# EDGAR Filing Document

**Accession Number:** 0001482541
**File Stem:** 0001493152-25-018521
**Filing Date:** 2025-10
**Character Count:** 6092
**Document Hash:** 056f8090aaac87e479460229969d8f15
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-25-018521.hdr.sgml**: 20251017

**ACCESSION NUMBER**: 0001493152-25-018521

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20251014

**ITEM INFORMATION**: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20251017

**DATE AS OF CHANGE**: 20251017

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CEA Industries Inc.
- **CENTRAL INDEX KEY:** 0001482541
- **STANDARD INDUSTRIAL CLASSIFICATION:** AGRICULTURE SERVICES [0700]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 273911608
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41266
- **FILM NUMBER:** 251401588

**BUSINESS ADDRESS:**
- **STREET 1:** 1780 55TH STREET, SUITE C
- **CITY:** BOULDER
- **STATE:** CO
- **ZIP:** 80301
- **BUSINESS PHONE:** 303-993-5271

**MAIL ADDRESS:**
- **STREET 1:** 1780 55TH STREET, SUITE C
- **CITY:** BOULDER
- **STATE:** CO
- **ZIP:** 80301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Surna Inc.
- **DATE OF NAME CHANGE:** 20100128

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 14, 2025

**CEA INDUSTRIES INC.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Nevada** | **001-41266** | **27-3911608** |
| (State or other jurisdiction<br> of incorporation)<br>| (Commission<br> File Number)<br>| (IRS Employer<br> Identification No.)<br>|

---

**385 South Pierce Avenue, Suite C**

**Louisville, Colorado 80027**

(Address of principal executive offices, including zip code)

**(303) 993-5271**

(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17-CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17-CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol** | **Name of each exchange on which registered** |
| Common Stock, par value $0.00001 | BNC | Nasdaq Capital Market |
| Warrants to purchase Common Stock | BNCWW | Nasdaq Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

---

| | |
|:---|:---|
| **Item 3**.**01** | **Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing**. |

---

On October 14, 2025, the Nasdaq Listing Qualifications Staff (the "Staff") issued a public reprimand letter (the "Letter") to CEA Industries Inc. (the "Company"), pursuant to Nasdaq Listing Rule 5810(c)(4), due to the Company's failure to comply with Nasdaq Listing Rule 5635(b), which requires shareholder approval prior to the issuance of securities when the issuance or potential issuance will result in a change of control of the Company. The Staff found that a change of control took place in connection with transactions that occurred in August 2025; however, the Staff determined that, due to the Company's prompt attention and remediation efforts, a public reprimand letter served as an appropriate resolution to that violation. In making this determination, the Staff acknowledged that the violation did not appear to be the result of a deliberate intent to avoid compliance, and, further, the Company acted promptly to make changes to regain compliance after it received notice from The Nasdaq Stock Market LLC ("Nasdaq"). In addition, the Staff relied on the Company's history of compliance with the Nasdaq Listing Rules and the Company's commitment to work with Nasdaq in the future to ensure compliance with the Nasdaq Listing Rules.

The Company previously regained compliance with the applicable Nasdaq listing requirements, and following the issuance of the Letter the Staff has closed the inquiry and informed the Company that the Staff will not be issuing any form of delisting notice to the Company for this matter. Following disclosure via this Current Report on Form 8-K, there is no further action required from the Company with regard to this matter.

---

| | |
|:---|:---|
| **Item 9**.**01** | **Financial Statements and Exhibits**. |

---

(d) Exhibits

---

| | |
|:---|:---|
| **Exhibit Number** | **Description** |
| 104 | Cover Page Interactive Data (embedded within the Inline XBRL document). |

---

**<u>SIGNATURES</u>**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **CEA Industries Inc.** | **CEA Industries Inc.** |
| Date: October 17, 2025 | By: | */s/ David Namdar* |
|  |  | David Namdar |
|  |  | Chief Executive Officer |

---