# EDGAR Filing Document

**Accession Number:** 0001880562
**File Stem:** 0001880562-23-000002
**Filing Date:** 2023-2
**Character Count:** 30421
**Document Hash:** 77fce8ea42e8f3e049e5c71554d097fe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001880562-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001880562-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sandia Investment Management LP
- **CENTRAL INDEX KEY:** 0001880562
- **IRS NUMBER:** 862690104
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22158
- **FILM NUMBER:** 23628674

**BUSINESS ADDRESS:**
- **STREET 1:** 201 WASHINGTON STREET
- **STREET 2:** SUITE 2600
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02108
- **BUSINESS PHONE:** 516-946-8207

**MAIL ADDRESS:**
- **STREET 1:** 201 WASHINGTON STREET
- **STREET 2:** SUITE 2600
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02108

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sandia Investment Management LP<br>**Address:** 201 WASHINGTON STREET<br>SUITE 2600<br>BOSTON, MA 02108

**Form 13F File Number:** 028-22158

**CRD Number (if applicable):** 000311098

**SEC File Number (if applicable):** 801-120856

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Thomas Cagna<br>**Title:** CCO  COO and CFO<br>**Phone:** 5169468207

**Signature, Place, and Date of Signing:**

Thomas Cagna  Boston, MA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 240

**Form 13F Information Table Value Total:** $571169530

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAPITAL VENTURE ACQ III | CL A ORD SHS | G87077106 |  | 3908000 | 400000 | SH |  | SOLE |  | 350000 | 50000 | 0 |
| 7GC  CO HOLDINGS INC | COM CL A | 81786A107 |  | 2499640 | 247000 | SH |  | SOLE |  | 247000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 382750 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | UNIT 99/99/9999 | G0112R116 |  | 2574039 | 256634 | SH |  | SOLE |  | 256634 | 0 | 0 |
| AGILON HEALTH INC | COM | 00857U107 |  | 209820 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 139871 | 6744 | SH |  | SOLE |  | 6744 | 0 | 0 |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 |  | 308092 | 2115 | SH |  | SOLE |  | 2115 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 250800 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| ALIGNMENT HEALTHCARE INC | COM | 01625V104 |  | 88200 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | UNIT 03/31/2028 | G63290129 |  | 15941549 | 1562897 | SH |  | SOLE |  | 1562897 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 11986 | 272419 | SH | Call | SOLE |  | 272419 | 0 | 0 |
| ALTUS POWER INC | COM CL A | 02217A102 |  | 19560 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| AMCI ACQUISITION CORP II | UNIT 03/24/2026 | 00166R209 |  | 14111770 | 1411177 | SH |  | SOLE |  | 1411177 | 0 | 0 |
| AMERICAN HOMES 4 RENT | CL A | 02665T306 |  | 150700 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 03214Q116 |  | 226859 | 782003 | SH | Call | SOLE |  | 551221 | 230782 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 44017 | 1158340 | SH | Call | SOLE |  | 1158340 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 607092 | 60588 | SH |  | SOLE |  | 60588 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | UNIT 01/27/2026 | 03737A200 |  | 11037597 | 1102657 | SH |  | SOLE |  | 992112 | 110545 | 0 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 22048 | 731342 | SH | Call | SOLE |  | 731342 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | UNIT 99/99/9999 | G0477L118 |  | 1010100 | 100108 | SH |  | SOLE |  | 100108 | 0 | 0 |
| ARES ACQUISITION CORPORATION | UNIT 99/99/9999 | G33032114 |  | 1825312 | 179480 | SH |  | SOLE |  | 179480 | 0 | 0 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 92350 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | UNIT 03/02/2026 | 048453203 |  | 883873 | 88299 | SH |  | SOLE |  | 88299 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 830 | 237009 | SH | Call | SOLE |  | 237009 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | UNIT 10/31/2027 | G06607116 |  | 7099341 | 702905 | SH |  | SOLE |  | 552905 | 150000 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | UNIT 05/31/2028 | 05467C207 |  | 9920000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 6875 | 275000 | SH | Call | SOLE |  | 275000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | UNIT 09/30/2028 | 06690B206 |  | 6129961 | 600388 | SH |  | SOLE |  | 600388 | 0 | 0 |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 |  | 131835 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| BELLRING BRANDS INC | COMMON STOCK | 07831C103 |  | 256400 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BELONG ACQUISITION CORP | CLASS A COM | 08069M102 |  | 3461500 | 350000 | SH |  | SOLE |  | 300000 | 50000 | 0 |
| BIOTE CORP | *W EXP 05/26/202 | 090683111 |  | 148472 | 496976 | SH | Call | SOLE |  | 390661 | 106315 | 0 |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 |  | 105850 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 172923 | 1727502 | SH |  | SOLE |  | 985462 | 742040 | 0 |
| BLEUACACIA LTD | UNIT 10/30/2026 | G11728121 |  | 4412704 | 433468 | SH |  | SOLE |  | 433468 | 0 | 0 |
| BLOOM ENERGY CORP | COM CL A | 093712107 |  | 95600 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| BLUE OCEAN ACQUISITION CORP | UNIT 12/02/2026 | G1330L113 |  | 4205301 | 409076 | SH |  | SOLE |  | 409076 | 0 | 0 |
| BLUE WHALE ACQUISITION CORP | CLASS A ORD SHS | G1330M103 |  | 1468500 | 150000 | SH |  | SOLE |  | 0 | 150000 | 0 |
| BLUE WHALE ACQUISITION CORP | *W EXP 07/30/202 | G1330M129 |  | 2674 | 37500 | SH | Call | SOLE |  | 0 | 37500 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 3401 | 27582 | SH | Call | SOLE |  | 2582 | 25000 | 0 |
| BROADSTONE NET LEASE INC | COM | 11135E203 |  | 162100 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CAMDEN PPTY TR | SH BEN INT | 133131102 |  | 559400 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 75036 | 1116606 | SH | Call | SOLE |  | 1116606 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | CL A COMMON STK | 143636108 |  | 4134738 | 403783 | SH |  | SOLE |  | 403783 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 122 | 72000 | SH | Call | SOLE |  | 72000 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | UNIT 99/99/9999 | G19550113 |  | 9148535 | 910302 | SH |  | SOLE |  | 910302 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 17713 | 351445 | SH | Call | SOLE |  | 351445 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 |  | 3452655 | 341847 | SH |  | SOLE |  | 341847 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | UNIT 99/99/9999 | G1992N118 |  | 3605458 | 356976 | SH |  | SOLE |  | 356976 | 0 | 0 |
| CF ACQUISITION CORP IV | COM CL A | 12520T102 |  | 9341560 | 914047 | SH |  | SOLE |  | 764047 | 150000 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 86534 | 1123813 | SH | Call | SOLE |  | 1073813 | 50000 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 345690 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 8520151 | 857158 | SH |  | SOLE |  | 857158 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 14621 | 181174 | SH | Call | SOLE |  | 181174 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | UNIT 99/99/9999 | 17143W200 |  | 9919500 | 992933 | SH |  | SOLE |  | 792933 | 200000 | 0 |
| CHURCHILL CAPITAL CORP VII | UNIT 99/99/9999 | 17144M201 |  | 7036661 | 706485 | SH |  | SOLE |  | 506485 | 200000 | 0 |
| CIIG CAPITAL PARTNERS II INC | *W EXP 02/28/202 | 12561U117 |  | 27098 | 338727 | SH | Call | SOLE |  | 338727 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | UNIT 02/28/2028 | 12561U208 |  | 6640434 | 652302 | SH |  | SOLE |  | 652302 | 0 | 0 |
| CINCOR PHARMA INC | COM | 17240Y109 |  | 58992 | 4800 | SH |  | SOLE |  | 4800 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | SHS CL A | G2284B101 |  | 8640785 | 858072 | SH |  | SOLE |  | 358072 | 500000 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 36891 | 602303 | SH | Call | SOLE |  | 502303 | 100000 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 16527 | 147105 | SH | Call | SOLE |  | 96605 | 50500 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | COM CL A | 204833107 |  | 5943113 | 588427 | SH |  | SOLE |  | 386427 | 202000 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 49212 | 723700 | SH | Call | SOLE |  | 723700 | 0 | 0 |
| CONCORD ACQUISITION CORP II | UNIT 99/99/9999 | 20607U207 |  | 1272117 | 127851 | SH |  | SOLE |  | 127851 | 0 | 0 |
| CONCORD ACQUISITION CORP III | UNIT 99/99/9999 | 20607V205 |  | 9181190 | 901000 | SH |  | SOLE |  | 901000 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 347625 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | UNIT 07/30/2026 | 21289P201 |  | 12460826 | 1259942 | SH |  | SOLE |  | 1259942 | 0 | 0 |
| CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 |  | 83363 | 559484 | SH | Call | SOLE |  | 559484 | 0 | 0 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 1147432 | 57200 | SH |  | SOLE |  | 57200 | 0 | 0 |
| CORSAIR GAMING INC | COM | 22041X102 |  | 67850 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| CORSAIR PARTNERING CORP | SHS CL A | G2540H108 |  | 715560 | 71556 | SH |  | SOLE |  | 71556 | 0 | 0 |
| COUNTER PRESS ACQUISITION CO | *W EXP 02/07/202 | G2542B125 |  | 10292 | 171530 | SH | Call | SOLE |  | 171530 | 0 | 0 |
| CRESCENT ENERGY COMPANY | CL A COM | 44952J104 |  | 59950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | CLASS A COM | 22677T102 |  | 3979800 | 396000 | SH |  | SOLE |  | 396000 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | *W EXP 10/04/202 | 22677T110 |  | 41640 | 455086 | SH | Call | SOLE |  | 455086 | 0 | 0 |
| DENALI THERAPEUTICS INC | COM | 24823R105 |  | 69525 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| DIRECT SELLING ACQUISITIN CO | *W EXP 09/30/202 | 25460L111 |  | 29109 | 727736 | SH | Call | SOLE |  | 727736 | 0 | 0 |
| DMY SQUARED TECHNOLOGY GROUP | UNIT 99/99/9999 | 233276203 |  | 5990000 | 599000 | SH |  | SOLE |  | 399000 | 200000 | 0 |
| DMY TECHNOLOGY GROUP INC VI | UNIT 99/99/9999 | 233247204 |  | 2730864 | 270919 | SH |  | SOLE |  | 270919 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 |  | 14623 | 139269 | SH | Call | SOLE |  | 139269 | 0 | 0 |
| DP CAP ACQUISITION CORP I | UNIT 11/08/2026 | G2R05B118 |  | 1835446 | 179418 | SH |  | SOLE |  | 179418 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 4593409 | 465863 | SH |  | SOLE |  | 465863 | 0 | 0 |
| DRIVEN BRANDS HLDGS INC | COM | 26210V102 |  | 81766 | 2994 | SH |  | SOLE |  | 2994 | 0 | 0 |
| DUTCH BROS INC | CL A | 26701L100 |  | 140950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| EAST RES ACQUISITION CO | COM CL A | 274681105 |  | 1939290 | 190875 | SH |  | SOLE |  | 190875 | 0 | 0 |
| EAST RES ACQUISITION CO | *W EXP 07/01/202 | 274681113 |  | 168934 | 965339 | SH | Call | SOLE |  | 965339 | 0 | 0 |
| ECOVYST INC | COM | 27923Q109 |  | 110750 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| EDGEWISE THERAPEUTICS INC | COM | 28036F105 |  | 44700 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ENGAGESMART INC | COMMON STOCK | 29283F103 |  | 44000 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | UNIT 10/14/2026 | G3137C122 |  | 4168080 | 404668 | SH |  | SOLE |  | 404668 | 0 | 0 |
| EVERTEC INC | COM | 30040P103 |  | 161900 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| EXCELERATE ENERGY INC | CL A COM | 30069T101 |  | 207439 | 8281 | SH |  | SOLE |  | 8281 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 1026000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 7151 | 238380 | SH | Call | SOLE |  | 238380 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | UNIT 10/25/2028 | 30069X201 |  | 1426888 | 139891 | SH |  | SOLE |  | 139891 | 0 | 0 |
| EXELON CORP | COM | 30161N101 |  | 216150 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 |  | 1167401 | 116275 | SH |  | SOLE |  | 116275 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | UNIT 99/99/9999 | G3312L129 |  | 1004000 | 100000 | SH |  | SOLE |  | 0 | 100000 | 0 |
| FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 |  | 1361153 | 135573 | SH |  | SOLE |  | 135573 | 0 | 0 |
| FLUENCE ENERGY INC | COM CL A | 34379V103 |  | 42875 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| FRESHPET INC | COM | 358039105 |  | 211080 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| FREYR BATTERY ORD | COM | L4135L100 |  | 43400 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| FRONTIER INVESTMENT CORP | UNIT 06/29/2026 | G36816117 |  | 4953112 | 495559 | SH |  | SOLE |  | 495559 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 3438 | 125000 | SH | Call | SOLE |  | 125000 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | UNIT 02/28/2026 | G3728Y129 |  | 755688 | 74969 | SH |  | SOLE |  | 74969 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 6395 | 109133 | SH | Call | SOLE |  | 109133 | 0 | 0 |
| G SQUARED ASCEND II INC | UNIT 99/99/9999 | G42041114 |  | 6082180 | 601000 | SH |  | SOLE |  | 601000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | UNIT 99/99/9999 | 38021H206 |  | 1357557 | 134812 | SH |  | SOLE |  | 34812 | 100000 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 41220 | 274799 | SH | Call | SOLE |  | 224799 | 50000 | 0 |
| GORES HOLDINGS IX INC | UNIT 01/14/2029 | 38287A200 |  | 7368647 | 739824 | SH |  | SOLE |  | 739824 | 0 | 0 |
| GRAF ACQUISITION CORP IV | *W EXP 05/31/202 | 384272118 |  | 10630 | 125207 | SH | Call | SOLE |  | 125207 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 6229078 | 626038 | SH |  | SOLE |  | 626038 | 0 | 0 |
| GRID DYNAMICS HLDGS INC | CL A | 39813G109 |  | 86136 | 7677 | SH |  | SOLE |  | 7677 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | UNIT 02/24/2027 | 36263W204 |  | 3318558 | 327274 | SH |  | SOLE |  | 327274 | 0 | 0 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 213450 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| HEICO CORP NEW | CL A | 422806208 |  | 2370034 | 19775 | SH |  | SOLE |  | 0 | 19775 | 0 |
| HILLEVAX INC | COM | 43157M102 |  | 100380 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | CL A COM | 45827R106 |  | 8123878 | 788726 | SH |  | SOLE |  | 788726 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | *W EXP 99/99/999 | 45827R114 |  | 55211 | 394362 | SH | Call | SOLE |  | 394362 | 0 | 0 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 |  | 34890 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | UNIT 06/08/2026 | 47201B202 |  | 3520245 | 350622 | SH |  | SOLE |  | 350622 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | UNIT 06/17/2026 | G50735128 |  | 2266015 | 225250 | SH |  | SOLE |  | 225250 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 37746 | 580701 | SH | Call | SOLE |  | 580701 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | UNIT 99/99/9999 | G50737116 |  | 3025334 | 298949 | SH |  | SOLE |  | 298949 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 104747 | 641044 | SH | Call | SOLE |  | 641044 | 0 | 0 |
| JUNIPER II CORP | UNIT 99/99/9999 | 48203N202 |  | 3943269 | 386595 | SH |  | SOLE |  | 386595 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 4818 | 120161 | SH | Call | SOLE |  | 45161 | 75000 | 0 |
| KADEM SUSTAINABLE IMPACT COR | UNIT 03/17/2026 | 48284E204 |  | 474551 | 47266 | SH |  | SOLE |  | 47266 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 |  | 92524 | 544258 | SH | Call | SOLE |  | 544258 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | UNIT 99/99/9999 | G5251K111 |  | 4592377 | 449352 | SH |  | SOLE |  | 449352 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 105 | 18506 | SH | Call | SOLE |  | 18506 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | UNIT 99/99/9999 | G5259L111 |  | 3730288 | 370804 | SH |  | SOLE |  | 134237 | 236567 | 0 |
| KINSALE CAP GROUP INC | COM | 49714P108 |  | 392280 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 |  | 174500 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 |  | 83400 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | CLASS A COM | 51477A104 |  | 5008998 | 499900 | SH |  | SOLE |  | 499900 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 73032 | 730317 | SH | Call | SOLE |  | 730317 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | UNIT 99/99/9999 | G54035129 |  | 1786882 | 177270 | SH |  | SOLE |  | 177270 | 0 | 0 |
| LIBERTY ENERGY INC | COM CL A | 53115L104 |  | 240150 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | UNIT 99/99/9999 | 538086208 |  | 7846809 | 791009 | SH |  | SOLE |  | 791009 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | UNIT 03/01/2028 | 538126202 |  | 3451033 | 324956 | SH |  | SOLE |  | 324956 | 0 | 0 |
| LSB INDS INC | COM | 502160104 |  | 133000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MAGNOLIA OIL  GAS CORP | CL A | 559663109 |  | 117250 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | *W EXP 99/99/999 | 57520Y114 |  | 339 | 16954 | SH | Call | SOLE |  | 16954 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 733293 | 73366 | SH |  | SOLE |  | 73366 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 57520Y205 |  | 8081390 | 808139 | SH |  | SOLE |  | 808139 | 0 | 0 |
| MDH ACQUISITION CORP | COM CL A | 55283P106 |  | 1363520 | 136352 | SH |  | SOLE |  | 136352 | 0 | 0 |
| MDH ACQUISITION CORP | *W EXP 02/02/202 | 55283P114 |  | 26 | 88283 | SH | Call | SOLE |  | 88283 | 0 | 0 |
| MIRUM PHARMACEUTICALS INC | COM | 604749101 |  | 42900 | 2200 | SH |  | SOLE |  | 2200 | 0 | 0 |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 60741F104 |  | 525900 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| NETSTREIT CORP | COM | 64119V303 |  | 91650 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| NEW FORTRESS ENERGY INC | COM CL A | 644393100 |  | 424200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | COM CL A | 651450108 |  | 17238375 | 1732500 | SH |  | SOLE |  | 1732500 | 0 | 0 |
| NEWHOLD INVESTMENT CORP II | *W EXP 10/21/202 | 651450116 |  | 255923 | 1421795 | SH | Call | SOLE |  | 1421795 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | COM CLASS A | 66573W107 |  | 2004000 | 200000 | SH |  | SOLE |  | 175000 | 25000 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 1944 | 30000 | SH | Call | SOLE |  | 30000 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 2911 | 124932 | SH | Call | SOLE |  | 124932 | 0 | 0 |
| NUVALENT INC | COM | 670703107 |  | 193570 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| OAK STR HEALTH INC | COM | 67181A107 |  | 161325 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| OCA ACQUISITION CORP | COM CL A | 670865104 |  | 1074581 | 104633 | SH |  | SOLE |  | 104633 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 2960 | 100000 | SH | Call | SOLE |  | 0 | 100000 | 0 |
| OMNILIT ACQUISITION CORP | CLASS A COM | 68218C108 |  | 1150000 | 115000 | SH |  | SOLE |  | 91425 | 23575 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 38520 | 1097446 | SH | Call | SOLE |  | 1097446 | 0 | 0 |
| ONYX ACQUISITION CO I | UNIT 11/30/2028 | G6755Q125 |  | 2561994 | 247775 | SH |  | SOLE |  | 247775 | 0 | 0 |
| OPTION CARE HEALTH INC | COM NEW | 68404L201 |  | 565692 | 18800 | SH |  | SOLE |  | 18800 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 |  | 432400 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | UNIT 12/31/2028 | 69882P201 |  | 2027760 | 198800 | SH |  | SOLE |  | 198800 | 0 | 0 |
| PATRIA INVESTMENTS LIMITED | COM CL A | G69451105 |  | 34825 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | *W EXP 10/01/202 | G70021111 |  | 31208 | 476460 | SH | Call | SOLE |  | 476460 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 |  | 9729323 | 952921 | SH |  | SOLE |  | 952921 | 0 | 0 |
| PERFECT CORP | *W EXP 99/99/999 | G7006A117 |  | 5383 | 35000 | SH | Call | SOLE |  | 0 | 35000 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 4670 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | UNIT 99/99/9999 | G7008B113 |  | 2608668 | 258284 | SH |  | SOLE |  | 258284 | 0 | 0 |
| PG CORP | COM | 69331C108 |  | 325200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 |  | 2024200 | 200000 | SH |  | SOLE |  | 175000 | 25000 | 0 |
| PONTEM CORPORATION | SHS CL A | G71707106 |  | 720651 | 71281 | SH |  | SOLE |  | 71281 | 0 | 0 |
| PORTILLOS INC | COM CL A | 73642K106 |  | 163200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PORTLAND GEN ELEC CO | COM NEW | 736508847 |  | 245000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 3521972 | 354680 | SH |  | SOLE |  | 354680 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | *W EXP 04/12/202 | 737465112 |  | 8064 | 100795 | SH | Call | SOLE |  | 100795 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | UNIT 99/99/9999 | 737465203 |  | 4802142 | 477502 | SH |  | SOLE |  | 477502 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | UNIT 12/09/2026 | 73919C209 |  | 7435527 | 738384 | SH |  | SOLE |  | 738384 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 404000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 23 | 75318 | SH | Call | SOLE |  | 75318 | 0 | 0 |
| POWERED BRANDS | UNIT 99/99/9999 | G7209M124 |  | 6260008 | 620417 | SH |  | SOLE |  | 620417 | 0 | 0 |
| PRIME MEDICINE INC | COM | 74168J101 |  | 185800 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | UNIT 99/99/9999 | 74275N201 |  | 2935304 | 292361 | SH |  | SOLE |  | 192361 | 100000 | 0 |
| PRIVIA HEALTH GROUP INC | COM | 74276R102 |  | 113550 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| PROFRAC HLDG CORP | CLASS A COM | 74319N100 |  | 126000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| PROMETHEUS BIOSCIENCES INC | COM | 74349U108 |  | 55000 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| PROOF ACQUISITION CORP I | UNIT 99/99/9999 | 74349W203 |  | 3670606 | 360581 | SH |  | SOLE |  | 360581 | 0 | 0 |
| RELAY THERAPEUTICS INC | COM | 75943R102 |  | 88266 | 5908 | SH |  | SOLE |  | 5908 | 0 | 0 |
| RENOVACOR INC | *W EXP 99/99/999 | 75989E114 |  | 14436 | 203321 | SH | Call | SOLE |  | 203321 | 0 | 0 |
| REVELSTONE CAPITAL ACQSTN CO | UNIT 12/17/2026 | 76137R205 |  | 6930563 | 693750 | SH |  | SOLE |  | 693750 | 0 | 0 |
| RICE ACQUISITION CORP II | UNIT 99/99/9999 | G75529118 |  | 3590696 | 341971 | SH |  | SOLE |  | 341971 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 184300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| RMG ACQUISITION CORP III | UNIT 02/08/2026 | G76088114 |  | 623723 | 61816 | SH |  | SOLE |  | 61816 | 0 | 0 |
| ROSS ACQUISITION CORP II | *W EXP 02/01/202 | G7641C114 |  | 11056 | 220671 | SH | Call | SOLE |  | 220671 | 0 | 0 |
| ROSS ACQUISITION CORP II | UNIT 99/99/9999 | G7641C122 |  | 6926397 | 675746 | SH |  | SOLE |  | 175746 | 500000 | 0 |
| SCION TECH GROWTH II | UNIT 99/99/9999 | G31070124 |  | 1848319 | 183365 | SH |  | SOLE |  | 183365 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 |  | 1769320 | 178000 | SH |  | SOLE |  | 178000 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | UNIT 01/05/2027 | G79407113 |  | 25466962 | 2541613 | SH |  | SOLE |  | 2241613 | 300000 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 65403 | 277482 | SH | Call | SOLE |  | 277482 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | UNIT 99/99/9999 | G79471119 |  | 17663544 | 1750599 | SH |  | SOLE |  | 1750599 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | UNIT 06/28/2029 | G8192N129 |  | 7627500 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | G8192N111 |  | 16638 | 166377 | SH | Call | SOLE |  | 166377 | 0 | 0 |
| SKYDECK ACQUISITION CORP | UNIT 05/13/2026 | G82220107 |  | 7420397 | 738348 | SH |  | SOLE |  | 738348 | 0 | 0 |
| SLAM CORP | UNIT 99/99/9999 | G8210L113 |  | 1522030 | 150696 | SH |  | SOLE |  | 150696 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 709280 | 70505 | SH |  | SOLE |  | 70505 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 |  | 452753 | 45050 | SH |  | SOLE |  | 45050 | 0 | 0 |
| SOVOS BRANDS INC | COM | 84612U107 |  | 172440 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 73270 | 431000 | SH |  | SOLE |  | 431000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | UNIT 10/12/2027 | G83752124 |  | 2595000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | UNIT 99/99/9999 | G8T90F110 |  | 1047302 | 103899 | SH |  | SOLE |  | 103899 | 0 | 0 |
| SURGERY PARTNERS INC | COM | 86881A100 |  | 208950 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | UNIT 02/04/2026 | 86934L202 |  | 1252632 | 124578 | SH |  | SOLE |  | 74578 | 50000 | 0 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 640266 | 63330 | SH |  | SOLE |  | 63330 | 0 | 0 |
| SWIFTMERGE ACQUISITION CORP | UNIT 12/13/2026 | G63836129 |  | 19742571 | 1954710 | SH |  | SOLE |  | 1954710 | 0 | 0 |
| SYNDAX PHARMACEUTICALS INC | COM | 87164F105 |  | 127250 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | UNIT 99/99/9999 | G8662F127 |  | 2081073 | 206251 | SH |  | SOLE |  | 206251 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 414 | 55173 | SH | Call | SOLE |  | 55173 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | UNIT 10/31/2028 | G7158C127 |  | 2865242 | 276835 | SH |  | SOLE |  | 276835 | 0 | 0 |
| THUNDER BRDG CAP PRTNRS IV I | UNIT 06/30/2026 | 88605L206 |  | 3586478 | 360450 | SH |  | SOLE |  | 360450 | 0 | 0 |
| TIDEWATER INC NEW | COM | 88642R109 |  | 276375 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | UNIT 99/99/9999 | G8956E208 |  | 26839979 | 2675970 | SH |  | SOLE |  | 2675970 | 0 | 0 |
| TPB ACQUISITION CORP I | UNIT 08/09/2026 | G8990L119 |  | 15214563 | 1500450 | SH |  | SOLE |  | 1500450 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 1397164 | 142205 | SH |  | SOLE |  | 142205 | 0 | 0 |
| TPI COMPOSITES INC | COM | 87266J104 |  | 25350 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| TRINE II ACQUISITION CORP | UNIT 99/99/9999 | G9059F126 |  | 4701949 | 457388 | SH |  | SOLE |  | 457388 | 0 | 0 |
| TWIST BIOSCIENCE CORP | COM | 90184D100 |  | 59525 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| UDR INC | COM | 902653104 |  | 193650 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| UTA ACQUISITION CORPORATION | UNIT 12/01/2026 | G9473A125 |  | 649650 | 64194 | SH |  | SOLE |  | 64194 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | UNIT 04/02/2026 | G9460N114 |  | 755250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| VERITEX HLDGS INC | COM | 923451108 |  | 210600 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 35249 | 781573 | SH | Call | SOLE |  | 781573 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | COM | 96951B102 |  | 4483410 | 447000 | SH |  | SOLE |  | 372000 | 75000 | 0 |
| XP INC | CL A | G98239109 |  | 76700 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ZENTALIS PHARMACEUTICALS INC | COM | 98943L107 |  | 100700 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | UNIT 06/16/2026 | 989570205 |  | 2223367 | 224696 | SH |  | SOLE |  | 224696 | 0 | 0 |

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