# EDGAR Filing Document

**Accession Number:** 0001397016
**File Stem:** 0001493152-26-009373
**Filing Date:** 2026-3
**Character Count:** 5462
**Document Hash:** 323b356408cf2f78831f48722867db8f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-009373.hdr.sgml**: 20260309

**ACCESSION NUMBER**: 0001493152-26-009373

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260309

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260309

**DATE AS OF CHANGE**: 20260309

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Optex Systems Holdings Inc
- **CENTRAL INDEX KEY:** 0001397016
- **STANDARD INDUSTRIAL CLASSIFICATION:** OPTICAL INSTRUMENTS & LENSES [3827]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0928

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41644
- **FILM NUMBER:** 26735228

**BUSINESS ADDRESS:**
- **STREET 1:** 1420 PRESIDENTIAL DRIVE
- **CITY:** RICHARDSON
- **STATE:** TX
- **ZIP:** 75081
- **BUSINESS PHONE:** 972-764-5700

**MAIL ADDRESS:**
- **STREET 1:** 1420 PRESIDENTIAL DRIVE
- **CITY:** RICHARDSON
- **STATE:** TX
- **ZIP:** 75081

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Sustut Exploration Inc
- **DATE OF NAME CHANGE:** 20070419

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 9, 2026

**<u>OPTEX SYSTEMS HOLDINGS, INC.</u>**

(Exact Name of Registrant as Specified in Charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-41644** | **90-0609531** |
| (State or other jurisdiction<br> of incorporation) | (Commission<br> File Number) | (IRS Employer<br> Identification No.) |

---

<u>1420 Presidential Drive, Richardson, TX</u> <u>75081-2439</u> <br> (Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: (972) 644-0722

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:.

<u>Title of each class</u> <u>Trading Symbol</u> <u>Name of each exchange on which registered</u> <br> Common Stock OPXS NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐ Emerging growth company <br>☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act.

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

On March 9, 2026, Optex Systems Holdings, Inc. (the "Company") held its 2026 annual meeting of shareholders (the "Meeting"). As of the record date for the Meeting, 6,937,358 shares of the Company's common stock were issued and outstanding. A total of 5,814,286 shares of the Company's common stock, constituting a quorum, were present or represented by proxy at the Meeting. At the Meeting, the Company's shareholders voted on the following proposals:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. To
 elect five nominees to the Company's board of directors (the "Board"), each for a term expiring at the next annual
 meeting of shareholders, and until his successor has been duly elected and qualified:

---

| | | | |
|:---|:---|:---|:---|
| **Director** | **For** | **Withhold** | **Broker Non-Votes** |
| Chad M. George | 3993581 | 50812 | 1769893 |
| Dayton Judd | 3921761 | 122632 | 1769893 |
| Dale E. Lehmann | 3995478 | 48915 | 1769893 |
| R. Rimmy Malhotra | 3813077 | 231316 | 1769893 |
| Danny R. Schoening | 3939084 | 105309 | 1769893 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. To
 ratify the appointment of Whitley Penn LLP as the Company's independent registered public accounting firm for the fiscal year
 ending September 27, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **For** | **Against** | **Against** | **Abstain** | **Abstain** |
| 5802742 |  | 10622 |  | 922 |

---

As a result of the Meeting, all five director nominees were elected to the Board and Whitley Penn LLP's appointment as the Company's independent registered public accounting firm for the fiscal year ending September 27, 2026 was ratified.

S**IGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| Optex Systems Holdings, Inc. | Optex Systems Holdings, Inc. |
| (Registrant) | (Registrant) |
| By: | */s/ Karen Hawkins* |
|  | Karen Hawkins |
| Title: | Chief Financial Officer |

---

Date: March 9, 2026