# EDGAR Filing Document

**Accession Number:** 0001295237
**File Stem:** 0001295237-26-000003
**Filing Date:** 2026-5
**Character Count:** 2706
**Document Hash:** 6219c7a6ec55a131c5431745906da72b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001295237-26-000003.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001295237-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**EFFECTIVENESS DATE**: 20260529

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GRIFFINEST ASIA SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001295237

**ORGANIZATION NAME:**
- **EIN:** 201019971
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66571
- **FILM NUMBER:** 261045891

**BUSINESS ADDRESS:**
- **STREET 1:** 301 NORTH LAKE AVENUE
- **STREET 2:** SUITE 110
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-792-1388

**MAIL ADDRESS:**
- **STREET 1:** 301 NORTH LAKE AVENUE
- **STREET 2:** SUITE 110
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUBON SECURITIES USA, LLC
- **DATE OF NAME CHANGE:** 20120925

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRIFFIN ASIA SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20120907

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUBON SECURITIES USA, LLC
- **DATE OF NAME CHANGE:** 20040623

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001295237

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GRIFFINEST ASIA SECURITIES, LLC

**Business Address:** 301 NORTH LAKE AVENUE, SUITE 110, PASADENA, CA, 91101

**Contact Person:** Katie Tai

**Contact Phone:** 626-234-4638

### Independent Public Accountant Identification

**Accountant Name:** DCPA

**Accountant Address:** 2121 Ave of the Stars, Suite 800, Century City, CA, 90067

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Katie Tai**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GRIFFINEST ASIA SECURITIES, LLC**, as of **03-31-2026**, are true and correct.

**Signature:** Katie Tai

**Title:** FINOP