# EDGAR Filing Document

**Accession Number:** 0001121826
**File Stem:** 0001121826-23-000002
**Filing Date:** 2023-3
**Character Count:** 2780
**Document Hash:** f86a18ac1f63abd10a142a31111f2622
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001121826-23-000002.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001121826-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**EFFECTIVENESS DATE**: 20230331

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THE VERTICAL TRADING GROUP, LLC
- **CENTRAL INDEX KEY:** 0001121826
- **IRS NUMBER:** 203502984
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52814
- **FILM NUMBER:** 23789186

**BUSINESS ADDRESS:**
- **STREET 1:** 56 LOCUST AVENUE, 2ND FLOOR
- **STREET 2:** UNIT 12
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 212-918-1202

**MAIL ADDRESS:**
- **STREET 1:** 56 LOCUST AVENUE, 2ND FLOOR
- **STREET 2:** UNIT  12
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** THE VERTICAL GROUP, INC.
- **DATE OF NAME CHANGE:** 20030211

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ATWOOD, MARKS & COMPANY, INC
- **DATE OF NAME CHANGE:** 20020208

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ATWOOD MARKS & CO INC                                   /BD
- **DATE OF NAME CHANGE:** 20020208

### Attached PDF Documents

**Attachment 1:** `2022verticalgrouppublic1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001121826

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THE VERTICAL TRADING GROUP, LLC

**Business Address:** 56 LOCUST AVENUE, 2ND FLOOR, UNIT 12, RYE, NY, 10580

**Contact Person:** THOMAS D MARTIN

**Contact Phone:** 212-430-3552

### Independent Public Accountant Identification

**Accountant Name:** GR REID ASSOCIATED LLP

**Accountant Address:** 7600 JERICHO TURNPIKE #400, WOODBURY, NY, 11797

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **THOMAS D MARTIN**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THE VERTICAL TRADING GROUP, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** THOMAS D MARTIN

**Title:** CFO

**Notarized:** Yes