# EDGAR Filing Document

**Accession Number:** 0002051343
**File Stem:** 0002051343-25-000005
**Filing Date:** 2025-11
**Character Count:** 13020
**Document Hash:** 4e737643cf5b26b930b6d7772f335fe9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002051343-25-000005.hdr.sgml**: 20251113

**ACCESSION NUMBER**: 0002051343-25-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251113

**DATE AS OF CHANGE**: 20251113

**EFFECTIVENESS DATE**: 20251113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ring Mountain Capital, LLC
- **CENTRAL INDEX KEY:** 0002051343

**ORGANIZATION NAME:**
- **EIN:** 821530116
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24789
- **FILM NUMBER:** 251476979

**BUSINESS ADDRESS:**
- **STREET 1:** 1610 TIBURON BLVD
- **STREET 2:** SUITE 200
- **CITY:** TIBURON
- **STATE:** CA
- **ZIP:** 94920
- **BUSINESS PHONE:** 4153501355

**MAIL ADDRESS:**
- **STREET 1:** 1610 TIBURON BLVD
- **STREET 2:** SUITE 200
- **CITY:** TIBURON
- **STATE:** CA
- **ZIP:** 94920

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ring Mountain Capital LLC<br>**Address:** 1610 TIBURON BLVD<br>SUITE 200<br>TIBURON, CA 94920

**Form 13F File Number:** 028-24789

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Scott Arwin<br>**Title:** Chief Investment Officer<br>**Phone:** 4153501355

**Signature, Place, and Date of Signing:**

Scott Arwin  Tiburon, CA  11-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 99

**Form 13F Information Table Value Total:** $180577

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 227 | 1693 | SH |  | SOLE |  | 1693 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 431 | 1860 | SH |  | SOLE |  | 1860 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1438 | 8890 | SH |  | SOLE |  | 8890 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 569 | 4684 | SH |  | SOLE |  | 4684 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 7339 | 30189 | SH |  | SOLE |  | 30189 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 858 | 3524 | SH |  | SOLE |  | 3524 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 7776 | 35416 | SH |  | SOLE |  | 35416 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 19770 | 77641 | SH |  | SOLE |  | 77641 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 480 | 2345 | SH |  | SOLE |  | 2345 | 0 | 0 |
| ARGAN INC | COM | 04010E109 |  | 739 | 2735 | SH |  | SOLE |  | 2735 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 377 | 7310 | SH |  | SOLE |  | 7310 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1837 | 3654 | SH |  | SOLE |  | 3654 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 321 | 3289 | SH |  | SOLE |  | 3289 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 6016 | 18236 | SH |  | SOLE |  | 18236 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 464 | 3823 | SH |  | SOLE |  | 3823 | 0 | 0 |
| CARNIVAL CORP | UNIT 99/99/9999 | 143658300 |  | 327 | 11325 | SH |  | SOLE |  | 11325 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 466 | 977 | SH |  | SOLE |  | 977 | 0 | 0 |
| CIENA CORP | COM NEW | 171779309 |  | 209 | 1436 | SH |  | SOLE |  | 1436 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 599 | 2793 | SH |  | SOLE |  | 2793 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 406 | 438 | SH |  | SOLE |  | 438 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 256 | 336 | SH |  | SOLE |  | 336 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 324 | 2872 | SH |  | SOLE |  | 2872 | 0 | 0 |
| FORD MTR CO | COM | 345370860 |  | 321 | 26821 | SH |  | SOLE |  | 26821 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 532 | 13572 | SH |  | SOLE |  | 13572 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 288 | 468 | SH |  | SOLE |  | 468 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 1263 | 20707 | SH |  | SOLE |  | 20707 | 0 | 0 |
| GRAYSCALE ETHEREUM TRUST ETF | SHS | 389638107 |  | 237 | 6903 | SH |  | SOLE |  | 6903 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 363 | 896 | SH |  | SOLE |  | 896 | 0 | 0 |
| IMMUNIC INC | COM | 4525EP101 |  | 16 | 18039 | SH |  | SOLE |  | 18039 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 366 | 1296 | SH |  | SOLE |  | 1296 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 236 | 3210 | SH |  | SOLE |  | 3210 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 952 | 6124 | SH |  | SOLE |  | 6124 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 1766 | 15545 | SH |  | SOLE |  | 15545 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 265 | 441 | SH |  | SOLE |  | 441 | 0 | 0 |
| IREN LIMITED | ORDINARY SHARES | Q4982L109 |  | 375 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 3535 | 51926 | SH |  | SOLE |  | 51926 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 295 | 2564 | SH |  | SOLE |  | 2564 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 916 | 1955 | SH |  | SOLE |  | 1955 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 234 | 1649 | SH |  | SOLE |  | 1649 | 0 | 0 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 1072 | 5122 | SH |  | SOLE |  | 5122 | 0 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 214 | 3554 | SH |  | SOLE |  | 3554 | 0 | 0 |
| ISHARES TR | MSCI USA QUALITY | 46436E403 |  | 211 | 3207 | SH |  | SOLE |  | 3207 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 240 | 990 | SH |  | SOLE |  | 990 | 0 | 0 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 |  | 317 | 2520 | SH |  | SOLE |  | 2520 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 319 | 477 | SH |  | SOLE |  | 477 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 2377 | 41630 | SH |  | SOLE |  | 41630 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 2853 | 49593 | SH |  | SOLE |  | 49593 | 0 | 0 |
| JOBY AVIATION INC | COMMON STOCK | G65163100 |  | 433 | 26809 | SH |  | SOLE |  | 26809 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 362 | 1954 | SH |  | SOLE |  | 1954 | 0 | 0 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 968 | 3069 | SH |  | SOLE |  | 3069 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 1841 | 21902 | SH |  | SOLE |  | 21902 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 314 | 1033 | SH |  | SOLE |  | 1033 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 13304 | 18115 | SH |  | SOLE |  | 18115 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 1325 | 7919 | SH |  | SOLE |  | 7919 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 12505 | 24144 | SH |  | SOLE |  | 24144 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 2376 | 1982 | SH |  | SOLE |  | 1982 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 9198 | 49299 | SH |  | SOLE |  | 49299 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 413 | 1468 | SH |  | SOLE |  | 1468 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 1099 | 6022 | SH |  | SOLE |  | 6022 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 238 | 3545 | SH |  | SOLE |  | 3545 | 0 | 0 |
| PROFOUND MED CORP | COM NEW | 74319B502 |  | 1931 | 394864 | SH |  | SOLE |  | 394864 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 215 | 1291 | SH |  | SOLE |  | 1291 | 0 | 0 |
| RED CAT HLDGS INC | COM | 75644T100 |  | 240 | 23186 | SH |  | SOLE |  | 23186 | 0 | 0 |
| RED ROCK RESORTS INC | CL A | 75700L108 |  | 606 | 9925 | SH |  | SOLE |  | 9925 | 0 | 0 |
| RH | COM | 74967X103 |  | 285 | 1403 | SH |  | SOLE |  | 1403 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 5125 | 194577 | SH |  | SOLE |  | 194577 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 12041 | 377358 | SH |  | SOLE |  | 377358 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 652 | 22406 | SH |  | SOLE |  | 22406 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 497 | 18222 | SH |  | SOLE |  | 18222 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 423 | 5399 | SH |  | SOLE |  | 5399 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1934 | 21653 | SH |  | SOLE |  | 21653 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1613 | 29950 | SH |  | SOLE |  | 29950 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 6994 | 24812 | SH |  | SOLE |  | 24812 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 3094 | 12910 | SH |  | SOLE |  | 12910 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 748 | 5374 | SH |  | SOLE |  | 5374 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 524 | 5849 | SH |  | SOLE |  | 5849 | 0 | 0 |
| SELECT SECTOR SPDR TR | INDL | 81369Y704 |  | 368 | 2386 | SH |  | SOLE |  | 2386 | 0 | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 364 | 3076 | SH |  | SOLE |  | 3076 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 |  | 240 | 261 | SH |  | SOLE |  | 261 | 0 | 0 |
| SHAKE SHACK INC | CL A | 819047101 |  | 351 | 3748 | SH |  | SOLE |  | 3748 | 0 | 0 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 366 | 13850 | SH |  | SOLE |  | 13850 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 527 | 1136 | SH |  | SOLE |  | 1136 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 436 | 654 | SH |  | SOLE |  | 654 | 0 | 0 |
| SPDR SERIES TRUST | S HOMEBUILD | 78464A888 |  | 378 | 3410 | SH |  | SOLE |  | 3410 | 0 | 0 |
| SPDR SERIES TRUST | PRTFLO S GW | 78464A409 |  | 1960 | 18750 | SH |  | SOLE |  | 18750 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 728 | 2608 | SH |  | SOLE |  | 2608 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 5060 | 11377 | SH |  | SOLE |  | 11377 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 1425 | 14549 | SH |  | SOLE |  | 14549 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 246 | 711 | SH |  | SOLE |  | 711 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 10965 | 33599 | SH |  | SOLE |  | 33599 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 489 | 1124 | SH |  | SOLE |  | 1124 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 429 | 1307 | SH |  | SOLE |  | 1307 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 221 | 460 | SH |  | SOLE |  | 460 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 831 | 3851 | SH |  | SOLE |  | 3851 | 0 | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 319 | 427 | SH |  | SOLE |  | 427 | 0 | 0 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 |  | 1227 | 8135 | SH |  | SOLE |  | 8135 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 642 | 1882 | SH |  | SOLE |  | 1882 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 340 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 575 | 2605 | SH |  | SOLE |  | 2605 | 0 | 0 |

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