# EDGAR Filing Document

**Accession Number:** 0001329377
**File Stem:** 0001752724-23-035261
**Filing Date:** 2023-2
**Character Count:** 36005
**Document Hash:** 5998103b9ebbecb5b6910a7e2eb0fdfb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-035261.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001752724-23-035261

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND
- **CENTRAL INDEX KEY:** 0001329377
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21774
- **FILM NUMBER:** 23657221

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust US Equity Opportunities ETF (Series ID: S000010977)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000030351 | First Trust US Equity Opportunities ETF | FPX             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund

- **b. Investment Company Act file number:** 811-21774

- **c. CIK number of Registrant:** 0001329377

- **d. LEI of Registrant:** 549300MZB4XDLRWOC672

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust US Equity Opportunities ETF

- **b. EDGAR series identifier (if any):** S000010977

- **c. LEI of Series:** 549300TS7SUOCBQ66714

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $819365580.76

**Total Liabilities:** $16311261.71

**Net Assets:** $803054319.05

**Cash Not Reported:** $111636.76

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000030351 | 7.38%                | -0.89%               | -8.07%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $5607512.22              | $56640765.51                               |
| Month 2  | $3462037.77              | $-13311515.51                              |
| Month 3  | $-59469558.53            | $-13747038.84                              |

### Schedule of Portfolio Investments

| Name                           | Title                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Credo Technology Group Holding | Credo Technology Group Holding Ltd | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    174299 | NS      | $2319919.69   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BellRing Brands Inc            | BellRing Brands Inc                | CUSIP: 07831C103<br>LEI: 549300S3BOK5CMTS8054 | Long             | EC               | CORP              | US        |     34454 | NS      | $883400.56    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG Inc                        | TPG Inc                            | CUSIP: 872657101<br>LEI: 549300NLO4R8MX77XJ02 | Long             | EC               | CORP              | US        |    419256 | NS      | $11667894.48  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                      | Esab Corp                          | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |     28031 | NS      | $1315214.52   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shoals Technologies Group Inc  | Shoals Technologies Group Inc      | CUSIP: 82489W107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     57454 | NS      | $1417390.18   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| HealthEquity Inc               | HealthEquity Inc                   | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |     68211 | NS      | $4204526.04   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Sciplay Corp                   | Sciplay Corp                       | CUSIP: 809087109<br>LEI: 549300B8E2F1A3EW6869 | Long             | EC               | CORP              | US        |     32129 | NS      | $516634.32    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Instructure Holdings Inc       | Instructure Holdings Inc           | CUSIP: 457790103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     72530 | NS      | $1700103.20   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Royalty Pharma PLC             | Royalty Pharma PLC                 | CUSIP: 000000000<br>LEI: 549300FGFN7VOK8BZR03 | Long             | EC               | CORP              | US        |    127224 | NS      | $5027892.48   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Albertsons Cos Inc             | Albertsons Cos Inc                 | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |    158864 | NS      | $3294839.36   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc  | Regeneron Pharmaceuticals Inc      | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |     50810 | NS      | $36658906.90  | 4.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc       | Crowdstrike Holdings Inc           | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |    157392 | NS      | $16571803.68  | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc            | Shift4 Payments Inc                | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45469 | NS      | $2543081.17   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Otis Worldwide Corp            | Otis Worldwide Corp                | CUSIP: 68902V107<br>LEI: 549300ZLBKR8VSU25153 | Long             | EC               | CORP              | US        |    148423 | NS      | $11623005.13  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergy Inc                     | Evergy Inc                         | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |     97334 | NS      | $6125228.62   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.          | BOFA SECURITIES INC                | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | Long             | RA               | CORP              | US        |    479932 | PA      | $479932.00    | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Vaxcyte Inc                    | Vaxcyte Inc                        | CUSIP: 92243G108<br>LEI: 254900M7NMHTGASX8D95 | Long             | EC               | CORP              | US        |     20098 | NS      | $963699.10    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips Edison & Co Inc       | Phillips Edison & Co Inc           | CUSIP: 71844V201<br>LEI: 549300JPN4YHYPXTJQ85 | Long             | EC               | CORP              | US        |    335014 | NS      | $10666845.76  | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Verra Mobility Corp            | Verra Mobility Corp                | CUSIP: 92511U102<br>LEI: 549300XX5EKGLR0M4152 | Long             | EC               | CORP              | US        |     31784 | NS      | $439572.72    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearwater Analytics Holdings  | Clearwater Analytics Holdings Inc  | CUSIP: 185123106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     42460 | NS      | $796125.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings I | BJ's Wholesale Club Holdings Inc   | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |     68426 | NS      | $4527064.16   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp      | Constellation Energy Corp          | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |    290967 | NS      | $25084265.07  | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| HighPeak Energy Inc            | HighPeak Energy Inc                | CUSIP: 43114Q105<br>LEI: 549300J4RNCV140DUY76 | Long             | EC               | CORP              | US        |     57599 | NS      | $1317289.13   | 0.16%             |  |  |  | No            |                  1 | On Loan: —       |
| Enact Holdings Inc             | Enact Holdings Inc                 | CUSIP: 29249E109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55256 | NS      | $1332774.72   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| agilon health Inc              | agilon health Inc                  | CUSIP: 00857U107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     69874 | NS      | $1127766.36   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES Inc            | GLOBALFOUNDRIES Inc                | CUSIP: 000000000<br>LEI: 549300BA76VK784VMX48 | Long             | EC               | CORP              | US        |    254312 | NS      | $13704873.68  | 1.71%             |  |  |  | No            |                  1 | On Loan: —       |
| PROCEPT BioRobotics Corp       | PROCEPT BioRobotics Corp           | CUSIP: 74276L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     72080 | NS      | $2994203.20   | 0.37%             |  |  |  | No            |                  1 | On Loan: —       |
| Paycor HCM Inc                 | Paycor HCM Inc                     | CUSIP: 70435P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     89507 | NS      | $2190236.29   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Republic Services Inc          | Republic Services Inc              | CUSIP: 760759100<br>LEI: NKNQHM6BLECKVOQP7O46 | Long             | EC               | CORP              | US        |     91141 | NS      | $11756277.59  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Hillenbrand Inc                | Hillenbrand Inc                    | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |     26294 | NS      | $1121964.98   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Alignment Healthcare Inc       | Alignment Healthcare Inc           | CUSIP: 01625V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63543 | NS      | $747265.68    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems Inc            | Bentley Systems Inc                | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |    108062 | NS      | $3993971.52   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsara Inc                    | Samsara Inc                        | CUSIP: 79589L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    198074 | NS      | $2462059.82   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Legend Biotech Corp            | Legend Biotech Corp                | CUSIP: 52490G102<br>LEI: 254900EIUFZTW136H859 | Long             | EC               | CORP              | US        |    320160 | NS      | $15982387.20  | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Owl Rock Capital Corp          | Owl Rock Capital Corp              | CUSIP: 69121K104<br>LEI: 2549000BD79OOCPF2L94 | Long             | EC               | CORP              | US        |     66815 | NS      | $771713.25    | 0.10%             |  |  |  | No            |                  1 | On Loan: —       |
| Markel Corp                    | Markel Corp                        | CUSIP: 570535104<br>LEI: 549300SCNO12JLWIK605 | Long             | EC               | CORP              | US        |     14262 | NS      | $18790042.38  | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| PowerSchool Holdings Inc       | PowerSchool Holdings Inc           | CUSIP: 73939C106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    202875 | NS      | $4682355.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Mobile Mini Holdings  | WillScot Mobile Mini Holdings Corp | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |    212643 | NS      | $9605084.31   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Grocery Outlet Holding Corp    | Grocery Outlet Holding Corp        | CUSIP: 39874R101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20631 | NS      | $602218.89    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| New Fortress Energy Inc        | New Fortress Energy Inc            | CUSIP: 644393100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53131 | NS      | $2253817.02   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo DRS Inc               | Leonardo DRS Inc                   | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |    220718 | NS      | $2820776.04   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                | Baker Hughes Co                    | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    382297 | NS      | $11289230.41  | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Clear Secure Inc               | Clear Secure Inc                   | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58189 | NS      | $1596124.27   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Chewy Inc                      | Chewy Inc                          | CUSIP: 16679L109<br>LEI: 254900NPQSTG9I422879 | Long             | EC               | CORP              | US        |     89782 | NS      | $3329116.56   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                 | Eli Lilly & Co                     | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     56421 | NS      | $20641058.64  | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Toast Inc                      | Toast Inc                          | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |    265047 | NS      | $4778797.41   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| TransMedics Group Inc          | TransMedics Group Inc              | CUSIP: 89377M109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37914 | NS      | $2340052.08   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc  | Zoom Video Communications Inc      | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |     49596 | NS      | $3359633.04   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinterest Inc                  | Pinterest Inc                      | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    747632 | NS      | $18152504.96  | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Hostess Brands Inc             | Hostess Brands Inc                 | CUSIP: 44109J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     90862 | NS      | $2038943.28   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Reynolds Consumer Products Inc | Reynolds Consumer Products Inc     | CUSIP: 76171L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53408 | NS      | $1601171.84   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| J.P. MORGAN SECURITIES LLC     | JP MORGAN SECURITIES LLC           | CUSIP: 000000000<br>LEI: ZBUT11V806EZRVTWT807 | Long             | RA               | CORP              | US        |   7528680 | PA      | $7528680.00   | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| Sitio Royalties Corp           | Sitio Royalties Corp               | CUSIP: 82983N108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    120907 | NS      | $3488166.95   | 0.43%             |  |  |  | No            |                  1 | On Loan: —       |
| Citibank, National Association | CITIBANK NA                        | CUSIP: 000000000<br>LEI: E57ODZWZ7FF32TWEFA76 | Long             | RA               | CORP              | US        |   7528680 | PA      | $7528680.00   | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| Allegro MicroSystems Inc       | Allegro MicroSystems Inc           | CUSIP: 01749D105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    194744 | NS      | $5846214.88   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Mobileye Global Inc            | Mobileye Global Inc                | CUSIP: 60741F104<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |    272105 | NS      | $9540001.30   | 1.19%             |  |  |  | No            |                  1 | On Loan: —       |
| Arcellx Inc                    | Arcellx Inc                        | CUSIP: 03940C100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29761 | NS      | $921995.78    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Shockwave Medical Inc          | Shockwave Medical Inc              | CUSIP: 82489T104<br>LEI: 549300LDXO56IC5Y1538 | Long             | EC               | CORP              | US        |     67450 | NS      | $13868394.50  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Carrier Global Corp            | Carrier Global Corp                | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |    212822 | NS      | $8778907.50   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Corebridge Financial Inc       | Corebridge Financial Inc           | CUSIP: 21871X109<br>LEI: 549300XY1661QCIA7J65 | Long             | EC               | CORP              | US        |    328294 | NS      | $6585577.64   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Cerevel Therapeutics Holdings  | Cerevel Therapeutics Holdings Inc  | CUSIP: 15678U128<br>LEI: 254900RJNIRS9COSQR41 | Long             | EC               | CORP              | US        |     26522 | NS      | $836503.88    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Inc                     | Vertex Inc                         | CUSIP: 92538J106<br>LEI: 549300QMYW171MP1PL50 | Long             | EC               | CORP              | US        |     38184 | NS      | $554049.84    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sempra Energy                  | Sempra Energy                      | CUSIP: 816851109<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | EC               | CORP              | US        |    253317 | NS      | $39147609.18  | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Harmony Biosciences Holdings I | Harmony Biosciences Holdings Inc   | CUSIP: 413197104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    150958 | NS      | $8317785.80   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc      | Warner Bros Discovery Inc          | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |    412002 | NS      | $3905778.96   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Keurig Dr Pepper Inc           | Keurig Dr Pepper Inc               | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |    516608 | NS      | $18422241.28  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ProFrac Holding Corp           | ProFrac Holding Corp               | CUSIP: 74319N100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39471 | NS      | $994669.20    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                     | Airbnb Inc                         | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |    130784 | NS      | $11182032.00  | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Amylyx Pharmaceuticals Inc     | Amylyx Pharmaceuticals Inc         | CUSIP: 03237H101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56204 | NS      | $2076737.80   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Tradeweb Markets Inc           | Tradeweb Markets Inc               | CUSIP: 892672106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     99404 | NS      | $6454301.72   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                      | Block Inc                          | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |    706637 | NS      | $44405069.08  | 5.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Gitlab Inc                     | Gitlab Inc                         | CUSIP: 37637K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    482564 | NS      | $21927708.16  | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Array Technologies Inc         | Array Technologies Inc             | CUSIP: 04271T100<br>LEI: 549300JM5FECYJQ85V37 | Long             | EC               | CORP              | US        |    389367 | NS      | $7526464.11   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Bausch + Lomb Corp             | Bausch + Lomb Corp                 | CUSIP: 071705107<br>LEI: 549300NY6OZM39SO6475 | Long             | EC               | CORP              | CA        |    178145 | NS      | $2763028.95   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Karuna Therapeutics Inc        | Karuna Therapeutics Inc            | CUSIP: 48576A100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8745 | NS      | $1718392.50   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corp          | General Dynamics Corp              | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |     64048 | NS      | $15890949.28  | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| United Therapeutics Corp       | United Therapeutics Corp           | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               | CORP              | US        |    119854 | NS      | $33330198.86  | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Inari Medical Inc              | Inari Medical Inc                  | CUSIP: 45332Y109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9102 | NS      | $578523.12    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Jackson Financial Inc          | Jackson Financial Inc              | CUSIP: 46817M107<br>LEI: 213800WXW2KG1N4CO374 | Long             | EC               | CORP              | US        |     28177 | NS      | $980277.83    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ZoomInfo Technologies Inc      | ZoomInfo Technologies Inc          | CUSIP: 98980F104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68484 | NS      | $2062053.24   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Excelerate Energy Inc          | Excelerate Energy Inc              | CUSIP: 30069T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55111 | NS      | $1380530.55   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Driven Brands Holdings Inc     | Driven Brands Holdings Inc         | CUSIP: 26210V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49702 | NS      | $1357361.62   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc    | Ryan Specialty Holdings Inc        | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44044 | NS      | $1828266.44   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Cloudflare Inc                 | Cloudflare Inc                     | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     69692 | NS      | $3150775.32   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Parsons Corp                   | Parsons Corp                       | CUSIP: 70202L102<br>LEI: 549300ZXH0VRBSEPX752 | Long             | EC               | CORP              | US        |    351206 | NS      | $16243277.50  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Prometheus Biosciences Inc     | Prometheus Biosciences Inc         | CUSIP: 74349U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47323 | NS      | $5205530.00   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Music Group Corp        | Warner Music Group Corp            | CUSIP: 934550203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     65513 | NS      | $2294265.26   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Academy Sports & Outdoors Inc  | Academy Sports & Outdoors Inc      | CUSIP: 00402L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    401058 | NS      | $21071587.32  | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                    | Cummins Inc                        | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |     35889 | NS      | $8695545.81   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                   | DoorDash Inc                       | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     76365 | NS      | $3728139.30   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| REVOLUTION Medicines Inc       | REVOLUTION Medicines Inc           | CUSIP: 76155X100<br>LEI: 549300JU3X0LBCQ65892 | Long             | EC               | CORP              | US        |    165708 | NS      | $3947164.56   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp        | Magnolia Oil & Gas Corp            | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55020 | NS      | $1290219.00   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                    | Corteva Inc                        | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |    883906 | NS      | $51955994.68  | 6.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Bill.com Holdings Inc          | Bill.com Holdings Inc              | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     49302 | NS      | $5371945.92   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                    | Datadog Inc                        | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     79278 | NS      | $5826933.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Dow Inc                        | Dow Inc                            | CUSIP: 260557103<br>LEI: 5493003S21INSLK2IP73 | Long             | EC               | CORP              | US        |    119401 | NS      | $6016616.39   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc          | Uber Technologies Inc              | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |    761338 | NS      | $18827888.74  | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Axonics Inc                    | Axonics Inc                        | CUSIP: 05465P101<br>LEI: 549300LJY4X7N57VJL05 | Long             | EC               | CORP              | US        |    142857 | NS      | $8932848.21   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp          | ON Semiconductor Corp              | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |    458532 | NS      | $28598640.84  | 3.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                  | Snowflake Inc                      | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     81845 | NS      | $11748031.30  | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc          | Rivian Automotive Inc              | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    154924 | NS      | $2855249.32   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Envista Holdings Corp          | Envista Holdings Corp              | CUSIP: 29415F104<br>LEI: 549300BX623VURJZ5269 | Long             | EC               | CORP              | US        |     27661 | NS      | $931345.87    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bumble Inc                     | Bumble Inc                         | CUSIP: 12047B105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55002 | NS      | $1157792.10   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** First Trust Exchange-Traded Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer