# EDGAR Filing Document

**Accession Number:** 0001511847
**File Stem:** 0001511847-23-000002
**Filing Date:** 2023-2
**Character Count:** 10509
**Document Hash:** eb896da2bc18ef0f445cf7f9a964631c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001511847-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001511847-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Lumina Fund Management LLC
- **CENTRAL INDEX KEY:** 0001511847
- **IRS NUMBER:** 200320424
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14205
- **FILM NUMBER:** 23616279

**BUSINESS ADDRESS:**
- **STREET 1:** 48 WALL STREET
- **STREET 2:** SUITE 1100
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 2129184545

**MAIL ADDRESS:**
- **STREET 1:** 48 WALL STREET
- **STREET 2:** SUITE 1100
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Lumina Fund Management LLC<br>**Address:** 48 WALL STREET<br>SUITE 1100<br>NEW YORK, NY 10005

**Form 13F File Number:** 028-14205

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Diego Giurleo<br>**Title:** Managing Member<br>**Phone:** 2129184645

**Signature, Place, and Date of Signing:**

Diego Giurleo  New York, NY  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 76

**Form 13F Information Table Value Total:** $263937

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 505 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 |  | 898 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 125 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 882 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 840 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 656 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| ANSYS INC | COM | 03662Q105 |  | 483 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 5613 | 43200 | SH |  | SOLE |  | 43200 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 789 | 8100 | SH |  | SOLE |  | 8100 | 0 | 0 |
| APTIV PLC | SHS | G6095L109 |  | 373 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| ATAI LIFE SCIENCES NV | SHS | N0731H103 |  | 47 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 857 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 720 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 1118 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| CANO HEALTH INC | COM CL A | 13781Y103 |  | 20 | 14300 | SH |  | SOLE |  | 14300 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 1864 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| DIGITAL TURBINE INC | COM NEW | 25400W102 |  | 177 | 11600 | SH |  | SOLE |  | 11600 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 782 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| EDITAS MEDICINE INC | COM | 28106W103 |  | 93 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| ETSY INC | COM | 29786A106 |  | 719 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 693 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| FRESHWORKS INC | CLASS A COM | 358054104 |  | 74 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| GAP INC | COM | 364760108 |  | 600 | 53200 | SH |  | SOLE |  | 53200 | 0 | 0 |
| GENERAL MTRS CO | COM | 37045V100 |  | 505 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| HASHICORP INC | COM CL A | 418100103 |  | 137 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ILLUMINA INC | COM | 452327109 |  | 404 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| INCYTE CORP | COM | 45337C102 |  | 434 | 5400 | SH |  | SOLE |  | 5400 | 0 | 0 |
| INMODE LTD | SHS | M5425M103 |  | 268 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 264 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| INVESCO LTD | SHS | G491BT108 |  | 450 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 9960 | 40000 | SH | Put | SOLE |  | 40000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 9613 | 36100 | SH |  | SOLE |  | 0 | 0 | 36100 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 1180 | 8990 | SH |  | SOLE |  | 8990 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1006 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| KB HOME | COM | 48666K109 |  | 475 | 14900 | SH |  | SOLE |  | 14900 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 754 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 462 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 453 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| LIONS GATE ENTMNT CORP | CL A VTG | 535919401 |  | 143 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| MAGNA INTL INC | COM | 559222401 |  | 376 | 6700 | SH |  | SOLE |  | 6700 | 0 | 0 |
| MARVELL TECHNOLOGY INC | COM | 573874104 |  | 370 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MERCK  CO. INC | COM | 58933Y105 |  | 1110 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 493 | 4100 | SH |  | SOLE |  | 4100 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1439 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 126 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 590 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 438 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 1817 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 32 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 338 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 214 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| PENN ENTERTAINMENT INC | COM | 707569109 |  | 356 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| PETMED EXPRESS INC | COM | 716382106 |  | 354 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 1537 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| QIAGEN NV | SHS NEW | N72482123 |  | 399 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| QORVO INC | COM | 74736K101 |  | 462 | 5100 | SH |  | SOLE |  | 5100 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 1737 | 15800 | SH |  | SOLE |  | 15800 | 0 | 0 |
| RAIN ONCOLOGY INC | COM | 75082Q105 |  | 48 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 721 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 676 | 5100 | SH |  | SOLE |  | 5100 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 257 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 437 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 347 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 140226 | 366671 | SH |  | SOLE |  | 130670 | 0 | 236001 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 54750 | 150000 | SH | Put | SOLE |  | 150000 | 0 | 0 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 1556 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| TERADYNE INC | COM | 880770102 |  | 795 | 9100 | SH |  | SOLE |  | 9100 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 1377 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 131193104 |  | 395 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 522 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 1483 | 13702 | SH |  | SOLE |  | 0 | 0 | 13702 |
| VEEVA SYS INC | CL A COM | 922475108 |  | 484 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 578 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| WILLIAMS SONOMA INC | COM | 969904101 |  | 621 | 5400 | SH |  | SOLE |  | 5400 | 0 | 0 |
| WINNEBAGO INDS INC | COM | 974637100 |  | 527 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ZEBRA TECHNOLOGIES CORPORATION | CL A | 989207105 |  | 513 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |

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