# EDGAR Filing Document

**Accession Number:** 0001301540
**File Stem:** 0001301540-23-000001
**Filing Date:** 2023-2
**Character Count:** 12944
**Document Hash:** b39370892990f92d513800775ff7eabd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001301540-23-000001.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001301540-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rock Point Advisors, LLC
- **CENTRAL INDEX KEY:** 0001301540
- **IRS NUMBER:** 201192730
- **STATE OF INCORPORATION:** VT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-11103
- **FILM NUMBER:** 23605249

**BUSINESS ADDRESS:**
- **STREET 1:** 77 COLLEGE STREET
- **CITY:** BURLINGTON
- **STATE:** VT
- **ZIP:** 05401
- **BUSINESS PHONE:** 802-864-2266

**MAIL ADDRESS:**
- **STREET 1:** 77 COLLEGE STREET
- **CITY:** BURLINGTON
- **STATE:** VT
- **ZIP:** 05401

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Rock Point Advisors LLC<br>**Address:** 77 COLLEGE STREET<br>BURLINGTON, VT 05401

**Form 13F File Number:** 028-11103

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Todd Wulfson<br>**Title:** Chief Compliance Officer<br>**Phone:** 802-864-2266

**Signature, Place, and Date of Signing:**

Todd Wulfson  Burlington, VT  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 96

**Form 13F Information Table Value Total:** $288897

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AbbVie | COM | 00287Y109 |  | 241 | 1494 | SH |  | SOLE |  | 1027 | 0 | 467 |
| Accenture | SHS Class A | G1151C101 |  | 6875 | 25763 | SH |  | SOLE |  | 25063 | 0 | 700 |
| AES | COM | 00130H105 |  | 1889 | 65670 | SH |  | SOLE |  | 63850 | 0 | 1820 |
| Alexander  Baldwin Inc | COM | 014491104 |  | 5431 | 289965 | SH |  | SOLE |  | 284535 | 0 | 5430 |
| Algonquin Power  Utilities Corp | COM | 015857105 |  | 3655 | 560529 | SH |  | SOLE |  | 550229 | 0 | 10300 |
| Ameresco | CL A | 02361E108 |  | 1667 | 29173 | SH |  | SOLE |  | 28323 | 0 | 850 |
| American International Group | COM NEW | 026874784 |  | 3696 | 58438 | SH |  | SOLE |  | 57148 | 0 | 1290 |
| American Well Cl A Ord | CL A | 03044L105 |  | 4710 | 1664429 | SH |  | SOLE |  | 1632629 | 0 | 31800 |
| Annaly Capital Mgmt | COM | 035710839 |  | 3194 | 151497 | SH |  | SOLE |  | 148718 | 0 | 2779 |
| Apple Computer | COM | 037833100 |  | 7467 | 57472 | SH |  | SOLE |  | 55486 | 0 | 1986 |
| Aptiv Plc | SHS | G6095L109 |  | 6740 | 72368 | SH |  | SOLE |  | 70473 | 0 | 1895 |
| AT | COM | 00206R102 |  | 1876 | 101890 | SH |  | SOLE |  | 101435 | 0 | 455 |
| Badger Meter | COM | 056525108 |  | 218 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Berkshire Hathaway Cl B | CL B NEW | 084670702 |  | 398 | 1289 | SH |  | SOLE |  | 1289 | 0 | 0 |
| BlackRock Income Trust | COM | 09247F209 |  | 1172 | 95016 | SH |  | SOLE |  | 95016 | 0 | 0 |
| BlackRock Muni Intermediate Duration Fund | COM | 09253X102 |  | 964 | 85055 | SH |  | SOLE |  | 83255 | 0 | 1800 |
| Bristol-Myers Squibb | COM | 110122108 |  | 236 | 3285 | SH |  | SOLE |  | 3285 | 0 | 0 |
| Broadcom Ltd | COM | 11135F101 |  | 11261 | 20141 | SH |  | SOLE |  | 19596 | 0 | 545 |
| ChevronTexaco | COM | 166764100 |  | 649 | 3615 | SH |  | SOLE |  | 3615 | 0 | 0 |
| Chubb Corporation | COM | H1467J104 |  | 6813 | 30884 | SH |  | SOLE |  | 30189 | 0 | 695 |
| Cisco Systems | COM | 17275R102 |  | 5769 | 121089 | SH |  | SOLE |  | 117334 | 0 | 3755 |
| Citigroup | COM NEW | 172967424 |  | 13444 | 297241 | SH |  | SOLE |  | 289356 | 0 | 7885 |
| Coca-Cola | COM | 191216100 |  | 227 | 3576 | SH |  | SOLE |  | 3176 | 0 | 400 |
| Corning | COM | 219350105 |  | 4131 | 129349 | SH |  | SOLE |  | 126624 | 0 | 2725 |
| CSX | COM | 126408103 |  | 223 | 7200 | SH |  | SOLE |  | 7200 | 0 | 0 |
| Delta Air Lines | COM NEW | 247361702 |  | 3037 | 92437 | SH |  | SOLE |  | 90467 | 0 | 1970 |
| Eaton Vance Ltd Duration | COM | 27828H105 |  | 618 | 65849 | SH |  | SOLE |  | 65849 | 0 | 0 |
| Evolent Health Inc | CL A | 30050B101 |  | 9978 | 355351 | SH |  | SOLE |  | 344491 | 0 | 10860 |
| Exxon Mobil | COM | 30231G102 |  | 491 | 4449 | SH |  | SOLE |  | 2599 | 0 | 1850 |
| First BanCorp PR | COM NEW | 318672706 |  | 5393 | 423991 | SH |  | SOLE |  | 408841 | 0 | 15150 |
| FTC Solar Inc | COM | 30320C103 |  | 3279 | 1223363 | SH |  | SOLE |  | 1188993 | 0 | 34370 |
| General Electric | COM | 369604301 |  | 313 | 3734 | SH |  | SOLE |  | 3101 | 0 | 633 |
| Gilead Sciences Inc | COM | 375558103 |  | 2175 | 25340 | SH |  | SOLE |  | 24755 | 0 | 585 |
| Global Payments Inc | COM | 37940X102 |  | 2901 | 29207 | SH |  | SOLE |  | 28292 | 0 | 915 |
| Goldman Sachs Access Treasury 0-1 Yr ETF | ACCES TREASURY | 381430529 |  | 1021 | 10236 | SH |  | SOLE |  | 10236 | 0 | 0 |
| Goldman Sachs Access Ultra Short Bd ETF | ACES ULTRA SHR | 381430230 |  | 603 | 12171 | SH |  | SOLE |  | 12171 | 0 | 0 |
| Google | CAP STK CL A | 02079K305 |  | 3888 | 44061 | SH |  | SOLE |  | 43161 | 0 | 900 |
| Granite Construction Inc | COM | 387328107 |  | 5616 | 160139 | SH |  | SOLE |  | 155344 | 0 | 4795 |
| Great Lakes Dredge  Dock Corp | COM | 390607109 |  | 2266 | 380900 | SH |  | SOLE |  | 372825 | 0 | 8075 |
| Guidewire Software Inc | COM | 40171V100 |  | 1792 | 28648 | SH |  | SOLE |  | 27773 | 0 | 875 |
| ING Groep NV Adr | SPONSORED ADR | 456837103 |  | 2243 | 184280 | SH |  | SOLE |  | 178920 | 0 | 5360 |
| International Business Machines | COM | 459200101 |  | 256 | 1815 | SH |  | SOLE |  | 1715 | 0 | 100 |
| iShares US Telecommunications | US TELECOM ETF | 464287713 |  | 1719 | 76617 | SH |  | SOLE |  | 74642 | 0 | 1975 |
| Jefferies Financial Group | COM | 47233W109 |  | 11188 | 326357 | SH |  | SOLE |  | 318147 | 0 | 8210 |
| Johnson  Johnson | COM | 478160104 |  | 1009 | 5713 | SH |  | SOLE |  | 4413 | 0 | 1300 |
| Kennedy-Wilson Holdings | COM | 489398107 |  | 17177 | 1091983 | SH |  | SOLE |  | 1063418 | 0 | 28565 |
| Lockheed Martin Corp | COM | 539830109 |  | 302 | 620 | SH |  | SOLE |  | 620 | 0 | 0 |
| Lumen Technologies | COM | 550241103 |  | 6678 | 1279298 | SH |  | SOLE |  | 1254848 | 0 | 24450 |
| Managed Municipal Portfolio | COM | 95766M105 |  | 500 | 49700 | SH |  | SOLE |  | 49200 | 0 | 500 |
| Merck | COM | 58933Y105 |  | 259 | 2334 | SH |  | SOLE |  | 2334 | 0 | 0 |
| Microsoft | COM | 594918104 |  | 1401 | 5840 | SH |  | SOLE |  | 4940 | 0 | 900 |
| Novo Nordisk A/S | ADR | 670100205 |  | 514 | 3800 | SH |  | SOLE |  | 3800 | 0 | 0 |
| Nuveen AMT Free Mun Income Fd | COM | 670657105 |  | 503 | 44255 | SH |  | SOLE |  | 44255 | 0 | 0 |
| Paramount Global | CLASS B COM | 92556H206 |  | 6774 | 401274 | SH |  | SOLE |  | 390429 | 0 | 10845 |
| Pepsico | COM | 713448108 |  | 748 | 4139 | SH |  | SOLE |  | 3999 | 0 | 140 |
| Pfizer | COM | 717081103 |  | 3638 | 71000 | SH |  | SOLE |  | 70110 | 0 | 890 |
| Photronics Inc | COM | 719405102 |  | 2036 | 120980 | SH |  | SOLE |  | 117785 | 0 | 3195 |
| Popular | COM NEW | 733174700 |  | 5047 | 76103 | SH |  | SOLE |  | 74493 | 0 | 1610 |
| PotlatchDeltic Corp | COM | 737630103 |  | 3921 | 89131 | SH |  | SOLE |  | 87956 | 0 | 1175 |
| Procter  Gamble | COM | 742718109 |  | 907 | 5984 | SH |  | SOLE |  | 4784 | 0 | 1200 |
| Prudential PLC | ADR | 74435K204 |  | 1528 | 55610 | SH |  | SOLE |  | 54260 | 0 | 1350 |
| Pultegroup Inc | COM | 745867101 |  | 5892 | 129400 | SH |  | SOLE |  | 125865 | 0 | 3535 |
| Relx Plc | SPONSORED ADR | 759530108 |  | 248 | 8946 | SH |  | SOLE |  | 8596 | 0 | 350 |
| Royal Gold Inc | COM | 780287108 |  | 225 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| SAP | SPON ADR | 803054204 |  | 5202 | 50415 | SH |  | SOLE |  | 49345 | 0 | 1070 |
| Schwab International Equity ETF | INTL EQTY ETF | 808524805 |  | 255 | 7908 | SH |  | SOLE |  | 7908 | 0 | 0 |
| Schwab Short-Term U.S. Treasury ETF | SHT TM US TRES | 808524862 |  | 330 | 6848 | SH |  | SOLE |  | 6848 | 0 | 0 |
| Schwab US Aggregate Bond ETF | US AGGREGATE B | 808524839 |  | 253 | 5552 | SH |  | SOLE |  | 5552 | 0 | 0 |
| Schwab US Broad Mkt ETF | US BRD MKT ETF | 808524102 |  | 312 | 6962 | SH |  | SOLE |  | 6962 | 0 | 0 |
| Schwab US Large Cap ETF | US LRG CAP ETF | 808524201 |  | 249 | 5521 | SH |  | SOLE |  | 5521 | 0 | 0 |
| Schwab US Mid-Cap ETF | US MID-CAP ETF | 808524508 |  | 333 | 5080 | SH |  | SOLE |  | 5080 | 0 | 0 |
| Schwab US Small-Cap ETF | US SML CAP ETF | 808524607 |  | 360 | 8897 | SH |  | SOLE |  | 8897 | 0 | 0 |
| Schwab US TIPS ETF | US TIPS ETF | 808524870 |  | 265 | 5116 | SH |  | SOLE |  | 5116 | 0 | 0 |
| Sony Group | SPONSORED ADR | 835699307 |  | 8036 | 105344 | SH |  | SOLE |  | 103329 | 0 | 2015 |
| Sp Plus Corporation | COM | 78469C103 |  | 8937 | 257404 | SH |  | SOLE |  | 248454 | 0 | 8950 |
| SPDR Inv Grade Floating Rate | INV GRD FLT RT | 78468R200 |  | 937 | 30820 | SH |  | SOLE |  | 30320 | 0 | 500 |
| SPDR Nuveen Barclays ST Muni | NUVEEN BLMBRG SR | 78468R739 |  | 561 | 11950 | SH |  | SOLE |  | 11700 | 0 | 250 |
| Stryker | COM | 863667101 |  | 5807 | 23750 | SH |  | SOLE |  | 23234 | 0 | 516 |
| Sylvamo Corp | COMMON STOCK | 871332102 |  | 4109 | 84573 | SH |  | SOLE |  | 82188 | 0 | 2385 |
| Templeton Global Income | COM | 880198106 |  | 292 | 67506 | SH |  | SOLE |  | 67506 | 0 | 0 |
| Thermo Fisher Scientific | COM | 883556102 |  | 287 | 522 | SH |  | SOLE |  | 522 | 0 | 0 |
| TJX Companies | COM | 872540109 |  | 12529 | 157398 | SH |  | SOLE |  | 153638 | 0 | 3760 |
| TPI Composites Inc | COM | 87266J104 |  | 2926 | 288555 | SH |  | SOLE |  | 280305 | 0 | 8250 |
| Tremor International | ADS | 89484T104 |  | 1750 | 271325 | SH |  | SOLE |  | 261425 | 0 | 9900 |
| Triumph Group Inc | COM | 896818101 |  | 5806 | 551901 | SH |  | SOLE |  | 534071 | 0 | 17830 |
| Truist Finl Corp Com | COM | 89832Q109 |  | 303 | 7050 | SH |  | SOLE |  | 7050 | 0 | 0 |
| Vanguard Short-Term Bond | SHORT TRM BOND | 921937827 |  | 560 | 7440 | SH |  | SOLE |  | 7440 | 0 | 0 |
| VMware | CL A COM | 928563402 |  | 4689 | 38198 | SH |  | SOLE |  | 37243 | 0 | 955 |
| W. P. Carey | COM | 92936U109 |  | 3675 | 47026 | SH |  | SOLE |  | 45986 | 0 | 1040 |
| Walt Disney | COM DISNEY | 254687106 |  | 246 | 2832 | SH |  | SOLE |  | 2832 | 0 | 0 |
| Warner Bros. Discovery | COM SER A | 934423104 |  | 1410 | 148707 | SH |  | SOLE |  | 147397 | 0 | 1310 |
| West Claymore Inflation-Linked Securities | COM SH BEN INT | 95766Q106 |  | 724 | 84093 | SH |  | SOLE |  | 82732 | 0 | 1361 |
| Western Asset Intermediate Mun | COM | 958435109 |  | 609 | 80250 | SH |  | SOLE |  | 79000 | 0 | 1250 |
| Wheaton Precious Metals | COM | 962879102 |  | 318 | 8140 | SH |  | SOLE |  | 8140 | 0 | 0 |
| Willdan Group Inc | COM | 96924N100 |  | 5664 | 317296 | SH |  | SOLE |  | 308296 | 0 | 9000 |
| Yamana Gold | COM | 98462Y100 |  | 133 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |

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