# EDGAR Filing Document

**Accession Number:** 0001479360
**File Stem:** 0001479360-23-000141
**Filing Date:** 2023-3
**Character Count:** 79637
**Document Hash:** f61afdf6bb99a10cf0da81b646294a1c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001479360-23-000141.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001479360-23-000141

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PIMCO Equity Series
- **CENTRAL INDEX KEY:** 0001479360
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22375
- **FILM NUMBER:** 23688779

**BUSINESS ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-720-6000

**MAIL ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PIMCO Funds Equity Trust
- **DATE OF NAME CHANGE:** 20091223

## Series and Classes Contracts Data

### PIMCO RAFI ESG U.S. ETF (Series ID: S000066985)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000215599 | PIMCO RAFI ESG U.S. ETF | RAFE            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** PIMCO Equity Series

- **b. Investment Company Act file number:** 811-22375

- **c. CIK number of Registrant:** 0001479360

- **d. LEI of Registrant:** 549300ZSNZVZHKC5OG19

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 650 Newport Center Drive

  - **City:** Newport Beach

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92660

  - **Telephone number:** (888) 877-4626

**Item A.2. Information about the Series.**

- **a. Name of Series:** PIMCO RAFI ESG U.S. ETF

- **b. EDGAR series identifier (if any):** S000066985

- **c. LEI of Series:** 5493006GPXTGWIXPFE97

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $28135774.55

**Total Liabilities:** $197186.35

**Net Assets:** $27938588.20

**Cash Not Reported:** $183747.27

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.000000 | **1-Year:** 0.000000 | **5-Year:** 0.000000 | **10-Year:** 0.000000 | **30-Year:** 0.000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000 | **1-Year:** 0.000000 | **5-Year:** 0.000000 | **10-Year:** 0.000000 | **30-Year:** 0.000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000215599 | 10.68%               | 6.37%                | -5.38%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $190766.98               | $2442197.48                                |
| Month 2  | $0.00                    | $1657235.07                                |
| Month 3  | $138721.43               | $-1818923.30                               |

**Designated Index Information**

- **Index Name:** RAFI ESG US Index

- **Index Identifier:** RAESGUS

### Schedule of Portfolio Investments

| Name                                                  | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CHURCH & DWIGHT INC                                   | CHURCH + DWIGHT CO INC COMMON STOCK USD1.0         | CUSIP: 171340102<br>LEI: POOXSI30AWAQGYJZC921 | Long             | EC               | CORP              | US        |        58 | NS      | $4675.38      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CIGNA CORPORATION                                     | CIGNA CORP COMMON STOCK USD.01                     | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |       942 | NS      | $312122.28    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC                                     | CISCO SYSTEMS INC COMMON STOCK USD.001             | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     15513 | NS      | $739039.32    | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                                         | CITIGROUP INC COMMON STOCK USD.01                  | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     14086 | NS      | $637109.78    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBOTT LABORATORIES                                   | ABBOTT LABORATORIES COMMON STOCK                   | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      1932 | NS      | $212114.28    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| CLOROX CO                                             | CLOROX COMPANY COMMON STOCK USD1.0                 | CUSIP: 189054109<br>LEI: 54930044KVSC06Z79I06 | Long             | EC               | CORP              | US        |       239 | NS      | $33538.87     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA COLA COMPANY                                     | COCA COLA CO/THE COMMON STOCK USD.25               | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      4747 | NS      | $301956.67    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION            | COGNIZANT TECH SOLUTIONS A COMMON STOCK USD.01     | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |      1039 | NS      | $59420.41     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| COLGATE-PALMOLIVE COMPANY                             | COLGATE PALMOLIVE CO COMMON STOCK USD1.0           | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |      1294 | NS      | $101954.26    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| COMCAST CORPORATION                                   | COMCAST CORP CLASS A COMMON STOCK USD.01           | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |      8012 | NS      | $280179.64    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| AKAMAI TECHNOLOGIES                                   | AKAMAI TECHNOLOGIES INC COMMON STOCK USD.01        | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |        62 | NS      | $5226.60      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CONAGRA BRANDS INC                                    | CONAGRA BRANDS INC COMMON STOCK USD5.0             | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |       975 | NS      | $37732.50     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CORNING INCORPORATED                                  | CORNING INC COMMON STOCK USD.5                     | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |      1825 | NS      | $58290.50     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CROWN CASTLE INTERNATIONAL CORP (CCI)                 | CROWN CASTLE INC REIT USD.01                       | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |       127 | NS      | $17226.28     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMMINS INC                                           | CUMMINS INC COMMON STOCK USD2.5                    | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |       560 | NS      | $135682.40    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS HEALTH CORPORATION                                | CVS HEALTH CORP COMMON STOCK USD.01                | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |      5156 | NS      | $480487.64    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| DAVITA INC                                            | DAVITA INC COMMON STOCK USD.001                    | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |       339 | NS      | $25313.13     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DEERE & COMPANY                                       | DEERE + CO COMMON STOCK USD1.0                     | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |       224 | NS      | $96042.24     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| DELL TECHNOLOGIES INC                                 | DELL TECHNOLOGIES  C COMMON STOCK                  | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |       386 | NS      | $15524.92     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLAR GENERAL CORPORATION                            | DOLLAR GENERAL CORP COMMON STOCK USD.875           | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |       287 | NS      | $70673.75     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| DOVER CORPORATION                                     | DOVER CORP COMMON STOCK USD1.0                     | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |       204 | NS      | $27623.64     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DOW INC                                               | DOW INC COMMON STOCK USD.01                        | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |      1962 | NS      | $98865.18     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| DUPONT DE NEMOURS INC                                 | DUPONT DE NEMOURS INC COMMON STOCK USD.01          | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |      2385 | NS      | $163682.55    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| DXC TECHNOLOGY COMPANY                                | DXC TECHNOLOGY CO COMMON STOCK USD.01              | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               | CORP              | US        |      1210 | NS      | $32065.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTMAN CHEMICAL COMPANY                              | EASTMAN CHEMICAL CO COMMON STOCK USD.01            | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |       463 | NS      | $37706.72     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EBAY INC                                              | EBAY INC COMMON STOCK USD.001                      | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |      2307 | NS      | $95671.29     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| ECOLAB INC                                            | ECOLAB INC COMMON STOCK USD1.0                     | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |       411 | NS      | $59825.16     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| EDISON INTERNATIONAL                                  | EDISON INTERNATIONAL COMMON STOCK                  | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |       885 | NS      | $56303.70     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| EDWARDS LIFESCIENCES CORPORATION                      | EDWARDS LIFESCIENCES CORP COMMON STOCK USD1.0      | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |       286 | NS      | $21338.46     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ELECTRONIC ARTS INC                                   | ELECTRONIC ARTS INC COMMON STOCK USD.01            | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |       497 | NS      | $60723.46     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ELEVANCE HEALTH INC                                   | ELEVANCE HEALTH INC COMMON STOCK USD.01            | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |       650 | NS      | $333430.50    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY AND COMPANY                                 | ELI LILLY + CO COMMON STOCK                        | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       469 | NS      | $171578.96    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| EMBECTA CORP                                          | EMBECTA CORP COMMON STOCK USD.01                   | CUSIP: 29082K105<br>LEI: 549300RPG8GXVDHNXZ62 | Long             | EC               | CORP              | US        |        66 | NS      | $1669.14      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLSTATE CORP                                         | ALLSTATE CORP COMMON STOCK USD.01                  | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |       787 | NS      | $106717.20    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUINIX INC                                           | EQUINIX INC REIT USD.001                           | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |        54 | NS      | $35371.62     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITABLE HOLDINGS INC                                | EQUITABLE HOLDINGS INC COMMON STOCK USD.01         | CUSIP: 29452E101<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EC               | CORP              | US        |      1164 | NS      | $33406.80     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITY RESIDENTIAL                                    | EQUITY RESIDENTIAL REIT USD.01                     | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |       452 | NS      | $26668.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ESSEX PROPERTY TRUST INC                              | ESSEX PROPERTY TRUST INC REIT USD.0001             | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |        69 | NS      | $14622.48     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDEX CORPORATION                                     | FEDEX CORP COMMON STOCK USD.1                      | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |       550 | NS      | $95260.00     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| FIDELITY NATIONAL INFORMATION SERVICES INC            | FIDELITY NATIONAL INFO SERV COMMON STOCK USD.01    | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |       676 | NS      | $45866.60     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FISERV INC                                            | FISERV INC COMMON STOCK USD.01                     | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |       136 | NS      | $13745.52     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FLEX LTD (AKA: FLEXTRONICS INTERNATIONAL LTD)         | FLEX LTD COMMON STOCK                              | CUSIP: Y2573F102<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | SG        |      1773 | NS      | $38048.58     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| FOOT LOCKER INC                                       | FOOT LOCKER INC COMMON STOCK USD.01                | CUSIP: 344849104<br>LEI: 549300X383CBNP6MTV94 | Long             | EC               | CORP              | US        |       490 | NS      | $18517.10     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                    | FORD MOTOR CO COMMON STOCK USD.01                  | CUSIP: 345370860<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EC               | CORP              | US        |     18817 | NS      | $218841.71    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| FORTUNE BRANDS INNOVATIONS INC                        | FORTUNE BRANDS INNOVATIONS I COMMON STOCK USD.01   | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |       100 | NS      | $5711.00      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| AMCOR PLC                                             | AMCOR PLC COMMON STOCK USD.01                      | CUSIP: G0250X107<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | JE        |      1850 | NS      | $22033.50     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| GAP INC                                               | GAP INC/THE COMMON STOCK USD.05                    | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |      2843 | NS      | $32069.04     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GEN DIGITAL INC                                       | GEN DIGITAL INC COMMON STOCK USD.01                | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |      1682 | NS      | $36045.26     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AMDOCS LIMITED                                        | AMDOCS LTD COMMON STOCK GBP.0001                   | CUSIP: G02602103<br>LEI: 549300HQV672RJ7RQV66 | Long             | EC               | CORP              | GG        |       276 | NS      | $25088.40     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MILLS INC                                     | GENERAL MILLS INC COMMON STOCK USD.1               | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               | CORP              | US        |      1115 | NS      | $93492.75     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAL MOTORS COMPANY                                | GENERAL MOTORS CO COMMON STOCK USD.01              | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      9795 | NS      | $329503.80    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GENUINE PARTS COMPANY                                 | GENUINE PARTS CO COMMON STOCK USD1.0               | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |       111 | NS      | $19259.61     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| GILEAD SCIENCES INC                                   | GILEAD SCIENCES INC COMMON STOCK USD.001           | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      3287 | NS      | $282188.95    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS GROUP INC                               | GOLDMAN SACHS GROUP INC COMMON STOCK USD.01        | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       659 | NS      | $226287.42    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| GOODYEAR TIRE & RUBBER CO/THE                         | GOODYEAR TIRE + RUBBER CO COMMON STOCK             | CUSIP: 382550101<br>LEI: 5493002BI0S2ZQUY3437 | Long             | EC               | CORP              | US        |      3086 | NS      | $31322.90     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HARTFORD FINANCIAL SERVICES GROUP INC/THE             | HARTFORD FINANCIAL SVCS GRP COMMON STOCK USD.01    | CUSIP: 416515104<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EC               | CORP              | US        |       773 | NS      | $58616.59     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN EXPRESS COMPANY                              | AMERICAN EXPRESS CO COMMON STOCK USD.2             | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       899 | NS      | $132827.25    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| HEALTHPEAK PROPERTIES INC                             | HEALTHPEAK PROPERTIES INC REIT USD1.0              | CUSIP: 42250P103<br>LEI: PZ9HF5U52KPF0MH0QN75 | Long             | EC               | CORP              | US        |       920 | NS      | $23064.40     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HENRY SCHEIN INC                                      | HENRY SCHEIN INC COMMON STOCK USD.01               | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |        56 | NS      | $4472.72      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HERSHEY CO                                            | HERSHEY CO/THE COMMON STOCK USD1.0                 | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |        76 | NS      | $17599.32     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY                    | HEWLETT PACKARD ENTERPRISE COMMON STOCK USD.01     | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |     10706 | NS      | $170867.76    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| HILTON WORLDWIDE HOLDINGS INC                         | HILTON WORLDWIDE HOLDINGS IN COMMON STOCK USD.01   | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |       163 | NS      | $20596.68     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HOME DEPOT INC                                        | HOME DEPOT INC COMMON STOCK USD.05                 | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       996 | NS      | $314596.56    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HOST HOTELS & RESORTS INC                             | HOST HOTELS + RESORTS INC REIT USD.01              | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |      2169 | NS      | $34812.45     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| HP INC (AKA: HEWLETT-PACKARD CO)                      | HP INC COMMON STOCK USD.01                         | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |      4305 | NS      | $115675.35    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| HUMANA INC                                            | HUMANA INC COMMON STOCK USD.1666666                | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |       377 | NS      | $193095.63    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN TOWER CORP (AKA: AMERICAN TOWER REIT INC)    | AMERICAN TOWER CORP REIT USD.01                    | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |       181 | NS      | $38346.66     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN WATER WORKS COMPANY INC                      | AMERICAN WATER WORKS CO INC COMMON STOCK USD.01    | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |       239 | NS      | $36428.38     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLINOIS TOOL WORKS INC                               | ILLINOIS TOOL WORKS COMMON STOCK USD.01            | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |       381 | NS      | $83934.30     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLUMINA INC                                          | ILLUMINA INC COMMON STOCK USD.01                   | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |       149 | NS      | $30127.80     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| INGREDION INCORPORATED                                | INGREDION INC COMMON STOCK USD.01                  | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |       256 | NS      | $25070.08     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERIPRISE FINANCIAL INC                              | AMERIPRISE FINANCIAL INC COMMON STOCK USD.01       | CUSIP: 03076C106<br>LEI: 6ZLKQF7QB6JAEKQS5388 | Long             | EC               | CORP              | US        |       219 | NS      | $68190.03     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEL CORPORATION                                     | INTEL CORP COMMON STOCK USD.001                    | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     27696 | NS      | $732005.28    | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERISOURCEBERGEN CORPORATION                         | AMERISOURCEBERGEN CORP COMMON STOCK USD.01         | CUSIP: 03073E105<br>LEI: AI8GXW8LG5WK7E9UD086 | Long             | EC               | CORP              | US        |       216 | NS      | $35793.36     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL BUSINESS MACHINES CORPORATION (IBM)     | INTL BUSINESS MACHINES CORP COMMON STOCK USD.2     | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      3250 | NS      | $457892.50    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL FLAVORS & FRAGRANCES INC                | INTL FLAVORS + FRAGRANCES COMMON STOCK USD.125     | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |       172 | NS      | $18032.48     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL PAPER COMPANY                           | INTERNATIONAL PAPER CO COMMON STOCK USD1.0         | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |      1359 | NS      | $47062.17     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL INC                                | INTUITIVE SURGICAL INC COMMON STOCK USD.001        | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       127 | NS      | $33699.45     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| IRON MOUNTAIN INCORPORATED                            | IRON MOUNTAIN INC REIT USD.01                      | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |       719 | NS      | $35842.15     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AMGEN INC                                             | AMGEN INC COMMON STOCK USD.0001                    | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       638 | NS      | $167564.32    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| JM SMUCKER CO                                         | JM SMUCKER CO/THE COMMON STOCK                     | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               | CORP              | US        |       271 | NS      | $42942.66     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON COMPANY                             | JOHNSON + JOHNSON COMMON STOCK USD1.0              | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      5424 | NS      | $958149.60    | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON CONTROLS INTERNATIONAL PUBLIC LIMITED COMPANY | JOHNSON CONTROLS INTERNATION COMMON STOCK USD.01   | CUSIP: G51502105<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | IE        |      1860 | NS      | $119040.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| JONES LANG LASALLE INCORPORATED                       | JONES LANG LASALLE INC COMMON STOCK USD.01         | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |       141 | NS      | $22471.17     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| JP MORGAN CHASE & CO                                  | JPMORGAN CHASE + CO COMMON STOCK USD1.0            | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      6007 | NS      | $805538.70    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNIPER NETWORKS INC                                  | JUNIPER NETWORKS INC COMMON STOCK USD.00001        | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |      1431 | NS      | $45734.76     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| KELLOGG COMPANY                                       | KELLOGG CO COMMON STOCK USD.25                     | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               | CORP              | US        |       530 | NS      | $37757.20     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| KEURIG DR PEPPER INC                                  | KEURIG DR PEPPER INC COMMON STOCK USD.01           | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |       226 | NS      | $8059.16      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMBERLY-CLARK CORPORATION                            | KIMBERLY CLARK CORP COMMON STOCK USD1.25           | CUSIP: 494368103<br>LEI: MP3J6QPYPGN75NVW2S34 | Long             | EC               | CORP              | US        |       668 | NS      | $90681.00     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| KOHLS CORPORATION                                     | KOHLS CORP COMMON STOCK USD.01                     | CUSIP: 500255104<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | EC               | CORP              | US        |       343 | NS      | $8660.75      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ANALOG DEVICES INC                                    | ANALOG DEVICES INC COMMON STOCK USD.167            | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |       393 | NS      | $64463.79     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| KRAFT HEINZ CO (AKA: HJ HEINZ HOLDING CORP)           | KRAFT HEINZ CO/THE COMMON STOCK USD.01             | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |      1783 | NS      | $72585.93     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| KROGER CO                                             | KROGER CO COMMON STOCK USD1.0                      | CUSIP: 501044101<br>LEI: 6CPEOKI6OYJ13Q6O7870 | Long             | EC               | CORP              | US        |      1477 | NS      | $65844.66     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| LABORATORY CORPORATION OF AMERICA HOLDINGS            | LABORATORY CRP OF AMER HLDGS COMMON STOCK USD.1    | CUSIP: 50540R409<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |       127 | NS      | $29905.96     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| LAM RESEARCH CORPORATION                              | LAM RESEARCH CORP COMMON STOCK USD.001             | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       150 | NS      | $63045.00     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAR CORPORATION                                      | LEAR CORP COMMON STOCK USD.01                      | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |       248 | NS      | $30756.96     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| LIBERTY GLOBAL PLC                                    | LIBERTY GLOBAL PLC  C COMMON STOCK USD.01          | CUSIP: G5480U120<br>LEI: 549300BSGXG3QLIQYT84 | Long             | EC               | CORP              | GB        |      1839 | NS      | $35731.77     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| LINCOLN NATIONAL CORPORATION                          | LINCOLN NATIONAL CORP COMMON STOCK                 | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |       700 | NS      | $21504.00     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LINDE PLC                                             | LINDE PLC COMMON STOCK EUR.001                     | CUSIP: G5494J103<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | IE        |       541 | NS      | $176463.38    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ CORPORATION                                       | LKQ CORP COMMON STOCK USD.01                       | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |        59 | NS      | $3151.19      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| LOWE`S COMPANIES INC                                  | LOWE S COS INC COMMON STOCK USD.5                  | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |       905 | NS      | $180312.20    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| LUMEN TECHNOLOGIES INC                                | LUMEN TECHNOLOGIES INC COMMON STOCK USD1.0         | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |      5370 | NS      | $28031.40     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MACYS INC                                             | MACY S INC COMMON STOCK USD.01                     | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |       514 | NS      | $10614.10     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MANPOWERGROUP INC                                     | MANPOWERGROUP INC COMMON STOCK USD.01              | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |       419 | NS      | $34864.99     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| MARRIOTT INTERNATIONAL INC                            | MARRIOTT INTERNATIONAL  CL A COMMON STOCK USD.01   | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |       297 | NS      | $44220.33     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| MARSH & MCLENNAN COMPANIES INC                        | MARSH + MCLENNAN COS COMMON STOCK USD1.0           | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |        17 | NS      | $2813.16      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MARVELL TECHNOLOGY INC                                | MARVELL TECHNOLOGY INC COMMON STOCK USD.002        | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       306 | NS      | $11334.24     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERBRAND INC                                       | MASTERBRAND INC COMMON STOCK                       | CUSIP: 57638P104<br>LEI: 549300E0Y4BR5Z9RDZ64 | Long             | EC               | CORP              | US        |       100 | NS      | $755.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERCARD INCORPORATED                               | MASTERCARD INC   A COMMON STOCK USD.0001           | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       421 | NS      | $146394.33    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| MCKESSON CORPORATION                                  | MCKESSON CORP COMMON STOCK USD.01                  | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |       368 | NS      | $138044.16    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK & CO INC                                        | MERCK + CO. INC. COMMON STOCK USD.5                | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      5966 | NS      | $661927.70    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                                    | META PLATFORMS INC CLASS A COMMON STOCK USD.000006 | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2910 | NS      | $350189.40    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE INC                                           | METLIFE INC COMMON STOCK USD.01                    | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |      1783 | NS      | $129035.71    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M COMPANY                                            | 3M CO W/D COMMON STOCK USD.01                      | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |      1762 | NS      | $211299.04    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| MICRON TECHNOLOGY INC                                 | MICRON TECHNOLOGY INC COMMON STOCK USD.1           | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      3128 | NS      | $156337.44    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORPORATION                                 | MICROSOFT CORP COMMON STOCK USD.00000625           | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5495 | NS      | $1317810.90   | 4.72%             |  |  |  | No            |                  1 | On Loan: No      |
| MID-AMERICA APARTMENT COMMUNITIES INC                 | MID AMERICA APARTMENT COMM REIT USD.01             | CUSIP: 59522J103<br>LEI: 549300FQZKFR5YNSHZ21 | Long             | EC               | CORP              | US        |        23 | NS      | $3610.77      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MOHAWK INDUSTRIES INC                                 | MOHAWK INDUSTRIES INC COMMON STOCK USD.01          | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |        48 | NS      | $4906.56      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MOLSON COORS BEVERAGE COMPANY                         | MOLSON COORS BEVERAGE CO   B COMMON STOCK USD.01   | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |       222 | NS      | $11437.44     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MONDELEZ INTERNATIONAL INC                            | MONDELEZ INTERNATIONAL INC A COMMON STOCK          | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |      1993 | NS      | $132833.45    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| MOODY'S CORPORATION                                   | MOODY S CORP COMMON STOCK USD.01                   | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |        67 | NS      | $18667.54     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MOSAIC CO/THE                                         | MOSAIC CO/THE COMMON STOCK USD.01                  | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |       684 | NS      | $30007.08     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MOTOROLA SOLUTIONS INC                                | MOTOROLA SOLUTIONS INC COMMON STOCK USD.01         | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |       173 | NS      | $44583.83     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                                             | APPLE INC COMMON STOCK USD.00001                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      9508 | NS      | $1235374.44   | 4.42%             |  |  |  | No            |                  1 | On Loan: No      |
| NETAPP INC                                            | NETAPP INC COMMON STOCK USD.001                    | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |       776 | NS      | $46606.56     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWELL BRANDS INC                                     | NEWELL BRANDS INC COMMON STOCK USD1.0              | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |       874 | NS      | $11431.92     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC                                 | APPLIED MATERIALS INC COMMON STOCK USD.01          | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      1353 | NS      | $131755.14    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| NEWMONT CORPORATION                                   | NEWMONT CORP COMMON STOCK USD1.6                   | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |      1719 | NS      | $81136.80     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE INC                                              | NIKE INC CL B COMMON STOCK                         | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       958 | NS      | $112095.58    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ACCENTURE PUBLIC LIMITED COMPANY                      | ACCENTURE PLC CL A COMMON STOCK USD.0000225        | CUSIP: G1151C101<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       609 | NS      | $162505.56    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCHER-DANIELS-MIDLAND COMPANY                        | ARCHER DANIELS MIDLAND CO COMMON STOCK             | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |      1625 | NS      | $150881.25    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| OMNICOM GROUP INC                                     | OMNICOM GROUP COMMON STOCK USD.15                  | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |        82 | NS      | $6688.74      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR CORPORATION                          | ON SEMICONDUCTOR COMMON STOCK USD.01               | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |       513 | NS      | $31995.81     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORPORATION                                    | ORACLE CORP COMMON STOCK USD.01                    | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |      4572 | NS      | $373715.28    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| ARROW ELECTRONICS INC                                 | ARROW ELECTRONICS INC COMMON STOCK USD1.0          | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |       321 | NS      | $33566.97     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| OTIS WORLDWIDE CORPORATION                            | OTIS WORLDWIDE CORP COMMON STOCK USD.01            | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |       123 | NS      | $9632.13      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| OWENS CORNING INC                                     | OWENS CORNING COMMON STOCK USD.001                 | CUSIP: 690742101<br>LEI: JO5M6676RDJIZ2U8X907 | Long             | EC               | CORP              | US        |       397 | NS      | $33864.10     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| PACKAGING CORP OF AMERICA INC                         | PACKAGING CORP OF AMERICA COMMON STOCK USD.01      | CUSIP: 695156109<br>LEI: 549300XZP8MFZFY8TJ84 | Long             | EC               | CORP              | US        |       182 | NS      | $23279.62     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCHEX INC                                           | PAYCHEX INC COMMON STOCK USD.01                    | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |        24 | NS      | $2773.44      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                                           | PEPSICO INC COMMON STOCK USD.017                   | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       446 | NS      | $80574.36     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PFIZER INC                                            | PFIZER INC COMMON STOCK USD.05                     | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     13483 | NS      | $690868.92    | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                                              | AT+T INC COMMON STOCK USD1.0                       | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     47991 | NS      | $883514.31    | 3.16%             |  |  |  | No            |                  1 | On Loan: No      |
| PNC FINANCIAL SERVICES GROUP INC                      | PNC FINANCIAL SERVICES GROUP COMMON STOCK USD5.0   | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |       184 | NS      | $29060.96     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG INDUSTRIES INC                                    | PPG INDUSTRIES INC COMMON STOCK USD1.66666         | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |       567 | NS      | $71294.58     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| PRINCIPAL FINANCIAL GROUP INC                         | PRINCIPAL FINANCIAL GROUP COMMON STOCK USD.01      | CUSIP: 74251V102<br>LEI: CUMYEZJOAF02RYZ1JJ85 | Long             | EC               | CORP              | US        |       497 | NS      | $41708.24     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER & GAMBLE COMPANY                              | PROCTER + GAMBLE CO/THE COMMON STOCK               | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |      4376 | NS      | $663226.56    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL INC                              | PRUDENTIAL FINANCIAL INC COMMON STOCK USD.01       | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |      1530 | NS      | $152173.80    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOMATIC DATA PROCESSING INC                         | AUTOMATIC DATA PROCESSING COMMON STOCK USD.1       | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |       396 | NS      | $94588.56     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| PVH CORP                                              | PVH CORP COMMON STOCK USD1.0                       | CUSIP: 693656100<br>LEI: 123WALMHY1GZXG2YDL90 | Long             | EC               | CORP              | US        |       424 | NS      | $29930.16     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INCORPORATED                                 | QUALCOMM INC COMMON STOCK USD.0001                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      2305 | NS      | $253411.70    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| QUEST DIAGNOSTICS INC.                                | QUEST DIAGNOSTICS INC COMMON STOCK USD.01          | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |       340 | NS      | $53189.60     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AVALONBAY COMMUNITIES INC                             | AVALONBAY COMMUNITIES INC REIT USD.01              | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |       145 | NS      | $23420.40     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| REGENERON PHARMACEUTICALS                             | REGENERON PHARMACEUTICALS COMMON STOCK USD.001     | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |       105 | NS      | $75756.45     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| REPUBLIC SERVICES INC                                 | REPUBLIC SERVICES INC COMMON STOCK USD.01          | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |       237 | NS      | $30570.63     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCKWELL AUTOMATION INC                               | ROCKWELL AUTOMATION INC COMMON STOCK USD1.0        | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |       148 | NS      | $38120.36     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P GLOBAL INC (AKA: MCGRAW HILL FINANCIAL INC)       | S+P GLOBAL INC COMMON STOCK USD1.0                 | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       208 | NS      | $69667.52     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE INC                                        | SALESFORCE INC COMMON STOCK USD.001                | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       618 | NS      | $81940.62     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AVNET INC                                             | AVNET INC COMMON STOCK USD1.0                      | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |       735 | NS      | $30561.30     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY    | SEAGATE TECHNOLOGY HOLDINGS COMMON STOCK USD.00001 | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |      1068 | NS      | $56187.48     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SKYWORKS SOLUTIONS INC                                | SKYWORKS SOLUTIONS INC COMMON STOCK USD.25         | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |        83 | NS      | $7563.79      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| STANLEY BLACK & DECKER INC                            | STANLEY BLACK + DECKER INC COMMON STOCK USD2.5     | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |       350 | NS      | $26292.00     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORPORATION                              | STATE STREET CORP COMMON STOCK USD1.0              | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |       827 | NS      | $64150.39     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SYSCO CORPORATION                                     | SYSCO CORP COMMON STOCK USD1.0                     | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |       984 | NS      | $75226.80     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGET CORPORATION                                    | TARGET CORP COMMON STOCK USD.0833                  | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |      1226 | NS      | $182723.04    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| TE CONNECTIVITY LTD                                   | TE CONNECTIVITY LTD COMMON STOCK CHF.57            | CUSIP: H84989104<br>LEI: 894500ZRIX9K13RHXR17 | Long             | EC               | CORP              | CH        |       449 | NS      | $51545.20     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INCORPORATED                        | TEXAS INSTRUMENTS INC COMMON STOCK USD1.0          | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      1265 | NS      | $209003.30    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SHERWIN-WILLIAMS COMPANY                          | SHERWIN WILLIAMS CO/THE COMMON STOCK USD1.0        | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |       139 | NS      | $32988.87     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX COMPANIES INC                                     | TJX COMPANIES INC COMMON STOCK USD1.0              | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |      1527 | NS      | $121549.20    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| TYSON FOODS INC                                       | TYSON FOODS INC CL A COMMON STOCK USD.1            | CUSIP: 902494103<br>LEI: WD6L6041MNRW1JE49D58 | Long             | EC               | CORP              | US        |       683 | NS      | $42516.75     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED PARCEL SERVICE INC                             | UNITED PARCEL SERVICE CL B COMMON STOCK USD.01     | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |       763 | NS      | $132639.92    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED RENTALS INC                                    | UNITED RENTALS INC COMMON STOCK USD.01             | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |       124 | NS      | $44072.08     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INCORPORATED                       | UNITEDHEALTH GROUP INC COMMON STOCK USD.01         | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      1137 | NS      | $602814.66    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| US BANCORP                                            | US BANCORP COMMON STOCK USD.01                     | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |       912 | NS      | $39772.32     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                           | BANK OF AMERICA CORP COMMON STOCK USD.01           | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     17546 | NS      | $581123.52    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| VENTAS INC                                            | VENTAS INC REIT USD.25                             | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |      1155 | NS      | $52032.75     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| VERIZON COMMUNICATIONS INC                            | VERIZON COMMUNICATIONS INC COMMON STOCK USD.1      | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     16456 | NS      | $648366.40    | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| VF CORPORATION                                        | VF CORP COMMON STOCK                               | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |      1126 | NS      | $31088.86     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC                                              | VISA INC CLASS A SHARES COMMON STOCK USD.0001      | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      1063 | NS      | $220848.88    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| VMWARE INC                                            | VMWARE INC CLASS A  W/I COMMON STOCK USD.01        | CUSIP: 928563402<br>LEI: 549300BUDHS3LRWBE814 | Long             | EC               | CORP              | US        |       239 | NS      | $29339.64     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| WALT DISNEY COMPANY                                   | WALT DISNEY CO/THE COMMON STOCK USD.01             | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      2531 | NS      | $219893.28    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| WASTE MANAGEMENT INC                                  | WASTE MANAGEMENT INC COMMON STOCK USD.01           | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |       501 | NS      | $78596.88     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| WATERS CORPORATION                                    | WATERS CORP COMMON STOCK USD.01                    | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |        85 | NS      | $29119.30     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                 | WELLS FARGO + CO COMMON STOCK USD1.666             | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     15304 | NS      | $631902.16    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLTOWER INC                                         | WELLTOWER INC REIT USD1.0                          | CUSIP: 95040Q104<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | EC               | CORP              | US        |       869 | NS      | $56962.95     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN DIGITAL CORPORATION                           | WESTERN DIGITAL CORP COMMON STOCK USD.01           | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |      1809 | NS      | $57073.95     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN UNION CO                                      | WESTERN UNION CO COMMON STOCK USD.01               | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |       917 | NS      | $12627.09     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTROCK COMPANY                                      | WESTROCK CO COMMON STOCK                           | CUSIP: 96145D105<br>LEI: 5493004Z9TCQW68YVL89 | Long             | EC               | CORP              | US        |       346 | NS      | $12165.36     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEYERHAEUSER COMPANY                                  | WEYERHAEUSER CO REIT USD1.25                       | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | EC               | CORP              | US        |      2161 | NS      | $66991.00     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| WHIRLPOOL CORPORATION                                 | WHIRLPOOL CORP COMMON STOCK USD1.0                 | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |       320 | NS      | $45267.20     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WW GRAINGER INC                                       | WW GRAINGER INC COMMON STOCK USD.5                 | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |        78 | NS      | $43387.50     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| XEROX HOLDINGS CORPORATION                            | XEROX HOLDINGS CORP COMMON STOCK USD1.0            | CUSIP: 98421M106<br>LEI: 5493000Y33XDVO2CXC18 | Long             | EC               | CORP              | US        |      1962 | NS      | $28645.20     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| ZIMVIE INC                                            | ZIMVIE INC COMMON STOCK USD.01                     | CUSIP: 98888T107<br>LEI: 549300GFKURT1J6XR665 | Long             | EC               | CORP              | US        |       205 | NS      | $1914.70      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF NEW YORK MELLON CORP (BNY MELLON)             | BANK OF NEW YORK MELLON CORP COMMON STOCK USD.01   | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |      2823 | NS      | $128502.96    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| BAXTER INTERNATIONAL INC                              | BAXTER INTERNATIONAL INC COMMON STOCK USD1.0       | CUSIP: 071813109<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | EC               | CORP              | US        |      1108 | NS      | $56474.76     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BECTON DICKINSON AND COMPANY                          | BECTON DICKINSON AND CO COMMON STOCK USD1.0        | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |       333 | NS      | $84681.90     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BED BATH & BEYOND INC                                 | BED BATH + BEYOND INC COMMON STOCK USD.01          | CUSIP: 075896100<br>LEI: 529900ZBUWWUV7BKGX39 | Long             | EC               | CORP              | US        |      2159 | NS      | $5419.09      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ADIENT PLC                                            | ADIENT PLC COMMON STOCK USD.001                    | CUSIP: G0084W101<br>LEI: 5493002QLDY8O75RTR78 | Long             | EC               | CORP              | IE        |       576 | NS      | $19981.44     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BEST BUY CO INC                                       | BEST BUY CO INC COMMON STOCK USD.1                 | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |      1308 | NS      | $104914.68    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ADOBE INC (AKA: ADOBE SYSTEMS INC)                    | ADOBE INC COMMON STOCK USD.0001                    | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       322 | NS      | $108362.66    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC (AKA: BIOGEN IDEC INC)                     | BIOGEN INC COMMON STOCK USD.0005                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       570 | NS      | $157844.40    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKROCK INC                                         | BLACKROCK INC COMMON STOCK USD.01                  | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |       166 | NS      | $117632.58    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORPORATION                         | BOSTON SCIENTIFIC CORP COMMON STOCK USD.01         | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      1338 | NS      | $61909.26     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| BREAD FINANCIAL HOLDINGS INC                          | BREAD FINANCIAL HOLDINGS INC COMMON STOCK USD.01   | CUSIP: 018581108<br>LEI: 549300G8S4PO686J7H97 | Long             | EC               | CORP              | US        |       322 | NS      | $12126.52     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BRISTOL-MYERS SQUIBB COMPANY                          | BRISTOL MYERS SQUIBB CO COMMON STOCK USD.1         | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |      4647 | NS      | $334351.65    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                                          | BROADCOM INC COMMON STOCK                          | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       139 | NS      | $77719.07     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CADENCE DESIGN SYSTEMS INC                            | CADENCE DESIGN SYS INC COMMON STOCK USD.01         | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |       146 | NS      | $23453.44     | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CAMPBELL SOUP COMPANY                                 | CAMPBELL SOUP CO COMMON STOCK USD.0375             | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |       325 | NS      | $18443.75     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CARDINAL HEALTH INC                                   | CARDINAL HEALTH INC COMMON STOCK                   | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |      1433 | NS      | $110154.71    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CARRIER GLOBAL CORPORATION                            | CARRIER GLOBAL CORP COMMON STOCK USD.01            | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |      1000 | NS      | $41250.00     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| AFLAC INCORPORATED                                    | AFLAC INC COMMON STOCK USD.1                       | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |      1289 | NS      | $92730.66     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CBRE GROUP INC                                        | CBRE GROUP INC   A COMMON STOCK USD.01             | CUSIP: 12504L109<br>LEI: 52990016II9MJ2OSWA10 | Long             | EC               | CORP              | US        |       520 | NS      | $40019.20     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CDW CORPORATION                                       | CDW CORP/DE COMMON STOCK USD.01                    | CUSIP: 12514G108<br>LEI: 9845001B052ABF0B6755 | Long             | EC               | CORP              | US        |       164 | NS      | $29287.12     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CF INDUSTRIES HOLDINGS INC                            | CF INDUSTRIES HOLDINGS INC COMMON STOCK USD.01     | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |        73 | NS      | $6219.60      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| AGILENT TECHNOLOGIES INC                              | AGILENT TECHNOLOGIES INC COMMON STOCK USD.01       | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |       267 | NS      | $39956.55     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-09

**Name of Applicant:** PIMCO Equity Series

**Signature:** /s/ Bijal Parikh

**Name of Signer:** Bijal Parikh

**Title:** Treasurer