# EDGAR Filing Document

**Accession Number:** 0001753394
**File Stem:** 0001145549-23-003438
**Filing Date:** 2023-1
**Character Count:** 19430
**Document Hash:** c4fe9722033c1605da6bbb88917e710b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-003438.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001145549-23-003438

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rimrock Funds Trust
- **CENTRAL INDEX KEY:** 0001753394
- **IRS NUMBER:** 836309469
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23396
- **FILM NUMBER:** 23558344

**BUSINESS ADDRESS:**
- **STREET 1:** 100 INNOVATION DRIVE
- **STREET 2:** SUITE 200
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92617
- **BUSINESS PHONE:** 9493817800

**MAIL ADDRESS:**
- **STREET 1:** 100 INNOVATION DRIVE
- **STREET 2:** SUITE 200
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92617

## Series and Classes Contracts Data

### Rimrock Emerging Markets Corporate Credit Fund (Series ID: S000069634)

| Class ID   | Class Name                                     | Ticker Symbol   |
|:---|:---|:---|
| C000222110 | Rimrock Emerging Markets Corporate Credit Fund | RCEMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Rimrock Funds Trust

- **b. Investment Company Act file number:** 811-23396

- **c. CIK number of Registrant:** 0001753394

- **d. LEI of Registrant:** 549300BUDOIIXHEUCF90

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 100 INNOVATION DRIVE

  - **City:** IRVINE

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92617

  - **Telephone number:** 949 381 7800

**Item A.2. Information about the Series.**

- **a. Name of Series:** Rimrock Emerging Markets Corporate Credit Fund

- **b. EDGAR series identifier (if any):** S000069634

- **c. LEI of Series:** 5493007ZK2KZQMKM7W60

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $6436035.07

**Total Liabilities:** $46154.61

**Net Assets:** $6389880.46

**Cash Not Reported:** $2.25

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 0.000000000000 | **5-Year:** 148.768303061614 | **10-Year:** 242.458706335141 | **30-Year:** 13.944996099302

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.000000000000 | **1-Year:** 166.306216761454 | **5-Year:** 579.236359704855 | **10-Year:** 329.656968505249 | **30-Year:** 257.057772810577

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222110 | -4.25%               | -1.60%               | 7.51%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-15.76                  | $-281229.83                                |
| Month 2  | $-38199.40               | $-87759.78                                 |
| Month 3  | $-19340.80               | $426764.07                                 |

### Schedule of Portfolio Investments

| Name                                                                      | Title                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AI Candelaria (Spain) S.L.U.                                              | AICNRA 7.5 12/15/28 REGS         | CUSIP: E0R75QAA6<br>LEI: 213800L5KA2MJ5FKRZ02 | Long             | DBT              | CORP              | ES        |    250000 | PA      | $233608.75    | 3.66%             | 2028-12-15      | Fixed         | 7.50%                 | Yes           |                  2 | On Loan: No      |
| Banco Mercantile del Norte SA Grand Cayman Branch                         | BANORT V6.75 PERP 144A           | CUSIP: 05971PAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | MX        |    200000 | PA      | $193030.00    | 3.02%             | 2049-12-31      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| Bancolombia S.A.                                                          | BCOLO V7.139 10/18/27            | CUSIP: 05968LAK8<br>LEI: 54930052NWJRPNMP1W58 | Long             | DBT              | CORP              | CO        |    200000 | PA      | $191884.00    | 3.00%             | 2027-10-18      | Floating      | 7.14%                 | No            |                  2 | On Loan: No      |
| Sable International Finance Limited                                       | CWCLN 5.75 09/07/27 144A         | CUSIP: 785712AG5<br>LEI: 2138009IE9A35LO5JS73 | Long             | DBT              | CORP              | KY        |    226000 | PA      | $206486.03    | 3.23%             | 2027-09-07      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| Network I2I Ltd.                                                          | BHARTI V5.65 PERP REGS           | CUSIP: V6703DAA2<br>LEI: 2549003L8M1FGHLHOX45 | Long             | DBT              | CORP              | MU        |    200000 | PA      | $188620.00    | 2.95%             | 2049-12-31      | Fixed         | 5.65%                 | Yes           |                  2 | On Loan: No      |
| Ecopetrol S.A.                                                            | ECOPET 6.875 04/29/30            | CUSIP: 279158AN9<br>LEI: 254900IDGKCJICKBPA66 | Long             | DBT              | CORP              | CO        |    100000 | PA      | $89719.50     | 1.40%             | 2030-04-29      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| Stillwater Mining Company                                                 | SGLSJ 4 11/16/26 REGS            | CUSIP: U85969AE0<br>LEI: 6354007DPCY4ZN2MRR73 | Long             | DBT              | CORP              | US        |    200000 | PA      | $175725.00    | 2.75%             | 2026-11-16      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| Petroleos Mexicanos                                                       | PEMEX 6.875 08/04/26             | CUSIP: 71654QCB6<br>LEI: 549300CAZKPF4HKMPX17 | Long             | DBT              | NUSS              | MX        |    200000 | PA      | $189742.88    | 2.97%             | 2026-08-04      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| MHP Lux S.A.                                                              | MHPSA 6.95 04/03/26 REGS         | CUSIP: L6242GAA4<br>LEI: 222100RHC7R1WZ1J3M44 | Long             | DBT              | CORP              | LU        |    200000 | PA      | $103000.00    | 1.61%             | 2026-04-03      | Fixed         | 6.95%                 | Yes           |                  2 | On Loan: No      |
| Kernel Holding SA                                                         | KERPW 6.5 10/17/24 REGS          | CUSIP: L5829PAB5<br>LEI: 5493003GR6L4DZOS2U12 | Long             | DBT              | CORP              | LU        |    200000 | PA      | $90000.00     | 1.41%             | 2024-10-17      | Fixed         | 6.50%                 | Yes           |                  2 | On Loan: No      |
| CT Trust                                                                  | COMCEL 5.125 02/03/32 REGS       | CUSIP: G2588BAA2<br>LEI: 5493003LN2KNNGM2Q244 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $173496.09    | 2.72%             | 2032-02-03      | Fixed         | 5.12%                 | Yes           |                  2 | On Loan: No      |
| Sasol Financing USA LLC                                                   | SASOL 6.5 09/27/28               | CUSIP: 80386WAB1<br>LEI: 549300XRB1PFMESFEL85 | Long             | DBT              | CORP              | US        |    200000 | PA      | $186049.74    | 2.91%             | 2028-09-27      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| GeoPark Ltd.                                                              | GEOPAR 5.5 01/17/27 REGS         | CUSIP: G38327AB1<br>LEI: 529900ZR5QI19AH4KZ07 | Long             | DBT              | CORP              | BM        |    200000 | PA      | $175519.00    | 2.75%             | 2027-01-17      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| Turkcell Iletisim Hizmetleri AS                                           | TCELLT 5.75 10/15/25 REGS        | CUSIP: M8903BAB8<br>LEI: 7890003EX1LTLS2FFL84 | Long             | DBT              | CORP              | TR        |    200000 | PA      | $186108.00    | 2.91%             | 2025-10-15      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| CIFI Holdings Group Co Ltd                                                | CIFIHG 5.95 10/20/25             | CUSIP: G2140AAW7<br>LEI: 549300WGKSV867C0JF48 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $33422.82     | 0.52%             | 2025-10-20      | Fixed         | 5.95%                 | Yes           |                  2 | On Loan: No      |
| FEL Energy VI S.a r.l.                                                    | TIEMOD 5.75 12/01/40 REGS        | CUSIP: L3500LAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | LU        |    188378 | PA      | $155332.40    | 2.43%             | 2040-12-01      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| Inretail Shopping Malls                                                   | INRSHM 5.75 04/03/28 REGS        | CUSIP: P56243AD3<br>LEI: 254900340JT2D5SHMA49 | Long             | DBT              | CORP              | PE        |    200000 | PA      | $189113.00    | 2.96%             | 2028-04-03      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| Aeropuertos Argentina 2000 S.A.                                           | AEROAR 8.5 08/01/31 REGS         | CUSIP: P0092MAJ2<br>LEI: 549300349K24AVAQ7B24 | Long             | DBT              | CORP              | AR        |     60000 | PA      | $48845.29     | 0.76%             | 2031-08-01      | Fixed         | 8.50%                 | Yes           |                  2 | On Loan: No      |
| BBVA Mexico SA Institucion de Banca Multiple Grupo Financiero BBVA Mexico | BBVASM V5.125 01/18/33 REGS      | CUSIP: P16259AM8<br>LEI: N/A                  | Long             | DBT              | CORP              | MX        |    200000 | PA      | $173660.00    | 2.72%             | 2033-01-18      | Fixed         | 5.12%                 | Yes           |                  2 | On Loan: No      |
| Yuzhou Group Holdings Company Ltd                                         | YUZHOU 8.3 05/27/25              | CUSIP: G9884TAQ4<br>LEI: 213800MP59KHGJSPHE82 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $11150.00     | 0.17%             | 2025-05-27      | Fixed         | 8.30%                 | Yes           |                  2 | On Loan: No      |
| Banco do Brasil S.A. (Grand Cayman Branch)                                | BANBRA V9 PERP REGS              | CUSIP: P3772WAF9<br>LEI: N/A                  | Long             | DBT              | CORP              | BR        |    200000 | PA      | $200765.00    | 3.14%             | 2049-12-31      | Fixed         | 9.00%                 | Yes           |                  2 | On Loan: No      |
| NBM US Holdings Inc                                                       | MRFGBZ 7 05/14/26 REGS           | CUSIP: U63768AA0<br>LEI: 5493008K1QMSP0J8UC24 | Long             | DBT              | CORP              | US        |    200000 | PA      | $198373.58    | 3.10%             | 2026-05-14      | Fixed         | 7.00%                 | Yes           |                  2 | On Loan: No      |
| Cable Onda, S.A.                                                          | CONDA 4.5 01/30/30 REGS          | CUSIP: P1926LAA3<br>LEI: 5299008Q5GONPYNF9J32 | Long             | DBT              | CORP              | PA        |    200000 | PA      | $168120.00    | 2.63%             | 2030-01-30      | Fixed         | 4.50%                 | Yes           |                  2 | On Loan: No      |
| Colombia Telecomunicaciones S.A. E.S.P.                                   | TELEFO 4.95 07/17/30 REGS        | CUSIP: P28768AC6<br>LEI: 549300CK4YN0V1C3MN55 | Long             | DBT              | CORP              | CO        |    200000 | PA      | $158283.00    | 2.48%             | 2030-07-17      | Fixed         | 4.95%                 | Yes           |                  2 | On Loan: No      |
| Limak Iskenderun Uluslararasi Liman Isletmeciligi A S                     | LIMISK 9.5 07/10/36 REGS         | CUSIP: M6772EAA6<br>LEI: 5299001DUZ9PI7TCRC47 | Long             | DBT              | CORP              | TR        |    199946 | PA      | $162656.02    | 2.55%             | 2036-07-10      | Fixed         | 9.50%                 | Yes           |                  2 | On Loan: No      |
| Grupo Bimbo S.A.B de C.V.                                                 | BIMBOA V5.95 PERP REGS           | CUSIP: P4949BAN4<br>LEI: 5493000RIXURZEBFEV60 | Long             | DBT              | CORP              | MX        |    250000 | PA      | $247968.75    | 3.88%             | 2049-12-31      | Fixed         | 5.95%                 | Yes           |                  2 | On Loan: No      |
| Cibanco S A Institucion De Banca Multiple Trust                           | FISOMA 4.375 07/22/31 144A       | CUSIP: 171653AA6<br>LEI: 549300BR2MJVB6M3AW91 | Long             | DBT              | CORP              | MX        |    200000 | PA      | $138332.22    | 2.16%             | 2031-07-22      | Fixed         | 4.38%                 | Yes           |                  2 | On Loan: No      |
| Movida Europe S.A                                                         | MOVIBZ 5.25 02/08/31 144A        | CUSIP: 62459LAA7<br>LEI: 549300YRJE0V6QKU7C86 | Long             | DBT              | CORP              | LU        |    200000 | PA      | $151249.00    | 2.37%             | 2031-02-08      | Fixed         | 5.25%                 | Yes           |                  2 | On Loan: No      |
| CEMEX S.A.B. de C.V.                                                      | CEMEX V5.125 PERP REGS           | CUSIP: P2253TJS9<br>LEI: 549300RIG2CXWN6IV731 | Long             | DBT              | CORP              | MX        |    200000 | PA      | $176559.00    | 2.76%             | 2049-12-31      | Fixed         | 5.12%                 | Yes           |                  2 | On Loan: No      |
| United States Treasury Notes                                              | T 2.75 08/15/32                  | CUSIP: 91282CFF3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    200000 | PA      | $185281.25    | 2.90%             | 2032-08-15      | Fixed         | 2.75%                 | No            |                  1 | On Loan: No      |
| Adani Ports & Special Economic Zone                                       | ADSEZ 3.1 02/02/31 REGS          | CUSIP: Y00130XS1<br>LEI: 335800QOAXP5TM7OYP69 | Long             | DBT              | CORP              | IN        |    200000 | PA      | $149300.85    | 2.34%             | 2031-02-02      | Fixed         | 3.10%                 | Yes           |                  2 | On Loan: No      |
| Cibanco S A Institucion De Banca Multiple Trust                           | TERRAF 4.962 07/18/29 REGS       | CUSIP: P26054AB5<br>LEI: 549300X3ORQ47V30YI07 | Long             | DBT              | CORP              | MX        |    200000 | PA      | $177335.00    | 2.78%             | 2029-07-18      | Fixed         | 4.96%                 | Yes           |                  2 | On Loan: No      |
| OCP SA                                                                    | OCPMR 5.125 06/23/51 144A        | CUSIP: 67091TAE5<br>LEI: 213800D26TAPVTCVWG40 | Long             | DBT              | CORP              | MA        |    200000 | PA      | $145298.60    | 2.27%             | 2051-06-23      | Fixed         | 5.12%                 | Yes           |                  2 | On Loan: No      |
| KOC Holdings AG                                                           | KCHOL 6.5 03/11/25 REGS          | CUSIP: M63751AC1<br>LEI: 7890005U0H950VH19H45 | Long             | DBT              | CORP              | TR        |    200000 | PA      | $196882.00    | 3.08%             | 2025-03-11      | Fixed         | 6.50%                 | Yes           |                  2 | On Loan: No      |
| Enfragen Energia Sur S A U / Prime Energia S P A / Enfragen Spain S A U   | ENFRAG 5.375 12/30/30 144A       | CUSIP: 29280LAA1<br>LEI: 5493003ME0392SW30U44 | Long             | DBT              | CORP              | ES        |    250000 | PA      | $166188.40    | 2.60%             | 2030-12-30      | Fixed         | 5.38%                 | Yes           |                  2 | On Loan: No      |
| Northern Inst Fds                                                         | Northern Inst Fds TREAS PRT PRMR | CUSIP: 665279873<br>LEI: 549300Y178DO5JBR1S04 | Long             | STIV             | RF                | US        |    651106 | NS      | $651105.96    | 10.19%            |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                                                    | FUT. YR T-NOTES MAR23            | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |         3 | NC      | $340500.00    | 5.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade                                                    | FUT. CBT 5Y T-NOTE MAR23         | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |         2 | NC      | $217140.63    | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-29

**Name of Applicant:** Rimrock Funds Trust

**Signature:** Barbara Crowell

**Name of Signer:** Barbara Crowell

**Title:** CFO