# EDGAR Filing Document

**Accession Number:** 0001547440
**File Stem:** 0001209191-23-020227
**Filing Date:** 2023-3
**Character Count:** 8070
**Document Hash:** a89ee2ddd25d62c444e48c53c5f7c48e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-020227.hdr.sgml**: 20230321

**ACCESSION NUMBER**: 0001209191-23-020227

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230318

**FILED AS OF DATE**: 20230321

**DATE AS OF CHANGE**: 20230321

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Griffith Jerome
- **CENTRAL INDEX KEY:** 0001547440

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-09769
- **FILM NUMBER:** 23749837

**MAIL ADDRESS:**
- **STREET 1:** C/O TUMI, INC.
- **STREET 2:** 1001 DURHAM AVENUE
- **CITY:** SOUTH PLAINFIELD
- **STATE:** NJ
- **ZIP:** 07080
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LANDS' END, INC.
- **CENTRAL INDEX KEY:** 0000799288
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-FAMILY CLOTHING STORES [5651]
- **IRS NUMBER:** 362512786
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0127

**BUSINESS ADDRESS:**
- **STREET 1:** ONE LANDS' END LN
- **CITY:** DODGEVILLE
- **STATE:** WI
- **ZIP:** 53595
- **BUSINESS PHONE:** 6089359341

**MAIL ADDRESS:**
- **STREET 1:** ONE LANDS' END LANE
- **STREET 2:** ONE LANDS' END LANE
- **CITY:** DODGEVILLE
- **STATE:** WI
- **ZIP:** 53595

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LAND'S END, INC.
- **DATE OF NAME CHANGE:** 20140527

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LAND'S END, INC
- **DATE OF NAME CHANGE:** 20140527

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LANDS END INC
- **DATE OF NAME CHANGE:** 19920703

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Griffith Jerome<br><sub>(Last) (First) (Middle)</sub><br>1 LANDS' END LANE<br><sub>(Street)</sub><br>DODGEVILLE, WI 53595<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-18 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>LANDS' END, INC. [ LE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-18 |  | M |  | 15254 | A | 0.00<sup>(1)</sup> | 15254 | D |  |
| Common Stock | 2023-03-18 |  | F |  | 5500<sup>(2)</sup> | D | $8.67 | 9754 | D |  |
| Common Stock | 2023-03-19 |  | M |  | 62366 | A | 0.00<sup>(1)</sup> | 72120 | D |  |
| Common Stock | 2023-03-19 |  | F |  | 22483<sup>(2)</sup> | D | $8.67 | 49637 | D |  |
| Common Stock | 2023-03-19 |  | M |  | 10518 | A | 0.00<sup>(1)</sup> | 60155 | D |  |
| Common Stock | 2023-03-19 |  | F |  | 3792<sup>(2)</sup> | D | $8.67 | 56363 | D |  |
| Common Stock |  |  |  |  |  |  |  | 402026<sup>(3)</sup> | I | Jerome Griffith Revocable Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | 0.00<sup>(1)</sup> | 2023-03-18 |  | M |  |  | 15254 | <sup>(4)</sup> | <sup>(4)</sup> | Common Stock | 15254 | $0.00 | 139681 | D |  |
| Restricted Stock Units | 0.00<sup>(1)</sup> | 2023-03-19 |  | M |  |  | 62366 | <sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 62366 | $0.00 | 77315 | D |  |
| Restricted Stock Units | 0.00<sup>(1)</sup> | 2023-03-19 |  | M |  |  | 10518 | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock | 10518 | $0.00 | 66797<sup>(7)</sup> | D |  |

---

### Footnotes:

(1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

(2) Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

(3) The reporting person contributed 94,868   shares to the Jerome Griffith Revocable Trust on April 8, 2022, in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

(4) This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

(5) This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

(6) This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

(7) Of the total number of RSUs, 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including maintaining continued employment or a continuous business relationship.

**Signature:** /s/ Peter L. Gray as attorney-in-fact for Jerome S. Griffith  
**Date:** 2023-03-21

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**