# EDGAR Filing Document

**Accession Number:** 0001670449
**File Stem:** 0001670449-23-000001
**Filing Date:** 2023-3
**Character Count:** 3131
**Document Hash:** d1af70e841e1bd782c837c08e891a103
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001670449-23-000001.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0001670449-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**EFFECTIVENESS DATE**: 20230313

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TOPCAP PARTNERS, INC.
- **CENTRAL INDEX KEY:** 0001670449
- **IRS NUMBER:** 811712400
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69755
- **FILM NUMBER:** 23725722

**BUSINESS ADDRESS:**
- **STREET 1:** 63 MAIN STREET, SUITE 202
- **CITY:** SOUTHAMPTON
- **STATE:** NY
- **ZIP:** 11968
- **BUSINESS PHONE:** 631-287-6035

**MAIL ADDRESS:**
- **STREET 1:** 63 MAIN STREET, SUITE 202
- **CITY:** SOUTHAMPTON
- **STATE:** NY
- **ZIP:** 11968

### Attached PDF Documents

**Attachment 1:** `dec2022_bs_topcap.pdf`

# TopCap Partners, Inc.

## Statement of Financial Condition
As of December 31, 2022

**Assets**

| Cash | $ | 99,836 |
| --- | --- | --- |
| Accounts Receivable, net |  | 9,437 |
| Total Assets | $ | 109,273 |

**Liabilities and Stockholder's Equity**

**Liabilities**

| Accounts payable, accrued expenses and other liabilities | $ | 29,215 |
| --- | --- | --- |
| Deferred revenue |  | 30,000 |
| Total liabilities |  | 59,215 |

**Stockholder's Equity**

| Common Stock, par value $0, 200 authorized, 200 shares issued and outstanding |  | 200 |
| --- | --- | --- |
| Additional paid-in-capital |  | 34,800 |
| Retained Earnings |  | 15,058 |
| Total Stockholder's Equity |  | 50,058 |

**Total Liabilities and Stockholder's Equity**

|  | $ | 109,273 |
| --- | --- | --- |

The accompanying notes are an integral part of the financial statements.

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001670449

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** TOPCAP PARTNERS, INC.

**Business Address:** 63 MAIN STREET, SUITE 202, SOUTHAMPTON, NY, 11968

**Contact Person:** Ken George

**Contact Phone:** 603-380-5435

### Independent Public Accountant Identification

**Accountant Name:** Michael T Remus, CPA

**Accountant Address:** 108 Robin Drive, Hamilton, NJ, 08690

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Olaf Neubert**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TOPCAP PARTNERS, INC.**, as of **12-31-2022**, are true and correct.

**Signature:** Olaf Neubert

**Title:** President

**Notarized:** Yes