# EDGAR Filing Document

**Accession Number:** 0000078150
**File Stem:** 0001564590-23-000006
**Filing Date:** 2023-1
**Character Count:** 13073
**Document Hash:** 47f92b572743fc174a07bd033151a09f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001564590-23-000006.hdr.sgml**: 20230103

**ACCESSION NUMBER**: 0001564590-23-000006

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230103

**FILED AS OF DATE**: 20230103

**DATE AS OF CHANGE**: 20230103

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PLDT Inc.
- **CENTRAL INDEX KEY:** 0000078150
- **STANDARD INDUSTRIAL CLASSIFICATION:** TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-03006
- **FILM NUMBER:** 23500285

**BUSINESS ADDRESS:**
- **STREET 1:** RAMON CONJUANGCO BLDG
- **STREET 2:** MAKATI AVE
- **CITY:** MAKATI METRO MANILA
- **STATE:** R6
- **ZIP:** 0721
- **BUSINESS PHONE:** 0116328168553

**MAIL ADDRESS:**
- **STREET 1:** RAMON CONJUANGCO BLDG
- **STREET 2:** MAKATI AVE
- **CITY:** MAKATI METRO MANILA
- **STATE:** R6
- **ZIP:** 0721

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PHILIPPINE LONG DISTANCE TELEPHONE CO
- **DATE OF NAME CHANGE:** 19940303

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

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### FORM 6-K

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#### REPORT OF FOREIGN ISSUER

#### PURSUANT TO RULE 13a-16 OR 15d-16

#### OF THE SECURITIES EXCHANGE ACT OF 1934

#### For the month of January 2023

#### (Commission File No. 1-03006)

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## PLDT Inc.

#### (Translation of registrant's name into English)

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#### Ramon Cojuangco Building

#### Makati Avenue

#### Makati City

#### Philippines

#### (Address of registrant's principal executive office)

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Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):

&nbsp;&nbsp;&nbsp;&nbsp;Yes ☐&nbsp;&nbsp;&nbsp;&nbsp;No ☒

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):

&nbsp;&nbsp;&nbsp;&nbsp;Yes ☐&nbsp;&nbsp;&nbsp;&nbsp;No ☒

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

&nbsp;&nbsp;&nbsp;&nbsp;Yes ☐&nbsp;&nbsp;&nbsp;&nbsp;No ☒

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NOTE REGARDING FORWARD-LOOKING STATEMENTS

Some information in this report may contain forward-looking statements within the meaning of Section 27A of the U.S. Securities Act of 1933 and Section 21E of the U.S. Securities Exchange Act of 1934. We have based these forward-looking statements on our current beliefs, expectations and intentions as to facts, actions and events that will or may occur in the future. Such statements generally are identified by forward-looking words such as "believe," "plan," "anticipate," "continue," "estimate," "expect," "may," "will" or other similar words.

A forward-looking statement may include a statement of the assumptions or bases underlying the forward-looking statement. We have chosen these assumptions or bases in good faith. These forward-looking statements are subject to risks, uncertainties and assumptions, some of which are beyond our control. In addition, these forward-looking statements reflect our current views with respect to future events and are not a guarantee of future performance. Actual results may differ materially from information contained in the forward-looking statements as a result of a number of factors, including, without limitation, the risk factors set forth in "Item 3. Key Information – Risk Factors" in our annual report on Form 20-F for the fiscal year ended December 31, 2021. You should also keep in mind that any forward-looking statement made by us in this report or elsewhere speaks only as at the date on which we made it. New risks and uncertainties come up from time to time, and it is impossible for us to predict these events or how they may affect us. We have no duty to, and do not intend to, update or revise the statements in this report after the date hereof. In light of these risks and uncertainties, you should keep in mind that actual results may differ materially from any forward-looking statement made in this report or elsewhere.

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#### EXHIBIT INDEX

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| | | |
|:---|:---|:---|
| **Exhibit** | **Description** | **Description** |
| &nbsp;&nbsp; 99.1 |  | &nbsp;&nbsp;&nbsp;&nbsp; Copies of the disclosure letters that we filed today with the Philippine Stock Exchange, Inc., the Securities and Exchange Commission and Philippine Dealing and Exchange Corp. with respect to certain disclosable event/information |

---

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

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| | |
|:---|:---|
| PLDT Inc. | PLDT Inc. |
| By: | /s/ Marilyn A. Victorio-Aquino<br>|
| Name: | Marilyn A. Victorio-Aquino |
| Title: | Corporate Secretary |

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Date: January 3, 2023

## Exhibit 99.1

#### Exhibit 99.1

#### EXHIBITS
<u>Exhibit Number</u> <u>Page</u> <br> 99.1 Copies of the disclosure letters that we filed today with the Philippine Stock Exchange, Inc. the Securities and Exchange Commission and Philippine Dealing and Exchange Corp. with respect to certain disclosable event/information

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January 3, 2023

Philippine Stock Exchange, Inc.

6/F Philippine Stock Exchange Tower

28<sup>th</sup> Street corner 5<sup>th</sup> Avenue

Bonifacio Global City, Taguig City

Attention: Ms. Alexandra D. Tom Wong

<u>OIC - Disclosure Department</u>

Gentlemen:

In compliance with Section 17.1 (b) of the Securities Regulation Code and SRC Rule 17.1.1.1.3(b).2, we submit herewith a copy of SEC Form 17-C with respect to certain disclosable event/information.

This shall also serve as the disclosure letter for the purpose of complying with PSE Revised Disclosure Rules.

Very truly yours,

<u>/s/Marilyn A. Victorio-Aquino</u>

Marilyn A. Victorio-Aquino

Corporate Secretary

Page 1 of 6

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January 3, 2023

Securities & Exchange Commission

G/F Secretariat Building,

PICC Complex, Roxas Boulevard,

Pasay City, 1307

Attention: Mr. Vicente Graciano P. Felizmenio, Jr.

<u>Director – Markets and Securities Regulation Dept.</u>

Gentlemen:

In compliance with Section 17.1 (b) of the Securities Regulation Code and SRC Rule 17.1.1.1.3(a), we submit herewith two (2) copies of SEC Form 17-C with respect to certain disclosable event/information.

Very truly yours,

<u>/s/Marilyn A. Victorio-Aquino</u>

Marilyn A. Victorio-Aquino

Corporate Secretary

Page 2 of 6

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January 3, 2023

Philippine Dealing and Exchange Corp.

29<sup>th</sup> Floor BDO Equitable Tower,

8751 Paseo de Roxas, Makati City 1226

Attention: Atty. Marie Rose M. Magallen-Lirio

<u>Head – Issuer Compliance and Disclosure Department</u>

Gentlemen:

In compliance with Section 17.1 (b) of the Securities Regulation Code and SRC Rule 17.1.1.1.3(b).2, we submit herewith a copy of SEC Form 17-C with respect to certain disclosable event/information.

Very truly yours,

<u>/s/Marilyn A. Victorio-Aquino</u>

Marilyn A. Victorio-Aquino

Corporate Secretary

Page 3 of 6

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### COVER SHEET

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| | | | | |
|:---|:---|:---|:---|:---|
| SEC Registration Number | SEC Registration Number | SEC Registration Number | SEC Registration Number | SEC Registration Number |
| **P** | **W** | **-** | **5** | **5** |

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Company Name

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **P** | **L** | **D** | **T** | **I** | **N** | C. |

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Principal Office (No./Street/Barangay/City/Town/Province)

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| | | | | | | | | | | | | | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **R** | **A** | **M** | **O** | **N** |  | **C** | **O** | **J** | **U** | **A** | **N** | **G** | **C** | **O** | **B** | **U** | **I** | **L** | **D** | **I** | **N** | **G** |
| **M** | **A** | **K** | **A** | **T** | **I** |  | **A** | **V** | **E** | **N** | **U** | **E** |  |  |  |  |  |  |  |  |  |  |
| **M** | **A** | **K** | **A** | **T** | **I** |  | **C** | **I** | **T** | **Y** |  |  |  |  |  |  |  |  |  |  |  |  |

---

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| | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Form Type | Form Type | Form Type | Form Type | Department requiring the report | Department requiring the report | Department requiring the report | Department requiring the report | Department requiring the report | Secondary License Type, If Applicable |
|  | **17** | **-** | **C** |  | **M** | **S** | **R** | **D** |  |

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#### COMPANY INFORMATION
  <u> Company's Email Address</u>   <u> Company's Telephone Number/s</u>   <u> Mobile Number</u>   <br>              

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| | |
|:---|:---|
| No. of Stockholders | Fiscal Year<br>Month/Day |
| **11,434**<br> **As of November 30, 2022**<br> **Every 2<sup>nd</sup> Tuesday of June** | **December 31** |

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#### CONTACT PERSON INFORMATION The designated contact person MUST be an Officer of the Corporation

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| | | | |
|:---|:---|:---|:---|
| Name of Contact Person | Email Address | Telephone Number/s | Mobile Number |
| **Marilyn A. Victorio-Aquino** | **<u>mvaquino@pldt.com.ph</u>**  | **82500254** |  |
| Name of Contact Person | Email Address | Telephone Number/s | Mobile Number |

---

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| |
|:---|
| Contact Person's Address |
| **9/F MGO Building, Legaspi St. corner Dela Rosa St., Makati City** |

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**Note: In case of death, resignation or cessation of office of the officer designated as contact person, such incident shall be reported to the Commission within thirty (30) calendar days from the occurrence thereof with information and complete contact details of the new contact person designated.**

Page 4 of 6

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#### SECURITIES AND EXCHANGE COMMISSION
CURRENT REPORT UNDER SECTION 17

OF THE SECURITIES REGULATION CODE

AND SRC RULE 17.1

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| | | |
|:---|:---|:---|
| 1. | January 3, 2023  | January 3, 2023  |
|  | Date of Report (Date of earliest event reported) | Date of Report (Date of earliest event reported) |
| 2. | SEC Identification Number PW-55 | SEC Identification Number PW-55 |
| 3. | BIR Tax Identification No. 000-488-793-00000 | BIR Tax Identification No. 000-488-793-00000 |
| 4. | PLDT Inc. | PLDT Inc. |
|  | Exact name of issuer as specified in its charter | Exact name of issuer as specified in its charter |
| 5. | PHILIPPINES | 6. ____________ (SEC Use Only) |
|  | Province, country or other jurisdiction of Incorporation | &nbsp;&nbsp;&nbsp;&nbsp;Industry Classification Code |
| 7. | Ramon Cojuangco Building, Makati Avenue, Makati City | 1200 |
|  | Address of principal office | Postal Code |
| 8. | (632) 8250-0254  |  |
|  | Issuer's telephone number, including area code | Issuer's telephone number, including area code |
| 9. | Not Applicable  |  |
|  | Former name or former address, if changed since last report | Former name or former address, if changed since last report |
| 10. | Securities registered pursuant to Sections 8 and 12 of the Securities Regulation Code and Sections 4 and 8 of the Revised Securities Act | Securities registered pursuant to Sections 8 and 12 of the Securities Regulation Code and Sections 4 and 8 of the Revised Securities Act |

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| | |
|:---|:---|
| Title of Each Class | Number of Shares of Common Stock<br> Outstanding and Amount of Debt Outstanding |

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Page 5 of 6

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11. Item 4 (Resignation, Removal or Election of Registrant's Directors or Officers)

We disclose the separation from service of the following officers of the Company due to their availment of the Company's Manpower Reduction Program:

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| | | |
|:---|:---|:---|
| Name | Position | Effective Date |
| Princesita P. Katigbak | First Vice President | January 1, 2023 |
| Marven S. Jardiel | Vice President | January 1, 2023 |

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The aforementioned event is not expected to have any significant impact on the Company's current or future operations, financial position or results of operations.

Pursuant to the requirements of the Securities Regulation Code, PLDT Inc. has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

PLDT Inc.

By:

<u>/s/Marilyn A. Victorio-Aquino</u>

Marilyn A. Victorio-Aquino

Corporate Secretary

January 3, 2023

Page 6 of 6

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#### Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | | |
|:---|:---|:---|
|  |  | PLDT Inc.<br>|
| By | : | /s/ Marilyn A. Victorio-Aquino |
| Name | : | Marilyn A. Victorio-Aquino |
| Title | : | Corporate Secretary<br>|

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Date: January 3, 2023