# EDGAR Filing Document

**Accession Number:** 0002000978
**File Stem:** 0002000534-25-000001
**Filing Date:** 2025-9
**Character Count:** 4202
**Document Hash:** 9cf51d8e3174a580fa3dd7c0776a0172
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002000534-25-000001.hdr.sgml**: 20250922

**ACCESSION NUMBER**: 0002000534-25-000001

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250911

**DATE AS OF CHANGE**: 20250922

**EFFECTIVENESS DATE**: 20250921

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Templum Transfer Solutions LLC/TA
- **CENTRAL INDEX KEY:** 0002000978

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06900
- **FILM NUMBER:** 251328453

**BUSINESS ADDRESS:**
- **STREET 1:** 515 MADISON AVE
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 646-956-1499

**MAIL ADDRESS:**
- **STREET 1:** 515 MADISON AVE
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Templum Transfer Solutions LLC/TA

**FINS Number:** 374025

**Address of principal office where transfer agent activities are performed:** 2340 Collins Ave, 5th Floor, Miami Beach, FL, 33139

**Is mailing address different from principal office address?:** No

**Telephone Number:** (646) 956-1499

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** Yes

- **Controlling Entity Name:** Templum, Inc.

- **Agreement Description:** Templum Transfer Solutions LLC is a single member LLC. Templum, Inc. is the single member.

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name   | Relationship Start Date   | Title or Status   | Authority Description   |
|:---|:---|:---|:---|
| Edward Lee    | 11/03/2023                | CEO               | CEO                     |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Scott Kalish

**Title:** General Counsel

**Date:** 09/11/2025

**Phone Number:** 332-456-8830