# EDGAR Filing Document

**Accession Number:** 0000055067
**File Stem:** 0001225208-23-002585
**Filing Date:** 2023-2
**Character Count:** 6728
**Document Hash:** 8ac3a5e5061dd9b5319a1ee28346aca1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001225208-23-002585.hdr.sgml**: 20230222

**ACCESSION NUMBER**: 0001225208-23-002585

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230217

**FILED AS OF DATE**: 20230222

**DATE AS OF CHANGE**: 20230222

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** AMAYA NICOLAS
- **CENTRAL INDEX KEY:** 0001794792

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-04171
- **FILM NUMBER:** 23655375

**MAIL ADDRESS:**
- **STREET 1:** ONE KELLOGG SQUARE
- **CITY:** BATTLE CREEK
- **STATE:** MI
- **ZIP:** 49017
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KELLOGG CO
- **CENTRAL INDEX KEY:** 0000055067
- **STANDARD INDUSTRIAL CLASSIFICATION:** GRAIN MILL PRODUCTS [2040]
- **IRS NUMBER:** 380710690
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** ONE KELLOGG SQ
- **STREET 2:** P O BOX 3599
- **CITY:** BATTLE CREEK
- **STATE:** MI
- **ZIP:** 49016-3599
- **BUSINESS PHONE:** 2699612000

**MAIL ADDRESS:**
- **STREET 1:** ONE KELLOGG SQUARE
- **STREET 2:** P O BOX 3599
- **CITY:** BATTLE CREEK
- **STATE:** MI
- **ZIP:** 49016-3599

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>AMAYA NICOLAS<br><sub>(Last) (First) (Middle)</sub><br>ONE KELLOGG SQUARE<br>P O BOX 3599<br><sub>(Street)</sub><br>BATTLE CREEK, MI 49016-3599<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-17 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Senior Vice President_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>KELLOGG CO [ K ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common | 2023-02-17 |  | A |  | 12264<sup>(1)</sup> | A | $0 | 24853.3421 | D |  |
| Common | 2023-02-17 |  | F |  | 4671 | D | $68.3800 | 20182.3421 | D |  |
| Common | 2023-02-19 |  | M |  | 5571.1810 | A | 0<sup>(2)</sup> | 25753.5231 | D |  |
| Common | 2023-02-19 |  | F |  | 2082 | D | $68.3800 | 23671.5231 | D |  |
| Common | 2023-02-21 |  | M |  | 3504.0640 | A | 0<sup>(2)</sup> | 27175.5871 | D |  |
| Common | 2023-02-21 |  | F |  | 1310 | D | $68.9100 | 25865.5871 | D |  |
| Common |  |  |  |  |  |  |  | 411.4480 | I | By 401(k) Profit Sharing Plan |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(2)</sup> | 2023-02-17 |  | A |  | 3420 |  | 2026-02-17<sup>(3)</sup> | 2026-02-17<sup>(3)</sup> | Common | 3420 | $0 | 3420 | D |  |
| Restricted Stock Units | <sup>(2)</sup> | 2023-02-19 |  | M |  |  | 5571.1810 | 2023-02-19 | 2023-02-19 | Common | 5571.1810 | $0 | 0 | D |  |
| Restricted Stock Units | <sup>(2)</sup> | 2023-02-21 |  | M |  |  | 3504.0640 | 2023-02-21 | 2023-02-21 | Common | 3504.0640 | $0 | 0 | D |  |

---

### Footnotes:

(1) Settlement of performance rights granted February 21, 2020, in connection with the Company's 2020-2022 Executive Performance Plan, which are paid in stock.

(2) Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.

(3) The restricted stock units vest on February 17, 2026, the third anniversary of the grant date.

**Signature:** Gary H. Pilnick, Attorney-in-Fact  
**Date:** 2023-02-22

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**