# EDGAR Filing Document

**Accession Number:** 0001807486
**File Stem:** 0001752724-23-054448
**Filing Date:** 2023-3
**Character Count:** 38726
**Document Hash:** 36f9af71a14e1dde578c994f94c1b16a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-054448.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0001752724-23-054448

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**EFFECTIVENESS DATE**: 20230314

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alger ETF Trust
- **CENTRAL INDEX KEY:** 0001807486
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23603
- **FILM NUMBER:** 23729716

**BUSINESS ADDRESS:**
- **STREET 1:** 100 PEARL STREET
- **STREET 2:** 27TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004
- **BUSINESS PHONE:** 212-806-8833

**MAIL ADDRESS:**
- **STREET 1:** 100 PEARL STREET
- **STREET 2:** 27TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004

## Series and Classes Contracts Data

### Alger Mid Cap 40 ETF (Series ID: S000069955)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000222788 | Alger Mid Cap 40 ETF | FRTY            |

### Alger 35 ETF (Series ID: S000069956)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000222789 | Alger 35 ETF | ATFV            |

### Alger Weatherbie Enduring Growth ETF (Series ID: S000079631)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000240821 | Alger Weatherbie Enduring Growth ETF | AWEG            |

## Internal

```

<PAGE>

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Shareholders and the Board of Trustees of The Alger ETF Trust:

In  planning  and performing our audits of the financial statements of The Alger
ETF  Trust (the "Trust"), including Alger 35 ETF and Alger Mid Cap 40 ETF, as of
and  for  the  year ended December 31, 2022, in accordance with the standards of
the  Public  Company  Accounting  Oversight  Board  (United  States) (PCAOB), we
considered  the  Trust's  internal  control  over financial reporting, including
controls  over  safeguarding  securities,  as a basis for designing our auditing
procedures  for  the  purpose  of  expressing  our  opinion  on  the  financial
statements  and  to  comply with the requirements of Form N-CEN, but not for the
purpose  of  expressing  an opinion on the effectiveness of the Trust's internal
control over financial reporting. Accordingly, we express no such opinion.

The  management  of  the  Trust  is responsible for establishing and maintaining
effective  internal  control  over  financial  reporting.  In  fulfilling  this
responsibility,  estimates  and  judgments  by management are required to assess
the  expected benefits and related costs of controls. A trust's internal control
over  financial  reporting is a process designed to provide reasonable assurance
regarding  the  reliability  of  financial  reporting  and  the  preparation  of
financial  statements  for  external  purposes  in  accordance  with  generally
accepted  accounting  principles.  A  trust's  internal  control  over financial
reporting  includes  those  policies  and  procedures  that  (1)  pertain to the
maintenance  of  records  that,  in  reasonable  detail,  accurately  and fairly
reflect  the  transactions  and  dispositions  of  the  assets of the trust; (2)
provide  reasonable  assurance  that  transactions  are recorded as necessary to
permit  preparation  of  financial  statements  in  accordance  with  generally
accepted  accounting principles, and that receipts and expenditures of the trust
are  being  made  only  in  accordance  with  authorizations  of  management and
directors  of  the  trust;  and  (3)  provide  reasonable  assurance  regarding
prevention  or timely detection of unauthorized acquisition, use, or disposition
of  a  trust's  assets  that  could  have  a  material  effect  on the financial
statements.

Because  of  its inherent limitations, internal control over financial reporting
may  not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness  to  future  periods  are  subject  to  the risk that controls may
become  inadequate  because  of  changes  in  conditions  or  that the degree of
compliance with the policies or procedures may deteriorate.

A  deficiency  in  internal  control  over  financial  reporting exists when the
design  or operation of a control does not allow management or employees, in the
normal  course  of  performing  their  assigned  functions, to prevent or detect
misstatements  on  a  timely  basis.  A  material weakness is a deficiency, or a
combination  of deficiencies, in internal control over financial reporting, such
that  there  is  a  reasonable  possibility  that a material misstatement of the
trust's  annual  or  interim  financial  statements  will  not  be  prevented or
detected on a timely basis.

Our  consideration  of the Trust's internal control over financial reporting was
for  the  limited  purpose  described  in  the  first  paragraph  and  would not
necessarily  disclose  all  deficiencies  in  internal  control  that  might  be
material  weaknesses under standards established by the PCAOB. However, we noted
no  deficiencies  in  the  Trust's internal control over financial reporting and
its  operation, including controls for safeguarding securities, that we consider
to be a material weakness, as defined above, as of December 31, 2022.

This  report  is  intended  solely for the information and use of management and
the  Board  of  Trustees of the Trust and the Securities and Exchange Commission
and  is  not  intended  to  be and should not be used by anyone other than these
specified parties.

Deloitte & Touche LLP
New York, New York
February 24, 2023

<PAGE>

```

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001807486

## N-CEN: Series/Class (Contract) Information

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2022-12-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** Alger ETF Trust

- **Item B.1.b - Investment Company Act file number:** 811-23603

- **Item B.1.c - CIK:** 0001807486

- **Item B.1.d - LEI:** 5493001LMS20X4PV3S52

- **Item B.2.a - Street 1:** 100 Pearl Street

- **Item B.2.b - City:** New York

- **Item B.2.c - State:** NY

- **Item B.2.e - Zip Code:** 10004-6030

- **Item B.2.f - Telephone:** (800) 223-3810

- **Item B.2.g - Public Website:** www.alger.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Fred Alger & Company, LLC

- **b. Street 1:** 100 Pearl Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10004-6030

- **g. Telephone number:** 212-806-8800

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as distributor

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** Fred Alger Management, LLC

- **b. Street 1:** 100 Pearl Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10004-6030

- **g. Telephone number:** 212-806-8800

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as advisor, administrator, and shareholder servicing agent

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** BROWN BROTHERS HARRIMAN & CO.

- **b. Street 1:** 50 Post Office Square

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02110-1548

- **g. Telephone number:** 617-772-1818

- **h. Briefly describe the books and records kept at this location:** Records related to its functions as custodian, accounting agent and transfer agent

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** Alger Family of Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 2

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                       | Is Interested Person?   | Other Investment Company File Numbers                 |
|:---|:---|:---|
| Charles F. Baird           | No                      | 811-07986, 811-01355, 811-21308, 811-05550, 811-01743 |
| Nathan E. Saint-Amand M.D. | No                      | 811-01743, 811-05550, 811-21308, 811-07986, 811-01355 |
| Hilary M. Alger            | Yes                     | 811-01355, 811-01743, 811-05550, 811-07986, 811-21308 |
| Roger P. Cheever           | No                      | 811-07986, 811-05550, 811-01743, 811-01355, 811-21308 |
| David Rosenberg            | No                      | 811-05550, 811-07986, 811-21308, 811-01355, 811-01743 |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Tina Payne

- **b. CRD Number, if any:** 005391957

- **c. Street Address 1:** 100 Pearl Street

- **d. City:** New York

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 10004-6030

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-28844
  - 34-90528
  - IC-33869
  - 34-91210

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** Fred Alger & Company, LLC

- **ii. SEC file number:** 008-15900

- **iii. CRD number:** 000005300

- **iv. LEI, if any:** 549300RNUBAZ7ALEZI84

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** Deloitte & Touche LLP

- **b. PCAOB Number:** 34

- **c. LEI, if any:** 549300FJV7IV1ZHGAV28

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Alger 35 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Alger 35 ETF

- **b. Series identification number, if any:** S000069956

- **c. LEI:** 549300XPINPN13F35A88

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Alger 35 ETF            | C000222789                                | ATFV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Fred Alger Management, LLC

- **ii. SEC file number:** 801-6709

- **iii. CRD number:** 000106750

- **iv. LEI, if any:** 549300TITGLG7BXCGB39

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. SEC file number:** 084-06072

- **iii. LEI, if any:** 5493006KMX1VFTPYPW14

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800HQORQAP68CJJ04

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. LEI, if any:** 5493006KMX1VFTPYPW14

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Fred Alger Management, LLC

- **ii. LEI, if any:** 549300TITGLG7BXCGB39

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Fred Alger Management, LLC

- **ii. LEI, if any, or other identifying number:** 549300TITGLG7BXCGB39

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. LEI, if any, or other identifying number:** 5493006KMX1VFTPYPW14

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Fred Alger & Company, LLC

- **b. SEC file number:** 008-15900

- **c. CRD number:** 000005300

- **d. LEI, if any:** 549300RNUBAZ7ALEZI84

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $6,252.62

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** JONESTRADING INSTITUTIONAL SERVICES

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,151.55

**Brokers Record: 2**

- **i. Full name of broker:** Bay Crest Partners, LLC

- **ii. SEC file number:** 008-48931

- **iii. CRD number:** 000039944

- **iv. LEI, if any:** 549300CTRRO8C3BU3H64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $565.26

**Brokers Record: 3**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $569.21

**Brokers Record: 4**

- **i. Full name of broker:** SUNTRUST INVESTMENT SERVICES

- **ii. SEC file number:** 008-35355

- **iii. CRD number:** 000017499

- **iv. LEI, if any:** IYDOJBGJWY9T8XKCSX06

- **v. State, if applicable:** GA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,906.82

**Brokers Record: 5**

- **i. Full name of broker:** ABEL NOSER, L.L.C.

- **ii. SEC file number:** 008-69809

- **iii. CRD number:** 000284714

- **iv. LEI, if any:** 549300UQY3DBDP2Y2N55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,567.50

**Brokers Record: 6**

- **i. Full name of broker:** MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,481.90

**Brokers Record: 7**

- **i. Full name of broker:** STIFEL, NICOLAUS & COMPANY, INCORPORATED

- **ii. SEC file number:** 008-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $840.34

**Brokers Record: 8**

- **i. Full name of broker:** Fred Alger & Company, LLC

- **ii. SEC file number:** 008-15900

- **iii. CRD number:** 000005300

- **iv. LEI, if any:** 549300RNUBAZ7ALEZI84

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,252.62

**Brokers Record: 9**

- **i. Full name of broker:** CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

- **ii. SEC file number:** 008-21025

- **iii. CRD number:** 000007749

- **iv. LEI, if any:** 549300Y8YMXR5LZ07B04

- **vii. Gross commissions paid by the Fund for the reporting period:** $958.65

**Brokers Record: 10**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,574.09

**Aggregate Commission:** $20,099.53

**Item C.17.a. Principal transaction counterparties.**

| Name                    | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co, LLC | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $51,150.00                |
| COWEN AND COMPANY, LLP  | 008-22522         |    000007616 | 549300WR155U7DVMIW58 | NY      | US        | $13,437.75                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $64,587.75

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $10,260,336.15

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 2 - Alger Mid Cap 40 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Alger Mid Cap 40 ETF

- **b. Series identification number, if any:** S000069955

- **c. LEI:** 549300BGEV4QVML5IV31

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Alger Mid Cap 40 ETF    | C000222788                                | FRTY                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Fred Alger Management, LLC

- **ii. SEC file number:** 801-6709

- **iii. CRD number:** 000106750

- **iv. LEI, if any:** 549300TITGLG7BXCGB39

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. SEC file number:** 084-06072

- **iii. LEI, if any:** 5493006KMX1VFTPYPW14

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800HQORQAP68CJJ04

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. LEI, if any:** 5493006KMX1VFTPYPW14

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Fred Alger Management, LLC

- **ii. LEI, if any:** 549300TITGLG7BXCGB39

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Fred Alger Management, LLC

- **ii. LEI, if any, or other identifying number:** 549300TITGLG7BXCGB39

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

**Administrators Record: 2**

- **i. Full name:** Brown Brothers Harriman & Co.

- **ii. LEI, if any, or other identifying number:** 5493006KMX1VFTPYPW14

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** Yes

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Fred Alger & Company, LLC

- **b. SEC file number:** 008-15900

- **c. CRD number:** 000005300

- **d. LEI, if any:** 549300RNUBAZ7ALEZI84

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $12,583.21

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Wells Fargo Securities LLC

- **ii. SEC file number:** 008-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,301.27

**Brokers Record: 2**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 008-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,959.22

**Brokers Record: 3**

- **i. Full name of broker:** MORGAN STANLEY & CO. LLC

- **ii. SEC file number:** 008-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,807.21

**Brokers Record: 4**

- **i. Full name of broker:** STIFEL, NICOLAUS & COMPANY, INCORPORATED

- **ii. SEC file number:** 008-01447

- **iii. CRD number:** 000000793

- **iv. LEI, if any:** 5WUVMA08EYG4KEUPW589

- **v. State, if applicable:** MO

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,774.96

**Brokers Record: 5**

- **i. Full name of broker:** SANFORD C. BERNSTEIN & CO., LLC

- **ii. SEC file number:** 008-52942

- **iii. CRD number:** 000104474

- **iv. LEI, if any:** 549300I7JYZHT7D5CO04

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,019.02

**Brokers Record: 6**

- **i. Full name of broker:** Piper Sandler LTD.

- **ii. SEC file number:** N/A

- **iii. CRD number:** 000163758

- **iv. LEI, if any:** 2138008LHD1TOYE4JE90

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,447.42

**Brokers Record: 7**

- **i. Full name of broker:** Fred Alger & Company, LLC

- **ii. SEC file number:** 008-15900

- **iii. CRD number:** 000005300

- **iv. LEI, if any:** 549300RNUBAZ7ALEZI84

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,583.21

**Brokers Record: 8**

- **i. Full name of broker:** Bay Crest Partners, LLC

- **ii. SEC file number:** 008-48931

- **iii. CRD number:** 000039944

- **iv. LEI, if any:** 549300CTRRO8C3BU3H64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,463.76

**Brokers Record: 9**

- **i. Full name of broker:** BNY MELLON CAPITAL MARKETS, LLC

- **ii. SEC file number:** 008-35255

- **iii. CRD number:** 000017454

- **iv. LEI, if any:** VJW2DOOHGDT6PR0ZRO63

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,886.37

**Brokers Record: 10**

- **i. Full name of broker:** CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

- **ii. SEC file number:** 008-21025

- **iii. CRD number:** 000007749

- **iv. LEI, if any:** 549300Y8YMXR5LZ07B04

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,165.34

**Aggregate Commission:** $100,461.58

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $0.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** Yes

- **Item C.19.a - Fund's monthly average net assets:** $30,894,942.66

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

## Part E: Additional Questions for ETFs and ETMFs

### Alger 35 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** ATFV

**Item E.2 - Authorized Participants**

| Name                               | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Mirae Asset Securities (USA), Inc. | $0.00            | $0.00          |
| Virtu Americas LLC                 | $1,787,125.00    | $1,518,875.00  |
| Citadel Securities LLC             | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 12,500.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.56%

- **c.i. Average percentage of value composed of cash (redeemed):** 1.57%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Alger Mid Cap 40 ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** FRTY

**Item E.2 - Authorized Participants**

| Name                               | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Virtu Americas LLC                 | $11,579,000.00   | $4,875,625.00  |
| Mirae Asset Securities (USA), Inc. | $0.00            | $0.00          |
| Citadel Securities LLC             | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 12,500.00

- **b.i. Average percentage of value composed of cash (purchased):** 9.16%

- **c.i. Average percentage of value composed of cash (redeemed):** 8.77%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $160.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** Alger ETF Trust

**Date:** 2022-12-31

**Signature:** Michael D. Martins

**Title:** Treasurer