# EDGAR Filing Document

**Accession Number:** 0001499422
**File Stem:** 0001437749-26-018208
**Filing Date:** 2026-5
**Character Count:** 6272
**Document Hash:** 865d5385f91b0405b5eea46513e9fc9e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-018208.hdr.sgml**: 20260522

**ACCESSION NUMBER**: 0001437749-26-018208

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260521

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260522

**DATE AS OF CHANGE**: 20260522

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB Bancorp
- **CENTRAL INDEX KEY:** 0001499422
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 272776416
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38149
- **FILM NUMBER:** 261012345

**BUSINESS ADDRESS:**
- **STREET 1:** 1055 WILSHIRE BOULEVARD
- **STREET 2:** SUITE 1200
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017
- **BUSINESS PHONE:** 213-533-7918

**MAIL ADDRESS:**
- **STREET 1:** 1055 WILSHIRE BOULEVARD
- **STREET 2:** SUITE 1200
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017

?xml version='1.0' encoding='ASCII'? rbb20260520_8k.htm

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**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549** 

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**FORM**8-K**

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**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934** 

**Date of Report (Date of earliest event reported): May 22, 2026 (**May 21, 2026**)**

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**RBB BANCORP**

**(Exact name of Registrant as Specified in Its Charter)** 

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| | | |
|:---|:---|:---|
| **California** | **001-38149** | **27-2776416** |
| **(State or Other Jurisdiction<br> of Incorporation)** | **(Commission<br> File Number)** | **(IRS Employer<br> Identification No.)** |
| **1055 Wilshire Blvd.**, **12<sup>th</sup>** **Floor**,**<br> **Los Angeles**,**California** |  | **90017** |
| **(Address of Principal Executive Offices)** |  | **(Zip Code)** |

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**Registrant's Telephone Number, Including Area Code: (**213**)**627-9888**

**Not Applicable** 

**(Former Name or Former Address, if Changed Since Last Report)** 

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12 (b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of exchange on which registered** |
| Common Stock, No Par Value | RBB | NASDAQ Global Select Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07 Submission of Matters to a Vote of Security Holders.**

On May 21, 2026, RBB Bancorp (the "Company") held its 2026 Annual Meeting of Shareholders (the "Annual Meeting").

At the Annual Meeting, the shareholders of the Company:

● Elected Robert M. Franko, Christina Kao, Dr. James Kao, Johnny Lee, Joyce Wong Lee, David R. Morris, Geraldine Pannu, Scott Polakoff, and Frank Wong to the board of directors of the Company (the "Board");

● Approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers; and

● Ratified the appointment of Crowe LLP as the Company's independent auditor for the fiscal year ending December 31, 2026.

On March 24, 2026, the record date for the Annual Meeting, there were 17,074,159 shares of Company common stock issued, outstanding and entitled to vote. Shareholders holding 11,882,478 shares of Company common stock participated in the Annual Meeting, in person, by webcast, telephonically or by proxy. The results of the matters voted upon at the 2026 Annual Meeting were as follows:

*Proposal 1:* Nine (9) nominees were elected to the Board with the following vote counts:

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| | | | |
|:---|:---|:---|:---|
| | **FOR** | **WITHHELD** | **BROKER NON-VOTES** |
| Robert M. Franko | 10155280 | 35162 | 1692036 |
| Christina Kao | 10061397 | 129045 | 1692036 |
| Dr. James W. Kao | 10165335 | 25107 | 1692036 |
| Johnny Lee | 10178177 | 12265 | 1692036 |
| Joyce Wong Lee | 10166257 | 24185 | 1692036 |
| David R. Morris | 9455919 | 734523 | 1692036 |
| Geraldine Pannu | 10147941 | 42501 | 1692036 |
| Scott Polakoff | 9294784 | 895658 | 1692036 |
| Frank Wong | 10155109 | 35333 | 1692036 |

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*Proposal 2:* The compensation of the Company's named executive officers was approved, on a non-binding advisory basis, having received the following votes:

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES |
| 9,961,044 | 227,006 | 2,392 | 1,692,036 |

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*Proposal 3*: The appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026 was ratified, having received the following votes:

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| | | |
|:---|:---|:---|
| FOR | AGAINST | ABSTAIN |
| 11,881,286 | 179 | 1,013 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | RBB BANCORP<br> (Registrant) | RBB BANCORP<br> (Registrant) |
| Date: May 22, 2026 | By: | /s/ Lynn M. Hopkins |
|  |  | **Lynn M. Hopkins** |
|  |  | **EVP and Chief Financial Officer** |

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