# EDGAR Filing Document

**Accession Number:** 0001617606
**File Stem:** 0001617606-26-000005
**Filing Date:** 2026-1
**Character Count:** 2789
**Document Hash:** 4fc22617490e636e974d1f65dc5d5312
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001617606-26-000005.hdr.sgml**: 20260211

**ACCESSION NUMBER**: 0001617606-26-000005

**CONFORMED SUBMISSION TYPE**: MA-W

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260123

**DATE AS OF CHANGE**: 20260211

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** G.L. Hicks Financial, LLC
- **CENTRAL INDEX KEY:** 0001617606

**ORGANIZATION NAME:**
- **EIN:** 680364454
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** MA-W
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 867-01010
- **FILM NUMBER:** 26621397

**BUSINESS ADDRESS:**
- **STREET 1:** 337 S PALISADES DRIVE
- **CITY:** OREM
- **STATE:** UT
- **ZIP:** 84097
- **BUSINESS PHONE:** 8012250731

**MAIL ADDRESS:**
- **STREET 1:** 337 S PALISADES DRIVE
- **CITY:** OREM
- **STATE:** UT
- **ZIP:** 84097

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM MA-W

### NOTICE OF WITHDRAWAL FROM REGISTRATION AS A MUNICIPAL ADVISOR

### Filer Information

**Filer CIK:** 0001617606

**Filer CCC:** XXXXXXXX

**File Number:** 867-01010

### Notification Information

**Notification Email Address:** gary@glhicks.com

### Item 1: Identifying Information

**A. Full Legal Name:** G.L. Hicks Financial, LLC

**B. SEC File Number:** 867-01010

### Item 2: Contact Person

**Name, title, and contact information:**

- **Name:** Gary Lee Hicks

- **Title:** President

- **Address:** 337 South Palisade Drive, Orem, UT, 84097

- **Telephone Number:** 5309039000

- **Email Address:** gary@glhicks.com

### Item 3: Money Owed to Clients

**A. Has the registrant received any pre-paid municipal advisory fees for municipal advisory activities, including pre-paid services and subscription fees for publications, that have not been delivered?** No

**B. Borrowed any money from clients that has not been repaid?** No

### Item 4: Advisory Contract Assignments

**Has the registrant assigned any contracts to another person that engages in municipal advisory activities?** Yes

### Item 5: Judgments and Liens

**Are there any unsatisfied judgments or liens against the registrant?** No

### Item 6: Books and Records (from Schedule W1)

**Person with Custody:**

- **Name and business address:** Adam Bauer, 19900 MacArthur Boulevard, Suite 1100, Irvine, CA, 92612

**Location of Books and Records:**

- **Name of Location, if any:** —

- **Address:** 19900 MacArthur Boulevard, Suite 1100, Irvine, CA, 92612

- **Briefly describe the books and records kept at this location:** All contracts and documents related to the clients assigned and prior clients from G.L. Hicks Financial, LLC.

### Execution

**Signature:** Gary Lee Hicks

**Date:** 01-23-2026

**Printed Name:** Gary Lee Hicks

**Title:** President