# EDGAR Filing Document

**Accession Number:** 0001654104
**File Stem:** 0001493152-23-001302
**Filing Date:** 2023-1
**Character Count:** 6955
**Document Hash:** ee59ea8cf6dad35b7544487bc8164bb2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-001302.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0001493152-23-001302

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221222

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Frank Philip
- **CENTRAL INDEX KEY:** 0001654104

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37649
- **FILM NUMBER:** 23526189

**MAIL ADDRESS:**
- **STREET 1:** C/O ZOOM TECHNOLOGIES, INC.
- **STREET 2:** 207 SOUTH STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02111
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MINIM, INC.
- **CENTRAL INDEX KEY:** 0001467761
- **STANDARD INDUSTRIAL CLASSIFICATION:** TELEPHONE & TELEGRAPH APPARATUS [3661]
- **IRS NUMBER:** 042621506
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 848 ELM STREET
- **CITY:** MANCHESTER
- **STATE:** NH
- **ZIP:** 03101
- **BUSINESS PHONE:** 833-966-4646

**MAIL ADDRESS:**
- **STREET 1:** 848 ELM STREET
- **CITY:** MANCHESTER
- **STATE:** NH
- **ZIP:** 03101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Zoom Telephonics, Inc.
- **DATE OF NAME CHANGE:** 20090707

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Frank Philip<br><sub>(Last) (First) (Middle)</sub><br>848 ELM STREET<br><sub>(Street)</sub><br>MANCHESTER, NH 03101<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-22 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>MINIM, INC. [ MINM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2022-12-14 |  | M |  | 29661 | A | <sup>(1)</sup> | 59661 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (Right to Buy)<sup>(2)</sup> | $2.15 |  |  |  |  |  |  | 2018-01-10 | 2023-01-10 | Common Stock | 7500 |  | 7500 | D |  |
| Stock Option (Right to Buy)<sup>(3)</sup> | $2.70 |  |  |  |  |  |  | 2018-07-10 | 2023-07-10 | Common Stock | 7500 |  | 7500 | D |  |
| Stock Option (Right to Buy)<sup>(4)</sup> | $1.15 |  |  |  |  |  |  | 2020-01-10 | 2024-01-10 | Common Stock | 7500 |  | 7500 | D |  |
| Stock Option (Right to Buy)<sup>(5)</sup> | $2.03 |  |  |  |  |  |  | 2020-07-10 | 2024-07-10 | Common Stock | 7500 |  | 7500 | D |  |
| Stock Options<sup>(6)</sup> | $1.50 | 2022-01-10 |  | J<sup>(6)</sup> |  |  | 7500 | 2019-01-10 | 2022-01-10 | Common Stock | 7500 | $0 | 0 | D |  |
| Stock Options<sup>(6)</sup> | $0.97 | 2022-07-10 |  | J<sup>(6)</sup> |  |  | 7500 | 2019-07-10 | 2022-07-10 | Common Stock | 7500 | $0 | 0 | D |  |
| Stock Options<sup>(6)</sup> | $2.14 | 2022-01-10 |  | J<sup>(6)</sup> |  |  | 7500 | 2017-01-10 | 2022-01-10 | Common Stock | 7500 | $0 | 0 | D |  |
| Stock Options<sup>(6)</sup> | $2.00 | 2022-07-10 |  | J<sup>(6)</sup> |  |  | 7500 | 2017-07-10 | 2022-07-10 | Common Stock | 7500 | $0 | 0 | D |  |

---

### Footnotes:

(1) Restricted Stock Units convert into common stock on a one-for-one basis.

(2) Fully exercisable as of the grant date of 1/10/2018.

(3) Fully exercisable as of the grant date of 7/10/2018.

(4) Fully exercisable as of the grant date of 1/10/2020.

(5) Fully exercisable as of the grant date of 7/10/2020.

(6) Stock options expired without being exercised.

**Signature:** /s/ Philip Frank  
**Date:** 2023-01-12

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**