# EDGAR Filing Document

**Accession Number:** 0001279256
**File Stem:** 0001137439-23-000161
**Filing Date:** 2023-2
**Character Count:** 10287
**Document Hash:** 72307d08bfce7186806f0b02ece36fe0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001137439-23-000161.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001137439-23-000161

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JACOB ASSET MANAGEMENT OF NEW YORK LLC
- **CENTRAL INDEX KEY:** 0001279256
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10765
- **FILM NUMBER:** 23626608

**BUSINESS ADDRESS:**
- **STREET 1:** 727 2ND STREET
- **STREET 2:** #106
- **CITY:** HERMOSA BEACH
- **STATE:** CA
- **ZIP:** 90254
- **BUSINESS PHONE:** (424) 237-2164

**MAIL ADDRESS:**
- **STREET 1:** 727 2ND STREET
- **STREET 2:** #106
- **CITY:** HERMOSA BEACH
- **STATE:** CA
- **ZIP:** 90254

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** JACOB ASSET MANAGEMENT OF NEW YORK LLC<br>**Address:** 727 2ND STREET

#106<br>HERMOSA BEACH, CA 90254

**Form 13F File Number:** 028-10765

**CRD Number (if applicable):** 000112006

**SEC File Number (if applicable):** 801-56730

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ryan I. Jacob<br>**Title:** Manager Chief Executive Officer and Managing Member<br>**Phone:** 424-237-2164

**Signature, Place, and Date of Signing:**

/s/ Ryan I. Jacob  Hermosa Beach, CA  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 67

**Form 13F Information Table Value Total:** $82152801

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 846281 | 9607 | SH |  | SOLE |  | 9607 | 0 | 0 |
| ALPHATEC HLDGS INC | COM NEW | 02081G201 |  | 2131153 | 172563 | SH |  | SOLE |  | 172563 | 0 | 0 |
| AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 |  | 196403 | 14069 | SH |  | SOLE |  | 14069 | 0 | 0 |
| AMYRIS INC | COM NEW | 03236M200 |  | 261783 | 171100 | SH |  | SOLE |  | 171100 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 209115 | 4044 | SH |  | SOLE |  | 4044 | 0 | 0 |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 |  | 436642 | 187400 | SH |  | SOLE |  | 187400 | 0 | 0 |
| ARCTURUS THERAPEUTICS HLDGS | COM | 03969T109 |  | 246276 | 14521 | SH |  | SOLE |  | 14521 | 0 | 0 |
| ATOMERA INC | COM | 04965B100 |  | 462768 | 74400 | SH |  | SOLE |  | 74400 | 0 | 0 |
| BEAM THERAPEUTICS INC | COM | 07373V105 |  | 174665 | 4466 | SH |  | SOLE |  | 4466 | 0 | 0 |
| BJS RESTAURANTS INC | COM | 09180C106 |  | 131900 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 2546528 | 40524 | SH |  | SOLE |  | 40524 | 0 | 0 |
| BM TECHNOLOGIES INC | CL A COM | 05591L107 |  | 755450 | 145000 | SH |  | SOLE |  | 145000 | 0 | 0 |
| CANTALOUPE INC | COM | 138103106 |  | 2830084 | 650594 | SH |  | SOLE |  | 650594 | 0 | 0 |
| CAREDX INC | COM | 14167L103 |  | 218148 | 19119 | SH |  | SOLE |  | 19119 | 0 | 0 |
| CELCUITY INC | COM | 15102K100 |  | 1025658 | 73209 | SH |  | SOLE |  | 73209 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 2321624 | 51352 | SH |  | SOLE |  | 51352 | 0 | 0 |
| CODEXIS INC | COM | 192005106 |  | 782419 | 167901 | SH |  | SOLE |  | 167901 | 0 | 0 |
| COMSCORE INC | COM | 20564W105 |  | 1259876 | 1086100 | SH |  | SOLE |  | 1086100 | 0 | 0 |
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 |  | 133739 | 3290 | SH |  | SOLE |  | 3290 | 0 | 0 |
| CVENT HOLDING CORP | COMMON STOCK | 126677103 |  | 1246304 | 230797 | SH |  | SOLE |  | 230797 | 0 | 0 |
| CYTOSORBENTS CORP | COM NEW | 23283X206 |  | 384307 | 247940 | SH |  | SOLE |  | 247940 | 0 | 0 |
| DERMTECH INC | COM | 24984K105 |  | 108566 | 61337 | SH |  | SOLE |  | 61337 | 0 | 0 |
| DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 |  | 369293 | 233730 | SH |  | SOLE |  | 233730 | 0 | 0 |
| DIGITAL TURBINE INC | COM NEW | 25400W102 |  | 3157880 | 207210 | SH |  | SOLE |  | 207210 | 0 | 0 |
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 25985W105 |  | 210000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| DOXIMITY INC | CL A | 26622P107 |  | 3225787 | 96120 | SH |  | SOLE |  | 96120 | 0 | 0 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 |  | 2331601 | 204706 | SH |  | SOLE |  | 204706 | 0 | 0 |
| HARROW HEALTH INC | COM | 415858109 |  | 2295756 | 155539 | SH |  | SOLE |  | 155539 | 0 | 0 |
| HASHICORP INC | COM CL A | 418100103 |  | 1900649 | 69519 | SH |  | SOLE |  | 69519 | 0 | 0 |
| HELLO GROUP INC | ADS | 423403104 |  | 918834 | 102320 | SH |  | SOLE |  | 102320 | 0 | 0 |
| HERON THERAPEUTICS INC | COM | 427746102 |  | 667570 | 267028 | SH |  | SOLE |  | 267028 | 0 | 0 |
| HUDSON GLOBAL INC | COM NEW | 443787205 |  | 1281492 | 56628 | SH |  | SOLE |  | 56628 | 0 | 0 |
| HUYA INC | ADS REP SHS A | 44852D108 |  | 923767 | 233865 | SH |  | SOLE |  | 233865 | 0 | 0 |
| IDEAYA BIOSCIENCES INC | COM | 45166A102 |  | 863293 | 47512 | SH |  | SOLE |  | 47512 | 0 | 0 |
| IDENTIV INC | COM NEW | 45170X205 |  | 2695314 | 372281 | SH |  | SOLE |  | 372281 | 0 | 0 |
| IMMERSION CORP | COM | 452521107 |  | 4790833 | 681484 | SH |  | SOLE |  | 681484 | 0 | 0 |
| IMPINJ INC | COM | 453204109 |  | 695367 | 6369 | SH |  | SOLE |  | 6369 | 0 | 0 |
| IMV INC | COM | 44974L301 |  | 50574 | 20727 | SH |  | SOLE |  | 20727 | 0 | 0 |
| INSPIRED ENTMT INC | COM | 45782N108 |  | 2354986 | 185871 | SH |  | SOLE |  | 185871 | 0 | 0 |
| IZEA WORLDWIDE INC | COM | 46604H105 |  | 156710 | 288600 | SH |  | SOLE |  | 288600 | 0 | 0 |
| JOYY INC | ADS REPSTG COM A | 46591M109 |  | 848507 | 26860 | SH |  | SOLE |  | 26860 | 0 | 0 |
| KRYSTAL BIOTECH INC | COM | 501147102 |  | 549549 | 6937 | SH |  | SOLE |  | 6937 | 0 | 0 |
| LANTRONIX INC | COM NEW | 516548203 |  | 3802805 | 880279 | SH |  | SOLE |  | 880279 | 0 | 0 |
| LEJU HLDGS LTD | SPONSORED ADS | 50187J207 |  | 124781 | 93820 | SH |  | SOLE |  | 93820 | 0 | 0 |
| MONGODB INC | CL A | 60937P106 |  | 3189989 | 16206 | SH |  | SOLE |  | 16206 | 0 | 0 |
| NEUBASE THERAPEUTICS INC | COM | 64132K102 |  | 59552 | 313100 | SH |  | SOLE |  | 313100 | 0 | 0 |
| NEW ORIENTAL ED  TECHNOLOGY | SPON ADR | 647581206 |  | 663321 | 19050 | SH |  | SOLE |  | 19050 | 0 | 0 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 |  | 730892 | 354802 | SH |  | SOLE |  | 354802 | 0 | 0 |
| OMEROS CORP | COM | 682143102 |  | 194740 | 86168 | SH |  | SOLE |  | 86168 | 0 | 0 |
| OPTIMIZERX CORP | COM | 68401U204 |  | 4611096 | 274470 | SH |  | SOLE |  | 274470 | 0 | 0 |
| PARK CITY GROUP INC | COM NEW | 700215304 |  | 898484 | 181512 | SH |  | SOLE |  | 181512 | 0 | 0 |
| PORCH GROUP INC | COM | 733245104 |  | 1525985 | 811694 | SH |  | SOLE |  | 811694 | 0 | 0 |
| POWERFLEET INC | COM | 73931J109 |  | 1836138 | 682579 | SH |  | SOLE |  | 682579 | 0 | 0 |
| PRECISION BIOSCIENCES INC | COM | 74019P108 |  | 387240 | 325412 | SH |  | SOLE |  | 325412 | 0 | 0 |
| QUMU CORP | COM | 749063103 |  | 233872 | 261690 | SH |  | SOLE |  | 261690 | 0 | 0 |
| ROVER GROUP INC | COM CL A | 77936F103 |  | 2177947 | 593446 | SH |  | SOLE |  | 593446 | 0 | 0 |
| SCHRODINGER INC | COM | 80810D103 |  | 168378 | 9009 | SH |  | SOLE |  | 9009 | 0 | 0 |
| SILVERGATE CAP CORP | CL A | 82837P408 |  | 1498523 | 86122 | SH |  | SOLE |  | 86122 | 0 | 0 |
| SOLITARIO ZINC CORP | COM | 8342EP107 |  | 628967 | 1014300 | SH |  | SOLE |  | 1014300 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 1308413 | 113775 | SH |  | SOLE |  | 113775 | 0 | 0 |
| TRANSPHORM INC | COM | 89386L100 |  | 1355017 | 249084 | SH |  | SOLE |  | 249084 | 0 | 0 |
| TWILIO INC | CL A | 90138F102 |  | 2658675 | 54303 | SH |  | SOLE |  | 54303 | 0 | 0 |
| USIO INC | COM | 917313108 |  | 531360 | 332100 | SH |  | SOLE |  | 332100 | 0 | 0 |
| WESTERN COPPER  GOLD CORP | COM | 95805V108 |  | 605111 | 339950 | SH |  | SOLE |  | 339950 | 0 | 0 |
| WM TECHNOLOGY INC | COM | 92971A109 |  | 640181 | 633843 | SH |  | SOLE |  | 633843 | 0 | 0 |
| YELP INC | CL A | 985817105 |  | 152229 | 5568 | SH |  | SOLE |  | 5568 | 0 | 0 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 |  | 3171654 | 98468 | SH |  | SOLE |  | 98468 | 0 | 0 |

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