# EDGAR Filing Document

**Accession Number:** 0000796229
**File Stem:** 0001752724-23-050031
**Filing Date:** 2023-3
**Character Count:** 47947
**Document Hash:** 38637bee4a4602911939c6f519f1baaf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-050031.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-050031

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TETON WESTWOOD FUNDS
- **CENTRAL INDEX KEY:** 0000796229
- **IRS NUMBER:** 133625130
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04719
- **FILM NUMBER:** 23692306

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 8004223554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GAMCO WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20091130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20060621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 19980304

## Series and Classes Contracts Data

### TETON WESTWOOD SMALL CAP EQUITY FUND (Series ID: S000001085)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002931 | CLASS A      | WWSAX           |
| C000002933 | CLASS C      | WWSCX           |
| C000002934 | CLASS AAA    | WESCX           |
| C000061068 | Class I      | WWSIX           |

## Nport-Ex

#### TETON

#### Westwood

#### SmallCap

#### Equity

#### Fund

#### Schedule

#### of

#### Investments—December

#### 31,

#### 2022
(Unaudited)

#### Shares

#### Market

#### Value

#### COMMON

#### STOCKS

#### —

#### 92

#### .8

#### %

#### Aerospace

#### —

#### 0

#### .4

#### %
4,760

Hexcel

Corp.

......................................................

$

280,126

#### Automotive

#### —

#### 2

#### .2

#### %
20,650

Rush

Enterprises

Inc.

,

Cl. A

..............................

1,079,582

6,100

Winnebago

Industries

Inc.

................................

321,470

1,401,052

#### Aviation:

#### Parts

#### and

#### Services

#### —

#### 2

#### .5

#### %
35,800

AAR

Corp.

†

........................................................

1,607,420

#### Banking

#### —

#### 15

#### .8

#### %
14,133

Atlantic

Union

Bankshares

Corp.

.....................

496,634

25,700

Banc

of

California

Inc.

.......................................

409,401

14,300

Columbia

Banking

System

Inc.

.........................

430,859

89,900

First

Foundation

Inc.

.........................................

1,288,267

19,600

Five

Star

Bancorp

...............................................

533,904

6,800

Glacier

Bancorp

Inc.

..........................................

336,056

37,050

OceanFirst

Financial

Corp.

...............................

787,312

38,200

Old

National

Bancorp

.......................................

686,836

9,433

SouthState

Corp.

................................................

720,304

10,300

Third

Coast

Bancshares

Inc.

†

............................

189,829

4,440

TrustCo

Bank

Corp.

NY

....................................

166,900

22,150

Umpqua

Holdings

Corp.

..................................

395,377

26,300

USCB

Financial

Holdings

Inc.

†

........................

320,860

83,020

Valley

National

Bancorp

...................................

938,956

50,700

Veritex

Holdings

Inc.

.........................................

1,423,656

18,300

Washington

Federal

Inc.

....................................

613,965

9,970

Washington

Trust

Bancorp

Inc.

........................

470,385

10,209,501

#### Broadcasting

#### —

#### 1

#### .1

#### %
8,600

Chicken

Soup

For

The

Soul

Entertainment

Inc.

†

.................................................................

44,032

45,900

IMAX

Corp.

†

......................................................

672,894

716,926

#### Building

#### and

#### Construction

#### —

#### 4

#### .1

#### %
45,900

Babcock

&

Wilcox

Enterprises

Inc.

†

.................

264,843

7,200

EMCOR

Group

Inc.

...........................................

1,066,392

9,600

MYR

Group

Inc.

†

...............................................

883,872

7,870

Skyline

Champion

Corp.

†

.................................

405,384

2,620,491

#### Business

#### Services

#### —

#### 5

#### .4

#### %
27,000

ABM

Industries

Inc.

...........................................

1,199,340

10,400

Deluxe

Corp.

......................................................

176,592

4,200

FTI

Consulting

Inc.

†

..........................................

666,960

18,600

Heidrick

&

Struggles

International

Inc.

...........

520,242

9,500

McGrath

RentCorp

............................................

938,030

3,501,164

#### Communications

#### —

#### 0

#### .8

#### %
11,900

ATN

International

Inc.

......................................

539,189

#### Communications

#### Equipment

#### —

#### 3

#### .1

#### %
23,400

Extreme

Networks

Inc.

†

....................................

428,454

132,000

Infinera

Corp.

†

...................................................

889,680

12,700

Lumentum

Holdings

Inc.

†

................................

662,559

1,980,693

#### Computer

#### Software

#### and

#### Services

#### —

#### 6

#### .2

#### %
54,300

NetScout

Systems

Inc.

†

.....................................

1,765,293

65,200

Paya

Holdings

Inc.

†

...........................................

513,124

19,500

Progress

Software

Corp.

....................................

983,775

#### Shares

#### Market

#### Value
9,070

Teradata

Corp.

†

.................................................

$

305,296

49,500

Unisys

Corp.

†

....................................................

252,945

55,000

Vimeo

Inc.

†

........................................................

188,650

4,009,083

#### Consumer

#### Products

#### —

#### 2

#### .5

#### %
96,700

KAR

Auction

Services

Inc.

†

..............................

1,261,935

3,800

Oxford

Industries

Inc.

.......................................

354,084

1,616,019

#### Diversified

#### Industrial

#### —

#### 4

#### .1

#### %
3,060

Albany

International

Corp.

,

Cl. A

....................

301,686

10,070

Apogee

Enterprises

Inc.

....................................

447,712

39,900

Enerpac

Tool

Group

Corp.

................................

1,015,455

12,500

Kennametal

Inc.

.................................................

300,750

10,800

Luxfer

Holdings

plc

...........................................

148,176

12,900

Textainer

Group

Holdings

Ltd.

........................

400,029

2,613,808

#### Electronics

#### —

#### 5

#### .2

#### %
19,000

Advanced

Energy

Industries

Inc.

.....................

1,629,820

8,400

Comtech

Telecommunications

Corp.

...............

101,976

18,400

FARO

Technologies

Inc.

†

..................................

541,144

73,100

TTM

Technologies

Inc.

†

....................................

1,102,348

3,375,288

#### Energy

#### and

#### Utilities

#### —

#### 6

#### .8

#### %
37,300

ChampionX

Corp.

..............................................

1,081,327

5,700

Diamondback

Energy

Inc.

.................................

779,646

8,600

Dril-Quip

Inc.

†

...................................................

233,662

36,800

Magnolia

Oil

&

Gas

Corp.

,

Cl. A

......................

862,960

31,900

Oceaneering

International

Inc.

†

.......................

557,931

51,700

Patterson-UTI

Energy

Inc.

.................................

870,628

4,386,154

#### Environmental

#### Control

#### —

#### 1

#### .1

#### %
18,200

Evoqua

Water

Technologies

Corp.

†

.................

720,720

#### Equipment

#### and

#### Supplies

#### —

#### 1

#### .7

#### %
35,600

Flowserve

Corp.

.................................................

1,092,208

#### Financial

#### Services

#### —

#### 4

#### .2

#### %
9,300

Brown

&

Brown

Inc.

..........................................

529,821

7,980

Horace

Mann

Educators

Corp.

.........................

298,213

6,230

Mercury

General

Corp.

.....................................

213,066

6,400

ProAssurance

Corp.

..........................................

111,808

6,100

Stewart

Information

Services

Corp.

.................

260,653

9,750

Stifel

Financial

Corp.

.........................................

569,107

16,000

Univest

Financial

Corp.

.....................................

418,080

6,713

Webster

Financial

Corp.

....................................

317,793

2,718,541

#### Health

#### Care

#### —

#### 6

#### .5

#### %
4,100

AMN

Healthcare

Services

Inc.

†

........................

421,562

5,860

Haemonetics

Corp.

†

..........................................

460,889

5,480

ICU

Medical

Inc.

†

..............................................

862,990

7,850

Omnicell

Inc.

†

....................................................

395,797

54,800

Patterson

Cos.

Inc.

.............................................

1,536,044

14,400

Supernus

Pharmaceuticals

Inc.

†

.......................

513,648

4,190,930

#### Machinery

#### —

#### 1

#### .3

#### %
76,000

Mueller

Water

Products

Inc.

,

Cl. A

...................

817,760

#### Materials

#### —

#### 0

#### .6

#### %
11,590

Avient

Corp.

.......................................................

391,278

#### TETON

#### Westwood

#### SmallCap

#### Equity

#### Fund

#### Schedule

#### of

#### Investments

#### (Continued)—December

#### 31,

#### 2022
(Unaudited)

#### __________

#### Shares

#### Market

#### Value

#### COMMON

#### STOCKS
(Continued)

#### Real

#### Estate

#### —

#### 1

#### .4

#### %
13,300

Alpine

Income

Property

Trust

Inc.

,

REIT

........

$

253,764

33,200

CareTrust

REIT

Inc.

...........................................

616,856

870,620

#### Retail

#### —

#### 5

#### .0

#### %
59,250

American

Eagle

Outfitters

Inc.

.........................

827,130

71,100

Ethan

Allen

Interiors

Inc.

..................................

1,878,462

7,300

The

Hain

Celestial

Group

Inc.

†

........................

118,114

16,200

Urban

Outfitters

Inc.

†

........................................

386,370

3,210,076

#### Semiconductors

#### —

#### 8

#### .2

#### %
26,300

Cohu

Inc.

†

..........................................................

842,915

14,695

Entegris

Inc.

.......................................................

963,845

23,000

FormFactor

Inc.

†

................................................

511,290

10,100

Marvell

Technology

Inc.

....................................

374,104

6,700

MKS

Instruments

Inc.

........................................

567,691

41,600

nLight

Inc.

†

........................................................

421,824

24,100

Onto

Innovation

Inc.

†

........................................

1,640,969

5,322,638

#### Specialty

#### Chemicals

#### —

#### 1

#### .1

#### %
9,200

Darling

Ingredients

Inc.

†

..................................

575,828

2,700

Minerals

Technologies

Inc.

................................

163,944

739,772

#### Transportation

#### —

#### 1

#### .5

#### %
29,405

The

Greenbrier

Companies

Inc.

........................

985,950

#### TOTAL

#### COMMON

#### STOCKS
.........................

59,917,407

#### Principal

#### Amount

#### U.S.

#### GOVERNMENT

#### OBLIGATIONS

#### —

#### 7

#### .2

#### %
$

4,650,000

U.S.

Treasury

Bills,

4.151 %

to

4.377 %

††

,

02/16/23

to

03/30/23

........................................

4,615,635

#### TOTAL

#### INVESTMENTS

#### —

#### 100.0%
(Cost

$

50,673,439)

...........................................

$

64,533,042

†

Non-income

producing

security.

††

Represents

annualized

yields

at

dates

of

purchase.

REIT

Real

Estate

Investment

Trust

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Teton Westwood Funds

- **b. Investment Company Act file number:** 811-04719

- **c. CIK number of Registrant:** 0000796229

- **d. LEI of Registrant:** 549300F5AG1CXKI4KV24

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** TETON Westwood Small Cap Equity Fund

- **b. EDGAR series identifier (if any):** S000001085

- **c. LEI of Series:** 549300NBL8ODUSRSBI98

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64826269.06

**Total Liabilities:** $134199.87

**Net Assets:** $64692069.19

**Cash Not Reported:** $39594.55

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002933 | 12.72%               | 3.36%                | -6.13%               |
| Class ID C000002931 | 12.85%               | 3.38%                | -6.05%               |
| Class ID C000061068 | 12.83%               | 3.40%                | -6.02%               |
| Class ID C000002934 | 12.83%               | 3.41%                | -6.04%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-272.17                 | $6374607.47                                |
| Month 2  | $851263.08               | $1143243.75                                |
| Month 3  | $24254.61                | $-4066657.42                               |

### Schedule of Portfolio Investments

| Name                           | Title                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Skyline Champion Corp          | Skyline Champion Corp                       | CUSIP: 830830105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7870 | NS      | $405383.70    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| TrustCo Bank Corp NY           | TrustCo Bank Corp NY                        | CUSIP: 898349204<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4440 | NS      | $166899.60    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| McGrath RentCorp               | McGrath RentCorp                            | CUSIP: 580589109<br>LEI: 254900EUH6IPWFQ83445 | Long             | EC               | CORP              | US        |      9500 | NS      | $938030.00    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SouthState Corp                | SouthState Corp                             | CUSIP: 840441109<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |      9433 | NS      | $720303.88    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| KAR Auction Services Inc       | KAR Auction Services Inc                    | CUSIP: 48238T109<br>LEI: 5493004HKD20LBSG7D03 | Long             | EC               | CORP              | US        |     96700 | NS      | $1261935.00   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| TTM Technologies Inc           | TTM Technologies Inc                        | CUSIP: 87305R109<br>LEI: 549300SC4BDOIS008048 | Long             | EC               | CORP              | US        |     73100 | NS      | $1102348.00   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Third Coast Bancshares Inc     | Third Coast Bancshares Inc                  | CUSIP: 88422P109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10300 | NS      | $189829.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Glacier Bancorp Inc            | Glacier Bancorp Inc                         | CUSIP: 37637Q105<br>LEI: 549300SMJAUKZB5D7V74 | Long             | EC               | CORP              | US        |      6800 | NS      | $336056.00    | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| EMCOR Group Inc                | EMCOR Group Inc                             | CUSIP: 29084Q100<br>LEI: 529900X0SQJB2J7YDU43 | Long             | EC               | CORP              | US        |      7200 | NS      | $1066392.00   | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| AMN Healthcare Services Inc    | AMN Healthcare Services Inc                 | CUSIP: 001744101<br>LEI: 529900W3ARRTCNFH2I39 | Long             | EC               | CORP              | US        |      4100 | NS      | $421562.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796YM5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    130000 | PA      | $128669.85    | 0.20%             | 2023-03-30      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Apogee Enterprises Inc         | Apogee Enterprises Inc                      | CUSIP: 037598109<br>LEI: 549300579S7QW8V4IJ60 | Long             | EC               | CORP              | US        |     10070 | NS      | $447712.20    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corp                    | Hexcel Corp                                 | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |      4760 | NS      | $280126.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN        | Old National Bancorp/IN                     | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |     38200 | NS      | $686836.00    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Valley National Bancorp        | Valley National Bancorp                     | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |     83020 | NS      | $938956.20    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu Inc                       | Cohu Inc                                    | CUSIP: 192576106<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | EC               | CORP              | US        |     26300 | NS      | $842915.00    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Instruments Inc            | MKS Instruments Inc                         | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |      6700 | NS      | $567691.00    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Stewart Information Services C | Stewart Information Services Corp           | CUSIP: 860372101<br>LEI: 529900TV1XI0PLKENU10 | Long             | EC               | CORP              | US        |      6100 | NS      | $260653.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Banc of California Inc         | Banc of California Inc                      | CUSIP: 05990K106<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EC               | CORP              | US        |     25700 | NS      | $409401.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Ethan Allen Interiors Inc      | Ethan Allen Interiors Inc                   | CUSIP: 297602104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     71100 | NS      | $1878462.00   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantic Union Bankshares Corp | Atlantic Union Bankshares Corp              | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14133 | NS      | $496633.62    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Chicken Soup For The Soul Ente | Chicken Soup For The Soul Entertainment Inc | CUSIP: 16842Q100<br>LEI: 549300THRJ0EJ1DIID72 | Long             | EC               | CORP              | US        |      8600 | NS      | $44032.00     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks Inc           | Extreme Networks Inc                        | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     23400 | NS      | $428454.00    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Patterson-UTI Energy Inc       | Patterson-UTI Energy Inc                    | CUSIP: 703481101<br>LEI: 254900XGFBKIXD6G0697 | Long             | EC               | CORP              | US        |     51700 | NS      | $870628.00    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796YL7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    435000 | PA      | $431396.90    | 0.67%             | 2023-03-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Hain Celestial Group Inc/The   | Hain Celestial Group Inc/The                | CUSIP: 405217100<br>LEI: 5493000S8QXWHLIXDP75 | Long             | EC               | CORP              | US        |      7300 | NS      | $118114.00    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796YA1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    315000 | PA      | $313435.45    | 0.48%             | 2023-02-16      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MYR Group Inc                  | MYR Group Inc                               | CUSIP: 55405W104<br>LEI: 529900G1IMMZHOQ17I54 | Long             | EC               | CORP              | US        |      9600 | NS      | $883872.00    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc    | Columbia Banking System Inc                 | CUSIP: 197236102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14300 | NS      | $430859.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients Inc        | Darling Ingredients Inc                     | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |      9200 | NS      | $575828.00    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| FARO Technologies Inc          | FARO Technologies Inc                       | CUSIP: 311642102<br>LEI: 529900MFEFNOFP3YR823 | Long             | EC               | CORP              | US        |     18400 | NS      | $541144.00    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Alpine Income Property Trust I | Alpine Income Property Trust Inc            | CUSIP: 02083X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13300 | NS      | $253764.00    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Minerals Technologies Inc      | Minerals Technologies Inc                   | CUSIP: 603158106<br>LEI: 549300D3I1QU67GP6403 | Long             | EC               | CORP              | US        |      2700 | NS      | $163944.00    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Oceaneering International Inc  | Oceaneering International Inc               | CUSIP: 675232102<br>LEI: 549300L6PH74701W0R30 | Long             | EC               | CORP              | US        |     31900 | NS      | $557931.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Dril-Quip Inc                  | Dril-Quip Inc                               | CUSIP: 262037104<br>LEI: 5299007REICYIJNMW197 | Long             | EC               | CORP              | US        |      8600 | NS      | $233662.00    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| USCB Financial Holdings Inc    | USCB Financial Holdings Inc                 | CUSIP: 90355N101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     26300 | NS      | $320860.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc         | Marvell Technology Inc                      | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10100 | NS      | $374104.00    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Water Products Inc     | Mueller Water Products Inc                  | CUSIP: 624758108<br>LEI: 549300F7ZU4P1F8V8L60 | Long             | EC               | CORP              | US        |     76000 | NS      | $817760.00    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ProAssurance Corp              | ProAssurance Corp                           | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Long             | EC               | CORP              | US        |      6400 | NS      | $111808.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Star Bancorp              | Five Star Bancorp                           | CUSIP: 33830T103<br>LEI: 5493008ZRBIHKWC0JA73 | Long             | EC               | CORP              | US        |     19600 | NS      | $533904.00    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp          | Stifel Financial Corp                       | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |      9750 | NS      | $569107.50    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Vimeo Inc                      | Vimeo Inc                                   | CUSIP: 92719V100<br>LEI: 25490061AWYWC90UIJ68 | Long             | EC               | CORP              | US        |     55000 | NS      | $188650.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Paya Holdings Inc              | Paya Holdings Inc                           | CUSIP: 70434P103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65200 | NS      | $513124.00    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Heidrick & Struggles Internati | Heidrick & Struggles International Inc      | CUSIP: 422819102<br>LEI: 5493006284N2J367VB57 | Long             | EC               | CORP              | US        |     18600 | NS      | $520242.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Babcock & Wilcox Enterprises I | Babcock & Wilcox Enterprises Inc            | CUSIP: 05614L209<br>LEI: 5493006H661OZN2C0T54 | Long             | EC               | CORP              | US        |     45900 | NS      | $264843.00    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Veritex Holdings Inc           | Veritex Holdings Inc                        | CUSIP: 923451108<br>LEI: 549300F3SMOML02SC814 | Long             | EC               | CORP              | US        |     50700 | NS      | $1423656.00   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercury General Corp           | Mercury General Corp                        | CUSIP: 589400100<br>LEI: 5493001Q9EXPCEL4W527 | Long             | EC               | CORP              | US        |      6230 | NS      | $213066.00    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| ICU Medical Inc                | ICU Medical Inc                             | CUSIP: 44930G107<br>LEI: 5493003NRW7LS2QZRH60 | Long             | EC               | CORP              | US        |      5480 | NS      | $862990.40    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Patterson Cos Inc              | Patterson Cos Inc                           | CUSIP: 703395103<br>LEI: YM48Q2087CUE26GWEK09 | Long             | EC               | CORP              | US        |     54800 | NS      | $1536044.00   | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumentum Holdings Inc          | Lumentum Holdings Inc                       | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |     12700 | NS      | $662559.00    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Supernus Pharmaceuticals Inc   | Supernus Pharmaceuticals Inc                | CUSIP: 868459108<br>LEI: 549300GRM36VBKISYJ58 | Long             | EC               | CORP              | US        |     14400 | NS      | $513648.00    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Evoqua Water Technologies Corp | Evoqua Water Technologies Corp              | CUSIP: 30057T105<br>LEI: 529900YQAOMEZRGRRP43 | Long             | EC               | CORP              | US        |     18200 | NS      | $720720.00    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown & Brown Inc              | Brown & Brown Inc                           | CUSIP: 115236101<br>LEI: 549300PC8KTJ71XKFY89 | Long             | EC               | CORP              | US        |      9300 | NS      | $529821.00    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisys Corp                    | Unisys Corp                                 | CUSIP: 909214306<br>LEI: 549300T21W22FIJJOW08 | Long             | EC               | CORP              | US        |     49500 | NS      | $252945.00    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| OceanFirst Financial Corp      | OceanFirst Financial Corp                   | CUSIP: 675234108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37050 | NS      | $787312.50    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796YB9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1470000 | PA      | $1459972.78   | 2.26%             | 2023-03-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Progress Software Corp         | Progress Software Corp                      | CUSIP: 743312100<br>LEI: 549300R65B3JG6972S24 | Long             | EC               | CORP              | US        |     19500 | NS      | $983775.00    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                   | Entegris Inc                                | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |     14695 | NS      | $963845.05    | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796U31<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    705000 | PA      | $698445.97    | 1.08%             | 2023-03-23      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Washington Federal Inc         | Washington Federal Inc                      | CUSIP: 938824109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18300 | NS      | $613965.00    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Horace Mann Educators Corp     | Horace Mann Educators Corp                  | CUSIP: 440327104<br>LEI: 254900G5YAV3A2YK8T32 | Long             | EC               | CORP              | US        |      7980 | NS      | $298212.60    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Textainer Group Holdings Ltd   | Textainer Group Holdings Ltd                | CUSIP: 000000000<br>LEI: 529900OHEYRATAFMIT89 | Long             | EC               | CORP              | US        |     12900 | NS      | $400029.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting Inc             | FTI Consulting Inc                          | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |      4200 | NS      | $666960.00    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowserve Corp                 | Flowserve Corp                              | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |     35600 | NS      | $1092208.00   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc         | Diamondback Energy Inc                      | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      5700 | NS      | $779646.00    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ABM Industries Inc             | ABM Industries Inc                          | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |     27000 | NS      | $1199340.00   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Winnebago Industries Inc       | Winnebago Industries Inc                    | CUSIP: 974637100<br>LEI: 549300B7OYKYJLTE3G11 | Long             | EC               | CORP              | US        |      6100 | NS      | $321470.00    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796YK9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1035000 | PA      | $1027079.77   | 1.59%             | 2023-03-09      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Urban Outfitters Inc           | Urban Outfitters Inc                        | CUSIP: 917047102<br>LEI: 549300N3DUFR5U6NRN38 | Long             | EC               | CORP              | US        |     16200 | NS      | $386370.00    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| FormFactor Inc                 | FormFactor Inc                              | CUSIP: 346375108<br>LEI: 549300YCEEO6SZD1ZR61 | Long             | EC               | CORP              | US        |     23000 | NS      | $511290.00    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Omnicell Inc                   | Omnicell Inc                                | CUSIP: 68213N109<br>LEI: 5493008RH0GTKHHPZI77 | Long             | EC               | CORP              | US        |      7850 | NS      | $395797.00    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| nLight Inc                     | nLight Inc                                  | CUSIP: 65487K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     41600 | NS      | $421824.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| American Eagle Outfitters Inc  | American Eagle Outfitters Inc               | CUSIP: 02553E106<br>LEI: 5299001Z9HXK01DHW793 | Long             | EC               | CORP              | US        |     59250 | NS      | $827130.00    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AAR Corp                       | AAR Corp                                    | CUSIP: 000361105<br>LEI: MP76T5YQX3YK5VVAQ802 | Long             | EC               | CORP              | US        |     35800 | NS      | $1607420.00   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| IMAX Corp                      | IMAX Corp                                   | CUSIP: 45245E109<br>LEI: 5493002KS2T1Q0X7VZ21 | Long             | EC               | CORP              | CA        |     45900 | NS      | $672894.00    | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc             | CareTrust REIT Inc                          | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |     33200 | NS      | $616856.00    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Infinera Corp                  | Infinera Corp                               | CUSIP: 45667G103<br>LEI: 549300ZOF66WPV3H0H17 | Long             | EC               | CORP              | US        |    132000 | NS      | $889680.00    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Energy Industries Inc | Advanced Energy Industries Inc              | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |     19000 | NS      | $1629820.00   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Onto Innovation Inc            | Onto Innovation Inc                         | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |     24100 | NS      | $1640969.00   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| NetScout Systems Inc           | NetScout Systems Inc                        | CUSIP: 64115T104<br>LEI: 5493005HZXZ3SPNVCV76 | Long             | EC               | CORP              | US        |     54300 | NS      | $1765293.00   | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Greenbrier Cos Inc/The         | Greenbrier Cos Inc/The                      | CUSIP: 393657101<br>LEI: 5493001GAGGFR30BP390 | Long             | EC               | CORP              | US        |     29405 | NS      | $985949.65    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Oxford Industries Inc          | Oxford Industries Inc                       | CUSIP: 691497309<br>LEI: IDZ20O0XD3GS4UOI2L88 | Long             | EC               | CORP              | US        |      3800 | NS      | $354084.00    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradata Corp                  | Teradata Corp                               | CUSIP: 88076W103<br>LEI: 549300JU9SOUHV4U4R71 | Long             | EC               | CORP              | US        |      9070 | NS      | $305296.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Enerpac Tool Group Corp        | Enerpac Tool Group Corp                     | CUSIP: 292765104<br>LEI: IZW37BPZKUJE1QXGB081 | Long             | EC               | CORP              | US        |     39900 | NS      | $1015455.00   | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp         | Webster Financial Corp                      | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |      6713 | NS      | $317793.42    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Univest Financial Corp         | Univest Financial Corp                      | CUSIP: 915271100<br>LEI: 4WII2HCR8UEWNU03U507 | Long             | EC               | CORP              | US        |     16000 | NS      | $418080.00    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp        | Magnolia Oil & Gas Corp                     | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36800 | NS      | $862960.00    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Deluxe Corp                    | Deluxe Corp                                 | CUSIP: 248019101<br>LEI: KWGNKB8TX9LE5TV29231 | Long             | EC               | CORP              | US        |     10400 | NS      | $176592.00    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Haemonetics Corp               | Haemonetics Corp                            | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |      5860 | NS      | $460889.00    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Albany International Corp      | Albany International Corp                   | CUSIP: 012348108<br>LEI: L73WCPNCZIRSQGZTW097 | Long             | EC               | CORP              | US        |      3060 | NS      | $301685.40    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Kennametal Inc                 | Kennametal Inc                              | CUSIP: 489170100<br>LEI: 549300GZDSG25XUV0Y08 | Long             | EC               | CORP              | US        |     12500 | NS      | $300750.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Comtech Telecommunications Cor | Comtech Telecommunications Corp             | CUSIP: 205826209<br>LEI: 529900FTEZ8MGM0Y8F73 | Long             | EC               | CORP              | US        |      8400 | NS      | $101976.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Washington Trust Bancorp Inc   | Washington Trust Bancorp Inc                | CUSIP: 940610108<br>LEI: J66MZFCNJPP3PERHZW54 | Long             | EC               | CORP              | US        |      9970 | NS      | $470384.60    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Luxfer Holdings PLC            | Luxfer Holdings PLC                         | CUSIP: 000000000<br>LEI: 21380045UF5SJYZOXE41 | Long             | EC               | CORP              | GB        |     10800 | NS      | $148176.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| First Foundation Inc           | First Foundation Inc                        | CUSIP: 32026V104<br>LEI: 254900TQZQ6LBCK77E82 | Long             | EC               | CORP              | US        |     89900 | NS      | $1288267.00   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Avient Corp                    | Avient Corp                                 | CUSIP: 05368V106<br>LEI: SM8L9RZYIB34LNTWO040 | Long             | EC               | CORP              | US        |     11590 | NS      | $391278.40    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Enterprises Inc           | Rush Enterprises Inc                        | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |     20650 | NS      | $1079582.00   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp                 | ChampionX Corp                              | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |     37300 | NS      | $1081327.00   | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| ATN International Inc          | ATN International Inc                       | CUSIP: 00215F107<br>LEI: 54930013NP7VEU877V56 | Long             | EC               | CORP              | US        |     11900 | NS      | $539189.00    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                  | United States Treasury Bill                 | CUSIP: 912796T33<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    560000 | PA      | $556633.79    | 0.86%             | 2023-02-23      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Umpqua Holdings Corp           | Umpqua Holdings Corp                        | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               | CORP              | US        |     22150 | NS      | $395377.50    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-27

**Name of Applicant:** Teton Westwood Funds

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer