# EDGAR Filing Document

**Accession Number:** 0001237208
**File Stem:** 0001104659-25-067298
**Filing Date:** 2025-7
**Character Count:** 4332
**Document Hash:** c57cd538d0c91cd7a617d8d3d5165e34
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-067298.hdr.sgml**: 20250807

**ACCESSION NUMBER**: 0001104659-25-067298

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250711

**DATE AS OF CHANGE**: 20250807

**EFFECTIVENESS DATE**: 20250721

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DEARBORN CAPITAL MANAGEMENT LLC
- **CENTRAL INDEX KEY:** 0001237208

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06079
- **FILM NUMBER:** 251193079

**BUSINESS ADDRESS:**
- **STREET 1:** 555 W. JACKSON BLVD
- **STREET 2:** SUITE 600
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60661
- **BUSINESS PHONE:** 312-756-4450

**MAIL ADDRESS:**
- **STREET 1:** 555 W. JACKSON BLVD
- **STREET 2:** SUITE 600
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60661

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** DEARBORN CAPITAL MANAGEMENT LLC

**FINS Number:** 278051

**Address of principal office where transfer agent activities are performed:** 566 W Adams St, Suite 300, Chicago, IL, 60661

**Is mailing address different from principal office address?:** No

**Telephone Number:** 312-756-4450

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** Yes

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Partnership

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** Lauren Perkaus

- **Agreement Description:** Chief Compliance Officer

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                       | Relationship Start Date   | Title or Status                  | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Dearborn Capital Management, Ltd. | 01/01/1996                | Limited Liability Company Member | D                | Yes              |
| DCMI Holdings, Inc                | 03/01/2012                | Limited Liability Company Member | C                | No               |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Maureen O'Rourke

**Title:** Chief Financial Officer

**Date:** 07/11/2025

**Phone Number:** 312-756-4450