# EDGAR Filing Document

**Accession Number:** 0001935795
**File Stem:** 0001542108-23-000004
**Filing Date:** 2023-1
**Character Count:** 10464
**Document Hash:** 41b45c16af042f8d40cbc51d3743de10
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001542108-23-000004.hdr.sgml**: 20230117

**ACCESSION NUMBER**: 0001542108-23-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230117

**DATE AS OF CHANGE**: 20230117

**EFFECTIVENESS DATE**: 20230117

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Drake & Associates, LLC
- **CENTRAL INDEX KEY:** 0001935795
- **IRS NUMBER:** 825382832
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22597
- **FILM NUMBER:** 23531250

**BUSINESS ADDRESS:**
- **STREET 1:** 2212 E. MORELAND BLVD.
- **STREET 2:** SUITE 200
- **CITY:** WAUKESHA
- **STATE:** WI
- **ZIP:** 53186
- **BUSINESS PHONE:** 414-409-7226

**MAIL ADDRESS:**
- **STREET 1:** 2212 E. MORELAND BLVD.
- **STREET 2:** SUITE 200
- **CITY:** WAUKESHA
- **STATE:** WI
- **ZIP:** 53186

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Drake  Associates LLC<br>**Address:** 2212 E. MORELAND BLVD.<br>SUITE 200<br>WAUKESHA, WI 53186

**Form 13F File Number:** 028-22597

**CRD Number (if applicable):** 000154854

**SEC File Number (if applicable):** 801-115301

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael Kronket<br>**Title:** Compliance Consultant<br>**Phone:** 5135621671

**Signature, Place, and Date of Signing:**

Michael Kronket  Cincinnati, OH  01-17-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 69

**Form 13F Information Table Value Total:** $189127

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 738996 | 6731 | SH |  | SOLE | 0 | 0 | 0 | 6731 |
| ABBVIE INC | COM | 00287Y109 |  | 1214499 | 7515 | SH |  | SOLE | 0 | 0 | 0 | 7515 |
| AFLAC INC | COM | 001055102 |  | 413295 | 5745 | SH |  | SOLE | 0 | 0 | 0 | 5745 |
| ALLIANT ENERGY CORP | COM | 018802108 |  | 333800 | 6046 | SH |  | SOLE | 0 | 0 | 0 | 6046 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 262108 | 2954 | SH |  | SOLE | 0 | 0 | 0 | 2954 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 377801 | 4282 | SH |  | SOLE | 0 | 0 | 0 | 4282 |
| AMAZON COM INC | COM | 023135106 |  | 671916 | 7999 | SH |  | SOLE | 0 | 0 | 0 | 7999 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 6679216 | 89642 | SH |  | SOLE | 0 | 0 | 0 | 89642 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 364988 | 3844 | SH |  | SOLE | 0 | 0 | 0 | 3844 |
| APPLE INC | COM | 037833100 |  | 1695674 | 13051 | SH |  | SOLE | 0 | 0 | 0 | 13051 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 |  | 323017 | 10876 | SH |  | SOLE | 0 | 0 | 0 | 10876 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 355003 | 1396 | SH |  | SOLE | 0 | 0 | 0 | 1396 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 94076 | 11672 | SH |  | SOLE | 0 | 0 | 0 | 11672 |
| CDW CORP | COM | 12514G108 |  | 348588 | 1952 | SH |  | SOLE | 0 | 0 | 0 | 1952 |
| COCA COLA CO | COM | 191216100 |  | 295826 | 4651 | SH |  | SOLE | 0 | 0 | 0 | 4651 |
| CVS HEALTH CORP | COM | 126650100 |  | 273121 | 2931 | SH |  | SOLE | 0 | 0 | 0 | 2931 |
| DANAHER CORPORATION | COM | 235851102 |  | 583935 | 2200 | SH |  | SOLE | 0 | 0 | 0 | 2200 |
| DBX ETF TR | XTRACK MSCI EMRG | 233051101 |  | 3985740 | 186076 | SH |  | SOLE | 0 | 0 | 0 | 186076 |
| DEERE  CO | COM | 244199105 |  | 705882 | 1646 | SH |  | SOLE | 0 | 0 | 0 | 1646 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 261271 | 1061 | SH |  | SOLE | 0 | 0 | 0 | 1061 |
| EXLSERVICE HOLDINGS INC | COM | 302081104 |  | 349534 | 2063 | SH |  | SOLE | 0 | 0 | 0 | 2063 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 315127 | 2857 | SH |  | SOLE | 0 | 0 | 0 | 2857 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 14724814 | 335264 | SH |  | SOLE | 0 | 0 | 0 | 335264 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 226157 | 10723 | SH |  | SOLE | 0 | 0 | 0 | 10723 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 6054646 | 272609 | SH |  | SOLE | 0 | 0 | 0 | 272609 |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 |  | 13993576 | 174767 | SH |  | SOLE | 0 | 0 | 0 | 174767 |
| FISERV INC | COM | 337738108 |  | 277884 | 2749 | SH |  | SOLE | 0 | 0 | 0 | 2749 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 380071 | 4536 | SH |  | SOLE | 0 | 0 | 0 | 4536 |
| GENERAL MLS INC | COM | 370334104 |  | 263913 | 3147 | SH |  | SOLE | 0 | 0 | 0 | 3147 |
| GRAINGER W W INC | COM | 384802104 |  | 276456 | 497 | SH |  | SOLE | 0 | 0 | 0 | 497 |
| INSTEEL INDS INC | COM | 45774W108 |  | 312710 | 11363 | SH |  | SOLE | 0 | 0 | 0 | 11363 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 4642836 | 17436 | SH |  | SOLE | 0 | 0 | 0 | 17436 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 15138983 | 214342 | SH |  | SOLE | 0 | 0 | 0 | 214342 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 9822341 | 92281 | SH |  | SOLE | 0 | 0 | 0 | 92281 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 1023379 | 10555 | SH |  | SOLE | 0 | 0 | 0 | 10555 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 11447173 | 134863 | SH |  | SOLE | 0 | 0 | 0 | 134863 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 12305942 | 50874 | SH |  | SOLE | 0 | 0 | 0 | 50874 |
| ISHARES TR | CORE S ETF | 464287200 |  | 483336 | 1258 | SH |  | SOLE | 0 | 0 | 0 | 1258 |
| ISHARES TR | GLOBAL 100 ETF | 464287572 |  | 9126401 | 142489 | SH |  | SOLE | 0 | 0 | 0 | 142489 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 12270392 | 249094 | SH |  | SOLE | 0 | 0 | 0 | 249094 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 409651 | 2319 | SH |  | SOLE | 0 | 0 | 0 | 2319 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 457337 | 3410 | SH |  | SOLE | 0 | 0 | 0 | 3410 |
| KEURIG DR PEPPER INC | COM | 49271V100 |  | 236335 | 6627 | SH |  | SOLE | 0 | 0 | 0 | 6627 |
| KROGER CO | COM | 501044101 |  | 310411 | 6963 | SH |  | SOLE | 0 | 0 | 0 | 6963 |
| LILLY ELI  CO | COM | 532457108 |  | 634055 | 1733 | SH |  | SOLE | 0 | 0 | 0 | 1733 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 290479 | 597 | SH |  | SOLE | 0 | 0 | 0 | 597 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 368855 | 2229 | SH |  | SOLE | 0 | 0 | 0 | 2229 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 266729 | 767 | SH |  | SOLE | 0 | 0 | 0 | 767 |
| MICROSOFT CORP | COM | 594918104 |  | 574395 | 2395 | SH |  | SOLE | 0 | 0 | 0 | 2395 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 475978 | 3257 | SH |  | SOLE | 0 | 0 | 0 | 3257 |
| PEPSICO INC | COM | 713448108 |  | 417745 | 2312 | SH |  | SOLE | 0 | 0 | 0 | 2312 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 18556715 | 188107 | SH |  | SOLE | 0 | 0 | 0 | 188107 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 529640 | 2056 | SH |  | SOLE | 0 | 0 | 0 | 2056 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 321845 | 6020 | SH |  | SOLE | 0 | 0 | 0 | 6020 |
| SNAP ON INC | COM | 833034101 |  | 329026 | 1440 | SH |  | SOLE | 0 | 0 | 0 | 1440 |
| SOUTHERN CO | COM | 842587107 |  | 254352 | 3562 | SH |  | SOLE | 0 | 0 | 0 | 3562 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 5756903 | 33936 | SH |  | SOLE | 0 | 0 | 0 | 33936 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 10524697 | 257328 | SH |  | SOLE | 0 | 0 | 0 | 257328 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 383574 | 1705 | SH |  | SOLE | 0 | 0 | 0 | 1705 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 369758 | 2127 | SH |  | SOLE | 0 | 0 | 0 | 2127 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 715232 | 1349 | SH |  | SOLE | 0 | 0 | 0 | 1349 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 463769 | 1320 | SH |  | SOLE | 0 | 0 | 0 | 1320 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 210553 | 988 | SH |  | SOLE | 0 | 0 | 0 | 988 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 229516 | 1250 | SH |  | SOLE | 0 | 0 | 0 | 1250 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 402300 | 2866 | SH |  | SOLE | 0 | 0 | 0 | 2866 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 11024485 | 64070 | SH |  | SOLE | 0 | 0 | 0 | 64070 |
| VISA INC | COM CL A | 92826C839 |  | 369407 | 1778 | SH |  | SOLE | 0 | 0 | 0 | 1778 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 269093 | 1715 | SH |  | SOLE | 0 | 0 | 0 | 1715 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 559849 | 5971 | SH |  | SOLE | 0 | 0 | 0 | 5971 |

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