# EDGAR Filing Document

**Accession Number:** 0002083132
**File Stem:** 0000947871-25-000802
**Filing Date:** 2025-8
**Character Count:** 4419
**Document Hash:** b2e2ac96af090dca813a98fa479f3147
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000947871-25-000802.hdr.sgml**: 20250926

**ACCESSION NUMBER**: 0000947871-25-000802

**CONFORMED SUBMISSION TYPE**: TA-1

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250829

**DATE AS OF CHANGE**: 20250926

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Kimber Transfer Agency LLC
- **CENTRAL INDEX KEY:** 0002083132

**ORGANIZATION NAME:**
- **EIN:** 392551284
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1201

**FILING VALUES:**
- **FORM TYPE:** TA-1
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-07011
- **FILM NUMBER:** 251349806

**BUSINESS ADDRESS:**
- **STREET 1:** 20 W 34TH ST NEW YORK, NY 10118
- **STREET 2:** SUITE 7700
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10118
- **BUSINESS PHONE:** 202-339-2339

**MAIL ADDRESS:**
- **STREET 1:** 20 W 34TH ST NEW YORK, NY 10118
- **STREET 2:** SUITE 7700
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10118

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Kimber Transfer Agency LLC

**FINS Number:** 379248

**Address of principal office where transfer agent activities are performed:** 350 Fifth Avenue, Suite 7700, New York, NY, 10118

**Is mailing address different from principal office address?:** No

**Telephone Number:** 2023392339

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name        | Relationship Start Date   | Title or Status         | Authority Description      |
|:---|:---|:---|:---|
| Plume Network Inc. | 06/05/2025                | Parent                  | 100% voting security owner |
| James Huang        | 06/05/2025                | Chief Executive Officer | Officer of registrant      |
| Alex Palmer        | 06/05/2025                | Chief Product Officer   | Officer of registrant      |
| Salman Banaei      | 06/05/2025                | General Counsel         | Officer of registrant      |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** /s/ Salman Banaei

**Title:** General Counsel

**Date:** 08/29/2025

**Phone Number:** 2023392339