# EDGAR Filing Document

**Accession Number:** 0001816007
**File Stem:** 0001193125-26-210132
**Filing Date:** 2026-5
**Character Count:** 7712
**Document Hash:** 38afe623f0634e037b97d3c08aeb7506
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-210132.hdr.sgml**: 20260507

**ACCESSION NUMBER**: 0001193125-26-210132

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 5

**CONFORMED PERIOD OF REPORT**: 20260507

**FILED AS OF DATE**: 20260507

**DATE AS OF CHANGE**: 20260507

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lufax Holding Ltd
- **CENTRAL INDEX KEY:** 0001816007
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39654
- **FILM NUMBER:** 26950605

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** BUILDING NO. 6, LANE 2777 JINXIU EAST RD
- **STREET 2:** PUDONG NEW DISTRICT
- **CITY:** SHANGHAI
- **PROVINCE COUNTRY:** F4
- **BUSINESS PHONE:** 86-2138632121

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** BUILDING NO. 6, LANE 2777 JINXIU EAST RD
- **STREET 2:** PUDONG NEW DISTRICT
- **CITY:** SHANGHAI
- **PROVINCE COUNTRY:** F4

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**Form 6-K** 

**REPORT OF FOREIGN PRIVATE ISSUER** 

**PURSUANT TO RULE 13a-16 OR 15d-16** 

**UNDER THE SECURITIES EXCHANGE ACT OF 1934** 

**For the month of May 2026** 

**Commission File Number 001-39654** 

## Lufax Holding Ltd
**(Registrant's name)** 

**18th Floor, No. 1333** 

**Lujiazui Ring Road** 

**Pudong New District, Shanghai** 

**People's Republic of China** 

**(Address of principal executive office)** 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐

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<u>Exhibit Index</u> 

Exhibit 99.1—[Press Release—Lufax Regains Compliance with NYSE Continued Listing Standard](d129290dex991.htm)

Exhibit 99.2—[Announcement with The Stock Exchange of Hong Kong Limited - Lufax Receives NYSE Notice Regarding Compliance with NYSE Continued Listing Standard](d129290dex992.htm)

------

**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **Lufax Holding Ltd** | **Lufax Holding Ltd** |
|  | By: | /s/ Tongzhuan Xi |
|  | Name: | Tongzhuan Xi |
|  | Title: | Chief Financial Officer |
| Date: May 7, 2026 |  |  |

---

## Exhibit 99.1

**Exhibit 99.1**![LOGO](g129290dsp4.jpg)

**Lufax Regains Compliance with NYSE Continued Listing Standard** 

SHANGHAI, May 6, 2026 /PRNewswire/ — Lufax Holding Ltd ("Lufax" or the "Company") (NYSE: LU and HKEX: 6623), a leading financial services enabler for small business owners in China, today announced that it has regained compliance with the New York Stock Exchange ("NYSE") continued listing standards following the filing of its Form 6-K with the semi-annual financials for the six-month period ended June 30, 2025 with the U.S. Securities and Exchange Commission ("SEC").

The Company received a letter from the NYSE dated April 30, 2026, confirming that the Company had become current with its periodic SEC filings and compliant with Section 802.01E of the NYSE Listed Company Manual. As a result, the Company will be removed from the NYSE's late filers' list and the "LF" (late filer) indicator associated with the Company's securities will be removed from NYSE systems.

As previously disclosed, the Company experienced a delay in filing its annual report on Form 20-F for the fiscal year ended December 31, 2024 (the "2024 20-F") due to a change in the Company's auditors. The Company appointed Ernst & Young and Ernst & Young Hua Ming LLP as its new auditors in 2025 and received an extension from the NYSE through April 30, 2026 to file the 2024 20-F.

The Company filed its 2024 20-F with the SEC on February 17, 2026, within the extension period granted by the NYSE. Subsequently, on April 30, 2026, the Company filed its Form 6-K with semi-annual financials for the six-month period ended June 30, 2025, bringing it current with its periodic SEC filings and achieving compliance with Section 802.01E of the NYSE Listed Company Manual.

**About Lufax** 

Lufax is a leading financial services enabler for small business owners in China. Lufax offers financing products designed to address the needs of small business owners and others. In doing so, Lufax has established relationships with 87 financial institutions in China as funding partners, many of which have worked with Lufax for over three years.

**Investor Relations Contact** 

Lufax Holding Ltd

Email: <u>Investor_Relations@lu.com</u>

ICR, LLC

Robin Yang

Tel: +1 (646) 308-0546

Email: <u>lufax.ir@icrinc.com</u>

## Exhibit 99.2

**Exhibit 99.2** 

*Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.*![LOGO](g129290dsp01a.jpg)

## Lufax Holding Ltd

## 陆 金 所 控 股 有 限 公 司
*(Incorporated in the Cayman Islands with limited liability)* 

**(Stock Code: 6623)** 

**(NYSE Stock Ticker: LU)** 

**LUFAX RECEIVES NYSE NOTICE REGARDING COMPLIANCE** 

**WITH NYSE CONTINUED LISTING STANDARD** 

Reference is made to the announcements of Lufax Holding Ltd (the "**Company**") dated May 13, 2025 and October 30, 2025 (the "**Announcements**"), in relation to the extension granted by the New York Stock Exchange (the "**NYSE**") for the filing of its annual report on Form 20-F for the year ended December 31, 2024 (the "**2024 20-F**"). Unless otherwise defined, capitalised terms used in this announcement shall bear the same meanings as those defined in the Announcements.

The Company announces that it received a letter from the NYSE dated April 30, 2026, confirming that the Company had become current with its periodic filings to the U.S. Securities and Exchange Commission (the "**SEC**") and compliant with Section 802.01E of the NYSE Listed Company Manual. As a result, the Company will be removed from the NYSE's late filers' list and the late filer indicator associated with the Company's securities will be removed from NYSE systems.

As previously disclosed, the Company experienced a delay in filing its annual report on the 2024 20-F due to a change in the Company's auditors. The Company appointed Ernst & Young and Ernst & Young Hua Ming LLP as its new auditors in 2025 and received an extension from the NYSE through April 30, 2026 to file the 2024 20-F.

The Company filed its 2024 20-F with the SEC on February 17, 2026, within the extension period granted by the NYSE. Subsequently, on April 30, 2026, the Company filed its Form 6-K with semi-annual financials for the six-month period ended June 30, 2025, bringing it current with its periodic SEC filings and achieving compliance with Section 802.01E of the NYSE Listed Company Manual.

By order of the Board <br> **Lufax Holding Ltd**<br> **Dicky Peter YIP** <br> *Chairman of the Board*<br>

Hong Kong, May 7, 2026

*As of the date of this announcement, the Board comprises Mr. Xiang JI and Mr. Tongzhuan XI as the executive Directors, Ms. Fangfang CAI, Mr. Shibang GUO and Mr. Peifeng LI as the non-executive Directors, and Mr. Dicky Peter YIP, Ms. Wai Ping Tina LEE, Mr. Koon Wing Ernest IP and Mr. Siu Hong CHENG as the independent non-executive Directors.*