# EDGAR Filing Document

**Accession Number:** 0001592065
**File Stem:** 9999999997-23-002346
**Filing Date:** 2023-2
**Character Count:** 1235
**Document Hash:** 37e18b5683d0549515bf56f3eedb465e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002346.hdr.sgml**: 20230503

**ACCESSION NUMBER**: 9999999997-23-002346

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230503

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROCKDALE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001592065
- **IRS NUMBER:** 463756614
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69392
- **FILM NUMBER:** 23000449

**BUSINESS ADDRESS:**
- **STREET 1:** 1123 BROADWAY
- **STREET 2:** SUITE 1200
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 215-816-2800

**MAIL ADDRESS:**
- **STREET 1:** 1123 BROADWAY
- **STREET 2:** SUITE 1200
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPENCER PIERCE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20131114

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000449 for access to the original document.

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