# EDGAR Filing Document

**Accession Number:** 0001501847
**File Stem:** 0001501847-26-000004
**Filing Date:** 2026-3
**Character Count:** 2666
**Document Hash:** 1bce1cfe6d7a333a2c99db22c50a155c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001501847-26-000004.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0001501847-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LPS CAPITAL LLC
- **CENTRAL INDEX KEY:** 0001501847

**ORGANIZATION NAME:**
- **EIN:** 800623176
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68706
- **FILM NUMBER:** 26720717

**BUSINESS ADDRESS:**
- **STREET 1:** 600 LEXINGTON AVENUE
- **STREET 2:** SUITE 502
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-441-3810

**MAIL ADDRESS:**
- **STREET 1:** 600 LEXINGGTON AVENUE
- **STREET 2:** SUITE 502
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LPS CAPITAL LLC
- **DATE OF NAME CHANGE:** 20170601

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LPS PARTNERS INC.
- **DATE OF NAME CHANGE:** 20130404

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DISCOUNT MUNICIPAL BOND CORP.
- **DATE OF NAME CHANGE:** 20121012

### Attached PDF Documents

**Attachment 1:** `2025LPSlongform.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001501847

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** LPS CAPITAL LLC

**Business Address:** 600 LEXINGTON AVENUE, SUITE 502, NEW YORK, NY, 10022

**Contact Person:** John Tarleton

**Contact Phone:** 212-441-3810

### Independent Public Accountant Identification

**Accountant Name:** BDG-CPAs

**Accountant Address:** 76 N. Walnut St, Ridgewood, NJ, 07450

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **John Tarleton**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **LPS CAPITAL LLC**, as of **12-31-2025**, are true and correct.

**Signature:** John Tarleton

**Title:** President

**Notarized:** Yes