# EDGAR Filing Document

**Accession Number:** 0000017071
**File Stem:** 0000017071-26-000007
**Filing Date:** 2026-5
**Character Count:** 2558
**Document Hash:** 44f12a8da040e960f12d6588d6fc91ab
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000017071-26-000007.hdr.sgml**: 20260527

**ACCESSION NUMBER**: 0000017071-26-000007

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20260527

**DATE AS OF CHANGE**: 20260527

**EFFECTIVENESS DATE**: 20260527

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPE SECURITIES INC.
- **CENTRAL INDEX KEY:** 0000017071

**ORGANIZATION NAME:**
- **EIN:** 561128974
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-20747
- **FILM NUMBER:** 261027708

**BUSINESS ADDRESS:**
- **STREET 1:** 1600 PENNSYLVANIA AVENUE
- **CITY:** MCDONOUGH
- **STATE:** GA
- **ZIP:** 30253
- **BUSINESS PHONE:** 646-226-9300

**MAIL ADDRESS:**
- **STREET 1:** 1600 PENNSYLVANIA AVENUE
- **CITY:** MCDONOUGH
- **STATE:** GA
- **ZIP:** 30253

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CAPE SECURITIES INC                                     /BD
- **DATE OF NAME CHANGE:** 20000101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PACE CO
- **DATE OF NAME CHANGE:** 19760606

### Attached PDF Documents

**Attachment 1:** `cape25public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000017071

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CAPE SECURITIES INC.

**Business Address:** 1600 PENNSYLVANIA AVENUE, MCDONOUGH, GA, 30253

**Contact Person:** Philip Ciantro

**Contact Phone:** 6462269300

### Independent Public Accountant Identification

**Accountant Name:** Ohab and Company, PA

**Accountant Address:** 100 E Sybelia Ave, Suite 13, Maitland, FL, 32751

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **James Webb**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPE SECURITIES INC.**, as of **09-30-2025**, are true and correct.

**Signature:** James Webb

**Title:** Chief Executive Officer