# EDGAR Filing Document

**Accession Number:** 0000101295
**File Stem:** 0001171843-25-005206
**Filing Date:** 2025-8
**Character Count:** 10048
**Document Hash:** b4122b4982a4ca7700d56021a8c9c32c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001171843-25-005206.hdr.sgml**: 20250808

**ACCESSION NUMBER**: 0001171843-25-005206

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250808

**ITEM INFORMATION**: Results of Operations and Financial Condition

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250808

**DATE AS OF CHANGE**: 20250808

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UNITED GUARDIAN INC
- **CENTRAL INDEX KEY:** 0000101295
- **STANDARD INDUSTRIAL CLASSIFICATION:** PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 111719724
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-10526
- **FILM NUMBER:** 251196390

**BUSINESS ADDRESS:**
- **STREET 1:** 230 MARCUS BLVD
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788
- **BUSINESS PHONE:** 631-273-0900

**MAIL ADDRESS:**
- **STREET 1:** 230 MARCUS BLVD.
- **CITY:** HAUPPAUGE
- **STATE:** NY
- **ZIP:** 11788

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED INTERNATIONAL RESEARCH INC
- **DATE OF NAME CHANGE:** 19820422

?xml version='1.0' encoding='ASCII'? Form 8-K

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

### Washington, D.C. 20549
_________________

### FORM 8-K
_________________

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): August 8, 2025
_______________________________

#### United-Guardian, Inc.
(Exact name of registrant as specified in its charter)

_______________________________

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-10526** | **11-1719724** |
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |

---

#### 230 Marcus Boulevard

#### Hauppauge, New York 11788
(Address of Principal Executive Offices) (Zip Code)

(631) 273-0900

(Registrant's telephone number, including area code)

#### Not Applicable
(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.10 par value per share | UG | NASDAQ Global Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 2.02. Results of Operations and Financial Condition.**

On August 8, 2025, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

**Item 9.01. Financial Statements and Exhibits.**

(d) Exhibits

---

| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| [99.1](exh_991.htm) | [Press Release dated August 8, 2025](exh_991.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

#### SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **United-Guardian, Inc.** | **United-Guardian, Inc.** |
| Date: August 8, 2025 | By: | <u>/s/ Donna Vigilante&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u> |
|  |  | Donna Vigilante |
|  |  | President |

---

## Exhibit 99.1

**EXHIBIT 99.1**

**United-Guardian Reports Second Quarter Results**

HAUPPAUGE, N.Y., Aug. 08, 2025 (GLOBE NEWSWIRE) -- United-Guardian, Inc. (NASDAQ:UG) announced today the financial results for the second quarter and first half of 2025. Second quarter net sales decreased from $3,390,205 in 2024 to $2,838,225 in 2025, with net income decreasing from $956,225 ($0.21 per share) to $626,826 ($0.14 per share). As compared with the first quarter of 2025, the second quarter net sales increased by 14% and net income increased by 12%. Net sales for the six-month period ended June 30<sup>th</sup> decreased from $6,645,149 in 2024 to $5,319,352 in 2025 and net income decreased from $1,881,667 ($0.41 per share) to $1,187,721 ($0.26 per share).

Donna Vigilante, President of United-Guardian, stated, "Sales of our pharmaceuticals and medical lubricants both increased for the first half of 2025 compared with the same period in 2024. Sales of our medical lubricants increased by 12% and pharmaceutical product sales increased by 11% in the first six months of 2025 compared with the same period in 2024. Those increases were offset by a decrease of sales of our cosmetic ingredients in the first six months of 2025 compared with the same period in 2024. This decrease was attributable to reduced purchases by Ashland Specialty Ingredients ("ASI"), our largest cosmetic distributor. The primary reason for the decrease in purchases by ASI was softer demand in Asia, which resulted in an inventory overstock situation that ASI had to work down before it could increase its purchases. We are working closely with ASI and are hopeful that cosmetic sales will improve in the second half of the year as this overstock situation is resolved. We are also initiating a new project to have Renacidin<sup>®</sup>, our most important pharmaceutical product, included in additional drug formularies. If this project is successful, we should be able to significantly increase sales of Renacidin over the coming years."

United-Guardian is a manufacturer of cosmetic ingredients, pharmaceuticals, medical lubricants, and sexual wellness ingredients.

---

| | |
|:---|:---|
| Contact: | Donna Vigilante |
|  | (631) 273-0900 |
|  | dvigilante@u-g.com |

---

NOTE: This press release contains both historical and "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. These statements about the company's expectations or beliefs concerning future events, such as financial performance, business prospects, and similar matters, are being made in reliance upon the "safe harbor" provisions of that Act. Such statements are subject to a variety of factors that could cause our actual results or performance to differ materially from the anticipated results or performance expressed or implied by such forward-looking statements. For further information about the risks and uncertainties that may affect the company's business please refer to the company's reports and filings with the Securities and Exchange Commission.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Financial Results for the<br>Three and Six Months Ended<br>June 30, 2025 and 2024** | **Financial Results for the<br>Three and Six Months Ended<br>June 30, 2025 and 2024** | **Financial Results for the<br>Three and Six Months Ended<br>June 30, 2025 and 2024** | **Financial Results for the<br>Three and Six Months Ended<br>June 30, 2025 and 2024** | **Financial Results for the<br>Three and Six Months Ended<br>June 30, 2025 and 2024** |
| **STATEMENTS OF INCOME** <br>(unaudited) | **STATEMENTS OF INCOME** <br>(unaudited) | **STATEMENTS OF INCOME** <br>(unaudited) | **STATEMENTS OF INCOME** <br>(unaudited) | **STATEMENTS OF INCOME** <br>(unaudited) |
|  | **THREE MONTHS** <br> **ENDED JUNE 30,** | **THREE MONTHS** <br> **ENDED JUNE 30,** | **SIX MONTHS** <br> **ENDED JUNE 30,** | **SIX MONTHS** <br> **ENDED JUNE 30,** |
|  | **2025** | **2024** | **2025** | **2024** |
| **Net sales** | $2838225 | $3390205 | $5319352 | $6645149 |
| **Costs and expenses:** |  |  |  |  |
| &nbsp;&nbsp;Cost of sales | 1340854 | 1561090 | 2463930 | 3117580 |
| &nbsp;&nbsp;Operating expenses | 694050 | 602777 | 1326785 | 1171642 |
| &nbsp;&nbsp;Research and development expense | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;107868 | 111660 | 222262 | 214642 |
| &nbsp;&nbsp;&nbsp;&nbsp;**Total costs and expenses** | 2142772 | 2275527 | 4012977 | 4503864 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **Income from operations** | 695453 | 1114678 | 1306375 | 2141285 |
| **Other income (expense):** |  |  |  |  |
| &nbsp;&nbsp;Investment income | 70573 | 100007 | 155260 | 198080 |
| &nbsp;&nbsp;Net gain (loss) on marketable securities | 24576 | (9501) | 36926 | 31995 |
| &nbsp;&nbsp;&nbsp;&nbsp;**Total other income** | 95149 | 90506 | 192186 | 230075 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **Income before provision for income taxes** | 790602 | 1205184 | 1498561 | 2371360 |
| **Provision for income taxes** | 163776 | 248959 | 310840 | 489693 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **Net income** | $626826 | $956225 | $1187721 | $1881667 |
| **Earnings per common share** (basic and diluted) | $0.14 | $0.21 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 0.26 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 0.41 |
| **Weighted average shares** (basic and diluted) | 4594319 | 4594319 | 4594319 | 4594319 |

---