# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-010053
**Filing Date:** 2023-2
**Character Count:** 17007
**Document Hash:** 65d9c1be7146578e19c8190e7501a1a9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-010053.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-010053

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23667954

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Roundhill Video Games ETF (Series ID: S000065293)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000211351 | Roundhill Video Games ETF | NERD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Roundhill Video Games ETF

- **b. EDGAR series identifier (if any):** S000065293

- **c. LEI of Series:** 54930011XHQ9J8UW1U75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $26621068.33

**Total Liabilities:** $1371321.43

**Net Assets:** $25249746.90

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000211351 | 2.24%                | 2.86%                | -1.72%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-59129.87               | $639761.80                                 |
| Month 2  | $-140548.05              | $818092.64                                 |
| Month 3  | $-304211.59              | $-152383.26                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AppLovin Corp                             | AppLovin Corp                              | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |     31154 | NS      | $328051.62    | 1.30%             |  |  |  | No            |                  1 | On Loan: —       |
| Electronic Arts Inc                       | Electronic Arts Inc                        | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |     21832 | NS      | $2667433.76   | 10.56%            |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli            | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |     14842 | NS      | $14841.72     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Capcom Co Ltd                             | Capcom Co Ltd                              | CUSIP: J05187109<br>LEI: 529900JJWQKXS3TC8744 | Long             | EC               | CORP              | JP        |     24200 | NS      | $772155.06    | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| NCSoft Corp                               | NCSoft Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |      2395 | NS      | $848525.11    | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Square Enix Holdings Co Ltd               | Square Enix Holdings Co Ltd                | CUSIP: J7659R109<br>LEI: 529900KCRNRDF8DIA489 | Long             | EC               | CORP              | JP        |     11300 | NS      | $524983.89    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Konami Group Corp                         | Konami Group Corp                          | CUSIP: N/A<br>LEI: 353800FC4A5QCMIZFV94       | Long             | EC               | CORP              | JP        |     12100 | NS      | $547478.12    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Webzen Inc                                | Webzen Inc                                 | CUSIP: Y9532S109<br>LEI: N/A                  | Long             | EC               | CORP              | KR        |     24885 | NS      | $300115.66    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Nintendo Co Ltd                           | Nintendo Co Ltd                            | CUSIP: N/A<br>LEI: 353800FEEXU6I9M0ZF27       | Long             | EC               | CORP              | JP        |    106600 | NS      | $4469371.33   | 17.70%            |  |  |  | No            |                  1 | On Loan: No      |
| International Games System Co             | International Games System Co Ltd          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | TW        |     33101 | NS      | $466863.51    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| CD Projekt SA                             | CD Projekt SA                              | CUSIP: N/A<br>LEI: 259400TYO5Q8SH8TL437       | Long             | EC               | CORP              | PL        |     14452 | NS      | $427143.30    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                               | ROBLOX Corp                                | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47091 | NS      | $1340209.86   | 5.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software             | Take-Two Interactive Software Inc          | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |     14793 | NS      | $1540395.09   | 6.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                        | Unity Software Inc                         | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     21648 | NS      | $618916.32    | 2.45%             |  |  |  | No            |                  1 | On Loan: —       |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC  | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   1354091 | NS      | $1354091.20   | 5.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Sega Sammy Holdings Inc                   | Sega Sammy Holdings Inc                    | CUSIP: N/A<br>LEI: 5493006B6WMKNQ8QNP51       | Long             | EC               | CORP              | JP        |     30000 | NS      | $454052.83    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| DeNA Co Ltd                               | DeNA Co Ltd                                | CUSIP: N/A<br>LEI: 529900T9JQP7I5LDY154       | Long             | EC               | CORP              | JP        |     26800 | NS      | $358700.97    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| GungHo Online Entertainment In            | GungHo Online Entertainment Inc            | CUSIP: N/A<br>LEI: 529900TH7FB4RV6F5S47       | Long             | EC               | CORP              | JP        |     24200 | NS      | $391029.60    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Bandai Namco Holdings Inc                 | Bandai Namco Holdings Inc                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |     13500 | NS      | $850649.89    | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| MIXI Inc                                  | MIXI Inc                                   | CUSIP: J45993110<br>LEI: 529900IL3THMH0SFYQ49 | Long             | EC               | CORP              | JP        |     18300 | NS      | $342019.78    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Ubisoft Entertainment SA                  | Ubisoft Entertainment SA                   | CUSIP: N/A<br>LEI: 969500I7C8V1LBIMSM05       | Long             | EC               | CORP              | FR        |     17868 | NS      | $503627.45    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Com2uSCorp                                | Com2uSCorp                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |      6653 | NS      | $313577.54    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Gree Inc                                  | Gree Inc                                   | CUSIP: N/A<br>LEI: 5299003NKP8638R7J253       | Long             | EC               | CORP              | JP        |     51500 | NS      | $271658.65    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Wemade Max Co Ltd                         | Wemade Max Co Ltd                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     22049 | NS      | $167045.80    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Wemade Co Ltd                             | Wemade Co Ltd                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |      8495 | NS      | $211955.12    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Koei Tecmo Holdings Co Ltd                | Koei Tecmo Holdings Co Ltd                 | CUSIP: N/A<br>LEI: 353800RQ25FIYLPYXP11       | Long             | EC               | CORP              | JP        |     25400 | NS      | $460470.65    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexon Co Ltd                              | Nexon Co Ltd                               | CUSIP: N/A<br>LEI: 5299005SFO0GAJFLKN43       | Long             | EC               | CORP              | JP        |     43300 | NS      | $972030.77    | 3.85%             |  |  |  | No            |                  1 | On Loan: No      |
| COLOPL Inc                                | COLOPL Inc                                 | CUSIP: J0815U108<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |     59800 | NS      | $284621.62    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Keywords Studios PLC                      | Keywords Studios PLC                       | CUSIP: N/A<br>LEI: 2138007VR9ZYCWS7VE12       | Long             | EC               | CORP              | IE        |     14101 | NS      | $462049.80    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontier Developments PLC                 | Frontier Developments PLC                  | CUSIP: N/A<br>LEI: 213800B9LGPWUAZ9GX18       | Long             | EC               | CORP              | GB        |     20286 | NS      | $234504.72    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Paradox Interactive AB                    | Paradox Interactive AB                     | CUSIP: W7S83E109<br>LEI: 529900QNSZUY53R5WW95 | Long             | EC               | CORP              | SE        |     18469 | NS      | $376133.38    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Netmarble Corp                            | Netmarble Corp                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |      9012 | NS      | $430466.43    | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| IGG Inc                                   | IGG Inc                                    | CUSIP: G6771K102<br>LEI: 529900VBUXYUOTABSC33 | Long             | EC               | CORP              | SG        |    890000 | NS      | $330687.58    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Krafton Inc                               | Krafton Inc                                | CUSIP: N/A<br>LEI: 988400CE024EWSCICK17       | Long             | EC               | CORP              | KR        |      4212 | NS      | $559601.42    | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Stillfront Group AB                       | Stillfront Group AB                        | CUSIP: N/A<br>LEI: 529900SYKCO4GYBTIJ54       | Long             | EC               | CORP              | SE        |    211622 | NS      | $355834.49    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Embracer Group AB                         | Embracer Group AB                          | CUSIP: W2504N150<br>LEI: 549300RFXXKT652HB549 | Long             | EC               | CORP              | SE        |    125280 | NS      | $568596.50    | 2.25%             |  |  |  | No            |                  1 | On Loan: —       |
| Kakao Games Corp                          | Kakao Games Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     12565 | NS      | $443675.17    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Team17 Group PLC                          | Team17 Group PLC                           | CUSIP: N/A<br>LEI: 2138006EUUCCL4ZI5E51       | Long             | EC               | CORP              | GB        |     54975 | NS      | $290970.99    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Rovio Entertainment Oyj                   | Rovio Entertainment Oyj                    | CUSIP: N/A<br>LEI: 743700H95H3OPXDV6568       | Long             | EC               | CORP              | FI        |     49275 | NS      | $319475.79    | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Pearl Abyss Corp                          | Pearl Abyss Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     11604 | NS      | $384964.65    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer