# EDGAR Filing Document

**Accession Number:** 0001017284
**File Stem:** 0001017284-26-000005
**Filing Date:** 2026-4
**Character Count:** 18068
**Document Hash:** 540f8445803dcee3565a6e5e05ed3b79
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001017284-26-000005.hdr.sgml**: 20260416

**ACCESSION NUMBER**: 0001017284-26-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260416

**DATE AS OF CHANGE**: 20260416

**EFFECTIVENESS DATE**: 20260416

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** THOMPSON DAVIS & CO., INC.
- **CENTRAL INDEX KEY:** 0001017284

**ORGANIZATION NAME:**
- **EIN:** 133848035
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15833
- **FILM NUMBER:** 26865965

**BUSINESS ADDRESS:**
- **STREET 1:** 9030 STONY POINT PKWY, STE 100
- **STREET 2:** 16TH FLOOR
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23235
- **BUSINESS PHONE:** 804-644-6380

**MAIL ADDRESS:**
- **STREET 1:** 9030 STONY POINT PKWY, STE 100
- **STREET 2:** 16TH FLOOR
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23235

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NET SECURITIES CORP.
- **DATE OF NAME CHANGE:** 20020425

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NET SECURITIES CORP
- **DATE OF NAME CHANGE:** 20020425

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLOOMBERG SECURITIES INC                                /BD
- **DATE OF NAME CHANGE:** 19961105

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** THOMPSON DAVIS  CO. INC.<br>**Address:** 9030 STONY POINT PKWY STE 100<br>16TH FLOOR<br>RICHMOND, VA 23235

**Form 13F File Number:** 028-15833

**CRD Number (if applicable):** 000041353

**SEC File Number (if applicable):** 801-120472

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Peggy Myers Walz<br>**Title:** Chief Compliance Officer<br>**Phone:** 804-644-6382

**Signature, Place, and Date of Signing:**

Peggy Myers Walz  Richmond, VA  04-13-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 141

**Form 13F Information Table Value Total:** $149943595

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| CAMBIUM NETWORKS CORP | SHS | G17766109 |  | 2025 | 13500 | SH |  | SOLE |  | 0 | 0 | 13500 |
| EATON CORP PLC | SHS | G29183103 |  | 339787 | 950 | SH |  | SOLE |  | 0 | 0 | 950 |
| INDONESIA ENERGY CORP LTD | ORD SHS | G4760X102 |  | 52632 | 15300 | SH |  | SOLE |  | 0 | 0 | 15300 |
| NVENT ELEC PLC | SHS | G6700G107 |  | 331184 | 2800 | SH |  | SOLE |  | 0 | 0 | 2800 |
| VIKING HOLDINGS LTD | ORD SHS | G93A5A101 |  | 292083 | 3975 | SH |  | SOLE |  | 0 | 0 | 3975 |
| CHUBB LTD SWITZ | COM | H1467J104 |  | 1963728 | 6025 | SH |  | SOLE |  | 0 | 0 | 6025 |
| TRANSOCEAN LTD | REGISTERED SHS | H8817H100 |  | 185309 | 27950 | SH |  | SOLE |  | 0 | 0 | 27950 |
| GILAT SATELLITE NETWORKS LTD | SHS NEW | M51474118 |  | 507901 | 33815 | SH |  | SOLE |  | 0 | 0 | 33815 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 |  | 338357 | 4725 | SH |  | SOLE |  | 0 | 0 | 4725 |
| ADTRAN HOLDINGS INC | COM | 00486H105 |  | 149262 | 11865 | SH |  | SOLE |  | 0 | 0 | 11865 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1014658 | 3537 | SH |  | SOLE |  | 0 | 0 | 3537 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 535437 | 1862 | SH |  | SOLE |  | 0 | 0 | 1862 |
| AMAZON COM INC | COM | 023135106 |  | 416332 | 1999 | SH |  | SOLE |  | 0 | 0 | 1999 |
| AMPLITECH GROUP INC | COM NEW | 03211Q200 |  | 22800 | 12000 | SH |  | SOLE |  | 0 | 0 | 12000 |
| APPLE INC | COM | 037833100 |  | 1141040 | 4496 | SH |  | SOLE |  | 0 | 0 | 4496 |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 |  | 309515 | 3659 | SH |  | SOLE |  | 0 | 0 | 3659 |
| AVITA MEDICAL INC | COM | 05380C102 |  | 144485 | 39050 | SH |  | SOLE |  | 0 | 0 | 39050 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 235164 | 1150 | SH |  | SOLE |  | 0 | 0 | 1150 |
| BABCOCK  WILCOX ENTERPRISES | COM | 05614L209 |  | 822126 | 55965 | SH |  | SOLE |  | 0 | 0 | 55965 |
| BIODESIX INC | COM | 09075X207 |  | 170375 | 11750 | SH |  | SOLE |  | 0 | 0 | 11750 |
| BLACKBERRY LTD | COM | 09228F103 |  | 71120 | 19920 | SH |  | SOLE |  | 0 | 0 | 19920 |
| CPI AEROSTRUCTURES INC | COM NEW | 125919308 |  | 122990 | 31375 | SH |  | SOLE |  | 0 | 0 | 31375 |
| CARLISLE COS INC | COM | 142339100 |  | 9668975 | 28982 | SH |  | SOLE |  | 0 | 0 | 28982 |
| CASEYS GEN STORES INC | COM | 147528103 |  | 216174 | 297 | SH |  | SOLE |  | 0 | 0 | 297 |
| CEMEX SA EURO MTN BE 144A | SPON ADR NEW | 151290889 |  | 388960 | 34000 | SH |  | SOLE |  | 0 | 0 | 34000 |
| CERVOMED INC | COM | 15713L109 |  | 39400 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 390170 | 1375 | SH |  | SOLE |  | 0 | 0 | 1375 |
| CINEVERSE CORP | COM CL A | 172406308 |  | 57960 | 24150 | SH |  | SOLE |  | 0 | 0 | 24150 |
| CISCO SYS INC | COM | 17275R102 |  | 520551 | 6709 | SH |  | SOLE |  | 0 | 0 | 6709 |
| COMFORT SYS USA INC | COM | 199908104 |  | 2497979 | 1811 | SH |  | SOLE |  | 0 | 0 | 1811 |
| VISTANCE NETWORKS INC | COM | 20337X109 |  | 195650 | 10750 | SH |  | SOLE |  | 0 | 0 | 10750 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 1299345 | 1304 | SH |  | SOLE |  | 0 | 0 | 1304 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 234246 | 600 | SH |  | SOLE |  | 0 | 0 | 600 |
| DOVER CORP | COM | 260003108 |  | 4360774 | 20920 | SH |  | SOLE |  | 0 | 0 | 20920 |
| DYCOM INDS INC | COM | 267475101 |  | 882287 | 2604 | SH |  | SOLE |  | 0 | 0 | 2604 |
| ELECTROVAYA INC | COM NEW | 28617B606 |  | 296574 | 37925 | SH |  | SOLE |  | 0 | 0 | 37925 |
| EMCOR GROUP INC | COM | 29084Q100 |  | 553733 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| ENERGY SERVICES OF AMER CORP | COM | 29271Q103 |  | 267196 | 20350 | SH |  | SOLE |  | 0 | 0 | 20350 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 194930 | 10100 | SH |  | SOLE |  | 0 | 0 | 10100 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 285198 | 1681 | SH |  | SOLE |  | 0 | 0 | 1681 |
| META PLATFORMS INC | CL A | 30303M102 |  | 752923 | 1316 | SH |  | SOLE |  | 0 | 0 | 1316 |
| FIREFLY AEROSPACE INC | COM | 31816X106 |  | 220215 | 7735 | SH |  | SOLE |  | 0 | 0 | 7735 |
| FLOTEK INDUSTRIES INC | COM NEW | 343389409 |  | 272369 | 16050 | SH |  | SOLE |  | 0 | 0 | 16050 |
| FREQUENCY ELECTRS INC | COM | 358010106 |  | 1266500 | 28615 | SH |  | SOLE |  | 0 | 0 | 28615 |
| GE VERNOVA INC | COM | 36828A101 |  | 1849675 | 2119 | SH |  | SOLE |  | 0 | 0 | 2119 |
| GE AEROSPACE | COM NEW | 369604301 |  | 977304 | 3444 | SH |  | SOLE |  | 0 | 0 | 3444 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 |  | 228683 | 4900 | SH |  | SOLE |  | 0 | 0 | 4900 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 |  | 427207 | 6031 | SH |  | SOLE |  | 0 | 0 | 6031 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 286153 | 1491 | SH |  | SOLE |  | 0 | 0 | 1491 |
| IRIDEX CORP | COM | 462684101 |  | 47918 | 47444 | SH |  | SOLE |  | 0 | 0 | 47444 |
| ISHARES TR | CORE S ETF | 464287200 |  | 214116 | 328 | SH |  | SOLE |  | 0 | 0 | 328 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 207080 | 835 | SH |  | SOLE |  | 0 | 0 | 835 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 382063 | 7499 | SH |  | SOLE |  | 0 | 0 | 7499 |
| ISHARES INC | MSCI GBL GOLD MN | 46434G855 |  | 398849 | 5050 | SH |  | SOLE |  | 0 | 0 | 5050 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 1034945 | 20301 | SH |  | SOLE |  | 0 | 0 | 20301 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 2249643 | 44451 | SH |  | SOLE |  | 0 | 0 | 44451 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 |  | 272886 | 4915 | SH |  | SOLE |  | 0 | 0 | 4915 |
| JELD-WEN HLDG INC | COM | 47580P103 |  | 20150 | 16250 | SH |  | SOLE |  | 0 | 0 | 16250 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 512447 | 2096 | SH |  | SOLE |  | 0 | 0 | 2096 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 |  | 878171 | 3110 | SH |  | SOLE |  | 0 | 0 | 3110 |
| LANTRONIX INC | COM NEW | 516548203 |  | 99298 | 18950 | SH |  | SOLE |  | 0 | 0 | 18950 |
| LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 |  | 631890 | 63000 | SH |  | SOLE |  | 0 | 0 | 63000 |
| ELI LILLY  CO | COM | 532457108 |  | 1103724 | 1200 | SH |  | SOLE |  | 0 | 0 | 1200 |
| MARKEL GROUP INC | COM | 570535104 |  | 893871 | 467 | SH |  | SOLE |  | 0 | 0 | 467 |
| MASTEC INC | COM | 576323109 |  | 318523 | 990 | SH |  | SOLE |  | 0 | 0 | 990 |
| MICROSOFT CORP | COM | 594918104 |  | 669638 | 1809 | SH |  | SOLE |  | 0 | 0 | 1809 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 504750 | 1494 | SH |  | SOLE |  | 0 | 0 | 1494 |
| NERDY INC | CL A COM | 64081V109 |  | 66112 | 81000 | SH |  | SOLE |  | 0 | 0 | 81000 |
| NETFLIX INC. | COM | 64110L106 |  | 453828 | 4720 | SH |  | SOLE |  | 0 | 0 | 4720 |
| NEXTDOOR HOLDINGS INC | COM CL A | 65345M108 |  | 67820 | 48443 | SH |  | SOLE |  | 0 | 0 | 48443 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 246289 | 361 | SH |  | SOLE |  | 0 | 0 | 361 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1550590 | 8891 | SH |  | SOLE |  | 0 | 0 | 8891 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 320061 | 2188 | SH |  | SOLE |  | 0 | 0 | 2188 |
| REPOSITRAK INC | COM NEW | 700215304 |  | 88160 | 11600 | SH |  | SOLE |  | 0 | 0 | 11600 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 |  | 366812 | 12305 | SH |  | SOLE |  | 0 | 0 | 12305 |
| PLANET LABS PBC | COM CL A | 72703X106 |  | 644248 | 23050 | SH |  | SOLE |  | 0 | 0 | 23050 |
| PRIME MEDICINE INC | COM | 74168J101 |  | 59995 | 17240 | SH |  | SOLE |  | 0 | 0 | 17240 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 403421 | 2793 | SH |  | SOLE |  | 0 | 0 | 2793 |
| PROFOUND MED CORP | COM NEW | 74319B502 |  | 1398287 | 215785 | SH |  | SOLE |  | 0 | 0 | 215785 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 229425 | 16100 | SH |  | SOLE |  | 0 | 0 | 16100 |
| ROCKET LAB CORP | COM | 773121108 |  | 510549 | 7950 | SH |  | SOLE |  | 0 | 0 | 7950 |
| ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 |  | 214999 | 95555 | SH |  | SOLE |  | 0 | 0 | 95555 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 286150 | 440 | SH |  | SOLE |  | 0 | 0 | 440 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1135966 | 2640 | SH |  | SOLE |  | 0 | 0 | 2640 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X541 |  | 548825 | 7350 | SH |  | SOLE |  | 0 | 0 | 7350 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A672 |  | 1150561 | 40145 | SH |  | SOLE |  | 0 | 0 | 40145 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A755 |  | 216145 | 2001 | SH |  | SOLE |  | 0 | 0 | 2001 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A847 |  | 436748 | 7375 | SH |  | SOLE |  | 0 | 0 | 7375 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 |  | 1259083 | 16450 | SH |  | SOLE |  | 0 | 0 | 16450 |
| SSGA ACTIVE ETF TR | STATE STREET MUL | 78467V103 |  | 329036 | 9102 | SH |  | SOLE |  | 0 | 0 | 9102 |
| SSGA ACTIVE ETF TR | STATE STREET DOU | 78467V848 |  | 208583 | 5250 | SH |  | SOLE |  | 0 | 0 | 5250 |
| STATE STR SPDR S MIDCAP 40 | UTSER1 S | 78467Y107 |  | 236836 | 384 | SH |  | SOLE |  | 0 | 0 | 384 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R101 |  | 1518235 | 52030 | SH |  | SOLE |  | 0 | 0 | 52030 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R531 |  | 244752 | 3880 | SH |  | SOLE |  | 0 | 0 | 3880 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R663 |  | 1709086 | 18650 | SH |  | SOLE |  | 0 | 0 | 18650 |
| SSGA ACTIVE TR | STATE STREET US | 78470P838 |  | 301917 | 9890 | SH |  | SOLE |  | 0 | 0 | 9890 |
| SANDISK CORP | COM | 80004C200 |  | 346260 | 545 | SH |  | SOLE |  | 0 | 0 | 545 |
| SATELLOGIC INC | COM CL A | 80401C100 |  | 295528 | 54325 | SH |  | SOLE |  | 0 | 0 | 54325 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 526546 | 17163 | SH |  | SOLE |  | 0 | 0 | 17163 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 295273 | 2014 | SH |  | SOLE |  | 0 | 0 | 2014 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 397521 | 4849 | SH |  | SOLE |  | 0 | 0 | 4849 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y407 |  | 626331 | 5747 | SH |  | SOLE |  | 0 | 0 | 5747 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 325605 | 2450 | SH |  | SOLE |  | 0 | 0 | 2450 |
| SELECT SECTOR SPDR TR | STATE STREET COM | 81369Y852 |  | 572814 | 5167 | SH |  | SOLE |  | 0 | 0 | 5167 |
| GENEDX HOLDINGS CORP | COM CL A | 81663L200 |  | 1004465 | 15641 | SH |  | SOLE |  | 0 | 0 | 15641 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 2404125 | 7500 | SH |  | SOLE |  | 0 | 0 | 7500 |
| SHIMMICK CORPORATION | COM | 82455M109 |  | 460585 | 125500 | SH |  | SOLE |  | 0 | 0 | 125500 |
| SMITH MIDLAND CORP | COM | 832156103 |  | 59912941 | 1841775 | SH |  | SOLE |  | 0 | 0 | 1841775 |
| SOLARIS ENERGY INFRAS INC | COM CL A | 83418M103 |  | 363077 | 6425 | SH |  | SOLE |  | 0 | 0 | 6425 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 227157 | 6046 | SH |  | SOLE |  | 0 | 0 | 6046 |
| STEREOTAXIS INC | COM NEW | 85916J409 |  | 55198 | 29999 | SH |  | SOLE |  | 0 | 0 | 29999 |
| TJX COS INC NEW | COM | 872540109 |  | 976566 | 6115 | SH |  | SOLE |  | 0 | 0 | 6115 |
| TECOGEN INC NEW | COM NEW | 87876P201 |  | 253440 | 99000 | SH |  | SOLE |  | 0 | 0 | 99000 |
| TESLA INC | COM | 88160R101 |  | 678444 | 1825 | SH |  | SOLE |  | 0 | 0 | 1825 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 313248 | 10400 | SH |  | SOLE |  | 0 | 0 | 10400 |
| TRAVELZOO | COM NEW | 89421Q205 |  | 86136 | 14550 | SH |  | SOLE |  | 0 | 0 | 14550 |
| TUTOR PERINI CORP | COM | 901109108 |  | 627302 | 8127 | SH |  | SOLE |  | 0 | 0 | 8127 |
| UNITED STATES ANTIMONY CORP | COM | 911549103 |  | 133787 | 15325 | SH |  | SOLE |  | 0 | 0 | 15325 |
| U S ENERGY CORP DEL | COM | 911805307 |  | 71415 | 80777 | SH |  | SOLE |  | 0 | 0 | 80777 |
| UNITED STS LIME  MINERALS I | COM | 911922102 |  | 205711 | 1575 | SH |  | SOLE |  | 0 | 0 | 1575 |
| VANECK MERK GOLD ETF | GOLD SHS | 921078101 |  | 898748 | 19950 | SH |  | SOLE |  | 0 | 0 | 19950 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 |  | 1054814 | 2751 | SH |  | SOLE |  | 0 | 0 | 2751 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 2054237 | 9552 | SH |  | SOLE |  | 0 | 0 | 9552 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 |  | 677920 | 9451 | SH |  | SOLE |  | 0 | 0 | 9451 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 912081 | 8124 | SH |  | SOLE |  | 0 | 0 | 8124 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 |  | 249755 | 2175 | SH |  | SOLE |  | 0 | 0 | 2175 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 476392 | 7434 | SH |  | SOLE |  | 0 | 0 | 7434 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 |  | 353400 | 3750 | SH |  | SOLE |  | 0 | 0 | 3750 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 |  | 254352 | 2713 | SH |  | SOLE |  | 0 | 0 | 2713 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 2549790 | 4267 | SH |  | SOLE |  | 0 | 0 | 4267 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 230166 | 1249 | SH |  | SOLE |  | 0 | 0 | 1249 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 307054 | 1492 | SH |  | SOLE |  | 0 | 0 | 1492 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 752152 | 1722 | SH |  | SOLE |  | 0 | 0 | 1722 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 995827 | 5076 | SH |  | SOLE |  | 0 | 0 | 5076 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 682825 | 2607 | SH |  | SOLE |  | 0 | 0 | 2607 |
| VIASAT INC | COM | 92552V100 |  | 240450 | 5250 | SH |  | SOLE |  | 0 | 0 | 5250 |
| VISA INC | COM CL A | 92826C839 |  | 379311 | 1255 | SH |  | SOLE |  | 0 | 0 | 1255 |
| VUZIX CORP | COM NEW | 92921W300 |  | 48510 | 21000 | SH |  | SOLE |  | 0 | 0 | 21000 |
| WALMART INC | COM | 931142103 |  | 764722 | 6153 | SH |  | SOLE |  | 0 | 0 | 6153 |
| WELLS FARGO  CO | COM | 949746101 |  | 230232 | 2892 | SH |  | SOLE |  | 0 | 0 | 2892 |
| YORK SPACE SYSTEMS INC | COM | 987084100 |  | 229460 | 10350 | SH |  | SOLE |  | 0 | 0 | 10350 |

---