# EDGAR Filing Document

**Accession Number:** 0001109557
**File Stem:** 0001109557-23-000001
**Filing Date:** 2023-3
**Character Count:** 2443
**Document Hash:** b1951cb915faa60a8e5d358b95ce1922
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001109557-23-000001.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001109557-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**EFFECTIVENESS DATE**: 20230317

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PROSPERO CAPITAL LLC
- **CENTRAL INDEX KEY:** 0001109557
- **IRS NUMBER:** 061572023
- **STATE OF INCORPORATION:** CT

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52440
- **FILM NUMBER:** 23740898

**BUSINESS ADDRESS:**
- **STREET 1:** 19 OAK LANE
- **STREET 2:** SUITE 300
- **CITY:** GLEN COVE
- **STATE:** NY
- **ZIP:** 11542
- **BUSINESS PHONE:** 917-456-2371

**MAIL ADDRESS:**
- **STREET 1:** 19 OAK LANE
- **STREET 2:** SUITE 300
- **CITY:** GLEN COVE
- **STATE:** NY
- **ZIP:** 11542

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPERO CAPITAL LLC                                    /BD
- **DATE OF NAME CHANGE:** 20000320

### Attached PDF Documents

**Attachment 1:** `2022caplightshortver.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001109557

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PROSPERO CAPITAL LLC

**Business Address:** 19 OAK LANE, SUITE 300, GLEN COVE, NY, 11542

**Contact Person:** Michael Chung

**Contact Phone:** 212-751-4422

### Independent Public Accountant Identification

**Accountant Name:** Michael T. Reumus

**Accountant Address:** 108 Robin Drive, Hamilton, NJ, 08619

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Javier Avalos**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PROSPERO CAPITAL LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Javier Avalos

**Title:** CEO

**Notarized:** Yes