# EDGAR Filing Document

**Accession Number:** 0001118417
**File Stem:** 0001118417-23-000033
**Filing Date:** 2023-2
**Character Count:** 6261
**Document Hash:** 6000ffad40b5cfd9c4c5cd8281ccf8c5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001118417-23-000033.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0001118417-23-000033

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230216

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MODEL N, INC.
- **CENTRAL INDEX KEY:** 0001118417
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
- **IRS NUMBER:** 770528806
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35840
- **FILM NUMBER:** 23648366

**BUSINESS ADDRESS:**
- **STREET 1:** 777 MARINERS ISLAND BOULEVARD
- **STREET 2:** SUITE 300
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94404
- **BUSINESS PHONE:** (650) 610-4600

**MAIL ADDRESS:**
- **STREET 1:** 777 MARINERS ISLAND BOULEVARD
- **STREET 2:** SUITE 300
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94404

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MODEL T1 INC
- **DATE OF NAME CHANGE:** 20001031

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MODEL N INC
- **DATE OF NAME CHANGE:** 20000707

?xml version="1.0" ? modn-20230216

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of**

**the Securities Exchange Act of 1934**

**February 16, 2023** 

**Date of Report (Date of earliest event reported)**

**MODEL N, INC.** 

**(Exact name of Registrant as Specified in Its Charter)**

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-35840** | **77-0528806** |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission<br>File Number)** | **(IRS Employer Identification No.)** |

---

**777 Mariners Island Boulevard, Suite 300 San Mateo, California 94404** 

**(Address of Principal Executive Offices) (Zip Code)** 

**Registrant's Telephone Number, Including Area Code: (650) 610-4600** 

**Not Applicable**

**(Former Name or Former Address, if Changed Since Last Report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol** | **Name of each exchange on which registered** |
| Common Stock, par value $0.00015 per share | MODN | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07. Submission of Matters to a Vote of Security Holders.**

Model N, Inc. held its Annual Meeting of Stockholders on February 16, 2023 via live webcast. At the meeting, our stockholders voted on four proposals, each of which is described in more detail in our definitive proxy statement filed with the U.S. Securities and Exchange Commission on January 6, 2023. The following is a brief description of each matter voted upon and the certified results, including (as applicable) the number of votes cast for, against or withheld on each matter and the number of abstentions and non-votes with respect to each matter.

Our stockholders voted on the following proposals at the annual meeting:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.To elect three Class I directors to serve until the 2026 Annual Meeting of Stockholders and until their successors are elected and qualified, subject to earlier resignation or removal;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.To approve the amendment and restatement of the 2021 Equity Incentive Plan;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.To hold a non-binding advisory vote on the compensation of our named executive officers as disclosed in this proxy statement.

The voting results were as follows:

&nbsp;&nbsp;&nbsp;&nbsp;

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Proposal 1** | **Director Name** | **Votes For** | **Votes Withheld** | **Broker Non-Votes** |
|  | Tim Adams | 29937030 | 2246714 | 2189582 |
|  | Manisha Shetty Gulati | 30217316 | 1966428 | 2189582 |
|  | Scott Reese | 31055154 | 1128590 | 2189582 |
| **Proposal 2** | **Votes For** | **Votes Against** | **Abstentions** | **Broker Non-Votes** |
|  | 25706848 | 6464847 | 12049 | 2189582 |
| **Proposal 3** | **Votes For** | **Votes Against** | **Abstentions** | **Broker Non-Votes** |
|  | 34271999 | 87589 | 13738 | 0 |
| **Proposal 4** | **Votes For** | **Votes Against** | **Abstentions** | **Broker Non-Votes** |
|  | 31635179 | 538256 | 10309 | 2189582 |

---

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**SIGNATURES**

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

---

| | |
|:---|:---|
| MODEL N, INC. | MODEL N, INC. |
| (Registrant) | (Registrant) |
| By: | /s/ John Ederer |
|  | John Ederer |
|  | Chief Financial Officer |

---

Date: February 21, 2023