# EDGAR Filing Document

**Accession Number:** 0001871769
**File Stem:** 0001871769-26-000005
**Filing Date:** 2026-2
**Character Count:** 6352
**Document Hash:** 07b6772f1caf0b3d4998b13b3ca2993a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001871769-26-000005.hdr.sgml**: 20260303

**ACCESSION NUMBER**: 0001871769-26-000005

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260225

**DATE AS OF CHANGE**: 20260303

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Morgan Stanley Bank, N.A.
- **CENTRAL INDEX KEY:** 0001871769

**ORGANIZATION NAME:**
- **EIN:** 363707380
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00188
- **FILM NUMBER:** 26715542

**BUSINESS ADDRESS:**
- **STREET 1:** ONE UTAH CENTER
- **STREET 2:** 201 SOUTH MAIN STREET
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84111
- **BUSINESS PHONE:** 801-236-3600

**MAIL ADDRESS:**
- **STREET 1:** ONE UTAH CENTER
- **STREET 2:** 201 SOUTH MAIN STREET
- **CITY:** SALT LAKE CITY
- **STATE:** UT
- **ZIP:** 84111

### Attached PDF Documents

**Attachment 1:** `changes02.24.2026.pdf`

_No text found in this document._

**Attachment 2:** `MSBNA.Form7R.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** Morgan Stanley Bank, N.A.

**NFA Number:** 445200

**IRS Employer ID No.:** 36-3707380

**CIK:** 0001871769

**Main Address:** ONE UTAH CENTER, 201 SOUTH MAIN STREET, SALT LAKE CITY, UT, 84111

**Mailing Address:** ONE UTAH CENTER, 201 SOUTH MAIN STREET, SALT LAKE CITY, UT, 84111

**Business Telephone:** 801-236-3600

**Contact Employee:**

- **Name:** Laure Salvaggio

- **Title:** Executive Director

- **Phone:** 212-537-2208

- **Email:** Laure.Salvaggio@morganstanley.com

**Chief Compliance Officer:**

- **Name:** Andrew Bernstein

- **Title:** Executive Director

- **Phone:** 301-279-6493

- **Email:** Andrew.R.Bernstein@morganstanley.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** No

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Office of the Comptroller of the Currency

**Description of Business:**
MSBNAs primary activities are providing lending and trading services to institutional clients, and deposit services to customers of Morgan Stanley. MSBNAs equity swap business primarily trades on single name stocks in the China Connect and US equity markets. MSBNAs equity swap activities are conducted with external institutional counterparties and affiliates, as well as risk hedging activities.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** No

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** No

**Number of Principals:** 15

### Schedule A: Principals

| Name                          | Title or Status                       | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Jeffrey Allen Gelfand         | Director                              | 01/2020         | 01/2020              |  |       362501 |
| Niloofar Razi Howe            | Director                              | 02/2020         | 02/2020              |  |       529421 |
| Richard James Johnson         | Director                              | 01/2019         | 01/2019              |  |       457586 |
| Laura Newman Olle             | Director                              | 01/2020         | 01/2020              |  |       527593 |
| Kenneth Bernard Robinson      | Director                              | 01/2020         | 01/2020              |  |       527595 |
| Thomas Jeffrey Sargeant       | Director                              | 01/2020         | 01/2020              |  |       527596 |
| Paige Helene Wisdom           | Director                              | 05/2015         | 05/2015              |  |       488656 |
| John MacDonald Ryan           | Director, President, Chairman and CEO | 08/2022         | 08/2022              | NA - less than 5% |       551000 |
| Barry Lindenbaum              | Head of Business                      | 10/2022         | 10/2022              |  |       529419 |
| Samer Omar Oweida             | Head of Business                      | 05/2024         | 05/2024              |  |       563711 |
| Amanda Kan                    | Chief Operating Officer               | 07/2024         | 07/2003              | NA - less than 5% |       566150 |
| Elisabeth Fedyna              | Chief Financial Officer               | 10/2025         | 10/2025              | NA - less than 5% |       574090 |
| Frederick Caillate            | Head of Business                      | 09/2025         | 09/2025              | NA - less than 5% |       573240 |
| Aryasomayajula Venkata Sekhar | Head of Business                      | 11/2025         | 11/2025              | NA - less than 5% |       530868 |
| Andrew Bernstein              | Chief Compliance Officer              | 02/2026         | 02/2026              | NA - less than 5% |       564573 |

### Schedule B: Explanations

**Records Keeper:**

- **Name:** Deloitte

  - **Address:** 30 Rockefeller Plaza, 41st Floor, New York, NY, 10122

  - **Effective Date:** 05-18-1990

  - **Arrangement:** In addition to Deloitte, the applicant makes use of firmwide arrangements whereby group service entities maintain systems infrastructure and corresponding records on behalf of other group operating entities.

**Onbehalf:**

- **Name:** Morgan Stanley & Co. LLC

  - **Address:** 1585 Broadway, New York, NY, 10036

  - **Effective Date:** 07-23-2010

  - **Arrangement:** Morgan Stanley & Co. LLC, as a registered Futures Commission Merchant (FCM), provides Futures trading and clearing services to Morgan Stanley Bank, N.A., as an affiliate, for contracts listed on US Futures exchanges.

### Execution

**Date:** 02-25-2026

**Name of Applicant:** Morgan Stanley Bank, N.A.

**Signature:** Dafne Donalds

**Printed Name:** Dafne Donalds

**Title:** Director