# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016616
**Filing Date:** 2023-1
**Character Count:** 16503
**Document Hash:** 7ded3ed3c00df6873c1315d43d4c5178
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016616.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016616

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562803

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X CleanTech ETF (Series ID: S000069640)

| Class ID   | Class Name             | Ticker Symbol   |
|:---|:---|:---|
| C000222117 | Global X CleanTech ETF | CTEC            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X CleanTech ETF

- **b. EDGAR series identifier (if any):** S000069640

- **c. LEI of Series:** 549300UF8Y6SL10JLT77

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $126271038.58

**Total Liabilities:** $48950.98

**Net Assets:** $126222087.60

**Cash Not Reported:** $64950.21

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222117 | 14.98%               | 0.79%                | -15.88%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-302714.34              | $16464747.91                               |
| Month 2  | $1.73                    | $930609.59                                 |
| Month 3  | $1322710.65              | $-22021308.93                              |

### Schedule of Portfolio Investments

| Name                                           | Title                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BALLARD POWER SYSTEMS INC.                     | BALLARD POWER SYSTEMS INC COMMON STOCK       | CUSIP: 058586108<br>LEI: 549300OHZ8BMF53YYS26 | Long             | EC               |  | US        |    264740 | NS      | $1614914.00   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTUMSCAPE CORPORATION                       | QUANTUMSCAPE CORP COMMON STOCK               | CUSIP: 74767V109<br>LEI: N/A                  | Long             | EC               |  | US        |    312887 | NS      | $2343523.63   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| PLUG POWER INC.                                | PLUG POWER INC COMMON STOCK                  | CUSIP: 72919P202<br>LEI: 549300JPDKRSJ8JSM954 | Long             | EC               |  | US        |    269013 | NS      | $4293447.48   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERESCO, INC.                                 | AMERESCO INC-CL A COMMON STOCK               | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               |  | US        |     30061 | NS      | $1969596.72   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| United Renewable Energy Co., Ltd.              | UNITED RENEWABLE ENERGY CO L COMMON STOCK    | CUSIP: N/A<br>LEI: 254900E7A0T0Q0DM6K74       | Long             | EC               |  | TW        |   1448300 | NS      | $998165.05    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLAREDGE TECHNOLOGIES, INC.                   | SOLAREDGE TECHNOLOGIES INC COMMON STOCK      | CUSIP: 83417M104<br>LEI: 5493000K6Y58XXPDF853 | Long             | EC               |  | US        |     24941 | NS      | $7453867.26   | 5.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corporation Limited          | DONGFANG ELECTRIC CORP LTD-H COMMON STOCK    | CUSIP: N/A<br>LEI: 529900ISAW6T566F0R12       | Long             | EC               |  | HK        |    296600 | NS      | $530463.90    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Doosan Fuel Cell Co., Ltd.                     | DOOSAN FUEL CELL CO LTD COMMON STOCK         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |     58273 | NS      | $1484606.13   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SMA Solar Technology AG                        | SMA SOLAR TECHNOLOGY AG COMMON STOCK         | CUSIP: N/A<br>LEI: 529900Q6JQHI8X451Q21       | Long             | EC               |  | DE        |     31277 | NS      | $2030493.05   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMPLO TECHNOLOGY CO., LTD.                    | SIMPLO TECHNOLOGY CO LTD COMMON STOCK        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | TW        |    170664 | NS      | $1673203.54   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co., Ltd.                     | FLAT GLASS GROUP CO LTD-H COMMON STOCK       | CUSIP: N/A<br>LEI: 300300BEL4RMXBKEA373       | Long             | EC               |  | HK        |    406100 | NS      | $1048352.44   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Meyer Burger Technology AG                     | MEYER BURGER TECHNOLOGY AG COMMON STOCK      | CUSIP: N/A<br>LEI: 529900ULZXRB8EM0TH56       | Long             | EC               |  | CH        |   3208270 | NS      | $1690424.08   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Landis+Gyr Group AG                            | LANDIS+GYR GROUP AG COMMON STOCK             | CUSIP: N/A<br>LEI: 529900PZYVAKCYSLFL19       | Long             | EC               |  | CH        |     25625 | NS      | $1761676.73   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNPOWER CORPORATION                           | SUNPOWER CORP COMMON STOCK                   | CUSIP: 867652406<br>LEI: 549300TXO070764WUH65 | Long             | EC               |  | US        |    155766 | NS      | $3777325.50   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Nel ASA                                        | NEL ASA COMMON STOCK                         | CUSIP: N/A<br>LEI: 549300G6XN5IXMRKEG37       | Long             | EC               |  | NO        |   1391576 | NS      | $2093403.47   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Environment Group Limited     | EB ENVIRONMENT COMMON STOCK                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | HK        |   5459800 | NS      | $2497147.65   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| CERES POWER HOLDINGS PLC                       | CERES POWER HOLDINGS PLC COMMON STOCK        | CUSIP: N/A<br>LEI: 213800N7AAHSXQUOA733       | Long             | EC               |  | GB        |    171964 | NS      | $787835.55    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| CS Wind Corporation                            | CS WIND CORP COMMON STOCK                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | KR        |     37556 | NS      | $2178438.79   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc                  | SHOALS TECHNOLOGIES GROUP -A COMMON STOCK    | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               |  | US        |    100150 | NS      | $2901345.50   | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO.,LTD | XINJIANG GOLDWIND SCI&TEC-H COMMON STOCK     | CUSIP: N/A<br>LEI: 3003008X6GR2ZPYM2V54       | Long             | EC               |  | HK        |    699200 | NS      | $751558.26    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| FUELCELL ENERGY, INC.                          | FUELCELL ENERGY INC COMMON STOCK             | CUSIP: 35952H601<br>LEI: 549300SRU8020X1X9J22 | Long             | EC               |  | US        |    342598 | NS      | $1185389.08   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| CANADIAN SOLAR INC                             | CANADIAN SOLAR INC COMMON STOCK              | CUSIP: 136635109<br>LEI: 5493001XSC6TKMBVOM15 | Long             | EC               |  | US        |     57113 | NS      | $2047501.05   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens Gamesa Renewable Energy, S.A.          | SIEMENS GAMESA RENEWABLE ENE COMMON STOCK    | CUSIP: N/A<br>LEI: 9598004BR8D81D3M1D64       | Long             | EC               |  | ES        |    327915 | NS      | $6087631.23   | 4.82%             |  |  |  | No            |                  1 | On Loan: No      |
| VARTA AKTIENGESELLSCHAFT                       | VARTA AG COMMON STOCK                        | CUSIP: N/A<br>LEI: 529900E7KB95KOXBWP63       | Long             | EC               |  | DE        |     36111 | NS      | $1041835.07   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOOM ENERGY CORPORATION                       | BLOOM ENERGY CORP- A COMMON STOCK            | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               |  | US        |    157731 | NS      | $3358092.99   | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| ITM POWER PLC                                  | ITM POWER PLC COMMON STOCK                   | CUSIP: N/A<br>LEI: 21380042MB2JKZ6RRP12       | Long             | EC               |  | GB        |    555789 | NS      | $682739.49    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| HANWHA SOLUTIONS CORPORATION                   | HANWHA SOLUTIONS CORP COMMON STOCK           | CUSIP: N/A<br>LEI: 549300M2V0ZS71BRNR68       | Long             | EC               |  | KR        |    150532 | NS      | $5855322.14   | 4.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluence Energy Inc                             | FLUENCE ENERGY INC COMMON STOCK              | CUSIP: 34379V103<br>LEI: N/A                  | Long             | EC               |  | US        |    101484 | NS      | $1743495.12   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordex SE                                      | NORDEX SE COMMON STOCK                       | CUSIP: N/A<br>LEI: 529900HVDYCUWVD0OE76       | Long             | EC               |  | DE        |    189041 | NS      | $2339654.88   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Alfen NV                                       | ALFEN BEHEER B.V. COMMON STOCK               | CUSIP: N/A<br>LEI: 724500HDW6IWR9J5YT90       | Long             | EC               |  | NL        |     19479 | NS      | $1840396.46   | 1.46%             |  |  |  | Yes           |                  1 | On Loan: No      |
| JinkoSolar Holding Co., Ltd.                   | JINKOSOLAR HOLDING CO-ADR DEPOSITARY RECEIPT | CUSIP: 47759T100<br>LEI: 529900Y93WNCS05FG852 | Long             | EC               |  | US        |     43488 | NS      | $2230064.64   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ARRAY TECHNOLOGIES, INC.                       | ARRAY TECHNOLOGIES INC COMMON STOCK          | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               |  | US        |    134495 | NS      | $2816325.30   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST SOLAR, INC.                              | FIRST SOLAR INC COMMON STOCK                 | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               |  | US        |     56987 | NS      | $9831967.11   | 7.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ENPHASE ENERGY, INC.                           | ENPHASE ENERGY INC COMMON STOCK              | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               |  | US        |     24732 | NS      | $7928831.88   | 6.28%             |  |  |  | No            |                  1 | On Loan: No      |
| XINYI SOLAR HOLDINGS LIMITED                   | XINYI SOLAR HOLDINGS LTD COMMON STOCK        | CUSIP: N/A<br>LEI: 529900QF7VIH03SB7Q08       | Long             | EC               |  | HK        |   4478300 | NS      | $5169365.58   | 4.10%             |  |  |  | No            |                  1 | On Loan: No      |
| STEM, INC                                      | STEM INC COMMON STOCK                        | CUSIP: 85859N102<br>LEI: 549300GVWIYFILN5V546 | Long             | EC               |  | US        |    137057 | NS      | $1791334.99   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqo New Energy Corp.                          | DAQO NEW ENERGY CORP-ADR DEPOSITARY RECEIPT  | CUSIP: 23703Q203<br>LEI: 529900711JBZ5O7VA827 | Long             | EC               |  | US        |     66658 | NS      | $3793506.78   | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VESTAS WIND SYSTEMS A/S                        | VESTAS WIND SYSTEMS A/S COMMON STOCK         | CUSIP: N/A<br>LEI: 549300DYMC8BGZZC8844       | Long             | EC               |  | DK        |    321328 | NS      | $7982823.61   | 6.32%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON MATTHEY PLC                            | JOHNSON MATTHEY PLC COMMON STOCK             | CUSIP: N/A<br>LEI: 2138001AVBSD1HSC6Z10       | Long             | EC               |  | GB        |    165009 | NS      | $4105082.78   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SAMSUNG SDI CO., LTD.                          | SAMSUNG SDI CO LTD COMMON STOCK              | CUSIP: N/A<br>LEI: 9884002AESDO4YW87G32       | Long             | EC               |  | KR        |     18953 | NS      | $10476352.12  | 8.30%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President