# EDGAR Filing Document

**Accession Number:** 0001511227
**File Stem:** 9999999997-23-001066
**Filing Date:** 2023-3
**Character Count:** 1206
**Document Hash:** 00a981cfb779d35f2cc84944536fb5ca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001066.hdr.sgml**: 20230320

**ACCESSION NUMBER**: 9999999997-23-001066

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230320

**EFFECTIVENESS DATE**: 20230301

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMI CAPITAL MARKETS LLC
- **CENTRAL INDEX KEY:** 0001511227
- **IRS NUMBER:** 274283480
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68794
- **FILM NUMBER:** 23000146

**BUSINESS ADDRESS:**
- **STREET 1:** 2018 156TH AVE NE SUITE 100 BUILDING F
- **CITY:** BELLEVUE
- **STATE:** WA
- **ZIP:** 98007
- **BUSINESS PHONE:** 2064990158

**MAIL ADDRESS:**
- **STREET 1:** 12715 NE 36TH STREET
- **CITY:** BELLEVUE
- **STATE:** WA
- **ZIP:** 98005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PARK BRIDGE SECURITIES LLC
- **DATE OF NAME CHANGE:** 20110126

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000146 for access to the original document.

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