# EDGAR Filing Document

**Accession Number:** 0001479360
**File Stem:** 0001479360-23-000155
**Filing Date:** 2023-3
**Character Count:** 52468
**Document Hash:** 38acc2c5f7f8b3b727b31031c006c8ad
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001479360-23-000155.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001479360-23-000155

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230228

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PIMCO Equity Series
- **CENTRAL INDEX KEY:** 0001479360
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22375
- **FILM NUMBER:** 23688797

**BUSINESS ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-720-6000

**MAIL ADDRESS:**
- **STREET 1:** 650 NEWPORT CENTER DRIVE
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PIMCO Funds Equity Trust
- **DATE OF NAME CHANGE:** 20091223

## Series and Classes Contracts Data

### PIMCO RAE US Fund (Series ID: S000048956)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000154278 | Institutional Class | PKAIX           |
| C000154279 | I-2                 | PKAPX           |
| C000154282 | Class A             | PKAAX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** PIMCO Equity Series

- **b. Investment Company Act file number:** 811-22375

- **c. CIK number of Registrant:** 0001479360

- **d. LEI of Registrant:** 549300ZSNZVZHKC5OG19

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 650 Newport Center Drive

  - **City:** Newport Beach

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92660

  - **Telephone number:** (888) 877-4626

**Item A.2. Information about the Series.**

- **a. Name of Series:** PIMCO RAE US Fund

- **b. EDGAR series identifier (if any):** S000048956

- **c. LEI of Series:** 549300R48OOJF16HWB25

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1026159669.39

**Total Liabilities:** $1628549.27

**Net Assets:** $1024531120.12

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.000000 | **1-Year:** 0.000000 | **5-Year:** 0.000000 | **10-Year:** 0.000000 | **30-Year:** 0.000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000 | **1-Year:** 0.000000 | **5-Year:** 0.000000 | **10-Year:** 0.000000 | **30-Year:** 0.000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000154279 | 14.56%               | 5.70%                | -5.55%               |
| Class ID C000154278 | 14.54%               | 5.66%                | -5.47%               |
| Class ID C000154282 | 14.47%               | 5.65%                | -5.55%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-7527250.05             | $148796612.05                              |
| Month 2  | $-1420228.69             | $57290278.39                               |
| Month 3  | $19653558.01             | $-82287252.24                              |

**Designated Index Information**

- **Index Name:** Russell 1000 Value Index

- **Index Identifier:** RLV

### Schedule of Portfolio Investments

| Name                                                             | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CIGNA CORPORATION                                                | CIGNA CORP COMMON STOCK USD.01                     | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |     26720 | NS      | $8853404.80   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC                                                | CISCO SYSTEMS INC COMMON STOCK USD.001             | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |   1016856 | NS      | $48443019.84  | 4.73%             |  |  |  | No            |                  1 | On Loan: No      |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION                       | COGNIZANT TECH SOLUTIONS A COMMON STOCK USD.01     | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |     26650 | NS      | $1524113.50   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CONOCOPHILLIPS                                                   | CONOCOPHILLIPS COMMON STOCK USD.01                 | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |    170901 | NS      | $20166318.00  | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX CORPORATION                                                  | CSX CORP COMMON STOCK USD1.0                       | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |        34 | NS      | $1053.32      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMMINS INC                                                      | CUMMINS INC COMMON STOCK USD2.5                    | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      4557 | NS      | $1104115.53   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DAVITA INC                                                       | DAVITA INC COMMON STOCK USD.001                    | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |     46484 | NS      | $3470960.28   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| DICKS SPORTING GOODS INC                                         | DICK S SPORTING GOODS INC COMMON STOCK USD.01      | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |      7347 | NS      | $883770.63    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DISCOVER FINANCIAL SERVICES                                      | DISCOVER FINANCIAL SERVICES COMMON STOCK USD.01    | CUSIP: 254709108<br>LEI: Z1YLO2USPORE63VVUL20 | Long             | EC               | CORP              | US        |     84309 | NS      | $8247949.47   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| DOLLAR GENERAL CORPORATION                                       | DOLLAR GENERAL CORP COMMON STOCK USD.875           | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |     20268 | NS      | $4990995.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| DXC TECHNOLOGY COMPANY                                           | DXC TECHNOLOGY CO COMMON STOCK USD.01              | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               | CORP              | US        |     55749 | NS      | $1477348.50   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| EATON CORP PLC                                                   | EATON CORP PLC COMMON STOCK USD.01                 | CUSIP: G29183103<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |     41477 | NS      | $6509815.15   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| EBAY INC                                                         | EBAY INC COMMON STOCK USD.001                      | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |    250856 | NS      | $10402998.32  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ELEVANCE HEALTH INC                                              | ELEVANCE HEALTH INC COMMON STOCK USD.01            | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |     35405 | NS      | $18161702.85  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLSTATE CORP                                                    | ALLSTATE CORP COMMON STOCK USD.01                  | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |     26789 | NS      | $3632588.40   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ALLY FINANCIAL INC                                               | ALLY FINANCIAL INC COMMON STOCK USD.01             | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |    158223 | NS      | $3868552.35   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERGY INC                                                       | EVERGY INC COMMON STOCK                            | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |    148157 | NS      | $9323520.01   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELON CORPORATION                                               | EXELON CORP COMMON STOCK                           | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |    313508 | NS      | $13552950.84  | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| EXXON MOBIL CORPORATION                                          | EXXON MOBIL CORP COMMON STOCK                      | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    416902 | NS      | $45984290.60  | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTICE USA INC                                                   | ALTICE USA INC  A COMMON STOCK USD.01              | CUSIP: 02156K103<br>LEI: 54930064K3612MGCER95 | Long             | EC               | CORP              | US        |    167374 | NS      | $769920.40    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTRIA GROUP INC                                                 | ALTRIA GROUP INC COMMON STOCK USD.333              | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |    276293 | NS      | $12629353.03  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTENERGY CORP                                                 | FIRSTENERGY CORP COMMON STOCK USD.1                | CUSIP: 337932107<br>LEI: 549300SVYJS666PQJH88 | Long             | EC               | CORP              | US        |      2878 | NS      | $120703.32    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUOR CORPORATION                                                | FLUOR CORP COMMON STOCK USD.01                     | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |    286449 | NS      | $9928322.34   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| FOOT LOCKER INC                                                  | FOOT LOCKER INC COMMON STOCK USD.01                | CUSIP: 344849104<br>LEI: 549300X383CBNP6MTV94 | Long             | EC               | CORP              | US        |    112035 | NS      | $4233802.65   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| FRANKLIN RESOURCES INC                                           | FRANKLIN RESOURCES INC COMMON STOCK USD.1          | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |    192253 | NS      | $5071634.14   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| GAP INC                                                          | GAP INC/THE COMMON STOCK USD.05                    | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |    142080 | NS      | $1602662.40   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| GEN DIGITAL INC                                                  | GEN DIGITAL INC COMMON STOCK USD.01                | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |    278877 | NS      | $5976334.11   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| GENWORTH FINANCIAL INC                                           | GENWORTH FINANCIAL INC CL A COMMON STOCK USD.001   | CUSIP: 37247D106<br>LEI: 549300EMCG286BDNKJ33 | Long             | EC               | CORP              | US        |    438428 | NS      | $2319284.12   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| GILEAD SCIENCES INC                                              | GILEAD SCIENCES INC COMMON STOCK USD.001           | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |    335226 | NS      | $28779152.10  | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| GOODYEAR TIRE & RUBBER CO/THE                                    | GOODYEAR TIRE + RUBBER CO COMMON STOCK             | CUSIP: 382550101<br>LEI: 5493002BI0S2ZQUY3437 | Long             | EC               | CORP              | US        |    129124 | NS      | $1310608.60   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN EXPRESS COMPANY                                         | AMERICAN EXPRESS CO COMMON STOCK USD.2             | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     11800 | NS      | $1743450.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY                               | HEWLETT PACKARD ENTERPRISE COMMON STOCK USD.01     | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |    389597 | NS      | $6217968.12   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| HONEYWELL INTERNATIONAL INC                                      | HONEYWELL INTERNATIONAL INC COMMON STOCK USD1.0    | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      2751 | NS      | $589539.30    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| HOST HOTELS & RESORTS INC                                        | HOST HOTELS + RESORTS INC REIT USD.01              | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |    340983 | NS      | $5472777.15   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| HP INC (AKA: HEWLETT-PACKARD CO)                                 | HP INC COMMON STOCK USD.01                         | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |    180035 | NS      | $4837540.45   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| HUMANA INC                                                       | HUMANA INC COMMON STOCK USD.1666666                | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |     29129 | NS      | $14919582.51  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLINOIS TOOL WORKS INC                                          | ILLINOIS TOOL WORKS COMMON STOCK USD.01            | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |      4600 | NS      | $1013380.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEL CORPORATION                                                | INTEL CORP COMMON STOCK USD.001                    | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |   1128916 | NS      | $29837249.88  | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERIPRISE FINANCIAL INC                                         | AMERIPRISE FINANCIAL INC COMMON STOCK USD.01       | CUSIP: 03076C106<br>LEI: 6ZLKQF7QB6JAEKQS5388 | Long             | EC               | CORP              | US        |     13451 | NS      | $4188237.87   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERNATIONAL PAPER COMPANY                                      | INTERNATIONAL PAPER CO COMMON STOCK USD1.0         | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |     21972 | NS      | $760890.36    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| INVESCO LTD                                                      | INVESCO LTD COMMON STOCK USD.2                     | CUSIP: G491BT108<br>LEI: ECPGFXU8A2SHKVVGJI15 | Long             | EC               | CORP              | BM        |     21987 | NS      | $395546.13    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| IRON MOUNTAIN INCORPORATED                                       | IRON MOUNTAIN INC REIT USD.01                      | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |     37035 | NS      | $1846194.75   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| JABIL INC                                                        | JABIL INC COMMON STOCK USD.001                     | CUSIP: 466313103<br>LEI: 5493000CGCQY2OQU7669 | Long             | EC               | CORP              | US        |     64156 | NS      | $4375439.20   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AMGEN INC                                                        | AMGEN INC COMMON STOCK USD.0001                    | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |    138911 | NS      | $36483585.04  | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON COMPANY                                        | JOHNSON + JOHNSON COMMON STOCK USD1.0              | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     50910 | NS      | $8993251.50   | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| JONES LANG LASALLE INCORPORATED                                  | JONES LANG LASALLE INC COMMON STOCK USD.01         | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |      2513 | NS      | $400496.81    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNIPER NETWORKS INC                                             | JUNIPER NETWORKS INC COMMON STOCK USD.00001        | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |    199100 | NS      | $6363236.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA CORPORATION                                                  | KLA CORP COMMON STOCK USD.001                      | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |      3306 | NS      | $1246461.18   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KOHLS CORPORATION                                                | KOHLS CORP COMMON STOCK USD.01                     | CUSIP: 500255104<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | EC               | CORP              | US        |    449906 | NS      | $11360126.50  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| KROGER CO                                                        | KROGER CO COMMON STOCK USD1.0                      | CUSIP: 501044101<br>LEI: 6CPEOKI6OYJ13Q6O7870 | Long             | EC               | CORP              | US        |    295837 | NS      | $13188413.46  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| KYNDRYL HOLDINGS INC                                             | KYNDRYL HOLDINGS INC COMMON STOCK USD.01           | CUSIP: 50155Q100<br>LEI: 549300LQ4LWX2R8ZV130 | Long             | EC               | CORP              | US        |     38608 | NS      | $429320.96    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LIBERTY MEDIA CORP-LIBERTY SIRIUSXM                              | LIBERTY MEDIA COR SIRIUSXM C TRACKING STK USD.01   | CUSIP: 531229607<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41196 | NS      | $1611999.48   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| LOEWS CORPORATION                                                | LOEWS CORP COMMON STOCK USD.01                     | CUSIP: 540424108<br>LEI: R8V1FN4M5ITGZOG7BS19 | Long             | EC               | CORP              | US        |     18150 | NS      | $1058689.50   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LUMEN TECHNOLOGIES INC                                           | LUMEN TECHNOLOGIES INC COMMON STOCK USD1.0         | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |    222047 | NS      | $1159085.34   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| MACYS INC                                                        | MACY S INC COMMON STOCK USD.01                     | CUSIP: 55616P104<br>LEI: 529900NZQ81TIOW3CW52 | Long             | EC               | CORP              | US        |    386508 | NS      | $7981390.20   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| MANPOWERGROUP INC                                                | MANPOWERGROUP INC COMMON STOCK USD.01              | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |     59587 | NS      | $4958234.27   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| MARATHON OIL CORPORATION                                         | MARATHON OIL CORP COMMON STOCK USD1.0              | CUSIP: 565849106<br>LEI: 1FRVQX2CRLGC1XLP5727 | Long             | EC               | CORP              | US        |    224996 | NS      | $6090641.72   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| MARATHON PETROLEUM CORPORATION                                   | MARATHON PETROLEUM CORP COMMON STOCK USD.01        | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |    356211 | NS      | $41459398.29  | 4.05%             |  |  |  | No            |                  1 | On Loan: No      |
| MCKESSON CORPORATION                                             | MCKESSON CORP COMMON STOCK USD.01                  | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     81496 | NS      | $30570779.52  | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCK & CO INC                                                   | MERCK + CO. INC. COMMON STOCK USD.5                | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |    251130 | NS      | $27862873.50  | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                                                        | APPLE INC COMMON STOCK USD.00001                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    275615 | NS      | $35810656.95  | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| NAVIENT CORPORATION                                              | NAVIENT CORP COMMON STOCK USD.01                   | CUSIP: 63938C108<br>LEI: 54930067J0ZNOEBRW338 | Long             | EC               | CORP              | US        |    275395 | NS      | $4530247.75   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| NETAPP INC                                                       | NETAPP INC COMMON STOCK USD.001                    | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |    156599 | NS      | $9405335.94   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC                                            | APPLIED MATERIALS INC COMMON STOCK USD.01          | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     19742 | NS      | $1922475.96   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| NORDSTROM INC                                                    | NORDSTROM INC COMMON STOCK                         | CUSIP: 655664100<br>LEI: 549300S3IZB5P35KNV16 | Long             | EC               | CORP              | US        |     73309 | NS      | $1183207.26   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV INC                                                          | NOV INC COMMON STOCK USD.01                        | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |     51270 | NS      | $1071030.30   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| NRG ENERGY INC                                                   | NRG ENERGY INC COMMON STOCK USD.01                 | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |    100033 | NS      | $3183050.06   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORPORATION                                               | ORACLE CORP COMMON STOCK USD.01                    | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |    145067 | NS      | $11857776.58  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| ORGANON & CO                                                     | ORGANON + CO COMMON STOCK USD.01                   | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |    114019 | NS      | $3184550.67   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| ARROW ELECTRONICS INC                                            | ARROW ELECTRONICS INC COMMON STOCK USD1.0          | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |     44763 | NS      | $4680866.91   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| PARK HOTELS & RESORTS INC                                        | PARK HOTELS + RESORTS INC REIT USD.01              | CUSIP: 700517105<br>LEI: 5493005UZ5TQN0H6HS73 | Long             | EC               | CORP              | US        |     53330 | NS      | $628760.70    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PBF ENERGY INC                                                   | PBF ENERGY INC CLASS A COMMON STOCK USD.001        | CUSIP: 69318G106<br>LEI: 2549003PBEDCSZMZIY02 | Long             | EC               | CORP              | US        |     87364 | NS      | $3562703.92   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| PFIZER INC                                                       | PFIZER INC COMMON STOCK USD.05                     | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |    172565 | NS      | $8842230.60   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC                                  | PHILIP MORRIS INTERNATIONAL COMMON STOCK           | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     40150 | NS      | $4063581.50   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILLIPS 66                                                      | PHILLIPS 66 COMMON STOCK                           | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |    292703 | NS      | $30464528.24  | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO FUNDS                                                      | PIMCO GOVERNMENT MONEY MARKET FUND                 | CUSIP: 72202E534<br>LEI: 549300XUGLULJEQL0159 | Long             | STIV             | RF                | US        |   1252086 | PA      | $1252086.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC                                                         | AT+T INC COMMON STOCK USD1.0                       | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |    705468 | NS      | $12987665.88  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PINNACLE WEST CAPITAL CORPORATION                                | PINNACLE WEST CAPITAL COMMON STOCK                 | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |     11332 | NS      | $861685.28    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL CORPORATION                                                  | PPL CORP COMMON STOCK USD.01                       | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |     88302 | NS      | $2580184.44   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC SERVICE ENTERPRISE GROUP INC (AKA: PSEG INC)              | PUBLIC SERVICE ENTERPRISE GP COMMON STOCK          | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |     45279 | NS      | $2774244.33   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PULTEGROUP INC                                                   | PULTEGROUP INC COMMON STOCK USD.01                 | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7078 | NS      | $322261.34    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| QORVO INC                                                        | QORVO INC COMMON STOCK USD.0001                    | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |     22713 | NS      | $2058706.32   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM INCORPORATED                                            | QUALCOMM INC COMMON STOCK USD.0001                 | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |     99609 | NS      | $10951013.46  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES INC                                              | QUANTA SERVICES INC COMMON STOCK USD.00001         | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     19302 | NS      | $2750535.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTONATION INC                                                   | AUTONATION INC COMMON STOCK USD.01                 | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7251 | NS      | $778032.30    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| QURATE RETAIL INC QVC GROUP(AKA: QURATE RETAIL GROUP INC QVC GR) | QURATE RETAIL INC COMMON STOCK USD.01              | CUSIP: 74915M100<br>LEI: 549300PSXEKU4PHLCR04 | Long             | EC               | CORP              | US        |    716221 | NS      | $1167440.23   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| RELIANCE STEEL & ALUMINUM CO                                     | RELIANCE STEEL + ALUMINUM COMMON STOCK             | CUSIP: 759509102<br>LEI: 549300E287ZOFT3C5Z56 | Long             | EC               | CORP              | US        |     22888 | NS      | $4633446.72   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBERT HALF INTL INC                                             | ROBERT HALF INTL INC COMMON STOCK USD.001          | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |     18065 | NS      | $1333738.95   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AVNET INC                                                        | AVNET INC COMMON STOCK USD1.0                      | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |    102565 | NS      | $4264652.70   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| SEAGATE TECHNOLOGY HOLDINGS PUBLIC LIMITED COMPANY               | SEAGATE TECHNOLOGY HOLDINGS COMMON STOCK USD.00001 | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |    131512 | NS      | $6918846.32   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| SKYWORKS SOLUTIONS INC                                           | SKYWORKS SOLUTIONS INC COMMON STOCK USD.25         | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |      3185 | NS      | $290249.05    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN CO                                                      | SOUTHERN CO/THE COMMON STOCK USD5.0                | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |    131516 | NS      | $9391557.56   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| BAKER HUGHES COMPANY                                             | BAKER HUGHES CO COMMON STOCK USD.0001              | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27895 | NS      | $823739.35    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                                              | SYNCHRONY FINANCIAL COMMON STOCK USD.001           | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |    455878 | NS      | $14980151.08  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| SYSCO CORPORATION                                                | SYSCO CORP COMMON STOCK USD1.0                     | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |     15531 | NS      | $1187344.95   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGET CORPORATION                                               | TARGET CORP COMMON STOCK USD.0833                  | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |     17602 | NS      | $2623402.08   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INCORPORATED                                   | TEXAS INSTRUMENTS INC COMMON STOCK USD1.0          | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      3891 | NS      | $642871.02    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANSOCEAN LTD                                                   | TRANSOCEAN LTD COMMON STOCK CHF.1                  | CUSIP: H8817H100<br>LEI: 529900QO4W5DQGBGEF32 | Long             | EC               | CORP              | CH        |    613938 | NS      | $2799557.28   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TRAVELERS COMPANIES INC                                          | TRAVELERS COS INC/THE COMMON STOCK NPV             | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |     33619 | NS      | $6303226.31   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| UNION PACIFIC CORPORATION                                        | UNION PACIFIC CORP COMMON STOCK USD2.5             | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     26469 | NS      | $5480935.83   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| UNIVERSAL HEALTH SERVICES INC                                    | UNIVERSAL HEALTH SERVICES B COMMON STOCK USD.01    | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |     14307 | NS      | $2015713.23   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| UNUM GROUP                                                       | UNUM GROUP COMMON STOCK USD.1                      | CUSIP: 91529Y106<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EC               | CORP              | US        |     18827 | NS      | $772471.81    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| VALERO ENERGY CORPORATION                                        | VALERO ENERGY CORP COMMON STOCK USD.01             | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |    367987 | NS      | $46682830.82  | 4.56%             |  |  |  | No            |                  1 | On Loan: No      |
| VENTAS INC                                                       | VENTAS INC REIT USD.25                             | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |      5709 | NS      | $257190.45    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| VERIZON COMMUNICATIONS INC                                       | VERIZON COMMUNICATIONS INC COMMON STOCK USD.1      | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    102914 | NS      | $4054811.60   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTRA CORP                                                      | VISTRA CORP COMMON STOCK USD.01                    | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |    602885 | NS      | $13986932.00  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| WALGREENS BOOTS ALLIANCE INC                                     | WALGREENS BOOTS ALLIANCE INC COMMON STOCK USD.01   | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |    391126 | NS      | $14612467.36  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| WALMART INC                                                      | WALMART INC COMMON STOCK USD.1                     | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |    324540 | NS      | $46016526.60  | 4.49%             |  |  |  | No            |                  1 | On Loan: No      |
| WATERS CORPORATION                                               | WATERS CORP COMMON STOCK USD.01                    | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |      4473 | NS      | $1532360.34   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC ENERGY GROUP INC                                             | WEC ENERGY GROUP INC COMMON STOCK USD.01           | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |         1 | NS      | $93.76        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                            | WELLS FARGO + CO COMMON STOCK USD1.666             | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    605022 | NS      | $24981358.38  | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN DIGITAL CORPORATION                                      | WESTERN DIGITAL CORP COMMON STOCK USD.01           | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |     32300 | NS      | $1019065.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN UNION CO                                                 | WESTERN UNION CO COMMON STOCK USD.01               | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |      7513 | NS      | $103454.01    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| WEYERHAEUSER COMPANY                                             | WEYERHAEUSER CO REIT USD1.25                       | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | EC               | CORP              | US        |    135268 | NS      | $4193308.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| WHIRLPOOL CORPORATION                                            | WHIRLPOOL CORP COMMON STOCK USD1.0                 | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |      9359 | NS      | $1323924.14   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| WORLD FUEL SERVICES CORPORATION                                  | WORLD FUEL SERVICES CORP COMMON STOCK USD.01       | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |     61045 | NS      | $1668359.85   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WW GRAINGER INC                                                  | WW GRAINGER INC COMMON STOCK USD.5                 | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |       720 | NS      | $400500.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| XEROX HOLDINGS CORPORATION                                       | XEROX HOLDINGS CORP COMMON STOCK USD1.0            | CUSIP: 98421M106<br>LEI: 5493000Y33XDVO2CXC18 | Long             | EC               | CORP              | US        |    165450 | NS      | $2415570.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| YUM! BRANDS INC                                                  | YUM  BRANDS INC COMMON STOCK                       | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |      1992 | NS      | $255135.36    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF NEW YORK MELLON CORP (BNY MELLON)                        | BANK OF NEW YORK MELLON CORP COMMON STOCK USD.01   | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     33256 | NS      | $1513813.12   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BED BATH & BEYOND INC                                            | BED BATH + BEYOND INC COMMON STOCK USD.01          | CUSIP: 075896100<br>LEI: 529900ZBUWWUV7BKGX39 | Long             | EC               | CORP              | US        |    485385 | NS      | $1218316.35   | 0.12%             |  |  |  | No            |                  1 | On Loan: —       |
| BEST BUY CO INC                                                  | BEST BUY CO INC COMMON STOCK USD.1                 | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |     67841 | NS      | $5441526.61   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOGEN INC (AKA: BIOGEN IDEC INC)                                | BIOGEN INC COMMON STOCK USD.0005                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |     66981 | NS      | $18548378.52  | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| BREAD FINANCIAL HOLDINGS INC                                     | BREAD FINANCIAL HOLDINGS INC COMMON STOCK USD.01   | CUSIP: 018581108<br>LEI: 549300G8S4PO686J7H97 | Long             | EC               | CORP              | US        |     86084 | NS      | $3241923.44   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| AECOM (AKA: AECOM TECHNOLOGY CORP)                               | AECOM COMMON STOCK USD.01                          | CUSIP: 00766T100<br>LEI: 0EEB8GF0W0NPCIHZX097 | Long             | EC               | CORP              | US        |      4536 | NS      | $385242.48    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPRI HOLDINGS LIMITED (AKA: MICHAEL KORS HOLDINGS LTD)          | CAPRI HOLDINGS LTD COMMON STOCK                    | CUSIP: G1890L107<br>LEI: 549300LPG8W0H1OX3A26 | Long             | EC               | CORP              | VG        |     39853 | NS      | $2284373.96   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AES CORPORATION                                                  | AES CORP COMMON STOCK USD.01                       | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |    194814 | NS      | $5602850.64   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CARDINAL HEALTH INC                                              | CARDINAL HEALTH INC COMMON STOCK                   | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |    315407 | NS      | $24245336.09  | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLISLE COS INC                                                 | CARLISLE COS INC COMMON STOCK USD1.0               | CUSIP: 142339100<br>LEI: XR64VGX1ZPX6G7ZN7Z11 | Long             | EC               | CORP              | US        |      1795 | NS      | $422991.75    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                              | FIXED INC CLEARING CORP.REPO                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | RA               |  | US        |   5467000 | PA      | $5467000.00   | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| CF INDUSTRIES HOLDINGS INC                                       | CF INDUSTRIES HOLDINGS INC COMMON STOCK USD.01     | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |     28461 | NS      | $2424877.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ROBINSON WORLDWIDE INC                                        | C.H. ROBINSON WORLDWIDE INC COMMON STOCK USD.1     | CUSIP: 12541W209<br>LEI: 529900WNWN5L0OVDHA79 | Long             | EC               | CORP              | US        |     21989 | NS      | $2013312.84   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-09

**Name of Applicant:** PIMCO Equity Series

**Signature:** /s/ Bijal Parikh

**Name of Signer:** Bijal Parikh

**Title:** Treasurer