# EDGAR Filing Document

**Accession Number:** 0001610250
**File Stem:** 0001415889-23-002299
**Filing Date:** 2023-2
**Character Count:** 8774
**Document Hash:** f99d4c1ae438f149512f2e7986457681
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001415889-23-002299.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001415889-23-002299

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230210

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Conroy James Grant
- **CENTRAL INDEX KEY:** 0001623534

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36711
- **FILM NUMBER:** 23614040

**MAIL ADDRESS:**
- **STREET 1:** 15776 LAGUNA CANYON ROAD
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Boot Barn Holdings, Inc.
- **CENTRAL INDEX KEY:** 0001610250
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-SHOE STORES [5661]
- **IRS NUMBER:** 900776290
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0401

**BUSINESS ADDRESS:**
- **STREET 1:** 15345 BARRANCA PARKWAY
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** 949-453-4400

**MAIL ADDRESS:**
- **STREET 1:** 15345 BARRANCA PARKWAY
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Conroy James Grant<br><sub>(Last) (First) (Middle)</sub><br>C/O BOOT BARN HOLDINGS, INC.<br>15345 BARRANCA PKWY<br><sub>(Street)</sub><br>IRVINE, CA 92618<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-10 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_PRESIDENT AND CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Boot Barn Holdings, Inc. [ BOOT ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-10 |  | M |  | 30602 | A | $6.15 | 66303 | D |  |
| Common Stock | 2023-02-10 |  | M |  | 26278 | A | $23.92 | 92581 | D |  |
| Common Stock | 2023-02-10 |  | S |  | 56880 | D | 80.9499<sup>(1)</sup> | 35701 | D |  |
| Common Stock |  |  |  |  |  |  |  | 49056<sup>(2)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Options | $6.15 | 2023-02-10 |  | M |  |  | 30602 | <sup>(3)</sup> | 2025-06-05 | Common Stock | 30602 | $0 | 0 | D |  |
| Options | $23.92 | 2023-02-10 |  | M |  |  | 26278 | <sup>(4)</sup> | 2026-05-24 | Common Stock | 26278 | $0 | 0 | D |  |
| Options | $20.94 |  |  |  |  |  |  | <sup>(5)</sup> | 2030-05-21 | Common Stock | 29217 |  | 29217 | D |  |
| Options | $24.08 |  |  |  |  |  |  | <sup>(5)</sup> | 2030-05-21 | Common Stock | 31184 |  | 31184 | D |  |
| Options | $28.63 |  |  |  |  |  |  | <sup>(5)</sup> | 2029-05-20 | Common Stock | 18880 |  | 18880 | D |  |
| Options | $28.63 |  |  |  |  |  |  | <sup>(6)</sup> | 2029-05-20 | Common Stock | 227273 |  | 227273 | D |  |
| Options | $86.96 |  |  |  |  |  |  | <sup>(7)</sup> | 2032-05-11 | Common Stock | 86189 |  | 86189 | D |  |

---

### Footnotes:

(1) Reflects the weighted average price of sales on February 10, 2023. The shares were sold in multiple transactions at prices ranging from $80.47 to $82.38, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

(2) Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of February 10, 2023 that remain subject to time-based vesting.

(3) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date and became fully vested on June 5, 2022.

(4) The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date and became fully vested on May 24, 2022.

(5) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.

(6) The Options were granted under the Company's 2014 Equity Incentive Plan and will vest on May 20, 2023, subject to earlier vesting in connection with death, disability or a change in control. Vesting criteria relating to targeted trading prices have been satisfied.

(7) The Options were granted under the Company's 2020 Equity Incentive Plan and are subject to vesting on May 12, 2025 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 12, 2022 and May 12, 2025 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.

**Signature:** /s/ James Grant Conroy  
**Date:** 2023-02-10

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**