# EDGAR Filing Document

**Accession Number:** 0000845982
**File Stem:** 0001654954-23-001202
**Filing Date:** 2023-2
**Character Count:** 11924
**Document Hash:** 247e5cf73118112e5f3570d6bcfc2899
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001654954-23-001202.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001654954-23-001202

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230201

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SMITH & NEPHEW PLC
- **CENTRAL INDEX KEY:** 0000845982
- **STANDARD INDUSTRIAL CLASSIFICATION:** ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14978
- **FILM NUMBER:** 23578772

**BUSINESS ADDRESS:**
- **STREET 1:** BUILDING 5, CROXLEY PARK
- **STREET 2:** HATTERS LANE
- **CITY:** WATFORD, HERTFORDSHIRE
- **STATE:** X0
- **ZIP:** WD18 8YE
- **BUSINESS PHONE:** 44 (0) 1923 477 100

**MAIL ADDRESS:**
- **STREET 1:** BUILDING 5, CROXLEY PARK
- **STREET 2:** HATTERS LANE
- **CITY:** WATFORD, HERTFORDSHIRE
- **STATE:** X0
- **ZIP:** WD18 8YE

**SECURITIES AND EXCHANGE COMMISSION**

 **WASHINGTON, D.C. 20549**

 **Report of Foreign Private Issuer**

 **Pursuant to Rule 13a-16 or 15d-16**

 **of the Securities Exchange Act of**

 **1934**

February 01, 2023

Commission File Number 001-14978

 **SMITH & NEPHEW plc**

(Registrant's name)

 **Building 5, Croxley Park,**

 **Hatters Lane, Watford, Hertfordshire, WD18 8YE,**

 **England**

(Address of registrant's principal executive offices)

[Indicate by check mark whether the registrant files or will file annual

reports under cover Form 20-F or Form 40-F.]

Form 20-F X Form 40-F

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[Indicate by check mark if the registrant is submitting the Form 6-K in

paper as permitted by Regulation S-T Rule 101(b)(1).]

Yes No X

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 ---

[Indicate by check mark if the registrant is submitting the Form 6-K in

paper as permitted by Regulation S-T Rule 101(b)(7).]

Yes No X

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[Indicate by check mark whether by furnishing the information contained

in this Form, the registrant is also thereby furnishing information to the

Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of

1934.]

Yes No X

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 ---

If "Yes" is marked, indicate below the file number assigned to the

registrant in connection with Rule 12g3-2 (b) : 82- n/a.

 **BLOCK LISTING SIX MONTHLY RETURN**

 **Date: 1 February 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| Name of *applicant*: | Name of *applicant*: | Smith & Nephew plc | Smith & Nephew plc | Smith & Nephew plc |
| Name of scheme: | Name of scheme: | Global Share Plan 2010 | Global Share Plan 2010 | Global Share Plan 2010 |
| Period of return:<br>| From:<br>| 1 August 2022<br>| To:<br>| 31 January 2023<br>|
| Balance of unallotted securities under scheme(s) from previous return: | Balance of unallotted securities under scheme(s) from previous return: | 88640 | 88640 | 88640 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 20000 | 20000 | 20000 |
| Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | 103661 | 103661 | 103661 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 4979 | 4979 | 4979 |

---

<u> Name of contact: </u> <u> Sarah Carne </u> <br> <u> Telephone number of contact: </u> <u> 01923 477100 </u>

SIGNED BY Sarah Carne, Deputy Company Secretary

for and on behalf of

Smith & Nephew plc

 **BLOCK LISTING SIX MONTHLY RETURN**

 **Date: 1 February 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| Name of *applicant*: | Name of *applicant*: | Smith & Nephew plc | Smith & Nephew plc | Smith & Nephew plc |
| Name of scheme: | Name of scheme: | Smith & Nephew ShareSave Plan (2012) | Smith & Nephew ShareSave Plan (2012) | Smith & Nephew ShareSave Plan (2012) |
| Period of return:<br>| From:<br>| 1 August 2022<br>| To:<br>| 31 January 2023<br>|
| Balance of unallotted securities under scheme(s) from previous return: | Balance of unallotted securities under scheme(s) from previous return: | 304191 | 304191 | 304191 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 150000 | 150000 | 150000 |
| Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | 9150 | 9150 | 9150 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 445041 | 445041 | 445041 |

---

<u> Name of contact: </u> <u> Sarah Carne </u> <br> <u> Telephone number of contact: </u> <u> 01923 477100 </u>

SIGNED BY Sarah Carne, Deputy Company Secretary

for and on behalf of

Smith & Nephew plc

 **BLOCK LISTING SIX MONTHLY RETURN**

 **Date: 1 February 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| Name of *applicant*: | Name of *applicant*: | Smith & Nephew plc | Smith & Nephew plc | Smith & Nephew plc |
| Name of scheme: | Name of scheme: | Smith & Nephew International ShareSave Plan (2012) | Smith & Nephew International ShareSave Plan (2012) | Smith & Nephew International ShareSave Plan (2012) |
| Period of return:<br>| From:<br>| 1 August 2022<br>| To:<br>| 31 January 2023<br>|
| Balance of unallotted securities under scheme(s) from previous return: | Balance of unallotted securities under scheme(s) from previous return: | 467033 | 467033 | 467033 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 150000 | 150000 | 150000 |
| Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | 8 | 8 | 8 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 617025 | 617025 | 617025 |

---

<u> Name of contact: </u> <u> Sarah Carne </u> <br> <u> Telephone number of contact: </u> <u> 01923 477100 </u>

SIGNED BY Sarah Carne, Deputy Company Secretary

for and on behalf of

Smith & Nephew plc

 **BLOCK LISTING SIX MONTHLY RETURN**

 **Date: 1 February 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| Name of *applicant*: | Name of *applicant*: | Smith & Nephew plc | Smith & Nephew plc | Smith & Nephew plc |
| Name of scheme: | Name of scheme: | Global Share Plan 2020 | Global Share Plan 2020 | Global Share Plan 2020 |
| Period of return:<br>| From:<br>| 1 August 2022<br>| To:<br>| 31 January 2023<br>|
| Balance of unallotted securities under scheme(s) from previous return: | Balance of unallotted securities under scheme(s) from previous return: | 472659 | 472659 | 472659 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | 0 | 0 |
| Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | 10477 | 10477 | 10477 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 462182 | 462182 | 462182 |

---

<u> Name of contact: </u> <u> Sarah Carne </u> <br> <u> Telephone number of contact: </u> <u> 01923 477100 </u>

SIGNED BY Sarah Carne, Deputy Company Secretary

for and on behalf of

Smith & Nephew plc

 **BLOCK LISTING SIX MONTHLY RETURN**

 **Date: 1 February 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| Name of *applicant*: | Name of *applicant*: | Smith & Nephew plc | Smith & Nephew plc | Smith & Nephew plc |
| Name of scheme: | Name of scheme: | Smith & Nephew ShareSave Plan (2022) | Smith & Nephew ShareSave Plan (2022) | Smith & Nephew ShareSave Plan (2022) |
| Period of return:<br>| From:<br>| 1 August 2022<br>| To:<br>| 31 January 2023<br>|
| Balance of unallotted securities under scheme(s) from previous return: | Balance of unallotted securities under scheme(s) from previous return: | 0 | 0 | 0 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 150000 | 150000 | 150000 |
| Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | 0 | 0 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 150000 | 150000 | 150000 |

---

<u> Name of contact: </u> <u> Sarah Carne </u> <br> <u> Telephone number of contact: </u> <u> 01923 477100 </u>

SIGNED BY Sarah Carne, Deputy Company Secretary

for and on behalf of

Smith & Nephew plc

 **BLOCK LISTING SIX MONTHLY RETURN**

 **Date: 1 February 2023**

---

| | | | | |
|:---|:---|:---|:---|:---|
| Name of *applicant*: | Name of *applicant*: | Smith & Nephew plc | Smith & Nephew plc | Smith & Nephew plc |
| Name of scheme: | Name of scheme: | Smith & Nephew International ShareSave Plan (2022) | Smith & Nephew International ShareSave Plan (2022) | Smith & Nephew International ShareSave Plan (2022) |
| Period of return:<br>| From:<br>| 1 August 2022<br>| To:<br>| 31 January 2023<br>|
| Balance of unallotted securities under scheme(s) from previous return: | Balance of unallotted securities under scheme(s) from previous return: | 0 | 0 | 0 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 150000 | 150000 | 150000 |
| Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | Less: Number of *securities* issued/allotted under scheme(s) during period (see LR3.5.7G): | 885 | 885 | 885 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 149115 | 149115 | 149115 |

---

<u> Name of contact: </u> <u> Sarah Carne </u> <br> <u> Telephone number of contact: </u> <u> 01923 477100 </u>

SIGNED BY Sarah Carne, Deputy Company Secretary

for and on behalf of

Smith & Nephew plc

 **SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Smith & Nephew Plc

(Registrant)

Date: February 01, 2023

By: /s/ Helen Barraclough

-----------------

Helen Barraclough

Company Secretary