# EDGAR Filing Document

**Accession Number:** 0001310705
**File Stem:** 0001390422-23-000003
**Filing Date:** 2023-3
**Character Count:** 2380
**Document Hash:** 32836b07c5cc05f5775ec5547b1e857f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001390422-23-000003.hdr.sgml**: 20230307

**ACCESSION NUMBER**: 0001390422-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230307

**DATE AS OF CHANGE**: 20230307

**EFFECTIVENESS DATE**: 20230307

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WOODROCK SECURITIES, L.P.
- **CENTRAL INDEX KEY:** 0001310705
- **IRS NUMBER:** 900124949
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66753
- **FILM NUMBER:** 23714524

**BUSINESS ADDRESS:**
- **STREET 1:** 4265 SAN FELIPE STREET, SUITE 600
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77027
- **BUSINESS PHONE:** 713 654-0912

**MAIL ADDRESS:**
- **STREET 1:** 4265 SAN FELIPE STREET, SUITE 600
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77027

### Attached PDF Documents

**Attachment 1:** `woodrock.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001310705

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WOODROCK SECURITIES, L.P.

**Business Address:** 4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX, 77027

**Contact Person:** John P. Dennis, III

**Contact Phone:** 713-654-0912

### Independent Public Accountant Identification

**Accountant Name:** Harper & Pearson Company, P.C.

**Accountant Address:** One Riverway, Suite 1900, Houston, TX, 77056

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **John P. Dennis, III**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WOODROCK SECURITIES, L.P.**, as of **12-31-2022**, are true and correct.

**Signature:** John P. Dennis, III

**Title:** Designated Principal

**Notarized:** Yes