# EDGAR Filing Document

**Accession Number:** 0000700841
**File Stem:** 0001437749-23-000306
**Filing Date:** 2023-1
**Character Count:** 4730
**Document Hash:** e016c786411fd6f83ec7ca2ec41bab98
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-23-000306.hdr.sgml**: 20230104

**ACCESSION NUMBER**: 0001437749-23-000306

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230101

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230104

**DATE AS OF CHANGE**: 20230104

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RCM TECHNOLOGIES, INC.
- **CENTRAL INDEX KEY:** 0000700841
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-HELP SUPPLY SERVICES [7363]
- **IRS NUMBER:** 951480559
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-10245
- **FILM NUMBER:** 23506400

**BUSINESS ADDRESS:**
- **STREET 1:** 2500 MCCLELLAN AVENUE
- **STREET 2:** STE 350
- **CITY:** PENNSAUKEN
- **STATE:** NJ
- **ZIP:** 08109-4613
- **BUSINESS PHONE:** 8563564500

**MAIL ADDRESS:**
- **STREET 1:** 2500 MCCLELLAN AVENUE
- **STREET 2:** STE 350
- **CITY:** PENNSAUKEN
- **STATE:** NJ
- **ZIP:** 08109-4613

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RCM TECHNOLOGIES INC
- **DATE OF NAME CHANGE:** 19920703

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

________

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported): <u>January 1, 2023</u>

<u>RCM Technologies, Inc.</u>

(Exact Name of Registrant as Specified in Charter)

<u>Nevada</u> (State or Other Jurisdiction of Incorporation) <u>1-10245</u> (Commission File Number) <u>95-1480559</u> (I.R.S. Employer Identification No.)

2500 McClellan Avenue, Suite 350 <br> <u> Pennsauken, NJ </u> <u> 08109-4613 </u> <br> (Address of Principal Executive Offices) (Zip Code)

Registrant's telephone number, including area code: (<u>856) 356-4500</u> 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240-14d-2(b)).

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)).

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.05 per share | RCMT | The NASDAQ Stock Market LLC |

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**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain**

**Officers; Compensatory Arrangements of Certain Officers**

On January 1, 2023, the Compensation Committee of the Board of Directors of RCM Technologies, Inc. (the "Company") granted to Bradley S. Vizi, under the Company's 2014 Omnibus Equity Compensation Plan (as amended and restated, the "2014 Plan"), a total of 250,000 restricted stock units ("RSUs"), which RSUs will become vested in five (5) equal annual installments of 50,000 RSUs on each of the first five anniversaries of January 1, 2023, so long as he remains continuously employed by the Company through such vesting dates, except vesting will be accelerated if his employment terminates prior to such vesting dates on account of death, disability or a covered termination following a change in control.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

**RCM TECHNOLOGIES, INC.**

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| | |
|:---|:---|
| By: | /s/ Kevin D. Miller |
|  | Kevin D. Miller |
|  | Chief Financial Officer, Treasurer and<br> Secretary |

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Dated: January 4, 2023