# EDGAR Filing Document

**Accession Number:** 0001339270
**File Stem:** 0001339270-25-000012
**Filing Date:** 2025-10
**Character Count:** 33520
**Document Hash:** 0f6b22d97dea448e0ab9ebbd7c6b3616
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001339270-25-000012.hdr.sgml**: 20251029

**ACCESSION NUMBER**: 0001339270-25-000012

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251029

**DATE AS OF CHANGE**: 20251028

**EFFECTIVENESS DATE**: 20251029

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SOL Capital Management CO
- **CENTRAL INDEX KEY:** 0001339270

**ORGANIZATION NAME:**
- **EIN:** 521499373
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-11529
- **FILM NUMBER:** 251426014

**BUSINESS ADDRESS:**
- **STREET 1:** 111 ROCKVILLE PIKE
- **STREET 2:** SUITE 750
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850
- **BUSINESS PHONE:** 301-881-3727

**MAIL ADDRESS:**
- **STREET 1:** 111 ROCKVILLE PIKE
- **STREET 2:** SUITE 750
- **CITY:** ROCKVILLE
- **STATE:** MD
- **ZIP:** 20850

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SOL Capital Management CO<br>**Address:** 111 ROCKVILLE PIKE<br>SUITE 750<br>ROCKVILLE, MD 20850

**Form 13F File Number:** 028-11529

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sandra G. Horne<br>**Title:** VP/Chief Compliance Officer<br>**Phone:** 301-692-1225

**Signature, Place, and Date of Signing:**

Sandra G. Horne  Bedford, VA  10-28-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 305

**Form 13F Information Table Value Total:** $1115940

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AT Inc. | COM | 00206R102 |  | 633 | 22426 | SH |  | SOLE |  | 22426 | 0 | 0 |
| AbbVie Inc. | COM | 00287y109 |  | 316 | 1365 | SH |  | SOLE |  | 1365 | 0 | 0 |
| Abbott Laboratories | COM | 002824100 |  | 256 | 1911 | SH |  | SOLE |  | 1911 | 0 | 0 |
| Accenture Plc Cl A | COM | G1151C101 |  | 234 | 950 | SH |  | SOLE |  | 950 | 0 | 0 |
| Agilent Technologies Inc. | COM | 00846U101 |  | 275 | 2146 | SH |  | SOLE |  | 2146 | 0 | 0 |
| Alibaba Group Holding Limited | COM | 01609w102 |  | 1809 | 10124 | SH |  | SOLE |  | 10124 | 0 | 0 |
| Alphabet Inc Cl A | COM | 02079k305 |  | 3333 | 13712 | SH |  | SOLE |  | 13712 | 0 | 0 |
| Alphabet Inc Cl C | COM | 02079k107 |  | 4149 | 17034 | SH |  | SOLE |  | 17034 | 0 | 0 |
| Altria Group Inc | COM | 02209S103 |  | 202 | 3060 | SH |  | SOLE |  | 3060 | 0 | 0 |
| Amazon.Com Inc. | COM | 023135106 |  | 7027 | 32005 | SH |  | SOLE |  | 32005 | 0 | 0 |
| American Express Company | COM | 025816109 |  | 3352 | 10090 | SH |  | SOLE |  | 10090 | 0 | 0 |
| American International Group N | COM | 026874784 |  | 2290 | 29155 | SH |  | SOLE |  | 29155 | 0 | 0 |
| Amgen Inc. | COM | 031162100 |  | 595 | 2107 | SH |  | SOLE |  | 2107 | 0 | 0 |
| Apollo Global Management Inc. | COM | 03769m106 |  | 14331 | 107536 | SH |  | SOLE |  | 107536 | 0 | 0 |
| Apple Inc. | COM | 037833100 |  | 12427 | 48803 | SH |  | SOLE |  | 48803 | 0 | 0 |
| Applied Materials Inc | COM | 038222105 |  | 1439 | 7029 | SH |  | SOLE |  | 7029 | 0 | 0 |
| Autodesk Inc | COM | 052769106 |  | 451 | 1420 | SH |  | SOLE |  | 1420 | 0 | 0 |
| Automatic Data Processing | COM | 053015103 |  | 230 | 785 | SH |  | SOLE |  | 785 | 0 | 0 |
| Bank of America Corp. | COM | 060505104 |  | 5013 | 97172 | SH |  | SOLE |  | 97172 | 0 | 0 |
| Becton Dickinson  Co | COM | 075887109 |  | 322 | 1718 | SH |  | SOLE |  | 1718 | 0 | 0 |
| Berkshire Hathaway Cl B | COM | 084670702 |  | 3149 | 6264 | SH |  | SOLE |  | 6264 | 0 | 0 |
| BlackRock Inc. | COM | 09290D101 |  | 289 | 248 | SH |  | SOLE |  | 248 | 0 | 0 |
| Blackstone Group Inc. Cl A | COM | 09260D107 |  | 18442 | 107942 | SH |  | SOLE |  | 107942 | 0 | 0 |
| Boeing Company | COM | 097023105 |  | 2130 | 9867 | SH |  | SOLE |  | 9867 | 0 | 0 |
| Bristol-Myers Squibb Co. | COM | 110122108 |  | 418 | 9268 | SH |  | SOLE |  | 9268 | 0 | 0 |
| Broadcom Limited | COM | 11135f101 |  | 2779 | 8422 | SH |  | SOLE |  | 8422 | 0 | 0 |
| Brookfield Asset Management Cl | COM | 113004105 |  | 3923 | 68895 | SH |  | SOLE |  | 68895 | 0 | 0 |
| Brookfield Corporation | COM | 11271J107 |  | 3967 | 57843 | SH |  | SOLE |  | 57843 | 0 | 0 |
| CSX Corp. | COM | 126408103 |  | 405 | 11400 | SH |  | SOLE |  | 11400 | 0 | 0 |
| CVS Health Corp. | COM | 126650100 |  | 4806 | 63745 | SH |  | SOLE |  | 63745 | 0 | 0 |
| Carlyle Group | COM | 14316J108 |  | 11803 | 188239 | SH |  | SOLE |  | 188239 | 0 | 0 |
| Caterpillar Inc. | COM | 149123101 |  | 2122 | 4448 | SH |  | SOLE |  | 4448 | 0 | 0 |
| Charles Schwab Corp. | COM | 808513105 |  | 4713 | 49366 | SH |  | SOLE |  | 49366 | 0 | 0 |
| Charter Communications Cl A | COM | 16119p108 |  | 385 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| Chevron Corporation | COM | 166764100 |  | 617 | 3976 | SH |  | SOLE |  | 3976 | 0 | 0 |
| Cisco Systems Inc | COM | 17275R102 |  | 2413 | 35271 | SH |  | SOLE |  | 35271 | 0 | 0 |
| Citigroup Inc. | COM | 172967424 |  | 533 | 5255 | SH |  | SOLE |  | 5255 | 0 | 0 |
| Coca-Cola Co. | COM | 191216100 |  | 285 | 4297 | SH |  | SOLE |  | 4297 | 0 | 0 |
| Comcast Corp New Cl A | COM | 20030N101 |  | 2394 | 76190 | SH |  | SOLE |  | 76190 | 0 | 0 |
| ConocoPhillips | COM | 20825C104 |  | 561 | 5930 | SH |  | SOLE |  | 5930 | 0 | 0 |
| Corning Inc. | COM | 219350105 |  | 427 | 5202 | SH |  | SOLE |  | 5202 | 0 | 0 |
| Costco Wholesale Corp. New | COM | 22160K105 |  | 4201 | 4539 | SH |  | SOLE |  | 4539 | 0 | 0 |
| Danaher Corporation | COM | 235851102 |  | 363 | 1829 | SH |  | SOLE |  | 1829 | 0 | 0 |
| Dell Technologies Inc | COM | 24703l202 |  | 668 | 4712 | SH |  | SOLE |  | 4712 | 0 | 0 |
| Dominion Resources Inc VA New | COM | 25746U109 |  | 274 | 4480 | SH |  | SOLE |  | 4480 | 0 | 0 |
| DraftKings Inc Com Cl A | COM | 26142v105 |  | 1496 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| Echostar Corp Com Class A | COM | 278768106 |  | 382 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| Eli Lilly  Co. | COM | 532457108 |  | 576 | 755 | SH |  | SOLE |  | 755 | 0 | 0 |
| Expedia Group Inc. | COM | 30212p303 |  | 329 | 1540 | SH |  | SOLE |  | 1540 | 0 | 0 |
| Exxon Mobil Corp. | COM | 30231G102 |  | 1016 | 9007 | SH |  | SOLE |  | 9007 | 0 | 0 |
| FedEx Corp. | COM | 31428X106 |  | 3228 | 13687 | SH |  | SOLE |  | 13687 | 0 | 0 |
| GE Aerospace | COM | 369604301 |  | 9339 | 31044 | SH |  | SOLE |  | 31044 | 0 | 0 |
| GE Healthcare Technologies Inc | COM | 36266g107 |  | 330 | 4399 | SH |  | SOLE |  | 4399 | 0 | 0 |
| GE Vernova Inc. | COM | 36828a101 |  | 4197 | 6826 | SH |  | SOLE |  | 6826 | 0 | 0 |
| General Dynamics Corp. | COM | 369550108 |  | 322 | 944 | SH |  | SOLE |  | 944 | 0 | 0 |
| Goldman Sachs Group Inc. | COM | 38141G104 |  | 1933 | 2427 | SH |  | SOLE |  | 2427 | 0 | 0 |
| H2O America | COM | 784305104 |  | 292 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| HP Inc. | COM | 40434l105 |  | 968 | 35544 | SH |  | SOLE |  | 35544 | 0 | 0 |
| Hewlett Packard Enterprise Com | COM | 42824c109 |  | 701 | 28550 | SH |  | SOLE |  | 28550 | 0 | 0 |
| Home Depot Inc. | COM | 437076102 |  | 4739 | 11695 | SH |  | SOLE |  | 11695 | 0 | 0 |
| Honeywell International Inc. | COM | 438516106 |  | 1396 | 6631 | SH |  | SOLE |  | 6631 | 0 | 0 |
| Host Hotels  Resorts Inc. | COM | 44107P104 |  | 253 | 14850 | SH |  | SOLE |  | 14850 | 0 | 0 |
| Humana Inc. | COM | 444859102 |  | 3316 | 12744 | SH |  | SOLE |  | 12744 | 0 | 0 |
| Intel Corp. | COM | 458140100 |  | 955 | 28450 | SH |  | SOLE |  | 28450 | 0 | 0 |
| International Bancshares Corp. | COM | 459044103 |  | 13789 | 200565 | SH |  | SOLE |  | 200565 | 0 | 0 |
| International Business Machine | COM | 459200101 |  | 633 | 2244 | SH |  | SOLE |  | 2244 | 0 | 0 |
| JPMorgan Chase  Co. | COM | 46625H100 |  | 6562 | 20802 | SH |  | SOLE |  | 20802 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 1405 | 7576 | SH |  | SOLE |  | 7576 | 0 | 0 |
| Johnson Controls Inc. | COM | g51502105 |  | 792 | 7201 | SH |  | SOLE |  | 7201 | 0 | 0 |
| KKR  Co. Inc. | COM | 48251w104 |  | 20077 | 154500 | SH |  | SOLE |  | 154500 | 0 | 0 |
| Koninklijke Philips Electronic | COM | 500472303 |  | 487 | 17865 | SH |  | SOLE |  | 17865 | 0 | 0 |
| Lockheed Martin Corp. | COM | 539830109 |  | 1498 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| Lowe's Companies Inc. | COM | 548661107 |  | 824 | 3280 | SH |  | SOLE |  | 3280 | 0 | 0 |
| Lululemon Athletica Inc. | COM | 550021109 |  | 249 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| Lumen Technologies Inc. | COM | 550241103 |  | 739 | 120805 | SH |  | SOLE |  | 120805 | 0 | 0 |
| Marriott International Inc. C | COM | 571903202 |  | 473 | 1815 | SH |  | SOLE |  | 1815 | 0 | 0 |
| Marsh  McLennan Companies In | COM | 571748102 |  | 611 | 3030 | SH |  | SOLE |  | 3030 | 0 | 0 |
| McDonald's Corp. | COM | 580135101 |  | 1994 | 6561 | SH |  | SOLE |  | 6561 | 0 | 0 |
| McKesson Corp. | COM | 58155Q103 |  | 873 | 1130 | SH |  | SOLE |  | 1130 | 0 | 0 |
| Merck  Co. Inc. New | COM | 58933Y105 |  | 400 | 4770 | SH |  | SOLE |  | 4770 | 0 | 0 |
| Meta Platforms Inc. | COM | 30303m102 |  | 15548 | 21171 | SH |  | SOLE |  | 21171 | 0 | 0 |
| Microsoft Corp. | COM | 594918104 |  | 11584 | 22365 | SH |  | SOLE |  | 22365 | 0 | 0 |
| Morgan Stanley | COM | 617446448 |  | 616 | 3875 | SH |  | SOLE |  | 3875 | 0 | 0 |
| Motorola Solutions Inc. | COM | 620076307 |  | 463 | 1012 | SH |  | SOLE |  | 1012 | 0 | 0 |
| Netflix Inc. | COM | 64110l106 |  | 4872 | 4064 | SH |  | SOLE |  | 4064 | 0 | 0 |
| Nike Inc. Cl B | COM | 654106103 |  | 225 | 3226 | SH |  | SOLE |  | 3226 | 0 | 0 |
| Northrop Corp. | COM | 666807102 |  | 713 | 1170 | SH |  | SOLE |  | 1170 | 0 | 0 |
| Nvidia Corp. | COM | 67066G104 |  | 1719 | 9215 | SH |  | SOLE |  | 9215 | 0 | 0 |
| Oracle Corp. | COM | 68389X105 |  | 7314 | 26008 | SH |  | SOLE |  | 26008 | 0 | 0 |
| PNC Financial Services Group | COM | 693475105 |  | 691 | 3440 | SH |  | SOLE |  | 3440 | 0 | 0 |
| Paramount Skydance Corp. | COM | 69932A204 |  | 3309 | 174875 | SH |  | SOLE |  | 174875 | 0 | 0 |
| Paypal Holdings Inc. | COM | 70450y103 |  | 627 | 9352 | SH |  | SOLE |  | 9352 | 0 | 0 |
| Pepsico Inc. | COM | 713448108 |  | 500 | 3559 | SH |  | SOLE |  | 3559 | 0 | 0 |
| Pfizer Inc. | COM | 717081103 |  | 335 | 13150 | SH |  | SOLE |  | 13150 | 0 | 0 |
| Philip Morris International In | COM | 718172109 |  | 721 | 4443 | SH |  | SOLE |  | 4443 | 0 | 0 |
| Procter  Gamble Co. | COM | 742718109 |  | 2087 | 13583 | SH |  | SOLE |  | 13583 | 0 | 0 |
| Public Service Enterprise Grou | COM | 744573106 |  | 250 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| Qualcomm Inc. | COM | 747525103 |  | 2649 | 15925 | SH |  | SOLE |  | 15925 | 0 | 0 |
| RTX Corporation | COM | 75513E101 |  | 732 | 4375 | SH |  | SOLE |  | 4375 | 0 | 0 |
| Rivian Automotive Inc. | COM | 76954A103 |  | 3177 | 216419 | SH |  | SOLE |  | 216419 | 0 | 0 |
| Roblox Corp Ordinary Shares Cl | COM | 771049103 |  | 10098 | 72897 | SH |  | SOLE |  | 72897 | 0 | 0 |
| SAP AG (ADR) | COM | 803054204 |  | 991 | 3708 | SH |  | SOLE |  | 3708 | 0 | 0 |
| Salesforce.Com | COM | 79466L302 |  | 262 | 1106 | SH |  | SOLE |  | 1106 | 0 | 0 |
| Schlumberger Ltd F | COM | 806857108 |  | 201 | 5850 | SH |  | SOLE |  | 5850 | 0 | 0 |
| Sempra Energy | COM | 816851109 |  | 243 | 2702 | SH |  | SOLE |  | 2702 | 0 | 0 |
| Senseonics Holdings | COM | 81727u105 |  | 5 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| Shell PLC | COM | 780259305 |  | 1088 | 15208 | SH |  | SOLE |  | 15208 | 0 | 0 |
| Sony Corp. (ADR) | COM | 835699307 |  | 2176 | 75595 | SH |  | SOLE |  | 75595 | 0 | 0 |
| Stellantis N.V. | COM | N82405106 |  | 117 | 12550 | SH |  | SOLE |  | 12550 | 0 | 0 |
| TE Connectivity Ltd. F | COM | G87052109 |  | 2048 | 9330 | SH |  | SOLE |  | 9330 | 0 | 0 |
| TJX Companies Inc. | COM | 872540109 |  | 253 | 1750 | SH |  | SOLE |  | 1750 | 0 | 0 |
| Tapestry Inc. | COM | 876030107 |  | 892 | 7879 | SH |  | SOLE |  | 7879 | 0 | 0 |
| Tesla Motors Inc. | COM | 88160r101 |  | 4424 | 9947 | SH |  | SOLE |  | 9947 | 0 | 0 |
| Teva Pharmaceutical Industries | COM | 881624209 |  | 285 | 14100 | SH |  | SOLE |  | 14100 | 0 | 0 |
| The Walt Disney Co. | COM | 254687106 |  | 1517 | 13247 | SH |  | SOLE |  | 13247 | 0 | 0 |
| Thermo Fisher Scientific Inc. | COM | 883556102 |  | 757 | 1560 | SH |  | SOLE |  | 1560 | 0 | 0 |
| Toyota Motor Corp. (ADR) | COM | 892331307 |  | 210 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| UBS Group CHF0.10 | COM | H42097107 |  | 1336 | 32580 | SH |  | SOLE |  | 32580 | 0 | 0 |
| UnitedHealth Group Inc. | COM | 91324P102 |  | 8697 | 25187 | SH |  | SOLE |  | 25187 | 0 | 0 |
| Verizon Communications Inc. | COM | 92343V104 |  | 292 | 6654 | SH |  | SOLE |  | 6654 | 0 | 0 |
| Visa Inc. Cl A | COM | 92826C839 |  | 875 | 2564 | SH |  | SOLE |  | 2564 | 0 | 0 |
| Wal-Mart Inc. | COM | 931142103 |  | 1500 | 14551 | SH |  | SOLE |  | 14551 | 0 | 0 |
| Warner Bros. Discovery Inc. Se | COM | 934423104 |  | 9395 | 481076 | SH |  | SOLE |  | 481076 | 0 | 0 |
| Waste Management Inc. | COM | 94106L109 |  | 869 | 3935 | SH |  | SOLE |  | 3935 | 0 | 0 |
| Wells Fargo  Co. New | COM | 949746101 |  | 4121 | 49163 | SH |  | SOLE |  | 49163 | 0 | 0 |
| Wynn Resorts LTD | COM | 983134107 |  | 300 | 2340 | SH |  | SOLE |  | 2340 | 0 | 0 |
| Yum China Holdings Inc. | COM | 98850p109 |  | 258 | 6010 | SH |  | SOLE |  | 6010 | 0 | 0 |
| Yum! Brands Inc. | COM | 988498101 |  | 986 | 6485 | SH |  | SOLE |  | 6485 | 0 | 0 |
| eBay Inc. | COM | 278642103 |  | 760 | 8355 | SH |  | SOLE |  | 8355 | 0 | 0 |
| Amplify Mobile Payments ETF | COM | 032108656 |  | 559 | 9792 | SH |  | SOLE |  | 9792 | 0 | 0 |
| Avantis Emerging Markets Equit | COM | 025072604 |  | 2120 | 28221 | SH |  | SOLE |  | 28221 | 0 | 0 |
| Avantis International Equity E | COM | 025072703 |  | 1588 | 20121 | SH |  | SOLE |  | 20121 | 0 | 0 |
| Avantis International Large Ca | COM | 025072364 |  | 564 | 8370 | SH |  | SOLE |  | 8370 | 0 | 0 |
| Avantis Real Estate ETF | COM | 025072356 |  | 1797 | 40392 | SH |  | SOLE |  | 40392 | 0 | 0 |
| Avantis U.S. Equity ETF | COM | 025072885 |  | 9257 | 85161 | SH |  | SOLE |  | 85161 | 0 | 0 |
| Avantis U.S. Large Cap Value E | COM | 025072349 |  | 6649 | 92012 | SH |  | SOLE |  | 92012 | 0 | 0 |
| Avantis US Small Cap ValueETF | COM | 025072877 |  | 1586 | 15935 | SH |  | SOLE |  | 15935 | 0 | 0 |
| BNY Mellon Concentrated Intern | COM | 09661t834 |  | 627 | 12164 | SH |  | SOLE |  | 12164 | 0 | 0 |
| Capital Group Dividend Value E | COM | 14020w106 |  | 3333 | 79302 | SH |  | SOLE |  | 79302 | 0 | 0 |
| Capital Group Growth ETF | COM | 14020g101 |  | 29792 | 678317 | SH |  | SOLE |  | 678317 | 0 | 0 |
| Capital Group International Fo | COM | 14019w109 |  | 26621 | 898751 | SH |  | SOLE |  | 898751 | 0 | 0 |
| Dimensional ETF Emerging Mkts | COM | 25434V534 |  | 754 | 13330 | SH |  | SOLE |  | 13330 | 0 | 0 |
| Dimensional Emerging Core Equi | COM | 25434v302 |  | 8150 | 258488 | SH |  | SOLE |  | 258488 | 0 | 0 |
| Dimensional Emerging Mkts Core | COM | 25434V732 |  | 397 | 12365 | SH |  | SOLE |  | 12365 | 0 | 0 |
| Dimensional Global Real Estate | COM | 25434V658 |  | 714 | 26135 | SH |  | SOLE |  | 26135 | 0 | 0 |
| Dimensional International Valu | COM | 25434v807 |  | 1641 | 35580 | SH |  | SOLE |  | 35580 | 0 | 0 |
| Dimensional Intl Core Equity M | COM | 25434v203 |  | 4215 | 115956 | SH |  | SOLE |  | 115956 | 0 | 0 |
| Dimensional US Core Equity Mar | COM | 25434V104 |  | 919 | 20073 | SH |  | SOLE |  | 20073 | 0 | 0 |
| Dimensional US Equity ETF | COM | 25434v401 |  | 546 | 7540 | SH |  | SOLE |  | 7540 | 0 | 0 |
| Dimensional US Large Cap Value | COM | 25434v666 |  | 1853 | 56330 | SH |  | SOLE |  | 56330 | 0 | 0 |
| Dimensional US Real Estate Tru | COM | 25434v823 |  | 418 | 17540 | SH |  | SOLE |  | 17540 | 0 | 0 |
| Dimensional US Target Value ET | COM | 25434v609 |  | 2673 | 45920 | SH |  | SOLE |  | 45920 | 0 | 0 |
| Direxion NASDAQ-100 Equal Weig | COM | 25459y207 |  | 4181 | 41151 | SH |  | SOLE |  | 41151 | 0 | 0 |
| Energy Select Sector SPDR | COM | 81369Y506 |  | 6938 | 77662 | SH |  | SOLE |  | 77662 | 0 | 0 |
| Fidelity Blue Chip Growth ETF | COM | 316092352 |  | 683 | 12730 | SH |  | SOLE |  | 12730 | 0 | 0 |
| Financial Select Sector SPDR | COM | 81369Y605 |  | 1624 | 30150 | SH |  | SOLE |  | 30150 | 0 | 0 |
| Franklin US Lge-Cap Multifacto | COM | 35473P801 |  | 3746 | 54740 | SH |  | SOLE |  | 54740 | 0 | 0 |
| Global X Artificial Intel and | COM | 37954y632 |  | 1597 | 32325 | SH |  | SOLE |  | 32325 | 0 | 0 |
| Global X MLP  Energy Infrastr | COM | 37954y293 |  | 5022 | 80082 | SH |  | SOLE |  | 80082 | 0 | 0 |
| Global X Robotics  AI Themati | COM | 37954y715 |  | 8522 | 240522 | SH |  | SOLE |  | 240522 | 0 | 0 |
| Goldman Sachs Innovative Equit | COM | 38149W820 |  | 5745 | 77800 | SH |  | SOLE |  | 77800 | 0 | 0 |
| Harbor Dividend Growth Leaders | COM | 41151j703 |  | 1772 | 109285 | SH |  | SOLE |  | 109285 | 0 | 0 |
| Harbor Long Term Growers ETF | COM | 41151j406 |  | 12686 | 407112 | SH |  | SOLE |  | 407112 | 0 | 0 |
| Harris Oakmark ETF Trust | COM | 41456U106 |  | 1281 | 47841 | SH |  | SOLE |  | 47841 | 0 | 0 |
| Health Care Sector Select SPDR | COM | 81369Y209 |  | 1255 | 9018 | SH |  | SOLE |  | 9018 | 0 | 0 |
| Industrial Select Sector SPDR | COM | 81369y704 |  | 1472 | 9545 | SH |  | SOLE |  | 9545 | 0 | 0 |
| Invesco KBW Bank ETF | COM | 46138e628 |  | 20766 | 265518 | SH |  | SOLE |  | 265518 | 0 | 0 |
| Invesco NASDAQ 100 ETF | COM | 46138G649 |  | 31883 | 129017 | SH |  | SOLE |  | 129017 | 0 | 0 |
| Invesco QQQ Trust Series 1 | COM | 46090e103 |  | 22249 | 37059 | SH |  | SOLE |  | 37059 | 0 | 0 |
| Invesco Russell 1000 Equal Wei | COM | 46138E420 |  | 214 | 4120 | SH |  | SOLE |  | 4120 | 0 | 0 |
| Invesco S 500 Pure Growth ET | COM | 46137v266 |  | 448 | 9380 | SH |  | SOLE |  | 9380 | 0 | 0 |
| Invesco S 500 Pure Value ETF | COM | 46137v258 |  | 3897 | 39209 | SH |  | SOLE |  | 39209 | 0 | 0 |
| JP Morgan Exchanged Traded Ult | COM | 46641Q654 |  | 6100 | 119510 | SH |  | SOLE |  | 119510 | 0 | 0 |
| JP Morgan International Growth | COM | 46641Q324 |  | 760 | 10090 | SH |  | SOLE |  | 10090 | 0 | 0 |
| Jensen Quality Growth ETF | COM | 89834G562 |  | 6382 | 233890 | SH |  | SOLE |  | 233890 | 0 | 0 |
| KraneShares CSI China Internet | COM | 500767306 |  | 286 | 6800 | SH |  | SOLE |  | 6800 | 0 | 0 |
| Materials Select Sector SPDR E | COM | 81369Y100 |  | 467 | 5215 | SH |  | SOLE |  | 5215 | 0 | 0 |
| PIMCO Multisector Bond Active | COM | 72201r585 |  | 8629 | 321499 | SH |  | SOLE |  | 321499 | 0 | 0 |
| Pacer US Cash Cows 100 ETF | COM | 69374h881 |  | 396 | 6895 | SH |  | SOLE |  | 6895 | 0 | 0 |
| Parnassus Core Select ETF | COM | 701769507 |  | 2557 | 97694 | SH |  | SOLE |  | 97694 | 0 | 0 |
| Robo Global Robotics  Automat | COM | 301505707 |  | 535 | 8160 | SH |  | SOLE |  | 8160 | 0 | 0 |
| Royce Value Trust Inc. | COM | 780910105 |  | 430 | 26647 | SH |  | SOLE |  | 26647 | 0 | 0 |
| SDPR Developed World ex-US ETF | COM | 78463X889 |  | 3061 | 71542 | SH |  | SOLE |  | 71542 | 0 | 0 |
| SPDR DJ Euro Stoxx 50 ETF | COM | 78463x202 |  | 267 | 4300 | SH |  | SOLE |  | 4300 | 0 | 0 |
| SPDR Dow Jones Global Real Est | COM | 78463x749 |  | 524 | 11450 | SH |  | SOLE |  | 11450 | 0 | 0 |
| SPDR Dow Jones Industrial Aver | COM | 78467x109 |  | 1125 | 2425 | SH |  | SOLE |  | 2425 | 0 | 0 |
| SPDR Gold Trust ETF | COM | 78463v107 |  | 906 | 2550 | SH |  | SOLE |  | 2550 | 0 | 0 |
| SPDR KBW Regional Banking ETF | COM | 78464A698 |  | 1189 | 18790 | SH |  | SOLE |  | 18790 | 0 | 0 |
| SPDR Portfolio S 500 ETF | COM | 78464A854 |  | 48830 | 623314 | SH |  | SOLE |  | 623314 | 0 | 0 |
| SPDR S 400 Mid Cap ETF | COM | 78464a847 |  | 3979 | 69580 | SH |  | SOLE |  | 69580 | 0 | 0 |
| SPDR S 400 Mid Cap Value ETF | COM | 78464A839 |  | 651 | 7800 | SH |  | SOLE |  | 7800 | 0 | 0 |
| SPDR S 500 Index ETF | COM | 78462F103 |  | 5854 | 8787 | SH |  | SOLE |  | 8787 | 0 | 0 |
| SPDR S 600 Small Cap ETF | COM | 78468r853 |  | 1293 | 27920 | SH |  | SOLE |  | 27920 | 0 | 0 |
| SPDR S Bank ETF | COM | 78464A797 |  | 243 | 4097 | SH |  | SOLE |  | 4097 | 0 | 0 |
| SPDR S Dividend ETF | COM | 78464A763 |  | 203 | 1450 | SH |  | SOLE |  | 1450 | 0 | 0 |
| SPDR S Global Natural Resour | COM | 78463X541 |  | 2319 | 39170 | SH |  | SOLE |  | 39170 | 0 | 0 |
| SPDR S Homebuilders ETF | COM | 78464a888 |  | 255 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| SPDR S Kensho New Economies | COM | 78468R648 |  | 1331 | 21375 | SH |  | SOLE |  | 21375 | 0 | 0 |
| SPDR S Metals and Mining ETF | COM | 78464A755 |  | 280 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SPDR S MidCap 400 ETF | COM | 78467Y107 |  | 1267 | 2125 | SH |  | SOLE |  | 2125 | 0 | 0 |
| SPDR Series Trust Biotech | COM | 78464a870 |  | 1660 | 16565 | SH |  | SOLE |  | 16565 | 0 | 0 |
| Schwab International Equity ET | COM | 808524805 |  | 462 | 19850 | SH |  | SOLE |  | 19850 | 0 | 0 |
| Schwab International Small Cap | COM | 808524888 |  | 673 | 14790 | SH |  | SOLE |  | 14790 | 0 | 0 |
| Schwab Strategic US Large Cap | COM | 808524300 |  | 707 | 22170 | SH |  | SOLE |  | 22170 | 0 | 0 |
| Schwab US Broad Market ETF | COM | 808524102 |  | 2263 | 88036 | SH |  | SOLE |  | 88036 | 0 | 0 |
| Schwab US Large Cap ETF | COM | 808524201 |  | 207 | 7850 | SH |  | SOLE |  | 7850 | 0 | 0 |
| Schwab US Large Cap Value ETF | COM | 808524409 |  | 1351 | 46414 | SH |  | SOLE |  | 46414 | 0 | 0 |
| Schwab US Mid Cap ETF | COM | 808524508 |  | 1047 | 35319 | SH |  | SOLE |  | 35319 | 0 | 0 |
| Schwab US Small Cap ETF | COM | 808524607 |  | 343 | 12296 | SH |  | SOLE |  | 12296 | 0 | 0 |
| Select Sector SPDR TR Communic | COM | 81369y852 |  | 439 | 3710 | SH |  | SOLE |  | 3710 | 0 | 0 |
| TCW Flexible Income ETF | COM | 29287l700 |  | 469 | 11781 | SH |  | SOLE |  | 11781 | 0 | 0 |
| Technology Select Sector SPDR | COM | 81369Y803 |  | 815 | 2891 | SH |  | SOLE |  | 2891 | 0 | 0 |
| The Emerging Mkts Internet  E | COM | 301505889 |  | 845 | 18203 | SH |  | SOLE |  | 18203 | 0 | 0 |
| Vaneck Vectors Gold Miners ETF | COM | 92189f106 |  | 229 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| Vanguard Dividend Appreciation | COM | 921908844 |  | 979 | 4535 | SH |  | SOLE |  | 4535 | 0 | 0 |
| Vanguard Emerging Markets ETF | COM | 922042858 |  | 3586 | 66188 | SH |  | SOLE |  | 66188 | 0 | 0 |
| Vanguard Energy ETF | COM | 92204A306 |  | 705 | 5600 | SH |  | SOLE |  | 5600 | 0 | 0 |
| Vanguard European ETF | COM | 922042874 |  | 1650 | 20675 | SH |  | SOLE |  | 20675 | 0 | 0 |
| Vanguard Extended Market Index | COM | 922908652 |  | 18626 | 88973 | SH |  | SOLE |  | 88973 | 0 | 0 |
| Vanguard FTSE All World Ex-US | COM | 922042775 |  | 4039 | 56590 | SH |  | SOLE |  | 56590 | 0 | 0 |
| Vanguard FTSE All-World Ex-US | COM | 922042718 |  | 1468 | 10298 | SH |  | SOLE |  | 10298 | 0 | 0 |
| Vanguard FTSE Developed Market | COM | 921943858 |  | 2664 | 44455 | SH |  | SOLE |  | 44455 | 0 | 0 |
| Vanguard Financials ETF | COM | 92204A405 |  | 6013 | 45815 | SH |  | SOLE |  | 45815 | 0 | 0 |
| Vanguard Global ex-US Real Est | COM | 922042676 |  | 844 | 17680 | SH |  | SOLE |  | 17680 | 0 | 0 |
| Vanguard Growth ETF | COM | 922908736 |  | 14584 | 30408 | SH |  | SOLE |  | 30408 | 0 | 0 |
| Vanguard Health Care ETF | COM | 92204A504 |  | 2295 | 8840 | SH |  | SOLE |  | 8840 | 0 | 0 |
| Vanguard High Dividend Yield E | COM | 921946406 |  | 576 | 4084 | SH |  | SOLE |  | 4084 | 0 | 0 |
| Vanguard Index Fund Small Cap | COM | 922908611 |  | 547 | 2620 | SH |  | SOLE |  | 2620 | 0 | 0 |
| Vanguard Mega Cap 300 Growth I | COM | 921910816 |  | 17645 | 43847 | SH |  | SOLE |  | 43847 | 0 | 0 |
| Vanguard Mega Cap 300 Index ET | COM | 921910873 |  | 3493 | 14311 | SH |  | SOLE |  | 14311 | 0 | 0 |
| Vanguard Mega Cap 300 Value In | COM | 921910840 |  | 16589 | 120438 | SH |  | SOLE |  | 120438 | 0 | 0 |
| Vanguard Mid Cap Growth ETF | COM | 922908538 |  | 3175 | 10807 | SH |  | SOLE |  | 10807 | 0 | 0 |
| Vanguard Mid-Cap ETF | COM | 922908629 |  | 27983 | 95266 | SH |  | SOLE |  | 95266 | 0 | 0 |
| Vanguard Mid-Cap Value ETF | COM | 922908512 |  | 5388 | 30863 | SH |  | SOLE |  | 30863 | 0 | 0 |
| Vanguard REIT ETF | COM | 922908553 |  | 668 | 7302 | SH |  | SOLE |  | 7302 | 0 | 0 |
| Vanguard S 500 ETF | COM | 922908363 |  | 16500 | 26943 | SH |  | SOLE |  | 26943 | 0 | 0 |
| Vanguard Small Cap ETF | COM | 922908751 |  | 2925 | 11505 | SH |  | SOLE |  | 11505 | 0 | 0 |
| Vanguard Small Cap Growth ETF | COM | 922908595 |  | 400 | 1344 | SH |  | SOLE |  | 1344 | 0 | 0 |
| Vanguard Total International S | COM | 921909768 |  | 7323 | 99693 | SH |  | SOLE |  | 99693 | 0 | 0 |
| Vanguard Total Stock Mkt ETF | COM | 922908769 |  | 3731 | 11369 | SH |  | SOLE |  | 11369 | 0 | 0 |
| Vanguard Total World Stock ETF | COM | 922042742 |  | 220 | 1595 | SH |  | SOLE |  | 1595 | 0 | 0 |
| Vanguard Value ETF | COM | 922908744 |  | 24331 | 130468 | SH |  | SOLE |  | 130468 | 0 | 0 |
| WisdomTree China ex-State Owne | COM | 97717X719 |  | 1824 | 40912 | SH |  | SOLE |  | 40912 | 0 | 0 |
| iShares Core EAFE | COM | 46432F842 |  | 1492 | 17087 | SH |  | SOLE |  | 17087 | 0 | 0 |
| iShares Core MSCI Emerging Mkt | COM | 46434g103 |  | 3521 | 53410 | SH |  | SOLE |  | 53410 | 0 | 0 |
| iShares Core S 500 ETF | COM | 464287200 |  | 10847 | 16206 | SH |  | SOLE |  | 16206 | 0 | 0 |
| iShares Core S Midcap ETF | COM | 464287507 |  | 6757 | 103546 | SH |  | SOLE |  | 103546 | 0 | 0 |
| iShares Core S Small Cap ETF | COM | 464287804 |  | 1837 | 15456 | SH |  | SOLE |  | 15456 | 0 | 0 |
| iShares DJ US Home Constructio | COM | 464288752 |  | 2364 | 22040 | SH |  | SOLE |  | 22040 | 0 | 0 |
| iShares Dow Jones Reg Banks In | COM | 464288778 |  | 263 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| iShares Edge MSCI Intl Quality | COM | 46434V456 |  | 5880 | 133058 | SH |  | SOLE |  | 133058 | 0 | 0 |
| iShares Edge MSCI USA Quality | COM | 46432F339 |  | 9785 | 50307 | SH |  | SOLE |  | 50307 | 0 | 0 |
| iShares FTSE/Xinhua China 25 I | COM | 464287184 |  | 518 | 12600 | SH |  | SOLE |  | 12600 | 0 | 0 |
| iShares Global REIT ETF | COM | 46434V647 |  | 3843 | 150340 | SH |  | SOLE |  | 150340 | 0 | 0 |
| iShares MSCI AC Asia Ex-Japan | COM | 464288182 |  | 2284 | 25034 | SH |  | SOLE |  | 25034 | 0 | 0 |
| iShares MSCI Brazil Index ETF | COM | 464286400 |  | 245 | 7900 | SH |  | SOLE |  | 7900 | 0 | 0 |
| iShares MSCI China ETF | COM | 46429b671 |  | 210 | 3190 | SH |  | SOLE |  | 3190 | 0 | 0 |
| iShares MSCI EAFE Growth ETF | COM | 464288885 |  | 4460 | 39160 | SH |  | SOLE |  | 39160 | 0 | 0 |
| iShares MSCI EAFE Index ETF | COM | 464287465 |  | 224 | 2400 | SH |  | SOLE |  | 2400 | 0 | 0 |
| iShares MSCI EAFE Value Index | COM | 464288877 |  | 7015 | 103422 | SH |  | SOLE |  | 103422 | 0 | 0 |
| iShares MSCI EMU Index Fund ET | COM | 464286608 |  | 853 | 13770 | SH |  | SOLE |  | 13770 | 0 | 0 |
| iShares MSCI Emerging Markets | COM | 464287234 |  | 384 | 7200 | SH |  | SOLE |  | 7200 | 0 | 0 |
| iShares MSCI Emerging Markets | COM | 46434g764 |  | 2452 | 36315 | SH |  | SOLE |  | 36315 | 0 | 0 |
| iShares MSCI Japan Index ETF | COM | 46434g822 |  | 764 | 9530 | SH |  | SOLE |  | 9530 | 0 | 0 |
| iShares Nasdaq Biotechnology | COM | 464287556 |  | 4236 | 29339 | SH |  | SOLE |  | 29339 | 0 | 0 |
| iShares Russell 1000 ETF | COM | 464287622 |  | 1391 | 3806 | SH |  | SOLE |  | 3806 | 0 | 0 |
| iShares Russell 1000 Growth In | COM | 464287614 |  | 7980 | 17037 | SH |  | SOLE |  | 17037 | 0 | 0 |
| iShares Russell 1000 Value Ind | COM | 464287598 |  | 5374 | 26394 | SH |  | SOLE |  | 26394 | 0 | 0 |
| iShares Russell 2000 Index ETF | COM | 464287655 |  | 561 | 2317 | SH |  | SOLE |  | 2317 | 0 | 0 |
| iShares Russell 2000 Value Ind | COM | 464287630 |  | 895 | 5060 | SH |  | SOLE |  | 5060 | 0 | 0 |
| iShares Russell 3000 Index Fun | COM | 464287689 |  | 459 | 1210 | SH |  | SOLE |  | 1210 | 0 | 0 |
| iShares Russell Midcap Index F | COM | 464287499 |  | 500 | 5180 | SH |  | SOLE |  | 5180 | 0 | 0 |
| iShares Russell Midcap Value I | COM | 464287473 |  | 1172 | 8390 | SH |  | SOLE |  | 8390 | 0 | 0 |
| iShares S 100 Index ETF | COM | 464287101 |  | 3415 | 10260 | SH |  | SOLE |  | 10260 | 0 | 0 |
| iShares S 500/Barra Growth E | COM | 464287309 |  | 1479 | 12253 | SH |  | SOLE |  | 12253 | 0 | 0 |
| iShares S 500/Barra Value ET | COM | 464287408 |  | 3253 | 15752 | SH |  | SOLE |  | 15752 | 0 | 0 |
| iShares S Global Healthcare | COM | 464287325 |  | 301 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |
| iShares S Global Technology | COM | 464287291 |  | 8050 | 78000 | SH |  | SOLE |  | 78000 | 0 | 0 |
| iShares S Midcap 400/Growth | COM | 464287606 |  | 3262 | 34023 | SH |  | SOLE |  | 34023 | 0 | 0 |
| iShares S Midcap 400/Value E | COM | 464287705 |  | 6610 | 50954 | SH |  | SOLE |  | 50954 | 0 | 0 |
| iShares S Small Cap 600 Valu | COM | 464287879 |  | 424 | 3837 | SH |  | SOLE |  | 3837 | 0 | 0 |
| iShares Trust - iShares Core U | COM | 464287663 |  | 3688 | 36900 | SH |  | SOLE |  | 36900 | 0 | 0 |
| iShares Trust Core MSCI Total | COM | 46432F834 |  | 539 | 6526 | SH |  | SOLE |  | 6526 | 0 | 0 |
| AB Active Short Duration ETF | COM | 00039j830 |  | 10156 | 281102 | SH |  | SOLE |  | 281102 | 0 | 0 |
| Capital Group Core Plus Income | COM | 14020Y102 |  | 5492 | 241731 | SH |  | SOLE |  | 241731 | 0 | 0 |
| Capital Group Short Duration I | COM | 14020Y409 |  | 3635 | 139900 | SH |  | SOLE |  | 139900 | 0 | 0 |
| Global X 1-3 month T-Bill ETF | COM | 37960a438 |  | 5180 | 51580 | SH |  | SOLE |  | 51580 | 0 | 0 |
| JP Morgan Core Plus Bond ETF | COM | 46641Q670 |  | 298 | 6260 | SH |  | SOLE |  | 6260 | 0 | 0 |
| JP Morgan Ultra Short Income F | COM | 46641q837 |  | 12262 | 241711 | SH |  | SOLE |  | 241711 | 0 | 0 |
| PIMCO 0-5 Yr. High Yield Corp. | COM | 72201R783 |  | 977 | 10208 | SH |  | SOLE |  | 10208 | 0 | 0 |
| PIMCO Access Income Fund | COM | 72203T100 |  | 23296 | 1431845 | SH |  | SOLE |  | 1431845 | 0 | 0 |
| PIMCO Dynamic Income | COM | 72201y101 |  | 14885 | 751746 | SH |  | SOLE |  | 751746 | 0 | 0 |
| PIMCO Dynamic Income Opportuni | COM | 69355M107 |  | 23719 | 1679803 | SH |  | SOLE |  | 1679803 | 0 | 0 |
| PIMCO Preferred and Capital Se | COM | 72201r619 |  | 1708 | 32965 | SH |  | SOLE |  | 32965 | 0 | 0 |
| PIMCO Short Maturity ETF | COM | 72201r833 |  | 4183 | 41544 | SH |  | SOLE |  | 41544 | 0 | 0 |
| PIMCO Total Return ETF | COM | 72201R775 |  | 2728 | 29226 | SH |  | SOLE |  | 29226 | 0 | 0 |
| Vanguard Short Term Bond ETF | COM | 921937827 |  | 1834 | 23240 | SH |  | SOLE |  | 23240 | 0 | 0 |
| Vanguard Short-Term Corporate | COM | 92206c409 |  | 321 | 4020 | SH |  | SOLE |  | 4020 | 0 | 0 |
| Vanguard Total Bond Market ETF | COM | 921937835 |  | 2693 | 36215 | SH |  | SOLE |  | 36215 | 0 | 0 |
| Vanguard Ultra Short Bond ETF | COM | 92203c303 |  | 761 | 15215 | SH |  | SOLE |  | 15215 | 0 | 0 |
| iShares National Muni Bond ETF | COM | 464288414 |  | 1785 | 16765 | SH |  | SOLE |  | 16765 | 0 | 0 |
| iShares Short Maturity Bond ET | COM | 46431W507 |  | 454 | 8850 | SH |  | SOLE |  | 8850 | 0 | 0 |
| iShares Short Term Cal. Muni A | COM | 092528884 |  | 1084 | 21400 | SH |  | SOLE |  | 21400 | 0 | 0 |
| iShares Short Treasury Bond ET | COM | 464288679 |  | 975 | 8820 | SH |  | SOLE |  | 8820 | 0 | 0 |
| iShares US PFD ETF US PFD STK | COM | 464288687 |  | 1769 | 55940 | SH |  | SOLE |  | 55940 | 0 | 0 |

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