# EDGAR Filing Document

**Accession Number:** 0001591097
**File Stem:** 0001172661-23-001026
**Filing Date:** 2023-2
**Character Count:** 15611
**Document Hash:** d2391c19325f54d8ba54583270b1cd8a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-001026.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001172661-23-001026

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Harvest Investment Services, LLC
- **CENTRAL INDEX KEY:** 0001591097
- **IRS NUMBER:** 453681885
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19357
- **FILM NUMBER:** 23625009

**BUSINESS ADDRESS:**
- **STREET 1:** 1 TRANSAM PLAZA DRIVE
- **STREET 2:** SUITE 230
- **CITY:** OAKBROOK TERRACE
- **STATE:** IL
- **ZIP:** 60181
- **BUSINESS PHONE:** 630-613-9230

**MAIL ADDRESS:**
- **STREET 1:** 1 TRANSAM PLAZA DRIVE
- **STREET 2:** SUITE 230
- **CITY:** OAKBROOK TERRACE
- **STATE:** IL
- **ZIP:** 60181

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Harvest Investment Services LLC<br>**Address:** 1 Transam Plaza Drive<br>Suite 230<br>Oakbrook Terrace, IL 60181

**Form 13F File Number:** 028-19357

**CRD Number (if applicable):** 000159390

**SEC File Number (if applicable):** 801-79232

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Frederick A. Newell<br>**Title:** Chief Compliance Officer<br>**Phone:** 630-613-9230

**Signature, Place, and Date of Signing:**

/s/ Frederick A. Newell  Oakbrook Terrace, IL  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 118

**Form 13F Information Table Value Total:** $93571244

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN PALLADIUM ETF TRUST | PHYSICAL PALLADM | 003262102 |  | 218936 | 1326 | SH |  | SOLE |  | 0 | 0 | 1326 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 376475 | 1411 | SH |  | SOLE |  | 0 | 0 | 1411 |
| ADT INC DEL | COM | 00090Q103 |  | 123778 | 13647 | SH |  | SOLE |  | 0 | 0 | 13647 |
| ALLAKOS INC | COM | 01671P100 |  | 225824 | 26820 | SH |  | SOLE |  | 0 | 0 | 26820 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 213839 | 2410 | SH |  | SOLE |  | 0 | 0 | 2410 |
| AMAZON COM INC | COM | 023135106 |  | 229068 | 2727 | SH |  | SOLE |  | 0 | 0 | 2727 |
| ANTERO RESOURCES CORP | COM | 03674X106 |  | 298217 | 9623 | SH |  | SOLE |  | 0 | 0 | 9623 |
| APPLE INC | COM | 037833100 |  | 1650539 | 12703 | SH |  | SOLE |  | 0 | 0 | 12703 |
| ARDMORE SHIPPING CORP | COM | Y0207T100 |  | 1105333 | 76706 | SH |  | SOLE |  | 0 | 0 | 76706 |
| ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 |  | 1006455 | 52067 | SH |  | SOLE |  | 0 | 0 | 52067 |
| ASHLAND INC | COM | 044186104 |  | 586907 | 5458 | SH |  | SOLE |  | 0 | 0 | 5458 |
| BERKLEY W R CORP | COM | 084423102 |  | 456759 | 6294 | SH |  | SOLE |  | 0 | 0 | 6294 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 504434 | 1633 | SH |  | SOLE |  | 0 | 0 | 1633 |
| BIOXCEL THERAPEUTICS INC | COM | 09075P105 |  | 218473 | 10171 | SH |  | SOLE |  | 0 | 0 | 10171 |
| BLUEBIRD BIO INC | COM | 09609G100 |  | 631478 | 91254 | SH |  | SOLE |  | 0 | 0 | 91254 |
| CASSAVA SCIENCES INC | COM | 14817C107 |  | 311056 | 10530 | SH |  | SOLE |  | 0 | 0 | 10530 |
| CBIZ INC | COM | 124805102 |  | 594808 | 12696 | SH |  | SOLE |  | 0 | 0 | 12696 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 421778 | 4054 | SH |  | SOLE |  | 0 | 0 | 4054 |
| CHEESECAKE FACTORY INC | COM | 163072101 |  | 280824 | 8856 | SH |  | SOLE |  | 0 | 0 | 8856 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 845646 | 5639 | SH |  | SOLE |  | 0 | 0 | 5639 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 428868 | 6972 | SH |  | SOLE |  | 0 | 0 | 6972 |
| ECOLAB INC | COM | 278865100 |  | 553565 | 3803 | SH |  | SOLE |  | 0 | 0 | 3803 |
| EQT CORP | COM | 26884L109 |  | 406727 | 12023 | SH |  | SOLE |  | 0 | 0 | 12023 |
| EXLSERVICE HOLDINGS INC | COM | 302081104 |  | 798354 | 4712 | SH |  | SOLE |  | 0 | 0 | 4712 |
| EXTREME NETWORKS | COM | 30226D106 |  | 482578 | 26356 | SH |  | SOLE |  | 0 | 0 | 26356 |
| FIRST SOLAR INC | COM | 336433107 |  | 813360 | 5430 | SH |  | SOLE |  | 0 | 0 | 5430 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 1190198 | 70845 | SH |  | SOLE |  | 0 | 0 | 70845 |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 |  | 1517913 | 69059 | SH |  | SOLE |  | 0 | 0 | 69059 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 328734 | 6434 | SH |  | SOLE |  | 0 | 0 | 6434 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 1313981 | 33744 | SH |  | SOLE |  | 0 | 0 | 33744 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 1037629 | 23270 | SH |  | SOLE |  | 0 | 0 | 23270 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 2324207 | 52919 | SH |  | SOLE |  | 0 | 0 | 52919 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 2655153 | 55570 | SH |  | SOLE |  | 0 | 0 | 55570 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 3639764 | 61234 | SH |  | SOLE |  | 0 | 0 | 61234 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 1836604 | 122686 | SH |  | SOLE |  | 0 | 0 | 122686 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 322925 | 6811 | SH |  | SOLE |  | 0 | 0 | 6811 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 1349536 | 51806 | SH |  | SOLE |  | 0 | 0 | 51806 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST BUFERD | 33740U778 |  | 365684 | 20361 | SH |  | SOLE |  | 0 | 0 | 20361 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 1468002 | 33424 | SH |  | SOLE |  | 0 | 0 | 33424 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 206864 | 9314 | SH |  | SOLE |  | 0 | 0 | 9314 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 |  | 232692 | 6551 | SH |  | SOLE |  | 0 | 0 | 6551 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 3533543 | 96651 | SH |  | SOLE |  | 0 | 0 | 96651 |
| FIRST TR S REIT INDEX FD | COM | 33734G108 |  | 323940 | 13509 | SH |  | SOLE |  | 0 | 0 | 13509 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 5109369 | 128022 | SH |  | SOLE |  | 0 | 0 | 128022 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 |  | 183883 | 39041 | SH |  | SOLE |  | 0 | 0 | 39041 |
| FS KKR CAP CORP | COM | 302635206 |  | 977036 | 55831 | SH |  | SOLE |  | 0 | 0 | 55831 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 810862 | 3268 | SH |  | SOLE |  | 0 | 0 | 3268 |
| GEO GROUP INC NEW | COM | 36162J106 |  | 178080 | 16263 | SH |  | SOLE |  | 0 | 0 | 16263 |
| GLOBAL X FDS | SUPERDIVIDEND | 37960A669 |  | 620238 | 25811 | SH |  | SOLE |  | 0 | 0 | 25811 |
| HECLA MNG CO | COM | 422704106 |  | 61958 | 11144 | SH |  | SOLE |  | 0 | 0 | 11144 |
| HELIX ENERGY SOLUTIONS GRP I | COM | 42330P107 |  | 497427 | 67402 | SH |  | SOLE |  | 0 | 0 | 67402 |
| HOSTESS BRANDS INC | CL A | 44109J106 |  | 536855 | 23924 | SH |  | SOLE |  | 0 | 0 | 23924 |
| IMMUNOVANT INC | COM | 45258J102 |  | 494888 | 27881 | SH |  | SOLE |  | 0 | 0 | 27881 |
| IMPINJ INC | COM | 453204109 |  | 660757 | 6052 | SH |  | SOLE |  | 0 | 0 | 6052 |
| INTERNATIONAL SEAWAYS INC | COM | Y41053102 |  | 759363 | 20512 | SH |  | SOLE |  | 0 | 0 | 20512 |
| INVENTRUST PPTYS CORP | COM NEW | 46124J201 |  | 297224 | 12557 | SH |  | SOLE |  | 0 | 0 | 12557 |
| INVESCO EXCH TRADED FD TR II | S MIDCP LOW | 46138E198 |  | 989959 | 18507 | SH |  | SOLE |  | 0 | 0 | 18507 |
| INVESCO EXCH TRADED FD TR II | S SMLCP LOW | 46138G102 |  | 366366 | 8204 | SH |  | SOLE |  | 0 | 0 | 8204 |
| INVESCO EXCH TRADED FD TR II | KBW HIG DV YLD | 46138E610 |  | 1027302 | 69132 | SH |  | SOLE |  | 0 | 0 | 69132 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 2364902 | 37009 | SH |  | SOLE |  | 0 | 0 | 37009 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2925387 | 10986 | SH |  | SOLE |  | 0 | 0 | 10986 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 597381 | 27129 | SH |  | SOLE |  | 0 | 0 | 27129 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 1177142 | 6751 | SH |  | SOLE |  | 0 | 0 | 6751 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 303895 | 3744 | SH |  | SOLE |  | 0 | 0 | 3744 |
| ISHARES TR | CORE S ETF | 464287200 |  | 245894 | 640 | SH |  | SOLE |  | 0 | 0 | 640 |
| ISHARES TR | MORTGE REL ETF | 46435G342 |  | 301865 | 13304 | SH |  | SOLE |  | 0 | 0 | 13304 |
| IVERIC BIO INC | COM | 46583P102 |  | 646775 | 30209 | SH |  | SOLE |  | 0 | 0 | 30209 |
| KITE RLTY GROUP TR | COM NEW | 49803T300 |  | 612618 | 29103 | SH |  | SOLE |  | 0 | 0 | 29103 |
| LANTRONIX INC | COM NEW | 516548203 |  | 45109 | 10442 | SH |  | SOLE |  | 0 | 0 | 10442 |
| LPL FINL HLDGS INC | COM | 50212V100 |  | 568532 | 2630 | SH |  | SOLE |  | 0 | 0 | 2630 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 324225 | 1012 | SH |  | SOLE |  | 0 | 0 | 1012 |
| MARATHON PETE CORP | COM | 56585A102 |  | 805372 | 6920 | SH |  | SOLE |  | 0 | 0 | 6920 |
| MERSANA THERAPEUTICS INC | COM | 59045L106 |  | 349039 | 59563 | SH |  | SOLE |  | 0 | 0 | 59563 |
| MICROSOFT CORP | COM | 594918104 |  | 416971 | 1739 | SH |  | SOLE |  | 0 | 0 | 1739 |
| MODINE MFG CO | COM | 607828100 |  | 377102 | 18988 | SH |  | SOLE |  | 0 | 0 | 18988 |
| MOSAIC CO NEW | COM | 61945C103 |  | 278606 | 6351 | SH |  | SOLE |  | 0 | 0 | 6351 |
| MURPHY USA INC | COM | 626755102 |  | 687950 | 2461 | SH |  | SOLE |  | 0 | 0 | 2461 |
| NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 |  | 12188 | 55200 | SH |  | SOLE |  | 0 | 0 | 55200 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 800225 | 5476 | SH |  | SOLE |  | 0 | 0 | 5476 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 714133 | 11337 | SH |  | SOLE |  | 0 | 0 | 11337 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 209937 | 3366 | SH |  | SOLE |  | 0 | 0 | 3366 |
| OVINTIV INC | COM | 69047Q102 |  | 432711 | 8533 | SH |  | SOLE |  | 0 | 0 | 8533 |
| PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 |  | 737294 | 6415 | SH |  | SOLE |  | 0 | 0 | 6415 |
| PEPSICO INC | COM | 713448108 |  | 622916 | 3448 | SH |  | SOLE |  | 0 | 0 | 3448 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 371138 | 3762 | SH |  | SOLE |  | 0 | 0 | 3762 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1120938 | 7396 | SH |  | SOLE |  | 0 | 0 | 7396 |
| PROSHARES TR | S MDCP 400 DIV | 74347B680 |  | 588396 | 8224 | SH |  | SOLE |  | 0 | 0 | 8224 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 1547749 | 96553 | SH |  | SOLE |  | 0 | 0 | 96553 |
| PROSHARES TR | PSHS ULT S 500 | 74347R107 |  | 421030 | 9472 | SH |  | SOLE |  | 0 | 0 | 9472 |
| PROSHARES TR | PSHS ULTRA QQQ | 74347R206 |  | 840549 | 23988 | SH |  | SOLE |  | 0 | 0 | 23988 |
| PROSHARES TR | RUSS 2000 DIVD | 74347B698 |  | 660330 | 10760 | SH |  | SOLE |  | 0 | 0 | 10760 |
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 |  | 351529 | 10816 | SH |  | SOLE |  | 0 | 0 | 10816 |
| PROSHARES TR | PSHS ULT MCAP400 | 74347R404 |  | 327138 | 6864 | SH |  | SOLE |  | 0 | 0 | 6864 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 3679189 | 40884 | SH |  | SOLE |  | 0 | 0 | 40884 |
| PROSHARES TR | PSHS ULTRA DOW30 | 74347R305 |  | 422438 | 6613 | SH |  | SOLE |  | 0 | 0 | 6613 |
| PURPLE INNOVATION INC | COM | 74640Y106 |  | 102913 | 21485 | SH |  | SOLE |  | 0 | 0 | 21485 |
| QUANTA SVCS INC | COM | 74762E102 |  | 1077873 | 7564 | SH |  | SOLE |  | 0 | 0 | 7564 |
| SCORPIO TANKERS INC | SHS | Y7542C130 |  | 723002 | 13446 | SH |  | SOLE |  | 0 | 0 | 13446 |
| SITIO ROYALTIES CORP | CLASS A COM | 82983N108 |  | 986757 | 34203 | SH |  | SOLE |  | 0 | 0 | 34203 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2043572 | 6168 | SH |  | SOLE |  | 0 | 0 | 6168 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 587124 | 3461 | SH |  | SOLE |  | 0 | 0 | 3461 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2065368 | 5401 | SH |  | SOLE |  | 0 | 0 | 5401 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 2051219 | 4632 | SH |  | SOLE |  | 0 | 0 | 4632 |
| SPDR SER TR | SSGA US LRG ETF | 78468R804 |  | 1575522 | 11616 | SH |  | SOLE |  | 0 | 0 | 11616 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 309237 | 3381 | SH |  | SOLE |  | 0 | 0 | 3381 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 208229 | 11613 | SH |  | SOLE |  | 0 | 0 | 11613 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 621667 | 75445 | SH |  | SOLE |  | 0 | 0 | 75445 |
| TARGET HOSPITALITY CORP | COM | 87615L107 |  | 720709 | 47603 | SH |  | SOLE |  | 0 | 0 | 47603 |
| THE NECESSITY RETAIL REIT IN | COM CLASS A | 02607T109 |  | 94880 | 16000 | SH |  | SOLE |  | 0 | 0 | 16000 |
| TIDEWATER INC NEW | COM | 88642R109 |  | 482919 | 13105 | SH |  | SOLE |  | 0 | 0 | 13105 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 218434 | 412 | SH |  | SOLE |  | 0 | 0 | 412 |
| UNIVERSAL LOGISTICS HLDGS IN | COM | 91388P105 |  | 268456 | 8028 | SH |  | SOLE |  | 0 | 0 | 8028 |
| W  T OFFSHORE INC | COM | 92922P106 |  | 176468 | 31625 | SH |  | SOLE |  | 0 | 0 | 31625 |
| WINGSTOP INC | COM | 974155103 |  | 376941 | 2739 | SH |  | SOLE |  | 0 | 0 | 2739 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 |  | 277990 | 6757 | SH |  | SOLE |  | 0 | 0 | 6757 |
| WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 |  | 248458 | 2887 | SH |  | SOLE |  | 0 | 0 | 2887 |
| XENIA HOTELS  RESORTS INC | COM | 984017103 |  | 176322 | 13378 | SH |  | SOLE |  | 0 | 0 | 13378 |
| YETI HLDGS INC | COM | 98585X104 |  | 285576 | 6913 | SH |  | SOLE |  | 0 | 0 | 6913 |

---