# EDGAR Filing Document

**Accession Number:** 0001910592
**File Stem:** 0001910592-25-000010
**Filing Date:** 2025-11
**Character Count:** 21099
**Document Hash:** 298f500baa30b84214e3d8469b16208f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001910592-25-000010.hdr.sgml**: 20251113

**ACCESSION NUMBER**: 0001910592-25-000010

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251113

**DATE AS OF CHANGE**: 20251113

**EFFECTIVENESS DATE**: 20251113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Harraden Circle Investments, LLC
- **CENTRAL INDEX KEY:** 0001910592

**ORGANIZATION NAME:**
- **EIN:** 813057945
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25046
- **FILM NUMBER:** 251477130

**BUSINESS ADDRESS:**
- **STREET 1:** 885 THIRD AVENUE, SUITE 2600B
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212 832 4111

**MAIL ADDRESS:**
- **STREET 1:** 885 THIRD AVENUE, SUITE 2600B
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Harraden Circle Investments LLC<br>**Address:** 885 THIRD AVENUE SUITE 2600B<br>NEW YORK, NY 10022

**Form 13F File Number:** 028-25046

**CRD Number (if applicable):** 000310227

**SEC File Number (if applicable):** 801-133959

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Fredrick V. Fortmiller Jr<br>**Title:** Managing Member<br>**Phone:** (212) 832-0111

**Signature, Place, and Date of Signing:**

Fredrick V. Fortmiller Jr  New York, NY  11-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 147

**Form 13F Information Table Value Total:** $513975536

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1RT ACQUISITION CL A ORD | USD CL A ORD SHS | G6757R105 |  | 15677006 | 1500192 | SH |  | SOLE |  | 1500192 | 0 | 0 |
| 1RT ACQUISITION EQY WARRANT | *W EXP 06/26/203 | G6757R113 |  | 4937502 | 429348 | SH |  | SOLE |  | 0 | 0 | 0 |
| A PARADISE ACQUISITION RTS | RIGHT 07/29/2025 | G04819119 |  | 143405 | 924600 | SH |  | SOLE |  | 924600 | 0 | 0 |
| A SPAC III ACQUISITION RTS | RIGHT 01/02/2026 | G0544A145 |  | 217189 | 1139500 | SH |  | SOLE |  | 1139500 | 0 | 0 |
| ABLE VIEW GLOBAL EQY WARRANT | *W EXP 08/18/202 | G1149B116 |  | 16646 | 521828 | SH |  | SOLE |  | 0 | 0 | 0 |
| AGRICULTURE AND NAT S AQ EQY WARRANT | *W EXP 10/01/202 | G0131Y118 |  | 584153 | 2883992 | SH |  | SOLE |  | 0 | 0 | 0 |
| AIMEI HEALTH TECHNOLOGY RTS | RIGHT 11/17/2028 | G01341133 |  | 399492 | 1248414 | SH |  | SOLE |  | 1248414 | 0 | 0 |
| ALDEL FINANCIAL II CL A ORD | CL A | G01558108 |  | 24570960 | 2351288 | SH |  | SOLE |  | 2351288 | 0 | 0 |
| ALDEL FINANCIAL II EQY WARRANT | *W EXP 09/26/203 | G01558124 |  | 1230962 | 2258439 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHATIME ACQUISITION EQY WARRANT | *W EXP 03/01/202 | G0223V121 |  | 34823 | 488400 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHATIME ACQUISITION RTS | RIGHT 03/01/2028 | G0223V139 |  | 283900 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| ALPHAVEST ACQUISITION ORD | ORDINARY SHARES | G0283A108 |  | 761508 | 59400 | SH |  | SOLE |  | 59400 | 0 | 0 |
| AMERICAN EXCEPTIONALISM ACQ CL A ORD | ORD CL A | G0273J101 |  | 7651000 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| ANDRETTI ACQUISITION II EQY WARRANT | *W EXP 06/01/203 | G26745128 |  | 141597 | 707985 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARCHIMEDES TC SC PTNS II EQY WARRANT | *W EXP 10/15/202 | G04537125 |  | 623429 | 1684715 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARMADA ACQUISITION II CL A ORD | COM CL A | G0R38G104 |  | 13113451 | 1256800 | SH |  | SOLE |  | 1256800 | 0 | 0 |
| ARMADA ACQUISITION EQY WARRANT | *W EXP 05/21/203 | G0R38G112 |  | 457004 | 481108 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARTIUS II ACQUISITION RTS | RIGHT 11/27/2029 | G0509J123 |  | 125640 | 523500 | SH |  | SOLE |  | 523500 | 0 | 0 |
| AXIOM INTELLIGENCE ACQUISITION RTS | RIGHT 06/10/2030 | G0750N112 |  | 21833 | 136459 | SH |  | SOLE |  | 136459 | 0 | 0 |
| BAYVIEW ACQUISITION CL A ORD | ORD SHS | 07323B100 |  | 814563 | 70955 | SH |  | SOLE |  | 70955 | 0 | 0 |
| BAYVIEW ACQUISITION RTS | RIGHT 99/99/9999 | 07323B118 |  | 104158 | 650989 | SH |  | SOLE |  | 650989 | 0 | 0 |
| BERTO ACQUISITION EQY WARRANT | *W EXP 05/01/203 | G1051H119 |  | 435113 | 649422 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACK HAWK ACQUISITION RTS | RIGHT 06/20/2025 | G1148A119 |  | 423334 | 249020 | SH |  | SOLE |  | 249020 | 0 | 0 |
| BLEICHROEDER ACQUISITION RTS | RIGHT 11/04/2026 | G1169T138 |  | 634597 | 933231 | SH |  | SOLE |  | 933231 | 0 | 0 |
| BOWEN ACQUISITION ORD | SHS | G12729110 |  | 4466101 | 485974 | SH |  | SOLE |  | 485974 | 0 | 0 |
| BTC DEVELOPMENT UNT | UNIT 09/11/2030 | G0701G125 |  | 7322500 | 725000 | SH |  | SOLE |  | 725000 | 0 | 0 |
| CAL REDWOOD ACQUISITION RTS | RIGHT 05/15/2030 | G17564116 |  | 27114 | 123244 | SH |  | SOLE |  | 123244 | 0 | 0 |
| CANTOR EQUITY PARTNERS I CL A ORD | SHS CL A | G1827K107 |  | 24044182 | 2298679 | SH |  | SOLE |  | 2298679 | 0 | 0 |
| CANTOR EQUITY PARTNERS II CL A ORD | CL A ORD SHS | G1827P106 |  | 25648541 | 2440394 | SH |  | SOLE |  | 2440394 | 0 | 0 |
| CANTOR EQUITY PARTNERS III CL A ORD | SHS CL A | G1828A108 |  | 20681971 | 2004067 | SH |  | SOLE |  | 2004067 | 0 | 0 |
| CANTOR EQUITY PARTNERS IV CL A ORD | SHS CL A | G1828E100 |  | 11783027 | 1156900 | SH |  | SOLE |  | 1156900 | 0 | 0 |
| CAYSON ACQUISITION RTS | RIGHT 99/99/9999 | G1993W117 |  | 180888 | 1010547 | SH |  | SOLE |  | 1010547 | 0 | 0 |
| CEA INDUSTRIES EQY WARRANT | *W EXP 02/11/202 | 86887P119 |  | 31980 | 200000 | SH |  | SOLE |  | 0 | 0 | 0 |
| CEA INDUSTRIES ORD | COM | 86887P309 |  | 1351490 | 173268 | SH |  | SOLE |  | 173268 | 0 | 0 |
| CHARLTON ARIA ACQUISITION RTS | RIGHT 12/31/2026 | G9877L115 |  | 494727 | 2310728 | SH |  | SOLE |  | 2310728 | 0 | 0 |
| CHURCHILL CAPITAL X EQY WARRANT | *W EXP 05/14/203 | G2130T116 |  | 1382988 | 389574 | SH |  | SOLE |  | 0 | 0 | 0 |
| CLASSOVER HOLDINGS CL B ORD | COM CL B | 182744102 |  | 292361 | 241621 | SH |  | SOLE |  | 241621 | 0 | 0 |
| CO2 ENERGY TRANSITION RTS | RIGHT 10/15/2028 | 12664M129 |  | 179707 | 748780 | SH |  | SOLE |  | 748780 | 0 | 0 |
| COHEN CIRCLE ACQUISTN II EQY WARRANT | *W EXP 07/01/203 | G2254C113 |  | 471644 | 589555 | SH |  | SOLE |  | 0 | 0 | 0 |
| COHEN CIRCLE ACQUISITION II CL A ORD | SHS CL A | G2254C121 |  | 17005675 | 1675436 | SH |  | SOLE |  | 1675436 | 0 | 0 |
| COLUMBUS ACQUISITION RTS | RIGHT 09/30/2025 | G2295P115 |  | 102150 | 567499 | SH |  | SOLE |  | 567499 | 0 | 0 |
| COLUMBUS CIRCLE CAPITAL I CL A ORD | SHS CL A | G2296A109 |  | 26012671 | 2570422 | SH |  | SOLE |  | 2570422 | 0 | 0 |
| COLUMBUS CIRCLE CPTL I EQY WARRANT | *W EXP 05/16/203 | G2296A117 |  | 1940173 | 1616811 | SH |  | SOLE |  | 0 | 0 | 0 |
| COPLEY ACQUISITION EQY WARRANT | *W EXP 99/99/999 | G24243126 |  | 51935 | 258512 | SH |  | SOLE |  | 0 | 0 | 0 |
| CRANE HARBOR ACQUISITION RTS | RIGHT 04/17/2030 | G24979117 |  | 542190 | 1749000 | SH |  | SOLE |  | 1749000 | 0 | 0 |
| D BORAL ARC ACQUISITION I CL A ORD | SHS CL A | G2616F101 |  | 2001372 | 201548 | SH |  | SOLE |  | 201548 | 0 | 0 |
| D BORAL ARC ACQUISITIN I EQY WARRANT | *W EXP 07/23/203 | G2616F119 |  | 587453 | 2671454 | SH |  | SOLE |  | 0 | 0 | 0 |
| DIGITAL ASSET ACQUISITION CL A ORD | SHS CL A | G2868C103 |  | 17090118 | 1677146 | SH |  | SOLE |  | 1677146 | 0 | 0 |
| DIGITAL ASSET ACQ EQY WARRANT | *W EXP 04/01/203 | G2868C111 |  | 909278 | 1337075 | SH |  | SOLE |  | 0 | 0 | 0 |
| DRUGS MADE IN AMERICA ACQUSITION RTS | RIGHT 10/15/2029 | G2847J112 |  | 326100 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| DT CLOUD ACQUISITION RTS | RIGHT 02/14/2029 | G28524133 |  | 296860 | 1649224 | SH |  | SOLE |  | 1649224 | 0 | 0 |
| DT CLOUD STAR ACQUISITION RTS | RIGHT 07/09/2029 | G2853N114 |  | 267040 | 1780269 | SH |  | SOLE |  | 1780269 | 0 | 0 |
| DUNE ACQUISITION EQY WARRANT | *W EXP 04/04/203 | G2867S117 |  | 143739 | 683172 | SH |  | SOLE |  | 0 | 0 | 0 |
| DYNAMIX EQY WARRANT | *W EXP 10/25/202 | G2949D112 |  | 527500 | 250000 | SH |  | SOLE |  | 0 | 0 | 0 |
| EGH ACQUISITION RTS | RIGHT 05/08/2025 | G2946P118 |  | 12135 | 57784 | SH |  | SOLE |  | 57784 | 0 | 0 |
| EMMIS ACQUISITION UNT | UNIT 09/12/2030 | G3037D121 |  | 6240625 | 625000 | SH |  | SOLE |  | 625000 | 0 | 0 |
| ESH ACQUISITION RTS | RIGHT 99/99/9999 | 296424112 |  | 836996 | 3761795 | SH |  | SOLE |  | 3761795 | 0 | 0 |
| EUREKA ACQUISITION RTS | RIGHT 01/03/2026 | G32168125 |  | 254160 | 1059000 | SH |  | SOLE |  | 1059000 | 0 | 0 |
| FACT II ACQUISITION EQY WARRANT | *W EXP 11/26/203 | G32901129 |  | 40624 | 145086 | SH |  | SOLE |  | 0 | 0 | 0 |
| FG MERGER II RTS | RIGHT 02/11/2030 | 30334J128 |  | 434918 | 1035520 | SH |  | SOLE |  | 1035520 | 0 | 0 |
| FIFTH ERA ACQUISITION I RTS | RIGHT 02/21/2030 | G3415K135 |  | 219799 | 829432 | SH |  | SOLE |  | 829432 | 0 | 0 |
| FLAG SHIP ACQUISITION RTS | RIGHT 03/31/2026 | G3530C117 |  | 300568 | 1669823 | SH |  | SOLE |  | 1669823 | 0 | 0 |
| FST ORD | ORD SHS | G3R23E100 |  | 2381731 | 1642573 | SH |  | SOLE |  | 1642573 | 0 | 0 |
| FUTURE VISION II ACQUISITION RTS | RIGHT 06/29/2029 | G37068114 |  | 179900 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| FUTURECREST ACQUISITION UNT | UNIT 99/99/9999 | G3730U123 |  | 2986995 | 281792 | SH |  | SOLE |  | 281792 | 0 | 0 |
| GENERATION ESSENTILS EQY WARRANT | *W EXP 02/15/202 | G38268119 |  | 75238 | 574333 | SH |  | SOLE |  | 0 | 0 | 0 |
| GIGCAPITAL7 EQY WARRANT | *W EXP 08/29/202 | G38648120 |  | 361903 | 804228 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBA TERRA ACQUISITION CL A ORD | CL A ORD SHS | G3933N116 |  | 1206542 | 120896 | SH |  | SOLE |  | 120896 | 0 | 0 |
| GLOBA TERRA ACQUISITION EQY WARRANT | *W EXP 06/17/203 | G3933N124 |  | 204513 | 1410436 | SH |  | SOLE |  | 0 | 0 | 0 |
| GLOBA TERRA ACQUISITION RTS | RIGHT 06/17/2030 | G3933N132 |  | 278727 | 1858183 | SH |  | SOLE |  | 1858183 | 0 | 0 |
| GP ACT III ACQUISITION EQY WARRANT | *W EXP 05/13/202 | G4035N129 |  | 350256 | 1347139 | SH |  | SOLE |  | 0 | 0 | 0 |
| GSR III Acquisition Corp ORD | CL A | G4R103107 |  | 12755843 | 1231259 | SH |  | SOLE |  | 1231259 | 0 | 0 |
| GSR IV ACQUISITION UNT | UNIT 08/22/2030 | G4R12K123 |  | 9081619 | 896065 | SH |  | SOLE |  | 896065 | 0 | 0 |
| HAYMAKER ACQUISITION 4 EQY WARRANT | *W EXP 05/31/202 | G4375F116 |  | 975926 | 2183768 | SH |  | SOLE |  | 0 | 0 | 0 |
| HCM III ACQUISITION WARRANTS | *W EXP 07/23/203 | G4365E111 |  | 211307 | 298667 | SH |  | SOLE |  | 0 | 0 | 0 |
| HCM III ACQUISITION CL A  ORD SHS | ORD SHS CL A | G4365E103 |  | 9054090 | 896001 | SH |  | SOLE |  | 896001 | 0 | 0 |
| HENNESSY CAPITAL INVESTMENT VII RTS | RIGHT 01/17/2030 | G4405D115 |  | 149256 | 552800 | SH |  | SOLE |  | 552800 | 0 | 0 |
| HORIZON SPACE ACQUISITION II RTS | RIGHT 03/30/2026 | G4627B111 |  | 102173 | 680699 | SH |  | SOLE |  | 680699 | 0 | 0 |
| HORIZON SPACE ACQSITON I EQY WARRANT | *W EXP 12/27/202 | G4619M117 |  | 18755 | 321694 | SH |  | SOLE |  | 0 | 0 | 0 |
| HORIZON SPACE ACQUISITION I RTS | RIGHT 12/27/2024 | G4619M125 |  | 280724 | 1754525 | SH |  | SOLE |  | 1754525 | 0 | 0 |
| IB ACQUISITION RTS | RIGHT 03/28/2026 | 44934N116 |  | 8370 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| INFLECTION POINT ACQUISITION III RTS | RIGHT 04/25/2030 | G47875110 |  | 110000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| IRON HORSE ACQUISITIONS RTS | RIGHT 99/99/9999 | 462837121 |  | 73370 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| JACKSON ACQUISITION RTS | RIGHT 99/99/9999 | G4992A136 |  | 816750 | 3025000 | SH |  | SOLE |  | 3025000 | 0 | 0 |
| K GROWTH ACQUISITION II RTS | RIGHT 08/29/2031 | G52258129 |  | 297462 | 1983078 | SH |  | SOLE |  | 1983078 | 0 | 0 |
| KINDLY MD ORD | COM | 49457M106 |  | 1986162 | 1856226 | SH |  | SOLE |  | 1856226 | 0 | 0 |
| KOCHAV DEFENSE ACQUISITION RTS | RIGHT 05/21/2030 | G5304D114 |  | 549798 | 2499083 | SH |  | SOLE |  | 2499083 | 0 | 0 |
| KYIVSTAR GROUP ORD | ORD SHS | G5331N101 |  | 2424363 | 193949 | SH |  | SOLE |  | 193949 | 0 | 0 |
| LAKESHORE ACQUISITION III RTS | RIGHT 08/01/2026 | G5353S137 |  | 91800 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| LAUNCH TWO ACQUISITION EQY WARRANT | *W EXP 10/09/202 | G5S87A113 |  | 133848 | 361752 | SH |  | SOLE |  | 0 | 0 | 0 |
| LEGATO MERGER EQY WARRANT | *W EXP 05/08/203 | G5451A111 |  | 227796 | 607619 | SH |  | SOLE |  | 0 | 0 | 0 |
| LIVE OAK ACQUISITION V EQY WARRANT | *W EXP 99/99/999 | G5509P110 |  | 459610 | 947455 | SH |  | SOLE |  | 0 | 0 | 0 |
| M3 BRIGADE ACQUISITION V CL A ORD | CL A | G63212107 |  | 26300201 | 2492910 | SH |  | SOLE |  | 2492910 | 0 | 0 |
| M3 BRIGADE ACQUISITION V EQY WARRANT | *W EXP 99/99/999 | G63212115 |  | 2016889 | 1653188 | SH |  | SOLE |  | 0 | 0 | 0 |
| MURANO GLOBAL INVTS PLC | *W EXP 03/19/202 | G63369113 |  | 15750 | 107948 | SH |  | SOLE |  | 0 | 0 | 0 |
| MAYWOOD ACQUISITION RTS | RIGHT 99/99/9999 | G6001J131 |  | 1546507 | 2577511 | SH |  | SOLE |  | 2577511 | 0 | 0 |
| MOUNTAIN LAKE ACQUISITION RTS | RIGHT 11/15/2028 | G6301B127 |  | 457798 | 3049749 | SH |  | SOLE |  | 3049749 | 0 | 0 |
| NABORS ENERGY TRANSITION EQY WARRANT | *W EXP 09/01/202 | G6363K114 |  | 252528 | 901886 | SH |  | SOLE |  | 0 | 0 | 0 |
| NAMIB MINERALS EQY WARRANT | *W EXP 06/05/203 | G63638111 |  | 99960 | 714000 | SH |  | SOLE |  | 0 | 0 | 0 |
| NEW PROVIDNC ACQUSTN III EQY WARRANT | *W EXP 04/24/203 | G6476A110 |  | 124515 | 289569 | SH |  | SOLE |  | 0 | 0 | 0 |
| NEWHOLD INVESTMENT III EQY WARRANT | *W EXP 01/30/203 | G6486E110 |  | 72186 | 200516 | SH |  | SOLE |  | 0 | 0 | 0 |
| NMP ACQUISITION RTS | RIGHT 06/27/2030 | G6375X112 |  | 426840 | 2032570 | SH |  | SOLE |  | 2032570 | 0 | 0 |
| OAK WOODS ACQUISITION EQY WARRANT | *W EXP 99/99/999 | 67190B112 |  | 34296 | 721255 | SH |  | SOLE |  | 0 | 0 | 0 |
| OAK WOODS ACQUISITION RTS | RIGHT 03/23/2028 | 67190B120 |  | 288064 | 1152255 | SH |  | SOLE |  | 1152255 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUISITN RTS | RIGHT 05/22/2030 | G6861F138 |  | 31155 | 183262 | SH |  | SOLE |  | 183262 | 0 | 0 |
| PANTAGES CAPITAL ACQUISITION RTS | RIGHT 11/15/2029 | G8089R118 |  | 139265 | 696325 | SH |  | SOLE |  | 696325 | 0 | 0 |
| PERIMETER ACQUISITION I EQY WARRANT | *W EXP 05/13/203 | G7010A111 |  | 693650 | 1156083 | SH |  | SOLE |  | 0 | 0 | 0 |
| PERIMETER ACQUISITION CL A ORD | COM CL A | G7010A129 |  | 19322980 | 1899998 | SH |  | SOLE |  | 1899998 | 0 | 0 |
| POLIBELI GROUP CL A ORD | CL A ORD SHS | G71604105 |  | 25893315 | 2877035 | SH |  | SOLE |  | 2877035 | 0 | 0 |
| PROCAP ACQUISITION EQY WARRANT | *W EXP 05/16/203 | G7257A121 |  | 210848 | 324382 | SH |  | SOLE |  | 0 | 0 | 0 |
| PSYENCE BIOMEDICAL EQY WARRANT | *W EXP 01/25/202 | 74449F118 |  | 28980 | 1150000 | SH |  | SOLE |  | 0 | 0 | 0 |
| PYROPHYTE ACQUISITION II EQY WARRANT | *W EXP 07/30/203 | G7309T110 |  | 290184 | 829097 | SH |  | SOLE |  | 0 | 0 | 0 |
| QUANTUMSPHERE ACQUISITION RTS | RIGHT 08/06/2030 | G7387B114 |  | 31825 | 167500 | SH |  | SOLE |  | 167500 | 0 | 0 |
| QUANTUMSPHERE ACQUISITION UNT | UNIT 07/30/2030 | G7387B122 |  | 4059162 | 400707 | SH |  | SOLE |  | 400707 | 0 | 0 |
| QUARTZSEA ACQUISITION RTS | RIGHT 02/18/2030 | G7314B120 |  | 731799 | 2548048 | SH |  | SOLE |  | 2548048 | 0 | 0 |
| QUETTA ACQUISITION RTS | RIGHT 99/99/9999 | 74841A113 |  | 63942 | 32294 | SH |  | SOLE |  | 32294 | 0 | 0 |
| RAIN ENHANCE TECH HOLDCO CL A ORD | CL A | 75080J103 |  | 331800 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| RANGE CAPITAL ACQUISITION RTS | RIGHT 99/99/9999 | G7375C116 |  | 754459 | 1605231 | SH |  | SOLE |  | 1605231 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITN CL A ORD | USD CL A ORD SHS | G7515A103 |  | 30624548 | 2999466 | SH |  | SOLE |  | 2999466 | 0 | 0 |
| REPUBLIC DIGITAL ACQUSTN EQY WARRANT | *W EXP 05/01/203 | G7515A129 |  | 1674377 | 2575964 | SH |  | SOLE |  | 0 | 0 | 0 |
| RF ACQUISITION II RTS | RIGHT 05/01/2026 | G75389117 |  | 104164 | 1300422 | SH |  | SOLE |  | 1300422 | 0 | 0 |
| RIBBON ACQUISITION RTS | RIGHT 12/31/2026 | G7552W117 |  | 188455 | 856615 | SH |  | SOLE |  | 856615 | 0 | 0 |
| RISING DRAGON ACQUISITION RTS | RIGHT 11/15/2028 | G7576K115 |  | 205152 | 1208200 | SH |  | SOLE |  | 1208200 | 0 | 0 |
| ROMAN DBDR ACQUISITIN II EQY WARRANT | *W EXP 10/31/203 | G7633M112 |  | 686312 | 1333163 | SH |  | SOLE |  | 0 | 0 | 0 |
| SIDDHI ACQUISITION RTS | RIGHT 09/15/2029 | G8118C116 |  | 43697 | 208079 | SH |  | SOLE |  | 208079 | 0 | 0 |
| SILVER PEGASUS ACQUISITION RTS | RIGHT 06/26/2030 | G8192J136 |  | 311712 | 1246847 | SH |  | SOLE |  | 1246847 | 0 | 0 |
| SOULPOWER ACQUISITION RTS | RIGHT 99/99/9999 | G82745137 |  | 325031 | 1710690 | SH |  | SOLE |  | 1710690 | 0 | 0 |
| STARRY SEA ACQUISITION UNT | UNIT 07/07/2030 | G8559L104 |  | 5154466 | 508330 | SH |  | SOLE |  | 508330 | 0 | 0 |
| STRIVE CL A ORD | CL A COM | 862945102 |  | 9259260 | 3703704 | SH |  | SOLE |  | 3703704 | 0 | 0 |
| TAVIA ACQUISITION RTS | RIGHT 11/26/2029 | G86880146 |  | 467426 | 2125629 | SH |  | SOLE |  | 2125629 | 0 | 0 |
| TEXAS VENTURES ACQSTION III CL A ORD | USD CL A ORD SHS | G8772L105 |  | 4194754 | 391667 | SH |  | SOLE |  | 391667 | 0 | 0 |
| TEXAS VENTURES AQSTN III EQY WARRANT | *W EXP 04/23/203 | G8772L113 |  | 1334764 | 1213422 | SH |  | SOLE |  | 0 | 0 | 0 |
| THAYER VENTURES ACQUISITION II RTS | RIGHT 05/15/2030 | G87890110 |  | 42865 | 252000 | SH |  | SOLE |  | 252000 | 0 | 0 |
| TRAILBLAZER ACQUISITION UNT | UNIT 08/21/2030 | G9009S129 |  | 9634373 | 942237 | SH |  | SOLE |  | 942237 | 0 | 0 |
| TRAILBLAZER MERGER ORD | CL A | 89278D109 |  | 2546262 | 217972 | SH |  | SOLE |  | 217972 | 0 | 0 |
| TRAILBLAZER MERGER RTS | RIGHT 04/21/2028 | 89278D125 |  | 214262 | 857046 | SH |  | SOLE |  | 857046 | 0 | 0 |
| UY SCUTI ACQUISITION RTS | RIGHT 03/03/2030 | G93Y0A112 |  | 202897 | 751472 | SH |  | SOLE |  | 751472 | 0 | 0 |
| VENDOME ACQUISITION I EQY WARRANT | *W EXP 02/18/202 | G9580A117 |  | 402624 | 1993190 | SH |  | SOLE |  | 0 | 0 | 0 |
| VINE HILL CAPITAL INVESTMEN CL A ORD | ORD SHS CL A | G93Y09107 |  | 11548700 | 1078310 | SH |  | SOLE |  | 1078310 | 0 | 0 |
| VINE HILL CAPITAL INVEST EQY WARRANT | *W EXP 07/01/203 | G93Y09115 |  | 2947438 | 1842149 | SH |  | SOLE |  | 0 | 0 | 0 |
| WEBULL CL A ORD | ORD SHS | G9572D103 |  | 2218500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| WEN ACQUISITION CL A ORD | COM CL A | G9R39C103 |  | 30359484 | 2999949 | SH |  | SOLE |  | 2999949 | 0 | 0 |
| WEN ACQUISITION EQY WARRANT | *W EXP 99/99/999 | G9R39C111 |  | 1259186 | 2189699 | SH |  | SOLE |  | 0 | 0 | 0 |
| WINTERGREEN ACQUISITION RTS | RIGHT 99/99/9999 | G9717M117 |  | 78272 | 489200 | SH |  | SOLE |  | 489200 | 0 | 0 |
| YHN ACQUISITION I RTS | RIGHT 08/15/2029 | G1514D127 |  | 172839 | 1124519 | SH |  | SOLE |  | 1124519 | 0 | 0 |
| YORKVILLE ACQUISITION CL A ORD | SHS CL A | G98659116 |  | 17188184 | 1612400 | SH |  | SOLE |  | 1612400 | 0 | 0 |
| YORKVILLE ACQUISITION EQY WARRANT | *W EXP 06/06/203 | G98659124 |  | 625242 | 521035 | SH |  | SOLE |  | 0 | 0 | 0 |

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