# EDGAR Filing Document

**Accession Number:** 0001965201
**File Stem:** 0001965201-23-000001
**Filing Date:** 2023-2
**Character Count:** 16210
**Document Hash:** 46343dd45ecfc68d4da3184ce84871cc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001965201-23-000001.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001965201-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TFB Advisors LLC
- **CENTRAL INDEX KEY:** 0001965201
- **IRS NUMBER:** 882289092
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23101
- **FILM NUMBER:** 23633225

**BUSINESS ADDRESS:**
- **STREET 1:** 4801 W 110TH ST
- **STREET 2:** STE 200
- **CITY:** OVERLAND PARK
- **STATE:** KS
- **ZIP:** 66211
- **BUSINESS PHONE:** 800.683.3440

**MAIL ADDRESS:**
- **STREET 1:** 4801 W 110TH ST
- **STREET 2:** STE 200
- **CITY:** OVERLAND PARK
- **STATE:** KS
- **ZIP:** 66211

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** TFB Advisors LLC<br>**Address:** 4801 W 110TH ST<br>STE 200<br>OVERLAND PARK, KS 66211

**Form 13F File Number:** 028-23101

**CRD Number (if applicable):** 000321870

**SEC File Number (if applicable):** 801-126142

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael Kronket<br>**Title:** Compliance Consultant<br>**Phone:** 5135621671

**Signature, Place, and Date of Signing:**

Michael Kronket  Covington, KY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 126

**Form 13F Information Table Value Total:** $119410

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 292445 | 869 | SH |  | SOLE | 0 | 0 | 0 | 869 |
| AFLAC INC | COM | 001055102 |  | 599980 | 8340 | SH |  | SOLE | 0 | 0 | 0 | 8340 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 741485 | 8404 | SH |  | SOLE | 0 | 0 | 0 | 8404 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 264327 | 2979 | SH |  | SOLE | 0 | 0 | 0 | 2979 |
| AMAZON COM INC | COM | 023135106 |  | 447216 | 5324 | SH |  | SOLE | 0 | 0 | 0 | 5324 |
| AMGEN INC | COM | 031162100 |  | 368221 | 1402 | SH |  | SOLE | 0 | 0 | 0 | 1402 |
| ANALOG DEVICES INC | COM | 032654105 |  | 337246 | 2056 | SH |  | SOLE | 0 | 0 | 0 | 2056 |
| APPLE INC | COM | 037833100 |  | 1428191 | 10992 | SH |  | SOLE | 0 | 0 | 0 | 10992 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 314854 | 3391 | SH |  | SOLE | 0 | 0 | 0 | 3391 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 |  | 333850 | 611 | SH |  | SOLE | 0 | 0 | 0 | 611 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 322801 | 1045 | SH |  | SOLE | 0 | 0 | 0 | 1045 |
| BROADCOM INC | COM | 11135F101 |  | 268942 | 481 | SH |  | SOLE | 0 | 0 | 0 | 481 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 414389 | 6387 | SH |  | SOLE | 0 | 0 | 0 | 6387 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 217667 | 1355 | SH |  | SOLE | 0 | 0 | 0 | 1355 |
| CHEVRON CORP NEW | COM | 166764100 |  | 251286 | 1400 | SH |  | SOLE | 0 | 0 | 0 | 1400 |
| CHUBB LIMITED | COM | H1467J104 |  | 363990 | 1650 | SH |  | SOLE | 0 | 0 | 0 | 1650 |
| CINTAS CORP | COM | 172908105 |  | 202777 | 449 | SH |  | SOLE | 0 | 0 | 0 | 449 |
| CISCO SYS INC | COM | 17275R102 |  | 340959 | 7157 | SH |  | SOLE | 0 | 0 | 0 | 7157 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 200098 | 5722 | SH |  | SOLE | 0 | 0 | 0 | 5722 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 416658 | 3531 | SH |  | SOLE | 0 | 0 | 0 | 3531 |
| CVS HEALTH CORP | COM | 126650100 |  | 618502 | 6637 | SH |  | SOLE | 0 | 0 | 0 | 6637 |
| DANAHER CORPORATION | COM | 235851102 |  | 663550 | 2500 | SH |  | SOLE | 0 | 0 | 0 | 2500 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 362478 | 5893 | SH |  | SOLE | 0 | 0 | 0 | 5893 |
| DEXCOM INC | COM | 252131107 |  | 205417 | 1814 | SH |  | SOLE | 0 | 0 | 0 | 1814 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 660351 | 15870 | SH |  | SOLE | 0 | 0 | 0 | 15870 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 801264 | 33001 | SH |  | SOLE | 0 | 0 | 0 | 33001 |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 25434V880 |  | 850025 | 39353 | SH |  | SOLE | 0 | 0 | 0 | 39353 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 246810 | 3308 | SH |  | SOLE | 0 | 0 | 0 | 3308 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 373073 | 3590 | SH |  | SOLE | 0 | 0 | 0 | 3590 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 226887 | 2057 | SH |  | SOLE | 0 | 0 | 0 | 2057 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 202777 | 9130 | SH |  | SOLE | 0 | 0 | 0 | 9130 |
| FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 |  | 1646393 | 122136 | SH |  | SOLE | 0 | 0 | 0 | 122136 |
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 |  | 172064 | 18055 | SH |  | SOLE | 0 | 0 | 0 | 18055 |
| GENERAL MLS INC | COM | 370334104 |  | 240314 | 2866 | SH |  | SOLE | 0 | 0 | 0 | 2866 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 381432 | 4443 | SH |  | SOLE | 0 | 0 | 0 | 4443 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 |  | 526260 | 6940 | SH |  | SOLE | 0 | 0 | 0 | 6940 |
| HOME DEPOT INC | COM | 437076102 |  | 316808 | 1003 | SH |  | SOLE | 0 | 0 | 0 | 1003 |
| INTUIT | COM | 461202103 |  | 228472 | 587 | SH |  | SOLE | 0 | 0 | 0 | 587 |
| ISHARES INC | MSCI CDA ETF | 464286509 |  | 308022 | 9411 | SH |  | SOLE | 0 | 0 | 0 | 9411 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 1948978 | 41734 | SH |  | SOLE | 0 | 0 | 0 | 41734 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 2946639 | 47804 | SH |  | SOLE | 0 | 0 | 0 | 47804 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 |  | 1258208 | 8622 | SH |  | SOLE | 0 | 0 | 0 | 8622 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 226610 | 3143 | SH |  | SOLE | 0 | 0 | 0 | 3143 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 1051254 | 46270 | SH |  | SOLE | 0 | 0 | 0 | 46270 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 1258390 | 30775 | SH |  | SOLE | 0 | 0 | 0 | 30775 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 1036829 | 20720 | SH |  | SOLE | 0 | 0 | 0 | 20720 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 1970862 | 23299 | SH |  | SOLE | 0 | 0 | 0 | 23299 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 4459475 | 60566 | SH |  | SOLE | 0 | 0 | 0 | 60566 |
| ISHARES TR | USD INV GRDE ETF | 464288620 |  | 478086 | 9735 | SH |  | SOLE | 0 | 0 | 0 | 9735 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 3066580 | 61553 | SH |  | SOLE | 0 | 0 | 0 | 61553 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 2597088 | 22605 | SH |  | SOLE | 0 | 0 | 0 | 22605 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 945037 | 8956 | SH |  | SOLE | 0 | 0 | 0 | 8956 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 |  | 2967976 | 59947 | SH |  | SOLE | 0 | 0 | 0 | 59947 |
| ISHARES TR | CORE MSCI EURO | 46434V738 |  | 266855 | 5618 | SH |  | SOLE | 0 | 0 | 0 | 5618 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 321429 | 7154 | SH |  | SOLE | 0 | 0 | 0 | 7154 |
| ISHARES TR | CORE MSCI INTL | 46435G326 |  | 769053 | 13738 | SH |  | SOLE | 0 | 0 | 0 | 13738 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 320946 | 3047 | SH |  | SOLE | 0 | 0 | 0 | 3047 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 232341 | 2455 | SH |  | SOLE | 0 | 0 | 0 | 2455 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 1004154 | 12371 | SH |  | SOLE | 0 | 0 | 0 | 12371 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 5395754 | 54196 | SH |  | SOLE | 0 | 0 | 0 | 54196 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 2751723 | 26100 | SH |  | SOLE | 0 | 0 | 0 | 26100 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 386202 | 7704 | SH |  | SOLE | 0 | 0 | 0 | 7704 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | 46641Q399 |  | 754694 | 11011 | SH |  | SOLE | 0 | 0 | 0 | 11011 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | 46641Q373 |  | 906790 | 18271 | SH |  | SOLE | 0 | 0 | 0 | 18271 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 |  | 426661 | 8523 | SH |  | SOLE | 0 | 0 | 0 | 8523 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 369446 | 2755 | SH |  | SOLE | 0 | 0 | 0 | 2755 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 218456 | 1277 | SH |  | SOLE | 0 | 0 | 0 | 1277 |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 499049104 |  | 262993 | 5018 | SH |  | SOLE | 0 | 0 | 0 | 5018 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 |  | 340504 | 1446 | SH |  | SOLE | 0 | 0 | 0 | 1446 |
| LILLY ELI  CO | COM | 532457108 |  | 278038 | 760 | SH |  | SOLE | 0 | 0 | 0 | 760 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 299850 | 1812 | SH |  | SOLE | 0 | 0 | 0 | 1812 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 293832 | 845 | SH |  | SOLE | 0 | 0 | 0 | 845 |
| MCDONALDS CORP | COM | 580135101 |  | 385808 | 1464 | SH |  | SOLE | 0 | 0 | 0 | 1464 |
| MERCK  CO INC | COM | 58933Y105 |  | 476464 | 4294 | SH |  | SOLE | 0 | 0 | 0 | 4294 |
| META PLATFORMS INC | CL A | 30303M102 |  | 214807 | 1785 | SH |  | SOLE | 0 | 0 | 0 | 1785 |
| METLIFE INC | COM | 59156R108 |  | 431615 | 5964 | SH |  | SOLE | 0 | 0 | 0 | 5964 |
| MICROSOFT CORP | COM | 594918104 |  | 2087393 | 8704 | SH |  | SOLE | 0 | 0 | 0 | 8704 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 259076 | 3099 | SH |  | SOLE | 0 | 0 | 0 | 3099 |
| NRG ENERGY INC | COM NEW | 629377508 |  | 253414 | 7964 | SH |  | SOLE | 0 | 0 | 0 | 7964 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 284242 | 1945 | SH |  | SOLE | 0 | 0 | 0 | 1945 |
| OGE ENERGY CORP | COM | 670837103 |  | 243865 | 6166 | SH |  | SOLE | 0 | 0 | 0 | 6166 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 203638 | 3265 | SH |  | SOLE | 0 | 0 | 0 | 3265 |
| PEPSICO INC | COM | 713448108 |  | 293211 | 1623 | SH |  | SOLE | 0 | 0 | 0 | 1623 |
| PFIZER INC | COM | 717081103 |  | 887169 | 17314 | SH |  | SOLE | 0 | 0 | 0 | 17314 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 268510 | 2653 | SH |  | SOLE | 0 | 0 | 0 | 2653 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3149417 | 20780 | SH |  | SOLE | 0 | 0 | 0 | 20780 |
| QUALCOMM INC | COM | 747525103 |  | 283425 | 2578 | SH |  | SOLE | 0 | 0 | 0 | 2578 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 261901 | 363 | SH |  | SOLE | 0 | 0 | 0 | 363 |
| SEMPRA | COM | 816851109 |  | 226247 | 1464 | SH |  | SOLE | 0 | 0 | 0 | 1464 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 723619 | 3049 | SH |  | SOLE | 0 | 0 | 0 | 3049 |
| SNAP ON INC | COM | 833034101 |  | 249511 | 1092 | SH |  | SOLE | 0 | 0 | 0 | 1092 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 293814 | 7555 | SH |  | SOLE | 0 | 0 | 0 | 7555 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 208617 | 4638 | SH |  | SOLE | 0 | 0 | 0 | 4638 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 4428794 | 48418 | SH |  | SOLE | 0 | 0 | 0 | 48418 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 1959668 | 30458 | SH |  | SOLE | 0 | 0 | 0 | 30458 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 234958 | 9693 | SH |  | SOLE | 0 | 0 | 0 | 9693 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 1328670 | 14763 | SH |  | SOLE | 0 | 0 | 0 | 14763 |
| STARBUCKS CORP | COM | 855244109 |  | 218240 | 2200 | SH |  | SOLE | 0 | 0 | 0 | 2200 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 281403 | 511 | SH |  | SOLE | 0 | 0 | 0 | 511 |
| TRADEWEB MKTS INC | CL A | 892672106 |  | 200764 | 3092 | SH |  | SOLE | 0 | 0 | 0 | 3092 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 350393 | 1260 | SH |  | SOLE | 0 | 0 | 0 | 1260 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 459136 | 866 | SH |  | SOLE | 0 | 0 | 0 | 866 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 278093 | 3871 | SH |  | SOLE | 0 | 0 | 0 | 3871 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 610519 | 12872 | SH |  | SOLE | 0 | 0 | 0 | 12872 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 6559236 | 18669 | SH |  | SOLE | 0 | 0 | 0 | 18669 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 2087559 | 11613 | SH |  | SOLE | 0 | 0 | 0 | 11613 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 2681674 | 19829 | SH |  | SOLE | 0 | 0 | 0 | 19829 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 1354452 | 6754 | SH |  | SOLE | 0 | 0 | 0 | 6754 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 805725 | 5740 | SH |  | SOLE | 0 | 0 | 0 | 5740 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 423110 | 2076 | SH |  | SOLE | 0 | 0 | 0 | 2076 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 3065702 | 19305 | SH |  | SOLE | 0 | 0 | 0 | 19305 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 313853 | 1710 | SH |  | SOLE | 0 | 0 | 0 | 1710 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 505284 | 2371 | SH |  | SOLE | 0 | 0 | 0 | 2371 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 1282630 | 9654 | SH |  | SOLE | 0 | 0 | 0 | 9654 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 |  | 438690 | 4267 | SH |  | SOLE | 0 | 0 | 0 | 4267 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 233882 | 4045 | SH |  | SOLE | 0 | 0 | 0 | 4045 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 |  | 756542 | 16620 | SH |  | SOLE | 0 | 0 | 0 | 16620 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 201883 | 2605 | SH |  | SOLE | 0 | 0 | 0 | 2605 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 7028887 | 40849 | SH |  | SOLE | 0 | 0 | 0 | 40849 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 7410137 | 72048 | SH |  | SOLE | 0 | 0 | 0 | 72048 |
| VEEVA SYS INC | CL A COM | 922475108 |  | 598720 | 3710 | SH |  | SOLE | 0 | 0 | 0 | 3710 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 239355 | 6075 | SH |  | SOLE | 0 | 0 | 0 | 6075 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 465802 | 1613 | SH |  | SOLE | 0 | 0 | 0 | 1613 |
| VIRTUS CONVERTIBLE  INC 202 | COM | 92838R105 |  | 318842 | 36903 | SH |  | SOLE | 0 | 0 | 0 | 36903 |
| VISA INC | COM CL A | 92826C839 |  | 366489 | 1764 | SH |  | SOLE | 0 | 0 | 0 | 1764 |
| WESTERN ASSET HIGH YIELD DEF | COM | 95768B107 |  | 1265572 | 101408 | SH |  | SOLE | 0 | 0 | 0 | 101408 |

---