# EDGAR Filing Document

**Accession Number:** 0000915802
**File Stem:** 0001049169-26-001751
**Filing Date:** 2026-6
**Character Count:** 26451
**Document Hash:** 9287852caf1dd6ca959256e0987bca5e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-26-001751.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0001049169-26-001751

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FINANCIAL INVESTORS TRUST
- **CENTRAL INDEX KEY:** 0000915802

**ORGANIZATION NAME:**
- **EIN:** 841255767
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08194
- **FILM NUMBER:** 261105706

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 3036232577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80201-0328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FGIC PUBLIC TRUST
- **DATE OF NAME CHANGE:** 19940325

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FEDERAL PUBLIC TRUST
- **DATE OF NAME CHANGE:** 19931206

## Series and Classes Contracts Data

### ALPS Balanced Opportunity Fund (Series ID: S000069460)

| Class ID   | Class Name     | Ticker Symbol   |
|:---|:---|:---|
| C000221738 | Investor Class | ALIBX           |
| C000221739 | Class C        | ALCBX           |
| C000221740 | Class I        | ALPBX           |
| C000221741 | Class A        | ALABX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** FINANCIAL INVESTORS TRUST

- **b. Investment Company Act file number:** 811-08194

- **c. CIK number of Registrant:** 0000915802

- **d. LEI of Registrant:** 549300XD6LCPI5YWPZ35

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Balanced Opportunity Fund

- **b. EDGAR series identifier (if any):** S000069460

- **c. LEI of Series:** 549300IDI3QJ70E1U194

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $12301446.73

**Total Liabilities:** $21050.16

**Net Assets:** $12280396.57

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000221738 | 1.21%                | -4.66%               | 6.00%                |
| Class ID C000221740 | 1.20%                | -4.60%               | 5.96%                |
| Class ID C000221739 | 0.21%                | -5.58%               | 4.98%                |
| Class ID C000221741 | -2.11%               | -7.74%               | 2.56%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $23518.36                | $110608.84                                 |
| Month 2  | $320871.67               | $-932008.31                                |
| Month 3  | $14410.24                | $712438.79                                 |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Lam Research Corp                                          | Lam Research Corp.                                                         | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      1099 | NS      | $283388.14    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                                     | Motorola Solutions, Inc.                                                   | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |       187 | NS      | $82098.61     | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                                           | Wells Fargo & Co.                                                          | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |       633 | NS      | $52051.59     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliant Energy Corp                                        | Alliant Energy Corp.                                                       | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |      1200 | NS      | $88116.00     | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Iqvia Holdings Inc                                         | IQVIA Holdings, Inc.                                                       | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |       385 | NS      | $60972.45     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Nvidia Corp                                                | NVIDIA Corp.                                                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      1557 | NS      | $310730.49    | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp                                      | Costco Wholesale Corp.                                                     | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |        58 | NS      | $58842.74     | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      1470 | NS      | $565656.00    | 4.61%             |  |  |  | No            |                  1 | On Loan: No      |
| O'reilly Automotive Inc                                    | O'Reilly Automotive, Inc.                                                  | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |      1290 | NS      | $128226.00    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Lifestyle Properties Inc                            | Equity LifeStyle Properties, Inc.                                          | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |       905 | NS      | $57277.45     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc                              | Old Dominion Freight Line, Inc.                                            | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |       625 | NS      | $132768.75    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                               | Thermo Fisher Scientific, Inc.                                             | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       265 | NS      | $126924.40    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Rtx Corp                                                   | RTX Corp.                                                                  | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      1595 | NS      | $280831.65    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/the                                | Goldman Sachs Group, Inc.                                                  | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       246 | NS      | $227247.42    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                                 | Deere & Co.                                                                | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |       202 | NS      | $119153.74    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                                        | American Express Co.                                                       | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |       430 | NS      | $138911.50    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/md                              | Marriott International, Inc.                                               | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |       318 | NS      | $115017.42    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                                              | Snowflake, Inc.                                                            | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |       630 | NS      | $85976.10     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                                             | Lowe's Cos., Inc.                                                          | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |       580 | NS      | $138498.20    | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      1544 | NS      | $409252.64    | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                          | Johnson & Johnson                                                          | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      1910 | NS      | $439013.50    | 3.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-mcmoran Inc                                       | Freeport-McMoRan, Inc.                                                     | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |      1406 | NS      | $81238.68     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                             | Microsoft Corp.                                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |       867 | NS      | $353545.26    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider Electric Se                                      | Schneider Electric SE                                                      | CUSIP: 80687P106<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |       825 | NS      | $52032.75     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co Ltd                  | Taiwan Semiconductor Manufacturing Co., Ltd.                               | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |       566 | NS      | $224169.96    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Mcdonald's Corp                                            | McDonald's Corp.                                                           | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |       414 | NS      | $121546.26    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Conocophillips                                             | ConocoPhillips                                                             | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |      1677 | NS      | $210933.06    | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                                             | Eli Lilly & Co.                                                            | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       152 | NS      | $142059.20    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Alps Smith Core Plus Bond Etf                              | ALPS | Smith Core Plus Bond ETF                                            | CUSIP: 00162Q346<br>LEI: 254900Q5ZW3UQSG4LS58 | Long             | EC               | RF                | US        |    132072 | NS      | $3400193.64   | 27.69%            |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                               | Synopsys, Inc.                                                             | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       126 | NS      | $60807.60     | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                                            | Baker Hughes Co.                                                           | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2060 | NS      | $143520.20    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                  | Tesla, Inc.                                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       229 | NS      | $87393.27     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Jpmorgan Chase & Co                                        | JPMorgan Chase & Co.                                                       | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |       454 | NS      | $142206.42    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Te Connectivity Plc                                        | TE Connectivity PLC                                                        | CUSIP: G87052109<br>LEI: 6367003TB6K484NFHE54 | Long             | EC               | CORP              | IE        |       546 | NS      | $115566.36    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp                       | International Business Machines Corp.                                      | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |       346 | NS      | $79919.08     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies Plc                                     | Trane Technologies PLC                                                     | CUSIP: G8994E103<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |        74 | NS      | $36447.96     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                               | Broadcom, Inc.                                                             | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       200 | NS      | $83486.00     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                                | Walmart, Inc.                                                              | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |       980 | NS      | $129291.40    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower Inc                                              | Welltower, Inc.                                                            | CUSIP: 95040Q104<br>LEI: 254900F33BIAR82QTA19 | Long             | EC               | CORP              | US        |       825 | NS      | $179305.50    | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                  | Apple, Inc.                                                                | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |       706 | NS      | $191573.10    | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                                 | Vertex Pharmaceuticals, Inc.                                               | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |       330 | NS      | $141035.40    | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Abb Ltd                                                    | ABB, Ltd.                                                                  | CUSIP: 000375204<br>LEI: 5493000LKVGOO9PELI61 | Long             | EC               | CORP              | CH        |      1140 | NS      | $114524.40    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co                                             | Walt Disney Co.                                                            | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |       539 | NS      | $55921.25     | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                                           | Duke Energy Corp.                                                          | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |       797 | NS      | $103251.35    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund - Premier Class | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    169143 | NS      | $169143.47    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                                             | Mastercard, Inc.                                                           | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       235 | NS      | $118186.20    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc                                       | Waste Management, Inc.                                                     | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |       676 | NS      | $157203.80    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde Plc                                                  | Linde PLC                                                                  | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |       241 | NS      | $120774.74    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Hca Healthcare Inc                                         | HCA Healthcare, Inc.                                                       | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |        91 | NS      | $39534.95     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc                              | Intercontinental Exchange, Inc.                                            | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |       525 | NS      | $82997.25     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                         | Meta Platforms, Inc.                                                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |       376 | NS      | $230078.16    | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                            | Caterpillar, Inc.                                                          | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |       326 | NS      | $290175.86    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| S&p Global Inc                                             | S&P Global, Inc.                                                           | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       173 | NS      | $74602.79     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co Inc                                             | Merck & Co., Inc.                                                          | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |       990 | NS      | $108088.20    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                                              | Amphenol Corp.                                                             | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |      2130 | NS      | $313685.10    | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                                        | Gilead Sciences, Inc.                                                      | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      1120 | NS      | $146540.80    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Nrg Energy Inc                                             | NRG Energy, Inc.                                                           | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |       150 | NS      | $23337.00     | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                                 | Intel Corp.                                                                | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |      2635 | NS      | $248954.80    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-30

**Name of Applicant:** FINANCIAL INVESTORS TRUST

**Signature:** Paul Holland

**Name of Signer:** Paul Holland

**Title:** Treasurer