# EDGAR Filing Document

**Accession Number:** 0000201772
**File Stem:** 0000201772-25-000008
**Filing Date:** 2025-11
**Character Count:** 32385
**Document Hash:** 2138fe98ce603b315a11b2f42e0d3c4b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000201772-25-000008.hdr.sgml**: 20251106

**ACCESSION NUMBER**: 0000201772-25-000008

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251106

**DATE AS OF CHANGE**: 20251106

**EFFECTIVENESS DATE**: 20251106

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ESSEX INVESTMENT MANAGEMENT CO LLC
- **CENTRAL INDEX KEY:** 0000201772

**ORGANIZATION NAME:**
- **EIN:** 004260191
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-00878
- **FILM NUMBER:** 251456629

**BUSINESS ADDRESS:**
- **STREET 1:** 125 HIGH STREET
- **STREET 2:** SUITE 1803
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110
- **BUSINESS PHONE:** 6174824870

**MAIL ADDRESS:**
- **STREET 1:** 125 HIGH STREET
- **STREET 2:** SUITE 1803
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ESSEX INVESTMENT MANAGEMENT CO INC
- **DATE OF NAME CHANGE:** 19920929

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ESSEX INVESTMENT MANAGEMENT CO LLC<br>**Address:** 125 HIGH STREET<br>SUITE 1803<br>BOSTON, MA 02110

**Form 13F File Number:** 028-00878

**CRD Number (if applicable):** 000109962

**SEC File Number (if applicable):** 801-55496

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David A Rozenson<br>**Title:** Attorney-in-Fact<br>**Phone:** 6177331054

**Signature, Place, and Date of Signing:**

David A Rozenson  Newton, MA  11-06-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 299

**Form 13F Information Table Value Total:** $653417423

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 908 DEVICES INC | COM | 65443P102 |  | 4326993 | 493949 | SH |  | SOLE |  | 257273 | 0 | 236676 |
| ABBOTT LABS | COM | 002824100 |  | 218456 | 1631 | SH |  | SOLE |  | 1631 | 0 | 0 |
| ACM RESH INC | COM | 00108J109 |  | 460560 | 11770 | SH |  | SOLE |  | 11770 | 0 | 0 |
| ACUITY INC | COM | 00508Y102 |  | 45115 | 131 | SH |  | SOLE |  | 131 | 0 | 0 |
| ADAPTIVE BIOTECHNOLOGIES CORP | COM | 00650F109 |  | 9551377 | 638461 | SH |  | SOLE |  | 332542 | 0 | 305919 |
| ADVANCED DRAIN SYS INC DEL | COM | 00790R104 |  | 5949953 | 42898 | SH |  | SOLE |  | 42041 | 0 | 857 |
| AEHR TEST SYS | COM | 00760J108 |  | 1023891 | 34005 | SH |  | SOLE |  | 34005 | 0 | 0 |
| AEVA TECHNOLOGIES INC | COM | 00835Q202 |  | 609928 | 42064 | SH |  | SOLE |  | 42064 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 6884496 | 40843 | SH |  | SOLE |  | 40342 | 0 | 501 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 971701 | 3563 | SH |  | SOLE |  | 3563 | 0 | 0 |
| AIRGAIN INC | COM | 00938A104 |  | 98830 | 22772 | SH |  | SOLE |  | 22772 | 0 | 0 |
| AIRSHIP AI HLDGS INC | COM | 008940108 |  | 1655444 | 320202 | SH |  | SOLE |  | 165873 | 0 | 154329 |
| ALKAMI TECHNOLOGY INC | COM | 01644J108 |  | 38924 | 1567 | SH |  | SOLE |  | 1567 | 0 | 0 |
| ALPHA PRO TECH LTD | COM | 020772109 |  | 164484 | 34375 | SH |  | SOLE |  | 34375 | 0 | 0 |
| ALPHABET INC | COM | 02079K107 |  | 77936 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 6430107 | 29285 | SH |  | SOLE |  | 28562 | 0 | 723 |
| AMBARELLA INC | COM | G037AX101 |  | 7043247 | 85352 | SH |  | SOLE |  | 59346 | 0 | 26006 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1317014 | 3965 | SH |  | SOLE |  | 3965 | 0 | 0 |
| AMERICAN SUPERCONDUCTOR CORP | COM | 030111207 |  | 14585056 | 245581 | SH |  | SOLE |  | 181206 | 0 | 64375 |
| AMERICAN VANGUARD CORP | COM | 030371108 |  | 2135647 | 372064 | SH |  | SOLE |  | 191620 | 0 | 180444 |
| AMKOR TECHNOLOGY INC | COM | 031652100 |  | 43338 | 1526 | SH |  | SOLE |  | 1526 | 0 | 0 |
| AMPHENOL CORP NEW | COM | 032095101 |  | 20790 | 168 | SH |  | SOLE |  | 168 | 0 | 0 |
| AMPLITECH GROUP INC | COM | 03211Q200 |  | 269643 | 69317 | SH |  | SOLE |  | 69317 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | COM | 03214Q108 |  | 7336511 | 697387 | SH |  | SOLE |  | 385707 | 0 | 311680 |
| AMTECH SYS INC | COM | 032332504 |  | 350176 | 37816 | SH |  | SOLE |  | 37816 | 0 | 0 |
| ANGI INC | COM | 00183L201 |  | 16000 | 984 | SH |  | SOLE |  | 984 | 0 | 0 |
| ANGIODYNAMICS INC | COM | 03475V101 |  | 3657013 | 327396 | SH |  | SOLE |  | 169133 | 0 | 158263 |
| APPLE INC | COM | 037833100 |  | 9232884 | 36260 | SH |  | SOLE |  | 35471 | 0 | 789 |
| APPLIED INDL TECHNOLOGIES INC | COM | 03820C105 |  | 131830 | 505 | SH |  | SOLE |  | 505 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 222532 | 3725 | SH |  | SOLE |  | 3725 | 0 | 0 |
| ARCOSA INC | COM | 039653100 |  | 31018 | 331 | SH |  | SOLE |  | 331 | 0 | 0 |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 03969K108 |  | 3699539 | 196262 | SH |  | SOLE |  | 96303 | 0 | 99959 |
| ARGAN INC | COM | 04010E109 |  | 7641875 | 28298 | SH |  | SOLE |  | 14648 | 0 | 13650 |
| ARLO TECHNOLOGIES INC | COM | 04206A101 |  | 3275876 | 193267 | SH |  | SOLE |  | 94816 | 0 | 98451 |
| ARTERIS INC | COM | 04302A104 |  | 2950806 | 292159 | SH |  | SOLE |  | 150772 | 0 | 141387 |
| ASCENT INDUSTRIES CO | COM | 871565107 |  | 155088 | 12041 | SH |  | SOLE |  | 12041 | 0 | 0 |
| ASPEN AEROGELS INC | COM | 04523Y105 |  | 2714630 | 390033 | SH |  | SOLE |  | 258750 | 0 | 131283 |
| AUTOMATIC DATA PROCESSING INC | COM | 053015103 |  | 205744 | 701 | SH |  | SOLE |  | 701 | 0 | 0 |
| AVEPOINT INC | COM | 053604104 |  | 7778662 | 518232 | SH |  | SOLE |  | 370779 | 0 | 147453 |
| AVIENT CORPORATION | COM | 05368V106 |  | 30149 | 915 | SH |  | SOLE |  | 915 | 0 | 0 |
| AWARE INC MASS | COM | 05453N100 |  | 103883 | 43105 | SH |  | SOLE |  | 43105 | 0 | 0 |
| AXCELIS TECHNOLOGIES INC | COM | 054540208 |  | 327094 | 3350 | SH |  | SOLE |  | 3350 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 38500 | 317 | SH |  | SOLE |  | 317 | 0 | 0 |
| BADGER METER INC | COM | 056525108 |  | 1406675 | 7877 | SH |  | SOLE |  | 7877 | 0 | 0 |
| BAKER HUGHES COMPANY | COM | 05722G100 |  | 2914771 | 59827 | SH |  | SOLE |  | 58204 | 0 | 1623 |
| BARRICK MNG CORP | COM | 06849F108 |  | 881447 | 26898 | SH |  | SOLE |  | 26760 | 0 | 138 |
| BERKSHIRE HATHAWAY INC DEL | COM | 084670702 |  | 38208 | 76 | SH |  | SOLE |  | 76 | 0 | 0 |
| BETA BIONICS INC | COM | 08659B102 |  | 4423360 | 222615 | SH |  | SOLE |  | 116313 | 0 | 106302 |
| BGC GROUP INC | COM | 088929104 |  | 3202106 | 338489 | SH |  | SOLE |  | 166382 | 0 | 172107 |
| BLACKSKY TECHNOLOGY INC | COM | 09263B207 |  | 2758152 | 136881 | SH |  | SOLE |  | 70822 | 0 | 66059 |
| BLEND LABS INC | COM | 09352U108 |  | 2793188 | 765257 | SH |  | SOLE |  | 399445 | 0 | 365812 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 50512 | 1120 | SH |  | SOLE |  | 1120 | 0 | 0 |
| BROADWIND INC | COM | 11161T207 |  | 199055 | 94788 | SH |  | SOLE |  | 94788 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 1676645 | 13828 | SH |  | SOLE |  | 6813 | 0 | 7015 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 5103730 | 27682 | SH |  | SOLE |  | 27021 | 0 | 661 |
| CAMTEK LTD | COM | M20791105 |  | 309162 | 2943 | SH |  | SOLE |  | 2943 | 0 | 0 |
| CASTELLUM INC | COM | 14838t204 |  | 2347443 | 2153617 | SH |  | SOLE |  | 1119338 | 0 | 1034279 |
| CECO ENVIRONMENTAL CORP | COM | 125141101 |  | 8088576 | 157980 | SH |  | SOLE |  | 81422 | 0 | 76558 |
| CERAGON NETWORKS LTD | COM | M22013102 |  | 3304399 | 1418197 | SH |  | SOLE |  | 732319 | 0 | 685878 |
| CHENIERE ENERGY INC | COM | 16411R208 |  | 1941640 | 8263 | SH |  | SOLE |  | 7999 | 0 | 264 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 86797 | 549 | SH |  | SOLE |  | 549 | 0 | 0 |
| CINEVERSE CORP | COM | 172406308 |  | 75365 | 22430 | SH |  | SOLE |  | 22430 | 0 | 0 |
| CLEAN HARBORS INC | COM | 184496107 |  | 44818 | 193 | SH |  | SOLE |  | 193 | 0 | 0 |
| CLEARPOINT NEURO INC | COM | 18507C103 |  | 5065260 | 232458 | SH |  | SOLE |  | 120308 | 0 | 112150 |
| CLEARWATER ANALYTICS HLDGS INC | COM | 185123106 |  | 32544 | 1806 | SH |  | SOLE |  | 1806 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 948509 | 14302 | SH |  | SOLE |  | 14302 | 0 | 0 |
| CODA OCTOPUS GROUP INC | COM | 19188U206 |  | 115833 | 14434 | SH |  | SOLE |  | 14434 | 0 | 0 |
| COGNEX CORP | COM | 192422103 |  | 1766202 | 38989 | SH |  | SOLE |  | 38989 | 0 | 0 |
| COHU INC | COM | 192576106 |  | 3920559 | 192846 | SH |  | SOLE |  | 100709 | 0 | 92137 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 909877 | 11382 | SH |  | SOLE |  | 11382 | 0 | 0 |
| CONCENTRA GROUP HOLDINGS PAREN | COM | 20603L102 |  | 3423562 | 163572 | SH |  | SOLE |  | 161312 | 0 | 2260 |
| CONSTELLATION BRANDS INC | COM | 21036P108 |  | 23971 | 178 | SH |  | SOLE |  | 178 | 0 | 0 |
| COPART INC | COM | 217204106 |  | 615280 | 13682 | SH |  | SOLE |  | 13682 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 166613 | 180 | SH |  | SOLE |  | 180 | 0 | 0 |
| COVENANT LOGISTICS GROUP INC | COM | 22284P105 |  | 2907119 | 134216 | SH |  | SOLE |  | 69954 | 0 | 64262 |
| CPS TECHNOLOGIES CORP | COM | 12619F104 |  | 264587 | 74114 | SH |  | SOLE |  | 74114 | 0 | 0 |
| CREXENDO INC | COM | 226552107 |  | 4845776 | 745504 | SH |  | SOLE |  | 385686 | 0 | 359818 |
| CS DISCO INC | COM | 126327105 |  | 2867865 | 443942 | SH |  | SOLE |  | 228016 | 0 | 215926 |
| CURIOSITYSTREAM INC | COM | 23130Q107 |  | 3298243 | 622310 | SH |  | SOLE |  | 321535 | 0 | 300775 |
| DANA INC | COM | 235825205 |  | 33367 | 1665 | SH |  | SOLE |  | 1665 | 0 | 0 |
| DATA I O CORP | COM | 237690102 |  | 249301 | 74641 | SH |  | SOLE |  | 74641 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 671258 | 1468 | SH |  | SOLE |  | 1468 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 2972191 | 25958 | SH |  | SOLE |  | 25568 | 0 | 390 |
| DOCEBO INC | COM | 25609L105 |  | 2824446 | 103346 | SH |  | SOLE |  | 50831 | 0 | 52515 |
| DOLLAR TREE INC | COM | 256746108 |  | 3170266 | 33594 | SH |  | SOLE |  | 32835 | 0 | 759 |
| DT MIDSTREAM INC | COM | 23345M107 |  | 41154 | 364 | SH |  | SOLE |  | 364 | 0 | 0 |
| DTE ENERGY CO | COM | 233331107 |  | 102961 | 728 | SH |  | SOLE |  | 728 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM | 26441C204 |  | 262598 | 2122 | SH |  | SOLE |  | 2122 | 0 | 0 |
| DUOS TECHNOLOGIES GROUP INC | COM | 266042407 |  | 140856 | 19138 | SH |  | SOLE |  | 19138 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 55699 | 715 | SH |  | SOLE |  | 715 | 0 | 0 |
| EATON CORP PLC | COM | G29183103 |  | 32934 | 88 | SH |  | SOLE |  | 67 | 0 | 21 |
| ECOLAB INC | COM | 278865100 |  | 22730 | 83 | SH |  | SOLE |  | 83 | 0 | 0 |
| ENERGY RECOVERY INC | COM | 29270J100 |  | 2126202 | 137886 | SH |  | SOLE |  | 136642 | 0 | 1244 |
| ENERGY SVCS ACQUISITION CORP | COM | 29271Q103 |  | 182429 | 17626 | SH |  | SOLE |  | 17626 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P | COM | 293792107 |  | 39588 | 1266 | SH |  | SOLE |  | 1266 | 0 | 0 |
| ENVIRI CORP | COM | 415864107 |  | 4471448 | 352360 | SH |  | SOLE |  | 181826 | 0 | 170534 |
| ETON PHARMACEUTICALS INC | COM | 29772L108 |  | 438555 | 20182 | SH |  | SOLE |  | 20182 | 0 | 0 |
| EVERCORE INC | COM | 29977A105 |  | 3021713 | 8958 | SH |  | SOLE |  | 4426 | 0 | 4532 |
| EVERQUOTE INC | COM | 30041R108 |  | 5392334 | 235782 | SH |  | SOLE |  | 180665 | 0 | 55117 |
| EVERUS CONSTR GROUP | COM | 300426103 |  | 3284911 | 38308 | SH |  | SOLE |  | 18826 | 0 | 19482 |
| EXELIXIS INC | COM | 30161Q104 |  | 1884313 | 45625 | SH |  | SOLE |  | 44455 | 0 | 1170 |
| EXPRO GROUP HOLDINGS NV | COM | N3144W105 |  | 1795947 | 151174 | SH |  | SOLE |  | 74219 | 0 | 76955 |
| EXTREME NETWORKS | COM | 30226D106 |  | 3279571 | 158817 | SH |  | SOLE |  | 78087 | 0 | 80730 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 140374 | 1245 | SH |  | SOLE |  | 1245 | 0 | 0 |
| EYEPOINT PHARMACEUTICALS INC | COM | 30233G209 |  | 1819715 | 127789 | SH |  | SOLE |  | 65740 | 0 | 62049 |
| FEDEX CORP | COM | 31428X106 |  | 10611 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| FIRST SOLAR INC | COM | 336433107 |  | 2018291 | 9152 | SH |  | SOLE |  | 9152 | 0 | 0 |
| FIVE BELOW INC | COM | 33829M101 |  | 21194 | 137 | SH |  | SOLE |  | 137 | 0 | 0 |
| FIVERR INTL LTD | COM | M4R82T106 |  | 1845860 | 75619 | SH |  | SOLE |  | 37175 | 0 | 38444 |
| FLEXIBLE SOLUTIONS INTL INC | COM | 33938T104 |  | 253069 | 26252 | SH |  | SOLE |  | 26252 | 0 | 0 |
| FLOWSERVE CORP | COM | 34354P105 |  | 37039 | 697 | SH |  | SOLE |  | 697 | 0 | 0 |
| FLUENCE ENERGY INC | COM | 34379V103 |  | 574398 | 53185 | SH |  | SOLE |  | 53185 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 699937 | 3140 | SH |  | SOLE |  | 3140 | 0 | 0 |
| FREEPORT-MCMORAN INC | COM | 35671D857 |  | 50868 | 1297 | SH |  | SOLE |  | 1297 | 0 | 0 |
| FREIGHTCAR AMER INC | COM | 357023100 |  | 2006836 | 205198 | SH |  | SOLE |  | 105818 | 0 | 99380 |
| FREIGHTOS LTD | COM | G51405101 |  | 1019099 | 308818 | SH |  | SOLE |  | 159116 | 0 | 149702 |
| FREQUENCY ELECTRS INC | COM | 358010106 |  | 3167533 | 93410 | SH |  | SOLE |  | 48228 | 0 | 45182 |
| FUEL TECH INC | COM | 359523107 |  | 231750 | 77250 | SH |  | SOLE |  | 77250 | 0 | 0 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 1203959 | 3887 | SH |  | SOLE |  | 3887 | 0 | 0 |
| GATES INDL CORP PLC | COM | G39108108 |  | 49541 | 1996 | SH |  | SOLE |  | 1996 | 0 | 0 |
| GE AEROSPACE | COM | 369604301 |  | 318568 | 1059 | SH |  | SOLE |  | 834 | 0 | 225 |
| GE VERNOVA INC | COM | 36828A101 |  | 5831097 | 9483 | SH |  | SOLE |  | 9299 | 0 | 184 |
| GENASYS INC | COM | 36872P103 |  | 178622 | 72907 | SH |  | SOLE |  | 72907 | 0 | 0 |
| GENCOR INDS INC | COM | 368678108 |  | 1898257 | 129751 | SH |  | SOLE |  | 67012 | 0 | 62739 |
| GENPACT LIMITED | COM | G3922B107 |  | 34475 | 823 | SH |  | SOLE |  | 823 | 0 | 0 |
| GEOSPACE TECHNOLOGIES CORP | COM | 37364X109 |  | 258539 | 13636 | SH |  | SOLE |  | 13636 | 0 | 0 |
| GLAUKOS CORP | COM | 377322102 |  | 49827 | 611 | SH |  | SOLE |  | 611 | 0 | 0 |
| GLOBALSTAR INC | COM | 378973507 |  | 7072142 | 194343 | SH |  | SOLE |  | 124815 | 0 | 69528 |
| GLOBUS MED INC | COM | 379577208 |  | 3013776 | 52624 | SH |  | SOLE |  | 51686 | 0 | 938 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 7161576 | 8993 | SH |  | SOLE |  | 8785 | 0 | 208 |
| GRAHAM CORP | COM | 384556106 |  | 7891436 | 143742 | SH |  | SOLE |  | 73993 | 0 | 69749 |
| GRAND CANYON ED INC | COM | 38526M106 |  | 504896 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| GREAT LAKES DREDGE  DOCK CORP | COM | 390607109 |  | 3702620 | 308809 | SH |  | SOLE |  | 161011 | 0 | 147798 |
| GRIFFON CORP | COM | 398433102 |  | 3602047 | 47302 | SH |  | SOLE |  | 23234 | 0 | 24068 |
| GSI TECHNOLOGY INC | COM | 36241U106 |  | 177880 | 48337 | SH |  | SOLE |  | 48337 | 0 | 0 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 |  | 5264024 | 22901 | SH |  | SOLE |  | 22332 | 0 | 569 |
| HAVERTY FURNITURE COS INC | COM | 419596101 |  | 1659180 | 75658 | SH |  | SOLE |  | 39061 | 0 | 36597 |
| HCI GROUP INC | COM | 40416E103 |  | 11576834 | 60318 | SH |  | SOLE |  | 45851 | 0 | 14467 |
| HELMERICH  PAYNE INC | COM | 423452101 |  | 16192 | 733 | SH |  | SOLE |  | 733 | 0 | 0 |
| IAC INC | COM | 44891N208 |  | 16558 | 486 | SH |  | SOLE |  | 486 | 0 | 0 |
| IBEX LTD | COM | G4690M101 |  | 2350241 | 58002 | SH |  | SOLE |  | 30004 | 0 | 27998 |
| IDENTIV INC | COM | 45170X205 |  | 1421900 | 412145 | SH |  | SOLE |  | 212305 | 0 | 199840 |
| INFUSYSTEM HLDGS INC | COM | 45685K102 |  | 3112113 | 300397 | SH |  | SOLE |  | 155498 | 0 | 144899 |
| INSMED INC | COM | 457669307 |  | 12539959 | 87077 | SH |  | SOLE |  | 51614 | 0 | 35463 |
| INTUIT | COM | 461202103 |  | 2604619 | 3814 | SH |  | SOLE |  | 3690 | 0 | 124 |
| ITRON INC | COM | 465741106 |  | 45091 | 362 | SH |  | SOLE |  | 362 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | COM | G50871105 |  | 2697023 | 20463 | SH |  | SOLE |  | 19947 | 0 | 516 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 441300 | 2380 | SH |  | SOLE |  | 2380 | 0 | 0 |
| JOURNEY MED CORP | COM | 48115J109 |  | 2520630 | 354021 | SH |  | SOLE |  | 183153 | 0 | 170868 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 922002 | 2923 | SH |  | SOLE |  | 2923 | 0 | 0 |
| KAMADA LTD | COM | M6240T109 |  | 2751252 | 396434 | SH |  | SOLE |  | 204432 | 0 | 192002 |
| KINIKSA PHARMACEUTICALS INTL P | COM | G52694109 |  | 9602698 | 247301 | SH |  | SOLE |  | 160515 | 0 | 86786 |
| KINROSS GOLD CORP | COM | 496902404 |  | 66126 | 2661 | SH |  | SOLE |  | 2661 | 0 | 0 |
| KORNIT DIGITAL LTD | COM | M6372Q113 |  | 729972 | 54072 | SH |  | SOLE |  | 54072 | 0 | 0 |
| KRATOS DEFENSE  SEC SOLUTIONS | COM | 50077B207 |  | 22299305 | 244055 | SH |  | SOLE |  | 161623 | 0 | 82432 |
| LAIRD SUPERFOOD INC | COM | 50736T102 |  | 109920 | 19699 | SH |  | SOLE |  | 19699 | 0 | 0 |
| LASER PHOTONICS CORP | COM | 51807Q100 |  | 117926 | 27361 | SH |  | SOLE |  | 27361 | 0 | 0 |
| LEGALZOOM COM INC | COM | 52466B103 |  | 2847929 | 274367 | SH |  | SOLE |  | 134926 | 0 | 139441 |
| LENSAR INC | COM | 52634L108 |  | 370920 | 30034 | SH |  | SOLE |  | 30034 | 0 | 0 |
| LEONARDO DRS INC | COM | 52661A108 |  | 11919770 | 262550 | SH |  | SOLE |  | 136523 | 0 | 126027 |
| LIGAND PHARMACEUTICALS INC | COM | 53220K504 |  | 10830694 | 61142 | SH |  | SOLE |  | 46230 | 0 | 14912 |
| LIGHTPATH TECHNOLOGIES INC | COM | 532257805 |  | 412511 | 52019 | SH |  | SOLE |  | 52019 | 0 | 0 |
| LINCOLN EDL SVCS CORP | COM | 533535100 |  | 9337937 | 397359 | SH |  | SOLE |  | 206613 | 0 | 190746 |
| LIQUIDITY SVCS INC | COM | 53635B107 |  | 2974838 | 108452 | SH |  | SOLE |  | 55840 | 0 | 52612 |
| LSI INDS INC OHIO | COM | 50216C108 |  | 6496221 | 275147 | SH |  | SOLE |  | 142712 | 0 | 132435 |
| LYONDELLBASELL INDUSTRIES N V | COM | N53745100 |  | 1226 | 25 | SH |  | SOLE |  | 25 | 0 | 0 |
| MACOM TECH SOLUTIONS HLDGS INC | COM | 55405Y100 |  | 612366 | 4919 | SH |  | SOLE |  | 4919 | 0 | 0 |
| MAMAS CREATIONS INC | COM | 56146T103 |  | 3592991 | 341864 | SH |  | SOLE |  | 175880 | 0 | 165984 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 792617 | 3933 | SH |  | SOLE |  | 3933 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 840163 | 1333 | SH |  | SOLE |  | 1333 | 0 | 0 |
| MATADOR RES CO | COM | 576485205 |  | 1846758 | 41103 | SH |  | SOLE |  | 23188 | 0 | 17915 |
| MATRIX SVC CO | COM | 576853105 |  | 2782678 | 212743 | SH |  | SOLE |  | 110325 | 0 | 102418 |
| MATSON INC | COM | 57686G105 |  | 103717 | 1052 | SH |  | SOLE |  | 1052 | 0 | 0 |
| MAXLINEAR INC | COM | 57776J100 |  | 3863526 | 240269 | SH |  | SOLE |  | 117762 | 0 | 122507 |
| MEDTRONIC PLC | COM | G5960L103 |  | 919161 | 9651 | SH |  | SOLE |  | 9651 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 95009 | 1132 | SH |  | SOLE |  | 1028 | 0 | 104 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 25600 | 153 | SH |  | SOLE |  | 153 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 9460357 | 18265 | SH |  | SOLE |  | 17818 | 0 | 447 |
| MIRION TECHNOLOGIES INC | COM | 60471A101 |  | 7222230 | 310500 | SH |  | SOLE |  | 152422 | 0 | 158078 |
| MIRUM PHARMACEUTICALS INC | COM | 604749101 |  | 8317606 | 113458 | SH |  | SOLE |  | 85010 | 0 | 28448 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 110477 | 120 | SH |  | SOLE |  | 120 | 0 | 0 |
| MONTROSE ENVIRONMENTAL GROUP I | COM | 615111101 |  | 3074257 | 111954 | SH |  | SOLE |  | 58025 | 0 | 53929 |
| MORGAN STANLEY | COM | 617446448 |  | 57702 | 363 | SH |  | SOLE |  | 363 | 0 | 0 |
| NEPHROS INC | COM | 640671400 |  | 117408 | 24822 | SH |  | SOLE |  | 24822 | 0 | 0 |
| NEUROPACE INC | COM | 641288105 |  | 2234404 | 216722 | SH |  | SOLE |  | 111273 | 0 | 105449 |
| NEWMONT CORP | COM | 651639106 |  | 399714 | 4741 | SH |  | SOLE |  | 4741 | 0 | 0 |
| NEXGEL INC | COM | 65344E107 |  | 92752 | 38013 | SH |  | SOLE |  | 38013 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1474395 | 19531 | SH |  | SOLE |  | 19531 | 0 | 0 |
| NEXTRACKER INC | COM | 65290E101 |  | 616041 | 8326 | SH |  | SOLE |  | 8326 | 0 | 0 |
| NORTHERN TECHNOLOGIES INTL COR | COM | 665809109 |  | 77555 | 10059 | SH |  | SOLE |  | 10059 | 0 | 0 |
| NOVA LTD | COM | M7516K103 |  | 114758 | 359 | SH |  | SOLE |  | 359 | 0 | 0 |
| NOVANTA INC | COM | 67000B104 |  | 2084622 | 20815 | SH |  | SOLE |  | 10776 | 0 | 10039 |
| NUTANIX INC | COM | 67059N108 |  | 35484 | 477 | SH |  | SOLE |  | 477 | 0 | 0 |
| NVENT ELECTRIC PLC | COM | G6700G107 |  | 83055 | 842 | SH |  | SOLE |  | 842 | 0 | 0 |
| OCEAN PWR TECHNOLOGIES INC | COM | 674870506 |  | 103310 | 205103 | SH |  | SOLE |  | 205103 | 0 | 0 |
| OCEANEERING INTL INC | COM | 675232102 |  | 3946488 | 159261 | SH |  | SOLE |  | 78460 | 0 | 80801 |
| OCULAR THERAPEUTIX INC | COM | 67576A100 |  | 4606748 | 394076 | SH |  | SOLE |  | 204915 | 0 | 189161 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 673180 | 13652 | SH |  | SOLE |  | 13652 | 0 | 0 |
| ONE STOP SYS INC | COM | 68247W109 |  | 303108 | 56550 | SH |  | SOLE |  | 56550 | 0 | 0 |
| ONESPAN INC | COM | 68287N100 |  | 3617009 | 227628 | SH |  | SOLE |  | 117566 | 0 | 110062 |
| OPTEX SYS HLDGS INC | COM | 68384X209 |  | 298094 | 23126 | SH |  | SOLE |  | 23126 | 0 | 0 |
| OPTICAL CABLE CORP | COM | 683827208 |  | 135060 | 16633 | SH |  | SOLE |  | 16633 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 281240 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| ORGANON  CO | COM | 68622V106 |  | 117 | 11 | SH |  | SOLE |  | 11 | 0 | 0 |
| ORION GROUP HLDGS INC | COM | 68628V308 |  | 2584625 | 310652 | SH |  | SOLE |  | 160481 | 0 | 150171 |
| OUSTER INC | COM | 68989M202 |  | 5022211 | 185664 | SH |  | SOLE |  | 96344 | 0 | 89320 |
| OWLET INC | COM | 69120X206 |  | 241929 | 28563 | SH |  | SOLE |  | 28563 | 0 | 0 |
| PARK AEROSPACE CORP | COM | 70014A104 |  | 3059828 | 150434 | SH |  | SOLE |  | 77827 | 0 | 72607 |
| PATRICK INDS INC | COM | 703343103 |  | 4848178 | 46874 | SH |  | SOLE |  | 26661 | 0 | 20213 |
| PAYCHEX INC | COM | 704326107 |  | 2264821 | 17867 | SH |  | SOLE |  | 17410 | 0 | 457 |
| PAYMENTUS HOLDINGS INC | COM | 70439P108 |  | 2916639 | 95315 | SH |  | SOLE |  | 46875 | 0 | 48440 |
| PEGASYSTEMS INC | COM | 705573103 |  | 4637950 | 80660 | SH |  | SOLE |  | 78782 | 0 | 1878 |
| PENGUIN SOLUTIONS INC | COM | 706915105 |  | 4418351 | 168126 | SH |  | SOLE |  | 86618 | 0 | 81508 |
| PEPSICO INC | COM | 713448108 |  | 749388 | 5336 | SH |  | SOLE |  | 5336 | 0 | 0 |
| PERMA-FIX ENVIRONMENTAL SVCS | COM | 714157203 |  | 1981590 | 196197 | SH |  | SOLE |  | 101546 | 0 | 94651 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 |  | 223194 | 9526 | SH |  | SOLE |  | 9526 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 65204 | 402 | SH |  | SOLE |  | 402 | 0 | 0 |
| PHREESIA INC | COM | 71944F106 |  | 2467389 | 104906 | SH |  | SOLE |  | 51568 | 0 | 53338 |
| PPL CORP | COM | 69351T106 |  | 46004 | 1238 | SH |  | SOLE |  | 1238 | 0 | 0 |
| PRIMORIS SVCS CORP | COM | 74164F103 |  | 7570042 | 55123 | SH |  | SOLE |  | 54096 | 0 | 1027 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1452300 | 9452 | SH |  | SOLE |  | 9452 | 0 | 0 |
| PROTO LABS INC | COM | 743713109 |  | 1044927 | 20886 | SH |  | SOLE |  | 20886 | 0 | 0 |
| Q2 HLDGS INC | COM | 74736L109 |  | 70508 | 974 | SH |  | SOLE |  | 974 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 652712 | 1575 | SH |  | SOLE |  | 1339 | 0 | 236 |
| RADCOM LTD | COM | M81865111 |  | 3381401 | 233361 | SH |  | SOLE |  | 120261 | 0 | 113100 |
| RANGE RES CORP | COM | 75281A109 |  | 2518455 | 66909 | SH |  | SOLE |  | 66109 | 0 | 800 |
| RAPID MICRO BIOSYSTEMS INC | COM | 75340L104 |  | 208169 | 62326 | SH |  | SOLE |  | 62326 | 0 | 0 |
| RED VIOLET INC | COM | 75704L104 |  | 3198588 | 61217 | SH |  | SOLE |  | 31585 | 0 | 29632 |
| REGAL REXNORD CORPORATION | COM | 758750103 |  | 14344 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| REMITLY GLOBAL INC | COM | 75960P104 |  | 32861 | 2016 | SH |  | SOLE |  | 2016 | 0 | 0 |
| RICHARDSON ELECTRS LTD | COM | 763165107 |  | 157541 | 16092 | SH |  | SOLE |  | 16092 | 0 | 0 |
| RIVERVIEW BANCORP INC | COM | 769397100 |  | 2106630 | 392296 | SH |  | SOLE |  | 202648 | 0 | 189648 |
| RIVIAN AUTOMOTIVE INC | COM | 76954A103 |  | 499311 | 34013 | SH |  | SOLE |  | 34013 | 0 | 0 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 24467 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| ROYAL GOLD INC | COM | 780287108 |  | 67796 | 338 | SH |  | SOLE |  | 320 | 0 | 18 |
| SALESFORCE INC | COM | 79466L302 |  | 4603014 | 19422 | SH |  | SOLE |  | 18962 | 0 | 460 |
| SAMSARA INC | COM | 79589l106 |  | 1131022 | 30363 | SH |  | SOLE |  | 30363 | 0 | 0 |
| SANDOZ GROUP AG | COM | 799926100 |  | 12105 | 203 | SH |  | SOLE |  | 203 | 0 | 0 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 17666 | 514 | SH |  | SOLE |  | 514 | 0 | 0 |
| SEMPRA | COM | 816851109 |  | 35092 | 390 | SH |  | SOLE |  | 390 | 0 | 0 |
| SEMTECH CORP | COM | 816850101 |  | 3640092 | 50946 | SH |  | SOLE |  | 25060 | 0 | 25886 |
| SENESTECH INC | COM | 81720R604 |  | 114943 | 26183 | SH |  | SOLE |  | 26183 | 0 | 0 |
| SI-BONE INC | COM | 825704109 |  | 3141027 | 213385 | SH |  | SOLE |  | 109975 | 0 | 103410 |
| SIMILARWEB LTD | COM | M84137104 |  | 3541375 | 380793 | SH |  | SOLE |  | 197350 | 0 | 183443 |
| SITIME CORP | COM | 82982T106 |  | 256114 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| SNAP ON INC | COM | 833034101 |  | 389846 | 1125 | SH |  | SOLE |  | 893 | 0 | 232 |
| SOUTHERN CO | COM | 842587107 |  | 226595 | 2391 | SH |  | SOLE |  | 2391 | 0 | 0 |
| STEREOTAXIS INC | COM | 85916J409 |  | 4970135 | 1598114 | SH |  | SOLE |  | 826617 | 0 | 771497 |
| STERLING INFRASTRUCTURE INC | COM | 859241101 |  | 15501636 | 45636 | SH |  | SOLE |  | 33483 | 0 | 12153 |
| STRATTEC SEC CORP | COM | 863111100 |  | 286328 | 4207 | SH |  | SOLE |  | 4207 | 0 | 0 |
| SUNOPTA INC | COM | 8676EP108 |  | 4073907 | 695206 | SH |  | SOLE |  | 466616 | 0 | 228590 |
| TEMPUS AI INC | COM | 88023B103 |  | 2225740 | 27577 | SH |  | SOLE |  | 26920 | 0 | 657 |
| TERADYNE INC | COM | 880770102 |  | 19958 | 145 | SH |  | SOLE |  | 145 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 209463 | 471 | SH |  | SOLE |  | 471 | 0 | 0 |
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 |  | 4467198 | 776904 | SH |  | SOLE |  | 401437 | 0 | 375467 |
| TOWER SEMICONDUCTOR LTD | COM | M87915274 |  | 14195309 | 196339 | SH |  | SOLE |  | 149905 | 0 | 46434 |
| TRANE TECHNOLOGIES PLC | COM | G8994E103 |  | 24052 | 57 | SH |  | SOLE |  | 57 | 0 | 0 |
| TRANSACT TECHNOLOGIES INC | COM | 892918103 |  | 234865 | 43333 | SH |  | SOLE |  | 43333 | 0 | 0 |
| TRANSCAT INC | COM | 893529107 |  | 2853482 | 38982 | SH |  | SOLE |  | 20114 | 0 | 18868 |
| TRAVERE THERAPEUTICS INC | COM | 89422G107 |  | 3871513 | 161988 | SH |  | SOLE |  | 79397 | 0 | 82591 |
| TRIMBLE INC | COM | 896239100 |  | 3728874 | 45669 | SH |  | SOLE |  | 44886 | 0 | 783 |
| TRIPADVISOR INC | COM | 896945201 |  | 24764 | 1523 | SH |  | SOLE |  | 1523 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 8273 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| UNITED GUARDIAN INC | COM | 910571108 |  | 55117 | 7013 | SH |  | SOLE |  | 7013 | 0 | 0 |
| UNITED PARCEL SERVICE INC | COM | 911312106 |  | 33746 | 404 | SH |  | SOLE |  | 404 | 0 | 0 |
| UNIVERSAL INS HLDGS INC | COM | 91359V107 |  | 4766717 | 181244 | SH |  | SOLE |  | 93316 | 0 | 87928 |
| UPWORK INC | COM | 91688F104 |  | 2574322 | 138628 | SH |  | SOLE |  | 67975 | 0 | 70653 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 1072979 | 6302 | SH |  | SOLE |  | 6302 | 0 | 0 |
| VALMONT INDS INC | COM | 920253101 |  | 1503229 | 3877 | SH |  | SOLE |  | 3877 | 0 | 0 |
| VERALTO CORP | COM | 92338C103 |  | 994245 | 9326 | SH |  | SOLE |  | 9326 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 585985 | 13333 | SH |  | SOLE |  | 13333 | 0 | 0 |
| VIRTRA INC | COM | 92827K301 |  | 67623 | 12856 | SH |  | SOLE |  | 12856 | 0 | 0 |
| VISA INC | COM | 92826C839 |  | 31407 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| WABTEC | COM | 929740108 |  | 72570 | 362 | SH |  | SOLE |  | 362 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 125211 | 567 | SH |  | SOLE |  | 567 | 0 | 0 |
| WATTS WATER TECHNOLOGIES INC | COM | 942749102 |  | 1396 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 49274 | 430 | SH |  | SOLE |  | 430 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 704816 | 6302 | SH |  | SOLE |  | 6302 | 0 | 0 |
| WIDEPOINT CORP | COM | 967590209 |  | 247799 | 50111 | SH |  | SOLE |  | 50111 | 0 | 0 |
| WILLDAN GROUP INC | COM | 96924N100 |  | 7630290 | 78915 | SH |  | SOLE |  | 40903 | 0 | 38012 |
| WILLIAMS COS INC | COM | 969457100 |  | 43078 | 680 | SH |  | SOLE |  | 680 | 0 | 0 |
| WORKIVA INC | COM | 98139A105 |  | 62666 | 728 | SH |  | SOLE |  | 728 | 0 | 0 |
| WORTHINGTON ENTERPRISES INC | COM | 981811102 |  | 3059330 | 55133 | SH |  | SOLE |  | 27178 | 0 | 27955 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 6105277 | 750034 | SH |  | SOLE |  | 386195 | 0 | 363839 |
| XYLEM INC | COM | 98419M100 |  | 1641970 | 11132 | SH |  | SOLE |  | 11132 | 0 | 0 |
| ZETA GLOBAL HOLDINGS CORP | COM | 98956A105 |  | 2462767 | 123944 | SH |  | SOLE |  | 60978 | 0 | 62966 |
| ZSCALER INC | COM | 98980G102 |  | 3725972 | 12434 | SH |  | SOLE |  | 12139 | 0 | 295 |
| YASKAWA ELEC CORP | COM | 001230212 |  | 568510 | 26595 | SH |  | SOLE |  | 26595 | 0 | 0 |
| ASML HOLDING N V | ADR | N07059210 |  | 3746508 | 3870 | SH |  | SOLE |  | 3817 | 0 | 53 |
| BP PLC | ADR | 055622104 |  | 22813 | 662 | SH |  | SOLE |  | 662 | 0 | 0 |
| BRAINSWAY LTD | ADR | 10501L106 |  | 4682007 | 310684 | SH |  | SOLE |  | 165789 | 0 | 144895 |
| BYD CO LTD | ADR | 05606L100 |  | 286929 | 20364 | SH |  | SOLE |  | 20364 | 0 | 0 |
| EQUINOR ASA | ADR | 29446M102 |  | 262646 | 10773 | SH |  | SOLE |  | 10773 | 0 | 0 |
| NOVARTIS AG | ADR | 66987V109 |  | 355866 | 2775 | SH |  | SOLE |  | 2775 | 0 | 0 |
| RIO TINTO PLC | ADR | 767204100 |  | 37428 | 567 | SH |  | SOLE |  | 567 | 0 | 0 |
| SANOFI SA | ADR | 80105N105 |  | 9440 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ISHARES SILVER TR | ETF | 46428Q109 |  | 32667 | 771 | SH |  | SOLE |  | 699 | 0 | 72 |
| VANECK ETF TRUST | ETF | 92189F791 |  | 15449 | 156 | SH |  | SOLE |  | 156 | 0 | 0 |
| VANGUARD INDEX FDS | ETF | 922908769 |  | 395772 | 1206 | SH |  | SOLE |  | 1206 | 0 | 0 |

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