# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-26-024899
**Filing Date:** 2026-6
**Character Count:** 70898
**Document Hash:** efb5b18cb3b5020177467bf2a659516f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-024899.hdr.sgml**: 20260622

**ACCESSION NUMBER**: 0000940400-26-024899

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260622

**DATE AS OF CHANGE**: 20260622

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 261107136

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000159952 | First Trust SSI Strategic Convertible Securities ETF | FCVT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust SSI Strategic Convertible Securities ETF

- **b. EDGAR series identifier (if any):** S000050640

- **c. LEI of Series:** 549300E2LXTTRLNEGB53

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $116625550.67

**Total Liabilities:** $87991.06

**Net Assets:** $116537559.61

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 71.52123000 | **1-Year:** 1294.51318000 | **5-Year:** 1388.71698000 | **10-Year:** 89.63525000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 370.51196000 | **1-Year:** 4504.56239000 | **5-Year:** 1360.86750000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000159952 | 0.51%                | -3.00%               | 11.74%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $978762.88               | $-236640.91                                |
| Month 2  | $3240.58                 | $-3127860.38                               |
| Month 3  | $2537829.97              | $9852231.84                                |

### Schedule of Portfolio Investments

| Name                                     | Title                                                                                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| IMPINJ INC                               | PI 0 09/15/29                                                                                                                           | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |    632000 | PA      | $610828.00    | 0.52%             | 2029-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BURLINGTON STORES INC                    | BURL 1.25 12/15/27                                                                                                                      | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |    287000 | PA      | $468240.50    | 0.40%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| AEROVIRONMENT INC                        | AVAV 0 07/15/30                                                                                                                         | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |    667000 | PA      | $678339.00    | 0.58%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP                      | LEU 0 08/15/32                                                                                                                          | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    678000 | PA      | $810210.00    | 0.70%             | 2032-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMENT INC            | LYV 3.125 01/15/29                                                                                                                      | CUSIP: 538034BA6<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |    179000 | PA      | $280958.40    | 0.24%             | 2029-01-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| STRATEGY INC                             | MSTR 0.625 09/15/28                                                                                                                     | CUSIP: 594972AQ4<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |    396000 | PA      | $494604.00    | 0.42%             | 2028-09-15      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC                     | BBIO 1.75 03/01/31                                                                                                                      | CUSIP: 10806XAJ1<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    348000 | PA      | $574864.77    | 0.49%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC                    | SOFI 1.25 03/15/29                                                                                                                      | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    165000 | PA      | $304796.25    | 0.26%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| WESTERN DIGITAL CORP                     | WDC 3 11/15/28                                                                                                                          | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |    455000 | PA      | $5230475.25   | 4.49%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| LIBERTY ENERGY INC                       | LBRT 0 03/01/31                                                                                                                         | CUSIP: 53115LAA2<br>LEI: 254900PKFJW6RILDCM60 | Long             | DBT              | CORP              | US        |    533000 | PA      | $642531.50    | 0.55%             | 2031-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ORACLE CORP                              | ORACLE CORP DEPOSITARY SHARES EACH REPRESENTING A 1/2,000TH INTEREST IN A SHARE OF 6.50% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK | CUSIP: 68389X204<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EP               | CORP              | US        |     25630 | NS      | $1247412.10   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| IMAX CORP                                | IMAX 0.75 11/15/30                                                                                                                      | CUSIP: 45245EAK5<br>LEI: 894500GS1ESLAPZCEI74 | Long             | DBT              | CORP              | CA        |    455000 | PA      | $509941.25    | 0.44%             | 2030-11-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                          | OSIS 0.5 02/01/31                                                                                                                       | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    654000 | PA      | $700237.80    | 0.60%             | 2031-02-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC                   | ARRY 2.875 07/01/31                                                                                                                     | CUSIP: 04271TAC4<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    304000 | PA      | $395200.00    | 0.34%             | 2031-07-01      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| SEAGATE HDD CAYMAN                       | STX 3.5 06/01/28                                                                                                                        | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |    148000 | PA      | $1205941.00   | 1.03%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| EVERGY INC                               | EVRG 4.5 12/15/27                                                                                                                       | CUSIP: 30034WAD8<br>LEI: 549300PGTHDQY6PSUI61 | Long             | DBT              | CORP              | US        |    350000 | PA      | $477487.50    | 0.41%             | 2027-12-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| CIPHER DIGITAL INC                       | CIFR 0 10/01/31                                                                                                                         | CUSIP: 17253JAB2<br>LEI: 254900QABG5HCQZ28A17 | Long             | DBT              | CORP              | US        |    511000 | PA      | $710290.00    | 0.61%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WISDOMTREE INC                           | WT 4.625 08/15/30                                                                                                                       | CUSIP: 97717PAJ3<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |    809000 | PA      | $952193.00    | 0.82%             | 2030-08-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| EQUINOX GOLD CORP                        | EQXCN 4.75 10/15/28                                                                                                                     | CUSIP: 29446YAC0<br>LEI: 5493005IN4V1SNP9PN75 | Long             | DBT              | CORP              | CA        |    117000 | PA      | $273370.50    | 0.23%             | 2028-10-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| PTC THERAPEUTICS INC                     | PTCT 1.5 09/15/26                                                                                                                       | CUSIP: 69366JAD3<br>LEI: 549300UJLWOIWFDGB318 | Long             | DBT              | CORP              | US        |    337000 | PA      | $428200.63    | 0.37%             | 2026-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC                    | LITE 0.375 03/15/32                                                                                                                     | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    914000 | PA      | $4479422.60   | 3.84%             | 2032-03-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| MIRUM PHARMACEUTICALS INC                | MIRM 4 05/01/29                                                                                                                         | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |     97000 | PA      | $305841.00    | 0.26%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| PG&E CORP                                | PG&E CORP 6% SER A MAND CONV PFD STK                                                                                                    | CUSIP: 69331C306<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EP               | CORP              | US        |     10245 | NS      | $430904.70    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO INC                                  | QXO INC DEPOSITARY SHARES EACH REPRESENTING A 1/20TH INTEREST IN A SHARE OF 5.50% SERIES B MANDATORY CONVERTIBLE PREFERRED STOCK        | CUSIP: 82846H504<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     14985 | NS      | $847851.30    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY FINANCE LLC               | MS 1 11/23/27 000B                                                                                                                      | CUSIP: 61774H2L1<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    164000 | PA      | $324350.18    | 0.28%             | 2027-11-23      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FINANCE LLC               | MS 0.125 02/07/28 dmTN                                                                                                                  | CUSIP: 61774TYE6<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    807000 | PA      | $2368738.68   | 2.03%             | 2028-02-07      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| IRHYTHM HOLDINGS INC                     | IRTC 1.5 09/01/29                                                                                                                       | CUSIP: 450056AB2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    391000 | PA      | $450236.50    | 0.39%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MARA HOLDINGS INC                        | MARA 0 03/01/30                                                                                                                         | CUSIP: 565788AF3<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |    573000 | PA      | $544350.00    | 0.47%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MKS INC                                  | MKSI 1.25 06/01/30                                                                                                                      | CUSIP: 55306NAB0<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |    652000 | PA      | $1284114.00   | 1.10%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD                   | JAZZ 3.125 09/15/30                                                                                                                     | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    745000 | PA      | $1114892.50   | 0.96%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| REVOLUTION MEDICINES INC                 | RVMD 0.5 05/01/33                                                                                                                       | CUSIP: 76155XAA8<br>LEI: 549300JU3X0LBCQ65892 | Long             | DBT              | CORP              | US        |    509000 | PA      | $568161.87    | 0.49%             | 2033-05-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                          | NBIS 1 09/15/30                                                                                                                         | CUSIP: 63954QAE6<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   1095000 | PA      | $1418353.50   | 1.22%             | 2030-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC                     | WEC 4.375 06/01/27                                                                                                                      | CUSIP: 92939UAP1<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    761000 | PA      | $930322.50    | 0.80%             | 2027-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| ORMAT TECHNOLOGIES INC                   | ORA 2.5 07/15/27                                                                                                                        | CUSIP: 686688AB8<br>LEI: 5493000TSHHWY24VHM09 | Long             | DBT              | CORP              | US        |    512000 | PA      | $686387.20    | 0.59%             | 2027-07-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                         | DUK 3 03/15/29                                                                                                                          | CUSIP: 26441CCL7<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    537000 | PA      | $535523.25    | 0.46%             | 2029-03-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| KKR & CO. INC                            | KKR & CO. INC 6.25% SERIES D MANDATORY CONVERTIBLE PREFERRED STOCK                                                                      | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     16120 | NS      | $715405.60    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUOR CORP                               | FLR 1.125 08/15/29                                                                                                                      | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    505000 | PA      | $678593.75    | 0.58%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| CENTERPOINT ENERGY INC                   | CNP 3 08/01/28                                                                                                                          | CUSIP: 15189TBQ9<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | DBT              | CORP              | US        |    540000 | PA      | $572892.30    | 0.49%             | 2028-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| GOLAR LNG LTD                            | GLNG 2.75 12/15/30                                                                                                                      | CUSIP: 38046YAC5<br>LEI: 213800C2VSFZG3EZLO34 | Long             | DBT              | CORP              | BM        |    336000 | PA      | $406224.00    | 0.35%             | 2030-12-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| CHEESECAKE FACTORY INC (THE)             | CAKE 2 03/15/30                                                                                                                         | CUSIP: 163072AC5<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |    300000 | PA      | $331725.00    | 0.28%             | 2030-03-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| ENERGY FUELS INC                         | EFRCN 0.75 11/01/31                                                                                                                     | CUSIP: 292671AC8<br>LEI: 529900P0GCATXMGK8I62 | Long             | DBT              | CORP              | CA        |    355000 | PA      | $474280.00    | 0.41%             | 2031-11-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC                    | UBER 0.875 12/01/28 2028                                                                                                                | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    730000 | PA      | $893702.50    | 0.77%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                           | NET 0 06/15/30                                                                                                                          | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    641000 | PA      | $737468.02    | 0.63%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GUARDANT HEALTH INC                      | GH 0 05/15/33                                                                                                                           | CUSIP: 40131MAE9<br>LEI: 254900M8C3E5VC8BR186 | Long             | DBT              | CORP              | US        |    552000 | PA      | $579255.00    | 0.50%             | 2033-05-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GROUP               | BTDR 4.875 07/01/31                                                                                                                     | CUSIP: 09175RAD2<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |    338000 | PA      | $356623.80    | 0.31%             | 2031-07-01      | Fixed         | 4.88%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC                  | PPL 2.875 03/15/28                                                                                                                      | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    343000 | PA      | $395564.75    | 0.34%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                          | NBIS 2.75 09/15/32                                                                                                                      | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |    675000 | PA      | $856575.00    | 0.74%             | 2032-09-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| PLANET LABS PBC                          | PL 0.5 10/15/30                                                                                                                         | CUSIP: 72703XAA4<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | DBT              | CORP              | US        |    249000 | PA      | $805826.25    | 0.69%             | 2030-10-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| NOVA LTD                                 | NVMI 0 09/15/30                                                                                                                         | CUSIP: 66982MAA2<br>LEI: 529900B2DSWE5V3SC292 | Long             | DBT              | CORP              | IL        |    281000 | PA      | $484584.50    | 0.42%             | 2030-09-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC                 | MICROCHIP TECHNOLOGY INC 7.50 % DEP SHS REPSTG 1/20TH PFD CONV SER A                                                                    | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |     14460 | NS      | $1137568.20   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| FRESHPET INC                             | FRPT 3 04/01/28                                                                                                                         | CUSIP: 358039AB1<br>LEI: 549300S4ZK8ZQ6HNPN59 | Long             | DBT              | CORP              | US        |    308000 | PA      | $378932.40    | 0.33%             | 2028-04-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ZOETIS INC                               | ZTS 0.25 06/15/29                                                                                                                       | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |    783000 | PA      | $775953.00    | 0.67%             | 2029-06-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| JBT MAREL CORP                           | JBTM 0.375 09/15/30                                                                                                                     | CUSIP: 477839AD6<br>LEI: 5493007CT6ATBZ2L6826 | Long             | DBT              | CORP              | US        |    500000 | PA      | $471250.00    | 0.40%             | 2030-09-15      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                      | COIN 0.25 04/01/30                                                                                                                      | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    492000 | PA      | $479331.00    | 0.41%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC  | MTSI 0 12/15/29                                                                                                                         | CUSIP: 55405YAD2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    535000 | PA      | $943472.50    | 0.81%             | 2029-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SEMTECH CORP                             | SMTC 0 10/15/30                                                                                                                         | CUSIP: 816850AJ0<br>LEI: 549300J7WUY317SW6O61 | Long             | DBT              | CORP              | US        |    695000 | PA      | $930778.75    | 0.80%             | 2030-10-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                             | WULF 0 05/01/32                                                                                                                         | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    515000 | PA      | $704159.50    | 0.60%             | 2032-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL INC                       | GLXYLP 2.5 12/01/29                                                                                                                     | CUSIP: 36317GAB2<br>LEI: 9845001C4070E5N07806 | Long             | DBT              | CORP              | US        |    408000 | PA      | $586296.00    | 0.50%             | 2029-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC                 | MCHP 0 02/15/30                                                                                                                         | CUSIP: 595017BM5<br>LEI: 5493007PTFULNYZJ1R12 | Long             | DBT              | CORP              | US        |    650000 | PA      | $743762.50    | 0.64%             | 2030-02-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CELCUITY INC                             | CELC 2.75 08/01/31                                                                                                                      | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |    213000 | PA      | $547410.00    | 0.47%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| PPL CORP                                 | PPL 7 02/15/29                                                                                                                          | CUSIP: 69351T866<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | DBT              | CORP              | US        |      8000 | PA      | $403520.00    | 0.35%             | 2029-02-15      | Fixed         | 7.00%                 | No            |                  1 | On Loan: No      |
| AST SPACEMOBILE INC                      | ASTS 2.25 04/15/36                                                                                                                      | CUSIP: 00217DAG5<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    339000 | PA      | $316626.00    | 0.27%             | 2036-04-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| LIGAND PHARMACEUTICALS INC               | LGND 0.75 10/01/30                                                                                                                      | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |    470000 | PA      | $631351.00    | 0.54%             | 2030-10-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                           | NET 0 08/15/26                                                                                                                          | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    617000 | PA      | $718054.87    | 0.62%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN COMPANY (THE)                   | SO 7.125 12/15/28 A                                                                                                                     | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |     19310 | PA      | $1004699.30   | 0.86%             | 2028-12-15      | Fixed         | 7.12%                 | No            |                  1 | On Loan: No      |
| TRIP.COM GROUP LTD                       | TCOM 0.75 06/15/29                                                                                                                      | CUSIP: 89677QAB3<br>LEI: 2549004RMYDSRQL4KW41 | Long             | DBT              | CORP              | KY        |    466000 | PA      | $502313.65    | 0.43%             | 2029-06-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL HOLDINGS INC      | NEE 3 03/01/27                                                                                                                          | CUSIP: 65339KCY4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   1416000 | PA      | $2059926.00   | 1.77%             | 2027-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                       | FWONK 2.25 08/15/27                                                                                                                     | CUSIP: 531229AQ5<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |    535000 | PA      | $626217.50    | 0.54%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| CENTERPOINT ENERGY INC                   | CNP 2.875 05/15/29                                                                                                                      | CUSIP: 15189TBT3<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | DBT              | CORP              | US        |    450000 | PA      | $454320.00    | 0.39%             | 2029-05-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| PG&E CORP                                | PCG 4.25 12/01/27                                                                                                                       | CUSIP: 69331CAL2<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | DBT              | CORP              | US        |    690000 | PA      | $707422.50    | 0.61%             | 2027-12-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD                    | CYBR 0 06/15/30                                                                                                                         | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    594000 | PA      | $648172.80    | 0.56%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY INC                       | NEE 7.375 02/15/29                                                                                                                      | CUSIP: 65339F655<br>LEI: 254900RHL9MEUS5NKX63 | Long             | DBT              | CORP              | US        |     10410 | PA      | $546733.20    | 0.47%             | 2029-02-15      | Fixed         | 7.38%                 | No            |                  1 | On Loan: No      |
| IREN LTD                                 | IREN 0 07/01/31                                                                                                                         | CUSIP: 46270CAE9<br>LEI: 254900FZF02RB3NNGB71 | Long             | DBT              | CORP              | AU        |   1385000 | PA      | $1203218.75   | 1.03%             | 2031-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC                            | TEM 0.75 07/15/30                                                                                                                       | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    435000 | PA      | $455336.25    | 0.39%             | 2030-07-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| BWX TECHNOLOGIES INC                     | BWXT 0 11/01/30                                                                                                                         | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |    863000 | PA      | $935492.00    | 0.80%             | 2030-11-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING LTD                | BABA 0.5 06/01/31                                                                                                                       | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |   1002000 | PA      | $1448140.50   | 1.24%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| IONIS PHARMACEUTICALS INC                | IONS 0 12/01/30                                                                                                                         | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |    980000 | PA      | $1018587.50   | 0.87%             | 2030-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ARROWHEAD PHARMACEUTICALS INC            | ARWR 0 01/15/32                                                                                                                         | CUSIP: 04280AAC4<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | DBT              | CORP              | US        |    461000 | PA      | $525724.40    | 0.45%             | 2032-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP                     | BANK OF AMERICA CORP 7.25% NON-CUMULATIVE PERPETUAL CONVERTIBLE PREFERRED STOCK SERIES L                                                | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |       900 | NS      | $1100493.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| INTEGER HOLDINGS CORP                    | ITGR 1.875 03/15/30                                                                                                                     | CUSIP: 45826HAD1<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    400000 | PA      | $389000.00    | 0.33%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| STRATEGY INC                             | MSTR 0.875 03/15/31                                                                                                                     | CUSIP: 594972AL5<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |    550000 | PA      | $610637.50    | 0.52%             | 2031-03-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS INC                | HALO 1 08/15/28                                                                                                                         | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    484000 | PA      | $616858.00    | 0.53%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC                  | BKSY 8.25 08/01/33                                                                                                                      | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    404000 | PA      | $578649.20    | 0.50%             | 2033-08-01      | Fixed         | 8.25%                 | No            |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP                     | ARES MANAGEMENT CORP 6.75% SERIES B MANDATORY CONVERTIBLE PREFERRED STOCK                                                               | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |      8685 | NS      | $340799.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING COMPANY (THE)                     | BOEING COMPANY (THE) 6% SER A DEP SHS REPSTG 1/20TH INT MANDATORY CONV PFD                                                              | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     37945 | NS      | $2739629.00   | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO INC                                  | NIO 4.625 10/15/30                                                                                                                      | CUSIP: 62914VAK2<br>LEI: 549300JBU4TV5OCKJV96 | Long             | DBT              | CORP              | KY        |    265000 | PA      | $277985.00    | 0.24%             | 2030-10-15      | Fixed         | 4.62%                 | No            |                  2 | On Loan: No      |
| SOLARIS ENERGY INFRASTRUCTURE INC        | SEI 0.25 10/01/31                                                                                                                       | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |    585000 | PA      | $896512.50    | 0.77%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| LANTHEUS HOLDINGS INC                    | LNTH 2.625 12/15/27                                                                                                                     | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |    484000 | PA      | $617463.00    | 0.53%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                              | W 3.25 09/15/27                                                                                                                         | CUSIP: 94419LAP6<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    162000 | PA      | $199827.00    | 0.17%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| VSE CORP                                 | VSEC 5.75 02/01/29                                                                                                                      | CUSIP: 918284209<br>LEI: 549300QWJYQDH4U5XI15 | Long             | DBT              | CORP              | US        |     15755 | PA      | $728196.10    | 0.62%             | 2029-02-01      | Fixed         | 5.75%                 | No            |                  1 | On Loan: No      |
| NORTHERN OIL & GAS INC                   | NOG 3.625 04/15/29                                                                                                                      | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    260000 | PA      | $276640.00    | 0.24%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| HEWLETT PACKARD ENTERPRISE COMPANY       | HEWLETT PACKARD ENTERPRISE COMPANY 7.625% SERIES C MANDATORY CONVERTIBLE PREFERRED STOCK                                                | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     14225 | NS      | $1089919.50   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| REALTY INCOME CORP                       | O 3.5 01/15/29                                                                                                                          | CUSIP: 756109CY8<br>LEI: 549300CUWDAUZSH43859 | Long             | DBT              | CORP              | US        |    547000 | PA      | $572982.50    | 0.49%             | 2029-01-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| ALBEMARLE CORP                           | ALBEMARLE CORP DEPOSITARY SHARES EACH REPRESENTING A 1/20TH INTEREST IN A SHARE OF 7.25% SERIES A MANDATORY CONVERTIBLE PREFERRED STOCK | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |     19350 | NS      | $1508139.00   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC                  | AKAM 0.25 05/15/33                                                                                                                      | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    771000 | PA      | $1013286.75   | 0.87%             | 2033-05-15      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| HAT HOLDINGS I LLC                       | HASI 3.75 08/15/28                                                                                                                      | CUSIP: 418751AJ2<br>LEI: 254900YE1WH1XG7Y4E44 | Long             | DBT              | CORP              | US        |    310000 | PA      | $494217.50    | 0.42%             | 2028-08-15      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| ADVANCED ENERGY INDUSTRIES INC           | AEIS 2.5 09/15/28                                                                                                                       | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |    355000 | PA      | $1011714.50   | 0.87%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| AST SPACEMOBILE INC                      | ASTS 2 01/15/36                                                                                                                         | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    700000 | PA      | $713825.00    | 0.61%             | 2036-01-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| COREWEAVE INC                            | CRWV 1.75 10/01/32                                                                                                                      | CUSIP: 21873SAH1<br>LEI: 984500511DP2B6186053 | Long             | DBT              | CORP              | US        |    321000 | PA      | $385842.00    | 0.33%             | 2032-10-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| TERAWULF INC                             | WULF 1 09/01/31                                                                                                                         | CUSIP: 88080TAC8<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |    375000 | PA      | $729187.50    | 0.63%             | 2031-09-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP                     | APLD 2.75 06/01/30                                                                                                                      | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    100000 | PA      | $368550.00    | 0.32%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| ALPHATEC HOLDINGS INC                    | ATEC 0.75 03/15/30                                                                                                                      | CUSIP: 02081GAD4<br>LEI: 549300EZE8CQ8K65FS24 | Long             | DBT              | CORP              | US        |    433000 | PA      | $431008.20    | 0.37%             | 2030-03-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| WELLTOWER OP LLC                         | WELL 2.75 05/15/28                                                                                                                      | CUSIP: 95041AAB4<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |    573000 | PA      | $1308445.50   | 1.12%             | 2028-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| GRANITE CONSTRUCTION INC                 | GVA 3.25 06/15/30                                                                                                                       | CUSIP: 387328AF4<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | DBT              | CORP              | US        |    518000 | PA      | $955062.50    | 0.82%             | 2030-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| CLEANSPARK INC                           | CLSK 0 06/15/30                                                                                                                         | CUSIP: 18452BAC4<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |    240000 | PA      | $287640.00    | 0.25%             | 2030-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP                    | ON 0.5 03/01/29                                                                                                                         | CUSIP: 682189AU9<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |   1760000 | PA      | $2148080.00   | 1.84%             | 2029-03-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT INC             | APOLLO GLOBAL MANAGEMENT INC 6.75% SERIES A MANDATORY CONVERTIBLE PREFERRED STOCK                                                       | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |      4335 | NS      | $284939.55    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| NEBIUS GROUP NV                          | NBIS 1.25 03/15/31                                                                                                                      | CUSIP: 63954QAJ5<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   1264000 | PA      | $1406705.60   | 1.21%             | 2031-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| ASTRONICS CORP                           | ATRO 0 01/15/31                                                                                                                         | CUSIP: 046433AE8<br>LEI: 549300NNXCF8H4MSMK17 | Long             | DBT              | CORP              | US        |    246000 | PA      | $366470.79    | 0.31%             | 2031-01-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS | DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS SH BEN INT                                                                                     | CUSIP: 262006208<br>LEI: 549300F7IDB6WRO7VJ11 | Long             | STIV             | RF                | US        |   3067744 | NS      | $3067744.28   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE MACHINES INC                   | LUNR 2.5 10/01/30                                                                                                                       | CUSIP: 46125AAA8<br>LEI: 254900386IE2PEPLVM59 | Long             | DBT              | CORP              | US        |    200000 | PA      | $444560.00    | 0.38%             | 2030-10-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| CRISPR THERAPEUTICS AG                   | CRSP 1.7308 03/01/31                                                                                                                    | CUSIP: 226712AA5<br>LEI: 506700O6IRRIQLT3W370 | Long             | DBT              | CORP              | CH        |    323000 | PA      | $337599.60    | 0.29%             | 2031-03-01      | Fixed         | 1.73%                 | No            |                  2 | On Loan: No      |
| VIAVI SOLUTIONS INC                      | VIAV 0.625 03/01/31                                                                                                                     | CUSIP: 925550AJ4<br>LEI: 5493006K3E3N1QOBF092 | Long             | DBT              | CORP              | US        |    231000 | PA      | $901477.50    | 0.77%             | 2031-03-01      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC              | ALNY 1 09/15/27                                                                                                                         | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    304000 | PA      | $376230.40    | 0.32%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| RIVIAN AUTOMOTIVE INC                    | RIVN 3.625 10/15/30                                                                                                                     | CUSIP: 76954AAD5<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |    985000 | PA      | $1021543.50   | 0.88%             | 2030-10-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMENT INC            | LYV 2.875 01/15/30                                                                                                                      | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   1825000 | PA      | $2036700.00   | 1.75%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC                       | RIOT 0.75 01/15/30                                                                                                                      | CUSIP: 767292AB1<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    128000 | PA      | $183046.40    | 0.16%             | 2030-01-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| COREWEAVE INC                            | CRWV 1.75 12/01/31                                                                                                                      | CUSIP: 21873SAD0<br>LEI: 984500511DP2B6186053 | Long             | DBT              | CORP              | US        |    776000 | PA      | $1008373.20   | 0.87%             | 2031-12-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| JOBY AVIATION INC                        | JOBY 0.75 02/15/32                                                                                                                      | CUSIP: 47775AAA9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    362000 | PA      | $334623.75    | 0.29%             | 2032-02-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP                  | DLR 1.875 11/15/29                                                                                                                      | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    661000 | PA      | $743294.50    | 0.64%             | 2029-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| MARA HOLDINGS INC                        | MARA 2.125 09/01/31                                                                                                                     | CUSIP: 565788AD8<br>LEI: 549300M8ISKPTX2W7F94 | Long             | DBT              | CORP              | US        |    433000 | PA      | $445492.05    | 0.38%             | 2031-09-01      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC                     | BBIO 0.75 02/01/33                                                                                                                      | CUSIP: 10806XAK8<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    596000 | PA      | $592960.40    | 0.51%             | 2033-02-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| CORE SCIENTIFIC INC                      | CORZ 0 06/15/31                                                                                                                         | CUSIP: 21874AAE6<br>LEI: 5299003RGB2LAZ65RK73 | Long             | DBT              | CORP              | US        |    610000 | PA      | $758687.50    | 0.65%             | 2031-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ULTRA CLEAN HOLDINGS INC                 | UCTT 0 03/15/31                                                                                                                         | CUSIP: 90385VAA5<br>LEI: 5493007L6LS7QX18PE75 | Long             | DBT              | CORP              | US        |    684000 | PA      | $849220.20    | 0.73%             | 2031-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERDIGITAL INC                         | IDCC 3.5 06/01/27                                                                                                                       | CUSIP: 45867GAD3<br>LEI: 529900HQAUTC3VI47G64 | Long             | DBT              | CORP              | US        |    109000 | PA      | $418396.50    | 0.36%             | 2027-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| COHU INC                                 | COHU 1.5 01/15/31                                                                                                                       | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |    381000 | PA      | $728243.40    | 0.62%             | 2031-01-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP                        | MPUS 3 03/01/30                                                                                                                         | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    262000 | PA      | $827789.00    | 0.71%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC                  | MIR 0 10/01/31                                                                                                                          | CUSIP: 60471AAC5<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    547000 | PA      | $543171.00    | 0.47%             | 2031-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                            | SNOW 0 10/01/27                                                                                                                         | CUSIP: 833445AB5<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    912000 | PA      | $1041504.00   | 0.89%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALLIANT ENERGY CORP                      | LNT 3.25 05/30/28                                                                                                                       | CUSIP: 018802AD0<br>LEI: 5493009ML300G373MZ12 | Long             | DBT              | CORP              | US        |    520000 | PA      | $559494.00    | 0.48%             | 2028-05-30      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| COGENT BIOSCIENCES INC                   | COGT 1.625 11/15/31                                                                                                                     | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    356000 | PA      | $422216.00    | 0.36%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FINANCE LLC               | MS 0.125 04/26/30 DMTN                                                                                                                  | CUSIP: 61778KCM7<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |   1526000 | PA      | $1902540.50   | 1.63%             | 2030-04-26      | Fixed         | 0.12%                 | No            |                  3 | On Loan: No      |
| COINBASE GLOBAL INC                      | COIN 0 10/01/32                                                                                                                         | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    408000 | PA      | $345474.00    | 0.30%             | 2032-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| FIRSTENERGY CORP                         | FE 3.875 01/15/31                                                                                                                       | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    600000 | PA      | $667500.00    | 0.57%             | 2031-01-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERVICES INC         | BTSG 6.75 02/01/27                                                                                                                      | CUSIP: 10950A205<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |      7780 | PA      | $1229551.20   | 1.06%             | 2027-02-01      | Fixed         | 6.75%                 | No            |                  1 | On Loan: No      |
| CRESCENT ENERGY COMPANY                  | CRGY 2.75 03/15/31                                                                                                                      | CUSIP: 44952JAA2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    382000 | PA      | $440446.00    | 0.38%             | 2031-03-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| NCL CORP LTD                             | NCLH 0.875 04/15/30                                                                                                                     | CUSIP: 62886HBT7<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    472000 | PA      | $497370.00    | 0.43%             | 2030-04-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| BLOOM ENERGY CORP                        | BE 0 11/15/30                                                                                                                           | CUSIP: 093712AN7<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |   1090000 | PA      | $1900088.00   | 1.63%             | 2030-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS INC                | DOCN 0 08/15/30                                                                                                                         | CUSIP: 25402DAC6<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |    290000 | PA      | $747910.00    | 0.64%             | 2030-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC                         | CYTK 1.75 10/01/31                                                                                                                      | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    573000 | PA      | $732723.75    | 0.63%             | 2031-10-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| GAMESTOP CORP                            | GME 0 04/01/30                                                                                                                          | CUSIP: 36467WAE9<br>LEI: 549300505KLOET039L77 | Long             | DBT              | CORP              | US        |    360000 | PA      | $387900.00    | 0.33%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY                    | WELLS FARGO & COMPANY 7.5% NON-CUMULATIVE PERPETUAL CONVERTIBLE CLASS A PREFERRED STOCK, SERIES L                                       | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      1300 | NS      | $1548053.00   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-22

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer