# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0000894189-25-005662
**Filing Date:** 2025-8
**Character Count:** 27001
**Document Hash:** 6deba5039d7b7c515e18bea1a3aaa208
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-005662.hdr.sgml**: 20250820

**ACCESSION NUMBER**: 0000894189-25-005662

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250820

**DATE AS OF CHANGE**: 20250819

**PERIOD START**: 20250630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 251233208

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis & Wiley Value Opportunities Fund (Series ID: S000006216)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000017137 | Class I      | HWAIX           |
| C000017138 | Class A      | HWAAX           |
| C000017139 | Class C      | HWACX           |
| C000205770 | Class Z      | HWAZX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS/DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley Value Opportunities Fund

- **b. EDGAR series identifier (if any):** S000006216

- **c. LEI of Series:** 549300JLT8FMOBXCJA12

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-06-30

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $728727038.66

**Total Liabilities:** $3727538.41

**Net Assets:** $724999500.25

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000017137 | -3.40%               | 5.04%                | 3.17%                |
| Class ID C000017138 | -3.40%               | 4.99%                | 3.18%                |
| Class ID C000017139 | -3.47%               | 4.95%                | 3.11%                |
| Class ID C000205770 | -3.37%               | 5.03%                | 3.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-30390001.91            | $8074247.17                                |
| Month 2  | $2583509.73              | $29050282.44                               |
| Month 3  | $-2908961.80             | $24248334.07                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                               | Title                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Bank of New York Mellon Corp/T     | Bank of New York Mellon Corp/The      | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     87800 | NS      | $7999458.00   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands Inc           | Constellation Brands Inc              | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |     21800 | NS      | $3546424.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                        | Cummins Inc                           | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |     11200 | NS      | $3668000.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc                | Dominion Energy Inc                   | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |    593200 | NS      | $33527664.00  | 4.62%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                            | NOV Inc                               | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |    910400 | NS      | $11316272.00  | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                        | Popular Inc                           | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |     62000 | NS      | $6833020.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                           | SLM Corp                              | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    139813 | NS      | $4584468.27   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                        | Workday Inc                           | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |    231000 | NS      | $55440000.00  | 7.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                          | Aptiv PLC                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |     77400 | NS      | $5280228.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                           | APA Corp                              | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |    487300 | NS      | $8912717.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                      | Citigroup Inc                         | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    150800 | NS      | $12836096.00  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                     | ConocoPhillips                        | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     36600 | NS      | $3284484.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc                         | Humana Inc                            | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |     29700 | NS      | $7261056.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Kosmos Energy Ltd                  | Kosmos Energy Ltd                     | CUSIP: 500688106<br>LEI: 213800YDFJ3OT9B5P157 | Long             | EC               | CORP              | US        |    788800 | NS      | $1356736.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Articore Group Ltd                 | Articore Group Ltd                    | CUSIP: N/A<br>LEI: 254900SRSOME9Q6QGA93       | Long             | EC               | CORP              | AU        |   1991054 | NS      | $260857.28    | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| Iracore International Holdings Inc | Iracore International Inc             | CUSIP: N/A<br>LEI: 5493001MEBLCGW71EE69       | Long             | LON              | CORP              | US        |   1685735 | PA      | $1685735.13   | 0.23%             | 2026-04-12      | Floating      | 13.48%                | Yes           |                  3 | On Loan: No      |
| Henkel AG & Co KGaA                | Henkel AG & Co KGaA                   | CUSIP: N/A<br>LEI: 549300VZCL1HTH4O4Y49       | Long             | EC               | CORP              | DE        |    159900 | NS      | $11596827.13  | 1.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Lithia Motors Inc                  | Lithia Motors Inc                     | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |      9400 | NS      | $3175508.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                         | Siemens AG                            | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               | CORP              | DE        |     68900 | NS      | $17697581.30  | 2.44%             |  |  |  | No            |                  2 | On Loan: No      |
| Philip Morris International In     | Philip Morris International Inc       | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     64000 | NS      | $11656320.00  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Seritage Growth Properties         | Seritage Growth Properties            | CUSIP: 81752R100<br>LEI: 5493003CJFC2MM82WB25 | Long             | EC               | CORP              | US        |    307200 | NS      | $946176.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                         | Siemens AG                            | CUSIP: 826197501<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |     98400 | NS      | $12680808.00  | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Stagwell Inc                       | Stagwell Inc                          | CUSIP: 85256A109<br>LEI: 549300KIYTU6J3NYJ009 | Long             | EC               | CORP              | US        |   2549900 | NS      | $11474550.00  | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp                  | State Street Corp                     | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |     66900 | NS      | $7114146.00   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Long-Term Treasury ET     | Vanguard Long-Term Treasury ETF       | CUSIP: 92206C847<br>LEI: N/A                  | Long             | EC               | RF                | US        |    230100 | NS      | $12913212.00  | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                   | Wells Fargo & Co                      | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |    118500 | NS      | $9494220.00   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                          | Avnet Inc                             | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |    138800 | NS      | $7367504.00   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                    | CVS Health Corp                       | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     71700 | NS      | $4945866.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Ericsson                           | Telefonaktiebolaget LM Ericsson       | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |   4689200 | NS      | $39764416.00  | 5.48%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                             | F5 Inc                                | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |    208190 | NS      | $61274480.80  | 8.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                         | Fluor Corp                            | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |     61700 | NS      | $3163359.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                  | General Motors Co                     | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |    298250 | NS      | $14676882.50  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott Vacations Worldwide C     | Marriott Vacations Worldwide Corp     | CUSIP: 57164Y107<br>LEI: 549300WA6BT5H4F7IO94 | Long             | EC               | CORP              | US        |     86800 | NS      | $6276508.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Fuso Chemical Co Ltd               | Fuso Chemical Co Ltd                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    563400 | NS      | $15100183.98  | 2.08%             |  |  |  | No            |                  2 | On Loan: No      |
| LEALAND FINANCE CO BV              | Lealand Finance Co BV                 | CUSIP: N5200EAB7<br>LEI: N/A                  | Long             | LON              | CORP              | NL        |   1500555 | PA      | $787791.63    | 0.11%             | 2027-12-31      | Floating      | 5.33%                 | Yes           |                  2 | On Loan: No      |
| FREDDIE MAC                        | Federal Home Loan Mortgage Corp       | CUSIP: 313400715<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | EP               | USGSE             | US        |     18400 | NS      | $336536.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Heineken NV                        | Heineken NV                           | CUSIP: 423012301<br>LEI: 724500K5PTPSST86UQ23 | Long             | EC               | CORP              | NL        |     99600 | NS      | $4352520.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Murphy Oil Corp                    | Murphy Oil Corp                       | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |    235100 | NS      | $5289750.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc             | UnitedHealth Group Inc                | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     29600 | NS      | $9234312.00   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Havas NV                           | Havas NV                              | CUSIP: N/A<br>LEI: 894500L53AVOFQK7T710       | Long             | EC               | CORP              | FR        |  10625400 | NS      | $18267832.82  | 2.52%             |  |  |  | No            |                  2 | On Loan: No      |
| Ovintiv Inc                        | Ovintiv Inc                           | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |    262900 | NS      | $10003345.00  | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang LaSalle Inc             | Jones Lang LaSalle Inc                | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |     72000 | NS      | $18416160.00  | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Shell PLC                          | Shell PLC                             | CUSIP: 780259305<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |    148350 | NS      | $10445323.50  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Schlumberger NV                    | Schlumberger NV                       | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |    770370 | NS      | $26038506.00  | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| WPP PLC                            | WPP PLC                               | CUSIP: 92937A102<br>LEI: 549300LSGBXPYHXGDT93 | Long             | EC               | CORP              | GB        |    261200 | NS      | $9144612.00   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc                | Elevance Health Inc                   | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |     24000 | NS      | $9335040.00   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                    | Baker Hughes Co                       | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    447100 | NS      | $17141814.00  | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecovyst Inc                        | Ecovyst Inc                           | CUSIP: 27923Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2010800 | NS      | $16548884.00  | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| FREDDIE MAC                        | Federal Home Loan Mortgage Corp       | CUSIP: 313400830<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | EP               | USGSE             | US        |     33300 | NS      | $658507.50    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc              | Micron Technology Inc                 | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     24400 | NS      | $3007300.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Iracore International Holdings Inc | Iracore Investments Holdings Inc      | CUSIP: N/A<br>LEI: 5493001MEBLCGW71EE69       | Long             | EC               | CORP              | US        |     32422 | NS      | $7866225.64   | 1.08%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LEALAND FINANCE CO BV              | Lealand Finance Co BV                 | CUSIP: N5200EAC5<br>LEI: N/A                  | Long             | LON              | CORP              | NL        |    442883 | PA      | $290088.06    | 0.04%             | 2027-06-30      | Floating      | 7.33%                 | Yes           |                  2 | On Loan: No      |
| UTEX Industries Inc                | UTEX Industries Inc                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     24058 | NS      | $996241.78    | 0.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Alphabet Inc                       | Alphabet Inc                          | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     52600 | NS      | $9269698.00   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co                  | U-Haul Holding Co                     | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |    385200 | NS      | $20943324.00  | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Citizens Financial Group Inc       | Citizens Financial Group Inc          | CUSIP: 174610105<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | EC               | CORP              | US        |     92000 | NS      | $4117000.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                       | Comcast Corp                          | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |    302600 | NS      | $10799794.00  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| FED HOME LOAN MORTGAGE             | Federal Home Loan Mortgage Corp       | CUSIP: 313400764<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | EP               | USGSE             | US        |    116400 | NS      | $2067264.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| GE HealthCare Technologies Inc     | GE HealthCare Technologies Inc        | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |    169500 | NS      | $12554865.00  | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Indemnity Group LLC         | Global Indemnity Group LLC            | CUSIP: 37959R103<br>LEI: 549300KNR55WEKSPTK65 | Long             | EC               | CORP              | US        |    102500 | NS      | $3214400.00   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/The        | Goldman Sachs Group Inc/The           | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |     14800 | NS      | $10474700.00  | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                     | Microsoft Corp                        | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     49010 | NS      | $24378064.10  | 3.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Qantas Airways Ltd                 | Qantas Airways Ltd                    | CUSIP: N/A<br>LEI: YLXNW6TI6QSK1H8H0N82       | Long             | EC               | CORP              | AU        |   2359620 | NS      | $16669712.62  | 2.30%             |  |  |  | No            |                  2 | On Loan: No      |
| Mcdermott International Ltd        | Mcdermott International Ltd           | CUSIP: N/A<br>LEI: 54930004RAXI4B3L4752       | Long             | EC               | CORP              | US        |      6659 | NS      | $73251.41     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                      | Medtronic PLC                         | CUSIP: N/A<br>LEI: 549300GX3ZBSQWUXY261       | Long             | EC               | CORP              | IE        |     70300 | NS      | $6128051.00   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| METALS RECOVERY HOLDINGS LLC       | METALS RECOVERY HOLDINGS LLC          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      7042 | NS      | $4225.38      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Invesco Government & Agency Po     | Invesco Government & Agency Portfolio | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |   1962150 | NS      | $1962150.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown Brothers Harriman and Co.    | Skandinaviska Enskilda Banken         | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |  16733618 | PA      | $16733618.44  | 2.31%             | 2025-06-30      | Fixed         | 3.68%                 | No            |                  2 | On Loan: No      |
| Brown Brothers Harriman and Co.    | Citigroup, Inc.                       | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |       494 | PA      | $581.74       | 0.00%             | 2025-06-30      | Fixed         | 0.87%                 | No            |                  2 | On Loan: No      |
| Brown Brothers Harriman and Co.    | Citigroup, Inc.                       | CUSIP: N/A<br>LEI: 5493006KMX1VFTPYPW14       | Long             | STIV             | CORP              | US        |         1 | PA      | $1.35         | 0.00%             | 2025-06-30      | Fixed         | 3.17%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-07

**Name of Applicant:** HOTCHKIS & WILEY FUNDS/DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer