# EDGAR Filing Document

**Accession Number:** 0001504619
**File Stem:** 0001193125-23-013574
**Filing Date:** 2023-1
**Character Count:** 3178
**Document Hash:** 4fb0d6d0bd1e27b22d0f8e56f6f76523
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-013574.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001193125-23-013574

**CONFORMED SUBMISSION TYPE**: 497AD

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PennantPark Floating Rate Capital Ltd.
- **CENTRAL INDEX KEY:** 0001504619
- **IRS NUMBER:** 273794690
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 497AD
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-268813
- **FILM NUMBER:** 23545799

**BUSINESS ADDRESS:**
- **STREET 1:** 590 MADISON AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** (212) 905-1000

**MAIL ADDRESS:**
- **STREET 1:** 590 MADISON AVENUE
- **STREET 2:** 15TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PennantPark Senior Floating Rate Fund Inc.
- **DATE OF NAME CHANGE:** 20101029

Filed Pursuant to Rule 497(a)

Registration No. 333-268813

Rule 482ad

**PennantPark Floating Rate Capital Ltd.** 

**4,250,000 Shares of Common Stock** 

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| | |
|:---|:---|
| Issuer: | PennantPark Floating Rate Capital Ltd. |
| Symbol / Listing: | PFLT (NYSE) |
| Base shares offered: | 4,250,000 shares of common stock (100% primary) |
| Greenshoe: | 15% (100% Primary) |
| Price Per Share to the Public: | $11.10 |
| Trade date: | January 23, 2023 |
| Closing date: | January 26, 2023 |
| CUSIP No.: | 70806A106 |
| Joint Bookrunners: | Morgan Stanley & Co. LLC<br> UBS Securities LLC<br> Goldman Sachs & Co. LLC<br> J.P. Morgan Securities LLC<br> Keefe, Bruyette & Woods, Inc. |
| Co-Managers: | JMP Securities LLC <br> Maxim Group LLC<br> Oppenheimer & Co. Inc.<br> Ladenburg Thalmann & Co. Inc. |

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PennantPark Floating Rate Capital Ltd. filed a registration statement (including a preliminary prospectus) with the Securities and Exchange Commission for the offering to which this communication relates, which has been declared effective. Before you invest, you should read the preliminary prospectus supplement, dated January 23, 2023, for this offering or, when available, the final prospectus supplement, together in each case with the base prospectus in that registration statement, dated January 9, 2023, and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. This communication shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

Copies of the preliminary and, when available, the final prospectus supplement relating to the shares of common stock offered in this offering, along with the accompanying prospectus, may be obtained by contacting Morgan Stanley & Co. LLC, Prospectus Department, 180 Varick Street, New York, NY 10014.