# EDGAR Filing Document

**Accession Number:** 0000748532
**File Stem:** 0000748532-25-000007
**Filing Date:** 2025-8
**Character Count:** 2812
**Document Hash:** f1d9cecf0678376168d0678a3896e6b0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000748532-25-000007.hdr.sgml**: 20250828

**ACCESSION NUMBER**: 0000748532-25-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250828

**DATE AS OF CHANGE**: 20250828

**EFFECTIVENESS DATE**: 20250828

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROTH CAPITAL PARTNERS, LLC
- **CENTRAL INDEX KEY:** 0000748532

**ORGANIZATION NAME:**
- **EIN:** 330947643
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-32129
- **FILM NUMBER:** 251270560

**BUSINESS ADDRESS:**
- **STREET 1:** 888 SAN CLEMENTE
- **STREET 2:** SUITE 400
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660
- **BUSINESS PHONE:** 949-720-5700

**MAIL ADDRESS:**
- **STREET 1:** 888 SAN CLEMENTE
- **STREET 2:** SUITE 400
- **CITY:** NEWPORT BEACH
- **STATE:** CA
- **ZIP:** 92660

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROTH CAPITAL PARTNERS LLC                               /BD
- **DATE OF NAME CHANGE:** 20020307

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROTH CAPITAL PARTNERS INC                               /BD
- **DATE OF NAME CHANGE:** 20010215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CRUTTENDEN ROTH INC
- **DATE OF NAME CHANGE:** 20000218

### Attached PDF Documents

**Attachment 1:** `Roth_PUBLIC_2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000748532

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ROTH CAPITAL PARTNERS, LLC

**Business Address:** 888 SAN CLEMENTE, SUITE 400, NEWPORT BEACH, CA, 92660

**Contact Person:** Donald Skrdlant

**Contact Phone:** 9497205706

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 30 South Wacker Drive, Suite 330, Chicago, CA, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Gordon J. Roth**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROTH CAPITAL PARTNERS, LLC**, as of **06-30-2025**, are true and correct.

**Signature:** Gordon J. Roth

**Title:** Chief Financial Officer

**Notarized:** Yes