# EDGAR Filing Document

**Accession Number:** 0001143261
**File Stem:** 0001420506-23-000181
**Filing Date:** 2023-1
**Character Count:** 25220
**Document Hash:** cadfd9046a3bc86a32464c7b4ad1fcf8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000181.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001420506-23-000181

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EQUITEC PROPRIETARY MARKETS, LLC
- **CENTRAL INDEX KEY:** 0001143261
- **IRS NUMBER:** 364433608
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16423
- **FILM NUMBER:** 23570684

**BUSINESS ADDRESS:**
- **STREET 1:** 111 W. JACKSON
- **STREET 2:** 20TH FL.OOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604
- **BUSINESS PHONE:** 312 692-5009

**MAIL ADDRESS:**
- **STREET 1:** 111 W. JACKSON
- **STREET 2:** 20TH FLOOR
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60604

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EQUITEC PROPRIETARY MARKETS LLC                         /BD
- **DATE OF NAME CHANGE:** 20010620

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** EQUITEC PROPRIETARY MARKETS LLC<br>**Address:** 111 W. JACKSON<br>20TH FLOOR<br>CHICAGO, IL 60604

**Form 13F File Number:** 028-16423

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Robert Wenzel<br>**Title:** Administrator<br>**Phone:** 312 692-5081

**Signature, Place, and Date of Signing:**

Robert Wenzel Administrator  CHICAGO, IL  12-31-2022<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 213

**Form 13F Information Table Value Total:** $315421146

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 76866 | 4600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 67676 | 4050 | SH |  | SOLE |  | 4050 | 0 | 0 |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 352581 | 21100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| 26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 |  | 250 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 350 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ACE GLOBAL BUSINESS ACQU LTD | *W EXP 02/20/202 | G0083E110 |  | 1555 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 9438615 | 123300 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 19788175 | 258500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 9629071 | 125788 | SH |  | SOLE |  | 125788 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 1323 | 22045 | SH |  | SOLE |  | 22045 | 0 | 0 |
| ADTHEORENT HOLDING COMPANY | *W EXP 12/26/202 | 00739D117 |  | 220 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 862995 | 13324 | SH |  | SOLE |  | 13324 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1256538 | 19400 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ADVENT TECHNOLOGIES HOLDNG I | *W EXP 02/03/202 | 00788A113 |  | 6331 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 279650 | 5000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 559300 | 10000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 5534455 | 550692 | SH |  | SOLE |  | 550692 | 0 | 0 |
| AGILETHOUGHT INC | *W EXP 08/23/202 | 00857F118 |  | 15984 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| ALAUNOS THERAPEUTICS INC | COM | 98973P101 |  | 664 | 1023 | SH |  | SOLE |  | 1023 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 9229 | 36900 | SH |  | SOLE |  | 36900 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 413482 | 4660 | SH |  | SOLE |  | 4660 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 3024000 | 36000 | SH |  | SOLE |  | 36000 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 5088 | 1250 | SH |  | SOLE |  | 1250 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 166870 | 41000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 |  | 2690600 | 210039 | SH |  | SOLE |  | 210039 | 0 | 0 |
| ANGEL OAK MTG INC | COM | 03464Y108 |  | 1085507 | 229494 | SH |  | SOLE |  | 229494 | 0 | 0 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 65 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 504908 | 3886 | SH |  | SOLE |  | 3886 | 0 | 0 |
| APPLIED DIGITAL CORP | COM NEW | 038169207 |  | 2152248 | 1169700 | SH |  | SOLE |  | 1169700 | 0 | 0 |
| ARBE ROBOTICS LTD | *W EXP 10/07/202 | M1R95N118 |  | 1950 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 6248 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 80640 | 800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 332640 | 3300 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 194846 | 1933 | SH |  | SOLE |  | 1933 | 0 | 0 |
| ATLAS CORP | SHARES | Y0436Q109 |  | 0 | 5000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 24 | 6900 | SH |  | SOLE |  | 6900 | 0 | 0 |
| B. RILEY FINANCIAL INC | COM | 05580M108 |  | 40815682 | 1193441 | SH |  | SOLE |  | 1193441 | 0 | 0 |
| BABCOCK  WILCOX ENTERPRISES | COM | 05614L209 |  | 1658073 | 287361 | SH |  | SOLE |  | 287361 | 0 | 0 |
| BED BATH  BEYOND INC | COM | 075896100 |  | 276853 | 110300 | SH |  | SOLE |  | 110300 | 0 | 0 |
| BENSON HILL INC | COMMON STOCK | 082490103 |  | 9106 | 3571 | SH |  | SOLE |  | 3571 | 0 | 0 |
| BENSON HILL INC | *W EXP 09/29/202 | 082490111 |  | 223 | 892 | SH |  | SOLE |  | 892 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 165172 | 11900 | SH | Call | SOLE |  | 0 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 186686 | 13450 | SH |  | SOLE |  | 13450 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 2141684 | 154300 | SH | Put | SOLE |  | 0 | 0 | 0 |
| BLUEGREEN VACATIONS HLDG COR | CLASS A | 096308101 |  | 49920 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| BLUEROCK HOMES TRUST INC | COM CL A | 09631H100 |  | 3669582 | 172200 | SH | Put | SOLE |  | 0 | 0 | 0 |
| BLUEROCK HOMES TRUST INC | COM CL A | 09631H100 |  | 232790 | 10924 | SH |  | SOLE |  | 10924 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 640 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| BOXED INC | *W EXP 12/08/202 | 103174116 |  | 1950 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| BRC INC | COM CL A | 05601U105 |  | 27495 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 2466 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 |  | 14785 | 73923 | SH |  | SOLE |  | 73923 | 0 | 0 |
| BROOKLINE BANCORP INC DEL | COM | 11373M107 |  | 145745 | 10300 | SH | Call | SOLE |  | 0 | 0 | 0 |
| BROOKLINE BANCORP INC DEL | COM | 11373M107 |  | 21225 | 1500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| BROOKLINE BANCORP INC DEL | COM | 11373M107 |  | 732546 | 51770 | SH |  | SOLE |  | 51770 | 0 | 0 |
| BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 12122L119 |  | 6331 | 134700 | SH |  | SOLE |  | 134700 | 0 | 0 |
| BUZZFEED INC | *W EXP 12/03/202 | 12430A110 |  | 3 | 87 | SH |  | SOLE |  | 87 | 0 | 0 |
| BUZZFEED INC | CLASS A COM | 12430A102 |  | 181 | 263 | SH |  | SOLE |  | 263 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 9251845 | 124036 | SH |  | SOLE |  | 124036 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 1573849 | 21100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 11912023 | 159700 | SH | Put | SOLE |  | 0 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 381096 | 80400 | SH |  | SOLE |  | 80400 | 0 | 0 |
| CELULARITY INC | *W EXP 07/16/202 | 151190113 |  | 12634 | 191420 | SH |  | SOLE |  | 191420 | 0 | 0 |
| CEPTON INC | *W EXP 06/01/202 | 15673X119 |  | 5259 | 61800 | SH |  | SOLE |  | 61800 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 193 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 |  | 2265 | 64900 | SH |  | SOLE |  | 64900 | 0 | 0 |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 |  | 52570 | 56557 | SH |  | SOLE |  | 56557 | 0 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 233555 | 6654 | SH |  | SOLE |  | 6654 | 0 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 235170 | 6700 | SH | Call | SOLE |  | 0 | 0 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 7020 | 200 | SH | Put | SOLE |  | 0 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 60163 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| COMSOVEREIGN HLDG CORP | COM NEW | 205650203 |  | 100 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 52041 | 114 | SH |  | SOLE |  | 114 | 0 | 0 |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 |  | 615600 | 202500 | SH |  | SOLE |  | 202500 | 0 | 0 |
| CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 |  | 615600 | 202500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 26740W117 |  | 560 | 5300 | SH |  | SOLE |  | 5300 | 0 | 0 |
| DANIMER SCIENTIFIC INC | COM CL A | 236272100 |  | 537 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 14 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| DIGITAL MEDIA SOLUTIONS INC | *W EXP 07/15/202 | 25401G114 |  | 2112 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 43440 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| DOMINARI HOLDINGS INC | COM NEW | 008875304 |  | 42312 | 12900 | SH |  | SOLE |  | 12900 | 0 | 0 |
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 |  | 1108023 | 131127 | SH |  | SOLE |  | 131127 | 0 | 0 |
| DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 |  | 121 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 197873 | 16670 | SH |  | SOLE |  | 16670 | 0 | 0 |
| EVE HLDG INC | *W EXP 05/09/202 | 29970N112 |  | 14005 | 56021 | SH |  | SOLE |  | 56021 | 0 | 0 |
| EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 |  | 301 | 5396 | SH |  | SOLE |  | 5396 | 0 | 0 |
| EVO PMTS INC | CL A COM | 26927E104 |  | 0 | 500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | *W EXP 08/31/202 | G3400W110 |  | 521 | 20843 | SH |  | SOLE |  | 20843 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 1972250 | 80500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 1327900 | 54200 | SH |  | SOLE |  | 54200 | 0 | 0 |
| FOXO TECHNOLOGIES INC | COM CL A | 351471107 |  | 51921 | 136996 | SH |  | SOLE |  | 136996 | 0 | 0 |
| FOXWAYNE ENTERPRIS AQSTN COR | *W EXP 01/12/202 | 35166L117 |  | 532 | 6300 | SH |  | SOLE |  | 6300 | 0 | 0 |
| FRANCHISE GROUP INC | COM | 35180X105 |  | 27918969 | 1172081 | SH |  | SOLE |  | 1172081 | 0 | 0 |
| GAMESTOP CORP NEW | CL A | 36467W109 |  | 1386346 | 75100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| GAMESTOP CORP NEW | CL A | 36467W109 |  | 27690 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 |  | 44000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 |  | 6897654 | 4081452 | SH |  | SOLE |  | 4081452 | 0 | 0 |
| GLOBAL BLUE GROUP HOLDING AG | *W EXP 08/28/202 | H33700115 |  | 13530 | 43490 | SH |  | SOLE |  | 43490 | 0 | 0 |
| GREEN PLAINS INC | COM | 393222104 |  | 539850 | 17700 | SH |  | SOLE |  | 17700 | 0 | 0 |
| GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 |  | 3950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| HIPPO HLDGS INC | *W EXP 08/02/202 | 433539111 |  | 186 | 5800 | SH |  | SOLE |  | 5800 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 341400 | 3000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 22760 | 200 | SH | Put | SOLE |  | 0 | 0 | 0 |
| IMEDIA BRANDS INC | COM CL A | 452465206 |  | 40264 | 62912 | SH |  | SOLE |  | 62912 | 0 | 0 |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 |  | 70525 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1624308 | 6100 | SH |  | SOLE |  | 6100 | 0 | 0 |
| IROBOT CORP | COM | 462726100 |  | 4813 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| IROBOT CORP | COM | 462726100 |  | 28878 | 600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 21288 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 6915780 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 0 | 1000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| JASPER THERAPEUTICS INC | *W EXP 09/24/202 | 471871111 |  | 1376 | 45856 | SH |  | SOLE |  | 45856 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 428225 | 2688 | SH |  | SOLE |  | 2688 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 4588128 | 28800 | SH | Put | SOLE |  | 0 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 2 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 16169 | 100 | SH | Put | SOLE |  | 0 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 16169 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| LIGHTNING EMOTORS INC | *W EXP 05/18/202 | 53228T119 |  | 359 | 9253 | SH |  | SOLE |  | 9253 | 0 | 0 |
| LILIUM N V | CLASS A ORD SHS | N52586109 |  | 2049609 | 1797903 | SH |  | SOLE |  | 1797903 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 8250 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 |  | 0 | 6400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| MARATHON DIGITAL HOLDINGS IN | COM | 565788106 |  | 50274 | 14700 | SH |  | SOLE |  | 14700 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 6 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 0 | 20400 | SH | Put | SOLE |  | 0 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 9963 | 300 | SH | Put | SOLE |  | 0 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 9963 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 479640 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 1300 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 |  | 3231 | 32314 | SH |  | SOLE |  | 32314 | 0 | 0 |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 |  | 26136 | 2400 | SH |  | SOLE |  | 2400 | 0 | 0 |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 |  | 27225 | 2500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| MONEYLION INC | CL A | 60938K106 |  | 4340 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| MONEYLION INC | *W EXP 09/22/202 | 60938K114 |  | 411 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MONEYLION INC | CL A | 60938K106 |  | 50468 | 81400 | SH | Call | SOLE |  | 0 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | *W EXP 10/05/202 | 61240F116 |  | 325 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MSP RECOVERY INC | *W EXP 05/20/202 | 553745126 |  | 12550 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 |  | 15640 | 6800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 |  | 26680 | 11600 | SH |  | SOLE |  | 11600 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 102298 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 7268849 | 176300 | SH |  | SOLE |  | 176300 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 |  | 2484 | 63700 | SH |  | SOLE |  | 63700 | 0 | 0 |
| ORIGIN MATERIALS INC | COM | 68622D106 |  | 129670 | 28128 | SH |  | SOLE |  | 28128 | 0 | 0 |
| ORION ENGINEERED CARBONS S A | COM | L72967109 |  | 3403491 | 191100 | SH |  | SOLE |  | 191100 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 536 | 11900 | SH |  | SOLE |  | 11900 | 0 | 0 |
| OUSTER INC | *W EXP 03/11/202 | 68989M111 |  | 2482 | 26122 | SH |  | SOLE |  | 26122 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 600 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| OYSTER PT PHARMA INC | COM | 69242L106 |  | 192861 | 17266 | SH |  | SOLE |  | 17266 | 0 | 0 |
| OYSTER PT PHARMA INC | COM | 69242L106 |  | 310526 | 27800 | SH | Put | SOLE |  | 0 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 280 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| PCSB FINL CORP | COM | 69324R104 |  | 813998 | 42752 | SH |  | SOLE |  | 42752 | 0 | 0 |
| PCSB FINL CORP | COM | 69324R104 |  | 744464 | 39100 | SH | Put | SOLE |  | 0 | 0 | 0 |
| PHARMACYTE BIOTECH INC | COM NEW | 71715X203 |  | 968933 | 330694 | SH |  | SOLE |  | 330694 | 0 | 0 |
| PLBY GROUP INC | COM | 72814P109 |  | 247500 | 90000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| PLBY GROUP INC | COM | 72814P109 |  | 247500 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 296 | 3700 | SH |  | SOLE |  | 3700 | 0 | 0 |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 |  | 67 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 627 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| PROSHARES TR | ULTRASHRT S | 74347G416 |  | 18388 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| PROSHARES TR II | ULTRA VIX SHORT | 74347Y839 |  | 20580 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 43180 | 2000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 712470 | 33000 | SH | Call | SOLE |  | 0 | 0 | 0 |
| REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 |  | 262 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| RIOT BLOCKCHAIN INC | COM | 767292105 |  | 339 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 193515 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| SAB BIOTHERAPEUTICS INC | *W EXP 10/22/202 | 78397T111 |  | 2115 | 45000 | SH |  | SOLE |  | 45000 | 0 | 0 |
| SABRE CORP | COM | 78573M104 |  | 9888 | 1600 | SH |  | SOLE |  | 1600 | 0 | 0 |
| SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 81256L112 |  | 8015 | 89050 | SH |  | SOLE |  | 89050 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 204789 | 5900 | SH |  | SOLE |  | 5900 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 361116 | 12600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 217816 | 7600 | SH |  | SOLE |  | 7600 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 12998 | 200 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 6499 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| SMITH MICRO SOFTWARE INC | COM NEW | 832154207 |  | 20580 | 9800 | SH |  | SOLE |  | 9800 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 210 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| SOUNDHOUND AI INC | *W EXP 04/26/202 | 836100115 |  | 3750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 0 | 1600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 16904171 | 44202 | SH |  | SOLE |  | 44202 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 803103 | 2100 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 1373340 | 70500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 126620 | 6500 | SH | Call | SOLE |  | 0 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 1373340 | 70500 | SH |  | SOLE |  | 70500 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 |  | 0 | 600 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SURGEPAYS INC | COM NEW | 86882L204 |  | 91840 | 14000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| SURGEPAYS INC | COM NEW | 86882L204 |  | 13120 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 |  | 28200 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 |  | 293598 | 475000 | SH |  | SOLE |  | 475000 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 |  | 353625 | 3396 | SH |  | SOLE |  | 3396 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 |  | 62478 | 600 | SH | Call | SOLE |  | 0 | 0 | 0 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 |  | 8840637 | 84900 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 720 | 4800 | SH |  | SOLE |  | 4800 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 606034 | 28600 | SH |  | SOLE |  | 28600 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 707746 | 33400 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TEMPO AUTOMATION HOLDINGS IN | *W EXP 09/30/202 | 88024M116 |  | 1885 | 32000 | SH |  | SOLE |  | 32000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 47646024 | 386800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 4235421 | 34384 | SH |  | SOLE |  | 34384 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 11739054 | 95300 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TEUCRIUM COMMODITY TR | WHEAT FD | 88166A508 |  | 7980 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| TH INTERNATIONAL LIMITED | *W EXP 09/28/202 | G8656L114 |  | 6057 | 50434 | SH |  | SOLE |  | 50434 | 0 | 0 |
| THE ARENA GROUP HOLDINGS INC | COM | 040044109 |  | 1116204 | 105203 | SH |  | SOLE |  | 105203 | 0 | 0 |
| THERAPEUTICSMD INC | COM NEW | 88338N206 |  | 53105 | 9500 | SH |  | SOLE |  | 9500 | 0 | 0 |
| THERAPEUTICSMD INC | COM NEW | 88338N206 |  | 53105 | 9500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 |  | 11935 | 15500 | SH |  | SOLE |  | 15500 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 768960 | 17800 | SH | Put | SOLE |  | 0 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 4320 | 100 | SH | Call | SOLE |  | 0 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 648000 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| UNISYS CORP | COM NEW | 909214306 |  | 183960 | 36000 | SH |  | SOLE |  | 36000 | 0 | 0 |
| UPHEALTH INC | COM NEW | 91532B200 |  | 163 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| UPHEALTH INC | COM NEW | 91532B200 |  | 1630 | 1000 | SH | Put | SOLE |  | 0 | 0 | 0 |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 91823B117 |  | 8450 | 67600 | SH |  | SOLE |  | 67600 | 0 | 0 |
| VIEW INC | *W EXP 03/08/202 | 92671V114 |  | 3437 | 100200 | SH |  | SOLE |  | 100200 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 7832088 | 63800 | SH | Call | SOLE |  | 0 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 1043460 | 8500 | SH | Put | SOLE |  | 0 | 0 | 0 |
| WAG GROUP CO | *W EXP 07/30/202 | 93042P117 |  | 1247 | 10109 | SH |  | SOLE |  | 10109 | 0 | 0 |

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