# EDGAR Filing Document

**Accession Number:** 0001595855
**File Stem:** 0001493152-23-002064
**Filing Date:** 2023-1
**Character Count:** 11025
**Document Hash:** 76f471f36c8e9d3ef513617c4a9a48ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-002064.hdr.sgml**: 20230120

**ACCESSION NUMBER**: 0001493152-23-002064

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230120

**DATE AS OF CHANGE**: 20230120

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARROW HEALTH, INC.
- **CENTRAL INDEX KEY:** 0001360214
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **IRS NUMBER:** 450567010
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-83793
- **FILM NUMBER:** 23541660

**BUSINESS ADDRESS:**
- **STREET 1:** 102 WOODMONT BLVD
- **STREET 2:** SUITE 610
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37215
- **BUSINESS PHONE:** 615.733.4731

**MAIL ADDRESS:**
- **STREET 1:** 102 WOODMONT BLVD
- **STREET 2:** SUITE 610
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Imprimis Pharmaceuticals, Inc.
- **DATE OF NAME CHANGE:** 20120301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRANSDEL PHARMACEUTICALS INC
- **DATE OF NAME CHANGE:** 20070912

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bywater Resources, Inc
- **DATE OF NAME CHANGE:** 20060421
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Opaleye Management Inc.
- **CENTRAL INDEX KEY:** 0001595855
- **IRS NUMBER:** 205648796
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** ONE BOSTON PLACE
- **STREET 2:** SUITE 2600
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02108
- **BUSINESS PHONE:** 617-904-9195

**MAIL ADDRESS:**
- **STREET 1:** ONE BOSTON PLACE
- **STREET 2:** SUITE 2600
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02108

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 13G/A**

**Under the Securities Exchange Act of 1934**

**(Amendment No. <u>6</u>)\***

**HARROW HEALTH, INC.**

(Name of Issuer)

**Common Stock, par value $0.001 per share**

(Title of Class of Securities)

**415858109**

(CUSIP Number)

James Silverman, One Boston Place, 26<sup>th</sup> Floor, Boston, MA 02108

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

12/31/22

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b) <br> ☒ Rule 13d-1(c) <br> ☐ Rule 13d-1(d)

 

<sup>\*</sup> The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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| | | |
|:---|:---|:---|
| CUSIP No. **415858109** | 13G | Page 2 of 6 Pages |

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| | |
|:---|:---|
| Opaleye Management, Inc. | Opaleye Management, Inc. |
| 1. | NAMES OF REPORTING PERSONS<br> I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)<br>|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br> (see instructions)<br> (a) ☐<br> (b) ☐ |
| 3. | SEC USE ONLY<br>|
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION<br> Massachusetts<br>|

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| | | |
|:---|:---|:---|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER<br> 0<br>|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6. | SHARED VOTING POWER<br> 3,775,000<br>|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE DISPOSITIVE POWER<br> 0<br>|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8. | SHARED DISPOSITIVE POWER<br> 3,775,000<br>|

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| | |
|:---|:---|
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON<br> 3,775,000<br>|
| 10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES<br> (see instructions) ☐<br>|
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)<br> 12.82%<br>|
| 12. | TYPE OF REPORTING PERSON (see instructions)<br> CO<br>|
|  | \* Based upon 29,450,733 shares of common stock issued and outstanding on December 16, 2021 as reported by the Issuer in a 424B prospectus filed with the Securities and Exchange Commission on December 13, 2022. This calculation does not include the exercise or conversion of outstanding securities of the Issuer. |

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| | | |
|:---|:---|:---|
| CUSIP No. **415858109** | 13G | Page 3 of 6 Pages |

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**Item 1.**

&nbsp;&nbsp;&nbsp;&nbsp;(a) Name
 of Issuer: Harrow Health, Inc. (the " <u>Company</u> ").

(b) Address
 of Issuer's Principal Executive Offices: 102 Woodmont Blvd., Suite 610 Nashville,
 Tennessee 37205

**Item 2.**

&nbsp;&nbsp;&nbsp;&nbsp;(a) Name
 of Person Filing This statement is filed by the entities and persons listed below, who are
 collectively referred to herein as " <u>Reporting Persons"</u> with respect to
 the shares of common stock of the Company: Opaleye
 Fund Opaleye,
 L.P. (the " <u>Opaleye Fund</u> "), a private fund formed in the state of Delaware. <u>Investment Manager</u> Opaleye
 Management Inc. (the " <u>Investment Manager</u> "), with respect to the shares of common stock held by the Opaleye Fund,
 a private fund to which the Investment Manager serves as investment manager. The Investment Manager also serves as a portfolio manager
 for a separate managed account (the " <u>Managed Account</u> ") and may be deemed to indirectly beneficially own securities
 owned by the Managed Account. The Investment Manager disclaims beneficial ownership of the shares held by the Managed Account. <u>Reporting Individual</u> Mr.
James Silverman (the " <u>Reporting Individual"</u>), with respect to the shares of common stock held by the Opaleye Fund.
Mr. Silverman is the President of the Investment Manager.

(b) Address
 of the Principal Office or, if none, residence One Boston Place, 26<sup>th</sup> Floor, Boston, MA 02108

(c) Citizenship
 is set forth in Row 4 of the cover page for each Reporting Person and is incorporated herein by reference for each such Reporting
 Person.

(d) Title
 of Class of Securities Common Stock, $0.001 par value per share

(e) CUSIP
 Number **415858109** 

**Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:**

&nbsp;&nbsp;&nbsp;&nbsp;(a) ☐ Broker
 or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b) ☐ Bank
 as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c) ☐ Insurance
 company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d) ☐ Investment
 company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e) ☐ An
 investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

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| | | |
|:---|:---|:---|
| CUSIP No. **415858109** | 13G | Page 4 of 6 Pages |

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&nbsp;&nbsp;&nbsp;&nbsp;(f) ☐ An
 employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g) ☐ A
 parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h) ☐ A
 savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) ☐ A
 church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of
 1940 (15 U.S.C. 80a-3);

(j) ☐ Group,
 in accordance with §240.13d-1(b)(1)(ii)(J).

**Item 4. Ownership.**

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount
 beneficially owned: 3,775,000

(b) Percent
 of class: 12.82%

(c) Number
 of shares as to which the person has:

(i) Sole
 power to vote or to direct the vote 0

(ii) Shared
 power to vote or to direct the vote 3,775,000

(iii) Sole
 power to dispose or to direct the disposition of .0

(iv) Shared
 power to dispose or to direct the disposition of 3,775,000

 

*Instruction*. For computations regarding securities which represent a right to acquire an underlying security *see §240.13d-3(d)(1).*

**Item 5. Ownership of Five Percent or Less of a Class.**

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐ .

*Instruction*. Dissolution of a group requires a response to this item.

**Item 6. Ownership of More than Five Percent on Behalf of Another Person.** 

**Not applicable**

**Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.**

**Not applicable**

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|:---|:---|:---|
| CUSIP No. **415858109** | 13G | Page 5 of 6 Pages |

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**Item 8. Identification and Classification of Members of the Group.**

**Not applicable**

**Item 9. Notice of Dissolution of Group.**

**Not applicable**

**Item 10. Certification.**

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| | |
|:---|:---|
| (a) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): |
|  | By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
| (b) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): |
|  | By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |

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|:---|:---|:---|
| CUSIP No. **415858109** | 13G | Page 6 of 6 Pages |

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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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| |
|:---|
| 01/20/2023 |
| Date |
| */s/ James Silverman* |
| Signature |
| James Silverman/Managing Member of Opaleye |
| GP LLC, the General Partner of |
| Opaleye, L.P. |
| Name/Title |

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