# EDGAR Filing Document

**Accession Number:** 0001096339
**File Stem:** 0001515971-23-000022
**Filing Date:** 2023-3
**Character Count:** 4459
**Document Hash:** f7d34eecb2568a8a20ef4efe900baf1d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001515971-23-000022.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 0001515971-23-000022

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230303

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SARATOGA RESOURCES INC /TX
- **CENTRAL INDEX KEY:** 0001096339
- **STANDARD INDUSTRIAL CLASSIFICATION:** OIL AND GAS FIELD EXPLORATION SERVICES [1382]
- **IRS NUMBER:** 760314489
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35241
- **FILM NUMBER:** 23707545

**BUSINESS ADDRESS:**
- **STREET 1:** 1304 ALTA VISTA
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78704
- **BUSINESS PHONE:** 512-940-1948

**MAIL ADDRESS:**
- **STREET 1:** 1304 ALTA VISTA
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78704

?xml version="1.0" encoding="utf-8"?

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): March 3, 2023

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| |
|:---|
| &nbsp;&nbsp;**SARATOGA RESOURCES, INC.** |
| &nbsp;&nbsp;(Exact name of registrant as specified in Charter) |

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<u>Texas</u> <u>0-27563</u> <u>76-0314489</u> <br> (State or other jurisdiction of incorporation or organization) (Commission File No.) (IRS Employer Identification No.)

<u> 3112 Windsor Rd, #107 Austin, Texas 78703</u> <br> (Address of Principal Executive Offices)(Zip Code)

<u>512-940-1948</u> <br> (Issuer Telephone number)

  <br> (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):

□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act

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|:---|:---|:---|
| &nbsp;&nbsp; Title of each class | &nbsp;&nbsp; Trading Symbol(s) | &nbsp;&nbsp; Name of each exchange on which registered |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

☐

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| | |
|:---|:---|
| **Item 5.02** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers** |

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Effective on the filing of this Form 8-K, March 6, 2023, Thomas Cooke resigned as Chief Executive Officer, President and Secretary of Saratoga Resources, Inc. (the "Company"). Mr. Cooke resigned due to non-reimbursement of expenses, ongoing non-payment of salary accruing since the Company's exit from bankruptcy in 2016 and the absence of funds, revenues and operations.

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|:---|:---|
| **Item 8.01** | **Other Events** |

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Effective March 3, 2023, the Company's address is 3112 Windsor Road, #107, Austin, Texas 78703.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | SARATOGA RESOURCES, INC. | SARATOGA RESOURCES, INC. |
| Date: March 6, 2023 |  |  |
|  | By: | /s/ Thomas Cooke |
|  |  | Thomas Cooke |
|  |  | President |

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