# EDGAR Filing Document

**Accession Number:** 0001802132
**File Stem:** 0001802132-23-000001
**Filing Date:** 2023-1
**Character Count:** 16956
**Document Hash:** 2459fec38600cbd93e2766e37414caf1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001802132-23-000001.hdr.sgml**: 20230113

**ACCESSION NUMBER**: 0001802132-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230113

**DATE AS OF CHANGE**: 20230113

**EFFECTIVENESS DATE**: 20230113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aurora Private Wealth, Inc.
- **CENTRAL INDEX KEY:** 0001802132
- **IRS NUMBER:** 474814591
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19753
- **FILM NUMBER:** 23528216

**BUSINESS ADDRESS:**
- **STREET 1:** 100 ENTERPRISE DRIVE, SUITE 504
- **CITY:** ROCKAWAY
- **STATE:** NJ
- **ZIP:** 07866
- **BUSINESS PHONE:** 9733940404

**MAIL ADDRESS:**
- **STREET 1:** 100 ENTERPRISE DRIVE, SUITE 504
- **CITY:** ROCKAWAY
- **STATE:** NJ
- **ZIP:** 07866

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Aurora Private Wealth Inc.<br>**Address:** 100 ENTERPRISE DRIVE SUITE 504<br>ROCKAWAY, NJ 07866

**Form 13F File Number:** 028-19753

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** tonya Coutant<br>**Title:** CCO<br>**Phone:** 3057040462

**Signature, Place, and Date of Signing:**

tonya Coutant  Rockaway, NJ  01-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 143

**Form 13F Information Table Value Total:** $87453

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 536 | 3316 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 625 | 7048 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 337 | 3820 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 |  | 946 | 24840 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1119 | 13316 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMERICAN CENTY ETF TR | FOCUSED DYNAMIC | 025072810 |  | 363 | 6992 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 984 | 6659 | SH |  | SOLE |  | 0 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 340 | 1091 | SH |  | SOLE |  | 0 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 4651 | 35796 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 444 | 24052 | SH |  | SOLE |  | 0 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 571 | 31015 | SH |  | SOLE |  | 0 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 1072 | 32379 | SH |  | SOLE |  | 0 | 0 | 0 |
| BARINGS BDC INC | COM | 06759L103 |  | 220 | 27018 | SH |  | SOLE |  | 0 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2566 | 8308 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 |  | 191 | 21189 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKROCK SCIENCE  TECHNOLO | SHS | 09258G104 |  | 392 | 13801 | SH |  | SOLE |  | 0 | 0 | 0 |
| BRIGHT HEALTH GROUP INC | COM | 10920V107 |  | 82 | 125450 | SH |  | SOLE |  | 0 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 335 | 4660 | SH |  | SOLE |  | 0 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 391 | 699 | SH |  | SOLE |  | 0 | 0 | 0 |
| BUTTERFLY NETWORK INC | COM CL A | 124155102 |  | 38 | 15545 | SH |  | SOLE |  | 0 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 291 | 1623 | SH |  | SOLE |  | 0 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 320 | 7069 | SH |  | SOLE |  | 0 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 1047 | 13289 | SH |  | SOLE |  | 0 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 311 | 8896 | SH |  | SOLE |  | 0 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 286 | 626 | SH |  | SOLE |  | 0 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 248 | 2656 | SH |  | SOLE |  | 0 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 631 | 10263 | SH |  | SOLE |  | 0 | 0 | 0 |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 |  | 216 | 3386 | SH |  | SOLE |  | 0 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 250 | 1016 | SH |  | SOLE |  | 0 | 0 | 0 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 188 | 16537 | SH |  | SOLE |  | 0 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 228 | 445 | SH |  | SOLE |  | 0 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 1881 | 158508 | SH |  | SOLE |  | 0 | 0 | 0 |
| EXELON CORP | COM | 30161N101 |  | 238 | 5508 | SH |  | SOLE |  | 0 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1523 | 13807 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 316092865 |  | 797 | 17481 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR ENHANCED EQUITY INC | COM | 337318109 |  | 225 | 14298 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 441 | 7277 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 2202 | 49381 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 836 | 19030 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 266 | 5197 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 |  | 1945 | 54770 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 |  | 720 | 20987 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U885 |  | 661 | 22590 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US BUF | 33740F748 |  | 568 | 16155 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | VEST US BUFFER | 33740F862 |  | 507 | 14635 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST 100 | 33740F649 |  | 259 | 14148 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST NAS100 | 33740F557 |  | 214 | 12110 | SH |  | SOLE |  | 0 | 0 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 283 | 16192 | SH |  | SOLE |  | 0 | 0 | 0 |
| GABELLI DIVID  INCOME TR | COM | 36242H104 |  | 273 | 13242 | SH |  | SOLE |  | 0 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 220 | 2623 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 |  | 639 | 15666 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 284 | 4842 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 180 | 11329 | SH |  | SOLE |  | 0 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 272 | 792 | SH |  | SOLE |  | 0 | 0 | 0 |
| GRANITESHARES ETF TR | HIPS US HIGH INC | 38747R306 |  | 505 | 42106 | SH |  | SOLE |  | 0 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 461 | 11706 | SH |  | SOLE |  | 0 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 355 | 1124 | SH |  | SOLE |  | 0 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 445 | 2078 | SH |  | SOLE |  | 0 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 220 | 8331 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 |  | 240 | 8627 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 389 | 3550 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S ULTRA DIVIDE | 46138G656 |  | 279 | 6408 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 1771 | 6416 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 355 | 1461 | SH |  | SOLE |  | 0 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 3585 | 13463 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 2290 | 21718 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1273 | 25453 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 786 | 10551 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 617 | 1606 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 414 | 20838 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 401 | 5591 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 383 | 2643 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 349 | 2890 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 304 | 1745 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 302 | 5156 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 274 | 4061 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 252 | 889 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 243 | 1003 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 219 | 2578 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 212 | 2187 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 208 | 2987 | SH |  | SOLE |  | 0 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 1643 | 30149 | SH |  | SOLE |  | 0 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1118 | 6327 | SH |  | SOLE |  | 0 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 786 | 5859 | SH |  | SOLE |  | 0 | 0 | 0 |
| KRAFT HEINZ CO | COM | 500754106 |  | 231 | 5672 | SH |  | SOLE |  | 0 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 267 | 730 | SH |  | SOLE |  | 0 | 0 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 392 | 1202 | SH |  | SOLE |  | 0 | 0 | 0 |
| LISTED FD TR | ROUNDHILL BALL | 53656F417 |  | 143 | 19885 | SH |  | SOLE |  | 0 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 1100 | 4174 | SH |  | SOLE |  | 0 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 1242 | 11197 | SH |  | SOLE |  | 0 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 478 | 3974 | SH |  | SOLE |  | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1612 | 6720 | SH |  | SOLE |  | 0 | 0 | 0 |
| MOSAIC CO NEW | COM | 61945C103 |  | 206 | 4700 | SH |  | SOLE |  | 0 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 253 | 859 | SH |  | SOLE |  | 0 | 0 | 0 |
| NEWMARK GROUP INC | CL A | 65158N102 |  | 81 | 10185 | SH |  | SOLE |  | 0 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 941 | 3818 | SH |  | SOLE |  | 0 | 0 | 0 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 104 | 10097 | SH |  | SOLE |  | 0 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 943 | 6456 | SH |  | SOLE |  | 0 | 0 | 0 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 417 | 9007 | SH |  | SOLE |  | 0 | 0 | 0 |
| PENN ENTERTAINMENT INC | COM | 707569109 |  | 400 | 13459 | SH |  | SOLE |  | 0 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 607 | 11851 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1256 | 8286 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROSHARES TR | PSHS ULT S 500 | 74347R107 |  | 411 | 9247 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROSHARES TR | SHORT QQQ NEW | 74347B714 |  | 312 | 21187 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 256 | 15949 | SH |  | SOLE |  | 0 | 0 | 0 |
| PROSHARES TR | PSHS SH MSCI EAF | 74347R370 |  | 238 | 11876 | SH |  | SOLE |  | 0 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 618 | 10083 | SH |  | SOLE |  | 0 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 294 | 2673 | SH |  | SOLE |  | 0 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 291 | 1129 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 1993 | 26382 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 824 | 18247 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 393 | 5983 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 355 | 5383 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 324 | 7996 | SH |  | SOLE |  | 0 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 294 | 5297 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 955 | 10922 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 616 | 4534 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 539 | 7642 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 388 | 5199 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 301 | 8799 | SH |  | SOLE |  | 0 | 0 | 0 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 223 | 3685 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 354 | 1068 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3127 | 8176 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 267 | 4154 | SH |  | SOLE |  | 0 | 0 | 0 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 263 | 2918 | SH |  | SOLE |  | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 541 | 4395 | SH |  | SOLE |  | 0 | 0 | 0 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 312 | 10111 | SH |  | SOLE |  | 0 | 0 | 0 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 300 | 9966 | SH |  | SOLE |  | 0 | 0 | 0 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 |  | 229 | 8256 | SH |  | SOLE |  | 0 | 0 | 0 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 243 | 4818 | SH |  | SOLE |  | 0 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 220 | 1730 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 671 | 1911 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 225 | 1600 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 294 | 7550 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 209 | 2758 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 289 | 1903 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 200 | 4767 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 283 | 2614 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 364 | 1467 | SH |  | SOLE |  | 0 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 367 | 9306 | SH |  | SOLE |  | 0 | 0 | 0 |
| WISDOMTREE TR | US MIDCAP FUND | 97717W570 |  | 578 | 11884 | SH |  | SOLE |  | 0 | 0 | 0 |
| WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 |  | 332 | 5481 | SH |  | SOLE |  | 0 | 0 | 0 |
| WP CAREY INC | COM | 92936U109 |  | 1155 | 14782 | SH |  | SOLE |  | 0 | 0 | 0 |

---