# EDGAR Filing Document

**Accession Number:** 0001592900
**File Stem:** 0001592900-23-000028
**Filing Date:** 2023-1
**Character Count:** 24783
**Document Hash:** 2d444033e5be19329dc804c97f9ac628
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001592900-23-000028.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001592900-23-000028

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EA Series Trust
- **CENTRAL INDEX KEY:** 0001592900
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22961
- **FILM NUMBER:** 23564304

**BUSINESS ADDRESS:**
- **STREET 1:** 19 E EAGLE ROAD
- **CITY:** HAVERTOWN
- **STATE:** PA
- **ZIP:** 19083
- **BUSINESS PHONE:** 1.215.882.9983

**MAIL ADDRESS:**
- **STREET 1:** 19 E EAGLE ROAD
- **CITY:** HAVERTOWN
- **STATE:** PA
- **ZIP:** 19083

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpha Architect ETF Trust
- **DATE OF NAME CHANGE:** 20140428

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Empowered Funds ETF Trust
- **DATE OF NAME CHANGE:** 20131125

## Series and Classes Contracts Data

### AOT Growth and Innovation ETF (Series ID: S000076479)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000236406 | AOT Growth and Innovation ETF | AOTG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** EA Series Trust

- **b. Investment Company Act file number:** 811-22961

- **c. CIK number of Registrant:** 0001592900

- **d. LEI of Registrant:** 5493004OW9VWINAYRX18

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 19 E Eagle Road

  - **City:** Havertown

  - **State:** PA

  - **Foreign country:** US

  - **Zip / Postal Code:** PA

  - **Telephone number:** 2158829983

**Item A.2. Information about the Series.**

- **a. Name of Series:** AOT Growth and Innovation ETF

- **b. EDGAR series identifier (if any):** S000076479

- **c. LEI of Series:** 549300967LKFYO8RNL39

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $20081732.39

**Total Liabilities:** $11798.89

**Net Assets:** $20069933.50

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000236406 | -12.02%              | 2.41%                | 2.08%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $117654.89               | $-2717964.07                               |
| Month 2  | $-19530.88               | $495535.33                                 |
| Month 3  | $49788.80                | $362746.57                                 |

### Schedule of Portfolio Investments

| Name                                       | Title                                      | Identifiers                             | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ADOBE SYSTEMS INCORPORATED                 | ADOBE SYSTEMS INCORPORATED                 | CUSIP: N/A<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       729 | NS      | $251453.97    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED MICRO DEVICES INC                 | ADVANCED MICRO DEVICES INC                 | CUSIP: N/A<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     19418 | NS      | $1507419.34   | 7.51%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFIRM HLDGS INC                           | AFFIRM HLDGS INC                           | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6279 | NS      | $87403.68     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                               | ALPHABET INC                               | CUSIP: N/A<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     13778 | NS      | $1391440.22   | 6.93%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON COM INC                             | AMAZON COM INC                             | CUSIP: N/A<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      7861 | NS      | $758900.94    | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| ANALOG DEVICES INC                         | ANALOG DEVICES INC                         | CUSIP: N/A<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      1601 | NS      | $275227.91    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLOVIN CORP                              | APPLOVIN CORP                              | CUSIP: N/A<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      1654 | NS      | $23834.14     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLASSIAN CORPORATION                      | ATLASSIAN CORPORATION                      | CUSIP: N/A<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |       213 | NS      | $28020.15     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTODESK INC                               | AUTODESK INC                               | CUSIP: N/A<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |       578 | NS      | $116727.10    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| BILL COM HLDGS INC                         | BILL COM HLDGS INC                         | CUSIP: N/A<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |       892 | NS      | $107414.64    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| CS DISCO INC                               | CS DISCO INC                               | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9102 | NS      | $71177.64     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| CLOUDFLARE INC                             | CLOUDFLARE INC                             | CUSIP: N/A<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |       609 | NS      | $29926.26     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                        | COINBASE GLOBAL INC                        | CUSIP: N/A<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |      2633 | NS      | $120407.09    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| DATADOG INC                                | DATADOG INC                                | CUSIP: N/A<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |      2504 | NS      | $189753.12    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALOCEAN HLDGS INC                     | DIGITALOCEAN HLDGS INC                     | CUSIP: N/A<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |      3758 | NS      | $112101.14    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| DOCUSIGN INC                               | DOCUSIGN INC                               | CUSIP: N/A<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |      4373 | NS      | $205837.11    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DOXIMITY INC                               | DOXIMITY INC                               | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5640 | NS      | $191703.60    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| ETSY INC                                   | ETSY INC                                   | CUSIP: N/A<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |      6447 | NS      | $851584.23    | 4.24%             |  |  |  | No            |                  1 | On Loan: No      |
| FASTLY INC                                 | FASTLY INC                                 | CUSIP: N/A<br>LEI: 549300E2FZC83FJ3H565 | Long             | EC               | CORP              | US        |      5234 | NS      | $50560.44     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC                        | FIRST AMERN FDS INC                        | CUSIP: N/A<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |     95094 | NS      | $95094.48     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| FIVE9 INC                                  | FIVE9 INC                                  | CUSIP: N/A<br>LEI: 254900MXP6EWY0SFFR59 | Long             | EC               | CORP              | US        |       581 | NS      | $37247.91     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HUBSPOT INC                                | HUBSPOT INC                                | CUSIP: N/A<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |       466 | NS      | $141211.98    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| LENDINGCLUB CORP                           | LENDINGCLUB CORP                           | CUSIP: N/A<br>LEI: 549300YC50YO7Y1OJR92 | Long             | EC               | CORP              | US        |     48602 | NS      | $501086.62    | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| LILLY ELI & CO                             | LILLY ELI & CO                             | CUSIP: N/A<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       239 | NS      | $88688.12     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| MAGNITE INC                                | MAGNITE INC                                | CUSIP: N/A<br>LEI: 54930018FR2YX1HHSB02 | Long             | EC               | CORP              | US        |     42670 | NS      | $474063.70    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCADOLIBRE INC                           | MERCADOLIBRE INC                           | CUSIP: N/A<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | US        |       442 | NS      | $411495.37    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                             | MICROSOFT CORP                             | CUSIP: N/A<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5705 | NS      | $1455573.70   | 7.25%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX INC                                | NETFLIX INC                                | CUSIP: N/A<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |       826 | NS      | $252367.78    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                         | NVIDIA CORPORATION                         | CUSIP: N/A<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      5040 | NS      | $852919.20    | 4.25%             |  |  |  | No            |                  1 | On Loan: No      |
| OKTA INC                                   | OKTA INC                                   | CUSIP: N/A<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |      1203 | NS      | $64143.96     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| PALANTIR TECHNOLOGIES INC                  | PALANTIR TECHNOLOGIES INC                  | CUSIP: N/A<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      7198 | NS      | $53985.00     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYLOCITY HLDG CORP                        | PAYLOCITY HLDG CORP                        | CUSIP: N/A<br>LEI: 549300VH75FTB4DIEE07 | Long             | EC               | CORP              | US        |      1894 | NS      | $412570.02    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYPAL HLDGS INC                           | PAYPAL HLDGS INC                           | CUSIP: N/A<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |      2461 | NS      | $192967.01    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| PROGRESS SOFTWARE CORP                     | PROGRESS SOFTWARE CORP                     | CUSIP: N/A<br>LEI: 549300R65B3JG6972S24 | Long             | EC               | CORP              | US        |      8504 | NS      | $453433.28    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBMATIC INC                               | PUBMATIC INC                               | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18470 | NS      | $289424.90    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INC                               | QUALCOMM INC                               | CUSIP: N/A<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      3827 | NS      | $484077.23    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| REMITLY GLOBAL INC                         | REMITLY GLOBAL INC                         | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41854 | NS      | $437792.84    | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ROKU INC                                   | ROKU INC                                   | CUSIP: N/A<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |      3049 | NS      | $181019.13    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE INC                             | SALESFORCE INC                             | CUSIP: N/A<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |      3146 | NS      | $504146.50    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| SEA LTD                                    | SEA LTD                                    | CUSIP: N/A<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |      2054 | NS      | $119891.98    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| SERVICENOW INC                             | SERVICENOW INC                             | CUSIP: N/A<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       166 | NS      | $69105.80     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| SHOPIFY INC                                | SHOPIFY INC                                | CUSIP: N/A<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     10760 | NS      | $439868.80    | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SILVERGATE CAP CORP                        | SILVERGATE CAP CORP                        | CUSIP: N/A<br>LEI: BPE6FTXDZEBNAGIT2T19 | Long             | EC               | CORP              | US        |      3994 | NS      | $109555.42    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| SNOWFLAKE INC                              | SNOWFLAKE INC                              | CUSIP: N/A<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |      1030 | NS      | $147187.00    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| SOFI TECHNOLOGIES INC                      | SOFI TECHNOLOGIES INC                      | CUSIP: N/A<br>LEI: 549300SW81JCMVZDDY09 | Long             | EC               | CORP              | US        |     26437 | NS      | $127690.71    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOCK INC                                  | BLOCK INC                                  | CUSIP: N/A<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |      4310 | NS      | $292088.70    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| STERLING CHECK CORP                        | STERLING CHECK CORP                        | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25445 | NS      | $369970.30    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | CUSIP: N/A<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      7336 | NS      | $608741.28    | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| 10X GENOMICS INC                           | 10X GENOMICS INC                           | CUSIP: N/A<br>LEI: 5493003Z6741WNLG7H43 | Long             | EC               | CORP              | US        |      1127 | NS      | $43569.82     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                                  | TESLA INC                                  | CUSIP: N/A<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      1992 | NS      | $387842.40    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| THE TRADE DESK INC                         | THE TRADE DESK INC                         | CUSIP: N/A<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |      6173 | NS      | $321860.22    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| TOAST INC                                  | TOAST INC                                  | CUSIP: N/A<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |     47389 | NS      | $870062.04    | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| TWILIO INC                                 | TWILIO INC                                 | CUSIP: N/A<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |      4043 | NS      | $198187.86    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| TYLER TECHNOLOGIES INC                     | TYLER TECHNOLOGIES INC                     | CUSIP: N/A<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      1066 | NS      | $365360.84    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| UIPATH INC                                 | UIPATH INC                                 | CUSIP: N/A<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |     10346 | NS      | $129014.62    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITY SOFTWARE INC                         | UNITY SOFTWARE INC                         | CUSIP: N/A<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |      1555 | NS      | $61438.05     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| UPSTART HLDGS INC                          | UPSTART HLDGS INC                          | CUSIP: N/A<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |      2728 | NS      | $53332.40     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| VEEVA SYS INC                              | VEEVA SYS INC                              | CUSIP: N/A<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |       747 | NS      | $142198.92    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN DIGITAL CORP.                      | WESTERN DIGITAL CORP.                      | CUSIP: N/A<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |      4646 | NS      | $170740.50    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| ZILLOW GROUP INC                           | ZILLOW GROUP INC                           | CUSIP: N/A<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |      1888 | NS      | $71706.24     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOM VIDEO COMMUNICATIONS INC CL A         | ZOOM VIDEO COMMUNICATIONS INC CL A         | CUSIP: N/A<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |      2469 | NS      | $186236.67    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| DLOCAL LTD                                 | DLOCAL LTD                                 | CUSIP: N/A<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     31932 | NS      | $466207.20    | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| NU HLDGS LTD                               | NU HLDGS LTD                               | CUSIP: N/A<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | KY        |    101124 | NS      | $450001.80    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SPOTIFY TECHNOLOGY S A                     | SPOTIFY TECHNOLOGY S A                     | CUSIP: N/A<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | LU        |      1472 | NS      | $116906.24    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** EA Series Trust

**Signature:** Jessica Leighty

**Name of Signer:** Jessica Leighty

**Title:** Chief Compliance Officer