# EDGAR Filing Document

**Accession Number:** 0000722574
**File Stem:** 0001752724-23-014578
**Filing Date:** 2023-1
**Character Count:** 92611
**Document Hash:** bbf12c9c288361294e24f9039175411b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-014578.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001752724-23-014578

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDELITY ADVISOR SERIES I
- **CENTRAL INDEX KEY:** 0000722574
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03785
- **FILM NUMBER:** 23556404

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-563-7000

**MAIL ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY ADVISOR SERIES 1
- **DATE OF NAME CHANGE:** 19930706

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY BROAD STREET TRUST
- **DATE OF NAME CHANGE:** 19920820

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY ADVISOR EQUITY PORTFOLIO GROWTH
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### Fidelity Advisor Series Growth Opportunities Fund (Series ID: S000042623)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000131778 | Fidelity Advisor Series Growth Opportunities Fund | FAOFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Fidelity Advisor Series I

- **b. Investment Company Act file number:** 811-03785

- **c. CIK number of Registrant:** 0000722574

- **d. LEI of Registrant:** C7J4FOV6ELAVE39B7M82

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 245 Summer Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02210

  - **Telephone number:** 1-800-FIDELITY

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fidelity Advisor Series Growth Opportunities Fund

- **b. EDGAR series identifier (if any):** S000042623

- **c. LEI of Series:** 549300XWFJUGM31VBN02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $661051788.42

**Total Liabilities:** $9449889.87

**Net Assets:** $651601898.55

**Cash Not Reported:** $7806.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000131778 | -10.60%              | 4.90%                | 4.35%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-3413727.95             | $-67398243.31                              |
| Month 2  | $-6501871.07             | $35942572.17                               |
| Month 3  | $-6136726.57             | $32428504.95                               |

### Schedule of Portfolio Investments

| Name                                | Title                                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| GENERAL MOTORS CO                   | GENERAL MOTORS CO                                                                       | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |      3600 | NS      | $146016.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUTRON HOLDINGS INC                | NEUTRON HOLDINGS INC CONV PIK STEP 10/27/2025 PP                                        | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | DBT              | CORP              | US        |    380900 | PA      | $339077.18    | 0.05%             | 2025-10-27      | Variable      | 0.04%                 | Yes           |                  3 | On Loan: No      |
| BOSTON BEER COMPANY INC             | BOSTON BEER COMPANY CL A                                                                | CUSIP: 100557107<br>LEI: 529900Q02MQ0DCQNRM58 | Long             | EC               | CORP              | US        |      2000 | NS      | $768740.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CHARTER COMMUNICATIONS INC          | CHARTER COMMUNICATIONS INC A                                                            | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |      3400 | NS      | $1330386.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BETA TECHNOLOGIES INC               | BETA TECHNOLOGIES INC SER A PC PP                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     15188 | NS      | $1251794.96   | 0.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BE SEMICONDUCTOR INDUSTRIES NV      | BE SEMICOND INDUS NV (NETH)                                                             | CUSIP: N/A<br>LEI: 7245007A1YFLI2GNYX06       | Long             | EC               | CORP              | NL        |      2800 | NS      | $182385.21    | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| THERMO FISHER SCIENTIFIC INC        | THERMO FISHER SCIENTIFIC INC                                                            | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |      2200 | NS      | $1232484.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PENUMBRA INC                        | PENUMBRA INC                                                                            | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |     15695 | NS      | $3288259.45   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| EXELIXIS INC                        | EXELIXIS INC                                                                            | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |     52509 | NS      | $896853.72    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| MAGNITE INC                         | MAGNITE INC                                                                             | CUSIP: 55955D100<br>LEI: 54930018FR2YX1HHSB02 | Long             | EC               | CORP              | US        |    207202 | NS      | $2302014.22   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MORPHIC HOLDING INC                 | MORPHIC HOLDING INC                                                                     | CUSIP: 61775R105<br>LEI: 549300RWWOUFLHTY1224 | Long             | EC               | CORP              | US        |     17000 | NS      | $467840.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMA AI                             | SIMA TECHNOLOGIES INC SER B PC PP                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     40700 | NS      | $253968.00    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CLOUDFLARE INC                      | CLOUDFLARE INC                                                                          | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     26000 | NS      | $1277640.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GODADDY INC                         | GODADDY INC CL A                                                                        | CUSIP: 380237107<br>LEI: 549300J8H1TB0I2CB447 | Long             | EC               | CORP              | US        |     80484 | NS      | $6368698.92   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HOLDINGS INC                                                                     | CUSIP: 83542D102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53918 | NS      | $95434.86     | 0.01%             |  |  |  | No            |                  1 | On Loan: —       |
| AT and T INC                        | AT and T INC                                                                            | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |      7300 | NS      | $140744.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| OAK STREET HEALTH INC               | OAK STREET HEALTH INC                                                                   | CUSIP: 67181A107<br>LEI: 2549007CJE6GSEURLA30 | Long             | EC               | CORP              | US        |    211402 | NS      | $4570511.24   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYONEER GLOBAL INC                 | PAYONEER GLOBAL INC PIPE                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     15500 | NS      | $83700.00     | 0.01%             |  |  |  | Yes           |                  1 | On Loan: No      |
| INTAPP INC                          | INTAPP INC                                                                              | CUSIP: 45827U109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54979 | NS      | $1270564.69   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| LOCAL BOUNTI CORP                   | LOCAL BOUNTI CORP                                                                       | CUSIP: 53960E106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    154197 | NS      | $323813.70    | 0.05%             |  |  |  | No            |                  1 | On Loan: —       |
| ORSTED A/S                          | ORSTED A/S                                                                              | CUSIP: N/A<br>LEI: W9NG6WMZIYEU8VEDOG48       | Long             | EC               | CORP              | DK        |     29326 | NS      | $2567796.33   | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| GLOBANT SA                          | GLOBANT SA                                                                              | CUSIP: N/A<br>LEI: 2221008DCMSPYS42DS88       | Long             | EC               | CORP              | LU        |      3300 | NS      | $618354.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                           | APPLE INC                                                                               | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    134413 | NS      | $19897156.39  | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LULULEMON ATHLETICA INC             | LULULEMON ATHLETICA INC                                                                 | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | US        |     12101 | NS      | $4602131.31   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| JABIL INC                           | JABIL INC                                                                               | CUSIP: 466313103<br>LEI: 5493000CGCQY2OQU7669 | Long             | EC               | CORP              | US        |     55200 | NS      | $3984888.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| ENEVATE CORPORATION                 | ENEVATE CORPORATION SER E PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    285844 | NS      | $157214.20    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BLUEPRINT MEDICINES CORP            | BLUEPRINT MEDICINES CORP                                                                | CUSIP: 09627Y109<br>LEI: 5299004CC60O9T5HVM83 | Long             | EC               | CORP              | US        |      4400 | NS      | $210276.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| DELHIVERY LTD                       | DELHIVERY LTD                                                                           | CUSIP: N/A<br>LEI: 335800CUQ1SBCH9TTH82       | Long             | EC               | CORP              | IN        |     35800 | NS      | $148566.12    | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HLDS INC VWAP STAGE 5 01/18/2027 (NON-TRADABLE) RT TARGET $23 SD 7/18/22         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $441.48       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| TRADE DESK INC (THE)                | TRADE DESK INC                                                                          | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |     34855 | NS      | $1817339.70   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUTRON HOLDINGS INC                | NEUTRON HOLDINGS INC CONV 4% 05/22/2027 PP                                              | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | DBT              | CORP              | US        |     47700 | PA      | $41055.39     | 0.01%             | 2027-05-22      | Fixed         | 0.04%                 | Yes           |                  3 | On Loan: No      |
| T-MOBILE US INC                     | T-MOBILE US INC                                                                         | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |    171624 | NS      | $25994171.04  | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED MICRO DEVICES INC          | ADVANCED MICRO DEVICES INC                                                              | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    164200 | NS      | $12746846.00  | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                      | AMAZON.COM INC                                                                          | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    275680 | NS      | $26614147.20  | 4.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CELLINK CORP                        | CELLINK CORP SER D PC PP                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     12100 | NS      | $190938.00    | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ADC THERAPEUTICS SA                 | ADC THERAPEUTICS SA                                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | CH        |      9700 | NS      | $35502.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TENSTORRENT INC                     | TENSTORRENT INC CONV PERP PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | CA        |     63300 | PA      | $56894.04     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NUVEI CORP                          | NUVEI CORP                                                                              | CUSIP: 67079A102<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    134685 | NS      | $4151239.71   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| ELASTIC NV                          | ELASTIC NV                                                                              | CUSIP: N/A<br>LEI: 2549003I48WHHH937I59       | Long             | EC               | CORP              | NL        |     40213 | NS      | $2460633.47   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                      | MICROSOFT CORP                                                                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    204883 | NS      | $52273848.62  | 8.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SERVICENOW INC                      | SERVICENOW INC                                                                          | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      6768 | NS      | $2817518.40   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| TG THERAPEUTICS INC                 | TG THERAPEUTICS INC                                                                     | CUSIP: 88322Q108<br>LEI: 529900X21UKABN9NJ529 | Long             | EC               | CORP              | US        |     23900 | NS      | $210798.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| LAM RESEARCH CORP                   | LAM RESEARCH CORP                                                                       | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      8819 | NS      | $4165919.22   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                        | ALPHABET INC CL C                                                                       | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    312460 | NS      | $31699067.00  | 4.86%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMA AI                             | SIMA TECHNOLOGIES INC SER B-1 PC PP                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      5810 | NS      | $42413.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RIVIAN AUTOMOTIVE INC               | RIVIAN AUTOMOTIVE INC                                                                   | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1700 | NS      | $54468.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TENAYA THERAPEUTICS INC             | TENAYA THERAPEUTICS INC                                                                 | CUSIP: 87990A106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14500 | NS      | $38425.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| WIX.COM LTD                         | WIX.COM LTD                                                                             | CUSIP: N/A<br>LEI: 5493008P6N29Q1AG9464       | Long             | EC               | CORP              | IL        |       800 | NS      | $72392.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC                            | VISA INC CL A                                                                           | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     47126 | NS      | $10226342.00  | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM SYSTEMS INC                    | EPAM SYSTEMS INC                                                                        | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      9800 | NS      | $3612084.00   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| ROKU INC                            | ROKU INC CLASS A                                                                        | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |     50096 | NS      | $2974199.52   | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| ALCOA CORP                          | ALCOA CORP                                                                              | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |     57700 | NS      | $2892501.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| RAD POWER BIKES INC                 | RAD POWER BIKES INC SER C PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      7117 | NS      | $31030.12     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ADOBE INC                           | ADOBE INC                                                                               | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      1100 | NS      | $379423.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PAX LABS INC                        | JUUL LABS INC PC SER D P/P                                                              | CUSIP: N/A<br>LEI: 549300FKJA0AEKUHVG68       | Long             | EP               | CORP              | US        |       938 | NS      | $4192.86      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| INSTACART INC                       | MAPLEBEAR INC SER I PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      3119 | NS      | $137547.90    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| YANKA INDUSTRIES INC                | YANKA (MASTERCLASS) INDUSTRIES INC SER F PC PP                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     13160 | NS      | $146470.80    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONFLUENT INC                       | CONFLUENT INC                                                                           | CUSIP: 20717M103<br>LEI: 254900MRZ83YWUV7SN74 | Long             | EC               | CORP              | US        |     25100 | NS      | $578053.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: —       |
| ON SEMICONDUCTOR CORP               | ON SEMICONDUCTOR CORP                                                                   | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |    152242 | NS      | $11448598.40  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                  | META PLATFORMS INC CL A                                                                 | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     58289 | NS      | $6883930.90   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CARVANA CO                          | CARVANA CO CL A                                                                         | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |     51000 | NS      | $393210.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: —       |
| INTUIT INC                          | INTUIT INC                                                                              | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      8513 | NS      | $3469813.67   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| DATADOG INC                         | DATADOG INC CL A                                                                        | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     32100 | NS      | $2432538.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| PAX LABS INC                        | JUUL LABS INC CLASS B                                                                   | CUSIP: N/A<br>LEI: 549300FKJA0AEKUHVG68       | Long             | EC               | CORP              | US        |       709 | NS      | $3169.23      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LYFT INC                            | LYFT INC                                                                                | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |    276072 | NS      | $3097527.84   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| FLEX LTD                            | FLEX LTD                                                                                | CUSIP: N/A<br>LEI: 549300EAQH74YHD07T53       | Long             | EC               | CORP              | SG        |    226390 | NS      | $4976052.20   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| TASKUS INC                          | TASKUS INC                                                                              | CUSIP: 87652V109<br>LEI: 549300VFPOK2Y6GLWE32 | Long             | EC               | CORP              | US        |     89984 | NS      | $1769985.28   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTERO RESOURCES CORPORATION        | ANTERO RES CORP                                                                         | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |    460900 | NS      | $16845895.00  | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCELORMITTAL SA LUXEMBOURG         | ARCELORMITTAL CL A SPN GDR (NY REG)                                                     | CUSIP: 03938L203<br>LEI: 2EULGUTUI56JI9SAL165 | Long             | EC               | CORP              | LU        |    118700 | NS      | $3210835.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| ZENTALIS PHARMACEUTICALS INC        | ZENTALIS PHARMACEUTICALS LLC                                                            | CUSIP: 98943L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28700 | NS      | $634844.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BLINK HEALTH LLC                    | BLINK HEALTH INC SER C PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     15631 | NS      | $604607.08    | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ALIGNMENT HEALTHCARE INC            | ALIGNMENT HEALTHCARE INC                                                                | CUSIP: 01625V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35100 | NS      | $466830.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| VERVE THERAPEUTICS INC              | VERVE THERAPEUTICS INC                                                                  | CUSIP: 92539P101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9400 | NS      | $218362.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HLDS INC VWAP STAGE 3 01/18/2027 (NON-TRADABLE) RT TARGET $18 SD 7/18/22         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $588.64       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| EPIC GAMES INC                      | EPIC GAMES INC PP                                                                       | CUSIP: N/A<br>LEI: 549300I2RHITL4UP9K78       | Long             | EC               | CORP              | US        |      2200 | NS      | $1863070.00   | 0.29%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CAZOO GROUP LTD                     | CAZOO GROUP LTD A                                                                       | CUSIP: N/A<br>LEI: 549300PNRTNVMGVJY078       | Long             | EC               | CORP              | KY        |    518358 | NS      | $139956.66    | 0.02%             |  |  |  | No            |                  1 | On Loan: —       |
| ARVINAS INC                         | ARVINAS INC                                                                             | CUSIP: 04335A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12539 | NS      | $514600.56    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| RELATIVITY SPACE INC                | RELATIVITY SPACE INC SER E PC PP                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     36263 | NS      | $741940.98    | 0.11%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NXP SEMICONDUCTORS NV               | NXP SEMICONDUCTORS NV                                                                   | CUSIP: N/A<br>LEI: 724500M9BY5293JDF951       | Long             | EC               | CORP              | NL        |     51228 | NS      | $9007931.52   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| INNOVID CORP                        | ION ACQUISITION CORP 2 LTD PIPE                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     35509 | NS      | $105106.64    | 0.02%             |  |  |  | Yes           |                  1 | On Loan: No      |
| LIFESTANCE HEALTH GROUP INC         | LIFESTANCE HEALTH GROUP INC                                                             | CUSIP: 53228F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    167916 | NS      | $854692.44    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| KEROS THERAPEUTICS INC              | KEROS THERAPEUTICS                                                                      | CUSIP: 492327101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12600 | NS      | $627984.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CENOVUS ENERGY INC                  | CENOVUS ENERGY INC                                                                      | CUSIP: 15135U109<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    282600 | NS      | $5619856.52   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORP                         | ORACLE CORP                                                                             | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     20700 | NS      | $1718721.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| RAD POWER BIKES INC                 | RAD POWER BIKES INC SER D PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     12697 | NS      | $55358.92     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TECHTARGET INC                      | TECHTARGET INC                                                                          | CUSIP: 87874R100<br>LEI: 529900YQA5JL2H2VMB84 | Long             | EC               | CORP              | US        |     41900 | NS      | $1913154.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ARGENX SE                           | ARGENX SE SPONSORED ADR                                                                 | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      6290 | NS      | $2503231.30   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| STRIPE INC                          | STRIPE INC CLASS B PP                                                                   | CUSIP: N/A<br>LEI: 549300CLHGIPTCYHQ143       | Long             | EC               | CORP              | US        |      2500 | NS      | $63450.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| INSTACART INC                       | MAPLEBEAR INC SER H PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     10566 | NS      | $465960.60    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GAN SYSTEMS INC                     | GAN SYSTEMS INC SERIES F-2 PC PP                                                        | CUSIP: N/A<br>LEI: 5493008YQPX1ROPQ0U24       | Long             | EP               | CORP              | CA        |      5609 | NS      | $30905.59     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| INSTIL BIO INC                      | INSTIL BIO INC                                                                          | CUSIP: 45783C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68500 | NS      | $91105.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MOBILEYE GLOBAL INC                 | MOBILEYE GLOBAL INC                                                                     | CUSIP: 60741F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5700 | NS      | $162507.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ENEVATE CORPORATION                 | ENEVATE CORPORATIO CONV 0% 01/29/2023 PP                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    121700 | PA      | $114519.70    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WAYMO LLC                           | WAYMO LLC SER A2 0% PFD PERP P/P                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2896 | NS      | $133476.64    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TRANSMEDICS GROUP INC               | TRANSMEDICS GROUP INC                                                                   | CUSIP: 89377M109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49699 | NS      | $3074877.13   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ONCOLOGY INSTITUTE INC/THE          | ONCOLOGY INSTITUTE CA A PROF PIPE                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     28268 | NS      | $39857.88     | 0.01%             |  |  |  | Yes           |                  1 | On Loan: No      |
| GUARDANT HEALTH INC                 | GUARDANT HEALTH INC                                                                     | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     35400 | NS      | $1852836.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                           | TESLA INC                                                                               | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     68160 | NS      | $13270752.00  | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HESS CORP                           | HESS CORP                                                                               | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Long             | EC               | CORP              | US        |     64600 | NS      | $9296586.00   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| ZSCALER INC                         | ZSCALER INC                                                                             | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |      1900 | NS      | $253555.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                           | APTIV PLC                                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JE        |      4100 | NS      | $437347.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| PG and E CORP                       | PG and E CORP                                                                           | CUSIP: 69331C108<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EC               | CORP              | US        |    391000 | NS      | $6138700.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| HUBSPOT INC                         | HUBSPOT INC                                                                             | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |      6774 | NS      | $2052725.22   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SNOWFLAKE INC                       | SNOWFLAKE INC CL A                                                                      | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |      1900 | NS      | $271510.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC            | MICROCHIP TECHNOLOGY                                                                    | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      4700 | NS      | $372193.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MARVELL TECHNOLOGY INC              | MARVELL TECHNOLOGY INC                                                                  | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    139239 | NS      | $6477398.28   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| RAD POWER BIKES INC                 | RAD POWER BIKES INC PP                                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     13874 | NS      | $60490.64     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OKTA INC                            | OKTA INC CL A                                                                           | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |      5000 | NS      | $266600.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCUTIS BIOTHERAPEUTICS INC         | ARCUTIS BIOTHERAPEUTICS INC                                                             | CUSIP: 03969K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7700 | NS      | $132671.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| GAN SYSTEMS INC                     | GAN SYSTEMS INC CONV 0% PERP PP                                                         | CUSIP: N/A<br>LEI: 5493008YQPX1ROPQ0U24       | Long             | EP               | CORP              | CA        |    248956 | PA      | $161622.13    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RELAY THERAPEUTICS INC              | RELAY THERAPEUTICS INC                                                                  | CUSIP: 75943R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5053 | NS      | $93884.74     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| SPACE EXPLORATION TECHNOLOGIES CORP | SPACE EXPLORATION TECH CORP SER N PC PP                                                 | CUSIP: N/A<br>LEI: 549300B9WLO96RQCXP87       | Long             | EP               | CORP              | US        |      2559 | NS      | $1791300.00   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIRCLE INTERNET FINANCIAL LLC       | CIRCLE INTERNET FINANCIAL LIMITED SER F PC PP                                           | CUSIP: N/A<br>LEI: 549300UHJLR6LBGAFV55       | Long             | EP               | CORP              | US        |      5401 | NS      | $265341.95    | 0.04%             |  |  |  | Yes           |                  2 | On Loan: No      |
| SPACE EXPLORATION TECHNOLOGIES CORP | SPACE EXPLORATION TECH CORP                                                             | CUSIP: N/A<br>LEI: 549300B9WLO96RQCXP87       | Long             | EC               | CORP              | US        |      3000 | NS      | $210000.00    | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HLDS INC VWAP STAGE 2 01/18/2027 (NON-TRADABLE) RT TARGET $15.5 STARTING 7/18/22 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $679.20       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| DUOLINGO INC                        | DUOLINGO INC                                                                            | CUSIP: 26603R106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1500 | NS      | $104505.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| VAXCYTE INC                         | VAXCYTE INC                                                                             | CUSIP: 92243G108<br>LEI: 254900M7NMHTGASX8D95 | Long             | EC               | CORP              | US        |     46902 | NS      | $2160306.12   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MODERNA INC                         | MODERNA INC                                                                             | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |       400 | NS      | $70364.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BILL.COM HOLDINGS INC               | BILL.COM HOLDINGS INC                                                                   | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     22300 | NS      | $2685366.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| DOMINOS PIZZA INC                   | DOMINOS PIZZA INC                                                                       | CUSIP: 25754A201<br>LEI: 5299004V0Y8MI5D9FF45 | Long             | EC               | CORP              | US        |       200 | NS      | $77746.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NUTRIEN LTD                         | NUTRIEN LTD                                                                             | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |     39200 | NS      | $3151680.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL-E ONLINE LTD                 | GLOBAL-E ONLINE LTD                                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |     98331 | NS      | $2120999.67   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| TOURMALINE OIL CORP                 | TOURMALINE OIL CORP                                                                     | CUSIP: 89156V106<br>LEI: 549300EWGW5PUCV5A109 | Long             | EC               | CORP              | CA        |     80500 | NS      | $4899479.61   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| P3 HEALTH PARTNERS INC              | P3 HEALTH PARTNERS INC PIPE                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     68956 | NS      | $329609.68    | 0.05%             |  |  |  | Yes           |                  1 | On Loan: No      |
| ASTRAZENECA PLC                     | ASTRAZENECA PLC SPONS ADR                                                               | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |      1100 | NS      | $74767.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GAN SYSTEMS INC                     | GAN SYSTEMS INC SERIES F-1 PC PP                                                        | CUSIP: N/A<br>LEI: 5493008YQPX1ROPQ0U24       | Long             | EP               | CORP              | CA        |     10622 | NS      | $58527.22     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BOSTON SCIENTIFIC CORP              | BOSTON SCIENTIFIC CORP                                                                  | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |    172401 | NS      | $7804593.27   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| FISERV INC                          | FISERV INC                                                                              | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |       700 | NS      | $73052.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CELLNEX TELECOM SAU                 | CELLNEX TELECOM SAU                                                                     | CUSIP: N/A<br>LEI: 5493008T4YG3AQUI7P67       | Long             | EC               | CORP              | ES        |      2100 | NS      | $72215.94     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| LILLY (ELI) and CO                  | LILLY (ELI) and CO                                                                      | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       900 | NS      | $333972.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ALEDADE INC                         | ALEDADE INC SER E1 PC PP                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      5837 | NS      | $280351.11    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FREEPORT-MCMORAN INC                | FREEPORT MCMORAN INC                                                                    | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |     91773 | NS      | $3652565.40   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUTRON HOLDINGS INC                | NEUTRON HOLDINGS INC SER 1-C PFD PP                                                     | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | EP               | CORP              | US        |   1387600 | NS      | $29694.64     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEXTERA ENERGY PARTNERS LP          | NEXTERA ENERGY PARTNERS LP                                                              | CUSIP: 65341B106<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | EC               | CORP              | US        |     73190 | NS      | $5891063.10   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMINFO TECHNOLOGIES INC           | ZOOMINFO TECHNOLOGIES INC                                                               | CUSIP: 98980F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120284 | NS      | $3440122.40   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| BOMBAS LLC                          | BOMBAS LLC PP                                                                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    174908 | NS      | $620923.40    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VIANT TECHNOLOGY INC                | VIANT TECHNOLOGY INC                                                                    | CUSIP: 92557A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56042 | NS      | $214080.44    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CF INDUSTRIES HOLDINGS INC          | CF INDUSTRIES HOLDINGS INC                                                              | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |     25100 | NS      | $2715569.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| LPL FINANCIAL HOLDINGS INC          | LPL FINL HLDGS INC                                                                      | CUSIP: 50212V100<br>LEI: 549300XROQ4Y8G2L7682 | Long             | EC               | CORP              | US        |      2000 | NS      | $473420.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| STRIPE INC                          | STRIPE INC SER H PC PP                                                                  | CUSIP: N/A<br>LEI: 549300CLHGIPTCYHQ143       | Long             | EP               | CORP              | US        |      1100 | NS      | $27918.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DLOCAL LTD/URUGUAY                  | DLOCAL LTD/URUGUAY                                                                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |    207429 | NS      | $3028463.40   | 0.46%             |  |  |  | No            |                  1 | On Loan: —       |
| MARQETA INC                         | MARQETA INC CL A                                                                        | CUSIP: 57142B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    266988 | NS      | $1786149.72   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BIRD GLOBAL INC                     | BIRD RIDES CVR VWAP STAGE 3 11/04/2026 (NON-TRADABLE)                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3815 | NS      | $76.30        | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| MONGODB INC                         | MONGODB INC CL A                                                                        | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |     25600 | NS      | $3908864.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| AGILON HEALTH INC                   | AGILON HEALTH INC                                                                       | CUSIP: 00857U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    241183 | NS      | $4235173.48   | 0.65%             |  |  |  | No            |                  1 | On Loan: —       |
| STARLING BANK LTD                   | STARLING BANK LTD SER D PP                                                              | CUSIP: N/A<br>LEI: 213800AE5VSF3V1PAV23       | Long             | EC               | CORP              | GB        |    244400 | NS      | $874852.41    | 0.13%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CYTOKINETICS INC                    | CYTOKINETICS INC                                                                        | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |     43141 | NS      | $1833492.50   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| WEWORK INC                          | WEWORK INC CL A                                                                         | CUSIP: 96209A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    135600 | NS      | $374256.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES INC                 | GLOBALFOUNDRIES INC                                                                     | CUSIP: N/A<br>LEI: 549300BA76VK784VMX48       | Long             | EC               | CORP              | KY        |    164400 | NS      | $10579140.00  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUTRON HOLDINGS INC                | NEUTRON HOLDINGS INC PP                                                                 | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | EC               | CORP              | US        |     77208 | NS      | $1652.25      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC     | PHILIP MORRIS INTL INC                                                                  | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |      1400 | NS      | $139538.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XSIGHT LABS LTD                     | XSIGHT LABS INC SER D PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | IL        |     17400 | NS      | $122496.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SALESFORCE INC                      | SALESFORCE INC                                                                          | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     13479 | NS      | $2160009.75   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HOLDINGS INC VWAP STAGE 5 01/18/2027 (NON-TRADABLE) RT TARGET $25.5 SD 7/18/22   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $396.20       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Fidelity Revere Street Trust        | Fidelity Cash Central Fund                                                              | CUSIP: 31635A105<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |   2313908 | NS      | $2314370.83   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ASCENDIS PHARMA A/S                 | ASCENDIS PHARMA AS SPON ADR                                                             | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |      8116 | NS      | $998754.96    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SNAP INC                            | SNAP INC - A                                                                            | CUSIP: 83304A106<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | EC               | CORP              | US        |     77800 | NS      | $802118.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| LOCKHEED MARTIN CORP                | LOCKHEED MARTIN CORP                                                                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      6400 | NS      | $3105216.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| DOORDASH INC                        | DOORDASH INC                                                                            | CUSIP: 25809K105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48172 | NS      | $2806019.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HDLS INC VWAP STAGE 4 01/18/2027 (NON-TRADABLE) RT TARGET $20.5 SD 7/18/22       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $509.40       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| BLOCK INC                           | BLOCK INC CL A                                                                          | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |     26179 | NS      | $1774150.83   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MFG CO LTD     | TAIWAN SEMIC MFG CO LTD SP ADR                                                          | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      7700 | NS      | $638946.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DOUBLEVERIFY HOLDINGS INC           | DOUBLEVERIFY HOLDINGS INC                                                               | CUSIP: 25862V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     88140 | NS      | $2309268.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| SARTORIUS STEDIM BIOTECH            | SARTORIUS STEDIM BIOTECH                                                                | CUSIP: N/A<br>LEI: 52990006IVXY7GCSSR39       | Long             | EC               | CORP              | FR        |      3669 | NS      | $1252241.49   | 0.19%             |  |  |  | No            |                  2 | On Loan: No      |
| EXXON MOBIL CORP                    | EXXON MOBIL CORP                                                                        | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |    104500 | NS      | $11635030.00  | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| DANAHER CORP                        | DANAHER CORP                                                                            | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |      9897 | NS      | $2705938.77   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| IMPERIAL OIL LTD                    | IMPERIAL OIL LTD                                                                        | CUSIP: 453038408<br>LEI: 549300MO45LTBPAU4Z27 | Long             | EC               | CORP              | CA        |     18056 | NS      | $1027265.12   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| PEGASYSTEMS INC                     | PEGASYSTEMS INC                                                                         | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |      1900 | NS      | $68875.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMOND FOUNDRY INC                 | DIAMOND FOUNDRY INC SER C PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     23194 | NS      | $752181.42    | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NATERA INC                          | NATERA INC                                                                              | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1400 | NS      | $57568.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTELLATION ENERGY CORP           | CONSTELLATION ENERGY CORP                                                               | CUSIP: 21037T109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29633 | NS      | $2848323.96   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SENTINELONE INC                     | SENTINELONE INC                                                                         | CUSIP: 81730H109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11927 | NS      | $172941.50    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHROP GRUMMAN CORP               | NORTHROP GRUMMAN CORP                                                                   | CUSIP: 666807102<br>LEI: RIMU48P07456QXSO0R61 | Long             | EC               | CORP              | US        |      4700 | NS      | $2506463.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ICOSAVAX INC                        | ICOSAVAX INC                                                                            | CUSIP: 45114M109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29300 | NS      | $97862.00     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| PAX LABS INC                        | JUUL LABS INC PC SER C P/P                                                              | CUSIP: N/A<br>LEI: 549300FKJA0AEKUHVG68       | Long             | EP               | CORP              | US        |     70175 | NS      | $313682.25    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SPACE EXPLORATION TECHNOLOGIES CORP | SPACE EXPLORATION TECH CORP SER I 0% PC PP                                              | CUSIP: N/A<br>LEI: 549300B9WLO96RQCXP87       | Long             | EP               | CORP              | US        |      3290 | NS      | $2303000.00   | 0.35%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PTC THERAPEUTICS INC                | PTC THERAPEUTICS INC                                                                    | CUSIP: 69366J200<br>LEI: 549300UJLWOIWFDGB318 | Long             | EC               | CORP              | US        |      1500 | NS      | $62235.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| FLYWIRE CORP                        | FLYWIRE CORP                                                                            | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Long             | EC               | CORP              | US        |     40539 | NS      | $879290.91    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING CO                           | BOEING CO                                                                               | CUSIP: 097023105<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EC               | CORP              | US        |     17200 | NS      | $3076736.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| MP MATERIALS CORP                   | MP MATERIALS CORP                                                                       | CUSIP: 553368101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6500 | NS      | $216125.00    | 0.03%             |  |  |  | No            |                  1 | On Loan: —       |
| AGIOS PHARMACEUTICALS INC           | AGIOS PHARMACEUTICALS INC                                                               | CUSIP: 00847X104<br>LEI: 529900ONJHY8EOGYT555 | Long             | EC               | CORP              | US        |     27541 | NS      | $830085.74    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| FSN E-COMMERCE VENTURES LTD         | FSN E-COMMERCE VENTURES LTD                                                             | CUSIP: N/A<br>LEI: 335800X5BJYC18NHDQ91       | Long             | EC               | CORP              | IN        |    607320 | NS      | $1294183.86   | 0.20%             |  |  |  | No            |                  2 | On Loan: No      |
| NETFLIX INC                         | NETFLIX INC                                                                             | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |      3900 | NS      | $1191567.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC         | ALNYLAM PHARMACEUTICALS INC                                                             | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |      8963 | NS      | $1977148.17   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| GUPSHUP INC                         | GUPSHUP INC 0% PERP PFD PP                                                              | CUSIP: N/A<br>LEI: 98450087CF3EE545Q755       | Long             | EP               | CORP              | US        |     17900 | NS      | $317725.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FEDEX CORP                          | FEDEX CORP                                                                              | CUSIP: 31428X106<br>LEI: 549300E707U7WNPZN687 | Long             | EC               | CORP              | US        |       300 | NS      | $54666.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| STARRY GROUP HOLDINGS INC           | STARRY GROUP HOLDINGS INC A                                                             | CUSIP: 85572U102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54022 | NS      | $10156.14     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BYTEDANCE LTD                       | BYTEDANCE LTD SER E-1 PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | CN        |      4644 | NS      | $854542.44    | 0.13%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MICRON TECHNOLOGY INC               | MICRON TECHNOLOGY INC                                                                   | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     21060 | NS      | $1214109.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CANADIAN NATURAL RESOURCES LTD      | CANADIAN NATL RESOURCES LTD                                                             | CUSIP: 136385101<br>LEI: 549300T15RIMIKZC5Q38 | Long             | EC               | CORP              | CA        |    133400 | NS      | $7964430.73   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust        | Fidelity Securities Lending Cash Central Fund                                           | CUSIP: 31635A303<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |   9045149 | NS      | $9046053.18   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC               | APPLIED MATERIALS INC                                                                   | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     51866 | NS      | $5684513.60   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| DATABRICKS INC                      | DATABRICKS INC SER G PC PP                                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      6600 | NS      | $311850.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NVIDIA CORP                         | NVIDIA CORP                                                                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    131076 | NS      | $22181991.48  | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BIRD GLOBAL INC                     | BIRD RIDES CVR VWAP STAGE 1 11/04/2026 (NON-TRADABLE)                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3816 | NS      | $152.64       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| EURONET WORLDWIDE INC               | EURONET WORLDWIDE INC                                                                   | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |      1600 | NS      | $148720.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTENE CORP DEL                    | CENTENE CORP                                                                            | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     92887 | NS      | $8085813.35   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERCARD INC                      | MASTERCARD INC CL A                                                                     | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     25001 | NS      | $8910356.40   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO and CO                  | WELLS FARGO and CO                                                                      | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    189100 | NS      | $9067345.00   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| MOUNTAIN DIGITAL INC                | MOUNTAIN DIGITAL INC SER D PC PP                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     28106 | NS      | $331650.80    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| REPAY HOLDINGS CORP                 | REPAY HOLDINGS CORP                                                                     | CUSIP: 76029L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    221030 | NS      | $1958325.80   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| CYXTERA TECHNOLOGIES INC            | CYXTERA TECHNOLOGIES INC A                                                              | CUSIP: 23284C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33716 | NS      | $66083.36     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BLINK HEALTH LLC                    | BLINK HEALTH INC A-1 PP                                                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1597 | NS      | $61771.96     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RAD POWER BIKES INC                 | RAD POWER BIKES INC SER A PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      1809 | NS      | $7887.24      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WAYFAIR INC                         | WAYFAIR INC                                                                             | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |     26186 | NS      | $959455.04    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML HOLDING NV                     | ASML HOLDING NV                                                                         | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |       100 | NS      | $61052.01     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| AIRBNB INC                          | AIRBNB INC CLASS A                                                                      | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |      2827 | NS      | $288749.78    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HUMANA INC                          | HUMANA INC                                                                              | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |     18219 | NS      | $10018628.10  | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| LENNAR CORP                         | LENNAR CORP CL A                                                                        | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |       800 | NS      | $70264.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GILEAD SCIENCES INC                 | GILEAD SCIENCES INC                                                                     | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      1600 | NS      | $140528.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ALX ONCOLOGY HOLDINGS INC           | ALX ONCOLOGY HOLDINGS INC                                                               | CUSIP: 00166B105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25200 | NS      | $279720.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITEDHEALTH GROUP INC              | UNITEDHEALTH GROUP INC                                                                  | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     25291 | NS      | $13853398.16  | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| CIRCLE INTERNET FINANCIAL LLC       | CIRCLE INTERNET FINANCIAL LTD SER E PFD PERP PP                                         | CUSIP: N/A<br>LEI: 549300UHJLR6LBGAFV55       | Long             | EP               | CORP              | US        |     53240 | NS      | $2615590.69   | 0.40%             |  |  |  | Yes           |                  2 | On Loan: No      |
| FIVE9 INC                           | FIVE9 INC                                                                               | CUSIP: 338307101<br>LEI: 254900MXP6EWY0SFFR59 | Long             | EC               | CORP              | US        |     26300 | NS      | $1686093.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIFT4 PAYMENTS INC                 | SHIFT4 PAYMENTS INC                                                                     | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54100 | NS      | $2506994.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: —       |
| MOSAIC CO                           | MOSAIC CO NEW                                                                           | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |     12900 | NS      | $661770.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DYNATRACE INC                       | DYNATRACE INC                                                                           | CUSIP: 268150109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    164347 | NS      | $6368446.25   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| GOBRANDS INC                        | GOBRANDS INC SER G PC PP                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2400 | NS      | $378744.00    | 0.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| YANKA INDUSTRIES INC                | YANKA (MASTERCLASS) INDUSTRIES INC SER E 0% PC PP                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     19716 | NS      | $219439.08    | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| INSULET CORP                        | INSULET CORP                                                                            | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |      4845 | NS      | $1450447.65   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| OVINTIV INC                         | OVINTIV INC                                                                             | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    118400 | NS      | $6601984.00   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ERASCA INC                          | ERASCA INC                                                                              | CUSIP: 29479A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49529 | NS      | $373943.95    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SONDER HOLDINGS INC                 | SONDER HLDS INC VWAP STAGE 1 01/18/2027 (NON-TRADABLE) RT TARGET $13 SD 7/18/22         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1133 | NS      | $804.43       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| RANGE RESOURCES CORP                | RANGE RESOURCES CORP                                                                    | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |     12000 | NS      | $346440.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BIRD GLOBAL INC                     | BIRD RIDES CVR VWAP STAGE 2 11/04/2026 (NON-TRADABLE)                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      3816 | NS      | $114.48       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| CELLDEX THERAPEUTICS INC            | CELLDEX THERAPEUTICS INC                                                                | CUSIP: 15117B202<br>LEI: 529900F018DMYWH38923 | Long             | EC               | CORP              | US        |     22700 | NS      | $841943.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTO1 GROUP SE                      | AUTO1 GROUP SE                                                                          | CUSIP: N/A<br>LEI: 391200S2LPXG5ZD5G304       | Long             | EC               | CORP              | DE        |    426568 | NS      | $3726983.47   | 0.57%             |  |  |  | No            |                  2 | On Loan: No      |
| BOWERY FARMING INC                  | BOWERY FARMING INC SER C-1 PC PP                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     13745 | NS      | $312011.50    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NUVALENT INC                        | NUVALENT INC-A                                                                          | CUSIP: 670703107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16700 | NS      | $549096.00    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| MONTE ROSA THERAPEUTICS INC         | MONTE ROSA THERAPEUTICS INC                                                             | CUSIP: 61225M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15377 | NS      | $130396.96    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                        | ALPHABET INC CL A                                                                       | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    116700 | NS      | $11785533.00  | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES INC               | UBER TECHNOLOGIES INC                                                                   | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |    538176 | NS      | $15682448.64  | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENDOOR TECHNOLOGIES INC           | OPENDOOR TECHNOLOGIES INC                                                               | CUSIP: 683712103<br>LEI: 254900KX11YZ4HV5BQ47 | Long             | EC               | CORP              | US        |    438400 | NS      | $811040.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CHENIERE ENERGY INC                 | CHENIERE ENERGY INC                                                                     | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |      3300 | NS      | $578688.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUTRON HOLDINGS INC                | NEUTRON HOLDINGS INC CONV 4% 06/12/2027 PP                                              | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | DBT              | CORP              | US        |     13100 | PA      | $11275.17     | 0.00%             | 2027-06-12      | Fixed         | 0.04%                 | Yes           |                  3 | On Loan: No      |
| TENSTORRENT INC                     | TENSTORRENT INC SER C-1 PC PP                                                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | CA        |      1200 | NS      | $64128.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONVOY INC                          | CONVOY INC SER D PC PP                                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     93888 | NS      | $890997.12    | 0.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SEA LTD                             | SEA LTD ADR                                                                             | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     76940 | NS      | $4490987.80   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** Stacie M. Smith

**Signature:** Stacie M. Smith

**Name of Signer:** Stacie M. Smith

**Title:** President and Treasurer