# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001049169-26-000117
**Filing Date:** 2026-1
**Character Count:** 30710
**Document Hash:** 429b388833962d23c96cb3ceea58e68e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-000117.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0001049169-26-000117

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 26576391

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### RiverFront Dynamic US Dividend Advantage ETF (Series ID: S000052852)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000166225 | RiverFront Dynamic US Dividend Advantage ETF | RFDA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** RiverFront Dynamic US Dividend Advantage ETF

- **b. EDGAR series identifier (if any):** S000052852

- **c. LEI of Series:** 549300DG1SJ4BWOH3Z18

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $85395055.47

**Total Liabilities:** $36197.78

**Net Assets:** $85358857.69

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000166225 | 3.02%                | 0.86%                | -0.31%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $64.22                   | $2184777.87                                |
| Month 2  | $-29.36                  | $694941.30                                 |
| Month 3  | $584758.84               | $-975282.53                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Camden Property Trust                                      | Camden Property Trust                                      | CUSIP: 133131102<br>LEI: 5493002MYX22OHYJBD89 | Long             | EC               | CORP              | US        |      4040 | NS      | $429613.60    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                                       | Lockheed Martin Corp.                                      | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      1024 | NS      | $468848.64    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Nvidia Corp                                                | NVIDIA Corp.                                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     55670 | NS      | $9853590.00   | 11.54%            |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Corp                                       | First Financial Corp.                                      | CUSIP: 320218100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15950 | NS      | $931001.50    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Deluxe Corp                                                | Deluxe Corp.                                               | CUSIP: 248019101<br>LEI: KWGNKB8TX9LE5TV29231 | Long             | EC               | CORP              | US        |     37679 | NS      | $765637.28    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      3548 | NS      | $1135998.64   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Service Enterprise Group Inc                        | Public Service Enterprise Group, Inc.                      | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |     12766 | NS      | $1066216.32   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                                                | Paychex, Inc.                                              | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |      3716 | NS      | $415040.04    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Perdoceo Education Corp                                    | Perdoceo Education Corp.                                   | CUSIP: 71363P106<br>LEI: 529900X5PCA184O9LY90 | Long             | EC               | CORP              | US        |     68967 | NS      | $1928317.32   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Fnb Corp/pa                                                | FNB Corp.                                                  | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |     28665 | NS      | $476985.60    | 0.56%             |  |  |  | No            |                  1 | On Loan: —       |
| Fulton Financial Corp                                      | Fulton Financial Corp.                                     | CUSIP: 360271100<br>LEI: 5493005QLZ6O1BNC0C11 | Long             | EC               | CORP              | US        |     27698 | NS      | $502718.70    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| National Research Corp                                     | National Research Corp.                                    | CUSIP: 637372202<br>LEI: 549300FQIORB6GZCYT15 | Long             | EC               | CORP              | US        |     41358 | NS      | $702672.42    | 0.82%             |  |  |  | No            |                  1 | On Loan: —       |
| Valley National Bancorp                                    | Valley National Bancorp                                    | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |     53953 | NS      | $610747.96    | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Global Medical Reit Inc                                    | Global Medical REIT, Inc.                                  | CUSIP: 37954A303<br>LEI: 549300HFRIPQDYU3GU60 | Long             | EC               | CORP              | US        |     18954 | NS      | $628704.18    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Inc/oh                               | Huntington Bancshares, Inc.                                | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |     38034 | NS      | $619954.20    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Greif Inc                                                  | Greif, Inc.                                                | CUSIP: 397624206<br>LEI: 54930070FVGKR0Z1FI24 | Long             | EC               | CORP              | US        |      6622 | NS      | $471353.96    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanmi Financial Corp                                       | Hanmi Financial Corp.                                      | CUSIP: 410495204<br>LEI: 549300MSZ7RCG7EA6587 | Long             | EC               | CORP              | US        |     36110 | NS      | $997358.20    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| First Horizon Corp                                         | First Horizon National Corp.                               | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |     41047 | NS      | $916989.98    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Invitation Homes Inc                                       | Invitation Homes, Inc.                                     | CUSIP: 46187W107<br>LEI: 984500FE452E665C9F85 | Long             | EC               | CORP              | US        |     13744 | NS      | $387580.80    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Apogee Enterprises Inc                                     | Apogee Enterprises, Inc.                                   | CUSIP: 037598109<br>LEI: 549300579S7QW8V4IJ60 | Long             | EC               | CORP              | US        |     13375 | NS      | $486983.75    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Upbound Group Inc                                          | Upbound Group, Inc.                                        | CUSIP: 76009N100<br>LEI: 529900QUHE15UQNCCJ63 | Long             | EC               | CORP              | US        |     13915 | NS      | $249356.80    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Onemain Holdings Inc                                       | OneMain Holdings, Inc.                                     | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |     11244 | NS      | $697465.32    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Washington Trust Bancorp Inc                               | Washington Trust Bancorp, Inc.                             | CUSIP: 940610108<br>LEI: J66MZFCNJPP3PERHZW54 | Long             | EC               | CORP              | US        |     22450 | NS      | $637580.00    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     15999 | NS      | $3731286.78   | 4.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Site Centers Corp                                          | SITE Centers Corp.                                         | CUSIP: 82981J851<br>LEI: W2AVA6SODOQ1LCYJQR54 | Long             | EC               | CORP              | US        |     10436 | NS      | $76808.96     | 0.09%             |  |  |  | No            |                  1 | On Loan: —       |
| H&r Block Inc                                              | H&R Block, Inc.                                            | CUSIP: 093671105<br>LEI: 549300CE3KUCWLZBG404 | Long             | EC               | CORP              | US        |     22456 | NS      | $945846.72    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                             | Microsoft Corp.                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     14182 | NS      | $6977685.82   | 8.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                                  | Amgen, Inc.                                                | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      1846 | NS      | $637719.16    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Eog Resources Inc                                          | EOG Resources, Inc.                                        | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      8426 | NS      | $908744.10    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                                        | Clearway Energy, Inc.                                      | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     40562 | NS      | $1485380.44   | 1.74%             |  |  |  | No            |                  1 | On Loan: —       |
| Crescent Energy Co                                         | Crescent Energy Co.                                        | CUSIP: 44952J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     76572 | NS      | $722073.96    | 0.85%             |  |  |  | No            |                  1 | On Loan: —       |
| Curbline Properties Corp                                   | Curbline Properties Corp.                                  | CUSIP: 23128Q101<br>LEI: 529900PGR41LH0I81I15 | Long             | EC               | CORP              | US        |     21258 | NS      | $508916.52    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Us Bancorp                                                 | US Bancorp                                                 | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |     25702 | NS      | $1260683.10   | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp                       | International Business Machines Corp.                      | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      6440 | NS      | $1987255.20   | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                             | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     10224 | NS      | $3272906.88   | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                          | Cisco Systems, Inc.                                        | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     23434 | NS      | $1803011.96   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies Plc                                     | Trane Technologies PLC                                     | CUSIP: G8994E103<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |      1600 | NS      | $674368.00    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Tanger Inc                                                 | Tanger, Inc.                                               | CUSIP: 875465106<br>LEI: UKEW8YSXE4Y581KYOL30 | Long             | EC               | CORP              | US        |     27352 | NS      | $918480.16    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Realty Income Trust                       | Universal Health Realty Income Trust                       | CUSIP: 91359E105<br>LEI: 549300L4MWZL4IH6H172 | Long             | EC               | CORP              | US        |     21628 | NS      | $879178.20    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Medical Properties Trust Inc                               | Medical Properties Trust, Inc.                             | CUSIP: 58463J304<br>LEI: 254900U6E39J1MQCCY14 | Long             | EC               | CORP              | US        |    103111 | NS      | $593919.36    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc                            | Philip Morris International, Inc.                          | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      2680 | NS      | $422046.40    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Genco Shipping & Trading Ltd                               | Genco Shipping & Trading, Ltd.                             | CUSIP: Y2685T131<br>LEI: 5493003MBZ5GU8QHXZ58 | Long             | EC               | CORP              | MH        |     37669 | NS      | $712697.48    | 0.83%             |  |  |  | No            |                  1 | On Loan: —       |
| Heritage Commerce Corp                                     | Heritage Commerce Corp.                                    | CUSIP: 426927109<br>LEI: 549300CLIS851ELSR406 | Long             | EC               | CORP              | US        |     68960 | NS      | $750974.40    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Tegna Inc                                                  | TEGNA, Inc.                                                | CUSIP: 87901J105<br>LEI: 549300YC5EDBGX85AO10 | Long             | EC               | CORP              | US        |     27435 | NS      | $535531.20    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Hewlett Packard Enterprise Co                              | Hewlett Packard Enterprise Co.                             | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |     65320 | NS      | $1428548.40   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                   | Visa, Inc.                                                 | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      3224 | NS      | $1078234.56   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                  | Apple, Inc.                                                | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     27011 | NS      | $7532017.35   | 8.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                                           | Altria Group, Inc.                                         | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |     11476 | NS      | $677198.76    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergy Inc                                                 | Evergy, Inc.                                               | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |      7014 | NS      | $544637.10    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Ready Capital Corp                                         | Ready Capital Corp.                                        | CUSIP: 75574U101<br>LEI: 549300MYWGZUG7ZUYO87 | Long             | EC               | CORP              | US        |     37700 | NS      | $95381.00     | 0.11%             |  |  |  | No            |                  1 | On Loan: —       |
| Kinder Morgan Inc                                          | Kinder Morgan, Inc.                                        | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |     42170 | NS      | $1152084.40   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Msc Industrial Direct Co Inc                               | MSC Industrial Direct Co. Inc, Class A                     | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |      5199 | NS      | $462503.04    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Starwood Property Trust Inc                                | Starwood Property Trust, Inc.                              | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     15634 | NS      | $286727.56    | 0.34%             |  |  |  | No            |                  1 | On Loan: —       |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |   1662997 | NS      | $1662996.68   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity National Information Services Inc                 | Fidelity National Information Services, Inc.               | CUSIP: 31620M106<br>LEI: 6WQI0GK1PRFVBA061U48 | Long             | EC               | CORP              | US        |     14296 | NS      | $940247.92    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Myers Industries Inc                                       | Myers Industries, Inc.                                     | CUSIP: 628464109<br>LEI: 549300I2H9XMVTCW4Q51 | Long             | EC               | CORP              | US        |     62550 | NS      | $1129653.00   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Insurance Holdings Inc                           | Universal Insurance Holdings, Inc.                         | CUSIP: 91359V107<br>LEI: 529900GGAZ6WVUCWQM46 | Long             | EC               | CORP              | US        |     35866 | NS      | $1188240.58   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Trustco Bank Corp Ny                                       | TrustCo Bank Corp. NY                                      | CUSIP: 898349204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20260 | NS      | $853553.80    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Ramaco Resources Inc                                       | Ramaco Resources, Inc.                                     | CUSIP: 75134P600<br>LEI: 5493001BYUI4TCQOPF70 | Long             | EC               | CORP              | US        |     54854 | NS      | $860659.26    | 1.01%             |  |  |  | No            |                  1 | On Loan: —       |
| Piedmont Realty Trust Inc                                  | Piedmont Realty Trust, Inc.                                | CUSIP: 720190206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33013 | NS      | $288533.62    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Ramaco Resources Inc                                       | Ramaco Resources, Inc.                                     | CUSIP: 75134P501<br>LEI: 5493001BYUI4TCQOPF70 | Long             | EC               | CORP              | US        |      2138 | NS      | $26746.38     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| B&g Foods Inc                                              | B&G Foods, Inc.                                            | CUSIP: 05508R106<br>LEI: 549300TRW1LZMDJZAQ78 | Long             | EC               | CORP              | US        |    104878 | NS      | $483487.58    | 0.57%             |  |  |  | No            |                  1 | On Loan: —       |
| Exxon Mobil Corp                                           | Exxon Mobil Corp.                                          | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      7255 | NS      | $840999.60    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Tjx Cos Inc/the                                            | TJX Cos., Inc.                                             | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |      7994 | NS      | $1214448.48   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Union Co/the                                       | Western Union Co.                                          | CUSIP: 959802109<br>LEI: 28ID94QU1140NC23S047 | Long             | EC               | CORP              | US        |     40474 | NS      | $355766.46    | 0.42%             |  |  |  | No            |                  1 | On Loan: —       |
| Devon Energy Corp                                          | Devon Energy Corp.                                         | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |      8293 | NS      | $307338.58    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Vaalco Energy Inc                                          | VAALCO Energy, Inc.                                        | CUSIP: 91851C201<br>LEI: 549300CFHFVIWB8M6T24 | Long             | EC               | CORP              | US        |    119297 | NS      | $427083.26    | 0.50%             |  |  |  | No            |                  1 | On Loan: —       |
| Antero Midstream Corp                                      | Antero Midstream Corp.                                     | CUSIP: 03676B102<br>LEI: 529900HFO1BDEIT4QU11 | Long             | EC               | CORP              | US        |     83002 | NS      | $1494866.02   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Ethan Allen Interiors Inc                                  | Ethan Allen Interiors, Inc.                                | CUSIP: 297602104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16052 | NS      | $379469.28    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Pitney Bowes Inc                                           | Pitney Bowes, Inc.                                         | CUSIP: 724479100<br>LEI: 549300N2O26NW4ST6W55 | Long             | EC               | CORP              | US        |    137972 | NS      | $1360403.92   | 1.59%             |  |  |  | No            |                  1 | On Loan: —       |
| Old Republic International Corp                            | Old Republic International Corp.                           | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |     33853 | NS      | $1560623.30   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-cola Co/the                                           | Coca-Cola Co.                                              | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      7696 | NS      | $562731.52    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualcomm Inc                                               | QUALCOMM, Inc.                                             | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      5422 | NS      | $911383.98    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | SECURITIES LENDING - GENERAL                               | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Erich Rettinger

**Name of Signer:** Erich Rettinger

**Title:** Treasurer