# EDGAR Filing Document

**Accession Number:** 0001696556
**File Stem:** 0001193125-26-043277
**Filing Date:** 2026-2
**Character Count:** 9808
**Document Hash:** 73d53d1dab41974ec086c99aa5b6eefd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-043277.hdr.sgml**: 20260209

**ACCESSION NUMBER**: 0001193125-26-043277

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260209

**FILED AS OF DATE**: 20260209

**DATE AS OF CHANGE**: 20260209

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Jacobs Jared Noah
- **CENTRAL INDEX KEY:** 0002085817

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43108
- **FILM NUMBER:** 26613128

**MAIL ADDRESS:**
- **STREET 1:** 515 WEST 20TH STREET, SUITE 4W
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Once Upon a Farm, PBC
- **CENTRAL INDEX KEY:** 0001696556
- **STANDARD INDUSTRIAL CLASSIFICATION:** FOOD & KINDRED PRODUCTS [2000]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 473648280
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2111 SAN PABLO AVENUE, SUITE 2216
- **CITY:** BERKELEY
- **STATE:** CA
- **ZIP:** 94702
- **BUSINESS PHONE:** 3106941590

**MAIL ADDRESS:**
- **STREET 1:** 2111 SAN PABLO AVENUE, SUITE 2216
- **CITY:** BERKELEY
- **STATE:** CA
- **ZIP:** 94702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Once Upon A Farm, PBC
- **DATE OF NAME CHANGE:** 20210624

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Once Upon a Farm, LLC
- **DATE OF NAME CHANGE:** 20170131

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Jacobs Jared Noah<br><sub>(Last) (First) (Middle)</sub><br>C/O ONCE UPON A FARM, PBC<br>950 GILMAN STREET, SUITE 100<br><sub>(Street)</sub><br>BERKELEY, CA 94710<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-02-09 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Once Upon a Farm, PBC [ OFRM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2026-02-09 |  | C |  | 7411502 | A | <sup>(1)</sup> | 7411502 | I | By CAVU Venture Partners II L.P<sup>(2)(3)</sup> |
| Common Stock | 2026-02-09 |  | C |  | 107749 | A | <sup>(1)</sup> | 646478 | I | By TNG Investors LP<sup>(2)(3)</sup> |
| Common Stock | 2026-02-09 |  | C |  | 2274219 | A | <sup>(1)</sup> | 2274219 | I | By CAVU Venture Partners III L.P.<sup>(2)(3)</sup> |
| Common Stock<sup>(4)</sup> | 2026-02-09 |  | A |  | 6112.00 | A | $0 | 6112.00 | D<sup>(5)</sup> |  |
| Common Stock |  |  |  |  |  |  |  | 731396 | I | By CAVU Venture Partners IV L.P.<sup>(2)(3)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Series A-2 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | C |  |  | 107749 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 107749 | $0 | 0 | I | By TNG Investors LP<sup>(2)(3)</sup> |
| Series B-1 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | C |  |  | 4804965 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 4804965 | $0 | 0 | I | By CAVU Venture Partners II L.P.<sup>(2)(3)</sup> |
| Series B-2 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | C |  |  | 914243 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 914243 | $0 | 0 | I | By CAVU Venture Partners II L.P.<sup>(2)(3)</sup> |
| Series C-1 Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | C |  |  | 874954 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 874954 | $0 | 0 | I | By CAVU Venture Partners II L.P.<sup>(2)(3)</sup> |
| Series D Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | C |  |  | 817340 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 817340 | $0 | 0 | I | By CAVU Venture Partners II L.P.<sup>(2)(3)</sup> |
| Series D Preferred Stock | <sup>(1)</sup> | 2026-02-09 |  | C |  |  | 2274219 | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 2274219 | $0 | 0 | I | By CAVU Venture Partners III L.P.<sup>(2)(3)</sup> |

---

### Footnotes:

(1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

(2) CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Partner at CAVU Consumer Partners LLC, which is the investment manager of the foregoing.

(3) (Continued from footnote 2) The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

(4) In connection with the closing of the initial public offering of the Issuer, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

(5) The reporting person is contractually obligated to remit the proceeds of any sale of shares issued upon vesting of restricted stock units to CAVU Consumer Partners, LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

**Signature:** /s/ Genevieve Kelly, as Attorney-in-fact  
**Date:** 2026-02-09

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**