# EDGAR Filing Document

**Accession Number:** 0001276469
**File Stem:** 0001752724-23-010011
**Filing Date:** 2023-1
**Character Count:** 20284
**Document Hash:** 1da7ac9aa5d5351959d73193bf3fb8a0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-010011.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001752724-23-010011

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230124

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
- **CENTRAL INDEX KEY:** 0001276469
- **IRS NUMBER:** 593779311
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21496
- **FILM NUMBER:** 23548963

**BUSINESS ADDRESS:**
- **STREET 1:** FIRST TRUST PORTFOLIOS LP
- **STREET 2:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** FIRST TRUST PORTFOLIOS LP
- **STREET 2:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUND
- **DATE OF NAME CHANGE:** 20040123

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MACQUARIE FIRST TRUST GLOBAL INFRASTRUCTURE DIVIDEND FUND
- **DATE OF NAME CHANGE:** 20040114

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund

- **b. Investment Company Act file number:** 811-21496

- **c. CIK number of Registrant:** 0001276469

- **d. LEI of Registrant:** 549300JL3ROR79GLM190

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund

- **c. LEI of Series:** 549300JL3ROR79GLM190

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $113131750.88

**Total Liabilities:** $32650049.09

**Net Assets:** $80481701.79

**Cash Not Reported:** $10281897.57

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 1041.28539000 | **5-Year:** 776.46085000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 2741.20373000 | **5-Year:** 2710.64152000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | -13.14%              | 2.77%                | 9.69%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-397705.00              | $-10697764.54                              |
| Month 2  | $-195409.29              | $4169728.61                                |
| Month 3  | $99657.53                | $5747708.35                                |

**Designated Index Information**

- **Index Name:** The Fund's Designated Reference Portfolio is the Fund's Securities Portfolio.

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CHARTER COMMUNICATIONS OPER    | Charter Communications Operating LLC | CUSIP: 16117LBX6<br>LEI: 549300TPZNMN50BJ3745 | Long             | LON              | CORP              | US        |   2109717 | PA      | $2055096.55   | 2.55%             | 2027-02-01      | Floating      | 5.83%                 | No            |                  2 | On Loan: No      |
| SETANTA AIRCRAFT LEASING       | Setanta Aircraft Leasing DAC         | CUSIP: 000000000<br>LEI: N/A                  | Long             | LON              | CORP              | IE        |    300000 | PA      | $295938.00    | 0.37%             | 2028-11-05      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| Transurban Group               | Transurban Group                     | CUSIP: 000000000<br>LEI: 549300ZR71SUQ4VUTM79 | Long             | EC               | CORP              | AU        |    156912 | NS      | $1534074.32   | 1.91%             |  |  |  | No            |                  2 | On Loan: No      |
| PG&E CORP                      | PG&E Corp                            | CUSIP: 69338CAH4<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | LON              | CORP              | US        |   2234144 | PA      | $2197370.29   | 2.73%             | 2025-06-23      | Floating      | 7.12%                 | No            |                  2 | On Loan: No      |
| Enbridge Inc                   | Enbridge Inc                         | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |    107459 | NS      | $4437681.63   | 5.51%             |  |  |  | No            |                  1 | On Loan: No      |
| AIR CANADA                     | Air Canada                           | CUSIP: 000000000<br>LEI: 4B4HI3CGXMBDC0G6BM51 | Long             | LON              | CORP              | CA        |    249375 | PA      | $246257.81    | 0.31%             | 2028-08-11      | Floating      | 8.13%                 | No            |                  2 | On Loan: No      |
| Hydro One Ltd                  | Hydro One Ltd                        | CUSIP: 448811208<br>LEI: 5493007QZDXTP1W2VL44 | Long             | EC               | CORP              | CA        |    128103 | NS      | $3582674.69   | 4.45%             |  |  |  | No            |                  1 | On Loan: No      |
| PARKWAY GENERATION LLC         | Parkway Generation LLC               | CUSIP: 000000000<br>LEI: 254900ATQHHVKF65MT32 | Long             | LON              | CORP              | US        |   2182018 | PA      | $2143832.24   | 2.66%             | 2029-02-18      | Floating      | 8.95%                 | No            |                  2 | On Loan: No      |
| OLYMPUS WTR US HLDG CORP       | Olympus Water US Holding Corp        | CUSIP: 68163YAB1<br>LEI: 549300YU2GGVCBN3MY89 | Long             | LON              | CORP              | US        |    992500 | PA      | $947837.50    | 1.18%             | 2028-11-09      | Floating      | 7.44%                 | No            |                  2 | On Loan: No      |
| West Japan Railway Co          | West Japan Railway Co                | CUSIP: 000000000<br>LEI: 353800QGUXHZ7EBCR121 | Long             | EC               | CORP              | JP        |     68300 | NS      | $2909557.93   | 3.62%             |  |  |  | No            |                  2 | On Loan: No      |
| Pennon Group PLC               | Pennon Group PLC                     | CUSIP: 000000000<br>LEI: 213800V1CCTS41GWH423 | Long             | EC               | CORP              | GB        |    353457 | NS      | $3925697.60   | 4.88%             |  |  |  | No            |                  2 | On Loan: No      |
| VIASAT INC                     | Viasat Inc                           | CUSIP: 92555WAD7<br>LEI: UFC8NYMNFSYIHNSM2I38 | Long             | LON              | CORP              | US        |   2497500 | PA      | $2420502.08   | 3.01%             | 2029-03-04      | Floating      | 8.70%                 | No            |                  2 | On Loan: No      |
| CALPINE CORP                   | Calpine Corp                         | CUSIP: 13134MBT9<br>LEI: 43R4VPJBXTU2O15HEF41 | Long             | LON              | CORP              | US        |   1155408 | PA      | $1142987.35   | 1.42%             | 2027-12-16      | Floating      | 6.58%                 | No            |                  2 | On Loan: No      |
| HAMILTON PROJECTS ACQUIR       | Hamilton Projects Acquiror LLC       | CUSIP: 14314VAB9<br>LEI: 5493005K6XILIQ2EZY52 | Long             | LON              | CORP              | US        |   1670952 | PA      | $1641610.26   | 2.04%             | 2027-06-26      | Floating      | 8.17%                 | No            |                  2 | On Loan: No      |
| Sempra Energy                  | Sempra Energy                        | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |     16830 | NS      | $2796977.70   | 3.48%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTRA OPERATIONS CO LLC       | Vistra Operations Co LLC             | CUSIP: 88233FAK6<br>LEI: 549300ZH5GKBTJZ7NM23 | Long             | LON              | CORP              | US        |    497192 | PA      | $492786.58    | 0.61%             | 2025-12-31      | Floating      | 5.79%                 | No            |                  2 | On Loan: No      |
| United Utilities Group PLC     | United Utilities Group PLC           | CUSIP: 000000000<br>LEI: 2138002IEYQAOC88ZJ59 | Long             | EC               | CORP              | GB        |    360993 | NS      | $4477729.01   | 5.56%             |  |  |  | No            |                  2 | On Loan: No      |
| CASTLELAKE AVIATION ONE        | Castlelake Aviation One DAC          | CUSIP: 14855NAB2<br>LEI: 2138003EQK2PETKID103 | Long             | LON              | CORP              | IE        |    572111 | PA      | $561074.54    | 0.70%             | 2026-10-22      | Floating      | 6.04%                 | No            |                  2 | On Loan: No      |
| National Grid PLC              | National Grid PLC                    | CUSIP: 000000000<br>LEI: 8R95QZMKZLJX5Q2XR704 | Long             | EC               | CORP              | GB        |    499732 | NS      | $6147242.31   | 7.64%             |  |  |  | No            |                  2 | On Loan: No      |
| MILEAGE PLUS HOLDINGS IN       | Mileage Plus Holdings LLC            | CUSIP: 59921PAB2<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   1187500 | PA      | $1220156.25   | 1.52%             | 2027-06-20      | Floating      | 8.78%                 | No            |                  2 | On Loan: No      |
| CONNECT FINCO SARL             | Connect Finco SARL                   | CUSIP: 000000000<br>LEI: 2594001KNYIQ456J2792 | Long             | LON              | CORP              | LU        |   1987500 | PA      | $1960171.88   | 2.44%             | 2026-12-12      | Floating      | 7.58%                 | No            |                  2 | On Loan: No      |
| DIRECTV FINANCING LLC          | Directv Financing LLC                | CUSIP: 25460HAB8<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   1137500 | PA      | $1087859.50   | 1.35%             | 2027-08-02      | Floating      | 9.07%                 | No            |                  2 | On Loan: No      |
| SSE PLC                        | SSE PLC                              | CUSIP: 000000000<br>LEI: 549300KI75VYLLMSK856 | Long             | EC               | CORP              | GB        |    110891 | NS      | $2299940.94   | 2.86%             |  |  |  | No            |                  2 | On Loan: No      |
| HCA INC                        | HCA Inc                              | CUSIP: 404122BH5<br>LEI: L3CJ6J7LJ2DX62FTXD46 | Long             | LON              | CORP              | US        |    289828 | PA      | $288885.60    | 0.36%             | 2028-06-30      | Floating      | 5.82%                 | No            |                  2 | On Loan: No      |
| Snam SpA                       | Snam SpA                             | CUSIP: 000000000<br>LEI: 8156002278562044AF79 | Long             | EC               | CORP              | IT        |    457911 | NS      | $2337503.40   | 2.90%             |  |  |  | No            |                  2 | On Loan: No      |
| CLP Holdings Ltd               | CLP Holdings Ltd                     | CUSIP: 000000000<br>LEI: 25490002BUTSMP94GO68 | Long             | EC               | CORP              | HK        |    653500 | NS      | $4742084.21   | 5.89%             |  |  |  | No            |                  2 | On Loan: No      |
| PARKWAY GENERATION LLC         | Parkway Generation LLC               | CUSIP: 000000000<br>LEI: 254900ATQHHVKF65MT32 | Long             | LON              | CORP              | US        |    307018 | PA      | $301644.74    | 0.37%             | 2029-02-18      | Floating      | 8.50%                 | No            |                  2 | On Loan: No      |
| Enav SpA                       | Enav SpA                             | CUSIP: 000000000<br>LEI: 81560048ECF8D2059980 | Long             | EC               | CORP              | IT        |    220601 | NS      | $975889.83    | 1.21%             |  |  |  | No            |                  2 | On Loan: No      |
| Sempra Energy                  | Sempra Energy                        | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |     10982 | NS      | $1819503.50   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CUMULUS MEDIA NEW HLDGS        | Cumulus Media New Holdings Inc       | CUSIP: 23108LAB2<br>LEI: 5493001D9VBAVY1OKJ46 | Long             | LON              | CORP              | US        |    639937 | PA      | $604740.93    | 0.75%             | 2026-03-31      | Floating      | 7.82%                 | No            |                  2 | On Loan: No      |
| Severn Trent PLC               | Severn Trent PLC                     | CUSIP: 000000000<br>LEI: 213800RPBXRETY4A4C59 | Long             | EC               | CORP              | GB        |    213030 | NS      | $7011295.05   | 8.71%             |  |  |  | No            |                  2 | On Loan: No      |
| Terna - Rete Elettrica Naziona | Terna - Rete Elettrica Nazionale     | CUSIP: 000000000<br>LEI: 8156009E94ED54DE7C31 | Long             | EC               | CORP              | IT        |    663718 | NS      | $5084043.41   | 6.32%             |  |  |  | No            |                  2 | On Loan: No      |
| Pembina Pipeline Corp          | Pembina Pipeline Corp                | CUSIP: 706327103<br>LEI: 5493002W3L9YICM6FU21 | Long             | EC               | CORP              | CA        |     46450 | NS      | $1695840.24   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Products Partners L | Enterprise Products Partners LP      | CUSIP: 293792107<br>LEI: K4CDIF4M54DJZ6TB4Q48 | Long             | EC               | CORP              | US        |    195535 | NS      | $4851223.35   | 6.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Magellan Midstream Partners LP | Magellan Midstream Partners LP       | CUSIP: 559080106<br>LEI: MZF5TI8NFVZZNUSKDL39 | Long             | EC               | CORP              | US        |     46821 | NS      | $2467466.70   | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc              | Kinder Morgan Inc                    | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    145974 | NS      | $2791022.88   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| FRONTIER COMMUNICATIONS        | Frontier Communications Holdings LLC | CUSIP: 35906EAQ3<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   1452875 | PA      | $1392217.43   | 1.73%             | 2027-10-08      | Floating      | 7.44%                 | No            |                  2 | On Loan: No      |
| CORE & MAIN LP                 | Core & Main LP                       | CUSIP: 40416VAE5<br>LEI: 549300ZSLF8Q660SCD17 | Long             | LON              | CORP              | US        |    706782 | PA      | $694413.61    | 0.86%             | 2028-07-27      | Floating      | 6.97%                 | No            |                  2 | On Loan: No      |
| TC Energy Corp                 | TC Energy Corp                       | CUSIP: 87807B107<br>LEI: 549300UGKOFV2IWJJG27 | Long             | EC               | CORP              | CA        |     94560 | NS      | $4189700.78   | 5.21%             |  |  |  | No            |                  1 | On Loan: No      |
| CALPINE CORP                   | Calpine Corp                         | CUSIP: 13134MBQ5<br>LEI: 43R4VPJBXTU2O15HEF41 | Long             | LON              | CORP              | US        |    675295 | PA      | $665915.60    | 0.83%             | 2026-04-01      | Floating      | 6.08%                 | No            |                  2 | On Loan: No      |
| TERRAFORM POWER OPERATING      | TerraForm Power Operating LLC        | CUSIP: 88103NAK6<br>LEI: 5493000S2OLR3UT5BE13 | Long             | LON              | CORP              | US        |   1496250 | PA      | $1484399.70   | 1.84%             | 2029-05-30      | Floating      | 6.40%                 | No            |                  2 | On Loan: No      |
| STANDARD INDUSTRIES INC        | Standard Industries Inc/NJ           | CUSIP: 85350EAB2<br>LEI: 54930064UHXCIUWVI755 | Long             | LON              | CORP              | US        |   1445205 | PA      | $1428050.38   | 1.77%             | 2028-09-22      | Floating      | 6.52%                 | No            |                  2 | On Loan: No      |
| CSC HOLDINGS LLC               | CSC Holdings LLC                     | CUSIP: 64072UAE2<br>LEI: 3HG2WD2W22M120IUNG49 | Long             | LON              | CORP              | US        |    592556 | PA      | $566483.22    | 0.70%             | 2025-07-17      | Floating      | 6.12%                 | No            |                  2 | On Loan: No      |
| Eversource Energy              | Eversource Energy                    | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |     53092 | NS      | $4399203.12   | 5.47%             |  |  |  | No            |                  1 | On Loan: No      |
| CALPINE CONSTRUCTION FIN       | Calpine Construction Finance Co LP   | CUSIP: 13134NAG6<br>LEI: V0Q3DOB0FIB2XI1KWU77 | Long             | LON              | CORP              | US        |    707010 | PA      | $700647.22    | 0.87%             | 2025-01-15      | Floating      | 6.07%                 | No            |                  2 | On Loan: No      |
| SOUTHWESTERN ENERGY CO         | Southwestern Energy Co               | CUSIP: 84546SAU7<br>LEI: EFWMP121W54QV9MGOP87 | Long             | LON              | CORP              | US        |    738141 | PA      | $727991.27    | 0.90%             | 2027-06-22      | Floating      | 6.20%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer