# EDGAR Filing Document

**Accession Number:** 0000896878
**File Stem:** 0001062993-23-001225
**Filing Date:** 2023-1
**Character Count:** 8038
**Document Hash:** 165a5037a23b8df9d389dc56634f7e10
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-001225.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001062993-23-001225

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230118

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SMITH BRAD D
- **CENTRAL INDEX KEY:** 0001284323

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-21180
- **FILM NUMBER:** 23542322

**MAIL ADDRESS:**
- **STREET 1:** C/O INTUIT INC
- **STREET 2:** 2535 GARCIA AVE
- **CITY:** MOUNTAIN VIEW
- **STATE:** CA
- **ZIP:** 94043
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** INTUIT INC
- **CENTRAL INDEX KEY:** 0000896878
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 770034661
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0731

**BUSINESS ADDRESS:**
- **STREET 1:** 2700 COAST AVENUE
- **CITY:** MOUNTAIN VIEW
- **STATE:** CA
- **ZIP:** 94043
- **BUSINESS PHONE:** 650-944-6000

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 7850
- **CITY:** MOUNTAIN VIEW
- **STATE:** CA
- **ZIP:** 94039-7850

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SMITH BRAD D<br><sub>(Last) (First) (Middle)</sub><br>C/O INTUIT INC.<br>2700 COAST AVENUE<br><sub>(Street)</sub><br>MOUNTAIN VIEW, CA 94043<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-18 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>INTUIT INC [ INTU ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-01-18 |  | M |  | 2563 | A | $0.00 | 404595 | D |  |
| Common Stock | 2023-01-18 |  | M |  | 3215 | A | $0.00 | 407810 | D |  |
| Common Stock | 2023-01-18 |  | M |  | 492 | A | $0.00 | 408302 | D |  |
| Common Stock |  |  |  |  |  |  |  | 44311 | I | Trust<sup>(1)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(2)</sup> | 2023-01-18 |  | M |  |  | 2563 | 2022-04-01<sup>(3)</sup> | 2023-01-18<sup>(4)</sup> | Common Stock | 2563 | $0.00 | 0 | D |  |
| Restricted Stock Units | <sup>(2)</sup> | 2023-01-18 |  | M |  |  | 3215 | 2022-04-01<sup>(5)</sup> | 2023-01-18<sup>(4)</sup> | Common Stock | 3215 | $0.00 | 0 | D |  |
| Restricted Stock Units | <sup>(2)</sup> | 2023-01-18 |  | M |  |  | 492 | 2023-01-01<sup>(6)</sup> | 2023-01-18<sup>(4)</sup> | Common Stock | 492 | $0.00 | 0 | D |  |
| Restricted Stock Units - MSPP Matching Award | <sup>(2)</sup> | 2023-01-18 |  | J<sup>(7)</sup> |  |  | 138 | 2024-08-13<sup>(8)</sup> | <sup>(9)</sup> | Common Stock | 138 | $0.00 | 121 | D |  |
| Restricted Stock Units -performance based vesting | <sup>(2)</sup> |  |  |  |  |  |  | 2023-09-01<sup>(10)</sup> | <sup>(11)</sup> | Common Stock | 10416 |  | 10416<sup>(12)</sup> | D |  |

---

### Footnotes:

(1) Shares held by the 2022 Brad D. Smith GRAT Trust of which the reporting person is a Trustee.

(2) 1-for-1

(3) Represents earliest vesting date for these Restricted Stock Units, subject to deferred release.  1,282 Restricted Stock Units vested on 4/1/2022 and 1,281 Restricted Stock Units vested on 7/1/2022.

(4) Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

(5) Represents earliest vesting date for these Restricted Stock Units, subject to deferred release.  804 Restricted Stock Units vested on each of 4/1/2022, 10/1/2022, and 12/31/2022 and 803 Restricted Stock Units vested on 7/1/2022.

(6) Represents vesting date for these Restricted Stock Units, subject to deferred release.

(7) Forfeiture of securities pursuant to provisions under the Management Stock Purchase Program.

(8) Represents scheduled vesting date for grant made on 8/13/2021.

(9) Restricted Stock Units - MSPP Matching Units do not expire; they either vest or are canceled prior to vest date.

(10) Represents vesting date for grant made on 7/30/2020.

(11) Restricted Stock Units  (performance based vesting) do not expire; they either vest or are canceled prior to vest date.

(12) Represents vested Restricted Stock Units (performance based vesting) that were granted on 7/30/2020, based on actual performance for completed performance periods and target performance for incomplete performance periods.  These securities are subject to deferred release.

**Signature:** /s/ Erick Rivero, by power-of-attorney  
**Date:** 2023-01-20

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**