# EDGAR Filing Document

**Accession Number:** 0000046194
**File Stem:** 0000046194-26-000001
**Filing Date:** 2026-4
**Character Count:** 2666
**Document Hash:** 0b23eff5232b842ac9edd77506d87f9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000046194-26-000001.hdr.sgml**: 20260402

**ACCESSION NUMBER**: 0000046194-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260402

**DATE AS OF CHANGE**: 20260402

**EFFECTIVENESS DATE**: 20260402

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EMPIRE STATE FINANCIAL, INC.
- **CENTRAL INDEX KEY:** 0000046194

**ORGANIZATION NAME:**
- **EIN:** 132673610
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-16309
- **FILM NUMBER:** 26835937

**BUSINESS ADDRESS:**
- **STREET 1:** 20 W. PARK AVE.
- **STREET 2:** SUITE 207
- **CITY:** LONG BEACH
- **STATE:** NY
- **ZIP:** 11561
- **BUSINESS PHONE:** 516-442-1883

**MAIL ADDRESS:**
- **STREET 1:** 20 W. PARK AVE.
- **STREET 2:** SUITE 207
- **CITY:** LONG BEACH
- **STATE:** NY
- **ZIP:** 11561

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAVKIT CORPORATION
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EMPIRE STATE FINANCIAL, INC.
- **DATE OF NAME CHANGE:** 20140102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAVKIT CORPORATION
- **DATE OF NAME CHANGE:** 20140102

### Attached PDF Documents

**Attachment 1:** `esf25s.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000046194

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** EMPIRE STATE FINANCIAL, INC.

**Business Address:** 20 W. PARK AVE., SUITE 207, LONG BEACH, NY, 11561

**Contact Person:** Bryan Glass

**Contact Phone:** 516-442-1883

### Independent Public Accountant Identification

**Accountant Name:** Berkower LLC

**Accountant Address:** 517 Route 1, Suite 4103, Iselin, NJ, 08830

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Bryan Glass**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **EMPIRE STATE FINANCIAL, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Bryan Glass

**Title:** CEO