# EDGAR Filing Document

**Accession Number:** 0001816125
**File Stem:** 0001752724-23-002765
**Filing Date:** 2023-1
**Character Count:** 809796
**Document Hash:** ede3d5a65d2ea15d38f6e0d5470fb7ee
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-002765.hdr.sgml**: 20230117

**ACCESSION NUMBER**: 0001752724-23-002765

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20221031

**FILED AS OF DATE**: 20230117

**DATE AS OF CHANGE**: 20230117

**EFFECTIVENESS DATE**: 20230117

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Dimensional ETF Trust
- **CENTRAL INDEX KEY:** 0001816125
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23580
- **FILM NUMBER:** 23531511

**BUSINESS ADDRESS:**
- **STREET 1:** 6300 BEE CAVE ROAD
- **STREET 2:** BUILDING ONE
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78746
- **BUSINESS PHONE:** 512-306-7400

**MAIL ADDRESS:**
- **STREET 1:** 6300 BEE CAVE ROAD
- **STREET 2:** BUILDING ONE
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78746

## Series and Classes Contracts Data

### Dimensional US Core Equity Market ETF (Series ID: S000069432)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000221547 | Dimensional US Core Equity Market ETF | DFAU            |

### Dimensional International Core Equity Market ETF (Series ID: S000069433)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000221548 | Dimensional International Core Equity Market ETF | DFAI            |

### Dimensional Emerging Core Equity Market ETF (Series ID: S000069434)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000221549 | Dimensional Emerging Core Equity Market ETF | DFAE            |

### Dimensional U.S. Targeted Value ETF (Series ID: S000070901)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000225165 | Dimensional U.S. Targeted Value ETF | DFAT            |

### Dimensional U.S. Equity ETF (Series ID: S000070902)

| Class ID   | Class Name                  | Ticker Symbol   |
|:---|:---|:---|
| C000225166 | Dimensional U.S. Equity ETF | DFUS            |

### Dimensional U.S. Core Equity 2 ETF (Series ID: S000070903)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000225167 | Dimensional U.S. Core Equity 2 ETF | DFAC            |

### Dimensional International Value ETF (Series ID: S000070904)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000225168 | Dimensional International Value ETF | DFIV            |

### Dimensional World ex U.S. Core Equity 2 ETF (Series ID: S000070905)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000225169 | Dimensional World ex U.S. Core Equity 2 ETF | DFAX            |

### Dimensional U.S. Small Cap ETF (Series ID: S000070906)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000225170 | Dimensional U.S. Small Cap ETF | DFAS            |

### Dimensional Core Fixed Income ETF (Series ID: S000073559)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000230561 | Dimensional Core Fixed Income ETF | DFCF            |

### Dimensional Short-Duration Fixed Income ETF (Series ID: S000073560)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000230562 | Dimensional Short-Duration Fixed Income ETF | DFSD            |

### Dimensional Inflation-Protected Securities ETF (Series ID: S000073561)

| Class ID   | Class Name                                     | Ticker Symbol   |
|:---|:---|:---|
| C000230563 | Dimensional Inflation-Protected Securities ETF | DFIP            |

### Dimensional National Municipal Bond ETF (Series ID: S000073562)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000230564 | Dimensional National Municipal Bond ETF | DFNM            |

### Dimensional US Marketwide Value ETF (Series ID: S000075030)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000233732 | Dimensional US Marketwide Value ETF | DFAM            |

### Dimensional US High Profitability ETF (Series ID: S000075148)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000233984 | Dimensional US High Profitability ETF | DUHP            |

### Dimensional Emerging Markets Core Equity 2 ETF (Series ID: S000075149)

| Class ID   | Class Name                                     | Ticker Symbol   |
|:---|:---|:---|
| C000233985 | Dimensional Emerging Markets Core Equity 2 ETF | DFEM            |

### Dimensional US Real Estate ETF (Series ID: S000075150)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000233986 | Dimensional US Real Estate ETF | DFAR            |

### Dimensional US Small Cap Value ETF (Series ID: S000075151)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000233987 | Dimensional US Small Cap Value ETF | DFSV            |

### Dimensional International Core Equity 2 ETF (Series ID: S000075152)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000233988 | Dimensional International Core Equity 2 ETF | DFIC            |

### Dimensional International Small Cap Value ETF (Series ID: S000075153)

| Class ID   | Class Name                                    | Ticker Symbol   |
|:---|:---|:---|
| C000233989 | Dimensional International Small Cap Value ETF | DISV            |

### Dimensional International Small Cap ETF (Series ID: S000075154)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000233990 | Dimensional International Small Cap ETF | DFIS            |

### Dimensional International High Profitability ETF (Series ID: S000075155)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000233991 | Dimensional International High Profitability ETF | DIHP            |

### Dimensional Emerging Markets High Profitability ETF (Series ID: S000075156)

| Class ID   | Class Name                                          | Ticker Symbol   |
|:---|:---|:---|
| C000233992 | Dimensional Emerging Markets High Profitability ETF | DEHP            |

### Dimensional Emerging Markets Value ETF (Series ID: S000075157)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000233993 | Dimensional Emerging Markets Value ETF | DFEV            |

## Internal

```

Report of Independent Registered Public Accounting Firm
To the Board of Trustees of The Dimensional ETF Trust and
Shareholders of the Funds listed in Appendix A, (hereafter
collectively referred to as the "Funds")
In planning and performing our audits of the financial
statements of the Funds as of and for the year ended October 31,
2022, in accordance with the standards of the Public Company
Accounting Oversight Board (United States) (PCAOB), we
considered the Funds' internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-CEN, but not for the purpose of expressing
an opinion on the effectiveness of the Funds' internal control
over financial reporting.  Accordingly, we do not express an
opinion on the effectiveness of the Funds' internal control
over financial reporting.
The management of the Funds is responsible for establishing and
 maintaining effective internal control over financial reporting
..  In fulfilling this responsibility, estimates and judgments by
 management are required to assess the expected benefits and
related costs of controls. A company's internal control over
financial reporting is a process designed to provide reasonable
 assurance regarding the reliability of financial reporting and
 the preparation of financial statements for external purposes
in accordance with generally accepted accounting principles.
A company's internal control over financial reporting includes
 those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation
of financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
 company are being made only in accordance with authorizations of
 management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection
of unauthorized acquisition, use or disposition of a company's
assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements
on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the company's annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds' internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB.  However, we
noted no deficiencies in the Funds' internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be a material
weakness as defined above as of October 31, 2022.
PricewaterhouseCoopers LLP, Two Commerce Square, Suite 1800, 2001
Market Street, Philadelphia, PA 19103-7042
	T: (267) 330-3000, F: (267) 330-3300, www.pwc.com/us  	1
This report is intended solely for the information and use of the
Board of Trustees of The Dimensional ETF Trust and the Securities
and Exchange Commission and is not intended to be and should not
be used by anyone other than these specified parties.

Philadelphia, Pennsylvania
December 22, 2022
PricewaterhouseCoopers LLP, Two Commerce Square, Suite 1800,
2001 Market Street, Philadelphia, PA 19103-7042 T: (267)
330-3000, F: (267) 330-3300, www.pwc.com/us
Appendix A
Dimensional US Equity ETF
Dimensional U.S. Small Cap ETF
Dimensional US Targeted Value ETF
Dimensional U.S. Core Equity 2 ETF
Dimensional US Marketwide Value ETF
Dimensional International Value ETF
Dimensional World ex U.S. Core Equity 2 ETF
Dimensional US Core Equity Market ETF
Dimensional International Core Equity Market ETF
Dimensional Emerging Core Equity Market ETF
Dimensional US High Profitability ETF*
Dimensional US Real Estate ETF*
Dimensional US Small Cap Value ETF*
Dimensional International Core Equity 2 ETF**
Dimensional International Small Cap Value ETF**
Dimensional International Small Cap ETF**
Dimensional International High Profitability ETF**
Dimensional Emerging Markets High Profitability ETF***
Dimensional Emerging Markets Value ETF***
Dimensional Emerging Markets Core Equity 2 ETF***
Dimensional Core Fixed Income ETF****
Dimensional Short-Duration Fixed Income ETF****
Dimensional Inflation-Protected Securities ETF****
Dimensional National Municipal Bond ETF****
*For the period February 23, 2022 (commencement of operations)
through October 31, 2022
**For the period March 23, 2022 (commencement of operations)
through October 31, 2022
***For the period April 26, 2022 (commencement of operations)
through October 31, 2022
****For the period November 15, 2021 (commencement of operations)
through October 31, 2022
PricewaterhouseCoopers LLP, Two Commerce Square, Suite 1800, 2001
Market Street, Philadelphia, PA
19103-7042 T: (267) 330-3000, F: (267) 330-3300, www.pwc.com/us

```

## Other

```

Certificate of Chief Compliance Officer
In regard to the Interfund Lending program, I certify that each
Portfolio and the Adviser have established procedures reasonably
designed to achieve compliance with the terms and conditions of
the exemptive order dated April 2, 2014, pursuant to certain
sections of the Investment Company Act of 1940. These procedures,
which have been previously approved by the Board of Directors/
Trustees of the Portfolios, include the following objectives:
(a) that the Interfund Loan Rate will be higher than the Repo
Rate, and, if applicable, the one-day yield on any money market
fund in which the lending Portfolio could otherwise invest, but
lower than the Bank Loan Rate;
(b) compliance with the collateral requirements as set forth in
the application for exemptive relief filed on September 5, 2013,
and amended on February 18, 2014;
(c) compliance with the percentage limitations on interfund
borrowing and lending;
(d) allocation of interfund borrowing and lending demand in an
equitable manner and in accordance with procedures established
by the Board; and
(e) that the Interfund Loan Rate does not exceed the interest rate
on any third-party borrowings of a borrowing Portfolio at the time
of the Interfund Loan.

________________________
Randy Olson
Chief Compliance Officer
January 3, 2023

```

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001816125

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000075154

**Series ID Record:2**
- **Series ID:** S000075157

**Series ID Record:3**
- **Series ID:** S000070902

**Series ID Record:4**
- **Series ID:** S000075153

**Series ID Record:5**
- **Series ID:** S000073561

**Series ID Record:6**
- **Series ID:** S000070905

**Series ID Record:7**
- **Series ID:** S000075152

**Series ID Record:8**
- **Series ID:** S000073562

**Series ID Record:9**
- **Series ID:** S000073559

**Series ID Record:10**
- **Series ID:** S000075150

**Series ID Record:11**
- **Series ID:** S000075155

**Series ID Record:12**
- **Series ID:** S000070906

**Series ID Record:13**
- **Series ID:** S000070901

**Series ID Record:14**
- **Series ID:** S000075030

**Series ID Record:15**
- **Series ID:** S000075151

**Series ID Record:16**
- **Series ID:** S000069433

**Series ID Record:17**
- **Series ID:** S000075148

**Series ID Record:18**
- **Series ID:** S000069434

**Series ID Record:19**
- **Series ID:** S000070903

**Series ID Record:20**
- **Series ID:** S000070904

**Series ID Record:21**
- **Series ID:** S000073560

**Series ID Record:22**
- **Series ID:** S000075156

**Series ID Record:23**
- **Series ID:** S000075149

**Series ID Record:24**
- **Series ID:** S000069432

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2022-10-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** Dimensional ETF Trust

- **Item B.1.b - Investment Company Act file number:** 811-23580

- **Item B.1.c - CIK:** 0001816125

- **Item B.1.d - LEI:** 549300TQ0DPO13B72F34

- **Item B.2.a - Street 1:** 6300 Bee Cave Road

- **Item B.2.a - Street 2:** Building One

- **Item B.2.b - City:** Austin

- **Item B.2.c - State:** TX

- **Item B.2.e - Zip Code:** 78746

- **Item B.2.f - Telephone:** 512-306-7400

- **Item B.2.g - Public Website:** http://us.dimensional.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Citibank, N.A

- **b. Street 1:** 388 Greenwich Street

- **c. City:** New York

- **d. State, if applicable:** NY

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 10013

- **g. Telephone number:** 813-604-1770

- **h. Briefly describe the books and records kept at this location:** Records relating to its function as Custodian and Transfer Agent

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** Citi Fund Services Ohio, Inc.

- **b. Street 1:** 4400 Easton Commons

- **Street 2:** Suite 200

- **c. City:** Columbus

- **d. State, if applicable:** OH

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 43219

- **g. Telephone number:** 614-470-8000

- **h. Briefly describe the books and records kept at this location:** Records relating to its function as Administrator and Accountant

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** Dimensional Fund Advisors LP

- **b. Street 1:** 6300 Bee Cave Road

- **Street 2:** Building One

- **c. City:** Austin

- **d. State, if applicable:** TX

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 78746

- **g. Telephone number:** 512-306-7400

- **h. Briefly describe the books and records kept at this location:** Records relating to its function as Investment Advisor

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** Dimensional Funds

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 24

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                     | Is Interested Person?   | Other Investment Company File Numbers                            |
|:---|:---|:---|
| Reena Aggarwal           | No                      | 811-07440, 811-06067, 811-07436, 811-03258                       |
| Abbie J. Smith           | No                      | 811-21328, 811-07440, 811-07436, 811-06637, 811-06067, 811-03258 |
| George M. Constantinides | No                      | 811-07436, 811-03258, 811-06067, 811-07440                       |
| Ingrid M. Werner         | No                      | 811-03258, 811-07440, 811-06067, 811-07436                       |
| Gerard K. O'Reilly       | Yes                     | 811-03258, 811-03258, 811-06067, 811-07436                       |
| David P. Butler          | Yes                     | 811-03258, 811-07440, 811-07436, 811-06067                       |
| Francis A. Longstaff     | No                      | 811-06067, 811-03258, 811-07436, 811-07440                       |
| Douglas W. Diamond       | No                      | 811-07440, 811-03258, 811-07436, 811-06067                       |
| Darrell Duffie           | No                      | 811-07440, 811-03258, 811-07436, 811-06067                       |
| Heather E. Tookes        | No                      | 811-06067, 811-07436, 811-03258, 811-07440                       |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Randy Olson

- **b. CRD Number, if any:** 004817023

- **c. Street Address 1:** 6300 Bee Cave Road

- **   Street Address 2:** Building One

- **d. City:** Austin

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 78746

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** No

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** —

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a.i - Release numbers:**
  - IC-28654

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** DFA Securities LLC

- **ii. SEC file number:** 8-27006

- **iii. CRD number:** 000010292

- **iv. LEI, if any:** N/A

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** Yes

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** PricewaterhouseCoopers LLP

- **b. PCAOB Number:** 238

- **c. LEI, if any:** 5493002GVO7EO8RNNS37

- **d. State, if applicable:** PA

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Dimensional International Small Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional International Small Cap ETF

- **b. Series identification number, if any:** S000075154

- **c. LEI:** 549300OI6PCW5NTSWF76

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional International Small Cap ETF | C000233990                                | DFIS                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,895,732.47

- **g. Provide the net income from securities lending activities:** $61,089.33

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 8**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., Israel Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A., London BranchCitibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $105.68

**Brokers Record: 2**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $260.09

**Brokers Record: 3**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,257.12

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,345.65

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $362.57

**Brokers Record: 6**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,265.34

**Brokers Record: 7**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,257.42

**Brokers Record: 8**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $658.86

**Brokers Record: 9**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $102.72

**Brokers Record: 10**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,674.91

**Aggregate Commission:** $8,295.44

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Macquarie Capital (USA) Inc.       | 008-47198         | 000036368    | 549300670K07JRB5UQ40 | NY      | US        | $9,717.92                 |
| Jarden Securities Limited          | N/A               | N/A          | 213800SE4KPTY278KZ54 |  |  | $4,873.19                 |
| BofA Securities, Inc.              | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $86,210,362.44            |
| Euroz Hartleys Securities Ltd      | N/A               | N/A          | 2617007CZKOX5FVDVS67 |  |  | $17,531.51                |
| Citigroup Global Markets Inc.      | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $9,742,414.46             |
| J.P. Morgan Securities LLC         | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $170,463,479.26           |
| UBS Securities LLC                 | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $49,662,784.81            |
| Credit Suisse Securities (USA) LLC | 008-00422         | 000000816    | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $3,987.09                 |
| Canaccord Genuity LLC              | 008-03271         | 000001020    | WTX5X269IUOQ9YMI7R44 | NY      | US        | $18,732.30                |
| Virtu Americas LLC                 | 008-68193         | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $8,482,753.31             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $324,618,696.37

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $123,432,153.86

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| VA Global Bond Portfolio                                  | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 2 - Dimensional Emerging Markets Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Emerging Markets Value ETF

- **b. Series identification number, if any:** S000075157

- **c. LEI:** 549300NVQB3X92GMEB29

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                  | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Emerging Markets Value ETF | C000233993                                | DFEV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $267,214.21

- **g. Provide the net income from securities lending activities:** $4,948.22

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Banco Nacional de Mexico, S.A

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie SA

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Berhad

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe plc Hungarian Branch Office

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe plc, Greece Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe plc, organizacni slozka

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Korea Inc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank N.A. South Africa

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Taiwan Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank, A.S.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, N.A., Bangkok Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank, N.A., Jakarta Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Kuwait Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., Manila Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A., Mumbai Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citigroup Saudi Arabia

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Cititrust Colombia S.A. Sociedad Fiduciaria

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,270.13

**Brokers Record: 2**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,796.06

**Brokers Record: 3**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,853.77

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,323.11

**Brokers Record: 5**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,536.76

**Brokers Record: 6**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59.68

**Brokers Record: 7**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,121.50

**Brokers Record: 8**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $237.73

**Brokers Record: 9**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,062.01

**Brokers Record: 10**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,705.57

**Aggregate Commission:** $99,982.75

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Credit Suisse Securities (USA) LLC | 008-00422         |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $6,653,123.83             |
| BofA Securities, Inc.              | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $9,924,117.60             |
| J.P. Morgan Securities LLC         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,749,474.69             |
| UBS Securities LLC                 | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $5,996,256.13             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $24,322,972.25

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $115,510,739.08

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| International Social Core Equity Portfolio                | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Japanese Small Company Portfolio                          | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| The Continental Small Company Series                      | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 3 - Dimensional U.S. Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional U.S. Equity ETF

- **b. Series identification number, if any:** S000070902

- **c. LEI:** 549300TG4GW6UKRIBD35

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional U.S. Equity ETF | C000225166                                | DFUS                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $81,198,162.65

- **g. Provide the net income from securities lending activities:** $194,615.03

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 17a-7 (17 CFR 270.17a-7)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $791.81

**Brokers Record: 2**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,993.59

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,899.09

**Brokers Record: 4**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $887.45

**Brokers Record: 5**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,731.44

**Brokers Record: 6**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $134.78

**Brokers Record: 7**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $814.21

**Brokers Record: 8**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $737.84

**Brokers Record: 9**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,412.80

**Aggregate Commission:** $43,403.01

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $299,441,904.55           |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $79,577,804.42            |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $8,388,926.11             |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $54,585,713.82            |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $173,330,098.85           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $615,324,447.75

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $5,698,760,418.96

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Emerging Markets Value Portfolio                          | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| International High Relative Profitability Portfolio       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 4 - Dimensional International Small Cap Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional International Small Cap Value ETF

- **b. Series identification number, if any:** S000075153

- **c. LEI:** 549300ASQN7LSEGLJM87

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                         | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional International Small Cap Value ETF | C000233989                                | DISV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,018,440.63

- **g. Provide the net income from securities lending activities:** $37,926.21

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank, N.A., Israel Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 17**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $137.24

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $67.49

**Brokers Record: 3**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,062.88

**Brokers Record: 4**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $275.33

**Brokers Record: 5**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,159.14

**Brokers Record: 6**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,237.99

**Brokers Record: 7**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,614.57

**Brokers Record: 8**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,987.63

**Brokers Record: 9**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $174.69

**Brokers Record: 10**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,001.11

**Aggregate Commission:** $13,749.36

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Virtu Americas LLC                 | 008-68193         | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $14,560,202.97            |
| J.P. Morgan Securities LLC         | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $263,795,270.45           |
| BMO Capital Markets Corp.          | 008-34344         | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $5,724,211.46             |
| BofA Securities, Inc.              | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $32,415,417.53            |
| Citigroup Global Markets Inc.      | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,838,463.11             |
| Canaccord Genuity LLC              | 008-03271         | 000001020    | WTX5X269IUOQ9YMI7R44 | NY      | US        | $94.90                    |
| Credit Suisse Securities (USA) LLC | 008-00422         | 000000816    | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $3,815,882.04             |
| Euroz Hartleys Securities Ltd      | N/A               | N/A          | 2617007CZKOX5FVDVS67 |  |  | $64,668.94                |
| UBS Securities LLC                 | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $168,876,711.71           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $494,090,923.11

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $214,656,926.04

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| The Japanese Small Company Series                         | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| The DFA International Value Series                        | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Global Equity Portfolio                                   | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US Core Equity Market                         | 811-23580         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 5 - Dimensional Inflation-Protected Securities ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Inflation-Protected Securities ETF

- **b. Series identification number, if any:** S000073561

- **c. LEI:** 549300616QJMJHEK1Q12

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Inflation-Protected Securities ETF | C000230563                                | DFIP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $169,546,825.31           |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $153,756,589.24           |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $39,237,333.86            |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $28,713,878.53            |
| Wells Fargo Securities, LLC                        | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $7,290,630.94             |
| Credit Suisse Securities (USA) LLC                 | 008-00422         |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $7,254,734.10             |
| Goldman Sachs & Co. LLC                            | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,367,389.25             |
| Morgan Stanley & Co. LLC                           | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $2,036,831.73             |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $1,706,629.53             |
| Barclays Capital Inc.                              | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $1,284,021.77             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $415,477,802.42

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $160,998,891.05

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| U.S. Large Company Portfolio                              | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| The Emerging Markets Series                               | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 6 - Dimensional World ex U.S. Core Equity 2 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional World ex U.S. Core Equity 2 ETF

- **b. Series identification number, if any:** S000070905

- **c. LEI:** 549300BQCVVATR5RKZ27

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional World ex U.S. Core Equity 2 ETF | C000225169                                | DFAX                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $138,281,614.95

- **g. Provide the net income from securities lending activities:** $2,314,765.77

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-4 (17 CFR 270.12d1-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank, N.A., Manila Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank, N.A., Jakarta Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Clearstream

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Bangkok Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Banco Nacional de Mexico, S.A

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank, A.S.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank Taiwan Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank Europe plc, Greece Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibank Berhad

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Citibank, N.A. Kuwait Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** Citibank Europe plc Hungarian Branch Office

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** Cititrust Colombia S.A. Sociedad Fiduciaria

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** Citigroup Saudi Arabia

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 36**

- **i. Full name:** Citibank, N.A., New York Offices

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 37**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Citibank, N.A., Israel Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** Citibank Korea Inc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** Citibank Europe plc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 42**

- **i. Full name:** Citibank N.A. South Africa

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 43**

- **i. Full name:** Citibank Europe plc, organizacni slozka

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 44**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 45**

- **i. Full name:** Citibank, N.A., Mumbai Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 46**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 47**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 48**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 49**

- **i. Full name:** The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 50**

- **i. Full name:** Bank Handlowy w Warszawie SA

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 51**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,688.44

**Brokers Record: 2**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $69,188.39

**Brokers Record: 3**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $83,614.28

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,655.19

**Brokers Record: 5**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $76,305.48

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,069.13

**Brokers Record: 7**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $65,440.16

**Brokers Record: 8**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,798.49

**Brokers Record: 9**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $58,323.00

**Brokers Record: 10**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,600.81

**Aggregate Commission:** $422,805.87

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Credit Suisse Securities (USA) LLC                 | 008-00422         | 000000816    | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $5,631,870.64             |
| BofA Securities, Inc.                              | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $293,003,584.47           |
| Morgan Stanley & Co. LLC                           | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $288,810.41               |
| UBS Securities LLC                                 | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $263,523,246.81           |
| Euroz Hartleys Securities Ltd                      | N/A               | N/A          | 2617007CZKOX5FVDVS67 |  |  | $82,720.00                |
| BMO Capital Markets Corp.                          | 008-34344         | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $6,523,493.28             |
| Barrenjoey Markets Pty Limited                     | N/A               | N/A          | 984500B5B4F7C8F1EF30 |  |  | $74,712.41                |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         | 000007691    | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $159,127.80               |
| Macquarie Capital (USA) Inc.                       | 008-47198         | 000036368    | 549300670K07JRB5UQ40 | NY      | US        | $262,762.01               |
| J.P. Morgan Securities LLC                         | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $41,655,371.25            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $611,351,470.63

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $4,660,242,073.80

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA International Small Cap Value Portfolio               | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Global Equity Portfolio                                   | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 7 - Dimensional International Core Equity 2 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional International Core Equity 2 ETF

- **b. Series identification number, if any:** S000075152

- **c. LEI:** 549300OGZ7R0ZDQLA455

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional International Core Equity 2 ETF | C000233988                                | DFIC                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $7,699,133.63

- **g. Provide the net income from securities lending activities:** $123,691.03

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A., Israel Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $486.48

**Brokers Record: 2**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $564.29

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,928.57

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,328.82

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,269.43

**Brokers Record: 6**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,679.69

**Brokers Record: 7**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,923.26

**Brokers Record: 8**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $330.76

**Brokers Record: 9**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,861.27

**Brokers Record: 10**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,626.38

**Aggregate Commission:** $43,215.53

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Virtu Americas LLC                 | 008-68193         | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $34,367,907.56            |
| Euroz Hartleys Securities Ltd      | N/A               | N/A          | 2617007CZKOX5FVDVS67 |  |  | $23,036.30                |
| Credit Suisse Securities (USA) LLC | 008-00422         | 000000816    | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $10,101,566.97            |
| UBS Securities LLC                 | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $560,631,521.84           |
| Barrenjoey Markets Pty Limited     | N/A               | N/A          | 984500B5B4F7C8F1EF30 |  |  | $28,887.86                |
| BMO Capital Markets Corp.          | 008-34344         | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $19,487,599.37            |
| J.P. Morgan Securities LLC         | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $269,872,030.44           |
| Morgan Stanley & Co. LLC           | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $29,747.72                |
| BofA Securities, Inc.              | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $515,523,581.20           |
| Citigroup Global Markets Inc.      | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $9,718,808.21             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,419,795,827.58

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $572,239,729.52

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| VA International Value Portfolio                          | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Emerging Markets Portfolio                                | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| VA International Small Portfolio                          | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 8 - Dimensional National Municipal Bond ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional National Municipal Bond ETF

- **b. Series identification number, if any:** S000073562

- **c. LEI:** 549300WRYDPS51LRFI57

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional National Municipal Bond ETF | C000230564                                | DFNM                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A>

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $0.00

- **g. Provide the net income from securities lending activities:** $0.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $35,380,704.85            |
| Barclays Capital Inc.                              | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $47,100,079.25            |
| Hutchinson Shockey Erley & Co                      | 008-05761         |    000002261 | N/A                  | IL      | US        | $30,168,939.70            |
| J.P. Morgan Securities LLC                         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $118,817,817.95           |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $48,235,044.80            |
| Morgan Stanley & Co. LLC                           | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $86,941,469.75            |
| Jefferies LLC                                      | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $28,441,535.75            |
| Headlands Tech Global Markets LLC                  | 008-68677         |    000154838 | 549300KWRNDIITFG5S11 | DE      | US        | $31,898,251.00            |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $20,671,089.55            |
| Wells Fargo Securities, LLC                        | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $19,277,159.80            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $646,348,834.60

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $243,293,803.19

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| World Core Equity Portfolio                               | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| International Core Equity Portfolio                       | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 9 - Dimensional Core Fixed Income ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Core Fixed Income ETF

- **b. Series identification number, if any:** S000073559

- **c. LEI:** 549300UT5CL8M0JR7R22

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class             | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Core Fixed Income ETF | C000230561                                | DFCF                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $5,084,160.84

- **g. Provide the net income from securities lending activities:** $31,037.33

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, N.A., New York Offices

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 8**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Morgan Stanley & Co. LLC                           | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $668,884,307.96           |
| HSBC Securities (USA) Inc.                         | 008-41562         |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $108,070,100.45           |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $1,048,289,501.79         |
| Goldman Sachs & Co. LLC                            | 008-00129         |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,008,761,162.60         |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,774,615,057.13         |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $2,047,271,346.60         |
| SG Americas Securities, LLC                        | 008-66125         |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $81,956,688.43            |
| Barclays Capital Inc.                              | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $65,292,184.78            |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $114,918,767.07           |
| J.P. Morgan Securities LLC                         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $951,666,289.66           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $10,149,054,218.98

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $624,492,321.74

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| The Canadian Small Company Series                         | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| The Continental Small Company Series                      | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 10 - Dimensional US Real Estate ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional US Real Estate ETF

- **b. Series identification number, if any:** S000075150

- **c. LEI:** 5493008O3YXC72K1RO63

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional US Real Estate ETF | C000233986                                | DFAR                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $307,165.88

- **g. Provide the net income from securities lending activities:** $2,006.97

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $57.57

**Brokers Record: 2**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $605.34

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $109.39

**Brokers Record: 4**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $548.75

**Brokers Record: 5**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $597.06

**Brokers Record: 6**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55.96

**Aggregate Commission:** $1,974.07

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $68,609,967.03            |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $43,568,687.90            |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $164,332,636.87           |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $51,653,179.87            |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,464,225.70             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $330,628,697.37

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $129,495,721.01

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| VA International Value Portfolio                          | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 11 - Dimensional International High Profitability ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional International High Profitability ETF

- **b. Series identification number, if any:** S000075155

- **c. LEI:** 5493002X50DSJ06T1J40

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional International High Profitability ETF | C000233991                                | DIHP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,775,534.88

- **g. Provide the net income from securities lending activities:** $26,199.67

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., Israel BranchCitibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 21**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $155.91

**Brokers Record: 2**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $621.00

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,524.82

**Brokers Record: 4**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,212.99

**Brokers Record: 5**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $100.32

**Brokers Record: 6**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,113.17

**Brokers Record: 7**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $137.44

**Brokers Record: 8**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,195.12

**Brokers Record: 9**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $118.76

**Brokers Record: 10**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,642.38

**Aggregate Commission:** $8,858.26

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| BofA Securities, Inc.              | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $21,299,676.77            |
| Citigroup Global Markets Inc.      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,876,494.01             |
| Credit Suisse Securities (USA) LLC | 008-00422         |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $17,969,614.77            |
| Virtu Americas LLC                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $27,699,514.67            |
| BMO Capital Markets Corp.          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $2,220,936.21             |
| Morgan Stanley & Co. LLC           | 008-15869         |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $671.37                   |
| J.P. Morgan Securities LLC         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $333,512,796.78           |
| UBS Securities LLC                 | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $81,186,633.05            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $488,766,337.63

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $248,977,210.46

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Continental Small Company Portfolio                       | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional US Core Equity Market                         | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| International Vector Equity Portfolio                     | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| International Small Company Portfolio                     | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 12 - Dimensional U.S. Small Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional U.S. Small Cap ETF

- **b. Series identification number, if any:** S000070906

- **c. LEI:** 549300ZX1UG1MY980943

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional U.S. Small Cap ETF | C000225170                                | DFAS                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $206,468,510.14

- **g. Provide the net income from securities lending activities:** $544,520.15

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,844.28

**Brokers Record: 2**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39,039.73

**Brokers Record: 3**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $228.52

**Brokers Record: 4**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,895.68

**Brokers Record: 5**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,627.75

**Brokers Record: 6**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,822.70

**Brokers Record: 7**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,655.52

**Brokers Record: 8**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,430.03

**Brokers Record: 9**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45,987.14

**Brokers Record: 10**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,332.52

**Aggregate Commission:** $161,896.87

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| State Street Global Markets, LLC                   | 008-69862         |    000285852 | 549300FDEDF5ORXCMQ56 | MA      | US        | $58,990.00                |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $133,296,666.39           |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $120,958,628.24           |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $653,297,552.44           |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $183,828,886.57           |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $7,610,447.49             |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $464,751,299.54           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,563,802,470.67

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $4,316,948,567.58

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Global Equity Portfolio                                   | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| International High Relative Profitability Portfolio       | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 13 - Dimensional U.S. Targeted Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional U.S. Targeted Value ETF

- **b. Series identification number, if any:** S000070901

- **c. LEI:** 549300V8M6DRTAYL7J91

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional U.S. Targeted Value ETF | C000225165                                | DFAT                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $256,751,623.80

- **g. Provide the net income from securities lending activities:** $554,739.41

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,745.11

**Brokers Record: 2**

- **i. Full name of broker:** Cantor Fitzgerald & Co.

- **ii. SEC file number:** 008-00201

- **iii. CRD number:** 000000134

- **iv. LEI, if any:** 5493004J7H4GCPG6OB62

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $238.74

**Brokers Record: 3**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,665.12

**Brokers Record: 4**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,211.99

**Brokers Record: 5**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $56,985.72

**Brokers Record: 6**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $69,738.65

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,542.02

**Brokers Record: 8**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,170.60

**Brokers Record: 9**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,766.10

**Brokers Record: 10**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,781.26

**Aggregate Commission:** $209,921.68

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $378,741,203.05           |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $115,559,550.03           |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,857,451,536.13         |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $909,351,491.16           |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $25,751,295.76            |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $201,374,790.82           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,488,229,866.95

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $6,700,986,270.82

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| World ex U.S. Value Portfolio                             | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| Global Small Company Portfolio                            | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 14 - Dimensional US Marketwide Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional US Marketwide Value ETF

- **b. Series identification number, if any:** S000075030

- **c. LEI:** 549300304D4BUNFXYI39

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional US Marketwide Value ETF | C000233732                                | DFUV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $3,053,636.00

- **g. Provide the net income from securities lending activities:** $93,599.57

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-8 (17 CFR 270.17a-8)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,135.44

**Brokers Record: 2**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,060.65

**Brokers Record: 3**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $128.16

**Brokers Record: 4**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27.80

**Brokers Record: 5**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $669.46

**Brokers Record: 6**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,929.34

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,697.96

**Brokers Record: 8**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $367.85

**Brokers Record: 9**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23.94

**Aggregate Commission:** $38,040.60

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $117,646,500.01           |
| J.P. Morgan Securities LLC                         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $15,944,513.93            |
| CONVERSION                                         | N/A               |    000301524 | 549300OVO8MRA4KTCJ44 | NY      | US        | $3,844,933,734.32         |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $63,338,431.80            |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $22,846,869.98            |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $46,502,233.41            |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $980,431,257.99           |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $83,730,725.19            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $5,175,374,266.63

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $7,949,971,370.44

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Continental Small Company Portfolio                       | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| The Japanese Small Company Series                         | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Japanese Small Company Portfolio                          | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 15 - Dimensional US Small Cap Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional US Small Cap Value ETF

- **b. Series identification number, if any:** S000075151

- **c. LEI:** 549300ZODOLXPWC4HS24

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional US Small Cap Value ETF | C000233987                                | DFSV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $5,314,082.33

- **g. Provide the net income from securities lending activities:** $16,716.06

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $311.98

**Brokers Record: 2**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,829.87

**Brokers Record: 3**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $72.81

**Brokers Record: 4**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $131.12

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $702.95

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,492.93

**Brokers Record: 7**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,528.69

**Brokers Record: 8**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $258.70

**Brokers Record: 9**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $854.85

**Aggregate Commission:** $15,183.90

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $311,334,132.83           |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $29,302,704.73            |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $121,014,789.46           |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $105,307,757.67           |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,463,310.16             |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $83,113,018.06            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $652,535,712.91

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $273,744,711.15

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional US Core Equity Market                         | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| The United Kingdom Small Company Series                   | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| International Vector Equity Portfolio                     | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 16 - Dimensional International Core Equity Market ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional International Core Equity Market ETF

- **b. Series identification number, if any:** S000069433

- **c. LEI:** 54930095KJRG74HDT020

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional International Core Equity Market ETF | C000221548                                | DFAI                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $17,185,602.01

- **g. Provide the net income from securities lending activities:** $153,264.49

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Clearstream

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Israel Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Citibank Europe plc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $88.82

**Brokers Record: 2**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,149.55

**Brokers Record: 3**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,285.44

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,424.15

**Brokers Record: 5**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,178.82

**Brokers Record: 6**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,742.86

**Brokers Record: 7**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,015.10

**Brokers Record: 8**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,450.37

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $580.54

**Brokers Record: 10**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,097.69

**Aggregate Commission:** $78,054.04

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| BMO Capital Markets Corp.                          | 008-34344         | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $202,553.71               |
| J.P. Morgan Securities LLC                         | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $66,622,165.35            |
| Morgan Stanley & Co. LLC                           | 008-15869         | 000008209    | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $41,820.14                |
| Macquarie Capital (USA) Inc.                       | 008-47198         | 000036368    | 549300670K07JRB5UQ40 | NY      | US        | $127,509.98               |
| BofA Securities, Inc.                              | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $592,711,746.52           |
| UBS Securities LLC                                 | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $1,050,102,710.95         |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         | 000007691    | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $35,224.48                |
| Credit Suisse Securities (USA) LLC                 | 008-00422         | 000000816    | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $11,526,866.78            |
| Barrenjoey Markets Pty Limited                     | N/A               | N/A          | 984500B5B4F7C8F1EF30 |  |  | $137,984.79               |
| Virtu Americas LLC                                 | 008-68193         | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $4,065,966.83             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,725,585,614.90

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $1,473,668,106.79

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| U.S. Large Company Portfolio                              | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| VA Global Bond Portfolio                                  | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| International High Relative Profitability Portfolio       | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| Emerging Core Equity Market ETF                           | 811-23580         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 17 - Dimensional US High Profitability ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional US High Profitability ETF

- **b. Series identification number, if any:** S000075148

- **c. LEI:** 549300O2I3BZ2KNHPO87

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional US High Profitability ETF | C000233984                                | DUHP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $1,162,244.11

- **g. Provide the net income from securities lending activities:** $8,353.14

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7.70

**Brokers Record: 2**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $396.35

**Brokers Record: 3**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13.50

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $58.47

**Brokers Record: 5**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $507.42

**Brokers Record: 6**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $411.38

**Aggregate Commission:** $1,394.82

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $122,570,553.38           |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $3,679,988.74             |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $6,919,646.98             |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $65,907,873.34            |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $304,997,733.43           |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $649,465,410.32           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,153,541,206.19

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $525,876,944.71

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Emerging Markets Portfolio                                | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| International Social Core Equity Portfolio                | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Large Cap International Portfolio                         | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| World Core Equity Portfolio                               | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| International Vector Equity Portfolio                     | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 18 - Dimensional Emerging Core Equity Market ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Emerging Core Equity Market ETF

- **b. Series identification number, if any:** S000069434

- **c. LEI:** 549300U8W9ABLYGQV397

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Emerging Core Equity Market ETF | C000221549                                | DFAE                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $19,280,164.42

- **g. Provide the net income from securities lending activities:** $664,727.62

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** SD

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Berhad

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank, N.A., Jakarta Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank N.A. South Africa

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Cititrust Colombia S.A. Sociedad Fiduciaria

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Europe plc, organizacni slozka

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citigroup Saudi Arabia

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank, N.A., Bangkok Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Clearstream

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Banco Nacional de Mexico, S.A

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank Europe plc Hungarian Branch Office

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Bank Handlowy w Warszawie SA

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank Europe plc, Greece Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank Korea Inc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank, A.S.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Citibank, N.A., Mumbai Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Citibank Taiwan Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 28**

- **i. Full name:** Citibank, N.A., Manila Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,408.55

**Brokers Record: 2**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $151,790.74

**Brokers Record: 3**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,162.35

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $39,356.60

**Brokers Record: 5**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,746.12

**Brokers Record: 6**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,080.92

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,585.43

**Brokers Record: 8**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,495.91

**Brokers Record: 9**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $225,033.60

**Brokers Record: 10**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $194,114.58

**Aggregate Commission:** $704,064.05

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Instinet, LLC                      | 008-23669         |    000007897 | 549300MGMN3RKMU8FT57 | NY      | US        | $19.33                    |
| J.P. Morgan Securities LLC         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $14,298,049.49            |
| UBS Securities LLC                 | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $97,065,021.73            |
| BMO Capital Markets Corp.          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $364,232.42               |
| Jefferies LLC                      | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $14.77                    |
| Credit Suisse Securities (USA) LLC | 008-00422         |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $62,439,151.96            |
| Virtu Americas LLC                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $46.82                    |
| SG Americas Securities, LLC        | 008-66125         |    000128351 | 549300F35UE0BOM1WJ55 | NY      | US        | $59.13                    |
| BofA Securities, Inc.              | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $82,171,476.94            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $256,338,072.59

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $969,568,146.71

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| International Core Equity Portfolio                       | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 19 - Dimensional U.S. Core Equity 2 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional U.S. Core Equity 2 ETF

- **b. Series identification number, if any:** S000070903

- **c. LEI:** 54930056FNVIE1543D41

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional U.S. Core Equity 2 ETF | C000225167                                | DFAC                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $288,427,681.48

- **g. Provide the net income from securities lending activities:** $715,221.57

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 12d1-4 (17 CFR 270.12d1-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,196.00

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,021.86

**Brokers Record: 3**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,562.00

**Brokers Record: 4**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,217.14

**Brokers Record: 5**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,374.80

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $48,368.41

**Brokers Record: 7**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,531.44

**Brokers Record: 8**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $62,913.99

**Brokers Record: 9**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,336.17

**Aggregate Commission:** $200,521.81

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC                         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $10,400,540.36            |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $524,573,863.16           |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $314,231,786.99           |
| Jefferies LLC                                      | 008-15074         |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $12.06                    |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $504,501,808.32           |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $700,825,541.02           |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $1,631,875,612.07         |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $63,467,318.88            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,749,876,482.86

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $14,673,138,626.13

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Dimensional US Core Equity Market                         | 811-23580         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Dimensional International Value ETF                       | 811-23580         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| VA International Value Portfolio                          | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 20 - Dimensional International Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional International Value ETF

- **b. Series identification number, if any:** S000070904

- **c. LEI:** 549300F3EUNKP4DGBS58

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional International Value ETF | C000225168                                | DFIV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $74,400,489.98

- **g. Provide the net income from securities lending activities:** $670,057.34

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank, N.A., Israel Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Clearstream

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A., New York Offices

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 21**

- **i. Full name:** Citibank Europe plc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Citibank N.A. South Africa

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Citibank Europe plc, Greece Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** Citibank Europe plc, Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,500.97

**Brokers Record: 2**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,106.84

**Brokers Record: 3**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $60,339.38

**Brokers Record: 4**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,003.69

**Brokers Record: 5**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,590.59

**Brokers Record: 6**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $58,273.79

**Brokers Record: 7**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,694.35

**Brokers Record: 8**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,301.15

**Brokers Record: 9**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,578.23

**Brokers Record: 10**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $54,187.77

**Aggregate Commission:** $246,436.43

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   | CRD number   | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|:---|:---|:---|:---|:---|
| Barrenjoey Markets Pty Limited     | N/A               | N/A          | 984500B5B4F7C8F1EF30 |  |  | $201,589.84               |
| Macquarie Capital (USA) Inc.       | 008-47198         | 000036368    | 549300670K07JRB5UQ40 | NY      | US        | $272,562.68               |
| NORTHCOAST RESEARCH PARTNERS, LLC  | 008-68115         | 000149109    | 2549006Z9URN8P891M84 | OH      | US        | $25,339.01                |
| Virtu Americas LLC                 | 008-68193         | 000149823    | 549300RA02N3BNSWBV74 | NY      | US        | $16,615,533.33            |
| Credit Suisse Securities (USA) LLC | 008-00422         | 000000816    | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $18,648,623.41            |
| UBS Securities LLC                 | 008-22651         | 000007654    | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $364,320,555.32           |
| J.P. Morgan Securities LLC         | 008-35008         | 000000079    | ZBUT11V806EZRVTWT807 | NY      | US        | $214,023,184.09           |
| Citigroup Global Markets Inc.      | 008-08177         | 000007059    | MBNUM2BPBDO7JBLYG310 | NY      | US        | $289,004.40               |
| BofA Securities, Inc.              | 008-69787         | 000283942    | 549300HN4UKV1E2R3U73 | NY      | US        | $163,808,223.42           |
| BMO Capital Markets Corp.          | 008-34344         | 000016686    | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $3,174,851.24             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $781,379,469.02

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $3,750,302,657.40

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| United Kingdom Small Company Portfolio                    | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| The Canadian Small Company Series                         | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional Emerging Core Equity  ETF                     | 811-23580         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| Emerging Markets Portfolio II                             | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 21 - Dimensional Short-Duration Fixed Income ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Short-Duration Fixed Income ETF

- **b. Series identification number, if any:** S000073560

- **c. LEI:** 5493004GXUIHGBBELJ26

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                       | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Short-Duration Fixed Income ETF | C000230562                                | DFSD                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $5,799,017.99

- **g. Provide the net income from securities lending activities:** $25,171.21

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank Canada

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe PLC

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank Europe Plc Dublin

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank Europe plc, Sweden Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank N.A. Tokyo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank, N.A., Auckland Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., New York Offices

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A., Singapore Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citigroup Pty Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Wells Fargo Securities, LLC                        | 008-65876         |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $21,690,473.79            |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $319,872,859.79           |
| Barclays Capital Inc.                              | 008-41342         |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $40,176,066.61            |
| Jane Street Capital, LLC                           | 008-52275         |    000103782 | 549300ZM16HMPEPNV857 | NY      | US        | $20,285,166.51            |
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $81,945,051.47            |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $112,049,531.24           |
| BNP Paribas Securities Corp.                       | 008-32682         |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $31,421,771.68            |
| Citigroup Global Markets Inc.                      | 008-08177         |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $33,309,704.20            |
| J.P. Morgan Securities LLC                         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,327,707,860.04         |
| Citadel Securities LLC                             | 008-53574         |    000116797 | 12UUJYTN7D3SW8KCSG25 | IL      | US        | $23,456,311.99            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $2,134,968,767.79

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $653,935,057.36

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| The Continental Small Company Series                      | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| International Vector Equity Portfolio                     | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| The Canadian Small Company Series                         | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 22 - Dimensional Emerging Markets High Profitability ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Emerging Markets High Profitability ETF

- **b. Series identification number, if any:** S000075156

- **c. LEI:** 549300870JHP32NWNT89

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                               | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Emerging Markets High Profitability ETF | C000233992                                | DEHP                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $104,966.17

- **g. Provide the net income from securities lending activities:** $3,351.75

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Banco Nacional de Mexico, S.A

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie SA

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Berhad

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe plc Hungarian Branch Office

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe plc, Greece Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe plc, organizacni slozka

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Korea Inc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank N.A. South Africa

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Taiwan Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank, A.S.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, N.A., Bangkok Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank, N.A., Jakarta Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Kuwait Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., Manila Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A., Mumbai Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citigroup Saudi Arabia

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Cititrust Colombia S.A. Sociedad Fiduciaria

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27.60

**Brokers Record: 2**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,876.74

**Brokers Record: 3**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,598.77

**Brokers Record: 4**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28.86

**Brokers Record: 5**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $410.10

**Brokers Record: 6**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,300.37

**Brokers Record: 7**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,336.93

**Brokers Record: 8**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,822.71

**Brokers Record: 9**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $65.45

**Brokers Record: 10**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,281.44

**Aggregate Commission:** $39,750.45

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $574,705.69               |
| BofA Securities, Inc.              | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $2,230,119.71             |
| UBS Securities LLC                 | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $4,192,088.49             |
| Credit Suisse Securities (USA) LLC | 008-00422         |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $4,083,571.85             |
| Virtu Americas LLC                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $803,045.56               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $11,883,531.30

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $28,672,040.83

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| DFA LTIP Portfolio                                        | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| International Core Equity Portfolio                       | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| DFA International Value Portfolio                         | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 23 - Dimensional Emerging Markets Core Equity 2 ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional Emerging Markets Core Equity 2 ETF

- **b. Series identification number, if any:** S000075149

- **c. LEI:** 549300ECRLG8UXDG3E82

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                          | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional Emerging Markets Core Equity 2 ETF | C000233985                                | DFEM                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,244,235.08

- **g. Provide the net income from securities lending activities:** $79,820.77

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.9.b. Sub-advisers.**

**Sub-adviser Record: 1**

- **i. Full name:** DFA Australia Limited

- **ii. SEC file number:** 801-48036

- **iii. CRD number:** 000107621

- **iv. LEI, if any:** 549300NN516DPSX0IH86

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Sub-adviser Record: 2**

- **i. Full name:** Dimensional Fund Advisors Ltd.

- **ii. SEC file number:** 801-40136

- **iii. CRD number:** 000107472

- **iv. LEI, if any:** SIQNE3E5N1WZ40Z2SU44

- **v. Is the sub-adviser an affiliated person?:** Yes

- **vii. Was the sub-adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Banco Nacional de Mexico, S.A

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Bank Handlowy w Warszawie SA

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Citibank Berhad

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Citibank Europe plc Hungarian Branch Office

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe plc, Greece Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Citibank Europe plc, organizacni slozka

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Citibank Korea Inc.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank N.A. South Africa

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank NA UAE

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank Taiwan Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Citibank, A.S.

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, N.A., Bangkok Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Citibank, N.A., Hong Kong Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Citibank, N.A., Jakarta Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank, N.A., Kuwait Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** Citibank, N.A., London Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Citibank, N.A., Manila Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 20**

- **i. Full name:** Citibank, N.A., Mumbai Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Citibank, N.A., Sao Paolo Branch

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citigroup Saudi Arabia

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Cititrust Colombia S.A. Sociedad Fiduciaria

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Euroclear

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited

- **ii. LEI, if any:** N/A

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,277.04

**Brokers Record: 2**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,189.02

**Brokers Record: 3**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 008-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,118.60

**Brokers Record: 4**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 008-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $88,972.17

**Brokers Record: 5**

- **i. Full name of broker:** Merrill Lynch, Pierce, Fenner & Smith Incorporated

- **ii. SEC file number:** 008-07221

- **iii. CRD number:** 000007691

- **iv. LEI, if any:** 8NAV47T0Y26Q87Y0QP81

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $116,482.26

**Brokers Record: 6**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $551.97

**Brokers Record: 7**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $52,803.60

**Brokers Record: 8**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,560.57

**Brokers Record: 9**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $421.28

**Brokers Record: 10**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 008-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $44,077.29

**Aggregate Commission:** $356,637.00

**Item C.17.a. Principal transaction counterparties.**

| Name                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| UBS Securities LLC                 | 008-22651         |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $36,411,354.87            |
| BofA Securities, Inc.              | 008-69787         |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $45,429,497.87            |
| J.P. Morgan Securities LLC         | 008-35008         |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $16,167,444.58            |
| Credit Suisse Securities (USA) LLC | 008-00422         |    000000816 | 1V8Y6QCX6YMJ2OELII46 | NY      | US        | $19,890,160.43            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $117,898,457.75

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $373,031,720.61

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| DFA International Value Portfolio                         | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| International Core Equity Portfolio                       | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| Dimensional International High Profitability ETF          | 811-23580         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| Dimensional US Core Equity Market ETF                     | 811-23580         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| The Canadian Small Company Series                         | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| The Continental Small Company Series                      | 811-06067         |
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| The Emerging Markets Series                               | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| VA Global Bond Portfolio                                  | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| Tax-Managed U.S. Marketwide Value Portfolio II            | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** —

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 24 - Dimensional US Core Equity Market ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Dimensional US Core Equity Market ETF

- **b. Series identification number, if any:** S000069432

- **c. LEI:** 549300O3PQG5V42IUV84

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 1

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Dimensional US Core Equity Market ETF | C000221547                                | DFAU                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Citibank, N.A

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $24,663,112.23

- **g. Provide the net income from securities lending activities:** $80,442.12

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 12d1-1 (17 CFR 270.12d1-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 12d1-4 (17 CFR 270.12d1-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Dimensional Fund Advisors LP

- **ii. SEC file number:** 801-16283

- **iii. CRD number:** 000106482

- **iv. LEI, if any:** S31KDR2I4VDC432ELJ36

- **v. State, if applicable:** TX

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. SEC file number:** N/A

- **iii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iv. State, if applicable:** NY

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** Refinitiv US Holdings, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300NF240HXJO7N016

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg

- **ii. LEI, if any, or provide and describe other identifying number:** N/A

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **ii. LEI, if any, or provide and describe other identifying number:** 13-3668779

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Citibank, N.A.

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

No Shareholder Servicing Agents reported.

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Citi Fund Services Ohio, Inc.

- **ii. LEI, if any, or other identifying number:** 549300OX9HIV34JOX333

- **iii. State, if applicable:** OH

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** DFA Securities LLC

- **b. SEC file number:** 008-27006

- **c. CRD number:** 000010292

- **d. LEI, if any:** N/A

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 008-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $4,717.88

**Brokers Record: 2**

- **i. Full name of broker:** JonesTrading Institutional Services LLC

- **ii. SEC file number:** 008-26089

- **iii. CRD number:** 000006888

- **iv. LEI, if any:** 2138008JJ5PA8H5UIL69

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $355.96

**Brokers Record: 3**

- **i. Full name of broker:** Loop Capital Markets LLC

- **ii. SEC file number:** 008-50140

- **iii. CRD number:** 000043098

- **iv. LEI, if any:** 254900FPPM2WN90D4786

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $281.76

**Brokers Record: 4**

- **i. Full name of broker:** BMO Capital Markets Corp.

- **ii. SEC file number:** 008-34344

- **iii. CRD number:** 000016686

- **iv. LEI, if any:** RUC0QBLBRPRCU4W1NE59

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $788.95

**Brokers Record: 5**

- **i. Full name of broker:** Credit Suisse Securities (USA) LLC

- **ii. SEC file number:** 008-00422

- **iii. CRD number:** 000000816

- **iv. LEI, if any:** 1V8Y6QCX6YMJ2OELII46

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $318.66

**Brokers Record: 6**

- **i. Full name of broker:** ROSENTHAL COLLINS GROUP LLC

- **ii. SEC file number:** N/A

- **iii. CRD number:** N/A

- **iv. LEI, if any:** 5493001JB5LOVW7VVW14

- **v. State, if applicable:** IL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $120.02

**Brokers Record: 7**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 008-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,197.96

**Brokers Record: 8**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 008-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,767.25

**Brokers Record: 9**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 008-08177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $723.90

**Aggregate Commission:** $18,272.34

**Item C.17.a. Principal transaction counterparties.**

| Name                                               | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| RBC Capital Markets, LLC                           | 008-45411         |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $78,550,638.36            |
| Virtu Americas LLC                                 | 008-68193         |    000149823 | 549300RA02N3BNSWBV74 | NY      | US        | $327,211,393.16           |
| ABN Amro Securities (USA) LLC                      | 008-68398         |    000151796 | 549300FIFV1CB6HD9A14 | NY      | US        | $187,485,170.75           |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 008-07221         |    000007691 | 8NAV47T0Y26Q87Y0QP81 | NY      | US        | $1,029,922,154.05         |
| BMO Capital Markets Corp.                          | 008-34344         |    000016686 | RUC0QBLBRPRCU4W1NE59 | NY      | US        | $279,438,629.94           |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,902,607,986.26

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,005,466,461.20

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $700,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| DFA NY Municipal Bond Portfolio                           | 811-06067         |
| Dimensional Emerging Markets Value Fund                   | 811-06067         |
| DFA California Short-Term Municipal Bond Portfolio        | 811-06067         |
| U.S. Sustainability Core 1 Portfolio                      | 811-06067         |
| Emerging Markets Targeted Value Portfolio                 | 811-06067         |
| International Vector Equity Portfolio                     | 811-06067         |
| U.S. Core Equity 2 Portfolio                              | 811-06067         |
| U.S. Small Cap Growth Portfolio                           | 811-06067         |
| Dimensional 2035 Target Date Retirement Income Fund       | 811-06067         |
| The United Kingdom Small Company Series                   | 811-06067         |
| U.S. High Relative Profitability Portfolio                | 811-06067         |
| DFA Global Core Plus Real Return Portfolio                | 811-06067         |
| Emerging Markets Social Core Equity Portfolio             | 811-06067         |
| DFA LTIP Portfolio                                        | 811-06067         |
| DFA Short-Duration Real Return Portfolio                  | 811-06067         |
| VA Short-Term Fixed Portfolio                             | 811-06067         |
| Dimensional U.S. Small Cap ETF                            | 811-23580         |
| Dimensional U.S. Core Equity 2 ETF                        | 811-23580         |
| Dimensional National Municipal Bond ETF                   | 811-23580         |
| Dimensional U.S. Targeted Value ETF                       | 811-23580         |
| DFA Social Fixed Income Portfolio                         | 811-06067         |
| Dimensional 2015 Target Date Retirement Income Fund       | 811-06067         |
| DFA World ex U.S. Government Fixed Income Portfolio       | 811-06067         |
| DFA Intermediate-Term Municipal Bond Portfolio            | 811-06067         |
| VA Global Moderate Allocation Portfolio                   | 811-06067         |
| World ex U.S. Value Portfolio                             | 811-06067         |
| DFA Commodity Strategy Portfolio                          | 811-06067         |
| Dimensional 2050 Target Date Retirement Income Fund       | 811-06067         |
| International Sustainability Core 1 Portfolio             | 811-06067         |
| DFA Oregon Municipal Bond Portfolio                       | 811-06067         |
| DFA California Intermediate-Term Municipal Bond Portfolio | 811-06067         |
| U.S. Large Cap Value Portfolio III                        | 811-06067         |
| Dimensional Retirement Income Fund                        | 811-06067         |
| DFA Global Core Plus Fixed Income Portfolio               | 811-06067         |
| Emerging Markets Portfolio II                             | 811-06067         |
| International Social Core Equity Portfolio                | 811-06067         |
| Dimensional U.S. Equity ETF                               | 811-23580         |
| Dimensional 2060 Target Date Retirement Income Fund       | 811-06067         |
| Dimensional US High Profitability ETF                     | 811-23580         |
| Dimensional Inflation-Protected Securities ETF            | 811-23580         |
| DFA Short-Term Extended Quality Portfolio                 | 811-06067         |
| VA Equity Allocation Portfolio                            | 811-06067         |
| The DFA International Value Series                        | 811-06067         |
| Dimensional 2065 Target Date Retirement Income Fund       | 811-06067         |
| U.S. Social Core Equity 2 Portfolio                       | 811-06067         |
| International Large Cap Growth Portfolio                  | 811-06067         |
| International High Relative Profitability Portfolio       | 811-06067         |
| DFA Targeted Credit Portfolio                             | 811-06067         |
| Selectively Hedged Global Equity Portfolio                | 811-06067         |
| U.S. Large Cap Equity Portfolio                           | 811-06067         |
| VA U.S. Large Value Portfolio                             | 811-06067         |
| U.S. Vector Equity Portfolio                              | 811-06067         |
| DFA Short-Term Government Portfolio                       | 811-06067         |
| Dimensional 2055 Target Date Retirement Income Fund       | 811-06067         |
| The Emerging Markets Small Cap Series                     | 811-06067         |
| U.S. Targeted Value Portfolio                             | 811-06067         |
| Global Equity Portfolio                                   | 811-06067         |
| DFA Intermediate Government Fixed Income Portfolio        | 811-06067         |
| VIT Inflation-Protected Securities Portfolio              | 811-06067         |
| International Small Company Portfolio                     | 811-06067         |
| Dimensional International Small Cap Value ETF             | 811-23580         |
| DFA Selective State Municipal Bond Portfolio              | 811-06067         |
| Global Small Company Portfolio                            | 811-06067         |
| U.S. Large Cap Growth Portfolio                           | 811-06067         |
| Dimensional Short-Duration Fixed Income ETF               | 811-23580         |
| The U.S. Large Cap Value Series                           | 811-06067         |
| DFA Two-Year Government Portfolio                         | 811-06067         |
| Global Social Core Equity Portfolio                       | 811-06067         |
| U.S. Sustainability Targeted Value Portfolio              | 811-06067         |
| Dimensional 2045 Target Date Retirement Income Fund       | 811-06067         |
| DFA Inflation-Protected Securities Portfolio              | 811-06067         |
| DFA INTERNATIONAL VALUE PORTFOLIO III(DFA9)               | 811-06067         |
| Dimensional Emerging Core Equity Market ETF               | 811-23580         |
| DFA International Value Portfolio                         | 811-06067         |
| Enhanced U.S. Large Company Portfolio                     | 811-06067         |
| Japanese Small Company Portfolio                          | 811-06067         |
| DFA Short-Term Municipal Bond Portfolio                   | 811-06067         |
| U.S. Small Cap Portfolio                                  | 811-06067         |
| DFA International Real Estate Securities Portfolio        | 811-06067         |
| Dimensional 2040 Target Date Retirement Income Fund       | 811-06067         |
| DFA Diversified Fixed Income Portfolio                    | 811-06067         |
| Dimensional International Value ETF                       | 811-23580         |
| Dimensional International Core Equity Market ETF          | 811-23580         |
| DFA Investment Grade Portfolio                            | 811-06067         |
| U.S. Small Cap Value Portfolio                            | 811-06067         |
| Dimensional Emerging Markets High Profitability ETF       | 811-23580         |
| Dimensional International High Profitability ETF          | 811-23580         |
| Dimensional Emerging Markets Value ETF                    | 811-23580         |
| Dimensional US Small Cap Value ETF                        | 811-23580         |
| Dimensional 2010 Target Date Retirement Income Fund       | 811-06067         |
| United Kingdom Small Company Portfolio                    | 811-06067         |
| The Continental Small Company Series                      | 811-06067         |
| DFA Real Estate Securities Portfolio                      | 811-06067         |
| Dimensional 2030 Target Date Retirement Income Fund       | 811-06067         |
| DFA Municipal Bond Portfolio                              | 811-06067         |
| DFA Two-Year Global Fixed Income Portfolio                | 811-06067         |
| DFA Five-Year Global Fixed Income Portfolio               | 811-06067         |
| Large Cap International Portfolio                         | 811-06067         |
| Continental Small Company Portfolio                       | 811-06067         |
| The DFA Short Term Investment Fund                        | 811-06067         |
| VA Global Bond Portfolio                                  | 811-06067         |
| Dimensional World ex U.S. Core Equity 2 ETF               | 811-23580         |
| International Core Equity Portfolio                       | 811-06067         |
| World Core Equity Portfolio                               | 811-06067         |
| DFA One-Year Fixed Income Portfolio                       | 811-06067         |
| Emerging Markets Portfolio                                | 811-06067         |
| Dimensional 2020 Target Date Retirement Income Fund       | 811-06067         |
| Global Allocation 25/75 Portfolio                         | 811-06067         |
| DFA Global Real Estate Securities Portfolio               | 811-06067         |
| VA International Small Portfolio                          | 811-06067         |
| DFA California Municipal Real Return Portfolio            | 811-06067         |
| VA U.S. Targeted Value Portfolio                          | 811-06067         |
| World ex U.S. Core Equity Portfolio                       | 811-06067         |
| DFA Selectively Hedged Global Fixed Income Portfolio      | 811-06067         |
| Dimensional 2025 Target Date Retirement Income Fund       | 811-06067         |
| Emerging Markets Small Cap Portfolio                      | 811-06067         |
| World ex U.S. Targeted Value Portfolio                    | 811-06067         |
| International Small Cap Growth Portfolio                  | 811-06067         |
| Emerging Markets Sustainability Core 1 Portfolio          | 811-06067         |
| DFA Intermediate-Term Extended Quality Portfolio          | 811-06067         |
| VA International Value Portfolio                          | 811-06067         |
| U.S. Core Equity 1 Portfolio                              | 811-06067         |
| DFA International Small Cap Value Portfolio               | 811-06067         |
| The Asia Pacific Small Company Series                     | 811-06067         |
| U.S. Micro Cap Portfolio                                  | 811-06067         |
| DFA Global Sustainability Fixed Income Portfolio          | 811-06067         |
| Emerging Markets Value Portfolio                          | 811-06067         |
| U.S. Large Cap Value Portfolio                            | 811-06067         |
| DFA Two-Year Fixed Income Portfolio                       | 811-06067         |
| The Japanese Small Company Series                         | 811-06067         |
| U.S. Large Company Portfolio                              | 811-06067         |
| DFA MN Municipal Bond Portfolio                           | 811-06067         |
| DFA Municipal Real Return Portfolio                       | 811-06067         |
| The Canadian Small Company Series                         | 811-06067         |
| GLOBAL EQUITY PORTFOLIO(DFBQ)                             | 811-06067         |
| Emerging Markets Core Equity Portfolio                    | 811-06067         |
| Asia Pacific Small Company Portfolio                      | 811-06067         |
| Global Allocation 60/40 Portfolio                         | 811-06067         |
| The Emerging Markets Series                               | 811-06067         |
| Dimensional International Small Cap ETF                   | 811-23580         |
| Dimensional US Real Estate ETF                            | 811-23580         |
| Dimensional International Core Equity 2 ETF               | 811-23580         |
| Dimensional Emerging Markets Core Equity 2 ETF            | 811-23580         |
| Dimensional Core Fixed Income ETF                         | 811-23580         |
| Dimensional US Marketwide Value ETF                       | 811-23580         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

## Part E: Additional Questions for ETFs and ETMFs

### Dimensional International Small Cap ETF

**Item E.1 - Exchange**

- **Exchange:** CBSX

- **Ticker:** DFIS

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $176,573,436.76  | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $2,085,331.53    | $0.00          |
| GOLDMAN, SACHS & CO.                     | $0.00            | $0.00          |
| UBS SECURITIES, LLC                      | $51,186,491.83   | $0.00          |
| BOFA SECURITIES INC.                     | $90,882,663.01   | $0.00          |
| VIRTU AMERICAS LLC                       | $8,797,231.85    | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $9,999,757.56    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 5.34%

- **c.i. Average percentage of value composed of cash (redeemed):** 88.47%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $806.41

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Emerging Markets Value ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFEV

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| UBS SECURITIES, LLC                      | $47,922,833.10   | $0.00          |
| CREDIT SUISSE SECURITIES, LLC            | $51,129,607.66   | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $14,590,052.04   | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $0.00            | $0.00          |
| GOLDMAN, SACHS & CO.                     | $0.00            | $0.00          |
| BOFA SECURITIES INC.                     | $72,393,117.34   | $0.00          |
| VIRTU AMERICAS LLC                       | $0.00            | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $10,015,237.24   | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 88.79%

- **c.i. Average percentage of value composed of cash (redeemed):** 4.58%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,794.18

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional U.S. Equity ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFUS

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BofA Securities                          | $0.00            | $0.00          |
| Citigroup Global Markets                 | $0.00            | $0.00          |
| ABN AMRO Clearing Chicago                | $8,394,564.16    | $0.00          |
| Goldman Sachs & Co.                      | $45,387,559.88   | $9,348,068.51  |
| UBS Securities                           | $0.00            | $0.00          |
| Virtu Americas                           | $65,494,200.41   | $18,561,256.11 |
| RBC Capital Markets                      | $155,407,808.52  | $18,723,344.44 |
| Credit Suisse Securities (USA)           | $0.00            | $0.00          |
| JP Morgan Securities                     | $0.00            | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $262,698,890.43  | $39,552,070.85 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 40,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.94%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.24%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $91.28

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional International Small Cap Value ETF

**Item E.1 - Exchange**

- **Exchange:** CBSX

- **Ticker:** DISV

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $4,119,925.03    | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $276,383,573.52  | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $2,138,871.93    | $0.00          |
| GOLDMAN, SACHS & CO.                     | $8,136,523.22    | $0.00          |
| UBS SECURITIES, LLC                      | $176,575,049.30  | $0.00          |
| BOFA SECURITIES INC.                     | $33,614,886.34   | $0.00          |
| VIRTU AMERICAS LLC                       | $15,229,888.81   | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $4,988,353.10    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 6.81%

- **c.i. Average percentage of value composed of cash (redeemed):** 85.71%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $277.81

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Inflation-Protected Securities ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFIP

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $151,901,874.31  | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $130,107,715.70  | $13,527,148.62 |
| GOLDMAN, SACHS & CO.                     | $31,644,191.37   | $6,026,383.21  |
| UBS SECURITIES, LLC                      | $0.00            | $0.00          |
| BOFA SECURITIES INC.                     | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                       | $0.00            | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $5,000,000.00    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 25,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.52%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.35%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional World ex U.S. Core Equity 2 ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAX

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Merrill Lynch Professional Clearing | $66,250,016.82   | $0.00          |
| Virtu Americas                      | $5,113,856.93    | $0.00          |
| Citigroup Global Markets            | $0.00            | $0.00          |
| JP Morgan Securities                | $102,437,782.59  | $0.00          |
| ABN AMRO Clearing Chicago           | $0.00            | $0.00          |
| UBS Securities                      | $397,516,960.12  | $0.00          |
| Goldman Sachs & Co.                 | $12,605,592.24   | $7,623,364.28  |
| RBC Capital Markets                 | $0.00            | $0.00          |
| Credit Suisse Securities (USA)      | $8,757,030.58    | $0.00          |
| BofA Securities                     | $450,689,032.43  | $19,244,616.92 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 200,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 42.01%

- **c.i. Average percentage of value composed of cash (redeemed):** 18.18%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,540.07

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional International Core Equity 2 ETF

**Item E.1 - Exchange**

- **Exchange:** CBSX

- **Ticker:** DFIC

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $10,607,684.14   | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $281,264,332.34  | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $4,287,456.12    | $0.00          |
| GOLDMAN, SACHS & CO.                     | $26,773,949.38   | $0.00          |
| UBS SECURITIES, LLC                      | $600,803,427.58  | $0.00          |
| BOFA SECURITIES INC.                     | $544,751,049.74  | $0.00          |
| VIRTU AMERICAS LLC                       | $35,879,515.45   | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $9,978,634.88    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 6.40%

- **c.i. Average percentage of value composed of cash (redeemed):** 8.67%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $486.52

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional National Municipal Bond ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFNM

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $179,762,940.62  | $16,728,023.00 |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $113,162,253.89  | $14,023,109.86 |
| GOLDMAN, SACHS & CO.                     | $312,662,753.88  | $0.00          |
| UBS SECURITIES, LLC                      | $0.00            | $0.00          |
| BOFA SECURITIES INC.                     | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                       | $31,186,755.25   | $9,348,739.91  |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $10,000,000.00   | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 100.00%

- **c.i. Average percentage of value composed of cash (redeemed):** 100.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Core Fixed Income ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFCF

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| UBS SECURITIES, LLC                      | $0.00            | $0.00           |
| VIRTU AMERICAS                           | $0.00            | $0.00           |
| J.P. MORGAN SECURITIES INC.              | $782,030,302.80  | $110,228,490.13 |
| GOLDMAN, SACHS & CO.                     | $808,974,010.32  | $0.00           |
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $23,435,044.00   | $0.00           |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00           |
| BOFA SECURITIES INC.                     | $0.00            | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.            | $10,000,000.00   | $0.00           |
| ABN AMRO                                 | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.06%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.06%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $30.53

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional US Real Estate ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAR

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $68,663,668.47   | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $0.00            | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $161,005,693.36  | $3,530,558.01  |
| GOLDMAN, SACHS & CO.                     | $50,524,804.62   | $1,163,859.74  |
| UBS SECURITIES, LLC                      | $0.00            | $0.00          |
| BOFA SECURITIES INC.                     | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                       | $41,559,057.88   | $2,055,745.42  |
| CITIGROUP GLOBAL MARKETS INC.            | $2,465,404.34    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.08%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.25%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $24.04

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional International High Profitability ETF

**Item E.1 - Exchange**

- **Exchange:** CBSX

- **Ticker:** DIHP

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| VIRTU AMERICAS LLC                       | $28,474,705.58   | $0.00          |
| CREDIT SUISSE SECURITIES, LLC            | $18,499,492.84   | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $342,649,073.17  | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $2,109,456.28    | $0.00          |
| GOLDMAN, SACHS & CO.                     | $5,414,973.57    | $0.00          |
| UBS SECURITIES, LLC                      | $83,388,004.10   | $0.00          |
| BOFA SECURITIES INC.                     | $21,792,169.22   | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $4,994,111.88    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 4.77%

- **c.i. Average percentage of value composed of cash (redeemed):** 6.25%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $206.14

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional U.S. Small Cap ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAS

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Credit Suisse Securities (USA)      | $0.00            | $0.00           |
| ABN AMRO                            | $7,677,859.58    | $0.00           |
| UBS Securities                      | $0.00            | $0.00           |
| JP Morgan Securities                | $0.00            | $0.00           |
| BofA Securities                     | $0.00            | $0.00           |
| Citigroup Global Markets            | $235,549,136.01  | $233,334,798.34 |
| RBC Capital Markets                 | $185,030,827.25  | $0.00           |
| VIRTU AMERICAS LLC                  | $121,446,981.55  | $0.00           |
| GOLDMAN, SACHS & CO.                | $133,804,057.56  | $0.00           |
| Merrill Lynch Professional Clearing | $600,958,958.44  | $61,497,344.98  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 810,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.54%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.50%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $72.04

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional U.S. Targeted Value ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAT

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Citigroup Global Markets            | $930,279,196.61  | $937,333,932.52 |
| BofA Securities                     | $0.00            | $0.00           |
| RBC Capital Markets                 | $111,404,387.62  | $4,483,270.18   |
| JP Morgan Securities                | $0.00            | $0.00           |
| Virtu Americas                      | $175,445,077.02  | $29,161,199.76  |
| Merrill Lynch Professional Clearing | $763,678,124.54  | $151,131,996.88 |
| UBS Securities                      | $0.00            | $0.00           |
| Goldman Sachs & Co.                 | $264,800,244.75  | $116,112,470.54 |
| ABN AMRO Clearing Chicago           | $25,881,822.05   | $0.00           |
| Credit Suisse Securities (USA)      | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 1,200,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.21%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.43%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $124.38

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional US Marketwide Value ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFUV

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00           |
| ABN AMRO                                 | $22,900,151.93   | $0.00           |
| J.P. MORGAN SECURITIES INC.              | $16,054,476.73   | $0.00           |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $32,349,170.13   | $31,015,965.20  |
| GOLDMAN, SACHS & CO.                     | $35,695,430.02   | $10,854,609.50  |
| UBS SECURITIES, LLC                      | $0.00            | $0.00           |
| BOFA SECURITIES INC.                     | $0.00            | $0.00           |
| VIRTU AMERICAS LLC                       | $106,544,531.58  | $10,965,665.01  |
| RBC CAPITAL MARKETS, LLC                 | $59,419,292.26   | $24,527,001.19  |
| CITIGROUP GLOBAL MARKETS INC.            | $488,785,624.56  | $492,580,900.30 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 1,650,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.11%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.24%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $78.03

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional US Small Cap Value ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFSV

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $316,127,481.78  | $11,904,129.31 |
| J.P. MORGAN SECURITIES INC.              | $0.00            | $0.00          |
| ABN AMRO                                 | $30,956,682.00   | $0.00          |
| VIRTU AMERICAS LLC                       | $111,633,544.86  | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $2,466,233.08    | $0.00          |
| BOFA SECURITIES INC.                     | $0.00            | $0.00          |
| GOLDMAN, SACHS & CO.                     | $85,127,107.86   | $4,417,654.87  |
| UBS SECURITIES, LLC                      | $0.00            | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $126,690,407.77  | $0.00          |
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 5.92%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.05%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $42.63

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional International Core Equity Market ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAI

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value    | Redeem Value   |
|:---|:---|:---|
| Credit Suisse Securities (USA)      | $12,251,621.30    | $0.00          |
| BofA Securities                     | $654,358,781.23   | $0.00          |
| Citigroup Global Markets            | $0.00             | $0.00          |
| ABN AMRO                            | $0.00             | $0.00          |
| Merrill Lynch Professional Clearing | $21,696,132.97    | $0.00          |
| GOLDMAN, SACHS & CO.                | $0.00             | $0.00          |
| UBS Securities                      | $1,111,403,322.36 | $0.00          |
| JP Morgan Securities                | $70,591,696.04    | $0.00          |
| Virtu Americas                      | $4,320,833.15     | $0.00          |
| RBC CAPITAL MARKETS, LLC            | $0.00             | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 8.81%

- **c.i. Average percentage of value composed of cash (redeemed):** 8.67%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $460.83

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional US High Profitability ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DUHP

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00            | $0.00          |
| ABN AMRO                                 | $6,923,265.19    | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $0.00            | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $640,529,499.41  | $10,566,349.06 |
| GOLDMAN, SACHS & CO.                     | $107,948,868.09  | $14,670,000.83 |
| UBS SECURITIES, LLC                      | $0.00            | $0.00          |
| BOFA SECURITIES INC.                     | $0.00            | $0.00          |
| VIRTU AMERICAS LLC                       | $307,343,004.76  | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $2,453,706.32    | $1,229,303.17  |
| RBC CAPITAL MARKETS, LLC                 | $60,286,759.04   | $5,647,670.90  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.56%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.07%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $16.95

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Emerging Core Equity Market ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAE

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Citigroup Global Markets            | $0.00            | $0.00          |
| Virtu Americas                      | $0.00            | $0.00          |
| RBC Capital Markets                 | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing | $9,259,668.03    | $0.00          |
| UBS Securities                      | $561,172,269.36  | $0.00          |
| Goldman Sachs & Co.                 | $2,377,304.21    | $0.00          |
| JP Morgan Securities                | $90,793,016.84   | $0.00          |
| Credit Suisse Securities (USA)      | $364,247,972.39  | $0.00          |
| BofA Securities                     | $503,982,176.79  | $0.00          |
| ABN AMRO Clearing Chicago           | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 83.38%

- **c.i. Average percentage of value composed of cash (redeemed):** 83.33%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,769.10

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional U.S. Core Equity 2 ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAC

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| Credit Suisse Securities (USA)      | $0.00             | $0.00           |
| Virtu Americas                      | $538,611,061.31   | $0.00           |
| ABN AMRO Clearing Chicago           | $61,467,324.77    | $2,336,969.37   |
| BofA Securities                     | $0.00             | $0.00           |
| JP Morgan Securities                | $10,614,838.95    | $0.00           |
| UBS Securities                      | $0.00             | $0.00           |
| Goldman Sachs & Co.                 | $707,168,327.11   | $7,150,381.56   |
| Merrill Lynch Professional Clearing | $1,529,586,991.93 | $122,509,296.88 |
| RBC Capital Markets                 | $303,520,928.09   | $11,890,595.40  |
| Citigroup Global Markets            | $255,657,137.49   | $251,055,149.61 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 4,000,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.46%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.16%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $69.39

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional International Value ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFIV

**Item E.2 - Authorized Participants**

| Name                                  | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH | $39,137,704.98   | $0.00          |
| BofA Securities                       | $192,395,070.01  | $0.00          |
| Credit Suisse Securities (USA)        | $19,181,657.21   | $0.00          |
| JP Morgan Securities                  | $232,072,803.62  | $0.00          |
| Virtu Americas                        | $17,138,687.92   | $0.00          |
| UBS Securities                        | $375,263,213.43  | $0.00          |
| ABN AMRO Clearing Chicago             | $0.00            | $0.00          |
| Goldman Sachs & Co.                   | $14,771,332.24   | $0.00          |
| RBC Capital Markets                   | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing   | $39,137,704.98   | $0.00          |
| Citigroup Global Markets              | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 12.00%

- **c.i. Average percentage of value composed of cash (redeemed):** 13.49%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $241.63

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Short-Duration Fixed Income ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFSD

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $0.00             | $0.00           |
| ABN AMRO                                 | $0.00             | $0.00           |
| J.P. MORGAN SECURITIES INC.              | $1,033,742,862.27 | $274,347,412.64 |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $77,497,279.53    | $17,017,401.73  |
| GOLDMAN, SACHS & CO.                     | $190,117,828.29   | $137,207,960.57 |
| UBS SECURITIES, LLC                      | $0.00             | $0.00           |
| BOFA SECURITIES INC.                     | $0.00             | $0.00           |
| VIRTU AMERICAS LLC                       | $0.00             | $0.00           |
| RBC CAPITAL MARKETS, LLC                 | $0.00             | $0.00           |
| CITIGROUP GLOBAL MARKETS INC.            | $10,000,000.00    | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 4.79%

- **c.i. Average percentage of value composed of cash (redeemed):** 14.47%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $30.84

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Emerging Markets High Profitability ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DEHP

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| CREDIT SUISSE SECURITIES, LLC            | $24,081,618.02   | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $4,007,243.19    | $0.00          |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $0.00            | $0.00          |
| GOLDMAN, SACHS & CO.                     | $0.00            | $0.00          |
| UBS SECURITIES, LLC                      | $26,593,181.88   | $0.00          |
| BOFA SECURITIES INC.                     | $15,036,737.18   | $0.00          |
| VIRTU AMERICAS LLC                       | $5,346,817.13    | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $5,005,827.52    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 85.71%

- **c.i. Average percentage of value composed of cash (redeemed):** 5.20%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $2,157.06

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional Emerging Markets Core Equity 2 ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFEM

**Item E.2 - Authorized Participants**

| Name                                     | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| MERRILL LYNCH PROFESSIONAL CLEARING CORP | $2,352,975.25    | $0.00          |
| ABN AMRO                                 | $0.00            | $0.00          |
| CREDIT SUISSE SECURITIES, LLC            | $137,519,825.57  | $0.00          |
| J.P. MORGAN SECURITIES INC.              | $111,768,194.62  | $0.00          |
| GOLDMAN, SACHS & CO.                     | $0.00            | $0.00          |
| UBS SECURITIES, LLC                      | $219,238,676.90  | $0.00          |
| BOFA SECURITIES INC.                     | $298,808,581.71  | $0.00          |
| VIRTU AMERICAS LLC                       | $0.00            | $0.00          |
| RBC CAPITAL MARKETS, LLC                 | $0.00            | $0.00          |
| CITIGROUP GLOBAL MARKETS INC.            | $10,016,964.04   | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 85.29%

- **c.i. Average percentage of value composed of cash (redeemed):** 6.61%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,738.66

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

### Dimensional US Core Equity Market ETF

**Item E.1 - Exchange**

- **Exchange:** XNYS

- **Ticker:** DFAU

**Item E.2 - Authorized Participants**

| Name                                | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BofA Securities                     | $0.00            | $0.00          |
| JP Morgan Securities                | $1,372,351.07    | $0.00          |
| UBS Securities                      | $0.00            | $0.00          |
| RBC Capital Markets                 | $36,247,743.93   | $42,413,835.37 |
| Citigroup Global Markets            | $0.00            | $0.00          |
| Goldman Sachs & Co.                 | $251,259,986.46  | $44,540,780.03 |
| Virtu Americas                      | $311,287,954.36  | $23,115,970.45 |
| Merrill Lynch Professional Clearing | $955,154,180.57  | $79,443,557.80 |
| ABN AMRO Clearing Chicago           | $189,513,337.45  | $0.00          |
| Credit Suisse Securities (USA)      | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 1.71%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.07%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $82.60

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** Yes

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** Dimensional ETF Trust

**Date:** 2022-01-17

**Signature:** Jan Miller

**Title:** Vice President, & Chief Financial Officer, Treasurer