# EDGAR Filing Document

**Accession Number:** 0000038679
**File Stem:** 9999999997-23-003906
**Filing Date:** 2023-3
**Character Count:** 1610
**Document Hash:** 09dd6e8e6e971df6334aca4596d60644
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-003906.hdr.sgml**: 20230821

**ACCESSION NUMBER**: 9999999997-23-003906

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20220930

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230821

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20211001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STUART FRANKEL & CO., INCORPORATED
- **CENTRAL INDEX KEY:** 0000038679
- **IRS NUMBER:** 133430942
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-17419
- **FILM NUMBER:** 23008401

**BUSINESS ADDRESS:**
- **STREET 1:** 60 CUTTER MILL ROAD
- **STREET 2:** SUITE 210
- **CITY:** GREAT NECK
- **STATE:** NY
- **ZIP:** 11021
- **BUSINESS PHONE:** 212-943-8787

**MAIL ADDRESS:**
- **STREET 1:** 60 CUTTER MILL ROAD
- **STREET 2:** SUITE 210
- **CITY:** GREAT NECK
- **STATE:** NY
- **ZIP:** 11021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STUART FRANKEL & CO INC                                 /BD
- **DATE OF NAME CHANGE:** 20020612

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FRANKEL STUART & CO INC /NY/                            /BD
- **DATE OF NAME CHANGE:** 20010712

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FRANKEL STUART & CO INC                                 /BD
- **DATE OF NAME CHANGE:** 19980311

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23008401 for access to the original document.

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