# EDGAR Filing Document

**Accession Number:** 0001009005
**File Stem:** 0001009005-23-000001
**Filing Date:** 2023-2
**Character Count:** 11419
**Document Hash:** 6e59c0a64939824add03a927b0978022
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001009005-23-000001.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001009005-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SHAKER INVESTMENTS LLC/OH
- **CENTRAL INDEX KEY:** 0001009005
- **IRS NUMBER:** 341970851
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-05322
- **FILM NUMBER:** 23617167

**BUSINESS ADDRESS:**
- **STREET 1:** 3201 ENTERPRISE PARKWAY
- **STREET 2:** SUITE 310
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44122-4466
- **BUSINESS PHONE:** 216-292-2950

**MAIL ADDRESS:**
- **STREET 1:** 3201 ENTERPRISE PARKWAY
- **STREET 2:** SUITE 310
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44122-4466

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHAKER INVESTMENTS INC/OH
- **DATE OF NAME CHANGE:** 19990329

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SHAKER INVESTMENTS LLC/OH<br>**Address:** 3201 ENTERPRISE PARKWAY<br>SUITE 310<br>CLEVELAND, OH 44122-4466

**Form 13F File Number:** 028-05322

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kathleen Wick<br>**Title:** Chief Compliance Officer<br>**Phone:** 216-292-2950

**Signature, Place, and Date of Signing:**

Kathleen Wick  Beachwood, OH  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 77

**Form 13F Information Table Value Total:** $161123

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Alamo Group Inc. | COM | 011311107 |  | 431 | 3044 | SH |  | SOLE |  | 2800 | 0 | 244 |
| Alphabet Inc. | CAP STK CL A | 02079K305 |  | 4116 | 46653 | SH |  | SOLE |  | 27605 | 0 | 19048 |
| Amazon.com | COM | 023135106 |  | 1693 | 20153 | SH |  | SOLE |  | 11599 | 0 | 8554 |
| American Electric Power Co. Inc. | COM | 025537101 |  | 778 | 8199 | SH |  | SOLE |  | 4917 | 0 | 3282 |
| AmerisourceBergen Corp. | COM | 03073E105 |  | 3972 | 23972 | SH |  | SOLE |  | 14368 | 0 | 9604 |
| Amphastar Pharmaceuticals Inc. | COM | 03209R103 |  | 2278 | 81287 | SH |  | SOLE |  | 47457 | 0 | 33830 |
| Apple Computer Inc. | COM | 037833100 |  | 377 | 2904 | SH |  | SOLE |  | 0 | 0 | 2904 |
| Avient Corp. | COM | 05368V106 |  | 910 | 26962 | SH |  | SOLE |  | 15330 | 0 | 11632 |
| Axos Financial Inc. | COM | 05465C100 |  | 18083 | 473126 | SH |  | SOLE |  | 121269 | 0 | 351857 |
| Broadcom Ltd. | COM | 11135F101 |  | 4807 | 8598 | SH |  | SOLE |  | 4849 | 0 | 3749 |
| Cadence Bank | COM | 12740C103 |  | 702 | 28451 | SH |  | SOLE |  | 4524 | 0 | 23927 |
| Casey's General Stores Inc. | COM | 147528103 |  | 1252 | 5581 | SH |  | SOLE |  | 2462 | 0 | 3119 |
| Cavco Industries Inc. | COM | 149568107 |  | 1192 | 5270 | SH |  | SOLE |  | 2449 | 0 | 2821 |
| CDW Corporation | COM | 12514G108 |  | 1937 | 10844 | SH |  | SOLE |  | 6671 | 0 | 4173 |
| Charles River Laboratories | COM | 159864107 |  | 2150 | 9866 | SH |  | SOLE |  | 6522 | 0 | 3344 |
| Citizens Financial Group Inc. | COM | 174610105 |  | 2848 | 72339 | SH |  | SOLE |  | 32665 | 0 | 39674 |
| Concentrix Corp. | COM | 20602D101 |  | 3118 | 23414 | SH |  | SOLE |  | 13712 | 0 | 9702 |
| CoStar Group Inc. | COM | 22160N109 |  | 4590 | 59389 | SH |  | SOLE |  | 34802 | 0 | 24587 |
| D. R. Horton Inc. | COM | 23331A109 |  | 2445 | 27425 | SH |  | SOLE |  | 14264 | 0 | 13161 |
| Dexcom Inc. | COM | 252131107 |  | 5214 | 46046 | SH |  | SOLE |  | 29525 | 0 | 16521 |
| Diamondback Energy Inc. | COM | 25278X109 |  | 4592 | 33572 | SH |  | SOLE |  | 20521 | 0 | 13051 |
| DoubleVerify Holdings Inc | COM | 25862V105 |  | 520 | 23661 | SH |  | SOLE |  | 10856 | 0 | 12805 |
| Encore Capital Group Inc. | COM | 292554102 |  | 2645 | 55170 | SH |  | SOLE |  | 30204 | 0 | 24966 |
| EOG Resources Inc. | COM | 26875P101 |  | 3631 | 28035 | SH |  | SOLE |  | 16798 | 0 | 11237 |
| EPAM Systems Inc. | COM | 29414B104 |  | 779 | 2378 | SH |  | SOLE |  | 2265 | 0 | 113 |
| Euronet Worldwide Inc. | COM | 298736109 |  | 260 | 2758 | SH |  | SOLE |  | 2570 | 0 | 188 |
| Fidelity National Information Services Inc. | COM | 31620M106 |  | 811 | 11948 | SH |  | SOLE |  | 6646 | 0 | 5302 |
| First Trust Low Duration Oppty ETF (LMBS) | FST LOW OPPT EFT | 33739Q200 |  | 280 | 5916 | SH |  | SOLE |  | 1917 | 0 | 3999 |
| Fortinet Inc. | COM | 34959E109 |  | 2013 | 41167 | SH |  | SOLE |  | 24571 | 0 | 16596 |
| Global Payments Inc. | COM | 37940X102 |  | 712 | 7171 | SH |  | SOLE |  | 4331 | 0 | 2840 |
| Globant SA | COM | L44385109 |  | 1934 | 11500 | SH |  | SOLE |  | 6761 | 0 | 4739 |
| Halozyme Therapeutics Inc. | COM | 40637H109 |  | 2330 | 40957 | SH |  | SOLE |  | 24028 | 0 | 16929 |
| Henry Schein Inc. | COM | 806407102 |  | 1716 | 21481 | SH |  | SOLE |  | 12300 | 0 | 9181 |
| i3 Verticals Inc. | COM CL A | 46571Y107 |  | 247 | 10132 | SH |  | SOLE |  | 9350 | 0 | 782 |
| ICON PLC | SHS | G4705A100 |  | 2259 | 11631 | SH |  | SOLE |  | 7640 | 0 | 3991 |
| Ingles Markets Inc. | CL A | 457030104 |  | 1305 | 13532 | SH |  | SOLE |  | 12900 | 0 | 632 |
| Installed Building Products Inc. | COM | 45780R101 |  | 880 | 10277 | SH |  | SOLE |  | 9500 | 0 | 777 |
| Insulet Corp. | COM | 45784P101 |  | 4856 | 16494 | SH |  | SOLE |  | 9538 | 0 | 6956 |
| iShares Barclays 1-3 Yr Treasury ETF (SHY) | 1 3 YR TREAS BD | 464287457 |  | 261 | 3211 | SH |  | SOLE |  | 1374 | 0 | 1837 |
| Kirby Corp. | COM | 497266106 |  | 2419 | 37589 | SH |  | SOLE |  | 22084 | 0 | 15505 |
| LeMaitre Vascular Inc. | COM | 525558201 |  | 750 | 16296 | SH |  | SOLE |  | 15000 | 0 | 1296 |
| M/I Homes Inc. | COM | 55305B101 |  | 620 | 13425 | SH |  | SOLE |  | 5747 | 0 | 7678 |
| Malibu Boats Inc. | COM CL A | 56117J100 |  | 1158 | 21729 | SH |  | SOLE |  | 11567 | 0 | 10162 |
| Matador Resources Co. | COM | 576485205 |  | 927 | 16190 | SH |  | SOLE |  | 10650 | 0 | 5540 |
| Medpace Holdings Inc | COM | 58506Q109 |  | 2503 | 11786 | SH |  | SOLE |  | 6497 | 0 | 5289 |
| Microchip Technology | COM | 595017104 |  | 1328 | 18906 | SH |  | SOLE |  | 5998 | 0 | 12908 |
| Micron Technology | COM | 595112103 |  | 2161 | 43234 | SH |  | SOLE |  | 25774 | 0 | 17460 |
| Microsoft Corp | COM | 594918104 |  | 648 | 2703 | SH |  | SOLE |  | 1650 | 0 | 1053 |
| Monolithic Power Systems Inc | COM | 609839105 |  | 442 | 1249 | SH |  | SOLE |  | 1150 | 0 | 99 |
| Monster Beverage Corp. | COM | 61174X109 |  | 1892 | 18630 | SH |  | SOLE |  | 11194 | 0 | 7436 |
| Motorola Solutions Inc. | COM NEW | 620076307 |  | 1032 | 4004 | SH |  | SOLE |  | 3900 | 0 | 104 |
| Nexstar Media Group Inc. | COMMON STOCK | 65336K103 |  | 1658 | 9473 | SH |  | SOLE |  | 5552 | 0 | 3921 |
| NiSource Inc. | COM | 65473P105 |  | 387 | 14126 | SH |  | SOLE |  | 13000 | 0 | 1126 |
| O'Reilly Automotive | COM | 67103H107 |  | 3450 | 4088 | SH |  | SOLE |  | 2866 | 0 | 1222 |
| Ollie's Bargain Outlet Holdings Inc. | COM | 681116109 |  | 858 | 18322 | SH |  | SOLE |  | 12214 | 0 | 6108 |
| ON Semiconductor | COM | 682189105 |  | 984 | 15780 | SH |  | SOLE |  | 9360 | 0 | 6420 |
| Paycom Software Inc. | COM | 70432V102 |  | 4037 | 13010 | SH |  | SOLE |  | 7153 | 0 | 5857 |
| Paylocity Holding Corp. | COM | 70438V106 |  | 5094 | 26221 | SH |  | SOLE |  | 16552 | 0 | 9669 |
| PayPal Holdings Inc. | COM | 70450Y103 |  | 1841 | 25852 | SH |  | SOLE |  | 15283 | 0 | 10569 |
| Preformed Line Products Co. | COM | 740444104 |  | 446 | 5353 | SH |  | SOLE |  | 4950 | 0 | 403 |
| Qualys Inc | COM | 74758T303 |  | 1854 | 16523 | SH |  | SOLE |  | 10905 | 0 | 5618 |
| ServisFirst Bancshares | COM | 81768T108 |  | 631 | 9158 | SH |  | SOLE |  | 8500 | 0 | 658 |
| Snap-On Inc. | COM | 833034101 |  | 1384 | 6057 | SH |  | SOLE |  | 4004 | 0 | 2053 |
| SPDR S 500 ETF Trust (SPY) | TR UNIT | 78462F103 |  | 1206 | 3154 | SH |  | SOLE |  | 484 | 0 | 2670 |
| SPDR S Biotech ETF (XBI) | S BIOTECH | 78464A870 |  | 676 | 8145 | SH |  | SOLE |  | 7500 | 0 | 645 |
| SPDR S Mid Cap 400 ETF (MDY) | UTSER1 S | 78467Y107 |  | 271 | 612 | SH |  | SOLE |  | 0 | 0 | 612 |
| Sprouts Farmers Market Inc. | COM | 85208M102 |  | 1563 | 48275 | SH |  | SOLE |  | 30892 | 0 | 17383 |
| SPS Commerce Inc. | COM | 78463M107 |  | 333 | 2593 | SH |  | SOLE |  | 2400 | 0 | 193 |
| The Boston Beer Company Inc. | CL A | 100557107 |  | 1557 | 4724 | SH |  | SOLE |  | 2847 | 0 | 1877 |
| The Trade Desk Inc. | COM CL A | 88339J105 |  | 3019 | 67336 | SH |  | SOLE |  | 40022 | 0 | 27314 |
| United Healthcare Corp. | COM | 91324P102 |  | 3426 | 6462 | SH |  | SOLE |  | 3890 | 0 | 2572 |
| Vanguard S 500 ETF (VOO) | S 500 ETF SHS | 922908363 |  | 556 | 1582 | SH |  | SOLE |  | 773 | 0 | 809 |
| Verizon Communications Inc | COM | 92343V104 |  | 655 | 16626 | SH |  | SOLE |  | 9910 | 0 | 6716 |
| Visa Inc. - Class A Shares | COM CL A | 92826C839 |  | 4859 | 23388 | SH |  | SOLE |  | 14160 | 0 | 9228 |
| WESCO International Inc. | COM | 95082P105 |  | 7661 | 61189 | SH |  | SOLE |  | 34164 | 0 | 27025 |
| Xcel Energy Inc | COM | 98389B100 |  | 740 | 10555 | SH |  | SOLE |  | 6309 | 0 | 4246 |
| Zebra Technologies Corp | CL A | 989207105 |  | 1173 | 4575 | SH |  | SOLE |  | 2645 | 0 | 1930 |

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