# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016605
**Filing Date:** 2023-1
**Character Count:** 19425
**Document Hash:** 6544ce7153ae927ac20b0e0ba4446d06
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016605.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016605

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562783

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X Robotics & Artificial Intelligence ETF (Series ID: S000054693)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000171853 | Global X Robotics & Artificial Intelligence ETF | BOTZ            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X Robotics & Artificial Intelligence ETF

- **b. EDGAR series identifier (if any):** S000054693

- **c. LEI of Series:** 549300H4UEX6L1N39833

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1345890206.13

**Total Liabilities:** $784949.07

**Net Assets:** $1345105257.06

**Cash Not Reported:** $734062.61

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000171853 | 7.16%                | 8.43%                | -12.49%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-6768537.16             | $98237930.23                               |
| Month 2  | $-814584.96              | $101468039.31                              |
| Month 3  | $-178387.94              | $-172933061.81                             |

### Schedule of Portfolio Investments

| Name                                                                               | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| DYNATRACE, INC.                                                                    | DYNATRACE INC COMMON STOCK                 | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               |  | US        |   1528181 | NS      | $59217013.75  | 4.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Grey Inc                                                                 | BERKSHIRE GREY INC COMMON STOCK            | CUSIP: 084656107<br>LEI: N/A                  | Long             | EC               |  | US        |   2139175 | NS      | $2030718.83   | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Accelleron Industries Ltd                                                          | ACCELLERON INDUSTRIES AG COMMON STOCK      | CUSIP: N/A<br>LEI: 254900KS0MD2PAARXD14       | Long             | EC               |  | CH        |    200169 | NS      | $4039096.33   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Hyulim ROBOT Co.,Ltd.                                                              | HYULIM ROBOT CO LTD COMMON STOCK           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |   1562990 | NS      | $2488743.22   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SMC CORPORATION                                                                    | SMC CORP COMMON STOCK                      | CUSIP: N/A<br>LEI: 353800O40V08DOZ70X62       | Long             | EC               |  | JP        |    142364 | NS      | $63009894.22  | 4.68%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORPORATION                                                                 | NVIDIA CORP COMMON STOCK                   | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               |  | US        |    672811 | NS      | $113859805.53 | 8.46%             |  |  |  | No            |                  1 | On Loan: No      |
| RENISHAW P L C                                                                     | RENISHAW PLC COMMON STOCK                  | CUSIP: N/A<br>LEI: 21380048ADXM6Z67CT18       | Long             | EC               |  | GB        |    479367 | NS      | $21076848.45  | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHN BEAN TECHNOLOGIES CORPORATION                                                 | JOHN BEAN TECHNOLOGIES CORP COMMON STOCK   | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               |  | US        |    209046 | NS      | $19202965.56  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| ExaWizards Inc                                                                     | EXAWIZARDS INC COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |   1338138 | NS      | $5523631.13   | 0.41%             |  |  |  | No            |                  1 | On Loan: —       |
| APPIAN CORPORATION                                                                 | APPIAN CORP-A COMMON STOCK                 | CUSIP: 03782L101<br>LEI: 529900NIARIFW7HGU386 | Long             | EC               |  | US        |    266521 | NS      | $10135793.63  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| FANUC CORPORATION                                                                  | FANUC CORP COMMON STOCK                    | CUSIP: N/A<br>LEI: 529900QTSW745LOKW705       | Long             | EC               |  | JP        |    712418 | NS      | $103973001.07 | 7.73%             |  |  |  | No            |                  1 | On Loan: No      |
| MAXAR TECHNOLOGIES INC.                                                            | MAXAR TECHNOLOGIES INC COMMON STOCK        | CUSIP: 57778K105<br>LEI: 549300OEN2G821MIJ922 | Long             | EC               |  | CA        |    482861 | NS      | $11600488.88  | 0.86%             |  |  |  | No            |                  1 | On Loan: —       |
| CYBERDYNE, INC.                                                                    | CYBERDYNE INC COMMON STOCK                 | CUSIP: N/A<br>LEI: 353800TAV73NFHMEXJ39       | Long             | EC               |  | JP        |   1716735 | NS      | $4010718.15   | 0.30%             |  |  |  | No            |                  1 | On Loan: —       |
| Fidelity Colchester Street Trust: Government Portfolio; Institutional Class Shares | Fidelity Money Market Government Portfolio | CUSIP: 31607A703<br>LEI: N/A                  | Long             | STIV             |  | US        |  19187001 | PA      | $19187000.83  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| OMNICELL, INC.                                                                     | OMNICELL INC COMMON STOCK                  | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               |  | US        |    290026 | NS      | $14968241.86  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TuSimple Holdings Inc                                                              | TUSIMPLE HOLDINGS INC - A COMMON STOCK     | CUSIP: 90089L108<br>LEI: N/A                  | Long             | EC               |  | US        |   1250685 | NS      | $2814041.25   | 0.21%             |  |  |  | No            |                  1 | On Loan: —       |
| IROBOT CORPORATION                                                                 | IROBOT CORP COMMON STOCK                   | CUSIP: 462726100<br>LEI: 5493009PRNKOUKBAT390 | Long             | EC               |  | US        |    176851 | NS      | $9212168.59   | 0.68%             |  |  |  | No            |                  1 | On Loan: —       |
| AEROVIRONMENT, INC.                                                                | AEROVIRONMENT INC COMMON STOCK             | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               |  | US        |    163460 | NS      | $15036685.40  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL, INC.                                                           | INTUITIVE SURGICAL INC COMMON STOCK        | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               |  | US        |    548862 | NS      | $148406796.18 | 11.03%            |  |  |  | No            |                  1 | On Loan: No      |
| Cargotec Oyj                                                                       | CARGOTEC OYJ-B SHARE COMMON STOCK          | CUSIP: N/A<br>LEI: 5493002B0GOVF42KWX33       | Long             | EC               |  | FI        |    362035 | NS      | $14724446.56  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| HELIX ENERGY SOLUTIONS GROUP, INC.                                                 | HELIX ENERGY SOLUTIONS GROUP COMMON STOCK  | CUSIP: 42330P107<br>LEI: 416AP2JOUTCWEGSOZW41 | Long             | EC               |  | US        |   1229018 | NS      | $7841134.84   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| ABB Ltd                                                                            | ABB LTD-REG COMMON STOCK                   | CUSIP: N/A<br>LEI: 5493000LKVGOO9PELI61       | Long             | EC               |  | CH        |   4158984 | NS      | $128163495.40 | 9.53%             |  |  |  | No            |                  1 | On Loan: No      |
| FARO TECHNOLOGIES, INC.                                                            | FARO TECHNOLOGIES INC COMMON STOCK         | CUSIP: 311642102<br>LEI: 529900MFEFNOFP3YR823 | Long             | EC               |  | US        |    129586 | NS      | $3877213.12   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCEPT BioRobotics Corp                                                           | PROCEPT BIOROBOTICS CORP COMMON STOCK      | CUSIP: 74276L105<br>LEI: N/A                  | Long             | EC               |  | US        |    289455 | NS      | $12417619.50  | 0.92%             |  |  |  | No            |                  1 | On Loan: —       |
| SoundHound AI Inc                                                                  | SOUNDHOUND AI INC-A COMMON STOCK           | CUSIP: 836100107<br>LEI: N/A                  | Long             | EC               |  | US        |   1285015 | NS      | $1644819.20   | 0.12%             |  |  |  | No            |                  1 | On Loan: —       |
| PEGASYSTEMS INC.                                                                   | PEGASYSTEMS INC COMMON STOCK               | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               |  | US        |    538197 | NS      | $19509641.25  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Tecan Group AG                                                                     | TECAN GROUP AG-REG COMMON STOCK            | CUSIP: N/A<br>LEI: 529900CSN9R3BLETSL26       | Long             | EC               |  | CH        |     83924 | NS      | $34512120.91  | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| COGNEX CORPORATION                                                                 | COGNEX CORP COMMON STOCK                   | CUSIP: 192422103<br>LEI: 549300JQTYZCLC43S226 | Long             | EC               |  | US        |   1148656 | NS      | $57180095.68  | 4.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Maytronics Ltd                                                                     | MAYTRONICS LTD COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | IL        |    710681 | NS      | $7946576.52   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| UIPATH, INC.                                                                       | UIPATH INC - CLASS A COMMON STOCK          | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               |  | US        |   3051882 | NS      | $38056968.54  | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Rainbow Robotics                                                                   | RAINBOW ROBOTICS COMMON STOCK              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |    236662 | NS      | $5930681.35   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIBAURA MACHINE CO., LTD.                                                         | SHIBAURA MACHINE CO., LTD COMMON STOCK     | CUSIP: N/A<br>LEI: 529900T7KEXD7VGOFO59       | Long             | EC               |  | JP        |    200909 | NS      | $3947918.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIFUKU CO.,LTD.                                                                   | DAIFUKU CO LTD COMMON STOCK                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | JP        |    836366 | NS      | $42195905.40  | 3.14%             |  |  |  | No            |                  1 | On Loan: No      |
| YASKAWA Electric Corporation                                                       | YASKAWA ELECTRIC CORP COMMON STOCK         | CUSIP: N/A<br>LEI: 3538003K39GR98R0CK58       | Long             | EC               |  | JP        |   1763287 | NS      | $56168917.26  | 4.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ATS Corporation                                                                    | ATS CORP COMMON STOCK                      | CUSIP: 00217Y104<br>LEI: 5493005KP4RP3IU7HQ41 | Long             | EC               |  | CA        |    606754 | NS      | $20059536.98  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| C3.ai Inc                                                                          | C3.AI INC-A COMMON STOCK                   | CUSIP: 12468P104<br>LEI: 549300YDLK0YQO5B1V80 | Long             | EC               |  | US        |    668625 | NS      | $8698811.25   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoStore Holdings Ltd                                                             | AUTOSTORE HOLDINGS LTD COMMON STOCK        | CUSIP: N/A<br>LEI: 549300KYN3M0LSM5A413       | Long             | EC               |  | NO        |  22644227 | NS      | $40446055.16  | 3.01%             |  |  |  | Yes           |                  1 | On Loan: —       |
| PKSHA Technology Inc.                                                              | PKSHA TECHNOLOGY INC COMMON STOCK          | CUSIP: N/A<br>LEI: 353800LED6H4VAPG4K47       | Long             | EC               |  | JP        |    284733 | NS      | $3762703.54   | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| OMRON Corporation                                                                  | OMRON CORP COMMON STOCK                    | CUSIP: N/A<br>LEI: 549300ZHW0TR2QZ0NY83       | Long             | EC               |  | JP        |   1256056 | NS      | $63405894.11  | 4.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Upstart Holdings Inc                                                               | UPSTART HOLDINGS INC COMMON STOCK          | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               |  | US        |    553745 | NS      | $10825714.75  | 0.80%             |  |  |  | No            |                  1 | On Loan: —       |
| PROS HOLDINGS, INC.                                                                | PROS HOLDINGS INC COMMON STOCK             | CUSIP: 74346Y103<br>LEI: 549300LPE1KNL5RWKQ48 | Long             | EC               |  | US        |    293107 | NS      | $6981808.74   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYENCE CORPORATION                                                                | KEYENCE CORP COMMON STOCK                  | CUSIP: N/A<br>LEI: 529900M7PQBS7A89DZ11       | Long             | EC               |  | JP        |    315662 | NS      | $129259901.68 | 9.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CERENCE INC.                                                                       | CERENCE INC COMMON STOCK                   | CUSIP: 156727109<br>LEI: 5493002WL2W5WMS89568 | Long             | EC               |  | US        |    251127 | NS      | $5150614.77   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| HIRATA Corporation                                                                 | HIRATA CORP COMMON STOCK                   | CUSIP: N/A<br>LEI: 35380029GYVBXAH9T342       | Long             | EC               |  | JP        |    132403 | NS      | $5190227.96   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President