# EDGAR Filing Document

**Accession Number:** 0001723502
**File Stem:** 0001723502-26-000004
**Filing Date:** 2026-2
**Character Count:** 2391
**Document Hash:** 6fd95fc72279c99d22cc13efd42183c3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001723502-26-000004.hdr.sgml**: 20260224

**ACCESSION NUMBER**: 0001723502-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260224

**DATE AS OF CHANGE**: 20260224

**EFFECTIVENESS DATE**: 20260224

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROCKEFELLER FINANCIAL LLC
- **CENTRAL INDEX KEY:** 0001723502

**ORGANIZATION NAME:**
- **EIN:** 823226180
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70054
- **FILM NUMBER:** 26667989

**BUSINESS ADDRESS:**
- **STREET 1:** 45 ROCKEFELLER PLAZA
- **STREET 2:** FLOOR 5
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10111
- **BUSINESS PHONE:** 609-881-0142

**MAIL ADDRESS:**
- **STREET 1:** 45 ROCKEFELLER PLAZA
- **STREET 2:** FLOOR 5
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10111

### Attached PDF Documents

**Attachment 1:** `rockefellerpublic.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001723502

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ROCKEFELLER FINANCIAL LLC

**Business Address:** 45 ROCKEFELLER PLAZA, FLOOR 5, NEW YORK, NY, 10111

**Contact Person:** Anthony Martinez

**Contact Phone:** 475-284-2402

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche LLP

**Accountant Address:** 30 Rockefeller Plaza, New York, NY, 10112

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Edmond Moriarty**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ROCKEFELLER FINANCIAL LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Edmond Moriarty

**Title:** Co-Chief Executive Officer