# EDGAR Filing Document

**Accession Number:** 0001521945
**File Stem:** 0002009659-25-000003
**Filing Date:** 2025-12
**Character Count:** 9304
**Document Hash:** 9ec4974cccac3a109b94edf67d6ba30e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002009659-25-000003.hdr.sgml**: 20251212

**ACCESSION NUMBER**: 0002009659-25-000003

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13D/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251212

**DATE AS OF CHANGE**: 20251212

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Prospect Floating Rate & Alternative Income Fund, Inc.
- **CENTRAL INDEX KEY:** 0001521945

**ORGANIZATION NAME:**
- **EIN:** 452460782
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-89525
- **FILM NUMBER:** 251567666

**BUSINESS ADDRESS:**
- **STREET 1:** 10 EAST 40TH STREET, 42ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016
- **BUSINESS PHONE:** 212-448-0702

**MAIL ADDRESS:**
- **STREET 1:** 10 EAST 40TH STREET, 42ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10016

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Prospect Sustainable Income Fund, Inc.
- **DATE OF NAME CHANGE:** 20220112

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Prospect Flexible Income Fund, Inc.
- **DATE OF NAME CHANGE:** 20200806

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TP Flexible Income Fund, Inc.
- **DATE OF NAME CHANGE:** 20190401
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** John & Daria Barry Foundation
- **CENTRAL INDEX KEY:** 0002009659

**ORGANIZATION NAME:**
- **EIN:** 461550110

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** 700 S. ROSEMARY AVE
- **STREET 2:** SUITE 204
- **CITY:** WEST PALM BEACH
- **STATE:** FL
- **ZIP:** 33401
- **BUSINESS PHONE:** 561-763-5033

**MAIL ADDRESS:**
- **STREET 1:** 700 S. ROSEMARY AVE
- **STREET 2:** SUITE 204
- **CITY:** WEST PALM BEACH
- **STATE:** FL
- **ZIP:** 33401

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13D

### Under the Securities Exchange Act of 1934

**(Amendment No. 6)**

**Prospect Floating Rate & Alternative Income Fund, Inc.**

*(Name of Issuer)*

**Common Stock, par value $0.001 per share**

*(Title of Class of Securities)*

**89678V105**

*(CUSIP Number)*

**Kristin Van Dask**<br>10 E 40th Street #42<br>New York NY 10016<br>2124480702

*(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)*

**12/12/2025**

*(Date of Event Which Requires Filing of this Statement)*

| **CUSIP No.** | **89678V105** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**John & Daria Barry Foundation** | Name of reporting person<br>**John & Daria Barry Foundation** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**FLORIDA** | Citizenship or place of organization<br>**FLORIDA** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**7191542.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**7191542.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**0.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**7191542.00** | Aggregate amount beneficially owned by each reporting person<br>**7191542.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**78.7%** | Percent of class represented by amount in Row (11)<br>**78.7%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**OO** | Type of Reporting Person (See Instructions)<br>**OO** | |

---

| **CUSIP No.** | **89678V105** |

---

| | | | |
|:--|:--|:--|:--|
| 1 | Name of reporting person<br>**Barry John F** | Name of reporting person<br>**Barry John F** | |
| 2 | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | Check the appropriate box if a member of a Group (See Instructions)<br>[x] (a)<br>[ ] (b) | |
| 3 | SEC use only | SEC use only | |
| 4 | Source of funds (See Instructions)<br>**OO** | Source of funds (See Instructions)<br>**OO** | |
| 5 | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)<br>[ ] | |
| 6 | Citizenship or place of organization<br>**FLORIDA** | Citizenship or place of organization<br>**FLORIDA** | |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 7 | Sole Voting Power<br>**7191542.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 8 | Shared Voting Power<br>**0.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 9 | Sole Dispositive Power<br>**7191542.00** |
| Number of Shares<br>Beneficially Owned by<br>Each Reporting Person With: | 10 | Shared Dispositive Power<br>**0.00** |
| 11 | Aggregate amount beneficially owned by each reporting person<br>**7191542.00** | Aggregate amount beneficially owned by each reporting person<br>**7191542.00** | |
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)<br>[ ] | |
| 13 | Percent of class represented by amount in Row (11)<br>**78.7%** | Percent of class represented by amount in Row (11)<br>**78.7%** | |
| 14 | Type of Reporting Person (See Instructions)<br>**IN** | Type of Reporting Person (See Instructions)<br>**IN** | |

---

**Item 1. Security and Issuer**

**(a) Title of Class of Securities:**
Common Stock, par value $0.001 per share

**(b) Name of Issuer:**
Prospect Floating Rate & Alternative Income Fund, Inc.

**(c) Address of Issuer's Principal Executive Offices:**
10 EAST 40TH STREET, 42ND FLOOR, NEW YORK, NY, 10016

**Item 5. Interest in Securities of the Issuer**

**(a)**
The information set forth in rows 7 through 13 of the cover pages to this Schedule 13D is incorporated herein by reference. The percentage set forth in row 13 is based on 9,141,175.58 shares of Class A and Class I Common Stock outstanding as of December 12, 2025, as reported by the Issuer. As of the date hereof, the Foundation directly holds 7,191,542.26 shares of Class A Common Stock. Mr. Barry has sole voting and dispositive power over the shares held by the Foundation.

**(b)**
The information set forth in rows 7 through 13 of the cover pages to this Schedule 13D is incorporated herein by reference. The percentage set forth in row 13 is based on 9,141,175.58 shares of Class A and Class I Common Stock outstanding as of December 12, 2025, as reported by the Issuer. As of the date hereof, the Foundation directly holds 7,191,542.26 shares of Class A Common Stock. Mr. Barry has sole voting and dispositive power over the shares held by the Foundation.

**(c)**
1. On July 7, 2025, the John F. Barry and the John and Daria Barry Foundation received a dividend of 26,434.15 at a weighted average price per share of $4.46.
2. On August 1, 2025, the John F. Barry and the John and Daria Barry Foundation received a dividend of 53,009.86 at a weighted average price per share of $4.46.
3. On September 8, 2025, the John F. Barry and the John and Daria Barry Foundation received a dividend of 65,739.83 at a weighted average price per share of $4.53.
4. On October 3, 2025, the John F. Barry and the John and Daria Barry Foundation received a dividend of 53,461.03 at a weighted average price per share of $4.53.
5. On November 7, 2025, the John F. Barry and the John and Daria Barry Foundation received a dividend of 67,335.53 at a weighted average price per share of $4.53.
6. On December 5, 2025, the John F. Barry and the John and Daria Barry Foundation received a dividend of 55,146.46 at a weighted average price per share of $4.11.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** John & Daria Barry Foundation

**Signature:** John F. Barry III

**Name/Title:** John F. Barry III Trustee

**Date:** 12/12/2025

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Reporting Person:** Barry John F

**Signature:** John F. Barry III

**Name/Title:** John F. Barry III

**Date:** 12/12/2025