# EDGAR Filing Document

**Accession Number:** 0000924700
**File Stem:** 0000924700-26-000001
**Filing Date:** 2026-2
**Character Count:** 2786
**Document Hash:** a8d7bd1bcaa0a3895a1acd446eff1638
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000924700-26-000001.hdr.sgml**: 20260223

**ACCESSION NUMBER**: 0000924700-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260223

**DATE AS OF CHANGE**: 20260223

**EFFECTIVENESS DATE**: 20260223

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MM ASCEND LIFE INVESTOR SERVICES, LLC
- **CENTRAL INDEX KEY:** 0000924700

**ORGANIZATION NAME:**
- **EIN:** 311395344
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47309
- **FILM NUMBER:** 26662929

**BUSINESS ADDRESS:**
- **STREET 1:** 191 ROSA PARKS
- **STREET 2:** 12TH FLOOR
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202
- **BUSINESS PHONE:** 513-490-8259

**MAIL ADDRESS:**
- **STREET 1:** 191 ROSA PARKS
- **STREET 2:** 12TH FLOOR
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREAT AMERICAN ADVISORS, INC.
- **DATE OF NAME CHANGE:** 20020328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GREAT AMERICAN ADVISORS INC                             /BD
- **DATE OF NAME CHANGE:** 20020328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AAG SECURITIES INC                                      /BD
- **DATE OF NAME CHANGE:** 20000926

### Attached PDF Documents

**Attachment 1:** `mmalisfinancials2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000924700

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** MM ASCEND LIFE INVESTOR SERVICES, LLC

**Business Address:** 191 ROSA PARKS, 12TH FLOOR, CINCINNATI, OH, 45202

**Contact Person:** Athena Purdon

**Contact Phone:** 5133619525

### Independent Public Accountant Identification

**Accountant Name:** KPMG

**Accountant Address:** 191 W Nationwide, Columbus, OH, 43215

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Peter Nerone**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MM ASCEND LIFE INVESTOR SERVICES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Peter Nerone

**Title:** President