# EDGAR Filing Document

**Accession Number:** 0002074612
**File Stem:** 0001011438-26-000263
**Filing Date:** 2026-5
**Character Count:** 14113
**Document Hash:** 8f1ed7d9e7143950c5c3fb68aa136663
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001011438-26-000263.hdr.sgml**: 20260505

**ACCESSION NUMBER**: 0001011438-26-000263

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260505

**DATE AS OF CHANGE**: 20260505

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ICONIQ Capital, LLC
- **CENTRAL INDEX KEY:** 0001569709

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-24104
- **FILM NUMBER:** 26941717

**BUSINESS ADDRESS:**
- **STREET 1:** 50 BEALE ST
- **STREET 2:** STE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 415-937-7763

**MAIL ADDRESS:**
- **STREET 1:** 50 BEALE ST
- **STREET 2:** STE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Makan Divesh
- **CENTRAL INDEX KEY:** 0001688143

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-24104
- **FILM NUMBER:** 26941714

**MAIL ADDRESS:**
- **STREET 1:** C/O ICONIQ CAPITAL
- **STREET 2:** 50 BEALE STREET, STE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ICONIQ Capital Group GP, LLC
- **CENTRAL INDEX KEY:** 0001889156

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-24104
- **FILM NUMBER:** 26941715

**BUSINESS ADDRESS:**
- **STREET 1:** 50 BEALE STREET
- **STREET 2:** SUITE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 415-967-7763

**MAIL ADDRESS:**
- **STREET 1:** 50 BEALE STREET
- **STREET 2:** SUITE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** ICONIQ Capital Group, L.P.
- **CENTRAL INDEX KEY:** 0002011341

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-24104
- **FILM NUMBER:** 26941716

**BUSINESS ADDRESS:**
- **STREET 1:** 50 BEALE STREET, SUITE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 415.967.7763

**MAIL ADDRESS:**
- **STREET 1:** 50 BEALE STREET, SUITE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LibreMax Asset-Backed Income Fund
- **CENTRAL INDEX KEY:** 0002074612

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 601 LEXINGTON AVENUE
- **STREET 2:** 30TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 414-516-1692

**MAIL ADDRESS:**
- **STREET 1:** 777 E WISCONSIN AVENUE
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LibreMax Asset Backed Income Fund
- **DATE OF NAME CHANGE:** 20250625

## Exhibit 99.1

#### Exhibit 99.1

#### Form 3 Joint Filer Information

<u> Name: </u> <u> ICONIQ Capital Group, L.P. </u> <br> <u> Address: </u> <u> 50 Beale Street, Suite 2300 San Francisco, California 94105 </u> <br> <u> Date of Event Requiring Statement: </u> <u> 04/30/2026 </u>

<u> Name: </u> <u> ICONIQ Capital Group GP, LLC </u> <br> <u> Address: </u> <u> 50 Beale Street, Suite 2300 San Francisco, California 94105 </u> <br> <u> Date of Event Requiring Statement: </u> <u> 04/30/2026 </u>

<u> Name: </u> <u> Divesh Makan </u> <br> <u> Address: </u> <u> 50 Beale Street, Suite 2300 San Francisco, California 94105 </u> <br> <u> Date of Event Requiring Statement: </u> <u> 04/30/2026 </u>

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ICONIQ Capital, LLC<br><sub>(Last) (First) (Middle)</sub><br>50 BEALE STREET, SUITE 2300<br><sub>(Street)</sub><br>SAN FRANCISCO, CA 94105<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>LibreMax Asset-Backed Income Fund [ NONE ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-04-30 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ICONIQ Capital Group, L.P.<br><sub>(Last) (First) (Middle)</sub><br>50 BEALE STREET, SUITE 2300<br><sub>(Street)</sub><br>SAN FRANCISCO, CA 94105<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>LibreMax Asset-Backed Income Fund [ NONE ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-04-30 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>ICONIQ Capital Group GP, LLC<br><sub>(Last) (First) (Middle)</sub><br>50 BEALE STREET<br>SUITE 2300<br><sub>(Street)</sub><br>SAN FRANCISCO, CA 94105<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>LibreMax Asset-Backed Income Fund [ NONE ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-04-30 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Makan Divesh<br><sub>(Last) (First) (Middle)</sub><br>C/O ICONIQ CAPITAL<br>50 BEALE STREET, STE 2300<br><sub>(Street)</sub><br>SAN FRANCISCO, CA 94105<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>LibreMax Asset-Backed Income Fund [ NONE ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-04-30 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Class I Common Shares | 3328368.85 | I | See Footnotes<sup>(1)(2)(3)(6)(7)</sup> |
| Class I Common Shares | 4713824.78 | I | See Footnotes<sup>(1)(2)(4)(6)(7)</sup> |
| Class I Common Shares | 6066474.36 | I | See Footnotes<sup>(1)(2)(5)(6)(7)</sup> |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) The Class I Common Shares, no par value per share ("Class I Common Shares") of LibreMax Asset-Backed Income Fund (the "Issuer") reported herein are held directly by LibreMax ABIF Partners, LP ("LibreMax ABIF"). LibreMax ABIF operates as a pass-through entity with respect to the Class I Common Shares of the Issuer held by LibreMax ABIF such that the economic and voting experience of the limited partners of LibreMax ABIF is substantially equivalent to the experience such limited partners would have had they invested directly in the Issuer. Glide Path Solutions 2024 LP ("GPS 2024"), Glide Path Solutions 2025 LP ("GPS 2025"), and Glide Path Solutions 2026 LP ("GPS 2026", and together with GPS 2024 and GPS 2025, the "Funds") hold limited partnership interests in LibreMax ABIF ("Interests"), and as result of holding such Interests are entitled to certain voting and dispositive rights to Class I Common Shares of the Issuer held directly by LibreMax ABIF.

(2) (continued from Footnote 1) Pursuant to Investment Management Agreements among ICONIQ Capital, LLC ("ICONIQ Capital"), the Funds, and the general partners of the Funds, ICONIQ Capital has exclusive voting and investment power over securities held by the Funds, and as a result, ICONIQ Capital has the right to exercise the voting and dispositive rights to Class I Common Shares of the Issuer that the Funds otherwise would have as a result of holding the Interests and therefore ICONIQ Capital is the beneficial owner of such Class I Common Shares. The Funds disclaim beneficial ownership of the securities of the Issuer reported herein by virtue of their inability to direct the voting or disposal of such securities as a result of their respective Investment Management Agreements with ICONIQ Capital.

(3) GPS 2024 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).

(4) GPS 2025 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).

(5) GPS 2026 is entitled to certain voting and dispositive rights to the Class I Common Shares of the Issuer reported in Column 2 of Table 1 herein as a result of holding Interests in LibreMax ABIF. ICONIQ Capital has the right to exercise such voting and dispositive rights pursuant to the Investment Management Agreement described in footnote (1).

(6) As the sole member of ICONIQ Capital, ICONIQ Capital Group, L.P. ("ICONIQ Goup") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the general partner of ICONIQ Group, ICONIQ Capital Group GP, LLC ("ICONIQ Group GP") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital. As the sole member of ICONIQ Group GP, Divesh Makan ("Mr. Makan", and together with ICONIQ Capital, ICONIQ Group, and ICONIQ Group GP, the "Reporting Persons") may be deemed the beneficial owner of the Class I Common Shares beneficially owned by ICONIQ Capital.

(7) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of such Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

**Signature:** ICONIQ CAPITAL, LLC, By: ICONIQ Capital Group, L.P. its sole member, By ICONIQ Capital Group GP, LLC, its general partner, /s/ Divesh Makan, Authorized Person  
**Date:** 2026-05-05

**Signature:** ICONIQ CAPITAL, GROUP, L.P., By: ICONIQ Capital Group GP, LLC. its general partner, /s/ Divesh Makan, Authorized Person  
**Date:** 2026-05-05

**Signature:** ICONIQ CAPITAL GROUP GP, LLC, /s/ Divesh Makan, Authorized Person  
**Date:** 2026-05-05

**Signature:** DIVESH MAKAN, /s/ Divesh Maken  
**Date:** 2026-05-05

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**