# EDGAR Filing Document

**Accession Number:** 0001490281
**File Stem:** 0001490281-23-000002
**Filing Date:** 2023-1
**Character Count:** 8725
**Document Hash:** 4ce2e816f22343c0cf98d96f637ede7b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001490281-23-000002.hdr.sgml**: 20230104

**ACCESSION NUMBER**: 0001490281-23-000002

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230102

**FILED AS OF DATE**: 20230104

**DATE AS OF CHANGE**: 20230104

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Drobny Dane A
- **CENTRAL INDEX KEY:** 0001492144

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35335
- **FILM NUMBER:** 23509383

**MAIL ADDRESS:**
- **STREET 1:** 600 W. CHICAGO AVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60654
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Groupon, Inc.
- **CENTRAL INDEX KEY:** 0001490281
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-ADVERTISING AGENCIES [7311]
- **IRS NUMBER:** 270903295
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 600 WEST CHICAGO AVENUE, SUITE 400
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60654
- **BUSINESS PHONE:** (312) 334-1579

**MAIL ADDRESS:**
- **STREET 1:** 600 WEST CHICAGO AVENUE, SUITE 400
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60654

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Drobny Dane A<br><sub>(Last) (First) (Middle)</sub><br>C/O GROUPON, INC.<br>600 WEST CHICAGO AVENUE<br><sub>(Street)</sub><br>CHICAGO, IL 60654<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Admin Officer, GC & Sec_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Groupon, Inc. [ GRPN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-02 |  | M |  | 6099 | A | $0 | 136991 | D |  |
| Common Stock | 2023-01-02 |  | F<sup>(1)</sup> |  | 3026 | D | $8.58 | 133965 | D |  |
| Common Stock | 2023-01-02 |  | M |  | 4066 | A | $0 | 138031 | D |  |
| Common Stock | 2023-01-02 |  | F<sup>(1)</sup> |  | 2017 | D | $8.58 | 136014 | D |  |
| Common Stock | 2023-01-02 |  | M<sup>(2)</sup> |  | 2354 | A | $0 | 138368 | D |  |
| Common Stock | 2023-01-02 |  | F<sup>(1)</sup> |  | 1168 | D | $8.58 | 137200 | D |  |
| Common Stock | 2023-01-02 |  | M<sup>(3)</sup> |  | 7755 | A | $0 | 144955 | D |  |
| Common Stock | 2023-01-02 |  | F<sup>(1)</sup> |  | 3748 | D | $8.58 | 141207 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(4)</sup> | 2023-01-02 |  | M |  |  | 6099 | 2022-01-02<sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 6099.0 | $0 | 0 | D |  |
| Restricted Stock Units | <sup>(4)</sup> | 2023-01-02 |  | M |  |  | 4066 | 2022-01-02<sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 4066.0 | $0 | 0 | D |  |
| Performance Share Units | <sup>(6)</sup> | 2023-01-02 |  | M |  |  | 2354 | 2021-01-02<sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 2354.0 | $0 | 0 | D |  |
| Performance Share Units | <sup>(6)</sup> | 2023-01-02 |  | M |  |  | 7755 | 2022-01-02<sup>(8)</sup> | <sup>(8)</sup> | Common Stock | 7755.0 | $0 | 0 | D |  |

---

### Footnotes:

(1) Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities.

(2) Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

(3) These shares of common stock represent the settlement of performance share units previously awarded under the Groupon, Inc. 2011 Incentive Plan and are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). These performance share units were credited following the certification of performance metrics applicable to the performance period ended December 31, 2020.

(4) Each restricted stock unit represents a contingent right to receive one share of Common Stock.

(5) The restricted stock units reported on this line will vest in two equal installments on January 2, 2022 and January 2, 2023, subject, in each case, to Mr. Drobny's continued employment with the Company through each vesting date.

(6) Each performance share unit represents a contingent right to receive one share of Common Stock.

(7) The performance share units reported on this line were credited effective February 18, 2020 following certification of performance metrics applicable to the one-year performance period ending December 31, 2019, and vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Drobny's continuous employment as of the vesting date.

(8) These performance share units were previously awarded and credited following the certification of performance metrics applicable to the performance period ended December 31, 2020. The performance share units reported on this line will vest in two equal annual installments beginning on January 2, 2022, in each case subject to Mr. Drobny's continuous employment as of the vesting date.

**Signature:** /s/ Dane Drobny  
**Date:** 2023-01-04

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**