# EDGAR Filing Document

**Accession Number:** 0001036459
**File Stem:** 0001036459-25-000009
**Filing Date:** 2025-12
**Character Count:** 2711
**Document Hash:** b24d610faf92e1b75ed5eaa3d4fa6d12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001036459-25-000009.hdr.sgml**: 20251209

**ACCESSION NUMBER**: 0001036459-25-000009

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251209

**DATE AS OF CHANGE**: 20251209

**EFFECTIVENESS DATE**: 20251209

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
- **CENTRAL INDEX KEY:** 0001036459

**ORGANIZATION NAME:**
- **EIN:** 411868775
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50082
- **FILM NUMBER:** 251558009

**BUSINESS ADDRESS:**
- **STREET 1:** 701 XENIA AVE. SOUTH, SUITE 100
- **CITY:** GOLDEN VALLEY
- **STATE:** MN
- **ZIP:** 55416-1089
- **BUSINESS PHONE:** 763.923.2272

**MAIL ADDRESS:**
- **STREET 1:** 701 XENIA AVE. SOUTH, SUITE 100
- **CITY:** GOLDEN VALLEY
- **STATE:** MN
- **ZIP:** 55416-1089

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EQUITY SECURITIES INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20020322

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EQUITY SECURITIES INVESTMENTS INC                       /BD
- **DATE OF NAME CHANGE:** 20020322

### Attached PDF Documents

**Attachment 1:** `edgarpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001036459

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

**Business Address:** 701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN, 55416-1089

**Contact Person:** Olga Rip

**Contact Phone:** 8045641588

### Independent Public Accountant Identification

**Accountant Name:** FGMK, LLC

**Accountant Address:** 333 W Wacker Drive, 6th Floor, Chicago, IL, 60606

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Russell S. King**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.**, as of **09-30-2025**, are true and correct.

**Signature:** Russell S. King

**Title:** Chairman & CEO

**Notarized:** Yes