# EDGAR Filing Document

**Accession Number:** 0001951594
**File Stem:** 0001951594-23-000002
**Filing Date:** 2023-2
**Character Count:** 5197
**Document Hash:** a2ebf1d88f5a2b8cf361ab147d6e3896
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951594-23-000002.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001951594-23-000002

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230224

**EFFECTIVENESS DATE**: 20230304

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Odyssey Transfer US INC.
- **CENTRAL INDEX KEY:** 0001951594
- **IRS NUMBER:** 842639448
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06874
- **FILM NUMBER:** 23667857

**BUSINESS ADDRESS:**
- **STREET 1:** 850 NEW BURTON ROAD
- **STREET 2:** SUITE 201
- **CITY:** DOVER
- **STATE:** DE
- **ZIP:** 19904
- **BUSINESS PHONE:** 651-392-1654

**MAIL ADDRESS:**
- **STREET 1:** 47995 CEDARCREST TRAIL
- **CITY:** RUSH CITY
- **STATE:** MN
- **ZIP:** 55069

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Odyssey Transfer US INC.

**FINS Number:** 372003

**Address of principal office where transfer agent activities are performed:** 2155 WOODLANE DRIVE, WOODBURY, MN, 55125

**Is mailing address different from principal office address?:** No

**Telephone Number:** 651-392-1654

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** Odyssey Trust Co.

- **File Number:** 084-06568

- **Address:** 350 - 409 Granville St, Vancouver, A1, V6C 1T2

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name           | Relationship Start Date   | Title or Status      | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Odyssey Holding Corp. | 07/23/2019                | Other                | E                | Yes              |
| Jenna Kaye            | 08/20/2019                | Director, CEO        | NA               | Yes              |
| Becky Paulson         | 07/26/2022                | Director, President  | NA               | Yes              |
| Andrea Severson       | 10/14/2022                | Vice President - COO | NA               | Yes              |
| Angela Ponte          | 10/14/2022                | Vice President - CCO | NA               | Yes              |
| Chris Ward            | 10/14/2022                | Vice President       | NA               | Yes              |
| Caitlyn Van Valin     | 07/26/2022                | Vice President       | NA               | Yes              |
| Todd May              | 01/27/2023                | Director, Chair      | NA               | Yes              |
| Michele Harris        | 01/27/2023                | Director             | NA               | Yes              |
| Kent Mitchell         | 01/27/2023                | Director             | NA               | Yes              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Angela Ponte

**Title:** Angela Ponte

**Date:** 02/22/2023

**Phone Number:** 612-499-6229