# EDGAR Filing Document

**Accession Number:** 0001803227
**File Stem:** 0001725547-23-000015
**Filing Date:** 2023-2
**Character Count:** 15638
**Document Hash:** d514ddfc36defd9821efdc4c8ab5ca6d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001725547-23-000015.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001725547-23-000015

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MATTERN CAPITAL MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0001803227
- **IRS NUMBER:** 831869407
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19975
- **FILM NUMBER:** 23589332

**BUSINESS ADDRESS:**
- **STREET 1:** 165 S. UNION BLVD
- **STREET 2:** SUITE 780
- **CITY:** LAKEWOOD
- **STATE:** CO
- **ZIP:** 80228
- **BUSINESS PHONE:** 720-710-2934

**MAIL ADDRESS:**
- **STREET 1:** 165 S. UNION BLVD
- **STREET 2:** SUITE 780
- **CITY:** LAKEWOOD
- **STATE:** CO
- **ZIP:** 80228

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MATTERN CAPITAL MANAGEMENT LLC<br>**Address:** 165 S. UNION BLVD<br>SUITE 780<br>LAKEWOOD, CO 80228

**Form 13F File Number:** 028-19975

**CRD Number (if applicable):** 000299342

**SEC File Number (if applicable):** 801-114522

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Caryn Egbert<br>**Title:** Chief Compliance Officer<br>**Phone:** 720-710-2930

**Signature, Place, and Date of Signing:**

/s/ Caryn Egbert  Lakewood, CO  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 120

**Form 13F Information Table Value Total:** $540822554

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AFLAC INC | COM | 001055102 |  | 7805850 | 108505 | SH |  | SOLE |  | 104309 | 0 | 4196 |
| ABBOTT LABS | COM | 002824100 |  | 6128258 | 55818 | SH |  | SOLE |  | 53274 | 0 | 2544 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 7041275 | 22842 | SH |  | SOLE |  | 21900 | 0 | 942 |
| AMAZON COM INC | COM | 023135106 |  | 591360 | 7040 | SH |  | SOLE |  | 7040 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 5906021 | 27877 | SH |  | SOLE |  | 26679 | 0 | 1198 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 6340215 | 41597 | SH |  | SOLE |  | 39740 | 0 | 1857 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 7764508 | 46856 | SH |  | SOLE |  | 44860 | 0 | 1996 |
| AMGEN INC | COM | 031162100 |  | 6756151 | 25724 | SH |  | SOLE |  | 24637 | 0 | 1087 |
| ANALOG DEVICES INC | COM | 032654105 |  | 6615166 | 40329 | SH |  | SOLE |  | 38552 | 0 | 1777 |
| APPLE INC | COM | 037833100 |  | 10330922 | 79511 | SH |  | SOLE |  | 77046 | 0 | 2465 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 6112074 | 54538 | SH |  | SOLE |  | 52214 | 0 | 2324 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 6931478 | 29019 | SH |  | SOLE |  | 27789 | 0 | 1230 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 5875602 | 23105 | SH |  | SOLE |  | 22105 | 0 | 1000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 383036 | 1240 | SH |  | SOLE |  | 1240 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 6785132 | 9575 | SH |  | SOLE |  | 9185 | 0 | 390 |
| BLACKROCK ETF TRUST II | HIGH YLD MUNI IN | 092528108 |  | 251361 | 11910 | SH |  | SOLE |  | 11910 | 0 | 0 |
| BLACKROCK ETF TRUST II | INTERMEDIA MUNI | 092528207 |  | 412206 | 17829 | SH |  | SOLE |  | 17829 | 0 | 0 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 |  | 5571090 | 41535 | SH |  | SOLE |  | 39639 | 0 | 1896 |
| BROWN  BROWN INC | COM | 115236101 |  | 6668225 | 117048 | SH |  | SOLE |  | 112074 | 0 | 4974 |
| BROWN FORMAN CORP | CL B | 115637209 |  | 5557776 | 84619 | SH |  | SOLE |  | 80808 | 0 | 3811 |
| CMS ENERGY CORP | COM | 125896100 |  | 5886777 | 92954 | SH |  | SOLE |  | 88912 | 0 | 4042 |
| CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 |  | 255109 | 6171 | SH |  | SOLE |  | 0 | 0 | 6171 |
| CHEVRON CORP NEW | COM | 166764100 |  | 307531 | 1713 | SH |  | SOLE |  | 1713 | 0 | 0 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 5259883 | 65251 | SH |  | SOLE |  | 62300 | 0 | 2951 |
| CISCO SYS INC | COM | 17275R102 |  | 6583848 | 138200 | SH |  | SOLE |  | 132463 | 0 | 5737 |
| CINTAS CORP | COM | 172908105 |  | 5003498 | 11079 | SH |  | SOLE |  | 10567 | 0 | 512 |
| CLOROX CO DEL | COM | 189054109 |  | 5390216 | 38411 | SH |  | SOLE |  | 36724 | 0 | 1687 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 5893571 | 74801 | SH |  | SOLE |  | 71549 | 0 | 3252 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 5664301 | 161976 | SH |  | SOLE |  | 154923 | 0 | 7053 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 6063245 | 89074 | SH |  | SOLE |  | 85118 | 0 | 3956 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 6972581 | 15274 | SH |  | SOLE |  | 14646 | 0 | 628 |
| CROWN CASTLE INC | COM | 22822V101 |  | 5323870 | 39250 | SH |  | SOLE |  | 37493 | 0 | 1757 |
| DECKERS OUTDOOR CORP | COM | 243537107 |  | 2857187 | 7158 | SH |  | SOLE |  | 0 | 0 | 7158 |
| ECOLAB INC | COM | 278865100 |  | 5131863 | 35256 | SH |  | SOLE |  | 33658 | 0 | 1598 |
| EMERSON ELEC CO | COM | 291011104 |  | 6793555 | 70722 | SH |  | SOLE |  | 67767 | 0 | 2955 |
| ENERPLUS CORP | COM | 292766102 |  | 344175 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| EVERSOURCE ENERGY | COM | 30040W108 |  | 5554568 | 66252 | SH |  | SOLE |  | 63222 | 0 | 3030 |
| FACTSET RESH SYS INC | COM | 303075105 |  | 6147741 | 15323 | SH |  | SOLE |  | 14650 | 0 | 673 |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 313745101 |  | 5329254 | 52744 | SH |  | SOLE |  | 50331 | 0 | 2413 |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 |  | 242772 | 3032 | SH |  | SOLE |  | 2820 | 0 | 212 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 7535349 | 30371 | SH |  | SOLE |  | 29224 | 0 | 1147 |
| GRAINGER W W INC | COM | 384802104 |  | 7378656 | 13265 | SH |  | SOLE |  | 12694 | 0 | 571 |
| HENRY JACK  ASSOC INC | COM | 426281101 |  | 5799273 | 33033 | SH |  | SOLE |  | 31570 | 0 | 1463 |
| HOME DEPOT INC | COM | 437076102 |  | 6740452 | 21340 | SH |  | SOLE |  | 20452 | 0 | 888 |
| HONEYWELL INTL INC | COM | 438516106 |  | 6618441 | 30884 | SH |  | SOLE |  | 29485 | 0 | 1399 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 6507662 | 29540 | SH |  | SOLE |  | 28232 | 0 | 1308 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 5530217 | 53906 | SH |  | SOLE |  | 51517 | 0 | 2389 |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 |  | 364514 | 15100 | SH |  | SOLE |  | 15100 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1581379 | 14857 | SH |  | SOLE |  | 12989 | 0 | 1868 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 462642 | 4770 | SH |  | SOLE |  | 4528 | 0 | 242 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1021410 | 17460 | SH |  | SOLE |  | 17076 | 0 | 384 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 1213816 | 14954 | SH |  | SOLE |  | 14873 | 0 | 81 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 305991 | 1265 | SH |  | SOLE |  | 1176 | 0 | 89 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 2506442 | 24038 | SH |  | SOLE |  | 23263 | 0 | 775 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 |  | 422677 | 7533 | SH |  | SOLE |  | 7533 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 409720 | 8224 | SH |  | SOLE |  | 7508 | 0 | 716 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 302170 | 2749 | SH |  | SOLE |  | 2749 | 0 | 0 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 927616 | 9567 | SH |  | SOLE |  | 5256 | 0 | 4311 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 213388 | 4331 | SH |  | SOLE |  | 3943 | 0 | 388 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 2931051 | 25720 | SH |  | SOLE |  | 24788 | 0 | 932 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 2578674 | 28294 | SH |  | SOLE |  | 27196 | 0 | 1098 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 487899 | 10506 | SH |  | SOLE |  | 0 | 0 | 10506 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 418250 | 8365 | SH |  | SOLE |  | 7489 | 0 | 876 |
| ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 |  | 500049 | 19978 | SH |  | SOLE |  | 461 | 0 | 19517 |
| ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 |  | 630134 | 25804 | SH |  | SOLE |  | 84 | 0 | 25720 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 |  | 1134803 | 23941 | SH |  | SOLE |  | 23008 | 0 | 933 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 6372472 | 36074 | SH |  | SOLE |  | 34538 | 0 | 1536 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 6174259 | 29654 | SH |  | SOLE |  | 28436 | 0 | 1218 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 7473946 | 15363 | SH |  | SOLE |  | 14767 | 0 | 596 |
| LOWES COS INC | COM | 548661107 |  | 9088731 | 45617 | SH |  | SOLE |  | 43929 | 0 | 1688 |
| MCCORMICK  CO INC | COM NON VTG | 579780206 |  | 5313912 | 64108 | SH |  | SOLE |  | 61163 | 0 | 2945 |
| MCDONALDS CORP | COM | 580135101 |  | 6424598 | 24379 | SH |  | SOLE |  | 23386 | 0 | 993 |
| MERCK  CO INC | COM | 58933Y105 |  | 292353 | 2635 | SH |  | SOLE |  | 2535 | 0 | 100 |
| MICROSOFT CORP | COM | 594918104 |  | 9133545 | 38085 | SH |  | SOLE |  | 36784 | 0 | 1301 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 6353211 | 95322 | SH |  | SOLE |  | 91475 | 0 | 3847 |
| NETFLIX INC | COM | 64110L106 |  | 213198 | 723 | SH |  | SOLE |  | 723 | 0 | 0 |
| NEW JERSEY RES CORP | COM | 646025106 |  | 6404801 | 129077 | SH |  | SOLE |  | 123853 | 0 | 5224 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 6514781 | 77928 | SH |  | SOLE |  | 74517 | 0 | 3411 |
| NIKE INC | CL B | 654106103 |  | 6630255 | 56664 | SH |  | SOLE |  | 54270 | 0 | 2394 |
| PPG INDS INC | COM | 693506107 |  | 6105431 | 48556 | SH |  | SOLE |  | 46465 | 0 | 2091 |
| PAYCHEX INC | COM | 704326107 |  | 6008427 | 51994 | SH |  | SOLE |  | 49699 | 0 | 2295 |
| PEPSICO INC | COM | 713448108 |  | 6467447 | 35799 | SH |  | SOLE |  | 34293 | 0 | 1506 |
| PFIZER INC | COM | 717081103 |  | 213261 | 4162 | SH |  | SOLE |  | 4162 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 8598458 | 82614 | SH |  | SOLE |  | 79641 | 0 | 2973 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 5834383 | 53497 | SH |  | SOLE |  | 51135 | 0 | 2362 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 6657425 | 43926 | SH |  | SOLE |  | 42080 | 0 | 1846 |
| PROLOGIS INC. | COM | 74340W103 |  | 4912661 | 43579 | SH |  | SOLE |  | 41600 | 0 | 1979 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 7727545 | 76571 | SH |  | SOLE |  | 73515 | 0 | 3056 |
| REALTY INCOME CORP | COM | 756109104 |  | 5732169 | 90370 | SH |  | SOLE |  | 86479 | 0 | 3891 |
| S GLOBAL INC | COM | 78409V104 |  | 5921069 | 17678 | SH |  | SOLE |  | 16970 | 0 | 708 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1168706 | 3056 | SH |  | SOLE |  | 3056 | 0 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 5685003 | 23954 | SH |  | SOLE |  | 22920 | 0 | 1034 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 6433634 | 40601 | SH |  | SOLE |  | 38905 | 0 | 1696 |
| STARBUCKS CORP | COM | 855244109 |  | 7567075 | 76281 | SH |  | SOLE |  | 73184 | 0 | 3097 |
| STRYKER CORPORATION | COM | 863667101 |  | 6014943 | 24602 | SH |  | SOLE |  | 23457 | 0 | 1145 |
| TABULA RASA HEALTHCARE INC | COM | 873379101 |  | 179680 | 36299 | SH |  | SOLE |  | 36299 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 5300906 | 35567 | SH |  | SOLE |  | 33952 | 0 | 1615 |
| TESLA INC | COM | 88160R101 |  | 536942 | 4359 | SH |  | SOLE |  | 4359 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 6766916 | 40957 | SH |  | SOLE |  | 39243 | 0 | 1714 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 5796802 | 25767 | SH |  | SOLE |  | 24669 | 0 | 1098 |
| UNION PAC CORP | COM | 907818108 |  | 5730455 | 27674 | SH |  | SOLE |  | 26520 | 0 | 1154 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 6914138 | 39773 | SH |  | SOLE |  | 38074 | 0 | 1699 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 7850375 | 14807 | SH |  | SOLE |  | 14203 | 0 | 604 |
| VAIL RESORTS INC | COM | 91879Q109 |  | 252889 | 1061 | SH |  | SOLE |  | 1061 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 299904 | 1975 | SH |  | SOLE |  | 1975 | 0 | 0 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 2854854 | 38413 | SH |  | SOLE |  | 36203 | 0 | 2210 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 1622284 | 21550 | SH |  | SOLE |  | 12754 | 0 | 8796 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 448726 | 9067 | SH |  | SOLE |  | 9067 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 823073 | 4305 | SH |  | SOLE |  | 4305 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 5531978 | 140406 | SH |  | SOLE |  | 134158 | 0 | 6248 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 5583220 | 59548 | SH |  | SOLE |  | 56796 | 0 | 2752 |
| WALMART INC | COM | 931142103 |  | 7025269 | 49547 | SH |  | SOLE |  | 47614 | 0 | 1933 |
| XCEL ENERGY INC | COM | 98389B100 |  | 5759957 | 82156 | SH |  | SOLE |  | 78497 | 0 | 3659 |
| XYLEM INC | COM | 98419M100 |  | 6620489 | 59876 | SH |  | SOLE |  | 57353 | 0 | 2523 |
| ZOETIS INC | CL A | 98978V103 |  | 5454884 | 37222 | SH |  | SOLE |  | 35496 | 0 | 1726 |
| AON PLC | SHS CL A | G0403H108 |  | 351164 | 1170 | SH |  | SOLE |  | 1170 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 6196292 | 23221 | SH |  | SOLE |  | 22219 | 0 | 1002 |
| LINDE PLC | SHS | G5494J103 |  | 6958072 | 21332 | SH |  | SOLE |  | 20367 | 0 | 965 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 5668819 | 72939 | SH |  | SOLE |  | 69749 | 0 | 3190 |
| CHUBB LIMITED | COM | H1467J104 |  | 7500841 | 34002 | SH |  | SOLE |  | 32658 | 0 | 1344 |

---