# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-000858
**Filing Date:** 2026-1
**Character Count:** 12647
**Document Hash:** e0e2f4e0a433745ec7525bca022f030c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-000858.hdr.sgml**: 20260128

**ACCESSION NUMBER**: 0000910472-26-000858

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260128

**DATE AS OF CHANGE**: 20260128

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26569051

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Brookstone Growth Stock ETF (Series ID: S000081762)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000244756 | Brookstone Growth Stock ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Brookstone Growth Stock ETF

- **b. EDGAR series identifier (if any):** S000081762

- **c. LEI of Series:** 5493000NJE0UOP0ENS13

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $125785028.40

**Total Liabilities:** $135537.38

**Net Assets:** $125649491.02

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000244756 | 3.68%                | 4.25%                | 0.81%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $89013.55                | $4020235.98                                |
| Month 2  | $1420688.74              | $4131738.34                                |
| Month 3  | $1674287.84              | $-971909.72                                |

### Schedule of Portfolio Investments

| Name                     | Title             | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Amgen Inc.               | AMGEN INC         | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     12472 | NS      | $4308577.12   | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.            | ALPHABET INC-A    | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     20383 | NS      | $6526228.94   | 5.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc               | INTUIT INC        | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |      4993 | NS      | $3165961.44   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| TransUnion               | TRANSUNION        | CUSIP: 89400J107<br>LEI: 549300ZS772LUNUMRB03 | Long             | EC               | CORP              | US        |     39203 | NS      | $3334215.15   | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.             | NVIDIA CORP       | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     22836 | NS      | $4041972.00   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Colgate-Palmolive Co.    | COLGATE-PALMOLIV  | CUSIP: 194162103<br>LEI: YMEGZFW4SBUSS5BQXF88 | Long             | EC               | CORP              | US        |     43361 | NS      | $3485790.79   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.          | SALESFORCE INC    | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     14329 | NS      | $3303407.66   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corporation          | CSX CORP          | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |    108869 | NS      | $3849607.84   | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc   | MOTOROLA SOLUTIO  | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |      9104 | NS      | $3365566.72   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc    | UBER TECHNOLOGIE  | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     41812 | NS      | $3660222.48   | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc             | AUTODESK INC      | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     12946 | NS      | $3927039.64   | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.          | MICROSOFT CORP    | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      7535 | NS      | $3707295.35   | 2.95%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company | AMERICAN EXPRESS  | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     12552 | NS      | $4584869.04   | 3.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc           | SERVICENOW INC    | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      3868 | NS      | $3142401.88   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc.  | TYLER TECHNOLOG   | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      6894 | NS      | $3237560.28   | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.         | AMAZON.COM INC    | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     16589 | NS      | $3868886.58   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| BBH SWEEP VEHICLE        | BBH SWEEP VEHICLE | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |   1161400 | PA      | $1161400.45   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc        | EXPEDIA GROUP IN  | CUSIP: 30212P303<br>LEI: CI7MUJI4USF3V0NJ1H64 | Long             | EC               | CORP              | US        |     20377 | NS      | $5210195.13   | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc             | FORTINET INC      | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     36501 | NS      | $2961326.13   | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                | TESLA INC         | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     12978 | NS      | $5582746.26   | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.   | APPLIED MATERIAL  | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     20591 | NS      | $5194079.75   | 4.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.            | ALPHABET INC-C    | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     20031 | NS      | $6412323.72   | 5.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc       | META PLATFORMS-A  | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      5409 | NS      | $3504761.55   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp.                | RTX CORP          | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     24904 | NS      | $4355958.64   | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                 | VISA INC-CLASS A  | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     10815 | NS      | $3616968.60   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Las Vegas Sands Corp     | LAS VEGAS SANDS   | CUSIP: 517834107<br>LEI: 549300DUOO1KXOHPM605 | Long             | EC               | CORP              | US        |     76691 | NS      | $5227258.56   | 4.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.               | APPLE INC         | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     18184 | NS      | $5070608.40   | 4.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc          | CATERPILLAR INC   | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      9239 | NS      | $5319446.64   | 4.23%             |  |  |  | No            |                  1 | On Loan: No      |
| The Trade Desk Inc       | TRADE DESK INC-A  | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |     43196 | NS      | $1708833.76   | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.          | ELI LILLY & CO    | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      4787 | NS      | $5148274.89   | 4.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc   | PALO ALTO NETWOR  | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     19352 | NS      | $3679395.76   | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-26

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer