# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-011002
**Filing Date:** 2023-2
**Character Count:** 24969
**Document Hash:** 7a6ddd51305fb4e3ff3fc1dcec537357
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-011002.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001145549-23-011002

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23673462

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### TrueShares ESG Active Opportunities ETF (Series ID: S000068069)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000218111 | TrueShares ESG Active Opportunities ETF | ECOZ            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** C/O U.S. BANCORP FUND SERVICES LLC

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 8336121912

**Item A.2. Information about the Series.**

- **a. Name of Series:** TrueShares ESG Active Opportunities ETF

- **b. EDGAR series identifier (if any):** S000068069

- **c. LEI of Series:** 549300WBJXD9LOUG1816

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $6410026.90

**Total Liabilities:** $59239.19

**Net Assets:** $6350787.71

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000218111 | 8.00%                | 5.66%                | -7.32%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $12486.50                | $468077.79                                 |
| Month 2  | $0.00                    | $363599.84                                 |
| Month 3  | $0.00                    | $-511042.34                                |

### Schedule of Portfolio Investments

| Name                                        | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AT&T Inc                                    | AT&T Inc COM USD1                                       | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      2876 | NS      | $52947.16     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                         | Abbott Laboratories COM NPV                             | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      1273 | NS      | $139762.67    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc.                                 | AbbVie Inc. COM USD0.01                                 | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       754 | NS      | $121853.94    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                   | Adobe Inc COM USD0.0001                                 | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       243 | NS      | $81776.79     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices, Inc.                | Advanced Micro Devices, Inc. COM USD0.01                | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |       941 | NS      | $60948.57     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| The Allstate Corporation                    | The Allstate Corporation COM USD0.01                    | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |      1114 | NS      | $151058.40    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                               | Alphabet Inc. CAP STK USD0.001 CL A                     | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1867 | NS      | $164725.41    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                            | Amazon.com, Inc. COM USD0.01                            | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      1032 | NS      | $86688.00     | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                    | American Express Company COM USD0.20                    | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      1152 | NS      | $170208.00    | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| AmerisourceBergen Corporation               | AmerisourceBergen Corporation COM USD0.01               | CUSIP: 03073E105<br>LEI: AI8GXW8LG5WK7E9UD086 | Long             | EC               | CORP              | US        |      1095 | NS      | $181452.45    | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc.                                  | Amgen Inc. COM USD0.0001                                | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       184 | NS      | $48325.76     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                  | Apple Inc. COM USD0.00001                               | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      1383 | NS      | $179693.19    | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities, Inc.                 | AvalonBay Communities, Inc. COM USD0.01                 | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |       561 | NS      | $90612.72     | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock, Inc.                             | BlackRock, Inc. COM USD0.01                             | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |       136 | NS      | $96373.68     | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                        | Booking Holdings Inc COM USD0.008                       | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |        49 | NS      | $98748.72     | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CBRE Group                                  | CBRE Group COM USD0.01 CLASS A                          | CUSIP: 12504L109<br>LEI: 52990016II9MJ2OSWA10 | Long             | EC               | CORP              | US        |       426 | NS      | $32784.96     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health, Inc.                       | Cardinal Health, Inc. COM NPV                           | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |      1277 | NS      | $98162.99     | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Company                   | Colgate-Palmolive Company COM USD1.00                   | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |       439 | NS      | $34588.81     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation                | Costco Wholesale Corporation COM USD0.01                | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       383 | NS      | $174839.50    | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Company                         | Walt Disney Company COM DISNEY USD0.01                  | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      1077 | NS      | $93569.76     | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc.                        | Electronic Arts Inc. COM USD0.01                        | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |       660 | NS      | $80638.80     | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                          | Enphase Energy Inc COM USD0.00001                       | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |      1103 | NS      | $292250.88    | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy                           | Eversource Energy COM USD5                              | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |       832 | NS      | $69754.88     | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Expeditors International Of Washington Inc. | Expeditors International Of Washington Inc. COM USD0.01 | CUSIP: 302130109<br>LEI: 984500B055A804AB6E40 | Long             | EC               | CORP              | US        |       926 | NS      | $96229.92     | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC                         | FIRST AMERN FDS INC TREAS OBLIGS X                      | CUSIP: 31846V328<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |    136553 | NS      | $136553.32    | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences, Inc.                       | Gilead Sciences, Inc. COM USD0.001                      | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |       601 | NS      | $51595.85     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Grainger W W Inc                            | Grainger W W Inc COM USD0.50                            | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |       397 | NS      | $220831.25    | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc                              | Home Depot Inc COM USD0.05                              | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       234 | NS      | $73911.24     | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc.                    | Illinois Tool Works Inc. COM USD0.01                    | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |       471 | NS      | $103761.30    | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| International Flavors & Fragrances Inc.     | International Flavors & Fragrances Inc. COM USD0.125    | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |      1064 | NS      | $111549.76    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                  | Intuit Inc COM USD0.01                                  | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |       184 | NS      | $71616.48     | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                        | JPMorgan Chase & Co. COM USD1.00                        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       912 | NS      | $122299.20    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                           | Johnson & Johnson COM USD1.00                           | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |       264 | NS      | $46635.60     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                    | Lam Research Corporation COM USD0.001                   | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       194 | NS      | $81538.20     | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MSCI Inc.                                   | MSCI Inc. COM USD0.01                                   | CUSIP: 55354G100<br>LEI: 549300HTIN2PD78UB763 | Long             | EC               | CORP              | US        |       265 | NS      | $123270.05    | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                     | MasterCard Incorporated COM USD0.0001 CLASS A           | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       360 | NS      | $125182.80    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc                            | Merck & Co., Inc COM USD0.50                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |       449 | NS      | $49816.55     | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                       | Microsoft Corporation COM USD0.00000625                 | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       877 | NS      | $210322.14    | 3.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Moodys Corp                                 | Moodys Corp COM USD0.01                                 | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |       192 | NS      | $53495.04     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                               | Netflix, Inc. COM USD0.001                              | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |       152 | NS      | $44821.76     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                                  | Nike, Inc. CLASS'B'COM NPV                              | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      1016 | NS      | $118882.16    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                                | NVIDIA Corp. COM USD0.001                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      1008 | NS      | $147309.12    | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Paypal Holdings Incorporation               | Paypal Holdings Incorporation COM USD0.0001             | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |       565 | NS      | $40239.30     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                                 | Pepsico Inc CAP USD0.016666                             | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       640 | NS      | $115622.40    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                               | Prologis Inc. COM USD0.01                               | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |      1222 | NS      | $137756.06    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc.                               | QUALCOMM Inc. COM USD0.0001                             | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |       656 | NS      | $72120.64     | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation, Inc.                   | Rockwell Automation, Inc. COM USD1                      | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |       819 | NS      | $210949.83    | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                              | S&P Global Inc COM USD1                                 | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       232 | NS      | $77706.08     | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                                   | Block Inc COM USD0.0000001 CL A                         | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |       818 | NS      | $51403.12     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corporation                       | Starbucks Corporation COM USD0.001                      | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |      1264 | NS      | $125388.80    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corporation                           | Sysco Corporation COM USD1                              | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |      2390 | NS      | $182715.50    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corporation                          | Target Corporation COM STK USD0.0833                    | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |       434 | NS      | $64683.36     | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                   | Tesla Inc COM USD0.001                                  | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      1150 | NS      | $141657.00    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                | Thermo Fisher Scientific Inc COM USD1                   | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       222 | NS      | $122253.18    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Tractor Supply Co                           | Tractor Supply Co COM USD0.008                          | CUSIP: 892356106<br>LEI: 549300OJ9VZHZRO6I137 | Long             | EC               | CORP              | US        |       336 | NS      | $75589.92     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                | Truist Financial Corporation COM                        | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |      2235 | NS      | $96172.05     | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc                       | Uber Technologies Inc COM USD0.00001                    | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |      3043 | NS      | $75253.39     | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.                     | UnitedHealth Group Inc. COM USD0.01                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       219 | NS      | $116109.42    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                 | Verizon Communications Inc. COM USD0.10                 | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      1586 | NS      | $62488.40     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc.                                 | Zoetis Inc. COM USD0.01 CL 'A'                          | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |       192 | NS      | $28137.60     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc               | Zoom Video Communications Inc COM USD0.001 CL A         | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |       244 | NS      | $16528.56     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer