# EDGAR Filing Document

**Accession Number:** 0001577001
**File Stem:** 0001765380-23-000002
**Filing Date:** 2023-2
**Character Count:** 15711
**Document Hash:** b9bf35fe32a3a05b75a262b44a80015b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001765380-23-000002.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001765380-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** W.G. Shaheen & Associates DBA Whitney & Co
- **CENTRAL INDEX KEY:** 0001577001
- **IRS NUMBER:** 161577084
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15514
- **FILM NUMBER:** 23584217

**BUSINESS ADDRESS:**
- **STREET 1:** 959 PANORAMA TRAIL S
- **STREET 2:** SUITE 190
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14625
- **BUSINESS PHONE:** 585-232-6200

**MAIL ADDRESS:**
- **STREET 1:** 959 PANORAMA TRAIL S
- **STREET 2:** SUITE 190
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14625

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** W.G. Shaheen  Associates DBA Whitney  Co<br>**Address:** 959 PANORAMA TRAIL S<br>SUITE 190<br>ROCHESTER, NY 14625

**Form 13F File Number:** 028-15514

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Andy Armstrong<br>**Title:** CCO<br>**Phone:** 5138325385

**Signature, Place, and Date of Signing:**

Andy Armstrong  Cincinnati, OH  02-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 123

**Form 13F Information Table Value Total:** $544771

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 419720 | 3500 | SH |  | SOLE | 0 | 0 | 0 | 3500 |
| ABBVIE INC | COM | 00287Y109 |  | 1209651 | 7485 | SH |  | SOLE | 0 | 0 | 0 | 7485 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 9508554 | 28255 | SH |  | SOLE | 0 | 0 | 0 | 28255 |
| AGEAGLE AERIAL SYS INC NEW | COM | 00848K101 |  | 6195 | 17700 | SH |  | SOLE | 0 | 0 | 0 | 17700 |
| ALASKA AIR GROUP INC | COM | 011659109 |  | 4750399 | 110629 | SH |  | SOLE | 0 | 0 | 0 | 110629 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 2851738 | 32373 | SH |  | SOLE | 0 | 0 | 0 | 32373 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 9790883 | 110970 | SH |  | SOLE | 0 | 0 | 0 | 110970 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 12048469 | 135788 | SH |  | SOLE | 0 | 0 | 0 | 135788 |
| ALPINE 4 HOLDINGS INC | CL A | 02083E105 |  | 16347 | 30925 | SH |  | SOLE | 0 | 0 | 0 | 30925 |
| AMAZON COM INC | COM | 023135106 |  | 10567620 | 125805 | SH |  | SOLE | 0 | 0 | 0 | 125805 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 944753 | 9950 | SH |  | SOLE | 0 | 0 | 0 | 9950 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 5987580 | 28262 | SH |  | SOLE | 0 | 0 | 0 | 28262 |
| AMGEN INC | COM | 031162100 |  | 2558642 | 9742 | SH |  | SOLE | 0 | 0 | 0 | 9742 |
| APPLE INC | COM | 037833100 |  | 49191614 | 378601 | SH |  | SOLE | 0 | 0 | 0 | 378601 |
| ARDAGH METAL PACKAGING S A | SHS | L02235106 |  | 1270742 | 264188 | SH |  | SOLE | 0 | 0 | 0 | 264188 |
| BANK AMERICA CORP | COM | 060505104 |  | 533530 | 16109 | SH |  | SOLE | 0 | 0 | 0 | 16109 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 12775332 | 41358 | SH |  | SOLE | 0 | 0 | 0 | 41358 |
| BERRY GLOBAL GROUP INC | COM | 08579W103 |  | 9899609 | 163819 | SH |  | SOLE | 0 | 0 | 0 | 163819 |
| BLACKROCK INC | COM | 09247X101 |  | 11082936 | 15640 | SH |  | SOLE | 0 | 0 | 0 | 15640 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 |  | 450800 | 46000 | SH |  | SOLE | 0 | 0 | 0 | 46000 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 6706852 | 3328 | SH |  | SOLE | 0 | 0 | 0 | 3328 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 214146 | 2976 | SH |  | SOLE | 0 | 0 | 0 | 2976 |
| BROADCOM INC | COM | 11135F101 |  | 3027796 | 5415 | SH |  | SOLE | 0 | 0 | 0 | 5415 |
| CANADIAN NATL RY CO | COM | 136375102 |  | 4775948 | 40175 | SH |  | SOLE | 0 | 0 | 0 | 40175 |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 |  | 4278086 | 12616 | SH |  | SOLE | 0 | 0 | 0 | 12616 |
| CHEVRON CORP NEW | COM | 166764100 |  | 647061 | 3605 | SH |  | SOLE | 0 | 0 | 0 | 3605 |
| CIGNA CORP NEW | COM | 125523100 |  | 14394506 | 43443 | SH |  | SOLE | 0 | 0 | 0 | 43443 |
| CISCO SYS INC | COM | 17275R102 |  | 8191432 | 171944 | SH |  | SOLE | 0 | 0 | 0 | 171944 |
| COCA COLA CO | COM | 191216100 |  | 788382 | 12394 | SH |  | SOLE | 0 | 0 | 0 | 12394 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 6958541 | 198986 | SH |  | SOLE | 0 | 0 | 0 | 198986 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 16185342 | 69840 | SH |  | SOLE | 0 | 0 | 0 | 69840 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 6879466 | 15070 | SH |  | SOLE | 0 | 0 | 0 | 15070 |
| COUSINS PPTYS INC | COM NEW | 222795502 |  | 202320 | 8000 | SH |  | SOLE | 0 | 0 | 0 | 8000 |
| DOUBLELINE ETF TRUST | OPPORTUNISTIC BD | 25861R105 |  | 5643477 | 124073 | SH |  | SOLE | 0 | 0 | 0 | 124073 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 1501463 | 2927 | SH |  | SOLE | 0 | 0 | 0 | 2927 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1336456 | 12117 | SH |  | SOLE | 0 | 0 | 0 | 12117 |
| FEDEX CORP | COM | 31428X106 |  | 3242733 | 18722 | SH |  | SOLE | 0 | 0 | 0 | 18722 |
| GENERAL MTRS CO | COM | 37045V100 |  | 230434 | 6850 | SH |  | SOLE | 0 | 0 | 0 | 6850 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 |  | 435660 | 15900 | SH |  | SOLE | 0 | 0 | 0 | 15900 |
| IDEXX LABS INC | COM | 45168D104 |  | 407960 | 1000 | SH |  | SOLE | 0 | 0 | 0 | 1000 |
| INTEL CORP | COM | 458140100 |  | 996889 | 37718 | SH |  | SOLE | 0 | 0 | 0 | 37718 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 509742 | 3618 | SH |  | SOLE | 0 | 0 | 0 | 3618 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 531495 | 1996 | SH |  | SOLE | 0 | 0 | 0 | 1996 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 5666919 | 163831 | SH |  | SOLE | 0 | 0 | 0 | 163831 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 828496 | 17741 | SH |  | SOLE | 0 | 0 | 0 | 17741 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 473203 | 4119 | SH |  | SOLE | 0 | 0 | 0 | 4119 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 16293983 | 192146 | SH |  | SOLE | 0 | 0 | 0 | 192146 |
| ISHARES TR | BLACKROCK ULTRA | 46434V878 |  | 212983 | 4256 | SH |  | SOLE | 0 | 0 | 0 | 4256 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 295981 | 5114 | SH |  | SOLE | 0 | 0 | 0 | 5114 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 2306283 | 28413 | SH |  | SOLE | 0 | 0 | 0 | 28413 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1474446 | 48295 | SH |  | SOLE | 0 | 0 | 0 | 48295 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 499934 | 11127 | SH |  | SOLE | 0 | 0 | 0 | 11127 |
| ISHARES TR | NEW YORK MUN ETF | 464288323 |  | 851867 | 16257 | SH |  | SOLE | 0 | 0 | 0 | 16257 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 576436 | 5416 | SH |  | SOLE | 0 | 0 | 0 | 5416 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 286430 | 2747 | SH |  | SOLE | 0 | 0 | 0 | 2747 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 299888 | 2842 | SH |  | SOLE | 0 | 0 | 0 | 2842 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 750486 | 7738 | SH |  | SOLE | 0 | 0 | 0 | 7738 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 |  | 207587 | 4470 | SH |  | SOLE | 0 | 0 | 0 | 4470 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 240899 | 3670 | SH |  | SOLE | 0 | 0 | 0 | 3670 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 227395 | 2284 | SH |  | SOLE | 0 | 0 | 0 | 2284 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 403526 | 8190 | SH |  | SOLE | 0 | 0 | 0 | 8190 |
| JACOBS SOLUTIONS INC | COM | 46982L108 |  | 240140 | 2000 | SH |  | SOLE | 0 | 0 | 0 | 2000 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 2221616 | 12576 | SH |  | SOLE | 0 | 0 | 0 | 12576 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 14010284 | 104476 | SH |  | SOLE | 0 | 0 | 0 | 104476 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 416420 | 2000 | SH |  | SOLE | 0 | 0 | 0 | 2000 |
| LAM RESEARCH CORP | COM | 512807108 |  | 2862691 | 6811 | SH |  | SOLE | 0 | 0 | 0 | 6811 |
| LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 |  | 3994594 | 101618 | SH |  | SOLE | 0 | 0 | 0 | 101618 |
| LOWES COS INC | COM | 548661107 |  | 11141849 | 55922 | SH |  | SOLE | 0 | 0 | 0 | 55922 |
| MCDONALDS CORP | COM | 580135101 |  | 815362 | 3094 | SH |  | SOLE | 0 | 0 | 0 | 3094 |
| MCKESSON CORP | COM | 58155Q103 |  | 299721 | 799 | SH |  | SOLE | 0 | 0 | 0 | 799 |
| MERCK  CO INC | COM | 58933Y105 |  | 14190851 | 127903 | SH |  | SOLE | 0 | 0 | 0 | 127903 |
| META PLATFORMS INC | CL A | 30303M102 |  | 8480203 | 70469 | SH |  | SOLE | 0 | 0 | 0 | 70469 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 2298207 | 45983 | SH |  | SOLE | 0 | 0 | 0 | 45983 |
| MICROSOFT CORP | COM | 594918104 |  | 26315325 | 109729 | SH |  | SOLE | 0 | 0 | 0 | 109729 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 9232148 | 138517 | SH |  | SOLE | 0 | 0 | 0 | 138517 |
| NEOGEN CORP | COM | 640491106 |  | 737589 | 48430 | SH |  | SOLE | 0 | 0 | 0 | 48430 |
| NEWMONT CORP | COM | 651639106 |  | 7455597 | 157958 | SH |  | SOLE | 0 | 0 | 0 | 157958 |
| NIKE INC | CL B | 654106103 |  | 246072 | 2103 | SH |  | SOLE | 0 | 0 | 0 | 2103 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 5242273 | 21274 | SH |  | SOLE | 0 | 0 | 0 | 21274 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 411445 | 2815 | SH |  | SOLE | 0 | 0 | 0 | 2815 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 2419003 | 15307 | SH |  | SOLE | 0 | 0 | 0 | 15307 |
| ORACLE CORP | COM | 68389X105 |  | 1189212 | 14549 | SH |  | SOLE | 0 | 0 | 0 | 14549 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 205943 | 244 | SH |  | SOLE | 0 | 0 | 0 | 244 |
| PAYCHEX INC | COM | 704326107 |  | 7664645 | 66326 | SH |  | SOLE | 0 | 0 | 0 | 66326 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 5592497 | 78524 | SH |  | SOLE | 0 | 0 | 0 | 78524 |
| PEPSICO INC | COM | 713448108 |  | 361320 | 2000 | SH |  | SOLE | 0 | 0 | 0 | 2000 |
| PFIZER INC | COM | 717081103 |  | 9612316 | 187594 | SH |  | SOLE | 0 | 0 | 0 | 187594 |
| PHILLIPS 66 | COM | 718546104 |  | 249792 | 2400 | SH |  | SOLE | 0 | 0 | 0 | 2400 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 202627 | 2054 | SH |  | SOLE | 0 | 0 | 0 | 2054 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 2095706 | 13269 | SH |  | SOLE | 0 | 0 | 0 | 13269 |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 74255Y888 |  | 249806 | 14600 | SH |  | SOLE | 0 | 0 | 0 | 14600 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1532068 | 10109 | SH |  | SOLE | 0 | 0 | 0 | 10109 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 10515504 | 104196 | SH |  | SOLE | 0 | 0 | 0 | 104196 |
| REALTY INCOME CORP | COM | 756109104 |  | 428153 | 6750 | SH |  | SOLE | 0 | 0 | 0 | 6750 |
| RYANAIR HOLDINGS PLC | SPONSORED ADS | 783513203 |  | 8483298 | 113474 | SH |  | SOLE | 0 | 0 | 0 | 113474 |
| SALESFORCE INC | COM | 79466L302 |  | 3112550 | 23475 | SH |  | SOLE | 0 | 0 | 0 | 23475 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 18918986 | 227228 | SH |  | SOLE | 0 | 0 | 0 | 227228 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 423668 | 5683 | SH |  | SOLE | 0 | 0 | 0 | 5683 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 15798548 | 180617 | SH |  | SOLE | 0 | 0 | 0 | 180617 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 691692 | 5558 | SH |  | SOLE | 0 | 0 | 0 | 5558 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 283347 | 8285 | SH |  | SOLE | 0 | 0 | 0 | 8285 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 416652 | 3067 | SH |  | SOLE | 0 | 0 | 0 | 3067 |
| SEMPRA | COM | 816851109 |  | 831270 | 5379 | SH |  | SOLE | 0 | 0 | 0 | 5379 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 |  | 8927948 | 75995 | SH |  | SOLE | 0 | 0 | 0 | 75995 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1035991 | 6107 | SH |  | SOLE | 0 | 0 | 0 | 6107 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 400787 | 1048 | SH |  | SOLE | 0 | 0 | 0 | 1048 |
| SPIRE INC | COM | 84857L101 |  | 347743 | 5050 | SH |  | SOLE | 0 | 0 | 0 | 5050 |
| STRYKER CORPORATION | COM | 863667101 |  | 5798325 | 23716 | SH |  | SOLE | 0 | 0 | 0 | 23716 |
| SYSCO CORP | COM | 871829107 |  | 466345 | 6100 | SH |  | SOLE | 0 | 0 | 0 | 6100 |
| TESLA INC | COM | 88160R101 |  | 236629 | 1921 | SH |  | SOLE | 0 | 0 | 0 | 1921 |
| TOMPKINS FINL CORP | COM | 890110109 |  | 1266881 | 16330 | SH |  | SOLE | 0 | 0 | 0 | 16330 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 683445 | 15883 | SH |  | SOLE | 0 | 0 | 0 | 15883 |
| ULTA BEAUTY INC | COM | 90384S303 |  | 375725 | 801 | SH |  | SOLE | 0 | 0 | 0 | 801 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 728042 | 4188 | SH |  | SOLE | 0 | 0 | 0 | 4188 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 347966 | 1820 | SH |  | SOLE | 0 | 0 | 0 | 1820 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 |  | 643045 | 10436 | SH |  | SOLE | 0 | 0 | 0 | 10436 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 |  | 11818092 | 193803 | SH |  | SOLE | 0 | 0 | 0 | 193803 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 642850 | 16316 | SH |  | SOLE | 0 | 0 | 0 | 16316 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 15265344 | 52862 | SH |  | SOLE | 0 | 0 | 0 | 52862 |
| VISA INC | COM CL A | 92826C839 |  | 11948537 | 57511 | SH |  | SOLE | 0 | 0 | 0 | 57511 |
| VMWARE INC | CL A COM | 928563402 |  | 6238884 | 50822 | SH |  | SOLE | 0 | 0 | 0 | 50822 |
| WABTEC | COM | 929740108 |  | 9325837 | 93436 | SH |  | SOLE | 0 | 0 | 0 | 93436 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 534176 | 3405 | SH |  | SOLE | 0 | 0 | 0 | 3405 |

---