# EDGAR Filing Document

**Accession Number:** 0001877939
**File Stem:** 0001575872-23-000127
**Filing Date:** 2023-1
**Character Count:** 7370
**Document Hash:** c82702116506fde9b08dc79042ba717b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001575872-23-000127.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001575872-23-000127

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20230123

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Castellum, Inc.
- **CENTRAL INDEX KEY:** 0001877939
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
- **IRS NUMBER:** 274079982
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41526
- **FILM NUMBER:** 23545831

**BUSINESS ADDRESS:**
- **STREET 1:** 3 BETHESDA METRO CENTER
- **STREET 2:** SUITE 700
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814
- **BUSINESS PHONE:** (301) 461-1839

**MAIL ADDRESS:**
- **STREET 1:** 3 BETHESDA METRO CENTER
- **STREET 2:** SUITE 700
- **CITY:** BETHESDA
- **STATE:** MD
- **ZIP:** 20814

?xml version="1.0" encoding="utf-8"? Castellum, Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report (Date of earliest event reported): January 23, 2023

CASTELLUM, INC.

(Exact name of Registrant as specified in its charter)

<u> Nevada </u>   <u> 001-41526 </u>   <u> 27-4079982 </u> <br> <u> (State or other jurisdiction </u>   <u> (Commission </u>   <u> (IRS Employer </u> <br> <u> of incorporation) </u>   <u> File Number) </u>   <u> Identification No.) </u>

3 Bethesda Metro Center, Suite 700

Bethesda, MD 20814

(Address of principal executive offices, including zip code)

301-961-4895

(Registrant's telephone number, including area code)

Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common stock, par value | CTM | NYSE American LLC |
| $0.0001 per share&nbsp;&nbsp;&nbsp;&nbsp; |  |  |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

Item 8.01 Other Events

.

On January 23, 2023, the Company issued a press release announcing the award of NAVAIR contract for ALRE V2MMS. A copy of the press release is attached as Exhibit 99.1.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits

.

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| | |
|:---|:---|
| Exhibit No. | Description |
| [99.1](lb080_ex99-1.htm) | [Press Release dated January 23, 2023 announcing announcing the award of NAVAIR contract for ALRE V2MMS.](lb080_ex99-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | CASTELLUM, INC. | CASTELLUM, INC. |
| Date: January 24, 2023 | By: | &nbsp;&nbsp;&nbsp;&nbsp;/s/ Mark C. Fuller |
|  | Name:  | Mark C. Fuller |
|  | Title: | Chief Executive Officer |

---

## Exhibit 99.1

**Exhibit 99.1** 

**Castellum, Inc. Announces the Award of NAVAIR Contract for ALRE V2MMS**

Bethesda, Maryland – January 23, 2023 – Castellum, Inc. (NYSE-American: CTM) announces the award of the <u>NAVAIR Aircraft Launch & Recovery Equipment (ALRE) V2 Maintenance Management System (V2MMS)</u> contract to its subsidiary <u>Specialty Systems, Inc. (SSI).</u> This award extends the duration and scope of an existing contract and is worth a total of $1.9 million including $1.1 million to be recognized in calendar 2023. The V2MMS software application will be integrated into the existing <u>Aviation Data Management and Control System (ADMACS)</u> used on all active <u>US Navy aircraft carriers</u>, answering the Navy carrier fleet's heavy demand for the capabilities to be delivered. Under this contract, SSI will introduce its <u>NAVAIR</u> customer to a new paradigm for the rapid development and deployment of software applications, paving the way for addressing additional demand for the redesign of many legacy Navy software applications.

"We are thrilled that NAVAIR continues to value the work that we have done and are pleased to have received this extended and expanded scope of work," said <u>Mark Fuller, President, and CEO of Castellum.</u> "Castellum continues to work closely with NAVAIR on multiple fronts to provide the necessary expertise to meet mission critical requirements."

"Our relationship with this valuable customer has extended for more than two decades," said <u>Emil Kaunitz, President of SSI.</u> "We have consistently delivered a high caliber of work for NAVAIR and look forward to continuing to grow this relationship."

**About Castellum, Inc.** Castellum, Inc. (NYSE-American: CTM) is a defense-oriented technology company which is executing strategic acquisitions in the cyber security, information technology and software, information warfare, and electronic warfare and engineering services space - <u>http://castellumus.com/</u>

**Forward-Looking Statements:** 

This release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended. All forward-looking statements are inherently uncertain, based on current expectations and assumptions concerning future events or future performance of the company. Readers are cautioned not to place undue reliance on these forward-looking statements, which are only predictions and speak only as of the date hereof. In evaluating such statements, prospective investors should review carefully various risks and uncertainties identified in this release and matters disclosed at www.sec.gov. These risks and uncertainties could cause the company's actual results to differ materially from those indicated in the forward-looking statements.

**Contact:**

Skyline Corporate Communications Group, LLC

Lisa Gray, Senior Account Manager

One Rockefeller Plaza, 11<sup>th</sup> Floor

New York, NY 10020

Office: 646.893.5835 x1

Email: <u>lisa@skylineccg.com</u>; <u>info@castellumus.com</u>