# EDGAR Filing Document

**Accession Number:** 0000038679
**File Stem:** 0000038679-25-000002
**Filing Date:** 2025-12
**Character Count:** 3089
**Document Hash:** d2b564829207934a99457380b8fa8170
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000038679-25-000002.hdr.sgml**: 20251216

**ACCESSION NUMBER**: 0000038679-25-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251216

**DATE AS OF CHANGE**: 20251216

**EFFECTIVENESS DATE**: 20251216

**PERIOD START**: 20241031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STUART FRANKEL & CO., Inc
- **CENTRAL INDEX KEY:** 0000038679

**ORGANIZATION NAME:**
- **EIN:** 133430942
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-17419
- **FILM NUMBER:** 251574436

**BUSINESS ADDRESS:**
- **STREET 1:** 60 CUTTER MILL ROAD
- **STREET 2:** SUITE 210
- **CITY:** GREAT NECK
- **STATE:** NY
- **ZIP:** 11021
- **BUSINESS PHONE:** 212-943-8787

**MAIL ADDRESS:**
- **STREET 1:** 60 CUTTER MILL ROAD
- **STREET 2:** SUITE 210
- **CITY:** GREAT NECK
- **STATE:** NY
- **ZIP:** 11021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STUART FRANKEL & CO., INCORPORATED
- **DATE OF NAME CHANGE:** 20020612

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STUART FRANKEL & CO INC                                 /BD
- **DATE OF NAME CHANGE:** 20020612

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FRANKEL STUART & CO INC /NY/                            /BD
- **DATE OF NAME CHANGE:** 20010712

### Attached PDF Documents

**Attachment 1:** `2025STUARTFRANKELPublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000038679

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-31-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

**Amendment Description:** The report has been amended solely to include the executed signature page and an additional disclosure page. The audit opinion and all other content remain unchanged..

### Registrant Identification

**Name of Broker-Dealer:** STUART FRANKEL & CO., Inc

**Business Address:** 60 CUTTER MILL ROAD, SUITE 210, GREAT NECK, NY, 11021

**Contact Person:** Sharon Gaviria

**Contact Phone:** 212-943-8787

### Independent Public Accountant Identification

**Accountant Name:** MICHAEL COGLIANESE, CPA P.C.

**Accountant Address:** 300 Tri State International, Suite 180, Lincolnshire, IL, 60069

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Sharon Gaviria**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STUART FRANKEL & CO., Inc**, as of **09-30-2025**, are true and correct.

**Signature:** Sharon Gaviria

**Title:** Chief Financial Officer - Chief Compliance Officer

**Notarized:** Yes