# EDGAR Filing Document

**Accession Number:** 0000940942
**File Stem:** 0001567619-23-000364
**Filing Date:** 2023-1
**Character Count:** 7171
**Document Hash:** 6f3da82b70f14832018ec5f4a3a2c6b1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-000364.hdr.sgml**: 20230104

**ACCESSION NUMBER**: 0001567619-23-000364

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230102

**FILED AS OF DATE**: 20230104

**DATE AS OF CHANGE**: 20230104

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** YEAGER DAVID P
- **CENTRAL INDEX KEY:** 0001243751

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-27754
- **FILM NUMBER:** 23509197

**MAIL ADDRESS:**
- **STREET 1:** 3050 HIGHLAND PARKWAY
- **STREET 2:** STE 100
- **CITY:** DOWNERS GROVA
- **STATE:** IL
- **ZIP:** 60515
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hub Group, Inc.
- **CENTRAL INDEX KEY:** 0000940942
- **STANDARD INDUSTRIAL CLASSIFICATION:** ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731]
- **IRS NUMBER:** 364007085
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2001 HUB GROUP WAY
- **CITY:** OAK BROOK
- **STATE:** IL
- **ZIP:** 60523
- **BUSINESS PHONE:** 6302713653

**MAIL ADDRESS:**
- **STREET 1:** 2001 HUB GROUP WAY
- **CITY:** OAK BROOK
- **STATE:** IL
- **ZIP:** 60523

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Hub Group
- **DATE OF NAME CHANGE:** 20160718

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HUB GROUP INC
- **DATE OF NAME CHANGE:** 19950313

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>YEAGER DAVID P<br><sub>(Last) (First) (Middle)</sub><br>2001 HUB GROUP WAY<br><sub>(Street)</sub><br>OAK BROOK, IL 60523<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-01-02 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Executive Chairman_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Hub Group, Inc. [ HUBG ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-01-02 |  | A<sup>(1)</sup> |  | 40000 | A | $0 | 93058 | D |  |
| Class A Common Stock | 2023-01-02 |  | F |  | 26069 | D | $79.49 | 66989 | D |  |
| Class A Common Stock | 2023-01-02 |  | A |  | 10261<sup>(2)</sup> | A | $0 | 77250 | D |  |
| Class B Common Stock |  |  |  |  |  |  |  | 15259<sup>(3)(4)</sup> | I | By Trust |
| Class B Common Stock |  |  |  |  |  |  |  | 176276<sup>(3)(4)</sup> | I | By Trust |
| Class B Common Stock |  |  |  |  |  |  |  | 51624<sup>(3)(4)</sup> | I | By Trust |
| Class B Common Stock |  |  |  |  |  |  |  | 51624<sup>(3)(4)</sup> | I | By Trust |
| Class B Common Stock |  |  |  |  |  |  |  | 51624<sup>(3)(4)</sup> | I | By Trust |
| Class B Common Stock |  |  |  |  |  |  |  | 46879<sup>(3)(4)</sup> | I | By Trust |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Shares awarded upon vesting of performance-based restricted stock awards granted on January 2, 2020.

(2) This award of restricted stock vests over a five year period.

(3) The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 574,903 share of Class B Common Stock.

(4) The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

**Signature:** /s/ Thomas P. LaFrance for David P. Yeager  
**Date:** 2023-01-04

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**