# EDGAR Filing Document

**Accession Number:** 0001340243
**File Stem:** 0001340243-23-000003
**Filing Date:** 2023-2
**Character Count:** 8202
**Document Hash:** 41a905150ab2dce94a288f62ce4cb79b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001340243-23-000003.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001340243-23-000003

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230209

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MorphoSys AG
- **CENTRAL INDEX KEY:** 0001340243
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** 2M
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38455
- **FILM NUMBER:** 23604694

**BUSINESS ADDRESS:**
- **STREET 1:** SEMMELWEISSTR. 7
- **CITY:** PLANEGG
- **STATE:** 2M
- **ZIP:** 82152
- **BUSINESS PHONE:** 49 89 89927-0

**MAIL ADDRESS:**
- **STREET 1:** SEMMELWEISSTR. 7
- **CITY:** PLANEGG
- **STATE:** 2M
- **ZIP:** 82152

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MORPHOSYS AG
- **DATE OF NAME CHANGE:** 20050929

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16**

**UNDER THE SECURITIES EXCHANGE ACT OF 1934**

**For the month of February, 2023**

**COMMISSION FILE NUMBER 001-38455**

**MorphoSys AG**

**Semmelweisstrasse 7**

**82152 Planegg**

**Germany**

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F: Form 20-F ⌧ Form 40-F ◻

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ◻

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ◻

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On February 9, 2023, MorphoSys AG (the "Company") published a notification of major holdings from Goldman Sachs Group, Inc.

**<u>Exhibits</u>**

99.1&nbsp;&nbsp;&nbsp;&nbsp;<u>[Notification of Major Holdings Goldman Sachs Group](exhibit99110.htm)</u>

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

**&nbsp;&nbsp;&nbsp;&nbsp;**MORPHOSYS AG (Registrant)

Date: February 9, 2023&nbsp;&nbsp;&nbsp;&nbsp;By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ i.A. Robert Mayer</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Name: Robert Mayer

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Director Investor Relations

&nbsp;&nbsp;&nbsp;&nbsp;

&nbsp;&nbsp;&nbsp;&nbsp;By:&nbsp;&nbsp;&nbsp;&nbsp;<u>/s/ i.A. Isabelle Degbegni&nbsp;&nbsp;&nbsp;&nbsp;</u>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Name: Isabelle Degbegni

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Title:&nbsp;&nbsp;&nbsp;&nbsp;Director Investor Relations &nbsp;&nbsp;&nbsp;&nbsp;

## Exhibit 99.1

**Notification of Major Holdings** <br>**1. Details of issuer** 

---

| | |
|:---|:---|
| Name: | MorphoSys AG |
| Street: | Semmelweisstr. 7 |
| Postal code: | 82152 |
| City: | Planegg<br>Germany |
| Legal Entity Identifier (LEI): | 529900493806K77LRE72 |

---

<br>**2. Reason for notification** 

---

| | |
|:---|:---|
| | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason: |

---

<br>**3. Details of person subject to the notification obligation** 

<u>Legal entity: The Goldman Sachs Group, Inc.<br>City of registered office, country: Wilmington, DE, United States of America (USA)</u>

<br>**4. Names of shareholder(s)**<br>holding directly 3% or more voting rights, if different from 3.

<br>**5. Date on which threshold was crossed or reached:** 

<u>06 Feb 2023</u>

<br>**6. Total positions** 

---

| | | | | |
|:---|:---|:---|:---|:---|
| | % of voting rights attached to shares <br>(total of 7.a.) | % of voting rights through instruments <br>(total of 7.b.1 + 7.b.2) | Total of both in % <br>(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 3.96% | 16.06% | 20.02% | 34231943 |
| Previous notification | 4.02% | 15.97% | 19.99% | / |

---

<br>**7. Details on total positions** <br>**a. Voting rights attached to shares (Sec. 33, 34 WpHG)** 

---

| | | | | |
|:---|:---|:---|:---|:---|
| ISIN | Absolute | Absolute | In % | In % |
|  | Direct <br>(Sec. 33 WpHG) | Indirect <br>(Sec. 34 WpHG) | Direct <br>(Sec. 33 WpHG) | Indirect <br>(Sec. 34 WpHG) |
| DE0006632003 | 0 | 1350019 | 0% | 3.94% |
| US6177602025 | 0 | 6735 | 0% | 0.02% |
| **Total** | 1356754 | 1356754 | 3.96% | 3.96% |

---

<br>**b.1. Instruments according to Sec. 38 (1) no. 1 WpHG** 

---

| | | | | |
|:---|:---|:---|:---|:---|
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right To Recall | Open |  | 2278066 | 6.65% |
| Right Of Use | Open |  | 921234 | 2.69% |
| Convertible Bond | 16.10.2025 |  | 74723 | 0.22% |
| Call Option | 16.06.2023 |  | 153000 | 0.45% |
|  |  | **Total** | 3427024 | 10.01% |

---

<br>**b.2. Instruments according to Sec. 38 (1) no. 2 WpHG** 

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swap | 02.02.2033 |  | Cash | 947571 | 2.77% |
| Call Warrant | 31.12.2030 |  | Cash | 221753 | 0.65% |
| Put Option | 19.12.2025 |  | Physical | 900000 | 2.63% |
|  |  |  | **Total** | 2069325 | 6.05% |

---

<br>**8. Information in relation to the person subject to the notification obligation**

---

| | |
|:---|:---|
| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |

---

------

---

| | | | |
|:---|:---|:---|:---|
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| The Goldman Sachs Group, Inc. | % | % | % |
| GSAM Holdings LLC | % | % | % |
| Goldman Sachs Asset Management, L.P. | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| GSAM Holdings LLC | % | % | % |
| NNIP Holdings LLC | % | % | % |
| NNIP UK Holdings I Ltd | % | % | % |
| NNIP UK Holdings II Ltd | % | % | % |
| NNIP Holdings I B.V. / NNIP Holdings II B.V. | % | % | % |
| NN Investment Partners Holdings B.V. | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs Bank USA | % | % | % |
| Goldman Sachs Bank Europe SE | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs (UK) L.L.C. | % | % | % |
| Goldman Sachs Group UK Limited | % | % | % |
| Goldman Sachs International Bank | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Folio Financial, Inc. | % | % | % |
| Folio Investments, Inc. | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs & Co. LLC | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs (UK) L.L.C. | % | % | % |
| Goldman Sachs Group UK Limited | % | % | % |
| Goldman Sachs International | % | 11.20% | 11.25% |

---

<br>**9. In case of proxy voting according to Sec. 34 para. 3 WpHG**<br>(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)<br>

------

<br>Date of general meeting: <br>Holding total positions after general meeting (6.) after annual general meeting:

---

| | | |
|:---|:---|:---|
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |

---

<br>**10. Other explanatory remarks:**

<br>Date

<u>08 Feb 2023</u>

<br>