# EDGAR Filing Document

**Accession Number:** 0001708410
**File Stem:** 0001493152-23-002610
**Filing Date:** 2023-1
**Character Count:** 5323
**Document Hash:** 20a28eb7a13c37be2af127afe54703d5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-002610.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001493152-23-002610

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230120

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIMPLICITY ESPORTS & GAMING Co
- **CENTRAL INDEX KEY:** 0001708410
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-EATING & DRINKING PLACES [5810]
- **IRS NUMBER:** 821231127
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38188
- **FILM NUMBER:** 23558066

**BUSINESS ADDRESS:**
- **STREET 1:** 7000 W. PALMETTO PARK RD.,
- **STREET 2:** SUITE 505,
- **CITY:** BOCA RATON,
- **STATE:** FL
- **ZIP:** 33433
- **BUSINESS PHONE:** 855-345-9467

**MAIL ADDRESS:**
- **STREET 1:** 7000 W. PALMETTO PARK RD.,
- **STREET 2:** SUITE 505,
- **CITY:** BOCA RATON,
- **STATE:** FL
- **ZIP:** 33433

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SMAAASH ENTERTAINMENT INC.
- **DATE OF NAME CHANGE:** 20181127

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** I-AM CAPITAL ACQUISITION Co
- **DATE OF NAME CHANGE:** 20170605

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (date of earliest event reported): **January 20, 2023**

**SIMPLICITY ESPORTS AND GAMING COMPANY**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-38188** | **82-1231127** |
| (State or other jurisdiction<br> of incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification No.) |

---

**7000 W. Palmetto Park Rd., Suite 505**

**<u>Boca Raton, FL 33433</u>**

(Address of Principal Executive Offices)

**<u>(855) 345-9467</u>**

Registrant's telephone number, including area code

**<u>N/A</u>**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| None | N/A | N/A |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

On January 20, 2023, Simplicity Esports and Gaming Company (the "Company") filed a certificate of amendment (the "Amendment") to its third amended and restated certificate of incorporation, as amended (the "Certificate of Incorporation"), to increase the Company's authorized shares of common stock, $0.0001 par value per share ("Common Stock"), from 36,000,000 to 250,000,000 (the "Increase in Authorized Shares"). Accordingly, following the filing of the Amendment, the Company has 250,000,000 authorized shares of Common Stock and 1,000,000 shares of preferred stock, par value $0.0001 per share.

The description of the Amendment is qualified in its entirety by the Amendment, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated herein by reference.

**Item 9.01 Financial Statements and Exhibits**

(d) Exhibits

---

| | |
|:---|:---|
| **Exhibit**<br>**Number** | <br>**Description** |
| 3.1 | [Certificate of Amendment, filed on January 20, 2026.](ex3-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **SIMPLICITY ESPORTS AND GAMING COMPANY** | **SIMPLICITY ESPORTS AND GAMING COMPANY** |
| Date: January 26, 2023 | By: | */s/ Roman Franklin* |
|  |  | Roman Franklin |
|  |  | Chief Executive Officer |

---

## Exhibit 3.1

**Exhibit 3.1**

![](ex3-1_001.jpg)