# EDGAR Filing Document

**Accession Number:** 0001476179
**File Stem:** 0001398344-23-003052
**Filing Date:** 2023-2
**Character Count:** 8230
**Document Hash:** 1e8c471d9e47cf7a58ac4e84c65d3bb1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-23-003052.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001398344-23-003052

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Firsthand Capital Management, Inc.
- **CENTRAL INDEX KEY:** 0001476179
- **IRS NUMBER:** 270416642
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13609
- **FILM NUMBER:** 23620430

**BUSINESS ADDRESS:**
- **STREET 1:** 150 ALMADEN BLVD.
- **STREET 2:** SUITE 1250
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95113
- **BUSINESS PHONE:** 408-624-9530

**MAIL ADDRESS:**
- **STREET 1:** 150 ALMADEN BLVD.
- **STREET 2:** SUITE 1250
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95113

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SiVest Group, Inc.
- **DATE OF NAME CHANGE:** 20091104

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Firsthand Capital Management Inc.<br>**Address:** 150 ALMADEN BLVD.<br>SUITE 1250<br>SAN JOSE, CA 95113

**Form 13F File Number:** 028-13609

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Kevin M. Landis<br>**Title:** President<br>**Phone:** 408-886-7096

**Signature, Place, and Date of Signing:**

/s/ Kevin M. Landis  San Jose, CA  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 43

**Form 13F Information Table Value Total:** $85689245

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Wolfspeed Inc. | Common Stock | 977852102 |  | 13117600 | 190000 | SH |  | SOLE |  | 190000 | 0 | 0 |
| Roku Inc. | Common Stock | 77543R102 |  | 9808700 | 241000 | SH |  | SOLE |  | 241000 | 0 | 0 |
| Enphase Energy Inc. | Common Stock | 29355A107 |  | 8743680 | 33000 | SH |  | SOLE |  | 33000 | 0 | 0 |
| Chegg Inc. | Common Stock | 163092109 |  | 6570200 | 260000 | SH |  | SOLE |  | 260000 | 0 | 0 |
| SolarEdge Technologies Inc. | Common Stock | 83417M104 |  | 3965780 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| Cloudflare Inc. | Common Stock | 18915M107 |  | 3616800 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| Zscaler Inc. | Common Stock | 98980G102 |  | 3357000 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| DocuSign Inc. | Common Stock | 256163106 |  | 3325200 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| Domo Inc. | Common Stock | 257554105 |  | 3275200 | 230000 | SH |  | SOLE |  | 230000 | 0 | 0 |
| Bill.com Holdings Inc. | Common Stock | 090043100 |  | 3268800 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| Kratos Defense  Security Solutions Inc. | Common Stock | 50077B207 |  | 3199200 | 310000 | SH |  | SOLE |  | 310000 | 0 | 0 |
| PagerDuty Inc. | Common Stock | 69553P100 |  | 3187200 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| Netflix Inc. | Common Stock | 64110L106 |  | 2948800 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| monday.com Ltd. | Common Stock | M7S64H106 |  | 2440000 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| Palo Alto Networks Inc. | Common Stock | 697435105 |  | 2093100 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| Workday Inc. | Common Stock | 98138H101 |  | 1673300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Twilio Inc. | Common Stock | 90138F102 |  | 1468800 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| MongoDBInc. | Common Stock | 60937P106 |  | 984200 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| First Solar Inc. | Common Stock | 336433107 |  | 748950 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| Quanta Services Inc. | Common Stock | 74762E102 |  | 712500 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| PayPal Holdings Inc. | Common Stock | 70450Y103 |  | 712200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Okta Inc. | Common Stock | 679295105 |  | 683300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ON Semiconductor Corp. | Common Stock | 682189105 |  | 623700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Tesla Motors Inc. | Common Stock | 88160R101 |  | 615900 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ChargePoint Holdings Inc. | Common Stock | 15961R105 |  | 571800 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| SunPower Corp. - Class B | Common Stock | 867652406 |  | 539656 | 29931 | SH |  | SOLE |  | 29931 | 0 | 0 |
| Corning Inc. | Common Stock | 219350105 |  | 525732 | 16460 | SH |  | SOLE |  | 16460 | 0 | 0 |
| Aspen Aerogels Inc. | Common Stock | 04523Y105 |  | 412650 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| Fastly Inc. | Common Stock | 31188V100 |  | 409500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| Itron Inc. | Common Stock | 465741106 |  | 281867 | 5565 | SH |  | SOLE |  | 5565 | 0 | 0 |
| Sunrun Inc. | Common Stock | 86771W105 |  | 278632 | 11600 | SH |  | SOLE |  | 11600 | 0 | 0 |
| Sunnova Energy International Inc. | ADR | 86745K104 |  | 270150 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| EVgo Inc. | Common Stock | 30052F100 |  | 268200 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| ABB LTD. | Common Stock | 000375204 |  | 213220 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| Koninklijke (Royal) Philips Electronics N.V. | Common Stock | 500472303 |  | 163196 | 10887 | SH |  | SOLE |  | 10887 | 0 | 0 |
| Tempo Automation Inc. | Common Stock | 88024M108 |  | 154140 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| Lesaka Technologies Inc. | Common Stock | 64107N206 |  | 136500 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| Coursera Inc. | Common Stock | 22266M104 |  | 118300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Astra Space Inc. | Common Stock | 04634X103 |  | 86760 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CytoDyn Inc. | ADR | 23283M101 |  | 50114 | 222730 | SH |  | SOLE |  | 222730 | 0 | 0 |
| Curaleaf Holdings Inc. | Common Stock | 23126M102 |  | 42973 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Orion Energy Systems Inc. | Common Stock | 686275108 |  | 25480 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| Swvl Holdings Corp Warrant | Common Stock | G86302117 |  | 265 | 13333 | SH |  | SOLE |  | 13333 | 0 | 0 |

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