# EDGAR Filing Document

**Accession Number:** 0001766436
**File Stem:** 0001387131-23-001045
**Filing Date:** 2023-1
**Character Count:** 20014
**Document Hash:** f7c0dea8ed5b5ca6435ba4b51d8e6f91
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001387131-23-001045.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001387131-23-001045

**CONFORMED SUBMISSION TYPE**: NT NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20230531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Leader Funds Trust
- **CENTRAL INDEX KEY:** 0001766436
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NT NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23419
- **FILM NUMBER:** 23569469

**BUSINESS ADDRESS:**
- **STREET 1:** 315 W. MILL PLAIN BLVD
- **STREET 2:** SUITE 204
- **CITY:** VANCOUVER
- **STATE:** WA
- **ZIP:** 98660
- **BUSINESS PHONE:** 1-800-711-9164

**MAIL ADDRESS:**
- **STREET 1:** 315 W. MILL PLAIN BLVD
- **STREET 2:** SUITE 204
- **CITY:** VANCOUVER
- **STATE:** WA
- **ZIP:** 98660

## Series and Classes Contracts Data

### Leader High Quality Floating Rate Fund (Series ID: S000065273)

| Class ID   | Class Name                                                 | Ticker Symbol   |
|:---|:---|:---|
| C000211311 | Leader High Quality Floating Rate Fund Institutional Class | LCTIX           |
| C000211314 | Leader High Quality Floating Rate Fund Investor Class      | LCTRX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Leader Funds Trust

- **b. Investment Company Act file number:** 811-23419

- **c. CIK number of Registrant:** 0001766436

- **d. LEI of Registrant:** 5493004CXG3W4ZKLTI89

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 315 W. MILL PLAIN BOULEVARD

  - **City:** VANCOUVER

  - **State:** WA

  - **Foreign country:** US

  - **Zip / Postal Code:** 98660

  - **Telephone number:** 800-711-9164

**Item A.2. Information about the Series.**

- **a. Name of Series:** Leader High Quality Floating Rate Fund

- **b. EDGAR series identifier (if any):** S000065273

- **c. LEI of Series:** R3NVRGXLFHWUBHFB7V47

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-05-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $47331234.00

**Total Liabilities:** $1884023.00

**Net Assets:** $45447211.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -5063.13 | **1-Year:** -6520.44 | **5-Year:** 22581.07 | **10-Year:** 13467.94 | **30-Year:** -15939.17

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -5063.13 | **1-Year:** -6520.44 | **5-Year:** 22581.07 | **10-Year:** 13467.94 | **30-Year:** -15939.17

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000211314 | -0.84%               | 1.21%                | 1.11%                |
| Class ID C000211311 | -0.84%               | 1.30%                | 1.10%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $39800.77                | $-318234.37                                |
| Month 2  | $-59367.85               | $226195.41                                 |
| Month 3  | $-47004.92               | $406794.89                                 |

### Schedule of Portfolio Investments

| Name                                                | Title                                                            | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| OHA Credit Partners X Ltd                           | OAKC 2014-10RA BR                                                | CUSIP: 67707CAS7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $959641.50    | 2.43%             | 2034-04-20      | Floating      | 5.79%                 | Yes           |                  2 | On Loan: No      |
| ALM 2020, Ltd.                                      | ALM 2020-1A A2                                                   | CUSIP: 00166FAG1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $965232.60    | 2.43%             | 2029-10-15      | Floating      | 5.93%                 | Yes           |                  2 | On Loan: No      |
| Apidos CLO XV                                       | APID 2013-15A BRR                                                | CUSIP: 03764QBG6<br>LEI: 549300HXW2GBYSKFE344 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $968271.50    | 2.44%             | 2031-04-21      | Floating      | 5.79%                 | Yes           |                  2 | On Loan: No      |
| Ares XXXIIR CLO, Ltd.                               | Ares 2014-32RA                                                   | CUSIP: 04017EAL6<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $472150.00    | 1.17%             | 2030-05-15      | Floating      | 6.41%                 | Yes           |                  2 | On Loan: No      |
| Ares XXXIV CLO, Ltd.                                | ARES 2015-2A BR2                                                 | CUSIP: 04015GAR0<br>LEI: 549300VDFIIXSFET0S73 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $955326.90    | 2.39%             | 2033-04-18      | Floating      | 5.68%                 | Yes           |                  2 | On Loan: No      |
| Ares XLVII CLO, Ltd.                                | ARES 2018-47A B                                                  | CUSIP: 04016VAE5<br>LEI: 5493001J0ZSE1Y09WE50 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $961901.60    | 2.42%             | 2030-04-15      | Floating      | 5.53%                 | Yes           |                  2 | On Loan: No      |
| Atrium XII Floating Rate                            | ATRM 12A CR                                                      | CUSIP: 04965CAN8<br>LEI: 549300O252OCTN35RH57 | Long             | ABS-CBDO         | CORP              | KY        |    500000 | PA      | $481312.15    | 1.22%             | 2027-04-22      | Floating      | 5.97%                 | Yes           |                  2 | On Loan: No      |
| Atrium CDO Corp                                     | ATRM 13A C                                                       | CUSIP: 04966HAG1<br>LEI: 549300BF3YFW8EHN6F75 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $947500.00    | 2.38%             | 2030-11-21      | Floating      | 6.12%                 | Yes           |                  2 | On Loan: No      |
| Beechwood Park CLO. Ltd.                            | BCHPK 2019-1A B2AR                                               | CUSIP: 07355TBA9<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $931800.30    | 2.36%             | 2035-01-17      | Floating      | 5.61%                 | Yes           |                  2 | On Loan: No      |
| Carlyle Global Market Strategies CLO 2014-4-R, Ltd. | CGMS 2014-4RA A2                                                 | CUSIP: 14316CAG8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $968561.30    | 2.43%             | 2030-07-15      | Floating      | 5.68%                 | Yes           |                  2 | On Loan: No      |
| Carlyle US CLO 2021-8, Ltd.                         | CGMS 2021-8A B                                                   | CUSIP: 143120AC7<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $959138.90    | 2.45%             | 2034-10-16      | Floating      | 5.73%                 | Yes           |                  2 | On Loan: No      |
| Dryden 98 CLO, Ltd.                                 | DRSLF 2022-98A B1                                                | CUSIP: 26248AAC8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $954865.10    | 2.44%             | 2035-04-20      | Floating      | 5.71%                 | Yes           |                  2 | On Loan: No      |
| Invesco CLO 2021-3, Ltd.                            | INVCO 2021-3A B                                                  | CUSIP: 46146JAC0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $963983.20    | 2.39%             | 2034-10-23      | Floating      | 5.97%                 | Yes           |                  2 | On Loan: No      |
| LCM XX, L.P.                                        | LCM 20A CR                                                       | CUSIP: 50188WAG3<br>LEI: 549300VQTTD2PAP2Y421 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $994357.10    | 2.39%             | 2027-10-20      | Floating      | 6.19%                 | Yes           |                  2 | On Loan: No      |
| Magnetite XIV-R, Ltd.                               | MAGNE 2015-14RA B                                                | CUSIP: 55954LAE3<br>LEI: 549300XD71H6EU9N2I97 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $967569.80    | 0.61%             | 2031-10-20      | Floating      | 5.79%                 | Yes           |                  2 | On Loan: No      |
| Madison Park Funding II Ltd                         | MDPK 2018-27A A2                                                 | CUSIP: 55820YAC1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $962256.20    | 2.53%             | 2030-04-22      | Floating      | 5.59%                 | Yes           |                  2 | On Loan: No      |
| Neuberger Berman Loan Advisors CLO 40, Ltd.         | NEUB 2021-40A B                                                  | CUSIP: 64134JAC7<br>LEI: 549300Y2YE54ON4DJE28 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $959309.70    | 2.44%             | 2033-04-18      | Floating      | 5.48%                 | Yes           |                  2 | On Loan: No      |
| OHA Credit Partners XIV, Ltd.                       | OAKC 2017-14A B                                                  | CUSIP: 67706XAG8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $969090.80    | 2.41%             | 2030-01-22      | Floating      | 5.78%                 | Yes           |                  2 | On Loan: No      |
| OHA Credit Funding 3, Ltd.                          | OAKC 2019-3A BR                                                  | CUSIP: 67112RAU8<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $965696.40    | 2.42%             | 2035-07-02      | Floating      | 5.89%                 | Yes           |                  2 | On Loan: No      |
| OCP CLO 2019-16, Ltd.                               | OCP 2019-16A BR                                                  | CUSIP: 67570QAM3<br>LEI: 254900XAI48J82ID5O83 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $953034.80    | 2.38%             | 2033-04-11      | Floating      | 5.31%                 | Yes           |                  2 | On Loan: No      |
| Octagon Investment Partners XVI, Ltd.               | OCT16 2013-1A BR                                                 | CUSIP: 67590BAU4<br>LEI: 549300QEN35HTPJ3BX33 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $961585.90    | 2.44%             | 2030-07-17      | Floating      | 5.68%                 | Yes           |                  2 | On Loan: No      |
| TIAA CLO IV, Ltd.                                   | TIA 2018-1A A2                                                   | CUSIP: 88631YAE7<br>LEI: 5493000Q4E256SBMCY29 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $969774.20    | 2.36%             | 2032-01-20      | Floating      | 5.94%                 | Yes           |                  2 | On Loan: No      |
| Voya CLO 2014-2, Ltd.                               | VOYA 2014-2A A2RA                                                | CUSIP: 92912VBA2<br>LEI: 549300L8S87K3SMP0R77 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $968907.90    | 2.40%             | 2030-04-17      | Floating      | 5.63%                 | Yes           |                  2 | On Loan: No      |
| Voya CLO 2020-2, Ltd.                               | VOYA 2020-2A BR                                                  | CUSIP: 92918HAH3<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $961932.40    | 2.49%             | 2034-07-19      | Floating      | 5.93%                 | Yes           |                  2 | On Loan: No      |
| Boxabl, Inc.                                        | BOXABL 10 03/31/23                                               | CUSIP: BXABL3052<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   6504248 | PA      | $780509.76    | 1.98%             |  |  |  | No            |                  2 | On Loan: No      |
| First American Government Obligations Fund          | First American Government Obligations Fund                       | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   2726015 | PA      | $2726015.29   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| HPS LN Mgmt, LTD.                                   | HLM 7A-2015                                                      | CUSIP: 40437RAE9<br>LEI: 254900IU43NDZ7HEB142 | Long             | ABS-CBDO         | CORP              | KY        |    750000 | PA      | $727778.85    | 2.44%             | 2027-03-15      | Floating      | 6.31%                 | Yes           |                  2 | On Loan: No      |
| Battalion CLO X Ltd.                                | BATLN 2016-10A                                                   | CUSIP: 07132JBG8<br>LEI: 549300RRK5G3IT4Y7N27 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $935450.20    | 2.30%             | 2035-01-25      | Floating      | 6.37%                 | No            |                  2 | On Loan: No      |
| Bluemountain CLO Ltd                                | BlueMountain CLO XXII Ltd                                        | CUSIP: 09629PAG1<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $933273.40    | 2.34%             | 2031-07-15      | Floating      | 6.03%                 | No            |                  2 | On Loan: No      |
| ICG US, Ltd.                                        | ICG US CLO 2017-IRR LTD                                          | CUSIP: 449259AN0<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $920000.00    | 2.39%             | 2034-07-28      | Floating      | 6.77%                 | No            |                  2 | On Loan: No      |
| Octagon Investment Partners XVII Ltd                | Octagon Investment Partners XVII Ltd., Series 2013-1A, Class CR2 | CUSIP: 67590GBN8<br>LEI: 54930007Y57X4ONHQV20 | Long             | ABS-CBDO         | CORP              | KY        |   1000000 | PA      | $944937.90    | 2.39%             | 2031-01-27      | Floating      | 6.06%                 | Yes           |                  2 | On Loan: No      |
| JAY PARK CLO, LTD.                                  | JAY PARK CLO LTD JPARK 2016-1A BR                                | CUSIP: 47206VAN4<br>LEI: N/A                  | Long             | ABS-CBDO         | CORP              | KY        |    250000 | PA      | $240525.45    | 2.33%             | 2027-10-20      | Floating      | 6.24%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                        | U.S. Treasury Notes 4.25%, Due 09/30/2024                        | CUSIP: 91282CFN6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1000000 | PA      | $997089.84    | 2.53%             | 2024-09-30      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Bank of America Corporation                         | Bank of America Corporation FR, Due 02/05/2026                   | CUSIP: 06051GHB8<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |   1000000 | PA      | $983820.03    | 2.43%             | 2026-02-05      | Floating      | 5.30%                 | No            |                  2 | On Loan: No      |
| HSBC HOLDINGS PLC                                   | HSBC Holdings PLC                                                | CUSIP: 404280BR9<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GR        |   2038000 | PA      | $2031893.85   | 2.40%             | 2024-05-18      | Floating      | 5.67%                 | No            |                  2 | On Loan: No      |
| ING Groep N.V.                                      | ING Groep N.V.                                                   | CUSIP: 456837AX1<br>LEI: 549300NYKK9MWM7GGW15 | Long             | DBT              | CORP              | NL        |   2000000 | PA      | $1880431.24   | 10.90%            | 2027-04-01      | Floating      | 4.25%                 | No            |                  2 | On Loan: No      |
| United States Treasury Notes                        | U.S. Treasury Notes 3.375%, Due 08/15/2042                       | CUSIP: 912810TK4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2000000 | PA      | $1830312.50   | 1.83%             | 2042-08-15      | Fixed         | 3.38%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bill                         | U.S. Treasury Notes 0.00%, Due 05/04/2023                        | CUSIP: 912796YW3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   7000000 | PA      | $6867376.04   | 7.48%             | 2023-05-04      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** Leader Funds Trust

**Signature:** /s/ Christopher MacLaren

**Name of Signer:** Christopher MacLaren

**Title:** Treasurer