# EDGAR Filing Document

**Accession Number:** 0001005101
**File Stem:** 0001493152-25-021565
**Filing Date:** 2025-11
**Character Count:** 5837
**Document Hash:** f35a7f4cb781299d73870404ee8741a6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-021565.hdr.sgml**: 20251110

**ACCESSION NUMBER**: 0001493152-25-021565

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20251107

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20251110

**DATE AS OF CHANGE**: 20251110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Marygold Companies, Inc.
- **CENTRAL INDEX KEY:** 0001005101
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 954442384
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41318
- **FILM NUMBER:** 251467414

**BUSINESS ADDRESS:**
- **STREET 1:** 120 CALLE IGLESIA, UNIT B
- **CITY:** SAN CLEMENTE
- **STATE:** CA
- **ZIP:** 92672
- **BUSINESS PHONE:** 949-429-5370

**MAIL ADDRESS:**
- **STREET 1:** 120 CALLE IGLESIA, UNIT B
- **CITY:** SAN CLEMENTE
- **STATE:** CA
- **ZIP:** 92672

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CONCIERGE TECHNOLOGIES INC
- **DATE OF NAME CHANGE:** 20020329

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STARFEST INC
- **DATE OF NAME CHANGE:** 20000310

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): November 7, 2025

**The Marygold Companies, Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Nevada** | **001-41318** | **90-1133909** |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |

---

**120 Calle Iglesia**

**Unit B**

**San Clemente, CA 92672**

(Address of principal executive offices and zip code)

&nbsp;&nbsp;&nbsp;&nbsp;**(949) 218-8542**

(Registrant's telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

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| | |
|:---|:---|
| **Title of each class** | **Name of each exchange on which registered** |
| Common Stock, $0.001 par value MGLD | NYSE American LLC |

---

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Section 5 – Corporate Governance and Management**

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

On November 7, 2025, The Marygold Companies, Inc., a Nevada corporation ("Company"), held its 2025 Annual Meeting of Stockholders ("Annual Meeting"). Shares of the Company's outstanding voting stock entitled to cast an aggregate of 35,677,104 votes at the Annual Meeting were represented in person or by valid proxy at the Annual Meeting. At the Annual Meeting, our stockholders voted on the following two proposals and cast their votes as described below. For more information about the following proposals, see our proxy statement, dated September 23, 2025, the relevant portions of which are incorporated herein by reference thereto.

1. <u>Election of Directors</u>. The individuals listed below were elected to serve as directors of the Company for a term of one year or until his or her successor is duly elected and qualified, or until his or her prior death, resignation or removal. The vote totals for each of these individuals is set forth below:

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| | | | | |
|:---|:---|:---|:---|:---|
| **Directors** | **For** | **Against** | **Abstained** | **Broker** <br> **Non-Votes** |
| Nicholas D Gerber | 35608479 | 137 | 0 | 68488 |
| David W. Neibert | 35608479 | 137 | 0 | 68488 |
| Scott Schoenberger | 35601149 | 7467 | 0 | 68488 |
| James Alexander | 35608471 | 145 | 0 | 68488 |
| Matt Gonzalez | 35608467 | 149 | 0 | 68488 |
| Erin Grogan | 35608465 | 151 | 0 | 68488 |
| Joya Delgado Harris | 35608465 | 151 | 0 | 68488 |
| Derek Mullins | 35608471 | 145 | 0 | 68488 |

---

2. <u>Appointment of auditor</u>. The ratification of the appointment of BPM, LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2026. The vote totals were

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| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstained** |
| 35677093 | 7 | 4 |

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: November 10, 2025 | **THE MARYGOLD COMPANIES, INC.** | **THE MARYGOLD COMPANIES, INC.** |
|  | By: | */s/ Nicholas Gerber* |
|  |  | Nicholas Gerber |
|  |  | Chief Executive Officer (Principal Executive Officer) |

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