# EDGAR Filing Document

**Accession Number:** 0001860434
**File Stem:** 0001410368-26-067340
**Filing Date:** 2026-6
**Character Count:** 50446
**Document Hash:** 37a3e88faa81528ea6af332041345bff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-26-067340.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0001410368-26-067340

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260626

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Harbor ETF Trust
- **CENTRAL INDEX KEY:** 0001860434

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23661
- **FILM NUMBER:** 261127106

**BUSINESS ADDRESS:**
- **STREET 1:** 111 SOUTH WACKER DRIVE
- **STREET 2:** 34TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-443-4400

**MAIL ADDRESS:**
- **STREET 1:** 111 SOUTH WACKER DRIVE
- **STREET 2:** 34TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

## Series and Classes Contracts Data

### Harbor Active Small Cap Growth ETF (Series ID: S000098463)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000268141 | Harbor Active Small Cap Growth ETF | SGRW            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Harbor ETF Trust

- **b. Investment Company Act file number:** 811-23661

- **c. CIK number of Registrant:** 0001860434

- **d. LEI of Registrant:** 549300NWWMUBG8UZZ226

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 111 SOUTH WACKER DRIVE

  - **City:** CHICAGO

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-443-4400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Harbor Active Small Cap Growth ETF

- **b. EDGAR series identifier (if any):** S000098463

- **c. LEI of Series:** 254900A8ZD55YT2I5M68

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $3686610.30

**Total Liabilities:** $2266.67

**Net Assets:** $3684343.63

**Cash Not Reported:** $97603.67

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000268141 | 0.20%                | -7.34%               | 15.85%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $13333.89                | $-3623.32                                  |
| Month 2  | $-9607.93                | $-240201.30                                |
| Month 3  | $-5570.91                | $506856.48                                 |

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ligand Pharmaceuticals Inc                | Ligand Pharmaceuticals Inc                | CUSIP: 53220K504<br>LEI: 5493008K7TB0IKP37H79 | Long             | EC               | CORP              | US        |        98 | NS      | $22486.10     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp                 | Carpenter Technology Corp                 | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |       168 | NS      | $71937.60     | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Viavi Solutions Inc                       | Viavi Solutions Inc                       | CUSIP: 925550105<br>LEI: 5493006K3E3N1QOBF092 | Long             | EC               | CORP              | US        |       339 | NS      | $17763.60     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| TTM Technologies Inc                      | TTM Technologies Inc                      | CUSIP: 87305R109<br>LEI: 549300SC4BDOIS008048 | Long             | EC               | CORP              | US        |       173 | NS      | $27372.06     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Taysha Gene Therapies Inc                 | Taysha Gene Therapies Inc                 | CUSIP: 877619106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2653 | NS      | $16952.67     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Nova Ltd                                  | Nova Ltd                                  | CUSIP: 000000000<br>LEI: 529900B2DSWE5V3SC292 | Long             | EC               | CORP              | IL        |        35 | NS      | $17515.05     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Neogen Corp                               | Neogen Corp                               | CUSIP: 640491106<br>LEI: 549300HJT9FC36N4UW43 | Long             | EC               | CORP              | US        |      1066 | NS      | $10020.40     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Anterix Inc                               | Anterix Inc                               | CUSIP: 03676C100<br>LEI: 549300QIX2QHFGIEQG40 | Long             | EC               | CORP              | US        |       214 | NS      | $10340.48     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc                 | DigitalOcean Holdings Inc                 | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |       162 | NS      | $15621.66     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Protagonist Therapeutics Inc              | Protagonist Therapeutics Inc              | CUSIP: 74366E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       149 | NS      | $14746.53     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Rhythm Pharmaceuticals Inc                | Rhythm Pharmaceuticals Inc                | CUSIP: 76243J105<br>LEI: 529900JPNWXQ8DPLA551 | Long             | EC               | CORP              | US        |       289 | NS      | $23513.04     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Alkami Technology Inc                     | Alkami Technology Inc                     | CUSIP: 01644J108<br>LEI: 254900FCNYU4HNEV9L47 | Long             | EC               | CORP              | US        |      1089 | NS      | $17184.42     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Rogers Corp                               | Rogers Corp                               | CUSIP: 775133101<br>LEI: PW0CN80KNFR7RUOOKJ84 | Long             | EC               | CORP              | US        |        64 | NS      | $8688.00      | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Inc                                  | Okta Inc                                  | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |       146 | NS      | $10752.90     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BridgeBio Oncology Therapeutics Inc       | BridgeBio Oncology Therapeutics Inc       | CUSIP: 107924102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1033 | NS      | $8687.53      | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SI-BONE Inc                               | SI-BONE Inc                               | CUSIP: 825704109<br>LEI: 549300J8JGYVJJHV9C31 | Long             | EC               | CORP              | US        |      4336 | NS      | $53723.04     | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                       | Archer Aviation Inc                       | CUSIP: 03945R102<br>LEI: 529900UGYVU0KY2RLD83 | Long             | EC               | CORP              | US        |      2355 | NS      | $13517.70     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Cat Holdings Inc                      | Red Cat Holdings Inc                      | CUSIP: 75644T100<br>LEI: 5493005OGSQW28V2PY05 | Long             | EC               | CORP              | US        |       245 | NS      | $2871.40      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings Inc                          | RBC Bearings Inc                          | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       131 | NS      | $78480.79     | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Mayville Engineering Co Inc               | Mayville Engineering Co Inc               | CUSIP: 578605107<br>LEI: 9845008D43E42A7FC362 | Long             | EC               | CORP              | US        |      1171 | NS      | $26710.51     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corp                             | Repligen Corp                             | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |       205 | NS      | $24253.55     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Enovix Corp                               | Enovix Corp                               | CUSIP: 293594107<br>LEI: 549300EC7NZGWORHYJ53 | Long             | EC               | CORP              | US        |      1225 | NS      | $8170.75      | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| BioLife Solutions Inc                     | BioLife Solutions Inc                     | CUSIP: 09062W204<br>LEI: 549300G2IVCMC2TJDW72 | Long             | EC               | CORP              | US        |      2262 | NS      | $47682.96     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Marex Group PLC                           | Marex Group PLC                           | CUSIP: 000000000<br>LEI: 549300DWX0SVICJAL507 | Long             | EC               | CORP              | GB        |       497 | NS      | $26514.95     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Beta Bionics Inc                          | Beta Bionics Inc                          | CUSIP: 08659B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       903 | NS      | $9210.60      | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Semtech Corp                              | Semtech Corp                              | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |       182 | NS      | $19119.10     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Zymeworks Inc                             | Zymeworks Inc                             | CUSIP: 98985Y108<br>LEI: 894500AHOYAGYLYZJL67 | Long             | EC               | CORP              | US        |       840 | NS      | $23133.60     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Owlet Inc                                 | Owlet Inc                                 | CUSIP: 69120X206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2507 | NS      | $12384.58     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Warby Parker Inc                          | Warby Parker Inc                          | CUSIP: 93403J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       155 | NS      | $3428.60      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Immunome Inc                              | Immunome Inc                              | CUSIP: 45257U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1120 | NS      | $25692.80     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Unusual Machines Inc /US                  | Unusual Machines Inc /US                  | CUSIP: 91532F102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1720 | NS      | $25094.80     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Cava Group Inc                            | Cava Group Inc                            | CUSIP: 148929102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        77 | NS      | $7192.57      | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ExlService Holdings Inc                   | ExlService Holdings Inc                   | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |       215 | NS      | $6854.20      | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Dyne Therapeutics Inc                     | Dyne Therapeutics Inc                     | CUSIP: 26818M108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       840 | NS      | $14742.00     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| JFrog Ltd                                 | JFrog Ltd                                 | CUSIP: 000000000<br>LEI: 2549002N8E00AY49G567 | Long             | EC               | CORP              | IL        |       422 | NS      | $19597.68     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| York Space Systems Inc                    | York Space Systems Inc                    | CUSIP: 987084100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       257 | NS      | $8522.12      | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| GRAIL Inc                                 | GRAIL Inc                                 | CUSIP: 384747101<br>LEI: 2549009XSNESW3VE8024 | Long             | EC               | CORP              | US        |       182 | NS      | $9915.36      | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| 908 Devices Inc                           | 908 Devices Inc                           | CUSIP: 65443P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1882 | NS      | $12854.06     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Alignment Healthcare Inc                  | Alignment Healthcare Inc                  | CUSIP: 01625V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1991 | NS      | $44877.14     | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| IRhythm Holdings Inc                      | IRhythm Holdings Inc                      | CUSIP: 450056106<br>LEI: 549300FJI72RJGDQS384 | Long             | EC               | CORP              | US        |       238 | NS      | $30740.08     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| IonQ Inc                                  | IonQ Inc                                  | CUSIP: 46222L108<br>LEI: 529900RB2VEFGLQS7G28 | Long             | EC               | CORP              | US        |       378 | NS      | $17055.36     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Sportradar Group AG                       | Sportradar Group AG                       | CUSIP: 000000000<br>LEI: 549300H1P33YOAT7Z533 | Long             | EC               | CORP              | CH        |      1262 | NS      | $16469.10     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Arteris Inc                               | Arteris Inc                               | CUSIP: 04302A104<br>LEI: 5299009413BJXLY5SM79 | Long             | EC               | CORP              | US        |      1288 | NS      | $37300.48     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| AnaptysBio Inc                            | AnaptysBio Inc                            | CUSIP: 032724106<br>LEI: 529900HH4WQT03IG1A12 | Long             | EC               | CORP              | US        |       227 | NS      | $14920.71     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Energy Industries Inc            | Advanced Energy Industries Inc            | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |        42 | NS      | $16124.22     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Modine Manufacturing Co                   | Modine Manufacturing Co                   | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |       248 | NS      | $63148.24     | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Gates Industrial Corp PLC                 | Gates Industrial Corp PLC                 | CUSIP: 000000000<br>LEI: 549300S6K4FWUSB9KM27 | Long             | EC               | CORP              | GB        |      2810 | NS      | $71964.10     | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Holdings Corp                    | WillScot Holdings Corp                    | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |      1384 | NS      | $31333.76     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Porch Group Inc                           | Porch Group Inc                           | CUSIP: 733245104<br>LEI: 549300NXEI7CVW8IXQ90 | Long             | EC               | CORP              | US        |     10663 | NS      | $102684.69    | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| LightPath Technologies Inc                | LightPath Technologies Inc                | CUSIP: 532257805<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2573 | NS      | $32960.13     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Boot Barn Holdings Inc                    | Boot Barn Holdings Inc                    | CUSIP: 099406100<br>LEI: 529900QE1BFMYA3N4E71 | Long             | EC               | CORP              | US        |       132 | NS      | $22631.40     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| First Watch Restaurant Group Inc          | First Watch Restaurant Group Inc          | CUSIP: 33748L101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       367 | NS      | $4815.04      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Generac Holdings Inc                      | Generac Holdings Inc                      | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |        49 | NS      | $12702.27     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| EyePoint Inc                              | EyePoint Inc                              | CUSIP: 30233G209<br>LEI: 549300QE1RU34T50MR69 | Long             | EC               | CORP              | US        |      1107 | NS      | $14612.40     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Green Brick Partners Inc                  | Green Brick Partners Inc                  | CUSIP: 392709101<br>LEI: 549300R7SCIV7FQI6T56 | Long             | EC               | CORP              | US        |       133 | NS      | $8969.52      | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Genius Sports Ltd                         | Genius Sports Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |      2579 | NS      | $11244.44     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Chefs' Warehouse Inc/The                  | Chefs' Warehouse Inc/The                  | CUSIP: 163086101<br>LEI: 549300JYEDC8C547E980 | Long             | EC               | CORP              | US        |       431 | NS      | $33445.60     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Viking Therapeutics Inc                   | Viking Therapeutics Inc                   | CUSIP: 92686J106<br>LEI: 529900IVC72YPFA25M37 | Long             | EC               | CORP              | US        |       928 | NS      | $28935.04     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Revolution Medicines Inc                  | Revolution Medicines Inc                  | CUSIP: 76155X100<br>LEI: 549300JU3X0LBCQ65892 | Long             | EC               | CORP              | US        |       106 | NS      | $15276.72     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Cellebrite DI Ltd                         | Cellebrite DI Ltd                         | CUSIP: 000000000<br>LEI: 254900G03462YGP1IO36 | Long             | EC               | CORP              | IL        |      2593 | NS      | $33709.00     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| OrthoPediatrics Corp                      | OrthoPediatrics Corp                      | CUSIP: 68752L100<br>LEI: 5493000KUTPFGOPAT717 | Long             | EC               | CORP              | US        |      2150 | NS      | $32379.00     | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Materion Corp                             | Materion Corp                             | CUSIP: 576690101<br>LEI: 549300CJ5RI351SUYT02 | Long             | EC               | CORP              | US        |       462 | NS      | $84920.22     | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Sweetgreen Inc                            | Sweetgreen Inc                            | CUSIP: 87043Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       840 | NS      | $5779.20      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Technical Institute Inc         | Universal Technical Institute Inc         | CUSIP: 913915104<br>LEI: 2549003YOJGAZ0PVFV48 | Long             | EC               | CORP              | US        |        83 | NS      | $3114.99      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MoonLake Immunotherapeutics               | MoonLake Immunotherapeutics               | CUSIP: 61559X104<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |       826 | NS      | $13529.88     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Motion Technology Corp            | Silicon Motion Technology Corp            | CUSIP: 82706C108<br>LEI: 5299005RBVBZQJTYFC89 | Long             | EC               | CORP              | KY        |       484 | NS      | $105889.52    | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutanix Inc                               | Nutanix Inc                               | CUSIP: 67059N108<br>LEI: 549300X7J6E8TKVIXW09 | Long             | EC               | CORP              | US        |       557 | NS      | $22775.73     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Kornit Digital Ltd                        | Kornit Digital Ltd                        | CUSIP: 000000000<br>LEI: 5299006DPCQWP3VTFK34 | Long             | EC               | CORP              | IL        |       819 | NS      | $12948.39     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnite Inc                               | Magnite Inc                               | CUSIP: 55955D100<br>LEI: 54930018FR2YX1HHSB02 | Long             | EC               | CORP              | US        |      4345 | NS      | $55681.18     | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Rambus Inc                                | Rambus Inc                                | CUSIP: 750917106<br>LEI: 2549000211GDCQSLV833 | Long             | EC               | CORP              | US        |       304 | NS      | $34993.44     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| NPK International Inc                     | NPK International Inc                     | CUSIP: 651718504<br>LEI: 54930073OHWDQW4DJN26 | Long             | EC               | CORP              | US        |       881 | NS      | $14404.35     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| GeneDx Holdings Corp                      | GeneDx Holdings Corp                      | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       103 | NS      | $6477.67      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc                      | BWX Technologies Inc                      | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |       110 | NS      | $23802.90     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Callaway Golf Co                          | Callaway Golf Co                          | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |      1534 | NS      | $23470.20     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Global Inc                          | Spire Global Inc                          | CUSIP: 848560306<br>LEI: 549300EZFBLFFHJ5MF06 | Long             | EC               | CORP              | US        |        56 | NS      | $998.48       | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                         | AeroVironment Inc                         | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |        16 | NS      | $3120.32      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CorVel Corp                               | CorVel Corp                               | CUSIP: 221006109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       322 | NS      | $18502.12     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Figure Technology Solutions Inc           | Figure Technology Solutions Inc           | CUSIP: 349381103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       658 | NS      | $23095.80     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Chime Financial Inc                       | Chime Financial Inc                       | CUSIP: 16935C109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       966 | NS      | $21116.76     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Lindblad Expeditions Holdings Inc         | Lindblad Expeditions Holdings Inc         | CUSIP: 535219109<br>LEI: 549300GSPW24GZE6R597 | Long             | EC               | CORP              | US        |       852 | NS      | $15787.56     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Infrastructure Group Inc         | Cardinal Infrastructure Group Inc         | CUSIP: 14154A102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       131 | NS      | $6946.93      | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| MP Materials Corp                         | MP Materials Corp                         | CUSIP: 553368101<br>LEI: 89450063PHPS61USMT84 | Long             | EC               | CORP              | US        |       456 | NS      | $30114.24     | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CECO Environmental Corp                   | CECO Environmental Corp                   | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |       461 | NS      | $34178.54     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Netskope Inc                              | Netskope Inc                              | CUSIP: 64119N608<br>LEI: 254900CS525VJG6KO570 | Long             | EC               | CORP              | US        |      1264 | NS      | $12589.44     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Antimony Corp               | United States Antimony Corp               | CUSIP: 911549103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       370 | NS      | $4443.70      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| iRadimed Corp                             | iRadimed Corp                             | CUSIP: 46266A109<br>LEI: 549300YVHWP0YJ1YW816 | Long             | EC               | CORP              | US        |        21 | NS      | $1752.24      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure Inc               | Sterling Infrastructure Inc               | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |        74 | NS      | $38155.88     | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgebio Pharma Inc                      | Bridgebio Pharma Inc                      | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |       350 | NS      | $24888.50     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuvalent Inc                              | Nuvalent Inc                              | CUSIP: 670703107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       140 | NS      | $14039.20     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Xenon Pharmaceuticals Inc                 | Xenon Pharmaceuticals Inc                 | CUSIP: 98420N105<br>LEI: 549300XV44Q9Z1MIPQ03 | Long             | EC               | CORP              | CA        |       353 | NS      | $19782.12     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Stoke Therapeutics Inc                    | Stoke Therapeutics Inc                    | CUSIP: 86150R107<br>LEI: 549300RD25SS2DIJHJ67 | Long             | EC               | CORP              | US        |      1016 | NS      | $33243.52     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilysys Inc                              | Agilysys Inc                              | CUSIP: 00847J105<br>LEI: 5299001XWB5V3B5IPN93 | Long             | EC               | CORP              | US        |       250 | NS      | $16015.00     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Fabrinet                                  | Fabrinet                                  | CUSIP: 000000000<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |        56 | NS      | $38274.32     | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Centrus Energy Corp                       | Centrus Energy Corp                       | CUSIP: 15643U104<br>LEI: 549300G6VDK9G8276661 | Long             | EC               | CORP              | US        |       195 | NS      | $41137.20     | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeco Instruments Inc                     | Veeco Instruments Inc                     | CUSIP: 922417100<br>LEI: 5493004201F72ADDZW04 | Long             | EC               | CORP              | US        |       693 | NS      | $34546.05     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Credo Technology Group Holding Ltd        | Credo Technology Group Holding Ltd        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |       228 | NS      | $39674.28     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| nLight Inc                                | nLight Inc                                | CUSIP: 65487K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        78 | NS      | $5448.30      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Edgewise Therapeutics Inc                 | Edgewise Therapeutics Inc                 | CUSIP: 28036F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       774 | NS      | $23963.04     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Apogee Therapeutics Inc                   | Apogee Therapeutics Inc                   | CUSIP: 03770N101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       294 | NS      | $24369.66     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Kura Sushi USA Inc                        | Kura Sushi USA Inc                        | CUSIP: 501270102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       280 | NS      | $15419.60     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Arlo Technologies Inc                     | Arlo Technologies Inc                     | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |      2164 | NS      | $30404.20     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Rigetti Computing Inc                     | Rigetti Computing Inc                     | CUSIP: 76655K103<br>LEI: 52990024JHY459DH8W71 | Long             | EC               | CORP              | US        |      1474 | NS      | $25721.30     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Arxis Inc                                 | Arxis Inc                                 | CUSIP: 04339D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       318 | NS      | $11130.00     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegro MicroSystems Inc                  | Allegro MicroSystems Inc                  | CUSIP: 01749D105<br>LEI: 54930004TGPV6DR3LE12 | Long             | EC               | CORP              | US        |       771 | NS      | $37393.50     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Xeris Biopharma Holdings Inc              | Xeris Biopharma Holdings Inc              | CUSIP: 98422E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3356 | NS      | $20555.50     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Celcuity Inc                              | Celcuity Inc                              | CUSIP: 15102K100<br>LEI: 25490070W7UU7W2SEY87 | Long             | EC               | CORP              | US        |       252 | NS      | $30580.20     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Core Scientific Inc                       | Core Scientific Inc                       | CUSIP: 21874A106<br>LEI: 5299003RGB2LAZ65RK73 | Long             | EC               | CORP              | US        |       979 | NS      | $19580.00     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Capital Bancshares Inc              | Texas Capital Bancshares Inc              | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |       651 | NS      | $65555.70     | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Montrose Environmental Group Inc          | Montrose Environmental Group Inc          | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |       470 | NS      | $9893.50      | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| RadNet Inc                                | RadNet Inc                                | CUSIP: 750491102<br>LEI: 529900RECG94V2IZJ970 | Long             | EC               | CORP              | US        |       358 | NS      | $20244.90     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems Inc                 | Casella Waste Systems Inc                 | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |       953 | NS      | $75525.25     | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Descartes Systems Group Inc/The           | Descartes Systems Group Inc/The           | CUSIP: 249906108<br>LEI: 875500NEPA7JI5EOMN45 | Long             | EC               | CORP              | CA        |       314 | NS      | $22642.54     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Global-e Online Ltd                       | Global-e Online Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |       577 | NS      | $18100.49     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Nextpower Inc                             | Nextpower Inc                             | CUSIP: 65290E101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       261 | NS      | $31092.93     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| HealthEquity Inc                          | HealthEquity Inc                          | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |       462 | NS      | $37897.86     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinsale Capital Group Inc                 | Kinsale Capital Group Inc                 | CUSIP: 49714P108<br>LEI: 529900QTUQHNZ6HOA508 | Long             | EC               | CORP              | US        |        64 | NS      | $20711.04     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameresco Inc                              | Ameresco Inc                              | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Long             | EC               | CORP              | US        |       221 | NS      | $6539.39      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Time Group Holdings Inc              | Life Time Group Holdings Inc              | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       819 | NS      | $21957.39     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO Inc                                   | QXO Inc                                   | CUSIP: 82846H405<br>LEI: 549300HDXQWWCBOYXP31 | Long             | EC               | CORP              | US        |       546 | NS      | $10958.22     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Cogent Communications Holdings Inc        | Cogent Communications Holdings Inc        | CUSIP: 19239V302<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       987 | NS      | $22355.55     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Cytokinetics Inc                          | Cytokinetics Inc                          | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |       206 | NS      | $13177.82     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Kiniksa Pharmaceuticals International Plc | Kiniksa Pharmaceuticals International Plc | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | GB        |       589 | NS      | $31676.42     | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Zeta Global Holdings Corp                 | Zeta Global Holdings Corp                 | CUSIP: 98956A105<br>LEI: 2549008P9XSJQHGQ9S27 | Long             | EC               | CORP              | US        |       452 | NS      | $8325.84      | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Syndax Pharmaceuticals Inc                | Syndax Pharmaceuticals Inc                | CUSIP: 87164F105<br>LEI: 529900OF94TRHKZVBS87 | Long             | EC               | CORP              | US        |      1134 | NS      | $24301.62     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| JBT Marel Corp                            | JBT Marel Corp                            | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |       249 | NS      | $29406.90     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Immunovant Inc                            | Immunovant Inc                            | CUSIP: 45258J102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       897 | NS      | $24349.07     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| indie Semiconductor Inc                   | indie Semiconductor Inc                   | CUSIP: 45569U101<br>LEI: 254900L1MFXFYGB1PV53 | Long             | EC               | CORP              | US        |     20709 | NS      | $93397.59     | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Beta Technologies Inc                     | Beta Technologies Inc                     | CUSIP: 086921103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       336 | NS      | $5352.48      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Tower Semiconductor Ltd                   | Tower Semiconductor Ltd                   | CUSIP: 000000000<br>LEI: 54930086ZSNXZOUX0C54 | Long             | EC               | CORP              | IL        |        70 | NS      | $15473.50     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Dave Inc                                  | Dave Inc                                  | CUSIP: 23834J201<br>LEI: 25490061SUVXCW51RZ82 | Long             | EC               | CORP              | US        |       143 | NS      | $38894.57     | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Forgent Power Solutions Inc               | Forgent Power Solutions Inc               | CUSIP: 34631F102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1379 | NS      | $51877.98     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Ethos Technologies Inc                    | Ethos Technologies Inc                    | CUSIP: 29765A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       270 | NS      | $4735.80      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAI Aviation Ltd                         | FTAI Aviation Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |       240 | NS      | $59920.80     | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Toast Inc                                 | Toast Inc                                 | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |       283 | NS      | $8071.16      | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp                | Lattice Semiconductor Corp                | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |       199 | NS      | $24333.72     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Scholar Rock Holding Corp                 | Scholar Rock Holding Corp                 | CUSIP: 80706P103<br>LEI: 549300Z1FLPGL4OWJ459 | Long             | EC               | CORP              | US        |       532 | NS      | $24796.52     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| CryoPort Inc                              | CryoPort Inc                              | CUSIP: 229050307<br>LEI: 9845004D8538BT8JF626 | Long             | EC               | CORP              | US        |       452 | NS      | $4637.52      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Turbine Inc                       | Digital Turbine Inc                       | CUSIP: 25400W102<br>LEI: 549300D0WZR1VI2QGB24 | Long             | EC               | CORP              | US        |     15842 | NS      | $55922.26     | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| First Tracks Biotherapeutics Inc          | First Tracks Biotherapeutics Inc          | CUSIP: 337185102<br>LEI: 529900CGIGKN4R5RO925 | Long             | EC               | CORP              | US        |       407 | NS      | $9470.89      | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SharkNinja Inc                            | SharkNinja Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |       290 | NS      | $33503.70     | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Onto Innovation Inc                       | Onto Innovation Inc                       | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |       229 | NS      | $67568.74     | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-20

**Name of Applicant:** Harbor ETF Trust

**Signature:** Ryan Elve

**Name of Signer:** Ryan Elve

**Title:** Vice President, Harbor ETF Trust