# EDGAR Filing Document

**Accession Number:** 0001998958
**File Stem:** 0001998958-26-000002
**Filing Date:** 2026-2
**Character Count:** 6500
**Document Hash:** f3fae7484f21ca0552e2646662ed2a2e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001998958-26-000002.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001998958-26-000002

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260220

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ODYSSEY TRANSFER & TRUST Co
- **CENTRAL INDEX KEY:** 0001998958

**ORGANIZATION NAME:**
- **EIN:** 842639448
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06899
- **FILM NUMBER:** 26705528

**BUSINESS ADDRESS:**
- **STREET 1:** 2155 WOODLANE DRIVE
- **STREET 2:** SUITE 100
- **CITY:** WOODBURY
- **STATE:** MN
- **ZIP:** 55125
- **BUSINESS PHONE:** 651-219-0381

**MAIL ADDRESS:**
- **STREET 1:** 2155 WOODLANE DRIVE
- **STREET 2:** SUITE 100
- **CITY:** WOODBURY
- **STATE:** MN
- **ZIP:** 55125

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Odyssey Transfer & Trust Co
- **DATE OF NAME CHANGE:** 20231102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Odyssey Transfer & Trust Co / TA
- **DATE OF NAME CHANGE:** 20231101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Odyssey Transfer & Trus Co / TA
- **DATE OF NAME CHANGE:** 20231026

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** ODYSSEY TRANSFER & TRUST Co

**FINS Number:** 373761

**Address of principal office where transfer agent activities are performed:** 860 Blue Gentian Road, Suite 320, Eagan, MN, 55121

**Is mailing address different from principal office address?:** No

**Telephone Number:** 651-392-1654

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** Odyssey Trust Company

- **File Number:** 084-06568

- **Address:** 1230-300 5th Avenue SW, Calgary, A0, T2P 3C4

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                 | Relationship Start Date   | Title or Status           | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Odyssey Holding Corp.       | 11/06/2023                | Other                     | E                | Yes              |
| Jenna May Kaye              | 11/06/2023                | CEO                       | B                | Yes              |
| Rebecca Allison Paulson     | 11/06/2023                | Director, President       | NA               | Yes              |
| Todd John May               | 11/06/2023                | Director, Chair           | NA               | Yes              |
| Michele Suzanne Harris      | 11/06/2023                | Director                  | NA               | Yes              |
| Kent Wade Mitchell          | 11/06/2023                | Director                  | NA               | Yes              |
| Stephen Maxwell Trauber     | 12/06/2023                | Director                  | NA               | Yes              |
| Christopher William Hofmann | 09/15/2025                | CRO, CCO                  | NA               | Yes              |
| Krista Kelly Lalonde Verna  | 09/19/2025                | COO                       | NA               | Yes              |
| Stacy Levin Bogart          | 11/20/2025                | Director                  | NA               |  |
| Nathan Shu Yin Wong         | 01/06/2026                | Vice President            | NA               | Yes              |
| Bryce Edward Szela          | 01/20/2026                | Chief Revenue Officer     | NA               | Yes              |
| Scott Allen Saxberg         | 11/06/2023                | Indirect Beneficial Owner | B                | Yes              |
| True North Mortgage         | 11/06/2023                | Legal Owner of OHC        | B                | Yes              |
| Icebook Investment Corp.    | 11/06/2023                | Legal Owner of OHC        | B                | Yes              |
| Amy Danielle Penner         | 11/06/2023                | Chief People Officer      | NA               | Yes              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Christopher Hofmann

**Title:** CRO, CCO

**Date:** 02/20/2026

**Phone Number:** 403-390-0700