# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-009916
**Filing Date:** 2023-2
**Character Count:** 48999
**Document Hash:** ad7da7d43d59613f7b50d9dbc2715176
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-009916.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-009916

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23666563

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Morgan Creek-Exos Active SPAC Arbitrage ETF (Series ID: S000075116)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000233950 | Morgan Creek-Exos Active SPAC Arbitrage ETF | CSH             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Morgan Creek - Exos Active SPAC Arbitrage ETF

- **b. EDGAR series identifier (if any):** S000075116

- **c. LEI of Series:** 549300IUM0JJAZXW1G43

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $8259143.17

**Total Liabilities:** $8729.47

**Net Assets:** $8250413.70

**Cash Not Reported:** $301482.38

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000233950 | 0.58%                | 0.38%                | 0.69%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $7057.04                 | $57416.43                                  |
| Month 2  | $28686.25                | $12583.14                                  |
| Month 3  | $51138.10                | $6846.77                                   |

### Schedule of Portfolio Investments

| Name                           | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Acropolis Infrastructure Acqui | Acropolis Infrastructure Acquisition Corp          | CUSIP: 005029103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18998 | NS      | $188650.14    | 2.29%             |  |  |  | No            |                  2 | On Loan: No      |
| Alpha Healthcare Acquisition C | Alpha Healthcare Acquisition Corp III              | CUSIP: 02073F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10032 | NS      | $99316.80     | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| AltC Acquisition Corp          | AltC Acquisition Corp                              | CUSIP: 02156V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26510 | NS      | $262979.20    | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPRIUS TECHNOLOGIES INC       | Amprius Technologies Inc                           | CUSIP: 03214Q116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      6090 | NS      | $1766.71      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Banyan Acquisition Corp        | Banyan Acquisition Corp                            | CUSIP: 06690B107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4394 | NS      | $44862.74     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Bilander Acquisition Corp      | Bilander Acquisition Corp                          | CUSIP: 09001T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15000 | NS      | $148350.00    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Cascadia Acquisition Corp      | Cascadia Acquisition Corp                          | CUSIP: 14739D100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1071 | NS      | $10838.52     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VI      | Churchill Capital Corp VI                          | CUSIP: 17143W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9662 | NS      | $96571.69     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP VI-A    | Churchill Capital Corp VI                          | CUSIP: 17143W119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      2435 | NS      | $146.10       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VII     | Churchill Capital Corp VII                         | CUSIP: 17144M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8317 | NS      | $82920.49     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp V       | Churchill Capital Corp V                           | CUSIP: 17144T107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       852 | NS      | $8468.88      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Compute Health Acquisition Cor | Compute Health Acquisition Corp                    | CUSIP: 204833107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11219 | NS      | $113311.90    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Concord Acquisition Corp II    | Concord Acquisition Corp II                        | CUSIP: 20607U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7600 | NS      | $75582.00     | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| DA32 Life Science Tech Acquisi | DA32 Life Science Tech Acquisition Corp            | CUSIP: 23312M106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7930 | NS      | $79101.75     | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| DiamondHead Holdings Corp      | DiamondHead Holdings Corp                          | CUSIP: 25278L105<br>LEI: 549300HWN3ECTEH7I380 | Long             | EC               | CORP              | US        |       650 | NS      | $6539.00      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| D-WAVE QUANTUM INC             | D-Wave Quantum Inc                                 | CUSIP: 26740W117<br>LEI: 5493001U37G4PRD4GW95 | N/A              | DE               | CORP              | US        |      5000 | NS      | $528.00       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ExcelFin Acquisition Corp      | ExcelFin Acquisition Corp                          | CUSIP: 30069X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6390 | NS      | $65369.70     | 0.79%             |  |  |  | No            |                  2 | On Loan: No      |
| FG Merger Corp                 | FG Merger Corp                                     | CUSIP: 30324Y101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4776 | NS      | $51150.96     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| PROOF Acquisition Corp I       | PROOF Acquisition Corp I                           | CUSIP: 74349W104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8754 | NS      | $89247.03     | 1.08%             |  |  |  | No            |                  2 | On Loan: No      |
| PROOF ACQUISITION CORP I-A     | PROOF Acquisition Corp I                           | CUSIP: 74349W112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3790 | NS      | $122.04       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ROC Energy Acquisition Corp    | ROC Energy Acquisition Corp                        | CUSIP: 77118V108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2039 | NS      | $20889.56     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Thunder Bridge Capital Partner | Thunder Bridge Capital Partners IV Inc             | CUSIP: 88605L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19553 | NS      | $196312.12    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Twelve Seas Investment Co II   | Twelve Seas Investment Co II                       | CUSIP: 90118T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3109 | NS      | $31338.72     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| 26 Capital Acquisition Corp    | 26 Capital Acquisition Corp                        | CUSIP: 90138P100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       638 | NS      | $6462.94      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                        | CUSIP: 912796ZQ5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     14000 | PA      | $13700.78     | 0.17%             | 2023-06-22      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                        | CUSIP: 912796ZR3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     21000 | PA      | $20535.63     | 0.25%             | 2023-06-29      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| WILLIAMS ROWLAND ACQUISITION   | Williams Rowland Acquisition Corp                  | CUSIP: 96951B110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      4000 | NS      | $180.40       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Energy Transition Acqui | Zimmer Energy Transition Acquisition Corp          | CUSIP: 989570205<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5000 | NS      | $49475.00     | 0.60%             |  |  |  | No            |                  2 | On Loan: No      |
| ABG Acquisition Corp I         | ABG Acquisition Corp I                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       762 | NS      | $7688.58      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| AlphaVest Acquisition Corp     | AlphaVest Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     11359 | NS      | $114725.90    | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Altimar Acquisition Corp III   | Altimar Acquisition Corp III                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3244 | NS      | $32667.08     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Aries I Acquisition Corp       | Aries I Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |      3300 | NS      | $33891.00     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| A SPAC II Acquisition Corp     | A SPAC II Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | SG        |      1625 | NS      | $16623.75     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| A SPAC II ACQUISITION CORP     | A SPAC II Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       937 | NS      | $35.14        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Waverley Capital Acquisition C | Waverley Capital Acquisition Corp 1                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      4769 | NS      | $47785.38     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Aurora Acquisition Corp        | Aurora Acquisition Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |      3804 | NS      | $38382.36     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Whale Acquisition Corp I  | Blue Whale Acquisition Corp I                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | AE        |     10000 | NS      | $97900.00     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BLUE WHALE ACQUISITION COR-A   | Blue Whale Acquisition Corp I                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       710 | NS      | $50.62        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Coliseum Acquisition Corp      | Coliseum Acquisition Corp                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       370 | NS      | $3718.50      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Colonnade Acquisition Corp II  | Colonnade Acquisition Corp II                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1411 | NS      | $14208.77     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| COLONNADE ACQUISITION CORP-A   | Colonnade Acquisition Corp II                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       455 | NS      | $27.87        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Compass Digital Acquisition Co | Compass Digital Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1105 | NS      | $11072.10     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| COMPASS DIGITAL ACQUISITION    | Compass Digital Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       593 | NS      | $38.84        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Crown PropTech Acquisitions    | Crown PropTech Acquisitions                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      4314 | NS      | $43614.54     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DEEP LAKE CAPITAL ACQUIS-CLA   | Deep Lake Capital Acquisition Corp                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      3000 | NS      | $10.50        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| DECARBONIZATION PLUS ACQUI-A   | Decarbonization Plus Acquisition Corp IV           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      7827 | NS      | $4970.15      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Dragoneer Growth Opportunities | Dragoneer Growth Opportunities Corp III            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      5000 | NS      | $49250.00     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| ARYA Sciences Acquisition Corp | ARYA Sciences Acquisition Corp V                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       935 | NS      | $9401.43      | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| European Biotech Acquisition C | European Biotech Acquisition Corp                  | CUSIP: N/A<br>LEI: 984500Y57CDE4CE7CC20       | Long             | EC               | CORP              | NL        |       970 | NS      | $9797.00      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ESM Acquisition Corp           | ESM Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1090 | NS      | $10998.10     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Acquisition Corp          | Ares Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      8144 | NS      | $82010.08     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES ACQUISITION CORP-A        | Ares Acquisition Corp                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     10827 | NS      | $5048.63      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Wall Acquisition Corp II | Fifth Wall Acquisition Corp III                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     20000 | NS      | $200900.00    | 2.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Frontier Investment Corp       | Frontier Investment Corp                           | CUSIP: N/A<br>LEI: 549300D3XEVQHIB48278       | Long             | EC               | CORP              | US        |       858 | NS      | $8631.48      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAC Hera Acquisition Corp     | FTAC Hera Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     11523 | NS      | $116612.76    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAC HERA ACQUISITION CORP-A   | FTAC Hera Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      5000 | NS      | $125.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Partner Acquisition Cor | Global Partner Acquisition Corp II                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      9649 | NS      | $97551.39     | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL PARTNER ACQUISITION-A   | Global Partner Acquisition Corp II                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       485 | NS      | $14.55        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HH&L Acquisition Co            | HH&L Acquisition Co                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | HK        |      1300 | NS      | $13143.00     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| G Squared Ascend II Inc        | G Squared Ascend II Inc                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1275 | NS      | $12966.75     | 0.16%             |  |  |  | No            |                  2 | On Loan: No      |
| Horizon Space Acquisition I Co | Horizon Space Acquisition I Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2500 | NS      | $25250.00     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Holdings Corp     | Independence Holdings Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     28047 | NS      | $282994.23    | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Independence Holdings Corp     | Independence Holdings Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |         1 | NS      | $10.08        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| INDEPENDENCE HDS CORP-CL A     | Independence Holdings Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      6725 | NS      | $41.02        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Creek Investment Corp     | Jack Creek Investment Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       956 | NS      | $9684.28      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Jaws Juggernaut Acquisition Co | Jaws Juggernaut Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2985 | NS      | $29999.25     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| JAWS MUSTANG ACQUISITION C-A   | Jaws Mustang Acquisition Corp                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     21403 | NS      | $1391.20      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Kensington Capital Acquisition | Kensington Capital Acquisition Corp V              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      5464 | NS      | $55705.48     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| KENSINGTON CAPITAL ACQ-A       | Kensington Capital Acquisition Corp V              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     13005 | NS      | $2210.85      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Growth Acquisition Corp | Lazard Growth Acquisition Corp I                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3182 | NS      | $32170.02     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Lead Edge Growth Opportunities | Lead Edge Growth Opportunities Ltd                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      8551 | NS      | $86365.10     | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAD EDGE GROWTH OPPORTUNI-A   | Lead Edge Growth Opportunities Ltd                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      1700 | NS      | $18.70        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MSD ACQUISITION CORP-A         | MSD Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       200 | NS      | $15.00        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MELI Kaszek Pioneer Corp       | MELI Kaszek Pioneer Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2605 | NS      | $25971.85     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Motive Capital Corp II         | Motive Capital Corp II                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3981 | NS      | $40725.63     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| MOTIVE CAPITAL CORP II-CL A    | Motive Capital Corp II                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      1149 | NS      | $46.08        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Alpha Partners Technology Merg | Alpha Partners Technology Merger Corp              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       964 | NS      | $9688.20      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion Biotech Opportunities Co | Orion Biotech Opportunities Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1774 | NS      | $17864.18     | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| Peridot Acquisition Corp II    | Peridot Acquisition Corp II                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     13221 | NS      | $133598.21    | 1.62%             |  |  |  | No            |                  2 | On Loan: No      |
| PERIDOT ACQUISITION CORP-A     | Peridot Acquisition Corp II                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      2650 | NS      | $123.76       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Pontem Corp                    | Pontem Corp                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      6576 | NS      | $66483.36     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Portage Fintech Acquisition Co | Portage Fintech Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     16599 | NS      | $166487.97    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| PORTAGE FINTECH ACQUISITIO-A   | Portage Fintech Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      5112 | NS      | $849.87       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Ross Acquisition Corp II       | Ross Acquisition Corp II                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2915 | NS      | $29499.80     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ROSS ACQUISITION CORP II -A    | Ross Acquisition Corp II                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      7087 | NS      | $355.06       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Screaming Eagle Acquisition Co | Screaming Eagle Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      8322 | NS      | $82762.29     | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Screaming Eagle Acquisition Co | Screaming Eagle Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       736 | NS      | $7374.72      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SCREAMING EAGLE ACQ -CLASS A   | Screaming Eagle Acquisition Corp                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      4080 | NS      | $961.66       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Silver Spike Acquisition Corp  | Silver Spike Acquisition Corp II                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      4602 | NS      | $46434.18     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Social Capital Suvretta Holdin | Social Capital Suvretta Holdings Corp II           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      4616 | NS      | $46483.12     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Social Capital Suvretta Holdin | Social Capital Suvretta Holdings Corp IV           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      5350 | NS      | $53767.50     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Talon 1 Acquisition Corp       | Talon 1 Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3565 | NS      | $36933.40     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| TALON 1 ACQUISITION CORP-A     | Talon 1 Acquisition Corp                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      1027 | NS      | $20.54        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Global Acquisition I Co | Target Global Acquisition I Corp                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |      2983 | NS      | $30545.92     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| TortoiseEcofin Acquisition Cor | TortoiseEcofin Acquisition Corp III                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3005 | NS      | $30140.15     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG Pace Beneficial II Corp    | TPG Pace Beneficial II Corp                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       937 | NS      | $9206.03      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Supernova Partners Acquisition | Supernova Partners Acquisition Co III Ltd          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2009 | NS      | $20250.72     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| two/CA                         | two/CA                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      4305 | NS      | $43437.45     | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| VPC Impact Acquisition Holding | VPC Impact Acquisition Holdings II                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       747 | NS      | $7552.17      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Warburg Pincus Capital Corp I- | Warburg Pincus Capital Corp I-B                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3055 | NS      | $30824.95     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Warburg Pincus Capital Corp I- | Warburg Pincus Capital Corp I-A                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      7766 | NS      | $78436.60     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| WARBURG PINCUS CAPITAL COR-A   | Warburg Pincus Capital Corp I-A                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |       306 | NS      | $413.28       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| NEWAMSTERDAM PHARMA CO NV      | Newamsterdam Pharma Co NV                          | CUSIP: N/A<br>LEI: 984500B6549TF6E14D36       | N/A              | DE               | CORP              | NL        |      3554 | NS      | $2843.20      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FG MERGER CORP                 | FG Merger Corp                                     | CUSIP: 30324Y119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3048 | NS      | $266.70       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| First Reserve Sustainable Grow | First Reserve Sustainable Growth Corp              | CUSIP: 336169107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17315 | NS      | $174015.75    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Forest Road Acquisition Corp I | Forest Road Acquisition Corp II                    | CUSIP: 34619V103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10645 | NS      | $106822.58    | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Forum Merger IV Corp           | Forum Merger IV Corp                               | CUSIP: 349875104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7954 | NS      | $79937.70     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Fusion Acquisition Corp II     | Fusion Acquisition Corp II                         | CUSIP: 36118N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1265 | NS      | $12700.60     | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| GX Acquisition Corp II         | GX Acquisition Corp II                             | CUSIP: 36260F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1460 | NS      | $14614.60     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Gores Holdings IX Inc          | Gores Holdings IX Inc                              | CUSIP: 38287A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20890 | NS      | $207228.80    | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| GORES HOLDING IX INC-CL A      | Gores Holdings IX Inc                              | CUSIP: 38287A119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1831 | NS      | $448.60       | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Graf Acquisition Corp IV       | Graf Acquisition Corp IV                           | CUSIP: 384272100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1681 | NS      | $16725.95     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Hennessy Capital Investment Co | Hennessy Capital Investment Corp VI                | CUSIP: 42600H108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16982 | NS      | $167782.16    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HOME PLATE ACQUISITION -CL A   | Home Plate Acquisition Corp                        | CUSIP: 43734R111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |       300 | NS      | $3.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Jackson Acquisition Co         | Jackson Acquisition Co                             | CUSIP: 46653C106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2123 | NS      | $21537.84     | 0.26%             |  |  |  | No            |                  2 | On Loan: No      |
| JACKSON ACQUISITION CO-CL A    | Jackson Acquisition Co                             | CUSIP: 46653C114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |       239 | NS      | $2.19         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Jaws Hurricane Acquisition Cor | Jaws Hurricane Acquisition Corp                    | CUSIP: 47201B103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34158 | NS      | $341580.00    | 4.14%             |  |  |  | No            |                  1 | On Loan: No      |
| JAWS HURRICANE ACQUISITION-A   | Jaws Hurricane Acquisition Corp                    | CUSIP: 47201B111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1000 | NS      | $160.50       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper II Corp                | Juniper II Corp                                    | CUSIP: 48203N103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8530 | NS      | $86750.10     | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| JUNIPER II CORP -CLASS A       | Juniper II Corp                                    | CUSIP: 48203N111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     16911 | NS      | $2763.26      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Jupiter Acquisition Corp       | Jupiter Acquisition Corp                           | CUSIP: 482082104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7400 | NS      | $73519.00     | 0.89%             |  |  |  | No            |                  2 | On Loan: No      |
| Khosla Ventures Acquisition Co | Khosla Ventures Acquisition Co                     | CUSIP: 482504107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7297 | NS      | $72824.06     | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Khosla Ventures Acquisition Co | Khosla Ventures Acquisition Co III                 | CUSIP: 482506102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12589 | NS      | $125323.50    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Legato Merger Corp II          | Legato Merger Corp II                              | CUSIP: 52473Y104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46286 | NS      | $468414.32    | 5.68%             |  |  |  | No            |                  1 | On Loan: No      |
| LEGATO MERGER CORP II          | Legato Merger Corp II                              | CUSIP: 52473Y112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     13100 | NS      | $5750.90      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Crestview Climate Acq | Live Oak Crestview Climate Acquisition Corp        | CUSIP: 538086109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9665 | NS      | $96166.75     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Oak Mobility Acquisition  | Live Oak Mobility Acquisition Corp                 | CUSIP: 538126103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5370 | NS      | $53995.35     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE OAK MOBILITY ACQUISIT-A   | Live Oak Mobility Acquisition Corp                 | CUSIP: 538126111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3908 | NS      | $547.12       | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition II Corp | M3-Brigade Acquisition II Corp                     | CUSIP: 553800103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48007 | NS      | $481030.14    | 5.83%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition III Cor | M3-Brigade Acquisition III Corp                    | CUSIP: 55407R103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2984 | NS      | $30257.76     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercato Partners Acquisition C | Mercato Partners Acquisition Corp                  | CUSIP: 58759A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1043 | NS      | $10690.75     | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| Mountain Crest Acquisition Cor | Mountain Crest Acquisition Corp IV                 | CUSIP: 62403K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5000 | NS      | $50525.00     | 0.61%             |  |  |  | No            |                  2 | On Loan: No      |
| Northern Star Investment Corp  | Northern Star Investment Corp III                  | CUSIP: 66574L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4290 | NS      | $43114.50     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Pine Technology Acquisition Co | Pine Technology Acquisition Corp                   | CUSIP: 722850104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2985 | NS      | $30148.50     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Post Holdings Partnering Corp  | Post Holdings Partnering Corp                      | CUSIP: 737465104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5000 | NS      | $49650.00     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Power & Digital Infrastructure | Power & Digital Infrastructure Acquisition II Corp | CUSIP: 73919C100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1730 | NS      | $17455.70     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| POWER & DIGITAL ACQUISITIO-A   | Power & Digital Infrastructure Acquisition II Corp | CUSIP: 73919C118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1394 | NS      | $97.86        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer