# EDGAR Filing Document

**Accession Number:** 0001538971
**File Stem:** 0001538971-23-000001
**Filing Date:** 2023-3
**Character Count:** 2313
**Document Hash:** 8b25639f358c82efe30d052777e4fab4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001538971-23-000001.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001538971-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**EFFECTIVENESS DATE**: 20230331

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NCG SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001538971
- **IRS NUMBER:** 453754566
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69033
- **FILM NUMBER:** 23787031

**BUSINESS ADDRESS:**
- **STREET 1:** 12 BROAD STREET, 5TH FLOOR
- **CITY:** RED BANK
- **STATE:** NJ
- **ZIP:** 07701
- **BUSINESS PHONE:** 732 741-8400

**MAIL ADDRESS:**
- **STREET 1:** 12 BROAD STREET, 5TH FLOOR
- **CITY:** RED BANK
- **STATE:** NJ
- **ZIP:** 07701

### Attached PDF Documents

**Attachment 1:** `22ncgs2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001538971

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NCG SECURITIES LLC

**Business Address:** 12 BROAD STREET, 5TH FLOOR, RED BANK, NJ, 07701

**Contact Person:** Domenic DiPiero

**Contact Phone:** 732-741-8400

### Independent Public Accountant Identification

**Accountant Name:** Withum Smith & Brown, PC

**Accountant Address:** 1411 Broadway, 23rd Floor, New York, NY, 10018

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Domenic DiPiero**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NCG SECURITIES LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Domenic DiPiero

**Title:** President

**Notarized:** Yes