# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-018092
**Filing Date:** 2023-3
**Character Count:** 24844
**Document Hash:** cc864cf1099d774e8423ae31823aad52
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-018092.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001145549-23-018092

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23764150

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Core Alternative ETF (Series ID: S000066967)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000215555 | Core Alternative ETF | CCOR            |

## Nport-Ex

---

| | | | |
|:---|:---|:---|:---|
| **Core Alternative ETF** | **Core Alternative ETF** | **Core Alternative ETF** | **Core Alternative ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) |
|  | **Shares** | **Value** |  |
| **COMMON STOCKS - 97.7%** |  |  |  |
| **Basic Materials - 4.3%** |  |  |  |
| Air Products & Chemicals, Inc. | 46444 | $14885766.00 |  |
| The Mosaic Co. | 181801 | 9006422 |  |
|  |  | 23892188 |  |
| **Communications - 6.7%** |  |  |  |
| Alphabet, Inc. - Class A (a) | 134357 | 13279846 |  |
| Cisco Systems, Inc. | 211993 | 10317699 |  |
| FactSet Research Systems, Inc. | 30903 | 13070115 |  |
|  |  | 36667660 |  |
| **Consumer, Cyclical - 13.0%** |  |  |  |
| Dollar General Corp. | 58038 | 13557677 |  |
| Genuine Parts Co. | 92807 | 15574871 |  |
| McDonald's Corp. | 52456 | 14026734 |  |
| Starbucks Corp. | 132188 | 14426998 |  |
| Walmart, Inc. | 98639 | 14191193 |  |
|  |  | 71777473 |  |
| **Consumer, Non-Cyclical - 20.2%** |  |  |  |
| Amgen, Inc. | 50847 | 12833783 |  |
| Diageo PLC - ADR (b) | 76245 | 13483928 |  |
| Eli Lilly & Co. | 41935 | 14431930 |  |
| Johnson & Johnson | 92383 | 15097230 |  |
| Merck & Co., Inc. | 135323 | 14535043 |  |
| PepsiCo, Inc. | 84975 | 14532425 |  |
| The Procter & Gamble Co. | 89747 | 12778178 |  |
| UnitedHealth Group, Inc. | 27531 | 13743200 |  |
|  |  | 111435717 |  |
| **Energy - 5.8%** |  |  |  |
| Chevron Corp. | 90044 | 15669457 |  |
| Exxon Mobil Corp. | 138595 | 16078406 |  |
|  |  | 31747863 |  |
| **Financial - 14.1%** |  |  |  |
| Aflac, Inc. | 212917 | 15649400 |  |
| Capital One Financial Corp. | 94393 | 11232767 |  |
| CME Group, Inc. | 41464 | 7325030 |  |
| JPMorgan Chase & Co. | 114900 | 16081404 |  |
| Morgan Stanley | 163712 | 15934089 |  |
| The Blackstone Group, Inc. - Class A | 116250 | 11155350 |  |
|  |  | 77378040 |  |
| **Industrial - 12.6%** |  |  |  |
| 3M Co. | 70032 | 8059283 |  |
| Emerson Electric Co. | 151227 | 13643700 |  |
| L3Harris Technologies, Inc. | 49830 | 10704481 |  |
| Lockheed Martin Corp. | 25689 | 11900686 |  |
| Norfolk Southern Corp. | 51493 | 12657494 |  |
| Waste Management, Inc. | 81554 | 12618850 |  |
|  |  | 69584494 |  |
| **Technology - 16.7%** |  |  |  |
| Accenture PLC - Class A (b) | 46539 | 12986708 |  |
| Advanced Micro Devices, Inc. (a) | 184748 | 13883812 |  |
| Apple, Inc. | 77651 | 11204262 |  |
| Broadridge Financial Solutions, Inc. | 83481 | 12552203 |  |
| Fiserv, Inc. (a) | 136347 | 14545498 |  |
| Microsoft Corp. | 55864 | 13843658 |  |
| Paychex, Inc. | 109751 | 12715751 |  |
|  |  | 91731892 |  |
| **Utilities - 4.3%** |  |  |  |
| NextEra Energy, Inc. | 149009 | 11120542 |  |
| The Southern Co. | 181871 | 12309029 |  |
|  |  | 23429571 |  |
| **Total Common Stocks (Cost $504,183,307)** |  | 537644898 |  |
| **MONEY MARKET FUNDS - 1.1%** |  |  |  |
| First American Government Obligations Fund - Class X, 4.14% (c) | 5885779 | 5885779 |  |
| **Total Money Market Funds (Cost $5,885,779)** |  | 5885779 |  |
|  | **Number of**<br> **Contracts (d)** |  | **Notional Value** |
| **PURCHASED OPTIONS - 0.8%** |  |  |  |
| **Securities and Commodity Exchanges - 0.8%** |  |  |  |
| Expiration: February 2023, Exercise Price: $3,925 | 350 | 222250 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 142681000 |
| Expiration: February 2023, Exercise Price: $3,950 | 625 | 593750 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 254787500 |
| Expiration: February 2023, Exercise Price: $4,015 | 650 | 1335750 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 264979000 |
| Expiration: February 2023, Exercise Price: $4,030 | 850 | 2380000 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 346511000 |
| **Total Purchased Options (Cost $9,215,268)** |  | 4531750 |  |
| **Total Investments - 99.5% (Cost $519,284,355)** |  | 548062427 |  |
| Other Assets and Liabilities, net - 0.5% |  | 2657956 |  |
| Net Assets - 100% |  | $550720383 |  |

---

Percentages are stated as a percent of net assets.<br>

---

| | |
|:---|:---|
| ADR | American Depositary Receipt |
| CBOE | Chicago Board Options Exchange |
| PLC | Public Limited Company |
| (a) | Non-income producing security. |
| (b) | Foreign issued security. |
| (c) | The rate shown is the yield at period end. |
| (d) | Each contract has a multiplier of 100. |

---

---

| |
|:---|
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. |
| Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs |
| (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant |
| unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the |
| securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of January 31, 2023: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Common Stocks\* | $537644898 | $- | $- | $537644898 |
| Money Market Funds | 5885779 | - | - | 5885779 |
| Purchased Options | - | 4531750 | - | 4531750 |
| **Total Investments - Assets** | $543530677 | $4531750 | $- | $548062427 |

---

\* See the Schedule of Investments for industry classifications.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Core Alternative ETF

- **b. EDGAR series identifier (if any):** S000066967

- **c. LEI of Series:** 549300HV7MXUYV9GHP07

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $567908087.29

**Total Liabilities:** $16268929.75

**Net Assets:** $551639157.54

**Cash Not Reported:** $10302184.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000215555 | 3.25%                | -2.97%               | -1.68%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2562056.21              | $26964096.82                               |
| Month 2  | $-481882.11              | $-27479575.77                              |
| Month 3  | $13898624.72             | $-3750577.71                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Aflac Inc                      | Aflac Inc                                  | CUSIP: 001055102<br>LEI: 549300N0B7DOGLXWPP39 | Long             | EC               | CORP              | US        |    213216 | NS      | $15671376.00  | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc                 | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    185007 | NS      | $13903276.05  | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Air Products and Chemicals Inc | Air Products and Chemicals Inc             | CUSIP: 009158106<br>LEI: 7QEON6Y1RL5XR3R1W237 | Long             | EC               | CORP              | US        |     46509 | NS      | $14906599.59  | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                                  | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     50918 | NS      | $12851703.20  | 2.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Inc                 | Blackstone Inc                             | CUSIP: 09260D107<br>LEI: 5299004LW4QWGZUB8Y96 | Long             | EC               | CORP              | US        |    116413 | NS      | $11170991.48  | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadridge Financial Solutions | Broadridge Financial Solutions Inc         | CUSIP: 11133T103<br>LEI: 549300KZDJZQ2YIHRC28 | Long             | EC               | CORP              | US        |     83598 | NS      | $12569795.28  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CME Group Inc                  | CME Group Inc                              | CUSIP: 12572Q105<br>LEI: LCZ7XYGSLJUHFXXNXD88 | Long             | EC               | CORP              | US        |     41522 | NS      | $7335276.52   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Diageo PLC                     | Diageo PLC                                 | CUSIP: 25243Q205<br>LEI: 213800ZVIELEA55JMJ32 | Long             | EC               | CORP              | GB        |     76352 | NS      | $13502851.20  | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                 | Eli Lilly & Co                             | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     41993 | NS      | $14451890.95  | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                   | Alphabet Inc                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    134545 | NS      | $13298427.80  | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital One Financial Corp     | Capital One Financial Corp                 | CUSIP: 14040H105<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EC               | CORP              | US        |     94525 | NS      | $11248475.00  | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                   | Chevron Corp                               | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     96178 | NS      | $16736895.56  | 3.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                          | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    212290 | NS      | $10332154.30  | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson              | Johnson & Johnson                          | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     92512 | NS      | $15118311.04  | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc      | L3Harris Technologies Inc                  | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |     49899 | NS      | $10719303.18  | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp           | Lockheed Martin Corp                       | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     25725 | NS      | $11917363.50  | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                 | Starbucks Corp                             | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |    132373 | NS      | $14447189.22  | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc         | UnitedHealth Group Inc                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     27569 | NS      | $13762169.11  | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                    | Walmart Inc                                | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |     98777 | NS      | $14211046.99  | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc           | Waste Management Inc                       | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     81668 | NS      | $12636489.64  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | CBOE S&P PUT OPT 02/23 3960                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       650 | NC      | $568750.00    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE S&P PUT OPT 02/23 3925                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       350 | NC      | $222250.00    | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE S&P PUT OPT 02/23 3950                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       625 | NC      | $593750.00    | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE S&P PUT OPT 02/23 4030                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       550 | NC      | $1540000.00   | 0.28%             |  |  |  | No            |                  2 | On Loan: No      |
| Apple Inc                      | Apple Inc                                  | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     77760 | NS      | $11219990.40  | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar General Corp            | Dollar General Corp                        | CUSIP: 256677105<br>LEI: OPX52SQVOZI8IVSWYU66 | Long             | EC               | CORP              | US        |     58119 | NS      | $13576598.40  | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co            | Emerson Electric Co                        | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |    151439 | NS      | $13662826.58  | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp               | Exxon Mobil Corp                           | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    152308 | NS      | $17669251.08  | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| FactSet Research Systems Inc   | FactSet Research Systems Inc               | CUSIP: 303075105<br>LEI: 549300ZSJE7NBK6K9P30 | Long             | EC               | CORP              | US        |     30946 | NS      | $13088301.24  | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   9304142 | NS      | $9304141.84   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                     | Fiserv Inc                                 | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |    136538 | NS      | $14565873.84  | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co               | Genuine Parts Co                           | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |     92937 | NS      | $15596687.34  | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co            | JPMorgan Chase & Co                        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |    115061 | NS      | $16103937.56  | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| McDonald's Corp                | McDonald's Corp                            | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |     52529 | NS      | $14046254.60  | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                 | Merck & Co Inc                             | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |    135513 | NS      | $14555451.33  | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     55942 | NS      | $13862987.02  | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                 | Morgan Stanley                             | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |    163941 | NS      | $15956377.53  | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Mosaic Co/The                  | Mosaic Co/The                              | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |    182056 | NS      | $9019054.24   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| NextEra Energy Inc             | NextEra Energy Inc                         | CUSIP: 65339F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    149218 | NS      | $11136139.34  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Norfolk Southern Corp          | Norfolk Southern Corp                      | CUSIP: 655844108<br>LEI: 54930036C8MWP850MI84 | Long             | EC               | CORP              | US        |     51565 | NS      | $12675192.65  | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                    | Paychex Inc                                | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |    109905 | NS      | $12733593.30  | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                    | PepsiCo Inc                                | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     85094 | NS      | $14552775.88  | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Procter & Gamble Co/The        | Procter & Gamble Co/The                    | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |     89873 | NS      | $12796117.74  | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Southern Co/The                | Southern Co/The                            | CUSIP: 842587107<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EC               | CORP              | US        |    182126 | NS      | $12326287.68  | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                          | 3M Co                                      | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |     70130 | NS      | $8070560.40   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                  | Accenture PLC                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |     46604 | NS      | $13004846.20  | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | S&P DOW  PUT OPT 02/23 4015                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       650 | NC      | $1335750.00   | 0.24%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-23

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer