# EDGAR Filing Document

**Accession Number:** 0001141819
**File Stem:** 0000894189-25-014006
**Filing Date:** 2025-11
**Character Count:** 63778
**Document Hash:** 7d021363e9bddb0a25cd1b6c465243c4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-014006.hdr.sgml**: 20251119

**ACCESSION NUMBER**: 0000894189-25-014006

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251119

**DATE AS OF CHANGE**: 20251119

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRUST FOR PROFESSIONAL MANAGERS
- **CENTRAL INDEX KEY:** 0001141819

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10401
- **FILM NUMBER:** 251497162

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 4147655067

**MAIL ADDRESS:**
- **STREET 1:** U.S. BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN ST 2ND FLOOR
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ZODIAC TRUST
- **DATE OF NAME CHANGE:** 20010601

## Series and Classes Contracts Data

### RiverPark Strategic Income Fund (Series ID: S000080182)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000241885 | Institutional Class Shares | RSIIX           |
| C000241886 | Retail Class Shares        | RSIVX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Trust for Professional Managers

- **b. Investment Company Act file number:** 811-10401

- **c. CIK number of Registrant:** 0001141819

- **d. LEI of Registrant:** 549300O1N816L3GGRD45

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 513-520-5925

**Item A.2. Information about the Series.**

- **a. Name of Series:** RiverPark Strategic Income Fund

- **b. EDGAR series identifier (if any):** S000080182

- **c. LEI of Series:** 549300MW0PJLP8U34W36

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $673123938.34

**Total Liabilities:** $54289554.29

**Net Assets:** $618834384.05

**Delayed Delivery Securities:** $17105502.40

**Cash Not Reported:** $3791862.01

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 5635.194029000000 | **1-Year:** 432.679599000000 | **5-Year:** 836.154706000000 | **10-Year:** -2456.667636000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 58970.335914000000 | **1-Year:** 46089.261054000000 | **5-Year:** 23807.564577000000 | **10-Year:** 3095.361700000000 | **30-Year:** 0.000000000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000241885 | 1.00%                | 0.98%                | 0.39%                |
| Class ID C000241886 | 0.98%                | 0.96%                | 0.37%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2631694.23              | $-3506014.27                               |
| Month 2  | $341006.27               | $3756665.98                                |
| Month 3  | $-1935904.58             | $715853.19                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                               | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CANNABIST CO HLDGS INC COM                         | CANNABIST CO HLDGS INC COM                                    | CUSIP: 13765Y509<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |   1194584 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SARATOGA INVESTMENT CORP                           | Saratoga Investment Corp                                      | CUSIP: 80349A802<br>LEI: 54930023WJCWPAGSWE41 | Long             | EP               | CORP              | US        |     40765 | NS      | $1008526.10   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| UpHealth Inc                                       | UpHealth Inc                                                  | CUSIP: 91532B200<br>LEI: 549300OSKGXG2OH2XE50 | Long             | EC               | CORP              | US        |    133414 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| WESTERN DIGITAL CORP                               | Western Digital Corp                                          | CUSIP: 958102AR6<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |   4806000 | PA      | $4350937.64   | 0.70%             | 2032-02-01      | Fixed         | 3.10%                 | No            |                  2 | On Loan: No      |
| HMS BERGBAU AG                                     | HMS Bergbau AG                                                | CUSIP: YO7626063<br>LEI: 5299004BSTX10BXHV941 | Long             | DBT              | CORP              | DE        |   9646000 | PA      | $11892309.97  | 1.92%             | 2030-06-02      | Fixed         | 10.00%                | No            |                  2 | On Loan: No      |
| TERRIER MEDIA BUYER INC                            | CMG Media Corp                                                | CUSIP: 88145LAF1<br>LEI: N/A                  | Long             | LON              | CORP              | US        |  17957599 | PA      | $17204457.65  | 2.78%             | 2029-06-18      | Floating      | 7.90%                 | No            |                  2 | On Loan: No      |
| CONTAINER STORE                                    | Container Store Inc/The                                       | CUSIP: 21075BAQ4<br>LEI: RU4H3CU9QRX4TIC35822 | Long             | LON              | CORP              | US        |    262145 | PA      | $131072.66    | 0.02%             | 2029-07-30      | Floating      | 9.26%                 | No            |                  2 | On Loan: No      |
| Common Stock Mountaineer Merger                    | Common Stock Mountaineer Merger                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |   5718472 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| GO NORTH GROUP AB FRN GTD 02/2026 USD1 'REGS'      | GO NORTH GROUP AB FRN GTD 02/2026 USD1 'REGS'                 | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | SE        |   2034691 | PA      | $0.00         | 0.00%             | 2026-02-09      | Floating      | 13.32%                | No            |                  3 | On Loan: No      |
| Go North Group AB                                  | Go North Group AB                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | SE        |     92637 | PA      | $0.00         | 0.00%             | 2026-02-09      | Variable      | 0.00%                 | No            |                  3 | On Loan: No      |
| Go North Group AB                                  | Go North Group AB                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | SE        |     88361 | PA      | $0.00         | 0.00%             | 2026-02-09      | Variable      | 0.00%                 | No            |                  3 | On Loan: No      |
| MANGROVE LUXCO III                                 | Mangrove Luxco III Sarl                                       | CUSIP: YW1323271<br>LEI: 549300GLJSZN1PU7T586 | Long             | DBT              | CORP              | LU        |   7875000 | PA      | $9336234.15   | 1.51%             | 2029-07-15      | Floating      | 7.03%                 | No            |                  2 | On Loan: No      |
| TRUSTLY AB                                         | Trustly AB                                                    | CUSIP: YK1879799<br>LEI: 549300MVSSPGPLS7JG31 | Long             | DBT              | CORP              | SE        |   9100000 | PA      | $10630466.69  | 1.72%             | 2030-10-08      | Floating      | 8.73%                 | No            |                  2 | On Loan: No      |
| TCSHO                                              | TCSHO                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    153461 | NS      | $38365.25     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Alpine Income Property Trust I                     | Alpine Income Property Trust Inc                              | CUSIP: 02083X103<br>LEI: 254900VQGUBS1J4C4N33 | Long             | EC               | CORP              | US        |      1555 | NS      | $22034.35     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSOLIDATED COMMUNICATI                           | Consolidated Communications Inc                               | CUSIP: 20903XAF0<br>LEI: 549300WW675Y48HDVX34 | Long             | DBT              | CORP              | US        |  23368000 | PA      | $23747730.00  | 3.84%             | 2028-10-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| Euronet Worldwide Inc                              | Euronet Worldwide Inc                                         | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |     28196 | NS      | $2475890.76   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| GRUBHUB HOLDINGS INC                               | GrubHub Holdings Inc                                          | CUSIP: 40010PAC2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  16576845 | PA      | $16627234.46  | 2.69%             | 2030-07-31      | Fixed         | 13.00%                | No            |                  2 | On Loan: No      |
| ICAHN ENTERPRISES/FIN                              | Icahn Enterprises LP / Icahn Enterprises Finance Corp         | CUSIP: 451102BT3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    380000 | PA      | $379846.25    | 0.06%             | 2026-05-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| ICAHN ENTERPRISES/FIN                              | Icahn Enterprises LP / Icahn Enterprises Finance Corp         | CUSIP: 451102CK1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3369000 | PA      | $3397036.82   | 0.55%             | 2029-11-15      | Fixed         | 10.00%                | No            |                  2 | On Loan: No      |
| LEAFLY HOLDINGS INC                                | Leafly Holdings Inc                                           | CUSIP: 52178J113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     21228 | NS      | $143.29       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| NABORS INDUSTRIES LTD                              | Nabors Industries Ltd                                         | CUSIP: 629571AB6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |   8431000 | PA      | $8431343.14   | 1.36%             | 2028-01-15      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| Audacy Warrants                                    | Audacy Warrants                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     19401 | NS      | $174609.00    | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| TEGRA118 WEALTH SOLUTION                           | Tegra118 Wealth Solutions Inc                                 | CUSIP: 33774UAC2<br>LEI: N/A                  | Long             | LON              | CORP              | US        |  12093829 | PA      | $12023322.01  | 1.94%             | 2027-02-18      | Floating      | 8.32%                 | No            |                  2 | On Loan: No      |
| INOTIV INC                                         | Inotiv Inc                                                    | CUSIP: 45783RAC2<br>LEI: 549300FH5Z13X0Q5SK81 | Long             | LON              | CORP              | US        |   7649022 | PA      | $6554255.98   | 1.06%             | 2026-11-05      | Floating      | 10.89%                | No            |                  2 | On Loan: No      |
| BX Trust                                           | BX Commercial Mortgage Trust 2021-VOLT                        | CUSIP: 05609VAG0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   2795069 | PA      | $2787294.93   | 0.45%             | 2036-09-15      | Floating      | 5.21%                 | No            |                  2 | On Loan: No      |
| COMCAST CORP                                       | Comcast Corp                                                  | CUSIP: 20030NEJ6<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Short            | DBT              | CORP              | US        |  -3481000 | PA      | $-3613500.12  | -0.58%            | 2034-06-01      | Fixed         | 5.30%                 | No            |                  2 | On Loan: No      |
| TRULITE GLASS ALUMINUM S                           | Trulite Glass & Aluminum Solutions LLC                        | CUSIP: 89789MAB7<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   2097220 | PA      | $2102463.40   | 0.34%             | 2030-03-01      | Floating      | 10.29%                | No            |                  2 | On Loan: No      |
| CHAMP ACQUISITION CORP                             | Champ Acquisition Corp                                        | CUSIP: 15807EAH5<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   9875000 | PA      | $9976860.63   | 1.61%             | 2031-11-25      | Floating      | 8.30%                 | No            |                  2 | On Loan: No      |
| CLEANOVA US HOLDINGS LLC                           | Cleanova US Holdings LLC                                      | CUSIP: N/A<br>LEI: 254900Q8HEK85N92G859       | Long             | LON              | CORP              | US        |   9534000 | PA      | $9534000.00   | 1.54%             | 2032-05-24      | Floating      | 8.81%                 | No            |                  2 | On Loan: No      |
| Gabriel Brothers/Gabe's/ Mountaineer Merger 8/25 T | Gabriel Brothers/Gabe's/ Mountaineer Merger 8/25 T            | CUSIP: 62450LAD0<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   1022517 | PA      | $1022517.49   | 0.17%             | 2030-06-14      | Floating      | 12.32%                | No            |                  3 | On Loan: No      |
| COMPASS GROUP DIVERSIFIE                           | Compass Group Diversified Holdings LLC                        | CUSIP: 20451RAB8<br>LEI: 549300I6PTUQPX21TE93 | Long             | DBT              | CORP              | US        |  13249000 | PA      | $12252059.12  | 1.98%             | 2029-04-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Container Store Inc. Super Sr. Loan                | Container Store Inc. Super Sr. Loan                           | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | US        |   2269128 | PA      | $2269127.75   | 0.37%             | 2029-04-30      | Floating      | 10.65%                | No            |                  2 | On Loan: No      |
| CTO Realty Growth Inc                              | CTO Realty Growth Inc                                         | CUSIP: 22948Q101<br>LEI: 254900ZQ99OFO1WXS678 | Long             | EC               | CORP              | US        |    162082 | NS      | $2641936.60   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CTO REALTY GROWTH INC                              | CTO Realty Growth Inc                                         | CUSIP: 22948Q200<br>LEI: 254900ZQ99OFO1WXS678 | Long             | EP               | CORP              | US        |    122890 | NS      | $2617569.29   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Treasury Obliga                     | First American Treasury Obligations Fund                      | CUSIP: 31846V328<br>LEI: 549300UU586IAH2B8H03 | Long             | STIV             | RF                | US        |  26014020 | NS      | $26014019.55  | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli                     | First American Government Obligations Fund                    | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   7532930 | NS      | $7532930.21   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| FORESTAR GROUP INC                                 | Forestar Group Inc                                            | CUSIP: 346232AG6<br>LEI: 549300BC2UB0GHV60V70 | Long             | DBT              | CORP              | US        |   2000000 | PA      | $2047665.36   | 0.33%             | 2033-03-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| GCI Liberty Inc                                    | GCI Liberty Inc                                               | CUSIP: 36164V602<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    252292 | NS      | $9474826.06   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVEDO HOLDINGS AB                                 | Novedo Holding AB                                             | CUSIP: YV5155721<br>LEI: 984500F0A56FIF3C6091 | Long             | DBT              | CORP              | SE        |  15400000 | PA      | $1611255.10   | 0.26%             | 2028-09-18      | Fixed         | 12.00%                | No            |                  2 | On Loan: No      |
| NORWEGIAN GOVERNMENT                               | Norway Government Bond                                        | CUSIP: YR2442626<br>LEI: 549300L0BT3FJTN9MX24 | Long             | DBT              | NUSS              | NO        |  12500000 | PA      | $1223564.69   | 0.20%             | 2035-06-12      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| GO NORTH GROUP AB 0% PERP BDS USD                  | GO NORTH GROUP AB 0% PERP BDS USD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | SE        |     94219 | PA      | $0.00         | 0.00%             | 2026-02-09      | Fixed         | 0.00%                 | No            |                  3 | On Loan: No      |
| EURO ENTMT INTRESSENTER                            | European Entertainment Intressenter BidCo AB/Sweden           | CUSIP: YK1433498<br>LEI: 549300A3OF2TBEL6BF72 | Long             | DBT              | CORP              | SE        |   6800000 | PA      | $7818902.26   | 1.26%             | 2030-09-29      | Floating      | 9.23%                 | No            |                  2 | On Loan: No      |
| GENWORTH HOLDINGS INC                              | Genworth Holdings Inc                                         | CUSIP: 37247DAB2<br>LEI: PXDECZED7L8SRUP41R09 | Long             | DBT              | CORP              | US        |   2289000 | PA      | $2346171.19   | 0.38%             | 2034-06-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| GETTY IMAGES INC                                   | Getty Images Inc                                              | CUSIP: 374276AJ2<br>LEI: 5493005NV20IG4VEKZ40 | Long             | DBT              | CORP              | US        |   5504000 | PA      | $5228925.49   | 0.84%             | 2027-03-01      | Fixed         | 9.75%                 | No            |                  2 | On Loan: No      |
| Merit                                              | MHP 2022-MHIL                                                 | CUSIP: 55293DAA9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300816 | PA      | $300895.66    | 0.05%             | 2039-01-15      | Floating      | 4.96%                 | No            |                  2 | On Loan: No      |
| Audacy Capital Class A                             | Audacy Capital Class A                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      7239 | NS      | $65151.00     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Audacy Capital LLC Exit Loan                       | Audacy Capital LLC Exit Loan                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | US        |   2450817 | PA      | $2427852.38   | 0.39%             | 2028-09-30      | Floating      | 11.80%                | No            |                  2 | On Loan: No      |
| N/A                                                | EUR/USD FWD 20251114                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-173132.84   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| FLEX LNG Ltd                                       | FLEX LNG Ltd                                                  | CUSIP: N/A<br>LEI: 21380084THHU3MPC3647       | Long             | EC               | CORP              | BM        |     14100 | NS      | $355320.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BEACH ACQUISITION BIDCO                            | Beach Acquisition Bidco LLC                                   | CUSIP: 07337FAB1<br>LEI: 254900F2FNX3GBTB6202 | Long             | LON              | CORP              | US        |   2695000 | PA      | $2711291.28   | 0.44%             | 2032-09-13      | Floating      | 7.31%                 | No            |                  2 | On Loan: No      |
| AZERION GROUP NV                                   | Azerion Group N.V.                                            | CUSIP: ZI6849254<br>LEI: 7245007RB3M5PMWY6N86 | Long             | DBT              | CORP              | NL        |   8919000 | PA      | $10690234.34  | 1.73%             | 2026-10-02      | Floating      | 8.69%                 | No            |                  2 | On Loan: No      |
| GO NORTH GROUP AB                                  | Go North Group AB                                             | CUSIP: ZD5873868<br>LEI: 636700UB68QRCB53V204 | Long             | DBT              | CORP              | SE        |   3570942 | PA      | $1074853.54   | 0.17%             | 2026-02-09      | None          | 10.08%                | No            |                  2 | On Loan: No      |
| GO NORTH GROUP AB 0% PERP BDS USD                  | GO NORTH GROUP AB 0% PERP BDS USD                             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | SE        |    152602 | PA      | $0.00         | 0.00%             | 2026-02-09      | Fixed         | 0.00%                 | No            |                  3 | On Loan: No      |
| GENEXIS INT'L AB                                   | Genexis International AB                                      | CUSIP: BY5266105<br>LEI: N/A                  | Long             | DBT              | CORP              | SE        |   1400000 | PA      | $1019078.37   | 0.16%             | 2026-09-06      | Floating      | 9.58%                 | No            |                  2 | On Loan: No      |
| BUILDERS FIRSTSOURCE INC                           | Builders FirstSource Inc                                      | CUSIP: 12008RAP2<br>LEI: 549300W0SKP6L3H7DP63 | Long             | DBT              | CORP              | US        |   4500000 | PA      | $4235491.76   | 0.68%             | 2032-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| CANNABIST CO HLDGS INC COM                         | CANNABIST CO HLDGS INC COM                                    | CUSIP: 13765Y400<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |   1194584 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| CHARLES RIVER LABORATORI                           | Charles River Laboratories International Inc                  | CUSIP: 159864AJ6<br>LEI: 549300BSQ0R4UZ5KX287 | Long             | DBT              | CORP              | US        |  13098000 | PA      | $12207189.30  | 1.97%             | 2031-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| GENWORTH HOLDINGS INC                              | Genworth Holdings Inc                                         | CUSIP: 37247DAG1<br>LEI: PXDECZED7L8SRUP41R09 | Long             | DBT              | CORP              | US        |   2531000 | PA      | $2163967.29   | 0.35%             | 2036-11-15      | Variable      | 6.48%                 | No            |                  2 | On Loan: No      |
| HAWAII ELECTRIC LIGHT CO. INC.                     | HAWAII ELECTRIC LIGHT CO. INC.                                | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |   2945000 | PA      | $1809702.50   | 0.29%             | 2040-12-30      | Variable      | 3.28%                 | No            |                  3 | On Loan: No      |
| JP Morgan Chase Commercial Mor                     | JP Morgan Chase Commercial Mortgage Securities Trust 2021-MHC | CUSIP: 466330AG2<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    970000 | PA      | $970208.26    | 0.16%             | 2038-04-15      | Floating      | 5.57%                 | No            |                  2 | On Loan: No      |
| Merit                                              | MHP 2021-STOR                                                 | CUSIP: 55293BAB1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   1915000 | PA      | $1915697.83   | 0.31%             | 2038-07-15      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| LEAFLY HOLDINGS INC                                | Leafly Holdings Inc                                           | CUSIP: 58953MAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3502000 | PA      | $2976700.00   | 0.48%             | 2025-11-01      | Fixed         | 8.00%                 | No            |                  3 | On Loan: No      |
| NGL ENERGY PARTNERS LP                             | NGL Energy Partners LP                                        | CUSIP: 62913M206<br>LEI: 5299005YSRP46BE8Z459 | Long             | EP               | CORP              | US        |    378384 | NS      | $8812563.36   | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                                        | PepsiCo Inc                                                   | CUSIP: 713448GC6<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Short            | DBT              | CORP              | US        |  -3481000 | PA      | $-3564993.15  | -0.58%            | 2035-02-07      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STONEX GROUP INC                                   | StoneX Group Inc                                              | CUSIP: 861896AA6<br>LEI: 549300JUF07L8VF02M60 | Long             | DBT              | CORP              | US        |  10324000 | PA      | $10857823.07  | 1.75%             | 2031-03-01      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| SUPERIOR PLUS/GEN PRTNR                            | Superior Plus LP / Superior General Partner Inc               | CUSIP: 86828LAC6<br>LEI: N/A                  | Long             | DBT              | CORP              | CA        |   6045000 | PA      | $5836756.40   | 0.94%             | 2029-03-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| TRULIEVE CANNABIS CORP                             | Trulieve Cannabis Corp                                        | CUSIP: 89788CAD6<br>LEI: 549300122MBOJDGEZ014 | Long             | DBT              | CORP              | CA        |   5308000 | PA      | $5299719.52   | 0.86%             | 2026-10-06      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| Audacy Capital Class B                             | Audacy Capital Class B                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2481 | NS      | $22329.00     | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MCDERMOTT INTERNATIONAL LTD                        | Mcdermott International Ltd                                   | CUSIP: N/A<br>LEI: 54930004RAXI4B3L4752       | N/A              | DE               | CORP              | US        |    258269 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| BALLY'S CORP                                       | Bally's Corp                                                  | CUSIP: 05875CAB0<br>LEI: 549300NS4D5IK406VT62 | Long             | LON              | CORP              | US        |  12571945 | PA      | $12241931.86  | 1.98%             | 2028-10-02      | Floating      | 7.78%                 | No            |                  2 | On Loan: No      |
| STUBHUB HOLDCO SUB LLC                             | StubHub Holdco Sub LLC                                        | CUSIP: 74530DAH8<br>LEI: 549300NL9JUFIOARLW93 | Long             | LON              | CORP              | US        |  13007000 | PA      | $12925706.25  | 2.09%             | 2030-03-15      | Floating      | 9.07%                 | No            |                  2 | On Loan: No      |
| The Container Store Exit Loan - First Out T/L- Tar | The Container Store Exit Loan - First Out T/L- Tar            | CUSIP: 21075BAS0<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   4800126 | PA      | $4536119.26   | 0.73%             | 2029-04-30      | Floating      | 5.36%                 | No            |                  2 | On Loan: No      |
| MAGNITE INC                                        | Magnite Inc                                                   | CUSIP: 55955NAG3<br>LEI: 54930018FR2YX1HHSB02 | Long             | LON              | CORP              | US        |  10703327 | PA      | $10741270.30  | 1.74%             | 2031-02-06      | Floating      | 7.32%                 | No            |                  2 | On Loan: No      |
| NORSKE SKOG AS                                     | Norske Skog ASA                                               | CUSIP: YX6998836<br>LEI: 529900MYY60WXHHY3039 | Long             | DBT              | CORP              | NO        |  26300000 | PA      | $2595858.53   | 0.42%             | 2029-06-25      | Floating      | 8.63%                 | No            |                  2 | On Loan: No      |
| HAWK INFINITY SOFTWARE                             | Hawk Infinity Software AS                                     | CUSIP: YU0717220<br>LEI: 549300B1TJBVGILMBQ39 | Long             | DBT              | CORP              | NO        |  20700000 | PA      | $2132988.29   | 0.34%             | 2029-10-15      | Floating      | 10.84%                | No            |                  2 | On Loan: No      |
| JDC GROUP AG                                       | JDC Group AG                                                  | CUSIP: YL3079172<br>LEI: 391200HVYXFJ2R1BIN92 | Long             | DBT              | CORP              | DE        |   5377000 | PA      | $6454925.15   | 1.04%             | 2029-08-28      | Floating      | 6.52%                 | No            |                  2 | On Loan: No      |
| GO NORTH GROUP AB 0% PERP BDS SEK                  | GO NORTH GROUP AB 0% PERP BDS SEK                             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | SE        |    207044 | PA      | $0.00         | 0.00%             | 2028-02-02      | Fixed         | 0.00%                 | No            |                  3 | On Loan: No      |
| KEYTO GROUP AB                                     | Keyto Group AB                                                | CUSIP: ZB4254650<br>LEI: 6367005G88MCU6C7PJ78 | Long             | DBT              | CORP              | SE        |  22500000 | PA      | $2417042.38   | 0.39%             | 2029-05-08      | Floating      | 7.37%                 | No            |                  2 | On Loan: No      |
| AMWOOD AB                                          | Amwood AB                                                     | CUSIP: YU5039166<br>LEI: 549300JU4SJKJZUOUH03 | Long             | DBT              | CORP              | SE        |  26250000 | PA      | $2202742.61   | 0.36%             | 2027-10-25      | Floating      | 8.39%                 | No            |                  2 | On Loan: No      |
| SUMMIT MIDSTREAM HOLDING                           | Summit Midstream Holdings LLC                                 | CUSIP: 86614JAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  10785000 | PA      | $10846765.05  | 1.75%             | 2029-10-31      | Fixed         | 8.62%                 | No            |                  2 | On Loan: No      |
| KISTOS ENERGY NORWAY AS                            | Kistos Energy Norway AS                                       | CUSIP: ZL5884792<br>LEI: 213800RJDWTCWEMG1513 | Long             | DBT              | CORP              | NO        |      6781 | PA      | $6831.93      | 0.00%             | 2026-09-17      | Fixed         | 9.75%                 | No            |                  2 | On Loan: No      |
| N/A                                                | Ziff Davis Inc                                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -247 | NC      | $-71012.50    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| TMC Buyer (Terra Millennium) T/L B (10/24)         | TMC Buyer (Terra Millennium) T/L B (10/24)                    | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | US        |   7294283 | PA      | $7310257.47   | 1.18%             | 2030-10-25      | Floating      | 9.03%                 | No            |                  2 | On Loan: No      |
| TPC GROUP INC                                      | TPC Group Inc                                                 | CUSIP: 87266EAG0<br>LEI: 549300K276KVW5JD1583 | Long             | LON              | CORP              | US        |  15574965 | PA      | $15046039.19  | 2.43%             | 2031-11-24      | Floating      | 9.95%                 | No            |                  2 | On Loan: No      |
| Prosomnus Equity                                   | Prosomnus Equity                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |   1385560 | NS      | $1385560.00   | 0.22%             |  |  |  | No            |                  3 | On Loan: No      |
| ANGI GROUP LLC                                     | ANGI Group LLC                                                | CUSIP: 001846AA2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    485000 | PA      | $456263.75    | 0.07%             | 2028-08-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| GENERAL MILLS INC                                  | General Mills Inc                                             | CUSIP: 370334DA9<br>LEI: 2TGYMUGI08PO8X8L6150 | Short            | DBT              | CORP              | US        |   -696000 | PA      | $-711044.81   | -0.11%            | 2030-01-30      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LTD                                      | Golar LNG Ltd                                                 | CUSIP: 38046YAC5<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |   2540000 | PA      | $2574925.00   | 0.42%             | 2030-12-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| HAWAIIAN AIRLINES 13-1A                            | Hawaiian Airlines 2013-1 Class A Pass Through Certificates    | CUSIP: 419838AA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11014720 | PA      | $10916408.60  | 1.76%             | 2026-01-15      | Fixed         | 3.90%                 | No            |                  2 | On Loan: No      |
| ADVANCE AUTO PARTS                                 | Advance Auto Parts Inc                                        | CUSIP: 00751YAJ5<br>LEI: 529900UCNQ5H9FSL0Y70 | Short            | DBT              | CORP              | US        |  -5000000 | PA      | $-5116385.00  | -0.83%            | 2028-03-09      | Fixed         | 5.95%                 | No            |                  2 | On Loan: No      |
| AUTONATION INC                                     | AutoNation Inc                                                | CUSIP: 05329WAS1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   1392000 | PA      | $1217960.68   | 0.20%             | 2031-08-01      | Fixed         | 2.40%                 | No            |                  2 | On Loan: No      |
| CONSOLIDATED COMMUNICATI                           | Consolidated Communications Inc                               | CUSIP: 20903XAH6<br>LEI: 549300WW675Y48HDVX34 | Long             | DBT              | CORP              | US        |   6144000 | PA      | $6220800.00   | 1.01%             | 2028-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CROCS INC                                          | Crocs Inc                                                     | CUSIP: 227046AB5<br>LEI: 549300B0J6YCXD63OG72 | Long             | DBT              | CORP              | US        |  12899000 | PA      | $11835756.07  | 1.91%             | 2031-08-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| GENERAL MILLS INC                                  | General Mills Inc                                             | CUSIP: 370334CT9<br>LEI: 2TGYMUGI08PO8X8L6150 | Short            | DBT              | CORP              | US        |   -696000 | PA      | $-705682.84   | -0.11%            | 2033-03-29      | Fixed         | 4.95%                 | No            |                  2 | On Loan: No      |
| GETTY IMAGES INC                                   | Getty Images Inc                                              | CUSIP: 374276AM5<br>LEI: 5493005NV20IG4VEKZ40 | Long             | DBT              | CORP              | US        |   8769000 | PA      | $8382024.03   | 1.35%             | 2030-02-21      | Fixed         | 11.25%                | No            |                  2 | On Loan: No      |
| GO DADDY OPCO/FINCO                                | Go Daddy Operating Co LLC / GD Finance Co Inc                 | CUSIP: 38016LAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   8632000 | PA      | $8626848.42   | 1.39%             | 2027-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LTD                                      | Golar LNG Ltd                                                 | CUSIP: 38046YAE1<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |   5890000 | PA      | $5823561.98   | 0.94%             | 2030-10-02      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| GO NORTH GROUP AB 0% BDS PERP USD1                 | GO NORTH GROUP AB 0% BDS PERP USD1                            | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |    244858 | PA      | $0.00         | 0.00%             | 2026-02-09      | Fixed         | 0.00%                 | No            |                  3 | On Loan: No      |
| HARROW INC                                         | Harrow Inc                                                    | CUSIP: 415858AC3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   3524000 | PA      | $3667162.50   | 0.59%             | 2030-09-15      | Fixed         | 8.62%                 | No            |                  2 | On Loan: No      |
| ICAHN ENTERPRISES/FIN                              | Icahn Enterprises LP / Icahn Enterprises Finance Corp         | CUSIP: 451102BZ9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11050000 | PA      | $10863250.58  | 1.76%             | 2027-05-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Ingram Micro Holding Corp                          | Ingram Micro Holding Corp                                     | CUSIP: 457152106<br>LEI: 9845008639BC538AB065 | Long             | EC               | CORP              | US        |     20000 | NS      | $429800.00    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JP Morgan Chase Commercial Mor                     | JP Morgan Chase Commercial Mortgage Securities Trust 2021-MHC | CUSIP: 466330AA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   3550384 | PA      | $3550825.05   | 0.57%             | 2038-04-15      | Floating      | 5.32%                 | No            |                  2 | On Loan: No      |
| ZIFF DAVIS INC                                     | Ziff Davis Inc                                                | CUSIP: 48123VAF9<br>LEI: 5493008OJYGLHD7MXA18 | Long             | DBT              | CORP              | US        |  11958000 | PA      | $11282558.35  | 1.82%             | 2030-10-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| NABORS INDUSTRIES INC                              | Nabors Industries Inc                                         | CUSIP: 62957HAJ4<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |   1093000 | PA      | $1110267.21   | 0.18%             | 2027-05-15      | Fixed         | 7.38%                 | No            |                  2 | On Loan: No      |
| PORCH GROUP INC                                    | Porch Group Inc                                               | CUSIP: 733245AC8<br>LEI: 549300NXEI7CVW8IXQ90 | Long             | DBT              | CORP              | US        |   1653000 | PA      | $1718991.46   | 0.28%             | 2028-10-01      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| SPRINT LLC                                         | Sprint LLC                                                    | CUSIP: 85207UAK1<br>LEI: 549300ZTTY7CXOLJ6539 | Long             | DBT              | CORP              | US        |  11126000 | PA      | $11150452.61  | 1.80%             | 2026-03-01      | Fixed         | 7.62%                 | No            |                  2 | On Loan: No      |
| UPHEALTH INC                                       | UpHealth Inc                                                  | CUSIP: 91532BAC5<br>LEI: 549300OSKGXG2OH2XE50 | Long             | DBT              | CORP              | US        |    627000 | PA      | $586245.00    | 0.09%             | 2025-12-15      | Floating      | 13.16%                | No            |                  1 | On Loan: No      |
| XPO INC                                            | XPO Inc                                                       | CUSIP: 98379KAA0<br>LEI: 54930096DB9LCLPN7H13 | Long             | DBT              | CORP              | US        |   8385000 | PA      | $8559897.43   | 1.38%             | 2028-06-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| EURONET WORLDWIDE INC                              | Euronet Worldwide Inc                                         | CUSIP: ZS7206551<br>LEI: YG3575C4DSHJPA5KET68 | Long             | DBT              | CORP              | US        |   1355000 | PA      | $1576624.71   | 0.25%             | 2026-05-22      | Fixed         | 1.38%                 | No            |                  2 | On Loan: No      |
| SECOP GROUP HLDG GMBH                              | Secop Group Holding GmbH                                      | CUSIP: ZK8432245<br>LEI: 3912009IWWPURB35WO49 | Long             | DBT              | CORP              | DE        |   1443000 | PA      | $1725921.77   | 0.28%             | 2026-12-29      | Floating      | 10.38%                | No            |                  2 | On Loan: No      |
| MANGROVE LUXCO III                                 | Mangrove Luxco III Sarl                                       | CUSIP: YW1323297<br>LEI: 549300GLJSZN1PU7T586 | Long             | DBT              | CORP              | LU        |   2695000 | PA      | $3195066.80   | 0.52%             | 2029-07-15      | Floating      | 7.03%                 | No            |                  2 | On Loan: No      |
| MUTARES SE & CO                                    | Mutares SE & Co KGaA                                          | CUSIP: ZL6690784<br>LEI: 391200NWMO6NLQFSCU64 | Long             | DBT              | CORP              | DE        |    847000 | PA      | $1026601.37   | 0.17%             | 2027-03-31      | Floating      | 10.50%                | No            |                  2 | On Loan: No      |
| CCIT Holdings A/S                                  | CCIT Holdings A/S                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | DK        |   2269520 | PA      | $2664537.35   | 0.43%             | 2029-02-28      | Fixed         | 10.00%                | No            |                  3 | On Loan: No      |
| Globa Terra Acquisition Corp                       | Globa Terra Acquisition Corp                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MX        |    141000 | NS      | $1407180.00   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| MCDERMOTT INTERNATIONAL LTD                        | Mcdermott International Ltd                                   | CUSIP: N/A<br>LEI: 54930004RAXI4B3L4752       | N/A              | DE               | CORP              | US        |    286965 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| PLUM ACQUISITION CORP III                          | Plum Acquisition Corp III                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      8594 | NS      | $2019.59      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| AUDACY CAPITAL LLC                                 | Audacy Capital LLC                                            | CUSIP: 05070XAB7<br>LEI: 549300S5JUSXRHNCHD80 | Long             | LON              | CORP              | US        |  10812520 | PA      | $8828422.72   | 1.43%             | 2029-09-28      | Floating      | 10.47%                | No            |                  2 | On Loan: No      |
| TMC Buyer (Terra Millennium) Delayed Draw T/L (10/ | TMC Buyer (Terra Millennium) Delayed Draw T/L (10/            | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | US        |    666284 | PA      | $667743.01    | 0.11%             | 2030-10-25      | Floating      | 9.71%                 | No            |                  2 | On Loan: No      |
| CHARTER COMMUNICATIONS OPER                        | Charter Communications Operating LLC                          | CUSIP: 16117LCE7<br>LEI: 549300TPZNMN50BJ3745 | Long             | LON              | CORP              | US        |   7672445 | PA      | $7677969.16   | 1.24%             | 2031-12-15      | Floating      | 6.54%                 | No            |                  2 | On Loan: No      |
| PRIORITY HOLDINGS LLC                              | Priority Holdings LLC                                         | CUSIP: 74275TAH2<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   1500000 | PA      | $1506562.50   | 0.24%             | 2032-07-30      | Floating      | 8.07%                 | No            |                  2 | On Loan: No      |
| Preferred A Mountaineer Merger                     | Preferred A Mountaineer Merger                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   3324854 | NS      | $1662427.00   | 0.27%             |  |  |  | No            |                  3 | On Loan: No      |
| Preferred B Mountaineer Merger                     | Preferred B Mountaineer Merger                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |   2393618 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| IMPALA GROUP PLC                                   | Impala BondCo PLC                                             | CUSIP: BR8492349<br>LEI: 549300H2NW5AUSWVQK84 | Long             | DBT              | CORP              | GB        |  10444492 | PA      | $710026.65    | 0.11%             | 2027-10-30      | None          | 12.00%                | No            |                  2 | On Loan: No      |
| SLR GROUP GMBH                                     | SLR Group GmbH                                                | CUSIP: ZD9638846<br>LEI: 529900WJI20NRSA96C93 | Long             | DBT              | CORP              | DE        |   1865000 | PA      | $2134869.39   | 0.34%             | 2027-10-09      | Floating      | 8.94%                 | No            |                  2 | On Loan: No      |
| 3T GLOBAL BIDCO PLC                                | 3t Global Bidco PLC                                           | CUSIP: ZB6868366<br>LEI: 984500A9A01BC5EF1N17 | Long             | DBT              | CORP              | GB        |   2125000 | PA      | $2162187.50   | 0.35%             | 2028-05-22      | Fixed         | 11.25%                | No            |                  2 | On Loan: No      |
| THE PLATFORM GROUP AG                              | Platform Group AG                                             | CUSIP: YX8650427<br>LEI: 391200T7OHCG8YPRQW61 | Long             | DBT              | CORP              | DE        |   9586000 | PA      | $11338884.65  | 1.83%             | 2028-07-11      | Fixed         | 8.88%                 | No            |                  2 | On Loan: No      |
| BONHEUR ASA                                        | Bonheur ASA                                                   | CUSIP: YU0204336<br>LEI: 213800HOQE1B34SUA323 | Long             | DBT              | CORP              | NO        |  28500000 | PA      | $2874931.48   | 0.46%             | 2029-10-09      | Floating      | 6.67%                 | No            |                  2 | On Loan: No      |
| NORD-TRONDELAG HOLDING                             | Nord-troendelag Elektrisitetsverk AS                          | CUSIP: YL8630268<br>LEI: 5967007LIEEXZXFXW007 | Long             | DBT              | CORP              | NO        |  41000000 | PA      | $4083104.61   | 0.66%             | 2032-09-10      | Fixed         | 4.86%                 | No            |                  2 | On Loan: No      |
| N/A                                                | NOK/USD FWD 20251114                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $79116.28     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| RA PARENT INC                                      | RA PARENT INC                                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |        43 | NS      | $2760960.00   | 0.45%             |  |  |  | No            |                  3 | On Loan: No      |
| GO NORTH GROUP AB                                  | Go North Group AB                                             | CUSIP: YX9284390<br>LEI: 636700UB68QRCB53V204 | Long             | DBT              | CORP              | SE        |  18653577 | PA      | $0.00         | 0.00%             | 2050-12-31      | Fixed         | 0.00%                 | No            |                  3 | On Loan: No      |
| GREENFOOD AB                                       | Greenfood AB                                                  | CUSIP: YU4668742<br>LEI: 54930026GZN5E1NE1E62 | Long             | DBT              | CORP              | SE        |  32500000 | PA      | $3529831.96   | 0.57%             | 2028-11-13      | Floating      | 9.10%                 | No            |                  2 | On Loan: No      |
| STOCKWIK FORVALTNING                               | Stockwik Forvaltning AB                                       | CUSIP: YN3342642<br>LEI: 213800X1259MBEKD5H24 | Long             | DBT              | CORP              | SE        |  30000000 | PA      | $3282205.98   | 0.53%             | 2029-06-26      | Floating      | 9.29%                 | No            |                  2 | On Loan: No      |
| N/A                                                | SEK/USD FWD 20251114                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $109763.20    | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                | SEK/USD FWD 20251124                                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $735.60       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                | SmartRent Inc                                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       100 | NC      | $8250.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| FORUM ENERGY TECHNOLOGIE                           | Forum Energy Technologies Inc                                 | CUSIP: YU7565416<br>LEI: 549300SF93HLCR1REE27 | Long             | DBT              | CORP              | US        |  18900000 | PA      | $19864765.47  | 3.21%             | 2029-11-07      | Fixed         | 10.50%                | No            |                  2 | On Loan: No      |
| N/A                                                | Ziff Davis Inc                                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -247 | NC      | $-20995.00    | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| CANNABIST CO HLDGS INC                             | Cannabist Co Holdings Inc/The                                 | CUSIP: 13766HAA7<br>LEI: 9845007B45659F4F4F75 | Long             | DBT              | CORP              | CA        |   5068000 | PA      | $2762060.00   | 0.45%             | 2028-12-31      | Fixed         | 9.25%                 | No            |                  2 | On Loan: No      |
| Container Store Rolled Up First Out Loan           | Container Store Rolled Up First Out Loan                      | CUSIP: N/A<br>LEI: N/A                        | Long             | LON              | CORP              | US        |   2192394 | PA      | $1929306.68   | 0.31%             | 2029-04-30      | Floating      | 5.36%                 | No            |                  2 | On Loan: No      |
| IMOLA MERGER CORP                                  | Imola Merger Corp                                             | CUSIP: 45258LAA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  11823000 | PA      | $11509660.94  | 1.86%             | 2029-05-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| iShares iBoxx $ High Yield Cor                     | iShares iBoxx $ High Yield Corporate Bond ETF                 | CUSIP: 464288513<br>LEI: 549300FCCXHK7O37PQ68 | Short            | EC               | RF                | US        |    -21996 | NS      | $-1785855.24  | -0.29%            |  |  |  | No            |                  1 | On Loan: No      |
| SOLARIS OILFIELD INFRA                             | Solaris Oilfield Infrastructure LLC                           | CUSIP: 83418UAB1<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   9917000 | PA      | $10090547.50  | 1.63%             | 2029-09-11      | Floating      | 10.93%                | No            |                  2 | On Loan: No      |
| STONEX ESCROW ISSUER LLC                           | Stonex Escrow Issuer LLC                                      | CUSIP: 86189AAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   2964000 | PA      | $3053593.07   | 0.49%             | 2032-07-15      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| TACORA RESOURCES INC                               | Tacora Resources Inc                                          | CUSIP: 87356LAC4<br>LEI: 549300L67A19OXSFBA84 | Long             | DBT              | CORP              | CA        |   2381851 | PA      | $0.00         | 0.00%             | 2025-12-31      | None          | 13.00%                | No            |                  3 | On Loan: No      |
| ELEVATE TEXTILES INC                               | Elevate Textiles Inc                                          | CUSIP: 28622DAD2<br>LEI: M4ZRS7E9USM0DKM0N876 | Long             | LON              | CORP              | US        |    190950 | PA      | $192700.85    | 0.03%             | 2027-09-30      | Floating      | 12.94%                | No            |                  2 | On Loan: No      |
| M2S GROUP INTERMEDIATE H                           | M2S Group Intermediate Holdings Inc                           | CUSIP: 55287CAB7<br>LEI: N/A                  | Long             | LON              | CORP              | US        |   7065986 | PA      | $7027122.74   | 1.14%             | 2031-08-27      | Floating      | 9.03%                 | No            |                  2 | On Loan: No      |
| GO NORTH GROUP AB                                  | Go North Group AB                                             | CUSIP: ZD4139261<br>LEI: 636700UB68QRCB53V204 | Long             | DBT              | CORP              | SE        |   2760587 | PA      | $0.00         | 0.00%             | 2028-02-02      | Fixed         | 15.00%                | No            |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-20

**Name of Applicant:** Trust for Professional Managers

**Signature:** /s/ Kelly Strauss

**Name of Signer:** Kelly Strauss

**Title:** Treasurer