# EDGAR Filing Document

**Accession Number:** 0001596901
**File Stem:** 0001596901-23-000001
**Filing Date:** 2023-1
**Character Count:** 15925
**Document Hash:** 3934144108a11673b83de3e6ba362a39
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001596901-23-000001.hdr.sgml**: 20230125

**ACCESSION NUMBER**: 0001596901-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230125

**DATE AS OF CHANGE**: 20230125

**EFFECTIVENESS DATE**: 20230125

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pettee Investors, Inc.
- **CENTRAL INDEX KEY:** 0001596901
- **IRS NUMBER:** 061251488
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15774
- **FILM NUMBER:** 23551480

**BUSINESS ADDRESS:**
- **STREET 1:** 137 ROWAYTON AVENUE
- **STREET 2:** SUITE 430
- **CITY:** ROWAYTON
- **STATE:** CT
- **ZIP:** 06853
- **BUSINESS PHONE:** 203 957 8880

**MAIL ADDRESS:**
- **STREET 1:** 137 ROWAYTON AVENUE
- **STREET 2:** SUITE 430
- **CITY:** ROWAYTON
- **STATE:** CT
- **ZIP:** 06853

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pettee Investors Inc.<br>**Address:** 137 ROWAYTON AVENUE<br>SUITE 430<br>ROWAYTON, CT 06853

**Form 13F File Number:** 028-15774

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sheila Pettee<br>**Title:** President  Chief Compliance Officer<br>**Phone:** 2039578880

**Signature, Place, and Date of Signing:**

Sheila Pettee  Rowayton, CT  01-25-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 139

**Form 13F Information Table Value Total:** $203811

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name          | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | Deutsche Bank | 028-10103              |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M | COM | 88579y101 |  | 707 | 5896 | SH |  | SOLE |  | 2120 | 0 | 3776 |
| AMN Healthcare Svcs. | COM | 001744101 |  | 1080 | 10500 | SH |  | SOLE |  | 0 | 0 | 10500 |
| AT | COM | 030177109 |  | 207 | 11218 | SH |  | SOLE |  | 0 | 0 | 11218 |
| Abbott Laboratories | COM | 002824100 |  | 3377 | 30756 | SH |  | SOLE |  | 182 | 0 | 30574 |
| Abbvie | COM | 00287Y109 |  | 5610 | 34712 | SH |  | SOLE |  | 0 | 0 | 34712 |
| Alphabet Class A | COM | 02079k305 |  | 164 | 1860 | SH |  | SOLE |  | 0 | 0 | 1860 |
| Alphabet Class A | COM | 02079k305 |  | 44 | 500 | SH |  | OTR | 02 | 0 | 0 | 500 |
| Alphabet Class C | COM | 02079k107 |  | 2002 | 22560 | SH |  | SOLE |  | 0 | 0 | 22560 |
| Alphabet Class C | COM | 02079k107 |  | 305 | 3440 | SH |  | OTR | 02 | 0 | 0 | 3440 |
| Amazon | COM | 023135106 |  | 1516 | 18050 | SH |  | SOLE |  | 0 | 0 | 18050 |
| Amazon | COM | 023135106 |  | 50 | 600 | SH |  | OTR | 02 | 0 | 0 | 600 |
| American Express | COM | 025816109 |  | 2197 | 14871 | SH |  | SOLE |  | 0 | 0 | 14871 |
| American Water Works | COM | 030420103 |  | 824 | 5405 | SH |  | SOLE |  | 0 | 0 | 5405 |
| Ameriprise Financial | COM | 03076C106 |  | 747 | 2400 | SH |  | SOLE |  | 0 | 0 | 2400 |
| Amgen | COM | 031162100 |  | 1479 | 5632 | SH |  | SOLE |  | 600 | 0 | 5032 |
| Anheuser-Busch | COM | 03524a108 |  | 508 | 8463 | SH |  | SOLE |  | 0 | 0 | 8463 |
| Apollo Global Mgmt. LLC | COM | 037612306 |  | 204 | 3192 | SH |  | SOLE |  | 0 | 0 | 3192 |
| Apple | COM | 037833100 |  | 4949 | 38090 | SH |  | SOLE |  | 2200 | 0 | 35890 |
| Apple | COM | 037833100 |  | 550 | 4230 | SH |  | OTR | 02 | 0 | 0 | 4230 |
| Applied Materials | COM | 038222105 |  | 1874 | 19242 | SH |  | SOLE |  | 0 | 0 | 19242 |
| Bank America | COM | 060505104 |  | 251 | 7571 | SH |  | SOLE |  | 0 | 0 | 7571 |
| Bank of New York Mellon | COM | 064058100 |  | 481 | 10560 | SH |  | SOLE |  | 7392 | 0 | 3168 |
| Becton Dickinson | COM | 075887109 |  | 1280 | 5034 | SH |  | SOLE |  | 0 | 0 | 5034 |
| Bristol-Myers Squibb | COM | 110122108 |  | 4895 | 68036 | SH |  | SOLE |  | 7466 | 0 | 60570 |
| Bristol-Myers Squibb | COM | 110122108 |  | 464 | 6445 | SH |  | OTR | 02 | 0 | 0 | 6445 |
| CMS Energy | COM | 125896100 |  | 973 | 15368 | SH |  | SOLE |  | 0 | 0 | 15368 |
| CVS/Caremark | COM | 126650100 |  | 1448 | 15540 | SH |  | SOLE |  | 0 | 0 | 15540 |
| Caterpillar | COM | 149123101 |  | 218 | 908 | SH |  | SOLE |  | 0 | 0 | 908 |
| Chevron | COM | 166764100 |  | 2835 | 15794 | SH |  | SOLE |  | 716 | 0 | 15078 |
| Chevron | COM | 166764100 |  | 414 | 2306 | SH |  | OTR | 02 | 0 | 0 | 2306 |
| Cigna | COM | 125509109 |  | 425 | 1282 | SH |  | SOLE |  | 0 | 0 | 1282 |
| Cisco Systems | COM | 17275R952 |  | 424 | 8900 | SH |  | SOLE |  | 0 | 0 | 8900 |
| Cisco Systems | COM | 17275R952 |  | 50 | 1060 | SH |  | OTR | 02 | 0 | 0 | 1060 |
| Clorox | COM | 189054109 |  | 2539 | 18096 | SH |  | SOLE |  | 2320 | 0 | 15776 |
| Coca-Cola | COM | 191216100 |  | 552 | 8682 | SH |  | SOLE |  | 0 | 0 | 8682 |
| Corteva | COM | 22052l104 |  | 749 | 12737 | SH |  | SOLE |  | 0 | 0 | 12737 |
| D R Horton | COM | 23331A109 |  | 1919 | 21525 | SH |  | SOLE |  | 0 | 0 | 21525 |
| Dell | COM | 24703l103 |  | 1006 | 25000 | SH |  | SOLE |  | 0 | 0 | 25000 |
| Diodes | COM | 254543101 |  | 1830 | 24035 | SH |  | SOLE |  | 0 | 0 | 24035 |
| Discover Financial Services | COM | 254709108 |  | 344 | 3520 | SH |  | SOLE |  | 0 | 0 | 3520 |
| Disney | COM | 254687106 |  | 2322 | 26728 | SH |  | SOLE |  | 1500 | 0 | 25228 |
| Disney | COM | 254687106 |  | 35 | 400 | SH |  | OTR | 02 | 0 | 0 | 400 |
| Dolby Class A | COM | 25659T107 |  | 782 | 11090 | SH |  | SOLE |  | 0 | 0 | 11090 |
| Dover Corp. | COM | 260003108 |  | 2346 | 17325 | SH |  | SOLE |  | 0 | 0 | 17325 |
| Dow | COM | 260557103 |  | 810 | 16073 | SH |  | SOLE |  | 2958 | 0 | 13115 |
| Du Pont (E.I) de Nemours | COM | 26614N102 |  | 1424 | 20745 | SH |  | SOLE |  | 2958 | 0 | 17787 |
| Eli Lilly | COM | 532457108 |  | 487 | 1330 | SH |  | SOLE |  | 0 | 0 | 1330 |
| Emerson Electric | COM | 291011104 |  | 1035 | 10771 | SH |  | SOLE |  | 3200 | 0 | 7571 |
| Emerson Electric | COM | 291011104 |  | 300 | 3123 | SH |  | OTR | 02 | 0 | 0 | 3123 |
| Equifax | COM | 294429105 |  | 275 | 1413 | SH |  | OTR | 02 | 0 | 0 | 1413 |
| Exxon Mobil | COM | 30231G102 |  | 5510 | 49952 | SH |  | SOLE |  | 6675 | 0 | 43277 |
| Exxon Mobil | COM | 30231G102 |  | 481 | 4358 | SH |  | OTR | 02 | 0 | 0 | 4358 |
| FedEx | COM | 31428x106 |  | 534 | 3084 | SH |  | SOLE |  | 0 | 0 | 3084 |
| First American Financial | COM | 31847r102 |  | 224 | 4275 | SH |  | SOLE |  | 0 | 0 | 4275 |
| General Electric | COM | 369604301 |  | 687 | 8194 | SH |  | SOLE |  | 225 | 0 | 7969 |
| General Electric | COM | 369604301 |  | 63 | 748 | SH |  | OTR | 02 | 0 | 0 | 748 |
| Goldman Sachs | COM | 38141G104 |  | 716 | 2084 | SH |  | SOLE |  | 0 | 0 | 2084 |
| Home Depot | COM | 437076102 |  | 3233 | 10235 | SH |  | SOLE |  | 700 | 0 | 9535 |
| Hubbell | COM | 443510607 |  | 1148 | 4890 | SH |  | SOLE |  | 0 | 0 | 4890 |
| Humana | COM | 444859102 |  | 2368 | 4624 | SH |  | SOLE |  | 0 | 0 | 4624 |
| Huntington Bancshares | COM | 446150104 |  | 1528 | 108357 | SH |  | SOLE |  | 0 | 0 | 108357 |
| Huntington Ingalls Ind. | COM | 446413106 |  | 1506 | 6527 | SH |  | SOLE |  | 0 | 0 | 6527 |
| Icon PLC | COM | G4705A100 |  | 1768 | 9101 | SH |  | SOLE |  | 0 | 0 | 9101 |
| Intel | COM | 458140100 |  | 1732 | 65522 | SH |  | SOLE |  | 2800 | 0 | 62722 |
| Intel | COM | 458140100 |  | 43 | 1625 | SH |  | OTR | 02 | 0 | 0 | 1625 |
| International Business Machine | COM | 459200101 |  | 2497 | 17726 | SH |  | SOLE |  | 1610 | 0 | 16116 |
| Intuit | COM | 461202103 |  | 704 | 1809 | SH |  | SOLE |  | 0 | 0 | 1809 |
| JPMorgan Chase | COM | 46625h100 |  | 8359 | 62333 | SH |  | SOLE |  | 1224 | 0 | 61109 |
| JPMorgan Chase | COM | 46625h100 |  | 1106 | 8246 | SH |  | OTR | 02 | 0 | 0 | 8246 |
| Jacobs Solutions | COM | 46982L108 |  | 727 | 6055 | SH |  | SOLE |  | 0 | 0 | 6055 |
| Johnson  Johnson | COM | 478160104 |  | 16414 | 92916 | SH |  | SOLE |  | 6471 | 0 | 86445 |
| Johnson  Johnson | COM | 478160104 |  | 740 | 4189 | SH |  | OTR | 02 | 0 | 0 | 4189 |
| Kimberly Clark | COM | 494368103 |  | 14 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| Kimberly Clark | COM | 494368103 |  | 334 | 2463 | SH |  | OTR | 02 | 0 | 0 | 2463 |
| Kroger | COM | 501044101 |  | 691 | 15500 | SH |  | SOLE |  | 0 | 0 | 15500 |
| Laboratory Corp. of America | COM | 50540r409 |  | 1667 | 7079 | SH |  | SOLE |  | 0 | 0 | 7079 |
| Lear Corp. | COM | 521865204 |  | 831 | 6700 | SH |  | SOLE |  | 0 | 0 | 6700 |
| Lowes | COM | 548661107 |  | 1135 | 5696 | SH |  | SOLE |  | 0 | 0 | 5696 |
| Marriott Vacations Worldwide | COM | 57164Y107 |  | 1075 | 7988 | SH |  | SOLE |  | 0 | 0 | 7988 |
| Masco Corp. | COM | 574599106 |  | 526 | 11279 | SH |  | SOLE |  | 0 | 0 | 11279 |
| Match Group | COM | 57665r106 |  | 270 | 6496 | SH |  | SOLE |  | 0 | 0 | 6496 |
| McCormick | COM | 579780206 |  | 1514 | 18266 | SH |  | SOLE |  | 9600 | 0 | 8666 |
| McDonald's Corp. | COM | 580135101 |  | 2031 | 7706 | SH |  | SOLE |  | 1707 | 0 | 5999 |
| Merck | COM | 58933y105 |  | 3386 | 30514 | SH |  | SOLE |  | 2548 | 0 | 27966 |
| Merck | COM | 58933y105 |  | 515 | 4644 | SH |  | OTR | 02 | 0 | 0 | 4644 |
| Microsoft | COM | 594918104 |  | 4403 | 18359 | SH |  | SOLE |  | 800 | 0 | 17559 |
| Microsoft | COM | 594918104 |  | 292 | 1218 | SH |  | OTR | 02 | 0 | 0 | 1218 |
| Mondelez | COM | 609207105 |  | 265 | 3971 | SH |  | SOLE |  | 0 | 0 | 3971 |
| Moody's Corp. | COM | 615369105 |  | 264 | 946 | SH |  | SOLE |  | 0 | 0 | 946 |
| Nasdaq | COM | 631103108 |  | 1657 | 27015 | SH |  | SOLE |  | 0 | 0 | 27015 |
| Nestle ADR | COM | 641069406 |  | 4879 | 42128 | SH |  | SOLE |  | 5000 | 0 | 37128 |
| Newmont Mining Corp. | COM | 651639106 |  | 1541 | 32651 | SH |  | SOLE |  | 0 | 0 | 32651 |
| Norfolk Southern | COM | 655844108 |  | 481 | 1950 | SH |  | OTR | 02 | 0 | 0 | 1950 |
| Nvidia Corp. | COM | 67066G104 |  | 856 | 5860 | SH |  | SOLE |  | 0 | 0 | 5860 |
| Old Republic | COM | 680223104 |  | 652 | 27000 | SH |  | SOLE |  | 0 | 0 | 27000 |
| Packaging Corp. | COM | 695156109 |  | 235 | 1835 | SH |  | SOLE |  | 0 | 0 | 1835 |
| Paychex | COM | 704326107 |  | 274 | 2375 | SH |  | SOLE |  | 0 | 0 | 2375 |
| PepsiCo | COM | 713448108 |  | 4026 | 22285 | SH |  | SOLE |  | 94 | 0 | 22191 |
| PepsiCo | COM | 713448108 |  | 787 | 4358 | SH |  | OTR | 02 | 0 | 0 | 4358 |
| Pfizer | COM | 717081103 |  | 6535 | 127535 | SH |  | SOLE |  | 17446 | 0 | 110089 |
| Pfizer | COM | 717081103 |  | 286 | 5575 | SH |  | OTR | 02 | 0 | 0 | 5575 |
| Procter  Gamble | COM | 742718109 |  | 5042 | 33265 | SH |  | SOLE |  | 2437 | 0 | 30828 |
| Procter  Gamble | COM | 742718109 |  | 691 | 4559 | SH |  | OTR | 02 | 0 | 0 | 4559 |
| Quaker Houghton | COM | 747316107 |  | 209 | 1250 | SH |  | SOLE |  | 0 | 0 | 1250 |
| Qualcomm | COM | 747525103 |  | 855 | 7775 | SH |  | SOLE |  | 600 | 0 | 7175 |
| Quanta Services | COM | 74762E102 |  | 2986 | 20956 | SH |  | SOLE |  | 0 | 0 | 20956 |
| Raytheon Technologies | COM | 75513e101 |  | 292 | 2893 | SH |  | SOLE |  | 0 | 0 | 2893 |
| Reliance Steel  Aluminum | COM | 759509102 |  | 1980 | 9781 | SH |  | SOLE |  | 0 | 0 | 9781 |
| Rockwell Automation | COM | 773903109 |  | 1281 | 4975 | SH |  | SOLE |  | 0 | 0 | 4975 |
| S Global | COM | 78409V104 |  | 2605 | 7777 | SH |  | SOLE |  | 500 | 0 | 7277 |
| Schlumberger | COM | 806857108 |  | 210 | 3934 | SH |  | SOLE |  | 600 | 0 | 3334 |
| Schlumberger | COM | 806857108 |  | 183 | 3415 | SH |  | OTR | 02 | 0 | 0 | 3415 |
| Schwab Charles | COM | 808513105 |  | 3593 | 43152 | SH |  | SOLE |  | 0 | 0 | 43152 |
| Synopsys | COM | 871607107 |  | 1584 | 4960 | SH |  | SOLE |  | 0 | 0 | 4960 |
| Target | COM | 87612E106 |  | 363 | 2437 | SH |  | SOLE |  | 0 | 0 | 2437 |
| Teledyne Technologies | COM | 879360106 |  | 268 | 671 | SH |  | SOLE |  | 0 | 0 | 671 |
| Travelers | COM | 89417E109 |  | 248 | 1322 | SH |  | SOLE |  | 0 | 0 | 1322 |
| Truist Financial | COM | 89832q109 |  | 1260 | 29289 | SH |  | SOLE |  | 0 | 0 | 29289 |
| Union Pacific | COM | 907818108 |  | 1023 | 4938 | SH |  | SOLE |  | 400 | 0 | 4538 |
| Union Pacific | COM | 907818108 |  | 334 | 1611 | SH |  | OTR | 02 | 0 | 0 | 1611 |
| United Health Group | COM | 91324P102 |  | 1832 | 3456 | SH |  | SOLE |  | 0 | 0 | 3456 |
| United Parcel Service 'B' | COM | 911312106 |  | 841 | 4840 | SH |  | SOLE |  | 300 | 0 | 4540 |
| United Rentals | COM | 911363109 |  | 1190 | 3348 | SH |  | SOLE |  | 0 | 0 | 3348 |
| VMware | COM | 928563402 |  | 1352 | 11015 | SH |  | SOLE |  | 0 | 0 | 11015 |
| Verizon Communications | COM | 92343v104 |  | 1251 | 31751 | SH |  | SOLE |  | 1700 | 0 | 30051 |
| Viatris | COM | 92556v106 |  | 168 | 15073 | SH |  | SOLE |  | 2164 | 0 | 12909 |
| Wal-Mart Stores | COM | 931142103 |  | 1746 | 12314 | SH |  | SOLE |  | 0 | 0 | 12314 |
| Waste Management | COM | 94106L109 |  | 2429 | 15483 | SH |  | SOLE |  | 0 | 0 | 15483 |
| Westlake Chemical Corp. | COM | 960413102 |  | 688 | 6711 | SH |  | SOLE |  | 0 | 0 | 6711 |
| Wyndham Hotels  Resorts | COM | 98311a105 |  | 528 | 7408 | SH |  | SOLE |  | 0 | 0 | 7408 |
| Yum! Brands | COM | 988498101 |  | 403 | 3145 | SH |  | SOLE |  | 0 | 0 | 3145 |
| Zimmer Biomet | COM | 98956p102 |  | 743 | 5830 | SH |  | SOLE |  | 1255 | 0 | 4575 |
| Zimmer Biomet | COM | 98956p102 |  | 195 | 1527 | SH |  | OTR | 02 | 0 | 0 | 1527 |
| Zoetis | COM | 98978v103 |  | 1605 | 10950 | SH |  | SOLE |  | 0 | 0 | 10950 |
| Hoya Capital High Dividend Yie | COM | 26922b840 |  | 295 | 27440 | SH |  | SOLE |  | 600 | 0 | 26840 |
| Hoya Capital Housing | COM | 26922a230 |  | 5931 | 186942 | SH |  | SOLE |  | 68752 | 0 | 118190 |
| Mid America Apartment Communit | COM | 59522J103 |  | 1229 | 7831 | SH |  | SOLE |  | 0 | 0 | 7831 |
| Store Cap Corp | COM | 862121100 |  | 981 | 30590 | SH |  | SOLE |  | 140 | 0 | 30450 |
| Terreno Realty Corp. | COM | 88146m101 |  | 589 | 10350 | SH |  | SOLE |  | 0 | 0 | 10350 |

---