# EDGAR Filing Document

**Accession Number:** 0001324190
**File Stem:** 0001324190-23-000003
**Filing Date:** 2023-3
**Character Count:** 2528
**Document Hash:** 8c794470a6ed0c92ea4246d8cb06cd4d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001324190-23-000003.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001324190-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**EFFECTIVENESS DATE**: 20230328

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ULLICO INVESTMENT COMPANY, LLC
- **CENTRAL INDEX KEY:** 0001324190
- **IRS NUMBER:** 270103372
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66906
- **FILM NUMBER:** 23769948

**BUSINESS ADDRESS:**
- **STREET 1:** 8403 COLESVILLE RD.
- **STREET 2:** 13 FLOOR
- **CITY:** SILVER SPRING
- **STATE:** MD
- **ZIP:** 20910
- **BUSINESS PHONE:** 202 962-8951

**MAIL ADDRESS:**
- **STREET 1:** 8403 COLESVILLE RD.
- **STREET 2:** 13 FLOOR
- **CITY:** SILVER SPRING
- **STATE:** MD
- **ZIP:** 20910

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ULLICO INVESTMENT COMPANY, INC.
- **DATE OF NAME CHANGE:** 20050418

### Attached PDF Documents

**Attachment 1:** `uicfinancialspublic2022.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001324190

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ULLICO INVESTMENT COMPANY, LLC

**Business Address:** 8403 COLESVILLE RD., 13 FLOOR, SILVER SPRING, MD, 20910

**Contact Person:** Darin Hardy

**Contact Phone:** (202) 682-6730

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 2005 Market Street,, Suite 700, Philadelphia, PA, 19103

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Darin Hardy**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ULLICO INVESTMENT COMPANY, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Darin Hardy

**Title:** VP & CFO

**Notarized:** Yes