# EDGAR Filing Document

**Accession Number:** 0001566414
**File Stem:** 0001754960-23-000044
**Filing Date:** 2023-1
**Character Count:** 25662
**Document Hash:** 38fb02aa7f395e75c01b281f21e88626
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001754960-23-000044.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001754960-23-000044

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230126

**EFFECTIVENESS DATE**: 20230127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SignalPoint Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001566414
- **IRS NUMBER:** 262727476
- **STATE OF INCORPORATION:** MO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15113
- **FILM NUMBER:** 23559042

**BUSINESS ADDRESS:**
- **STREET 1:** 1201 E. WALNUT STREET
- **CITY:** SPRINGFIELD
- **STATE:** MO
- **ZIP:** 65802
- **BUSINESS PHONE:** 417-869-9980

**MAIL ADDRESS:**
- **STREET 1:** 1201 E. WALNUT STREET
- **CITY:** SPRINGFIELD
- **STATE:** MO
- **ZIP:** 65802

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SignalPoint Asset Management LLC<br>**Address:** 1201 E. WALNUT STREET<br>SPRINGFIELD, MO 65802

**Form 13F File Number:** 028-15113

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael Orzel<br>**Title:** Chief Operations Officer<br>**Phone:** 417-869-9981

**Signature, Place, and Date of Signing:**

Michael Orzel  Spirngfield, MO  01-26-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 218

**Form 13F Information Table Value Total:** $286552000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| LINDE PLC | SHS | G5494J103 |  | 205000 | 627 | SH |  | SOLE |  | 0 | 0 | 627 |
| AT INC | COM | 00206R102 |  | 465000 | 25253 | SH |  | SOLE |  | 0 | 0 | 25253 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 317000 | 10159 | SH |  | SOLE |  | 0 | 0 | 10159 |
| ABBOTT LABS | COM | 002824100 |  | 653000 | 5952 | SH |  | SOLE |  | 0 | 0 | 5952 |
| ABBVIE INC | COM | 00287Y109 |  | 1685000 | 10426 | SH |  | SOLE |  | 0 | 0 | 10426 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 |  | 300000 | 32587 | SH |  | SOLE |  | 0 | 0 | 32587 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2414000 | 27211 | SH |  | SOLE |  | 0 | 0 | 27211 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1967000 | 22290 | SH |  | SOLE |  | 0 | 0 | 22290 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 212000 | 4640 | SH |  | SOLE |  | 0 | 0 | 4640 |
| AMAZON COM INC | COM | 023135106 |  | 2645000 | 31488 | SH |  | SOLE |  | 0 | 0 | 31488 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 484000 | 3278 | SH |  | SOLE |  | 0 | 0 | 3278 |
| AMGEN INC | COM | 031162100 |  | 306000 | 1166 | SH |  | SOLE |  | 0 | 0 | 1166 |
| APPLE INC | COM | 037833100 |  | 24826000 | 191073 | SH |  | SOLE |  | 0 | 0 | 191073 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 253000 | 1059 | SH |  | SOLE |  | 0 | 0 | 1059 |
| AUTOZONE INC | COM | 053332102 |  | 229000 | 93 | SH |  | SOLE |  | 0 | 0 | 93 |
| BANK AMERICA CORP | COM | 060505104 |  | 1175000 | 35466 | SH |  | SOLE |  | 0 | 0 | 35466 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 2897000 | 9380 | SH |  | SOLE |  | 0 | 0 | 9380 |
| BOEING CO | COM | 097023105 |  | 577000 | 3030 | SH |  | SOLE |  | 0 | 0 | 3030 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 332000 | 4621 | SH |  | SOLE |  | 0 | 0 | 4621 |
| BROADCOM INC | COM | 11135F101 |  | 679000 | 1215 | SH |  | SOLE |  | 0 | 0 | 1215 |
| CIGNA CORP NEW | COM | 125523100 |  | 315000 | 951 | SH |  | SOLE |  | 0 | 0 | 951 |
| CVS HEALTH CORP | COM | 126650100 |  | 275000 | 2948 | SH |  | SOLE |  | 0 | 0 | 2948 |
| CATERPILLAR INC | COM | 149123101 |  | 852000 | 3558 | SH |  | SOLE |  | 0 | 0 | 3558 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2656000 | 14797 | SH |  | SOLE |  | 0 | 0 | 14797 |
| CISCO SYS INC | COM | 17275R102 |  | 604000 | 12688 | SH |  | SOLE |  | 0 | 0 | 12688 |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 |  | 65000 | 70466 | SH |  | SOLE |  | 0 | 0 | 70466 |
| COCA COLA CO | COM | 191216100 |  | 432000 | 6786 | SH |  | SOLE |  | 0 | 0 | 6786 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 308000 | 8815 | SH |  | SOLE |  | 0 | 0 | 8815 |
| COMMERCE BANCSHARES INC | COM | 200525103 |  | 254000 | 3727 | SH |  | SOLE |  | 0 | 0 | 3727 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 1138000 | 9644 | SH |  | SOLE |  | 0 | 0 | 9644 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 202000 | 2119 | SH |  | SOLE |  | 0 | 0 | 2119 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 442000 | 969 | SH |  | SOLE |  | 0 | 0 | 969 |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 167000 | 14828 | SH |  | SOLE |  | 0 | 0 | 14828 |
| DEERE  CO | COM | 244199105 |  | 266000 | 621 | SH |  | SOLE |  | 0 | 0 | 621 |
| DISNEY WALT CO | COM | 254687106 |  | 212000 | 2440 | SH |  | SOLE |  | 0 | 0 | 2440 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 240000 | 3922 | SH |  | SOLE |  | 0 | 0 | 3922 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 459000 | 4455 | SH |  | SOLE |  | 0 | 0 | 4455 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 503000 | 6745 | SH |  | SOLE |  | 0 | 0 | 6745 |
| EMERSON ELEC CO | COM | 291011104 |  | 545000 | 5673 | SH |  | SOLE |  | 0 | 0 | 5673 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 354000 | 14683 | SH |  | SOLE |  | 0 | 0 | 14683 |
| EXACT SCIENCES CORP | COM | 30063P105 |  | 321000 | 6492 | SH |  | SOLE |  | 0 | 0 | 6492 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3299000 | 29911 | SH |  | SOLE |  | 0 | 0 | 29911 |
| META PLATFORMS INC | CL A | 30303M102 |  | 390000 | 3240 | SH |  | SOLE |  | 0 | 0 | 3240 |
| FASTENAL CO | COM | 311900104 |  | 365000 | 7704 | SH |  | SOLE |  | 0 | 0 | 7704 |
| FIRST BANCSHARES INC MS | COM | 318916103 |  | 2668000 | 143502 | SH |  | SOLE |  | 0 | 0 | 143502 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 6025000 | 80384 | SH |  | SOLE |  | 0 | 0 | 80384 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 1018000 | 6603 | SH |  | SOLE |  | 0 | 0 | 6603 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 4075000 | 102095 | SH |  | SOLE |  | 0 | 0 | 102095 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 572000 | 11867 | SH |  | SOLE |  | 0 | 0 | 11867 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 |  | 591000 | 9409 | SH |  | SOLE |  | 0 | 0 | 9409 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 377000 | 22087 | SH |  | SOLE |  | 0 | 0 | 22087 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 |  | 878000 | 21431 | SH |  | SOLE |  | 0 | 0 | 21431 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 1018000 | 9364 | SH |  | SOLE |  | 0 | 0 | 9364 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 658000 | 12781 | SH |  | SOLE |  | 0 | 0 | 12781 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 295000 | 4877 | SH |  | SOLE |  | 0 | 0 | 4877 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 |  | 1307000 | 14278 | SH |  | SOLE |  | 0 | 0 | 14278 |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 |  | 297000 | 8951 | SH |  | SOLE |  | 0 | 0 | 8951 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 740000 | 12843 | SH |  | SOLE |  | 0 | 0 | 12843 |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 33734X200 |  | 325000 | 14789 | SH |  | SOLE |  | 0 | 0 | 14789 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 2618000 | 39788 | SH |  | SOLE |  | 0 | 0 | 39788 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 1648000 | 18028 | SH |  | SOLE |  | 0 | 0 | 18028 |
| FIRST TR EXCH TRD ALPHDX FD | ASIA EX JAPAN | 33737J109 |  | 793000 | 31013 | SH |  | SOLE |  | 0 | 0 | 31013 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 794000 | 24611 | SH |  | SOLE |  | 0 | 0 | 24611 |
| FIRST TR EXCH TRD ALPHDX FD | LATIN AMER ALP | 33737J125 |  | 551000 | 32847 | SH |  | SOLE |  | 0 | 0 | 32847 |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 33737J158 |  | 596000 | 14035 | SH |  | SOLE |  | 0 | 0 | 14035 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 2865000 | 60019 | SH |  | SOLE |  | 0 | 0 | 60019 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 893000 | 42440 | SH |  | SOLE |  | 0 | 0 | 42440 |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 |  | 519000 | 19459 | SH |  | SOLE |  | 0 | 0 | 19459 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 1788000 | 37416 | SH |  | SOLE |  | 0 | 0 | 37416 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 2142000 | 48769 | SH |  | SOLE |  | 0 | 0 | 48769 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 2733000 | 57639 | SH |  | SOLE |  | 0 | 0 | 57639 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 1281000 | 21549 | SH |  | SOLE |  | 0 | 0 | 21549 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 7751000 | 176469 | SH |  | SOLE |  | 0 | 0 | 176469 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 1701000 | 65283 | SH |  | SOLE |  | 0 | 0 | 65283 |
| FORD MTR CO DEL | COM | 345370860 |  | 281000 | 24162 | SH |  | SOLE |  | 0 | 0 | 24162 |
| GENERAL MLS INC | COM | 370334104 |  | 257000 | 3063 | SH |  | SOLE |  | 0 | 0 | 3063 |
| HELMERICH  PAYNE INC | COM | 423452101 |  | 303000 | 6119 | SH |  | SOLE |  | 0 | 0 | 6119 |
| HENRY JACK  ASSOC INC | COM | 426281101 |  | 1404000 | 8000 | SH |  | SOLE |  | 0 | 0 | 8000 |
| HERSHEY CO | COM | 427866108 |  | 337000 | 1456 | SH |  | SOLE |  | 0 | 0 | 1456 |
| HOME DEPOT INC | COM | 437076102 |  | 490000 | 1551 | SH |  | SOLE |  | 0 | 0 | 1551 |
| HONEYWELL INTL INC | COM | 438516106 |  | 234000 | 1093 | SH |  | SOLE |  | 0 | 0 | 1093 |
| IDEXX LABS INC | COM | 45168D104 |  | 581000 | 1425 | SH |  | SOLE |  | 0 | 0 | 1425 |
| INTEL CORP | COM | 458140100 |  | 317000 | 11985 | SH |  | SOLE |  | 0 | 0 | 11985 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 584000 | 4143 | SH |  | SOLE |  | 0 | 0 | 4143 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1907000 | 7160 | SH |  | SOLE |  | 0 | 0 | 7160 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 2691000 | 9750 | SH |  | SOLE |  | 0 | 0 | 9750 |
| INVESCO EXCHANGE TRADED FD T | S EQL UTL | 46137V274 |  | 1126000 | 9679 | SH |  | SOLE |  | 0 | 0 | 9679 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 6361000 | 26178 | SH |  | SOLE |  | 0 | 0 | 26178 |
| INVESCO EXCHANGE TRADED FD T | S EQL REL | 46137V290 |  | 805000 | 26190 | SH |  | SOLE |  | 0 | 0 | 26190 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 46137V308 |  | 552000 | 6447 | SH |  | SOLE |  | 0 | 0 | 6447 |
| INVESCO EXCHANGE TRADED FD T | S EQL MAT | 46137V316 |  | 851000 | 5365 | SH |  | SOLE |  | 0 | 0 | 5365 |
| INVESCO EXCHANGE TRADED FD T | S EQL IND | 46137V324 |  | 2643000 | 14824 | SH |  | SOLE |  | 0 | 0 | 14824 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 3669000 | 12718 | SH |  | SOLE |  | 0 | 0 | 12718 |
| INVESCO EXCHANGE TRADED FD T | S EQL FIN | 46137V340 |  | 3254000 | 57685 | SH |  | SOLE |  | 0 | 0 | 57685 |
| INVESCO EXCHANGE TRADED FD T | S EQL ENR | 46137V365 |  | 1412000 | 19424 | SH |  | SOLE |  | 0 | 0 | 19424 |
| INVESCO EXCHANGE TRADED FD T | S EQL STP | 46137V373 |  | 1489000 | 8735 | SH |  | SOLE |  | 0 | 0 | 8735 |
| INVESCO EXCHANGE TRADED FD T | S EQL DIS | 46137V381 |  | 2679000 | 22740 | SH |  | SOLE |  | 0 | 0 | 22740 |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 46137V589 |  | 513000 | 54376 | SH |  | SOLE |  | 0 | 0 | 54376 |
| INVESCO EXCHANGE TRADED FD T | DWA BASIC MATL | 46137V704 |  | 274000 | 3471 | SH |  | SOLE |  | 0 | 0 | 3471 |
| INVESCO EXCHANGE TRADED FD T | DYNMC BIOTECH | 46137V787 |  | 424000 | 6681 | SH |  | SOLE |  | 0 | 0 | 6681 |
| INVESCO EXCHANGE TRADED FD T | DWA UTILS MUMT | 46137V795 |  | 314000 | 9171 | SH |  | SOLE |  | 0 | 0 | 9171 |
| INVESCO EXCHANGE TRADED FD T | DWA CYCLICALS | 46137V803 |  | 673000 | 10512 | SH |  | SOLE |  | 0 | 0 | 10512 |
| INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 46137V811 |  | 1415000 | 12482 | SH |  | SOLE |  | 0 | 0 | 12482 |
| INVESCO EXCHANGE TRADED FD T | DWA INDLS MUMT | 46137V845 |  | 799000 | 9247 | SH |  | SOLE |  | 0 | 0 | 9247 |
| INVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 46137V852 |  | 1111000 | 9028 | SH |  | SOLE |  | 0 | 0 | 9028 |
| INVESCO EXCHANGE TRADED FD T | DWA FINL MUMT | 46137V860 |  | 687000 | 16870 | SH |  | SOLE |  | 0 | 0 | 16870 |
| INVESCO EXCHANGE TRADED FD T | DWA STAPLES | 46137V886 |  | 457000 | 5528 | SH |  | SOLE |  | 0 | 0 | 5528 |
| INVESCO EXCHANGE TRADED FD T | S 500A EQL | 46137Y609 |  | 1840000 | 73236 | SH |  | SOLE |  | 0 | 0 | 73236 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 |  | 307000 | 27428 | SH |  | SOLE |  | 0 | 0 | 27428 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 353000 | 17191 | SH |  | SOLE |  | 0 | 0 | 17191 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 |  | 267000 | 11931 | SH |  | SOLE |  | 0 | 0 | 11931 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 1432000 | 41387 | SH |  | SOLE |  | 0 | 0 | 41387 |
| ISHARES INC | MSCI JAPN SMCETF | 464286582 |  | 343000 | 6299 | SH |  | SOLE |  | 0 | 0 | 6299 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 |  | 414000 | 10479 | SH |  | SOLE |  | 0 | 0 | 10479 |
| ISHARES INC | MSCI PAC JP ETF | 464286665 |  | 201000 | 4700 | SH |  | SOLE |  | 0 | 0 | 4700 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1151000 | 9545 | SH |  | SOLE |  | 0 | 0 | 9545 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 2695000 | 25323 | SH |  | SOLE |  | 0 | 0 | 25323 |
| ISHARES TR | CORE S ETF | 464287200 |  | 203000 | 529 | SH |  | SOLE |  | 0 | 0 | 529 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 222000 | 2293 | SH |  | SOLE |  | 0 | 0 | 2293 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 2407000 | 22830 | SH |  | SOLE |  | 0 | 0 | 22830 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 2011000 | 20198 | SH |  | SOLE |  | 0 | 0 | 20198 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 2014000 | 21028 | SH |  | SOLE |  | 0 | 0 | 21028 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 810000 | 9985 | SH |  | SOLE |  | 0 | 0 | 9985 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 330000 | 5028 | SH |  | SOLE |  | 0 | 0 | 5028 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 236000 | 1554 | SH |  | SOLE |  | 0 | 0 | 1554 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 2042000 | 27729 | SH |  | SOLE |  | 0 | 0 | 27729 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 497000 | 9937 | SH |  | SOLE |  | 0 | 0 | 9937 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1035000 | 7715 | SH |  | SOLE |  | 0 | 0 | 7715 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 46641Q407 |  | 657000 | 6935 | SH |  | SOLE |  | 0 | 0 | 6935 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 1477000 | 29454 | SH |  | SOLE |  | 0 | 0 | 29454 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1961000 | 11102 | SH |  | SOLE |  | 0 | 0 | 11102 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 503000 | 3707 | SH |  | SOLE |  | 0 | 0 | 3707 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 536000 | 29623 | SH |  | SOLE |  | 0 | 0 | 29623 |
| KROGER CO | COM | 501044101 |  | 281000 | 6300 | SH |  | SOLE |  | 0 | 0 | 6300 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 69000 | 12172 | SH |  | SOLE |  | 0 | 0 | 12172 |
| LILLY ELI  CO | COM | 532457108 |  | 540000 | 1475 | SH |  | SOLE |  | 0 | 0 | 1475 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 527000 | 1084 | SH |  | SOLE |  | 0 | 0 | 1084 |
| LOWES COS INC | COM | 548661107 |  | 782000 | 3927 | SH |  | SOLE |  | 0 | 0 | 3927 |
| MFS CHARTER INCOME TR | SH BEN INT | 552727109 |  | 64000 | 10452 | SH |  | SOLE |  | 0 | 0 | 10452 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 |  | 37000 | 13431 | SH |  | SOLE |  | 0 | 0 | 13431 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 403000 | 8020 | SH |  | SOLE |  | 0 | 0 | 8020 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 568000 | 1634 | SH |  | SOLE |  | 0 | 0 | 1634 |
| MCDONALDS CORP | COM | 580135101 |  | 1392000 | 5283 | SH |  | SOLE |  | 0 | 0 | 5283 |
| MERCK  CO INC | COM | 58933Y105 |  | 737000 | 6641 | SH |  | SOLE |  | 0 | 0 | 6641 |
| MESA AIR GROUP INC | COM NEW | 590479135 |  | 42000 | 27443 | SH |  | SOLE |  | 0 | 0 | 27443 |
| META MATERIALS INC | COM | 59134N104 |  | 13000 | 11000 | SH |  | SOLE |  | 0 | 0 | 11000 |
| MICROSOFT CORP | COM | 594918104 |  | 4831000 | 20143 | SH |  | SOLE |  | 0 | 0 | 20143 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 208000 | 3120 | SH |  | SOLE |  | 0 | 0 | 3120 |
| NETFLIX INC | COM | 64110L106 |  | 310000 | 1050 | SH |  | SOLE |  | 0 | 0 | 1050 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 341000 | 4076 | SH |  | SOLE |  | 0 | 0 | 4076 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 679000 | 2757 | SH |  | SOLE |  | 0 | 0 | 2757 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1971000 | 13489 | SH |  | SOLE |  | 0 | 0 | 13489 |
| NUVEEN PREFERRED AND INCOME | COM SHS BEN INT | 67075T105 |  | 78000 | 10670 | SH |  | SOLE |  | 0 | 0 | 10670 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 42037000 | 49805 | SH |  | SOLE |  | 0 | 0 | 49805 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 539000 | 8550 | SH |  | SOLE |  | 0 | 0 | 8550 |
| ONEOK INC NEW | COM | 682680103 |  | 208000 | 3168 | SH |  | SOLE |  | 0 | 0 | 3168 |
| ORACLE CORP | COM | 68389X105 |  | 502000 | 6147 | SH |  | SOLE |  | 0 | 0 | 6147 |
| PAYCHEX INC | COM | 704326107 |  | 231000 | 2001 | SH |  | SOLE |  | 0 | 0 | 2001 |
| PEPSICO INC | COM | 713448108 |  | 1159000 | 6414 | SH |  | SOLE |  | 0 | 0 | 6414 |
| PFIZER INC | COM | 717081103 |  | 692000 | 13502 | SH |  | SOLE |  | 0 | 0 | 13502 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 246000 | 2434 | SH |  | SOLE |  | 0 | 0 | 2434 |
| PHILLIPS 66 | COM | 718546104 |  | 437000 | 4195 | SH |  | SOLE |  | 0 | 0 | 4195 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 313000 | 6100 | SH |  | SOLE |  | 0 | 0 | 6100 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1454000 | 9592 | SH |  | SOLE |  | 0 | 0 | 9592 |
| QUALCOMM INC | COM | 747525103 |  | 1746000 | 15884 | SH |  | SOLE |  | 0 | 0 | 15884 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 553000 | 5481 | SH |  | SOLE |  | 0 | 0 | 5481 |
| REALTY INCOME CORP | COM | 756109104 |  | 439000 | 6922 | SH |  | SOLE |  | 0 | 0 | 6922 |
| REINSURANCE GRP OF AMERICA I | COM NEW | 759351604 |  | 236000 | 9100 | SH |  | SOLE |  | 0 | 0 | 9100 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1207000 | 3156 | SH |  | SOLE |  | 0 | 0 | 3156 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 665000 | 3921 | SH |  | SOLE |  | 0 | 0 | 3921 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 644000 | 10005 | SH |  | SOLE |  | 0 | 0 | 10005 |
| SPDR SER TR | PORTFOLIO INTRMD | 78464A375 |  | 2696000 | 84694 | SH |  | SOLE |  | 0 | 0 | 84694 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 2181000 | 6584 | SH |  | SOLE |  | 0 | 0 | 6584 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 464000 | 8350 | SH |  | SOLE |  | 0 | 0 | 8350 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 364000 | 15386 | SH |  | SOLE |  | 0 | 0 | 15386 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 592000 | 7834 | SH |  | SOLE |  | 0 | 0 | 7834 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 |  | 269000 | 13960 | SH |  | SOLE |  | 0 | 0 | 13960 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 |  | 1258000 | 25543 | SH |  | SOLE |  | 0 | 0 | 25543 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 2300000 | 47675 | SH |  | SOLE |  | 0 | 0 | 47675 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 |  | 955000 | 18443 | SH |  | SOLE |  | 0 | 0 | 18443 |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 |  | 438000 | 13930 | SH |  | SOLE |  | 0 | 0 | 13930 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 460000 | 5253 | SH |  | SOLE |  | 0 | 0 | 5253 |
| SOUTHERN CO | COM | 842587107 |  | 1031000 | 14438 | SH |  | SOLE |  | 0 | 0 | 14438 |
| STARBUCKS CORP | COM | 855244109 |  | 371000 | 3741 | SH |  | SOLE |  | 0 | 0 | 3741 |
| TARGET CORP | COM | 87612E106 |  | 283000 | 1898 | SH |  | SOLE |  | 0 | 0 | 1898 |
| TESLA INC | COM | 88160R101 |  | 927000 | 7529 | SH |  | SOLE |  | 0 | 0 | 7529 |
| TEXAS INSTRS INC | COM | 882508104 |  | 413000 | 2498 | SH |  | SOLE |  | 0 | 0 | 2498 |
| 3M CO | COM | 88579Y101 |  | 420000 | 3502 | SH |  | SOLE |  | 0 | 0 | 3502 |
| US BANCORP DEL | COM NEW | 902973304 |  | 930000 | 21326 | SH |  | SOLE |  | 0 | 0 | 21326 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 465000 | 2674 | SH |  | SOLE |  | 0 | 0 | 2674 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 465000 | 878 | SH |  | SOLE |  | 0 | 0 | 878 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 433000 | 3415 | SH |  | SOLE |  | 0 | 0 | 3415 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 426000 | 2803 | SH |  | SOLE |  | 0 | 0 | 2803 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 228000 | 4408 | SH |  | SOLE |  | 0 | 0 | 4408 |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 921932778 |  | 211000 | 1344 | SH |  | SOLE |  | 0 | 0 | 1344 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 2052000 | 28333 | SH |  | SOLE |  | 0 | 0 | 28333 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 2896000 | 38962 | SH |  | SOLE |  | 0 | 0 | 38962 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 493000 | 6865 | SH |  | SOLE |  | 0 | 0 | 6865 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 686000 | 6339 | SH |  | SOLE |  | 0 | 0 | 6339 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 351000 | 5043 | SH |  | SOLE |  | 0 | 0 | 5043 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 |  | 376000 | 9106 | SH |  | SOLE |  | 0 | 0 | 9106 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 723000 | 9610 | SH |  | SOLE |  | 0 | 0 | 9610 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 339000 | 4811 | SH |  | SOLE |  | 0 | 0 | 4811 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 242000 | 4396 | SH |  | SOLE |  | 0 | 0 | 4396 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 |  | 227000 | 3412 | SH |  | SOLE |  | 0 | 0 | 3412 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1334000 | 3796 | SH |  | SOLE |  | 0 | 0 | 3796 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 3937000 | 47735 | SH |  | SOLE |  | 0 | 0 | 47735 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 349000 | 2199 | SH |  | SOLE |  | 0 | 0 | 2199 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 755000 | 5378 | SH |  | SOLE |  | 0 | 0 | 5378 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 608000 | 3311 | SH |  | SOLE |  | 0 | 0 | 3311 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 5112000 | 26740 | SH |  | SOLE |  | 0 | 0 | 26740 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 675000 | 17125 | SH |  | SOLE |  | 0 | 0 | 17125 |
| VISA INC | COM CL A | 92826C839 |  | 782000 | 3766 | SH |  | SOLE |  | 0 | 0 | 3766 |
| WP CAREY INC | COM | 92936U109 |  | 202000 | 2581 | SH |  | SOLE |  | 0 | 0 | 2581 |
| WALMART INC | COM | 931142103 |  | 4022000 | 28367 | SH |  | SOLE |  | 0 | 0 | 28367 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 213000 | 6880 | SH |  | SOLE |  | 0 | 0 | 6880 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 |  | 376000 | 6071 | SH |  | SOLE |  | 0 | 0 | 6071 |
| WISDOMTREE TR | INTL SMCAP DIV | 97717W760 |  | 401000 | 6923 | SH |  | SOLE |  | 0 | 0 | 6923 |

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