# EDGAR Filing Document

**Accession Number:** 0001845766
**File Stem:** 0001172661-23-000472
**Filing Date:** 2023-2
**Character Count:** 25904
**Document Hash:** 2bc4e3d71cd5f3594ed2a232cdd10ea7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000472.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001172661-23-000472

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lebenthal Global Advisors, LLC
- **CENTRAL INDEX KEY:** 0001845766
- **IRS NUMBER:** 811576085
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20760
- **FILM NUMBER:** 23591753

**BUSINESS ADDRESS:**
- **STREET 1:** 200 PARKWAY DRIVE SOUTH
- **STREET 2:** SUITE 200
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788
- **BUSINESS PHONE:** 516-785-1800

**MAIL ADDRESS:**
- **STREET 1:** 200 PARKWAY DRIVE SOUTH
- **STREET 2:** SUITE 200
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Lebenthal Global Advisors LLC<br>**Address:** 200 Parkway Drive South<br>Suite 200<br>Hauppauge, NY 11788

**Form 13F File Number:** 028-20760

**CRD Number (if applicable):** 000283303

**SEC File Number (if applicable):** 801-110652

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael Tavella<br>**Title:** Chief Financial Officer<br>**Phone:** 516-785-1800

**Signature, Place, and Date of Signing:**

Michael Tavella  Hauppauge, NY  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 203

**Form 13F Information Table Value Total:** $303570551

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                        | Form 13F File Number   |
|:---|:---|:---|
|  | Lebenthal Diversified Asset Management Inc. | 028-22481              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 173358 | 1579 | SH |  | DFND | 1 | 0 | 0 | 1579 |
| ABBOTT LABS | COM | 002824100 | BBG001S5N9M6 | 54895 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 279585 | 1730 | SH |  | SOLE |  | 0 | 0 | 1730 |
| ABBVIE INC | COM | 00287Y109 | BBG0025Y4RZ3 | 0 | 0 | SH |  | DFND | 1 | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 17646 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 1216251 | 13785 | SH |  | DFND | 1 | 0 | 0 | 13785 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 259092 | 2920 | SH |  | DFND | 1 | 0 | 0 | 2920 |
| ALPHABET INC | CAP STK CL C | 02079K107 | BBG009S3NB21 | 141968 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 186984 | 2226 | SH |  | SOLE |  | 0 | 0 | 2226 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 225960 | 2690 | SH |  | DFND | 1 | 0 | 0 | 2690 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | BBG005P7Q907 | 530424 | 41700 | SH |  | SOLE |  | 0 | 0 | 41700 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | BBG001S5NFD2 | 116314 | 1225 | SH |  | SOLE |  | 0 | 0 | 1225 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | BBG001S5NFD2 | 84885 | 894 | SH |  | DFND | 1 | 0 | 0 | 894 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 267280 | 1809 | SH |  | DFND | 1 | 0 | 0 | 1809 |
| AMERICAN EXPRESS CO | COM | 025816109 | BBG001S5P034 | 103425 | 700 | SH |  | SOLE |  | 0 | 0 | 700 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 30932 | 146 | SH |  | SOLE |  | 0 | 0 | 146 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | BBG001S5NPQ6 | 568209 | 2682 | SH |  | DFND | 1 | 0 | 0 | 2682 |
| ANALOG DEVICES INC | COM | 032654105 | BBG001S5ND38 | 891175 | 5433 | SH |  | DFND | 1 | 0 | 0 | 5433 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | BBG001S8J4S0 | 449109 | 21305 | SH |  | SOLE |  | 0 | 0 | 21305 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | BBG001S8J4S0 | 190479 | 9036 | SH |  | DFND | 1 | 0 | 0 | 9036 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 3193558 | 24579 | SH |  | SOLE |  | 0 | 0 | 24579 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 3200463 | 24632 | SH |  | DFND | 1 | 0 | 0 | 24632 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | BBG001S5ND74 | 553386 | 5960 | SH |  | DFND | 1 | 0 | 0 | 5960 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | BBG001S5ND74 | 9285 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| ASTRA SPACE INC | COM CL A | 04634X103 | BBG00W7FG4W7 | 65329 | 150597 | SH |  | SOLE |  | 0 | 0 | 150597 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 195974 | 10645 | SH |  | SOLE |  | 0 | 0 | 10645 |
| AT INC | COM | 00206R102 | BBG001S5VWH2 | 114860 | 6239 | SH |  | DFND | 1 | 0 | 0 | 6239 |
| AUTODESK INC | COM | 052769106 | BBG001S5SCD4 | 408124 | 2184 | SH |  | DFND | 1 | 0 | 0 | 2184 |
| B  G FOODS INC NEW | COM | 05508R106 | BBG001SQD861 | 302767 | 27154 | SH |  | SOLE |  | 0 | 0 | 27154 |
| B  G FOODS INC NEW | COM | 05508R106 | BBG001SQD861 | 3066 | 275 | SH |  | DFND | 1 | 0 | 0 | 275 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | BBG001S5P6Q6 | 1159531 | 25473 | SH |  | DFND | 1 | 0 | 0 | 25473 |
| BARRICK GOLD CORP | COM | 067901108 | BBG001S5N9P3 | 711269 | 41401 | SH |  | SOLE |  | 0 | 0 | 41401 |
| BAUSCH HEALTH COS INC | COM | 071734107 | BBG001S7WDP0 | 475924 | 75784 | SH |  | SOLE |  | 0 | 0 | 75784 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 32126 | 104 | SH |  | SOLE |  | 0 | 0 | 104 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 1240851 | 4017 | SH |  | DFND | 1 | 0 | 0 | 4017 |
| BEST BUY INC | COM | 086516101 | BBG001S5P285 | 415889 | 5185 | SH |  | SOLE |  | 0 | 0 | 5185 |
| BEST BUY INC | COM | 086516101 | BBG001S5P285 | 177906 | 2218 | SH |  | DFND | 1 | 0 | 0 | 2218 |
| BIO-TECHNE CORP | COM | 09073M104 | BBG001S66C28 | 467443 | 5640 | SH |  | DFND | 1 | 0 | 0 | 5640 |
| BLACKROCK INC | COM | 09247X101 | BBG001SDBP55 | 493206 | 696 | SH |  | DFND | 1 | 0 | 0 | 696 |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | BBG001T9DW47 | 68034 | 4040 | SH |  | SOLE |  | 0 | 0 | 4040 |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | BBG001T9DW47 | 6456194 | 383384 | SH |  | DFND | 1 | 0 | 0 | 383384 |
| BP PLC | SPONSORED ADR | 055622104 | BBG001S5W4F5 | 17081 | 489 | SH |  | DFND | 1 | 0 | 0 | 489 |
| BP PLC | SPONSORED ADR | 055622104 | BBG001S5W4F5 | 376406 | 10776 | SH |  | SOLE |  | 0 | 0 | 10776 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 641075 | 8910 | SH |  | DFND | 1 | 0 | 0 | 8910 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | BBG001S8N8J6 | 105551 | 1467 | SH |  | SOLE |  | 0 | 0 | 1467 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | BBG0074Q3NL5 | 287914 | 6921 | SH |  | DFND | 1 | 0 | 0 | 6921 |
| CDW CORP | COM | 12514G108 | BBG001V18TB6 | 370375 | 2074 | SH |  | DFND | 1 | 0 | 0 | 2074 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 26924 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| CHEVRON CORP NEW | COM | 166764100 | BBG001S67ZC5 | 688294 | 3835 | SH |  | DFND | 1 | 0 | 0 | 3835 |
| CIGNA CORP NEW | COM | 125523100 | BBG00KXRCDQ9 | 285284 | 861 | SH |  | DFND | 1 | 0 | 0 | 861 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 291462 | 6118 | SH |  | DFND | 1 | 0 | 0 | 6118 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 80845 | 1697 | SH |  | SOLE |  | 0 | 0 | 1697 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 30774 | 880 | SH |  | SOLE |  | 0 | 0 | 880 |
| COMCAST CORP NEW | CL A | 20030N101 | BBG001S5PXL2 | 689220 | 19709 | SH |  | DFND | 1 | 0 | 0 | 19709 |
| CORSAIR GAMING INC | COM | 22041X102 | BBG00HMSHL92 | 467989 | 34487 | SH |  | SOLE |  | 0 | 0 | 34487 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 45650 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | BBG001S9KRQ7 | 575190 | 1260 | SH |  | DFND | 1 | 0 | 0 | 1260 |
| CUMMINS INC | COM | 231021106 | BBG001S5Q9M3 | 416254 | 1718 | SH |  | DFND | 1 | 0 | 0 | 1718 |
| CVS HEALTH CORP | COM | 126650100 | BBG001S5QBD8 | 310230 | 3329 | SH |  | DFND | 1 | 0 | 0 | 3329 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 282982 | 660 | SH |  | DFND | 1 | 0 | 0 | 660 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | BBG001S63VG4 | 503029 | 8178 | SH |  | DFND | 1 | 0 | 0 | 8178 |
| DISCOVER FINL SVCS | COM | 254709108 | BBG001SS0KV6 | 629830 | 6438 | SH |  | DFND | 1 | 0 | 0 | 6438 |
| DOUGLAS EMMETT INC | COM | 25960P109 | BBG001SR5X72 | 286160 | 18250 | SH |  | DFND | 1 | 0 | 0 | 18250 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 522160 | 4734 | SH |  | DFND | 1 | 0 | 0 | 4734 |
| EXXON MOBIL CORP | COM | 30231G102 | BBG001S69V32 | 124970 | 1133 | SH |  | SOLE |  | 0 | 0 | 1133 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | BBG005FHVV56 | 25481210 | 398268 | SH |  | DFND | 1 | 0 | 0 | 398268 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | BBG005FHWBL1 | 9532 | 101 | SH |  | DFND | 1 | 0 | 0 | 101 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | BBG005FHVV56 | 83558 | 1306 | SH |  | SOLE |  | 0 | 0 | 1306 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | BBG005FHWBL1 | 200361 | 2120 | SH |  | SOLE |  | 0 | 0 | 2120 |
| FISERV INC | COM | 337738108 | BBG001S5R6Q4 | 913774 | 9041 | SH |  | DFND | 1 | 0 | 0 | 9041 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 23260 | 2000 | SH |  | DFND | 1 | 0 | 0 | 2000 |
| FORD MTR CO DEL | COM | 345370860 | BBG001S5TZ33 | 561438 | 48275 | SH |  | SOLE |  | 0 | 0 | 48275 |
| FORTUNE BRANDS INNOVATIONS I | COM | 34964C106 | BBG001THLZ70 | 339119 | 5938 | SH |  | DFND | 1 | 0 | 0 | 5938 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | BBG001S5R3F3 | 429514 | 11303 | SH |  | SOLE |  | 0 | 0 | 11303 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 | BBG001S5PVD5 | 450790 | 5380 | SH |  | SOLE |  | 0 | 0 | 5380 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 | BBG001S5PVD5 | 5698 | 68 | SH |  | DFND | 1 | 0 | 0 | 68 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 368103 | 1072 | SH |  | SOLE |  | 0 | 0 | 1072 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | BBG0078W3NP4 | 330085 | 20682 | SH |  | DFND | 1 | 0 | 0 | 20682 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 136767 | 433 | SH |  | DFND | 1 | 0 | 0 | 433 |
| HOME DEPOT INC | COM | 437076102 | BBG001S5RTW7 | 513273 | 1625 | SH |  | SOLE |  | 0 | 0 | 1625 |
| HP INC | COM | 40434L105 | BBG001S6W7N7 | 550351 | 20482 | SH |  | SOLE |  | 0 | 0 | 20482 |
| INGREDION INC | COM | 457187102 | BBG001SBH4X9 | 620778 | 6339 | SH |  | DFND | 1 | 0 | 0 | 6339 |
| INSPIRE MED SYS INC | COM | 457730109 | BBG00209SZK5 | 2267 | 9 | SH |  | DFND | 1 | 0 | 0 | 9 |
| INSPIRE MED SYS INC | COM | 457730109 | BBG00209SZK5 | 828685 | 3290 | SH |  | SOLE |  | 0 | 0 | 3290 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | BBG001S5S399 | 378712 | 2688 | SH |  | SOLE |  | 0 | 0 | 2688 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 | BBG001S6RLK5 | 853136 | 25612 | SH |  | DFND | 1 | 0 | 0 | 25612 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | BBG001T06LJ2 | 5941 | 259 | SH |  | SOLE |  | 0 | 0 | 259 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 | BBG001V18CG8 | 36104 | 565 | SH |  | DFND | 1 | 0 | 0 | 565 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | BBG001T06LJ2 | 2121469 | 92479 | SH |  | DFND | 1 | 0 | 0 | 92479 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 | BBG001V18CG8 | 170038 | 2661 | SH |  | SOLE |  | 0 | 0 | 2661 |
| INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 46137V647 | BBG001SN6GS4 | 337270 | 3370 | SH |  | SOLE |  | 0 | 0 | 3370 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 7977 | 76 | SH |  | SOLE |  | 0 | 0 | 76 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 17131931 | 162357 | SH |  | DFND | 1 | 0 | 0 | 162357 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 | BBG005PCDCZ5 | 16829 | 336 | SH |  | SOLE |  | 0 | 0 | 336 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | BBG001ST0ZQ7 | 3823629 | 51930 | SH |  | DFND | 1 | 0 | 0 | 51930 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 | BBG005PCDCZ5 | 5877849 | 117463 | SH |  | DFND | 1 | 0 | 0 | 117463 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | BBG00GP26NW0 | 67087 | 1338 | SH |  | SOLE |  | 0 | 0 | 1338 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | BBG00GP26NW0 | 21175370 | 422409 | SH |  | DFND | 1 | 0 | 0 | 422409 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | BBG00TSG0SK6 | 41852229 | 768072 | SH |  | DFND | 1 | 0 | 0 | 768072 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | BBG00TSG0SK6 | 93433 | 1715 | SH |  | SOLE |  | 0 | 0 | 1715 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 421664 | 2387 | SH |  | SOLE |  | 0 | 0 | 2387 |
| JOHNSON  JOHNSON | COM | 478160104 | BBG001S5SHQ9 | 22081 | 125 | SH |  | DFND | 1 | 0 | 0 | 125 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 54981 | 410 | SH |  | SOLE |  | 0 | 0 | 410 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 588297 | 4387 | SH |  | DFND | 1 | 0 | 0 | 4387 |
| KIMBERLY-CLARK CORP | COM | 494368103 | BBG001S5SLZ0 | 144167 | 1062 | SH |  | SOLE |  | 0 | 0 | 1062 |
| KIMBERLY-CLARK CORP | COM | 494368103 | BBG001S5SLZ0 | 180412 | 1329 | SH |  | DFND | 1 | 0 | 0 | 1329 |
| KINDER MORGAN INC DEL | COM | 49456B101 | BBG001TG2YZ5 | 10956 | 606 | SH |  | DFND | 1 | 0 | 0 | 606 |
| KINDER MORGAN INC DEL | COM | 49456B101 | BBG001TG2YZ5 | 611303 | 33811 | SH |  | SOLE |  | 0 | 0 | 33811 |
| KROGER CO | COM | 501044101 | BBG001S5SN40 | 489890 | 10989 | SH |  | DFND | 1 | 0 | 0 | 10989 |
| LAM RESEARCH CORP | COM | 512807108 | BBG001S5SW40 | 238730 | 568 | SH |  | DFND | 1 | 0 | 0 | 568 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 774849 | 2118 | SH |  | DFND | 1 | 0 | 0 | 2118 |
| LILLY ELI  CO | COM | 532457108 | BBG001S5STL8 | 73168 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| MACYS INC | COM | 55616P104 | BBG001S6KRW6 | 675544 | 32714 | SH |  | SOLE |  | 0 | 0 | 32714 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 483578 | 1835 | SH |  | DFND | 1 | 0 | 0 | 1835 |
| MCDONALDS CORP | COM | 580135101 | BBG001S5T110 | 142306 | 540 | SH |  | SOLE |  | 0 | 0 | 540 |
| MCKESSON CORP | COM | 58155Q103 | BBG001S8F8P8 | 566806 | 1511 | SH |  | DFND | 1 | 0 | 0 | 1511 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 325103 | 4183 | SH |  | DFND | 1 | 0 | 0 | 4183 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 368243 | 3319 | SH |  | SOLE |  | 0 | 0 | 3319 |
| MERCK  CO INC | COM | 58933Y105 | BBG001S5TC52 | 15705 | 142 | SH |  | DFND | 1 | 0 | 0 | 142 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 270885 | 2251 | SH |  | DFND | 1 | 0 | 0 | 2251 |
| META PLATFORMS INC | CL A | 30303M102 | BBG001SQCQC5 | 89172 | 741 | SH |  | SOLE |  | 0 | 0 | 741 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 | BBG001S787B5 | 727439 | 10355 | SH |  | DFND | 1 | 0 | 0 | 10355 |
| MICRON TECHNOLOGY INC | COM | 595112103 | BBG001S6P675 | 625450 | 12514 | SH |  | SOLE |  | 0 | 0 | 12514 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 265721 | 1108 | SH |  | SOLE |  | 0 | 0 | 1108 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 753020 | 3140 | SH |  | DFND | 1 | 0 | 0 | 3140 |
| MONDELEZ INTL INC | CL A | 609207105 | BBG001SHHZJ3 | 240407 | 3607 | SH |  | DFND | 1 | 0 | 0 | 3607 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 385991 | 4540 | SH |  | SOLE |  | 0 | 0 | 4540 |
| MORGAN STANLEY | COM NEW | 617446448 | BBG001S9V5Z3 | 309048 | 3635 | SH |  | DFND | 1 | 0 | 0 | 3635 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 29488 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| NETFLIX INC | COM | 64110L106 | BBG001SF6L46 | 246815 | 837 | SH |  | DFND | 1 | 0 | 0 | 837 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 152236 | 1821 | SH |  | DFND | 1 | 0 | 0 | 1821 |
| NEXTERA ENERGY INC | COM | 65339F101 | BBG001S5RB29 | 1037309 | 12408 | SH |  | SOLE |  | 0 | 0 | 12408 |
| NORFOLK SOUTHN CORP | COM | 655844108 | BBG001S5TQJ6 | 229663 | 932 | SH |  | DFND | 1 | 0 | 0 | 932 |
| NORFOLK SOUTHN CORP | COM | 655844108 | BBG001S5TQJ6 | 131820 | 535 | SH |  | SOLE |  | 0 | 0 | 535 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 398962 | 2730 | SH |  | DFND | 1 | 0 | 0 | 2730 |
| NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 35074 | 240 | SH |  | SOLE |  | 0 | 0 | 240 |
| OLD DOMINION FREIGHT LINE IN | COM | 679580100 | BBG001S6WQT9 | 521020 | 1836 | SH |  | DFND | 1 | 0 | 0 | 1836 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | BBG001S6L063 | 614094 | 36380 | SH |  | SOLE |  | 0 | 0 | 36380 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 10121 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| PHILIP MORRIS INTL INC | COM | 718172109 | BBG001STP9N1 | 1357429 | 13412 | SH |  | DFND | 1 | 0 | 0 | 13412 |
| PIONEER NAT RES CO | COM | 723787107 | BBG001S7V1J4 | 736558 | 3225 | SH |  | DFND | 1 | 0 | 0 | 3225 |
| PIONEER NAT RES CO | COM | 723787107 | BBG001S7V1J4 | 8907 | 39 | SH |  | SOLE |  | 0 | 0 | 39 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | BBG001S5V947 | 3949 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | BBG001S5V947 | 425648 | 2695 | SH |  | DFND | 1 | 0 | 0 | 2695 |
| QUALCOMM INC | COM | 747525103 | BBG001S6VS70 | 760125 | 6914 | SH |  | SOLE |  | 0 | 0 | 6914 |
| QUANTA SVCS INC | COM | 74762E102 | BBG001S5VH85 | 547058 | 3839 | SH |  | DFND | 1 | 0 | 0 | 3839 |
| REDWOOD TRUST INC | NOTE 4.750% 8/1 | 758075AC9 |  | 29250 | 30000 | PRN |  | SOLE |  | 0 | 0 | 30000 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 8618 | 65 | SH |  | SOLE |  | 0 | 0 | 65 |
| SALESFORCE INC | COM | 79466L302 | BBG001SDLP09 | 209360 | 1579 | SH |  | DFND | 1 | 0 | 0 | 1579 |
| SCHLUMBERGER LTD | COM STK | 806857108 | BBG001S5W4C8 | 735289 | 13754 | SH |  | DFND | 1 | 0 | 0 | 13754 |
| SCHLUMBERGER LTD | COM STK | 806857108 | BBG001S5W4C8 | 20636 | 386 | SH |  | SOLE |  | 0 | 0 | 386 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | BBG001T5XQY3 | 225728 | 7008 | SH |  | DFND | 1 | 0 | 0 | 7008 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 6355419 | 84133 | SH |  | DFND | 1 | 0 | 0 | 84133 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | BBG0025RWLM4 | 66400 | 879 | SH |  | SOLE |  | 0 | 0 | 879 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG001S7SCQ6 | 45374 | 334 | SH |  | DFND | 1 | 0 | 0 | 334 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG001S7SCQ6 | 331474 | 2440 | SH |  | SOLE |  | 0 | 0 | 2440 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 681185 | 5474 | SH |  | SOLE |  | 0 | 0 | 5474 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 158278 | 4628 | SH |  | SOLE |  | 0 | 0 | 4628 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 80910 | 925 | SH |  | DFND | 1 | 0 | 0 | 925 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 12534614 | 366509 | SH |  | DFND | 1 | 0 | 0 | 366509 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 752242 | 8600 | SH |  | SOLE |  | 0 | 0 | 8600 |
| SKILLZ INC | COM | 83067L109 | BBG00RQ732C5 | 36625 | 72309 | SH |  | SOLE |  | 0 | 0 | 72309 |
| SOUTHERN CO | COM | 842587107 | BBG001S5W777 | 378544 | 5301 | SH |  | SOLE |  | 0 | 0 | 5301 |
| SOUTHERN CO | COM | 842587107 | BBG001S5W777 | 7141 | 100 | SH |  | DFND | 1 | 0 | 0 | 100 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 10560115 | 27613 | SH |  | DFND | 1 | 0 | 0 | 27613 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 30212 | 79 | SH |  | SOLE |  | 0 | 0 | 79 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 | BBG001T2PMD1 | 259514 | 4033 | SH |  | SOLE |  | 0 | 0 | 4033 |
| TARGET CORP | COM | 87612E106 | BBG001SC0K41 | 296739 | 1991 | SH |  | DFND | 1 | 0 | 0 | 1991 |
| TARGET CORP | COM | 87612E106 | BBG001SC0K41 | 75563 | 507 | SH |  | SOLE |  | 0 | 0 | 507 |
| TE CONNECTIVITY LTD | SHS | H84989104 | BBG001STLRP3 | 239932 | 2090 | SH |  | DFND | 1 | 0 | 0 | 2090 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 325442 | 2642 | SH |  | DFND | 1 | 0 | 0 | 2642 |
| TESLA INC | COM | 88160R101 | BBG001SQKGD7 | 397256 | 3225 | SH |  | SOLE |  | 0 | 0 | 3225 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 507736 | 922 | SH |  | DFND | 1 | 0 | 0 | 922 |
| TRUIST FINL CORP | COM | 89832Q109 | BBG001S5YYC0 | 687017 | 15966 | SH |  | DFND | 1 | 0 | 0 | 15966 |
| UWM HOLDINGS CORPORATION | COM CL A | 91823B109 | BBG00R24YP79 | 289085 | 87337 | SH |  | SOLE |  | 0 | 0 | 87337 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 11291 | 89 | SH |  | DFND | 1 | 0 | 0 | 89 |
| VALERO ENERGY CORP | COM | 91913Y100 | BBG001S5X8K9 | 212617 | 1676 | SH |  | SOLE |  | 0 | 0 | 1676 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | BBG001ST39R1 | 268890 | 3618 | SH |  | DFND | 1 | 0 | 0 | 3618 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | BBG001SK7DK4 | 479245 | 6671 | SH |  | DFND | 1 | 0 | 0 | 6671 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 92203C303 | BBG00ZXBYMT4 | 5356729 | 109321 | SH |  | DFND | 1 | 0 | 0 | 109321 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | BBG001SHTB03 | 2011929 | 10523 | SH |  | DFND | 1 | 0 | 0 | 10523 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 153682 | 1095 | SH |  | SOLE |  | 0 | 0 | 1095 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 28508505 | 203095 | SH |  | DFND | 1 | 0 | 0 | 203095 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | BBG001T62M38 | 106088 | 1369 | SH |  | SOLE |  | 0 | 0 | 1369 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | BBG001T62M38 | 28755344 | 370989 | SH |  | DFND | 1 | 0 | 0 | 370989 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | BBG001TCH518 | 110 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | BBG001TCH518 | 326205 | 5918 | SH |  | DFND | 1 | 0 | 0 | 5918 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | BBG00C868SD7 | 4480100 | 75207 | SH |  | DFND | 1 | 0 | 0 | 75207 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | BBG00C868SD7 | 17394 | 292 | SH |  | SOLE |  | 0 | 0 | 292 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | BBG001SS0V24 | 1654423 | 15289 | SH |  | DFND | 1 | 0 | 0 | 15289 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | BBG001SHTTM0 | 2614831 | 31607 | SH |  | DFND | 1 | 0 | 0 | 31607 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | BBG001SHVR32 | 16679 | 67 | SH |  | SOLE |  | 0 | 0 | 67 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | BBG001SHTTM0 | 22172 | 268 | SH |  | SOLE |  | 0 | 0 | 268 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | BBG001SHVR32 | 13264311 | 53474 | SH |  | DFND | 1 | 0 | 0 | 53474 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 141446 | 3590 | SH |  | DFND | 1 | 0 | 0 | 3590 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | BBG001S67QY1 | 435725 | 11059 | SH |  | SOLE |  | 0 | 0 | 11059 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 1052720 | 5067 | SH |  | DFND | 1 | 0 | 0 | 5067 |
| VISA INC | COM CL A | 92826C839 | BBG001SRCFY3 | 119878 | 577 | SH |  | SOLE |  | 0 | 0 | 577 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | BBG001S5XBY7 | 482389 | 12912 | SH |  | SOLE |  | 0 | 0 | 12912 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | BBG001S5XBY7 | 7472 | 200 | SH |  | DFND | 1 | 0 | 0 | 200 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | BBG001SHL7K8 | 9314 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | BBG001SHL7K8 | 247800 | 4000 | SH |  | DFND | 1 | 0 | 0 | 4000 |

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