# EDGAR Filing Document

**Accession Number:** 0001044634
**File Stem:** 0001044634-26-000004
**Filing Date:** 2026-2
**Character Count:** 2627
**Document Hash:** f7251f6bb19328bb387b4cf1fe729530
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001044634-26-000004.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001044634-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** USI SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001044634

**ORGANIZATION NAME:**
- **EIN:** 061493970
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50429
- **FILM NUMBER:** 26699218

**BUSINESS ADDRESS:**
- **STREET 1:** 95 GLASTONBURY BLVD.
- **STREET 2:** SUITE 102
- **CITY:** GLASTONBURY
- **STATE:** CT
- **ZIP:** 06033
- **BUSINESS PHONE:** 860-368-2913

**MAIL ADDRESS:**
- **STREET 1:** 95 GLASTONBURY BLVD.
- **STREET 2:** SUITE 102
- **CITY:** GLASTONBURY
- **STATE:** CT
- **ZIP:** 06033

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** USI SECURITIES INC                                      /BD
- **DATE OF NAME CHANGE:** 19970819

### Attached PDF Documents

**Attachment 1:** `USI2025FullFinancialFinal.pdf`

_No text found in this document._

**Attachment 2:** `USI2025RptFinConFinal.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001044634

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** USI SECURITIES, INC.

**Business Address:** 95 GLASTONBURY BLVD., SUITE 102, GLASTONBURY, CT, 06033

**Contact Person:** Joseph Gritzer

**Contact Phone:** 860-368-2913

### Independent Public Accountant Identification

**Accountant Name:** Mahoney Sabol & Company LLP

**Accountant Address:** 180 Glastonbury Blvd, Glastonbury, CT, 06033

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Richard Bowman**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **USI SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Richard Bowman

**Title:** Director of Operations