# EDGAR Filing Document

**Accession Number:** 0001045520
**File Stem:** 0001045520-25-000010
**Filing Date:** 2025-10
**Character Count:** 8101
**Document Hash:** a5476f99068fca37c710ccb901b4505b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001045520-25-000010.hdr.sgml**: 20251219

**ACCESSION NUMBER**: 0001045520-25-000010

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20251031

**DATE AS OF CHANGE**: 20251219

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
- **CENTRAL INDEX KEY:** 0001045520
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00162
- **FILM NUMBER:** 251585057

**BUSINESS ADDRESS:**
- **STREET 1:** 81 BAY STREET
- **STREET 2:** CIBC SQUARE
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 0E7
- **BUSINESS PHONE:** 4169803096

**MAIL ADDRESS:**
- **STREET 1:** 81 BAY STREET
- **STREET 2:** CIBC SQUARE
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 0E7

### Attached PDF Documents

**Attachment 1:** `2025-JAN-06-7RBINDER.pdf`

_No text found in this document._

**Attachment 2:** `CIBC_Opinion_Books_Records.pdf`

_No text found in this document._

**Attachment 3:** `CIBC_SBSEAA_Change31OCT2025.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** CANADIAN IMPERIAL BANK OF COMMERCE /CAN/

**NFA Number:** 225050

**IRS Employer ID No.:** 00-0000000

**CIK:** 0001045520

**UIC:** 2IGI19DL77OX0HC3ZE78

**Main Address:** 81 BAY STREET, CIBC SQUARE, TORONTO, A6, M5J 0E7

**Business Telephone:** 4169803096

**Contact Employee:**

- **Name:** MICHAEL JAN

- **Title:** EXECUTIVE DIRECTOR

- **Phone:** 2243658348

- **Email:** MICHAEL.JAN@CIBC.COM

**Chief Compliance Officer:**

- **Name:** WILLIAM MEEHAN

- **Title:** SWAP DEALER CHEIF COMPLIANCE OFFICER

- **Phone:** 2126674556

- **Email:** WILLIAM.MEEHAN@CIBC.COM

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board

**Description of Business:**
Canadian Imperial Bank of Commerce is a leading North American financial institution operating across Personal and Business Banking, Commercial Banking and Wealth Management, and Capital Markets businesses, with 44,000 employees the Bank provides a full range of financial products and services to 10 million personal banking, business, public sector and institutional clients in globally. Business units include Canadian Personal and Business Banking, Canadian Commercial Banking and Wealth Management, U.S. Commercial Banking and Wealth Management, and Capital Markets.

### Control and History

**Are records kept by another entity?:** No

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** No

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 20

### Schedule A: Principals

| Name                    | Title or Status                                     | Date Acquired   | Date Began Working   | Ownership         | NFA ID No.   |
|:---|:---|:---|:---|:---|:---|
| WILLIAM MEEHAN          | SWAP DEALER CHIEF COMPLIANCE OFFICER                | 08/2021         | 08/2021              | NA - less than 5% | 437625       |
| Robert Sedran           | CHIEF FINANCIAL OFFICER                             | 04/2024         | 04/2024              | NA - less than 5% | 563139       |
| ARDEN MAJEWSKI          | MD & HEAD, FICC                                     | 12/2019         | 08/2011              | NA - less than 5% |  |
| ANTON ERDODY            | Managing Director and Head, Global Equities         | 01/2019         | 01/2001              | NA - less than 5% |  |
| BARRY ZUBROW            | DIRECTOR                                            | 05/2015         | 05/2015              | NA - less than 5% | 218619       |
| CHARLES BRINDAMOUR      | DIRECTOR                                            | 02/2020         | 02/2020              | NA - less than 5% | 527870       |
| CHRISTINE LARSEN        | DIRECTOR                                            | 04/2016         | 04/2016              | NA - less than 5% | 494916       |
| KATHERINE STEVENSON     | DIRECTOR                                            | 12/2012         | 12/2012              | NA - less than 5% | 448730       |
| KEVIN KELLY             | DIRECTOR                                            | 05/2013         | 05/2013              | NA - less than 5% | 310352       |
| MARTINE TURCOTTE        | DIRECTOR                                            | 02/2014         | 02/2014              | NA - less than 5% | 472020       |
| MARY MAHER              | DIRECTOR                                            | 04/2021         | 04/2021              | NA - less than 5% | 538501       |
| NANCI CALDWELL          | DIRECTOR                                            | 01/2016         | 01/2016              | NA - less than 5% | 492384       |
| AMMAR ALJOUNDI          | DIRECTOR                                            | 04/2022         | 04/2022              |  | 547686       |
| WILLIAM FRANCIS MORNEAU | DIRECTOR                                            | 11/2022         | 11/2022              |  | 437625       |
| Mark Wolfgang PODLASLY  | Director                                            | 11/2023         | 11/2023              | NA - less than 5% | 559633       |
| Michelle Lynne COLLINS  | Director                                            | 07/2022         | 07/2022              | NA - less than 5% | 505860       |
| BRADLEY ROY BLACK       | MD and Head, Global Distribution GLOBAL MARKETS     | 02/2025         | 05/2001              | NA - less than 5% | 568085       |
| FRANCOIS LIONEL POIRIER | Director                                            | 09/2024         | 09/2024              | NA - less than 5% | 565936       |
| MARIANNE HARRISON       | BOARD DIRECTOR                                      | 10/2025         | 10/2025              | NA - less than 5% | 573392       |
| HARRY KENNETH CULHAM    | President and Chief Executive Officer of CIBC Group | 10/2025         | 05/2008              | NA - less than 5% | 448737       |

### Schedule B: Explanations

**Description:**
Canadian Imperial Bank of Commerce is a leading North American financial institution operating across Personal and Business Banking, Commercial Banking and Wealth Management, and Capital Markets businesses, with 44,000 employees the Bank provides a full range of financial products and services to 10 million personal banking, business, public sector and institutional clients in globally. Business units include Canadian Personal and Business Banking, Canadian Commercial Banking and Wealth Management, U.S. Commercial Banking and Wealth Management, and Capital Markets.

**Onbehalf:**

- **Name:** CIBC WORLD MARKETS CORP.

  - **Address:** 300 Madison Avenue, NEW YORK, NY, 10017

  - **Effective Date:** 07-31-1969

  - **Arrangement:** The SBSD Canadian Imperial Bank of Commerce will perform its SBS swap hedging in listed markets and a portion of this activity are cleared by CIBC World Markets Corp.

- **Name:** CIBC World Markets Inc.

  - **Address:** 161 Bay Street, Toronto, A6, M5J 2S8

  - **Effective Date:** 09-28-2007

  - **Arrangement:** The SBSD Canadian Imperial Bank of Commerce will perform its SBS swap hedging in listed markets and a portion of this activity are cleared by CIBC World Markets Inc.

### Execution

**Date:** 10-31-2025

**Name of Applicant:** CANADIAN IMPERIAL BANK OF COMMERCE /CAN/

**Signature:** William Meehan

**Printed Name:** William Meehan

**Title:** Swap Dealer Chief Compliance Officer