# EDGAR Filing Document

**Accession Number:** 0001259429
**File Stem:** 0001213900-26-054051
**Filing Date:** 2026-5
**Character Count:** 10103
**Document Hash:** 7120924d6b250573d0cb15cd647e436c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-054051.hdr.sgml**: 20260511

**ACCESSION NUMBER**: 0001213900-26-054051

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20260508

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260511

**DATE AS OF CHANGE**: 20260508

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oxford Square Capital Corp.
- **CENTRAL INDEX KEY:** 0001259429

**ORGANIZATION NAME:**
- **EIN:** 200118736
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00638
- **FILM NUMBER:** 26960094

**BUSINESS ADDRESS:**
- **STREET 1:** 8 SOUND SHORE DR
- **STREET 2:** SUITE 255
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 2039835275

**MAIL ADDRESS:**
- **STREET 1:** 8 SOUND SHORE DRIVE
- **STREET 2:** SUITE 255
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Oxford Street Capital Corp.
- **DATE OF NAME CHANGE:** 20180319

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TICC Capital Corp.
- **DATE OF NAME CHANGE:** 20071203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TECHNOLOGY INVESTMENT CAPITAL CORP
- **DATE OF NAME CHANGE:** 20030812

?xml version='1.0' encoding='ASCII'?

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549** 

**FORM 8-K**

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d)** 

**of the Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported): May 8, 2026** 

**OXFORD SQUARE CAPITAL CORP.**

**(Exact name of registrant as specified in charter)** 

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| | | |
|:---|:---|:---|
| **Maryland** | **814-00638** | **20-0188736** |
| **(State or Other Jurisdiction**<br> **of Incorporation)** | **(Commission**<br> **File Number)** | **(I.R.S. Employer**<br> **Identification No.)** |

---

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| | |
|:---|:---|
| **8 Sound Shore Drive, Suite 255**<br> **Greenwich, CT** | **06830** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**(203) 983-5275** 

(Registrant's telephone number, including area code)

**N/A**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading<br> Symbol(s)** | **Name of each exchange**<br> **on which registered** |
| Common Stock, par value $0.01 per share | OXSQ | NASDAQ Global Select Market LLC |
| 5.50% Notes due 2028 | OXSQG | NASDAQ Global Select Market LLC |
| 7.75% Notes due 2030 | OXSQH | NASDAQ Global Select Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.03** **Amendment to Articles of Incorporation or Bylaws.**

On May 8, 2026, Oxford Square Capital Corp., a Maryland corporation (the "Company"), filed an Articles of Amendment (the "Articles of Amendment") to its charter with the State Department of Assessments and Taxation of Maryland ("SDAT") to increase the total number of authorized shares of capital stock of the Company from 100,000,000 shares to 300,000,000 shares, initially consisting of 300,000,000 shares of common stock, par value $0.01 per share. The Articles of Amendment became immediately effective upon filing.

The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, which is filed as Exhibit 3.1 hereto and incorporated herein by reference.

**Item 9.01 - Financial Statements and Exhibits.** 

(d) Exhibits:

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| | |
|:---|:---|
| **Exhibit**<br> **Number** | **Description** |
| 3.1 | [Articles of Amendment, dated May 8, 2026.](ea028993801_ex3-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | OXFORD SQUARE CAPITAL CORP. | OXFORD SQUARE CAPITAL CORP. |
| Date: May 8, 2026 | By: | /s/ Saul B. Rosenthal |
|  | Name: | Saul B. Rosenthal |
|  | Title: | President |

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## Exhibit 3.1

**Exhibit 3.1**

**ARTICLES OF Amendment**

**OF**

**OXFORD SQUARE CAPITAL CORP.** 

Oxford Square Capital Corp., a Maryland corporation (the "Corporation"), having its principal office in the State of Maryland, hereby certifies to the State Department of Assessments and Taxation of Maryland (the "Department") that:

<u>FIRST</u>: The Corporation desires to, and does hereby, amend its Articles of Incorporation, dated July 21, 2003, as amended by the Articles of Amendment, dated December 3, 2007, March 16, 2018 and March 19, 2018 (collectively, the "Charter"), as currently in effect as hereafter set forth.

<u>SECOND</u>: The Charter is hereby amended by deleting the existing Section 6.1 in its entirety and substituting in lieu thereof a new Section 6.1 which reads as follows:

Section 6.1 <u>Authorized Shares</u>. The Corporation has authority to issue 300,000,000 shares of stock initially consisting of 300,000,000 shares of Common Stock, $0.01 par value per share ("Common Stock"). The aggregate par value of all authorized shares of stock having par value is $3,000,000. If shares of one class of stock are classified or reclassified into shares of another class of stock pursuant to this Article VI, the number of authorized shares of the former class shall be automatically decreased and the number of shares of the latter class shall be automatically increased, in each case by the number of shares so classified or reclassified, so that the aggregate number of shares of stock of all classes that the Corporation has authority to issue shall not be more than the total number of shares of stock set forth in the first sentence of this paragraph. A majority of the entire Board of Directors, without any action by the stockholders of the Corporation, may amend the charter from time to time to increase or decrease the aggregate number of shares of stock or the number of shares of stock of any class or series that the Corporation has authority to issue.

<u>THIRD</u>: The amendment to the Charter as set forth above has been approved by a majority of the entire Board of Directors of the Corporation and is limited to a change expressly authorized by Section 2-105(a)(13) of the Maryland General Corporation Law to be made without action by stockholders.

<u>FOURTH</u>: The total number of shares of stock which the Corporation had authority to issue immediately before the amendment to the Charter as set forth above was 100,000,000, which shares were of a class denominated Common Stock, $0.01 par value per share. The aggregate par value of all shares of all classes immediately before the amendment to the Charter as set forth above was $1,000,000.

<u>FIFTH</u>: The total number of shares of stock which the Corporation has authority to issue immediately after the amendment to the Charter as set forth above is 300,000,000 which shares are of a class denominated Common Stock, $0.01 par value per share. The aggregate par value of all shares of all classes immediately after the amendment to the Charter as set forth above is $3,000,000.

<u>SIXTH</u>: The amendment to the Charter did not change any of the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications, and terms and conditions of redemption of any of the Corporation's stock.

***[Remainder of Page Intentionally Left Blank]***

 ****

IN WITNESS WHEREOF, the Corporation has caused these Articles of Amendment to be signed in its name and on its behalf by its President and Chief Operating Officer and attested by its Secretary on May 8, 2026.

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| | | | |
|:---|:---|:---|:---|
|  |  | OXFORD SQUARE CAPITAL CORP. | OXFORD SQUARE CAPITAL CORP. |
| Attest: | /s/ Bruce L. Rubin | By: | /s/ Saul B. Rosenthal |
| Name: | Bruce L. Rubin | Name: | Saul B. Rosenthal |
| Title: | Secretary | Title: | Chief Operating Officer and President |

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THE UNDERSIGNED, Saul B. Rosenthal, President and Chief Operating Officer of Oxford Square Capital Corp. who executed on behalf of said corporation the foregoing Articles of Amendment, of which this certificate is made a part, hereby acknowledges, in the name and on behalf of said corporation, the foregoing Articles of Amendment to be the corporate act of said corporation and further certifies that, to the best of his knowledge, information, and belief, the matters and facts set forth herein with respect to the approval thereof are true in all material respects, under penalties of perjury.

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| | |
|:---|:---|
| By: | /s/ Saul B. Rosenthal |
| Name: | Saul B. Rosenthal |
| Title: | Chief Operating Officer and President |

---