# EDGAR Filing Document

**Accession Number:** 0001901378
**File Stem:** 0001901378-26-000003
**Filing Date:** 2026-3
**Character Count:** 2417
**Document Hash:** 9c6111e92a8dc78895508244b4421aa5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001901378-26-000003.hdr.sgml**: 20260304

**ACCESSION NUMBER**: 0001901378-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260304

**DATE AS OF CHANGE**: 20260304

**EFFECTIVENESS DATE**: 20260304

**PERIOD START**: 20250131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALLOCATIONS SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001901378

**ORGANIZATION NAME:**
- **EIN:** 873219508
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70850
- **FILM NUMBER:** 26719315

**BUSINESS ADDRESS:**
- **STREET 1:** 3558 ROUND BARN BOULEVARD
- **STREET 2:** SUITE 200 OFFICE 206
- **CITY:** SANTA ROSA
- **STATE:** CA
- **ZIP:** 95403
- **BUSINESS PHONE:** 707-236-6533

**MAIL ADDRESS:**
- **STREET 1:** 3558 ROUND BARN BOULEVARD
- **STREET 2:** SUITE 200 OFFICE 206
- **CITY:** SANTA ROSA
- **STATE:** CA
- **ZIP:** 95403

### Attached PDF Documents

**Attachment 1:** `auditreport.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001901378

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-31-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ALLOCATIONS SECURITIES, LLC

**Business Address:** 3558 ROUND BARN BOULEVARD, SUITE 200 OFFICE 206, SANTA ROSA, TX, 95403

**Contact Person:** James Ross Richards

**Contact Phone:** 214-533-6822

### Independent Public Accountant Identification

**Accountant Name:** Phil V. George, PLLC

**Accountant Address:** 5179 CR 1026, Celeste, TX, 75423

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Kurt Nunez**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ALLOCATIONS SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Kurt Nunez

**Title:** President