# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003884
**Filing Date:** 2026-2
**Character Count:** 13671
**Document Hash:** 30c6da73a0c3288d968dd399b5a4d636
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003884.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003884

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690280

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Dividend Builder ETF (Series ID: S000069135)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000220962 | Guinness Atkinson Dividend Builder ETF | DIVS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Dividend Builder ETF

- **b. EDGAR series identifier (if any):** S000069135

- **c. LEI of Series:** 549300LDFVCSRZU8VI59

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $41334515.95

**Total Liabilities:** $75813.60

**Net Assets:** $41258702.35

**Cash Not Reported:** $200005.52

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220962 | -0.33%               | 1.81%                | -0.48%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $31203.83                | $-201145.07                                |
| Month 2  | $270833.09               | $433563.65                                 |
| Month 3  | $0.00                    | $-245115.41                                |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ABB LTD-REG /CHF/              | COMMON STOCK | CUSIP: H0010V101<br>LEI: N/A | Long             | EC               | CORP              | CH        |     19621 | NS      | $1467023.07   | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC                     | COMMON STOCK | CUSIP: 00287Y109<br>LEI: N/A | Long             | EC               | CORP              | US        |      5734 | NS      | $1310161.66   | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AFLAC INC                      | COMMON STOCK | CUSIP: 001055102<br>LEI: N/A | Long             | EC               | CORP              | US        |     10582 | NS      | $1166877.14   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTA SPORTS PRODUCTS LTD /HKD/ | COMMON STOCK | CUSIP: G04011105<br>LEI: N/A | Long             | EC               | CORP              | KY        |     86600 | NS      | $896311.00    | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ARTHUR J GALLAGHER & CO        | COMMON STOCK | CUSIP: 363576109<br>LEI: N/A | Long             | EC               | CORP              | US        |      3366 | NS      | $871087.14    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSA ABLOY AB-B /SEK/          | COMMON STOCK | CUSIP: W0817X204<br>LEI: N/A | Long             | EC               | CORP              | SE        |     35789 | NS      | $1395189.44   | 3.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLAS COPCO AB-A SHS /SEK/     | COMMON STOCK | CUSIP: W1R924252<br>LEI: N/A | Long             | EC               | CORP              | SE        |     64184 | NS      | $1157646.12   | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKROCK INC                  | COMMON STOCK | CUSIP: 09290D101<br>LEI: N/A | Long             | EC               | CORP              | US        |      1107 | NS      | $1184866.38   | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                   | COMMON STOCK | CUSIP: 11135F101<br>LEI: N/A | Long             | EC               | CORP              | US        |      3994 | NS      | $1382323.40   | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC              | COMMON STOCK | CUSIP: 17275R102<br>LEI: N/A | Long             | EC               | CORP              | US        |     17331 | NS      | $1335006.93   | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| CME GROUP INC                  | COMMON STOCK | CUSIP: 12572Q105<br>LEI: N/A | Long             | EC               | CORP              | US        |      4511 | NS      | $1231863.88   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA-COLA CO/THE               | COMMON STOCK | CUSIP: 191216100<br>LEI: N/A | Long             | EC               | CORP              | US        |     16203 | NS      | $1132751.73   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| DANONE /EUR/                   | COMMON STOCK | CUSIP: F12033134<br>LEI: N/A | Long             | EC               | CORP              | FR        |     15774 | NS      | $1423438.40   | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE BOERSE AG /EUR/       | COMMON STOCK | CUSIP: D1882G119<br>LEI: N/A | Long             | EC               | CORP              | DE        |      4330 | NS      | $1138420.25   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAGEO PLC /GBP/               | COMMON STOCK | CUSIP: G42089113<br>LEI: N/A | Long             | EC               | CORP              | GB        |     40261 | NS      | $870377.84    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| EATON CORP PLC                 | COMMON STOCK | CUSIP: G29183103<br>LEI: N/A | Long             | EC               | CORP              | IE        |      3439 | NS      | $1095355.89   | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| EMERSON ELECTRIC CO            | COMMON STOCK | CUSIP: 291011104<br>LEI: N/A | Long             | EC               | CORP              | US        |      8583 | NS      | $1139135.76   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| HALEON PLC /GBP/               | COMMON STOCK | CUSIP: G4232K100<br>LEI: N/A | Long             | EC               | CORP              | GB        |    206042 | NS      | $1041141.22   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLINOIS TOOL WORKS            | COMMON STOCK | CUSIP: 452308109<br>LEI: N/A | Long             | EC               | CORP              | US        |      4223 | NS      | $1040124.90   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON              | COMMON STOCK | CUSIP: 478160104<br>LEI: N/A | Long             | EC               | CORP              | US        |      7006 | NS      | $1449891.70   | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                  | COMMON STOCK | CUSIP: G5960L103<br>LEI: N/A | Long             | EC               | CORP              | IE        |     11926 | NS      | $1145611.56   | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                 | COMMON STOCK | CUSIP: 594918104<br>LEI: N/A | Long             | EC               | CORP              | US        |      2641 | NS      | $1277240.42   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MONDELEZ INTERNATIONAL INC-A   | COMMON STOCK | CUSIP: 609207105<br>LEI: N/A | Long             | EC               | CORP              | US        |     18489 | NS      | $995262.87    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| NESTLE SA-REG /CHF/            | COMMON STOCK | CUSIP: H57312649<br>LEI: N/A | Long             | EC               | CORP              | CH        |     12680 | NS      | $1260555.77   | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| OTIS WORLDWIDE CORP            | COMMON STOCK | CUSIP: 68902V107<br>LEI: N/A | Long             | EC               | CORP              | US        |     11259 | NS      | $983473.65    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCHEX INC                    | COMMON STOCK | CUSIP: 704326107<br>LEI: N/A | Long             | EC               | CORP              | US        |      7391 | NS      | $829122.38    | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                    | COMMON STOCK | CUSIP: 713448108<br>LEI: N/A | Long             | EC               | CORP              | US        |      7525 | NS      | $1079988.00   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER & GAMBLE CO/THE        | COMMON STOCK | CUSIP: 742718109<br>LEI: N/A | Long             | EC               | CORP              | US        |      6487 | NS      | $929651.97    | 2.25%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLICIS GROUPE /EUR/          | COMMON STOCK | CUSIP: F7607Z165<br>LEI: N/A | Long             | EC               | CORP              | FR        |      9932 | NS      | $1034468.31   | 2.51%             |  |  |  | No            |                  1 | On Loan: No      |
| RECKITT BENCKISER GROUP  /GBP/ | COMMON STOCK | CUSIP: G74079107<br>LEI: N/A | Long             | EC               | CORP              | GB        |     16584 | NS      | $1341960.03   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCHE HOLDING AG-GENUSSC /CHF/ | COMMON STOCK | CUSIP: H69293217<br>LEI: N/A | Long             | EC               | CORP              | CH        |      3422 | NS      | $1417966.54   | 3.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER ELEC SA /EUR/        | COMMON STOCK | CUSIP: F86921107<br>LEI: N/A | Long             | EC               | CORP              | FR        |      4285 | NS      | $1182994.09   | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |      5221 | NS      | $1586609.69   | 3.85%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INC          | COMMON STOCK | CUSIP: 882508104<br>LEI: N/A | Long             | EC               | CORP              | US        |      5996 | NS      | $1040246.04   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| UNILEVER PLC /GBP/             | COMMON STOCK | CUSIP: G92087348<br>LEI: N/A | Long             | EC               | CORP              | GB        |     17312 | NS      | $1134209.11   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer