# EDGAR Filing Document

**Accession Number:** 0000738602
**File Stem:** 0000738602-26-000001
**Filing Date:** 2026-5
**Character Count:** 2691
**Document Hash:** 9304916e674ec293347e7d0fab7e0f8e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000738602-26-000001.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0000738602-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**EFFECTIVENESS DATE**: 20260520

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LUMENT SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000738602

**ORGANIZATION NAME:**
- **EIN:** 311078499
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31175
- **FILM NUMBER:** 261004561

**BUSINESS ADDRESS:**
- **STREET 1:** 10 WEST BROAD STREET
- **STREET 2:** 8TH FLOOR
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43215
- **BUSINESS PHONE:** 614-857-1569

**MAIL ADDRESS:**
- **STREET 1:** 10 WEST BROAD STREET
- **STREET 2:** 8TH FLOOR
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OREC SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20190111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RED CAPITAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20100630

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RED CAPITAL MARKETS, INC.
- **DATE OF NAME CHANGE:** 20100623

### Attached PDF Documents

**Attachment 1:** `LumentSecuritiesShort.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000738602

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** LUMENT SECURITIES, LLC

**Business Address:** 10 WEST BROAD STREET, 8TH FLOOR, COLUMBUS, OH, 43215

**Contact Person:** Mary Smith

**Contact Phone:** 2145636902

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 2323 Ross Avenue, Suite 1400, Dallas, TX, 75201

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert T. Kirkwood**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **LUMENT SECURITIES, LLC**, as of **03-31-2026**, are true and correct.

**Signature:** Robert T. Kirkwood

**Title:** CEO