# EDGAR Filing Document

**Accession Number:** 0000814083
**File Stem:** 0000910472-26-002560
**Filing Date:** 2026-2
**Character Count:** 55429
**Document Hash:** 8a785f03594ba4d45f6d9246bbb06e3a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-002560.hdr.sgml**: 20260225

**ACCESSION NUMBER**: 0000910472-26-002560

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260225

**DATE AS OF CHANGE**: 20260225

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Cornerstone Strategic Investment Fund, Inc.
- **CENTRAL INDEX KEY:** 0000814083

**ORGANIZATION NAME:**
- **EIN:** 133407699
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05150
- **FILM NUMBER:** 26678735

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** (513) 587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CORNERSTONE STRATEGIC VALUE FUND INC
- **DATE OF NAME CHANGE:** 20090519

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CORNERSTONE STRATEGIC VALUE FUND INC/ NEW
- **DATE OF NAME CHANGE:** 20010503

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CLEMENTE STRATEGIC VALUE FUND INC
- **DATE OF NAME CHANGE:** 19990622

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Cornerstone Strategic Investment Fund, Inc.

- **b. Investment Company Act file number:** 811-05150

- **c. CIK number of Registrant:** 0000814083

- **d. LEI of Registrant:** 549300H6BMBD46PC0Z18

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Cornerstone Strategic Investment Fund, Inc.

- **c. LEI of Series:** 549300H6BMBD46PC0Z18

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1993749339.98

**Total Liabilities:** $2204359.69

**Net Assets:** $1991544980.29

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 2.52%                | 0.38%                | 0.16%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $43266220.44             | $6322455.05                                |
| Month 2  | $9717085.78              | $-2602352.49                               |
| Month 3  | $39902591.71             | $-38678326.53                              |

### Schedule of Portfolio Investments

| Name                                                          | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Abbott Laboratories                                           | Abbott Laboratories                                           | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     59000 | NS      | $7392110.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                                                 | Alphabet, Inc. Class C                                        | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    412700 | NS      | $129505260.00 | 6.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                                              | Amazon.com, Inc.                                              | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    358600 | NS      | $82772052.00  | 4.16%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                                      | American Express Company                                      | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     24300 | NS      | $8989785.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc.                                           | Analog Devices, Inc.                                          | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     21200 | NS      | $5749440.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc.                                          | Elevance Health, Inc.                                         | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |     17100 | NS      | $5994405.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                                    | Apple, Inc.                                                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    509200 | NS      | $138431112.00 | 6.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                                        | Applied Materials, Inc.                                       | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     17900 | NS      | $4600121.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Applovin Corp.                                                | AppLovin Corporation                                          | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      7679 | NS      | $5174263.78   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc                                           | Arista Networks, Inc.                                         | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     87639 | NS      | $11483338.17  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                                           | Axon Enterprise, Inc.                                         | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      9325 | NS      | $5295947.25   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                                       | Berkshire Hathaway, Inc. Class B                              | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |     26950 | NS      | $13546417.50  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Inc.                                                | Blackrock, Inc.                                               | CUSIP: 09290D101<br>LEI: 529900VBK42Y5HHRMD23 | Long             | EC               | CORP              | US        |     10400 | NS      | $11131536.00  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co.                                                    | Boeing Company (The)                                          | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     29300 | NS      | $6361616.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                                          | Booking Holdings, Inc.                                        | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      2100 | NS      | $11246193.00  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation                                 | Boston Scientific Corporation                                 | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     51300 | NS      | $4891455.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Company                                  | Bristol-Myers Squibb Company                                  | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |    155100 | NS      | $8366094.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                                  | Broadcom, Inc.                                                | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |    152459 | NS      | $52766059.90  | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown & Brown Inc                                             | Brown & Brown, Inc.                                           | CUSIP: 115236101<br>LEI: 549300PC8KTJ71XKFY89 | Long             | EC               | CORP              | US        |     62478 | NS      | $4979496.60   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems, Inc.                                  | Cadence Design Systems, Inc.                                  | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |     25100 | NS      | $7845758.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Calamos Strategic Total Return Fund                           | Calamos Strategic Total Return Fund                           | CUSIP: 128125101<br>LEI: 54930048NQ2YBS3TXW78 | Long             | EC               | RF                | US        |   1131048 | NS      | $21716121.60  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                               | Caterpillar, Inc.                                             | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     14300 | NS      | $8192041.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc.                                                | Citigroup, Inc.                                               | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    149300 | NS      | $17421817.00  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co (The)                                            | Coca-Cola Company (The)                                       | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |    181100 | NS      | $12660701.00  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Seligman Premium Technology Growth Fund Inc          | Columbia Seligman Premium Technology Growth Fund, Inc.        | CUSIP: 19842X109<br>LEI: WPBXL2LYEYTUKG1U0H35 | Long             | EC               | RF                | US        |     38662 | NS      | $1422374.98   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                                                    | Copart, Inc.                                                  | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |    220590 | NS      | $8636098.50   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation                                  | Costco Wholesale Corporation                                  | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     21600 | NS      | $18626544.00  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                      | Crowdstrike Holdings, Inc.                                    | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     19716 | NS      | $9242072.16   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Company                                               | Deere & Company                                               | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |     25300 | NS      | $11778921.00  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc.                                     | Digital Realty Trust, Inc. REIT                               | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |     59650 | NS      | $9228451.50   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                                  | DoorDash, Inc.                                                | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     61900 | NS      | $14019112.00  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc.                                               | DraftKings Inc.                                               | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |    169378 | NS      | $5836765.88   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund        | Eaton Vance Tax-Advantaged Global Dividend Income Fund        | CUSIP: 27828S101<br>LEI: 549300P9NBK8GZ8QI277 | Long             | EC               | RF                | US        |    632458 | NS      | $14609779.80  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | CUSIP: 27828U106<br>LEI: 549300FJ9E7XXCLZCB95 | Long             | EC               | RF                | US        |    130239 | NS      | $3952753.65   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Managed Buy-Write Opportunities Fund          | Eaton Vance Tax-Managed Buy-Write Opportunities Fund          | CUSIP: 27828Y108<br>LEI: 549300K03NZO4ZHC3H11 | Long             | EC               | RF                | US        |     60214 | NS      | $864673.04    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Risk Managed Diversified Equity Income Fund       | Eaton Vance Risk-Managed Diversified Equity Income Fund       | CUSIP: 27829G106<br>LEI: 549300Y73VZSKBZ38790 | Long             | EC               | RF                | US        |    554193 | NS      | $4887982.26   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc.                                                   | Ecolab, Inc.                                                  | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |     18511 | NS      | $4859507.72   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co.                                          | Emerson Electric Company                                      | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |     55100 | NS      | $7312872.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                            | Meta Platforms, Inc. Class A                                  | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     57200 | NS      | $37757148.00  | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corporation                                        | Fair Isaac Corporation                                        | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |     11600 | NS      | $19611192.00  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Institutional Money Market Government Portfolio      | Fidelity Institutional Money Market Government Portfolio      | CUSIP: 316175108<br>LEI: 549300SHPEJB1OPRCV46 | Long             | STIV             | RF                | US        |  25350307 | PA      | $25350307.45  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Enhanced Equity Income Fund                       | First Trust Enhanced Equity Income Fund                       | CUSIP: 337318109<br>LEI: 549300FW1TTV8W8GAV91 | Long             | EC               | RF                | US        |     58530 | NS      | $1288830.60   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Gdl Fund                                                      | GDL Fund (The)                                                | CUSIP: 361570104<br>LEI: 5493000XKGL8ZPN99479 | Long             | EC               | RF                | US        |    103894 | NS      | $879982.18    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Gabelli Global Small and Mid Cap Value Trust                  | Gabelli Global Small and Mid Cap Value Trust (The)            | CUSIP: 36249W104<br>LEI: 54930027RS7HE8UD3187 | Long             | EC               | RF                | US        |        82 | NS      | $1230.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| GAMCO Global Gold Natural Resources & Income Trust            | GAMCO Global Gold Natural Resources & Income Trust            | CUSIP: 36465A109<br>LEI: SMXWLGD6Z5E8SLAQDA43 | Long             | EC               | RF                | US        |    138151 | NS      | $712859.16    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                                               | GE Vernova, Inc.                                              | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      6925 | NS      | $4525972.25   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corporation                                  | General Dynamics Corporation                                  | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |     16400 | NS      | $5521224.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                                                  | GE Aerospace                                                  | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     32100 | NS      | $9887763.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group, Inc.                                     | Goldman Sachs Group, Inc. (The)                               | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |     14800 | NS      | $13009200.00  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Henry Jack & Associates Inc.                                  | Jack Henry & Associates, Inc.                                 | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     45958 | NS      | $8386415.84   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc                                 | Hilton Worldwide Holdings, Inc.                               | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     32770 | NS      | $9413182.50   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc.                                               | Home Depot, Inc. (The)                                        | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     42600 | NS      | $14658660.00  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc.                                  | Honeywell International, Inc.                                 | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     28800 | NS      | $5618592.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc.                                       | IDEXX Laboratories, Inc.                                      | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |      6674 | NS      | $4515161.22   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc.                                      | Illinois Tool Works, Inc.                                     | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |     36300 | NS      | $8940690.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Interactive Brokers Group Inc                                 | Interactive Brokers Group, Inc. Class A                       | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |    131436 | NS      | $8452649.16   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                    | Intuit, Inc.                                                  | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     11800 | NS      | $7816556.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc.                                       | Intuitive Surgical, Inc.                                      | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     11000 | NS      | $6229960.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange Traded Fund Trust II                         | Invesco KBW Bank ETF                                          | CUSIP: 46138E628<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |    233190 | NS      | $19655585.10  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Biotechnology ETF                                     | iShares Biotechnology ETF                                     | CUSIP: 464287556<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     89020 | NS      | $15023905.40  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                                          | JPMorgan Chase & Company                                      | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |    112900 | NS      | $36378638.00  | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                             | Johnson & Johnson                                             | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     86690 | NS      | $17940495.50  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp.                                                     | KLA Corporation                                               | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |      7214 | NS      | $8765587.12   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                                                 | KKR & Company, Inc. Class A                                   | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     72400 | NS      | $9229552.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| LMP Capital & Income Fund Inc.                                | LMP Capital and Income Fund, Inc.                             | CUSIP: 50208A102<br>LEI: 549300YJH1GYGXCCQ467 | Long             | EC               | RF                | US        |    100773 | NS      | $1492448.13   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Labcorp Holdings Inc                                          | Labcorp Holdings, Inc.                                        | CUSIP: 504922105<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |     18696 | NS      | $4690452.48   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All Star Growth Fund Inc.                             | Liberty All Star Growth Fund, Inc.                            | CUSIP: 529900102<br>LEI: 54930046Y8IF3CB2AL60 | Long             | EC               | RF                | US        |    447561 | NS      | $2372073.30   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All-Star Equity Fund                                  | Liberty All-Star Equity Fund                                  | CUSIP: 530158104<br>LEI: 549300DLV755RNHI1N92 | Long             | EC               | RF                | US        |    559909 | NS      | $3516228.52   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.                                               | Eli Lilly & Company                                           | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     31800 | NS      | $34174824.00  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment, Inc.                               | Live Nation Entertainment, Inc.                               | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |     39011 | NS      | $5559067.50   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                                         | Lowe's Companies, Inc.                                        | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     53800 | NS      | $12974408.00  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Companies, Inc.                              | Marsh & McLennan Companies, Inc.                              | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |     26200 | NS      | $4860624.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                                       | Mastercard, Inc. Class A                                      | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     33400 | NS      | $19067392.00  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Mckesson Corp.                                                | McKesson Corporation                                          | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     12776 | NS      | $10480025.04  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc                                              | Merck & Company, Inc.                                         | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     84600 | NS      | $8904996.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                                               | Microsoft Corporation                                         | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    233600 | NS      | $112973632.00 | 5.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc.                                        | Micron Technology, Inc.                                       | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     41582 | NS      | $11867918.62  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc.                                 | Monolithic Power Systems, Inc.                                | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      6300 | NS      | $5710068.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp                                         | Monster Beverage Corporation                                  | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |    142670 | NS      | $10938508.90  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Moodys Corp.                                                  | Moody's Corporation                                           | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |     14100 | NS      | $7202985.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                                                 | Netflix, Inc.                                                 | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |    168000 | NS      | $15751680.00  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Real Estate Securities Income Fund Inc.             | Neuberger Berman Real Estate Securities Income Fund, Inc.     | CUSIP: 64190A103<br>LEI: 549300WU72ZN21PNWQ56 | Long             | EC               | RF                | US        |    274014 | NS      | $833002.56    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                                                  | NVIDIA Corporation                                            | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    725900 | NS      | $135380350.00 | 6.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen S&P 500 BuyWrite Income Fund                           | Nuveen S&P 500 Buy-Write Income Fund                          | CUSIP: 6706ER101<br>LEI: 5493000J8QMCY5J7XP73 | Long             | EC               | RF                | US        |     38310 | NS      | $563157.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Dow 30 Dynamic Overwrite Fd                            | Nuveen Dow 30sm Dynamic Overwrite Fund                        | CUSIP: 67075F105<br>LEI: 549300CNS4Q1ZZUGS005 | Long             | EC               | RF                | US        |    143399 | NS      | $2188268.74   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Core Equity                                            | Nuveen Core Equity Alpha Fund                                 | CUSIP: 67090X107<br>LEI: RXOICX8BWX0J6XOHJ530 | Long             | EC               | RF                | US        |    107061 | NS      | $1706552.34   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc.                                      | O'Reilly Automotive, Inc.                                     | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     53100 | NS      | $4843251.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc.                                | Old Dominion Freight Line, Inc.                               | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     35448 | NS      | $5558246.40   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp.                                                  | Oracle Corporation                                            | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     96600 | NS      | $18828306.00  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                                                   | PepsiCo, Inc.                                                 | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     63600 | NS      | $9127872.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                                                   | Pfizer, Inc.                                                  | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |    292500 | NS      | $7283250.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc.                              | Philip Morris International, Inc.                             | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     61700 | NS      | $9896680.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| The Procter & Gamble Co.                                      | Procter & Gamble Company (The)                                | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |     86000 | NS      | $12324660.00  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation                                   | Progressive Corporation (The)                                 | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     58668 | NS      | $13359876.96  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                                                 | Prologis, Inc. REIT                                           | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |     99300 | NS      | $12676638.00  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp.                                                     | RTX Corporation                                               | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     76000 | NS      | $13938400.00  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Reaves Utility Income Fund                                    | Reaves Utility Income Fund                                    | CUSIP: 756158101<br>LEI: 549300GS807NR3X3LH36 | Long             | EC               | RF                | US        |    240844 | NS      | $8810073.52   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corporation                                          | Repligen Corporation                                          | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |     32000 | NS      | $5243520.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                                         | Robinhood Markets, Inc.                                       | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     39108 | NS      | $4423114.80   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                                                   | Rollins, Inc.                                                 | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |    140960 | NS      | $8460419.20   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Global Trust Inc                                        | Royce Global Trust, Inc.                                      | CUSIP: 78081T104<br>LEI: 254900MA25TE88EMIP63 | Long             | EC               | RF                | US        |     36155 | NS      | $473992.05    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Small Cap Trust Inc                                     | Royce Small-Cap Trust, Inc.                                   | CUSIP: 780910105<br>LEI: 254900NJE1W1YYKNVM16 | Long             | EC               | RF                | US        |    193081 | NS      | $3108604.10   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                                                | S&P Global, Inc.                                              | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |     26200 | NS      | $13691858.00  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                                               | Salesforce, Inc.                                              | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     46800 | NS      | $12397788.00  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| The Charles Schwab Corporation                                | Charles Schwab Corporation (The)                              | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     88100 | NS      | $8802071.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Materials Select Sector SPDR Fund                             | Materials Select Sector SPDR Fund                             | CUSIP: 81369Y100<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    217450 | NS      | $9861357.50   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust                                      | Select Sector Spdr Trust                                      | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |   1015364 | NS      | $45396924.44  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Utilities Select Sector SPDR Fund                             | Utilities Select Sector SPDR Fund                             | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    609122 | NS      | $26003418.18  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                                | ServiceNow, Inc.                                              | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |     77290 | NS      | $11840055.10  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Source Capital                                                | Source Capital                                                | CUSIP: 836144303<br>LEI: 549300SKP40828EGYZ60 | Long             | EC               | RF                | US        |      3294 | NS      | $150733.44    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corporation                                           | Stryker Corporation                                           | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |     23700 | NS      | $8329839.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| The TJX Companies Inc.                                        | TJX Companies, Inc. (The)                                     | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     38100 | NS      | $5852541.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc.                                       | TKO Group Holdings, Inc. Class A                              | CUSIP: 87256C101<br>LEI: 254900S8BZ604BWET097 | Long             | EC               | CORP              | US        |     34100 | NS      | $7126900.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                                               | T-Mobile US, Inc.                                             | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     29500 | NS      | $5989680.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd.                  | Taiwan Semiconductor Manufacturing Company Ltd. ADR           | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     32880 | NS      | $9991903.20   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn World Healthcare Fund                                   | abrdn World Healthcare Fund                                   | CUSIP: 87911L108<br>LEI: 549300XY2WS5AD8KC081 | Long             | EC               | RF                | US        |    230035 | NS      | $2939847.30   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                     | Tesla, Inc.                                                   | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     76300 | NS      | $34313636.00  | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| The Trade Desk Inc                                            | Trade Desk, Inc. (The) CLASS A                                | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |    125520 | NS      | $4764739.20   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                                  | Thermo Fisher Scientific, Inc.                                | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |     43900 | NS      | $25437855.00  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Transdigm Group Inc.                                          | TransDigm Group, Inc.                                         | CUSIP: 893641100<br>LEI: 88Q84GB3X55CF5OC7582 | Long             | EC               | CORP              | US        |      5222 | NS      | $6944476.70   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc.                                       | Tyler Technologies, Inc.                                      | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |     10865 | NS      | $4932166.75   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                                     | Union Pacific Corporation                                     | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     52576 | NS      | $12161880.32  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals, Inc.                                          | United Rentals, Inc.                                          | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      6262 | NS      | $5067961.84   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck ETF Trust                                              | VanEck ETF Trust                                              | CUSIP: 92189F676<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |    101204 | NS      | $36446596.52  | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc                                             | Veeva Systems, Inc. Class A                                   | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |     31700 | NS      | $7076391.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                                   | Verizon Communications, Inc.                                  | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    149900 | NS      | $6105427.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics, Inc.                                        | Verisk Analytics, Inc.                                        | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |     22326 | NS      | $4994102.94   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                      | Visa, Inc. Class A                                            | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     62600 | NS      | $21954446.00  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Equity & Convertible Income Fund                       | Virtus Equity & Convertible Income Fund                       | CUSIP: 92841M101<br>LEI: 549300E7CGC36IOELF91 | Long             | EC               | RF                | US        |     82200 | NS      | $2048424.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Vulcan Materials Company                                      | Vulcan Materials Company                                      | CUSIP: 929160109<br>LEI: 549300Q8LSNHAVWBNI21 | Long             | EC               | CORP              | US        |     20696 | NS      | $5902913.12   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                                   | Walmart, Inc.                                                 | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |    243600 | NS      | $27139476.00  | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                                        | Waste Management, Inc.                                        | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     26400 | NS      | $5800344.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co.                                             | Wells Fargo & Company                                         | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    131600 | NS      | $12265120.00  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                                                       | Aon plc                                                       | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | GB        |     17700 | NS      | $6245976.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                                                 | Accenture plc Class A                                         | CUSIP: G1151C101<br>LEI: 5493000EWHDSR3MZWH98 | Long             | EC               | CORP              | IE        |     30400 | NS      | $8156320.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corporation PLC                                         | Eaton Corp plc                                                | CUSIP: G29183103<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |     25300 | NS      | $8058303.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                                     | Linde plc                                                     | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | US        |     29729 | NS      | $12676148.31  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                                                 | Medtronic plc                                                 | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |     59100 | NS      | $5677146.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd.                                                    | Chubb Ltd.                                                    | CUSIP: H1467J104<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     22400 | NS      | $6991488.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-25

**Name of Applicant:** Susan McLauchlan

**Signature:** Susan McLauchlan

**Name of Signer:** Susan McLauchlan

**Title:** VP Fund Accounting