# EDGAR Filing Document

**Accession Number:** 0000002178
**File Stem:** 0000002178-23-000002
**Filing Date:** 2023-1
**Character Count:** 6777
**Document Hash:** 05d2be955125c2c6000dba4f7c3bab7f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000002178-23-000002.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0000002178-23-000002

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Mills Greg L
- **CENTRAL INDEX KEY:** 0001808254

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-07908
- **FILM NUMBER:** 23574065

**MAIL ADDRESS:**
- **STREET 1:** C/O ADAMS RESOURCES & ENERGY, INC.
- **STREET 2:** 17 S. BRIAR HOLLOW LANE, SUITE 100
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77027
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ADAMS RESOURCES & ENERGY, INC.
- **CENTRAL INDEX KEY:** 0000002178
- **STANDARD INDUSTRIAL CLASSIFICATION:** WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172]
- **IRS NUMBER:** 741753147
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 17 S. BRIAR HOLLOW LN.
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77027
- **BUSINESS PHONE:** 713-881-3600

**MAIL ADDRESS:**
- **STREET 1:** P O BOX 844
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77001

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ADAMS RESOURCES & ENERGY INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ADA RESOURCES INC
- **DATE OF NAME CHANGE:** 19790620

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Mills Greg L<br><sub>(Last) (First) (Middle)</sub><br>17 SOUTH BRIAR HOLLOW LANE<br>SUITE 100<br><sub>(Street)</sub><br>HOUSTON, TX 77027<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President, GulfMark Energy_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>ADAMS RESOURCES & ENERGY, INC. [ AE ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common stock | 2020-06-22 |  | P<sup>(1)</sup> |  | 1.738 | A | $27.6187 | 1124.738 | D |  |
| Common stock | 2020-09-18 |  | P<sup>(1)</sup> |  | 2.313 | A | $20.9348 | 1127.051 | D |  |
| Common stock | 2020-12-18 |  | P<sup>(1)</sup> |  | 1.806 | A | $27.1111 | 1128.857 | D |  |
| Common stock | 2021-03-19 |  | P<sup>(1)</sup> |  | 1.668 | A | $29.6243 | 1130.525 | D |  |
| Common stock | 2021-06-18 |  | P<sup>(1)</sup> |  | 1.854 | A | $26.8605 | 1132.379 | D |  |
| Common stock | 2021-09-17 |  | P<sup>(1)</sup> |  | 1.689 | A | $29.7486 | 1134.068 | D |  |
| Common stock | 2021-12-17 |  | P<sup>(1)</sup> |  | 1.809 | A | $27.9995 | 1135.877 | D |  |
| Common stock | 2022-03-18 |  | L<sup>(1)</sup> |  | 1.473 | A | $34.6918 | 1137.35 | D |  |
| Common stock | 2022-06-17 |  | L<sup>(1)</sup> |  | 1.494 | A | $34.4269 | 1138.844 | D |  |
| Common stock | 2022-09-23 |  | L<sup>(1)</sup> |  | 1.842 | A | $28.1274 | 1140.686 | D |  |
| Common stock | 2022-12-16 |  | L<sup>(1)</sup> |  | 1.323 | A | $39.4999 | 1142.009 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Reflects acquisition under broker-assisted dividend reinvestment program.

**Signature:** /s/ Greg L. Mills  
**Date:** 2023-01-31

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**