# EDGAR Filing Document

**Accession Number:** 0001026583
**File Stem:** 0001026583-26-000003
**Filing Date:** 2026-3
**Character Count:** 2600
**Document Hash:** e7b59306c362a0b6ebb71573a75554b6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001026583-26-000003.hdr.sgml**: 20260316

**ACCESSION NUMBER**: 0001026583-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260316

**DATE AS OF CHANGE**: 20260316

**EFFECTIVENESS DATE**: 20260316

**PERIOD START**: 20250201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** G.W. SHERWOLD ASSOCIATES, INC
- **CENTRAL INDEX KEY:** 0001026583

**ORGANIZATION NAME:**
- **EIN:** 330619325
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49740
- **FILM NUMBER:** 26758648

**BUSINESS ADDRESS:**
- **STREET 1:** 22994 EL TORO ROAD
- **CITY:** LAKE FOREST
- **STATE:** CA
- **ZIP:** 92630
- **BUSINESS PHONE:** 949-470-0700

**MAIL ADDRESS:**
- **STREET 1:** 22994 EL TORO ROAD
- **CITY:** LAKE FOREST
- **STATE:** CA
- **ZIP:** 92630

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHERWOLD G W ASSOCIATES INC                             /BD
- **DATE OF NAME CHANGE:** 19961218

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHERWOLD G W ASSOCIATES INC
- **DATE OF NAME CHANGE:** 19961107

### Attached PDF Documents

**Attachment 1:** `auditreport.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001026583

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 02-01-2025

**Report Period End Date:** 01-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** G.W. SHERWOLD ASSOCIATES, INC

**Business Address:** 22994 EL TORO ROAD, LAKE FOREST, CA, 92630

**Contact Person:** Gary William Sherwold

**Contact Phone:** 949 470-0700

### Independent Public Accountant Identification

**Accountant Name:** DCPA

**Accountant Address:** 2121 Ave of the Stars, Suite 800, Century City, CA, 90067

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Gary Wiliam Sherwold**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **G.W. SHERWOLD ASSOCIATES, INC**, as of **01-31-2026**, are true and correct.

**Signature:** Gary William Sherwold

**Title:** President