# EDGAR Filing Document

**Accession Number:** 0000853784
**File Stem:** 0000853784-26-000005
**Filing Date:** 2026-2
**Character Count:** 2747
**Document Hash:** de5a62a80d3f041c00f7ee7a5b7657e4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000853784-26-000005.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000853784-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HSBC SECURITIES (USA) INC.
- **CENTRAL INDEX KEY:** 0000853784

**ORGANIZATION NAME:**
- **EIN:** 132650272
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-41562
- **FILM NUMBER:** 26701134

**BUSINESS ADDRESS:**
- **STREET 1:** 66 HUDSON BOULEVARD
- **CITY:** NEW YORK CITY
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** 224-880-8555

**MAIL ADDRESS:**
- **STREET 1:** 227 WEST MONROE
- **STREET 2:** SUITE 1810
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HSBC SECURITIES USA INC                                 /BD
- **DATE OF NAME CHANGE:** 20020508

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HSBC SECURITIES INC
- **DATE OF NAME CHANGE:** 19990617

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CARROLL MCENTEE & MCGINLEY INC
- **DATE OF NAME CHANGE:** 19940714

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000853784

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** HSBC SECURITIES (USA) INC.

**Business Address:** 66 HUDSON BOULEVARD, NEW YORK CITY, NY, 10001

**Contact Person:** Dan Palomaki

**Contact Phone:** 212-525-0640

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers LLP

**Accountant Address:** 300 Madison Avenue, New York City, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Dan Palomaki**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HSBC SECURITIES (USA) INC.**, as of **02-27-2026**, are true and correct.

**Signature:** Dan Palomaki

**Title:** HSBC Securities (USA) Inc. CFO

**Notarized:** Yes