# EDGAR Filing Document

**Accession Number:** 0000748268
**File Stem:** 0001554795-23-000041
**Filing Date:** 2023-2
**Character Count:** 10123
**Document Hash:** c3b62e28c0772215e95f1496751ee705
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001554795-23-000041.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001554795-23-000041

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230221

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Red Cat Holdings, Inc.
- **CENTRAL INDEX KEY:** 0000748268
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 860490034
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40202
- **FILM NUMBER:** 23645092

**BUSINESS ADDRESS:**
- **STREET 1:** 15 AVE. MUNOZ RIVERA
- **STREET 2:** STE 2200
- **CITY:** SAN JUAN
- **STATE:** PR
- **ZIP:** 00901-2510
- **BUSINESS PHONE:** 833-373-3228

**MAIL ADDRESS:**
- **STREET 1:** 15 AVE. MUNOZ RIVERA
- **STREET 2:** STE 2200
- **CITY:** SAN JUAN
- **STATE:** PR
- **ZIP:** 00901-2510

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TimefireVR Inc.
- **DATE OF NAME CHANGE:** 20161121

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EnergyTEK Corp.
- **DATE OF NAME CHANGE:** 20140723

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROADLEAF CAPITAL PARTNERS INC
- **DATE OF NAME CHANGE:** 20040928

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

Washington, D.C. 20549

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of**

t**he Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): February 21, 2023

**Red Cat Holdings, Inc.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **<u>Nevada</u>**<br> (State or other<br> jurisdiction of incorporation) | **<u>001-40202</u>**<br> (Commission<br> File Number) | **<u>86-0490034</u>**<br> (I.R.S. Employer<br> Identification No.) |

---

**15 Ave. Munoz Rivera Ste 2200**<br> **San Juan, PR 00901**<br> (Address of principal executive offices) (zip code)<br>

**(833) 373-3228**

(Registrant's telephone number, including area code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common stock, par value $0.001 | RCAT | The Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Section 7 – Regulation FD**

**Item 7.01 Regulation FD Disclosure.**

On February 21, 2023, we released the press release furnished herewith as Exhibit 99.1

**Section 9 – Financial Statements and Exhibits**

**Item 9.01. Financial Statements and Exhibits.**

---

| | |
|:---|:---|
| &nbsp;&nbsp;**Exhibit No.** | &nbsp;&nbsp;**Description** |
| &nbsp;&nbsp;[99.1](rcat0221form8kexh99_1.htm) | &nbsp;&nbsp;[Press Release](rcat0221form8kexh99_1.htm) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **RED CAT HOLDINGS, INC.** | **RED CAT HOLDINGS, INC.** |
| Dated: February 21, 2023 | By: | /s/ Jeffrey Thompson |
|  |  | Name: Jeffrey Thompson |
|  |  | Title: Chief Executive Officer |

---

## Exhibit 99.1

**Exhibit 99.1**

**Red Cat Holdings CEO to Visit NATO Countries for Talks on Military Drone Support for Ukraine**

***New Teal 2 drone's world-leading night-vision capability can help Ukraine counter Russian forces when they're most active – after dark*** <br>

**SAN JUAN, Puerto Rico, Feb. 21, 2023** -- Red Cat Holdings, Inc. (Nasdaq: RCAT) ("Red Cat" or the "Company"), a military technology company integrating robotic hardware and software to protect and support the warfighter, announces that a delegation including CEO Jeff Thompson will visit NATO countries this week to discuss military drone support for Ukrainian forces.

Thompson will meet with NATO leaders to demonstrate the Teal 2, a new military-grade drone from Red Cat subsidiary Teal Drones. Currently available to first-adopter customers and expected to officially launch in Q2 2023, Teal 2 is designed to "Dominate the Night<sup>TM</sup>" and will be the world-leading drone solution for nighttime operations.

As The Wall Street Journal has reported, Ukrainian forces "lack enough drones to spot targets and direct artillery – especially more-expensive models with night-vision cameras that would allow them to work in the dark, when the Russians seek to creep forward."

"In Ukraine and elsewhere, most military operations take place at night, and the Teal 2 gives warfighters exactly the solution they need," said Thompson. "Teal 2 is the first drone to integrate the world's best new night-time drone camera – next-generation thermal-imaging technology from Teledyne FLIR. We've also partnered with other industry leaders, such as Tomahawk Robotics, Reveal Technology and Immervision, to offer additional game-changing drone capabilities. These include multi-vehicle control, 3D mapping and object detection."

Red Cat has already filled an order from U.S. Customs and Border Protection for 54 units of the Teal 2. The drones will provide supplemental airborne reconnaissance, surveillance and tracking capability to enhance situational awareness for U.S. field commanders and agents.

In Ukraine, Red Cat's previous contributions include filling an order from a NATO member country for 15 units of a different military drone, the Golden Eagle, for deployment to Ukrainian forces.

"Red Cat wants to do all we can to get the Ukrainian warfighter the best and latest American technology that allows them to dominate the night, and that's why I'm meeting with European military decision makers this week," Thompson said.

Teal is certified as "Blue UAS," which designates manufacturers authorized to provide equipment to the U.S. military. Teal is also one of only three drone manufacturers invited to participate in the U.S. Army's Short Range Reconnaissance Tranche 2 (SRR T2). The SRR T2 program seeks to deliver a portable small uncrewed aerial system (sUAS) that can be used by army platoons for surveillance and reconnaissance duties, as well as to improve situational awareness.

***To view a spec sheet for the Teal 2, click here.***

***To watch a one-minute teaser video for the Teal 2, click here.***

**About Red Cat Holdings, Inc.** 

Red Cat (Nasdaq: RCAT) is a military technology company that integrates robotic hardware and software to provide critical situational awareness and actionable intelligence to on-the-ground warfighters and battlefield commanders. Its mission is to enhance the effectiveness and safety of military operations domestically and globally – and to "Dominate the Night." Red Cat's suite of solutions includes Teal Drones, developer of the Golden Eagle, a small unmanned system with the highest resolution imaging for nighttime operations, and Skypersonic, a leading provider of unmanned aircraft for interior spaces and other dangerous environments. Learn more at https://www.redcatholdings.com.

**Forward Looking Statements**

This press release contains "forward-looking statements" that are subject to substantial risks and uncertainties. All statements, other than statements of historical fact, contained in this press release are forward-looking statements. Forward-looking statements contained in this press release may be identified by the use of words such as "anticipate," "believe," "contemplate," "could," "estimate," "expect," "intend," "seek," "may," "might," "plan," "potential," "predict," "project," "target," "aim," "should," "will" "would," or the negative of these words or other similar expressions, although not all forward-looking statements contain these words. Forward-looking statements are based on Red Cat Holdings, Inc.'s current expectations and are subject to inherent uncertainties, risks and assumptions that are difficult to predict. Further, certain forward-looking statements are based on assumptions as to future events that may not prove to be accurate. These and other risks and uncertainties are described more fully in the section titled "Risk Factors" in the final prospectus related to the public offering filed with the Securities and Exchange Commission. Forward-looking statements contained in this announcement are made as of this date, and Red Cat Holdings, Inc. undertakes no duty to update such information except as required under applicable law.

**Contacts**

<u>NEWS MEDIA:</u> <br> Anthony Priwer

Dalton Agency <br> Phone: (615) 515-4891 <br> Email: apriwer@daltonagency.com

<u>INVESTORS:</u> <br> CORE IR <br> Phone: (516) 222-2560 <br> Email: investors@redcat.red <br> Website: https://www.redcatholdings.com

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