# EDGAR Filing Document

**Accession Number:** 0002129318
**File Stem:** 0002129318-26-000004
**Filing Date:** 2026-5
**Character Count:** 13479
**Document Hash:** 7c87aa944335c60903ae7789bcc51d0c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002129318-26-000004.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0002129318-26-000004

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**EFFECTIVENESS DATE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Norris Financial Group, LLC
- **CENTRAL INDEX KEY:** 0002129318

**ORGANIZATION NAME:**
- **EIN:** 582280206
- **STATE OF INCORPORATION:** SC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26988
- **FILM NUMBER:** 261001932

**BUSINESS ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601
- **BUSINESS PHONE:** 864-420-7335

**MAIL ADDRESS:**
- **STREET 1:** 605 N MAIN ST.
- **CITY:** GREENVILLE
- **STATE:** SC
- **ZIP:** 29601

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Norris Financial Group LLC<br>**Address:** 605 N MAIN ST.<br>GREENVILLE, SC 29601

**Form 13F File Number:** 028-26988

**CRD Number (if applicable):** 000129422

**SEC File Number (if applicable):** 801-112958

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Desaree Tatum<br>**Title:** Consultant Compliance Services<br>**Phone:** 513-538-1150

**Signature, Place, and Date of Signing:**

Desaree Tatum  Covington, KY  05-20-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 98

**Form 13F Information Table Value Total:** $273922085

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 40046779 | 60114 | SH |  | SOLE |  | 0 | 0 | 60114 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 17546448 | 241122 | SH |  | SOLE |  | 0 | 0 | 241122 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 13043038 | 21725 | SH |  | SOLE |  | 0 | 0 | 21725 |
| ETFS GOLD TR | PHYSCL GOLD SHS | 00326A104 |  | 11361186 | 308644 | SH |  | SOLE |  | 0 | 0 | 308644 |
| SPDR SERIES TRUST | BLOOMBERG 1-3 MO | 78468R663 |  | 10140394 | 110522 | SH |  | SOLE |  | 0 | 0 | 110522 |
| APPLE INC | COM | 037833100 |  | 8287443 | 32547 | SH |  | SOLE |  | 0 | 0 | 32547 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 7964686 | 24270 | SH |  | SOLE |  | 0 | 0 | 24270 |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 02072L565 |  | 6578262 | 57775 | SH |  | SOLE |  | 0 | 0 | 57775 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 6376017 | 66982 | SH |  | SOLE |  | 0 | 0 | 66982 |
| ISHARES TR | SHORT TREAS BD | 464288679 |  | 6086894 | 55090 | SH |  | SOLE |  | 0 | 0 | 55090 |
| INVESCO EXCH TRADED FD TR II | S 500 MOMNTM | 46138E339 |  | 6069464 | 50136 | SH |  | SOLE |  | 0 | 0 | 50136 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 5552797 | 15621 | SH |  | SOLE |  | 0 | 0 | 15621 |
| INVESCO EXCH TRADED FD TR II | INTL BUYBACK | 46138E644 |  | 5374169 | 101996 | SH |  | SOLE |  | 0 | 0 | 101996 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 |  | 5339400 | 85953 | SH |  | SOLE |  | 0 | 0 | 85953 |
| SPDR SERIES TRUST | S METALS MNG | 78464A755 |  | 5030676 | 53983 | SH |  | SOLE |  | 0 | 0 | 53983 |
| APPLOVIN CORP | COM CL A | 03831W108 |  | 4545484 | 6326 | SH |  | SOLE |  | 0 | 0 | 6326 |
| INVESCO ACTIVELY MANAGED EXC | ULTRA SHRT DUR | 46090A887 |  | 4386844 | 87328 | SH |  | SOLE |  | 0 | 0 | 87328 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 3839498 | 88672 | SH |  | SOLE |  | 0 | 0 | 88672 |
| AMAZON COM INC | COM | 023135106 |  | 3813711 | 17369 | SH |  | SOLE |  | 0 | 0 | 17369 |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 |  | 3810814 | 344870 | SH |  | SOLE |  | 0 | 0 | 344870 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3634392 | 19479 | SH |  | SOLE |  | 0 | 0 | 19479 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 3588007 | 17857 | SH |  | SOLE |  | 0 | 0 | 17857 |
| SSGA ACTIVE ETF TR | ULT SHT TRM BD | 78467V707 |  | 3475048 | 85403 | SH |  | SOLE |  | 0 | 0 | 85403 |
| TURNING PT BRANDS INC | COM | 90041L105 |  | 3375179 | 34141 | SH |  | SOLE |  | 0 | 0 | 34141 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 3320285 | 21977 | SH |  | SOLE |  | 0 | 0 | 21977 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3232744 | 13298 | SH |  | SOLE |  | 0 | 0 | 13298 |
| OKTA INC | CL A | 679295105 |  | 3198221 | 34877 | SH |  | SOLE |  | 0 | 0 | 34877 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 3149442 | 32147 | SH |  | SOLE |  | 0 | 0 | 32147 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 3033317 | 12275 | SH |  | SOLE |  | 0 | 0 | 12275 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 |  | 2945191 | 43626 | SH |  | SOLE |  | 0 | 0 | 43626 |
| ARGAN INC | COM | 04010E109 |  | 2913569 | 10789 | SH |  | SOLE |  | 0 | 0 | 10789 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 2840220 | 15405 | SH |  | SOLE |  | 0 | 0 | 15405 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 |  | 2768307 | 18628 | SH |  | SOLE |  | 0 | 0 | 18628 |
| SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 |  | 2723891 | 11593 | SH |  | SOLE |  | 0 | 0 | 11593 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 2705068 | 5775 | SH |  | SOLE |  | 0 | 0 | 5775 |
| DXP ENTERPRISES INC | COM NEW | 233377407 |  | 2642282 | 22191 | SH |  | SOLE |  | 0 | 0 | 22191 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 2538539 | 96084 | SH |  | SOLE |  | 0 | 0 | 96084 |
| NEWMONT CORP | COM | 651639106 |  | 2426189 | 28777 | SH |  | SOLE |  | 0 | 0 | 28777 |
| ADOBE INC | COM | 00724F101 |  | 2389881 | 6775 | SH |  | SOLE |  | 0 | 0 | 6775 |
| CELESTICA INC | COM | 15101Q207 |  | 2329739 | 9464 | SH |  | SOLE |  | 0 | 0 | 9464 |
| CBOE GLOBAL MKTS INC | COM | 12503M108 |  | 2191309 | 8935 | SH |  | SOLE |  | 0 | 0 | 8935 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2093763 | 25066 | SH |  | SOLE |  | 0 | 0 | 25066 |
| MICROSOFT CORP | COM | 594918104 |  | 1996179 | 3854 | SH |  | SOLE |  | 0 | 0 | 3854 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 1942100 | 19286 | SH |  | SOLE |  | 0 | 0 | 19286 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 |  | 1862472 | 28215 | SH |  | SOLE |  | 0 | 0 | 28215 |
| STARWOOD PPTY TR INC | COM | 85571B105 |  | 1789459 | 92383 | SH |  | SOLE |  | 0 | 0 | 92383 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 1741612 | 38093 | SH |  | SOLE |  | 0 | 0 | 38093 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 |  | 1668288 | 35026 | SH |  | SOLE |  | 0 | 0 | 35026 |
| GLOBAL X FDS | GLOBAL X SILVER | 37954Y848 |  | 1597564 | 22303 | SH |  | SOLE |  | 0 | 0 | 22303 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 1580090 | 14235 | SH |  | SOLE |  | 0 | 0 | 14235 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1525197 | 34703 | SH |  | SOLE |  | 0 | 0 | 34703 |
| INVESCO LTD | SHS | G491BT108 |  | 1520624 | 66287 | SH |  | SOLE |  | 0 | 0 | 66287 |
| STAG INDL INC | COM | 85254J102 |  | 1323163 | 37494 | SH |  | SOLE |  | 0 | 0 | 37494 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 898578 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| VITESSE ENERGY INC | COMMON STOCK | 92852X103 |  | 826384 | 35574 | SH |  | SOLE |  | 0 | 0 | 35574 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 749344 | 9375 | SH |  | SOLE |  | 0 | 0 | 9375 |
| TESLA INC | COM | 88160R101 |  | 651960 | 1466 | SH |  | SOLE |  | 0 | 0 | 1466 |
| FIRST TR EXCH TRADED FD III | ULTRA SHT DUR MU | 33740J104 |  | 600668 | 29884 | SH |  | SOLE |  | 0 | 0 | 29884 |
| HESS MIDSTREAM LP | CL A SHS | 428103105 |  | 546546 | 15819 | SH |  | SOLE |  | 0 | 0 | 15819 |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 |  | 544641 | 21053 | SH |  | SOLE |  | 0 | 0 | 21053 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 521217 | 25957 | SH |  | SOLE |  | 0 | 0 | 25957 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 515499 | 7954 | SH |  | SOLE |  | 0 | 0 | 7954 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 505328 | 19163 | SH |  | SOLE |  | 0 | 0 | 19163 |
| PFIZER INC | COM | 717081103 |  | 456168 | 17903 | SH |  | SOLE |  | 0 | 0 | 17903 |
| ONEOK INC NEW | COM | 682680103 |  | 452414 | 6200 | SH |  | SOLE |  | 0 | 0 | 6200 |
| LISTED FDS TR | ROUNDHILL MAGNIF | 53656G498 |  | 411861 | 6350 | SH |  | SOLE |  | 0 | 0 | 6350 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 409779 | 2160 | SH |  | SOLE |  | 0 | 0 | 2160 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 397033 | 1300 | SH |  | SOLE |  | 0 | 0 | 1300 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 386669 | 9126 | SH |  | SOLE |  | 0 | 0 | 9126 |
| FORD MTR CO | COM | 345370860 |  | 386308 | 32300 | SH |  | SOLE |  | 0 | 0 | 32300 |
| FLUOR CORP NEW | COM | 343412102 |  | 384562 | 9141 | SH |  | SOLE |  | 0 | 0 | 9141 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 371827 | 4482 | SH |  | SOLE |  | 0 | 0 | 4482 |
| POWELL INDS INC | COM | 739128106 |  | 359066 | 1178 | SH |  | SOLE |  | 0 | 0 | 1178 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 352502 | 3126 | SH |  | SOLE |  | 0 | 0 | 3126 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 347820 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 329045 | 19053 | SH |  | SOLE |  | 0 | 0 | 19053 |
| SPDR SERIES TRUST | PRTFLO S HI | 78468R788 |  | 313192 | 7118 | SH |  | SOLE |  | 0 | 0 | 7118 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 310931 | 3088 | SH |  | SOLE |  | 0 | 0 | 3088 |
| BOEING CO | COM | 097023105 |  | 309500 | 1434 | SH |  | SOLE |  | 0 | 0 | 1434 |
| CHEVRON CORP NEW | COM | 166764100 |  | 298623 | 1923 | SH |  | SOLE |  | 0 | 0 | 1923 |
| META PLATFORMS INC | CL A | 30303M102 |  | 290080 | 395 | SH |  | SOLE |  | 0 | 0 | 395 |
| HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 |  | 279335 | 16100 | SH |  | SOLE |  | 0 | 0 | 16100 |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | G25457105 |  | 271708 | 1866 | SH |  | SOLE |  | 0 | 0 | 1866 |
| ISHARES TR | TOP 20 U S STOCK | 46438G570 |  | 267469 | 8781 | SH |  | SOLE |  | 0 | 0 | 8781 |
| WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 |  | 262557 | 5709 | SH |  | SOLE |  | 0 | 0 | 5709 |
| JELD-WEN HLDG INC | COM | 47580P103 |  | 255659 | 52069 | SH |  | SOLE |  | 0 | 0 | 52069 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 252652 | 1385 | SH |  | SOLE |  | 0 | 0 | 1385 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 249150 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| BROADCOM INC | COM | 11135F101 |  | 238525 | 723 | SH |  | SOLE |  | 0 | 0 | 723 |
| SOUTHERN COPPER CORP | COM | 84265V105 |  | 238230 | 1963 | SH |  | SOLE |  | 0 | 0 | 1963 |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 |  | 231480 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| STERLING INFRASTRUCTURE INC | COM | 859241101 |  | 228265 | 672 | SH |  | SOLE |  | 0 | 0 | 672 |
| DIGITALOCEAN HLDGS INC | COM | 25402D102 |  | 226925 | 6643 | SH |  | SOLE |  | 0 | 0 | 6643 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 225106 | 3680 | SH |  | SOLE |  | 0 | 0 | 3680 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 215610 | 3776 | SH |  | SOLE |  | 0 | 0 | 3776 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 207884 | 2721 | SH |  | SOLE |  | 0 | 0 | 2721 |
| IMMUNITYBIO INC | COM | 45256X103 |  | 34750 | 14126 | SH |  | SOLE |  | 0 | 0 | 14126 |
| AURORA INNOVATION INC | CLASS A COM | 051774107 |  | 53900 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |

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