# EDGAR Filing Document

**Accession Number:** 0001389256
**File Stem:** 0001389256-25-000014
**Filing Date:** 2025-8
**Character Count:** 16891
**Document Hash:** a9df517d0820466d883c9f4b85cc7901
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001389256-25-000014.hdr.sgml**: 20250820

**ACCESSION NUMBER**: 0001389256-25-000014

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250820

**EFFECTIVENESS DATE**: 20250820

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** American Assets Investment Management, LLC
- **CENTRAL INDEX KEY:** 0001389256

**ORGANIZATION NAME:**
- **EIN:** 810567059
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12131
- **FILM NUMBER:** 251237341

**BUSINESS ADDRESS:**
- **STREET 1:** 3430 CARMEL MOUNTAIN ROAD
- **STREET 2:** SUITE 150
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92121
- **BUSINESS PHONE:** 858-345-1463

**MAIL ADDRESS:**
- **STREET 1:** 3430 CARMEL MOUNTAIN ROAD
- **STREET 2:** SUITE 150
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92121

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001389256

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** American Assets Investment Management, LLC

**Address:** 3430 CARMEL MOUNTAIN ROAD, SAN DIEGO, CA 92121

**Telephone number:** 858-350-2600

**Name of agent for service:** JULIE SCHWARTZ

**Agent Address:** 3430 CARMEL MOUNTAIN ROAD, SAN DIEGO, CA 92121

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-12131

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER            | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                      | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| ADOBE INC                 | 00724F101 | 04/22/2025     | Approve, on an advisory basis, the compensation of our named executive officers.                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           3000 |                0 | FOR         |                                     3000 | FOR                         |  |
| ALCON AG                  | H01301128 | 05/06/2025     | Consultative vote on the 2024 Compensation Report                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           5100 |                0 | FOR         |                                     5100 | FOR                         |  |
| AMERIPRISE FINL INC       | 03076c106 | 04/30/2025     | To approve the compensation of the named executive officers by a nonbinding advisory vote.                                                                                            | SECTION 14A SAY-ON-PAY VOTES |          11000 |                0 | FOR         |                                    11000 | FOR                         |  |
| AMGEN INC                 | 031162100 | 05/23/2025     | Advisory vote to approve our executive compensation.                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           9900 |                0 | FOR         |                                     9900 | FOR                         |  |
| ARCHER DANIELS MIDLAND CO | 039483102 | 05/08/2025     | Advisory Vote on Executive Compensation.                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          30000 |                0 | FOR         |                                    30000 | FOR                         |  |
| BANK AMERICA CORP         | 060505104 | 04/22/2025     | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution)                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          48000 |                0 | FOR         |                                    48000 | FOR                         |  |
| BANK AMERICA CORP         | 060505633 | 04/22/2025     | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution)                                                                                               | SECTION 14A SAY-ON-PAY VOTES |          45000 |                0 | FOR         |                                    45000 | FOR                         |  |
| BANK AMERICA CORP         | 060505625 | 04/22/2025     | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution)                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           3800 |                0 | FOR         |                                     3800 | FOR                         |  |
| BLOCK INC                 | 852234103 | 06/17/2025     | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           5000 |                0 | FOR         |                                     5000 | FOR                         |  |
| CAPITAL ONE FINL CORP     | 14040H105 | 05/08/2025     | Advisory vote on our Named Executive Officer compensation ("Say on Pay").                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          20000 |                0 | FOR         |                                    20000 | FOR                         |  |
| CHEVRON CORP NEW          | 166764100 | 05/28/2025     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          10000 |                0 | FOR         |                                    10000 | FOR                         |  |
| CHUBB LIMITED             | H1467J104 | 05/15/2025     | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of Executive Management for the 2026 calendar year | SECTION 14A SAY-ON-PAY VOTES |          25000 |                0 | FOR         |                                    25000 | FOR                         |  |
| CHUBB LIMITED             | H1467J104 | 05/15/2025     | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Advisory vote to approve the Swiss compensation report                  | SECTION 14A SAY-ON-PAY VOTES |          25000 |                0 | FOR         |                                    25000 | FOR                         |  |
| CHUBB LIMITED             | H1467J104 | 05/15/2025     | Advisory vote to approve executive compensation under U.S. securities law requirements                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          25000 |                0 | FOR         |                                    25000 | FOR                         |  |
| COCA COLA CO              | 191216100 | 04/30/2025     | Advisory vote to approve executive compensation                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          70000 |                0 | FOR         |                                    70000 | FOR                         |  |
| CORTEVA INC               | 22052l104 | 04/30/2025     | Advisory resolution to approve executive compensation of the Company's named executive officers.                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          13243 |                0 | FOR         |                                    13243 | FOR                         |  |
| COTERRA ENERGY INC        | 127097103 | 04/29/2025     | A non-binding advisory vote to approve the compensation of our named executive officers.                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          48000 |                0 | FOR         |                                    48000 | FOR                         |  |
| DOW INC                   | 260557103 | 04/10/2025     | Advisory Resolution to Approve Executive Compensation.                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          13243 |                0 | FOR         |                                    13243 | FOR                         |  |
| DUPONT DE NEMOURS INC     | 26614N102 | 05/22/2025     | Advisory Resolution to Approve Executive Compensation.                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          13243 |                0 | FOR         |                                    13243 | FOR                         |  |
| JOHNSON CTLS INTL PLC     | G51502105 | 03/12/2025     | To approve, in a non-binding advisory vote, the compensation of the named executive officers.                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          25000 |                0 | FOR         |                                    25000 | FOR                         |  |
| KROGER CO                 | 501044101 | 06/26/2025     | Approval, on an advisory basis, of Kroger's executive compensation.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          98200 |                0 | FOR         |                                    98200 | FOR                         |  |
| LENNAR CORP               | 526057104 | 04/09/2025     | Approval, on an advisory basis, of the compensation of our named executive officers.                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          45000 |                0 | FOR         |                                    45000 | FOR                         |  |
| LENNAR CORP               | 526057302 | 04/09/2025     | Approval, on an advisory basis, of the compensation of our named executive officers.                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |            930 |                0 | FOR         |                                      930 | FOR                         |  |
| MEDTRONIC PLC             | G5960L103 | 10/17/2024     | Approving, on an advisory basis, the Company's executive compensation.                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |          23780 |                0 | FOR         |                                    23780 | FOR                         |  |
| MICROCHIP TECHNOLOGY INC. | 595017104 | 08/20/2024     | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives.                                                                                    | SECTION 14A SAY-ON-PAY VOTES |          80000 |                0 | FOR         |                                    80000 | FOR                         |  |
| MICROSOFT CORP            | 594918104 | 12/10/2024     | Advisory Vote to Approve Named Executive Officer Compensation ("say-on-pay vote")                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |          10850 |                0 | FOR         |                                    10850 | FOR                         |  |
| MONDELEZ INTL INC         | 609207105 | 05/21/2025     | Advisory vote to approve executive compensation                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          35000 |                0 | FOR         |                                    35000 | FOR                         |  |
| PHILLIPS 66               | 718546104 | 05/21/2025     | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          26400 |                0 | FOR         |                                    26400 | FOR                         |  |
| PHILLIPS 66               | 718546104 | 05/21/2025     | ADVISORY APPROVAL OF FREQUENCY OF FUTURE ADVISORY APPROVALS OFEXECUTIVE COMPENSATION                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          26400 |                0 | 1 YEAR      |                                    26400 | FOR                         |  |
| PPG INDS INC              | 693506107 | 04/17/2025     | Approve the compensation of the Company's named executive officers on an advisory basis.                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          10000 |                0 | FOR         |                                    10000 | FOR                         |  |
| PRUDENTIAL FINL INC       | 744320102 | 05/13/2025     | Advisory vote to approve named executive officer compensation.                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          10000 |                0 | FOR         |                                    10000 | FOR                         |  |
| SNOWFLAKE INC             | 833445109 | 07/02/2025     | To approve, on a non-binding advisory basis, the compensation of our named executive officers.                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           3000 |                0 | FOR         |                                     3000 | FOR                         |  |
| WALMART INC               | 931142103 | 06/05/2025     | Advisory Vote to Approve Named Executive Officer Compensation.                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          40500 |                0 | FOR         |                                    40500 | FOR                         |  |
| WARNER BROS DISCOVERY INC | 934423104 | 06/02/2025     | To vote on an advisory resolution to approve the 2024 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on-Pay" vote.           | SECTION 14A SAY-ON-PAY VOTES |          60000 |                0 | FOR         |                                    60000 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** American Assets Investment Management, LLC

**By (Signature):** Ernest S. Rady

**By (Printed Signature):** Ernest S. Rady

**By (Title):** Chief Executive Officer

**Date:** 08/20/2025