# EDGAR Filing Document

**Accession Number:** 0001868643
**File Stem:** 0001868643-23-000001
**Filing Date:** 2023-2
**Character Count:** 29106
**Document Hash:** b2a6de4cf1d9f75db25ee20156e9bfca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001868643-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001868643-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIG North Trading, ULC
- **CENTRAL INDEX KEY:** 0001868643
- **IRS NUMBER:** 981545213
- **STATE OF INCORPORATION:** A1
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21988
- **FILM NUMBER:** 23625884

**BUSINESS ADDRESS:**
- **STREET 1:** 401 E CITY AVE
- **STREET 2:** STE 220
- **CITY:** BALA CYNWYD
- **STATE:** PA
- **ZIP:** 19004
- **BUSINESS PHONE:** 6106172600

**MAIL ADDRESS:**
- **STREET 1:** 401 E CITY AVE
- **STREET 2:** STE 220
- **CITY:** BALA CYNWYD
- **STATE:** PA
- **ZIP:** 19004

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SIG North Trading ULC<br>**Address:** 401 E City Ave<br>Ste 220<br>Bala Cynwyd, PA 19004

**Form 13F File Number:** 028-21988

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Robert Sack<br>**Title:** Treasurer<br>**Phone:** 610-617-2600

**Signature, Place, and Date of Signing:**

Robert Sack  BALA CYNWYD, PA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 262

**Form 13F Information Table Value Total:** $2089451367

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ACUITYADS HLDGS INC | COM | 00510L106 |  | 37532 | 24797 | SH |  | DFND |  | 24797 | 0 | 0 |
| ACUITYADS HLDGS INC | COM | 00510L106 |  | 64779 | 42900 | SH | Put | DFND |  | 0 | 0 | 0 |
| ACUITYADS HLDGS INC | COM | 00510L106 |  | 36844 | 24400 | SH | Call | DFND |  | 0 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 2342584 | 45094 | SH |  | DFND |  | 45094 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 8439600 | 162300 | SH | Put | DFND |  | 0 | 0 | 0 |
| AGNICO EAGLE MINES LTD | COM | 008474108 |  | 11720800 | 225400 | SH | Call | DFND |  | 0 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 |  | 188232 | 18600 | SH | Put | DFND |  | 0 | 0 | 0 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 |  | 2035132 | 201100 | SH | Call | DFND |  | 0 | 0 | 0 |
| ALGONQUIN PWR UTILS CORP | COM | 015857105 |  | 1534605 | 235000 | SH | Put | DFND |  | 0 | 0 | 0 |
| ALGONQUIN PWR UTILS CORP | COM | 015857105 |  | 2045316 | 313200 | SH | Call | DFND |  | 0 | 0 | 0 |
| AURORA CANNABIS INC | COM | 05156X884 |  | 117116 | 127300 | SH | Put | DFND |  | 0 | 0 | 0 |
| AURORA CANNABIS INC | COM | 05156X884 |  | 336628 | 365900 | SH | Call | DFND |  | 0 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 |  | 410858 | 116173 | SH |  | DFND |  | 116173 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 |  | 658440 | 186000 | SH | Put | DFND |  | 0 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 |  | 1164660 | 329000 | SH | Call | DFND |  | 0 | 0 | 0 |
| BALLARD PWR SYS INC NEW | COM | 058586108 |  | 256208 | 53600 | SH | Put | DFND |  | 0 | 0 | 0 |
| BALLARD PWR SYS INC NEW | COM | 058586108 |  | 814034 | 170300 | SH | Call | DFND |  | 0 | 0 | 0 |
| BANK MONTREAL QUE | COM | 063671101 |  | 5051946 | 55821 | SH |  | DFND |  | 55821 | 0 | 0 |
| BANK MONTREAL QUE | COM | 063671101 |  | 119217900 | 1315000 | SH | Put | DFND |  | 0 | 0 | 0 |
| BANK MONTREAL QUE | COM | 063671101 |  | 68693082 | 757700 | SH | Call | DFND |  | 0 | 0 | 0 |
| BANK NOVA SCOTIA HALIFAX | COM | 064149107 |  | 14120640 | 288000 | SH | Put | DFND |  | 0 | 0 | 0 |
| BANK NOVA SCOTIA HALIFAX | COM | 064149107 |  | 42602264 | 868800 | SH | Call | DFND |  | 0 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 2828882 | 165078 | SH |  | DFND |  | 165078 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 4585910 | 267400 | SH | Put | DFND |  | 0 | 0 | 0 |
| BARRICK GOLD CORP | COM | 067901108 |  | 15544760 | 906400 | SH | Call | DFND |  | 0 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 180531 | 28800 | SH |  | DFND |  | 28800 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 2303504 | 366800 | SH | Put | DFND |  | 0 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 1615844 | 257300 | SH | Call | DFND |  | 0 | 0 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 14211104 | 323200 | SH | Put | DFND |  | 0 | 0 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 18093655 | 411500 | SH | Call | DFND |  | 0 | 0 | 0 |
| BLACKBERRY LTD | COM | 09228F103 |  | 422434 | 130196 | SH |  | DFND |  | 130196 | 0 | 0 |
| BLACKBERRY LTD | COM | 09228F103 |  | 430320 | 132000 | SH | Put | DFND |  | 0 | 0 | 0 |
| BLACKBERRY LTD | COM | 09228F103 |  | 2256898 | 692300 | SH | Call | DFND |  | 0 | 0 | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 597908 | 19057 | SH |  | DFND |  | 19057 | 0 | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 2619312 | 83100 | SH | Put | DFND |  | 0 | 0 | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 2398672 | 76100 | SH | Call | DFND |  | 0 | 0 | 0 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 |  | 638484 | 23100 | SH | Put | DFND |  | 0 | 0 | 0 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 |  | 1603120 | 58000 | SH | Call | DFND |  | 0 | 0 | 0 |
| BRP INC | COM SUN VTG | 05577W200 |  | 575616 | 7575 | SH |  | DFND |  | 7575 | 0 | 0 |
| BRP INC | COM SUN VTG | 05577W200 |  | 714306 | 9400 | SH | Put | DFND |  | 0 | 0 | 0 |
| BRP INC | COM SUN VTG | 05577W200 |  | 1337424 | 17600 | SH | Call | DFND |  | 0 | 0 | 0 |
| CAE INC | COM | 124765108 |  | 305471 | 15799 | SH |  | DFND |  | 15799 | 0 | 0 |
| CAE INC | COM | 124765108 |  | 259826 | 13400 | SH | Put | DFND |  | 0 | 0 | 0 |
| CAE INC | COM | 124765108 |  | 1293313 | 66700 | SH | Call | DFND |  | 0 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 451537 | 19943 | SH |  | DFND |  | 19943 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 10086258 | 445900 | SH | Put | DFND |  | 0 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 8396544 | 371200 | SH | Call | DFND |  | 0 | 0 | 0 |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 |  | 1236014 | 69400 | SH | Put | DFND |  | 0 | 0 | 0 |
| CANADA GOOSE HLDGS INC | SHS SUB VTG | 135086106 |  | 1537003 | 86300 | SH | Call | DFND |  | 0 | 0 | 0 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 |  | 2416747 | 59778 | SH |  | DFND |  | 59778 | 0 | 0 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 |  | 18171472 | 448900 | SH | Put | DFND |  | 0 | 0 | 0 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 |  | 26372126 | 651500 | SH | Call | DFND |  | 0 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 26091045 | 469972 | SH |  | DFND |  | 469972 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 38582251 | 694300 | SH | Put | DFND |  | 0 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 33973142 | 611400 | SH | Call | DFND |  | 0 | 0 | 0 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 5695556 | 48010 | SH |  | DFND |  | 48010 | 0 | 0 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 9607120 | 80800 | SH | Put | DFND |  | 0 | 0 | 0 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 17097820 | 143800 | SH | Call | DFND |  | 0 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 5357290 | 71948 | SH |  | DFND |  | 71948 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 3946380 | 53000 | SH | Put | DFND |  | 0 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 2717790 | 36500 | SH | Call | DFND |  | 0 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 525895 | 226679 | SH |  | DFND |  | 226679 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 738610 | 317000 | SH | Put | DFND |  | 0 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 2026867 | 869900 | SH | Call | DFND |  | 0 | 0 | 0 |
| CELESTICA INC | SUB VTG SHS | 15101Q108 |  | 268995 | 23700 | SH | Put | DFND |  | 0 | 0 | 0 |
| CELESTICA INC | SUB VTG SHS | 15101Q108 |  | 480105 | 42300 | SH | Call | DFND |  | 0 | 0 | 0 |
| CENOVUS ENERGY INC | COM | 15135U109 |  | 10130239 | 522884 | SH |  | DFND |  | 522884 | 0 | 0 |
| CENOVUS ENERGY INC | COM | 15135U109 |  | 11672362 | 602600 | SH | Put | DFND |  | 0 | 0 | 0 |
| CENOVUS ENERGY INC | COM | 15135U109 |  | 15259686 | 787800 | SH | Call | DFND |  | 0 | 0 | 0 |
| CENTERRA GOLD INC | COM | 152006102 |  | 56980 | 11000 | SH | Put | DFND |  | 0 | 0 | 0 |
| CENTERRA GOLD INC | COM | 152006102 |  | 122766 | 23700 | SH | Call | DFND |  | 0 | 0 | 0 |
| CGI INC | CL A SUB VTG | 12532H104 |  | 288621 | 3356 | SH |  | DFND |  | 3356 | 0 | 0 |
| CGI INC | CL A SUB VTG | 12532H104 |  | 2303142 | 26700 | SH | Put | DFND |  | 0 | 0 | 0 |
| CGI INC | CL A SUB VTG | 12532H104 |  | 4882316 | 56600 | SH | Call | DFND |  | 0 | 0 | 0 |
| CI FINL CORP | COM | 125491100 |  | 175870 | 17710 | SH |  | DFND |  | 17710 | 0 | 0 |
| CI FINL CORP | COM | 125491100 |  | 270458 | 27100 | SH | Put | DFND |  | 0 | 0 | 0 |
| CI FINL CORP | COM | 125491100 |  | 480038 | 48100 | SH | Call | DFND |  | 0 | 0 | 0 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 |  | 5560174 | 780388 | SH |  | DFND |  | 780388 | 0 | 0 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 |  | 2654652 | 371800 | SH | Put | DFND |  | 0 | 0 | 0 |
| CRESCENT PT ENERGY CORP | COM | 22576C101 |  | 4745244 | 664600 | SH | Call | DFND |  | 0 | 0 | 0 |
| CRONOS GROUP INC | COM | 22717L101 |  | 44376 | 17200 | SH | Put | DFND |  | 0 | 0 | 0 |
| CRONOS GROUP INC | COM | 22717L101 |  | 103716 | 40200 | SH | Call | DFND |  | 0 | 0 | 0 |
| DESCARTES SYS GROUP INC | COM | 249906108 |  | 477066 | 6868 | SH |  | DFND |  | 6868 | 0 | 0 |
| DESCARTES SYS GROUP INC | COM | 249906108 |  | 474368 | 6800 | SH | Put | DFND |  | 0 | 0 | 0 |
| DESCARTES SYS GROUP INC | COM | 249906108 |  | 376704 | 5400 | SH | Call | DFND |  | 0 | 0 | 0 |
| ELDORADO GOLD CORP NEW | COM | 284902509 |  | 117594 | 14100 | SH | Put | DFND |  | 0 | 0 | 0 |
| ELDORADO GOLD CORP NEW | COM | 284902509 |  | 190986 | 22900 | SH | Call | DFND |  | 0 | 0 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 56643013 | 1448300 | SH | Put | DFND |  | 0 | 0 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 34604528 | 884800 | SH | Call | DFND |  | 0 | 0 | 0 |
| ENDEAVOUR SILVER CORP | COM | 29258Y103 |  | 57332 | 17769 | SH |  | DFND |  | 17769 | 0 | 0 |
| ENDEAVOUR SILVER CORP | COM | 29258Y103 |  | 90720 | 28000 | SH | Put | DFND |  | 0 | 0 | 0 |
| ENDEAVOUR SILVER CORP | COM | 29258Y103 |  | 245592 | 75800 | SH | Call | DFND |  | 0 | 0 | 0 |
| ENERGY FUELS INC | COM NEW | 292671708 |  | 251933 | 40700 | SH | Call | DFND |  | 0 | 0 | 0 |
| ENERPLUS CORP | COM | 292766102 |  | 2502100 | 142509 | SH |  | DFND |  | 142509 | 0 | 0 |
| ENERPLUS CORP | COM | 292766102 |  | 930682 | 52700 | SH | Put | DFND |  | 0 | 0 | 0 |
| ENERPLUS CORP | COM | 292766102 |  | 1317436 | 74600 | SH | Call | DFND |  | 0 | 0 | 0 |
| EQUINOX GOLD CORP | COM | 29446Y502 |  | 294189 | 90352 | SH |  | DFND |  | 90352 | 0 | 0 |
| EQUINOX GOLD CORP | COM | 29446Y502 |  | 467610 | 143000 | SH | Put | DFND |  | 0 | 0 | 0 |
| EQUINOX GOLD CORP | COM | 29446Y502 |  | 80769 | 24700 | SH | Call | DFND |  | 0 | 0 | 0 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 |  | 1148973 | 138450 | SH |  | DFND |  | 138450 | 0 | 0 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 |  | 411162 | 49300 | SH | Put | DFND |  | 0 | 0 | 0 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 |  | 297738 | 35700 | SH | Call | DFND |  | 0 | 0 | 0 |
| FORTIS INC | COM | 349553107 |  | 10695172 | 267707 | SH |  | DFND |  | 267707 | 0 | 0 |
| FORTIS INC | COM | 349553107 |  | 22013992 | 549800 | SH | Put | DFND |  | 0 | 0 | 0 |
| FORTIS INC | COM | 349553107 |  | 1805804 | 45100 | SH | Call | DFND |  | 0 | 0 | 0 |
| FORTUNA SILVER MINES INC | COM | 349915108 |  | 252035 | 66500 | SH | Put | DFND |  | 0 | 0 | 0 |
| FORTUNA SILVER MINES INC | COM | 349915108 |  | 580628 | 153200 | SH | Call | DFND |  | 0 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 3766533 | 27649 | SH |  | DFND |  | 27649 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 5197602 | 38100 | SH | Put | DFND |  | 0 | 0 | 0 |
| FRANCO NEV CORP | COM | 351858105 |  | 3915254 | 28700 | SH | Call | DFND |  | 0 | 0 | 0 |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 36168Q104 |  | 242833 | 8337 | SH |  | DFND |  | 8337 | 0 | 0 |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 36168Q104 |  | 294213 | 10100 | SH | Put | DFND |  | 0 | 0 | 0 |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 36168Q104 |  | 1004985 | 34500 | SH | Call | DFND |  | 0 | 0 | 0 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 |  | 782040 | 28500 | SH | Put | DFND |  | 0 | 0 | 0 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 |  | 1640912 | 59800 | SH | Call | DFND |  | 0 | 0 | 0 |
| HEXO CORP | COM | 428304406 |  | 123800 | 123800 | SH | Call | DFND |  | 0 | 0 | 0 |
| HUDBAY MINERALS INC | COM | 443628102 |  | 669921 | 131100 | SH | Put | DFND |  | 0 | 0 | 0 |
| HUDBAY MINERALS INC | COM | 443628102 |  | 658168 | 128800 | SH | Call | DFND |  | 0 | 0 | 0 |
| HUT 8 MNG CORP | COM | 44812T102 |  | 44976 | 52970 | SH |  | DFND |  | 52970 | 0 | 0 |
| HUT 8 MNG CORP | COM | 44812T102 |  | 82875 | 97500 | SH | Put | DFND |  | 0 | 0 | 0 |
| HUT 8 MNG CORP | COM | 44812T102 |  | 285685 | 336100 | SH | Call | DFND |  | 0 | 0 | 0 |
| IAMGOLD CORP | COM | 450913108 |  | 271674 | 105300 | SH | Put | DFND |  | 0 | 0 | 0 |
| IAMGOLD CORP | COM | 450913108 |  | 400158 | 155100 | SH | Call | DFND |  | 0 | 0 | 0 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 4570668 | 94067 | SH |  | DFND |  | 94067 | 0 | 0 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 14534268 | 298200 | SH | Put | DFND |  | 0 | 0 | 0 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 2817532 | 57800 | SH | Call | DFND |  | 0 | 0 | 0 |
| KINROSS GOLD CORP | COM | 496902404 |  | 806570 | 197903 | SH |  | DFND |  | 197903 | 0 | 0 |
| KINROSS GOLD CORP | COM | 496902404 |  | 501432 | 122900 | SH | Put | DFND |  | 0 | 0 | 0 |
| KINROSS GOLD CORP | COM | 496902404 |  | 830280 | 203500 | SH | Call | DFND |  | 0 | 0 | 0 |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 |  | 263000 | 18466 | SH |  | DFND |  | 18466 | 0 | 0 |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 |  | 1740310 | 121700 | SH | Put | DFND |  | 0 | 0 | 0 |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 |  | 2023450 | 141500 | SH | Call | DFND |  | 0 | 0 | 0 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 1670843 | 88100 | SH |  | DFND |  | 88100 | 0 | 0 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 760000 | 40000 | SH | Put | DFND |  | 0 | 0 | 0 |
| LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 |  | 2838600 | 149400 | SH | Call | DFND |  | 0 | 0 | 0 |
| MAG SILVER CORP | COM | 55903Q104 |  | 620118 | 39862 | SH |  | DFND |  | 39862 | 0 | 0 |
| MAG SILVER CORP | COM | 55903Q104 |  | 207879 | 13300 | SH | Put | DFND |  | 0 | 0 | 0 |
| MAG SILVER CORP | COM | 55903Q104 |  | 564243 | 36100 | SH | Call | DFND |  | 0 | 0 | 0 |
| MAGNA INTL INC | COM | 559222401 |  | 4530526 | 80600 | SH | Put | DFND |  | 0 | 0 | 0 |
| MAGNA INTL INC | COM | 559222401 |  | 12978889 | 230900 | SH | Call | DFND |  | 0 | 0 | 0 |
| MANULIFE FINL CORP | COM | 56501R106 |  | 9886607 | 554472 | SH |  | DFND |  | 554472 | 0 | 0 |
| MANULIFE FINL CORP | COM | 56501R106 |  | 35180565 | 1970900 | SH | Put | DFND |  | 0 | 0 | 0 |
| MANULIFE FINL CORP | COM | 56501R106 |  | 15270675 | 855500 | SH | Call | DFND |  | 0 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 1461967 | 28356 | SH |  | DFND |  | 28356 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 618720 | 12000 | SH | Put | DFND |  | 0 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 2170676 | 42100 | SH | Call | DFND |  | 0 | 0 | 0 |
| METHANEX CORP | COM | 59151K108 |  | 1311000 | 34500 | SH | Put | DFND |  | 0 | 0 | 0 |
| METHANEX CORP | COM | 59151K108 |  | 2599200 | 68400 | SH | Call | DFND |  | 0 | 0 | 0 |
| NEW GOLD INC CDA | COM | 644535106 |  | 22572 | 22800 | SH | Call | DFND |  | 0 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 233157 | 4959 | SH |  | DFND |  | 4959 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 2854114 | 60700 | SH | Put | DFND |  | 0 | 0 | 0 |
| NEWMONT CORP | COM | 651639106 |  | 4490410 | 95500 | SH | Call | DFND |  | 0 | 0 | 0 |
| NEXGEN ENERGY LTD | COM | 65340P106 |  | 62463 | 14100 | SH | Put | DFND |  | 0 | 0 | 0 |
| NEXGEN ENERGY LTD | COM | 65340P106 |  | 275546 | 62200 | SH | Call | DFND |  | 0 | 0 | 0 |
| NOVAGOLD RES INC | COM NEW | 66987E206 |  | 93310 | 15500 | SH | Call | DFND |  | 0 | 0 | 0 |
| NUTRIEN LTD | COM | 67077M108 |  | 16955455 | 232883 | SH |  | DFND |  | 232883 | 0 | 0 |
| NUTRIEN LTD | COM | 67077M108 |  | 20589977 | 281900 | SH | Put | DFND |  | 0 | 0 | 0 |
| NUTRIEN LTD | COM | 67077M108 |  | 12748970 | 174500 | SH | Call | DFND |  | 0 | 0 | 0 |
| OBSIDIAN ENERGY LTD | COM | 674482203 |  | 114208 | 17200 | SH | Put | DFND |  | 0 | 0 | 0 |
| OBSIDIAN ENERGY LTD | COM | 674482203 |  | 168656 | 25400 | SH | Call | DFND |  | 0 | 0 | 0 |
| OPEN TEXT CORP | COM | 683715106 |  | 699563 | 23646 | SH |  | DFND |  | 23646 | 0 | 0 |
| OPEN TEXT CORP | COM | 683715106 |  | 283872 | 9600 | SH | Put | DFND |  | 0 | 0 | 0 |
| OPEN TEXT CORP | COM | 683715106 |  | 866401 | 29300 | SH | Call | DFND |  | 0 | 0 | 0 |
| ORGANIGRAM HLDGS INC | COM | 68620P101 |  | 11340 | 14000 | SH | Put | DFND |  | 0 | 0 | 0 |
| ORGANIGRAM HLDGS INC | COM | 68620P101 |  | 44955 | 55500 | SH | Call | DFND |  | 0 | 0 | 0 |
| ORLA MNG LTD NEW | COM | 68634K106 |  | 67802 | 16700 | SH | Call | DFND |  | 0 | 0 | 0 |
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 |  | 174240 | 14400 | SH | Put | DFND |  | 0 | 0 | 0 |
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 |  | 1662540 | 137400 | SH | Call | DFND |  | 0 | 0 | 0 |
| OVINTIV INC | COM | 69047Q102 |  | 1757204 | 34759 | SH |  | DFND |  | 34759 | 0 | 0 |
| OVINTIV INC | COM | 69047Q102 |  | 10426402 | 206300 | SH | Put | DFND |  | 0 | 0 | 0 |
| OVINTIV INC | COM | 69047Q102 |  | 5852532 | 115800 | SH | Call | DFND |  | 0 | 0 | 0 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 625503 | 38456 | SH |  | DFND |  | 38456 | 0 | 0 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 1330895 | 81500 | SH | Put | DFND |  | 0 | 0 | 0 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 1283538 | 78600 | SH | Call | DFND |  | 0 | 0 | 0 |
| PEMBINA PIPELINE CORP | COM | 706327103 |  | 4650619 | 137184 | SH |  | DFND |  | 137184 | 0 | 0 |
| PEMBINA PIPELINE CORP | COM | 706327103 |  | 69230860 | 2038000 | SH | Put | DFND |  | 0 | 0 | 0 |
| PEMBINA PIPELINE CORP | COM | 706327103 |  | 19953978 | 587400 | SH | Call | DFND |  | 0 | 0 | 0 |
| PRECISION DRILLING CORP | COM NEW | 74022D407 |  | 330154 | 4300 | SH | Put | DFND |  | 0 | 0 | 0 |
| PRECISION DRILLING CORP | COM NEW | 74022D407 |  | 990462 | 12900 | SH | Call | DFND |  | 0 | 0 | 0 |
| PRIMO WATER CORPORATION | COM | 74167P108 |  | 315588 | 20400 | SH | Put | DFND |  | 0 | 0 | 0 |
| PRIMO WATER CORPORATION | COM | 74167P108 |  | 235144 | 15200 | SH | Call | DFND |  | 0 | 0 | 0 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 792549 | 36964 | SH |  | DFND |  | 36964 | 0 | 0 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 608896 | 28400 | SH | Put | DFND |  | 0 | 0 | 0 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 |  | 8966056 | 138879 | SH |  | DFND |  | 138879 | 0 | 0 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 |  | 1359120 | 21000 | SH | Put | DFND |  | 0 | 0 | 0 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 |  | 12613928 | 194900 | SH | Call | DFND |  | 0 | 0 | 0 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 |  | 621697 | 10773 | SH |  | DFND |  | 10773 | 0 | 0 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 |  | 365148 | 6300 | SH | Put | DFND |  | 0 | 0 | 0 |
| RITCHIE BROS AUCTIONEERS | COM | 767744105 |  | 1292508 | 22300 | SH | Call | DFND |  | 0 | 0 | 0 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 |  | 3805350 | 81499 | SH |  | DFND |  | 81499 | 0 | 0 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 |  | 2889411 | 61700 | SH | Put | DFND |  | 0 | 0 | 0 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 |  | 13547919 | 289300 | SH | Call | DFND |  | 0 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 2788402 | 29669 | SH |  | DFND |  | 29669 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 94147644 | 1000400 | SH | Put | DFND |  | 0 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 58131747 | 617700 | SH | Call | DFND |  | 0 | 0 | 0 |
| SANDSTORM GOLD LTD | COM NEW | 80013R206 |  | 249688 | 47200 | SH | Put | DFND |  | 0 | 0 | 0 |
| SANDSTORM GOLD LTD | COM NEW | 80013R206 |  | 150236 | 28400 | SH | Call | DFND |  | 0 | 0 | 0 |
| SEABRIDGE GOLD INC | COM | 811916105 |  | 162798 | 12900 | SH | Put | DFND |  | 0 | 0 | 0 |
| SEABRIDGE GOLD INC | COM | 811916105 |  | 331906 | 26300 | SH | Call | DFND |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 34841712 | 398100 | SH | Put | DFND |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 100472960 | 1148000 | SH | Call | DFND |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 11787261 | 344556 | SH |  | DFND |  | 344556 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 387438 | 13493 | SH |  | DFND |  | 13493 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 4916040 | 170400 | SH | Put | DFND |  | 0 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 9119485 | 316100 | SH | Call | DFND |  | 0 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 2654905 | 76460 | SH |  | DFND |  | 76460 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 4979675 | 143300 | SH | Put | DFND |  | 0 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 13361375 | 384500 | SH | Call | DFND |  | 0 | 0 | 0 |
| SIERRA WIRELESS INC | COM | 826516106 |  | 305550 | 10500 | SH | Call | DFND |  | 0 | 0 | 0 |
| SILVERCORP METALS INC | COM | 82835P103 |  | 42625 | 14542 | SH |  | DFND |  | 14542 | 0 | 0 |
| SILVERCORP METALS INC | COM | 82835P103 |  | 71148 | 24200 | SH | Put | DFND |  | 0 | 0 | 0 |
| SILVERCORP METALS INC | COM | 82835P103 |  | 93786 | 31900 | SH | Call | DFND |  | 0 | 0 | 0 |
| SILVERCREST METALS INC | COM | 828363101 |  | 201384 | 33757 | SH |  | DFND |  | 33757 | 0 | 0 |
| SILVERCREST METALS INC | COM | 828363101 |  | 379095 | 63500 | SH | Put | DFND |  | 0 | 0 | 0 |
| SILVERCREST METALS INC | COM | 828363101 |  | 180891 | 30300 | SH | Call | DFND |  | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2866388 | 7495 | SH |  | DFND |  | 7495 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 40156200 | 105000 | SH | Put | DFND |  | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 158712600 | 415000 | SH | Call | DFND |  | 0 | 0 | 0 |
| SSR MNG INC | COM | 784730103 |  | 354090 | 22686 | SH |  | DFND |  | 22686 | 0 | 0 |
| SSR MNG INC | COM | 784730103 |  | 349218 | 22300 | SH | Put | DFND |  | 0 | 0 | 0 |
| SUN LIFE FINANCIAL INC. | COM | 866796105 |  | 388560 | 8386 | SH |  | DFND |  | 8386 | 0 | 0 |
| SUN LIFE FINANCIAL INC. | COM | 866796105 |  | 13010645 | 280100 | SH | Put | DFND |  | 0 | 0 | 0 |
| SUN LIFE FINANCIAL INC. | COM | 866796105 |  | 8639700 | 186000 | SH | Call | DFND |  | 0 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 4950507 | 156221 | SH |  | DFND |  | 156221 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 27467796 | 865400 | SH | Put | DFND |  | 0 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 53050824 | 1671300 | SH | Call | DFND |  | 0 | 0 | 0 |
| SUNOPTA INC | COM | 8676EP108 |  | 237437 | 28300 | SH | Call | DFND |  | 0 | 0 | 0 |
| TC ENERGY CORP | COM | 87807B107 |  | 38820457 | 972700 | SH | Put | DFND |  | 0 | 0 | 0 |
| TC ENERGY CORP | COM | 87807B107 |  | 18494294 | 463400 | SH | Call | DFND |  | 0 | 0 | 0 |
| TECK RESOURCES LTD | CL B | 878742204 |  | 4617879 | 122469 | SH |  | DFND |  | 122469 | 0 | 0 |
| TECK RESOURCES LTD | CL B | 878742204 |  | 11693944 | 309200 | SH | Put | DFND |  | 0 | 0 | 0 |
| TECK RESOURCES LTD | CL B | 878742204 |  | 11682598 | 308900 | SH | Call | DFND |  | 0 | 0 | 0 |
| TELUS CORPORATION | COM | 87971M103 |  | 1522058 | 78700 | SH | Put | DFND |  | 0 | 0 | 0 |
| TELUS CORPORATION | COM | 87971M103 |  | 3328414 | 172100 | SH | Call | DFND |  | 0 | 0 | 0 |
| TFI INTL INC | COM | 87241L109 |  | 1174797 | 11700 | SH | Put | DFND |  | 0 | 0 | 0 |
| TFI INTL INC | COM | 87241L109 |  | 6868044 | 68400 | SH | Call | DFND |  | 0 | 0 | 0 |
| THOMSON REUTERS CORP. | COM NEW | 884903709 |  | 31003584 | 271200 | SH | Put | DFND |  | 0 | 0 | 0 |
| THOMSON REUTERS CORP. | COM NEW | 884903709 |  | 4812872 | 42100 | SH | Call | DFND |  | 0 | 0 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 193769 | 71902 | SH |  | DFND |  | 71902 | 0 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 288906 | 107400 | SH | Put | DFND |  | 0 | 0 | 0 |
| TILRAY BRANDS INC | COM CL 2 | 88688T100 |  | 671424 | 249600 | SH | Call | DFND |  | 0 | 0 | 0 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 11001535 | 169921 | SH |  | DFND |  | 169921 | 0 | 0 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 80138160 | 1236700 | SH | Put | DFND |  | 0 | 0 | 0 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 53557200 | 826500 | SH | Call | DFND |  | 0 | 0 | 0 |
| TRANSALTA CORP | COM | 89346D107 |  | 118245 | 13138 | SH |  | DFND |  | 13138 | 0 | 0 |
| TRANSALTA CORP | COM | 89346D107 |  | 625500 | 69500 | SH | Call | DFND |  | 0 | 0 | 0 |
| TRICON RESIDENTIAL INC | COM NPV | 89612W102 |  | 113484 | 14700 | SH | Put | DFND |  | 0 | 0 | 0 |
| VERMILION ENERGY INC | COM | 923725105 |  | 251489 | 14228 | SH |  | DFND |  | 14228 | 0 | 0 |
| VERMILION ENERGY INC | COM | 923725105 |  | 4980456 | 281700 | SH | Put | DFND |  | 0 | 0 | 0 |
| VERMILION ENERGY INC | COM | 923725105 |  | 5212064 | 294800 | SH | Call | DFND |  | 0 | 0 | 0 |
| VILLAGE FARMS INTL INC | COM | 92707Y108 |  | 21531 | 16189 | SH |  | DFND |  | 16189 | 0 | 0 |
| WASTE CONNECTIONS INC | COM | 94106B101 |  | 1201494 | 9080 | SH |  | DFND |  | 9080 | 0 | 0 |
| WASTE CONNECTIONS INC | COM | 94106B101 |  | 1154055 | 8700 | SH | Put | DFND |  | 0 | 0 | 0 |
| WASTE CONNECTIONS INC | COM | 94106B101 |  | 1963220 | 14800 | SH | Call | DFND |  | 0 | 0 | 0 |
| WEST FRASER TIMBER CO LTD | COM | 952845105 |  | 2291558 | 31859 | SH |  | DFND |  | 31859 | 0 | 0 |
| WEST FRASER TIMBER CO LTD | COM | 952845105 |  | 2153348 | 29800 | SH | Put | DFND |  | 0 | 0 | 0 |
| WEST FRASER TIMBER CO LTD | COM | 952845105 |  | 708148 | 9800 | SH | Call | DFND |  | 0 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 644849 | 16554 | SH |  | DFND |  | 16554 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 512210 | 13100 | SH | Put | DFND |  | 0 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 2502400 | 64000 | SH | Call | DFND |  | 0 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 137514 | 24600 | SH | Put | DFND |  | 0 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 1081665 | 193500 | SH | Call | DFND |  | 0 | 0 | 0 |

---