# EDGAR Filing Document

**Accession Number:** 0001132105
**File Stem:** 0001415889-23-005128
**Filing Date:** 2023-3
**Character Count:** 6974
**Document Hash:** 75763864a88246610dc688f116a60c24
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001415889-23-005128.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001415889-23-005128

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230315

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Barker Jon
- **CENTRAL INDEX KEY:** 0001702469

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36401
- **FILM NUMBER:** 23743314

**MAIL ADDRESS:**
- **STREET 1:** C/O SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
- **STREET 2:** 7035 SOUTH HIGH TECH DRIVE
- **CITY:** MIDVALE
- **STATE:** UT
- **ZIP:** 84047
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
- **CENTRAL INDEX KEY:** 0001132105
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
- **IRS NUMBER:** 391795614
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0128

**BUSINESS ADDRESS:**
- **STREET 1:** 1475 WEST 9000 SOUTH
- **STREET 2:** SUITE A
- **CITY:** WEST JORDAN
- **STATE:** UT
- **ZIP:** 84088
- **BUSINESS PHONE:** 801-566-6681

**MAIL ADDRESS:**
- **STREET 1:** 1475 WEST 9000 SOUTH
- **STREET 2:** SUITE A
- **CITY:** WEST JORDAN
- **STATE:** UT
- **ZIP:** 84088

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPORTSMAN'S WAREHOUSE HOLDINGS, INC
- **DATE OF NAME CHANGE:** 20131211

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPORTSMANS WAREHOUSE HOLDINGS INC
- **DATE OF NAME CHANGE:** 20010109

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Barker Jon<br><sub>(Last) (First) (Middle)</sub><br>C/O SPORTSMAN'S WAREHOUSE HOLDINGS, INC.<br>1475 WEST 9000 SOUTH SUITE A<br><sub>(Street)</sub><br>WEST JORDAN, UT 84088<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_PRESIDENT AND CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>SPORTSMAN'S WAREHOUSE HOLDINGS, INC. [ SPWH ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-15 |  | F |  | 15014 | D | $8.17 | 477467.55 | D |  |
| Common Stock | 2023-03-16 |  | F |  | 9017 | D | $8.39 | 468450.55<sup>(1)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 15670<sup>(2)</sup> | I | Shares Household |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Includes (i) 19,948 restricted stock units scheduled to vest on March 16, 2024, (ii) 28,863 restricted stock units which are scheduled to vest on March 24, 2023, (iii) 115,452 restricted stock units which are scheduled to vest on March 24, 2023, and (iv) 66,430 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

(2) Represents shares of the Issuer's common stock held by Karen Seaman with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

**Signature:** /s/ Jon Barker  
**Date:** 2023-03-17

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**