# EDGAR Filing Document

**Accession Number:** 0001729045
**File Stem:** 0001910900-23-000001
**Filing Date:** 2023-2
**Character Count:** 18748
**Document Hash:** 79600e13dd1c9c50b8ca60cb3b63875d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001910900-23-000001.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001910900-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tower View Investment Management & Research LLC
- **CENTRAL INDEX KEY:** 0001729045
- **IRS NUMBER:** 391964363
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18214
- **FILM NUMBER:** 23618557

**BUSINESS ADDRESS:**
- **STREET 1:** 4155 N PROSPECT AVE
- **CITY:** SHOREWOOD
- **STATE:** WI
- **ZIP:** 53211
- **BUSINESS PHONE:** 4147916834

**MAIL ADDRESS:**
- **STREET 1:** 4155 N PROSPECT AVE
- **CITY:** SHOREWOOD
- **STATE:** WI
- **ZIP:** 53211

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Tower View Investment Management  Research LLC<br>**Address:** 4155 N PROSPECT AVE<br>SHOREWOOD, WI 53211

**Form 13F File Number:** 028-18214

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** RAMAN GHEI<br>**Title:** MANAGING DIRECTOR<br>**Phone:** 414-791-6834

**Signature, Place, and Date of Signing:**

RAMAN GHEI  MILWAUKEE, WI  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 166

**Form 13F Information Table Value Total:** $143852

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 164 | 1492 | SH |  | SOLE |  | 0 | 0 | 1492 |
| ABBVIE INC | COM | 00287Y109 |  | 107 | 660 | SH |  | SOLE |  | 0 | 0 | 660 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 2683 | 7973 | SH |  | SOLE |  | 0 | 0 | 7973 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 |  | 1669 | 29847 | SH |  | SOLE |  | 0 | 0 | 29847 |
| AFFIRM HLDGS INC CL A | COM | 00827B106 |  | 1 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| ALPHA TAU MEDICAL LTD | COM | M0740A108 |  | 18 | 5566 | SH |  | SOLE |  | 0 | 0 | 5566 |
| ALPHABET INC CAP STK CL A | COM | 02079K305 |  | 1910 | 21645 | SH |  | SOLE |  | 0 | 0 | 21645 |
| ALPHABET INC CAP STK CL C | COM | 02079K107 |  | 2930 | 33018 | SH |  | SOLE |  | 0 | 0 | 33018 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 43 | 938 | SH |  | SOLE |  | 0 | 0 | 938 |
| AMAZON COM INC | COM | 023135106 |  | 2203 | 26223 | SH |  | SOLE |  | 0 | 0 | 26223 |
| AMERICAN OUTDOOR BRANDS INC | COM | 02875D109 |  | 1 | 93 | SH |  | SOLE |  | 0 | 0 | 93 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 4 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| ANALOG DEVICES INC | COM | 032654105 |  | 3682 | 22448 | SH |  | SOLE |  | 0 | 0 | 22448 |
| ANSYS INC | COM | 03662Q105 |  | 5 | 19 | SH |  | SOLE |  | 0 | 0 | 19 |
| ASML HOLDING N V N Y REGISTRY SHS | COM | N07059210 |  | 2466 | 4513 | SH |  | SOLE |  | 0 | 0 | 4513 |
| AT INC | COM | 00206R102 |  | 9 | 513 | SH |  | SOLE |  | 0 | 0 | 513 |
| BAKER HUGHES COMPANY CL A | COM | 05722G100 |  | 1735 | 58762 | SH |  | SOLE |  | 0 | 0 | 58762 |
| BERKLEY W R CORP | COM | 084423102 |  | 3328 | 45864 | SH |  | SOLE |  | 0 | 0 | 45864 |
| BIOGEN INC | COM | 09062X103 |  | 8 | 29 | SH |  | SOLE |  | 0 | 0 | 29 |
| BLOCK INC CL A | COM | 852234103 |  | 1314 | 20911 | SH |  | SOLE |  | 0 | 0 | 20911 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 208 | 2896 | SH |  | SOLE |  | 0 | 0 | 2896 |
| CALAMOS STRATEGIC TOTAL RETU | COM | 128125101 |  | 14 | 1044 | SH |  | SOLE |  | 0 | 0 | 1044 |
| CALIX INC | COM | 13100M509 |  | 27 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| CANADIAN IMPERIAL BK COMM TO | COM | 136069101 |  | 24 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 3046 | 54854 | SH |  | SOLE |  | 0 | 0 | 54854 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 48 | 400 | SH |  | SOLE |  | 0 | 0 | 400 |
| CANADIAN PAC RY LTD | COM | 13645T100 |  | 3920 | 52553 | SH |  | SOLE |  | 0 | 0 | 52553 |
| CANOPY GROWTH CORP | COM | 138035100 |  | 0 | 20 | SH |  | SOLE |  | 0 | 0 | 20 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 5 | 67 | SH |  | SOLE |  | 0 | 0 | 67 |
| CARLYLE GROUP INC | COM | 14316J108 |  | 61 | 2041 | SH |  | SOLE |  | 0 | 0 | 2041 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 2212 | 53613 | SH |  | SOLE |  | 0 | 0 | 53613 |
| CATERPILLAR INC | COM | 149123101 |  | 3555 | 14839 | SH |  | SOLE |  | 0 | 0 | 14839 |
| CENTRAL GARDEN  PET CO | COM | 153527106 |  | 7 | 200 | SH |  | SOLE |  | 0 | 0 | 200 |
| CHEVRON CORP NEW | COM | 166764100 |  | 9 | 51 | SH |  | SOLE |  | 0 | 0 | 51 |
| CHURCH  DWIGHT CO INC | COM | 171340102 |  | 22 | 267 | SH |  | SOLE |  | 0 | 0 | 267 |
| CISCO SYS INC | COM | 17275R102 |  | 24 | 508 | SH |  | SOLE |  | 0 | 0 | 508 |
| COCA COLA CO | COM | 191216100 |  | 380 | 5969 | SH |  | SOLE |  | 0 | 0 | 5969 |
| COMCAST CORP NEW CL A | COM | 20030N101 |  | 14 | 391 | SH |  | SOLE |  | 0 | 0 | 391 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 53 | 453 | SH |  | SOLE |  | 0 | 0 | 453 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 13 | 134 | SH |  | SOLE |  | 0 | 0 | 134 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 4 | 44 | SH |  | SOLE |  | 0 | 0 | 44 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 3586 | 7856 | SH |  | SOLE |  | 0 | 0 | 7856 |
| CRONOS GROUP INC | COM | 22717L101 |  | 0 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| CVS HEALTH CORP | COM | 126650100 |  | 47 | 505 | SH |  | SOLE |  | 0 | 0 | 505 |
| DANAHER CORPORATION | COM | 235851102 |  | 4140 | 15597 | SH |  | SOLE |  | 0 | 0 | 15597 |
| DEERE  CO | COM | 244199105 |  | 5521 | 12878 | SH |  | SOLE |  | 0 | 0 | 12878 |
| DOVER CORP | COM | 260003108 |  | 3384 | 24989 | SH |  | SOLE |  | 0 | 0 | 24989 |
| ENTERGY CORP NEW | COM | 29364G103 |  | 34 | 307 | SH |  | SOLE |  | 0 | 0 | 307 |
| ESSENTIAL UTILS INC | COM | 29670G102 |  | 100 | 2098 | SH |  | SOLE |  | 0 | 0 | 2098 |
| ETSY INC | COM | 29786A106 |  | 8 | 65 | SH |  | SOLE |  | 0 | 0 | 65 |
| EXELON CORP | COM | 30161N101 |  | 6 | 134 | SH |  | SOLE |  | 0 | 0 | 134 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 63 | 568 | SH |  | SOLE |  | 0 | 0 | 568 |
| FRANKLIN ELEC INC | COM | 353514102 |  | 3 | 35 | SH |  | SOLE |  | 0 | 0 | 35 |
| GENERAL MLS INC | COM | 370334104 |  | 17 | 202 | SH |  | SOLE |  | 0 | 0 | 202 |
| GLOBANT S A | COM | L44385109 |  | 4 | 21 | SH |  | SOLE |  | 0 | 0 | 21 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 27 | 78 | SH |  | SOLE |  | 0 | 0 | 78 |
| HOME DEPOT INC | COM | 437076102 |  | 5183 | 16408 | SH |  | SOLE |  | 0 | 0 | 16408 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 46 | 209 | SH |  | SOLE |  | 0 | 0 | 209 |
| INTUITIVE SURGICAL INC | COM | 46120E602 |  | 1763 | 6643 | SH |  | SOLE |  | 0 | 0 | 6643 |
| IRON MTN INC DEL | COM | 46284V101 |  | 77 | 1539 | SH |  | SOLE |  | 0 | 0 | 1539 |
| ISHARES INC MSCI SWITZERLAND | COM | 464286749 |  | 2 | 58 | SH |  | SOLE |  | 0 | 0 | 58 |
| ISHARES TR 1 3 YR TREAS BD | COM | 464287457 |  | 380 | 4687 | SH |  | SOLE |  | 0 | 0 | 4687 |
| ISHARES TR CORE S MCP ETF | COM | 464287507 |  | 3 | 14 | SH |  | SOLE |  | 0 | 0 | 14 |
| ISHARES TR CORE S SCP ETF | COM | 464287804 |  | 3 | 26 | SH |  | SOLE |  | 0 | 0 | 26 |
| ISHARES TR CORE S ETF | COM | 464287200 |  | 15 | 38 | SH |  | SOLE |  | 0 | 0 | 38 |
| ISHARES TR RUS 1000 GRW ETF | COM | 464287614 |  | 13 | 58 | SH |  | SOLE |  | 0 | 0 | 58 |
| ISHARES TR RUS 1000 VAL ETF | COM | 464287598 |  | 6 | 41 | SH |  | SOLE |  | 0 | 0 | 41 |
| ISHARES TR RUS 2000 GRW ETF | COM | 464287648 |  | 1 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| ISHARES TR RUS 2000 VAL ETF | COM | 464287630 |  | 5 | 37 | SH |  | SOLE |  | 0 | 0 | 37 |
| ISHARES TR RUS MD CP GR ETF | COM | 464287481 |  | 2 | 18 | SH |  | SOLE |  | 0 | 0 | 18 |
| ISHARES TR RUS MDCP VAL ETF | COM | 464287473 |  | 9 | 87 | SH |  | SOLE |  | 0 | 0 | 87 |
| ISHARES TR RUSSELL 3000 ETF | COM | 464287689 |  | 62 | 280 | SH |  | SOLE |  | 0 | 0 | 280 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 646 | 3660 | SH |  | SOLE |  | 0 | 0 | 3660 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 37 | 273 | SH |  | SOLE |  | 0 | 0 | 273 |
| KKR  CO INC | COM | 48251W104 |  | 75 | 1609 | SH |  | SOLE |  | 0 | 0 | 1609 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 3 | 15 | SH |  | SOLE |  | 0 | 0 | 15 |
| LAKELAND FINL CORP | COM | 511656100 |  | 30 | 406 | SH |  | SOLE |  | 0 | 0 | 406 |
| LILLY ELI  CO | COM | 532457108 |  | 5660 | 15471 | SH |  | SOLE |  | 0 | 0 | 15471 |
| LOWES COS INC | COM | 548661107 |  | 5 | 23 | SH |  | SOLE |  | 0 | 0 | 23 |
| LUCID GROUP INC | COM | 549498103 |  | 1 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 2144 | 6693 | SH |  | SOLE |  | 0 | 0 | 6693 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 5535 | 33449 | SH |  | SOLE |  | 0 | 0 | 33449 |
| MASTERCARD INCORPORATED CL A | COM | 57636Q104 |  | 241 | 694 | SH |  | SOLE |  | 0 | 0 | 694 |
| MCDONALDS CORP | COM | 580135101 |  | 2396 | 9092 | SH |  | SOLE |  | 0 | 0 | 9092 |
| MERCK  CO INC | COM | 58933Y105 |  | 45 | 405 | SH |  | SOLE |  | 0 | 0 | 405 |
| MGE ENERGY INC | COM | 55277P104 |  | 343 | 4868 | SH |  | SOLE |  | 0 | 0 | 4868 |
| MICROSOFT CORP | COM | 594918104 |  | 4445 | 18534 | SH |  | SOLE |  | 0 | 0 | 18534 |
| MID-AMER APT CMNTYS INC | COM | 59522J103 |  | 16 | 101 | SH |  | SOLE |  | 0 | 0 | 101 |
| MODERNA INC | COM | 60770K107 |  | 1 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| MONDELEZ INTL INC CL A | COM | 609207105 |  | 267 | 4011 | SH |  | SOLE |  | 0 | 0 | 4011 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 2747 | 32862 | SH |  | SOLE |  | 0 | 0 | 32862 |
| NIKE INC CL B | COM | 654106103 |  | 9 | 78 | SH |  | SOLE |  | 0 | 0 | 78 |
| NOVA LTD | COM | M7516K103 |  | 1691 | 20704 | SH |  | SOLE |  | 0 | 0 | 20704 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2173 | 14872 | SH |  | SOLE |  | 0 | 0 | 14872 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 1808 | 25389 | SH |  | SOLE |  | 0 | 0 | 25389 |
| PENN ENTERTAINMENT INC | COM | 707569109 |  | 4 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| PEPSICO INC | COM | 713448108 |  | 2074 | 11482 | SH |  | SOLE |  | 0 | 0 | 11482 |
| PFIZER INC | COM | 717081103 |  | 53 | 1025 | SH |  | SOLE |  | 0 | 0 | 1025 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 68 | 668 | SH |  | SOLE |  | 0 | 0 | 668 |
| PHILLIPS 66 | COM | 718546104 |  | 48 | 459 | SH |  | SOLE |  | 0 | 0 | 459 |
| PIERIS PHARMACEUTICALS INC | COM | 720795103 |  | 1 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1291 | 8520 | SH |  | SOLE |  | 0 | 0 | 8520 |
| PROLOGIS INC. | COM | 74340W103 |  | 211 | 1873 | SH |  | SOLE |  | 0 | 0 | 1873 |
| PUBLIC STORAGE | COM | 74460D109 |  | 262 | 935 | SH |  | SOLE |  | 0 | 0 | 935 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 31 | 508 | SH |  | SOLE |  | 0 | 0 | 508 |
| QUALCOMM INC | COM | 747525103 |  | 17 | 153 | SH |  | SOLE |  | 0 | 0 | 153 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 2402 | 23806 | SH |  | SOLE |  | 0 | 0 | 23806 |
| RVL PHARMACEUTICALS PLC SHS | COM | G6S41R101 |  | 5 | 4100 | SH |  | SOLE |  | 0 | 0 | 4100 |
| SALESFORCE INC | COM | 79466L302 |  | 14 | 260 | SH |  | SOLE |  | 0 | 0 | 260 |
| SCHWAB STRATEGIC TR SHT TM US TRES | COM | 808524862 |  | 7 | 150 | SH |  | SOLE |  | 0 | 0 | 150 |
| SCHWAB STRATEGIC TR US AGGREGATE B | COM | 808524839 |  | 6 | 127 | SH |  | SOLE |  | 0 | 0 | 127 |
| SCHWAB STRATEGIC TR US BRD MKT ETF | COM | 808524102 |  | 25 | 568 | SH |  | SOLE |  | 0 | 0 | 568 |
| SCHWAB STRATEGIC TR US TIPS ETF | COM | 808524870 |  | 7 | 139 | SH |  | SOLE |  | 0 | 0 | 139 |
| SELECT SECTOR SPDR TR SBI CONS DISCR | COM | 81369Y407 |  | 12 | 96 | SH |  | SOLE |  | 0 | 0 | 96 |
| SELECT SECTOR SPDR TR SBI CONS STPLS | COM | 81369Y308 |  | 10 | 128 | SH |  | SOLE |  | 0 | 0 | 128 |
| SELECT SECTOR SPDR TR SBI HEALTHCARE | COM | 81369Y209 |  | 150 | 1106 | SH |  | SOLE |  | 0 | 0 | 1106 |
| SELECT SECTOR SPDR TR SBI INT-INDS | COM | 81369Y704 |  | 12 | 122 | SH |  | SOLE |  | 0 | 0 | 122 |
| SIMPSON MFG INC | COM | 829073105 |  | 22 | 252 | SH |  | SOLE |  | 0 | 0 | 252 |
| SIO GENE THERAPIES INC | COM | 829399104 |  | 869 | 5239 | SH |  | SOLE |  | 0 | 0 | 5239 |
| SMITH  WESSON BRANDS INC | COM | 831754106 |  | 3 | 391 | SH |  | SOLE |  | 0 | 0 | 391 |
| SOUTHERN CO | COM | 842587107 |  | 10 | 137 | SH |  | SOLE |  | 0 | 0 | 137 |
| SPDR S 500 ETF TR | COM | 78462F103 |  | 3531 | 9233 | SH |  | SOLE |  | 0 | 0 | 9233 |
| SPDR S MIDCAP 400 ETF TR UTSER1 S | COM | 78467Y107 |  | 2168 | 4896 | SH |  | SOLE |  | 0 | 0 | 4896 |
| SPDR SER TR MSCI USA STRTGIC | COM | 78468R812 |  | 7 | 65 | SH |  | SOLE |  | 0 | 0 | 65 |
| SPDR SER TR S 400 MDCP VAL | COM | 78464A839 |  | 10 | 147 | SH |  | SOLE |  | 0 | 0 | 147 |
| SPDR SER TR S 600 SMCP VAL | COM | 78464A300 |  | 1 | 17 | SH |  | SOLE |  | 0 | 0 | 17 |
| SPDR SER TR S DIVID ETF | COM | 78464A763 |  | 13 | 102 | SH |  | SOLE |  | 0 | 0 | 102 |
| STARBUCKS CORP | COM | 855244109 |  | 3861 | 38924 | SH |  | SOLE |  | 0 | 0 | 38924 |
| STRYKER CORPORATION | COM | 863667101 |  | 127 | 521 | SH |  | SOLE |  | 0 | 0 | 521 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | COM | 874039100 |  | 3693 | 49582 | SH |  | SOLE |  | 0 | 0 | 49582 |
| TESLA INC | COM | 88160R101 |  | 87 | 705 | SH |  | SOLE |  | 0 | 0 | 705 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 130 | 237 | SH |  | SOLE |  | 0 | 0 | 237 |
| UNION PAC CORP | COM | 907818108 |  | 3651 | 17633 | SH |  | SOLE |  | 0 | 0 | 17633 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 28 | 100 | SH |  | SOLE |  | 0 | 0 | 100 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 5436 | 10254 | SH |  | SOLE |  | 0 | 0 | 10254 |
| UNITY SOFTWARE INC | COM | 91332U101 |  | 3 | 109 | SH |  | SOLE |  | 0 | 0 | 109 |
| US BANCORP DEL | COM | 902973304 |  | 22 | 510 | SH |  | SOLE |  | 0 | 0 | 510 |
| VANGUARD INDEX FDS GROWTH ETF | COM | 922908736 |  | 2628 | 12331 | SH |  | SOLE |  | 0 | 0 | 12331 |
| VANGUARD INDEX FDS MCAP VL IDXVIP | COM | 922908512 |  | 6 | 46 | SH |  | SOLE |  | 0 | 0 | 46 |
| VANGUARD INDEX FDS MID CAP ETF | COM | 922908629 |  | 341 | 1675 | SH |  | SOLE |  | 0 | 0 | 1675 |
| VANGUARD INDEX FDS REAL ESTATE ETF | COM | 922908553 |  | 151 | 1829 | SH |  | SOLE |  | 0 | 0 | 1829 |
| VANGUARD INDEX FDS S 500 ETF SHS | COM | 922908363 |  | 793 | 2256 | SH |  | SOLE |  | 0 | 0 | 2256 |
| VANGUARD INDEX FDS SM CP VAL ETF | COM | 922908611 |  | 22 | 138 | SH |  | SOLE |  | 0 | 0 | 138 |
| VANGUARD INDEX FDS SMALL CP ETF | COM | 922908751 |  | 396 | 2159 | SH |  | SOLE |  | 0 | 0 | 2159 |
| VANGUARD INDEX FDS SML CP GRW ETF | COM | 922908595 |  | 3490 | 17404 | SH |  | SOLE |  | 0 | 0 | 17404 |
| VANGUARD INDEX FDS TOTAL STK MKT | COM | 922908769 |  | 78 | 515 | SH |  | SOLE |  | 0 | 0 | 515 |
| VANGUARD INDEX FDS VALUE ETF | COM | 922908744 |  | 66 | 468 | SH |  | SOLE |  | 0 | 0 | 468 |
| VANGUARD SPECIALIZED FUNDS DIV APP ETF | COM | 921908844 |  | 3301 | 21736 | SH |  | SOLE |  | 0 | 0 | 21736 |
| VANGUARD WHITEHALL FDS HIGH DIV YLD | COM | 921946406 |  | 535 | 4943 | SH |  | SOLE |  | 0 | 0 | 4943 |
| VANGUARD WHITEHALL FDS INTL DVD ETF | COM | 921946810 |  | 422 | 6065 | SH |  | SOLE |  | 0 | 0 | 6065 |
| VANGUARD WORLD FDS COMM SRVC ETF | COM | 92204A884 |  | 8 | 101 | SH |  | SOLE |  | 0 | 0 | 101 |
| VANGUARD WORLD FDS CONSUM STP ETF | COM | 92204A207 |  | 1125 | 5874 | SH |  | SOLE |  | 0 | 0 | 5874 |
| VANGUARD WORLD FDS FINANCIALS ETF | COM | 92204A405 |  | 13 | 153 | SH |  | SOLE |  | 0 | 0 | 153 |
| VANGUARD WORLD FDS HEALTH CAR ETF | COM | 92204A504 |  | 1795 | 7238 | SH |  | SOLE |  | 0 | 0 | 7238 |
| VANGUARD WORLD FDS INF TECH ETF | COM | 92204A702 |  | 1309 | 4098 | SH |  | SOLE |  | 0 | 0 | 4098 |
| VANGUARD WORLD FDS UTILITIES ETF | COM | 92204A876 |  | 11 | 74 | SH |  | SOLE |  | 0 | 0 | 74 |
| VERISK ANALYTICS INC | COM | 92345Y106 |  | 5 | 30 | SH |  | SOLE |  | 0 | 0 | 30 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 120 | 3035 | SH |  | SOLE |  | 0 | 0 | 3035 |
| VISA INC CL A | COM | 92826C839 |  | 3995 | 19229 | SH |  | SOLE |  | 0 | 0 | 19229 |
| WARNER BROS DISCOVERY INC | COM | 934423104 |  | 0 | 3 | SH |  | SOLE |  | 0 | 0 | 3 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 17 | 405 | SH |  | SOLE |  | 0 | 0 | 405 |
| XCEL ENERGY INC | COM | 98389B100 |  | 65 | 930 | SH |  | SOLE |  | 0 | 0 | 930 |
| XWELL INC | COM | 98420U703 |  | 0 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 |  | 24 | 191 | SH |  | SOLE |  | 0 | 0 | 191 |
| ZIMVIE INC | COM | 98888T107 |  | 0 | 19 | SH |  | SOLE |  | 0 | 0 | 19 |

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