# EDGAR Filing Document

**Accession Number:** 0000088205
**File Stem:** 0001104659-26-064515
**Filing Date:** 2026-5
**Character Count:** 53453
**Document Hash:** 559e89d676d1f2e035ed9212eecc836d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-064515.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0001104659-26-064515

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPX Technologies, Inc.
- **CENTRAL INDEX KEY:** 0000088205
- **STANDARD INDUSTRIAL CLASSIFICATION:** METALWORKING MACHINERY & EQUIPMENT [3540]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 381016240
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-06948
- **FILM NUMBER:** 261004205

**BUSINESS ADDRESS:**
- **STREET 1:** 6325 ARDREY KELL ROAD
- **STREET 2:** SUITE 400
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277
- **BUSINESS PHONE:** 980-474-3700

**MAIL ADDRESS:**
- **STREET 1:** 6325 ARDREY KELL ROAD
- **STREET 2:** SUITE 400
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPX CORP
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SEALED POWER CORP
- **DATE OF NAME CHANGE:** 19880515

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD**

**Specialized Disclosure Report**

**SPX Technologies, Inc.**

(Exact name of registrant as specified in its charter)

---

| | |
|:---|:---|
| **Delaware** | **1-6948** |
| (State or other jurisdiction of incorporation) | (Commission File Number) |
| **6325 Ardrey Kell Road, Suite 400, Charlotte, North Carolina** | **28277** |
| (Address of principal executive offices) | (Zip Code) |

---

**Daniel J. Whitman (980) 474-3700**

(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

⌧ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

◻ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ________.

**Section 1 – Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

**Conflict Minerals Disclosure**

SPX Technologies, Inc. ("SPX" or the "Company") is filing this Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2025 to December 31, 2025 (the "Reporting Period"). Under Securities and Exchange Commission ("SEC") regulations, if any "conflict minerals" (as defined below) are necessary to the functionality or production of a product manufactured by the Company or contracted by the Company to be manufactured, the Company must conduct in good faith a reasonable country of origin inquiry ("RCOI") regarding those "conflict minerals" that is reasonably designed to determine whether any of the "conflict minerals" originated in the Covered Countries (as defined below) or are from recycled or scrap sources. Form SD defines "conflict minerals" as (i) columbite-tantalite (coltan), cassiterite, gold, wolframite, and their derivatives, which are currently limited to tantalum, tin, and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an "adjoining country," as such term is defined in Form SD, which we collectively refer to as the "Covered Countries".

The Company's operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products. As required by SEC's conflict minerals rule, the Company has conducted a good faith RCOI regarding conflict minerals included in the Company's products during the Reporting Period to determine whether any such conflict minerals originated in the Covered Countries and/or whether any of the conflict minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence within the meaning of the SEC's conflict minerals rule. The results of SPX's RCOI, as well as the Company's additional due diligence regarding the sources of conflict minerals, are contained in the Company's Conflict Minerals Report, filed herewith as Exhibit 1.01, and publicly available on the Company's website at <u>www.spx.com</u>. The content on, or accessible through, our website or any website referred to in this Form SD is not, and shall not be deemed to be, part of this Form SD or incorporated into this or any other filings SPX makes with the SEC unless expressly noted.

**Item 1.02 Exhibit**

As specified in Item 1.02 of Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.

**Section 3 – Exhibits**

**Item 3.01 Exhibits**

The following exhibit is filed as part of this Form SD.

---

| | |
|:---|:---|
| **<u>Exhibit Number</u>** |  **<u>Description</u>** |
| [1.01](tm2613617d1_ex1-01.htm) | [SPX Technologies, Inc. Conflict Minerals Report for reporting period January 1, 2025 to December 31, 2025](tm2613617d1_ex1-01.htm) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

---

| | | |
|:---|:---|:---|
| **SPX TECHNOLOGIES, INC.** | **SPX TECHNOLOGIES, INC.** |  |
| (Registrant) | (Registrant) |  |
| By: | /s/ Daniel J. Whitman | Date: May 20, 2026 |
|  | Daniel J. Whitman |  |
|  | Vice President, General Counsel and Secretary |  |

---

## Exhibit 1.01

**Exhibit 1.01**

**SPX Technologies, Inc.**

**Conflict Minerals Report**

**Reporting Period: January 1, 2025 – December 31, 2025**

This Conflict Minerals Report (this "Report") of SPX Corporation ("SPX," "Company," "we," "us," or "our") for the reporting period from January 1, 2025 to December 31, 2025 (the "Reporting Period") has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended.

*Forward-looking statements contained in this Report are made based on events and circumstances known by us at the time of release and, as such, are inherently subject to unforeseen uncertainties and risks. Statements in this Report which express a belief, expectation, or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to the Company's business, products, compliance efforts, and expected actions identified in this Report. These forward-looking statements are subject to various risks, uncertainties, and assumptions, including, among other matters, our customers' requirements to use certain suppliers, our suppliers' responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our conflict minerals program, changes to the sourcing status of smelters and refiners in our supply chain, and our ability to identify and mitigate related risks in our supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see our Annual Report on Form 10-K for the year ended December 31, 2025 and subsequent Forms 10-Q filed with the Securities and Exchange Commission ("SEC"). The Company makes these statements as of the date of this disclosure, and undertakes no obligation to update them unless otherwise required by law.*

Under SEC regulations, if any "conflict minerals" (as defined below) are necessary to the functionality or production of a product manufactured by the Company or contracted by the Company to be manufactured, the Company must conduct in good faith a reasonable country of origin inquiry ("RCOI") regarding those "conflict minerals" that is reasonably designed to determine whether any of the "conflict minerals" originated in the Covered Countries (as defined below) or are from recycled or scrap sources. Form SD defines "conflict minerals" as (i) columbite-tantalite (coltan), cassiterite, gold, wolframite, and their derivatives, which are currently limited to tantalum, tin, and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an "adjoining country," as such term is defined in Form SD, (collectively, the "Covered Countries").

The Company's operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products. As required by SEC's conflict minerals rule, the Company has conducted a good faith RCOI regarding conflict minerals included in the Company's products during the Reporting Period to determine whether any such conflict minerals originated in the Covered Countries and/or whether any of the conflict minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence within the meaning of the SEC's conflict minerals rule. The results of SPX's RCOI, as well as the Company's additional due diligence regarding the sources of conflict minerals, are contained in this Report.

This Report is publicly available on our website at <u>www.spx.com</u>. The content on, or accessible through, our website or any website referred to in this Report is not, and shall not be deemed to be, part of this Report or incorporated into this or any other filings SPX makes with the SEC unless expressly noted.

**Company Overview and Product Description**

SPX Technologies, Inc., through its subsidiaries, is a diversified, global supplier of highly engineered products and technologies, holding leadership positions in the HVAC and detection and measurement markets. Based in Charlotte, North Carolina, SPX Technologies, Inc. has operations in over 16 countries.

The Company's operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products (collectively, the "products"). Certain of the products contain materials or components that use metallic forms of tin, tantalum, tungsten, and/or gold ("subject minerals"). For the Reporting Period, the Company reasonably determined that the following product groups contain subject minerals:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Dry cooling systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Evaporative and hybrid cooling systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Hydronic heating and cooling equipment;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Rotating and stationary heat exchangers; pollution control systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Boilers and water heaters;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Heating and ventilation products;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Air blowers and exhaust systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Air handling units;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Industrial refrigeration products;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Spectrum monitoring and signal monitoring systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Obstruction lighting;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Marine and aviation aids-to-navigation products;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Tactical datalinks and radio frequency ("RF") countermeasures;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Data acquisition units to support infrared countermeasures and digital interoperability systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Fare collection systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Portable cable and pipe locators;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Pipeline inspection and rehabilitation equipment; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· Ground penetrating radar products and robotics used in underground utilities.

The due diligence efforts noted below were undertaken on the products manufactured by us in the Reporting Period.

**Reasonable Country of Origin Inquiry**

SPX conducted a good faith RCOI regarding the potential inclusion of conflict minerals in the products during the Reporting Period. There is significant overlap between the Company's RCOI efforts and the due diligence measures performed. Although some of our products contain subject minerals, we typically do not purchase raw materials directly from mines, smelters, or refiners and we are many steps removed in the supply chain from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. Accordingly, we rely on direct suppliers in the supply chain between us and the original sources of raw materials to provide information regarding the origin of any conflict minerals that may be included in the products.

We have taken steps to identify the applicable smelters and refiners of such subject minerals metals in our supply chain. However, as a downstream purchaser of components and materials that contain subject minerals, our RCOI and due diligence measures can provide only reasonable - not absolute - assurance regarding the source and chain of custody of the conflict minerals. The Company's RCOI and due diligence processes are based on the necessity of seeking data from direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the subject minerals contained in components and materials supplied to us. Another complicating factor is the unavailability of country of origin and chain of custody information from direct suppliers on a continuous, real-time basis. The Company's available sources of information may yield inaccurate or incomplete information and may be subject to fraud. The Company engaged Source Intelligence, a third-party consultant with expertise in supplier engagement, to assist the Company in its RCOI.

The Company began its RCOI by identifying product families and commodities that may contain subject minerals. Using information derived from the Company's procurement systems, supplemented by information supplied by personnel in the Company's business units supply chain, SPX identified direct suppliers of components and materials that may contain subject minerals.

All direct suppliers were included in the RCOI performed by Source Intelligence. Prior to being asked to provide data with respect to subject minerals, suppliers were asked a series of questions to determine whether the products they supply to SPX contain subject minerals necessary to the functionality or production, whether SPX influences the design of such products, and whether the products were supplied to SPX during the 2025 reporting year. This information was used to determine which suppliers were in scope for regulatory purposes and thus asked to provide additional information with respect to the subject minerals. These direct suppliers were provided information by the Company describing its Conflict Minerals Compliance Program (the "CMCP") requirements and identifying Source Intelligence as the Company's third-party consultant assisting in the process. The third-party consultant sent direct suppliers additional information with respect to the CMCP, including an educational tool to facilitate a deeper understanding of the program and why information was being requested. We requested that each of these identified direct suppliers complete a survey utilizing the Conflict-Free Sourcing Initiative's Conflict Minerals Reporting Template ("CMRT"). Suppliers were offered two options to submit the required information, either by uploading the CMRT in Microsoft Excel format or by completing an online survey version of this template directly in the third-party consultant's platform. This survey, among other things, solicited information regarding the location and identity of smelters and refiners. Suppliers that did not promptly complete a survey were contacted in accordance with an escalating protocol by our third-party consultant and, if still not responding, by us in efforts to get all direct suppliers to complete the survey.

Suppliers were asked to provide information regarding the sourcing of their materials with the ultimate goal of identifying the smelters or refiners of the conflict minerals and associated mine countries of origin. Suppliers who had already performed a RCOI through the use of the CMRT were asked to upload this document into the third-party consultant's platform or to provide this information in the online survey version. Where a supplier was unable to provide a CMRT, the third-party consultant requested information on its suppliers of products or components which may require conflict minerals for their production or functionality. These Tier 2 suppliers, and subsequent tiers of suppliers as needed, were then engaged following the contact procedures explained above. When contact information was provided, Tier 2 and beyond suppliers were contacted via email in order to build a chain-of-custody back to the smelter or refiner. Suppliers were given the ability to share information at a level with which they were most comfortable, i.e. company, product or user-defined, but the declaration scope was required to be specified. Efforts were undertaken to address and meet the concerns of suppliers regarding their need to maintain the confidentiality of their data. In order to address this concern, non-disclosure agreements were executed with suppliers when requested.

Supplier responses were evaluated for plausibility, consistency, and gaps. If any of the following "quality control" flags were raised, suppliers were contacted and requested to provide clarification:

&nbsp;&nbsp;&nbsp;&nbsp;· One or more smelter or refiners ("SORs") were listed for an unused metal;

&nbsp;&nbsp;&nbsp;&nbsp;· SOR information was not provided for a used metal, or SOR information provided was not a verified metal
processor;

&nbsp;&nbsp;&nbsp;&nbsp;· Supplier answered "yes" to sourcing from the Democratic Republic of the Congo or adjoining
countries, but none of the SORs listed are known to source from the region;

&nbsp;&nbsp;&nbsp;&nbsp;· Supplier indicated that they have not received conflict minerals data for each metal from all relevant
suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;· Supplier indicated they have not identified all of the SORs used for the products included in the declaration
scope;

&nbsp;&nbsp;&nbsp;&nbsp;· Supplier indicated they have not provided all applicable SOR information received; and

&nbsp;&nbsp;&nbsp;&nbsp;· Supplier indicated 100% of the conflict minerals for products covered by the declaration originates
from scrap/recycled sources, but one or more SORs listed are not known to be exclusive recyclers.

A total of 279 Tier 1 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process conducted by Source Intelligence. The response rate among these suppliers was 70%. Of these responding suppliers, 62% indicated one or more of the subject conflict minerals as necessary to the functionality or production of the products they supply to SPX. Using the information collected from the surveys completed by these direct suppliers, and Source Intelligence's smelter/refiner database, we determined certain of the subject minerals used in such products may have originated from the Covered Countries. As such, we proceeded to exercise due diligence.

**Due Diligence Framework and Measures**

We designed our due diligence framework to materially conform to applicable portions of the OECD (2016), *OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition*, OECD Publishing, Paris. <u>http://dx.doi.org/10.1787/9789264252479-en</u> ("OECD Guidelines").

In accordance with applicable portions of the OECD Guidance for downstream companies such as the Company, the due diligence measures we performed include, but are not limited to, the following:

· Reporting to senior management regarding the structure of our conflict minerals program.

· Reporting to senior management on direct suppliers' responses to our conflict minerals information requests.

· Communicating our policy on conflict minerals to direct suppliers.

· Communicating the commitments and requirements expected of our direct suppliers, supported by, when appropriate,
email and phone dialogues.

· Comparing smelters and refiners identified by our direct suppliers to the lists of validated conflict
free and verified facilities and conducting independent research.

· Including contractual terms and conditions regarding procurement practices that encourage our direct
suppliers to purchase raw materials from smelters / refiners which have achieved a compliant designation by the Responsible Minerals Assurance
Process ("RMAP") of the Responsible Minerals Initiative (the "RMI") or have an audit program with which RMI has
mutual recognition.

· Consideration of developing a risk mitigation plan that allows for continued trade with a supplier as
appropriate through the supplier's risk mitigation efforts and evaluating the business relationship with suppliers that do not address
the risks.

**Due Diligence Results**

We utilized the CMRT to solicit our relevant direct suppliers to gather detailed information regarding the existence of subject minerals in materials or components sold to us, as well as the origin and chain of custody of the subject minerals. We compared the list of SORs identified to us by suppliers with those included in lists of validated conflict free and verified facilities: the RMAP, the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. If the SOR is not certified by these internationally-recognized schemes, Source Intelligence attempted to contact the SOR to gain more information about their sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SORs takes to track the chain-of-custody on the source of its mineral ores. Relevant information includes: whether the SOR has a documented, effective and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Internet research was also performed to determine whether there are any outside sources of information regarding the SOR's sourcing practices.

To date information received from direct suppliers was inconclusive in indicating that subject minerals in our supply chain directly or indirectly financed or benefitted armed groups in the Covered Countries; even so, based on the information provided by these suppliers and our own due diligence efforts for the Reporting Period, we do not have sufficient information to conclusively determine the countries of origin or chain of custody of subject minerals in the products. Some suppliers disclosed to us that scrap/recycled sources of subject minerals were identified in their supply chains and did not require due diligence.

Based on the information provided by these suppliers and information available from RMI and the other sources identified above, SPX believes the smelters and refiners and the countries of origin of subject minerals processed by these smelters and refiners that may have been used to produce subject minerals used in the products include those listed on <u>Annexes A and B</u>. Based on Source Intelligence's smelter/refiner database, there was an indication of sourcing of subject minerals from the Covered Countries for 43 out of 365 verified smelters/refiners.

In addition, based on our due diligence certain potential smelters/refiners listed by our direct suppliers were omitted from this Report because the verification status for the smelter/refiner was inconclusive for a variety of reasons. These reasons include, without limitation, that a direct supplier listed the smelter/refiner for processing a metal the smelter/refiner it is not known to process; that RMI determined the smelter/refiner no longer meets the definition of a smelter or refiner; that RMI determined the company listed as a smelter/refiner does not smelt or refine, or exclusively recycles subject minerals; that RMI has retired the parent or group level smelter/refiner; that RMI determined the smelter/refiner does not meets the definition of a smelter/refiner; or otherwise our due diligence was inconclusive with regard to the entity.

**Additional Due Diligence and Risk Mitigation**

SPX intends to continue to evaluate its due diligence program, and, in particular, intends to periodically review the criteria used to select suppliers for solicitation. We expect to continue to engage with our direct suppliers so that they more closely comply with SPX's conflict minerals policy and are able to track the sourcing of conflict minerals with greater precision. To that end, the Company expects to continue outreach efforts among the direct supplier base, particularly with respect to direct suppliers that have not previously conducted business with the Company and with respect to direct suppliers that are unable to provide greater transparency as to their own sourcing practices.

**Independent Audit Report**

Consistent with Rule 13p-1 and the SEC's April 29, 2014 statement<sup>\*</sup> relating to Rule 13p-1, this Report is not required to be accompanied by an independent private sector audit.

<sup>\*</sup> Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule, Keith F. Higgins, Director, SEC Division of Corporation Finance, April 29, 2014.

**Annexes**

The information in the below tables, Annexes A and B, have been gathered and transmitted through multiple levels of our supply chain, and there is a risk that it is not accurate or current. In most cases, direct suppliers provided smelter and/or refiner information and therefore any country of origin data related to such smelter and/or refiner for their entire supply chain without identifying which smelters and/or refiners may have contributed conflict minerals to components and materials actually supplied to us. Accordingly, we cannot verify that any of the smelters and/or refiners or country of origin data shown in these tables actually were part of our supply chain. The presence of a smelter or refiner in this table does not necessarily mean that conflict minerals processed at that smelter or refiner were used in any components and materials supplied to us or in any SPX products.

**Annex A**

Below is a list of the smelters/refiners collected as a result of our due diligence activities:

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| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Gold | 8853 S.p.A. | RJC |
| Gold | ABC Refinery Pty Ltd. | LBMA |
| Gold | Abington Reldan Metals, LLC | RMAP |
| Gold | Advanced Chemical Company | RMAP |
| Gold | African Gold Refinery | Not certified |
| Gold | Agosi AG | LBMA, RJC, RMAP |
| Gold | Aida Chemical Industries Co., Ltd. | RMAP |
| Gold | Al Etihad Gold Refinery DMCC | RJC |
| Gold | Albino Mountinho Lda. | Not certified |
| Gold | Alexy Metals | Not certified |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | LBMA, RMAP |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | LBMA, RMAP |
| Gold | Argor-Heraeus S.A. | LBMA, RJC, RMAP |
| Gold | ASAHI METALFINE, Inc. | LBMA, RMAP |
| Gold | Asahi Refining Canada Ltd. | LBMA, RMAP |
| Gold | Asahi Refining USA Inc. | LBMA, RMAP |
| Gold | Asaka Riken Co., Ltd. | RMAP |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Not certified |
| Gold | Attero Recycling Pvt Ltd | Not certified |
| Gold | AU Traders and Refiners | Not certified |
| Gold | Augmont Enterprises Private Limited | Not certified |
| Gold | Aurubis AG | LBMA, RMAP |
| Gold | Bangalore Refinery | RMAP |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | LBMA, RMAP |
| Gold | Boliden Mineral AB (Ronnskar) | LBMA, RMAP |
| Gold | C. Hafner GmbH + Co. KG | LBMA, RJC, RMAP |
| Gold | Caridad | Not certified |
| Gold | Cendres + Metaux S.A. | RJC |
| Gold | CGR Metalloys Pvt Ltd. | Not certified |
| Gold | Chimet S.p.A. | LBMA, RMAP |
| Gold | Chugai Mining | RMAP |
| Gold | Coimpa Industrial LTDA | RMAP |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | LBMA |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Not certified |
| Gold | Dijllah Gold Refinery FZC | Not certified |

---

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| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Gold | Dongwu Gold Group | LBMA |
| Gold | Dowa | RMAP |
| Gold | DSC (Do Sung Corporation) | RMAP |
| Gold | Eco-System Recycling Co., Ltd. East Plant | RMAP |
| Gold | Eco-System Recycling Co., Ltd. North Plant | RMAP |
| Gold | Eco-System Recycling Co., Ltd. West Plant | RMAP |
| Gold | Elite Industech Co., Ltd. | RMAP |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | Not Certified |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | Not Certified |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | Not Certified |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | Not Certified |
| Gold | Emirates Gold DMCC | Not certified |
| Gold | Fidelity Printers and Refiners Ltd. | Not certified |
| Gold | Fujairah Gold FZC | Not certified |
| Gold | Gasabo Gold Refinery Ltd | Not certified |
| Gold | GG Refinery Ltd. | RMAP |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | Not certified |
| Gold | Glencore Canada Corporation - CCR Refinery | LBMA, RMAP |
| Gold | Gold by Gold Colombia | RMAP |
| Gold | Gold Coast Refinery | Not certified |
| Gold | Gold Corporation - The Perth Mint | LBMA, RMAP |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | LBMA |
| Gold | Guangdong Jinding Gold Limited | Not certified |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Not certified |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | Not certified |
| Gold | Heimerle + Meule GmbH | LBMA, RJC, RMAP |
| Gold | Heraeus Germany GmbH Co. KG | RMAP |
| Gold | Heraeus Metals Hong Kong Ltd. | LBMA, RJC, RMAP |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Not certified |
| Gold | HwaSeong CJ CO., LTD. | Not certified |
| Gold | Impala Platinum - Base Metal Refinery (BMR) | RMAP |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | RMAP |
| Gold | Impala Platinum - Rustenburg Smelter | RMAP |
| Gold | Industrial Refining Company | Not certified |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | LBMA, RMAP |
| Gold | International Precious Metal Refiners | RJC |
| Gold | Ishifuku Metal Industry Co., Ltd. | LBMA, RMAP |
| Gold | Istanbul Gold Refinery | LBMA, RMAP |
| Gold | Italpreziosi | RJC, RMAP |

---

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| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Gold | JALAN & Company | Not certified |
| Gold | Japan Mint | LBMA, RMAP |
| Gold | Jiangxi Copper Co., Ltd. | LBMA, RMAP |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Not certified |
| Gold | JSC Novosibirsk Refinery | Not certified |
| Gold | JSC Uralelectromed | Not certified |
| Gold | JX Advanced Metals Corporation | LBMA, RMAP |
| Gold | K.A. Rasmussen | Not certified |
| Gold | Kaloti Precious Metals | Not certified |
| Gold | Kazakhmys Smelting LLC | Not certified |
| Gold | Kazzinc Ltd | LBMA, RMAP |
| Gold | Kennecott Utah Copper LLC | LBMA, RMAP |
| Gold | KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | Not certified |
| Gold | KGHM Polska Miedz Spolka Akcyjna | RMAP |
| Gold | Kojima Chemicals Co., Ltd. | RMAP |
| Gold | Korea Zinc Co., Ltd. | RMAP |
| Gold | Kundan Care Products Ltd. | Not certified |
| Gold | Kyrgyzaltyn JSC | LBMA |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Not certified |
| Gold | L'azurde Company For Jewelry | Not certified |
| Gold | Lingbao Gold Co., Ltd. | Not certified |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Not certified |
| Gold | L'Orfebre S.A. | Not certified |
| Gold | LS MnM Inc.. | LBMA, RMAP |
| Gold | LT Metal Ltd. | RMAP |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Not certified |
| Gold | Marsam Metals | Not certified |
| Gold | Materion | RMAP |
| Gold | Matsuda Sangyo Co., Ltd. | LBMA, RMAP |
| Gold | MD Overseas | Not certified |
| Gold | Metal Concentrators SA (Pty) Ltd. | RJC, RMAP |
| Gold | Metallix Refining Inc. | Not certified |
| Gold | Metalor Technologies (Hong Kong) Ltd. | LBMA, RJC, RMAP |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | LBMA, RJC, RMAP |
| Gold | Metalor Technologies (Suzhou) Ltd. | LBMA, RJC, RMAP |
| Gold | Metalor Technologies S.A. | LBMA, RJC, RMAP |
| Gold | Metalor USA Refining Corporation | LBMA, RJC, RMAP |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | LBMA, RMAP |
| Gold | Minera Titan del Peru SRL (MTP) - Belen Plant | RMAP-Active |

---

---

| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Gold | Mitsubishi Materials Corporation | LBMA, RMAP |
| Gold | Mitsui Mining and Smelting Co., Ltd. | LBMA, RMAP |
| Gold | MKS PAMP SA | LBMA, RMAP |
| Gold | MMTC-PAMP India Pvt., Ltd. | LBMA, RMAP |
| Gold | Modeltech Sdn Bhd | Not certified |
| Gold | Morris and Watson | Not certified |
| Gold | Moscow Special Alloys Processing Plant | Not certified |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | LBMA, RMAP |
| Gold | Naoshima Smelter & Refinery | Not certified |
| Gold | Navoi Mining and Metallurgical Combinat | LBMA, RMAP |
| Gold | NH Recytech Company | RMAP |
| Gold | Nihon Material Co., Ltd. | LBMA, RMAP |
| Gold | NOBLE METAL SERVICES | Not certified |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. | RJC, RMAP |
| Gold | Ohura Precious Metal Industry Co., Ltd. | RMAP |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Not certified |
| Gold | Pease & Curren | Not certified |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | Not certified |
| Gold | Planta Recuperadora de Metales SpA | RMAP |
| Gold | Prioksky Plant of Non-Ferrous Metals | Not certified |
| Gold | PT Aneka Tambang (Persero) Tbk | LBMA, RMAP |
| Gold | PX Precinox S.A. | LBMA, RMAP |
| Gold | QG Refining, LLC | Not certified |
| Gold | Rand Refinery (Pty) Ltd. | LBMA, RMAP |
| Gold | Refinery of Seemine Gold Co., Ltd. | Not certified |
| Gold | REMONDIS PMR B.V. | RMAP |
| Gold | Royal Canadian Mint | LBMA, RMAP |
| Gold | SAAMP | RJC |
| Gold | Sabin Metal Corp. | Not certified |
| Gold | Safimet S.p.A | RJC |
| Gold | SAFINA A.S. | RMAP |
| Gold | Sai Refinery | Not certified |
| Gold | SAM Precious Metals | RJC |
| Gold | Samduck Precious Metals | Not certified |
| Gold | SAMWON METALS Corp. | Not certified |
| Gold | SEMPSA Joyeria Plateria S.A. | LBMA, RJC, RMAP |
| Gold | Shandong Gold Smelting Co., Ltd. | LBMA, RMAP |
| Gold | Shandong Humon Smelting Co., Ltd. | Not certified |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Not certified |

---

---

| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | LBMA, RMAP |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | Not certified |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | Not certified |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | Not certified |
| Gold | Shirpur Gold Refinery Ltd. | Not certified |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | LBMA, RMAP |
| Gold | Singway Technology Co., Ltd. | Not certified |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Not certified |
| Gold | Solar Applied Materials Technology Corp. | LBMA, RMAP |
| Gold | Sovereign Metals | Not certified |
| Gold | State Research Institute Center for Physical Sciences and Technology | Not certified |
| Gold | Sudan Gold Refinery | Not certified |
| Gold | Sumitomo Metal Mining Co., Ltd. | LBMA, RMAP |
| Gold | SungEel HiMetal Co., Ltd. | RMAP |
| Gold | Super Dragon Technology Co., Ltd. | Not certified |
| Gold | T.C.A S.p.A | LBMA, RMAP |
| Gold | Tanaka Kikinzoku Kogyo K.K. | LBMA, RMAP |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | RMAP-Active |
| Gold | Tokuriki Honten Co., Ltd. | LBMA, RMAP |
| Gold | Tongling Nonferrous Jinguan (Ausmelt) Copper Industry | Not certified |
| Gold | TOO Tau-Ken-Altyn | LBMA, RMAP |
| Gold | Torecom | Not certified |
| Gold | Umicore Precious Metals Thailand | Not certified |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | LBMA, RMAP |
| Gold | United Precious Metal Refining, Inc. | RMAP |
| Gold | Valcambi S.A. | LBMA, RJC, RMAP |
| Gold | WEEEREFINING | Not certified |
| Gold | WIELAND Edelmetalle GmbH | RJC, RMAP |
| Gold | Yamakin Co., Ltd. | RMAP |
| Gold | Yokohama Metal Co., Ltd. | RMAP |
| Gold | Yunnan Copper Southwest Copper Branch | Not certified |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | LBMA, RMAP |
| Gold | Zijin Mining Group Gold Smelting Co. Ltd. | LBMA, RMAP |
| Tantalum | 5D Production OU | Not certified |
| Tantalum | AMG Brasil | RMAP |
| Tantalum | D Block Metals, LLC | RMAP |
| Tantalum | F&X Electro-Materials Ltd. | RMAP |
| Tantalum | FIR Metals & Resource Ltd. | RMAP |
| Tantalum | Global Advanced Metals Aizu | RMAP |
| Tantalum | Global Advanced Metals Boyertown | RMAP |

---

---

| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | RMAP |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | RMAP |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | RMAP |
| Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd. | RMAP-Active |
| Tantalum | Jiangxi Tuohong New Raw Material | RMAP |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | RMAP |
| Tantalum | Jiujiang Tanbre Co., Ltd. | RMAP |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | RMAP |
| Tantalum | KEMET de Mexico | RMAP |
| Tantalum | Materion Newton Inc. | RMAP |
| Tantalum | Metallurgical Products India Pvt., Ltd. | RMAP |
| Tantalum | Mineracao Taboca S.A. | RMAP |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | RMAP |
| Tantalum | Molycorp Silmet A.S. | RMAP |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | RMAP |
| Tantalum | NPM Silmet AS | RMAP |
| Tantalum | PowerX Ltd. | RMAP |
| Tantalum | QuantumClean | RMAP |
| Tantalum | Resind Industria e Comercio Ltda. | RMAP |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | RMAP |
| Tantalum | Solikamsk Magnesium Works OAO | Not certified |
| Tantalum | Taki Chemical Co., Ltd. | RMAP |
| Tantalum | TANIOBIS Co., Ltd. | RMAP |
| Tantalum | TANIOBIS GmbH | RMAP |
| Tantalum | TANIOBIS Japan Co., Ltd. | RMAP |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | RMAP |
| Tantalum | Telex Metals | RMAP |
| Tantalum | Ulba Metallurgical Plant JSC | RMAP |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | RMAP |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | RMAP |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | RMAP |
| Tin | Alpha Assembly Solutions Inc | RMAP |
| Tin | An Vinh Joint Stock Mineral Processing Company | Not certified |
| Tin | Aurubis Beerse | RMP |
| Tin | Cendres + Metaux S.A. | Not certified |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | RMAP |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | RMAP |
| Tin | China Tin Group Co., Ltd. | RMAP |
| Tin | Conecsus LLC | RMAP-Active |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | RMAP-Active |

---

---

| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Tin | CRM Synergies | RMAP |
| Tin | CV Ayi Jaya | RMAP |
| Tin | Dongguan Best Alloys Co., Ltd. | RMAP |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | Not certified |
| Tin | Dowa | RMAP |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Not certified |
| Tin | EM Vinto | RMAP |
| Tin | Estanho de Rondonia S.A. | RMAP |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Not certified |
| Tin | Fenix Metals | RMAP |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | Not certified |
| Tin | Gejiu Kai Meng Industry and Trade LLC | Not certified |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | RMAP |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Not certified |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | Not certified |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | RMAP |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | RMAP |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | RMAP |
| Tin | Jiangxi New Nanshan Technology Ltd. | RMAP-Active |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | Not certified |
| Tin | Luna Smelter, Ltd. | RMAP |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | Not certified |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | RMAP |
| Tin | Malaysia Smelting Corporation (MSC) | Not certified |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | RMAP |
| Tin | Melt Metais e Ligas S.A. | RMAP-Active |
| Tin | Metallic Resources, Inc. | RMAP |
| Tin | Mineracao Taboca S.A. | RMAP |
| Tin | Mining Minerals Resources SARL | RMAP |
| Tin | Minsur | RMAP |
| Tin | Mitsubishi Materials Corporation | RMAP |
| Tin | Modeltech Sdn Bhd | Not certified |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Not certified |
| Tin | Novosibirsk Tin Combine | Not certified |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | RMAP |
| Tin | O.M. Manufacturing Philippines, Inc. | RMAP |
| Tin | Operaciones Metalurgicas S.A. | RMAP |
| Tin | P Kay Metal, Inc | RMAP |
| Tin | Pongpipat Company Limited | Not certified |
| Tin | Precious Minerals and Smelting Limited | Not certified |

---

---

| | | |
|:---|:---|:---|
| **Subject <br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Tin | PT Arsed Indonesia | RMAP |
| Tin | PT Artha Cipta Langgeng | RMAP-Active |
| Tin | PT ATD Makmur Mandiri Jaya | RMAP |
| Tin | PT Bangka Prima Tin | RMAP |
| Tin | PT Cipta Persada Mulia | RMAP |
| Tin | PT Masbro Alam Stania | RMAP-Active |
| Tin | PT Menara Cipta Mulia | RMAP |
| Tin | PT Mitra Stania Prima | RMAP |
| Tin | PT Mitra Sukses Globalindo | RMAP |
| Tin | PT Panca Mega Persada | Not certified |
| Tin | PT Premium Tin Indonesia | RMAP |
| Tin | PT Prima Timah Utama | RMAP |
| Tin | PT Putera Sarana Shakti (PT PSS) | RMAP |
| Tin | PT Rajehan Ariq | RMAP |
| Tin | PT Timah Tbk Kundur | RMAP |
| Tin | PT Timah Tbk Mentok | RMAP |
| Tin | Resind Industria e Comercio Ltda. | RMAP |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | Not certified |
| Tin | Rui Da Hung | RMAP |
| Tin | Super Ligas | RMAP |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | RMAP |
| Tin | Thaisarco | RMAP |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | RMAP |
| Tin | Tin Technology & Refining | RMAP |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Not certified |
| Tin | VQB Mineral and Trading Group JSC | Not certified |
| Tin | White Solder Metalurgia e Mineracao Ltda. | RMAP |
| Tin | Woodcross Smelting Company Limited | RMAP |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Not certified |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | RMAP |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | RMAP |
| Tungsten | ACL Metais Eireli | Not certified |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Not certified |
| Tungsten | Artek LLC | Not certified |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | RMAP |
| Tungsten | China Molybdenum Co., Ltd. | RMAP |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | RMAP |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | Not certified |
| Tungsten | Cronimet Brasil Ltda | RMAP |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | Not certified |

---

---

| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | RMAP |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Not certified |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | RMAP |
| Tungsten | Geo Enterprise | Not certified |
| Tungsten | Global Tungsten & Powders LLC | RMAP |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | RMAP |
| Tungsten | H.C. Starck Tungsten GmbH | RMAP |
| Tungsten | HANNAE FOR T Co., Ltd. | Not certified |
| Tungsten | Hubei Green Tungsten Co., Ltd. | RMAP |
| Tungsten | Hunan Jintai New Material Co., Ltd. | Not certified |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | Not certified |
| Tungsten | Hydrometallurg, JSC | Not certified |
| Tungsten | Japan New Metals Co., Ltd. | RMAP |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | RMAP |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | RMAP |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Not certified |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | RMAP |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | RMAP |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | RMAP |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | RMAP |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Not certified |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | RMAP |
| Tungsten | Kennametal Fallon | RMAP |
| Tungsten | Kennametal Huntsville | RMAP |
| Tungsten | LAOS SOUTHERN MINING SMELTING SOLE CO., LTD | RMAP-Active |
| Tungsten | Lianyou Metals Co., Ltd. | RMAP |
| Tungsten | Lianyou Resources Co., Ltd. | RMAP |
| Tungsten | LLC Vostok | Not certified |
| Tungsten | MALAMET SMELTING SDN. BHD. | Not certified |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | RMAP |
| Tungsten | Masan High-Tech Materials | RMAP |
| Tungsten | Moliren Ltd. | Not certified |
| Tungsten | Nam Viet Cromit Joint Stock Company | Not certified |
| Tungsten | Niagara Refining LLC | RMAP |
| Tungsten | NPP Tyazhmetprom LLC | Not certified |
| Tungsten | OOO "Technolom" 1 | Not certified |
| Tungsten | OOO "Technolom" 2 | Not certified |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | RMAP |
| Tungsten | Philippine Carreytech Metal Corp. | RMAP-Active |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | RMAP |

---

---

| | | |
|:---|:---|:---|
| **Subject<br> Mineral** | **Name of Smelter/Refiner†** | **Status\*** |
| Tungsten | S.P.T. spol.s r.o. | RMAP |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | RMAP |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | RMAP |
| Tungsten | Tungamoy Metals Inc. | RMAP |
| Tungsten | Tungsten Vietnam Joint Stock Company | RMAP |
| Tungsten | Unecha Refractory Metals Plant | Not certified |
| Tungsten | Uzbekistan Technological Metallurgical Complex JSC | RMAP-Active |
| Tungsten | Wolfram Bergbau und Hutten AG | RMAP |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | RMAP |
| Tungsten | Xiamen Tungsten Co., Ltd. | RMAP |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | Not certified |

---

**†** Smelter or refiner names as reported by Responsible Minerals Initiative.

\* Status defined as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Responsible Minerals Assurance Process: Responsible Minerals Initiative

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· RMAP: Smelter/refiner has an active certification or is in the process of renewing certification.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· RMAP-Active: Smelter/refiner is actively moving through certification process.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Responsible Gold Certificate: London Bullion Market Association

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· LBMA: Smelter/refiner has obtained a Responsible Gold Certification.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Chain of Custody Certificate: Responsible Jewellry Council

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;· RJC: Smelter/refiner has obtained a Chain-of-Custody Certification.

**Annex B**

Below is a list of the mineral country of origin information collected as a result of our due diligence activities:

---

| | | | |
|:---|:---|:---|:---|
| **Gold** | **Tantalum** | **Tin** | **Tungsten** |
| Argentina | Angola | Angola | Angola |
| Armenia | Argentina | Argentina | Argentina |
| Australia | Australia | Australia | Australia |
| Austria | Austria | Austria | Austria |
| Belgium | Belarus | Belgium | Belgium |
| Bermuda | Belgium | Bolivia | Bolivia |
| Bolivia | Bolivia | Brazil | Brazil |
| Brazil | Brazil | Burundi | Burundi |
| Burundi | Burundi | Cambodia | Cambodia |
| Cambodia | Cambodia | Canada | Canada |
| Canada | Canada | Central African Republic | Central African Republic |
| Chile | Central African Republic | Chile | Chile |
| China | Chile | China | China |
| Colombia | China | Colombia | Colombia |
| Congo (Brazzaville) | Colombia | Congo (Brazzaville) | Congo (Brazzaville) |
| Czech Republic | Congo (Brazzaville) | Czech Republic | Czech Republic |
| Djibouti | Czech Republic | Djibouti | Djibouti |
| DRC- Congo (Kinshasa) | Djibouti | DRC- Congo (Kinshasa) | DRC- Congo (Kinshasa) |
| Ecuador | DRC- Congo (Kinshasa) | Ecuador | Ecuador |
| Egypt | Ecuador | Egypt | Egypt |
| Estonia | Egypt | Estonia | Estonia |
| Ethiopia | Estonia | Ethiopia | Ethiopia |
| Finland | Ethiopia | France | France |
| France | France | Germany | Germany |
| Germany | Germany | Guyana | Guinea |
| Ghana | Ghana | Hong Kong | Guyana |
| Guinea | Guinea | Hungary | Hungary |
| Guyana | Guyana | India | India |
| Hong Kong | Hungary | Indonesia | Indonesia |
| Hungary | India | Ireland | Ireland |
| India | Indonesia | Israel | Israel |
| Indonesia | Ireland | Ivory Coast | Ivory Coast |
| Ireland | Israel | Japan | Japan |
| Israel | Italy | Jersey | Kazakhstan |
| Italy | Ivory Coast | Kazakhstan | Korea, Republic of |

---

---

| | | | |
|:---|:---|:---|:---|
| **Gold** | **Tantalum** | **Tin** | **Tungsten** |
| Ivory Coast | Japan | Kenya | Laos |
| Japan | Jersey | Korea, Republic of | Luxembourg |
| Jersey | Kazakhstan | Kyrgyzstan | Madagascar |
| Kazakhstan | Kenya | Laos | Malaysia |
| Korea, Republic of | Korea, Republic of | Luxembourg | Mexico |
| Kyrgyzstan | Laos | Madagascar | Mongolia |
| Laos | Luxembourg | Malaysia | Mozambique |
| Luxembourg | Madagascar | Mexico | Myanmar |
| Madagascar | Malaysia | Mongolia | Namibia |
| Malaysia | Mali | Morocco | Netherlands |
| Mali | Mexico | Mozambique | Niger |
| Mexico | Mongolia | Myanmar | Nigeria |
| Mongolia | Mozambique | Namibia | No known country of origin |
| Mozambique | Myanmar | Netherlands | Papua New Guinea |
| Myanmar | Namibia | Nigeria | Peru |
| Namibia | Netherlands | No known country of origin | Philippines |
| Netherlands | Niger | Papua New Guinea | Portugal |
| New Zealand | Nigeria | Peru | Recycle/Scrap |
| Niger | No known country of origin | Philippines | Russian Federation |
| Nigeria | Peru | Poland | Rwanda |
| No known country of origin | Philippines | Portugal | Sierra Leone |
| Papua New Guinea | Poland | Recycle/Scrap | Singapore |
| Peru | Portugal | Russian Federation | Slovakia |
| Philippines | Recycle/Scrap | Rwanda | South Africa |
| Poland | Russian Federation | Sierra Leone | South Sudan |
| Portugal | Rwanda | Singapore | Spain |
| Recycle/Scrap | Sierra Leone | Slovakia | Suriname |
| Russian Federation | Singapore | South Africa | Switzerland |
| Rwanda | Slovakia | South Sudan | Taiwan |
| Saudi Arabia | South Africa | Spain | Tanzania |
| Sierra Leone | South Sudan | Suriname | Thailand |
| Singapore | Spain | Sweden | Uganda |
| Slovakia | Suriname | Switzerland | United Kingdom |
| South Africa | Switzerland | Taiwan | United States |
| Spain | Taiwan | Tanzania | Viet Nam |
| Suriname | Tanzania | Thailand | Zambia |
| Sweden | Thailand | Turkey | Zimbabwe |
| Switzerland | Uganda | Uganda |  |

---

---

| | | | |
|:---|:---|:---|:---|
| **Gold** | **Tantalum** | **Tin** | **Tungsten** |
| Taiwan | United Kingdom | United Kingdom |  |
| Tajikistan | United States | United States |  |
| Tanzania | Viet Nam | Uzbekistan |  |
| Thailand | Zambia | Viet Nam |  |
| Turkey | Zimbabwe | Zambia |  |
| United Arab Emirates |  | Zimbabwe |  |
| United Kingdom |  |  |  |
| United States |  |  |  |
| Uzbekistan |  |  |  |
| Viet Nam |  |  |  |
| Zambia |  |  |  |
| Zimbabwe |  |  |  |

---