# EDGAR Filing Document

**Accession Number:** 0001703031
**File Stem:** 0001193125-23-036995
**Filing Date:** 2023-2
**Character Count:** 15686
**Document Hash:** c891c586d53ec84b947730708852d48a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-036995.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001193125-23-036995

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**GROUP MEMBERS**: BAIN CAPITAL LIFE SCIENCES OPPORTUNITIES III, LP

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Third Harmonic Bio, Inc.
- **CENTRAL INDEX KEY:** 0001923840
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **IRS NUMBER:** 834553503
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-93769
- **FILM NUMBER:** 23622065

**BUSINESS ADDRESS:**
- **STREET 1:** 1700 MONTGOMERY STREET
- **STREET 2:** SUITE 210
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 2097272457

**MAIL ADDRESS:**
- **STREET 1:** 1700 MONTGOMERY STREET
- **STREET 2:** SUITE 210
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bain Capital Life Sciences Investors, LLC
- **CENTRAL INDEX KEY:** 0001703031
- **IRS NUMBER:** 813996001
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** 200 CLARENDON STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02116
- **BUSINESS PHONE:** 6175162878

**MAIL ADDRESS:**
- **STREET 1:** 200 CLARENDON STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02116

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, DC 20549** 

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**SCHEDULE 13G** 

**(Rule 13d-102)** 

**Information to be Included in Statements Filed Pursuant** 

**to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed** 

**Pursuant to § 240.13d-2** 

**Under the Securities Exchange Act of 1934** 

**(Amendment No. 1)** 

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## Third Harmonic Bio, Inc.
**(Name of Issuer)** 

**Common Stock, $0.0001** 

**par value per share** 

**(Title of Class of Securities)** 

**88427A107** 

**(CUSIP Number)** 

**December 31, 2022** 

**(Date of Event Which Requires Filing of This Statement)** 

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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

---

| | |
|:---|:---|
| The | information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended ("Act"), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).  |

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CUSIP No. 88427A107 13G Page 2 of 7

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; 1 | &nbsp;&nbsp;&nbsp;&nbsp;Names of reporting persons<br>&nbsp;&nbsp;&nbsp;&nbsp;Bain Capital Life Sciences Opportunities III, LP |
| &nbsp;&nbsp;&nbsp; 2 | &nbsp;&nbsp;&nbsp;&nbsp;Check the appropriate box if a member of a group<br> &nbsp;&nbsp;&nbsp;&nbsp;(a) ☐ (b) ☐ |
| &nbsp;&nbsp;&nbsp; 3 | &nbsp;&nbsp;&nbsp;&nbsp;SEC use only |
| &nbsp;&nbsp;&nbsp; 4 | &nbsp;&nbsp;&nbsp;&nbsp;Citizenship or place of organization<br>&nbsp;&nbsp;&nbsp;&nbsp;Delaware |

---

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 5 | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 shares of Common Stock |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 6 | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,151,657 shares of Common Stock |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 7 | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 shares of Common Stock |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 8 | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,151,657 shares of Common Stock |

---

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; 9 | &nbsp;&nbsp;&nbsp;&nbsp;Aggregate amount beneficially owned by each reporting person<br>&nbsp;&nbsp;&nbsp;&nbsp;1,151,657 shares of Common Stock |
| &nbsp;&nbsp;&nbsp;10 | &nbsp;&nbsp;&nbsp;&nbsp;Check if the aggregate amount in Row (9) excludes certain shares<br>&nbsp;&nbsp;&nbsp;&nbsp;☐ |
| &nbsp;&nbsp;&nbsp;11 | &nbsp;&nbsp;&nbsp;&nbsp;Percent of class represented by amount in Row (9)<br>&nbsp;&nbsp;&nbsp;&nbsp;2.8% |
| &nbsp;&nbsp;&nbsp;12 | &nbsp;&nbsp;&nbsp;&nbsp;Type of reporting person<br>&nbsp;&nbsp;&nbsp;&nbsp;PN |

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CUSIP No. 88427A107 13G Page 3 of 7

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; 1 | &nbsp;&nbsp;&nbsp;&nbsp;Names of reporting persons<br>&nbsp;&nbsp;&nbsp;&nbsp;Bain Capital Life Sciences Investors, LLC |
| &nbsp;&nbsp;&nbsp; 2 | &nbsp;&nbsp;&nbsp;&nbsp;Check the appropriate box if a member of a group<br> &nbsp;&nbsp;&nbsp;&nbsp;(a) ☐ (b) ☐ |
| &nbsp;&nbsp;&nbsp; 3 | &nbsp;&nbsp;&nbsp;&nbsp;SEC use only |
| &nbsp;&nbsp;&nbsp; 4 | &nbsp;&nbsp;&nbsp;&nbsp;Citizenship or place of organization<br>&nbsp;&nbsp;&nbsp;&nbsp;Delaware |

---

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 5 | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 shares of Common Stock |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 6 | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,151,657 shares of Common Stock |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 7 | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 shares of Common Stock |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | 8 | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,151,657 shares of Common Stock |

---

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| | |
|:---|:---|
| &nbsp;&nbsp;&nbsp; 9 | &nbsp;&nbsp;&nbsp;&nbsp;Aggregate amount beneficially owned by each reporting person<br>&nbsp;&nbsp;&nbsp;&nbsp;1,151,657 shares of Common Stock |
| &nbsp;&nbsp;&nbsp;10 | &nbsp;&nbsp;&nbsp;&nbsp;Check if the aggregate amount in Row (9) excludes certain shares<br>&nbsp;&nbsp;&nbsp;&nbsp;☐ |
| &nbsp;&nbsp;&nbsp;11 | &nbsp;&nbsp;&nbsp;&nbsp;Percent of class represented by amount in Row (9)<br>&nbsp;&nbsp;&nbsp;&nbsp;2.8% |
| &nbsp;&nbsp;&nbsp;12 | &nbsp;&nbsp;&nbsp;&nbsp;Type of reporting person<br>&nbsp;&nbsp;&nbsp;&nbsp;PN |

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CUSIP No. 88427A107 13G Page 4 of 7

**Item 1(a). Name of Issuer** 

The name of the issuer to which this filing on Schedule 13G relates is Third Harmonic Bio, Inc. (the "Issuer").

**Item 1(b). Address of Issuer's Principal Executive Offices** 

The principal executive offices of the Issuer are located at 1700 Montgomery Street, Suite 210, San Francisco, California 94111.

**Item 2(a). Name of Person Filing** 

This Schedule 13G is being filed by Bain Capital Life Sciences Opportunities III, LP, a Delaware limited partnership ("BCLS III Opportunities").

Bain Capital Life Sciences Investors, LLC, a Delaware limited liability company ("BCLSI"), is the manager of Bain Capital Life Sciences III General Partner, LLC, a Delaware limited liability company ("BCLS Fund III GP"), which is the general partner of Bain Capital Life Sciences Fund III, L.P., a Delaware limited partnership ("BCLS Fund III"), which is the sole member of Bain Capital Life Sciences Opportunities III GP, LLC, a Delaware limited liability company ("BCLS III Opportunities GP" and, together with BCLS III Opportunities, BCLSI, BCLS Fund III GP and BCLS Fund III, the "Bain Capital Life Sciences Entities"), which is the general partner of BCLS III Opportunities. As a result, BCLSI may be deemed to share voting and dispositive power with respect to the securities held by BCLS III Opportunities.

BCLS III Opportunities and BCLSI have entered into a Joint Filing Agreement, dated February 14, 2023, pursuant to which they have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k)(1) promulgated under the Act.

**Item 2(b). Address of Principal Business Office or, if None, Residence** 

The principal business address for each of the Bain Capital Life Sciences Entities is 200 Clarendon Street, Boston, Massachusetts 02116.

**Item 2(c). Citizenship** 

Each of the Bain Capital Life Sciences Entities are organized under the laws of the State of Delaware.

**Item 2(d). Title of Class of Securities** 

The class of securities of the Issuer to which this Schedule 13G relates is Common Stock, $0.0001 par value per share ("Common Stock").

**Item 2(e). CUSIP Number** 

The CUSIP number of the Common Stock is 88427A107.

**Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a** 

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| | | |
|:---|:---|:---|
| (a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| (b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |

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CUSIP No. 88427A107 13G Page 5 of 7

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| | | |
|:---|:---|:---|
| (d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | ☐ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| (f) | ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| (g) | ☐ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
| (h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
| (j) | ☐ | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| (k) | ☐ | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |

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If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution.

**Item 4. Ownership** 

**(a) Amount beneficially owned:** 

As of December 31, 2022, BCLS III Opportunities held 1,151,657 shares of Common Stock, representing approximately 2.8% of the outstanding shares of Common Stock.

The percentage of the outstanding shares of Common Stock held by BCLS III Opportunities is based on 40,544,756 shares of Common Stock issued and outstanding, as reported by the Issuer in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2022.

**(b) Percent of class:** 

See Item 4(a) hereof.

**(c) Number of shares as to which the person has:** 

(i) Sole power to vote or to direct the vote:

(ii) Shared power to vote or direct the vote:

1,151,657

(iii) Sole power to dispose or to direct the disposition of:

(iv) Shared power to dispose or to direct the disposition of:

1,151,657

**Item 5. Ownership of Five Percent or Less of a Class** 

If this statement is being filed to report the fact that as of the date hereof the reporting person ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☒

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CUSIP No. 88427A107 13G Page 6 of 7

**Item 6. Ownership of More than Five Percent on Behalf of Another Person** 

Not applicable.

**Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person** 

Not applicable.

**Item 8. Identification and Classification of Members of the Group** 

Not applicable.

**Item 9. Notice of Dissolution of Group** 

Not applicable.

**Item 10. Certifications** 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

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CUSIP No. 88427A107 13G Page 7 of 7

**SIGNATURES** 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information in this statement is true, complete and correct.

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| | | |
|:---|:---|:---|
| Dated: February 14, 2023 | **Bain Capital Life Sciences Opportunities III, LP** | **Bain Capital Life Sciences Opportunities III, LP** |
|  | By: | Bain Capital Life Sciences Opportunities III GP, LLC, |
|  |  | its general partner |
|  | By: | Bain Capital Life Sciences Fund III, L.P., |
|  |  | its sole member |
|  | By: | Bain Capital Life Sciences III General Partner, LLC, |
|  |  | its general partner |
|  | By: | Bain Capital Life Sciences Investors, LLC, |
|  |  | its manager |
|  | By: | /s/ Adam Koppel |
|  |  | Name: Adam Koppel |
|  |  | Title: Partner |
|  | **Bain Capital Life Sciences Investors, LLC** | **Bain Capital Life Sciences Investors, LLC** |
|  | By: | /s/ Adam Koppel |
|  |  | Name: Adam Koppel |
|  |  | Title: Partner |

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## Ex-99.A

**Exhibit A** 

**AGREEMENT REGARDING THE JOINT FILING OF** 

**SCHEDULE 13G** 

The undersigned hereby agree as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such
Schedule 13G is filed on behalf of each of them; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or
has reason to believe that such information is inaccurate.

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| | | |
|:---|:---|:---|
| Dated: February 14, 2023 | **Bain Capital Life Sciences Opportunities III, LP** | **Bain Capital Life Sciences Opportunities III, LP** |
|  | By: | Bain Capital Life Sciences Opportunities III GP, LLC, |
|  |  | its general partner |
|  | By: | Bain Capital Life Sciences Fund III, L.P., |
|  |  | its sole member |
|  | By: | Bain Capital Life Sciences III General Partner, LLC, |
|  |  | its general partner |
|  | By: | Bain Capital Life Sciences Investors, LLC, |
|  |  | its manager |
|  | By: | /s/ Adam Koppel |
|  |  | Name: Adam Koppel |
|  |  | Title: Partner |
|  | **Bain Capital Life Sciences Investors, LLC** | **Bain Capital Life Sciences Investors, LLC** |
|  | By: | /s/ Adam Koppel |
|  |  | Name: Adam Koppel |
|  |  | Title: Partner |

---