# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-26-024902
**Filing Date:** 2026-6
**Character Count:** 26447
**Document Hash:** fe4b46ec8e175949aec776abf7aef75f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-024902.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0000940400-26-024902

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 261107139

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust North American Energy Infrastructure Fund (Series ID: S000033458)

| Class ID   | Class Name                                            | Ticker Symbol   |
|:---|:---|:---|
| C000102880 | First Trust North American Energy Infrastructure Fund | EMLP            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust North American Energy Infrastructure Fund

- **b. EDGAR series identifier (if any):** S000033458

- **c. LEI of Series:** 549300K1YJMSAM1GH775

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $4084183890.84

**Total Liabilities:** $10971188.69

**Net Assets:** $4073212702.15

**Cash Not Reported:** $357830.14

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000102880 | 9.08%                | 0.62%                | 2.27%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $57466309.82             | $263647746.88                              |
| Month 2  | $87772097.22             | $-68600901.26                              |
| Month 3  | $6117463.35              | $85740965.83                               |

### Schedule of Portfolio Investments

| Name                                         | Title                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALLIANT ENERGY CORP                          | ALLIANT ENERGY CORP COM                                     | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |    528434 | NS      | $38802908.62  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| TC ENERGY CORP                               | TC ENERGY CORP COM                                          | CUSIP: 87807B107<br>LEI: 549300UGKOFV2IWJJG27 | Long             | EC               | CORP              | CA        |    648210 | NS      | $43384695.30  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DOMINION ENERGY INC                          | DOMINION ENERGY INC COM                                     | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |    853059 | NS      | $55022305.50  | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| AES CORP (THE)                               | AES CORP (THE) COM                                          | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |   1166753 | NS      | $16859580.85  | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTRA CORP                                  | VISTRA CORP COM                                             | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |    287043 | NS      | $45306867.12  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI CORP                                     | UGI CORP COM                                                | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |    901310 | NS      | $32528277.90  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                           | DTE ENERGY COMPANY COM                                      | CUSIP: 233331107<br>LEI: 549300IX8SD6XXD71I78 | Long             | EC               | CORP              | US        |    402574 | NS      | $61066450.06  | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTLAKE CHEMICAL PARTNERS LP                | WESTLAKE CHEMICAL PARTNERS LP COM UNIT RP LP                | CUSIP: 960417103<br>LEI: 5493001UJXZP4TJUQM76 | Long             | EC               | CORP              | US        |   1004187 | NS      | $23146510.35  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW JERSEY RESOURCES CORP                    | NEW JERSEY RESOURCES CORP COM                               | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |    875098 | NS      | $49276768.38  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| WILLIAMS COMPANIES INC (THE)                 | WILLIAMS COMPANIES INC (THE) COM                            | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |    826212 | NS      | $63048237.72  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTENERGY CORP                             | FIRSTENERGY CORP COM                                        | CUSIP: 337932107<br>LEI: 549300SVYJS666PQJH88 | Long             | EC               | CORP              | US        |   1217992 | NS      | $57878979.84  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE GAS INC                                  | ONE GAS INC COM                                             | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |    897935 | NS      | $80113760.70  | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| ALTAGAS LTD                                  | ALTAGAS LTD COM NPV                                         | CUSIP: 021361100<br>LEI: 2549008X5V70MOS4HM10 | Long             | EC               | CORP              | CA        |   1128290 | NS      | $42287513.45  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA TECH INC                               | TETRA TECH INC COM                                          | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |    145134 | NS      | $4690730.88   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SPIRE INC (US)                               | SPIRE INC (US) COM                                          | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |    400950 | NS      | $36558621.00  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES INC                          | QUANTA SERVICES INC COM                                     | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     70070 | NS      | $50994843.90  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGA RESOURCES CORP                         | TARGA RESOURCES CORP COM                                    | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |    175843 | NS      | $45733247.44  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORP                             | DUKE ENERGY CORP COM NEW                                    | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |    605492 | NS      | $78441488.60  | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMMINS INC                                  | CUMMINS INC COM                                             | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |     48351 | NS      | $32444004.51  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| IBERDROLA SA                                 | IBERDROLA SA SPON ADR                                       | CUSIP: 450737101<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |    143218 | NS      | $13449602.38  | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL CORP                                     | PPL CORP COM                                                | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |   2746556 | NS      | $102831056.64 | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| AMEREN CORP                                  | AMEREN CORP COM                                             | CUSIP: 023608102<br>LEI: XRZQ5S7HYJFPHJ78L959 | Long             | EC               | CORP              | US        |    346253 | NS      | $39351653.45  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| ENERSYS                                      | ENERSYS COM                                                 | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |     60367 | NS      | $12873866.42  | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORP                              | CMS ENERGY CORP COM                                         | CUSIP: 125896100<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EC               | CORP              | US        |    485916 | NS      | $37289193.84  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP INC                                  | IDACORP INC COM                                             | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |    262474 | NS      | $38777908.76  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| ENBRIDGE INC                                 | ENBRIDGE INC COM                                            | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |    376880 | NS      | $20886689.60  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| JACOBS SOLUTIONS INC                         | JACOBS SOLUTIONS INC COM                                    | CUSIP: 46982L108<br>LEI: 254900E3KHXCC2C8K272 | Long             | EC               | CORP              | US        |     21605 | NS      | $2795903.05   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE ENERGY PARTNERS LP                  | CHENIERE ENERGY PARTNERS LP COM UNIT                        | CUSIP: 16411Q101<br>LEI: 5493005UEC8AZ34LDV29 | Long             | EC               | CORP              | US        |    869532 | NS      | $58276034.64  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| EVERGY INC                                   | EVERGY INC COM                                              | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |    791554 | NS      | $65572333.36  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERPRISE PRODUCTS PARTNERS LP              | ENTERPRISE PRODUCTS PARTNERS LP COM                         | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |   7548319 | NS      | $292119945.30 | 7.17%             |  |  |  | No            |                  1 | On Loan: No      |
| XCEL ENERGY INC                              | XCEL ENERGY INC COM                                         | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |    640642 | NS      | $53141253.90  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREAS PTF INST | CUSIP: 61747C582<br>LEI: 5493000A332Y142SOW84 | Long             | STIV             | RF                | US        | 285874896 | NS      | $285874895.81 | 7.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK INC                                    | ONEOK INC COM                                               | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |    908596 | NS      | $84008786.16  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ESSENTIAL UTILITIES INC                      | ESSENTIAL UTILITIES INC COM                                 | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               | CORP              | US        |    431778 | NS      | $16493919.60  | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTELLATION ENERGY CORP                    | CONSTELLATION ENERGY CORP COM                               | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |     52403 | NS      | $16402139.00  | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E CORP                                    | PG&E CORP COM                                               | CUSIP: 69331C108<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EC               | CORP              | US        |   1036477 | NS      | $17226247.74  | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTERPOINT ENERGY INC                       | CENTERPOINT ENERGY INC COM                                  | CUSIP: 15189T107<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | EC               | CORP              | US        |   1250284 | NS      | $54574896.60  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYERA CORP                                  | KEYERA CORP COM NPV                                         | CUSIP: 493271100<br>LEI: 254900LXI62FUHZGH122 | Long             | EC               | CORP              | CA        |   1050095 | NS      | $40570534.55  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE ENERGY CORP                              | OGE ENERGY CORP COM                                         | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |   1183840 | NS      | $57771392.00  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY CORP                                 | ENTERGY CORP COM                                            | CUSIP: 29364G103<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | EC               | CORP              | US        |    838045 | NS      | $98813885.95  | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNOCOCORP LLC                               | SUNOCOCORP LLC COM SHS LLC                                  | CUSIP: 86765Q106<br>LEI: 529900W6BS3KGM2OOQ61 | Long             | EC               | CORP              | US        |    151121 | NS      | $10076748.28  | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MPLX LP                                      | MPLX LP COM UNIT REP LTD                                    | CUSIP: 55336V100<br>LEI: 5493000CZJ19CK4P3G36 | Long             | EC               | CORP              | US        |   2921770 | NS      | $164407997.90 | 4.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC ENERGY GROUP INC                         | WEC ENERGY GROUP INC COM                                    | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |    499451 | NS      | $58905250.94  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE ENERGY INC                          | CHENIERE ENERGY INC COM NEW                                 | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |    209007 | NS      | $57466474.65  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ATMOS ENERGY CORP                            | ATMOS ENERGY CORP COM                                       | CUSIP: 049560105<br>LEI: QVLWEGTD2S8GJMO8D383 | Long             | EC               | CORP              | US        |    254637 | NS      | $48375937.26  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| SUNOCO LP                                    | SUNOCO LP COM UT REP LP                                     | CUSIP: 86765K109<br>LEI: 54930001NJU8E40NQ561 | Long             | EC               | CORP              | US        |   1197405 | NS      | $83399258.25  | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL FUEL GAS COMPANY                    | NATIONAL FUEL GAS COMPANY COM                               | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |   1567057 | NS      | $132228269.66 | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CLEARWAY ENERGY INC                          | CLEARWAY ENERGY INC CL A                                    | CUSIP: 18539C105<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |   1418996 | NS      | $57370008.28  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCHROCK INC                                 | ARCHROCK INC COM                                            | CUSIP: 03957W106<br>LEI: 549300K3RIHMHDVFTL28 | Long             | EC               | CORP              | US        |    791515 | NS      | $30671206.25  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| PLAINS GP HOLDINGS LP                        | PLAINS GP HOLDINGS LP LTD PARTNR INT A                      | CUSIP: 72651A207<br>LEI: 549300O56BSKRD8FAM12 | Long             | EC               | CORP              | US        |   6442784 | NS      | $157526068.80 | 3.87%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA                                       | SEMPRA COM                                                  | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |    781230 | NS      | $74310597.60  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CHESAPEAKE UTILITIES CORP                    | CHESAPEAKE UTILITIES CORP COM                               | CUSIP: 165303108<br>LEI: 254900WW0FDCKAOCKE74 | Long             | EC               | CORP              | US        |    139352 | NS      | $17575074.24  | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN COMPANY (THE)                       | SOUTHERN COMPANY (THE) COM                                  | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |   1125424 | NS      | $108828500.80 | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| KINDER MORGAN INC                            | KINDER MORGAN INC COM                                       | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |   4567943 | NS      | $150148286.41 | 3.69%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC SERVICE ENTERPRISE GROUP INC          | PUBLIC SERVICE ENTERPRISE GROUP INC COM                     | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |    810110 | NS      | $66153582.60  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ENERGY TRANSFER LP                           | ENERGY TRANSFER LP COM UT LTD PTN                           | CUSIP: 29273V100<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EC               | CORP              | US        |  15113003 | NS      | $305131530.57 | 7.49%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELON CORP                                  | EXELON CORP COM                                             | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |    182539 | NS      | $8394968.61   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHLAND POWER INC                          | NORTHLAND POWER INC COM NPV                                 | CUSIP: 666511100<br>LEI: 8945002IJ77NEBK48M81 | Long             | EC               | CORP              | CA        |    109088 | NS      | $1876022.88   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| DT MIDSTREAM INC                             | DT MIDSTREAM INC COMMON STOCK                               | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    289946 | NS      | $42909108.54  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ENEL SPA                                     | ENEL SPA UNSPONSORD ADR                                     | CUSIP: 29265W207<br>LEI: WOCMU6HCI0OJWNPRZS33 | Long             | EC               | CORP              | IT        |    900237 | NS      | $10458953.47  | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN ELECTRIC POWER COMPANY INC          | AMERICAN ELECTRIC POWER COMPANY INC COM                     | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |    613272 | NS      | $84085723.92  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ATCO LTD                                     | ATCO LTD CLASS I NON-VOTING COM NPV                         | CUSIP: 046789400<br>LEI: 5299005SPZ1QYL51JD25 | Long             | EC               | CORP              | CA        |    908922 | NS      | $45574908.84  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY INC                           | NEXTERA ENERGY INC COM                                      | CUSIP: 65339F101<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EC               | CORP              | US        |    528995 | NS      | $51778030.60  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| GENERAC HOLDINGS INC                         | GENERAC HOLDINGS INC COM                                    | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |    169377 | NS      | $43907599.71  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-22

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer