# EDGAR Filing Document

**Accession Number:** 0001519614
**File Stem:** 0001519614-26-000001
**Filing Date:** 2026-2
**Character Count:** 2346
**Document Hash:** 5330854127e8355ad9ded20497161f40
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001519614-26-000001.hdr.sgml**: 20260220

**ACCESSION NUMBER**: 0001519614-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260220

**DATE AS OF CHANGE**: 20260220

**EFFECTIVENESS DATE**: 20260220

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BROADHAVEN SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001519614

**ORGANIZATION NAME:**
- **EIN:** 451502061
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68862
- **FILM NUMBER:** 26657214

**BUSINESS ADDRESS:**
- **STREET 1:** 155 NORTH WACKER
- **STREET 2:** SUITE 4440
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-621-9801

**MAIL ADDRESS:**
- **STREET 1:** 155 NORTH WACKER
- **STREET 2:** SUITE 4440
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

### Attached PDF Documents

**Attachment 1:** `bhspub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001519614

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BROADHAVEN SECURITIES LLC

**Business Address:** 155 NORTH WACKER, SUITE 4440, CHICAGO, IL, 60606

**Contact Person:** Meghan Lockwood

**Contact Phone:** 212-418-1259

### Independent Public Accountant Identification

**Accountant Name:** Topel Forman, L.L.C.

**Accountant Address:** 500 Michigan Ave, Chicago, IL, 60611

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Gregory Phillips**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BROADHAVEN SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Gregory Phillips

**Title:** CEO