# EDGAR Filing Document

**Accession Number:** 0001955926
**File Stem:** 0001493152-23-003750
**Filing Date:** 2023-2
**Character Count:** 9252
**Document Hash:** 24585af18efd29a1e2565e6ef5e4f0f0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-003750.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001493152-23-003750

**CONFORMED SUBMISSION TYPE**: 1-A/A

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EthicStream Inc.
- **CENTRAL INDEX KEY:** 0001955926
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
- **IRS NUMBER:** 884119521
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 1-A/A
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 024-12078
- **FILM NUMBER:** 23592516

**BUSINESS ADDRESS:**
- **STREET 1:** 500 WEST PUTNAM AVENUE
- **STREET 2:** SUITE 400
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 4752782586

**MAIL ADDRESS:**
- **STREET 1:** 500 WEST PUTNAM AVENUE
- **STREET 2:** SUITE 400
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

## Part

**Part III**

Explanatory note: EthicStream Inc. has prepared this Form 1-A/A solely for the purpose of amending Exhibit 11.1 to correct a reference to the applicable securities offering form.

**Index to Exhibits/Description of Exhibits**

---

| | |
|:---|:---|
| **Exhibit**<br> **Number** | **Description** |
| **1.1** | [Broker-dealer agreement with DealMaker Securities LLC](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex1-1.htm) |
| **2.1** | [Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex2-1.htm) |
| **2.2** | [Amended and Restated Certificate of Incorporation](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex2-2.htm) |
| **2.3** | [Bylaws](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex2-3.htm) |
| **4.1** | [Form of Subscription Agreement](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex4-1.htm) |
| **6.1** | [Letter of Intent with CarbonEthic Holdings, Inc.](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex6-1.htm) |
| **6.2** | [Terms of Service Agreement with Novation Solutions, Inc.](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex6-2.htm) |
| **6.3** | [Services Agreement with DealMaker Reach LLC](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex6-3.htm) |
| **11.1** | [Consent of Assurance Dimensions, LLC](ex11-1.htm) |
| **12.1** | [Legal Opinion of Ross Law Group, PLLC](https://www.sec.gov/Archives/edgar/data/1955926/000149315223003453/ex12-1.htm) |

---

**SIGNATURES**

Pursuant to the requirements of Regulation A, the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 1-A and has duly caused this offering statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Greenwich, Connecticut, on February 6, 2023.

---

| | |
|:---|:---|
| **ETHICSTREAM INC.** | **ETHICSTREAM INC.** |
| By: | */s/ Joshua Soloway* |
| Name: | Joshua Soloway |
| Title: | CEO (Principal Executive Officer) |

---

Pursuant to the requirements of the Securities Act of 1933, this Form 1-A has been signed on February 6, 2023 by the following persons in the capacities indicated.

---

| | |
|:---|:---|
| */s/ Joshua Soloway* | */s/ Joshua Soloway* |
| Name: | Joshua Soloway |
| Title: | CEO and Director |
| */s/ Michael Brent Tolmie* | */s/ Michael Brent Tolmie* |
| Name: | Michael Brent Tolmie |
| Title: | Chairman and Director |
| Name: | Martin Prescott |
| Title: | Director |

---

## Ex1A-11

**Exhibit 11.1**

**CONSENT OF INDEPENDENT AUDITOR**

We consent to the use, in this Form 1-A, of our independent auditor's report dated October 29, 2022, with respect to the audited financial statements of EthicStream Inc., a Delaware corporation, as of September 30, 2022 and the related statements of operations, changes in stockholders' deficit, and cash flows for the period from April 28, 2022 through September 30, 2022, and the related notes to the financial statements.

---

| |
|:---|
| Very truly yours, |
| Assurance Dimensions |
| ![](ex11-1_001.jpg) |
| Tampa, Florida |
| February 6, 2023 |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 1-A

### REGULATION A OFFERING STATEMENT
### UNDER THE SECURITIES ACT OF 1933

### Item 1. Issuer Information

**Exact name of issuer:** EthicStream Inc.

**Jurisdiction of Incorporation/Organization:** DE

**Year of Incorporation:** 2022

**CIK:** 0001955926

**I.R.S. Employer Identification Number:** 88-4119521

**Primary Standard Industrial Classification Code:** 8999

**Total number of full-time employees:** 5

**Total number of part-time employees:** 3

**Address of Principal Executive Offices:** 500 West Putnam Avenue, Suite 400, Greenwich, CT 06830

**Company Phone:** 4752782586

**Person to contact:** Gary J. Ross

### Financial Statements

**Balance Sheet Information**

| Metric                                   | Amount     |
|:---|:---|
| Cash and Cash Equivalents                | $0.00      |
| Investment Securities                    | $0.00      |
| Accounts and Notes Receivable            | $0.00      |
| Property, Plant and Equipment (PP&E)     | $0.00      |
| Total Assets                             | $0.00      |
| Accounts Payable and Accrued Liabilities | $106603.00 |
| Long-Term Debt                           | $0.00      |
| Total Liabilities                        | $106603.00 |
| Total Stockholders' Equity               | $106603.00 |
| Total Liabilities and Equity             | $0.00      |

**Statement of Comprehensive Income Information**

| Metric                                    | Amount      |
|:---|:---|
| Total Revenues                            | $0.00       |
| Costs and Expenses Applicable to Revenues | $0.00       |
| Depreciation and Amortization             | $0.00       |
| Net Income                                | $-106603.00 |
| Earnings Per Share - Basic                | 0.00        |
| Earnings Per Share - Diluted              | 0.00        |

**Auditor Information**

| Metric          | Amount                    |
|:---|:---|
| Name of Auditor | Assurance Dimensions, LLC |

### Outstanding Securities

| Class                |   Outstanding |     CUSIP | Publicly Traded   |
|:---|---:|---:|:---|
| Class B Common Stock |       5356000 | 000000000 | None              |
| Convertible note     |        250000 | 000000000 | None              |

### Item 2. Issuer Eligibility
- [x] The issuer certifies that all of the statements in this part are true.

### Item 3. Application of Rule 262
- [x] The issuer certifies that it is not disqualified and has not been involved in any disqualifying event.

### Item 4. Summary Information Regarding the Offering

**Tier:** Tier2

**Financial Statement Status:** Audited

**Type of Securities Offered:** Equity (common or preferred stock)

**Is this a delayed or continuous offering?** Yes

**Was or is the offering to take place within one year after qualification?** No

**Was or is the offering to commence within two days after qualification?** No

**Is this a best efforts offering?** Yes

**Was there any solicitation of interest?** No

**Are there any resale securities by affiliates of the issuer?** No

**Offering Amounts**

| Description                                                     | Amount       |
|:---|:---|
| Number of securities offered                                    | 1000000      |
| Number of securities outstanding                                | 0            |
| Price per security                                              | $10.00       |
| Issuer's aggregate offering price                               | $10000000.00 |
| Aggregate offering price of securities held by security holders | $0.00        |
| Aggregate price of securities offered concurrently              | $0.00        |
| Total aggregate offering price                                  | $10000000.00 |

**Anticipated Fees**

| Service Provider   | Name                      | Fees      |
|:---|:---|:---|
| Auditor            | Assurance Dimensions, LLC | $3500.00  |
| Legal              | Ross Law Group, PLLC      | $65000.00 |
| Promoters          | NA                        | $0.00     |

**Estimated Net Proceeds to the Issuer:** $9556500.00

### Item 5. Jurisdictions in Which Securities are to be Offered

AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC, PR, A0, A1, A2, A3, A4, A5, A6, A7, A8, A9, B0, Z4

### Item 6. Unregistered Securities Issued or Sold Within One Year

**Name of Such Issuer:** EthicStream Inc.

**Title of Securities Issued:** Class B Common Stock

**Total Amount of Securities Issued:** 5356000

**Amount of such securities sold by principal security holders:** 5356000

**Aggregate consideration:** $535.60 (fair market value at time of founding, as established by the board of directors)

**Basis for aggregate consideration:** $535.60

**Securities Act Exemption:** Rule 506(b)