# EDGAR Filing Document

**Accession Number:** 0000769317
**File Stem:** 0000897101-23-000070
**Filing Date:** 2023-2
**Character Count:** 58816
**Document Hash:** bc240f6092c30a72846bd584a004228b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000897101-23-000070.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0000897101-23-000070

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIT INVESTMENT ASSOCIATES INC
- **CENTRAL INDEX KEY:** 0000769317
- **IRS NUMBER:** 411404829
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-00180
- **FILM NUMBER:** 23608659

**BUSINESS ADDRESS:**
- **STREET 1:** 3300 IDS CENTER
- **STREET 2:** 80 SOUTH EIGHTH STREET
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402
- **BUSINESS PHONE:** 6123323223

**MAIL ADDRESS:**
- **STREET 1:** 3300 IDS CENTER
- **STREET 2:** 80 SOUTH EIGHTH STREET
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SIT INVESTMENT ASSOCIATES INC<br>**Address:** 3300 Ids Center<br>80 South Eighth Street<br>Minneapolis, MN 55402

**Form 13F File Number:** 028-00180

**CRD Number (if applicable):** 000105725

**SEC File Number (if applicable):** 801-16350

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Paul E. Rasmussen<br>**Title:** Vice President<br>**Phone:** 612-331-3223

**Signature, Place, and Date of Signing:**

/s/ Paul E. Rasmussen  Minneapolis, MN  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 542

**Form 13F Information Table Value Total:** $3568834

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | SIT FIXED INCOME ADVISORS II LLC /ADV | 028-19972              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AFLAC INC | COMMON | 001055102 |  | 302 | 4200 | SH |  | SOLE | 1 | 4200 | 0 | 0 |
| AGCO CORP | COMMON | 001084102 |  | 2575 | 18570 | SH |  | SOLE | 1 | 18570 | 0 | 0 |
| AZZ INC | COMMON | 002474104 |  | 1503 | 37400 | SH |  | SOLE | 1 | 37400 | 0 | 0 |
| ABBOTT LABORATORIES | COMMON | 002824100 |  | 21497 | 195801 | SH |  | SOLE | 1 | 195801 | 0 | 0 |
| ADDUS HOMECARE CORP | COMMON | 006739106 |  | 2070 | 20805 | SH |  | SOLE | 1 | 20805 | 0 | 0 |
| AIRBNB INC | COMMON | 009066101 |  | 449 | 5251 | SH |  | SOLE | 1 | 5251 | 0 | 0 |
| AIR PRODUCTS  CHEMICALS INC | COMMON | 009158106 |  | 12144 | 39396 | SH |  | SOLE | 1 | 39396 | 0 | 0 |
| ALASKA AIR GROUP INC | COMMON | 011659109 |  | 1313 | 30575 | SH |  | SOLE | 1 | 30575 | 0 | 0 |
| ALBEMARLE CORP | COMMON | 012653101 |  | 497 | 2292 | SH |  | SOLE | 1 | 2292 | 0 | 0 |
| ALEXANDRIA REAL ESTATE EQUITIE | REIT | 015271109 |  | 9533 | 65445 | SH |  | SOLE | 1 | 65445 | 0 | 0 |
| ALIGN TECHNOLOGY INC | COMMON | 016255101 |  | 1805 | 8560 | SH |  | SOLE | 1 | 8560 | 0 | 0 |
| ALLIANZ SE ADR | DEPOSITARY RECEI | 018820100 |  | 4637 | 216192 | SH |  | SOLE | 1 | 216192 | 0 | 0 |
| ALTAIR ENGINEERING INC-A | COMMON | 021369103 |  | 2616 | 57533 | SH |  | SOLE | 1 | 57533 | 0 | 0 |
| AMAZON.COM INC | COMMON | 023135106 |  | 14241 | 169532 | SH |  | SOLE | 1 | 169532 | 0 | 0 |
| AMEREN CORP | COMMON | 023608102 |  | 281 | 3163 | SH |  | SOLE | 1 | 3163 | 0 | 0 |
| AMERICAN FINANCIAL GROUP INC | COMMON | 025932104 |  | 2625 | 19120 | SH |  | SOLE | 1 | 19120 | 0 | 0 |
| AMERICAN INTERNATIONAL GROUP I | COMMON | 026874784 |  | 9322 | 147399 | SH |  | SOLE | 1 | 147399 | 0 | 0 |
| AMETEK INC | COMMON | 031100100 |  | 2050 | 14675 | SH |  | SOLE | 1 | 14675 | 0 | 0 |
| AMGEN INC | COMMON | 031162100 |  | 228 | 870 | SH |  | SOLE | 1 | 870 | 0 | 0 |
| ANALOG DEVICES INC | COMMON | 032654105 |  | 13342 | 81336 | SH |  | SOLE | 1 | 81336 | 0 | 0 |
| APPLE INC | COMMON | 037833100 |  | 85994 | 661852 | SH |  | SOLE | 1 | 661852 | 0 | 0 |
| APPLIED MATERIALS INC | COMMON | 038222105 |  | 23833 | 244740 | SH |  | SOLE | 1 | 244740 | 0 | 0 |
| ARISTA NETWORKS INC | COMMON | 040413106 |  | 7732 | 63715 | SH |  | SOLE | 1 | 63715 | 0 | 0 |
| ASSOCIATED BANC CORP | COMMON | 045487105 |  | 579 | 25075 | SH |  | SOLE | 1 | 25075 | 0 | 0 |
| ASTRAZENECA PLC ADR | DEPOSITARY RECEI | 046353108 |  | 17704 | 261121 | SH |  | SOLE | 1 | 261121 | 0 | 0 |
| ATLASSIAN CORP PLC | COMMON | 049468101 |  | 7341 | 57049 | SH |  | SOLE | 1 | 57049 | 0 | 0 |
| ATRION CORP | COMMON | 049904105 |  | 308 | 550 | SH |  | SOLE | 1 | 550 | 0 | 0 |
| AUTODESK INC | COMMON | 052769106 |  | 6936 | 37115 | SH |  | SOLE | 1 | 37115 | 0 | 0 |
| AVERY DENNISON CORP | COMMON | 053611109 |  | 211 | 1165 | SH |  | SOLE | 1 | 1165 | 0 | 0 |
| BAIDU INC ADR | DEPOSITARY RECEI | 056752108 |  | 901 | 7875 | SH |  | SOLE | 1 | 7875 | 0 | 0 |
| BANK OF AMERICA CORP | COMMON | 060505104 |  | 2656 | 80195 | SH |  | SOLE | 1 | 80195 | 0 | 0 |
| BAXTER INTERNATIONAL INC | COMMON | 071813109 |  | 166 | 3265 | SH |  | SOLE | 1 | 3265 | 0 | 0 |
| BELDEN INC | COMMON | 077454106 |  | 2459 | 34200 | SH |  | SOLE | 1 | 34200 | 0 | 0 |
| BERKSHIRE HATHAWAY INC | COMMON | 084670702 |  | 165 | 533 | SH |  | SOLE | 1 | 533 | 0 | 0 |
| BHP BILLITON ADR | DEPOSITARY RECEI | 088606108 |  | 3569 | 57520 | SH |  | SOLE | 1 | 57520 | 0 | 0 |
| BLACK HILLS CORP | COMMON | 092113109 |  | 559 | 7950 | SH |  | SOLE | 1 | 7950 | 0 | 0 |
| BOOT BARN HLDGS INC | COMMON | 099406100 |  | 2026 | 32400 | SH |  | SOLE | 1 | 32400 | 0 | 0 |
| BOOZ ALLEN HAMILTON HOLDING CO | COMMON | 099502106 |  | 13174 | 126040 | SH |  | SOLE | 1 | 126040 | 0 | 0 |
| BRINK'S CO/THE | COMMON | 109696104 |  | 301 | 5600 | SH |  | SOLE | 1 | 5600 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COMMON | 110122108 |  | 10388 | 144380 | SH |  | SOLE | 1 | 144380 | 0 | 0 |
| CVS HEALTH CORP | COMMON | 126650100 |  | 13568 | 145600 | SH |  | SOLE | 1 | 145600 | 0 | 0 |
| CABOT CORP | COMMON | 127055101 |  | 463 | 6925 | SH |  | SOLE | 1 | 6925 | 0 | 0 |
| CARLISLE COS INC | COMMON | 142339100 |  | 11451 | 48594 | SH |  | SOLE | 1 | 48594 | 0 | 0 |
| CASEY'S GENERAL STORES INC | COMMON | 147528103 |  | 1643 | 7325 | SH |  | SOLE | 1 | 7325 | 0 | 0 |
| CATERPILLAR INC | COMMON | 149123101 |  | 1030 | 4300 | SH |  | SOLE | 1 | 4300 | 0 | 0 |
| CHESAPEAKE UTILS CORP | COMMON | 165303108 |  | 263 | 2225 | SH |  | SOLE | 1 | 2225 | 0 | 0 |
| CHEVRON CORP | COMMON | 166764100 |  | 3193 | 17792 | SH |  | SOLE | 1 | 17792 | 0 | 0 |
| CIENA CORP | COMMON | 171779309 |  | 2644 | 51870 | SH |  | SOLE | 1 | 51870 | 0 | 0 |
| COCA-COLA CO/THE | COMMON | 191216100 |  | 760 | 11952 | SH |  | SOLE | 1 | 11952 | 0 | 0 |
| COGNIZANT TECH SOLUTIONS CL A | COMMON | 192446102 |  | 172 | 3000 | SH |  | SOLE | 1 | 3000 | 0 | 0 |
| COLLIERS INTL GROUP INC | COMMON | 194693107 |  | 2348 | 25515 | SH |  | SOLE | 1 | 25515 | 0 | 0 |
| COMMERCIAL METALS CO | COMMON | 201723103 |  | 360 | 7450 | SH |  | SOLE | 1 | 7450 | 0 | 0 |
| CONAGRA BRANDS INC | COMMON | 205887102 |  | 2036 | 52615 | SH |  | SOLE | 1 | 52615 | 0 | 0 |
| COOPER COS INC | COMMON | 216648402 |  | 1405 | 4250 | SH |  | SOLE | 1 | 4250 | 0 | 0 |
| COPART INC | COMMON | 217204106 |  | 11 | 184 | SH |  | SOLE | 1 | 184 | 0 | 0 |
| CRANE HOLDINGS CO | COMMON | 224441105 |  | 2976 | 29625 | SH |  | SOLE | 1 | 29625 | 0 | 0 |
| CROCS INC | COMMON | 227046109 |  | 500 | 4610 | SH |  | SOLE | 1 | 4610 | 0 | 0 |
| CUBESMART | REIT | 229663109 |  | 400 | 9950 | SH |  | SOLE | 1 | 9950 | 0 | 0 |
| DARLING INGREDIENTS INC | COMMON | 237266101 |  | 5976 | 95477 | SH |  | SOLE | 1 | 95477 | 0 | 0 |
| DEERE  CO | COMMON | 244199105 |  | 30 | 71 | SH |  | SOLE | 1 | 71 | 0 | 0 |
| DEXCOM INC | COMMON | 252131107 |  | 15528 | 137126 | SH |  | SOLE | 1 | 137126 | 0 | 0 |
| WALT DISNEY CO/THE | COMMON | 254687106 |  | 168 | 1930 | SH |  | SOLE | 1 | 1930 | 0 | 0 |
| DOCUSIGN INC | COMMON | 256163106 |  | 27 | 490 | SH |  | SOLE | 1 | 490 | 0 | 0 |
| DOLLAR GENERAL CORP | COMMON | 256677105 |  | 190 | 770 | SH |  | SOLE | 1 | 770 | 0 | 0 |
| DONALDSON INC | COMMON | 257651109 |  | 2809 | 47720 | SH |  | SOLE | 1 | 47720 | 0 | 0 |
| DOVER CORP | COMMON | 260003108 |  | 2996 | 22128 | SH |  | SOLE | 1 | 22128 | 0 | 0 |
| DYNATRACE INC | COMMON | 268150109 |  | 3610 | 94255 | SH |  | SOLE | 1 | 94255 | 0 | 0 |
| ECOLAB INC | COMMON | 278865100 |  | 98 | 675 | SH |  | SOLE | 1 | 675 | 0 | 0 |
| EMERSON ELECTRIC CO | COMMON | 291011104 |  | 407 | 4240 | SH |  | SOLE | 1 | 4240 | 0 | 0 |
| EQUIFAX INC | COMMON | 294429105 |  | 3875 | 19935 | SH |  | SOLE | 1 | 19935 | 0 | 0 |
| ERICSSON L M TEL CO ADR | DEPOSITARY RECEI | 294821608 |  | 1622 | 277750 | SH |  | SOLE | 1 | 277750 | 0 | 0 |
| EURONET WORLDWIDE INC | COMMON | 298736109 |  | 3471 | 36775 | SH |  | SOLE | 1 | 36775 | 0 | 0 |
| FTI CONSULTING INC | COMMON | 302941109 |  | 1269 | 7990 | SH |  | SOLE | 1 | 7990 | 0 | 0 |
| FANUC CORP-UNSP ADR | DEPOSITARY RECEI | 307305102 |  | 507 | 34125 | SH |  | SOLE | 1 | 34125 | 0 | 0 |
| FIRST HORIZON CORP | COMMON | 320517105 |  | 134 | 5475 | SH |  | SOLE | 1 | 5475 | 0 | 0 |
| FOMENTO ECONOMICO MEXICANO ADR | DEPOSITARY RECEI | 344419106 |  | 123 | 1575 | SH |  | SOLE | 1 | 1575 | 0 | 0 |
| ARTHUR J GALLAGHER  CO | COMMON | 363576109 |  | 7227 | 38330 | SH |  | SOLE | 1 | 38330 | 0 | 0 |
| GENERAL DYNAMICS CORP | COMMON | 369550108 |  | 10243 | 41285 | SH |  | SOLE | 1 | 41285 | 0 | 0 |
| GENUINE PARTS CO | COMMON | 372460105 |  | 203 | 1170 | SH |  | SOLE | 1 | 1170 | 0 | 0 |
| GILEAD SCIENCES INC | COMMON | 375558103 |  | 6904 | 80425 | SH |  | SOLE | 1 | 80425 | 0 | 0 |
| GODADDY INC | COMMON | 380237107 |  | 3333 | 44550 | SH |  | SOLE | 1 | 44550 | 0 | 0 |
| H  E EQUIPMENT SERVICES | COMMON | 404030108 |  | 2593 | 57125 | SH |  | SOLE | 1 | 57125 | 0 | 0 |
| HANOVER INSURANCE GROUP INC/TH | COMMON | 410867105 |  | 385 | 2850 | SH |  | SOLE | 1 | 2850 | 0 | 0 |
| HERCULES CAPITAL INC | COMMON | 427096508 |  | 239 | 18050 | SH |  | SOLE | 1 | 18050 | 0 | 0 |
| HOME DEPOT INC | COMMON | 437076102 |  | 19957 | 63184 | SH |  | SOLE | 1 | 63184 | 0 | 0 |
| HONEYWELL INTERNATIONAL INC | COMMON | 438516106 |  | 9478 | 44227 | SH |  | SOLE | 1 | 44227 | 0 | 0 |
| HORACE MANN EDUCATORS CORP | COMMON | 440327104 |  | 320 | 8575 | SH |  | SOLE | 1 | 8575 | 0 | 0 |
| HUBBELL INC | COMMON | 443510607 |  | 4048 | 17250 | SH |  | SOLE | 1 | 17250 | 0 | 0 |
| HUBSPOT INC | COMMON | 443573100 |  | 3436 | 11885 | SH |  | SOLE | 1 | 11885 | 0 | 0 |
| HUNTINGTON BANCSHARES INC/OH | COMMON | 446150104 |  | 2151 | 152572 | SH |  | SOLE | 1 | 152572 | 0 | 0 |
| HUNTSMAN CORP | COMMON | 447011107 |  | 308 | 11225 | SH |  | SOLE | 1 | 11225 | 0 | 0 |
| IBERDROLA SA ADR | DEPOSITARY RECEI | 450737101 |  | 3121 | 66744 | SH |  | SOLE | 1 | 66744 | 0 | 0 |
| INTEL CORP | COMMON | 458140100 |  | 476 | 18000 | SH |  | SOLE | 1 | 18000 | 0 | 0 |
| INTL FLAVORS  FRAGRANCES INC | COMMON | 459506101 |  | 180 | 1720 | SH |  | SOLE | 1 | 1720 | 0 | 0 |
| INTUIT INC | COMMON | 461202103 |  | 15924 | 40913 | SH |  | SOLE | 1 | 40913 | 0 | 0 |
| JOHNSON  JOHNSON | COMMON | 478160104 |  | 33845 | 191594 | SH |  | SOLE | 1 | 191594 | 0 | 0 |
| KLA CORP | COMMON | 482480100 |  | 217 | 575 | SH |  | SOLE | 1 | 575 | 0 | 0 |
| KNIGHT-SWIFT TRANSPORT  INC | COMMON | 499049104 |  | 3124 | 59600 | SH |  | SOLE | 1 | 59600 | 0 | 0 |
| ESTEE LAUDER COS INC | COMMON | 518439104 |  | 7432 | 29956 | SH |  | SOLE | 1 | 29956 | 0 | 0 |
| LINCOLN ELECTRIC HOLDINGS INC | COMMON | 533900106 |  | 1669 | 11550 | SH |  | SOLE | 1 | 11550 | 0 | 0 |
| LOCKHEED MARTIN CORP | COMMON | 539830109 |  | 4396 | 9036 | SH |  | SOLE | 1 | 9036 | 0 | 0 |
| LULULEMON ATHLETICA INC | COMMON | 550021109 |  | 6616 | 20651 | SH |  | SOLE | 1 | 20651 | 0 | 0 |
| M D C HLDGS INC | COMMON | 552676108 |  | 448 | 14163 | SH |  | SOLE | 1 | 14163 | 0 | 0 |
| MP MATERIALS CORP | COMMON | 553368101 |  | 1068 | 44000 | SH |  | SOLE | 1 | 44000 | 0 | 0 |
| MARTEN TRANSPORT LTD | COMMON | 573075108 |  | 1531 | 77400 | SH |  | SOLE | 1 | 77400 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COMMON | 573874104 |  | 1898 | 51255 | SH |  | SOLE | 1 | 51255 | 0 | 0 |
| MCDONALD'S CORP | COMMON | 580135101 |  | 16093 | 61066 | SH |  | SOLE | 1 | 61066 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | DEPOSITARY RECEI | 589492107 |  | 1 | 970 | SH |  | SOLE | 1 | 970 | 0 | 0 |
| MICROSOFT CORP | COMMON | 594918104 |  | 84327 | 351627 | SH |  | SOLE | 1 | 351627 | 0 | 0 |
| MICRON TECHNOLOGY INC | COMMON | 595112103 |  | 5 | 100 | SH |  | SOLE | 1 | 100 | 0 | 0 |
| MONDELEZ INTERNATIONAL INC | COMMON | 609207105 |  | 15494 | 232471 | SH |  | SOLE | 1 | 232471 | 0 | 0 |
| MONOLITHIC POWER SYSTEMS INC | COMMON | 609839105 |  | 6026 | 17041 | SH |  | SOLE | 1 | 17041 | 0 | 0 |
| MORGAN STANLEY | COMMON | 617446448 |  | 10780 | 126790 | SH |  | SOLE | 1 | 126790 | 0 | 0 |
| MOTOROLA SOLUTIONS INC | COMMON | 620076307 |  | 361 | 1400 | SH |  | SOLE | 1 | 1400 | 0 | 0 |
| NATIONAL INSTRUMENTS CORP | COMMON | 636518102 |  | 220 | 5965 | SH |  | SOLE | 1 | 5965 | 0 | 0 |
| NATIONAL PRESTO INDUSTRIES INC | COMMON | 637215104 |  | 86 | 1250 | SH |  | SOLE | 1 | 1250 | 0 | 0 |
| NESTLE SA ADR | DEPOSITARY RECEI | 641069406 |  | 4146 | 35950 | SH |  | SOLE | 1 | 35950 | 0 | 0 |
| NEWMONT MINING CORP | COMMON | 651639106 |  | 140 | 2975 | SH |  | SOLE | 1 | 2975 | 0 | 0 |
| NICE LTD ADR | DEPOSITARY RECEI | 653656108 |  | 202 | 1050 | SH |  | SOLE | 1 | 1050 | 0 | 0 |
| NIKE INC CL B | COMMON | 654106103 |  | 3527 | 30139 | SH |  | SOLE | 1 | 30139 | 0 | 0 |
| NORTHERN OIL AND GAS INC | COMMON | 665531307 |  | 5657 | 183550 | SH |  | SOLE | 1 | 183550 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COMMON | 666807102 |  | 12610 | 23111 | SH |  | SOLE | 1 | 23111 | 0 | 0 |
| CHORD ENERGY CORPORATION | COMMON | 674215207 |  | 5959 | 43560 | SH |  | SOLE | 1 | 43560 | 0 | 0 |
| OLD NATIONAL BANCORP/IN | COMMON | 680033107 |  | 1089 | 60550 | SH |  | SOLE | 1 | 60550 | 0 | 0 |
| OLD REPUBLIC INTL CORP | COMMON | 680223104 |  | 178 | 7390 | SH |  | SOLE | 1 | 7390 | 0 | 0 |
| OLIN CORP | COMMON | 680665205 |  | 3787 | 71525 | SH |  | SOLE | 1 | 71525 | 0 | 0 |
| OUTSET MED INC | COMMON | 690145107 |  | 69 | 2668 | SH |  | SOLE | 1 | 2668 | 0 | 0 |
| PNC FINL SVCS GROUP INC/THE | COMMON | 693475105 |  | 6909 | 43745 | SH |  | SOLE | 1 | 43745 | 0 | 0 |
| PALO ALTO NETWORKS INC | COMMON | 697435105 |  | 1550 | 11109 | SH |  | SOLE | 1 | 11109 | 0 | 0 |
| PARKER-HANNIFIN CORP | COMMON | 701094104 |  | 7281 | 25019 | SH |  | SOLE | 1 | 25019 | 0 | 0 |
| PATTERSON COS INC | COMMON | 703395103 |  | 280 | 10000 | SH |  | SOLE | 1 | 10000 | 0 | 0 |
| PEPSICO INC | COMMON | 713448108 |  | 23464 | 129879 | SH |  | SOLE | 1 | 129879 | 0 | 0 |
| PERKINELMER INC | COMMON | 714046109 |  | 2261 | 16125 | SH |  | SOLE | 1 | 16125 | 0 | 0 |
| PFIZER INC | COMMON | 717081103 |  | 10907 | 212858 | SH |  | SOLE | 1 | 212858 | 0 | 0 |
| PIPER SANDLER COMPANIES | COMMON | 724078100 |  | 446 | 3425 | SH |  | SOLE | 1 | 3425 | 0 | 0 |
| POTLATCHDELTIC CORP | REIT | 737630103 |  | 282 | 6410 | SH |  | SOLE | 1 | 6410 | 0 | 0 |
| POWER INTEGRATIONS INC | COMMON | 739276103 |  | 577 | 8050 | SH |  | SOLE | 1 | 8050 | 0 | 0 |
| PROCTER  GAMBLE CO | COMMON | 742718109 |  | 12608 | 83190 | SH |  | SOLE | 1 | 83190 | 0 | 0 |
| QUALCOMM INC | COMMON | 747525103 |  | 4032 | 36679 | SH |  | SOLE | 1 | 36679 | 0 | 0 |
| REALTY INCOME CORP | REIT | 756109104 |  | 11062 | 174401 | SH |  | SOLE | 1 | 174401 | 0 | 0 |
| REGAL REXNORD CORPORATION | COMMON | 758750103 |  | 1189 | 9913 | SH |  | SOLE | 1 | 9913 | 0 | 0 |
| REINSURANCE GROUP OF AMERICA I | COMMON | 759351604 |  | 9728 | 68465 | SH |  | SOLE | 1 | 68465 | 0 | 0 |
| RELX PLC - ADR | DEPOSITARY RECEI | 759530108 |  | 2584 | 93230 | SH |  | SOLE | 1 | 93230 | 0 | 0 |
| RIO TINTO PLC ADR | DEPOSITARY RECEI | 767204100 |  | 2321 | 32600 | SH |  | SOLE | 1 | 32600 | 0 | 0 |
| ROCHE HOLDING AG ADR | DEPOSITARY RECEI | 771195104 |  | 1155 | 29500 | SH |  | SOLE | 1 | 29500 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COMMON | 773903109 |  | 1502 | 5830 | SH |  | SOLE | 1 | 5830 | 0 | 0 |
| ROPER INDS INC | COMMON | 776696106 |  | 14 | 32 | SH |  | SOLE | 1 | 32 | 0 | 0 |
| ROSS STORES INC | COMMON | 778296103 |  | 182 | 1570 | SH |  | SOLE | 1 | 1570 | 0 | 0 |
| SHELL PLC  ADR | DEPOSITARY RECEI | 780259305 |  | 7155 | 125630 | SH |  | SOLE | 1 | 125630 | 0 | 0 |
| SAFRAN SA ADR | DEPOSITARY RECEI | 786584102 |  | 989 | 31645 | SH |  | SOLE | 1 | 31645 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | COMMON | 803607100 |  | 5117 | 39490 | SH |  | SOLE | 1 | 39490 | 0 | 0 |
| SCHWAB CHARLES CORP NEW | COMMON | 808513105 |  | 9 | 110 | SH |  | SOLE | 1 | 110 | 0 | 0 |
| MATIV HOLDINGS INC | COMMON | 808541106 |  | 138 | 6585 | SH |  | SOLE | 1 | 6585 | 0 | 0 |
| SCIENCE APPLICATIONS INTL CORP | COMMON | 808625107 |  | 3107 | 28005 | SH |  | SOLE | 1 | 28005 | 0 | 0 |
| SCOTTS MIRACLE-GRO CO | COMMON | 810186106 |  | 288 | 5935 | SH |  | SOLE | 1 | 5935 | 0 | 0 |
| SHERWIN-WILLIAMS CO/THE | COMMON | 824348106 |  | 5805 | 24459 | SH |  | SOLE | 1 | 24459 | 0 | 0 |
| SIEMENS AG ADR | DEPOSITARY RECEI | 826197501 |  | 14919 | 216877 | SH |  | SOLE | 1 | 216877 | 0 | 0 |
| SILGAN HOLDINGS INC | COMMON | 827048109 |  | 888 | 17125 | SH |  | SOLE | 1 | 17125 | 0 | 0 |
| SONY GROUP CORPORATION ADR | DEPOSITARY RECEI | 835699307 |  | 2176 | 28525 | SH |  | SOLE | 1 | 28525 | 0 | 0 |
| SPLUNK INC | COMMON | 848637104 |  | 3350 | 38915 | SH |  | SOLE | 1 | 38915 | 0 | 0 |
| SQUARE INC | COMMON | 852234103 |  | 63 | 1000 | SH |  | SOLE | 1 | 1000 | 0 | 0 |
| STAAR SURGICAL CO | COMMON | 852312305 |  | 1545 | 31830 | SH |  | SOLE | 1 | 31830 | 0 | 0 |
| STARBUCKS CORP | COMMON | 855244109 |  | 9701 | 97795 | SH |  | SOLE | 1 | 97795 | 0 | 0 |
| STEPAN CO | COMMON | 858586100 |  | 234 | 2200 | SH |  | SOLE | 1 | 2200 | 0 | 0 |
| STIFEL FINANCIAL CORP | COMMON | 860630102 |  | 1882 | 32250 | SH |  | SOLE | 1 | 32250 | 0 | 0 |
| STORE CAPITAL CORP | REIT | 862121100 |  | 385 | 12000 | SH |  | SOLE | 1 | 12000 | 0 | 0 |
| SURMODICS INC | COMMON | 868873100 |  | 567 | 16624 | SH |  | SOLE | 1 | 16624 | 0 | 0 |
| SYSCO CORP | COMMON | 871829107 |  | 10347 | 135341 | SH |  | SOLE | 1 | 135341 | 0 | 0 |
| TJX COS INC/THE | COMMON | 872540109 |  | 18870 | 237065 | SH |  | SOLE | 1 | 237065 | 0 | 0 |
| TAIWAN SEMICONDUCTOR ADR | DEPOSITARY RECEI | 874039100 |  | 1052 | 14125 | SH |  | SOLE | 1 | 14125 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWARE | COMMON | 874054109 |  | 1011 | 9712 | SH |  | SOLE | 1 | 9712 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COMMON | 883556102 |  | 21709 | 39422 | SH |  | SOLE | 1 | 39422 | 0 | 0 |
| THOMSON REUTERS CORP | COMMON | 884903709 |  | 721 | 6325 | SH |  | SOLE | 1 | 6325 | 0 | 0 |
| THOR INDUSTRIES INC | COMMON | 885160101 |  | 1586 | 21005 | SH |  | SOLE | 1 | 21005 | 0 | 0 |
| TRANSDIGM GROUP INC | COMMON | 893641100 |  | 13 | 20 | SH |  | SOLE | 1 | 20 | 0 | 0 |
| TYSON FOODS INC - CL A | COMMON | 902494103 |  | 95 | 1525 | SH |  | SOLE | 1 | 1525 | 0 | 0 |
| US BANCORP | COMMON | 902973304 |  | 1588 | 36410 | SH |  | SOLE | 1 | 36410 | 0 | 0 |
| UNION PACIFIC CORP | COMMON | 907818108 |  | 20921 | 101034 | SH |  | SOLE | 1 | 101034 | 0 | 0 |
| URBAN OUTFITTERS INC | COMMON | 917047102 |  | 102 | 4275 | SH |  | SOLE | 1 | 4275 | 0 | 0 |
| VANGUARD FTSE DEV MKTS ETF | EXCHANGE TRADED | 921943858 |  | 130 | 3092 | SH |  | SOLE | 1 | 3092 | 0 | 0 |
| VANGUARD MSCI EMERGING MKT | COMMON | 922042858 |  | 37 | 950 | SH |  | SOLE | 1 | 950 | 0 | 0 |
| VESTAS WIND SYS-UNSP ADR | DEPOSITARY RECEI | 925458101 |  | 704 | 73375 | SH |  | SOLE | 1 | 73375 | 0 | 0 |
| WALMART INC | COMMON | 931142103 |  | 50 | 354 | SH |  | SOLE | 1 | 354 | 0 | 0 |
| WELLS FARGO  CO | COMMON | 949746101 |  | 7568 | 183300 | SH |  | SOLE | 1 | 183300 | 0 | 0 |
| WESTERN ALLIANCE BANCORP | COMMON | 957638109 |  | 1379 | 23150 | SH |  | SOLE | 1 | 23150 | 0 | 0 |
| WILLIAMS COS INC DEL | COMMON | 969457100 |  | 11365 | 345430 | SH |  | SOLE | 1 | 345430 | 0 | 0 |
| WOODSIDE ENERGY GROUP LTD ADR | DEPOSITARY RECEI | 980228308 |  | 478 | 19760 | SH |  | SOLE | 1 | 19760 | 0 | 0 |
| WORLD FUEL SVCS CORP | COMMON | 981475106 |  | 907 | 33200 | SH |  | SOLE | 1 | 33200 | 0 | 0 |
| ZURICH INSURANCE GROUP AG ADR | DEPOSITARY RECEI | 989825104 |  | 1574 | 32900 | SH |  | SOLE | 1 | 32900 | 0 | 0 |
| EQUITABLE HLDGS INC | COMMON | 29452E101 |  | 189 | 6600 | SH |  | SOLE | 1 | 6600 | 0 | 0 |
| RAYTHEON TECHNOLOGIES COR | COMMON | 75513E101 |  | 58 | 575 | SH |  | SOLE | 1 | 575 | 0 | 0 |
| QUANTA SERVICES INC | COMMON | 74762E102 |  | 215 | 1510 | SH |  | SOLE | 1 | 1510 | 0 | 0 |
| CNO FINL GROUP INC | COMMON | 12621E103 |  | 471 | 20600 | SH |  | SOLE | 1 | 20600 | 0 | 0 |
| EVOLUTION AB- ADR | DEPOSITARY RECEI | 30051E104 |  | 544 | 5555 | SH |  | SOLE | 1 | 5555 | 0 | 0 |
| TARGET CORP | COMMON | 87612E106 |  | 5573 | 37390 | SH |  | SOLE | 1 | 37390 | 0 | 0 |
| ESSENTIAL PPTYS RLTY TR I | REIT | 29670E107 |  | 516 | 21975 | SH |  | SOLE | 1 | 21975 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP | COMMON | 28176E108 |  | 3 | 34 | SH |  | SOLE | 1 | 34 | 0 | 0 |
| TRAVELERS COS INC/THE | COMMON | 89417E109 |  | 42 | 226 | SH |  | SOLE | 1 | 226 | 0 | 0 |
| BROADSTONE NET LEASE INC | REIT | 11135E203 |  | 450 | 27775 | SH |  | SOLE | 1 | 27775 | 0 | 0 |
| AES CORP. | COMMON | 00130H105 |  | 4500 | 156460 | SH |  | SOLE | 1 | 156460 | 0 | 0 |
| ASGN INC | COMMON | 00191U102 |  | 2967 | 36415 | SH |  | SOLE | 1 | 36415 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COMMON | 00507V109 |  | 8876 | 115952 | SH |  | SOLE | 1 | 115952 | 0 | 0 |
| ADOBE INC | COMMON | 00724F101 |  | 7304 | 21705 | SH |  | SOLE | 1 | 21705 | 0 | 0 |
| ADYEN NV-ADR | DEPOSITARY RECEI | 00783V104 |  | 413 | 29925 | SH |  | SOLE | 1 | 29925 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COMMON | 00846U101 |  | 8854 | 59165 | SH |  | SOLE | 1 | 59165 | 0 | 0 |
| AIR LEASE CORP | COMMON | 00912X302 |  | 2961 | 77075 | SH |  | SOLE | 1 | 77075 | 0 | 0 |
| AKOYA BIOSCIENCES INC | COMMON | 00974H104 |  | 18 | 1854 | SH |  | SOLE | 1 | 1854 | 0 | 0 |
| ALIBABA GROUP HOLDING LTD ADR | DEPOSITARY RECEI | 01609W102 |  | 436 | 4950 | SH |  | SOLE | 1 | 4950 | 0 | 0 |
| ALPHABET INC - CL C | COMMON | 02079K107 |  | 11732 | 132220 | SH |  | SOLE | 1 | 132220 | 0 | 0 |
| ALPHABET INC - CL A | COMMON | 02079K305 |  | 29770 | 337414 | SH |  | SOLE | 1 | 337414 | 0 | 0 |
| AMBEV SA ADR | DEPOSITARY RECEI | 02319V103 |  | 59 | 21575 | SH |  | SOLE | 1 | 21575 | 0 | 0 |
| AMERICAN TOWER CORP | REIT | 03027X100 |  | 9976 | 47088 | SH |  | SOLE | 1 | 47088 | 0 | 0 |
| AMERIPRISE FINANCIAL INC | COMMON | 03076C106 |  | 17064 | 54804 | SH |  | SOLE | 1 | 54804 | 0 | 0 |
| ANSYS INC | COMMON | 03662Q105 |  | 3432 | 14205 | SH |  | SOLE | 1 | 14205 | 0 | 0 |
| ARTISAN PARTNERS ASSET MG | COMMON | 04316A108 |  | 1568 | 52800 | SH |  | SOLE | 1 | 52800 | 0 | 0 |
| ATRICURE INC | COMMON | 04963C209 |  | 2074 | 46725 | SH |  | SOLE | 1 | 46725 | 0 | 0 |
| AVIENT CORPORATION | COMMON | 05368V106 |  | 923 | 27350 | SH |  | SOLE | 1 | 27350 | 0 | 0 |
| AZEK CO INC | COMMON | 05478C105 |  | 931 | 45800 | SH |  | SOLE | 1 | 45800 | 0 | 0 |
| BAE SYSTEMS PLC ADR | DEPOSITARY RECEI | 05523R107 |  | 1772 | 42050 | SH |  | SOLE | 1 | 42050 | 0 | 0 |
| BANCO SANTANDER CHILE ADR | DEPOSITARY RECEI | 05965X109 |  | 74 | 4700 | SH |  | SOLE | 1 | 4700 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COMMON | 09061G101 |  | 2432 | 23500 | SH |  | SOLE | 1 | 23500 | 0 | 0 |
| BIO-TECHNE CORP | COMMON | 09073M104 |  | 3870 | 46700 | SH |  | SOLE | 1 | 46700 | 0 | 0 |
| BLACKSTONE GROUP INC | COMMON | 09260D107 |  | 1120 | 15100 | SH |  | SOLE | 1 | 15100 | 0 | 0 |
| BOOKING HOLDINGS INC | COMMON | 09857L108 |  | 939 | 466 | SH |  | SOLE | 1 | 466 | 0 | 0 |
| BROADCOM INC | COMMON | 11135F101 |  | 49957 | 89347 | SH |  | SOLE | 1 | 89347 | 0 | 0 |
| CRH PLC ADR | DEPOSITARY RECEI | 12626K203 |  | 924 | 23225 | SH |  | SOLE | 1 | 23225 | 0 | 0 |
| CADENCE BANK | COMMON | 12740C103 |  | 729 | 29575 | SH |  | SOLE | 1 | 29575 | 0 | 0 |
| CARDINAL HEALTH INC | COMMON | 14149Y108 |  | 221 | 2875 | SH |  | SOLE | 1 | 2875 | 0 | 0 |
| CARLYLE GROUP LP/THE | PARTNERSHIP SHAR | 14316J108 |  | 8853 | 296680 | SH |  | SOLE | 1 | 296680 | 0 | 0 |
| CENTENE CORP | COMMON | 15135B101 |  | 4233 | 51614 | SH |  | SOLE | 1 | 51614 | 0 | 0 |
| CHENIERE ENERGY INC | COMMON | 16411R208 |  | 11214 | 74779 | SH |  | SOLE | 1 | 74779 | 0 | 0 |
| CHINA PETROLEUM  CHEMICAL COR | DEPOSITARY RECEI | 16941R108 |  | 68 | 1400 | SH |  | SOLE | 1 | 1400 | 0 | 0 |
| COHERENT INC | COMMON | 19247G107 |  | 1071 | 30500 | SH |  | SOLE | 1 | 30500 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COMMON | 20337X109 |  | 84 | 11400 | SH |  | SOLE | 1 | 11400 | 0 | 0 |
| CONOCOPHILLIPS | COMMON | 20825C104 |  | 28007 | 237350 | SH |  | SOLE | 1 | 237350 | 0 | 0 |
| CONSTELLATION BRANDS INC | COMMON | 21036P108 |  | 16771 | 72366 | SH |  | SOLE | 1 | 72366 | 0 | 0 |
| CONSTELLATION ENERGY GROUP | COMMON | 21037T109 |  | 221 | 2560 | SH |  | SOLE | 1 | 2560 | 0 | 0 |
| COSTCO WHOLESALE CORP | COMMON | 22160K105 |  | 366 | 802 | SH |  | SOLE | 1 | 802 | 0 | 0 |
| DEVON ENERGY CORP | COMMON | 25179M103 |  | 2460 | 40000 | SH |  | SOLE | 1 | 40000 | 0 | 0 |
| DIAGEO PLC ADR | DEPOSITORY RECEI | 25243Q205 |  | 5307 | 29785 | SH |  | SOLE | 1 | 29785 | 0 | 0 |
| DOMINION RES INC VA NEW | COMMON | 25746U109 |  | 21 | 349 | SH |  | SOLE | 1 | 349 | 0 | 0 |
| DROPBOX INC | COMMON | 26210C104 |  | 55 | 2455 | SH |  | SOLE | 1 | 2455 | 0 | 0 |
| EAGLE MATERIALS INC | COMMON | 26969P108 |  | 2117 | 15935 | SH |  | SOLE | 1 | 15935 | 0 | 0 |
| EAST WEST BANCORP INC | COMMON | 27579R104 |  | 3937 | 59740 | SH |  | SOLE | 1 | 59740 | 0 | 0 |
| EMCOR GROUP INC | COMMON | 29084Q100 |  | 2807 | 18955 | SH |  | SOLE | 1 | 18955 | 0 | 0 |
| ASPEN TECHNOLOGY INC | COMMON | 29109X106 |  | 2988 | 14547 | SH |  | SOLE | 1 | 14547 | 0 | 0 |
| ENCOMPASS HEALTH CORP | COMMON | 29261A100 |  | 5202 | 86975 | SH |  | SOLE | 1 | 86975 | 0 | 0 |
| ENPRO INDS INC | COMMON | 29355X107 |  | 535 | 4925 | SH |  | SOLE | 1 | 4925 | 0 | 0 |
| ENTEGRIS INC | COMMON | 29362U104 |  | 563 | 8582 | SH |  | SOLE | 1 | 8582 | 0 | 0 |
| ENTERGY CORP NEW | COMMON | 29364G103 |  | 12044 | 107055 | SH |  | SOLE | 1 | 107055 | 0 | 0 |
| EPAM SYSTEMS INC | COMMON | 29414B104 |  | 3012 | 9189 | SH |  | SOLE | 1 | 9189 | 0 | 0 |
| EVERCORE INC - CL A | COMMON | 29977A105 |  | 485 | 4450 | SH |  | SOLE | 1 | 4450 | 0 | 0 |
| EVERTEC INC | COMMON | 30040P103 |  | 58 | 1800 | SH |  | SOLE | 1 | 1800 | 0 | 0 |
| EXACT SCIENCES CORP | COMMON | 30063P105 |  | 2670 | 53925 | SH |  | SOLE | 1 | 53925 | 0 | 0 |
| EXXON MOBIL CORP | COMMON | 30231G102 |  | 11799 | 106975 | SH |  | SOLE | 1 | 106975 | 0 | 0 |
| FEDEX CORP | COMMON | 31428X106 |  | 10191 | 58842 | SH |  | SOLE | 1 | 58842 | 0 | 0 |
| FIRST REPUBLIC BANK | COMMON | 33616C100 |  | 4490 | 36835 | SH |  | SOLE | 1 | 36835 | 0 | 0 |
| GDS HLDGS LTD ADR | DEPOSITARY RECEI | 36165L108 |  | 32 | 1575 | SH |  | SOLE | 1 | 1575 | 0 | 0 |
| GLENCORE PLC ADR | DEPOSITARY RECEI | 37827X100 |  | 339 | 25450 | SH |  | SOLE | 1 | 25450 | 0 | 0 |
| GLOBAL PAYMENTS INC | COMMON | 37940X102 |  | 689 | 6940 | SH |  | SOLE | 1 | 6940 | 0 | 0 |
| GOLDMAN SACHS GROUP INC/THE | COMMON | 38141G104 |  | 12261 | 35707 | SH |  | SOLE | 1 | 35707 | 0 | 0 |
| HCA HEALTHCARE INC | COMMON | 40412C101 |  | 9842 | 41014 | SH |  | SOLE | 1 | 41014 | 0 | 0 |
| HDFC BANK LTD ADR | DEPOSITARY RECEI | 40415F101 |  | 629 | 9200 | SH |  | SOLE | 1 | 9200 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | COMMON | 40637H109 |  | 3060 | 53775 | SH |  | SOLE | 1 | 53775 | 0 | 0 |
| HANNON ARMSTRONG SUST INF | REIT | 41068X100 |  | 1513 | 52225 | SH |  | SOLE | 1 | 52225 | 0 | 0 |
| INSULET CORP | COMMON | 45784P101 |  | 4694 | 15945 | SH |  | SOLE | 1 | 15945 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE INC | COMMON | 45866F104 |  | 2811 | 27400 | SH |  | SOLE | 1 | 27400 | 0 | 0 |
| ISHARES MSCI INDIA ETF | EXCHANGE TRADED | 46429B598 |  | 976 | 23375 | SH |  | SOLE | 1 | 23375 | 0 | 0 |
| JPMORGAN CHASE  CO | COMMON | 46625H100 |  | 11602 | 86516 | SH |  | SOLE | 1 | 86516 | 0 | 0 |
| JACOBS SOLUTIONS INC | COMMON | 46982L108 |  | 7029 | 58545 | SH |  | SOLE | 1 | 58545 | 0 | 0 |
| JD.COM INC ADR | DEPOSITARY RECEI | 47215P106 |  | 438 | 7800 | SH |  | SOLE | 1 | 7800 | 0 | 0 |
| KBR INC | COMMON | 48242W106 |  | 3932 | 74475 | SH |  | SOLE | 1 | 74475 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC | COMMON | 49338L103 |  | 1979 | 11567 | SH |  | SOLE | 1 | 11567 | 0 | 0 |
| MKS INSTRUMENTS INC | COMMON | 55306N104 |  | 3256 | 38425 | SH |  | SOLE | 1 | 38425 | 0 | 0 |
| MYR GROUP INC DEL | COMMON | 55405W104 |  | 1243 | 13500 | SH |  | SOLE | 1 | 13500 | 0 | 0 |
| MARATHON PETROLEUM CORP | COMMON | 56585A102 |  | 25 | 216 | SH |  | SOLE | 1 | 216 | 0 | 0 |
| MASTERCARD INC | COMMON | 57636Q104 |  | 8 | 22 | SH |  | SOLE | 1 | 22 | 0 | 0 |
| MERCK  CO INC | COMMON | 58933Y105 |  | 114 | 1029 | SH |  | SOLE | 1 | 1029 | 0 | 0 |
| METLIFE INC | COMMON | 59156R108 |  | 3900 | 53890 | SH |  | SOLE | 1 | 53890 | 0 | 0 |
| MOLINA HEALTHCARE INC | COMMON | 60855R100 |  | 1478 | 4475 | SH |  | SOLE | 1 | 4475 | 0 | 0 |
| MOSAIC CO/THE | COMMON | 61945C103 |  | 798 | 18201 | SH |  | SOLE | 1 | 18201 | 0 | 0 |
| NCINO INC | COMMON | 63947X101 |  | 1617 | 61175 | SH |  | SOLE | 1 | 61175 | 0 | 0 |
| NEXSTAR MEDIA GROUP INC | COMMON | 65336K103 |  | 7231 | 41315 | SH |  | SOLE | 1 | 41315 | 0 | 0 |
| NEXTERA ENERGY INC | COMMON | 65339F101 |  | 19132 | 228846 | SH |  | SOLE | 1 | 228846 | 0 | 0 |
| NEXTERA ENERGY PARTNERS LTD | COMMON | 65341B106 |  | 163 | 2325 | SH |  | SOLE | 1 | 2325 | 0 | 0 |
| NOVARTIS AG ADR | DEPOSITARY RECEI | 66987V109 |  | 980 | 10800 | SH |  | SOLE | 1 | 10800 | 0 | 0 |
| NVIDIA CORP | COMMON | 67066G104 |  | 13493 | 92329 | SH |  | SOLE | 1 | 92329 | 0 | 0 |
| NUTRIEN LTD | COMMON | 67077M108 |  | 3698 | 50635 | SH |  | SOLE | 1 | 50635 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COMMON | 67103H107 |  | 139 | 165 | SH |  | SOLE | 1 | 165 | 0 | 0 |
| ORACLE CORP | COMMON | 68389X105 |  | 16237 | 198646 | SH |  | SOLE | 1 | 198646 | 0 | 0 |
| OTIS WORLDWIDE CORP | COMMON | 68902V107 |  | 666 | 8505 | SH |  | SOLE | 1 | 8505 | 0 | 0 |
| PTC INC | COMMON | 69370C100 |  | 7210 | 60060 | SH |  | SOLE | 1 | 60060 | 0 | 0 |
| PAYCOM SOFTWARE INC | COMMON | 70432V102 |  | 6906 | 22255 | SH |  | SOLE | 1 | 22255 | 0 | 0 |
| PAYPAL HOLDINGS INC | COMMON | 70450Y103 |  | 526 | 7385 | SH |  | SOLE | 1 | 7385 | 0 | 0 |
| PHYSICIANS REALTY TRUST | REIT | 71943U104 |  | 1436 | 99211 | SH |  | SOLE | 1 | 99211 | 0 | 0 |
| T ROWE PRICE GROUP INC | COMMON | 74144T108 |  | 758 | 6950 | SH |  | SOLE | 1 | 6950 | 0 | 0 |
| PRINCIPAL FINANCIAL GROUP INC | COMMON | 74251V102 |  | 48 | 575 | SH |  | SOLE | 1 | 575 | 0 | 0 |
| PROVIDENT FINANCIAL SERVICES I | COMMON | 74386T105 |  | 625 | 29275 | SH |  | SOLE | 1 | 29275 | 0 | 0 |
| PUBLIC STORAGE | REIT | 74460D109 |  | 199 | 710 | SH |  | SOLE | 1 | 710 | 0 | 0 |
| QUEST DIAGNOSTICS INC | COMMON | 74834L100 |  | 7726 | 49384 | SH |  | SOLE | 1 | 49384 | 0 | 0 |
| S GLOBAL INC | COMMON | 78409V104 |  | 21 | 64 | SH |  | SOLE | 1 | 64 | 0 | 0 |
| SVB FINANCIAL GROUP | COMMON | 78486Q101 |  | 1133 | 4925 | SH |  | SOLE | 1 | 4925 | 0 | 0 |
| SALESFORCE INC | COMMON | 79466L302 |  | 8750 | 65991 | SH |  | SOLE | 1 | 65991 | 0 | 0 |
| SEA LTD-ADR | DEPOSITARY RECEI | 81141R100 |  | 64 | 1225 | SH |  | SOLE | 1 | 1225 | 0 | 0 |
| SENSIENT TECHNOLOGIES CORP | COMMON | 81725T100 |  | 423 | 5800 | SH |  | SOLE | 1 | 5800 | 0 | 0 |
| SERES THERAPEUTICS INC | COMMON | 81750R102 |  | 1484 | 265000 | SH |  | SOLE | 1 | 265000 | 0 | 0 |
| SERVICENOW INC | COMMON | 81762P102 |  | 3486 | 8979 | SH |  | SOLE | 1 | 8979 | 0 | 0 |
| SILK ROAD MEDICAL INC | COMMON | 82710M100 |  | 1498 | 28351 | SH |  | SOLE | 1 | 28351 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COMMON | 83088M102 |  | 10382 | 113929 | SH |  | SOLE | 1 | 113929 | 0 | 0 |
| SONOS INC | COMMON | 83570H108 |  | 39 | 2314 | SH |  | SOLE | 1 | 2314 | 0 | 0 |
| SOUTHERN COPPER CORP | COMMON | 84265V105 |  | 236 | 3900 | SH |  | SOLE | 1 | 3900 | 0 | 0 |
| SPIRE INC | COMMON | 84857L101 |  | 795 | 11550 | SH |  | SOLE | 1 | 11550 | 0 | 0 |
| STRATEGIC EDUCATION INC | COMMON | 86272C103 |  | 129 | 1650 | SH |  | SOLE | 1 | 1650 | 0 | 0 |
| SYNOVUS FINANCIAL CORP | COMMON | 87161C501 |  | 198 | 5281 | SH |  | SOLE | 1 | 5281 | 0 | 0 |
| TFI INTL INC | COMMON | 87241L109 |  | 3248 | 32400 | SH |  | SOLE | 1 | 32400 | 0 | 0 |
| TARGA RESOURCES CORP | COMMON | 87612G101 |  | 1492 | 20300 | SH |  | SOLE | 1 | 20300 | 0 | 0 |
| TC ENERGY CORP | COMMON | 87807B107 |  | 360 | 9030 | SH |  | SOLE | 1 | 9030 | 0 | 0 |
| TENET HEALTHCARE CORP | COMMON | 88033G407 |  | 5230 | 107200 | SH |  | SOLE | 1 | 107200 | 0 | 0 |
| TESLA MTRS INC | COMMON | 88160R101 |  | 663 | 5385 | SH |  | SOLE | 1 | 5385 | 0 | 0 |
| TETRALOGIC PHARMACEUTICALS COR | COMMON | 88165U109 |  | 0 | 3913 | SH |  | SOLE | 1 | 3913 | 0 | 0 |
| TEXAS PACIFIC LAND CORPOR | COMMON | 88262P102 |  | 563 | 240 | SH |  | SOLE | 1 | 240 | 0 | 0 |
| TREX CO INC | COMMON | 89531P105 |  | 2697 | 63710 | SH |  | SOLE | 1 | 63710 | 0 | 0 |
| TRIP COM GROUP LTD ADR | DEPOSITARY RECEI | 89677Q107 |  | 289 | 8400 | SH |  | SOLE | 1 | 8400 | 0 | 0 |
| TRUIST FINANCIAL CORP | COMMON | 89832Q109 |  | 5 | 125 | SH |  | SOLE | 1 | 125 | 0 | 0 |
| TWIST BIOSCIENCE CORP | COMMON | 90184D100 |  | 268 | 11250 | SH |  | SOLE | 1 | 11250 | 0 | 0 |
| UBER TECHNOLOGIES INC | COMMON | 90353T100 |  | 638 | 25800 | SH |  | SOLE | 1 | 25800 | 0 | 0 |
| ULTA BEAUTY INC | COMMON | 90384S303 |  | 8896 | 18965 | SH |  | SOLE | 1 | 18965 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COMMON | 91324P102 |  | 38352 | 72337 | SH |  | SOLE | 1 | 72337 | 0 | 0 |
| VAIL RESORTS INC | COMMON | 91879Q109 |  | 3834 | 16085 | SH |  | SOLE | 1 | 16085 | 0 | 0 |
| VISA INC | COMMON | 92826C839 |  | 21214 | 102107 | SH |  | SOLE | 1 | 102107 | 0 | 0 |
| VITAL FARMS INC | COMMON | 92847W103 |  | 730 | 48925 | SH |  | SOLE | 1 | 48925 | 0 | 0 |
| WEC ENERGY GROUP INC | COMMON | 92939U106 |  | 3816 | 40695 | SH |  | SOLE | 1 | 40695 | 0 | 0 |
| WASTE CONNECTIONS INC | COMMON | 94106B101 |  | 9314 | 70265 | SH |  | SOLE | 1 | 70265 | 0 | 0 |
| WASTE MANAGEMENT INC | COMMON | 94106L109 |  | 11122 | 70895 | SH |  | SOLE | 1 | 70895 | 0 | 0 |
| XCEL ENERGY INC | COMMON | 98389B100 |  | 10852 | 154785 | SH |  | SOLE | 1 | 154785 | 0 | 0 |
| YETI HOLDINGS INC | COMMON | 98585X104 |  | 6056 | 146590 | SH |  | SOLE | 1 | 146590 | 0 | 0 |
| ZIMMER BIOMET HOLDINGS INC | COMMON | 98956P102 |  | 321 | 2517 | SH |  | SOLE | 1 | 2517 | 0 | 0 |
| ZOETIS INC | COMMON | 98978V103 |  | 154 | 1052 | SH |  | SOLE | 1 | 1052 | 0 | 0 |
| ZURN WATER SOLUTIONS CORP | COMMON | 98983L108 |  | 482 | 22800 | SH |  | SOLE | 1 | 22800 | 0 | 0 |
| AMCOR PLC | COMMON | G0250X107 |  | 175 | 14725 | SH |  | SOLE | 1 | 14725 | 0 | 0 |
| AON PLC | COMMON | G0403H108 |  | 16 | 54 | SH |  | SOLE | 1 | 54 | 0 | 0 |
| ARCH CAPITAL GROUP LTD | COMMON | G0450A105 |  | 277 | 4410 | SH |  | SOLE | 1 | 4410 | 0 | 0 |
| AXIS CAPITAL HOLDINGS LTD | COMMON | G0692U109 |  | 2247 | 41475 | SH |  | SOLE | 1 | 41475 | 0 | 0 |
| ACCENTURE PLC CL A | COMMON | G1151C101 |  | 24129 | 90424 | SH |  | SOLE | 1 | 90424 | 0 | 0 |
| COCA-COLA EUROPACIFIC PARTNERS | COMMON | G25839104 |  | 3391 | 61300 | SH |  | SOLE | 1 | 61300 | 0 | 0 |
| EATON CORP PLC | COMMON | G29183103 |  | 8796 | 56044 | SH |  | SOLE | 1 | 56044 | 0 | 0 |
| ESSENT GROUP LTD | COMMON | G3198U102 |  | 138 | 3550 | SH |  | SOLE | 1 | 3550 | 0 | 0 |
| EVEREST RE GROUP LTD | COMMON | G3223R108 |  | 8603 | 25969 | SH |  | SOLE | 1 | 25969 | 0 | 0 |
| GENPACT LTD | COMMON | G3922B107 |  | 7983 | 172350 | SH |  | SOLE | 1 | 172350 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | COMMON | G50871105 |  | 908 | 5700 | SH |  | SOLE | 1 | 5700 | 0 | 0 |
| LINDE PLC | COMMON | G5494J103 |  | 7723 | 23678 | SH |  | SOLE | 1 | 23678 | 0 | 0 |
| MEDTRONIC PLC | COMMON | G5960L103 |  | 17334 | 223031 | SH |  | SOLE | 1 | 223031 | 0 | 0 |
| APTIV PLC | COMMON | G6095L109 |  | 5136 | 55147 | SH |  | SOLE | 1 | 55147 | 0 | 0 |
| PENTAIR LTD | COMMON | G7S00T104 |  | 161 | 3575 | SH |  | SOLE | 1 | 3575 | 0 | 0 |
| STERIS PLC | COMMON | G8473T100 |  | 2248 | 12170 | SH |  | SOLE | 1 | 12170 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | COMMON | G8994E103 |  | 1543 | 9180 | SH |  | SOLE | 1 | 9180 | 0 | 0 |
| GOLAR LNG LTD | COMMON | G9456A100 |  | 1849 | 81150 | SH |  | SOLE | 1 | 81150 | 0 | 0 |
| WILLIS TOWERS WATSON PLC | COMMON | G96629103 |  | 7062 | 28873 | SH |  | SOLE | 1 | 28873 | 0 | 0 |
| CHUBB LTD | COMMON | H1467J104 |  | 31065 | 140819 | SH |  | SOLE | 1 | 140819 | 0 | 0 |
| GARMIN LTD | COMMON | H2906T109 |  | 4161 | 45084 | SH |  | SOLE | 1 | 45084 | 0 | 0 |
| LOGITECH INTERNATIONAL SA | COMMON | H50430232 |  | 3772 | 60590 | SH |  | SOLE | 1 | 60590 | 0 | 0 |
| TE CONNECTIVITY LTD | COMMON | H84989104 |  | 12487 | 108776 | SH |  | SOLE | 1 | 108776 | 0 | 0 |
| GLOBANT SA | COMMON | L44385109 |  | 4612 | 27425 | SH |  | SOLE | 1 | 27425 | 0 | 0 |
| INMODE LTD | COMMON | M5425M103 |  | 4583 | 128375 | SH |  | SOLE | 1 | 128375 | 0 | 0 |
| STRATASYS LTD | COMMON | M85548101 |  | 1082 | 91200 | SH |  | SOLE | 1 | 91200 | 0 | 0 |
| ASML HOLDING NV | NY REG SHRS | N07059210 |  | 5107 | 9347 | SH |  | SOLE | 1 | 9347 | 0 | 0 |
| STELLANTIS NV | COMMON | N82405106 |  | 981 | 69075 | SH |  | SOLE | 1 | 69075 | 0 | 0 |
| FLEX LTD | COMMON | Y2573F102 |  | 86 | 4000 | SH |  | SOLE | 1 | 4000 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY ADX | COMMON | 006212104 |  | 4224 | 290495 | SH |  | SOLE | 1 | 0 | 290495 | 0 |
| APOLLO SR FLOATING RATE FD AFT | COMMON | 037636107 |  | 2392 | 193806 | SH |  | SOLE | 1 | 0 | 193806 | 0 |
| APOLLO TACTICAL INCOME FD AIF | COMMON | 037638103 |  | 66 | 5436 | SH |  | SOLE | 1 | 0 | 5436 | 0 |
| BLACKROCK MUNICIPAL INC QUALIT | COMMON | 092479104 |  | 833 | 73353 | SH |  | SOLE | 1 | 0 | 73353 | 0 |
| BLACKROCK CREDIT ALLOCATION IN | COMMON | 092508100 |  | 52600 | 5207917 | SH |  | SOLE | 1 | 0 | 5207917 | 0 |
| CLEARBRIDGE ENERGY MLP FD CEM | COMMON | 184692200 |  | 1392 | 41736 | SH |  | SOLE | 1 | 0 | 41736 | 0 |
| CREDIT SUISSE ASSET MANAGEMENT | COMMON | 224916106 |  | 178 | 70729 | SH |  | SOLE | 1 | 0 | 70729 | 0 |
| CUSHING MLP  INF TOTAL RETURN | COMMON | 231631300 |  | 34 | 1000 | SH |  | SOLE | 1 | 0 | 1000 | 0 |
| DWS MUNICIPAL INCOME TRUST KTF | COMMON | 233368109 |  | 31002 | 3600672 | SH |  | SOLE | 1 | 0 | 3600672 | 0 |
| DELAWARE ENHANCED GLOBAL DIVD | COMMON | 246060107 |  | 3972 | 509285 | SH |  | SOLE | 1 | 0 | 509285 | 0 |
| DELAWARE IVY HIGH INC OPP FD I | COMMON | 246107106 |  | 17868 | 1630270 | SH |  | SOLE | 1 | 0 | 1630270 | 0 |
| DOUBLELINE INCOME SOLUTIO DSL | COMMON | 258622109 |  | 3264 | 294350 | SH |  | SOLE | 1 | 0 | 294350 | 0 |
| DOUBLELINE OPP CREDIT FD DBL | COMMON | 258623107 |  | 37359 | 2515766 | SH |  | SOLE | 1 | 0 | 2515766 | 0 |
| EATON VANCE FLOATING-RATE INC | COMMON | 278279104 |  | 1191 | 107407 | SH |  | SOLE | 1 | 0 | 107407 | 0 |
| GUGGENHEIM TAXABLE MUNI MANAGE | COMMON | 401664107 |  | 559 | 34152 | SH |  | SOLE | 1 | 0 | 34152 | 0 |
| JOHN HANCOCK INCOME SECURITIES | COMMON | 410123103 |  | 18219 | 1710679 | SH |  | SOLE | 1 | 0 | 1710679 | 0 |
| KAYNE ANDERSON MLP INVESTMENT | COMMON | 486606106 |  | 590 | 68975 | SH |  | SOLE | 1 | 0 | 68975 | 0 |
| MFS CHARTER INCOME TRUST MCR | COMMON | 552727109 |  | 6403 | 1041159 | SH |  | SOLE | 1 | 0 | 1041159 | 0 |
| MFS MULTIMARKET INCOME TRUST M | COMMON | 552737108 |  | 230 | 51098 | SH |  | SOLE | 1 | 0 | 51098 | 0 |
| MFS GOVERNMENT MARKETS INCOME | COMMON | 552939100 |  | 12976 | 3920191 | SH |  | SOLE | 1 | 0 | 3920191 | 0 |
| MILLER HOWARD HIGH INC EQ HIE | COMMON | 600379101 |  | 10818 | 1035248 | SH |  | SOLE | 1 | 0 | 1035248 | 0 |
| NEW AMERICA HIGH INC FD HYB | COMMON | 641876800 |  | 1961 | 297098 | SH |  | SOLE | 1 | 0 | 297098 | 0 |
| NUVEEN NY AMT-FREE MUNICIPAL I | COMMON | 670656107 |  | 1051 | 102463 | SH |  | SOLE | 1 | 0 | 102463 | 0 |
| NUVEEN AMT-FREE QUALITY MUNI I | COMMON | 670657105 |  | 46932 | 4127679 | SH |  | SOLE | 1 | 0 | 4127679 | 0 |
| NUVEEN INTER DUR MUNI TERM FD | COMMON | 670671106 |  | 16 | 1200 | SH |  | SOLE | 1 | 0 | 1200 | 0 |
| NUVEEN INTERM DURATION QLTY MU | COMMON | 670677103 |  | 407 | 32574 | SH |  | SOLE | 1 | 0 | 32574 | 0 |
| NUVEEN MN QUALITY MUNI INC FD | COMMON | 670734102 |  | 1490 | 132458 | SH |  | SOLE | 1 | 0 | 132458 | 0 |
| NUVEEN MORTGAGE  INCOME FD JL | COMMON | 670735109 |  | 24277 | 1500440 | SH |  | SOLE | 1 | 0 | 1500440 | 0 |
| NUVEEN MULTI ASSET INCOME  NMA | COMMON | 670750108 |  | 5307 | 461857 | SH |  | SOLE | 1 | 0 | 461857 | 0 |
| NUVEEN PA QUALITY MUNI INC FD | COMMON | 670972108 |  | 10745 | 965379 | SH |  | SOLE | 1 | 0 | 965379 | 0 |
| NUVEEN OHIO QUALITY INCOME MUN | COMMON | 670980101 |  | 9430 | 743110 | SH |  | SOLE | 1 | 0 | 743110 | 0 |
| PIONEER DIVERSIFIED HIGH INC F | COMMON | 723653101 |  | 2875 | 285264 | SH |  | SOLE | 1 | 0 | 285264 | 0 |
| PIONEER MUNI HIGH INC OPP MIO | COMMON | 723760104 |  | 10145 | 952566 | SH |  | SOLE | 1 | 0 | 952566 | 0 |
| PUTNAM PREMIER INCOME TRUST PP | COMMON | 746853100 |  | 62346 | 17175182 | SH |  | SOLE | 1 | 0 | 17175182 | 0 |
| PUTNAM MASTER INTERMEDIATE INC | COMMON | 746909100 |  | 55211 | 17253383 | SH |  | SOLE | 1 | 0 | 17253383 | 0 |
| TCW STRATEGIC INCOME FD TSI | COMMON | 872340104 |  | 24561 | 5316198 | SH |  | SOLE | 1 | 0 | 5316198 | 0 |
| WESTERN ASSET PREMIER BOND FUN | COMMON | 957664105 |  | 14816 | 1392510 | SH |  | SOLE | 1 | 0 | 1392510 | 0 |
| BLACKROCK CORE BOND TRUST BHK | COMMON | 09249E101 |  | 13043 | 1256546 | SH |  | SOLE | 1 | 0 | 1256546 | 0 |
| BLACKROCK MUNIYIELD NY QUALITY | COMMON | 09255E102 |  | 304 | 31000 | SH |  | SOLE | 1 | 0 | 31000 | 0 |
| MFS HIGH YIELD MUNI TR  CMU | COMMON | 59318E102 |  | 190 | 60741 | SH |  | SOLE | 1 | 0 | 60741 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254E103 |  | 3842 | 342741 | SH |  | SOLE | 1 | 0 | 342741 | 0 |
| FIRST TR MORTGAGE INCOME FD FM | COMMON | 33734E103 |  | 21684 | 1934378 | SH |  | SOLE | 1 | 0 | 1934378 | 0 |
| INVESCO ADVANTAGE MUNI INC TRU | COMMON | 46132E103 |  | 11443 | 1332090 | SH |  | SOLE | 1 | 0 | 1332090 | 0 |
| KAYNE ANDERSON MIDSTREAM/ENERG | COMMON | 48661E108 |  | 546 | 72679 | SH |  | SOLE | 1 | 0 | 72679 | 0 |
| BNY MELLON STRATEGIC MUNI BOND | COMMON | 09662E109 |  | 2771 | 479381 | SH |  | SOLE | 1 | 0 | 479381 | 0 |
| FIRST TR HIGH INC LONG/SHORT F | COMMON | 33738E109 |  | 7815 | 682508 | SH |  | SOLE | 1 | 0 | 682508 | 0 |
| ALLIANCEBERNSTEIN HOLDING LP | COMMON | 01881G106 |  | 1382 | 40200 | SH |  | SOLE | 1 | 0 | 40200 | 0 |
| ANGEL OAK FINANCIAL STRAT INC | COMMON | 03464A100 |  | 7911 | 617536 | SH |  | SOLE | 1 | 0 | 617536 | 0 |
| ARES DYNAMIC CRED ALLOC FD  AR | COMMON | 04014F102 |  | 7924 | 683716 | SH |  | SOLE | 1 | 0 | 683716 | 0 |
| BNY MELLON ALCENTRA GLOBAL CRE | COMMON | 05588N108 |  | 1374 | 194650 | SH |  | SOLE | 1 | 0 | 194650 | 0 |
| BNYM STRATEGIC MUNICIPALS INC | COMMON | 05588W108 |  | 543 | 88841 | SH |  | SOLE | 1 | 0 | 88841 | 0 |
| BARINGS GLOBAL SHORT DUR HI YL | COMMON | 06760L100 |  | 10600 | 835967 | SH |  | SOLE | 1 | 0 | 835967 | 0 |
| BLACKROCK INCOME TR INC BKT | COMMON | 09247F209 |  | 30297 | 2455173 | SH |  | SOLE | 1 | 0 | 2455173 | 0 |
| BLACKROCK INC | COMMON | 09247X101 |  | 41 | 58 | SH |  | SOLE | 1 | 0 | 58 | 0 |
| BLACKROCK MUNI INC TR BFK | COMMON | 09248F109 |  | 173 | 17200 | SH |  | SOLE | 1 | 0 | 17200 | 0 |
| BLACKROCK NY MUNI INCOME BNY | COMMON | 09248L106 |  | 35 | 3473 | SH |  | SOLE | 1 | 0 | 3473 | 0 |
| BLACKROCK TAXABLE MUNI BOND TR | COMMON | 09248X100 |  | 1994 | 118381 | SH |  | SOLE | 1 | 0 | 118381 | 0 |
| BLACKROCK MUNICIPAL INCOME TRU | COMMON | 09249N101 |  | 860 | 83277 | SH |  | SOLE | 1 | 0 | 83277 | 0 |
| BLACKROCK LONG-TERM MUNI ADVAN | COMMON | 09250B103 |  | 1611 | 171381 | SH |  | SOLE | 1 | 0 | 171381 | 0 |
| BLACKROCK MUNIHOLDINGS FD MHD | COMMON | 09253N104 |  | 5003 | 412103 | SH |  | SOLE | 1 | 0 | 412103 | 0 |
| BLACKROCK MUNIYIELD FD MYD | COMMON | 09253W104 |  | 954 | 91652 | SH |  | SOLE | 1 | 0 | 91652 | 0 |
| BLACKROCK MUNICIPAL INCOME FD | COMMON | 09253X102 |  | 3061 | 270173 | SH |  | SOLE | 1 | 0 | 270173 | 0 |
| BLACKROCK MUNIHOLDINGS QUALITY | COMMON | 09254C107 |  | 3925 | 394478 | SH |  | SOLE | 1 | 0 | 394478 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254F100 |  | 1829 | 157671 | SH |  | SOLE | 1 | 0 | 157671 | 0 |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 09254G108 |  | 2404 | 235195 | SH |  | SOLE | 1 | 0 | 235195 | 0 |
| BLACKROCK MUNIHOLDINGS CA MUC | COMMON | 09254L107 |  | 5580 | 519563 | SH |  | SOLE | 1 | 0 | 519563 | 0 |
| BLACKROCK MUNIYIELD MI QUALITY | COMMON | 09254V105 |  | 1984 | 178919 | SH |  | SOLE | 1 | 0 | 178919 | 0 |
| BLACKROCK MUNIHOLDINGS NJ QUAL | COMMON | 09254X101 |  | 833 | 75209 | SH |  | SOLE | 1 | 0 | 75209 | 0 |
| BLACKROCK MUNIHOLDINGS NY QUAL | COMMON | 09255C106 |  | 157 | 15300 | SH |  | SOLE | 1 | 0 | 15300 | 0 |
| BLACKROCK MUNIYIELD PA QUALITY | COMMON | 09255G107 |  | 536 | 48700 | SH |  | SOLE | 1 | 0 | 48700 | 0 |
| BLACKROCK ENHANCED GOVERNMENT | COMMON | 09255K108 |  | 15778 | 1629943 | SH |  | SOLE | 1 | 0 | 1629943 | 0 |
| BLACKROCK CORP HIGH YIELD FD H | COMMON | 09255P107 |  | 61020 | 6981693 | SH |  | SOLE | 1 | 0 | 6981693 | 0 |
| BLACKSTONE LNG SHRT CRED INC F | COMMON | 09257D102 |  | 7562 | 697622 | SH |  | SOLE | 1 | 0 | 697622 | 0 |
| BLACKSTONE STRAT CREDIT FD BGB | COMMON | 09257R101 |  | 14585 | 1378549 | SH |  | SOLE | 1 | 0 | 1378549 | 0 |
| BLACKROCK CAP ALLOCATION BCAT | COMMON | 09260U109 |  | 330 | 23773 | SH |  | SOLE | 1 | 0 | 23773 | 0 |
| BLACKROCK ESG CAP ALLOC TRUST | COMMON | 09262F100 |  | 14726 | 1096490 | SH |  | SOLE | 1 | 0 | 1096490 | 0 |
| BNY MELLON HIGH YIELD STRATEGI | COMMON | 09660L105 |  | 3725 | 1724536 | SH |  | SOLE | 1 | 0 | 1724536 | 0 |
| CALAMOS LNG/SHRT EQ  DYN CPZ | COMMON | 12812C106 |  | 11446 | 753544 | SH |  | SOLE | 1 | 0 | 753544 | 0 |
| CLEARBRIDGE ENERGY MLP OPP FD | COMMON | 18469P209 |  | 7150 | 250015 | SH |  | SOLE | 1 | 0 | 250015 | 0 |
| CLEARBRIDGE ENERGY MLP TOTAL R | COMMON | 18469Q207 |  | 569 | 20141 | SH |  | SOLE | 1 | 0 | 20141 | 0 |
| CLOUGH GLOBAL DIV  INC FD GLV | COMMON | 18913Y103 |  | 387 | 60404 | SH |  | SOLE | 1 | 0 | 60404 | 0 |
| COHEN  STEERS LTD DUR PFD  I | COMMON | 19248C105 |  | 1301 | 68397 | SH |  | SOLE | 1 | 0 | 68397 | 0 |
| COHEN  STEERS TAX ADVANTAGE P | COMMON | 19249X108 |  | 13138 | 743492 | SH |  | SOLE | 1 | 0 | 743492 | 0 |
| CORNERSTONE STRATEGIC VALUE FD | COMMON | 21924B302 |  | 138838 | 18838292 | SH |  | SOLE | 1 | 0 | 18838292 | 0 |
| CORNERSTONE TOTAL RETURN FD CR | COMMON | 21924U300 |  | 43411 | 6114278 | SH |  | SOLE | 1 | 0 | 6114278 | 0 |
| CREDIT SUISSE HIGH YIELD BOND | COMMON | 22544F103 |  | 4053 | 2302939 | SH |  | SOLE | 1 | 0 | 2302939 | 0 |
| DTF TAX-FREE INCOME INC DTF | COMMON | 23334J107 |  | 2002 | 183499 | SH |  | SOLE | 1 | 0 | 183499 | 0 |
| DWS STRATEGIC MUNI INCOME KSM | COMMON | 23342Q101 |  | 1988 | 243333 | SH |  | SOLE | 1 | 0 | 243333 | 0 |
| DIVIDEND AND INCOME FUND DNI | COMMON | 25538A204 |  | 2542 | 229208 | SH |  | SOLE | 1 | 0 | 229208 | 0 |
| DOUBLELINE YIELD OPP FD DLY | COMMON | 25862D105 |  | 4255 | 324341 | SH |  | SOLE | 1 | 0 | 324341 | 0 |
| EATON VANCE MUNICIPAL BOND FUN | COMMON | 27827X101 |  | 11654 | 1121654 | SH |  | SOLE | 1 | 0 | 1121654 | 0 |
| EATON VANCE NEW YORK MUNI ENX | COMMON | 27827Y109 |  | 6369 | 706879 | SH |  | SOLE | 1 | 0 | 706879 | 0 |
| EATON VANCE LIMITED DURATION I | COMMON | 27828H105 |  | 50246 | 5351036 | SH |  | SOLE | 1 | 0 | 5351036 | 0 |
| EATON VANCE SENIOR FLOATING-RA | COMMON | 27828Q105 |  | 1246 | 113931 | SH |  | SOLE | 1 | 0 | 113931 | 0 |
| EATON VANCE SHORT DUR DIVERSIF | COMMON | 27828V104 |  | 9644 | 946448 | SH |  | SOLE | 1 | 0 | 946448 | 0 |
| FEDERATED PREMIER MUNI INC FD | COMMON | 31423P108 |  | 345 | 32902 | SH |  | SOLE | 1 | 0 | 32902 | 0 |
| FIRST TRUST SENIOR FLOATING RA | COMMON | 33733U108 |  | 603 | 63287 | SH |  | SOLE | 1 | 0 | 63287 | 0 |
| FIRST TRUST ENERGY INC AND GRO | COMMON | 33738G104 |  | 85 | 6000 | SH |  | SOLE | 1 | 0 | 6000 | 0 |
| FIRST TRUST MLP AND ENERGY INC | COMMON | 33739B104 |  | 142 | 18143 | SH |  | SOLE | 1 | 0 | 18143 | 0 |
| FIRST TRUST NEW OPPORTUNITIES | COMMON | 33739M100 |  | 130 | 21500 | SH |  | SOLE | 1 | 0 | 21500 | 0 |
| FIRST TR DYNAMIC EUROPE EQ INC | COMMON | 33740D107 |  | 15813 | 1401886 | SH |  | SOLE | 1 | 0 | 1401886 | 0 |
| FIRST TR HIGH YIELD OPP 2027 F | COMMON | 33741Q107 |  | 3303 | 245059 | SH |  | SOLE | 1 | 0 | 245059 | 0 |
| FRANKLIN LIMITED DURATION INCO | COMMON | 35472T101 |  | 19014 | 3061775 | SH |  | SOLE | 1 | 0 | 3061775 | 0 |
| GABELLI GLOBAL UTIL  INC TR | COMMON | 36242L105 |  | 3065 | 217714 | SH |  | SOLE | 1 | 0 | 217714 | 0 |
| GOLDMAN SACHS MLP ENERGY GER | COMMON | 38148G206 |  | 176 | 13798 | SH |  | SOLE | 1 | 0 | 13798 | 0 |
| INSIGHT SELECT INCOME FD INSI | COMMON | 45781W109 |  | 28811 | 1906757 | SH |  | SOLE | 1 | 0 | 1906757 | 0 |
| INVESCO DYNAMIC CREDIT OPP FD | COMMON | 46091B207 |  | 24936 | 2228420 | SH |  | SOLE | 1 | 0 | 2228420 | 0 |
| INVESCO HIGH INCOME TR II VLT | COMMON | 46131F101 |  | 3729 | 363445 | SH |  | SOLE | 1 | 0 | 363445 | 0 |
| INVESCO MUNICIPAL TRUST VKQ | COMMON | 46131J103 |  | 18868 | 1905863 | SH |  | SOLE | 1 | 0 | 1905863 | 0 |
| INVESCO TRUST FOR INV GRADE MU | COMMON | 46131M106 |  | 19071 | 1897604 | SH |  | SOLE | 1 | 0 | 1897604 | 0 |
| INVESCO TR FOR INV GRADE NY MU | COMMON | 46131T101 |  | 1971 | 195148 | SH |  | SOLE | 1 | 0 | 195148 | 0 |
| INVESCO MUNICIPAL OPPORTUNITY | COMMON | 46132C107 |  | 13060 | 1317863 | SH |  | SOLE | 1 | 0 | 1317863 | 0 |
| INVESCO PA VALUE MUNI INC TR V | COMMON | 46132K109 |  | 11810 | 1205102 | SH |  | SOLE | 1 | 0 | 1205102 | 0 |
| INVESCO BOND FUND VBF | COMMON | 46132L107 |  | 17176 | 1095392 | SH |  | SOLE | 1 | 0 | 1095392 | 0 |
| INVESCO VALUE MUNICIPAL INCOME | COMMON | 46132P108 |  | 4667 | 387287 | SH |  | SOLE | 1 | 0 | 387287 | 0 |
| INVESCO QUALITY MUNICIPAL INCO | COMMON | 46133G107 |  | 8609 | 913922 | SH |  | SOLE | 1 | 0 | 913922 | 0 |
| INVESCO HIGH INC 2023 TARGET T | COMMON | 46135X108 |  | 4777 | 594131 | SH |  | SOLE | 1 | 0 | 594131 | 0 |
| INVESCO HIGH INC 2024 TARGET T | COMMON | 46136K105 |  | 5570 | 689416 | SH |  | SOLE | 1 | 0 | 689416 | 0 |
| KKR INCOME OPPORTUNITIES FD KI | COMMON | 48249T106 |  | 7317 | 664549 | SH |  | SOLE | 1 | 0 | 664549 | 0 |
| MFS INTERMEDIATE INCOME TRUST | COMMON | 55273C107 |  | 51505 | 18661151 | SH |  | SOLE | 1 | 0 | 18661151 | 0 |
| MACQUARIE GLBL INFRASTRUCTURE | COMMON | 55608D101 |  | 7454 | 328078 | SH |  | SOLE | 1 | 0 | 328078 | 0 |
| MFS HIGH INCOME MUNICIPAL TRUS | COMMON | 59318D104 |  | 735 | 210519 | SH |  | SOLE | 1 | 0 | 210519 | 0 |
| MFS INTERMEDIATE HIGH INCOME F | COMMON | 59318T109 |  | 325 | 190350 | SH |  | SOLE | 1 | 0 | 190350 | 0 |
| NEUBERGER BERMAN MLP INCOME FD | COMMON | 64129H104 |  | 5 | 800 | SH |  | SOLE | 1 | 0 | 800 | 0 |
| NEUBERGER BERMAN NEXT GEN FD | COMMON | 64133Q108 |  | 3617 | 397647 | SH |  | SOLE | 1 | 0 | 397647 | 0 |
| NUVEEN QUALITY MUNICIPAL INC F | COMMON | 67066V101 |  | 40001 | 3389900 | SH |  | SOLE | 1 | 0 | 3389900 | 0 |
| NUVEEN CA DIVIDEND ADV MUNI NA | COMMON | 67066Y105 |  | 784 | 70852 | SH |  | SOLE | 1 | 0 | 70852 | 0 |
| NUVEEN SENIOR INC FD NSL | COMMON | 67067Y104 |  | 93 | 20300 | SH |  | SOLE | 1 | 0 | 20300 | 0 |
| NUVEEN NJ QUALITY MUNI INC FD | COMMON | 67069Y102 |  | 13733 | 1215270 | SH |  | SOLE | 1 | 0 | 1215270 | 0 |
| NUVEEN FLOATING RATE INC OPP F | COMMON | 6706EN100 |  | 2494 | 319357 | SH |  | SOLE | 1 | 0 | 319357 | 0 |
| NUVEEN MUNICIPAL CREDIT INC FD | COMMON | 67070X101 |  | 2599 | 215123 | SH |  | SOLE | 1 | 0 | 215123 | 0 |
| NUVEEN AMT-FREE MUNI CREDIT IN | COMMON | 67071L106 |  | 14036 | 1156200 | SH |  | SOLE | 1 | 0 | 1156200 | 0 |
| NUVEEN GA DIV ADV MUN FD NKG | COMMON | 67072B107 |  | 3534 | 348939 | SH |  | SOLE | 1 | 0 | 348939 | 0 |
| NUVEEN PREFERRED  INCOME SEC | COMMON | 67072C105 |  | 45386 | 6674460 | SH |  | SOLE | 1 | 0 | 6674460 | 0 |
| NUVEEN FLOATING RATE INC FD JF | COMMON | 67072T108 |  | 614 | 77532 | SH |  | SOLE | 1 | 0 | 77532 | 0 |
| NUVEEN PREFERRED INCOME OPPORT | COMMON | 67073B106 |  | 13767 | 1891045 | SH |  | SOLE | 1 | 0 | 1891045 | 0 |
| NUVEEN CREDIT STRATEGIES INC F | COMMON | 67073D102 |  | 8132 | 1597545 | SH |  | SOLE | 1 | 0 | 1597545 | 0 |
| NUVEEN BUILD AMERICA BOND FD N | COMMON | 67074C103 |  | 6833 | 428126 | SH |  | SOLE | 1 | 0 | 428126 | 0 |
| NUVEEN SHORT DUR CREDIT OPP FD | COMMON | 67074X107 |  | 2766 | 233206 | SH |  | SOLE | 1 | 0 | 233206 | 0 |
| NUVEEN PFD  INCOME TERM FD JP | COMMON | 67075A106 |  | 2600 | 139933 | SH |  | SOLE | 1 | 0 | 139933 | 0 |
| NUVEEN GLOBAL HIGH INCOME FD J | COMMON | 67075G103 |  | 10275 | 913330 | SH |  | SOLE | 1 | 0 | 913330 | 0 |
| NUVEEN MULTI-MARKET INC FD JMM | COMMON | 67075J107 |  | 24695 | 4206920 | SH |  | SOLE | 1 | 0 | 4206920 | 0 |
| NUVEEN PFD INCOME 2022 TERM FD | COMMON | 67075T105 |  | 1300 | 73500 | SH |  | SOLE | 1 | 0 | 73500 | 0 |
| NUVEEN CORPORATE INCOME 2023 J | COMMON | 67079F101 |  | 494 | 54468 | SH |  | SOLE | 1 | 0 | 54468 | 0 |
| NUVEEN CORE PLUS IMPACT FUND N | COMMON | 67080D103 |  | 6361 | 613965 | SH |  | SOLE | 1 | 0 | 613965 | 0 |
| NUVEEN VAR RT PREF  INC NPFD | COMMON | 67080R102 |  | 12968 | 738501 | SH |  | SOLE | 1 | 0 | 738501 | 0 |
| PGIM SHORT DURATION HI YLD FD | COMMON | 69346H100 |  | 9401 | 792034 | SH |  | SOLE | 1 | 0 | 792034 | 0 |
| PGIM GLOBAL SHORT DURATION HIG | COMMON | 69346J106 |  | 13008 | 1199997 | SH |  | SOLE | 1 | 0 | 1199997 | 0 |
| PIMCO ENRGY  TACT CRDT NRGX | COMMON | 69346N107 |  | 175 | 11730 | SH |  | SOLE | 1 | 0 | 11730 | 0 |
| PGIM SHORT DUR HI YLD SDHY | COMMON | 69355J104 |  | 13665 | 930191 | SH |  | SOLE | 1 | 0 | 930191 | 0 |
| PIMCO STRATEGIC INCOME FUND RC | COMMON | 72200X104 |  | 11836 | 2395914 | SH |  | SOLE | 1 | 0 | 2395914 | 0 |
| PIONEER HIGH INCOME FUND PHT | COMMON | 72369H106 |  | 4753 | 731247 | SH |  | SOLE | 1 | 0 | 731247 | 0 |
| PIONEER FLOATING RATE TR PHD | COMMON | 72369J102 |  | 814 | 92797 | SH |  | SOLE | 1 | 0 | 92797 | 0 |
| RIVERNORTH OPPRTUNITIES FD RIV | COMMON | 76881Y109 |  | 12938 | 1053591 | SH |  | SOLE | 1 | 0 | 1053591 | 0 |
| RIVERNORTH CAP AND INCM FD  RS | COMMON | 76882B108 |  | 778 | 45949 | SH |  | SOLE | 1 | 0 | 45949 | 0 |
| RIVERNORTH DOUBLELINE STR OPP | COMMON | 76882G107 |  | 22086 | 2544475 | SH |  | SOLE | 1 | 0 | 2544475 | 0 |
| TORTOISE ENERGY INFRASTRUCTURE | COMMON | 89147L886 |  | 6209 | 195442 | SH |  | SOLE | 1 | 0 | 195442 | 0 |
| TORTOISE PWR  ENERGY INF TPZ | COMMON | 89147X104 |  | 3452 | 270548 | SH |  | SOLE | 1 | 0 | 270548 | 0 |
| TORTOISE MLP FUND INC NTG | COMMON | 89148B200 |  | 508 | 14697 | SH |  | SOLE | 1 | 0 | 14697 | 0 |
| TORTOISE PIPELINE  ENERGY TTP | COMMON | 89148H207 |  | 1526 | 56823 | SH |  | SOLE | 1 | 0 | 56823 | 0 |
| VERTICAL CAP INCOME FUND VCIF | COMMON | 92535C104 |  | 4995 | 573536 | SH |  | SOLE | 1 | 0 | 573536 | 0 |
| VIRTUS GLOBAL MULTI-SECTOR INC | COMMON | 92829B101 |  | 8041 | 1037563 | SH |  | SOLE | 1 | 0 | 1037563 | 0 |
| VIRTUS TOTAL RETURN FUND INC Z | COMMON | 92835W107 |  | 35996 | 5495498 | SH |  | SOLE | 1 | 0 | 5495498 | 0 |
| ALLSPRING INCOME OPPORTUNITIES | COMMON | 94987B105 |  | 4667 | 730304 | SH |  | SOLE | 1 | 0 | 730304 | 0 |
| WELLS FARGO MULTI-SECTOR INC F | COMMON | 94987D101 |  | 196 | 20000 | SH |  | SOLE | 1 | 0 | 20000 | 0 |
| WESTERN ASSET GLOBAL HIGH INC | COMMON | 95766B109 |  | 4462 | 656182 | SH |  | SOLE | 1 | 0 | 656182 | 0 |
| WESTERN ASSET HIGH INC OPP FD | COMMON | 95766K109 |  | 3141 | 795290 | SH |  | SOLE | 1 | 0 | 795290 | 0 |
| WA INFLATION - LINKED INCOME F | COMMON | 95766Q106 |  | 313 | 36378 | SH |  | SOLE | 1 | 0 | 36378 | 0 |
| WA INFLATION-LINKED OPP  INC | COMMON | 95766R104 |  | 39678 | 4345846 | SH |  | SOLE | 1 | 0 | 4345846 | 0 |
| WESTERN ASSET HGH YLD DFN FD H | COMMON | 95768B107 |  | 1572 | 125955 | SH |  | SOLE | 1 | 0 | 125955 | 0 |
| WESTERN ASSET INV GRA DEF OPP | COMMON | 95790A101 |  | 9115 | 559891 | SH |  | SOLE | 1 | 0 | 559891 | 0 |
| WESTERN ASSET MORTGAGE DEFINED | COMMON | 95790B109 |  | 4519 | 419546 | SH |  | SOLE | 1 | 0 | 419546 | 0 |
| WA GLOBAL CORPORATE DEFINED OP | COMMON | 95790C107 |  | 5075 | 397444 | SH |  | SOLE | 1 | 0 | 397444 | 0 |
| WESTERN ASSET DIVERSIFIED INC | COMMON | 95790K109 |  | 21013 | 1654560 | SH |  | SOLE | 1 | 0 | 1654560 | 0 |

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