# EDGAR Filing Document

**Accession Number:** 0001083220
**File Stem:** 0001104659-25-118904
**Filing Date:** 2025-12
**Character Count:** 8114
**Document Hash:** fd0417b770eb33d8d12a46a0c2153641
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-118904.hdr.sgml**: 20251205

**ACCESSION NUMBER**: 0001104659-25-118904

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20251203

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20251205

**DATE AS OF CHANGE**: 20251205

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** XCel Brands, Inc.
- **CENTRAL INDEX KEY:** 0001083220
- **STANDARD INDUSTRIAL CLASSIFICATION:** PATENT OWNERS & LESSORS [6794]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 760307819
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37527
- **FILM NUMBER:** 251553387

**BUSINESS ADDRESS:**
- **STREET 1:** 1333 BROADWAY
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018
- **BUSINESS PHONE:** (347) 727-2474

**MAIL ADDRESS:**
- **STREET 1:** 1333 BROADWAY
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NETFABRIC HOLDINGS, INC
- **DATE OF NAME CHANGE:** 20050516

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HOUSTON OPERATING CO
- **DATE OF NAME CHANGE:** 19990402

?xml version='1.0' encoding='ASCII'? XCEL BRANDS, INC._December 3, 2025

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**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): December 3, 2025**

## XCEL BRANDS, INC.
**(Exact name of registrant as specified in its charter)**

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| | | | | |
|:---|:---|:---|:---|:---|
| **Delaware** |  | **001-37527** |  | **76-0307819** |
| **(State or Other Jurisdictionof Incorporation)** |  | **(CommissionFile Number)** |  | **(IRS EmployerIdentification No.)** |
| **550 Seventh Ave, New York, New York** |  |  |  | **10018** |
| **(Address of Principal Executive Offices)** |  |  |  | **(Zip Code)** |

---

**Registrant's telephone number, including area code (347) 727-2474**

**Not Applicable**

**(Former Name or Former Address, if Changed Since Last Report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| Common Stock, par value $0.001 per share | XELB | NASDAQ Capital Market |

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders.** |

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At the Company's Annual Meeting of Stockholders held on December 3, 2025, the stockholders of the Company entitled to vote at the meeting voted to (i) elect the five individuals named below to serve as directors of the Company to hold office until the Annual Meeting of Stockholders to be held in 2026 and until their successors have been duly elected and qualified, (ii) to approve the amended and restated 2021 Plan increasing the number of shares authorized under the plan from 400,000 to 1.150.000; and (iii) to ratify the appointment of Wolf & Company, PC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025.

1) The votes cast by the Company's stockholders with respect to the election of directors were as follows:

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| | | | |
|:---|:---|:---|:---|
| Names of Nominees | Number of Votes For | Number of<br>Votes Withheld | Broker Non-Votes |
| Robert W. D'Loren | 1498701 | 201706 | 1606527 |
| Mark DiSanto | 1498013 | 202394 | 1606527 |
| James Fielding | 1497852 | 202555 | 1606527 |
| Howard Liebaum | 1497163 | 203244 | 1606527 |
| Deborah Weinswig | 1497851 | 202556 | 1606527 |

---

2) The votes cast by the Company's stockholders with respect to the approval of the amended and restated 2021 Equity Incentive Plan, increasing the number of shares authorized under the plan from 400,000 to 1,150.000 were as follows:

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| | |
|:---|:---|
| 1,191,505 shares FOR the proposal, | 507,802 shares AGAINST the proposal, |
| 700 ABSTENTIONS, and | 1,606,527 BROKER NON-VOTES |

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As a result of the approval of the amended and restated 2021 Equity Incentive Plan, the following equity awards which were previously approved by the Company's board of directors were granted to the directors:

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| | | | |
|:---|:---|:---|:---|
| Names | Restricted Shares (1) | Stock Options (2) | Unrestricted Shares |
| Robert W. D'Loren |  |  | 25000 |
| Mark DiSanto | 15167 | 36500 | 20000 |
| Howard Liebman | 11617 | 36500 |  |
| Deborah Weinswig | 6800 | 21500 |  |
| James Fielding | 6000 | 19000 |  |
| **Total** | **39583** | **113500** | **45000** |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. The restricted shares vest on March 31, 2026, .

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The stock options immediately vested and have a five-year term.

In addition, as a result of the approval of the amended and restated 2021 Equity Incentive Plan, the following stock option awards previously approved by the Company's board of directors were granted:

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| Name | Stock Price Target Levels | Stock Price Target Levels | Stock Price Target Levels | Stock Price Target Levels | Stock Price Target Levels | Total Number of<br>Option Shares (1) |
|  | $**3.00** | $**5.00** | $**7.00** | $**9.00** | $**11.00** |  |
| Robert W. D'Loren | 71842 | 60053 | 49368 | 39937 | 29474 | 250674 |
| James F. Haran | 15395 | 12868 | 10579 | 8558 | 6316 | 53716 |
| Seth Burroughs | 10263 | 8579 | 7053 | 5705 | 4211 | 35811 |
| **Total** | **97500** | **81500** | **67000** | **54200** | **40000** | **340200** |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. The stock options immediately vested and have a five-year term. The exercise price of the options shall be equal to the last sale price of the common stock on the grant date of such options.

3) The votes cast by the Company's stockholders with respect to the ratification of the appointment of Wolf & Company, PC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025, were as follows:

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| | |
|:---|:---|
| 3,272,452 shares FOR the proposal, | 33,342 shares AGAINST the proposal |
| 1,140, ABSTENTIONS | and 0 BROKER NON-VOTES. |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| **XCEL BRANDS, INC.** | **XCEL BRANDS, INC.** | **XCEL BRANDS, INC.** |
| (Registrant) | (Registrant) | (Registrant) |
| By: | /s/ James F. Haran | /s/ James F. Haran |
|  | Name: | James F. Haran |
|  | Title: | Chief Financial Officer |
| Date: December 5, 2025 | Date: December 5, 2025 | Date: December 5, 2025 |

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