# EDGAR Filing Document

**Accession Number:** 0001709894
**File Stem:** 0001709894-23-000001
**Filing Date:** 2023-3
**Character Count:** 3045
**Document Hash:** 6c78776ffc5c1c7cfbe0c5b3c3e570f1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001709894-23-000001.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 0001709894-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230306

**EFFECTIVENESS DATE**: 20230306

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CMG SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001709894
- **IRS NUMBER:** 821798233
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69982
- **FILM NUMBER:** 23707733

**BUSINESS ADDRESS:**
- **STREET 1:** 90 NEW MONTGOMERY STREET
- **STREET 2:** SUITE 712
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 415-278-7701

**MAIL ADDRESS:**
- **STREET 1:** 90 NEW MONTGOMERY STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

### Attached PDF Documents

**Attachment 1:** `dec22_audit_cmgsec_bs.pdf`

# **CMG SECURITIES, LLC**

# **STATEMENT OF FINANCIAL CONDITION**

December 31, 2022

# **ASSETS**

| Cash and cash equivalents | $ | 63,114 |
| --- | --- | --- |
| Deposit with clearing firm |  | 1,000,000 |
| Due from clearing firm |  | 10,121,680 |
| Fixed assets, net of accumulated depreciation of $41,536 |  | 42,088 |
| Right-of-Use asset |  | 108,590 |
| Security deposit |  | 10,720 |
| Prepaid expense |  | 25,422 |
| Total assets | $ | 11,371,614 |

# **LIABILITIES AND MEMBER'S EQUITY**

| Accounts payable and accrued expenses | $ | 96,100 |
| --- | --- | --- |
| Lease payable |  | 108,590 |
| Total liabilities |  | 204,690 |
| Member's Equity |  | 11,166,924 |
| Total liabilities and member's equity | $ | 11,371,614 |

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001709894

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CMG SECURITIES LLC

**Business Address:** 90 NEW MONTGOMERY STREET, SUITE 712, SAN FRANCISCO, CA, 94105

**Contact Person:** Jospeh Cabrall

**Contact Phone:** 925-997-5291

### Independent Public Accountant Identification

**Accountant Name:** Berkower CPAs

**Accountant Address:** 517 Route One, Iselin, NJ, 08830

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Joseph Cabrall**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CMG SECURITIES LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Joseph Cabrall

**Title:** CEO/CCO

**Notarized:** Yes