# EDGAR Filing Document

**Accession Number:** 0001163653
**File Stem:** 0001193125-26-030244
**Filing Date:** 2026-1
**Character Count:** 10294
**Document Hash:** 9499c53589f02bc0a6ff52122343805e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-030244.hdr.sgml**: 20260130

**ACCESSION NUMBER**: 0001193125-26-030244

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260130

**FILED AS OF DATE**: 20260130

**DATE AS OF CHANGE**: 20260130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NOMURA HOLDINGS INC
- **CENTRAL INDEX KEY:** 0001163653
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** M0
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-15270
- **FILM NUMBER:** 26580335

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 1-13-1 NIHONBASHI
- **STREET 2:** CHUO-KU
- **CITY:** TOKYO
- **PROVINCE COUNTRY:** M0
- **ZIP:** 103-8645
- **BUSINESS PHONE:** 81-3-5255-1000

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 1-13-1 NIHONBASHI
- **STREET 2:** CHUO-KU
- **CITY:** TOKYO
- **PROVINCE COUNTRY:** M0
- **ZIP:** 103-8645

**FORM 6-K** 

**U.S. SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**Report of Foreign Private Issuer** 

**Pursuant to Rule 13a-16 or 15d-16 of** 

**the Securities Exchange Act of 1934** 

**Commission File Number: 1-15270** 

**For the month of January 2026** 

## NOMURA HOLDINGS, INC.
**(Translation of registrant's name into English)** 

**13-1, Nihonbashi 1-chome** 

**Chuo-ku, Tokyo 103-8645** 

**Japan** 

**(Address of principal executive offices)** 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F <u>X</u> Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):<u> </u>

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):<u> </u>

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Information furnished on this form:

**EXHIBITS** 

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| | |
|:---|:---|
| <u>Exhibit Number</u> | <u>Exhibit Number</u> |
| 1. | [Notice Regarding Change in Specified Subsidiary](#fs88913_1) |
| 2. | [(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act](#fs88913_2) |

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**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | NOMURA HOLDINGS, INC. | NOMURA HOLDINGS, INC. |
| Date: January 30, 2026 | By: | /s/ Yoshifumi Kishida |
|  |  | Yoshifumi Kishida |
|  |  | Senior Managing Director |

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**Exhibit 1**![LOGO](g88913g0129194347115.jpg)

**Notice Regarding Change in Specified Subsidiary** 

**Tokyo, January 30, 2026**—Nomura Holdings, Inc. (Nomura) today announced that Delaware Management Company (DMC) has become a "specified subsidiary" (*tokutei kogaisha*) of Nomura.

**1.** **Reason for change** 

As announced on April 22, 2025 and December 1, 2025, Nomura has completed the acquisition of all shares of Macquarie Group Limited's U.S. and European public asset management business (the "Acquired Business"). As the share capital of DMC, which forms part of the Acquired Business, is now at least 10 percent of Nomura's capital, DMC has become a specified subsidiary of Nomura.

2. **Overview of the subsidiary (DMC) subject to change** 

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| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; (1) | Name | Delaware Management Company | Delaware Management Company | Delaware Management Company |
| &nbsp;&nbsp;&nbsp; (2) | Location | 1100 North Market Street, Wilmington, DE, 19890, U.S.A. | 1100 North Market Street, Wilmington, DE, 19890, U.S.A. | 1100 North Market Street, Wilmington, DE, 19890, U.S.A. |
| &nbsp;&nbsp;&nbsp; (3) | Name of representative | Shawn K. Lytle |  |  |
| &nbsp;&nbsp;&nbsp; (4) | Description of business | Investment management and advisory service | Investment management and advisory service | Investment management and advisory service |
| &nbsp;&nbsp;&nbsp; (5) | Share capital | USD 590 million |  |  |
| &nbsp;&nbsp;&nbsp; (6) | Date of establishment | September 16, 1996 |  |  |
| &nbsp;&nbsp;&nbsp; (7) | Major shareholders and ownership ratios | Macquarie Management Holdings, Inc. 66%<br> Ivy Investment Management Company 34% | Macquarie Management Holdings, Inc. 66%<br> Ivy Investment Management Company 34% | Macquarie Management Holdings, Inc. 66%<br> Ivy Investment Management Company 34% |
| &nbsp;&nbsp;&nbsp; (8) | Relationships between Nomura and DMC | Capital relationship |  |  |
| &nbsp;&nbsp;&nbsp; (8) | Relationships between Nomura and DMC | Personnel relationship |  |  |
| &nbsp;&nbsp;&nbsp; (8) | Relationships between Nomura and DMC | Business relationship |  |  |
| &nbsp;&nbsp;&nbsp; (9) | Consolidated operating results and consolidated financial position of DMC for the last three years | Consolidated operating results and consolidated financial position of DMC for the last three years | Consolidated operating results and consolidated financial position of DMC for the last three years | Consolidated operating results and consolidated financial position of DMC for the last three years |
|  | Fiscal year ended  | March 31, 2023 | March 31, 2024 | March 31, 2025 |
| &nbsp;&nbsp;&nbsp; Consolidated net assets | &nbsp;&nbsp;&nbsp; Consolidated net assets | USD 725 million | USD 764 million | USD 780 million |
| &nbsp;&nbsp;&nbsp; Consolidated total assets | &nbsp;&nbsp;&nbsp; Consolidated total assets | USD 999 million | USD 1,073 million | USD 1,069 million |
| &nbsp;&nbsp;&nbsp; Consolidated net assets per share | &nbsp;&nbsp;&nbsp; Consolidated net assets per share | USD 7 million | USD 8 million | USD 8 million |
| &nbsp;&nbsp;&nbsp; Consolidated net sales | &nbsp;&nbsp;&nbsp; Consolidated net sales | USD 712 million | USD 641 million | USD 642 million |
| &nbsp;&nbsp;&nbsp; Consolidated operating profit | &nbsp;&nbsp;&nbsp; Consolidated operating profit | USD 140 million | USD 86 million | USD 158 million |
| &nbsp;&nbsp;&nbsp; Consolidated ordinary profit | &nbsp;&nbsp;&nbsp; Consolidated ordinary profit | USD 140 million | USD 86 million | USD 158 million |
| &nbsp;&nbsp;&nbsp; Profit attributable to owners of parent | &nbsp;&nbsp;&nbsp; Profit attributable to owners of parent | USD 92 million | USD 58 million | USD 123 million |
| &nbsp;&nbsp;&nbsp; Consolidated earnings per share | &nbsp;&nbsp;&nbsp; Consolidated earnings per share | USD 916,997 | USD 576,099 | USD 1,231,882 |
| &nbsp;&nbsp;&nbsp; Dividend per share | &nbsp;&nbsp;&nbsp; Dividend per share | USD 1,705,000 |  | USD 900,000 |

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**3.** **Number of shares acquired and shareholding before and after acquisition** 

(1) Number of shares held before the change 0 shares

(2) Number of shares acquired Class A 66 shares Class B 34 shares (Number of voting rights: 330)

(3) Number of shares held after the change Class A 66 shares Class B 34 shares (Number of voting rights: 330) (Ratio of voting rights held: 100.0%)

**4.** **Date** 

(1) Effective date of change December 1,
2025

**5.** **Future outlook** 

As a result of the share acquisition, DMC has become a subsidiary of Nomura. Accordingly, DMC's consolidated results will be reflected in Nomura's consolidated results for the third quarter of the fiscal year ending March 2026.

  ends     <br>

**For further information please contact:** 

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| | | |
|:---|:---|:---|
| **Name** | **Company** | **Telephone** |
| Kenji Yamashita | Nomura Holdings, Inc. | 81-3-3278-0591 |
|  | Group Corporate Communications Dept. |  |

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Nomura

Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit <u>www.nomura.com</u>.

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**Exhibit 2** 

[Translation of the Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on January 30, 2026]

1. Reason for Submission

On December 1, 2025, we completed the acquisition of all shares of Macquarie Management Holdings, Inc. Because Delaware Management Company ("DMC"), a subsidiary of that company, was qualified as the Specified Subsidiary (*Tokutei Kogaisha*) of the Company, we are submitting this Extraordinary Report pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act of Japan and Article 19, Paragraph 2, Item 3 of the Cabinet Office Ordinance on Disclosure of Corporate Affairs, etc.

2. Matters Reported

(1) Name, Location, Name of representative, Share capital and Description of business of the Specified Subsidiary relevant to the change

 Name: Delaware Management Company

 Location: 1100 North Market Street, Wilmington, DE, 19890, U.S.A.

 Name of representative: Shawn K. Lytle

 Share capital: USD 590 million

 Description of business: Investment management and advisory service

(2) Number and total percentage of the voting rights held by the Company before and after change

 Number of Voting Rights Held

Prior to change: - units (Indirect ownership: - units) <br> After change: 330 units (Indirect ownership: 330 units)

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| | |
|:---|:---|
|  | Percentage of Holdings  |

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| | |
|:---|:---|
| Prior to change: | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;- % (Indirect ownership: - %) |
| After change: | 100.0% (Indirect ownership: 100.0%) |

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(3) Reasons for and date of change

 Reasons for Change

Through the acquisition of shares of Macquarie Management Holdings, Inc., Delaware Management Company became the subsidiary of the Company, and the share capital of that company amounted to at least 10% of the Company's capital.

 Date of Change

December 1, 2025