# EDGAR Filing Document

**Accession Number:** 0001003991
**File Stem:** 0001003991-26-000002
**Filing Date:** 2026-3
**Character Count:** 2766
**Document Hash:** 7944e13c6bcd2f678b3370b90f174f51
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001003991-26-000002.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001003991-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUGGENHEIM FUNDS DISTRIBUTORS, LLC
- **CENTRAL INDEX KEY:** 0001003991

**ORGANIZATION NAME:**
- **EIN:** 481175174
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-48842
- **FILM NUMBER:** 26704990

**BUSINESS ADDRESS:**
- **STREET 1:** 227 WEST MONROE STREET
- **STREET 2:** 7TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 301-296-5398

**MAIL ADDRESS:**
- **STREET 1:** 702 KING FARM BLVD
- **STREET 2:** STE 200
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUGGENHEIM FUNDS DISTRIBUTORS, INC.
- **DATE OF NAME CHANGE:** 20120319

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUGGENHEIM FUNDS DISTRIBUTORS, LLC
- **DATE OF NAME CHANGE:** 20120316

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUGGENHEIM FUNDS DISTRIBUTORS, INC.
- **DATE OF NAME CHANGE:** 20101004

### Attached PDF Documents

**Attachment 1:** `gfd2025fspub-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001003991

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GUGGENHEIM FUNDS DISTRIBUTORS, LLC

**Business Address:** 227 WEST MONROE STREET, 7TH FLOOR, CHICAGO, NY, 60606

**Contact Person:** Rebecca Chan

**Contact Phone:** 2123817555

### Independent Public Accountant Identification

**Accountant Name:** KPMG

**Accountant Address:** Two Manhattan West, 375 9th Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Rebecca Chan**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GUGGENHEIM FUNDS DISTRIBUTORS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Rebecca Chan

**Title:** Chief Financial Officer