# EDGAR Filing Document

**Accession Number:** 0001311891
**File Stem:** 0001311891-26-000003
**Filing Date:** 2026-2
**Character Count:** 2705
**Document Hash:** 4a7892d035b429b7d1bd8fd291137fe1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001311891-26-000003.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001311891-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OSAIC SERVICES, INC.
- **CENTRAL INDEX KEY:** 0001311891

**ORGANIZATION NAME:**
- **EIN:** 201741754
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66771
- **FILM NUMBER:** 26702124

**BUSINESS ADDRESS:**
- **STREET 1:** 18700 HAYDEN ROAD
- **STREET 2:** SUITE 255
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85255
- **BUSINESS PHONE:** 770 690-3546

**MAIL ADDRESS:**
- **STREET 1:** 18700 HAYDEN ROAD
- **STREET 2:** SUITE 255
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85255

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAGEPOINT FINANCIAL, INC.
- **DATE OF NAME CHANGE:** 20231205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OSAIC SERVICES, INC.
- **DATE OF NAME CHANGE:** 20231204

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAGEPOINT FINANCIAL, INC.
- **DATE OF NAME CHANGE:** 20090105

### Attached PDF Documents

**Attachment 1:** `OSIPublic2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001311891

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** OSAIC SERVICES, INC.

**Business Address:** 18700 HAYDEN ROAD, SUITE 255, SCOTTSDALE, AZ, 85255

**Contact Person:** Chris Mitchell

**Contact Phone:** (480) 489-0024

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche, L.P.

**Accountant Address:** 100 S Mill Avenue, Suite 1800, Tempe, AZ, 85281

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Chris Mitchell**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **OSAIC SERVICES, INC.**, as of **02-27-2026**, are true and correct.

**Signature:** Chris Mitchell

**Title:** Corporate Treasurer