# EDGAR Filing Document

**Accession Number:** 0001570717
**File Stem:** 0000905148-25-003274
**Filing Date:** 2025-9
**Character Count:** 4285
**Document Hash:** 6a3d1dbf47ff02c68b8e9388ba77856c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000905148-25-003274.hdr.sgml**: 20250902

**ACCESSION NUMBER**: 0000905148-25-003274

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250902

**EFFECTIVENESS DATE**: 20250902

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Waterfall Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001570717

**ORGANIZATION NAME:**
- **EIN:** 202421778
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23794
- **FILM NUMBER:** 251286436

**BUSINESS ADDRESS:**
- **STREET 1:** 1251 AVENUE OF THE AMERICAS, 50TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020
- **BUSINESS PHONE:** (212) 257-4600

**MAIL ADDRESS:**
- **STREET 1:** 1251 AVENUE OF THE AMERICAS, 50TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001570717

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** WATERFALL ASSET MANAGEMENT, LLC

**Address:** 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

**Telephone number:** (212) 257-4600

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-23794

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300RACQVOIC68DB49

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER            | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                               | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Ready Capital Corporation | 75574U101 | 07/25/2024     | Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement.                      | SECTION 14A SAY-ON-PAY VOTES |         294505 |                0 | FOR         |                                   294505 | FOR                         |  |
| Ready Capital Corporation | 75574U101 | 06/25/2025     | Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement.                      | SECTION 14A SAY-ON-PAY VOTES |         121157 |                0 | FOR         |                                   121157 | FOR                         |  |
| Ready Capital Corporation | 75574U101 | 06/25/2025     | Approval, on an advisory basis, of the frequency of the future stockholder advisory votes on the compensation of our named executive officers. | SECTION 14A SAY-ON-PAY VOTES |         121157 |                0 | 1 YEAR      |                                   121157 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** WATERFALL ASSET MANAGEMENT, LLC

**By (Signature):** Kenneth Nick

**By (Printed Signature):** Kenneth Nick

**By (Title):** General Counsel, Chief Compliance Officer, and COO

**Date:** 09/02/2025