# EDGAR Filing Document

**Accession Number:** 0001775760
**File Stem:** 0001775760-26-000002
**Filing Date:** 2026-2
**Character Count:** 2410
**Document Hash:** aef460eb80162868829c71a4998e3139
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001775760-26-000002.hdr.sgml**: 20260219

**ACCESSION NUMBER**: 0001775760-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260219

**DATE AS OF CHANGE**: 20260219

**EFFECTIVENESS DATE**: 20260219

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPITALA SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001775760

**ORGANIZATION NAME:**
- **EIN:** 831106652
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70342
- **FILM NUMBER:** 26653542

**BUSINESS ADDRESS:**
- **STREET 1:** 4201 CONGRESS STREET
- **STREET 2:** SUITE 360C
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28209
- **BUSINESS PHONE:** 704-790-1666

**MAIL ADDRESS:**
- **STREET 1:** 4201 CONGRESS STREET
- **STREET 2:** SUITE 360C
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28209

### Attached PDF Documents

**Attachment 1:** `2025CapitalaCertAudPubfull.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001775760

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAPITALA SECURITIES, LLC

**Business Address:** 4201 CONGRESS STREET, SUITE 360C, CHARLOTTE, NC, 28209

**Contact Person:** Christine Alala

**Contact Phone:** 704-790-1666

### Independent Public Accountant Identification

**Accountant Name:** GreerWalker LLP

**Accountant Address:** 15 South Main Street, #800, Greenville, SC, 29601

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Christine Alala**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPITALA SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Christine Alala

**Title:** President, CCO and Director