# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000172
**Filing Date:** 2025-8
**Character Count:** 43860
**Document Hash:** 2809dec8d3d37cb45c4f9624202c83dd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000172.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000172

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20240930

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251210774

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2024

**Check here if Amendment** [x] **Amendment Number:** 2

**This Amendment (Check only one.):** [ ] is a restatement.

[x] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 388

**Form 13F Information Table Value Total:** $222969180

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 3631 | 24338 | SH |  | DFND | 2 | 24338 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | *W EXP 99/99/999 | G1330L121 |  | 248 | 15289 | SH |  | DFND | 2 | 15289 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 3963 | 198166 | SH |  | DFND | 2 | 198166 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 VAL | 921932844 |  | 215393 | 2250 | SH |  | DFND | 12 | 39 | 0 | 2211 |
| GE AEROSPACE | COM NEW | 369604301 |  | 1323889 | 7011 | SH |  | DFND | 12 | 568 | 0 | 6443 |
| ILEARNINGENGINES INC | *W EXP 04/16/202 | 45175Q114 |  | 2745 | 10357 | SH |  | DFND | 2 | 10357 | 0 | 0 |
| KROGER CO | COM | 501044101 |  | 214334 | 3741 | SH |  | DFND | 12 | 642 | 0 | 3099 |
| BYNORDIC ACQUISITION CORP | *W EXP 07/01/202 | 124420118 |  | 2580 | 36854 | SH |  | DFND | 2 | 36854 | 0 | 0 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 248373 | 2051 | SH |  | DFND | 12 | 1 | 0 | 2050 |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | G2263T107 |  | 845 | 16900 | SH |  | DFND | 2 | 16900 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 13082157 | 26769 | SH |  | DFND | 12 | 1980 | 0 | 24789 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 99/99/999 | G69454117 |  | 2092 | 65157 | SH |  | DFND | 2 | 65157 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 833373 | 6878 | SH |  | DFND | 12 | 1 | 0 | 6877 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 328417 | 5056 | SH |  | DFND | 12 | 3307 | 0 | 1749 |
| TE CONNECTIVITY PLC | ORD SHS | G87052109 |  | 211285 | 1399 | SH |  | DFND | 12 | 1180 | 0 | 219 |
| GLOBAL X FDS | GB MSCI AR ETF | 37950E259 |  | 2305118 | 34768 | SH |  | DFND | 2 | 34768 | 0 | 0 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 3969 | 145374 | SH |  | DFND | 2 | 145374 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 1391 | 123088 | SH |  | DFND | 2 | 123088 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 145393 | 12523 | SH |  | DFND | 12 | 11255 | 0 | 1268 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 489265 | 3346 | SH |  | DFND | 12 | 69 | 0 | 3277 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 437684 | 6173 | SH |  | DFND | 12 | 8 | 0 | 6165 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 |  | 226937 | 1177 | SH |  | DFND | 12 | 431 | 0 | 746 |
| M  T BK CORP | COM | 55261F104 |  | 572143 | 3212 | SH |  | DFND | 12 | 1 | 0 | 3211 |
| METLIFE INC | COM | 59156R108 |  | 259843 | 3150 | SH |  | DFND | 12 | 1260 | 0 | 1890 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 436689 | 7399 | SH |  | DFND | 12 | 286 | 0 | 7113 |
| KRAFT HEINZ CO | COM | 500754106 |  | 204374 | 5821 | SH |  | DFND | 12 | 2854 | 0 | 2967 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 365848 | 2325 | SH |  | DFND | 12 | 50 | 0 | 2275 |
| PPL CORP | COM | 69351T106 |  | 245664 | 7370 | SH |  | DFND | 12 | 2 | 0 | 7368 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 206301 | 4062 | SH |  | DFND | 12 | 1185 | 0 | 2877 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 257446 | 1328 | SH |  | DFND | 12 | 1 | 0 | 1327 |
| CHENGHE ACQUISITION II CO | *W EXP 05/30/203 | G20873116 |  | 720 | 10292 | SH |  | DFND | 2 | 10292 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 213688 | 2178 | SH |  | DFND | 12 | 342 | 0 | 1836 |
| NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 64823D110 |  | 1475 | 49000 | SH |  | DFND | 2 | 49000 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1847976 | 8359 | SH |  | DFND | 12 | 1 | 0 | 8358 |
| APPLIED MATLS INC | COM | 038222105 |  | 1747678 | 8650 | SH |  | DFND | 12 | 9 | 0 | 8641 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 548503 | 6542 | SH |  | DFND | 12 | 2448 | 0 | 4094 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 240044 | 3930 | SH |  | DFND | 12 | 200 | 0 | 3730 |
| SOLVENTUM CORP | COM SHS | 83444M101 |  | 263123 | 3774 | SH |  | DFND | 12 | 2321 | 0 | 1453 |
| DEERE  CO | COM | 244199105 |  | 685523 | 1638 | SH |  | DFND | 12 | 398 | 0 | 1240 |
| ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 |  | 284020 | 11266 | SH |  | DFND | 12 | 4004 | 0 | 7262 |
| EOG RES INC | COM | 26875P101 |  | 698950 | 5686 | SH |  | DFND | 12 | 538 | 0 | 5148 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 743390 | 2555 | SH |  | DFND | 12 | 1 | 0 | 2554 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 213271 | 2684 | SH |  | DFND | 12 | 113 | 0 | 2571 |
| S GLOBAL INC | COM | 78409V104 |  | 444285 | 860 | SH |  | DFND | 12 | 221 | 0 | 639 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 305889 | 3188 | SH |  | DFND | 12 | 2896 | 0 | 292 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1130951 | 10238 | SH |  | DFND | 12 | 4488 | 0 | 5750 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 486653 | 2468 | SH |  | DFND | 12 | 3 | 0 | 2465 |
| EVERSOURCE ENERGY | COM | 30040W108 |  | 212569 | 3124 | SH |  | DFND | 12 | 2445 | 0 | 679 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 |  | 308851 | 9020 | SH |  | DFND | 12 | 241 | 0 | 8779 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 |  | 242559 | 6556 | SH |  | DFND | 12 | 2891 | 0 | 3665 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1271122 | 6149 | SH |  | DFND | 12 | 95 | 0 | 6054 |
| ELI LILLY  CO | COM | 532457108 |  | 5742071 | 6481 | SH |  | DFND | 12 | 190 | 0 | 6291 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 258503 | 1455 | SH |  | DFND | 12 | 344 | 0 | 1111 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 239803 | 2493 | SH |  | DFND | 12 | 741 | 0 | 1752 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 344358 | 3510 | SH |  | DFND | 12 | 2009 | 0 | 1501 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 358070 | 6196 | SH |  | DFND | 12 | 2777 | 0 | 3419 |
| SKYX PLATFORMS CORP | COM | 78471E105 |  | 12931 | 15244 | SH |  | DFND | 2 | 15244 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1546228 | 6649 | SH |  | DFND | 12 | 666 | 0 | 5983 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 482565 | 2611 | SH |  | DFND | 12 | 839 | 0 | 1772 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 478505 | 114 | SH |  | DFND | 12 | 7 | 0 | 107 |
| THE REAL GOOD FOOD COMPANY I | COM CL A | 75601G109 |  | 6992 | 17481 | SH |  | DFND | 2 | 17481 | 0 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 395501 | 11272 | SH |  | DFND | 12 | 6870 | 0 | 4402 |
| CERO THERAPEUTICS HLDGS INC | CLASS A COM | 71902K105 |  | 1549 | 16600 | SH |  | DFND | 2 | 16600 | 0 | 0 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 419200 | 10130 | SH |  | DFND | 12 | 797 | 0 | 9333 |
| AMCOR PLC | ORD | G0250X107 |  | 131383 | 11596 | SH |  | DFND | 12 | 8172 | 0 | 3424 |
| LUCID GROUP INC | COM | 549498103 |  | 38392 | 10876 | SH |  | DFND | 12 | 10465 | 0 | 411 |
| ORION OFFICE REIT INC | COM | 68629Y103 |  | 41386 | 10346 | SH |  | DFND | 12 | 10329 | 0 | 17 |
| FORTINET INC | COM | 34959E109 |  | 780618 | 10066 | SH |  | DFND | 12 | 1044 | 0 | 9022 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 287880 | 8954 | SH |  | DFND | 12 | 203 | 0 | 8751 |
| SPDR SER TR | BLOOMBERG 3-12 M | 78468R523 |  | 288284 | 2895 | SH |  | DFND | 12 | 870 | 0 | 2025 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1269829 | 11689 | SH |  | DFND | 12 | 2379 | 0 | 9310 |
| FIRST TR EXCHANGE-TRADED FD | ULTRA SHT DUR MU | 33740J104 |  | 208150 | 10348 | SH |  | DFND | 12 | 1411 | 0 | 8937 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 216669 | 8118 | SH |  | DFND | 12 | 132 | 0 | 7986 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 41729 | 13772 | SH |  | DFND | 12 | 13171 | 0 | 601 |
| ACURX PHARMACEUTICALS INC | COM | 00510M104 |  | 33820 | 17800 | SH |  | DFND | 2 | 17800 | 0 | 0 |
| PROSPECT CAP CORP | COM | 74348T102 |  | 54574 | 10186 | SH |  | DFND | 12 | 8841 | 0 | 1345 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 997606 | 9723 | SH |  | DFND | 12 | 1346 | 0 | 8377 |
| TEXAS INSTRS INC | COM | 882508104 |  | 962058 | 4657 | SH |  | DFND | 12 | 214 | 0 | 4443 |
| TARGET CORP | COM | 87612E106 |  | 1988043 | 12755 | SH |  | DFND | 12 | 700 | 0 | 12055 |
| ISHARES TR | IBONDS 25 TRM TS | 46436E866 |  | 235652 | 10062 | SH |  | DFND | 12 | 1293 | 0 | 8769 |
| INTERACTIVE STRENGTH INC | COM NEW | 45840Y203 |  | 2667 | 16410 | SH |  | DFND | 2 | 16410 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 255782 | 2148 | SH |  | DFND | 12 | 998 | 0 | 1150 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 860399 | 9126 | SH |  | DFND | 12 | 557 | 0 | 8569 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 592007 | 4142 | SH |  | DFND | 12 | 1931 | 0 | 2211 |
| SHARPS TECHNOLOGY INC | COMMON STOCK | 82003F101 |  | 1817 | 12087 | SH |  | DFND | 2 | 12087 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 705760 | 6309 | SH |  | DFND | 12 | 547 | 0 | 5762 |
| NEW YORK LIFE INVESTMENTS ET | NYLI HEDGE MULTI | 45409B107 |  | 309508 | 9648 | SH |  | DFND | 12 | 418 | 0 | 9230 |
| FEDEX CORP | COM | 31428X106 |  | 344600 | 1255 | SH |  | DFND | 12 | 402 | 0 | 853 |
| ETF SER SOLUTIONS | DEFIANCE CONNECT | 26922A289 |  | 411269 | 9481 | SH |  | DFND | 12 | 248 | 0 | 9233 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 2623582 | 6874 | SH |  | DFND | 12 | 6 | 0 | 6868 |
| LQR HSE INC | COM NEW | 50215C208 |  | 7668 | 13973 | SH |  | DFND | 2 | 13973 | 0 | 0 |
| ADOBE INC | COM | 00724F101 |  | 1321892 | 2553 | SH |  | DFND | 12 | 24 | 0 | 2529 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 463906 | 10284 | SH |  | DFND | 12 | 460 | 0 | 9824 |
| CUMMINS INC | COM | 231021106 |  | 1550109 | 4787 | SH |  | DFND | 12 | 266 | 0 | 4521 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F599 |  | 243418 | 5760 | SH |  | DFND | 12 | 639 | 0 | 5121 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 744710 | 8357 | SH |  | DFND | 12 | 1283 | 0 | 7074 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2890971 | 6814 | SH |  | DFND | 12 | 575 | 0 | 6239 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 34955 | 14565 | SH |  | DFND | 12 | 13049 | 0 | 1516 |
| LIGHTWAVE LOGIC INC | COM | 532275104 |  | 37012 | 13410 | SH |  | DFND | 2 | 13410 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 434516 | 1459 | SH |  | DFND | 12 | 1 | 0 | 1458 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F839 |  | 233664 | 5541 | SH |  | DFND | 12 | 700 | 0 | 4841 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 262180 | 2212 | SH |  | DFND | 12 | 477 | 0 | 1735 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 840464 | 2239 | SH |  | DFND | 12 | 138 | 0 | 2101 |
| IRON MTN INC DEL | COM | 46284V101 |  | 277859 | 2333 | SH |  | DFND | 12 | 1454 | 0 | 879 |
| FANHUA INC | SPONSORED ADR | 30712A103 |  | 26159 | 18422 | SH |  | DFND | 2 | 18422 | 0 | 0 |
| STARBOX GROUP HLDGS LTD. | CL A ORD SHS | G8437S115 |  | 1334 | 10703 | SH |  | DFND | 2 | 10703 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 213759 | 2248 | SH |  | DFND | 12 | 111 | 0 | 2137 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 |  | 223092 | 4223 | SH |  | DFND | 12 | 765 | 0 | 3458 |
| TERRAN ORBITAL CORPORATION | COM | 88105P103 |  | 4078 | 16234 | SH |  | DFND | 2 | 16234 | 0 | 0 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 336262 | 5316 | SH |  | DFND | 12 | 3950 | 0 | 1366 |
| ATLASCLEAR HOLDINGS INC | COM SHS | 128745106 |  | 2832 | 13780 | SH |  | DFND | 2 | 13780 | 0 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 224270 | 1377 | SH |  | DFND | 12 | 221 | 0 | 1156 |
| NUCOR CORP | COM | 670346105 |  | 332902 | 2209 | SH |  | DFND | 12 | 624 | 0 | 1585 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1483734 | 7405 | SH |  | DFND | 12 | 761 | 0 | 6644 |
| NEW FOUND GOLD CORP | COM | 64440N103 |  | 30487 | 12050 | SH |  | DFND | 2 | 12050 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 336920103 |  | 353681 | 3210 | SH |  | DFND | 12 | 797 | 0 | 2413 |
| UNIVERSE PHARMACEUTICALS INC | SHS NEW | G9442G112 |  | 3662 | 15008 | SH |  | DFND | 2 | 15008 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 500143 | 1509 | SH |  | DFND | 12 | 524 | 0 | 985 |
| STARBUCKS CORP | COM | 855244109 |  | 590445 | 6056 | SH |  | DFND | 12 | 780 | 0 | 5276 |
| ATYR PHARMA INC | COM NEW | 002120202 |  | 27648 | 15709 | SH |  | DFND | 2 | 15709 | 0 | 0 |
| TOTALENERGIES SE | SPONSORED ADS | 89151E109 |  | 249014 | 3824 | SH |  | DFND | 12 | 1641 | 0 | 2183 |
| PPG INDS INC | COM | 693506107 |  | 497430 | 3755 | SH |  | DFND | 12 | 1145 | 0 | 2610 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 1107015 | 3947 | SH |  | DFND | 12 | 69 | 0 | 3878 |
| ZAPATA COMPUTING HLDGS INC | COM | 98906V100 |  | 4798 | 17700 | SH |  | DFND | 2 | 17700 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 508102 | 6457 | SH |  | DFND | 12 | 2294 | 0 | 4163 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 211779 | 7283 | SH |  | DFND | 12 | 1471 | 0 | 5812 |
| TRIO PETROLEUM CORP | COMMON STOCK | 89669L108 |  | 2463 | 13495 | SH |  | DFND | 2 | 13495 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 764736 | 2432 | SH |  | DFND | 12 | 1 | 0 | 2431 |
| SALESFORCE INC | COM | 79466L302 |  | 1802315 | 6576 | SH |  | DFND | 12 | 210 | 0 | 6366 |
| INVESCO CURRENCYSHARES CDN D | CDN DLR SHS | 46138T104 |  | 321697 | 4444 | SH |  | DFND | 2 | 4444 | 0 | 0 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NAS | 33740F649 |  | 280648 | 10523 | SH |  | DFND | 12 | 2823 | 0 | 7700 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 912623 | 2582 | SH |  | DFND | 12 | 500 | 0 | 2082 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 925760 | 10083 | SH |  | DFND | 12 | 3825 | 0 | 6258 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 578075 | 3863 | SH |  | DFND | 12 | 379 | 0 | 3484 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 205063 | 1977 | SH |  | DFND | 12 | 95 | 0 | 1882 |
| SHELL PLC | SPON ADS | 780259305 |  | 221601 | 3360 | SH |  | DFND | 12 | 1427 | 0 | 1933 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 398591 | 9693 | SH |  | DFND | 12 | 5675 | 0 | 4018 |
| DIREXION SHS ETF TR | DLY S BR 1X | 25460E869 |  | 113176 | 10105 | SH |  | DFND | 2 | 10105 | 0 | 0 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 530318 | 9026 | SH |  | DFND | 12 | 782 | 0 | 8244 |
| ZSCALER INC | COM | 98980G102 |  | 523418 | 3062 | SH |  | DFND | 12 | 373 | 0 | 2689 |
| DIREXION SHS ETF TR | DAILY FINL BEAR | 25460E240 |  | 82224 | 10395 | SH |  | DFND | 2 | 10395 | 0 | 0 |
| ISHARES TR | MSCI USA SMCP MN | 46435G433 |  | 367678 | 9012 | SH |  | DFND | 12 | 2470 | 0 | 6542 |
| AUTODESK INC | COM | 052769106 |  | 963078 | 3496 | SH |  | DFND | 12 | 448 | 0 | 3048 |
| CANOO INC | CL A COM NEW | 13803R201 |  | 18833 | 19149 | SH |  | DFND | 12 | 13305 | 0 | 5844 |
| CHUBB LIMITED | COM | H1467J104 |  | 252187 | 872 | SH |  | DFND | 12 | 235 | 0 | 637 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 525094 | 5058 | SH |  | DFND | 12 | 1628 | 0 | 3430 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 947344 | 6670 | SH |  | DFND | 12 | 407 | 0 | 6263 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 233355 | 2145 | SH |  | DFND | 12 | 546 | 0 | 1599 |
| DANAHER CORPORATION | COM | 235851102 |  | 1386155 | 4981 | SH |  | DFND | 12 | 487 | 0 | 4494 |
| ISHARES TR | IBONDS 24 TRM TS | 46436E874 |  | 486888 | 20287 | SH |  | DFND | 12 | 11292 | 0 | 8995 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 783973 | 15360 | SH |  | DFND | 12 | 5934 | 0 | 9426 |
| GENERAL MLS INC | COM | 370334104 |  | 628221 | 8507 | SH |  | DFND | 12 | 2653 | 0 | 5854 |
| INTUIT | COM | 461202103 |  | 1140960 | 1837 | SH |  | DFND | 12 | 1 | 0 | 1836 |
| YATSEN HLDG LTD | SPONSORED ADS | 985194208 |  | 48081 | 14100 | SH |  | DFND | 2 | 14100 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 497243 | 4106 | SH |  | DFND | 12 | 918 | 0 | 3188 |
| TEUCRIUM COMMODITY TR | WHEAT FD | 88166A508 |  | 87906 | 16776 | SH |  | DFND | 2 | 16776 | 0 | 0 |
| CUTERA INC | COM | 232109108 |  | 8609 | 10914 | SH |  | DFND | 2 | 10914 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 460392 | 10562 | SH |  | DFND | 12 | 998 | 0 | 9564 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 602528 | 6655 | SH |  | DFND | 12 | 1850 | 0 | 4805 |
| NEWMONT CORP | COM | 651639106 |  | 276911 | 5181 | SH |  | DFND | 12 | 2397 | 0 | 2784 |
| KWESST MICRO SYSTEMS INC | COM NEW | 501506604 |  | 2727 | 17710 | SH |  | DFND | 2 | 17710 | 0 | 0 |
| 3M CO | COM | 88579Y101 |  | 1016688 | 7437 | SH |  | DFND | 12 | 956 | 0 | 6481 |
| DIREXION SHS ETF TR | DAILY TECH OCT21 | 25460G393 |  | 58243 | 10907 | SH |  | DFND | 2 | 10907 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 411633 | 4196 | SH |  | DFND | 12 | 1432 | 0 | 2764 |
| TWO RDS SHARED TR | LEADERSHS ACTIVI | 90214Q717 |  | 230647 | 6836 | SH |  | DFND | 12 | 269 | 0 | 6567 |
| XCEL ENERGY INC | COM | 98389B100 |  | 274438 | 4196 | SH |  | DFND | 12 | 3394 | 0 | 802 |
| MANGOCEUTICALS INC | COM | 56270V106 |  | 3221 | 13647 | SH |  | DFND | 2 | 13647 | 0 | 0 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 73428 | 10342 | SH |  | DFND | 12 | 3602 | 0 | 6740 |
| BOEING CO | COM | 097023105 |  | 548570 | 3608 | SH |  | DFND | 12 | 345 | 0 | 3263 |
| ISHARES TR | MBS ETF | 464288588 |  | 613351 | 6402 | SH |  | DFND | 12 | 3912 | 0 | 2490 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 470496 | 3931 | SH |  | DFND | 12 | 1792 | 0 | 2139 |
| GE VERNOVA INC | COM | 36828A101 |  | 581864 | 2282 | SH |  | DFND | 12 | 274 | 0 | 2008 |
| PHILLIPS 66 | COM | 718546104 |  | 417309 | 3175 | SH |  | DFND | 12 | 1215 | 0 | 1960 |
| AFLAC INC | COM | 001055102 |  | 501834 | 4489 | SH |  | DFND | 12 | 2012 | 0 | 2477 |
| DISNEY WALT CO | COM | 254687106 |  | 1001849 | 10415 | SH |  | DFND | 12 | 1560 | 0 | 8855 |
| SHOPIFY INC | CL A | 82509L107 |  | 656908 | 8197 | SH |  | DFND | 12 | 545 | 0 | 7652 |
| CAYSON ACQUISITION CORP | UNIT 99/99/9999 | G1993W125 |  | 488305 | 48733 | SH |  | DFND | 2 | 48733 | 0 | 0 |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | G7185D114 |  | 6666 | 222200 | SH |  | DFND | 2 | 222200 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 99/99/999 | 42600H116 |  | 938 | 13400 | SH |  | DFND | 2 | 13400 | 0 | 0 |
| GP-ACT III ACQUISITION CORP | *W EXP 05/13/202 | G4035N129 |  | 2750 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 99/99/999 | 04845A116 |  | 2565 | 127624 | SH |  | DFND | 2 | 127624 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | RIGHT 12/13/2026 | G0230C132 |  | 2923 | 27238 | SH |  | DFND | 2 | 27238 | 0 | 0 |
| SILVERBOX CORP IV | UNIT 99/99/9999 | G81354113 |  | 1458964 | 145460 | SH |  | DFND | 2 | 145460 | 0 | 0 |
| VOYAGER ACQUISITION CORP | UNIT 99/99/9999 | G93A7H120 |  | 459990 | 45999 | SH |  | DFND | 2 | 45999 | 0 | 0 |
| SILVERBOX CORP III | COM CL A | 82836N107 |  | 216131 | 20199 | SH |  | DFND | 2 | 20199 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | G6363K114 |  | 4725 | 52500 | SH |  | DFND | 2 | 52500 | 0 | 0 |
| PERCEPTIVE CAP SOLUTIONS COR | CL A ORD SHS | G70077105 |  | 400400 | 40000 | SH |  | DFND | 2 | 40000 | 0 | 0 |
| FOCUS IMPACT BH3 ACQUISITION | *W EXP 99/99/999 | 22677T110 |  | 907 | 21900 | SH |  | DFND | 2 | 21900 | 0 | 0 |
| PLUM ACQUISITION CORP III | *W EXP 03/31/202 | G63290103 |  | 2888 | 54794 | SH |  | DFND | 2 | 54794 | 0 | 0 |
| SILVERBOX CORP III | *W EXP 02/28/202 | 82836N115 |  | 3514 | 35100 | SH |  | DFND | 2 | 35100 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 |  | 939 | 12500 | SH |  | DFND | 2 | 12500 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 895 | 48399 | SH |  | DFND | 2 | 48399 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 2887 | 142915 | SH |  | DFND | 2 | 142915 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 2158 | 149850 | SH |  | DFND | 2 | 149850 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | G1745A124 |  | 2633 | 112500 | SH |  | DFND | 2 | 112500 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 45827K119 |  | 3190 | 79356 | SH |  | DFND | 2 | 79356 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 5891 | 158799 | SH |  | DFND | 2 | 158799 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 7306 | 240321 | SH |  | DFND | 2 | 240321 | 0 | 0 |
| GORES HOLDINGS IX INC | *W EXP 01/14/202 | 38287A119 |  | 757 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| VOYAGER ACQUISITION CORP | *W EXP 05/16/203 | G93A7H112 |  | 17424 | 193600 | SH |  | DFND | 2 | 193600 | 0 | 0 |
| GIGCAPITAL7 CORP | ORD SHS CL A | G38648104 |  | 248250 | 25000 | SH |  | DFND | 2 | 25000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 4849 | 209900 | SH |  | DFND | 2 | 209900 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 3592 | 143100 | SH |  | DFND | 2 | 143100 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 2930 | 287300 | SH |  | DFND | 2 | 287300 | 0 | 0 |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | G19305120 |  | 1350 | 24500 | SH |  | DFND | 2 | 24500 | 0 | 0 |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | G52443127 |  | 4776 | 99300 | SH |  | DFND | 2 | 99300 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 8806 | 225800 | SH |  | DFND | 2 | 225800 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | G4828B118 |  | 783 | 49900 | SH |  | DFND | 2 | 49900 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 438523 | 1617 | SH |  | DFND | 1 | 0 | 0 | 1617 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 032108664 |  | 555334 | 8133 | SH |  | DFND | 1 | 0 | 0 | 8133 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 902779 | 1736 | SH |  | DFND | 1 | 0 | 0 | 1736 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 557026 | 9324 | SH |  | DFND | 1 | 0 | 0 | 9324 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 675631 | 4871 | SH |  | DFND | 1 | 0 | 0 | 4871 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 837369 | 3011 | SH |  | DFND | 1 | 0 | 0 | 3011 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 1204695 | 946 | SH |  | DFND | 1 | 0 | 0 | 946 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 256208 | 1063 | SH |  | DFND | 1 | 0 | 0 | 1063 |
| THE CIGNA GROUP | COM | 125523100 |  | 1320648 | 3812 | SH |  | DFND | 1 | 0 | 0 | 3812 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 795744 | 2936 | SH |  | DFND | 1 | 0 | 0 | 2936 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 |  | 320585 | 4430 | SH |  | DFND | 1 | 0 | 0 | 4430 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 |  | 431055 | 7481 | SH |  | DFND | 1 | 0 | 0 | 7481 |
| CINTAS CORP | COM | 172908105 |  | 543495 | 2640 | SH |  | DFND | 1 | 0 | 0 | 2640 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 |  | 343839 | 4815 | SH |  | DFND | 1 | 0 | 0 | 4815 |
| DICKS SPORTING GOODS INC | COM | 253393102 |  | 264447 | 1260 | SH |  | DFND | 1 | 0 | 0 | 1260 |
| EASTMAN CHEM CO | COM | 277432100 |  | 236264 | 2094 | SH |  | DFND | 1 | 0 | 0 | 2094 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 202419 | 2827 | SH |  | DFND | 1 | 0 | 0 | 2827 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 1484755 | 7761 | SH |  | DFND | 1 | 0 | 0 | 7761 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 326962 | 1162 | SH |  | DFND | 1 | 0 | 0 | 1162 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 548909 | 1816 | SH |  | DFND | 1 | 0 | 0 | 1816 |
| GOLDMAN SACHS ETF TR | HEDGE IND ETF | 381430545 |  | 220799 | 1846 | SH |  | DFND | 1 | 0 | 0 | 1846 |
| HERSHEY CO | COM | 427866108 |  | 585309 | 3052 | SH |  | DFND | 1 | 0 | 0 | 3052 |
| HUMANA INC | COM | 444859102 |  | 539503 | 1699 | SH |  | DFND | 1 | 0 | 0 | 1699 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 416374 | 1580 | SH |  | DFND | 1 | 0 | 0 | 1580 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 359977 | 7243 | SH |  | DFND | 1 | 0 | 0 | 7243 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 305347 | 1946 | SH |  | DFND | 1 | 0 | 0 | 1946 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 226284 | 3609 | SH |  | DFND | 1 | 0 | 0 | 3609 |
| ISHARES TR | MORNINGSTAR GRWT | 464287119 |  | 235732 | 2805 | SH |  | DFND | 1 | 0 | 0 | 2805 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 267696 | 1982 | SH |  | DFND | 1 | 0 | 0 | 1982 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 734068 | 6497 | SH |  | DFND | 1 | 0 | 0 | 6497 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 227948 | 2762 | SH |  | DFND | 1 | 0 | 0 | 2762 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 436051 | 3297 | SH |  | DFND | 1 | 0 | 0 | 3297 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 312600 | 2147 | SH |  | DFND | 1 | 0 | 0 | 2147 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 770586 | 8382 | SH |  | DFND | 1 | 0 | 0 | 8382 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 334854 | 2007 | SH |  | DFND | 1 | 0 | 0 | 2007 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 1121002 | 3947 | SH |  | DFND | 1 | 0 | 0 | 3947 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 252228 | 772 | SH |  | DFND | 1 | 0 | 0 | 772 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 549592 | 3625 | SH |  | DFND | 1 | 0 | 0 | 3625 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 306614 | 2042 | SH |  | DFND | 1 | 0 | 0 | 2042 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 267761 | 3669 | SH |  | DFND | 1 | 0 | 0 | 3669 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 317508 | 2870 | SH |  | DFND | 1 | 0 | 0 | 2870 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 329135 | 5558 | SH |  | DFND | 1 | 0 | 0 | 5558 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 592618 | 5505 | SH |  | DFND | 1 | 0 | 0 | 5505 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 326709 | 5515 | SH |  | DFND | 1 | 0 | 0 | 5515 |
| LINCOLN NATL CORP IND | COM | 534187109 |  | 205798 | 6531 | SH |  | DFND | 1 | 0 | 0 | 6531 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 3767772 | 6445 | SH |  | DFND | 1 | 0 | 0 | 6445 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 713922 | 2631 | SH |  | DFND | 1 | 0 | 0 | 2631 |
| NIKE INC | CL B | 654106103 |  | 207054 | 2332 | SH |  | DFND | 1 | 0 | 0 | 2332 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 241620 | 972 | SH |  | DFND | 1 | 0 | 0 | 972 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 435727 | 825 | SH |  | DFND | 1 | 0 | 0 | 825 |
| ONEOK INC NEW | COM | 682680103 |  | 392457 | 4307 | SH |  | DFND | 1 | 0 | 0 | 4307 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 264211 | 773 | SH |  | DFND | 1 | 0 | 0 | 773 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 313872 | 3518 | SH |  | DFND | 1 | 0 | 0 | 3518 |
| PULTE GROUP INC | COM | 745867101 |  | 202377 | 1408 | SH |  | DFND | 1 | 0 | 0 | 1408 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 321020 | 7486 | SH |  | DFND | 1 | 0 | 0 | 7486 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 283914 | 1414 | SH |  | DFND | 1 | 0 | 0 | 1414 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 570212 | 8012 | SH |  | DFND | 1 | 0 | 0 | 8012 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 258645 | 3888 | SH |  | DFND | 1 | 0 | 0 | 3888 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 347618 | 5123 | SH |  | DFND | 1 | 0 | 0 | 5123 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 258667 | 5112 | SH |  | DFND | 1 | 0 | 0 | 5112 |
| SNAP ON INC | COM | 833034101 |  | 324823 | 1121 | SH |  | DFND | 1 | 0 | 0 | 1121 |
| STOCK YDS BANCORP INC | COM | 861025104 |  | 262470 | 4213 | SH |  | DFND | 1 | 0 | 0 | 4213 |
| STRYKER CORPORATION | COM | 863667101 |  | 422079 | 1166 | SH |  | DFND | 1 | 0 | 0 | 1166 |
| SYNOPSYS INC | COM | 871607107 |  | 366626 | 724 | SH |  | DFND | 1 | 0 | 0 | 724 |
| TJX COS INC NEW | COM | 872540109 |  | 1046425 | 8903 | SH |  | DFND | 1 | 0 | 0 | 8903 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 610391 | 3502 | SH |  | DFND | 1 | 0 | 0 | 3502 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 |  | 475886 | 3096 | SH |  | DFND | 1 | 0 | 0 | 3096 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 1731557 | 2798 | SH |  | DFND | 1 | 0 | 0 | 2798 |
| UNION PAC CORP | COM | 907818108 |  | 697690 | 2831 | SH |  | DFND | 1 | 0 | 0 | 2831 |
| UNITED RENTALS INC | COM | 911363109 |  | 368038 | 455 | SH |  | DFND | 1 | 0 | 0 | 455 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 1889369 | 5869 | SH |  | DFND | 1 | 0 | 0 | 5869 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 842799 | 6570 | SH |  | DFND | 1 | 0 | 0 | 6570 |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 |  | 227564 | 1894 | SH |  | DFND | 1 | 0 | 0 | 1894 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 562584 | 7663 | SH |  | DFND | 1 | 0 | 0 | 7663 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 314286 | 6148 | SH |  | DFND | 1 | 0 | 0 | 6148 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 326642 | 1948 | SH |  | DFND | 1 | 0 | 0 | 1948 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 480869 | 1975 | SH |  | DFND | 1 | 0 | 0 | 1975 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 249834 | 946 | SH |  | DFND | 1 | 0 | 0 | 946 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 1016508 | 5571 | SH |  | DFND | 1 | 0 | 0 | 5571 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 1254814 | 979 | SH |  | DFND | 1 | 0 | 0 | 979 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 8487636 | 93476 | SH |  | DFND | 1 | 0 | 0 | 93476 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 1760338 | 97256 | SH |  | DFND | 1 | 0 | 0 | 97256 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 2343348 | 11062 | SH |  | DFND | 1 | 0 | 0 | 11062 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 243812 | 4677 | SH |  | DFND | 1 | 0 | 0 | 4677 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 205952 | 8045 | SH |  | DFND | 1 | 0 | 0 | 8045 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 606545 | 7125 | SH |  | DFND | 1 | 0 | 0 | 7125 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 273326 | 684 | SH |  | DFND | 1 | 0 | 0 | 684 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 289810 | 1936 | SH |  | DFND | 1 | 0 | 0 | 1936 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 347310 | 3299 | SH |  | DFND | 1 | 0 | 0 | 3299 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 833041 | 3233 | SH |  | DFND | 1 | 0 | 0 | 3233 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 546414 | 2101 | SH |  | DFND | 1 | 0 | 0 | 2101 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 5396058 | 6087 | SH |  | DFND | 1 | 0 | 0 | 6087 |
| CROWN CASTLE INC | COM | 22822V101 |  | 649196 | 5472 | SH |  | DFND | 1 | 0 | 0 | 5472 |
| DOMINOS PIZZA INC | COM | 25754A201 |  | 291737 | 678 | SH |  | DFND | 1 | 0 | 0 | 678 |
| EQUINIX INC | COM | 29444U700 |  | 225606 | 254 | SH |  | DFND | 1 | 0 | 0 | 254 |
| META PLATFORMS INC | CL A | 30303M102 |  | 4667710 | 8154 | SH |  | DFND | 1 | 0 | 0 | 8154 |
| FIRST TR EXCHANGE-TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 311069 | 8648 | SH |  | DFND | 1 | 0 | 0 | 8648 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 326093 | 2352 | SH |  | DFND | 1 | 0 | 0 | 2352 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 881958 | 8625 | SH |  | DFND | 1 | 0 | 0 | 8625 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 444936 | 3798 | SH |  | DFND | 1 | 0 | 0 | 3798 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 1184158 | 9009 | SH |  | DFND | 1 | 0 | 0 | 9009 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 280757 | 7210 | SH |  | DFND | 1 | 0 | 0 | 7210 |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 33737J158 |  | 341656 | 6298 | SH |  | DFND | 1 | 0 | 0 | 6298 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 542156 | 9401 | SH |  | DFND | 1 | 0 | 0 | 9401 |
| FIRST TR EXCH TRD ALPHDX FD | UNIT KING ALPH | 33737J224 |  | 214193 | 5121 | SH |  | DFND | 1 | 0 | 0 | 5121 |
| FIRST TR EXCH TRD ALPHDX FD | SWITZLND ALPHA | 33737J232 |  | 234542 | 3327 | SH |  | DFND | 1 | 0 | 0 | 3327 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 279609 | 5887 | SH |  | DFND | 1 | 0 | 0 | 5887 |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 33739N108 |  | 316436 | 6090 | SH |  | DFND | 1 | 0 | 0 | 6090 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 33740F433 |  | 248684 | 7021 | SH |  | DFND | 1 | 0 | 0 | 7021 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F623 |  | 276012 | 6172 | SH |  | DFND | 1 | 0 | 0 | 6172 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F847 |  | 291175 | 6172 | SH |  | DFND | 1 | 0 | 0 | 6172 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U208 |  | 308866 | 6420 | SH |  | DFND | 1 | 0 | 0 | 6420 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 33740U711 |  | 209659 | 6063 | SH |  | DFND | 1 | 0 | 0 | 6063 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 33740U810 |  | 352970 | 9200 | SH |  | DFND | 1 | 0 | 0 | 9200 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U885 |  | 237324 | 5870 | SH |  | DFND | 1 | 0 | 0 | 5870 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 254978 | 9162 | SH |  | DFND | 1 | 0 | 0 | 9162 |
| FORTIVE CORP | COM | 34959J108 |  | 481625 | 6102 | SH |  | DFND | 1 | 0 | 0 | 6102 |
| HCA HEALTHCARE INC | COM | 40412C101 |  | 437632 | 1077 | SH |  | DFND | 1 | 0 | 0 | 1077 |
| IDEX CORP | COM | 45167R104 |  | 746654 | 3481 | SH |  | DFND | 1 | 0 | 0 | 3481 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 926823 | 5770 | SH |  | DFND | 1 | 0 | 0 | 5770 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 261356 | 532 | SH |  | DFND | 1 | 0 | 0 | 532 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 321951 | 9989 | SH |  | DFND | 1 | 0 | 0 | 9989 |
| INVESCO EXCHANGE TRADED FD T | S 100 EQL WIGH | 46137V449 |  | 270739 | 2646 | SH |  | DFND | 1 | 0 | 0 | 2646 |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT UTIL | 46137V795 |  | 287202 | 7100 | SH |  | DFND | 1 | 0 | 0 | 7100 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 556051 | 7752 | SH |  | DFND | 1 | 0 | 0 | 7752 |
| INVESCO EXCH TRADED FD TR II | S 500 REVENUE | 46138G698 |  | 265623 | 2709 | SH |  | DFND | 1 | 0 | 0 | 2709 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 |  | 226081 | 9243 | SH |  | DFND | 1 | 0 | 0 | 9243 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 296161 | 3861 | SH |  | DFND | 1 | 0 | 0 | 3861 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 970620 | 5413 | SH |  | DFND | 1 | 0 | 0 | 5413 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 247773 | 1222 | SH |  | DFND | 1 | 0 | 0 | 1222 |
| ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 |  | 216487 | 8625 | SH |  | DFND | 1 | 0 | 0 | 8625 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 375257 | 5298 | SH |  | DFND | 1 | 0 | 0 | 5298 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 1248299 | 9893 | SH |  | DFND | 1 | 0 | 0 | 9893 |
| ISHARES TR | IBDS DEC28 ETF | 46435U515 |  | 228402 | 8946 | SH |  | DFND | 1 | 0 | 0 | 8946 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 |  | 284655 | 4311 | SH |  | DFND | 1 | 0 | 0 | 4311 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 425638 | 8389 | SH |  | DFND | 1 | 0 | 0 | 8389 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 212238 | 3864 | SH |  | DFND | 1 | 0 | 0 | 3864 |
| J P MORGAN EXCHANGE TRADED F | HEDGED EQUITY LA | 46654Q724 |  | 324409 | 5306 | SH |  | DFND | 1 | 0 | 0 | 5306 |
| KKR  CO INC | COM | 48251W104 |  | 975753 | 7472 | SH |  | DFND | 1 | 0 | 0 | 7472 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 3174528 | 6429 | SH |  | DFND | 1 | 0 | 0 | 6429 |
| MCKESSON CORP | COM | 58155Q103 |  | 274264 | 554 | SH |  | DFND | 1 | 0 | 0 | 554 |
| NETFLIX INC | COM | 64110L106 |  | 1478119 | 2084 | SH |  | DFND | 1 | 0 | 0 | 2084 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 787795 | 9320 | SH |  | DFND | 1 | 0 | 0 | 9320 |
| ORACLE CORP | COM | 68389X105 |  | 976812 | 5732 | SH |  | DFND | 1 | 0 | 0 | 5732 |
| PACER FDS TR | TRENDPILOT 100 | 69374H303 |  | 221970 | 3027 | SH |  | DFND | 1 | 0 | 0 | 3027 |
| PACER FDS TR | PAC ASSET FLTG | 69374H428 |  | 272490 | 5692 | SH |  | DFND | 1 | 0 | 0 | 5692 |
| PACER FDS TR | METAURUS CAP 400 | 69374H436 |  | 317516 | 8252 | SH |  | DFND | 1 | 0 | 0 | 8252 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 |  | 294959 | 5452 | SH |  | DFND | 1 | 0 | 0 | 5452 |
| PIMCO EQUITY SER | RAFI DYN MULTI | 72202L371 |  | 246946 | 7596 | SH |  | DFND | 1 | 0 | 0 | 7596 |
| PROLOGIS INC. | COM | 74340W103 |  | 510262 | 4041 | SH |  | DFND | 1 | 0 | 0 | 4041 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 741894 | 6915 | SH |  | DFND | 1 | 0 | 0 | 6915 |
| PUBLIC STORAGE OPER CO | COM | 74460D109 |  | 258161 | 709 | SH |  | DFND | 1 | 0 | 0 | 709 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 229170 | 218 | SH |  | DFND | 1 | 0 | 0 | 218 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 608383 | 6158 | SH |  | DFND | 1 | 0 | 0 | 6158 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 462800 | 810 | SH |  | DFND | 1 | 0 | 0 | 810 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 201933 | 2065 | SH |  | DFND | 1 | 0 | 0 | 2065 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 591814 | 7130 | SH |  | DFND | 1 | 0 | 0 | 7130 |
| SERVICENOW INC | COM | 81762P102 |  | 1029443 | 1151 | SH |  | DFND | 1 | 0 | 0 | 1151 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 352200 | 4686 | SH |  | DFND | 1 | 0 | 0 | 4686 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3896272 | 6664 | SH |  | DFND | 1 | 0 | 0 | 6664 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 1226433 | 4997 | SH |  | DFND | 1 | 0 | 0 | 4997 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 |  | 811556 | 8540 | SH |  | DFND | 1 | 0 | 0 | 8540 |
| VANGUARD WORLD FD | CONSUM DIS ETF | 92204A108 |  | 696970 | 2042 | SH |  | DFND | 1 | 0 | 0 | 2042 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 |  | 856262 | 1458 | SH |  | DFND | 1 | 0 | 0 | 1458 |
| VANGUARD WORLD FD | UTILITIES ETF | 92204A876 |  | 332142 | 1894 | SH |  | DFND | 1 | 0 | 0 | 1894 |
| VANGUARD WORLD FD | COMM SRVC ETF | 92204A884 |  | 816284 | 5594 | SH |  | DFND | 1 | 0 | 0 | 5594 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 1335928 | 4997 | SH |  | DFND | 1 | 0 | 0 | 4997 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 305092 | 656 | SH |  | DFND | 1 | 0 | 0 | 656 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 654867 | 9655 | SH |  | DFND | 1 | 0 | 0 | 9655 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 298285 | 8799 | SH |  | DFND | 1 | 0 | 0 | 8799 |
| VICTORY PORTFOLIOS II | VICTORYSHARES WE | 92647P126 |  | 311864 | 7919 | SH |  | DFND | 1 | 0 | 0 | 7919 |
| VISA INC | COM CL A | 92826C839 |  | 2556175 | 9297 | SH |  | DFND | 1 | 0 | 0 | 9297 |
| VISTRA CORP | COM | 92840M102 |  | 211015 | 1780 | SH |  | DFND | 1 | 0 | 0 | 1780 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 438780 | 2114 | SH |  | DFND | 1 | 0 | 0 | 2114 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 367079 | 4411 | SH |  | DFND | 1 | 0 | 0 | 4411 |
| ZOETIS INC | CL A | 98978V103 |  | 1334077 | 6828 | SH |  | DFND | 1 | 0 | 0 | 6828 |
| LINDE PLC | SHS | G54950103 |  | 271104 | 569 | SH |  | DFND | 1 | 0 | 0 | 569 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 366834 | 944 | SH |  | DFND | 1 | 0 | 0 | 944 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 270169 | 324 | SH |  | DFND | 1 | 0 | 0 | 324 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 368160 | 1527 | SH |  | DFND | 1 | 0 | 0 | 1527 |

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