# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0001752724-23-016611
**Filing Date:** 2023-1
**Character Count:** 17669
**Document Hash:** 6424332b6814cc1902e1389e64bb0848
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016611.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016611

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 23562797

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X China Innovation ETF (Series ID: S000070816)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000225015 | Global X China Innovation ETF | KEJI            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X China Innovation ETF

- **b. EDGAR series identifier (if any):** S000070816

- **c. LEI of Series:** 549300M0WIQYVSLI3748

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2157024.18

**Total Liabilities:** $1289.20

**Net Assets:** $2155734.98

**Cash Not Reported:** $189636.93

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000225015 | 14.10%               | -6.83%               | -15.71%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-104773.43              | $367562.55                                 |
| Month 2  | $-69932.80               | $-67193.43                                 |
| Month 3  | $-57888.65               | $-320060.83                                |

### Schedule of Portfolio Investments

| Name                                              | Title                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Suzhou Maxwell Technologies Co Ltd                | SUZHOU MAXWELL TECHNOLOGIE-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |       200 | NS      | $12140.81     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co., Ltd.                  | EAST MONEY INFORMATION CO-A COMMON STOCK      | CUSIP: N/A<br>LEI: 836800ZFB0ZEK3KKW487       | Long             | EC               |  | CN        |     17640 | NS      | $46070.12     | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| XINYI SOLAR HOLDINGS LIMITED                      | XINYI SOLAR HOLDINGS LTD COMMON STOCK         | CUSIP: N/A<br>LEI: 529900QF7VIH03SB7Q08       | Long             | EC               |  | HK        |     38000 | NS      | $43863.94     | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HUA HONG SEMICONDUCTOR LIMITED                    | HUA HONG SEMICONDUCTOR LTD COMMON STOCK       | CUSIP: N/A<br>LEI: 529900OXH3ZYLIMGB907       | Long             | EC               |  | HK        |     13000 | NS      | $44801.74     | 2.08%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co., Ltd.                   | GANFENG LITHIUM GROUP CO L-H COMMON STOCK     | CUSIP: N/A<br>LEI: 3003006BE6UOHWEOOR42       | Long             | EC               |  | HK        |      6920 | NS      | $60108.39     | 2.79%             |  |  |  | Yes           |                  1 | On Loan: No      |
| Ming Yang Smart Energy Group Limited              | MING YANG SMART ENERGY GRO-A COMMON STOCK     | CUSIP: N/A<br>LEI: 300300W76R6UJHEZL847       | Long             | EC               |  | CN        |      5800 | NS      | $21919.24     | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Estun Automation Co Ltd                           | ESTUN AUTOMATION CO LTD-A COMMON STOCK        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      6600 | NS      | $21075.87     | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| KUAISHOU TECHNOLOGY                               | KUAISHOU TECHNOLOGY COMMON STOCK              | CUSIP: N/A<br>LEI: 300300FCDZBE6UP9ED24       | Long             | EC               |  | HK        |      3100 | NS      | $22459.16     | 1.04%             |  |  |  | Yes           |                  1 | On Loan: No      |
| BYD COMPANY LIMITED                               | BYD CO LTD-H COMMON STOCK                     | CUSIP: N/A<br>LEI: 5299005557VL7ULJ7A69       | Long             | EC               |  | HK        |      6500 | NS      | $159470.89    | 7.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou KDT Machinery Co.,Ltd.                  | GUANGZHOU KDT MACHINERY CO-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      7720 | NS      | $14876.44     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| WUXI BIOLOGICS (CAYMAN) INC.                      | WUXI BIOLOGICS CAYMAN INC COMMON STOCK        | CUSIP: N/A<br>LEI: 5493001TD2TH6VDTJU11       | Long             | EC               |  | HK        |     12500 | NS      | $80311.96     | 3.73%             |  |  |  | Yes           |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING LIMITED                     | ALIBABA GROUP HOLDING LTD COMMON STOCK        | CUSIP: N/A<br>LEI: 5493001NTNQJDH60PM02       | Long             | EC               |  | HK        |     10800 | NS      | $110552.82    | 5.13%             |  |  |  | No            |                  1 | On Loan: No      |
| EVE Energy Co., Ltd.                              | EVE ENERGY CO LTD-A COMMON STOCK              | CUSIP: N/A<br>LEI: 300300FTCIO530XV7T38       | Long             | EC               |  | CN        |      3000 | NS      | $35130.69     | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Electronic (International) Company Limited    | BYD ELECTRONIC INTL CO LTD COMMON STOCK       | CUSIP: N/A<br>LEI: 5299001O3LAFGRPZ3Y63       | Long             | EC               |  | HK        |     13500 | NS      | $43930.56     | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuxi Lead Intelligent Equipment CO.,LTD.          | WUXI LEAD INTELLIGENT EQUI-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |     11780 | NS      | $72773.23     | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| TONGWEI CO.,LTD                                   | TONGWEI CO LTD-A COMMON STOCK                 | CUSIP: N/A<br>LEI: 3003009CW4QYMCG0BH89       | Long             | EC               |  | CN        |     12500 | NS      | $76444.72     | 3.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Inovance Technology Co., Ltd             | SHENZHEN INOVANCE TECHNOLO-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      3700 | NS      | $36699.40     | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Will Semiconductor Co., Ltd. Shanghai             | WILL SEMICONDUCTOR CO LTD-A COMMON STOCK      | CUSIP: N/A<br>LEI: 8368000MFHXX01GPND38       | Long             | EC               |  | CN        |      1215 | NS      | $13943.20     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTO EXPRESS (CAYMAN) INC.                         | ZTO EXPRESS CAYMAN INC-ADR DEPOSITARY RECEIPT | CUSIP: 98980A105<br>LEI: 549300SCJPK3YZJTJR78 | Long             | EC               |  | US        |      1427 | NS      | $35774.89     | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Riyue Heavy Industry Co., Ltd.                    | RIYUE HEAVY INDUSTRY CO LT-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      6570 | NS      | $18373.80     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical Electronics Co Ltd   | SHENZHEN MINDRAY BIO-MEDIC-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      1300 | NS      | $59571.82     | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Shuanghuan Driveline Co., Ltd.           | ZHEJIANG SHUANGHUAN DRIVEL-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      6700 | NS      | $25623.17     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS INDUSTRY GROUP CO., LTD.              | FUYAO GLASS INDUSTRY GROUP-H COMMON STOCK     | CUSIP: N/A<br>LEI: 549300AS5CSLWETN0P64       | Long             | EC               |  | HK        |     10800 | NS      | $47182.12     | 2.19%             |  |  |  | Yes           |                  1 | On Loan: No      |
| INNOVENT BIOLOGICS, INC.                          | INNOVENT BIOLOGICS INC COMMON STOCK           | CUSIP: N/A<br>LEI: 25490058ONL9SCIE1R22       | Long             | EC               |  | HK        |      5000 | NS      | $19633.59     | 0.91%             |  |  |  | Yes           |                  1 | On Loan: No      |
| WuXi AppTec Co., Ltd.                             | WUXI APPTEC CO LTD-H COMMON STOCK             | CUSIP: N/A<br>LEI: 254900OEPQLZSPLN9175       | Long             | EC               |  | HK        |      5720 | NS      | $56280.32     | 2.61%             |  |  |  | Yes           |                  1 | On Loan: No      |
| LONGi Green Energy Technology Co., Ltd.           | LONGI GREEN ENERGY TECHNOL-A COMMON STOCK     | CUSIP: N/A<br>LEI: 300300NRGAITUP1EZ248       | Long             | EC               |  | CN        |     16236 | NS      | $104931.01    | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co., Ltd.                         | NARI TECHNOLOGY CO LTD-A COMMON STOCK         | CUSIP: N/A<br>LEI: 3003006IGH1W58MAQM05       | Long             | EC               |  | CN        |     16320 | NS      | $61215.41     | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co., Ltd.                             | MIDEA GROUP CO LTD-A COMMON STOCK             | CUSIP: N/A<br>LEI: 3003003TRPHLHZD2IF61       | Long             | EC               |  | CN        |      3200 | NS      | $21625.31     | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| S.F. Holding Co., Ltd.                            | S F HOLDING CO LTD-A COMMON STOCK             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      2800 | NS      | $20949.95     | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxshare Precision Industry Co., Ltd.             | LUXSHARE PRECISION INDUSTR-A COMMON STOCK     | CUSIP: N/A<br>LEI: 300300QLLDUELXN16530       | Long             | EC               |  | CN        |      8800 | NS      | $38399.95     | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| NavInfo Co., Ltd.                                 | NAVINFO CO LTD-A COMMON STOCK                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      8600 | NS      | $14301.87     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Contemporary Amperex Technology Co., Ltd.         | CONTEMPORARY AMPEREX TECHN-A COMMON STOCK     | CUSIP: N/A<br>LEI: 300300KINDY1K0E9I032       | Long             | EC               |  | CN        |      1800 | NS      | $97832.30     | 4.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceuticals Co.,Ltd           | JIANGSU HENGRUI MEDICINE C-A COMMON STOCK     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | CN        |      4960 | NS      | $27889.52     | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PINDUODUO INC.                                    | PINDUODUO INC-ADR DEPOSITARY RECEIPT          | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               |  | US        |       282 | NS      | $23135.28     | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Han's Laser Technology Industry Group Co., Ltd.   | HAN'S LASER TECHNOLOGY IN-A COMMON STOCK      | CUSIP: N/A<br>LEI: 300300MZXZR87BGKOZ23       | Long             | EC               |  | CN        |     10500 | NS      | $39355.27     | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| iFLYTEK CO.,LTD                                   | IFLYTEK CO LTD - A COMMON STOCK               | CUSIP: N/A<br>LEI: 3003000T23C63KVWOH32       | Long             | EC               |  | CN        |      4400 | NS      | $20032.33     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED | PING AN HEALTHCARE AND TECHN COMMON STOCK     | CUSIP: N/A<br>LEI: 2549009NW1LO017CP285       | Long             | EC               |  | HK        |      7200 | NS      | $17950.42     | 0.83%             |  |  |  | Yes           |                  1 | On Loan: No      |
| JD.COM, INC.                                      | JD.COM INC - CL A COMMON STOCK                | CUSIP: N/A<br>LEI: 549300HVTWB0GJZ16V92       | Long             | EC               |  | HK        |      2250 | NS      | $63070.91     | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| MEITUAN                                           | MEITUAN-CLASS B COMMON STOCK                  | CUSIP: N/A<br>LEI: 21380033K525E5JLIA77       | Long             | EC               |  | HK        |      3200 | NS      | $67070.66     | 3.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TENCENT HOLDINGS LIMITED                          | TENCENT HOLDINGS LTD COMMON STOCK             | CUSIP: N/A<br>LEI: 254900N4SLUMW4XUYY11       | Long             | EC               |  | HK        |      3000 | NS      | $110383.70    | 5.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hangzhou Tigermed Consulting Co., Ltd             | HANGZHOU TIGERMED CONSULTI-A COMMON STOCK     | CUSIP: N/A<br>LEI: 300300CP4N8WDF6DOO67       | Long             | EC               |  | CN        |      2200 | NS      | $27517.28     | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| L.K. TECHNOLOGY HOLDINGS LIMITED                  | L.K. TECHNOLOGY HOLDINGS LTD COMMON STOCK     | CUSIP: N/A<br>LEI: 98450014EE068411A194       | Long             | EC               |  | HK        |     15000 | NS      | $14854.91     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co., Ltd.                    | SUNGROW POWER SUPPLY CO LT-A COMMON STOCK     | CUSIP: N/A<br>LEI: 30030052IWC7RGVFG505       | Long             | EC               |  | CN        |      1100 | NS      | $17858.28     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Luis Berruga

**Name of Signer:** Luis Berruga

**Title:** President