# EDGAR Filing Document

**Accession Number:** 0001694895
**File Stem:** 0001694895-23-000001
**Filing Date:** 2023-2
**Character Count:** 11048
**Document Hash:** 0fcad13ed76a13fd41c73770f01483f7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001694895-23-000001.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001694895-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mitsubishi UFJ Asset Management (UK) Ltd.
- **CENTRAL INDEX KEY:** 0001694895
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18096
- **FILM NUMBER:** 23593002

**BUSINESS ADDRESS:**
- **STREET 1:** 24 LOMBARD STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC3V 9AJ
- **BUSINESS PHONE:** 0207 648 5100

**MAIL ADDRESS:**
- **STREET 1:** 24 LOMBARD STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC3V 9AJ

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Mitsubishi UFJ Asset Management (UK) Ltd.<br>**Address:** 24 LOMBARD STREET<br>LONDON, X0 EC3V 9AJ

**Form 13F File Number:** 028-18096

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Simeon Arneaud<br>**Title:** Head of Compliance<br>**Phone:** 02076485113

**Signature, Place, and Date of Signing:**

Simeon Arneaud  London, X0  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 0

**Form 13F Information Table Value Total:** $0

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| BARRICK GOLD CORP | COM | 067901108 |  | 258 | 15000 | SH |  | DFND |  | 15000 | 0 | 0 |
| ALPHABET INC-CL A | COM | 02079K305 |  | 3794 | 43000 | SH |  | DFND |  | 43000 | 0 | 0 |
| AMAZON.COM INC | COM | 023135106 |  | 1680 | 20000 | SH |  | DFND |  | 20000 | 0 | 0 |
| AMEDISYS INC | COM | 023436108 |  | 234 | 2800 | SH |  | DFND |  | 2800 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 296 | 2000 | SH |  | DFND |  | 2000 | 0 | 0 |
| AMERICAN WATER WORKS CO INC | COM | 030420103 |  | 457 | 3000 | SH |  | DFND |  | 3000 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 2209 | 17000 | SH |  | DFND |  | 17000 | 0 | 0 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 784 | 7000 | SH |  | DFND |  | 7000 | 0 | 0 |
| BOYD GAMING CORP | COM | 103304101 |  | 763 | 14000 | SH |  | DFND |  | 14000 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 1025 | 11000 | SH |  | DFND |  | 11000 | 0 | 0 |
| DOLLAR GENERAL CORP | COM | 256677105 |  | 542 | 2200 | SH |  | DFND |  | 2200 | 0 | 0 |
| EASTGROUP PROPERTIES INC | COM | 277276101 |  | 1777 | 12000 | SH |  | DFND |  | 12000 | 0 | 0 |
| EXLSERVICE HOLDINGS INC | COM | 302081104 |  | 1694 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 4633 | 42000 | SH |  | DFND |  | 42000 | 0 | 0 |
| FEDERAL SIGNAL CORP | COM | 313855108 |  | 511 | 11000 | SH |  | DFND |  | 11000 | 0 | 0 |
| GLOBUS MEDICAL INC - A | CL A | 379577208 |  | 1025 | 13800 | SH |  | DFND |  | 13800 | 0 | 0 |
| HORACE MANN EDUCATORS | COM | 440327104 |  | 1513 | 40500 | SH |  | DFND |  | 40500 | 0 | 0 |
| INTEGRA LIFESCIENCES HOLDING | COM | 457985208 |  | 1032 | 18400 | SH |  | DFND |  | 18400 | 0 | 0 |
| ISHARES MSCI KOKUSAI ETF | MSCI KOKUSAI ETF | 464288265 |  | 12259 | 151800 | SH |  | DFND |  | 151800 | 0 | 0 |
| ISHARES CORE US REIT ETF | CRE U S REIT ETF | 464288521 |  | 954 | 19300 | SH |  | DFND |  | 19300 | 0 | 0 |
| J  J SNACK FOODS CORP | COM | 466032109 |  | 2246 | 15000 | SH |  | DFND |  | 15000 | 0 | 0 |
| LAMB WESTON HOLDINGS INC | COM | 513272104 |  | 3574 | 40000 | SH |  | DFND |  | 40000 | 0 | 0 |
| LANCASTER COLONY CORP | COM | 513847103 |  | 947 | 4800 | SH |  | DFND |  | 4800 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1839 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| REPUBLIC SERVICES INC | COM | 760759100 |  | 2838 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| SAFETY INSURANCE GROUP INC | COM | 78648T100 |  | 1601 | 19000 | SH |  | DFND |  | 19000 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 928 | 7000 | SH |  | DFND |  | 7000 | 0 | 0 |
| HEALTH CARE SELECT SECTOR | SBI HEALTHCARE | 81369Y209 |  | 4211 | 31000 | SH |  | DFND |  | 31000 | 0 | 0 |
| TECHNOLOGY SELECT SECT SPDR | TECHNOLOGY | 81369Y803 |  | 3547 | 28500 | SH |  | DFND |  | 28500 | 0 | 0 |
| SERVICE CORP INTERNATIONAL | COM | 817565104 |  | 691 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| WEBSTER FINANCIAL CORP | COM | 947890109 |  | 1184 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| XYLEM INC | COM | 98419M100 |  | 1106 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| META PLATFORMS INC-CLASS A | CL A | 30303M102 |  | 1745 | 14500 | SH |  | DFND |  | 14500 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3711 | 7000 | SH |  | DFND |  | 7000 | 0 | 0 |
| ESSENTIAL UTILITIES INC | COM | 29670G102 |  | 668 | 14000 | SH |  | DFND |  | 14000 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 2398 | 10000 | SH |  | DFND |  | 10000 | 0 | 0 |
| ITRON INC | COM | 465741106 |  | 760 | 15000 | SH |  | DFND |  | 15000 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 2380 | 17000 | SH |  | DFND |  | 17000 | 0 | 0 |
| MASIMO CORP | COM | 574795100 |  | 533 | 3600 | SH |  | DFND |  | 3600 | 0 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 1762 | 22500 | SH |  | DFND |  | 22500 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1207 | 9000 | SH |  | DFND |  | 9000 | 0 | 0 |
| ROYAL GOLD INC | COM | 780287108 |  | 338 | 3000 | SH |  | DFND |  | 3000 | 0 | 0 |
| BARNES GROUP INC | COM | 067806109 |  | 1266 | 31000 | SH |  | DFND |  | 31000 | 0 | 0 |
| CHART INDUSTRIES INC | COM | 16115Q308 |  | 691 | 6000 | SH |  | DFND |  | 6000 | 0 | 0 |
| AON PLC-CLASS A | SHS CL A | G0403H108 |  | 3902 | 13000 | SH |  | DFND |  | 13000 | 0 | 0 |
| OFG BANCORP | COM | 67103X102 |  | 1984 | 71993 | SH |  | DFND |  | 71993 | 0 | 0 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 939 | 28000 | SH |  | DFND |  | 28000 | 0 | 0 |
| SPDR S 500 ETF TRUST | TR UNIT | 78462F103 |  | 3059 | 8000 | SH |  | DFND |  | 8000 | 0 | 0 |
| LOWE'S COS INC | COM | 548661107 |  | 797 | 4000 | SH |  | DFND |  | 4000 | 0 | 0 |
| HEALTHCARE SERVICES GROUP | COM | 421906108 |  | 300 | 25000 | SH |  | DFND |  | 25000 | 0 | 0 |
| PDC ENERGY INC | COM | 69327R101 |  | 2412 | 38000 | SH |  | DFND |  | 38000 | 0 | 0 |
| EVERTEC INC | COM | 30040P103 |  | 1133 | 35000 | SH |  | DFND |  | 35000 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 4239 | 42000 | SH |  | DFND |  | 42000 | 0 | 0 |
| ISHARES CORE S SMALL-CAP E | CORE S SCP ETF | 464287804 |  | 3596 | 38000 | SH |  | DFND |  | 38000 | 0 | 0 |
| SPDR S 600 SMALL CAP ETF | S 600 SML CAP | 78464A813 |  | 3247 | 39500 | SH |  | DFND |  | 39500 | 0 | 0 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 2138 | 40000 | SH |  | DFND |  | 40000 | 0 | 0 |
| INTERFACE INC | COM | 458665304 |  | 790 | 80000 | SH |  | DFND |  | 80000 | 0 | 0 |
| BANK OF AMERICA CORP | COM | 060505104 |  | 861 | 26000 | SH |  | DFND |  | 26000 | 0 | 0 |
| TE CONNECTIVITY LTD | SHS | H84989104 |  | 804 | 7000 | SH |  | DFND |  | 7000 | 0 | 0 |
| MARTIN MARIETTA MATERIALS | COM | 573284106 |  | 676 | 2000 | SH |  | DFND |  | 2000 | 0 | 0 |
| INOGEN INC | COM | 45780L104 |  | 788 | 40000 | SH |  | DFND |  | 40000 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 522 | 3500 | SH |  | DFND |  | 3500 | 0 | 0 |
| ANI PHARMACEUTICALS INC | COM | 00182C103 |  | 925 | 23000 | SH |  | DFND |  | 23000 | 0 | 0 |
| LANTHEUS HOLDINGS INC | COM | 516544103 |  | 1121 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| SCHWAB (CHARLES) CORP | COM | 808513105 |  | 2498 | 30000 | SH |  | DFND |  | 30000 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 499 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| MARSH  MCLENNAN COS | COM | 571748102 |  | 2813 | 17000 | SH |  | DFND |  | 17000 | 0 | 0 |
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 |  | 1534 | 43000 | SH |  | DFND |  | 43000 | 0 | 0 |
| NASDAQ INC | COM | 631103108 |  | 1350 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| PAYPAL HOLDINGS INC | COM | 70450Y103 |  | 1246 | 17500 | SH |  | DFND |  | 17500 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 85 | 1000 | SH |  | DFND |  | 1000 | 0 | 0 |
| PHILIP MORRIS INTERNATIONAL | COM | 718172109 |  | 2227 | 22000 | SH |  | DFND |  | 22000 | 0 | 0 |
| CONAGRA BRANDS INC | COL | 205887102 |  | 890 | 23000 | SH |  | DFND |  | 23000 | 0 | 0 |
| CISCO SYSTEMS INC | COM | 17275R102 |  | 4764 | 100000 | SH |  | DFND |  | 100000 | 0 | 0 |
| MCDONALD'S CORP | COM | 580135101 |  | 2372 | 9000 | SH |  | DFND |  | 9000 | 0 | 0 |
| PROCTER  GAMBLE CO/THE | COM | 742718109 |  | 2501 | 16500 | SH |  | DFND |  | 16500 | 0 | 0 |
| AUTOZONE INC | COM | 053332102 |  | 2466 | 1000 | SH |  | DFND |  | 1000 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 1352 | 23000 | SH |  | DFND |  | 23000 | 0 | 0 |
| VANGUARD S SMALL-CAP 600 E | SMLLCP 600 IDX | 921932828 |  | 2773 | 16000 | SH |  | DFND |  | 16000 | 0 | 0 |

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