# EDGAR Filing Document

**Accession Number:** 0000789481
**File Stem:** 0000789481-26-000001
**Filing Date:** 2026-4
**Character Count:** 2717
**Document Hash:** fd12469deec7bc9f5fa88d19c7fb2503
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000789481-26-000001.hdr.sgml**: 20260409

**ACCESSION NUMBER**: 0000789481-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260409

**DATE AS OF CHANGE**: 20260409

**EFFECTIVENESS DATE**: 20260409

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RKCA, INC.
- **CENTRAL INDEX KEY:** 0000789481

**ORGANIZATION NAME:**
- **EIN:** 311162069
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-35572
- **FILM NUMBER:** 26850944

**BUSINESS ADDRESS:**
- **STREET 1:** 1077 CELESTIAL STREET
- **STREET 2:** SUITE #555
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202
- **BUSINESS PHONE:** 513-371-5533

**MAIL ADDRESS:**
- **STREET 1:** 1077 CELESTIAL STREET
- **STREET 2:** SUITE #480
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RIPPE & KINGSTON CAPITAL ADVISORS, INC.
- **DATE OF NAME CHANGE:** 20100118

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINTON ASSOCIATES, INC.
- **DATE OF NAME CHANGE:** 20030501

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WINTON SECURITIES INC                                   /BD
- **DATE OF NAME CHANGE:** 19920316

### Attached PDF Documents

**Attachment 1:** `Annual_Audit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000789481

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** RKCA, INC.

**Business Address:** 1077 CELESTIAL STREET, SUITE #555, CINCINNATI, OH, 45202

**Contact Person:** Brandon Witt

**Contact Phone:** 5133134151

### Independent Public Accountant Identification

**Accountant Name:** UHY, LLP

**Accountant Address:** 7800 E. Kemper Road, Cincinnati, OH, 45249

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Brandon Witt**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RKCA, INC.**, as of **04-09-2026**, are true and correct.

**Signature:** Brandon Witt

**Title:** Director of Finance & CCO