# EDGAR Filing Document

**Accession Number:** 0001044634
**File Stem:** 9999999997-23-002285
**Filing Date:** 2023-2
**Character Count:** 1278
**Document Hash:** d934ccc1dc218cfbe27be047c2206af0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002285.hdr.sgml**: 20230501

**ACCESSION NUMBER**: 9999999997-23-002285

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230501

**EFFECTIVENESS DATE**: 20230227

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** USI SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001044634
- **IRS NUMBER:** 061493970
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50429
- **FILM NUMBER:** 23002609

**BUSINESS ADDRESS:**
- **STREET 1:** 95 GLASTONBURY BLVD.
- **STREET 2:** SUITE 102
- **CITY:** GLASTONBURY
- **STATE:** CT
- **ZIP:** 06033
- **BUSINESS PHONE:** 860-368-2913

**MAIL ADDRESS:**
- **STREET 1:** 95 GLASTONBURY BLVD.
- **STREET 2:** SUITE 102
- **CITY:** GLASTONBURY
- **STATE:** CT
- **ZIP:** 06033

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** USI SECURITIES INC                                      /BD
- **DATE OF NAME CHANGE:** 19970819

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002609 for access to the original document.

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