# EDGAR Filing Document

**Accession Number:** 0000898745
**File Stem:** 0000898745-26-000735
**Filing Date:** 2026-6
**Character Count:** 46780
**Document Hash:** 69ffb317330165a1a40ead67ff19043d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000898745-26-000735.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0000898745-26-000735

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRINCIPAL FUNDS, INC.
- **CENTRAL INDEX KEY:** 0000898745

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-07572
- **FILM NUMBER:** 261118244

**BUSINESS ADDRESS:**
- **STREET 1:** 711 HIGH STREET
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392
- **BUSINESS PHONE:** 515-235-9328

**MAIL ADDRESS:**
- **STREET 1:** PRINCIPAL FINANCIAL GROUP
- **CITY:** DES MOINES
- **STATE:** IA
- **ZIP:** 50392

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS, INC
- **DATE OF NAME CHANGE:** 20211220

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL FUNDS INC
- **DATE OF NAME CHANGE:** 20080616

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRINCIPAL INVESTORS FUND INC
- **DATE OF NAME CHANGE:** 20001012

## Series and Classes Contracts Data

### SmallCap Fund (fka SmallCap Blend Fund) (Series ID: S000007214)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000019804 | R-3                 | PSBMX           |
| C000019805 | R-5                 | PSBPX           |
| C000019807 | Institutional Class | PSLIX           |
| C000019808 | Class J             | PSBJX           |
| C000019809 | Class A             | PLLAX           |
| C000175487 | R-6                 | PSMLX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Principal Funds, Inc

- **b. Investment Company Act file number:** 811-07572

- **c. CIK number of Registrant:** 0000898745

- **d. LEI of Registrant:** 549300HZGBXSW6DSXF23

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 711 High St

  - **City:** Des Moines

  - **State:** IA

  - **Foreign country:** US

  - **Zip / Postal Code:** 50392

  - **Telephone number:** 515-235-1719

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmallCap Fund

- **b. EDGAR series identifier (if any):** S000007214

- **c. LEI of Series:** 5493008AXRXQLEL0TR95

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2130432567.35

**Total Liabilities:** $28238757.23

**Net Assets:** $2102193810.12

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000019804 | -0.97%               | -5.10%               | 11.41%               |
| Class ID C000019805 | -0.93%               | -5.06%               | 11.41%               |
| Class ID C000019807 | -0.89%               | -5.06%               | 11.40%               |
| Class ID C000019808 | -0.95%               | -5.07%               | 11.45%               |
| Class ID C000019809 | -0.92%               | -5.07%               | 11.40%               |
| Class ID C000175487 | -0.92%               | -5.06%               | 11.46%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $57893008.67             | $-77557604.27                              |
| Month 2  | $25999454.43             | $-133600723.00                             |
| Month 3  | $46808818.99             | $172744251.22                              |

### Schedule of Portfolio Investments

| Name                                                            | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AAR Corp                                                        | AAR Corp                                                        | CUSIP: 000361105<br>LEI: MP76T5YQX3YK5VVAQ802 | Long             | EC               | CORP              | US        |    185200 | NS      | $20440524.00  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Abivax SA                                                       | Abivax SA                                                       | CUSIP: 00370M103<br>LEI: 969500D8TMNB184OJU95 | Long             | EC               | CORP              | FR        |     97900 | NS      | $11491502.00  | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Adaptive Biotechnologies Corp                                   | Adaptive Biotechnologies Corp                                   | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |    852660 | NS      | $12022506.00  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| AdaptHealth Corp                                                | AdaptHealth Corp                                                | CUSIP: 00653Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    865200 | NS      | $11342772.00  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Addus HomeCare Corp                                             | Addus HomeCare Corp                                             | CUSIP: 006739106<br>LEI: 52990090ZT33AKPDBX62 | Long             | EC               | CORP              | US        |    131600 | NS      | $12750724.00  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Energy Industries Inc                                  | Advanced Energy Industries Inc                                  | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |    125100 | NS      | $48027141.00  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Aevex Corp                                                      | Aevex Corp                                                      | CUSIP: 00835T107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    647535 | NS      | $19587933.75  | 0.93%             |  |  |  | No            |                  1 | On Loan: —       |
| Agilysys Inc                                                    | Agilysys Inc                                                    | CUSIP: 00847J105<br>LEI: 5299001XWB5V3B5IPN93 | Long             | EC               | CORP              | US        |    142700 | NS      | $9141362.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Algonquin Power & Utilities Corp                                | Algonquin Power & Utilities Corp                                | CUSIP: 015857105<br>LEI: 549300K5VIUTJXQL7X75 | Long             | EC               | CORP              | CA        |   2917600 | NS      | $18322528.00  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegro MicroSystems Inc                                        | Allegro MicroSystems Inc                                        | CUSIP: 01749D105<br>LEI: 54930004TGPV6DR3LE12 | Long             | EC               | CORP              | US        |    714300 | NS      | $34643550.00  | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinetik Holdings Inc                                            | Kinetik Holdings Inc                                            | CUSIP: 02215L209<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    297500 | NS      | $15035650.00  | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Alumis Inc                                                      | Alumis Inc                                                      | CUSIP: 022307102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    421500 | NS      | $10406835.00  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| American Homes 4 Rent                                           | American Homes 4 Rent                                           | CUSIP: 02665T306<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EC               | CORP              | US        |    505100 | NS      | $16082384.00  | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                                                  | Ameris Bancorp                                                  | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |    276200 | NS      | $23546050.00  | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ArcBest Corp                                                    | ArcBest Corp                                                    | CUSIP: 03937C105<br>LEI: 5493006S3KBNE8ZS3J23 | Long             | EC               | CORP              | US        |    157300 | NS      | $20066761.00  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Arxis Inc                                                       | Arxis Inc                                                       | CUSIP: 04339D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    128600 | NS      | $4501000.00   | 0.21%             |  |  |  | No            |                  1 | On Loan: —       |
| Avalo Therapeutics Inc                                          | Avalo Therapeutics Inc                                          | CUSIP: 05338F306<br>LEI: 549300GPK6FPJ3X8SZ39 | Long             | EC               | CORP              | US        |    224700 | NS      | $3010980.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| Axsome Therapeutics Inc                                         | Axsome Therapeutics Inc                                         | CUSIP: 05464T104<br>LEI: 549300EXGR0XLRJEIB95 | Long             | EC               | CORP              | US        |    138600 | NS      | $28794150.00  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings Inc                                | BJ's Wholesale Club Holdings Inc                                | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |    151800 | NS      | $14252502.00  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| BellRing Brands Inc                                             | BellRing Brands Inc                                             | CUSIP: 07831C103<br>LEI: 549300S3BOK5CMTS8054 | Long             | EC               | CORP              | US        |    389200 | NS      | $6927760.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Bicycle Therapeutics PLC                                        | Bicycle Therapeutics PLC                                        | CUSIP: 088786108<br>LEI: 213800XKUI6R7GKC3E43 | Long             | EC               | CORP              | GB        |    516100 | NS      | $2435992.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloom Energy Corp                                               | Bloom Energy Corp                                               | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |     28900 | NS      | $8189104.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Boot Barn Holdings Inc                                          | Boot Barn Holdings Inc                                          | CUSIP: 099406100<br>LEI: 529900QE1BFMYA3N4E71 | Long             | EC               | CORP              | US        |    133500 | NS      | $22888575.00  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| BOYD GROUP INC                                                  | BOYD GROUP INC                                                  | CUSIP: 103310108<br>LEI: 549300FVHMLW88VSTP09 | Long             | EC               | CORP              | CA        |     92300 | NS      | $11424894.00  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgebio Pharma Inc                                            | Bridgebio Pharma Inc                                            | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |    448200 | NS      | $31871502.00  | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| CNO Financial Group Inc                                         | CNO Financial Group Inc                                         | CUSIP: 12621E103<br>LEI: 11XPYHB76MPM4Y4P2897 | Long             | EC               | CORP              | US        |    429566 | NS      | $19094208.70  | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Callaway Golf Co                                                | Callaway Golf Co                                                | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |   1270200 | NS      | $19434060.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Cardinal Infrastructure Group Inc                               | Cardinal Infrastructure Group Inc                               | CUSIP: 14154A102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    226300 | NS      | $12000689.00  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Castle Biosciences Inc                                          | Castle Biosciences Inc                                          | CUSIP: 14843C105<br>LEI: 2549007M2Q4HLR1XD252 | Long             | EC               | CORP              | US        |    708238 | NS      | $17344748.62  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Cava Group Inc                                                  | Cava Group Inc                                                  | CUSIP: 148929102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120300 | NS      | $11237223.00  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Collegium Pharmaceutical Inc                                    | Collegium Pharmaceutical Inc                                    | CUSIP: 19459J104<br>LEI: 54930049FXZMTLW8D496 | Long             | EC               | CORP              | US        |    460700 | NS      | $15539411.00  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Commercial Metals Co                                            | Commercial Metals Co                                            | CUSIP: 201723103<br>LEI: 549300OQS2LO07ZJ7N73 | Long             | EC               | CORP              | US        |    253800 | NS      | $17502048.00  | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc                                          | Cousins Properties Inc                                          | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |    672000 | NS      | $17209920.00  | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Cytokinetics Inc                                                | Cytokinetics Inc                                                | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |    349900 | NS      | $22383103.00  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients Inc                                         | Darling Ingredients Inc                                         | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |    338900 | NS      | $21767547.00  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Denali Therapeutics Inc                                         | Denali Therapeutics Inc                                         | CUSIP: 24823R105<br>LEI: 549300ZTQ2HO18L3Q830 | Long             | EC               | CORP              | US        |    585400 | NS      | $10958688.00  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| DigitalOcean Holdings Inc                                       | DigitalOcean Holdings Inc                                       | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |    203900 | NS      | $19662077.00  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Dycom Industries Inc                                            | Dycom Industries Inc                                            | CUSIP: 267475101<br>LEI: 549300F56EKTHQI3WT60 | Long             | EC               | CORP              | US        |     71800 | NS      | $29732380.00  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| EnerSys                                                         | EnerSys                                                         | CUSIP: 29275Y102<br>LEI: 7ZS3DE5PN30BYUJFWP05 | Long             | EC               | CORP              | US        |    170207 | NS      | $36298344.82  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                                                    | Entegris Inc                                                    | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |    107440 | NS      | $15189867.20  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| FNB Corp/PA                                                     | FNB Corp/PA                                                     | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |   1288996 | NS      | $23008578.60  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| First Horizon Corp                                              | First Horizon Corp                                              | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |   1158300 | NS      | $28911168.00  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Forgent Power Solutions Inc                                     | Forgent Power Solutions Inc                                     | CUSIP: 34631F102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    554300 | NS      | $20852766.00  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| American Healthcare REIT Inc                                    | American Healthcare REIT Inc                                    | CUSIP: 398182303<br>LEI: 2549004GGE2APGNT6O92 | Long             | EC               | CORP              | US        |    318000 | NS      | $16148040.00  | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Gulfport Energy Corp                                            | Gulfport Energy Corp                                            | CUSIP: 402635502<br>LEI: 254900DJRGZBUZ3F5038 | Long             | EC               | CORP              | US        |    129500 | NS      | $24933930.00  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Lane Inc                                               | Hamilton Lane Inc                                               | CUSIP: 407497106<br>LEI: 5493006OKN3V1NORM833 | Long             | EC               | CORP              | US        |    159200 | NS      | $14644808.00  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Helix Energy Solutions Group Inc                                | Helix Energy Solutions Group Inc                                | CUSIP: 42330P107<br>LEI: 416AP2JOUTCWEGSOZW41 | Long             | EC               | CORP              | US        |   1589900 | NS      | $16455465.00  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Huron Consulting Group Inc                                      | Huron Consulting Group Inc                                      | CUSIP: 447462102<br>LEI: 549300NGVB9H6TKTLE36 | Long             | EC               | CORP              | US        |    174600 | NS      | $22814109.00  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Immunome Inc                                                    | Immunome Inc                                                    | CUSIP: 45257U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    550700 | NS      | $12633058.00  | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Immunocore Holdings PLC                                         | Immunocore Holdings PLC                                         | CUSIP: 45258D105<br>LEI: 213800IUE3DFS84BVN18 | Long             | EC               | CORP              | GB        |    227200 | NS      | $6341152.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Independent Bank Corp/MI                                        | Independent Bank Corp/MI                                        | CUSIP: 453838609<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    129200 | NS      | $4290732.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingevity Corp                                                   | Ingevity Corp                                                   | CUSIP: 45688C107<br>LEI: 5493009UTFC4B5IMGF87 | Long             | EC               | CORP              | US        |    223100 | NS      | $16997989.00  | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed Inc                                                      | Insmed Inc                                                      | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |    279900 | NS      | $38158767.00  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| InvenTrust Properties Corp                                      | InvenTrust Properties Corp                                      | CUSIP: 46124J201<br>LEI: 5493006BQYSOBYVUFA03 | Long             | EC               | CORP              | US        |    513600 | NS      | $16496832.00  | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Jefferson Capital Inc                                           | Jefferson Capital Inc                                           | CUSIP: 47248R103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    629500 | NS      | $13055830.00  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solutions Inc                         | Kratos Defense & Security Solutions Inc                         | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    265300 | NS      | $16727165.00  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Lazard Inc                                                      | Lazard Inc                                                      | CUSIP: 52110M109<br>LEI: 254900RIBCDJSUFG1A11 | Long             | EC               | CORP              | US        |    491900 | NS      | $23857150.00  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Time Group Holdings Inc                                    | Life Time Group Holdings Inc                                    | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    823500 | NS      | $22078035.00  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LifeStance Health Group Inc                                     | LifeStance Health Group Inc                                     | CUSIP: 53228F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1134800 | NS      | $8590436.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln National Corp                                           | Lincoln National Corp                                           | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |    585100 | NS      | $22122631.00  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Lindblad Expeditions Holdings Inc                               | Lindblad Expeditions Holdings Inc                               | CUSIP: 535219109<br>LEI: 549300GSPW24GZE6R597 | Long             | EC               | CORP              | US        |    608600 | NS      | $11277358.00  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Louisiana-Pacific Corp                                          | Louisiana-Pacific Corp                                          | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |    123300 | NS      | $8901027.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumexa Imaging Holdings Inc                                     | Lumexa Imaging Holdings Inc                                     | CUSIP: 550249106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    279360 | NS      | $2673475.20   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                                                        | Lyft Inc                                                        | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |    900600 | NS      | $12743490.00  | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| MP Materials Corp                                               | MP Materials Corp                                               | CUSIP: 553368101<br>LEI: 89450063PHPS61USMT84 | Long             | EC               | CORP              | US        |    167300 | NS      | $11048492.00  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| MYR Group Inc                                                   | MYR Group Inc                                                   | CUSIP: 55405W104<br>LEI: 529900G1IMMZHOQ17I54 | Long             | EC               | CORP              | US        |     80700 | NS      | $32668167.00  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Modine Manufacturing Co                                         | Modine Manufacturing Co                                         | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |    163600 | NS      | $41657468.00  | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Montrose Environmental Group Inc                                | Montrose Environmental Group Inc                                | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |    533800 | NS      | $11236490.00  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Water Products Inc - Class A                            | Mueller Water Products Inc - Class A                            | CUSIP: 624758108<br>LEI: 549300F7ZU4P1F8V8L60 | Long             | EC               | CORP              | US        |    812900 | NS      | $22671781.00  | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Natera Inc                                                      | Natera Inc                                                      | CUSIP: 632307104<br>LEI: 529900CQ3OZ0A0VYVU59 | Long             | EC               | CORP              | US        |    120400 | NS      | $24821664.00  | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Netskope Inc                                                    | Netskope Inc                                                    | CUSIP: 64119N608<br>LEI: 254900CS525VJG6KO570 | Long             | EC               | CORP              | US        |   1025800 | NS      | $10216968.00  | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Novagold Resources Inc                                          | Novagold Resources Inc                                          | CUSIP: 66987E206<br>LEI: 529900587LVZTJ2BHS60 | Long             | EC               | CORP              | CA        |   1643648 | NS      | $13247802.88  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Chord Energy Corp                                               | Chord Energy Corp                                               | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |    100100 | NS      | $14574560.00  | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Old National Bancorp/IN                                         | Old National Bancorp/IN                                         | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |   1491100 | NS      | $35741667.00  | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| OneMain Holdings Inc                                            | OneMain Holdings Inc                                            | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |    203300 | NS      | $11947941.00  | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Parsons Corp                                                    | Parsons Corp                                                    | CUSIP: 70202L102<br>LEI: 549300ZXH0VRBSEPX752 | Long             | EC               | CORP              | US        |     98400 | NS      | $4960344.00   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Patterson-UTI Energy Inc                                        | Patterson-UTI Energy Inc                                        | CUSIP: 703481101<br>LEI: 254900XGFBKIXD6G0697 | Long             | EC               | CORP              | US        |   2839030 | NS      | $34692946.60  | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Performance Food Group Co                                       | Performance Food Group Co                                       | CUSIP: 71377A103<br>LEI: 549300EUK8GR9IT1YK57 | Long             | EC               | CORP              | US        |    158118 | NS      | $14319166.08  | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Perimeter Solutions Inc                                         | Perimeter Solutions Inc                                         | CUSIP: 71385M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    687000 | NS      | $20816100.00  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Principal Funds, Inc - Government Money Market Fund - Class R-6 | Principal Funds, Inc - Government Money Market Fund - Class R-6 | CUSIP: 74257B639<br>LEI: N/A                  | Long             | STIV             | RF                | US        |  32000413 | NS      | $32000412.87  | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Privia Health Group Inc                                         | Privia Health Group Inc                                         | CUSIP: 74276R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    842939 | NS      | $20947034.15  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| RadNet Inc                                                      | RadNet Inc                                                      | CUSIP: 750491102<br>LEI: 529900RECG94V2IZJ970 | Long             | EC               | CORP              | US        |    324700 | NS      | $18361785.00  | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Renasant Corp                                                   | Renasant Corp                                                   | CUSIP: 75970E107<br>LEI: 549300OVE6OZHW2UUH81 | Long             | EC               | CORP              | US        |    738800 | NS      | $29470732.00  | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Rexford Industrial Realty Inc                                   | Rexford Industrial Realty Inc                                   | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |    466300 | NS      | $16735507.00  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Riot Platforms Inc                                              | Riot Platforms Inc                                              | CUSIP: 767292105<br>LEI: 5299005LKZAJQDQZDF73 | Long             | EC               | CORP              | US        |    880800 | NS      | $15184992.00  | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| SPX Technologies Inc                                            | SPX Technologies Inc                                            | CUSIP: 78473E103<br>LEI: P761FCI0CPOG24I8JE10 | Long             | EC               | CORP              | US        |     81706 | NS      | $17886260.46  | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabra Health Care REIT Inc                                      | Sabra Health Care REIT Inc                                      | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |    935100 | NS      | $19319166.00  | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceTitan Inc                                                | ServiceTitan Inc                                                | CUSIP: 81764X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    157100 | NS      | $9341166.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| SiTime Corp                                                     | SiTime Corp                                                     | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     84800 | NS      | $47670320.00  | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Solaris Energy Infrastructure Inc                               | Solaris Energy Infrastructure Inc                               | CUSIP: 83418M103<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | EC               | CORP              | US        |    464000 | NS      | $34261760.00  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc                                      | Southwest Gas Holdings Inc                                      | CUSIP: 844895102<br>LEI: 254900LKF9EV0CUKNE09 | Long             | EC               | CORP              | US        |    372700 | NS      | $35052435.00  | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Stifel Financial Corp                                           | Stifel Financial Corp                                           | CUSIP: 860630102<br>LEI: 549300E5F07FE5GHJX84 | Long             | EC               | CORP              | US        |    283400 | NS      | $22334754.00  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Stride Inc                                                      | Stride Inc                                                      | CUSIP: 86333M108<br>LEI: 254900BRWS3AFONWU277 | Long             | EC               | CORP              | US        |    294200 | NS      | $28584472.00  | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Structure Therapeutics Inc                                      | Structure Therapeutics Inc                                      | CUSIP: 86366E106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    299400 | NS      | $12410130.00  | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| TD SYNNEX Corp                                                  | TD SYNNEX Corp                                                  | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |    120977 | NS      | $27604531.86  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc                                          | TKO Group Holdings Inc                                          | CUSIP: 87256C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     90300 | NS      | $16803927.00  | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Taylor Morrison Home Corp                                       | Taylor Morrison Home Corp                                       | CUSIP: 87724P106<br>LEI: 5299009UDLLGLKOOJE30 | Long             | EC               | CORP              | US        |    418900 | NS      | $25443986.00  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Tutor Perini Corp                                               | Tutor Perini Corp                                               | CUSIP: 901109108<br>LEI: 549300FHXYVPW8LJ6D98 | Long             | EC               | CORP              | US        |    293900 | NS      | $27309188.00  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                                              | UMB Financial Corp                                              | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |    250600 | NS      | $31618202.00  | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Varonis Systems Inc                                             | Varonis Systems Inc                                             | CUSIP: 922280102<br>LEI: 549300SHIVNRRH7STS26 | Long             | EC               | CORP              | US        |    563100 | NS      | $14809530.00  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Via Transportation Inc                                          | Via Transportation Inc                                          | CUSIP: 92556W104<br>LEI: 5493008VI9XI9EV3A861 | Long             | EC               | CORP              | US        |    475452 | NS      | $7231624.92   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Viking Therapeutics Inc                                         | Viking Therapeutics Inc                                         | CUSIP: 92686J106<br>LEI: 529900IVC72YPFA25M37 | Long             | EC               | CORP              | US        |    218300 | NS      | $6806594.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Vital Farms Inc                                                 | Vital Farms Inc                                                 | CUSIP: 92847W103<br>LEI: 549300S6NYY7ER3XOT61 | Long             | EC               | CORP              | US        |    772600 | NS      | $10545990.00  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc                                         | WESCO International Inc                                         | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |     91400 | NS      | $31909568.00  | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp                                         | Wintrust Financial Corp                                         | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |    184200 | NS      | $27734994.00  | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Yesway Inc                                                      | Yesway Inc                                                      | CUSIP: 98585C100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    700800 | NS      | $18024576.00  | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Liquidity FedFund - Institutional Class               | BlackRock Liquidity FedFund - Institutional Class               | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |   1698958 | NS      | $1698958.35   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Credo Technology Group Holding Ltd                              | Credo Technology Group Holding Ltd                              | CUSIP: G25457105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    235795 | NS      | $41030687.95  | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                                                | Essent Group Ltd                                                | CUSIP: G3198U102<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |    225500 | NS      | $13647260.00  | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Fabrinet                                                        | Fabrinet                                                        | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | TH        |     44651 | NS      | $30517618.97  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Sophia Genetics SA                                              | Sophia Genetics SA                                              | CUSIP: H82027105<br>LEI: 506700H1GPU9GGM8W895 | Long             | EC               | CORP              | CH        |    629300 | NS      | $3284946.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| JFrog Ltd                                                       | JFrog Ltd                                                       | CUSIP: M6191J100<br>LEI: 2549002N8E00AY49G567 | Long             | EC               | CORP              | US        |    480600 | NS      | $22319064.00  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-05-29

**Name of Applicant:** Principal Funds, Inc

**Signature:** Megan Hoffmann

**Name of Signer:** /s/ Megan Hoffmann

**Title:** Vice President and Treasurer