# EDGAR Filing Document

**Accession Number:** 0000851310
**File Stem:** 0000851310-25-000057
**Filing Date:** 2025-6
**Character Count:** 6640
**Document Hash:** d4f0f09da739d483de5e79d4d6e3d84e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000851310-25-000057.hdr.sgml**: 20250617

**ACCESSION NUMBER**: 0000851310-25-000057

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20250612

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250617

**DATE AS OF CHANGE**: 20250617

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARMONIC INC
- **CENTRAL INDEX KEY:** 0000851310
- **STANDARD INDUSTRIAL CLASSIFICATION:** RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 770201147
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-25826
- **FILM NUMBER:** 251053385

**BUSINESS ADDRESS:**
- **STREET 1:** 4300 NORTH FIRST STREET
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95134
- **BUSINESS PHONE:** 4084906242

**MAIL ADDRESS:**
- **STREET 1:** 4300 NORTH FIRST STREET
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95134

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARMONIC LIGHTWAVES INC
- **DATE OF NAME CHANGE:** 19950404

?xml version='1.0' encoding='ASCII'? hlit-20250612

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d)**

**of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): June 12, 2025** 

**HARMONIC INC.** 

**(Exact name of Registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **000-25826** | **77-0201147** |
| **(State or other jurisdiction of<br>incorporation)** | **Commission<br>File Number** | **(IRS Employer<br>Identification No.)** |

---

**2590 Orchard Parkway** 

**San Jose, CA 95131** 

(Address of principal executive offices, including zip code)

**(408) 542-2500** 

(Registrant's telephone number, including area code)

**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.001 per share | HLIT | NASDAQ Global Select Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.07** | **Submission of Matters to a Vote of Security Holders.** |

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The Company held its 2025 Annual Meeting of Stockholders (the"2025 Annual Meeting") at 9:00 a.m. Pacific Time on Thursday, June 12, 2025. The Annual Meeting was a virtual meeting held over the Internet at www.virtualshareholdermeeting.com/HLIT2025. As of April 15, 2025, the record date for the 2025 Annual Meeting, there were 113,606,922 shares of common stock issued and outstanding. A quorum of 101,434,698 shares of common stock was present or represented at the 2025 Annual Meeting. All matters submitted to a vote of the Company's stockholders at the 2025 Annual Meeting were approved. Those matters were as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.Stockholders elected eight (8) directors to serve until the earlier of the 2026 Annual Meeting of Stockholders or until their successors are elected and duly qualified.

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| | | | | |
|:---|:---|:---|:---|:---|
| NAME | FOR | AGAINST | ABSTAIN | BROKER NON-VOTE |
| Nimrod Ben-Natan | 84662414 | 781050 | 55152 | 15936082 |
| Patrick Gallagher | 81714796 | 3724042 | 59778 | 15936082 |
| Deborah L. Clifford | 84268739 | 1121056 | 108821 | 15936082 |
| Stephanie Copeland | 84541617 | 879787 | 77212 | 15936082 |
| Dana Crandall | 84524368 | 896214 | 78034 | 15936082 |
| Neel Dev | 84053087 | 1367949 | 77580 | 15936082 |
| David Krall | 83843058 | 1555553 | 100005 | 15936082 |
| Dan Whalen | 84543260 | 874976 | 80380 | 15936082 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.Stockholders approved, on an advisory basis, the compensation of the named executive officers.

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTE |
| 81,432,964 | 3,900,975 | 164,677 | 15,936,082 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3.Stockholders approved an amendment to the Company's 2002 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance thereunder by 500,000 shares.

---

| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTE |
| 84,799,348 | 605,653 | 93,615 | 15,936,082 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4.Stockholders approved the 2025 Equity Incentive Plan.

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| | | | |
|:---|:---|:---|:---|
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTE |
| 83,036,476 | 2,355,193 | 106,947 | 15,936,082 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5.Stockholders ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2025.

FOR AGAINST ABSTAIN <br> 100,985,561 267,435 181,702

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: June 17, 2025 | **HARMONIC INC.** | **HARMONIC INC.** |
|  | By: | /s/ Timothy C. Chu |
|  |  | Timothy C. Chu |
|  |  | General Counsel, SVP HR and Corporate Secretary |

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