# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-015831
**Filing Date:** 2023-1
**Character Count:** 112584
**Document Hash:** a5b6d992b462380c227f78dc783a6466
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015831.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015831

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23560407

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers S&P 500 Value ESG ETF (Series ID: S000077074)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000237218 | Xtrackers S&P 500 Value ESG ETF | SNPV            |

## Nport-Ex

**DBX ETF Trust** 

**SCHEDULE OF INVESTMENTS** 

**Xtrackers S&P 500 Value ESG ETF** 

**November 30, 2022 (Unaudited)** 

---

| | | |
|:---|:---|:---|
|  | **Number of**<br>**Shares** | **Value** |
| **COMMON STOCKS - 99.8%** |  |  |
| **Communication Services - 6.1%** |  |  |
| AT&T, Inc. | 2960 | $57069 |
| Charter Communications, Inc., Class A\* | 46 | 17999 |
| Comcast Corp., Class A | 1828 | 66978 |
| Electronic Arts, Inc. | 109 | 14255 |
| Interpublic Group of Cos., Inc. | 164 | 5635 |
| Omnicom Group, Inc. | 84 | 6700 |
| Take-Two Interactive Software, Inc.\* | 24 | 2536 |
| Verizon Communications, Inc. | 1744 | 67981 |
| Walt Disney Co.\* | 756 | 73990 |
| Warner Bros Discovery, Inc.\* | 924 | 10534 |
| (Cost $307,983) |  | 323677 |
| **Consumer Discretionary - 6.9%** |  |  |
| Aptiv PLC\* | 68 | 7254 |
| Bath & Body Works, Inc. | 32 | 1360 |
| Best Buy Co., Inc. | 84 | 7165 |
| BorgWarner, Inc. | 100 | 4251 |
| Caesars Entertainment, Inc.\* | 32 | 1626 |
| CarMax, Inc.\* | 32 | 2219 |
| Chipotle Mexican Grill, Inc.\* | 4 | 6508 |
| Darden Restaurants, Inc. | 52 | 7643 |
| Dollar Tree, Inc.\* | 88 | 13226 |
| eBay, Inc. | 52 | 2363 |
| Expedia Group, Inc.\* | 64 | 6838 |
| General Motors Co. | 608 | 24660 |
| Hasbro, Inc. | 56 | 3518 |
| Hilton Worldwide Holdings, Inc. | 68 | 9698 |
| Home Depot, Inc. | 102 | 33047 |
| Las Vegas Sands Corp.\* | 136 | 6370 |
| Marriott International, Inc., Class A | 113 | 18685 |
| McDonald's Corp. | 168 | 45829 |
| MGM Resorts International | 136 | 5013 |
| Mohawk Industries, Inc.\* | 20 | 2027 |
| Newell Brands, Inc. | 72 | 934 |
| NIKE, Inc., Class B | 244 | 26764 |
| Norwegian Cruise Line Holdings Ltd.\* | 176 | 2893 |
| PulteGroup, Inc. | 96 | 4299 |
| Ralph Lauren Corp. | 16 | 1810 |
| Ross Stores, Inc. | 144 | 16944 |
| Royal Caribbean Cruises Ltd.\* | 92 | 5514 |
| Starbucks Corp. | 232 | 23710 |
| Tapestry, Inc. | 104 | 3928 |
| Target Corp. | 88 | 14702 |
| TJX Cos., Inc. | 488 | 39064 |
| VF Corp. | 136 | 4464 |
| Whirlpool Corp. | 24 | 3517 |
| Yum! Brands, Inc. | 64 | 8234 |
| (Cost $337,098) |  | 366077 |
| **Consumer Staples - 12.7%** |  |  |
| Archer-Daniels-Midland Co. | 232 | 22620 |
| Brown-Forman Corp., Class B | 76 | 5550 |
| Campbell Soup Co. | 84 | 4508 |
| Coca-Cola Co. | 1617 | 102857 |
| Colgate-Palmolive Co. | 348 | 26963 |
| Conagra Brands, Inc. | 200 | 7596 |
| Constellation Brands, Inc., Class A | 66 | 16985 |
| Estee Lauder Cos., Inc., Class A | 40 | 9432 |
| General Mills, Inc. | 248 | 21154 |
| Hershey Co. | 32 | 7525 |
| Hormel Foods Corp. | 120 | 5640 |
| J M Smucker Co. | 44 | 6776 |
| Kellogg Co. | 108 | 7879 |
| Kraft Heinz Co. | 332 | 13064 |
| Kroger Co. | 272 | 13380 |
| Lamb Weston Holdings, Inc. | 60 | 5214 |
| McCormick & Co., Inc. | 104 | 8859 |
| Molson Coors Beverage Co., Class B | 80 | 4409 |
| Mondelez International, Inc., Class A | 572 | 38673 |
| PepsiCo, Inc. | 332 | 61589 |
| Procter & Gamble Co. | 993 | 148116 |
| Sysco Corp. | 212 | 18340 |
| Tyson Foods, Inc., Class A | 120 | 7954 |
| Walgreens Boots Alliance, Inc. | 300 | 12450 |
| Walmart, Inc. | 592 | 90233 |
| (Cost $629,797) |  | 667766 |
| **Energy - 9.2%** |  |  |
| APA Corp. | 60 | 2811 |
| Baker Hughes Co. | 424 | 12304 |
| ConocoPhillips | 529 | 65337 |
| EOG Resources, Inc. | 132 | 18735 |
| Exxon Mobil Corp. | 1732 | 192841 |
| Halliburton Co. | 380 | 14398 |
| Hess Corp. | 32 | 4605 |
| Kinder Morgan, Inc. | 808 | 15449 |
| Marathon Oil Corp. | 284 | 8699 |
| Marathon Petroleum Corp. | 208 | 25336 |
| Occidental Petroleum Corp. | 184 | 12786 |
| ONEOK, Inc. | 102 | 6826 |
| Phillips 66 | 200 | 21688 |
| Pioneer Natural Resources Co. | 44 | 10383 |
| Schlumberger N.V. | 585 | 30157 |
| Valero Energy Corp. | 164 | 21914 |
| Williams Cos., Inc. | 508 | 17628 |
| (Cost $496,290) |  | 481897 |
| **Financials - 14.0%** |  |  |
| Aflac, Inc. | 240 | 17263 |
| Allstate Corp. | 112 | 14997 |
| American Express Co. | 140 | 22063 |
| American International Group, Inc. | 316 | 19943 |
| Ameriprise Financial, Inc. | 16 | 5311 |
| Bank of America Corp. | 1626 | 61544 |
| Bank of New York Mellon Corp. | 308 | 14137 |

---

------

---

| | | |
|:---|:---|:---|
| BlackRock, Inc. | 30.0 | 21480.0 |
| Capital One Financial Corp. | 84.0 | 8672.0 |
| Cboe Global Markets, Inc. | 20.0 | 2537.0 |
| Charles Schwab Corp. | 204.0 | 16838.0 |
| Chubb Ltd. | 174.0 | 38209.0 |
| Cincinnati Financial Corp. | 36.0 | 3995.0 |
| Citigroup, Inc. | 808.0 | 39115.0 |
| CME Group, Inc. | 148.0 | 26122.0 |
| Comerica, Inc. | 28.0 | 2009.0 |
| FactSet Research Systems, Inc. | 8.0 | 3690.0 |
| Fifth Third Bancorp | 288.0 | 10472.0 |
| Franklin Resources, Inc. | 64.0 | 1716.0 |
| Globe Life, Inc. | 36.0 | 4319.0 |
| Hartford Financial Services Group, Inc. | 136.0 | 10386.0 |
| Huntington Bancshares, Inc. | 604.0 | 9350.0 |
| Intercontinental Exchange, Inc. | 100.0 | 10831.0 |
| Invesco Ltd. | 192.0 | 3669.0 |
| JPMorgan Chase & Co. | 657.0 | 90784.0 |
| KeyCorp | 388.0 | 7298.0 |
| Lincoln National Corp. | 64.0 | 2492.0 |
| MarketAxess Holdings, Inc. | 8.0 | 2143.0 |
| Marsh & McLennan Cos., Inc. | 80.0 | 13854.0 |
| MetLife, Inc. | 280.0 | 21476.0 |
| Moody's Corp. | 22.0 | 6562.0 |
| Morgan Stanley | 284.0 | 26432.0 |
| Nasdaq, Inc. | 32.0 | 2191.0 |
| Northern Trust Corp. | 88.0 | 8194.0 |
| PNC Financial Services Group, Inc. | 169.0 | 28436.0 |
| Principal Financial Group, Inc. | 96.0 | 8609.0 |
| Prudential Financial, Inc. | 156.0 | 16853.0 |
| Raymond James Financial, Inc. | 32.0 | 3741.0 |
| Regions Financial Corp. | 216.0 | 5013.0 |
| S&P Global, Inc. | 56.0 | 19757.0 |
| State Street Corp. | 152.0 | 12110.0 |
| Synchrony Financial | 88.0 | 3307.0 |
| T. Rowe Price Group, Inc. | 28.0 | 3497.0 |
| Travelers Cos., Inc. | 98.0 | 18601.0 |
| Truist Financial Corp. | 548.0 | 25652.0 |
| US Bancorp | 564.0 | 25600.0 |
| W.R. Berkley Corp. | 84.0 | 6408.0 |
| Willis Towers Watson PLC | 44.0 | 10831.0 |
| (Cost $705,265) |  | 738509.0 |
| **Health Care - 18.7%** |  |  |
| Abbott Laboratories | 344.0 | 37007.0 |
| AbbVie, Inc. | 337.0 | 54318.0 |
| Agilent Technologies, Inc. | 48.0 | 7439.0 |
| AmerisourceBergen Corp. | 64.0 | 10924.0 |
| Amgen, Inc. | 132.0 | 37805.0 |
| Baxter International, Inc. | 212.0 | 11984.0 |
| Becton Dickinson and Co. | 118.0 | 29422.0 |
| Biogen, Inc.\* | 60.0 | 18310.0 |
| Bio-Rad Laboratories, Inc., Class A\* | 4.0 | 1659.0 |
| Boston Scientific Corp.\* | 590.0 | 26709.0 |
| Bristol-Myers Squibb Co. | 886.0 | 71128.0 |
| Catalent, Inc.\* | 28.0 | 1404.0 |
| Centene Corp.\* | 240.0 | 20892.0 |
| Cigna Corp. | 126.0 | 41440.0 |
| CVS Health Corp. | 544.0 | 55423.0 |
| Danaher Corp. | 88.0 | 24060.0 |
| DaVita, Inc.\* | 24.0 | 1770.0 |
| Edwards Lifesciences Corp.\* | 96.0 | 7416.0 |
| Elevance Health, Inc. | 100.0 | 53292.0 |
| Gilead Sciences, Inc. | 519.0 | 45584.0 |
| Hologic, Inc.\* | 28.0 | 2132.0 |
| Humana, Inc. | 52.0 | 28595.0 |
| Illumina, Inc.\* | 32.0 | 6979.0 |
| IQVIA Holdings, Inc.\* | 20.0 | 4360.0 |
| Medtronic PLC | 550.0 | 43472.0 |
| Merck & Co., Inc. | 1052.0 | 115846.0 |
| Mettler-Toledo International, Inc.\* | 4.0 | 5878.0 |
| Organon & Co. | 108.0 | 2810.0 |
| Pfizer, Inc. | 1072.0 | 53739.0 |
| Quest Diagnostics, Inc. | 25.0 | 3796.0 |
| UnitedHealth Group, Inc. | 225.0 | 123246.0 |
| Vertex Pharmaceuticals, Inc.\* | 44.0 | 13922.0 |
| Viatris, Inc. | 508.0 | 5603.0 |
| Waters Corp.\* | 8.0 | 2773.0 |
| Zoetis, Inc. | 68.0 | 10482.0 |
| (Cost $946,164) |  | 981619.0 |
| **Industrials - 9.6%** |  |  |
| American Airlines Group, Inc.\* | 272.0 | 3925.0 |
| Carrier Global Corp. | 352.0 | 15601.0 |
| Caterpillar, Inc. | 220.0 | 52010.0 |
| Cintas Corp. | 20.0 | 9236.0 |
| CSX Corp. | 884.0 | 28898.0 |
| Cummins, Inc. | 58.0 | 14567.0 |
| Deere & Co. | 62.0 | 27342.0 |
| Dover Corp. | 32.0 | 4543.0 |
| Eaton Corp. PLC | 165.0 | 26969.0 |
| Emerson Electric Co. | 244.0 | 23368.0 |
| Fastenal Co. | 124.0 | 6387.0 |
| FedEx Corp. | 100.0 | 18222.0 |
| Fortive Corp. | 148.0 | 9997.0 |
| General Electric Co. | 455.0 | 39116.0 |
| IDEX Corp. | 18.0 | 4275.0 |
| Illinois Tool Works, Inc. | 68.0 | 15468.0 |
| Ingersoll Rand, Inc. | 168.0 | 9067.0 |
| JB Hunt Transport Services, Inc. | 14.0 | 2575.0 |
| Johnson Controls International PLC | 112.0 | 7441.0 |
| Nordson Corp. | 8.0 | 1892.0 |
| Otis Worldwide Corp. | 104.0 | 8121.0 |
| PACCAR, Inc. | 144.0 | 15251.0 |
| Parker-Hannifin Corp. | 52.0 | 15545.0 |
| Pentair PLC | 28.0 | 1282.0 |

---

------

---

| | | |
|:---|:---|:---|
| Republic Services, Inc. | 48.0 | 6686 |
| Robert Half International, Inc. | 16.0 | 1261.0 |
| Rockwell Automation, Inc. | 24.0 | 6341.0 |
| Snap-on, Inc. | 22.0 | 5293.0 |
| Stanley Black & Decker, Inc. | 60.0 | 4903.0 |
| Trane Technologies PLC | 96.0 | 17128.0 |
| Union Pacific Corp. | 152.0 | 33049.0 |
| United Parcel Service, Inc., Class B | 173.0 | 32823.0 |
| United Rentals, Inc.\* | 12.0 | 4236.0 |
| Verisk Analytics, Inc. | 32.0 | 5879.0 |
| Waste Management, Inc. | 76.0 | 12747.0 |
| Westinghouse Air Brake Technologies Corp. | 76.0 | 7683.0 |
| Xylem, Inc. | 44.0 | 4943.0 |
| (Cost $476,933) |  | 504070.0 |
| **Information Technology - 12.0%** |  |  |
| Accenture PLC, Class A | 112.0 | 33704.0 |
| Akamai Technologies, Inc.\* | 40.0 | 3794.0 |
| Analog Devices, Inc. | 216.0 | 37133.0 |
| ANSYS, Inc.\* | 12.0 | 3052.0 |
| Autodesk, Inc.\* | 32.0 | 6462.0 |
| Automatic Data Processing, Inc. | 80.0 | 21131.0 |
| Cisco Systems, Inc. | 944.0 | 46936.0 |
| Corning, Inc. | 316.0 | 10785.0 |
| DXC Technology Co.\* | 96.0 | 2848.0 |
| Gen Digital, Inc. | 248.0 | 5694.0 |
| Hewlett Packard Enterprise Co. | 544.0 | 9128.0 |
| HP, Inc. | 192.0 | 5768.0 |
| Intel Corp. | 1703.0 | 51209.0 |
| International Business Machines Corp. | 376.0 | 55986.0 |
| Juniper Networks, Inc. | 136.0 | 4521.0 |
| Keysight Technologies, Inc.\* | 20.0 | 3618.0 |
| Mastercard, Inc., Class A | 188.0 | 67003.0 |
| Microchip Technology, Inc. | 120.0 | 9503.0 |
| Micron Technology, Inc. | 460.0 | 26519.0 |
| Motorola Solutions, Inc. | 28.0 | 7622.0 |
| Paychex, Inc. | 64.0 | 7938.0 |
| Paycom Software, Inc.\* | 4.0 | 1356.0 |
| PayPal Holdings, Inc.\* | 219.0 | 17172.0 |
| Roper Technologies, Inc. | 44.0 | 19311.0 |
| Salesforce, Inc.\* | 160.0 | 25640.0 |
| Seagate Technology Holdings PLC | 20.0 | 1059.0 |
| Synopsys, Inc.\* | 20.0 | 6791.0 |
| TE Connectivity Ltd. | 132.0 | 16648.0 |
| Texas Instruments, Inc. | 193.0 | 34829.0 |
| Tyler Technologies, Inc.\* | 6.0 | 2057.0 |
| Visa, Inc., Class A | 388.0 | 84196.0 |
| (Cost $583,563) |  | 629413.0 |
| **Materials - 4.0%** |  |  |
| Air Products and Chemicals, Inc. | 92.0 | 28535.0 |
| Albemarle Corp. | 16.0 | 4448.0 |
| Amcor PLC | 628.0 | 7756.0 |
| Ball Corp. | 132.0 | 7402.0 |
| CF Industries Holdings, Inc. | 32.0 | 3462.0 |
| Corteva, Inc. | 300.0 | 20148.0 |
| Dow, Inc. | 300.0 | 15291.0 |
| Ecolab, Inc. | 104.0 | 15582.0 |
| Freeport-McMoRan, Inc. | 336.0 | 13373.0 |
| International Flavors & Fragrances, Inc. | 108.0 | 11429.0 |
| Linde PLC | 100.0 | 33648.0 |
| LyondellBasell Industries NV, Class A | 103.0 | 8756.0 |
| Mosaic Co. | 144.0 | 7387.0 |
| Newmont Corp. | 332.0 | 15760.0 |
| PPG Industries, Inc. | 96.0 | 12981.0 |
| Westrock Co. | 108.0 | 4095.0 |
| (Cost $197,002) |  | 210053.0 |
| **Real Estate - 3.2%** |  |  |
| Alexandria Real Estate Equities, Inc. REIT | 60.0 | 9336.0 |
| American Tower Corp. REIT | 96.0 | 21240.0 |
| AvalonBay Communities, Inc. REIT | 32.0 | 5597.0 |
| Boston Properties, Inc. REIT | 60.0 | 4325.0 |
| CBRE Group, Inc., Class A\* | 68.0 | 5413.0 |
| Digital Realty Trust, Inc. REIT | 120.0 | 13495.0 |
| Equinix, Inc. REIT | 20.0 | 13813.0 |
| Equity Residential REIT | 140.0 | 9080.0 |
| Essex Property Trust, Inc. REIT | 16.0 | 3526.0 |
| Federal Realty Investment Trust REIT | 16.0 | 1778.0 |
| Healthpeak Properties, Inc. REIT | 224.0 | 5882.0 |
| Host Hotels & Resorts, Inc. REIT | 300.0 | 5682.0 |
| Iron Mountain, Inc. REIT | 48.0 | 2608.0 |
| Kimco Realty Corp. REIT | 260.0 | 5959.0 |
| Prologis, Inc. REIT | 152.0 | 17904.0 |
| Regency Centers Corp. REIT | 64.0 | 4251.0 |
| Simon Property Group, Inc. REIT | 56.0 | 6689.0 |
| UDR, Inc. REIT | 56.0 | 2322.0 |
| Ventas, Inc. REIT | 168.0 | 7817.0 |
| Vornado Realty Trust REIT | 68.0 | 1720.0 |
| Welltower, Inc. REIT | 192.0 | 13638.0 |
| Weyerhaeuser Co. REIT | 180.0 | 5888.0 |
| (Cost $154,454) |  | 167963.0 |
| **Utilities - 3.4%** |  |  |
| American Water Works Co., Inc. | 76.0 | 11534.0 |
| Consolidated Edison, Inc. | 148.0 | 14510.0 |
| Edison International | 160.0 | 10666.0 |
| Entergy Corp. | 84.0 | 9767.0 |
| Eversource Energy | 144.0 | 11932.0 |
| Exelon Corp. | 416.0 | 17210.0 |
| NextEra Energy, Inc. | 815.0 | 69030.0 |
| Public Service Enterprise Group, Inc. | 208.0 | 12594.0 |
| Sempra Energy | 132.0 | 21937.0 |
| (Cost $164,524) |  | 179180.0 |
| **TOTAL COMMON STOCKS**<br> (Cost $4,999,073) |  | 5250224.0 |

---

------

---

| | |
|:---|:---|
| **CASH EQUIVALENTS - 0.0%** |  |
|  DWS Government Money Market Series "Institutional Shares", 3.74%(a) |  |
| (Cost $1,378) | 1378.0 |
|  TOTAL INVESTMENTS - 99.8%<br> (Cost $5,000,451) | $5251602.0 |
| Other assets and liabilities, net - 0.2% | 9106.0 |
| NET ASSETS - 100.0% | $5260708.0 |

---

For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

A summary of the Fund's transactions with affiliated investments during the period ended November 30, 2022 is as follows:

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br>11/9/2022<br>(Commence-<br>ment of<br>Operations)** | **Purchases Cost**<br> **($)** | **Sales**<br> **Proceeds**<br> **($)** | **Net Realized<br>Gain/(Loss)**<br> **($)** | **Net Change in<br>Unrealized<br>Appreciation<br>(Depreciation)<br>($)** | **Income<br>($)** | **Capital Gain<br>Distributions<br>($)** | **Number of<br>Shares at<br>11/30/2022** | **Value ($) at<br>11/30/2022** |
|  CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% | CASH EQUIVALENTS **—** 0.0% |
|  DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) | DWS Government Money Market Series "Institutional Shares", 3.74%(a) |
|  | 1378 |  |  |  | 2 |  | 1378 | 1378 |

---

\* Non-income producing security.

(a) Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end.

REIT: Real Estate Investment Trust

------

**Fair Value Measurements** 

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The following is a summary of the inputs used as of November 30, 2022 in valuing the Fund's investments.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Assets** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Common Stocks(a) | $5250224 | $– $|  | $5250224 |
| Short-Term Investments(a) | 1378 | – |  | 1378 |
| TOTAL | $5251602 | $– $|  | $5251602 |

---

(a) See Schedule of Investments for additional detailed categorizations.

**OBTAIN A FUND PROSPECTUS** 

**To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product's objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs ("ETFs") are managed by DBX Advisors LLC (the "Adviser"), and distributed by ALPS Distributors, Inc. ("ALPS"). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.** 

The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services.

NO BANK GUARANTEE \| NOT FDIC INSURED \| MAY LOSE VALUE

SNPV-PH1

R-089711-1 (5/24) DBX005195 (5/24)

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers S&P 500 Value ESG ETF

- **b. EDGAR series identifier (if any):** S000077074

- **c. LEI of Series:** 5493007UMBCDQMTE5U78

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $5261170.91

**Total Liabilities:** $462.62

**Net Assets:** $5260708.29

**Cash Not Reported:** $2.43

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237218 |  |  | 5.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $0.00                                      |
| Month 2  | $0.00                    | $0.00                                      |
| Month 3  | $-177.78                 | $251150.51                                 |

### Schedule of Portfolio Investments

| Name                           | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bristol-Myers Squibb Co        | Bristol-Myers Squibb Co                   | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |       886 | NS      | $71128.08     | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Cos Inc       | Marsh & McLennan Cos Inc                  | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |        80 | NS      | $13854.40     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc                     | Humana Inc                                | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |        52 | NS      | $28594.80     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp               | Exxon Mobil Corp                          | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |      1732 | NS      | $192840.88    | 3.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthpeak Properties Inc      | Healthpeak Properties Inc                 | CUSIP: 42250P103<br>LEI: PZ9HF5U52KPF0MH0QN75 | Long             | EC               | CORP              | US        |       224 | NS      | $5882.24      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Regions Financial Corp         | Regions Financial Corp                    | CUSIP: 7591EP100<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EC               | CORP              | US        |       216 | NS      | $5013.36      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DaVita Inc                     | DaVita Inc                                | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |        24 | NS      | $1769.52      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                 | Salesforce Inc                            | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       160 | NS      | $25640.00     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Newmont Corp                   | Newmont Corp                              | CUSIP: 651639106<br>LEI: 549300VSP3RIX7FGDZ51 | Long             | EC               | CORP              | US        |       332 | NS      | $15760.04     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp           | Parker-Hannifin Corp                      | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |        52 | NS      | $15544.88     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc            | PayPal Holdings Inc                       | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |       219 | NS      | $17171.79     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                 | ConocoPhillips                            | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |       529 | NS      | $65336.79     | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc              | EOG Resources Inc                         | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |       132 | NS      | $18734.76     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| MarketAxess Holdings Inc       | MarketAxess Holdings Inc                  | CUSIP: 57060D108<br>LEI: 5493002U1CA1XJOVID83 | Long             | EC               | CORP              | US        |         8 | NS      | $2143.36      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| T Rowe Price Group Inc         | T Rowe Price Group Inc                    | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Long             | EC               | CORP              | US        |        28 | NS      | $3497.48      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                    | Walmart Inc                               | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |       592 | NS      | $90232.64     | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| J M Smucker Co/The             | J M Smucker Co/The                        | CUSIP: 832696405<br>LEI: 5493000WDH6A0LHDJD55 | Long             | EC               | CORP              | US        |        44 | NS      | $6776.44      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                    | Corteva Inc                               | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |       300 | NS      | $20148.00     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                  | Citigroup Inc                             | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |       808 | NS      | $39115.28     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Hasbro Inc                     | Hasbro Inc                                | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               | CORP              | US        |        56 | NS      | $3517.92      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cincinnati Financial Corp      | Cincinnati Financial Corp                 | CUSIP: 172062101<br>LEI: 254900Q4WEDMZBOZ0002 | Long             | EC               | CORP              | US        |        36 | NS      | $3994.56      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half International Inc  | Robert Half International Inc             | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |        16 | NS      | $1260.48      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc        | Illinois Tool Works Inc                   | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |        68 | NS      | $15467.96     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilent Technologies Inc       | Agilent Technologies Inc                  | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |        48 | NS      | $7439.04      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Edison International           | Edison International                      | CUSIP: 281020107<br>LEI: 549300I7ROF15MAEVP56 | Long             | EC               | CORP              | US        |       160 | NS      | $10665.60     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Catalent Inc                   | Catalent Inc                              | CUSIP: 148806102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        28 | NS      | $1403.64      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Co/The               | Coca-Cola Co/The                          | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |      1617 | NS      | $102857.37    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Vornado Realty Trust           | Vornado Realty Trust                      | CUSIP: 929042109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        68 | NS      | $1719.72      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Estee Lauder Cos Inc/The       | Estee Lauder Cos Inc/The                  | CUSIP: 518439104<br>LEI: 549300VFZ8XJ9NUPU221 | Long             | EC               | CORP              | US        |        40 | NS      | $9431.60      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Financial Group Inc  | Principal Financial Group Inc             | CUSIP: 74251V102<br>LEI: CUMYEZJOAF02RYZ1JJ85 | Long             | EC               | CORP              | US        |        96 | NS      | $8609.28      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Westinghouse Air Brake Technol | Westinghouse Air Brake Technologies Corp  | CUSIP: 929740108<br>LEI: 06BTX5UWZD0GQ5N5Y745 | Long             | EC               | CORP              | US        |        76 | NS      | $7682.84      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc             | Analog Devices Inc                        | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |       216 | NS      | $37132.56     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co            | American Express Co                       | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       140 | NS      | $22062.60     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| American Airlines Group Inc    | American Airlines Group Inc               | CUSIP: 02376R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       272 | NS      | $3924.96      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG Industries Inc             | PPG Industries Inc                        | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |        96 | NS      | $12981.12     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                    | Cummins Inc                               | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |        58 | NS      | $14567.28     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bath & Body Works Inc          | Bath & Body Works Inc                     | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |        32 | NS      | $1360.00      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Consolidated Edison Inc        | Consolidated Edison Inc                   | CUSIP: 209115104<br>LEI: 54930033SBW53OO8T749 | Long             | EC               | CORP              | US        |       148 | NS      | $14509.92     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| VF Corp                        | VF Corp                                   | CUSIP: 918204108<br>LEI: CWAJJ9DJ5Z7P057HV541 | Long             | EC               | CORP              | US        |       136 | NS      | $4463.52      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc                     | Pfizer Inc                                | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |      1072 | NS      | $53739.36     | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| JB Hunt Transport Services Inc | JB Hunt Transport Services Inc            | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |        14 | NS      | $2574.46      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| AvalonBay Communities Inc      | AvalonBay Communities Inc                 | CUSIP: 053484101<br>LEI: K9G90K85RBWD2LAGQX17 | Long             | EC               | CORP              | US        |        32 | NS      | $5596.80      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Chipotle Mexican Grill Inc     | Chipotle Mexican Grill Inc                | CUSIP: 169656105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |         4 | NS      | $6507.84      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Prudential Financial Inc       | Prudential Financial Inc                  | CUSIP: 744320102<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EC               | CORP              | US        |       156 | NS      | $16852.68     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| AmerisourceBergen Corp         | AmerisourceBergen Corp                    | CUSIP: 03073E105<br>LEI: AI8GXW8LG5WK7E9UD086 | Long             | EC               | CORP              | US        |        64 | NS      | $10924.16     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                       | eBay Inc                                  | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |        52 | NS      | $2362.88      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands Inc       | Constellation Brands Inc                  | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |        66 | NS      | $16985.10     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Hormel Foods Corp              | Hormel Foods Corp                         | CUSIP: 440452100<br>LEI: MSD54751OJP1FS2ND863 | Long             | EC               | CORP              | US        |       120 | NS      | $5640.00      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bio-Rad Laboratories Inc       | Bio-Rad Laboratories Inc                  | CUSIP: 090572207<br>LEI: 549300ZC1GPV35XYDK53 | Long             | EC               | CORP              | US        |         4 | NS      | $1658.84      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc  | Hilton Worldwide Holdings Inc             | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |        68 | NS      | $9698.16      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower Inc                  | Welltower Inc                             | CUSIP: 95040Q104<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | EC               | CORP              | US        |       192 | NS      | $13637.76     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co            | JPMorgan Chase & Co                       | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       657 | NS      | $90784.26     | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln National Corp          | Lincoln National Corp                     | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |        64 | NS      | $2492.16      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Oil Corp              | Marathon Oil Corp                         | CUSIP: 565849106<br>LEI: 1FRVQX2CRLGC1XLP5727 | Long             | EC               | CORP              | US        |       284 | NS      | $8698.92      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies Inc      | Keysight Technologies Inc                 | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |        20 | NS      | $3617.80      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp      | Occidental Petroleum Corp                 | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |       184 | NS      | $12786.16     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameriprise Financial Inc       | Ameriprise Financial Inc                  | CUSIP: 03076C106<br>LEI: 6ZLKQF7QB6JAEKQS5388 | Long             | EC               | CORP              | US        |        16 | NS      | $5311.20      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc            | Elevance Health Inc                       | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |       100 | NS      | $53292.00     | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoetis Inc                     | Zoetis Inc                                | CUSIP: 98978V103<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | EC               | CORP              | US        |        68 | NS      | $10481.52     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Weyerhaeuser Co                | Weyerhaeuser Co                           | CUSIP: 962166104<br>LEI: 08IRJODWFYBI7QWRGS31 | Long             | EC               | CORP              | US        |       180 | NS      | $5887.80      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Halliburton Co                 | Halliburton Co                            | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |       380 | NS      | $14398.20     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Residential             | Equity Residential                        | CUSIP: 29476L107<br>LEI: 5493008RACSH5EP3PI59 | Long             | EC               | CORP              | US        |       140 | NS      | $9080.40      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corp                      | Ball Corp                                 | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Long             | EC               | CORP              | US        |       132 | NS      | $7402.56      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger Ltd               | Schlumberger Ltd                          | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |       585 | NS      | $30156.75     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Regency Centers Corp           | Regency Centers Corp                      | CUSIP: 758849103<br>LEI: 529900053A7X7FJ97S58 | Long             | EC               | CORP              | US        |        64 | NS      | $4251.52      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Edwards Lifesciences Corp      | Edwards Lifesciences Corp                 | CUSIP: 28176E108<br>LEI: YA13X31F3V31L8TMPR58 | Long             | EC               | CORP              | US        |        96 | NS      | $7416.00      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc       | Microchip Technology Inc                  | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |       120 | NS      | $9502.80      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Host Hotels & Resorts Inc      | Host Hotels & Resorts Inc                 | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |       300 | NS      | $5682.00      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Mosaic Co/The                  | Mosaic Co/The                             | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |       144 | NS      | $7387.20      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CBRE Group Inc                 | CBRE Group Inc                            | CUSIP: 12504L109<br>LEI: 52990016II9MJ2OSWA10 | Long             | EC               | CORP              | US        |        68 | NS      | $5412.80      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hess Corp                      | Hess Corp                                 | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |        32 | NS      | $4605.12      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc     | Stanley Black & Decker Inc                | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |        60 | NS      | $4903.20      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                                 | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |       132 | NS      | $37804.80     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                      | Aptiv PLC                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |        68 | NS      | $7253.56      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc                      | ONEOK Inc                                 | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |       102 | NS      | $6825.84      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Travelers Cos Inc/The          | Travelers Cos Inc/The                     | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |        98 | NS      | $18601.38     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Waters Corp                    | Waters Corp                               | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |         8 | NS      | $2772.80      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Interpublic Group of Cos Inc/T | Interpublic Group of Cos Inc/The          | CUSIP: 460690100<br>LEI: 5493008IUOJ5VWTRC333 | Long             | EC               | CORP              | US        |       164 | NS      | $5635.04      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc      | Warner Bros Discovery Inc                 | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |       924 | NS      | $10533.60     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Nasdaq Inc                     | Nasdaq Inc                                | CUSIP: 631103108<br>LEI: 549300L8X1Q78ERXFD06 | Long             | EC               | CORP              | US        |        32 | NS      | $2190.72      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Third Bancorp            | Fifth Third Bancorp                       | CUSIP: 316773100<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EC               | CORP              | US        |       288 | NS      | $10471.68     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals Inc             | United Rentals Inc                        | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |        12 | NS      | $4236.36      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc              | Expedia Group Inc                         | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        64 | NS      | $6837.76      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Iron Mountain Inc              | Iron Mountain Inc                         | CUSIP: 46284V101<br>LEI: SQL3F6CKNNBM3SQGHX24 | Long             | EC               | CORP              | US        |        48 | NS      | $2607.84      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Synchrony Financial            | Synchrony Financial                       | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |        88 | NS      | $3307.04      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Norwegian Cruise Line Holdings | Norwegian Cruise Line Holdings Ltd        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       176 | NS      | $2893.44      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| McCormick & Co Inc/MD          | McCormick & Co Inc/MD                     | CUSIP: 579780206<br>LEI: 549300JQQA6MQ4OJP259 | Long             | EC               | CORP              | US        |       104 | NS      | $8858.72      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                   | Illumina Inc                              | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |        32 | NS      | $6978.56      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc            | Electronic Arts Inc                       | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |       109 | NS      | $14255.02     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Best Buy Co Inc                | Best Buy Co Inc                           | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |        84 | NS      | $7165.20      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                | CVS Health Corp                           | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |       544 | NS      | $55422.72     | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Tapestry Inc                   | Tapestry Inc                              | CUSIP: 876030107<br>LEI: 549300LJNVY5SW3VTN33 | Long             | EC               | CORP              | US        |       104 | NS      | $3928.08      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Willis Towers Watson PLC       | Willis Towers Watson PLC                  | CUSIP: 000000000<br>LEI: 549300WHC56FF48KL350 | Long             | EC               | CORP              | GB        |        44 | NS      | $10831.04     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corp                    | Exelon Corp                               | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |       416 | NS      | $17209.92     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The             | Kraft Heinz Co/The                        | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |       332 | NS      | $13064.20     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp     | Capital One Financial Corp                | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |        84 | NS      | $8672.16      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEX Corp                      | IDEX Corp                                 | CUSIP: 45167R104<br>LEI: 549300U5Y5EL6PHYLF13 | Long             | EC               | CORP              | US        |        18 | NS      | $4274.82      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                | TJX Cos Inc/The                           | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |       488 | NS      | $39064.40     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                | Caterpillar Inc                           | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |       220 | NS      | $52010.20     | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| General Mills Inc              | General Mills Inc                         | CUSIP: 370334104<br>LEI: 2TGYMUGI08PO8X8L6150 | Long             | EC               | CORP              | US        |       248 | NS      | $21154.40     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Entergy Corp                   | Entergy Corp                              | CUSIP: 29364G103<br>LEI: 4XM3TW50JULSLG8BNC79 | Long             | EC               | CORP              | US        |        84 | NS      | $9766.68      | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CME Group Inc                  | CME Group Inc                             | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |       148 | NS      | $26122.00     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The        | Procter & Gamble Co/The                   | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |       993 | NS      | $148115.88    | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc             | NextEra Energy Inc                        | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       815 | NS      | $69030.50     | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Darden Restaurants Inc         | Darden Restaurants Inc                    | CUSIP: 237194105<br>LEI: CY1NFSCCB5GUXC7WZC70 | Long             | EC               | CORP              | US        |        52 | NS      | $7643.48      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Hershey Co/The                 | Hershey Co/The                            | CUSIP: 427866108<br>LEI: 21X2CX66SU2BR6QTAD08 | Long             | EC               | CORP              | US        |        32 | NS      | $7525.44      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Whirlpool Corp                 | Whirlpool Corp                            | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |        24 | NS      | $3516.72      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Co           | Colgate-Palmolive Co                      | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |       348 | NS      | $26963.04     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                     | Deere & Co                                | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |        62 | NS      | $27342.00     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Raymond James Financial Inc    | Raymond James Financial Inc               | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |        32 | NS      | $3740.80      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software  | Take-Two Interactive Software Inc         | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |        24 | NS      | $2536.56      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                      | Linde PLC                                 | CUSIP: 000000000<br>LEI: 8945002PAZHZLBGKGF02 | Long             | EC               | CORP              | GB        |       100 | NS      | $33648.00     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE GOV MM SER INST       | DEUTSCHE GOV MM SER INST                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      1378 | NS      | $1377.68      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Westrock Co                    | Westrock Co                               | CUSIP: 96145D105<br>LEI: 5493004Z9TCQW68YVL89 | Long             | EC               | CORP              | US        |       108 | NS      | $4095.36      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp              | Ralph Lauren Corp                         | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |        16 | NS      | $1809.92      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp              | State Street Corp                         | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |       152 | NS      | $12109.84     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co            | General Electric Co                       | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |       455 | NS      | $39116.35     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| IBM                            | International Business Machines Corp      | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       376 | NS      | $55986.40     | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                | Baker Hughes Co                           | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       424 | NS      | $12304.48     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corp                   | Danaher Corp                              | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |        88 | NS      | $24060.08     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd                      | Chubb Ltd                                 | CUSIP: 000000000<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |       174 | NS      | $38208.66     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corp          | Truist Financial Corp                     | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Long             | EC               | CORP              | US        |       548 | NS      | $25651.88     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Inc/OH   | Huntington Bancshares Inc/OH              | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |       604 | NS      | $9349.92      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories            | Abbott Laboratories                       | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |       344 | NS      | $37007.52     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc         | Roper Technologies Inc                    | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |        44 | NS      | $19311.16     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Baxter International Inc       | Baxter International Inc                  | CUSIP: 071813109<br>LEI: J5OIVXX3P24RJRW5CK77 | Long             | EC               | CORP              | US        |       212 | NS      | $11984.36     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                    | Snap-on Inc                               | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |        22 | NS      | $5293.20      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Mohawk Industries Inc          | Mohawk Industries Inc                     | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |        20 | NS      | $2026.60      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corp             | Valero Energy Corp                        | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |       164 | NS      | $21913.68     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Akamai Technologies Inc        | Akamai Technologies Inc                   | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |        40 | NS      | $3794.40      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Properties Inc          | Boston Properties Inc                     | CUSIP: 101121101<br>LEI: 549300OF70FSEUQBT254 | Long             | EC               | CORP              | US        |        60 | NS      | $4324.80      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc          | Texas Instruments Inc                     | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |       193 | NS      | $34828.78     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Charles Schwab Corp/The        | Charles Schwab Corp/The                   | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |       204 | NS      | $16838.16     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Quest Diagnostics Inc          | Quest Diagnostics Inc                     | CUSIP: 74834L100<br>LEI: 8MCWUBXQ0WE04KMXBX50 | Long             | EC               | CORP              | US        |        25 | NS      | $3795.75      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cboe Global Markets Inc        | Cboe Global Markets Inc                   | CUSIP: 12503M108<br>LEI: 529900RLNSGA90UPEH54 | Long             | EC               | CORP              | US        |        20 | NS      | $2536.80      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Carrier Global Corp            | Carrier Global Corp                       | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |       352 | NS      | $15600.64     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc          | Micron Technology Inc                     | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |       460 | NS      | $26519.00     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Resources Inc         | Franklin Resources Inc                    | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |        64 | NS      | $1715.84      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc  | Intercontinental Exchange Inc             | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |       100 | NS      | $10831.00     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Corp        | Marathon Petroleum Corp                   | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |       208 | NS      | $25336.48     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc              | Kinder Morgan Inc                         | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |       808 | NS      | $15448.96     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co              | General Motors Co                         | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |       608 | NS      | $24660.48     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc       | Digital Realty Trust Inc                  | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |       120 | NS      | $13495.20     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer-Daniels-Midland Co      | Archer-Daniels-Midland Co                 | CUSIP: 039483102<br>LEI: 549300LO13MQ9HYSTR83 | Long             | EC               | CORP              | US        |       232 | NS      | $22620.00     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Conagra Brands Inc             | Conagra Brands Inc                        | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |       200 | NS      | $7596.00      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MetLife Inc                    | MetLife Inc                               | CUSIP: 59156R108<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EC               | CORP              | US        |       280 | NS      | $21476.00     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp            | American Tower Corp                       | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |        96 | NS      | $21240.00     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                      | ANSYS Inc                                 | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |        12 | NS      | $3051.60      | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| W R Berkley Corp               | W R Berkley Corp                          | CUSIP: 084423102<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EC               | CORP              | US        |        84 | NS      | $6407.52      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Xylem Inc/NY                   | Xylem Inc/NY                              | CUSIP: 98419M100<br>LEI: 549300DF5MV96DRYLQ48 | Long             | EC               | CORP              | US        |        44 | NS      | $4943.40      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                     | Dover Corp                                | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |        32 | NS      | $4542.40      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc         | Motorola Solutions Inc                    | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |        28 | NS      | $7621.60      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Pioneer Natural Resources Co   | Pioneer Natural Resources Co              | CUSIP: 723787107<br>LEI: FY8JBF7CCL2VE4F1B628 | Long             | EC               | CORP              | US        |        44 | NS      | $10383.56     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Simon Property Group Inc       | Simon Property Group Inc                  | CUSIP: 828806109<br>LEI: 529900GQL5X8H7AO3T64 | Long             | EC               | CORP              | US        |        56 | NS      | $6688.64      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| PNC Financial Services Group I | PNC Financial Services Group Inc/The      | CUSIP: 693475105<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | EC               | CORP              | US        |       169 | NS      | $28435.94     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                 | Merck & Co Inc                            | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |      1052 | NS      | $115846.24    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                 | Mastercard Inc                            | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       188 | NS      | $67003.20     | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                   | Synopsys Inc                              | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |        20 | NS      | $6790.80      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc           | Freeport-McMoRan Inc                      | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |       336 | NS      | $13372.80     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                 | Starbucks Corp                            | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |       232 | NS      | $23710.40     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Public Service Enterprise Grou | Public Service Enterprise Group Inc       | CUSIP: 744573106<br>LEI: PUSS41EMO3E6XXNV3U28 | Long             | EC               | CORP              | US        |       208 | NS      | $12594.40     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| American Water Works Co Inc    | American Water Works Co Inc               | CUSIP: 030420103<br>LEI: 549300DXHIJQMD5WFW18 | Long             | EC               | CORP              | US        |        76 | NS      | $11533.76     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corp                     | FedEx Corp                                | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |       100 | NS      | $18222.00     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortive Corp                   | Fortive Corp                              | CUSIP: 34959J108<br>LEI: 549300MU9YQJYHDQEF63 | Long             | EC               | CORP              | US        |       148 | NS      | $9997.40      | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc              | Omnicom Group Inc                         | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |        84 | NS      | $6699.84      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Kimco Realty Corp              | Kimco Realty Corp                         | CUSIP: 49446R109<br>LEI: 549300EA7I6T15IBYS12 | Long             | EC               | CORP              | US        |       260 | NS      | $5959.20      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                    | Paychex Inc                               | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |        64 | NS      | $7937.92      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar Tree Inc                | Dollar Tree Inc                           | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |        88 | NS      | $13225.52     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Newell Brands Inc              | Newell Brands Inc                         | CUSIP: 651229106<br>LEI: 549300LWGYFM1TVO1Z12 | Long             | EC               | CORP              | US        |        72 | NS      | $933.84       | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of New York Mellon Corp/T | Bank of New York Mellon Corp/The          | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |       308 | NS      | $14137.20     | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc            | Gilead Sciences Inc                       | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |       519 | NS      | $45583.77     | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc        | Rockwell Automation Inc                   | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |        24 | NS      | $6341.28      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hartford Financial Services Gr | Hartford Financial Services Group Inc/The | CUSIP: 416515104<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EC               | CORP              | US        |       136 | NS      | $10386.32     | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc     | Verizon Communications Inc                | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |      1744 | NS      | $67981.12     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Las Vegas Sands Corp           | Las Vegas Sands Corp                      | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |       136 | NS      | $6370.24      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                 | Morgan Stanley                            | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |       284 | NS      | $26431.88     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc   | Walgreens Boots Alliance Inc              | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |       300 | NS      | $12450.00     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                       | CSX Corp                                  | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |       884 | NS      | $28897.96     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc       | Lamb Weston Holdings Inc                  | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |        60 | NS      | $5214.00      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Mettler-Toledo International I | Mettler-Toledo International Inc          | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |         4 | NS      | $5878.24      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc         | Tyler Technologies Inc                    | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |         6 | NS      | $2056.44      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| IFF                            | International Flavors & Fragrances Inc    | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |       108 | NS      | $11428.56     | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Eversource Energy              | Eversource Energy                         | CUSIP: 30040W108<br>LEI: SJ7XXD41SQU3ZNWUJ746 | Long             | EC               | CORP              | US        |       144 | NS      | $11931.84     | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecolab Inc                     | Ecolab Inc                                | CUSIP: 278865100<br>LEI: 82DYEISM090VG8LTLS26 | Long             | EC               | CORP              | US        |       104 | NS      | $15582.32     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Inc                  | BlackRock Inc                             | CUSIP: 09247X101<br>LEI: 549300LRIF3NWCU26A80 | Long             | EC               | CORP              | US        |        30 | NS      | $21480.00     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                   | Centene Corp                              | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |       240 | NS      | $20892.00     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P Global Inc                            | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |        56 | NS      | $19756.80     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| UDR Inc                        | UDR Inc                                   | CUSIP: 902653104<br>LEI: P3CH2EG5X6Z1XWU1OO74 | Long             | EC               | CORP              | US        |        56 | NS      | $2322.32      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KeyCorp                        | KeyCorp                                   | CUSIP: 493267108<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EC               | CORP              | US        |       388 | NS      | $7298.28      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum! Brands Inc                | Yum! Brands Inc                           | CUSIP: 988498101<br>LEI: 549300JE8XHZZ7OHN517 | Long             | EC               | CORP              | US        |        64 | NS      | $8234.24      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                     | Biogen Inc                                | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |        60 | NS      | $18310.20     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Ventas Inc                     | Ventas Inc                                | CUSIP: 92276F100<br>LEI: ORQTRC074CWLT3DKHT41 | Long             | EC               | CORP              | US        |       168 | NS      | $7817.04      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Kroger Co/The                  | Kroger Co/The                             | CUSIP: 501044101<br>LEI: 6CPEOKI6OYJ13Q6O7870 | Long             | EC               | CORP              | US        |       272 | NS      | $13379.68     | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| American International Group I | American International Group Inc          | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |       316 | NS      | $19942.76     | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                | Ross Stores Inc                           | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |       144 | NS      | $16944.48     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc      | Caesars Entertainment Inc                 | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |        32 | NS      | $1625.92      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Allstate Corp/The              | Allstate Corp/The                         | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |       112 | NS      | $14996.80     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                  | Medtronic PLC                             | CUSIP: 000000000<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |       550 | NS      | $43472.00     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagate Technology Holdings PL | Seagate Technology Holdings PLC           | CUSIP: 000000000<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | US        |        20 | NS      | $1059.40      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The             | Home Depot Inc/The                        | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       102 | NS      | $33046.98     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| LyondellBasell Industries NV   | LyondellBasell Industries NV              | CUSIP: 000000000<br>LEI: BN6WCCZ8OVP3ITUUVN49 | Long             | EC               | CORP              | US        |       103 | NS      | $8756.03      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Controls International | Johnson Controls International plc        | CUSIP: 000000000<br>LEI: 549300XQ6S1GYKGBL205 | Long             | EC               | CORP              | US        |       112 | NS      | $7441.28      | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Paycom Software Inc            | Paycom Software Inc                       | CUSIP: 70432V102<br>LEI: 254900LSB0HNJUDC6Q18 | Long             | EC               | CORP              | US        |         4 | NS      | $1356.40      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications Inc     | Charter Communications Inc                | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |        46 | NS      | $17999.34     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                       | APA Corp                                  | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |        60 | NS      | $2811.00      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc     | Vertex Pharmaceuticals Inc                | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |        44 | NS      | $13921.60     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T Inc                       | AT&T Inc                                  | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      2960 | NS      | $57068.80     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc                   | Prologis Inc                              | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |       152 | NS      | $17904.08     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                    | Cintas Corp                               | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        20 | NS      | $9235.60      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |       337 | NS      | $54317.66     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp           | Bank of America Corp                      | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |      1626 | NS      | $61544.10     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Pentair PLC                    | Pentair PLC                               | CUSIP: 000000000<br>LEI: 549300EVR9D56WPSRP15 | Long             | EC               | CORP              | GB        |        28 | NS      | $1281.56      | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NIKE Inc                       | NIKE Inc                                  | CUSIP: 654106103<br>LEI: 787RXPR0UX0O0XUXPZ81 | Long             | EC               | CORP              | US        |       244 | NS      | $26764.36     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown-Forman Corp              | Brown-Forman Corp                         | CUSIP: 115637209<br>LEI: 549300873K3LXF7ARU34 | Long             | EC               | CORP              | US        |        76 | NS      | $5549.52      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                         | HP Inc                                    | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |       192 | NS      | $5767.68      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies PLC         | Trane Technologies PLC                    | CUSIP: 000000000<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |        96 | NS      | $17128.32     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc   | FactSet Research Systems Inc              | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |         8 | NS      | $3690.32      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                   | Moody's Corp                              | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |        22 | NS      | $6561.94      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                 | Eaton Corp PLC                            | CUSIP: 000000000<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | US        |       165 | NS      | $26969.25     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Alexandria Real Estate Equitie | Alexandria Real Estate Equities Inc       | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |        60 | NS      | $9336.60      | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Services Inc          | Republic Services Inc                     | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |        48 | NS      | $6685.92      | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| US Bancorp                     | US Bancorp                                | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EC               | CORP              | US        |       564 | NS      | $25599.96     | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Becton Dickinson and Co        | Becton Dickinson and Co                   | CUSIP: 075887109<br>LEI: ICE2EP6D98PQUILVRZ91 | Long             | EC               | CORP              | US        |       118 | NS      | $29422.12     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                       | Visa Inc                                  | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |       388 | NS      | $84196.00     | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc  | Automatic Data Processing Inc             | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |        80 | NS      | $21131.20     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                 | BorgWarner Inc                            | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |       100 | NS      | $4251.00      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Globe Life Inc                 | Globe Life Inc                            | CUSIP: 37959E102<br>LEI: 5493001JFHKQOPP6XA71 | Long             | EC               | CORP              | US        |        36 | NS      | $4318.56      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD  | Marriott International Inc/MD             | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |       113 | NS      | $18684.55     | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics Inc           | Verisk Analytics Inc                      | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |        32 | NS      | $5878.72      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| DXC Technology Co              | DXC Technology Co                         | CUSIP: 23355L106<br>LEI: 549300DOVZ3EDJB7O259 | Long             | EC               | CORP              | US        |        96 | NS      | $2848.32      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Sysco Corp                     | Sysco Corp                                | CUSIP: 871829107<br>LEI: 5RGWIFLMGH3YS7KWI652 | Long             | EC               | CORP              | US        |       212 | NS      | $18340.12     | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc         | UnitedHealth Group Inc                    | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       225 | NS      | $123246.00    | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingersoll Rand Inc             | Ingersoll Rand Inc                        | CUSIP: 45687V106<br>LEI: 5299004C02FMZCUOIR50 | Long             | EC               | CORP              | US        |       168 | NS      | $9066.96      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Molson Coors Beverage Co       | Molson Coors Beverage Co                  | CUSIP: 60871R209<br>LEI: 54930073LBBH6ZCBE225 | Long             | EC               | CORP              | US        |        80 | NS      | $4408.80      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kellogg Co                     | Kellogg Co                                | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               | CORP              | US        |       108 | NS      | $7878.60      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc           | Waste Management Inc                      | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |        76 | NS      | $12746.72     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                | McDonald's Corp                           | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       168 | NS      | $45828.72     | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| PulteGroup Inc                 | PulteGroup Inc                            | CUSIP: 745867101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        96 | NS      | $4298.88      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| TE Connectivity Ltd            | TE Connectivity Ltd                       | CUSIP: 000000000<br>LEI: 894500ZRIX9K13RHXR17 | Long             | EC               | CORP              | US        |       132 | NS      | $16647.84     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc     | Mondelez International Inc                | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |       572 | NS      | $38672.92     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Albemarle Corp                 | Albemarle Corp                            | CUSIP: 012653101<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EC               | CORP              | US        |        16 | NS      | $4447.84      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                        | Dow Inc                                   | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |       300 | NS      | $15291.00     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| IQVIA Holdings Inc             | IQVIA Holdings Inc                        | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |        20 | NS      | $4360.40      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                               | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |       332 | NS      | $61589.32     | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Inc                    | Corning Inc                               | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |       316 | NS      | $10785.08     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Ltd                    | Invesco Ltd                               | CUSIP: 000000000<br>LEI: ECPGFXU8A2SHKVVGJI15 | Long             | EC               | CORP              | US        |       192 | NS      | $3669.12      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hologic Inc                    | Hologic Inc                               | CUSIP: 436440101<br>LEI: 549300DYP6F5ZJL0LB74 | Long             | EC               | CORP              | US        |        28 | NS      | $2132.48      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyson Foods Inc                | Tyson Foods Inc                           | CUSIP: 902494103<br>LEI: WD6L6041MNRW1JE49D58 | Long             | EC               | CORP              | US        |       120 | NS      | $7953.60      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Campbell Soup Co               | Campbell Soup Co                          | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |        84 | NS      | $4508.28      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Essex Property Trust Inc       | Essex Property Trust Inc                  | CUSIP: 297178105<br>LEI: 549300TR2H2VEFX0NC60 | Long             | EC               | CORP              | US        |        16 | NS      | $3526.08      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Trust Corp            | Northern Trust Corp                       | CUSIP: 665859104<br>LEI: 549300GLF98S992BC502 | Long             | EC               | CORP              | US        |        88 | NS      | $8193.68      | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc     | CF Industries Holdings Inc                | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |        32 | NS      | $3462.08      | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co/The             | Walt Disney Co/The                        | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |       756 | NS      | $73989.72     | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The           | Williams Cos Inc/The                      | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |       508 | NS      | $17627.60     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| PACCAR Inc                     | PACCAR Inc                                | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |       144 | NS      | $15251.04     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MGM Resorts International      | MGM Resorts International                 | CUSIP: 552953101<br>LEI: 54930066VBP7DZEGGJ87 | Long             | EC               | CORP              | US        |       136 | NS      | $5012.96      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Equinix Inc                    | Equinix Inc                               | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |        20 | NS      | $13813.00     | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                   | Comcast Corp                              | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |      1828 | NS      | $66977.92     | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Nordson Corp                   | Nordson Corp                              | CUSIP: 655663102<br>LEI: 14OS6Q5N55N95WM84M53 | Long             | EC               | CORP              | US        |         8 | NS      | $1891.92      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Aflac Inc                      | Aflac Inc                                 | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |       240 | NS      | $17263.20     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corp                     | Cigna Corp                                | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |       126 | NS      | $41440.14     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                  | Sempra Energy                             | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |       132 | NS      | $21937.08     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                     | Intel Corp                                | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      1703 | NS      | $51209.21     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co            | Emerson Electric Co                       | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |       244 | NS      | $23367.88     | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Hewlett Packard Enterprise Co  | Hewlett Packard Enterprise Co             | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |       544 | NS      | $9128.32      | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                   | Organon & Co                              | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |       108 | NS      | $2810.16      | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp         | Boston Scientific Corp                    | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |       590 | NS      | $26709.30     | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc      | United Parcel Service Inc                 | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |       173 | NS      | $32823.29     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Gen Digital Inc                | Gen Digital Inc                           | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |       248 | NS      | $5694.08      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CarMax Inc                     | CarMax Inc                                | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        32 | NS      | $2219.52      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Realty Investment Trus | Federal Realty Investment Trust           | CUSIP: 313745101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |        16 | NS      | $1777.60      | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products and Chemicals Inc | Air Products and Chemicals Inc            | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |        92 | NS      | $28534.72     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                   | Autodesk Inc                              | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |        32 | NS      | $6462.40      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Caribbean Cruises Ltd    | Royal Caribbean Cruises Ltd               | CUSIP: 000000000<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | EC               | CORP              | US        |        92 | NS      | $5513.56      | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks Inc           | Juniper Networks Inc                      | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |       136 | NS      | $4520.64      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corp             | Union Pacific Corp                        | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |       152 | NS      | $33049.36     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Inc                   | Comerica Inc                              | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |        28 | NS      | $2008.72      | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                    | Fastenal Co                               | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |       124 | NS      | $6387.24      | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                    | Phillips 66                               | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |       200 | NS      | $21688.00     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                    | Target Corp                               | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |        88 | NS      | $14702.16     | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Viatris Inc                    | Viatris Inc                               | CUSIP: 92556V106<br>LEI: 254900ZZTSW7NL773X71 | Long             | EC               | CORP              | US        |       508 | NS      | $5603.24      | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Amcor PLC                      | Amcor PLC                                 | CUSIP: 000000000<br>LEI: 549300GSODGFCDQ3DI89 | Long             | EC               | CORP              | GB        |       628 | NS      | $7755.80      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |       944 | NS      | $46935.68     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp            | Otis Worldwide Corp                       | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |       104 | NS      | $8121.36      | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                  | Accenture PLC                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       112 | NS      | $33704.16     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer