# EDGAR Filing Document

**Accession Number:** 0001281941
**File Stem:** 0001281941-26-000004
**Filing Date:** 2026-3
**Character Count:** 3053
**Document Hash:** b0d8ede1af054bd98f186e98719e8c0e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001281941-26-000004.hdr.sgml**: 20260327

**ACCESSION NUMBER**: 0001281941-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 5

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260327

**DATE AS OF CHANGE**: 20260327

**EFFECTIVENESS DATE**: 20260327

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
- **CENTRAL INDEX KEY:** 0001281941

**ORGANIZATION NAME:**
- **EIN:** 800238622
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66397
- **FILM NUMBER:** 26804762

**BUSINESS ADDRESS:**
- **STREET 1:** 1095 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** (415) 218-1576

**MAIL ADDRESS:**
- **STREET 1:** 1095 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD CHARTERED SECURITIES N.A. LLC
- **DATE OF NAME CHANGE:** 20170613

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
- **DATE OF NAME CHANGE:** 20170512

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANDARD CHARTERED SECURITIES N.A. LLC
- **DATE OF NAME CHANGE:** 20170508

### Attached PDF Documents

**Attachment 1:** `SCSECFinancialStatements2025.pdf`

_No text found in this document._

**Attachment 2:** `SCSECStmtofFinCon2025.pdf`

_No text found in this document._

**Attachment 3:** `SCSecExemptionreport2025.pdf`

_No text found in this document._

**Attachment 4:** `SCSEC-SIPCReport2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001281941

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

**Business Address:** 1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036

**Contact Person:** Peter Nielsen

**Contact Phone:** 201-706-5643

### Independent Public Accountant Identification

**Accountant Name:** Forvis Mazars LLP

**Accountant Address:** 135 W 50th St, New York, NY, 10020

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Peter Nielsen**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STANDARD CHARTERED SECURITIES NORTH AMERICA LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Peter Nielsen

**Title:** Finance Operations Principle