# EDGAR Filing Document

**Accession Number:** 0001496608
**File Stem:** 0001410368-26-006615
**Filing Date:** 2026-1
**Character Count:** 43572
**Document Hash:** c887ec5c36b0be558a62a7059d0c3299
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-26-006615.hdr.sgml**: 20260123

**ACCESSION NUMBER**: 0001410368-26-006615

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260123

**DATE AS OF CHANGE**: 20260123

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB Active ETFs, Inc.
- **CENTRAL INDEX KEY:** 0001496608

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23799
- **FILM NUMBER:** 26553719

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ALLIANCEBERNSTEIN L.P.
- **STREET 2:** 66 HUDSON BOULEVARD EAST, 26TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** 212-969-1000

**MAIL ADDRESS:**
- **STREET 1:** C/O ALLIANCEBERNSTEIN L.P.
- **STREET 2:** 66 HUDSON BOULEVARD EAST, 26TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianceBernstein Active ETFs, Inc.
- **DATE OF NAME CHANGE:** 20100714

## Series and Classes Contracts Data

### AB Disruptors ETF (Series ID: S000079470)

| Class ID   | Class Name        | Ticker Symbol   |
|:---|:---|:---|
| C000240507 | AB Disruptors ETF | FWD             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB Active ETFs, Inc.

- **b. Investment Company Act file number:** 811-23799

- **c. CIK number of Registrant:** 0001496608

- **d. LEI of Registrant:** 2549006ZG5WBMZRI5P66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10001

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Disruptors ETF

- **b. EDGAR series identifier (if any):** S000079470

- **c. LEI of Series:** 254900XCHVY6412C2208

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1295733263.83

**Total Liabilities:** $7237216.25

**Net Assets:** $1288496047.58

**Cash Not Reported:** $879977.19

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000240507 | 8.53%                | 8.32%                | -4.91%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $19671044.04             | $64431750.20                               |
| Month 2  | $23496512.43             | $75135352.86                               |
| Month 3  | $12764143.98             | $-78375212.54                              |

### Schedule of Portfolio Investments

| Name                                      | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AbbVie Inc                                | AbbVie Inc                                                       | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     54501 | NS      | $12409877.70  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                | Advanced Micro Devices Inc                                       | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     62906 | NS      | $13683942.18  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilent Technologies Inc                  | Agilent Technologies Inc                                         | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |    120686 | NS      | $18525301.00  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Akamai Technologies Inc                   | Akamai Technologies Inc                                          | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |    107342 | NS      | $9609255.84   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                        | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |  19836418 | NS      | $19836418.30  | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                              | Alphabet Inc                                                     | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    107743 | NS      | $34497153.74  | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                            | Amazon.com Inc                                                   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     85070 | NS      | $19840025.40  | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                             | Amphenol Corp                                                    | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |    125961 | NS      | $17747904.90  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc                        | Analog Devices Inc                                               | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     38824 | NS      | $10301560.16  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                     | Applied Materials Inc                                            | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     81202 | NS      | $20483204.50  | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Argenx SE                                 | Argenx SE                                                        | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      8228 | NS      | $7503771.44   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc                       | Arista Networks Inc                                              | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     71580 | NS      | $9354074.40   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                              | Autodesk Inc                                                     | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     32206 | NS      | $9769368.04   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Avery Dennison Corp                       | Avery Dennison Corp                                              | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |     35190 | NS      | $6065700.30   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc                      | BWX Technologies Inc                                             | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     50488 | NS      | $9031293.44   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloom Energy Corp                         | Bloom Energy Corp                                                | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |     30767 | NS      | $3360987.08   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Boeing Co/The                             | Boeing Co/The                                                    | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     27752 | NS      | $5245128.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| AstraZeneca PLC                           | AstraZeneca PLC                                                  | CUSIP: 000000000<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |     74925 | NS      | $13872775.49  | 1.08%             |  |  |  | No            |                  2 | On Loan: No      |
| Boston Scientific Corp                    | Boston Scientific Corp                                           | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |    124101 | NS      | $12606179.58  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                              | Broadcom Inc                                                     | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     96697 | NS      | $38965023.12  | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bruker Corp                               | Bruker Corp                                                      | CUSIP: 116794108<br>LEI: LEBZ6VLQ6I8XB1NHVY15 | Long             | EC               | CORP              | US        |    186032 | NS      | $9080221.92   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Cameco Corp                               | Cameco Corp                                                      | CUSIP: 13321L108<br>LEI: N4BHALMXL3GMZKCUON55 | Long             | EC               | CORP              | CA        |    146695 | NS      | $12983974.45  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp                 | Carpenter Technology Corp                                        | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |     43660 | NS      | $13907456.40  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Carvana Co                                | Carvana Co                                                       | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |     28026 | NS      | $10495737.00  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                           | Caterpillar Inc                                                  | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     26197 | NS      | $15083184.72  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Celestica Inc                             | Celestica Inc                                                    | CUSIP: 15101Q207<br>LEI: 549300J3CG5T6RZWLN53 | Long             | EC               | CORP              | CA        |     39533 | NS      | $13615560.53  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ciena Corp                                | Ciena Corp                                                       | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     47973 | NS      | $9796566.33   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                            | Cloudflare Inc                                                   | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     30754 | NS      | $6157258.34   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp                 | Constellation Energy Corp                                        | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |     32002 | NS      | $11660248.72  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Inc                               | Corning Inc                                                      | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |    121278 | NS      | $10211607.60  | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                  | Crowdstrike Holdings Inc                                         | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     20725 | NS      | $10552341.00  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                              | DoorDash Inc                                                     | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     50155 | NS      | $9949247.35   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp                 | Edwards Lifesciences Corp                                        | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |    114450 | NS      | $9919381.50   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                        | Meta Platforms Inc                                               | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     24774 | NS      | $16052313.30  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                                    | F5 Inc                                                           | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |     38800 | NS      | $9279408.00   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Genmab A/S                                | Genmab A/S                                                       | CUSIP: 372303206<br>LEI: 529900MTJPDPE4MHJ122 | Long             | EC               | CORP              | DK        |    280906 | NS      | $9090118.16   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Howmet Aerospace Inc                      | Howmet Aerospace Inc                                             | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |     59413 | NS      | $12155305.67  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                | Intel Corp                                                       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |    308296 | NS      | $12504485.76  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc                    | Intuitive Surgical Inc                                           | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     15028 | NS      | $8618257.44   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc                        | IQVIA Holdings Inc                                               | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |     53074 | NS      | $12207550.74  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Karman Holdings Inc                       | Karman Holdings Inc                                              | CUSIP: 485924104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    170381 | NS      | $11420638.43  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solutions Inc   | Kratos Defense & Security Solutions Inc                          | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    129237 | NS      | $9834935.70   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc                 | L3Harris Technologies Inc                                        | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |     39486 | NS      | $11004353.34  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp                         | Lam Research Corp                                                | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |    125882 | NS      | $19637592.00  | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp                | Lattice Semiconductor Corp                                       | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     98724 | NS      | $6931412.04   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                            | Eli Lilly & Co                                                   | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     16229 | NS      | $17453802.63  | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumentum Holdings Inc                     | Lumentum Holdings Inc                                            | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |     56871 | NS      | $18492174.36  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Sartorius AG                              | Sartorius AG                                                     | CUSIP: 000000000<br>LEI: 529900EQV2DY4FOAMU38 | Long             | EC               | CORP              | DE        |     24905 | NS      | $7260562.17   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Infineon Technologies AG                  | Infineon Technologies AG                                         | CUSIP: 000000000<br>LEI: TSI2PJM6EPETEQ4X1U25 | Long             | EC               | CORP              | DE        |    350244 | NS      | $14767268.44  | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                            | Microsoft Corp                                                   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     12556 | NS      | $6177677.56   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc                     | Micron Technology Inc                                            | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     40640 | NS      | $9610547.20   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc                               | MongoDB Inc                                                      | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |     24678 | NS      | $8202226.86   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc              | Monolithic Power Systems Inc                                     | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |     14334 | NS      | $13304388.78  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Daifuku Co Ltd                            | Daifuku Co Ltd                                                   | CUSIP: 000000000<br>LEI: 3538006FG1W4X3MYHL36 | Long             | EC               | CORP              | JP        |    201700 | NS      | $6386412.69   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Delta Electronics Inc                     | Delta Electronics Inc                                            | CUSIP: 000000000<br>LEI: 529900UVZWNWGDLJSM52 | Long             | EC               | CORP              | TW        |    306000 | NS      | $9086888.64   | 0.71%             |  |  |  | No            |                  2 | On Loan: No      |
| Doosan Enerbility Co Ltd                  | Doosan Enerbility Co Ltd                                         | CUSIP: 000000000<br>LEI: 988400TK5NA3GLSTN506 | Long             | EC               | CORP              | KR        |    111784 | NS      | $5807158.47   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                               | Netflix Inc                                                      | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     82781 | NS      | $8905579.98   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Hitachi Ltd                               | Hitachi Ltd                                                      | CUSIP: 000000000<br>LEI: 549300T6IPOCDWLKC615 | Long             | EC               | CORP              | JP        |    218500 | NS      | $6956155.08   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| SK hynix Inc                              | SK hynix Inc                                                     | CUSIP: 000000000<br>LEI: 988400XAIK6XISWQV045 | Long             | EC               | CORP              | KR        |     32776 | NS      | $11811974.30  | 0.92%             |  |  |  | No            |                  2 | On Loan: No      |
| Kawasaki Heavy Industries Ltd             | Kawasaki Heavy Industries Ltd                                    | CUSIP: 000000000<br>LEI: 5493008FFSI8SQ74AT93 | Long             | EC               | CORP              | JP        |     82600 | NS      | $5230715.80   | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| Mitsubishi Heavy Industries Ltd           | Mitsubishi Heavy Industries Ltd                                  | CUSIP: 000000000<br>LEI: 353800TJ98PCAZROVE69 | Long             | EC               | CORP              | JP        |    697800 | NS      | $17649577.70  | 1.37%             |  |  |  | No            |                  2 | On Loan: No      |
| NVIDIA Corp                               | NVIDIA Corp                                                      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    284532 | NS      | $50362164.00  | 3.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsung Electronics Co Ltd                | Samsung Electronics Co Ltd                                       | CUSIP: 000000000<br>LEI: 9884007ER46L6N7EI764 | Long             | EC               | CORP              | KR        |    262610 | NS      | $17946013.67  | 1.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Advantest Corp                            | Advantest Corp                                                   | CUSIP: 000000000<br>LEI: 353800EMK32PDKS9XR54 | Long             | EC               | CORP              | JP        |    113400 | NS      | $14951650.11  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co Ltd | Taiwan Semiconductor Manufacturing Co Ltd                        | CUSIP: 000000000<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |    584607 | NS      | $26822815.99  | 2.08%             |  |  |  | No            |                  2 | On Loan: No      |
| Palantir Technologies Inc                 | Palantir Technologies Inc                                        | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |    105418 | NS      | $17757662.10  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Yaskawa Electric Corp                     | Yaskawa Electric Corp                                            | CUSIP: 000000000<br>LEI: 3538003K39GR98R0CK58 | Long             | EC               | CORP              | JP        |    330000 | NS      | $8541300.87   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| ABB Ltd                                   | ABB Ltd                                                          | CUSIP: 000000000<br>LEI: 5493000LKVGOO9PELI61 | Long             | EC               | CORP              | CH        |    119076 | NS      | $8602686.29   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Lonza Group AG                            | Lonza Group AG                                                   | CUSIP: 000000000<br>LEI: 549300EFW4H2TCZ71055 | Long             | EC               | CORP              | CH        |     13387 | NS      | $9169749.05   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Pure Storage Inc                          | Pure Storage Inc                                                 | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |     82836 | NS      | $7369090.56   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Quanta Services Inc                       | Quanta Services Inc                                              | CUSIP: 74762E102<br>LEI: SHVRXXEACT60MMH07S24 | Long             | EC               | CORP              | US        |     27514 | NS      | $12790708.32  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Reddit Inc                                | Reddit Inc                                                       | CUSIP: 75734B100<br>LEI: 529900APN1YHPBHPI679 | Long             | EC               | CORP              | US        |     44971 | NS      | $9734872.37   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc                     | Rivian Automotive Inc                                            | CUSIP: 76954A103<br>LEI: 25490004LNKJ84MFYY24 | Long             | EC               | CORP              | US        |    213861 | NS      | $3605696.46   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                     | Robinhood Markets Inc                                            | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |    106559 | NS      | $13691765.91  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp                           | Rocket Lab Corp                                                  | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    106635 | NS      | $4493598.90   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc                   | Rockwell Automation Inc                                          | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |     34345 | NS      | $13595811.70  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandisk Corp/DE                           | Sandisk Corp/DE                                                  | CUSIP: 80004C200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28476 | NS      | $6358121.28   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Semtech Corp                              | Semtech Corp                                                     | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |    147512 | NS      | $10939489.92  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                            | ServiceNow Inc                                                   | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |     17911 | NS      | $14551075.51  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                               | Shopify Inc                                                      | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |    104867 | NS      | $16636100.88  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories Inc                  | Silicon Laboratories Inc                                         | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |     22498 | NS      | $2870294.84   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp                               | SiTime Corp                                                      | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26168 | NS      | $7790213.60   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                             | Snowflake Inc                                                    | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     51345 | NS      | $12899917.80  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Solstice Advanced Materials Inc           | Solstice Advanced Materials Inc                                  | CUSIP: 83443Q103<br>LEI: 2138004GZ4H9TW6HK435 | Long             | EC               | CORP              | US        |    206141 | NS      | $9828802.88   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                              | Stryker Corp                                                     | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |     24868 | NS      | $9230504.24   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                              | Synopsys Inc                                                     | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |      7715 | NS      | $3224947.15   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Teledyne Technologies Inc                 | Teledyne Technologies Inc                                        | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |     19283 | NS      | $9632244.16   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                              | Teradyne Inc                                                     | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |     70838 | NS      | $12884723.82  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                 | Tesla Inc                                                        | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     55366 | NS      | $23816792.22  | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc              | Thermo Fisher Scientific Inc                                     | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |     23524 | NS      | $13898684.92  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                        | Unity Software Inc                                               | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |    151519 | NS      | $6442587.88   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertiv Holdings Co                        | Vertiv Holdings Co                                               | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |     76601 | NS      | $13767497.73  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Corp                               | Vistra Corp                                                      | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |     44898 | NS      | $8030456.28   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Westinghouse Air Brake Technologies Corp  | Westinghouse Air Brake Technologies Corp                         | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |     35383 | NS      | $7379124.65   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Wayfair Inc                               | Wayfair Inc                                                      | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |     85241 | NS      | $9444702.80   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Digital Corp                      | Western Digital Corp                                             | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |     36608 | NS      | $5979184.64   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliance Bernstein                        | AB Fixed Income Shares, Inc. - Government Money Market Portfolio | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |   6601252 | NS      | $6601252.50   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Straumann Holding AG                      | Straumann Holding AG                                             | CUSIP: 000000000<br>LEI: 50670046ML5FVIM60Z37 | Long             | EC               | CORP              | CH        |     77707 | NS      | $8864762.69   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo SpA                              | Leonardo SpA                                                     | CUSIP: 000000000<br>LEI: 529900X4EEX1U9LN3U39 | Long             | EC               | CORP              | IT        |     99460 | NS      | $5414744.33   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Prysmian SpA                              | Prysmian SpA                                                     | CUSIP: 000000000<br>LEI: 529900X0H1IO3RS1A464 | Long             | EC               | CORP              | IT        |    129610 | NS      | $12981156.14  | 1.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Rolls-Royce Holdings PLC                  | Rolls-Royce Holdings PLC                                         | CUSIP: 000000000<br>LEI: 213800EC7997ZBLZJH69 | Long             | EC               | CORP              | GB        |    700195 | NS      | $9908459.20   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxshare Precision Industry Co Ltd        | Luxshare Precision Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |    735100 | NS      | $5999799.13   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd                 | Alibaba Group Holding Ltd                                        | CUSIP: 000000000<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | KY        |    664200 | NS      | $12924668.62  | 1.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Hensoldt AG                               | Hensoldt AG                                                      | CUSIP: 000000000<br>LEI: 894500686FYLLZD3M624 | Long             | EC               | CORP              | DE        |     75745 | NS      | $6008368.44   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambarella Inc                             | Ambarella Inc                                                    | CUSIP: 000000000<br>LEI: 254900XN7F4DG0CEKC02 | Long             | EC               | CORP              | KY        |     69362 | NS      | $5145273.16   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Credo Technology Group Holding Ltd        | Credo Technology Group Holding Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     20591 | NS      | $3656961.60   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Fabrinet                                  | Fabrinet                                                         | CUSIP: 000000000<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |     24031 | NS      | $11040081.71  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| SharkNinja Inc                            | SharkNinja Inc                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     33490 | NS      | $3267619.30   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology SA                     | Spotify Technology SA                                            | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | US        |     11876 | NS      | $7112180.12   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                           | ASML Holding NV                                                  | CUSIP: 000000000<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |     12090 | NS      | $12815400.00  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Nebius Group NV                           | Nebius Group NV                                                  | CUSIP: 000000000<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | EC               | CORP              | NL        |     68920 | NS      | $6538440.40   | 0.51%             |  |  |  | No            |                  1 | On Loan: —       |
| Flex Ltd                                  | Flex Ltd                                                         | CUSIP: 000000000<br>LEI: 549300EAQH74YHD07T53 | Long             | EC               | CORP              | SG        |    152438 | NS      | $9010610.18   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-07

**Name of Applicant:** AB Active ETFs, Inc.

**Signature:** Stephen Woetzel

**Name of Signer:** Stephen Woetzel

**Title:** Controller