# EDGAR Filing Document

**Accession Number:** 0001429260
**File Stem:** 0001558370-25-008787
**Filing Date:** 2025-6
**Character Count:** 7849
**Document Hash:** 98f1f412dbfd91bbe64bcbb9460bf694
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001558370-25-008787.hdr.sgml**: 20250623

**ACCESSION NUMBER**: 0001558370-25-008787

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250617

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250623

**DATE AS OF CHANGE**: 20250623

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Fortress Biotech, Inc.
- **CENTRAL INDEX KEY:** 0001429260
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 205157386
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35366
- **FILM NUMBER:** 251063100

**BUSINESS ADDRESS:**
- **STREET 1:** 1111 KANE CONCOURSE
- **STREET 2:** SUITE 301
- **CITY:** BAY HARBOR ISLANDS
- **STATE:** FL
- **ZIP:** 33154
- **BUSINESS PHONE:** 781-652-4500

**MAIL ADDRESS:**
- **STREET 1:** 1111 KANE CONCOURSE
- **STREET 2:** SUITE 301
- **CITY:** BAY HARBOR ISLANDS
- **STATE:** FL
- **ZIP:** 33154

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CORONADO BIOSCIENCES INC
- **DATE OF NAME CHANGE:** 20080310

?xml version='1.0' encoding='ASCII'? Fortress Biotech, Inc._June 17, 2025

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**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

Date of report (Date of earliest event reported): **June 17, 2025**

**Fortress Biotech, Inc.**

(Exact Name of Registrant as Specified in Charter)

---

| | | |
|:---|:---|:---|
| **Delaware**(State or Other Jurisdiction<br>of Incorporation) | **001-35366**(Commission File Number) | **20-5157386**(IRS Employer<br>Identification No.) |

---

**1111 Kane Concourse, Suite 301**

**Bay Harbor Islands, FL 33154**

(Address of Principal Executive Offices)

**(781) 652-4500**

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act.

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act.

☐Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock | FBIO | Nasdaq Capital Market |
| 9.375% Series A Cumulative Redeemable Perpetual Preferred Stock | FBIOP | Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07. Submission of Matters to a Vote of Security Holders.**

On June 17, 2025, Fortress Biotech, Inc. (the "**Company**" or "**Fortress**") held its annual meeting of stockholders (the "**2025 Annual Meeting**") at 10:00 a.m. Eastern Time by means of an online virtual meeting platform.

At the 2025 Annual Meeting, the following five proposals were voted on by the stockholders: (i) the election of seven directors to hold office until the 2026 annual meeting of stockholders or until such director resigns or is removed from office; (ii) the ratification of the appointment of KPMG LLP as Fortress's independent registered public accounting firm for the year ending December 31, 2025; (iii) an advisory vote to approve the compensation of Fortress's named executive officers; (iv) an advisory vote on the frequency with which Fortress will hold an advisory vote on the compensation of Fortress's named executive officers; and (v) the approval of the Second Amended and Restated Certificate of Incorporation to provide for, among other things, officer exculpation. The five proposals are described in detail in the Company's definitive proxy statement on Schedule 14A for the 2025 Annual Meeting filed with the Securities and Exchange Commission on April 28, 2025.

**Proposal 1** 

The votes with respect to the election of seven directors to hold office until the 2026 annual meeting of stockholders were as follows:

---

| | | | | |
|:---|:---|:---|:---|:---|
| <br>**Director** | <br>**Total Votes For** | **Total Votes**<br>**Against** | <br>**Abstentions** | **Broker Non-**<br>**Votes** |
| Lindsay A. Rosenwald, M.D. | 9561328 | 161473 | 90259 | 10917039 |
| Jimmie Harvey, Jr., M.D. | 9510319 | 199781 | 102960 | 10917039 |
| Malcolm Hoenlein | 9439773 | 270268 | 103019 | 10917039 |
| Dov Klein, CPA | 9441597 | 267687 | 103776 | 10917039 |
| J. Jay Lobell | 9182951 | 527091 | 103018 | 10917039 |
| Kevin L. Lorenz, J.D. | 9510472 | 199584 | 103004 | 10917039 |
| Michael S. Weiss | 9528675 | 193499 | 90886 | 10917039 |

---

**Proposal 2** 

The vote with respect to the ratification of the selection of KPMG LLP as Fortress's independent registered accounting firm for the year ending December 31, 2025 was as follows:

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Total Votes For** | &nbsp;&nbsp;**Total Votes Against** | &nbsp;&nbsp;**Abstentions** |
| &nbsp;&nbsp;20400173 | &nbsp;&nbsp;314490 | &nbsp;&nbsp;15436 |

---

**Proposal 3**

The advisory vote with respect to the approval of the compensation of Fortress's named executive officers was as follows:

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;**Total Votes For** | &nbsp;&nbsp;**Total Votes Against** | &nbsp;&nbsp;**Abstentions** | &nbsp;&nbsp;**Broker Non-Votes** |
| &nbsp;&nbsp;9388005 | &nbsp;&nbsp;312265 | &nbsp;&nbsp;112790 | &nbsp;&nbsp;10917039 |

---

**Proposal 4**

The advisory vote with respect to the frequency with which Fortress will hold an advisory vote on the compensation of Fortress's named executive officers was as follows:

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;,051,405<br>|  |  |  |
| &nbsp;&nbsp;**One Year** | &nbsp;&nbsp;**Two Years** | &nbsp;&nbsp;**Three Years** | **Abstentions** |
| &nbsp;&nbsp;2,051,405 | &nbsp;&nbsp;183,953 | &nbsp;&nbsp;7,421,176 | 156,526 |

---

In light of the vote on Proposal 4, the Board has determined that the Company will hold a Say-on-Pay vote every three years until the next required vote on the frequency of Say-on-Pay votes in 2031.

**Proposal 5**

The vote with respect to the approval of the Second Amended and Restated Certificate of Incorporation to provide for, among other things, officer exculpation, was as follows:

---

| | | | |
|:---|:---|:---|:---|
| &nbsp;&nbsp;,<br>|  |  |  |
| &nbsp;&nbsp;**Total Votes For** | &nbsp;&nbsp;**Total Votes Against** | &nbsp;&nbsp;**Abstentions** | **Broker Non-Votes** |
| &nbsp;&nbsp;7964484 | &nbsp;&nbsp;1723623 | &nbsp;&nbsp;124953 | 10917039 |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **Fortress Biotech, Inc.** | **Fortress Biotech, Inc.** |
|  | (Registrant) | (Registrant) |
| Date: June 23, 2025 |  |  |
|  | By: | /s/ David Jin |
|  |  | David Jin |
|  |  | Chief Financial Officer |

---