# EDGAR Filing Document

**Accession Number:** 0001432353
**File Stem:** 0002048251-26-000813
**Filing Date:** 2026-1
**Character Count:** 80392
**Document Hash:** 3fcd95647346052e6a674978f974aaae
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002048251-26-000813.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0002048251-26-000813

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Global X Funds
- **CENTRAL INDEX KEY:** 0001432353

**ORGANIZATION NAME:**
- **EIN:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22209
- **FILM NUMBER:** 26577292

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** (212) 644-6110

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 43RD FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

## Series and Classes Contracts Data

### Global X U.S. Preferred ETF (Series ID: S000058429)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000191734 | Global X U.S. Preferred ETF | PFFD            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GLOBAL X FUNDS

- **b. Investment Company Act file number:** 811-22209

- **c. CIK number of Registrant:** 0001432353

- **d. LEI of Registrant:** 5493003RA4QUTSYF1N15

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 605 Third Avenue

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10158

  - **Telephone number:** 2126446110

**Item A.2. Information about the Series.**

- **a. Name of Series:** Global X U.S. Preferred ETF

- **b. EDGAR series identifier (if any):** S000058429

- **c. LEI of Series:** 5493002F5H3KM07K2Y09

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2253032691.95

**Total Liabilities:** $401191.35

**Net Assets:** $2252631500.60

**Cash Not Reported:** $3073609.41

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -1495.16617589 | **1-Year:** -23780.23520390 | **5-Year:** -52456.54477448 | **10-Year:** -125227.53115229 | **30-Year:** -130629.65681158

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -655.57929253 | **1-Year:** -3518.90071240 | **5-Year:** -11280.77050392 | **10-Year:** -27459.57016751 | **30-Year:** -19600.59658889

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000191734 | -0.58%               | -0.68%               | 1.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1124850.38              | $-27389794.03                              |
| Month 2  | $-1144790.86             | $-22998685.64                              |
| Month 3  | $-61239.65               | $15877335.55                               |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| TENNESSEE VALLEY AUTHORITY                               | Tennessee Valley Authority PREFERRED STOCK                        | CUSIP: 880591300<br>LEI: 549300HE1ISW43LNKM54 | Long             | EP               |  | US        |    199984 | NS      | $4823614.08   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES MANAGEMENT CORPORATION                              | Ares Management Corp PREFERRED STOCK                              | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               |  | US        |    581334 | NS      | $28863233.10  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP                                      | Fifth Third Bancorp PREFERRED STOCK                               | CUSIP: 316773605<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    342950 | NS      | $8803526.50   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973759<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    438137 | NS      | $10024574.56  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973866<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |     10839 | NS      | $8523464.43   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                             | Truist Financial Corp PREFERRED STOCK                             | CUSIP: 89832Q810<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    131466 | NS      | $2689794.36   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| PG&E CORPORATION                                         | PG&E Corp PREFERRED STOCK                                         | CUSIP: 69331C306<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               |  | US        |    606650 | NS      | $24666389.00  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE AND DATA SYSTEMS, INC.                         | Telephone and Data Systems Inc PREFERRED STOCK                    | CUSIP: 879433761<br>LEI: 5299003YZW5BE2NNLO37 | Long             | EP               |  | US        |    525957 | NS      | $9914289.45   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |    264786 | NS      | $6585227.82   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61761J406<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    513866 | NS      | $12939145.88  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| ARRAY DIGITAL INFRASTRUCTURE, INC.                       | Array Digital Infrastructure Inc PREFERRED STOCK                  | CUSIP: 911684884<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |     79255 | NS      | $1409153.90   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| AMERICAN NATIONAL GROUP INC.                             | American National Group Inc PREFERRED STOCK                       | CUSIP: N/A<br>LEI: 549300RK5RZQ740FPL83       | Long             | EP               |  | US        |    234039 | NS      | $5956292.55   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc.                                               | Spire Inc PREFERRED STOCK                                         | CUSIP: 84857L309<br>LEI: 549300NXSY15DRY2R511 | Long             | EP               |  | US        |    194793 | NS      | $4704250.95   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 94988U151<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    870625 | NS      | $16768237.50  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| JACKSON FINANCIAL INC.                                   | Jackson Financial Inc PREFERRED STOCK                             | CUSIP: 46817M206<br>LEI: 213800WXW2KG1N4CO374 | Long             | EP               |  | US        |    417987 | NS      | $10942899.66  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY, INC.                                     | NextEra Energy Inc PREFERRED STOCK                                | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               |  | US        |    584316 | NS      | $29963724.48  | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                            | Goldman Sachs Group Inc/The PREFERRED STOCK                       | CUSIP: 38143Y665<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |    578700 | NS      | $11255715.00  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ARRAY DIGITAL INFRASTRUCTURE, INC.                       | Array Digital Infrastructure Inc PREFERRED STOCK                  | CUSIP: 911684702<br>LEI: 549300B164AZXESI6E03 | Long             | EP               |  | US        |     80331 | NS      | $1643572.26   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY CAPITAL HOLDINGS, INC.                    | NextEra Energy Capital Holdings Inc PREFERRED STOCK               | CUSIP: 65339K860<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | EP               |  | US        |    524348 | NS      | $12573865.04  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V606<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    513455 | NS      | $12708011.25  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| THE CHARLES SCHWAB CORPORATION                           | Charles Schwab Corp/The PREFERRED STOCK                           | CUSIP: 808513865<br>LEI: 549300VSGCJ7E698NM85 | Long             | EP               |  | US        |    461050 | NS      | $8690792.50   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587883<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    576154 | NS      | $10301633.52  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B622<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    444769 | NS      | $9051049.15   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| LINCOLN NATIONAL CORPORATION                             | Lincoln National Corp PREFERRED STOCK                             | CUSIP: 534187885<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EP               |  | US        |    382409 | NS      | $10240913.02  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROCHIP TECHNOLOGY INCORPORATED                        | Microchip Technology Inc PREFERRED STOCK                          | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               |  | US        |    565987 | NS      | $29063432.45  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| THE GOLDMAN SACHS GROUP, INC.                            | Goldman Sachs Group Inc/The PREFERRED STOCK                       | CUSIP: 38144G804<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               |  | US        |   1035949 | NS      | $19993815.70  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H202<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    404568 | NS      | $8443334.16   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V853<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    514504 | NS      | $13284493.28  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H758<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    514917 | NS      | $8676351.45   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP CAPITAL XIII                                   | Citigroup Capital XIII PREFERRED STOCK                            | CUSIP: 173080201<br>LEI: N/A                  | Long             | EP               |  | US        |   1713794 | NS      | $51328130.30  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |     69207 | NS      | $1377911.37   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N202<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    282612 | NS      | $4872230.88   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST VIII                                           | SCE Trust VIII PREFERRED STOCK                                    | CUSIP: 80620A208<br>LEI: N/A                  | Long             | EP               |  | US        |    267779 | NS      | $6311551.03   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V200<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    442832 | NS      | $11314357.60  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H806<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    402993 | NS      | $7004018.34   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                            | Regions Financial Corp PREFERRED STOCK                            | CUSIP: 7591EP886<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    304290 | NS      | $5334203.70   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST CITIZENS BANCSHARES, INC.                          | First Citizens BancShares Inc/NC PREFERRED STOCK                  | CUSIP: 319626305<br>LEI: 549300N3Z00ZHE2XC526 | Long             | EP               |  | US        |    262167 | NS      | $5681158.89   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896852<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    212883 | NS      | $4983591.03   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EQUITABLE HOLDINGS, INC.                                 | Equitable Holdings Inc PREFERRED STOCK                            | CUSIP: N/A<br>LEI: 549300FIBAKMNHPZ4009       | Long             | EP               |  | US        |    611817 | NS      | $12236340.00  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST VII                                            | SCE Trust VII PREFERRED STOCK                                     | CUSIP: 783892201<br>LEI: N/A                  | Long             | EP               |  | US        |    421162 | NS      | $10415336.26  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N707<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    436706 | NS      | $5882429.82   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| F&G ANNUITIES & LIFE, INC.                               | F&G Annuities & Life Inc PREFERRED STOCK                          | CUSIP: 30190A203<br>LEI: N/A                  | Long             | EP               |  | US        |    263436 | NS      | $6983688.36   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |     92750 | NS      | $1782655.00   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST IV                                             | SCE Trust IV PREFERRED STOCK                                      | CUSIP: 78409G206<br>LEI: N/A                  | Long             | EP               |  | US        |    247740 | NS      | $6297550.80   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896837<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    179362 | NS      | $3174707.40   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY MISSISSIPPI, LLC                                 | Entergy Mississippi LLC PREFERRED STOCK                           | CUSIP: 29364N108<br>LEI: 54930043I78H35DVVW89 | Long             | EP               |  | US        |    202193 | NS      | $4274360.02   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W644<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    217402 | NS      | $5035030.32   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| ALBEMARLE CORPORATION                                    | Albemarle Corp PREFERRED STOCK                                    | CUSIP: N/A<br>LEI: HDBLS2Q6GV1LSKQPBS54       | Long             | EP               |  | US        |    928955 | NS      | $50563020.65  | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN INSURANCE HOLDINGS LIMITED                         | Aspen Insurance Holdings Ltd PREFERRED STOCK                      | CUSIP: G05384162<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               |  | BM        |    193897 | NS      | $3982644.38   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| W. R. BERKLEY CORPORATION                                | W R Berkley Corp PREFERRED STOCK                                  | CUSIP: N/A<br>LEI: SQOAGCLKBDWNVYV1OV80       | Long             | EP               |  | US        |    233817 | NS      | $4704398.04   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS CAPITAL BANCSHARES, INC.                           | Texas Capital Bancshares Inc PREFERRED STOCK                      | CUSIP: 88224Q305<br>LEI: 549300466Q2SXRX0YM48 | Long             | EP               |  | US        |    230402 | NS      | $4921386.72   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |     42363 | NS      | $51683283.63  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| TELEPHONE AND DATA SYSTEMS, INC.                         | Telephone and Data Systems Inc PREFERRED STOCK                    | CUSIP: 879433787<br>LEI: 5299003YZW5BE2NNLO37 | Long             | EP               |  | US        |    316522 | NS      | $6596318.48   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| FIFTH THIRD BANCORP                                      | Fifth Third Bancorp PREFERRED STOCK                               | CUSIP: 316773860<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               |  | US        |    195312 | NS      | $3859365.12   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W552<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    430701 | NS      | $8058415.71   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY ARKANSAS, LLC                                    | Entergy Arkansas LLC PREFERRED STOCK                              | CUSIP: 29364D100<br>LEI: 549300A0I5ONUIFMLP35 | Long             | EP               |  | US        |    315867 | NS      | $6607937.64   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                                       | DTE Energy Co PREFERRED STOCK                                     | CUSIP: 233331818<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    218055 | NS      | $3791976.45   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| QVC, INC.                                                | QVC Inc PREFERRED STOCK                                           | CUSIP: 747262400<br>LEI: 549300WBLU5NKPX5X472 | Long             | EP               |  | US        |    400100 | NS      | $3700925.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |     99704 | NS      | $1980121.44   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES, INC.                       | BrightSpring Health Services Inc PREFERRED STOCK                  | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               |  | US        |    142451 | NS      | $17163920.99  | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W420<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    329498 | NS      | $5341162.58   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267868<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    340765 | NS      | $7408231.10   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| HANCOCK WHITNEY CORPORATION                              | Hancock Whitney Corp PREFERRED STOCK                              | CUSIP: 410120406<br>LEI: 549300GRNBWY8HIICT41 | Long             | EP               |  | US        |    133586 | NS      | $3143278.58   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                | AT&T Inc PREFERRED STOCK                                          | CUSIP: 00206R300<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |   1016738 | NS      | $22825768.10  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| The Bank of New York Mellon Corporation                  | Bank of New York Mellon Corp/The PREFERRED STOCK                  | CUSIP: N/A<br>LEI: WFLLPEPC7FZXENRZV188       | Long             | EP               |  | US        |    381781 | NS      | $9827042.94   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| ALGONQUIN POWER & UTILITIES CORP.                        | Algonquin Power & Utilities Corp PREFERRED STOCK                  | CUSIP: N/A<br>LEI: 549300K5VIUTJXQL7X75       | Long             | EP               |  | CA        |    269036 | NS      | $6914225.20   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| REINSURANCE GROUP OF AMERICA, INCORPORATED               | Reinsurance Group of America Inc PREFERRED STOCK                  | CUSIP: 759351885<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               |  | US        |    536560 | NS      | $13752032.80  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| STRATEGY INC                                             | Strategy Inc PREFERRED STOCK                                      | CUSIP: 594972887<br>LEI: 549300WQTWEJUEHXQX21 | Long             | EP               |  | US        |    233938 | NS      | $20408751.12  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 95002Y400<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    539754 | NS      | $9245986.02   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                               | Prudential Financial Inc PREFERRED STOCK                          | CUSIP: 744320888<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    384413 | NS      | $6673409.68   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| COREBRIDGE FINANCIAL, INC.                               | Corebridge Financial Inc PREFERRED STOCK                          | CUSIP: 21871X208<br>LEI: 549300XY1661QCIA7J65 | Long             | EP               |  | US        |    459803 | NS      | $10920321.25  | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H608<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    283754 | NS      | $4812467.84   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & CO. INC.                                           | KKR & Co Inc PREFERRED STOCK                                      | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               |  | US        |   1006649 | NS      | $49849258.48  | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| FLAGSTAR FINANCIAL, INC.                                 | Flagstar Bank NA PREFERRED STOCK                                  | CUSIP: 649445202<br>LEI: 529900HVXOTLY61GL030 | Long             | EP               |  | US        |    390099 | NS      | $8707009.68   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN TRUST CORPORATION                               | Northern Trust Corp PREFERRED STOCK                               | CUSIP: 665859856<br>LEI: 549300GLF98S992BC502 | Long             | EP               |  | US        |    311935 | NS      | $6101448.60   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| SHIFT4 PAYMENTS, INC                                     | Shift4 Payments Inc PREFERRED STOCK                               | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               |  | US        |    191825 | NS      | $17339061.75  | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W511<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    220637 | NS      | $3475032.75   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H400<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    334128 | NS      | $6004280.16   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OZK                                                 | Bank OZK PREFERRED STOCK                                          | CUSIP: 06417N202<br>LEI: 549300VYK2WBD7SST478 | Long             | EP               |  | US        |    270115 | NS      | $4421782.55   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06055H871<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    212816 | NS      | $4143527.52   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N889<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    265241 | NS      | $3095362.47   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| QWEST CORPORATION                                        | Qwest Corp PREFERRED STOCK                                        | CUSIP: 74913G873<br>LEI: 549300R2L4N683OO1509 | Long             | EP               |  | US        |    498576 | NS      | $9607559.52   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973718<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    574476 | NS      | $9450130.20   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W669<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    233709 | NS      | $4886855.19   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B648<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    900180 | NS      | $22711541.40  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORPORATION                                  | Duke Energy Corp PREFERRED STOCK                                  | CUSIP: 26441C402<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               |  | US        |    383457 | NS      | $9521237.31   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| KIMCO REALTY CORPORATION.                                | Kimco Realty Corp PREFERRED STOCK                                 | CUSIP: 49446R711<br>LEI: 254900ARY41P4V1JL861 | Long             | EP               |  | US        |    203887 | NS      | $4200072.20   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V861<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    668684 | NS      | $11775525.24  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| UNUM GROUP                                               | Unum Group PREFERRED STOCK                                        | CUSIP: 91529Y601<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EP               |  | US        |    229737 | NS      | $5476585.47   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61747S504<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    571767 | NS      | $11263809.90  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                             | Truist Financial Corp PREFERRED STOCK                             | CUSIP: 89832Q695<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    706066 | NS      | $13436435.98  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION | National Rural Utilities Cooperative Finance Corp PREFERRED STOCK | CUSIP: 637432105<br>LEI: 4NYF266XZC35SCTGX023 | Long             | EP               |  | US        |    195530 | NS      | $4596910.30   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H782<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    990087 | NS      | $18019583.40  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB FINANCIAL CORPORATION                                | UMB Financial Corp PREFERRED STOCK                                | CUSIP: 902788405<br>LEI: 549300MGEH3N3CUCV828 | Long             | EP               |  | US        |    227151 | NS      | $6071746.23   | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| AEGON FUNDING COMPANY LLC                                | AEGON Funding Co LLC PREFERRED STOCK                              | CUSIP: 00775V104<br>LEI: KEIOKM01PSK5VZ5CCI74 | Long             | EP               |  | NL        |    700562 | NS      | $13899150.08  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCH CAPITAL GROUP LTD.                                  | Arch Capital Group Ltd PREFERRED STOCK                            | CUSIP: 03939A107<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               |  | US        |    257158 | NS      | $5420890.64   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                | AT&T Inc PREFERRED STOCK                                          | CUSIP: 00206R706<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |   1334387 | NS      | $25313321.39  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG OPERATING GROUP II, L.P.                             | TPG Operating Group II LP PREFERRED STOCK                         | CUSIP: 872652102<br>LEI: 2549001H9RJQNZT7MU11 | Long             | EP               |  | US        |    303695 | NS      | $7807998.45   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| ENTERGY LOUISIANA, LLC                                   | Entergy Louisiana LLC PREFERRED STOCK                             | CUSIP: 29364W108<br>LEI: 0V5453U14HDZO63CGH17 | Long             | EP               |  | US        |    209814 | NS      | $4338953.52   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSOCIATED BANC-CORP                                     | Associated Banc-Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 549300N3CIN473IW5094       | Long             | EP               |  | US        |    231548 | NS      | $5733128.48   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTERA ENERGY CAPITAL HOLDINGS, INC.                    | NextEra Energy Capital Holdings Inc PREFERRED STOCK               | CUSIP: 65339K837<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | EP               |  | US        |    670437 | NS      | $16881603.66  | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H733<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |    325794 | NS      | $5408180.40   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N301<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    322127 | NS      | $5311874.23   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 94988U656<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    297533 | NS      | $7131866.01   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                     | Vornado Realty Trust PREFERRED STOCK                              | CUSIP: 929042794<br>LEI: N/A                  | Long             | EP               |  | US        |    233470 | NS      | $3478703.00   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                               | Prudential Financial Inc PREFERRED STOCK                          | CUSIP: 744320805<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    431813 | NS      | $10328966.96  | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                       | HUNTINGTON BANCSHARES INC PREFERRED STOCK                         | CUSIP: 446150781<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    132976 | NS      | $2961375.52   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267876<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    323021 | NS      | $7009555.70   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W578<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    175016 | NS      | $3376058.64   | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                           | Citizens Financial Group Inc PREFERRED STOCK                      | CUSIP: 174610600<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               |  | US        |    305255 | NS      | $8077047.30   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| BRUNSWICK CORPORATION                                    | Brunswick Corp/DE PREFERRED STOCK                                 | CUSIP: 117043604<br>LEI: YM4O38W15AX4YLLQKU27 | Long             | EP               |  | US        |    178001 | NS      | $4337884.37   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896860<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    149799 | NS      | $3340517.70   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: N/A<br>LEI: OBT0W1ED8G0NWVOLOJ77       | Long             | EP               |  | US        |    900850 | NS      | $19098020.00  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J200<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    264338 | NS      | $5262969.58   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| W. R. BERKLEY CORPORATION                                | W R Berkley Corp PREFERRED STOCK                                  | CUSIP: N/A<br>LEI: SQOAGCLKBDWNVYV1OV80       | Long             | EP               |  | US        |    226928 | NS      | $3812390.40   | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267843<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    457133 | NS      | $11556322.24  | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W628<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    247111 | NS      | $4875500.03   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE, INC.                                            | MetLife Inc PREFERRED STOCK                                       | CUSIP: 59156R504<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    455550 | NS      | $10135987.50  | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 94988U128<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    503898 | NS      | $9558945.06   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973734<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    380158 | NS      | $5805012.66   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: N/A<br>LEI: OBT0W1ED8G0NWVOLOJ77       | Long             | EP               |  | US        |    380932 | NS      | $9942325.20   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST VI                                             | SCE Trust VI PREFERRED STOCK                                      | CUSIP: 78410V200<br>LEI: N/A                  | Long             | EP               |  | US        |    361873 | NS      | $6177172.11   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS ENERGY CORPORATION                                   | CMS Energy Corp PREFERRED STOCK                                   | CUSIP: 125896845<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EP               |  | US        |    481146 | NS      | $11220324.72  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BANK CORPORATION                                     | M&T Bank Corp PREFERRED STOCK                                     | CUSIP: 55261F864<br>LEI: 549300WYXDDBYRASEG81 | Long             | EP               |  | US        |    574292 | NS      | $15299138.88  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: N/A<br>LEI: OBT0W1ED8G0NWVOLOJ77       | Long             | EP               |  | US        |    233943 | NS      | $4592301.09   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CAPITAL ONE FINANCIAL CORPORATION                        | Capital One Financial Corp PREFERRED STOCK                        | CUSIP: 14040H824<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | EP               |  | US        |   1177077 | NS      | $22517483.01  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B580<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    739741 | NS      | $14402757.27  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST, INC.                               | Digital Realty Trust Inc PREFERRED STOCK                          | CUSIP: 253868822<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    269329 | NS      | $5690921.77   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLS FARGO & COMPANY                                    | Wells Fargo & Co PREFERRED STOCK                                  | CUSIP: 95002Y202<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               |  | US        |    453674 | NS      | $8030029.80   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                            | Regions Financial Corp PREFERRED STOCK                            | CUSIP: 7591EP704<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    382195 | NS      | $9065665.40   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| VALLEY NATIONAL BANCORP                                  | Valley National Bancorp PREFERRED STOCK                           | CUSIP: 919794404<br>LEI: 549300ET52S1UBIB9762 | Long             | EP               |  | US        |    114082 | NS      | $2971836.10   | 0.13%             |  |  |  | No            |                  2 | On Loan: No      |
| EQUITABLE HOLDINGS, INC.                                 | Equitable Holdings Inc PREFERRED STOCK                            | CUSIP: 29452E408<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EP               |  | US        |    234506 | NS      | $3784926.84   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| THE BOEING COMPANY                                       | Boeing Co/The PREFERRED STOCK                                     | CUSIP: N/A<br>LEI: RVHJWBXLJ1RFUBSY1F30       | Long             | EP               |  | US        |   1579193 | NS      | $99836581.46  | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                       | Ford Motor Co PREFERRED STOCK                                     | CUSIP: 345370837<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    622352 | NS      | $12882686.40  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM CORPORATION                                          | SLM Corp PREFERRED STOCK                                          | CUSIP: 78442P502<br>LEI: N/A                  | Long             | EP               |  | US        |     48056 | NS      | $3574885.84   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |    326602 | NS      | $8449193.74   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J507<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    379729 | NS      | $9743846.14   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                       | Huntington Bancshares Inc/OH PREFERRED STOCK                      | CUSIP: 446150823<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    381712 | NS      | $6569263.52   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V804<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    256153 | NS      | $5333105.46   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                                      | Synchrony Financial PREFERRED STOCK                               | CUSIP: 87165B400<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               |  | US        |    382702 | NS      | $9992349.22   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W594<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    201476 | NS      | $3834088.28   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |    124202 | NS      | $2382194.36   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE, INC.                                            | MetLife Inc PREFERRED STOCK                                       | CUSIP: 59156R876<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    615814 | NS      | $14453154.58  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973155<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    766611 | NS      | $14082644.07  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| RLJ LODGING TRUST                                        | RLJ Lodging Trust PREFERRED STOCK                                 | CUSIP: 74965L200<br>LEI: N/A                  | Long             | EP               |  | US        |    246662 | NS      | $6191216.20   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CARLYLE FINANCE LLC                                      | Carlyle Finance LLC PREFERRED STOCK                               | CUSIP: 14314C105<br>LEI: N/A                  | Long             | EP               |  | US        |    383003 | NS      | $6729362.71   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| STATE STREET CORPORATION                                 | State Street Corp PREFERRED STOCK                                 | CUSIP: 857477855<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EP               |  | US        |    382823 | NS      | $8571406.97   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| AXIS CAPITAL HOLDINGS LIMITED                            | Axis Capital Holdings Ltd PREFERRED STOCK                         | CUSIP: 05461T305<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EP               |  | US        |    419839 | NS      | $8711659.25   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLANTICUS HOLDINGS CORPORATION                          | Atlanticus Holdings Corp PREFERRED STOCK                          | CUSIP: 04914Y409<br>LEI: N/A                  | Long             | EP               |  | US        |    127391 | NS      | $3229361.85   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |    419378 | NS      | $10559938.04  | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| WINTRUST FINANCIAL CORPORATION                           | Wintrust Financial Corp PREFERRED STOCK                           | CUSIP: 97650W702<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EP               |  | US        |    322350 | NS      | $8464911.00   | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY, INC.                                     | NextEra Energy Inc PREFERRED STOCK                                | CUSIP: 65339F663<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               |  | US        |    759326 | NS      | $41087129.86  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| VORNADO REALTY TRUST                                     | Vornado Realty Trust PREFERRED STOCK                              | CUSIP: 929042810<br>LEI: N/A                  | Long             | EP               |  | US        |    232408 | NS      | $4032278.80   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DUKE ENERGY CORPORATION                                  | Duke Energy Corp PREFERRED STOCK                                  | CUSIP: 26441C501<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EP               |  | US        |    766760 | NS      | $19076988.80  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT, INC.                           | Apollo Global Management Inc PREFERRED STOCK                      | CUSIP: 03769M205<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               |  | US        |    460090 | NS      | $12173981.40  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587800<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    764933 | NS      | $15398101.29  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W461<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    456853 | NS      | $7405587.13   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOVUS FINANCIAL CORP.                                  | Synovus Financial Corp PREFERRED STOCK                            | CUSIP: 87161C709<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               |  | US        |    265714 | NS      | $7014849.60   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO, INC.                                                | QXO Inc PREFERRED STOCK                                           | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               |  | US        |    220453 | NS      | $11833917.04  | 0.53%             |  |  |  | No            |                  2 | On Loan: No      |
| DTE ENERGY COMPANY                                       | DTE Energy Co PREFERRED STOCK                                     | CUSIP: 233331826<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    174977 | NS      | $3105841.75   | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| PUBLIC STORAGE.                                          | Public Storage PREFERRED STOCK                                    | CUSIP: 74460W685<br>LEI: 254900GLQZAD4N7N5Q19 | Long             | EP               |  | US        |    218002 | NS      | $4726283.36   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587867<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    431347 | NS      | $11146006.48  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| TENNESSEE VALLEY AUTHORITY                               | Tennessee Valley Authority PREFERRED STOCK                        | CUSIP: 880591409<br>LEI: 549300HE1ISW43LNKM54 | Long             | EP               |  | US        |    161532 | NS      | $3909074.40   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: N/A<br>LEI: 9DJT3UXIJIZJI4WXO774       | Long             | EP               |  | US        |     23653 | NS      | $29619469.25  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| DIVERSIFIED HEALTHCARE TRUST                             | Diversified Healthcare Trust PREFERRED STOCK                      | CUSIP: 25525P206<br>LEI: N/A                  | Long             | EP               |  | US        |    280175 | NS      | $4664913.75   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| QWEST CORPORATION                                        | Qwest Corp PREFERRED STOCK                                        | CUSIP: 74913G881<br>LEI: 549300R2L4N683OO1509 | Long             | EP               |  | US        |    754016 | NS      | $14477107.20  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| BANC OF CALIFORNIA, INC.                                 | Banc of California Inc PREFERRED STOCK                            | CUSIP: 05990K841<br>LEI: 549300ZKWUJDP6LJ1X87 | Long             | EP               |  | US        |    393118 | NS      | $9812225.28   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| PITNEY BOWES INC.                                        | Pitney Bowes Inc PREFERRED STOCK                                  | CUSIP: 724479506<br>LEI: 549300N2O26NW4ST6W55 | Long             | EP               |  | US        |    326109 | NS      | $6509135.64   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                       | Ford Motor Co PREFERRED STOCK                                     | CUSIP: 345370811<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    460534 | NS      | $10500175.20  | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONY FINANCIAL                                      | Synchrony Financial PREFERRED STOCK                               | CUSIP: 87165B202<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               |  | US        |    568272 | NS      | $11138131.20  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD.                              | RenaissanceRe Holdings Ltd PREFERRED STOCK                        | CUSIP: 75968N309<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               |  | BM        |    191300 | NS      | $4313815.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANCSHARES INCORPORATED                       | Huntington Bancshares Inc/OH PREFERRED STOCK                      | CUSIP: 446150773<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EP               |  | US        |    248134 | NS      | $6401857.20   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DTE ENERGY COMPANY                                       | DTE Energy Co PREFERRED STOCK                                     | CUSIP: 233331859<br>LEI: 549300IX8SD6XXD71I78 | Long             | EP               |  | US        |    308404 | NS      | $6569005.20   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. BANCORP                                             | US Bancorp PREFERRED STOCK                                        | CUSIP: 902973668<br>LEI: N1GZ7BBF3NP8GI976H15 | Long             | EP               |  | US        |    343594 | NS      | $6325565.54   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J408<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    442230 | NS      | $7531176.90   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B655<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    837045 | NS      | $20951236.35  | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| GEORGIA POWER COMPANY                                    | Georgia Power Co PREFERRED STOCK                                  | CUSIP: 373334440<br>LEI: D981X4Z4RWS7PDMJUZ03 | Long             | EP               |  | US        |    205742 | NS      | $4725893.74   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| ARCH CAPITAL GROUP LTD.                                  | Arch Capital Group Ltd PREFERRED STOCK                            | CUSIP: 03939A404<br>LEI: 549300AYR4P8AFKDCE43 | Long             | EP               |  | US        |    388135 | NS      | $6640989.85   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| METLIFE, INC.                                            | MetLife Inc PREFERRED STOCK                                       | CUSIP: 59156R850<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | EP               |  | US        |    766353 | NS      | $15127808.22  | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| FORD MOTOR COMPANY                                       | Ford Motor Co PREFERRED STOCK                                     | CUSIP: 345370845<br>LEI: 20S05OYHG0MQM4VUIC57 | Long             | EP               |  | US        |    581604 | NS      | $12306740.64  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: N/A<br>LEI: IGJSJL3JD5P30I6NJZ34       | Long             | EP               |  | US        |    435926 | NS      | $11024568.54  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| RENAISSANCERE HOLDINGS LTD.                              | RenaissanceRe Holdings Ltd PREFERRED STOCK                        | CUSIP: G7498P127<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EP               |  | BM        |    380897 | NS      | $6082925.09   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| VOYA FINANCIAL, INC.                                     | Voya Financial Inc PREFERRED STOCK                                | CUSIP: 929089209<br>LEI: 549300T065Z4KJ686G75 | Long             | EP               |  | US        |    230612 | NS      | $5610789.96   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B523<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    987329 | NS      | $18018754.25  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| ASPEN INSURANCE HOLDINGS LIMITED                         | Aspen Insurance Holdings Ltd PREFERRED STOCK                      | CUSIP: G05384170<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               |  | BM        |    173115 | NS      | $4339993.05   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR GROUP FINANCE CO. IX LLC                             | KKR Group Finance Co IX LLC PREFERRED STOCK                       | CUSIP: 48253M104<br>LEI: N/A                  | Long             | EP               |  | US        |    383224 | NS      | $6679594.32   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| THE HARTFORD INSURANCE GROUP, INC.                       | HARTFORD INSURANCE GROUP INC/THE PREFERRED STOCK                  | CUSIP: 416518603<br>LEI: IU7C3FTM7Y3BQM112U94 | Long             | EP               |  | US        |    262621 | NS      | $6555020.16   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                          | Affiliated Managers Group Inc PREFERRED STOCK                     | CUSIP: N/A<br>LEI: 2JE75BUE3T1BLCYYGK54       | Long             | EP               |  | US        |    238962 | NS      | $5152020.72   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| STIFEL FINANCIAL CORP.                                   | Stifel Financial Corp PREFERRED STOCK                             | CUSIP: 860630862<br>LEI: 549300E5F07FE5GHJX84 | Long             | EP               |  | US        |    233929 | NS      | $4119489.69   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J861<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    656316 | NS      | $16230694.68  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & CO. INC.                                           | KKR & Co Inc PREFERRED STOCK                                      | CUSIP: 48251W609<br>LEI: 54930013V5I303TF9571 | Long             | EP               |  | US        |    451965 | NS      | $11497989.60  | 0.51%             |  |  |  | No            |                  2 | On Loan: No      |
| THE SOUTHERN COMPANY                                     | Southern Co/The PREFERRED STOCK                                   | CUSIP: 842587404<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               |  | US        |    345658 | NS      | $7493865.44   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| REGIONS FINANCIAL CORPORATION                            | Regions Financial Corp PREFERRED STOCK                            | CUSIP: 7591EP860<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               |  | US        |    382540 | NS      | $9796849.40   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PRUDENTIAL FINANCIAL, INC.                               | Prudential Financial Inc PREFERRED STOCK                          | CUSIP: 744320870<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | EP               |  | US        |    230001 | NS      | $5692524.75   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMORGAN CHASE & CO.                                     | JPMorgan Chase & Co PREFERRED STOCK                               | CUSIP: 48128B549<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EP               |  | US        |    912416 | NS      | $18074960.96  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| THE CHARLES SCHWAB CORPORATION                           | Charles Schwab Corp/The PREFERRED STOCK                           | CUSIP: 808513600<br>LEI: 549300VSGCJ7E698NM85 | Long             | EP               |  | US        |    574975 | NS      | $14351376.00  | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Truist Financial Corporation                             | Truist Financial Corp PREFERRED STOCK                             | CUSIP: 89832Q745<br>LEI: 549300DRQQI75D2JP341 | Long             | EP               |  | US        |    437553 | NS      | $9473022.45   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY                       | Hewlett Packard Enterprise Co PREFERRED STOCK                     | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               |  | US        |    554350 | NS      | $33904046.00  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| SCE TRUST II                                             | SCE Trust II PREFERRED STOCK                                      | CUSIP: 78407R204<br>LEI: N/A                  | Long             | EP               |  | US        |    164462 | NS      | $2866572.66   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL REALTY TRUST, INC.                               | Digital Realty Trust Inc PREFERRED STOCK                          | CUSIP: 253868855<br>LEI: 549300HKCZ31D08NEI41 | Long             | EP               |  | US        |    155179 | NS      | $3403075.47   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| QVC GROUP, INC.                                          | QVC Group Inc PREFERRED STOCK                                     | CUSIP: 74915M308<br>LEI: 549300PSXEKU4PHLCR04 | Long             | EP               |  | US        |    225761 | NS      | $767587.40    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIGHTHOUSE FINANCIAL, INC.                              | Brighthouse Financial Inc PREFERRED STOCK                         | CUSIP: 10922N509<br>LEI: 5493003T8SZSHOGGAW52 | Long             | EP               |  | US        |    303648 | NS      | $5165052.48   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| TRITON INTERNATIONAL LIMITED                             | Triton International Ltd PREFERRED STOCK                          | CUSIP: G9078F149<br>LEI: N/A                  | Long             | EP               |  | BM        |    133249 | NS      | $3292582.79   | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| THE ALLSTATE CORPORATION                                 | Allstate Corp/The PREFERRED STOCK                                 | CUSIP: N/A<br>LEI: OBT0W1ED8G0NWVOLOJ77       | Long             | EP               |  | US        |    458182 | NS      | $12160150.28  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| BANK OF AMERICA CORPORATION                              | Bank of America Corp PREFERRED STOCK                              | CUSIP: 06053U601<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               |  | US        |    428884 | NS      | $9624156.96   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AGREE REALTY CORPORATION                                 | Agree Realty Corp PREFERRED STOCK                                 | CUSIP: N/A<br>LEI: 98450090H010B37OEB68       | Long             | EP               |  | US        |    138933 | NS      | $2477175.39   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMPRA                                                   | Sempra PREFERRED STOCK                                            | CUSIP: 816851604<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EP               |  | US        |    599798 | NS      | $13171564.08  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                           | Morgan Stanley PREFERRED STOCK                                    | CUSIP: 61762V838<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               |  | US        |    517075 | NS      | $13593901.75  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCHANTS BANCORP                                        | Merchants Bancorp/IN PREFERRED STOCK                              | CUSIP: 58844R850<br>LEI: 54930008Y0GPVLF81889 | Long             | EP               |  | US        |    175427 | NS      | $4010261.22   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AT&T INC.                                                | AT&T Inc PREFERRED STOCK                                          | CUSIP: 00206R508<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               |  | US        |    919522 | NS      | $18362854.34  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| F&G ANNUITIES & LIFE, INC.                               | F&G Annuities & Life Inc PREFERRED STOCK                          | CUSIP: 30190A609<br>LEI: N/A                  | Long             | EP               |  | US        |    289059 | NS      | $6723512.34   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| M&T BANK CORPORATION                                     | M&T Bank Corp PREFERRED STOCK                                     | CUSIP: 55261F872<br>LEI: 549300WYXDDBYRASEG81 | Long             | EP               |  | US        |    193318 | NS      | $4846482.26   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIZENS FINANCIAL GROUP, INC.                           | Citizens Financial Group Inc PREFERRED STOCK                      | CUSIP: 174610402<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EP               |  | US        |    344064 | NS      | $6578503.68   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFILIATED MANAGERS GROUP, INC.                          | Affiliated Managers Group Inc PREFERRED STOCK                     | CUSIP: N/A<br>LEI: 2JE75BUE3T1BLCYYGK54       | Long             | EP               |  | US        |    353520 | NS      | $8618817.60   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| KEYCORP                                                  | KeyCorp PREFERRED STOCK                                           | CUSIP: 493267702<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               |  | US        |    380974 | NS      | $9528159.74   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ATHENE HOLDING LTD.                                      | Athene Holding Ltd PREFERRED STOCK                                | CUSIP: 04686J838<br>LEI: 549300H316CT32FQXI76 | Long             | EP               |  | US        |    443630 | NS      | $11188348.60  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-30

**Name of Applicant:** GLOBAL X FUNDS

**Signature:** Joe Costello

**Name of Signer:** Joe Costello

**Title:** CCO