# EDGAR Filing Document

**Accession Number:** 0002025933
**File Stem:** 0001193125-26-081102
**Filing Date:** 2026-2
**Character Count:** 62624
**Document Hash:** b4041892e40358b38cb353b9b44442f3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-081102.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001193125-26-081102

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FT Vest Hedged Equity Income Fund: Series A3
- **CENTRAL INDEX KEY:** 0002025933

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23985
- **FILM NUMBER:** 26695420

**BUSINESS ADDRESS:**
- **STREET 1:** 235 WEST GALENA
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53212
- **BUSINESS PHONE:** 414-299-2270

**MAIL ADDRESS:**
- **STREET 1:** 235 WEST GALENA
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53212

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** FT Vest Hedged Equity Income Fund: Series A3

- **b. Investment Company Act file number:** 811-23985

- **c. CIK number of Registrant:** 0002025933

- **d. LEI of Registrant:** 254900DQU3Y17DZZFF44

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 235 West Galena Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53212

  - **Telephone number:** 414-299-2270

**Item A.2. Information about the Series.**

- **a. Name of Series:** FT Vest Hedged Equity Income Fund: Series A3

- **c. LEI of Series:** 254900DQU3Y17DZZFF44

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $15315097.29

**Total Liabilities:** $1642286.00

**Net Assets:** $13672811.29

**Cash Not Reported:** $212892.88

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 2.59%                | 0.16%                | -0.14%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-959.56                 | $300302.00                                 |
| Month 2  | $-102511.34              | $78734.33                                  |
| Month 3  | $-130400.59              | $-1942.33                                  |

**Designated Index Information**

- **Index Name:** S&P Focused 100 Index

- **Index Identifier:** SPXFIOUP

### Schedule of Portfolio Investments

| Name                                     | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Starbucks Corp.                          | Starbucks Corp.                          | CUSIP: 999999999<br>LEI: OQSJ1DU9TAOC51A47K68 | N/A              | DE               |  | US        |        -2 | NC      | $-44.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp.                            | Comcast Corp.                            | CUSIP: 999999999<br>LEI: 51M0QTTNCGUN7KFCFZ59 | N/A              | DE               |  | US        |        -3 | NC      | $-145.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow, Inc.                         | ServiceNow, Inc.                         | CUSIP: 999999999<br>LEI: 549300HJTQM36M0E1G39 | N/A              | DE               |  | US        |        -1 | NC      | $-55.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                          | Microsoft Corp.                          | CUSIP: 999999999<br>LEI: INR2EJN1ERAN0W5ZP974 | N/A              | DE               |  | US        |        -6 | NC      | $-378.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co.                     | Emerson Electric Co.                     | CUSIP: 999999999<br>LEI: FGLT0EWZSUIRRITFOA30 | N/A              | DE               |  | US        |        -1 | NC      | $-15.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos., Inc.                        | Lowe's Cos., Inc.                        | CUSIP: 999999999<br>LEI: WAFCR4OKGSC504WU3E95 | N/A              | DE               |  | US        |        -1 | NC      | $-36.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group, Inc.                 | UnitedHealth Group, Inc.                 | CUSIP: 999999999<br>LEI: 549300GHBMY8T5GXDE41 | N/A              | DE               |  | US        |        -2 | NC      | $-403.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices, Inc.             | Advanced Micro Devices, Inc.             | CUSIP: 999999999<br>LEI: R2I72C950HOYXII45366 | N/A              | DE               |  | US        |        -2 | NC      | $-325.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                            | Netflix, Inc.                            | CUSIP: 999999999<br>LEI: 549300Y7VHGU0I7CE873 | N/A              | DE               |  | US        |        -4 | NC      | $-98.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co.                     | Procter & Gamble Co.                     | CUSIP: 999999999<br>LEI: 2572IBTT8CCZW6AU4141 | N/A              | DE               |  | US        |        -2 | NC      | $-41.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co.                     | General Electric Co.                     | CUSIP: 999999999<br>LEI: 3C7474T6CDKPR9K6YT90 | N/A              | DE               |  | US        |        -2 | NC      | $-23.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Adobe, Inc.                              | Adobe, Inc.                              | CUSIP: 999999999<br>LEI: FU4LY2G4933NH2E1CP29 | N/A              | DE               |  | US        |        -1 | NC      | $-117.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments, Inc.                  | Texas Instruments, Inc.                  | CUSIP: 999999999<br>LEI: WDJNR2L6D8RWOEB8T652 | N/A              | DE               |  | US        |        -1 | NC      | $-16.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology, Inc.                  | Micron Technology, Inc.                  | CUSIP: 999999999<br>LEI: B3DXGBC8GAIYWI2Z0172 | N/A              | DE               |  | US        |        -1 | NC      | $-325.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                         | Amazon.com, Inc.                         | CUSIP: 999999999<br>LEI: ZXTILKJKG63JELOEG630 | N/A              | DE               |  | US        |        -9 | NC      | $-490.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                           | Morgan Stanley                           | CUSIP: 999999999<br>LEI: IGJSJL3JD5P30I6NJZ34 | N/A              | DE               |  | US        |        -2 | NC      | $-14.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Walmart, Inc.                            | Walmart, Inc.                            | CUSIP: 999999999<br>LEI: Y87794H0US1R65VBXU25 | N/A              | DE               |  | US        |        -7 | NC      | $-175.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM, Inc.                           | QUALCOMM, Inc.                           | CUSIP: 999999999<br>LEI: H1J8DDZKZP6H7RWC0H53 | N/A              | DE               |  | US        |        -1 | NC      | $-10.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                            | Accenture PLC                            | CUSIP: 999999999<br>LEI: 5493000EWHDSR3MZWH98 | N/A              | DE               |  | US        |        -1 | NC      | $-60.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp.                            | Danaher Corp.                            | CUSIP: 999999999<br>LEI: S4BKK9OTCEWQ3YHPFM11 | N/A              | DE               |  | US        |        -1 | NC      | $-85.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp.                       | Lam Research Corp.                       | CUSIP: 999999999<br>LEI: 549300I4GMO6D34U1T02 | N/A              | DE               |  | US        |        -1 | NC      | $-15.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International, Inc.            | Honeywell International, Inc.            | CUSIP: 999999999<br>LEI: ISRPG12PN4EIEOEMW547 | N/A              | DE               |  | US        |        -1 | NC      | $-15.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet, Inc.                           | Alphabet, Inc.                           | CUSIP: 999999999<br>LEI: 5493006MHB84DD0ZWV18 | N/A              | DE               |  | US        |        -5 | NC      | $-1042.50     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet, Inc.                           | Alphabet, Inc.                           | CUSIP: 999999999<br>LEI: 5493006MHB84DD0ZWV18 | N/A              | DE               |  | US        |        -4 | NC      | $-492.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Amgen, Inc.                              | Amgen, Inc.                              | CUSIP: 999999999<br>LEI: 62QBXGPJ34PQ72Z12S66 | N/A              | DE               |  | US        |        -1 | NC      | $-120.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                       | Home Depot, Inc.                         | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       266 | NS      | $91530.60     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc              | Honeywell International, Inc.            | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |       320 | NS      | $62428.80     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                                      | International Business Machines Corp.    | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       365 | NS      | $108116.65    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                               | Intel Corp.                              | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      1298 | NS      | $47896.20     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International, Inc.             | Mondelez International, Inc.             | CUSIP: 999999999<br>LEI: 549300DV9GIB88LZ5P30 | N/A              | DE               |  | US        |        -1 | NC      | $-2.50        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co.                          | Walt Disney Co.                          | CUSIP: 999999999<br>LEI: 549300GZKULIZ0WOW665 | N/A              | DE               |  | US        |        -2 | NC      | $-208.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp.                    | Bank of America Corp.                    | CUSIP: 999999999<br>LEI: 9DJT3UXIJIZJI4WXO774 | N/A              | DE               |  | US        |        -8 | NC      | $-12.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup, Inc.                          | Citigroup, Inc.                          | CUSIP: 999999999<br>LEI: 6SHGI4ZSSLCXXQSBB395 | N/A              | DE               |  | US        |        -2 | NC      | $-5.00        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer, Inc.                             | Pfizer, Inc.                             | CUSIP: 999999999<br>LEI: 765LHXWGK1KXCLTFYQ30 | N/A              | DE               |  | US        |        -6 | NC      | $-39.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences, Inc.                    | Gilead Sciences, Inc.                    | CUSIP: 999999999<br>LEI: 549300WTZWR07K8MNV44 | N/A              | DE               |  | US        |        -1 | NC      | $-51.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                        | Johnson & Johnson                        | CUSIP: 999999999<br>LEI: 549300G0CFPGEF6X2043 | N/A              | DE               |  | US        |        -3 | NC      | $-166.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bancorp                             | U.S. Bancorp                             | CUSIP: 999999999<br>LEI: N1GZ7BBF3NP8GI976H15 | N/A              | DE               |  | US        |        -2 | NC      | $-3.00        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings, Inc.                    | PayPal Holdings, Inc.                    | CUSIP: 999999999<br>LEI: 5493005X2GO78EFZ3E94 | N/A              | DE               |  | US        |        -1 | NC      | $-2.50        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International, Inc.        | Philip Morris International, Inc.        | CUSIP: 999999999<br>LEI: HL3H1H2BGXWVG3BSWR90 | N/A              | DE               |  | US        |        -2 | NC      | $-390.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp.                         | McDonald's Corp.                         | CUSIP: 999999999<br>LEI: UE2136O97NLB5BYP9H04 | N/A              | DE               |  | US        |        -1 | NC      | $-12.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce, Inc.                         | Salesforce, Inc.                         | CUSIP: 999999999<br>LEI: RCGZFPDMRW58VJ54VR07 | N/A              | DE               |  | US        |        -1 | NC      | $-156.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co.                             | Southern Co.                             | CUSIP: 999999999<br>LEI: 549300FC3G3YU2FBZD92 | N/A              | DE               |  | US        |        -3 | NC      | $-37.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp.                            | Chevron Corp.                            | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DE               |  | US        |        -3 | NC      | $-741.00      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service, Inc.              | United Parcel Service, Inc.              | CUSIP: 999999999<br>LEI: D01LMJZU09ULLNCY6Z23 | N/A              | DE               |  | US        |        -1 | NC      | $-21.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot, Inc.                         | Home Depot, Inc.                         | CUSIP: 999999999<br>LEI: QEKMOTMBBKA8I816DO57 | N/A              | DE               |  | US        |        -1 | NC      | $-16.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Apple, Inc.                              | Apple, Inc.                              | CUSIP: 999999999<br>LEI: HWUPKR0MPOU8FGXBT394 | N/A              | DE               |  | US        |       -13 | NC      | $-234.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                                    | 3M Co.                                   | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |       268 | NS      | $42906.80     | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp.                        | Exxon Mobil Corp.                        | CUSIP: 999999999<br>LEI: J3WHBG0MTS7O8ZVMDC91 | N/A              | DE               |  | US        |        -6 | NC      | $-978.00      | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy, Inc.                     | NextEra Energy, Inc.                     | CUSIP: 999999999<br>LEI: 254900RHL9MEUS5NKX63 | N/A              | DE               |  | US        |        -6 | NC      | $-285.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group Inc                         | Altria Group, Inc.                       | CUSIP: 02209S103<br>LEI: XSGZFLO9YTNO9VCQV219 | Long             | EC               | CORP              | US        |       533 | NS      | $30732.78     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                           | Merck & Co., Inc.                        | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |       826 | NS      | $86944.76     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                           | Morgan Stanley                           | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |       511 | NS      | $90717.83     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/The                          | Southern Co.                             | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |       962 | NS      | $83886.40     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                           | ConocoPhillips                           | CUSIP: 999999999<br>LEI: WPTL2Z3FIYTHSP5V2253 | N/A              | DE               |  | US        |        -2 | NC      | $-574.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo, Inc.                            | PepsiCo, Inc.                            | CUSIP: 999999999<br>LEI: FJSUNZKFNQ5YPJ5OT455 | N/A              | DE               |  | US        |        -1 | NC      | $-46.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| SPX 10/08/27 P5000 10/27 5000.01 PUT   / | SPX 10/08/27 P5000 10/27 5000.01 PUT   / | CUSIP: 999999999<br>LEI: N/A                  | Long             | DE               |  | US        |         8 | NC      | $118760.88    | 0.87%             |  |  |  | No            |                  2 | On Loan: No      |
| SPX 10/08/27 P6000 10/27 6000.01 PUT   / | SPX 10/08/27 P6000 10/27 6000.01 PUT   / | CUSIP: 999999999<br>LEI: N/A                  | Short            | DE               |  | US        |        -8 | NC      | $-237918.72   | -1.74%            |  |  |  | No            |                  2 | On Loan: No      |
| NIKE, Inc.                               | NIKE, Inc.                               | CUSIP: 999999999<br>LEI: 787RXPR0UX0O0XUXPZ81 | N/A              | DE               |  | US        |        -4 | NC      | $-1088.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co.                 | Bristol-Myers Squibb Co.                 | CUSIP: 999999999<br>LEI: HLYYNH7UQUORYSJQCN42 | N/A              | DE               |  | US        |        -2 | NC      | $-2.00        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                            | Citigroup, Inc.                          | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |       597 | NS      | $69663.93     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                          | Caterpillar, Inc.                        | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |       236 | NS      | $135197.32    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd                                | Chubb Ltd.                               | CUSIP: H1467J104<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |       963 | NS      | $300571.56    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Co                     | Colgate-Palmolive Co.                    | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |       250 | NS      | $19755.00     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                               | Intuit, Inc.                             | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |       109 | NS      | $72203.78     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc                   | Intuitive Surgical, Inc.                 | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |       214 | NS      | $121201.04    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                        | Johnson & Johnson                        | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |       802 | NS      | $165973.90    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                      | JPMorgan Chase & Co.                     | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       909 | NS      | $292897.98    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The                         | Coca-Cola Co.                            | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      1228 | NS      | $85849.48     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                | Linde PLC                                | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | US        |       618 | NS      | $263509.02    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                     | Lockheed Martin Corp.                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |       103 | NS      | $49818.01     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                           | Lowe's Cos., Inc.                        | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |       150 | NS      | $36174.00     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co.                            | Coca-Cola Co.                            | CUSIP: 999999999<br>LEI: UWJKFUJFZ02DKWI3RY53 | N/A              | DE               |  | US        |        -4 | NC      | $-86.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications, Inc.             | Verizon Communications, Inc.             | CUSIP: 999999999<br>LEI: 2S72QS2UO2OESLG6Y829 | N/A              | DE               |  | US        |        -4 | NC      | $-140.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                      | Abbott Laboratories                      | CUSIP: 999999999<br>LEI: HQD377W2YR662HK5JX27 | N/A              | DE               |  | US        |        -4 | NC      | $-480.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp.                         | CVS Health Corp.                         | CUSIP: 999999999<br>LEI: 549300EJG376EN5NQE29 | N/A              | DE               |  | US        |        -3 | NC      | $-52.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp.    | International Business Machines Corp.    | CUSIP: 999999999<br>LEI: VGRQXHF3J8VDLUA7XE92 | N/A              | DE               |  | US        |        -1 | NC      | $-3.50        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems, Inc.                      | Cisco Systems, Inc.                      | CUSIP: 999999999<br>LEI: 549300LKFJ962MZ46593 | N/A              | DE               |  | US        |       -13 | NC      | $-39.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                     | JPMorgan Chase & Co.                     | CUSIP: 999999999<br>LEI: 8I5DZWZKVSZI1NUHU748 | N/A              | DE               |  | US        |        -3 | NC      | $-37.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos., Inc.                           | TJX Cos., Inc.                           | CUSIP: 999999999<br>LEI: V167QI9I69W364E2DY52 | N/A              | DE               |  | US        |        -1 | NC      | $-2.50        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp.                              | Intel Corp.                              | CUSIP: 999999999<br>LEI: KNX4USFCNGPY45LOCE31 | N/A              | DE               |  | US        |        -4 | NC      | $-250.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard, Inc.                         | Mastercard, Inc.                         | CUSIP: 999999999<br>LEI: AR5L2ODV9HN37376R084 | N/A              | DE               |  | US        |        -1 | NC      | $-20.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Altria Group, Inc.                       | Altria Group, Inc.                       | CUSIP: 999999999<br>LEI: XSGZFLO9YTNO9VCQV219 | N/A              | DE               |  | US        |        -2 | NC      | $-16.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical, Inc.                 | Intuitive Surgical, Inc.                 | CUSIP: 999999999<br>LEI: 54930052SRG011710797 | N/A              | DE               |  | US        |        -1 | NC      | $-30.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie, Inc.                             | AbbVie, Inc.                             | CUSIP: 999999999<br>LEI: FR5LCKFTG8054YNNRU85 | N/A              | DE               |  | US        |        -2 | NC      | $-147.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                            | Medtronic PLC                            | CUSIP: 999999999<br>LEI: 549300GX3ZBSQWUXY261 | N/A              | DE               |  | US        |        -3 | NC      | $-259.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Co.                    | Colgate-Palmolive Co.                    | CUSIP: 999999999<br>LEI: YMEGZFW4SBUSS5BQXF88 | N/A              | DE               |  | US        |        -1 | NC      | $-12.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co.                     | American Express Co.                     | CUSIP: 999999999<br>LEI: R4PP93JZOLY261QX3811 | N/A              | DE               |  | US        |        -1 | NC      | $-16.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp                        | Lam Research Corp.                       | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |       364 | NS      | $62309.52     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar, Inc.                        | Caterpillar, Inc.                        | CUSIP: 999999999<br>LEI: WRJR7GS4GTRECRRTVX92 | N/A              | DE               |  | US        |        -1 | NC      | $-78.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom, Inc.                           | Broadcom, Inc.                           | CUSIP: 999999999<br>LEI: 549300WV6GIDOZJTV909 | N/A              | DE               |  | US        |        -5 | NC      | $-362.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                | Apple, Inc.                              | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      3674 | NS      | $998813.64    | 7.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                           | Mastercard, Inc. - Class A               | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       347 | NS      | $198095.36    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co.                               | Boeing Co.                               | CUSIP: 999999999<br>LEI: RVHJWBXLJ1RFUBSY1F30 | N/A              | DE               |  | US        |        -1 | NC      | $-99.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Visa, Inc.                               | Visa, Inc.                               | CUSIP: 999999999<br>LEI: 549300JZ4OKEHW3DPJ59 | N/A              | DE               |  | US        |        -2 | NC      | $-39.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies, Inc.                  | Uber Technologies, Inc.                  | CUSIP: 999999999<br>LEI: 549300B2FTG34FILDR98 | N/A              | DE               |  | US        |        -3 | NC      | $-277.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co.                                   | 3M Co.                                   | CUSIP: 999999999<br>LEI: LUZQVYP4VS22CLWDAR65 | N/A              | DE               |  | US        |        -1 | NC      | $-20.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc.                        | Merck & Co., Inc.                        | CUSIP: 999999999<br>LEI: 4YV9Y5M8S0BRK1RP0397 | N/A              | DE               |  | US        |        -3 | NC      | $-22.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| AT&T, Inc.                               | AT&T, Inc.                               | CUSIP: 999999999<br>LEI: 549300Z40J86GGSTL398 | N/A              | DE               |  | US        |        -7 | NC      | $-252.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms, Inc.                     | Meta Platforms, Inc.                     | CUSIP: 999999999<br>LEI: BQ4BKCS1HXDV9HN80Z93 | N/A              | DE               |  | US        |        -2 | NC      | $-485.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Tesla, Inc.                              | Tesla, Inc.                              | CUSIP: 999999999<br>LEI: 54930043XZGB27CTOV49 | N/A              | DE               |  | US        |        -3 | NC      | $-69.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                             | NVIDIA Corp.                             | CUSIP: 999999999<br>LEI: 549300S4KLFTLO7GSQ80 | N/A              | DE               |  | US        |       -21 | NC      | $-136.50      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp.                      | Union Pacific Corp.                      | CUSIP: 999999999<br>LEI: 549300LMMRSZZCZ8CL11 | N/A              | DE               |  | US        |        -1 | NC      | $-27.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp. PLC                          | Eaton Corp. PLC                          | CUSIP: 999999999<br>LEI: 549300VDIGTMXUNT7H71 | N/A              | DE               |  | US        |        -1 | NC      | $-37.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials, Inc.                  | Applied Materials, Inc.                  | CUSIP: 999999999<br>LEI: 41BNNE1AFPNAZELZ6K07 | N/A              | DE               |  | US        |        -1 | NC      | $-25.50       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                           | Microsoft Corp.                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1848 | NS      | $893729.76    | 6.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc                    | Micron Technology, Inc.                  | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |       325 | NS      | $92758.25     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc                       | NextEra Energy, Inc.                     | CUSIP: 65339F101<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EC               | CORP              | US        |      1819 | NS      | $146029.32    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                              | Netflix, Inc.                            | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      1143 | NS      | $107167.68    | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                                 | NIKE, Inc. - Class B                     | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |      1107 | NS      | $70526.97     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                           | ServiceNow, Inc.                         | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       405 | NS      | $62041.95     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                              | NVIDIA Corp.                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      6042 | NS      | $1126833.00   | 8.24%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                              | PepsiCo, Inc.                            | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       434 | NS      | $62287.68     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                               | Pfizer, Inc.                             | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      1892 | NS      | $47110.80     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The                  | Procter & Gamble Co.                     | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |       725 | NS      | $103899.75    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In           | Philip Morris International, Inc.        | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |       494 | NS      | $79237.60     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                      | PayPal Holdings, Inc.                    | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |       325 | NS      | $18973.50     | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                             | QUALCOMM, Inc.                           | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |       310 | NS      | $53025.50     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp                                 | RTX Corp.                                | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |       676 | NS      | $123978.40    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                           | Starbucks Corp.                          | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |       570 | NS      | $47999.70     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| SPX 10/08/27 C5000 10/27 5000.01 CAL   / | SPX 10/08/27 C5000 10/27 5000.01 CAL   / | CUSIP: 999999999<br>LEI: N/A                  | Short            | DE               |  | US        |        -8 | NC      | $-1763576.24  | -12.90%           |  |  |  | No            |                  2 | On Loan: No      |
| SPX 10/08/27 C6000 10/27 6000.01 CAL   / | SPX 10/08/27 C6000 10/27 6000.01 CAL   / | CUSIP: 999999999<br>LEI: N/A                  | Long             | DE               |  | US        |         8 | NC      | $1134006.64   | 8.29%             |  |  |  | No            |                  2 | On Loan: No      |
| Charles Schwab Corp/The                  | Charles Schwab Corp.                     | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |       707 | NS      | $70636.37     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB MONEY MARKET II SPECIAL   /          | UMB MONEY MARKET II SPECIAL   /          | CUSIP: SF8888628<br>LEI: N/A                  | Long             | STIV             | CORP              | US        |     53690 | PA      | $53689.97     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                          | McDonald's Corp.                         | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       357 | NS      | $109109.91    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc               | Mondelez International, Inc. - Class A   | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |       409 | NS      | $22016.47     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                            | Medtronic PLC                            | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |       774 | NS      | $74350.44     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                       | Meta Platforms, Inc. - Class A           | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |       588 | NS      | $388132.92    | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                               | AbbVie, Inc.                             | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       588 | NS      | $134352.12    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories                      | Abbott Laboratories                      | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      1049 | NS      | $131429.21    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                            | Accenture PLC - Class A                  | CUSIP: G1151C101<br>LEI: 5493000EWHDSR3MZWH98 | Long             | EC               | CORP              | IE        |       242 | NS      | $64928.60     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                | Adobe, Inc.                              | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |       164 | NS      | $57398.36     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp.                     | Charles Schwab Corp.                     | CUSIP: 999999999<br>LEI: 549300VSGCJ7E698NM85 | N/A              | DE               |  | US        |        -2 | NC      | $-8.00        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                    | Applied Materials, Inc.                  | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |       231 | NS      | $59364.69     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc               | Advanced Micro Devices, Inc.             | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |       471 | NS      | $100869.36    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp.                                | RTX Corp.                                | CUSIP: 999999999<br>LEI: I07WOS4YJ0N7YRFE7309 | N/A              | DE               |  | US        |        -2 | NC      | $-102.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co.                        | Wells Fargo & Co.                        | CUSIP: 999999999<br>LEI: PBLD0EJDB5FWOLXP3B76 | N/A              | DE               |  | US        |        -4 | NC      | $-10.00       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                             | Comcast Corp. - Class A                  | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |       981 | NS      | $29322.09     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                | Amgen, Inc.                              | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       179 | NS      | $58588.49     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp                      | American Tower Corp. - REIT              | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             |  | CORP              | US        |      1092 | NS      | $191722.44    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                           | Amazon.com, Inc.                         | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      2604 | NS      | $601055.28    | 4.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                             | Broadcom, Inc.                           | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |      1367 | NS      | $473118.70    | 3.46%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                      | American Express Co.                     | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       227 | NS      | $83978.65     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                            | Boeing Co.                               | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |       395 | NS      | $85762.40     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                     | Bank of America Corp.                    | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      2243 | NS      | $123365.00    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                     | Booking Holdings, Inc.                   | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |        16 | NS      | $85685.28     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                           | ConocoPhillips                           | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |       533 | NS      | $49894.13     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                           | Salesforce, Inc.                         | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       372 | NS      | $98546.52     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Inc                            | Blackrock, Inc.                          | CUSIP: 09290D101<br>LEI: 529900VBK42Y5HHRMD23 | Long             | EC               | CORP              | US        |        61 | NS      | $65290.74     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Co                  | Bristol-Myers Squibb Co.                 | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |       678 | NS      | $36571.32     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                        | Cisco Systems, Inc.                      | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      3735 | NS      | $287707.05    | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                          | CVS Health Corp.                         | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |       766 | NS      | $60789.76     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                             | Chevron Corp.                            | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       817 | NS      | $124518.97    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                               | Deere & Co.                              | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |       127 | NS      | $59127.39     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                             | Danaher Corp.                            | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |       209 | NS      | $47844.28     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The                       | Walt Disney Co.                          | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |       482 | NS      | $54837.14     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                         | Duke Energy Corp.                        | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |       679 | NS      | $79585.59     | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc                      | Elevance Health, Inc.                    | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |       134 | NS      | $46973.70     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co                      | Emerson Electric Co.                     | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |       283 | NS      | $37559.76     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                           | Eaton Corp. PLC                          | CUSIP: G29183103<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |       196 | NS      | $62427.96     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corp                               | FedEx Corp.                              | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |        87 | NS      | $25130.82     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                      | General Electric Co.                     | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |       532 | NS      | $163871.96    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                      | Gilead Sciences, Inc.                    | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |       413 | NS      | $50691.62     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                             | Alphabet, Inc. - Class C                 | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1085 | NS      | $340473.00    | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                             | Alphabet, Inc. - Class A                 | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1357 | NS      | $424741.00    | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The              | Goldman Sachs Group, Inc.                | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       127 | NS      | $111633.00    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| SPX 10/08/27 P5815 10/27 5815.03 PUT   / | SPX 10/08/27 P5815 10/27 5815.03 PUT   / | CUSIP: 999999999<br>LEI: N/A                  | Long             | DE               |  | US        |        23 | NC      | $604883.67    | 4.42%             |  |  |  | No            |                  2 | On Loan: No      |
| S&P Global Inc                           | S&P Global, Inc.                         | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       108 | NS      | $56439.72     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                                 | AT&T, Inc.                               | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      2117 | NS      | $52586.28     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                          | TJX Cos., Inc.                           | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |       298 | NS      | $45775.78     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc             | Thermo Fisher Scientific, Inc.           | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       125 | NS      | $72431.25     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                | Tesla, Inc.                              | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       733 | NS      | $329644.76    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                    | Texas Instruments, Inc.                  | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |       263 | NS      | $45627.87     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc                    | Uber Technologies, Inc.                  | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |       831 | NS      | $67901.01     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc                   | UnitedHealth Group, Inc.                 | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       546 | NS      | $180240.06    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp                       | Union Pacific Corp.                      | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |       237 | NS      | $54822.84     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc                | United Parcel Service, Inc. - Class B    | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |       296 | NS      | $29360.24     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| US Bancorp                               | U.S. Bancorp                             | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |       519 | NS      | $27693.84     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                 | Visa, Inc. - Class A                     | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       714 | NS      | $250406.94    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc               | Verizon Communications, Inc.             | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      1259 | NS      | $51279.07     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                         | Wells Fargo & Co.                        | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      1048 | NS      | $97673.60     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc                     | Waste Management, Inc.                   | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |       607 | NS      | $133363.97    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                              | Walmart, Inc.                            | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      2169 | NS      | $241648.29    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp                         | Exxon Mobil Corp.                        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      1820 | NS      | $219018.80    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| XSP 10/08/27 P581.5 10/27 581.5 PUT   /  | XSP 10/08/27 P581.5 10/27 581.5 PUT   /  | CUSIP: 999999999<br>LEI: N/A                  | Long             | DE               |  | US        |        17 | NC      | $44720.03     | 0.33%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-14

**Name of Applicant:** FT Vest Hedged Equity Income Fund: Series A3

**Signature:** /s/ Michael D. Peck

**Name of Signer:** Michael D. Peck

**Title:** President