# EDGAR Filing Document

**Accession Number:** 0001689923
**File Stem:** 0001140361-23-005930
**Filing Date:** 2023-2
**Character Count:** 22240
**Document Hash:** 5f6647335f5754e1174a30d59b51d0fc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140361-23-005930.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001140361-23-005930

**CONFORMED SUBMISSION TYPE**: S-8

**PUBLIC DOCUMENT COUNT**: 6

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alteryx, Inc.
- **CENTRAL INDEX KEY:** 0001689923
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 900673106
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-269688
- **FILM NUMBER:** 23611819

**BUSINESS ADDRESS:**
- **STREET 1:** 17200 LAGUNA CANYON ROAD
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** (888) 836-4274

**MAIL ADDRESS:**
- **STREET 1:** 17200 LAGUNA CANYON ROAD
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618

#### As filed with the Securities and Exchange Commission on February 10, 2023

#### Registration No. 333-

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

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### FORM S-8

#### REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

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## Alteryx, Inc.

#### (Exact name of registrant as specified in its charter)

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---

| | |
|:---|:---|
| **Delaware** | **90-0673106** |
| **(State or other jurisdiction of incorporation or organization)** | **(I.R.S. Employer Identification No.)** |

---

#### Alteryx, Inc.

#### 17200 Laguna Canyon Road

#### Irvine, California 92618

#### (Address of Principal Executive Offices) (Zip Code)

#### Amended and Restated 2017 Equity Incentive Plan

#### 2017 Employee Stock Purchase Plan

#### (Full title of the plans)

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#### Mark Anderson

#### Chief Executive Officer

#### Alteryx, Inc.

#### 17200 Laguna Canyon Road

#### Irvine, California 92618
(888) 836-4274

#### (Name, address, including zip code, and telephone number, including area code, of agent for service)

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#### Please send copies of all communications to:

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| | |
|:---|:---|
| **Gordon K. Davidson, Esq.** | **Christopher M. Lal, Esq.** |
| **Michael A Brown, Esq.** | **Chief Legal Officer** |
| **Ran D. Ben-Tzur, Esq.** | **and Corporate Secretary** |
| **Fenwick & West LLP** | **Alteryx, Inc.** |
| **555 California Street, 12th Floor** | **17200 Laguna Canyon Road** |
| **San Francisco, California 94104** | **Irvine, California 92618** |
| (415) 875-2300 | (888) 836-4274 |

---

#### <br>
**Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.**

Large accelerated filer ☒ Accelerated filer ☐ <br> Non-accelerated filer ☐ Smaller reporting company ☐ <br> Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

#### REGISTRATION OF ADDITIONAL SHARES

#### PURSUANT TO GENERAL INSTRUCTION E

Pursuant to General Instruction E of Form S-8, Alteryx, Inc. (the "***Registrant***") is filing this Registration Statement with the Securities and Exchange Commission (the "***Commission***") to register 3,475,114 additional shares of Class A common stock under the Registrant's Amended and Restated 2017 Equity Incentive Plan and 695,022 additional shares of Class A common stock under the Registrant's 2017 Employee Stock Purchase Plan pursuant to the provisions of those plans providing for an automatic annual increase in the number of shares reserved for issuance under such plans. This Registration Statement hereby incorporates by reference the contents of the Registrant's previous registration statements on Form S-8 filed with the Commission on [March 24, 2017](https://www.sec.gov/Archives/edgar/data/1689923/000119312517095594/d330381ds8.htm) (Registration No. 333-216931), [March 7, 2018](https://www.sec.gov/Archives/edgar/data/1689923/000119312518073880/d533698ds8.htm) (Registration No. 333-223511), [March 1, 2019](https://www.sec.gov/Archives/edgar/data/1689923/000119312519061076/d710154ds8.htm) (Registration No. 333-230024), [February 14, 2020](https://www.sec.gov/Archives/edgar/data/1689923/000119312520038705/d121012ds8.htm) (Registration No. 333-236473), [February 12, 2021](https://www.sec.gov/Archives/edgar/data/1689923/000119312521041763/d80035ds8.htm) (Registration No. 333-253080), [February 15, 2022](https://www.sec.gov/Archives/edgar/data/1689923/000119312522043507/d248230ds8.htm) (Registration No. 333-262759) and [August 3, 2022](https://www.sec.gov/Archives/edgar/data/1689923/000119312522211264/d256603ds8.htm) (Registration No. 333-266489). In accordance with the instructional note of Part I of Form S-8 as promulgated by the Commission, the information specified by Part I of Form S-8 has been omitted from this Registration Statement.

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#### PART II

#### Information Required in the Registration Statement
**Item 3.** **<u>Incorporation of Documents by Reference</u>.**<br>

The following documents filed by the Registrant with the Commission pursuant to the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended (the "***Exchange Act***"), are incorporated herein by reference:

(a) the Registrant's Annual Report on Form [10-K](https://www.sec.gov/ix?doc=/Archives/edgar/data/1689923/000168992323000012/ayx-20221231.htm) for the fiscal year ended December 31, 2022, filed with the Commission on February 9, 2023 ;

(b) all other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Registrant's Annual Report referred to in (a) above; and

(c) the description of the Registrant ' s Class A common stock contained in the Registrant ' s Registration Statement on Form [8-A](https://www.sec.gov/Archives/edgar/data/1689923/000119312517084347/d327489d8a12b.htm) (Registration No. 001-38034) filed with the Commission on March 16, 2017 under Section 12(b) of the Exchange Act, including any
 amendments or reports filed for the purpose of updating such description.

All documents filed by the Registrant pursuant to Section 13(a), 13(c), 14, or 15(d) of the Exchange Act subsequent to the filing of this Registration Statement and prior to the filing of a post-effective amendment, which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing such documents, except as to specific sections of such documents as set forth therein. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any subsequently filed document, which also is deemed to be incorporated by reference herein, modifies or supersedes such statement.

**Item 8.** **<u>Exhibits</u>.**<br>

The following exhibits are filed herewith or incorporated by reference:<br>

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
|  |  | **Incorporated by Reference** | **Incorporated by Reference** | **Incorporated by Reference** | **Incorporated by Reference** | **Filed**<br> **Herewith** |
| **Exhibit**<br> Number | **Exhibit Description** | **Form** | **File No.** | **Exhibit** | **Filing Date** |  |
| 4.1 | [Restated Certificate of Incorporation of the Registrant.](https://www.sec.gov/Archives/edgar/data/1689923/000119312517167459/d368707dex31.htm) | 10-Q | 001-38034 | 3.1 | 5/11/2017 |  |
| 4.2 | [Amended and Restated Bylaws of the Registrant.](https://www.sec.gov/Archives/edgar/data/1689923/000114036123004691/brhc10047580_ex3-1.htm) | 8-K | 001-38034 | 3.1 | 2/6/2023 |  |
| 4.3 | [Form of Class A Common Stock Certificate of the Registrant.](https://www.sec.gov/Archives/edgar/data/1689923/000119312517079425/d282071dex41.htm) | S-1/A | 333-216237 | 4.1 | 3/13/2017 |  |
| 5.1 | [Opinion of Fenwick & West LLP.](brhc10047664_ex5-1.htm) |  |  |  |  | X |
| 23.1 | [Consent of Deloitte & Touche LLP, independent registered public accounting firm.](brhc10047664_ex23-1.htm) |  |  |  |  | X |
| 23.2 | [Consent of Fenwick & West LLP (included in Exhibit 5.1).](brhc10047664_ex5-1.htm) |  |  |  |  | X |
| 24.1 | [Power of Attorney (included on the signature page of this Registration Statement).](#POWEROFATTORNEY) |  |  |  |  | X |
| 99.1 | [Amended and Restated 2017 Equity Incentive Plan.](https://www.sec.gov/Archives/edgar/data/1689923/000168992322000050/ayxex101x2022annualmeeting.htm) | 8-K | 001-38034 | 10.1 | 5/27/2022 |  |
| 99.2 | [Amended and Restated 2017 Equity Incentive Plan forms of award agreements.](https://www.sec.gov/Archives/edgar/data/1689923/000119312517056475/d282071dex103.htm) | S-1 | 333-216237 | 10.3 | 2/24/2017 |  |
| 99.3 | [2017 Employee Stock Purchase Plan and form of subscription agreement.](https://www.sec.gov/Archives/edgar/data/1689923/000119312517056475/d282071dex104.htm) | S-1 | 333-216237 | 10.4 | 2/24/2017 |  |
| 107.1 | [Filing Fee Table.](brhc10047664_ex107-1.htm) |  |  |  |  | X |

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#### SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of California, on this 10th day of February, 2023.

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| | |
|:---|:---|
| **ALTERYX, INC.** | **ALTERYX, INC.** |
| By: | /s/ Mark Anderson |
|  | Mark Anderson |
|  | Chief Executive Officer |

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#### POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Mark Anderson and Kevin Rubin, and each of them, as his or her true and lawful attorney-in-fact and agent with the full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this registration statement (including post-effective amendments to this Registration Statement on Form S-8), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his or her substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons on behalf of the Registrant in the capacities and on the dates indicated.

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| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| /s/ Mark Anderson | Chief Executive Officer and Director | February 10, 2023 |
| Mark Anderson | (Principal Executive Officer) |  |
| /s/ Kevin Rubin | Chief Financial Officer | February 10, 2023 |
| Kevin Rubin | *(Principal Financial Officer)* |  |
| /s/ Chris Natali | Chief Accounting Officer | February 10, 2023 |
| Chris Natali | *(Principal Accounting Officer)* |  |
| /s/ Dean A. Stoecker | Executive Chairman and | February 10, 2023 |
| Dean A. Stoecker | Chairman of the Board |  |
| /s/ Charles R. Cory | Director | February 10, 2023 |
| Charles R. Cory |  |  |
| /s/ Jeffrey L. Horing | Director  | February 10, 2023 |
| Jeffrey L. Horing |  |  |
| /s/ Anjali Joshi | Director | February 10, 2023 |
| Anjali Joshi |  |  |

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------

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| | | |
|:---|:---|:---|
| **Signature** | **Title** | **Date** |
| /s/ Timothy I. Maudlin | Director | February 10, 2023 |
| Timothy I. Maudlin |  |  |
| /s/ CeCelia Morken | Director | February 10, 2023 |
| CeCelia Morken |  |  |
| /s/ Eileen M. Schloss | Director | February 10, 2023 |
| Eileen M. Schloss |  |  |
| /s/ Dan Warmenhoven | Director | February 10, 2023 |
| Dan Warmenhoven |  |  |

---

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## Exhibit 5.1

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**Exhibit 5.1**<br>

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| | |
|:---|:---|
| ![](image01.jpg) | ![](image02.jpg) |

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February 10, 2023

Alteryx, Inc.

17200 Laguna Canyon Road<br> Irvine, California 92618

Re: Registration Statement on Form S-8

Ladies and Gentlemen:

As counsel to Alteryx, Inc., a Delaware corporation (the "***Company***"), we have examined the Registration Statement on Form S-8 (the "***Registration Statement***") to be filed by the Company with the Securities and Exchange Commission (the "***Commission***") on or about February 10, 2023 in connection with the registration under the Securities Act of 1933, as amended (the "***Securities Act***"), of an aggregate of 4,170,136 shares (the "***Shares***") of the Company's Class A Common Stock, $0.0001 par value per share (the "***Class A Common Stock***"), subject to issuance by the Company (a) upon the exercise or settlement of awards granted or to be granted under the Company's Amended and Restated 2017 Equity Incentive Plan, as amended to date (the "***2017 Plan***") and (b) pursuant to purchase rights to acquire shares of Class A Common Stock granted or to be granted under the Company's 2017 Employee Stock Purchase Plan, as amended to date (the "***Purchase Plan***"). The 2017 Plan and the Purchase Plan are each individually referred to herein as a "**Plan**" and collectively as the "**Plans**".

As to matters of fact relevant to the opinions rendered herein, we have examined such documents, certificates and other instruments which we have deemed necessary or advisable, including a certificate addressed to us and dated the date hereof executed by the Company (the "***Opinion Certificate***"). We have not undertaken any independent investigation to verify the accuracy of any such information, representations or warranties or to determine the existence or absence of any fact, and no inference as to our knowledge of the existence or absence of any fact should be drawn from our representation of the Company or the rendering of the opinion set forth below. We have not considered parol evidence in connection with any of the agreements or instruments reviewed by us in connection with this letter.

In our examination of documents for purposes of this letter, we have assumed, and express no opinion as to, the genuineness and authenticity of all signatures on original documents, the authenticity and completeness of all documents submitted to us as originals, that each document is what it purports to be, the conformity to originals of all documents submitted to us as copies or facsimile copies, the absence of any termination, modification or waiver of or amendment to any document reviewed by us (other than as has been disclosed to us), the legal competence or capacity of all persons or entities (other than the Company) executing the same and (other than the Company) the due authorization, execution and delivery of all documents by each party thereto. We have also assumed the conformity of the documents filed with the Commission via the Electronic Data Gathering, Analysis and Retrieval System ("***EDGAR***"), except for required EDGAR formatting changes, to physical copies submitted for our examination.

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The opinions in this letter are limited to the existing General Corporation Law of the State of Delaware now in effect. We express no opinion with respect to any other laws.

Based upon, and subject to, the foregoing, it is our opinion that the Shares, when issued and sold by the Company in accordance with the terms (including, without limitation, payment and authorization provisions) of the applicable Plan and the applicable form of award agreement thereunder, against the Company's receipt of payment therefor (in an amount and type of consideration not less than the par value per Share), and duly registered on the books of the transfer agent and registrar for the Shares in the name or on behalf of the holders thereof, will be validly issued, fully paid and non-assessable.

We consent to the use of this opinion as an exhibit to the Registration Statement and further consent to all references to us, if any, in the Registration Statement, the prospectuses constituting a part thereof and any amendments thereto. We do not thereby admit that we are within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission thereunder.

This opinion is intended solely for your use in connection with issuance and sale of the Shares subject to the Registration Statement and is not to be relied upon for any other purpose. In providing this letter, we are opining only as to the specific legal issues expressly set forth above, and no opinion shall be inferred as to any other matter or matters. This opinion is rendered on, and speaks only as of, the date of this letter first written above, and does not address any potential change in facts or law that may occur after the date of this opinion letter. We assume no obligation to advise you of any fact, circumstance, event or change in the law or the facts that may hereafter be brought to our attention, whether or not such occurrence would affect or modify any of the opinions expressed herein.

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| |
|:---|
| Very truly yours, |
| /s/ Fenwick & West LLP |
| FENWICK & WEST LLP |

---

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## Exhibit 23.1

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**Exhibit 23.1**<br>

#### CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports dated February 9, 2023 relating to the consolidated financial statements of Alteryx, Inc. and subsidiaries (the "Company") and the effectiveness of the Company's internal control over financial reporting, appearing in the Annual Report on Form 10-K of the Company for the year ended December 31, 2022.

/s/ Deloitte & Touche LLP

Los Angeles, California

February 10, 2023

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## Ex-Filing

#### Exhibit 107.1
Calculation of Filing Fee Tables

Form S-8

(Form Type)

Alteryx, Inc.

(Exact Name of Registrant as Specified in its Charter)

Newly Registered Securities

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| Security <br> Type | Security Class <br> Title | Fee <br> Calculation <br> Rule | Maximum <br> Aggregate <br> Offering Price | Fee Rate | Amount of <br> Registration <br> Fee |
| **Equity** | Class A <br> common stock, <br> $0.0001 par <br> value per share | Rule 457(c) <br> and Rule <br> 457(h)<br>3475114 <sup>(2)</sup><br>$56.49 <sup>(3)</sup> | $196309190 <sup>(3)</sup> | 0.00011020 | $21364 |
| **Equity** | Class A <br> common stock, <br> $0.0001 par <br> value per share | Rule 457(c) <br> and Rule <br> 457(h)<br>695022 <sup>(4)</sup><br>$48.01 <sup>(5)</sup> | $33368007 <sup>(5)</sup> | 0.00011020 | $3678 |
| **Total Offering Amounts** | **Total Offering Amounts** | **Total Offering Amounts** | $229677197 |  | $25312 |
| **Total Fees Previously Paid** | **Total Fees Previously Paid** | **Total Fees Previously Paid** |  |  | - |
| **Total Fee Offsets<sup>(6)</sup>** | **Total Fee Offsets<sup>(6)</sup>** | **Total Fee Offsets<sup>(6)</sup>** |  |  | - |
| **Net Fee Due** | **Net Fee Due** | **Net Fee Due** |  |  | $25312 |

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&nbsp;&nbsp;&nbsp;&nbsp;(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "  ***Securities Act*** "), this Registration Statement on Form S-8 (the "  ***Registration Statement***") shall also cover any additional shares of the Alteryx, Inc.'s (the "  ***Registrant***") Class A common stock that become issuable in respect of the securities identified in the above table by reason of any stock dividend, stock split, recapitalization, or
 other similar transaction effected without the Registrant's receipt of consideration which results in an increase in the number of the outstanding shares of the Registrant's Class A common stock.

&nbsp;&nbsp;&nbsp;&nbsp;(2) Represents additional shares of Registrant's Class A common stock reserved for issuance under the Amended and Restated 2017 Equity
 Incentive Plan ("  ***2017 Plan***") resulting from the automatic annual increase in the number of authorized shares reserved and available for issuance under the 2017 Plan.

&nbsp;&nbsp;&nbsp;&nbsp;(3) Estimated pursuant to Rules 457(c) and (h) of the Securities Act, solely for the purpose of calculating the registration fee, on
 the basis of the average of the high and low prices of the Registrant's Class A common stock as reported on the New York Stock Exchange ("  ***NYSE***") on February 6, 2023.

&nbsp;&nbsp;&nbsp;&nbsp;(4) Represents additional shares of the Registrant's Class A common stock reserved for issuance under the 2017 Employee Stock Purchase
 Plan ("  ***Purchase Plan***") resulting from the automatic annual increase in the number of authorized shares reserved and available for issuance under the Purchase Plan.

&nbsp;&nbsp;&nbsp;&nbsp;(5) Estimated pursuant to Rules 457(c) and (h) of the Securities Act, solely for the purpose of calculating the registration fee, on
 the basis of the average of the high and low prices of the Registrant's Class A common stock as reported on NYSE on February 6, 2023. Under the Purchase Plan, the purchase price of a share of Class A common stock is equal to 85% of the
 fair market value of the Registrant's Class A common stock on the offering date or the purchase date, whichever is less.

&nbsp;&nbsp;&nbsp;&nbsp;(6) The Registrant does not have any fee offsets.

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<br>