# EDGAR Filing Document

**Accession Number:** 0001304857
**File Stem:** 0001062993-23-002533
**Filing Date:** 2023-2
**Character Count:** 46532
**Document Hash:** eaa9018909c413b9247e05db26a09a6f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-002533.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001062993-23-002533

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MMCAP International Inc. SPC
- **CENTRAL INDEX KEY:** 0001304857
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20111
- **FILM NUMBER:** 23604769

**BUSINESS ADDRESS:**
- **STREET 1:** C/O MOURANT GOVERNANCE SVCS (CAYMAN) LTD
- **STREET 2:** 94 SOLARIS AVE., CAMANA BAY, PO BOX 1348
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-1108
- **BUSINESS PHONE:** 416-408-0997

**MAIL ADDRESS:**
- **STREET 1:** C/O MOURANT GOVERNANCE SVCS (CAYMAN) LTD
- **STREET 2:** 94 SOLARIS AVE., CAMANA BAY, PO BOX 1348
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-1108

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MMCAP International Inc. SPC<br>**Address:** C/O MOURANT GOVERNANCE SVCS (CAYMAN) LTD<br>94 SOLARIS AVE. CAMANA BAY PO BOX 1348<br>GRAND CAYMAN, E9 KY1-1108

**Form 13F File Number:** 028-20111

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ulla Vestergaard<br>**Title:** Director MMCAP International Inc. SPC<br>**Phone:** 416-408-0994

**Signature, Place, and Date of Signing:**

/s/ Ulla Vestergaard  Toronto, A6  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 376

**Form 13F Information Table Value Total:** $986245463

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ATLAS CORP | SHARES | Y0436Q109 |  | 2737592 | 178461 | SH |  | SOLE |  | 178461 | 0 | 0 |
| OYSTER PT PHARMA INC | COM | 69242L106 |  | 5758034 | 515491 | SH |  | SOLE |  | 515491 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 3591227 | 647068 | SH |  | SOLE |  | 647068 | 0 | 0 |
| NATIONAL ENERGY SERVICES REU | *W EXP 06/06/202 | G6375R115 |  | 1440881 | 3602203 | SH |  | SOLE |  | 3602203 | 0 | 0 |
| BIOMX INC | COM | 09090D103 |  | 127787 | 684451 | SH |  | SOLE |  | 684451 | 0 | 0 |
| BIOMX INC | *W EXP 10/28/202 | 09090D111 |  | 28624 | 1431188 | SH |  | SOLE |  | 1431188 | 0 | 0 |
| VALENS SEMICONDUCTOR LTD | *W EXP 09/30/202 | M9607U107 |  | 87382 | 214067 | SH |  | SOLE |  | 214067 | 0 | 0 |
| FORAFRIC GLOBAL PLC | *W EXP 06/09/202 | X3R81D110 |  | 352852 | 518900 | SH |  | SOLE |  | 518900 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 11928000 | 1200000 | SH |  | SOLE |  | 1200000 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 12017 | 205417 | SH |  | SOLE |  | 205417 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | CL A SHS | G2425N105 |  | 4945000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 |  | 679 | 56102 | SH |  | SOLE |  | 56102 | 0 | 0 |
| 7GC  CO HOLDINGS INC | COM CL A | 81786A107 |  | 8032000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 24669 | 352409 | SH |  | SOLE |  | 352409 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | *W EXP 99/99/999 | 92853V114 |  | 62500 | 1250000 | SH |  | SOLE |  | 1250000 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | RIGHT 12/31/2025 | 92853V122 |  | 163000 | 1250000 | SH |  | SOLE |  | 1250000 | 0 | 0 |
| CF ACQUISITION CORP IV | COM CL A | 12520T102 |  | 18072000 | 1800000 | SH |  | SOLE |  | 1800000 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 46200 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| PRESTO AUTOMATION INC | COM | 74113T105 |  | 214567 | 21036 | SH |  | SOLE |  | 21036 | 0 | 0 |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 |  | 44861 | 1065587 | SH |  | SOLE |  | 1065587 | 0 | 0 |
| KAIROS ACQUISITION CORP | CL A SHS | G52110114 |  | 1007500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 5869 | 74100 | SH |  | SOLE |  | 74100 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | CL A | G7273A105 |  | 1515000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 4914 | 32736 | SH |  | SOLE |  | 32736 | 0 | 0 |
| LEO HLDGS CORP II | COM CL A | G5463R102 |  | 1518750 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 3030000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| EFFECTOR THERAPEUTICS INC | *W EXP 12/31/202 | 28202V116 |  | 23891 | 145941 | SH |  | SOLE |  | 145941 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | COM CL A | 29429X109 |  | 2001000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 338 | 147080 | SH |  | SOLE |  | 147080 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 2525000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PONTEM CORPORATION | SHS CL A | G71707106 |  | 4866597 | 480889 | SH |  | SOLE |  | 480889 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 16969 | 212115 | SH |  | SOLE |  | 212115 | 0 | 0 |
| EDIFY ACQUISITION CORP | CL A | 28059Q103 |  | 4044000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 6020 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| 26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 |  | 82958 | 296279 | SH |  | SOLE |  | 296279 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 111950 | 447622 | SH |  | SOLE |  | 447622 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 5053000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 2022000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | COM CL A | 23305Q106 |  | 1506000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | CL A SHS | G1125A108 |  | 6053082 | 599321 | SH |  | SOLE |  | 599321 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 8946 | 140000 | SH |  | SOLE |  | 140000 | 0 | 0 |
| LUMIRADX LTD | *W EXP 09/28/202 | G5709L117 |  | 2536 | 42976 | SH |  | SOLE |  | 42976 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | SHS CL A | G1261Q107 |  | 1261250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| SATELLOGIC INC | *W EXP 01/25/202 | G7823S119 |  | 37000 | 166666 | SH |  | SOLE |  | 166666 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 |  | 1515000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 |  | 6367160 | 630100 | SH |  | SOLE |  | 630100 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 14390 | 221383 | SH |  | SOLE |  | 221383 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 |  | 859350 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 |  | 25125000 | 2500000 | SH |  | SOLE |  | 2500000 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 |  | 1261250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| EVO ACQUISITION CORP | COM CL A | 30052G108 |  | 2016000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 |  | 3074 | 55091 | SH |  | SOLE |  | 55091 | 0 | 0 |
| ADARA ACQUISITION CORP | COM CL A | 00653H102 |  | 3563000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 |  | 20933 | 294000 | SH |  | SOLE |  | 294000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 21395620 | 2146000 | SH |  | SOLE |  | 2146000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 19266 | 390000 | SH |  | SOLE |  | 390000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 6996500 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | CL A SHS | G52807107 |  | 2018000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 3027000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 19184374 | 1899443 | SH |  | SOLE |  | 1899443 | 0 | 0 |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 |  | 1011 | 12632 | SH |  | SOLE |  | 12632 | 0 | 0 |
| CARTESIAN GROWTH CORP | CL A SHS | G19276107 |  | 11958553 | 1188723 | SH |  | SOLE |  | 1188723 | 0 | 0 |
| CARTESIAN GROWTH CORP | *W EXP 02/26/202 | G19276115 |  | 102300 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FLAME ACQUISITION CORP | COM CL A | 33850F108 |  | 2512500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 |  | 48758 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 8402315 | 836884 | SH |  | SOLE |  | 836884 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 4020000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 |  | 2011000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 |  | 6021000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 1162 | 232402 | SH |  | SOLE |  | 232402 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | COM CL A | 553800103 |  | 4715415 | 466411 | SH |  | SOLE |  | 466411 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 18981 | 348908 | SH |  | SOLE |  | 348908 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 |  | 5002297 | 494787 | SH |  | SOLE |  | 494787 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 7183 | 261196 | SH |  | SOLE |  | 261196 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 7827274 | 784296 | SH |  | SOLE |  | 784296 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | CLASS A COM | 048453104 |  | 3505250 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 3053 | 61053 | SH |  | SOLE |  | 61053 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 2018000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| IRIS ACQUISITION CORP | CLASS A COM | 89601Y101 |  | 10382400 | 1030000 | SH |  | SOLE |  | 1030000 | 0 | 0 |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 |  | 8493 | 111745 | SH |  | SOLE |  | 111745 | 0 | 0 |
| SVF INVESTMENT CORP 2 | CL A SHS | G8601M100 |  | 3632400 | 360000 | SH |  | SOLE |  | 360000 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 5045000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 1003500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 |  | 5050000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 |  | 6054000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | CLASS A COM | 722850104 |  | 11177512 | 1114408 | SH |  | SOLE |  | 1114408 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 627 | 369035 | SH |  | SOLE |  | 369035 | 0 | 0 |
| FRONTIER ACQUISITION CORP | CLASS A ORD SHS | G36826108 |  | 2520000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ROSS ACQUISITION CORP II | SHS CL A | G7641C106 |  | 3036000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | CLASS A COM | 86309R107 |  | 3003000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 1000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CF ACQUISITION CORP VIII | CLASS A COM | 12520C109 |  | 3331200 | 320000 | SH |  | SOLE |  | 320000 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | CLASS A COM | 30319B108 |  | 15045000 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 4490 | 224500 | SH |  | SOLE |  | 224500 | 0 | 0 |
| PLUM ACQUISITION CORP I | CLASS A ORD SHS | G7134L126 |  | 1512000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 2002000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | CLASS A ORD SHS | G3167F102 |  | 2525000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | *W EXP 03/06/202 | G3167F128 |  | 21910 | 73525 | SH |  | SOLE |  | 73525 | 0 | 0 |
| TECH AND ENERGY TRANSITION | CLASS A COM | 87823R102 |  | 1003000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BUILD ACQUISITION CORP | COM CLASS A | 12008J105 |  | 3006000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| GX ACQUISITION CORP II | CLASS A COM | 36260F105 |  | 9622102 | 961249 | SH |  | SOLE |  | 961249 | 0 | 0 |
| FORUM MERGER IV CORP | CLASS A COM | 349875104 |  | 2389106 | 238196 | SH |  | SOLE |  | 238196 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | CLASS A COM | 48284E105 |  | 2507500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | COM | G54085108 |  | 3978899 | 395124 | SH |  | SOLE |  | 395124 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | SHS CL A | G5S70A104 |  | 2923906 | 290070 | SH |  | SOLE |  | 290070 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 |  | 3859 | 160796 | SH |  | SOLE |  | 160796 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 1991000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | CLASS A ORD SHS | G2770Y102 |  | 10080000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 2537 | 211441 | SH |  | SOLE |  | 211441 | 0 | 0 |
| NOCTURNE ACQUISITION CORP | RIGHT 12/26/2025 | G6580S106 |  | 63090 | 900000 | SH |  | SOLE |  | 900000 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | *W EXP 05/05/202 | 56564V119 |  | 3814 | 105950 | SH |  | SOLE |  | 105950 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | CLASS A ORD SHS | G6780C109 |  | 8040000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 24242 | 159802 | SH |  | SOLE |  | 159802 | 0 | 0 |
| MOUNTAIN CREST ACQSTN CORP I | COM | 62402U107 |  | 2500000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| MOUNTAIN CREST ACQSTN CORP I | RIGHT 05/14/2026 | 62402U115 |  | 48000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 8973000 | 900000 | SH |  | SOLE |  | 900000 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 2269 | 226933 | SH |  | SOLE |  | 226933 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | CLASS A ORD SHS | G50735102 |  | 7040600 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | CLASS A ORD SHS | G5853A107 |  | 10189990 | 999999 | SH |  | SOLE |  | 999999 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | *W EXP 05/31/202 | G5853A115 |  | 100 | 332953 | SH |  | SOLE |  | 332953 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 5952000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| GALATA ACQUISITION CORP | SHS CL A | G3R23A108 |  | 7140000 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 24920 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | CL A | 005029103 |  | 9949990 | 999999 | SH |  | SOLE |  | 999999 | 0 | 0 |
| NAUTICUS ROBOTICS INC | COM | 63911H108 |  | 153864 | 41140 | SH |  | SOLE |  | 41140 | 0 | 0 |
| NAUTICUS ROBOTICS INC | *W EXP 03/15/202 | 63911H116 |  | 131950 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | CLASS A ORD SHS | G85094103 |  | 10270000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 10360 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 |  | 80000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | CLASS A COM | 459867107 |  | 1001000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 07/21/202 | 459867115 |  | 76800 | 2400000 | SH |  | SOLE |  | 2400000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 |  | 168000 | 2400000 | SH |  | SOLE |  | 2400000 | 0 | 0 |
| XPAC ACQUISITION CORP | CLASS A ORD | G9831X106 |  | 3420000 | 342000 | SH |  | SOLE |  | 342000 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | COM | 77867P104 |  | 4080000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 24140 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ABRI SPAC I INC | *W EXP 09/18/202 | 00085X113 |  | 15000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| OMNIAB INC | *W EXP 11/01/202 | 68218J111 |  | 87083 | 158333 | SH |  | SOLE |  | 158333 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | SHS CL A | G5596W101 |  | 5095000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | *W EXP 08/04/202 | G5596W127 |  | 2500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| DRAGONFLY ENERGY HOLDINGS CO | *W EXP 10/07/202 | 26145B114 |  | 324000 | 675000 | SH |  | SOLE |  | 675000 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | COM CL A | G2773W103 |  | 8171990 | 799999 | SH |  | SOLE |  | 799999 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 |  | 279999 | 499999 | SH |  | SOLE |  | 499999 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 |  | 31680 | 990000 | SH |  | SOLE |  | 990000 | 0 | 0 |
| ARMADA ACQUISITION CORP I | COM | 04208V103 |  | 2530000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ARMADA ACQUISITION CORP I | *W EXP 08/13/202 | 04208V111 |  | 7750 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | COM | 02083L109 |  | 6766500 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 |  | 32500 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 55250 | 850000 | SH |  | SOLE |  | 850000 | 0 | 0 |
| DTRT HEALTH ACQUISITION CORP | *W EXP 08/31/202 | 23344T111 |  | 224925 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| CARAVELLE INTERNATIONAL GROU | ORD SHS | G1901X108 |  | 45203 | 35593 | SH |  | SOLE |  | 35593 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | CLASS A COM | 00809L106 |  | 4160000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | *W EXP 09/14/202 | 00809L114 |  | 30000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 97655B117 |  | 13331 | 784175 | SH |  | SOLE |  | 784175 | 0 | 0 |
| WINVEST ACQUISITION CORP | RIGHT 99/99/9999 | 97655B125 |  | 65612 | 905000 | SH |  | SOLE |  | 905000 | 0 | 0 |
| HHG CAPITAL CORPORATION | *W EXP 02/25/202 | G4R23P129 |  | 2940 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| HHG CAPITAL CORPORATION | RIGHT 02/25/2026 | G4R23P145 |  | 13200 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| DIRECT SELLING ACQUISITIN CO | CL A COM | 25460L103 |  | 4116000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 |  | 5105000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | *W EXP 09/30/202 | 04303A111 |  | 33800 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | COM | 61240F108 |  | 4987500 | 475000 | SH |  | SOLE |  | 475000 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | *W EXP 10/05/202 | 61240F116 |  | 20312 | 625000 | SH |  | SOLE |  | 625000 | 0 | 0 |
| MOUNT RAINIER ACQUISITION CO | COM | 623006103 |  | 5154897 | 499990 | SH |  | SOLE |  | 499990 | 0 | 0 |
| MOUNT RAINIER ACQUISITION CO | *W EXP 11/27/202 | 623006111 |  | 179998 | 999990 | SH |  | SOLE |  | 999990 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | CLASS A COM | 71902K105 |  | 3796200 | 370000 | SH |  | SOLE |  | 370000 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 16162 | 375000 | SH |  | SOLE |  | 375000 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 48750 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | CLASS A COM | 57778T106 |  | 2590000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | *W EXP 09/27/202 | 57778T114 |  | 13750 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | CLASS A ORD | G7637J107 |  | 4140000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | G7637J123 |  | 32500 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| ACHARI VENTURES HLDGS CORP I | COM | 00444X101 |  | 3573500 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 |  | 30000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 9621 | 175250 | SH |  | SOLE |  | 175250 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 |  | 4100000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 14000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 |  | 59960 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | RIGHT 10/14/2026 | 09370F117 |  | 24073 | 665000 | SH |  | SOLE |  | 665000 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 |  | 12834 | 665000 | SH |  | SOLE |  | 665000 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | CLASS A ORD SHS | G3137C106 |  | 9252000 | 900000 | SH |  | SOLE |  | 900000 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | CLASS A ORD SHS | G3137C114 |  | 21000 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | *W EXP 07/31/202 | 04684M114 |  | 5815 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ESGEN ACQUISITION CORP | SHS CL A | G3R95N103 |  | 4136000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 5593 | 195575 | SH |  | SOLE |  | 195575 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | CLASS A ORD SHS | G6448C103 |  | 7168000 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 28800 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | CLASS A ORD | G3934N107 |  | 514000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 |  | 750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | CLASS A ORD | G7158C101 |  | 206000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 1868 | 185000 | SH |  | SOLE |  | 185000 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | ORD SHS CL A | G9461B101 |  | 4152000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | *W EXP 05/31/202 | G9461B119 |  | 23037 | 69810 | SH |  | SOLE |  | 69810 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | CL A ORD SHS | G4712C107 |  | 6204000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 40320 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 |  | 14195980 | 1399998 | SH |  | SOLE |  | 1399998 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | *W EXP 07/31/202 | 55407R111 |  | 195953 | 466666 | SH |  | SOLE |  | 466666 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 1085 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | CLASS A ORD | G4809M109 |  | 8240000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 10080 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | CLASS A COM | 34417L109 |  | 1527000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 3750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 |  | 990 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ARBOR RAPHA CAP BIOHLDS CORP | *W EXP 10/31/202 | 03881F112 |  | 7333 | 183332 | SH |  | SOLE |  | 183332 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 18025 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 6043 | 206250 | SH |  | SOLE |  | 206250 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | CL A | 34969G102 |  | 2840750 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 34969G110 |  | 4813 | 137500 | SH |  | SOLE |  | 137500 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 8775 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | CLASS A COM | 87251T109 |  | 3045000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 36000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 49450 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| TALON 1 ACQUISITION CORP | CLASS A ORD | G86656108 |  | 2592500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 |  | 5000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SIZZLE ACQUISITION CORP | *W EXP 11/02/202 | 83014E117 |  | 90000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | CLASS A ORD | G8028L107 |  | 8264000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 4875 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 |  | 2807750 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 |  | 27500 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| LIONHEART III CORP | CLASS A COM | 536262108 |  | 2547500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| LIONHEART III CORP | *W EXP 11/09/202 | 536262116 |  | 5988 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | CLASS A COM | 45828D106 |  | 5140000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | *W EXP 11/05/202 | 45828D114 |  | 5350 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | CLASS A ORD | G6301J104 |  | 4567500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 6750 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 1500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| APEIRON CAPITAL INVEST CORP | CL A COM | 03752A101 |  | 6156000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| APEIRON CAPITAL INVEST CORP | *W EXP 04/02/202 | 03752A119 |  | 45000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| RCF ACQUISITION CORP | UNIT 99/99/9999 | G7330C128 |  | 256250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CHAIN BRIDGE I | CLASS A ORD | G2061X102 |  | 1542000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CHAIN BRIDGE I | *W EXP 11/10/202 | G2061X110 |  | 7372 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | CLASS A ORD | G11765107 |  | 3584000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 22500 | 375000 | SH |  | SOLE |  | 375000 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | CLASS A COM | 91842V102 |  | 1268750 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 |  | 8500 | 212500 | SH |  | SOLE |  | 212500 | 0 | 0 |
| MOUNTAIN CREST ACQSITN CORP | RIGHT 08/30/2022 | 62404B115 |  | 102555 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 23370 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 1875 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 2000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ARISZ ACQUISITION CORP | COMMON STOCK | 040450108 |  | 3333000 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| ARISZ ACQUISITION CORP | RIGHT 99/99/9999 | 040450124 |  | 28842 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| ARISZ ACQUISITION CORP | *W EXP 11/16/202 | 040450116 |  | 6600 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | CLASS A ORD | G0231L107 |  | 1023000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 |  | 1500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 3063000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 3000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INFINT ACQUISITION CORP | CL A ORD SHS | G47862100 |  | 3626000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 |  | 14000 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 4100000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 13200 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EVEREST CONSOLIDATOR ACQ COR | CL A COM | 29978K102 |  | 3069000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 29978K110 |  | 2265 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 |  | 11940 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | CLASS A ORD SHS | G8656T109 |  | 769500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 |  | 3022 | 162500 | SH |  | SOLE |  | 162500 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | CLASS A ORD SHS | G11217117 |  | 4088000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 32468 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 1575 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GLOBALINK INVT INC | COM | 37892F109 |  | 5508000 | 540000 | SH |  | SOLE |  | 540000 | 0 | 0 |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 |  | 5940 | 540000 | SH |  | SOLE |  | 540000 | 0 | 0 |
| GLOBALINK INVT INC | RIGHT 12/06/2026 | 37892F117 |  | 27216 | 540000 | SH |  | SOLE |  | 540000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | COMMON STOCK | 45333D104 |  | 2532500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 5000 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 45333D120 |  | 24750 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | G4828B118 |  | 7500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GENESIS GRWT TECH ACQUSTN CO | *W EXP 99/99/999 | G3R23D128 |  | 63750 | 255000 | SH |  | SOLE |  | 255000 | 0 | 0 |
| BURTECH ACQUISITION CORP | CLASS A COM | 123013104 |  | 7620000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 4500 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 7704 | 95114 | SH |  | SOLE |  | 95114 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 |  | 24920 | 190229 | SH |  | SOLE |  | 190229 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | CL A ORD SHS | G0888J108 |  | 3851250 | 375000 | SH |  | SOLE |  | 375000 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 11888 | 187500 | SH |  | SOLE |  | 187500 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | CL A ORD SHS | G3218G109 |  | 3605000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 8750 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | CLASS A COM | 29103K100 |  | 3507000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 |  | 8750 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| CF ACQUISITION CORP VII | CLASS A COM | 12521H107 |  | 13639440 | 1337200 | SH |  | SOLE |  | 1337200 | 0 | 0 |
| CF ACQUISITION CORP VII | *W EXP 03/16/202 | 12521H115 |  | 14263 | 445733 | SH |  | SOLE |  | 445733 | 0 | 0 |
| AP ACQUISITION CORP | CL A ORD SHS | G04058106 |  | 3096000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 12000 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | COMMON STOCK | 365506104 |  | 5648500 | 550000 | SH |  | SOLE |  | 550000 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | *W EXP 07/30/202 | 365506112 |  | 71500 | 550000 | SH |  | SOLE |  | 550000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 |  | 4052000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 30000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| WELSBACH TECH METALS ACQU CO | COM | 950415109 |  | 4080000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| WELSBACH TECH METALS ACQU CO | RIGHT 12/22/2026 | 950415117 |  | 130000 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | CLASS A COM | 00809J101 |  | 865300 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 |  | 1320 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 |  | 2982000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 23570 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | CL A COM | 12530D105 |  | 10731000 | 1050000 | SH |  | SOLE |  | 1050000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 15750 | 525000 | SH |  | SOLE |  | 525000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | COM | 95758L107 |  | 5775000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 32500 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | CL A ORD SHS | G87077106 |  | 5105000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 |  | 60000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | CLASS A ORD SHS | G2365L101 |  | 3542000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 5250 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | RIGHT 07/01/2023 | G2365L127 |  | 24535 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | COM | 11125B102 |  | 5110000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | RIGHT 01/10/2027 | 11125B110 |  | 75000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | CLASS A COM | 69882P102 |  | 13790250 | 1350000 | SH |  | SOLE |  | 1350000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 53662 | 675000 | SH |  | SOLE |  | 675000 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | CLASS A COM | 04845A108 |  | 7642500 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 43875 | 675000 | SH |  | SOLE |  | 675000 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | CLASS A ORD SHS | G87119106 |  | 257375 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 |  | 9782 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| DUET ACQUISITION CORP | CLASS A COM | 26431Q106 |  | 1698300 | 170000 | SH |  | SOLE |  | 170000 | 0 | 0 |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 26431Q114 |  | 2550 | 170000 | SH |  | SOLE |  | 170000 | 0 | 0 |
| HCM ACQUISITION CO | CLASS A ORD SHS | G4365A101 |  | 10330000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 8450 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 |  | 1959750 | 195000 | SH |  | SOLE |  | 195000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 7556 | 97500 | SH |  | SOLE |  | 97500 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 29250 | 195000 | SH |  | SOLE |  | 195000 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | CLASS A COM | 626642102 |  | 3587500 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 48300 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| COUNTER PRESS ACQUISITION CO | CLASS A ORD SHS | G2542B117 |  | 1026000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| COUNTER PRESS ACQUISITION CO | *W EXP 02/07/202 | G2542B125 |  | 3000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| EVERGREEN CORPORATION | CLASS A ORD SHS | G3312W109 |  | 2056000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EVERGREEN CORPORATION | *W EXP 02/08/202 | G3312W117 |  | 2500 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | CLASS A COM | 37187C100 |  | 1572260 | 154750 | SH |  | SOLE |  | 154750 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | *W EXP 06/30/202 | 37187C118 |  | 6964 | 154750 | SH |  | SOLE |  | 154750 | 0 | 0 |
| HNR ACQUISITION CORP | COM | 40472A102 |  | 2634225 | 257500 | SH |  | SOLE |  | 257500 | 0 | 0 |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 |  | 25750 | 257500 | SH |  | SOLE |  | 257500 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | CLASS A COM | 36119D103 |  | 4100000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | *W EXP 12/23/202 | 36119D111 |  | 12080 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| A SPAC I ACQUISITION CORP | CLASS A ORD SHS | G0542S106 |  | 5100000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| A SPAC I ACQUISITION CORP | *W EXP 05/21/202 | G0542S130 |  | 3750 | 375000 | SH |  | SOLE |  | 375000 | 0 | 0 |
| A SPAC I ACQUISITION CORP | RIGHT 12/09/2026 | G0542S114 |  | 42500 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 |  | 20167 | 670000 | SH |  | SOLE |  | 670000 | 0 | 0 |
| FG MERGER CORP | COMMON STOCK | 30324Y101 |  | 3057000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| FG MERGER CORP | *W EXP 06/17/202 | 30324Y119 |  | 11250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | *W EXP 11/18/202 | G5352N121 |  | 11250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | RIGHT 11/18/2026 | G5352N113 |  | 76500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| NUBIA BRAND INTERNATIONAL CO | CLASS A COM | 67022R103 |  | 141532 | 13944 | SH |  | SOLE |  | 13944 | 0 | 0 |
| NUBIA BRAND INTERNATIONAL CO | *W EXP 11/16/202 | 67022R111 |  | 18558 | 231972 | SH |  | SOLE |  | 231972 | 0 | 0 |
| REDWOODS ACQUISITION CORP | COM | 758083109 |  | 8052000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | *W EXP 03/15/202 | 758083117 |  | 37600 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | RIGHT 03/15/2027 | 758083125 |  | 128000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | COMMON STOCK | 98741Y103 |  | 9287000 | 925000 | SH |  | SOLE |  | 925000 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 98741Y111 |  | 27750 | 925000 | SH |  | SOLE |  | 925000 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 |  | 150220 | 925000 | SH |  | SOLE |  | 925000 | 0 | 0 |
| CARTESIAN GROWTH CORP II | CLASS A ORD | G19305112 |  | 6150000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | G19305120 |  | 44980 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| INVESTCORP INDIA ACQUISTN CO | CLASS A ORD SHS | G49219101 |  | 4136000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| INVESTCORP INDIA ACQUISTN CO | *W EXP 06/01/202 | G49219127 |  | 10440 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ACRI CAPITAL ACQUISITION COR | COM CL A | 00501A101 |  | 3270400 | 320000 | SH |  | SOLE |  | 320000 | 0 | 0 |
| ACRI CAPITAL ACQUISITION COR | *W EXP 02/01/202 | 00501A119 |  | 5600 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| MOBIV ACQUISITION CORP | CLASS A COM | 60742N106 |  | 3341000 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| MOBIV ACQUISITION CORP | *W EXP 07/31/202 | 60742N114 |  | 19500 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| PONO CAP TWO INC | COM CL A | 73245B107 |  | 3366000 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| PONO CAP TWO INC | *W EXP 07/31/202 | 73245B115 |  | 18183 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| AQUARON ACQUISITION CORP | COMMON STOCK | 03842W105 |  | 1002000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| AQUARON ACQUISITION CORP | RIGHT 07/15/2026 | 03842W113 |  | 22000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| HUDSON ACQUISITION I CORP | COMMON STOCK | 44364H209 |  | 1013925 | 99502 | SH |  | SOLE |  | 99502 | 0 | 0 |
| SATIXFY COMMUNICATIONS LTD | *W EXP 99/99/999 | M82363132 |  | 207200 | 740000 | SH |  | SOLE |  | 740000 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 34300 | 490000 | SH |  | SOLE |  | 490000 | 0 | 0 |
| 10X CAP VENTURE ACQSTN CORP | COM CL A | G87076108 |  | 3461500 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| 10X CAP VENTURE ACQSTN CORP | *W EXP 04/19/202 | G87076116 |  | 11000 | 166666 | SH |  | SOLE |  | 166666 | 0 | 0 |
| CASCADIA ACQUISITION CORP | CLASS A COM | 14739D100 |  | 7364700 | 735000 | SH |  | SOLE |  | 735000 | 0 | 0 |
| CASCADIA ACQUISITION CORP | *W EXP 09/30/202 | 14739D118 |  | 3896 | 367500 | SH |  | SOLE |  | 367500 | 0 | 0 |
| WAG GROUP CO | COMMON STOCK | 93042P109 |  | 2944588 | 956035 | SH |  | SOLE |  | 956035 | 0 | 0 |
| WAG GROUP CO | *W EXP 07/30/202 | 93042P117 |  | 120408 | 975750 | SH |  | SOLE |  | 975750 | 0 | 0 |
| INSIGHT ACQUISITION CORP | COM CL A | 45784L100 |  | 11350080 | 1126000 | SH |  | SOLE |  | 1126000 | 0 | 0 |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 45784L118 |  | 3352 | 588000 | SH |  | SOLE |  | 588000 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | COM CL A | 56608A105 |  | 757500 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 56608A113 |  | 29400 | 735000 | SH |  | SOLE |  | 735000 | 0 | 0 |
| IX ACQUISITION CORP | CLASS A ORD SHS | G5000D103 |  | 9932300 | 980000 | SH |  | SOLE |  | 980000 | 0 | 0 |
| IX ACQUISITION CORP | *W EXP 07/31/202 | G5000D111 |  | 7399 | 490000 | SH |  | SOLE |  | 490000 | 0 | 0 |
| OSISKO DEVELOPMENT CORP | COM NEW | 68828E809 |  | 1688481 | 396500 | SH |  | SOLE |  | 396500 | 0 | 0 |
| UR-ENERGY INC | COM | 91688R108 |  | 16914928 | 14708633 | SH |  | SOLE |  | 14708633 | 0 | 0 |
| RAIL VISION LTD | ORDINARY SHS | M8186D106 |  | 253553 | 222552 | SH |  | SOLE |  | 222552 | 0 | 0 |
| CARDIOL THERAPEUTICS INC | COM CL A | 14161Y200 |  | 1710234 | 3353400 | SH |  | SOLE |  | 3353400 | 0 | 0 |
| URANIUM ENERGY CORP | COM | 916896103 |  | 50745573 | 13078756 | SH |  | SOLE |  | 13078756 | 0 | 0 |
| NEXGEN ENERGY LTD | COM | 65340P106 |  | 11300640 | 2551794 | SH |  | SOLE |  | 2551794 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 1512000 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| ENERGY FUELS INC | COM NEW | 292671708 |  | 17916521 | 2885108 | SH |  | SOLE |  | 2885108 | 0 | 0 |
| DENISON MINES CORP | COM | 248356107 |  | 28148772 | 24477193 | SH |  | SOLE |  | 24477193 | 0 | 0 |

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