# EDGAR Filing Document

**Accession Number:** 0001469010
**File Stem:** 0001469010-26-000005
**Filing Date:** 2026-4
**Character Count:** 2769
**Document Hash:** 05f0d986a66da45ae1ec735c1847645f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001469010-26-000005.hdr.sgml**: 20260416

**ACCESSION NUMBER**: 0001469010-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260416

**DATE AS OF CHANGE**: 20260416

**EFFECTIVENESS DATE**: 20260416

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RISEVEST FINANCIAL SECURITIES LIMITED
- **CENTRAL INDEX KEY:** 0001469010

**ORGANIZATION NAME:**
- **EIN:** 460789056
- **STATE OF INCORPORATION:** VA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68336
- **FILM NUMBER:** 26867331

**BUSINESS ADDRESS:**
- **STREET 1:** 100 CHURCH STREET, 8TH FLOOR
- **STREET 2:** SUITE 804
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10007
- **BUSINESS PHONE:** 202-413-1308

**MAIL ADDRESS:**
- **STREET 1:** 100 CHURCH STREET, 8TH FLOOR
- **STREET 2:** SUITE 804
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10007

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HI2 SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20231129

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HAITOU SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20220606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HI2 SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20220606

### Attached PDF Documents

**Attachment 1:** `risevestfinancialpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001469010

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RISEVEST FINANCIAL SECURITIES LIMITED

**Business Address:** 100 CHURCH STREET, 8TH FLOOR, SUITE 804, NEW YORK, NY, 10007

**Contact Person:** John Creighton

**Contact Phone:** 6175495873

### Independent Public Accountant Identification

**Accountant Name:** Sanville & Company

**Accountant Address:** 2617 Huntingdon Pike, Huntingdon Valley, PA, 19006

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **John Creighton**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RISEVEST FINANCIAL SECURITIES LIMITED**, as of **12-31-2025**, are true and correct.

**Signature:** John Creighton

**Title:** CFO/FINOP