# EDGAR Filing Document

**Accession Number:** 0001810747
**File Stem:** 0000940400-25-011493
**Filing Date:** 2025-11
**Character Count:** 21589
**Document Hash:** 71427c9ecacdd150def45714ee05ecde
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-011493.hdr.sgml**: 20251128

**ACCESSION NUMBER**: 0000940400-25-011493

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251128

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Simplify Exchange Traded Funds
- **CENTRAL INDEX KEY:** 0001810747

**ORGANIZATION NAME:**
- **EIN:** 851887571
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23570
- **FILM NUMBER:** 251534486

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** 646-741-2438

**MAIL ADDRESS:**
- **STREET 1:** 222 BROADWAY
- **STREET 2:** 22ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

## Series and Classes Contracts Data

### Simplify Enhanced Income ETF (Series ID: S000077868)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000238456 | Simplify Enhanced Income ETF | HIGH            |

## Nport-Ex

#### Simplify

#### Enhanced

#### Income

#### ETF

#### Schedule

#### of

#### Investments
September

30,

2025

(Unaudited)

#### Shares

#### Value

#### U.S.

#### Exchange-Traded

#### Funds

#### –

#### 81.5%

#### Money

#### Market

#### Funds

#### –

#### 81.5%
Simplify

Government

Money

Market

ETF(a)(b)

(Cost

$153,641,929)

.....................................................

1,535,000

$

153,622,800

#### Principal

#### U.S.

#### Treasury

#### Bills

#### –

#### 17.4%
U.S.

Treasury

Bill,

4.33%,

10/28/2025

(b)(c) ....................................

$

23,500,000

23,428,795

U.S.

Treasury

Bill,

4.00%,

12/11/2025

(b)(c) ....................................

9,350,000

9,279,189

Total

U.S.

Treasury

Bills

(Cost

$32,702,791)

........................................

32,707,984

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Purchased

#### Options

#### –

#### 0.9%

#### Calls

#### –

#### Exchange-Traded

#### –

#### 0.7%
S&P

500

Index,

October

Strike

Price

$6,775,

Expires

10/02/25

...........

186,312,500

2,062

S&P

500

Index,

October

Strike

Price

$6,670,

Expires

10/06/25

...........

48,024,000

298,800

S&P

500

Index,

October

Strike

Price

$6,790,

Expires

10/06/25

...........

118,146,000

30,015

S&P

500

Index,

October

Strike

Price

$6,690,

Expires

10/08/25

...........

46,830,000

290,500

S&P

500

Index,

October

Strike

Price

$6,725,

Expires

10/10/25

...........

50,437,500

243,375

S&P

500

Index,

October

Strike

Price

$6,725,

Expires

10/17/25

...........

58,507,500

468,930

1,333,682

#### Puts

#### –

#### Exchange-Traded

#### –

#### 0.2%
Nasdaq

Index,

October

Strike

Price

$22,550,

Expires

10/10/25(d)

......

42,845,000

22,800

Russell

2000

Index,

October

Strike

Price

$2,240,

Expires

10/08/25(d)

......

44,800,000

17,000

Russell

2000

Index,

October

Strike

Price

$2,215,

Expires

10/10/25(d)

......

43,192,500

21,450

Russell

2000

Index,

October

Strike

Price

$2,230,

Expires

10/10/25(d)

......

43,262,000

23,280

S&P

500

Index,

October

Strike

Price

$6,360,

Expires

10/06/25

...........

198,432,000

46,020

S&P

500

Index,

October

Strike

Price

$6,400,

Expires

10/06/25

...........

136,960,000

56,175

S&P

500

Index,

October

Strike

Price

$6,350,

Expires

10/08/25

...........

217,170,000

119,700

S&P

500

Index,

October

Strike

Price

$6,100,

Expires

10/10/25(d)

.........

39,040,000

14,400

S&P

500

Index,

October

Strike

Price

$6,140,

Expires

10/10/25(d)

.........

39,296,000

16,000

SPDR

Gold

Shares,

October

Strike

Price

$324,

Expires

10/10/25(d)

.......

1,964

63,633,600

23,568

SPDR

Gold

Shares,

October

Strike

Price

$328,

Expires

10/10/25(d)

.......

1,953

64,058,400

32,225

392,618

Total

Purchased

Options

(Cost

$2,184,962)

...........................................

1,726,300

#### Shares

#### Money

#### Market

#### Fund

#### –

#### 0.5%
Dreyfus

Treasury

Obligations

Cash

Management

Fund,

Institutional

Shares,

4.00%(e)

(Cost

$856,345)

.........................................................

856,345

856,345

Total

Investments

–

100.3%

(Cost

$189,386,027)

...........................................................

$

188,913,429

Liabilities

in

Excess

of

Other

Assets

–

(0.3)%

.........................................

(517,144)

#### Net

#### Assets

#### –

#### 100.0%

#### ............................................................

#### $

#### 188,396,285

#### Simplify

#### Enhanced

#### Income

#### ETF

#### Schedule

#### of

#### Investments
(Continued)

September

30,

2025

(Unaudited)

#### Number

#### of

#### Contracts

#### Notional

#### Amount

#### Value

#### Written

#### Options

#### –

#### (0.3)%

#### Puts

#### –

#### Exchange-Traded

#### –

#### (0.3)%
Nasdaq

Index,

October

Strike

Price

$23,550,

Expires

10/10/25

........

(19) $

(44,745,000)

$

(73,245)

Russell

2000

Index,

October

Strike

Price

$2,340,

Expires

10/08/25

........

(200) (46,800,000)

(62,000)

Russell

2000

Index,

October

Strike

Price

$2,315,

Expires

10/10/25

........

(195) (45,142,500)

(61,425)

Russell

2000

Index,

October

Strike

Price

$2,330,

Expires

10/10/25

........

(194) (45,202,000)

(79,540)

S&P

500

Index,

October

Strike

Price

$6,400,

Expires

10/10/25

...........

(64) (40,960,000)

(42,240)

S&P

500

Index,

October

Strike

Price

$6,440,

Expires

10/10/25

...........

(64) (41,216,000)

(52,160)

SPDR

Gold

Shares,

October

Strike

Price

$334,

Expires

10/10/25

.........

(1,964)

(65,597,600)

(54,992)

SPDR

Gold

Shares,

October

Strike

Price

$338,

Expires

10/10/25

.........

(1,953)

(66,011,400)

(88,862)

(514,464)

Total

Written

Options

(Premiums

Received

$789,390)

...................................

$

(514,464)

(a) A

copy

of

the

security's

annual

report

to

shareholders

may

be

obtained

without

charge

at

www.simplify.us.

(b) Securities

with

an

aggregate

market

value

of

$112,571,762

have

been

pledged

as

collateral

for

options

as

of

September

30,

2025. (c) Represents

a

zero

coupon

bond.

Rate

shown

reflects

the

effective

yield.

(d) Held

in

connection

with

Written

Options.

(e) Rate

shown

reflects

the

7-day

yield

as

of

September

30,

2025. #### Summary

#### of

#### Investment

#### Type††

#### Investment

#### Categories

#### %

#### of

#### Net

#### Assets
U.S.

Exchange-Traded

Funds

....................................................................

81.5%

U.S.

Treasury

Bills

.............................................................................

17.4%

Purchased

Options

............................................................................

0.9%

Money

Market

Fund

...........................................................................

0.5%

Total

Investments

.............................................................................

100.3%

Liabilities

in

Excess

of

Other

Assets

...............................................................

(0.3)%

#### Net

#### Assets

#### ..................................................................................

#### 100.0%
††

The

percentage

shown

for

each

investment

category

is

the

total

value

of

investments

in

that

category

as

a

percentage

of

the

net

assets

of

the

Fund.

The

table

depicts

the

Fund's

investments

but

may

not

represent

the

Fund's

market

exposure

to

certain

derivatives,

if

any,

which

are

included

in

Liabilities

in

Excess

of

Other

Assets.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Simplify Exchange Traded Funds

- **b. Investment Company Act file number:** 811-23570

- **c. CIK number of Registrant:** 0001810747

- **d. LEI of Registrant:** 549300LDDEMEUCZQEO55

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 10845 Griffith Peak Drive

  - **City:** Las Vegas

  - **State:** NV

  - **Foreign country:** US

  - **Zip / Postal Code:** 89135

  - **Telephone number:** (702) 389-9705

**Item A.2. Information about the Series.**

- **a. Name of Series:** Simplify Enhanced Income ETF

- **b. EDGAR series identifier (if any):** S000077868

- **c. LEI of Series:** 549300OJXAJOLCPWKP49

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $189104491.82

**Total Liabilities:** $707520.28

**Net Assets:** $188396971.54

**Cash Not Reported:** $268796.02

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000238456 | -3.35%               | 0.26%                | 0.70%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2565.31                 | $133193.72                                 |
| Month 2  | $860.16                  | $-153577.34                                |
| Month 3  | $-6132.00                | $5389.27                                   |

**Designated Index Information**

- **Index Name:** Absolute

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                 | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| INTERCONTINENTAL EXCHANGE, INC.      | SPDR GOLD SHARES                     | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |      1964 | NC      | $23568.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -65 | NC      | $-27300.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        75 | NC      | $243375.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                         | NASDAQ 100 INDEX                     | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |        19 | NC      | $10830.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                         | NASDAQ 100 INDEX                     | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |       -19 | NC      | $-73245.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.      | SPDR GOLD SHARES                     | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |      1953 | NC      | $32224.50     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | RUSSELL 2000 INDEX                   | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       194 | NC      | $23280.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                         | NASDAQ 100 INDEX                     | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |       -19 | NC      | $-35340.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        65 | NC      | $9100.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | RUSSELL 2000 INDEX                   | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -195 | NC      | $-61425.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS TRSY OBLIG CASH M            | DREYFUS TRSY OBLIG CASH M            | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    856345 | NS      | $856344.57    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                         | NASDAQ 100 INDEX                     | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |       -19 | NC      | $-52060.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        64 | NC      | $16000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.      | SPDR GOLD SHARES                     | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |     -1953 | NC      | $-88861.50    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       214 | NC      | $56175.00     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        72 | NC      | $298800.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE, INC.      | SPDR GOLD SHARES                     | CUSIP: 000000000<br>LEI: 5493000F4ZO33MV32P92 | N/A              | DE               | CORP              | US        |     -1964 | NC      | $-54992.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                        | United States Treasury Bill          | CUSIP: 912797RE9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  23500000 | PA      | $23428795.00  | 12.44%            | 2025-10-28      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       174 | NC      | $30015.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -64 | NC      | $-52160.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        64 | NC      | $14400.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | RUSSELL 2000 INDEX                   | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -200 | NC      | $-62000.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        87 | NC      | $468930.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                        | United States Treasury Bill          | CUSIP: 912797QY6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   9350000 | PA      | $9279189.36   | 4.93%             | 2025-12-11      | None          | 0.00%                 | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       275 | NC      | $2062.50      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                         | NASDAQ 100 INDEX                     | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |        19 | NC      | $18240.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | RUSSELL 2000 INDEX                   | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       195 | NC      | $21450.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |        70 | NC      | $290500.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | RUSSELL 2000 INDEX                   | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |      -194 | NC      | $-79540.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       312 | NC      | $46020.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NASDAQ, INC.                         | NASDAQ 100 INDEX                     | CUSIP: 000000000<br>LEI: 549300L8X1Q78ERXFD06 | N/A              | DE               | CORP              | US        |        19 | NC      | $22800.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | RUSSELL 2000 INDEX                   | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       200 | NC      | $17000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Simplify Government Money Market ETF | Simplify Government Money Market ETF | CUSIP: 82889N269<br>LEI: 529900UXSTJQHYE7H806 | Long             | STIV             | RF                | US        |   1535000 | NS      | $153622800.00 | 81.54%            |  |  |  | No            |                  1 | On Loan: No      |
| CBOE GLOBAL MARKETS, INC.            | S&P 500 INDEX                        | CUSIP: 000000000<br>LEI: 529900RLNSGA90UPEH54 | N/A              | DE               | CORP              | US        |       -64 | NC      | $-42240.00    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-26

**Name of Applicant:** Simplify Exchange Traded Funds

**Signature:** Paul Kim

**Name of Signer:** Paul Kim

**Title:** Trustee & President