# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011352
**Filing Date:** 2026-3
**Character Count:** 15773
**Document Hash:** df97d3936cd59584249fb5fb2d7a6b92
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011352.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011352

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792058

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Energy AlphaDEX Fund (Series ID: S000017698)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000048898 | First Trust Energy AlphaDEX Fund | FXN             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Energy AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000017698

- **c. LEI of Series:** 549300FP3GJL1GH4RT40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $272672841.35

**Total Liabilities:** $234432.94

**Net Assets:** $272438408.41

**Cash Not Reported:** $607.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000048898 | 5.99%                | -1.52%               | 11.55%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $528861.55               | $14001247.80                               |
| Month 2  | $935273.76               | $-6052130.44                               |
| Month 3  | $-10030996.31            | $38338566.22                               |

### Schedule of Portfolio Investments

| Name                          | Title                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ConocoPhillips                | ConocoPhillips                | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     87332 | NS      | $9102614.36   | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Resources Corp          | Range Resources Corp          | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |    231845 | NS      | $8775333.25   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc             | EOG Resources Inc             | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |    111224 | NS      | $12471547.12  | 4.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp         | Antero Midstream Corp         | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    114880 | NS      | $2162041.60   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| HF Sinclair Corp              | HF Sinclair Corp              | CUSIP: 403949100<br>LEI: 2549009G116AM01XHN24 | Long             | EC               | CORP              | US        |    152066 | NS      | $7905911.34   | 2.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Valero Energy Corp            | Valero Energy Corp            | CUSIP: 91913Y100<br>LEI: 549300XTO5VR8SKV1V74 | Long             | EC               | CORP              | US        |     12559 | NS      | $2278579.37   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Occidental Petroleum Corp     | Occidental Petroleum Corp     | CUSIP: 674599105<br>LEI: IM7X0T3ECJW4C1T7ON55 | Long             | EC               | CORP              | US        |     99400 | NS      | $4511766.00   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT Corp                      | EQT Corp                      | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |    152512 | NS      | $8804517.76   | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Chevron Corp                  | Chevron Corp                  | CUSIP: 166764100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45973 | NS      | $8132623.70   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc        | Diamondback Energy Inc        | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |     77679 | NS      | $12735472.05  | 4.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Devon Energy Corp             | Devon Energy Corp             | CUSIP: 25179M103<br>LEI: 54930042348RKR3ZPN35 | Long             | EC               | CORP              | US        |    318829 | NS      | $12820114.09  | 4.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC | Weatherford International PLC | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | US        |     89547 | NS      | $8424581.76   | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc            | Enphase Energy Inc            | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |     63763 | NS      | $2357955.74   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Expand Energy Corp            | Expand Energy Corp            | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |     63491 | NS      | $7137023.31   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Cheniere Energy Inc           | Cheniere Energy Inc           | CUSIP: 16411R208<br>LEI: MIHC87W9WTYSYZWV1J40 | Long             | EC               | CORP              | US        |     21024 | NS      | $4446996.48   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Williams Cos Inc/The          | Williams Cos Inc/The          | CUSIP: 969457100<br>LEI: D71FAKCBLFS2O0RBPG08 | Long             | EC               | CORP              | US        |     34008 | NS      | $2287378.08   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp          | Targa Resources Corp          | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |     22147 | NS      | $4451104.06   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Pacific Land Corp       | Texas Pacific Land Corp       | CUSIP: 88262P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7115 | NS      | $2478581.40   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                       | NOV Inc                       | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |    523039 | NS      | $9597765.65   | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Coterra Energy Inc            | Coterra Energy Inc            | CUSIP: 127097103<br>LEI: FCNMH6O7VWU7LHXMK351 | Long             | EC               | CORP              | US        |    443719 | NS      | $12801293.15  | 4.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                   | Phillips 66                   | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |     15844 | NS      | $2274564.64   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Permian Resources Corp        | Permian Resources Corp        | CUSIP: 71424F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    832404 | NS      | $13426676.52  | 4.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co               | Baker Hughes Co               | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    153871 | NS      | $8622930.84   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Marathon Petroleum Corp       | Marathon Petroleum Corp       | CUSIP: 56585A102<br>LEI: 3BNYRYQHD39K4LCKQF12 | Long             | EC               | CORP              | US        |     25127 | NS      | $4427126.13   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Resources Corp         | Antero Resources Corp         | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |    237230 | NS      | $8628055.10   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp              | Exxon Mobil Corp              | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     67928 | NS      | $9605019.20   | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                   | Ovintiv Inc                   | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |    178801 | NS      | $7772479.47   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| TechnipFMC PLC                | TechnipFMC PLC                | CUSIP: 000000000<br>LEI: 549300D5I93QWCJTCK36 | Long             | EC               | CORP              | GB        |     45873 | NS      | $2556043.56   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinder Morgan Inc             | Kinder Morgan Inc             | CUSIP: 49456B101<br>LEI: 549300WR7IX8XE0TBO16 | Long             | EC               | CORP              | US        |    148686 | NS      | $4533436.14   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Halliburton Co                | Halliburton Co                | CUSIP: 406216101<br>LEI: ENYF8GB5SMQZ25S06U51 | Long             | EC               | CORP              | US        |    144640 | NS      | $4848332.80   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Viper Energy Inc              | Viper Energy Inc              | CUSIP: 64361Q101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105817 | NS      | $4480291.78   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co          | Matador Resources Co          | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |    275173 | NS      | $12448826.52  | 4.57%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc              | DT Midstream Inc              | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17079 | NS      | $2152295.58   | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Chord Energy Corp             | Chord Energy Corp             | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |     88187 | NS      | $8839864.88   | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| SLB Ltd                       | SLB Ltd                       | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |    213007 | NS      | $10305278.66  | 3.78%             |  |  |  | No            |                  1 | On Loan: No      |
| MSILF Treasury Portfolio      | MSILF Treasury Portfolio      | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |    212884 | NS      | $212884.31    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| First Solar Inc               | First Solar Inc               | CUSIP: 336433107<br>LEI: 549300NPYMLM4NHTOF27 | Long             | EC               | CORP              | US        |     15642 | NS      | $3527583.84   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ONEOK Inc                     | ONEOK Inc                     | CUSIP: 682680103<br>LEI: 2T3D6M0JSY48PSZI1Q41 | Long             | EC               | CORP              | US        |     95336 | NS      | $7549657.84   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                      | APA Corp                      | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |    477454 | NS      | $12609560.14  | 4.63%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer