# EDGAR Filing Document

**Accession Number:** 0000828400
**File Stem:** 0000828400-26-000003
**Filing Date:** 2026-1
**Character Count:** 2783
**Document Hash:** 70dc26198dd94a46a650fb4c25036005
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000828400-26-000003.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0000828400-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**CONFIRMING COPY**: 

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**PERIOD START**: 20241201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WATERFORD CAPITAL, INC.
- **CENTRAL INDEX KEY:** 0000828400

**ORGANIZATION NAME:**
- **EIN:** 752203495
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-39210

**BUSINESS ADDRESS:**
- **STREET 1:** 14275 MIDWAY ROAD
- **STREET 2:** SUITE 138
- **CITY:** ADDISON
- **STATE:** TX
- **ZIP:** 75001
- **BUSINESS PHONE:** 214-363-6920

**MAIL ADDRESS:**
- **STREET 1:** 14275 MIDWAY ROAD
- **STREET 2:** SUITE 138
- **CITY:** ADDISON
- **STATE:** TX
- **ZIP:** 75001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WATERFORD CAPITAL INC \\TX                              /BD
- **DATE OF NAME CHANGE:** 20020301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OCONNOR DAVID P                                         /BD
- **DATE OF NAME CHANGE:** 20000223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WATERFORD CAPITAL INC                                   /BD
- **DATE OF NAME CHANGE:** 20000215

### Attached PDF Documents

**Attachment 1:** `waterfordcapitainc2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000828400

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 12-01-2024

**Report Period End Date:** 11-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WATERFORD CAPITAL, INC.

**Business Address:** 14275 MIDWAY ROAD, SUITE 138, ADDISON, TX, 75001

**Contact Person:** David OConnor

**Contact Phone:** 2143636920

### Independent Public Accountant Identification

**Accountant Name:** Sanville & CO

**Accountant Address:** 325 North Saint Paul St., Suite 3100, Dallas, TX, 75201

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David OConnor**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WATERFORD CAPITAL, INC.**, as of **01-29-2026**, are true and correct.

**Signature:** David P O'Connor

**Title:** President

**Notarized:** Yes