# EDGAR Filing Document

**Accession Number:** 0001962465
**File Stem:** 0001951757-23-000090
**Filing Date:** 2023-1
**Character Count:** 18123
**Document Hash:** dca18244d00d0fa734d1cc293eab5f57
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-23-000090.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001951757-23-000090

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MELFA WEALTH MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0001962465
- **IRS NUMBER:** 264422363
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22780
- **FILM NUMBER:** 23570728

**BUSINESS ADDRESS:**
- **STREET 1:** 1500 WEST PARK DRIVE
- **STREET 2:** SUITE 230
- **CITY:** WESTBOROUGH
- **STATE:** MA
- **ZIP:** 01581
- **BUSINESS PHONE:** (508) 366-6040

**MAIL ADDRESS:**
- **STREET 1:** 1500 WEST PARK DRIVE
- **STREET 2:** SUITE 230
- **CITY:** WESTBOROUGH
- **STATE:** MA
- **ZIP:** 01581

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MELFA WEALTH MANAGEMENT LLC<br>**Address:** 1500 WEST PARK DRIVE<br>SUITE 230<br>WESTBOROUGH, MA 01581

**Form 13F File Number:** 028-22780

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** VICTOR J. MELFA JR.<br>**Title:** Chief Compliance Officer<br>**Phone:** (508) 366-6040

**Signature, Place, and Date of Signing:**

VICTOR J. MELFA JR.  WESTBOROUGH, MA  01-31-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 137

**Form 13F Information Table Value Total:** $95719485

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 |  | 100075 | 38051 | SH |  | SOLE |  | 0 | 0 | 38051 |
| ADVENT CONV  INCOME FD | COM | 00764C109 |  | 125349 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 |  | 636417 | 60727 | SH |  | SOLE |  | 0 | 0 | 60727 |
| APOLLO SR FLOATING RATE FD I | COM | 037636107 |  | 137448 | 11138 | SH |  | SOLE |  | 0 | 0 | 11138 |
| APPLE INC | COM | 037833100 |  | 2863651 | 22040 | SH |  | SOLE |  | 0 | 0 | 22040 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 139027 | 22754 | SH |  | SOLE |  | 0 | 0 | 22754 |
| BNY MELLON MUN INCOME INC | COM | 05589T104 |  | 225405 | 36007 | SH |  | SOLE |  | 0 | 0 | 36007 |
| BLACKROCK FLOATING RATE INC | COM | 091941104 |  | 1389697 | 127026 | SH |  | SOLE |  | 0 | 0 | 127026 |
| BLACKROCK INVT QUALITY MUN T | COM | 09247D105 |  | 220843 | 18938 | SH |  | SOLE |  | 0 | 0 | 18938 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 |  | 2793310 | 226363 | SH |  | SOLE |  | 0 | 0 | 226363 |
| BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 |  | 1104566 | 101993 | SH |  | SOLE |  | 0 | 0 | 101993 |
| BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 |  | 974941 | 96913 | SH |  | SOLE |  | 0 | 0 | 96913 |
| BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 |  | 665726 | 64135 | SH |  | SOLE |  | 0 | 0 | 64135 |
| BLACKROCK MUNI INCOME TR II | COM | 09249N101 |  | 933519 | 90370 | SH |  | SOLE |  | 0 | 0 | 90370 |
| BLACKROCK CR ALLOCATION INCO | COM | 092508100 |  | 130290 | 12900 | SH |  | SOLE |  | 0 | 0 | 12900 |
| BLACKROCK LONG-TERM MUN ADVA | COM | 09250B103 |  | 453260 | 48219 | SH |  | SOLE |  | 0 | 0 | 48219 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 2609413 | 214944 | SH |  | SOLE |  | 0 | 0 | 214944 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 1166908 | 166463 | SH |  | SOLE |  | 0 | 0 | 166463 |
| BLACKROCK MUNIVEST FD II INC | COM | 09253T101 |  | 464657 | 44465 | SH |  | SOLE |  | 0 | 0 | 44465 |
| BLACKROCK MUNICIPAL INCOME | COM | 09253X102 |  | 1177152 | 103897 | SH |  | SOLE |  | 0 | 0 | 103897 |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 |  | 171202 | 17206 | SH |  | SOLE |  | 0 | 0 | 17206 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 2511384 | 224030 | SH |  | SOLE |  | 0 | 0 | 224030 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 2349880 | 202576 | SH |  | SOLE |  | 0 | 0 | 202576 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 112015 | 10960 | SH |  | SOLE |  | 0 | 0 | 10960 |
| BLACKROCK MUNIASSETS FD INC | COM | 09254J102 |  | 826506 | 76386 | SH |  | SOLE |  | 0 | 0 | 76386 |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 |  | 862810 | 80337 | SH |  | SOLE |  | 0 | 0 | 80337 |
| BLACKROCK MUNIYIELD MICH QU | COM | 09254V105 |  | 587125 | 52942 | SH |  | SOLE |  | 0 | 0 | 52942 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 |  | 454063 | 41018 | SH |  | SOLE |  | 0 | 0 | 41018 |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 |  | 134494 | 13096 | SH |  | SOLE |  | 0 | 0 | 13096 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 |  | 112700 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 642116 | 73468 | SH |  | SOLE |  | 0 | 0 | 73468 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 |  | 554249 | 60244 | SH |  | SOLE |  | 0 | 0 | 60244 |
| BLACKROCK FLOATING RATE INCO | COM | 09255X100 |  | 826477 | 73401 | SH |  | SOLE |  | 0 | 0 | 73401 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 88190 | 12950 | SH |  | SOLE |  | 0 | 0 | 12950 |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 |  | 56166 | 26003 | SH |  | SOLE |  | 0 | 0 | 26003 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 |  | 199702 | 19001 | SH |  | SOLE |  | 0 | 0 | 19001 |
| CALAMOS CONV OPPORTUNITIES | SH BEN INT | 128117108 |  | 143537 | 13657 | SH |  | SOLE |  | 0 | 0 | 13657 |
| CALAMOS CONV  HIGH INCOME F | COM SHS | 12811P108 |  | 186955 | 17721 | SH |  | SOLE |  | 0 | 0 | 17721 |
| COMMUNITY BK SYS INC | COM | 203607106 |  | 325578 | 5172 | SH |  | SOLE |  | 0 | 0 | 5172 |
| CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 |  | 44639 | 25363 | SH |  | SOLE |  | 0 | 0 | 25363 |
| DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 |  | 153649 | 14084 | SH |  | SOLE |  | 0 | 0 | 14084 |
| DWS MUN INCOME TR | COM | 233368109 |  | 1299166 | 150890 | SH |  | SOLE |  | 0 | 0 | 150890 |
| DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 |  | 272354 | 33336 | SH |  | SOLE |  | 0 | 0 | 33336 |
| DELAWARE IVY HIGH INCOME OPP | COM | 246107106 |  | 276749 | 25251 | SH |  | SOLE |  | 0 | 0 | 25251 |
| DELAWARE INVTS NATL MUN INCO | SH BEN INT | 24610T108 |  | 154461 | 14895 | SH |  | SOLE |  | 0 | 0 | 14895 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 25434V104 |  | 1861858 | 68908 | SH |  | SOLE |  | 0 | 0 | 68908 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 |  | 605270 | 24172 | SH |  | SOLE |  | 0 | 0 | 24172 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 1270058 | 28897 | SH |  | SOLE |  | 0 | 0 | 28897 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 7644691 | 314857 | SH |  | SOLE |  | 0 | 0 | 314857 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 2555530 | 76332 | SH |  | SOLE |  | 0 | 0 | 76332 |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 25434V815 |  | 393942 | 15904 | SH |  | SOLE |  | 0 | 0 | 15904 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 1737281 | 80431 | SH |  | SOLE |  | 0 | 0 | 80431 |
| DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 |  | 220168 | 14826 | SH |  | SOLE |  | 0 | 0 | 14826 |
| EATON VANCE CALIF MUN INCOM | SH BEN INT | 27826F101 |  | 201027 | 20143 | SH |  | SOLE |  | 0 | 0 | 20143 |
| EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 |  | 103485 | 19637 | SH |  | SOLE |  | 0 | 0 | 19637 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 4040263 | 409348 | SH |  | SOLE |  | 0 | 0 | 409348 |
| EATON VANCE FLTING RATE INC | COM | 278279104 |  | 408411 | 36827 | SH |  | SOLE |  | 0 | 0 | 36827 |
| EATON VANCE MUN BD FD | COM | 27827X101 |  | 1730013 | 166509 | SH |  | SOLE |  | 0 | 0 | 166509 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 553914 | 61477 | SH |  | SOLE |  | 0 | 0 | 61477 |
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 |  | 332826 | 38522 | SH |  | SOLE |  | 0 | 0 | 38522 |
| EATON VANCE LTD DURATION INC | COM | 27828H105 |  | 811998 | 86475 | SH |  | SOLE |  | 0 | 0 | 86475 |
| EATON VANCE SHORT DURATION D | COM | 27828V104 |  | 300991 | 29538 | SH |  | SOLE |  | 0 | 0 | 29538 |
| EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 |  | 1571471 | 95647 | SH |  | SOLE |  | 0 | 0 | 95647 |
| EATON VANCE MUN INCOME 2028 | SHS | 27829U105 |  | 411362 | 23071 | SH |  | SOLE |  | 0 | 0 | 23071 |
| EVERSOURCE ENERGY | COM | 30040W108 |  | 324389 | 3869 | SH |  | SOLE |  | 0 | 0 | 3869 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1530440 | 13875 | SH |  | SOLE |  | 0 | 0 | 13875 |
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 |  | 260851 | 24493 | SH |  | SOLE |  | 0 | 0 | 24493 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 |  | 195525 | 30082 | SH |  | SOLE |  | 0 | 0 | 30082 |
| HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 |  | 317433 | 30819 | SH |  | SOLE |  | 0 | 0 | 30819 |
| INVESCO HIGH INCOME TR II | COM | 46131F101 |  | 637869 | 62169 | SH |  | SOLE |  | 0 | 0 | 62169 |
| INVESCO SR INCOME TR | COM | 46131H107 |  | 224852 | 58708 | SH |  | SOLE |  | 0 | 0 | 58708 |
| INVESCO MUNICIPAL TRUST | COM | 46131J103 |  | 347885 | 35140 | SH |  | SOLE |  | 0 | 0 | 35140 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 |  | 375468 | 37360 | SH |  | SOLE |  | 0 | 0 | 37360 |
| INVESCO MUN OPPORTUNITY TR | COM | 46132C107 |  | 515691 | 52037 | SH |  | SOLE |  | 0 | 0 | 52037 |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 |  | 836552 | 97387 | SH |  | SOLE |  | 0 | 0 | 97387 |
| INVESCO BD FD | COM | 46132L107 |  | 307268 | 19596 | SH |  | SOLE |  | 0 | 0 | 19596 |
| INVESCO MUNI INCOME OPP TRST | COM | 46132X101 |  | 463461 | 74273 | SH |  | SOLE |  | 0 | 0 | 74273 |
| INVESCO QUALITY MUN INCOME T | COM | 46133G107 |  | 136096 | 14448 | SH |  | SOLE |  | 0 | 0 | 14448 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 756623 | 3114 | SH |  | SOLE |  | 0 | 0 | 3114 |
| ISHARES TR | DOW JONES US ETF | 464287846 |  | 216895 | 2321 | SH |  | SOLE |  | 0 | 0 | 2321 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 316830 | 10378 | SH |  | SOLE |  | 0 | 0 | 10378 |
| MFS MUN INCOME TR | SH BEN INT | 552738106 |  | 520911 | 100562 | SH |  | SOLE |  | 0 | 0 | 100562 |
| MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 |  | 572447 | 80400 | SH |  | SOLE |  | 0 | 0 | 80400 |
| MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 |  | 472126 | 135279 | SH |  | SOLE |  | 0 | 0 | 135279 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 |  | 72594 | 23193 | SH |  | SOLE |  | 0 | 0 | 23193 |
| NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 |  | 1899054 | 168067 | SH |  | SOLE |  | 0 | 0 | 168067 |
| NEUBERGER BERMAN N Y MUN FD | COM | 64124K102 |  | 198018 | 20999 | SH |  | SOLE |  | 0 | 0 | 20999 |
| NEUBERGER BERMAN MUN FD INC | COM | 64124P101 |  | 219612 | 21076 | SH |  | SOLE |  | 0 | 0 | 21076 |
| NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 |  | 499590 | 58638 | SH |  | SOLE |  | 0 | 0 | 58638 |
| NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 |  | 465589 | 44048 | SH |  | SOLE |  | 0 | 0 | 44048 |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 |  | 724469 | 85737 | SH |  | SOLE |  | 0 | 0 | 85737 |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 |  | 1564445 | 112470 | SH |  | SOLE |  | 0 | 0 | 112470 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 |  | 259430 | 31408 | SH |  | SOLE |  | 0 | 0 | 31408 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 |  | 444800 | 40473 | SH |  | SOLE |  | 0 | 0 | 40473 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 316384 | 26813 | SH |  | SOLE |  | 0 | 0 | 26813 |
| NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 |  | 132795 | 11996 | SH |  | SOLE |  | 0 | 0 | 11996 |
| NUVEEN INTER DURATION MUN TE | COM | 670671106 |  | 304048 | 23174 | SH |  | SOLE |  | 0 | 0 | 23174 |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 |  | 486270 | 35730 | SH |  | SOLE |  | 0 | 0 | 35730 |
| NUVEEN FLOATING RATE INCOME | COM SHS | 6706EN100 |  | 98923 | 12666 | SH |  | SOLE |  | 0 | 0 | 12666 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 135276 | 11198 | SH |  | SOLE |  | 0 | 0 | 11198 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 2281647 | 187944 | SH |  | SOLE |  | 0 | 0 | 187944 |
| NUVEEN PFD  INCOME SECS FD | COM | 67072C105 |  | 284750 | 41875 | SH |  | SOLE |  | 0 | 0 | 41875 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 894388 | 112929 | SH |  | SOLE |  | 0 | 0 | 112929 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 458020 | 62915 | SH |  | SOLE |  | 0 | 0 | 62915 |
| NUVEEN SHORT DURATION CR OPP | COM | 67074X107 |  | 150205 | 12665 | SH |  | SOLE |  | 0 | 0 | 12665 |
| NUVEEN REAL ASSET INCOME  G | COM | 67074Y105 |  | 147755 | 12629 | SH |  | SOLE |  | 0 | 0 | 12629 |
| NUVEEN MUN VALUE FD INC | COM | 670928100 |  | 390326 | 45387 | SH |  | SOLE |  | 0 | 0 | 45387 |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 |  | 512205 | 47252 | SH |  | SOLE |  | 0 | 0 | 47252 |
| PIMCO MUN INCOME FD | COM | 72200R107 |  | 222082 | 21293 | SH |  | SOLE |  | 0 | 0 | 21293 |
| PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 |  | 424694 | 47032 | SH |  | SOLE |  | 0 | 0 | 47032 |
| PIMCO NEW YORK MUN FD II | COM | 72200Y102 |  | 489889 | 61620 | SH |  | SOLE |  | 0 | 0 | 61620 |
| PIMCO MUN INCOME FD III | COM | 72201A103 |  | 378941 | 43506 | SH |  | SOLE |  | 0 | 0 | 43506 |
| PIMCO CALIF MUN INCOME FD II | COM | 72201C109 |  | 88009 | 10540 | SH |  | SOLE |  | 0 | 0 | 10540 |
| PIMCO NEW YORK MUN INCOME FD | COM | 72201E105 |  | 83942 | 12290 | SH |  | SOLE |  | 0 | 0 | 12290 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 |  | 328624 | 17783 | SH |  | SOLE |  | 0 | 0 | 17783 |
| PIONEER FLOATING RATE FUND I | COM | 72369J102 |  | 288070 | 32847 | SH |  | SOLE |  | 0 | 0 | 32847 |
| PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 |  | 387731 | 47868 | SH |  | SOLE |  | 0 | 0 | 47868 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 567412 | 90352 | SH |  | SOLE |  | 0 | 0 | 90352 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 |  | 40922 | 12788 | SH |  | SOLE |  | 0 | 0 | 12788 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 5204046 | 479635 | SH |  | SOLE |  | 0 | 0 | 479635 |
| RIVERNORTH MANAGED DUR MUN I | COM | 76882H105 |  | 156191 | 10847 | SH |  | SOLE |  | 0 | 0 | 10847 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 551452 | 6644 | SH |  | SOLE |  | 0 | 0 | 6644 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 603665 | 3975 | SH |  | SOLE |  | 0 | 0 | 3975 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 652731 | 12621 | SH |  | SOLE |  | 0 | 0 | 12621 |
| VANGUARD WELLINGTON FD | US QUALITY | 921935706 |  | 234147 | 2233 | SH |  | SOLE |  | 0 | 0 | 2233 |
| VANGUARD WELLINGTON FD | US VALUE FACTR | 921935805 |  | 258786 | 2623 | SH |  | SOLE |  | 0 | 0 | 2623 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 280731 | 3258 | SH |  | SOLE |  | 0 | 0 | 3258 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 269628 | 6918 | SH |  | SOLE |  | 0 | 0 | 6918 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 317783 | 2001 | SH |  | SOLE |  | 0 | 0 | 2001 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 846153 | 4425 | SH |  | SOLE |  | 0 | 0 | 4425 |
| VERTICAL CAP INCOME FD | SHS BEN INT | 92535C104 |  | 178553 | 20499 | SH |  | SOLE |  | 0 | 0 | 20499 |
| VIRTUS CONVERTIBLE  INCOME | COM | 92838X102 |  | 233593 | 68703 | SH |  | SOLE |  | 0 | 0 | 68703 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 |  | 290165 | 28814 | SH |  | SOLE |  | 0 | 0 | 28814 |
| WESTERN ASSET MUN HIGH INCOM | COM | 95766N103 |  | 460631 | 72200 | SH |  | SOLE |  | 0 | 0 | 72200 |
| WESTERN ASSET MUN PARTNERS F | COM | 95766P108 |  | 903495 | 77619 | SH |  | SOLE |  | 0 | 0 | 77619 |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 |  | 105883 | 12298 | SH |  | SOLE |  | 0 | 0 | 12298 |
| WESTERN ASSET INTER MUNI FD | COM | 958435109 |  | 188951 | 24895 | SH |  | SOLE |  | 0 | 0 | 24895 |

---