corp | CS | 670346105 |  | 13 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| NVIDIA Corp | CS | 67066g104 |  | 208 | 1420 | SH |  | SOLE |  | 0 | 0 | 1420 |
| Oneok Inc | CS | 682680103 |  | 5381 | 81902 | SH |  | SOLE |  | 0 | 0 | 81902 |
| Oracle Corp | CS | 68389x105 |  | 783 | 9585 | SH |  | SOLE |  | 0 | 0 | 9585 |
| PepsiCo Inc | CS | 713448108 |  | 482 | 2667 | SH |  | SOLE |  | 0 | 0 | 2667 |
| Pfizer Inc | CS | 717081103 |  | 141 | 2759 | SH |  | SOLE |  | 0 | 0 | 2759 |
| Procter And Gamble Co | CS | 742718109 |  | 336 | 2214 | SH |  | SOLE |  | 0 | 0 | 2214 |
| Prudential Financial Inc | CS | 744320102 |  | 1233 | 12393 | SH |  | SOLE |  | 0 | 0 | 12393 |
| Qualcomm Inc | CS | 747525103 |  | 1048 | 9530 | SH |  | SOLE |  | 0 | 0 | 9530 |
| Raytheon Technologies Corp | CS | 75513e101 |  | 3161 | 31318 | SH |  | SOLE |  | 0 | 0 | 31318 |
| Regeneron Pharmaceuticals | CS | 75886f107 |  | 209 | 289 | SH |  | SOLE |  | 0 | 0 | 289 |
| Rockwell Automation Inc | CS | 773903109 |  | 4990 | 19373 | SH |  | SOLE |  | 0 | 0 | 19373 |
| Roper Technologies Inc | CS | 776696106 |  | 11 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| Stanley Black  Decker Inc | CS | 854502101 |  | 314 | 4175 | SH |  | SOLE |  | 0 | 0 | 4175 |
| Synchrony Financial | CS | 87165b103 |  | 1969 | 59927 | SH |  | SOLE |  | 0 | 0 | 59927 |
| TC Energy Corp | CS | 87807b107 |  | 1886 | 47325 | SH |  | SOLE |  | 0 | 0 | 47325 |
| TE Connectivity Ltd Reg | CS | h84989104 |  | 4888 | 42578 | SH |  | SOLE |  | 0 | 0 | 42578 |
| Union Pacific Corp | CS | 907818108 |  | 16 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| Vector Group Ltd | CS | 92240m108 |  | 2820 | 237785 | SH |  | SOLE |  | 0 | 0 | 237785 |
| Verizon Communications Inc | CS | 92343v104 |  | 739 | 18753 | SH |  | SOLE |  | 0 | 0 | 18753 |
| Vertex Pharmaceuticals Inc | CS | 92532f100 |  | 1497 | 5185 | SH |  | SOLE |  | 0 | 0 | 5185 |
| Vertical Computer Systems Inc | CS | 92532r203 |  | 0 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| Visa Inc Cl A | CS | 92826c839 |  | 1974 | 9502 | SH |  | SOLE |  | 0 | 0 | 9502 |
| Wal-Mart Stores Inc | CS | 931142103 |  | 31 | 220 | SH |  | SOLE |  | 0 | 0 | 220 |
| Wells Fargo  Co | CS | 949746101 |  | 727 | 17600 | SH |  | SOLE |  | 0 | 0 | 17600 |
| Winnebago Industries Inc | CS | 974637100 |  | 105 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| Yum Brands Inc | CS | 988498101 |  | 4171 | 32562 | SH |  | SOLE |  | 0 | 0 | 32562 |

---