# EDGAR Filing Document

**Accession Number:** 0000924628
**File Stem:** 0000910472-26-005976
**Filing Date:** 2026-4
**Character Count:** 22683
**Document Hash:** 1ba8edf22f67df8ca8563befad891d6a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005976.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0000910472-26-005976

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260428

**DATE AS OF CHANGE**: 20260428

**PERIOD START**: 20260831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SARATOGA ADVANTAGE TRUST
- **CENTRAL INDEX KEY:** 0000924628

**ORGANIZATION NAME:**
- **EIN:** 137044280
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08542
- **FILM NUMBER:** 26905062

**BUSINESS ADDRESS:**
- **STREET 1:** 1616 N LITCHFIELD RD.
- **STREET 2:** SUITE 165
- **CITY:** GOODYEAR
- **STATE:** AZ
- **ZIP:** 85395
- **BUSINESS PHONE:** 623-266-4567

**MAIL ADDRESS:**
- **STREET 1:** 1616 N LITCHFIELD RD.
- **STREET 2:** SUITE 165
- **CITY:** GOODYEAR
- **STATE:** AZ
- **ZIP:** 85395

## Series and Classes Contracts Data

### Mid Capitalization Portfolio (Series ID: S000010885)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000030155 | Mid Capitalization Portfolio - Class I | SMIPX           |
| C000030157 | Mid Capitalization Portfolio - Class C | SPMCX           |
| C000030158 | Mid Capitalization Portfolio - Class A | SPMAX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** SARATOGA ADVANTAGE TRUST

- **b. Investment Company Act file number:** 811-08542

- **c. CIK number of Registrant:** 0000924628

- **d. LEI of Registrant:** 549300ELDSPPW4ZGNR88

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 12725 W. Indian School Road

  - **City:** AVONDALE

  - **State:** AZ

  - **Foreign country:** US

  - **Zip / Postal Code:** 85392

  - **Telephone number:** 623-266-4567

**Item A.2. Information about the Series.**

- **a. Name of Series:** Saratoga Mid Capitalization Portfolio

- **b. EDGAR series identifier (if any):** S000010885

- **c. LEI of Series:** 549300KZLUYNC6EKP264

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-08-31

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $11551259.64

**Total Liabilities:** $195641.69

**Net Assets:** $11355617.95

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000030155 | -1.32%               | 6.01%                | 4.02%                |
| Class ID C000030158 | -1.37%               | 6.02%                | 3.85%                |
| Class ID C000030157 | -1.32%               | 5.86%                | 3.93%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $8266.14                 | $-132416.50                                |
| Month 2  | $168411.98               | $477606.74                                 |
| Month 3  | $101335.38               | $342077.84                                 |

### Schedule of Portfolio Investments

| Name                                       | Title               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Ciena Corporation                          | CIENA CORP          | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |       265 | NS      | $92405.50     | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| WEC Energy Group Inc.                      | WEC ENERGY GROUP    | CUSIP: 92939U106<br>LEI: 549300IGLYTZUK3PVP70 | Long             | EC               | CORP              | US        |      3325 | NS      | $388892.00    | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Allegion PLC                               | ALLEGION PLC        | CUSIP: G0176J109<br>LEI: 984500560CAC2E6FB757 | Long             | EC               | CORP              | IE        |       600 | NS      | $96690.00     | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Ametek, Inc.                               | AMETEK INC          | CUSIP: 031100100<br>LEI: 549300WZDEF9KKE40E98 | Long             | EC               | CORP              | US        |       655 | NS      | $156689.10    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Masco Corporation                          | MASCO CORP          | CUSIP: 574599106<br>LEI: 5GCSNMQXHEYA1JO8QN11 | Long             | EC               | CORP              | US        |      3015 | NS      | $215934.30    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Incorporated          | MICROCHIP TECH      | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      2885 | NS      | $215336.40    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowserve Corporation                      | FLOWSERVE CORP      | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |      3155 | NS      | $279280.60    | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies Inc                    | MIRION TECHNOLOG    | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |      3790 | NS      | $81901.90     | 0.72%             |  |  |  | No            |                  1 | On Loan: —       |
| Eos Energy Enterprises Inc.                | EOS ENERGY ENTER    | CUSIP: 29415C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9465 | NS      | $53903.18     | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Construction Partners Inc.                 | CONSTRUCTION P-A    | CUSIP: 21044C107<br>LEI: 549300MHLFL4E8JLZU44 | Long             | EC               | CORP              | US        |      1915 | NS      | $257318.55    | 2.27%             |  |  |  | No            |                  1 | On Loan: —       |
| Western Alliance Bancorp                   | WESTERN ALLIANCE    | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |       960 | NS      | $77107.20     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Cushman And Wakefield Ltd.                 | CUSHMAN & WAKEFI    | CUSIP: G2717C106<br>LEI: N/A                  | Long             | EC               | CORP              | BM        |      4490 | NS      | $60210.90     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Sharkninja Inc.                            | SHARKNINJA INC      | CUSIP: G8068L108<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |      1835 | NS      | $225466.45    | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Fabrinet                                   | FABRINET            | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |       195 | NS      | $106397.85    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                            | GE VERNOVA INC      | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |       125 | NS      | $109200.00    | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Third Bancorp                        | FIFTH THIRD BANC    | CUSIP: 316773100<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EC               | CORP              | US        |       186 | NS      | $9201.42      | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SLB Ltd.                                   | SLB LTD             | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | CW        |      4535 | NS      | $232826.90    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Curtiss-Wright Corp.                       | CURTISS-WRIGHT      | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |       450 | NS      | $315148.50    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Vulcan Materials Company                   | VULCAN MATERIALS    | CUSIP: 929160109<br>LEI: 549300Q8LSNHAVWBNI21 | Long             | EC               | CORP              | US        |       945 | NS      | $292950.00    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Carnival Corporation                       | CARNIVAL CORP       | CUSIP: 143658300<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | EC               | CORP              | PA        |      2185 | NS      | $68936.75     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Wesco International, Inc.                  | WESCO INTL          | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |       235 | NS      | $68032.50     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor And Decor Holding Inc.               | FLOOR & DECOR-A     | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |      1320 | NS      | $91198.80     | 0.80%             |  |  |  | No            |                  1 | On Loan: —       |
| Marvell Technology Inc                     | MARVELL TECHNOLO    | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2240 | NS      | $182985.60    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                          | HERC HOLDINGS IN    | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |       975 | NS      | $136295.25    | 1.20%             |  |  |  | No            |                  1 | On Loan: —       |
| Vertiv Holdings Co                         | VERTIV HOLDING-A    | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |       295 | NS      | $75192.55     | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Companies Inc                       | ROCKET COS INC-A    | CUSIP: 77311W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9380 | NS      | $170622.20    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| The Gap Inc.                               | GAP INC/THE         | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |      6485 | NS      | $181839.40    | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Instl Resv                         | DREYFUS-INS-IS      | CUSIP: 26200X100<br>LEI: 549300FG0OZ5YKPLK622 | Long             | STIV             | RF                | US        |    380444 | PA      | $380444.50    | 3.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubbell Incorporated                       | HUBBELL INC         | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |       885 | NS      | $452792.55    | 3.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Caribbean Group                      | ROYAL CARIBBEAN     | CUSIP: V7780T103<br>LEI: K2NEH8QNVW44JIWK7Z55 | Long             | EC               | CORP              | LR        |       200 | NS      | $62192.00     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| HudBay Minerals Inc                        | HUDBAY MINERALS INC | CUSIP: 443628102<br>LEI: 894500LX3TMESP27BE29 | Long             | EC               | CORP              | CA        |     11060 | NS      | $313329.80    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Helios Technologies Inc                    | HELIOS TECHNOLOG    | CUSIP: 42328H109<br>LEI: 5493000BCJSMIDRNTI78 | Long             | EC               | CORP              | US        |      3670 | NS      | $261744.40    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Howmet Aerospace Inc                       | HOWMET AEROSPACE    | CUSIP: 443201108<br>LEI: 549300HO5WFZUT5N2T22 | Long             | EC               | CORP              | US        |       885 | NS      | $232339.05    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Bancshares Incorporated         | HUNTINGTON BANC     | CUSIP: 446150104<br>LEI: 549300XTVCVV9I7B5T19 | Long             | EC               | CORP              | US        |      8319 | NS      | $139759.20    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation, Inc.                  | ROCKWELL AUTOMAT    | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |       340 | NS      | $138533.00    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc.             | LINCOLN ELECTRIC    | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |       905 | NS      | $259780.25    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherent Corp                              | COHERENT CORP       | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |       675 | NS      | $174777.75    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                      | ROBINHOOD MARK-A    | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |       620 | NS      | $47027.00     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corporation                          | NUCOR CORP          | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |      1205 | NS      | $213140.40    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                                 | ARCOSA INC          | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |      2070 | NS      | $222483.60    | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanmina Corp                               | SANMINA CORP        | CUSIP: 801056102<br>LEI: X5K24XLM8QYRXF00EB42 | Long             | EC               | CORP              | US        |       735 | NS      | $114116.10    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Talen Energy Corporation                   | TALEN ENERGY COR    | CUSIP: 87422Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       225 | NS      | $83468.25     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| XPO Inc                                    | XPO INC             | CUSIP: 983793100<br>LEI: 54930096DB9LCLPN7H13 | Long             | EC               | CORP              | US        |       780 | NS      | $164166.60    | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CMS Energy Corporation                     | CMS ENERGY CORP     | CUSIP: 125896100<br>LEI: 549300IA9XFBAGNIBW29 | Long             | EC               | CORP              | US        |      5015 | NS      | $391521.05    | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Evergy Inc                                 | EVERGY INC          | CUSIP: 30034W106<br>LEI: 549300PGTHDQY6PSUI61 | Long             | EC               | CORP              | US        |      4740 | NS      | $396548.40    | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Sandisk Corporation                        | SANDISK CORP        | CUSIP: 80004C200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       330 | NS      | $209668.80    | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc.              | MONOLITHIC POWER    | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |       318 | NS      | $363391.32    | 3.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                        | AXON ENTERPRISE     | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |       125 | NS      | $67800.00     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Zions Bancorporation Natl Assn Global Bank | ZIONS BANCORP NA    | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |      1485 | NS      | $85060.80     | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| D.R. Horton, Inc.                          | DR HORTON INC       | CUSIP: 23331A109<br>LEI: 529900ZIUEYVSB8QDD25 | Long             | EC               | CORP              | US        |       780 | NS      | $125104.20    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Argan Inc                                  | ARGAN INC           | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |       250 | NS      | $112812.50    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries, Inc.                   | VALMONT INDS        | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |       275 | NS      | $126480.75    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliant Energy Corporation                 | ALLIANT ENERGY      | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |      5355 | NS      | $387380.70    | 3.41%             |  |  |  | No            |                  1 | On Loan: —       |
| Burlington Stores Inc.                     | BURLINGTON STORE    | CUSIP: 122017106<br>LEI: 5299003Z37DVGKKC1W09 | Long             | EC               | CORP              | US        |      1095 | NS      | $336022.65    | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilent Technologies Inc.                  | AGILENT TECH INC    | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |       985 | NS      | $119559.30    | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Co.                                  | CRANE CO            | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |      1180 | NS      | $236625.40    | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexcel Corporation                         | HEXCEL CORP         | CUSIP: 428291108<br>LEI: S6Q7LW43WUBUHXY2QP69 | Long             | EC               | CORP              | US        |      1695 | NS      | $157109.55    | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| TechnipFMC PLC                             | TECHNIPFMC PLC      | CUSIP: G87110105<br>LEI: 549300D5I93QWCJTCK36 | Long             | EC               | CORP              | GB        |      4820 | NS      | $319614.20    | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Parker-Hannifin Corp.                      | PARKER HANNIFIN     | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |       203 | NS      | $204863.54    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers, Inc.                        | TOLL BROTHERS       | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |      1270 | NS      | $199694.80    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-27

**Name of Applicant:** SARATOGA ADVANTAGE TRUST

**Signature:** Rich Gleason

**Name of Signer:** Rich Gleason

**Title:** Assistant Treasurer