# EDGAR Filing Document

**Accession Number:** 0001113151
**File Stem:** 0001113151-25-000003
**Filing Date:** 2025-9
**Character Count:** 2650
**Document Hash:** 8d4756286f2fa8f198419a0aa3b003bf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001113151-25-000003.hdr.sgml**: 20250902

**ACCESSION NUMBER**: 0001113151-25-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250902

**DATE AS OF CHANGE**: 20250902

**EFFECTIVENESS DATE**: 20250902

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEWOAK CAPITAL MARKETS LLC
- **CENTRAL INDEX KEY:** 0001113151

**ORGANIZATION NAME:**
- **EIN:** 061569801
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52532
- **FILM NUMBER:** 251284314

**BUSINESS ADDRESS:**
- **STREET 1:** 3 COLUMBUS CIRCLE, 15TH FL.
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-209-0855

**MAIL ADDRESS:**
- **STREET 1:** 3 COLUMBUS CIRCLE, 15TH FL.
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** J GIORDANO SECURITIES LLC
- **DATE OF NAME CHANGE:** 20090819

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEWOAK CAPITAL MARKETS LLC
- **DATE OF NAME CHANGE:** 20090811

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** J GIORDANO SECURITIES LLC
- **DATE OF NAME CHANGE:** 20020621

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001113151

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NEWOAK CAPITAL MARKETS LLC

**Business Address:** 3 COLUMBUS CIRCLE, 15TH FL., NEW YORK, NY, 10019

**Contact Person:** Edward Cohen

**Contact Phone:** 203-557-6070

### Independent Public Accountant Identification

**Accountant Name:** NTT & Company, PLLC

**Accountant Address:** 3488 South U.S. Highway 77, Gidings, TX, 78624

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Ron D'Vari**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NEWOAK CAPITAL MARKETS LLC**, as of **06-30-2025**, are true and correct.

**Signature:** Ron D'Vari

**Title:** CEO