# EDGAR Filing Document

**Accession Number:** 0001518042
**File Stem:** 0001752724-23-043091
**Filing Date:** 2023-2
**Character Count:** 26858
**Document Hash:** ad88c885d2557a021c42cf68c7305071
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-043091.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001752724-23-043091

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST II
- **CENTRAL INDEX KEY:** 0001518042
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22549
- **FILM NUMBER:** 23674027

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 4221 NORTH 203RD STREET, SUITE 100
- **CITY:** ELKHORN
- **STATE:** NE
- **ZIP:** 68022

## Series and Classes Contracts Data

### Al Frank Fund (Series ID: S000039632)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000122236 | Al Frank Fund Investor Class | VALUX           |
| C000122237 | Al Frank Fund Advisor Class  | VALAX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST II

- **b. Investment Company Act file number:** 811-22549

- **c. CIK number of Registrant:** 0001518042

- **d. LEI of Registrant:** 549300TH7YXW5G2QY588

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Al Frank Fund

- **b. EDGAR series identifier (if any):** S000039632

- **c. LEI of Series:** 549300DVLM0F0XR38387

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64709313.03

**Total Liabilities:** $98526.05

**Net Assets:** $64610786.98

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000122237 | 12.52%               | 6.22%                | -6.11%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.17                    | $7408813.71                                |
| Month 2  | $264492.11               | $3727724.64                                |
| Month 3  | $417218.02               | $-4767256.81                               |

### Schedule of Portfolio Investments

| Name                                        | Title                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CVS Health Corp                             | CVS HEALTH CORP       | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     11000 | NS      | $1025090.00   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| EnerSys                                     | ENERSYS               | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |      6500 | NS      | $479960.00    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| ManpowerGroup Inc.                          | MANPOWERGROUP IN      | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |     12000 | NS      | $998520.00    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corporation                          | ORACLE CORP           | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     11000 | NS      | $899140.00    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Company                             | DEERE & CO            | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |      3500 | NS      | $1500660.00   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu Inc                                    | COHU INC              | CUSIP: 192576106<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | EC               | CORP              | US        |     25000 | NS      | $801250.00    | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Biomet Holdings Inc                  | ZIMMER BIOMET HO      | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |      5000 | NS      | $637500.00    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corporation                         | NEWMONT CORP          | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |     10000 | NS      | $472000.00    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc                    | DIGITAL REALTY        | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |      5500 | NS      | $551485.00    | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                        | JPMORGAN CHASE        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     10850 | NS      | $1454985.00   | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate Technology Holdings PLC             | SEAGATE TECHNOLO      | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |     13000 | NS      | $683930.00    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Health, Inc.                       | CARDINAL HEALTH       | CUSIP: 14149Y108<br>LEI: CCU46N3GJMF4OK4N7U60 | Long             | EC               | CORP              | US        |     12000 | NS      | $922440.00    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                 | WALMART INC           | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      6000 | NS      | $850740.00    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Caribbean Group                       | ROYAL CARIBBEAN GROUP | CUSIP: V7780T103<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | EC               | CORP              | LR        |     10000 | NS      | $494300.00    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources, Inc.                         | EOG RESOURCES         | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |     11500 | NS      | $1489480.00   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Company              | ARCHER-DANIELS        | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |     10750 | NS      | $998137.50    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Acuity Brands, Inc.                         | ACUITY BRANDS         | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4700 | NS      | $778367.00    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group, Inc.                   | GOLDMAN SACHS GP      | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |      3500 | NS      | $1201830.00   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                | TRUIST FINANCIAL      | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |     22000 | NS      | $946660.00    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                           | INTEL CORP            | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     18000 | NS      | $475740.00    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corporation | IBM                   | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      5500 | NS      | $774895.00    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Institutional Cash Portfolios      | FID-MM GOVT-I         | CUSIP: 316175108<br>LEI: 549300SHPEJB1OPRCV46 | Long             | STIV             | RF                | US        |   1206212 | PA      | $1206211.83   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                               | MEDTRONIC PLC         | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |      7000 | NS      | $544040.00    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                    | LAM RESEARCH          | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      2150 | NS      | $903645.00    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| TotalEnergies SE                            | TOTALENER-SP ADR      | CUSIP: 89151E109<br>LEI: 529900S21EQ1BO4ESM68 | Long             | EC               | CORP              | FR        |     19000 | NS      | $1179520.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                         | ABBOTT LABS           | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      8500 | NS      | $933215.00    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc.                                | CUMMINS INC           | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      4500 | NS      | $1090305.00   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Benchmark Electronics, Inc.                 | BENCHMARK ELECTR      | CUSIP: 08160H101<br>LEI: 549300W18RHYZOZKOP53 | Long             | EC               | CORP              | US        |     15500 | NS      | $413695.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| M.D.C. Holdings Inc.                        | MDC HOLDINGS INC      | CUSIP: 552676108<br>LEI: 5299005FV4VNV75R8R35 | Long             | EC               | CORP              | US        |     25000 | NS      | $790000.00    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Prudential Financial, Inc.                  | PRUDENTL FINL         | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |     11500 | NS      | $1143790.00   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimco Realty Corporation                    | KIMCO REALTY          | CUSIP: 49446R109<br>LEI: 549300EA7I6T15IBYS12 | Long             | EC               | CORP              | US        |     40000 | NS      | $847200.00    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                             | CATERPILLAR INC       | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      6000 | NS      | $1437360.00   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Incorporated                        | CORNING INC           | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |     30000 | NS      | $958200.00    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Kohl's Corp.                                | KOHLS CORP            | CUSIP: 500255104<br>LEI: 549300JF6LPRTRJ0FH50 | Long             | EC               | CORP              | US        |     18500 | NS      | $467125.00    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corporation                           | FEDEX CORP            | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      4500 | NS      | $779400.00    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                               | ALPHABET INC-C        | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     13000 | NS      | $1153490.00   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corporation PLC                       | EATON CORP PLC        | CUSIP: G29183103<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |      6500 | NS      | $1020175.00   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Whirlpool Corporation                       | WHIRLPOOL CORP        | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |      5500 | NS      | $778030.00    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corporation                | ENCOMPASS HEALTH      | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |         1 | NS      | $59.81        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| International Paper Company                 | INTL PAPER CO         | CUSIP: 460146103<br>LEI: 824LMFJDH41EY779Q875 | Long             | EC               | CORP              | US        |     20500 | NS      | $709915.00    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PNC Financial Services Group Inc            | PNC FINANCIAL SE      | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |      6000 | NS      | $947640.00    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corporation           | CAPITAL ONE FINA      | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |     10000 | NS      | $929600.00    | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Company                         | WALT DISNEY CO        | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      9000 | NS      | $781920.00    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corporation                       | MICROSOFT CORP        | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5000 | NS      | $1199100.00   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc.                               | QUALCOMM INC          | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      9000 | NS      | $989460.00    | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Physicians Realty Trust                     | PHYSICIANS REALT      | CUSIP: 71943U104<br>LEI: 549300ITOVH0OY7PZC34 | Long             | EC               | CORP              | US        |     40000 | NS      | $578800.00    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                                 | PFIZER INC            | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |     20000 | NS      | $1024800.00   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp                        | OLD NATL BANCORP      | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |     45000 | NS      | $809100.00    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Company                      | GENERAL MOTORS C      | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |     22500 | NS      | $756900.00    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordstrom, Inc.                             | NORDSTROM INC         | CUSIP: 655664100<br>LEI: 549300S3IZB5P35KNV16 | Long             | EC               | CORP              | US        |     25000 | NS      | $403500.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Gen Digital Inc                             | GEN DIGITAL INC       | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     36000 | NS      | $771480.00    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc                            | MERCK & CO            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     11000 | NS      | $1220450.00   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems, Inc.                         | CISCO SYSTEMS         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     18000 | NS      | $857520.00    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks, Inc.                      | JUNIPER NETWORKS      | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |     30000 | NS      | $958800.00    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| MetLife Inc.                                | METLIFE INC           | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |     17000 | NS      | $1230290.00   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                              | ALBEMARLE CORP        | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |      4800 | NS      | $1040928.00   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corporation                 | LOCKHEED MARTIN       | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      2500 | NS      | $1216225.00   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                           | JOHNSON&JOHNSON       | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      6000 | NS      | $1059900.00   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                  | APPLE INC             | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     10500 | NS      | $1364265.00   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| NetApp Inc.                                 | NETAPP INC            | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |     11000 | NS      | $660660.00    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle West Capital Corporation           | PINNACLE WEST         | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |     10000 | NS      | $760400.00    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corporation                          | TARGET CORP           | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |      5000 | NS      | $745200.00    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corporation                     | EXXON MOBIL CORP      | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     11000 | NS      | $1213300.00   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corporation                 | BANK OF AMERICA       | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     30000 | NS      | $993600.00    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Norfolk Southern Corporation                | NORFOLK SOUTHERN      | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |      4250 | NS      | $1047285.00   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Foot Locker, Inc.                           | FOOT LOCKER INC       | CUSIP: 344849104<br>LEI: 549300X383CBNP6MTV94 | Long             | EC               | CORP              | US        |     20000 | NS      | $755800.00    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                                 | MODERNA INC           | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |      4000 | NS      | $718480.00    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Celanese Corporation                        | CELANESE CORP         | CUSIP: 150870103<br>LEI: 549300FHJQTDPPN41627 | Long             | EC               | CORP              | US        |      7500 | NS      | $766800.00    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Third Bancorp                         | FIFTH THIRD BANC      | CUSIP: 316773100<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EC               | CORP              | US        |     24000 | NS      | $787440.00    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyson Foods, Inc.                           | TYSON FOODS-A         | CUSIP: 902494103<br>LEI: WD6L6041MNRW1JE49D58 | Long             | EC               | CORP              | US        |      9650 | NS      | $600712.50    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corporation                         | COMCAST CORP-A        | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |     20000 | NS      | $699400.00    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc.                                  | AMGEN INC             | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      4500 | NS      | $1181880.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                          | META PLATFORMS-A      | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2500 | NS      | $300850.00    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                 | VERIZON COMMUNIC      | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     11000 | NS      | $433400.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-27

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST II

**Signature:** Erik Naviloff

**Name of Signer:** Erik Naviloff

**Title:** Treasurer