# EDGAR Filing Document

**Accession Number:** 0001140465
**File Stem:** 0001140465-26-000053
**Filing Date:** 2026-5
**Character Count:** 7004
**Document Hash:** 15128a29bb485566e5cec6ab908d0967
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001140465-26-000053.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0001140465-26-000053

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260528

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HSBC BANK PLC
- **CENTRAL INDEX KEY:** 0001140465
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 000000000
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00169
- **FILM NUMBER:** 261036618

**BUSINESS ADDRESS:**
- **STREET 1:** 8 CANADA SQUARE
- **STREET 2:** LEVEL 3
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** E14 5HQ
- **BUSINESS PHONE:** 00447796704226

**MAIL ADDRESS:**
- **STREET 1:** 8 CANADA SQUARE
- **STREET 2:** LEVEL 3
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** E14 5HQ

### Attached PDF Documents

**Attachment 1:** `UpdatedScheduleF.pdf`

_No text found in this document._

**Attachment 2:** `New_Combined7R.pdf`

_No text found in this document._

**Attachment 3:** `AmendmentsHistory.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** HSBC BANK PLC

**NFA Number:** 209445

**IRS Employer ID No.:** 00-0000000

**CIK:** 0001140465

**UIC:** MP6I5ZYZBEU3UXPYFY54

**Main Address:** 8 CANADA SQUARE, LEVEL 3, LONDON, X0, E14 5HQ

**Business Telephone:** 00447796704226

**Contact Employee:**

- **Name:** Mark Frith

- **Title:** Senior Vice President

- **Phone:** 0044 7996 704 226

- **Email:** mark.frith@hsbcib.com

**Chief Compliance Officer:**

- **Name:** Michael Weiss

- **Title:** EMEA Head MSS Compliance

- **Phone:** 0044 207 991 4153

- **Email:** michael.c.weiss@hsbc.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board, The Office of the Comptroller of the Currency

**Description of Business:**
The applicant delivers tailored financial solutions to major government, corporate and institutional clients worldwide. We provide a comprehensive suite of services across lending, advisory and capital markets, trade services, research, securities services and global liquidity and cash management. In Security-Based Swap products, this focuses on meeting clients' portfolio and hedging strategies.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** No

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** Yes

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 16

### Schedule A: Principals

| Name                    | Title or Status                                | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| Juliet Ann Ellis        | Non-Executive Director                         | 02/2021         | 02/2021              |  |       537214 |
| Andrew Merlay Wright    | Non-Executive Director                         | 05/2018         | 05/2018              |  |       514853 |
| Michael Weiss           | Chief Compliance Officer                       | 10/2021         | 09/2018              | NA - less than 5% |      4845862 |
| Patrick Andrew Clackson | Non-Executive Director                         | 09/2022         | 09/2022              | NA - less than 5% |       551704 |
| Haidee Hoilim Chung     | Chief Risk Officer                             | 10/2022         | 11/2005              | NA - less than 5% |       552449 |
| Lewis John O'Donald     | Non-Executive Director                         | 02/2023         | 02/2023              |  |       454192 |
| Leslie Gurney Kathryn   | Director                                       | 03/2023         | 10/2001              | NA - less than 5% |       555384 |
| Kavita Mahtani          | Chief Financial Officer                        | 11/2023         | 11/2023              | NA - less than 5% |       525756 |
| Michael Murray Roberts  | Chief Executive Officer                        | 01/2025         | 01/2025              | NA - less than 5% |       525742 |
| Patrick George          | Head of Markets and Securities Services (SMF6) | 01/2025         | 08/1996              | NA - less than 5% |       449211 |
| Deirdre Hannigan        | Non-Executive Director                         | 03/2025         | 03/2025              | NA - less than 5% |       570007 |
| David Adam Rice         | Chief Operating Office                         | 04/2025         | 09/2005              | NA - less than 5% |       570561 |
| Eulene Goh              | Non-Executive Director                         | 12/2025         | 12/2025              |  |       575228 |
| Sonya Branch            | Non-Executive Director                         | 03/2026         | 03/2026              | NA - less than 5% |       577045 |
| Michiel De Jong         | Non-Executive Director                         | 03/2026         | 03/2026              | NA - less than 5% |       577312 |
| Eileen Murray           | Non-Executive Director                         | 03/2026         | 03/2026              | NA - less than 5% |       425858 |

### Schedule B: Explanations

**Description:**
The applicant engages in commodities, banking, saving association activities, credit union activities, insurance and real estate; the applicant has home regulatory permissions to conduct such activity from the UK PRA and FCA.

**Records Keeper:**

- **Name:** Bloomberg Finance LP

  - **Address:** 731 Lexington Avenue, New York, NY, 10022

  - **Effective Date:** 11-19-2020

  - **Arrangement:** Bloomberg provides archiving services for records that have been sent to or received from HSBC via the Bloomberg Terminal.

- **Name:** Global Relay Communications Inc

  - **Address:** 220 Cambie Street, Vancouver, Z4, BC V68 2M9

  - **Effective Date:** 08-17-2011

  - **Arrangement:** Global Relay Archive provides electronic message archiving for Bloomberg Bmail, Instant Bloomberg, ICE Chat, Symphony and Thomson Reuters Messaging records.

**Controlling Entity:**

- **Name:** HSBC Holdings PLC

  - **Address:** 8 Canada Square, London, X0, E14 5HQ

  - **Effective Date:** 06-21-2021

  - **Arrangement:** HSBC Holdings plc. is the direct parent/holding company of HSBC Bank plc.

### Execution

**Date:** 05-14-2026

**Name of Applicant:** HSBC BANK PLC

**Signature:** Mark Frith

**Printed Name:** Mark Frith

**Title:** SVP