# EDGAR Filing Document

**Accession Number:** 0001068875
**File Stem:** 0001839882-23-003895
**Filing Date:** 2023-2
**Character Count:** 6616
**Document Hash:** ee005d54da9676cd5bb1ac1e7af9b9d2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001839882-23-003895.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001839882-23-003895

**CONFORMED SUBMISSION TYPE**: SC TO-I/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AVANTAX, INC.
- **CENTRAL INDEX KEY:** 0001068875
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **IRS NUMBER:** 911718107
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC TO-I/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-55807
- **FILM NUMBER:** 23636456

**BUSINESS ADDRESS:**
- **STREET 1:** 3200 OLYMPUS BLVD.
- **STREET 2:** SUITE 100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75019
- **BUSINESS PHONE:** 972-870-6000

**MAIL ADDRESS:**
- **STREET 1:** 3200 OLYMPUS BLVD.
- **STREET 2:** SUITE 100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLUCORA, INC.
- **DATE OF NAME CHANGE:** 20120605

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INFOSPACE INC
- **DATE OF NAME CHANGE:** 20000428

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INFOSPACE COM INC
- **DATE OF NAME CHANGE:** 19980824
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AVANTAX, INC.
- **CENTRAL INDEX KEY:** 0001068875
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **IRS NUMBER:** 911718107
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC TO-I/A

**BUSINESS ADDRESS:**
- **STREET 1:** 3200 OLYMPUS BLVD.
- **STREET 2:** SUITE 100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75019
- **BUSINESS PHONE:** 972-870-6000

**MAIL ADDRESS:**
- **STREET 1:** 3200 OLYMPUS BLVD.
- **STREET 2:** SUITE 100
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLUCORA, INC.
- **DATE OF NAME CHANGE:** 20120605

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INFOSPACE INC
- **DATE OF NAME CHANGE:** 20000428

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INFOSPACE COM INC
- **DATE OF NAME CHANGE:** 19980824

**As filed with the Securities and Exchange Commission on February 15, 2023**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE TO**

**Tender Offer Statement under Section 14(d)(1) or 13(e)(1)<br> of the Securities Exchange Act of 1934**

**(Amendment No. 3)**

**Avantax, Inc.**

**(Name of Subject Company (Issuer))**

**Avantax, Inc.**

**(Names of filing Persons (Offeror and Issuer))**

**Common Stock, par value $0.0001 per share<br> (Title of Class of Securities)<br> 095229100<br> (CUSIP Number of Class of Securities)<br> (Underlying Common Stock)**

**Tabitha Bailey<br> Chief Legal Officer and Corporate Secretary<br> Avantax, Inc.<br> 3200 Olympus Blvd, Suite 100<br> Dallas, Texas 75019<br> Tel: (972) 870-6400**

**(Name, address and telephone number of person authorized to receive notices and communications on behalf of filing person)**

***Copies to:*<br> Beth E. Berg<br> Sidley Austin LLP<br> One South Dearborn<br> Chicago, Illinois 60603<br> (312) 853-7443**

☐ Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:

☐ Third-party tender offer subject to Rule 14d-1.

☒ Issuer tender offer subject to Rule 13e-4.

☐ Going-private transaction subject to Rule 13e-3.

☐ Amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: ☐

If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

☐ Rule 13e-4(i) (Cross-Border Issuer Tender Offer)

☐ Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)

**SCHEDULE TO**

This Amendment No. 3 (this "***Amendment No. 3***") amends and supplements the Tender Offer Statement on Schedule TO originally filed with the Securities and Exchange Commission on January 27, 2023, as amended and supplemented by Amendment No. 1 ("***Amendment No. 1***") and Amendment No. 2 ("***Amendment No. 2***") to the Tender Offer Statement on Schedule TO filed with the Commission on February 3, 2023 and February 9, 2023, respectively (as it may be further amended or supplemented from time to time, the "***Schedule TO***"), related to the offer by Avantax, Inc., a Delaware corporation formerly known as Blucora, Inc. (the "***Company***"), to purchase for cash up to $250,000,000 of its common stock, par value $0.0001 per share, at a price per share of not less than $27.00 and not more than $31.00 in cash, without interest and subject to any applicable withholding taxes. The Company's offer is made upon the terms and subject to the conditions described in the Offer to Purchase, dated January 27, 2023 (as amended or supplemented from time to time, the "***Offer to Purchase***"), a copy of which was filed as Exhibit (a)(1)(i) to the Schedule TO, and in the accompanying Letter of Transmittal (as amended or supplemented from time to time, the "***Letter of Transmittal***" and, the Letter of Transmittal together with the Offer to Purchase, the "***tender offer***"), a copy of which was attached as Exhibit (a)(1)(ii) to the Schedule TO.

Except as specifically provided herein, the information contained in the Schedule TO remains unchanged and this Amendment No. 3 does not modify any of the information previously reported on the Schedule TO. You should read this Amendment No. 3 together with the Schedule TO and the tender offer.

<u>Amendments to Exhibit (a)(1)(i)</u>

**I** **tem 11. Additional Information.**

The information set forth in Item 11 is hereby amended and supplemented by the following:

(1) The information in the second paragraph on page 30 of the Offer to Purchase as amended by Amendment
No. 1 and Amendment No. 2 is further hereby amended and supplemented to delete the word "and" opposite "Current Reports
on Form 8-K" and to replace it with "," and to add "and February 15, 2023" immediately following "January
27, 2023."

**SIGNATURES**

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 15, 2023

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| | |
|:---|:---|
| **AVANTAX, INC.** | **AVANTAX, INC.** |
| By: | <u>/s/ Tabitha Bailey</u> |
| Name: | Tabitha Bailey |
| Title: | Chief Legal Officer and Corporate Secretary |

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