# EDGAR Filing Document

**Accession Number:** 0001870117
**File Stem:** 0001752724-23-058604
**Filing Date:** 2023-3
**Character Count:** 73597
**Document Hash:** 414d0d99fe641c40bd2b5d50c159bee2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-058604.hdr.sgml**: 20230316

**ACCESSION NUMBER**: 0001752724-23-058604

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230316

**DATE AS OF CHANGE**: 20230316

**EFFECTIVENESS DATE**: 20230316

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Capital Group Fixed Income ETF Trust
- **CENTRAL INDEX KEY:** 0001870117
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23738
- **FILM NUMBER:** 23738062

**BUSINESS ADDRESS:**
- **STREET 1:** 6455 IRVINE CENTER DRIVE
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** (213) 486-9200

**MAIL ADDRESS:**
- **STREET 1:** 333 SOUTH HOPE STREET, 55TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Capital Group Core Plus Income ETF
- **DATE OF NAME CHANGE:** 20210629

## Series and Classes Contracts Data

### Capital Group Core Plus Income ETF (Series ID: S000074251)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000231860 | Share Class  | CGCP            |

### Capital Group Municipal Income ETF (Series ID: S000077686)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000238174 | Share Class  | CGMU            |

### Capital Group Short Duration Income ETF (Series ID: S000077687)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000238175 | Share Class  | CGSD            |

### Capital Group U.S. Multi-Sector Income ETF (Series ID: S000077688)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000238176 | Share Class  | CGMS            |

## Internal

**Report of Independent Registered Public Accounting Firm**

To the Board of Trustees of Capital Group Fixed Income ETF Trust and Shareholders of Capital Group Core Plus Income ETF, Capital Group Municipal Income ETF, Capital Group U.S. Multi-Sector Income ETF and Capital Group Short Duration Income ETF

In planning and performing our audits of the financial statements of Capital Group Core Plus Income ETF, Capital Group Municipal Income ETF, Capital Group U.S. Multi-Sector Income ETF and Capital Group Short Duration Income ETF (constituting Capital Group Fixed Income ETF Trust, hereafter collectively referred to as the "Funds") as of and for the periods ended December 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2022.

This report is intended solely for the information and use of the Board of Trustees of Capital Group Fixed Income ETF Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/PricewaterhouseCoopers LLP

Los Angeles, California

February 14, 2023

PricewaterhouseCoopers LLP, 601 South Figueroa Street, Los Angeles, CA 90017 T: (213) 356-6000, F: (813) 637 4444, www .pwc.com/us

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001870117

## N-CEN: Series/Class (Contract) Information

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2022-12-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** Yes

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** Capital Group Fixed Income ETF Trust

- **Item B.1.b - Investment Company Act file number:** 811-23738

- **Item B.1.c - CIK:** 0001870117

- **Item B.1.d - LEI:** 549300E5VFNPOBZRHM30

- **Item B.2.a - Street 1:** 6455 Irvine Center Drive

- **Item B.2.b - City:** Irvine

- **Item B.2.c - State:** CA

- **Item B.2.e - Zip Code:** 92618

- **Item B.2.f - Telephone:** 949-975-5000

- **Item B.2.g - Public Website:** capitalgroup.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Capital Research and Management Company

- **b. Street 1:** 6455 Irvine Center Drive

- **c. City:** Irvine

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 92618

- **g. Telephone number:** 949-975-5000

- **h. Briefly describe the books and records kept at this location:** Fund accounting and transaction settlement records

- **Item B.4.a - Is this the first filing by the Registrant?:** Yes

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** Capital Group Fund Group

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 4

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                       | Is Interested Person?   | Other Investment Company File Numbers                                                                                                                                                                |
|:---|:---|:---|
| Leslie Stone Heisz         | No                      | 811-23468, 811-23734, 811-23737, 811-23736, 811-23735, 811-23733, 811-23469, 811-22349, 811-23467, 811-04692                                                                                         |
| Vanessa C. L. Chang        | No                      | 811-09105, 811-22215, 811-22349, 811-23735, 811-01880, 811-03734, 811-00066, 811-23468, 811-02333, 811-22881, 811-23737, 811-04692, 811-23734, 811-23736, 811-23733, 811-23467, 811-23469            |
| William D. Jones           | No                      | 811-01880, 811-23468, 811-23734, 811-00066, 811-00116, 811-04692, 811-23736, 811-23735, 811-22349, 811-23469, 811-23467, 811-01435, 811-22881, 811-23733, 811-22496, 811-00572, 811-23737, 811-22215 |
| Jennifer C. Feikin         | No                      | 811-23467, 811-22349, 811-23734, 811-23736, 811-23737, 811-04692, 811-23735, 811-23469, 811-23733, 811-23468                                                                                         |
| William L. Robbins         | Yes                     | 811-23736, 811-22496, 811-23735, 811-23734, 811-01435, 811-00116, 811-23733, 811-23737, 811-00572                                                                                                    |
| Pablo R. Gonzalez Guajardo | No                      | 811-23735, 811-03734, 811-09105, 811-00116, 811-23737, 811-23736, 811-01435, 811-04692, 811-23733, 811-23467, 811-02333, 811-00572, 811-22496, 811-23468, 811-22349, 811-23734, 811-23469            |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Jane M. Scofield

- **b. CRD Number, if any:** N/A

- **c. Street Address 1:** 333 South Hope Street 55th

- **d. City:** Los Angeles

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 90071

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-32077

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** American Funds Distributors, Inc.

- **ii. SEC file number:** 8-17168

- **iii. CRD number:** 000006247

- **iv. LEI, if any:** 0000000000

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Capital Group Municipal Income ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Capital Group Municipal Income ETF

- **b. Series identification number, if any:** S000077686

- **c. LEI:** 549300M8UXB0BFPGV126

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Share Class             | C000238174                                | CGMU                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Capital Research and Management Company

- **ii. SEC file number:** 801-8055

- **iii. CRD number:** 000110885

- **iv. LEI, if any:** M02M7XSKLMK96MWKNF95

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** SIX Financial Information AG

- **ii. LEI, if any, or provide and describe other identifying number:** 506700D369548LQDC335

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Virtu Itg Solutions Network LLC

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Refinitiv US LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800HQORQAP68CJJ04

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 7**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any, or other identifying number:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** American Funds Distributors, Inc.

- **b. SEC file number:** 8-17168

- **c. CRD number:** 000006247

- **d. LEI, if any:** 0000000000

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                                             | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Barclays Bank PLC                                                | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $47,490,974.00            |
| Jefferies LLC                                                    | 8-15074           | 000002347    | 58PU97L1C0WSRCWADL48 | NY      | US        | $1,822,106.00             |
| Wells Fargo Securities, LLC                                      | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $7,634,968.00             |
| Morgan Stanley & Co. LLC                                         | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $4,141,962.00             |
| RBC Capital Markets, LLC                                         | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $4,567,032.00             |
| Truist Securities, Inc.                                          | 8-17212           | 000006271    | CSVTK36R0PNGXEM7NS14 | GA      | US        | $1,748,010.00             |
| Citigroup Global Markets Inc.                                    | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $6,701,603.00             |
| Mesirow Financial Investment Management, Inc.                    | 8-28816           | 000002764    | IWFK35GSRKL2OLE5C129 | IL      | US        | $1,760,310.00             |
| J.P. Morgan Securities LLC                                       | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $14,343,415.00            |
| Bank of America, National Association (New York, NY, US, Branch) | 8-69787           | 000283942    | B4TYDEB6GKMZO031MB27 | NY      | US        | $17,924,805.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $118,518,666.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $50,255,196.68

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 2 - Capital Group Core Plus Income ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Capital Group Core Plus Income ETF

- **b. Series identification number, if any:** S000074251

- **c. LEI:** 549300D15HR3L1WV1T24

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Share Class             | C000231860                                | CGCP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Capital Research and Management Company

- **ii. SEC file number:** 801-8055

- **iii. CRD number:** 000110885

- **iv. LEI, if any:** M02M7XSKLMK96MWKNF95

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800HQORQAP68CJJ04

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** SIX Financial Information AG

- **ii. LEI, if any, or provide and describe other identifying number:** 506700D369548LQDC335

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 7**

- **i. Full name:** Virtu Itg Solutions Network LLC

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any, or other identifying number:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** American Funds Distributors, Inc.

- **b. SEC file number:** 8-17168

- **c. CRD number:** 000006247

- **d. LEI, if any:** 0000000000

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                                             | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Citigroup Global Markets Inc.                                    | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $302,925,937.00           |
| Credit Suisse AG                                                 | N/A               | N/A          | ANGGYXNX0JLX3X63JN86 |  |  | $342,549,372.00           |
| Barclays Bank PLC                                                | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $115,458,454.00           |
| RBC Capital Markets, LLC                                         | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $45,920,841.00            |
| Goldman Sachs & Co. LLC                                          | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $347,414,781.00           |
| BNP Paribas                                                      | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $56,313,305.00            |
| J.P. Morgan Securities LLC                                       | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $319,901,970.00           |
| Bank of America, National Association (New York, NY, US, Branch) | 8-69787           | 000283942    | B4TYDEB6GKMZO031MB27 | NY      | US        | $39,740,436.00            |
| Morgan Stanley & Co. LLC                                         | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $611,183,486.00           |
| BMO Capital Markets Corp.                                        | 8-34344           | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $44,637,743.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,359,971,401.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $255,678,222.10

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $1,500,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** JPMORGAN CHASE BANK, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                              | SEC File number   |
|:---|:---|
| The Tax-Exempt Bond Fund of America                                       | 811-02421         |
| American Balanced Fund                                                    | 811-00066         |
| EuroPacific Growth Fund                                                   | 811-03734         |
| International Growth and Income Fund                                      | 811-22215         |
| American Funds Insurance Series Capital Income Builder                    | 811-03857         |
| American Funds Insurance Series International Growth and Income Fund      | 811-03857         |
| American Funds Insurance Series New World Fund                            | 811-03857         |
| American High-Income Trust                                                | 811-05364         |
| American Funds Fundamental Investors                                      | 811-00032         |
| American Funds Emerging Markets Bond Fund                                 | 811-23122         |
| American Funds Insurance Series Growth Fund                               | 811-03857         |
| The Income Fund of America                                                | 811-01880         |
| American Funds Inflation Linked Bond Fund                                 | 811-22746         |
| American Funds Insurance Series Washington Mutual Investors Fund          | 811-03857         |
| Capital Group Core Equity ETF                                             | 811-23735         |
| Capital World Bond Fund                                                   | 811-05104         |
| American Funds Insurance Series Ultra-Short Bond Fund                     | 811-03857         |
| American Funds Mortgage Fund                                              | 811-22449         |
| Capital Group Central Corporate Bond Fund                                 | 811-23633         |
| The Growth Fund of America                                                | 811-00862         |
| Washington Mutual Investors Fund                                          | 811-00604         |
| American Funds International Vantage Fund                                 | 811-23467         |
| American Funds Global Balanced Fund                                       | 811-22496         |
| American Funds Corporate Bond Fund                                        | 811-22744         |
| Short-Term Bond Fund of America                                           | 811-21928         |
| American Funds Insurance Series Capital World Growth and Income Fund      | 811-03857         |
| The American Funds Tax-Exempt Series II The Tax-Exempt Fund of California | 811-04694         |
| American Funds Insurance Series Global Small Capitalization Fund          | 811-03857         |
| American Funds Multi-Sector Income Fund                                   | 811-23409         |
| American Funds Insurance Series Capital World Bond Fund                   | 811-03857         |
| American Funds Insurance Series Global Growth Fund                        | 811-03857         |
| Capital Group California Short-Term Municipal Fund                        | 811-22349         |
| AMCAP Fund                                                                | 811-01435         |
| Capital Group U.S. Equity Fund                                            | 811-23469         |
| American High-Income Municipal Bond Fund                                  | 811-08576         |
| Capital Group Growth ETF                                                  | 811-23733         |
| American Funds Tax-Exempt Fund of New York                                | 811-22448         |
| Capital Group Global Growth Equity ETF                                    | 811-23737         |
| New Perspective Fund                                                      | 811-02333         |
| American Funds Insurance Series International Fund                        | 811-03857         |
| SMALLCAP World Fund, Inc.                                                 | 811-05888         |
| American Funds Insurance Series U.S. Government Securities Fund           | 811-03857         |
| American Funds Insurance Series - American Funds Global Balanced Fund     | 811-03857         |
| American Funds U.S. Government Money Market Fund                          | 811-22277         |
| Limited Term Tax-Exempt Bond Fund of America                              | 811-07888         |
| Capital World Growth and Income Fund                                      | 811-07338         |
| The American Funds Income Series U.S. Government Securities Fund          | 811-04318         |
| American Funds Insurance Series American Funds Mortgage Fund              | 811-03857         |
| American Funds Developing World Growth and Income Fund                    | 811-22881         |
| American Funds Short-Term Tax-Exempt Bond Fund                            | 811-05750         |
| The New Economy Fund                                                      | 811-03735         |
| The Bond Fund of America                                                  | 811-02444         |
| Capital Income Builder                                                    | 811-05085         |
| American Funds Global Insight Fund                                        | 811-23468         |
| Capital Group Dividend Value ETF                                          | 811-23736         |
| American Funds Strategic Bond Fund                                        | 811-23101         |
| Intermediate Bond Fund of America                                         | 811-05446         |
| American Funds Insurance Series Growth-Income Fund                        | 811-03857         |
| Emerging Markets Growth Fund, Inc.                                        | 811-04692         |
| The Investment Company of America                                         | 811-00116         |
| American Mutual Fund                                                      | 811-00572         |
| Capital Group California Core Municipal Fund                              | 811-22349         |
| New World Fund, Inc.                                                      | 811-09105         |
| Capital Group International Focus Equity ETF                              | 811-23734         |
| American Funds Insurance Series The Bond Fund of America                  | 811-03857         |
| American Funds Insurance Series American High-Income Trust                | 811-03857         |
| American Funds Insurance Series Asset Allocation Fund                     | 811-03857         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 3 - Capital Group U.S. Multi-Sector Income ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Capital Group U.S. Multi-Sector Income ETF

- **b. Series identification number, if any:** S000077688

- **c. LEI:** 549300AKWBSLXATYUD16

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Share Class             | C000238176                                | CGMS                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Capital Research and Management Company

- **ii. SEC file number:** 801-8055

- **iii. CRD number:** 000110885

- **iv. LEI, if any:** M02M7XSKLMK96MWKNF95

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Virtu Itg Solutions Network LLC

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** SIX Financial Information AG

- **ii. LEI, if any, or provide and describe other identifying number:** 506700D369548LQDC335

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Refinitiv US LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800HQORQAP68CJJ04

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 7**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any, or other identifying number:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** American Funds Distributors, Inc.

- **b. SEC file number:** 8-17168

- **c. CRD number:** 000006247

- **d. LEI, if any:** 0000000000

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                                             | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Mitsubishi UFJ Financial Group, Inc.                             | N/A               | N/A          | 353800V2V8PUY9TK3E06 |  |  | $1,664,959.00             |
| Nomura Securities International, Inc.                            | 8-15255           | 000004297    | OXTKY6Q8X53C9ILVV871 | NY      | US        | $5,844,140.00             |
| J.P. Morgan Securities LLC                                       | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $14,494,340.00            |
| The Bank of New York Mellon Corporation                          | 8-35255           | 000017454    | WFLLPEPC7FZXENRZV188 | NY      | US        | $1,998,808.00             |
| Morgan Stanley & Co. LLC                                         | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $2,581,967.00             |
| Mizuho Bank, Ltd.                                                | N/A               | N/A          | RB0PEZSDGCO3JS6CEU02 |  |  | $2,305,325.00             |
| Citigroup Global Markets Inc.                                    | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $7,723,486.00             |
| Bank of America, National Association (New York, NY, US, Branch) | 8-69787           | 000283942    | B4TYDEB6GKMZO031MB27 | NY      | US        | $7,986,906.00             |
| Barclays Bank PLC                                                | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $22,679,379.00            |
| Goldman Sachs & Co. LLC                                          | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $7,022,364.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $84,849,085.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $58,915,764.08

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 4 - Capital Group Short Duration Income ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Capital Group Short Duration Income ETF

- **b. Series identification number, if any:** S000077687

- **c. LEI:** 549300FEHF1DFHRICD05

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Share Class             | C000238175                                | CGSD                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Capital Research and Management Company

- **ii. SEC file number:** 801-8055

- **iii. CRD number:** 000110885

- **iv. LEI, if any:** M02M7XSKLMK96MWKNF95

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Virtu Itg Solutions Network LLC

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Refinitiv US LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800HQORQAP68CJJ04

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** SIX Financial Information AG

- **ii. LEI, if any, or provide and describe other identifying number:** 506700D369548LQDC335

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 7**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any, or other identifying number:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** American Funds Distributors, Inc.

- **b. SEC file number:** 8-17168

- **c. CRD number:** 000006247

- **d. LEI, if any:** 0000000000

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                                             | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Barclays Bank PLC                                                | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $3,986,803.00             |
| Stonex Financial Inc.                                            | 8-51269           | 000045993    | 549300LNKU6K5TJCRG93 | FL      | US        | $1,277,872.00             |
| Bank of America, National Association (New York, NY, US, Branch) | 8-69787           | 000283942    | B4TYDEB6GKMZO031MB27 | NY      | US        | $18,194,790.00            |
| Mitsubishi UFJ Financial Group, Inc.                             | N/A               | N/A          | 353800V2V8PUY9TK3E06 |  |  | $917,058.00               |
| Wells Fargo Securities, LLC                                      | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $9,660,662.00             |
| Citigroup Global Markets Inc.                                    | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $25,610,094.00            |
| Morgan Stanley & Co. LLC                                         | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $10,027,266.00            |
| J.P. Morgan Securities LLC                                       | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,637,208.00             |
| Goldman Sachs & Co. LLC                                          | 8-129             | 000000361    | FOR8UP27PHTHYVLBNG30 | NY      | US        | $21,616,076.00            |
| Deutsche Bank Aktiengesellschaft                                 | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $647,180.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $95,729,994.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $51,440,352.37

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

## Part E: Additional Questions for ETFs and ETMFs

### Capital Group Municipal Income ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** CGMU

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Virtu Americas LLC                        | $1,581,153.18    | $0.00          |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00          |
| Pershing LLC                              | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $3,137,300.64    | $0.00          |
| Goldman Sachs & Co. LLC                   | $14,154,143.34   | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $53,489,388.90   | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 60,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 91.01%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $121.43

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.14%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Capital Group Core Plus Income ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** CGCP

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Pershing LLC                              | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $15,568,490.40   | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| Virtu Americas LLC                        | $51,653,049.36   | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $405,930,482.22  | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00          |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $9,399,085.08    | $0.00          |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 60,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 20.57%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $250.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Capital Group U.S. Multi-Sector Income ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** CGMS

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                   | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00          |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $0.00            | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $69,784,013.10   | $0.00          |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00          |
| Pershing LLC                              | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 60,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 29.93%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $250.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.06%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Capital Group Short Duration Income ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** CGSD

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Credit Suisse Securities (USA) LLC        | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $89,176,659.54   | $0.00          |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| Pershing LLC                              | $0.00            | $0.00          |
| ABN AMRO Clearing Chicago LLC             | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 60,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 48.92%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $250.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.07%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** Capital Group Fixed Income ETF Trust

**Date:** 2023-03-15

**Signature:** Troy Tanner

**Title:** Treasurer