# EDGAR Filing Document

**Accession Number:** 0002021913
**File Stem:** 0001562180-25-005198
**Filing Date:** 2025-7
**Character Count:** 7924
**Document Hash:** 14dcdbc2dc540cb3d9de55f33b8a8619
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001562180-25-005198.hdr.sgml**: 20250701

**ACCESSION NUMBER**: 0001562180-25-005198

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250701

**DATE AS OF CHANGE**: 20250701

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Dick Barry
- **CENTRAL INDEX KEY:** 0002021913

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41279
- **FILM NUMBER:** 251097165

**MAIL ADDRESS:**
- **STREET 1:** C/O 5E ADVANCED MATERIALS, INC.
- **STREET 2:** 9329 MARIPOSA ROAD, SUITE 210
- **CITY:** HESPERIA
- **STATE:** CA
- **ZIP:** 92344
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 5E Advanced Materials, Inc.
- **CENTRAL INDEX KEY:** 0001888654
- **STANDARD INDUSTRIAL CLASSIFICATION:** MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 873426517
- **FISCAL YEAR END:** 0630

**BUSINESS ADDRESS:**
- **STREET 1:** 9329 MARIPOSA ROAD
- **STREET 2:** SUITE 210
- **CITY:** HESPERIA
- **STATE:** CA
- **ZIP:** 92344
- **BUSINESS PHONE:** 442 292 2120

**MAIL ADDRESS:**
- **STREET 1:** 9329 MARIPOSA ROAD
- **STREET 2:** SUITE 210
- **CITY:** HESPERIA
- **STATE:** CA
- **ZIP:** 92344

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Dick Barry<br><sub>(Last) (First) (Middle)</sub><br>9329 MARIPOSA ROAD<br>SUITE 210<br><sub>(Street)</sub><br>HESPERIA, CA 92344<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-06-30 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>5E Advanced Materials, Inc. [ FEAM ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-07-01 |  | M |  | 728.00<sup>(1)</sup> | A | <sup>(2)</sup> | 747.00<sup>(1)</sup> | D |  |
| Common Stock | 2025-07-01 |  | F |  | 270.00<sup>(1)</sup> | D | $3.55 | 477.00<sup>(1)</sup> | D |  |
| Common Stock | 2025-07-01 |  | M |  | 1335.00<sup>(1)</sup> | A | <sup>(2)</sup> | 1812.00<sup>(1)</sup> | D |  |
| Common Stock | 2025-07-01 |  | F |  | 494.00<sup>(1)</sup> | D | $3.55 | 1318.00<sup>(1)</sup> | D |  |
| Common Stock | 2025-07-01 |  | M |  | 3918.00 | A | <sup>(2)</sup> | 5236.00 | D |  |
| Common Stock | 2025-07-01 |  | F |  | 1450.00 | D | $3.55 | 3786.00 | D |  |
| Common Stock | 2025-07-01 |  | M |  | 6202.00 | A | <sup>(2)</sup> | 9988.00 | D |  |
| Common Stock | 2025-07-01 |  | F |  | 2295.00 | D | $3.55 | 7693.00 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Unit | <sup>(2)</sup> | 2025-06-30 |  | A |  | 6202.00 |  | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 6202.00 | $0.00 | 6202.00 | D |  |
| Restricted Stock Unit | <sup>(2)</sup> | 2025-07-01 |  | M |  |  | 728.00<sup>(1)</sup> | <sup>(4)</sup> | <sup>(4)</sup> | Common Stock | 728.00<sup>(1)</sup> | $0.00 | 0.00 | D |  |
| Restricted Stock Unit | <sup>(2)</sup> | 2025-07-01 |  | M |  |  | 1335.00<sup>(1)</sup> | <sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 1335.00<sup>(1)</sup> | $0.00 | 0.00 | D |  |
| Restricted Stock Unit | <sup>(2)</sup> | 2025-07-01 |  | M |  |  | 3918.00 | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock | 3918.00 | $0.00 | 0.00 | D |  |
| Restricted Stock Unit | <sup>(2)</sup> | 2025-07-01 |  | M |  |  | 6202.00 | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 6202.00 | $0.00 | 0.00 | D |  |

---

### Footnotes:

(1) The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025.

(2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

(3) RSUs granted on June 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

(4) RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

(5) RSUs granted on January 21, 2025 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

(6) RSUs granted on March 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

**Signature:** /s / Joshua Malm, Attorney-in-Fact for Barry Dick  
**Date:** 2025-07-01

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**