# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-005931
**Filing Date:** 2026-4
**Character Count:** 12595
**Document Hash:** 0af4f9030d9307516bcae6c19aa2c03e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005931.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0000910472-26-005931

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260428

**DATE AS OF CHANGE**: 20260428

**PERIOD START**: 20260228

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26904188

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FM Compounders Equity ETF (Series ID: S000088455)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000254728 | FM Compounders Equity ETF | FMCE            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FM Compounders Equity ETF

- **b. EDGAR series identifier (if any):** S000088455

- **c. LEI of Series:** 529900Y9LK6GAKHI3443

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-02-28

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $62678770.97

**Total Liabilities:** $33560.58

**Net Assets:** $62645210.39

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000254728 | 0.13%                | 1.53%                | -1.65%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-245365.35              | $281343.06                                 |
| Month 2  | $131042.45               | $686121.40                                 |
| Month 3  | $1879572.70              | $-2964904.40                               |

### Schedule of Portfolio Investments

| Name                             | Title            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Honeywell International Inc.     | HONEYWELL INTL   | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |      6672 | NS      | $1625232.48   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc. | PHILIP MORRIS IN | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     11812 | NS      | $2206835.96   | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Danaher Corporation              | DANAHER CORP     | CUSIP: 235851102<br>LEI: S4BKK9OTCEWQ3YHPFM11 | Long             | EC               | CORP              | US        |     11478 | NS      | $2417725.92   | 3.86%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                  | GE VERNOVA INC   | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      2085 | NS      | $1821456.00   | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corporation                | INTEL CORP       | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |     65797 | NS      | $3001001.17   | 4.79%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation      | PROGRESSIVE CORP | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     12432 | NS      | $2656221.12   | 4.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding N.V.                | ASML HOLDING-NY  | CUSIP: N07059210<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |      1627 | NS      | $2360061.12   | 3.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips 66                      | PHILLIPS 66      | CUSIP: 718546104<br>LEI: 5493005JBO5YSIGK1814 | Long             | EC               | CORP              | US        |      8856 | NS      | $1366746.48   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                    | KKR & CO INC     | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     23264 | NS      | $2039787.52   | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.          | BERKSHIRE HATH-B | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |      5723 | NS      | $2889828.85   | 4.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                         | VISA INC-CLASS A | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      7842 | NS      | $2510537.88   | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated          | MASTERCARD INC-A | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      3343 | NS      | $1729033.03   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                  | MICROSOFT CORP   | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      5578 | NS      | $2190703.72   | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                     | NVIDIA CORP      | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      3547 | NS      | $628492.93    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                 | AMAZON.COM INC   | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     11359 | NS      | $2385390.00   | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                      | WALMART INC      | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      3912 | NS      | $500540.40    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                        | LINDE PLC        | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |      4684 | NS      | $2379846.72   | 3.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.           | APPLIED MATERIAL | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      6136 | NS      | $2284432.80   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                     | SYNOPSYS INC     | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |      2828 | NS      | $1170792.00   | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Trust              | GS-GOVT-FST      | CUSIP: 38141W273<br>LEI: S2FHCT8U6D2VORP0J605 | Long             | STIV             | RF                | US        |   6154463 | PA      | $6154463.37   | 9.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc            | UBER TECHNOLOGIE | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     17967 | NS      | $1355071.14   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company         | AMERICAN EXPRESS | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      5474 | NS      | $1690918.60   | 2.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackline Inc                    | BLACKLINE INC    | CUSIP: 09239B109<br>LEI: 529900P9N7PK9LV5EK56 | Long             | EC               | CORP              | US        |     42509 | NS      | $1498442.25   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc.          | UNITEDHEALTH GRP | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |      4741 | NS      | $1390393.07   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                   | S&P GLOBAL INC   | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      2294 | NS      | $1013672.72   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc               | META PLATFORMS-A | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      2658 | NS      | $1722862.44   | 2.75%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                     | GENERAL ELECTRIC | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      9281 | NS      | $3176515.06   | 5.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation    | BOSTON SCIENTIFC | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     27500 | NS      | $2113375.00   | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                  | SALESFORCE INC   | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     11729 | NS      | $2284691.91   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Autozone, Inc.                   | AUTOZONE INC     | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       549 | NS      | $2061813.42   | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer