# EDGAR Filing Document

**Accession Number:** 0001804116
**File Stem:** 0001398344-23-003472
**Filing Date:** 2023-2
**Character Count:** 16102
**Document Hash:** b2f3d1526ae0d902e6f3a697e18b623f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-003472.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001398344-23-003472

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Kerntke Otto McGlone Wealth Management Group
- **CENTRAL INDEX KEY:** 0001804116
- **IRS NUMBER:** 208445689
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20172
- **FILM NUMBER:** 23632204

**BUSINESS ADDRESS:**
- **STREET 1:** 3601 EAST EVERGREEN DRIVE
- **STREET 2:** SUITE 100
- **CITY:** APPLETON
- **STATE:** WI
- **ZIP:** 54913
- **BUSINESS PHONE:** 920-733-3876

**MAIL ADDRESS:**
- **STREET 1:** 3601 EAST EVERGREEN DRIVE
- **STREET 2:** SUITE 100
- **CITY:** APPLETON
- **STATE:** WI
- **ZIP:** 54913

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Kerntke Otto McGlone Wealth Management Group<br>**Address:** 3601 EAST EVERGREEN DRIVE<br>SUITE 100<br>APPLETON, WI 54913

**Form 13F File Number:** 028-20172

**CRD Number (if applicable):** 000142682

**SEC File Number (if applicable):** 801-67464

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James Mike McGlone<br>**Title:** Senior Partner / Managing Member / CCO<br>**Phone:** 920-733-3865

**Signature, Place, and Date of Signing:**

/s/ James Mike McGlone  Appleton, WI  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 128

**Form 13F Information Table Value Total:** $86960000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 77000 | 869 | SH |  | SOLE |  | 0 | 0 | 869 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 225000 | 2548 | SH |  | SOLE |  | 0 | 0 | 2548 |
| APPLE INC | COM | 037833100 |  | 903000 | 6947 | SH |  | SOLE |  | 0 | 0 | 6947 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 439000 | 1421 | SH |  | SOLE |  | 0 | 0 | 1421 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 14019W109 |  | 303000 | 14544 | SH |  | SOLE |  | 0 | 0 | 14544 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 228000 | 5531 | SH |  | SOLE |  | 0 | 0 | 5531 |
| CHEVRON CORP NEW | COM | 166764100 |  | 408000 | 2275 | SH |  | SOLE |  | 0 | 0 | 2275 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 713000 | 44231 | SH |  | SOLE |  | 0 | 0 | 44231 |
| COCA COLA CO | COM | 191216100 |  | 343000 | 5394 | SH |  | SOLE |  | 0 | 0 | 5394 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 1039000 | 42810 | SH |  | SOLE |  | 0 | 0 | 42810 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 513000 | 23757 | SH |  | SOLE |  | 0 | 0 | 23757 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1070000 | 9700 | SH |  | SOLE |  | 0 | 0 | 9700 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 554000 | 12310 | SH |  | SOLE |  | 0 | 0 | 12310 |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 |  | 233000 | 3430 | SH |  | SOLE |  | 0 | 0 | 3430 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 201000 | 811 | SH |  | SOLE |  | 0 | 0 | 811 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 219000 | 996 | SH |  | SOLE |  | 0 | 0 | 996 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 380000 | 8671 | SH |  | SOLE |  | 0 | 0 | 8671 |
| INVESCO EXCH TRADED FD TR II | MSCI GBL TIMBR | 46138E545 |  | 3000 | 102 | SH |  | SOLE |  | 0 | 0 | 102 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 3398000 | 40074 | SH |  | SOLE |  | 0 | 0 | 40074 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 188000 | 1557 | SH |  | SOLE |  | 0 | 0 | 1557 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 2000 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| ISHARES TR | CORE S ETF | 464287200 |  | 492000 | 1281 | SH |  | SOLE |  | 0 | 0 | 1281 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 89000 | 920 | SH |  | SOLE |  | 0 | 0 | 920 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 83000 | 2200 | SH |  | SOLE |  | 0 | 0 | 2200 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 163000 | 2793 | SH |  | SOLE |  | 0 | 0 | 2793 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 210000 | 1450 | SH |  | SOLE |  | 0 | 0 | 1450 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 38000 | 585 | SH |  | SOLE |  | 0 | 0 | 585 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 7000 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 7125000 | 29457 | SH |  | SOLE |  | 0 | 0 | 29457 |
| ISHARES TR | COHEN STEER REIT | 464287564 |  | 1000 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 10000 | 71 | SH |  | SOLE |  | 0 | 0 | 71 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2000 | 10 | SH |  | SOLE |  | 0 | 0 | 10 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 3000 | 38 | SH |  | SOLE |  | 0 | 0 | 38 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 6000 | 76 | SH |  | SOLE |  | 0 | 0 | 76 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 1000 | 16 | SH |  | SOLE |  | 0 | 0 | 16 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 1830000 | 21739 | SH |  | SOLE |  | 0 | 0 | 21739 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 203000 | 4365 | SH |  | SOLE |  | 0 | 0 | 4365 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 5787000 | 61146 | SH |  | SOLE |  | 0 | 0 | 61146 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 37000 | 436 | SH |  | SOLE |  | 0 | 0 | 436 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 10000 | 184 | SH |  | SOLE |  | 0 | 0 | 184 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 2331000 | 85819 | SH |  | SOLE |  | 0 | 0 | 85819 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 11000 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| ISHARES TR | MBS ETF | 464288588 |  | 70000 | 756 | SH |  | SOLE |  | 0 | 0 | 756 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 20000 | 395 | SH |  | SOLE |  | 0 | 0 | 395 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 69000 | 1375 | SH |  | SOLE |  | 0 | 0 | 1375 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 |  | 0 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 2434000 | 79736 | SH |  | SOLE |  | 0 | 0 | 79736 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 5000 | 41 | SH |  | SOLE |  | 0 | 0 | 41 |
| ISHARES TR | MICRO-CAP ETF | 464288869 |  | 36000 | 330 | SH |  | SOLE |  | 0 | 0 | 330 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 3000 | 61 | SH |  | SOLE |  | 0 | 0 | 61 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 2000 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| ISHARES TR | GNMA BOND ETF | 46429B333 |  | 0 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| ISHARES TR | CMBS ETF | 46429B366 |  | 0 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| ISHARES TR | MSCI INDIA ETF | 46429B598 |  | 8000 | 186 | SH |  | SOLE |  | 0 | 0 | 186 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 141000 | 2808 | SH |  | SOLE |  | 0 | 0 | 2808 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 6885000 | 66051 | SH |  | SOLE |  | 0 | 0 | 66051 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 23000 | 369 | SH |  | SOLE |  | 0 | 0 | 369 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 853000 | 11828 | SH |  | SOLE |  | 0 | 0 | 11828 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 136000 | 1400 | SH |  | SOLE |  | 0 | 0 | 1400 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 29000 | 256 | SH |  | SOLE |  | 0 | 0 | 256 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1000 | 4 | SH |  | SOLE |  | 0 | 0 | 4 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 2217000 | 38304 | SH |  | SOLE |  | 0 | 0 | 38304 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 1938000 | 31439 | SH |  | SOLE |  | 0 | 0 | 31439 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 |  | 3000 | 62 | SH |  | SOLE |  | 0 | 0 | 62 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 1000 | 18 | SH |  | SOLE |  | 0 | 0 | 18 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 3732000 | 74645 | SH |  | SOLE |  | 0 | 0 | 74645 |
| ISHARES TR | CUR HD EURZN ETF | 46434V639 |  | 13000 | 472 | SH |  | SOLE |  | 0 | 0 | 472 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 |  | 14000 | 506 | SH |  | SOLE |  | 0 | 0 | 506 |
| ISHARES TR | HDG MSCI JAPAN | 46434V886 |  | 18000 | 701 | SH |  | SOLE |  | 0 | 0 | 701 |
| ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 |  | 145000 | 5790 | SH |  | SOLE |  | 0 | 0 | 5790 |
| ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 |  | 78000 | 3227 | SH |  | SOLE |  | 0 | 0 | 3227 |
| ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 |  | 218000 | 8935 | SH |  | SOLE |  | 0 | 0 | 8935 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 0 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| ISHARES TR | IBONDS DEC2023 | 46435G318 |  | 219000 | 8623 | SH |  | SOLE |  | 0 | 0 | 8623 |
| ISHARES TR | MSCI UK ETF NEW | 46435G334 |  | 27000 | 892 | SH |  | SOLE |  | 0 | 0 | 892 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 4000 | 49 | SH |  | SOLE |  | 0 | 0 | 49 |
| ISHARES TR | IBONDS DEC2026 | 46435GAA0 |  | 12000 | 526 | SH |  | SOLE |  | 0 | 0 | 526 |
| ISHARES TR | IBONDS 26 TRM TS | 46436E858 |  | 22000 | 985 | SH |  | SOLE |  | 0 | 0 | 985 |
| ISHARES TR | IBONDS 25 TRM TS | 46436E866 |  | 1240000 | 53283 | SH |  | SOLE |  | 0 | 0 | 53283 |
| ISHARES TR | IBONDS 24 TRM TS | 46436E874 |  | 1915000 | 80289 | SH |  | SOLE |  | 0 | 0 | 80289 |
| ISHARES TR | IBONDS 23 TRM TS | 46436E882 |  | 9363000 | 379060 | SH |  | SOLE |  | 0 | 0 | 379060 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 587000 | 3323 | SH |  | SOLE |  | 0 | 0 | 3323 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 234000 | 1720 | SH |  | SOLE |  | 0 | 0 | 1720 |
| MCDONALDS CORP | COM | 580135101 |  | 273000 | 1037 | SH |  | SOLE |  | 0 | 0 | 1037 |
| MICROSOFT CORP | COM | 594918104 |  | 2345000 | 9777 | SH |  | SOLE |  | 0 | 0 | 9777 |
| NEWMONT CORP | COM | 651639106 |  | 696000 | 14745 | SH |  | SOLE |  | 0 | 0 | 14745 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 659000 | 4507 | SH |  | SOLE |  | 0 | 0 | 4507 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 217000 | 2765 | SH |  | SOLE |  | 0 | 0 | 2765 |
| PFIZER INC | COM | 717081103 |  | 367000 | 7158 | SH |  | SOLE |  | 0 | 0 | 7158 |
| PROSHARES TR | PSHS SHORT DOW30 | 74347B235 |  | 5000 | 154 | SH |  | SOLE |  | 0 | 0 | 154 |
| PROSHARES TR | S MDCP 400 DIV | 74347B680 |  | 173000 | 2413 | SH |  | SOLE |  | 0 | 0 | 2413 |
| PROSHARES TR | SHORT QQQ NEW | 74347B714 |  | 321000 | 21774 | SH |  | SOLE |  | 0 | 0 | 21774 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 281000 | 3123 | SH |  | SOLE |  | 0 | 0 | 3123 |
| QUANTA SVCS INC | COM | 74762E102 |  | 270000 | 1893 | SH |  | SOLE |  | 0 | 0 | 1893 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 593000 | 5878 | SH |  | SOLE |  | 0 | 0 | 5878 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 5000 | 80 | SH |  | SOLE |  | 0 | 0 | 80 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 21000 | 411 | SH |  | SOLE |  | 0 | 0 | 411 |
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 |  | 3000 | 117 | SH |  | SOLE |  | 0 | 0 | 117 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 |  | 0 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 5000 | 102 | SH |  | SOLE |  | 0 | 0 | 102 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 391000 | 3125 | SH |  | SOLE |  | 0 | 0 | 3125 |
| SPDR SER TR | PORTFOLI S | 78464A805 |  | 1000 | 27 | SH |  | SOLE |  | 0 | 0 | 27 |
| SPDR SER TR | S 600 SML CAP | 78464A813 |  | 43000 | 520 | SH |  | SOLE |  | 0 | 0 | 520 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 13000 | 297 | SH |  | SOLE |  | 0 | 0 | 297 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 2000 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 33000 | 240 | SH |  | SOLE |  | 0 | 0 | 240 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 8000 | 60 | SH |  | SOLE |  | 0 | 0 | 60 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 162000 | 1857 | SH |  | SOLE |  | 0 | 0 | 1857 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 1000 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1223000 | 17344 | SH |  | SOLE |  | 0 | 0 | 17344 |
| TOYOTA MOTOR CORP | ADS | 892331307 |  | 251000 | 1839 | SH |  | SOLE |  | 0 | 0 | 1839 |
| UNION PAC CORP | COM | 907818108 |  | 336000 | 1625 | SH |  | SOLE |  | 0 | 0 | 1625 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 399000 | 753 | SH |  | SOLE |  | 0 | 0 | 753 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 2140000 | 14094 | SH |  | SOLE |  | 0 | 0 | 14094 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 394000 | 3643 | SH |  | SOLE |  | 0 | 0 | 3643 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 5750000 | 123109 | SH |  | SOLE |  | 0 | 0 | 123109 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 66000 | 188 | SH |  | SOLE |  | 0 | 0 | 188 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 1000 | 5 | SH |  | SOLE |  | 0 | 0 | 5 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 1228000 | 14886 | SH |  | SOLE |  | 0 | 0 | 14886 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 2000 | 8 | SH |  | SOLE |  | 0 | 0 | 8 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 250000 | 1227 | SH |  | SOLE |  | 0 | 0 | 1227 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 38000 | 179 | SH |  | SOLE |  | 0 | 0 | 179 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 28000 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 3306000 | 17294 | SH |  | SOLE |  | 0 | 0 | 17294 |
| WP CAREY INC | COM | 92936U109 |  | 490000 | 6265 | SH |  | SOLE |  | 0 | 0 | 6265 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 318000 | 3393 | SH |  | SOLE |  | 0 | 0 | 3393 |
| WALMART INC | COM | 931142103 |  | 406000 | 2861 | SH |  | SOLE |  | 0 | 0 | 2861 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 853000 | 21838 | SH |  | SOLE |  | 0 | 0 | 21838 |

---