# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-008839
**Filing Date:** 2023-1
**Character Count:** 5512
**Document Hash:** 497d0a6a81d85cd1f7a731b62202a403
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-008839.hdr.sgml**: 20230123

**ACCESSION NUMBER**: 0001752724-23-008839

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230123

**DATE AS OF CHANGE**: 20230123

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23543781

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### FormulaFolios Smart Growth ETF (Series ID: S000059209)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000194007 | FormulaFolios Smart Growth ETF | FFSG            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** FormulaFolios Smart Growth ETF

- **b. EDGAR series identifier (if any):** S000059209

- **c. LEI of Series:** 549300IMXOYJC1K25N10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $26752140.78

**Total Liabilities:** $59600.03

**Net Assets:** $26692540.75

**Cash Not Reported:** $575101.63

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000194007 | -6.77%               | 7.27%                | 4.18%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $120762.58               | $-2136131.23                               |
| Month 2  | $88069.28                | $1753438.68                                |
| Month 3  | $98271.78                | $989708.16                                 |

### Schedule of Portfolio Investments

| Name                     | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ishares Trust            | ISHARES CORE S&P MIDCAP E | CUSIP: 464287507<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     12609 | NS      | $3240513.00   | 12.14%            |  |  |  | No            |                  1 | On Loan: No      |
| Spdr Series Trust        | SPDR BLOOMBERG 1          | CUSIP: 78468R663<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |     67496 | NS      | $6187358.32   | 23.18%            |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Whitehall Funds | VANGUARD HIGH DVD YIELD E | CUSIP: 921946406<br>LEI: 5493006QD7VQBS2FQD13 | Long             | EC               | RF                | US        |     24987 | NS      | $2827279.05   | 10.59%            |  |  |  | No            |                  1 | On Loan: No      |
| Spdr Series Trust        | SPDR S&P DIVIDEND ETF     | CUSIP: 78464A763<br>LEI: 5493004JVD6CQEEJSS37 | Long             | EC               | RF                | US        |     22130 | NS      | $2905669.00   | 10.89%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust            | ISHARES CORE S&P SMALL-CA | CUSIP: 464287804<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     32072 | NS      | $3266212.48   | 12.24%            |  |  |  | No            |                  1 | On Loan: No      |
| Ishares Trust            | ISHARES CORE S&P 500 ETF  | CUSIP: 464287200<br>LEI: 5493000860OXIC4B5K91 | Long             | EC               | RF                | US        |     18863 | NS      | $7721003.16   | 28.93%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer