# EDGAR Filing Document

**Accession Number:** 0001846991
**File Stem:** 0001951757-23-000015
**Filing Date:** 2023-1
**Character Count:** 18810
**Document Hash:** 60b0f7b0fcbce7f84ee2499bd324dbb7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-23-000015.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0001951757-23-000015

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**EFFECTIVENESS DATE**: 20230119

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Round Rock Advisors, LLC
- **CENTRAL INDEX KEY:** 0001846991
- **IRS NUMBER:** 821105309
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21052
- **FILM NUMBER:** 23536793

**BUSINESS ADDRESS:**
- **STREET 1:** 187 DANBURY ROAD
- **STREET 2:** SUITE 201
- **CITY:** WILTON
- **STATE:** CT
- **ZIP:** 06897
- **BUSINESS PHONE:** (203) 920-4774

**MAIL ADDRESS:**
- **STREET 1:** 187 DANBURY ROAD
- **STREET 2:** SUITE 201
- **CITY:** WILTON
- **STATE:** CT
- **ZIP:** 06897

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Round Rock Advisors LLC<br>**Address:** 187 DANBURY ROAD<br>SUITE 201<br>WILTON, CT 06897

**Form 13F File Number:** 028-21052

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** ERIKA B. MORRO<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** (203) 920-4774

**Signature, Place, and Date of Signing:**

ERIKA B. MORRO  WILTON, CT  01-19-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 153

**Form 13F Information Table Value Total:** $244229716

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| PRESIDIO PPTY TR INC | *W EXP 01/24/202 | 74102L113 |  | 721 | 13110 | SH |  | SOLE |  | 0 | 0 | 13110 |
| EMX RTY CORP | COM | 26873J107 |  | 18900 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 |  | 43560 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| QUANTUM SI INC | COM CL A | 74765K105 |  | 45540 | 24885 | SH |  | SOLE |  | 0 | 0 | 24885 |
| GAMCO GLOBAL GOLD NAT RES | COM SH BEN INT | 36465A109 |  | 54450 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 |  | 70408 | 13645 | SH |  | SOLE |  | 0 | 0 | 13645 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 79687 | 12412 | SH |  | SOLE |  | 0 | 0 | 12412 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 |  | 131280 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| BLACKROCK INVT QUALITY MUN T | COM | 09247D105 |  | 135256 | 11600 | SH |  | SOLE |  | 0 | 0 | 11600 |
| VOXX INTL CORP | CL A | 91829F104 |  | 147450 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 165029 | 18882 | SH |  | SOLE |  | 0 | 0 | 18882 |
| EATON VANCE ENHANCED EQUITY | COM | 278277108 |  | 178823 | 10805 | SH |  | SOLE |  | 0 | 0 | 10805 |
| STARBUCKS CORP | COM | 855244109 |  | 206147 | 2078 | SH |  | SOLE |  | 0 | 0 | 2078 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 217021 | 1485 | SH |  | SOLE |  | 0 | 0 | 1485 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 217999 | 2409 | SH |  | SOLE |  | 0 | 0 | 2409 |
| WALMART INC | COM | 931142103 |  | 220200 | 1553 | SH |  | SOLE |  | 0 | 0 | 1553 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 220730 | 20550 | SH |  | SOLE |  | 0 | 0 | 20550 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 225061 | 13333 | SH |  | SOLE |  | 0 | 0 | 13333 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 225573 | 2963 | SH |  | SOLE |  | 0 | 0 | 2963 |
| NIKE INC | CL B | 654106103 |  | 229691 | 1963 | SH |  | SOLE |  | 0 | 0 | 1963 |
| CITIGROUP INC | COM NEW | 172967424 |  | 231351 | 5115 | SH |  | SOLE |  | 0 | 0 | 5115 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 234133 | 6846 | SH |  | SOLE |  | 0 | 0 | 6846 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 |  | 241928 | 18945 | SH |  | SOLE |  | 0 | 0 | 18945 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 250264 | 5005 | SH |  | SOLE |  | 0 | 0 | 5005 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 250632 | 8745 | SH |  | SOLE |  | 0 | 0 | 8745 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 259736 | 360 | SH |  | SOLE |  | 0 | 0 | 360 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 261088 | 2474 | SH |  | SOLE |  | 0 | 0 | 2474 |
| MBIA INC | COM | 55262C100 |  | 265000 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| MATTHEWS ASIA FDS | EMER MKTS EQUITY | 577125818 |  | 265765 | 10051 | SH |  | SOLE |  | 0 | 0 | 10051 |
| ISHARES TR | MSCI AC ASIA ETF | 464288182 |  | 271276 | 4187 | SH |  | SOLE |  | 0 | 0 | 4187 |
| PATTERSON-UTI ENERGY INC | COM | 703481101 |  | 271400 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 275004 | 830 | SH |  | SOLE |  | 0 | 0 | 830 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 280349 | 23093 | SH |  | SOLE |  | 0 | 0 | 23093 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 282908 | 5470 | SH |  | SOLE |  | 0 | 0 | 5470 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 |  | 287762 | 5850 | SH |  | SOLE |  | 0 | 0 | 5850 |
| CROWN CASTLE INC | COM | 22822V101 |  | 294203 | 2169 | SH |  | SOLE |  | 0 | 0 | 2169 |
| ASSURED GUARANTY LTD | COM | G0585R106 |  | 299808 | 5400 | SH |  | SOLE |  | 0 | 0 | 5400 |
| BANK NEW YORK MELLON CORP | COM | 064058100 |  | 302480 | 6645 | SH |  | SOLE |  | 0 | 0 | 6645 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 302973 | 7395 | SH |  | SOLE |  | 0 | 0 | 7395 |
| ORACLE CORP | COM | 68389X105 |  | 306362 | 3748 | SH |  | SOLE |  | 0 | 0 | 3748 |
| BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 |  | 312089 | 29498 | SH |  | SOLE |  | 0 | 0 | 29498 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 312295 | 1259 | SH |  | SOLE |  | 0 | 0 | 1259 |
| BP PLC | SPONSORED ADR | 055622104 |  | 312624 | 8950 | SH |  | SOLE |  | 0 | 0 | 8950 |
| SOUTHERN CO | COM | 842587107 |  | 317471 | 4446 | SH |  | SOLE |  | 0 | 0 | 4446 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 317520 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 321866 | 2380 | SH |  | SOLE |  | 0 | 0 | 2380 |
| AT INC | COM | 00206R102 |  | 323887 | 17593 | SH |  | SOLE |  | 0 | 0 | 17593 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 329294 | 3159 | SH |  | SOLE |  | 0 | 0 | 3159 |
| UNION PAC CORP | COM | 907818108 |  | 330277 | 1595 | SH |  | SOLE |  | 0 | 0 | 1595 |
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 |  | 340439 | 62011 | SH |  | SOLE |  | 0 | 0 | 62011 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 346940 | 2859 | SH |  | SOLE |  | 0 | 0 | 2859 |
| TEMPLETON EMERGING MKTS FD | COM | 880191101 |  | 360838 | 31597 | SH |  | SOLE |  | 0 | 0 | 31597 |
| NETFLIX INC | COM | 64110L106 |  | 363292 | 1232 | SH |  | SOLE |  | 0 | 0 | 1232 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 |  | 363959 | 39561 | SH |  | SOLE |  | 0 | 0 | 39561 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 369045 | 7375 | SH |  | SOLE |  | 0 | 0 | 7375 |
| YUM BRANDS INC | COM | 988498101 |  | 376811 | 2942 | SH |  | SOLE |  | 0 | 0 | 2942 |
| PIMCO ETF TR | ENHANCD SHORT | 72201R643 |  | 379072 | 3912 | SH |  | SOLE |  | 0 | 0 | 3912 |
| VOYA GLBL EQTY DIV  PREM OP | COM | 92912T100 |  | 382130 | 70634 | SH |  | SOLE |  | 0 | 0 | 70634 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 408612 | 742 | SH |  | SOLE |  | 0 | 0 | 742 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 411050 | 5713 | SH |  | SOLE |  | 0 | 0 | 5713 |
| BANCROFT FD LTD | COM | 059695106 |  | 416134 | 25405 | SH |  | SOLE |  | 0 | 0 | 25405 |
| COHEN  STEERS REIT  PFD | COM | 19247X100 |  | 431587 | 21177 | SH |  | SOLE |  | 0 | 0 | 21177 |
| PROSHARES TR | RUSS 2000 DIVD | 74347B698 |  | 435711 | 7100 | SH |  | SOLE |  | 0 | 0 | 7100 |
| BLACKSTONE INC | COM | 09260D107 |  | 452365 | 6097 | SH |  | SOLE |  | 0 | 0 | 6097 |
| NEUBERGER BERMAN MUN FD INC | COM | 64124P101 |  | 455677 | 43731 | SH |  | SOLE |  | 0 | 0 | 43731 |
| DOW INC | COM | 260557103 |  | 461472 | 9158 | SH |  | SOLE |  | 0 | 0 | 9158 |
| LENNAR CORP | CL A | 526057104 |  | 488700 | 5400 | SH |  | SOLE |  | 0 | 0 | 5400 |
| XYLEM INC | COM | 98419M100 |  | 493032 | 4459 | SH |  | SOLE |  | 0 | 0 | 4459 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 496101 | 4116 | SH |  | SOLE |  | 0 | 0 | 4116 |
| WP CAREY INC | COM | 92936U109 |  | 498519 | 6379 | SH |  | SOLE |  | 0 | 0 | 6379 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 537215 | 16339 | SH |  | SOLE |  | 0 | 0 | 16339 |
| COCA COLA CO | COM | 191216100 |  | 540113 | 8491 | SH |  | SOLE |  | 0 | 0 | 8491 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 544404 | 3592 | SH |  | SOLE |  | 0 | 0 | 3592 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 546577 | 6160 | SH |  | SOLE |  | 0 | 0 | 6160 |
| RH | COM | 74967X103 |  | 549877 | 2058 | SH |  | SOLE |  | 0 | 0 | 2058 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 552320 | 6260 | SH |  | SOLE |  | 0 | 0 | 6260 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 565823 | 1994 | SH |  | SOLE |  | 0 | 0 | 1994 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 583075 | 7025 | SH |  | SOLE |  | 0 | 0 | 7025 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 587059 | 9524 | SH |  | SOLE |  | 0 | 0 | 9524 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 599538 | 1354 | SH |  | SOLE |  | 0 | 0 | 1354 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 608716 | 8058 | SH |  | SOLE |  | 0 | 0 | 8058 |
| MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 |  | 611291 | 93470 | SH |  | SOLE |  | 0 | 0 | 93470 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 611925 | 13592 | SH |  | SOLE |  | 0 | 0 | 13592 |
| NEWMONT CORP | COM | 651639106 |  | 628987 | 13326 | SH |  | SOLE |  | 0 | 0 | 13326 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 643678 | 7699 | SH |  | SOLE |  | 0 | 0 | 7699 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 648640 | 12978 | SH |  | SOLE |  | 0 | 0 | 12978 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 650455 | 16509 | SH |  | SOLE |  | 0 | 0 | 16509 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 654961 | 15605 | SH |  | SOLE |  | 0 | 0 | 15605 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 656327 | 5246 | SH |  | SOLE |  | 0 | 0 | 5246 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 660428 | 3099 | SH |  | SOLE |  | 0 | 0 | 3099 |
| AMAZON COM INC | COM | 023135106 |  | 671412 | 7993 | SH |  | SOLE |  | 0 | 0 | 7993 |
| CHEVRON CORP NEW | COM | 166764100 |  | 679370 | 3785 | SH |  | SOLE |  | 0 | 0 | 3785 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 921932869 |  | 686928 | 4057 | SH |  | SOLE |  | 0 | 0 | 4057 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 697091 | 3998 | SH |  | SOLE |  | 0 | 0 | 3998 |
| 3M CO | COM | 88579Y101 |  | 706089 | 5888 | SH |  | SOLE |  | 0 | 0 | 5888 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 741303 | 9005 | SH |  | SOLE |  | 0 | 0 | 9005 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 754624 | 9911 | SH |  | SOLE |  | 0 | 0 | 9911 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 758967 | 2457 | SH |  | SOLE |  | 0 | 0 | 2457 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 763726 | 18678 | SH |  | SOLE |  | 0 | 0 | 18678 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 774475 | 10965 | SH |  | SOLE |  | 0 | 0 | 10965 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 787141 | 1618 | SH |  | SOLE |  | 0 | 0 | 1618 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 788937 | 4126 | SH |  | SOLE |  | 0 | 0 | 4126 |
| MICROSOFT CORP | COM | 594918104 |  | 830594 | 3463 | SH |  | SOLE |  | 0 | 0 | 3463 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 839519 | 10831 | SH |  | SOLE |  | 0 | 0 | 10831 |
| SPDR SER TR | S SEMICNDCTR | 78464A862 |  | 886821 | 5303 | SH |  | SOLE |  | 0 | 0 | 5303 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 891795 | 4447 | SH |  | SOLE |  | 0 | 0 | 4447 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 |  | 913317 | 31734 | SH |  | SOLE |  | 0 | 0 | 31734 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 932694 | 5873 | SH |  | SOLE |  | 0 | 0 | 5873 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 961364 | 9526 | SH |  | SOLE |  | 0 | 0 | 9526 |
| VOYA GLBL ADV  PREM OPP FD | COM | 92912R104 |  | 970781 | 111584 | SH |  | SOLE |  | 0 | 0 | 111584 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 |  | 970885 | 34138 | SH |  | SOLE |  | 0 | 0 | 34138 |
| TESLA INC | COM | 88160R101 |  | 1003424 | 8146 | SH |  | SOLE |  | 0 | 0 | 8146 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1052902 | 5737 | SH |  | SOLE |  | 0 | 0 | 5737 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 1061823 | 19487 | SH |  | SOLE |  | 0 | 0 | 19487 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 1074188 | 15427 | SH |  | SOLE |  | 0 | 0 | 15427 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 1121580 | 46500 | SH |  | SOLE |  | 0 | 0 | 46500 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 1177463 | 5496 | SH |  | SOLE |  | 0 | 0 | 5496 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1197339 | 8929 | SH |  | SOLE |  | 0 | 0 | 8929 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1234607 | 6989 | SH |  | SOLE |  | 0 | 0 | 6989 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 1302093 | 11888 | SH |  | SOLE |  | 0 | 0 | 11888 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 1320332 | 13384 | SH |  | SOLE |  | 0 | 0 | 13384 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1367753 | 3560 | SH |  | SOLE |  | 0 | 0 | 3560 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 1380809 | 4323 | SH |  | SOLE |  | 0 | 0 | 4323 |
| MERCK  CO INC | COM | 58933Y105 |  | 1391535 | 12542 | SH |  | SOLE |  | 0 | 0 | 12542 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 1394491 | 21823 | SH |  | SOLE |  | 0 | 0 | 21823 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 1438655 | 10249 | SH |  | SOLE |  | 0 | 0 | 10249 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 1472834 | 8455 | SH |  | SOLE |  | 0 | 0 | 8455 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 1483269 | 6132 | SH |  | SOLE |  | 0 | 0 | 6132 |
| ITT INC | COM | 45073V108 |  | 1681203 | 20730 | SH |  | SOLE |  | 0 | 0 | 20730 |
| HOME DEPOT INC | COM | 437076102 |  | 1713625 | 5425 | SH |  | SOLE |  | 0 | 0 | 5425 |
| PEPSICO INC | COM | 713448108 |  | 1742466 | 9645 | SH |  | SOLE |  | 0 | 0 | 9645 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1816917 | 12896 | SH |  | SOLE |  | 0 | 0 | 12896 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1866737 | 31910 | SH |  | SOLE |  | 0 | 0 | 31910 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1909624 | 17313 | SH |  | SOLE |  | 0 | 0 | 17313 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 1938955 | 12769 | SH |  | SOLE |  | 0 | 0 | 12769 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 2017290 | 31726 | SH |  | SOLE |  | 0 | 0 | 31726 |
| PFIZER INC | COM | 717081103 |  | 2024071 | 39502 | SH |  | SOLE |  | 0 | 0 | 39502 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 |  | 2834304 | 60679 | SH |  | SOLE |  | 0 | 0 | 60679 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 3716808 | 49432 | SH |  | SOLE |  | 0 | 0 | 49432 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 3839299 | 10039 | SH |  | SOLE |  | 0 | 0 | 10039 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 4264432 | 59146 | SH |  | SOLE |  | 0 | 0 | 59146 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 4722005 | 37946 | SH |  | SOLE |  | 0 | 0 | 37946 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 6093470 | 121553 | SH |  | SOLE |  | 0 | 0 | 121553 |
| APPLE INC | COM | 037833100 |  | 7215492 | 55534 | SH |  | SOLE |  | 0 | 0 | 55534 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 7993376 | 56590 | SH |  | SOLE |  | 0 | 0 | 56590 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 8008288 | 58949 | SH |  | SOLE |  | 0 | 0 | 58949 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 8608769 | 42420 | SH |  | SOLE |  | 0 | 0 | 42420 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 9063965 | 92292 | SH |  | SOLE |  | 0 | 0 | 92292 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 9732169 | 80698 | SH |  | SOLE |  | 0 | 0 | 80698 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 17386827 | 183715 | SH |  | SOLE |  | 0 | 0 | 183715 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 17765466 | 87167 | SH |  | SOLE |  | 0 | 0 | 87167 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 18337969 | 68867 | SH |  | SOLE |  | 0 | 0 | 68867 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 27595093 | 255014 | SH |  | SOLE |  | 0 | 0 | 255014 |

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