# EDGAR Filing Document

**Accession Number:** 0001710607
**File Stem:** 0001145549-23-001680
**Filing Date:** 2023-1
**Character Count:** 62578
**Document Hash:** 7114c98007035de0d2065fec2b3e40ef
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-001680.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001145549-23-001680

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMERICAN CENTURY ETF TRUST
- **CENTRAL INDEX KEY:** 0001710607
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23305
- **FILM NUMBER:** 23537241

**BUSINESS ADDRESS:**
- **STREET 1:** 4500 MAIN STREET
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64111
- **BUSINESS PHONE:** (816) 531-5575

**MAIL ADDRESS:**
- **STREET 1:** 4500 MAIN STREET
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** American Century ETF Trust
- **DATE OF NAME CHANGE:** 20170628

## Series and Classes Contracts Data

### American Century Quality Preferred ETF (Series ID: S000070041)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000222949 | American Century Quality Preferred ETF | QPFF            |

## Nport-Ex

**American Century Investments**<sup>®</sup>

**Quarterly Portfolio Holdings**

**American Century**<sup>®</sup> **Quality Preferred ETF (QPFF)**

**November 30, 2022**

------

---

| |
|:---|
| **<u>American Century Quality Preferred ETF - Schedule of Investments</u>** |
| **NOVEMBER 30, 2022 (UNAUDITED)** |

---

---

| | | |
|:---|:---|:---|
| | **Shares/<br>Principal Amount ($)** | **Value ($)** |
| **PREFERRED STOCKS — 83.9%** | | |
| **Automobiles — 0.4%** | | |
| Ford Motor Co., 6.00% | 4404 | 104155 |
| **Banks — 24.9%** |  |  |
| Bank of America Corp., 5.39% | 5130 | 97265 |
| Bank of America Corp., 5.875% | 242000 | 216288 |
| Bank of America Corp., 5.875% | 4541 | 111572 |
| Bank of America Corp., 6.00% | 8602 | 213416 |
| Bank of America Corp., 6.125% | 182000 | 176540 |
| Bank of America Corp., 6.25% | 250000 | 241875 |
| Citigroup, Inc., 6.875% | 16042 | 401531 |
| Citigroup, Inc., 7.125% | 15856 | 401791 |
| Citizens Financial Group, Inc., 6.35% | 8600 | 216978 |
| Fifth Third Bancorp, 6.00% | 4656 | 107880 |
| First Citizens BancShares, Inc., 5.375% | 2810 | 56172 |
| First Republic Bank, 4.00% | 3648 | 61432 |
| First Republic Bank, 5.125% | 12653 | 272799 |
| JPMorgan Chase & Co., 5.75% | 6996 | 171752 |
| JPMorgan Chase & Co., 6.75% | 319000 | 316499 |
| JPMorgan Chase & Co., Series EE, 6.00% | 6918 | 175025 |
| JPMorgan Chase & Co., Series R, 6.00% | 334000 | 331495 |
| KeyCorp, 5.65% | 9641 | 228492 |
| Old National Bancorp., 7.00% | 4356 | 108900 |
| PNC Financial Services Group, Inc., 6.20% | 304000 | 294120 |
| Regions Financial Corp., 5.70% | 4152 | 96077 |
| Synovus Financial Corp., 6.30% | 8600 | 208120 |
| Truist Financial Corp., 4.80% | 164000 | 149279 |
| USB Capital IX, 5.10% | 179000 | 145326 |
| Wells Fargo & Co., 5.85% | 20685 | 480306 |
| Wells Fargo & Co., 5.90% | 505000 | 464600 |
|  |  | 5745530 |
| **Capital Markets — 15.8%** |  |  |
| Affiliated Managers Group, Inc., 4.20% | 4530 | 76330 |
| Affiliated Managers Group, Inc., 5.875% | 15525 | 355833 |
| Goldman Sachs Group, Inc., 5.50% | 14398 | 354479 |
| Goldman Sachs Group, Inc., 5.53% | 5497 | 106972 |
| Goldman Sachs Group, Inc., 6.375% | 6670 | 169551 |
| Morgan Stanley, 6.375% | 9074 | 226305 |
| Morgan Stanley, 6.875% | 12164 | 308601 |
| Morgan Stanley, 7.125% | 16192 | 413544 |
| Oaktree Capital Group LLC, 6.55% | 16694 | 412342 |
| Oaktree Capital Group LLC, 6.625% | 16505 | 409819 |
| State Street Corp., 5.625% | 404000 | 377740 |
| State Street Corp., 5.90% | 14148 | 343938 |
| Stifel Financial Corp., 6.25% | 3625 | 91169 |
|  |  | 3646623 |
| **Consumer Finance — 0.6%** |  |  |
| Capital One Financial Corp., 4.375% | 7759 | 134929 |
| **Diversified Financial Services — 4.5%** |  |  |
| Apollo Asset Management, Inc., 6.375% | 23828 | 585216 |

---

------

---

| | | |
|:---|:---|:---|
| Citigroup, Inc., 6.30% | 310000 | 291012 |
| Equitable Holdings, Inc., 5.25% | 7236 | 150871 |
|  |  | 1027099 |
| **Diversified Telecommunication Services — 1.0%** |  |  |
| AT&T, Inc., 5.00% | 5034 | 99421 |
| Qwest Corp., 6.75% | 6586 | 132708 |
|  |  | 232129 |
| **Electric Utilities — 2.7%** |  |  |
| Duke Energy Corp., 5.625% | 10906 | 265888 |
| NextEra Energy Capital Holdings, Inc., 5.65% | 5118 | 127080 |
| SCE Trust VI, 5.00% | 9791 | 175650 |
| Southern Co., 4.20% | 3256 | 61083 |
|  |  | 629701 |
| **Equity Real Estate Investment Trusts (REITs) — 1.9%** |  |  |
| Digital Realty Trust, Inc., 5.25% | 3606 | 78250 |
| Kimco Realty Corp., 5.25% | 4405 | 93078 |
| Public Storage, 5.05% | 4656 | 105225 |
| Public Storage, 5.15% | 7004 | 157380 |
|  |  | 433933 |
| **Food Products — 1.0%** |  |  |
| CHS, Inc., 6.75% | 4404 | 110276 |
| CHS, Inc., 7.10% | 4362 | 109268 |
|  |  | 219544 |
| **Industrial Conglomerates — 1.9%** |  |  |
| General Electric Co., 6.62% | 440000 | 428450 |
| **Insurance — 12.9%** |  |  |
| Allstate Corp., 5.10% | 4855 | 119676 |
| Allstate Corp., 5.10% | 4985 | 108374 |
| Allstate Corp., 5.625% | 3062 | 71651 |
| American Equity Investment Life Holding Co., 5.95% | 5352 | 116246 |
| American Equity Investment Life Holding Co., 6.625% | 2474 | 59351 |
| Arch Capital Group Ltd., 5.45% | 5060 | 112332 |
| Aspen Insurance Holdings Ltd., 5.625% | 5066 | 100915 |
| Athene Holding Ltd., 4.875% | 3736 | 68780 |
| Athene Holding Ltd., 5.625% | 9188 | 202687 |
| Athene Holding Ltd., 6.35% | 3663 | 90183 |
| Athene Holding Ltd., 6.375% | 3942 | 98905 |
| Axis Capital Holdings Ltd., 5.50% | 5165 | 109085 |
| Brighthouse Financial, Inc., 5.375% | 5595 | 110501 |
| Brighthouse Financial, Inc., 6.60% | 7424 | 184635 |
| Enstar Group Ltd., 7.00% | 8738 | 198964 |
| Hartford Financial Services Group, Inc., 6.00% | 14141 | 353242 |
| MetLife, Inc., 4.29% | 2726 | 59318 |
| MetLife, Inc., 5.625% | 3732 | 90314 |
| Progressive Corp., 5.375% | 250000 | 235625 |
| RenaissanceRe Holdings Ltd., 5.75% | 15017 | 339534 |
| W R Berkley Corp., 5.10% | 2936 | 65678 |
| W R Berkley Corp., 5.70% | 2894 | 69572 |
|  |  | 2965568 |
| **Leisure Products — 1.1%** |  |  |
| Brunswick Corp., 6.50% | 5326 | 130913 |
| Brunswick Corp., 6.625% | 4657 | 117217 |
|  |  | 248130 |
| **Mortgage Real Estate Investment Trusts (REITs) — 5.5%** |  |  |
| AGNC Investment Corp., 6.125% | 10107 | 207901 |

---

------

---

| | | |
|:---|:---|:---|
| AGNC Investment Corp., 6.50% | 9522 | 205485 |
| Annaly Capital Management, Inc., 6.50% | 7424 | 170752 |
| Chimera Investment Corp., 7.75% | 4782 | 90523 |
| Chimera Investment Corp., 8.00% | 8558 | 172701 |
| MFA Financial, Inc., 6.50% | 8516 | 154821 |
| Rithm Capital Corp., 6.375% | 14481 | 263409 |
|  |  | 1265592 |
| **Multi-Utilities — 4.3%** |  |  |
| Algonquin Power & Utilities Corp., 6.20% | 3713 | 83468 |
| Algonquin Power & Utilities Corp., 6.875% | 7256 | 176103 |
| CMS Energy Corp., 5.875% | 6544 | 152083 |
| CMS Energy Corp., 5.875% | 4572 | 107625 |
| DTE Energy Co., 4.375% | 4750 | 87542 |
| NiSource, Inc., 6.50% | 7508 | 184096 |
| Sempra Energy, 4.875% | 213000 | 198090 |
|  |  | 989007 |
| **Oil, Gas and Consumable Fuels — 2.6%** |  |  |
| DCP Midstream LP, 7.875% | 11858 | 295857 |
| Enbridge, Inc., 6.375% | 12644 | 307755 |
|  |  | 603612 |
| **Real Estate Management and Development — 0.9%** |  |  |
| Brookfield Property Partners LP, 5.75% | 14384 | 215185 |
| **Trading Companies and Distributors — 1.3%** |  |  |
| Triton International Ltd., 6.875% | 7693 | 184786 |
| WESCO International, Inc., 10.625% | 3816 | 104558 |
|  |  | 289344 |
| **Wireless Telecommunication Services — 0.6%** |  |  |
| United States Cellular Corp., 6.25% | 7692 | 139917 |
| **TOTAL PREFERRED STOCKS**<br>(Cost $21,425,074) |  | **19318448** |
| **CONVERTIBLE PREFERRED STOCKS — 4.2%** |  |  |
| **Electric Utilities — 1.1%** |  |  |
| American Electric Power Co., Inc., 6.125%, 8/15/23 | 2635 | 139155 |
| NextEra Energy, Inc., 6.22%, 9/1/23 | 2074 | 104913 |
|  |  | 244068 |
| **Health Care Equipment and Supplies — 1.9%** |  |  |
| Becton Dickinson & Co., 6.00%, 6/1/23 | 4664 | 230308 |
| Boston Scientific Corp., 5.50%, 6/1/23 | 1760 | 199215 |
|  |  | 429523 |
| **Independent Power and Renewable Electricity Producers — 0.6%** |  |  |
| AES Corp., 6.875%, 2/15/24 | 1406 | 144438 |
| **Multi-Utilities — 0.6%** |  |  |
| NiSource, Inc., 7.75%, 3/1/24 | 1379 | 149028 |
| **TOTAL CONVERTIBLE PREFERRED STOCKS**<br>(Cost $993,980) |  | **967057** |
| **CORPORATE BONDS — 4.2%** |  |  |
| **Insurance — 2.9%** |  |  |
| Allstate Corp., VRN, 5.75%, 8/15/53 | 366000 | 337727 |
| Sumitomo Life Insurance Co., VRN, 6.50%, 9/20/73<sup>(1)</sup> | 339000 | 337094 |
|  |  | 674821 |
| **Oil, Gas and Consumable Fuels — 1.3%** |  |  |
| Enbridge, Inc., VRN, 5.50%, 7/15/77 | 91000 | 79870 |
| Transcanada Trust, VRN, 5.30%, 3/15/77 | 248000 | 208850 |
|  |  | 288720 |
| **TOTAL CORPORATE BONDS**<br>(Cost $1,025,557) |  | **963541** |

---

------

---

| | | |
|:---|:---|:---|
| **COMMON STOCKS — 1.2%** | | |
| **Electric Utilities — 0.8%** | | |
| Southern Co. | 2920 | 197509 |
| **Multi-Utilities — 0.4%** |  |  |
| Dominion Energy, Inc. | 1462 | 89343 |
| **TOTAL COMMON STOCKS**<br>(Cost $344,100) |  | **286852** |
| **SHORT-TERM INVESTMENTS — 5.7%** |  |  |
| **Money Market Funds — 5.7%** |  |  |
| State Street Institutional U.S. Government Money Market Fund, Premier Class<br>(Cost $1,309,943) | 1309943 | **1309943** |
| **TOTAL INVESTMENT SECURITIES—99.2%**<br>(Cost $25,098,654) |  | **22845841** |
| **OTHER ASSETS AND LIABILITIES — 0.8%** |  | **180234** |
| **TOTAL NET ASSETS — 100.0%** |  | $**23026075** |

---

---

| | | |
|:---|:---|:---|
| **NOTES TO SCHEDULE OF INVESTMENTS** | **NOTES TO SCHEDULE OF INVESTMENTS** | **NOTES TO SCHEDULE OF INVESTMENTS** |
| VRN | - | Variable Rate Note. The rate adjusts periodically based upon the terms set forth in the security's offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. The security's effective maturity date may be shorter than the final maturity date shown. |

---

(1)Security was purchased pursuant to Rule 144A or Section 4(2) under the Securities Act of 1933 and may be sold in transactions exempt from registration, normally to qualified institutional investors. The aggregate value of these securities at the period end was $337,094, which represented 1.5% of total net assets.

------

**SUPPLEMENTARY NOTES TO SCHEDULE OF INVESTMENTS** 

**1. Investment Valuations**

The fund determines the fair value of its investments and computes its net asset value (NAV) per share at the close of regular trading (usually 4 p.m. Eastern time) on the New York Stock Exchange (NYSE) on each day the NYSE is open. The value of investments of the fund is determined by American Century Investment Management, Inc. (ACIM) (the investment advisor), as the valuation designee, pursuant to its valuation policies and procedures. The Board of Trustees oversees the valuation designee and reviews its valuation policies and procedures at least annually.

Equity securities that are listed or traded on a domestic securities exchange are valued at the last reported sales price or at the official closing price as provided by the exchange. Equity securities traded on foreign securities exchanges are generally valued at the closing price of such securities on the exchange where primarily traded or at the close of the NYSE, if that is earlier. If no last sales price is reported, or if local convention or regulation so provides, the mean of the latest bid and asked prices may be used. Securities traded over-the-counter are valued at the mean of the latest bid and asked prices, the last sales price, or the official closing price.

Fixed income securities are valued at the evaluated mean as provided by independent pricing services or at the mean of the most recent bid and asked prices as provided by investment dealers. Corporate and convertible bonds are valued using market models that consider trade data, quotations from dealers and active market makers, relevant yield curve and spread data, creditworthiness, trade data or market information on comparable securities, and other relevant security specific information.

Hybrid securities are valued at the evaluated mean as provided by independent pricing services or at the mean of the most recent bid and asked prices as provided by investment dealers. Preferred stocks and convertible preferred stocks with perpetual maturities are valued using market models that consider trade data, quotations from dealers and active market makers, relevant yield curve and spread data, creditworthiness, trade data or market information on comparable securities, and other relevant security specific information.

Open-end management investment companies are valued at the reported NAV per share.

If the valuation designee determines that the market price for a portfolio security is not readily available or is believed by the valuation designee to be unreliable, such security is valued at fair value as determined in good faith by the valuation designee, in accordance with its policies and procedures. Circumstances that may cause the fund to determine that market quotations are not available or reliable include, but are not limited to: when there is a significant event subsequent to the market quotation; trading in a security has been halted during the trading day; or trading in a security is insufficient or did not take place due to a closure or holiday.

The valuation designee monitors for significant events occurring after the close of an investment's primary exchange but before the fund's NAV per share is determined. Significant events may include, but are not limited to: corporate announcements and transactions; regulatory news, governmental action and political unrest that could impact a specific investment or an investment sector; or armed conflicts, natural disasters and similar events that could affect investments in a specific country or region. The valuation designee also monitors for significant fluctuations between domestic and foreign markets, as evidenced by the U.S. market or such other indicators that it deems appropriate. The valuation designee may apply a model-derived factor to the closing price of equity securities traded on foreign securities exchanges. The factor is based on observable market data as provided by an independent pricing service.

**2. Fair Value Measurements**

The fund's investments valuation process is based on several considerations and may use multiple inputs to determine the fair value of the investments held by the fund. In conformity with accounting principles generally accepted in the United States of America, the inputs used to determine a valuation are classified into three broad levels.

• Level 1 valuation inputs consist of unadjusted quoted prices in an active market for identical investments.

• Level 2 valuation inputs consist of direct or indirect observable market data (including quoted prices for comparable investments, evaluations of subsequent market events, interest rates, prepayment speeds, credit risk, etc.). These inputs also consist of quoted prices for identical investments initially expressed in local currencies that are adjusted through translation into U.S. dollars.

• Level 3 valuation inputs consist of unobservable data (including a fund's own assumptions).

The level classification is based on the lowest level input that is significant to the fair valuation measurement. The valuation inputs are not necessarily an indication of the risks associated with investing in these securities or other financial instruments.

------

The following is a summary of the level classifications as of period end. The Schedule of Investments provides additional information on the fund's portfolio holdings.

---

| | | | |
|:---|:---|:---|:---|
| | **Level 1** | **Level 2** | **Level 3** |
| **Assets** | | | |
| **Investment Securities** | | | |
| Preferred Stocks | $15451509 | $3866939 |  |
| Convertible Preferred Stocks | 230308 | 736749 |  |
| Corporate Bonds |  | 963541 |  |
| Common Stocks | 286852 |  |  |
| Short-Term Investments | 1309943 |  |  |
|  | $17278612 | $5567229 |  |

---

*This schedule of investments provides information about the fund's portfolio holdings as of the date on the schedule. It is unaudited, and American Century Investments assumes no obligation to update or supplement the schedule to reflect subsequent changes. More information is available in the fund's most recent annual or semiannual shareholder report.*

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** American Century ETF Trust

- **b. Investment Company Act file number:** 811-23305

- **c. CIK number of Registrant:** 0001710607

- **d. LEI of Registrant:** 5493006IKK34YJD98183

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 4500 Main St

  - **City:** Kansas City

  - **State:** MO

  - **Foreign country:** US

  - **Zip / Postal Code:** 64111

  - **Telephone number:** 816-531-5575

**Item A.2. Information about the Series.**

- **a. Name of Series:** American Century Quality Preferred ETF

- **b. EDGAR series identifier (if any):** S000070041

- **c. LEI of Series:** 549300BYIWEVK2FM3C85

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $23031934.28

**Total Liabilities:** $5859.25

**Net Assets:** $23026075.03

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222949 | -2.51%               | -2.33%               | 4.36%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-116460.96              | $-578892.63                                |
| Month 2  | $-21861.35               | $-535160.92                                |
| Month 3  | $0.00                    | $812023.49                                 |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AGNC Investment Corp                                       | AGNC Investment Corp (pfd) 6.50% Series E                             | CUSIP: 00123Q807<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |      9522 | NS      | $205484.76    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC Investment Corp                                       | AGNC Investment Corp (pfd) 6.13% Series F                             | CUSIP: 00123Q872<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EP               | CORP              | US        |     10107 | NS      | $207900.99    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| AES Corp/The                                               | AES Corp/The (conv) 6.88% 02-15-2024                                  | CUSIP: 00130H204<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EP               | CORP              | US        |      1406 | NS      | $144438.38    | 0.63%             |  |  |  | No            |                  2 | On Loan: No      |
| AT&T Inc                                                   | AT&T Inc (pfd) 5.00% Series A                                         | CUSIP: 00206R508<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               | CORP              | US        |      5034 | NS      | $99421.50     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Affiliated Managers Group Inc                              | Affiliated Managers Group Inc (pfd) 4.20%                             | CUSIP: 008252835<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               | CORP              | US        |      4530 | NS      | $76330.50     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Affiliated Managers Group Inc                              | Affiliated Managers Group Inc (pfd) 5.88%                             | CUSIP: 008252850<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EP               | CORP              | US        |     15525 | NS      | $355833.00    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Algonquin Power & Utilities Corp                           | Algonquin Power & Utilities Corp (pfd) 6.88%                          | CUSIP: 015857709<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               | CORP              | CA        |      7256 | NS      | $176103.12    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Algonquin Power & Utilities Corp                           | Algonquin Power & Utilities Corp (pfd) 6.20% Series 19-A              | CUSIP: 015857808<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EP               | CORP              | CA        |      3713 | NS      | $83468.24     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Allstate Corp/The                                          | Allstate Corp/The (pfd) 5.63% Series G                                | CUSIP: 020002127<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               | CORP              | US        |      3062 | NS      | $71650.80     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Allstate Corp/The                                          | Allstate Corp/The (pfd) 5.10%                                         | CUSIP: 020002309<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               | CORP              | US        |      4855 | NS      | $119675.75    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Allstate Corp/The                                          | Allstate Corp/The (pfd) 5.10% Series H                                | CUSIP: 020002838<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EP               | CORP              | US        |      4985 | NS      | $108373.90    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Allstate Corp/The                                          | Allstate Corp/The 5.75 08/15/2053                                     | CUSIP: 020002BB6<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | DBT              | CORP              | US        |    366000 | PA      | $337726.50    | 1.47%             | 2053-08-15      | Variable      | 5.75%                 | No            |                  2 | On Loan: No      |
| American Electric Power Co Inc                             | American Electric Power Co Inc (conv) 6.13% 08-15-2023                | CUSIP: 02557T307<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EP               | CORP              | US        |      2635 | NS      | $139154.35    | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| American Equity Investment Life Holding Co                 | American Equity Investment Life Holding Co (pfd) 5.95% Series A       | CUSIP: 025676503<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |      5352 | NS      | $116245.44    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| American Equity Investment Life Holding Co                 | American Equity Investment Life Holding Co (pfd) 6.63% Series B       | CUSIP: 025676602<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |      2474 | NS      | $59351.26     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Annaly Capital Management Inc                              | Annaly Capital Management Inc (pfd) 6.50% Series G                    | CUSIP: 035710862<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EP               | CORP              | US        |      7424 | NS      | $170752.00    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Asset Management Inc                                | Apollo Asset Management Inc (pfd) 6.38% Series A                      | CUSIP: 03769W203<br>LEI: 54930054P2G7ZJB0KM79 | Long             | EP               | CORP              | US        |     23828 | NS      | $585215.68    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Arch Capital Group Ltd                                     | Arch Capital Group Ltd (pfd) 5.45% Series F                           | CUSIP: 03939A107<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               | CORP              | BM        |      5060 | NS      | $112332.00    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Athene Holding Ltd                                         | Athene Holding Ltd (pfd) 5.63% Series B                               | CUSIP: 04686J200<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |      9188 | NS      | $202687.28    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Athene Holding Ltd                                         | Athene Holding Ltd (pfd) 6.38% Series C                               | CUSIP: 04686J309<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |      3942 | NS      | $98904.78     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Athene Holding Ltd                                         | Athene Holding Ltd (pfd) 4.88% Series D                               | CUSIP: 04686J408<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |      3736 | NS      | $68779.76     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Axis Capital Holdings Ltd                                  | Axis Capital Holdings Ltd (pfd) 5.50% Series E                        | CUSIP: 05461T305<br>LEI: N/A                  | Long             | EP               | CORP              | BM        |      5165 | NS      | $109084.80    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                                       | Bank of America Corp (pfd) 5.88% Series HH                            | CUSIP: 060505195<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      4541 | NS      | $111572.37    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                                       | Bank of America Corp (pfd) 6.00% Series GG                            | CUSIP: 060505229<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      8602 | NS      | $213415.62    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                                       | Bank of America Corp (pfd) 5.39% Series 02                            | CUSIP: 060505625<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |      5130 | NS      | $97264.80     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                                       | Bank of America Corp (pfd) 6.25% 03/05/2171 Perpetual                 | CUSIP: 060505EH3<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |    250000 | NS      | $241875.00    | 1.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank of America Corp                                       | Bank of America Corp (pfd) 5.88% 09/15/2171 Perpetual                 | CUSIP: 060505FL3<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |    242000 | NS      | $216287.50    | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| Bank of America Corp                                       | Bank of America Corp (pfd) 6.13% 07/27/2171 Perpetual                 | CUSIP: 06055HAB9<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |    182000 | NS      | $176540.00    | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| Becton Dickinson and Co                                    | Becton Dickinson and Co (conv) 6% 06/01/2023                          | CUSIP: 075887406<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EP               | CORP              | US        |      4664 | NS      | $230308.32    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| W R Berkley Corp                                           | W R Berkley Corp (pfd) 5.70%                                          | CUSIP: 084423706<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EP               | CORP              | US        |      2894 | NS      | $69571.76     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| W R Berkley Corp                                           | W R Berkley Corp (pfd) 5.10%                                          | CUSIP: 084423805<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EP               | CORP              | US        |      2936 | NS      | $65678.32     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp                                     | Boston Scientific Corp (conv) 5.50% 06-01-2023                        | CUSIP: 101137206<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EP               | CORP              | US        |      1760 | NS      | $199214.40    | 0.87%             |  |  |  | No            |                  2 | On Loan: No      |
| Brighthouse Financial Inc                                  | Brighthouse Financial Inc (pfd) 6.60% Series A                        | CUSIP: 10922N301<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               | CORP              | US        |      7424 | NS      | $184634.88    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Brighthouse Financial Inc                                  | Brighthouse Financial Inc (pfd) 5.38% Series C                        | CUSIP: 10922N707<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               | CORP              | US        |      5595 | NS      | $110501.25    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Brunswick Corp/DE                                          | Brunswick Corp/DE (pfd) 6.50%                                         | CUSIP: 117043406<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | EP               | CORP              | US        |      5326 | NS      | $130913.08    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Brunswick Corp/DE                                          | Brunswick Corp/DE (pfd) 6.63%                                         | CUSIP: 117043505<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | EP               | CORP              | US        |      4657 | NS      | $117216.69    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CHS Inc                                                    | CHS Inc (pfd) 7.10% Series 2                                          | CUSIP: 12542R506<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |      4362 | NS      | $109268.10    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CHS Inc                                                    | CHS Inc (pfd) 6.75% Series 3                                          | CUSIP: 12542R704<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |      4404 | NS      | $110276.16    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS Energy Corp                                            | CMS Energy Corp (pfd) 5.88%                                           | CUSIP: 125896845<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               | CORP              | US        |      6544 | NS      | $152082.56    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS Energy Corp                                            | CMS Energy Corp (pfd) 5.88%                                           | CUSIP: 125896852<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               | CORP              | US        |      4572 | NS      | $107624.88    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp                                 | Capital One Financial Corp (pfd) 4.38% Series L                       | CUSIP: 14040H758<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               | CORP              | US        |      7759 | NS      | $134929.01    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Chimera Investment Corp                                    | Chimera Investment Corp (pfd) 7.75% Series C                          | CUSIP: 16934Q505<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |      4782 | NS      | $90523.26     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Chimera Investment Corp                                    | Chimera Investment Corp (pfd) 8.00% Series D                          | CUSIP: 16934Q604<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |      8558 | NS      | $172700.44    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                                              | Citigroup Inc (pfd) 6.88% Series K                                    | CUSIP: 172967341<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               | CORP              | US        |     16042 | NS      | $401531.26    | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                                              | Citigroup Inc (pfd) 7.13% Series J                                    | CUSIP: 172967358<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               | CORP              | US        |     15856 | NS      | $401791.04    | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                                              | Citigroup Inc (pfd) 6.30% 11/15/2171 Perpetual                        | CUSIP: 172967HQ7<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EP               | CORP              | US        |    310000 | NS      | $291012.50    | 1.26%             |  |  |  | No            |                  2 | On Loan: No      |
| Citizens Financial Group Inc                               | Citizens Financial Group Inc (pfd) 6.35% Series D                     | CUSIP: 174610204<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               | CORP              | US        |      8600 | NS      | $216978.00    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| DCP Midstream LP                                           | DCP Midstream LP (pfd) 7.88% Series B                                 | CUSIP: 23311P209<br>LEI: 52990024YYS3MLGW0E91 | Long             | EP               | CORP              | US        |     11858 | NS      | $295857.10    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE Energy Co                                              | DTE Energy Co (pfd) 4.38% Series G                                    | CUSIP: 233331826<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               | CORP              | US        |      4750 | NS      | $87542.50     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                                   | Digital Realty Trust Inc (pfd) 5.25% Series J                         | CUSIP: 253868855<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               | CORP              | US        |      3606 | NS      | $78250.20     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Enbridge Inc                                               | Enbridge Inc 5.50 07/15/2077                                          | CUSIP: 29250NAS4<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |     91000 | PA      | $79870.18     | 0.35%             | 2077-07-15      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| General Electric Co                                        | General Electric Co (pfd) 6.62% 06/15/2171 Perpetual                  | CUSIP: 369604BQ5<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EP               | CORP              | US        |    440000 | NS      | $428450.00    | 1.86%             |  |  |  | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co                                        | JPMorgan Chase & Co (pfd) 6.75% 08/01/2171 Perpetual                  | CUSIP: 46625HJQ4<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |    319000 | NS      | $316499.32    | 1.37%             |  |  |  | No            |                  2 | On Loan: No      |
| JPMorgan Chase & Co                                        | JPMorgan Chase & Co (pfd) 6.00% 02/01/2171 Perpetual                  | CUSIP: 48126HAA8<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |    334000 | NS      | $331495.00    | 1.44%             |  |  |  | No            |                  2 | On Loan: No      |
| PNC Financial Services Group Inc/The                       | PNC Financial Services Group Inc/The (pfd) 6.20% 12/15/2170 Perpetual | CUSIP: 693475BF1<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EP               | CORP              | US        |    304000 | NS      | $294120.00    | 1.28%             |  |  |  | No            |                  2 | On Loan: No      |
| Progressive Corp/The                                       | Progressive Corp/The (pfd) 5.38% 09/15/2167 Perpetual                 | CUSIP: 743315AU7<br>LEI: 529900TACNVLY9DCR586 | Long             | EP               | CORP              | US        |    250000 | NS      | $235625.00    | 1.02%             |  |  |  | No            |                  2 | On Loan: No      |
| State Street Institutional US Government Money Market Fund | State Street Institutional US Government Money Market Fund            | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |   1309943 | NS      | $1309943.35   | 5.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                                              | Sempra Energy (pfd) 4.88% 10/15/2171 Perpetual                        | CUSIP: 816851BK4<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EP               | CORP              | US        |    213000 | NS      | $198090.00    | 0.86%             |  |  |  | No            |                  2 | On Loan: No      |
| State Street Corp                                          | State Street Corp (pfd) 5.63% 12/15/2170 Perpetual                    | CUSIP: 857477BA0<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               | CORP              | US        |    404000 | NS      | $377740.00    | 1.64%             |  |  |  | No            |                  2 | On Loan: No      |
| Sumitomo Life Insurance Co                                 | Sumitomo Life Insurance Co 6.50 09/20/2073                            | CUSIP: 86564CAA8<br>LEI: 549300I5OQCDADQSPI57 | Long             | DBT              | CORP              | JP        |    339000 | PA      | $337094.19    | 1.46%             | 2073-09-20      | Variable      | 6.50%                 | No            |                  2 | On Loan: No      |
| Transcanada Trust                                          | Transcanada Trust 5.30 03/15/2077                                     | CUSIP: 89356BAC2<br>LEI: 549300Y0MFCAXLBWUV51 | Long             | DBT              | CORP              | CA        |    248000 | PA      | $208850.13    | 0.91%             | 2077-03-15      | Variable      | 5.30%                 | No            |                  2 | On Loan: No      |
| Truist Financial Corp                                      | Truist Financial Corp (pfd) 4.80% 03/01/2171 Perpetual                | CUSIP: 89832QAD1<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               | CORP              | US        |    164000 | NS      | $149279.36    | 0.65%             |  |  |  | No            |                  2 | On Loan: No      |
| USB Capital IX                                             | USB Capital IX (pfd) 5.10% 10/15/2171 Perpetual                       | CUSIP: 91731KAA8<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    179000 | NS      | $145326.00    | 0.63%             |  |  |  | No            |                  2 | On Loan: No      |
| Wells Fargo & Co                                           | Wells Fargo & Co (pfd) 5.90% 12/15/2170 Perpetual                     | CUSIP: 949746RG8<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |    505000 | NS      | $464600.00    | 2.02%             |  |  |  | No            |                  2 | On Loan: No      |
| Dominion Energy Inc                                        | Dominion Energy Inc                                                   | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |      1462 | NS      | $89342.82     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                                           | Duke Energy Corp (pfd) 5.63%                                          | CUSIP: 26441C402<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               | CORP              | US        |     10906 | NS      | $265888.28    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Enbridge Inc                                               | Enbridge Inc (pfd) 6.38% Series B                                     | CUSIP: 29250N477<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EP               | CORP              | CA        |     12644 | NS      | $307754.96    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Enstar Group Ltd                                           | Enstar Group Ltd (pfd) 7.00% Series E                                 | CUSIP: 29359U208<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               | CORP              | BM        |      8738 | NS      | $198964.26    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Equitable Holdings Inc                                     | Equitable Holdings Inc (pfd) 5.25% Series A                           | CUSIP: 29452E200<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EP               | CORP              | US        |      7236 | NS      | $150870.60    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Third Bancorp                                        | Fifth Third Bancorp (pfd) 6.00% Series A                              | CUSIP: 316773886<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               | CORP              | US        |      4656 | NS      | $107879.52    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens BancShares Inc/NC                           | First Citizens BancShares Inc/NC (pfd) 5.38% Series A                 | CUSIP: 319626305<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EP               | CORP              | US        |      2810 | NS      | $56171.90     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank/CA                                     | First Republic Bank/CA (pfd) 4.00% Series M                           | CUSIP: 33616C720<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               | CORP              | US        |      3648 | NS      | $61432.32     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| First Republic Bank/CA                                     | First Republic Bank/CA (pfd) 5.13% Series H                           | CUSIP: 33616C811<br>LEI: YWC0TIKBQM2JV8L4IV08 | Long             | EP               | CORP              | US        |     12653 | NS      | $272798.68    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Ford Motor Co                                              | Ford Motor Co (pfd) 6.00%                                             | CUSIP: 345370837<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               | CORP              | US        |      4404 | NS      | $104154.60    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The                                | Goldman Sachs Group Inc/The (pfd) 5.51% Series C                      | CUSIP: 38144X609<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               | CORP              | US        |      5497 | NS      | $106971.62    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The                                | Goldman Sachs Group Inc/The (pfd) 5.50% Series J                      | CUSIP: 38145G308<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               | CORP              | US        |     14398 | NS      | $354478.76    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The                                | Goldman Sachs Group Inc/The (pfd) 6.38% Series K                      | CUSIP: 38148B108<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               | CORP              | US        |      6670 | NS      | $169551.40    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Hartford Financial Services Group Inc/The                  | Hartford Financial Services Group Inc/The (pfd) 6.00% Series G        | CUSIP: 416518603<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EP               | CORP              | US        |     14141 | NS      | $353242.18    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                                        | JPMorgan Chase & Co (pfd) 6.00% Series EE                             | CUSIP: 48128B648<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |      6918 | NS      | $175025.40    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                                        | JPMorgan Chase & Co (pfd) 5.75% Series DD                             | CUSIP: 48128B655<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               | CORP              | US        |      6996 | NS      | $171751.80    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| KeyCorp                                                    | KeyCorp (pfd) 5.65% Series F                                          | CUSIP: 493267876<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               | CORP              | US        |      9641 | NS      | $228491.70    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimco Realty Corp                                          | Kimco Realty Corp (pfd) 5.25% Series M                                | CUSIP: 49446R711<br>LEI: 549300EA7I6T15IBYS12 | Long             | EP               | CORP              | US        |      4405 | NS      | $93077.65     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| MFA Financial Inc                                          | MFA Financial Inc (pfd) 6.50% Series C                                | CUSIP: 55272X508<br>LEI: YW72IMH2RRC8Z1TGLG58 | Long             | EP               | CORP              | US        |      8516 | NS      | $154820.88    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| MetLife Inc                                                | MetLife Inc (pfd) 4.29% Series A                                      | CUSIP: 59156R504<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               | CORP              | US        |      2726 | NS      | $59317.76     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| MetLife Inc                                                | MetLife Inc (pfd) 5.63% Series E                                      | CUSIP: 59156R876<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               | CORP              | US        |      3732 | NS      | $90314.40     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                             | Morgan Stanley (pfd) 6.38% Series I                                   | CUSIP: 61761J406<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |      9074 | NS      | $226305.56    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                             | Morgan Stanley (pfd) 7.13% Series E                                   | CUSIP: 61762V200<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     16192 | NS      | $413543.68    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                             | Morgan Stanley (pfd) 6.88% Series F                                   | CUSIP: 61763E207<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     12164 | NS      | $308600.68    | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Rithm Capital Corp                                         | Rithm Capital Corp (pfd) 6.38% Series C                               | CUSIP: 64828T508<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EP               | CORP              | US        |     14481 | NS      | $263409.39    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc                                         | NextEra Energy Inc (conv) 6.219%                                      | CUSIP: 65339F739<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2074 | NS      | $104913.29    | 0.46%             |  |  |  | No            |                  2 | On Loan: No      |
| NextEra Energy Capital Holdings Inc                        | NextEra Energy Capital Holdings Inc (pfd) 5.65% Series N              | CUSIP: 65339K860<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | EP               | CORP              | US        |      5118 | NS      | $127079.94    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| NiSource Inc                                               | NiSource Inc (conv) 7.75% 03-01-2024                                  | CUSIP: 65473P121<br>LEI: 549300D8GOWWH0SJB189 | Long             | EP               | CORP              | US        |      1379 | NS      | $149028.53    | 0.65%             |  |  |  | No            |                  2 | On Loan: No      |
| NiSource Inc                                               | NiSource Inc (pfd) 6.50% Series B                                     | CUSIP: 65473P881<br>LEI: 549300D8GOWWH0SJB189 | Long             | EP               | CORP              | US        |      7508 | NS      | $184096.16    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Oaktree Capital Group LLC                                  | Oaktree Capital Group LLC (pfd) 6.63% Series A                        | CUSIP: 674001300<br>LEI: 254900T1ODNFOK2L6090 | Long             | EP               | CORP              | US        |     16505 | NS      | $409819.15    | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Oaktree Capital Group LLC                                  | Oaktree Capital Group LLC (pfd) 6.55% Series B                        | CUSIP: 674001409<br>LEI: 254900T1ODNFOK2L6090 | Long             | EP               | CORP              | US        |     16694 | NS      | $412341.80    | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN                                    | Old National Bancorp/IN (pfd) 7.00% Series C                          | CUSIP: 68003D303<br>LEI: 549300MMK90CL5KMVX16 | Long             | EP               | CORP              | US        |      4356 | NS      | $108900.00    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                                             | Public Storage (pfd) 5.05% Series G                                   | CUSIP: 74460W669<br>LEI: 549300LMZF40TKJ6DM64 | Long             | EP               | CORP              | US        |      4656 | NS      | $105225.60    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Storage                                             | Public Storage (pfd) 5.15% Series F                                   | CUSIP: 74460W685<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      7004 | NS      | $157379.88    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Qwest Corp                                                 | Qwest Corp (pfd) 6.75%                                                | CUSIP: 74913G873<br>LEI: 549300R2L4N683OO1509 | Long             | EP               | CORP              | US        |      6586 | NS      | $132707.90    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Regions Financial Corp                                     | Regions Financial Corp (pfd) 5.70% Series C                           | CUSIP: 7591EP704<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               | CORP              | US        |      4152 | NS      | $96077.28     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| RenaissanceRe Holdings Ltd                                 | RenaissanceRe Holdings Ltd (pfd) 5.75% Series F                       | CUSIP: 75968N309<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               | CORP              | BM        |     15017 | NS      | $339534.37    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE Trust VI                                               | SCE Trust VI (pfd) 5.00%                                              | CUSIP: 78410V200<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      9791 | NS      | $175650.54    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/The                                            | Southern Co/The                                                       | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |      2920 | NS      | $197508.80    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/The                                            | Southern Co/The (pfd) 4.20% Series C                                  | CUSIP: 842587883<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               | CORP              | US        |      3256 | NS      | $61082.56     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp                                          | State Street Corp (pfd) 5.90% Series D                                | CUSIP: 857477608<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               | CORP              | US        |     14148 | NS      | $343937.88    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp                                      | Stifel Financial Corp (pfd) 6.25% Series B                            | CUSIP: 860630706<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               | CORP              | US        |      3625 | NS      | $91168.75     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Synovus Financial Corp                                     | Synovus Financial Corp (pfd) 6.30% Series D                           | CUSIP: 87161C600<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               | CORP              | US        |      8600 | NS      | $208120.00    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Cellular Corp                                | United States Cellular Corp (pfd) 6.25%                               | CUSIP: 911684702<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      7692 | NS      | $139917.48    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                                           | Wells Fargo & Co (pfd) 5.85% Series Q                                 | CUSIP: 949746556<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |     20685 | NS      | $480305.70    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc                                    | WESCO International Inc (pfd) 10.63% Series A                         | CUSIP: 95082P303<br>LEI: 529900TXOGREY3WNJ434 | Long             | EP               | CORP              | US        |      3816 | NS      | $104558.40    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Insurance Holdings Ltd                               | Aspen Insurance Holdings Ltd (pfd) 5.63% Series **                    | CUSIP: G05384204<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               | CORP              | BM        |      5066 | NS      | $100914.72    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Athene Holding Ltd                                         | Athene Holding Ltd (pfd) 6.35% Series A                               | CUSIP: G0684D305<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |      3663 | NS      | $90183.06     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Property Partners LP                            | Brookfield Property Partners LP (pfd) 5.75% Series A                  | CUSIP: G16249164<br>LEI: 5493004J5Z0TZW83NU62 | Long             | EP               | CORP              | US        |     14384 | NS      | $215184.64    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Triton International Ltd                                   | Triton International Ltd (pfd) 6.88%                                  | CUSIP: G9078F206<br>LEI: N/A                  | Long             | EP               | CORP              | BM        |      7693 | NS      | $184785.86    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** American Century ETF Trust

**Signature:** Amy R. Bitter

**Name of Signer:** Amy R. Bitter

**Title:** Assistant Treasurer