# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-26-011505
**Filing Date:** 2026-3
**Character Count:** 72113
**Document Hash:** 75107e283a7fca8c479d2645258dfb46
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011505.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011505

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 26792921

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay California Muni Intermediate ETF (Series ID: S000069622)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000222073 | NYLI MacKay California Muni Intermediate ETF | MMCA            |

## Nport-Ex

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds — 100.2%** |  |  |
| **Airport — 10.6%** |  |  |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Insured: AG |  |  |
| &nbsp;&nbsp;3.500%, due 12/31/35 | $1000000 | $983921 |
| Chicago O'Hare International Airport, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;4.000%, due 1/1/36 | 1000000 | 1024560 |
| City of Long Beach CA Airport System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: AGM |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/32 | 200000 | 235131 |
| &nbsp;&nbsp;Series B Insured: AGM |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/32 | 200000 | 235131 |
| City of Los Angeles Department of Airports, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 5/15/33 | 1000000 | 1043804 |
| County of Sacramento CA Airport System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/32 | 1200000 | 1257268 |
| Norman Y Mineta San Jose International Airport SJC, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;4.000%, due 3/1/34 | 500000 | 518630 |
| San Diego County Regional Airport Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.250%, due 7/1/36 | 500000 | 570398 |
| San Francisco City & County Airport Comm-San Francisco International Airport, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 5/1/31 | 550000 | 611501 |
| &nbsp;&nbsp;5.000%, due 5/1/36 | 1220000 | 1328464 |
|  |  | 7808808 |
| **Development — 0.7%** |  |  |
| California Statewide Communities Development Authority, Special Assessment |  |  |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 9/2/34 | 500000 | 523982 |
| **Education — 0.5%** |  |  |
| California School Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/46 | 350000 | 337234 |
| **General — 23.5%** |  |  |
| California Community Choice Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 10/1/52<sup>(a)(b)</sup> | 500000 | 509059 |
| &nbsp;&nbsp;&nbsp;5.000%, due 5/1/54<sup>(a)(b)</sup> | 300000 | 321793 |
| &nbsp;&nbsp;&nbsp;5.250%, due 1/1/54<sup>(a)(b)</sup> | 2000000 | 2127963 |
| &nbsp;&nbsp;&nbsp;5.500%, due 10/1/54<sup>(a)(b)</sup> | 990000 | 1076844 |
| &nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;&nbsp;3.888%, due 4/1/56<sup>(a)(b)</sup> | 750000 | 750096 |
| &nbsp;&nbsp;Series B-1 |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 2/1/52<sup>(a)(b)</sup> | 1000000 | 1012124 |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 2/1/55<sup>(a)(b)</sup> | 620000 | 674697 |
| &nbsp;&nbsp;Series E |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 10/1/56<sup>(a)(b)</sup> | 1500000 | 1645820 |
| &nbsp;&nbsp;Series G |  |  |
| &nbsp;&nbsp;&nbsp;5.250%, due 11/1/54<sup>(a)(b)</sup> | 300000 | 322321 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **General (continued)** |  |  |
| California State Public Works Board, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 11/1/36 | $750000 | $901172 |
| Cathedral City Redevelopment Agency Successor Agency, Tax Allocation |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;4.000%, due 8/1/32 | 140000 | 149703 |
| City of Newport Beach CA, Special Assessment |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;4.125%, due 9/2/38 | 620000 | 635166 |
| Commonwealth of Puerto Rico, |  |  |
| &nbsp;&nbsp;&nbsp;0.000%, due 11/1/51<sup>(a)(b)(c)</sup> | 96127 | 47583 |
| Matching Fund Special Purpose Securitization Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 10/1/28 | 225000 | 232921 |
| &nbsp;&nbsp;5.000%, due 10/1/30 | 400000 | 420441 |
| Mountain House Public Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;3.000%, due 12/1/37 | 295000 | 266058 |
| Riverside County Public Financing Authority, Tax Allocation |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 10/1/36 | 750000 | 894710 |
| San Francisco Bay Area Rapid Transit District Sales Tax Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;3.000%, due 7/1/44 | 500000 | 413451 |
| San Francisco City & County Redevelopment Agency Successor Agency, Tax Allocation |  |  |
| &nbsp;&nbsp;Series B Insured: AG |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/40 | 190000 | 214845 |
| San Joaquin Valley Clean Energy Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.500%, due 1/1/56<sup>(a)(b)</sup> | 750000 | 843088 |
| Santa Fe Springs Public Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Insured: AGC |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/27 | 700000 | 723134 |
| Southern California Logistics Airport Authority, Tax Allocation |  |  |
| &nbsp;&nbsp;Series A Insured: AG |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/33 | 375000 | 445990 |
| &nbsp;&nbsp;5.000%, due 12/1/35 | 365000 | 442180 |
| &nbsp;&nbsp;5.000%, due 12/1/36 | 415000 | 497667 |
| Sutter Butte Flood Control Agency, Special Assessment |  |  |
| &nbsp;&nbsp;Insured: AG |  |  |
| &nbsp;&nbsp;5.000%, due 10/1/33 | 500000 | 588052 |
| Territory of Guam, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series F |  |  |
| &nbsp;&nbsp;5.000%, due 1/1/30 | 750000 | 809456 |
|  |  | 16966334 |
| **General Obligation — 9.6%** |  |  |
| City of Menlo Park CA, General Obligation Bonds |  |  |
| &nbsp;&nbsp;2.000%, due 8/1/33 | 420000 | 383749 |
| Commonwealth of Puerto Rico, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A1 |  |  |
| &nbsp;&nbsp;4.000%, due 7/1/35 | 251878 | 252930 |
| &nbsp;&nbsp;5.625%, due 7/1/29 | 500000 | 531227 |

---

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF (continued)

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **General Obligation (continued)** |  |  |
| Foothill-De Anza Community College District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;4.000%, due 8/1/40 | $1000000 | $1000511 |
| Grossmont Healthcare District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series F |  |  |
| &nbsp;&nbsp;5.000%, due 7/15/32 | 350000 | 410184 |
| Kern Community College District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/32 | 625000 | 737907 |
| Long Beach Community College District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series E |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/40 | 500000 | 584952 |
| State of California, General Obligation Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 4/1/33 | 1000000 | 1084066 |
| &nbsp;&nbsp;5.000%, due 8/1/37 | 500000 | 584449 |
| &nbsp;&nbsp;5.000%, due 9/1/39 | 205000 | 234559 |
| State of Illinois, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/34 | 1000000 | 1113928 |
|  |  | 6918462 |
| **Higher Education — 4.4%** |  |  |
| California State University, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 11/1/34 | 250000 | 305329 |
| Texas A&M University, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;3.000%, due 5/15/37 | 1000000 | 932033 |
| University of California, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series BS |  |  |
| &nbsp;&nbsp;5.000%, due 5/15/37 | 350000 | 407060 |
| &nbsp;&nbsp;Series CA |  |  |
| &nbsp;&nbsp;5.000%, due 5/15/38 | 1000000 | 1171050 |
| &nbsp;&nbsp;Series Q |  |  |
| &nbsp;&nbsp;4.000%, due 5/15/41 | 350000 | 358666 |
|  |  | 3174138 |
| **Housing — 2.7%** |  |  |
| California Community College Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 5/1/38 | 400000 | 411119 |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 5/15/37 | 1000000 | 1038176 |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.250%, due 7/1/45 | 500000 | 501196 |
|  |  | 1950491 |
| **Medical — 11.9%** |  |  |
| California Health Facilities Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/35 | 350000 | 399923 |
| &nbsp;&nbsp;5.000%, due 12/1/36 | 1000000 | 1115027 |
| &nbsp;&nbsp;5.000%, due 12/1/39 | 250000 | 271898 |
| &nbsp;&nbsp;Series AG Insured: AG-CR |  |  |
| &nbsp;&nbsp;5.000%, due 11/15/34 | 1000000 | 1171485 |
| &nbsp;&nbsp;5.000%, due 11/15/38 | 1000000 | 1145189 |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;4.000%, due 8/15/36 | 500000 | 501169 |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Insured: CA MTG INS |  |  |
| &nbsp;&nbsp;2.500%, due 9/1/34 | 825000 | 760326 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **Medical (continued)** |  |  |
| &nbsp;&nbsp;3.000%, due 2/1/33 | $270000 | $270017 |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;3.000%, due 7/1/28 | 500000 | 495488 |
| California Statewide Communities Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 3/1/35 | 500000 | 500748 |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 10/1/35 | 1000000 | 1175451 |
| Sierra View Local Health Care District, Revenue Bonds |  |  |
| &nbsp;&nbsp;3.000%, due 7/1/30 | 750000 | 732293 |
|  |  | 8539014 |
| **Mello-Roos — 2.8%** |  |  |
| California Statewide Communities Development Authority, Special Assessment |  |  |
| &nbsp;&nbsp;Series 1 Insured: AG |  |  |
| &nbsp;&nbsp;5.000%, due 9/2/37 | 620000 | 730553 |
| City of South San Francisco CA, Special Tax |  |  |
| &nbsp;&nbsp;5.000%, due 9/1/40 | 375000 | 397260 |
| Folsom Ranch Financing Authority, Special Tax |  |  |
| &nbsp;&nbsp;5.000%, due 9/1/39 | 500000 | 517089 |
| Romoland School District, Special Tax |  |  |
| &nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;5.000%, due 9/1/46 | 370000 | 377332 |
|  |  | 2022234 |
| **Multifamily Housing — 5.2%** |  |  |
| California Housing Finance Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 2021-2 A Insured: FHLMC COLL |  |  |
| &nbsp;&nbsp;3.750%, due 3/25/35 | 234682 | 240165 |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;2.950%, due 1/1/56<sup>(a)(b)</sup> | 1000000 | 1005636 |
| &nbsp;&nbsp;Series A Insured: FNMA COLL |  |  |
| &nbsp;&nbsp;4.125%, due 11/1/41 | 1000000 | 1009760 |
| Illinois Housing Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;2.800%, due 4/1/29<sup>(a)(b)</sup> | 500000 | 500125 |
| Marina Joint Powers Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Insured: FNMA COLL |  |  |
| &nbsp;&nbsp;3.400%, due 3/1/36 | 1000000 | 1006660 |
|  |  | 3762346 |
| **Nursing Homes — 0.8%** |  |  |
| California Statewide Communities Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;4.000%, due 4/1/36 | 580000 | 583190 |
| **Pollution — 0.7%** |  |  |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;4.375%, due 9/1/53<sup>(a)(b)</sup> | 500000 | 518813 |
| **Power — 1.4%** |  |  |
| Los Angeles Department of Water & Power, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/30 | 250000 | 277755 |

---

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF (continued)

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **Power (continued)** |  |  |
| Southern California Public Power Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 1 Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/35 | $200000 | $236612 |
| &nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/53<sup>(a)(b)</sup> | 500000 | 530809 |
|  |  | 1045176 |
| **School District — 15.7%** |  |  |
| Alum Rock Union Elementary School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/37 | 420000 | 500029 |
| &nbsp;&nbsp;Series B Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/33 | 290000 | 345951 |
| Beverly Hills Unified School District CA, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;3.770%, due 8/1/37<sup>(c)</sup> | 580000 | 377555 |
| Colton Joint Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;&nbsp;3.060%, due 8/1/33<sup>(c)</sup> | 350000 | 278690 |
| &nbsp;&nbsp;&nbsp;3.160%, due 8/1/34<sup>(c)</sup> | 575000 | 440380 |
| &nbsp;&nbsp;&nbsp;3.300%, due 8/1/35<sup>(c)</sup> | 325000 | 238131 |
| El Monte Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: AGM |  |  |
| &nbsp;&nbsp;&nbsp;3.280%, due 6/1/36<sup>(c)</sup> | 140000 | 99989 |
| Elk Grove Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;3.250%, due 8/1/41 | 150000 | 139266 |
| Fremont Unified School District/Alameda County CA, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;2.000%, due 8/1/35 | 420000 | 366818 |
| Jefferson Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/31 | 350000 | 405777 |
| &nbsp;&nbsp;5.000%, due 8/1/36 | 250000 | 305525 |
| Novato Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;2.000%, due 8/1/33 | 500000 | 459603 |
| Palo Alto Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;2.250%, due 8/1/31 | 930000 | 901993 |
| Sacramento City Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: AG |  |  |
| &nbsp;&nbsp;&nbsp;2.620%, due 7/1/32<sup>(c)</sup> | 1000000 | 846295 |
| &nbsp;&nbsp;Series A Insured: AG |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/37 | 1315000 | 1554694 |
| San Francisco Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;3.000%, due 6/15/37 | 750000 | 724845 |
| San Mateo Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;4.000%, due 9/1/34 | 455000 | 478956 |
| Santa Maria Joint Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;3.000%, due 8/1/39 | 635000 | 591420 |
| Shasta Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;2.470%, due 2/1/29<sup>(c)</sup> | 875000 | 812892 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **School District (continued)** |  |  |
| West Contra Costa Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/33 | $255000 | $304588 |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/32 | 365000 | 429625 |
| &nbsp;&nbsp;Series B Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/39 | 600000 | 691391 |
|  |  | 11294413 |
| **Transportation — 2.5%** |  |  |
| Alameda Corridor Transportation Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B Insured: AGM |  |  |
| &nbsp;&nbsp;3.000%, due 10/1/34 | 250000 | 247404 |
| Bay Area Toll Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series I |  |  |
| &nbsp;&nbsp;&nbsp;1.250%, due 4/1/59<sup>(a)(b)</sup> | 1000000 | 1000000 |
| Foothill-Eastern Transportation Corridor Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: AGM |  |  |
| &nbsp;&nbsp;&nbsp;5.500%, due 1/15/31<sup>(a)(b)</sup> | 500000 | 577012 |
|  |  | 1824416 |
| **Water — 7.2%** |  |  |
| City of Los Angeles CA Wastewater System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/31 | 500000 | 579870 |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/34 | 500000 | 610423 |
| City of Riverside CA Sewer Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/35 | 400000 | 491907 |
| City of Santa Rosa CA Wastewater Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B Insured: AMBAC |  |  |
| &nbsp;&nbsp;&nbsp;2.670%, due 9/1/31<sup>(c)</sup> | 500000 | 431148 |
| East County Advanced Water Purification Joint Powers Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;3.125%, due 9/1/26 | 200000 | 200306 |
| Eastern Municipal Water District, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;1.200%, due 7/1/46<sup>(a)(b)</sup> | 1000000 | 1000000 |
| Guam Government Waterworks Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/35 | 200000 | 228171 |
| Los Angeles Department of Water & Power Water System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/33 | 1000000 | 1158745 |
| Puerto Rico Commonwealth Aqueduct & Sewer Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/30 | 500000 | 528961 |
|  |  | 5229531 |
| **Total Municipal Bonds** |  |  |
| &nbsp;&nbsp;**(Cost $70,792,733)** |  | 72498582 |

---

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF (continued)

------

January 31, 2026 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 0.8%** |  |  |
| **Money Market Fund — 0.8%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 3.58%<sup>(d)</sup> |  |  |
| **(Cost $605,125)** | 605125 | $605125 |
| **Total Investments — 101.0%<br> (Cost $71,397,858)** |  | 73103707 |
| **Other Assets and Liabilities,<br> Net — (1.0)%** |  | (745347) |
| **Net Assets — 100.0%** |  | $72358360 |

---

------

(a) Variable rate securities that may
 be tendered back to the issuer at any time prior to maturity at par. Rate shown is the rate in effect as of January 31, 2026.

(b) Adjustable rate security with an interest rate that is
 not based on a published reference index and spread. The rate is based on the structure of the agreement and current market conditions.

(c) The security was issued on a discount basis with no stated
 coupon rate. Rate shown reflects the effective yield.

(d) Reflects the 1-day yield at January 31, 2026.

---

| | |
|:---|:---|
| **Abbreviations** | **Abbreviations** |
| AGC | - Assured Guaranty Corp. |
| AGM | - Assured Guaranty Municipal Corp. |
| AMBAC | - Ambac Assurance Corp. |
| BAM | - Build America Mutual Assurance Co. |
| CR | - Custodial Receipts |

---

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2026. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(e)</sup> |  |  |  |  |
| &nbsp;&nbsp;Municipal Bonds | $— | $72498582 | $— | $72498582 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;Money Market Fund | 605125 |  |  | 605125 |
| Total Investments in Securities | $605125 | $72498582 | $— | $73103707 |

---

------

(e) For a complete
 listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2026, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay California Muni Intermediate ETF

- **b. EDGAR series identifier (if any):** S000069622

- **c. LEI of Series:** 549300OYUDYMCD64FC48

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $73112270.25

**Total Liabilities:** $747261.20

**Net Assets:** $72365009.05

**Cash Not Reported:** $229640.14

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 27.97747000 | **1-Year:** 2729.49878000 | **5-Year:** 21672.57353000 | **10-Year:** 15935.84342000 | **30-Year:** 13.65041000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 506.13212000 | **30-Year:** 5.13826000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222073 | 0.36%                | 0.20%                | 0.92%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $15140.25                | $52815.53                                  |
| Month 2  | $6737.51                 | $-57622.32                                 |
| Month 3  | $10838.12                | $439160.13                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| SAN FRANCISCO CA CITY &CNTY AR     | San Francisco City & County Airport Comm-San Francisco International Airport | CUSIP: 79766DTL3<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |    550000 | PA      | $611500.84    | 0.85%             | 2031-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                                          | CUSIP: 13063EDK9<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |    500000 | PA      | $584449.35    | 0.81%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST CMNTY CLG FING A     | California Community College Financing Authority                             | CUSIP: 13012RAT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $411119.44    | 0.57%             | 2038-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JAP1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1012124.20   | 1.40%             | 2052-02-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| MARINA CA JT PWRS FING AUTH MF     | Marina Joint Powers Financing Authority                                      | CUSIP: 568087BK5<br>LEI: N/A                  | Long             | ABS-MBS          | MUN               | US        |   1000000 | PA      | $1006659.90   | 1.39%             | 2036-03-01      | Fixed         | 3.40%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST                        | State of Illinois                                                            | CUSIP: 452153GK9<br>LEI: 54930048FV8RWPR02D67 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1113928.10   | 1.54%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CALIFORNIA ST PUBLIC PWR     | Southern California Public Power Authority                                   | CUSIP: 842469DL9<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    500000 | PA      | $530809.45    | 0.73%             | 2053-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JAX4<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    500000 | PA      | $509059.20    | 0.70%             | 2052-10-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                            | CUSIP: 40065NCN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $809456.25    | 1.12%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CITY CA UNIF SCH DI     | Sacramento City Unified School District/CA                                   | CUSIP: 785870RR9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $846294.80    | 1.17%             | 2032-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MENLO PARK CA                      | City of Menlo Park CA                                                        | CUSIP: 586821KJ8<br>LEI: 549300OA12TFLUF84P93 | Long             | DBT              | MUN               | US        |    420000 | PA      | $383749.30    | 0.53%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| EL MONTE CA UNION HIGH SCH DIS     | El Monte Union High School District                                          | CUSIP: 283353QJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $99989.44     | 0.14%             | 2036-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                                       | CUSIP: 13048VBZ0<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $983920.90    | 1.36%             | 2035-12-31      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST SCH FIN AUTH CHR     | California School Finance Authority                                          | CUSIP: 13058TMA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $337233.86    | 0.47%             | 2046-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NOVATO CA UNIF SCH DIST            | Novato Unified School District/CA                                            | CUSIP: 669878GE4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $459602.95    | 0.64%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| EAST CNTY ADVANCED WTR PURIFIC     | East County Advanced Water Purification Joint Powers Authority               | CUSIP: 271843AB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $200306.02    | 0.28%             | 2026-09-01      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA ARPT REVENUE         | City of Long Beach CA Airport System Revenue                                 | CUSIP: 542403CM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $235131.06    | 0.32%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                             | CUSIP: 13032UKB3<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501169.45    | 0.69%             | 2036-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST UNIV REVENUE         | California State University                                                  | CUSIP: 13077DVR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $305328.68    | 0.42%             | 2034-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST PUBLIC WKS BRD L     | California State Public Works Board                                          | CUSIP: 13068XRD3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $901172.25    | 1.25%             | 2036-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ESTRN CA MUNI WTR DIST WTR & W     | Eastern Municipal Water District                                             | CUSIP: 27627TCH3<br>LEI: 549300ZCFVRFDIRWK089 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.38%             | 2046-07-01      | Variable      | 2.40%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                                          | CUSIP: 13063ECA2<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |    205000 | PA      | $234559.16    | 0.32%             | 2039-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                                  | CUSIP: 74514L4F1<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |     96127 | PA      | $47582.86     | 0.07%             | 2051-11-01      | Variable      | 0.01%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                                  | CUSIP: 74514L3L9<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    251878 | PA      | $252930.37    | 0.35%             | 2035-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH AQUEDUCT &      | Puerto Rico Commonwealth Aqueduct & Sewer Authority                          | CUSIP: 745160SG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $528961.55    | 0.73%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA CMNTY CLG DIST       | Long Beach Community College District                                        | CUSIP: 542411QQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $584951.80    | 0.81%             | 2040-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CA LOGISTICS ARPT AUTH       | Southern California Logistics Airport Authority                              | CUSIP: 842472EG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $442179.94    | 0.61%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MOUNTAIN HOUSE CA PUBLIC FING      | Mountain House Public Financing Authority                                    | CUSIP: 62412PAL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    295000 | PA      | $266057.93    | 0.37%             | 2037-12-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HSG FIN AGY MUNI CT     | California Housing Finance Agency                                            | CUSIP: 13033DAG0<br>LEI: 549300BOPCVLBA552Z14 | Long             | ABS-MBS          | MUN               | US        |    234682 | PA      | $240164.93    | 0.33%             | 2035-03-25      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| SAN DIEGO CNTY CA REGL ARPT AU     | San Diego County Regional Airport Authority                                  | CUSIP: 79739GRB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $570397.70    | 0.79%             | 2036-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPL PURPOSE SECU     | Matching Fund Special Purpose Securitization Corp                            | CUSIP: 57665NAD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    225000 | PA      | $232920.81    | 0.32%             | 2028-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FREMONT CA UNIF SCH DIST ALAME     | Fremont Unified School District/Alameda County CA                            | CUSIP: 357155AK6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $366818.09    | 0.51%             | 2035-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT WTRWKS AUTH WTR & WS     | Guam Government Waterworks Authority                                         | CUSIP: 40065FEX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $228171.02    | 0.32%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOAQUIN VLY CLEAN ENERGY A     | San Joaquin Valley Clean Energy Authority                                    | CUSIP: 79811YAK4<br>LEI: 254900VA5DFN33OVGH87 | Long             | DBT              | MUN               | US        |    750000 | PA      | $843087.83    | 1.17%             | 2056-01-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power                                      | CUSIP: 544532PY4<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    250000 | PA      | $277754.98    | 0.38%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GROSSMONT CA HLTHCARE DIST         | Grossmont Healthcare District                                                | CUSIP: 399223DS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $410184.39    | 0.57%             | 2032-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                                   | CUSIP: 022168TZ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    290000 | PA      | $345951.21    | 0.48%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                                     | CUSIP: 91412HQR7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $407059.56    | 0.56%             | 2037-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                             | CUSIP: 13032U5A2<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1171484.60   | 1.62%             | 2034-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CA LOGISTICS ARPT AUTH       | Southern California Logistics Airport Authority                              | CUSIP: 842472EH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    415000 | PA      | $497666.96    | 0.69%             | 2036-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COLTON CA JT UNIF SCH DIST         | Colton Joint Unified School District                                         | CUSIP: 197036QZ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $278689.50    | 0.39%             | 2033-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JFD3<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    620000 | PA      | $674696.83    | 0.93%             | 2055-02-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| RIVERSIDE CA SWR REVENUE           | City of Riverside CA Sewer Revenue                                           | CUSIP: 769047KF7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $491907.32    | 0.68%             | 2035-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SIERRA VIEW CA LOCAL HLTH CARE     | Sierra View Local Health Care District/CA                                    | CUSIP: 82650PCW3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $732293.10    | 1.01%             | 2030-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| PALO ALTO CA UNIF SCH DIST         | Palo Alto Unified School District                                            | CUSIP: 697379VX0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    930000 | PA      | $901992.68    | 1.25%             | 2031-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| STHRN CALIFORNIA ST PUBLIC PWR     | Southern California Public Power Authority                                   | CUSIP: 842469CX4<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    200000 | PA      | $236611.54    | 0.33%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority                       | CUSIP: 13080SSA3<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    580000 | PA      | $583190.46    | 0.81%             | 2036-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF ARPTS A     | City of Los Angeles Department of Airports                                   | CUSIP: 544445FD6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1043803.90   | 1.44%             | 2033-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                             | CUSIP: 13032U4X3<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    350000 | PA      | $399922.53    | 0.55%             | 2035-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ELK GROVE CA UNIF SCH DIST         | Elk Grove Unified School District                                            | CUSIP: 287281WX3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    150000 | PA      | $139265.87    | 0.19%             | 2041-08-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY & CNTY CA U     | San Francisco Unified School District                                        | CUSIP: 79771TNN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $724844.93    | 1.00%             | 2037-06-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| FOLSOM RANCH CA FING AUTH SPL      | Folsom Ranch Financing Authority                                             | CUSIP: 344414CB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $517088.65    | 0.71%             | 2039-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CNTY CA ARPT SYS RE     | County of Sacramento CA Airport System Revenue                               | CUSIP: 786107RR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1200000 | PA      | $1257268.08   | 1.74%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CA UNIF SCH      | West Contra Costa Unified School District                                    | CUSIP: 95234ACH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $429624.78    | 0.59%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH ST     | California Municipal Finance Authority                                       | CUSIP: 13049YGA3<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501196.35    | 0.69%             | 2045-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH SO     | California Municipal Finance Authority                                       | CUSIP: 13048RAM9<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $518812.70    | 0.72%             | 2053-09-01      | Variable      | 4.38%                 | No            |                  2 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                                     | CUSIP: 91412HUS0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1171050.00   | 1.62%             | 2038-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JDR4<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    300000 | PA      | $321792.87    | 0.44%             | 2054-05-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| SUTTER BUTTE CA FLOOD CNTRL AG     | Sutter Butte Flood Control Agency                                            | CUSIP: 869398CB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $588051.85    | 0.81%             | 2033-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority                       | CUSIP: 13080S2X1<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1175450.60   | 1.62%             | 2035-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SHASTA CA UNION HIGH SCH DIST      | Shasta Union High School District                                            | CUSIP: 820174JE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    875000 | PA      | $812892.41    | 1.12%             | 2029-02-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH ST     | California Municipal Finance Authority                                       | CUSIP: 13049YBF7<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1038176.10   | 1.43%             | 2037-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| W CONTRA COSTA CA UNIF SCH DIS     | West Contra Costa Unified School District                                    | CUSIP: 9523476W7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    255000 | PA      | $304587.50    | 0.42%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                             | CUSIP: 13032UT73<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1115026.70   | 1.54%             | 2036-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CA UNIF SCH      | West Contra Costa Unified School District                                    | CUSIP: 95234AAM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $691390.74    | 0.96%             | 2039-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CA UNION HIGH SCH DI     | Jefferson Union High School District                                         | CUSIP: 4724667N5<br>LEI: 549300S1EAFO90X8HQ88 | Long             | DBT              | MUN               | US        |    250000 | PA      | $305524.88    | 0.42%             | 2036-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SANTA FE SPRINGS CA PUBLIC FIN     | Santa Fe Springs Public Financing Authority                                  | CUSIP: 80218FAB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $723134.23    | 1.00%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALAMEDA CA CORRIDOR TRANSPRTN      | Alameda Corridor Transportation Authority                                    | CUSIP: 010869HC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $247403.73    | 0.34%             | 2034-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ROMOLAND CA SCH DIST SPL TAX       | Romoland School District                                                     | CUSIP: 776192VN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    370000 | PA      | $377331.92    | 0.52%             | 2046-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| RIVERSIDE CNTY CA PUBLIC FINGA     | Riverside County Public Financing Authority                                  | CUSIP: 76912TPN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $894709.88    | 1.24%             | 2036-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST HSG DEV AUTH MF HS     | Illinois Housing Development Authority                                       | CUSIP: 45203LFV0<br>LEI: 54930053Z6M9JVHBQZ16 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500125.35    | 0.69%             | 2029-04-01      | Variable      | 2.80%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                                       | CUSIP: 13048VRE0<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    825000 | PA      | $760326.11    | 1.05%             | 2034-09-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| KERN CA CMNTY CLG DIST             | Kern Community College District                                              | CUSIP: 492244GJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $737907.25    | 1.02%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management                                           | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    605125 | NS      | $605124.58    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                             | CUSIP: 13032UU22<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    250000 | PA      | $271897.50    | 0.38%             | 2039-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                                       | CUSIP: 13048TZK2<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    270000 | PA      | $270017.17    | 0.37%             | 2033-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL-DE ANZA CA CMNTY CLGD     | Foothill-De Anza Community College District                                  | CUSIP: 345102MW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000510.50   | 1.38%             | 2040-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                                  | CUSIP: 74514L3H8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $531226.80    | 0.73%             | 2029-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| SAN MATEO CA UNION HIGH SCH DI     | San Mateo Union High School District                                         | CUSIP: 799017XF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    455000 | PA      | $478955.75    | 0.66%             | 2034-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BAY AREA CA TOLL AUTH TOLL BRI     | Bay Area Toll Authority                                                      | CUSIP: 072024C75<br>LEI: 5493001FUZGUQMIP5D78 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 1.38%             | 2059-04-01      | Variable      | 2.60%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY & CNTY CA R     | San Francisco City & County Redevelopment Agency Successor Agency            | CUSIP: 79770GKT2<br>LEI: 5493001TPOZL3UK8DX25 | Long             | DBT              | MUN               | US        |    190000 | PA      | $214845.12    | 0.30%             | 2040-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOSE CA ARPT REVENUE           | Norman Y Mineta San Jose International Airport SJC                           | CUSIP: 798136XE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $518630.30    | 0.72%             | 2034-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| SANTA MARIA CA JT UNION HIGH S     | Santa Maria Joint Union High School District                                 | CUSIP: 802309NP5<br>LEI: 5493006E0NB791MBEL10 | Long             | DBT              | MUN               | US        |    635000 | PA      | $591419.63    | 0.82%             | 2039-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                                     | CUSIP: 91412HKS1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $358666.00    | 0.50%             | 2041-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CHICAGO IL O'HARE INTERNATIONA     | Chicago O'Hare International Airport                                         | CUSIP: 167593N99<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1024559.80   | 1.42%             | 2036-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH MF     | California Municipal Finance Authority                                       | CUSIP: 130483KP4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1005636.10   | 1.39%             | 2056-01-01      | Variable      | 2.95%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CA CITY &CNTY AR     | San Francisco City & County Airport Comm-San Francisco International Airport | CUSIP: 79766DTQ2<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |   1220000 | PA      | $1328464.47   | 1.84%             | 2036-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SANTA ROSA CA WSTWTR REVENUE       | City of Santa Rosa CA Wastewater Revenue                                     | CUSIP: 802649LY7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $431147.90    | 0.60%             | 2031-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BEVERLY HILLS CA UNIF SCH DIST     | Beverly Hills Unified School District CA                                     | CUSIP: 088023LB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    580000 | PA      | $377554.77    | 0.52%             | 2037-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TEXAS ST A & M UNIV REVENUES       | Texas A&M University                                                         | CUSIP: 88213ARC1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $932033.20    | 1.29%             | 2037-05-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH MF     | California Municipal Finance Authority                                       | CUSIP: 130483JV3<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1009760.10   | 1.40%             | 2041-11-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority                       | CUSIP: 13080SJL9<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500747.70    | 0.69%             | 2035-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CATHEDRAL CITY CA REDEV AGY SU     | Cathedral City Redevelopment Agency Successor Agency                         | CUSIP: 14916YCS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $149703.05    | 0.21%             | 2032-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JDD5<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    990000 | PA      | $1076843.59   | 1.49%             | 2054-10-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JHL3<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    750000 | PA      | $750096.38    | 1.04%             | 2056-04-01      | Variable      | 3.90%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                                          | CUSIP: 13063DNJ3<br>LEI: 9845007J7054602FF597 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1084066.30   | 1.50%             | 2033-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA WSTWTR SYS REVE     | City of Los Angeles CA Wastewater System Revenue                             | CUSIP: 53945CMN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $610422.90    | 0.84%             | 2034-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SACRAMENTO CITY CA UNIF SCH DI     | Sacramento City Unified School District/CA                                   | CUSIP: 785870R81<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1315000 | PA      | $1554694.39   | 2.15%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                             | CUSIP: 13032U4T2<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1145188.90   | 1.58%             | 2038-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPL PURPOSE SECU     | Matching Fund Special Purpose Securitization Corp                            | CUSIP: 57665NAE5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $420440.88    | 0.58%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COLTON CA JT UNIF SCH DIST         | Colton Joint Unified School District                                         | CUSIP: 197036RA6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    575000 | PA      | $440380.31    | 0.61%             | 2034-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL ESTRN TRANSPRTN CORRI     | Foothill-Eastern Transportation Corridor Agency                              | CUSIP: 345105HJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $577012.20    | 0.80%             | 2031-01-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                                   | CUSIP: 022168TM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $500029.28    | 0.69%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CA UNION HIGH SCH DI     | Jefferson Union High School District                                         | CUSIP: 4724667H8<br>LEI: 549300S1EAFO90X8HQ88 | Long             | DBT              | MUN               | US        |    350000 | PA      | $405777.30    | 0.56%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTH SAN FRANCISCO SPL TAX        | City of South San Francisco CA                                               | CUSIP: 840000BA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $397260.11    | 0.55%             | 2040-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                                       | CUSIP: 13048T4A8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $495487.50    | 0.68%             | 2028-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA WSTWTR SYS REVE     | City of Los Angeles CA Wastewater System Revenue                             | CUSIP: 53945CMZ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $579870.30    | 0.80%             | 2031-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEWPORT BEACH CA IMPT BOND ACT     | City of Newport Beach CA                                                     | CUSIP: 651784UT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    620000 | PA      | $635166.19    | 0.88%             | 2038-09-02      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JHG4<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1645820.10   | 2.27%             | 2056-10-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JDG8<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    300000 | PA      | $322321.05    | 0.45%             | 2054-11-01      | Variable      | 5.25%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA ARPT REVENUE         | City of Long Beach CA Airport System Revenue                                 | CUSIP: 542403DF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $235131.06    | 0.32%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CA LOGISTICS ARPT AUTH       | Southern California Logistics Airport Authority                              | CUSIP: 842472EE8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $445990.43    | 0.62%             | 2033-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power Water System Revenue                 | CUSIP: 544525R75<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1158745.40   | 1.60%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                              | CUSIP: 13013JCM6<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2127963.00   | 2.94%             | 2054-01-01      | Variable      | 5.25%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CA BAY AREA RAPI     | San Francisco Bay Area Rapid Transit District Sales Tax Revenue              | CUSIP: 797669ZG6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $413450.70    | 0.57%             | 2044-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST STWD CMNTYS DEV      | California Statewide Communities Development Authority                       | CUSIP: 13078YQE8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $523982.45    | 0.72%             | 2034-09-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COLTON CA JT UNIF SCH DIST         | Colton Joint Unified School District                                         | CUSIP: 197036RB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $238131.17    | 0.33%             | 2035-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ