# EDGAR Filing Document

**Accession Number:** 0001910660
**File Stem:** 0001085146-23-000700
**Filing Date:** 2023-2
**Character Count:** 12109
**Document Hash:** 07d4952b49aef0e3b29f8383284fe81c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000700.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001085146-23-000700

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Horizon Family Wealth, Inc.
- **CENTRAL INDEX KEY:** 0001910660
- **IRS NUMBER:** 871033273
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21852
- **FILM NUMBER:** 23592038

**BUSINESS ADDRESS:**
- **STREET 1:** 150 NORTH WACKER DRIVE
- **STREET 2:** UNIT 2010
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-442-9192

**MAIL ADDRESS:**
- **STREET 1:** 150 NORTH WACKER DRIVE
- **STREET 2:** UNIT 2010
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Horizon Family Wealth Inc.<br>**Address:** 150 NORTH WACKER DRIVE<br>UNIT 2010<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-21852

**CRD Number (if applicable):** 000315484

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Blane Shea<br>**Title:** Chief Compliance Officer<br>**Phone:** 312-442-9192

**Signature, Place, and Date of Signing:**

/s/Blane Shea  Chicago, IL  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 78

**Form 13F Information Table Value Total:** $86835550

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 61143 | 693 | SH |  | OTR |  | 0 | 0 | 693 |
| ALPHABET INC | CAP STK CL A | 02079K305 | BBG009S39JY5 | 365008 | 4137 | SH |  | SOLE |  | 0 | 0 | 4137 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 48720 | 580 | SH |  | OTR |  | 0 | 0 | 580 |
| AMAZON COM INC | COM | 023135106 | BBG001S5PQL7 | 268044 | 3191 | SH |  | SOLE |  | 0 | 0 | 3191 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | BBG001S8X7P0 | 14713 | 89 | SH |  | OTR |  | 0 | 0 | 89 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | BBG001S8X7P0 | 223542 | 1349 | SH |  | SOLE |  | 0 | 0 | 1349 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 927192 | 7136 | SH |  | SOLE |  | 0 | 0 | 7136 |
| APPLE INC | COM | 037833100 | BBG001S5N8V8 | 232768 | 1791 | SH |  | OTR |  | 0 | 0 | 1791 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | BBG001SB80N8 | 175338 | 2586 | SH |  | SOLE |  | 0 | 0 | 2586 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | BBG001SB80N8 | 29024 | 429 | SH |  | OTR |  | 0 | 0 | 429 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 54366 | 176 | SH |  | OTR |  | 0 | 0 | 176 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | BBG001S90346 | 655795 | 2123 | SH |  | SOLE |  | 0 | 0 | 2123 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 288211 | 1513 | SH |  | SOLE |  | 0 | 0 | 1513 |
| BOEING CO | COM | 097023105 | BBG001S5P0V3 | 9715 | 51 | SH |  | OTR |  | 0 | 0 | 51 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 310717 | 556 | SH |  | SOLE |  | 0 | 0 | 556 |
| BROADCOM INC | COM | 11135F101 | BBG00KHY5SY8 | 61401 | 110 | SH |  | OTR |  | 0 | 0 | 110 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 37036 | 777 | SH |  | OTR |  | 0 | 0 | 777 |
| CISCO SYS INC | COM | 17275R102 | BBG001S6HC62 | 274565 | 5763 | SH |  | SOLE |  | 0 | 0 | 5763 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 422786 | 986 | SH |  | SOLE |  | 0 | 0 | 986 |
| DEERE  CO | COM | 244199105 | BBG001S5QFF7 | 16825 | 39 | SH |  | OTR |  | 0 | 0 | 39 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | BBG001S723L9 | 555733 | 9419 | SH |  | SOLE |  | 0 | 0 | 9419 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | BBG001ST6916 | 300993 | 4574 | SH |  | SOLE |  | 0 | 0 | 4574 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 | BBG001ST6961 | 1086370 | 11883 | SH |  | SOLE |  | 0 | 0 | 11883 |
| FLEXSHARES TR | M STAR DEV MKT | 33939L803 | BBG003FMHM01 | 330241 | 5473 | SH |  | SOLE |  | 0 | 0 | 5473 |
| FLEXSHARES TR | QUALT DIVD IDX | 33939L860 | BBG003QD4F80 | 692611 | 13168 | SH |  | SOLE |  | 0 | 0 | 13168 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | BBG00BDMWQF3 | 7835211 | 272245 | SH |  | SOLE |  | 0 | 0 | 272245 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | BBG00B0SKXY1 | 14059822 | 184682 | SH |  | SOLE |  | 0 | 0 | 184682 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 15425 | 45 | SH |  | OTR |  | 0 | 0 | 45 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | BBG001SC07Z6 | 215230 | 627 | SH |  | SOLE |  | 0 | 0 | 627 |
| INTUIT | COM | 461202103 | BBG001S6TWR2 | 429715 | 1104 | SH |  | SOLE |  | 0 | 0 | 1104 |
| INTUIT | COM | 461202103 | BBG001S6TWR2 | 17579 | 45 | SH |  | OTR |  | 0 | 0 | 45 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 46137V746 | BBG001S9FH85 | 2045158 | 34234 | SH |  | SOLE |  | 0 | 0 | 34234 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG VALU | 46137V738 | BBG001SJW5C5 | 2293806 | 48742 | SH |  | SOLE |  | 0 | 0 | 48742 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | BBG003HC3DG9 | 476075 | 10194 | SH |  | SOLE |  | 0 | 0 | 10194 |
| ISHARES TR | COHEN STEER REIT | 464287564 | BBG001SDX760 | 889931 | 16228 | SH |  | SOLE |  | 0 | 0 | 16228 |
| ISHARES TR | CORE S SCP ETF | 464287804 | BBG001SFC7W9 | 2894444 | 30584 | SH |  | SOLE |  | 0 | 0 | 30584 |
| ISHARES TR | INTL EQTY FACTOR | 46434V274 | BBG008LPBS09 | 2366059 | 96178 | SH |  | SOLE |  | 0 | 0 | 96178 |
| ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 3005236 | 32401 | SH |  | SOLE |  | 0 | 0 | 32401 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | BBG001SZV978 | 1394718 | 13218 | SH |  | SOLE |  | 0 | 0 | 13218 |
| ISHARES TR | S 500 GRWT ETF | 464287309 | BBG001S561Q8 | 5276048 | 90189 | SH |  | SOLE |  | 0 | 0 | 90189 |
| ISHARES TR | U.S. FIN SVC ETF | 464287770 | BBG001SFGXS3 | 229294 | 1456 | SH |  | SOLE |  | 0 | 0 | 1456 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | 46641Q373 | BBG00QRCN9C8 | 1348348 | 27168 | SH |  | SOLE |  | 0 | 0 | 27168 |
| J P MORGAN EXCHANGE TRADED F | BETBULD MSCI | 46641Q738 | BBG00L53HC42 | 388334 | 4759 | SH |  | SOLE |  | 0 | 0 | 4759 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 435916 | 3251 | SH |  | SOLE |  | 0 | 0 | 3251 |
| JPMORGAN CHASE  CO | COM | 46625H100 | BBG001S8CRC3 | 48674 | 363 | SH |  | OTR |  | 0 | 0 | 363 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 202073 | 842 | SH |  | OTR |  | 0 | 0 | 842 |
| MICROSOFT CORP | COM | 594918104 | BBG001S5TD05 | 375473 | 1566 | SH |  | SOLE |  | 0 | 0 | 1566 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 199648 | 1105 | SH |  | SOLE |  | 0 | 0 | 1105 |
| PEPSICO INC | COM | 713448108 | BBG001S695T1 | 56507 | 312 | SH |  | OTR |  | 0 | 0 | 312 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 58825 | 388 | SH |  | OTR |  | 0 | 0 | 388 |
| PROCTER AND GAMBLE CO | COM | 742718109 | BBG001S5V4L9 | 184492 | 1217 | SH |  | SOLE |  | 0 | 0 | 1217 |
| PROLOGIS INC. | COM | 74340W103 | BBG001S5NMN6 | 33131 | 294 | SH |  | OTR |  | 0 | 0 | 294 |
| PROLOGIS INC. | COM | 74340W103 | BBG001S5NMN6 | 212032 | 1881 | SH |  | SOLE |  | 0 | 0 | 1881 |
| RAYMOND JAMES FINL INC | COM | 754730109 | BBG001S5VQ03 | 236458 | 2213 | SH |  | SOLE |  | 0 | 0 | 2213 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | BBG001S7T1S7 | 383083 | 4380 | SH |  | SOLE |  | 0 | 0 | 4380 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | BBG001S7T223 | 564886 | 16517 | SH |  | SOLE |  | 0 | 0 | 16517 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | BBG001S7SCQ6 | 1932341 | 14224 | SH |  | SOLE |  | 0 | 0 | 14224 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | BBG001S7R733 | 209817 | 2701 | SH |  | SOLE |  | 0 | 0 | 2701 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | BBG001S7TCZ5 | 1095499 | 8803 | SH |  | SOLE |  | 0 | 0 | 8803 |
| SPDR SER TR | PRTFLO S VL | 78464A508 | BBG001SG4284 | 3601496 | 92607 | SH |  | SOLE |  | 0 | 0 | 92607 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 | BBG001SG4275 | 700174 | 9692 | SH |  | SOLE |  | 0 | 0 | 9692 |
| SPDR SER TR | S BK ETF | 78464A797 | BBG001SPTB32 | 614717 | 13615 | SH |  | SOLE |  | 0 | 0 | 13615 |
| SYNOPSYS INC | COM | 871607107 | BBG001S5VTR8 | 213286 | 668 | SH |  | SOLE |  | 0 | 0 | 668 |
| SYNOPSYS INC | COM | 871607107 | BBG001S5VTR8 | 2874 | 9 | SH |  | OTR |  | 0 | 0 | 9 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | BBG001S5WWW4 | 5948 | 80 | SH |  | OTR |  | 0 | 0 | 80 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | BBG001S5WWW4 | 209317 | 2810 | SH |  | SOLE |  | 0 | 0 | 2810 |
| T-MOBILE US INC | COM | 872590104 | BBG001SKR9Y6 | 288540 | 2061 | SH |  | SOLE |  | 0 | 0 | 2061 |
| T-MOBILE US INC | COM | 872590104 | BBG001SKR9Y6 | 13720 | 98 | SH |  | OTR |  | 0 | 0 | 98 |
| UDR INC | COM | 902653104 | BBG001S6KCT3 | 592174 | 15290 | SH |  | SOLE |  | 0 | 0 | 15290 |
| UDR INC | COM | 902653104 | BBG001S6KCT3 | 1537 | 40 | SH |  | OTR |  | 0 | 0 | 40 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 192573 | 1108 | SH |  | SOLE |  | 0 | 0 | 1108 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | BBG001SDGSH1 | 29271 | 168 | SH |  | OTR |  | 0 | 0 | 168 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 | BBG001TC6MJ4 | 770879 | 4713 | SH |  | SOLE |  | 0 | 0 | 4713 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | BBG001SHTTS4 | 8900273 | 41764 | SH |  | SOLE |  | 0 | 0 | 41764 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | BBG001SHVTS1 | 8795022 | 43153 | SH |  | SOLE |  | 0 | 0 | 43153 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 | BBG001TC6MC1 | 1167786 | 3324 | SH |  | SOLE |  | 0 | 0 | 3324 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 1423533 | 7756 | SH |  | SOLE |  | 0 | 0 | 7756 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | BBG001SP7T00 | 460285 | 9180 | SH |  | SOLE |  | 0 | 0 | 9180 |

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