# EDGAR Filing Document

**Accession Number:** 0001145959
**File Stem:** 0001145959-23-000004
**Filing Date:** 2023-3
**Character Count:** 2328
**Document Hash:** ecb7823b7f71baee9d9362e51d255179
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145959-23-000004.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0001145959-23-000004

**CONFORMED SUBMISSION TYPE**: TA-2

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230329

**EFFECTIVENESS DATE**: 20230329

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UMB BANK & TRUST NATIONAL ASSOCIATION
- **CENTRAL INDEX KEY:** 0001145959
- **IRS NUMBER:** 431745664

**FILING VALUES:**
- **FORM TYPE:** TA-2
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 085-11314
- **FILM NUMBER:** 23772131

**BUSINESS ADDRESS:**
- **STREET 1:** 928 GRAND BLVD. 6TH FLOOR
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64106
- **BUSINESS PHONE:** 8168603714

**MAIL ADDRESS:**
- **STREET 1:** 928 GRAND BLVD. 6TH FLOOR
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STATE STREET BANK & TRUST CO OF MISSOURI NA
- **DATE OF NAME CHANGE:** 20010727

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-2

### FORM FOR REPORTING ACTIVITIES OF TRANSFER AGENTS

### Registrant and Reporting Period Information

**CIK:** 0001145959

**SEC File Number:** 085-11314

**For the reporting period ended:** 2022-12-31

### Item 1. Full Name of Registrant

UMB BANK & TRUST NATIONAL ASSOCIATION

### Item 2. Service Company Activities

**a. During the reporting period, has the Registrant engaged a service company to perform any of its transfer agent functions?**

[X] All

[ ] Some

[ ] None

- **Name of Service Company:** UMB Bank NA
  **File Number:** 085-10225

**c. Is the Registrant engaged as a service company by a named transfer agent?** [ ] Yes [X] No

### Item 3. Regulatory and Amendment Information

**a. Registrant's appropriate regulatory agency (ARA):** Comptroller of the Currency

**b. During the reporting period, has the Registrant amended Form TA-1?** Not Applicable

### SIGNATURE

|  |  |
|:---|:---|
| Signature of Official responsible for Form | Eric Beck                   |
| Title of Signing Officer                   | Manager of Trust Operations |
| Telephone Number                           | 816-860-7191                |
| Date Signed (Month/Day/Year)               | 03/29/2023                  |