# EDGAR Filing Document

**Accession Number:** 0001102926
**File Stem:** 0001102926-26-000003
**Filing Date:** 2026-1
**Character Count:** 2612
**Document Hash:** 1c221f25b432ce1d770556446112ce57
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001102926-26-000003.hdr.sgml**: 20260128

**ACCESSION NUMBER**: 0001102926-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251031

**FILED AS OF DATE**: 20260128

**DATE AS OF CHANGE**: 20260128

**EFFECTIVENESS DATE**: 20260128

**PERIOD START**: 20241101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CITY NATIONAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001102926

**ORGANIZATION NAME:**
- **EIN:** 954768849
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52265
- **FILM NUMBER:** 26573704

**BUSINESS ADDRESS:**
- **STREET 1:** 555 SOUTH FLOWER STREET
- **STREET 2:** 11TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071
- **BUSINESS PHONE:** (917) 322-5214

**MAIL ADDRESS:**
- **STREET 1:** 555 SOUTH FLOWER STREET
- **STREET 2:** 11TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CITY NATIONAL SECURITIES INC                            /BD
- **DATE OF NAME CHANGE:** 20000110

### Attached PDF Documents

**Attachment 1:** `CNS_public_FINAL_2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001102926

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 11-01-2024

**Report Period End Date:** 10-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CITY NATIONAL SECURITIES, INC.

**Business Address:** 555 SOUTH FLOWER STREET, 11TH FLOOR, LOS ANGELES, CA, 90071

**Contact Person:** Lizette Zendejas

**Contact Phone:** 310-888-6305

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly US, LLP

**Accountant Address:** 14555 Dallas Pkwy, Suite 300, Dallas, TX, 75254

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jim Bretado**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CITY NATIONAL SECURITIES, INC.**, as of **10-31-2025**, are true and correct.

**Signature:** Jim Bretado

**Title:** Chief Financial Officer / Financial & Operations Principal