# EDGAR Filing Document

**Accession Number:** 0001448683
**File Stem:** 0001448683-26-000001
**Filing Date:** 2026-3
**Character Count:** 2351
**Document Hash:** f656109680a7d4703bccf4acb96d1fe9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001448683-26-000001.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001448683-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MOODY SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001448683

**ORGANIZATION NAME:**
- **EIN:** 261120949
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68069
- **FILM NUMBER:** 26822839

**BUSINESS ADDRESS:**
- **STREET 1:** 9655 KATY FREEWAY
- **STREET 2:** SUITE 600
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77024
- **BUSINESS PHONE:** 713-977-7500

**MAIL ADDRESS:**
- **STREET 1:** 9655 KATY FREEWAY
- **STREET 2:** SUITE 600
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77024

### Attached PDF Documents

**Attachment 1:** `moodyaudit2.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001448683

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** MOODY SECURITIES, LLC

**Business Address:** 9655 KATY FREEWAY, SUITE 600, HOUSTON, TX, 77024

**Contact Person:** Robert Engel

**Contact Phone:** 713-977-7500

### Independent Public Accountant Identification

**Accountant Name:** Goldman & Company, CPA's, P.C.

**Accountant Address:** 3535 Rosewell Road, Suite 32, Marietta, GA, 30062

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Robert Engel**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **MOODY SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Robert Engel

**Title:** CFO