# EDGAR Filing Document

**Accession Number:** 0001971230
**File Stem:** 0001971230-26-000002
**Filing Date:** 2026-5
**Character Count:** 17319
**Document Hash:** c934f20cf771497b90510d03b1388ea1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001971230-26-000002.hdr.sgml**: 20260526

**ACCESSION NUMBER**: 0001971230-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260526

**DATE AS OF CHANGE**: 20260526

**EFFECTIVENESS DATE**: 20260526

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ruggaard & Associates LLC
- **CENTRAL INDEX KEY:** 0001971230

**ORGANIZATION NAME:**
- **EIN:** 341777509
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23250
- **FILM NUMBER:** 261018639

**BUSINESS ADDRESS:**
- **STREET 1:** 110 W STREETSBORO STREET SUITE 1A
- **CITY:** HUDSON
- **STATE:** OH
- **ZIP:** 44236
- **BUSINESS PHONE:** 3304875888

**MAIL ADDRESS:**
- **STREET 1:** 110 W STREETSBORO STREET SUITE 1A
- **CITY:** HUDSON
- **STATE:** OH
- **ZIP:** 44236

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ruggaard  Associates LLC<br>**Address:** 110 W STREETSBORO STREET SUITE 1A<br>HUDSON, OH 44236

**Form 13F File Number:** 028-23250

**CRD Number (if applicable):** 000107489

**SEC File Number (if applicable):** 801-43618

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ryan Ruggaard<br>**Title:** Director of Research  Chief Compliance Officer<br>**Phone:** 3304875888

**Signature, Place, and Date of Signing:**

Ryan Ruggaard  Chicago, IL  05-26-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 139

**Form 13F Information Table Value Total:** $252372365

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 2904644 | 14310 | SH |  | SOLE |  | 0 | 0 | 14310 |
| ALCON AG | ORD SHS | H01301128 |  | 304514 | 4041 | SH |  | SOLE |  | 39 | 0 | 4003 |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 025072307 |  | 8511385 | 81038 | SH |  | SOLE |  | 733 | 0 | 80305 |
| APPLE INC | COM | 037833100 |  | 6650865 | 26206 | SH |  | SOLE |  | 0 | 0 | 26206 |
| APPLE INC | COM | 037833100 |  | 200494 | 790 | SH |  | OTR |  | 0 | 0 | 790 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 14020W106 |  | 14296657 | 336076 | SH |  | SOLE |  | 2021 | 0 | 334055 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 291888 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 1742498 | 13201 | SH |  | SOLE |  | 250 | 0 | 12951 |
| GATX CORP | COM | 361448103 |  | 443924 | 2600 | SH |  | SOLE |  | 0 | 0 | 2600 |
| J P MORGAN EXCHANGE TRADED F | SMALL  MID CAP | 46641Q118 |  | 1820176 | 27260 | SH |  | SOLE |  | 788 | 0 | 26472 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 656113 | 12870 | SH |  | SOLE |  | 0 | 0 | 12870 |
| MICROSOFT CORP | COM | 594918104 |  | 1946770 | 5259 | SH |  | SOLE |  | 11 | 0 | 5248 |
| MICROSOFT CORP | COM | 594918104 |  | 37017 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 1151988 | 7542 | SH |  | SOLE |  | 43 | 0 | 7498 |
| OLD REP INTL CORP | COM | 680223104 |  | 839400 | 21038 | SH |  | SOLE |  | 0 | 0 | 21038 |
| ROYAL BK CDA | COM | 780087102 |  | 731246 | 4520 | SH |  | SOLE |  | 0 | 0 | 4520 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 593110 | 912 | SH |  | SOLE |  | 0 | 0 | 912 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 271402 | 5440 | SH |  | SOLE |  | 0 | 0 | 5440 |
| BNY MELLON ETF TRUST II | DYNAMIC VALUE | 05613H100 |  | 7839012 | 264296 | SH |  | SOLE |  | 0 | 0 | 264296 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 14020Y102 |  | 14185517 | 634983 | SH |  | SOLE |  | 3161 | 0 | 631822 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 14020X104 |  | 8537296 | 255837 | SH |  | SOLE |  | 1880 | 0 | 253957 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 |  | 7387520 | 103859 | SH |  | SOLE |  | 627 | 0 | 103232 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 8699703 | 45330 | SH |  | SOLE |  | 0 | 0 | 45330 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 10544910 | 140244 | SH |  | SOLE |  | 6 | 0 | 140238 |
| ISHARES TR | IBONDS 2026 TERM | 46436E528 |  | 12123668 | 528264 | SH |  | SOLE |  | 0 | 0 | 528264 |
| ISHARES TR | IBONDS DEC 29 | 46436E205 |  | 11905135 | 511829 | SH |  | SOLE |  | 2002 | 0 | 509827 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 7517249 | 17630 | SH |  | SOLE |  | 0 | 0 | 17630 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | 46654Q716 |  | 11239001 | 209020 | SH |  | SOLE |  | 0 | 0 | 209020 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 14866742 | 293751 | SH |  | SOLE |  | 1622 | 0 | 292129 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 11026142 | 38395 | SH |  | SOLE |  | 0 | 0 | 38395 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 6512387 | 24864 | SH |  | SOLE |  | 0 | 0 | 24864 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 4603506 | 59701 | SH |  | SOLE |  | 0 | 0 | 59701 |
| WISDOMTREE TR | WISDOMTREE US VA | 97717W547 |  | 7585100 | 80071 | SH |  | SOLE |  | 0 | 0 | 80071 |
| DBX ETF TR | XTRACK MSCI EAFE | 233051200 |  | 7390898 | 149613 | SH |  | SOLE |  | 6 | 0 | 149607 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 025072349 |  | 1632244 | 20249 | SH |  | SOLE |  | 0 | 0 | 20249 |
| COLUMBIA ETF TR I | RESH ENHNC VLU | 19761L805 |  | 1500391 | 52425 | SH |  | SOLE |  | 27 | 0 | 52398 |
| ISHARES TR | IBONDS 29 TR HI | 46436E379 |  | 318842 | 13694 | SH |  | SOLE |  | 0 | 0 | 13694 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1358142 | 3109 | SH |  | SOLE |  | 0 | 0 | 3109 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 1499548 | 17071 | SH |  | SOLE |  | 7 | 0 | 17064 |
| CHORD ENERGY CORPORATION | COM NEW | 674215207 |  | 220379 | 1550 | SH |  | SOLE |  | 0 | 0 | 1550 |
| DEERE  CO | COM | 244199105 |  | 479506 | 851 | SH |  | SOLE |  | 0 | 0 | 851 |
| EAGLE MATLS INC | COM | 26969P108 |  | 517009 | 2729 | SH |  | SOLE |  | 0 | 0 | 2729 |
| INGREDION INC | COM | 457187102 |  | 682382 | 6057 | SH |  | SOLE |  | 0 | 0 | 6057 |
| MCDONALDS CORP | COM | 580135101 |  | 396627 | 1276 | SH |  | SOLE |  | 0 | 0 | 1276 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 327165 | 1590 | SH |  | SOLE |  | 5 | 0 | 1585 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 319758 | 554 | SH |  | SOLE |  | 0 | 0 | 554 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 57718 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| ABBOTT LABORATORIES | COM | 002824100 |  | 330540 | 3219 | SH |  | SOLE |  | 0 | 0 | 3219 |
| CISCO SYS INC | COM | 17275R102 |  | 568890 | 7332 | SH |  | SOLE |  | 0 | 0 | 7332 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 661699 | 2707 | SH |  | SOLE |  | 0 | 0 | 2707 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 24444 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 |  | 325130 | 749 | SH |  | SOLE |  | 0 | 0 | 749 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 2150488 | 30642 | SH |  | SOLE |  | 1173 | 0 | 29469 |
| ISHARES TR | CORE S ETF | 464287200 |  | 3771771 | 5774 | SH |  | SOLE |  | 256 | 0 | 5518 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 |  | 1106744 | 14612 | SH |  | SOLE |  | 921 | 0 | 13691 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 1059574 | 21036 | SH |  | SOLE |  | 1051 | 0 | 19985 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 2356575 | 23432 | SH |  | SOLE |  | 632 | 0 | 22801 |
| PIMCO ETF TR | MULTISECTOR BD | 72201R585 |  | 1102798 | 42092 | SH |  | SOLE |  | 2231 | 0 | 39860 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 418672 | 973 | SH |  | SOLE |  | 10 | 0 | 963 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 660646 | 9783 | SH |  | SOLE |  | 0 | 0 | 9783 |
| AFLAC INC | COM | 001055102 |  | 872085 | 7949 | SH |  | SOLE |  | 0 | 0 | 7949 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 667535 | 2321 | SH |  | SOLE |  | 63 | 0 | 2258 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 172536 | 600 | SH |  | OTR |  | 0 | 0 | 600 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 377481 | 1248 | SH |  | SOLE |  | 67 | 0 | 1181 |
| APPLIED MATLS INC | COM | 038222105 |  | 273774 | 801 | SH |  | SOLE |  | 0 | 0 | 801 |
| LEONARDO DRS INC | COM | 52661A108 |  | 211292 | 4746 | SH |  | SOLE |  | 0 | 0 | 4746 |
| S GLOBAL INC | COM | 78409V104 |  | 211012 | 496 | SH |  | SOLE |  | 7 | 0 | 489 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 865710 | 13095 | SH |  | SOLE |  | 200 | 0 | 12895 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 1052599 | 3115 | SH |  | SOLE |  | 36 | 0 | 3078 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 33795 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| BANK NOVA SCOTIA B C | COM | 064149107 |  | 601611 | 8680 | SH |  | SOLE |  | 100 | 0 | 8580 |
| D R HORTON INC | COM | 23331A109 |  | 240654 | 1754 | SH |  | SOLE |  | 0 | 0 | 1754 |
| DOLLAR GEN CORP | COM | 256677105 |  | 318078 | 2679 | SH |  | SOLE |  | 0 | 0 | 2679 |
| SM ENERGY COMPANY | COM | 78454L100 |  | 262224 | 8410 | SH |  | SOLE |  | 0 | 0 | 8410 |
| AMAZON COM INC | COM | 023135106 |  | 1092401 | 5245 | SH |  | SOLE |  | 40 | 0 | 5205 |
| AMAZON COM INC | COM | 023135106 |  | 87473 | 420 | SH |  | OTR |  | 0 | 0 | 420 |
| ELI LILLY  CO | COM | 532457108 |  | 383636 | 417 | SH |  | SOLE |  | 0 | 0 | 417 |
| ELI LILLY  CO | COM | 532457108 |  | 18395 | 20 | SH |  | OTR |  | 0 | 0 | 20 |
| VISA INC | COM CL A | 92826C839 |  | 451681 | 1494 | SH |  | SOLE |  | 13 | 0 | 1481 |
| VISA INC | COM CL A | 92826C839 |  | 90672 | 300 | SH |  | OTR |  | 0 | 0 | 300 |
| CHEVRON CORPORATION | COM | 166764100 |  | 947698 | 4580 | SH |  | SOLE |  | 0 | 0 | 4580 |
| CHEVRON CORPORATION | COM | 166764100 |  | 20690 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| CANADIAN NAT RES LTD MED TER | COM | 136385101 |  | 579497 | 11892 | SH |  | SOLE |  | 123 | 0 | 11769 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 250649 | 12987 | SH |  | SOLE |  | 0 | 0 | 12987 |
| KIMBELL RTY PARTNERS LP | UNIT | 49435R102 |  | 202797 | 14015 | SH |  | SOLE |  | 0 | 0 | 14015 |
| LADDER CAP CORP | CL A | 505743104 |  | 423596 | 43357 | SH |  | SOLE |  | 169 | 0 | 43188 |
| TEXAS INSTRS INC | COM | 882508104 |  | 1055412 | 5436 | SH |  | SOLE |  | 0 | 0 | 5436 |
| BLACK HILLS CORP | COM | 092113109 |  | 315399 | 4544 | SH |  | SOLE |  | 100 | 0 | 4444 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 855417 | 2908 | SH |  | SOLE |  | 0 | 0 | 2908 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 248704 | 693 | SH |  | SOLE |  | 0 | 0 | 693 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 397462 | 2265 | SH |  | SOLE |  | 0 | 0 | 2265 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 779247 | 2429 | SH |  | SOLE |  | 6 | 0 | 2423 |
| BROADCOM INC | COM | 11135F101 |  | 460286 | 1487 | SH |  | SOLE |  | 0 | 0 | 1487 |
| BROADCOM INC | COM | 11135F101 |  | 30951 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| HOME DEPOT INC | COM | 437076102 |  | 288355 | 877 | SH |  | SOLE |  | 0 | 0 | 877 |
| HOME DEPOT INC | COM | 437076102 |  | 49334 | 150 | SH |  | OTR |  | 0 | 0 | 150 |
| WALMART INC | COM | 931142103 |  | 958820 | 7715 | SH |  | SOLE |  | 0 | 0 | 7715 |
| WALMART INC | COM | 931142103 |  | 24856 | 200 | SH |  | OTR |  | 0 | 0 | 200 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 991532 | 4013 | SH |  | SOLE |  | 0 | 0 | 4013 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 |  | 481281 | 1644 | SH |  | SOLE |  | 0 | 0 | 1644 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 487774 | 1368 | SH |  | SOLE |  | 90 | 0 | 1278 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 419947 | 854 | SH |  | SOLE |  | 7 | 0 | 848 |
| SANDRIDGE ENERGY INC | COM NEW | 80007P869 |  | 204707 | 12551 | SH |  | SOLE |  | 180 | 0 | 12371 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 364651 | 1250 | SH |  | SOLE |  | 0 | 0 | 1250 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 401688 | 2903 | SH |  | SOLE |  | 226 | 0 | 2677 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 878513 | 8731 | SH |  | SOLE |  | 0 | 0 | 8731 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 341832 | 2400 | SH |  | SOLE |  | 0 | 0 | 2400 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 737513 | 25318 | SH |  | SOLE |  | 0 | 0 | 25318 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 403578 | 3927 | SH |  | SOLE |  | 0 | 0 | 3927 |
| CATERPILLAR INC | COM | 149123101 |  | 312637 | 441 | SH |  | SOLE |  | 0 | 0 | 441 |
| NUTRIEN LTD | COM | 67077M108 |  | 385223 | 5105 | SH |  | SOLE |  | 0 | 0 | 5105 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 418443 | 2897 | SH |  | SOLE |  | 0 | 0 | 2897 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 323460 | 675 | SH |  | SOLE |  | 0 | 0 | 675 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 52712 | 110 | SH |  | OTR |  | 0 | 0 | 110 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 768581 | 4407 | SH |  | SOLE |  | 0 | 0 | 4407 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 122080 | 700 | SH |  | OTR |  | 0 | 0 | 700 |
| NOVA LTD | COM | M7516K103 |  | 328750 | 757 | SH |  | SOLE |  | 0 | 0 | 757 |
| TJX COS INC NEW | COM | 872540109 |  | 285065 | 1785 | SH |  | SOLE |  | 100 | 0 | 1685 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 1188359 | 8212 | SH |  | SOLE |  | 0 | 0 | 8212 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 248164 | 9887 | SH |  | SOLE |  | 0 | 0 | 9887 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 588581 | 19011 | SH |  | SOLE |  | 0 | 0 | 19011 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 427650 | 14706 | SH |  | SOLE |  | 0 | 0 | 14706 |
| KAMADA LTD | SHS | M6240T109 |  | 105084 | 12600 | SH |  | SOLE |  | 0 | 0 | 12600 |
| PROGRESSIVE CORP | COM | 743315103 |  | 305091 | 1539 | SH |  | SOLE |  | 0 | 0 | 1539 |
| PROGRESSIVE CORP | COM | 743315103 |  | 39648 | 200 | SH |  | OTR |  | 0 | 0 | 200 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 753301 | 756 | SH |  | SOLE |  | 0 | 0 | 756 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 962705 | 5674 | SH |  | SOLE |  | 0 | 0 | 5674 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 16966 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 666224 | 5200 | SH |  | SOLE |  | 0 | 0 | 5200 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 299787 | 2057 | SH |  | SOLE |  | 0 | 0 | 2057 |
| STATE STR SPDR S MIDCAP 40 | UTSER1 S | 78467Y107 |  | 400894 | 650 | SH |  | SOLE |  | 0 | 0 | 650 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 431393 | 3246 | SH |  | SOLE |  | 0 | 0 | 3246 |
| AMBEV SA | SPONSORED ADR | 02319V103 |  | 29200 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| PEPSICO INC | COM | 713448108 |  | 438228 | 2822 | SH |  | SOLE |  | 0 | 0 | 2822 |
| ELLSWORTH GROWTH  INCOME FD | COM | 289074106 |  | 209308 | 18772 | SH |  | SOLE |  | 0 | 0 | 18772 |
| PHILLIPS 66 | COM | 718546104 |  | 461280 | 2532 | SH |  | SOLE |  | 0 | 0 | 2532 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 217083 | 3470 | SH |  | SOLE |  | 0 | 0 | 3470 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 |  | 261711 | 3233 | SH |  | SOLE |  | 0 | 0 | 3233 |
| 3M CO | COM | 88579Y101 |  | 232368 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |

---