# EDGAR Filing Document

**Accession Number:** 0001081698
**File Stem:** 0001081698-26-000005
**Filing Date:** 2026-5
**Character Count:** 34012
**Document Hash:** bbb0386d40af48e838748d79c356b420
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001081698-26-000005.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001081698-26-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HEIGHTS CAPITAL MANAGEMENT, INC
- **CENTRAL INDEX KEY:** 0001081698

**ORGANIZATION NAME:**
- **EIN:** 232864707

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13218
- **FILM NUMBER:** 26982526

**BUSINESS ADDRESS:**
- **STREET 1:** 101 CALIFORNIA STREET
- **STREET 2:** SUITE 3250
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 415-403-6550

**MAIL ADDRESS:**
- **STREET 1:** 101 CALIFORNIA STREET
- **STREET 2:** SUITE 3250
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HEIGHTS CAPITAL MANAGEMENT, INC.
- **DATE OF NAME CHANGE:** 20130709

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HEIGHTS CAPITAL MANAGEMENT INC
- **DATE OF NAME CHANGE:** 19990311

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HEIGHTS CAPITAL MANAGEMENT INC<br>**Address:** 101 CALIFORNIA STREET<br>SUITE 3250<br>SAN FRANCISCO, CA 94111

**Form 13F File Number:** 028-13218

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brian Sopinsky<br>**Title:** Assistant Secretary<br>**Phone:** 610-617-2600

**Signature, Place, and Date of Signing:**

Brian Sopinsky  BALA CYNWYD, PA  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 265

**Form 13F Information Table Value Total:** $358765289

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                 | Form 13F File Number   |
|:---|:---|:---|
|  | CVI Investments Inc. | 028-17822              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| A PARADISE ACQUISITION CORP | COM CL A | G04819101 |  | 2029932 | 199600 | SH |  | OTR | 12 | 199600 | 0 | 0 |
| AA MISSION ACQUISITION CORP | ORD SHS CL A | G1000S109 |  | 2014000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| AA MISSION ACQUISITION CORP | *W EXP 07/23/203 | G1000S125 |  | 16100 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| ABONY ACQUISITION CORP I | UNIT 01/29/2031 | G00582125 |  | 248500 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| AI INFRASTRUCTURE ACQUISI | ORD SHS CL A | G01336109 |  | 3009000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| AI INFRASTRUCTURE ACQUISI | RIGHT 99/99/9999 | G01336117 |  | 75000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| AINOS INC | *W EXP 07/29/202 | 00902F113 |  | 6466 | 55837 | SH |  | OTR | 12 | 55837 | 0 | 0 |
| ALDABRA 4 LQDTY OPP VEH INC | UNIT 12/23/2030 | G01900201 |  | 1246250 | 125000 | SH |  | OTR | 12 | 125000 | 0 | 0 |
| AMERICAN DRIVE ACQUISITION C | UNIT 12/04/2030 | G0R91M121 |  | 498500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| AMPLITECH GROUP INC | RIGHT 07/18/2026 | 03211Q135 |  | 86100 | 1230000 | SH |  | OTR | 12 | 1230000 | 0 | 0 |
| AMPLITECH GROUP INC | RIGHT 11/20/2026 | 03211Q143 |  | 75030 | 1230000 | SH |  | OTR | 12 | 1230000 | 0 | 0 |
| ANDRETTI ACQUISITION CORP II | ORD SHS CL A | G26745102 |  | 283423 | 26600 | SH |  | OTR | 12 | 26600 | 0 | 0 |
| APEX TECH ACQUISITION INC | UNIT 99/99/9999 | G0R21F121 |  | 750750 | 75000 | SH |  | OTR | 12 | 75000 | 0 | 0 |
| APEX TREAS CORP | ORD SHS CL A | G04104108 |  | 249750 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| APEX TREAS CORP | *W EXP 10/07/203 | G04104124 |  | 3000 | 12500 | SH |  | OTR | 12 | 12500 | 0 | 0 |
| ARMADA ACQUISITION CORP II | COM CL A | G0R38G104 |  | 1971963 | 191267 | SH |  | OTR | 12 | 191267 | 0 | 0 |
| ARMADA ACQUISITION CORP II | *W EXP 05/21/203 | G0R38G112 |  | 57380 | 95633 | SH |  | OTR | 12 | 95633 | 0 | 0 |
| ARMADA ACQUISITION CORP III | UNIT 02/13/2031 | G0R38M127 |  | 3646350 | 365000 | SH |  | OTR | 12 | 365000 | 0 | 0 |
| AVERIN CAP ACQUISITION CORP | UNIT 01/30/2031 | G0679A126 |  | 199800 | 20000 | SH |  | OTR | 12 | 20000 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | ORD SHS CL A | G0750N104 |  | 506500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | RIGHT 06/10/2030 | G0750N112 |  | 8738 | 46014 | SH |  | OTR | 12 | 46014 | 0 | 0 |
| BERTO ACQUISITION CORP | ORD SHS | G1051H101 |  | 1025000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| BERTO ACQUISITION CORP | *W EXP 05/01/203 | G1051H119 |  | 13550 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| BEST SPAC I ACQUISITION CORP | USD CL A ORD SHS | G1069P103 |  | 1795500 | 175000 | SH |  | OTR | 12 | 175000 | 0 | 0 |
| BEST SPAC I ACQUISITION CORP | RIGHT 05/27/2030 | G1069P129 |  | 31446 | 174700 | SH |  | OTR | 12 | 174700 | 0 | 0 |
| BHAV ACQUISITION CORP | UNIT 03/18/2031 | G1R59W127 |  | 4935150 | 495000 | SH |  | OTR | 12 | 495000 | 0 | 0 |
| BIOVIE INC | *W EXP 08/08/203 | 09074F173 |  | 27900 | 90000 | SH |  | OTR | 12 | 90000 | 0 | 0 |
| BLEICHROEDER ACQUISITI CORP | USD CL A ORD SHS | G1170E104 |  | 2801061 | 279547 | SH |  | OTR | 12 | 279547 | 0 | 0 |
| BLEICHROEDER ACQUISITI CORP | *W EXP 12/23/203 | G1170E112 |  | 88616 | 93182 | SH |  | OTR | 12 | 93182 | 0 | 0 |
| BLUE ACQUISITION CORP. | ORD SHS CL A | G1331A108 |  | 341576 | 33455 | SH |  | OTR | 12 | 33455 | 0 | 0 |
| BLUE WTR ACQUISITION CORP IV | UNIT 99/99/9999 | G1368A120 |  | 595200 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| BLUEPORT ACQUISITION LTD | USD CL A ORD SHS | G1196A102 |  | 1001000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| BLUEPORT ACQUISITION LTD | RIGHT 02/13/2027 | G1196A110 |  | 18500 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| BLUEROCK ACQUISITION CORP | USD CL A ORD SHS | G1352R105 |  | 990000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| BLUEROCK ACQUISITION CORP | *W EXP 12/12/203 | G1352R113 |  | 11000 | 33333 | SH |  | OTR | 12 | 33333 | 0 | 0 |
| BRIACELL THERAPEUTICS CORP | *W EXP 99/99/999 | 107930117 |  | 75614 | 540098 | SH |  | OTR | 12 | 540098 | 0 | 0 |
| BRIACELL THERAPEUTICS CORP | *W EXP 01/15/203 | 107930125 |  | 300000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| CALISA ACQUISITION CORP | ORD SHS | G1771C101 |  | 745229 | 74300 | SH |  | OTR | 12 | 74300 | 0 | 0 |
| CALISA ACQUISITION CORP | RIGHT 09/11/2030 | G1771C127 |  | 25456 | 46284 | SH |  | OTR | 12 | 46284 | 0 | 0 |
| CAMBRIDGE ACQUISITION CORP | UNIT 01/30/2031 | G1871M124 |  | 547800 | 55000 | SH |  | OTR | 12 | 55000 | 0 | 0 |
| CANDEL THERAPEUTICS INC | COM | 137404109 |  | 3797500 | 775000 | SH |  | OTR | 12 | 775000 | 0 | 0 |
| CANTOR EQUITY PARTNERS VI IN | CL A ORD SHS | G1828R101 |  | 1012000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| CARTESIAN GROWTH CORP III | COM CL A | G19307100 |  | 1537500 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| CARTESIAN GROWTH CORP III | *W EXP 05/02/203 | G19307126 |  | 52500 | 75000 | SH |  | OTR | 12 | 75000 | 0 | 0 |
| CAYSON ACQUISITION CORP | SHS | G1993W109 |  | 1650000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| CAYSON ACQUISITION CORP | RIGHT 99/99/9999 | G1993W117 |  | 12402 | 56374 | SH |  | OTR | 12 | 56374 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | SHS CL A | G2124S108 |  | 2172744 | 212182 | SH |  | OTR | 12 | 212182 | 0 | 0 |
| CHAMPIONSGATE ACQUISITION CO | RIGHT 05/14/2030 | G2124S116 |  | 29051 | 207510 | SH |  | OTR | 12 | 207510 | 0 | 0 |
| CHARLTON ARIA ACQUISITION CO | ORD SHS CL A | G9877L107 |  | 422800 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| CHENGHE ACQUISITION III CO | ORD SHS CL A | G2086N105 |  | 403400 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| CHENGHE ACQUISITION III CO | *W EXP 09/09/203 | G2086N121 |  | 4800 | 20000 | SH |  | OTR | 12 | 20000 | 0 | 0 |
| CHURCHILL CAP CORP XI | CL A ORD SHS | G2131A108 |  | 4557950 | 448176 | SH |  | OTR | 12 | 448176 | 0 | 0 |
| CHURCHILL CAP CORP XI | *W EXP 12/10/203 | G2131A116 |  | 32492 | 44817 | SH |  | OTR | 12 | 44817 | 0 | 0 |
| CLEARTHINK 1 ACQUISITION COR | UNIT 01/26/2031 | G2294A127 |  | 1247500 | 125000 | SH |  | OTR | 12 | 125000 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | COM | 12664M103 |  | 414800 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | *W EXP 08/17/202 | 12664M111 |  | 4400 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| CO2 ENERGY TRANSITION CORP | RIGHT 10/15/2028 | 12664M129 |  | 6799 | 39996 | SH |  | OTR | 12 | 39996 | 0 | 0 |
| COLOMBIER ACQUISITION CORP I | UNIT 99/99/9999 | G2284A129 |  | 763500 | 75000 | SH |  | OTR | 12 | 75000 | 0 | 0 |
| COLUMBUS CIRCLE CAP CORP II | UNIT 02/11/2031 | G2296M111 |  | 248500 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 20451W101 |  | 8253055 | 1492415 | SH |  | OTR | 12 | 1492415 | 0 | 0 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 |  | 3096000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| COPLEY ACQUISITION CORP | *W EXP 99/99/999 | G24243126 |  | 22500 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| CRANE HBR ACQUISITION CORP I | ORD SHS CL A | G25014104 |  | 742500 | 75000 | SH |  | OTR | 12 | 75000 | 0 | 0 |
| CRANE HBR ACQUISITION CORP I | RIGHT 12/09/2030 | G25014112 |  | 13464 | 74800 | SH |  | OTR | 12 | 74800 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | ORD SHS CL A | G2574F119 |  | 2004000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | RIGHT 10/06/2030 | G2574F127 |  | 13929 | 92860 | SH |  | OTR | 12 | 92860 | 0 | 0 |
| CROWN RESV ACQUISITION CORP | *W EXP 10/06/203 | G2574S103 |  | 4500 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| CSLM DIGITA ASSET ACQ CORP I | USD CL A ORD SHS | G2584S101 |  | 500996 | 49900 | SH |  | OTR | 12 | 49900 | 0 | 0 |
| CSLM DIGITA ASSET ACQ CORP I | *W EXP 08/28/203 | G2584S119 |  | 6487 | 24950 | SH |  | OTR | 12 | 24950 | 0 | 0 |
| D BORAL ACQUISITION I CORP | UNIT 01/30/2031 | G2616T127 |  | 600000 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | SHS CL A | G2616F101 |  | 250541 | 24757 | SH |  | OTR | 12 | 24757 | 0 | 0 |
| D. BORAL ARC ACQ I CORP. | *W EXP 07/23/203 | G2616F119 |  | 6932 | 12378 | SH |  | OTR | 12 | 12378 | 0 | 0 |
| DATA STORAGE CORP | *W EXP 05/18/202 | 23786R110 |  | 1923 | 29000 | SH |  | OTR | 12 | 29000 | 0 | 0 |
| DRUGS MADE IN AMER ACQ II CO | USD ORD SHS | G2851K104 |  | 5183612 | 519400 | SH |  | OTR | 12 | 519400 | 0 | 0 |
| DRUGS MADE IN AMER ACQ II CO | RIGHT 09/16/2030 | G2851K112 |  | 34303 | 428784 | SH |  | OTR | 12 | 428784 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | ORD SHS | G2847J104 |  | 6825000 | 650000 | SH |  | OTR | 12 | 650000 | 0 | 0 |
| DUNE ACQUISITION CORP II | SHS CL A | G2867S109 |  | 309900 | 30000 | SH |  | OTR | 12 | 30000 | 0 | 0 |
| DUNE ACQUISITION CORP II | *W EXP 04/04/203 | G2867S117 |  | 6075 | 22500 | SH |  | OTR | 12 | 22500 | 0 | 0 |
| DYNAMIX CORP | *W EXP 10/25/202 | G2949D112 |  | 45600 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| DYNAMIX CORP III | USD CL A ORD SHS | G2949T109 |  | 1984000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| DYNAMIX CORP III | *W EXP 10/10/203 | G2949T117 |  | 29950 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| EMMIS ACQUISITION CORP. | SHS CL A | G3037D105 |  | 3517500 | 350000 | SH |  | OTR | 12 | 350000 | 0 | 0 |
| EMMIS ACQUISITION CORP. | RIGHT 09/12/2030 | G3037D113 |  | 51415 | 350000 | SH |  | OTR | 12 | 350000 | 0 | 0 |
| EMPERY DIGITAL INC | COM NEW | 92864V608 |  | 4230000 | 1000000 | SH |  | OTR | 12 | 1000000 | 0 | 0 |
| ERNEXA THERAPEUTICS INC | *W EXP 02/04/203 | 114082118 |  | 16000 | 400000 | SH |  | OTR | 12 | 400000 | 0 | 0 |
| ESS TECH INC | *W EXP 10/08/202 | 26916J114 |  | 11842 | 586218 | SH |  | OTR | 12 | 586218 | 0 | 0 |
| ESS TECH INC | COM NEW | 26916J205 |  | 1127289 | 963495 | SH |  | OTR | 12 | 963495 | 0 | 0 |
| EUREKA ACQUISITION CORP | SHS CL A | G32168109 |  | 174636 | 15400 | SH |  | OTR | 12 | 15400 | 0 | 0 |
| EVOLUTION GLOBAL ACQUISITION | USD CL A ORD SHS | G3226F101 |  | 824867 | 82652 | SH |  | OTR | 12 | 82652 | 0 | 0 |
| EVOLUTION GLOBAL ACQUISITION | *W EXP 10/22/203 | G3226F119 |  | 14877 | 41326 | SH |  | OTR | 12 | 41326 | 0 | 0 |
| FACT II ACQUISITION CORP | ORD SHS CL A | G32901103 |  | 630300 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| FACT II ACQUISITION CORP | *W EXP 11/26/203 | G32901129 |  | 12000 | 30000 | SH |  | OTR | 12 | 30000 | 0 | 0 |
| FG IMPERII ACQUISITION CORP | UNIT 10/14/2030 | G3R41C128 |  | 498500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| FG MERGER II CORP | COM | 30334J102 |  | 7979000 | 790000 | SH |  | OTR | 12 | 790000 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | ORD SHS CL A | G3415K101 |  | 3605000 | 350000 | SH |  | OTR | 12 | 350000 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | RIGHT 02/21/2030 | G3415K135 |  | 19948 | 70938 | SH |  | OTR | 12 | 70938 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | USD CL A ORD SHS | G3473K100 |  | 1013000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | *W EXP 06/17/203 | G3473K118 |  | 13510 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| FLAG SHIP ACQUISITION CORP | ORD SHS | G3530C109 |  | 3307676 | 302347 | SH |  | OTR | 12 | 302347 | 0 | 0 |
| FLAG SHIP ACQUISITION CORP | RIGHT 03/31/2026 | G3530C117 |  | 30743 | 279226 | SH |  | OTR | 12 | 279226 | 0 | 0 |
| FLUTTER ENTMT PLC | SHS | G3643J108 |  | 29991651 | 294180 | SH |  | OTR | 12 | 294180 | 0 | 0 |
| FUTURE MONEY ACQUISITION COR | UNIT 03/16/2031 | G3700S124 |  | 2994000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| FUTURE VISION II ACQUISITION | SHS | G37068106 |  | 3500250 | 325000 | SH |  | OTR | 12 | 325000 | 0 | 0 |
| FUTURE VISION II ACQUISITION | RIGHT 06/29/2029 | G37068114 |  | 33409 | 256994 | SH |  | OTR | 12 | 256994 | 0 | 0 |
| GALATA ACQUISITION CORP II | ORD SHS CL A | G3R25N108 |  | 149850 | 15000 | SH |  | OTR | 12 | 15000 | 0 | 0 |
| GALAXYEDGE ACQUISITION CORP | UNIT 99/99/9999 | G3710B129 |  | 1501545 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| GIGCAPITAL8 CORP | ORD CL A | G3864J100 |  | 1411583 | 141583 | SH |  | OTR | 12 | 141583 | 0 | 0 |
| GIGCAPITAL8 CORP | RIGHT 09/30/2030 | G3864J118 |  | 42042 | 140140 | SH |  | OTR | 12 | 140140 | 0 | 0 |
| GIGCAPITAL9 CORP | UNIT 12/01/2030 | G3865B106 |  | 502000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | CL A ORD SHS | G3933N116 |  | 1273347 | 124229 | SH |  | OTR | 12 | 124229 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | *W EXP 06/17/203 | G3933N124 |  | 11889 | 93171 | SH |  | OTR | 12 | 93171 | 0 | 0 |
| GLOBA TERRA ACQUISITION COR | RIGHT 06/17/2030 | G3933N132 |  | 11701 | 92276 | SH |  | OTR | 12 | 92276 | 0 | 0 |
| GOLD ROYALTY CORP | *W EXP 05/31/202 | 38071H122 |  | 411505 | 249397 | SH |  | OTR | 12 | 249397 | 0 | 0 |
| GP-ACT III ACQUISITION CORP | CL A | G4035N103 |  | 4213714 | 388719 | SH |  | OTR | 12 | 388719 | 0 | 0 |
| GSR IV ACQUISITION CORP | CL A SHS | G4R12K107 |  | 991649 | 98819 | SH |  | OTR | 12 | 98819 | 0 | 0 |
| GSR IV ACQUISITION CORP | RIGHT 08/22/2030 | G4R12K115 |  | 32872 | 13417 | SH |  | OTR | 12 | 13417 | 0 | 0 |
| HALL CHADWICK ACQUISITION CO | ORD SHS CL A | G42386105 |  | 1489401 | 149990 | SH |  | OTR | 12 | 149990 | 0 | 0 |
| HALL CHADWICK ACQUISITION CO | RIGHT 11/20/2030 | G42386113 |  | 35345 | 147272 | SH |  | OTR | 12 | 147272 | 0 | 0 |
| HARVARD AVE ACQUISITION CORP | USD CL A ORD SHS | G4330A103 |  | 100100 | 10000 | SH |  | OTR | 12 | 10000 | 0 | 0 |
| HCM IV ACQUISITION CORP | UNIT 01/20/2031 | G4365S128 |  | 501500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| HEALTH IN TECH INC | CL A | 42217D102 |  | 541282 | 373298 | SH |  | OTR | 12 | 373298 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | ORD SHS CL A | G4405D107 |  | 621000 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| HENNESSY CAP INVTS CORP VIII | UNIT 02/02/2031 | G44055112 |  | 3000000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| HIGHVIEW MERGER CORP | ORD SH CL A | G4569C101 |  | 502500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| HIGHVIEW MERGER CORP | *W EXP 07/24/203 | G4569C119 |  | 6253 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| IB ACQUISITION CORP | RIGHT 09/28/2026 | 44934N116 |  | 10399 | 100179 | SH |  | OTR | 12 | 100179 | 0 | 0 |
| IDEA ACQUISITION CORP | UNIT 01/06/2031 | G4727U126 |  | 941450 | 95000 | SH |  | OTR | 12 | 95000 | 0 | 0 |
| ILLUMINATION ACQUISITIO CORP | UNIT 12/23/2031 | G470AU126 |  | 353152 | 35600 | SH |  | OTR | 12 | 35600 | 0 | 0 |
| INDIGO ACQUISITION CORP | ORD SHS | G4791J106 |  | 1014000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| INDIGO ACQUISITION CORP | RIGHT 04/02/2027 | G4791J114 |  | 12371 | 97489 | SH |  | OTR | 12 | 97489 | 0 | 0 |
| INFLECTION POINT ACQU CORP V | ORD SHS CL A | G6001J107 |  | 1040000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| INFLECTION PT ACQUISIT CORP | UNIT 03/03/2031 | G4790S123 |  | 1518000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| INFLECTION PT ACQUISITION CO | CL A ORD SHS | G47875102 |  | 510500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| INSIGHT DIGITAL PARTNERS II | CL A ORD | G4814G105 |  | 498000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| INSIGHT DIGITAL PARTNERS II | *W EXP 10/28/203 | G4814G113 |  | 7000 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| INSIGHT MOLECULAR DIA INC | COM NEW | 68235C206 |  | 1287548 | 392545 | SH |  | OTR | 12 | 392545 | 0 | 0 |
| INVEST GREEN ACQUISITION COR | CL A ORD SHS | G4924G102 |  | 1491000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| INVEST GREEN ACQUISITION COR | RIGHT 11/17/2030 | G4924G110 |  | 27967 | 147193 | SH |  | OTR | 12 | 147193 | 0 | 0 |
| IONQ INC | COM | 46222L108 |  | 23512076 | 815542 | SH |  | OTR | 12 | 815542 | 0 | 0 |
| IRIS ACQUISITION CORP II | UNIT 99/99/9999 | G4940M125 |  | 1842600 | 185000 | SH |  | OTR | 12 | 185000 | 0 | 0 |
| IRON HORSE ACQUISIT II CORP | COM | 46283H103 |  | 4638900 | 470000 | SH |  | OTR | 12 | 470000 | 0 | 0 |
| IRON HORSE ACQUISIT II CORP | RIGHT 07/11/2030 | 46283H129 |  | 51888 | 470000 | SH |  | OTR | 12 | 470000 | 0 | 0 |
| ITHAX ACQUISITION CORP III | USD CL A ORD SHS | G4977S102 |  | 1089000 | 110000 | SH |  | OTR | 12 | 110000 | 0 | 0 |
| ITHAX ACQUISITION CORP III | *W EXP 11/17/203 | G4977S110 |  | 13200 | 55000 | SH |  | OTR | 12 | 55000 | 0 | 0 |
| IVEDA SOLUTIONS INC | *W EXP 04/01/202 | 46583A113 |  | 1446 | 35193 | SH |  | OTR | 12 | 35193 | 0 | 0 |
| JACKSON ACQUISITION CO II | COM SHS CL A | G4992A110 |  | 7413000 | 700000 | SH |  | OTR | 12 | 700000 | 0 | 0 |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | G4992A136 |  | 80885 | 700000 | SH |  | OTR | 12 | 700000 | 0 | 0 |
| K2 CAP ACQUISITION CORP | UNIT 01/22/2030 | G5226B121 |  | 402000 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| KENSINGTON CAP ACQUIST CORP | UNIT 99/99/9999 | G5235S123 |  | 1506000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| KOCHAV DEFENSE ACQUI CO | SHS CL A | G5304D106 |  | 5125000 | 500000 | SH |  | OTR | 12 | 500000 | 0 | 0 |
| KOCHAV DEFENSE ACQUI CO | RIGHT 05/21/2030 | G5304D114 |  | 72805 | 306546 | SH |  | OTR | 12 | 306546 | 0 | 0 |
| KRAKACQUISITION CORPORATION | UNIT 12/23/2030 | G5315G122 |  | 2002000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| LAFAYETTE ACQUISITION CORP | ORD SHS | G53426105 |  | 997000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| LAFAYETTE ACQUISITION CORP | RIGHT 10/24/2030 | G53426113 |  | 11675 | 97292 | SH |  | OTR | 12 | 97292 | 0 | 0 |
| LAKE SUPERIOR ACQUISITION CO | USD CL A ORD SHS | G5354C107 |  | 2106300 | 210000 | SH |  | OTR | 12 | 210000 | 0 | 0 |
| LAKE SUPERIOR ACQUISITION CO | RIGHT 09/19/2030 | G5354C115 |  | 22182 | 19289 | SH |  | OTR | 12 | 19289 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | USD ORD SHS | G5353S103 |  | 2060000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| LAKESHORE ACQUISITION III CO | RIGHT 08/01/2026 | G5353S137 |  | 31483 | 174809 | SH |  | OTR | 12 | 174809 | 0 | 0 |
| LAUNCHPAD CADENZA ACQU CORP | UNIT 12/15/2030 | G6001S123 |  | 200000 | 20000 | SH |  | OTR | 12 | 20000 | 0 | 0 |
| LEAPFROG ACQUISITION CORP | CL A ORD SHS | G5414D103 |  | 744276 | 74990 | SH |  | OTR | 12 | 74990 | 0 | 0 |
| LEAPFROG ACQUISITION CORP | *W EXP 11/10/203 | G5414D111 |  | 10874 | 37495 | SH |  | OTR | 12 | 37495 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | USD CL A ORD SHS | G5490M100 |  | 510000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| LIGHTWAVE ACQUISITION CORP | *W EXP 06/06/203 | G5490M126 |  | 6000 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| LIONHEART HOLDINGS | SHS CL A | G5501C109 |  | 393515 | 36606 | SH |  | OTR | 12 | 36606 | 0 | 0 |
| M EVO GBL ACQUISITION CORP I | UNIT 01/23/2031 | G6071J128 |  | 1004000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| M3BRIGADE ACQUISITION V CORP | CL A | G63212107 |  | 5370000 | 500000 | SH |  | OTR | 12 | 500000 | 0 | 0 |
| MCKINLEY ACQUISITION CORP | SHS CL A | G6005T101 |  | 1006000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| MCKINLEY ACQUISITION CORP | RIGHT 07/25/2030 | G6005T119 |  | 9578 | 79820 | SH |  | OTR | 12 | 79820 | 0 | 0 |
| MELAR ACQUISITION CORP. I | SHS CL A | G6004G100 |  | 375006 | 34755 | SH |  | OTR | 12 | 34755 | 0 | 0 |
| MESHFLOW ACQUISITION CORP | USD CL A ORD SHS | G6032N101 |  | 2472500 | 250000 | SH |  | OTR | 12 | 250000 | 0 | 0 |
| MESHFLOW ACQUISITION CORP | *W EXP 11/20/203 | G6032N119 |  | 21667 | 83333 | SH |  | OTR | 12 | 83333 | 0 | 0 |
| MODULAR MED INC | COM NEW | 60785L306 |  | 264000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| MOZAYYX ACQUISITION CORP | UNIT 99/99/9999 | G63113123 |  | 497515 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| MUZERO ACQUISITION CORP | UNIT 01/30/2031 | G8775A122 |  | 390249 | 39300 | SH |  | OTR | 12 | 39300 | 0 | 0 |
| NANO NUCLEAR ENERGY INC | COM | 63010H108 |  | 1658880 | 81000 | SH | Put | OTR | 12 | 0 | 0 | 0 |
| NEW PROVIDENCE ACQUISITION C | USD CL A ORD SHS | G6476A102 |  | 513000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| NEWBRIDGE ACQUISITION LTD | UNIT 11/18/2030 | G6464L110 |  | 3009000 | 300000 | SH |  | OTR | 12 | 300000 | 0 | 0 |
| NEWBURY STR II ACQUISITION C | ORD SHS CL A | G6439S109 |  | 276053 | 26191 | SH |  | OTR | 12 | 26191 | 0 | 0 |
| NEWBURY STR II ACQUISITION C | *W EXP 06/01/203 | G6439S117 |  | 4052 | 22500 | SH |  | OTR | 12 | 22500 | 0 | 0 |
| NMP ACQUISITION CORP | CL A | G6375X104 |  | 4572000 | 450000 | SH |  | OTR | 12 | 450000 | 0 | 0 |
| NMP ACQUISITION CORP | RIGHT 06/27/2030 | G6375X112 |  | 87912 | 439562 | SH |  | OTR | 12 | 439562 | 0 | 0 |
| NYXOAH S A | SHS | B6S7WD106 |  | 900791 | 308490 | SH |  | OTR | 12 | 308490 | 0 | 0 |
| ORIGIN INVT CORP I | ORD SHS | G67751100 |  | 2551479 | 249900 | SH |  | OTR | 12 | 249900 | 0 | 0 |
| ORIGIN INVT CORP I | *W EXP 06/27/203 | G67751126 |  | 24315 | 124950 | SH |  | OTR | 12 | 124950 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | USD CL A ORD SHS | G6858G107 |  | 2532500 | 250000 | SH |  | OTR | 12 | 250000 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | *W EXP 06/17/203 | G6858G115 |  | 25000 | 125000 | SH |  | OTR | 12 | 125000 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | G6861F104 |  | 511000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| PALOMA ACQUISITION CORP I | UNIT 02/12/2031 | G6881J128 |  | 499000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| PANTAGES CAPITAL ACQUISITION | ORD SHS CL A | G8089R100 |  | 681200 | 65000 | SH |  | OTR | 12 | 65000 | 0 | 0 |
| PERIMETER ACQUISITION CORP I | *W EXP 05/13/203 | G7010A111 |  | 17677 | 29462 | SH |  | OTR | 12 | 29462 | 0 | 0 |
| PERIMETER ACQUISITION CORP I | COM CL A | G7010A129 |  | 603981 | 58925 | SH |  | OTR | 12 | 58925 | 0 | 0 |
| PIONEER ACQUISITION I CORP | CL A ORD SHS | G7117W107 |  | 1016000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| PIONEER ACQUISITION I CORP | *W EXP 06/16/203 | G7117W115 |  | 10505 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| PLUM ACQUISITION CORP IV | SHS CL A | G7134A104 |  | 2640000 | 250000 | SH |  | OTR | 12 | 250000 | 0 | 0 |
| PONO CAP FOUR INC | UNIT 03/11/2031 | G71702123 |  | 5489000 | 550000 | SH |  | OTR | 12 | 550000 | 0 | 0 |
| PRAETORIAN ACQUISITION CORP | UNIT 01/16/2031 | G7S17G111 |  | 593400 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| PROCAP FINL INC | *W EXP 12/05/203 | 74277P113 |  | 37038 | 132280 | SH |  | OTR | 12 | 132280 | 0 | 0 |
| PROEM ACQUISITION CORP I | UNIT 01/29/2031 | G7341A129 |  | 481036 | 48200 | SH |  | OTR | 12 | 48200 | 0 | 0 |
| PROMIS NEUROSCIENCES INC | COM SHS | 74346M505 |  | 643382 | 50660 | SH |  | OTR | 12 | 50660 | 0 | 0 |
| QDRO ACQUISITION CORP | UNIT 01/28/2031 | G7310E128 |  | 1587200 | 160000 | SH |  | OTR | 12 | 160000 | 0 | 0 |
| QUANTUMSPHERE ACQUISITION CO | ORD SHS | G7387B106 |  | 1518000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| QUANTUMSPHERE ACQUISITION CO | RIGHT 08/06/2030 | G7387B114 |  | 34545 | 138181 | SH |  | OTR | 12 | 138181 | 0 | 0 |
| RANGE CAP ACQUISITION CORP | ORD SHS | G7375C108 |  | 526000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITION | USD CL A ORD SHS | G7515A103 |  | 1819160 | 178000 | SH |  | OTR | 12 | 178000 | 0 | 0 |
| REPUBLIC DIGITAL ACQUISITION | *W EXP 05/01/203 | G7515A129 |  | 39151 | 89000 | SH |  | OTR | 12 | 89000 | 0 | 0 |
| RF ACQUISITION CORP III | UNIT 01/28/2031 | G7537X115 |  | 742500 | 75000 | SH |  | OTR | 12 | 75000 | 0 | 0 |
| RIBBON ACQUISITION CORP | RIGHT 12/31/2026 | G7552W117 |  | 32334 | 183715 | SH |  | OTR | 12 | 183715 | 0 | 0 |
| ROMAN DBDR ACQUISITION CORP | *W EXP 10/31/203 | G7633M112 |  | 7965 | 37500 | SH |  | OTR | 12 | 37500 | 0 | 0 |
| SC II ACQUISITION CORP | ORD SHS CLASS A | G7866D102 |  | 1497000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| SC II ACQUISITION CORP | RIGHT 11/26/2030 | G7866D110 |  | 31144 | 141500 | SH |  | OTR | 12 | 141500 | 0 | 0 |
| SCYNEXIS INC | COM NEW | 811292200 |  | 1913534 | 2086960 | SH |  | OTR | 12 | 2086960 | 0 | 0 |
| SEALSQ CORP | ORD SHS | G79483106 |  | 8217538 | 3136465 | SH |  | OTR | 12 | 3136465 | 0 | 0 |
| SILICON VY ACQUISITION CORP | UNIT 12/08/2030 | G81306105 |  | 501000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| SILVER PEGASUS ACQUISITION C | SHS CL A | G8192J102 |  | 2024847 | 199100 | SH |  | OTR | 12 | 199100 | 0 | 0 |
| SILVER PEGASUS ACQUISITION C | RIGHT 06/26/2030 | G8192J136 |  | 49793 | 191510 | SH |  | OTR | 12 | 191510 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | USD CL A ORD SHS | G8193F109 |  | 2052000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | G82617104 |  | 509000 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| SOLARIUS CAPITAL ACQU CORP | *W EXP 07/10/203 | G82617112 |  | 6500 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| SOLID POWER INC | CLASS A COM | 83422N105 |  | 37186674 | 12395558 | SH |  | OTR | 12 | 12395558 | 0 | 0 |
| SOREN ACQUISITION CORP | UNIT 12/19/2030 | G8274J129 |  | 756865 | 76220 | SH |  | OTR | 12 | 76220 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | USD CL A ORD SHS | G82745103 |  | 2050000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | G82745137 |  | 36000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| SPACSPHERE ACQUISITION CORP | UNIT 02/06/2031 | G8T088125 |  | 251750 | 25000 | SH |  | OTR | 12 | 25000 | 0 | 0 |
| SPARTACUS ACQUISITION CORP I | UNIT 01/30/2031 | G8303R126 |  | 401400 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| SPRING VY ACQUISITION CORP I | UNIT 01/22/2031 | G8377G121 |  | 2032000 | 200000 | SH |  | OTR | 12 | 200000 | 0 | 0 |
| SPRING VY ACQUISITION CORP I | *W EXP 09/04/203 | G8377R119 |  | 29873 | 28724 | SH |  | OTR | 12 | 28724 | 0 | 0 |
| STARRY SEA ACQUISITION CORP | SHS | G8559L112 |  | 1015000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| STARRY SEA ACQUISITION CORP | RIGHT 07/07/2030 | G8559L120 |  | 13691 | 72060 | SH |  | OTR | 12 | 72060 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | CL A SHS | G85096108 |  | 507525 | 50500 | SH |  | OTR | 12 | 50500 | 0 | 0 |
| STONEBRIDGE ACQUISITION II C | RIGHT 09/09/2030 | G85096116 |  | 4985 | 41331 | SH |  | OTR | 12 | 41331 | 0 | 0 |
| SUMA ACQUISITION CORP | UNIT 03/05/2031 | G8557R129 |  | 300600 | 30000 | SH |  | OTR | 12 | 30000 | 0 | 0 |
| TAILWIND 2.0 ACQUISITION COR | ORD SHS CL A | G8662J111 |  | 994000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| TAILWIND 2.0 ACQUISITION COR | RIGHT 11/07/2030 | G8662J129 |  | 8012 | 47127 | SH |  | OTR | 12 | 47127 | 0 | 0 |
| TALON CAP CORP | ORD SHS CL A | G86652107 |  | 247066 | 24104 | SH |  | OTR | 12 | 24104 | 0 | 0 |
| TAVIA ACQUISITION CORP | SHS | G86880104 |  | 687050 | 65000 | SH |  | OTR | 12 | 65000 | 0 | 0 |
| TENON MEDICAL INC | *W EXP 06/16/202 | 88066N113 |  | 1122 | 140236 | SH |  | OTR | 12 | 140236 | 0 | 0 |
| TEXAS VENTURES ACQUISITION I | USD CL A ORD SHS | G8772L105 |  | 269101 | 25900 | SH |  | OTR | 12 | 25900 | 0 | 0 |
| TEXAS VENTURES ACQUISITION I | *W EXP 04/23/203 | G8772L113 |  | 6216 | 12950 | SH |  | OTR | 12 | 12950 | 0 | 0 |
| TGE VALUE CREATIVE SOLUTIONS | USD CL A ORD SHS | G8773E100 |  | 395200 | 40000 | SH |  | OTR | 12 | 40000 | 0 | 0 |
| TGE VALUE CREATIVE SOLUTIONS | *W EXP 09/16/203 | G8773E118 |  | 5800 | 20000 | SH |  | OTR | 12 | 20000 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | CL A | G87890102 |  | 2557500 | 250000 | SH |  | OTR | 12 | 250000 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | RIGHT 05/15/2030 | G87890110 |  | 50000 | 250000 | SH |  | OTR | 12 | 250000 | 0 | 0 |
| TITAN ACQUISITION CORP | CL A | G8901A103 |  | 1239600 | 120000 | SH |  | OTR | 12 | 120000 | 0 | 0 |
| TITAN ACQUISITION CORP | *W EXP 05/16/203 | G8901A111 |  | 19920 | 60000 | SH |  | OTR | 12 | 60000 | 0 | 0 |
| TRAILBLAZER ACQUISITION CORP | ORD SHS CL A | G9009S103 |  | 1139399 | 113373 | SH |  | OTR | 12 | 113373 | 0 | 0 |
| TRAILBLAZER ACQUISITION CORP | *W EXP 09/30/203 | G9009S111 |  | 14980 | 37791 | SH |  | OTR | 12 | 37791 | 0 | 0 |
| TRG LATIN AMER ACQUIS CORP | UNIT 02/20/2031 | G9037S125 |  | 497500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| TWELVE SEAS INVT CO III | ORD SHS CL A | G9145D101 |  | 3468500 | 350000 | SH |  | OTR | 12 | 350000 | 0 | 0 |
| TWELVE SEAS INVT CO III | RIGHT 11/21/2030 | G9145D119 |  | 52570 | 350000 | SH |  | OTR | 12 | 350000 | 0 | 0 |
| U POWER LTD | USD CL A ORD SHS | G9520U116 |  | 19409 | 510756 | SH |  | OTR | 12 | 510756 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | ORD SHS | G93Y0A104 |  | 1823500 | 175000 | SH |  | OTR | 12 | 175000 | 0 | 0 |
| UY SCUTI ACQUISITION CORP. | RIGHT 03/03/2030 | G93Y0A112 |  | 27306 | 170665 | SH |  | OTR | 12 | 170665 | 0 | 0 |
| VENDOME ACQUISITION CORP I | COM CL A | G9580A109 |  | 307344 | 30340 | SH |  | OTR | 12 | 30340 | 0 | 0 |
| VENDOME ACQUISITION CORP I | *W EXP 07/03/202 | G9580A117 |  | 3793 | 15170 | SH |  | OTR | 12 | 15170 | 0 | 0 |
| VIKING ACQUISITION CORP I | ORD CL A | G9582G104 |  | 496500 | 50000 | SH |  | OTR | 12 | 50000 | 0 | 0 |
| VIKING ACQUISITION CORP I | *W EXP 11/03/203 | G9582G112 |  | 4916 | 16666 | SH |  | OTR | 12 | 16666 | 0 | 0 |
| VINE HILL CAP INVT CORP. | *W EXP 07/01/203 | G93Y09115 |  | 18046 | 14792 | SH |  | OTR | 12 | 14792 | 0 | 0 |
| WESTIN ACQUISITION CORP | ORD SHS CL A | G9584S106 |  | 1498500 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| WESTIN ACQUISITION CORP | RIGHT 09/17/2030 | G9584S114 |  | 31500 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| WHITE PEARL ACQUISITION CORP | UNIT 99/99/9999 | G96193118 |  | 768750 | 75000 | SH |  | OTR | 12 | 75000 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | SHS | G9717M109 |  | 1027000 | 100000 | SH |  | OTR | 12 | 100000 | 0 | 0 |
| WINTERGREEN ACQUISITION CORP | RIGHT 99/99/9999 | G9717M117 |  | 4131 | 27543 | SH |  | OTR | 12 | 27543 | 0 | 0 |
| X3 ACQUISITION CORP LTD | UNIT 12/19/2030 | G9831H127 |  | 1491000 | 150000 | SH |  | OTR | 12 | 150000 | 0 | 0 |
| XFLH CAP CORP | UNIT 99/99/9999 | G9834D123 |  | 4731000 | 475000 | SH |  | OTR | 12 | 475000 | 0 | 0 |
| XSOLLA SPAC 1 | UNIT 01/12/2031 | G9833K128 |  | 1212750 | 122500 | SH |  | OTR | 12 | 122500 | 0 | 0 |

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