# EDGAR Filing Document

**Accession Number:** 0000831114
**File Stem:** 0001145549-23-004962
**Filing Date:** 2023-2
**Character Count:** 38594
**Document Hash:** 4247b78a51fbb81cc661d77fdc79a5e4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-004962.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001145549-23-004962

**CONFORMED SUBMISSION TYPE**: NPORT-P/A

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20200831

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**PERIOD START**: 20200831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB FUND, INC.
- **CENTRAL INDEX KEY:** 0000831114
- **IRS NUMBER:** 510312196
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P/A
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05518
- **FILM NUMBER:** 23584157

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBB FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND INC /DE/
- **DATE OF NAME CHANGE:** 19600201

## Series and Classes Contracts Data

### WPG Partners Small/Micro Cap Value Fund (Series ID: S000001097)

| Class ID   | Class Name    | Ticker Symbol   |
|:---|:---|:---|
| C000002987 | INSTITUTIONAL | WPGTX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund, Inc.

- **b. Investment Company Act file number:** 811-05518

- **c. CIK number of Registrant:** 0000831114

- **d. LEI of Registrant:** 5493005KKD0GVHSW0D29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-5366

**Item A.2. Information about the Series.**

- **a. Name of Series:** WPG Partners Small/Micro Cap Value Fund

- **b. EDGAR series identifier (if any):** S000001097

- **c. LEI of Series:** 549300KOV49QCC7Y4F81

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2020-08-31

- **b. Date as of which information is reported:** 2020-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $22273534.95

**Total Liabilities:** $3123567.04

**Net Assets:** $19149967.91

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002987 | 1.80%                | 0.71%                | 5.00%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $143968.29               | $147564.97                                 |
| Month 2  | $11400.62                | $107860.77                                 |
| Month 3  | $248609.22               | $625593.04                                 |

### Schedule of Portfolio Investments

| Name                                      | Title                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Brigham Minerals Inc                      | Brigham Minerals Inc                      | CUSIP: 10918L103<br>LEI: 549300IQ6JCXW59RO175 | Long             | EC               | CORP              | US        |     22993 | NS      | $271547.33    | 1.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Brixmor Property Group Inc                | Brixmor Property Group Inc                | CUSIP: 11120U105<br>LEI: 5299007UXW6Y0W2EGZ95 | Long             | EC               | CORP              | US        |     18982 | NS      | $223987.60    | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| Byline Bancorp Inc                        | Byline Bancorp Inc                        | CUSIP: 124411109<br>LEI: 549300W7ODP4YL2H4823 | Long             | EC               | CORP              | US        |      6162 | NS      | $77887.68     | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| CF Industries Holdings Inc                | CF Industries Holdings Inc                | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Long             | EC               | CORP              | US        |      7563 | NS      | $246780.69    | 1.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Ardmore Shipping Corp                     | Ardmore Shipping Corp                     | CUSIP: Y0207T100<br>LEI: 549300J8HD7K6BHD8O28 | Long             | EC               | CORP              | IE        |     28931 | NS      | $107044.70    | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| StealthGas Inc                            | StealthGas Inc                            | CUSIP: Y81669106<br>LEI: 549300JCJUO3WBVVKJ89 | Long             | EC               | CORP              | GR        |     38041 | NS      | $110699.31    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Teekay Tankers Ltd                        | Teekay Tankers Ltd                        | CUSIP: Y8565N300<br>LEI: 549300DE8ZAIYS2T6Q22 | Long             | EC               | CORP              | CA        |     17991 | NS      | $225607.14    | 1.18%             |  |  |  | No            | 1                  | On Loan: —       |
| Echo Global Logistics Inc                 | Echo Global Logistics Inc                 | CUSIP: 27875T101<br>LEI: 549300WRZ9Y84GWVYR04 | Long             | EC               | CORP              | US        |      3687 | NS      | $100728.84    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Equity Commonwealth                       | Equity Commonwealth                       | CUSIP: 294628102<br>LEI: 549300YPGVU9PR4L0606 | Long             | EC               | CORP              | US        |      8543 | NS      | $268164.77    | 1.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Everi Holdings Inc                        | Everi Holdings Inc                        | CUSIP: 30034T103<br>LEI: 5299006DK5S7BG10K532 | Long             | EC               | CORP              | US        |      6245 | NS      | $48461.20     | 0.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Farmer Bros Co                            | Farmer Brothers Co                        | CUSIP: 307675108<br>LEI: 5493006PMLETBTVJ3262 | Long             | EC               | CORP              | US        |      9994 | NS      | $62862.26     | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| First Foundation Inc                      | First Foundation Inc                      | CUSIP: 32026V104<br>LEI: 549300MLBB1IY0K7IR56 | Long             | EC               | CORP              | US        |     21094 | NS      | $320417.86    | 1.67%             |  |  |  | No            | 1                  | On Loan: No      |
| First Interstate BancSystem In            | First Interstate BancSystem Inc           | CUSIP: 32055Y201<br>LEI: 549300WRWYTYX0RCNJ43 | Long             | EC               | CORP              | US        |      7536 | NS      | $247180.80    | 1.29%             |  |  |  | No            | 1                  | On Loan: —       |
| Getty Realty Corp                         | Getty Realty Corp                         | CUSIP: 374297109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3955 | NS      | $115841.95    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Great Lakes Dredge & Dock Corp            | Great Lakes Dredge and Dock Corp          | CUSIP: 390607109<br>LEI: 549300H65E3MZ1CX0P05 | Long             | EC               | CORP              | US        |     14310 | NS      | $134084.70    | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| Hanover Insurance Group Inc/Th            | Hanover Insurance Group Inc/The           | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |      1409 | NS      | $144408.41    | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Heartland Express Inc                     | Heartland Express Inc                     | CUSIP: 422347104<br>LEI: 5299005V45FZIQGLOG39 | Long             | EC               | CORP              | US        |      8331 | NS      | $172326.74    | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| Hillenbrand Inc                           | Hillenbrand Inc                           | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |      2727 | NS      | $86473.17     | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| HomeStreet Inc                            | HomeStreet Inc                            | CUSIP: 43785V102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13564 | NS      | $371246.68    | 1.94%             |  |  |  | No            | 1                  | On Loan: No      |
| ICF International Inc                     | ICF International Inc                     | CUSIP: 44925C103<br>LEI: 5493003KYFDDC5B3WY64 | Long             | EC               | CORP              | US        |      3512 | NS      | $239904.72    | 1.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Industrial Logistics Propertie            | Industrial Logistics Properties Trust     | CUSIP: 456237106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9109 | NS      | $196481.13    | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Ingles Markets Inc                        | Ingles Markets Inc                        | CUSIP: 457030104<br>LEI: 549300XH5RYBMYP8TF26 | Long             | EC               | CORP              | US        |      2136 | NS      | $86294.40     | 0.45%             |  |  |  | No            | 1                  | On Loan: —       |
| Invacare Corp                             | Invacare Corp                             | CUSIP: 461203101<br>LEI: 549300NNUTG7HCZICS76 | Long             | EC               | CORP              | US        |     15430 | NS      | $104615.40    | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Investors Real Estate Trust               | Investors Real Estate Trust               | CUSIP: 461730509<br>LEI: 5493002LG2SH9EEHT720 | Long             | EC               | CORP              | US        |      3063 | NS      | $217779.30    | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| JetBlue Airways Corp                      | JetBlue Airways Corp                      | CUSIP: 477143101<br>LEI: 54930070J9H97ZO93T57 | Long             | EC               | CORP              | US        |     15816 | NS      | $182200.32    | 0.95%             |  |  |  | No            | 1                  | On Loan: —       |
| KAR Auction Services Inc                  | KAR Auction Services Inc                  | CUSIP: 48238T109<br>LEI: 5493004HKD20LBSG7D03 | Long             | EC               | CORP              | US        |     12510 | NS      | $216923.40    | 1.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Accuray Inc                               | Accuray Inc                               | CUSIP: 004397105<br>LEI: 549300G28LY4TZKZJG51 | Long             | EC               | CORP              | US        |     39701 | NS      | $92503.33     | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| AdvanSix Inc                              | AdvanSix Inc                              | CUSIP: 00773T101<br>LEI: 5493009TPRODMCAZLF67 | Long             | EC               | CORP              | US        |      8354 | NS      | $106346.42    | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Air Transport Services Group I            | Air Transport Services Group Inc          | CUSIP: 00922R105<br>LEI: 5493000F3MSFGIXTQE27 | Long             | EC               | CORP              | US        |      7659 | NS      | $194691.78    | 1.02%             |  |  |  | No            | 1                  | On Loan: —       |
| Alaska Air Group Inc                      | Alaska Air Group Inc                      | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |      7423 | NS      | $289125.85    | 1.51%             |  |  |  | No            | 1                  | On Loan: No      |
| ALLETE Inc                                | ALLETE Inc                                | CUSIP: 018522300<br>LEI: 549300NNLSIMY6Z8OT86 | Long             | EC               | CORP              | US        |      2912 | NS      | $157131.52    | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Ameris Bancorp                            | Ameris Bancorp                            | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |     10266 | NS      | $251722.32    | 1.31%             |  |  |  | No            | 1                  | On Loan: No      |
| Argan Inc                                 | Argan Inc                                 | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      5824 | NS      | $246529.92    | 1.29%             |  |  |  | No            | 1                  | On Loan: —       |
| Avista Corp                               | Avista Corp                               | CUSIP: 05379B107<br>LEI: Q0IK63NITJD6RJ47SW96 | Long             | EC               | CORP              | US        |      5228 | NS      | $192704.08    | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| Axcelis Technologies Inc                  | Axcelis Technologies Inc                  | CUSIP: 054540208<br>LEI: 529900HF9B6NL1QG9F05 | Long             | EC               | CORP              | US        |     10905 | NS      | $257685.15    | 1.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Banner Corp                               | Banner Corp                               | CUSIP: 06652V208<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7895 | NS      | $285167.40    | 1.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Beacon Roofing Supply Inc                 | Beacon Roofing Supply Inc                 | CUSIP: 073685109<br>LEI: 549300HDXQWWCBOYXP31 | Long             | EC               | CORP              | US        |      9657 | NS      | $327275.73    | 1.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Benchmark Electronics Inc                 | Benchmark Electronics Inc                 | CUSIP: 08160H101<br>LEI: 549300W18RHYZOZKOP53 | Long             | EC               | CORP              | US        |      4565 | NS      | $89519.65     | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |
| BioSpecifics Technologies Corp            | BioSpecifics Technologies Corp            | CUSIP: 090931106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2193 | NS      | $141448.50    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| BJ's Restaurants Inc                      | BJ's Restaurants Inc                      | CUSIP: 09180C106<br>LEI: 5299000EOW66I1OJNQ23 | Long             | EC               | CORP              | US        |     11443 | NS      | $360683.36    | 1.88%             |  |  |  | No            | 1                  | On Loan: No      |
| Blucora Inc                               | Blucora Inc                               | CUSIP: 095229100<br>LEI: 5299001IO03J69IP6L77 | Long             | EC               | CORP              | US        |      8341 | NS      | $99508.13     | 0.52%             |  |  |  | No            | 1                  | On Loan: No      |
| El Pollo Loco Holdings Inc                | El Pollo Loco Holdings Inc                | CUSIP: 268603107<br>LEI: 549300EZCBNF4G707K90 | Long             | EC               | CORP              | US        |      5561 | NS      | $99375.07     | 0.52%             |  |  |  | No            | 1                  | On Loan: —       |
| EQT Corp                                  | EQT Corp                                  | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |       588 | NS      | $9331.56      | 0.05%             |  |  |  | No            | 1                  | On Loan: No      |
| Valvoline Inc                             | Valvoline Inc                             | CUSIP: 92047W101<br>LEI: 549300CMHPBEY6VPOT75 | Long             | EC               | CORP              | US        |     13178 | NS      | $268831.20    | 1.40%             |  |  |  | No            | 1                  | On Loan: —       |
| Vectrus Inc                               | Vectrus Inc                               | CUSIP: 92242T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5285 | NS      | $229421.85    | 1.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Washington Trust Bancorp Inc              | Washington Trust Bancorp Inc              | CUSIP: 940610108<br>LEI: J66MZFCNJPP3PERHZW54 | Long             | EC               | CORP              | US        |      5550 | NS      | $185259.00    | 0.97%             |  |  |  | No            | 1                  | On Loan: No      |
| Webster Financial Corp                    | Webster Financial Corp                    | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |     13563 | NS      | $372982.50    | 1.95%             |  |  |  | No            | 1                  | On Loan: No      |
| WW International Inc                      | WW International Inc                      | CUSIP: 98262P101<br>LEI: SGT8R1MU6ESIC7UJC518 | Long             | EC               | CORP              | US        |      3977 | NS      | $93379.96     | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Mount Vernon Liquid Assets Portfolio, LLC | Mount Vernon Liquid Assets Portfolio, LLC | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | PF                | US        |   2795892 | NS      | $2795892.00   | 14.60%            |  |  |  | No            | N/A                | On Loan: No      |
| Euronav NV                                | Euronav NV                                | CUSIP: B38564108<br>LEI: 549300D80RYON74MEJ03 | Long             | EC               | CORP              | BE        |     18282 | NS      | $166731.84    | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| Axis Capital Holdings Ltd                 | Axis Capital Holdings Ltd                 | CUSIP: G0692U109<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |      4077 | NS      | $194717.52    | 1.02%             |  |  |  | No            | 1                  | On Loan: No      |
| Essent Group Ltd                          | Essent Group Ltd                          | CUSIP: G3198U102<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | US        |     11207 | NS      | $400089.90    | 2.09%             |  |  |  | No            | 1                  | On Loan: No      |
| Fresh Del Monte Produce Inc               | Fresh Del Monte Produce Inc               | CUSIP: G36738105<br>LEI: 529900I72V9F0FEZR228 | Long             | EC               | CORP              | US        |     16182 | NS      | $375260.58    | 1.96%             |  |  |  | No            | 1                  | On Loan: —       |
| Hudson Ltd                                | Hudson Ltd                                | CUSIP: G46408103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12648 | NS      | $95365.92     | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Alpha & Omega Semiconductor Lt            | Alpha & Omega Semiconductor Ltd           | CUSIP: G6331P104<br>LEI: 5493001FE7J03YOV2V35 | Long             | EC               | CORP              | US        |     10008 | NS      | $135608.40    | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| National Energy Services Reuni            | National Energy Services Reunited Corp    | CUSIP: G6375R107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     32233 | NS      | $243036.82    | 1.27%             |  |  |  | No            | 1                  | On Loan: —       |
| SMART Global Holdings Inc                 | SMART Global Holdings Inc                 | CUSIP: G8232Y101<br>LEI: 529900RDGHQY8XKXPN14 | Long             | EC               | CORP              | US        |      9141 | NS      | $230353.20    | 1.20%             |  |  |  | No            | 1                  | On Loan: —       |
| Tronox Holdings PLC                       | Tronox Holdings PLC                       | CUSIP: G9087Q102<br>LEI: 549300NRVC84SGJSXV06 | Long             | EC               | CORP              | GB        |     20187 | NS      | $180875.52    | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| Landec Corp                               | Landec Corp                               | CUSIP: 514766104<br>LEI: 549300EHBZ5OM9ND9O43 | Long             | EC               | CORP              | US        |     24818 | NS      | $254136.32    | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| MGIC Investment Corp                      | MGIC Investment Corp                      | CUSIP: 552848103<br>LEI: 254900S8483WM4M98R28 | Long             | EC               | CORP              | US        |     19395 | NS      | $177852.15    | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| MGP Ingredients Inc                       | MGP Ingredients Inc                       | CUSIP: 55303J106<br>LEI: 2549006OMHFVZ4MS8538 | Long             | EC               | CORP              | US        |      3013 | NS      | $107112.15    | 0.56%             |  |  |  | No            | 1                  | On Loan: —       |
| Magnolia Oil & Gas Corp                   | Magnolia Oil & Gas Corp                   | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58208 | NS      | $374859.52    | 1.96%             |  |  |  | No            | 1                  | On Loan: —       |
| Matrix Service Co                         | Matrix Service Co                         | CUSIP: 576853105<br>LEI: 529900VYBKSX6HD2YW58 | Long             | EC               | CORP              | US        |     15577 | NS      | $143931.48    | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Celestica Inc                             | Celestica Inc                             | CUSIP: 15101Q108<br>LEI: 549300J3CG5T6RZWLN53 | Long             | EC               | CORP              | CA        |     12803 | NS      | $101783.85    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Chemours Co/The                           | Chemours Co/The                           | CUSIP: 163851108<br>LEI: 549300M1BOLNXL8DOV14 | Long             | EC               | CORP              | US        |      4649 | NS      | $96048.34     | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Del Taco Restaurants Inc                  | Del Taco Restaurants Inc                  | CUSIP: 245496104<br>LEI: 5299004IBCSPGYGOI790 | Long             | EC               | CORP              | US        |     18719 | NS      | $157426.79    | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| Matthews International Corp               | Matthews International Corp               | CUSIP: 577128101<br>LEI: 549300ZVC5O0ATML6U61 | Long             | EC               | CORP              | US        |     10018 | NS      | $219394.20    | 1.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Maxar Technologies Inc                    | Maxar Technologies Inc                    | CUSIP: 57778K105<br>LEI: 549300OEN2G821MIJ922 | Long             | EC               | CORP              | US        |     10341 | NS      | $239394.15    | 1.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Diamondback Energy Inc                    | Diamondback Energy Inc                    | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      6522 | NS      | $254097.12    | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| elf Beauty Inc                            | elf Beauty Inc                            | CUSIP: 26856L103<br>LEI: 549300U2K9TCON25C029 | Long             | EC               | CORP              | US        |     10455 | NS      | $204186.15    | 1.07%             |  |  |  | No            | 1                  | On Loan: No      |
| MicroStrategy Inc                         | MicroStrategy Inc                         | CUSIP: 594972408<br>LEI: 549300WQTWEJUEHXQX21 | Long             | EC               | CORP              | US        |       860 | NS      | $124218.40    | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| Mosaic Co/The                             | Mosaic Co/The                             | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |     16257 | NS      | $296365.11    | 1.55%             |  |  |  | No            | 1                  | On Loan: No      |
| KBR Inc                                   | KBR Inc                                   | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |     13846 | NS      | $346011.54    | 1.81%             |  |  |  | No            | 1                  | On Loan: No      |
| Kemper Corp                               | Kemper Corp                               | CUSIP: 488401100<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EC               | CORP              | US        |      2845 | NS      | $220942.70    | 1.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Korn Ferry                                | Korn Ferry                                | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |      3158 | NS      | $96319.00     | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Kronos Worldwide Inc                      | Kronos Worldwide Inc                      | CUSIP: 50105F105<br>LEI: 549300OBZ34C65APL277 | Long             | EC               | CORP              | US        |     10022 | NS      | $125174.78    | 0.65%             |  |  |  | No            | 1                  | On Loan: No      |
| National Bank Holdings Corp               | National Bank Holdings Corp               | CUSIP: 633707104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8333 | NS      | $236990.52    | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| NeoPhotonics Corp                         | NeoPhotonics Corp                         | CUSIP: 64051T100<br>LEI: 5493001EHDO3GEGZ6930 | Long             | EC               | CORP              | US        |     11562 | NS      | $77002.92     | 0.40%             |  |  |  | No            | 1                  | On Loan: —       |
| NetScout Systems Inc                      | NetScout Systems Inc                      | CUSIP: 64115T104<br>LEI: 5493005HZXZ3SPNVCV76 | Long             | EC               | CORP              | US        |      2024 | NS      | $46835.36     | 0.24%             |  |  |  | No            | 1                  | On Loan: No      |
| New Jersey Resources Corp                 | New Jersey Resources Corp                 | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |      6779 | NS      | $204319.06    | 1.07%             |  |  |  | No            | 1                  | On Loan: No      |
| Newpark Resources Inc                     | Newpark Resources Inc                     | CUSIP: 651718504<br>LEI: 54930073OHWDQW4DJN26 | Long             | EC               | CORP              | US        |     57592 | NS      | $112304.40    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| NexPoint Residential Trust Inc            | NexPoint Residential Trust Inc            | CUSIP: 65341D102<br>LEI: 549300U2J6XVYBF87166 | Long             | EC               | CORP              | US        |      4929 | NS      | $204060.60    | 1.07%             |  |  |  | No            | 1                  | On Loan: No      |
| NorthWestern Corp                         | NorthWestern Corp                         | CUSIP: 668074305<br>LEI: 3BPWMBHR1R9SHUN7J795 | Long             | EC               | CORP              | US        |      1461 | NS      | $75446.04     | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Orion Group Holdings Inc                  | Orion Group Holdings Inc                  | CUSIP: 68628V308<br>LEI: 549300KBVXPV9Q3CT222 | Long             | EC               | CORP              | US        |      9883 | NS      | $25794.63     | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| Peoples Bancorp Inc/OH                    | Peoples Bancorp Inc/OH                    | CUSIP: 709789101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4566 | NS      | $96525.24     | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| PetIQ Inc                                 | PetIQ Inc                                 | CUSIP: 71639T106<br>LEI: 549300GROACFGKVYOX14 | Long             | EC               | CORP              | US        |      8117 | NS      | $285556.06    | 1.49%             |  |  |  | No            | 1                  | On Loan: —       |
| Premier Financial Corp                    | Premier Financial Corp                    | CUSIP: 74052F108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10929 | NS      | $199727.48    | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| Primo Water Corp                          | Primo Water Corp                          | CUSIP: 74167P108<br>LEI: 5493005TMUI9D3MY9I37 | Long             | EC               | CORP              | US        |     13017 | NS      | $178072.56    | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| QAD Inc                                   | QAD Inc                                   | CUSIP: 74727D306<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1181 | NS      | $53711.88     | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| RMR Group Inc/The                         | RMR Group Inc/The                         | CUSIP: 74967R106<br>LEI: 549300JP4L34E48UJM16 | Long             | EC               | CORP              | US        |      3911 | NS      | $110368.42    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| RE/MAX Holdings Inc                       | RE/MAX Holdings Inc                       | CUSIP: 75524W108<br>LEI: 54930033W2KS56JHAN30 | Long             | EC               | CORP              | US        |      2879 | NS      | $101168.06    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| Realogy Holdings Corp                     | Realogy Holdings Corp                     | CUSIP: 75605Y106<br>LEI: 5493004HBTOTE9DI9P12 | Long             | EC               | CORP              | US        |     30195 | NS      | $334560.60    | 1.75%             |  |  |  | No            | 1                  | On Loan: —       |
| Renasant Corp                             | Renasant Corp                             | CUSIP: 75970E107<br>LEI: 549300OVE6OZHW2UUH81 | Long             | EC               | CORP              | US        |      4861 | NS      | $123323.57    | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| Schweitzer-Mauduit Internation            | Schweitzer-Mauduit International Inc      | CUSIP: 808541106<br>LEI: 549300Z1FU4IDULG1R21 | Long             | EC               | CORP              | US        |      5587 | NS      | $169453.71    | 0.88%             |  |  |  | No            | 1                  | On Loan: No      |
| South Jersey Industries Inc               | South Jersey Industries Inc               | CUSIP: 838518108<br>LEI: 549300DJYWYT5VXLFA46 | Long             | EC               | CORP              | US        |      8694 | NS      | $192572.10    | 1.01%             |  |  |  | No            | 1                  | On Loan: —       |
| TETRA TECHNOLOGIES INC                    | TETRA Technologies Inc                    | CUSIP: 88162F113<br>LEI: 549300T5W131705EK832 | N/A              | DE               | CORP              | US        |     20950 | NS      | $2.10         | 0.00%             |  |  |  | No            | 3                  | On Loan: No      |
| TreeHouse Foods Inc                       | TreeHouse Foods Inc                       | CUSIP: 89469A104<br>LEI: 5493007M7EVHE470Q576 | Long             | EC               | CORP              | US        |      5525 | NS      | $236525.25    | 1.24%             |  |  |  | No            | 1                  | On Loan: —       |
| Triumph Bancorp Inc                       | Triumph Bancorp Inc                       | CUSIP: 89679E300<br>LEI: 5493003RNRMEVYDZ1Q52 | Long             | EC               | CORP              | US        |      5186 | NS      | $148112.16    | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| U.S. Bank Money Market Deposit Account    | U.S. Bank Money Market Deposit Account    | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    238703 | NS      | $238702.98    | 1.25%             |  |  |  | No            | 1                  | On Loan: No      |
| Tutor Perini Corp                         | Tutor Perini Corp                         | CUSIP: 901109108<br>LEI: 549300FHXYVPW8LJ6D98 | Long             | EC               | CORP              | US        |     15275 | NS      | $191701.25    | 1.00%             |  |  |  | No            | 1                  | On Loan: —       |
| UMH Properties Inc                        | UMH Properties Inc                        | CUSIP: 903002103<br>LEI: 529900OM5K3PJ11F0Q09 | Long             | EC               | CORP              | US        |     26337 | NS      | $382939.98    | 2.00%             |  |  |  | No            | 1                  | On Loan: No      |
| Piedmont Office Realty Trust I            | Piedmont Office Realty Trust Inc          | CUSIP: 720190206<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15865 | NS      | $242893.15    | 1.27%             |  |  |  | No            | 1                  | On Loan: —       |
| Plymouth Industrial REIT Inc              | Plymouth Industrial REIT Inc              | CUSIP: 729640102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10860 | NS      | $144981.00    | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Popular Inc                               | Popular Inc                               | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |     12141 | NS      | $449702.64    | 2.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Portland General Electric Co              | Portland General Electric Co              | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |      2065 | NS      | $78779.75     | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2023-02-03

**Name of Applicant:** RBB Fund, Inc.

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund, Inc.

**Title:** CFO COO Treasurer