# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0000894189-26-012499
**Filing Date:** 2026-4
**Character Count:** 25481
**Document Hash:** fb24bdda3b2ca9daaea00e8d1cd29a38
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-012499.hdr.sgml**: 20260422

**ACCESSION NUMBER**: 0000894189-26-012499

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260422

**DATE AS OF CHANGE**: 20260422

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471

**ORGANIZATION NAME:**
- **EIN:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 26882042

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Alexis Practical Tactical ETF (Series ID: S000072266)

| Class ID   | Class Name                    | Ticker Symbol   |
|:---|:---|:---|
| C000228353 | Alexis Practical Tactical ETF | LEXI            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Alexis Practical Tactical ETF** | **Alexis Practical Tactical ETF** | **Alexis Practical Tactical ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **February 28, 2026 (Unaudited)** | **February 28, 2026 (Unaudited)** | **February 28, 2026 (Unaudited)** |
| **EXCHANGE TRADED FUNDS - 79.1%** | **Shares** | **Value**  |
| Invesco QQQ Trust Series 1 | 8697 | $5281601 |
| Invesco S&P 500 Equal Weight ETF | 32983 | 6760526 |
| iShares 0-1 Year Treasury Bond ETF | 31101 | 3433239 |
| iShares 0-5 Year High Yield Corporate Bond ETF | 161213 | 6893468 |
| iShares MSCI Emerging Markets ETF | 102627 | 6422398 |
| iShares MSCI International Momentum Factor ETF | 190576 | 10045261 |
| iShares MSCI USA Momentum Factor ETF | 36546 | 9244676 |
| JPMorgan Ultra-Short Income ETF | 165587 | 8405196 |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 83051 | 8362405 |
| State Street Financial Select Sector SPDR ETF | 38506 | 1980364 |
| State Street Industrial Select Sector SPDR ETF | 13711 | 2428767 |
| State Street SPDR Dow Jones Industrial Average ETF Trust | 16588 | 8122480 |
| State Street SPDR S&P MidCap 400 ETF Trust | 13844 | 9037640 |
| VanEck Semiconductor ETF <sup>(a)</sup> | 12309 | 5002008 |
| Vanguard Dividend Appreciation ETF | 38862 | 8848877 |
| Vanguard Growth ETF | 15173 | 6992781 |
| Vanguard Mega Cap Growth ETF | 21321 | 8250161 |
| Xtrackers MSCI EAFE Hedged Equity ETF | 175122 | 9164134 |
| **TOTAL EXCHANGE TRADED FUNDS** (Cost $103,316,602) | **TOTAL EXCHANGE TRADED FUNDS** (Cost $103,316,602) | 124675982 |
| **COMMON STOCKS - 14.1%** | **Shares** | **Value**  |
| **Communications - 1.7%** | **Communications - 1.7%** |  |
| Alphabet, Inc. - Class A | 5357 | 1670099 |
| Meta Platforms, Inc. - Class A | 1518 | 983937 |
|  |  | 2654036 |
| **Consumer Discretionary - 3.1%** | **Consumer Discretionary - 3.1%** |  |
| Home Depot, Inc. | 686 | 261174 |
| Marriott International, Inc. - Class A | 4114 | 1405877 |
| Tesla, Inc. <sup>(b)</sup> | 3623 | 1458294 |
| TJX Cos., Inc. | 11272 | 1822231 |
|  |  | 4947576 |
| **Financials - 0.9%** | **Financials - 0.9%** |  |
| Visa, Inc. - Class A | 4242 | 1358034 |
| **Industrials - 1.3%** | **Industrials - 1.3%** |  |
| Caterpillar, Inc. | 2790 | 2072496 |
| **Materials - 0.8%** | **Materials - 0.8%** |  |
| Freeport-McMoRan, Inc. | 17965 | 1223057 |
| **Technology - 6.3%** | **Technology - 6.3%** |  |
| Apple, Inc. | 5008 | 1323013 |
| Applied Materials, Inc. <sup>(a)</sup> | 9004 | 3352189 |
| Cisco Systems, Inc. | 8001 | 635760 |
| Microsoft Corp. | 3008 | 1181362 |
| NVIDIA Corp. <sup>(a)</sup> | 14623 | 2591049 |
| Oracle Corp. | 6275 | 912385 |
|  |  | 9995758 |
| **TOTAL COMMON STOCKS** (Cost $14,315,524) | **TOTAL COMMON STOCKS** (Cost $14,315,524) | 22250957 |
| **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** | **SHORT-TERM INVESTMENTS** |
| **U.S. TREASURY BILLS - 1.9%** | **Par** | **Value**  |
| 3.44%, 10/29/2026 <sup>(c)</sup> | 3000000 | 2931409 |
| **TOTAL U.S. TREASURY BILLS** (Cost $2,932,442) | **TOTAL U.S. TREASURY BILLS** (Cost $2,932,442) | 2931409 |
| **TOTAL INVESTMENTS - 95.1% (**Cost $120,564,568**)** | **TOTAL INVESTMENTS - 95.1% (**Cost $120,564,568**)** | 149858348 |
| Money Market Deposit Account - 5.0% <sup>(d)</sup> | Money Market Deposit Account - 5.0% <sup>(d)</sup> | 7913861 |
| Liabilities in Excess of Other Assets - (0.1)% | Liabilities in Excess of Other Assets - (0.1)% | (124142) |
| **TOTAL NET ASSETS - 100.0%** |  | $157648067 |
| Par amount is in USD unless otherwise indicated. | Par amount is in USD unless otherwise indicated. |  |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |

---

(a) Held in connection with written option contracts. See Schedule of Written Options for further information.

(b) Non-income producing security.

(c) The rate shown is the annualized yield as of February 28, 2026.

(d) The U.S. Bank Money Market Deposit Account (the "MMDA") is a short-term vehicle in which the Fund holds cash balances. The MMDA will bear interest at a variable rate that is determined based on
 market conditions and is subject to change daily. The rate as of February 28, 2026 was 3.36%.

------

---

| | | | |
|:---|:---|:---|:---|
| **Alexis Practical Tactical ETF** | **Alexis Practical Tactical ETF** | **Alexis Practical Tactical ETF** | **Alexis Practical Tactical ETF** |
| **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** |
| **February 28, 2026 (Unaudited)** | **February 28, 2026 (Unaudited)** | **February 28, 2026 (Unaudited)** | **February 28, 2026 (Unaudited)** |
| **WRITTEN OPTIONS - (0.0)%** | **Notional Amount** | **Contracts** | **Value** |
| **Call Options - (0.0)% <sup>(a)(b)(c)</sup>** | **Call Options - (0.0)% <sup>(a)(b)(c)</sup>** | **Call Options - (0.0)% <sup>(a)(b)(c)</sup>** | **Call Options - (0.0)% <sup>(a)(b)(c)</sup>** |
| Applied Materials, Inc., Expiration: 03/20/2026; Exercise Price: $350.00 | $(558450) | (15) | $(49770) |
| NVIDIA Corp., Expiration: 03/20/2026; Exercise Price: $210.00 | (442975) | (25) | (1725) |
| VanEck Semiconductor ETF, Expiration: 03/20/2026; Exercise Price: $425.00 | (812740) | (20) | (15000) |
| **TOTAL WRITTEN OPTIONS** (Premiums received $62,403) |  |  | $(66495) |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |

---

(a) Represents less than 0.05% of net assets.

(b) 100 shares per contract.

(c) Exchange-traded.

------

#### Summary of Fair Value Disclosure as of February 28, 2026 (Unaudited)
Alexis Practical Tactical ETF (the "Fund") has adopted fair value accounting standards which establish a definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion of changes in valuation techniques and related inputs during the period, and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below. The inputs or valuation methodology used for valuing securities are not an indication of the risk associated with investing in those securities.

Level 1 - Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.

Level 2 - Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.

Level 3 - Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund's own assumptions about the assumptions a market participant would use in valuing the asset or liability, and based on the best information available.

The following is a summary of the fair valuation hierarchy of the Fund's securities as of February 28, 2026:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| **Assets:** | | | | |
| <u>Investments:</u> |  |  |  |  |
|  &nbsp;&nbsp;&nbsp;&nbsp;Exchange Traded Funds | $124675982 | $– | $– | $124675982 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | 22250957 | – | – | 22250957 |
|  &nbsp;&nbsp;&nbsp;&nbsp;U.S. Treasury Bills | – | 2931409 | – | 2931409 |
| Total Investments | $146926939 | $2931409 | $– | $149858348 |
| **Liabilities:** |  |  |  |  |
| <u>Investments:</u> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;Written Options | $(66495) | $– | $– | $(66495) |
| Total Investments | $(66495) | $– | $– | $(66495) |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1692

**Item A.2. Information about the Series.**

- **a. Name of Series:** Alexis Practical Tactical ETF

- **b. EDGAR series identifier (if any):** S000072266

- **c. LEI of Series:** 5493007SSD1LO6II5S51

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $158499357.58

**Total Liabilities:** $851301.33

**Net Assets:** $157648056.25

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000228353 | 0.78%                | 2.90%                | 0.95%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $176380.37               | $360319.13                                 |
| Month 2  | $3691996.81              | $423589.01                                 |
| Month 3  | $6695445.99              | $-5339949.07                               |

### Schedule of Portfolio Investments

| Name                                   | Title                                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Xtrackers MSCI EAFE Hedged Equ         | Xtrackers MSCI EAFE Hedged Equity ETF                     | CUSIP: 233051200<br>LEI: VB3LV8F59BT690138S60 | Long             | EC               | RF                | US        |    175122 | NS      | $9164134.26   | 5.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Dividend Appreciation         | Vanguard Dividend Appreciation ETF                        | CUSIP: 921908844<br>LEI: N/A                  | Long             | EC               | RF                | US        |     38862 | NS      | $8848877.40   | 5.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Mega Cap Growth ETF           | Vanguard Mega Cap Growth ETF                              | CUSIP: 921910816<br>LEI: N/A                  | Long             | EC               | RF                | US        |     21321 | NS      | $8250160.95   | 5.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Growth ETF                    | Vanguard Growth ETF                                       | CUSIP: 922908736<br>LEI: N/A                  | Long             | EC               | RF                | US        |     15173 | NS      | $6992780.51   | 4.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                               | Visa Inc                                                  | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      4242 | NS      | $1358033.88   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The                     | Home Depot Inc/The                                        | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |       686 | NS      | $261173.92    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust Series 1             | Invesco QQQ Trust Series 1                                | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |      8697 | NS      | $5281601.13   | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco S&P 500 Equal Weight E         | Invesco S&P 500 Equal Weight ETF                          | CUSIP: 46137V357<br>LEI: 549300F8VBQFIX481R47 | Long             | EC               | RF                | US        |     32983 | NS      | $6760525.51   | 4.29%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 0-1 Year Treasury Bond         | iShares 0-1 Year Treasury Bond ETF                        | CUSIP: 464288679<br>LEI: 549300F8ZJ4IZLOOBP30 | Long             | EC               | RF                | US        |     31101 | NS      | $3433239.39   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                           | Alphabet Inc                                              | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      5357 | NS      | $1670098.32   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                              | Apple Inc                                                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      5008 | NS      | $1323013.44   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                  | Applied Materials Inc                                     | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      9004 | NS      | $3352189.20   | 2.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                        | Caterpillar Inc                                           | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      2790 | NS      | $2072495.70   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                      | Cisco Systems Inc                                         | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      8001 | NS      | $635759.46    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                     | Meta Platforms Inc                                        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1518 | NS      | $983937.24    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-McMoRan Inc                   | Freeport-McMoRan Inc                                      | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |     17965 | NS      | $1223057.20   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI Emerging Markets          | iShares MSCI Emerging Markets ETF                         | CUSIP: 464287234<br>LEI: 549300BPYHDEDI59G670 | Long             | EC               | RF                | US        |    102627 | NS      | $6422397.66   | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI USA Momentum Fact         | iShares MSCI USA Momentum Factor ETF                      | CUSIP: 46432F396<br>LEI: 5493002ZOOZ0SN3YYI81 | Long             | EC               | RF                | US        |     36546 | NS      | $9244676.16   | 5.86%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares 0-5 Year High Yield Co         | iShares 0-5 Year High Yield Corporate Bond ETF            | CUSIP: 46434V407<br>LEI: 549300R96U5WQ7R5ID10 | Long             | EC               | RF                | US        |    161213 | NS      | $6893467.88   | 4.37%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares MSCI International Mom         | iShares MSCI International Momentum Factor ETF            | CUSIP: 46434V449<br>LEI: 549300O0CUUN2T6OVF98 | Long             | EC               | RF                | US        |    190576 | NS      | $10045260.96  | 6.37%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Ultra-Short Income ET         | JPMorgan Ultra-Short Income ETF                           | CUSIP: 46641Q837<br>LEI: 549300VN24B8TQAGGX74 | Long             | EC               | RF                | US        |    165587 | NS      | $8405196.12   | 5.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD          | Marriott International Inc/MD                             | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |      4114 | NS      | $1405877.22   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                         | Microsoft Corp                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      3008 | NS      | $1181361.92   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                            | NVIDIA Corp                                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     14623 | NS      | $2591049.37   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                            | Oracle Corp                                               | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |      6275 | NS      | $912385.00    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Enhanced Short Maturity          | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | CUSIP: 72201R833<br>LEI: VOYE9Z80GB9431LFS645 | Long             | EC               | RF                | US        |     83051 | NS      | $8362405.19   | 5.30%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR Dow Jones In         | State Street SPDR Dow Jones Industrial Average ETF Trust  | CUSIP: 78467X109<br>LEI: 54930039F2SG3UG2OZ18 | Long             | EC               | RF                | US        |     16588 | NS      | $8122480.08   | 5.15%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street SPDR S&P MidCap 4         | State Street SPDR S&P MidCap 400 ETF Trust                | CUSIP: 78467Y107<br>LEI: 5493003TT35P3SIWJJ72 | Long             | EC               | RF                | US        |     13844 | NS      | $9037640.08   | 5.73%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Financial Select          | State Street Financial Select Sector SPDR ETF             | CUSIP: 81369Y605<br>LEI: 549300Y12KQ6ZG08NY28 | Long             | EC               | RF                | US        |     38506 | NS      | $1980363.58   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Industrial Select         | State Street Industrial Select Sector SPDR ETF            | CUSIP: 81369Y704<br>LEI: 549300HQI51T8KP6U325 | Long             | EC               | RF                | US        |     13711 | NS      | $2428766.54   | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                        | TJX Cos Inc/The                                           | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     11272 | NS      | $1822231.52   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                              | Tesla Inc                                                 | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      3623 | NS      | $1458293.73   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bank Money Market Deposit Account | U.S. Bank Money Market Deposit Account                    | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   7853682 | NS      | $7853682.27   | 4.98%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL                          | United States Treasury Bill                               | CUSIP: 912797SK4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   3000000 | PA      | $2931409.14   | 1.86%             | 2026-10-29      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| VanEck Semiconductor ETF               | VanEck Semiconductor ETF                                  | CUSIP: 92189F676<br>LEI: 549300MJTG2N9QRH7I02 | Long             | EC               | RF                | US        |     12309 | NS      | $5002008.33   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | Applied Materials Inc                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -15 | NC      | $-49770.00    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | NVIDIA Corp                                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -25 | NC      | $-1725.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | VanEck Semiconductor ETF                                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -20 | NC      | $-15000.00    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-04-15

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer