# EDGAR Filing Document

**Accession Number:** 0001080992
**File Stem:** 0001062993-23-007245
**Filing Date:** 2023-3
**Character Count:** 6782
**Document Hash:** 8a0a40b021b1869663230b817ac79f42
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-007245.hdr.sgml**: 20230320

**ACCESSION NUMBER**: 0001062993-23-007245

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230203

**FILED AS OF DATE**: 20230320

**DATE AS OF CHANGE**: 20230320

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** RHODES WILLIAM C III
- **CENTRAL INDEX KEY:** 0001080992

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-11421
- **FILM NUMBER:** 23745522

**MAIL ADDRESS:**
- **STREET 1:** 123 SOUTH FRONT STREET
- **STREET 2:** DEPT. 8074
- **CITY:** MEMPHIS
- **STATE:** TN
- **ZIP:** 38103
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DOLLAR GENERAL CORP
- **CENTRAL INDEX KEY:** 0000029534
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-VARIETY STORES [5331]
- **IRS NUMBER:** 610502302
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 0203

**BUSINESS ADDRESS:**
- **STREET 1:** 100 MISSION RIDGE
- **CITY:** GOODLETTSVILLE
- **STATE:** TN
- **ZIP:** 37072
- **BUSINESS PHONE:** 6158554000

**MAIL ADDRESS:**
- **STREET 1:** 100 MISSION RIDGE
- **CITY:** GOODLETTSVILLE
- **STATE:** TN
- **ZIP:** 37072

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TURNER CAL
- **DATE OF NAME CHANGE:** 19710401

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TURNER J L & SON INC
- **DATE OF NAME CHANGE:** 19710401

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>RHODES WILLIAM C III<br><sub>(Last) (First) (Middle)</sub><br>100 MISSION RIDGE<br><sub>(Street)</sub><br>GOODLETTSVILLE, TN 37072<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-03 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>DOLLAR GENERAL CORP [ DG ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2018-11-21 |  | P<sup>(1)</sup> |  | 64 | A | $106.0812 | 12761 | I | By Trust |
| Common Stock | 2019-03-25 |  | S<sup>(1)</sup> |  | 64 | D | $118.8200 | 12697 | I | By Trust |
| Common Stock | 2020-08-03 |  | P<sup>(1)</sup> |  | 32 | A | $192.2532 | 12729 | I | By Trust |
| Common Stock | 2020-09-08 |  | P |  | 34 | A | $193.3593 | 12763 | I | By Trust |
| Common Stock | 2021-01-11 |  | S<sup>(1)</sup> |  | 29 | D | $216.0498 | 12734 | I | By Trust |
| Common Stock | 2021-03-23 |  | S |  | 37 | D | $197.3444 | 12697 | I | By Trust |
| Common Stock | 2022-12-13 |  | P |  | 36 | A | $243.2461 | 12733 | I | By Trust |
| Common Stock |  |  |  |  |  |  |  | 34356.0612<sup>(2)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) The reported transactions resulted in the reporting person's realization of a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934 amounting to $1,550.44. The reporting person voluntarily repaid the full amount of this short-swing profit to the Issuer.

(2) Includes 1.7356 additional restricted stock units, which were acquired through exempt transactions as a result of dividend equivalent rights on January 17, 2023, representing the right to receive shares of common stock upon vesting and/or payment.

**Signature:** /s/ Bill Rhodes  
**Date:** 2023-03-20

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**