# EDGAR Filing Document

**Accession Number:** 0001545440
**File Stem:** 0000910472-26-004640
**Filing Date:** 2026-3
**Character Count:** 9922
**Document Hash:** 611db8a3f094e6728887e16c02eeaf46
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-004640.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000910472-26-004640

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ultimus Managers Trust
- **CENTRAL INDEX KEY:** 0001545440

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** OH

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22680
- **FILM NUMBER:** 26817012

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

## Series and Classes Contracts Data

### Westwood Broadmark Tactical Plus Fund (Series ID: S000077489)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000237953 | Westwood Broadmark Tactical Plus Fund A Class Shares       | SBTAX           |
| C000237955 | Westwood Broadmark Tactical Plus Fund F Class Shares       | BTPIX           |
| C000237956 | Westwood Broadmark Tactical Plus Fund Institutional Shares | SBTIX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **WESTWOOD BROADMARK TACTICAL PLUS FUND** | **WESTWOOD BROADMARK TACTICAL PLUS FUND** | **WESTWOOD BROADMARK TACTICAL PLUS FUND** |
| **SCHEDULE OF INVESTMENTS** | **SCHEDULE OF INVESTMENTS** | **SCHEDULE OF INVESTMENTS** |
| **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** |
| **EXCHANGE-TRADED FUNDS - 20.7%** | **Shares** | **Value** |
| Invesco S&P 500® Equal Weight ETF | &nbsp;&nbsp;38299 | &nbsp;&nbsp;$7586265 |
| State Street SPDR S&P Metals & Mining ETF | &nbsp;&nbsp;29919 | &nbsp;&nbsp;3551984 |
| VanEck Gold Miners ETF | &nbsp;&nbsp;22193 | &nbsp;&nbsp;2090581 |
| **Total Exchange-Traded Funds** (Cost $11,942,791) | **Total Exchange-Traded Funds** (Cost $11,942,791) | &nbsp;&nbsp;$13228830 |
| **MONEY MARKET FUNDS - 69.7%** | **Shares** | **Value** |
| First American Government Obligations Fund - Class U, 3.63% <sup>(a)</sup> <br> (Cost $44,502,528) | &nbsp;&nbsp;44502528 | &nbsp;&nbsp;$44502528 |
| **Investments at Value - 90.4%** (Cost $56,445,319) | **Investments at Value - 90.4%** (Cost $56,445,319) | &nbsp;&nbsp;$57731358 |
| **Other Assets in Excess of Liabilities - 9.6%** | **Other Assets in Excess of Liabilities - 9.6%** | &nbsp;&nbsp;6160362 |
| **Net Assets - 100.0%** | **Net Assets - 100.0%** | &nbsp;&nbsp;$63891720 |

---

<sup>(a)</sup> The rate shown is the 7-day effective yield as of January 31, 2026.

 

---

| | | | | |
|:---|:---|:---|:---|:---|
| <br> **WESTWOOD BROADMARK TACTICAL PLUS FUND** | <br> **WESTWOOD BROADMARK TACTICAL PLUS FUND** | <br> **WESTWOOD BROADMARK TACTICAL PLUS FUND** | <br> **WESTWOOD BROADMARK TACTICAL PLUS FUND** | |
| **SCHEDULE OF FUTURES CONTRACTS** | **SCHEDULE OF FUTURES CONTRACTS** | **SCHEDULE OF FUTURES CONTRACTS** | **SCHEDULE OF FUTURES CONTRACTS** | |
| **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | **January 31, 2026 (Unaudited)** | |
| **FUTURES CONTRACTS** | **Contracts** | **Expiration Date** | **Notional Value** | <br>**Value/Unrealized Appreciation (Depreciation)** |
| **Index Futures** | **Index Futures** | **Index Futures** | **Index Futures** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;E-Mini S&P 500® Futures | 89 | 3/20/2026 | &nbsp;&nbsp;$30997588 | &nbsp;&nbsp;$422771 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Nasdaq 100 E-Mini Futures | 30 | 3/20/2026 | &nbsp;&nbsp;15402000 | &nbsp;&nbsp;200980 |
| **Total Futures Contracts** |  |  | &nbsp;&nbsp;$46399588 | &nbsp;&nbsp;$623751 |
| The average monthly notional value of futures contracts during the three months ended January 31, 2026 was $45,824,429. | The average monthly notional value of futures contracts during the three months ended January 31, 2026 was $45,824,429. | The average monthly notional value of futures contracts during the three months ended January 31, 2026 was $45,824,429. | The average monthly notional value of futures contracts during the three months ended January 31, 2026 was $45,824,429. | The average monthly notional value of futures contracts during the three months ended January 31, 2026 was $45,824,429. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ultimus Managers Trust

- **b. Investment Company Act file number:** 811-22680

- **c. CIK number of Registrant:** 0001545440

- **d. LEI of Registrant:** 549300FU214TAR7BFY91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** WESTWOOD BROADMARK TACTICAL PLUS FUND

- **b. EDGAR series identifier (if any):** S000077489

- **c. LEI of Series:** 549300KBTHPOJ5JVIL35

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $64262776.44

**Total Liabilities:** $371056.11

**Net Assets:** $63891720.33

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237953 | -0.00%               | -0.09%               | 2.81%                |
| Class ID C000237955 | 0.09%                | -0.08%               | 2.87%                |
| Class ID C000237956 | 0.09%                | -0.07%               | 2.85%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $772030.94                                 |
| Month 2  | $0.00                    | $97205.50                                  |
| Month 3  | $890571.05               | $439904.78                                 |

**Designated Index Information**

- **Index Name:** Russell 2000

- **Index Identifier:** RU2000

### Schedule of Portfolio Investments

| Name                                            | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| First American Funds Inc.                       | FIRST AMERICAN GOVERNMENT OBLIGATIONS FUND - CLASS U     | CUSIP: 31846V211<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        |  44502528 | PA      | $44502528.00  | 69.65%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Exchange-Traded Fund Trust              | Invesco S&P 500 Equal Weight ETF                         | CUSIP: 46137V357<br>LEI: QPT4TMG79RF3UWNU0R52 | Long             | EC               | RF                | US        |     38299 | NS      | $7586265.92   | 11.87%            |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Series Trust                               | SPDR S&P METALS & MINING ETF                             | CUSIP: 78464A755<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |     29919 | NS      | $3551983.68   | 5.56%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck ETF Trust                                | VanEck Gold Miners ETFA                                  | CUSIP: 92189F106<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |     22193 | NS      | $2090580.60   | 3.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE                     | CME E-Mini Standard & Poor's 500 Index Future 2026-03-20 | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DE               | CORP              | US        |        89 | NS      | $422770.47    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & COMPANY MARGIN DEPOSIT ACCOUNT | MORGAN STANLEY & COMPANY MARGIN DEPOSIT ACCOUNT          | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |   3245244 | PA      | $3245244.44   | 5.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE                     | CME E-Mini NASDAQ 100 Index Future 2026-03-20            | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | Long             | DE               | CORP              | US        |        30 | NS      | $200980.02    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-01-31

**Name of Applicant:** Westwood Broadmark Tactical Plus Fund

**Signature:** Daniel D. Bauer

**Name of Signer:** Daniel D. Bauer

**Title:** Treasurer