# EDGAR Filing Document

**Accession Number:** 0001899610
**File Stem:** 9999999997-23-000949
**Filing Date:** 2023-3
**Character Count:** 4088
**Document Hash:** ed67aded6e5888a27d59558e5c46da81
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-000949.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 9999999997-23-000949

**CONFORMED SUBMISSION TYPE**: APP ORDR

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**ACTION DATE**: 20230313

**RECEIVED DATE**: 20230313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Carlyle AlpInvest Private Markets Fund
- **CENTRAL INDEX KEY:** 0001899610
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** APP ORDR

**SEC ACT:**
- **SEC FILE NUMBER:** 812-15353
- **FILM NUMBER:** 23728297

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ALPINVEST PARTNERS
- **STREET 2:** ONE VANDERBILT AVENUE, SUITE 3400
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017
- **BUSINESS PHONE:** 646-735-4293

**MAIL ADDRESS:**
- **STREET 1:** C/O ALPINVEST PARTNERS
- **STREET 2:** ONE VANDERBILT AVENUE, SUITE 3400
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10017

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Carlyle AlpInvest Private Equity Opportunities Fund
- **DATE OF NAME CHANGE:** 20211215

### Attached PDF Documents

**Attachment 1:** `filename1`

UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION

INVESTMENT COMPANY ACT OF 1940
Release no. 34852 / March 13, 2023

In the Matter of

Carlyle AlpInvest Private Markets Fund
AlpInvest Private Equity Investment Management, LLC

One Vanderbilt Avenue, Suite 3400
New York, NY 10017

(812-15353)

ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940
GRANTING AN EXEMPTION FROM SECTIONS 18(a)(2), 18(c) AND 18(i) OF THE ACT
AND PURSUANT TO SECTION 17(d) AND RULE 17d-1 UNDER THE ACT

Carlyle AlpInvest Private Markets Fund and AlpInvest Private Equity Investment Management,
LLC filed an application on June 16, 2022 and an amendment on July 20, 2022, November 10,
2022 and January 24, 2023, requesting an order under section 6(c) of the Investment Company
Act of 1940 (“Act”) granting an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act,
and pursuant to section 17(d) of the Act and rule 17d-1 under the Act. The order permits certain
registered closed-end management investment companies to issue multiple classes of shares of
beneficial interest with varying sales loads and to impose asset-based distribution and/or service
fees.

On February 13, 2023, a notice of the filing of the application was issued (Investment Company
Act Release No. 34832). The notice gave interested persons an opportunity to request a hearing
and stated that an order disposing of the application would be issued unless a hearing was
ordered. No request for a hearing has been filed, and the Commission has not ordered a hearing.

The matter has been considered and it is found, on the basis of the information set forth in the
application, as amended, that granting the requested exemption is appropriate in the public
interest and consistent with the protection of investors and the purposes fairly intended by the
policy and provisions of the Act.

It is further found that the investment company’s proposed institution of asset-based distribution
and/or service fees is consistent with the provisions, policies, and purposes of the Act, and will
not be on a basis different from or less advantageous than that of other participants.

Accordingly, in the matter of Carlyle AlpInvest Private Markets Fund and AlpInvest Private Equity Investment Management, LLC (File No. 812-15353),

IT IS ORDERED, under section 6(c) of the Act, that the requested exemption from sections 18(a)(2), 18(c) and 18(i) of the Act is granted, effective immediately, subject to the condition in the application, as amended.

IT IS ALSO ORDERED, under section 17(d) and rule 17d-1, that the investment company's institution of asset-based distribution and/or service fees is approved, effective immediately, subject to the condition contained in the application, as amended.

For the Commission, by the Division of Investment Management, under delegated authority.

Sherry R. Haywood
Assistant Secretary

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