# EDGAR Filing Document

**Accession Number:** 0002052510
**File Stem:** 0002052510-25-000006
**Filing Date:** 2025-11
**Character Count:** 35840
**Document Hash:** 426b7a7413bd36f02d513bf9b392c59d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002052510-25-000006.hdr.sgml**: 20251106

**ACCESSION NUMBER**: 0002052510-25-000006

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251106

**DATE AS OF CHANGE**: 20251106

**EFFECTIVENESS DATE**: 20251106

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Whipplewood Advisors, LLC
- **CENTRAL INDEX KEY:** 0002052510

**ORGANIZATION NAME:**
- **EIN:** 811407314
- **STATE OF INCORPORATION:** CO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24748
- **FILM NUMBER:** 251457421

**BUSINESS ADDRESS:**
- **STREET 1:** 11852 SHAFFER DRIVE
- **STREET 2:** BUILDING B
- **CITY:** LITTLETON
- **STATE:** CO
- **ZIP:** 80127
- **BUSINESS PHONE:** 303-989-7600

**MAIL ADDRESS:**
- **STREET 1:** 11852 SHAFFER DRIVE
- **STREET 2:** BUILDING B
- **CITY:** LITTLETON
- **STATE:** CO
- **ZIP:** 80127

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Whipplewood Advisors LLC<br>**Address:** 11852 SHAFFER DRIVE<br>BUILDING B<br>LITTLETON, CO 80127

**Form 13F File Number:** 028-24748

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ron New<br>**Title:** Director of Operations<br>**Phone:** 3035518030

**Signature, Place, and Date of Signing:**

Ron New  Littleton, CO  11-06-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 293

**Form 13F Information Table Value Total:** $152032773

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AB Active ETFs Inc | Exchange Traded Fund | 00039J202 |  | 2041289 | 80556 | SH |  | SOLE |  | 0 | 0 | 0 |
| Abbott Laboratories | Common / Ordinary Stock | 002824100 |  | 7769 | 58 | SH |  | SOLE |  | 0 | 0 | 0 |
| AbbVie Inc | Common / Ordinary Stock | 00287Y109 |  | 189168 | 817 | SH |  | SOLE |  | 0 | 0 | 0 |
| Aberdeen Standard Investments | Exchange Traded Fund | 003261203 |  | 390604 | 11368 | SH |  | SOLE |  | 0 | 0 | 0 |
| Accenture PLC | Common / Ordinary Stock | G1151C101 |  | 31565 | 128 | SH |  | SOLE |  | 0 | 0 | 0 |
| Adobe Inc | Common / Ordinary Stock | 00724F101 |  | 209886 | 595 | SH |  | SOLE |  | 0 | 0 | 0 |
| ADVANCED MICRO DEV | Common / Ordinary Stock | 007903107 |  | 372117 | 2300 | SH |  | SOLE |  | 0 | 0 | 0 |
| AGNICO EAGLE MINES | Common / Ordinary Stock | 008474108 |  | 42140 | 250 | SH |  | SOLE |  | 0 | 0 | 0 |
| Alger ETF Trust/The | Exchange Traded Fund | 015564107 |  | 1113833 | 49758 | SH |  | SOLE |  | 0 | 0 | 0 |
| Alger ETF Trust/The | Exchange Traded Fund | 015564503 |  | 1536600 | 40976 | SH |  | SOLE |  | 0 | 0 | 0 |
| Alphabet Inc | Common / Ordinary Stock | 02079K107 |  | 365325 | 1500 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALPHABET INC | Common / Ordinary Stock | 02079K305 |  | 949306 | 3905 | SH |  | SOLE |  | 0 | 0 | 0 |
| ALTRIA GROUP INC | Common / Ordinary Stock | 02209S103 |  | 198180 | 3000 | SH |  | SOLE |  | 0 | 0 | 0 |
| Amazon dot co m Inc | Common / Ordinary Stock | 023135106 |  | 641144 | 2920 | SH |  | SOLE |  | 0 | 0 | 0 |
| American Beacon Funds | Exchange Traded Fund | 02368W408 |  | 251801 | 6225 | SH |  | SOLE |  | 0 | 0 | 0 |
| American Water Works Co Inc | Common / Ordinary Stock | 030420103 |  | 25889 | 186 | SH |  | SOLE |  | 0 | 0 | 0 |
| Americold Realty Trust Inc | Common / Ordinary Stock | 03064D108 |  | 30600 | 2500 | SH |  | SOLE |  | 0 | 0 | 0 |
| Apple Inc | Common / Ordinary Stock | 037833100 |  | 3311209 | 13004 | SH |  | SOLE |  | 0 | 0 | 0 |
| Applied Digital Corp | Common / Ordinary Stock | 038169207 |  | 35557 | 1550 | SH |  | SOLE |  | 0 | 0 | 0 |
| Ares Capital Corp | Closed-end Fund | 04010L103 |  | 1492134 | 73108 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARK Investment Management LLC | Exchange Traded Fund | 00214Q104 |  | 3606822 | 41794 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARK Investment Management LLC | Exchange Traded Fund | 00214Q302 |  | 216717 | 7804 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARK Investment Management LLC | Exchange Traded Fund | 00214Q401 |  | 152784 | 875 | SH |  | SOLE |  | 0 | 0 | 0 |
| ARK Investment Management LLC | Exchange Traded Fund | 00214Q708 |  | 48791 | 859 | SH |  | SOLE |  | 0 | 0 | 0 |
| ASML HOLDING NV | American Depository Receipts ADR | N07059210 |  | 24202 | 25 | SH |  | SOLE |  | 0 | 0 | 0 |
| AST SpaceMobile Inc | Common / Ordinary Stock | 00217D100 |  | 7362 | 150 | SH |  | SOLE |  | 0 | 0 | 0 |
| AT INC | Common / Ordinary Stock | 00206R102 |  | 47726 | 1690 | SH |  | SOLE |  | 0 | 0 | 0 |
| AvalonBay Communities Inc | Closed-end REIT | 053484101 |  | 29748 | 154 | SH |  | SOLE |  | 0 | 0 | 0 |
| AXON ENTERPRISE INC | Common / Ordinary Stock | 05464C101 |  | 28706 | 40 | SH |  | SOLE |  | 0 | 0 | 0 |
| Babson Capital Management LLC/ | Closed-end Fund | 06761A103 |  | 407796 | 20238 | SH |  | SOLE |  | 0 | 0 | 0 |
| Barings LLC | Closed-end Fund | 06759X107 |  | 51153 | 2464 | SH |  | SOLE |  | 0 | 0 | 0 |
| Berkshire Hathaway Inc | Common / Ordinary Stock | 084670702 |  | 50274 | 100 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Fund Advisors | Exchange Traded Fund | 464288604 |  | 179220 | 3300 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Fund Advisors | Exchange Traded Fund | 464288885 |  | 34733 | 305 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Fund Advisors | Exchange Traded Fund | 46432F396 |  | 3581324 | 13965 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Fund Advisors | Exchange Traded Fund | 46434G103 |  | 81609 | 1238 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Fund Advisors | Exchange Traded Fund | 46434G509 |  | 490415 | 14574 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Funds/Closed-End/USA | Closed-end Fund | 09254G108 |  | 351190 | 35014 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Funds/Closed-End/USA | Closed-end Fund | 09255P107 |  | 69607 | 7327 | SH |  | SOLE |  | 0 | 0 | 0 |
| BlackRock Funds/Closed-End/USA | Closed-end Fund | 09255R202 |  | 1027474 | 96749 | SH |  | SOLE |  | 0 | 0 | 0 |
| Blackstone Mortgage Trust Inc | Closed-end REIT | 09257W100 |  | 189697 | 10304 | SH |  | SOLE |  | 0 | 0 | 0 |
| BLACKSTONE SECD LN | Common / Ordinary Stock | 09261X102 |  | 1420450 | 54486 | SH |  | SOLE |  | 0 | 0 | 0 |
| Blue Owl Capital Corp | Common / Ordinary Stock | 69121K104 |  | 955260 | 74805 | SH |  | SOLE |  | 0 | 0 | 0 |
| BP PLC | American Depository Receipts ADR | 055622104 |  | 39629 | 1150 | SH |  | SOLE |  | 0 | 0 | 0 |
| BRISTOL-MYRS SQUIB | Common / Ordinary Stock | 110122108 |  | 57142 | 1267 | SH |  | SOLE |  | 0 | 0 | 0 |
| Brown  Brown Inc | Common / Ordinary Stock | 115236101 |  | 9379 | 100 | SH |  | SOLE |  | 0 | 0 | 0 |
| Capital Research and Managemen | Exchange Traded Fund | 14020G101 |  | 46775 | 1065 | SH |  | SOLE |  | 0 | 0 | 0 |
| Capital Research and Managemen | Exchange Traded Fund | 14020R107 |  | 44646 | 1450 | SH |  | SOLE |  | 0 | 0 | 0 |
| Capital Research and Managemen | Exchange Traded Fund | 14020W106 |  | 452663 | 10770 | SH |  | SOLE |  | 0 | 0 | 0 |
| Capital Research and Managemen | Exchange Traded Fund | 14021M107 |  | 22930 | 680 | SH |  | SOLE |  | 0 | 0 | 0 |
| Cardinal Health Inc | Common / Ordinary Stock | 14149Y108 |  | 15696 | 100 | SH |  | SOLE |  | 0 | 0 | 0 |
| Carlyle Secured Lending Inc | Closed-end Fund | 872280102 |  | 476125 | 38090 | SH |  | SOLE |  | 0 | 0 | 0 |
| Celestica Inc | Common / Ordinary Stock | 15101Q207 |  | 36957 | 150 | SH |  | SOLE |  | 0 | 0 | 0 |
| Charles Schwab Investment Management Inc | Exchange Traded Fund | 808524201 |  | 15409 | 585 | SH |  | SOLE |  | 0 | 0 | 0 |
| Charles Schwab Investment Management Inc | Exchange Traded Fund | 808524300 |  | 72340 | 2267 | SH |  | SOLE |  | 0 | 0 | 0 |
| Charles Schwab Investment Management Inc | Exchange Traded Fund | 808524508 |  | 1280685 | 43208 | SH |  | SOLE |  | 0 | 0 | 0 |
| Charles Schwab Investment Management Inc | Exchange Traded Fund | 808524607 |  | 12332 | 442 | SH |  | SOLE |  | 0 | 0 | 0 |
| Charles Schwab Investment Management Inc | Exchange Traded Fund | 808524805 |  | 94424 | 4056 | SH |  | SOLE |  | 0 | 0 | 0 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Exchange Traded Fund | 808524706 |  | 16084 | 482 | SH |  | SOLE |  | 0 | 0 | 0 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Exchange Traded Fund | 808524755 |  | 2710733 | 63099 | SH |  | SOLE |  | 0 | 0 | 0 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Exchange Traded Fund | 808524771 |  | 1676309 | 63738 | SH |  | SOLE |  | 0 | 0 | 0 |
| Chevron Corp | Common / Ordinary Stock | 166764100 |  | 155290 | 1000 | SH |  | SOLE |  | 0 | 0 | 0 |
| CION Investment Corp | Common / Ordinary Stock | 17259U204 |  | 13850 | 1461 | SH |  | SOLE |  | 0 | 0 | 0 |
| CISCO SYSTEMS | Common / Ordinary Stock | 17275R102 |  | 53299 | 779 | SH |  | SOLE |  | 0 | 0 | 0 |
| Comcast Corp | Common / Ordinary Stock | 20030N101 |  | 16024 | 510 | SH |  | SOLE |  | 0 | 0 | 0 |
| Compass Inc | Common / Ordinary Stock | 20464U100 |  | 18308 | 2280 | SH |  | SOLE |  | 0 | 0 | 0 |
| CONOCOPHILLIPS | Common / Ordinary Stock | 20825C104 |  | 8986 | 95 | SH |  | SOLE |  | 0 | 0 | 0 |
| CORNING INC | Common / Ordinary Stock | 219350105 |  | 16406 | 200 | SH |  | SOLE |  | 0 | 0 | 0 |
| CRISPR Therapeutics AG | Common / Ordinary Stock | H17182108 |  | 219836 | 3392 | SH |  | SOLE |  | 0 | 0 | 0 |
| Crocs Inc | Common / Ordinary Stock | 227046109 |  | 6266 | 75 | SH |  | SOLE |  | 0 | 0 | 0 |
| CVS Health Corp | Common / Ordinary Stock | 126650100 |  | 30156 | 400 | SH |  | SOLE |  | 0 | 0 | 0 |
| Danaher Corp | Common / Ordinary Stock | 235851102 |  | 126886 | 640 | SH |  | SOLE |  | 0 | 0 | 0 |
| Delaware Management Co | Closed-end Fund | 24610T108 |  | 255197 | 24873 | SH |  | SOLE |  | 0 | 0 | 0 |
| Docusign Inc | Common / Ordinary Stock | 256163106 |  | 93717 | 1300 | SH |  | SOLE |  | 0 | 0 | 0 |
| DraftKings Inc | Common / Ordinary Stock | 26142V105 |  | 82280 | 2200 | SH |  | SOLE |  | 0 | 0 | 0 |
| DUKE ENERGY CORP | Common / Ordinary Stock | 26441C204 |  | 121894 | 985 | SH |  | SOLE |  | 0 | 0 | 0 |
| Eagle Point Credit Management LLC/USA | Closed-end Fund | 269817102 |  | 2150397 | 159762 | SH |  | SOLE |  | 0 | 0 | 0 |
| Eaton Vance Management | Closed-end Fund | 27826F101 |  | 180452 | 17902 | SH |  | SOLE |  | 0 | 0 | 0 |
| Eaton Vance Management | Closed-end Fund | 27826U108 |  | 1036229 | 93607 | SH |  | SOLE |  | 0 | 0 | 0 |
| Eli Lilly  Co | Common / Ordinary Stock | 532457108 |  | 9156 | 12 | SH |  | SOLE |  | 0 | 0 | 0 |
| EMERSON ELECTRIC | Common / Ordinary Stock | 291011104 |  | 78708 | 600 | SH |  | SOLE |  | 0 | 0 | 0 |
| Energy Transfer LP | Master Limited Partnership | 29273V100 |  | 509498 | 29691 | SH |  | SOLE |  | 0 | 0 | 0 |
| Enterprise Products Partners L | Master Limited Partnership | 293792107 |  | 1913411 | 61190 | SH |  | SOLE |  | 0 | 0 | 0 |
| Exxon Mobil Corp | Common / Ordinary Stock | 30231G102 |  | 198440 | 1760 | SH |  | SOLE |  | 0 | 0 | 0 |
| Fastenal Co | Common / Ordinary Stock | 311900104 |  | 19616 | 400 | SH |  | SOLE |  | 0 | 0 | 0 |
| FEDEX CORP | Common / Ordinary Stock | 31428X106 |  | 70743 | 300 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust Advisors LP | Exchange Traded Fund | 337344105 |  | 70555 | 500 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust Advisors LP | Exchange Traded Fund | 33734X192 |  | 432967 | 3221 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust Advisors LP | Exchange Traded Fund | 33734X846 |  | 8665 | 114 | SH |  | SOLE |  | 0 | 0 | 0 |
| FIRST TRUST ADVISORS LP | Exchange Traded Fund | 33733E302 |  | 41976 | 150 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33738D820 |  | 1267948 | 58647 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33738D879 |  | 3309834 | 128040 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33738R506 |  | 276237 | 4107 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33740F755 |  | 1078931 | 32284 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33740U752 |  | 65464 | 1879 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33740U828 |  | 61481 | 2411 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust ETFs/USA | Exchange Traded Fund | 33741X102 |  | 194090 | 5105 | SH |  | SOLE |  | 0 | 0 | 0 |
| First Trust Exchange-Traded Fu | Exchange Traded Fund | 33740F276 |  | 165497 | 8350 | SH |  | SOLE |  | 0 | 0 | 0 |
| Flaherty  Crumrine Inc | Closed-end Fund | 33848W106 |  | 2079366 | 96089 | SH |  | SOLE |  | 0 | 0 | 0 |
| FLEX LNG Ltd | Common / Ordinary Stock | G35947202 |  | 81900 | 3250 | SH |  | SOLE |  | 0 | 0 | 0 |
| FS KKR Capital Corp | Closed-end Fund | 302635206 |  | 489570 | 32791 | SH |  | SOLE |  | 0 | 0 | 0 |
| Global X ETFs/USA | Exchange Traded Fund | 37954Y277 |  | 512266 | 17787 | SH |  | SOLE |  | 0 | 0 | 0 |
| Global X Investments Canada Inc | Exchange Traded Fund | 37954Y459 |  | 15848 | 1053 | SH |  | SOLE |  | 0 | 0 | 0 |
| Global X Management Co LLC | Exchange Traded Fund | 37950E333 |  | 236100 | 25552 | SH |  | SOLE |  | 0 | 0 | 0 |
| Goldman Sachs ETF Trust | Exchange Traded Fund | 38149W622 |  | 302203 | 5786 | SH |  | SOLE |  | 0 | 0 | 0 |
| Goldman Sachs ETF Trust | Exchange Traded Fund | 38149W630 |  | 15738 | 300 | SH |  | SOLE |  | 0 | 0 | 0 |
| Golub Capital BDC Inc | Common / Ordinary Stock | 38173M102 |  | 1424609 | 104062 | SH |  | SOLE |  | 0 | 0 | 0 |
| GSAM | Closed-end Fund | 38147U107 |  | 12804 | 1259 | SH |  | SOLE |  | 0 | 0 | 0 |
| Guggenheim Partners Investment Management LLC | Closed-end Fund | 401664107 |  | 822001 | 52760 | SH |  | SOLE |  | 0 | 0 | 0 |
| Hercules Capital Inc | Common / Ordinary Stock | 427096508 |  | 289663 | 15318 | SH |  | SOLE |  | 0 | 0 | 0 |
| Home Depot Inc/The | Common / Ordinary Stock | 437076102 |  | 40519 | 100 | SH |  | SOLE |  | 0 | 0 | 0 |
| Host Hotels  Resorts Inc | Closed-end REIT | 44107P104 |  | 3557 | 209 | SH |  | SOLE |  | 0 | 0 | 0 |
| Huntington Ingalls Industries | Common / Ordinary Stock | 446413106 |  | 288 | 1 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C284 |  | 12167 | 393 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C409 |  | 62558 | 1180 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C466 |  | 26330 | 495 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C516 |  | 47288 | 1424 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C524 |  | 97124 | 2760 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C540 |  | 36557 | 870 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C615 |  | 42608 | 750 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C623 |  | 51827 | 1667 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C680 |  | 8749 | 206 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C714 |  | 100824 | 3484 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C755 |  | 20401 | 446 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C789 |  | 46433 | 935 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45782C813 |  | 40721 | 893 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y525 |  | 741413 | 30828 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y582 |  | 745669 | 29791 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y624 |  | 739314 | 29828 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y657 |  | 738516 | 29833 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y673 |  | 1804022 | 50070 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y681 |  | 959527 | 28945 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y822 |  | 691007 | 37800 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45783Y855 |  | 4682397 | 142669 | SH |  | SOLE |  | 0 | 0 | 0 |
| Innovator ETF Trust | Exchange Traded Fund | 45784N791 |  | 59021 | 2170 | SH |  | SOLE |  | 0 | 0 | 0 |
| Intellia Therapeutics Inc | Common / Ordinary Stock | 45826J105 |  | 27632 | 1600 | SH |  | SOLE |  | 0 | 0 | 0 |
| INTL BUSINESS MCHN | Common / Ordinary Stock | 459200101 |  | 49378 | 175 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46090E103 |  | 890949 | 1484 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46137V464 |  | 474252 | 3507 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46137V613 |  | 1491116 | 32982 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46138E115 |  | 31849 | 600 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46138E354 |  | 789983 | 10751 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46138E867 |  | 497262 | 20380 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46138G664 |  | 157941 | 3270 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco Capital Management LLC | Exchange Traded Fund | 46138G805 |  | 811550 | 29738 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco ETFs/USA | Exchange Traded Fund | 46137V431 |  | 557306 | 4905 | SH |  | SOLE |  | 0 | 0 | 0 |
| Invesco ETFs/USA | Exchange Traded Fund | 46137V597 |  | 1326809 | 29212 | SH |  | SOLE |  | 0 | 0 | 0 |
| ISHARES | Exchange Traded Fund | 464287200 |  | 1960380 | 2929 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares ETFs/USA | Exchange Traded Fund | 464286533 |  | 1378856 | 21602 | SH |  | SOLE |  | 0 | 0 | 0 |
| iShares ETFs/USA | Exchange Traded Fund | 46434V621 |  | 16952 | 249 | SH |  | SOLE |  | 0 | 0 | 0 |
| ITT Inc | Common / Ordinary Stock | 45073V108 |  | 38970 | 218 | SH |  | SOLE |  | 0 | 0 | 0 |
| Janus Detroit Street Trust | Exchange Traded Fund | 47103U845 |  | 8448065 | 166366 | SH |  | SOLE |  | 0 | 0 | 0 |
| Johnson  Johnson | Common / Ordinary Stock | 478160104 |  | 58407 | 315 | SH |  | SOLE |  | 0 | 0 | 0 |
| JP Morgan ETFs/USA | Exchange Traded Fund | 46641Q126 |  | 389240 | 8121 | SH |  | SOLE |  | 0 | 0 | 0 |
| JP Morgan ETFs/USA | Exchange Traded Fund | 46641Q134 |  | 245403 | 3337 | SH |  | SOLE |  | 0 | 0 | 0 |
| JP Morgan ETFs/USA | Exchange Traded Fund | 46654Q203 |  | 2237125 | 38893 | SH |  | SOLE |  | 0 | 0 | 0 |
| JP Morgan ETFs/USA | Exchange Traded Fund | 46654Q724 |  | 262600 | 4040 | SH |  | SOLE |  | 0 | 0 | 0 |
| JP Morgan Investment Management Inc | Exchange Traded Fund | 46641Q332 |  | 3863900 | 67669 | SH |  | SOLE |  | 0 | 0 | 0 |
| JP Morgan Investment Management Inc | Exchange Traded Fund | 46641Q837 |  | 947383 | 18675 | SH |  | SOLE |  | 0 | 0 | 0 |
| Kayne Anderson/Closed-end | Closed-end Fund | 486606106 |  | 284089 | 22966 | SH |  | SOLE |  | 0 | 0 | 0 |
| KeyCorp | Common / Ordinary Stock | 493267108 |  | 48594 | 2600 | SH |  | SOLE |  | 0 | 0 | 0 |
| Kinder Morgan Inc | Common / Ordinary Stock | 49456B101 |  | 340 | 12 | SH |  | SOLE |  | 0 | 0 | 0 |
| L3Harris Technologies Inc | Common / Ordinary Stock | 502431109 |  | 13438 | 44 | SH |  | SOLE |  | 0 | 0 | 0 |
| Lam Research Corp | Common / Ordinary Stock | 512807306 |  | 133900 | 1000 | SH |  | SOLE |  | 0 | 0 | 0 |
| LEGG MASON PARTNERS FUND ADVISOR LLC | Closed-end Fund | 95790A101 |  | 997628 | 59774 | SH |  | SOLE |  | 0 | 0 | 0 |
| Lockheed Martin Corp | Common / Ordinary Stock | 539830109 |  | 74882 | 150 | SH |  | SOLE |  | 0 | 0 | 0 |
| Lumen Technologies Inc | Common / Ordinary Stock | 550241103 |  | 43954 | 7182 | SH |  | SOLE |  | 0 | 0 | 0 |
| Marriott International Inc/MD | Common / Ordinary Stock | 571903202 |  | 69798 | 268 | SH |  | SOLE |  | 0 | 0 | 0 |
| Marriott Vacations Worldwide C | Common / Ordinary Stock | 57164Y107 |  | 1531 | 23 | SH |  | SOLE |  | 0 | 0 | 0 |
| MCDONALD'S CORP | Common / Ordinary Stock | 580135101 |  | 1366593 | 4497 | SH |  | SOLE |  | 0 | 0 | 0 |
| Medtronic PLC | Common / Ordinary Stock | G5960L103 |  | 28572 | 300 | SH |  | SOLE |  | 0 | 0 | 0 |
| MICROSOFT CORP | Common / Ordinary Stock | 594918104 |  | 2211647 | 4270 | SH |  | SOLE |  | 0 | 0 | 0 |
| MidCap Financial Investment Co | Common / Ordinary Stock | 03761U502 |  | 504084 | 42042 | SH |  | SOLE |  | 0 | 0 | 0 |
| Mondelez International Inc | Common / Ordinary Stock | 609207105 |  | 28549 | 457 | SH |  | SOLE |  | 0 | 0 | 0 |
| Morgan Stanley Funds/Closed-En | Closed-end Fund | 61744H105 |  | 1523888 | 206769 | SH |  | SOLE |  | 0 | 0 | 0 |
| NCR Atleos Corp | Common / Ordinary Stock | 63001N106 |  | 275 | 7 | SH |  | SOLE |  | 0 | 0 | 0 |
| NCR CORP | Common / Ordinary Stock | 62886E108 |  | 188 | 15 | SH |  | SOLE |  | 0 | 0 | 0 |
| NETFLIX INC | Common / Ordinary Stock | 64110L106 |  | 59946 | 50 | SH |  | SOLE |  | 0 | 0 | 0 |
| Newmont Corp | Common / Ordinary Stock | 651639106 |  | 3372 | 40 | SH |  | SOLE |  | 0 | 0 | 0 |
| NextEra Energy Inc | Common / Ordinary Stock | 65339F101 |  | 105686 | 1400 | SH |  | SOLE |  | 0 | 0 | 0 |
| NORTHROP GRUMMAN | Common / Ordinary Stock | 666807102 |  | 6093 | 10 | SH |  | SOLE |  | 0 | 0 | 0 |
| Novo Holdings A/S | American Depository Receipts ADR | 670100205 |  | 55490 | 1000 | SH |  | SOLE |  | 0 | 0 | 0 |
| Nuveen Closed-End Funds/USA | Closed-end Fund | 67061T101 |  | 1418373 | 153172 | SH |  | SOLE |  | 0 | 0 | 0 |
| Nuveen Closed-End Funds/USA | Closed-end Fund | 670657105 |  | 856471 | 75195 | SH |  | SOLE |  | 0 | 0 | 0 |
| Nuveen Closed-End Funds/USA | Closed-end Fund | 67070X101 |  | 579544 | 46142 | SH |  | SOLE |  | 0 | 0 | 0 |
| Nuveen Closed-End Funds/USA | Closed-end Fund | 67071L106 |  | 914855 | 74439 | SH |  | SOLE |  | 0 | 0 | 0 |
| NVIDIA Corp | Common / Ordinary Stock | 67066G104 |  | 1599924 | 8575 | SH |  | SOLE |  | 0 | 0 | 0 |
| NYLI MacKay DefinedTerm Muni O | Closed-end Fund | 56064K100 |  | 750009 | 49571 | SH |  | SOLE |  | 0 | 0 | 0 |
| Oaktree Specialty Lending Corp | Common / Ordinary Stock | 67401P405 |  | 27705 | 2123 | SH |  | SOLE |  | 0 | 0 | 0 |
| Occidental Petroleum Corp | Common / Ordinary Stock | 674599105 |  | 28350 | 600 | SH |  | SOLE |  | 0 | 0 | 0 |
| Old Republic International Cor | Common / Ordinary Stock | 680223104 |  | 45273 | 1066 | SH |  | SOLE |  | 0 | 0 | 0 |
| ONEOK Inc | Common / Ordinary Stock | 682680103 |  | 149151 | 2044 | SH |  | SOLE |  | 0 | 0 | 0 |
| ORACLE CORP | Common / Ordinary Stock | 68389X105 |  | 227804 | 810 | SH |  | SOLE |  | 0 | 0 | 0 |
| Orion Properties Inc | Closed-end REIT | 68629Y103 |  | 5 | 2 | SH |  | SOLE |  | 0 | 0 | 0 |
| Owens Corning | Common / Ordinary Stock | 690742101 |  | 17683 | 125 | SH |  | SOLE |  | 0 | 0 | 0 |
| Pacer ETFs/USA | Exchange Traded Fund | 69374H857 |  | 146488 | 3346 | SH |  | SOLE |  | 0 | 0 | 0 |
| Pacific Investment Management Co LLC | Closed-end Fund | 72200N106 |  | 178167 | 20432 | SH |  | SOLE |  | 0 | 0 | 0 |
| Pacific Investment Management Co LLC | Closed-end Fund | 72200W106 |  | 577564 | 73017 | SH |  | SOLE |  | 0 | 0 | 0 |
| Pacific Investment Management Co LLC | Closed-end Fund | 72201J104 |  | 1008400 | 132859 | SH |  | SOLE |  | 0 | 0 | 0 |
| Pacific Investment Management Co LLC | Exchange Traded Fund | 72201R874 |  | 374471 | 7405 | SH |  | SOLE |  | 0 | 0 | 0 |
| Paychex Inc | Common / Ordinary Stock | 704326107 |  | 13310 | 105 | SH |  | SOLE |  | 0 | 0 | 0 |
| Peakstone Realty Trust - US | Closed-end REIT | 39818P799 |  | 8908 | 679 | SH |  | SOLE |  | 0 | 0 | 0 |
| PEPSICO INC | Common / Ordinary Stock | 713448108 |  | 21066 | 150 | SH |  | SOLE |  | 0 | 0 | 0 |
| Pfizer Inc | Common / Ordinary Stock | 717081103 |  | 84237 | 3306 | SH |  | SOLE |  | 0 | 0 | 0 |
| PHILIP MORRIS INTL | Common / Ordinary Stock | 718172109 |  | 109647 | 676 | SH |  | SOLE |  | 0 | 0 | 0 |
| Phillips 66 | Common / Ordinary Stock | 718546104 |  | 40806 | 300 | SH |  | SOLE |  | 0 | 0 | 0 |
| PIMCO | Closed-end Fund | 722014107 |  | 1024267 | 205264 | SH |  | SOLE |  | 0 | 0 | 0 |
| PIMCO Funds/Closed-End/USA | Closed-end Fund | 72201Y101 |  | 302762 | 15291 | SH |  | SOLE |  | 0 | 0 | 0 |
| Preferred Income Funds/Closed- | Closed-end Fund | 338480106 |  | 44859 | 3732 | SH |  | SOLE |  | 0 | 0 | 0 |
| Principal Exchange-Traded Fund | Exchange Traded Fund | 74255Y888 |  | 379317 | 19818 | SH |  | SOLE |  | 0 | 0 | 0 |
| Principal Financial Group Inc | Common / Ordinary Stock | 74251V102 |  | 58037 | 700 | SH |  | SOLE |  | 0 | 0 | 0 |
| Procter  Gamble Co/The | Common / Ordinary Stock | 742718109 |  | 38413 | 250 | SH |  | SOLE |  | 0 | 0 | 0 |
| Prologis Inc | Closed-end REIT | 74340W103 |  | 111084 | 970 | SH |  | SOLE |  | 0 | 0 | 0 |
| QUALCOMM Inc | Common / Ordinary Stock | 747525103 |  | 427712 | 2571 | SH |  | SOLE |  | 0 | 0 | 0 |
| QuantumScape Corp | Common / Ordinary Stock | 74767V109 |  | 19589 | 1590 | SH |  | SOLE |  | 0 | 0 | 0 |
| Rayonier Advanced Materials In | Common / Ordinary Stock | 75508B104 |  | 520 | 72 | SH |  | SOLE |  | 0 | 0 | 0 |
| Rayonier Inc | Closed-end REIT | 754907103 |  | 5972 | 225 | SH |  | SOLE |  | 0 | 0 | 0 |
| REALTY INCOME CORP | Closed-end REIT | 756109104 |  | 197689 | 3252 | SH |  | SOLE |  | 0 | 0 | 0 |
| REGENERON PHARMACEUTICALS | Common / Ordinary Stock | 75886F107 |  | 98397 | 175 | SH |  | SOLE |  | 0 | 0 | 0 |
| Rocket Lab Corp | Common / Ordinary Stock | 773121108 |  | 1677 | 35 | SH |  | SOLE |  | 0 | 0 | 0 |
| Roundhill Financial Inc | Exchange Traded Fund | 53656F417 |  | 20600 | 1000 | SH |  | SOLE |  | 0 | 0 | 0 |
| RTX Corp | Common / Ordinary Stock | 75513E101 |  | 167330 | 1000 | SH |  | SOLE |  | 0 | 0 | 0 |
| SAP SE | American Depository Receipts ADR | 803054204 |  | 53976 | 202 | SH |  | SOLE |  | 0 | 0 | 0 |
| Schwab Strategic Trust | Exchange Traded Fund | 808524730 |  | 1501399 | 41521 | SH |  | SOLE |  | 0 | 0 | 0 |
| SEI Exchange Traded Funds | Exchange Traded Fund | 81589A106 |  | 47576 | 1230 | SH |  | SOLE |  | 0 | 0 | 0 |
| SEI Exchange Traded Funds | Exchange Traded Fund | 81589A205 |  | 18659 | 411 | SH |  | SOLE |  | 0 | 0 | 0 |
| SEI Exchange Traded Funds | Exchange Traded Fund | 81589A304 |  | 28164 | 724 | SH |  | SOLE |  | 0 | 0 | 0 |
| SEI Exchange Traded Funds | Exchange Traded Fund | 81589A502 |  | 7713 | 276 | SH |  | SOLE |  | 0 | 0 | 0 |
| SEI Exchange Traded Funds | Exchange Traded Fund | 81589A601 |  | 3294 | 109 | SH |  | SOLE |  | 0 | 0 | 0 |
| SEI Exchange Traded Funds | Exchange Traded Fund | 81589A700 |  | 8145 | 267 | SH |  | SOLE |  | 0 | 0 | 0 |
| SELECT SECTOR SPDR | Exchange Traded Fund | 81369Y506 |  | 38416 | 430 | SH |  | SOLE |  | 0 | 0 | 0 |
| Shell PLC | American Depository Receipts ADR | 780259305 |  | 75536 | 1056 | SH |  | SOLE |  | 0 | 0 | 0 |
| Simplify Exchange Traded Funds | Exchange Traded Fund | 82889N632 |  | 67169 | 2909 | SH |  | SOLE |  | 0 | 0 | 0 |
| Simplify Exchange Traded Funds | Exchange Traded Fund | 82889N863 |  | 93600 | 5200 | SH |  | SOLE |  | 0 | 0 | 0 |
| SSgA Funds Management Inc | Exchange Traded Fund | 78462F103 |  | 118580 | 178 | SH |  | SOLE |  | 0 | 0 | 0 |
| Starwood Property Trust Inc | Closed-end REIT | 85571B105 |  | 22121 | 1142 | SH |  | SOLE |  | 0 | 0 | 0 |
| State Street ETF/USA | Exchange Traded Fund | 78470E106 |  | 1000932 | 20297 | SH |  | SOLE |  | 0 | 0 | 0 |
| STRYKER CORP | Common / Ordinary Stock | 863667101 |  | 96114 | 260 | SH |  | SOLE |  | 0 | 0 | 0 |
| Sysco Corp | Common / Ordinary Stock | 871829107 |  | 109183 | 1326 | SH |  | SOLE |  | 0 | 0 | 0 |
| Target Corp | Common / Ordinary Stock | 87612E106 |  | 44850 | 500 | SH |  | SOLE |  | 0 | 0 | 0 |
| TCW Funds/Closed end/USA | Closed-end Fund | 872340104 |  | 785075 | 159568 | SH |  | SOLE |  | 0 | 0 | 0 |
| Teladoc Health Inc | Common / Ordinary Stock | 87918A105 |  | 1546 | 200 | SH |  | SOLE |  | 0 | 0 | 0 |
| Tesla Inc | Common / Ordinary Stock | 88160R101 |  | 4605520 | 10356 | SH |  | SOLE |  | 0 | 0 | 0 |
| Thermo Fisher Scientific Inc | Common / Ordinary Stock | 883556102 |  | 143081 | 295 | SH |  | SOLE |  | 0 | 0 | 0 |
| Truist Financial Corp | Common / Ordinary Stock | 89832Q109 |  | 302163 | 6609 | SH |  | SOLE |  | 0 | 0 | 0 |
| TSMC | American Depository Receipts ADR | 874039100 |  | 55858 | 200 | SH |  | SOLE |  | 0 | 0 | 0 |
| Union Pacific Corp | Common / Ordinary Stock | 907818108 |  | 385283 | 1630 | SH |  | SOLE |  | 0 | 0 | 0 |
| UnitedHealth Group Inc | Common / Ordinary Stock | 91324P102 |  | 110496 | 320 | SH |  | SOLE |  | 0 | 0 | 0 |
| US Bancorp | Common / Ordinary Stock | 902973304 |  | 257841 | 5335 | SH |  | SOLE |  | 0 | 0 | 0 |
| V2X Inc | Common / Ordinary Stock | 92242T101 |  | 1394 | 24 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vail Resorts Inc | Common / Ordinary Stock | 91879Q109 |  | 239312 | 1600 | SH |  | SOLE |  | 0 | 0 | 0 |
| Van Eck Absolute Return Advisers Corp | Exchange Traded Fund | 92189F411 |  | 2121 | 142 | SH |  | SOLE |  | 0 | 0 | 0 |
| VanEck ETFs/USA | Exchange Traded Fund | 92189F593 |  | 1173225 | 31649 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANECK VECTORS ETF | Exchange Traded Fund | 92189F643 |  | 1072073 | 10817 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD | Exchange Traded Fund | 922908363 |  | 285369 | 466 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard ETF/USA | Exchange Traded Fund | 921943858 |  | 2926133 | 48834 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard ETF/USA | Exchange Traded Fund | 922908736 |  | 105514 | 220 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 921908844 |  | 3930615 | 18215 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 921910873 |  | 824536 | 3378 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 921946810 |  | 3099122 | 34600 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 922042742 |  | 3418129 | 24805 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 922042858 |  | 1658396 | 30609 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 92204A884 |  | 61951 | 330 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 92206C680 |  | 187739 | 1558 | SH |  | SOLE |  | 0 | 0 | 0 |
| VANGUARD ETF/USA | Exchange Traded Fund | 922908769 |  | 86637 | 264 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Group Inc/The | Exchange Traded Fund | 921910709 |  | 27038 | 395 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Group Inc/The | Exchange Traded Fund | 92206C664 |  | 311361 | 3183 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Group Inc/The | Exchange Traded Fund | 922908637 |  | 16317 | 53 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vanguard Group Inc/The | Exchange Traded Fund | 922908744 |  | 34501 | 185 | SH |  | SOLE |  | 0 | 0 | 0 |
| Van Kampen Funds/Closed-end/US | Closed-end Fund | 46131J103 |  | 871520 | 90313 | SH |  | SOLE |  | 0 | 0 | 0 |
| Van Kampen Funds/Closed-end/US | Closed-end Fund | 46131M106 |  | 723580 | 71500 | SH |  | SOLE |  | 0 | 0 | 0 |
| Van Kampen Funds/Closed-end/US | Closed-end Fund | 46132E103 |  | 1006612 | 114779 | SH |  | SOLE |  | 0 | 0 | 0 |
| Van Kampen Funds/Closed-end/US | Closed-end Fund | 46132P108 |  | 1051866 | 83814 | SH |  | SOLE |  | 0 | 0 | 0 |
| Veeva Systems Inc | Common / Ordinary Stock | 922475108 |  | 178746 | 600 | SH |  | SOLE |  | 0 | 0 | 0 |
| VERIZON COMMUN | Common / Ordinary Stock | 92343V104 |  | 105480 | 2400 | SH |  | SOLE |  | 0 | 0 | 0 |
| VF Corp | Common / Ordinary Stock | 918204108 |  | 304834 | 21125 | SH |  | SOLE |  | 0 | 0 | 0 |
| VISA INC | Common / Ordinary Stock | 92826C839 |  | 170690 | 500 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vodafone Group PLC | American Depository Receipts ADR | 92857W308 |  | 1543 | 133 | SH |  | SOLE |  | 0 | 0 | 0 |
| Vontier Corp | Common / Ordinary Stock | 928881101 |  | 2938 | 70 | SH |  | SOLE |  | 0 | 0 | 0 |
| Walmart Inc | Common / Ordinary Stock | 931142103 |  | 148097 | 1437 | SH |  | SOLE |  | 0 | 0 | 0 |
| Walt Disney Co/The | Common / Ordinary Stock | 254687106 |  | 293464 | 2563 | SH |  | SOLE |  | 0 | 0 | 0 |
| Warner Bros Discovery Inc | Common / Ordinary Stock | 934423104 |  | 7968 | 408 | SH |  | SOLE |  | 0 | 0 | 0 |
| WELLS FARGO  CO | Common / Ordinary Stock | 949746101 |  | 16764 | 200 | SH |  | SOLE |  | 0 | 0 | 0 |
| WELLTOWER INC COM | Closed-end REIT | 95040Q104 |  | 482047 | 2706 | SH |  | SOLE |  | 0 | 0 | 0 |
| Western Asset Management Co | Closed-end Fund | 957664105 |  | 3071517 | 273510 | SH |  | SOLE |  | 0 | 0 | 0 |
| Western Asset Trust Closed End | Closed-end Fund | 958435109 |  | 707344 | 89424 | SH |  | SOLE |  | 0 | 0 | 0 |
| Williams Cos Inc/The | Common / Ordinary Stock | 969457100 |  | 107632 | 1699 | SH |  | SOLE |  | 0 | 0 | 0 |
| Williams-Sonoma Inc | Common / Ordinary Stock | 969904101 |  | 390900 | 2000 | SH |  | SOLE |  | 0 | 0 | 0 |
| WISDOMTREE ETFS/USA | Exchange Traded Fund | 97717W315 |  | 71836 | 1562 | SH |  | SOLE |  | 0 | 0 | 0 |
| Xcel Energy Inc | Common / Ordinary Stock | 98389B100 |  | 187592 | 2326 | SH |  | SOLE |  | 0 | 0 | 0 |
| Xylem Inc/NY | Common / Ordinary Stock | 98419M100 |  | 64310 | 436 | SH |  | SOLE |  | 0 | 0 | 0 |
| Zions Bancorp NA | Common / Ordinary Stock | 989701107 |  | 113160 | 2000 | SH |  | SOLE |  | 0 | 0 | 0 |
| Zoom Communications Inc | Common / Ordinary Stock | 98980L101 |  | 107250 | 1300 | SH |  | SOLE |  | 0 | 0 | 0 |

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