# EDGAR Filing Document

**Accession Number:** 0000846554
**File Stem:** 0000846554-26-000001
**Filing Date:** 2026-3
**Character Count:** 2722
**Document Hash:** a8d5dea10a4e6e390be0397f9279d995
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000846554-26-000001.hdr.sgml**: 20260326

**ACCESSION NUMBER**: 0000846554-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260326

**DATE AS OF CHANGE**: 20260326

**EFFECTIVENESS DATE**: 20260326

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMH CAPITAL INVESTMENTS LLC
- **CENTRAL INDEX KEY:** 0000846554

**ORGANIZATION NAME:**
- **EIN:** 830948387
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-40904
- **FILM NUMBER:** 26796615

**BUSINESS ADDRESS:**
- **STREET 1:** 4200 S. HULEN
- **STREET 2:** SUITE 534
- **CITY:** FT. WORTH
- **STATE:** TX
- **ZIP:** 76109
- **BUSINESS PHONE:** 817-569-7010

**MAIL ADDRESS:**
- **STREET 1:** 4200 S. HULEN
- **STREET 2:** SUITE 534
- **CITY:** FT. WORTH
- **STATE:** TX
- **ZIP:** 76109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTPORT RESOURCES INVESTMENT SERVICES, INC.
- **DATE OF NAME CHANGE:** 20181026

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMH CAPITAL INVESTMENTS, LLC
- **DATE OF NAME CHANGE:** 20181010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTPORT RESOURCES INVESTMENT SERVICES, INC.
- **DATE OF NAME CHANGE:** 20020306

### Attached PDF Documents

**Attachment 1:** `SMHPublic25.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000846554

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SMH CAPITAL INVESTMENTS LLC

**Business Address:** 4200 S. HULEN, SUITE 534, FT. WORTH, TX, 76109

**Contact Person:** Dwayne Moyers

**Contact Phone:** 817-569-7000

### Independent Public Accountant Identification

**Accountant Name:** NTT & Company, PLLC

**Accountant Address:** 5865 Mistloe Avenue, Beaumont, TX, 77707

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Dwayne Moyers**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SMH CAPITAL INVESTMENTS LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Dwayne Moyers

**Title:** CEO