# EDGAR Filing Document

**Accession Number:** 0000815917
**File Stem:** 0001193125-26-005805
**Filing Date:** 2026-1
**Character Count:** 5053
**Document Hash:** 4e459742307a1560f2a7a08c12e7cd1d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-005805.hdr.sgml**: 20260107

**ACCESSION NUMBER**: 0001193125-26-005805

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 10

**CONFORMED PERIOD OF REPORT**: 20260101

**ITEM INFORMATION**: Unregistered Sales of Equity Securities

**FILED AS OF DATE**: 20260107

**DATE AS OF CHANGE**: 20260107

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JONES FINANCIAL COMPANIES LLLP
- **CENTRAL INDEX KEY:** 0000815917
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 431450818
- **STATE OF INCORPORATION:** MO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-16633
- **FILM NUMBER:** 26514651

**BUSINESS ADDRESS:**
- **STREET 1:** 12555 MANCHESTER ROAD
- **CITY:** DES PERES
- **STATE:** MO
- **ZIP:** 63131
- **BUSINESS PHONE:** 3145152000

**MAIL ADDRESS:**
- **STREET 1:** 12555 MANCHESTER ROAD
- **CITY:** DES PERES
- **STATE:** MO
- **ZIP:** 63131

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JONES FINANCIAL COMPANIES LP LLP
- **DATE OF NAME CHANGE:** 19980514

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JONES FINANCIAL COMPANIES L P
- **DATE OF NAME CHANGE:** 19920703

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM** 8-K

**CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934**

**Date of report (Date of earliest event reported):** January 1, 2026

The Jones Financial Companies, L.L.L.P.

 **(Exact Name of Registrant as Specified in Its Charter)**

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Missouri<br>**(State or Other Jurisdiction<br>of Incorporation)** | &nbsp;&nbsp;0-16633<br>**(Commission**<br>**File Number)** | &nbsp;&nbsp;43-1450818<br>**(IRS Employer**<br>**Identification No.)** |

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| | |
|:---|:---|
| &nbsp;&nbsp; <br>12555 Manchester Road**,** Des Peres**,** Missouri <br>**(Address of Principal Executive Offices)** | &nbsp;&nbsp; <br>63131<br>**(Zip Code)** |

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**(**314**)** 515-2000

 **(Registrant's Telephone Number, Including Area Code)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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|:---|:---|:---|
| &nbsp;&nbsp;**<br>Title of each class** | &nbsp;&nbsp;**Trading <br>Symbol(s)** | &nbsp;&nbsp;**Name of each exchange<br>on which registered** |
| &nbsp;&nbsp;**None** | &nbsp;&nbsp;**N/A** | &nbsp;&nbsp;**N/A** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 3.02.** | Unregistered Sales of Equity Securities. |

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On January 1, 2026, The Jones Financial Companies, L.L.L.P. (the "Partnership"), the parent company of Edward D. Jones & Co., L.P. ("Edward Jones," and, together with the Partnership, the "Firm"), issued profits interests (the "Profits Interests") for no cash consideration to certain of the Firm's financial advisors and associates who met performance, tenure or other eligibility criteria. Profits Interests are fully described in the Partnership's Twenty-Third Amended and Restated Agreement of Registered Limited Liability Limited Partnership, dated November 5, 2025 (which was filed as Exhibit 3.1 to the Partnership's Current Report on Form 8-K on November 5, 2025). The Profits Interests were issued pursuant to Section 4(a)(2) under the Securities Act of 1933, as amended, in privately negotiated transactions and not pursuant to a public offering or solicitation.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
|  | THE JONES FINANCIAL COMPANIES, L.L.L.P. |
| Date: January 7, 2026 | By: <u>/s/ Andrew T. Miedler</u>  |
|  | Name: Andrew T. Miedler |
|  | Title: Chief Financial Officer |

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