# EDGAR Filing Document

**Accession Number:** 0002012706
**File Stem:** 0001829126-25-006518
**Filing Date:** 2025-8
**Character Count:** 8957
**Document Hash:** ab52453834365532256d330987bc022e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001829126-25-006518.hdr.sgml**: 20250819

**ACCESSION NUMBER**: 0001829126-25-006518

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250819

**DATE AS OF CHANGE**: 20250819

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sunrise Realty Trust, Inc.
- **CENTRAL INDEX KEY:** 0002012706
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE INVESTMENT TRUSTS [6798]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-94657
- **FILM NUMBER:** 251233013

**BUSINESS ADDRESS:**
- **STREET 1:** 525 OKEECHOBEE BLVD., SUITE 1650
- **CITY:** WEST PALM BEACH
- **STATE:** FL
- **ZIP:** 33401
- **BUSINESS PHONE:** 561-510-2390

**MAIL ADDRESS:**
- **STREET 1:** 525 OKEECHOBEE BLVD., SUITE 1650
- **CITY:** WEST PALM BEACH
- **STATE:** FL
- **ZIP:** 33401
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TANNENBAUM LEONARD M
- **CENTRAL INDEX KEY:** 0001200461

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**MAIL ADDRESS:**
- **STREET 1:** 525 OKEECHOBEE BLVD., SUITE 1650
- **CITY:** WEST PALM BEACH
- **STATE:** FL
- **ZIP:** 33401

## Exhibit 99.1

**Exhibit 99.1**

**<u>Schedule A</u>**

The source of funds for all purchases below by the Reporting Person was from personal funds. For each of the transactions below that occurred in multiple trades on the same day, the Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Date of <u>Transaction</u>** | &nbsp;&nbsp;**Person Effecting <u><br> the Transaction</u>** | &nbsp;&nbsp;**<u>Nature of Transaction</u>** | &nbsp;&nbsp;**Number of <u>Securities</u>** | &nbsp;&nbsp;**<u>Price <br> per Share</u>** | &nbsp;&nbsp;**<u>Price Range</u>** |
| 05/08/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 10000 | $10.48 | $10.40 - $10.50 |
| 05/15/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 10000 | $10.39 | $10.31 - $10.40 |
| 05/16/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 14741 | $10.55 | $10.48 - $10.55 |
| 06/02/2025 | Tannenbaum Family Foundation | Purchase of Common Stock | 28500 | $10.59 | $10.54 - $10.65 |
| 06/03/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 9077 | $10.88 | $10.47 - $10.97 |
| 06/16/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 6000 | $10.86 | n/a |
| 08/11/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 20900 | $10.17 | $10.08 - $10.19 |
| 08/12/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 32275 | $10.48 | $10.44 - $10.50 |
| 08/15/2025 | Leonard M. Tannenbaum | Purchase of Common Stock | 4406 | $10.50 | $10.47 - $10.50 |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 4)**

**Sunrise Realty Trust, Inc.**

*(Name of Issuer)*

**Common Stock**

*(Title of Class of Securities)*

**867981102**

*(CUSIP Number)*

**Leonard M. Tannenbaum**<br>525 Okeechobee Blvd., Suite 1650<br>West Palm Beach FL 33401<br>(561) 530-3315

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**08/15/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **867981102** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Leonard M. Tannenbaum** | Name of reporting person<br>**Leonard M. Tannenbaum** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**PF** | Source of funds (See Instructions)<br>**PF** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**X1** | Citizenship or place of organization<br>**X1** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**2883615.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**507639.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**2883615.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**507639.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**3391254.00** | Aggregate amount beneficially owned by each reporting person<br>**3391254.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**25.3%** | Percent of class represented by amount in Row (11)<br>**25.3%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Comment for Reporting Person:** This Amendment No. 4 to Schedule 13D (this "Amendment No. 4") amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission (the "SEC") by Leonard M. Tannenbaum (the "Reporting Person") with respect to Sunrise Realty Trust, Inc. (the "Issuer") on December 26, 2024 (the "Schedule 13D"), as amended by Amendment No. 1 to Schedule 13D filed on January 30, 2025, Amendment No. 2 to Schedule 13D filed on March 20, 2025, and Amendment No. 3 to Schedule 13D filed on May 2, 2025. This Amendment No. 4 is being filed solely to report purchases of Common Stock that in aggregate exceeded a 1% change in beneficial ownership since the Reporting Person's last Schedule 13D/A filing.

The Schedule 13D is hereby amended and supplemented to include the information set forth herein. Capitalized terms not defined herein have the meanings given to such terms in the Schedule 13D. Except as set forth herein, the Schedule 13D is unmodified. Lines 7 and 9 consist of 2,883,615 shares of Common Stock, par value $0.01 per share, of the Issuer (the "Common Stock") held directly by the Reporting Person, including 91,238 shares of restricted stock held by the Reporting Person and 1,000 shares of Common Stock held in a Uniform Transfer to Minors Act ("UTMA") account for the son of the Reporting Person. Lines 8 and 10 consist of 448,681 shares of Common Stock held by the Tannenbaum Family Foundation, formerly known as the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President, and 58,958 shares of Common Stock held by Tannenbaum Family 2012 Trust for the benefit of certain members of the Reporting Person's family, for which the Reporting Person serves as the Investment Advisor and over which, in each case, the Reporting Person disclaims beneficial ownership. Excludes 33,132 shares of Common Stock held by Robyn Tannenbaum, the Reporting Person's spouse, over which the Reporting Person disclaims beneficial ownership. Line 13 is based on the 13,420,986 shares of Common Stock outstanding as of August 1, 2025, as reported in the Issuer's Quarterly Report on Form 10-Q, filed with the SEC on August 7, 2025.

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock

**(b) Name of Issuer:**
Sunrise Realty Trust, Inc.

**(c) Address of Issuer's Principal Executive Offices:**
525 Okeechobee Blvd., Suite 1650, West Palm Beach, FL, 33401

**Item 5. Interest in Securities of the Issuer**

**(a)**
See Items 7-11 and 13 of the cover page above and Item 3.

**(b)**
See Items 7-11 and 13 of the cover page above and Item 3.

**(c)**
Transactions in the Common Stock since the last Schedule 13D/A filing are set forth in Schedule A and are incorporated herein.  Other than those transactions listed on Schedule A, no transactions in the shares of Common Stock have been effected by the Reporting Person since the filing of Amendment No. 3 to Schedule 13D on May 2, 2025.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Leonard M. Tannenbaum

**Signature:** /s/ Leonard M. Tannenbaum

**Name/Title:** Leonard M. Tannenbaum

**Date:** 08/19/2025