# EDGAR Filing Document

**Accession Number:** 0000317847
**File Stem:** 9999999997-23-000743
**Filing Date:** 2023-2
**Character Count:** 1298
**Document Hash:** 09ed7ff8cec6b0fbe28a3763c683d65f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-000743.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 9999999997-23-000743

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20190430

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230227

**EFFECTIVENESS DATE**: 20230215

**PERIOD START**: 20180501

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPENCER-WINSTON SECURITIES CORPORATION
- **CENTRAL INDEX KEY:** 0000317847
- **IRS NUMBER:** 133034478
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-24995
- **FILM NUMBER:** 20016259

**BUSINESS ADDRESS:**
- **STREET 1:** 45 WEST 47TH STREET SUITE 402
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036-2825
- **BUSINESS PHONE:** (212) 840-2444

**MAIL ADDRESS:**
- **STREET 1:** 45 WEST 47TH STREET SUITE 402
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036-2825

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPENCER WINSTON SECURITIES CORP                         /BD
- **DATE OF NAME CHANGE:** 20000101

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This document was generated as part of a paper submission.
Please reference the Document Control Number 20016259 for access to the original document.

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