# EDGAR Filing Document

**Accession Number:** 0000845368
**File Stem:** 0000845368-26-000001
**Filing Date:** 2026-2
**Character Count:** 2993
**Document Hash:** 844ffac8cd42c9b0a57f984ac604f243
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000845368-26-000001.hdr.sgml**: 20260224

**ACCESSION NUMBER**: 0000845368-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260224

**DATE AS OF CHANGE**: 20260224

**EFFECTIVENESS DATE**: 20260224

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** D.E. SHAW SECURITIES, L.L.C.
- **CENTRAL INDEX KEY:** 0000845368

**ORGANIZATION NAME:**
- **EIN:** 133497780
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-40745
- **FILM NUMBER:** 26670493

**BUSINESS ADDRESS:**
- **STREET 1:** TWO MANHATTAN WEST
- **STREET 2:** 375 NINTH AVENUE, 52ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** (212) 478-0000

**MAIL ADDRESS:**
- **STREET 1:** TWO MANHATTAN WEST
- **STREET 2:** 375 NINTH AVENUE, 52ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** D E SHAW SECURITIES LLC                                 /BD
- **DATE OF NAME CHANGE:** 20020213

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** D E SHAW SECURITIES LP                                  /BD
- **DATE OF NAME CHANGE:** 20001128

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHAW D E SECURITIES LP                                  /BD
- **DATE OF NAME CHANGE:** 19980312

### Attached PDF Documents

**Attachment 1:** `SecLLCAnnualReport.pdf`

_No text found in this document._

**Attachment 2:** `SecLLCExemptionReport.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000845368

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** D.E. SHAW SECURITIES, L.L.C.

**Business Address:** TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY, 10001

**Contact Person:** Johnathan Catlett

**Contact Phone:** 212-478-0000

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Johnathan Catlett**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **D.E. SHAW SECURITIES, L.L.C.**, as of **12-31-2025**, are true and correct.

**Signature:** Johnathan Catlett

**Title:** Authorized Signatory

**Notarized:** Yes