# EDGAR Filing Document

**Accession Number:** 0001964236
**File Stem:** 0001705819-23-000037
**Filing Date:** 2023-2
**Character Count:** 28078
**Document Hash:** 1986638bbe162c71e21caacc3ce946ee
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001705819-23-000037.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001705819-23-000037

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GRITSTONE ASSET MANAGEMENT LLC
- **CENTRAL INDEX KEY:** 0001964236
- **IRS NUMBER:** 825069662
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22852
- **FILM NUMBER:** 23634002

**BUSINESS ADDRESS:**
- **STREET 1:** 4800 HAMPDEN LANE
- **STREET 2:** SUITE 200
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814
- **BUSINESS PHONE:** 240-470-7001

**MAIL ADDRESS:**
- **STREET 1:** 4800 HAMPDEN LANE
- **STREET 2:** SUITE 200
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** GRITSTONE ASSET MANAGEMENT LLC<br>**Address:** 4800 Hampden Lane<br>Suite 200<br>Bethesda, MD 20814

**Form 13F File Number:** 028-22852

**CRD Number (if applicable):** 000298500

**SEC File Number (if applicable):** 801-126531

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nicholas Skibo<br>**Title:** Managing Partner<br>**Phone:** 240-470-7001

**Signature, Place, and Date of Signing:**

Nicholas Skibo  Bethesda, MD  02-15-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 213

**Form 13F Information Table Value Total:** $78598139

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 7 ACQUISITION CORPORATION | *W EXP 11/05/202 | G80694113 |  | 60685 | 683388 | SH |  | SOLE |  | 683388 | 0 | 0 |
| ABG ACQUISITION CORP I | CL A SHS | G00496102 |  | 132653 | 13147 | SH |  | SOLE |  | 13147 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 28063 | 233856 | SH |  | SOLE |  | 233856 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | UNIT 99/99/9999 | 005029202 |  | 1414723 | 141898 | SH |  | SOLE |  | 141898 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | SHS CL A | G01109100 |  | 631260 | 63000 | SH |  | SOLE |  | 63000 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 |  | 45795 | 610597 | SH |  | SOLE |  | 610597 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | UNIT 99/99/9999 | G01109118 |  | 776954 | 77463 | SH |  | SOLE |  | 77463 | 0 | 0 |
| AHREN ACQUISITION CORP | *W EXP 12/09/202 | G01322125 |  | 74478 | 930978 | SH |  | SOLE |  | 930978 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | UNIT 03/31/2028 | G63290129 |  | 102000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 28820 | 655000 | SH |  | SOLE |  | 655000 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 |  | 12000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 813033 | 81959 | SH |  | SOLE |  | 81959 | 0 | 0 |
| AMCI ACQUISITION CORP II | CLASS A COM | 00166R100 |  | 153792 | 15410 | SH |  | SOLE |  | 15410 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 88550 | 805000 | SH |  | SOLE |  | 805000 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 480118 | 47916 | SH |  | SOLE |  | 47916 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | UNIT 01/27/2026 | 03737A200 |  | 149780 | 14963 | SH |  | SOLE |  | 14963 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 607 | 15972 | SH |  | SOLE |  | 15972 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 48240 | 603000 | SH |  | SOLE |  | 603000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 146843 | 14655 | SH |  | SOLE |  | 14655 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | UNIT 99/99/9999 | G0412A110 |  | 1350078 | 134604 | SH |  | SOLE |  | 134604 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 1818018 | 180538 | SH |  | SOLE |  | 180538 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 424385 | 910111 | SH |  | SOLE |  | 910111 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 5628 | 1125537 | SH |  | SOLE |  | 1125537 | 0 | 0 |
| BILANDER ACQUISITION CORP | *W EXP 05/19/202 | 09001T114 |  | 45456 | 252533 | SH |  | SOLE |  | 252533 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | CL A SHS | G1125A108 |  | 396391 | 39247 | SH |  | SOLE |  | 39247 | 0 | 0 |
| BLUE WHALE ACQUISITION CORP | UNIT 07/30/2026 | G1330M111 |  | 1064667 | 108043 | SH |  | SOLE |  | 108043 | 0 | 0 |
| BLUE WHALE ACQUISITION CORP | *W EXP 07/30/202 | G1330M129 |  | 28949 | 400400 | SH |  | SOLE |  | 400400 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | UNIT 99/99/9999 | G1195N121 |  | 130185 | 12986 | SH |  | SOLE |  | 12986 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 42427 | 265167 | SH |  | SOLE |  | 265167 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 28423 | 947442 | SH |  | SOLE |  | 947442 | 0 | 0 |
| C5 ACQUISITION CORPORATION | UNIT 99/99/9999 | 12530D204 |  | 1174332 | 114793 | SH |  | SOLE |  | 114793 | 0 | 0 |
| CARTESIAN GROWTH CORP II | CLASS A ORD | G19305112 |  | 307500 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| CARTESIAN GROWTH CORP II | UNIT 07/12/2028 | G19305104 |  | 710687 | 68865 | SH |  | SOLE |  | 68865 | 0 | 0 |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | G19305120 |  | 116498 | 518000 | SH |  | SOLE |  | 518000 | 0 | 0 |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | G1995D117 |  | 54127 | 809072 | SH |  | SOLE |  | 809072 | 0 | 0 |
| CASCADIA ACQUISITION CORP | CLASS A COM | 14739D100 |  | 848955 | 84726 | SH |  | SOLE |  | 84726 | 0 | 0 |
| CASCADIA ACQUISITION CORP | UNIT 09/30/2028 | 14739D209 |  | 298819 | 29822 | SH |  | SOLE |  | 29822 | 0 | 0 |
| CASCADIA ACQUISITION CORP | *W EXP 09/30/202 | 14739D118 |  | 690 | 65071 | SH |  | SOLE |  | 65071 | 0 | 0 |
| CF ACQUISITION CORP IV | COM CL A | 12520T102 |  | 1102636 | 107890 | SH |  | SOLE |  | 107890 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 2769 | 35964 | SH |  | SOLE |  | 35964 | 0 | 0 |
| CHAIN BRIDGE I | *W EXP 11/10/202 | G2061X110 |  | 3345 | 34033 | SH |  | SOLE |  | 34033 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 999500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 1200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 1052633 | 105580 | SH |  | SOLE |  | 105580 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 1043 | 21116 | SH |  | SOLE |  | 21116 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | UNIT 99/99/9999 | 17144M201 |  | 301891 | 30310 | SH |  | SOLE |  | 30310 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | COM CL A | 12561U109 |  | 823006 | 80766 | SH |  | SOLE |  | 80766 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | UNIT 02/28/2028 | 12561U208 |  | 270320 | 26554 | SH |  | SOLE |  | 26554 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | *W EXP 02/28/202 | 12561U117 |  | 3231 | 40383 | SH |  | SOLE |  | 40383 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | SHS CL A | G2284B101 |  | 780365 | 77494 | SH |  | SOLE |  | 77494 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 775 | 15502 | SH |  | SOLE |  | 15502 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | UNIT 09/29/2026 | G2476C115 |  | 336695 | 33737 | SH |  | SOLE |  | 33737 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | *W EXP 09/29/202 | G2476C123 |  | 14277 | 178459 | SH |  | SOLE |  | 178459 | 0 | 0 |
| CONCORD ACQUISITION CORP II | UNIT 99/99/9999 | 20607U207 |  | 450566 | 45283 | SH |  | SOLE |  | 45283 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 1508 | 50110 | SH |  | SOLE |  | 50110 | 0 | 0 |
| CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 |  | 142119 | 432894 | SH |  | SOLE |  | 432894 | 0 | 0 |
| CORSAIR PARTNERING CORP | UNIT 99/99/9999 | G2540H124 |  | 913278 | 92437 | SH |  | SOLE |  | 92437 | 0 | 0 |
| DA32 LIFE SCNCE TEC ACQSTN C | CLASS A COM | 23312M106 |  | 489135 | 48938 | SH |  | SOLE |  | 48938 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 1357574 | 135082 | SH |  | SOLE |  | 135082 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 16280 | 814000 | SH |  | SOLE |  | 814000 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 1281800 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| EG ACQUISITION CORP | *W EXP 05/28/202 | 26846A118 |  | 101132 | 524000 | SH |  | SOLE |  | 524000 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 66829 | 742546 | SH |  | SOLE |  | 742546 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | UNIT 99/99/9999 | G30092129 |  | 556312 | 55135 | SH |  | SOLE |  | 55135 | 0 | 0 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 92966 | 1032961 | SH |  | SOLE |  | 1032961 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | UNIT 10/14/2026 | G3137C122 |  | 175100 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 29854 | 995147 | SH |  | SOLE |  | 995147 | 0 | 0 |
| ESGEN ACQUISITION CORP | SHS CL A | G3R95N103 |  | 252617 | 24431 | SH |  | SOLE |  | 24431 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 18646 | 651949 | SH |  | SOLE |  | 651949 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 791692 | 78463 | SH |  | SOLE |  | 78463 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 3042 | 26155 | SH |  | SOLE |  | 26155 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | CLASS A ORD SHS | G3167F102 |  | 565115 | 55952 | SH |  | SOLE |  | 55952 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | UNIT 10/25/2028 | 30069X201 |  | 663000 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 23154 | 771811 | SH |  | SOLE |  | 771811 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 |  | 501980 | 49998 | SH |  | SOLE |  | 49998 | 0 | 0 |
| FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 |  | 748766 | 74467 | SH |  | SOLE |  | 74467 | 0 | 0 |
| FINSERV ACQUISITION CORP II | UNIT 02/17/2026 | 31809Y202 |  | 1103812 | 110051 | SH |  | SOLE |  | 110051 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 253 | 49581 | SH |  | SOLE |  | 49581 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | *W EXP 03/31/202 | G3R19A120 |  | 1978 | 247265 | SH |  | SOLE |  | 247265 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | CLASS A COM | 336169107 |  | 1180604 | 117473 | SH |  | SOLE |  | 117473 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 |  | 3992 | 314323 | SH |  | SOLE |  | 314323 | 0 | 0 |
| FORBION EUROPEAN ACQUSTN COR | UNIT 12/10/2026 | G3619H128 |  | 1576461 | 152610 | SH |  | SOLE |  | 152610 | 0 | 0 |
| FORBION EUROPEAN ACQUSTN COR | *W EXP 12/10/202 | G3619H110 |  | 26085 | 173901 | SH |  | SOLE |  | 173901 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 672458 | 66580 | SH |  | SOLE |  | 66580 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | *W EXP 99/99/999 | G36427121 |  | 51 | 13318 | SH |  | SOLE |  | 13318 | 0 | 0 |
| FORUM MERGER IV CORP | CLASS A COM | 349875104 |  | 794657 | 79228 | SH |  | SOLE |  | 79228 | 0 | 0 |
| FORUM MERGER IV CORP | UNIT 03/15/2028 | 349875203 |  | 289852 | 28841 | SH |  | SOLE |  | 28841 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 594 | 19807 | SH |  | SOLE |  | 19807 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 146541 | 14509 | SH |  | SOLE |  | 14509 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 668915 | 66625 | SH |  | SOLE |  | 66625 | 0 | 0 |
| FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 |  | 18 | 22390 | SH |  | SOLE |  | 22390 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 227706 | 22534 | SH |  | SOLE |  | 22534 | 0 | 0 |
| G SQUARED ASCEND II INC | UNIT 99/99/9999 | G42041114 |  | 1088366 | 107545 | SH |  | SOLE |  | 107545 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 13317 | 332096 | SH |  | SOLE |  | 332096 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 |  | 20970 | 699000 | SH |  | SOLE |  | 699000 | 0 | 0 |
| HAWKS ACQUISITION CORP | *W EXP 99/99/999 | 42032P116 |  | 6102 | 871738 | SH |  | SOLE |  | 871738 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | UNIT 12/07/2026 | G4373K125 |  | 779760 | 76000 | SH |  | SOLE |  | 76000 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 42960 | 716000 | SH |  | SOLE |  | 716000 | 0 | 0 |
| HEALTHWELL ACQUISITION CORP | *W EXP 08/05/202 | 42227R117 |  | 14021 | 175265 | SH |  | SOLE |  | 175265 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 41062 | 425512 | SH |  | SOLE |  | 425512 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 10250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 115552 | 859765 | SH |  | SOLE |  | 859765 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | UNIT 99/99/9999 | G4712C123 |  | 907067 | 87218 | SH |  | SOLE |  | 87218 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 1589626 | 157701 | SH |  | SOLE |  | 157701 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 |  | 2437 | 399496 | SH |  | SOLE |  | 399496 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 65571 | 993500 | SH |  | SOLE |  | 993500 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | UNIT 12/15/2026 | G4923T121 |  | 1435846 | 138195 | SH |  | SOLE |  | 138195 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 |  | 31050 | 690000 | SH |  | SOLE |  | 690000 | 0 | 0 |
| INVESTCORP INDIA ACQUISTN CO | CLASS A ORD SHS | G49219101 |  | 624019 | 60350 | SH |  | SOLE |  | 60350 | 0 | 0 |
| INVESTCORP INDIA ACQUISTN CO | *W EXP 06/01/202 | G49219127 |  | 33496 | 641687 | SH |  | SOLE |  | 641687 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 247354 | 24418 | SH |  | SOLE |  | 24418 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | UNIT 99/99/9999 | G50737116 |  | 684227 | 67612 | SH |  | SOLE |  | 67612 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 170916 | 1046000 | SH |  | SOLE |  | 1046000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | COM CL A | 49436K106 |  | 618000 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | UNIT 09/15/2028 | 49436K205 |  | 697960 | 67829 | SH |  | SOLE |  | 67829 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | *W EXP 09/15/202 | 49436K114 |  | 61788 | 686536 | SH |  | SOLE |  | 686536 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 89307 | 893070 | SH |  | SOLE |  | 893070 | 0 | 0 |
| LATAMGROWTH SPAC | *W EXP 01/20/202 | G5380L121 |  | 54373 | 455000 | SH |  | SOLE |  | 455000 | 0 | 0 |
| LAVA MEDTECH ACQUISITION COR | *W EXP 10/21/202 | 519345110 |  | 587 | 115179 | SH |  | SOLE |  | 115179 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 1360652 | 134718 | SH |  | SOLE |  | 134718 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 4949 | 824903 | SH |  | SOLE |  | 824903 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | UNIT 04/01/2026 | G54085124 |  | 269658 | 26502 | SH |  | SOLE |  | 26502 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 29300 | 586000 | SH |  | SOLE |  | 586000 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 46373 | 772878 | SH |  | SOLE |  | 772878 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | CL A COM | 538086109 |  | 231666 | 23283 | SH |  | SOLE |  | 23283 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | *W EXP 09/27/202 | 538086117 |  | 4650 | 25850 | SH |  | SOLE |  | 25850 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | UNIT 99/99/9999 | 538086208 |  | 966158 | 97395 | SH |  | SOLE |  | 97395 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 |  | 148311 | 14750 | SH |  | SOLE |  | 14750 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | COM CL A | 553800103 |  | 970537 | 96860 | SH |  | SOLE |  | 96860 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 1756 | 32287 | SH |  | SOLE |  | 32287 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 1770805 | 174808 | SH |  | SOLE |  | 174808 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 117 | 72825 | SH |  | SOLE |  | 72825 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | *W EXP 99/99/999 | 57520Y114 |  | 15986 | 799281 | SH |  | SOLE |  | 799281 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQ CORP | *W EXP 11/01/202 | 58176U117 |  | 10504 | 420179 | SH |  | SOLE |  | 420179 | 0 | 0 |
| MELI KASZEK PIONEER CORP | CLASS A ORD | G5S74L106 |  | 1397200 | 140000 | SH |  | SOLE |  | 140000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 |  | 204600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | UNIT 99/99/9999 | G6293R122 |  | 1106459 | 105679 | SH |  | SOLE |  | 105679 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 31278 | 780000 | SH |  | SOLE |  | 780000 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 14811 | 191116 | SH |  | SOLE |  | 191116 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | UNIT 11/04/2026 | 64823D201 |  | 153152 | 15423 | SH |  | SOLE |  | 15423 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 64823D110 |  | 58151 | 581507 | SH |  | SOLE |  | 581507 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | *W EXP 10/21/202 | 651450116 |  | 110395 | 613307 | SH |  | SOLE |  | 613307 | 0 | 0 |
| OPY ACQUISITION CORP I | *W EXP 09/22/202 | 671005114 |  | 4275 | 85165 | SH |  | SOLE |  | 85165 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | UNIT 04/15/2025 | G6780C125 |  | 159622 | 16338 | SH |  | SOLE |  | 16338 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 41869 | 276000 | SH |  | SOLE |  | 276000 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 5114 | 124425 | SH |  | SOLE |  | 124425 | 0 | 0 |
| PANACEA ACQUISITION CORP II | CL A SHS | G6882C106 |  | 1306500 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 1780185 | 176781 | SH |  | SOLE |  | 176781 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 32326 | 140547 | SH |  | SOLE |  | 140547 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 24642 | 273796 | SH |  | SOLE |  | 273796 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 48930 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 571468 | 56525 | SH |  | SOLE |  | 56525 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 7427 | 159029 | SH |  | SOLE |  | 159029 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | UNIT 99/99/9999 | G7008B113 |  | 161923 | 16032 | SH |  | SOLE |  | 16032 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | CLASS A COM | 71902K105 |  | 349457 | 34026 | SH |  | SOLE |  | 34026 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 733 | 17014 | SH |  | SOLE |  | 17014 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 213143 | 21020 | SH |  | SOLE |  | 21020 | 0 | 0 |
| PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 |  | 2784 | 152143 | SH |  | SOLE |  | 152143 | 0 | 0 |
| PORTAGE FINTECH ACQUISITN CO | UNIT 07/08/2026 | G7185D122 |  | 1246019 | 123982 | SH |  | SOLE |  | 123982 | 0 | 0 |
| PORTAGE FINTECH ACQUISITN CO | *W EXP 07/08/202 | G7185D114 |  | 20326 | 101630 | SH |  | SOLE |  | 101630 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 |  | 309814 | 30766 | SH |  | SOLE |  | 30766 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 1123 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 1436594 | 142237 | SH |  | SOLE |  | 142237 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 15 | 50736 | SH |  | SOLE |  | 50736 | 0 | 0 |
| PROOF ACQUISITION CORP I | *W EXP 99/99/999 | 74349W112 |  | 29165 | 950000 | SH |  | SOLE |  | 950000 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP | UNIT 99/99/9999 | G7308P119 |  | 556050 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 54924 | 743222 | SH |  | SOLE |  | 743222 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | G7573M114 |  | 63186 | 631862 | SH |  | SOLE |  | 631862 | 0 | 0 |
| RMG ACQUISITION CORP III | CL A SHS | G76088106 |  | 308551 | 30595 | SH |  | SOLE |  | 30595 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 11025 | 367510 | SH |  | SOLE |  | 367510 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | *W EXP 04/13/202 | 808212112 |  | 6110 | 540702 | SH |  | SOLE |  | 540702 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | *W EXP 99/99/999 | G7T983111 |  | 37037 | 715000 | SH |  | SOLE |  | 715000 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | UNIT 99/99/9999 | G7T983129 |  | 1806011 | 175682 | SH |  | SOLE |  | 175682 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 |  | 53831 | 336441 | SH |  | SOLE |  | 336441 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | UNIT 99/99/9999 | G79471119 |  | 1066301 | 105679 | SH |  | SOLE |  | 105679 | 0 | 0 |
| SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 |  | 27818 | 164408 | SH |  | SOLE |  | 164408 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | G8192N111 |  | 1880 | 18800 | SH |  | SOLE |  | 18800 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | *W EXP 02/25/202 | G8274F119 |  | 32346 | 323461 | SH |  | SOLE |  | 323461 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | UNIT 10/12/2027 | G83752124 |  | 130518 | 12574 | SH |  | SOLE |  | 12574 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 13750 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 |  | 7689 | 384451 | SH |  | SOLE |  | 384451 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 522 | 22700 | SH |  | SOLE |  | 22700 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | UNIT 02/04/2026 | 86934L202 |  | 114848 | 11422 | SH |  | SOLE |  | 11422 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 5077 | 126932 | SH |  | SOLE |  | 126932 | 0 | 0 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 1255874 | 124221 | SH |  | SOLE |  | 124221 | 0 | 0 |
| SVF INVESTMENT CORP | *W EXP 01/12/202 | G8601L128 |  | 643 | 24845 | SH |  | SOLE |  | 24845 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 9240 | 132000 | SH |  | SOLE |  | 132000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | UNIT 99/99/9999 | G8675N117 |  | 780520 | 76000 | SH |  | SOLE |  | 76000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 |  | 43165 | 331277 | SH |  | SOLE |  | 331277 | 0 | 0 |
| TB SA ACQUISITION CORP | *W EXP 03/25/202 | G8657L121 |  | 12810 | 420000 | SH |  | SOLE |  | 420000 | 0 | 0 |
| TCV ACQUISITION CORP | CL A SHS | G8704C124 |  | 898599 | 89815 | SH |  | SOLE |  | 89815 | 0 | 0 |
| TECH AND ENERGY TRANSITION | CLASS A COM | 87823R102 |  | 1274592 | 127078 | SH |  | SOLE |  | 127078 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 30860 | 932322 | SH |  | SOLE |  | 932322 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 1772 | 23103 | SH |  | SOLE |  | 23103 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | G8956E117 |  | 120425 | 602123 | SH |  | SOLE |  | 602123 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | UNIT 99/99/9999 | G8956E208 |  | 1371071 | 136697 | SH |  | SOLE |  | 136697 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 1239944 | 126203 | SH |  | SOLE |  | 126203 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | SHS CL A | G9151L104 |  | 593171 | 58788 | SH |  | SOLE |  | 58788 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 590 | 19596 | SH |  | SOLE |  | 19596 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | UNIT 99/99/9999 | G9151L112 |  | 198137 | 19676 | SH |  | SOLE |  | 19676 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 545694 | 53997 | SH |  | SOLE |  | 53997 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 7404 | 302218 | SH |  | SOLE |  | 302218 | 0 | 0 |
| UTA ACQUISITION CORPORATION | UNIT 12/01/2026 | G9473A125 |  | 1337837 | 132196 | SH |  | SOLE |  | 132196 | 0 | 0 |
| UTA ACQUISITION CORPORATION | *W EXP 10/30/202 | G9473A117 |  | 47191 | 471914 | SH |  | SOLE |  | 471914 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 16528 | 550923 | SH |  | SOLE |  | 550923 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 1128281 | 111711 | SH |  | SOLE |  | 111711 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 |  | 28213 | 705335 | SH |  | SOLE |  | 705335 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 121655 | 12057 | SH |  | SOLE |  | 12057 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | G9460M116 |  | 160726 | 15945 | SH |  | SOLE |  | 15945 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | *W EXP 10/20/202 | G97775111 |  | 4553 | 151279 | SH |  | SOLE |  | 151279 | 0 | 0 |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 98955G111 |  | 327998 | 21650 | SH |  | SOLE |  | 21650 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | UNIT 06/16/2026 | 989570205 |  | 898535 | 90807 | SH |  | SOLE |  | 90807 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 |  | 72994 | 455928 | SH |  | SOLE |  | 455928 | 0 | 0 |

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