# EDGAR Filing Document

**Accession Number:** 0001496608
**File Stem:** 0001752724-23-018106
**Filing Date:** 2023-1
**Character Count:** 35224
**Document Hash:** dbb11e187ec724b954cb4e660da718a8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-018106.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-018106

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AB Active ETFs, Inc.
- **CENTRAL INDEX KEY:** 0001496608
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23799
- **FILM NUMBER:** 23567697

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ALLIANCEBERNSTEIN L.P.
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10145
- **BUSINESS PHONE:** 212-969-1000

**MAIL ADDRESS:**
- **STREET 1:** C/O ALLIANCEBERNSTEIN L.P.
- **STREET 2:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10145

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AllianceBernstein Active ETFs, Inc.
- **DATE OF NAME CHANGE:** 20100714

## Series and Classes Contracts Data

### AB Tax-Aware Short Duration Municipal ETF (Series ID: S000076879)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000237018 | AB Tax-Aware Short Duration Municipal ETF | TAFI            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** AB Active ETFs, Inc.

- **b. Investment Company Act file number:** 811-23799

- **c. CIK number of Registrant:** 0001496608

- **d. LEI of Registrant:** 2549006ZG5WBMZRI5P66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** ALLIANCEBERNSTEIN LP

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-969-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** AB Tax-Aware Short Duration Municipal ETF

- **b. EDGAR series identifier (if any):** S000076879

- **c. LEI of Series:** 254900DPOGNO77XEUY82

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $44746124.18

**Total Liabilities:** $1007949.18

**Net Assets:** $43738175.00

**Delayed Delivery Securities:** $1000100.00

**Cash Not Reported:** $64176.54

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -762.65000000 | **1-Year:** -1135.84000000 | **5-Year:** -2249.34000000 | **10-Year:** -2200.91000000 | **30-Year:** -1878.54000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -340.76000000 | **1-Year:** -806.27000000 | **5-Year:** -1628.34000000 | **10-Year:** -1626.59000000 | **30-Year:** -1349.60000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237018 | -1.45%               | -0.26%               | 2.15%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-9878.24                | $-465244.36                                |
| Month 2  | $-17456.53               | $-119782.93                                |
| Month 3  | $-22151.72               | $742430.23                                 |

### Schedule of Portfolio Investments

| Name                                                                             | Title                                                                                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| New Mexico Finance Authority                                                     | NEW MEXICO ST FIN AUTH ST TRANSPRTN REVENUE                                                               | CUSIP: 64711RMT0<br>LEI: 549300L6217Y7X40SP94 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1077063.30   | 2.46%             | 2026-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Massachusetts Development Finance Agency                                         | MASSACHUSETTS ST DEV FIN AGY REVENUE                                                                      | CUSIP: 57584YTA7<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    870000 | PA      | $944099.12    | 2.16%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Minneapolis MN/St Paul Housing & Redevelopment Authority                 | MINNEAPOLIS MN & SAINT PAUL MN HSG & REDEV AUTH HLTH CARE                                                 | CUSIP: 603695FQ5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $250000.00    | 0.57%             | 2034-11-15      | Floating      | 1.89%                 | No            |                  2 | On Loan: No      |
| SOCIETE GENERALE                                                                 | Societe Generale SA                                                                                       | CUSIP: 83367TBG3<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | US        |    250000 | PA      | $246412.50    | 0.56%             | 2024-01-17      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Los Angeles Department of Airports                                       | LOS ANGELES CA DEPT OF ARPTS ARPT REVENUE                                                                 | CUSIP: 544445A41<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    475000 | PA      | $495808.94    | 1.13%             | 2025-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STANDARD CHARTERED PLC                                                           | Standard Chartered PLC                                                                                    | CUSIP: 853254CL2<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | DBT              | CORP              | GB        |    250000 | PA      | $257850.00    | 0.59%             | 2025-11-16      | Fixed         | 7.78%                 | No            |                  2 | On Loan: No      |
| Michigan Finance Authority                                                       | MICHIGAN ST FIN AUTH REVENUE                                                                              | CUSIP: 59447PZH7<br>LEI: 54930022O46HOX5J1D14 | Long             | DBT              | MUN               | US        |   1190000 | PA      | $1231459.48   | 2.82%             | 2026-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Washington Township Health Care District                                         | WASHINGTON TWP CA HLTH CARE DIST REVENUE                                                                  | CUSIP: 940204GK0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    650000 | PA      | $694430.04    | 1.59%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Indiana Finance Authority                                                        | INDIANA FIN AUTH MIDWESTERN DISASTER RELIEF REVENUE                                                       | CUSIP: 45470CAE9<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    500000 | PA      | $444947.55    | 1.02%             | 2030-11-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| State of Illinois                                                                | ILLINOIS ST                                                                                               | CUSIP: 4521525J6<br>LEI: 54930048FV8RWPR02D67 | Long             | DBT              | MUN               | US        |    685000 | PA      | $724061.44    | 1.66%             | 2029-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Texas Transportation Commission State Highway Fund                               | TEXAS ST TRANSPRTN COMMISSIONST HIGHWAY FUND REVENUE                                                      | CUSIP: 88283LJV9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1023047.90   | 2.34%             | 2023-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Milwaukee WI Sewerage System Revenue                                     | MILWAUKEE WI SEWERAGE REVENUE                                                                             | CUSIP: 60242MDX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $353929.73    | 0.81%             | 2028-06-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Commonwealth of Puerto Rico                                                      | PUERTO RICO CMWLTH                                                                                        | CUSIP: 74514L3G0<br>LEI: 549300X44HXPLJU48U63 | Long             | DBT              | MUN               | US        |    108000 | PA      | $110484.15    | 0.25%             | 2027-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| State of Maryland                                                                | MARYLAND ST                                                                                               | CUSIP: 574193RP5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $677218.44    | 1.55%             | 2026-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City & County of Denver CO Airport System Revenue                                | DENVER CITY & CNTY CO ARPT REVENUE                                                                        | CUSIP: 249182PH3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $734569.29    | 1.68%             | 2031-11-15      | Floating      | 5.00%                 | No            |                  2 | On Loan: No      |
| AVIATION CAPITAL GROUP                                                           | Aviation Capital Group LLC                                                                                | CUSIP: 05369AAK7<br>LEI: 549300ODEK8HY3445C77 | Long             | DBT              | CORP              | US        |    290000 | PA      | $253480.30    | 0.58%             | 2026-01-30      | Fixed         | 1.95%                 | No            |                  2 | On Loan: No      |
| County of St Louis MO                                                            | SAINT LOUIS CNTY MO SPL OBLG                                                                              | CUSIP: 791526QH2<br>LEI: 5493003TZLKXNN2MGO51 | Long             | DBT              | MUN               | US        |    720000 | PA      | $754482.31    | 1.72%             | 2030-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Sangamon County School District No 186 Springfield                               | SANGAMON CNTY IL SCH DIST #186 SPRINGFIELD                                                                | CUSIP: 800766LC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    690000 | PA      | $756772.40    | 1.73%             | 2032-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| County of Miami-Dade Seaport Department                                          | MIAMI-DADE CNTY FL SEAPORT REVENUE                                                                        | CUSIP: 59335KCD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $718225.34    | 1.64%             | 2025-10-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Transportation Authority                                            | MET TRANSPRTN AUTH NY REVENUE                                                                             | CUSIP: 59261APR2<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    530000 | PA      | $551395.68    | 1.26%             | 2025-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LCH Limited                                                                      | Long: BS2IAK0   IRS USD R V 00MSOFR IS2IAL1 CCPOIS / Short: BS2IAK0   IRS USD P F  3.40800 IS2IAK0 CCPOIS | CUSIP: 000000000<br>LEI: F226TOH6YD6XJB17KS62 | N/A              | DIR              |  | US        |    600000 | OU      | $5062.07      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Garden State Preservation Trust                                                  | GARDEN ST PRESERVATION TRUST NJ OPEN SPACE & FARMLAND PRESER                                              | CUSIP: 365418BX9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $549299.15    | 1.26%             | 2028-11-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Louisiana Local Government Environmental Facilities & Community Development Auth | LOUISIANA ST LOCAL GOVT ENVRNMNTL FACS & CMNTY DEV AUTH INS                                               | CUSIP: 546275AE8<br>LEI: 5493004WIZ1HV87IVF85 | Long             | DBT              | MUN               | US        |    665000 | PA      | $716011.15    | 1.64%             | 2029-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Sweetwater Union High School District                                            | SWEETWATER CA UNION HIGH SCH DIST                                                                         | CUSIP: 870462RJ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1075000 | PA      | $1113240.33   | 2.55%             | 2026-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Washington State Housing Finance Commission                                      | WASHINGTON ST HSG FIN COMMISSION MF HSG REVENUE                                                           | CUSIP: 93978PKD8<br>LEI: 549300YL1HU59NREG764 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500000.00    | 1.14%             | 2044-08-01      | Floating      | 1.94%                 | No            |                  2 | On Loan: No      |
| State of California                                                              | CALIFORNIA ST                                                                                             | CUSIP: 13063DR83<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1087872.80   | 2.49%             | 2026-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Washington Economic Development Finance Authority                                | WASHINGTON ST ECON DEV FIN AUTH ENVRNMNYL FACS REVENUE                                                    | CUSIP: 93975YAN1<br>LEI: 549300TQ7IXFA28IYO51 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1001432.80   | 2.29%             | 2042-12-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| Utah Board of Higher Education                                                   | UTAH ST BRD OF RGTS REVENUE                                                                               | CUSIP: 91754RBW6<br>LEI: 549300SAYC054T80UK17 | Long             | DBT              | MUN               | US        |   1440000 | PA      | $1598435.42   | 3.65%             | 2029-04-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| Greeneville Health & Educational Facilities Board                                | GREENEVILLE TN HLTH & EDUCTNLFACS BRD HOSP REVENUE                                                        | CUSIP: 396649EY7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $200000.00    | 0.46%             | 2045-07-01      | Floating      | 1.90%                 | No            |                  2 | On Loan: No      |
| HSBC Holdings PLC                                                                | HSBC Holdings PLC                                                                                         | CUSIP: 404280BS7<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | US        |    499000 | PA      | $493026.97    | 1.13%             | 2024-05-18      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| Metropolitan Transportation Authority                                            | MET TRANSPRTN AUTH NY REVENUE                                                                             | CUSIP: 59259YN88<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    500000 | PA      | $507516.20    | 1.16%             | 2023-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| State of Illinois Sales Tax Revenue                                              | ILLINOIS ST SALES TAX REVENUE                                                                             | CUSIP: 452227RN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    535000 | PA      | $541846.07    | 1.24%             | 2028-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Arapahoe County School District No 5 Cherry Creek                                | ARAPAHOE CNTY CO SCH DIST #5 CHERRY CREEK                                                                 | CUSIP: 038681W57<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1225000 | PA      | $1217914.97   | 2.78%             | 2023-12-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Massachusetts Port Authority                                                     | MASSACHUSETTS ST PORT AUTH                                                                                | CUSIP: 575896SC0<br>LEI: 254900JRR8IDSSKWCL90 | Long             | DBT              | MUN               | US        |   1120000 | PA      | $1190084.34   | 2.72%             | 2027-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Iowa Finance Authority                                                           | IOWA ST FIN AUTH REVENUE                                                                                  | CUSIP: 46246K4Z2<br>LEI: 549300NQVL49BTHOW391 | Long             | DBT              | MUN               | US        |    500000 | PA      | $520122.60    | 1.19%             | 2025-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Orange County School Board                                                       | ORANGE CNTY FL SCH BRD COPS                                                                               | CUSIP: 684517RF4<br>LEI: 549300SEFJ368NVQXL34 | Long             | DBT              | MUN               | US        |   1155000 | PA      | $1244367.89   | 2.85%             | 2026-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| City of Atlanta GA Department of Aviation                                        | ATLANTA GA ARPT REVENUE                                                                                   | CUSIP: 04780MVM8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    870000 | PA      | $939327.78    | 2.15%             | 2031-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| County of Broward FL Airport System Revenue                                      | BROWARD CNTY FL ARPT SYS REVENUE                                                                          | CUSIP: 114894VW5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    930000 | PA      | $969809.49    | 2.22%             | 2025-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Illinois Housing Development Authority                                           | ILLINOIS ST HSG DEV AUTH MF HSG REVENUE                                                                   | CUSIP: 45203LAQ6<br>LEI: 54930053Z6M9JVHBQZ16 | Long             | DBT              | MUN               | US        |    730000 | PA      | $730000.00    | 1.67%             | 2041-01-01      | Variable      | 1.86%                 | No            |                  2 | On Loan: No      |
| LCH Limited                                                                      | Long: BS2IW48   IRS USD R V 00MSOFR IS2IW59 CCPOIS / Short: BS2IW48   IRS USD P F  3.75600 IS2IW48 CCPOIS | CUSIP: 000000000<br>LEI: F226TOH6YD6XJB17KS62 | N/A              | DIR              |  | US        |    530000 | OU      | $-3625.54     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Louisiana Public Facilities Authority                                            | LOUISIANA ST PUBLIC FACS AUTH REVENUE                                                                     | CUSIP: 546398KH0<br>LEI: 549300RQIPT5S4P4M065 | Long             | DBT              | MUN               | US        |    200000 | PA      | $200000.00    | 0.46%             | 2036-04-01      | Floating      | 1.86%                 | No            |                  2 | On Loan: No      |
| Black Belt Energy Gas District                                                   | BLACK BELT ENERGY GAS DIST AL GAS SPLY REVENUE                                                            | CUSIP: 09182NBX7<br>LEI: 549300I8V0Z68JQCB679 | Long             | DBT              | MUN               | US        |    650000 | PA      | $655237.51    | 1.50%             | 2025-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Great Lakes Water Authority Water Supply System Revenue                          | GREAT LAKES MI WTR AUTH WTR SPLY SYS REVENUE                                                              | CUSIP: 39081JBQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    450000 | PA      | $466386.57    | 1.07%             | 2024-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Nassau Health Care Corp                                                          | NASSAU NY HLTH CARE CORP REVENUE                                                                          | CUSIP: 63167NBS4<br>LEI: 549300L7UKCJQEMTLX26 | Long             | DBT              | MUN               | US        |    865000 | PA      | $895341.00    | 2.05%             | 2024-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GLP CAPITAL LP / FIN II                                                          | GLP Capital LP / GLP Financing II Inc                                                                     | CUSIP: 361841AF6<br>LEI: N/A                  | Long             | DBT              |  | US        |    370000 | PA      | $366651.50    | 0.84%             | 2023-11-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| New Jersey Economic Development Authority                                        | NEW JERSEY ST ECON DEV AUTH REVENUE                                                                       | CUSIP: 64577B6G4<br>LEI: 5493006JS6QWDVU4R678 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1018072.90   | 2.33%             | 2023-09-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| City of Jacksonville FL                                                          | JACKSONVILLE FL HLTH CARE FACS REVENUE                                                                    | CUSIP: 469400CW3<br>LEI: 549300XQE0JVN9WV0J40 | Long             | DBT              | MUN               | US        |    600000 | PA      | $630583.38    | 1.44%             | 2026-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Aircastle Ltd                                                                    | Aircastle Ltd                                                                                             | CUSIP: 00928QAQ4<br>LEI: 549300PNK8AKY3OIKP58 | Long             | DBT              | CORP              | BM        |    380000 | PA      | $366399.80    | 0.84%             | 2024-05-01      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| Barclays PLC                                                                     | Barclays PLC                                                                                              | CUSIP: 06738EBB0<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | US        |    490000 | PA      | $485536.10    | 1.11%             | 2024-05-16      | Fixed         | 4.34%                 | No            |                  2 | On Loan: No      |
| Southeast Energy Authority A Cooperative District                                | SOUTHEAST ENERGY AUTH AL COMMODITY SPLY REVENUE                                                           | CUSIP: 84136FBB2<br>LEI: 25490090A3RLJHITY273 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1026383.10   | 2.35%             | 2053-05-01      | Floating      | 5.00%                 | No            |                  2 | On Loan: No      |
| City of New York NY                                                              | NEW YORK NY                                                                                               | CUSIP: 64966LRK9<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1039718.20   | 2.38%             | 2024-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Michigan State Building Authority                                                | MICHIGAN ST BLDG AUTH REVENUE                                                                             | CUSIP: 594615AQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1018041.20   | 2.33%             | 2029-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Port Authority of New York & New Jersey                                          | PORT AUTH OF NEW YORK & NEW JERSEY NY                                                                     | CUSIP: 73358WTT1<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1020583.50   | 2.33%             | 2031-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Metropolitan Washington Airports Authority Aviation Revenue                      | MET WASHINGTON DC ARPTS AUTH ARPT SYS REVENUE                                                             | CUSIP: 592647EC1<br>LEI: 7HERAVJJLN8J1DZ6AZ19 | Long             | DBT              | MUN               | US        |    465000 | PA      | $492193.53    | 1.13%             | 2026-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| County of Broward FL Airport System Revenue                                      | BROWARD CNTY FL ARPT SYS REVENUE                                                                          | CUSIP: 114894TM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1528611.90   | 3.49%             | 2038-10-01      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| Durham County Industrial Facilities & Pollution Control Financing Authority      | DURHAM CNTY NC INDL FACS & POLL CONTROL FING AUTH REVENUE                                                 | CUSIP: 266711AU4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000000.00   | 2.29%             | 2037-09-01      | Floating      | 1.90%                 | No            |                  2 | On Loan: No      |
| Augusta Development Authority                                                    | AUGUSTA GA DEV AUTH REVENUE                                                                               | CUSIP: 05115CAC8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $199117.80    | 0.46%             | 2025-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Alliance Bernstein                                                               | AB Fixed Income Shares, Inc. - Government Money Market Portfolio                                          | CUSIP: 018616748<br>LEI: 5493006YWHO7MNK2U579 | Long             | STIV             | RF                | US        |     19826 | NS      | $19825.77     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| LCH Limited                                                                      | Long: BS2JDT3   IRS USD R V 00MSOFR IS2JDU4 CCPOIS / Short: BS2JDT3   IRS USD P F  3.85200 IS2JDT3 CCPOIS | CUSIP: 000000000<br>LEI: F226TOH6YD6XJB17KS62 | N/A              | DIR              |  | US        |    420000 | OU      | $-15676.80    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| City of Philadelphia PA Airport Revenue                                          | PHILADELPHIA PA ARPT REVENUE                                                                              | CUSIP: 717817XF2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    945000 | PA      | $980297.92    | 2.24%             | 2025-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury                                                           | United States Treasury Bill                                                                               | CUSIP: 912796YT0<br>LEI: 254900HROIFWPRGM1V77 | Long             | STIV             | UST               | US        |   1000000 | PA      | $958046.67    | 2.19%             | 2023-11-02      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| La Joya Independent School District                                              | LA JOYA TX INDEP SCH DIST                                                                                 | CUSIP: 503462UF8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1355000 | PA      | $1484131.77   | 3.39%             | 2028-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New Jersey Transportation Trust Fund Authority                                   | NEW JERSEY ST TRANSPRTN TRUST FUND AUTH                                                                   | CUSIP: 6461364M0<br>LEI: 549300YUVD5TEXR6L889 | Long             | DBT              | MUN               | US        |    250000 | PA      | $271845.93    | 0.62%             | 2030-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York Convention Center Development Corp                                      | NEW YORK ST CONVENTION CENTER DEV CORP REVENUE                                                            | CUSIP: 649451DG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    655000 | PA      | $668545.47    | 1.53%             | 2023-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** AB Active ETFs, Inc.

**Signature:** Joseph Mantineo

**Name of Signer:** Joseph Mantineo

**Title:** Treasurer and Chief Financial Officer