# EDGAR Filing Document

**Accession Number:** 0000700368
**File Stem:** 0000700368-23-000001
**Filing Date:** 2023-3
**Character Count:** 2734
**Document Hash:** c5735b856b821d453c3ac38ed850caf8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000700368-23-000001.hdr.sgml**: 20230323

**ACCESSION NUMBER**: 0000700368-23-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230323

**DATE AS OF CHANGE**: 20230323

**EFFECTIVENESS DATE**: 20230323

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HAROLD H. OSHIMA
- **CENTRAL INDEX KEY:** 0000700368
- **IRS NUMBER:** 042765449
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-27123
- **FILM NUMBER:** 23755126

**BUSINESS ADDRESS:**
- **STREET 1:** 21 MERCHANTS ROW
- **STREET 2:** 5TH FLOOR
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109
- **BUSINESS PHONE:** 617-523-1527

**MAIL ADDRESS:**
- **STREET 1:** 21 MERCHANTS ROW
- **STREET 2:** 5TH FLOOR
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OSHIMA HAROLD H                                         /BD
- **DATE OF NAME CHANGE:** 20001107

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OSHIMA HAROLD H
- **DATE OF NAME CHANGE:** 20000101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** OSHIMA & ASSOCIATES                                     /BD
- **DATE OF NAME CHANGE:** 19940929

### Attached PDF Documents

**Attachment 1:** `AuditReportPublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000700368

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HAROLD H. OSHIMA

**Business Address:** 21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA, 02109

**Contact Person:** Harold H. Oshima

**Contact Phone:** 6175231527

### Independent Public Accountant Identification

**Accountant Name:** Ohab and Company, PA

**Accountant Address:** 100 E. Sybelia Ave, Suite 130, Maitland, FL, 32751

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Harold Oshima**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HAROLD H. OSHIMA**, as of **12-31-2022**, are true and correct.

**Signature:** Harold Oshima

**Title:** Principal

**Notarized:** Yes