# EDGAR Filing Document

**Accession Number:** 0001511342
**File Stem:** 9999999997-23-001611
**Filing Date:** 2023-3
**Character Count:** 1449
**Document Hash:** 5f1aa3258aa6d8c360d38ab2c3b9fb6f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001611.hdr.sgml**: 20230410

**ACCESSION NUMBER**: 9999999997-23-001611

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230408

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SIENA GLOBAL SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001511342
- **IRS NUMBER:** 274667151
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68797
- **FILM NUMBER:** 23000743

**BUSINESS ADDRESS:**
- **STREET 1:** 2992 BURDECK DRIVE
- **CITY:** OAKLAND
- **STATE:** CA
- **ZIP:** 94602
- **BUSINESS PHONE:** 510 531 - 0201

**MAIL ADDRESS:**
- **STREET 1:** 2992 BURDECK DRIVE
- **CITY:** OAKLAND
- **STATE:** CA
- **ZIP:** 94602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIENA GLOBAL ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20110224

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIENA GLOBAL SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20110216

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SIENA GLOBAL ADVISORS, LLC
- **DATE OF NAME CHANGE:** 20110127

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000743 for access to the original document.

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