# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-23-015803
**Filing Date:** 2023-1
**Character Count:** 13077
**Document Hash:** 6819fbd0acb0c22c8c38ea6d5edff89d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-015803.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-015803

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 23560327

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Risk Managed USD High Yield Strategy ETF (Series ID: S000074793)

| Class ID   | Class Name                                         | Ticker Symbol   |
|:---|:---|:---|
| C000232992 | Xtrackers Risk Managed USD High Yield Strategy ETF | HYRM            |

## Nport-Ex

**DBX ETF Trust** 

**SCHEDULE OF INVESTMENTS** 

**Xtrackers Risk Managed USD High Yield Strategy ETF** 

**November 30, 2022 (Unaudited)** 

---

| | | |
|:---|:---|:---|
|  | **Number of**<br>**Shares** | **Value** |
| **EXCHANGE-TRADED FUNDS - 99.2%** |  |  |
| Xtrackers High Beta High Yield Bond ETF(a) | 28212 | $1126505 |
| Xtrackers USD High Yield Corporate Bond ETF(a) | 1441178 | 49893582 |
| **TOTAL EXCHANGE-TRADED FUNDS**<br> (Cost $55,080,609) |  | 51020087 |
| **CASH EQUIVALENTS - 0.8%** |  |  |
| DWS Government Money Market Series "Institutional Shares", 3.74%(b) |  |  |
| (Cost $433,433) | 433433 | 433433 |
| TOTAL INVESTMENTS - 100.0%<br> (Cost $55,514,042) |  | $51453520 |
| Other assets and liabilities, net - (0.0)% |  | (4505) |
| NET ASSETS - 100.0% |  | $51449015 |

---

For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

------

A summary of the Fund's transactions with affiliated investments during the period ended November 30, 2022 is as follows:

---

| | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Value ($) at<br>8/31/2022** | **Purchases Cost**<br>**($)** | **Sales**<br> **Proceeds**<br> **($)** | **Net Realized<br>Gain/(Loss)**<br> **($)** | **Net Change in<br>Unrealized<br>Appreciation<br>(Depreciation)<br>($)** | **Income<br>($)** | **Capital Gain<br>Distributions<br>($)** | **Number of<br>Shares at<br>11/30/2022** | **Value ($) at<br>11/30/2022** |
|  EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% | EXCHANGE-TRADED FUNDS **—** 99.2% |
|  Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) | Xtrackers High Beta High Yield Bond ETF(a) |
| 1090918 | 24185 |  |  | 11402 | 20423 |  | 28212 | 1126505 |
|  Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) | Xtrackers USD High Yield Corporate Bond ETF(a) |
| 48129309 | 1075178 |  |  | 689095 | 677955 |  | 1441178 | 49893582 |
|  SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% | SECURITIES LENDING COLLATERAL **—** 0.0% |
|  DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) | DWS Government & Agency Securities Portfolio "DWS Government Cash Institutional Shares", 3.69%(b)(c) |
|  | 0 (d) |  |  |  | 719 |  |  |  |
|  CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% | CASH EQUIVALENTS **—** 0.8% |
|  DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) | DWS Government Money Market Series "Institutional Shares", 3.74%(b) |
| 374305 | 98114 | (38986) |  |  | 3209 |  | 433433 | 433433 |
| 49594532 | 1197477 | (38986) |  | 700497 | 702306 |  | 1902823 | 51453520 |

---

(a) Affiliated fund advised by DBX Advisors LLC.

(b) Affiliated fund managed by DWS Investment Management Americas, Inc. The rate shown is the annualized seven-day yield at period end.

(c) Represents collateral held in connection with securities lending. Income earned by the Fund is net of borrower
rebates.

(d) Represents the net increase (purchase cost) or decrease (sales proceeds) in the amount invested in cash
collateral for the period ended November 30, 2022.

------

**Fair Value Measurements** 

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The following is a summary of the inputs used as of November 30, 2022 in valuing the Fund's investments.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Assets** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| Exchange-Traded Funds | $51020087 | $– $|  | $51020087 |
| Short-Term Investments(a) | 433433 | – |  | 433433 |
| TOTAL | $51453520 | $– $|  | $51453520 |

---

(a) See Schedule of Investments for additional detailed categorizations.

**OBTAIN A FUND PROSPECTUS** 

**To obtain a summary prospectus, or prospectus, download one from www.Xtrackers.com, talk to your financial representative or call (855) 329-3837. Investing involves risk, including the possible loss of principal. We advise you to carefully consider the product's objectives, risks, charges and expenses before investing. The summary prospectus and prospectus contain this and other important information about the investment product. Please read the prospectus carefully before you invest. Xtrackers ETFs ("ETFs") are managed by DBX Advisors LLC (the "Adviser"), and distributed by ALPS Distributors, Inc. ("ALPS"). The Adviser is a subsidiary of DWS Group GmbH & Co. KGaA, and is not affiliated with ALPS. Shares are not individually redeemable, and owners of Shares may acquire those Shares from the Fund, or tender such Shares for redemption to the Fund, in Creation Units only.** 

The brand DWS represents DWS Group GmbH & Co. KGaA and any of its subsidiaries such as DWS Distributors, Inc. which offers investment products or DWS Investment Management Americas Inc. and RREEF America L.L.C. which offer advisory services.

NO BANK GUARANTEE \| NOT FDIC INSURED \| MAY LOSE VALUE

HYRM-PH1

R-089711-1 (5/24) DBX005195 (5/24)

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Risk Managed USD High Yield Strategy ETF

- **b. EDGAR series identifier (if any):** S000074793

- **c. LEI of Series:** 549300MCKGE6P9KVR835

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $51461202.00

**Total Liabilities:** $12187.27

**Net Assets:** $51449014.73

**Cash Not Reported:** $0.21

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232992 | -3.62%               | 3.41%                | 3.13%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-2027958.98                               |
| Month 2  | $0.00                    | $1390450.39                                |
| Month 3  | $0.00                    | $1338005.48                                |

### Schedule of Portfolio Investments

| Name                                        | Title                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| DEUTSCHE GOV MM SER INST                    | DEUTSCHE GOV MM SER INST                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    433433 | NS      | $433432.80    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Xtrackers USD High Yield Corporate Bond ETF | Xtrackers USD High Yield Corporate Bond ETF | CUSIP: 233051432<br>LEI: 5493000ENPC36KSKPY20 | Long             | EC               | RF                | US        |   1441178 | NS      | $49893582.36  | 96.98%            |  |  |  | No            |                  1 | On Loan: No      |
| Xtrackers High Beta High Yield Bond ETF     | Xtrackers High Beta High Yield Bond ETF     | CUSIP: 233051259<br>LEI: 549300WPY0WAXSDREF27 | Long             | EC               | RF                | US        |     28212 | NS      | $1126505.16   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-19

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer