# EDGAR Filing Document

**Accession Number:** 0001465231
**File Stem:** 0001465231-26-000005
**Filing Date:** 2026-6
**Character Count:** 2564
**Document Hash:** 303bf213721f6b3c897b9c0d0957b7b2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001465231-26-000005.hdr.sgml**: 20260617

**ACCESSION NUMBER**: 0001465231-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260617

**DATE AS OF CHANGE**: 20260617

**EFFECTIVENESS DATE**: 20260617

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGULUS FINANCIAL GROUP, LLC
- **CENTRAL INDEX KEY:** 0001465231

**ORGANIZATION NAME:**
- **EIN:** 263975819
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68275
- **FILM NUMBER:** 261097501

**BUSINESS ADDRESS:**
- **STREET 1:** 2687 44TH STREET, SE, SUITE 101
- **CITY:** KENTWOOD
- **STATE:** MI
- **ZIP:** 49512
- **BUSINESS PHONE:** 616-258-5026

**MAIL ADDRESS:**
- **STREET 1:** 2687 44TH STREET, SE, SUITE 101
- **CITY:** KENTWOOD
- **STATE:** MI
- **ZIP:** 49512

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGULUS, LLC
- **DATE OF NAME CHANGE:** 20200702

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGULUS ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20090529

### Attached PDF Documents

**Attachment 1:** `Regulus2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001465231

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** REGULUS FINANCIAL GROUP, LLC

**Business Address:** 2687 44TH STREET, SE, SUITE 101, KENTWOOD, MI, 49512

**Contact Person:** Kelley Luttrull

**Contact Phone:** 6162585034

### Independent Public Accountant Identification

**Accountant Name:** Bauer & Company, LLC

**Accountant Address:** 5910 Courtyard Drive, Suite 230, Austin, TX, 78731

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Donald Carlson**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **REGULUS FINANCIAL GROUP, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Donald Carlson

**Title:** President