# EDGAR Filing Document

**Accession Number:** 0001584639
**File Stem:** 0001420506-26-000977
**Filing Date:** 2026-5
**Character Count:** 24940
**Document Hash:** ce1ea30649d2cddd09e16afbc6a948f8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-26-000977.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0001420506-26-000977

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**EFFECTIVENESS DATE**: 20260514

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Yakira Capital Management, Inc.
- **CENTRAL INDEX KEY:** 0001584639

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15952
- **FILM NUMBER:** 26975972

**BUSINESS ADDRESS:**
- **STREET 1:** 1555 POST ROAD EAST
- **STREET 2:** SUITE 202
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** (203) 341-0606

**MAIL ADDRESS:**
- **STREET 1:** 1555 POST ROAD EAST
- **STREET 2:** SUITE 202
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BK Management I, Inc.
- **DATE OF NAME CHANGE:** 20130819

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Yakira Capital Management Inc.<br>**Address:** 1555 Post Road East<br>Suite 202<br>Westport, CT 06880

**Form 13F File Number:** 028-15952

**CRD Number (if applicable):** 000159398

**SEC File Number (if applicable):** 801-74073

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nicholas Sabatini<br>**Title:** CFO  CCO<br>**Phone:** (203) 341-0702

**Signature, Place, and Date of Signing:**

Nicholas Sabatini CFO  CCO  Westport, CT  05-14-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 196

**Form 13F Information Table Value Total:** $341708560

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1RT ACQUISITION CORP. | UNIT 06/26/2030 | G6757R121 |  | 251713 | 24485 | SH |  | SOLE |  | 24485 | 0 | 0 |
| AA MISSION ACQUISITION CORP | UNIT 07/23/2032 | G1000S117 |  | 196076 | 19588 | SH |  | SOLE |  | 19588 | 0 | 0 |
| ABOVE FOOD INGREDIENTS INC | *W EXP 06/28/202 | 00373V118 |  | 10356 | 35710 | SH |  | SOLE |  | 35710 | 0 | 0 |
| ABRDN ASIA PACIFIC INCOME FU | COM NEW | 003009867 |  | 787620 | 54620 | SH |  | SOLE |  | 54620 | 0 | 0 |
| AES CORP | COM | 00130H105 |  | 479060 | 34000 | SH |  | SOLE |  | 34000 | 0 | 0 |
| AFFINITY BANCSHARES INC | COM | 00832E103 |  | 1698304 | 76294 | SH |  | SOLE |  | 76294 | 0 | 0 |
| AI INFRASTRUCTURE ACQUISI | UNIT 99/99/9999 | G01336125 |  | 651878 | 63660 | SH |  | SOLE |  | 63660 | 0 | 0 |
| AIR LEASE CORP | CL A | 00912X302 |  | 3883737 | 59805 | SH |  | SOLE |  | 59805 | 0 | 0 |
| ALCHEMY INVTS ACQUISITN CORP | *W EXP 11/30/202 | G0232F133 |  | 3951 | 24691 | SH |  | SOLE |  | 24691 | 0 | 0 |
| ALDABRA 4 LQDTY OPP VEH INC | UNIT 12/23/2030 | G01900201 |  | 995000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ALLIANCE ENTERTAINMENT HOLDI | *W EXP 02/11/202 | 01861F110 |  | 18101 | 30164 | SH |  | SOLE |  | 30164 | 0 | 0 |
| ALLIED GOLD CORP | COM NEW | 01921D204 |  | 6054409 | 195710 | SH |  | SOLE |  | 195710 | 0 | 0 |
| APARTMENT INVT  MGMT CO | CL A | 03748R747 |  | 1406824 | 345657 | SH |  | SOLE |  | 345657 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 241380 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| ARCELLX INC | COMMON STOCK | 03940C100 |  | 2755680 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| ATRIUM THERAPEUTICS INC | COM | 04965N104 |  | 1693244 | 126645 | SH |  | SOLE |  | 126645 | 0 | 0 |
| AUSTRALIAN OILSEEDS HLDGS LT | SHS | G07041109 |  | 34552 | 57682 | SH |  | SOLE |  | 57682 | 0 | 0 |
| AUSTRALIAN OILSEEDS HLDGS LT | *W EXP 03/22/202 | G07041117 |  | 5241 | 258192 | SH |  | SOLE |  | 258192 | 0 | 0 |
| AXCELIS TECHNOLOGIES INC | COM NEW | 054540208 |  | 2105377 | 22619 | SH |  | SOLE |  | 22619 | 0 | 0 |
| BIG TREE CLOUD HLDGS LTD | *W EXP 06/07/202 | G1263B116 |  | 3028 | 136413 | SH |  | SOLE |  | 136413 | 0 | 0 |
| BITCOIN DEPOT INC | *W EXP 06/30/202 | 09174P113 |  | 1477 | 69002 | SH |  | SOLE |  | 69002 | 0 | 0 |
| BLACK HAWK ACQUISITION CORP | USD CL A SHS | G1148A101 |  | 1028601 | 88749 | SH |  | SOLE |  | 88749 | 0 | 0 |
| BLACK HAWK ACQUISITION CORP | RIGHT 06/20/2025 | G1148A119 |  | 23961 | 17749 | SH |  | SOLE |  | 17749 | 0 | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 30339618 | 3560988 | SH |  | SOLE |  | 3560988 | 0 | 0 |
| BLACKROCK MULTI SECTOR INC T | COM | 09258A107 |  | 2158799 | 172428 | SH |  | SOLE |  | 172428 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 301238 | 28662 | SH |  | SOLE |  | 28662 | 0 | 0 |
| BLACKROCK UTILS INFRASTRUCTU | COM | 09248D104 |  | 1219864 | 46242 | SH |  | SOLE |  | 46242 | 0 | 0 |
| BLACKROCK UTILS INFRASTRUCTU | RIGHT 04/02/2026 | 09248D112 |  | 1799 | 224927 | SH |  | SOLE |  | 224927 | 0 | 0 |
| BLAIZE HLDGS INC | *W EXP 01/13/203 | 092915115 |  | 10047 | 26439 | SH |  | SOLE |  | 26439 | 0 | 0 |
| BLUE FOUNDRY BANCORP | COM | 09549B104 |  | 1213433 | 91649 | SH |  | SOLE |  | 91649 | 0 | 0 |
| BLUEPORT ACQUISITION LTD | UNIT 10/22/2030 | G1196A128 |  | 452213 | 44553 | SH |  | SOLE |  | 44553 | 0 | 0 |
| BOREALIS FOODS INC | *W EXP 02/07/202 | 09973D113 |  | 18715 | 241490 | SH |  | SOLE |  | 241490 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 |  | 2949988 | 49265 | SH |  | SOLE |  | 49265 | 0 | 0 |
| CANNAE HLDGS INC | COM | 13765N107 |  | 430866 | 37895 | SH |  | SOLE |  | 37895 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 145913 | 13498 | SH |  | SOLE |  | 13498 | 0 | 0 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A | G1827K107 |  | 978422 | 93183 | SH |  | SOLE |  | 93183 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | G1827P106 |  | 170646 | 15670 | SH |  | SOLE |  | 15670 | 0 | 0 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | G1828A108 |  | 681584 | 66109 | SH |  | SOLE |  | 66109 | 0 | 0 |
| CANTOR EQUITY PARTNERS IV IN | SHS CL A | G1828E100 |  | 748496 | 73454 | SH |  | SOLE |  | 73454 | 0 | 0 |
| CANTOR EQUITY PARTNERS V INC | SHS CL A S | G1828S109 |  | 494587 | 48969 | SH |  | SOLE |  | 48969 | 0 | 0 |
| CANTOR EQUITY PARTNERS VI IN | CL A ORD SHS | G1828R101 |  | 252500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CARTESIAN GROWTH CORP III | COM CL A | G19307100 |  | 2106879 | 205449 | SH |  | SOLE |  | 205449 | 0 | 0 |
| CARTESIAN GROWTH CORP III | *W EXP 05/02/203 | G19307126 |  | 43387 | 63805 | SH |  | SOLE |  | 63805 | 0 | 0 |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 152309100 |  | 953280 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 11086969 | 53625 | SH |  | SOLE |  | 53625 | 0 | 0 |
| CLEARTHINK 1 ACQUISITION COR | UNIT 01/26/2031 | G2294A127 |  | 1500000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CLEARWATER ANALYTICS HLDGS I | CL A | 185123106 |  | 4448636 | 188103 | SH |  | SOLE |  | 188103 | 0 | 0 |
| CN HEALTHY FOOD TECH GROUP C | COM | 462837105 |  | 114283 | 20741 | SH |  | SOLE |  | 20741 | 0 | 0 |
| CN HEALTHY FOOD TECH GROUP C | *W EXP 09/30/203 | 462837113 |  | 13834 | 153706 | SH |  | SOLE |  | 153706 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | COM | 19248A109 |  | 1933805 | 74722 | SH |  | SOLE |  | 74722 | 0 | 0 |
| COHEN CIRCLE ACQUISIT CORP I | UNIT 07/01/2030 | G2254C105 |  | 1523440 | 146907 | SH |  | SOLE |  | 146907 | 0 | 0 |
| COLOMBIER ACQUISITION CORP I | UNIT 99/99/9999 | G2284A129 |  | 2036000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 |  | 2232863 | 306712 | SH |  | SOLE |  | 306712 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 3510862 | 505160 | SH |  | SOLE |  | 505160 | 0 | 0 |
| DIAMOND HILL INVT GROUP INC | COM NEW | 25264R207 |  | 5502381 | 31972 | SH |  | SOLE |  | 31972 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 376248 | 24400 | SH |  | SOLE |  | 24400 | 0 | 0 |
| DMC GLOBAL INC | COM | 23291C103 |  | 68772 | 13200 | SH |  | SOLE |  | 13200 | 0 | 0 |
| DUNE ACQUISITION CORP II | UNIT 04/04/2030 | G2867S125 |  | 774740 | 73454 | SH |  | SOLE |  | 73454 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 10173928 | 49904 | SH |  | SOLE |  | 49904 | 0 | 0 |
| ELME COMMUNITIES | SH BEN INT | 939653101 |  | 1839230 | 915040 | SH |  | SOLE |  | 915040 | 0 | 0 |
| EMMIS ACQUISITION CORP. | SHS CL A | G3037D105 |  | 1237457 | 123130 | SH |  | SOLE |  | 123130 | 0 | 0 |
| EMMIS ACQUISITION CORP. | RIGHT 09/12/2030 | G3037D113 |  | 17238 | 123130 | SH |  | SOLE |  | 123130 | 0 | 0 |
| EON RESOURCES INC | *W EXP 11/15/202 | 40472A128 |  | 25084 | 220909 | SH |  | SOLE |  | 220909 | 0 | 0 |
| ESH ACQUISITION CORP | RIGHT 06/13/2028 | 296424112 |  | 26156 | 217970 | SH |  | SOLE |  | 217970 | 0 | 0 |
| ESTRELLA IMMUNOPHARMA INC | *W EXP 09/29/202 | 297584112 |  | 3467 | 46285 | SH |  | SOLE |  | 46285 | 0 | 0 |
| EUDA HEALTH HOLDINGS LTD | *W EXP 11/22/202 | G3142E121 |  | 2575 | 87282 | SH |  | SOLE |  | 87282 | 0 | 0 |
| EUREKA ACQUISITION CORP | SHS CL A | G32168109 |  | 827264 | 72951 | SH |  | SOLE |  | 72951 | 0 | 0 |
| EUREKA ACQUISITION CORP | RIGHT 07/03/2026 | G32168125 |  | 20069 | 72951 | SH |  | SOLE |  | 72951 | 0 | 0 |
| EURONET WORLDWIDE INC | COM | 298736109 |  | 278157 | 4191 | SH |  | SOLE |  | 4191 | 0 | 0 |
| EVOLUTION METALS  TECH CORP | COM | 30054B107 |  | 108507 | 14296 | SH |  | SOLE |  | 14296 | 0 | 0 |
| FG IMPERII ACQUISITION CORP | UNIT 10/14/2030 | G3R41C128 |  | 1498500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | G3473K126 |  | 753638 | 73454 | SH |  | SOLE |  | 73454 | 0 | 0 |
| FIRST FNDTN INC | COM | 32026V104 |  | 347799 | 58949 | SH |  | SOLE |  | 58949 | 0 | 0 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 470268 | 48783 | SH |  | SOLE |  | 48783 | 0 | 0 |
| FLAG SHIP ACQUISITION CORP | RIGHT 03/31/2026 | G3530C117 |  | 26187 | 308807 | SH |  | SOLE |  | 308807 | 0 | 0 |
| FLUSHING FINL CORP | COM | 343873105 |  | 493670 | 32140 | SH |  | SOLE |  | 32140 | 0 | 0 |
| FUSEMACHINES INC | *W EXP 10/22/203 | 36118R111 |  | 4370 | 58269 | SH |  | SOLE |  | 58269 | 0 | 0 |
| FUTURE MONEY ACQUISITION COR | UNIT 03/16/2031 | G3700S124 |  | 1497915 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GABELLI EQUITY TR INC | COM | 362397101 |  | 2029490 | 362409 | SH |  | SOLE |  | 362409 | 0 | 0 |
| GABELLI EQUITY TR INC | RIGHT 04/14/2026 | 362397226 |  | 24803 | 3543234 | SH |  | SOLE |  | 3543234 | 0 | 0 |
| GCL GLOBAL HLDGS LTD | *W EXP 02/13/203 | G3777K111 |  | 6566 | 278211 | SH |  | SOLE |  | 278211 | 0 | 0 |
| GEN DIGITAL INC | RIGHT 99/99/9999 | 668771116 |  | 73322 | 155672 | SH |  | SOLE |  | 155672 | 0 | 0 |
| GIGCAPITAL7 CORP | ORD SHS CL A | G38648104 |  | 6793475 | 637885 | SH |  | SOLE |  | 637885 | 0 | 0 |
| GIGCAPITAL7 CORP | *W EXP 08/29/202 | G38648120 |  | 343938 | 1081566 | SH |  | SOLE |  | 1081566 | 0 | 0 |
| GIGCAPITAL8 CORP | ORD CL A | G3864J100 |  | 9355619 | 938377 | SH |  | SOLE |  | 938377 | 0 | 0 |
| GIGCAPITAL8 CORP | RIGHT 09/30/2030 | G3864J118 |  | 281513 | 938377 | SH |  | SOLE |  | 938377 | 0 | 0 |
| GIGCAPITAL9 CORP | UNIT 12/01/2030 | G3865B106 |  | 21889118 | 2178000 | SH |  | SOLE |  | 2178000 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | UNIT 99/99/9999 | G3933N108 |  | 4946969 | 474985 | SH |  | SOLE |  | 474985 | 0 | 0 |
| GOLDEN ENTMT INC | COM | 381013101 |  | 5929958 | 222179 | SH |  | SOLE |  | 222179 | 0 | 0 |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | G4036C114 |  | 533360 | 49500 | SH |  | SOLE |  | 49500 | 0 | 0 |
| GREAT LAKES DREDGE  DOCK CO | COM | 390607109 |  | 309774 | 18222 | SH |  | SOLE |  | 18222 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | CLASS A | G4375F108 |  | 336924 | 29400 | SH |  | SOLE |  | 29400 | 0 | 0 |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | G4375F116 |  | 44250 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HELPORT AI LTD | *W EXP 03/31/202 | G4R52R111 |  | 5470 | 49726 | SH |  | SOLE |  | 49726 | 0 | 0 |
| HOLOGIC INC | COM | 436440101 |  | 15013157 | 198613 | SH |  | SOLE |  | 198613 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 8642397 | 215898 | SH |  | SOLE |  | 215898 | 0 | 0 |
| IB ACQUISITION CORP | RIGHT 09/28/2026 | 44934N116 |  | 21728 | 197531 | SH |  | SOLE |  | 197531 | 0 | 0 |
| IHS HOLDING LIMITED | ORD SHS | G4701H109 |  | 902354 | 109642 | SH |  | SOLE |  | 109642 | 0 | 0 |
| INDIGO ACQUISITION CORP | UNIT 07/01/2030 | G4791J122 |  | 268898 | 26311 | SH |  | SOLE |  | 26311 | 0 | 0 |
| INFLECTION PT ACQUISIT CORP | UNIT 03/03/2031 | G4790S123 |  | 1012000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| INMODE LTD | SHS | M5425M103 |  | 674547 | 49309 | SH |  | SOLE |  | 49309 | 0 | 0 |
| INTERNATIONAL MONEY EXPRESS | COM | 46005L101 |  | 1656614 | 104849 | SH |  | SOLE |  | 104849 | 0 | 0 |
| IRON HORSE ACQUISIT II CORP | UNIT 07/11/2030 | 46283H202 |  | 1463194 | 146907 | SH |  | SOLE |  | 146907 | 0 | 0 |
| ISHARES TR | US INFRASTRUC | 46435U713 |  | 1175060 | 20543 | SH |  | SOLE |  | 20543 | 0 | 0 |
| ITHAX ACQUISITION CORP III | UNIT 11/17/2030 | G4977S128 |  | 487731 | 48969 | SH |  | SOLE |  | 48969 | 0 | 0 |
| JACKSON ACQUISITION CO II | COM SHS CL A | G4992A110 |  | 1562459 | 147541 | SH |  | SOLE |  | 147541 | 0 | 0 |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | G4992A136 |  | 13639 | 118033 | SH |  | SOLE |  | 118033 | 0 | 0 |
| JANUS HENDERSON GROUP PLC | ORD SHS | G4474Y214 |  | 4006860 | 78000 | SH |  | SOLE |  | 78000 | 0 | 0 |
| K WAVE MEDIA LTD | *W EXP 05/14/203 | G53151125 |  | 5282 | 116335 | SH |  | SOLE |  | 116335 | 0 | 0 |
| K2 CAP ACQUISITION CORP | UNIT 01/22/2030 | G5226B121 |  | 1005000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | G52443127 |  | 6984 | 232800 | SH |  | SOLE |  | 232800 | 0 | 0 |
| KENVUE INC | COM | 49177J102 |  | 3942512 | 228684 | SH |  | SOLE |  | 228684 | 0 | 0 |
| KEZAR LIFE SCIENCES INC | COM NEW | 49372L209 |  | 178080 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | UNIT 99/99/9999 | G5353S129 |  | 1538116 | 146907 | SH |  | SOLE |  | 146907 | 0 | 0 |
| LANDS END INC NEW | COM | 51509F105 |  | 1384630 | 101811 | SH |  | SOLE |  | 101811 | 0 | 0 |
| LAUNCH ONE ACQUISITION CORP | UNIT 99/99/9999 | G5S86M118 |  | 1067735 | 99057 | SH |  | SOLE |  | 99057 | 0 | 0 |
| LAUNCH TWO ACQUISITION CORP. | ORD SHS CL A | G5S87A105 |  | 4207931 | 396227 | SH |  | SOLE |  | 396227 | 0 | 0 |
| LAUNCH TWO ACQUISITION CORP. | *W EXP 10/09/202 | G5S87A113 |  | 23022 | 147485 | SH |  | SOLE |  | 147485 | 0 | 0 |
| LEGATO MERGER CORP III | UNIT 99/99/9999 | G5451A129 |  | 548151 | 49383 | SH |  | SOLE |  | 49383 | 0 | 0 |
| LENSAR INC | COM | 52634L108 |  | 496396 | 83288 | SH |  | SOLE |  | 83288 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 4863506 | 96844 | SH |  | SOLE |  | 96844 | 0 | 0 |
| LIBERTY LIVE HOLDINGS INC | COM SER A | 530909100 |  | 2234916 | 24388 | SH |  | SOLE |  | 24388 | 0 | 0 |
| LINKBANCORP INC | COM | 53578P105 |  | 1145015 | 137292 | SH |  | SOLE |  | 137292 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 1506 | 30121 | SH |  | SOLE |  | 30121 | 0 | 0 |
| LMP CAP  INCOME FD INC | COM | 50208A102 |  | 1094145 | 73285 | SH |  | SOLE |  | 73285 | 0 | 0 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 |  | 274400 | 98000 | SH |  | SOLE |  | 98000 | 0 | 0 |
| MASTERBRAND INC | COMMON STOCK | 57638P104 |  | 372413 | 44815 | SH |  | SOLE |  | 44815 | 0 | 0 |
| MESHFLOW ACQUISITION CORP | UNIT 11/19/2030 | G6032N127 |  | 731602 | 73454 | SH |  | SOLE |  | 73454 | 0 | 0 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 |  | 248320 | 53749 | SH |  | SOLE |  | 53749 | 0 | 0 |
| MKDWELL TECH INC | *W EXP 06/10/202 | G6209W116 |  | 1058 | 99801 | SH |  | SOLE |  | 99801 | 0 | 0 |
| MONROE CAP CORP | COM | 610335101 |  | 68715 | 14938 | SH |  | SOLE |  | 14938 | 0 | 0 |
| MULTISENSOR AI HOLDINGS INC | *W EXP 12/19/202 | 456948116 |  | 4087 | 104518 | SH |  | SOLE |  | 104518 | 0 | 0 |
| NEUBERGER HIGH YIELD ST FD I | COM | 64128C106 |  | 675274 | 104209 | SH |  | SOLE |  | 104209 | 0 | 0 |
| NEUBERGER HIGH YIELD ST FD I | RIGHT 04/15/2026 | 64128C130 |  | 834 | 104209 | SH |  | SOLE |  | 104209 | 0 | 0 |
| NEW AMER ACQUISITION I CORP | UNIT 99/99/9999 | 023634207 |  | 1491668 | 143706 | SH |  | SOLE |  | 143706 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 6529537 | 22751 | SH |  | SOLE |  | 22751 | 0 | 0 |
| NORTHFIELD BANCORP INC DEL | COM | 66611T108 |  | 1936274 | 143004 | SH |  | SOLE |  | 143004 | 0 | 0 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 |  | 584891 | 77778 | SH |  | SOLE |  | 77778 | 0 | 0 |
| NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 |  | 5985258 | 489792 | SH |  | SOLE |  | 489792 | 0 | 0 |
| NUVEEN NEW JERSEY | COM | 67069Y102 |  | 363957 | 29590 | SH |  | SOLE |  | 29590 | 0 | 0 |
| NUVEEN PA INVT QUALITY MUN F | COM | 670972108 |  | 906239 | 75963 | SH |  | SOLE |  | 75963 | 0 | 0 |
| NUVEEN REAL ASSET INCOME  G | COM | 67074Y105 |  | 3704096 | 301146 | SH |  | SOLE |  | 301146 | 0 | 0 |
| NXG NEXTGEN INFRASTR INCM FD | COM | 231647207 |  | 240264 | 4374 | SH |  | SOLE |  | 4374 | 0 | 0 |
| OIO GROUP | *W EXP 08/02/202 | G3R95P116 |  | 29160 | 294545 | SH |  | SOLE |  | 294545 | 0 | 0 |
| ONEMEDNET CORP | *W EXP 11/07/202 | 68270C111 |  | 23961 | 330494 | SH |  | SOLE |  | 330494 | 0 | 0 |
| ONESTREAM INC | CL A | 68278B107 |  | 1463472 | 60978 | SH |  | SOLE |  | 60978 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | UNIT 06/17/2030 | G6858G123 |  | 501932 | 48969 | SH |  | SOLE |  | 48969 | 0 | 0 |
| PIONEER ACQUISITION I CORP | UNIT 06/16/2030 | G7117W123 |  | 252196 | 24485 | SH |  | SOLE |  | 24485 | 0 | 0 |
| PONO CAP FOUR INC | UNIT 03/11/2031 | G71702123 |  | 2744500 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| QDRO ACQUISITION CORP | UNIT 01/28/2031 | G7310E128 |  | 991000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| REAL MESSENGER CORP. | *W EXP 11/19/202 | G7410G114 |  | 9224 | 348080 | SH |  | SOLE |  | 348080 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITION | UNIT 99/99/9999 | G7515A111 |  | 1014638 | 97938 | SH |  | SOLE |  | 97938 | 0 | 0 |
| RF ACQUISITION CORP II | RIGHT 05/01/2026 | G75389117 |  | 51564 | 429704 | SH |  | SOLE |  | 429704 | 0 | 0 |
| RF ACQUISITION CORP III | UNIT 01/28/2031 | G7537X115 |  | 1138500 | 115000 | SH |  | SOLE |  | 115000 | 0 | 0 |
| RITHM PPTY TR INC | COM NEW SHS | 38983D854 |  | 554225 | 41391 | SH |  | SOLE |  | 41391 | 0 | 0 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 |  | 563668 | 73490 | SH |  | SOLE |  | 73490 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | COM | 76881Y109 |  | 2965987 | 267206 | SH |  | SOLE |  | 267206 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 862019 | 127896 | SH |  | SOLE |  | 127896 | 0 | 0 |
| SBC MED GROUP HLDGS INC | *W EXP 09/17/202 | 73245B115 |  | 56932 | 207025 | SH |  | SOLE |  | 207025 | 0 | 0 |
| SC II ACQUISITION CORP | UNIT 11/06/2030 | G7866D128 |  | 4395509 | 428479 | SH |  | SOLE |  | 428479 | 0 | 0 |
| SCAGE FUTURE | *W EXP 05/15/203 | G7840J118 |  | 9948 | 205118 | SH |  | SOLE |  | 205118 | 0 | 0 |
| SCHMID GROUP N.V. | EURO SHS CL A | N68722102 |  | 59800 | 11283 | SH |  | SOLE |  | 11283 | 0 | 0 |
| SCHOLASTIC CORP | COM | 807066105 |  | 358532 | 9179 | SH |  | SOLE |  | 9179 | 0 | 0 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 172929 | 188602 | SH |  | SOLE |  | 188602 | 0 | 0 |
| SEALED AIR CORP NEW | COM | 81211K100 |  | 7494319 | 178224 | SH |  | SOLE |  | 178224 | 0 | 0 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 2859473 | 1017606 | SH |  | SOLE |  | 1017606 | 0 | 0 |
| SILICON VY ACQUISITION CORP | UNIT 12/08/2030 | G81306105 |  | 490669 | 48969 | SH |  | SOLE |  | 48969 | 0 | 0 |
| SILVER PEGASUS ACQUISITION C | UNIT 06/26/2030 | G8192J128 |  | 813283 | 78351 | SH |  | SOLE |  | 78351 | 0 | 0 |
| SIM ACQUISITION CORP. I | UNIT 06/17/2029 | G8431T127 |  | 1066714 | 98360 | SH |  | SOLE |  | 98360 | 0 | 0 |
| SKYWATER TECHNOLOGY INC | COM | 83089J108 |  | 1315680 | 48000 | SH |  | SOLE |  | 48000 | 0 | 0 |
| SOUTHLAND HLDGS INC | *W EXP 02/14/202 | 84445C118 |  | 1800 | 51436 | SH |  | SOLE |  | 51436 | 0 | 0 |
| SPACSPHERE ACQUISITION CORP | UNIT 02/06/2031 | G8T088125 |  | 14953950 | 1485000 | SH |  | SOLE |  | 1485000 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | UNIT 09/09/2030 | G85096124 |  | 649332 | 63660 | SH |  | SOLE |  | 63660 | 0 | 0 |
| SUNCAR TECHNOLOGY GROUP INC | *W EXP 05/17/202 | G85727116 |  | 18629 | 74515 | SH |  | SOLE |  | 74515 | 0 | 0 |
| SUNOCOCORP LLC | COM SHS LLC | 86765Q106 |  | 3577118 | 58023 | SH |  | SOLE |  | 58023 | 0 | 0 |
| TEVOGEN BIO HLDGS INC | *W EXP 02/14/202 | 88165K119 |  | 2208 | 65128 | SH |  | SOLE |  | 65128 | 0 | 0 |
| THERMON GROUP HLDGS INC | COM | 88362T103 |  | 1920038 | 38096 | SH |  | SOLE |  | 38096 | 0 | 0 |
| TOTAL RETURN SECURITIES FUND | COM | 870875101 |  | 744553 | 125557 | SH |  | SOLE |  | 125557 | 0 | 0 |
| TRANSLATIONAL DEV ACQUISITIO | UNIT 99/99/9999 | G9008W121 |  | 638400 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| TRI POINTE HOMES INC | COM | 87265H109 |  | 1542090 | 33000 | SH |  | SOLE |  | 33000 | 0 | 0 |
| UNITED SEC BANCSHARES CALIF | COM | 911460103 |  | 634920 | 60411 | SH |  | SOLE |  | 60411 | 0 | 0 |
| VALARIS LTD | CL A | G9460G101 |  | 627554 | 6401 | SH |  | SOLE |  | 6401 | 0 | 0 |
| VERDE CLEAN FUELS INC | *W EXP 02/15/202 | 923372114 |  | 1325 | 63393 | SH |  | SOLE |  | 63393 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 1428867 | 215841 | SH |  | SOLE |  | 215841 | 0 | 0 |
| VISIONWAVE HOLDINGS INC | *W EXP 07/14/203 | 927950113 |  | 491187 | 571081 | SH |  | SOLE |  | 571081 | 0 | 0 |
| VISTANCE NETWORKS INC | COM | 20337X109 |  | 1037400 | 57000 | SH |  | SOLE |  | 57000 | 0 | 0 |
| VOYAGER ACQUISITION CORP | CL A | G93A7H104 |  | 2091144 | 196721 | SH |  | SOLE |  | 196721 | 0 | 0 |
| VOYAGER ACQUISITION CORP | *W EXP 05/16/203 | G93A7H112 |  | 14852 | 98360 | SH |  | SOLE |  | 98360 | 0 | 0 |
| VSEE HEALTH INC | *W EXP 99/99/999 | 92919Y110 |  | 3341 | 88380 | SH |  | SOLE |  | 88380 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 2854467 | 103950 | SH |  | SOLE |  | 103950 | 0 | 0 |
| WEBSTER FINL CORP | COM | 947890109 |  | 7601629 | 109502 | SH |  | SOLE |  | 109502 | 0 | 0 |
| WEN ACQUISITION CORP | UNIT 05/16/2030 | G9R39C129 |  | 1341802 | 130272 | SH |  | SOLE |  | 130272 | 0 | 0 |
| WHITE PEARL ACQUISITION CORP | UNIT 99/99/9999 | G96193118 |  | 3075000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | UNIT 05/21/2030 | G9717M125 |  | 363746 | 32711 | SH |  | SOLE |  | 32711 | 0 | 0 |
| XSOLLA SPAC 1 | UNIT 01/12/2031 | G9833K128 |  | 1386000 | 140000 | SH |  | SOLE |  | 140000 | 0 | 0 |
| ZOOZ STRATEGY LTD | *W EXP 04/02/202 | M2573A197 |  | 4217 | 131768 | SH |  | SOLE |  | 131768 | 0 | 0 |

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