# EDGAR Filing Document

**Accession Number:** 0000732026
**File Stem:** 0001437749-26-000178
**Filing Date:** 2026-1
**Character Count:** 10003
**Document Hash:** 7725301b8cb4cdb39b9844b9021aa443
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-000178.hdr.sgml**: 20260105

**ACCESSION NUMBER**: 0001437749-26-000178

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20251231

**ITEM INFORMATION**: Material Modifications to Rights of Security Holders

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260105

**DATE AS OF CHANGE**: 20260105

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRIO-TECH INTERNATIONAL
- **CENTRAL INDEX KEY:** 0000732026
- **STANDARD INDUSTRIAL CLASSIFICATION:** SPECIAL INDUSTRY MACHINERY, NEC [3559]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 952086631
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14523
- **FILM NUMBER:** 26504213

**BUSINESS ADDRESS:**
- **STREET 1:** 16139 WYANDOTTE ST.
- **CITY:** VAN NUYS
- **STATE:** CA
- **ZIP:** 91406
- **BUSINESS PHONE:** 818-787-7000

**MAIL ADDRESS:**
- **STREET 1:** 16139 WYANDOTTE ST.
- **CITY:** VAN NUYS
- **STATE:** CA
- **ZIP:** 91406

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRIO TECH INTERNATIONAL
- **DATE OF NAME CHANGE:** 19920703

?xml version='1.0' encoding='ASCII'? trt20251230_8k.htm

--06-30

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, DC 20549**

**FORM 8-K**

**CURRENT REPORT PURSUANT**

**TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported): December 31, 2025

**TRIO-TECH INTERNATIONAL**

(Exact Name of Registrant as Specified in Its Charter)

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| | | |
|:---|:---|:---|
| <u>California</u> | <u>1-14523</u> | <u>95-2086631</u> |
| (State or other jurisdiction of<br> Incorporation) | (Commission File Number)  | (IRS Employer Identification No.) |

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Block 1008 Toa Payoh North, Unit 03-09

<u>Singapore 318996</u>

(Address of Principal Executive Offices) (Zip Code)

<u>(65) 6265 3300</u>

(Registrant's Telephone Number, Including Area Code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered or to be registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| <u>Title of each class</u> | <u>Trading Symbol(s)</u> | <u>Name of each exchange on which registered</u> |
| Common Stock, no par value | TRT | NYSE American |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b2 of the Securities Exchange Act of 1934 (17 CFR 240.12b2) Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐

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**Item 3.03 Material Modification to Rights of Security Holders.**

On December 19, 2025, Trio-Tech International (the "*Company*") announced a two-for-one forward stock split (the "*Stock Split*") of the Company's issued common stock, as previously reported in the Company's Form 8-K filed on December 19, 2025, as amended. On December 31, 2025, the Company filed an amendment (the "*Amendment*") to the Company's Articles of Incorporation with the Secretary of State of the State of California to effect the Stock Split. The Amendment, which became effective at 12:01 a.m. Eastern Time on January 1, 2026 (the "*Effective Date*"), is filed as Exhibit 3.1 to this Current Report on Form 8-K. Trading is expected to commence on a split-adjusted basis at market open on January 5, 2026.

*Split Adjustment.*

On the Effective Date, the total number of shares of Common Stock held by each stockholder of the Company will be converted automatically into the number of shares of Common Stock equal to the number of issued and outstanding shares of Common Stock held by each such stockholder immediately prior to the Forward Split, multiplied by two. The Company intends to treat stockholders holding shares of Common Stock in "street name" (that is, held through a bank, broker or other nominee) in the same manner as stockholders of record whose shares of Common Stock are registered in their names. Banks, brokers or other nominees will be instructed to effect the Stock Split for their beneficial holders holding shares of our Common Stock in "street name;" however, these banks, brokers or other nominees may apply their own specific procedures for processing the Stock Split.

Also on the Effective Date, all options of the Company outstanding immediately prior to the Stock Split will be adjusted by multiplying the number of shares of Common Stock into which the options are exercisable by two and dividing the exercise price thereof by two, all in accordance with the terms of the plans, agreements or arrangements governing such options and subject to rounding to the nearest whole share.

*No Stockholder Approval Required*.

The Stock Split was approved by the Board of Directors of the Company (the "*Board*") on December 15, 2025. The amendment was adopted in accordance with California Corporation Code Section 902(c), whereby, the, Company, may, effect the Stock Split with Board approval alone so long as there is no more than one class of shares outstanding. As described herein, the Stock Split complies with such requirements.

*Capitalization*.

The Stock Split will not have any effect on the number of authorized shares of Common Stock or the par value of the Common Stock.

Immediately after the Stock Split, each stockholder's percentage ownership interest in the Company and proportional voting power remains unchanged. The rights and privileges of the holders of shares of Common Stock will be unaffected by the Stock Split.

**Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year**

The information set forth in Item 3.03 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 5.03. A copy of the Amendment is filed as Exhibit 3.1 to this Current Report on Form 8-K.

**Item 9.01 Financial Statements and Exhibits**

**(d) Exhibits Index**

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| | |
|:---|:---|
| **Exhibit** <br> **No.** | **Description** |
| 3.1 | [Certificate of Amendment to Articles of Incorporation](ex_903180.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | TRIO-TECH INTERNATIONAL | TRIO-TECH INTERNATIONAL |
| Date: January 5, 2026 | By: | <u>/s/ Srinivasan Anitha</u> |
|  |  | Srinivasan Anitha<br> Chief Financial Officer |

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## Exhibit 3.1

**Exhibit 3.1**

**CERTIFICATE OF AMENDMENT**

**TO**

**RESTATED ARTICLES OF INCORPORATION**

The undersigned certify that:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. They are the chairman and the secretary, respectively, of Trio-Tech International, a California corporation (the "*Corporation* "), with California Entity Number 357575.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Article III of the Restated Articles of Incorporation of this Corporation is hereby amended to read in its entirety as follows:

"The Corporation is authorized to issue only one class of shares which shall be designated "Common Stock." The total number of such shares which the Corporation is authorized to issue is 15,000,000. Upon this amendment of this Article III, each outstanding shares of Common Stock shall be converted into 2 (two) shares of Common Stock. No fractional shares shall be issued to shareholders in connection with this stock split. Instead, any stockholder who otherwise would be entitled to receive a fractional share as a result of the stock split will receive one whole share of Common Stock in lieu of such fractional share, with the result that all fractional shares will be rounded up to the nearest whole share."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. The foregoing amendment of Articles of Incorporation has been duly approved by the board of directors.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. The foregoing amendment to the Corporation's Restated Articles of Incorporation was one which may be adopted with approval by the board of directors of the Corporation alone pursuant to Section 902(c) of the California Corporations Code. The shares of Common Stock are the only shares of stock of the Corporation outstanding.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. We further declare under penalty of perjury under the laws of the State of California that the matters set forth in this certificate are true and correct of our own knowledge.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. The future effective date and time of this amendment shall be 12.01 a.m. on January 1, 2026.

Dated: December 31, 2025

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| | |
|:---|:---|
| By: | /s/ S. W. Yong |
|  | S. W. Yong |
|  | Chairman and Chief Executive Officer |
| By: | /s/ Yong Shu Ting, Stephanie |
|  | Yong Shu Ting, Stephanie |
|  | Secretary |

---