# EDGAR Filing Document

**Accession Number:** 0001655923
**File Stem:** 0001213900-25-056752
**Filing Date:** 2025-6
**Character Count:** 8422
**Document Hash:** 1caca9875022f84981324c36644a0c9c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-056752.hdr.sgml**: 20250623

**ACCESSION NUMBER**: 0001213900-25-056752

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20250619

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250623

**DATE AS OF CHANGE**: 20250623

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alpha Cognition Inc.
- **CENTRAL INDEX KEY:** 0001655923
- **STANDARD INDUSTRIAL CLASSIFICATION:** BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 000000000
- **STATE OF INCORPORATION:** A1
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42403
- **FILM NUMBER:** 251065620

**BUSINESS ADDRESS:**
- **STREET 1:** 1200-750 W PENDER ST
- **CITY:** VANCOUVER
- **STATE:** A1
- **ZIP:** V6C 2T8
- **BUSINESS PHONE:** (858) 344-4375

**MAIL ADDRESS:**
- **STREET 1:** 20073 FIDDLERS GREEN
- **CITY:** FRISCO
- **STATE:** TX
- **ZIP:** 75036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Neurodyn Cognition Inc.
- **DATE OF NAME CHANGE:** 20151016

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**Current Report**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): **June 19, 2025**

**Alpha Cognition Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **British Columbia** | **001-42403** | **N/A** |
| (State or other jurisdiction<br> of incorporation) | (Commission File Number) | (I.R.S. Employer<br> Identification Number) |

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| | |
|:---|:---|
| **1452 Hughes Rd., Ste 200<br> Grapevine, Texas** | **76051** |
| (Address of principal executive offices) | (Zip Code) |

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Registrant's telephone number, including area code: **604-564-9244**

**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

<u>Title of each class:</u> <u>Trading Symbol</u> <u>Name of each exchange on which registered:</u> <br> Common Shares, no par value ACOG The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (§230.405 of this chapter) or Rule 12b-2 of the Exchange Act (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.**

On June 19, 2025, at the annual meeting of stockholders of Alpha Cognition Inc. (the "Company"), the stockholders approved the adoption of the new 2025 Stock Incentive Plan (the "2025 Stock Incentive Plan"). The 2025 Stock Incentive Plan authorizes the compensation committee of the Board or such other committee designated by the Board to administer the 2025 Stock Incentive Plan to provide equity based compensation in the form of stock options, stock appreciation rights, restricted stock, restricted stock units, dividend equivalents, or other stock-based awards. A more detailed description of the 2025 Stock Incentive Plan is contained in the Company's definitive proxy statement of Schedule 14A as filed with the Commission on April 30, 2025 under the heading "5. Adoption of the Company's 2025 Stock and Incentive Plan", which description of the 2025 Stock Incentive Plan is incorporated herein by reference.

**Item 5.07 Submission of Matters to a Vote of Security Holders.**

The Company held its 2025 annual meeting of stockholders on June 19, 2025 (the "Meeting"). The Meeting was held in person at the Company's principal executive offices located at 1452 Hughes Rd., Ste. 200, Grapevine, Texas 76051.

As of the record date, April 22, 2025, there were a total of 16,019,787 shares of common stock issued and outstanding, no restricted shares of common stock issued and outstanding, and 316,655 preferred shares of common stock issued and outstanding and entitled to vote at the Meeting. At the Meeting, 8,404,660 shares of common stock and preferred shares of common stock were represented in person or by proxy; therefore, a quorum was present. The final voting results for the matters submitted to a vote of stockholders were as follows:

**<u>Proposal No. 1 – Number of Directors</u>**

To set the number of directors that constitutes the board of directors (the "Board") of the Company at six directors:

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Votes For** | **Votes For** | **Votes Against** | **Votes Against** | **Abstentions** | **Abstentions** | **Broker Non Votes** | **Broker Non Votes** |
|  | 8401064 |  | 837 |  | 2759 |  | 0 |

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**<u>Proposal No. 2 - Election of Directors</u>**

To elect the following nominees to serve as members of the Company's Board:

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| | | | |
|:---|:---|:---|:---|
| **Nominee Name** | **Votes For** | **Votes Withheld** | **Broker Non Votes** |
| Michael McFadden | 4338110 | 66 | 4066484 |
| Kenneth Cawkell | 4329020 | 9156 | 4066484 |
| Rajeev 'Rob' Bakshi | 4338108 | 68 | 4066484 |
| Len Mertz | 4328740 | 9436 | 4066484 |
| Phillip Mertz | 4329020 | 9156 | 4066484 |
| Robert Wills | 4329020 | 9156 | 4066484 |

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**<u>Proposal No. 3 - Ratification of Independent Registered Public Accounting Firm</u>**

To ratify Manning Elliot LLP as the Company's independent registered public accounting firm for the fiscal year ending on December 31, 2025:

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Votes For** | **Votes For** | **Votes Against** | **Votes Against** | **Abstentions** | **Abstentions** | **Broker Non Votes** | **Broker Non Votes** |
|  | 8402007 |  | 210 |  | 2443 |  | 0 |

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**<u>Proposal No. 4 – Adoption of 2025 Stock Incentive Plan Proposal</u>**

To approve, ratify and confirm the Company's 2025 Stock and Incentive Plan:

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| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| **Votes For** | **Votes For** | **Votes Against** | **Votes Against** | **Abstentions** | **Abstentions** | **Broker Non Votes** | **Broker Non Votes** |
|  | 3858186 |  | 444702 |  | 35288 |  | 4066484 |

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At the Meeting, the number of directors was set to six (6), all nominees for director were elected to office, the ratification of the independent registered public accounting firm was approved and the adoption of the 2025 Stock Incentive Plan was approved.

**Item 9.01 Financial Statements and Exhibits.**

(d) Exhibits.

The following Exhibits are furnished as part of this Current Report on Form 8-K.

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **ALPHA COGNITION INC.** | **ALPHA COGNITION INC.** |
|  | By: | /s/ *Michael McFadden* |
|  |  | Michael McFadden |
|  |  | Chief Executive Officer |
| Dated: June 23, 2025 |  |  |

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