# EDGAR Filing Document

**Accession Number:** 0000793040
**File Stem:** 0001752724-25-212174
**Filing Date:** 2025-8
**Character Count:** 37919
**Document Hash:** 98eaf0c42a256054383ea677107c2cbb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-212174.hdr.sgml**: 20250829

**ACCESSION NUMBER**: 0001752724-25-212174

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250829

**DATE AS OF CHANGE**: 20250829

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ELLSWORTH GROWTH & INCOME FUND LTD
- **CENTRAL INDEX KEY:** 0000793040

**ORGANIZATION NAME:**
- **EIN:** 133345139
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04656
- **FILM NUMBER:** 251276660

**BUSINESS ADDRESS:**
- **STREET 1:** 65 MADISON AVENUE
- **STREET 2:** SUITE 550
- **CITY:** MORRISTOWN
- **STATE:** NJ
- **ZIP:** 07960
- **BUSINESS PHONE:** (973) 631-1177

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580-1434

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH FUND LTD
- **DATE OF NAME CHANGE:** 20060330

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ellsworth Growth & Income Fund Ltd

- **b. Investment Company Act file number:** 811-04656

- **c. CIK number of Registrant:** 0000793040

- **d. LEI of Registrant:** 549300GYFOXHCDQTI772

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** Ellsworth Growth & Income Fund Ltd

- **c. LEI of Series:** 549300GYFOXHCDQTI772

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $187048759.94

**Total Liabilities:** $30685040.57

**Net Assets:** $156363719.37

**Cash Not Reported:** $14674.93

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 128.44896000 | **1-Year:** 1238.62778000 | **5-Year:** 156.48707000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 552.22642000 | **1-Year:** 8201.53352000 | **5-Year:** 2535.77346000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000000000 | -0.44%               | 8.19%                | 6.47%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-418631.01              | $333076.45                                 |
| Month 2  | $1343946.06              | $6418460.56                                |
| Month 3  | $598049.97               | $8232595.31                                |

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| TREASURY BILL                             | United States Treasury Bill               | CUSIP: 912797PY7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2515000 | PA      | $2489793.97   | 1.59%             | 2025-09-25      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Microsoft Corp                            | Microsoft Corp                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      7000 | NS      | $3481870.00   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SBA Communications Corp                   | SBA Communications Corp                   | CUSIP: 78410G104<br>LEI: 5299001HX8ZN8Y8QIT49 | Long             | EC               | CORP              | US        |      7000 | NS      | $1643880.00   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CYBERARK SOFTWARE LTD                     | CyberArk Software Ltd                     | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    900000 | PA      | $927000.00    | 0.59%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP                     | Integer Holdings Corp                     | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |   2400000 | PA      | $2505600.00   | 1.60%             | 2030-03-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| PARSONS CORP                              | Parsons Corp                              | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |   3500000 | PA      | $3738000.00   | 2.39%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| CMS ENERGY CORP                           | CMS Energy Corp                           | CUSIP: 125896BX7<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2131000.00   | 1.36%             | 2028-05-01      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| INVACARE CORP                             | INVACARE CORP                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1015000 | PA      | $0.10         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| FIRSTENERGY CORP                          | FirstEnergy Corp                          | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1014000.00   | 0.65%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP                    | Progress Software Corp                    | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |   3200000 | PA      | $3716800.00   | 2.38%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP                         | MP Materials Corp                         | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |   2150000 | PA      | $3731325.00   | 2.39%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| RIOT PLATFORMS INC                        | Riot Platforms Inc                        | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |   1150000 | PA      | $1196000.00   | 0.76%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| VERTEX INC                                | Vertex Inc                                | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2401035.66   | 1.54%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| BLOOM ENERGY CORP                         | Bloom Energy Corp                         | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $3851900.00   | 2.46%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| INVACARE CORP SR GLBL COCO 26             | INVACARE CORP SR GLBL COCO 26             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13970 | NS      | $0.14         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SOFI TECHNOLOGIES INC                     | SoFi Technologies Inc                     | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $3058350.00   | 1.96%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| VERITONE INC                              | Veritone Inc                              | CUSIP: 92347MAB6<br>LEI: 549300XTAS2FCSL4EL89 | Long             | DBT              | CORP              | US        |   3170000 | PA      | $1331400.00   | 0.85%             | 2026-11-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC                    | Northern Oil & Gas Inc                    | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   3600000 | PA      | $3766500.00   | 2.41%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                             | United States Treasury Bill               | CUSIP: 912797PQ4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     90000 | PA      | $89373.60     | 0.06%             | 2025-08-28      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AT&T Inc                                  | AT&T Inc                                  | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     60000 | NS      | $1736400.00   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ENOVIX CORP                               | Enovix Corp                               | CUSIP: 293594AC1<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |    750000 | PA      | $726750.00    | 0.46%             | 2028-05-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| Verizon Communications Inc                | Verizon Communications Inc                | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |     50000 | NS      | $2163500.00   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MAKEMYTRIP LIMITED                        | MakeMyTrip Ltd                            | CUSIP: 56087FAC8<br>LEI: 529900DNT8HNJ7RYUO60 | Long             | DBT              | CORP              | MU        |    550000 | PA      | $587535.15    | 0.38%             | 2030-07-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP                  | Galaxy Digital Holdings LP                | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |   2000000 | PA      | $2460004.90   | 1.57%             | 2029-12-01      | Fixed         | 2.50%                 | Yes           |                  2 | On Loan: No      |
| IMPINJ INC                                | Impinj Inc                                | CUSIP: 453204AD1<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $624581.12    | 0.40%             | 2027-05-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                             | United States Treasury Bill               | CUSIP: 912797MG9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2935000 | PA      | $2922203.90   | 1.87%             | 2025-08-07      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CHART INDUSTRIES INC                      | Chart Industries Inc                      | CUSIP: 16115Q407<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EP               | CORP              | US        |     29606 | NS      | $1788202.40   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN                  | Live Nation Entertainment Inc             | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2180000.00   | 1.39%             | 2030-01-15      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| EXACT SCIENCES CORP                       | Exact Sciences Corp                       | CUSIP: 30063PAD7<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |   1950000 | PA      | $1979250.00   | 1.27%             | 2030-03-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                        | Liberty Media Corp-Liberty Formula One    | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1997250.00   | 1.28%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| CLEANSPARK INC                            | Cleanspark Inc                            | CUSIP: 18452BAA8<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2950985.55   | 1.89%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC                   | Mirion Technologies Inc                   | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    700000 | PA      | $808850.00    | 0.52%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| T-Mobile US Inc                           | T-Mobile US Inc                           | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     14619 | NS      | $3483122.94   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                             | United States Treasury Bill               | CUSIP: 912797MH7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1985000 | PA      | $1969776.84   | 1.26%             | 2025-09-04      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NABORS INDUSTRIES INC                     | Nabors Industries Inc                     | CUSIP: 62957HAL9<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |   5200000 | PA      | $3003000.00   | 1.92%             | 2029-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV                  | BrightSpring Health Services Inc          | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     30000 | NS      | $2476500.00   | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| LUMENTUM HOLDINGS INC                     | Lumentum Holdings Inc                     | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |   2200000 | PA      | $3379200.00   | 2.16%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP                      | Ares Management Corp                      | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |     47000 | NS      | $2491000.00   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & CO INC                              | KKR & Co Inc                              | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     18000 | NS      | $964800.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ANI PHARMACEUTICALS INC                   | ANI Pharmaceuticals Inc                   | CUSIP: 00182CAB9<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2269065.58   | 1.45%             | 2029-09-01      | Fixed         | 2.25%                 | Yes           |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC                    | Array Technologies Inc                    | CUSIP: 04271TAB6<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |   2926000 | PA      | $2328193.01   | 1.49%             | 2028-12-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC                  | Microchip Technology Inc                  | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     51500 | NS      | $3431960.00   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                       | PayPal Holdings Inc                       | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |     13000 | NS      | $966160.00    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Crown Castle Inc                          | Crown Castle Inc                          | CUSIP: 22822V101<br>LEI: 54930012H97VSM0I2R19 | Long             | EC               | CORP              | US        |     16100 | NS      | $1653953.00   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| TXNM ENERGY INC                           | TXNM Energy Inc                           | CUSIP: 69349HAF4<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $3251555.00   | 2.08%             | 2054-06-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Broadcom Inc                              | Broadcom Inc                              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     19080 | NS      | $5259402.00   | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| EVOLENT HEALTH INC                        | Evolent Health Inc                        | CUSIP: 30050BAH4<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |   3275000 | PA      | $2795715.02   | 1.79%             | 2029-12-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                      | WEC Energy Group Inc                      | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |   2450000 | PA      | $2833425.00   | 1.81%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC                    | Array Technologies Inc                    | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    800000 | PA      | $793435.82    | 0.51%             | 2031-07-01      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| PAGAYA TECHNOLOGIES LTD                   | Pagaya Technologies Ltd                   | CUSIP: 69549FAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | IL        |   1100000 | PA      | $1953050.00   | 1.25%             | 2029-10-01      | Fixed         | 6.12%                 | Yes           |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS                   | Alnylam Pharmaceuticals Inc               | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1301500.00   | 0.83%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MKS INC                                   | MKS Inc                                   | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2476250.00   | 1.58%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| REDFIN CORP                               | Redfin Corp                               | CUSIP: 75737FAE8<br>LEI: 549300HXWD3JEMZU3O57 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2707796.04   | 1.73%             | 2027-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Walt Disney Co/The                        | Walt Disney Co/The                        | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |     12500 | NS      | $1550125.00   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIDGEBIO PHARMA INC                      | Bridgebio Pharma Inc                      | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2921250.00   | 1.87%             | 2031-03-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| PAR TECHNOLOGY CORP                       | PAR Technology Corp                       | CUSIP: 698884AG8<br>LEI: 549300HYPTHBJQINVG57 | Long             | DBT              | CORP              | US        |    890000 | PA      | $891668.75    | 0.57%             | 2030-01-15      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| CLOUDFLARE INC                            | Cloudflare Inc                            | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    380000 | PA      | $410970.00    | 0.26%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BOX INC                                   | Box Inc                                   | CUSIP: 10316TAC8<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2065000.00   | 1.32%             | 2029-09-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| TRANSMEDICS GROUP INC                     | TransMedics Group Inc                     | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1605838.12   | 1.03%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC                   | Akamai Technologies Inc                   | CUSIP: 00971TAN1<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2378750.00   | 1.52%             | 2029-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY INC                        | NextEra Energy Inc                        | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |     50000 | NS      | $2212500.00   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| American Tower Corp                       | American Tower Corp                       | CUSIP: 03027X100<br>LEI: 5493006ORUSIL88JOE18 | Long             | EC               | CORP              | US        |     10000 | NS      | $2210200.00   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| INVACARE HOLDINGS CORP                    | Invacare Holdings Corp                    | CUSIP: 46124A309<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     31218 | NS      | $187308.00    | 0.12%             |  |  |  | No            |                  3 | On Loan: No      |
| UBER TECHNOLOGIES INC                     | Uber Technologies Inc                     | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   2140000 | PA      | $3063410.00   | 1.96%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT | AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    809253 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT | AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT | CUSIP: 000000000<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    272728 | NS      | $2.73         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SAREPTA THERAPEUTICS INC                  | Sarepta Therapeutics Inc                  | CUSIP: 803607AD2<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |   3400000 | PA      | $2456500.00   | 1.57%             | 2027-09-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                             | United States Treasury Bill               | CUSIP: 912797PW1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    230000 | PA      | $228049.60    | 0.15%             | 2025-09-11      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP                  | Bitdeer Technologies Group                | CUSIP: 09175RAD2<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    375000 | PA      | $362625.00    | 0.23%             | 2031-07-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| HP ENTERPRISE CO                          | Hewlett Packard Enterprise Co             | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     57000 | NS      | $3356160.00   | 2.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PACIRA BIOSCIENCES INC                    | Pacira BioSciences Inc                    | CUSIP: 695127AJ9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1226509.75   | 0.78%             | 2029-05-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| REDWOOD TRUST INC                         | Redwood Trust Inc                         | CUSIP: 758075AF2<br>LEI: DRBV4N1ERQLEMIF11G78 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $990486.88    | 0.63%             | 2027-06-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| CARDLYTICS INC                            | Cardlytics Inc                            | CUSIP: 14161WAD7<br>LEI: 549300JETJBH94EIPC66 | Long             | DBT              | CORP              | US        |   3850000 | PA      | $1550587.50   | 0.99%             | 2029-04-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD                    | Jazz Investments I Ltd                    | CUSIP: 472145AG6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   2150000 | PA      | $2289750.00   | 1.46%             | 2030-09-15      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP                      | Applied Digital Corp                      | CUSIP: 038169AA6<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |   1250000 | PA      | $1626948.80   | 1.04%             | 2030-06-01      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC                   | PPL Capital Funding Inc                   | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3247658.19   | 2.08%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                               | Nutanix Inc                               | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1703542.10   | 1.09%             | 2029-12-15      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| INDIE SEMICONDUCTOR INC                   | indie Semiconductor Inc                   | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2752500.00   | 1.76%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| RIVIAN AUTO INC                           | Rivian Automotive Inc                     | CUSIP: 76954AAB9<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1019375.00   | 0.65%             | 2029-03-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                       | Shift4 Payments Inc                       | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     10698 | NS      | $1232409.60   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                       | Coinbase Global Inc                       | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |   1600000 | PA      | $2096800.00   | 1.34%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                             | Boeing Co/The                             | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     25050 | NS      | $1703400.00   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| SNOWFLAKE INC                             | Snowflake Inc                             | CUSIP: 833445AC3<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    900000 | PA      | $1402087.50   | 0.90%             | 2029-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| CSG SYSTEMS INTERNATIONA                  | CSG Systems International Inc             | CUSIP: 126349AH2<br>LEI: 549300D7FJZUOHHXUA81 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2828750.00   | 1.81%             | 2028-09-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| ODDITY FINANCE LLC                        | Oddity Finance LLC                        | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1630596.06   | 1.04%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC                   | Akamai Technologies Inc                   | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2075000.00   | 1.33%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP                   | Digital Realty Trust LP                   | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3161700.00   | 2.02%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| OSI SYSTEMS INC                           | OSI Systems Inc                           | CUSIP: 671044AE5<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |   1750000 | PA      | $2378250.00   | 1.52%             | 2029-08-01      | Fixed         | 2.25%                 | Yes           |                  2 | On Loan: No      |
| ITRACHEALTH CORP 8.00 6/30/27 CVT(PP)     | ITRACHEALTH CORP 8.00 6/30/27 CVT(PP)     | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1000000 | PA      | $1000000.00   | 0.64%             | 2027-06-30      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING                     | Alibaba Group Holding Ltd                 | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   2300000 | PA      | $2941295.71   | 1.88%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| Equinix Inc                               | Equinix Inc                               | CUSIP: 29444U700<br>LEI: 549300EVUN2BTLJ3GT74 | Long             | EC               | CORP              | US        |      4000 | NS      | $3181880.00   | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUOR CORP                                | Fluor Corp                                | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2626500.00   | 1.68%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** Ellsworth Growth & Income Fund Ltd

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer