# EDGAR Filing Document

**Accession Number:** 0001812980
**File Stem:** 0001812980-25-000009
**Filing Date:** 2025-12
**Character Count:** 2385
**Document Hash:** 16691f5f719af3954d963377a972d364
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001812980-25-000009.hdr.sgml**: 20251201

**ACCESSION NUMBER**: 0001812980-25-000009

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251201

**DATE AS OF CHANGE**: 20251201

**EFFECTIVENESS DATE**: 20251201

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EXCELSIOR EQUITIES, LLC
- **CENTRAL INDEX KEY:** 0001812980

**ORGANIZATION NAME:**
- **EIN:** 834445831
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70533
- **FILM NUMBER:** 251539268

**BUSINESS ADDRESS:**
- **STREET 1:** 6795 EAST TENNESSEE AVENUE
- **STREET 2:** SUITE 210
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80224
- **BUSINESS PHONE:** 612-202-7677

**MAIL ADDRESS:**
- **STREET 1:** 6795 EAST TENNESSEE AVENUE
- **STREET 2:** SUITE 210
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80224

### Attached PDF Documents

**Attachment 1:** `edgarpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001812980

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** EXCELSIOR EQUITIES, LLC

**Business Address:** 6795 EAST TENNESSEE AVENUE, SUITE 210, DENVER, CO, 80224

**Contact Person:** Olga Rip

**Contact Phone:** 8045641588

### Independent Public Accountant Identification

**Accountant Name:** Spicer Jeffries LLP

**Accountant Address:** 4601 DTC Boulevard, Suite 700, Denver, CO, 80237

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **John Flood, CEO**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **EXCELSIOR EQUITIES, LLC**, as of **09-30-2025**, are true and correct.

**Signature:** John Flood

**Title:** CEO

**Notarized:** Yes