# EDGAR Filing Document

**Accession Number:** 0001444874
**File Stem:** 0001140361-23-006381
**Filing Date:** 2023-2
**Character Count:** 32026
**Document Hash:** e673c60aa9ea6047f6eb706ebe523a24
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-006381.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001140361-23-006381

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Teton Advisors, Inc.
- **CENTRAL INDEX KEY:** 0001444874
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 134008049
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13534
- **FILM NUMBER:** 23619735

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** (914) 457-1070

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Teton Advisors Inc.<br>**Address:** ONE CORPORATE CENTER<br>Rye, NY 10580

**Form 13F File Number:** 028-13534

**CRD Number (if applicable):** 000105963

**SEC File Number (if applicable):** 801-47568

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Goldman<br>**Title:** Counsel<br>**Phone:** 914-921-7793

**Signature, Place, and Date of Signing:**

/s/ David Goldman  Rye, NY  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 271

**Form 13F Information Table Value Total:** $390177383

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1-800-FLOWERS.COM INC-CL A | EQUITY | 68243Q106 |  | 1453120 | 152000 | SH |  | SOLE |  | 152000 | 0 | 0 |
| 2U INC 2.250 05/01/25 CVT | BOND CONVERTIBLE | 90214JAB7 |  | 717497 | 1100000 | PRN |  | SOLE |  | 1100000 | 0 | 0 |
| A10 NETWORKS INC | EQUITY | 002121101 |  | 931280 | 56000 | SH |  | SOLE |  | 56000 | 0 | 0 |
| ACCURAY INC | EQUITY | 004397105 |  | 135850 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| ACME UNITED CORP | EQUITY | 004816104 |  | 1204500 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| AEROJET ROCKETDYNE HOLDINGS | EQUITY | 007800105 |  | 15101100 | 270000 | SH |  | SOLE |  | 270000 | 0 | 0 |
| AGILYSYS INC | EQUITY | 00847J105 |  | 316560 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC 0.375 09/01/27 CVT | BOND CONVERTIBLE | 00971TAL5 |  | 291366 | 300000 | PRN |  | SOLE |  | 300000 | 0 | 0 |
| ALITHYA GROUP INC-CLASS A | EQUITY | 01643B106 |  | 1075232 | 716821 | SH |  | SOLE |  | 716821 | 0 | 0 |
| ALLIED MOTION TECHNOLOGIES | EQUITY | 019330109 |  | 4434794 | 127400 | SH |  | SOLE |  | 127400 | 0 | 0 |
| AMERICAN OUTDOOR BRANDS INC | EQUITY | 02875D109 |  | 1122240 | 112000 | SH |  | SOLE |  | 112000 | 0 | 0 |
| AMERICAN SOFTWARE INC-CL A | EQUITY | 029683109 |  | 1967120 | 134000 | SH |  | SOLE |  | 134000 | 0 | 0 |
| AMERICAN VANGUARD CORP | EQUITY | 030371108 |  | 434200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| AMPCO-PITTSBURGH CORP | EQUITY | 032037103 |  | 335125 | 133516 | SH |  | SOLE |  | 133516 | 0 | 0 |
| AMPCO-PITTSBURGH CORP WARRANTS 8/1/25 | WARRANT | 032037111 |  | 7403 | 47000 | SH |  | SOLE |  | 47000 | 0 | 0 |
| ANTERIX INC | EQUITY | 03676C100 |  | 2026710 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| ARLO TECHNOLOGIES INC | EQUITY | 04206A101 |  | 515970 | 147000 | SH |  | SOLE |  | 147000 | 0 | 0 |
| ARRAY TECHNOLOGIES INC 1.000 12/01/28 CVT | BOND CONVERTIBLE | 04271TAB6 |  | 891978 | 878000 | PRN |  | SOLE |  | 878000 | 0 | 0 |
| ARTESIAN RESOURCES CORP-CL A | EQUITY | 043113208 |  | 2028391 | 34626 | SH |  | SOLE |  | 34626 | 0 | 0 |
| ASTEC INDUSTRIES INC | EQUITY | 046224101 |  | 7806720 | 192000 | SH |  | SOLE |  | 192000 | 0 | 0 |
| ASTRONICS CORP | EQUITY | 046433108 |  | 2451400 | 238000 | SH |  | SOLE |  | 238000 | 0 | 0 |
| ATLANTIC AMERICAN CORP | EQUITY | 048209100 |  | 51502 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| ATLANTIC UNION BANKSHARES CO | EQUITY | 04911A107 |  | 1466884 | 41744 | SH |  | SOLE |  | 41744 | 0 | 0 |
| AVID TECHNOLOGY INC | EQUITY | 05367P100 |  | 797700 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| AZZ INC | EQUITY | 002474104 |  | 611040 | 15200 | SH |  | SOLE |  | 15200 | 0 | 0 |
| BADGER METER INC | EQUITY | 056525108 |  | 741404 | 6800 | SH |  | SOLE |  | 6800 | 0 | 0 |
| BALLY'S CORP | EQUITY | 05875B106 |  | 445042 | 22964 | SH |  | SOLE |  | 22964 | 0 | 0 |
| BANDWIDTH INC 0.250 03/01/26 CVT | BOND CONVERTIBLE | 05988JAB9 |  | 531006 | 700000 | PRN |  | SOLE |  | 700000 | 0 | 0 |
| BANK7 CORP | EQUITY | 06652N107 |  | 353280 | 13800 | SH |  | SOLE |  | 13800 | 0 | 0 |
| BASSETT FURNITURE INDS | EQUITY | 070203104 |  | 481426 | 27700 | SH |  | SOLE |  | 27700 | 0 | 0 |
| BEASLEY BROADCAST GRP INC -A | EQUITY | 074014101 |  | 283452 | 308000 | SH |  | SOLE |  | 308000 | 0 | 0 |
| BELLRING BRANDS INC | EQUITY | 07831C103 |  | 384600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| BERKSHIRE HILLS BANCORP INC | EQUITY | 084680107 |  | 337123 | 11275 | SH |  | SOLE |  | 11275 | 0 | 0 |
| BIG 5 SPORTING GOODS CORP | EQUITY | 08915P101 |  | 141280 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| BLOOM ENERGY CORP 2.500 08/15/25 CVT | BOND CONVERTIBLE | 093712AH0 |  | 654866 | 485000 | PRN |  | SOLE |  | 485000 | 0 | 0 |
| BOYD GAMING CORP | EQUITY | 103304101 |  | 1038851 | 19051 | SH |  | SOLE |  | 19051 | 0 | 0 |
| CADENCE BANK | EQUITY | 12740C103 |  | 375818 | 15240 | SH |  | SOLE |  | 15240 | 0 | 0 |
| CAESARS ENTERTAINMENT INC | EQUITY | 12769G100 |  | 852800 | 20500 | SH |  | SOLE |  | 20500 | 0 | 0 |
| CALAVO GROWERS INC | EQUITY | 128246105 |  | 1455300 | 49500 | SH |  | SOLE |  | 49500 | 0 | 0 |
| CALIFORNIA WATER SERVICE GRP | EQUITY | 130788102 |  | 1431104 | 23600 | SH |  | SOLE |  | 23600 | 0 | 0 |
| CAPITAL CITY BANK GROUP INC | EQUITY | 139674105 |  | 2593500 | 79800 | SH |  | SOLE |  | 79800 | 0 | 0 |
| CARDIOVASCULAR SYSTEMS INC | EQUITY | 141619106 |  | 482148 | 35400 | SH |  | SOLE |  | 35400 | 0 | 0 |
| CARDLYTICS INC 1.000 09/15/25 CVT | BOND CONVERTIBLE | 14161WAB1 |  | 339183 | 780000 | PRN |  | SOLE |  | 780000 | 0 | 0 |
| CASELLA WASTE SYSTEMS INC-A | EQUITY | 147448104 |  | 3505502 | 44200 | SH |  | SOLE |  | 44200 | 0 | 0 |
| CAVCO INDUSTRIES INC | EQUITY | 149568107 |  | 4624550 | 20440 | SH |  | SOLE |  | 20440 | 0 | 0 |
| CHART INDUSTRIES INC 6.750 12/15/25 SR:B CVT | PREFERRED CONVER | 16115Q407 |  | 354480 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| CHASE CORP | EQUITY | 16150R104 |  | 2932840 | 34000 | SH |  | SOLE |  | 34000 | 0 | 0 |
| CHESAPEAKE UTILITIES CORP | EQUITY | 165303108 |  | 1084892 | 9180 | SH |  | SOLE |  | 9180 | 0 | 0 |
| CHURCHILL DOWNS INC | EQUITY | 171484108 |  | 674462 | 3190 | SH |  | SOLE |  | 3190 | 0 | 0 |
| CIRCOR INTERNATIONAL INC | EQUITY | 17273K109 |  | 1485520 | 62000 | SH |  | SOLE |  | 62000 | 0 | 0 |
| CITIZENS  NORTHERN CORP | EQUITY | 172922106 |  | 378562 | 16560 | SH |  | SOLE |  | 16560 | 0 | 0 |
| COHERUS BIOSCIENCES INC 1.500 04/15/26 CVT | BOND CONVERTIBLE | 19249HAB9 |  | 330492 | 505000 | PRN |  | SOLE |  | 505000 | 0 | 0 |
| COLUMBUS MCKINNON CORP/NY | EQUITY | 199333105 |  | 2240430 | 69000 | SH |  | SOLE |  | 69000 | 0 | 0 |
| COMMERCIAL VEHICLE GROUP INC | EQUITY | 202608105 |  | 1913610 | 281000 | SH |  | SOLE |  | 281000 | 0 | 0 |
| COMTECH TELECOMMUNICATIONS | EQUITY | 205826209 |  | 2173060 | 179000 | SH |  | SOLE |  | 179000 | 0 | 0 |
| CONMED CORP 2.625 02/01/24 CVT | BOND CONVERTIBLE | 207410AF8 |  | 404604 | 350000 | PRN |  | SOLE |  | 350000 | 0 | 0 |
| CONSOLIDATED WATER CO-ORD SH | EQUITY | G23773107 |  | 852480 | 57600 | SH |  | SOLE |  | 57600 | 0 | 0 |
| CORE MOLDING TECHNOLOGIES IN | EQUITY | 218683100 |  | 2071905 | 159500 | SH |  | SOLE |  | 159500 | 0 | 0 |
| CTS CORP | EQUITY | 126501105 |  | 8419324 | 213580 | SH |  | SOLE |  | 213580 | 0 | 0 |
| CUTERA INC | EQUITY | 232109108 |  | 10111345 | 228660 | SH |  | SOLE |  | 228660 | 0 | 0 |
| CUTERA INC 2.250 03/15/26 CVT | BOND CONVERTIBLE | 232109AB4 |  | 446004 | 300000 | PRN |  | SOLE |  | 300000 | 0 | 0 |
| DAKTRONICS INC | EQUITY | 234264109 |  | 123516 | 43800 | SH |  | SOLE |  | 43800 | 0 | 0 |
| DANA INC | EQUITY | 235825205 |  | 718675 | 47500 | SH |  | SOLE |  | 47500 | 0 | 0 |
| DAWSON GEOPHYSICAL CO | EQUITY | 239360100 |  | 47040 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| DENNY'S CORP | EQUITY | 24869P104 |  | 524970 | 57000 | SH |  | SOLE |  | 57000 | 0 | 0 |
| DHI GROUP INC | EQUITY | 23331S100 |  | 238050 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| DIEBOLD NIXDORF INC | EQUITY | 253651103 |  | 157620 | 111000 | SH |  | SOLE |  | 111000 | 0 | 0 |
| DIGI INTERNATIONAL INC | EQUITY | 253798102 |  | 365500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| DIME COMMUNITY BANCSHARES IN | EQUITY | 25432X102 |  | 671963 | 21111 | SH |  | SOLE |  | 21111 | 0 | 0 |
| DISH NETWORK CORP 0.000 12/15/25 CVT | BOND CONVERTIBLE | 25470MAF6 |  | 449155 | 700000 | PRN |  | SOLE |  | 700000 | 0 | 0 |
| DISTRIBUTION SOLUTIONS GROUP | EQUITY | 520776105 |  | 6745380 | 183000 | SH |  | SOLE |  | 183000 | 0 | 0 |
| DUCOMMUN INC | EQUITY | 264147109 |  | 8894878 | 178040 | SH |  | SOLE |  | 178040 | 0 | 0 |
| EASTERN CO/THE | EQUITY | 276317104 |  | 5699168 | 295600 | SH |  | SOLE |  | 295600 | 0 | 0 |
| EDGIO INC 3.500 08/01/25 CVT | BOND CONVERTIBLE | 53261MAB0 |  | 430560 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| ELECTROMED INC | EQUITY | 285409108 |  | 368640 | 35142 | SH |  | SOLE |  | 35142 | 0 | 0 |
| ENERGY RECOVERY INC | EQUITY | 29270J100 |  | 614700 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| EW SCRIPPS CO NEW | EQUITY | 811054402 |  | 4499109 | 341100 | SH |  | SOLE |  | 341100 | 0 | 0 |
| EXELIXIS INC | EQUITY | 30161Q104 |  | 970420 | 60500 | SH |  | SOLE |  | 60500 | 0 | 0 |
| FARMER BROS CO | EQUITY | 307675108 |  | 1908540 | 414000 | SH |  | SOLE |  | 414000 | 0 | 0 |
| FARMERS NATL BANC CORP | EQUITY | 309627107 |  | 564800 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| FEDERAL SIGNAL CORP | EQUITY | 313855108 |  | 4228770 | 91000 | SH |  | SOLE |  | 91000 | 0 | 0 |
| FIRST INTERNET BANCORP | EQUITY | 320557101 |  | 641963 | 26440 | SH |  | SOLE |  | 26440 | 0 | 0 |
| FLUSHING FINANCIAL CORP | EQUITY | 343873105 |  | 7350834 | 379300 | SH |  | SOLE |  | 379300 | 0 | 0 |
| FNB CORP | EQUITY | 302520101 |  | 965700 | 74000 | SH |  | SOLE |  | 74000 | 0 | 0 |
| FOSTER (LB) CO-A | EQUITY | 350060109 |  | 1427597 | 147479 | SH |  | SOLE |  | 147479 | 0 | 0 |
| FREQUENCY ELECTRONICS INC | EQUITY | 358010106 |  | 74025 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| FRP HOLDINGS INC | EQUITY | 30292L107 |  | 1050270 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| FS BANCORP INC | EQUITY | 30263Y104 |  | 1073959 | 32116 | SH |  | SOLE |  | 32116 | 0 | 0 |
| FUBOTV INC 3.250 02/15/26 CVT | BOND CONVERTIBLE | 35953DAB0 |  | 169060 | 360000 | PRN |  | SOLE |  | 360000 | 0 | 0 |
| GAMBLING.COM GROUP LTD | EQUITY | G3R239101 |  | 1655098 | 180885 | SH |  | SOLE |  | 180885 | 0 | 0 |
| GAN LTD | EQUITY | G3728V109 |  | 42000 | 28000 | SH |  | SOLE |  | 28000 | 0 | 0 |
| GARRETT MOTION INC | EQUITY | 366505105 |  | 381000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GENCOR INDUSTRIES INC | EQUITY | 368678108 |  | 4797500 | 475000 | SH |  | SOLE |  | 475000 | 0 | 0 |
| GENIUS SPORTS LTD | EQUITY | G3934V109 |  | 71400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| GENTHERM INC | EQUITY | 37253A103 |  | 795885 | 12190 | SH |  | SOLE |  | 12190 | 0 | 0 |
| GIBRALTAR INDUSTRIES INC | EQUITY | 374689107 |  | 3945680 | 86000 | SH |  | SOLE |  | 86000 | 0 | 0 |
| GOLDEN ENTERTAINMENT INC | EQUITY | 381013101 |  | 4525400 | 121000 | SH |  | SOLE |  | 121000 | 0 | 0 |
| GORMAN-RUPP CO | EQUITY | 383082104 |  | 2203320 | 86000 | SH |  | SOLE |  | 86000 | 0 | 0 |
| GRAHAM CORP | EQUITY | 384556106 |  | 1077440 | 112000 | SH |  | SOLE |  | 112000 | 0 | 0 |
| GRAY TELEVISION INC | EQUITY | 389375106 |  | 2698133 | 241120 | SH |  | SOLE |  | 241120 | 0 | 0 |
| GRAY TELEVISION INC-A | EQUITY | 389375205 |  | 943065 | 86600 | SH |  | SOLE |  | 86600 | 0 | 0 |
| GRIFFON CORP | EQUITY | 398433102 |  | 1252650 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| GYRODYNE LLC | EQUITY | 403829104 |  | 130718 | 16138 | SH |  | SOLE |  | 16138 | 0 | 0 |
| HANOVER BANCORP INC/NY | EQUITY | 410710206 |  | 305850 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HAWKINS INC | EQUITY | 420261109 |  | 2773024 | 71840 | SH |  | SOLE |  | 71840 | 0 | 0 |
| HERC HOLDINGS INC | EQUITY | 42704L104 |  | 749949 | 5700 | SH |  | SOLE |  | 5700 | 0 | 0 |
| HOMESTREET INC | EQUITY | 43785V102 |  | 752934 | 27300 | SH |  | SOLE |  | 27300 | 0 | 0 |
| I3 VERTICALS INC-CLASS A | EQUITY | 46571Y107 |  | 2477593 | 101791 | SH |  | SOLE |  | 101791 | 0 | 0 |
| I3 VERTICALS LLC 1.000 02/15/25 CVT | BOND CONVERTIBLE | 44933TAB2 |  | 446175 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| IAA INC | EQUITY | 449253103 |  | 520000 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| ICC HOLDINGS INC | EQUITY | 44931Q104 |  | 267750 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| ICF INTERNATIONAL INC | EQUITY | 44925C103 |  | 1959209 | 19780 | SH |  | SOLE |  | 19780 | 0 | 0 |
| IMAX CORP | EQUITY | 45245E109 |  | 439800 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| IMPINJ INC 1.125 05/15/27 CVT | BOND CONVERTIBLE | 453204AD1 |  | 906218 | 750000 | PRN |  | SOLE |  | 750000 | 0 | 0 |
| INDUS REALTY TRUST INC | EQUITY | 45580R103 |  | 7967995 | 125500 | SH |  | SOLE |  | 125500 | 0 | 0 |
| INFINERA CORP 2.500 03/01/27 CVT | BOND CONVERTIBLE | 45667GAE3 |  | 557900 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| INFUSYSTEM HOLDINGS INC | EQUITY | 45685K102 |  | 1736000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| INGLES MARKETS INC-CLASS A | EQUITY | 457030104 |  | 434070 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| INNOVATE CORP | EQUITY | 45784J105 |  | 504900 | 270000 | SH |  | SOLE |  | 270000 | 0 | 0 |
| INNOVATIVE SOLUTIONS  SUPP | EQUITY | 45769N105 |  | 871320 | 106000 | SH |  | SOLE |  | 106000 | 0 | 0 |
| INSPIRED ENTERTAINMENT INC | EQUITY | 45782N108 |  | 3909227 | 308542 | SH |  | SOLE |  | 308542 | 0 | 0 |
| INSULET CORPORATION 0.375 09/01/26 CVT | BOND CONVERTIBLE | 45784PAK7 |  | 707600 | 500000 | PRN |  | SOLE |  | 500000 | 0 | 0 |
| INTEGER HOLDINGS CORP | EQUITY | 45826H109 |  | 1487636 | 21730 | SH |  | SOLE |  | 21730 | 0 | 0 |
| INTEVAC INC | EQUITY | 461148108 |  | 1759840 | 272000 | SH |  | SOLE |  | 272000 | 0 | 0 |
| INVACARE CORP 4.250 03/15/26 CVT | BOND CONVERTIBLE | 461203AQ4 |  | 171108 | 365000 | PRN |  | SOLE |  | 365000 | 0 | 0 |
| INVITAE CORP | EQUITY | 46185L103 |  | 18600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ISPECIMEN INC | EQUITY | 45032V108 |  | 55000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| JOHN BEAN TECHNOLOGIES CORP | EQUITY | 477839104 |  | 913300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| JOHNSON OUTDOORS INC-A | EQUITY | 479167108 |  | 330600 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| KAMAN CORP | EQUITY | 483548103 |  | 2114709 | 94830 | SH |  | SOLE |  | 94830 | 0 | 0 |
| KAR AUCTION SERVICES INC | EQUITY | 48238T109 |  | 414990 | 31800 | SH |  | SOLE |  | 31800 | 0 | 0 |
| KIMBALL ELECTRONICS INC | EQUITY | 49428J109 |  | 799686 | 35400 | SH |  | SOLE |  | 35400 | 0 | 0 |
| KIMBALL INTERNATIONAL-B | EQUITY | 494274103 |  | 1514500 | 233000 | SH |  | SOLE |  | 233000 | 0 | 0 |
| KKR  CO INC | EQUITY | 48251W104 |  | 2831620 | 61000 | SH |  | SOLE |  | 61000 | 0 | 0 |
| LANDS' END INC | EQUITY | 51509F105 |  | 166980 | 22000 | SH |  | SOLE |  | 22000 | 0 | 0 |
| LA-Z-BOY INC | EQUITY | 505336107 |  | 753060 | 33000 | SH |  | SOLE |  | 33000 | 0 | 0 |
| LEE ENTERPRISES | EQUITY | 523768406 |  | 361920 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| LEGACY HOUSING CORP | EQUITY | 52472M101 |  | 1530072 | 80700 | SH |  | SOLE |  | 80700 | 0 | 0 |
| LEMAITRE VASCULAR INC | EQUITY | 525558201 |  | 253110 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| LENDINGTREE INC 0.500 07/15/25 CVT | BOND CONVERTIBLE | 52603BAD9 |  | 181055 | 250000 | PRN |  | SOLE |  | 250000 | 0 | 0 |
| LIFETIME BRANDS INC | EQUITY | 53222Q103 |  | 1857083 | 244675 | SH |  | SOLE |  | 244675 | 0 | 0 |
| LIMONEIRA CO | EQUITY | 532746104 |  | 2368740 | 194000 | SH |  | SOLE |  | 194000 | 0 | 0 |
| MANITOWOC COMPANY INC | EQUITY | 563571405 |  | 174040 | 19000 | SH |  | SOLE |  | 19000 | 0 | 0 |
| MARCUS CORPORATION | EQUITY | 566330106 |  | 1043275 | 72500 | SH |  | SOLE |  | 72500 | 0 | 0 |
| MARINE PRODUCTS CORP | EQUITY | 568427108 |  | 4585133 | 389561 | SH |  | SOLE |  | 389561 | 0 | 0 |
| MARINEMAX INC | EQUITY | 567908108 |  | 405860 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| MATERIALISE NV-ADR | DEPOSITORY RECEI | 57667T100 |  | 88000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MEDALLION FINANCIAL CORP | EQUITY | 583928106 |  | 687753 | 96324 | SH |  | SOLE |  | 96324 | 0 | 0 |
| MERCADOLIBRE INC 2.000 08/15/28 CVT | BOND CONVERTIBLE | 58733RAD4 |  | 610122 | 300000 | PRN |  | SOLE |  | 300000 | 0 | 0 |
| MESA LABORATORIES INC | EQUITY | 59064R109 |  | 664840 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| METHODE ELECTRONICS INC | EQUITY | 591520200 |  | 758283 | 17090 | SH |  | SOLE |  | 17090 | 0 | 0 |
| MIDDLEBY CORP | EQUITY | 596278101 |  | 2278978 | 17020 | SH |  | SOLE |  | 17020 | 0 | 0 |
| MIDDLESEX WATER CO | EQUITY | 596680108 |  | 515525 | 6553 | SH |  | SOLE |  | 6553 | 0 | 0 |
| MINERALS TECHNOLOGIES INC | EQUITY | 603158106 |  | 212520 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| MITEK SYSTEMS INC | EQUITY | 606710200 |  | 1327530 | 137000 | SH |  | SOLE |  | 137000 | 0 | 0 |
| MODINE MANUFACTURING CO | EQUITY | 607828100 |  | 5391990 | 271500 | SH |  | SOLE |  | 271500 | 0 | 0 |
| MOTORCAR PARTS OF AMERICA IN | EQUITY | 620071100 |  | 213480 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| MOVADO GROUP INC | EQUITY | 624580106 |  | 1338375 | 41500 | SH |  | SOLE |  | 41500 | 0 | 0 |
| MSA SAFETY INC | EQUITY | 553498106 |  | 1124682 | 7800 | SH |  | SOLE |  | 7800 | 0 | 0 |
| MYERS INDUSTRIES INC | EQUITY | 628464109 |  | 15191315 | 683370 | SH |  | SOLE |  | 683370 | 0 | 0 |
| MYR GROUP INC/DELAWARE | EQUITY | 55405W104 |  | 2089989 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| NAPCO SECURITY TECHNOLOGIES | EQUITY | 630402105 |  | 329760 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| NATHAN'S FAMOUS INC | EQUITY | 632347100 |  | 14596869 | 217183 | SH |  | SOLE |  | 217183 | 0 | 0 |
| NATURAL GROCERS BY VITAMIN C | EQUITY | 63888U108 |  | 146240 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| NAUTILUS INC | EQUITY | 63910B102 |  | 15300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NAVIGATOR HOLDINGS LTD | EQUITY | Y62132108 |  | 1196000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| NCL CORPORATION LTD 1.125 02/15/27 CVT | BOND CONVERTIBLE | 62886HBD2 |  | 168633 | 223000 | PRN |  | SOLE |  | 223000 | 0 | 0 |
| NCL CORPORATION LTD 5.375 08/01/25 CVT | BOND CONVERTIBLE | 62886HAX9 |  | 255245 | 250000 | PRN |  | SOLE |  | 250000 | 0 | 0 |
| NEOGEN CORP | EQUITY | 640491106 |  | 3228760 | 212000 | SH |  | SOLE |  | 212000 | 0 | 0 |
| NEOGENOMICS INC | EQUITY | 64049M209 |  | 559020 | 60500 | SH |  | SOLE |  | 60500 | 0 | 0 |
| NEURONETICS INC | EQUITY | 64131A105 |  | 398460 | 58000 | SH |  | SOLE |  | 58000 | 0 | 0 |
| NEXTERA ENERGY INC 6.926 09/01/25 CVT | PREFERRED CONVER | 65339F713 |  | 250950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| NICE LTD 0.000 09/15/25 CVT | BOND CONVERTIBLE | 653656AB4 |  | 404867 | 430000 | PRN |  | SOLE |  | 430000 | 0 | 0 |
| NICE SYSTEMS INC 1.250 01/15/24 CVT | BOND CONVERTIBLE | 65366HAB9 |  | 471596 | 205000 | PRN |  | SOLE |  | 205000 | 0 | 0 |
| NORTHRIM BANCORP INC | EQUITY | 666762109 |  | 229030 | 4197 | SH |  | SOLE |  | 4197 | 0 | 0 |
| OCEANFIRST FINANCIAL CORP | EQUITY | 675234108 |  | 412038 | 19390 | SH |  | SOLE |  | 19390 | 0 | 0 |
| OIL-DRI CORP OF AMERICA | EQUITY | 677864100 |  | 741905 | 22120 | SH |  | SOLE |  | 22120 | 0 | 0 |
| OMNICELL INC | EQUITY | 68213N109 |  | 327730 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| OPKO HEALTH INC | EQUITY | 68375N103 |  | 237500 | 190000 | SH |  | SOLE |  | 190000 | 0 | 0 |
| OPTION CARE HEALTH INC | EQUITY | 68404L201 |  | 631890 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| ORTHOFIX MEDICAL INC | EQUITY | 68752M108 |  | 1239601 | 60380 | SH |  | SOLE |  | 60380 | 0 | 0 |
| OTONOMO TECHNOLOGIES LTD | EQUITY | M7571L103 |  | 18315 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| PACIFIC PREMIER BANCORP INC | EQUITY | 69478X105 |  | 315600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PAR TECHNOLOGY CORP 2.875 04/15/26 CVT | BOND CONVERTIBLE | 698884AC7 |  | 935920 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| PARATEK PHARMACEUTICALS INC | EQUITY | 699374302 |  | 64515 | 34500 | SH |  | SOLE |  | 34500 | 0 | 0 |
| PARK AEROSPACE CORP | EQUITY | 70014A104 |  | 812646 | 60600 | SH |  | SOLE |  | 60600 | 0 | 0 |
| PARK-OHIO HOLDINGS CORP | EQUITY | 700666100 |  | 2354275 | 192500 | SH |  | SOLE |  | 192500 | 0 | 0 |
| PEBBLEBROOK HOTEL TRUST 1.750 12/15/26 CVT | BOND CONVERTIBLE | 70509VAA8 |  | 165816 | 200000 | PRN |  | SOLE |  | 200000 | 0 | 0 |
| PERFICIENT INC 0.125 11/15/26 CVT | BOND CONVERTIBLE | 71375UAF8 |  | 761980 | 1000000 | PRN |  | SOLE |  | 1000000 | 0 | 0 |
| PETIQ INC 4.000 06/01/26 CVT | BOND CONVERTIBLE | 71639TAB2 |  | 539085 | 640000 | PRN |  | SOLE |  | 640000 | 0 | 0 |
| PFSWEB INC | EQUITY | 717098206 |  | 1451400 | 236000 | SH |  | SOLE |  | 236000 | 0 | 0 |
| PITNEY BOWES INC | EQUITY | 724479100 |  | 190000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PLAYAGS INC | EQUITY | 72814N104 |  | 1183200 | 232000 | SH |  | SOLE |  | 232000 | 0 | 0 |
| PLAYSTUDIOS INC | EQUITY | 72815G108 |  | 116400 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| POST HOLDINGS PARTNERI -CW23 | WARRANT | 737465112 |  | 7600 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| POST HOLDINGS PARTNERING -A | EQUITY | 737465104 |  | 2830050 | 285000 | SH |  | SOLE |  | 285000 | 0 | 0 |
| PREFORMED LINE PRODUCTS CO | EQUITY | 740444104 |  | 208225 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| PRIMIS FINANCIAL CORP | EQUITY | 74167B109 |  | 379200 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| PRIMO WATER CORP | EQUITY | 74167P108 |  | 233100 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| PROGRESS SOFTWARE CORP 1.000 04/15/26 CVT | BOND CONVERTIBLE | 743312AB6 |  | 880846 | 860000 | PRN |  | SOLE |  | 860000 | 0 | 0 |
| PROS HOLDINGS INC 2.250 09/15/27 CVT | BOND CONVERTIBLE | 74346YAG8 |  | 409623 | 465000 | PRN |  | SOLE |  | 465000 | 0 | 0 |
| QUIDELORTHO CORP | EQUITY | 219798105 |  | 214175 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| READING INTERNATIONAL INC-A | EQUITY | 755408101 |  | 784655 | 283269 | SH |  | SOLE |  | 283269 | 0 | 0 |
| READING INTERNATIONAL INC-B | EQUITY | 755408200 |  | 1476840 | 74400 | SH |  | SOLE |  | 74400 | 0 | 0 |
| RENASANT CORP | EQUITY | 75970E107 |  | 1264941 | 33651 | SH |  | SOLE |  | 33651 | 0 | 0 |
| RGC RESOURCES INC | EQUITY | 74955L103 |  | 1168871 | 53010 | SH |  | SOLE |  | 53010 | 0 | 0 |
| RPC INC | EQUITY | 749660106 |  | 533400 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| RUSH ENTERPRISES INC - CL B | EQUITY | 781846308 |  | 4799831 | 85300 | SH |  | SOLE |  | 85300 | 0 | 0 |
| RUSH ENTERPRISES INC-CL A | EQUITY | 781846209 |  | 2021145 | 38660 | SH |  | SOLE |  | 38660 | 0 | 0 |
| RUSH STREET INTERACTIVE INC | EQUITY | 782011100 |  | 71800 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| S SEED CO | EQUITY | 785135104 |  | 558750 | 375000 | SH |  | SOLE |  | 375000 | 0 | 0 |
| SANDY SPRING BANCORP INC | EQUITY | 800363103 |  | 933595 | 26500 | SH |  | SOLE |  | 26500 | 0 | 0 |
| SAREPTA THERAPEUTICS INC 1.250 09/15/27 CVT | BOND CONVERTIBLE | 803607AC4 |  | 294831 | 255000 | PRN |  | SOLE |  | 255000 | 0 | 0 |
| SCHMITT INDUSTRIES INC | EQUITY | 806870200 |  | 174398 | 575000 | SH |  | SOLE |  | 575000 | 0 | 0 |
| SILVERCREST ASSET MANAGEME-A | EQUITY | 828359109 |  | 1289499 | 68700 | SH |  | SOLE |  | 68700 | 0 | 0 |
| SINCLAIR BROADCAST GROUP -A | EQUITY | 829226109 |  | 496320 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| SKYLINE CHAMPION CORP | EQUITY | 830830105 |  | 3785985 | 73500 | SH |  | SOLE |  | 73500 | 0 | 0 |
| SOUTHERN FIRST BANCSHARES | EQUITY | 842873101 |  | 3431708 | 75010 | SH |  | SOLE |  | 75010 | 0 | 0 |
| SOUTHSTATE CORP | EQUITY | 840441109 |  | 1733372 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| SOUTHWEST AIRLINES CO 1.250 05/01/25 CVT | BOND CONVERTIBLE | 844741BG2 |  | 362790 | 300000 | PRN |  | SOLE |  | 300000 | 0 | 0 |
| SPORTSMAN'S WAREHOUSE HOLDIN | EQUITY | 84920Y106 |  | 235250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| STANDARD MOTOR PRODS | EQUITY | 853666105 |  | 1497374 | 43028 | SH |  | SOLE |  | 43028 | 0 | 0 |
| STANDEX INTERNATIONAL CORP | EQUITY | 854231107 |  | 1474704 | 14400 | SH |  | SOLE |  | 14400 | 0 | 0 |
| STARRETT (L.S.) CO -CL A | EQUITY | 855668109 |  | 496800 | 67500 | SH |  | SOLE |  | 67500 | 0 | 0 |
| STEEL PARTNERS HOLDINGS LP | EQUITY UNIT | 85814R107 |  | 3954720 | 92400 | SH |  | SOLE |  | 92400 | 0 | 0 |
| STELLAR BANCORP INC | EQUITY | 858927106 |  | 1900170 | 64500 | SH |  | SOLE |  | 64500 | 0 | 0 |
| STERIS PLC | EQUITY | G8473T100 |  | 240097 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| STONERIDGE INC | EQUITY | 86183P102 |  | 2058980 | 95500 | SH |  | SOLE |  | 95500 | 0 | 0 |
| STRIDE INC 1.125 09/01/27 CVT | BOND CONVERTIBLE | 86333MAA6 |  | 763079 | 850000 | PRN |  | SOLE |  | 850000 | 0 | 0 |
| SUMMIT HOTEL PROPERTIES 1.500 02/15/26 CVT | BOND CONVERTIBLE | 866082AA8 |  | 330934 | 385000 | PRN |  | SOLE |  | 385000 | 0 | 0 |
| SURMODICS INC | EQUITY | 868873100 |  | 1620700 | 47500 | SH |  | SOLE |  | 47500 | 0 | 0 |
| TEAM INC | EQUITY | 878155308 |  | 57750 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| TEJON RANCH CO | EQUITY | 879080109 |  | 1846320 | 98000 | SH |  | SOLE |  | 98000 | 0 | 0 |
| TENNANT CO | EQUITY | 880345103 |  | 1394561 | 22650 | SH |  | SOLE |  | 22650 | 0 | 0 |
| TERRITORIAL BANCORP INC | EQUITY | 88145X108 |  | 720300 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| TITAN INTERNATIONAL INC | EQUITY | 88830M102 |  | 314060 | 20500 | SH |  | SOLE |  | 20500 | 0 | 0 |
| TITAN MACHINERY INC | EQUITY | 88830R101 |  | 3178400 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| TOWNSQUARE MEDIA INC - CL A | EQUITY | 892231101 |  | 1087500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| TRANSACT TECHNOLOGIES INC | EQUITY | 892918103 |  | 208560 | 33000 | SH |  | SOLE |  | 33000 | 0 | 0 |
| TRAVELCENTERS OF AMERICA INC | EQUITY | 89421B109 |  | 488102 | 10900 | SH |  | SOLE |  | 10900 | 0 | 0 |
| TREDEGAR CORP | EQUITY | 894650100 |  | 2396590 | 234500 | SH |  | SOLE |  | 234500 | 0 | 0 |
| TRINITY PLACE HOLDINGS INC | EQUITY | 89656D101 |  | 261925 | 354000 | SH |  | SOLE |  | 354000 | 0 | 0 |
| TRUSTCO BANK CORP NY | EQUITY | 898349204 |  | 376276 | 10010 | SH |  | SOLE |  | 10010 | 0 | 0 |
| TWIN DISC INC | EQUITY | 901476101 |  | 1069200 | 110000 | SH |  | SOLE |  | 110000 | 0 | 0 |
| TYLER TECHNOLOGIES INC | EQUITY | 902252105 |  | 322410 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ULTRA CLEAN HOLDINGS INC | EQUITY | 90385V107 |  | 2801175 | 84500 | SH |  | SOLE |  | 84500 | 0 | 0 |
| ULTRALIFE CORP | EQUITY | 903899102 |  | 594440 | 154000 | SH |  | SOLE |  | 154000 | 0 | 0 |
| UNITED BANKSHARES INC | EQUITY | 909907107 |  | 344165 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| UNITED GUARDIAN INC | EQUITY | 910571108 |  | 726739 | 69611 | SH |  | SOLE |  | 69611 | 0 | 0 |
| UNIVERSAL TECHNICAL INSTITUT | EQUITY | 913915104 |  | 638400 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| UPSTART HOLDINGS INC 0.250 08/15/26 CVT | BOND CONVERTIBLE | 91680MAB3 |  | 398003 | 750000 | PRN |  | SOLE |  | 750000 | 0 | 0 |
| VALLEY NATIONAL BANCORP | EQUITY | 919794107 |  | 578529 | 51152 | SH |  | SOLE |  | 51152 | 0 | 0 |
| VALUE LINE INC | EQUITY | 920437100 |  | 1617984 | 31800 | SH |  | SOLE |  | 31800 | 0 | 0 |
| VERINT SYSTEMS INC 0.250 04/15/26 CVT | BOND CONVERTIBLE | 92343XAC4 |  | 802401 | 925000 | PRN |  | SOLE |  | 925000 | 0 | 0 |
| VERITONE INC 1.750 11/15/26 CVT | BOND CONVERTIBLE | 92347MAB6 |  | 574284 | 1056000 | PRN |  | SOLE |  | 1056000 | 0 | 0 |
| VIAD CORP | EQUITY | 92552R406 |  | 1211207 | 49660 | SH |  | SOLE |  | 49660 | 0 | 0 |
| VILLAGE SUPER MARKET-CLASS A | EQUITY | 927107409 |  | 2607246 | 111947 | SH |  | SOLE |  | 111947 | 0 | 0 |
| VISHAY PRECISION GROUP | EQUITY | 92835K103 |  | 2280814 | 59012 | SH |  | SOLE |  | 59012 | 0 | 0 |
| WABASH NATIONAL CORP | EQUITY | 929566107 |  | 1191020 | 52700 | SH |  | SOLE |  | 52700 | 0 | 0 |
| WASHINGTON TRUST BANCORP | EQUITY | 940610108 |  | 2071202 | 43900 | SH |  | SOLE |  | 43900 | 0 | 0 |
| WATERSTONE FINANCIAL INC | EQUITY | 94188P101 |  | 1289552 | 74800 | SH |  | SOLE |  | 74800 | 0 | 0 |
| WEBSTER FINANCIAL CORP | EQUITY | 947890109 |  | 568175 | 12002 | SH |  | SOLE |  | 12002 | 0 | 0 |
| WESTERN NEW ENGLAND BANCORP | EQUITY | 958892101 |  | 800127 | 84580 | SH |  | SOLE |  | 84580 | 0 | 0 |
| WILLAMETTE VALLEY VINEYARDS | EQUITY | 969136100 |  | 137243 | 23000 | SH |  | SOLE |  | 23000 | 0 | 0 |
| WILLDAN GROUP INC | EQUITY | 96924N100 |  | 1517250 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| WILLIAMS INDUSTRIAL SERVICES | EQUITY | 96951A104 |  | 11323 | 11100 | SH |  | SOLE |  | 11100 | 0 | 0 |
| WINNEBAGO INDUSTRIES | EQUITY | 974637100 |  | 1934090 | 36700 | SH |  | SOLE |  | 36700 | 0 | 0 |
| WORKIVA INC 1.125 08/15/26 CVT | BOND CONVERTIBLE | 98139AAB1 |  | 741852 | 600000 | PRN |  | SOLE |  | 600000 | 0 | 0 |
| WORLD WRESTLING ENTERTAIN-A | EQUITY | 98156Q108 |  | 1370400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| YORK WATER CO | EQUITY | 987184108 |  | 1799515 | 40007 | SH |  | SOLE |  | 40007 | 0 | 0 |
| ZSCALER INC. 0.125 07/01/25 CVT | BOND CONVERTIBLE | 98980GAB8 |  | 710498 | 675000 | PRN |  | SOLE |  | 675000 | 0 | 0 |

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