# EDGAR Filing Document

**Accession Number:** 0000791540
**File Stem:** 0000791540-26-000005
**Filing Date:** 2026-2
**Character Count:** 2757
**Document Hash:** 73571ac86ec0854921d12f97cc00d15e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000791540-26-000005.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000791540-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NBC SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000791540

**ORGANIZATION NAME:**
- **EIN:** 630923499
- **STATE OF INCORPORATION:** AL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-35870
- **FILM NUMBER:** 26698912

**BUSINESS ADDRESS:**
- **STREET 1:** 1927 1ST AVENUE NORTH
- **CITY:** BIRMINGHAM
- **STATE:** AL
- **ZIP:** 35203-0686
- **BUSINESS PHONE:** 205-583-3238

**MAIL ADDRESS:**
- **STREET 1:** 1927 1ST AVENUE NORTH
- **CITY:** BIRMINGHAM
- **STATE:** AL
- **ZIP:** 35203-0686

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NBC SECURITIES INC                                      /BD
- **DATE OF NAME CHANGE:** 20020124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NBC COMMERCE INVESTMENTS
- **DATE OF NAME CHANGE:** 19950614

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NBC COMMERCE INVESTMENTS INC                            /BD
- **DATE OF NAME CHANGE:** 19930721

### Attached PDF Documents

**Attachment 1:** `Full2025Financial.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000791540

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** NBC SECURITIES, INC.

**Business Address:** 1927 1ST AVENUE NORTH, Suite 500, BIRMINGHAM, AL, 35203-0686

**Contact Person:** Blaine Miller

**Contact Phone:** 2055833238

### Independent Public Accountant Identification

**Accountant Name:** Anders Minkler Huber & Helm LLP

**Accountant Address:** 800 Market St, Suite 500, ST. Louis, MO, 63101

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **John R. Doody**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NBC SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** John Doody

**Title:** CEO

**Notarized:** Yes