# EDGAR Filing Document

**Accession Number:** 0000864230
**File Stem:** 0000910472-26-010121
**Filing Date:** 2026-6
**Character Count:** 38871
**Document Hash:** a07fb3d00b8305fe6994b33f7451ddba
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-010121.hdr.sgml**: 20260629

**ACCESSION NUMBER**: 0000910472-26-010121

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260629

**DATE AS OF CHANGE**: 20260629

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CALDWELL & ORKIN FUNDS INC
- **CENTRAL INDEX KEY:** 0000864230

**ORGANIZATION NAME:**
- **EIN:** 581895283
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-06113
- **FILM NUMBER:** 261132827

**BUSINESS ADDRESS:**
- **STREET 1:** 2502 N. ROCKY POINT DRIVE
- **STREET 2:** SUITE 665
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33607
- **BUSINESS PHONE:** 813-282-7870

**MAIL ADDRESS:**
- **STREET 1:** 2502 N. ROCKY POINT DRIVE
- **STREET 2:** SUITE 665
- **CITY:** TAMPA
- **STATE:** FL
- **ZIP:** 33607

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OTC SELECT 100 FUND INC
- **DATE OF NAME CHANGE:** 19920629

## Series and Classes Contracts Data

### Caldwell & Orkin - Gator Capital Long/Short Fund (Series ID: S000011446)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000031655 | Caldwell & Orkin - Gator Capital Long/Short Fund | COAGX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Caldwell & Orkin Funds, Inc.

- **b. Investment Company Act file number:** 811-06113

- **c. CIK number of Registrant:** 0000864230

- **d. LEI of Registrant:** 5493008S0906HH519X80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 2502 N. Rocky Point Drive

  - **City:** Tampa

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33602

  - **Telephone number:** 813-282-7870

**Item A.2. Information about the Series.**

- **a. Name of Series:** GATOR CAPITAL LONG/SHORT FUND

- **b. EDGAR series identifier (if any):** S000011446

- **c. LEI of Series:** 5493008S0906HH519X80

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $107998117.86

**Total Liabilities:** $26798067.89

**Net Assets:** $81200049.97

**Cash Not Reported:** $26813065.75

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000031655 | -5.23%               | -3.80%               | 6.62%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $348585.48               | $-4779559.62                               |
| Month 2  | $-2509.40                | $-3088868.31                               |
| Month 3  | $-116167.23              | $5352227.42                                |

**Designated Index Information**

- **Index Name:** CALDWELL & ORKIN DRP

- **Index Identifier:** CALDWELL & ORKIN DRP

### Schedule of Portfolio Investments

| Name                                   | Title                                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CUSTOMERS BANCORP INC                  | Customers Bancorp, Inc.                                | CUSIP: 23204G100<br>LEI: 549300WLBCHYKZ53FN68 | Long             | EC               | CORP              | US        |     33000 | NS      | $2516910.00   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                    | Synchrony Financial                                    | CUSIP: 87165B103<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EC               | CORP              | US        |     25000 | NS      | $1905000.00   | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHWEST BANCSHARES INC               | Northwest Bancshares, Inc.                             | CUSIP: 667340103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -9142 | NS      | $-126433.86   | -0.16%            |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP                | Chimera Investment Corporation                         | CUSIP: 16934Q604<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     19717 | NS      | $481094.80    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| COLUMBIA FINANCIAL INC                 | Columbia Financial, Inc.                               | CUSIP: 197641103<br>LEI: 254900B9UDXFOJAZKN61 | Long             | EC               | CORP              | US        |     48015 | NS      | $923328.45    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP                  | Stifel Financial Corporation                           | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |     18000 | NS      | $1418580.00   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCHANTS BANCORP (INDIANA)            | Merchants Bancorp                                      | CUSIP: 58844R108<br>LEI: 54930008Y0GPVLF81889 | Short            | EC               | CORP              | US        |    -20000 | NS      | $-930800.00   | -1.15%            |  |  |  | No            |                  1 | On Loan: No      |
| AMERIPRISE FINANCIAL INC               | Ameriprise Financial, Inc.                             | CUSIP: 03076C106<br>LEI: 6ZLKQF7QB6JAEKQS5388 | Long             | EC               | CORP              | US        |      5300 | NS      | $2516387.00   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PRIMERICA INC                          | Primerica, Inc.                                        | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |      6300 | NS      | $1772001.00   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                     | Meta Platforms, Inc.                                   | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2000 | NS      | $1223820.00   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| INTERACTIVE BROKERS GROUP INC          | Interactive Brokers Group, Inc.                        | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |     40800 | NS      | $3243600.00   | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| HIPPO HOLDINGS INC                     | Hippo Holdings, Inc.                                   | CUSIP: 433539202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17700 | NS      | $466041.00    | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| TRUIST FINANCIAL CORP                  | Truist Financial Corporation                           | CUSIP: 89832Q109<br>LEI: 549300DRQQI75D2JP341 | Short            | EC               | CORP              | US        |    -15000 | NS      | $-772500.00   | -0.95%            |  |  |  | No            |                  1 | On Loan: No      |
| WISDOMTREE INC                         | WisdomTree, Inc.                                       | CUSIP: 97717P104<br>LEI: 549300WIU8IS7UFO7871 | Long             | EC               | CORP              | US        |      4816 | NS      | $81872.00     | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SOCIETE GENERALE SA                    | Societe Generale S.A.                                  | CUSIP: 83364L109<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | EC               | CORP              | FR        |    165000 | NS      | $2646600.00   | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| TFS FINANCIAL CORP                     | TFS Financial Corporation                              | CUSIP: 87240R107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $1504000.00   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                  | Wells Fargo & Company                                  | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Short            | EC               | CORP              | US        |     -9000 | NS      | $-740070.00   | -0.91%            |  |  |  | No            |                  1 | On Loan: No      |
| PROG HOLDINGS INC                      | PROG Holdings, Inc.                                    | CUSIP: 74319R101<br>LEI: 549300DHYTLBOVRXIG52 | Long             | EC               | CORP              | US        |     37110 | NS      | $1329651.30   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| OLD SECOND BANCORP INC                 | Old Second Bancorp, Inc.                               | CUSIP: 680277100<br>LEI: 549300XVJC1MPUT81C04 | Long             | EC               | CORP              | US        |     43900 | NS      | $904779.00    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AXOS FINANCIAL INC                     | Axos Financial, Inc.                                   | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |     27000 | NS      | $2603880.00   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST FINANCIAL BANCORP                | First Financial Bancorp                                | CUSIP: 320209109<br>LEI: 549300D3F5B3EZMY7P77 | Long             | EC               | CORP              | US        |     53000 | NS      | $1604840.00   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF MONTREAL                       | Bank of Montreal                                       | CUSIP: 063671101<br>LEI: NQQ6HPCNCCU6TUTQYE16 | Short            | EC               | CORP              | CA        |     -4000 | NS      | $-608400.00   | -0.75%            |  |  |  | No            |                  1 | On Loan: No      |
| ESSENT GROUP LTD                       | Essent Group Ltd.                                      | CUSIP: G3198U102<br>LEI: 254900QUO860OUT6ZF83 | Short            | EC               | CORP              | US        |     -9000 | NS      | $-544680.00   | -0.67%            |  |  |  | No            |                  1 | On Loan: No      |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION  | Federal National Mortgage Association Series R, 7.625% | CUSIP: 313586760<br>LEI: B1V7KEBTPIMZEU4LTD58 | Long             | EP               | USGSE             | US        |     30385 | NS      | $297165.30    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| NAVIENT CORP                           | Navient Corporation                                    | CUSIP: 63938C108<br>LEI: 54930067J0ZNOEBRW338 | Long             | EC               | CORP              | US        |     70000 | NS      | $646800.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST INTERNET BANCORP                 | First Internet Bancorp                                 | CUSIP: 320557101<br>LEI: 549300T25MP2M92XU194 | Long             | EC               | CORP              | US        |     15008 | NS      | $343983.36    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN ALLIANCE BANCORP               | Western Alliance Bancorp                               | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     24400 | NS      | $1989576.00   | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BANC OF CALIFORNIA INC                 | Banc of California, Inc.                               | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |     63000 | NS      | $1179990.00   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| TORONTO DOMINION BANK (THE)            | Toronto-Dominion Bank (The)                            | CUSIP: 891160509<br>LEI: PT3QB789TSUIDF371261 | Short            | EC               | CORP              | CA        |    -15000 | NS      | $-1615500.00  | -1.99%            |  |  |  | No            |                  1 | On Loan: No      |
| BBX CAPITAL INC                        | BBX Capital, Inc.                                      | CUSIP: 073319105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32321 | NS      | $97531.85     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| SITEONE LANDSCAPE SUPPLY INC           | SiteOne Landscape Supply, Inc.                         | CUSIP: 82982L103<br>LEI: 5299008LX7SBD4HIAU03 | Short            | EC               | CORP              | US        |     -3500 | NS      | $-441175.00   | -0.54%            |  |  |  | No            |                  1 | On Loan: No      |
| UPSTART HOLDINGS INC                   | Upstart Holdings, Inc.                                 | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |     37000 | NS      | $1168460.00   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| PROASSURANCE CORP                      | ProAssurance Corporation                               | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Short            | EC               | CORP              | US        |    -10235 | NS      | $-252804.50   | -0.31%            |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC                               | Visa, Inc.                                             | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      1900 | NS      | $626696.00    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| RAYMOND JAMES FINANCIAL INC            | Raymond James Financial, Inc.                          | CUSIP: 754730109<br>LEI: RGUZHJ05YTITL6D76949 | Long             | EC               | CORP              | US        |      8400 | NS      | $1329888.00   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| COMMERCIAL BANCGROUP INC               | Commercial Bancgroup, Inc.                             | CUSIP: 20112C106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29200 | NS      | $845632.00    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| FLAGSTAR BANK NA                       | Flagstar Financial Inc                                 | CUSIP: 649445400<br>LEI: SS1TRMSN6BRNMOREEV51 | Short            | EC               | CORP              | US        |    -26700 | NS      | $-372999.00   | -0.46%            |  |  |  | No            |                  1 | On Loan: No      |
| BLOCK INC                              | Block, Inc.                                            | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |      7200 | NS      | $507672.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL X FUNDS                         | Global X S&P 500 Covered Call ETF USD Class            | CUSIP: 37954Y475<br>LEI: 5493003RA4QUTSYF1N15 | Short            | EC               | RF                | US        |    -82000 | NS      | $-3302960.00  | -4.07%            |  |  |  | No            |                  1 | On Loan: No      |
| FIRST FINANCIAL BANKSHARES INC (TEXAS) | First Financial Bankshares, Inc.                       | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Short            | EC               | CORP              | US        |    -17250 | NS      | $-556657.50   | -0.69%            |  |  |  | No            |                  1 | On Loan: No      |
| VOYA FINANCIAL INC                     | Voya Financial, Inc.                                   | CUSIP: 929089100<br>LEI: 549300T065Z4KJ686G75 | Long             | EC               | CORP              | US        |     21000 | NS      | $1721160.00   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| WESBANCO INC                           | WesBanco, Inc.                                         | CUSIP: 950810101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23000 | NS      | $790740.00    | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                          | Citigroup, Inc.                                        | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Short            | EC               | CORP              | US        |    -14000 | NS      | $-1791720.00  | -2.21%            |  |  |  | No            |                  1 | On Loan: No      |
| BNP PARIBAS SA                         | BNP Paribas S.A.                                       | CUSIP: 05565A202<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | EC               | CORP              | FR        |     45500 | NS      | $2388295.00   | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION  | Federal National Mortgage Association                  | CUSIP: 313586794<br>LEI: B1V7KEBTPIMZEU4LTD58 | Long             | EP               | USGSE             | US        |      5143 | NS      | $98128.44     | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| GENWORTH FINANCIAL INC                 | Genworth Financial, Inc.                               | CUSIP: 37247D106<br>LEI: 549300EMCG286BDNKJ33 | Long             | EC               | CORP              | US        |    160000 | NS      | $1406400.00   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL X FUNDS                         | Global X Nasdaq 100 Covered Call ETF USD Class         | CUSIP: 37954Y483<br>LEI: 5493003RA4QUTSYF1N15 | Short            | EC               | RF                | US        |   -188900 | NS      | $-3396422.00  | -4.18%            |  |  |  | No            |                  1 | On Loan: No      |
| ARTHUR J. GALLAGHER & COMPANY          | Arthur J Gallagher & Company                           | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Short            | EC               | CORP              | US        |     -2220 | NS      | $-458208.00   | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| MIDLAND STATES BANCORP INC             | Midland States Bancorp, Inc.                           | CUSIP: 597742105<br>LEI: 5493006RHXW9TTBWYC94 | Short            | EC               | CORP              | US        |    -26841 | NS      | $-698134.41   | -0.86%            |  |  |  | No            |                  1 | On Loan: No      |
| STOCK YARDS BANCORP INC                | Stock Yards Bancorp, Inc.                              | CUSIP: 861025104<br>LEI: 549300YERP9H5TDIQW16 | Short            | EC               | CORP              | US        |     -6519 | NS      | $-471519.27   | -0.58%            |  |  |  | No            |                  1 | On Loan: No      |
| SLM CORP (SALLIE MAE)                  | SLM Corporation                                        | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68000 | NS      | $1569440.00   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                | KeyCorporation                                         | CUSIP: 493267108<br>LEI: RKPI3RZGV1V1FJTH5T61 | Short            | EC               | CORP              | US        |    -32000 | NS      | $-707520.00   | -0.87%            |  |  |  | No            |                  1 | On Loan: No      |
| DELL TECHNOLOGIES INC                  | Dell Technologies, Inc.                                | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |      4000 | NS      | $835800.00    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| WALMART INC                            | Walmart, Inc.                                          | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Short            | EC               | CORP              | US        |     -3000 | NS      | $-395790.00   | -0.49%            |  |  |  | No            |                  1 | On Loan: No      |
| AGNC INVESTMENT CORP                   | AGNC Investment Corporation                            | CUSIP: 00123Q104<br>LEI: 5TRACI5HRMELWV32OF39 | Short            | EC               | CORP              | US        |    -76800 | NS      | $-846336.00   | -1.04%            |  |  |  | No            |                  1 | On Loan: No      |
| OP BANCORP                             | OP Bancorp                                             | CUSIP: 67109R109<br>LEI: 549300LTYZMS0Q13U522 | Long             | EC               | CORP              | US        |     30958 | NS      | $443937.72    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB FINANCIAL CORP                     | UMB Financial Corporation                              | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     20000 | NS      | $2523400.00   | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST HORIZON CORP                     | First Horizon Corporation                              | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Short            | EC               | CORP              | US        |    -13900 | NS      | $-346944.00   | -0.43%            |  |  |  | No            |                  1 | On Loan: No      |
| VICTORY CAPITAL HOLDINGS INC           | Victory Capital Holdings, Inc.                         | CUSIP: 92645B103<br>LEI: 549300BN5LH2CIPPHS71 | Long             | EC               | CORP              | US        |     16000 | NS      | $1256160.00   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| BEYOND MEAT INC                        | Beyond Meat, Inc.                                      | CUSIP: 08862E109<br>LEI: 549300XQ946NCE51DR09 | Short            | EC               | CORP              | US        |     -1600 | NS      | $-1574.56     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTSUN CAPITAL BANCORP               | Firstsun Capital Bancorp                               | CUSIP: 33767U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20467 | NS      | $723713.12    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORP                   | Bank of America Corp.                                  | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Short            | EC               | CORP              | US        |    -16000 | NS      | $-855360.00   | -1.05%            |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF HAWAII CORP                    | Bank of Hawaii Corporation                             | CUSIP: 062540109<br>LEI: 5493006Q8BQ8AD8M2U33 | Short            | EC               | CORP              | US        |    -10000 | NS      | $-795100.00   | -0.98%            |  |  |  | No            |                  1 | On Loan: No      |
| BRIDGEWATER BANCSHARES INC             | Bridgewater Bancshares, Inc.                           | CUSIP: 108621103<br>LEI: 5493001FLSBTVILKXZ71 | Long             | EC               | CORP              | US        |     13107 | NS      | $237629.91    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| OATLY GROUP AB                         | Oatly Group A.B.                                       | CUSIP: 67421J207<br>LEI: 894500CEIOQNBAH10Z10 | Short            | EC               | CORP              | SE        |      -782 | NS      | $-8500.34     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| RENASANT CORP                          | Renasant Corporation                                   | CUSIP: 75970E107<br>LEI: 549300OVE6OZHW2UUH81 | Short            | EC               | CORP              | US        |    -17800 | NS      | $-710042.00   | -0.87%            |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL BANCORP INC (MARYLAND)         | Capital Bancorp, Inc.                                  | CUSIP: 139737100<br>LEI: 549300LQKYGWQ7VP0C75 | Long             | EC               | CORP              | US        |     19915 | NS      | $627123.35    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| COMPASS INC                            | Compass, Inc.                                          | CUSIP: 20464U100<br>LEI: 254900DMGQSTC3I2IM78 | Long             | EC               | CORP              | US        |    287925 | NS      | $2179592.25   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| CHAIN BRIDGE BANCORP INC               | Chain Bridge Bancorp, Inc.                             | CUSIP: 15746L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24900 | NS      | $925284.00    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CANADIAN IMPERIAL BANK OF COMMERCE     | Canadian Imperial Bank of Commerce                     | CUSIP: 136069101<br>LEI: 2IGI19DL77OX0HC3ZE78 | Short            | EC               | CORP              | CA        |     -5700 | NS      | $-635208.00   | -0.78%            |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL PAYMENTS INC                    | Global Payments, Inc.                                  | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |     35800 | NS      | $2576168.00   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBINHOOD MARKETS INC                  | Robinhood Markets, Inc.                                | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     14700 | NS      | $1071483.00   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| JACKSON FINANCIAL INC                  | Jackson Financial, Inc.                                | CUSIP: 46817M107<br>LEI: 213800WXW2KG1N4CO374 | Long             | EC               | CORP              | US        |     17000 | NS      | $1968090.00   | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| DIME COMMUNITY BANCSHARES INC          | Dime Community Bancshares, Inc.                        | CUSIP: 25432X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17872 | NS      | $641426.08    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| DIREXION SHARES ETF TRUST              | Direxion Daily Financial Bear 3X Shares                | CUSIP: 25460E216<br>LEI: 549300M501IVJM50FG12 | Short            | EC               | RF                | US        |     -1170 | NS      | $-50555.70    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERICAN FUNDS INC               | First American Government Obligations Fund             | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |    993962 | PA      | $993962.34    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITY BANCORP INC                      | Unity Bancorp, Inc.                                    | CUSIP: 913290102<br>LEI: 549300Q90ZRNUR65PL93 | Long             | EC               | CORP              | US        |      5051 | NS      | $264066.28    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| UBS GROUP AG                           | UBS Group A.G.                                         | CUSIP: H42097107<br>LEI: 549300SZJ9VS8SGXAN81 | Long             | EC               | CORP              | CH        |     46000 | NS      | $2019400.00   | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST BUSINESS FINANCIAL SERVICES INC  | First Business Financial Services, Inc.                | CUSIP: 319390100<br>LEI: 549300BXKLW2T50TKU95 | Long             | EC               | CORP              | US        |      7500 | NS      | $421500.00    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION  | Federal National Mortgage Association                  | CUSIP: 313586109<br>LEI: B1V7KEBTPIMZEU4LTD58 | Short            | EC               | USGSE             | US        |    -15600 | NS      | $-127608.00   | -0.16%            |  |  |  | No            |                  1 | On Loan: No      |
| T. ROWE PRICE GROUP INC                | T Rowe Price Group, Inc. SHORT POSITION                | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Short            | EC               | CORP              | US        |     -3500 | NS      | $-360080.00   | -0.44%            |  |  |  | No            |                  1 | On Loan: No      |
| TRIPLEPOINT VENTURE GROWTH BDC CORP    | TriplePoint Venture Growth BDC Corporation             | CUSIP: 89677Y100<br>LEI: 549300ATPBY6JIFH9Z88 | Short            | EC               | RF                | US        |     -8500 | NS      | $-46495.00    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| CONNECTONE BANCORP INC                 | ConnectOne Bancorp, Inc.                               | CUSIP: 20786W107<br>LEI: 549300E2M5ZYAZKUK134 | Long             | EC               | CORP              | US        |     66360 | NS      | $1939039.20   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| US BANCORP                             | US Bancorp                                             | CUSIP: 902973304<br>LEI: N1GZ7BBF3NP8GI976H15 | Short            | EC               | CORP              | US        |    -20300 | NS      | $-1150198.00  | -1.42%            |  |  |  | No            |                  1 | On Loan: No      |
| ALERUS FINANCIAL CORP                  | Alerus Financial Corporation                           | CUSIP: 01446U103<br>LEI: 5493008BXLBPPELQ3G57 | Long             | EC               | CORP              | US        |     15100 | NS      | $406794.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| BARCLAYS PLC                           | Barclays plc                                           | CUSIP: 06738E204<br>LEI: 213800LBQA1Y9L22JB70 | Long             | EC               | CORP              | GB        |     63000 | NS      | $1474830.00   | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLYLE GROUP INC (THE)                | The Carlyle Group, Inc.                                | CUSIP: 14316J108<br>LEI: 529900NGGVF94UK6PG95 | Long             | EC               | CORP              | US        |     50000 | NS      | $2503500.00   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| VIATRIS INC                            | Viatris, Inc.                                          | CUSIP: 92556V106<br>LEI: 254900ZZTSW7NL773X71 | Long             | EC               | CORP              | US        |     16535 | NS      | $247032.90    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| KINGSTONE COMPANIES INC                | Kingstone Companies, Inc.                              | CUSIP: 496719105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47000 | NS      | $783490.00    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| OFG BANCORP                            | OFG Bancorp                                            | CUSIP: 67103X102<br>LEI: 549300Q4QEXJ37LEXQ06 | Long             | EC               | CORP              | PR        |     48283 | NS      | $2219086.68   | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| CHIMERA INVESTMENT CORP                | Chimera Investment Corporation                         | CUSIP: 16934Q406<br>LEI: 2JBBQFJOL123LOUBE657 | Long             | EP               | CORP              | US        |     14391 | NS      | $351140.40    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM CORP (SALLIE MAE)                  | SLM Corporation                                        | CUSIP: 78442P502<br>LEI: N/A                  | Long             | EP               | CORP              | US        |       402 | NS      | $30109.80     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX INC                                | WEX, Inc.                                              | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |      5990 | NS      | $900476.70    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN INTERNATIONAL GROUP INC       | American International Group, Inc.                     | CUSIP: 026874784<br>LEI: ODVCVCQG2BP6VHV36M30 | Short            | EC               | CORP              | US        |    -12000 | NS      | $-897600.00   | -1.11%            |  |  |  | No            |                  1 | On Loan: No      |
| PATHWARD FINANCIAL INC                 | Pathward Financial, Inc.                               | CUSIP: 59100U108<br>LEI: 5493004X52BH1NBLW813 | Long             | EC               | CORP              | US        |      8369 | NS      | $726763.96    | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG MORTGAGE INVESTMENT TRUST INC      | AG Mortgage Investment Trust, Inc. Series C, 8.00%     | CUSIP: 001228402<br>LEI: 549300SNP0PBR2XTFR48 | Long             | EP               | CORP              | US        |     29423 | NS      | $741165.37    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| NMI HOLDINGS INC                       | NMI Holdings, Inc.                                     | CUSIP: 629209305<br>LEI: 529900KNNGFXJX1C3Z08 | Short            | EC               | CORP              | US        |    -19291 | NS      | $-746754.61   | -0.92%            |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INC              | Huntington Bancshares Inc                              | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Short            | EC               | CORP              | US        |    -19057 | NS      | $-319395.32   | -0.39%            |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CITIZENS BANCSHARES INC          | First Citizens BancShares Inc                          | CUSIP: 31946M103<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EC               | CORP              | US        |       350 | NS      | $694337.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| FISERV INC                             | Fiserv, Inc.                                           | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     34000 | NS      | $2130100.00   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| FAIRFAX FINANCIAL HOLDINGS LTD         | Fairfax Financial Holdings Ltd.                        | CUSIP: 303901102<br>LEI: GLS7OQD0WOEDI8YAP031 | Long             | EC               | CORP              | CA        |      1200 | NS      | $2072712.00   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKROCK INC                          | Blackrock Inc                                          | CUSIP: 09290D101<br>LEI: 529900VBK42Y5HHRMD23 | Short            | EC               | CORP              | US        |      -560 | NS      | $-596736.00   | -0.73%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-30

**Name of Applicant:** Caldwell & Orkin Funds, Inc.

**Signature:** Zachary Richmond

**Name of Signer:** Zachary Richmond

**Title:** Treasurer