# EDGAR Filing Document

**Accession Number:** 0001499417
**File Stem:** 0001499417-23-000001
**Filing Date:** 2023-3
**Character Count:** 3269
**Document Hash:** 0306185f0bc3369fc552ec007bfa90b5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001499417-23-000001.hdr.sgml**: 20230330

**ACCESSION NUMBER**: 0001499417-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230330

**DATE AS OF CHANGE**: 20230330

**EFFECTIVENESS DATE**: 20230330

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MCDERMOTT INVESTMENT SERVICES, LLC
- **CENTRAL INDEX KEY:** 0001499417
- **IRS NUMBER:** 273120227
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68683
- **FILM NUMBER:** 23782157

**BUSINESS ADDRESS:**
- **STREET 1:** 44 EAST BROAD STREET
- **STREET 2:** 2ND FLOOR
- **CITY:** BETHLEHEM
- **STATE:** PA
- **ZIP:** 18018
- **BUSINESS PHONE:** 610-882-1460

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 1889
- **CITY:** BETHLEHEM
- **STATE:** PA
- **ZIP:** 18016

### Attached PDF Documents

**Attachment 1:** `MIS_SOFC.2022-Public.pdf`

# **McDermott Investment Services, LLC**  
**NOTES TO FINANCIAL STATEMENT, Continued**  
**DECEMBER 31, 2022**

# **NOTE 9: REGULATORY REQUIREMENTS**

The Company is subject to the SEC's Uniform Net Capital Rule (Rule 15c3-1) under the Securities Exchange Act of 1934, which requires the maintenance of minimum net capital, as defined and requires that the ratio of aggregate indebtedness, as defined, to net capital, shall not exceed 15 to 1.

At December 31, 2022 the Company had net capital of $452,106 which was $402,106 in excess of its required net capital of $50,000. The Company's ratio of aggregate indebtedness to net capital was .66 to 1.

Capital withdrawals are subject to certain notification and other provisions of the net capital rules of the SEC.

The Company has no obligation under Rule 15c3-3 to prepare the Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3.

7

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001499417

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** MCDERMOTT INVESTMENT SERVICES, LLC

**Business Address:** 44 EAST BROAD STREET, 2ND FLOOR, BETHLEHEM, PA, 18018

**Contact Person:** Jeffrey Harpel

**Contact Phone:** 717-249-8803

### Independent Public Accountant Identification

**Accountant Name:** Keiter

**Accountant Address:** 4401 Dominion Boulevard, Glen Allen, VA, 23060

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Dean McDermott, Managing Member**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MCDERMOTT INVESTMENT SERVICES, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Dean McDermott

**Title:** Managing Member

**Notarized:** Yes