# EDGAR Filing Document

**Accession Number:** 0001701605
**File Stem:** 0001701605-26-000017
**Filing Date:** 2026-5
**Character Count:** 64096
**Document Hash:** 13755a175830e11f9a152c548a2a201b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001701605-26-000017.hdr.sgml**: 20260521

**ACCESSION NUMBER**: 0001701605-26-000017

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 6

**FILED AS OF DATE**: 20260521

**DATE AS OF CHANGE**: 20260521

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Baker Hughes Co
- **CENTRAL INDEX KEY:** 0001701605
- **STANDARD INDUSTRIAL CLASSIFICATION:** OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 814403168
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38143
- **FILM NUMBER:** 261008430

**BUSINESS ADDRESS:**
- **STREET 1:** 575 NORTH DAIRY ASHFORD ROAD, SUITE 100
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77079-1121
- **BUSINESS PHONE:** 713-439-8600

**MAIL ADDRESS:**
- **STREET 1:** 575 NORTH DAIRY ASHFORD ROAD, SUITE 100
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77079-1121

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Baker Hughes a GE Co
- **DATE OF NAME CHANGE:** 20170703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Bear Newco, Inc.
- **DATE OF NAME CHANGE:** 20170321

**UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**<br>

**FORM SD<br>Specialized Disclosure Report**<br>

**Baker Hughes Company**<br> (Exact name of the registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **1-38143** | **81-4403168** |
| (State or other jurisdiction of incorporation<br>or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |

---

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| | |
|:---|:---|
| **575 N. Dairy Ashford Road, Suite 100**<br>**Houston TX** | **77079-1121** |
| **575 N. Dairy Ashford Road, Suite 100**<br>**Houston TX** | (Zip code) |
| (Address of principal executive offices) | |

---

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| |
|:---|
| **M. Georgia Magno, (713) 439-8600** |
| (Name and telephone number, including area code, of the person to contact in connection with this report.) |

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**Check the appropriate box to indicate the rule pursuant to which this Form is being submitted, and provide the period to which the information in this Form applies:**

☒&nbsp;&nbsp;&nbsp;&nbsp;Rule 13p-1, under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

☐&nbsp;&nbsp;&nbsp;&nbsp;Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ________.

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**<u>SECTION 1 – CONFLICT MINERALS DISCLOSURES</u>**

**ITEM 1.01&nbsp;&nbsp;&nbsp;&nbsp;CONFLICT MINERALS DISCLOSURE AND REPORT**

Baker Hughes Company is filing this Form SD, which includes our Conflict Minerals Report (the "Report") attached to this Form SD as Exhibit 1.01, for the calendar year ended December 31, 2025.

A copy of this Form SD and the Report for the calendar year ended December 31, 2025, are available for access by all interested parties on the Company's public Internet website: https://www.bakerhughes.com/conflict-minerals

**ITEM 1.02&nbsp;&nbsp;&nbsp;&nbsp;EXHIBIT**

The Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

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**<u>SECTION 3 – EXHIBITS</u>**

**ITEM 3.01&nbsp;&nbsp;&nbsp;&nbsp;EXHIBITS**

Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

**Baker Hughes Company**

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| | |
|:---|:---|
| */s/ Fernando Contreras* | 5/21/2026 |
| **Fernando Contreras** | |
| **VP, Chief Compliance Officer & Corporate Secretary**  | |

---

## Exhibit 1.01

**Exhibit 1.01**

**Conflict Minerals Report**<br>

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.Overview**

This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended ("Rule 13p-1"), for the reporting period from January 1 to December 31, 2025. The Company is an energy technology company that provides solutions for energy and industrial customers worldwide.

The Company's supply chain is both global and complex, and there are multiple tiers of suppliers between the Company and the original sources of minerals used in the Company's products. Therefore, the Company relied on its direct suppliers to provide information about the origin of conflict minerals in the raw materials and components it purchased for use in the manufacture of, or contracts to manufacture, products that the Company offers for sale.

The Report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (each a "forward-looking statement"). All statements, other than historical facts, including statements regarding the presentation of the Company's operations in future reports and any assumptions underlying any of the foregoing, are forward-looking statements. Forward-looking statements concern future circumstances and results and other statements that are not historical facts. The words "will," "intend," "anticipate," "believe," "ensure," "expect," "if," "estimate," "project," "foresee," "predict," "outlook," "aim," "could," "should," "potential," "would," "may," "probable," "likely," "seek," "estimate," "overestimate," "underestimate," "continue," "target," "goal," or other similar words or expressions, and the negative thereof, are intended to identify forward-looking statements. Forward-looking statements are based upon current plans, estimates and expectations that are subject to risks, uncertainties and assumptions. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results may vary materially from those indicated or anticipated by such forward-looking statements. The inclusion of such statements should not be regarded as a representation that such plans, estimates or expectations will be achieved. These forward-looking statements are also affected by the risk factors described in the Company's Annual Report on Form 10-K for the year ended December 31, 2025, Quarterly Report on Form 10-Q for the quarter ended March 31, 2026, recent Current Reports on Form 8-K, and other Securities and Exchange Commission filings available through the Company's website at: https://investors.bakerhughes.com or through the SEC's Electronic Data Gathering and Analysis Retrieval ("EDGAR") system at: https://www.sec.gov. Any forward-looking statements speak only as of the date of the Report. The Company undertakes no obligation to update any forward-looking statements, whether as a result of new information or developments, future events or otherwise, except as required by law. Readers are cautioned not to place undue reliance on any of these forward-looking statements. Information contained on, or that can be accessed through, our website is not incorporated by reference into the Report, and you should not consider information on our website to be part of the Report.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.Reasonable Country of Origin Inquiry (RCOI)**

Conflict minerals are defined as cassiterite, columbite-tantalite, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (collectively, "conflict minerals" or "3TGs" as defined in the Organization for Economic Cooperation and Development's ("OECD") Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition) (the "OECD Guidance")).

In accordance with Rule 13p-1, the Company undertook a reasonable country of origin inquiry to determine the origin of the conflict minerals necessary to the production or functionality of the products the Company manufactured or contracted to manufacture during the reporting period. The Company undertook the following as part of that inquiry:

&nbsp;&nbsp;&nbsp;&nbsp;

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• utilized the Company's existing mechanisms for reporting conflict minerals concerns, allowing contact by email and an online tool for both the public and internal reporters;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identified those products we manufactured or contracted to manufacture that we reasonably believed contained one or more conflict minerals, by eliminating those product categories that were not subject to Rule 13p-1, including tool rentals, tools used in performance of our services, chemicals, and fluids;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identified direct suppliers – those providing materials and components incorporated in the manufacturing process – of the pertinent products identified in the step above;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• using lessons learned during previous reporting periods, we prioritized our diligence efforts to identify higher risk suppliers potentially providing relevant raw materials or components by eliminating suppliers of material categories not likely to contain 3TGs, including sand, cement, and polymers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• further enhanced our diligence efforts by reaching out directly to non-responding suppliers, involving internal stakeholders more in the communication to meaningfully engage with suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identified 548 suppliers that provided the materials or components specifically identified as potentially containing 3TGs in the previous steps;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• engaged the services of a third-party conflict minerals service provider to create and maintain a supplier engagement portal;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• received completed questionnaires from 391 of the identified suppliers contacted by our third-party conflict minerals service provider;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• contacted the identified suppliers via the third-party conflict minerals service provider's technology platform;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• informed relevant suppliers of the Company's expectations regarding compliance with the Company's supplier conflict minerals policy and due diligence processes, as well as responses to the Company's requests for information in line with contractual obligations placed on suppliers under our Baker Hughes Standard Terms;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• requested confirmation from these suppliers of the presence of any conflict mineral in the raw materials or components they supplied to the Company, and information regarding the origin of those minerals;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• requested these suppliers to in turn require their downstream suppliers that provided them with materials or components utilized in the manufacture of our products to comply with the Company's conflict minerals requirements;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• requested that these suppliers develop a policy and management system covering conflict minerals and require their downstream suppliers to adopt similar policies and systems;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• informed these suppliers of the informational and instructional materials available on our third-party conflict minerals service provider's Conflict Minerals Resource Center web page, the Conflict Minerals Reporting Template ("CMRT") questionnaire, and due diligence guidelines;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• established a deadline of April 24, 2026, to provide the requested conflict minerals information and documentation;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• engaged the Company's third-party service provider to follow up with unresponsive suppliers with up to three email messages, a telephone campaign and directly contacting individuals known to the Company's sourcing team at each such supplier;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• reviewed the responses compiled for each responding supplier to determine the existence of a conflict minerals policy, due diligence process, and pass-through requirements for successive supplier tiers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• reviewed the responses compiled for each responding supplier to determine which smelters or refiners ("SORs") were the source of necessary conflict minerals contained in the raw materials or components supplied to the Company; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• considered whether to withhold payment where a response to our annual request for suppliers to: (i) complete the questionnaire to confirm compliance and (ii) determine the presence and source of pertinent conflict minerals in materials furnished to us, had not been completed within 90 days of the request being made;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identified 36 SORs that pose a high risk of obtaining 3TGs from non-conformant sources, and determined that 15 of these 36 are obtaining 3TGs from non-conformant sources in the Covered Countries (as defined below).

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The Company's responding relevant suppliers identified 341 verified SORs believed to be the source of necessary conflict minerals contained in the raw materials or components supplied to the Company.

As a result of the reasonable country of origin inquiry described above, the Company has reason to believe that certain of the necessary conflict minerals that may be contained in the relevant products may have originated in the DRC or one of its nine adjoining countries (the "Covered Countries"). The Company therefore conducted further due diligence on the source and chain of custody of the necessary conflict minerals that may be contained in the relevant products. The due diligence undertaken is more fully described below.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**3.Design of Due Diligence**

The Company's due diligence was designed in conformance with an internationally recognized due diligence framework: the OECD Guidance. OECD Step 1 is discussed above, under the heading "Reasonable Country of Origin Inquiry" and Steps 2 – 5 are described below in the subheadings under "Due Diligence Measures Performed."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.Due Diligence Measures Performed**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.1&nbsp;&nbsp;&nbsp;&nbsp;Establish Strong Company Management Systems**

The Company:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• promoted awareness of conflict minerals and human rights within our sourcing team and supply chain;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• required suppliers to sign and acknowledge the integrity letter;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• issued and disclosed our conflict minerals policy statement on our public website available at https://www.bakerhughes.com/conflict-minerals;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• integrated conflict minerals reporting requirements in our suppliers' contractual obligations through our Baker Hughes Standard Terms;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• reported due diligence metrics and campaign status to senior management;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• regularly communicated with our supplier base through various channels – e.g. supplier conferences, seminars, newsletters, onsite training, etc.;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• audited suppliers on sustainability matters, including on the subject of conflict minerals, through either desktop or in-person visits depending on travel availability and health and safety risks;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• utilized a third-party provider's platform to provide online and webinar training opportunities to suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• established a company-level grievance mechanism through which employees and third parties may report concerns about policy violations, including relating to conflict minerals and human rights; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• actively participated in Responsible Minerals Initiative (RMI) working groups for better visibility on regulatory requirements and to align with industry best practice.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.2&nbsp;&nbsp;&nbsp;&nbsp;Identify and Assess Risks in the Supply Chain**

The Company:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identified in-scope suppliers, which are tier 1 suppliers that supply products to Baker Hughes that may contain 3TG;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• validated supplier data to confirm accuracy of vendor information;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• followed up with non-responsive suppliers to request their responses;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• established deadlines for suppliers to submit CMRT questionnaires and engaged our sourcing team to leverage our purchasing order power;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• used our third-party service provider to evaluate supplier CMRT questionnaires for gaps and consistency; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• required our third-party service provider to conduct analysis and compare the SORs identified by the supply chain with the RMI's Responsible Minerals Assurance Process (RMAP) audit standard and verify which SORs are conformant.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.3&nbsp;&nbsp;&nbsp;&nbsp;Design and Implement a Strategy to Respond to Identified Risks**

The Company's third-party service provider undertook the following measures during due diligence on the source and chain of custody of the conflict minerals:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• independently verified all SOR information submitted by suppliers in their CMRT questionnaires, checking against the third-party conflict minerals service provider's independent smelter research, including:

omerged duplicate submissions following verification of overlapping company information;

oeliminated submissions with non-legible characters and obvious misspellings;

ovalidated named entities as actual SORs; and

oconfirmed that each facility is a legitimate SOR of 3TGs.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• gathered information on legitimate SORs from SOR databases of several sources including, without limitation, the third-party service provider's independent research, RMI, London Bullion Market Association ("LBMA"), the Dubai Multi Commodities Centre ("DMCC"), the Responsible Jewellery Council ("RJC"), the US Department of Commerce ("DoC"), and the US Geological Survey ("USGS") (collectively, the "Third-Party Databases");

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• if a supplier did not provide a proper identification number issued by a validating entity, such as RMI or LBMA, we requested the supplier to provide the following information:

othe metal processed by the facility;

othe city, province/state and country where the facility is located;

othe name and email address for the designated contact at the facility;

othe recycled and scrap status of metals, minerals or ores processed by the facility;

oif the facility sources all of its metals, minerals or ores solely from recycled or scrap materials, the country of origin of those materials; and

oif the facility does not source all materials solely from recycled or scrap providers, the location of mines from which the facility sources its metals, minerals or ores.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• labeled as "Valid" those SOR submissions from suppliers that matched the Third-Party Databases of legitimate SORs and performed additional verification:

oinquired whether the SOR has been audited by any recognized certification entities, such as RMI, LBMA, DMCC, or RJC and, if not, whether they underwent or plan to undergo another form of independent audit; and

othose SORs that have not undergone a certification audit were asked if they plan to undertake a certification process in the future.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• labeled as "Invalid" those SORs submitted by a supplier that matched the Third-Party Databases list of facilities known not to be a legitimate facility, or a common erroneous or inoperative name;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• labeled as "Undetermined" those SORs submitted by a supplier that did not match either the legitimate or non-legitimate lists in the Third-Party Databases;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• identified suppliers that submitted SOR names determined to be Invalid or Undetermined for future contact to correct or amend the pertinent information;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• for each Valid SOR, the Company's third-party service provider assigned a risk rating of low, medium or high, based on the following factors:

owhether the facility has or has not already successfully undergone a certification audit by a recognized entity;

owhether the facility is registered with a certification body and, if so, is progressing toward completing an audit process by that body; and

owhether the facility is proximate to, conducts conflict mineral transactions with entities within, or transports materials through any of the following:

a Level 1 country, with known active ore production and not identified as either conflict regions or plausible countries engaged in smuggling materials containing conflict minerals;

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a Level 2 country, known to or plausibly believed to be engaged in smuggling, export out of a Level 3 country, or as a transit for materials containing conflict minerals; or

a Level 3 country, the DRC or one of its nine adjoining countries, Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia, collectively referred to as "covered countries" in Section 1502 of the Dodd-Frank Act;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• for each supplier, calculated a cumulative SOR risk, either low, medium, or high, summarizing the risk that the supplier poses to the Company's supply chain, based on the chances that the supplier furnishes 3TGs that may originate from non-conformant sources:

oobtained the value of the cumulative SOR risk for each supplier by collecting the risk ratings of all SORs associated with the supplier;

ofor each supplier, assigned the overall risk rating equal to the risk rating level with the most SORs at that level;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• joined a third-party smelter outreach program to increase number of conformant SORs and further mitigate risk;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• responded to customer's inquiries on conflict minerals or smelter-related information;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• audited suppliers in high-risk countries on human rights, conflict minerals, and other compliance aspects, through either desktop and in-person visits depending on travel availability and health and safety risks;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• monitored and tracked revealed findings in our automated tracking system; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• encouraged suppliers to join the training platform provided by a third-party to better understand our conflict minerals program.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.4&nbsp;&nbsp;&nbsp;&nbsp;Carry out Independent Third-Party Audit of Smelter and Refiner Due Diligence Practices**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• As a downstream participant in the supply chain, we do not have direct relationships with SORs, nor doe we perform audits on SORs. We have retained member status of RMI, and use the RMAP and Cross-Recognition Program to verify certain information gathered from our first-tier suppliers.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**4.5 Report Annually on Supply Chain Due Diligence**

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• report annually on supply chain due diligence by filing with the SEC a Form SD; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• make current and historical reports available along with the Baker Hughes Conflict Minerals Policy Statement on our public website available at https://www.bakerhughes.com/conflict-minerals.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**5.Results of Due Diligence Undertaken and Processing Facilities**

Based on the Company's due diligence efforts to date, the Company does not have sufficient information to fully determine the country of origin of the conflict minerals in each of our relevant products, or whether the conflict minerals in each of our products were from recycled or scrap sources. Paragraph 6 below lists the countries of origin, by pertinent mineral, from which the conflict minerals in the relevant products may be sourced based on the information provided by our suppliers that we were able to confirm. However, our suppliers reported to us at a company-level, rather than a product level, and so this list may be over-inclusive.

Based on the Company's due diligence efforts to date, the Company does not have sufficient information to fully determine each processing facility utilized to produce the conflict minerals used in each of the Company's relevant products. Schedule 1 below lists the processing facilities for which the Company has been able to confirm the information provided by our suppliers, including those that source conflict minerals from the Covered Countries. However, our suppliers reported to us at a company-level, rather than a product level, and so this list may be over-inclusive.

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**2025 Results**

The graphs below show the number of SORs in our supply chain that: (i) have participated in the RMAP (Conformant); (ii) have committed to undergo RMAP assessment (Active); and (iii) are not participating in the RMAP audit program or a cross-recognized LBMA or RJC audit protocol (Not Active).

![chart-4ec292827a99427e93b.jpg](chart-4ec292827a99427e93b.jpg)![chart-803179f6fad54646956.jpg](chart-803179f6fad54646956.jpg)

![chart-68b619940af04747a6a.jpg](chart-68b619940af04747a6a.jpg)![chart-6cfa4f688ccf442e93a.jpg](chart-6cfa4f688ccf442e93a.jpg)

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**6. Country of Origin of the 3TGs in the Company's Products**

Based on country of origin information provided by the RMI for RMAP conformant processing facilities, country of origins of the 3TG in Baker Hughes products may include the countries listed below. Countries that do not contain physical mine locations have been included as they can be a source of recycled/scrap materials.

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| |
|:---|
| Andorra |
| Australia |
| Austria |
| Belgium |
| Bolivia, Plurinational State of |
| Brazil |
| Canada |
| Chile |
| China |
| Colombia |
| Congo, Democratic Republic of The |
| Czechia |
| Estonia |
| Finland |
| France |
| Georgia |
| Germany |
| Ghana |
| India |
| Indonesia |
| Italy |
| Japan |
| Kazakhstan |
| Korea, Republic of |
| Kyrgyzstan |
| Lithuania |
| Malaysia |
| Mexico |
| Netherlands |
| New Zealand |
| Norway |
| Peru |
| Philippines |
| Poland |
| Portugal |
| Russian Federation |
| Rwanda |
| Singapore |
| South Africa |
| Spain |
| Sweden |

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| |
|:---|
| Switzerland |
| Taiwan, Province of China |
| Tanzania, United Republic of |
| Thailand |
| Turkey |
| Uganda |
| United Arab Emirates |
| United States of America |
| Uzbekistan |
| Viet Nam |
| Zimbabwe |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**7.Risk Mitigation**

With respect to those products the Company manufactures or contracts to be manufactured for sale that contain necessary conflict minerals, the Company plans to undertake the following steps to mitigate the risk that our necessary conflict minerals could unintentionally benefit armed groups:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to consolidate the supplier base to fewer suppliers, ultimately decreasing the number of suppliers who pose a high risk of using conflict minerals or are located in high-risk regions;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• improve processes to identify the presence of necessary conflict minerals in products we manufacture or contract to be manufactured and offer for sale by:

ocontinuing communication with suppliers and internal stakeholders and spreading best practices learned during the execution of the 3TG due diligence process in 2025 and continuing to raise overall awareness within our supply chain;

ocontinuing the identification of and communication with smelters and refiners in Baker Hughes' supply chain, both directly and indirectly through Baker Hughes' relevant suppliers, in order to continue to encourage the smelters and refiners to participate in the RMAP;

ocontinuing to participate in industry initiatives encouraging responsible supply chains; and

oas new relevant suppliers are added to the Baker Hughes' supply chain, working with these suppliers to help ensure that they understand our compliance requirements, the requirements of the Conflict Minerals Rule and the OECD Guidance;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to assess the presence of necessary conflict minerals in our relevant supply chains;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to perform due diligence on the necessary conflict minerals supplied to us to determine their origin;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to clearly communicate to suppliers our expectations regarding compliance with the Company's stated policies, performance, transparency and responsible sourcing practices, and consider use of relevant contractual enforcement rights;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• engage with suppliers identified as sourcing from high-risk SORs, including those not enrolled in or compliant with a verification program, to encourage them to source from conformant SORs or mines and obtain from their applicable SORs or mines conformant designations from recognized certification programs;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to engage with suppliers that did not respond to our request for conflict minerals information for the reporting period 2025, ultimately seeking to engage as many of those suppliers as possible during the reporting year 2026, engage with all high cumulative risk suppliers to further their understanding of their risk level and the future implications their risk level could have under the Company's conflict minerals program and request that:

osuppliers potentially sourcing from high-risk and non-conformant SORs, verify actual relevant mineral sources;

osuppliers actually sourcing from high-risk and non-conformant SORs, work toward sourcing from alternative sources;

osuppliers with weak conflict minerals programs, utilize and review the provided information, education and training to strengthen their programs; and

osuppliers failing to respond to multiple past conflict minerals information requests, prioritize understanding of and compliance with our due diligence program requirements;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• conduct analysis and verification of origin information provided by our suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to support RMI and its membership initiatives;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• continue to audit, through either desktop or in-person visits depending on travel availability and health and safety risks, and to train the supplier base and encourage them to follow the OECD Guidance;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• engage suppliers who did not respond to our survey inquiries and take action if necessary; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• work with suppliers identified as sourcing from high risk SORs, encourage them to source from conformant SORs.

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**Products Description**

The Company's products covered by this Report that are considered to contain necessary conflict minerals include the following:

**Oilfield Services and Equipment**

The OFSE segment designs and manufactures products and provides related services and integrated solutions for onshore and offshore oilfield operations across the life cycle of an asset, ranging from exploration, appraisal, and development to production, rejuvenation, and decommissioning. Beyond its conventional oilfield focus, OFSE is also expanding its capabilities and technology portfolio to focus on new energy areas, such as geothermal and CCUS; expanding digital services and remote operations; and addressing key energy market themes.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Well Construction:** focuses on drilling and includes drilling services (directional drilling, coiled-tubing drilling, logging-while-drilling, surface logging, and coring), drill bits (polycrystalline, roller cone, hybrid, and in-bit sensing), and drilling & completions fluids (emulsion-based fluids, water-based fluids, specialty fluids, drill-in fluids, waste management, and completion fluids).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Completions, Interventions, and Measurements:** encompasses completions (wellbore construction, upper and lower completions, intelligent production systems, smart services, and wellbore intervention), pressure pumping (cementing, production enhancement, and coiled tubing and tubular running services), and wireline services (formation testing and evaluation services, well integrity, production, and intervention services, and surface conveyance and automation).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Production Solutions:** includes artificial lift systems (electrical submersible pumping systems, surface pumping systems, rigless deployment systems, sensors and gauges, and cables) and oilfield & industrial chemicals (upstream, midstream, and downstream chemicals and Aquaness wholesale chemicals).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Subsea & Surface Pressure Systems:** spans subsea projects and services (subsea trees, controls, manifolds, wellheads, premium casing connectors, installation and commissioning, repairs, and maintenance, well intervention, life-of-field solutions, and plug and abandonment), flexible pipe systems (subsea risers, subsea flowlines and jumpers, onshore reinforced thermoplastic pipe, and rehabilitation), and surface pressure control systems (surface trees and wellheads).

**Industrial & Energy Technology**

The IET segment combines a broad array of domain expertise, technologies, software, and services for energy and industrial customers across a broad array of applications including on- and offshore, LNG, pipeline and gas storage, distributed gas, refining, petrochemical, hydrogen, geothermal, CCUS, and power inclusive of integration with renewable energy sources. It also provides cutting edge technology for consumers of energy and organizations who are reliant on infrastructure integrity across a broad variety of verticals including pulp & paper, food & beverage, industrial heating, automotive, marine and aerospace.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Gas Technology Equipment and Services:** drivers (aero-derivative gas turbines, heavy-duty gas turbines, small- to medium-sized industrial gas turbines, steam turbines, hot gas and turboexpanders, and electric motors), driven equipment (synchronous condensers, generators, reciprocating, centrifugal, and integrated compressors, and centrifugal pumps), turnkey solutions (power generation and gas compression modules, waste heat/energy/pressure recovery, energy storage, modularized small and large liquefaction plants, CO compression, and storage/use solutions), aftermarket services including the design, maintenance and upgrading of rotating equipment (genuine spare parts, system upgrades, conversion solutions, digital advanced services, and turnkey solutions to refurbish and improve the output from a single machine up to an entire plant), remote monitoring & diagnostics (analytics to connect assets and provide data, safety and security to improve operations reliably and efficiently).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Industrial Products and Solutions:** non-destructive testing technology, software, and services (industrial radiography, ultrasonic sensors, testing machines and gauges, non-destructive testing film, and remote visual inspection), process and pipeline services (pre-commissioning and maintenance services as well as inline inspection solutions), flow control & safety solutions (valves, regulators, control systems, rupture discs, actuators, and positioners ensuring pressure control, flow regulation and emergency protection for process industries), power transmission (high-reliability mechanical and electromechanical gear transmission systems for energy and industrial applications) hardware, software, and edge devices and

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services solutions (precision sensors and instrumentation device technology, software solutions to optimize assets, processes and energy use, sensing and protection hardware to provide rack-based vibrating monitoring equipment and sensors.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• **Climate Technology Solutions:** carbon capture, utilization, and storage, hydrogen, clean power, geothermal and emissions abatement capabilities.

**Schedule 1**

**Smelters or Refiners with Identified Mineral Sources**

The information in this Schedule is solely an aggregation of data provided by verified SORs identified by the Company's suppliers. This is not a confirmation of conflict minerals actually contained in the Company's products. Additionally, since this aggregation depends on self-identification by SORs, the following lists are not a confirmation or verification of every country of origin.

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| | | | | |
|:---|:---|:---|:---|:---|
| **Smelter ID** | **Smelter Name** | **Metal** | **Smelter Facility Location** | **Source from a Covered Country?** |
| CID000004 | A.L.M.T. Corp. | Tungsten | Japan | Yes |
| CID000015 | Advanced Chemical Company | Gold | United States of America | No |
| CID000019 | Aida Chemical Industries Co., Ltd. | Gold | Japan | No |
| CID000035 | Agosi AG | Gold | Germany | No |
| CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | Gold | Uzbekistan | Yes |
| CID000058 | AngloGold Ashanti Corrego do Sitio Mineracao | Gold | Brazil | Yes |
| CID000077 | Argor-Heraeus S.A. | Gold | Switzerland | No |
| CID000082 | Asahi Pretec Corp. | Gold | Japan | No |
| CID000090 | Asaka Riken Co., Ltd. | Gold | Japan | Yes |
| CID000105 | Kennametal Huntsville | Tungsten | United States of America | No |
| CID000113 | Aurubis AG | Gold | Germany | No |
| CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | Philippines | No |
| CID000157 | Boliden Ronnskar | Gold | Sweden | No |
| CID000176 | C. Hafner GmbH + Co. KG | Gold | Germany | No |
| CID000180 | Caridad | Gold | Mexico | No |
| CID000185 | CCR Refinery - Glencore Canada Corporation | Gold | Canada | Yes |
| CID000189 | Cendres + Metaux S.A. | Gold | Switzerland | No |
| CID000197 | Yunnan Copper Industry Co., Ltd. | Gold | China | Yes |
| CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | China | No |
| CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | China | No |
| CID000233 | Chimet S.p.A. | Gold | Italy | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | China | Yes |
| CID000264 | Chugai Mining | Gold | Japan | No |
| CID000291 | Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum | China | Yes |
| CID000292 | Alpha Assembly Solutions Inc | Tin | United States of America | No |
| CID000313 | PT Premium Tin Indonesia | Tin | Indonesia | No |
| CID000343 | Daye Non-Ferrous Metals Mining Ltd. | Gold | China | No |
| CID000359 | DSC (Do Sung Corporation) | Gold | Korea, Republic Of | No |
| CID000377 | Dongguan Best Alloys Co., Ltd. | Tin | China | Unknown |
| CID000401 | Dowa | Gold | Japan | No |
| CID000402 | Dowa | Tin | Japan | No |
| CID000425 | Eco-System Recycling Co., Ltd. East Plant | Gold | Japan | No |
| CID000438 | EM Vinto | Tin | Bolivia, Plurinational State of | No |
| CID000448 | Estanho de Rondonia S.A. | Tin | Brazil | No |
| CID000460 | F&X Electro-Materials Ltd. | Tantalum | China | Yes |
| CID000468 | Fenix Metals | Tin | Poland | No |
| CID000493 | JSC Novosibirsk Refinery | Gold | Russian Federation | No |
| CID000538 | Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | China | No |
| CID000555 | Gejiu Zili Mining And Metallurgy Co., Ltd. | Tin | China | Yes |
| CID000568 | Global Tungsten & Powders LLC | Tungsten | United States of America | Yes |
| CID000616 | XIMEI RESOURCES (GUANGDONG) LIMITED | Tantalum | China | Yes |
| CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | Gold | China | No |
| CID000689 | LT Metal Ltd. | Gold | Korea, Republic of | No |
| CID000694 | Heimerle + Meule GmbH | Gold | Germany | Yes |
| CID000707 | Heraeus Metals Hong Kong Ltd. | Gold | China | No |
| CID000711 | Heraeus Germany GmbH Co. KG | Gold | Germany | No |
| CID000767 | Hunan Chenzhou Mining Co., Ltd. | Gold | China | No |
| CID000769 | Hunan Jintai New Material Co., Ltd. | Tungsten | China | No |
| CID000773 | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Gold | China | Yes |
| CID000778 | HwaSeong CJ CO., LTD. | Gold | Korea, Republic of | No |
| CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | China | No |
| CID000807 | Ishifuku Metal Industry Co., Ltd. | Gold | Japan | No |
| CID000814 | Istanbul Gold Refinery | Gold | Turkey | Yes |
| CID000823 | Japan Mint | Gold | Japan | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID000825 | Japan New Metals Co., Ltd. | Tungsten | Japan | No |
| CID000855 | Jiangxi Copper Co., Ltd. | Gold | China | Yes |
| CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | China | Yes |
| CID000917 | Jiujiang Tanbre Co., Ltd. | Tantalum | China | Yes |
| CID000920 | Asahi Refining USA Inc. | Gold | United States of America | Yes |
| CID000924 | Asahi Refining Canada Ltd. | Gold | Canada | No |
| CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold | Russian Federation | No |
| CID000929 | JSC Uralelectromed | Gold | Russian Federation | No |
| CID000937 | JX Nippon Mining & Metals Co., Ltd. | Gold | Japan | No |
| CID000942 | Gejiu Kai Meng Industry and Trade LLC | Tin | China | No |
| CID000956 | Kazakhmys Smelting LLC | Gold | Kazakhstan | No |
| CID000957 | Kazzinc | Gold | Kazakhstan | No |
| CID000966 | Kennametal Fallon | Tungsten | United States of America | Yes |
| CID000969 | Kennecott Utah Copper LLC | Gold | United States of America | No |
| CID000981 | Kojima Chemicals Co., Ltd. | Gold | Japan | No |
| CID001029 | Kyrgyzaltyn JSC | Gold | Kyrgyzstan | No |
| CID001056 | Lingbao Gold Co., Ltd. | Gold | China | No |
| CID001070 | China Tin Group Co., Ltd. | Tin | China | No |
| CID001076 | AMG Brasil | Tantalum | Brazil | Yes |
| CID001078 | LS MnM Inc. | Gold | Korea, Republic of | No |
| CID001093 | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Gold | China | No |
| CID001113 | Materion | Gold | United States of America | No |
| CID001119 | Matsuda Sangyo Co., Ltd. | Gold | Japan | No |
| CID001142 | Metallic Resources, Inc. | Tin | United States of America | No |
| CID001147 | Metalor Technologies (Suzhou) Ltd. | Gold | China | No |
| CID001149 | Metalor Technologies (Hong Kong) Ltd. | Gold | China | Yes |
| CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | Gold | Singapore | No |
| CID001153 | Metalor Technologies S.A. | Gold | Switzerland | Yes |
| CID001157 | Metalor USA Refining Corporation | Gold | United States of America | No |
| CID001161 | Metalurgica Met-Mex Penoles S.A. De C.V. | Gold | Mexico | No |
| CID001163 | Metallurgical Products India Pvt., Ltd. | Tantalum | India | No |
| CID001173 | Mineracao Taboca S.A. | Tin | Brazil | No |
| CID001175 | Mineracao Taboca S.A. | Tantalum | Brazil | No |
| CID001182 | Minsur | Tin | Peru | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID001188 | Mitsubishi Materials Corporation | Gold | Japan | Yes |
| CID001191 | Mitsubishi Materials Corporation | Tin | Japan | No |
| CID001192 | Mitsui Mining and Smelting Co., Ltd. | Tantalum | Japan | Yes |
| CID001193 | Mitsui Mining and Smelting Co., Ltd. | Gold | Japan | No |
| CID001200 | NPM Silmet AS | Tantalum | Estonia | Yes |
| CID001204 | Moscow Special Alloys Processing Plant | Gold | Russian Federation | No |
| CID001220 | Nadir Metal Rafineri San. Ve Tic. A.S. | Gold | Turkey | No |
| CID001231 | Jiangxi New Nanshan Technology Ltd. | Tin | China | No |
| CID001236 | Navoi Mining and Metallurgical Combinat | Gold | Uzbekistan | No |
| CID001259 | Nihon Material Co., Ltd. | Gold | Japan | Yes |
| CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | China | Yes |
| CID001305 | Novosibirsk Tin Combine | Tin | Russian Federation | No |
| CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | Tin | Thailand | No |
| CID001325 | Ohura Precious Metal Industry Co., Ltd. | Gold | Japan | No |
| CID001326 | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold | Russian Federation | Yes |
| CID001337 | Operaciones Metalurgicas S.A. | Tin | Bolivia, Plurinational State of | No |
| CID001352 | MKS PAMP SA | Gold | Switzerland | Yes |
| CID001362 | Penglai Penggang Gold Industry Co., Ltd. | Gold | China | No |
| CID001386 | Prioksky Plant of Non-Ferrous Metals | Gold | Russian Federation | Yes |
| CID001397 | PT Aneka Tambang (Persero) Tbk | Gold | Indonesia | No |
| CID001453 | PT Mitra Stania Prima | Tin | Indonesia | No |
| CID001458 | PT Prima Timah Utama | Tin | Indonesia | No |
| CID001477 | PT Timah Tbk Kundur | Tin | Indonesia | No |
| CID001482 | PT Timah Tbk Mentok | Tin | Indonesia | No |
| CID001498 | PX Precinox S.A. | Gold | Switzerland | No |
| CID001512 | Rand Refinery (Pty) Ltd. | Gold | South Africa | Yes |
| CID001522 | Yanling Jincheng Tantalum & Niobium Co., Ltd. | Tantalum | China | No |
| CID001534 | Royal Canadian Mint | Gold | Canada | No |
| CID001539 | Rui Da Hung | Tin | Taiwan, Province of China | No |
| CID001546 | Sabin Metal Corp. | Gold | United States of America | No |
| CID001555 | Samduck Precious Metals | Gold | Korea, Republic of | Yes |
| CID001562 | Samwon Metals Corp. | Gold | Korea, Republic of | No |
| CID001585 | SEMPSA Joyeria Plateria S.A. | Gold | Spain | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Gold | China | No |
| CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold | China | No |
| CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | Gold | China | No |
| CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | Russian Federation | No |
| CID001761 | Solar Applied Materials Technology Corp. | Gold | Taiwan, Province of China | No |
| CID001769 | Solikamsk Magnesium Works OAO | Tantalum | Russian Federation | Yes |
| CID001798 | Sumitomo Metal Mining Co., Ltd. | Gold | Japan | No |
| CID001810 | Super Dragon Technology Co., Ltd. | Gold | Taiwan, Province of China | No |
| CID001869 | Taki Chemical Co., Ltd. | Tantalum | Japan | Yes |
| CID001875 | Tanaka Kikinzoku Kogyo K.K. | Gold | Japan | No |
| CID001891 | Telex Metals | Tantalum | United States of America | Yes |
| CID001898 | Thaisarco | Tin | Thailand | Yes |
| CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | China | No |
| CID001909 | Great Wall Precious Metals Co., Ltd. of CBPM | Gold | China | No |
| CID001916 | Shandong Gold Smelting Co., Ltd. | Gold | China | Yes |
| CID001938 | Tokuriki Honten Co., Ltd. | Gold | Japan | No |
| CID001947 | Tongling Nonferrous Metals Group Co., Ltd. | Gold | China | No |
| CID001955 | Torecom | Gold | Korea, Republic of | No |
| CID001969 | Ulba Metallurgical Plant JSC | Tantalum | Kazakhstan | Yes |
| CID001980 | Umicore S.A. Business Unit Precious Metals Refining | Gold | Belgium | No |
| CID001993 | United Precious Metal Refining, Inc. | Gold | United States of America | No |
| CID002003 | Valcambi S.A. | Gold | Switzerland | Yes |
| CID002015 | VQB Mineral and Trading Group JSC | Tin | Viet Nam | Yes |
| CID002030 | Western Australian Mint (T/a The Perth Mint) | Gold | Australia | No |
| CID002036 | White Solder Metalurgia e Mineracao Ltda. | Tin | Brazil | Yes |
| CID002044 | Wolfram Bergbau und Hutten AG | Tungsten | Austria | Yes |
| CID002082 | Xiamen Tungsten Co., Ltd. | Tungsten | China | Yes |
| CID002100 | Yamakin Co., Ltd. | Gold | Japan | No |
| CID002129 | Yokohama Metal Co., Ltd. | Gold | Japan | Yes |
| CID002158 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | China | No |
| CID002180 | Tin Smelting Branch of Yunnan Tin Co., Ltd. | Tin | China | No |
| CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | China | No |
| CID002243 | Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | China | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID002282 | Morris and Watson | Gold | New Zealand | No |
| CID002290 | SAFINA A.S. | Gold | Czechia | No |
| CID002313 | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Tungsten | China | No |
| CID002314 | Umicore Precious Metals Thailand | Gold | Thailand | No |
| CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | China | Yes |
| CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | Tungsten | China | No |
| CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | China | Yes |
| CID002319 | Malipo Haiyu Tungsten Co., Ltd. | Tungsten | China | No |
| CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | China | Yes |
| CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | China | No |
| CID002468 | Magnu's Minerais Metais e Ligas Ltda. | Tin | Brazil | Yes |
| CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | China | No |
| CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | China | No |
| CID002500 | Melt Metais e Ligas S.A. | Tin | Brazil | No |
| CID002502 | Asia Tungsten Products Vietnam Ltd. | Tungsten | Viet Nam | Yes |
| CID002503 | PT ATD Makmur Mandiri Jaya | Tin | Indonesia | No |
| CID002504 | D Block Metals, LLC | Tantalum | United States of America | Yes |
| CID002505 | FIR Metals & Resource Ltd. | Tantalum | China | No |
| CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | China | Yes |
| CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | China | No |
| CID002509 | MMTC-PAMP India Pvt., Ltd. | Gold | India | Yes |
| CID002511 | KGHM Polska Miedz Spolka Akcyjna | Gold | Poland | No |
| CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | China | No |
| CID002513 | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | Tungsten | China | No |
| CID002515 | Fidelity Printers and Refiners Ltd. | Gold | Zimbabwe | Yes |
| CID002516 | Singway Technology Co., Ltd. | Gold | Taiwan, Province of China | No |
| CID002517 | O.M. Manufacturing Philippines, Inc. | Tin | Philippines | No |
| CID002525 | Shandong Humon Smelting Co., Ltd. | Gold | China | No |
| CID002527 | Shenzhen Zhonghenglong Real Industry Co., Ltd. | Gold | China | No |
| CID002539 | KEMET de Mexico | Tantalum | Mexico | Yes |
| CID002541 | H.C. Starck Tungsten GmbH | Tungsten | Germany | Yes |
| CID002542 | TANIOBIS Smelting GmbH & Co. KG | Tungsten | Germany | Yes |
| CID002543 | Masan High-Tech Materials | Tungsten | Viet Nam | No |
| CID002544 | TANIOBIS Co., Ltd. | Tantalum | Thailand | Yes |
| CID002545 | TANIOBIS GmbH | Tantalum | Germany | Yes |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID002548 | Materion Newton Inc. | Tantalum | United States of America | Yes |
| CID002549 | TANIOBIS Japan Co., Ltd. | Tantalum | Japan | Yes |
| CID002550 | TANIOBIS Smelting GmbH & Co. KG | Tantalum | Germany | Yes |
| CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | China | Yes |
| CID002557 | Global Advanced Metals Boyertown | Tantalum | United States Of America | Yes |
| CID002558 | Global Advanced Metals Aizu | Tantalum | Japan | Yes |
| CID002560 | Al Etihad Gold Refinery DMCC | Gold | United Arab Emirates | No |
| CID002561 | Emirates Gold DMCC | Gold | United Arab Emirates | Yes |
| CID002562 | International Precious Metal Refiners | Gold | United Arab Emirates | No |
| CID002570 | CV Ayi Jaya | Tin | Indonesia | No |
| CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Tin | Viet Nam | No |
| CID002573 | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Tin | Viet Nam | Yes |
| CID002580 | T.C.A S.p.A | Gold | Italy | No |
| CID002582 | REMONDIS PMR B.V. | Gold | Netherlands | No |
| CID002584 | Fujairah Gold FZC | Gold | United Arab Emirates | No |
| CID002588 | Shirpur Gold Refinery Ltd. | Gold | India | No |
| CID002589 | Niagara Refining LLC | Tungsten | United States of America | No |
| CID002593 | PT Rajehan Ariq | Tin | Indonesia | No |
| CID002605 | Korea Zinc Co., Ltd. | Gold | Korea, Republic of | No |
| CID002606 | Marsam Metals | Gold | Brazil | No |
| CID002615 | TOO Tau-Ken-Altyn | Gold | Kazakhstan | No |
| CID002641 | China Molybdenum Tungsten Co., Ltd. | Tungsten | China | No |
| CID002649 | Hydrometallurg, JSC | Tungsten | Russian Federation | Yes |
| CID002696 | PT Cipta Persada Mulia | Tin | Indonesia | No |
| CID002703 | An Vinh Joint Stock Mineral Processing Company | Tin | Viet Nam | No |
| CID002706 | Resind Industria e Comercio Ltda. | Tin | Brazil | Yes |
| CID002707 | Resind Industria e Comercio Ltda. | Tantalum | Brazil | No |
| CID002708 | Abington Reldan Metals, LLC | Gold | United States of America | No |
| CID002724 | Unecha Refractory metals plant | Tungsten | Russian Federation | No |
| CID002750 | Shenzhen CuiLu Gold Co., Ltd. | Gold | China | Unknown |
| CID002756 | Super Ligas | Tin | Brazil | Yes |
| CID002760 | Albino Mountinho Lda. | Gold | Portugal | Unknown |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID002761 | SAAMP | Gold | France | No |
| CID002762 | L'Orfebre S.A. | Gold | Andorra | Yes |
| CID002763 | 8853 S.p.A. | Gold | Italy | No |
| CID002765 | Italpreziosi | Gold | Italy | No |
| CID002773 | Aurubis Beerse | Tin | Belgium | Yes |
| CID002774 | Aurubis Berango | Tin | Spain | No |
| CID002776 | PT Bangka Prima Tin | Tin | Indonesia | No |
| CID002778 | WIELAND Edelmetalle GmbH | Gold | Germany | No |
| CID002779 | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold | Austria | No |
| CID002842 | Jiangxi Tuohong New Raw Material | Tantalum | China | No |
| CID002845 | Moliren Ltd. | Tungsten | Russian Federation | No |
| CID002850 | AU Traders and Refiners | Gold | South Africa | Yes |
| CID002852 | GGC Gujrat Gold Centre Pvt. Ltd. | Gold | India | No |
| CID002857 | Modeltech Sdn Bhd | Gold | Malaysia | No |
| CID002858 | Modeltech Sdn Bhd | Tin | Malaysia | No |
| CID002863 | Bangalore Refinery | Gold | India | No |
| CID002865 | Kyshtym Copper-Electrolytic Plant ZAO | Gold | Russian Federation | No |
| CID002867 | Degussa Sonne / Mond Goldhandel GmbH | Gold | Germany | No |
| CID002872 | Pease & Curren | Gold | United States of America | No |
| CID002893 | JALAN & Company | Gold | India | No |
| CID002918 | SungEel HiMetal Co., Ltd. | Gold | Korea, Republic of | No |
| CID002919 | Planta Recuperadora de Metales SpA | Gold | Chile | No |
| CID002920 | ABC Refinery Pty Ltd. | Gold | Australia | Unknown |
| CID002973 | Safimet S.p.A | Gold | Italy | Yes |
| CID003116 | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin | China | No |
| CID003153 | State Research Institute Center for Physical Sciences and Technology | Gold | Lithuania | Yes |
| CID003185 | African Gold Refinery | Gold | Uganda | Yes |
| CID003186 | Gold Coast Refinery | Gold | Ghana | No |
| CID003189 | NH Recytech Company | Gold | Korea, Republic of | No |
| CID003190 | Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | China | No |
| CID003324 | QG Refining, LLC | Gold | United States of America | Yes |
| CID003325 | Tin Technology & Refining | Tin | United States of America | No |
| CID003348 | Dijllah Gold Refinery FZC | Gold | United Arab Emirates | No |
| CID003356 | Dongguan CiEXPO Environmental Engineering Co., Ltd. | Tin | China | No |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID003379 | Ma'anshan Weitai Tin Co., Ltd. | Tin | China | No |
| CID003380 | PT Masbro Alam Stania | Tin | Indonesia | Unknown |
| CID003382 | CGR Metalloys Pvt Ltd. | Gold | India | No |
| CID003383 | Sovereign Metals | Gold | India | Yes |
| CID003387 | Luna Smelter, Ltd. | Tin | Rwanda | Yes |
| CID003397 | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Tin | China | No |
| CID003407 | Lianyou Metals Co., Ltd. | Tungsten | Taiwan, Province of China | No |
| CID003408 | JSC "Kirovgrad Hard Alloys Plant" | Tungsten | Russian Federation | No |
| CID003409 | Precious Minerals and Smelting Limited | Tin | India | No |
| CID003410 | Gejiu City Fuxiang Industry and Trade Co., Ltd. | Tin | China | No |
| CID003416 | NPP Tyazhmetprom LLC | Tungsten | Russian Federation | No |
| CID003417 | Hubei Green Tungsten Co., Ltd. | Tungsten | China | No |
| CID003424 | Eco-System Recycling Co., Ltd. North Plant | Gold | Japan | No |
| CID003425 | Eco-System Recycling Co., Ltd. West Plant | Gold | Japan | No |
| CID003427 | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Tungsten | Brazil | Yes |
| CID003449 | PT Mitra Sukses Globalindo | Tin | Indonesia | No |
| CID003461 | Augmont Enterprises Private Limited | Gold | India | No |
| CID003463 | Kundan Care Products Ltd. | Gold | India | No |
| CID003468 | Cronimet Brasil Ltda | Tungsten | Brazil | No |
| CID003486 | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Tin | Brazil | No |
| CID003487 | Emerald Jewel Industry India Limited (Unit 1) | Gold | India | Unknown |
| CID003488 | Emerald Jewel Industry India Limited (Unit 2) | Gold | India | Unknown |
| CID003489 | Emerald Jewel Industry India Limited (Unit 3) | Gold | India | Unknown |
| CID003490 | Emerald Jewel Industry India Limited (Unit 4) | Gold | India | Unknown |
| CID003497 | K.A. Rasmussen | Gold | Norway | Yes |
| CID003500 | Alexy Metals | Gold | United States of America | No |
| CID003524 | CRM Synergies | Tin | Spain | No |
| CID003548 | MD Overseas | Gold | India | No |
| CID003557 | Metallix Refining Inc. | Gold | United States of America | Unknown |
| CID003575 | Metal Concentrators SA (Pty) Ltd. | Gold | South Africa | No |
| CID003582 | Fabrica Auricchio Industria e Comercio Ltda. | Tin | Brazil | No |
| CID003609 | Fujian Xinlu Tungsten Co., Ltd. | Tungsten | China | Unknown |
| CID003612 | OOO "Technolom" 2 | Tungsten | Russian Federation | Unknown |
| CID003614 | OOO "Technolom" 1 | Tungsten | Russian Federation | Unknown |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID003615 | WEEEREFINING | Gold | France | Unknown |
| CID003641 | Gold by Gold Colombia | Gold | Colombia | Unknown |
| CID003662 | YUDU ANSHENG TUNGSTEN CO., LTD. | Tungsten | China | Unknown |
| CID003663 | Dongwu Gold Group | Gold | China | Unknown |
| CID003666 | Sam Precious Metals | Gold | United Arab Emirates | Unknown |
| CID003690 | NOBLE METAL SERVICES | Gold | United States of America | Unknown |
| CID003868 | PT Putera Sarana Shakti (PT PSS) | Tin | Indonesia | Unknown |
| CID003926 | 5D Production OU | Tantalum | Estonia | Unknown |
| CID003993 | Tungsten Vietnam Joint Stock Company | Tungsten | Viet Nam | Unknown |
| CID004010 | Coimpa Industrial LTDA | Gold | Brazil | Unknown |
| CID004034 | Nam Viet Cromit Joint Stock Company | Tungsten | Viet Nam | Unknown |
| CID004054 | PowerX Ltd. | Tantalum | Rwanda | Unknown |
| CID004065 | Mining Minerals Resources SARL | Tin | Congo, Democratic Republic of The | Yes |
| CID004397 | Lianyou Resources Co., Ltd. | Tungsten | Taiwan, Province of China | Unknown |
| CID004403 | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | Tin | Japan | No |
| CID004430 | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | Tungsten | China | Unknown |
| CID004434 | Malaysia Smelting Corporation Berhad (Port Klang) | Tin | Malaysia | Unknown |
| CID004435 | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | Gold | China | Unknown |
| CID004438 | Philippine Carreytech Metal Corp. | Tungsten | Philippines | Unknown |
| CID004491 | TITAN COMPANY LIMITED, JEWELLERY DIVISION | Gold | India | Unknown |
| CID004506 | GG Refinery Ltd. | Gold | Tanzania, United Republic of | Unknown |
| CID004619 | KENEE MINING VIETNAM COMPANY LIMITED | Tungsten | Viet Nam | Unknown |
| CID004692 | RIKAYAA GREENTECH PRIVATE LIMITED | Tin | India | Unknown |
| CID004697 | Attero Recycling Pvt Ltd | Gold | India | Unknown |
| CID004714 | Impala Platinum - Platinum Metals Refinery (PMR) | Gold | South Africa | Unknown |
| CID004724 | Woodcross Smelting Company Limited | Tin | Uganda | Unknown |
| CID004754 | Global Advanced Metals Greenbushes Pty Ltd. | Tin | Australia | Unknown |
| CID004755 | Elite Industech Co., Ltd. | Gold | Taiwan, Province of China | Unknown |
| CID004796 | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | Tin | China | Unknown |
| CID004797 | Philippine Bonway Manufacturing Industrial Corporation | Tungsten | Philippines | Unknown |

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| | | | | |
|:---|:---|:---|:---|:---|
| CID004813 | Jiangxi Sanshi Nonferrous Metals Co., Ltd | Tantalum | China | Unknown |
| CID005006 | Gasabo Gold Refinery Ltd | Gold | Rwanda | Unknown |
| CID005014 | Minera Titán del Perú SRL (MTP) - Belen Plant | Gold | Peru | Unknown |
| CID005189 | P Kay Metal, Inc | Tin | United States of America | Unknown |
| CID001399 | PT Artha Cipta Langgeng | Tin | Indonesia | No |
| CID000309 | PT Aries Kencana Sejahtera | Tin | Indonesia | No |
| CID005012 | Jing Yuan Tungsten Technology Co., Ltd. | Tungsten | Taiwan, Province of China | Unknown |
| CID005068 | S.P.T. spol.s r.o. | Tungsten | Czechia | Unknown |
| CID005248 | Tungamoy Metals Inc. | Tungsten | Korea, Republic Of | Unknown |
| CID002660 | Uzbek Refractory and Heat-Resistant Metals | Tungsten | Uzbekistan | Unknown |
| CID003504 | Conecsus LLC | Tin | United States of America | Unknown |
| CID004704 | SOLEIL METALS (Chala One Plant) | Gold | Peru | Unknown |
| CID004705 | SOLEIL METALS (YAKARI Plant) | Gold | Peru | Unknown |
| CID004685 | PT Mitra Graha Raya | Tin | Indonesia | Unknown |
| CID003350 | Atlantic Copper | Gold | Spain | Unknown |
| CID005373 | Geo Enterprise | Tungsten | Georgia | Unknown |
| CID005396 | Naoshima Smelter & Refinery | Gold | Japan | Unknown |
| CID005522 | ARGET SAC | Gold | Peru | Unknown |
| CID005589 | Boliden Harjavalta Oy | Gold | Finland | Unknown |
| CID005614 | Glencore Nikkelverk AS | Gold | Norway | Unknown |
| CID005401 | KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow | Gold | Poland | Unknown |
| CID005476 | Aurubis AG, Hamburg | Gold | Germany | Unknown |

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