# EDGAR Filing Document

**Accession Number:** 0001950607
**File Stem:** 0001941040-26-000358
**Filing Date:** 2026-5
**Character Count:** 12289
**Document Hash:** 41b98e5af31dc06571264082ff995264
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001941040-26-000358.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0001941040-26-000358

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**EFFECTIVENESS DATE**: 20260514

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Axim Planning & Wealth
- **CENTRAL INDEX KEY:** 0001950607

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22663
- **FILM NUMBER:** 26978185

**BUSINESS ADDRESS:**
- **STREET 1:** 4 SYCAMORE CREEK DRIVE
- **CITY:** SPRINGBORO
- **STATE:** OH
- **ZIP:** 45066
- **BUSINESS PHONE:** (937) 291-2060

**MAIL ADDRESS:**
- **STREET 1:** 4 SYCAMORE CREEK DRIVE
- **CITY:** SPRINGBORO
- **STATE:** OH
- **ZIP:** 45066

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Axim Planning  Wealth<br>**Address:** 4 SYCAMORE CREEK DRIVE<br>SPRINGBORO, OH 45066

**Form 13F File Number:** 028-22663

**CRD Number (if applicable):** 000319618

**SEC File Number (if applicable):** 801-124695

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Giselle Casella<br>**Title:** Chief Compliance Officer<br>**Phone:** 941-786-4482

**Signature, Place, and Date of Signing:**

Giselle Casella  SPRINGBORO, OH  05-14-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 84

**Form 13F Information Table Value Total:** $82441450

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name                                | Form 13F File Number   |   CRD Number | SEC File Number   |
|---:|:---|:---|---:|:---|
|     1 | FOUNDATIONS INVESTMENT ADVISORS LLC | 028-18893              |    000175083 | 801-100512        |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 412149 | 2026 | SH |  | SOLE |  | 0 | 0 | 2026 |
| AGF INVTS TR | US MARKET NETRL | 00110G408 |  | 1056884 | 75708 | SH |  | SOLE |  | 0 | 0 | 75708 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 633438 | 9599 | SH |  | SOLE |  | 0 | 0 | 9599 |
| AMAZON COM INC | COM | 023135106 |  | 202022 | 970 | SH |  | SOLE |  | 0 | 0 | 970 |
| APPLE INC | COM | 037833100 |  | 459106 | 1809 | SH |  | SOLE |  | 0 | 0 | 1809 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 394247 | 3211 | SH |  | SOLE |  | 0 | 0 | 3211 |
| ARROW INVTS TR | RESV CAP ETF | 042765719 |  | 1603001 | 16020 | SH |  | SOLE |  | 0 | 0 | 16020 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 458115 | 956 | SH |  | SOLE |  | 0 | 0 | 956 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 450448 | 7427 | SH |  | SOLE |  | 0 | 0 | 7427 |
| CATERPILLAR INC | COM | 149123101 |  | 589439 | 832 | SH |  | SOLE |  | 0 | 0 | 832 |
| CELESTICA INC | COM | 15101Q207 |  | 279427 | 992 | SH |  | SOLE |  | 0 | 0 | 992 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 839727 | 99376 | SH |  | SOLE |  | 0 | 0 | 99376 |
| EHANG HLDGS LTD | ADS | 26853E102 |  | 39928103 | 4112060 | SH |  | SOLE |  | 0 | 0 | 4112060 |
| EVGO INC | CL A COM | 30052F100 |  | 20588 | 11970 | SH |  | SOLE |  | 0 | 0 | 11970 |
| EXELIXIS INC | COM | 30161Q104 |  | 518755 | 12095 | SH |  | SOLE |  | 0 | 0 | 12095 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 408906 | 1771 | SH |  | SOLE |  | 0 | 0 | 1771 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 360527 | 2125 | SH |  | SOLE |  | 0 | 0 | 2125 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 200500 | 237 | SH |  | SOLE |  | 0 | 0 | 237 |
| GRAB HOLDINGS LIMITED | CLASS A ORD | G4124C109 |  | 333422 | 91099 | SH |  | SOLE |  | 0 | 0 | 91099 |
| HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 |  | 4249838 | 272251 | SH |  | SOLE |  | 0 | 0 | 272251 |
| HIMS  HERS HEALTH INC | COM CL A | 433000106 |  | 231972 | 11174 | SH |  | SOLE |  | 0 | 0 | 11174 |
| INTUITIVE MACHINES INC | CLASS A COM | 46125A100 |  | 203752 | 10978 | SH |  | SOLE |  | 0 | 0 | 10978 |
| INVESCO ACTIVELY MANAGED EXC | TOTAL RETURN | 46090A804 |  | 225486 | 4815 | SH |  | SOLE |  | 0 | 0 | 4815 |
| INVESCO ACTIVELY MANAGED EXC | VAR RATE INVT | 46090A879 |  | 226066 | 9030 | SH |  | SOLE |  | 0 | 0 | 9030 |
| INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 |  | 242269 | 8721 | SH |  | SOLE |  | 0 | 0 | 8721 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 26 | 46138J635 |  | 708367 | 30566 | SH |  | SOLE |  | 0 | 0 | 30566 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2027 | 46138J585 |  | 728562 | 32576 | SH |  | SOLE |  | 0 | 0 | 32576 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 28 HYCORP | 46138J452 |  | 710010 | 32742 | SH |  | SOLE |  | 0 | 0 | 32742 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 HG | 46138J395 |  | 710878 | 33795 | SH |  | SOLE |  | 0 | 0 | 33795 |
| INVESCO EXCH TRD SLF IDX FD | BULLETSHS 2030 | 46139W841 |  | 693847 | 27114 | SH |  | SOLE |  | 0 | 0 | 27114 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 485667 | 2931 | SH |  | SOLE |  | 0 | 0 | 2931 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 257160 | 3774 | SH |  | SOLE |  | 0 | 0 | 3774 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 249886 | 2481 | SH |  | SOLE |  | 0 | 0 | 2481 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 491879 | 5674 | SH |  | SOLE |  | 0 | 0 | 5674 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 635229 | 6399 | SH |  | SOLE |  | 0 | 0 | 6399 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 229405 | 1196 | SH |  | SOLE |  | 0 | 0 | 1196 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 213562 | 1888 | SH |  | SOLE |  | 0 | 0 | 1888 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 252113 | 1194 | SH |  | SOLE |  | 0 | 0 | 1194 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 477767 | 7075 | SH |  | SOLE |  | 0 | 0 | 7075 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 454183 | 1544 | SH |  | SOLE |  | 0 | 0 | 1544 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 426465 | 1996 | SH |  | SOLE |  | 0 | 0 | 1996 |
| LCNB CORP | COM | 50181P100 |  | 179285 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| MARA HOLDINGS INC | COM | 565788106 |  | 167321 | 20505 | SH |  | SOLE |  | 0 | 0 | 20505 |
| META PLATFORMS INC | CL A | 30303M102 |  | 213404 | 373 | SH |  | SOLE |  | 0 | 0 | 373 |
| MICROSOFT CORP | COM | 594918104 |  | 924314 | 2497 | SH |  | SOLE |  | 0 | 0 | 2497 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 266758 | 4628 | SH |  | SOLE |  | 0 | 0 | 4628 |
| NIKE INC | CL B | 654106103 |  | 308745 | 5845 | SH |  | SOLE |  | 0 | 0 | 5845 |
| NIO INC | SPON ADS | 62914V106 |  | 761553 | 126294 | SH |  | SOLE |  | 0 | 0 | 126294 |
| NIO INC | SPON ADS | 62914V106 |  | 385920 | 64000 | SH | Call | SOLE |  | 0 | 0 | 64000 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 288083 | 7839 | SH |  | SOLE |  | 0 | 0 | 7839 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 571683 | 3278 | SH |  | SOLE |  | 0 | 0 | 3278 |
| OSCAR HEALTH INC | CL A | 687793109 |  | 325094 | 28343 | SH |  | SOLE |  | 0 | 0 | 28343 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 673761 | 4075 | SH |  | SOLE |  | 0 | 0 | 4075 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 808142 | 5595 | SH |  | SOLE |  | 0 | 0 | 5595 |
| QUALCOMM INC | COM | 747525103 |  | 393938 | 3059 | SH |  | SOLE |  | 0 | 0 | 3059 |
| RUBRIK INC. | CL A | 781154109 |  | 339607 | 6935 | SH |  | SOLE |  | 0 | 0 | 6935 |
| SALESFORCE INC | COM | 79466L302 |  | 427848 | 2292 | SH |  | SOLE |  | 0 | 0 | 2292 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 441136 | 14379 | SH |  | SOLE |  | 0 | 0 | 14379 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 200531 | 6884 | SH |  | SOLE |  | 0 | 0 | 6884 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 375796 | 4584 | SH |  | SOLE |  | 0 | 0 | 4584 |
| SELECT SECTOR SPDR TR | STATE STREET UTI | 81369Y886 |  | 557242 | 12143 | SH |  | SOLE |  | 0 | 0 | 12143 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y407 |  | 201940 | 1853 | SH |  | SOLE |  | 0 | 0 | 1853 |
| SELECT SECTOR SPDR TR | STATE STREET COM | 81369Y852 |  | 351980 | 3175 | SH |  | SOLE |  | 0 | 0 | 3175 |
| SELECT SECTOR SPDR TR | STATE STREET IND | 81369Y704 |  | 207500 | 1283 | SH |  | SOLE |  | 0 | 0 | 1283 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 228879 | 4636 | SH |  | SOLE |  | 0 | 0 | 4636 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 269909 | 1841 | SH |  | SOLE |  | 0 | 0 | 1841 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 903853 | 6801 | SH |  | SOLE |  | 0 | 0 | 6801 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 |  | 482946 | 15981 | SH |  | SOLE |  | 0 | 0 | 15981 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 182620 | 11500 | SH |  | SOLE |  | 0 | 0 | 11500 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 240102 | 558 | SH |  | SOLE |  | 0 | 0 | 558 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R663 |  | 2320382 | 25321 | SH |  | SOLE |  | 0 | 0 | 25321 |
| TESLA INC | COM | 88160R101 |  | 513015 | 1380 | SH |  | SOLE |  | 0 | 0 | 1380 |
| THREDUP INC | CL A | 88556E102 |  | 253675 | 77340 | SH |  | SOLE |  | 0 | 0 | 77340 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 216237 | 799 | SH |  | SOLE |  | 0 | 0 | 799 |
| US BANCORP | COM NEW | 902973304 |  | 817701 | 15722 | SH |  | SOLE |  | 0 | 0 | 15722 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 315869 | 1045 | SH |  | SOLE |  | 0 | 0 | 1045 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 309011 | 1422 | SH |  | SOLE |  | 0 | 0 | 1422 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 216221 | 495 | SH |  | SOLE |  | 0 | 0 | 495 |
| VISTANCE NETWORKS INC | COM | 20337X109 |  | 296860 | 16311 | SH |  | SOLE |  | 0 | 0 | 16311 |
| ZACKS TRUST | EARNGS CONSTANT | 98888G105 |  | 766452 | 22656 | SH |  | SOLE |  | 0 | 0 | 22656 |
| ZACKS TRUST | FOCUS GROWTH ETF | 98888G808 |  | 904822 | 32823 | SH |  | SOLE |  | 0 | 0 | 32823 |
| ZACKS TRUST | QUALITY INTERNAT | 98888G881 |  | 396555 | 14709 | SH |  | SOLE |  | 0 | 0 | 14709 |
| ZACKS TRUST | SMALL/MID CAP | 98888G204 |  | 810721 | 21870 | SH |  | SOLE |  | 0 | 0 | 21870 |
| ZETA GLOBAL HOLDINGS CORP | CL A | 98956A105 |  | 370872 | 23296 | SH |  | SOLE |  | 0 | 0 | 23296 |

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