# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-26-025081
**Filing Date:** 2026-6
**Character Count:** 11251
**Document Hash:** cab78161631a81fee8eda75e2740c103
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-025081.hdr.sgml**: 20260623

**ACCESSION NUMBER**: 0000940400-26-025081

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260623

**DATE AS OF CHANGE**: 20260623

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 261109970

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK DIET Q2 Buffer ETF (Series ID: S000095344)

| Class ID   | Class Name             | Ticker Symbol   |
|:---|:---|:---|
| C000264063 | ARK DIET Q2 Buffer ETF | ARKI            |

## Nport-Ex

Schedule of Investments

ARK DIET Q2 Buffer ETF

April 30, 2026 (Unaudited)

---

| | | | |
|:---|:---|:---|:---|
| **Investments** | | **Shares** | **Value** |
| **EXCHANGE - TRADED FUND – 104.2%** |  |  |  |
| **Equity Fund - 104.2%** |  |  |  |
| ARK Innovation ETF\*<sup>†</sup> |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $997,499) |  | 14757 | $1119171 |
|  | **Number of Contracts** | **Notional Amount** | **Value** |
| **PURCHASED OPTIONS – 17.9%** |  |  |  |
| **Calls – Exchange-Traded – 12.7%** |  |  |  |
| ARK Innovation ETF |  |  |  |
| Expiration: 3/31/27; <br> Exercise Price: $70.97 | 95 | 674215 | 135909 |
| **Puts – Exchange-Traded – 5.2%** |  |  |  |
| ARK Innovation ETF |  |  |  |
| Expiration: 3/31/27;<br> Exercise Price: $67.59 | 73 | 493407 | 55688 |
| Total **PURCHASED OPTIONS** (Cost $179,225) |  |  | 191597 |
| **MONEY MARKET FUND–0.0%<sup>(a)</sup>** |  |  |  |
| Goldman Sachs Financial Square Treasury Obligations Fund, 3.54% <sup>(b)</sup> |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $446) |  | 446 | 446 |
| **Total Investments–122.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $1,177,170) |  |  | **1311214** |
| Liabilities in Excess of Other Assets–(22.1)% |  |  | (236991) |
| **Net Assets–100.0%** |  |  | $**1074223** |
|  | **Number of Contracts** | **Notional Amount** | **Value** |
| **Written Option – (22.3)%** |  |  |  |
| **Calls – Exchange-Traded – (22.3)%** |  |  |  |
| ARK Innovation ETF |  |  |  |
| Expiration: 3/31/27; <br> Exercise Price: $67.59 |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;(Cost $(179724)) | (148) | (1000332) | (239445) |

---

---

| | |
|:---|:---|
| † | Affiliated security |
| \* | Non-income producing security |
| (a) | Less than 0.05% |
| (b) | Rate shown represents annualized 7-day yield as of April 30, 2026. |

---

Schedule of Investments (continued)

ARK DIET Q2 Buffer ETF

April 30, 2026 (Unaudited)

**Affiliated Issuer Transactions**

An affiliated company is a company in which the Fund has ownership of at least 5% of the voting securities, or a company that is under common ownership or control. Period-to-date transactions with companies which are or were affiliates are as follows:

---

| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br> 3/31/2026<sup>(a)</sup>** | **Purchases<br> Cost ($)** | **Sales <br> Proceeds ($)** | **Net Realized<br> Gain/(Loss) on<br> investments in<br> affiliated<br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in affiliated<br> securities ($)** | **Net Change in<br> Unrealized<br> Appreciation<br> (Depreciation)<br> on investments<br> in non-affiliated<br> securities ($)** | **Affiliated<br> Dividend<br> Income<br> ($)** | **Capital Gain<br> Distributions<br> ($)** | **Number of<br> Shares at<br> 4/30/2026** | **Value ($) at<br> **4/30/2026<sup>(a)</sup>** |
| **Exchange - Traded Fund — 104.2%** | **Exchange - Traded Fund — 104.2%** | **Exchange - Traded Fund — 104.2%** |  |  |  |  |  |  |  |
| Equity Fund — 104.2% | Equity Fund — 104.2% |  |  |  |  |  |  |  |  |
| ARK Innovation ETF | ARK Innovation ETF |  |  |  |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;– | 997499 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | 121672 | – | – | – | 14757 | 1119171 |
| $&nbsp;&nbsp;&nbsp;&nbsp;– | $997499 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;– | $121672 | $– | $– | $– | 14757 | $1119171 |

---

(a) The fair value and number of shares of securities are only displayed at the beginning and end of
 each reporting period when such securities were considered an affiliate as of each date. Refer to the Schedule of Investments to
 view the fair value and number of shares as of April 30, 2026.

**Fair Value Measurement**

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

• **Level 1** — Quoted prices in active markets for identical assets.

• **Level 2** — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

• **Level 3** — Significant unobservable inputs (including each Fund's own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

The following is a summary of the valuations as of April 30, 2026, based upon the three levels defined above:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **ARK DIET Q2 Buffer ETF** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Assets** |  |  |  |  |
| Exchange - Traded Fund | $1119171 | $– | $– | $1119171 |
| Purchased Options |  | 191597 |  | 191597 |
| Money Market Fund | 446 | – | – | 446 |
| Total | $1119617 | $191597 | $– | $1311214 |
| **Liabilities** |  |  |  |  |
| Written Option | – | (239445) | – | (239445) |
| Total | $– | $(239445) | $– | $(239445) |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK DIET Q2 Buffer ETF

- **b. EDGAR series identifier (if any):** S000095344

- **c. LEI of Series:** 529900FHTQ23I3HLFK02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1313790.03

**Total Liabilities:** $239567.22

**Net Assets:** $1074222.81

**Cash Not Reported:** $2573.24

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000264063 |  |  | 7.42%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $0.00                    | $121671.46                                 |

**Designated Index Information**

- **Index Name:** Nasdaq 100 Index

- **Index Identifier:** NDX Index

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| WOLVERINE TRADING, LLC                                   | ARK INNOVATION ETF                                       | CUSIP: 000000000<br>LEI: 549300J0EHU6M88PZ560 | N/A              | DE               | CORP              | US        |        95 | NC      | $135908.90    | 12.65%            |  |  |  | No            |                  2 | On Loan: No      |
| WOLVERINE TRADING, LLC                                   | ARK INNOVATION ETF                                       | CUSIP: 000000000<br>LEI: 549300J0EHU6M88PZ560 | N/A              | DE               | CORP              | US        |      -148 | NC      | $-239444.76   | -22.29%           |  |  |  | No            |                  2 | On Loan: No      |
| WOLVERINE TRADING, LLC                                   | ARK INNOVATION ETF                                       | CUSIP: 000000000<br>LEI: 549300J0EHU6M88PZ560 | N/A              | DE               | CORP              | US        |        73 | NC      | $55688.78     | 5.18%             |  |  |  | No            |                  2 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 000000000<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |       446 | NS      | $445.58       | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ARK ETF Trust                                            | ARK Innovation ETF                                       | CUSIP: 00214Q104<br>LEI: 254900636IK9WKHH6949 | Long             | EC               | RF                | US        |     14757 | NS      | $1119170.88   | 104.18%           |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-23

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer