# EDGAR Filing Document

**Accession Number:** 0000891944
**File Stem:** 0001145549-25-042394
**Filing Date:** 2025-6
**Character Count:** 15018
**Document Hash:** 131327928fbe04784f1a7524e3789097
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-25-042394.hdr.sgml**: 20250626

**ACCESSION NUMBER**: 0001145549-25-042394

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250626

**DATE AS OF CHANGE**: 20250626

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HENNESSY FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000891944

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07168
- **FILM NUMBER:** 251077465

**BUSINESS ADDRESS:**
- **STREET 1:** 7250  REDWOOD BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94945
- **BUSINESS PHONE:** 8009664354

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 E MICHIGAN ST MK-WI-LC-2
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENLOPEN FUND
- **DATE OF NAME CHANGE:** 19921217

## Series and Classes Contracts Data

### Hennessy Small Cap Financial Fund (Series ID: S000038531)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000118918 | Investor Class      | HSFNX           |
| C000118919 | Institutional Class | HISFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Hennessy Funds Trust

- **b. Investment Company Act file number:** 811-07168

- **c. CIK number of Registrant:** 0000891944

- **d. LEI of Registrant:** 254900O0F8MQNN7UZ261

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 7250 Redwood Blvd.

  - **City:** Novato

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 94945

  - **Telephone number:** 1-800-966-4354

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hennessy Small Cap Financial Fund

- **b. EDGAR series identifier (if any):** S000038531

- **c. LEI of Series:** 25490036A6F6ES8OW635

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $63944558.94

**Total Liabilities:** $97244.99

**Net Assets:** $63847313.95

**Cash Not Reported:** $227893.56

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000118918 | -2.79%               | -6.70%               | -3.55%               |
| Class ID C000118919 | -2.80%               | -6.62%               | -3.51%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2273478.94              | $-4533926.12                               |
| Month 2  | $423104.95               | $-5449836.42                               |
| Month 3  | $187474.49               | $-2576720.60                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bread Financial Holdings Inc   | Bread Financial Holdings Inc               | CUSIP: 018581108<br>LEI: 549300G8S4PO686J7H97 | Long             | EC               | CORP              | US        |     60000 | NS      | $2847000.00   | 4.46%             |  |  |  | No            |                  1 | On Loan: No      |
| NB Bancorp Inc                 | NB Bancorp Inc                             | CUSIP: 63945M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    185000 | NS      | $3172750.00   | 4.97%             |  |  |  | No            |                  1 | On Loan: No      |
| WaFd Inc                       | WaFd Inc                                   | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    110000 | NS      | $3138300.00   | 4.92%             |  |  |  | No            |                  1 | On Loan: No      |
| BankUnited Inc                 | BankUnited Inc                             | CUSIP: 06652K103<br>LEI: 96OVUWEW5D4YX6PFXD91 | Long             | EC               | CORP              | US        |     90000 | NS      | $2943900.00   | 4.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Bancorp Inc              | Eagle Bancorp Inc                          | CUSIP: 268948106<br>LEI: 549300B47NZODRMG3D47 | Long             | EC               | CORP              | US        |    110000 | NS      | $1974500.00   | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hingham Institution For Saving | Hingham Institution For Savings The        | CUSIP: 433323102<br>LEI: 2549009GDCGUR2T6KU55 | Long             | EC               | CORP              | US        |     10500 | NS      | $2620380.00   | 4.10%             |  |  |  | No            |                  1 | On Loan: No      |
| HomeStreet Inc                 | HomeStreet Inc                             | CUSIP: 43785V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $284000.00    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Pacific Premier Bancorp Inc    | Pacific Premier Bancorp Inc                | CUSIP: 69478X105<br>LEI: 549300Q1KIC3KLI0XG98 | Long             | EC               | CORP              | US        |    120000 | NS      | $2440800.00   | 3.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Provident Financial Services I | Provident Financial Services Inc           | CUSIP: 74386T105<br>LEI: 529900JOSO3SXEDVE477 | Long             | EC               | CORP              | US        |    170000 | NS      | $2782900.00   | 4.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Cos Inc                 | Rocket Cos Inc                             | CUSIP: 77311W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50000 | NS      | $645500.00    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Capital Bancshares Inc   | Texas Capital Bancshares Inc               | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |      5000 | NS      | $340750.00    | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp        | Wintrust Financial Corp                    | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |     19500 | NS      | $2167815.00   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ConnectOne Bancorp Inc         | ConnectOne Bancorp Inc                     | CUSIP: 20786W107<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EC               | CORP              | US        |    110000 | NS      | $2478300.00   | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastern Bankshares Inc         | Eastern Bankshares Inc                     | CUSIP: 27627N105<br>LEI: 549300J245MBQU3DO403 | Long             | EC               | CORP              | US        |    135000 | NS      | $2014200.00   | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp           | Associated Banc-Corp                       | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |    110000 | NS      | $2426600.00   | 3.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookline Bancorp Inc          | Brookline Bancorp Inc                      | CUSIP: 11373M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    130000 | NS      | $1357200.00   | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Flagstar Financial Inc         | Flagstar Financial Inc                     | CUSIP: 649445400<br>LEI: 529900HVXOTLY61GL030 | Long             | EC               | CORP              | US        |    260000 | NS      | $3044600.00   | 4.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Orange County Bancorp Inc      | Orange County Bancorp Inc                  | CUSIP: 68417L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30000 | NS      | $711900.00    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   1554020 | NS      | $1554019.59   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| OceanFirst Financial Corp      | OceanFirst Financial Corp                  | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    190000 | NS      | $3146400.00   | 4.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN        | Old National Bancorp/IN                    | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |    100000 | NS      | $2059000.00   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Priority Technology Holdings I | Priority Technology Holdings Inc           | CUSIP: 74275G107<br>LEI: 549300ZS6DXD7ROBKB40 | Long             | EC               | CORP              | US        |     10000 | NS      | $72600.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantic Union Bankshares Corp | Atlantic Union Bankshares Corp             | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40000 | NS      | $1108000.00   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc    | Columbia Banking System Inc                | CUSIP: 197236102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10000 | NS      | $224200.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Banc of California Inc         | Banc of California Inc                     | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |    233000 | NS      | $3140840.00   | 4.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Banner Corp                    | Banner Corp                                | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $1222800.00   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp           | Hancock Whitney Corp                       | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     30000 | NS      | $1562700.00   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| HomeTrust Bancshares Inc       | HomeTrust Bancshares Inc                   | CUSIP: 437872104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55000 | NS      | $1877700.00   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp          | Independent Bank Corp                      | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     40000 | NS      | $2363600.00   | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Northeast Community Bancorp In | Northeast Community Bancorp Inc            | CUSIP: 664121100<br>LEI: 5493007BRYL8596Q9L26 | Long             | EC               | CORP              | US        |     20000 | NS      | $455200.00    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| California BanCorp             | California BanCorp                         | CUSIP: 84252A106<br>LEI: 549300Z6CP542EI9L684 | Long             | EC               | CORP              | US        |    125000 | NS      | $1746250.00   | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Western New England Bancorp In | Western New England Bancorp Inc            | CUSIP: 958892101<br>LEI: 549300Y8QE4EI2LP6B42 | Long             | EC               | CORP              | US        |    325000 | NS      | $2999750.00   | 4.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Customers Bancorp Inc          | Customers Bancorp Inc                      | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |     37000 | NS      | $1850000.00   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Dime Community Bancshares Inc  | Dime Community Bancshares Inc              | CUSIP: 25432X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35000 | NS      | $899150.00    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-05-27

**Name of Applicant:** Hennessy Funds Trust

**Signature:** /s/ Teresa M. Nilsen

**Name of Signer:** Teresa M. Nilsen

**Title:** Treasurer