# EDGAR Filing Document

**Accession Number:** 0000898745
**File Stem:** 0001752724-23-064800
**Filing Date:** 2023-3
**Character Count:** 75974
**Document Hash:** e6ecd2992a0c174929094f64fcaf7913
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-064800.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-064800

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRINCIPAL FUNDS, INC.
- **CENTRAL INDEX KEY:** 0000898745
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07572
- **FILM NUMBER:** 23757955

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-1209

**MAIL ADDRESS:**
- **STREET 1:** PRINCIPAL FINANCIAL GROUP
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS, INC
- **DATE OF NAME CHANGE:** 20211220

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS INC
- **DATE OF NAME CHANGE:** 20080616

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL INVESTORS FUND INC
- **DATE OF NAME CHANGE:** 20001012

## Series and Classes Contracts Data

### SmallCap Fund (fka SmallCap Blend Fund) (Series ID: S000007214)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000019802 | R-1                 | PSABX           |
| C000019804 | R-3                 | PSBMX           |
| C000019805 | R-5                 | PSBPX           |
| C000019806 | R-4                 | PSBSX           |
| C000019807 | Institutional Class | PSLIX           |
| C000019808 | Class J             | PSBJX           |
| C000019809 | Class A             | PLLAX           |
| C000038804 | Class C             | PSMCX           |
| C000175487 | R-6                 | PSMLX           |

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## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Funds, Inc

- **b. Investment Company Act file number:** 811-07572

- **c. CIK number of Registrant:** 0000898745

- **d. LEI of Registrant:** 549300HZGBXSW6DSXF23

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 801 Grand Ave

  - **City:** Des Moines

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50309

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmallCap Fund

- **b. EDGAR series identifier (if any):** S000007214

- **c. LEI of Series:** 5493008AXRXQLEL0TR95

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1273540441.80

**Total Liabilities:** $17623221.60

**Net Assets:** $1255917220.20

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000175487 | 1.93%                | -6.62%               | 10.12%               |
| Class ID C000019805 | 1.88%                | -6.64%               | 10.06%               |
| Class ID C000038804 | 1.78%                | -6.69%               | 9.98%                |
| Class ID C000019809 | 1.87%                | -6.62%               | 10.07%               |
| Class ID C000019804 | 1.84%                | -6.64%               | 10.02%               |
| Class ID C000019802 | 1.86%                | -6.69%               | 10.04%               |
| Class ID C000019808 | 1.84%                | -6.60%               | 10.08%               |
| Class ID C000019806 | 1.86%                | -6.63%               | 10.06%               |
| Class ID C000019807 | 1.89%                | -6.63%               | 10.08%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-3187355.61             | $25177349.79                               |
| Month 2  | $9955815.25              | $-92058544.99                              |
| Month 3  | $10894711.42             | $104826569.51                              |

### Schedule of Portfolio Investments

| Name                                               | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Beauty Health Co/The                               | Beauty Health Co/The                               | CUSIP: 88331L108<br>LEI: 5493001Z2JZQT4C63C50 | Long             | EC               | CORP              | US        |    590000 | NS      | $6726000.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems Inc                                | Bentley Systems Inc                                | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |     72000 | NS      | $2811600.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Ltd                                         | Lazard Ltd                                         | CUSIP: G54050102<br>LEI: 254900RIBCDJSUFG1A11 | Long             | EC               | CORP              | US        |    113100 | NS      | $4533048.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc                               | Chart Industries Inc                               | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |    129300 | NS      | $17323614.00  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Dycom Industries Inc                               | Dycom Industries Inc                               | CUSIP: 267475101<br>LEI: 549300F56EKTHQI3WT60 | Long             | EC               | CORP              | US        |    168474 | NS      | $16067365.38  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Instruments Inc                                | MKS Instruments Inc                                | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |     27997 | NS      | $2864653.04   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Government Money Market Fund - Class R-6 | Principal Government Money Market Fund - Class R-6 | CUSIP: 74257B639<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   8634513 | NS      | $8634513.09   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Horizon Therapeutics Plc                           | Horizon Therapeutics Plc                           | CUSIP: G46188101<br>LEI: 529900P0GSQ79OOZEV53 | Long             | EC               | CORP              | US        |     32351 | NS      | $3549551.72   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Medifast Inc                                       | Medifast Inc                                       | CUSIP: 58470H101<br>LEI: 5299000YHQJ21T5KKI80 | Long             | EC               | CORP              | US        |     38500 | NS      | $4290825.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Aveanna Healthcare Holdings Inc                    | Aveanna Healthcare Holdings Inc                    | CUSIP: 05356F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    595500 | NS      | $726510.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp/MI                           | Independent Bank Corp/MI                           | CUSIP: 453838609<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    135100 | NS      | $2995167.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp                                        | SiTime Corp                                        | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54200 | NS      | $6245466.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Commercial Metals Co                               | Commercial Metals Co                               | CUSIP: 201723103<br>LEI: 549300OQS2LO07ZJ7N73 | Long             | EC               | CORP              | US        |    277600 | NS      | $15065352.00  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Doximity Inc                                       | Doximity Inc                                       | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    123200 | NS      | $4345264.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| First Industrial Realty Trust Inc                  | First Industrial Realty Trust Inc                  | CUSIP: 32054K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    315740 | NS      | $16844729.00  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| ABM Industries Inc                                 | ABM Industries Inc                                 | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |    211154 | NS      | $9905234.14   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ChampionX Corp                                     | ChampionX Corp                                     | CUSIP: 15872M104<br>LEI: 549300EP2909K6DYYP38 | Long             | EC               | CORP              | US        |    616100 | NS      | $20343622.00  | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Teladoc Health Inc                                 | Teladoc Health Inc                                 | CUSIP: 87918A105<br>LEI: 549300I2PVFBC9MFAC61 | Long             | EC               | CORP              | US        |     42400 | NS      | $1246560.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Titan Machinery Inc                                | Titan Machinery Inc                                | CUSIP: 88830R101<br>LEI: 549300835ZM8G0BT5C94 | Long             | EC               | CORP              | US        |    176700 | NS      | $7764198.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ICF International Inc                              | ICF International Inc                              | CUSIP: 44925C103<br>LEI: 5493003KYFDDC5B3WY64 | Long             | EC               | CORP              | US        |     66400 | NS      | $6785416.00   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| MYR Group Inc                                      | MYR Group Inc                                      | CUSIP: 55405W104<br>LEI: 529900G1IMMZHOQ17I54 | Long             | EC               | CORP              | US        |     92300 | NS      | $9143238.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| PMV Pharmaceuticals Inc                            | PMV Pharmaceuticals Inc                            | CUSIP: 69353Y103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    220300 | NS      | $1806460.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Concentrix Corp                                    | Concentrix Corp                                    | CUSIP: 20602D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     92900 | NS      | $13174149.00  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Jamf Holding Corp                                  | Jamf Holding Corp                                  | CUSIP: 47074L105<br>LEI: 254900IHLXZU4Z5ANA12 | Long             | EC               | CORP              | US        |    187500 | NS      | $3725625.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Janus Henderson Group PLC                          | Janus Henderson Group PLC                          | CUSIP: G4474Y214<br>LEI: 2138009WPYMWJN3RVF44 | Long             | EC               | CORP              | GB        |    157900 | NS      | $4092768.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| KnowBe4 Inc                                        | KnowBe4 Inc                                        | CUSIP: 49926T104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    411565 | NS      | $10243852.85  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                                | Exact Sciences Corp                                | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |     96900 | NS      | $6542688.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Taylor Morrison Home Corp                          | Taylor Morrison Home Corp                          | CUSIP: 87724P106<br>LEI: 5299009UDLLGLKOOJE30 | Long             | EC               | CORP              | US        |    443700 | NS      | $15884460.00  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Signify Health Inc                                 | Signify Health Inc                                 | CUSIP: 82671G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    169907 | NS      | $4835553.22   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp                              | Stifel Financial Corp                              | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |    141500 | NS      | $9538515.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp                             | Webster Financial Corp                             | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |    303070 | NS      | $15956635.50  | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CVB Financial Corp                                 | CVB Financial Corp                                 | CUSIP: 126600105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    131300 | NS      | $3180086.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                                     | Ameris Bancorp                                     | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |    274000 | NS      | $12921840.00  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Vishay Intertechnology Inc                         | Vishay Intertechnology Inc                         | CUSIP: 928298108<br>LEI: 5493009O8F3QQJTCQR75 | Long             | EC               | CORP              | US        |    437600 | NS      | $10016664.00  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Focus Financial Partners Inc                       | Focus Financial Partners Inc                       | CUSIP: 34417P100<br>LEI: 5493006FFJCGLZ246V12 | Long             | EC               | CORP              | US        |    282900 | NS      | $12772935.00  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                                    | Core & Main Inc                                    | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    309904 | NS      | $6839581.28   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Credo Technology Group Holding Ltd                 | Credo Technology Group Holding Ltd                 | CUSIP: G25457105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    349195 | NS      | $6051549.35   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| BancFirst Corp                                     | BancFirst Corp                                     | CUSIP: 05945F103<br>LEI: 549300EJEHGBP4IO2J30 | Long             | EC               | CORP              | US        |     62000 | NS      | $5340060.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Provident Financial Services Inc                   | Provident Financial Services Inc                   | CUSIP: 74386T105<br>LEI: 529900JOSO3SXEDVE477 | Long             | EC               | CORP              | US        |    293400 | NS      | $6883164.00   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Collegium Pharmaceutical Inc                       | Collegium Pharmaceutical Inc                       | CUSIP: 19459J104<br>LEI: 54930049FXZMTLW8D496 | Long             | EC               | CORP              | US        |    341400 | NS      | $9586512.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies Inc                            | Mirion Technologies Inc                            | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |    439600 | NS      | $3494820.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleVerify Holdings Inc                          | DoubleVerify Holdings Inc                          | CUSIP: 25862V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    196447 | NS      | $5341393.93   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Visteon Corp                                       | Visteon Corp                                       | CUSIP: 92839U206<br>LEI: 549300MOVLYHRW4GGW78 | Long             | EC               | CORP              | US        |     72600 | NS      | $11350284.00  | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Hillenbrand Inc                                    | Hillenbrand Inc                                    | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |    198300 | NS      | $9292338.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| AAR Corp                                           | AAR Corp                                           | CUSIP: 000361105<br>LEI: MP76T5YQX3YK5VVAQ802 | Long             | EC               | CORP              | US        |    269500 | NS      | $13863080.00  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Sprout Social Inc                                  | Sprout Social Inc                                  | CUSIP: 85209W109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    182700 | NS      | $11687319.00  | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| First Advantage Corp                               | First Advantage Corp                               | CUSIP: 31846B108<br>LEI: 549300RNJ0PXU8FP7D06 | Long             | EC               | CORP              | US        |    242600 | NS      | $3367288.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Modine Manufacturing Co                            | Modine Manufacturing Co                            | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |    322405 | NS      | $7702255.45   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Allogene Therapeutics Inc                          | Allogene Therapeutics Inc                          | CUSIP: 019770106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    178100 | NS      | $1374932.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                                         | Natera Inc                                         | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    378592 | NS      | $16252954.56  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Pebblebrook Hotel Trust                            | Pebblebrook Hotel Trust                            | CUSIP: 70509V100<br>LEI: 5493004Q1NNH6JXCSI52 | Long             | EC               | CORP              | US        |    892236 | NS      | $14632670.40  | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc                         | Southwest Gas Holdings Inc                         | CUSIP: 844895102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    202090 | NS      | $13525883.70  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Flywire Corp                                       | Flywire Corp                                       | CUSIP: 302492103<br>LEI: 54930055DSV7NNY4VY66 | Long             | EC               | CORP              | US        |    237300 | NS      | $6399981.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| ExlService Holdings Inc                            | ExlService Holdings Inc                            | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |    114500 | NS      | $19533700.00  | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                                         | Dexcom Inc                                         | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     58000 | NS      | $6211220.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Summit Materials Inc                               | Summit Materials Inc                               | CUSIP: 86614U100<br>LEI: 549300XNOLX5GIOSO108 | Long             | EC               | CORP              | US        |    253444 | NS      | $8328169.84   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Encore Capital Group Inc                           | Encore Capital Group Inc                           | CUSIP: 292554102<br>LEI: 5493000UVC6H49CIH830 | Long             | EC               | CORP              | US        |    214300 | NS      | $11940796.00  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies Inc - Warrants                 | Mirion Technologies Inc - Warrants                 | CUSIP: 60471A119<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |    179475 | NS      | $279981.00    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ladder Capital Corp                                | Ladder Capital Corp                                | CUSIP: 505743104<br>LEI: 549300Q6LLV2QCV67C06 | Long             | EC               | CORP              | US        |    550900 | NS      | $6170080.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Zurn Elkay Water Solutions Corp                    | Zurn Elkay Water Solutions Corp                    | CUSIP: 98983L108<br>LEI: 549300AM3633XDFU1Q85 | Long             | EC               | CORP              | US        |    249800 | NS      | $5460628.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| World Wrestling Entertainment Inc                  | World Wrestling Entertainment Inc                  | CUSIP: 98156Q108<br>LEI: 549300WZVLSCS3L4L698 | Long             | EC               | CORP              | US        |    168800 | NS      | $14283856.00  | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc                             | Cousins Properties Inc                             | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |    400401 | NS      | $10978995.42  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Privia Health Group Inc                            | Privia Health Group Inc                            | CUSIP: 74276R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    470979 | NS      | $12735272.16  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Brookfield Renewable Corp                          | Brookfield Renewable Corp                          | CUSIP: 11284V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    319500 | NS      | $10070640.00  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients Inc                            | Darling Ingredients Inc                            | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |    270600 | NS      | $17938074.00  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| First Interstate BancSystem Inc                    | First Interstate BancSystem Inc                    | CUSIP: 32055Y201<br>LEI: 549300WRWYTYX0RCNJ43 | Long             | EC               | CORP              | US        |    243100 | NS      | $8722428.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Chord Energy Corp                                  | Chord Energy Corp                                  | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |     34400 | NS      | $4930552.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Immunocore Holdings PLC                            | Immunocore Holdings PLC                            | CUSIP: 45258D105<br>LEI: 213800IUE3DFS84BVN18 | Long             | EC               | CORP              | GB        |    133600 | NS      | $8185672.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Manhattan Associates Inc                           | Manhattan Associates Inc                           | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |    108800 | NS      | $14183168.00  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| AMN Healthcare Services Inc                        | AMN Healthcare Services Inc                        | CUSIP: 001744101<br>LEI: 529900W3ARRTCNFH2I39 | Long             | EC               | CORP              | US        |     86600 | NS      | $8299744.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                                   | Vail Resorts Inc                                   | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |     40700 | NS      | $10677238.00  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Enterprises Inc - Class A                     | Rush Enterprises Inc - Class A                     | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |     60799 | NS      | $3271594.19   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| NexTier Oilfield Solutions Inc                     | NexTier Oilfield Solutions Inc                     | CUSIP: 65290C105<br>LEI: 529900L27H2D4QT0IT24 | Long             | EC               | CORP              | US        |    976000 | NS      | $9193920.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Piper Sandler Cos                                  | Piper Sandler Cos                                  | CUSIP: 724078100<br>LEI: QUQDBTUSOAKFEVMRMF78 | Long             | EC               | CORP              | US        |     60409 | NS      | $8584118.90   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Garden & Pet Co - A Shares                 | Central Garden & Pet Co - A Shares                 | CUSIP: 153527205<br>LEI: 5493004DVZLD37DJ0H83 | Long             | EC               | CORP              | US        |    161280 | NS      | $6391526.40   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings Inc                   | BJ's Wholesale Club Holdings Inc                   | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |    221351 | NS      | $16041306.97  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Piedmont Lithium Inc                               | Piedmont Lithium Inc                               | CUSIP: 72016P105<br>LEI: 254900QJ73581MY1JN11 | Long             | EC               | CORP              | US        |     53900 | NS      | $3699696.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonder Holdings Inc                                | Sonder Holdings Inc                                | CUSIP: 83542D102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1400446 | NS      | $1876597.64   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Cazoo Group Ltd - Warrants                         | Cazoo Group Ltd - Warrants                         | CUSIP: G2007L113<br>LEI: 549300PNRTNVMGVJY078 | Long             | EC               | CORP              | KY        |     95725 | NS      | $1005.11      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegro MicroSystems Inc                           | Allegro MicroSystems Inc                           | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    481900 | NS      | $18394123.00  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc                            | WESCO International Inc                            | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |    112300 | NS      | $16733823.00  | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Regal Rexnord Corp                                 | Regal Rexnord Corp                                 | CUSIP: 758750103<br>LEI: QH78R09VCJGQKPBPYU33 | Long             | EC               | CORP              | US        |     62100 | NS      | $8644320.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Agree Realty Corp                                  | Agree Realty Corp                                  | CUSIP: 008492100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    250700 | NS      | $18709741.00  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Caleres Inc                                        | Caleres Inc                                        | CUSIP: 129500104<br>LEI: JFU6RQQJ8Z1CPOLBXQ18 | Long             | EC               | CORP              | US        |    549700 | NS      | $14303194.00  | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| First Merchants Corp                               | First Merchants Corp                               | CUSIP: 320817109<br>LEI: TZTBT0OTGQ2FEK6XMX94 | Long             | EC               | CORP              | US        |    183500 | NS      | $7824440.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                                        | Trex Co Inc                                        | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    156700 | NS      | $8261224.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| United Community Banks Inc/GA                      | United Community Banks Inc/GA                      | CUSIP: 90984P303<br>LEI: 549300GVW0FV66X3U703 | Long             | EC               | CORP              | US        |    449550 | NS      | $14628357.00  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| PDC Energy Inc                                     | PDC Energy Inc                                     | CUSIP: 69327R101<br>LEI: 5493008W8H2T511J5Y59 | Long             | EC               | CORP              | US        |    233900 | NS      | $15842047.00  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| ADC Therapeutics SA                                | ADC Therapeutics SA                                | CUSIP: H0036K147<br>LEI: N/A                  | Long             | EC               | CORP              | CH        |    274400 | NS      | $1402184.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloomin' Brands Inc                                | Bloomin' Brands Inc                                | CUSIP: 094235108<br>LEI: E1UJ2GO305B5FXGV7N04 | Long             | EC               | CORP              | US        |    411581 | NS      | $9980839.25   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanover Insurance Group Inc/The                    | Hanover Insurance Group Inc/The                    | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |     92493 | NS      | $12447707.94  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Denali Therapeutics Inc                            | Denali Therapeutics Inc                            | CUSIP: 24823R105<br>LEI: 549300ZTQ2HO18L3Q830 | Long             | EC               | CORP              | US        |    187400 | NS      | $5672598.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| LifeStance Health Group Inc                        | LifeStance Health Group Inc                        | CUSIP: 53228F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    868700 | NS      | $4586736.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: —       |
| Gulfport Energy Corp                               | Gulfport Energy Corp                               | CUSIP: 402635502<br>LEI: 254900DJRGZBUZ3F5038 | Long             | EC               | CORP              | US        |     94200 | NS      | $6419730.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcoa Corp                                         | Alcoa Corp                                         | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |     80690 | NS      | $4215245.60   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Lulu's Fashion Lounge Holdings Inc                 | Lulu's Fashion Lounge Holdings Inc                 | CUSIP: 55003A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    392200 | NS      | $1266806.00   | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| Castle Biosciences Inc                             | Castle Biosciences Inc                             | CUSIP: 14843C105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    320900 | NS      | $8689972.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Sun Country Airlines Holdings Inc                  | Sun Country Airlines Holdings Inc                  | CUSIP: 866683105<br>LEI: 549300MOHOJN9GH0NJ48 | Long             | EC               | CORP              | US        |    146200 | NS      | $2729554.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Atkore Inc                                         | Atkore Inc                                         | CUSIP: 047649108<br>LEI: 52990002TI38AM4RPV48 | Long             | EC               | CORP              | US        |    117000 | NS      | $15239250.00  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Hub Group Inc                                      | Hub Group Inc                                      | CUSIP: 443320106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97200 | NS      | $8288244.00   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Golden Entertainment Inc                           | Golden Entertainment Inc                           | CUSIP: 381013101<br>LEI: 549300P8YYCKQVJ0Y638 | Long             | EC               | CORP              | US        |    293200 | NS      | $11581400.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Performance Food Group Co                          | Performance Food Group Co                          | CUSIP: 71377A103<br>LEI: 549300EUK8GR9IT1YK57 | Long             | EC               | CORP              | US        |    245918 | NS      | $15079691.76  | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancorp Inc/The                                    | Bancorp Inc/The                                    | CUSIP: 05969A105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    316500 | NS      | $10738845.00  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Iovance Biotherapeutics Inc                        | Iovance Biotherapeutics Inc                        | CUSIP: 462260100<br>LEI: 549300220Z2GHH33XL82 | Long             | EC               | CORP              | US        |    466600 | NS      | $3714136.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Petco Health & Wellness Co Inc                     | Petco Health & Wellness Co Inc                     | CUSIP: 71601V105<br>LEI: 2549007TYGV6RVSE9M61 | Long             | EC               | CORP              | US        |    352273 | NS      | $4118071.37   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp                          | California Resources Corp                          | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |    345500 | NS      | $14763215.00  | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO Financial Group Inc                            | CNO Financial Group Inc                            | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |    276600 | NS      | $7125216.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Cross Country Healthcare Inc                       | Cross Country Healthcare Inc                       | CUSIP: 227483104<br>LEI: 54930037L0NBIPZ5S663 | Long             | EC               | CORP              | US        |    210414 | NS      | $5838988.50   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Syneos Health Inc                                  | Syneos Health Inc                                  | CUSIP: 87166B102<br>LEI: 549300F1ZGKDS8P6GU13 | Long             | EC               | CORP              | US        |    172400 | NS      | $6192608.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Primerica Inc                                      | Primerica Inc                                      | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |     55300 | NS      | $8944775.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Livent Corp                                        | Livent Corp                                        | CUSIP: 53814L108<br>LEI: 254900OOLQ2VNMZTJL47 | Long             | EC               | CORP              | US        |    238600 | NS      | $6184512.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Time Group Holdings Inc                       | Life Time Group Holdings Inc                       | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    745200 | NS      | $14002308.00  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Addus HomeCare Corp                                | Addus HomeCare Corp                                | CUSIP: 006739106<br>LEI: 52990090ZT33AKPDBX62 | Long             | EC               | CORP              | US        |    120500 | NS      | $12956160.00  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                                       | Entegris Inc                                       | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |    109440 | NS      | $8832902.40   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Portillo's Inc                                     | Portillo's Inc                                     | CUSIP: 73642K106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    282400 | NS      | $6370944.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| StoneX Group Inc                                   | StoneX Group Inc                                   | CUSIP: 861896108<br>LEI: 549300JUF07L8VF02M60 | Long             | EC               | CORP              | US        |     43922 | NS      | $3859865.36   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| MacroGenics Inc                                    | MacroGenics Inc                                    | CUSIP: 556099109<br>LEI: 5493001KJQUA83L8MH79 | Long             | EC               | CORP              | US        |    199000 | NS      | $1148230.00   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagen Inc                                         | Seagen Inc                                         | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61900 | NS      | $8633812.00   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Portland General Electric Co                       | Portland General Electric Co                       | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |    329800 | NS      | $15691884.00  | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Adaptive Biotechnologies Corp                      | Adaptive Biotechnologies Corp                      | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |    341800 | NS      | $3168486.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandy Spring Bancorp Inc                           | Sandy Spring Bancorp Inc                           | CUSIP: 800363103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120200 | NS      | $4062760.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Liquidity FedFund - Institutional Class  | BlackRock Liquidity FedFund - Institutional Class  | CUSIP: 09248U700<br>LEI: 549300T8K043VZEOVK74 | Long             | STIV             | RF                | US        |   2108137 | NS      | $2108137.31   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Aspen Technology Inc                               | Aspen Technology Inc                               | CUSIP: 29109X106<br>LEI: 254900545H80W6GA2J08 | Long             | EC               | CORP              | US        |     25116 | NS      | $4991805.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed Inc                                         | Insmed Inc                                         | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |    344000 | NS      | $7406320.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Vital Farms Inc                                    | Vital Farms Inc                                    | CUSIP: 92847W103<br>LEI: 549300S6NYY7ER3XOT61 | Long             | EC               | CORP              | US        |    233600 | NS      | $4106688.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc                          | Caesars Entertainment Inc                          | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |    188700 | NS      | $9823722.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Moelis & Co                                        | Moelis & Co                                        | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |     82600 | NS      | $3861550.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| EnerSys                                            | EnerSys                                            | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |    132200 | NS      | $10975244.00  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Nevro Corp                                         | Nevro Corp                                         | CUSIP: 64157F103<br>LEI: 254900SH91I4BOYKUE38 | Long             | EC               | CORP              | US        |    136200 | NS      | $5001264.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc                          | DigitalOcean Holdings Inc                          | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |    186700 | NS      | $5479645.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Design Therapeutics Inc                            | Design Therapeutics Inc                            | CUSIP: 25056L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    185400 | NS      | $1455390.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Koppers Holdings Inc                               | Koppers Holdings Inc                               | CUSIP: 50060P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    121900 | NS      | $4218959.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Rexford Industrial Realty Inc                      | Rexford Industrial Realty Inc                      | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |    257800 | NS      | $16362566.00  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Energy Industries Inc                     | Advanced Energy Industries Inc                     | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |    144900 | NS      | $13438026.00  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Cellectis SA                                       | Cellectis SA                                       | CUSIP: 15117K103<br>LEI: 5493000KKX5VQ37Q2W83 | Long             | EC               | CORP              | FR        |    514400 | NS      | $1568920.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Sophia Genetics SA                                 | Sophia Genetics SA                                 | CUSIP: H82027105<br>LEI: N/A                  | Long             | EC               | CORP              | CH        |    198000 | NS      | $594000.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Prometheus Biosciences Inc                         | Prometheus Biosciences Inc                         | CUSIP: 74349U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31400 | NS      | $3568924.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co                       | Graphic Packaging Holding Co                       | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    337600 | NS      | $8132784.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| FNB Corp/PA                                        | FNB Corp/PA                                        | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |    830213 | NS      | $11847139.51  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Sally Beauty Holdings Inc                          | Sally Beauty Holdings Inc                          | CUSIP: 79546E104<br>LEI: 529900VXW6E8ONDIQ271 | Long             | EC               | CORP              | US        |    472100 | NS      | $7355318.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Amedisys Inc                                       | Amedisys Inc                                       | CUSIP: 023436108<br>LEI: 5299001RBS9GK9STN379 | Long             | EC               | CORP              | US        |    115500 | NS      | $11164230.00  | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Enterprise Financial Services Corp                 | Enterprise Financial Services Corp                 | CUSIP: 293712105<br>LEI: 5493001XTU5DLD632129 | Long             | EC               | CORP              | US        |    154000 | NS      | $8211280.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Olink Holding AB                                   | Olink Holding AB                                   | CUSIP: 680710100<br>LEI: 8945004Z7ZHV3LML4J27 | Long             | EC               | CORP              | SE        |    248900 | NS      | $4873462.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: —       |
| World Fuel Services Corp                           | World Fuel Services Corp                           | CUSIP: 981475106<br>LEI: D3W7PCXCBRQLL17DZ313 | Long             | EC               | CORP              | US        |    202300 | NS      | $5725090.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Array Technologies Inc                             | Array Technologies Inc                             | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               | CORP              | US        |    278100 | NS      | $6182163.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Lindblad Expeditions Holdings Inc                  | Lindblad Expeditions Holdings Inc                  | CUSIP: 535219109<br>LEI: 549300GSPW24GZE6R597 | Long             | EC               | CORP              | US        |    264100 | NS      | $3142790.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| STAAR Surgical Co                                  | STAAR Surgical Co                                  | CUSIP: 852312305<br>LEI: 5299006LRHI7OJ8BY308 | Long             | EC               | CORP              | US        |    114900 | NS      | $8106195.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| TD SYNNEX Corp                                     | TD SYNNEX Corp                                     | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |    103900 | NS      | $10613385.00  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                                        | Popular Inc                                        | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |    116300 | NS      | $7982832.00   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlas Air Worldwide Holdings Inc                   | Atlas Air Worldwide Holdings Inc                   | CUSIP: 049164205<br>LEI: 549300R0A2TUVCYZB465 | Long             | EC               | CORP              | US        |     76600 | NS      | $7829286.00   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Lakeland Bancorp Inc                               | Lakeland Bancorp Inc                               | CUSIP: 511637100<br>LEI: 549300NF90LR9ETZDR73 | Long             | EC               | CORP              | US        |    163600 | NS      | $3152572.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp                              | Independent Bank Corp                              | CUSIP: 453836108<br>LEI: 549300C5K3W8THR3GE10 | Long             | EC               | CORP              | US        |     28837 | NS      | $2298020.53   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** Principal Funds, Inc

**Signature:** Megan Hoffmann

**Name of Signer:** /s/ Megan Hoffmann

**Title:** Vice President and Controller