# EDGAR Filing Document

**Accession Number:** 0001883827
**File Stem:** 0001883827-26-000001
**Filing Date:** 2026-3
**Character Count:** 2668
**Document Hash:** 113171619d14190e093166a2d6b61d67
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001883827-26-000001.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001883827-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THL CAPITAL MARKETS, LLC
- **CENTRAL INDEX KEY:** 0001883827

**ORGANIZATION NAME:**
- **EIN:** 872047884
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70807
- **FILM NUMBER:** 26708574

**BUSINESS ADDRESS:**
- **STREET 1:** 100 FEDERAL STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 617-946-2604

**MAIL ADDRESS:**
- **STREET 1:** 100 FEDERAL STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORT HILL CAPITAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20221026

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** THL CAPITAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20221020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORT HILL CAPITAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20210917

### Attached PDF Documents

**Attachment 1:** `thls.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001883827

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THL CAPITAL MARKETS, LLC

**Business Address:** 100 FEDERAL STREET, BOSTON, MA, 02110

**Contact Person:** Gregory Maxon

**Contact Phone:** 617-227-1050

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** Six, Cricket Square, George Town, E9, KY1-1106

**Accountant Type:** Certified Public Accountant not resident in United States or any of its possessions

### OATH OR AFFIRMATION

I, **Gregory Maxon**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THL CAPITAL MARKETS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Gregory Maxon

**Title:** CFO