# EDGAR Filing Document

**Accession Number:** 0000875885
**File Stem:** 9999999997-23-001678
**Filing Date:** 2023-3
**Character Count:** 1464
**Document Hash:** a694be30026d1bcf44fb27ee3a1bb1e1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001678.hdr.sgml**: 20230413

**ACCESSION NUMBER**: 9999999997-23-001678

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230413

**EFFECTIVENESS DATE**: 20230306

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BROOKS, HOUGHTON SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000875885
- **IRS NUMBER:** 133580407
- **STATE OF INCORPORATION:** NE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-43850
- **FILM NUMBER:** 23000291

**BUSINESS ADDRESS:**
- **STREET 1:** ONE STAMFORD PLAZA-263 TRESSER BLVD
- **STREET 2:** 9TH FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06901
- **BUSINESS PHONE:** 914-645-4216

**MAIL ADDRESS:**
- **STREET 1:** ONE STAMFORD PLAZA - 263 TRESSER BLVD
- **STREET 2:** 9TH FLOOR
- **CITY:** STAMFORD
- **STATE:** CT
- **ZIP:** 06901

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PCA SECURITIES INC                                      /BD
- **DATE OF NAME CHANGE:** 19970502

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROOKS HOUGHTON SECURITIES INC
- **DATE OF NAME CHANGE:** 19910612

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000291 for access to the original document.

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