# EDGAR Filing Document

**Accession Number:** 0001480207
**File Stem:** 0001145549-23-015832
**Filing Date:** 2023-3
**Character Count:** 269188
**Document Hash:** f62512d6359d19d7bf100405a3bb91ff
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-015832.hdr.sgml**: 20230310

**ACCESSION NUMBER**: 0001145549-23-015832

**CONFORMED SUBMISSION TYPE**: N-CEN/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20210331

**FILED AS OF DATE**: 20230310

**DATE AS OF CHANGE**: 20230310

**EFFECTIVENESS DATE**: 20230310

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DoubleLine Funds Trust
- **CENTRAL INDEX KEY:** 0001480207
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** N-CEN/A
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22378
- **FILM NUMBER:** 23724368

**BUSINESS ADDRESS:**
- **STREET 1:** 2002 N. TAMPA ST.,
- **STREET 2:** SUITE 200
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33602
- **BUSINESS PHONE:** (813) 791-7333

**MAIL ADDRESS:**
- **STREET 1:** 2002 N. TAMPA ST.,
- **STREET 2:** SUITE 200
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33602

## Series and Classes Contracts Data

### DoubleLine Total Return Bond Fund (Series ID: S000028163)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000086126 | Class I      | DBLTX           |
| C000086127 | Class N      | DLTNX           |
| C000213584 | Class R6     | DDTRX           |

### DoubleLine Core Fixed Income Fund (Series ID: S000028164)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000086128 | Class I      | DBLFX           |
| C000086129 | Class N      | DLFNX           |
| C000213585 | Class R6     | DDCFX           |

### DoubleLine Emerging Markets Fixed Income Fund (Series ID: S000028165)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000086130 | Class I      | DBLEX           |
| C000086131 | Class N      | DLENX           |

### DoubleLine Multi-Asset Growth Fund (Series ID: S000030112)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000092480 | Class A      | DMLAX           |
| C000092481 | Class C      | DMLCX           |
| C000092482 | Class I      | DMLIX           |
| C000092483 | Class N      | DMLNX           |

### DoubleLine Low Duration Bond Fund (Series ID: S000034129)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000105189 | Class I      | DBLSX           |
| C000105190 | Class N      | DLSNX           |
| C000213586 | Class R6     | DDLDX           |

### DoubleLine Floating Rate Fund (Series ID: S000039682)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000122989 | Class I      | DBFRX           |
| C000122990 | Class N      | DLFRX           |

### DoubleLine Shiller Enhanced CAPE (Series ID: S000042768)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000132287 | Class I      | DSEEX           |
| C000132288 | Class N      | DSENX           |
| C000213587 | Class R6     | DDCPX           |

### DoubleLine Flexible Income Fund (Series ID: S000044832)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000139216 | Class I      | DFLEX           |
| C000139217 | Class N      | DLINX           |
| C000213588 | Class R6     | DFFLX           |

### DoubleLine Low Duration Emerging Markets Fixed Income Fund (Series ID: S000044833)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000139218 | Class I      | DBLLX           |
| C000139219 | Class N      | DELNX           |

### Doubleline Selective Credit Fund (Series ID: S000046335)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000144794 | Class I      | DBSCX           |

### DoubleLine Long Duration Total Return Bond Fund (Series ID: S000047461)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000148998 | Class N      | DLLDX           |
| C000148999 | Class I      | DBLDX           |

### DoubleLine Strategic Commodity Fund (Series ID: S000048870)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000153759 | Class I      | DBCMX           |
| C000153760 | Class N      | DLCMX           |

### DoubleLine Global Bond Fund (Series ID: S000051748)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000162858 | Class I      | DBLGX           |
| C000162859 | Class N      | DLGBX           |

### DoubleLine Infrastructure Income Fund (Series ID: S000053014)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000166676 | Class I      | BILDX           |
| C000166677 | Class N      | BILTX           |

### DoubleLine Shiller Enhanced International CAPE (Series ID: S000055534)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000174823 | Class I      | DSEUX           |
| C000174824 | Class N      | DLEUX           |

### DoubleLine Real Estate and Income Fund (Series ID: S000063749)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000206624 | Class N      | DLREX           |
| C000206625 | Class I      | DBRIX           |

### DoubleLine Emerging Markets Local Currency Bond Fund (Series ID: S000065632)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000212343 | Class I      | DBELX           |
| C000212344 | Class N      | DLELX           |

### DoubleLine Income Fund (Series ID: S000066303)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000214092 | Class I      | DBLIX           |
| C000214093 | Class N      | DBLNX           |

### DoubleLine Multi-Asset Trend Fund (Series ID: S000071135)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000225832 | Class N      | DLMOX           |
| C000225833 | Class I      | DBMOX           |

## Internal

#### Report of Independent Registered Public Accounting Firm

To the Board of Trustees of DoubleLine Funds Trust and Shareholders of DoubleLine Total Return Bond Fund, DoubleLine Core Fixed Income Fund, DoubleLine Emerging Markets Fixed Income Fund, DoubleLine Multi-Asset Growth Fund (Consolidated), DoubleLine Low Duration Bond Fund, DoubleLine Floating Rate Fund, DoubleLine Shiller Enhanced CAPE<sup>®</sup>, DoubleLine Flexible Income Fund, DoubleLine Low Duration Emerging Markets Fixed Income Fund, DoubleLine Long Duration Total Return Bond Fund, DoubleLine Strategic Commodity Fund (Consolidated), DoubleLine Global Bond Fund, DoubleLine Infrastructure Income Fund, DoubleLine Ultra Short Bond Fund, DoubleLine Shiller Enhanced International CAPE<sup>®</sup>, DoubleLine Colony Real Estate and Income Fund, DoubleLine Emerging Markets Local Currency Bond Fund, DoubleLine Income Fund, DoubleLine Multi-Asset Trend Fund (Consolidated) and DoubleLine Selective Credit Fund.

In planning and performing our audits of the financial statements of DoubleLine Total Return Bond Fund, DoubleLine Core Fixed Income Fund, DoubleLine Emerging Markets Fixed Income Fund, DoubleLine Multi-Asset Growth Fund (Consolidated), DoubleLine Low Duration Bond Fund, DoubleLine Floating Rate Fund, DoubleLine Shiller Enhanced CAPE<sup>®</sup>, DoubleLine Flexible Income Fund, DoubleLine Low Duration Emerging Markets Fixed Income Fund, DoubleLine Long Duration Total Return Bond Fund, DoubleLine Strategic Commodity Fund (Consolidated), DoubleLine Global Bond Fund, DoubleLine Infrastructure Income Fund, DoubleLine Ultra Short Bond Fund, DoubleLine Shiller Enhanced International CAPE<sup>®</sup>, DoubleLine Colony Real Estate and Income Fund, DoubleLine Emerging Markets Local Currency Bond Fund, DoubleLine Income Fund, DoubleLine Multi-Asset Trend Fund (Consolidated) and DoubleLine Selective Credit Fund (constituting DoubleLine Funds Trust, hereinafter collectively referred to as the "Funds") as of and for the periods ended March 31, 2021**,** in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and their operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of March 31, 2021.

This report is intended solely for the information and use of the Board of Trustees of DoubleLine Funds Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

Los Angeles, California

May 20, 2021

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN/A
**CIK:** 0001480207

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000028163

**Series ID Record:2**
- **Series ID:** S000028164

**Series ID Record:3**
- **Series ID:** S000028165

**Series ID Record:4**
- **Series ID:** S000030112

**Series ID Record:5**
- **Series ID:** S000034129

**Series ID Record:6**
- **Series ID:** S000039682

**Series ID Record:7**
- **Series ID:** S000042768

**Series ID Record:8**
- **Series ID:** S000044832

**Series ID Record:9**
- **Series ID:** S000044833

**Series ID Record:10**
- **Series ID:** S000046335

**Series ID Record:11**
- **Series ID:** S000047461

**Series ID Record:12**
- **Series ID:** S000048870

**Series ID Record:13**
- **Series ID:** S000051748

**Series ID Record:14**
- **Series ID:** S000053014

**Series ID Record:15**
- **Series ID:** S000054429

**Series ID Record:16**
- **Series ID:** S000055534

**Series ID Record:17**
- **Series ID:** S000063749

**Series ID Record:18**
- **Series ID:** S000065632

**Series ID Record:19**
- **Series ID:** S000066303

**Series ID Record:20**
- **Series ID:** S000071135

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2021-03-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** DoubleLine Funds Trust

- **Item B.1.b - Investment Company Act file number:** 811-22378

- **Item B.1.c - CIK:** 0001480207

- **Item B.1.d - LEI:** 549300MUFFXFRMY0RH66

- **Item B.2.a - Street 1:** 333 South Grand Avenue

- **Item B.2.a - Street 2:** Suite 1800

- **Item B.2.b - City:** Los Angeles

- **Item B.2.c - State:** CA

- **Item B.2.e - Zip Code:** 90071-3197

- **Item B.2.f - Telephone:** 2136338200

- **Item B.2.g - Public Website:** https://doublelinefunds.com/

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** DoubleLine Capital LP

- **b. Street 1:** 333 South Grand Avenue

- **Street 2:** Suite 1800

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90071-3197

- **g. Telephone number:** 2136338200

- **h. Briefly describe the books and records kept at this location:** The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** DoubleLine Alternatives LP

- **b. Street 1:** 333 South Grand Avenue

- **Street 2:** Suite 1800

- **c. City:** Los Angeles

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 90071-3197

- **g. Telephone number:** 2136338200

- **h. Briefly describe the books and records kept at this location:** The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** U.S. Bancorp Fund Services, LLC

- **b. Street 1:** 615 East Michigan Street

- **c. City:** Milwaukee

- **d. State, if applicable:** WI

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 53202-5300

- **g. Telephone number:** 8336121912

- **h. Briefly describe the books and records kept at this location:** The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** U.S. Bank National Association

- **b. Street 1:** 1555 N. Rivercenter Drive

- **Street 2:** Suite 302

- **c. City:** Milwaukee

- **d. State, if applicable:** WI

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 53212-0001

- **g. Telephone number:** 8336121912

- **h. Briefly describe the books and records kept at this location:** The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.

**Location books Record: 5**

- **a. Name of person (e.g., a custodian of records):** Quasar Distributors, LLC

- **b. Street 1:** 111 East Kilbourn Avenue

- **Street 2:** Suite 2200

- **c. City:** Milwaukee

- **d. State, if applicable:** WI

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 53202-5300

- **g. Telephone number:** 8662516920

- **h. Briefly describe the books and records kept at this location:** The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.

**Location books Record: 6**

- **a. Name of person (e.g., a custodian of records):** State Street Bank Corporation

- **b. Street 1:** 1 Iron Street

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02210

- **g. Telephone number:** 6177863000

- **h. Briefly describe the books and records kept at this location:** The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder.

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** DoubleLine Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 20

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                | Is Interested Person?   | Other Investment Company File Numbers      |
|:---|:---|:---|
| Raymond B. Woolson  | No                      | 811-22592, 811-07959, 811-22791, 811-23476 |
| John C. Salter      | No                      | 811-22592, 811-22791, 811-23476            |
| Joseph J. Ciprari   | No                      | 811-22592, 811-22791, 811-23476            |
| Jeffrey E. Gundlach | Yes                     | N/A                                        |
| Ronald R. Redell    | Yes                     | 811-22592, 811-22791, 811-23476            |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Youse Guia

- **b. CRD Number, if any:** 004219699

- **c. Street Address 1:** 333 S Grand Avenue

- **   Street Address 2:** Suite 1800

- **d. City:** Los Angeles

- **e. State, if applicable:** CA

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 90071

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-29971
  - IC-32534
  - IC-33897

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** Quasar Distributors LLC

- **ii. SEC file number:** 8-52323

- **iii. CRD number:** 000103848

- **iv. LEI, if any:** N/A

- **v. State, if applicable:** WI

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** No

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PriceWaterhouseCoopers LLP

- **b. PCAOB Number:** 00238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - DoubleLine Total Return Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Total Return Bond Fund

- **b. Series identification number, if any:** S000028163

- **c. LEI:** 54930080M2JY1L0IFX13

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000086126                                | DBLTX                        |
|                           2 | Class N                 | C000086127                                | DLTNX                        |
|                           3 | Class R6                | C000213584                                | DDTRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 8-12900

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $65,950.00

**Aggregate Commission:** $65,950.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $20,832,250,457.00        |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $10,973,311,277.00        |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $9,232,473,472.00         |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $8,417,151,600.00         |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $7,997,118,026.00         |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $7,493,661,015.00         |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $5,592,645,920.00         |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $1,741,922,950.00         |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $1,440,849,962.00         |
| FIFTH THIRD SECURITIES INC.               | 8-2428            |    000000628 | 5493003IMO3TYX51WE43 | OH      | US        | $1,368,386,172.00         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $79,790,585,915.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $51,211,322,603.10

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 2 - DoubleLine Core Fixed Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Core Fixed Income Fund

- **b. Series identification number, if any:** S000028164

- **c. LEI:** 54930038X7YEPHHCZD13

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000086128                                | DBLFX                        |
|                           2 | Class N                 | C000086129                                | DLFNX                        |
|                           3 | Class R6                | C000213585                                | DDCFX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Securities Quote Xchange

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** KNIGHT EQUITY MARKETS

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** OYLND20HCVC12JS4WU59

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $171.92

**Brokers Record: 2**

- **i. Full name of broker:** JONES & ASSOCIATES INC.

- **ii. SEC file number:** 8-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $170.23

**Brokers Record: 3**

- **i. Full name of broker:** CANTOR FITZGERALD & CO.

- **ii. SEC file number:** 8-201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $137.28

**Brokers Record: 4**

- **i. Full name of broker:** J.P. MORGAN SECURITIES LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $120.06

**Aggregate Commission:** $599.49

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $6,258,142,531.00         |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $3,879,179,563.00         |
| FIFTH THIRD SECURITIES INC.               | 8-2428            |    000000628 | 5493003IMO3TYX51WE43 | OH      | US        | $3,752,120,430.00         |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $3,084,323,614.00         |
| RBC CAPITAL MARKETS LLC                   | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $3,027,692,647.00         |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $2,953,004,687.00         |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $2,208,097,310.00         |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $2,150,880,827.00         |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,021,354,991.00         |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $1,427,194,601.00         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $34,465,327,459.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $11,649,027,841.40

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 3 - DoubleLine Emerging Markets Fixed Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Emerging Markets Fixed Income Fund

- **b. Series identification number, if any:** S000028165

- **c. LEI:** 5493009VAFZNRN2NJW31

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000086130                                | DBLEX                        |
|                           2 | Class N                 | C000086131                                | DLENX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $194,049,381.00           |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $162,208,106.00           |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $141,847,864.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $116,498,064.00           |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $106,020,693.00           |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $91,546,569.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $71,639,022.00            |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $56,815,107.00            |
| BNP PARIBAS PRIME BROKERAGE, INC.         | 8-40490           |    000024962 | 7VHWWWW4UJS7NUM3PT30 | NY      | US        | $45,552,801.00            |
| MIZUHO SECURITIES USA LLC                 | 8-37710           |    000019647 | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $31,261,041.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,355,464,239.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $825,225,608.79

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 4 - DoubleLine Multi-Asset Growth Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Multi-Asset Growth Fund

- **b. Series identification number, if any:** S000030112

- **c. LEI:** 5493004Y2BD0IA8Q8W12

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 4

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000092482                                | DMLIX                        |
|                           2 | Class A                 | C000092480                                | DMLAX                        |
|                           3 | Class N                 | C000092483                                | DMLNX                        |
|                           4 | Class C                 | C000092481                                | DMLCX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** —

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg Valuation Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 8-12900

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,867.70

**Brokers Record: 2**

- **i. Full name of broker:** KNIGHT EQUITY MARKETS

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** OYLND20HCVC12JS4WU59

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,139.50

**Brokers Record: 3**

- **i. Full name of broker:** J.P. MORGAN SECURITIES LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $559.50

**Brokers Record: 4**

- **i. Full name of broker:** JONES & ASSOCIATES INC.

- **ii. SEC file number:** 8-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $457.00

**Aggregate Commission:** $6,023.70

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $3,220,636.00             |
| AMHERST PIERPONT SECURITIES LLC           | 8-68282           |    000150696 | 549300LGG2RLWD21SU97 | NY      | US        | $1,163,599.00             |
| BREAN CAPITAL, LLC                        | 8-40742           |    000023723 | 254900ZZA1UBVDCNQ378 | NY      | US        | $1,041,088.00             |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $610,066.00               |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $343,019.00               |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $289,398.00               |
| HILLTOP SECURITIES INC.                   | 8-45123           |    000006220 | 549300IXU82PMU6XZT45 | TX      | US        | $187,641.00               |
| ODEON CAPITAL GROUP LLC                   | 8-68033           |    000148493 | 549300S158163H2DN048 | NY      | US        | $106,920.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $6,962,367.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $32,307,959.03

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 5 - DoubleLine Low Duration Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Low Duration Bond Fund

- **b. Series identification number, if any:** S000034129

- **c. LEI:** 549300LTIA929K45DK50

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000105189                                | DBLSX                        |
|                           2 | Class N                 | C000105190                                | DLSNX                        |
|                           3 | Class R6                | C000213586                                | DDLDX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Securities Quote Xchange

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $910,100,588.00           |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $901,032,056.00           |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $695,034,527.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $580,542,207.00           |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $576,332,016.00           |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $539,424,074.00           |
| WELLS FARGO SECURITIES, LLC               | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $516,815,055.00           |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $371,397,858.00           |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $295,339,092.00           |
| NATWEST MARKETS SECURITIES INC.           | 8-37135           |    000011707 | ZE2ZWJ5BTIQJ8M0C6K34 | CT      | US        | $269,726,212.00           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $7,508,375,378.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $6,690,597,953.62

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 6 - DoubleLine Floating Rate Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Floating Rate Fund

- **b. Series identification number, if any:** S000039682

- **c. LEI:** 5493004OMYPI8RQBET29

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000122989                                | DBFRX                        |
|                           2 | Class N                 | C000122990                                | DLFRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** KNIGHT EQUITY MARKETS

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** OYLND20HCVC12JS4WU59

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,470.00

**Aggregate Commission:** $4,470.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $52,587,075.00            |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $34,711,812.00            |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $29,745,941.00            |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $27,605,377.00            |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $27,506,996.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $25,630,910.00            |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $19,363,868.00            |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $14,199,971.00            |
| DEUTSCHE BANK SECURITIES INC.             | 8-17822           |    000002525 | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $6,664,535.00             |
| RBC CAPITAL MARKETS LLC                   | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $4,627,047.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $259,832,325.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $196,297,387.49

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $50,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 7 - DoubleLine Shiller Enhanced CAPE

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Shiller Enhanced CAPE

- **b. Series identification number, if any:** S000042768

- **c. LEI:** 549300Q3NIRL0AH36G21

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000132287                                | DSEEX                        |
|                           2 | Class N                 | C000132288                                | DSENX                        |
|                           3 | Class R6                | C000213587                                | DDCPX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Securities Quote Xchange

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 6**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,260,529,791.00         |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,132,562,172.00         |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $928,364,199.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $869,665,434.00           |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $797,507,350.00           |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $720,181,953.00           |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $498,885,148.00           |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $465,390,271.00           |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $448,087,410.00           |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $343,346,836.00           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $9,710,477,393.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,532,365,861.89

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 8 - DoubleLine Flexible Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Flexible Income Fund

- **b. Series identification number, if any:** S000044832

- **c. LEI:** 5493009OEOOJK54WE413

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 3

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000139216                                | DFLEX                        |
|                           2 | Class N                 | C000139217                                | DLINX                        |
|                           3 | Class R6                | C000213588                                | DFFLX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** IHS Markit Ltd.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300HLPTRASHS0E726

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** JONES & ASSOCIATES INC.

- **ii. SEC file number:** 8-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43.02

**Brokers Record: 2**

- **i. Full name of broker:** KNIGHT EQUITY MARKETS

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** OYLND20HCVC12JS4WU59

- **v. State, if applicable:** NJ

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37.34

**Brokers Record: 3**

- **i. Full name of broker:** CANTOR FITZGERALD & CO.

- **ii. SEC file number:** 8-201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $30.48

**Brokers Record: 4**

- **i. Full name of broker:** J.P. MORGAN SECURITIES LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25.44

**Aggregate Commission:** $136.28

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $103,599,504.00           |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $103,265,619.00           |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $102,839,718.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $73,638,528.00            |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $62,684,933.00            |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $57,302,509.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $49,129,132.00            |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $39,540,124.00            |
| WELLS FARGO SECURITIES, LLC               | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $32,297,743.00            |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $29,339,487.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $842,051,878.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,129,391,726.31

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 9 - DoubleLine Low Duration Emerging Markets Fixed Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Low Duration Emerging Markets Fixed Income Fund

- **b. Series identification number, if any:** S000044833

- **c. LEI:** 549300VYNO2IQFC6RZ51

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000139218                                | DBLLX                        |
|                           2 | Class N                 | C000139219                                | DELNX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Securities Quote Xchange

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $44,716,699.00            |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $33,633,957.00            |
| ANZ SECURITIES, INC.                      | 8-47390           |    000036654 | 54930002PP1OBF1UXP39 | NY      | US        | $33,624,407.00            |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $22,627,219.00            |
| BNP PARIBAS PRIME BROKERAGE, INC.         | 8-40490           |    000024962 | 7VHWWWW4UJS7NUM3PT30 | NY      | US        | $19,604,118.00            |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $19,029,548.00            |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $18,071,207.00            |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $16,019,092.00            |
| WELLS FARGO SECURITIES, LLC               | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $14,426,114.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $13,465,848.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $296,422,283.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $236,124,830.22

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                    | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund               | 811-22378         |
| DoubleLine Core Fixed Income Fund               | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund   | 811-22378         |
| DoubleLine Multi-Asset Growth Fund              | 811-22378         |
| DoubleLine Low Duration Bond Fund               | 811-22378         |
| DoubleLine Floating Rate Fund                   | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                | 811-22378         |
| DoubleLine Flexible Income Fund                 | 811-22378         |
| DoubleLine Selective Credit Fund                | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund | 811-22378         |
| DoubleLine Strategic Commodity Fund             | 811-22378         |
| DoubleLine Global Bond Fund                     | 811-22378         |
| DoubleLine Infrastructure Income Fund           | 811-22378         |
| DoubleLine Ultra Short Bond Fund                | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE  | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund   | 811-22378         |
| DoubleLine Income Fund                          | 811-22378         |
| DoubleLine Multi-Asset Trend Fund               | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 10 - DoubleLine Selective Credit Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Selective Credit Fund

- **b. Series identification number, if any:** S000046335

- **c. LEI:** 549300NSETB01KGP1591

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000144794                                | DBSCX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $132,727,715.00           |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $82,544,783.00            |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $53,707,445.00            |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $39,362,252.00            |
| AMHERST PIERPONT SECURITIES LLC           | 8-68282           |    000150696 | 549300LGG2RLWD21SU97 | NY      | US        | $35,674,912.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $25,928,345.00            |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $14,686,855.00            |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $4,051,389.00             |
| ODEON CAPITAL GROUP LLC                   | 8-68033           |    000148493 | 549300S158163H2DN048 | NY      | US        | $44,122.00                |
| BAY CREST PARTNERS, LLC                   | 8-48931           |    000039944 | 549300CTRRO8C3BU3H64 | NY      | US        | $37,134.00                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $388,781,635.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $996,811,771.20

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 11 - DoubleLine Long Duration Total Return Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Long Duration Total Return Bond Fund

- **b. Series identification number, if any:** S000047461

- **c. LEI:** 549300O8YXVUT4NKUV18

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000148999                                | DBLDX                        |
|                           2 | Class N                 | C000148998                                | DLLDX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg Valuation Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** GOLDMAN SACHS & CO. LLC

- **ii. SEC file number:** 8-12900

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,132.10

**Aggregate Commission:** $11,132.10

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $41,571,092.00            |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $24,507,501.00            |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $24,047,021.00            |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $19,679,647.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $18,149,766.00            |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $15,823,059.00            |
| UBS FINANCIAL SERVICES INC.               | 8-16267           |    000008174 | ETYRV6ORNFJB5NONI676 | NJ      | US        | $11,199,340.00            |
| TD SECURITIES LLC                         | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $4,604,027.00             |
| AMHERST PIERPONT SECURITIES LLC           | 8-68282           |    000150696 | 549300LGG2RLWD21SU97 | NY      | US        | $2,880,150.00             |
| WELLS FARGO SECURITIES, LLC               | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $2,700,800.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $180,849,920.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $96,355,009.76

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 12 - DoubleLine Strategic Commodity Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Strategic Commodity Fund

- **b. Series identification number, if any:** S000048870

- **c. LEI:** 549300YUO3XX67JFS218

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000153759                                | DBCMX                        |
|                           2 | Class N                 | C000153760                                | DLCMX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** —

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Alternatives LP

- **ii. SEC file number:** 801-88173

- **iii. CRD number:** 000175212

- **iv. LEI, if any:** 549300I6JYFEF8TZ8B14

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| FIFTH THIRD SECURITIES INC.               | 8-24280           |    000000628 | 5493003IMO3TYX51WE43 | OH      | US        | $52,961,991.00            |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $50,459,511.00            |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $20,969,309.00            |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $19,973,236.00            |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $8,998,790.00             |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $7,992,547.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $161,355,384.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $142,818,415.35

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 13 - DoubleLine Global Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Global Bond Fund

- **b. Series identification number, if any:** S000051748

- **c. LEI:** 5493008IO8R1K4RY7M95

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000162858                                | DBLGX                        |
|                           2 | Class N                 | C000162859                                | DLGBX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $290,228,213.00           |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $199,185,106.00           |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $115,146,443.00           |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $114,091,222.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $113,543,835.00           |
| FIFTH THIRD SECURITIES INC.               | 8-2428            |    000000628 | 5493003IMO3TYX51WE43 | OH      | US        | $110,270,335.00           |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $75,049,705.00            |
| NABSECURITIES LLC                         | 8-51785           |    000047390 | 254900CF468MXKD7PW65 | NY      | US        | $60,759,667.00            |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $59,372,229.00            |
| BNP PARIBAS PRIME BROKERAGE, INC.         | 8-40490           |    000024962 | 7VHWWWW4UJS7NUM3PT30 | NY      | US        | $50,742,273.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,576,736,145.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $986,208,613.21

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 14 - DoubleLine Infrastructure Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Infrastructure Income Fund

- **b. Series identification number, if any:** S000053014

- **c. LEI:** 549300CYGMJO6CGRJP72

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000166676                                | BILDX                        |
|                           2 | Class N                 | C000166677                                | BILTX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Securities Quote Xchange

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| WELLS FARGO SECURITIES, LLC        | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $41,272,319.00            |
| BARCLAYS CAPITAL INC.              | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $35,272,225.00            |
| GOLDMAN SACHS & CO. LLC            | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $32,110,157.00            |
| DEUTSCHE BANK SECURITIES INC.      | 8-17822           |    000002525 | 9J6MBOOO7BECTDTUZW19 | NY      | US        | $32,068,761.00            |
| CREDIT SUISSE SECURITIES (USA) LLC | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $23,380,399.00            |
| JEFFERIES LLC                      | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $23,080,982.00            |
| LARRAINVIAL SECURITIES US LLC      | 8-68452           |    000152424 | 254900M1RCZVBFJ7BS17 |  |  | $20,399,409.00            |
| RBC CAPITAL MARKETS LLC            | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $15,900,216.00            |
| KEYBANC CAPITAL MARKETS            | 8-30177           |    000000566 | 2EQWV0180Z211YVAD813 | OH      | US        | $13,771,643.00            |
| MORGAN STANLEY & CO. LLC           | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $12,244,729.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $339,574,697.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $579,289,755.22

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 15 - DoubleLine Ultra Short Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Ultra Short Bond Fund

- **b. Series identification number, if any:** S000054429

- **c. LEI:** 549300CBY0NFT6DSBY69

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000170950                                | DBULX                        |
|                           2 | Class N                 | C000170951                                | DLUSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                            | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| GOLDMAN SACHS & CO. LLC         | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $70,830,137.00            |
| J.P. MORGAN SECURITIES LLC      | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $68,616,925.00            |
| BARCLAYS CAPITAL INC.           | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $55,470,060.00            |
| CITIGROUP GLOBAL MARKETS INC.   | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $53,002,306.00            |
| TD SECURITIES LLC               | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $41,288,554.00            |
| MIZUHO SECURITIES USA LLC       | 8-37710           |    000019647 | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $35,499,595.00            |
| WELLS FARGO SECURITIES, LLC     | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $29,157,520.00            |
| RBC CAPITAL MARKETS LLC         | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $27,078,997.00            |
| MITSUBISHI BANK & TRUST         | 8-43026           |    000019685 | K5HU16E3LMSVCCJJJ255 | NY      | US        | $15,078,760.00            |
| BNY MELLON CAPITAL MARKETS, LLC | 8-35255           |    000017454 | VJW2DOOHGDT6PR0ZRO63 | NY      | US        | $14,051,266.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $464,601,100.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $235,634,749.55

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 16 - DoubleLine Shiller Enhanced International CAPE

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Shiller Enhanced International CAPE

- **b. Series identification number, if any:** S000055534

- **c. LEI:** 549300IPJNL5SLE09L50

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000174823                                | DSEUX                        |
|                           2 | Class N                 | C000174824                                | DLEUX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $21,217,761.00            |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $10,142,063.00            |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $9,144,357.00             |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $7,342,416.00             |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $6,391,647.00             |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $5,796,479.00             |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $4,834,947.00             |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $4,354,019.00             |
| JEFFERIES LLC                             | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $3,691,481.00             |
| UBS FINANCIAL SERVICES INC.               | 8-16267           |    000008174 | ETYRV6ORNFJB5NONI676 | NJ      | US        | $3,373,000.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $92,055,462.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $43,904,516.80

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 17 - DoubleLine Colony Real Estate and Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Colony Real Estate and Income Fund

- **b. Series identification number, if any:** S000063749

- **c. LEI:** 549300ASLY25GL0OX257

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000206625                                | DBRIX                        |
|                           2 | Class N                 | C000206624                                | DLREX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** Yes

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Alternatives LP

- **ii. SEC file number:** 801-88173

- **iii. CRD number:** 000175212

- **iv. LEI, if any:** 549300I6JYFEF8TZ8B14

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $88,483,097.00            |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $54,168,089.00            |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $35,861,319.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $35,676,131.00            |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $24,851,280.00            |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $24,292,985.00            |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $22,595,746.00            |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $21,920,562.00            |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $20,558,371.00            |
| TD SECURITIES LLC                         | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $12,525,388.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $424,918,896.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $90,680,406.97

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 18 - DoubleLine Emerging Markets Local Currency Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Emerging Markets Local Currency Bond Fund

- **b. Series identification number, if any:** S000065632

- **c. LEI:** 549300TMOIYY7BVD4747

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000212343                                | DBELX                        |
|                           2 | Class N                 | C000212344                                | DLELX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                              | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| GOLDMAN SACHS & CO. LLC           | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $758,134.00               |
| HSBC SECURITIES (USA) INC.        | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $735,546.00               |
| J.P. MORGAN SECURITIES LLC        | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $555,435.00               |
| LARRAINVIAL SECURITIES US LLC     | 8-68452           |    000152424 | 254900M1RCZVBFJ7BS17 |  |  | $397,819.00               |
| BNP PARIBAS PRIME BROKERAGE, INC. | 8-40490           |    000024962 | 7VHWWWW4UJS7NUM3PT30 | NY      | US        | $306,520.00               |
| CITIGROUP GLOBAL MARKETS INC.     | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $300,439.00               |
| SOCIETE GENERALE SECURITIES CORP. | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $253,149.00               |
| ANZ SECURITIES, INC.              | 8-47390           |    000036654 | 54930002PP1OBF1UXP39 | NY      | US        | $130,709.00               |
| MORGAN STANLEY & CO. LLC          | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $102,210.00               |
| BTG PACTUAL US CAPITAL, LLC       | 8-68148           |    000149486 | 549300EUEDL5GKQW8U35 | NY      | US        | $102,013.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,196,316.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $9,708,159.50

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $30,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 19 - DoubleLine Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Income Fund

- **b. Series identification number, if any:** S000066303

- **c. LEI:** 549300GMVIVSC1NYP563

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000214092                                | DBLIX                        |
|                           2 | Class N                 | C000214093                                | DBLNX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bank Of America Merrill Lynch

- **ii. LEI, if any, or provide and describe other identifying number:** 9DJT3UXIJIZJI4WXO774

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** Thomson Reuters Pricing Service

- **ii. LEI, if any, or provide and describe other identifying number:** 549300773DWEC3ZDVO65

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $27,855,424.00            |
| CREDIT SUISSE SECURITIES (USA) LLC        | 8-42200           |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $26,819,482.00            |
| SOCIETE GENERALE SECURITIES CORP.         | 8-66125           |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $25,608,445.00            |
| MORGAN STANLEY & CO. LLC                  | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $16,321,166.00            |
| NOMURA SECURITIES INTERNATIONAL, INC.     | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $16,563,885.00            |
| BARCLAYS CAPITAL INC.                     | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $15,063,141.00            |
| CITIGROUP GLOBAL MARKETS INC.             | 8-81770           |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $14,417,433.00            |
| HSBC SECURITIES (USA) INC.                | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $11,793,742.00            |
| GOLDMAN SACHS & CO. LLC                   | 8-12900           |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $10,435,858.00            |
| J.P. MORGAN SECURITIES LLC                | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $7,278,848.00             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $189,844,102.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $87,059,288.46

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Trend Fund                          | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 20 - DoubleLine Multi-Asset Trend Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** DoubleLine Multi-Asset Trend Fund

- **b. Series identification number, if any:** S000071135

- **c. LEI:** 549300UO6HRPV62TV447

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 2

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 2

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class I                 | C000225833                                | DBMOX                        |
|                           2 | Class N                 | C000225832                                | DLMOX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** —

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** DoubleLine Alternatives LP

- **ii. SEC file number:** 801-88173

- **iii. CRD number:** 000175212

- **iv. LEI, if any:** 549300I6JYFEF8TZ8B14

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DoubleLine Capital LP

- **ii. SEC file number:** 801-70942

- **iii. CRD number:** 000152606

- **iv. LEI, if any:** 549300AQKG3ZYRYGH003

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. SEC file number:** 85-11357

- **iii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iv. State, if applicable:** WI

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Intercontinental Exchange

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000F4ZO33MV32P92

- **iii. State, if applicable:** DE

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** U.S. Bank National Association

- **ii. LEI, if any:** 6BYL5QZYBDK8S7L73M02

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** U.S. Bancorp Fund Services, LLC

- **ii. LEI, if any, or other identifying number:** N1GZ7BBF3NP8GI976H15

- **iii. State, if applicable:** WI

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

No Affiliated Broker-Dealers reported.

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | 8-33359           |    000016139 | 549300PMHS66E71I2D34 | NY      | US        | $899,859.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $899,859.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $10,282,664.03

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $725,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** U.S. Bank National Association

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                               | SEC File number   |
|:---|:---|
| DoubleLine Total Return Bond Fund                          | 811-22378         |
| DoubleLine Core Fixed Income Fund                          | 811-22378         |
| DoubleLine Emerging Markets Fixed Income Fund              | 811-22378         |
| DoubleLine Multi-Asset Growth Fund                         | 811-22378         |
| DoubleLine Low Duration Bond Fund                          | 811-22378         |
| DoubleLine Floating Rate Fund                              | 811-22378         |
| DoubleLine Shiller Enhanced CAPE                           | 811-22378         |
| DoubleLine Flexible Income Fund                            | 811-22378         |
| DoubleLine Low Duration Emerging Markets Fixed Income Fund | 811-22378         |
| DoubleLine Selective Credit Fund                           | 811-22378         |
| DoubleLine Long Duration Total Return Bond Fund            | 811-22378         |
| DoubleLine Strategic Commodity Fund                        | 811-22378         |
| DoubleLine Global Bond Fund                                | 811-22378         |
| DoubleLine Infrastructure Income Fund                      | 811-22378         |
| DoubleLine Ultra Short Bond Fund                           | 811-22378         |
| DoubleLine Shiller Enhanced International CAPE             | 811-22378         |
| DoubleLine Colony Real Estate and Income Fund              | 811-22378         |
| DoubleLine Income Fund                                     | 811-22378         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** —

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## Part E: Additional Questions for ETFs and ETMFs

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** DoubleLine Funds Trust

**Date:** 2023-03-10

**Signature:** /s/ Henry Chase

**Title:** Treasurer