# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0000894189-25-005655
**Filing Date:** 2025-8
**Character Count:** 26756
**Document Hash:** 894232cda88c856d70f3368beda11a34
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-005655.hdr.sgml**: 20250820

**ACCESSION NUMBER**: 0000894189-25-005655

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250820

**DATE AS OF CHANGE**: 20250819

**PERIOD START**: 20250630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 251233195

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis & Wiley Mid-Cap Value Fund (Series ID: S000006214)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000017130 | Class I      | HWMIX           |
| C000017131 | Class A      | HWMAX           |
| C000205768 | Class Z      | HWMZX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS/DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley Mid-Cap Value Fund

- **b. EDGAR series identifier (if any):** S000006214

- **c. LEI of Series:** 549300PGCC6GLQ6KJM85

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-06-30

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $384297203.32

**Total Liabilities:** $5060922.31

**Net Assets:** $379236281.01

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000017130 | -7.42%               | 5.93%                | 5.67%                |
| Class ID C000017131 | -7.44%               | 5.91%                | 5.64%                |
| Class ID C000205768 | -7.42%               | 5.93%                | 5.69%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-496141.83              | $-28016583.58                              |
| Month 2  | $4087947.73              | $15746408.36                               |
| Month 3  | $1131504.10              | $18727547.31                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                            | Title                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AGCO Corp                       | AGCO Corp                             | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |     22800 | NS      | $2352048.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Ally Financial Inc              | Ally Financial Inc                    | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |    184700 | NS      | $7194065.00   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Comerica Inc                    | Comerica Inc                          | CUSIP: 200340107<br>LEI: I9Q57JVPWHHZ3ZGBW498 | Long             | EC               | CORP              | US        |     65200 | NS      | $3889180.00   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Euronet Worldwide Inc           | Euronet Worldwide Inc                 | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |     16100 | NS      | $1632218.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| First Citizens BancShares Inc/  | First Citizens BancShares Inc/NC      | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |      1087 | NS      | $2126682.89   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Halliburton Co                  | Halliburton Co                        | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |     85100 | NS      | $1734338.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries   | Huntington Ingalls Industries Inc     | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |     23800 | NS      | $5746748.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Crescent Energy Co              | Crescent Energy Co                    | CUSIP: 44952J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    570787 | NS      | $4908768.20   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Kosmos Energy Ltd               | Kosmos Energy Ltd                     | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |   4795120 | NS      | $8247606.40   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc               | Lithia Motors Inc                     | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     13000 | NS      | $4391660.00   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Adient PLC                      | Adient PLC                            | CUSIP: N/A<br>LEI: 5493002QLDY8O75RTR78       | Long             | EC               | CORP              | US        |    542800 | NS      | $10562888.00  | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Expro Group Holdings NV         | Expro Group Holdings NV               | CUSIP: N/A<br>LEI: 724500LJYA8QIT73H017       | Long             | EC               | CORP              | US        |    115883 | NS      | $995434.97    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co               | U-Haul Holding Co                     | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |    101000 | NS      | $5491370.00   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| FedEx Corp                      | FedEx Corp                            | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |      8500 | NS      | $1932135.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                          | F5 Inc                                | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |     51700 | NS      | $15216344.00  | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntsman Corp                   | Huntsman Corp                         | CUSIP: 447011107<br>LEI: 5299000V56320A7RIQ67 | Long             | EC               | CORP              | US        |    182800 | NS      | $1904776.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The              | Kraft Heinz Co/The                    | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |    111200 | NS      | $2871184.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Labcorp Holdings Inc            | Labcorp Holdings Inc                  | CUSIP: 504922105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8200 | NS      | $2152582.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Magna International Inc         | Magna International Inc               | CUSIP: 559222401<br>LEI: 95RWVLFZX6VGDZNNTN43 | Long             | EC               | CORP              | CA        |    253500 | NS      | $9787635.00   | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott Vacations Worldwide C  | Marriott Vacations Worldwide Corp     | CUSIP: 57164Y107<br>LEI: 549300WA6BT5H4F7IO94 | Long             | EC               | CORP              | US        |     68000 | NS      | $4917080.00   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Oil Corp                 | Murphy Oil Corp                       | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |     76900 | NS      | $1730250.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| NRG Energy Inc                  | NRG Energy Inc                        | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |     17600 | NS      | $2826208.00   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Northern Trust Corp             | Northern Trust Corp                   | CUSIP: 665859104<br>LEI: 549300GLF98S992BC502 | Long             | EC               | CORP              | US        |     33000 | NS      | $4184070.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Paramount Global                | Paramount Global                      | CUSIP: 92556H206<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | EC               | CORP              | US        |    236800 | NS      | $3054720.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: —       |
| Warner Bros Discovery Inc       | Warner Bros Discovery Inc             | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |    604600 | NS      | $6928716.00   | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc         | WESCO International Inc               | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |     27500 | NS      | $5093000.00   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| American International Group I  | American International Group Inc      | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | EC               | CORP              | US        |    119200 | NS      | $10202328.00  | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                  | BorgWarner Inc                        | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |    111300 | NS      | $3726324.00   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                    | Centene Corp                          | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |    117400 | NS      | $6372472.00   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc             | Dominion Energy Inc                   | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |    124800 | NS      | $7053696.00   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Ericsson                        | Telefonaktiebolaget LM Ericsson       | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |   1756800 | NS      | $14897664.00  | 3.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                      | Fluor Corp                            | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |    276000 | NS      | $14150520.00  | 3.73%             |  |  |  | No            |                  1 | On Loan: No      |
| GE HealthCare Technologies Inc  | GE HealthCare Technologies Inc        | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |     66200 | NS      | $4903434.00   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc                      | Humana Inc                            | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |     26900 | NS      | $6576512.00   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang LaSalle Inc          | Jones Lang LaSalle Inc                | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |      7800 | NS      | $1995084.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| KeyCorp                         | KeyCorp                               | CUSIP: 493267108<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EC               | CORP              | US        |    127800 | NS      | $2226276.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ManpowerGroup Inc               | ManpowerGroup Inc                     | CUSIP: 56418H100<br>LEI: ERO1WSFOSR0JJ6CRQ987 | Long             | EC               | CORP              | US        |     89700 | NS      | $3623880.00   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                       | Olin Corp                             | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |    400900 | NS      | $8054081.00   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Pebblebrook Hotel Trust         | Pebblebrook Hotel Trust               | CUSIP: 70509V100<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EC               | CORP              | US        |    161600 | NS      | $1614384.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                     | Popular Inc                           | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |    142200 | NS      | $15671862.00  | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Solventum Corp                  | Solventum Corp                        | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |     51100 | NS      | $3875424.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc      | Stanley Black & Decker Inc            | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |     76800 | NS      | $5203200.00   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Services Inc   | Universal Health Services Inc         | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |     36900 | NS      | $6684435.00   | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Whirlpool Corp                  | Whirlpool Corp                        | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |     52800 | NS      | $5354976.00   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Capri Holdings Ltd              | Capri Holdings Ltd                    | CUSIP: N/A<br>LEI: 549300LPG8W0H1OX3A26       | Long             | EC               | CORP              | GB        |     98800 | NS      | $1748760.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC        | Jazz Pharmaceuticals PLC              | CUSIP: N/A<br>LEI: 635400GAUMJCLEZRRV50       | Long             | EC               | CORP              | IE        |     29600 | NS      | $3141152.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| CNH Industrial NV               | CNH Industrial NV                     | CUSIP: N/A<br>LEI: 549300WGC2HZ5J67V817       | Long             | EC               | CORP              | GB        |    519800 | NS      | $6736608.00   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                       | Avnet Inc                             | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |     85500 | NS      | $4538340.00   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Baytex Energy Corp              | Baytex Energy Corp                    | CUSIP: 07317Q105<br>LEI: 549300R5LTV2H7I1I079 | Long             | EC               | CORP              | CA        |   1949800 | NS      | $3490142.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: —       |
| Conagra Brands Inc              | Conagra Brands Inc                    | CUSIP: 205887102<br>LEI: 54930035UDEIH090K650 | Long             | EC               | CORP              | US        |     93000 | NS      | $1903710.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                       | Lear Corp                             | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |     39700 | NS      | $3770706.00   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp               | State Street Corp                     | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |     96400 | NS      | $10251176.00  | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| WPP PLC                         | WPP PLC                               | CUSIP: 92937A102<br>LEI: 549300LSGBXPYHXGDT93 | Long             | EC               | CORP              | GB        |    126900 | NS      | $4442769.00   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                       | Aptiv PLC                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |     58900 | NS      | $4018158.00   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Herbalife Ltd                   | Herbalife Ltd                         | CUSIP: N/A<br>LEI: 549300BA7TYPBSZZIA41       | Long             | EC               | CORP              | US        |    422600 | NS      | $3642812.00   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                         | NOV Inc                               | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |    283500 | NS      | $3523905.00   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| PPL Corp                        | PPL Corp                              | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |     94500 | NS      | $3202605.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                        | APA Corp                              | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |    758766 | NS      | $13877830.14  | 3.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Brink's Co/The                  | Brink's Co/The                        | CUSIP: 109696104<br>LEI: XFP140TFNOQMIVFTVQ13 | Long             | EC               | CORP              | US        |     68100 | NS      | $6080649.00   | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp       | California Resources Corp             | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |     81500 | NS      | $3722105.00   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Citizens Financial Group Inc    | Citizens Financial Group Inc          | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |    339300 | NS      | $15183675.00  | 4.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicom Group Inc               | Omnicom Group Inc                     | CUSIP: 681919106<br>LEI: HKUPACFHSSASQK8HLS17 | Long             | EC               | CORP              | US        |     23800 | NS      | $1712172.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                     | Ovintiv Inc                           | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |    155300 | NS      | $5909165.00   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                        | SLM Corp                              | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97400 | NS      | $3193746.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| ODP Corp/The                    | ODP Corp/The                          | CUSIP: 88337F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    145645 | NS      | $2640543.85   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                     | Workday Inc                           | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |     11400 | NS      | $2736000.00   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| First Horizon Corp              | First Horizon Corp                    | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |    188100 | NS      | $3987720.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Goodyear Tire & Rubber Co/The   | Goodyear Tire & Rubber Co/The         | CUSIP: 382550101<br>LEI: 5493002BI0S2ZQUY3437 | Long             | EC               | CORP              | US        |    190100 | NS      | $1971337.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Government & Agency Po  | Invesco Government & Agency Portfolio | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |   4424397 | NS      | $4424397.30   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co. | Brown Brothers Harriman and Co.       | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |         0 | PA      | $0.01         | 0.00%             | 2025-06-30      | Fixed         | 0.87%                 | No            |                  2 | On Loan: No      |
| Brown Brothers Harriman and Co. | JPMorgan Chase and Company            | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |  19812106 | PA      | $19812106.12  | 5.22%             | 2025-06-30      | Fixed         | 3.68%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-07

**Name of Applicant:** HOTCHKIS & WILEY FUNDS/DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer