# EDGAR Filing Document

**Accession Number:** 0000917379
**File Stem:** 0000917379-26-000002
**Filing Date:** 2026-3
**Character Count:** 2678
**Document Hash:** 4c3754237d51628462c1d31ade0d8a55
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000917379-26-000002.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0000917379-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**EFFECTIVENESS DATE**: 20260330

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBS VICKERS SECURITIES (USA) INC.
- **CENTRAL INDEX KEY:** 0000917379

**ORGANIZATION NAME:**
- **EIN:** 133743951
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-46837
- **FILM NUMBER:** 26816249

**BUSINESS ADDRESS:**
- **STREET 1:** 777 THIRD AVE
- **STREET 2:** SUITE 1701
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** (917) 301-3794

**MAIL ADDRESS:**
- **STREET 1:** 777 THIRD AVENUE
- **STREET 2:** SUITE 1701
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBS VICKERS SECURITIES USA INC                          /BD
- **DATE OF NAME CHANGE:** 20020124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VICKERS BALLAS USA INC                                  /BD
- **DATE OF NAME CHANGE:** 20011205

### Attached PDF Documents

**Attachment 1:** `dbs2025bsa.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000917379

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DBS VICKERS SECURITIES (USA) INC.

**Business Address:** 777 THIRD AVE, SUITE 1701, NEW YORK, NY, 10017

**Contact Person:** Michael T Marrone

**Contact Phone:** 6469301906

### Independent Public Accountant Identification

**Accountant Name:** WITHUMSMITH BROWN PC

**Accountant Address:** 200 Jefferson Park, suite 400, Whippany, NJ, 07981

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **ELAINE YU**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DBS VICKERS SECURITIES (USA) INC.**, as of **12-31-2025**, are true and correct.

**Signature:** ELAINE YU

**Title:** MANAGING DIRECTOR