# EDGAR Filing Document

**Accession Number:** 0000936698
**File Stem:** 0000936698-23-000001
**Filing Date:** 2023-2
**Character Count:** 14747
**Document Hash:** 96d766fa9c91980d3e49ed2eb1ed87f4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000936698-23-000001.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0000936698-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**EFFECTIVENESS DATE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FRONT BARNETT ASSOCIATES LLC
- **CENTRAL INDEX KEY:** 0000936698
- **IRS NUMBER:** 363950405
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-04630
- **FILM NUMBER:** 23591280

**BUSINESS ADDRESS:**
- **STREET 1:** FRONT BARNETT ASSOCIATES LLC
- **STREET 2:** THREE FIRST NATIONAL PLAZA SUITE 4920
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60602
- **BUSINESS PHONE:** 3126419000

**MAIL ADDRESS:**
- **STREET 1:** FRONT BARNETT ASSOCIATES LLC
- **STREET 2:** THREE FIRST NATIONAL PLAZA SUITE 4920
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TREES FRONT ASSOCIATES INC
- **DATE OF NAME CHANGE:** 19990326

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** FRONT BARNETT ASSOCIATES LLC<br>**Address:** FRONT BARNETT ASSOCIATES LLC<br>THREE FIRST NATIONAL PLAZA SUITE 4920<br>CHICAGO, IL 60602

**Form 13F File Number:** 028-04630

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Marshall B. Front<br>**Title:** Chairman<br>**Phone:** 312-641-9001

**Signature, Place, and Date of Signing:**

Marshall B. Front  Chicago, IL  02-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 114

**Form 13F Information Table Value Total:** $791598

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| iShares 1-5 Year Investment Gr | ETF-FIXED | 464288646 |  | 2361 | 47392 | SH |  | SOLE |  | 47392 | 0 | 0 |
| Vanguard Short-Term Corporate | ETF-FIXED | 92206C409 |  | 1884 | 25058 | SH |  | SOLE |  | 25058 | 0 | 0 |
| Vanguard Ultra-Short Bond ETF | ETF-FIXED | 92203C303 |  | 6218 | 126895 | SH |  | SOLE |  | 126895 | 0 | 0 |
| Abbott Laboratories | COM | 002824100 |  | 1169 | 10646 | SH |  | SOLE |  | 10646 | 0 | 0 |
| Abbvie Inc | COM | 00287Y109 |  | 1125 | 6961 | SH |  | SOLE |  | 6961 | 0 | 0 |
| Accenture PLC | COM | G1151C101 |  | 23781 | 89122 | SH |  | SOLE |  | 89122 | 0 | 0 |
| Allstate Corporation | COM | 020002101 |  | 722 | 5322 | SH |  | SOLE |  | 5322 | 0 | 0 |
| Alphabet Inc - Class A | COM | 02079K305 |  | 31272 | 354442 | SH |  | SOLE |  | 354442 | 0 | 0 |
| Alphabet Inc - Class C | COM | 02079K107 |  | 20820 | 234650 | SH |  | SOLE |  | 234650 | 0 | 0 |
| Altria Group Inc | COM | 02209S103 |  | 382 | 8366 | SH |  | SOLE |  | 8366 | 0 | 0 |
| Amazon.com Inc | COM | 023135106 |  | 19483 | 231945 | SH |  | SOLE |  | 231945 | 0 | 0 |
| American Express Co | COM | 025816109 |  | 3347 | 22652 | SH |  | SOLE |  | 22652 | 0 | 0 |
| American Tower Corporation | COM | 03027X100 |  | 1942 | 9168 | SH |  | SOLE |  | 9168 | 0 | 0 |
| Ameriprise Financial Inc | COM | 03076C106 |  | 572 | 1837 | SH |  | SOLE |  | 1837 | 0 | 0 |
| Amphenol Corp | COM | 032095101 |  | 3268 | 42920 | SH |  | SOLE |  | 42920 | 0 | 0 |
| Apple Computer Inc | COM | 037833100 |  | 92202 | 709626 | SH |  | SOLE |  | 709626 | 0 | 0 |
| Autodesk Inc | COM | 052769106 |  | 479 | 2562 | SH |  | SOLE |  | 2562 | 0 | 0 |
| Automatic Data Processing Inc | COM | 053015103 |  | 1085 | 4541 | SH |  | SOLE |  | 4541 | 0 | 0 |
| Bank of America Corp | COM | 060505104 |  | 15787 | 476659 | SH |  | SOLE |  | 476659 | 0 | 0 |
| Bank Of New York Mellon Corpor | COM | 064058100 |  | 320 | 7030 | SH |  | SOLE |  | 7030 | 0 | 0 |
| Berkshire Hathaway Inc - Class | COM | 084670108 |  | 937 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| Berkshire Hathaway Inc - Class | COM | 084670702 |  | 4054 | 13124 | SH |  | SOLE |  | 13124 | 0 | 0 |
| BlackRock Inc | COM | 09247X101 |  | 14472 | 20423 | SH |  | SOLE |  | 20423 | 0 | 0 |
| Boeing Company | COM | 097023105 |  | 936 | 4914 | SH |  | SOLE |  | 4914 | 0 | 0 |
| Caterpillar Inc. | COM | 149123101 |  | 22214 | 92729 | SH |  | SOLE |  | 92729 | 0 | 0 |
| Chart Industries Inc. | COM | 16115Q308 |  | 551 | 4785 | SH |  | SOLE |  | 4785 | 0 | 0 |
| Chevron Corporation | COM | 166764100 |  | 29299 | 163235 | SH |  | SOLE |  | 163235 | 0 | 0 |
| Cisco Systems Inc | COM | 17275R102 |  | 1157 | 24282 | SH |  | SOLE |  | 24282 | 0 | 0 |
| CME Group Inc | COM | 12572Q105 |  | 226 | 1345 | SH |  | SOLE |  | 1345 | 0 | 0 |
| Coca Cola Co | COM | 191216100 |  | 595 | 9351 | SH |  | SOLE |  | 9351 | 0 | 0 |
| Colgate Palmolive Co | COM | 194162103 |  | 1678 | 21300 | SH |  | SOLE |  | 21300 | 0 | 0 |
| Costco Wholesale Corporation | COM | 22160K105 |  | 323 | 708 | SH |  | SOLE |  | 708 | 0 | 0 |
| Cue Health Inc | COM | 229790100 |  | 27 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| CVS Health Corp | COM | 126650100 |  | 338 | 3623 | SH |  | SOLE |  | 3623 | 0 | 0 |
| Danaher Corp | COM | 235851102 |  | 3517 | 13252 | SH |  | SOLE |  | 13252 | 0 | 0 |
| Ecolab Inc | COM | 278865100 |  | 249 | 1712 | SH |  | SOLE |  | 1712 | 0 | 0 |
| Emerson Electric Co | COM | 291011104 |  | 377 | 3920 | SH |  | SOLE |  | 3920 | 0 | 0 |
| Envestnet Inc | COM | 29404K106 |  | 371 | 6008 | SH |  | SOLE |  | 6008 | 0 | 0 |
| Estee Lauder Companies Inc | COM | 518439104 |  | 4174 | 16825 | SH |  | SOLE |  | 16825 | 0 | 0 |
| Exelon Corp | COM | 30161N101 |  | 334 | 7724 | SH |  | SOLE |  | 7724 | 0 | 0 |
| Exxon Mobil Corporation | COM | 30231G102 |  | 1549 | 14042 | SH |  | SOLE |  | 14042 | 0 | 0 |
| FedEx Corporation | COM | 31428X106 |  | 15687 | 90571 | SH |  | SOLE |  | 90571 | 0 | 0 |
| Fifth Third Bancorp | COM | 316773100 |  | 267 | 8134 | SH |  | SOLE |  | 8134 | 0 | 0 |
| Financial Select Sector SPDR F | COM | 81369Y605 |  | 243 | 7094 | SH |  | SOLE |  | 7094 | 0 | 0 |
| Finward Bancorp | COM | 31812F109 |  | 386 | 10667 | SH |  | SOLE |  | 10667 | 0 | 0 |
| Fortive Corporation | COM | 34959J108 |  | 1337 | 20810 | SH |  | SOLE |  | 20810 | 0 | 0 |
| General Electric Company | COM | 369604301 |  | 369 | 4402 | SH |  | SOLE |  | 4402 | 0 | 0 |
| Global Payments Inc. | COM | 37940X102 |  | 7838 | 78916 | SH |  | SOLE |  | 78916 | 0 | 0 |
| Golub Capital BDC Inc. | COM | 38173M102 |  | 724 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| Home Depot Inc | COM | 437076102 |  | 2889 | 9147 | SH |  | SOLE |  | 9147 | 0 | 0 |
| Honeywell International Inc. | COM | 438516106 |  | 1315 | 6135 | SH |  | SOLE |  | 6135 | 0 | 0 |
| Howmet Aerospace Inc | COM | 443201108 |  | 1518 | 38525 | SH |  | SOLE |  | 38525 | 0 | 0 |
| Illinois Tool Works Inc | COM | 452308109 |  | 4044 | 18356 | SH |  | SOLE |  | 18356 | 0 | 0 |
| Intel Corp | COM | 458140100 |  | 492 | 18600 | SH |  | SOLE |  | 18600 | 0 | 0 |
| International Flavors  Fragra | COM | 459506101 |  | 9391 | 89570 | SH |  | SOLE |  | 89570 | 0 | 0 |
| Intuit Inc | COM | 461202103 |  | 300 | 770 | SH |  | SOLE |  | 770 | 0 | 0 |
| Jacobs Solutions Inc. | COM | 46982L108 |  | 25300 | 210708 | SH |  | SOLE |  | 210708 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 1659 | 9392 | SH |  | SOLE |  | 9392 | 0 | 0 |
| JPMorgan Chase  Co | COM | 46625H100 |  | 26994 | 201295 | SH |  | SOLE |  | 201295 | 0 | 0 |
| L3Harris Technologies Inc | COM | 502431109 |  | 252 | 1210 | SH |  | SOLE |  | 1210 | 0 | 0 |
| Lilly Eli And Company | COM | 532457108 |  | 1156 | 3159 | SH |  | SOLE |  | 3159 | 0 | 0 |
| Linde PLC | COM | G5494J103 |  | 21000 | 64383 | SH |  | SOLE |  | 64383 | 0 | 0 |
| Lowe's Companies Inc | COM | 548661107 |  | 34716 | 174240 | SH |  | SOLE |  | 174240 | 0 | 0 |
| Maximus Inc | COM | 577933104 |  | 422 | 5755 | SH |  | SOLE |  | 5755 | 0 | 0 |
| McDonald's Corp | COM | 580135101 |  | 1290 | 4894 | SH |  | SOLE |  | 4894 | 0 | 0 |
| McKesson Corp. | COM | 58155Q103 |  | 239 | 637 | SH |  | SOLE |  | 637 | 0 | 0 |
| Medtronic PLC | COM | G5960L103 |  | 10464 | 134637 | SH |  | SOLE |  | 134637 | 0 | 0 |
| Merck  Company | COM | 58933Y105 |  | 220 | 1985 | SH |  | SOLE |  | 1985 | 0 | 0 |
| Microsoft Corp | COM | 594918104 |  | 17656 | 73621 | SH |  | SOLE |  | 73621 | 0 | 0 |
| Mondelez International Inc | COM | 609207105 |  | 440 | 6601 | SH |  | SOLE |  | 6601 | 0 | 0 |
| Nexstar Media Group Inc | COM | 65336K103 |  | 943 | 5390 | SH |  | SOLE |  | 5390 | 0 | 0 |
| Northern Trust Corporation | COM | 665859104 |  | 1222 | 13814 | SH |  | SOLE |  | 13814 | 0 | 0 |
| Nucor Corp | COM | 670346105 |  | 944 | 7160 | SH |  | SOLE |  | 7160 | 0 | 0 |
| PepsiCo Inc | COM | 713448108 |  | 23461 | 129862 | SH |  | SOLE |  | 129862 | 0 | 0 |
| Pfizer Inc | COM | 717081103 |  | 604 | 11789 | SH |  | SOLE |  | 11789 | 0 | 0 |
| Philip Morris Intl Inc | COM | 718172109 |  | 511 | 5049 | SH |  | SOLE |  | 5049 | 0 | 0 |
| Procter  Gamble Company | COM | 742718109 |  | 1869 | 12333 | SH |  | SOLE |  | 12333 | 0 | 0 |
| Raytheon Technologies Corporat | COM | 75513E101 |  | 21502 | 213060 | SH |  | SOLE |  | 213060 | 0 | 0 |
| Salesforce Inc | COM | 79466L302 |  | 11404 | 86006 | SH |  | SOLE |  | 86006 | 0 | 0 |
| State Street Corp | COM | 857477103 |  | 264 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |
| Stryker Corp | COM | 863667101 |  | 1748 | 7149 | SH |  | SOLE |  | 7149 | 0 | 0 |
| Sysco Corp | COM | 871829107 |  | 575 | 7526 | SH |  | SOLE |  | 7526 | 0 | 0 |
| TE Connectivity LTD | COM | H84989104 |  | 18449 | 160707 | SH |  | SOLE |  | 160707 | 0 | 0 |
| The Hershey Company | COM | 427866108 |  | 213 | 919 | SH |  | SOLE |  | 919 | 0 | 0 |
| Thermo Fisher Scientific Inc | COM | 883556102 |  | 52438 | 95223 | SH |  | SOLE |  | 95223 | 0 | 0 |
| Tirex Corp | COM | 88823T106 |  | 0 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| TransDigm Group Inc. | COM | 893641100 |  | 1088 | 1728 | SH |  | SOLE |  | 1728 | 0 | 0 |
| Union Pacific Corporation | COM | 907818108 |  | 26440 | 127684 | SH |  | SOLE |  | 127684 | 0 | 0 |
| UnitedHealth Group Inc | COM | 91324P102 |  | 23377 | 44092 | SH |  | SOLE |  | 44092 | 0 | 0 |
| Visa Inc | COM | 92826C839 |  | 673 | 3240 | SH |  | SOLE |  | 3240 | 0 | 0 |
| Walmart Inc. | COM | 931142103 |  | 322 | 2271 | SH |  | SOLE |  | 2271 | 0 | 0 |
| Walt Disney Co | COM | 254687106 |  | 10774 | 124011 | SH |  | SOLE |  | 124011 | 0 | 0 |
| WEC Energy Group Inc | COM | 92939U106 |  | 520 | 5551 | SH |  | SOLE |  | 5551 | 0 | 0 |
| WW Grainger Inc | COM | 384802104 |  | 595 | 1070 | SH |  | SOLE |  | 1070 | 0 | 0 |
| Invesco QQQ Trust ETF | ETF-EQUITY | 46090E103 |  | 4102 | 15405 | SH |  | SOLE |  | 15405 | 0 | 0 |
| iShares Biotechnology ETF | ETF-EQUITY | 464287556 |  | 1487 | 11327 | SH |  | SOLE |  | 11327 | 0 | 0 |
| iShares Core S 500 ETF | ETF-EQUITY | 464287200 |  | 216 | 562 | SH |  | SOLE |  | 562 | 0 | 0 |
| iShares Core S Mid-Cap ETF | ETF-EQUITY | 464287507 |  | 4106 | 16974 | SH |  | SOLE |  | 16974 | 0 | 0 |
| iShares Core S Small-Cap ETF | ETF-EQUITY | 464287804 |  | 17582 | 185782 | SH |  | SOLE |  | 185782 | 0 | 0 |
| iShares Russell 1000 Growth ET | ETF-EQUITY | 464287614 |  | 713 | 3330 | SH |  | SOLE |  | 3330 | 0 | 0 |
| iShares Russell 1000 Value ETF | ETF-EQUITY | 464287598 |  | 864 | 5701 | SH |  | SOLE |  | 5701 | 0 | 0 |
| iShares Russell 2000 ETF | ETF-EQUITY | 464287655 |  | 3719 | 21328 | SH |  | SOLE |  | 21328 | 0 | 0 |
| iShares Russell Mid-Cap ETF | ETF-EQUITY | 464287499 |  | 204 | 3030 | SH |  | SOLE |  | 3030 | 0 | 0 |
| iShares S 500 Growth ETF | ETF-EQUITY | 464287309 |  | 7888 | 134830 | SH |  | SOLE |  | 134830 | 0 | 0 |
| iShares S 500 Value ETF | ETF-EQUITY | 464287408 |  | 8377 | 57744 | SH |  | SOLE |  | 57744 | 0 | 0 |
| Proshares Ultra QQQ | ETF-EQUITY | 74347R206 |  | 1671 | 47700 | SH |  | SOLE |  | 47700 | 0 | 0 |
| SPDR S 500 ETF | ETF-EQUITY | 78462F103 |  | 4574 | 11960 | SH |  | SOLE |  | 11960 | 0 | 0 |
| Vanguard S 500 ETF | ETF-EQUITY | 922908363 |  | 1538 | 4378 | SH |  | SOLE |  | 4378 | 0 | 0 |
| Invesco Exchange-Traded Fund T | ETF-FRGN EQU | 46138E743 |  | 683 | 16444 | SH |  | SOLE |  | 16444 | 0 | 0 |
| iShares Core MSCI EAFE ETF | ETF-FRGN EQU | 46432F842 |  | 3176 | 51533 | SH |  | SOLE |  | 51533 | 0 | 0 |
| iShares Core MSCI Emerging Mar | ETF-FRGN EQU | 46434G103 |  | 3255 | 69701 | SH |  | SOLE |  | 69701 | 0 | 0 |
| iShares MSCI EAFE ETF | ETF-FRGN EQU | 464287465 |  | 7788 | 118650 | SH |  | SOLE |  | 118650 | 0 | 0 |
| iShares MSCI Emerging Markets | ETF-FRGN EQU | 464287234 |  | 14421 | 380507 | SH |  | SOLE |  | 380507 | 0 | 0 |
| Vanguard FTSE Emerging Market | ETF-FRGN EQU | 922042858 |  | 1091 | 27987 | SH |  | SOLE |  | 27987 | 0 | 0 |

---