# EDGAR Filing Document

**Accession Number:** 0001728201
**File Stem:** 0001420506-26-001074
**Filing Date:** 2026-5
**Character Count:** 16065
**Document Hash:** cacd462144e7eee5d06aeddb8521b6e2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-26-001074.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001420506-26-001074

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Aequim Alternative Investments LP
- **CENTRAL INDEX KEY:** 0001728201

**ORGANIZATION NAME:**
- **EIN:** 823981938
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19295
- **FILM NUMBER:** 26983880

**BUSINESS ADDRESS:**
- **STREET 1:** 2 BELVEDERE PLACE, SUITE 250
- **CITY:** MILL VALLEY
- **STATE:** CA
- **ZIP:** 94941
- **BUSINESS PHONE:** 415-477-9077

**MAIL ADDRESS:**
- **STREET 1:** 2 BELVEDERE PLACE, SUITE 250
- **CITY:** MILL VALLEY
- **STATE:** CA
- **ZIP:** 94941

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Aequim Alternative Investments LP<br>**Address:** 2 BELVEDERE PLACE SUITE 250<br>MILL VALLEY, CA 94941

**Form 13F File Number:** 028-19295

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Goldstein<br>**Title:** Chief Operating Officer and Chief Compliance Officer<br>**Phone:** 415-477-9077

**Signature, Place, and Date of Signing:**

David Goldstein Chief Operating Officer and Chief Compliance Officer  MILL VALLEY, CA  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 102

**Form 13F Information Table Value Total:** $5157864069

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADIENT PLC | ORD SHS | G0084W101 | BBG009PN0C87 | 1414700 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| ADVANCED ENERGY INDS | NOTE  2.500% 9/1 | 007973AE0 | BBG01J7C18J4 | 12031500 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE  1.125% 2/1 | 00971TAN1 | BBG01HWS4MC8 | 97286750 | 85000000 | PRN |  | SOLE |  | 85000000 | 0 | 0 |
| ALARM COM HLDGS INC | NOTE  2.250% 6/0 | 011642AD7 | BBG01N2S0KM5 | 2307813 | 2500000 | PRN |  | SOLE |  | 2500000 | 0 | 0 |
| ALBEMARLE CORP | 7.25% DEP SHS A | 012653200 | BBG01LV4WBY2 | 93405000 | 1300000 | SH |  | SOLE |  | 1300000 | 0 | 0 |
| ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 | BBG0133BZQ71 | 30899 | 414191 | SH |  | SOLE |  | 414191 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | NOTE  0.500% 6/0 | 01609WBG6 | BBG01N1MQQS2 | 252197000 | 181600000 | PRN |  | SOLE |  | 181600000 | 0 | 0 |
| ALIGNMENT HEALTHCARE INC | NOTE  4.250%11/1 | 01625VAB0 | BBG01QWJMHR3 | 21159375 | 15000000 | PRN |  | SOLE |  | 15000000 | 0 | 0 |
| AMERICAN WTR CAP CORP | NOTE  3.625% 6/1 | 03040WBE4 | BBG01H778722 | 83069375 | 83190000 | PRN |  | SOLE |  | 83190000 | 0 | 0 |
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 | BBG000004TB8 | 5092010 | 4279 | SH |  | SOLE |  | 4279 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 | BBG000BCVJ77 | 1008000 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| BENTLEY SYS INC | NOTE  0.375% 7/0 | 08265TAD1 | BBG011KG2MY0 | 40417500 | 42500000 | PRN |  | SOLE |  | 42500000 | 0 | 0 |
| BRUKER CORP | 6.375 PREF SER A | 116794207 | BBG01X1L3C62 | 144050850 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| CENTERPOINT ENERGY INC | NOTE  4.250% 8/1 | 15189TBD8 | BBG01HQJ6ZC4 | 127439813 | 107250000 | PRN |  | SOLE |  | 107250000 | 0 | 0 |
| CHEESECAKE FACTORY INC | COM | 163072101 | BBG000CS8TM8 | 13352156 | 243875 | SH |  | SOLE |  | 243875 | 0 | 0 |
| CLEARWATER ANALYTICS HLDGS I | CL A | 185123106 | BBG012C765L4 | 1182500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 | BBG000BFRF55 | 1690000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CLOUDFLARE INC | NOTE         8/1 | 18915MAC1 | BBG012314YD5 | 9204587 | 7850000 | PRN |  | SOLE |  | 7850000 | 0 | 0 |
| CMS ENERGY CORP | NOTE  3.375% 5/0 | 125896BX7 | BBG01GHMK8H8 | 79187500 | 70000000 | PRN |  | SOLE |  | 70000000 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 | BBG00ZGF7771 | 17427999 | 99811 | SH |  | SOLE |  | 99811 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | *W EXP 01/23/202 | 21874A114 | BBG01L5JV947 | 6448479 | 736969 | SH |  | SOLE |  | 736969 | 0 | 0 |
| COREWEAVE INC | COM CL A | 21873S108 | BBG011ZTRJ21 | 16164735 | 208658 | SH |  | SOLE |  | 208658 | 0 | 0 |
| DAUCH CORP | COM | 024061103 | BBG000BPYZV2 | 21348 | 3600 | SH |  | SOLE |  | 3600 | 0 | 0 |
| DUKE ENERGY CORP NEW | NOTE  4.125% 4/1 | 26441CBY0 | BBG01G4DPF45 | 110350000 | 100000000 | PRN |  | SOLE |  | 100000000 | 0 | 0 |
| ECHOSTAR CORP | NOTE  3.875%11/3 | 278768AB2 | BBG01QQZSJ85 | 246647400 | 69000000 | PRN |  | SOLE |  | 69000000 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 | BBG000BP0KQ8 | 20268144 | 99417 | SH |  | SOLE |  | 99417 | 0 | 0 |
| ENPHASE ENERGY INC | NOTE         3/0 | 29355AAK3 | BBG00ZFDDK71 | 5362516 | 6000000 | PRN |  | SOLE |  | 6000000 | 0 | 0 |
| EPR PPTYS | PFD C CV 5.75% | 26884U208 | BBG000002LY2 | 9948400 | 440000 | SH |  | SOLE |  | 440000 | 0 | 0 |
| EPR PPTYS | CONV PFD 9% SR E | 26884U307 | BBG000001X86 | 2178003 | 71692 | SH |  | SOLE |  | 71692 | 0 | 0 |
| ETSY INC | NOTE  0.125%10/0 | 29786AAJ5 | BBG00Q9W9H41 | 78224000 | 80000000 | PRN |  | SOLE |  | 80000000 | 0 | 0 |
| ETSY INC | NOTE  0.250% 6/1 | 29786AAN6 | BBG011C0JZ40 | 11192500 | 12500000 | PRN |  | SOLE |  | 12500000 | 0 | 0 |
| ETSY INC | COM | 29786A106 | BBG000N7MXL8 | 7601008 | 152081 | SH |  | SOLE |  | 152081 | 0 | 0 |
| EVERGY INC | NOTE  4.500%12/1 | 30034WAD8 | BBG01KFFYT94 | 180933500 | 134000000 | PRN |  | SOLE |  | 134000000 | 0 | 0 |
| FIRSTENERGY CORP | NOTE  4.000% 5/0 | 337932AR8 | BBG01GHMLG07 | 13659375 | 12500000 | PRN |  | SOLE |  | 12500000 | 0 | 0 |
| FLUOR CORP | COM | 343412102 | BBG000BB1TH9 | 16452149 | 352672 | SH |  | SOLE |  | 352672 | 0 | 0 |
| FOX CORP | CL B COM | 35137L204 | BBG00JHNKJY8 | 13723854 | 258453 | SH |  | SOLE |  | 258453 | 0 | 0 |
| GOODYEAR TIRE  RUBR CO | COM | 382550101 | BBG000BKNX95 | 198900 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| GRANITE CONSTR INC | NOTE  3.250% 6/1 | 387328AF4 | BBG01N78DVC7 | 82437500 | 50000000 | PRN |  | SOLE |  | 50000000 | 0 | 0 |
| GUARDANT HEALTH INC | DEBT  1.250% 2/1 | 40131MAD1 | BBG01S6WZLS5 | 71520471 | 42500000 | PRN |  | SOLE |  | 42500000 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | NOTE  1.250%11/0 | 40171VAC4 | BBG01Q9SHKZ9 | 54896875 | 55000000 | PRN |  | SOLE |  | 55000000 | 0 | 0 |
| HAEMONETICS CORP MASS | COM | 405024100 | BBG000C7TF41 | 2885632 | 51200 | SH |  | SOLE |  | 51200 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | NOTE  0.250% 3/0 | 40637HAD1 | BBG00ZFDCBK7 | 2083750 | 2000000 | PRN |  | SOLE |  | 2000000 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE C | 7.625 MAND CONV | 42824C208 | BBG01PPJ0VC2 | 225785000 | 3500000 | SH |  | SOLE |  | 3500000 | 0 | 0 |
| HOLOGIC INC | COM | 436440101 | BBG000C3NTN5 | 2015759 | 26667 | SH |  | SOLE |  | 26667 | 0 | 0 |
| INTEGER HLDGS CORP | DBCV  1.875% 3/1 | 45826HAD1 | BBG01SVXNLF2 | 65178000 | 68000000 | PRN |  | SOLE |  | 68000000 | 0 | 0 |
| INTERDIGITAL INC | NOTE  3.500% 6/0 | 45867GAD3 | BBG017S948Z3 | 87081500 | 22300000 | PRN |  | SOLE |  | 22300000 | 0 | 0 |
| IREN LIMITED | NOTE  3.250% 6/1 | 46270CAB5 | BBG01R3YBC20 | 15342562 | 6713000 | PRN |  | SOLE |  | 6713000 | 0 | 0 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | BBG01KYQ6PV3 | 12486500 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| ITRON INC | NOTE  1.375% 7/1 | 465741AQ9 | BBG01NC322M7 | 50375000 | 50000000 | PRN |  | SOLE |  | 50000000 | 0 | 0 |
| JAZZ INVESTMENTS I LTD | NOTE  3.125% 9/1 | 472145AH4 | BBG01PL1YTZ8 | 49647500 | 35000000 | PRN |  | SOLE |  | 35000000 | 0 | 0 |
| KENVUE INC | COM | 49177J102 | BBG01C79X561 | 3448000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE  3.125% 1/1 | 538034BA6 | BBG01C979P93 | 68467500 | 45000000 | PRN |  | SOLE |  | 45000000 | 0 | 0 |
| LIVEPERSON INC | COM | 538146309 | BBG000BSV0W5 | 309106 | 121218 | SH |  | SOLE |  | 121218 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | DEP SHS REPSTG | 595017302 | BBG01SXPFJW2 | 59818500 | 1050000 | SH |  | SOLE |  | 1050000 | 0 | 0 |
| MIRUM PHARMACEUTICALS INC | NOTE  4.000% 5/0 | 604749AB7 | BBG01G6VXFH0 | 35904000 | 12000000 | PRN |  | SOLE |  | 12000000 | 0 | 0 |
| MKS INC. | COM | 55306N104 | BBG000BVMG26 | 19365629 | 84268 | SH |  | SOLE |  | 84268 | 0 | 0 |
| NEWELL BRANDS INC | COM | 651229106 | BBG000BQC9V2 | 1852200 | 540000 | SH |  | SOLE |  | 540000 | 0 | 0 |
| NEWS CORP NEW | CL A | 65249B109 | BBG0035LY913 | 6056619 | 242945 | SH |  | SOLE |  | 242945 | 0 | 0 |
| NEXTERA ENERGY INC | UNIT 02/15/2029 | 65339F655 | BBG020NQVSL5 | 55755300 | 1110000 | SH |  | SOLE |  | 1110000 | 0 | 0 |
| NEXTERA ENERGY INC | UNIT 06/01/2027 | 65339F663 | BBG01NCK7GY0 | 40585500 | 725000 | SH |  | SOLE |  | 725000 | 0 | 0 |
| NOVANTA INC | UNIT 11/01/2028 | 67000B203 | BBG01YFVPTD4 | 53640000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| NUTANIX INC | CL A | 67059N108 | BBG001NDW1Z7 | 12156586 | 319826 | SH |  | SOLE |  | 319826 | 0 | 0 |
| O-I GLASS INC | COM | 67098H104 | BBG00R2JZG39 | 210200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ODDITY TECH LTD | SHS CL A | M7518J104 | BBG01H5JVGM0 | 1705308 | 127452 | SH |  | SOLE |  | 127452 | 0 | 0 |
| ONEMAIN HLDGS INC | COM | 68268W103 | BBG005497GZ3 | 450707 | 8426 | SH |  | SOLE |  | 8426 | 0 | 0 |
| ORACLE CORP | 6.5 DEP CUM SR D | 68389X204 | BBG02008TRW3 | 103297500 | 2250000 | SH |  | SOLE |  | 2250000 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 | BBG000Q5BQ63 | 5920568 | 52900 | SH |  | SOLE |  | 52900 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 | BBG0014GJCT9 | 11341518 | 70743 | SH |  | SOLE |  | 70743 | 0 | 0 |
| PARSONS CORP DEL | COM | 70202L102 | BBG000C3TKY6 | 4194600 | 77434 | SH |  | SOLE |  | 77434 | 0 | 0 |
| PG CORP | NOTE  4.250%12/0 | 69331CAL2 | BBG01KCBD7R7 | 63468827 | 61250000 | PRN |  | SOLE |  | 61250000 | 0 | 0 |
| PG CORP | PFD CONV SER A | 69331C306 | BBG01R36JXP2 | 94578000 | 2200000 | SH |  | SOLE |  | 2200000 | 0 | 0 |
| PPL CAP FDG INC | NOTE  2.875% 3/1 | 69352PAS2 | BBG01FG97WL7 | 25214125 | 21500000 | PRN |  | SOLE |  | 21500000 | 0 | 0 |
| PPL CORP | UNIT 02/15/2029 | 69351T866 | BBG020LLNT99 | 20516000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| PROGRESS SOFTWARE CORP | NOTE  1.000% 4/1 | 743312AB6 | BBG00ZYX8B63 | 29963625 | 30000000 | PRN |  | SOLE |  | 30000000 | 0 | 0 |
| REDWOOD TRUST INC | NOTE  7.750% 6/1 | 758075AF2 | BBG017ZLLH07 | 9896250 | 9750000 | PRN |  | SOLE |  | 9750000 | 0 | 0 |
| REPAY HLDGS CORP | COM CL A | 76029L100 | BBG00LFVTBM8 | 1504058 | 578484 | SH |  | SOLE |  | 578484 | 0 | 0 |
| REPLIGEN CORP | NOTE  1.000%12/1 | 759916AD1 | BBG01KH10Q78 | 79478950 | 81350000 | PRN |  | SOLE |  | 81350000 | 0 | 0 |
| RIOT PLATFORMS INC | NOTE  0.750% 1/1 | 767292AB1 | BBG01R6JDJR6 | 8643750 | 7500000 | PRN |  | SOLE |  | 7500000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE  3.625%10/1 | 76954AAD5 | BBG01JNQSW94 | 148831000 | 155000000 | PRN |  | SOLE |  | 155000000 | 0 | 0 |
| SEAGATE HDD CAYMAN | NOTE  3.500% 6/0 | 81180WBL4 | BBG01J7F45G3 | 205801652 | 43318000 | PRN |  | SOLE |  | 43318000 | 0 | 0 |
| SHIFT4 PMTS INC | 6 SER A CNV PREF | 82452J307 | BBG01TT2V0W9 | 3813481 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| SILICON LABORATORIES INC | COM | 826919102 | BBG000BB99S3 | 2081500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SIRIUSXM HOLDINGS INC | COMMON STOCK | 829933100 | BBG01KJQM3Y8 | 9073302 | 393124 | SH |  | SOLE |  | 393124 | 0 | 0 |
| SNOWFLAKE INC | NOTE        10/0 | 833445AB5 | BBG01PZXTX71 | 173309500 | 146500000 | PRN |  | SOLE |  | 146500000 | 0 | 0 |
| SNOWFLAKE INC | NOTE        10/0 | 833445AD1 | BBG01PZY0Y50 | 8456640 | 6900000 | PRN |  | SOLE |  | 6900000 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 | BBG000BT9DW0 | 9206271 | 95382 | SH |  | SOLE |  | 95382 | 0 | 0 |
| SUPER MICRO COMPUTER INC | NOTE  2.250% 7/1 | 86800UAD6 | BBG01S84GMD0 | 26149427 | 30000000 | PRN |  | SOLE |  | 30000000 | 0 | 0 |
| TRIP COM GROUP LTD | NOTE  0.750% 6/1 | 89677QAB3 | BBG01N60FK73 | 93353582 | 90000000 | PRN |  | SOLE |  | 90000000 | 0 | 0 |
| TXNM ENERGY INC | NOTE  5.750% 6/0 | 69349HAF4 | BBG01N60N611 | 146643750 | 110000000 | PRN |  | SOLE |  | 110000000 | 0 | 0 |
| UBER TECHNOLOGIES INC | NOTE  0.875%12/0 | 90353TAM2 | BBG01K8CD1G5 | 12042500 | 10000000 | PRN |  | SOLE |  | 10000000 | 0 | 0 |
| UGI CORP NEW | NOTE  5.000% 6/0 | 902681AB1 | BBG01N73SZM2 | 91341250 | 65000000 | PRN |  | SOLE |  | 65000000 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE         3/1 | 91332UAH4 | BBG01SJ1KCB3 | 59886000 | 60000000 | PRN |  | SOLE |  | 60000000 | 0 | 0 |
| UNITY SOFTWARE INC | NOTE        11/1 | 91332UAB7 | BBG013JZ3JK7 | 18169802 | 18674000 | PRN |  | SOLE |  | 18674000 | 0 | 0 |
| VARONIS SYS INC | NOTE  1.000% 9/1 | 922280AD4 | BBG01PLZZNM9 | 24058948 | 27500000 | PRN |  | SOLE |  | 27500000 | 0 | 0 |
| VENTAS RLTY LTD PARTNERSHIP | NOTE  3.750% 6/0 | 92277GAZ0 | BBG01GYZF1H1 | 162635033 | 109195000 | PRN |  | SOLE |  | 109195000 | 0 | 0 |
| VSE CORP | UNIT 02/01/2029 | 918284209 | BBG0200BJYM3 | 10060000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | BBG011386VF4 | 12082400 | 440000 | SH |  | SOLE |  | 440000 | 0 | 0 |
| WEC ENERGY GROUP INC | NOTE  4.375% 6/0 | 92939UAP1 | BBG01N0Q7CX0 | 81405000 | 67500000 | PRN |  | SOLE |  | 67500000 | 0 | 0 |
| WEC ENERGY GROUP INC | NOTE  4.375% 6/0 | 92939UAR7 | BBG01N0Q5D97 | 152923875 | 123500000 | PRN |  | SOLE |  | 123500000 | 0 | 0 |
| WESTERN DIGITAL CORP | NOTE  3.000%11/1 | 958102AT2 | BBG01JZX3GD3 | 397488225 | 55500000 | PRN |  | SOLE |  | 55500000 | 0 | 0 |
| WHIRLPOOL CORP | 8.5 DEP SR A CNV | 963320205 | BBG020LP9RZ1 | 24570000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| WORKIVA INC | COM CL A | 98139A105 | BBG007BVZ8H9 | 2672318 | 44815 | SH |  | SOLE |  | 44815 | 0 | 0 |

---