# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0000940400-25-002553
**Filing Date:** 2025-9
**Character Count:** 35913
**Document Hash:** b46312b92658dda090b28d8bd8cd7fa0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-002553.hdr.sgml**: 20250925

**ACCESSION NUMBER**: 0000940400-25-002553

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250731

**FILED AS OF DATE**: 20250925

**DATE AS OF CHANGE**: 20250925

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** New York Life Investments ETF Trust
- **CENTRAL INDEX KEY:** 0001415995

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 251344562

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** (212) 576-5018

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IndexIQ ETF Trust
- **DATE OF NAME CHANGE:** 20080908

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### NYLI Merger Arbitrage ETF (Series ID: S000025931)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000077928 | NYLI Merger Arbitrage ETF | MNA             |

## Nport-Ex

<u>Schedule of Investments ─ NYLI Merger Arbitrage ETF</u> <br> July 31, 2025 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 85.6%** |  |  |
| **Communication Services — 6.8%** |  |  |
| Frontier Communications Parent, Inc.\* | 317990 | $11682952 |
| HKBN Ltd. | 7831896 | 4978492 |
| &nbsp;&nbsp;Total Communication Services |  | 16661444 |
| **Consumer Discretionary — 15.2%** |  |  |
| Deliveroo PLC\* | 2299495 | 5395289 |
| Dowlais Group PLC | 7814311 | 7269752 |
| Foot Locker, Inc.\*<sup>(a)</sup> | 265420 | 6646117 |
| Just Eat Takeaway.com NV\* | 418915 | 9608516 |
| Playa Hotels & Resorts NV\*<sup>(b)</sup> | 393738 |  |
| Skechers USA, Inc., Class A\* | 133195 | 8424584 |
| &nbsp;&nbsp;Total Consumer Discretionary |  | 37344258 |
| **Consumer Staples — 13.1%** |  |  |
| Kellanova | 141691 | 11311192 |
| SpartanNash Co. | 156242 | 4146663 |
| Walgreens Boots Alliance, Inc.<sup>(c)</sup>. | 1066154 | 12410033 |
| Welcia Holdings Co., Ltd. | 258816 | 4357884 |
| &nbsp;&nbsp;Total Consumer Staples |  | 32225772 |
| **Energy — 13.6%** |  |  |
| Parkland Corp. | 285327 | 8071418 |
| Santos Ltd. | 1767353 | 8955335 |
| Sitio Royalties Corp., Class A | 303996 | 5523607 |
| Subsea 7 SA | 557042 | 10920642 |
| &nbsp;&nbsp;Total Energy |  | 33471002 |
| **Financials — 10.1%** |  |  |
| AvidXchange Holdings, Inc.\* | 355401 | 3504254 |
| Bridge Investment Group Holdings, Inc., Class A | 359812 | 3684475 |
| Cantaloupe, Inc.\* | 94414 | 1045163 |
| HarborOne Bancorp, Inc. | 57488 | 680083 |
| Mr Cooper Group, Inc.\* | 54894 | 8548093 |
| Pacific Premier Bancorp, Inc. | 222448 | 4820448 |
| ProAssurance Corp.\* | 108842 | 2586086 |
| &nbsp;&nbsp;Total Financials |  | 24868602 |
| **Health Care — 2.0%** |  |  |
| Andlauer Healthcare Group, Inc. | 78250 | 2999711 |
| Cross Country Healthcare, Inc.\* | 47585 | 640018 |
| CureVac NV\* | 152870 | 823969 |
| Vigil Neuroscience, Inc.\* | 55277 | 444980 |
| &nbsp;&nbsp;Total Health Care |  | 4908678 |
| **Industrials — 13.1%** |  |  |
| Chart Industries, Inc.\* | 49017 | 9746050 |
| Dun & Bradstreet Holdings, Inc. | 1034703 | 9415798 |
| GMS, Inc.\* | 58992 | 6467883 |
| MRC Global, Inc.\* | 226415 | 3323772 |
| NV5 Global, Inc.\* | 147598 | 3313575 |
| &nbsp;&nbsp;Total Industrials |  | 32267078 |
| **Information Technology — 4.9%** |  |  |
| Alphawave IP Group PLC\*<sup>(a)</sup> | 1905711 | 4362915 |
| Informatica, Inc., Class A\* | 307940 | 7606118 |
| &nbsp;&nbsp;Total Information Technology |  | 11969033 |
| **Materials — 3.4%** |  |  |
| Adriatic Metals PLC\*<sup>(a)</sup> | 611420 | 2239936 |
| MAC Copper Ltd.\* | 161399 | 1941630 |
| MAG Silver Corp. | 208650 | 4260633 |
| &nbsp;&nbsp;Total Materials |  | 8442199 |

---

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** |  |  |
| **Utilities — 3.4%** |  |  |
| TXNM Energy, Inc. | 149602 | $8495898 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;**(Cost $203,501,780)** |  | **210653964** |
| **Exchange Traded Vehicles — 8.4%** |  |  |
| **Fixed Income Fund — 8.4%** |  |  |
| iShares Short Treasury Bond ETF<sup>(a)</sup> | 97727 | 10790038 |
| SPDR Bloomberg 1-3 Month T-Bill ETF, Class B | 109075 | 10007631 |
| **Total Exchange Traded Vehicles** |  |  |
| &nbsp;&nbsp;**(Cost $20,784,276)** |  | **20797669** |
| **Rights — 0.1%** |  |  |
| **Health Care — 0.1%** |  |  |
| Chinook Therapeutics, Inc.\*<sup>(b)</sup> | 435560 | 130668 |
| Epizyme, Inc.\*<sup>(b)</sup> | 1957185 | 39144 |
| Supernus Pharmaceuticals, Inc.\*<sup>(b)</sup> | 333265 | 19996 |
| **Total Rights** |  |  |
| &nbsp;&nbsp;**(Cost $0)** |  | **189808** |
| **Short-Term Investments — 4.5%** |  |  |
| **Money Market Funds — 4.5%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.18%<sup>(d)(e)</sup> | 2029502 | 2029502 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.29%<sup>(d)</sup> | 9150468 | 9150468 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;**(Cost $11,179,970)** |  | **11179970** |
| **Total Investments — 98.6%<br> (Cost $235,466,026)** |  | **242821411** |
| **Other Assets and Liabilities,<br> Net — 1.4%** |  | **3348797** |
| **Net Assets — 100.0%** |  | $**246170208** |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $7,031,851; total market value of collateral held by the Fund was $7,336,411. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $5,306,909.

(b) Securities are fair valued as determined in good faith in accordance with the procedures established by the Board of Trustees. The securities are fair valued using significant unobservable inputs.

(c) All or a portion of these securities have been segregated as collateral for swap contracts. The total value of securities segregated amounted to $6,739,560.

(d) Reflects the 1-day yield at July 31, 2025.

(e) Represents security purchased with cash collateral received for securities on loan.

<u>Schedule of Investments ─ NYLI Merger Arbitrage ETF (continued)</u> <br> July 31, 2025 (unaudited)

**Total Return Swap contracts outstanding at July 31, 2025:**

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Total Return Benchmark** | **Counterparty** | **Floating Rate<sup>(f)</sup>**  | **Expiration Date** | **Payment Frequency** | **Notional <br> Amount <br> Long/(Short)** | **Value/**<br> **Unrealized Appreciation/**<br> **(Depreciation)<sup>(g)</sup>** |
| Acuren Corp. | Morgan Stanley | 1-Day FEDEF - 3.58% | 2/03/2026 | Monthly | $(2017105) | $– |
| American Axle & Manufacturing Holdings, Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (3064657) |  |
| Apollo Global Management, Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (3706096) |  |
| BioNTech SE | Morgan Stanley | 1-Day FEDEF - 0.78% | 2/03/2026 | Monthly | (872793) |  |
| Columbia Banking System, Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (4848988) |  |
| DNOW, Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (3340032) |  |
| DPM Metals Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 4/06/2027 | Monthly | (1556419) | (4) |
| Eastern Bankshares, Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (534925) |  |
| Pan American Silver Corp. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (4260676) |  |
| Rocket Cos., Inc. | Morgan Stanley | 1-Day FEDEF - 6.53% | 2/03/2026 | Monthly | (8927461) |  |
| Saipem SpA | Morgan Stanley | 1-Day FEDEF - 0.50% | 5/07/2027 | Monthly | (9916893) | (46) |
| Sunoco LP | Morgan Stanley | 1-Day FEDEF - 8.83% | 2/03/2026 | Monthly | (4668551) |  |
| Tsuruha Holdings, Inc. | Morgan Stanley | 1-Day FEDEF - 0.40% | 5/11/2027 | Monthly | (4317639) | 1 |
| Viper Energy, Inc. | Morgan Stanley | 1-Day FEDEF - 0.35% | 2/03/2026 | Monthly | (5563662) | – |
|  |  |  |  |  |  | $**(49)** |

---

The total value of securities segregated as collateral for swap contracts with counterparty Morgan Stanley amounted to $6,739,560 at July 31, 2025. The Fund either receives fees from, or pays to the counterparty, the total return of the benchmark and the agreed-upon financing rate.

(f) Fund pays or receives the floating rate and receives or pays the total return of the reference rate entity.

(g) Reflects the value at reset date of July 31, 2025.

**Abbreviation**

FEDEF — Federal Funds Effective Rate

The following is a summary of the inputs used to value the Fund's investments as of July 31, 2025. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(h)</sup> |  |  |  |  |
| &nbsp;&nbsp;Common Stocks | $210653964 | $— | $&nbsp;&nbsp;&nbsp;&nbsp;— <sup>(i)</sup> | $210653964 |
| &nbsp;&nbsp;Exchange Traded Vehicles | 20797669 |  |  | 20797669 |
| &nbsp;&nbsp;Rights |  |  | 189808 <sup>(i)</sup> | 189808 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;Money Market Funds | 11179970 |  |  | 11179970 |
| Total Investments in Securities | 242631603 |  | 189808 | 242821411 |
| Other Financial Instruments:<sup>(j)</sup> |  |  |  |  |
| &nbsp;&nbsp;Swap Contracts |  | 1 |  | 1 |
| Total Investments in Securities and Other Financial Instruments | $242631603 | $1 | $189808 | $242821412 |
| **Liability Valuation Inputs** |  |  |  |  |
| Other Financial Instruments:<sup>(j)</sup> |  |  |  |  |
| &nbsp;&nbsp;Swap Contracts |  | (50) |  | (50) |

---

(h) For a complete listing of investments and their industries, see the Schedule of Investments.

(i) The Level 3 securities, valued in total at $189,808, have been fair valued in good faith in accordance with procedures established by the Board of Trustees.

(j) Reflects the unrealized appreciation (depreciation) of the instruments.

A reconciliation of assets in which Level 3 inputs are used in determining fair value is presented when there are significant Level 3 financial instruments at the beginning and/or end of the period.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** New York Life Investments ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** NYLI Merger Arbitrage ETF

- **b. EDGAR series identifier (if any):** S000025931

- **c. LEI of Series:** 549300Q7XHADH3DHV187

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2025-07-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $249589480.88

**Total Liabilities:** $3426113.65

**Net Assets:** $246163367.23

**Cash Not Reported:** $2078898.48

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000077928 | 0.95%                | 0.57%                | 0.78%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1671963.10              | $2630187.17                                |
| Month 2  | $1719294.49              | $2162277.39                                |
| Month 3  | $1939780.35              | $1475729.09                                |

**Designated Index Information**

- **Index Name:** NYLI Merger Arbitrage Index

- **Index Identifier:** IQMNAT

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| HKBN Ltd                                                     | HKBN Ltd                                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | HK        |   7831896 | NS      | $4978491.85   | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Foot Locker Inc                                              | Foot Locker Inc                                              | CUSIP: 344849104<br>LEI: 549300X383CBNP6MTV94 | Long             | EC               | CORP              | US        |    265420 | NS      | $6646116.80   | 2.70%             |  |  |  | No            |                  1 | On Loan: —       |
| MORGAN STANLEY & CO. LLC                                     | TRS DESERT PEAK MINERALS INC                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-24823.89    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| GMS Inc                                                      | GMS Inc                                                      | CUSIP: 36251C103<br>LEI: 52990057RENOQO4U0D72 | Long             | EC               | CORP              | US        |     58992 | NS      | $6467882.88   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Short Treasury Bond ETF                              | iShares Short Treasury Bond ETF                              | CUSIP: 464288679<br>LEI: 549300F8ZJ4IZLOOBP30 | Long             | EC               | RF                | US        |     97727 | NS      | $10790038.07  | 4.38%             |  |  |  | No            |                  1 | On Loan: —       |
| TXNM Energy Inc                                              | TXNM Energy Inc                                              | CUSIP: 69349H107<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | EC               | CORP              | US        |    149602 | NS      | $8495897.58   | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINOOK THERAPEUTICS INC CVR                                 | CHINOOK THERAPEUTICS INC CVR                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    435560 | NS      | $130668.00    | 0.05%             |  |  |  | No            |                  3 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ACUREN CORP                                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-4781.42     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Frontier Communications Parent                               | Frontier Communications Parent Inc                           | CUSIP: 35909D109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    317990 | NS      | $11682952.60  | 4.75%             |  |  |  | No            |                  1 | On Loan: No      |
| EPIZYME INCCONTINGENT                                        | EPIZYME INCCONTINGENT                                        | CUSIP: 294CVR014<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1957185 | NS      | $39143.70     | 0.02%             |  |  |  | No            |                  3 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS COLUMBIA BANKING SYSTEM INC                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-54550.04    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| HarborOne Bancorp Inc                                        | HarborOne Bancorp Inc                                        | CUSIP: 41165Y100<br>LEI: 549300CNOEY2QUB7F917 | Long             | EC               | CORP              | US        |     57488 | NS      | $680083.04    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ProAssurance Corp                                            | ProAssurance Corp                                            | CUSIP: 74267C106<br>LEI: 54930015E5J57R675E89 | Long             | EC               | CORP              | US        |    108842 | NS      | $2586085.92   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Mr Cooper Group Inc                                          | Mr Cooper Group Inc                                          | CUSIP: 62482R107<br>LEI: 549300KD8C6DPXYC2M26 | Long             | EC               | CORP              | US        |     54894 | NS      | $8548093.68   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| AvidXchange Holdings Inc                                     | AvidXchange Holdings Inc                                     | CUSIP: 05368X102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    355401 | NS      | $3504253.86   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| MAG Silver Corp                                              | MAG Silver Corp                                              | CUSIP: 55903Q104<br>LEI: 254900LGL904N7F3EL14 | Long             | EC               | CORP              | CA        |    208650 | NS      | $4260633.00   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Dowlais Group PLC                                            | Dowlais Group PLC                                            | CUSIP: 000000000<br>LEI: 213800XM8WOFLY6VPC92 | Long             | EC               | CORP              | GB        |   7814311 | NS      | $7269751.78   | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS APOLLO GLOBAL MANAGEMENT INC                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-69995.60    | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS EASTERN BANKSHARES INC                                   | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-3773.76     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Adriatic Metals PLC                                          | Adriatic Metals PLC                                          | CUSIP: 000000000<br>LEI: 549300OHAH2GL1DP0L61 | Long             | EC               | CORP              | GB        |    611420 | NS      | $2239936.52   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGE                               | DREYFUS GOVERNMENT CASH MANAGE                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   2029502 | NS      | $2029501.66   | 0.82%             |  |  |  | No            |                  2 | On Loan: No      |
| Santos Ltd                                                   | Santos Ltd                                                   | CUSIP: 000000000<br>LEI: 5299000RK70B5O2M7077 | Long             | EC               | CORP              | AU        |   1767353 | NS      | $8955335.00   | 3.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Welcia Holdings Co Ltd                                       | Welcia Holdings Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |    258816 | NS      | $4357883.94   | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Cantaloupe Inc                                               | Cantaloupe Inc                                               | CUSIP: 138103106<br>LEI: 529900O54DBQQVWO9Q85 | Long             | EC               | CORP              | US        |     94414 | NS      | $1045162.98   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS PAN AMERICAN SILVER CORP                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $237577.70    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS DNOW INC                                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-310879.25   | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| SpartanNash Co                                               | SpartanNash Co                                               | CUSIP: 847215100<br>LEI: 549300TV3QCCSQLF5X16 | Long             | EC               | CORP              | US        |    156242 | NS      | $4146662.68   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS TSURUHA HOLDINGS INC                                     | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $251472.79    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS BIONTECH SE                                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $22624.72     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Subsea 7 SA                                                  | Subsea 7 SA                                                  | CUSIP: 000000000<br>LEI: 222100AIF0CBCY80AH62 | Long             | EC               | CORP              | GB        |    557042 | NS      | $10920641.34  | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                                         | Chart Industries Inc                                         | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |     49017 | NS      | $9746050.11   | 3.96%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS ROCKET COS INC                                           | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-377611.18   | -0.15%            |  |  |  | No            |                  2 | On Loan: No      |
| Dun & Bradstreet Holdings Inc                                | Dun & Bradstreet Holdings Inc                                | CUSIP: 26484T106<br>LEI: 254900LNALVKD1ZX7U27 | Long             | EC               | CORP              | US        |   1034703 | NS      | $9415797.30   | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| MAC Copper Ltd                                               | MAC Copper Ltd                                               | CUSIP: 000000000<br>LEI: 984500A55FX8DC465F12 | Long             | EC               | CORP              | AU        |    161399 | NS      | $1941629.97   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SUNOCO LP                                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-163786.88   | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| Pacific Premier Bancorp Inc                                  | Pacific Premier Bancorp Inc                                  | CUSIP: 69478X105<br>LEI: 549300Q1KIC3KLI0XG98 | Long             | EC               | CORP              | US        |    222448 | NS      | $4820448.16   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc                                 | Walgreens Boots Alliance Inc                                 | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |   1066154 | NS      | $12410032.56  | 5.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PLAYA HOTELS & RES ESCROW                                    | PLAYA HOTELS & RES ESCROW                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | NL        |    393738 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| MRC Global Inc                                               | MRC Global Inc                                               | CUSIP: 55345K103<br>LEI: 529900TSBPOLCLI2L582 | Long             | EC               | CORP              | US        |    226415 | NS      | $3323772.20   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS AMERICAN AXLE & MANUFACTURING HOLDINGS INC               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-229753.94   | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| Kellanova                                                    | Kellanova                                                    | CUSIP: 487836108<br>LEI: LONOZNOJYIBXOHXWDB86 | Long             | EC               | CORP              | US        |    141691 | NS      | $11311192.53  | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Andlauer Healthcare Group Inc                                | Andlauer Healthcare Group Inc                                | CUSIP: 034223107<br>LEI: 549300FEFF2VDKFOGG32 | Long             | EC               | CORP              | CA        |     78250 | NS      | $2999710.68   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Skechers USA Inc                                             | Skechers USA Inc                                             | CUSIP: 830566105<br>LEI: 529900D2R54KZPA4XR56 | Long             | EC               | CORP              | US        |    133195 | NS      | $8424583.75   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Informatica Inc                                              | Informatica Inc                                              | CUSIP: 45674M101<br>LEI: 984500E0DEFFE6DE9588 | Long             | EC               | CORP              | US        |    307940 | NS      | $7606118.00   | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NV5 Global Inc                                               | NV5 Global Inc                                               | CUSIP: 62945V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    147598 | NS      | $3313575.10   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 26200X100<br>LEI: 549300RBWL04JG8SIX57 | Long             | STIV             | RF                | US        |   9150468 | NS      | $9150468.26   | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| E2open Parent Holdings Inc                                   | E2open Parent Holdings Inc                                   | CUSIP: 29788T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1151656 | NS      | $3800464.80   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Sitio Royalties Corp                                         | Sitio Royalties Corp                                         | CUSIP: 82983N108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    303996 | NS      | $5523607.32   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA ADAMAS PHARMACE                                       | CONTRA ADAMAS PHARMACE                                       | CUSIP: 005CVR022<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    333265 | NS      | $19995.90     | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| Deliveroo PLC                                                | Deliveroo PLC                                                | CUSIP: 000000000<br>LEI: 984500F6537F74DDEE77 | Long             | EC               | CORP              | GB        |   2299495 | NS      | $5395289.73   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS SAIPEM SPA                                               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $214451.60    | 0.09%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Bloomberg 1-3 Month T-Bill ETF                          | SPDR Bloomberg 1-3 Month T-Bill ETF                          | CUSIP: 78468R663<br>LEI: 549300GQCVCME1YJ6B50 | Long             | EC               | RF                | US        |    109075 | NS      | $10007631.25  | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cross Country Healthcare Inc                                 | Cross Country Healthcare Inc                                 | CUSIP: 227483104<br>LEI: 54930037L0NBIPZ5S663 | Long             | EC               | CORP              | US        |     47585 | NS      | $640018.25    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VIPER ENERGY INC                                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $61803.00     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| Bridge Investment Group Holdin                               | Bridge Investment Group Holdings Inc                         | CUSIP: 10806B100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    359812 | NS      | $3684474.88   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphawave IP Group PLC                                       | Alphawave IP Group PLC                                       | CUSIP: 000000000<br>LEI: 213800ZXTO21EU4VMH37 | Long             | EC               | CORP              | GB        |   1905711 | NS      | $4362914.58   | 1.77%             |  |  |  | No            |                  1 | On Loan: —       |
| Vigil Neuroscience Inc                                       | Vigil Neuroscience Inc                                       | CUSIP: 92673K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55277 | NS      | $444979.85    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Just Eat Takeaway.com NV                                     | Just Eat Takeaway.com NV                                     | CUSIP: 000000000<br>LEI: 724500FVZIBSSQ7SHI95 | Long             | EC               | CORP              | NL        |    418915 | NS      | $9608516.10   | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Parkland Corp                                                | Parkland Corp                                                | CUSIP: 70137W108<br>LEI: 549300UY5C6HUV0XLS53 | Long             | EC               | CORP              | CA        |    285327 | NS      | $8071418.01   | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CureVac NV                                                   | CureVac NV                                                   | CUSIP: 000000000<br>LEI: 724500BUT8GAG9LMYN56 | Long             | EC               | CORP              | DE        |    152870 | NS      | $823969.30    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-25

**Name of Applicant:** New York Life Investments ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ