# EDGAR Filing Document

**Accession Number:** 0002084069
**File Stem:** 0001213900-25-084513
**Filing Date:** 2025-9
**Character Count:** 11285
**Document Hash:** 5e12824a3cc774125314a573a411faa1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-084513.hdr.sgml**: 20250904

**ACCESSION NUMBER**: 0001213900-25-084513

**CONFORMED SUBMISSION TYPE**: SCHEDULE 13G

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250904

**DATE AS OF CHANGE**: 20250904

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Great Elm Capital Corp.
- **CENTRAL INDEX KEY:** 0001675033

**ORGANIZATION NAME:**
- **EIN:** 812621577
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-89698
- **FILM NUMBER:** 251293569

**BUSINESS ADDRESS:**
- **STREET 1:** 3801 PGA BOULEVARD
- **STREET 2:** SUITE 603
- **CITY:** PALM BEACH GARDENS
- **STATE:** FL
- **ZIP:** 33410
- **BUSINESS PHONE:** 617-375-3006

**MAIL ADDRESS:**
- **STREET 1:** 3801 PGA BOULEVARD
- **STREET 2:** SUITE 603
- **CITY:** PALM BEACH GARDENS
- **STATE:** FL
- **ZIP:** 33410
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Smith Booker
- **CENTRAL INDEX KEY:** 0002084069

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** SCHEDULE 13G

**MAIL ADDRESS:**
- **STREET 1:** C/O SMITH MANAGEMENT LLC
- **STREET 2:** 500 FRANK W BURR BOULEVARD, FLOOR 7
- **CITY:** TEANECK
- **STATE:** NJ
- **ZIP:** 07666

## Exhibit 99.1

**Exhibit 99.1**

**JOINT FILING AGREEMENT**

AGREEMENT dated as of September 4, 2025, by and between Poor Richard LLC and Booker Smith (together, the "<u>Parties</u>").

Each Party hereto represents to the other Party that it is eligible to use Schedule 13G to report its beneficial ownership of shares of common stock, $0.01 par value, of Great Elm Capital Corp., as of August 27, 2025, relating to such beneficial ownership, being filed on behalf of each of them.

Each of the Parties agrees to be responsible for the timely filing of the Schedule 13G and any and all amendments thereto and for the completeness and accuracy of the information concerning itself contained in the Schedule 13G, and the other Parties to the extent it knows or has reason to believe that any information about the other Parties is inaccurate.

---

| | |
|:---|:---|
| Date: September 4, 2025 | **Poor Richard LLC** |
|  | /s/ Booker Smith |
|  | by Booker Smith, as Managing Member |
| Date: September 4, 2025 | **Booker Smith** |
|  | /s/ Booker Smith |
|  | Booker Smith |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## SCHEDULE 13G

### Under the Securities Exchange Act of 1934

**Issuer:** Great Elm Capital Corp.

**Title of Class of Securities:** Common Stock, $0.01 par value

**CUSIP Number:** 390320703

**Date of Event Which Requires Filing of this Statement:** 08/27/2025

**Check the appropriate box to designate the rule pursuant to which this Schedule is filed:**

- [ ] Rule 13d-1(b)

- [x] Rule 13d-1(c)

- [ ] Rule 13d-1(d)

---

| 1. | Names of Reporting Persons<br>Poor Richard LLC | Names of Reporting Persons<br>Poor Richard LLC |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [x] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [x] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>DE | Citizenship or Place of Organization<br>DE |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>1290000.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>1290000.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1290000.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1290000.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>9.9% | Percent of Class Represented by Amount in Row (9)<br>9.9% |
| 12. | Type of Reporting Person (See Instructions)<br>OO | Type of Reporting Person (See Instructions)<br>OO |

**Comment for Type of Reporting Person:** Percentage calculated based on 12,977,834 shares of Common Stock outstanding as of August 27, 2025, as provided by the Issuer.

---

| 1. | Names of Reporting Persons<br>Booker Smith | Names of Reporting Persons<br>Booker Smith |
|:---|:---|:---|:---|
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [x] | Check the Appropriate Box if a Member of a Group (See Instructions)<br>(a) [ ] (b) [x] |
| 3. | SEC Use Only | SEC Use Only |
| 4. | Citizenship or Place of Organization<br>X1 | Citizenship or Place of Organization<br>X1 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 5. | Sole Voting Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 6. | Shared Voting Power<br>1290000.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 7. | Sole Dispositive Power<br>0.00 |
| Number of<br>Shares<br>Beneficially<br>Owned by<br>Each<br>Reporting<br>Person<br>With | 8. | Shared Dispositive Power<br>1290000.00 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1290000.00 | Aggregate Amount Beneficially Owned by Each Reporting Person<br>1290000.00 |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| 11. | Percent of Class Represented by Amount in Row (9)<br>9.9% | Percent of Class Represented by Amount in Row (9)<br>9.9% |
| 12. | Type of Reporting Person (See Instructions)<br>IN | Type of Reporting Person (See Instructions)<br>IN |

**Comment for Type of Reporting Person:** Percentage calculated based on 12,977,834 shares of Common Stock outstanding as of August 27, 2025, as provided by the Issuer.

---

**Item 1(a). Name of Issuer:**
Great Elm Capital Corp.

**Item 1(b). Address of Issuer's Principal Executive Offices:**
3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FLORIDA, 33410.

**Item 2(a). Name of Person Filing:**
This statement is filed by: (i) Poor Richard LLC, a Delaware limited liability company ("Poor Richard"), which is the holder of record of approximately 9.9% of the issued and outstanding shares of Common Stock (12,977,834) and (ii) Booker Smith, the Managing Member of Poor Richard (Poor Richard and Mr. Smith are collectively referred to as the "Reporting Persons"). Each of Poor Richard and Booker Smith disclaim any beneficial ownership of the securities other than to the extent of any pecuniary interest each of them may have therein, directly or indirectly.

**Item 2(b). Address of Principal Business Office:**
500 Frank W Burr Boulevard, Suite 720, Teaneck, NJ 07666

**Item 2(c). Citizenship:**
See Item 4 of the cover sheet for each reporting person.

**Item 2(d). Title of Class of Securities:**
Common Stock, $0.01 par value

**Item 2(e). CUSIP Number:**
390320703

**Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:**

(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e) [ ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) [ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g) [ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j) [ ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), if filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

(k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).

**Item 4. Ownership:**

**(a) Amount beneficially owned:**

The aggregate number of shares of Common Stock beneficially owned by the Reporting Persons is as follows:
Poor Richard - 1,290,000 shares; and
Booker Smith - 1,290,000 shares.

**(b) Percent of class:**

The percentage of shares of Common Stock beneficially owned by the Reporting Persons (on the basis of a total of 12,977,834 shares of Common Stock outstanding as of August 27, 2025, as provided by the Issuer) is as follows:
Poor Richard - 9.9%; and
Booker Smith - 9.9%.

**(c) Number of shares as to which the person has:**

**(i) Sole power to vote or to direct the vote:**

Poor Richard - 0
Booker Smith - 0

**(ii) Shared power to vote or to direct the vote:**

Poor Richard - 1,290,000.00
Booker Smith - 1,290,000.00

**(iii) Sole power to dispose or to direct the disposition of:**

Poor Richard - 0
Booker Smith - 0

**(iv) Shared power to dispose or to direct the disposition of:**

Poor Richard - 1,290,000.00
Booker Smith - 1,290,000.00

**Item 5. Ownership of Five Percent or Less of a Class.**

[x] If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.

**Item 6. Ownership of More than 5 Percent on Behalf of Another Person.**

Not Applicable

**Item 7. Identification and Classification of the Subsidiary**

Not Applicable

**Item 8. Identification and Classification of Members of the Group**

Not Applicable

**Item 9. Notice of Dissolution of Group**

Not Applicable

**Item 10. Certification:**

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

### SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

**Poor Richard LLC**

**Date:** 09/04/2025

**By:** /s/ Booker Smith

**Name & Title:** Managing Member

**Booker Smith**

**Date:** 09/04/2025

**By:** /s/ Booker Smith

**Name & Title:** Reporting Person