# EDGAR Filing Document

**Accession Number:** 0001834868
**File Stem:** 0001493152-25-014059
**Filing Date:** 2025-9
**Character Count:** 16922
**Document Hash:** 7b4ca326bcc60fb8963c2342a41f3b45
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-014059.hdr.sgml**: 20250918

**ACCESSION NUMBER**: 0001493152-25-014059

**CONFORMED SUBMISSION TYPE**: 1-U

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20250808

**ITEM INFORMATION**: Material Modification to Rights of Securityholders

**FILED AS OF DATE**: 20250918

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alternative Ballistics Corp
- **CENTRAL INDEX KEY:** 0001834868
- **STANDARD INDUSTRIAL CLASSIFICATION:** ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 852764555
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 1-U
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 24R-00945
- **FILM NUMBER:** 251323490

**BUSINESS ADDRESS:**
- **STREET 1:** 5940 S. RAINBOW BLVD
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89118
- **BUSINESS PHONE:** 619-326-4411

**MAIL ADDRESS:**
- **STREET 1:** 5940 S. RAINBOW BLVD
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89118

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alternative Ballisitics Corp
- **DATE OF NAME CHANGE:** 20201203

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 1-U**

**Current Report Pursuant to Regulation A**

**Date of Report (Date of earliest event reported): August 8, 2025**

**ALTERNATIVE BALLISTICS CORPORATION**

(Exact name of registrant as specified in its charter)

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| | |
|:---|:---|
| **Delaware** | **85-2764555** |
| (State or other jurisdiction of<br> incorporation or organization) | (I.R.S. Employer<br> Identification No.) |

---

**5940 S. Rainbow Blvd.**

**<u>Las Vegas, Nevada 89118</u>**

(Mailing Address of principal executive offices)

**<u>(619) 326-4411</u>**

Issuer's telephone number, including area code

Outstanding securities qualified pursuant to Regulation A:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol | Name of each exchange on which trading |
| Common Stock, par value $0.001 | N/A | N/A |

---

**Item 3. Material Modifications to Rights of Securityholders**

***Amendment to Articles of Incorporation and Certificate of Designation***

On August 5, 2025, Alternative Ballistics Corporation (the "<u>Company</u>"), filed a certificate of amendment to the Company's Articles of Incorporation (the "<u>Certificate of Charter Amendment</u>") with the Secretary of State of the State of Nevada to effect the Reverse Stock Split (as defined below) on its common stock and preferred stock. On August 11, 2025, the Company filed a certificate of amendment to certificate of designation of preferences, rights and limitations of Series A Preferred Stock (the "<u>Certificate of Designation Amendment</u>") to specifically effect the Reverse Stock Split on its Series A Preferred Stock.

*Reverse Stock Split*

The Company effected a one-for-five (1:5) reverse stock split (the "<u>Reverse Stock Split</u>") of its issued and outstanding shares of its common stock and preferred stock. As a result, every five (5) shares of each class or series of the Company's issued and outstanding common stock and preferred stock were automatically reclassified and combined into one (1) validly issued, fully paid, and non-assessable share of the same class or series, without increasing or decreasing the par value per share.

Pursuant to the Nevada Revised Statutes Section 78.207, the Company also decreased the number of each class or series of the shares of common stock and preferred stock it is authorized to issue proportionally with the Reverse Stock Split, so that the number of authorized shares of common stock and preferred stock following the Reverse Stock Split is one fifth of that before the Reverse Stock Split. Effective as of the close of business on August 8, 2025 and as of the date of this report, the Company is authorized to issue up to 50,000,000 shares of common stock, par value $0.001 per share, and 2,000,000 shares of preferred stock, par value $0.001 per share, all of which were designated as Series A Preferred Stock.

Following the Reverse Stock Split, no fractional shares will be issued. Stockholders who would otherwise be entitled to receive fractional shares will instead have their holdings rounded up to one whole share of stock of the applicable class of common stock or series of preferred stock.

Stockholders are not required to take any action in connection with the Reverse Stock Split. Stockholders holding their shares in book-entry form or through a brokerage account will see the adjustments automatically reflected in their accounts. Stockholders are encouraged to contact their bank, broker, or custodian with any procedural questions.

The foregoing is a summary of the Certificate of Charter Amendment and the Certificate of the Designation Amendment and is qualified in its entirety by reference to the full text of the Certificate of Charter Amendment and the Certificate of the Designation Amendment, which is attached hereto as Exhibit Nos. 3.1 and 3.2, respectively.

**EXHIBITS**

3.1 [<u>Certificate of Charter Amendment</u>](ex3-1.htm)

3.2 [<u>Certificate of Designation Amendment</u>](ex3-2.htm)

**SIGNATURES**

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | |
|:---|:---|
| ALTERNATIVE BALLISTICS CORPORATION | ALTERNATIVE BALLISTICS CORPORATION |
| By: | */s/ Steven Luna* |
| Name: | Steven Luna |
| Title: | Chief Executive Officer |
| Date: | September 18, 2025 |

---

## Add

**Exhibit 3.1**

**Certificate of Amendment to Articles of Incorporation<br> of<br> Alternative Ballistics Corporation<br> (Pursuant to NRS 78.385 and 78.207)**

Pursuant to the provisions of the Nevada Revised Statutes, Alternative Ballistics Corporation, a Nevada corporation (the "<u>Corporation</u>"), adopts the following amendment to its Articles of Incorporation.

Article 3 authorized stock is hereby deleted and replaced as follows:

The total number of shares the Corporation is authorized to issue is Fifty Million (50,000,000) shares of Common Stock, $0.001 par value and Two Million (2,000,000) shares of Preferred Stock, $0.001 par value. The Board of Directors is authorized to designate and adjust the number of shares of any such series of Preferred Stock and to determine and alter the rights, preferences, privileges, and restrictions, granted or imposed upon any current or wholly unissued shares of Preferred Stock.

As of the close of business on August 8, 2025, (4:01 p.m. Eastern Daylight Time) (the "Reverse Split Date"), each 5 shares of Common Stock issued and outstanding immediately prior to the Reverse Split Date (referred to in this paragraph as the "Old Common Stock") automatically and without any action on the part of the Corporation or any holder thereof will be reclassified and changed into one share of new Common Stock, par value $0.001 per share (referred to in this paragraph as the "New Common Stock"), subject to the treatment of fractional share interests as described below. Each holder of a certificate or certificates that immediately prior to the Reverse Split Date represented outstanding shares of Old Common Stock (the "Old Certificates") will be entitled to receive, upon surrender of such Old Certificates to the Corporation for cancellation, a certificate or certificates (the "New Certificates", whether one or more) representing the number of whole shares (rounded up to the nearest whole share) of the New Common Stock into which and for which the shares of the Old Common Stock formerly represented by such Old Certificates so surrendered are reclassified under the terms hereof. From and after the Reverse Split Date, Old Certificates shall represent only the right to receive New Certificates pursuant to the provisions hereof. No certificates or scrip representing fractional share interests in New Common Stock will be issued. In lieu of any such fractional shares of New Common Stock, each stockholder with a fractional share will be entitled to receive, upon surrender of Old Certificates to the Corporation for cancellation, a New Certificate representing the number of shares such stockholder would otherwise be entitled to rounded up to the next whole share. If more than one Old Certificates shall be surrendered at one time for the account of the same stockholder, the number of full shares of New Common Stock for which New Certificates shall be issued shall be computed on the basis of the aggregate number of shares represented by the Old Certificates so surrendered. In the event that the Corporation determines that a holder of Old Certificates has not tendered all of his, her or its certificates for exchange, the Corporation shall carry forward any fractional shares until all certificates of that holder have been presented for exchange. The Old Certificates surrendered for exchange shall be properly endorsed and otherwise in proper form for transfer. From and after the Reverse Split Date, the amount of capital represented by the shares of the New Common Stock into which and for which the shares of the Old Common Stock are reclassified under the terms hereof shall be an amount equal to the product of the number of issued and outstanding shares of New Common Stock and the $0.001 par value of each such share.

As of the close of business on August 8, 2025, (4:01 p.m. Eastern Daylight Time) (the "Reverse Split Date"), each 5 shares of Preferred Stock issued and outstanding immediately prior to the Reverse Split Date (referred to in this paragraph as the "Old Preferred Stock") automatically and without any action on the part of the Corporation or any holder thereof will be reclassified and changed into one share of new Preferred Stock, par value $0.001 per share (referred to in this paragraph as the "New Preferred Stock"), subject to the treatment of fractional share interests as described below. Each holder of a certificate or certificates that immediately prior to the Reverse Split Date represented outstanding shares of Old Preferred Stock (the "Old Certificates") will be entitled to receive, upon surrender of such Old Certificates to the Corporation for cancellation, a certificate or certificates (the "New Certificates", whether one or more) representing the number of whole shares (rounded up to the nearest whole share) of the New Preferred Stock into which and for which the shares of the Old Preferred Stock formerly represented by such Old Certificates so surrendered are reclassified under the terms hereof. From and after the Reverse Split Date, Old Certificates shall represent only the right to receive New Certificates pursuant to the provisions hereof. No certificates or scrip representing fractional share interests in New Preferred Stock will be issued. In lieu of any such fractional shares of New Preferred Stock, each stockholder with a fractional share will be entitled to receive, upon surrender of Old Certificates to the Corporation for cancellation, a New Certificate representing the number of shares such stockholder would otherwise be entitled to rounded up to the next whole share. If more than one Old Certificates shall be surrendered at one time for the account of the same stockholder, the number of full shares of New Preferred Stock for which New Certificates shall be issued shall be computed on the basis of the aggregate number of shares represented by the Old Certificates so surrendered. In the event that the Corporation determines that a holder of Old Certificates has not tendered all of his, her or its certificates for exchange, the Corporation shall carry forward any fractional shares until all certificates of that holder have been presented for exchange. The Old Certificates surrendered for exchange shall be properly endorsed and otherwise in proper form for transfer. From and after the Reverse Split Date, the amount of capital represented by the shares of the New Preferred Stock into which and for which the shares of the Old Preferred Stock are reclassified under the terms hereof shall be an amount equal to the product of the number of issued and outstanding shares of New Preferred Stock and the $0.001 par value of each such share.

In witness whereof, the undersigned being the Chief Executive Officer of Alternative Ballistics Corporation, a Nevada corporation, hereunto affixes his signature this 4th day of August, 2025.

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| |
|:---|
| */s/ Steven Luna* |
| Steven Luna, Chief Executive Officer |

---

## Add

**Exhibit 3.2**

**Certificate of Amendment to Certificate of Designation<br> of**

**Preferences, Rights and Limitations**

**of**

**Series A Preferred Stock**

**of<br> Alternative Ballistics Corporation<br> (Pursuant to NRS 78.385 and 78.207)**

Pursuant to the provisions of the Nevada Revised Statutes, Alternative Ballistics Corporation, a Nevada corporation (the "<u>Corporation</u>"), adopts the following amendment to its Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock:

Section 2 Designation and Amount is hereby deleted and replaced as follows:

The series of preferred stock shall be designated as its Series A Preferred Stock (the "<u>Preferred Stock</u>") and the number of shares so designated shall be two million (2,000,000) shares (which shall not be subject to increase without the consent of all of the holder of the Series A Preferred Stock (each a "<u>Holder</u>" and collectively the "<u>Holders</u>"). Capitalized terms not otherwise defined herein shall have the meaning given such terms in Section 1 hereof).

As of the close of business on August 15, 2025, (4:01 p.m. Eastern Daylight Time) (the "<u>Reverse Split Date</u>"), each 5 shares of Preferred Stock issued and outstanding immediately prior to the Reverse Split Date (referred to in this paragraph as the "<u>Old Preferred Stock</u>") automatically and without any action on the part of the Corporation or any Holder thereof will be reclassified and changed into one share of new Preferred Stock, par value $0.001 per share (referred to in this paragraph as the "<u>New Preferred Stock</u>"), subject to the treatment of fractional share interests as described below. Each Holder of a certificate or certificates that immediately prior to the Reverse Split Date represented outstanding shares of Old Preferred Stock (the "<u>Old Certificates</u>") will be entitled to receive, upon surrender of such Old Certificates to the Corporation for cancellation, a certificate or certificates (the "<u>New Certificates</u>", whether one or more) representing the number of whole shares (rounded up to the nearest whole share) of the New Preferred Stock into which and for which the shares of the Old Preferred Stock formerly represented by such Old Certificates so surrendered are reclassified under the terms hereof. From and after the Reverse Split Date, Old Certificates shall represent only the right to receive New Certificates pursuant to the provisions hereof. No certificates or scrip representing fractional share interests in New Preferred Stock will be issued. In lieu of any such fractional shares of New Preferred Stock, each Holder with a fractional share will be entitled to receive, upon surrender of Old Certificates to the Corporation for cancellation, a New Certificate representing the number of shares such Holder would otherwise be entitled to rounded up to the next whole share. If more than one Old Certificates shall be surrendered at one time for the account of the same Holder, the number of full shares of New Preferred Stock for which New Certificates shall be issued shall be computed on the basis of the aggregate number of shares represented by the Old Certificates so surrendered. In the event that the Corporation determines that a Holder of Old Certificates has not tendered all of his, her or its certificates for exchange, the Corporation shall carry forward any fractional shares until all certificates of that Holder have been presented for exchange. The Old Certificates surrendered for exchange shall be properly endorsed and otherwise in proper form for transfer. From and after the Reverse Split Date, the amount of capital represented by the shares of the New Preferred Stock into which and for which the shares of the Old Preferred Stock are reclassified under the terms hereof shall be an amount equal to the product of the number of issued and outstanding shares of New Preferred Stock and the $0.001 par value of each such share.

In witness whereof, the undersigned being the Chief Executive Officer of Alternative Ballistics Corporation, a Nevada corporation, hereunto affixes his signature this 8th day of August, 2025.

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| |
|:---|
| */s/ Steven Luna* |
| Steven Luna, Chief Executive Officer |

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