# EDGAR Filing Document

**Accession Number:** 0001289945
**File Stem:** 0001209191-23-017783
**Filing Date:** 2023-3
**Character Count:** 7617
**Document Hash:** 8b538e6967a2d8d7e30205eade682665
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-017783.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001209191-23-017783

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230308

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Stein Todd J
- **CENTRAL INDEX KEY:** 0001747745

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-32358
- **FILM NUMBER:** 23723518

**MAIL ADDRESS:**
- **STREET 1:** C/O SPOK HOLDINGS, INC.
- **STREET 2:** 6850 VERSAR CTR STE 420
- **CITY:** SPRINGFIELD
- **STATE:** VA
- **ZIP:** 22151
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Spok Holdings, Inc
- **CENTRAL INDEX KEY:** 0001289945
- **STANDARD INDUSTRIAL CLASSIFICATION:** RADIO TELEPHONE COMMUNICATIONS [4812]
- **IRS NUMBER:** 161694797
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 5911 KINGSTOWNE VILLAGE PARKWAY
- **STREET 2:** 6TH FLOOR
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22315
- **BUSINESS PHONE:** 800-611-8488

**MAIL ADDRESS:**
- **STREET 1:** 5911 KINGSTOWNE VILLAGE PARKWAY
- **STREET 2:** 6TH FLOOR
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** USA Mobility, Inc
- **DATE OF NAME CHANGE:** 20040719

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Wizards-Patriots Holdings, Inc.
- **DATE OF NAME CHANGE:** 20040512

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Stein Todd J<br><sub>(Last) (First) (Middle)</sub><br>C/O SPOK HOLDINGS, INC.<br>5911 KINGSTOWNE VILLAGE PARKWAY, 6TH FLR<br><sub>(Street)</sub><br>ALEXANDRIA, VA 22315<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-08 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Spok Holdings, Inc [ SPOK ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-08 |  | P |  | 0 | A | $0.00 | 754254 | I | Braeside Capital, L.P.<sup>(1)</sup> |
| Common Stock | 2023-03-08 |  | P |  | 6190 | A | $10.264 | 815386 | I | Braeside Capital II, L.P.<sup>(2)</sup> |
| Common Stock | 2023-03-09 |  | P |  | 2883 | A | $10.431 | 818269 | I | Braeside Capital II, L.P.<sup>(2)</sup> |
| Common Stock | 2023-03-08 |  | P |  | 0 | A | $0.00 | 184740 | I | Braeside Investments, LLC<sup>(3)</sup> |
| Common Stock | 2023-03-08 |  | P |  | 0 | A | $0.00 | 26906 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital").   Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

(2) Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II").  Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

(3) Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

**Signature:** /s/ TODD J. STEIN  
**Date:** 2023-03-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**