# EDGAR Filing Document

**Accession Number:** 0000822977
**File Stem:** 0001410368-26-059827
**Filing Date:** 2026-6
**Character Count:** 872013
**Document Hash:** 5e6641c63f83bf72624fca579afddaae
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-26-059827.hdr.sgml**: 20260612

**ACCESSION NUMBER**: 0001410368-26-059827

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260612

**DATE AS OF CHANGE**: 20260612

**EFFECTIVENESS DATE**: 20260612

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOLDMAN SACHS TRUST
- **CENTRAL INDEX KEY:** 0000822977

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05349
- **FILM NUMBER:** 261086082

**BUSINESS ADDRESS:**
- **STREET 1:** 71  SOUTH WACKER DRIVE
- **STREET 2:** C/O GOLDMAN SACHS & CO
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3126554400

**MAIL ADDRESS:**
- **STREET 1:** 200 WEST STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10282

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND
- **DATE OF NAME CHANGE:** 19910711

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHORT INTERMEDIATE GOVERNMENT FUND
- **DATE OF NAME CHANGE:** 19900104

## Series and Classes Contracts Data

### Goldman Sachs Short Duration Tax-Free Fund (Series ID: S000009241)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025190 | Institutional   | GSDUX           |
| C000025191 | Service         | GSFSX           |
| C000025192 | Class A         | GSDTX           |
| C000025194 | Class C         | GSTCX           |
| C000090755 | Investor Shares | GDIRX           |
| C000195490 | Class R6 Shares | GDUSX           |
| C000202028 | Class P Shares  | GANPX           |

### Goldman Sachs Dynamic Municipal Income Fund (Series ID: S000009252)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025254 | Institutional   | GSMTX           |
| C000025255 | Service         | GSMEX           |
| C000025256 | Class A         | GSMIX           |
| C000025258 | Class C         | GSMUX           |
| C000090756 | Investor Shares | GUIRX           |
| C000195491 | Class R6 Shares | GYISX           |
| C000202029 | Class P Shares  | GAJPX           |

### Goldman Sachs High Yield Municipal Fund (Series ID: S000009255)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025270 | Institutional   | GHYIX           |
| C000025272 | Class A         | GHYAX           |
| C000025274 | Class C         | GHYCX           |
| C000090757 | Investor Shares | GYIRX           |
| C000195492 | Class R6 Shares | GHYSX           |
| C000202030 | Class P Shares  | GGLPX           |

### Goldman Sachs Enhanced Income Fund (Series ID: S000009300)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025377 | Institutional   | GEIIX           |
| C000025378 | Administration  | GEADX           |
| C000025379 | Class A         | GEIAX           |
| C000090758 | Investor Shares | GHIRX           |
| C000161283 | Class R6 Shares | GEIUX           |
| C000202031 | Class P Shares  | GAEPX           |
| C000231823 | Service Shares  | GESVX           |

### Goldman Sachs Emerging Markets Debt Fund (Series ID: S000009301)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025381 | Institutional   | GSDIX           |
| C000025382 | Class A         | GSDAX           |
| C000037783 | Class C         | GSCDX           |
| C000090759 | Investor Shares | GSIRX           |
| C000161284 | Class R6 Shares | GSIUX           |
| C000202032 | Class P Shares  | GAIPX           |

### Goldman Sachs Short Duration Government Fund (Series ID: S000009303)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025388 | Institutional   | GSTGX           |
| C000025389 | Service         | GSDSX           |
| C000025390 | Class A         | GSSDX           |
| C000025392 | Class C         | GSDCX           |
| C000058952 | Investor Shares | GTDTX           |
| C000161286 | Class R6 Shares | GSTUX           |
| C000202034 | Class P Shares  | GMDPX           |

### Goldman Sachs Government Income Fund (Series ID: S000009304)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025394 | Institutional   | GSOIX           |
| C000025395 | Service         | GSOSX           |
| C000025396 | Class A         | GSGOX           |
| C000025398 | Class C         | GSOCX           |
| C000058953 | Class R         | GSORX           |
| C000058954 | Investor Shares | GSOTX           |
| C000161287 | Class R6 Shares | GSOUX           |
| C000202035 | Class P Shares  | GGTPX           |

### Goldman Sachs U.S. Mortgages Fund (Series ID: S000009305)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000025400 | Institutional                  | GSUIX           |
| C000025401 | Separate Account Institutional | GSUPX           |
| C000025402 | Class A                        | GSUAX           |
| C000090760 | Investor Shares                | GGIRX           |
| C000161288 | Class R6 Shares                | GGIUX           |
| C000202036 | Class P Shares                 | GSBPX           |
| C000272148 | Class R Shares                 | GGURX           |
| C000272149 | Service Shares                 | GGUSX           |

### Goldman Sachs Core Fixed Income Fund (Series ID: S000009306)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025404 | Institutional   | GSFIX           |
| C000025405 | Service         | GSCSX           |
| C000025406 | Class A         | GCFIX           |
| C000025408 | Class C         | GCFCX           |
| C000058955 | Class R         | GDFRX           |
| C000058956 | Investor Shares | GDFTX           |
| C000161289 | Class R6 Shares | GCFUX           |
| C000202037 | Class P Shares  | GAKPX           |

### Goldman Sachs Investment Grade Credit Fund (Series ID: S000009307)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000025410 | Institutional                  | GSGDX           |
| C000025411 | Separate Account Institutional | GSCPX           |
| C000025412 | Class A                        | GSGAX           |
| C000090761 | Investor Shares                | GTIRX           |
| C000161290 | Class R6 Shares                | GTIUX           |
| C000202038 | Class P Shares                 | GGBPX           |

### Goldman Sachs Global Core Fixed Income Fund (Series ID: S000009308)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025414 | Institutional   | GSGLX           |
| C000025415 | Service         | GGISX           |
| C000025416 | Class A         | GSGIX           |
| C000025418 | Class C         | GSLCX           |
| C000090762 | Investor Shares | GBIRX           |
| C000161291 | Class R6 Shares | GBIUX           |
| C000202039 | Class P Shares  | GGXPX           |

### Goldman Sachs High Yield Fund (Series ID: S000009309)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000025420 | Institutional   | GSHIX           |
| C000025421 | Service         | GSHSX           |
| C000025422 | Class A         | GSHAX           |
| C000025424 | Class C         | GSHCX           |
| C000058957 | Class R         | GSHRX           |
| C000058958 | Investor Shares | GSHTX           |
| C000161292 | Class R6 Shares | GSHUX           |
| C000202040 | Class P Shares  | GGMPX           |

### Goldman Sachs Bond Fund (Series ID: S000013795)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000037818 | Class A         | GSFAX           |
| C000037819 | Class C         | GSFCX           |
| C000037820 | Institutional   | GSNIX           |
| C000041010 | Service         | GSNSX           |
| C000058984 | Class R         | GSNRX           |
| C000058985 | Investor Shares | GSNTX           |
| C000161293 | Class R6 Shares | GSFUX           |
| C000202041 | Class P Shares  | GMVPX           |

### Goldman Sachs Inflation Protected Securities Fund (Series ID: S000018567)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000051524 | Class A         | GSAPX           |
| C000051525 | Class C         | GSCFX           |
| C000051526 | Institutional   | GSIPX           |
| C000059010 | Class R         | GSRPX           |
| C000059011 | Investor Shares | GSTPX           |
| C000161294 | Class R6 Shares | GSRUX           |
| C000202042 | Class P Shares  | GGJPX           |

### Goldman Sachs Emerging Markets Credit Fund (Series ID: S000020098)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000056392 | Class A         | GAMDX           |
| C000056393 | Class C         | GCMDX           |
| C000056394 | Institutional   | GIMDX           |
| C000090763 | Investor Shares | GLIRX           |
| C000195493 | Class R6 Shares | GIMSX           |
| C000202043 | Class P Shares  | GMWPX           |

### Goldman Sachs Dynamic Bond Fund (Series ID: S000029317)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000090150 | Class A Shares       | GSZAX           |
| C000090151 | Class C Shares       | GSZCX           |
| C000090152 | Institutional Shares | GSZIX           |
| C000090153 | Investor Shares      | GZIRX           |
| C000090154 | Class R Shares       | GSZRX           |
| C000161295 | Class R6 Shares      | GSZUX           |
| C000202044 | Class P Shares       | GSOPX           |

### Goldman Sachs High Yield Floating Rate Fund (Series ID: S000029320)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000090159 | Class A Shares       | GFRAX           |
| C000090160 | Class C Shares       | GFRCX           |
| C000090161 | Institutional Shares | GSFRX           |
| C000090162 | Investor Shares      | GFRIX           |
| C000090163 | Class R Shares       | GFRRX           |
| C000195494 | Class R6 Shares      | GFRSX           |
| C000202045 | Class P Shares       | GGNPX           |

### Goldman Sachs Short Duration Bond Fund (Series ID: S000036259)

| Class ID   | Class Name      | Ticker Symbol   |
|:---|:---|:---|
| C000110983 | Class A         | GDIAX           |
| C000110984 | Class C         | GDICX           |
| C000110985 | Institutional   | GDFIX           |
| C000110986 | Investor Shares | GSSRX           |
| C000110987 | Class R         | GIFRX           |
| C000161296 | Class R6 Shares | GDIUX           |
| C000202046 | Class P Shares  | GMCPX           |

### Goldman Sachs Short Duration High Yield Fund (Series ID: S000043227)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000133721 | Class A Shares       | GSAUX           |
| C000133722 | Class C Shares       | GSAVX           |
| C000133723 | Institutional Shares | GSAWX           |
| C000133724 | Investor Shares      | GSAYX           |
| C000195497 | Class R6 Shares      | GSSAX           |
| C000202048 | Class P Shares       | GMUPX           |

### Goldman Sachs Short-Term Conservative Income Fund (Series ID: S000044037)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000136680 | Institutional Shares | GPPIX           |
| C000174582 | Class A Shares       | GPAPX           |
| C000195498 | Class R6 Shares      | GPPSX           |
| C000202005 | Class P Shares       | GMBPX           |
| C000204425 | Investor Shares      | GPPOX           |

### Goldman Sachs Municipal Income Completion Fund (Series ID: S000064937)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000210248 | Separate Account Institutional Shares | GSAAX           |

### Goldman Sachs Income Fund (Series ID: S000067093)

| Class ID   | Class Name           | Ticker Symbol   |
|:---|:---|:---|
| C000215834 | Class P Shares       | GSCUX           |
| C000215835 | Class R6 Shares      | GSCRX           |
| C000215837 | Class A Shares       | GSCHX           |
| C000215838 | Institutional Shares | GSNCX           |
| C000215839 | Class C Shares       | GSCJX           |
| C000215840 | Investor Shares      | GSCMX           |

## Internal

## **Report of Independent Registered Public Accounting Firm** 
To the Board of Trustees of Goldman Sachs Trust and Shareholders of the Funds listed in Appendix A

In planning and performing our audits of the financial statements of the Funds listed in Appendix A, (hereafter collectively referred to as the "Funds") as of and for the periods listed in Appendix A, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of March 31, 2026.

This report is intended solely for the information and use of the Board of Trustees of Goldman Sachs Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

Boston, Massachusetts

May 22, 2026

------

**Appendix A**

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp; **Fund Book** | &nbsp;&nbsp; **Fund** | &nbsp;&nbsp; **Period** |
| &nbsp;&nbsp; Short Duration and Government Income Funds<br>| &nbsp;&nbsp; Goldman Sachs Enhanced Income Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Short Duration and Government Income Funds | &nbsp;&nbsp; Goldman Sachs Inflation Protected Securities Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Short Duration and Government Income Funds | &nbsp;&nbsp; Goldman Sachs Short Duration Government Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Short Duration and Government Income Funds | &nbsp;&nbsp; Goldman Sachs Short Duration Bond Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Short Duration and Government Income Funds | &nbsp;&nbsp; Goldman Sachs Short-Term Conservative Income Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Short Duration and Government Income Funds | &nbsp;&nbsp; Goldman Sachs U.S. Mortgages Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Single Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Emerging Markets Debt Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Single Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs High Yield Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Single Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs High Yield Floating Rate Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Single Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Investment Grade Credit Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Single Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Emerging Markets Credit Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Single Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Short Duration High Yield Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Multi Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Bond Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Multi Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Core Fixed Income Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Multi Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Dynamic Bond Fund  | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Multi Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Global Core Fixed Income Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Multi Sector Fixed Income Funds | &nbsp;&nbsp; Goldman Sachs Income Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Fixed Income Municipal Funds | &nbsp;&nbsp; Goldman Sachs Dynamic Municipal Income Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Fixed Income Municipal Funds | &nbsp;&nbsp; Goldman Sachs High Yield Municipal Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Fixed Income Municipal Funds | &nbsp;&nbsp; Goldman Sachs Municipal Income Completion | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |
| &nbsp;&nbsp; Fixed Income Municipal Funds | &nbsp;&nbsp; Goldman Sachs Short Duration Tax-Free Fund | &nbsp;&nbsp; April 1, 2025 - March 31, 2026 |

---

------

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0000822977

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000009241

**Series ID Record:2**
- **Series ID:** S000009252

**Series ID Record:3**
- **Series ID:** S000009255

**Series ID Record:4**
- **Series ID:** S000009300

**Series ID Record:5**
- **Series ID:** S000009301

**Series ID Record:6**
- **Series ID:** S000009303

**Series ID Record:7**
- **Series ID:** S000009304

**Series ID Record:8**
- **Series ID:** S000009305

**Series ID Record:9**
- **Series ID:** S000009306

**Series ID Record:10**
- **Series ID:** S000009307

**Series ID Record:11**
- **Series ID:** S000009308

**Series ID Record:12**
- **Series ID:** S000009309

**Series ID Record:13**
- **Series ID:** S000013795

**Series ID Record:14**
- **Series ID:** S000018567

**Series ID Record:15**
- **Series ID:** S000020098

**Series ID Record:16**
- **Series ID:** S000029317

**Series ID Record:17**
- **Series ID:** S000029320

**Series ID Record:18**
- **Series ID:** S000036259

**Series ID Record:19**
- **Series ID:** S000043227

**Series ID Record:20**
- **Series ID:** S000044037

**Series ID Record:21**
- **Series ID:** S000064937

**Series ID Record:22**
- **Series ID:** S000067093

**Class ID Record:1**
- **Class ID:** C000025192

**Class ID Record:2**
- **Class ID:** C000195490

**Class ID Record:3**
- **Class ID:** C000025190

**Class ID Record:4**
- **Class ID:** C000090755

**Class ID Record:5**
- **Class ID:** C000202028

**Class ID Record:6**
- **Class ID:** C000025194

**Class ID Record:7**
- **Class ID:** C000025191

**Class ID Record:8**
- **Class ID:** C000025258

**Class ID Record:9**
- **Class ID:** C000195491

**Class ID Record:10**
- **Class ID:** C000025255

**Class ID Record:11**
- **Class ID:** C000025256

**Class ID Record:12**
- **Class ID:** C000202029

**Class ID Record:13**
- **Class ID:** C000025254

**Class ID Record:14**
- **Class ID:** C000090756

**Class ID Record:15**
- **Class ID:** C000090757

**Class ID Record:16**
- **Class ID:** C000025274

**Class ID Record:17**
- **Class ID:** C000025272

**Class ID Record:18**
- **Class ID:** C000202030

**Class ID Record:19**
- **Class ID:** C000195492

**Class ID Record:20**
- **Class ID:** C000025270

**Class ID Record:21**
- **Class ID:** C000025377

**Class ID Record:22**
- **Class ID:** C000231823

**Class ID Record:23**
- **Class ID:** C000025378

**Class ID Record:24**
- **Class ID:** C000090758

**Class ID Record:25**
- **Class ID:** C000202031

**Class ID Record:26**
- **Class ID:** C000025379

**Class ID Record:27**
- **Class ID:** C000161283

**Class ID Record:28**
- **Class ID:** C000090759

**Class ID Record:29**
- **Class ID:** C000025381

**Class ID Record:30**
- **Class ID:** C000037783

**Class ID Record:31**
- **Class ID:** C000025382

**Class ID Record:32**
- **Class ID:** C000202032

**Class ID Record:33**
- **Class ID:** C000161284

**Class ID Record:34**
- **Class ID:** C000025392

**Class ID Record:35**
- **Class ID:** C000058952

**Class ID Record:36**
- **Class ID:** C000025388

**Class ID Record:37**
- **Class ID:** C000025390

**Class ID Record:38**
- **Class ID:** C000025389

**Class ID Record:39**
- **Class ID:** C000202034

**Class ID Record:40**
- **Class ID:** C000161286

**Class ID Record:41**
- **Class ID:** C000202035

**Class ID Record:42**
- **Class ID:** C000058954

**Class ID Record:43**
- **Class ID:** C000025398

**Class ID Record:44**
- **Class ID:** C000025394

**Class ID Record:45**
- **Class ID:** C000025395

**Class ID Record:46**
- **Class ID:** C000161287

**Class ID Record:47**
- **Class ID:** C000025396

**Class ID Record:48**
- **Class ID:** C000058953

**Class ID Record:49**
- **Class ID:** C000272148

**Class ID Record:50**
- **Class ID:** C000025402

**Class ID Record:51**
- **Class ID:** C000090760

**Class ID Record:52**
- **Class ID:** C000025400

**Class ID Record:53**
- **Class ID:** C000025401

**Class ID Record:54**
- **Class ID:** C000272149

**Class ID Record:55**
- **Class ID:** C000161288

**Class ID Record:56**
- **Class ID:** C000202036

**Class ID Record:57**
- **Class ID:** C000025405

**Class ID Record:58**
- **Class ID:** C000058956

**Class ID Record:59**
- **Class ID:** C000202037

**Class ID Record:60**
- **Class ID:** C000161289

**Class ID Record:61**
- **Class ID:** C000025404

**Class ID Record:62**
- **Class ID:** C000025406

**Class ID Record:63**
- **Class ID:** C000025408

**Class ID Record:64**
- **Class ID:** C000058955

**Class ID Record:65**
- **Class ID:** C000025411

**Class ID Record:66**
- **Class ID:** C000025412

**Class ID Record:67**
- **Class ID:** C000161290

**Class ID Record:68**
- **Class ID:** C000025410

**Class ID Record:69**
- **Class ID:** C000090761

**Class ID Record:70**
- **Class ID:** C000202038

**Class ID Record:71**
- **Class ID:** C000025418

**Class ID Record:72**
- **Class ID:** C000090762

**Class ID Record:73**
- **Class ID:** C000202039

**Class ID Record:74**
- **Class ID:** C000161291

**Class ID Record:75**
- **Class ID:** C000025414

**Class ID Record:76**
- **Class ID:** C000025415

**Class ID Record:77**
- **Class ID:** C000025416

**Class ID Record:78**
- **Class ID:** C000025421

**Class ID Record:79**
- **Class ID:** C000025422

**Class ID Record:80**
- **Class ID:** C000025420

**Class ID Record:81**
- **Class ID:** C000202040

**Class ID Record:82**
- **Class ID:** C000161292

**Class ID Record:83**
- **Class ID:** C000058957

**Class ID Record:84**
- **Class ID:** C000058958

**Class ID Record:85**
- **Class ID:** C000025424

**Class ID Record:86**
- **Class ID:** C000041010

**Class ID Record:87**
- **Class ID:** C000202041

**Class ID Record:88**
- **Class ID:** C000037820

**Class ID Record:89**
- **Class ID:** C000058984

**Class ID Record:90**
- **Class ID:** C000037819

**Class ID Record:91**
- **Class ID:** C000058985

**Class ID Record:92**
- **Class ID:** C000161293

**Class ID Record:93**
- **Class ID:** C000037818

**Class ID Record:94**
- **Class ID:** C000051525

**Class ID Record:95**
- **Class ID:** C000051526

**Class ID Record:96**
- **Class ID:** C000161294

**Class ID Record:97**
- **Class ID:** C000202042

**Class ID Record:98**
- **Class ID:** C000051524

**Class ID Record:99**
- **Class ID:** C000059011

**Class ID Record:100**
- **Class ID:** C000059010

**Class ID Record:101**
- **Class ID:** C000056394

**Class ID Record:102**
- **Class ID:** C000202043

**Class ID Record:103**
- **Class ID:** C000090763

**Class ID Record:104**
- **Class ID:** C000056392

**Class ID Record:105**
- **Class ID:** C000195493

**Class ID Record:106**
- **Class ID:** C000056393

**Class ID Record:107**
- **Class ID:** C000090151

**Class ID Record:108**
- **Class ID:** C000090153

**Class ID Record:109**
- **Class ID:** C000090152

**Class ID Record:110**
- **Class ID:** C000090154

**Class ID Record:111**
- **Class ID:** C000202044

**Class ID Record:112**
- **Class ID:** C000161295

**Class ID Record:113**
- **Class ID:** C000090150

**Class ID Record:114**
- **Class ID:** C000090163

**Class ID Record:115**
- **Class ID:** C000090160

**Class ID Record:116**
- **Class ID:** C000090161

**Class ID Record:117**
- **Class ID:** C000090162

**Class ID Record:118**
- **Class ID:** C000090159

**Class ID Record:119**
- **Class ID:** C000202045

**Class ID Record:120**
- **Class ID:** C000195494

**Class ID Record:121**
- **Class ID:** C000161296

**Class ID Record:122**
- **Class ID:** C000110983

**Class ID Record:123**
- **Class ID:** C000110984

**Class ID Record:124**
- **Class ID:** C000110987

**Class ID Record:125**
- **Class ID:** C000110985

**Class ID Record:126**
- **Class ID:** C000202046

**Class ID Record:127**
- **Class ID:** C000110986

**Class ID Record:128**
- **Class ID:** C000133724

**Class ID Record:129**
- **Class ID:** C000133722

**Class ID Record:130**
- **Class ID:** C000133721

**Class ID Record:131**
- **Class ID:** C000133723

**Class ID Record:132**
- **Class ID:** C000195497

**Class ID Record:133**
- **Class ID:** C000202048

**Class ID Record:134**
- **Class ID:** C000136680

**Class ID Record:135**
- **Class ID:** C000174582

**Class ID Record:136**
- **Class ID:** C000204425

**Class ID Record:137**
- **Class ID:** C000195498

**Class ID Record:138**
- **Class ID:** C000202005

**Class ID Record:139**
- **Class ID:** C000210248

**Class ID Record:140**
- **Class ID:** C000215840

**Class ID Record:141**
- **Class ID:** C000215837

**Class ID Record:142**
- **Class ID:** C000215839

**Class ID Record:143**
- **Class ID:** C000215835

**Class ID Record:144**
- **Class ID:** C000215838

**Class ID Record:145**
- **Class ID:** C000215834

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2026-03-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** GOLDMAN SACHS TRUST

- **Item B.1.b - Investment Company Act file number:** 811-05349

- **Item B.1.c - CIK:** 0000822977

- **Item B.1.d - LEI:** S2FHCT8U6D2VORP0J605

- **Item B.2.a - Street 1:** 71  SOUTH WACKER DRIVE

- **Item B.2.a - Street 2:** C/O GOLDMAN SACHS & CO

- **Item B.2.b - City:** CHICAGO

- **Item B.2.c - State:** IL

- **Item B.2.e - Zip Code:** 60606

- **Item B.2.f - Telephone:** 312-655-4600

- **Item B.2.g - Public Website:** am.gs.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **b. Street 1:** 71 S Wacker Dr Ste 500

- **c. City:** Chicago

- **d. State, if applicable:** IL

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 60606

- **g. Telephone number:** N-A

- **h. Briefly describe the books and records kept at this location:** Certain Books and Records

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** Goldman Sachs Asset Management, L.P.

- **b. Street 1:** 200 West Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10282

- **g. Telephone number:** 312-655-4400

- **h. Briefly describe the books and records kept at this location:** Certain Books and Records

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** State Street Bank and Trust Company

- **b. Street 1:** 1 Congress Street

- **Street 2:** Suite 1

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02114

- **g. Telephone number:** 617-786-3000

- **h. Briefly describe the books and records kept at this location:** Custody and Accounting Records.

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** The Bank of New York Mellon

- **b. Street 1:** 240 Greenwich Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10286

- **g. Telephone number:** 1-212-495-1784

- **h. Briefly describe the books and records kept at this location:** Accounting, Financial Reporting, Expense

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** Goldman Sachs Fund Complex

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 82

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                     | Is Interested Person?   | Other Investment Company File Numbers                 |
|:---|:---|:---|
| Cheryl K. Beebe          | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Dwight L. Bush           | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Eileen H. Dowling        | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Gregory G. Weaver        | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| James A. McNamara        | Yes                     | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Joaquin Delgado          | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| John F. Killian          | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| John G. Chou             | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Kathryn A. Cassidy       | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Lawrence Hughes          | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Lawrence W. Stranghoener | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Michael Latham           | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |
| Steven D. Krichmar       | No                      | 811-08361, 811-22781, 811-23013, 811-23499, 811-23757 |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Jessica Moran

- **b. CRD Number, if any:** N/A

- **c. Street Address 1:** 200 West Street

- **d. City:** New York

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 10282

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-25466

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Goldman Sachs Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Bond Fund

- **b. Series identification number, if any:** S000013795

- **c. LEI:** K5ZYN8ZUQE8S5OUPBU26

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 8

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000037818                                | GSFAX                        |
|                           2 | Class C Shares          | C000037819                                | GSFCX                        |
|                           3 | Class P Shares          | C000202041                                | GMVPX                        |
|                           4 | Class R Shares          | C000058984                                | GSNRX                        |
|                           5 | Class R6 Shares         | C000161293                                | GSFUX                        |
|                           6 | Institutional Shares    | C000037820                                | GSNIX                        |
|                           7 | Investor Shares         | C000058985                                | GSNTX                        |
|                           8 | Service Shares          | C000041010                                | GSNSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 13**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 14**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 23**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40,071.88

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,935.75

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,261.70

**Brokers Record: 4**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $101.50

**Brokers Record: 5**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,761.65

**Brokers Record: 6**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $426.75

**Brokers Record: 7**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,496.81

**Brokers Record: 8**

- **i. Full name of broker:** RBC Europe Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** TXDSU46SXBWIGJ8G8E98

- **vii. Gross commissions paid by the Fund for the reporting period:** $76.82

**Brokers Record: 9**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $525.68

**Brokers Record: 10**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,581.71

**Aggregate Commission:** $62,406.95

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,145,243,241.69         |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,164,649,718.15         |
| Barclays Capital Inc.                     | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $830,950,679.92           |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $1,074,364,174.98         |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $1,471,584,423.61         |
| Merrill Lynch International               | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $1,065,097,999.32         |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $982,399,471.68           |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $2,434,070,255.25         |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $1,193,706,981.00         |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $1,384,085,280.70         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $16,784,515,887.36

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $354,266,429.96

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 2 - Goldman Sachs Core Fixed Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Core Fixed Income Fund

- **b. Series identification number, if any:** S000009306

- **c. LEI:** 2NJKQB9WFS0RLSFC6S95

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 8

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000025406                                | GCFIX                        |
|                           2 | Class C Shares          | C000025408                                | GCFCX                        |
|                           3 | Class P Shares          | C000202037                                | GAKPX                        |
|                           4 | Class R Shares          | C000058955                                | GDFRX                        |
|                           5 | Class R6 Shares         | C000161289                                | GCFUX                        |
|                           6 | Institutional Shares    | C000025404                                | GSFIX                        |
|                           7 | Investor Shares         | C000058956                                | GDFTX                        |
|                           8 | Service Shares          | C000025405                                | GSCSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 7**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 8**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)

- **ii. LEI, if any:** RILFO74KP1CM8P6PCT96

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 14**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $166,868.46

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,109.67

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,823.98

**Brokers Record: 4**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $633.50

**Brokers Record: 5**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,115.22

**Brokers Record: 6**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,104.53

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,046.58

**Brokers Record: 8**

- **i. Full name of broker:** RBC Europe Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** TXDSU46SXBWIGJ8G8E98

- **vii. Gross commissions paid by the Fund for the reporting period:** $275.57

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,494.65

**Brokers Record: 10**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,256.80

**Aggregate Commission:** $246,382.07

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $7,234,784,262.24         |
| Citigroup Global Markets Inc.             | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $3,360,090,585.70         |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $6,740,510,523.80         |
| Barclays Capital Inc.                     | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $4,043,757,096.41         |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $6,264,829,167.94         |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $4,230,463,064.42         |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $7,845,940,759.80         |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $4,581,066,897.72         |
| Merrill Lynch International               | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $3,489,029,164.68         |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $4,392,398,685.23         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $69,774,263,990.66

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,405,373,050.05

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 3 - Goldman Sachs Dynamic Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Dynamic Bond Fund

- **b. Series identification number, if any:** S000029317

- **c. LEI:** MM4EWHH604XFXV8H1O93

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000090150                                | GSZAX                        |
|                           2 | Class C Shares          | C000090151                                | GSZCX                        |
|                           3 | Class P Shares          | C000202044                                | GSOPX                        |
|                           4 | Class R Shares          | C000090154                                | GSZRX                        |
|                           5 | Class R6 Shares         | C000161295                                | GSZUX                        |
|                           6 | Institutional Shares    | C000090152                                | GSZIX                        |
|                           7 | Investor Shares         | C000090153                                | GZIRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(e) (17 CFR 270.18f-4(e))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 14**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 15**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Stanbic IBTC Bank Ltd

- **ii. LEI, if any:** 549300NIVXF92ZIOVW61

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 25**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $354,426.17

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,788.02

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,994.38

**Brokers Record: 4**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,132.22

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $89,242.12

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,367.85

**Brokers Record: 7**

- **i. Full name of broker:** RBC Europe Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** TXDSU46SXBWIGJ8G8E98

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,090.65

**Brokers Record: 8**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,250.34

**Brokers Record: 9**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,905.04

**Brokers Record: 10**

- **i. Full name of broker:** Citigroup Global Markets Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** XKZZ2JZF41MRHTR1V493

- **vii. Gross commissions paid by the Fund for the reporting period:** $893.39

**Aggregate Commission:** $587,375.59

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $6,113,160,018.66         |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $8,888,447,386.52         |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $6,969,303,877.73         |
| Merrill Lynch International               | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $12,993,602,051.85        |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $16,869,696,571.19        |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $27,840,378,691.58        |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $14,310,234,906.08        |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $5,652,476,480.52         |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $15,693,480,402.95        |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $12,182,617,255.97        |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $171,067,296,934.39

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,274,045,031.06

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 4 - Goldman Sachs Dynamic Municipal Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Dynamic Municipal Income Fund

- **b. Series identification number, if any:** S000009252

- **c. LEI:** 0HDDSGYJW03B76806648

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000025256                                | GSMIX                        |
|                           2 | Class C                 | C000025258                                | GSMUX                        |
|                           3 | Class P Shares          | C000202029                                | GAJPX                        |
|                           4 | Class R6 Shares         | C000195491                                | GYISX                        |
|                           5 | Institutional           | C000025254                                | GSMTX                        |
|                           6 | Investor Shares         | C000090756                                | GUIRX                        |
|                           7 | Service                 | C000025255                                | GSMEX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 4**

- **i. Full name:** The Bank of New York Mellon (Belgium)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,092.75

**Aggregate Commission:** $32,092.75

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $751,440,464.43           |
| PIPER SANDLER & CO.        | 008-15204         |    000000665 | 549300GRQCWQ3XGH0H10 | MN      | US        | $297,922,510.60           |
| JEFFERIES LLC              | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $190,726,099.60           |
| FMSBONDS, INC.             | 008-23280         |    000007793 | 549300TUTBK58NSF2517 | FL      | US        | $402,860,410.06           |
| MORGAN STANLEY & CO. LLC   | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $591,076,946.15           |
| BARCLAYS CAPITAL, INC.     | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $155,304,196.89           |
| RBC CAPITAL MARKETS, LLC   | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $278,101,610.35           |
| Wells Fargo Securities LLC | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $269,045,083.71           |
| BOFA SECURITIES, INC.      | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $320,712,867.40           |
| TRB CAPITAL MARKETS, LLC   | 8-70999           |    000322618 | 254900P41WFN46BGEN30 | TX      | US        | $137,115,516.31           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,497,610,031.95

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $11,338,926,774.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                              | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                 | 811-05349         |
| Goldman Sachs Bond Fund                                                                   | 811-05349         |
| Goldman Sachs China Equity Fund                                                           | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                    | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                     | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                      | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                           | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                            | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                  | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                       | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                      | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                   | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                        | 811-05349         |
| Goldman Sachs Enhanced U.S. Equity Fund                                                   | 811-05349         |
| Goldman Sachs Equity Income Fund                                                          | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                   | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                    | 811-05349         |
| Goldman Sachs Focused Value Fund                                                          | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                               | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                               | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                    | 811-05349         |
| Goldman Sachs Government Income Fund                                                      | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                   | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                        | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                               | 811-05349         |
| Goldman Sachs High Yield Fund                                                             | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                   | 811-05349         |
| Goldman Sachs Income Builder Fund                                                         | 811-05349         |
| Goldman Sachs Income Fund                                                                 | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                         | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                              | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                               | 811-05349         |
| Goldman Sachs International Equity Income Fund                                            | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                       | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                       | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                  | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                            | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                       | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                              | 811-05349         |
| Goldman Sachs Large Cap Equity Fund                                                       | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                              | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                               | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                         | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                            | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                    | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager U.S. Small Cap Equity Fund                                    | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                            | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                            | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                 | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                              | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                              | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                         | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                       | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Equity Fund                                                   | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                   | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                            | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                           | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                  | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                               | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                       | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                   | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                         | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund             | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund               | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund     | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund              | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund          | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 5 - Goldman Sachs Emerging Markets Credit Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Emerging Markets Credit Fund

- **b. Series identification number, if any:** S000020098

- **c. LEI:** 58SWL44ZGT3G71LAHX23

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 6

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000056392                                | GAMDX                        |
|                           2 | Class C Shares          | C000056393                                | GCMDX                        |
|                           3 | Class P Shares          | C000202043                                | GMWPX                        |
|                           4 | Class R6 Shares         | C000195493                                | GIMSX                        |
|                           5 | Institutional Shares    | C000056394                                | GIMDX                        |
|                           6 | Investor Shares         | C000090763                                | GLIRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** Yes

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Banco Itau Uruguay S.A.

- **ii. LEI, if any:** 549300HU8OQS1VTVXN55

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** 8B4EZFY8IHJC44TT2K84

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 17**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 18**

- **i. Full name:** Joint Stock Company 'Citibank'

- **ii. LEI, if any:** 549300E0ROTI7ACBZH02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Stanbic IBTC Bank Ltd

- **ii. LEI, if any:** 549300NIVXF92ZIOVW61

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Standard Chartered Bank Zambia PLC

- **ii. LEI, if any:** 549300247QDZHDI30A83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 25**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** UniCredit Bank Srbija a.d. Beograd

- **ii. LEI, if any:** 52990001O0THU00TYK59

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $802.56

**Brokers Record: 2**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $1.75

**Brokers Record: 3**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $26.00

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $17.65

**Aggregate Commission:** $847.96

**Item C.17.a. Principal transaction counterparties.**

| Name                                   | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC             | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $1,988,077.24             |
| Jefferies LLC                          | 8-15074           | 000002347    | 58PU97L1C0WSRCWADL48 | NY      | US        | $1,258,086.21             |
| Citigroup Global Markets Inc.          | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,420,764.00             |
| Morgan Stanley & Co. LLC               | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,799,588.94             |
| Barclays Capital Inc.                  | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $4,746,678.01             |
| Jane Street Execution Services, LLC    | 8-69254           | 000167280    | 549300HXJLXCPDWAH070 | NY      | US        | $1,244,085.10             |
| BofA Securities, Inc.                  | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $1,413,121.81             |
| Deutsche Bank Aktiengesellschaft       | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $4,318,189.20             |
| Merrill Lynch International            | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $1,379,233.22             |
| Morgan Stanley & Co. International PLC | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $18,731,249.60            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $54,972,655.34

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $24,171,258.85

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 6 - Goldman Sachs Emerging Markets Debt Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Emerging Markets Debt Fund

- **b. Series identification number, if any:** S000009301

- **c. LEI:** XC6LIVZDLLKYZ7FKO621

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 6

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000025382                                | GSDAX                        |
|                           2 | Class C Shares          | C000037783                                | GSCDX                        |
|                           3 | Class P Shares          | C000202032                                | GAIPX                        |
|                           4 | Class R6 Shares         | C000161284                                | GSIUX                        |
|                           5 | Institutional Shares    | C000025381                                | GSDIX                        |
|                           6 | Investor Shares         | C000090759                                | GSIRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Maghreb S.A.

- **ii. LEI, if any:** 5493003FVWLMBFTISI11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Clearstream Banking S.A.

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 11**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 12**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 13**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Stanbic IBTC Bank Ltd

- **ii. LEI, if any:** 549300NIVXF92ZIOVW61

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 18**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,867.37

**Brokers Record: 2**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43.70

**Brokers Record: 3**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $101.90

**Brokers Record: 4**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $73.50

**Aggregate Commission:** $23,086.47

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Standard Chartered Bank                   | N/A               | N/A          | RILFO74KP1CM8P6PCT96 |  |  | $58,924,659.18            |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $79,292,391.55            |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $171,045,065.95           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $133,097,723.16           |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $815,121,588.42           |
| HSBC Bank PLC                             | N/A               | N/A          | MP6I5ZYZBEU3UXPYFY54 |  |  | $38,171,815.78            |
| Merrill Lynch International               | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $142,945,974.47           |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $119,701,663.72           |
| Societe Generale                          | N/A               | N/A          | O2RNE8IBXP4R0TD8PU41 |  |  | $48,194,260.33            |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $112,171,261.78           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,064,922,576.04

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $461,526,149.94

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 7 - Goldman Sachs Enhanced Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Enhanced Income Fund

- **b. Series identification number, if any:** S000009300

- **c. LEI:** UUQGK5NQWEPXWVCSCV15

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Administration Shares   | C000025378                                | GEADX                        |
|                           2 | Class A Shares          | C000025379                                | GEIAX                        |
|                           3 | Class P Shares          | C000202031                                | GAEPX                        |
|                           4 | Class R6 Shares         | C000161283                                | GEIUX                        |
|                           5 | Institutional Shares    | C000025377                                | GEIIX                        |
|                           6 | Investor Shares         | C000090758                                | GHIRX                        |
|                           7 | Service Shares          | C000231823                                | GESVX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 3**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 5**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,264.50

**Aggregate Commission:** $23,264.50

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $339,789,090.05           |
| Citigroup Global Markets Inc.             | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $581,598,231.36           |
| TD Securities (USA) LLC                   | 8-36747           | 000018476    | SUVUFHICNZMP2WKHG940 | NY      | US        | $230,842,954.98           |
| Citadel Securities LLC                    | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $794,394,721.26           |
| Wells Fargo Securities, LLC               | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $315,598,738.62           |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $253,761,934.58           |
| Wells Fargo Bank, National Association    | N/A               | N/A          | KB1H1DSPRFMYMCUFXT09 | SD      | US        | $216,540,000.00           |
| The Toronto-Dominion Bank                 | N/A               | N/A          | PT3QB789TSUIDF371261 |  |  | $588,980,000.00           |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $647,130,000.00           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $1,764,730,000.00         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $6,603,998,580.69

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $563,528,812.40

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 8 - Goldman Sachs Global Core Fixed Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Global Core Fixed Income Fund

- **b. Series identification number, if any:** S000009308

- **c. LEI:** S7AVHSYYPK5PCOCQSV77

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000025416                                | GSGIX                        |
|                           2 | Class C Shares          | C000025418                                | GSLCX                        |
|                           3 | Class P Shares          | C000202039                                | GGXPX                        |
|                           4 | Class R6 Shares         | C000161291                                | GBIUX                        |
|                           5 | Institutional Shares    | C000025414                                | GSGLX                        |
|                           6 | Investor Shares         | C000090762                                | GBIRX                        |
|                           7 | Service Shares          | C000025415                                | GGISX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management International

- **ii. SEC file number:** 801-38157

- **iii. CRD number:** 000107715

- **iv. LEI, if any:** H78JPHZB1QNX0K20TF95

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 15**

- **i. Full name:** First Abu Dhabi Bank P.J.S.C.

- **ii. LEI, if any:** 2138002Y3WMK6RZS8H90

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** First Abu Dhabi Bank P.J.S.C. (Kuwait City, Al Asimah, KW, Branch)

- **ii. LEI, if any:** 2138002Y3WMK6RZS8H90

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 24**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29,885.84

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,215.35

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,181.90

**Brokers Record: 4**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $594.60

**Brokers Record: 5**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,165.55

**Brokers Record: 6**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $38,284.53

**Brokers Record: 7**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $18,025.02

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $971.25

**Brokers Record: 9**

- **i. Full name of broker:** RBC Europe Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** TXDSU46SXBWIGJ8G8E98

- **vii. Gross commissions paid by the Fund for the reporting period:** $674.76

**Brokers Record: 10**

- **i. Full name of broker:** Citigroup Global Markets Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** XKZZ2JZF41MRHTR1V493

- **vii. Gross commissions paid by the Fund for the reporting period:** $360.40

**Aggregate Commission:** $109,656.31

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,301,616,394.71         |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $1,019,420,667.42         |
| Merrill Lynch International               | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $2,519,966,257.84         |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $1,293,459,371.52         |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $2,960,297,311.38         |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $5,552,932,738.58         |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $2,352,918,756.33         |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $3,635,171,273.28         |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $3,243,225,723.08         |
| Danske Bank A/S                           | N/A               | N/A          | MAES062Z21O4RZ2U7M96 |  |  | $848,514,329.12           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $33,240,733,631.74

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $812,664,482.82

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 9 - Goldman Sachs High Yield Floating Rate Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs High Yield Floating Rate Fund

- **b. Series identification number, if any:** S000029320

- **c. LEI:** 20OHG0KU8S4HBIU77D72

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000090159                                | GFRAX                        |
|                           2 | Class C Shares          | C000090160                                | GFRCX                        |
|                           3 | Class P Shares          | C000202045                                | GGNPX                        |
|                           4 | Class R Shares          | C000090163                                | GFRRX                        |
|                           5 | Class R6 Shares         | C000195494                                | GFRSX                        |
|                           6 | Institutional Shares    | C000090161                                | GSFRX                        |
|                           7 | Investor Shares         | C000090162                                | GFRIX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $18,174,671.67

- **g. Provide the net income from securities lending activities:** $214,530.40

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(e) (17 CFR 270.18f-4(e))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 4**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,395.61

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,842.87

**Brokers Record: 3**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,827.26

**Brokers Record: 4**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,345.92

**Brokers Record: 5**

- **i. Full name of broker:** International Strategy & Investment Group LLC

- **ii. SEC file number:** 8-43515

- **iii. CRD number:** 000028195

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,593.50

**Brokers Record: 6**

- **i. Full name of broker:** Liquidnet, Inc.

- **ii. SEC file number:** 8-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $544.72

**Brokers Record: 7**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $837.68

**Brokers Record: 8**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $834.03

**Brokers Record: 9**

- **i. Full name of broker:** Jane Street Execution Services, LLC

- **ii. SEC file number:** 8-69254

- **iii. CRD number:** 000167280

- **iv. LEI, if any:** 549300HXJLXCPDWAH070

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,226.18

**Brokers Record: 10**

- **i. Full name of broker:** Flow Traders U.S. Institutional Trading LLC

- **ii. SEC file number:** 8-69711

- **iii. CRD number:** 000282266

- **iv. LEI, if any:** 549300H90VV8DK5UM624

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,096.58

**Aggregate Commission:** $25,262.88

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Jefferies LLC                             | 8-15074           | 000002347    | 58PU97L1C0WSRCWADL48 | NY      | US        | $92,571,121.35            |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $147,645,986.64           |
| Bank of America, National Association     | N/A               | 000283942    | B4TYDEB6GKMZO031MB27 | NC      | US        | $230,136,713.69           |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $99,284,433.81            |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $446,142,812.10           |
| Royal Bank of Canada                      | N/A               | N/A          | ES7IP3U3RHIGC71XBU11 |  |  | $232,577,889.86           |
| Wells Fargo Bank, National Association    | N/A               | N/A          | KB1H1DSPRFMYMCUFXT09 | SD      | US        | $122,862,602.19           |
| UBS AG                                    | N/A               | N/A          | BFM8T61CT2L1QCEMIK50 |  |  | $98,494,940.08            |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $106,215,106.69           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $561,553,888.96           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,477,367,335.45

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,696,945,598.73

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Bank of America NA

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank NA

  - **Line Institutions Record: 4 Name of institution:** JP Morgan Chase Bank NA

  - **Line Institutions Record: 5 Name of institution:** Morgan Stanley & Co. LLC

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 10 - Goldman Sachs High Yield Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs High Yield Fund

- **b. Series identification number, if any:** S000009309

- **c. LEI:** VJJ3YDJ4UOKOJN1I8J86

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 8

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000025422                                | GSHAX                        |
|                           2 | Class C Shares          | C000025424                                | GSHCX                        |
|                           3 | Class P Shares          | C000202040                                | GGMPX                        |
|                           4 | Class R Shares          | C000058957                                | GSHRX                        |
|                           5 | Class R6 Shares         | C000161292                                | GSHUX                        |
|                           6 | Institutional Shares    | C000025420                                | GSHIX                        |
|                           7 | Investor Shares         | C000058958                                | GSHTX                        |
|                           8 | Service Shares          | C000025421                                | GSHSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** Yes

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [ ] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $71,215,783.24

- **g. Provide the net income from securities lending activities:** $928,204.93

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(e) (17 CFR 270.18f-4(e))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe Public Limited Company

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Clearstream Banking S.A.

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 5**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 7**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 11**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Canaccord Genuity LLC

- **ii. SEC file number:** 8-3271

- **iii. CRD number:** 000001020

- **iv. LEI, if any:** WTX5X269IUOQ9YMI7R44

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $830.46

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,665.02

**Brokers Record: 3**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 8-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,406.94

**Brokers Record: 4**

- **i. Full name of broker:** Liquidnet, Inc.

- **ii. SEC file number:** 8-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $452.74

**Brokers Record: 5**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,570.22

**Brokers Record: 6**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,864.65

**Brokers Record: 7**

- **i. Full name of broker:** Jane Street Execution Services, LLC

- **ii. SEC file number:** 8-69254

- **iii. CRD number:** 000167280

- **iv. LEI, if any:** 549300HXJLXCPDWAH070

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $494.79

**Brokers Record: 8**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $349.91

**Brokers Record: 9**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $284.09

**Brokers Record: 10**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $479.33

**Aggregate Commission:** $69,095.58

**Item C.17.a. Principal transaction counterparties.**

| Name                                   | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC             | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $2,525,761,739.05         |
| Citigroup Global Markets Inc.          | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $476,196,356.26           |
| Morgan Stanley & Co. LLC               | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $355,706,275.61           |
| TD Securities (USA) LLC                | 8-36747           | 000018476    | SUVUFHICNZMP2WKHG940 | NY      | US        | $161,010,075.61           |
| Barclays Capital Inc.                  | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $421,636,525.82           |
| RBC Capital Markets, LLC               | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $191,998,208.71           |
| MarketAxess Corporation                | 8-50727           | 000044542    | GPSMMRI21JE7ZCVYF972 | NY      | US        | $368,306,162.55           |
| Wells Fargo Securities, LLC            | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $2,062,688,739.85         |
| BofA Securities, Inc.                  | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $477,894,314.01           |
| Morgan Stanley & Co. International PLC | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $381,335,022.89           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $8,445,827,958.34

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,259,725,929.27

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 11 - Goldman Sachs High Yield Municipal Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs High Yield Municipal Fund

- **b. Series identification number, if any:** S000009255

- **c. LEI:** EYFM7CKNLCQ7BV7G8J85

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 6

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000025272                                | GHYAX                        |
|                           2 | Class C                 | C000025274                                | GHYCX                        |
|                           3 | Class P Shares          | C000202030                                | GGLPX                        |
|                           4 | Class R6 Shares         | C000195492                                | GHYSX                        |
|                           5 | Institutional           | C000025270                                | GHYIX                        |
|                           6 | Investor Shares         | C000090757                                | GYIRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** CIBC Mellon Trust Company

- **ii. LEI, if any:** 549300IYUUH221WBZ505

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** MUFG Bank, Ltd.

- **ii. LEI, if any:** C3GTMMZIHMY46P4OIX74

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Skandinaviska Enskilda Banken AB, Helsinki Branch

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 7**

- **i. Full name:** The Bank of New York Mellon (Belgium)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** The Bank of New York Mellon (United Kingdom)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** The Bank of New York Mellon SA/NV (Belgium)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** The Bank of New York Mellon, SA/NV (France)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 11**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Italy)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** The Bank of New York Mellon, SA/NV (Netherlands)

- **ii. LEI, if any:** MMYX0N4ZEZ13Z4XCG897

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,248.80

**Aggregate Commission:** $7,248.80

**Item C.17.a. Principal transaction counterparties.**

| Name                        | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| B. C. ZIEGLER AND COMPANY   | 008-00094         |    000000061 | 549300NLEOFP92P38Q71 | IL      | US        | $153,876,741.10           |
| J.P. Morgan Securities LLC  | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,263,255,209.93         |
| PIPER SANDLER & CO.         | 008-15204         |    000000665 | 549300GRQCWQ3XGH0H10 | MN      | US        | $230,922,303.75           |
| JEFFERIES LLC               | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $154,776,215.90           |
| FMSBONDS, INC.              | 008-23280         |    000007793 | 549300TUTBK58NSF2517 | FL      | US        | $748,828,014.62           |
| MORGAN STANLEY & CO. LLC    | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $389,244,092.25           |
| BARCLAYS CAPITAL, INC.      | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $205,370,086.85           |
| RBC CAPITAL MARKETS, LLC    | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $426,825,876.95           |
| WELLS FARGO SECURITIES, LLC | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $525,820,700.04           |
| BOFA SECURITIES, INC.       | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $353,497,503.10           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $5,615,601,763.09

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $12,380,804,501.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                              | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                 | 811-05349         |
| Goldman Sachs Bond Fund                                                                   | 811-05349         |
| Goldman Sachs China Equity Fund                                                           | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                    | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                     | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                      | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                           | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                  | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                               | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                            | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                  | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                       | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                      | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                   | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                        | 811-05349         |
| Goldman Sachs Enhanced U.S. Equity Fund                                                   | 811-05349         |
| Goldman Sachs Equity Income Fund                                                          | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                   | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                    | 811-05349         |
| Goldman Sachs Focused Value Fund                                                          | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                               | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                               | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                    | 811-05349         |
| Goldman Sachs Government Income Fund                                                      | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                   | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                        | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                               | 811-05349         |
| Goldman Sachs High Yield Fund                                                             | 811-05349         |
| Goldman Sachs Income Builder Fund                                                         | 811-05349         |
| Goldman Sachs Income Fund                                                                 | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                         | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                              | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                               | 811-05349         |
| Goldman Sachs International Equity Income Fund                                            | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                       | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                       | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                  | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                            | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                       | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                              | 811-05349         |
| Goldman Sachs Large Cap Equity Fund                                                       | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                              | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                               | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                         | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                            | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                    | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager U.S. Small Cap Equity Fund                                    | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                            | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                            | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                 | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                              | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                              | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                         | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                       | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Equity Fund                                                   | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                   | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                            | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                           | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                  | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                               | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                       | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                   | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                         | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund             | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund               | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund     | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund              | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund          | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 12 - Goldman Sachs Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Income Fund

- **b. Series identification number, if any:** S000067093

- **c. LEI:** 549300MB2RPKSBYMCT85

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 6

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000215837                                | GSCHX                        |
|                           2 | Class C Shares          | C000215839                                | GSCJX                        |
|                           3 | Class P Shares          | C000215834                                | GSCUX                        |
|                           4 | Class R6 Shares         | C000215835                                | GSCRX                        |
|                           5 | Institutional Shares    | C000215838                                | GSNCX                        |
|                           6 | Investor Shares         | C000215840                                | GSCMX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(e) (17 CFR 270.18f-4(e))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 9**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 12**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 19**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Canaccord Genuity LLC

- **ii. SEC file number:** 8-3271

- **iii. CRD number:** 000001020

- **iv. LEI, if any:** WTX5X269IUOQ9YMI7R44

- **v. State, if applicable:** MA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55.56

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,900.10

**Brokers Record: 3**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 8-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $29.45

**Brokers Record: 4**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $97.85

**Brokers Record: 5**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15.20

**Brokers Record: 6**

- **i. Full name of broker:** Liquidnet, Inc.

- **ii. SEC file number:** 8-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27.69

**Brokers Record: 7**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5.91

**Brokers Record: 8**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20.81

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $280.00

**Aggregate Commission:** $13,432.57

**Item C.17.a. Principal transaction counterparties.**

| Name                                   | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC             | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $129,687,047.72           |
| Citigroup Global Markets Inc.          | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $46,953,412.75            |
| Morgan Stanley & Co. LLC               | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $219,460,896.92           |
| Barclays Capital Inc.                  | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $176,146,134.73           |
| Wells Fargo Securities, LLC            | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $17,827,579.33            |
| Bank of America, National Association  | N/A               | 000283942    | B4TYDEB6GKMZO031MB27 | NC      | US        | $6,786,079.55             |
| BofA Securities, Inc.                  | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $186,830,089.64           |
| Morgan Stanley & Co. International PLC | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $212,081,190.00           |
| Deutsche Bank Aktiengesellschaft       | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $7,636,177.49             |
| Barclays Bank PLC                      | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $13,215,298.46            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,078,111,139.48

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $151,679,171.98

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 13 - Goldman Sachs Inflation Protected Securities Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Inflation Protected Securities Fund

- **b. Series identification number, if any:** S000018567

- **c. LEI:** 4OEORIROX7OTX3PIXA40

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000051524                                | GSAPX                        |
|                           2 | Class C Shares          | C000051525                                | GSCFX                        |
|                           3 | Class P Shares          | C000202042                                | GGJPX                        |
|                           4 | Class R Shares          | C000059010                                | GSRPX                        |
|                           5 | Class R6 Shares         | C000161294                                | GSRUX                        |
|                           6 | Institutional Shares    | C000051526                                | GSIPX                        |
|                           7 | Investor Shares         | C000059011                                | GSTPX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 5**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 11**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,823.93

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $978.70

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24.70

**Brokers Record: 4**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $494.40

**Brokers Record: 5**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $40.25

**Brokers Record: 6**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,059.20

**Brokers Record: 7**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $353.05

**Aggregate Commission:** $31,774.23

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $98,380,906.67            |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $134,877,471.91           |
| Barclays Capital Inc.                     | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $216,010,247.50           |
| Citadel Securities LLC                    | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $205,088,234.69           |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $788,650,000.00           |
| Wells Fargo Bank, National Association    | N/A               | N/A          | KB1H1DSPRFMYMCUFXT09 | SD      | US        | $214,080,000.00           |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $195,840,000.00           |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $90,770,000.00            |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $120,870,000.00           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $235,220,000.00           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,769,401,461.30

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $207,752,650.11

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 14 - Goldman Sachs Investment Grade Credit Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Investment Grade Credit Fund

- **b. Series identification number, if any:** S000009307

- **c. LEI:** P4KIMMQVHXQQY4ZVYE90

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 6

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares                        | C000025412                                | GSGAX                        |
|                           2 | Class P Shares                        | C000202038                                | GGBPX                        |
|                           3 | Class R6 Shares                       | C000161290                                | GTIUX                        |
|                           4 | Institutional Shares                  | C000025410                                | GSGDX                        |
|                           5 | Investor Shares                       | C000090761                                | GTIRX                        |
|                           6 | Separate Account Institutional Shares | C000025411                                | GSCPX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Clearstream Banking S.A.

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 5**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 8**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $43,657.65

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $875.90

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $49.40

**Brokers Record: 4**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33.97

**Brokers Record: 5**

- **i. Full name of broker:** Jane Street Execution Services, LLC

- **ii. SEC file number:** 8-69254

- **iii. CRD number:** 000167280

- **iv. LEI, if any:** 549300HXJLXCPDWAH070

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $67.62

**Brokers Record: 6**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $201.25

**Brokers Record: 7**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $46.84

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $352.75

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $752.95

**Brokers Record: 10**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $84.00

**Aggregate Commission:** $46,122.33

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $157,592,468.87           |
| Bank of America, National Association     | N/A               | 000283942    | B4TYDEB6GKMZO031MB27 | NC      | US        | $114,310,000.00           |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $110,649,474.92           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $287,176,448.00           |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $106,595,000.00           |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $109,926,272.45           |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $1,127,814,491.77         |
| Wells Fargo Bank, National Association    | N/A               | N/A          | KB1H1DSPRFMYMCUFXT09 | SD      | US        | $229,825,521.98           |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $124,750,000.00           |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $1,176,921,900.00         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,008,696,582.86

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $665,455,540.01

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 15 - Goldman Sachs Municipal Income Completion Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Municipal Income Completion Fund

- **b. Series identification number, if any:** S000064937

- **c. LEI:** 549300M6ZL1A17CEGR25

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Separate Account Institutional Shares | C000210248                                | GSAAX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** Morgan Stanley & Co. LLC

- **ii. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 3**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 4**

- **i. Full name:** The Bank of New York Mellon (Belgium)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** CitiGroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $656.00

**Aggregate Commission:** $656.00

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC            | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $59,974,291.00            |
| PIPER SANDLER & CO.                   | 008-15204         |    000000665 | 549300GRQCWQ3XGH0H10 | MN      | US        | $7,620,057.30             |
| NOMURA SECURITIES INTERNATIONAL, INC. | 008-15255         |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $8,679,301.74             |
| FMSBONDS, INC.                        | 008-23280         |    000007793 | 549300TUTBK58NSF2517 | FL      | US        | $45,037,508.05            |
| MORGAN STANLEY & CO. LLC              | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $7,087,834.00             |
| TD SECURITIES (USA) LLC               | 008-36747         |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $10,135,000.00            |
| BARCLAYS CAPITAL, INC.                | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $17,992,723.44            |
| RBC CAPITAL MARKETS, LLC              | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $10,873,407.55            |
| WELLS FARGO SECURITIES, LLC           | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $16,030,597.90            |
| BOFA SECURITIES, INC.                 | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $9,879,777.80             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $241,983,680.23

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $286,864,737.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                              | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                 | 811-05349         |
| Goldman Sachs Bond Fund                                                                   | 811-05349         |
| Goldman Sachs China Equity Fund                                                           | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                    | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                     | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                      | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                           | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                  | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                               | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                            | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                  | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                       | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                      | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                   | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                        | 811-05349         |
| Goldman Sachs Enhanced U.S. Equity Fund                                                   | 811-05349         |
| Goldman Sachs Equity Income Fund                                                          | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                   | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                    | 811-05349         |
| Goldman Sachs Focused Value Fund                                                          | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                               | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                               | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                    | 811-05349         |
| Goldman Sachs Government Income Fund                                                      | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                   | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                        | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                               | 811-05349         |
| Goldman Sachs High Yield Fund                                                             | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                   | 811-05349         |
| Goldman Sachs Income Builder Fund                                                         | 811-05349         |
| Goldman Sachs Income Fund                                                                 | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                         | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                              | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                               | 811-05349         |
| Goldman Sachs International Equity Income Fund                                            | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                       | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                       | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                  | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                            | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                       | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                              | 811-05349         |
| Goldman Sachs Large Cap Equity Fund                                                       | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                              | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                               | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                         | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                            | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                    | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager U.S. Small Cap Equity Fund                                    | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                            | 811-22781         |
| Goldman Sachs Real Estate Securities Fund                                                 | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                              | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                              | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                         | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                       | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Equity Fund                                                   | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                   | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                            | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                           | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                  | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                               | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                       | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                   | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                         | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund             | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund               | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund     | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund              | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund          | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 16 - Goldman Sachs Short Duration Bond Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Short Duration Bond Fund

- **b. Series identification number, if any:** S000036259

- **c. LEI:** 5K6BNCLRUJN03ZJ21072

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000110983                                | GDIAX                        |
|                           2 | Class C Shares          | C000110984                                | GDICX                        |
|                           3 | Class P Shares          | C000202046                                | GMCPX                        |
|                           4 | Class R Shares          | C000110987                                | GIFRX                        |
|                           5 | Class R6 Shares         | C000161296                                | GDIUX                        |
|                           6 | Institutional Shares    | C000110985                                | GDFIX                        |
|                           7 | Investor Shares         | C000110986                                | GSSRX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe Public Limited Company

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)

- **ii. LEI, if any:** 579100KKDGKCFFKKF005

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)

- **ii. LEI, if any:** 25490016G0WR60ANOK04

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 17**

- **i. Full name:** FirstRand Bank Limited

- **ii. LEI, if any:** ZAYQDKTCATIXF9OQY690

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 19**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 27**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $100,173.88

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,729.36

**Brokers Record: 3**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,515.59

**Brokers Record: 4**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,725.15

**Brokers Record: 5**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $854.35

**Brokers Record: 6**

- **i. Full name of broker:** Deutsche Bank Aktiengesellschaft

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 7LTWFZYICNSX8D621K86

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,061.82

**Brokers Record: 7**

- **i. Full name of broker:** Citigroup Global Markets Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** XKZZ2JZF41MRHTR1V493

- **vii. Gross commissions paid by the Fund for the reporting period:** $141.80

**Brokers Record: 8**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $848.94

**Brokers Record: 9**

- **i. Full name of broker:** RBC Europe Limited

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** TXDSU46SXBWIGJ8G8E98

- **vii. Gross commissions paid by the Fund for the reporting period:** $146.97

**Brokers Record: 10**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,108.57

**Aggregate Commission:** $131,436.62

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Citigroup Global Markets Inc.             | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,173,817,560.97         |
| TD Securities (USA) LLC                   | 8-36747           | 000018476    | SUVUFHICNZMP2WKHG940 | NY      | US        | $1,003,050,129.76         |
| Wells Fargo Securities, LLC               | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $969,471,200.87           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $2,857,069,222.64         |
| BNP Paribas                               | N/A               | N/A          | R0MUWSFPU8MPRO8K5P83 |  |  | $2,738,665,994.30         |
| Citibank, National Association            | N/A               | N/A          | E57ODZWZ7FF32TWEFA76 | SD      | US        | $899,918,740.26           |
| Merrill Lynch International               | N/A               | N/A          | GGDZP1UYGU9STUHRDP48 |  |  | $2,034,027,187.05         |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $2,483,613,450.19         |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $4,661,172,492.23         |
| Deutsche Bank Aktiengesellschaft          | N/A               | N/A          | 7LTWFZYICNSX8D621K86 |  |  | $1,957,602,660.54         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $29,610,873,896.47

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,312,881,248.97

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 17 - Goldman Sachs Short Duration Government Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Short Duration Government Fund

- **b. Series identification number, if any:** S000009303

- **c. LEI:** N4WK70TBFH7DTTPR0J23

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000025390                                | GSSDX                        |
|                           2 | Class C Shares          | C000025392                                | GSDCX                        |
|                           3 | Class P Shares          | C000202034                                | GMDPX                        |
|                           4 | Class R6 Shares         | C000161286                                | GSTUX                        |
|                           5 | Institutional Shares    | C000025388                                | GSTGX                        |
|                           6 | Investor Shares         | C000058952                                | GTDTX                        |
|                           7 | Service Shares          | C000025389                                | GSDSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $48,410.87

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $890.58

**Brokers Record: 3**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $802.82

**Brokers Record: 4**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $68.25

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,110.81

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $317.95

**Aggregate Commission:** $51,601.28

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $702,075,669.97           |
| Citigroup Global Markets Inc.             | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $161,775,091.96           |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $935,239,311.90           |
| Barclays Capital Inc.                     | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $623,213,032.08           |
| Citadel Securities LLC                    | 8-53574           | 000116797    | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $107,894,847.67           |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $782,712,615.16           |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $959,660,000.00           |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $182,060,000.00           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $205,040,000.00           |
| Wells Fargo Bank, National Association    | N/A               | N/A          | KB1H1DSPRFMYMCUFXT09 | SD      | US        | $189,430,000.00           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $5,312,153,770.10

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $469,917,372.68

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 18 - Goldman Sachs Short Duration High Yield Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Short Duration High Yield Fund

- **b. Series identification number, if any:** S000043227

- **c. LEI:** 549300FHLZYWPOVLFS40

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 6

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000133721                                | GSAUX                        |
|                           2 | Class C Shares          | C000133722                                | GSAVX                        |
|                           3 | Class P Shares          | C000202048                                | GMUPX                        |
|                           4 | Class R6 Shares         | C000195497                                | GSSAX                        |
|                           5 | Institutional Shares    | C000133723                                | GSAWX                        |
|                           6 | Investor Shares         | C000133724                                | GSAYX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Clearstream Banking S.A.

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 5**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 8**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,971.13

**Brokers Record: 2**

- **i. Full name of broker:** Cowen and Company, LLC

- **ii. SEC file number:** 8-22522

- **iii. CRD number:** 000007616

- **iv. LEI, if any:** SUVUFHICNZMP2WKHG940

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7.32

**Brokers Record: 3**

- **i. Full name of broker:** Liquidnet, Inc.

- **ii. SEC file number:** 8-52461

- **iii. CRD number:** 000103987

- **iv. LEI, if any:** 213800HSKBBO1GCVRG79

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1.92

**Aggregate Commission:** $1,980.37

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $6,344,947.69             |
| Stifel, Nicolaus & Company, Incorporated  | 8-1447            | 000000793    | 5WUVMA08EYG4KEUPW589 | MO      | US        | $1,415,516.25             |
| Jefferies LLC                             | 8-15074           | 000002347    | 58PU97L1C0WSRCWADL48 | NY      | US        | $7,009,269.46             |
| Citigroup Global Markets Inc.             | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $7,412,555.98             |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $4,087,000.43             |
| Barclays Capital Inc.                     | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $1,910,200.50             |
| RBC Capital Markets, LLC                  | 8-45411           | 000031194    | 549300LCO2FLSSVFFR64 | NY      | US        | $681,157.75               |
| Wells Fargo Securities, LLC               | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $1,244,311.18             |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $4,052,040.78             |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $764,010.58               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $40,322,748.77

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $36,909,008.56

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 19 - Goldman Sachs Short Duration Tax-Free Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Short Duration Tax-Free Fund

- **b. Series identification number, if any:** S000009241

- **c. LEI:** GAVVSPXKYZU1SYQNED48

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 7

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A                 | C000025192                                | GSDTX                        |
|                           2 | Class C                 | C000025194                                | GSTCX                        |
|                           3 | Class P Shares          | C000202028                                | GANPX                        |
|                           4 | Class R6 Shares         | C000195490                                | GDUSX                        |
|                           5 | Institutional           | C000025190                                | GSDUX                        |
|                           6 | Investor Shares         | C000090755                                | GDIRX                        |
|                           7 | Service                 | C000025191                                | GSFSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Ice Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Barclays Capital Inc.

- **ii. LEI, if any:** AC28XWWI3WIBK2824319

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** The Bank of New York Mellon

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 4**

- **i. Full name:** The Bank of New York Mellon (Belgium)

- **ii. LEI, if any:** HPFHU0OQ28E4N0NFVK49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs Paris Inc. ET CIE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Mexico, Casa de Bolsa, S.A. DE C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                     | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| B. C. ZIEGLER AND COMPANY                | 008-00094         |    000000061 | 549300NLEOFP92P38Q71 | IL      | US        | $72,923,252.70            |
| J.P. Morgan Securities LLC               | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $819,324,456.80           |
| PIPER SANDLER & CO.                      | 008-15204         |    000000665 | 549300GRQCWQ3XGH0H10 | MN      | US        | $88,704,528.80            |
| Stifel, Nicolaus & Company, Incorporated | 008-01447         |    000000793 | 5WUVMA08EYG4KEUPW589 | MO      | US        | $133,968,074.55           |
| JEFFERIES LLC                            | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $156,581,142.99           |
| MORGAN STANLEY & CO. LLC                 | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $190,060,543.20           |
| BARCLAYS CAPITAL, INC.                   | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $187,059,495.62           |
| RBC CAPITAL MARKETS, LLC                 | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $186,732,694.60           |
| WELLS FARGO SECURITIES, LLC              | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $392,530,533.05           |
| BOFA SECURITIES, INC.                    | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $213,978,947.50           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,162,018,774.43

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $5,032,668,343.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                              | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                 | 811-05349         |
| Goldman Sachs Bond Fund                                                                   | 811-05349         |
| Goldman Sachs China Equity Fund                                                           | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                    | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                     | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                      | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                           | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                  | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                               | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                            | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                  | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                       | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                      | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                   | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                        | 811-05349         |
| Goldman Sachs Enhanced U.S. Equity Fund                                                   | 811-05349         |
| Goldman Sachs Equity Income Fund                                                          | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                   | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                            | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                  | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                    | 811-05349         |
| Goldman Sachs Focused Value Fund                                                          | 811-05349         |
| Goldman Sachs GQG Partners International Opportunities Fund                               | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                               | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                  | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                    | 811-05349         |
| Goldman Sachs Government Income Fund                                                      | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                   | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                        | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                               | 811-05349         |
| Goldman Sachs High Yield Fund                                                             | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                   | 811-05349         |
| Goldman Sachs Income Builder Fund                                                         | 811-05349         |
| Goldman Sachs Income Fund                                                                 | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                         | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                              | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                               | 811-05349         |
| Goldman Sachs International Equity Income Fund                                            | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                       | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                       | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                  | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                            | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                       | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                              | 811-05349         |
| Goldman Sachs Large Cap Equity Fund                                                       | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                              | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                               | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                         | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                          | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                            | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                    | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                     | 811-22781         |
| Goldman Sachs Multi-Manager U.S. Small Cap Equity Fund                                    | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                            | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                            | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                 | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                              | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                              | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                         | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                       | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                              | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                        | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                               | 811-05349         |
| Goldman Sachs Small/Mid Cap Equity Fund                                                   | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                   | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                            | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                           | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                  | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                               | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                       | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                   | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                         | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund             | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund               | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund     | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund              | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund          | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 20 - Goldman Sachs Short-Term Conservative Income Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs Short-Term Conservative Income Fund

- **b. Series identification number, if any:** S000044037

- **c. LEI:** 5493005F2JE1UB8BK484

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 5

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares          | C000174582                                | GPAPX                        |
|                           2 | Class P Shares          | C000202005                                | GMBPX                        |
|                           3 | Class R6 Shares         | C000195498                                | GPPSX                        |
|                           4 | Institutional Shares    | C000136680                                | GPPIX                        |
|                           5 | Investor Shares         | C000204425                                | GPPOX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 10f-3 (17 CFR 270.10f-3)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Clearstream Banking S.A.

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC          | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,343,974,476.31         |
| TP ICAP Global Markets Americas LLC | 8-12726           |    000002762 | 78E0W5ARMBFSS8K1Y274 | NY      | US        | $157,237,785.92           |
| Citigroup Global Markets Inc.       | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,924,475,023.68         |
| Morgan Stanley & Co. LLC            | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $289,116,441.31           |
| TD Securities (USA) LLC             | 8-36747           |    000018476 | SUVUFHICNZMP2WKHG940 | NY      | US        | $385,038,993.74           |
| Mizuho Securities USA LLC           | 8-37710           |    000019647 | 7TK5RJIZDFROZCA6XF66 | NY      | US        | $905,954,384.90           |
| Barclays Capital Inc.               | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $803,299,838.94           |
| RBC Capital Markets, LLC            | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $505,048,246.77           |
| Wells Fargo Securities, LLC         | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $1,051,617,192.07         |
| BofA Securities, Inc.               | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $1,155,078,821.31         |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $10,300,852,751.78

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,184,016,149.39

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Mortgages Fund                                                            | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

### Management Investment Record: 21 - Goldman Sachs U.S. Mortgages Fund

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Goldman Sachs U.S. Mortgages Fund

- **b. Series identification number, if any:** S000009305

- **c. LEI:** MBFL9SSC0VUDGK1TUI40

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 8

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 2

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Class A Shares                        | C000025402                                | GSUAX                        |
|                           2 | Class P Shares                        | C000202036                                | GSBPX                        |
|                           3 | Class R Shares                        | C000272148                                | GGURX                        |
|                           4 | Class R6 Shares                       | C000161288                                | GGIUX                        |
|                           5 | Institutional Shares                  | C000025400                                | GSUIX                        |
|                           6 | Investor Shares                       | C000090760                                | GGIRX                        |
|                           7 | Separate Account Institutional Shares | C000025401                                | GSUPX                        |
|                           8 | Service Shares                        | C000272149                                | GGUSX                        |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [ ] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [x] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17a-8 (17 CFR 270.17a-8)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 22d-1 (17 CFR 270.22d-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. SEC file number:** 801-37591

- **iii. CRD number:** 000107738

- **iv. LEI, if any:** CF5M58QA35CFPUX70H17

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. SEC file number:** 084-01100

- **iii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iv. State, if applicable:** IL

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Pricing & Reference Data, LLC

- **ii. LEI, if any, or provide and describe other identifying number:** 5493000NQ9LYLDBCTL34

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 4**

- **i. Full name:** PricingDirect Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300WIC0TOJ7N7GD54

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 5**

- **i. Full name:** S&P Global Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** Y6X4K52KMJMZE7I7MY94

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Clearstream Banking S.A.

- **ii. LEI, if any:** 549300OL514RA0SXJJ44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 3**

- **i. Full name:** Goldman Sachs & Co. LLC

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)

**Custodians Record: 4**

- **i. Full name:** Royal Bank of Canada

- **ii. LEI, if any:** ES7IP3U3RHIGC71XBU11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 6**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** Goldman Sachs & Co. LLC (Chicago, IL, US, Branch)

- **ii. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **iii. State, if applicable:** IL

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** Yes

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Goldman Sachs Asset Management, L.P.

- **ii. LEI, if any, or other identifying number:** CF5M58QA35CFPUX70H17

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Goldman Sachs & Co. LLC

- **b. SEC file number:** 8-129

- **c. CRD number:** 000000361

- **d. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Mercer Allied Company, L.P.

- **b. SEC file number:** 8-47739

- **c. CRD number:** 000037404

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Folio Investments, Inc.

- **b. SEC file number:** 8-52009

- **c. CRD number:** 000048015

- **e. State, if applicable:** VA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Goldman Sachs Bank Europe SE

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 8IBZUGJ7JPLH368JE346

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Goldman Sachs Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300GGFLRSTQ15VF10

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Goldman Sachs (China) Securities Company Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300BNHLLHDMRJKL16

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 7**

- **a. Full name:** Goldman Sachs Futures Pte Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** JAK0ZABYQXDI5R26CX11

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 8**

- **a. Full name:** Goldman Sachs (Asia) Finance

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 0FRBUZNK0A53GHYLTX63

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 9**

- **a. Full name:** Goldman Sachs Japan Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5NGPZ37H6T4XS5MO5N09

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 10**

- **a. Full name:** Goldman Sachs Asset Management Australia Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300ZYM1ZRTMQ77Q48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 11**

- **a. Full name:** Goldman Sachs (Singapore) Pte.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** YIC3WZ4VO0ZQ38Z36K22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 12**

- **a. Full name:** Qian Kun Futures Co., Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300KNUZPLW6UD1E30

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 13**

- **a. Full name:** Goldman Sachs Financial Markets Pty Ltd

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** RWESXOGR61NDWTFBLX79

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 14**

- **a. Full name:** Goldman Sachs (Asia) L.L.C.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300NIUPNUFRZ8LJ52

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 15**

- **a. Full name:** Goldman Sachs Canada Inc.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009SS6U10C4KDV21

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 16**

- **a. Full name:** Goldman Sachs International

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** W22LROWP2IHZNBB6K528

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 17**

- **a. Full name:** Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300N4N8Z6E2PYR089

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 18**

- **a. Full name:** Goldman Sachs Saudi Arabia

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300OD9B3Z017FKI66

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 19**

- **a. Full name:** Goldman Sachs Financial Markets, L.P.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** VF1AUT09OCSW5Y7OE568

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 20**

- **a. Full name:** Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300TQXGXQ9IUEPP48

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 21**

- **a. Full name:** Goldman Sachs New Zealand Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493003ZCWT6KYU7FW22

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 22**

- **a. Full name:** Goldman Sachs (India) Securities Private Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300R0SMAPALLYQD57

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 23**

- **a. Full name:** Goldman Sachs Paris Inc. et Cie

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** ZSLF02UC3X1JFV1UX676

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 24**

- **a. Full name:** Goldman Sachs (Asia) Securities Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 5493009FWOE6CQ1J5K28

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 25**

- **a. Full name:** Goldman Sachs Bank AG

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** S81F8KH474EY7PUWI149

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,685.14

**Brokers Record: 2**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,914.96

**Brokers Record: 3**

- **i. Full name of broker:** Wells Fargo Securities, LLC

- **ii. SEC file number:** 8-65876

- **iii. CRD number:** 000126292

- **iv. LEI, if any:** VYVVCKR63DVZZN70PB21

- **v. State, if applicable:** NC

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $38.50

**Brokers Record: 4**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $699.94

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** K6Q0W1PS1L1O4IQL9C32

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,451.74

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Bank PLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** G5GSEF7VJP5I7OUK5573

- **vii. Gross commissions paid by the Fund for the reporting period:** $691.57

**Brokers Record: 7**

- **i. Full name of broker:** Merrill Lynch International

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** GGDZP1UYGU9STUHRDP48

- **vii. Gross commissions paid by the Fund for the reporting period:** $22.75

**Aggregate Commission:** $25,504.60

**Item C.17.a. Principal transaction counterparties.**

| Name                                      | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                | 8-35008           | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $723,031,003.35           |
| Citigroup Global Markets Inc.             | 8-8177            | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $333,618,457.20           |
| Morgan Stanley & Co. LLC                  | 8-15869           | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $1,091,982,983.91         |
| Barclays Capital Inc.                     | 8-41342           | 000019714    | AC28XWWI3WIBK2824319 | NY      | US        | $412,098,115.52           |
| Wells Fargo Securities, LLC               | 8-65876           | 000126292    | VYVVCKR63DVZZN70PB21 | NC      | US        | $57,318,575.99            |
| BofA Securities, Inc.                     | 8-69787           | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $899,523,647.76           |
| JPMorgan Chase Bank, National Association | N/A               | N/A          | 7H6GLXDRUGQFU57RNE97 | OH      | US        | $69,510,000.00            |
| Barclays Bank PLC                         | N/A               | N/A          | G5GSEF7VJP5I7OUK5573 |  |  | $53,800,000.00            |
| Wells Fargo Bank, National Association    | N/A               | N/A          | KB1H1DSPRFMYMCUFXT09 | SD      | US        | $44,248,115.24            |
| Morgan Stanley & Co. International PLC    | N/A               | N/A          | 4PQUHN3JPFGFNF3BB653 |  |  | $314,330,000.00           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $4,167,435,683.69

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $190,293,223.95

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,300,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** BNP Paribas

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank PLC

  - **Line Institutions Record: 3 Name of institution:** Citibank N.A.

  - **Line Institutions Record: 4 Name of institution:** HSBC SECURITIES (USA) INC.

  - **Line Institutions Record: 5 Name of institution:** JPMorgan Chase Bank, N.A.

  - **Line Institutions Record: 6 Name of institution:** MORGAN STANLEY & CO. LLC

  - **Line Institutions Record: 7 Name of institution:** MUFG SECURITIES AMERICAS INC.

  - **Line Institutions Record: 8 Name of institution:** PNC Bank, NA

  - **Line Institutions Record: 9 Name of institution:** Royal Bank of Canada

  - **Line Institutions Record: 10 Name of institution:** Societe Generale

  - **Line Institutions Record: 11 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 12 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 13 Name of institution:** The Bank of Nova Scotia, Houston Branch

  - **Line Institutions Record: 14 Name of institution:** US Bank

  - **Line Institutions Record: 15 Name of institution:** Wells Fargo Bank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                                                                 | SEC File number   |
|:---|:---|
| Goldman Sachs Absolute Return Tracker Fund                                                   | 811-05349         |
| Goldman Sachs Balanced Strategy Portfolio                                                    | 811-05349         |
| Goldman Sachs Bond Fund                                                                      | 811-05349         |
| Goldman Sachs China Equity Fund                                                              | 811-05349         |
| Goldman Sachs Clean Energy Income Fund                                                       | 811-05349         |
| Goldman Sachs Commodity Strategy Fund                                                        | 811-05349         |
| Goldman Sachs Core Fixed Income Fund                                                         | 811-05349         |
| Goldman Sachs Dynamic Bond Fund                                                              | 811-05349         |
| Goldman Sachs Dynamic Global Equity Fund                                                     | 811-05349         |
| Goldman Sachs Dynamic Municipal Income Fund                                                  | 811-05349         |
| Goldman Sachs ESG Emerging Markets Equity Fund                                               | 811-05349         |
| Goldman Sachs Emerging Markets Credit Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Debt Fund                                                     | 811-05349         |
| Goldman Sachs Emerging Markets Equity Fund                                                   | 811-05349         |
| Goldman Sachs Emerging Markets Equity Insights Fund                                          | 811-05349         |
| Goldman Sachs Emerging Markets Equity ex. China Fund                                         | 811-05349         |
| Goldman Sachs Energy Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Enhanced Core Equity Fund                                                      | 811-05349         |
| Goldman Sachs Enhanced Dividend Global Equity Portfolio                                      | 811-05349         |
| Goldman Sachs Enhanced Income Fund                                                           | 811-05349         |
| Goldman Sachs Equity Income Fund                                                             | 811-05349         |
| Goldman Sachs Financial Square Federal Instruments Fund                                      | 811-05349         |
| Goldman Sachs Financial Square Government Fund                                               | 811-05349         |
| Goldman Sachs Financial Square Treasury Instruments Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Obligations Fund                                     | 811-05349         |
| Goldman Sachs Financial Square Treasury Solutions Fund                                       | 811-05349         |
| Goldman Sachs Focused Value Fund                                                             | 811-22781         |
| Goldman Sachs GQG Partners International Opportunities Fund                                  | 811-22781         |
| Goldman Sachs Global Core Fixed Income Fund                                                  | 811-05349         |
| Goldman Sachs Global Infrastructure Fund                                                     | 811-05349         |
| Goldman Sachs Global Managed Beta Fund                                                       | 811-05349         |
| Goldman Sachs Global Real Estate Securities Fund                                             | 811-05349         |
| Goldman Sachs Growth Strategy Portfolio                                                      | 811-05349         |
| Goldman Sachs Growth and Income Strategy Portfolio                                           | 811-05349         |
| Goldman Sachs High Yield Floating Rate Fund                                                  | 811-05349         |
| Goldman Sachs High Yield Fund                                                                | 811-05349         |
| Goldman Sachs High Yield Municipal Fund                                                      | 811-05349         |
| Goldman Sachs Income Builder Fund                                                            | 811-05349         |
| Goldman Sachs Income Fund                                                                    | 811-05349         |
| Goldman Sachs Inflation Protected Securities Fund                                            | 811-05349         |
| Goldman Sachs International Equity Dividend and Premium Fund                                 | 811-05349         |
| Goldman Sachs International Equity ESG Fund                                                  | 811-05349         |
| Goldman Sachs International Equity Income Fund                                               | 811-05349         |
| Goldman Sachs International Equity Insights Fund                                             | 811-05349         |
| Goldman Sachs International Small Cap Insights Fund                                          | 811-05349         |
| Goldman Sachs International Tax-Managed Equity Fund                                          | 811-05349         |
| Goldman Sachs Investment Grade Credit Fund                                                   | 811-05349         |
| Goldman Sachs Investor Money Market Fund                                                     | 811-05349         |
| Goldman Sachs Investor Tax-Exempt California Money Market Fund                               | 811-05349         |
| Goldman Sachs Investor Tax-Exempt Money Market Fund                                          | 811-05349         |
| Goldman Sachs Investor Tax-Exempt New York Money Market Fund                                 | 811-05349         |
| Goldman Sachs Large Cap Core Fund                                                            | 811-05349         |
| Goldman Sachs Large Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Large Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Large Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs MLP Energy Infrastructure Fund                                                 | 811-05349         |
| Goldman Sachs Managed Futures Strategy Fund                                                  | 811-05349         |
| Goldman Sachs Mid Cap Growth Fund                                                            | 811-05349         |
| Goldman Sachs Mid Cap Value Fund                                                             | 811-05349         |
| Goldman Sachs Multi-Manager Global Equity Fund                                               | 811-22781         |
| Goldman Sachs Multi-Manager International Equity Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager Non-Core Fixed Income Fund                                       | 811-22781         |
| Goldman Sachs Multi-Manager Real Assets Strategy Fund                                        | 811-22781         |
| Goldman Sachs Multi-Manager US Small Cap Equity Fund                                         | 811-22781         |
| Goldman Sachs Multi-Strategy Alternatives Fund                                               | 811-22781         |
| Goldman Sachs Municipal Income Completion Fund                                               | 811-05349         |
| Goldman Sachs Real Estate Securities Fund                                                    | 811-05349         |
| Goldman Sachs Rising Dividend Growth Fund                                                    | 811-05349         |
| Goldman Sachs Short Duration Bond Fund                                                       | 811-05349         |
| Goldman Sachs Short Duration Government Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration High Yield Fund                                                 | 811-05349         |
| Goldman Sachs Short Duration Tax-Free Fund                                                   | 811-05349         |
| Goldman Sachs Short-Term Conservative Income Fund                                            | 811-05349         |
| Goldman Sachs Small Cap Equity Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Growth Fund                                                          | 811-05349         |
| Goldman Sachs Small Cap Growth Insights Fund                                                 | 811-05349         |
| Goldman Sachs Small Cap Value Fund                                                           | 811-05349         |
| Goldman Sachs Small Cap Value Insights Fund                                                  | 811-05349         |
| Goldman Sachs Small/Mid Cap Growth Fund                                                      | 811-05349         |
| Goldman Sachs Small/Mid Cap Value Fund                                                       | 811-05349         |
| Goldman Sachs Strategic Factor Allocation Fund                                               | 811-05349         |
| Goldman Sachs Strategic Growth Fund                                                          | 811-05349         |
| Goldman Sachs Strategic Volatility Premium Fund                                              | 811-05349         |
| Goldman Sachs Tactical Tilt Overlay Fund                                                     | 811-05349         |
| Goldman Sachs Tax-Advantaged Global Equity Portfolio                                         | 811-05349         |
| Goldman Sachs Technology Opportunities Fund                                                  | 811-05349         |
| Goldman Sachs U.S. Equity Dividend and Premium Fund                                          | 811-05349         |
| Goldman Sachs U.S. Equity ESG Fund                                                           | 811-05349         |
| Goldman Sachs U.S. Equity Insights Fund                                                      | 811-05349         |
| Goldman Sachs U.S. Tax-Managed Equity Fund                                                   | 811-05349         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Jan/Jul       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - Mar/Sep       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Buffered S&P 500 Fund - May/Nov       | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Core Fixed Income Fund                | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Government Money Market Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs International Equity Insights Fund    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Large Cap Value Fund                  | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Growth Fund                   | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Mid Cap Value Fund                    | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Multi-Strategy Alternatives Portfolio | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Small Cap Equity Insights Fund        | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Strategic Growth Fund                 | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs Trend Driven Allocation Fund          | 811-08361         |
| Goldman Sachs Variable Insurance Trust - Goldman Sachs U.S. Equity Insights Fund             | 811-08361         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

**Item C.21. Swing pricing.**

- **a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** GOLDMAN SACHS TRUST

**Date:** 2026-06-10

**Signature:** Christopher Bradford

**Title:** Vice President