# EDGAR Filing Document

**Accession Number:** 0001907552
**File Stem:** 0001725547-23-000060
**Filing Date:** 2023-2
**Character Count:** 30303
**Document Hash:** b1bd21e0e1d4ead4455aaf7a7938aa12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001725547-23-000060.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001725547-23-000060

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sonora Investment Management Group, LLC
- **CENTRAL INDEX KEY:** 0001907552
- **IRS NUMBER:** 870974250
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21792
- **FILM NUMBER:** 23615546

**BUSINESS ADDRESS:**
- **STREET 1:** 2343 E. BROADWAY BLVD, SUITE 116
- **CITY:** TUCSON
- **STATE:** AZ
- **ZIP:** 85719
- **BUSINESS PHONE:** 520-624-4554

**MAIL ADDRESS:**
- **STREET 1:** 2343 E. BROADWAY BLVD, SUITE 116
- **CITY:** TUCSON
- **STATE:** AZ
- **ZIP:** 85719

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sonora Investment Management Group LLC<br>**Address:** 2343 E. BROADWAY BLVD SUITE 116<br>TUCSON, AZ 85719

**Form 13F File Number:** 028-21792

**CRD Number (if applicable):** 000315312

**SEC File Number (if applicable):** 801-121799

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sara S. Alexander<br>**Title:** Chief Compliance Officer<br>**Phone:** 520-624-4554

**Signature, Place, and Date of Signing:**

Sara S. Alexander  Tucson, AZ  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 268

**Form 13F Information Table Value Total:** $1098158518

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| EXP WORLD HLDGS INC | COM | 30212W100 |  | 1132830 | 102241 | SH |  | SOLE |  | 0 | 0 | 102241 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 5927672 | 53741 | SH |  | SOLE |  | 0 | 0 | 53741 |
| META PLATFORMS INC | CL A | 30303M102 |  | 4209854 | 34983 | SH |  | SOLE |  | 0 | 0 | 34983 |
| FEDEX CORP | COM | 31428X106 |  | 698872 | 4035 | SH |  | SOLE |  | 0 | 0 | 4035 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 287141 | 4232 | SH |  | SOLE |  | 0 | 0 | 4232 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 1549729 | 47233 | SH |  | SOLE |  | 0 | 0 | 47233 |
| FORD MTR CO DEL | COM | 345370860 |  | 292362 | 25139 | SH |  | SOLE |  | 0 | 0 | 25139 |
| FORD MTR CO DEL | NOTE         3/1 | 345370CZ1 |  | 1646967 | 1750000 | SH |  | SOLE |  | 0 | 0 | 1750000 |
| FUBOTV INC | COM | 35953D104 |  | 38593 | 22180 | SH |  | SOLE |  | 0 | 0 | 22180 |
| GABELLI UTIL TR | COM | 36240A101 |  | 90233 | 12015 | SH |  | SOLE |  | 0 | 0 | 12015 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 17117246 | 90788 | SH |  | SOLE |  | 0 | 0 | 90788 |
| GENERAL MLS INC | COM | 370334104 |  | 8331453 | 99361 | SH |  | SOLE |  | 0 | 0 | 99361 |
| GENTEX CORP | COM | 371901109 |  | 245132 | 8989 | SH |  | SOLE |  | 0 | 0 | 8989 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 394618 | 4597 | SH |  | SOLE |  | 0 | 0 | 4597 |
| GLOBAL NET LEASE INC | COM NEW | 379378201 |  | 3137233 | 249581 | SH |  | SOLE |  | 0 | 0 | 249581 |
| GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 |  | 1168053 | 28289 | SH |  | SOLE |  | 0 | 0 | 28289 |
| GRAFTECH INTL LTD | COM | 384313508 |  | 2195574 | 461255 | SH |  | SOLE |  | 0 | 0 | 461255 |
| GRANITE CONSTR INC | NOTE  2.750%11/0 | 387328AB3 |  | 6039659 | 4900000 | SH |  | SOLE |  | 0 | 0 | 4900000 |
| GREENBRIER COS INC | NOTE  2.875% 2/0 | 393657AK7 |  | 20147223 | 21065000 | SH |  | SOLE |  | 0 | 0 | 21065000 |
| GUIDEWIRE SOFTWARE INC | NOTE  1.250% 3/1 | 40171VAA8 |  | 149265 | 160000 | SH |  | SOLE |  | 0 | 0 | 160000 |
| HANESBRANDS INC | COM | 410345102 |  | 1436298 | 225833 | SH |  | SOLE |  | 0 | 0 | 225833 |
| HEALTHCARE RLTY TR | CL A COM | 42226K105 |  | 355281 | 18437 | SH |  | SOLE |  | 0 | 0 | 18437 |
| HOME DEPOT INC | COM | 437076102 |  | 14791709 | 46830 | SH |  | SOLE |  | 0 | 0 | 46830 |
| HONEYWELL INTL INC | COM | 438516106 |  | 8643442 | 40333 | SH |  | SOLE |  | 0 | 0 | 40333 |
| HUNTSMAN CORP | COM | 447011107 |  | 1092055 | 39740 | SH |  | SOLE |  | 0 | 0 | 39740 |
| IPG PHOTONICS CORP | COM | 44980X109 |  | 214712 | 2268 | SH |  | SOLE |  | 0 | 0 | 2268 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 7561150 | 34322 | SH |  | SOLE |  | 0 | 0 | 34322 |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 |  | 246797 | 75473 | SH |  | SOLE |  | 0 | 0 | 75473 |
| INSMED INC | NOTE  1.750% 1/1 | 457669AA7 |  | 6179500 | 6590000 | SH |  | SOLE |  | 0 | 0 | 6590000 |
| INSMED INC | NOTE  0.750% 6/0 | 457669AB5 |  | 474670 | 585000 | SH |  | SOLE |  | 0 | 0 | 585000 |
| INTEL CORP | COM | 458140100 |  | 2583627 | 97754 | SH |  | SOLE |  | 0 | 0 | 97754 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 10514669 | 74630 | SH |  | SOLE |  | 0 | 0 | 74630 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 867279 | 3257 | SH |  | SOLE |  | 0 | 0 | 3257 |
| INTRA-CELLULAR THERAPIES INC | COM | 46116X101 |  | 4877689 | 92171 | SH |  | SOLE |  | 0 | 0 | 92171 |
| INTUIT | COM | 461202103 |  | 241316 | 620 | SH |  | SOLE |  | 0 | 0 | 620 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 233508 | 880 | SH |  | SOLE |  | 0 | 0 | 880 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 |  | 131866 | 13121 | SH |  | SOLE |  | 0 | 0 | 13121 |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 46132E103 |  | 107547 | 12520 | SH |  | SOLE |  | 0 | 0 | 12520 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 |  | 172008 | 11945 | SH |  | SOLE |  | 0 | 0 | 11945 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 |  | 5896464 | 156115 | SH |  | SOLE |  | 0 | 0 | 156115 |
| IONIS PHARMACEUTICALS INC | NOTE  0.125%12/1 | 462222AB6 |  | 17161843 | 18890000 | SH |  | SOLE |  | 0 | 0 | 18890000 |
| IONIS PHARMACEUTICALS INC | NOTE         4/0 | 462222AD2 |  | 8531756 | 9195000 | SH |  | SOLE |  | 0 | 0 | 9195000 |
| IRON MTN INC DEL | COM | 46284V101 |  | 4623787 | 92754 | SH |  | SOLE |  | 0 | 0 | 92754 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 365418 | 3030 | SH |  | SOLE |  | 0 | 0 | 3030 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1063073 | 2767 | SH |  | SOLE |  | 0 | 0 | 2767 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 250915 | 1911 | SH |  | SOLE |  | 0 | 0 | 1911 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 206699 | 1363 | SH |  | SOLE |  | 0 | 0 | 1363 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 355694 | 2040 | SH |  | SOLE |  | 0 | 0 | 2040 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 13866155 | 103402 | SH |  | SOLE |  | 0 | 0 | 103402 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 16659959 | 94311 | SH |  | SOLE |  | 0 | 0 | 94311 |
| KLA CORP | COM NEW | 482480100 |  | 10716195 | 28423 | SH |  | SOLE |  | 0 | 0 | 28423 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 466280 | 54472 | SH |  | SOLE |  | 0 | 0 | 54472 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 10145035 | 74733 | SH |  | SOLE |  | 0 | 0 | 74733 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 4406051 | 243697 | SH |  | SOLE |  | 0 | 0 | 243697 |
| LAM RESEARCH CORP | COM | 512807108 |  | 348181 | 828 | SH |  | SOLE |  | 0 | 0 | 828 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 202954 | 818 | SH |  | SOLE |  | 0 | 0 | 818 |
| LEGGETT  PLATT INC | COM | 524660107 |  | 6188096 | 191998 | SH |  | SOLE |  | 0 | 0 | 191998 |
| LILLY ELI  CO | COM | 532457108 |  | 934509 | 2554 | SH |  | SOLE |  | 0 | 0 | 2554 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 16026749 | 32944 | SH |  | SOLE |  | 0 | 0 | 32944 |
| LOWES COS INC | COM | 548661107 |  | 398463 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| LUMENTUM HLDGS INC | NOTE  0.500%12/1 | 55024UAD1 |  | 2880326 | 3355000 | SH |  | SOLE |  | 0 | 0 | 3355000 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 4400008 | 131226 | SH |  | SOLE |  | 0 | 0 | 131226 |
| MPLX LP | COM UNIT REP LTD | 55336V100 |  | 338810 | 10317 | SH |  | SOLE |  | 0 | 0 | 10317 |
| MACERICH CO | COM | 554382101 |  | 2719448 | 241514 | SH |  | SOLE |  | 0 | 0 | 241514 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 417044 | 8306 | SH |  | SOLE |  | 0 | 0 | 8306 |
| AGNC INVT CORP | COM | 00123Q104 |  | 268024 | 25896 | SH |  | SOLE |  | 0 | 0 | 25896 |
| AT INC | COM | 00206R102 |  | 3796228 | 206205 | SH |  | SOLE |  | 0 | 0 | 206205 |
| ABBOTT LABS | COM | 002824100 |  | 924043 | 8416 | SH |  | SOLE |  | 0 | 0 | 8416 |
| ABBVIE INC | COM | 00287Y109 |  | 1868690 | 11563 | SH |  | SOLE |  | 0 | 0 | 11563 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 7227452 | 21476 | SH |  | SOLE |  | 0 | 0 | 21476 |
| AKAMAI TECHNOLOGIES INC | NOTE  0.375% 9/0 | 00971TAL5 |  | 3291453 | 3375000 | SH |  | SOLE |  | 0 | 0 | 3375000 |
| AKEBIA THERAPEUTICS INC | COM | 00972D105 |  | 6396 | 11085 | SH |  | SOLE |  | 0 | 0 | 11085 |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 |  | 451347 | 13132 | SH |  | SOLE |  | 0 | 0 | 13132 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 18285656 | 206082 | SH |  | SOLE |  | 0 | 0 | 206082 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 5002112 | 56694 | SH |  | SOLE |  | 0 | 0 | 56694 |
| ALTERYX INC | NOTE  1.000% 8/0 | 02156BAF0 |  | 24150444 | 28980000 | SH |  | SOLE |  | 0 | 0 | 28980000 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 1155282 | 25274 | SH |  | SOLE |  | 0 | 0 | 25274 |
| AMAZON COM INC | COM | 023135106 |  | 6781320 | 80730 | SH |  | SOLE |  | 0 | 0 | 80730 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 265475 | 2796 | SH |  | SOLE |  | 0 | 0 | 2796 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1358476 | 6412 | SH |  | SOLE |  | 0 | 0 | 6412 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 526295 | 3176 | SH |  | SOLE |  | 0 | 0 | 3176 |
| AMGEN INC | COM | 031162100 |  | 7659297 | 29163 | SH |  | SOLE |  | 0 | 0 | 29163 |
| ANALOG DEVICES INC | COM | 032654105 |  | 350977 | 2140 | SH |  | SOLE |  | 0 | 0 | 2140 |
| ANTERO RESOURCES CORP | COM | 03674X106 |  | 1238825 | 39975 | SH |  | SOLE |  | 0 | 0 | 39975 |
| APPLE INC | COM | 037833100 |  | 41426393 | 318836 | SH |  | SOLE |  | 0 | 0 | 318836 |
| APPLIED MATLS INC | COM | 038222105 |  | 753171 | 7734 | SH |  | SOLE |  | 0 | 0 | 7734 |
| ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 |  | 59537 | 10575 | SH |  | SOLE |  | 0 | 0 | 10575 |
| AUTOZONE INC | COM | 053332102 |  | 367461 | 149 | SH |  | SOLE |  | 0 | 0 | 149 |
| BANK AMERICA CORP | COM | 060505104 |  | 290519 | 8772 | SH |  | SOLE |  | 0 | 0 | 8772 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2186703 | 7079 | SH |  | SOLE |  | 0 | 0 | 7079 |
| BIOMARIN PHARMACEUTICAL INC | NOTE  0.599% 8/0 | 09061GAH4 |  | 6941874 | 6455000 | SH |  | SOLE |  | 0 | 0 | 6455000 |
| BIOMARIN PHARMACEUTICAL INC | NOTE  1.250% 5/1 | 09061GAK7 |  | 8654409 | 7960000 | SH |  | SOLE |  | 0 | 0 | 7960000 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 118064 | 10532 | SH |  | SOLE |  | 0 | 0 | 10532 |
| BLACKSTONE INC | COM | 09260D107 |  | 10753930 | 144951 | SH |  | SOLE |  | 0 | 0 | 144951 |
| BOEING CO | COM | 097023105 |  | 1380659 | 7248 | SH |  | SOLE |  | 0 | 0 | 7248 |
| BRIGHTVIEW HLDGS INC | COM | 10948C107 |  | 223553 | 32446 | SH |  | SOLE |  | 0 | 0 | 32446 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 542242 | 7536 | SH |  | SOLE |  | 0 | 0 | 7536 |
| BROADCOM INC | COM | 11135F101 |  | 7776288 | 13908 | SH |  | SOLE |  | 0 | 0 | 13908 |
| CSX CORP | COM | 126408103 |  | 1901986 | 61394 | SH |  | SOLE |  | 0 | 0 | 61394 |
| CVS HEALTH CORP | COM | 126650100 |  | 4589114 | 49245 | SH |  | SOLE |  | 0 | 0 | 49245 |
| CALAMOS CONV OPPORTUNITIES | SH BEN INT | 128117108 |  | 183925 | 17500 | SH |  | SOLE |  | 0 | 0 | 17500 |
| CATERPILLAR INC | COM | 149123101 |  | 1275270 | 5323 | SH |  | SOLE |  | 0 | 0 | 5323 |
| CHEESECAKE FACTORY INC | NOTE  0.375% 6/1 | 163072AA9 |  | 24357243 | 29425000 | SH |  | SOLE |  | 0 | 0 | 29425000 |
| CHEFS WHSE INC | NOTE  1.875%12/0 | 163086AB7 |  | 14856417 | 14390000 | SH |  | SOLE |  | 0 | 0 | 14390000 |
| CHEVRON CORP NEW | COM | 166764100 |  | 6911032 | 38504 | SH |  | SOLE |  | 0 | 0 | 38504 |
| CHIMERA INVT CORP | COM NEW | 16934Q208 |  | 111650 | 20300 | SH |  | SOLE |  | 0 | 0 | 20300 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 201525 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 2282580 | 22293 | SH |  | SOLE |  | 0 | 0 | 22293 |
| CISCO SYS INC | COM | 17275R102 |  | 12714657 | 266890 | SH |  | SOLE |  | 0 | 0 | 266890 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 9256548 | 574584 | SH |  | SOLE |  | 0 | 0 | 574584 |
| CLOROX CO DEL | COM | 189054109 |  | 1817883 | 12954 | SH |  | SOLE |  | 0 | 0 | 12954 |
| COCA COLA CO | COM | 191216100 |  | 7032231 | 110552 | SH |  | SOLE |  | 0 | 0 | 110552 |
| COGNEX CORP | COM | 192422103 |  | 2287257 | 48551 | SH |  | SOLE |  | 0 | 0 | 48551 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 313163 | 3975 | SH |  | SOLE |  | 0 | 0 | 3975 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 249812 | 2117 | SH |  | SOLE |  | 0 | 0 | 2117 |
| CORNING INC | COM | 219350105 |  | 3236468 | 101330 | SH |  | SOLE |  | 0 | 0 | 101330 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 14096858 | 30880 | SH |  | SOLE |  | 0 | 0 | 30880 |
| COUPA SOFTWARE INC | NOTE  0.375% 6/1 | 22266LAF3 |  | 2934447 | 3040000 | SH |  | SOLE |  | 0 | 0 | 3040000 |
| CRACKER BARREL OLD CTRY STOR | NOTE  0.625% 6/1 | 22410JAB2 |  | 141033 | 165000 | SH |  | SOLE |  | 0 | 0 | 165000 |
| CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 |  | 158712 | 90177 | SH |  | SOLE |  | 0 | 0 | 90177 |
| CROWN CASTLE INC | COM | 22822V101 |  | 260482 | 1920 | SH |  | SOLE |  | 0 | 0 | 1920 |
| CUMMINS INC | COM | 231021106 |  | 429859 | 1774 | SH |  | SOLE |  | 0 | 0 | 1774 |
| D R HORTON INC | COM | 23331A109 |  | 648226 | 7272 | SH |  | SOLE |  | 0 | 0 | 7272 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 255271 | 1433 | SH |  | SOLE |  | 0 | 0 | 1433 |
| DISNEY WALT CO | COM | 254687106 |  | 5049174 | 58117 | SH |  | SOLE |  | 0 | 0 | 58117 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 1187227 | 4821 | SH |  | SOLE |  | 0 | 0 | 4821 |
| DOVER CORP | COM | 260003108 |  | 409886 | 3027 | SH |  | SOLE |  | 0 | 0 | 3027 |
| EASTERLY GOVT PPTYS INC | COM | 27616P103 |  | 273270 | 19150 | SH |  | SOLE |  | 0 | 0 | 19150 |
| EMERSON ELEC CO | COM | 291011104 |  | 9128057 | 95025 | SH |  | SOLE |  | 0 | 0 | 95025 |
| ENBRIDGE INC | COM | 29250N105 |  | 438428 | 11213 | SH |  | SOLE |  | 0 | 0 | 11213 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 1173148 | 98833 | SH |  | SOLE |  | 0 | 0 | 98833 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 1075053 | 44571 | SH |  | SOLE |  | 0 | 0 | 44571 |
| ETSY INC | NOTE  0.125% 9/0 | 29786AAL0 |  | 6224767 | 6190000 | SH |  | SOLE |  | 0 | 0 | 6190000 |
| EVERGY INC | COM | 30034W106 |  | 8486425 | 134855 | SH |  | SOLE |  | 0 | 0 | 134855 |
| EVOLENT HEALTH INC | NOTE  1.500%10/1 | 30050BAD3 |  | 6155735 | 5790000 | SH |  | SOLE |  | 0 | 0 | 5790000 |
| EXACT SCIENCES CORP | NOTE  1.000% 1/1 | 30063PAA3 |  | 2679950 | 2585000 | SH |  | SOLE |  | 0 | 0 | 2585000 |
| EXACT SCIENCES CORP | NOTE  0.375% 3/1 | 30063PAB1 |  | 3935437 | 4745000 | SH |  | SOLE |  | 0 | 0 | 4745000 |
| EXELIXIS INC | COM | 30161Q104 |  | 509174 | 31744 | SH |  | SOLE |  | 0 | 0 | 31744 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 605429 | 1741 | SH |  | SOLE |  | 0 | 0 | 1741 |
| MCDONALDS CORP | COM | 580135101 |  | 9964106 | 37810 | SH |  | SOLE |  | 0 | 0 | 37810 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 643034 | 57723 | SH |  | SOLE |  | 0 | 0 | 57723 |
| MERCK  CO INC | COM | 58933Y105 |  | 17580725 | 158456 | SH |  | SOLE |  | 0 | 0 | 158456 |
| MERITAGE HOMES CORP | COM | 59001A102 |  | 1025725 | 11125 | SH |  | SOLE |  | 0 | 0 | 11125 |
| MICROSOFT CORP | COM | 594918104 |  | 34285748 | 142965 | SH |  | SOLE |  | 0 | 0 | 142965 |
| MICROCHIP TECHNOLOGY INC. | NOTE  1.625% 2/1 | 595017AF1 |  | 7172247 | 3568000 | SH |  | SOLE |  | 0 | 0 | 3568000 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 307739 | 4617 | SH |  | SOLE |  | 0 | 0 | 4617 |
| NATIONAL FUEL GAS CO | COM | 636180101 |  | 529948 | 8372 | SH |  | SOLE |  | 0 | 0 | 8372 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 129800 | 15887 | SH |  | SOLE |  | 0 | 0 | 15887 |
| NEW RELIC INC | NOTE  0.500% 5/0 | 64829BAB6 |  | 8812607 | 9015000 | SH |  | SOLE |  | 0 | 0 | 9015000 |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 |  | 227539 | 1300 | SH |  | SOLE |  | 0 | 0 | 1300 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 487780 | 5835 | SH |  | SOLE |  | 0 | 0 | 5835 |
| NEXTERA ENERGY INC | UNIT 03/01/2023 | 65339F770 |  | 8541074 | 168463 | SH |  | SOLE |  | 0 | 0 | 168463 |
| NIKE INC | CL B | 654106103 |  | 5919752 | 50592 | SH |  | SOLE |  | 0 | 0 | 50592 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 238029 | 966 | SH |  | SOLE |  | 0 | 0 | 966 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 631578 | 1158 | SH |  | SOLE |  | 0 | 0 | 1158 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1390737 | 9516 | SH |  | SOLE |  | 0 | 0 | 9516 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 119298 | 10110 | SH |  | SOLE |  | 0 | 0 | 10110 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 348505 | 5533 | SH |  | SOLE |  | 0 | 0 | 5533 |
| OMEROS CORP | COM | 682143102 |  | 46048 | 20375 | SH |  | SOLE |  | 0 | 0 | 20375 |
| OMEROS CORP | NOTE  5.250% 2/1 | 682143AG7 |  | 2972250 | 5515000 | SH |  | SOLE |  | 0 | 0 | 5515000 |
| ONEOK INC NEW | COM | 682680103 |  | 336499 | 5122 | SH |  | SOLE |  | 0 | 0 | 5122 |
| ONTO INNOVATION INC | COM | 683344105 |  | 287748 | 4226 | SH |  | SOLE |  | 0 | 0 | 4226 |
| ORACLE CORP | COM | 68389X105 |  | 13919262 | 170287 | SH |  | SOLE |  | 0 | 0 | 170287 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 572788 | 20508 | SH |  | SOLE |  | 0 | 0 | 20508 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 8247670 | 52220 | SH |  | SOLE |  | 0 | 0 | 52220 |
| PAYCHEX INC | COM | 704326107 |  | 7891810 | 68292 | SH |  | SOLE |  | 0 | 0 | 68292 |
| PEPSICO INC | COM | 713448108 |  | 14838784 | 82137 | SH |  | SOLE |  | 0 | 0 | 82137 |
| PFIZER INC | COM | 717081103 |  | 16743864 | 326773 | SH |  | SOLE |  | 0 | 0 | 326773 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 1114305 | 11010 | SH |  | SOLE |  | 0 | 0 | 11010 |
| PHILLIPS 66 | COM | 718546104 |  | 1943147 | 18670 | SH |  | SOLE |  | 0 | 0 | 18670 |
| PHYSICIANS RLTY TR | COM | 71943U104 |  | 309499 | 21389 | SH |  | SOLE |  | 0 | 0 | 21389 |
| PIMCO INCOME STRATEGY FD | COM | 72201H108 |  | 392824 | 48437 | SH |  | SOLE |  | 0 | 0 | 48437 |
| PIMCO INCOME STRATEGY FD II | COM | 72201J104 |  | 382911 | 54160 | SH |  | SOLE |  | 0 | 0 | 54160 |
| PINNACLE WEST CAP CORP | COM | 723484101 |  | 1708923 | 22474 | SH |  | SOLE |  | 0 | 0 | 22474 |
| PLUG POWER INC | COM NEW | 72919P202 |  | 780287 | 63079 | SH |  | SOLE |  | 0 | 0 | 63079 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 255091 | 2339 | SH |  | SOLE |  | 0 | 0 | 2339 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 13263354 | 87512 | SH |  | SOLE |  | 0 | 0 | 87512 |
| PROLOGIS INC. | COM | 74340W103 |  | 358003 | 3176 | SH |  | SOLE |  | 0 | 0 | 3176 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 308306 | 3426 | SH |  | SOLE |  | 0 | 0 | 3426 |
| PROTERRA INC | COM | 74374T109 |  | 774494 | 205436 | SH |  | SOLE |  | 0 | 0 | 205436 |
| PURE STORAGE INC | NOTE  0.125% 4/1 | 74624MAB8 |  | 6812051 | 6335000 | SH |  | SOLE |  | 0 | 0 | 6335000 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 108500 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| QUALCOMM INC | COM | 747525103 |  | 17623396 | 160300 | SH |  | SOLE |  | 0 | 0 | 160300 |
| RPM INTL INC | COM | 749685103 |  | 5947763 | 61034 | SH |  | SOLE |  | 0 | 0 | 61034 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 11303072 | 112000 | SH |  | SOLE |  | 0 | 0 | 112000 |
| REALTY INCOME CORP | COM | 756109104 |  | 308191 | 4859 | SH |  | SOLE |  | 0 | 0 | 4859 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 361466 | 501 | SH |  | SOLE |  | 0 | 0 | 501 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 15362685 | 119100 | SH |  | SOLE |  | 0 | 0 | 119100 |
| SHELL PLC | SPON ADS | 780259305 |  | 323476 | 5680 | SH |  | SOLE |  | 0 | 0 | 5680 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2352556 | 6152 | SH |  | SOLE |  | 0 | 0 | 6152 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 359128 | 2117 | SH |  | SOLE |  | 0 | 0 | 2117 |
| SALESFORCE INC | COM | 79466L302 |  | 310924 | 2345 | SH |  | SOLE |  | 0 | 0 | 2345 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 283338 | 5300 | SH |  | SOLE |  | 0 | 0 | 5300 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 405071 | 4865 | SH |  | SOLE |  | 0 | 0 | 4865 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 455003 | 10154 | SH |  | SOLE |  | 0 | 0 | 10154 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 496343 | 10993 | SH |  | SOLE |  | 0 | 0 | 10993 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 256213 | 4611 | SH |  | SOLE |  | 0 | 0 | 4611 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 665177 | 16420 | SH |  | SOLE |  | 0 | 0 | 16420 |
| SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 |  | 234468 | 9462 | SH |  | SOLE |  | 0 | 0 | 9462 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 362899 | 7768 | SH |  | SOLE |  | 0 | 0 | 7768 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 |  | 390433 | 7306 | SH |  | SOLE |  | 0 | 0 | 7306 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 435290 | 5762 | SH |  | SOLE |  | 0 | 0 | 5762 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 295124 | 3374 | SH |  | SOLE |  | 0 | 0 | 3374 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 263015 | 7690 | SH |  | SOLE |  | 0 | 0 | 7690 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 348241 | 2798 | SH |  | SOLE |  | 0 | 0 | 2798 |
| SHOE CARNIVAL INC | COM | 824889109 |  | 1146135 | 47935 | SH |  | SOLE |  | 0 | 0 | 47935 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 482669 | 3046 | SH |  | SOLE |  | 0 | 0 | 3046 |
| SONOCO PRODS CO | COM | 835495102 |  | 4756082 | 78341 | SH |  | SOLE |  | 0 | 0 | 78341 |
| SOUTHERN CO | COM | 842587107 |  | 225638 | 3160 | SH |  | SOLE |  | 0 | 0 | 3160 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 4986014 | 148085 | SH |  | SOLE |  | 0 | 0 | 148085 |
| SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 |  | 37956 | 103000 | SH |  | SOLE |  | 0 | 0 | 103000 |
| SPIRIT AIRLS INC | NOTE  1.000% 5/1 | 848577AB8 |  | 19673238 | 24301000 | SH |  | SOLE |  | 0 | 0 | 24301000 |
| SPLUNK INC | NOTE  1.125% 6/1 | 848637AF1 |  | 4241879 | 5030000 | SH |  | SOLE |  | 0 | 0 | 5030000 |
| STAG INDL INC | COM | 85254J102 |  | 291865 | 9033 | SH |  | SOLE |  | 0 | 0 | 9033 |
| STANDARD LITHIUM LTD | COM | 853606101 |  | 59000 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| STARBUCKS CORP | COM | 855244109 |  | 9106054 | 91795 | SH |  | SOLE |  | 0 | 0 | 91795 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 637426 | 34775 | SH |  | SOLE |  | 0 | 0 | 34775 |
| SUMMIT HOTEL PPTYS | NOTE  1.500% 2/1 | 866082AA8 |  | 15313628 | 17785000 | SH |  | SOLE |  | 0 | 0 | 17785000 |
| SUPERNUS PHARMACEUTICALS | NOTE  0.625% 4/0 | 868459AD0 |  | 9590629 | 9805000 | SH |  | SOLE |  | 0 | 0 | 9805000 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 820656 | 11017 | SH |  | SOLE |  | 0 | 0 | 11017 |
| TARGET CORP | COM | 87612E106 |  | 983366 | 6598 | SH |  | SOLE |  | 0 | 0 | 6598 |
| TECK RESOURCES LTD | CL B | 878742204 |  | 4435492 | 117279 | SH |  | SOLE |  | 0 | 0 | 117279 |
| TESLA INC | COM | 88160R101 |  | 1012909 | 8223 | SH |  | SOLE |  | 0 | 0 | 8223 |
| TEXAS INSTRS INC | COM | 882508104 |  | 12365171 | 74841 | SH |  | SOLE |  | 0 | 0 | 74841 |
| TEXAS ROADHOUSE INC | COM | 882681109 |  | 2076438 | 22831 | SH |  | SOLE |  | 0 | 0 | 22831 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 300685 | 546 | SH |  | SOLE |  | 0 | 0 | 546 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 201552 | 1075 | SH |  | SOLE |  | 0 | 0 | 1075 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 9735017 | 226238 | SH |  | SOLE |  | 0 | 0 | 226238 |
| US BANCORP DEL | COM NEW | 902973304 |  | 9617055 | 220524 | SH |  | SOLE |  | 0 | 0 | 220524 |
| UBER TECHNOLOGIES INC | NOTE        12/1 | 90353TAJ9 |  | 829529 | 990000 | SH |  | SOLE |  | 0 | 0 | 990000 |
| UNION PAC CORP | COM | 907818108 |  | 12201807 | 58926 | SH |  | SOLE |  | 0 | 0 | 58926 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 208402 | 1199 | SH |  | SOLE |  | 0 | 0 | 1199 |
| UNITED RENTALS INC | COM | 911363109 |  | 273673 | 770 | SH |  | SOLE |  | 0 | 0 | 770 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 9699284 | 18294 | SH |  | SOLE |  | 0 | 0 | 18294 |
| UNITI GROUP INC | COM | 91325V108 |  | 345542 | 62485 | SH |  | SOLE |  | 0 | 0 | 62485 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 19315658 | 152260 | SH |  | SOLE |  | 0 | 0 | 152260 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 385788 | 2541 | SH |  | SOLE |  | 0 | 0 | 2541 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 433586 | 10331 | SH |  | SOLE |  | 0 | 0 | 10331 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 318678 | 2945 | SH |  | SOLE |  | 0 | 0 | 2945 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 223308 | 2699 | SH |  | SOLE |  | 0 | 0 | 2699 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 202824 | 635 | SH |  | SOLE |  | 0 | 0 | 635 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1304693 | 3713 | SH |  | SOLE |  | 0 | 0 | 3713 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 748088 | 3510 | SH |  | SOLE |  | 0 | 0 | 3510 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 779742 | 4078 | SH |  | SOLE |  | 0 | 0 | 4078 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 6942630 | 176209 | SH |  | SOLE |  | 0 | 0 | 176209 |
| VERINT SYSTEMS INC | NOTE  0.250% 4/1 | 92343XAC4 |  | 479733 | 555000 | SH |  | SOLE |  | 0 | 0 | 555000 |
| VICI PPTYS INC | COM | 925652109 |  | 13630072 | 420681 | SH |  | SOLE |  | 0 | 0 | 420681 |
| VISA INC | COM CL A | 92826C839 |  | 8953646 | 43096 | SH |  | SOLE |  | 0 | 0 | 43096 |
| VISHAY INTERTECHNOLOGY INC | NOTE  2.250% 6/1 | 928298AP3 |  | 14343609 | 14785000 | SH |  | SOLE |  | 0 | 0 | 14785000 |
| VIRTUS CONVERTIBLE  INC FD | COM | 92838U108 |  | 232638 | 80777 | SH |  | SOLE |  | 0 | 0 | 80777 |
| VIRTUS CONVERTIBLE  INCOME | COM | 92838X102 |  | 246490 | 72497 | SH |  | SOLE |  | 0 | 0 | 72497 |
| VIRTUS DIVIDEND INTEREST  P | COM | 92840R101 |  | 234985 | 20832 | SH |  | SOLE |  | 0 | 0 | 20832 |
| WP CAREY INC | COM | 92936U109 |  | 6793865 | 86934 | SH |  | SOLE |  | 0 | 0 | 86934 |
| WALMART INC | COM | 931142103 |  | 14082116 | 99317 | SH |  | SOLE |  | 0 | 0 | 99317 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 1718709 | 10956 | SH |  | SOLE |  | 0 | 0 | 10956 |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 |  | 324254 | 50744 | SH |  | SOLE |  | 0 | 0 | 50744 |
| WEST PHARMACEUTICAL SVSC INC | COM | 955306105 |  | 327136 | 1390 | SH |  | SOLE |  | 0 | 0 | 1390 |
| WESTERN ASSET HIGH INCOM FD | COM | 95766J102 |  | 231986 | 47931 | SH |  | SOLE |  | 0 | 0 | 47931 |
| WESTERN ASSET HIGH YIELD DEF | COM | 95768B107 |  | 229507 | 18390 | SH |  | SOLE |  | 0 | 0 | 18390 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 1083791 | 34961 | SH |  | SOLE |  | 0 | 0 | 34961 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 2412643 | 61736 | SH |  | SOLE |  | 0 | 0 | 61736 |
| WILLIAMS COS INC | COM | 969457100 |  | 321268 | 9765 | SH |  | SOLE |  | 0 | 0 | 9765 |
| WORKIVA INC | COM CL A | 98139A105 |  | 303887 | 3619 | SH |  | SOLE |  | 0 | 0 | 3619 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 7603606 | 28495 | SH |  | SOLE |  | 0 | 0 | 28495 |
| EATON CORP PLC | SHS | G29183103 |  | 422823 | 2694 | SH |  | SOLE |  | 0 | 0 | 2694 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 6150839 | 79141 | SH |  | SOLE |  | 0 | 0 | 79141 |
| PAGSEGURO DIGITAL LTD | COM CL A | G68707101 |  | 398876 | 45638 | SH |  | SOLE |  | 0 | 0 | 45638 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 8442444 | 101679 | SH |  | SOLE |  | 0 | 0 | 101679 |

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