# EDGAR Filing Document

**Accession Number:** 0001178840
**File Stem:** 0001752724-23-064045
**Filing Date:** 2023-3
**Character Count:** 90644
**Document Hash:** f35870050f4f112a9d1c3f61ba43dbb6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-064045.hdr.sgml**: 20230322

**ACCESSION NUMBER**: 0001752724-23-064045

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230322

**DATE AS OF CHANGE**: 20230322

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
- **CENTRAL INDEX KEY:** 0001178840
- **IRS NUMBER:** 522372411
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21167
- **FILM NUMBER:** 23753455

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104
- **BUSINESS PHONE:** 2124768800

**MAIL ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND, INC.
- **DATE OF NAME CHANGE:** 20180831

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC
- **DATE OF NAME CHANGE:** 20020726

## Nport-Ex

Schedule of Investments California Municipal Fund Inc.^ (Unaudited) <br>January 31, 2023

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **Municipal Notes 158.6%** | **Municipal Notes 158.6%** | **Municipal Notes 158.6%** |
| **American Samoa 0.9%** | **American Samoa 0.9%** | **American Samoa 0.9%** |
| $600000 | American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 | **$632519** |
| **California 135.3%** | **California 135.3%** | **California 135.3%** |
| &nbsp;&nbsp; 1000000 | Bay Area Toll Au. Toll Bridge Rev., Ser. 2013-S-4, 5.00%, due 4/1/2027 Pre-Refunded 4/1/2023 | &nbsp;&nbsp; 1004477 |
| &nbsp;&nbsp; 1875000 | &nbsp;&nbsp; California Comm. Choice Fin. Clean Energy Proj. Au. Rev. Green Bond, Ser. 2021 B-1, (LOC: Morgan <br> Stanley), 4.00%, due 2/1/2052 Putable 8/1/2031<br>| &nbsp;&nbsp; 1900491 |
| California Ed. Facs. Au. Ref. Rev. (Univ. of Redlands) |  |  |
| &nbsp;&nbsp; 250000 | &nbsp;&nbsp;&nbsp; Ser. 2016-A, 5.00%, due 10/1/2028  | &nbsp;&nbsp; 260996 |
| &nbsp;&nbsp; 260000 | &nbsp;&nbsp;&nbsp; Ser. 2016-A, 3.00%, due 10/1/2029  | &nbsp;&nbsp; 247658 |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp;&nbsp; Ser. 2016-A, 3.00%, due 10/1/2030  | &nbsp;&nbsp; 377293 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; California Ed. Facs. Au. Rev. (Green Bond- Loyola Marymount Univ.), Ser. 2018-B, 5.00%, due <br> 10/1/2048<br>| &nbsp;&nbsp; 1057036 |
| California HFA Muni. Cert. |  |  |
| &nbsp;&nbsp; 1236249 | &nbsp;&nbsp;&nbsp; Class A, Ser. 2019-2, Class A, 4.00%, due 3/20/2033  | &nbsp;&nbsp; 1252939 |
| &nbsp;&nbsp; 973135 | &nbsp;&nbsp;&nbsp; Class A, Ser. 2021-1-A, 3.50%, due 11/20/2035  | &nbsp;&nbsp; 942871 |
| &nbsp;&nbsp; 480000 | &nbsp;&nbsp; California Infrastructure & Econ. Dev. Bank Rev. (Wonderful Foundations Charter Sch. Portfolio Proj.), <br> Ser. 2020-A-1, 5.00%, due 1/1/2055<br>| &nbsp;&nbsp; 404960<sup>(a)</sup> |
| &nbsp;&nbsp; 525000 | &nbsp;&nbsp; California Infrastructure & Econ. Dev. Bank St. Sch. Fund Rev. (King City Joint Union High Sch.), <br> Ser. 2010, 5.13%, due 8/15/2024<br>| &nbsp;&nbsp; 525652 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014, 5.63%, due <br> 7/1/2044<br>| &nbsp;&nbsp; 1013695<sup>(a)</sup> |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.), Ser. 2014, 5.13%, <br> due 7/1/2029<br>| &nbsp;&nbsp; 503329 |
| California Muni. Fin. Au. Charter Sch. Rev. (John Adams Academics Proj.) |  |  |
| &nbsp;&nbsp; 160000 | &nbsp;&nbsp;&nbsp; Ser. 2015-A, 4.50%, due 10/1/2025  | &nbsp;&nbsp; 159753 |
| &nbsp;&nbsp; 1115000 | &nbsp;&nbsp;&nbsp; Ser. 2019-A, 5.00%, due 10/1/2049  | &nbsp;&nbsp; 1049276<sup>(a)</sup> |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; California Muni. Fin. Au. Charter Sch. Rev. (Palmdale Aerospace Academy Proj.), Ser. 2016, 5.00%, <br> due 7/1/2031<br>| &nbsp;&nbsp; 1006813<sup>(a)</sup> |
| &nbsp;&nbsp; 500000 | California Muni. Fin. Au. Rev. (Baptist Univ.), Ser. 2015-A, 5.00%, due 11/1/2030 | &nbsp;&nbsp; 510896<sup>(a)</sup> |
| California Muni. Fin. Au. Rev. (Biola Univ.) |  |  |
| &nbsp;&nbsp; 375000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 4.00%, due 10/1/2025 Pre-Refunded 10/1/2023 | &nbsp;&nbsp; 378692 |
| &nbsp;&nbsp; 410000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 4.00%, due 10/1/2026 Pre-Refunded 10/1/2023 | &nbsp;&nbsp; 414036 |
| &nbsp;&nbsp; 455000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 4.00%, due 10/1/2027 Pre-Refunded 10/1/2023 | &nbsp;&nbsp; 459479 |
| California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group) |  |  |
| &nbsp;&nbsp; 605000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.00%, due 1/1/2027 Pre-Refunded 7/1/2024 | &nbsp;&nbsp; 619177 |
| &nbsp;&nbsp; 630000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.00%, due 1/1/2028 Pre-Refunded 7/1/2024 | &nbsp;&nbsp; 644763 |
| &nbsp;&nbsp; 330000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.00%, due 1/1/2029 Pre-Refunded 7/1/2024 | &nbsp;&nbsp; 337733 |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp; California Muni. Fin. Au. Std. Hsg. Rev. (CHF-Davis I, LLC-West Village Std. Hsg. Proj.), Ser. 2018, <br> (BAM Insured), 4.00%, due 5/15/2048<br>| &nbsp;&nbsp; 1950766 |
| California Pub. Fin. Au. Ref. (Henry Mayo Newhall Hosp.) |  |  |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp;&nbsp; Ser. 2021-A, 4.00%, due 10/15/2027  | &nbsp;&nbsp; 413042 |
| &nbsp;&nbsp; 360000 | &nbsp;&nbsp;&nbsp; Ser. 2021-A, 4.00%, due 10/15/2028  | &nbsp;&nbsp; 372847 |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp; California Sch. Fac. Fin. Au. Rev. (Alliance College - Ready Pub. Sch. Proj.), Ser. 2015-A, 5.00%, due <br> 7/1/2030<br>| &nbsp;&nbsp; 415253<sup>(a)</sup> |
| &nbsp;&nbsp; 1500000 | California Sch. Fac. Fin. Au. Rev. (Green Dot Pub. Sch. Proj.), Ser. 2018-A, 5.00%, due 8/1/2048 | &nbsp;&nbsp; 1518827<sup>(a)</sup> |
| California Sch. Fac. Fin. Au. Rev. (KIPP LA Proj.) |  |  |
| &nbsp;&nbsp; 250000 | &nbsp;&nbsp;&nbsp; Ser. 2014-A, 4.13%, due 7/1/2024  | &nbsp;&nbsp; 251893<sup>(a)</sup> |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp;&nbsp; Ser. 2017-A, 4.00%, due 7/1/2023  | &nbsp;&nbsp; 401064<sup>(a)</sup> |
| &nbsp;&nbsp; 375000 | &nbsp;&nbsp;&nbsp; Ser. 2017-A, 5.00%, due 7/1/2025  | &nbsp;&nbsp; 389625<sup>(a)</sup> |
| &nbsp;&nbsp; 130000 | &nbsp;&nbsp;&nbsp; Ser. 2017-A, 5.00%, due 7/1/2027  | &nbsp;&nbsp; 139063<sup>(a)</sup> |
| &nbsp;&nbsp; 2195000 | California St. Dept. of Veterans Affairs Home Purchase Ref. Rev., Ser. 2016-A, 3.00%, due 6/1/2029 | &nbsp;&nbsp; 2195206 |

---

See Notes to Schedule of Investments

------

Schedule of Investments California Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **California – cont'd** | **California – cont'd** | **California – cont'd** |
| California St. G.O. |  |  |
| $2000000 | &nbsp;&nbsp;&nbsp; Ser. 2020, 3.00%, due 11/1/2050  | $1644540 |
| &nbsp;&nbsp; 3900000 | &nbsp;&nbsp;&nbsp; Ser. 2022, 3.00%, due 4/1/2052  | &nbsp;&nbsp; 3195259 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp;&nbsp; Ser. 2022, 5.00%, due 9/1/2052  | &nbsp;&nbsp; 1137653 |
| &nbsp;&nbsp; 1125000 | &nbsp;&nbsp; California St. Infrastructure & Econ. Dev. Bank Rev. (California Academy of Sciences), Ser. 2018-D, <br> (SIFMA), 2.01%, due 8/1/2047 Putable 8/1/2024<br>| &nbsp;&nbsp; 1110320 |
| &nbsp;&nbsp; 2000000 | California St. Poll. Ctrl. Fin. Au. Rev. (San Jose Wtr. Co. Proj.), Ser. 2016, 4.75%, due 11/1/2046 | &nbsp;&nbsp; 2046527 |
| &nbsp;&nbsp; 710000 | &nbsp;&nbsp; California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerage Redak Svcs. So. California LLC <br> Proj.), Ser. 2016, 7.00%, due 12/1/2027<br>| &nbsp;&nbsp; 71000<sup>(a)(b)</sup> |
| &nbsp;&nbsp; 600000 | &nbsp;&nbsp; California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Calplant I Green Bond Proj.), Ser. 2019, <br> 7.50%, due 12/1/2039<br>| &nbsp;&nbsp; 14835<sup>(a)(b)</sup> |
| &nbsp;&nbsp; 550000 | &nbsp;&nbsp; California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Green Bond-Rialto Bioenergy Fac. LLC, Proj.), <br> Ser. 2019, 7.50%, due 12/1/2040<br>| &nbsp;&nbsp; 368262<sup>(a)</sup> |
| &nbsp;&nbsp; 1595000 | California St. Poll. Ctrl. Fin. Au. Wtr. Furnishing Rev., Ser. 2012, 5.00%, due 7/1/2027 | &nbsp;&nbsp; 1603152<sup>(a)</sup> |
| &nbsp;&nbsp; 415000 | &nbsp;&nbsp; California St. Sch. Fin. Au. Charter Sch. Rev. (Downtown College Prep-Oblig. Group), Ser. 2016, <br> 4.50%, due 6/1/2031<br>| &nbsp;&nbsp; 410435<sup>(a)</sup> |
| &nbsp;&nbsp; 400000 | California St. Sch. Fin. Au. Charter Sch. Rev. (Rocketship Ed.), Ser. 2016-A, 5.00%, due 6/1/2031 | &nbsp;&nbsp; 403121<sup>(a)</sup> |
| &nbsp;&nbsp; 1060000 | &nbsp;&nbsp; California St. Sch. Fin. Au. Ed. Facs. Rev. (New Designs Charter Sch. Administration Campus Proj.), <br> Ser. 2019-A, 5.00%, due 6/1/2050<br>| &nbsp;&nbsp; 1020205<sup>(a)</sup> |
| &nbsp;&nbsp; 190000 | &nbsp;&nbsp; California St. Sch. Fin. Au. Ed. Facs. Rev. (Partnerships Uplifts Comm. Valley Proj.), Ser. 2014-A, <br> 5.35%, due 8/1/2024 Pre-Refunded 2/1/2024<br>| &nbsp;&nbsp; 193764<sup>(a)</sup> |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; California Statewide CDA College Hsg. Rev. (NCCD-Hooper Street LLC-College of the Arts Proj.), <br> Ser. 2019, 5.25%, due 7/1/2052<br>| &nbsp;&nbsp; 903268<sup>(a)</sup> |
| &nbsp;&nbsp; 1325000 | &nbsp;&nbsp; California Statewide CDA Hosp. Rev. (Methodist Hosp. of Southern Proj.), Ser. 2018, 4.25%, due <br> 1/1/2043<br>| &nbsp;&nbsp; 1303350 |
| &nbsp;&nbsp; 720000 | &nbsp;&nbsp; California Statewide CDA Rev. (Henry Mayo Newhall Mem. Hosp.), Ser. 2014-A, (AGM Insured), <br> 5.00%, due 10/1/2026 Pre-Refunded 10/1/2024<br>| &nbsp;&nbsp; 751726 |
| &nbsp;&nbsp; 500000 | California Statewide CDA Rev. (Loma Linda Univ. Med. Ctr.), Ser. 2018-A, 5.50%, due 12/1/2058 | &nbsp;&nbsp; 506650<sup>(a)</sup> |
| &nbsp;&nbsp; 700000 | &nbsp;&nbsp; California Statewide CDA Rev. (Redwoods Proj.), Ser. 2013, 5.00%, due 11/15/2028 Pre-Refunded <br> 11/15/2023<br>| &nbsp;&nbsp; 714680 |
| &nbsp;&nbsp; 600000 | California Statewide CDA Rev. Ref. (Lancer Ed. Std. Hsg. Proj.), Ser. 2016-A, 5.00%, due 6/1/2036 | &nbsp;&nbsp; 601235<sup>(a)</sup> |
| &nbsp;&nbsp; 1500000 | California Statewide CDA Rev. Ref. (Loma Linda Univ. Med. Ctr.), Ser. 2014-A, 5.25%, due 12/1/2029 | &nbsp;&nbsp; 1548338 |
| &nbsp;&nbsp; 1500000 | California Statewide CDA Rev. Ref. (Redlands Comm. Hosp.), Ser. 2016, 4.00%, due 10/1/2041 | &nbsp;&nbsp; 1500061 |
| &nbsp;&nbsp; 440000 | &nbsp;&nbsp; California Statewide CDA Spec. Tax Rev. Ref. (Comm. Facs. Dist. Number 2007-01 Orinda Wilder <br> Proj.), Ser. 2015, 4.50%, due 9/1/2025<br>| &nbsp;&nbsp; 453347 |
| &nbsp;&nbsp; 2055000 | &nbsp;&nbsp; California Statewide CDA Std. Hsg. Rev. (Univ. of Irvin Campus Apts. Phase IV), Ser. 2017-A, 5.00%, <br> due 5/15/2032<br>| &nbsp;&nbsp; 2154892 |
| &nbsp;&nbsp; 500000 | California Statewide CDA Std. Hsg. Rev. Ref. (Baptist University), Ser. 2017-A, 5.00%, due 11/1/2032 | &nbsp;&nbsp; 515285<sup>(a)</sup> |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp; Contra Costa Co. Redev. Agcy. Successor Agcy. Tax Allocation Ref., Ser. 2017-A, (BAM Insured), <br> 5.00%, due 8/1/2031<br>| &nbsp;&nbsp; 2224509 |
| Corona Norco Unified Sch. Dist. Pub. Fin. Au. Sr. Lien Rev. |  |  |
| &nbsp;&nbsp; 350000 | &nbsp;&nbsp;&nbsp; Ser. 2013-A, 5.00%, due 9/1/2026 Pre-Refunded 9/1/2023 | &nbsp;&nbsp; 355429 |
| &nbsp;&nbsp; 560000 | &nbsp;&nbsp;&nbsp; Ser. 2013-A, 5.00%, due 9/1/2027 Pre-Refunded 9/1/2023 | &nbsp;&nbsp; 568686 |
| &nbsp;&nbsp; 2000000 | &nbsp;&nbsp; Davis Joint Unified Sch. Dist. Cert. of Participation (Yolo Co.), Ser. 2014, (BAM Insured), 4.00%, due <br> 8/1/2024<br>| &nbsp;&nbsp; 2047924 |
| &nbsp;&nbsp; 1250000 | &nbsp;&nbsp; Emeryville Redev. Agcy. Successor Agcy. Tax Allocation Ref. Rev., Ser. 2014-A, (AGM Insured), 5.00%, <br> due 9/1/2025<br>| &nbsp;&nbsp; 1302787 |
| &nbsp;&nbsp; 1500000 | Foothill-Eastern Trans. Corridor Agcy. Toll Road Rev. Ref., Subser. 2014-B2, 3.50%, due 1/15/2053 | &nbsp;&nbsp; 1296822 |
| &nbsp;&nbsp; 3935000 | &nbsp;&nbsp; Golden St. Tobacco Securitization Corp. Tobacco Settlement Rev. Ref., Ser. 2021-B-2, 0.00%, due <br> 6/1/2066<br>| &nbsp;&nbsp; 495437 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Imperial Comm. College Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A, (AGM Insured), <br> 6.75%, due 8/1/2040 Pre-Refunded 8/1/2025<br>| &nbsp;&nbsp; 1106775 |
| &nbsp;&nbsp; 1000000 | Inglewood Unified Sch. Dist. Facs. Fin. Au. Rev., Ser. 2007, (AGM Insured), 5.25%, due 10/15/2026 | &nbsp;&nbsp; 1062316 |

---

See Notes to Schedule of Investments

------

Schedule of Investments California Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **California – cont'd** | **California – cont'd** | **California – cont'd** |
| Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2) |  |  |
| $150000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 4.00%, due 9/1/2023  | $151215 |
| &nbsp;&nbsp; 300000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 4.00%, due 9/1/2024  | &nbsp;&nbsp; 302536 |
| &nbsp;&nbsp; 450000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 4.00%, due 9/1/2025  | &nbsp;&nbsp; 453979 |
| &nbsp;&nbsp; 645000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 3.50%, due 9/1/2026  | &nbsp;&nbsp; 647120 |
| &nbsp;&nbsp; 690000 | &nbsp;&nbsp;&nbsp; Ser. 2013, 3.63%, due 9/1/2027  | &nbsp;&nbsp; 692620 |
| &nbsp;&nbsp; 680000 | Jurupa Pub. Fin. Auth. Spec. Tax Rev., Ser. 2014-A, 5.00%, due 9/1/2024 | &nbsp;&nbsp; 704980 |
| &nbsp;&nbsp; 1500000 | Los Angeles City Dept. of Arpts. Arpt. Rev., Ser. 2020-C, 4.00%, due 5/15/2050 | &nbsp;&nbsp; 1456662 |
| &nbsp;&nbsp; 2650000 | Los Angeles Co. Metro. Trans. Au. Rev. (Green Bond), Ser. 2020-A, 5.00%, due 6/1/2031 | &nbsp;&nbsp; 3185272 |
| &nbsp;&nbsp; 3000000 | North Orange Co. Comm. College Dist. G.O., Ser. 2022-C, 4.00%, due 8/1/2047 | &nbsp;&nbsp; 3048431 |
| &nbsp;&nbsp; 1385000 | &nbsp;&nbsp; Ohlone Comm. College Dist. G.O. (Election 2010), Ser. 2014-B, 0.00%, due 8/1/2029 Pre-Refunded <br> 8/1/2024<br>| &nbsp;&nbsp; 1080934 |
| &nbsp;&nbsp; 885000 | Oxnard Harbor Dist. Rev., Ser. 2011-B, 4.50%, due 8/1/2024 | &nbsp;&nbsp; 892804 |
| &nbsp;&nbsp; 1250000 | Palomar Hlth. Ref. Rev., Ser. 2016, 4.00%, due 11/1/2039 | &nbsp;&nbsp; 1204313 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Rancho Cucamonga Redev. Agcy. Successor Agcy. Tax Allocation Rev. (Rancho Redev. Proj.), <br> Ser. 2014, (AGM Insured), 5.00%, due 9/1/2027<br>| &nbsp;&nbsp; 1041854 |
| &nbsp;&nbsp; 475000 | Riverside Co. Comm. Facs. Dist. Spec. Tax Rev. (Scott Road), Ser. 2013, 5.00%, due 9/1/2025 | &nbsp;&nbsp; 475797 |
| &nbsp;&nbsp; 300000 | &nbsp;&nbsp; Riverside Co. Trans. Commission Toll Rev. Ref. Sr. Lien (RCTC Number 91 Express Lanes), <br> Ser. 2021-B-1, 4.00%, due 6/1/2046<br>| &nbsp;&nbsp; 292936 |
| &nbsp;&nbsp; 1500000 | &nbsp;&nbsp; Riverside Co. Trans. Commission Toll Rev. Sr. Lien (Cap. Appreciation), Ser. 2013-B, 0.00%, due <br> 6/1/2023<br>| &nbsp;&nbsp; 1488155 |
| Romoland Sch. Dist. Spec. Tax Ref. (Comm. Facs. Dist. Number 2006-1) |  |  |
| &nbsp;&nbsp; 100000 | &nbsp;&nbsp;&nbsp; Ser. 2017, 4.00%, due 9/1/2029  | &nbsp;&nbsp; 101246 |
| &nbsp;&nbsp; 200000 | &nbsp;&nbsp;&nbsp; Ser. 2017, 4.00%, due 9/1/2030  | &nbsp;&nbsp; 202317 |
| &nbsp;&nbsp; 525000 | &nbsp;&nbsp;&nbsp; Ser. 2017, 3.25%, due 9/1/2031  | &nbsp;&nbsp; 503770 |
| &nbsp;&nbsp; 1700000 | &nbsp;&nbsp; Sacramento Area Flood Ctrl. Agcy. Ref. (Consol Cap. Assessment Dist. Number 2), Ser. 2016-A, <br> 5.00%, due 10/1/2047<br>| &nbsp;&nbsp; 1797933 |
| Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.) |  |  |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp;&nbsp; Ser. 2006-E, (AMBAC Insured), 5.25%, due 12/1/2024  | &nbsp;&nbsp; 1051993 |
| &nbsp;&nbsp; 400000 | &nbsp;&nbsp;&nbsp; Ser. 2006-E, (AMBAC Insured), 5.25%, due 12/1/2026  | &nbsp;&nbsp; 444610 |
| &nbsp;&nbsp; 1950000 | Sacramento Co. Arpt. Sys. Rev. Ref., Ser. 2018-C, 5.00%, due 7/1/2033 | &nbsp;&nbsp; 2128193 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Sacramento Spec. Tax (Natomas Meadows Comm. Facs. Dist. Number 2007-01), Ser. 2017, 5.00%, <br> due 9/1/2047<br>| &nbsp;&nbsp; 513016<sup>(a)</sup> |
| &nbsp;&nbsp; 685000 | &nbsp;&nbsp; San Mateo Foster City Sch. Dist. G.O. (Election 2015), Ser. 2016-A, 4.00%, due 8/1/2029 <br> Pre-Refunded 8/1/2025<br>| &nbsp;&nbsp; 715751 |
| Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.) |  |  |
| &nbsp;&nbsp; 310000 | &nbsp;&nbsp;&nbsp; Ser. 2013, (BAM Insured), 3.25%, due 6/1/2025  | &nbsp;&nbsp; 310847 |
| &nbsp;&nbsp; 575000 | &nbsp;&nbsp;&nbsp; Ser. 2013, (BAM Insured), 3.50%, due 6/1/2026  | &nbsp;&nbsp; 577200 |
| &nbsp;&nbsp; 325000 | &nbsp;&nbsp;&nbsp; Ser. 2013, (BAM Insured), 3.50%, due 6/1/2027  | &nbsp;&nbsp; 326162 |
| &nbsp;&nbsp; 270000 | &nbsp;&nbsp;&nbsp; Ser. 2013, (BAM Insured), 3.50%, due 6/1/2028  | &nbsp;&nbsp; 270948 |
| &nbsp;&nbsp; 1000000 | &nbsp;&nbsp; Santa Monica-Malibu Unified Sch. Dist. Ref. G.O., Ser. 2013, 3.00%, due 8/1/2027 Pre-Refunded <br> 8/1/2023<br>| &nbsp;&nbsp; 1003325 |
| Sulphur Springs Union Sch. Dist. Cert. of Participation Conv. Cap. Appreciation Bonds |  |  |
| &nbsp;&nbsp; 80000 | &nbsp;&nbsp;&nbsp; Ser. 2010, (AGM Insured), 6.50%, due 12/1/2037  | &nbsp;&nbsp; 83491 |
| &nbsp;&nbsp; 525000 | &nbsp;&nbsp;&nbsp; Ser. 2010, (AGM Insured), 6.50%, due 12/1/2037 Pre-Refunded 12/1/2025 | &nbsp;&nbsp; 586101 |
| &nbsp;&nbsp; 450000 | &nbsp;&nbsp;&nbsp; Ser. 2010, (AGM Insured), 6.50%, due 12/1/2037 Pre-Refunded 12/1/2025 | &nbsp;&nbsp; 500406 |
| &nbsp;&nbsp; 170000 | &nbsp;&nbsp;&nbsp; Ser. 2010, (AGM Insured), 6.50%, due 12/1/2037  | &nbsp;&nbsp; 187502 |
| &nbsp;&nbsp; 2000000 | Sweetwater Union High Sch. Dist. Pub. Fin. Au. Rev., Ser. 2013, (BAM Insured), 5.00%, due 9/1/2025 | &nbsp;&nbsp; 2026951 |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Tobacco Securitization Au. Southern California Tobacco Settlement Rev. Ref. (San Diego Co. Asset <br> Securitization Corp.), Ser. 2019-A, Class 1, 5.00%, due 6/1/2048<br>| &nbsp;&nbsp; 524136 |
| &nbsp;&nbsp; 3000000 | &nbsp;&nbsp; Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C, 6.88%, due <br> 8/1/2037<br>| &nbsp;&nbsp; 3694608 |

---

See Notes to Schedule of Investments

------

Schedule of Investments California Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **California – cont'd** | **California – cont'd** | **California – cont'd** |
| $3500000 | &nbsp;&nbsp; William S. Hart Union High Sch. Dist. G.O. Cap. Appreciation (Election 2001), Ser. 2005-B, (AGM <br> Insured), 0.00%, due 9/1/2026<br>| $3194111 |
| &nbsp;&nbsp; 2250000 | &nbsp;&nbsp; Wiseburn Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-B, (AGM Insured), 0.00%, due <br> 8/1/2036<br>| &nbsp;&nbsp; 2377804<sup>(c)</sup> |
|  |  | **97994220** |
| **Guam 3.9%** | **Guam 3.9%** | **Guam 3.9%** |
| &nbsp;&nbsp; 525000 | Antonio B. Won Pat Int'l Arpt. Au. Rev. Ref., Ser. 2023-A, 5.38%, due 10/1/2040 | &nbsp;&nbsp; 532717<sup>(d)</sup> |
| &nbsp;&nbsp; 500000 | Guam Gov't Bus. Privilege Tax Rev. Ref., Ser. 2021-F, 4.00%, due 1/1/2036 | &nbsp;&nbsp; 494059 |
| &nbsp;&nbsp; 600000 | Guam Gov't Hotel Occupancy Tax Rev. Ref., Ser. 2021-A, 5.00%, due 11/1/2040 | &nbsp;&nbsp; 631982 |
| &nbsp;&nbsp; 1075000 | Guam Pwr. Au. Rev., Ser. 2022-A, 5.00%, due 10/1/2037 | &nbsp;&nbsp; 1164407 |
|  |  | **2823165** |
| **Kansas 0.6%** | **Kansas 0.6%** | **Kansas 0.6%** |
| Goddard Kansas Sales Tax Spec. Oblig. Rev. (Olympic Park Star Bond Proj.) |  |  |
| &nbsp;&nbsp; 215000 | &nbsp;&nbsp;&nbsp; Ser. 2019, 3.60%, due 6/1/2030  | &nbsp;&nbsp; 204572 |
| &nbsp;&nbsp; 300000 | &nbsp;&nbsp;&nbsp; Ser. 2021, 3.50%, due 6/1/2034  | &nbsp;&nbsp; 267176 |
|  |  | **471748** |
| **Louisiana 0.7%** | **Louisiana 0.7%** | **Louisiana 0.7%** |
| &nbsp;&nbsp; 500000 | &nbsp;&nbsp; Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), <br> Ser. 2013-A, 7.63%, due 12/15/2028<br>| **506012** |
| **New Jersey 0.3%** | **New Jersey 0.3%** | **New Jersey 0.3%** |
| &nbsp;&nbsp; 205000 | New Jersey St. Econ. Dev. Au. Rev. (Continental Airlines, Inc., Proj.), Ser. 1999, 5.13%, due 9/15/2023 | **205950** |
| **New York 0.9%** | **New York 0.9%** | **New York 0.9%** |
| &nbsp;&nbsp; 650000 | Build NYC Res. Corp. Rev., Ser. 2014, 5.25%, due 11/1/2034 | **646568** |
| **Ohio 5.3%** | **Ohio 5.3%** | **Ohio 5.3%** |
| &nbsp;&nbsp; 3815000 | Buckeye Tobacco Settlement Fin. Au. Asset-Backed Sr. Ref. Rev., Ser. 2020-B-2, 5.00%, due 6/1/2055 | &nbsp;&nbsp; 3637669 |
| &nbsp;&nbsp; 280000 | So. Ohio Port Exempt Fac. Au. Rev., (PureCycle Proj.), Ser. 2020-A, 7.00%, due 12/1/2042 | &nbsp;&nbsp; 203447<sup>(a)</sup> |
|  |  | **3841116** |
| **Puerto Rico 6.8%** | **Puerto Rico 6.8%** | **Puerto Rico 6.8%** |
| &nbsp;&nbsp; 500000 | Puerto Rico Commonwealth G.O. (Restructured), Ser. 2021-A-1, 4.00%, due 7/1/2046 | &nbsp;&nbsp; 416905 |
| &nbsp;&nbsp; 875000 | &nbsp;&nbsp; Puerto Rico Ind. Tourist Ed. Med. & Env. Ctrl. Fac. Rev. (Hosp. Auxilio Mutuo Oblig. Group Proj.), <br> Ser. 2021, 5.00%, due 7/1/2027<br>| &nbsp;&nbsp; 947595 |
| &nbsp;&nbsp; 3662000 | Puerto Rico Sales Tax Fin. Corp. Sales Tax Rev., Ser. 2018-A-1, 5.00%, due 7/1/2058 | &nbsp;&nbsp; 3607981 |
|  |  | **4972481** |
| **South Carolina 0.8%** | **South Carolina 0.8%** | **South Carolina 0.8%** |
| &nbsp;&nbsp; 395000 | &nbsp;&nbsp; South Carolina Jobs Econ. Dev. Au. Econ. Dev. Rev. (River Park Sr. Living Proj.), Ser. 2017-A, 7.75%, <br> due 10/1/2057<br>| &nbsp;&nbsp; 432011 |
| &nbsp;&nbsp; 250000 | &nbsp;&nbsp; South Carolina St. Jobs Econ. Dev. Au. Solid Waste Disp. Rev. (AMT-Green Bond-Last Step <br> Recycling LLC Proj.), Ser. 2021-A, 6.50%, due 6/1/2051<br>| &nbsp;&nbsp; 183490<sup>(a)</sup> |
|  |  | **615501** |
| **Texas 0.6%** | **Texas 0.6%** | **Texas 0.6%** |
| &nbsp;&nbsp; 294783 | &nbsp;&nbsp; Mission Econ. Dev. Corp. Wtr. Supply Rev. (Green Bond-Env. Wtr. Minerals Proj.), Ser. 2015, 7.75%, <br> due 1/1/2045<br>| &nbsp;&nbsp; 5896<sup>(a)(b)</sup> |
| &nbsp;&nbsp; 450000 | &nbsp;&nbsp; New Hope Cultural Ed. Facs. Fin. Corp. Sr. Living Rev. (Bridgemoor Plano Proj.), Ser. 2018-A, 7.25%, <br> due 12/1/2053<br>| &nbsp;&nbsp; 405000<sup>(b)</sup> |
|  |  | **410896** |

---

See Notes to Schedule of Investments

------

Schedule of Investments California Municipal Fund Inc.^ (Unaudited) (cont'd)

---

| | | |
|:---|:---|:---|
| **Principal Amount** | **Principal Amount** | **Value** |
| **Virgin Islands 2.1%** | **Virgin Islands 2.1%** | **Virgin Islands 2.1%** |
| $1500000 | Matching Fund Spec. Purp. Securitization Corp. Ref., Ser. 2022-A, 5.00%, due 10/1/2039 | **$1498183** |
| **Wisconsin 0.4%** | **Wisconsin 0.4%** | **Wisconsin 0.4%** |
| &nbsp;&nbsp; 300000 | Pub. Fin. Au. Retirement Fac. Rev. Ref. (Friends Homes), Ser. 2019, 5.00%, due 9/1/2054 | **270600**<sup>(a)</sup> |
| **Total Investments 158.6% (Cost $116,534,040)** | **Total Investments 158.6% (Cost $116,534,040)** | **114888959** |
| Other Assets Less Liabilities 4.5% | Other Assets Less Liabilities 4.5% | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 3244290 |
| Liquidation Preference of Variable Rate Municipal Term Preferred Shares (63.1%) | Liquidation Preference of Variable Rate Municipal Term Preferred Shares (63.1%) | &nbsp;&nbsp;&nbsp; (45700000) |
| **Net Assets Applicable to Common Stockholders 100.0%** | **Net Assets Applicable to Common Stockholders 100.0%** | **$72433249** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;(a) Securities were purchased under Rule 144A of the Securities Act of 1933, as amended, or are otherwise restricted and, unless registered under the Securities Act of 1933 or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At January 31, 2023, these securities amounted to $14,889,026, which represents 20.6% of net assets applicable to common stockholders of the Fund.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Defaulted security.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Currently a zero coupon security; will convert to 7.30% on August 1, 2026.

&nbsp;&nbsp;&nbsp;&nbsp;(d) When-issued security. Total value of all such securities at January 31, 2023 amounted to $532,717, which represents 0.7% of net assets applicable to common stockholders of the Fund.

See Notes to Schedule of Investments

------

Schedule of Investments California Municipal Fund Inc.^ (Unaudited) (cont'd)

The following is a summary, categorized by Level (see the Notes to Schedule of Investments), of inputs used to value the Fund's investments as of January 31, 2023:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Asset Valuation Inputs** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Investments: |  |  |  |  |
| Municipal Notes<sup>#</sup> <br>| $— | $114888959 | $— | $114888959 |
| **Total Investments** | **$—** | **$114888959** | **$—** | **$114888959** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

# The Schedule of Investments provides information on the state/territory categorization.

^ A balance indicated with a "—", reflects either a zero balance or an amount that rounds to less than 1.

See Notes to Schedule of Investments

------

Notes to Schedule of Investments California Municipal Fund Inc. (Unaudited)

In accordance with Accounting Standards Codification 820 "Fair Value Measurement"("ASC 820"), all investments held by Neuberger Berman California Municipal Fund Inc. (the "Fund") are carried at the value that Management believes the Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Fund's investments, some of which are discussed below. At times, Management may need to apply significant judgment to value investments in accordance with ASC 820.

ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 1 – unadjusted quoted prices in active markets for identical investments

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Level 3 – unobservable inputs (including the Fund's own assumptions in determining the fair value of investments)

The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.

The value of the Fund's investments in municipal notes is determined by Management primarily by obtaining valuations from independent pricing services based on bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 and 3 inputs used by independent pricing services to value municipal notes include current trades, bid-wanted lists (which inform the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, appraisals, bid offers and specific data on specialty issues.

Management has developed a process to periodically review information provided by independent pricing services for all types of securities.

If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount the Fund might reasonably expect to receive on a current sale in an orderly transaction, Management seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not available, the security is valued using methods Management has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Pursuant to Rule 2a-5 under the Investment Company Act of 1940, as amended, the Fund's Board of Directors designated Management as the Fund's valuation designee. As the Fund's valuation designee, Management is responsible for determining fair value in good faith for any and all Fund investments. Inputs and assumptions considered in determining the fair value of a security based on Level 2 or Level 3 inputs may include, but are not limited to, the type of the security; the initial cost of the security; the existence of any contractual restrictions on the security's disposition; the price and extent of public trading in similar securities of the issuer or of comparable companies; quotations or evaluated prices from broker-dealers and/or pricing services; information obtained from the issuer and/or analysts; an analysis of the company's or issuer's financial statements; an evaluation of the inputs that influence the issuer and the market(s) in which the security is purchased and sold.

Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.

For information on the Fund's significant accounting policies, please refer to the Fund's most recent stockholder reports.

------

Notes to Schedule of Investments California Municipal Fund Inc. (Unaudited) (cont'd)

**Other Matters:** 

**Coronavirus**: The outbreak of the novel coronavirus in many countries has, among other things, disrupted global travel and supply chains, and adversely impacted global commercial activity, the transportation industry and commodity prices in the energy sector. The impact of this virus has negatively affected and may continue to affect the economies of many nations, individual companies and the global securities and commodities markets, including liquidity and volatility. The development and fluidity of this situation precludes any prediction as to its ultimate impact, which may have a continued adverse effect on global economic and market conditions. Such conditions (which may be across industries, sectors or geographies) have impacted and may continue to impact certain issuers of the securities held by the Fund and in turn, may impact the financial performance of the Fund.

**Russia's Invasion of Ukraine:** Russia's invasion of Ukraine, and corresponding events in late February 2022, have had, and could continue to have, severe adverse effects on regional and global economic markets for securities and commodities. Following Russia's actions, various governments, including the United States, have issued broad-ranging economic sanctions against Russia. The current events have had, and could continue to have, an adverse effect on global markets performance and liquidity, thereby negatively affecting the value of the Fund's investments beyond any direct exposure to Russian or Ukrainian issuers. The duration of ongoing hostilities and the vast array of sanctions and related events cannot be predicted. Those events present material uncertainty and risk with respect to markets globally and the performance of the Fund and its investments or operations could be negatively impacted.

For information on the Fund's significant accounting policies, please refer to the Fund's most recent stockholder reports.

------

Notes to Schedule of Investments California Municipal Fund Inc. (Unaudited) (cont'd)

Legend

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

---

| | |
|:---|:---|
| **Other Abbreviations:** | **Other Abbreviations:** |
| Management | = Neuberger Berman Investment Advisers LLC |

---

For information on the Fund's significant accounting policies, please refer to the Fund's most recent stockholder reports.

------

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Neuberger Berman California Municipal Fund Inc.

- **b. Investment Company Act file number:** 811-21167

- **c. CIK number of Registrant:** 0001178840

- **d. LEI of Registrant:** 5493003VDAWQHC3PB533

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 AVENUE OF THE AMERICAS

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10104

  - **Telephone number:** 212-476-8800

**Item A.2. Information about the Series.**

- **a. Name of Series:** Neuberger Berman California Municipal Fund Inc.

- **c. LEI of Series:** 5493003VDAWQHC3PB533

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $119117714.47

**Total Liabilities:** $46684465.73

**Net Assets:** $72433248.74

**Delayed Delivery Securities:** $520007.25

**Cash Not Reported:** $2923482.31

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -297.02000000 | **1-Year:** -3794.92000000 | **5-Year:** -13489.06000000 | **10-Year:** -16840.96000000 | **30-Year:** -7608.61000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -48.58000000 | **1-Year:** -1542.84000000 | **5-Year:** -4704.57000000 | **10-Year:** -7615.54000000 | **30-Year:** -4103.55000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 10.97%               | 2.85%                | 5.36%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-25042.83               | $4899634.64                                |
| Month 2  | $-357.28                 | $-562682.04                                |
| Month 3  | $-497.73                 | $3380261.20                                |

### Schedule of Portfolio Investments

| Name                                                                            | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ohlone Community College District                                               | OHLONE CA CMNTY CLG DIST                                     | CUSIP: 677765DK2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1385000 | PA      | $1080933.91   | 1.49%             | 2029-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA ST STWD CMNTYS DEV AUTH SPL TAX REVENUE           | CUSIP: 13077EEJ5<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    440000 | PA      | $453347.05    | 0.63%             | 2025-09-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| City of Irvine CA                                                               | IRVINE CA SPL TAX                                            | CUSIP: 46360TBD4<br>LEI: 549300PJ9FL2XGFR8J79 | Long             | DBT              | MUN               | US        |    645000 | PA      | $647120.18    | 0.89%             | 2026-09-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SCE2<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    720000 | PA      | $751726.01    | 1.04%             | 2026-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Sulphur Springs Union School District                                           | SULPHUR SPRINGS CA UNION SCH DIST COPS                       | CUSIP: 865485EY8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $500406.30    | 0.69%             | 2037-12-01      | Floating      | 6.50%                 | No            |                  2 | On Loan: No      |
| Palomar Health                                                                  | PALOMAR HLTH CA REVENUE                                      | CUSIP: 697528AS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1204313.25   | 1.66%             | 2039-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| City of Irvine CA                                                               | IRVINE CA SPL TAX                                            | CUSIP: 46360TBE2<br>LEI: 549300PJ9FL2XGFR8J79 | Long             | DBT              | MUN               | US        |    690000 | PA      | $692619.59    | 0.96%             | 2027-09-01      | Fixed         | 3.63%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority                                | CALIFORNIA ST POLL CONTROL FIN AUTH SOL WST DISP REVENUE     | CUSIP: 130536QU2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    710000 | PA      | $71000.00     | 0.10%             | 2027-12-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SBT0<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    700000 | PA      | $714679.98    | 0.99%             | 2028-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Davis Joint Unified School District                                             | DAVIS CA JT UNIF SCH DIST YOLO CNTY COPS                     | CUSIP: 23884PAZ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2047924.40   | 2.83%             | 2024-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| City of Irvine CA                                                               | IRVINE CA SPL TAX                                            | CUSIP: 46360TBB8<br>LEI: 549300PJ9FL2XGFR8J79 | Long             | DBT              | MUN               | US        |    300000 | PA      | $302536.20    | 0.42%             | 2024-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Victor Valley Community College District                                        | VICTOR VLY CA CMNTY CLG DIST                                 | CUSIP: 92603PDN9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3694607.70   | 5.10%             | 2037-08-01      | Floating      | 6.88%                 | No            |                  2 | On Loan: No      |
| Buckeye Tobacco Settlement Financing Authority                                  | BUCKEYE OH TOBACCO SETTLEMENT FING AUTH                      | CUSIP: 118217CZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3815000 | PA      | $3637668.88   | 5.02%             | 2055-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Territory of Guam                                                               | GUAM GOVT HOTEL OCCUPANCY TAX REVENUE                        | CUSIP: 40065KAV5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $631981.68    | 0.87%             | 2040-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Infrastructure & Economic Development Bank                           | CALIFORNIA ST INFRASTRUCTURE & ECON DEV BANK REVENUE         | CUSIP: 13034AW30<br>LEI: 549300C1OG9RDIM8ET06 | Long             | DBT              | MUN               | US        |    480000 | PA      | $404960.16    | 0.56%             | 2055-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Sacramento Area Flood Control Agency                                            | SACRAMENTO CA AREA FLOOD CONTROL AGY                         | CUSIP: 785840JQ3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1700000 | PA      | $1797933.09   | 2.48%             | 2047-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA SCH FIN AUTH SCH FAC REVENUE                      | CUSIP: 13059TBS7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $415253.36    | 0.57%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA ST STWD CMNTYS DEVAUTH STUDENT HSG REVENUE        | CUSIP: 13078RGY0<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   2055000 | PA      | $2154891.50   | 2.98%             | 2032-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH STUDENT HSG REVENUE              | CUSIP: 13049YBL4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1950765.60   | 2.69%             | 2048-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| San Mateo Foster City School District/CA                                        | SAN MATEO CA FOSTER CITY SCH DIST                            | CUSIP: 799055QD3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    685000 | PA      | $715751.09    | 0.99%             | 2029-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Puerto Rico Sales Tax Financing Corp Sales Tax Revenue                          | PUERTO RICO SALES TAX FING CORP SALES TAX REVENUE            | CUSIP: 74529JPX7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3662000 | PA      | $3607980.74   | 4.98%             | 2058-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Jurupa Public Financing Authority                                               | JURUPA CA PUBLIC FING AUTH SPL TAX REVENUE                   | CUSIP: 482085BE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    680000 | PA      | $704979.46    | 0.97%             | 2024-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Territory of Guam                                                               | GUAM GOVT BUSINESS PRIVILEGE TAX REVENUE                     | CUSIP: 40065NCQ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $494058.95    | 0.68%             | 2036-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SVN1<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506649.85    | 0.70%             | 2058-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| County of Sacramento CA Airport System Revenue                                  | SACRAMENTO CNTY CA ARPT SYS REVENUE                          | CUSIP: 786107RS3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1950000 | PA      | $2128192.95   | 2.94%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA ST SCH FIN AUTH CHRT SCH REVENUE                  | CUSIP: 13058TCP3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $403120.84    | 0.56%             | 2031-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Sulphur Springs Union School District                                           | SULPHUR SPRINGS CA UNION SCH DIST COPS                       | CUSIP: 865485EZ5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    170000 | PA      | $187502.20    | 0.26%             | 2037-12-01      | Floating      | 6.50%                 | No            |                  2 | On Loan: No      |
| California Educational Facilities Authority                                     | CALIFORNIA ST EDUCTNL FACS AUTH REVENUE                      | CUSIP: 130179GK4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    260000 | PA      | $247658.06    | 0.34%             | 2029-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA SCH FIN AUTH SCH FAC REVENUE                      | CUSIP: 13059TEQ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $401064.08    | 0.55%             | 2023-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Build NYC Resource Corp                                                         | BUILD NYC RESOURCE CORP NY REVENUE                           | CUSIP: 12008EGH3<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    650000 | PA      | $646567.74    | 0.89%             | 2034-11-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA SCH FIN AUTH SCH FAC REVENUE                      | CUSIP: 13059TES4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $389624.96    | 0.54%             | 2025-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Public Finance Authority                                                        | PUBLIC FIN AUTH WI RETMNT FAC REVENUE                        | CUSIP: 74444VAN0<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    300000 | PA      | $270600.30    | 0.37%             | 2054-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Bay Area Toll Authority                                                         | BAY AREA CA TOLL AUTH TOLL BRIDGE REVENUE                    | CUSIP: 072024SX1<br>LEI: 5493001FUZGUQMIP5D78 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1004476.60   | 1.39%             | 2027-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Oxnard Harbor District                                                          | OXNARD CA HARBOR DIST                                        | CUSIP: 691888FN6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    885000 | PA      | $892804.37    | 1.23%             | 2024-08-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Louisiana Public Facilities Authority                                           | LOUISIANA ST PUBLIC FACS AUTHREVENUE                         | CUSIP: 546398T99<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506012.15    | 0.70%             | 2028-12-15      | Fixed         | 7.63%                 | No            |                  2 | On Loan: No      |
| Puerto Rico Industrial Tourist Educational Medical & Envirml Ctl Facs Fing Auth | PUERTO RICO INDL TOURIST EDUCTNL MED & ENVRNMNTL CONTROL FAC | CUSIP: 74527EFH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    875000 | PA      | $947594.90    | 1.31%             | 2027-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Goddard KS                                                              | GODDARD KS SALES TAX SPL OBLG REVENUE                        | CUSIP: 380278AE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $267175.80    | 0.37%             | 2034-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TPR8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    375000 | PA      | $378691.50    | 0.52%             | 2025-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA ST SCH FIN AUTH CHRT SCH REVENUE                  | CUSIP: 13058TDN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    415000 | PA      | $410434.83    | 0.57%             | 2031-06-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| California Housing Finance Agency                                               | CALIFORNIA HSG FIN AGY MUNI CTFS                             | CUSIP: 13033DAE5<br>LEI: 549300BOPCVLBA552Z14 | Long             | DBT              | MUN               | US        |    973135 | PA      | $942871.20    | 1.30%             | 2035-11-20      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH CHRT SCH LEASE REVENUE           | CUSIP: 130486AJ2<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1013695.00   | 1.40%             | 2044-07-01      | Fixed         | 5.63%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority                                | CALIFORNIA ST POLL CONTROL FING AUTH WTR FURNISHING REVENUE  | CUSIP: 13054WAA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1595000 | PA      | $1603152.05   | 2.21%             | 2027-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| South Carolina Jobs-Economic Development Authority                              | SOUTH CAROLINA ST JOBS-ECON DEV AUTH SOL WST DISP REVENUE    | CUSIP: 83704DAM8<br>LEI: 5493006X47I9VG3DL112 | Long             | DBT              | MUN               | US        |    250000 | PA      | $183490.13    | 0.25%             | 2051-06-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| State of California                                                             | CALIFORNIA ST                                                | CUSIP: 13063DS82<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1137652.60   | 1.57%             | 2052-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Sacramento CA                                                           | SACRAMENTO CA SPL TAX                                        | CUSIP: 786071MB3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $513015.50    | 0.71%             | 2047-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Department of Veterans Affairs Veteran's Farm & Home Purchase Program           | CALIFORNIA ST DEPT OF VETERANS AFFAIRS HOME PURCHASE REVENUE | CUSIP: 130658NG8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2195000 | PA      | $2195206.11   | 3.03%             | 2029-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Santa Monica-Malibu Unified School District                                     | SANTA MONICA-MALIBU CA UNIF SCH DIST                         | CUSIP: 802498LJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1003325.30   | 1.39%             | 2027-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Matching Fund Special Purpose Securitization Corp                               | MATCHING FUND SPL PURPOSE SECURITIZTN CORP                   | CUSIP: 57665NAG0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1498182.60   | 2.07%             | 2039-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA SCH FIN AUTH SCH FAC REVENUE                      | CUSIP: 13059TFH7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1518827.40   | 2.10%             | 2048-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Housing Finance Agency                                               | CALIFORNIA HSG FIN AGY MUNI CTFS                             | CUSIP: 13033DAC9<br>LEI: 549300BOPCVLBA552Z14 | Long             | DBT              | MUN               | US        |   1236249 | PA      | $1252938.47   | 1.73%             | 2033-03-20      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA ST SCH FIN AUTH EDUCTNL FACS REVENUE              | CUSIP: 130591BG4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1060000 | PA      | $1020204.84   | 1.41%             | 2050-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Guam Power Authority                                                            | GUAM PWR AUTH REVENUE                                        | CUSIP: 400653KC4<br>LEI: 549300IPOV320QCKW060 | Long             | DBT              | MUN               | US        |   1075000 | PA      | $1164406.78   | 1.61%             | 2037-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority                                | CALIFORNIA ST POLL CONTROL FIN AUTH SOL WST DISP REVENUE     | CUSIP: 130536RK3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $14835.20     | 0.02%             | 2039-12-01      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| Imperial Community College District                                             | IMPERIAL CA CMNTY CLG DIST                                   | CUSIP: 452641EV1<br>LEI: 549300VO268A8SG7J029 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1106775.40   | 1.53%             | 2040-08-01      | Floating      | 6.75%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TPS6<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    410000 | PA      | $414036.04    | 0.57%             | 2026-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Educational Facilities Authority                                     | CALIFORNIA ST EDUCTNL FACS AUTH REVENUE                      | CUSIP: 130179GJ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $260996.33    | 0.36%             | 2028-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TSE4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    330000 | PA      | $337732.79    | 0.47%             | 2029-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| South Carolina Jobs-Economic Development Authority                              | SOUTH CAROLINA ST JOBS-ECON DEV AUTH ECON DEV REVENUE        | CUSIP: 837031WQ2<br>LEI: 5493006X47I9VG3DL112 | Long             | DBT              | MUN               | US        |    395000 | PA      | $432011.03    | 0.60%             | 2057-10-01      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH CHARTER SCH REVENUE              | CUSIP: 13048DCX4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1115000 | PA      | $1049276.33   | 1.45%             | 2049-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Inglewood Unified School District School Facilities Financing Authority         | INGLEWOOD CA UNIF SCH DIST SCH FACS FING AUTH                | CUSIP: 457113AQ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1062316.40   | 1.47%             | 2026-10-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| City of Irvine CA                                                               | IRVINE CA SPL TAX                                            | CUSIP: 46360TBC6<br>LEI: 549300PJ9FL2XGFR8J79 | Long             | DBT              | MUN               | US        |    450000 | PA      | $453979.26    | 0.63%             | 2025-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Romoland School District                                                        | ROMOLAND CA SCH DIST SPL TAX                                 | CUSIP: 776192PG5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $202316.98    | 0.28%             | 2030-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH CHARTER SCH REVENUE              | CUSIP: 13048DBN7<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1006812.70   | 1.39%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New Jersey Economic Development Authority                                       | NEW JERSEY ST ECON DEV AUTH SPL FAC REVENUE                  | CUSIP: 64578CAG6<br>LEI: 5493006JS6QWDVU4R678 | Long             | DBT              | MUN               | US        |    205000 | PA      | $205950.44    | 0.28%             | 2023-09-15      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TSC8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    605000 | PA      | $619176.78    | 0.85%             | 2027-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New Hope Cultural Education Facilities Finance Corp                             | NEW HOPE CULTURAL EDU FACS FIN CORP TX SENIOR LIVING REVENUE | CUSIP: 64542PEQ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $405000.00    | 0.56%             | 2053-12-01      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| Sacramento City Financing Authority                                             | SACRAMENTO CA CITY FING AUTH                                 | CUSIP: 785849UZ1<br>LEI: 549300D8GE38KYE3NW14 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1051993.20   | 1.45%             | 2024-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA ST STWD CMNTYS DEV AUTH HOSP REVENUE              | CUSIP: 13081KAW0<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1325000 | PA      | $1303349.63   | 1.80%             | 2043-01-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Santa Maria Bonita School District                                              | SANTA MARIA BONITA CA SCH DIST                               | CUSIP: 802254EG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    575000 | PA      | $577200.24    | 0.80%             | 2026-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Los Angeles County Metropolitan Transportation Authority Sales Tax Revenue      | LOS ANGELES CNTY CA MET TRANSPRTN AUTH SALES TAX REVENUE     | CUSIP: 54466HJU1<br>LEI: 54930051IHTXE1N9RB42 | Long             | DBT              | MUN               | US        |   2650000 | PA      | $3185272.18   | 4.40%             | 2031-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Corona-Norco Unified School District Public Financing Authority                 | CORONA-NORCO CA SCH DIST PUBLIC FING AUTH                    | CUSIP: 21976TGF3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    560000 | PA      | $568685.88    | 0.79%             | 2027-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH CHRT SCH LEASE REVENUE           | CUSIP: 130486AP8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $503329.05    | 0.69%             | 2029-07-01      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| California Public Finance Authority                                             | CALIFORNIA PUBLIC FIN AUTH REVENUE                           | CUSIP: 13057EDV3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    360000 | PA      | $372846.53    | 0.51%             | 2028-10-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TSD6<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    630000 | PA      | $644762.60    | 0.89%             | 2028-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Educational Facilities Authority                                     | CALIFORNIA ST EDUCTNL FACS AUTH REVENUE                      | CUSIP: 130179RE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1057036.30   | 1.46%             | 2048-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority                                | CALIFORNIA ST POLL CONTROL FIN AUTH SOL WST DISP REVENUE     | CUSIP: 130536RG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    550000 | PA      | $368262.35    | 0.51%             | 2040-12-01      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| Santa Maria Bonita School District                                              | SANTA MARIA BONITA CA SCH DIST                               | CUSIP: 802254EH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $326161.71    | 0.45%             | 2027-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| California Pollution Control Financing Authority                                | CALIFORNIA ST POLL CONTROL FING AUTH REVENUE                 | CUSIP: 13053CAD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2046526.60   | 2.83%             | 2046-11-01      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Wiseburn School District                                                        | WISEBURN CA SCH DIST                                         | CUSIP: 977266HX6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2250000 | PA      | $2377803.83   | 3.28%             | 2036-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Sweetwater Union High School District Public Financing Authority                | SWEETWATER CA UN HIGH SCH DIST PUB FING AUTH REVENUE         | CUSIP: 870474AM5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2026950.60   | 2.80%             | 2025-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH CHARTER SCH REVENUE              | CUSIP: 13048DBF4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    160000 | PA      | $159752.78    | 0.22%             | 2025-10-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Contra Costa County Redevelopment Agency Successor Agency                       | CONTRA COSTA CNTY CA REDEV AGY SUCCESSOR AGY TAX ALLOCATION  | CUSIP: 212263AG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2224509.40   | 3.07%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Los Angeles Department of Airports                                      | LOS ANGELES CA DEPT OF ARPTS ARPT REVENUE                    | CUSIP: 544445RG6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1456662.30   | 2.01%             | 2050-05-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Commonwealth of Puerto Rico                                                     | PUERTO RICO CMWLTH                                           | CUSIP: 74514L3P0<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $416905.40    | 0.58%             | 2046-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Educational Facilities Authority                                     | CALIFORNIA ST EDUCTNL FACS AUTH REVENUE                      | CUSIP: 130179GL2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $377293.04    | 0.52%             | 2030-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Santa Maria Bonita School District                                              | SANTA MARIA BONITA CA SCH DIST                               | CUSIP: 802254EF5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    310000 | PA      | $310847.23    | 0.43%             | 2025-06-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Golden State Tobacco Securitization Corp                                        | GOLDEN ST TOBACCO SECURITIZATION CORP CA TOBACCO SETTLEMENT  | CUSIP: 38122NB84<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3935000 | PA      | $495437.36    | 0.68%             | 2066-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Emeryville Redevelopment Agency Successor Agency                                | EMERYVILLE CA REDEV AGY SUCCESSOR AGY TAX ALLOCATION         | CUSIP: 29120RAL8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1302787.38   | 1.80%             | 2025-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| North Orange County Community College District/CA                               | N ORANGE CNTY CA CMNTY CLG DIST                              | CUSIP: 661334GN6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3048430.50   | 4.21%             | 2047-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Antonio B Won Pat International Airport Authority                               | GUAM INTERNATIONAL ARPT AUTH                                 | CUSIP: 40064RFF1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    525000 | PA      | $532717.66    | 0.74%             | 2040-10-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| California Infrastructure & Economic Development Bank                           | CALIFORNIA ST INFRASTRUCTURE & ECON DEV BANK REVENUE         | CUSIP: 13034AQ78<br>LEI: 549300C1OG9RDIM8ET06 | Long             | DBT              | MUN               | US        |   1125000 | PA      | $1110320.33   | 1.53%             | 2047-08-01      | Floating      | 2.01%                 | No            |                  2 | On Loan: No      |
| Riverside County Transportation Commission                                      | RIVERSIDE CNTY CA TRANSPRTN COMMISSION TOLL REVENUE          | CUSIP: 76912DAZ1<br>LEI: 5493003G0IESJS57M350 | Long             | DBT              | MUN               | US        |    300000 | PA      | $292935.66    | 0.40%             | 2046-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SEU4<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1548337.65   | 2.14%             | 2029-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Tobacco Securitization Authority of Southern California                         | TOBACCO SECURITIZATION AUTH STHRN CA TOBACCO SETTLEMENT REVE | CUSIP: 888804CR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $524136.20    | 0.72%             | 2048-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Foothill-Eastern Transportation Corridor Agency                                 | FOOTHILL ESTRN TRANSPRTN CORRIDOR AGY CA TOLL ROAD REVENUE   | CUSIP: 345105GU8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1296822.15   | 1.79%             | 2053-01-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| City of Irvine CA                                                               | IRVINE CA SPL TAX                                            | CUSIP: 46360TBA0<br>LEI: 549300PJ9FL2XGFR8J79 | Long             | DBT              | MUN               | US        |    150000 | PA      | $151215.35    | 0.21%             | 2023-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| State of California                                                             | CALIFORNIA ST                                                | CUSIP: 13063DWA2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1644539.60   | 2.27%             | 2050-11-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SNM2<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    600000 | PA      | $601234.74    | 0.83%             | 2036-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SSH8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $515285.30    | 0.71%             | 2032-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Goddard KS                                                              | GODDARD KS SALES TAX SPL OBLG REVENUE                        | CUSIP: 380278AC5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    215000 | PA      | $204571.94    | 0.28%             | 2030-06-01      | Fixed         | 3.60%                 | No            |                  2 | On Loan: No      |
| Mission Economic Development Corp                                               | MISSION TX ECON DEV CORP WTR SPLY REVENUE                    | CUSIP: 605149AB9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    294783 | PA      | $5895.65      | 0.01%             | 2045-01-01      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| Corona-Norco Unified School District Public Financing Authority                 | CORONA-NORCO CA SCH DIST PUBLIC FING AUTH                    | CUSIP: 21976TGE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $355428.68    | 0.49%             | 2026-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Southern Ohio Port Authority                                                    | STHRN OH PORT EXEMPT FAC REVENUE                             | CUSIP: 84355AAC6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    280000 | PA      | $203447.24    | 0.28%             | 2042-12-01      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| Riverside County Transportation Commission                                      | RIVERSIDE CNTY CA TRANSPRTN COMMISSION TOLL REVENUE          | CUSIP: 76912DAD0<br>LEI: 5493003G0IESJS57M350 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1488155.40   | 2.05%             | 2023-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Romoland School District                                                        | ROMOLAND CA SCH DIST SPL TAX                                 | CUSIP: 776192PF7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $101245.90    | 0.14%             | 2029-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| State of California                                                             | CALIFORNIA ST                                                | CUSIP: 13063DP69<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3900000 | PA      | $3195258.69   | 4.41%             | 2052-04-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Sulphur Springs Union School District                                           | SULPHUR SPRINGS CA UNION SCH DIST COPS                       | CUSIP: 865485EW2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    525000 | PA      | $586101.44    | 0.81%             | 2037-12-01      | Floating      | 6.50%                 | No            |                  2 | On Loan: No      |
| California Infrastructure & Economic Development Bank                           | CALIFORNIA ST INFRASTRUCTURE & ECON DEV BANK ST SCH FUND APP | CUSIP: 13034JDE8<br>LEI: 549300C1OG9RDIM8ET06 | Long             | DBT              | MUN               | US        |    525000 | PA      | $525652.00    | 0.73%             | 2024-08-15      | Fixed         | 5.13%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA ST STWD CMNTYS DEV AUTH CLG HSG REVENUE           | CUSIP: 13081CAE8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $903268.20    | 1.25%             | 2052-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Rancho Cucamonga Redevelopment Agency Successor Agency                          | RANCHO CUCAMONGA CA REDEV AGY SUCCESSOR AGY TAX ALLOCATION   | CUSIP: 75212CAP4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1041853.70   | 1.44%             | 2027-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA SCH FIN AUTH SCH FAC REVENUE                      | CUSIP: 13059TAP4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $251893.03    | 0.35%             | 2024-07-01      | Fixed         | 4.13%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA ST SCH FIN AUTH EDUCTNL FACS REVENUE              | CUSIP: 130591AM2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    190000 | PA      | $193763.73    | 0.27%             | 2024-08-01      | Fixed         | 5.35%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TPT4<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    455000 | PA      | $459479.02    | 0.63%             | 2027-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Community Choice Financing Authority                                 | CALIFORNIA CMNTY CHOICE FING AUTH CLEAN ENERGY PROJ REVENUE  | CUSIP: 13013JAP1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1875000 | PA      | $1900491.19   | 2.62%             | 2052-02-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Romoland School District                                                        | ROMOLAND CA SCH DIST SPL TAX                                 | CUSIP: 776192PH3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    525000 | PA      | $503770.37    | 0.70%             | 2031-09-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| Sacramento City Financing Authority                                             | SACRAMENTO CA CITY FING AUTH                                 | CUSIP: 785849VB3<br>LEI: 549300D8GE38KYE3NW14 | Long             | DBT              | MUN               | US        |    400000 | PA      | $444610.36    | 0.61%             | 2026-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| California School Finance Authority                                             | CALIFORNIA SCH FIN AUTH SCH FAC REVENUE                      | CUSIP: 13059TEU9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    130000 | PA      | $139063.03    | 0.19%             | 2027-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Sulphur Springs Union School District                                           | SULPHUR SPRINGS CA UNION SCH DIST COPS                       | CUSIP: 865485EE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     80000 | PA      | $83490.45     | 0.12%             | 2037-12-01      | Floating      | 6.50%                 | No            |                  2 | On Loan: No      |
| William S Hart Union High School District                                       | WILLIAM S HART CA UNION HIGH SCH DIST                        | CUSIP: 969275PP5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3500000 | PA      | $3194110.85   | 4.41%             | 2026-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| American Samoa Economic Development Authority                                   | AMERICAN SAMOA AS ECON DEV AUTH GEN REVENUE                  | CUSIP: 02936TAA9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $632519.34    | 0.87%             | 2029-09-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| Santa Maria Bonita School District                                              | SANTA MARIA BONITA CA SCH DIST                               | CUSIP: 802254EJ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    270000 | PA      | $270947.75    | 0.37%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| California Statewide Communities Development Authority                          | CALIFORNIA STWD CMNTYS DEV AUTH REVENUE                      | CUSIP: 13080SPL2<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1500061.35   | 2.07%             | 2041-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| California Municipal Finance Authority                                          | CALIFORNIA ST MUNI FIN AUTH REVENUE                          | CUSIP: 13048TWJ8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $510895.95    | 0.71%             | 2030-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| California Public Finance Authority                                             | CALIFORNIA PUBLIC FIN AUTH REVENUE                           | CUSIP: 13057EDU5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $413041.56    | 0.57%             | 2027-10-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Riverside County Community Facilities Districts                                 | RIVERSIDE CNTY CA CMNTY FACS DISTS                           | CUSIP: 76911FRY2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    475000 | PA      | $475797.38    | 0.66%             | 2025-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-17

**Name of Applicant:** Neuberger Berman California Municipal Fund Inc.

**Signature:** John McGovern

**Name of Signer:** John McGovern

**Title:** Treasurer