# EDGAR Filing Document

**Accession Number:** 0001285203
**File Stem:** 9999999997-23-001373
**Filing Date:** 2023-2
**Character Count:** 1250
**Document Hash:** d2255976e0442661e56fee256eac8b32
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001373.hdr.sgml**: 20230405

**ACCESSION NUMBER**: 9999999997-23-001373

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230405

**EFFECTIVENESS DATE**: 20230224

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STONECASTLE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001285203
- **IRS NUMBER:** 043794627
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66434
- **FILM NUMBER:** 23000884

**BUSINESS ADDRESS:**
- **STREET 1:** 152 WEST 57TH STREET
- **STREET 2:** 35TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 347-887-0316

**MAIL ADDRESS:**
- **STREET 1:** 152 WEST 57TH STREET
- **STREET 2:** 35TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STONE CASTLE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20040329

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000884 for access to the original document.

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