# EDGAR Filing Document

**Accession Number:** 0001409661
**File Stem:** 0001085146-23-000563
**Filing Date:** 2023-2
**Character Count:** 14379
**Document Hash:** d442c6c07912830b328cdc5b3e207836
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000563.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001085146-23-000563

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Guinness Asset Management LTD
- **CENTRAL INDEX KEY:** 0001409661
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12636
- **FILM NUMBER:** 23578830

**BUSINESS ADDRESS:**
- **STREET 1:** 18 SMITH SQUARE
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** SW1P 3HZ
- **BUSINESS PHONE:** 44 20 72221665

**MAIL ADDRESS:**
- **STREET 1:** 18 SMITH SQUARE
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** SW1P 3HZ

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Guinness Asset Management LTD<br>**Address:** 18 SMITH SQUARE<br>LONDON, X0 SW1P 3HZ

**Form 13F File Number:** 028-12636

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Giles Robinette<br>**Title:** CFO<br>**Phone:** 442072221665

**Signature, Place, and Date of Signing:**

/s/Giles Robinette  London, X0  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 111

**Form 13F Information Table Value Total:** $3558478709

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 124862299 | 772523 | SH |  | SOLE |  | 772523 | 0 | 0 |
| ADDUS HOMECARE CORP | COM | 006739106 |  | 521129 | 5238 | SH |  | SOLE |  | 5238 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 13210485 | 39255 | SH |  | SOLE |  | 39255 | 0 | 0 |
| AFFILIATED MANAGERS GROUP IN | COM | 008252108 |  | 519492 | 3279 | SH |  | SOLE |  | 3279 | 0 | 0 |
| AFLAC INC | COM | 001055102 |  | 129897475 | 1805511 | SH |  | SOLE |  | 1805511 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 521081 | 3482 | SH |  | SOLE |  | 3482 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 136539 | 1550 | SH |  | SOLE |  | 1550 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 14756468 | 167250 | SH |  | SOLE |  | 167250 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 11509344 | 137016 | SH |  | SOLE |  | 137016 | 0 | 0 |
| AMERESCO INC | CL A | 02361E108 |  | 30915426 | 541047 | SH |  | SOLE |  | 541047 | 0 | 0 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 643290 | 2066 | SH |  | SOLE |  | 2066 | 0 | 0 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 22869106 | 300356 | SH |  | SOLE |  | 300356 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 15716463 | 120961 | SH |  | SOLE |  | 120961 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 16666684 | 171151 | SH |  | SOLE |  | 171151 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 498106 | 7278 | SH |  | SOLE |  | 7278 | 0 | 0 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 484672 | 3994 | SH |  | SOLE |  | 3994 | 0 | 0 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 |  | 348648 | 11739 | SH |  | SOLE |  | 11739 | 0 | 0 |
| AUTOHOME INC | SP ADS RP CL A | 05278C107 |  | 20808 | 680 | SH |  | SOLE |  | 680 | 0 | 0 |
| BAIDU INC | SPON ADR REP A | 056752108 |  | 324839 | 2840 | SH |  | SOLE |  | 2840 | 0 | 0 |
| BAKER HUGHES COMPANY | CL A | 05722G100 |  | 9014499 | 305764 | SH |  | SOLE |  | 305764 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 120437907 | 169929 | SH |  | SOLE |  | 169929 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 369689 | 4983 | SH |  | SOLE |  | 4983 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 17974333 | 249817 | SH |  | SOLE |  | 249817 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 134416870 | 240400 | SH |  | SOLE |  | 240400 | 0 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 505534 | 3147 | SH |  | SOLE |  | 3147 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 18095570 | 325517 | SH |  | SOLE |  | 325517 | 0 | 0 |
| CANADIAN SOLAR INC | COM | 136635109 |  | 28511461 | 922701 | SH |  | SOLE |  | 922701 | 0 | 0 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 360408 | 12078 | SH |  | SOLE |  | 12078 | 0 | 0 |
| CENOVUS ENERGY INC | COM | 15135U109 |  | 18975800 | 978713 | SH |  | SOLE |  | 978713 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 31158258 | 173690 | SH |  | SOLE |  | 173690 | 0 | 0 |
| CI FINL CORP | COM | 125491100 |  | 292694 | 29355 | SH |  | SOLE |  | 29355 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 134889171 | 2831403 | SH |  | SOLE |  | 2831403 | 0 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 118371526 | 703840 | SH |  | SOLE |  | 703840 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 120879188 | 1900105 | SH |  | SOLE |  | 1900105 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 14510976 | 414955 | SH |  | SOLE |  | 414955 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 27743066 | 235566 | SH |  | SOLE |  | 235566 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 19839083 | 74746 | SH |  | SOLE |  | 74746 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 20993268 | 341534 | SH |  | SOLE |  | 341534 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 20110142 | 147033 | SH |  | SOLE |  | 147033 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 136705608 | 1423007 | SH |  | SOLE |  | 1423007 | 0 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 14701959 | 375384 | SH |  | SOLE |  | 375384 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 33290104 | 125642 | SH |  | SOLE |  | 125642 | 0 | 0 |
| ENTEGRIS INC | COM | 29362U104 |  | 314701 | 4798 | SH |  | SOLE |  | 4798 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 20835849 | 160971 | SH |  | SOLE |  | 160971 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 34031595 | 308921 | SH |  | SOLE |  | 308921 | 0 | 0 |
| FIRST SOLAR INC | COM | 336433107 |  | 47396402 | 316419 | SH |  | SOLE |  | 316419 | 0 | 0 |
| FORTIVE CORP | COM | 34959J108 |  | 538736 | 8385 | SH |  | SOLE |  | 8385 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 426749 | 16177 | SH |  | SOLE |  | 16177 | 0 | 0 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 117310314 | 622110 | SH |  | SOLE |  | 622110 | 0 | 0 |
| GENTHERM INC | COM | 37253A103 |  | 34454969 | 527722 | SH |  | SOLE |  | 527722 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 11081683 | 282063 | SH |  | SOLE |  | 282063 | 0 | 0 |
| HELIX ENERGY SOLUTIONS GRP I | COM | 42330P107 |  | 5637764 | 764378 | SH |  | SOLE |  | 764378 | 0 | 0 |
| HENRY JACK  ASSOC INC | COM | 426281101 |  | 432404 | 2463 | SH |  | SOLE |  | 2463 | 0 | 0 |
| HUBBELL INC | COM | 443510607 |  | 44503072 | 189633 | SH |  | SOLE |  | 189633 | 0 | 0 |
| IDEX CORP | COM | 45167R104 |  | 542512 | 2376 | SH |  | SOLE |  | 2376 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 105700099 | 479734 | SH |  | SOLE |  | 479734 | 0 | 0 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 18619009 | 382388 | SH |  | SOLE |  | 382388 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 19997561 | 194927 | SH |  | SOLE |  | 194927 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 18704356 | 48056 | SH |  | SOLE |  | 48056 | 0 | 0 |
| ITRON INC | COM | 465741106 |  | 30950847 | 611073 | SH |  | SOLE |  | 611073 | 0 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 205997 | 3670 | SH |  | SOLE |  | 3670 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 139679380 | 790624 | SH |  | SOLE |  | 790624 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 542634 | 3172 | SH |  | SOLE |  | 3172 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 13101209 | 723580 | SH |  | SOLE |  | 723580 | 0 | 0 |
| KKR  CO INC | COM | 48251W104 |  | 421586 | 9082 | SH |  | SOLE |  | 9082 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 20090798 | 53287 | SH |  | SOLE |  | 53287 | 0 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 16296712 | 38774 | SH |  | SOLE |  | 38774 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 22496045 | 64694 | SH |  | SOLE |  | 64694 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 13027046 | 108252 | SH |  | SOLE |  | 108252 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 121979291 | 508583 | SH |  | SOLE |  | 508583 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 126804431 | 1902337 | SH |  | SOLE |  | 1902337 | 0 | 0 |
| NASDAQ INC | COM | 631103108 |  | 647672 | 10557 | SH |  | SOLE |  | 10557 | 0 | 0 |
| NETEASE INC | SPONSORED ADS | 64110W102 |  | 6933494 | 95461 | SH |  | SOLE |  | 95461 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 46404354 | 555076 | SH |  | SOLE |  | 555076 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 18295567 | 156359 | SH |  | SOLE |  | 156359 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 11956444 | 81815 | SH |  | SOLE |  | 81815 | 0 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 39008755 | 625441 | SH |  | SOLE |  | 625441 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 |  | 37083229 | 428807 | SH |  | SOLE |  | 428807 | 0 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 112800636 | 1440195 | SH |  | SOLE |  | 1440195 | 0 | 0 |
| PAYCHEX INC | COM | 704326107 |  | 127020095 | 1099015 | SH |  | SOLE |  | 1099015 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 16327470 | 229254 | SH |  | SOLE |  | 229254 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 134771681 | 745898 | SH |  | SOLE |  | 745898 | 0 | 0 |
| PERKINELMER INC | COM | 714046109 |  | 479272 | 3418 | SH |  | SOLE |  | 3418 | 0 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 18860291 | 82641 | SH |  | SOLE |  | 82641 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 320418 | 2938 | SH |  | SOLE |  | 2938 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 121861985 | 803946 | SH |  | SOLE |  | 803946 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 5442391 | 49503 | SH |  | SOLE |  | 49503 | 0 | 0 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 693670 | 6492 | SH |  | SOLE |  | 6492 | 0 | 0 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 21674931 | 50163 | SH |  | SOLE |  | 50163 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 14598159 | 110100 | SH |  | SOLE |  | 110100 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 25557015 | 478669 | SH |  | SOLE |  | 478669 | 0 | 0 |
| SCULPTOR CAP MGMT | COM CL A | 811246107 |  | 103227 | 11920 | SH |  | SOLE |  | 11920 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 432868 | 4750 | SH |  | SOLE |  | 4750 | 0 | 0 |
| SMITH A O CORP | COM | 831865209 |  | 486826 | 8505 | SH |  | SOLE |  | 8505 | 0 | 0 |
| SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 |  | 23641431 | 83459 | SH |  | SOLE |  | 83459 | 0 | 0 |
| STATE STR CORP | COM | 857477103 |  | 498542 | 6427 | SH |  | SOLE |  | 6427 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 17029132 | 537790 | SH |  | SOLE |  | 537790 | 0 | 0 |
| SUNNOVA ENERGY INTL INC. | COM | 86745K104 |  | 14461580 | 802975 | SH |  | SOLE |  | 802975 | 0 | 0 |
| SUNPOWER CORP | COM | 867652406 |  | 3774094 | 208968 | SH |  | SOLE |  | 208968 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 28611075 | 383643 | SH |  | SOLE |  | 383643 | 0 | 0 |
| TERADYNE INC | COM | 880770102 |  | 471341 | 5396 | SH |  | SOLE |  | 5396 | 0 | 0 |
| TETRA TECH INC NEW | COM | 88162G103 |  | 492920 | 3395 | SH |  | SOLE |  | 3395 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 101745279 | 615798 | SH |  | SOLE |  | 615798 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 21704345 | 39413 | SH |  | SOLE |  | 39413 | 0 | 0 |
| TPI COMPOSITES INC | COM | 87266J104 |  | 4682966 | 461831 | SH |  | SOLE |  | 461831 | 0 | 0 |
| TREX CO INC | COM | 89531P105 |  | 362091 | 8554 | SH |  | SOLE |  | 8554 | 0 | 0 |
| V F CORP | COM | 918204108 |  | 106421952 | 3854595 | SH |  | SOLE |  | 3854595 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 26799016 | 211272 | SH |  | SOLE |  | 211272 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 20926418 | 100724 | SH |  | SOLE |  | 100724 | 0 | 0 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 |  | 377179 | 1471 | SH |  | SOLE |  | 1471 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 |  | 12025679 | 177527 | SH |  | SOLE |  | 177527 | 0 | 0 |

---