# EDGAR Filing Document

**Accession Number:** 0001785199
**File Stem:** 0001785199-25-000019
**Filing Date:** 2025-10
**Character Count:** 17382
**Document Hash:** a6e52f58c49bad9cd8057ff9301307d9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001785199-25-000019.hdr.sgml**: 20251008

**ACCESSION NUMBER**: 0001785199-25-000019

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251008

**DATE AS OF CHANGE**: 20251008

**EFFECTIVENESS DATE**: 20251008

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sheets Smith Investment Management
- **CENTRAL INDEX KEY:** 0001785199

**ORGANIZATION NAME:**
- **EIN:** 811389113
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21070
- **FILM NUMBER:** 251382909

**BUSINESS ADDRESS:**
- **STREET 1:** 5600 NW CENTRAL DR
- **STREET 2:** 221
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77092
- **BUSINESS PHONE:** 3468678606

**MAIL ADDRESS:**
- **STREET 1:** 5600 NW CENTRAL DR
- **STREET 2:** 221
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77092

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Sheets Smith Investment Management, LLC
- **DATE OF NAME CHANGE:** 20190809

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sheets Smith Investment Management<br>**Address:** 5600 NW CENTRAL DR<br>221<br>HOUSTON, TX 77092

**Form 13F File Number:** 028-21070

**CRD Number (if applicable):** 000293992

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Greg Bowden<br>**Title:** Managing Director / Chief Compliance Officer<br>**Phone:** 3468678606

**Signature, Place, and Date of Signing:**

Gregory Cornell Bowden  Houston, TX  10-08-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 137

**Form 13F Information Table Value Total:** $154172145

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 520039 | 2246 | SH |  | SOLE | 0 | 190 | 0 | 2056 |
| ADVANCED ENERGY INDS | COM | 007973100 |  | 209783 | 1233 | SH |  | SOLE | 0 | 0 | 0 | 1233 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 2282999 | 14111 | SH |  | SOLE | 0 | 38 | 0 | 14073 |
| AEROVIRONMENT INC | COM | 008073108 |  | 332209 | 1055 | SH |  | SOLE | 0 | 0 | 0 | 1055 |
| AGNC INVT CORP | COM | 00123Q104 |  | 208635 | 21311 | SH |  | SOLE | 0 | 0 | 0 | 21311 |
| ALAMOS GOLD INC NEW | COM CL A | 011532108 |  | 1645915 | 47215 | SH |  | SOLE | 0 | 140 | 0 | 47075 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1752342 | 7195 | SH |  | SOLE | 0 | 16 | 0 | 7179 |
| AMAZON COM INC | COM | 023135106 |  | 3196061 | 14556 | SH |  | SOLE | 0 | 285 | 0 | 14271 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 261078 | 786 | SH |  | SOLE | 0 | 0 | 0 | 786 |
| AMERICAN HEALTHCARE REIT INC | COM SHS | 398182303 |  | 648298 | 15432 | SH |  | SOLE | 0 | 46 | 0 | 15386 |
| AMERICAN PUB ED INC | COM | 02913V103 |  | 1792451 | 45413 | SH |  | SOLE | 0 | 132 | 0 | 45281 |
| ANAVEX LIFE SCIENCES CORP | COM NEW | 032797300 |  | 1209937 | 135948 | SH |  | SOLE | 0 | 0 | 0 | 135948 |
| APPLE INC | COM | 037833100 |  | 484561 | 1903 | SH |  | SOLE | 0 | 0 | 0 | 1903 |
| APPLOVIN CORP | COM CL A | 03831W108 |  | 3952689 | 5501 | SH |  | SOLE | 0 | 17 | 0 | 5484 |
| ARDELYX INC | COM | 039697107 |  | 62775 | 11393 | SH |  | SOLE | 0 | 0 | 0 | 11393 |
| ARIS MNG CORP | COM | 04040Y109 |  | 1351322 | 137890 | SH |  | SOLE | 0 | 408 | 0 | 137482 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 208657 | 1432 | SH |  | SOLE | 0 | 0 | 0 | 1432 |
| AXON ENTERPRISE INC | COM | 05464C101 |  | 509524 | 710 | SH |  | SOLE | 0 | 40 | 0 | 670 |
| BANC OF CALIFORNIA INC | COM | 05990K106 |  | 1311588 | 79250 | SH |  | SOLE | 0 | 236 | 0 | 79014 |
| BANCORP INC DEL | COM | 05969A105 |  | 1796237 | 23985 | SH |  | SOLE | 0 | 67 | 0 | 23918 |
| BANK AMERICA CORP | COM | 060505104 |  | 2394601 | 46416 | SH |  | SOLE | 0 | 494 | 0 | 45922 |
| BARCLAYS PLC | ADR | 06738E204 |  | 1973365 | 95470 | SH |  | SOLE | 0 | 281 | 0 | 95189 |
| BAXTER INTL INC | COM | 071813109 |  | 401002 | 17611 | SH |  | SOLE | 0 | 0 | 0 | 17611 |
| BIOATLA INC | COM | 09077B104 |  | 46089 | 67000 | SH |  | SOLE | 0 | 0 | 0 | 67000 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 |  | 723571 | 79426 | SH |  | SOLE | 0 | 0 | 0 | 79426 |
| BOEING CO | COM | 097023105 |  | 595691 | 2760 | SH |  | SOLE | 0 | 150 | 0 | 2610 |
| BROADCOM INC | COM | 11135F101 |  | 760113 | 2304 | SH |  | SOLE | 0 | 0 | 0 | 2304 |
| CALCIMEDICA INC | COM NEW | 38942Q202 |  | 157173 | 51100 | SH |  | SOLE | 0 | 0 | 0 | 51100 |
| CAMECO CORP | COM | 13321L108 |  | 1947984 | 23229 | SH |  | SOLE | 0 | 68 | 0 | 23161 |
| CAPRICOR THERAPEUTICS INC | COM NEW | 14070B309 |  | 107155 | 14862 | SH |  | SOLE | 0 | 0 | 0 | 14862 |
| CARDIOL THERAPEUTICS INC | COM CL A | 14161Y200 |  | 152044 | 142097 | SH |  | SOLE | 0 | 0 | 0 | 142097 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 |  | 1636279 | 6664 | SH |  | SOLE | 0 | 19 | 0 | 6645 |
| CARVANA CO | CL A | 146869102 |  | 1476895 | 3915 | SH |  | SOLE | 0 | 14 | 0 | 3901 |
| CENTURY ALUM CO | COM | 156431108 |  | 651675 | 22196 | SH |  | SOLE | 0 | 66 | 0 | 22130 |
| CHERRY HILL MTG INVT CORP | COM | 164651101 |  | 131880 | 55180 | SH |  | SOLE | 0 | 0 | 0 | 55180 |
| CITIGROUP INC | COM NEW | 172967424 |  | 2303746 | 22697 | SH |  | SOLE | 0 | 63 | 0 | 22634 |
| COHERENT CORP | COM | 19247G107 |  | 656123 | 6091 | SH |  | SOLE | 0 | 18 | 0 | 6073 |
| CONSTRUCTION PARTNERS INC | COM CL A | 21044C107 |  | 1934210 | 15230 | SH |  | SOLE | 0 | 46 | 0 | 15184 |
| CORE NATURAL RESOURCES INC | COM SHS | 218937100 |  | 207531 | 2486 | SH |  | SOLE | 0 | 0 | 0 | 2486 |
| CORNING INC | COM | 219350105 |  | 504485 | 6150 | SH |  | SOLE | 0 | 400 | 0 | 5750 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 213806 | 436 | SH |  | SOLE | 0 | 0 | 0 | 436 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 212444 | 5508 | SH |  | SOLE | 0 | 0 | 0 | 5508 |
| DIREXION SHS ETF TR | DIREXION 2X SHAR | 25461A858 |  | 478468 | 13757 | SH |  | SOLE | 0 | 0 | 0 | 13757 |
| DOORDASH INC | CL A | 25809K105 |  | 1960504 | 7208 | SH |  | SOLE | 0 | 21 | 0 | 7187 |
| DYNEX CAP INC | COM | 26817Q886 |  | 337016 | 27422 | SH |  | SOLE | 0 | 0 | 0 | 27422 |
| EASTERN BANKSHARES INC | COM | 27627N105 |  | 985055 | 54273 | SH |  | SOLE | 0 | 161 | 0 | 54112 |
| ELI LILLY  CO | COM | 532457108 |  | 907970 | 1190 | SH |  | SOLE | 0 | 2 | 0 | 1188 |
| ERO COPPER CORP | COM | 296006109 |  | 988377 | 48857 | SH |  | SOLE | 0 | 145 | 0 | 48712 |
| ESCO TECHNOLOGIES INC | COM | 296315104 |  | 1408737 | 6673 | SH |  | SOLE | 0 | 20 | 0 | 6653 |
| ETON PHARMACEUTICALS INC | COM | 29772L108 |  | 322517 | 14842 | SH |  | SOLE | 0 | 44 | 0 | 14798 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 208475 | 1849 | SH |  | SOLE | 0 | 200 | 0 | 1649 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 276415 | 6030 | SH |  | SOLE | 0 | 0 | 0 | 6030 |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 |  | 398692 | 27515 | SH |  | SOLE | 0 | 1400 | 0 | 26115 |
| FIRSTCASH HOLDINGS INC | COM | 33768G107 |  | 1814701 | 11455 | SH |  | SOLE | 0 | 32 | 0 | 11423 |
| FORTRESS BIOTECH INC | COM NEW | 34960Q307 |  | 270259 | 73142 | SH |  | SOLE | 0 | 0 | 0 | 73142 |
| FORTUNA MNG CORP | COM NEW | 349942102 |  | 1487889 | 166059 | SH |  | SOLE | 0 | 488 | 0 | 165571 |
| GAP INC | COM | 364760108 |  | 467136 | 21839 | SH |  | SOLE | 0 | 0 | 0 | 21839 |
| GE AEROSPACE | COM NEW | 369604301 |  | 2273598 | 7558 | SH |  | SOLE | 0 | 83 | 0 | 7475 |
| GE VERNOVA INC | COM | 36828A101 |  | 2216715 | 3605 | SH |  | SOLE | 0 | 25 | 0 | 3580 |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 |  | 553570 | 5523 | SH |  | SOLE | 0 | 0 | 0 | 5523 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 207051 | 260 | SH |  | SOLE | 0 | 0 | 0 | 260 |
| GRAIL INC | COM | 384747101 |  | 1688635 | 28558 | SH |  | SOLE | 0 | 50 | 0 | 28508 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 |  | 1683265 | 7323 | SH |  | SOLE | 0 | 22 | 0 | 7301 |
| HOWMET AEROSPACE INC | COM | 443201108 |  | 2991526 | 15245 | SH |  | SOLE | 0 | 44 | 0 | 15201 |
| IBEX LTD | SHS NEW | G4690M101 |  | 1592314 | 39297 | SH |  | SOLE | 0 | 115 | 0 | 39182 |
| IES HLDGS INC | COM | 44951W106 |  | 207176 | 521 | SH |  | SOLE | 0 | 0 | 0 | 521 |
| INSULET CORP | COM | 45784P101 |  | 1315190 | 4260 | SH |  | SOLE | 0 | 12 | 0 | 4248 |
| INTEL CORP | COM | 458140100 |  | 272325 | 8117 | SH |  | SOLE | 0 | 0 | 0 | 8117 |
| INTERCORP FINL SVCS INC | SHS | P5626F128 |  | 1041942 | 25829 | SH |  | SOLE | 0 | 74 | 0 | 25755 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 44246 | 20390 | SH |  | SOLE | 0 | 0 | 0 | 20390 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1062179 | 1587 | SH |  | SOLE | 0 | 0 | 0 | 1587 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 220668 | 912 | SH |  | SOLE | 0 | 0 | 0 | 912 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 267867 | 988 | SH |  | SOLE | 0 | 0 | 0 | 988 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 589157 | 10318 | SH |  | SOLE | 0 | 0 | 0 | 10318 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 11949611 | 207747 | SH |  | SOLE | 0 | 605 | 0 | 207142 |
| JBT MAREL CORPORATION | COM | 477839104 |  | 1276129 | 9086 | SH |  | SOLE | 0 | 27 | 0 | 9059 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 268488 | 1448 | SH |  | SOLE | 0 | 35 | 0 | 1413 |
| JOURNEY MED CORP | COM | 48115J109 |  | 946276 | 132904 | SH |  | SOLE | 0 | 0 | 0 | 132904 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 246035 | 780 | SH |  | SOLE | 0 | 0 | 0 | 780 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 |  | 237801 | 19224 | SH |  | SOLE | 0 | 0 | 0 | 19224 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 543366 | 4370 | SH |  | SOLE | 0 | 0 | 0 | 4370 |
| KINIKSA PHARMACEUTICALS INTL | ORD SHS CL A | G52694109 |  | 659799 | 16992 | SH |  | SOLE | 0 | 51 | 0 | 16941 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 222949 | 730 | SH |  | SOLE | 0 | 0 | 0 | 730 |
| LENDINGCLUB CORP | COM NEW | 52603A208 |  | 659778 | 43435 | SH |  | SOLE | 0 | 129 | 0 | 43306 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 1953030 | 23231 | SH |  | SOLE | 0 | 58 | 0 | 23173 |
| MASTEC INC | COM | 576323109 |  | 853581 | 4011 | SH |  | SOLE | 0 | 9 | 0 | 4002 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1246832 | 2192 | SH |  | SOLE | 0 | 8 | 0 | 2184 |
| MEDIWOUND LTD | SHS NEW | M68830112 |  | 362022 | 20090 | SH |  | SOLE | 0 | 0 | 0 | 20090 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 2096235 | 897 | SH |  | SOLE | 0 | 3 | 0 | 894 |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 |  | 34793 | 16890 | SH |  | SOLE | 0 | 0 | 0 | 16890 |
| MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 |  | 89606 | 28720 | SH |  | SOLE | 0 | 0 | 0 | 28720 |
| MICROSOFT CORP | COM | 594918104 |  | 2356737 | 4550 | SH |  | SOLE | 0 | 28 | 0 | 4522 |
| MONOLITHIC PWR SYS INC | COM | 609839105 |  | 1335849 | 1451 | SH |  | SOLE | 0 | 4 | 0 | 1447 |
| NATIONAL FUEL GAS CO | COM | 636180101 |  | 1780062 | 19271 | SH |  | SOLE | 0 | 55 | 0 | 19216 |
| NEOS ETF TRUST | NEOS S 500 HI | 78433H303 |  | 613427 | 11729 | SH |  | SOLE | 0 | 0 | 0 | 11729 |
| NETFLIX INC | COM | 64110L106 |  | 1638924 | 1367 | SH |  | SOLE | 0 | 4 | 0 | 1363 |
| NEW GOLD INC CDA | COM | 644535106 |  | 2751678 | 383242 | SH |  | SOLE | 0 | 1159 | 0 | 382083 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 66538H633 |  | 221480 | 9171 | SH |  | SOLE | 0 | 0 | 0 | 9171 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 |  | 986552 | 61621 | SH |  | SOLE | 0 | 183 | 0 | 61438 |
| NUSCALE PWR CORP | CL A COM | 67079K100 |  | 709344 | 19704 | SH |  | SOLE | 0 | 42 | 0 | 19662 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3667185 | 19655 | SH |  | SOLE | 0 | 140 | 0 | 19515 |
| OKLO INC | COM CL A | 02156V109 |  | 1408994 | 12622 | SH |  | SOLE | 0 | 27 | 0 | 12595 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 2991323 | 16398 | SH |  | SOLE | 0 | 36 | 0 | 16362 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 223778 | 1099 | SH |  | SOLE | 0 | 0 | 0 | 1099 |
| PALOMAR HLDGS INC | COM | 69753M105 |  | 1233697 | 10567 | SH |  | SOLE | 0 | 31 | 0 | 10536 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 2282436 | 58932 | SH |  | SOLE | 0 | 168 | 0 | 58764 |
| PENUMBRA INC | COM | 70975L107 |  | 1116381 | 4407 | SH |  | SOLE | 0 | 13 | 0 | 4394 |
| PFIZER INC | COM | 717081103 |  | 204146 | 8012 | SH |  | SOLE | 0 | 300 | 0 | 7712 |
| PRIVIA HEALTH GROUP INC | COM | 74276R102 |  | 654472 | 26284 | SH |  | SOLE | 0 | 78 | 0 | 26206 |
| PROSHARES TR | SHORT QQQ | 74349Y837 |  | 669471 | 21568 | SH |  | SOLE | 0 | 0 | 0 | 21568 |
| PROSHARES TR | SHORT S 500 NE | 74349Y753 |  | 526939 | 14257 | SH |  | SOLE | 0 | 0 | 0 | 14257 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 |  | 3791891 | 1102294 | SH |  | SOLE | 0 | 5580 | 0 | 1096714 |
| RUNWAY GROWTH FINANCE CORP | COM | 78163D100 |  | 273334 | 26903 | SH |  | SOLE | 0 | 0 | 0 | 26903 |
| SALESFORCE INC | COM | 79466L302 |  | 225624 | 952 | SH |  | SOLE | 0 | 0 | 0 | 952 |
| SANDSTORM GOLD LTD | COM NEW | 80013R206 |  | 653895 | 52228 | SH |  | SOLE | 0 | 156 | 0 | 52072 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1782234 | 18668 | SH |  | SOLE | 0 | 54 | 0 | 18614 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 1435559 | 8032 | SH |  | SOLE | 0 | 25 | 0 | 8007 |
| SNOWFLAKE INC | COM SHS | 833445109 |  | 1385328 | 6142 | SH |  | SOLE | 0 | 17 | 0 | 6125 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 240553 | 677 | SH |  | SOLE | 0 | 30 | 0 | 647 |
| SPDR SERIES TRUST | BLOOMBERG 1-3 MO | 78468R663 |  | 3987455 | 43460 | SH |  | SOLE | 0 | 0 | 0 | 43460 |
| SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 |  | 348681 | 1484 | SH |  | SOLE | 0 | 0 | 0 | 1484 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 1652559 | 5917 | SH |  | SOLE | 0 | 17 | 0 | 5900 |
| TECHNIPFMC PLC | COM | G87110105 |  | 956741 | 24252 | SH |  | SOLE | 0 | 71 | 0 | 24181 |
| TELEDYNE TECHNOLOGIES INC | COM | 879360105 |  | 208044 | 355 | SH |  | SOLE | 0 | 0 | 0 | 355 |
| TKO GROUP HOLDINGS INC | CL A | 87256C101 |  | 454612 | 2251 | SH |  | SOLE | 0 | 7 | 0 | 2244 |
| TTM TECHNOLOGIES INC | COM | 87305R109 |  | 216922 | 3766 | SH |  | SOLE | 0 | 0 | 0 | 3766 |
| US FOODS HLDG CORP | COM | 912008109 |  | 1446586 | 18880 | SH |  | SOLE | 0 | 55 | 0 | 18825 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1347848 | 2201 | SH |  | SOLE | 0 | 0 | 0 | 2201 |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 92206C599 |  | 276072 | 938 | SH |  | SOLE | 0 | 0 | 0 | 938 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 2241077 | 28038 | SH |  | SOLE | 0 | 122 | 0 | 27916 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 3258421 | 38740 | SH |  | SOLE | 0 | 181 | 0 | 38559 |
| VERU INC | COM | 92536C103 |  | 611960 | 161042 | SH |  | SOLE | 0 | 0 | 0 | 161042 |
| VERU INC | COM NEW | 92536C202 |  | 611960 | 161042 | SH |  | SOLE | 0 | 0 | 0 | 161042 |
| VIAVI SOLUTIONS INC | COM | 925550105 |  | 657938 | 51847 | SH |  | SOLE | 0 | 154 | 0 | 51693 |
| VIKING THERAPEUTICS INC | COM | 92686J106 |  | 351206 | 13364 | SH |  | SOLE | 0 | 0 | 0 | 13364 |
| WENDYS CO | COM | 95058W100 |  | 308921 | 33725 | SH |  | SOLE | 0 | 0 | 0 | 33725 |
| XOMETRY INC | CLASS A COM | 98423F109 |  | 962921 | 17678 | SH |  | SOLE | 0 | 53 | 0 | 17625 |

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