# EDGAR Filing Document

**Accession Number:** 0001780507
**File Stem:** 0001780507-26-000003
**Filing Date:** 2026-4
**Character Count:** 17550
**Document Hash:** d93c5634c203c48cf7e54bf3f1a03ed4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001780507-26-000003.hdr.sgml**: 20260421

**ACCESSION NUMBER**: 0001780507-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260421

**DATE AS OF CHANGE**: 20260421

**EFFECTIVENESS DATE**: 20260421

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WT Wealth Management
- **CENTRAL INDEX KEY:** 0001780507

**ORGANIZATION NAME:**
- **EIN:** 463844469
- **STATE OF INCORPORATION:** WY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19605
- **FILM NUMBER:** 26879691

**BUSINESS ADDRESS:**
- **STREET 1:** 20865 N 90TH PL, STE. 105
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85255
- **BUSINESS PHONE:** 8008250616

**MAIL ADDRESS:**
- **STREET 1:** 20865 N 90TH PL, STE. 105
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85255

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** WT Wealth Management<br>**Address:** 20865 N 90TH PL STE. 105<br>SCOTTSDALE, AZ 85255

**Form 13F File Number:** 028-19605

**CRD Number (if applicable):** 000169566

**SEC File Number (if applicable):** 801-112701

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Dave Johnson<br>**Title:** Chief Compliance Officer<br>**Phone:** 435-640-8236

**Signature, Place, and Date of Signing:**

David G Johnson  Heber City, UT  04-21-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 138

**Form 13F Information Table Value Total:** $336359449

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ETFS GOLD TR | PHYSCL GOLD SHS | 00326A104 |  | 19036345 | 426633 | SH |  | SOLE |  | 426633 | 0 | 0 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 2466603 | 31358 | SH |  | SOLE |  | 31358 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 5264127 | 212692 | SH |  | SOLE |  | 212692 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 29458239 | 1173635 | SH |  | SOLE |  | 1173635 | 0 | 0 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 11138245 | 221260 | SH |  | SOLE |  | 221260 | 0 | 0 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 |  | 3726205 | 52035 | SH |  | SOLE |  | 52035 | 0 | 0 |
| BONDBLOXX ETF TRUST | BONDBLOXX PRIVAT | 09789C671 |  | 4187760 | 85169 | SH |  | SOLE |  | 85169 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 2921650 | 39946 | SH |  | SOLE |  | 39946 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 2811892 | 137770 | SH |  | SOLE |  | 137770 | 0 | 0 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 10470767 | 207877 | SH |  | SOLE |  | 207877 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 7466288 | 147526 | SH |  | SOLE |  | 147526 | 0 | 0 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 4960909 | 199153 | SH |  | SOLE |  | 199153 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R408 |  | 2135690 | 85496 | SH |  | SOLE |  | 85496 | 0 | 0 |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 09174C104 |  | 1375566 | 37369 | SH |  | SOLE |  | 37369 | 0 | 0 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 788275 | 36681 | SH |  | SOLE |  | 36681 | 0 | 0 |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 003260106 |  | 1152915 | 6469 | SH |  | SOLE |  | 6469 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 9812954 | 34208 | SH |  | SOLE |  | 34208 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 8293049 | 39819 | SH |  | SOLE |  | 39819 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 7346629 | 28948 | SH |  | SOLE |  | 28948 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1713248 | 18230 | SH |  | SOLE |  | 18230 | 0 | 0 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 3673220 | 3686 | SH |  | SOLE |  | 3686 | 0 | 0 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 1702365 | 7373 | SH |  | SOLE |  | 7373 | 0 | 0 |
| GLOBAL X FDS | GLOBAL X COPPER | 37954Y830 |  | 1346168 | 17632 | SH |  | SOLE |  | 17632 | 0 | 0 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 |  | 2620904 | 36998 | SH |  | SOLE |  | 36998 | 0 | 0 |
| GLOBAL X FDS | HEALTHTECH ETF | 37954Y137 |  | 2409096 | 101116 | SH |  | SOLE |  | 101116 | 0 | 0 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 5124540 | 100857 | SH |  | SOLE |  | 100857 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 |  | 5240288 | 31625 | SH |  | SOLE |  | 31625 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | AGRI CMDTY STRA | 46090F308 |  | 2024803 | 55520 | SH |  | SOLE |  | 55520 | 0 | 0 |
| INVESCO ACTVELY MNGD ETC FD | ELC VEH MTLS CDT | 46090F209 |  | 1493158 | 83627 | SH |  | SOLE |  | 83627 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 |  | 1805063 | 11836 | SH |  | SOLE |  | 11836 | 0 | 0 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 1576411 | 4820 | SH |  | SOLE |  | 4820 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 2040148 | 4083 | SH |  | SOLE |  | 4083 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 4314885 | 7542 | SH |  | SOLE |  | 7542 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 4443362 | 12004 | SH |  | SOLE |  | 12004 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 |  | 2298008 | 23900 | SH |  | SOLE |  | 23900 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 10724506 | 61494 | SH |  | SOLE |  | 61494 | 0 | 0 |
| PROCURE ETF TRUST II | SPACE ETF | 74280R205 |  | 2731905 | 60966 | SH |  | SOLE |  | 60966 | 0 | 0 |
| REDDIT INC | CL A | 75734B100 |  | 1620193 | 12033 | SH |  | SOLE |  | 12033 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 1464287 | 21130 | SH |  | SOLE |  | 21130 | 0 | 0 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 |  | 1669446 | 14074 | SH |  | SOLE |  | 14074 | 0 | 0 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 1976686 | 4076 | SH |  | SOLE |  | 4076 | 0 | 0 |
| SPROTT FDS TR | SPROTT CRITICAL | 85208P402 |  | 1674618 | 50623 | SH |  | SOLE |  | 50623 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 1656886 | 18494 | SH |  | SOLE |  | 18494 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 5354378 | 108454 | SH |  | SOLE |  | 108454 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 1864737 | 8878 | SH |  | SOLE |  | 8878 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 2983201 | 8025 | SH |  | SOLE |  | 8025 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 2246798 | 6831 | SH |  | SOLE |  | 6831 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 1876985 | 11753 | SH |  | SOLE |  | 11753 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 1815402 | 25238 | SH |  | SOLE |  | 25238 | 0 | 0 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 1905172 | 20760 | SH |  | SOLE |  | 20760 | 0 | 0 |
| VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 |  | 2630464 | 6508 | SH |  | SOLE |  | 6508 | 0 | 0 |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 |  | 5233884 | 50384 | SH |  | SOLE |  | 50384 | 0 | 0 |
| VANECK ETF TRUST | RARE EARTH AND S | 92189H805 |  | 2584429 | 29369 | SH |  | SOLE |  | 29369 | 0 | 0 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 8967919 | 23391 | SH |  | SOLE |  | 23391 | 0 | 0 |
| VANECK ETF TRUST | STEEL ETF | 92189F205 |  | 1433115 | 15610 | SH |  | SOLE |  | 15610 | 0 | 0 |
| VANECK ETF TRUST | URANIUM AND NUCL | 92189F601 |  | 1493008 | 11210 | SH |  | SOLE |  | 11210 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 2668642 | 8830 | SH |  | SOLE |  | 8830 | 0 | 0 |
| TIDAL TRUST III | VISTASHARES ELEC | 45259A837 |  | 5498965 | 226848 | SH |  | SOLE |  | 226848 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 3599282 | 28961 | SH |  | SOLE |  | 28961 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 1596595 | 6948 | SH |  | SOLE |  | 6948 | 0 | 0 |
| WAYFAIR INC | CL A | 94419L101 |  | 1499751 | 19941 | SH |  | SOLE |  | 19941 | 0 | 0 |
| HARBOR ETF TRUST | ARES SYSTEMATIC | 41151J109 |  | 5643224 | 125948 | SH |  | SOLE |  | 125948 | 0 | 0 |
| JANUS DETROIT STR TR | B-BBB CLO ETF | 47103U753 |  | 5658283 | 121409 | SH |  | SOLE |  | 121409 | 0 | 0 |
| NEOS ETF TRUST | NEOS ENH INC 1-3 | 78433H501 |  | 1957298 | 39319 | SH |  | SOLE |  | 39319 | 0 | 0 |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 808524698 |  | 7724634 | 340592 | SH |  | SOLE |  | 340592 | 0 | 0 |
| SCHWAB STRATEGIC TR | LONG TERM US | 808524680 |  | 2861776 | 91052 | SH |  | SOLE |  | 91052 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 2781793 | 114619 | SH |  | SOLE |  | 114619 | 0 | 0 |
| SSGA ACTIVE ETF TR | STATE STREET ULT | 78467V707 |  | 2897718 | 71549 | SH |  | SOLE |  | 71549 | 0 | 0 |
| WISDOMTREE TR | US SHT TRM CORP | 97717X156 |  | 1904672 | 39255 | SH |  | SOLE |  | 39255 | 0 | 0 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 |  | 587855 | 12596 | SH |  | SOLE |  | 12596 | 0 | 0 |
| LISTED FDS TR | ROUNDHILL MAGNIF | 53656G498 |  | 1357418 | 23428 | SH |  | SOLE |  | 23428 | 0 | 0 |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 025072307 |  | 1605279 | 15284 | SH |  | SOLE |  | 15284 | 0 | 0 |
| ETF SER SOLUTIONS | COLTERPOINT NET | 26922A248 |  | 614571 | 24892 | SH |  | SOLE |  | 24892 | 0 | 0 |
| FLEXSHARES TR | QLT DIV DEF IDX | 33939L845 |  | 1575168 | 19734 | SH |  | SOLE |  | 19734 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1875835 | 3250 | SH |  | SOLE |  | 3250 | 0 | 0 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 1493816 | 7788 | SH |  | SOLE |  | 7788 | 0 | 0 |
| ISHARES TR | S 100 ETF | 464287101 |  | 1787871 | 5621 | SH |  | SOLE |  | 5621 | 0 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 779199 | 4295 | SH |  | SOLE |  | 4295 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y407 |  | 780842 | 7165 | SH |  | SOLE |  | 7165 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET COM | 81369Y852 |  | 605517 | 5462 | SH |  | SOLE |  | 5462 | 0 | 0 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 1546616 | 10670 | SH |  | SOLE |  | 10670 | 0 | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 585673 | 6125 | SH |  | SOLE |  | 6125 | 0 | 0 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 289689 | 6371 | SH |  | SOLE |  | 6371 | 0 | 0 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 3325491 | 23515 | SH |  | SOLE |  | 23515 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | 33738R118 |  | 203336 | 2171 | SH |  | SOLE |  | 2171 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1148770 | 12387 | SH |  | SOLE |  | 12387 | 0 | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 559635 | 21031 | SH |  | SOLE |  | 21031 | 0 | 0 |
| USCF ETF TR | SUMMERHAVEN K1 | 90290T809 |  | 668224 | 24531 | SH |  | SOLE |  | 24531 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 541568 | 11535 | SH |  | SOLE |  | 11535 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 499513 | 1698 | SH |  | SOLE |  | 1698 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 219008 | 1366 | SH |  | SOLE |  | 1366 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 956953 | 1465 | SH |  | SOLE |  | 1465 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 459565 | 3135 | SH |  | SOLE |  | 3135 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A631 |  | 201419 | 793 | SH |  | SOLE |  | 793 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 311147 | 2874 | SH |  | SOLE |  | 2874 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 593252 | 645 | SH |  | SOLE |  | 645 | 0 | 0 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 455581 | 3428 | SH |  | SOLE |  | 3428 | 0 | 0 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 |  | 8236178 | 162706 | SH |  | SOLE |  | 162706 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 305552 | 1502 | SH |  | SOLE |  | 1502 | 0 | 0 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 203201 | 1655 | SH |  | SOLE |  | 1655 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 255346 | 825 | SH |  | SOLE |  | 825 | 0 | 0 |
| CIENA CORP | COM NEW | 171779309 |  | 248855 | 641 | SH |  | SOLE |  | 641 | 0 | 0 |
| CIPHER DIGITAL INC | COM | 17253J106 |  | 190399 | 14794 | SH |  | SOLE |  | 14794 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 621884 | 8015 | SH |  | SOLE |  | 8015 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 223466 | 1083 | SH |  | SOLE |  | 1083 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 213347 | 764 | SH |  | SOLE |  | 764 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 410747 | 2421 | SH |  | SOLE |  | 2421 | 0 | 0 |
| FAIR ISAAC CORP | COM | 303250104 |  | 203900 | 191 | SH |  | SOLE |  | 191 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 225208 | 258 | SH |  | SOLE |  | 258 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 223968 | 924 | SH |  | SOLE |  | 924 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 204395 | 443 | SH |  | SOLE |  | 443 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 278042 | 823 | SH |  | SOLE |  | 823 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 323425 | 2211 | SH |  | SOLE |  | 2211 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 222902 | 406 | SH |  | SOLE |  | 406 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 253463 | 750 | SH |  | SOLE |  | 750 | 0 | 0 |
| TERAWULF INC | COM | 88080T104 |  | 203867 | 14128 | SH |  | SOLE |  | 14128 | 0 | 0 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 |  | 213995 | 854 | SH |  | SOLE |  | 854 | 0 | 0 |
| VISTRA CORP | COM | 92840M102 |  | 210011 | 1397 | SH |  | SOLE |  | 1397 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1240979 | 2884 | SH |  | SOLE |  | 2884 | 0 | 0 |
| RBB FD INC | F/M US TREASURY | 74933W452 |  | 236735 | 4748 | SH |  | SOLE |  | 4748 | 0 | 0 |
| GAMCO GLOBAL GOLD NAT RES | COM SH BEN INT | 36465A109 |  | 93366 | 17550 | SH |  | SOLE |  | 17550 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 487474 | 7154 | SH |  | SOLE |  | 7154 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 456461 | 264 | SH |  | SOLE |  | 264 | 0 | 0 |
| CHUBB LTD SWITZ | COM | H1467J104 |  | 274433 | 842 | SH |  | SOLE |  | 842 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 260290 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 278173 | 1138 | SH |  | SOLE |  | 1138 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 705268 | 815 | SH |  | SOLE |  | 815 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 243950 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| ROSS STORES INC | COM | 778296103 |  | 227462 | 1050 | SH |  | SOLE |  | 1050 | 0 | 0 |
| FIDUS INVT CORP | COM | 316500107 |  | 890388 | 51113 | SH |  | SOLE |  | 51113 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 247383 | 12818 | SH |  | SOLE |  | 12818 | 0 | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 376972 | 3745 | SH |  | SOLE |  | 3745 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A474 |  | 300700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 793192 | 3357 | SH |  | SOLE |  | 3357 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 532069 | 4704 | SH |  | SOLE |  | 4704 | 0 | 0 |
| WELLS FARGO  CO | COM | 949746101 |  | 205075 | 2576 | SH |  | SOLE |  | 2576 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 279189 | 923 | SH |  | SOLE |  | 923 | 0 | 0 |
| PROSHARES TR II | ULTA BLMBG 2017 | 74347Y888 |  | 288501 | 7341 | SH |  | SOLE |  | 7341 | 0 | 0 |

---