# EDGAR Filing Document

**Accession Number:** 0001028553
**File Stem:** 0001028553-26-000002
**Filing Date:** 2026-3
**Character Count:** 2552
**Document Hash:** 0500d9e92dd1547d1772819cf036ff09
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001028553-26-000002.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001028553-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DOUGALL & ASSOCIATES INC.
- **CENTRAL INDEX KEY:** 0001028553

**ORGANIZATION NAME:**
- **EIN:** 364116414
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-49806
- **FILM NUMBER:** 26824271

**BUSINESS ADDRESS:**
- **STREET 1:** 8883 WINDING TRAIL
- **STREET 2:** APT 2203
- **CITY:** SAINT JOHN
- **STATE:** IN
- **ZIP:** 46373
- **BUSINESS PHONE:** 312-663-2670

**MAIL ADDRESS:**
- **STREET 1:** 8883 WINDING TRAIL
- **STREET 2:** APT 2203
- **CITY:** SAINT JOHN
- **STATE:** IN
- **ZIP:** 46373

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DOUGALL & ASSOCIATES INC                                /BD
- **DATE OF NAME CHANGE:** 19961209

### Attached PDF Documents

**Attachment 1:** `dougallassociatesaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001028553

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DOUGALL & ASSOCIATES INC.

**Business Address:** 8883 WINDING TRAIL, APT 2203, SAINT JOHN, IN, 46373

**Contact Person:** Chad Bluett

**Contact Phone:** (312) 663-2670

### Independent Public Accountant Identification

**Accountant Name:** Sanville & Company LLC

**Accountant Address:** 2617 Huntingdon Pike, Huntingdon Valley, PA, 19006

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Chad Bluett**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DOUGALL & ASSOCIATES INC.**, as of **03-31-2026**, are true and correct.

**Signature:** Chad Bluett

**Title:** President & Chief Executive Officer