# EDGAR Filing Document

**Accession Number:** 0001965814
**File Stem:** 0001965814-23-000002
**Filing Date:** 2023-2
**Character Count:** 16087
**Document Hash:** de72d24d6d4dd922ef18f71d6a8bc4ae
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001965814-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001965814-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BOS Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001965814
- **IRS NUMBER:** 853866972
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-23011
- **FILM NUMBER:** 23624734

**BUSINESS ADDRESS:**
- **STREET 1:** 3400 WABASH AVE
- **CITY:** SPRINGFIELD
- **STATE:** IL
- **ZIP:** 62711
- **BUSINESS PHONE:** 217-241-6197

**MAIL ADDRESS:**
- **STREET 1:** 3400 WABASH AVE
- **CITY:** SPRINGFIELD
- **STATE:** IL
- **ZIP:** 62711

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** BOS Asset Management LLC<br>**Address:** 3400 WABASH AVE<br>SPRINGFIELD, IL 62711

**Form 13F File Number:** 028-23011

**CRD Number (if applicable):** 000310632

**SEC File Number (if applicable):** 801-119836

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sarah Moore<br>**Title:** Chief Compliance Officer<br>**Phone:** 2172416197

**Signature, Place, and Date of Signing:**

Sarah E. Moore  Springfield, ID  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 125

**Form 13F Information Table Value Total:** $112066389

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 |  | 308949 | 2814 | SH |  | SOLE | 0 | 0 | 0 | 2814 |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 00326A104 |  | 3638477 | 208270 | SH |  | SOLE | 0 | 0 | 0 | 208270 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 |  | 1774056 | 77200 | SH |  | SOLE | 0 | 0 | 0 | 77200 |
| AMAZON COM INC | COM | 023135106 |  | 619248 | 7372 | SH |  | SOLE | 0 | 0 | 0 | 7372 |
| AMEREN CORP | COM | 023608102 |  | 284544 | 3200 | SH |  | SOLE | 0 | 0 | 0 | 3200 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 |  | 432113 | 12050 | SH |  | SOLE | 0 | 0 | 0 | 12050 |
| APPLE INC | COM | 037833100 |  | 4458548 | 34315 | SH |  | SOLE | 0 | 0 | 0 | 34315 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 281893 | 3036 | SH |  | SOLE | 0 | 0 | 0 | 3036 |
| AT INC | COM | 00206R102 |  | 1011397 | 54937 | SH |  | SOLE | 0 | 0 | 0 | 54937 |
| AVALONBAY CMNTYS INC | COM | 053484101 |  | 207876 | 1287 | SH |  | SOLE | 0 | 0 | 0 | 1287 |
| BANK AMERICA CORP | COM | 060505104 |  | 399032 | 12048 | SH |  | SOLE | 0 | 0 | 0 | 12048 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 995894 | 3224 | SH |  | SOLE | 0 | 0 | 0 | 3224 |
| BLACKSTONE INC | COM | 09260D107 |  | 345280 | 4654 | SH |  | SOLE | 0 | 0 | 0 | 4654 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 562505 | 7818 | SH |  | SOLE | 0 | 0 | 0 | 7818 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 |  | 683192 | 11519 | SH |  | SOLE | 0 | 0 | 0 | 11519 |
| CATERPILLAR INC | COM | 149123101 |  | 602014 | 2513 | SH |  | SOLE | 0 | 0 | 0 | 2513 |
| CHEVRON CORP NEW | COM | 166764100 |  | 1720842 | 9587 | SH |  | SOLE | 0 | 0 | 0 | 9587 |
| CISCO SYS INC | COM | 17275R102 |  | 542050 | 11378 | SH |  | SOLE | 0 | 0 | 0 | 11378 |
| CITIGROUP INC | COM NEW | 172967424 |  | 433576 | 9586 | SH |  | SOLE | 0 | 0 | 0 | 9586 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 679012 | 8618 | SH |  | SOLE | 0 | 0 | 0 | 8618 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 280291 | 614 | SH |  | SOLE | 0 | 0 | 0 | 614 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 521304 | 5199 | SH |  | SOLE | 0 | 0 | 0 | 5199 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 25434V203 |  | 358985 | 14336 | SH |  | SOLE | 0 | 0 | 0 | 14336 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 351925 | 8007 | SH |  | SOLE | 0 | 0 | 0 | 8007 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 252735 | 3683 | SH |  | SOLE | 0 | 0 | 0 | 3683 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 213815 | 1750 | SH |  | SOLE | 0 | 0 | 0 | 1750 |
| EOG RES INC | COM | 26875P101 |  | 440498 | 3401 | SH |  | SOLE | 0 | 0 | 0 | 3401 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 |  | 201743 | 2303 | SH |  | SOLE | 0 | 0 | 0 | 2303 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1018277 | 9232 | SH |  | SOLE | 0 | 0 | 0 | 9232 |
| FEDEX CORP | COM | 31428X106 |  | 230356 | 1330 | SH |  | SOLE | 0 | 0 | 0 | 1330 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST GLD | 33733E856 |  | 1610536 | 84587 | SH |  | SOLE | 0 | 0 | 0 | 84587 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 1432308 | 28035 | SH |  | SOLE | 0 | 0 | 0 | 28035 |
| FORD MTR CO DEL | COM | 345370860 |  | 554884 | 47711 | SH |  | SOLE | 0 | 0 | 0 | 47711 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 |  | 55625 | 11810 | SH |  | SOLE | 0 | 0 | 0 | 11810 |
| FS KKR CAP CORP | COM | 302635206 |  | 556780 | 31816 | SH |  | SOLE | 0 | 0 | 0 | 31816 |
| GARMIN LTD | SHS | H2906T109 |  | 208575 | 2260 | SH |  | SOLE | 0 | 0 | 0 | 2260 |
| GEN DIGITAL INC | COM | 668771108 |  | 203649 | 9503 | SH |  | SOLE | 0 | 0 | 0 | 9503 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 243745 | 2909 | SH |  | SOLE | 0 | 0 | 0 | 2909 |
| GENERAL MTRS CO | COM | 37045V100 |  | 277538 | 8250 | SH |  | SOLE | 0 | 0 | 0 | 8250 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 592723 | 10113 | SH |  | SOLE | 0 | 0 | 0 | 10113 |
| HOME DEPOT INC | COM | 437076102 |  | 1192056 | 3774 | SH |  | SOLE | 0 | 0 | 0 | 3774 |
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 |  | 285604 | 2818 | SH |  | SOLE | 0 | 0 | 0 | 2818 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 284457 | 2019 | SH |  | SOLE | 0 | 0 | 0 | 2019 |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 |  | 994564 | 49358 | SH |  | SOLE | 0 | 0 | 0 | 49358 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 287612 | 6562 | SH |  | SOLE | 0 | 0 | 0 | 6562 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 46138J817 |  | 465327 | 21046 | SH |  | SOLE | 0 | 0 | 0 | 21046 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 |  | 548576 | 24800 | SH |  | SOLE | 0 | 0 | 0 | 24800 |
| ISHARES S GSCI COMMODITY- | UNIT BEN INT | 46428R107 |  | 1122218 | 52860 | SH |  | SOLE | 0 | 0 | 0 | 52860 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 560519 | 25455 | SH |  | SOLE | 0 | 0 | 0 | 25455 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 4688514 | 153571 | SH |  | SOLE | 0 | 0 | 0 | 153571 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 |  | 339473 | 12499 | SH |  | SOLE | 0 | 0 | 0 | 12499 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 256225 | 6741 | SH |  | SOLE | 0 | 0 | 0 | 6741 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 |  | 2697711 | 31173 | SH |  | SOLE | 0 | 0 | 0 | 31173 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 255859 | 1058 | SH |  | SOLE | 0 | 0 | 0 | 1058 |
| ISHARES TR | CORE S ETF | 464287200 |  | 3129006 | 8144 | SH |  | SOLE | 0 | 0 | 0 | 8144 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 209196 | 3576 | SH |  | SOLE | 0 | 0 | 0 | 3576 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 201386 | 1155 | SH |  | SOLE | 0 | 0 | 0 | 1155 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 3111880 | 29236 | SH |  | SOLE | 0 | 0 | 0 | 29236 |
| ISHARES U S ETF TR | IT RT HDG HGYL | 46431W606 |  | 1898778 | 23153 | SH |  | SOLE | 0 | 0 | 0 | 23153 |
| ISHARES U S ETF TR | INT RT HDG C B | 46431W705 |  | 426570 | 4714 | SH |  | SOLE | 0 | 0 | 0 | 4714 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 2483440 | 49540 | SH |  | SOLE | 0 | 0 | 0 | 49540 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 215453 | 3954 | SH |  | SOLE | 0 | 0 | 0 | 3954 |
| JACOBS SOLUTIONS INC | COM | 46982L108 |  | 221169 | 1842 | SH |  | SOLE | 0 | 0 | 0 | 1842 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 450104 | 2548 | SH |  | SOLE | 0 | 0 | 0 | 2548 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 789414 | 5887 | SH |  | SOLE | 0 | 0 | 0 | 5887 |
| KRAFT HEINZ CO | COM | 500754106 |  | 404988 | 9948 | SH |  | SOLE | 0 | 0 | 0 | 9948 |
| KROGER CO | COM | 501044101 |  | 450258 | 10100 | SH |  | SOLE | 0 | 0 | 0 | 10100 |
| LAM RESEARCH CORP | COM | 512807108 |  | 241673 | 575 | SH |  | SOLE | 0 | 0 | 0 | 575 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 219825 | 886 | SH |  | SOLE | 0 | 0 | 0 | 886 |
| LILLY ELI  CO | COM | 532457108 |  | 2688165 | 7348 | SH |  | SOLE | 0 | 0 | 0 | 7348 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 278262 | 5542 | SH |  | SOLE | 0 | 0 | 0 | 5542 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 443703 | 1276 | SH |  | SOLE | 0 | 0 | 0 | 1276 |
| MCDONALDS CORP | COM | 580135101 |  | 704152 | 2672 | SH |  | SOLE | 0 | 0 | 0 | 2672 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 114575 | 10285 | SH |  | SOLE | 0 | 0 | 0 | 10285 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 323859 | 4167 | SH |  | SOLE | 0 | 0 | 0 | 4167 |
| MERCK  CO INC | COM | 58933Y105 |  | 545721 | 4919 | SH |  | SOLE | 0 | 0 | 0 | 4919 |
| META PLATFORMS INC | CL A | 30303M102 |  | 362825 | 3015 | SH |  | SOLE | 0 | 0 | 0 | 3015 |
| MICROSOFT CORP | COM | 594918104 |  | 1516622 | 6324 | SH |  | SOLE | 0 | 0 | 0 | 6324 |
| NEW JERSEY RES CORP | COM | 646025106 |  | 235695 | 4750 | SH |  | SOLE | 0 | 0 | 0 | 4750 |
| NIKE INC | CL B | 654106103 |  | 269006 | 2299 | SH |  | SOLE | 0 | 0 | 0 | 2299 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 677359 | 4635 | SH |  | SOLE | 0 | 0 | 0 | 4635 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 228669 | 1447 | SH |  | SOLE | 0 | 0 | 0 | 1447 |
| PEPSICO INC | COM | 713448108 |  | 203965 | 1129 | SH |  | SOLE | 0 | 0 | 0 | 1129 |
| PFIZER INC | COM | 717081103 |  | 488061 | 9525 | SH |  | SOLE | 0 | 0 | 0 | 9525 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 3169454 | 64551 | SH |  | SOLE | 0 | 0 | 0 | 64551 |
| PHYSICIANS RLTY TR | COM | 71943U104 |  | 157723 | 10900 | SH |  | SOLE | 0 | 0 | 0 | 10900 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 782504 | 5163 | SH |  | SOLE | 0 | 0 | 0 | 5163 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 368329 | 4093 | SH |  | SOLE | 0 | 0 | 0 | 4093 |
| PROSHARES TR | SHRT 20+YR TRE | 74347X849 |  | 991207 | 43704 | SH |  | SOLE | 0 | 0 | 0 | 43704 |
| QUALCOMM INC | COM | 747525103 |  | 280787 | 2554 | SH |  | SOLE | 0 | 0 | 0 | 2554 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 356459 | 2763 | SH |  | SOLE | 0 | 0 | 0 | 2763 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 1209711 | 15573 | SH |  | SOLE | 0 | 0 | 0 | 15573 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1330769 | 15214 | SH |  | SOLE | 0 | 0 | 0 | 15214 |
| SOUTHERN CO | COM | 842587107 |  | 418510 | 5861 | SH |  | SOLE | 0 | 0 | 0 | 5861 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1576973 | 9296 | SH |  | SOLE | 0 | 0 | 0 | 9296 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 699464 | 1829 | SH |  | SOLE | 0 | 0 | 0 | 1829 |
| SPDR SER TR | S METALS MNG | 78464A755 |  | 920987 | 18490 | SH |  | SOLE | 0 | 0 | 0 | 18490 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 1174254 | 65491 | SH |  | SOLE | 0 | 0 | 0 | 65491 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 562580 | 13755 | SH |  | SOLE | 0 | 0 | 0 | 13755 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 237623 | 3190 | SH |  | SOLE | 0 | 0 | 0 | 3190 |
| TARGET CORP | COM | 87612E106 |  | 343537 | 2305 | SH |  | SOLE | 0 | 0 | 0 | 2305 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 218624 | 397 | SH |  | SOLE | 0 | 0 | 0 | 397 |
| TOTALENERGIES SE | SPONSORED ADS | 89151E109 |  | 523795 | 8437 | SH |  | SOLE | 0 | 0 | 0 | 8437 |
| UNION PAC CORP | COM | 907818108 |  | 375418 | 1813 | SH |  | SOLE | 0 | 0 | 0 | 1813 |
| UNUM GROUP | COM | 91529Y106 |  | 626631 | 15273 | SH |  | SOLE | 0 | 0 | 0 | 15273 |
| US BANCORP DEL | COM NEW | 902973304 |  | 3935535 | 90244 | SH |  | SOLE | 0 | 0 | 0 | 90244 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 489541 | 17081 | SH |  | SOLE | 0 | 0 | 0 | 17081 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 580183 | 7707 | SH |  | SOLE | 0 | 0 | 0 | 7707 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 1164296 | 8294 | SH |  | SOLE | 0 | 0 | 0 | 8294 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 1224749 | 6009 | SH |  | SOLE | 0 | 0 | 0 | 6009 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1052664 | 5735 | SH |  | SOLE | 0 | 0 | 0 | 5735 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 374860 | 1759 | SH |  | SOLE | 0 | 0 | 0 | 1759 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2046359 | 10703 | SH |  | SOLE | 0 | 0 | 0 | 10703 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 766914 | 19675 | SH |  | SOLE | 0 | 0 | 0 | 19675 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 218492 | 2535 | SH |  | SOLE | 0 | 0 | 0 | 2535 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 3276324 | 21576 | SH |  | SOLE | 0 | 0 | 0 | 21576 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 3210209 | 76488 | SH |  | SOLE | 0 | 0 | 0 | 76488 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 |  | 362781 | 5210 | SH |  | SOLE | 0 | 0 | 0 | 5210 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 281605 | 3404 | SH |  | SOLE | 0 | 0 | 0 | 3404 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 6444187 | 42020 | SH |  | SOLE | 0 | 0 | 0 | 42020 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 559583 | 14203 | SH |  | SOLE | 0 | 0 | 0 | 14203 |
| WALMART INC | COM | 931142103 |  | 502929 | 3547 | SH |  | SOLE | 0 | 0 | 0 | 3547 |
| WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 |  | 1572361 | 43835 | SH |  | SOLE | 0 | 0 | 0 | 43835 |
| WP CAREY INC | COM | 92936U109 |  | 337999 | 4325 | SH |  | SOLE | 0 | 0 | 0 | 4325 |
| ZOETIS INC | CL A | 98978V103 |  | 240195 | 1639 | SH |  | SOLE | 0 | 0 | 0 | 1639 |

---