# EDGAR Filing Document

**Accession Number:** 0001764970
**File Stem:** 0001764970-23-000001
**Filing Date:** 2023-1
**Character Count:** 36926
**Document Hash:** 630553b7a75081479b8811fa26c964f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001764970-23-000001.hdr.sgml**: 20230103

**ACCESSION NUMBER**: 0001764970-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230103

**DATE AS OF CHANGE**: 20230103

**EFFECTIVENESS DATE**: 20230103

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Kozak & Associates, Inc.
- **CENTRAL INDEX KEY:** 0001764970
- **IRS NUMBER:** 260391174
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21058
- **FILM NUMBER:** 23500860

**BUSINESS ADDRESS:**
- **STREET 1:** 1745 SHEA CENTER DRIVE, SUITE 345
- **CITY:** HIGHLANDS RANCH
- **STATE:** CO
- **ZIP:** 80129
- **BUSINESS PHONE:** 3038474045

**MAIL ADDRESS:**
- **STREET 1:** 1745 SHEA CENTER DRIVE, SUITE 345
- **CITY:** HIGHLANDS RANCH
- **STATE:** CO
- **ZIP:** 80129

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Kozak  Associates Inc.<br>**Address:** 1745 SHEA CENTER DRIVE SUITE 345<br>HIGHLANDS RANCH, CO 80129

**Form 13F File Number:** 028-21058

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Breann Mataia<br>**Title:** Back Office Operations<br>**Phone:** 3038474045

**Signature, Place, and Date of Signing:**

Breann Mataia  Hyrum, UT  01-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 347

**Form 13F Information Table Value Total:** $200948

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC COM | Stock | 023135106 |  | 2149 | 25589 | SH |  | SOLE | 0 | 25589 | 0 | 0 |
| ISHARES MORNINGSTAR GROWTH ETF | ETF | 464287119 |  | 94 | 1926 | SH |  | SOLE | 0 | 1926 | 0 | 0 |
| PRUDENTIAL FINL INC COM | Stock | 744320102 |  | 19 | 190 | SH |  | SOLE | 0 | 189 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE CO COM | Stock | 42824C109 |  | 5 | 343 | SH |  | SOLE | 0 | 343 | 0 | 0 |
| ULTA BEAUTY INC COM | Stock | 90384S303 |  | 407 | 868 | SH |  | SOLE | 0 | 868 | 0 | 0 |
| SIRIUS XM HOLDINGS INC COM | Stock | 82968B103 |  | 24 | 4179 | SH |  | SOLE | 0 | 4178 | 0 | 0 |
| INVESCO QQQ TRUST | ETF | 46090E103 |  | 23778 | 89297 | SH |  | SOLE | 0 | 89297 | 0 | 0 |
| STARBUCKS CORP COM | Stock | 855244109 |  | 102 | 1029 | SH |  | SOLE | 0 | 1029 | 0 | 0 |
| DCP MIDSTREAM LP COM UT LTD PTN | Stock | 23311P100 |  | 1 | 25 | SH |  | SOLE | 0 | 25 | 0 | 0 |
| FOUR CORNERS PPTY TR INC COM | REIT | 35086T109 |  | 2 | 79 | SH |  | SOLE | 0 | 79 | 0 | 0 |
| BLOCK INC CL A | Stock | 852234103 |  | 141 | 2245 | SH |  | SOLE | 0 | 2245 | 0 | 0 |
| ELEVANCE HEALTH INC COM | Stock | 036752103 |  | 258 | 504 | SH |  | SOLE | 0 | 503 | 0 | 0 |
| TEMPLETON EMERGING MKTS FD COM | CEF | 880191101 |  | 1 | 110 | SH |  | SOLE | 0 | 110 | 0 | 0 |
| JOHNSON  JOHNSON COM | Stock | 478160104 |  | 1163 | 6584 | SH |  | SOLE | 0 | 6583 | 0 | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 18 | 96 | SH |  | SOLE | 0 | 96 | 0 | 0 |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | ETF | 46137V563 |  | 264 | 12765 | SH |  | SOLE | 0 | 12764 | 0 | 0 |
| ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN | Stock | 01881G106 |  | 9 | 267 | SH |  | SOLE | 0 | 267 | 0 | 0 |
| COSTCO WHSL CORP NEW COM | Stock | 22160K105 |  | 1180 | 2586 | SH |  | SOLE | 0 | 2585 | 0 | 0 |
| HCA HEALTHCARE INC COM | Stock | 40412C101 |  | 19 | 78 | SH |  | SOLE | 0 | 78 | 0 | 0 |
| GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 |  | 435 | 1266 | SH |  | SOLE | 0 | 1265 | 0 | 0 |
| CHINA GREEN AGRICULTURE INC COM NEW | Stock | 16943W204 |  | 0 | 121 | SH |  | SOLE | 0 | 121 | 0 | 0 |
| SHELL PLC SPON ADS | ADR | 780259305 |  | 627 | 11001 | SH |  | SOLE | 0 | 11001 | 0 | 0 |
| YUM BRANDS INC COM | Stock | 988498101 |  | 332 | 2596 | SH |  | SOLE | 0 | 2596 | 0 | 0 |
| OLD DOMINION FREIGHT LINE INC COM | Stock | 679580100 |  | 8 | 28 | SH |  | SOLE | 0 | 28 | 0 | 0 |
| BOSTON SCIENTIFIC CORP COM | Stock | 101137107 |  | 148 | 3204 | SH |  | SOLE | 0 | 3204 | 0 | 0 |
| ISHARES LATIN AMERICA 40 ETF | ETF | 464287390 |  | 10 | 426 | SH |  | SOLE | 0 | 425 | 0 | 0 |
| PROCTER AND GAMBLE CO COM | Stock | 742718109 |  | 790 | 5211 | SH |  | SOLE | 0 | 5210 | 0 | 0 |
| COCA COLA CO COM | Stock | 191216100 |  | 748 | 11751 | SH |  | SOLE | 0 | 11751 | 0 | 0 |
| GENERAL MLS INC COM | Stock | 370334104 |  | 7 | 84 | SH |  | SOLE | 0 | 83 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P COM | Stock | 293792107 |  | 97 | 4041 | SH |  | SOLE | 0 | 4041 | 0 | 0 |
| OCCIDENTAL PETE CORP COM | Stock | 674599105 |  | 3 | 54 | SH |  | SOLE | 0 | 53 | 0 | 0 |
| UNITED PARCEL SERVICE INC CL B | Stock | 911312106 |  | 2 | 11 | SH |  | SOLE | 0 | 10 | 0 | 0 |
| ADVANCED EMISSIONS SOLUTIONS I COM | Stock | 00770C101 |  | 6 | 2423 | SH |  | SOLE | 0 | 2423 | 0 | 0 |
| MARRIOTT INTL INC NEW CL A | Stock | 571903202 |  | 386 | 2594 | SH |  | SOLE | 0 | 2593 | 0 | 0 |
| BIOGEN INC COM | Stock | 09062X103 |  | 12 | 44 | SH |  | SOLE | 0 | 44 | 0 | 0 |
| INTEL CORP COM | Stock | 458140100 |  | 26 | 985 | SH |  | SOLE | 0 | 984 | 0 | 0 |
| VAIL RESORTS INC COM | Stock | 91879Q109 |  | 24 | 99 | SH |  | SOLE | 0 | 99 | 0 | 0 |
| MEDTRONIC PLC SHS | Stock | G5960L103 |  | 62 | 793 | SH |  | SOLE | 0 | 793 | 0 | 0 |
| CLOROX CO DEL COM | Stock | 189054109 |  | 170 | 1212 | SH |  | SOLE | 0 | 1211 | 0 | 0 |
| NETFLIX INC COM | Stock | 64110L106 |  | 711 | 2410 | SH |  | SOLE | 0 | 2410 | 0 | 0 |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 78467X109 |  | 300 | 904 | SH |  | SOLE | 0 | 904 | 0 | 0 |
| PAYCHEX INC COM | Stock | 704326107 |  | 12 | 103 | SH |  | SOLE | 0 | 102 | 0 | 0 |
| PACCAR INC COM | Stock | 693718108 |  | 26 | 266 | SH |  | SOLE | 0 | 266 | 0 | 0 |
| AGNC INVT CORP COM | REIT | 00123Q104 |  | 22 | 2144 | SH |  | SOLE | 0 | 2144 | 0 | 0 |
| PROLOGIS INC. COM | REIT | 74340W103 |  | 8 | 74 | SH |  | SOLE | 0 | 74 | 0 | 0 |
| MERCK  CO INC COM | Stock | 58933Y105 |  | 411 | 3706 | SH |  | SOLE | 0 | 3705 | 0 | 0 |
| SPDR S 500 ETF TRUST | ETF | 78462F103 |  | 43417 | 113528 | SH |  | SOLE | 0 | 113528 | 0 | 0 |
| FULGENT GENETICS INC COM | Stock | 359664109 |  | 2 | 65 | SH |  | SOLE | 0 | 65 | 0 | 0 |
| MASTERCARD INCORPORATED CL A | Stock | 57636Q104 |  | 18 | 52 | SH |  | SOLE | 0 | 51 | 0 | 0 |
| CRISPR THERAPEUTICS AG NAMEN AKT | Stock | H17182108 |  | 1 | 26 | SH |  | SOLE | 0 | 26 | 0 | 0 |
| EMERSON ELEC CO COM | Stock | 291011104 |  | 21 | 222 | SH |  | SOLE | 0 | 222 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC COM | Stock | 92532F100 |  | 4 | 13 | SH |  | SOLE | 0 | 13 | 0 | 0 |
| INNOVATIVE INDL PPTYS INC COM | REIT | 45781V101 |  | 3 | 28 | SH |  | SOLE | 0 | 28 | 0 | 0 |
| CORNING INC COM | Stock | 219350105 |  | 21 | 655 | SH |  | SOLE | 0 | 654 | 0 | 0 |
| VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 |  | 36 | 901 | SH |  | SOLE | 0 | 901 | 0 | 0 |
| FEDEX CORP COM | Stock | 31428X106 |  | 405 | 2337 | SH |  | SOLE | 0 | 2337 | 0 | 0 |
| PEPSICO INC COM | Stock | 713448108 |  | 111 | 617 | SH |  | SOLE | 0 | 616 | 0 | 0 |
| MARATHON OIL CORP COM | Stock | 565849106 |  | 5 | 200 | SH |  | SOLE | 0 | 200 | 0 | 0 |
| SNAP INC CL A | Stock | 83304A106 |  | 0 | 50 | SH |  | SOLE | 0 | 50 | 0 | 0 |
| ALTERYX INC COM CL A | Stock | 02156B103 |  | 7 | 147 | SH |  | SOLE | 0 | 147 | 0 | 0 |
| INTERPUBLIC GROUP COS INC COM | Stock | 460690100 |  | 96 | 2882 | SH |  | SOLE | 0 | 2882 | 0 | 0 |
| HONEYWELL INTL INC COM | Stock | 438516106 |  | 363 | 1693 | SH |  | SOLE | 0 | 1693 | 0 | 0 |
| TRANE TECHNOLOGIES PLC SHS | Stock | G8994E103 |  | 27 | 162 | SH |  | SOLE | 0 | 162 | 0 | 0 |
| FORD MTR CO DEL COM | Stock | 345370860 |  | 263 | 22642 | SH |  | SOLE | 0 | 22641 | 0 | 0 |
| OMEGA HEALTHCARE INVS INC COM | REIT | 681936100 |  | 7 | 265 | SH |  | SOLE | 0 | 265 | 0 | 0 |
| INGERSOLL RAND INC COM | Stock | 45687V106 |  | 11 | 202 | SH |  | SOLE | 0 | 202 | 0 | 0 |
| XCEL ENERGY INC COM | Stock | 98389B100 |  | 419 | 5969 | SH |  | SOLE | 0 | 5969 | 0 | 0 |
| BP PLC SPONSORED ADR | ADR | 055622104 |  | 9 | 251 | SH |  | SOLE | 0 | 251 | 0 | 0 |
| HOME DEPOT INC COM | Stock | 437076102 |  | 1452 | 4597 | SH |  | SOLE | 0 | 4596 | 0 | 0 |
| FIRST TRUST SMALL CAP CORE ALPHADEX FUND | ETF | 33734Y109 |  | 8 | 107 | SH |  | SOLE | 0 | 106 | 0 | 0 |
| FIRST TRUST LARGE CAP CORE ALPHADEX FUND | ETF | 33734K109 |  | 9 | 108 | SH |  | SOLE | 0 | 108 | 0 | 0 |
| DUPONT DE NEMOURS INC COM | Stock | 26614N102 |  | 1 | 16 | SH |  | SOLE | 0 | 16 | 0 | 0 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 |  | 1294 | 9528 | SH |  | SOLE | 0 | 9528 | 0 | 0 |
| INFOSYS LTD SPONSORED ADR | ADR | 456788108 |  | 115 | 6400 | SH |  | SOLE | 0 | 6400 | 0 | 0 |
| SPDR GOLD SHARES | ETF | 78463V107 |  | 54 | 317 | SH |  | SOLE | 0 | 317 | 0 | 0 |
| BECTON DICKINSON  CO COM | Stock | 075887109 |  | 24 | 94 | SH |  | SOLE | 0 | 93 | 0 | 0 |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 808524607 |  | 171 | 4222 | SH |  | SOLE | 0 | 4222 | 0 | 0 |
| KEYCORP COM | Stock | 493267108 |  | 69 | 3946 | SH |  | SOLE | 0 | 3946 | 0 | 0 |
| LABORATORY CORP AMER HLDGS COM NEW | Stock | 50540R409 |  | 4 | 15 | SH |  | SOLE | 0 | 15 | 0 | 0 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 |  | 20 | 615 | SH |  | SOLE | 0 | 615 | 0 | 0 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 808524201 |  | 5 | 102 | SH |  | SOLE | 0 | 102 | 0 | 0 |
| WHIRLPOOL CORP COM | Stock | 963320106 |  | 29 | 207 | SH |  | SOLE | 0 | 207 | 0 | 0 |
| LUMEN TECHNOLOGIES INC COM | Stock | 550241103 |  | 3 | 499 | SH |  | SOLE | 0 | 499 | 0 | 0 |
| GALLAGHER ARTHUR J  CO COM | Stock | 363576109 |  | 528 | 2799 | SH |  | SOLE | 0 | 2798 | 0 | 0 |
| TELEFLEX INCORPORATED COM | Stock | 879369106 |  | 15 | 60 | SH |  | SOLE | 0 | 60 | 0 | 0 |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 808524300 |  | 31 | 565 | SH |  | SOLE | 0 | 565 | 0 | 0 |
| FS KKR CAP CORP COM | CEF | 302635206 |  | 23 | 1287 | SH |  | SOLE | 0 | 1286 | 0 | 0 |
| FIRST TRUST MID CAP CORE ALPHADEX FUND | ETF | 33735B108 |  | 8 | 91 | SH |  | SOLE | 0 | 90 | 0 | 0 |
| INVESCO S 500 REVENUE ETF | ETF | 46138G698 |  | 13162 | 178003 | SH |  | SOLE | 0 | 178002 | 0 | 0 |
| ISHARES CORE S SMALL CAP ETF | ETF | 464287804 |  | 1 | 10 | SH |  | SOLE | 0 | 10 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 |  | 253 | 819 | SH |  | SOLE | 0 | 819 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED COM | Stock | 00724F101 |  | 366 | 1088 | SH |  | SOLE | 0 | 1088 | 0 | 0 |
| BRIGHTSPIRE CAPITAL INC COM CL A | REIT | 10949T109 |  | 14 | 2326 | SH |  | SOLE | 0 | 2326 | 0 | 0 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 |  | 418 | 4739 | SH |  | SOLE | 0 | 4739 | 0 | 0 |
| CONSTELLATION BRANDS INC CL A | Stock | 21036P108 |  | 30 | 131 | SH |  | SOLE | 0 | 131 | 0 | 0 |
| UNILEVER PLC SPON ADR NEW | ADR | 904767704 |  | 13 | 261 | SH |  | SOLE | 0 | 260 | 0 | 0 |
| NEWMONT CORP COM | Stock | 651639106 |  | 28 | 598 | SH |  | SOLE | 0 | 598 | 0 | 0 |
| CSX CORP COM | Stock | 126408103 |  | 320 | 10314 | SH |  | SOLE | 0 | 10313 | 0 | 0 |
| COMCAST CORP NEW CL A | Stock | 20030N101 |  | 200 | 5711 | SH |  | SOLE | 0 | 5710 | 0 | 0 |
| ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | ETF | 46431W648 |  | 21863 | 536056 | SH |  | SOLE | 0 | 536056 | 0 | 0 |
| GENERAC HLDGS INC COM | Stock | 368736104 |  | 6 | 58 | SH |  | SOLE | 0 | 58 | 0 | 0 |
| MICROSOFT CORP COM | Stock | 594918104 |  | 10364 | 43215 | SH |  | SOLE | 0 | 43215 | 0 | 0 |
| FIRST HORIZON CORPORATION COM | Stock | 320517105 |  | 4 | 178 | SH |  | SOLE | 0 | 178 | 0 | 0 |
| VALERO ENERGY CORP COM | Stock | 91913Y100 |  | 198 | 1557 | SH |  | SOLE | 0 | 1557 | 0 | 0 |
| SCHLUMBERGER LTD COM STK | Stock | 806857108 |  | 50 | 927 | SH |  | SOLE | 0 | 927 | 0 | 0 |
| CVS HEALTH CORP COM | Stock | 126650100 |  | 448 | 4810 | SH |  | SOLE | 0 | 4810 | 0 | 0 |
| ELECTROCORE INC COM | Stock | 28531P103 |  | 3 | 10000 | SH |  | SOLE | 0 | 10000 | 0 | 0 |
| SIMON PPTY GROUP INC NEW COM | REIT | 828806109 |  | 42 | 358 | SH |  | SOLE | 0 | 357 | 0 | 0 |
| RPM INTL INC COM | Stock | 749685103 |  | 40 | 408 | SH |  | SOLE | 0 | 408 | 0 | 0 |
| V F CORP COM | Stock | 918204108 |  | 3 | 105 | SH |  | SOLE | 0 | 105 | 0 | 0 |
| AMERIPRISE FINL INC COM | Stock | 03076C106 |  | 102 | 327 | SH |  | SOLE | 0 | 327 | 0 | 0 |
| GARMIN LTD SHS | Stock | H2906T109 |  | 105 | 1140 | SH |  | SOLE | 0 | 1139 | 0 | 0 |
| MFA FINL INC COM | REIT | 55272X607 |  | 8 | 832 | SH |  | SOLE | 0 | 831 | 0 | 0 |
| WRAP TECHNOLOGIES INC COM | Stock | 98212N107 |  | 1 | 399 | SH |  | SOLE | 0 | 399 | 0 | 0 |
| INVESCO VALUE MUN INCOME TR COM | CEF | 46132P108 |  | 2 | 183 | SH |  | SOLE | 0 | 183 | 0 | 0 |
| BOEING CO COM | Stock | 097023105 |  | 266 | 1399 | SH |  | SOLE | 0 | 1398 | 0 | 0 |
| NEXTERA ENERGY INC COM | Stock | 65339F101 |  | 556 | 6646 | SH |  | SOLE | 0 | 6646 | 0 | 0 |
| LIVENT CORP COM | Stock | 53814L108 |  | 5 | 230 | SH |  | SOLE | 0 | 230 | 0 | 0 |
| NIKE INC CL B | Stock | 654106103 |  | 760 | 6495 | SH |  | SOLE | 0 | 6495 | 0 | 0 |
| HYATT HOTELS CORP COM CL A | Stock | 448579102 |  | 9 | 97 | SH |  | SOLE | 0 | 97 | 0 | 0 |
| TESLA INC COM | Stock | 88160R101 |  | 354 | 2870 | SH |  | SOLE | 0 | 2870 | 0 | 0 |
| NXP SEMICONDUCTORS N V COM | Stock | N6596X109 |  | 8 | 50 | SH |  | SOLE | 0 | 50 | 0 | 0 |
| FEDERAL RLTY INVT TR NEW SH BEN INT NEW | REIT | 313745101 |  | 2 | 15 | SH |  | SOLE | 0 | 15 | 0 | 0 |
| BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT | Stock | G16258108 |  | 33 | 1300 | SH |  | SOLE | 0 | 1300 | 0 | 0 |
| UDR INC COM | REIT | 902653104 |  | 2 | 53 | SH |  | SOLE | 0 | 53 | 0 | 0 |
| SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B | ADR | 833635105 |  | 7 | 90 | SH |  | SOLE | 0 | 90 | 0 | 0 |
| SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 808524409 |  | 61 | 921 | SH |  | SOLE | 0 | 921 | 0 | 0 |
| WALGREENS BOOTS ALLIANCE INC COM | Stock | 931427108 |  | 4 | 100 | SH |  | SOLE | 0 | 100 | 0 | 0 |
| ROYAL CARIBBEAN GROUP COM | Stock | V7780T103 |  | 5 | 103 | SH |  | SOLE | 0 | 103 | 0 | 0 |
| STANLEY BLACK  DECKER INC COM | Stock | 854502101 |  | 2 | 33 | SH |  | SOLE | 0 | 33 | 0 | 0 |
| DOW INC COM | Stock | 260557103 |  | 4 | 77 | SH |  | SOLE | 0 | 76 | 0 | 0 |
| UNITED AIRLS HLDGS INC COM | Stock | 910047109 |  | 20 | 534 | SH |  | SOLE | 0 | 534 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONS INC CL A | Stock | 98980L101 |  | 2 | 26 | SH |  | SOLE | 0 | 26 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N V SHS - A - | Stock | N53745100 |  | 33 | 393 | SH |  | SOLE | 0 | 393 | 0 | 0 |
| VANGUARD S 500 ETF | ETF | 922908363 |  | 6 | 18 | SH |  | SOLE | 0 | 18 | 0 | 0 |
| ISHARES U.S. HEALTHCARE PROVIDERS ETF | ETF | 464288828 |  | 36 | 133 | SH |  | SOLE | 0 | 133 | 0 | 0 |
| BEYOND MEAT INC COM | Stock | 08862E109 |  | 0 | 1 | SH |  | SOLE | 0 | 1 | 0 | 0 |
| ASTRAZENECA PLC SPONSORED ADR | ADR | 046353108 |  | 99 | 1460 | SH |  | SOLE | 0 | 1460 | 0 | 0 |
| ARROW ELECTRS INC COM | Stock | 042735100 |  | 151 | 1441 | SH |  | SOLE | 0 | 1441 | 0 | 0 |
| FIFTH THIRD BANCORP COM | Stock | 316773100 |  | 8 | 233 | SH |  | SOLE | 0 | 233 | 0 | 0 |
| CORTEVA INC COM | Stock | 22052L104 |  | 1 | 16 | SH |  | SOLE | 0 | 15 | 0 | 0 |
| GENERAL MTRS CO COM | Stock | 37045V100 |  | 13 | 377 | SH |  | SOLE | 0 | 377 | 0 | 0 |
| CHEWY INC CL A | Stock | 16679L109 |  | 0 | 1 | SH |  | SOLE | 0 | 1 | 0 | 0 |
| SPDR S 600 SMALL CAP VALUE ETF | ETF | 78464A300 |  | 8 | 110 | SH |  | SOLE | 0 | 110 | 0 | 0 |
| SPDR S 400 MID CAP GROWTH ETF | ETF | 78464A821 |  | 9 | 143 | SH |  | SOLE | 0 | 143 | 0 | 0 |
| SPDR S 600 SMALL CAP GROWTH ETF | ETF | 78464A201 |  | 5 | 64 | SH |  | SOLE | 0 | 63 | 0 | 0 |
| SPDR S 400 MID CAP VALUE ETF | ETF | 78464A839 |  | 6 | 91 | SH |  | SOLE | 0 | 90 | 0 | 0 |
| WABTEC COM | Stock | 929740108 |  | 2 | 15 | SH |  | SOLE | 0 | 15 | 0 | 0 |
| LILLY ELI  CO COM | Stock | 532457108 |  | 3 | 7 | SH |  | SOLE | 0 | 7 | 0 | 0 |
| AIR PRODS  CHEMS INC COM | Stock | 009158106 |  | 49 | 159 | SH |  | SOLE | 0 | 159 | 0 | 0 |
| PELOTON INTERACTIVE INC CL A COM | Stock | 70614W100 |  | 2 | 250 | SH |  | SOLE | 0 | 250 | 0 | 0 |
| LEIDOS HOLDINGS INC COM | Stock | 525327102 |  | 10 | 99 | SH |  | SOLE | 0 | 99 | 0 | 0 |
| VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 921909768 |  | 0 | 2 | SH |  | SOLE | 0 | 1 | 0 | 0 |
| ALPINE 4 HOLDINGS INC CL A | Stock | 02083E105 |  | 3 | 5134 | SH |  | SOLE | 0 | 5134 | 0 | 0 |
| CENNTRO ELECTRIC GROUP LIMITED ORD SHS | Stock | Q6519V120 |  | 0 | 33 | SH |  | SOLE | 0 | 33 | 0 | 0 |
| ISHARES RUSSELL 2000 ETF | ETF | 464287655 |  | 51 | 290 | SH |  | SOLE | 0 | 290 | 0 | 0 |
| FIDELITY NATL INFORMATION SVCS COM | Stock | 31620M106 |  | 92 | 1352 | SH |  | SOLE | 0 | 1351 | 0 | 0 |
| DUKE ENERGY CORP NEW COM NEW | Stock | 26441C204 |  | 92 | 898 | SH |  | SOLE | 0 | 897 | 0 | 0 |
| PROSHARES SHORT S | ETF | 74347B425 |  | 7 | 407 | SH |  | SOLE | 0 | 406 | 0 | 0 |
| MICRON TECHNOLOGY INC COM | Stock | 595112103 |  | 5 | 96 | SH |  | SOLE | 0 | 96 | 0 | 0 |
| AFLAC INC COM | Stock | 001055102 |  | 80 | 1112 | SH |  | SOLE | 0 | 1112 | 0 | 0 |
| FREEPORT-MCMORAN INC CL B | Stock | 35671D857 |  | 8 | 200 | SH |  | SOLE | 0 | 200 | 0 | 0 |
| SYSCO CORP COM | Stock | 871829107 |  | 15 | 200 | SH |  | SOLE | 0 | 200 | 0 | 0 |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 169656105 |  | 129 | 93 | SH |  | SOLE | 0 | 93 | 0 | 0 |
| GABELLI DIVID  INCOME TR COM | CEF | 36242H104 |  | 15 | 744 | SH |  | SOLE | 0 | 744 | 0 | 0 |
| OCCIDENTAL PETE CORP WT EXP 080327 | Stock | 674599162 |  | 0 | 6 | SH |  | SOLE | 0 | 6 | 0 | 0 |
| ISHARES SELECT DIVIDEND ETF | ETF | 464287168 |  | 61 | 507 | SH |  | SOLE | 0 | 506 | 0 | 0 |
| MONTROSE ENVIRONMENTAL GROUP I COM | Stock | 615111101 |  | 488 | 11000 | SH |  | SOLE | 0 | 11000 | 0 | 0 |
| NEW YORK CITY REIT INC COM | REIT | 649439205 |  | 2 | 1236 | SH |  | SOLE | 0 | 1236 | 0 | 0 |
| MARATHON PETE CORP COM | Stock | 56585A102 |  | 13 | 110 | SH |  | SOLE | 0 | 110 | 0 | 0 |
| VIATRIS INC COM | Stock | 92556V106 |  | 1 | 46 | SH |  | SOLE | 0 | 46 | 0 | 0 |
| FIRST SOLAR INC COM | Stock | 336433107 |  | 397 | 2650 | SH |  | SOLE | 0 | 2650 | 0 | 0 |
| ERIE INDTY CO CL A | Stock | 29530P102 |  | 2 | 9 | SH |  | SOLE | 0 | 8 | 0 | 0 |
| SKILLZ INC COM | Stock | 83067L109 |  | 0 | 467 | SH |  | SOLE | 0 | 467 | 0 | 0 |
| VIVOS THERAPEUTICS INC COM | Stock | 92859E108 |  | 0 | 1205 | SH |  | SOLE | 0 | 1205 | 0 | 0 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 808524797 |  | 8 | 101 | SH |  | SOLE | 0 | 100 | 0 | 0 |
| INNOVIZ TECHNOLOGIES LTD SHS | Stock | M5R635108 |  | 5 | 1149 | SH |  | SOLE | 0 | 1149 | 0 | 0 |
| TRACTOR SUPPLY CO COM | Stock | 892356106 |  | 71 | 317 | SH |  | SOLE | 0 | 317 | 0 | 0 |
| TUSIMPLE HLDGS INC CL A | Stock | 90089L108 |  | 0 | 181 | SH |  | SOLE | 0 | 181 | 0 | 0 |
| ELECTRONIC ARTS INC COM | Stock | 285512109 |  | 256 | 2096 | SH |  | SOLE | 0 | 2096 | 0 | 0 |
| ORGANON  CO COMMON STOCK | Stock | 68622V106 |  | 2 | 86 | SH |  | SOLE | 0 | 85 | 0 | 0 |
| VISA INC COM CL A | Stock | 92826C839 |  | 1163 | 5600 | SH |  | SOLE | 0 | 5599 | 0 | 0 |
| HERSHEY CO COM | Stock | 427866108 |  | 10 | 43 | SH |  | SOLE | 0 | 43 | 0 | 0 |
| PHILLIPS EDISON  CO INC COMMON STOCK | REIT | 71844V201 |  | 29 | 924 | SH |  | SOLE | 0 | 924 | 0 | 0 |
| VICTORIAS SECRET AND CO COMMON STOCK | Stock | 926400102 |  | 3 | 84 | SH |  | SOLE | 0 | 84 | 0 | 0 |
| BATH  BODY WORKS INC COM | Stock | 070830104 |  | 11 | 259 | SH |  | SOLE | 0 | 259 | 0 | 0 |
| CLOVIS ONCOLOGY INC COM | Stock | 189464100 |  | 0 | 140 | SH |  | SOLE | 0 | 140 | 0 | 0 |
| ON HLDG AG NAMEN AKT A | Stock | H5919C104 |  | 0 | 28 | SH |  | SOLE | 0 | 28 | 0 | 0 |
| CION INVT CORP COM | Stock | 17259U204 |  | 5 | 484 | SH |  | SOLE | 0 | 484 | 0 | 0 |
| KELLOGG CO COM | Stock | 487836108 |  | 6 | 91 | SH |  | SOLE | 0 | 91 | 0 | 0 |
| PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF | ETF | 74347Y839 |  | 3 | 500 | SH |  | SOLE | 0 | 500 | 0 | 0 |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 50155Q100 |  | 2 | 190 | SH |  | SOLE | 0 | 190 | 0 | 0 |
| CIVITAS RESOURCES INC COM NEW | Stock | 17888H103 |  | 0 | 6 | SH |  | SOLE | 0 | 6 | 0 | 0 |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 922908595 |  | 12 | 62 | SH |  | SOLE | 0 | 61 | 0 | 0 |
| VANGUARD VALUE ETF | ETF | 922908744 |  | 26 | 183 | SH |  | SOLE | 0 | 183 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC COM CL A | Stock | 76954A103 |  | 13 | 703 | SH |  | SOLE | 0 | 703 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 502431109 |  | 104 | 499 | SH |  | SOLE | 0 | 498 | 0 | 0 |
| VANECK SEMICONDUCTOR ETF | ETF | 92189F676 |  | 817 | 4028 | SH |  | SOLE | 0 | 4028 | 0 | 0 |
| AMERICAN TOWER CORP NEW COM | REIT | 03027X100 |  | 67 | 317 | SH |  | SOLE | 0 | 317 | 0 | 0 |
| IRON MTN INC DEL COM | REIT | 46284V101 |  | 8 | 154 | SH |  | SOLE | 0 | 154 | 0 | 0 |
| META PLATFORMS INC CL A | Stock | 30303M102 |  | 252 | 2096 | SH |  | SOLE | 0 | 2096 | 0 | 0 |
| EMBECTA CORP COMMON STOCK | Stock | 29082K105 |  | 3 | 112 | SH |  | SOLE | 0 | 112 | 0 | 0 |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 934423104 |  | 4 | 406 | SH |  | SOLE | 0 | 406 | 0 | 0 |
| SERVICENOW INC COM | Stock | 81762P102 |  | 163 | 419 | SH |  | SOLE | 0 | 419 | 0 | 0 |
| TOLL BROTHERS INC COM | Stock | 889478103 |  | 6 | 126 | SH |  | SOLE | 0 | 126 | 0 | 0 |
| MONDELEZ INTL INC CL A | Stock | 609207105 |  | 22 | 334 | SH |  | SOLE | 0 | 333 | 0 | 0 |
| BROADCOM INC COM | Stock | 11135F101 |  | 149 | 267 | SH |  | SOLE | 0 | 266 | 0 | 0 |
| WORKDAY INC CL A | Stock | 98138H101 |  | 520 | 3110 | SH |  | SOLE | 0 | 3110 | 0 | 0 |
| MPLX LP COM UNIT REP LTD | Stock | 55336V100 |  | 2 | 73 | SH |  | SOLE | 0 | 73 | 0 | 0 |
| METLIFE INC COM | Stock | 59156R108 |  | 90 | 1250 | SH |  | SOLE | 0 | 1250 | 0 | 0 |
| RH COM | Stock | 74967X103 |  | 13 | 50 | SH |  | SOLE | 0 | 50 | 0 | 0 |
| MITSUBISHI UFJ FINL GROUP INC SPONSORED ADS | ADR | 606822104 |  | 1 | 130 | SH |  | SOLE | 0 | 130 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL COM | Stock | 780087102 |  | 69 | 737 | SH |  | SOLE | 0 | 737 | 0 | 0 |
| KINDER MORGAN INC DEL COM | Stock | 49456B101 |  | 4 | 237 | SH |  | SOLE | 0 | 237 | 0 | 0 |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | G1151C101 |  | 85 | 317 | SH |  | SOLE | 0 | 317 | 0 | 0 |
| NUVEEN INTER DURATION MUN TERM COM | CEF | 670671106 |  | 101 | 7711 | SH |  | SOLE | 0 | 7711 | 0 | 0 |
| KROGER CO COM | Stock | 501044101 |  | 26 | 591 | SH |  | SOLE | 0 | 590 | 0 | 0 |
| ENBRIDGE INC COM | Stock | 29250N105 |  | 58 | 1475 | SH |  | SOLE | 0 | 1475 | 0 | 0 |
| NVIDIA CORPORATION COM | Stock | 67066G104 |  | 2371 | 16223 | SH |  | SOLE | 0 | 16223 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO COM | Stock | 039483102 |  | 56 | 600 | SH |  | SOLE | 0 | 600 | 0 | 0 |
| BALL CORP COM | Stock | 058498106 |  | 62 | 1218 | SH |  | SOLE | 0 | 1217 | 0 | 0 |
| CUMMINS INC COM | Stock | 231021106 |  | 47 | 194 | SH |  | SOLE | 0 | 194 | 0 | 0 |
| GENUINE PARTS CO COM | Stock | 372460105 |  | 50 | 291 | SH |  | SOLE | 0 | 291 | 0 | 0 |
| ABBVIE INC COM | Stock | 00287Y109 |  | 281 | 1741 | SH |  | SOLE | 0 | 1741 | 0 | 0 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 |  | 0 | 1 | SH |  | SOLE | 0 | 1 | 0 | 0 |
| ZOETIS INC CL A | Stock | 98978V103 |  | 168 | 1149 | SH |  | SOLE | 0 | 1148 | 0 | 0 |
| ISHARES RUSSELL 2000 GROWTH ETF | ETF | 464287648 |  | 72 | 336 | SH |  | SOLE | 0 | 335 | 0 | 0 |
| BLACKSTONE INC COM | Stock | 09260D107 |  | 382 | 5147 | SH |  | SOLE | 0 | 5146 | 0 | 0 |
| JACOBS SOLUTIONS INC COM | Stock | 46982L108 |  | 12 | 98 | SH |  | SOLE | 0 | 98 | 0 | 0 |
| STRYKER CORPORATION COM | Stock | 863667101 |  | 35 | 144 | SH |  | SOLE | 0 | 144 | 0 | 0 |
| QUALCOMM INC COM | Stock | 747525103 |  | 454 | 4128 | SH |  | SOLE | 0 | 4127 | 0 | 0 |
| T-MOBILE US INC COM | Stock | 872590104 |  | 14 | 103 | SH |  | SOLE | 0 | 103 | 0 | 0 |
| DISCOVER FINL SVCS COM | Stock | 254709108 |  | 527 | 5388 | SH |  | SOLE | 0 | 5387 | 0 | 0 |
| MCDONALDS CORP COM | Stock | 580135101 |  | 856 | 3248 | SH |  | SOLE | 0 | 3247 | 0 | 0 |
| NORDSTROM INC COM | Stock | 655664100 |  | 18 | 1115 | SH |  | SOLE | 0 | 1115 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 45866F104 |  | 37 | 361 | SH |  | SOLE | 0 | 361 | 0 | 0 |
| CISCO SYS INC COM | Stock | 17275R102 |  | 555 | 11658 | SH |  | SOLE | 0 | 11658 | 0 | 0 |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | 92203J407 |  | 0 | 1 | SH |  | SOLE | 0 | 1 | 0 | 0 |
| CAPITAL ONE FINL CORP COM | Stock | 14040H105 |  | 3 | 35 | SH |  | SOLE | 0 | 35 | 0 | 0 |
| ADVANCED MICRO DEVICES INC COM | Stock | 007903107 |  | 3 | 52 | SH |  | SOLE | 0 | 52 | 0 | 0 |
| AUTODESK INC COM | Stock | 052769106 |  | 107 | 575 | SH |  | SOLE | 0 | 575 | 0 | 0 |
| GLOBAL NET LEASE INC COM NEW | REIT | 379378201 |  | 29 | 2337 | SH |  | SOLE | 0 | 2337 | 0 | 0 |
| AT INC COM | Stock | 00206R102 |  | 40 | 2152 | SH |  | SOLE | 0 | 2151 | 0 | 0 |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 |  | 11 | 121 | SH |  | SOLE | 0 | 121 | 0 | 0 |
| SCHWAB FUNDAMENTAL US SMALL CO. INDEX ETF | ETF | 808524763 |  | 2 | 48 | SH |  | SOLE | 0 | 48 | 0 | 0 |
| SCHWAB FUNDAMENTAL US LARGE CO. INDEX ETF | ETF | 808524771 |  | 3 | 63 | SH |  | SOLE | 0 | 63 | 0 | 0 |
| GENERAL ELECTRIC CO COM NEW | Stock | 369604301 |  | 303 | 3613 | SH |  | SOLE | 0 | 3612 | 0 | 0 |
| UNIVERSAL DISPLAY CORP COM | Stock | 91347P105 |  | 203 | 1877 | SH |  | SOLE | 0 | 1876 | 0 | 0 |
| SCIENCE APPLICATIONS INTL CORP COM | Stock | 808625107 |  | 2 | 21 | SH |  | SOLE | 0 | 21 | 0 | 0 |
| EXPEDIA GROUP INC COM NEW | Stock | 30212P303 |  | 4 | 46 | SH |  | SOLE | 0 | 46 | 0 | 0 |
| ISHARES US FINANCIAL SERVICES ETF | ETF | 464287770 |  | 14351 | 91107 | SH |  | SOLE | 0 | 91106 | 0 | 0 |
| PROSHARES S 500 DIVIDEND ARISTOCRATS ETF | ETF | 74348A467 |  | 269 | 2986 | SH |  | SOLE | 0 | 2986 | 0 | 0 |
| SKYWORKS SOLUTIONS INC COM | Stock | 83088M102 |  | 39 | 426 | SH |  | SOLE | 0 | 426 | 0 | 0 |
| FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | ETF | 316092808 |  | 8 | 86 | SH |  | SOLE | 0 | 85 | 0 | 0 |
| LULULEMON ATHLETICA INC COM | Stock | 550021109 |  | 290 | 905 | SH |  | SOLE | 0 | 905 | 0 | 0 |
| ISHARES S 500 GROWTH ETF | ETF | 464287309 |  | 27 | 462 | SH |  | SOLE | 0 | 462 | 0 | 0 |
| ISHARES CORE S 500 ETF | ETF | 464287200 |  | 1 | 1 | SH |  | SOLE | 0 | 1 | 0 | 0 |
| CIGNA CORP NEW COM | Stock | 125523100 |  | 1 | 3 | SH |  | SOLE | 0 | 3 | 0 | 0 |
| ROSS STORES INC COM | Stock | 778296103 |  | 46 | 393 | SH |  | SOLE | 0 | 393 | 0 | 0 |
| BUNGE LIMITED COM | Stock | G16962105 |  | 51 | 508 | SH |  | SOLE | 0 | 508 | 0 | 0 |
| WELLS FARGO CO NEW COM | Stock | 949746101 |  | 9 | 221 | SH |  | SOLE | 0 | 220 | 0 | 0 |
| UNION PAC CORP COM | Stock | 907818108 |  | 16 | 75 | SH |  | SOLE | 0 | 75 | 0 | 0 |
| RIO TINTO PLC SPONSORED ADR | ADR | 767204100 |  | 110 | 1543 | SH |  | SOLE | 0 | 1543 | 0 | 0 |
| CINTAS CORP COM | Stock | 172908105 |  | 18 | 39 | SH |  | SOLE | 0 | 39 | 0 | 0 |
| ISHARES PREFERRED  INCOME SECURITIES ETF | ETF | 464288687 |  | 0 | 0 | SH |  | SOLE | 0 | 0 | 0 | 0 |
| SALESFORCE INC COM | Stock | 79466L302 |  | 156 | 1175 | SH |  | SOLE | 0 | 1175 | 0 | 0 |
| PROSHARES ULTRA QQQ | ETF | 74347R206 |  | 112 | 3204 | SH |  | SOLE | 0 | 3204 | 0 | 0 |
| NORTHROP GRUMMAN CORP COM | Stock | 666807102 |  | 122 | 224 | SH |  | SOLE | 0 | 224 | 0 | 0 |
| DARDEN RESTAURANTS INC COM | Stock | 237194105 |  | 323 | 2333 | SH |  | SOLE | 0 | 2333 | 0 | 0 |
| IDEXX LABS INC COM | Stock | 45168D104 |  | 326 | 800 | SH |  | SOLE | 0 | 800 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 883556102 |  | 578 | 1049 | SH |  | SOLE | 0 | 1048 | 0 | 0 |
| VANGUARD MID-CAP VALUE ETF | ETF | 922908512 |  | 18 | 135 | SH |  | SOLE | 0 | 135 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | Stock | 539830109 |  | 568 | 1168 | SH |  | SOLE | 0 | 1168 | 0 | 0 |
| JPMORGAN CHASE  CO COM | Stock | 46625H100 |  | 1297 | 9675 | SH |  | SOLE | 0 | 9675 | 0 | 0 |
| HARTFORD FINL SVCS GROUP INC COM | Stock | 416515104 |  | 10 | 133 | SH |  | SOLE | 0 | 133 | 0 | 0 |
| MONOLITHIC PWR SYS INC COM | Stock | 609839105 |  | 42 | 120 | SH |  | SOLE | 0 | 120 | 0 | 0 |
| CHEVRON CORP NEW COM | Stock | 166764100 |  | 1821 | 10144 | SH |  | SOLE | 0 | 10143 | 0 | 0 |
| ALBEMARLE CORP COM | Stock | 012653101 |  | 22 | 100 | SH |  | SOLE | 0 | 100 | 0 | 0 |
| CONOCOPHILLIPS COM | Stock | 20825C104 |  | 30 | 252 | SH |  | SOLE | 0 | 251 | 0 | 0 |
| DANAHER CORPORATION COM | Stock | 235851102 |  | 48 | 181 | SH |  | SOLE | 0 | 181 | 0 | 0 |
| TJX COS INC NEW COM | Stock | 872540109 |  | 15 | 188 | SH |  | SOLE | 0 | 188 | 0 | 0 |
| BANK AMERICA CORP COM | Stock | 060505104 |  | 302 | 9125 | SH |  | SOLE | 0 | 9125 | 0 | 0 |
| WALMART INC COM | Stock | 931142103 |  | 106 | 747 | SH |  | SOLE | 0 | 747 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 |  | 148 | 1054 | SH |  | SOLE | 0 | 1053 | 0 | 0 |
| ORACLE CORP COM | Stock | 68389X105 |  | 94 | 1153 | SH |  | SOLE | 0 | 1153 | 0 | 0 |
| FIRST TRUST US EQUITY OPPORTUNITIES ETF | ETF | 336920103 |  | 5 | 66 | SH |  | SOLE | 0 | 66 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 |  | 151 | 1497 | SH |  | SOLE | 0 | 1497 | 0 | 0 |
| TEXAS INSTRS INC COM | Stock | 882508104 |  | 60 | 364 | SH |  | SOLE | 0 | 364 | 0 | 0 |
| TARGET CORP COM | Stock | 87612E106 |  | 319 | 2140 | SH |  | SOLE | 0 | 2139 | 0 | 0 |
| PFIZER INC COM | Stock | 717081103 |  | 46 | 902 | SH |  | SOLE | 0 | 902 | 0 | 0 |
| MORGAN STANLEY COM NEW | Stock | 617446448 |  | 255 | 2994 | SH |  | SOLE | 0 | 2994 | 0 | 0 |
| 3M CO COM | Stock | 88579Y101 |  | 33 | 274 | SH |  | SOLE | 0 | 273 | 0 | 0 |
| CATERPILLAR INC COM | Stock | 149123101 |  | 668 | 2790 | SH |  | SOLE | 0 | 2790 | 0 | 0 |
| TRINET GROUP INC COM | Stock | 896288107 |  | 7 | 100 | SH |  | SOLE | 0 | 100 | 0 | 0 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 |  | 807 | 9100 | SH |  | SOLE | 0 | 9100 | 0 | 0 |
| AMERICAN EXPRESS CO COM | Stock | 025816109 |  | 395 | 2673 | SH |  | SOLE | 0 | 2673 | 0 | 0 |
| AMGEN INC COM | Stock | 031162100 |  | 74 | 283 | SH |  | SOLE | 0 | 283 | 0 | 0 |
| APPLIED MATLS INC COM | Stock | 038222105 |  | 7 | 72 | SH |  | SOLE | 0 | 72 | 0 | 0 |
| PAYCOM SOFTWARE INC COM | Stock | 70432V102 |  | 228 | 735 | SH |  | SOLE | 0 | 735 | 0 | 0 |
| TYSON FOODS INC CL A | Stock | 902494103 |  | 1 | 21 | SH |  | SOLE | 0 | 21 | 0 | 0 |
| WILLIAMS COS INC COM | Stock | 969457100 |  | 190 | 5761 | SH |  | SOLE | 0 | 5761 | 0 | 0 |
| ZIONS BANCORPORATION N A COM | Stock | 989701107 |  | 11 | 228 | SH |  | SOLE | 0 | 227 | 0 | 0 |
| GOPRO INC CL A | Stock | 38268T103 |  | 2 | 408 | SH |  | SOLE | 0 | 408 | 0 | 0 |
| TC ENERGY CORP COM | Stock | 87807B107 |  | 80 | 1998 | SH |  | SOLE | 0 | 1998 | 0 | 0 |
| HERCULES CAPITAL INC COM | CEF | 427096508 |  | 22 | 1672 | SH |  | SOLE | 0 | 1672 | 0 | 0 |
| INVESCO BUYBACK ACHIEVERS ETF | ETF | 46137V308 |  | 5 | 58 | SH |  | SOLE | 0 | 58 | 0 | 0 |
| SYNCHRONY FINANCIAL COM | Stock | 87165B103 |  | 13 | 401 | SH |  | SOLE | 0 | 400 | 0 | 0 |
| EATON CORP PLC SHS | Stock | G29183103 |  | 59 | 379 | SH |  | SOLE | 0 | 379 | 0 | 0 |
| ISHARES S MID-CAP 400 GROWTH ETF | ETF | 464287606 |  | 1108 | 16220 | SH |  | SOLE | 0 | 16219 | 0 | 0 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 01609W102 |  | 8 | 94 | SH |  | SOLE | 0 | 94 | 0 | 0 |
| DELTA AIR LINES INC DEL COM NEW | Stock | 247361702 |  | 57 | 1723 | SH |  | SOLE | 0 | 1723 | 0 | 0 |
| SPDR PORTFOLIO S 500 GROWTH ETF | ETF | 78464A409 |  | 14166 | 279566 | SH |  | SOLE | 0 | 279566 | 0 | 0 |
| LAM RESEARCH CORP COM | Stock | 512807108 |  | 49 | 116 | SH |  | SOLE | 0 | 116 | 0 | 0 |
| PNC FINL SVCS GROUP INC COM | Stock | 693475105 |  | 27 | 171 | SH |  | SOLE | 0 | 170 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 110122108 |  | 8 | 106 | SH |  | SOLE | 0 | 106 | 0 | 0 |
| REALTY INCOME CORP COM | REIT | 756109104 |  | 15 | 236 | SH |  | SOLE | 0 | 236 | 0 | 0 |
| ALTRIA GROUP INC COM | Stock | 02209S103 |  | 58 | 1274 | SH |  | SOLE | 0 | 1273 | 0 | 0 |
| DOMINION ENERGY INC COM | Stock | 25746U109 |  | 46 | 751 | SH |  | SOLE | 0 | 751 | 0 | 0 |
| CITIGROUP INC COM NEW | Stock | 172967424 |  | 36 | 800 | SH |  | SOLE | 0 | 800 | 0 | 0 |
| AGILENT TECHNOLOGIES INC COM | Stock | 00846U101 |  | 428 | 2859 | SH |  | SOLE | 0 | 2858 | 0 | 0 |
| EXXON MOBIL CORP COM | Stock | 30231G102 |  | 419 | 3795 | SH |  | SOLE | 0 | 3795 | 0 | 0 |
| UNITEDHEALTH GROUP INC COM | Stock | 91324P102 |  | 2338 | 4409 | SH |  | SOLE | 0 | 4409 | 0 | 0 |
| PRICE T ROWE GROUP INC COM | Stock | 74144T108 |  | 75 | 689 | SH |  | SOLE | 0 | 689 | 0 | 0 |
| LOWES COS INC COM | Stock | 548661107 |  | 295 | 1482 | SH |  | SOLE | 0 | 1481 | 0 | 0 |
| EQUITY COMWLTH 6.5 CNV PFD D | REIT | 294628201 |  | 8 | 300 | SH |  | SOLE | 0 | 300 | 0 | 0 |
| DEERE  CO COM | Stock | 244199105 |  | 1233 | 2876 | SH |  | SOLE | 0 | 2876 | 0 | 0 |
| SOUTHWEST AIRLS CO COM | Stock | 844741108 |  | 60 | 1779 | SH |  | SOLE | 0 | 1778 | 0 | 0 |
| FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | ETF | 33734H106 |  | 84 | 2117 | SH |  | SOLE | 0 | 2117 | 0 | 0 |
| INVITAE CORP COM | Stock | 46185L103 |  | 1 | 645 | SH |  | SOLE | 0 | 645 | 0 | 0 |
| CLEARWAY ENERGY INC CL A | Stock | 18539C105 |  | 3 | 85 | SH |  | SOLE | 0 | 85 | 0 | 0 |
| AMERICAN INTL GROUP INC COM NEW | Stock | 026874784 |  | 0 | 0 | SH |  | SOLE | 0 | 0 | 0 | 0 |
| SHOPIFY INC CL A | Stock | 82509L107 |  | 188 | 5410 | SH |  | SOLE | 0 | 5410 | 0 | 0 |
| NOVO-NORDISK A S ADR | ADR | 670100205 |  | 60 | 443 | SH |  | SOLE | 0 | 443 | 0 | 0 |
| SMITH  NEPHEW PLC SPDN ADR NEW | ADR | 83175M205 |  | 3 | 100 | SH |  | SOLE | 0 | 100 | 0 | 0 |
| TELADOC HEALTH INC COM | Stock | 87918A105 |  | 1 | 45 | SH |  | SOLE | 0 | 45 | 0 | 0 |
| KRAFT HEINZ CO COM | Stock | 500754106 |  | 53 | 1292 | SH |  | SOLE | 0 | 1292 | 0 | 0 |
| PAYPAL HLDGS INC COM | Stock | 70450Y103 |  | 11 | 156 | SH |  | SOLE | 0 | 156 | 0 | 0 |
| BAIDU INC SPON ADR REP A | ADR | 056752108 |  | 135 | 1178 | SH |  | SOLE | 0 | 1178 | 0 | 0 |
| ISHARES MSCI EUROPE SMALL-CAP ETF | ETF | 464288497 |  | 50 | 1021 | SH |  | SOLE | 0 | 1020 | 0 | 0 |
| TORONTO DOMINION BK ONT COM NEW | Stock | 891160509 |  | 10 | 160 | SH |  | SOLE | 0 | 160 | 0 | 0 |
| BLACKROCK INC COM | Stock | 09247X101 |  | 480 | 678 | SH |  | SOLE | 0 | 677 | 0 | 0 |
| ISHARES CORE S MID-CAP ETF | ETF | 464287507 |  | 2 | 9 | SH |  | SOLE | 0 | 9 | 0 | 0 |
| ISHARES MSCI EAFE ETF | ETF | 464287465 |  | 96 | 1464 | SH |  | SOLE | 0 | 1464 | 0 | 0 |
| APPLE INC COM | Stock | 037833100 |  | 6388 | 49166 | SH |  | SOLE | 0 | 49165 | 0 | 0 |
| ABBOTT LABS COM | Stock | 002824100 |  | 203 | 1851 | SH |  | SOLE | 0 | 1850 | 0 | 0 |
| DISNEY WALT CO COM | Stock | 254687106 |  | 802 | 9228 | SH |  | SOLE | 0 | 9228 | 0 | 0 |
| MARSH  MCLENNAN COS INC COM | Stock | 571748102 |  | 59 | 355 | SH |  | SOLE | 0 | 354 | 0 | 0 |

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