# EDGAR Filing Document

**Accession Number:** 0001426439
**File Stem:** 0000940400-25-002558
**Filing Date:** 2025-9
**Character Count:** 42491
**Document Hash:** 6894d33115398c8c64741ecbf1d30673
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002558.hdr.sgml**: 20250925

**ACCESSION NUMBER**: 0000940400-25-002558

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250925

**DATE AS OF CHANGE**: 20250925

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments Active ETF Trust
- **CENTRAL INDEX KEY:** 0001426439

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22739
- **FILM NUMBER:** 251344572

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NYLI MacKay Core Plus Bond ETF
- **DATE OF NAME CHANGE:** 20241203

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York Life Investments Active ETF Trust
- **DATE OF NAME CHANGE:** 20240822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ Active ETF Trust
- **DATE OF NAME CHANGE:** 20080207

## Series and Classes Contracts Data

### NYLI MacKay California Muni Intermediate ETF (Series ID: S000069622)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000222073 | NYLI MacKay California Muni Intermediate ETF | MMCA            |

## Nport-Ex

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF

July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds — 89.0%** |  |  |
| **Airport — 6.0%** |  |  |
| City of Fresno CA Airport Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/33 | $250000 | $271668 |
| City of Long Beach CA Airport System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: AGM |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/32 | 200000 | 226005 |
| &nbsp;&nbsp;Series B Insured: AGM |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/32 | 200000 | 226005 |
| Norman Y Mineta San Jose International Airport SJC, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;4.000%, due 3/1/34 | 500000 | 497302 |
| San Diego County Regional Airport Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.250%, due 7/1/36 | 500000 | 540726 |
|  |  | 1761706 |
| **Development — 1.7%** |  |  |
| California Statewide Communities Development Authority, Special Assessment |  |  |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 9/2/34 | 500000 | 516311 |
| **Education — 1.1%** |  |  |
| California School Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/46 | 350000 | 318819 |
| **General — 24.5%** |  |  |
| California Community Choice Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;&nbsp;5.500%, due 10/1/54<sup>(a)(b)</sup> | 995000 | 1061962 |
| &nbsp;&nbsp;Series B-1 |  |  |
| &nbsp;&nbsp;&nbsp;4.000%, due 2/1/52<sup>(a)(b)</sup> | 1000000 | 993755 |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 2/1/55<sup>(a)(b)</sup> | 620000 | 659727 |
| Cathedral City Redevelopment Agency Successor Agency, Tax Allocation |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;4.000%, due 8/1/32 | 140000 | 146759 |
| City of Newport Beach CA, Special Assessment |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;4.125%, due 9/2/38 | 625000 | 603557 |
| Commonwealth of Puerto Rico, Notes, |  |  |
| &nbsp;&nbsp;&nbsp;due 11/1/51<sup>(a)(b)</sup> | 99683 | 45231 |
| Matching Fund Special Purpose Securitization Corp., Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 10/1/30 | 400000 | 409974 |
| Mountain House Public Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;3.000%, due 12/1/37 | 295000 | 245309 |
| San Francisco City & County Redevelopment Agency Successor Agency, Tax Allocation |  |  |
| &nbsp;&nbsp;Series B Insured: AG |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/40 | 190000 | 203358 |
| San Joaquin Valley Clean Energy Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;5.500%, due 1/1/56<sup>(a)(b)</sup> | 750000 | 824974 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **General (continued)** |  |  |
| Santa Fe Springs Public Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Insured: AGC |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/27 | $700000 | $729347 |
| Territory of Guam, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;5.000%, due 11/15/27 | 585000 | 586765 |
| &nbsp;&nbsp;Series F |  |  |
| &nbsp;&nbsp;5.000%, due 1/1/30 | 750000 | 793220 |
|  |  | 7303938 |
| **General Obligation — 9.3%** |  |  |
| City of Menlo Park CA, General Obligation Bonds |  |  |
| &nbsp;&nbsp;2.000%, due 8/1/33 | 420000 | 360687 |
| Commonwealth of Puerto Rico, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A1 |  |  |
| &nbsp;&nbsp;4.000%, due 7/1/35 | 251878 | 240213 |
| &nbsp;&nbsp;5.625%, due 7/1/29 | 500000 | 529335 |
| Grossmont Healthcare District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series F |  |  |
| &nbsp;&nbsp;5.000%, due 7/15/32 | 350000 | 397262 |
| Kern Community College District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series D |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/32 | 625000 | 718583 |
| State of California, General Obligation Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/37 | 500000 | 551130 |
|  |  | 2797210 |
| **Higher Education — 2.3%** |  |  |
| California State University, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 11/1/34 | 250000 | 289925 |
| University of California, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series BS |  |  |
| &nbsp;&nbsp;5.000%, due 5/15/37 | 350000 | 384211 |
|  |  | 674136 |
| **Housing — 1.4%** |  |  |
| California Community College Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;5.000%, due 5/1/38 | 400000 | 408561 |
| **Medical — 4.3%** |  |  |
| California Health Facilities Financing Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 12/1/39 | 250000 | 253606 |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;3.000%, due 7/1/28 | 500000 | 491854 |
| California Statewide Communities Development Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 3/1/35 | 500000 | 501395 |
|  |  | 1246855 |
| **Mello-Roos — 4.2%** |  |  |
| City of South San Francisco CA, Special Tax |  |  |
| &nbsp;&nbsp;5.000%, due 9/1/40 | 375000 | 376089 |
| Folsom Ranch Financing Authority, Special Tax |  |  |
| &nbsp;&nbsp;5.000%, due 9/1/39 | 500000 | 498741 |

---

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF (continued)

July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **Mello-Roos (continued)** |  |  |
| Romoland School District, Special Tax |  |  |
| &nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;5.000%, due 9/1/46 | $370000 | $367878 |
|  |  | 1242708 |
| **Multifamily Housing — 0.8%** |  |  |
| California Housing Finance Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 2021-2 A Insured: FHLMC COLL |  |  |
| &nbsp;&nbsp;3.750%, due 3/25/35 | 236725 | 234863 |
| **Pollution — 1.7%** |  |  |
| California Municipal Finance Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;&nbsp;4.375%, due 9/1/53<sup>(a)(b)</sup> | 500000 | 496664 |
| **Power — 3.4%** |  |  |
| Los Angeles Department of Water & Power, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/30 | 250000 | 273988 |
| Southern California Public Power Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 1 Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/35 | 200000 | 222689 |
| &nbsp;&nbsp;Series 2 |  |  |
| &nbsp;&nbsp;&nbsp;5.000%, due 7/1/53<sup>(a)(b)</sup> | 500000 | 528273 |
|  |  | 1024950 |
| **School District — 16.0%** |  |  |
| Alum Rock Union Elementary School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/25 | 185000 | 185000 |
| &nbsp;&nbsp;5.000%, due 8/1/37 | 420000 | 460197 |
| &nbsp;&nbsp;Series B Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/33 | 290000 | 328541 |
| Beverly Hills Unified School District CA, General Obligation Bonds |  |  |
| &nbsp;&nbsp;&nbsp;4.580%, due 8/1/37<sup>(c)</sup> | 580000 | 336752 |
| Compton Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series B Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/29 | 750000 | 784835 |
| El Monte Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Insured: AGM |  |  |
| &nbsp;&nbsp;&nbsp;4.070%, due 6/1/36<sup>(c)</sup> | 140000 | 90503 |
| Elk Grove Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;3.250%, due 8/1/41 | 150000 | 124277 |
| Jefferson Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/31 | 350000 | 397813 |
| &nbsp;&nbsp;5.000%, due 8/1/36 | 250000 | 284799 |
| Los Angeles Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/26 | 500000 | 512607 |
| Novato Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;2.000%, due 8/1/33 | 500000 | 431281 |

---

---

| | | |
|:---|:---|:---|
|  | **Principal<br> Amount** | **Value** |
| **Municipal Bonds (continued)** |  |  |
| **School District (continued)** |  |  |
| San Mateo Union High School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series B |  |  |
| &nbsp;&nbsp;4.000%, due 9/1/34 | $455000 | $462932 |
| West Contra Costa Unified School District, General Obligation Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: BAM |  |  |
| &nbsp;&nbsp;5.000%, due 8/1/32 | 365000 | 412159 |
|  |  | 4811696 |
| **Tobacco Settlement — 0.9%** |  |  |
| California County Tobacco Securitization Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;4.000%, due 6/1/36 | 275000 | 263299 |
| **Transportation — 2.7%** |  |  |
| Alameda Corridor Transportation Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series B Insured: AGM |  |  |
| &nbsp;&nbsp;3.000%, due 10/1/34 | 250000 | 224520 |
| Foothill-Eastern Transportation Corridor Agency, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A Insured: AGM |  |  |
| &nbsp;&nbsp;5.500%, due 1/15/31 | 500000 | 572648 |
|  |  | 797168 |
| **Water — 8.7%** |  |  |
| City of Los Angeles CA Wastewater System Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/31 | 500000 | 567286 |
| &nbsp;&nbsp;Series C |  |  |
| &nbsp;&nbsp;5.000%, due 6/1/34 | 500000 | 578756 |
| East County Advanced Water Purification Joint Powers Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series 1 |  |  |
| &nbsp;&nbsp;3.125%, due 9/1/26 | 200000 | 200747 |
| Guam Government Waterworks Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/35 | 200000 | 216457 |
| Puerto Rico Commonwealth Aqueduct & Sewer Authority, Revenue Bonds |  |  |
| &nbsp;&nbsp;Series A |  |  |
| &nbsp;&nbsp;5.000%, due 7/1/30 | 500000 | 522821 |
| San Francisco City & County Public Utilities Commission Wastewater Revenue, Revenue Bonds |  |  |
| &nbsp;&nbsp;1.000%, due 10/1/25 | 500000 | 497836 |
|  |  | 2583903 |
| **Total Municipal Bonds** |  |  |
| &nbsp;&nbsp;**(Cost $26,142,745)** |  | **26482787** |

---

Schedule of Investments ─ NYLI MacKay California Muni Intermediate ETF (continued)

July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Short-Term Investment — 12.6%** |  |  |
| **Money Market Fund — 12.6%** |  |  |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.29%<sup>(d)</sup> |  |  |
| **(Cost $3,761,920)** | 3761920 | $**3761920** |
| **Total Investments — 101.6%<br> (Cost $29,904,665)** |  | **30244707** |
| **Other Assets and Liabilities, <br> Net — (1.6)%** |  | **(470065)** |
| **Net Assets — 100.0%** |  | $**29774642** |

---

(a) Variable rate securities that
 may be tendered back to the issuer at any time prior to maturity at par. Rate shown is the rate in effect as of July 31, 2025.

(b) Adjustable rate security with an interest rate
 that is not based on a published reference index and spread. The rate is based on the structure of the agreement and current
 market conditions.

(c) The security was issued on a discount basis with
 no stated coupon rate. Rate shown reflects the effective yield.

(d) Reflects the 7-day yield at July 31, 2025.

---

| | |
|:---|:---|
| **Abbreviations** | **Abbreviations** |
| AGC | - Assured Guaranty Corp. |
| AGM | - Assured Guaranty Municipal Corp. |
| BAM | - Build America Mutual Assurance Co. |

---

The following is a summary of the inputs used to value the Fund's investments as of July 31, 2025. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(a)</sup> |  |  |  |  |
| &nbsp;&nbsp;Municipal Bonds | $— | $26482787 | $— | $26482787 |
| Short-Term Investment: |  |  |  |  |
| &nbsp;&nbsp;Money Market Fund | 3761920 |  |  | 3761920 |
| Total Investments in Securities | $3761920 | $26482787 | $— | $30244707 |

---

(a) For
 a complete listing of investments and their states, see the Schedule of Investments.

For the period ended July 31, 2025, the fund did not have any transfers into or out of level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments Active ETF Trust

- **b. Investment Company Act file number:** 811-22739

- **c. CIK number of Registrant:** 0001426439

- **d. LEI of Registrant:** 549300VWZDQ61K9DOP39

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI MacKay California Muni Intermediate ETF

- **b. EDGAR series identifier (if any):** S000069622

- **c. LEI of Series:** 549300OYUDYMCD64FC48

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $30546496.10

**Total Liabilities:** $771851.95

**Net Assets:** $29774644.15

**Delayed Delivery Securities:** $504901.50

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 17.66414000 | **1-Year:** 796.98299000 | **5-Year:** 7744.23172000 | **10-Year:** 6518.53378000 | **30-Year:** 218.55277000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 16.36651000 | **1-Year:** 1.11907000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222073 | 0.28%                | 0.87%                | 0.31%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-44891.85               | $34970.81                                  |
| Month 2  | $-30693.82               | $187689.76                                 |
| Month 3  | $20101.14                | $-19587.42                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                                 | CUSIP: 022168SZ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    185000 | PA      | $185000.00    | 0.62%             | 2025-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WEST CONTRA COSTA CA UNIF SCH      | West Contra Costa Unified School District                                  | CUSIP: 95234ACH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    365000 | PA      | $412159.02    | 1.38%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GROSSMONT CA HLTHCARE DIST         | Grossmont Healthcare District                                              | CUSIP: 399223DS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $397261.87    | 1.33%             | 2032-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COMPTON CA UNIF SCH DIST           | Compton Unified School District/CA                                         | CUSIP: 204736FA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $784835.48    | 2.64%             | 2029-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA WSTWTR SYS REVE     | City of Los Angeles CA Wastewater System Revenue                           | CUSIP: 53945CMN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $578756.25    | 1.94%             | 2034-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                                | CUSIP: 74514L4F1<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |     99683 | PA      | $45231.12     | 0.15%             | 2051-11-01      | Variable      | 0.01%                 | No            |                  2 | On Loan: No      |
| FRESNO CA ARPT REVENUE             | City of Fresno CA Airport Revenue                                          | CUSIP: 358100FD2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $271667.75    | 0.91%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STHRN CALIFORNIA ST PUBLIC PWR     | Southern California Public Power Authority                                 | CUSIP: 842469CX4<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    200000 | PA      | $222689.24    | 0.75%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST SCH FIN AUTH CHR     | California School Finance Authority                                        | CUSIP: 13058TMA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $318818.96    | 1.07%             | 2046-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CA UNION HIGH SCH DI     | Jefferson Union High School District                                       | CUSIP: 4724667N5<br>LEI: 549300S1EAFO90X8HQ88 | Long             | DBT              | MUN               | US        |    250000 | PA      | $284798.68    | 0.96%             | 2036-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA UNIF SCH DIST       | Los Angeles Unified School District/CA                                     | CUSIP: 544647HH6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $512607.35    | 1.72%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ELK GROVE CA UNIF SCH DIST         | Elk Grove Unified School District                                          | CUSIP: 287281WX3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    150000 | PA      | $124277.48    | 0.42%             | 2041-08-01      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                                | CUSIP: 74514L3H8<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    500000 | PA      | $529335.20    | 1.78%             | 2029-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| UNIV OF CALIFORNIA CA REVENUES     | University of California                                                   | CUSIP: 91412HQR7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $384210.58    | 1.29%             | 2037-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA ARPT REVENUE         | City of Long Beach CA Airport System Revenue                               | CUSIP: 542403DF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $226005.00    | 0.76%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CNTY CA TOBACCO SEC     | California County Tobacco Securitization Agency                            | CUSIP: 13016NEU4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $263298.53    | 0.88%             | 2036-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                            | CUSIP: 13013JAP1<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $993755.20    | 3.34%             | 2052-02-01      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| SAN DIEGO CNTY CA REGL ARPT AU     | San Diego County Regional Airport Authority                                | CUSIP: 79739GRB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $540726.25    | 1.82%             | 2036-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH SO     | California Municipal Finance Authority                                     | CUSIP: 13048RAM9<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $496663.75    | 1.67%             | 2053-09-01      | Variable      | 4.38%                 | No            |                  2 | On Loan: No      |
| FOLSOM RANCH CA FING AUTH SPL      | Folsom Ranch Financing Authority                                           | CUSIP: 344414CB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $498741.00    | 1.68%             | 2039-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                          | CUSIP: 40065NCN5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $793220.40    | 2.66%             | 2030-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                            | CUSIP: 13013JDD5<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    995000 | PA      | $1061961.71   | 3.57%             | 2054-10-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| STHRN CALIFORNIA ST PUBLIC PWR     | Southern California Public Power Authority                                 | CUSIP: 842469DL9<br>LEI: 5493003B5TD5FWUKMD34 | Long             | DBT              | MUN               | US        |    500000 | PA      | $528272.90    | 1.77%             | 2053-07-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST UNIV REVENUE         | California State University                                                | CUSIP: 13077DVR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $289924.78    | 0.97%             | 2034-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| KERN CA CMNTY CLG DIST             | Kern Community College District                                            | CUSIP: 492244GJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $718583.38    | 2.41%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST STWD CMNTYS DEV      | California Statewide Communities Development Authority                     | CUSIP: 13078YQE8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $516311.45    | 1.73%             | 2034-09-02      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTH SAN FRANCISCO SPL TAX        | City of South San Francisco CA                                             | CUSIP: 840000BA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $376089.34    | 1.26%             | 2040-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT BUSINESS PRIVILEGE T     | Territory of Guam                                                          | CUSIP: 40065NBY2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    585000 | PA      | $586764.77    | 1.97%             | 2027-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN MATEO CA UNION HIGH SCH DI     | San Mateo Union High School District                                       | CUSIP: 799017XF0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    455000 | PA      | $462932.24    | 1.55%             | 2034-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST HLTH FACS FING A     | California Health Facilities Financing Authority                           | CUSIP: 13032UU22<br>LEI: 5493007RI8BUDOGHZ546 | Long             | DBT              | MUN               | US        |    250000 | PA      | $253605.50    | 0.85%             | 2039-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA WSTWTR SYS REVE     | City of Los Angeles CA Wastewater System Revenue                           | CUSIP: 53945CMZ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $567286.10    | 1.91%             | 2031-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| EAST CNTY ADVANCED WTR PURIFIC     | East County Advanced Water Purification Joint Powers Authority             | CUSIP: 271843AB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $200747.40    | 0.67%             | 2026-09-01      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT WTRWKS AUTH WTR & WS     | Guam Government Waterworks Authority                                       | CUSIP: 40065FEX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $216456.76    | 0.73%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                                 | CUSIP: 022168TM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    420000 | PA      | $460196.94    | 1.55%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEWPORT BEACH CA IMPT BOND ACT     | City of Newport Beach CA                                                   | CUSIP: 651784UT5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $603557.00    | 2.03%             | 2038-09-02      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| MENLO PARK CA                      | City of Menlo Park CA                                                      | CUSIP: 586821KJ8<br>LEI: 549300OA12TFLUF84P93 | Long             | DBT              | MUN               | US        |    420000 | PA      | $360686.59    | 1.21%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| ROMOLAND CA SCH DIST SPL TAX       | Romoland School District                                                   | CUSIP: 776192VN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    370000 | PA      | $367877.75    | 1.24%             | 2046-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SANTA FE SPRINGS CA PUBLIC FIN     | Santa Fe Springs Public Financing Authority                                | CUSIP: 80218FAB2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $729346.87    | 2.45%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY & CNTY CA P     | San Francisco City & County Public Utilities Commission Wastewater Revenue | CUSIP: 79768HGG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $497835.60    | 1.67%             | 2025-10-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CITY & CNTY CA R     | San Francisco City & County Redevelopment Agency Successor Agency          | CUSIP: 79770GKT2<br>LEI: 5493001TPOZL3UK8DX25 | Long             | DBT              | MUN               | US        |    190000 | PA      | $203357.82    | 0.68%             | 2040-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NOVATO CA UNIF SCH DIST            | Novato Unified School District/CA                                          | CUSIP: 669878GE4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $431281.00    | 1.45%             | 2033-08-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT     | California Statewide Communities Development Authority                     | CUSIP: 13080SJL9<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |    500000 | PA      | $501395.00    | 1.68%             | 2035-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LOS ANGELES CA DEPT OF WTR & P     | Los Angeles Department of Water & Power                                    | CUSIP: 544532PY4<br>LEI: 549300S8NXV6YU61GG95 | Long             | DBT              | MUN               | US        |    250000 | PA      | $273987.68    | 0.92%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH                 | Commonwealth of Puerto Rico                                                | CUSIP: 74514L3L9<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    251878 | PA      | $240212.72    | 0.81%             | 2035-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| EL MONTE CA UNION HIGH SCH DIS     | El Monte Union High School District                                        | CUSIP: 283353QJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $90502.79     | 0.30%             | 2036-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CATHEDRAL CITY CA REDEV AGY SU     | Cathedral City Redevelopment Agency Successor Agency                       | CUSIP: 14916YCS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $146759.44    | 0.49%             | 2032-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST                      | State of California                                                        | CUSIP: 13063EDK9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $551130.40    | 1.85%             | 2037-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CMNTY CHOICE FING A     | California Community Choice Financing Authority                            | CUSIP: 13013JFD3<br>LEI: 549300X8VKJ215S2R571 | Long             | DBT              | MUN               | US        |    620000 | PA      | $659727.49    | 2.22%             | 2055-02-01      | Variable      | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO CMWLTH AQUEDUCT &      | Puerto Rico Commonwealth Aqueduct & Sewer Authority                        | CUSIP: 745160SG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $522821.00    | 1.76%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| FOOTHILL ESTRN TRANSPRTN CORRI     | Foothill-Eastern Transportation Corridor Agency                            | CUSIP: 345105HJ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $572648.20    | 1.92%             | 2031-01-15      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ALAMEDA CA CORRIDOR TRANSPRTN      | Alameda Corridor Transportation Authority                                  | CUSIP: 010869HC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $224519.55    | 0.75%             | 2034-10-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| MATCHING FUND SPL PURPOSE SECU     | Matching Fund Special Purpose Securitization Corp                          | CUSIP: 57665NAE5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $409974.04    | 1.38%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management                                         | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   3761920 | NS      | $3761920.14   | 12.63%            |  |  |  | No            |                  1 | On Loan: No      |
| JEFFERSON CA UNION HIGH SCH DI     | Jefferson Union High School District                                       | CUSIP: 4724667H8<br>LEI: 549300S1EAFO90X8HQ88 | Long             | DBT              | MUN               | US        |    350000 | PA      | $397812.91    | 1.34%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST CMNTY CLG FING A     | California Community College Financing Authority                           | CUSIP: 13012RAT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $408560.92    | 1.37%             | 2038-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BEVERLY HILLS CA UNIF SCH DIST     | Beverly Hills Unified School District CA                                   | CUSIP: 088023LB0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    580000 | PA      | $336751.83    | 1.13%             | 2037-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALUM ROCK CA UNION ELEM SCH DI     | Alum Rock Union Elementary School District                                 | CUSIP: 022168TZ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    290000 | PA      | $328540.83    | 1.10%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SAN JOAQUIN VLY CLEAN ENERGY A     | San Joaquin Valley Clean Energy Authority                                  | CUSIP: 79811YAK4<br>LEI: 254900VA5DFN33OVGH87 | Long             | DBT              | MUN               | US        |    750000 | PA      | $824974.50    | 2.77%             | 2056-01-01      | Variable      | 5.50%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE     | California Municipal Finance Authority                                     | CUSIP: 13048T4A8<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $491853.90    | 1.65%             | 2028-07-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| LONG BEACH CA ARPT REVENUE         | City of Long Beach CA Airport System Revenue                               | CUSIP: 542403CM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $226005.00    | 0.76%             | 2032-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA HSG FIN AGY MUNI CT     | California Housing Finance Agency                                          | CUSIP: 13033DAG0<br>LEI: 549300BOPCVLBA552Z14 | Long             | ABS-MBS          | MUN               | US        |    236725 | PA      | $234863.22    | 0.79%             | 2035-03-25      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| SAN JOSE CA ARPT REVENUE           | Norman Y Mineta San Jose International Airport SJC                         | CUSIP: 798136XE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $497301.90    | 1.67%             | 2034-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-25

**Name of Applicant:** New York Life Investments Active ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ