# EDGAR Filing Document

**Accession Number:** 0001842010
**File Stem:** 0000870156-23-000010
**Filing Date:** 2023-2
**Character Count:** 24199
**Document Hash:** 6af895a0b0b3f6248d3f93329e7fae9b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000870156-23-000010.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0000870156-23-000010

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Laurel Wealth Planning LLC
- **CENTRAL INDEX KEY:** 0001842010
- **IRS NUMBER:** 453971980
- **STATE OF INCORPORATION:** MN

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20598
- **FILM NUMBER:** 23578073

**BUSINESS ADDRESS:**
- **STREET 1:** 3300 EDINBOROUGH WAY, SUITE 790
- **CITY:** EDINA
- **STATE:** MN
- **ZIP:** 55435
- **BUSINESS PHONE:** 9528546250

**MAIL ADDRESS:**
- **STREET 1:** 3300 EDINBOROUGH WAY, SUITE 790
- **CITY:** EDINA
- **STATE:** MN
- **ZIP:** 55435

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Laurel Wealth Planning LLC<br>**Address:** 3300 EDINBOROUGH WAY SUITE 790<br>EDINA, MN 55435

**Form 13F File Number:** 028-20598

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Katie Then<br>**Title:** Client Service  Operations Manager<br>**Phone:** 952-854-6250

**Signature, Place, and Date of Signing:**

Katie Then  Edina, MN  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 216

**Form 13F Information Table Value Total:** $155092079

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 245596 | 2048 | SH |  | SOLE |  | 0 | 0 | 2048 |
| ABB LTD | SPONSORED ADR | 000375204 |  | 7402 | 243 | SH |  | SOLE |  | 0 | 0 | 243 |
| ABBOTT LABS | COM | 002824100 |  | 146240 | 1332 | SH |  | SOLE |  | 0 | 0 | 1332 |
| ABBVIE INC | COM | 00287Y109 |  | 231426 | 1432 | SH |  | SOLE |  | 0 | 0 | 1432 |
| ABRDN PRECIOUS METALS BASKET | PHYSCL PRECS MET | 003263100 |  | 963416 | 10797 | SH |  | SOLE |  | 0 | 0 | 10797 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 130752 | 490 | SH |  | SOLE |  | 0 | 0 | 490 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 53845 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| AEGON N V | NY REGISTRY SHS | 007924103 |  | 3684 | 731 | SH |  | SOLE |  | 0 | 0 | 731 |
| AES CORP | COM | 00130H105 |  | 1582 | 55 | SH |  | SOLE |  | 0 | 0 | 55 |
| ALAMO GROUP INC | COM | 011311107 |  | 56074 | 396 | SH |  | SOLE |  | 0 | 0 | 396 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 26469 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 3549 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 2331 | 51 | SH |  | SOLE |  | 0 | 0 | 51 |
| AMAZON COM INC | COM | 023135106 |  | 8400 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 |  | 2900 | 228 | SH |  | SOLE |  | 0 | 0 | 228 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 91452 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| AMGEN INC | COM | 031162100 |  | 157584 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 2601 | 172 | SH |  | SOLE |  | 0 | 0 | 172 |
| ANALOG DEVICES INC | COM | 032654105 |  | 15583 | 95 | SH |  | SOLE |  | 0 | 0 | 95 |
| ANSYS INC | COM | 03662Q105 |  | 115963 | 480 | SH |  | SOLE |  | 0 | 0 | 480 |
| APPLE INC | COM | 037833100 |  | 601446 | 4629 | SH |  | SOLE |  | 0 | 0 | 4629 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 14206 | 26 | SH |  | SOLE |  | 0 | 0 | 26 |
| ASSOCIATED BANC CORP | COM | 045487105 |  | 24244 | 1050 | SH |  | SOLE |  | 0 | 0 | 1050 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 24125 | 101 | SH |  | SOLE |  | 0 | 0 | 101 |
| BANK AMERICA CORP | COM | 060505104 |  | 66936 | 2021 | SH |  | SOLE |  | 0 | 0 | 2021 |
| BANK NOVA SCOTIA HALIFAX | COM | 064149107 |  | 7053 | 144 | SH |  | SOLE |  | 0 | 0 | 144 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 71458 | 281 | SH |  | SOLE |  | 0 | 0 | 281 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1270506 | 4113 | SH |  | SOLE |  | 0 | 0 | 4113 |
| BEST BUY INC | COM | 086516101 |  | 25667 | 320 | SH |  | SOLE |  | 0 | 0 | 320 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 119014 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 58000 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 |  | 34064 | 1600 | SH |  | SOLE |  | 0 | 0 | 1600 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 73749 | 1025 | SH |  | SOLE |  | 0 | 0 | 1025 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 |  | 8656 | 214 | SH |  | SOLE |  | 0 | 0 | 214 |
| CHEVRON CORP NEW | COM | 166764100 |  | 13462 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| CISCO SYS INC | COM | 17275R102 |  | 201231 | 4224 | SH |  | SOLE |  | 0 | 0 | 4224 |
| CORTEVA INC | COM | 22052L104 |  | 353 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 23738 | 52 | SH |  | SOLE |  | 0 | 0 | 52 |
| DANAHER CORPORATION | COM | 235851102 |  | 18579 | 70 | SH |  | SOLE |  | 0 | 0 | 70 |
| DBX ETF TR | XTRACKERS S MD | 233051127 |  | 3268 | 133 | SH |  | SOLE |  | 0 | 0 | 133 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 |  | 2572630 | 84626 | SH |  | SOLE |  | 0 | 0 | 84626 |
| DISNEY WALT CO | COM | 254687106 |  | 10860 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 24528 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| DOW INC | COM | 260557103 |  | 302 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| DRIL-QUIP INC | COM | 262037104 |  | 70642 | 2600 | SH |  | SOLE |  | 0 | 0 | 2600 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 412 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| EASTMAN KODAK CO | COM NEW | 277461406 |  | 3413 | 1119 | SH |  | SOLE |  | 0 | 0 | 1119 |
| EBAY INC. | COM | 278642103 |  | 10575 | 255 | SH |  | SOLE |  | 0 | 0 | 255 |
| ECOLAB INC | COM | 278865100 |  | 449780 | 3090 | SH |  | SOLE |  | 0 | 0 | 3090 |
| EMBECTA CORP | COMMON STOCK | 29082K105 |  | 1897 | 75 | SH |  | SOLE |  | 0 | 0 | 75 |
| EMERSON ELEC CO | COM | 291011104 |  | 7685 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| EPR PPTYS | COM SH BEN INT | 26884U109 |  | 4300 | 114 | SH |  | SOLE |  | 0 | 0 | 114 |
| FASTENAL CO | COM | 311900104 |  | 379 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| FERGUSON PLC NEW | SHS | G3421J106 |  | 4571 | 36 | SH |  | SOLE |  | 0 | 0 | 36 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 3320392 | 83197 | SH |  | SOLE |  | 0 | 0 | 83197 |
| FORD MTR CO DEL | COM | 345370860 |  | 698 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| GAP INC | COM | 364760108 |  | 45 | 4 | SH |  | SOLE |  | 0 | 0 | 4 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 6536 | 78 | SH |  | SOLE |  | 0 | 0 | 78 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 222523 | 2592 | SH |  | SOLE |  | 0 | 0 | 2592 |
| GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 |  | 3020 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| HOME DEPOT INC | COM | 437076102 |  | 14214 | 45 | SH |  | SOLE |  | 0 | 0 | 45 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 |  | 3895 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| ICICI BANK LIMITED | ADR | 45104G104 |  | 8712 | 398 | SH |  | SOLE |  | 0 | 0 | 398 |
| INFOSYS LTD | SPONSORED ADR | 456788108 |  | 10356 | 575 | SH |  | SOLE |  | 0 | 0 | 575 |
| ING GROEP N.V. | SPONSORED ADR | 456837103 |  | 4783 | 393 | SH |  | SOLE |  | 0 | 0 | 393 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 6340 | 45 | SH |  | SOLE |  | 0 | 0 | 45 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 49886 | 188 | SH |  | SOLE |  | 0 | 0 | 188 |
| INVESCO EXCH TRADED FD TR II | S GBL WATER | 46138E263 |  | 136037 | 2918 | SH |  | SOLE |  | 0 | 0 | 2918 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 2453313 | 38393 | SH |  | SOLE |  | 0 | 0 | 38393 |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 |  | 2553 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 143514 | 925 | SH |  | SOLE |  | 0 | 0 | 925 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 |  | 3978087 | 192271 | SH |  | SOLE |  | 0 | 0 | 192271 |
| INVESCO EXCHANGE TRADED FD T | INVESCO MSCI | 46137V407 |  | 561128 | 11744 | SH |  | SOLE |  | 0 | 0 | 11744 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 80949 | 304 | SH |  | SOLE |  | 0 | 0 | 304 |
| INVESTMENT MANAGERS SER TR I | AXS CHANGE FINAN | 46144X107 |  | 33547 | 1237 | SH |  | SOLE |  | 0 | 0 | 1237 |
| IRHYTHM TECHNOLOGIES INC | COM | 450056106 |  | 17797 | 190 | SH |  | SOLE |  | 0 | 0 | 190 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 14150 | 303 | SH |  | SOLE |  | 0 | 0 | 303 |
| ISHARES INC | CUR HD MSCI EM | 46434G509 |  | 840338 | 36632 | SH |  | SOLE |  | 0 | 0 | 36632 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 2223286 | 73937 | SH |  | SOLE |  | 0 | 0 | 73937 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 1700755 | 35828 | SH |  | SOLE |  | 0 | 0 | 35828 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 8251639 | 86152 | SH |  | SOLE |  | 0 | 0 | 86152 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 13900 | 278 | SH |  | SOLE |  | 0 | 0 | 278 |
| ISHARES TR | CORE INTL AGGR | 46435G672 |  | 141699 | 2980 | SH |  | SOLE |  | 0 | 0 | 2980 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 265299 | 4304 | SH |  | SOLE |  | 0 | 0 | 4304 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 2959393 | 31270 | SH |  | SOLE |  | 0 | 0 | 31270 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 128557 | 1516 | SH |  | SOLE |  | 0 | 0 | 1516 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 67009 | 822 | SH |  | SOLE |  | 0 | 0 | 822 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 122472 | 1734 | SH |  | SOLE |  | 0 | 0 | 1734 |
| ISHARES TR | CORE S ETF | 464287200 |  | 3107177 | 8087 | SH |  | SOLE |  | 0 | 0 | 8087 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 80987 | 835 | SH |  | SOLE |  | 0 | 0 | 835 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 102020 | 1218 | SH |  | SOLE |  | 0 | 0 | 1218 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 36994 | 655 | SH |  | SOLE |  | 0 | 0 | 655 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 7919303 | 120464 | SH |  | SOLE |  | 0 | 0 | 120464 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 1188480 | 36146 | SH |  | SOLE |  | 0 | 0 | 36146 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 4679302 | 55213 | SH |  | SOLE |  | 0 | 0 | 55213 |
| ISHARES TR | ESG AWRE 1 5 YR | 46435G243 |  | 3383541 | 142345 | SH |  | SOLE |  | 0 | 0 | 142345 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 18713 | 824 | SH |  | SOLE |  | 0 | 0 | 824 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 63521 | 999 | SH |  | SOLE |  | 0 | 0 | 999 |
| ISHARES TR | MSCI KLD400 SOC | 464288570 |  | 3711328 | 51697 | SH |  | SOLE |  | 0 | 0 | 51697 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 906 | 11 | SH |  | SOLE |  | 0 | 0 | 11 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 9345 | 82 | SH |  | SOLE |  | 0 | 0 | 82 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 310229 | 2940 | SH |  | SOLE |  | 0 | 0 | 2940 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 32605 | 215 | SH |  | SOLE |  | 0 | 0 | 215 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 215160 | 1234 | SH |  | SOLE |  | 0 | 0 | 1234 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 3830404 | 65477 | SH |  | SOLE |  | 0 | 0 | 65477 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 89798 | 619 | SH |  | SOLE |  | 0 | 0 | 619 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 3406 | 32 | SH |  | SOLE |  | 0 | 0 | 32 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 3460763 | 95443 | SH |  | SOLE |  | 0 | 0 | 95443 |
| ISHARES TR | USD GRN BOND ETF | 46435U440 |  | 2228809 | 48484 | SH |  | SOLE |  | 0 | 0 | 48484 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 2611222 | 52089 | SH |  | SOLE |  | 0 | 0 | 52089 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 1108536 | 21936 | SH |  | SOLE |  | 0 | 0 | 21936 |
| JACKSON FINANCIAL INC | COM CL A | 46817M107 |  | 35 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| JAMES HARDIE INDS PLC | SPONSORED ADR | 47030M106 |  | 2835 | 158 | SH |  | SOLE |  | 0 | 0 | 158 |
| JANUS DETROIT STR TR | NET ZERO TRANS | 47103U787 |  | 3751441 | 160839 | SH |  | SOLE |  | 0 | 0 | 160839 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 12719 | 72 | SH |  | SOLE |  | 0 | 0 | 72 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 16762 | 125 | SH |  | SOLE |  | 0 | 0 | 125 |
| KB FINL GROUP INC | SPONSORED ADR | 48241A105 |  | 9394 | 243 | SH |  | SOLE |  | 0 | 0 | 243 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 181 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| KROGER CO | COM | 501044101 |  | 8247 | 185 | SH |  | SOLE |  | 0 | 0 | 185 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 100 | 9 | SH |  | SOLE |  | 0 | 0 | 9 |
| LINDE PLC | SHS | G5494J103 |  | 13047 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| LOWES COS INC | COM | 548661107 |  | 31878 | 160 | SH |  | SOLE |  | 0 | 0 | 160 |
| MAINSTAY MACKAY DEFINEDTERM | COM | 56064K100 |  | 13699 | 853 | SH |  | SOLE |  | 0 | 0 | 853 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 145725 | 1875 | SH |  | SOLE |  | 0 | 0 | 1875 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 5924 | 7 | SH |  | SOLE |  | 0 | 0 | 7 |
| MERCK  CO INC | COM | 58933Y105 |  | 22967 | 207 | SH |  | SOLE |  | 0 | 0 | 207 |
| MICRO FOCUS INTL PLC | SPON ADR NEW | 594837403 |  | 38 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| MICROSOFT CORP | COM | 594918104 |  | 387549 | 1616 | SH |  | SOLE |  | 0 | 0 | 1616 |
| NEOGEN CORP | COM | 640491106 |  | 45005 | 2955 | SH |  | SOLE |  | 0 | 0 | 2955 |
| NETEASE INC | SPONSORED ADS | 64110W102 |  | 3995 | 55 | SH |  | SOLE |  | 0 | 0 | 55 |
| NOKIA CORP | SPONSORED ADR | 654902204 |  | 2478 | 534 | SH |  | SOLE |  | 0 | 0 | 534 |
| NOVAVAX INC | COM NEW | 670002401 |  | 1018 | 99 | SH |  | SOLE |  | 0 | 0 | 99 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 |  | 423094 | 8654 | SH |  | SOLE |  | 0 | 0 | 8654 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 |  | 16294919 | 475903 | SH |  | SOLE |  | 0 | 0 | 475903 |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 67092P508 |  | 3785539 | 127245 | SH |  | SOLE |  | 0 | 0 | 127245 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 |  | 1953148 | 57143 | SH |  | SOLE |  | 0 | 0 | 57143 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 87684 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| PEARSON PLC | SPONSORED ADR | 705015105 |  | 1544 | 137 | SH |  | SOLE |  | 0 | 0 | 137 |
| PEPSICO INC | COM | 713448108 |  | 21137 | 117 | SH |  | SOLE |  | 0 | 0 | 117 |
| PFIZER INC | COM | 717081103 |  | 117852 | 2300 | SH |  | SOLE |  | 0 | 0 | 2300 |
| PIMCO ETF TR | ENHANCD SHORT | 72201R643 |  | 3303214 | 34089 | SH |  | SOLE |  | 0 | 0 | 34089 |
| PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 |  | 21208 | 225 | SH |  | SOLE |  | 0 | 0 | 225 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 96544 | 637 | SH |  | SOLE |  | 0 | 0 | 637 |
| PROSHARES TR | BITCOIN STRATE | 74347G440 |  | 15614 | 1497 | SH |  | SOLE |  | 0 | 0 | 1497 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 1262290 | 14027 | SH |  | SOLE |  | 0 | 0 | 14027 |
| QUANTA SVCS INC | COM | 74762E102 |  | 56288 | 395 | SH |  | SOLE |  | 0 | 0 | 395 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 12641 | 98 | SH |  | SOLE |  | 0 | 0 | 98 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 7334 | 78 | SH |  | SOLE |  | 0 | 0 | 78 |
| RUSH ENTERPRISES INC | CL A | 781846209 |  | 17618 | 337 | SH |  | SOLE |  | 0 | 0 | 337 |
| RUSH ENTERPRISES INC | CL B | 781846308 |  | 18963 | 337 | SH |  | SOLE |  | 0 | 0 | 337 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 |  | 174933 | 1350 | SH |  | SOLE |  | 0 | 0 | 1350 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 6722 | 284 | SH |  | SOLE |  | 0 | 0 | 284 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 |  | 22071 | 413 | SH |  | SOLE |  | 0 | 0 | 413 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 |  | 9578 | 205 | SH |  | SOLE |  | 0 | 0 | 205 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 8162550 | 108056 | SH |  | SOLE |  | 0 | 0 | 108056 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 55116 | 992 | SH |  | SOLE |  | 0 | 0 | 992 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 27778 | 1440 | SH |  | SOLE |  | 0 | 0 | 1440 |
| SCULLY ROYALTY LTD | COM SHS | G7T96K107 |  | 0 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 12338 | 175 | SH |  | SOLE |  | 0 | 0 | 175 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 76895 | 324 | SH |  | SOLE |  | 0 | 0 | 324 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 68365 | 403 | SH |  | SOLE |  | 0 | 0 | 403 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 3021862 | 101780 | SH |  | SOLE |  | 0 | 0 | 101780 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3413953 | 8927 | SH |  | SOLE |  | 0 | 0 | 8927 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 193020 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| SPDR SER TR | DJ REIT ETF | 78464A607 |  | 35296 | 405 | SH |  | SOLE |  | 0 | 0 | 405 |
| SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 |  | 1072976 | 22839 | SH |  | SOLE |  | 0 | 0 | 22839 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 3839102 | 96996 | SH |  | SOLE |  | 0 | 0 | 96996 |
| SPDR SER TR | RUSSELL LOW VOL | 78468R754 |  | 5972 | 58 | SH |  | SOLE |  | 0 | 0 | 58 |
| SPDR SER TR | SPDR MSCI USA GE | 78468R747 |  | 557534 | 7076 | SH |  | SOLE |  | 0 | 0 | 7076 |
| SPDR SER TR | SSGA US LRG ETF | 78468R804 |  | 19259 | 142 | SH |  | SOLE |  | 0 | 0 | 142 |
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 |  | 61 | 1 | SH |  | SOLE |  | 0 | 0 | 1 |
| SPS COMM INC | COM | 78463M107 |  | 25686 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| STMICROELECTRONICS N V | NY REGISTRY | 861012102 |  | 3521 | 99 | SH |  | SOLE |  | 0 | 0 | 99 |
| STRYKER CORPORATION | COM | 863667101 |  | 83127 | 340 | SH |  | SOLE |  | 0 | 0 | 340 |
| SUN LIFE FINANCIAL INC. | COM | 866796105 |  | 11234 | 242 | SH |  | SOLE |  | 0 | 0 | 242 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 23464 | 315 | SH |  | SOLE |  | 0 | 0 | 315 |
| TARGET CORP | COM | 87612E106 |  | 132646 | 890 | SH |  | SOLE |  | 0 | 0 | 890 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 143730 | 261 | SH |  | SOLE |  | 0 | 0 | 261 |
| THOMSON REUTERS CORP. | COM NEW | 884903709 |  | 10152 | 89 | SH |  | SOLE |  | 0 | 0 | 89 |
| TJX COS INC NEW | COM | 872540109 |  | 7562 | 95 | SH |  | SOLE |  | 0 | 0 | 95 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 14053 | 217 | SH |  | SOLE |  | 0 | 0 | 217 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 7875 | 42 | SH |  | SOLE |  | 0 | 0 | 42 |
| UBS GROUP AG | SHS | H42097107 |  | 6180 | 331 | SH |  | SOLE |  | 0 | 0 | 331 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 15010 | 32 | SH |  | SOLE |  | 0 | 0 | 32 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 14776 | 85 | SH |  | SOLE |  | 0 | 0 | 85 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 83427 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 577896 | 1090 | SH |  | SOLE |  | 0 | 0 | 1090 |
| US BANCORP DEL | COM NEW | 902973304 |  | 1221 | 28 | SH |  | SOLE |  | 0 | 0 | 28 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 4989 | 294 | SH |  | SOLE |  | 0 | 0 | 294 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 4877792 | 75147 | SH |  | SOLE |  | 0 | 0 | 75147 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 |  | 442974 | 2100 | SH |  | SOLE |  | 0 | 0 | 2100 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 201602 | 946 | SH |  | SOLE |  | 0 | 0 | 946 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 50749 | 249 | SH |  | SOLE |  | 0 | 0 | 249 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 693327 | 8406 | SH |  | SOLE |  | 0 | 0 | 8406 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 6673703 | 18995 | SH |  | SOLE |  | 0 | 0 | 18995 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 110684 | 697 | SH |  | SOLE |  | 0 | 0 | 697 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 2350230 | 12805 | SH |  | SOLE |  | 0 | 0 | 12805 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 76807 | 383 | SH |  | SOLE |  | 0 | 0 | 383 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 458665 | 2399 | SH |  | SOLE |  | 0 | 0 | 2399 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 169848 | 1210 | SH |  | SOLE |  | 0 | 0 | 1210 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 10178 | 203 | SH |  | SOLE |  | 0 | 0 | 203 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 57457 | 1474 | SH |  | SOLE |  | 0 | 0 | 1474 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 28754 | 581 | SH |  | SOLE |  | 0 | 0 | 581 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1285294 | 24851 | SH |  | SOLE |  | 0 | 0 | 24851 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 2326607 | 55435 | SH |  | SOLE |  | 0 | 0 | 55435 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 |  | 303650 | 6173 | SH |  | SOLE |  | 0 | 0 | 6173 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 4394508 | 66725 | SH |  | SOLE |  | 0 | 0 | 66725 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 15970 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| VISA INC | COM CL A | 92826C839 |  | 152080 | 732 | SH |  | SOLE |  | 0 | 0 | 732 |
| WALMART INC | COM | 931142103 |  | 110880 | 782 | SH |  | SOLE |  | 0 | 0 | 782 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 47400 | 40 | SH |  | SOLE |  | 0 | 0 | 40 |
| WEST PHARMACEUTICAL SVSC INC | COM | 955306105 |  | 117675 | 500 | SH |  | SOLE |  | 0 | 0 | 500 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 |  | 504301 | 11464 | SH |  | SOLE |  | 0 | 0 | 11464 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 1056 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| WISDOMTREE TR | ITL HDG QTLY DIV | 97717X594 |  | 1578231 | 44295 | SH |  | SOLE |  | 0 | 0 | 44295 |
| XCEL ENERGY INC | COM | 98389B100 |  | 70110 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |

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