# EDGAR Filing Document

**Accession Number:** 0001377503
**File Stem:** 0001377503-23-000003
**Filing Date:** 2023-3
**Character Count:** 2859
**Document Hash:** 9ef01253d7d8c0857938b85009f6ff32
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001377503-23-000003.hdr.sgml**: 20230323

**ACCESSION NUMBER**: 0001377503-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230323

**DATE AS OF CHANGE**: 20230323

**EFFECTIVENESS DATE**: 20230323

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CABRILLO BROKER, L.L.C.
- **CENTRAL INDEX KEY:** 0001377503
- **IRS NUMBER:** 010871792
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-67438
- **FILM NUMBER:** 23754497

**BUSINESS ADDRESS:**
- **STREET 1:** 128 S. OAKHURST DR
- **STREET 2:** UNIT 4
- **CITY:** BEVERLY HILLS
- **STATE:** CA
- **ZIP:** 90212
- **BUSINESS PHONE:** 858-452-9500

**MAIL ADDRESS:**
- **STREET 1:** 8895 TOWNE CENTRE DR.
- **STREET 2:** SUITE 105-619
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92122

### Attached PDF Documents

**Attachment 1:** `dec2022_audit_cabrillo_bs3.pdf`

# CABRILLO BROKER, LLC

# Statement of Financial Condition

# December 31, 2022

# ASSETS

| Cash and cash equivalents | $43,222 |
| --- | --- |
| Accounts receivable | 6,793 |
| Prepaid assets | 5,017 |
| Capitalized contract costs | 17,206 |
| Total assets | $72,238 |

# LIABILITIES AND MEMBER'S EQUITY

| Accounts Payable | $3,738 |
| --- | --- |
| Deferred revenue, current portion | 50,000 |
| Total liabilities | 53,738 |
| Member's equity | 18,500 |
| Total liabilities and member's equity | $72,238 |

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001377503

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CABRILLO BROKER, L.L.C.

**Business Address:** 128 S. OAKHURST DR, UNIT 4, BEVERLY HILLS, CA, 90212

**Contact Person:** Ken George

**Contact Phone:** 603-380-5435

### Independent Public Accountant Identification

**Accountant Name:** LMHS, PC

**Accountant Address:** 80 Washington Street, Building S, Norwell, MA, 02061

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Wade Hansen**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CABRILLO BROKER, L.L.C.**, as of **12-31-2022**, are true and correct.

**Signature:** Wade Hansen

**Title:** Managing Director

**Notarized:** Yes