# EDGAR Filing Document

**Accession Number:** 0001640816
**File Stem:** 0001046025-23-000054
**Filing Date:** 2023-3
**Character Count:** 6873
**Document Hash:** fd4e6e6c1ae9ef3aca40e8b0851f048c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001046025-23-000054.hdr.sgml**: 20230316

**ACCESSION NUMBER**: 0001046025-23-000054

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230315

**FILED AS OF DATE**: 20230316

**DATE AS OF CHANGE**: 20230316

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Hirman Cindy M
- **CENTRAL INDEX KEY:** 0001640816

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-29480
- **FILM NUMBER:** 23739964

**MAIL ADDRESS:**
- **STREET 1:** 201 5TH AVE SW
- **CITY:** OLYMPIA
- **STATE:** WA
- **ZIP:** 98507

**FORMER NAME:**
- **FORMER CONFORMED NAME:** Huntley Cindy M
- **DATE OF NAME CHANGE:** 20150428
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HERITAGE FINANCIAL CORP /WA/
- **CENTRAL INDEX KEY:** 0001046025
- **STANDARD INDUSTRIAL CLASSIFICATION:** SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
- **IRS NUMBER:** 911857900
- **STATE OF INCORPORATION:** WA
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 201 FIFTH AVENUE S.W.
- **STREET 2:** P O BOX 1578
- **CITY:** OLYMPIA
- **STATE:** WA
- **ZIP:** 98501
- **BUSINESS PHONE:** 3609431500

**MAIL ADDRESS:**
- **STREET 1:** 205 5TH AVE SW
- **STREET 2:** P O BOX 1578
- **CITY:** OLYMPIA
- **STATE:** WA
- **ZIP:** 98501

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Hirman Cindy M<br><sub>(Last) (First) (Middle)</sub><br>PO BOX 1578<br><sub>(Street)</sub><br>OLYMPIA, WA 98507<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-15 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_EVP Chief Banking Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HERITAGE FINANCIAL CORP /WA/ [ HFWA ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-03-15 |  | M |  | 501 | A | $22.83 | 20590 | D |  |
| Common Stock | 2023-03-15 |  | M |  | 1603 | A | $22.83 | 22193 | D |  |
| Common Stock | 2023-03-15 |  | M |  | 529 | A | $22.83 | 22722 | D |  |
| Common Stock | 2023-03-15 |  | M |  | 539 | A | $22.83 | 23261 | D |  |
| Common Stock | 2023-03-15 |  | M |  | 431 | A | $22.83 | 23692 | D |  |
| Common Stock | 2023-03-15 |  | F |  | 686 | D | $22.83 | 23006 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | $0.0 | 2023-03-15 |  | M |  |  | 501 | 2024-03-15 | 2024-03-15 | Common Stock | 501.0 | $22.83 | 516 | D |  |
| Performance Share Units | $0.0 | 2023-03-15 |  | M |  |  | 1603 | 2023-03-15 | 2023-03-15 | Common Stock | 1603.0 | $22.83 | 0 | D |  |
| Restricted Stock Units | $0.0 | 2023-03-15 |  | M |  |  | 529 | 2023-03-15 | 2023-03-15 | Common Stock | 529.0 | $22.83 | 0 | D |  |
| Restricted Stock Units<sup>(1)</sup> | $0.0 | 2023-03-15 |  | M |  |  | 539 | 2025-03-15<sup>(2)</sup> | 2025-03-15 | Common Stock | 539.0 | $22.83 | 1078 | D |  |
| Restricted Stock Units | $0.0 | 2023-03-15 |  | M |  |  | 431 | 2027-03-15 | 2027-03-15 | Common Stock | 431.0 | $22.83 | 1724 | D |  |

---

### Footnotes:

(1) RSU Grant 2022

(2) Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

**Signature:** /s/ Kaylene Lahn Attorney in Fact for Cindy M Hirman  
**Date:** 2023-03-16

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**