# EDGAR Filing Document

**Accession Number:** 0001402594
**File Stem:** 0001402594-26-000001
**Filing Date:** 2026-4
**Character Count:** 2668
**Document Hash:** f5f4da59aa9e08c5b83fffe2c2ce570f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001402594-26-000001.hdr.sgml**: 20260408

**ACCESSION NUMBER**: 0001402594-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20241231

**FILED AS OF DATE**: 20260408

**DATE AS OF CHANGE**: 20260408

**EFFECTIVENESS DATE**: 20260408

**PERIOD START**: 20240101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PHX FINANCIAL, INC.
- **CENTRAL INDEX KEY:** 0001402594

**ORGANIZATION NAME:**
- **EIN:** 412225155
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67653
- **FILM NUMBER:** 26847299

**BUSINESS ADDRESS:**
- **STREET 1:** 100 WALL STREET
- **STREET 2:** FLOOR 10
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 212-776-4197

**MAIL ADDRESS:**
- **STREET 1:** 100 WALL STREET
- **STREET 2:** FLOOR 10
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLACKWALL CAPITAL MARKETS, INC.
- **DATE OF NAME CHANGE:** 20140505

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PHX FINANCIAL, INC.
- **DATE OF NAME CHANGE:** 20140505

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLACKWALL CAPITAL MARKETS, INC.
- **DATE OF NAME CHANGE:** 20120515

### Attached PDF Documents

**Attachment 1:** `phx24fspublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001402594

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2024

**Report Period End Date:** 12-31-2024

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PHX FINANCIAL, INC.

**Business Address:** 100 WALL STREET, FLOOR 10, NEW YORK, NY, 10005

**Contact Person:** Robert Gilman

**Contact Phone:** 561-771-0036

### Independent Public Accountant Identification

**Accountant Name:** Sanville & Company

**Accountant Address:** 2617 Huntingdon Pike, Huntingdon Valley, PA, 19006

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kevin Chen**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PHX FINANCIAL, INC.**, as of **12-31-2024**, are true and correct.

**Signature:** Kevin Chen

**Title:** CEO