# EDGAR Filing Document

**Accession Number:** 0001537140
**File Stem:** 0000910472-25-004664
**Filing Date:** 2025-11
**Character Count:** 11506
**Document Hash:** abc57d1082b3918c9063d5915fe3fea3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-25-004664.hdr.sgml**: 20251126

**ACCESSION NUMBER**: 0000910472-25-004664

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251126

**DATE AS OF CHANGE**: 20251126

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTHERN LIGHTS FUND TRUST III
- **CENTRAL INDEX KEY:** 0001537140

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22655
- **FILM NUMBER:** 251529258

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2621

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

## Series and Classes Contracts Data

### PlanRock Alternative Growth ETF (Series ID: S000083335)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000246894 | PlanRock Alternative Growth ETF | PRAE            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NORTHERN LIGHTS FUND TRUST III

- **b. Investment Company Act file number:** 811-22655

- **c. CIK number of Registrant:** 0001537140

- **d. LEI of Registrant:** 549300PPUECJSQFBYV98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** PlanRock Alternative Growth ETF

- **b. EDGAR series identifier (if any):** S000083335

- **c. LEI of Series:** 5299005CFLNGPN5TJS09

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $10678158.61

**Total Liabilities:** $378605.38

**Net Assets:** $10299553.23

**Cash Not Reported:** $1839722.12

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000246894 | 0.05%                | 3.37%                | 7.34%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $26714.59                                  |
| Month 2  | $83888.40                | $205540.39                                 |
| Month 3  | $19101.35                | $445675.33                                 |

**Designated Index Information**

- **Index Name:** MSCI/ACWI ex USA SMALL CAP (Net)

- **Index Identifier:** 655052-USD-N

### Schedule of Portfolio Investments

| Name                           | Title                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Proshares Trust II             | PROSHARES ULTRA GOLD     | CUSIP: 74347W601<br>LEI: 549300SM22FHGJRWS154 | Long             | EC               | RF                | US        |     27969 | NS      | $1288252.14   | 12.51%            |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust       | SPDR-COMM SERV           | CUSIP: 81369Y852<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      4953 | NS      | $586286.61    | 5.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Proshares Trust II             | PROSHARES ULTRA          | CUSIP: 74347Y888<br>LEI: 549300SM22FHGJRWS154 | Long             | EC               | RF                | US        |     11339 | NS      | $254900.72    | 2.47%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                  | ISHARES MSCI EAF         | CUSIP: 464288877<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     10072 | NS      | $683183.76    | 6.63%             |  |  |  | No            |                  1 | On Loan: No      |
| American Century ETF Trust     | AV EMERG MKT VAL         | CUSIP: 025072372<br>LEI: 5493006IKK34YJD98183 | Long             | EC               | RF                | US        |     12026 | NS      | $689931.62    | 6.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust, Series 1    | INVESCO QQQ TRUS         | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |       873 | NS      | $524123.01    | 5.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade         | US 2YR NOTE (CBT) Dec25  | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | Long             | DIR              | CORP              | US        |        20 | NC      | $-1437.46     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Series Trust              | SPDR PORT SP 500         | CUSIP: 78464A854<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |      7882 | NS      | $617475.88    | 6.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade         | US LONG BOND(CBT) Dec25  | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | Short            | DIR              | CORP              | US        |        -1 | NC      | $-15.62       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE    | EURO FX CURR FUT  Dec25  | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DFE              | CORP              | US        |         1 | NC      | $-1.56        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE    | JPN YEN CURR FUT  Dec25  | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Short            | DFE              | CORP              | US        |       -36 | NC      | $13261.27     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicago Board of Trade         | US 10YR NOTE (CBT)Dec25  | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | Long             | DIR              | CORP              | US        |        18 | NC      | $-2554.72     | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| OPTION ISSUER                  | NSD100 EMIN WK3 O Oct25C | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | US        |        12 | NC      | $96360.00     | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| American Century ETF Trust     | AVANTIS INTL S/C         | CUSIP: 025072802<br>LEI: 5493006IKK34YJD98183 | Long             | EC               | RF                | US        |      7453 | NS      | $663540.59    | 6.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE    | SP500 MIC EMIN FUTDec25  | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DE               | CORP              | US        |        52 | NC      | $13873.89     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr Trust       | SPDR-TECH SEL S          | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |      1506 | NS      | $424481.16    | 4.12%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                  | ISHARES MSCI EAF         | CUSIP: 464288273<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      9359 | NS      | $718022.48    | 6.97%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE FUTURES U.S.               | MSCI EAFE         Dec25  | CUSIP: N/A<br>LEI: 5493004R83R1LVX2IL36       | Long             | DE               | CORP              | US        |         8 | NC      | $-3035.00     | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                  | ISHARES MSCI USA         | CUSIP: 46432F396<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      2002 | NS      | $513412.90    | 4.98%             |  |  |  | No            |                  1 | On Loan: No      |
| ICE FUTURES U.S.               | MSCI EmgMkt       Dec25  | CUSIP: N/A<br>LEI: 5493004R83R1LVX2IL36       | Long             | DE               | CORP              | US        |        28 | NC      | $17345.02     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Exchange Traded Concepts Trust | EMERGING MARKETS         | CUSIP: 301505889<br>LEI: 549300TXJW88BSB0KL90 | Long             | EC               | RF                | US        |     10808 | NS      | $501869.48    | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE FUTURES EXCHANGE          | CBOE VIX FUTURE   Mar26  | CUSIP: N/A<br>LEI: 529900RLNSGA90UPEH54       | Long             | DE               | CORP              | US        |        12 | NC      | $-11434.80    | -0.11%            |  |  |  | No            |                  1 | On Loan: No      |
| iShares Trust                  | ISHARES RUSSELL          | CUSIP: 464287614<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |      2166 | NS      | $1014576.06   | 9.85%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE FUTURES EXCHANGE          | CBOE VIX FUTURE   Apr26  | CUSIP: N/A<br>LEI: 529900RLNSGA90UPEH54       | Long             | DE               | CORP              | US        |        13 | NC      | $-1420.00     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-28

**Name of Applicant:** NORTHERN LIGHTS FUND TRUST III

**Signature:** Rich Gleason

**Name of Signer:** Rich Gleason

**Title:** Treasurer