# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000152
**Filing Date:** 2025-8
**Character Count:** 60688
**Document Hash:** bdcca21149690ffbcf55127d60988fa4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000152.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000152

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20220331

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251209639

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2022

**Check here if Amendment** [x] **Amendment Number:** 4

**This Amendment (Check only one.):** [ ] is a restatement.

[x] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 547

**Form 13F Information Table Value Total:** $1057847016

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 814936 | 68561 | SH |  | DFND | 1 | 0 | 0 | 68561 |
| EATON VANCE TX ADV GLBL DIV | COM | 27828S101 |  | 354265 | 17214 | SH |  | DFND | 1 | 0 | 0 | 17214 |
| BLACKROCK RES  COMMODITIES | SHS | 09257A108 |  | 134379 | 12172 | SH |  | DFND | 12 | 263 | 0 | 11909 |
| COHEN  STEERS QUALITY INCOM | COM | 19247L106 |  | 168722 | 10085 | SH |  | DFND | 1 | 0 | 0 | 10085 |
| NUVEEN S 500 BUY-WRITE INC | COM | 6706ER101 |  | 898783 | 62043 | SH |  | DFND | 1 | 0 | 0 | 62043 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 |  | 1075085 | 30930 | SH |  | DFND | 1 | 0 | 0 | 30930 |
| TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 |  | 286418 | 13790 | SH |  | DFND | 1 | 0 | 0 | 13790 |
| TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 |  | 352499 | 15836 | SH |  | DFND | 1 | 0 | 0 | 15836 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 431205 | 22250 | SH |  | DFND | 1 | 0 | 0 | 22250 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 735455 | 47850 | SH |  | DFND | 1 | 0 | 0 | 47850 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 204341 | 23300 | SH |  | DFND | 1 | 0 | 0 | 23300 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 239029 | 17184 | SH |  | DFND | 1 | 0 | 0 | 17184 |
| ABBOTT LABS | COM | 002824100 |  | 677119 | 5721 | SH |  | DFND | 1 | 0 | 0 | 5721 |
| ABBVIE INC | COM | 00287Y109 |  | 3296577 | 20335 | SH |  | DFND | 12 | 391 | 0 | 19944 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 754437 | 2237 | SH |  | DFND | 1 | 0 | 0 | 2237 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 635590 | 1395 | SH |  | DFND | 1 | 0 | 0 | 1395 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2764662 | 994 | SH |  | DFND | 1 | 0 | 0 | 994 |
| AMAZON COM INC | COM | 023135106 |  | 9959147 | 3055 | SH |  | DFND | 12 | 200 | 0 | 2855 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 496172 | 4973 | SH |  | DFND | 12 | 883 | 0 | 4090 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 277942 | 1486 | SH |  | DFND | 1 | 0 | 0 | 1486 |
| AMGEN INC | COM | 031162100 |  | 1870355 | 7734 | SH |  | DFND | 1 | 0 | 0 | 7734 |
| AT INC | COM | 00206R102 |  | 3176985 | 134447 | SH |  | DFND | 12 | 90490 | 0 | 43957 |
| BK OF AMERICA CORP | COM | 060505104 |  | 966192 | 23439 | SH |  | DFND | 1 | 0 | 0 | 23439 |
| BARRICK GOLD CORP | COM | 067901108 |  | 243371 | 9921 | SH |  | DFND | 12 | 115 | 0 | 9806 |
| BCE INC | COM NEW | 05534B760 |  | 548977 | 9779 | SH |  | DFND | 1 | 0 | 0 | 9779 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3859777 | 10937 | SH |  | DFND | 12 | 11 | 0 | 10926 |
| BLACKROCK INC | COM | 09247X101 |  | 861256 | 1127 | SH |  | DFND | 1 | 0 | 0 | 1127 |
| BOEING CO | COM | 097023105 |  | 725031 | 3786 | SH |  | DFND | 12 | 28 | 0 | 3758 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 965190 | 13127 | SH |  | DFND | 12 | 466 | 0 | 12661 |
| BROADCOM INC | COM | 11135F101 |  | 1997397 | 3172 | SH |  | DFND | 12 | 237 | 0 | 2935 |
| CATERPILLAR INC | COM | 149123101 |  | 1403443 | 6299 | SH |  | DFND | 12 | 330 | 0 | 5969 |
| CHEVRON CORP NEW | COM | 166764100 |  | 3537499 | 21725 | SH |  | DFND | 1 | 0 | 0 | 21725 |
| CISCO SYS INC | COM | 17275R102 |  | 2649466 | 47516 | SH |  | DFND | 12 | 4434 | 0 | 43082 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 345527 | 7622 | SH |  | DFND | 1 | 0 | 0 | 7622 |
| COCA COLA CO | COM | 191216100 |  | 1279609 | 20516 | SH |  | DFND | 12 | 280 | 0 | 20236 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1261935 | 26953 | SH |  | DFND | 12 | 5892 | 0 | 21061 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 2436732 | 4232 | SH |  | DFND | 12 | 428 | 0 | 3804 |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 |  | 221884 | 1202 | SH |  | DFND | 1 | 0 | 0 | 1202 |
| CVS HEALTH CORP | COM | 126650100 |  | 1174203 | 11602 | SH |  | DFND | 12 | 338 | 0 | 11264 |
| DANAHER CORPORATION | COM | 235851102 |  | 837965 | 2855 | SH |  | DFND | 12 | 153 | 0 | 2702 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 321256 | 8119 | SH |  | DFND | 1 | 0 | 0 | 8119 |
| LILLY ELI  CO | COM | 532457108 |  | 1908704 | 6665 | SH |  | DFND | 12 | 830 | 0 | 5835 |
| EMERSON ELEC CO | COM | 291011104 |  | 782376 | 7979 | SH |  | DFND | 12 | 5 | 0 | 7974 |
| EXELON CORP | COM | 30161N101 |  | 453539 | 9522 | SH |  | DFND | 1 | 0 | 0 | 9522 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2389560 | 28933 | SH |  | DFND | 12 | 98 | 0 | 28835 |
| FEDEX CORP | COM | 31428X106 |  | 453348 | 1954 | SH |  | DFND | 12 | 12 | 0 | 1942 |
| FORTINET INC | COM | 34959E109 |  | 298681 | 874 | SH |  | DFND | 12 | 3 | 0 | 871 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 470641 | 9462 | SH |  | DFND | 12 | 6829 | 0 | 2633 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 281609 | 4737 | SH |  | DFND | 12 | 17 | 0 | 4720 |
| HONEYWELL INTL INC | COM | 438516106 |  | 756720 | 3889 | SH |  | DFND | 12 | 19 | 0 | 3870 |
| INTEL CORP | COM | 458140100 |  | 1062088 | 21430 | SH |  | DFND | 1 | 0 | 0 | 21430 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1175085 | 9038 | SH |  | DFND | 1 | 0 | 0 | 9038 |
| INTERNATIONAL PAPER CO | COM | 460146103 |  | 584276 | 12660 | SH |  | DFND | 12 | 482 | 0 | 12178 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3202069 | 18067 | SH |  | DFND | 12 | 385 | 0 | 17682 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3123629 | 22914 | SH |  | DFND | 12 | 647 | 0 | 22267 |
| KEYCORP | COM | 493267108 |  | 513893 | 22962 | SH |  | DFND | 1 | 0 | 0 | 22962 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 638616 | 5156 | SH |  | DFND | 12 | 1998 | 0 | 3158 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 1373162 | 3111 | SH |  | DFND | 12 | 297 | 0 | 2814 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 774656 | 2168 | SH |  | DFND | 1 | 0 | 0 | 2168 |
| MCDONALDS CORP | COM | 580135101 |  | 1587714 | 6421 | SH |  | DFND | 12 | 211 | 0 | 6210 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 412662 | 3698 | SH |  | DFND | 1 | 0 | 0 | 3698 |
| MERCK  CO INC | COM | 58933Y105 |  | 1805064 | 21823 | SH |  | DFND | 1 | 0 | 0 | 21823 |
| MICROSOFT CORP | COM | 594918104 |  | 9021067 | 29260 | SH |  | DFND | 12 | 2790 | 0 | 26470 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 919945 | 10526 | SH |  | DFND | 12 | 1072 | 0 | 9454 |
| NETFLIX INC | COM | 64110L106 |  | 1575900 | 4207 | SH |  | DFND | 1 | 0 | 0 | 4207 |
| NEWAGE INC | COM | 650194103 |  | 144466 | 248650 | SH |  | DFND | 1 | 0 | 0 | 248650 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 682205 | 8053 | SH |  | DFND | 12 | 613 | 0 | 7440 |
| NIKE INC | CL B | 654106103 |  | 2518823 | 18707 | SH |  | DFND | 12 | 13019 | 0 | 5688 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 5863933 | 21491 | SH |  | DFND | 12 | 2664 | 0 | 18827 |
| ORACLE CORP | COM | 68389X105 |  | 422771 | 5110 | SH |  | DFND | 1 | 0 | 0 | 5110 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 3129142 | 27057 | SH |  | DFND | 12 | 18168 | 0 | 8889 |
| PEPSICO INC | COM | 713448108 |  | 2133001 | 12743 | SH |  | DFND | 12 | 462 | 0 | 12281 |
| PFIZER INC | COM | 717081103 |  | 1979885 | 38244 | SH |  | DFND | 12 | 95 | 0 | 38149 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 978577 | 10290 | SH |  | DFND | 12 | 446 | 0 | 9844 |
| PINNACLE WEST CAP CORP | COM | 723484101 |  | 372950 | 4775 | SH |  | DFND | 1 | 0 | 0 | 4775 |
| PPL CORP | COM | 69351T106 |  | 610609 | 21246 | SH |  | DFND | 12 | 1897 | 0 | 19349 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 2655767 | 17381 | SH |  | DFND | 12 | 66 | 0 | 17315 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 761458 | 6444 | SH |  | DFND | 12 | 696 | 0 | 5748 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 799651 | 8072 | SH |  | DFND | 12 | 779 | 0 | 7293 |
| SALESFORCE COM INC | COM | 79466L302 |  | 1147590 | 5405 | SH |  | DFND | 1 | 0 | 0 | 5405 |
| SOUTHERN CO | COM | 842587107 |  | 2743282 | 37834 | SH |  | DFND | 1 | 0 | 0 | 37834 |
| STARBUCKS CORP | COM | 855244109 |  | 583583 | 6415 | SH |  | DFND | 1 | 0 | 0 | 6415 |
| STRYKER CORPORATION | COM | 863667101 |  | 262273 | 979 | SH |  | DFND | 12 | 252 | 0 | 727 |
| SYSCO CORP | COM | 871829107 |  | 348543 | 4247 | SH |  | DFND | 12 | 419 | 0 | 3828 |
| T-MOBILE US INC | COM | 872590104 |  | 337432 | 2629 | SH |  | DFND | 12 | 10 | 0 | 2619 |
| TEXAS INSTRS INC | COM | 882508104 |  | 577441 | 3147 | SH |  | DFND | 1 | 0 | 0 | 3147 |
| HOME DEPOT INC | COM | 437076102 |  | 2754545 | 9202 | SH |  | DFND | 1 | 0 | 0 | 9202 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 987187 | 1671 | SH |  | DFND | 12 | 83 | 0 | 1588 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 589225 | 10392 | SH |  | DFND | 1 | 0 | 0 | 10392 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2290148 | 10679 | SH |  | DFND | 12 | 1155 | 0 | 9524 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 3153321 | 6183 | SH |  | DFND | 12 | 1750 | 0 | 4433 |
| US BANCORP DEL | COM NEW | 902973304 |  | 976324 | 18218 | SH |  | DFND | 12 | 406 | 0 | 17812 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2090377 | 41036 | SH |  | DFND | 12 | 2940 | 0 | 38096 |
| VISA INC | COM CL A | 92826C839 |  | 3420888 | 15425 | SH |  | DFND | 12 | 9107 | 0 | 6318 |
| WALMART INC | COM | 931142103 |  | 2719302 | 18199 | SH |  | DFND | 12 | 1191 | 0 | 17008 |
| DISNEY WALT CO | COM | 254687106 |  | 2379823 | 17351 | SH |  | DFND | 12 | 6164 | 0 | 11187 |
| 3M CO | COM | 88579Y101 |  | 685401 | 4604 | SH |  | DFND | 1 | 0 | 0 | 4604 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2295838 | 822 | SH |  | DFND | 12 | 250 | 0 | 572 |
| APPLIED MATLS INC | COM | 038222105 |  | 685342 | 5200 | SH |  | DFND | 1 | 0 | 0 | 5200 |
| CORNING INC | COM | 219350105 |  | 617411 | 16727 | SH |  | DFND | 1 | 0 | 0 | 16727 |
| CSX CORP | COM | 126408103 |  | 982203 | 26227 | SH |  | DFND | 1 | 0 | 0 | 26227 |
| CUMMINS INC | COM | 231021106 |  | 670266 | 3268 | SH |  | DFND | 1 | 0 | 0 | 3268 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 509967 | 6002 | SH |  | DFND | 12 | 47 | 0 | 5955 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 792391 | 7096 | SH |  | DFND | 1 | 0 | 0 | 7096 |
| NEWMONT CORP | COM | 651639106 |  | 331739 | 4175 | SH |  | DFND | 12 | 148 | 0 | 4027 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 402881 | 4677 | SH |  | DFND | 12 | 32 | 0 | 4645 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 1144461 | 11271 | SH |  | DFND | 12 | 250 | 0 | 11021 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 12888410 | 637409 | SH |  | DFND | 12 | 633595 | 0 | 3814 |
| CITIGROUP INC | COM NEW | 172967424 |  | 7430895 | 139155 | SH |  | DFND | 12 | 138556 | 0 | 599 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 1880677 | 8282 | SH |  | DFND | 1 | 0 | 0 | 8282 |
| ETSY INC | COM | 29786A106 |  | 215004 | 1730 | SH |  | DFND | 1 | 0 | 0 | 1730 |
| FORD MTR CO DEL | COM | 345370860 |  | 405337 | 23970 | SH |  | DFND | 12 | 991 | 0 | 22979 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 343800 | 3754 | SH |  | DFND | 12 | 404 | 0 | 3350 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 448729 | 6290 | SH |  | DFND | 1 | 0 | 0 | 6290 |
| LIVENT CORP | COM | 53814L108 |  | 638454 | 24490 | SH |  | DFND | 12 | 30 | 0 | 24460 |
| SEA LTD | SPONSORD ADS | 81141R100 |  | 1098115 | 9167 | SH |  | DFND | 12 | 366 | 0 | 8801 |
| SHOPIFY INC | CL A | 82509L107 |  | 2428724 | 3593 | SH |  | DFND | 1 | 0 | 0 | 3593 |
| UPSTART HLDGS INC | COM | 91680M107 |  | 329015 | 3016 | SH |  | DFND | 12 | 514 | 0 | 2502 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 215989 | 2696 | SH |  | DFND | 1 | 0 | 0 | 2696 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1218813 | 11147 | SH |  | DFND | 12 | 5160 | 0 | 5987 |
| AGCO CORP | COM | 001084102 |  | 241388 | 1653 | SH |  | DFND | 1 | 0 | 0 | 1653 |
| AIRBNB INC | COM CL A | 009066101 |  | 381994 | 2224 | SH |  | DFND | 12 | 634 | 0 | 1590 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 504964 | 9508 | SH |  | DFND | 1 | 0 | 0 | 9508 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 664265 | 2644 | SH |  | DFND | 12 | 10 | 0 | 2634 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 492001 | 2972 | SH |  | DFND | 1 | 0 | 0 | 2972 |
| AMETEK INC | COM | 031100100 |  | 5012762 | 37639 | SH |  | DFND | 1 | 0 | 0 | 37639 |
| ANALOG DEVICES INC | COM | 032654105 |  | 325001 | 1968 | SH |  | DFND | 12 | 1142 | 0 | 826 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 235666 | 2611 | SH |  | DFND | 1 | 0 | 0 | 2611 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 205859 | 308 | SH |  | DFND | 12 | 20 | 0 | 288 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 496150 | 2171 | SH |  | DFND | 1 | 0 | 0 | 2171 |
| B2GOLD CORP | COM | 11777Q209 |  | 549194 | 119650 | SH |  | DFND | 1 | 0 | 0 | 119650 |
| BABCOCK  WILCOX ENTERPRISES | COM | 05614L209 |  | 130584 | 16003 | SH |  | DFND | 12 | 2500 | 0 | 13503 |
| BLACKSTONE INC | COM | 09260D107 |  | 2794639 | 22015 | SH |  | DFND | 1 | 0 | 0 | 22015 |
| BOYD GAMING CORP | COM | 103304101 |  | 237018 | 3595 | SH |  | DFND | 1 | 0 | 0 | 3595 |
| BP PLC | SPONSORED ADR | 055622104 |  | 218824 | 7443 | SH |  | DFND | 1 | 0 | 0 | 7443 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 330324 | 2516 | SH |  | DFND | 12 | 97 | 0 | 2419 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 220302 | 2613 | SH |  | DFND | 1 | 0 | 0 | 2613 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 232398 | 3065 | SH |  | DFND | 12 | 650 | 0 | 2415 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 251018 | 2503 | SH |  | DFND | 12 | 128 | 0 | 2375 |
| DEERE  CO | COM | 244199105 |  | 719975 | 1729 | SH |  | DFND | 1 | 0 | 0 | 1729 |
| DOW INC | COM | 260557103 |  | 1465858 | 23005 | SH |  | DFND | 12 | 159 | 0 | 22846 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 362517 | 4927 | SH |  | DFND | 12 | 8 | 0 | 4919 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 206637 | 2615 | SH |  | DFND | 12 | 11 | 0 | 2604 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 415434 | 3529 | SH |  | DFND | 12 | 938 | 0 | 2591 |
| ENBRIDGE INC | COM | 29250N105 |  | 425405 | 9230 | SH |  | DFND | 1 | 0 | 0 | 9230 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 473918 | 42352 | SH |  | DFND | 1 | 0 | 0 | 42352 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 541047 | 20963 | SH |  | DFND | 12 | 1974 | 0 | 18989 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 327607 | 7563 | SH |  | DFND | 12 | 540 | 0 | 7023 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 984204 | 41678 | SH |  | DFND | 12 | 814 | 0 | 40864 |
| GENERAL MLS INC | COM | 370334104 |  | 307693 | 4544 | SH |  | DFND | 1 | 0 | 0 | 4544 |
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 |  | 200305 | 9959 | SH |  | DFND | 12 | 46 | 0 | 9913 |
| HCA HEALTHCARE INC | COM | 40412C101 |  | 258250 | 1030 | SH |  | DFND | 1 | 0 | 0 | 1030 |
| HONDA MOTOR LTD | AMERN SHS | 438128308 |  | 253888 | 8984 | SH |  | DFND | 12 | 8649 | 0 | 335 |
| HUMANA INC | COM | 444859102 |  | 893930 | 2051 | SH |  | DFND | 12 | 31 | 0 | 2020 |
| INFOSYS LTD | SPONSORED ADR | 456788108 |  | 1073474 | 43129 | SH |  | DFND | 12 | 9 | 0 | 43120 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 1043280 | 18028 | SH |  | DFND | 12 | 17903 | 0 | 125 |
| SMUCKER J M CO | COM NEW | 832696405 |  | 327557 | 2419 | SH |  | DFND | 1 | 0 | 0 | 2419 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 892691 | 47207 | SH |  | DFND | 12 | 508 | 0 | 46699 |
| LAM RESEARCH CORP | COM | 512807108 |  | 475508 | 883 | SH |  | DFND | 12 | 75 | 0 | 808 |
| LOWES COS INC | COM | 548661107 |  | 1234009 | 6103 | SH |  | DFND | 1 | 0 | 0 | 6103 |
| MAG SILVER CORP | COM | 55903Q104 |  | 470547 | 29100 | SH |  | DFND | 1 | 0 | 0 | 29100 |
| MARATHON OIL CORP | COM | 565849106 |  | 25746670 | 1025355 | SH |  | DFND | 12 | 1019714 | 0 | 5641 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 327786 | 4571 | SH |  | DFND | 12 | 158 | 0 | 4413 |
| MATCH GROUP INC NEW | COM | 57667L107 |  | 223896 | 2059 | SH |  | DFND | 12 | 1931 | 0 | 128 |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 |  | 246156 | 2953 | SH |  | DFND | 1 | 0 | 0 | 2953 |
| NIO INC | SPON ADS | 62914V106 |  | 264788 | 12579 | SH |  | DFND | 12 | 4927 | 0 | 7652 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 538046 | 1203 | SH |  | DFND | 1 | 0 | 0 | 1203 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 653825 | 7451 | SH |  | DFND | 12 | 7343 | 0 | 108 |
| NUTRIEN LTD | COM | 67077M108 |  | 239438 | 2290 | SH |  | DFND | 1 | 0 | 0 | 2290 |
| OMNICOM GROUP INC | COM | 681919106 |  | 262890 | 3077 | SH |  | DFND | 12 | 26 | 0 | 3051 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 284500 | 4544 | SH |  | DFND | 1 | 0 | 0 | 4544 |
| ONEOK INC NEW | COM | 682680103 |  | 495587 | 7017 | SH |  | DFND | 12 | 350 | 0 | 6667 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 317108 | 23096 | SH |  | DFND | 12 | 13490 | 0 | 9606 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 230329 | 370 | SH |  | DFND | 12 | 111 | 0 | 259 |
| PUBLIC STORAGE | COM | 74460D109 |  | 417547 | 1070 | SH |  | DFND | 12 | 23 | 0 | 1047 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 286352 | 410 | SH |  | DFND | 12 | 55 | 0 | 355 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 453746 | 10965 | SH |  | DFND | 12 | 238 | 0 | 10727 |
| SEI INVTS CO | COM | 784117103 |  | 441075 | 7326 | SH |  | DFND | 12 | 7000 | 0 | 326 |
| SERVICENOW INC | COM | 81762P102 |  | 285128 | 512 | SH |  | DFND | 12 | 92 | 0 | 420 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 1592250 | 6379 | SH |  | DFND | 12 | 14 | 0 | 6365 |
| SILVERCREST METALS INC | COM | 828363101 |  | 565696 | 63490 | SH |  | DFND | 1 | 0 | 0 | 63490 |
| SNAP ON INC | COM | 833034101 |  | 341261 | 1661 | SH |  | DFND | 12 | 231 | 0 | 1430 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 263081 | 3466 | SH |  | DFND | 12 | 2822 | 0 | 644 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 268663 | 5866 | SH |  | DFND | 12 | 850 | 0 | 5016 |
| TARGET CORP | COM | 87612E106 |  | 349077 | 1645 | SH |  | DFND | 1 | 0 | 0 | 1645 |
| TELADOC HEALTH INC | COM | 87918A105 |  | 251373 | 3485 | SH |  | DFND | 12 | 279 | 0 | 3206 |
| TERNIUM SA | SPONSORED ADS | 880890108 |  | 230030 | 5039 | SH |  | DFND | 1 | 0 | 0 | 5039 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 536134 | 7742 | SH |  | DFND | 12 | 2750 | 0 | 4992 |
| UNION PAC CORP | COM | 907818108 |  | 812892 | 2973 | SH |  | DFND | 12 | 26 | 0 | 2947 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 1301982 | 65132 | SH |  | DFND | 12 | 48543 | 0 | 16589 |
| WP CAREY INC | COM | 92936U109 |  | 318762 | 3923 | SH |  | DFND | 12 | 2384 | 0 | 1539 |
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 |  | 252367 | 5637 | SH |  | DFND | 12 | 1521 | 0 | 4116 |
| WATSCO INC | COM | 942622200 |  | 245540 | 806 | SH |  | DFND | 1 | 0 | 0 | 806 |
| WILLIAMS SONOMA INC | COM | 969904101 |  | 204015 | 1407 | SH |  | DFND | 12 | 197 | 0 | 1210 |
| ZOETIS INC | CL A | 98978V103 |  | 284399 | 1508 | SH |  | DFND | 12 | 159 | 0 | 1349 |
| AFLAC INC | COM | 001055102 |  | 525294 | 8158 | SH |  | DFND | 12 | 77 | 0 | 8081 |
| ALBEMARLE CORP | COM | 012653101 |  | 378950 | 1711 | SH |  | DFND | 1 | 0 | 0 | 1711 |
| ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 |  | 126375 | 17862 | SH |  | DFND | 12 | 15000 | 0 | 2862 |
| FIVE BELOW INC | COM | 33829M101 |  | 251333 | 1587 | SH |  | DFND | 12 | 1544 | 0 | 43 |
| METLIFE INC | COM | 59156R108 |  | 1967453 | 27994 | SH |  | DFND | 12 | 26019 | 0 | 1975 |
| PPG INDS INC | COM | 693506107 |  | 376695 | 2874 | SH |  | DFND | 1 | 0 | 0 | 2874 |
| VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 |  | 2033403 | 205810 | SH |  | DFND | 12 | 205100 | 0 | 710 |
| ATMOS ENERGY CORP | COM | 049560105 |  | 481859 | 4033 | SH |  | DFND | 12 | 49 | 0 | 3984 |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 |  | 463322 | 30950 | SH |  | DFND | 1 | 0 | 0 | 30950 |
| F5 INC | COM | 315616102 |  | 1258715 | 6024 | SH |  | DFND | 12 | 6000 | 0 | 24 |
| FLUOR CORP NEW | COM | 343412102 |  | 292695 | 10202 | SH |  | DFND | 12 | 1237 | 0 | 8965 |
| INSTEEL INDS INC | COM | 45774W108 |  | 1233235 | 33340 | SH |  | DFND | 1 | 0 | 0 | 33340 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 |  | 546115 | 7515 | SH |  | DFND | 12 | 5 | 0 | 7510 |
| KINGSOFT CLOUD HLDGS LTD | ADS | 49639K101 |  | 99202 | 16343 | SH |  | DFND | 12 | 10 | 0 | 16333 |
| PENN NATL GAMING INC | COM | 707569109 |  | 243576 | 5742 | SH |  | DFND | 12 | 5618 | 0 | 124 |
| SHARECARE INC | COM CL A | 81948W104 |  | 128554 | 52046 | SH |  | DFND | 1 | 0 | 0 | 52046 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 150920 | 15400 | SH |  | DFND | 12 | 15000 | 0 | 400 |
| SYNOPSYS INC | COM | 871607107 |  | 212960 | 639 | SH |  | DFND | 12 | 20 | 0 | 619 |
| TERADATA CORP DEL | COM | 88076W103 |  | 236444 | 4797 | SH |  | DFND | 1 | 0 | 0 | 4797 |
| TRINSEO PLC | SHS | G9059U107 |  | 605661 | 12639 | SH |  | DFND | 1 | 0 | 0 | 12639 |
| VIR BIOTECHNOLOGY INC | COM | 92764N102 |  | 388809 | 15117 | SH |  | DFND | 12 | 400 | 0 | 14717 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 1015730 | 763 | SH |  | DFND | 1 | 0 | 0 | 763 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 1199549 | 905 | SH |  | DFND | 1 | 0 | 0 | 905 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 524708 | 18456 | SH |  | DFND | 1 | 0 | 0 | 18456 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 630462 | 32494 | SH |  | DFND | 1 | 0 | 0 | 32494 |
| FIRST TR EXCHNG TRADED FD VI | LOW DUR STRTGC | 33740F870 |  | 2684617 | 138311 | SH |  | DFND | 1 | 0 | 0 | 138311 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 3348689 | 68410 | SH |  | DFND | 12 | 2095 | 0 | 66315 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 5156570 | 105057 | SH |  | DFND | 1 | 0 | 0 | 105057 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 642996 | 23056 | SH |  | DFND | 1 | 0 | 0 | 23056 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 4005804 | 73085 | SH |  | DFND | 1 | 0 | 0 | 73085 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 814971 | 10587 | SH |  | DFND | 1 | 0 | 0 | 10587 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 556314 | 41004 | SH |  | DFND | 1 | 0 | 0 | 41004 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 8387593 | 23117 | SH |  | DFND | 12 | 7527 | 0 | 15590 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 5563115 | 83555 | SH |  | DFND | 12 | 125 | 0 | 83430 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 14858181 | 55370 | SH |  | DFND | 1 | 0 | 0 | 55370 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 13011023 | 120606 | SH |  | DFND | 12 | 13 | 0 | 120593 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 3321566 | 32903 | SH |  | DFND | 1 | 0 | 0 | 32903 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1237515 | 33979 | SH |  | DFND | 1 | 0 | 0 | 33979 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 452880 | 4423 | SH |  | DFND | 1 | 0 | 0 | 4423 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 2280046 | 18303 | SH |  | DFND | 12 | 112 | 0 | 18191 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 451890 | 8737 | SH |  | DFND | 1 | 0 | 0 | 8737 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 488521 | 4877 | SH |  | DFND | 1 | 0 | 0 | 4877 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 227209 | 3432 | SH |  | DFND | 12 | 3 | 0 | 3429 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 4046788 | 61047 | SH |  | DFND | 12 | 2762 | 0 | 58285 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 2139929 | 57004 | SH |  | DFND | 1 | 0 | 0 | 57004 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 8710622 | 111389 | SH |  | DFND | 1 | 0 | 0 | 111389 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 4645766 | 78015 | SH |  | DFND | 12 | 336 | 0 | 77679 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 3481314 | 76078 | SH |  | DFND | 1 | 0 | 0 | 76078 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 1009399 | 20359 | SH |  | DFND | 12 | 41 | 0 | 20318 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 10622181 | 251115 | SH |  | DFND | 1 | 0 | 0 | 251115 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 33740U406 |  | 984910 | 30502 | SH |  | DFND | 1 | 0 | 0 | 30502 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 844728 | 7903 | SH |  | DFND | 1 | 0 | 0 | 7903 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 5017777 | 90329 | SH |  | DFND | 1 | 0 | 0 | 90329 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 18813541 | 175663 | SH |  | DFND | 12 | 395 | 0 | 175268 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1044840 | 13470 | SH |  | DFND | 1 | 0 | 0 | 13470 |
| ISHARES TR | MSCI USA MULTIFT | 46434V282 |  | 1796857 | 40397 | SH |  | DFND | 1 | 0 | 0 | 40397 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 1548607 | 32699 | SH |  | DFND | 1 | 0 | 0 | 32699 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 3009831 | 49577 | SH |  | DFND | 1 | 0 | 0 | 49577 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 2389093 | 31982 | SH |  | DFND | 1 | 0 | 0 | 31982 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 49442606 | 119090 | SH |  | DFND | 12 | 3426 | 0 | 115664 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 3353796 | 20245 | SH |  | DFND | 1 | 0 | 0 | 20245 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 258131 | 3314 | SH |  | DFND | 12 | 108 | 0 | 3206 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 7164202 | 31467 | SH |  | DFND | 1 | 0 | 0 | 31467 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 361836 | 12473 | SH |  | DFND | 12 | 100 | 0 | 12373 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1470444 | 14279 | SH |  | DFND | 1 | 0 | 0 | 14279 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 1181675 | 16055 | SH |  | DFND | 1 | 0 | 0 | 16055 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 890077 | 6948 | SH |  | DFND | 12 | 906 | 0 | 6042 |
| VANECK ETF TRUST | VIDEO GMNG ESPRT | 92189F114 |  | 231140 | 3979 | SH |  | DFND | 1 | 0 | 0 | 3979 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 651734 | 14128 | SH |  | DFND | 1 | 0 | 0 | 14128 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 850013 | 2041 | SH |  | DFND | 1 | 0 | 0 | 2041 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 8117686 | 34131 | SH |  | DFND | 1 | 0 | 0 | 34131 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 399301 | 1792 | SH |  | DFND | 1 | 0 | 0 | 1792 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 16747855 | 78806 | SH |  | DFND | 1 | 0 | 0 | 78806 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 8277442 | 104066 | SH |  | DFND | 1 | 0 | 0 | 104066 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 476290 | 9083 | SH |  | DFND | 12 | 3896 | 0 | 5187 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1127254 | 18869 | SH |  | DFND | 1 | 0 | 0 | 18869 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 302054 | 7387 | SH |  | DFND | 1 | 0 | 0 | 7387 |
| AMPLIFY ETF TR | BLACKSWAN GRWT | 032108888 |  | 909752 | 29047 | SH |  | DFND | 1 | 0 | 0 | 29047 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 529155 | 15477 | SH |  | DFND | 1 | 0 | 0 | 15477 |
| ETF SER SOLUTIONS | APTUS DEFINED | 26922A388 |  | 958392 | 34265 | SH |  | DFND | 1 | 0 | 0 | 34265 |
| ETF SER SOLUTIONS | APTUS DRAWDOWN | 26922A784 |  | 1253010 | 30606 | SH |  | DFND | 1 | 0 | 0 | 30606 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 |  | 539061 | 7967 | SH |  | DFND | 1 | 0 | 0 | 7967 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 471888 | 16244 | SH |  | DFND | 12 | 1795 | 0 | 14449 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 |  | 510558 | 11116 | SH |  | DFND | 1 | 0 | 0 | 11116 |
| ARK ETF TR | NEXT GNRTN INTER | 00214Q401 |  | 750844 | 8609 | SH |  | DFND | 1 | 0 | 0 | 8609 |
| ARK ETF TR | ARK SPACE EXPL | 00214Q807 |  | 307177 | 17132 | SH |  | DFND | 1 | 0 | 0 | 17132 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 919327 | 12114 | SH |  | DFND | 1 | 0 | 0 | 12114 |
| ETF SER SOLUTIONS | DEFIANCE HTL AIR | 26922B873 |  | 2958184 | 136763 | SH |  | DFND | 1 | 0 | 0 | 136763 |
| ETF SER SOLUTIONS | DEFIANCE QUANT | 26922A420 |  | 303615 | 6006 | SH |  | DFND | 1 | 0 | 0 | 6006 |
| DIREXION SHS ETF TR | FALLEN KNIVES | 25460G757 |  | 941488 | 17890 | SH |  | DFND | 1 | 0 | 0 | 17890 |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 |  | 114549 | 11046 | SH |  | DFND | 12 | 2667 | 0 | 8379 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 641595 | 10926 | SH |  | DFND | 1 | 0 | 0 | 10926 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 1077493 | 31822 | SH |  | DFND | 1 | 0 | 0 | 31822 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 1056661 | 11673 | SH |  | DFND | 1 | 0 | 0 | 11673 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 1292474 | 23724 | SH |  | DFND | 1 | 0 | 0 | 23724 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 526582 | 9104 | SH |  | DFND | 1 | 0 | 0 | 9104 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 1483633 | 31134 | SH |  | DFND | 1 | 0 | 0 | 31134 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 413528 | 13331 | SH |  | DFND | 1 | 0 | 0 | 13331 |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 |  | 205669 | 8105 | SH |  | DFND | 1 | 0 | 0 | 8105 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 2422525 | 12894 | SH |  | DFND | 1 | 0 | 0 | 12894 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 1192089 | 47418 | SH |  | DFND | 1 | 0 | 0 | 47418 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 7208943 | 452539 | SH |  | DFND | 1 | 0 | 0 | 452539 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 1279680 | 33118 | SH |  | DFND | 1 | 0 | 0 | 33118 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 692790 | 15090 | SH |  | DFND | 1 | 0 | 0 | 15090 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 203751 | 1777 | SH |  | DFND | 1 | 0 | 0 | 1777 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 1975934 | 34960 | SH |  | DFND | 12 | 4314 | 0 | 30646 |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 33737K205 |  | 280516 | 3691 | SH |  | DFND | 1 | 0 | 0 | 3691 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 |  | 409243 | 8393 | SH |  | DFND | 1 | 0 | 0 | 8393 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 2102097 | 19701 | SH |  | DFND | 1 | 0 | 0 | 19701 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 2887793 | 40950 | SH |  | DFND | 1 | 0 | 0 | 40950 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 787342 | 16122 | SH |  | DFND | 1 | 0 | 0 | 16122 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 899998 | 12565 | SH |  | DFND | 1 | 0 | 0 | 12565 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 531516 | 5417 | SH |  | DFND | 1 | 0 | 0 | 5417 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 |  | 281990 | 4229 | SH |  | DFND | 1 | 0 | 0 | 4229 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 611046 | 19227 | SH |  | DFND | 1 | 0 | 0 | 19227 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 1036666 | 19516 | SH |  | DFND | 1 | 0 | 0 | 19516 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 |  | 1556651 | 58764 | SH |  | DFND | 1 | 0 | 0 | 58764 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 696791 | 11780 | SH |  | DFND | 1 | 0 | 0 | 11780 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 301028 | 2806 | SH |  | DFND | 1 | 0 | 0 | 2806 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 764737 | 5015 | SH |  | DFND | 1 | 0 | 0 | 5015 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 3451550 | 53413 | SH |  | DFND | 12 | 51154 | 0 | 2259 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 519455 | 3483 | SH |  | DFND | 1 | 0 | 0 | 3483 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 2410295 | 126724 | SH |  | DFND | 1 | 0 | 0 | 126724 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 2260567 | 48046 | SH |  | DFND | 1 | 0 | 0 | 48046 |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 33737M300 |  | 313021 | 4581 | SH |  | DFND | 1 | 0 | 0 | 4581 |
| FIRST TR EXCH TRD ALPHDX FD | SWITZLND ALPHA | 33737J232 |  | 239009 | 3695 | SH |  | DFND | 1 | 0 | 0 | 3695 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 4720339 | 184894 | SH |  | DFND | 1 | 0 | 0 | 184894 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 304081 | 2618 | SH |  | DFND | 1 | 0 | 0 | 2618 |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 |  | 401719 | 3683 | SH |  | DFND | 1 | 0 | 0 | 3683 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 263037 | 3121 | SH |  | DFND | 1 | 0 | 0 | 3121 |
| FIRST TR EXCHNG TRADED FD VI | VEST US BUFFER | 33740F862 |  | 399914 | 10511 | SH |  | DFND | 1 | 0 | 0 | 10511 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 |  | 486630 | 12850 | SH |  | DFND | 1 | 0 | 0 | 12850 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 380915 | 9969 | SH |  | DFND | 1 | 0 | 0 | 9969 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 917454 | 26976 | SH |  | DFND | 1 | 0 | 0 | 26976 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 226784 | 6545 | SH |  | DFND | 1 | 0 | 0 | 6545 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 3146095 | 136490 | SH |  | DFND | 1 | 0 | 0 | 136490 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 367970 | 17547 | SH |  | DFND | 12 | 7315 | 0 | 10232 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 516377 | 18259 | SH |  | DFND | 1 | 0 | 0 | 18259 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 472765 | 10014 | SH |  | DFND | 1 | 0 | 0 | 10014 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 769522 | 11470 | SH |  | DFND | 12 | 3719 | 0 | 7751 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 |  | 234243 | 9584 | SH |  | DFND | 1 | 0 | 0 | 9584 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 2909409 | 66183 | SH |  | DFND | 12 | 62294 | 0 | 3889 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 |  | 349345 | 3329 | SH |  | DFND | 1 | 0 | 0 | 3329 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 204625 | 2455 | SH |  | DFND | 1 | 0 | 0 | 2455 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 1554982 | 11773 | SH |  | DFND | 12 | 11576 | 0 | 197 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1126156 | 21085 | SH |  | DFND | 12 | 95 | 0 | 20990 |
| ISHARES TR | GRWT ALLOCAT ETF | 464289867 |  | 309730 | 5740 | SH |  | DFND | 1 | 0 | 0 | 5740 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 799770 | 11506 | SH |  | DFND | 12 | 30 | 0 | 11476 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 4999358 | 78569 | SH |  | DFND | 1 | 0 | 0 | 78569 |
| ISHARES TR | CORE S ETF | 464287200 |  | 46918639 | 103416 | SH |  | DFND | 12 | 27931 | 0 | 75485 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 46200090 | 608938 | SH |  | DFND | 12 | 608015 | 0 | 923 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 1273959 | 25669 | SH |  | DFND | 12 | 1502 | 0 | 24167 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 |  | 271931 | 2594 | SH |  | DFND | 1 | 0 | 0 | 2594 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 446798 | 12164 | SH |  | DFND | 1 | 0 | 0 | 12164 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 2772767 | 27358 | SH |  | DFND | 1 | 0 | 0 | 27358 |
| ISHARES TR | FALN ANGLS USD | 46435G474 |  | 326448 | 11760 | SH |  | DFND | 12 | 532 | 0 | 11228 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 1094829 | 21671 | SH |  | DFND | 12 | 19400 | 0 | 2271 |
| ISHARES TR | GL CLEAN ENE ETF | 464288224 |  | 421922 | 19606 | SH |  | DFND | 12 | 11127 | 0 | 8479 |
| ISHARES TR | GLOBAL FINLS ETF | 464287333 |  | 321297 | 4044 | SH |  | DFND | 1 | 0 | 0 | 4044 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 281968 | 4861 | SH |  | DFND | 1 | 0 | 0 | 4861 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 595210 | 16161 | SH |  | DFND | 12 | 2654 | 0 | 13507 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 |  | 333881 | 8337 | SH |  | DFND | 1 | 0 | 0 | 8337 |
| ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 |  | 3187277 | 127287 | SH |  | DFND | 1 | 0 | 0 | 127287 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 871810 | 7209 | SH |  | DFND | 1 | 0 | 0 | 7209 |
| ISHARES U S ETF TR | INFLATION HEDG | 46431W580 |  | 541558 | 18662 | SH |  | DFND | 1 | 0 | 0 | 18662 |
| ISHARES U S ETF TR | INT RT HDG C B | 46431W705 |  | 227056 | 2428 | SH |  | DFND | 1 | 0 | 0 | 2428 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 261255 | 8226 | SH |  | DFND | 1 | 0 | 0 | 8226 |
| ISHARES TR | MBS ETF | 464288588 |  | 534376 | 5246 | SH |  | DFND | 12 | 85 | 0 | 5161 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 1107076 | 11500 | SH |  | DFND | 1 | 0 | 0 | 11500 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 1330447 | 26471 | SH |  | DFND | 1 | 0 | 0 | 26471 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 1029027 | 22791 | SH |  | DFND | 12 | 11500 | 0 | 11291 |
| ISHARES TR | MSCI UK ETF NEW | 46435G334 |  | 8380229 | 249115 | SH |  | DFND | 12 | 200000 | 0 | 49115 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 |  | 320056 | 3305 | SH |  | DFND | 1 | 0 | 0 | 3305 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 254402 | 1512 | SH |  | DFND | 12 | 5 | 0 | 1507 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 681668 | 5063 | SH |  | DFND | 1 | 0 | 0 | 5063 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 1362808 | 13032 | SH |  | DFND | 1 | 0 | 0 | 13032 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 827454 | 6350 | SH |  | DFND | 12 | 3897 | 0 | 2453 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 760345 | 3041 | SH |  | DFND | 1 | 0 | 0 | 3041 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 651493 | 2347 | SH |  | DFND | 12 | 3 | 0 | 2344 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 34890089 | 210207 | SH |  | DFND | 1 | 0 | 0 | 210207 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2350199 | 11449 | SH |  | DFND | 12 | 717 | 0 | 10732 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 1342846 | 5251 | SH |  | DFND | 1 | 0 | 0 | 5251 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 343465 | 2128 | SH |  | DFND | 1 | 0 | 0 | 2128 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 308345 | 3951 | SH |  | DFND | 12 | 587 | 0 | 3364 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1307385 | 13009 | SH |  | DFND | 1 | 0 | 0 | 13009 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 405800 | 3392 | SH |  | DFND | 1 | 0 | 0 | 3392 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 1853459 | 24266 | SH |  | DFND | 1 | 0 | 0 | 24266 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 1172866 | 7532 | SH |  | DFND | 1 | 0 | 0 | 7532 |
| ISHARES TR | S MC 400GR ETF | 464287606 |  | 231367 | 2994 | SH |  | DFND | 1 | 0 | 0 | 2994 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 2408167 | 21964 | SH |  | DFND | 1 | 0 | 0 | 21964 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 473722 | 3697 | SH |  | DFND | 1 | 0 | 0 | 3697 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 54873740 | 497721 | SH |  | DFND | 12 | 493537 | 0 | 4184 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 1062845 | 46453 | SH |  | DFND | 1 | 0 | 0 | 46453 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 271778 | 4953 | SH |  | DFND | 1 | 0 | 0 | 4953 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 498658 | 12185 | SH |  | DFND | 1 | 0 | 0 | 12185 |
| ISHARES TR | US BR DEL SE ETF | 464288794 |  | 284074 | 2844 | SH |  | DFND | 1 | 0 | 0 | 2844 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 1426906 | 7121 | SH |  | DFND | 1 | 0 | 0 | 7121 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 793847 | 13022 | SH |  | DFND | 1 | 0 | 0 | 13022 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 893300 | 35861 | SH |  | DFND | 12 | 140 | 0 | 35721 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 358745 | 4070 | SH |  | DFND | 12 | 112 | 0 | 3958 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 5851191 | 347046 | SH |  | DFND | 1 | 0 | 0 | 347046 |
| OSI ETF TR | OSHS GBL INTER | 67110P704 |  | 862743 | 22927 | SH |  | DFND | 1 | 0 | 0 | 22927 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 1818290 | 46091 | SH |  | DFND | 1 | 0 | 0 | 46091 |
| PACER FDS TR | TRENDPILOT US BD | 69374H642 |  | 960551 | 39513 | SH |  | DFND | 1 | 0 | 0 | 39513 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 730464 | 18807 | SH |  | DFND | 1 | 0 | 0 | 18807 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 817273 | 16418 | SH |  | DFND | 1 | 0 | 0 | 16418 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 430921 | 4540 | SH |  | DFND | 1 | 0 | 0 | 4540 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 269329 | 6110 | SH |  | DFND | 1 | 0 | 0 | 6110 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 598791 | 7590 | SH |  | DFND | 1 | 0 | 0 | 7590 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 691358 | 9684 | SH |  | DFND | 1 | 0 | 0 | 9684 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 20760837 | 112221 | SH |  | DFND | 12 | 59311 | 0 | 52910 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 3294551 | 43100 | SH |  | DFND | 12 | 32800 | 0 | 10300 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 13038767 | 95180 | SH |  | DFND | 1 | 0 | 0 | 95180 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 371663 | 4065 | SH |  | DFND | 12 | 3933 | 0 | 132 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 241367 | 2355 | SH |  | DFND | 12 | 1140 | 0 | 1215 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 4101173 | 11800 | SH |  | DFND | 12 | 119 | 0 | 11681 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 760175 | 4208 | SH |  | DFND | 1 | 0 | 0 | 4208 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 716908 | 5750 | SH |  | DFND | 1 | 0 | 0 | 5750 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 680587 | 7572 | SH |  | DFND | 1 | 0 | 0 | 7572 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 269880 | 3917 | SH |  | DFND | 12 | 642 | 0 | 3275 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 21785913 | 137079 | SH |  | DFND | 1 | 0 | 0 | 137079 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 790474 | 10616 | SH |  | DFND | 12 | 100 | 0 | 10516 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 902255 | 23527 | SH |  | DFND | 12 | 6719 | 0 | 16808 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 367648 | 1363 | SH |  | DFND | 12 | 37 | 0 | 1326 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 5278404 | 26943 | SH |  | DFND | 1 | 0 | 0 | 26943 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 4846006 | 29884 | SH |  | DFND | 12 | 25 | 0 | 29859 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 836520 | 8957 | SH |  | DFND | 12 | 8638 | 0 | 319 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 1552527 | 26958 | SH |  | DFND | 1 | 0 | 0 | 26958 |
| VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 |  | 1169778 | 24355 | SH |  | DFND | 12 | 210 | 0 | 24145 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 7541718 | 26223 | SH |  | DFND | 1 | 0 | 0 | 26223 |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 |  | 289057 | 1136 | SH |  | DFND | 1 | 0 | 0 | 1136 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 12848993 | 114468 | SH |  | DFND | 12 | 89 | 0 | 114379 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3034265 | 37048 | SH |  | DFND | 1 | 0 | 0 | 37048 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 672517 | 7816 | SH |  | DFND | 1 | 0 | 0 | 7816 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 1070666 | 15834 | SH |  | DFND | 1 | 0 | 0 | 15834 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 416400 | 1997 | SH |  | DFND | 1 | 0 | 0 | 1997 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 289258 | 3088 | SH |  | DFND | 1 | 0 | 0 | 3088 |
| VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 |  | 226068 | 1165 | SH |  | DFND | 1 | 0 | 0 | 1165 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 12542028 | 78861 | SH |  | DFND | 1 | 0 | 0 | 78861 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 9716073 | 41275 | SH |  | DFND | 1 | 0 | 0 | 41275 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 684455 | 6378 | SH |  | DFND | 1 | 0 | 0 | 6378 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 420592 | 2810 | SH |  | DFND | 1 | 0 | 0 | 2810 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 727245 | 6711 | SH |  | DFND | 12 | 129 | 0 | 6582 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 1386009 | 16729 | SH |  | DFND | 1 | 0 | 0 | 16729 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 844622 | 10816 | SH |  | DFND | 1 | 0 | 0 | 10816 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 315692 | 1794 | SH |  | DFND | 1 | 0 | 0 | 1794 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2283247 | 15450 | SH |  | DFND | 12 | 2400 | 0 | 13050 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 552671 | 16886 | SH |  | DFND | 1 | 0 | 0 | 16886 |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 |  | 213707 | 2886 | SH |  | DFND | 1 | 0 | 0 | 2886 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 1481501 | 20616 | SH |  | DFND | 1 | 0 | 0 | 20616 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 914177 | 14485 | SH |  | DFND | 1 | 0 | 0 | 14485 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 718497 | 12295 | SH |  | DFND | 1 | 0 | 0 | 12295 |
| INVESCO EXCHANGE TRADED FD T | DWA INDLS MUMT | 46137V845 |  | 1222411 | 12405 | SH |  | DFND | 1 | 0 | 0 | 12405 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 292654 | 955 | SH |  | DFND | 1 | 0 | 0 | 955 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 475909 | 4770 | SH |  | DFND | 12 | 3000 | 0 | 1770 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 696030 | 9648 | SH |  | DFND | 1 | 0 | 0 | 9648 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 |  | 240489 | 3941 | SH |  | DFND | 1 | 0 | 0 | 3941 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 4452891 | 40614 | SH |  | DFND | 12 | 150 | 0 | 40464 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 503489 | 4813 | SH |  | DFND | 1 | 0 | 0 | 4813 |
| ISHARES TR | US AER DEF ETF | 464288760 |  | 423722 | 3825 | SH |  | DFND | 1 | 0 | 0 | 3825 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 |  | 2330040 | 21531 | SH |  | DFND | 12 | 23 | 0 | 21508 |
| PROSHARES TR | SHORT S 500 NE | 74347B425 |  | 218395 | 15500 | SH |  | DFND | 12 | 15000 | 0 | 500 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 353706 | 6568 | SH |  | DFND | 1 | 0 | 0 | 6568 |
| SPDR SER TR | FTSE INT GVT ETF | 78464A490 |  | 204169 | 3783 | SH |  | DFND | 1 | 0 | 0 | 3783 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 1599269 | 46653 | SH |  | DFND | 1 | 0 | 0 | 46653 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 829051 | 21456 | SH |  | DFND | 1 | 0 | 0 | 21456 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 |  | 209638 | 4035 | SH |  | DFND | 1 | 0 | 0 | 4035 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 725748 | 14079 | SH |  | DFND | 1 | 0 | 0 | 14079 |
| ADVISORSHARES TR | RANGER EQUITY BE | 00768Y412 |  | 537167 | 21970 | SH |  | DFND | 1 | 0 | 0 | 21970 |
| DIREXION SHS ETF TR | DRX S | 25459W862 |  | 317590 | 2651 | SH |  | DFND | 12 | 2010 | 0 | 641 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 2649900 | 40358 | SH |  | DFND | 1 | 0 | 0 | 40358 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 |  | 470126 | 8462 | SH |  | DFND | 1 | 0 | 0 | 8462 |
| FLEXSHARES TR | IBOXX 5YR TRGT | 33939L605 |  | 404644 | 14926 | SH |  | DFND | 1 | 0 | 0 | 14926 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 1867514 | 78566 | SH |  | DFND | 1 | 0 | 0 | 78566 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ESG | 66538H534 |  | 1283624 | 35507 | SH |  | DFND | 1 | 0 | 0 | 35507 |
| NORTHERN LTS FD TR IV | INSPIRE CORP ESG | 66538H633 |  | 1024496 | 41976 | SH |  | DFND | 1 | 0 | 0 | 41976 |
| INVESCO EXCHANGE TRADED FD T | DWA FINL MUMT | 46137V860 |  | 328925 | 6695 | SH |  | DFND | 1 | 0 | 0 | 6695 |
| INVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 46137V852 |  | 250820 | 1864 | SH |  | DFND | 1 | 0 | 0 | 1864 |
| INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 46137V811 |  | 761622 | 5515 | SH |  | DFND | 1 | 0 | 0 | 5515 |
| INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 46137V647 |  | 277667 | 2142 | SH |  | DFND | 1 | 0 | 0 | 2142 |
| INVESCO EXCH TRADED FD TR II | S SMALLCAP 600 | 46138G664 |  | 803197 | 6695 | SH |  | DFND | 1 | 0 | 0 | 6695 |
| INVESCO EXCH TRADED FD TR II | S SMLCP ENGY | 46138E164 |  | 828183 | 82653 | SH |  | DFND | 1 | 0 | 0 | 82653 |
| INVESCO EXCH TRADED FD TR II | S SMLCP HELT | 46138E149 |  | 388398 | 2413 | SH |  | DFND | 1 | 0 | 0 | 2413 |
| BARCLAYS BANK PLC | IPATH SHILR CAPE | 06742A669 |  | 1180746 | 52972 | SH |  | DFND | 1 | 0 | 0 | 52972 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 651984 | 15173 | SH |  | DFND | 1 | 0 | 0 | 15173 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 |  | 269502 | 7941 | SH |  | DFND | 12 | 7488 | 0 | 453 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 526357 | 18020 | SH |  | DFND | 12 | 302 | 0 | 17718 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 259593 | 4038 | SH |  | DFND | 1 | 0 | 0 | 4038 |
| ISHARES INC | MSCI EM ASIA ETF | 464286426 |  | 315413 | 4271 | SH |  | DFND | 1 | 0 | 0 | 4271 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 225049 | 1756 | SH |  | DFND | 1 | 0 | 0 | 1756 |
| ISHARES S GSCI COMMODITY- | UNIT BEN INT | 46428R107 |  | 641856 | 28338 | SH |  | DFND | 1 | 0 | 0 | 28338 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 312177 | 2087 | SH |  | DFND | 1 | 0 | 0 | 2087 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 |  | 253540 | 7763 | SH |  | DFND | 1 | 0 | 0 | 7763 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 374964 | 10861 | SH |  | DFND | 1 | 0 | 0 | 10861 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 329890 | 10163 | SH |  | DFND | 1 | 0 | 0 | 10163 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 232393 | 4353 | SH |  | DFND | 1 | 0 | 0 | 4353 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 729710 | 9753 | SH |  | DFND | 1 | 0 | 0 | 9753 |
| SPDR SER TR | BLOOMBERG CONV | 78464A359 |  | 402170 | 5226 | SH |  | DFND | 1 | 0 | 0 | 5226 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 |  | 1221290 | 27279 | SH |  | DFND | 1 | 0 | 0 | 27279 |
| SPDR SER TR | S 400 MDCP VAL | 78464A839 |  | 401799 | 5709 | SH |  | DFND | 1 | 0 | 0 | 5709 |
| SPDR SER TR | S 600 SMCP GRW | 78464A201 |  | 319381 | 3810 | SH |  | DFND | 1 | 0 | 0 | 3810 |
| SPDR SER TR | S 600 SMCP VAL | 78464A300 |  | 1854009 | 22249 | SH |  | DFND | 1 | 0 | 0 | 22249 |
| TIMOTHY PLAN | HIG DV STK ETF | 887432326 |  | 1743687 | 52807 | SH |  | DFND | 1 | 0 | 0 | 52807 |
| TIMOTHY PLAN | US LRGMD CP CORE | 887432359 |  | 1109716 | 30494 | SH |  | DFND | 1 | 0 | 0 | 30494 |
| VANECK ETF TRUST | EMERGING MRKT HI | 92189F353 |  | 326651 | 16203 | SH |  | DFND | 12 | 55 | 0 | 16148 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 |  | 252097 | 3404 | SH |  | DFND | 1 | 0 | 0 | 3404 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 1794748 | 30286 | SH |  | DFND | 12 | 29720 | 0 | 566 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 1111926 | 4481 | SH |  | DFND | 1 | 0 | 0 | 4481 |
| PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 |  | 7703 | 27248 | SH |  | DFND | 12 | 27073 | 0 | 175 |
| BARCLAYS PLC | ADR | 06738E204 |  | 217463 | 27527 | SH |  | DFND | 2 | 27527 | 0 | 0 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 |  | 74031 | 15955 | SH |  | DFND | 2 | 15955 | 0 | 0 |
| OSISKO GOLD ROYALTIES LTD | COM | 68827L101 |  | 172749 | 13097 | SH |  | DFND | 2 | 13097 | 0 | 0 |
| UNITED STATES STL CORP NEW | COM | 912909108 |  | 20397074 | 540463 | SH |  | DFND | 2 | 540463 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 3701814 | 35185 | SH |  | DFND | 2 | 35185 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 222000 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 |  | 54910 | 10131 | SH |  | DFND | 2 | 10131 | 0 | 0 |
| LUOKUNG TECHNOLOGY CORP | SHS | G56981106 |  | 11549 | 22482 | SH |  | DFND | 2 | 22482 | 0 | 0 |
| SPHERE 3D CORP NEW | COM | 84841L308 |  | 31500 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 253415 | 1638 | SH |  | DFND | 2 | 1638 | 0 | 0 |
| NORDSTROM INC | COM | 655664100 |  | 357960 | 13204 | SH |  | DFND | 2 | 13204 | 0 | 0 |
| VISTA OIL  GAS SAB DE CV | SPONSORED ADS | 92837L109 |  | 136350 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| GORES TECHNOLOGY PARTNERS II | CLASS A COM | 38287L107 |  | 122250 | 12500 | SH |  | DFND | 2 | 12500 | 0 | 0 |
| FORTRESS VALUE ACQUISI CORP | COM CL A | 34964K108 |  | 196000 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| COLISEUM ACQUISITION CORP | CLASS A ORD SHS | G2263T123 |  | 212934 | 21952 | SH |  | DFND | 2 | 21952 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 529509 | 54253 | SH |  | DFND | 2 | 54253 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | CLASS A ORD SHS | G2770Y102 |  | 240304 | 24571 | SH |  | DFND | 2 | 24571 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 97000 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 |  | 4046 | 12261 | SH |  | DFND | 2 | 12261 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 8054 | 18600 | SH |  | DFND | 2 | 18600 | 0 | 0 |
| AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633U127 |  | 5600 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| SCION TECH GROWTH I | *W EXP 11/01/202 | G31067112 |  | 5200 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| LEVERE HOLDINGS CORP | *W EXP 03/09/202 | G5462L122 |  | 21612 | 72039 | SH |  | DFND | 2 | 72039 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 3982 | 11543 | SH |  | DFND | 2 | 11543 | 0 | 0 |
| ZANITE ACQUISITION CORP | *W EXP 10/08/202 | 98907K111 |  | 16653 | 26016 | SH |  | DFND | 2 | 26016 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 3801 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| GO ACQUISITION CORP | *W EXP 08/31/202 | 362019119 |  | 5885 | 32695 | SH |  | DFND | 2 | 32695 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 |  | 5607 | 11779 | SH |  | DFND | 2 | 11779 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 1938 | 12500 | SH |  | DFND | 2 | 12500 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 153321 | 15693 | SH |  | DFND | 2 | 15693 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | UNIT 99/99/9999 | 17144M201 |  | 198000 | 20000 | SH |  | DFND | 2 | 20000 | 0 | 0 |
| ION ACQUISITION CORP 3 LTD | SHS CL A | G4940J114 |  | 169476 | 17400 | SH |  | DFND | 2 | 17400 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | SHS CL A | G8T90F102 |  | 215757 | 22061 | SH |  | DFND | 2 | 22061 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 |  | 171649 | 17569 | SH |  | DFND | 2 | 17569 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 |  | 182881 | 18757 | SH |  | DFND | 2 | 18757 | 0 | 0 |
| PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 |  | 1339159 | 10100 | SH |  | DFND | 2 | 10100 | 0 | 0 |
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 |  | 4408823 | 45825 | SH |  | DFND | 2 | 45825 | 0 | 0 |
| PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 |  | 2948305 | 63500 | SH |  | DFND | 2 | 63500 | 0 | 0 |
| DIREXION SHS ETF TR | DL FTSE BLL 3X | 25459W771 |  | 46200 | 10000 | SH |  | DFND | 2 | 10000 | 0 | 0 |
| WISDOMTREE TR | CHINADIV EX FI | 97717X719 |  | 3999000 | 100000 | SH |  | DFND | 2 | 100000 | 0 | 0 |
| DIREXION SHS ETF TR | DAILY CS 2X SH | 25460E505 |  | 234477 | 37880 | SH |  | DFND | 2 | 37880 | 0 | 0 |
| ISHARES TR | GLOB HLTHCRE ETF | 464287325 |  | 398671 | 4550 | SH |  | DFND | 2 | 4550 | 0 | 0 |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 35473P744 |  | 5420000 | 200000 | SH |  | DFND | 2 | 200000 | 0 | 0 |

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