# EDGAR Filing Document

**Accession Number:** 0000793040
**File Stem:** 0000940400-26-023179
**Filing Date:** 2026-6
**Character Count:** 50037
**Document Hash:** 8d0ab5f1ac763147ee3f96ca505f93b3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-023179.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0000940400-26-023179

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ELLSWORTH GROWTH & INCOME FUND LTD
- **CENTRAL INDEX KEY:** 0000793040

**ORGANIZATION NAME:**
- **EIN:** 133345139
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04656
- **FILM NUMBER:** 261049280

**BUSINESS ADDRESS:**
- **STREET 1:** 65 MADISON AVENUE
- **STREET 2:** SUITE 550
- **CITY:** MORRISTOWN
- **STATE:** NJ
- **ZIP:** 07960
- **BUSINESS PHONE:** (973) 631-1177

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580-1434

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH FUND LTD
- **DATE OF NAME CHANGE:** 20060330

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ellsworth Growth & Income Fund Ltd

- **b. Investment Company Act file number:** 811-04656

- **c. CIK number of Registrant:** 0000793040

- **d. LEI of Registrant:** 549300GYFOXHCDQTI772

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** Ellsworth Growth & Income Fund Ltd

- **c. LEI of Series:** 549300GYFOXHCDQTI772

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2026-03-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $202436462.74

**Total Liabilities:** $31595108.97

**Net Assets:** $170841353.77

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 317.20480000 | **1-Year:** 915.41543000 | **5-Year:** 128.63775000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 315.36717000 | **1-Year:** 10235.69850000 | **5-Year:** 3615.81583000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | 6.97%                | -5.71%               | -3.38%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1305309.60              | $8972881.08                                |
| Month 2  | $2113968.38              | $-5051324.15                               |
| Month 3  | $1277040.42              | $-6974222.46                               |

### Schedule of Portfolio Investments

| Name                                  | Title                                                                                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| WEC ENERGY GROUP INC                  | WEC Energy Group Inc                                                                                                                     | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |   2450000 | PA      | $3033712.50   | 1.78%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| American Tower Corporation            | American Tower Corporation COM                                                                                                           | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     10000 | NS      | $1725800.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.           | Verizon Communications Inc. COM                                                                                                          | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     50000 | NS      | $2510000.00   | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Enovix Corporation                    | ENVX 4.75 09/15/30                                                                                                                       | CUSIP: 293594AF4<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |    375000 | PA      | $297562.50    | 0.17%             | 2030-09-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| PURECYCLE TECHNOLOGIES                | PureCycle Technologies Inc                                                                                                               | CUSIP: 74623VAB9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1317896.16   | 0.77%             | 2030-08-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| Ultra Clean Holdings Inc              | UCTT 0 03/15/31                                                                                                                          | CUSIP: 90385VAA5<br>LEI: 5493007L6LS7QX18PE75 | Long             | DBT              | CORP              | US        |    550000 | PA      | $583962.50    | 0.34%             | 2031-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Oracle Corp.                          | Oracle Corp. DEPOSITARY SHARES EACH REPRESENTING A 1/2,000TH INTEREST IN A SHARE OF 6.50% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK | CUSIP: 68389X204<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EP               | CORP              | US        |     39000 | NS      | $1755390.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackSky Technology Inc               | BKSY 8.25 08/01/33                                                                                                                       | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1811250.00   | 1.06%             | 2033-08-01      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| Advanced Micro Devices Inc.           | Advanced Micro Devices Inc. COM                                                                                                          | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     10000 | NS      | $2034300.00   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc.                 | BWXT 0 11/01/30                                                                                                                          | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2595000.00   | 1.52%             | 2030-11-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Lumentum Holdings Inc.                | LITE 0.375 03/15/32                                                                                                                      | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $3854526.30   | 2.26%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| INVACARE CORP                         | INVACARE CORP                                                                                                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1015000 | PA      | $0.10         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| United States Treasury Bills          | B 0 06/04/26                                                                                                                             | CUSIP: 912797SX6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    305000 | PA      | $303041.90    | 0.18%             | 2026-06-04      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Liberty Energy Inc                    | LBRT 0 03/01/31                                                                                                                          | CUSIP: 53115LAA2<br>LEI: 254900PKFJW6RILDCM60 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1754400.00   | 1.03%             | 2031-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| First Majestic Silver Corp.           | AGCN 0.125 01/15/31                                                                                                                      | CUSIP: 32076VAE3<br>LEI: 529900PWCU5DUH1DYR51 | Long             | DBT              | CORP              | CA        |    150000 | PA      | $191100.00    | 0.11%             | 2031-01-15      | Fixed         | 0.12%                 | Yes           |                  2 | On Loan: No      |
| Applied Digital Corp                  | APLD 2.75 06/01/30                                                                                                                       | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $2657000.00   | 1.56%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| Mirion Technologies Inc               | MIR 0.25 06/01/30                                                                                                                        | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $1741200.00   | 1.02%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Fluor Corporation                     | FLR 1.125 08/15/29                                                                                                                       | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |   3350000 | PA      | $4138087.50   | 2.42%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| CRESCENT ENERGY CO                    | CRGY 2.75 03/15/31                                                                                                                       | CUSIP: 44952JAA2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2301000.00   | 1.35%             | 2031-03-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES INC      | BTSG 6.75 02/01/27                                                                                                                       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |     30000 | PA      | $4261200.00   | 2.49%             | 2027-02-01      | Fixed         | 6.75%                 | No            |                  1 | On Loan: No      |
| OSI System Inc.                       | OSIS 2.25 08/01/29                                                                                                                       | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |   1750000 | PA      | $2686687.50   | 1.57%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Energy Fuels Inc.                     | EFRCN 0.75 11/01/31                                                                                                                      | CUSIP: 292671AC8<br>LEI: 529900P0GCATXMGK8I62 | Long             | DBT              | CORP              | CA        |   1300000 | PA      | $1525550.00   | 0.89%             | 2031-11-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Bloom Energy Corporation              | BE 3 06/01/28                                                                                                                            | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |    200000 | PA      | $1439360.00   | 0.84%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Cytokinetics Inc                      | CYTK 1.75 10/01/31                                                                                                                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2553750.00   | 1.49%             | 2031-10-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| CleanSpark Inc.                       | CLSK 0 02/15/32                                                                                                                          | CUSIP: 18452BAD2<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |   3150000 | PA      | $2129400.00   | 1.25%             | 2032-02-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Alibaba Group Holding Ltd.            | BABA 0.5 06/01/31                                                                                                                        | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   2450000 | PA      | $3402437.50   | 1.99%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| VSE Corp.                             | VSEC 5.75 02/01/29                                                                                                                       | CUSIP: 918284209<br>LEI: 549300QWJYQDH4U5XI15 | Long             | DBT              | CORP              | US        |     40000 | PA      | $2012000.00   | 1.18%             | 2029-02-01      | Fixed         | 5.75%                 | No            |                  1 | On Loan: No      |
| Plug Power Inc                        | PLUG 6.75 12/01/33                                                                                                                       | CUSIP: 72919PAG8<br>LEI: 549300JPDKRSJ8JSM954 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1128607.57   | 0.66%             | 2033-12-01      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| Riot Platforms Inc                    | RIOT 0.75 01/15/30                                                                                                                       | CUSIP: 767292AB1<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |   2150000 | PA      | $2477875.00   | 1.45%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Sarepta Therapeutics Inc              | SRPT 4.875 09/01/30 144A                                                                                                                 | CUSIP: 803607AE0<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |   3900000 | PA      | $3271125.00   | 1.91%             | 2030-09-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| Zoetis Inc.                           | ZTS 0.25 06/15/29                                                                                                                        | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1990000.00   | 1.16%             | 2029-06-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Solaris Energy Infrastructure Inc     | SEI 0.25 10/01/31                                                                                                                        | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2507500.00   | 1.47%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| Ligand Pharmaceuticals Incorporated   | LGND 0.75 10/01/30                                                                                                                       | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $3151200.00   | 1.84%             | 2030-10-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| VOYAGER TECHNOLOGIES INC              | VOYG 0.75 11/15/30                                                                                                                       | CUSIP: 92892BAA1<br>LEI: 254900DDCLSP240FE187 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2078000.00   | 1.22%             | 2030-11-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| Nebius Group N.V.                     | NBIS 1.25 03/15/31                                                                                                                       | CUSIP: 63954QAJ5<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |    350000 | PA      | $337295.00    | 0.20%             | 2031-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| Shift4 Payments Inc                   | Shift4 Payments Inc 6.00% SERIES A MANDATORY CONVERTIBLE PREFERRED STOCK                                                                 | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     30698 | NS      | $1646640.72   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Indie Semiconductor Inc.              | INDI 3.5 12/15/29                                                                                                                        | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $1930000.00   | 1.13%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| Tempus AI Inc.                        | TEM 0.75 07/15/30                                                                                                                        | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |   2250000 | PA      | $2150437.50   | 1.26%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| INDIVIOR PHARMACEUTICALS INC          | INDV 0.625 03/15/31                                                                                                                      | CUSIP: 45579UAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    750000 | PA      | $765000.00    | 0.45%             | 2031-03-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| FirstEnergy Corp.                     | FE 3.875 01/15/31                                                                                                                        | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3462000.00   | 2.03%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| United States Treasury Bills          | B 0 06/11/26                                                                                                                             | CUSIP: 912797QX8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3550000 | PA      | $3524823.01   | 2.06%             | 2026-06-11      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL INC                    | GLXYLP 2.5 12/01/29                                                                                                                      | CUSIP: 36317GAB2<br>LEI: 9845001C4070E5N07806 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2293829.06   | 1.34%             | 2029-12-01      | Fixed         | 2.50%                 | Yes           |                  2 | On Loan: No      |
| Golar LNG Limited                     | GLNG 2.75 12/15/30                                                                                                                       | CUSIP: 38046YAC5<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |   2000000 | PA      | $2382000.00   | 1.39%             | 2030-12-15      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| UR ENERGY INC                         | Ur-Energy Inc                                                                                                                            | CUSIP: 91688RAA6<br>LEI: 5493004ZEMNWEC7T6X93 | Long             | DBT              | CORP              | CA        |    500000 | PA      | $609500.00    | 0.36%             | 2031-01-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| Ormat Technologies Inc.               | ORA 1.5 03/15/31 A                                                                                                                       | CUSIP: 686688AD4<br>LEI: 5493000TSHHWY24VHM09 | Long             | DBT              | CORP              | US        |   1225000 | PA      | $1275163.75   | 0.75%             | 2031-03-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Akamai Technologies, Inc.             | AKAM 0.25 05/15/33                                                                                                                       | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2773500.00   | 1.62%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| Bridgebio Pharma Inc                  | BBIO 1.75 03/01/31                                                                                                                       | CUSIP: 10806XAJ1<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $4245625.00   | 2.49%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| Live Nation Entertainment, Inc.       | LYV 2.875 01/15/30                                                                                                                       | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2160000.00   | 1.26%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| WisdomTree, Inc.                      | WT 4.5 10/01/31                                                                                                                          | CUSIP: 97717PAL8<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |   2350000 | PA      | $2437655.00   | 1.43%             | 2031-10-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Ionis Pharmaceuticals, Inc.           | IONS 0 12/01/30                                                                                                                          | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |   2400000 | PA      | $2506500.00   | 1.47%             | 2030-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| WHITEFIBER INC                        | Whitefiber Inc                                                                                                                           | CUSIP: 964715AA4<br>LEI: 254900VTG8XTRF3IQN65 | Long             | DBT              | CORP              | KY        |    750000 | PA      | $626250.00    | 0.37%             | 2031-02-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Northern Oil And Gas, Inc.            | NOG 3.625 04/15/29                                                                                                                       | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $2860893.83   | 1.67%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Gamestop Corp                         | GME 0 06/15/32                                                                                                                           | CUSIP: 36467WAF6<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1551000.00   | 0.91%             | 2032-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ANI Pharmaceuticals Inc.              | ANIP 2.25 09/01/29                                                                                                                       | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2486250.06   | 1.46%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| COGENT BIOSCIENCES INC                | COGT 1.625 11/15/31                                                                                                                      | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    700000 | PA      | $858550.00    | 0.50%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| Hewlett Packard Enterprise Co.        | Hewlett Packard Enterprise Co. 7.625% SERIES C MANDATORY CONVERTIBLE PREFERRED STOCK                                                     | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     57000 | NS      | $3677070.00   | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ITRACHEALTH CORP 8.00 6/30/27 CVT(PP) | ITRACHEALTH CORP 8.00 6/30/27 CVT(PP)                                                                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1000000.00   | 0.59%             | 2027-06-30      | Fixed         | 8.00%                 | No            |                  3 | On Loan: No      |
| T-Mobile US Inc                       | T-Mobile US Inc COM                                                                                                                      | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     14619 | NS      | $3070428.57   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc                    | NEE 7.375 02/15/29                                                                                                                       | CUSIP: 65339F655<br>LEI: 254900RHL9MEUS5NKX63 | Long             | DBT              | CORP              | US        |     20000 | PA      | $1004600.00   | 0.59%             | 2029-02-15      | Fixed         | 7.38%                 | No            |                  1 | On Loan: No      |
| United States Treasury Bills          | B 0 06/18/26                                                                                                                             | CUSIP: 912797TD9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3430000 | PA      | $3403320.33   | 1.99%             | 2026-06-18      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Bitdeer Technologies Group            | BTDR 4 11/15/31                                                                                                                          | CUSIP: 09175RAE0<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    375000 | PA      | $310312.50    | 0.18%             | 2031-11-15      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| NextEra Energy Inc                    | NEE 7.234 11/01/27                                                                                                                       | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | DBT              | CORP              | US        |     40000 | PA      | $2101600.00   | 1.23%             | 2027-11-01      | Fixed         | 7.23%                 | No            |                  1 | On Loan: No      |
| CMS Energy Corporation                | CMS 3.125 05/01/31                                                                                                                       | CUSIP: 125896BZ2<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1026750.00   | 0.60%             | 2031-05-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| Arrowhead Pharmaceuticals Inc         | ARWR 0 01/15/32                                                                                                                          | CUSIP: 04280AAC4<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | DBT              | CORP              | US        |    825000 | PA      | $855607.50    | 0.50%             | 2032-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PPL Capital Funding Inc.              | PPL 3 12/01/30                                                                                                                           | CUSIP: 69352PAU7<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1046000.00   | 0.61%             | 2030-12-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| Halozyme Therapeutics Inc             | HALO 0.875 11/15/32                                                                                                                      | CUSIP: 40637HAJ8<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2967000.00   | 1.74%             | 2032-11-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| CRISPR Therapeutics AG                | CRSP 1.7308 03/01/31                                                                                                                     | CUSIP: 226712AA5<br>LEI: 506700O6IRRIQLT3W370 | Long             | DBT              | CORP              | CH        |    815000 | PA      | $798700.00    | 0.47%             | 2031-03-01      | Fixed         | 1.73%                 | No            |                  2 | On Loan: No      |
| Uber Technologies Inc                 | UBER 0.875 12/01/28 2028                                                                                                                 | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   2140000 | PA      | $2577095.00   | 1.51%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| Broadcom Inc                          | Broadcom Inc COM                                                                                                                         | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     17080 | NS      | $5286430.80   | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Nebius Group N.V.                     | NBIS 2.75 09/15/32                                                                                                                       | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   2250000 | PA      | $2354625.00   | 1.38%             | 2032-09-15      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| AST SpaceMobile Inc.                  | ASTS 2 01/15/36                                                                                                                          | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |   1700000 | PA      | $1799875.00   | 1.05%             | 2036-01-15      | Fixed         | 2.00%                 | Yes           |                  2 | On Loan: No      |
| Walt Disney Company                   | Walt Disney Company COM                                                                                                                  | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     12500 | NS      | $1204750.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS Energy Corporation                | CMS 3.375 05/01/28                                                                                                                       | CUSIP: 125896BX7<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2262500.00   | 1.32%             | 2028-05-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| OSI System Inc.                       | OSIS 0.5 02/01/31                                                                                                                        | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    300000 | PA      | $306900.00    | 0.18%             | 2031-02-01      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| Crown Castle Inc.                     | Crown Castle Inc. COM                                                                                                                    | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |     16100 | NS      | $1309091.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Nebius Group N.V.                     | NBIS 2.625 03/15/33 .                                                                                                                    | CUSIP: 63954QAL0<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   1050000 | PA      | $981330.00    | 0.57%             | 2033-03-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| Boeing Co.                            | Boeing Co. 6% SER A DEP SHS REPSTG 1/20TH INT MANDATORY CONV PFD                                                                         | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     25050 | NS      | $1625244.00   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust, L.P.            | DLR 1.875 11/15/29                                                                                                                       | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3183390.57   | 1.86%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| PPL Corporation                       | PPL 7 02/15/29                                                                                                                           | CUSIP: 69351T866<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | DBT              | CORP              | US        |      4000 | PA      | $205160.00    | 0.12%             | 2029-02-15      | Fixed         | 7.00%                 | No            |                  1 | On Loan: No      |
| BITFARMS LTD/CANADA                   | Bitfarms Ltd/Canada                                                                                                                      | CUSIP: 09173BAA5<br>LEI: 254900YWMA64Y1RPNJ12 | Long             | DBT              | CORP              | CA        |   3495000 | PA      | $2271750.00   | 1.33%             | 2031-01-15      | Fixed         | 1.38%                 | Yes           |                  2 | On Loan: No      |
| AT&T Inc                              | AT&T Inc COM                                                                                                                             | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     60000 | NS      | $1739400.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nova Ltd                              | NVMI 0 09/15/30                                                                                                                          | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |   1000000 | PA      | $1541432.62   | 0.90%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Southern Co.                          | SO 7.125 12/15/28 A                                                                                                                      | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |     51500 | PA      | $2647100.00   | 1.55%             | 2028-12-15      | Fixed         | 7.12%                 | No            |                  1 | On Loan: No      |
| SBA Communications Corp.              | SBA Communications Corp. CL A                                                                                                            | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      7000 | NS      | $1204770.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                       | Microsoft Corp. COM                                                                                                                      | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      7000 | NS      | $2591190.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| MP Materials Corp                     | MPUS 3 03/01/30                                                                                                                          | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   1300000 | PA      | $3100500.00   | 1.81%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| Terawulf Inc                          | WULF 0 05/01/32                                                                                                                          | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |   1200000 | PA      | $1242496.32   | 0.73%             | 2032-05-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Cyberark Software Ltd.                | CYBR 0 06/15/30                                                                                                                          | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |   3000000 | PA      | $3087900.00   | 1.81%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| Dave Inc                              | DAVE 0 04/01/31                                                                                                                          | CUSIP: 23834JAA0<br>LEI: 25490061SUVXCW51RZ82 | Long             | DBT              | CORP              | US        |    435000 | PA      | $413685.00    | 0.24%             | 2031-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Endeavour Silver Corp.                | EDRCN 0.25 01/15/31 144A                                                                                                                 | CUSIP: 29258YAA1<br>LEI: 549300IF2E29780PPV02 | Long             | DBT              | CORP              | CA        |    750000 | PA      | $812850.00    | 0.48%             | 2031-01-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| ADTRAN Holdings Inc                   | ADTN 3.75 09/15/30                                                                                                                       | CUSIP: 00486HAA3<br>LEI: 549300VV36J86CRRWF77 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1683365.43   | 0.99%             | 2030-09-15      | Fixed         | 3.75%                 | Yes           |                  2 | On Loan: No      |
| Centrus Energy Corp.                  | LEU 0 08/15/32                                                                                                                           | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |   1900000 | PA      | $2019225.00   | 1.18%             | 2032-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| AeroVironment, Inc.                   | AVAV 0 07/15/30                                                                                                                          | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2452500.00   | 1.44%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Microchip Technology Incorporated     | Microchip Technology Incorporated 7.50 % DEP SHS REPSTG 1/20TH PFD CONV SER A                                                            | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     61500 | NS      | $3503655.00   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix, Inc.                         | Equinix, Inc. COM                                                                                                                        | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      4000 | NS      | $3920960.00   | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu Inc                              | COHU 1.5 01/15/31                                                                                                                        | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |   1690000 | PA      | $2274740.00   | 1.33%             | 2031-01-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| TransMedics Group Inc.                | TMDX 1.5 06/01/28                                                                                                                        | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1944675.00   | 1.14%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| PPL Capital Funding Inc.              | PPL 2.875 03/15/28                                                                                                                       | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3518250.00   | 2.06%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| PAGAYA US HOLDING CO LLC              | PGY 6.125 10/01/29                                                                                                                       | CUSIP: 69549FAB5<br>LEI: 254900M9VGE3HM0OYH17 | Long             | DBT              | CORP              | US        |   1100000 | PA      | $1267750.00   | 0.74%             | 2029-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-29

**Name of Applicant:** Ellsworth Growth & Income Fund Ltd

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer