# EDGAR Filing Document

**Accession Number:** 0002022047
**File Stem:** 0001104659-26-014474
**Filing Date:** 2026-2
**Character Count:** 10615
**Document Hash:** 3c4d66a4287d4c6e7579482abec76d91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-014474.hdr.sgml**: 20260212

**ACCESSION NUMBER**: 0001104659-26-014474

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260203

**FILED AS OF DATE**: 20260212

**DATE AS OF CHANGE**: 20260212

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CD&R Investment Associates XII, Ltd.
- **CENTRAL INDEX KEY:** 0002022047

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34362
- **FILM NUMBER:** 26628085

**BUSINESS ADDRESS:**
- **STREET 1:** C/O CLAYTON, DUBILIER & RICE, LLC
- **STREET 2:** 375 PARK AVENUE, 18TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10152
- **BUSINESS PHONE:** 212-407-5200

**MAIL ADDRESS:**
- **STREET 1:** C/O CLAYTON, DUBILIER & RICE, LLC
- **STREET 2:** 375 PARK AVENUE, 18TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10152
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CD&R XII Keystone Holdings, L.P.
- **CENTRAL INDEX KEY:** 0002110697

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231
- **LEGAL ENTITY IDENTIFIER:** 254900P17VNQXY0WGW28

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34362
- **FILM NUMBER:** 26628086

**BUSINESS ADDRESS:**
- **STREET 1:** 550 MADISON AVENUE, 32ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 2124075200

**MAIL ADDRESS:**
- **STREET 1:** 550 MADISON AVENUE, 32ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CD&R Associates XII, L.P.
- **CENTRAL INDEX KEY:** 0002023588

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34362
- **FILM NUMBER:** 26628084

**BUSINESS ADDRESS:**
- **STREET 1:** C/O CLAYTON, DUBILIER & RICE, LLC
- **STREET 2:** 375 PARK AVENUE, 18TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10152
- **BUSINESS PHONE:** 212-407-5200

**MAIL ADDRESS:**
- **STREET 1:** C/O CLAYTON, DUBILIER & RICE, LLC
- **STREET 2:** 375 PARK AVENUE, 18TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10152
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COLUMBUS MCKINNON CORP
- **CENTRAL INDEX KEY:** 0001005229
- **STANDARD INDUSTRIAL CLASSIFICATION:** CONSTRUCTION MACHINERY & EQUIP [3531]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 160547600
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0331

**BUSINESS ADDRESS:**
- **STREET 1:** 13320 BALLANTYNE CORPORATE PLACE
- **STREET 2:** SUITE D
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277
- **BUSINESS PHONE:** 7166895400

**MAIL ADDRESS:**
- **STREET 1:** 13320 BALLANTYNE CORPORATE PLACE
- **STREET 2:** SUITE D
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28277

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CD&R XII Keystone Holdings, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O MAPLES CORPORATE SERVICES LTD, P.O.<br>BOX 309, UGLAND HOUSE, SOUTH CHURCH ST<br><sub>(Street)</sub><br>GEORGE TOWN, E9 KY1-1104<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>COLUMBUS MCKINNON CORP [ CMCO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-03 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CD&R Investment Associates XII, Ltd.<br><sub>(Last) (First) (Middle)</sub><br>C/O MAPLES CORPORATE SERVICES LTD, P.O.<br>BOX 309, UGLAND HOUSE, SOUTH CHURCH ST<br><sub>(Street)</sub><br>GEORGE TOWN, E9 KY1-1104<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>COLUMBUS MCKINNON CORP [ CMCO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-03 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CD&R Associates XII, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O MAPLES CORPORATE SERVICES LTD, P.O.<br>BOX 309, UGLAND HOUSE, SOUTH CHURCH ST<br><sub>(Street)</sub><br>GEORGE TOWN, E9 KY1-1104<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>COLUMBUS MCKINNON CORP [ CMCO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-02-03 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Series A Cumulative Convertible Participating Preferred | <sup>(1)(2)</sup> | <sup>(1)(2)</sup> | Common Stock | 21231422 | 37.68<sup>(3)</sup> | D<sup>(4)</sup> |  |

---

### Footnotes:

(1) The Series A Cumulative Convertible Participating Preferred Stock ("Series A Preferred Shares") of Columbus McKinnon Corporation (the "Issuer") is convertible at any time at the option of the holder and has no expiration date.

(2) The Issuer may, at its option, require conversion of all (but not less than all) of the outstanding Series A Preferred Shares to shares of the Issuer's common stock ("common shares") at any time the closing price of the common shares exceeds 200% of the then-effective conversion price for at least 20 out of 30 consecutive trading days. The Series A Preferred Shares accrue dividends at a rate of 7.0% per annum, payable in cash or in-kind by adding the dividend to the base amount of the Series A Preferred Stock. Upon the occurrence of certain triggering events (including the Issuer's failure to comply with its obligations to effect the conversion of Preferred Shares), the dividend rate shall become 10.0% per annum for so long as such triggering event remains in effect. Holders of Series A Preferred Shares are also entitled to receive certain dividends declared or paid on the common shares on as as-converted basis.

(3) CD&R XII Keystone Holdings, L.P. ("CD&R Stockholder") directly owns 800,000 Series A Preferred Shares, which are convertible into common shares at an initial conversion price per share of $37.68, which is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar event.

(4) CD&R Investment Associates XII, Ltd. ("CD&R Holdings GP") is the general partner of CD&R Stockholder and may be deemed to beneficially own the reported securities. CD&R Associates XII, L.P. ("CD&R Associates") is the general partner of CD&R Holdings GP and may be deemed to beneficially own the reported securities. Investment and voting decisions with respect to the reported securities are made by majority vote of an investment committee (the "Investment Committee") of limited partners of CD&R Associates. Each of CD&R Holdings GP and CD&R Associates, as well as each member of the Investment Committee, expressly disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.

**Signature:** CD&R XII Keystone Holdings, L.P.; By: CD&R Investment Associates XII, Ltd., its general partner; By: /s/ Rima Simson: VP, Treasurer and Secretary.  
**Date:** 2026-02-12

**Signature:** CD&R Investment Associates XII, Ltd.; By: /s/ Rima Simson: VP, Treasurer and Secretary.  
**Date:** 2026-02-12

**Signature:** CD&R Associates XII, L.P.; By: CD&R Investment Associates XII, Ltd., its general partner; By: /s/ Rima Simson: VP, Treasurer and Secretary.  
**Date:** 2026-02-12

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**