# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001438934-25-001549
**Filing Date:** 2025-8
**Character Count:** 97261
**Document Hash:** 33b6b41227c09f24b913a96ffc2c0bda
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001438934-25-001549.hdr.sgml**: 20250825

**ACCESSION NUMBER**: 0001438934-25-001549

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250825

**DATE AS OF CHANGE**: 20250825

**EFFECTIVENESS DATE**: 20250825

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471

**ORGANIZATION NAME:**
- **EIN:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 251250498

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001683471

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Registered Management Investment Company

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Listed Funds Trust

**Address:** 615 East Michigan Street, Milwaukee, WI 53202

**Telephone number:** 414-403-6135

**Name of agent for service:** Kacie Briody

**Agent Address:** U.S. Bank Global Fund Services, Milwaukee, WI 53202

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 811-23226

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [x] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER             | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                      | VOTE CATEGORY                           |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   | SHARES VOTED FOR OR AGAINST MANAGEMENT   | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|:---|:---|:---|
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Paul W. Graves                                                                                                                                                                        | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Michael F. Barry                                                                                                                                                                      | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Peter Coleman                                                                                                                                                                         | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Alan Fitzpatrick                                                                                                                                                                      | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Florencia Heredia                                                                                                                                                                     | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Leanne Heywood                                                                                                                                                                        | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Christina Lampe-Önnerud                                                                                                                                                               | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Pablo Marcet                                                                                                                                                                          | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Steven T. Merkt                                                                                                                                                                       | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Fernando Oris de Roa                                                                                                                                                                  | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: Robert C. Pallash                                                                                                                                                                     | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Election of Director to terms expiring in 2025: John Turner                                                                                                                                                                           | DIRECTOR ELECTIONS                      |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2024.                                                                                                                                | AUDIT-RELATED                           |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Advisory (non-binding) approval of named executive officer compensation.                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES            |         107741 |                0 | FOR         | 107741                                   | FOR                         |  |
| ARCADIUM LITHIUM PLC       | G0508H110 | 07/25/2024     | Proposal to recommend by non-binding vote, the frequency of shareholder advisory vote on executive compensation.                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES            |         107741 |                0 | 1 YEAR      | 107741                                   | FOR                         |  |
| ARISTA NETWORKS, INC.      | 040413205 | 05/30/2025     | DIRECTOR: Charles Giancarlo                                                                                                                                                                                                           | DIRECTOR ELECTIONS; OTHER               |          25884 |                0 | FOR         | 25884                                    | FOR                         |  |
| ARISTA NETWORKS, INC.      | 040413205 | 05/30/2025     | DIRECTOR: Daniel Scheinman                                                                                                                                                                                                            | DIRECTOR ELECTIONS; OTHER               |          25884 |                0 | FOR         | 25884                                    | FOR                         |  |
| ARISTA NETWORKS, INC.      | 040413205 | 05/30/2025     | DIRECTOR: Yvonne Wassenaar                                                                                                                                                                                                            | DIRECTOR ELECTIONS; OTHER               |          25884 |                0 | FOR         | 25884                                    | FOR                         |  |
| ARISTA NETWORKS, INC.      | 040413205 | 05/30/2025     | Approval, on an advisory basis, of the compensation of our named executive officers.                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES            |          25884 |                0 | FOR         | 25884                                    | FOR                         |  |
| ARISTA NETWORKS, INC.      | 040413205 | 05/30/2025     | Ratification of the appointment of Ernst  Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2025.                                                                                | AUDIT-RELATED                           |          25884 |                0 | FOR         | 25884                                    | FOR                         |  |
| ASTERA LABS, INC.          | 04626A103 | 06/05/2025     | DIRECTOR: Jitendra Mohan                                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |          52768 |                0 | FOR         | 52768                                    | FOR                         |  |
| ASTERA LABS, INC.          | 04626A103 | 06/05/2025     | DIRECTOR: Stefan Dyckerhoff                                                                                                                                                                                                           | DIRECTOR ELECTIONS                      |          52768 |                0 | FOR         | 52768                                    | FOR                         |  |
| ASTERA LABS, INC.          | 04626A103 | 06/05/2025     | DIRECTOR: Bethany Mayer                                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |          52768 |                0 | FOR         | 52768                                    | FOR                         |  |
| ASTERA LABS, INC.          | 04626A103 | 06/05/2025     | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2025.                                                             | AUDIT-RELATED                           |          52768 |                0 | FOR         | 52768                                    | FOR                         |  |
| CLOUDFLARE, INC.           | 18915M107 | 06/05/2025     | DIRECTOR: Stacey Cunningham                                                                                                                                                                                                           | DIRECTOR ELECTIONS; OTHER               |          31547 |                0 | FOR         | 31547                                    | FOR                         |  |
| CLOUDFLARE, INC.           | 18915M107 | 06/05/2025     | DIRECTOR: Mark Hawkins                                                                                                                                                                                                                | DIRECTOR ELECTIONS; OTHER               |          31547 |                0 | FOR         | 31547                                    | FOR                         |  |
| CLOUDFLARE, INC.           | 18915M107 | 06/05/2025     | DIRECTOR: Carl Ledbetter                                                                                                                                                                                                              | DIRECTOR ELECTIONS; OTHER               |          31547 |                0 | FOR         | 31547                                    | FOR                         |  |
| CLOUDFLARE, INC.           | 18915M107 | 06/05/2025     | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2025.                                                                                        | AUDIT-RELATED                           |          31547 |                0 | FOR         | 31547                                    | FOR                         |  |
| CLOUDFLARE, INC.           | 18915M107 | 06/05/2025     | Approval, on an advisory basis, of the compensation of our named executive officers.                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES            |          31547 |                0 | FOR         | 31547                                    | FOR                         |  |
| CONFLUENT, INC.            | 20717M103 | 06/11/2025     | Election of Class I Director to hold office until the 2028 Annual Meeting of Stockholders: Jay Kreps                                                                                                                                  | DIRECTOR ELECTIONS                      |          25355 |                0 | FOR         | 25355                                    | FOR                         |  |
| CONFLUENT, INC.            | 20717M103 | 06/11/2025     | Election of Class I Director to hold office until the 2028 Annual Meeting of Stockholders: Alyssa Henry                                                                                                                               | DIRECTOR ELECTIONS                      |          25355 |                0 | FOR         | 25355                                    | FOR                         |  |
| CONFLUENT, INC.            | 20717M103 | 06/11/2025     | Election of Class I Director to hold office until the 2028 Annual Meeting of Stockholders: Greg Schott                                                                                                                                | DIRECTOR ELECTIONS                      |          25355 |                0 | FOR         | 25355                                    | FOR                         |  |
| CONFLUENT, INC.            | 20717M103 | 06/11/2025     | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2025.                                                                             | AUDIT-RELATED                           |          25355 |                0 | FOR         | 25355                                    | FOR                         |  |
| CONFLUENT, INC.            | 20717M103 | 06/11/2025     | Approval, on a non-binding advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement.                                                                                                  | SECTION 14A SAY-ON-PAY VOTES            |          25355 |                0 | FOR         | 25355                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | DIRECTOR: Yves de Balmann                                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | DIRECTOR: Robert Lawless                                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | DIRECTOR: Peter Oppenheimer                                                                                                                                                                                                           | DIRECTOR ELECTIONS                      |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | DIRECTOR: Eileen Paterson                                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | DIRECTOR: John Richardson                                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | To consider and act on an advisory vote regarding the approval of compensation paid to named executive officers                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES            |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CONSTELLATION ENERGY CORP  | 21037T109 | 04/29/2025     | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2025                                                                                                                 | AUDIT-RELATED                           |          10548 |                0 | FOR         | 10548                                    | FOR                         |  |
| CROWDSTRIKE HOLDINGS, INC. | 22788C105 | 06/18/2025     | DIRECTOR: Cary J. Davis                                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |           1637 |                0 | FOR         | 1637                                     | FOR                         |  |
| CROWDSTRIKE HOLDINGS, INC. | 22788C105 | 06/18/2025     | DIRECTOR: George Kurtz                                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |           1637 |                0 | FOR         | 1637                                     | FOR                         |  |
| CROWDSTRIKE HOLDINGS, INC. | 22788C105 | 06/18/2025     | DIRECTOR: Laura J. Schumacher                                                                                                                                                                                                         | DIRECTOR ELECTIONS                      |           1637 |                0 | FOR         | 1637                                     | FOR                         |  |
| CROWDSTRIKE HOLDINGS, INC. | 22788C105 | 06/18/2025     | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2026.                                                                     | AUDIT-RELATED                           |           1637 |                0 | FOR         | 1637                                     | FOR                         |  |
| DATADOG, INC.              | 23804L103 | 06/03/2025     | Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2028: Titi Cole                                                                                                                             | DIRECTOR ELECTIONS                      |           5494 |                0 | FOR         | 5494                                     | FOR                         |  |
| DATADOG, INC.              | 23804L103 | 06/03/2025     | Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2028: Matthew Jacobson                                                                                                                      | DIRECTOR ELECTIONS                      |           5494 |                0 | FOR         | 5494                                     | FOR                         |  |
| DATADOG, INC.              | 23804L103 | 06/03/2025     | Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2028: Julie Richardson                                                                                                                      | DIRECTOR ELECTIONS                      |           5494 |                0 | FOR         | 5494                                     | FOR                         |  |
| DATADOG, INC.              | 23804L103 | 06/03/2025     | Advisory vote to approve the compensation of our named executive officers.                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES            |           5494 |                0 | FOR         | 5494                                     | FOR                         |  |
| DATADOG, INC.              | 23804L103 | 06/03/2025     | To ratify the selection by the Audit Committee of our Board of Directors of Deloitte  Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2025.                                   | AUDIT-RELATED                           |           5494 |                0 | FOR         | 5494                                     | FOR                         |  |
| DATADOG, INC.              | 23804L103 | 06/03/2025     | To approve the amendment and restatement of our Amended and Restated Certificate of Incorporation to provide for the exculpation of officers as permitted by Delaware law and make additional non-substantive and clarifying changes. | CORPORATE GOVERNANCE                    |           5494 |                0 | FOR         | 5494                                     | FOR                         |  |
| GE VERNOVA INC.            | 36828A101 | 05/14/2025     | Election of Class I Director for Three Year Term: Steve Angel                                                                                                                                                                         | DIRECTOR ELECTIONS                      |           6376 |                0 | FOR         | 6376                                     | FOR                         |  |
| GE VERNOVA INC.            | 36828A101 | 05/14/2025     | Election of Class I Director for Three Year Term: Arnold Donald                                                                                                                                                                       | DIRECTOR ELECTIONS                      |           6376 |                0 | FOR         | 6376                                     | FOR                         |  |
| GE VERNOVA INC.            | 36828A101 | 05/14/2025     | Election of Class I Director for Three Year Term: Jesus Malave                                                                                                                                                                        | DIRECTOR ELECTIONS                      |           6376 |                0 | FOR         | 6376                                     | FOR                         |  |
| GE VERNOVA INC.            | 36828A101 | 05/14/2025     | Approve the compensation of our named executives officers in an advisory vote                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES            |           6376 |                0 | FOR         | 6376                                     | FOR                         |  |
| GE VERNOVA INC.            | 36828A101 | 05/14/2025     | Approve the frequency of future advisory votes on named executive officers compensation in an advisory vote                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES            |           6376 |                0 | 1 YEAR      | 6376                                     | FOR                         |  |
| GE VERNOVA INC.            | 36828A101 | 05/14/2025     | Ratify the appointment of Deloitte  Touche LLP as our independent auditor for the fiscal year ending December 31, 2025                                                                                                                | AUDIT-RELATED                           |           6376 |                0 | FOR         | 6376                                     | FOR                         |  |
| GITLAB INC.                | 37637K108 | 06/20/2025     | DIRECTOR: Sytse Sijbrandij                                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |          12644 |                0 | FOR         | 12644                                    | FOR                         |  |
| GITLAB INC.                | 37637K108 | 06/20/2025     | DIRECTOR: Matthew Jacobson                                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |          12644 |                0 | FOR         | 12644                                    | FOR                         |  |
| GITLAB INC.                | 37637K108 | 06/20/2025     | DIRECTOR: David Henshall                                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |          12644 |                0 | FOR         | 12644                                    | FOR                         |  |
| GITLAB INC.                | 37637K108 | 06/20/2025     | Ratify the appointment of KPMG LLP as GitLab Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2026.                                                                                        | AUDIT-RELATED                           |          12644 |                0 | FOR         | 12644                                    | FOR                         |  |
| GITLAB INC.                | 37637K108 | 06/20/2025     | Approve, on a non-binding advisory basis, the compensation paid by GitLab Inc. to its named executive officers.                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES            |          12644 |                0 | FOR         | 12644                                    | FOR                         |  |
| IONQ, INC.                 | 46222L108 | 06/17/2025     | Election of Class I Director to hold office until our 2028 annual meeting of stockholders and until their respective successors are elected and qualified: Niccolo de Masi                                                            | DIRECTOR ELECTIONS                      |          76604 |                0 | FOR         | 76604                                    | FOR                         |  |
| IONQ, INC.                 | 46222L108 | 06/17/2025     | Election of Class I Director to hold office until our 2028 annual meeting of stockholders and until their respective successors are elected and qualified: Inder M. Singh                                                             | DIRECTOR ELECTIONS                      |          76604 |                0 | FOR         | 76604                                    | FOR                         |  |
| IONQ, INC.                 | 46222L108 | 06/17/2025     | To approve, on an advisory basis, the compensation of the named executive officers identified in the 2024 Summary Compensation Table in the "Executive Compensation" section of the proxy statement (the "Say-on-Pay Vote").          | SECTION 14A SAY-ON-PAY VOTES            |          76604 |                0 | FOR         | 76604                                    | FOR                         |  |
| IONQ, INC.                 | 46222L108 | 06/17/2025     | To ratify the appointment of Ernst  Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2025.                                                                                      | AUDIT-RELATED                           |          76604 |                0 | FOR         | 76604                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Sara Andrews                                                                                                                                                                                                    | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: W. Tudor Brown                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Brad W. Buss                                                                                                                                                                                                    | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Daniel Durn                                                                                                                                                                                                     | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Rebecca W. House                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Marachel L. Knight                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Matthew J. Murphy                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | Election of Director: Richard P. Wallace                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | An advisory (non-binding) vote to approve compensation of our named executive officers.                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES            |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2026.                                                                                | AUDIT-RELATED                           |          48365 |                0 | FOR         | 48365                                    | FOR                         |  |
| MARVELL TECHNOLOGY, INC.   | 573874104 | 06/13/2025     | To consider and act on one stockholder proposal, entitled "Independent Board Chairman", if properly presented at the Annual Meeting.                                                                                                  | CORPORATE GOVERNANCE                    |          48365 |                0 | FOR         | 48365                                    | AGAINST                     |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Richard M. Beyer                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Lynn A. Dugle                                                                                                                                                                                                   | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Steven J. Gomo                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Linnie M. Haynesworth                                                                                                                                                                                           | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Mary Pat McCarthy                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Sanjay Mehrotra                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: Robert Swan                                                                                                                                                                                                     | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | ELECTION OF DIRECTOR: MaryAnn Wright                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | PROPOSAL BY THE COMPANY TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.                                                                            | SECTION 14A SAY-ON-PAY VOTES            |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | PROPOSAL BY THE COMPANY TO APPROVE THE 2025 EQUITY INCENTIVE PLAN.                                                                                                                                                                    | COMPENSATION                            |              0 |                0 |  |  |  |  |
| MICRON TECHNOLOGY, INC.    | 595112103 | 01/16/2025     | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 28, 2025.                                       | AUDIT-RELATED                           |              0 |                0 |  |  |  |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: E. Spencer Abraham                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Antonio Carrillo                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Matthew Carter, Jr.                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Lawrence S. Coben                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Heather Cox                                                                                                                                                                                                     | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Elisabeth B. Donohue                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Marwan Fawaz                                                                                                                                                                                                    | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Kevin T. Howell                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Alexander Pourbaix                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Alexandra Pruner                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | Election of Director: Marcie C. Zlotnik                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | To approve, on a non-binding advisory basis, NRG Energy, Inc.'s executive compensation.                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES            |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | To ratify the appointment of KPMG LLP as NRG Energy, Inc.'s independent registered public accounting firm for the 2025 fiscal year.                                                                                                   | AUDIT-RELATED                           |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NRG ENERGY, INC.           | 629377508 | 05/01/2025     | To approve NRG Energy, Inc.'s Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements.                                                                                                       | CORPORATE GOVERNANCE                    |           4080 |                0 | FOR         | 4080                                     | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Robert K. Burgess                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Tench Coxe                                                                                                                                                                                                      | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: John O. Dabiri                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Persis S. Drell                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Jen-Hsun Huang                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Dawn Hudson                                                                                                                                                                                                     | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Harvey C. Jones                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Melissa B. Lora                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Stephen C. Neal                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Ellen Ochoa                                                                                                                                                                                                     | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: A. Brooke Seawell                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Aarti Shah                                                                                                                                                                                                      | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Election of Director: Mark A. Stevens                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Advisory approval of our executive compensation.                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES            |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2026.                                                                                                | AUDIT-RELATED                           |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Approval of an Amended and Restated Certificate of Incorporation to remove all supermajority provisions.                                                                                                                              | CORPORATE GOVERNANCE                    |          48674 |                0 | FOR         | 48674                                    | FOR                         |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Approval of a stockholder proposal to eliminate the holding period requirement to call a special stockholder meeting.                                                                                                                 | CORPORATE GOVERNANCE                    |          48674 |                0 | FOR         | 48674                                    | AGAINST                     |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Approval of a stockholder proposal to adopt a new director election resignation governance policy.                                                                                                                                    | CORPORATE GOVERNANCE                    |          48674 |                0 | FOR         | 48674                                    | AGAINST                     |  |
| NVIDIA CORPORATION         | 67066G104 | 06/25/2025     | Approval of a stockholder proposal to modify existing reporting on workforce data.                                                                                                                                                    | HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE |          48674 |                0 | FOR         | 48674                                    | AGAINST                     |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | Election of Class I Director: Right Honorable Sir John Key                                                                                                                                                                            | DIRECTOR ELECTIONS                      |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | Election of Class I Director: Mary Pat McCarthy                                                                                                                                                                                       | DIRECTOR ELECTIONS                      |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | Election of Class I Director: Nir Zuk                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | To ratify the appointment of Ernst  Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2025.                                                                                          | AUDIT-RELATED                           |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | To approve, on an advisory basis, the frequency of holding future advisory votes on named executive officer compensation.                                                                                                             | SECTION 14A SAY-ON-PAY VOTES            |            266 |                0 | 1 YEAR      | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | To approve, on an advisory basis, the compensation of our named executive officers.                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES            |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | To approve an amendment to the Palo Alto Networks, Inc. 2021 Equity Incentive Plan.                                                                                                                                                   | COMPENSATION                            |            266 |                0 | FOR         | 266                                      | FOR                         |  |
| PALO ALTO NETWORKS, INC.   | 697435105 | 12/10/2024     | To consider and vote upon a shareholder proposal, if properly presented at the Annual Meeting, regarding a report on climate risks to retirement plan beneficiaries.                                                                  | ENVIRONMENT OR CLIMATE                  |            266 |                0 | FOR         | 266                                      | AGAINST                     |  |
| RIGETTI COMPUTING, INC.    | 76655K103 | 06/10/2025     | DIRECTOR: Michael Clifton                                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |         202469 |                0 | FOR         | 202469                                   | FOR                         |  |
| RIGETTI COMPUTING, INC.    | 76655K103 | 06/10/2025     | DIRECTOR: Ray Johnson                                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |         202469 |                0 | FOR         | 202469                                   | FOR                         |  |
| RIGETTI COMPUTING, INC.    | 76655K103 | 06/10/2025     | To ratify the appointment of BDO USA, P.C. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025.                                                                               | AUDIT-RELATED                           |         202469 |                0 | FOR         | 202469                                   | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Receipt of the 2024 Annual Report                                                                                                                                                                                                     | OTHER                                   |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Approval of the Directors' Remuneration Report: Implementation Report                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES            |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Approval of the Directors' Remuneration Report                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES            |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To elect Sharon Thorne as a Director                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Dominic Barton BBM as a Director                                                                                                                                                                                          | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Peter Cunningham as a Director                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Dean Dalla Valle as a Director                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Simon Henry as a Director                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Susan Lloyd-Hurwitz as a Director                                                                                                                                                                                         | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Martina Merz as a Director                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Jennifer Nason as a Director                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Joc O'Rourke as a Director                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Jakob Stausholm as a Director                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Ngaire Woods CBE as a Director                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | To re-elect Ben Wyatt as a Director                                                                                                                                                                                                   | DIRECTOR ELECTIONS                      |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Re-appointment of auditors                                                                                                                                                                                                            | AUDIT-RELATED                           |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Remuneration of auditors                                                                                                                                                                                                              | AUDIT-RELATED                           |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Authority to make political donations                                                                                                                                                                                                 | OTHER SOCIAL ISSUES                     |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | 2025 Climate Action Plan                                                                                                                                                                                                              | ENVIRONMENT OR CLIMATE                  |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | General authority to allot shares                                                                                                                                                                                                     | CAPITAL STRUCTURE                       |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Disapplication of pre-emption rights                                                                                                                                                                                                  | CAPITAL STRUCTURE                       |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Authority to purchase Rio Tinto plc shares                                                                                                                                                                                            | CAPITAL STRUCTURE                       |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Notice period for general meetings other than annual general meetings                                                                                                                                                                 | CORPORATE GOVERNANCE                    |              8 |                0 | FOR         | 8                                        | FOR                         |  |
| RIO TINTO PLC              | 767204100 | 04/03/2025     | Requisitioned resolution on the DLC structure                                                                                                                                                                                         | OTHER                                   |              8 |                0 | FOR         | 8                                        | AGAINST                     |  |
| ROCKWELL AUTOMATION, INC.  | 773903109 | 02/04/2025     | DIRECTOR: James P. Keane                                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ROCKWELL AUTOMATION, INC.  | 773903109 | 02/04/2025     | DIRECTOR: Blake D. Moret                                                                                                                                                                                                              | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ROCKWELL AUTOMATION, INC.  | 773903109 | 02/04/2025     | DIRECTOR: Thomas W. Rosamilia                                                                                                                                                                                                         | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ROCKWELL AUTOMATION, INC.  | 773903109 | 02/04/2025     | DIRECTOR: Patricia A. Watson                                                                                                                                                                                                          | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ROCKWELL AUTOMATION, INC.  | 773903109 | 02/04/2025     | To approve, on an advisory basis, the compensation of the Corporation's named executive officers.                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES            |              0 |                0 |  |  |  |  |
| ROCKWELL AUTOMATION, INC.  | 773903109 | 02/04/2025     | To approve the selection of Deloitte  Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2025.                                                                                                  | AUDIT-RELATED                           |              0 |                0 |  |  |  |  |
| SENTINELONE, INC.          | 81730H109 | 06/25/2025     | DIRECTOR: Tomer Weingarten                                                                                                                                                                                                            | DIRECTOR ELECTIONS; OTHER               |           5659 |                0 | FOR         | 5659                                     | FOR                         |  |
| SENTINELONE, INC.          | 81730H109 | 06/25/2025     | DIRECTOR: Daniel Scheinman                                                                                                                                                                                                            | DIRECTOR ELECTIONS; OTHER               |           5659 |                0 | FOR         | 5659                                     | FOR                         |  |
| SENTINELONE, INC.          | 81730H109 | 06/25/2025     | DIRECTOR: Teddie Wardi                                                                                                                                                                                                                | DIRECTOR ELECTIONS; OTHER               |           5659 |                0 | FOR         | 5659                                     | FOR                         |  |
| SENTINELONE, INC.          | 81730H109 | 06/25/2025     | Ratification of the appointment of Deloitte  Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2026.                                                                             | AUDIT-RELATED                           |           5659 |                0 | FOR         | 5659                                     | FOR                         |  |
| SENTINELONE, INC.          | 81730H109 | 06/25/2025     | Approval, on a non-binding advisory basis, of the compensation of our named executive officers.                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES            |           5659 |                0 | FOR         | 5659                                     | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Tobias Lütke                                                                                                                                                                                                    | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Lulu Cheng Meservey                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Gail Goodman                                                                                                                                                                                                    | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: David Heinemeier Hansson                                                                                                                                                                                        | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Jeremy Levine                                                                                                                                                                                                   | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Prashanth Mahendra-Rajah                                                                                                                                                                                        | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Joe Natale                                                                                                                                                                                                      | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Kevin Scott                                                                                                                                                                                                     | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Toby Shannan                                                                                                                                                                                                    | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Election of Director: Fidji Simo                                                                                                                                                                                                      | DIRECTOR ELECTIONS                      |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Auditor Proposal Resolution approving the reappointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Shopify Inc. and authorizing the Board of Directors to fix their remuneration.          | AUDIT-RELATED                           |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SHOPIFY INC.               | 82509L107 | 06/17/2025     | Non-binding Advisory Vote on Executive Compensation Non-binding advisory vote that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting.     | SECTION 14A SAY-ON-PAY VOTES            |          12043 |                0 | FOR         | 12043                                    | FOR                         |  |
| SNOWFLAKE INC.             | 833445109 | 07/02/2024     | Election of Class I Director for term expiring in 2027: Benoit Dageville                                                                                                                                                              | DIRECTOR ELECTIONS                      |          33059 |                0 | FOR         | 33059                                    | FOR                         |  |
| SNOWFLAKE INC.             | 833445109 | 07/02/2024     | Election of Class I Director for term expiring in 2027: Mark S. Garrett                                                                                                                                                               | DIRECTOR ELECTIONS                      |          33059 |                0 | FOR         | 33059                                    | FOR                         |  |
| SNOWFLAKE INC.             | 833445109 | 07/02/2024     | Election of Class I Director for term expiring in 2027: Jayshree V. Ullal                                                                                                                                                             | DIRECTOR ELECTIONS                      |          33059 |                0 | FOR         | 33059                                    | FOR                         |  |
| SNOWFLAKE INC.             | 833445109 | 07/02/2024     | To approve, on a non-binding advisory basis, the compensation of our named executive officers.                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES            |          33059 |                0 | FOR         | 33059                                    | FOR                         |  |
| SNOWFLAKE INC.             | 833445109 | 07/02/2024     | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2025.                                                                             | AUDIT-RELATED                           |          33059 |                0 | FOR         | 33059                                    | FOR                         |  |
| SNOWFLAKE INC.             | 833445109 | 07/02/2024     | To consider and vote on, if properly presented at the meeting, a non-binding stockholder proposal requesting the declassification of our board of directors.                                                                          | SHAREHOLDER RIGHTS AND DEFENSES         |          33059 |                0 | FOR         | 33059                                    | AGAINST                     |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Scott B. Helm                                                                                                                                                                                                   | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Hilary E. Ackermann                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Arcilia C. Acosta                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Gavin R. Baiera                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Paul M. Barbas                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: James A. Burke                                                                                                                                                                                                  | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Lisa Crutchfield                                                                                                                                                                                                | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Julie A. Lagacy                                                                                                                                                                                                 | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: John W. (Bill) Pitesa                                                                                                                                                                                           | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: John R. (J. R.) Sult                                                                                                                                                                                            | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | Election of Director: Robert C. Walters                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | To approve, on a non-binding advisory basis, the 2024 compensation of the Company's named executive officers.                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES            |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | To approve an amendment to the Company's certificate of incorporation (as amended and restated, the "Restated Certificate of Incorporation") to provide for the exculpation of officers as permitted by Delaware Law.                 | CORPORATE GOVERNANCE                    |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | To approve an amendment to the Restated Certificate of Incorporation to repeal provisions relating to the waiver of corporate opportunities in favor of former principal stockholders of the Company.                                 | CORPORATE GOVERNANCE                    |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | To approve an amendment to the Restated Certificate of Incorporation to remove supermajority voting standards.                                                                                                                        | CORPORATE GOVERNANCE                    |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | To approve the Company's 2025 Employee Stock Purchase Plan.                                                                                                                                                                           | CAPITAL STRUCTURE                       |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| VISTRA CORP.               | 92840M102 | 04/30/2025     | To ratify the appointment of Deloitte  Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2025.                                                                               | AUDIT-RELATED                           |          18924 |                0 | FOR         | 18924                                    | FOR                         |  |
| ZSCALER, INC.              | 98980G102 | 01/10/2025     | DIRECTOR: Karen Blasing                                                                                                                                                                                                               | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ZSCALER, INC.              | 98980G102 | 01/10/2025     | DIRECTOR: Charles Giancarlo                                                                                                                                                                                                           | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ZSCALER, INC.              | 98980G102 | 01/10/2025     | DIRECTOR: Eileen Naughton                                                                                                                                                                                                             | DIRECTOR ELECTIONS                      |              0 |                0 |  |  |  |  |
| ZSCALER, INC.              | 98980G102 | 01/10/2025     | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year ending July 31, 2025.                                                                                      | AUDIT-RELATED                           |              0 |                0 |  |  |  |  |
| ZSCALER, INC.              | 98980G102 | 01/10/2025     | To approve on a non-binding, advisory basis, the compensation of our named executive officers.                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES            |              0 |                0 |  |  |  |  |
| ZSCALER, INC.              | 98980G102 | 01/10/2025     | To approve an amendment and restatement of the Zscaler, Inc. FY2018 Equity Incentive Plan.                                                                                                                                            | COMPENSATION                            |              0 |                0 |  |  |  |  |

## N-PX: Signature Block

**Reporting Person:** Listed Funds Trust

**By (Signature):** Kacie Briody

**By (Printed Signature):** Kacie Briody

**By (Title):** President and Principal Executive Officer

**Date:** 08/25/2025