# EDGAR Filing Document

**Accession Number:** 0001295232
**File Stem:** 0001295232-26-000002
**Filing Date:** 2026-5
**Character Count:** 2942
**Document Hash:** c531c59f0ed049f12ed4dd496b08b238
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001295232-26-000002.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0001295232-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**EFFECTIVENESS DATE**: 20260514

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HAITONG INTERNATIONAL SECURITIES (USA) INC.
- **CENTRAL INDEX KEY:** 0001295232

**ORGANIZATION NAME:**
- **EIN:** 201250173
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66566
- **FILM NUMBER:** 26976916

**BUSINESS ADDRESS:**
- **STREET 1:** 130 WEST 42ND STREET
- **STREET 2:** FL 18
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-351-6012

**MAIL ADDRESS:**
- **STREET 1:** 130 WEST 42ND STREET
- **STREET 2:** FL 18
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAITONG INTERNATIONAL SECURITIES (USA) INC.
- **DATE OF NAME CHANGE:** 20150602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JAPANINVEST INC.
- **DATE OF NAME CHANGE:** 20040623

### Attached PDF Documents

**Attachment 1:** `StmtFinCond2025_Revised.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001295232

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

**Amendment Description:** A revised version of the Statement of Financial Condition is being uploaded as the version sent earlier today was an incomplete draft missing the Report of Independent Registered Public Accounting Firm on page 3. We apologize for any inconvenience.

### Registrant Identification

**Name of Broker-Dealer:** HAITONG INTERNATIONAL SECURITIES (USA) INC.

**Business Address:** 130 WEST 42ND STREET, FL 18, NEW YORK, NY, 10036

**Contact Person:** Sean Forbes

**Contact Phone:** 212-351-6012

### Independent Public Accountant Identification

**Accountant Name:** YSL & Associates LLC

**Accountant Address:** 11 Broadway, Suite 700, New York, NY, 10004

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Sean M. Forbes**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HAITONG INTERNATIONAL SECURITIES (USA) INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Sean M. Forbes

**Title:** President & CFO