# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-000905
**Filing Date:** 2026-1
**Character Count:** 17928
**Document Hash:** 684f6379d2e6b513aff9af1f860b3ade
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-000905.hdr.sgml**: 20260128

**ACCESSION NUMBER**: 0000910472-26-000905

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260128

**DATE AS OF CHANGE**: 20260128

**PERIOD START**: 20260228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26569792

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FM Focus Equity ETF (Series ID: S000074624)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000232649 | FM Focus Equity ETF | FMCX            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 95.1%** |  |
|  | **AEROSPACE & DEFENSE - 5.6%** |  |
| 20702 | General Electric Company | $6178511 |
|  | **APPAREL & TEXTILE PRODUCTS - 2.8%** |  |
| 48872 | NIKE, Inc., Class B | 3158597 |
|  | **ASSET MANAGEMENT - 5.4%** |  |
| 49525 | KKR & Company, Inc. | 6057403 |
|  | **CHEMICALS - 3.6%** |  |
| 9899 | Linde PLC | 4061758 |
|  | **DIVERSIFIED INDUSTRIALS - 2.6%** |  |
| 15211 | Honeywell International, Inc. | 2923402 |
|  | **E-COMMERCE DISCRETIONARY - 3.3%** |  |
| 15957 | Amazon.com, Inc.<sup>(a)</sup> | 3721492 |
|  | **ELECTRICAL EQUIPMENT - 2.2%** |  |
| 4127 | GE Vernova, Inc. | 2475251 |
|  | **ENTERTAINMENT CONTENT - 1.2%** |  |
| 5421 | Take-Two Interactive Software, Inc.<sup>(a)</sup> | 1333945 |
|  | **HEALTH CARE FACILITIES & SERVICES - 2.5%** |  |
| 8276 | UnitedHealth Group, Inc. | 2729177 |
|  | **INSURANCE - 7.5%** |  |
| 7 | Berkshire Hathaway, Inc., Class A<sup>(a)</sup> | 5390700 |
| 10116 | Chubb Ltd. | 2996157 |
|  |  | 8386857 |
|  | **INTERNET MEDIA & SERVICES - 3.9%** |  |
| 1646 | Alphabet, Inc., Class A | 527016 |
| 5051 | Alphabet, Inc., Class C | 1616926 |

---

---

| | | |
|:---|:---|:---|
| **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 95.1% (Continued)** |  |
|  | **INTERNET MEDIA & SERVICES - 3.9% (Continued)** |  |
| 3329 | Meta Platforms, Inc., Class A | $2157026 |
|  |  | 4300968 |
|  | **MACHINERY - 3.4%** |  |
| 37967 | Veralto Corporation | 3843020 |
|  | **MEDICAL EQUIPMENT & DEVICES - 6.4%** |  |
| 22642 | Boston Scientific Corporation<sup>(a)</sup> | 2299974 |
| 21344 | Danaher Corporation | 4840392 |
|  |  | 7140366 |
|  | **RETAIL - DISCRETIONARY - 8.6%** |  |
| 879 | AutoZone, Inc.<sup>(a)</sup> | 3475856 |
| 4722 | Lowe's Companies, Inc. | 1144991 |
| 48255 | O'Reilly Automotive, Inc.<sup>(a)</sup> | 4907533 |
|  |  | 9528380 |
|  | **SEMICONDUCTORS - 14.8%** |  |
| 15650 | Applied Materials, Inc. | 3947713 |
| 3156 | ASML Holding N.V. | 3345360 |
| 10086 | Broadcom, Inc. | 4064254 |
| 80732 | Intel Corporation<sup>(a)</sup> | 3274490 |
| 10748 | NVIDIA Corporation | 1902396 |
|  |  | 16534213 |
|  | **SOFTWARE - 14.8%** |  |
| 65118 | BlackLine, Inc.<sup>(a)</sup> | 3711075 |
| 15410 | Microsoft Corporation | 7581874 |
| 12426 | Oracle Corporation | 2509431 |
| 11880 | Salesforce, Inc. | 2738815 |
|  |  | 16541195 |
|  | **TRANSPORTATION & LOGISTICS - 2.4%** |  |
| 11513 | Union Pacific Corporation | 2669059 |
|  | **WHOLESALE - DISCRETIONARY - 4.1%** |  |
| 55307 | Copart, Inc.<sup>(a)</sup> | 2155867 |

---

---

| | | |
|:---|:---|:---|
| **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** | **FM FOCUS EQUITY ETF** |
| **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited) (Continued)** |
| **November 30, 2025** | **November 30, 2025** | **November 30, 2025** |
| **Shares** |  | **Fair Value** |
|  | **COMMON STOCKS — 95.1% (Continued)** |  |
|  | **WHOLESALE - DISCRETIONARY - 4.1% (Continued)** |  |
| 9729 | Pool Corporation | $2369984 |
|  |  | 4525851 |
|  | **TOTAL COMMON STOCKS (Cost $81,570,132)** | 106109445 |
|  | **SHORT-TERM INVESTMENT - 5.0%** |  |
|  | **MONEY MARKET FUND - 5.0%** |  |
| 5626283 | Goldman Sachs Financial Square Government Fund, Institutional Shares, 3.86% **(Cost $5,626,283)**<sup>(b)</sup> | 5626283 |
|  | **TOTAL INVESTMENTS - 100.1% (Cost $87,196,415)** | $111735728 |
|  | **LIABILITIES IN EXCESS OF OTHER ASSETS - (0.1)%** | (117234) |
|  | **NET ASSETS - 100.0%** | $111618494 |

---

<br> <sup>(a)</sup> Non-income producing security. <br> <sup>(b)</sup> Rate disclosed is the seven day effective yield as of November 30, 2025.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FM Focus Equity ETF

- **b. EDGAR series identifier (if any):** S000074624

- **c. LEI of Series:** 549300UVQCTFOHEGGU50

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-02-28

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $111812437.69

**Total Liabilities:** $193943.20

**Net Assets:** $111618494.49

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232649 | 3.56%                | -1.05%               | 0.09%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $32136.83                | $3806216.22                                |
| Month 2  | $-22994.37               | $-1144270.69                               |
| Month 3  | $-64355.91               | $113990.32                                 |

### Schedule of Portfolio Investments

| Name                               | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Honeywell International Inc.       | HONEYWELL INTL   | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     15211 | NS      | $2923402.09   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                 | META PLATFORMS-A | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      3329 | NS      | $2157025.55   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation                | DANAHER CORP     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     21344 | NS      | $4840392.32   | 4.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Veralto Corp.                      | VERALTO CORP     | CUSIP: 92338C103<br>LEI: 635400FJE6GSOJUSNY27 | Long             | EC               | CORP              | US        |     37967 | NS      | $3843019.74   | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc.           | O'REILLY AUTOMOT | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     48255 | NS      | $4907533.50   | 4.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                   | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     15957 | NS      | $3721491.54   | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                       | NVIDIA CORP      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     10748 | NS      | $1902396.00   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                       | GENERAL ELECTRIC | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     20702 | NS      | $6178511.90   | 5.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp.                       | ORACLE CORP      | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     12426 | NS      | $2509430.70   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Nike, Inc.                         | NIKE INC -CL B   | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |     48872 | NS      | $3158597.36   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                      | BLACKLINE INC    | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     65118 | NS      | $3711074.82   | 3.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.             | APPLIED MATERIAL | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     15650 | NS      | $3947712.50   | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                  | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     80732 | NS      | $3274489.92   | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Pool Corporation                   | POOL CORP        | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |      9729 | NS      | $2369984.40   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                         | COPART INC       | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |     55307 | NS      | $2155866.86   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                      | KKR & CO INC     | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     49525 | NS      | $6057402.75   | 5.43%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.            | UNITEDHEALTH GRP | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      8276 | NS      | $2729176.52   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding N.V.                  | ASML HOLDING-NY  | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      3156 | NS      | $3345360.00   | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Autozone, Inc.                     | AUTOZONE INC     | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       879 | NS      | $3475856.07   | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                    | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     15410 | NS      | $7581874.10   | 6.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                      | ALPHABET INC-A   | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1646 | NS      | $527016.28    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software Inc. | TAKE-TWO INTERAC | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |      5421 | NS      | $1333945.47   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.            | BERKSHIRE HATH-A | CUSIP: 084670108<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |         7 | NS      | $5390700.00   | 4.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation      | BOSTON SCIENTIFC | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     22642 | NS      | $2299974.36   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                    | SALESFORCE INC   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     11880 | NS      | $2738815.20   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation          | UNION PAC CORP   | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     11513 | NS      | $2669058.79   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                       | BROADCOM INC     | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     10086 | NS      | $4064254.56   | 3.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust                | GS-GOVT-FST      | CUSIP: 38141W273<br>LEI: S2FHCT8U6D2VORP0J605 | Long             | STIV             | RF                | US        |   5626283 | PA      | $5626282.68   | 5.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                      | ALPHABET INC-C   | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      5051 | NS      | $1616926.12   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                    | GE VERNOVA INC   | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      4127 | NS      | $2475250.79   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd.                         | CHUBB LTD        | CUSIP: H1467J104<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     10116 | NS      | $2996156.88   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                          | LINDE PLC        | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |      9899 | NS      | $4061757.68   | 3.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.              | LOWE'S COS INC   | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      4722 | NS      | $1144990.56   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-26

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer