# EDGAR Filing Document

**Accession Number:** 0000872113
**File Stem:** 9999999997-23-001030
**Filing Date:** 2023-3
**Character Count:** 1517
**Document Hash:** 474110fe2710fd1c2f196f3a20b6c23b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001030.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 9999999997-23-001030

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230317

**EFFECTIVENESS DATE**: 20230301

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TULLETT PREBON FINANCIAL SERVICES LLC
- **CENTRAL INDEX KEY:** 0000872113
- **IRS NUMBER:** 133721275
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-43487
- **FILM NUMBER:** 23000098

**BUSINESS ADDRESS:**
- **STREET 1:** 200 VESEY STREET, 5TH FLOOR
- **STREET 2:** 24TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281
- **BUSINESS PHONE:** 212-208-7061

**MAIL ADDRESS:**
- **STREET 1:** 200 VESEY STREET, 5TH FLOOR
- **STREET 2:** 24TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TULLETT LIBERTY SECURITIES LLC
- **DATE OF NAME CHANGE:** 20091111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TULLETT PREBON FINANCIAL SERVICES LLC
- **DATE OF NAME CHANGE:** 20091110

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TULLETT LIBERTY SECURITIES LLC
- **DATE OF NAME CHANGE:** 20070119

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000098 for access to the original document.

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