# EDGAR Filing Document

**Accession Number:** 0000745401
**File Stem:** 0000745401-26-000009
**Filing Date:** 2026-2
**Character Count:** 2752
**Document Hash:** b5bae4e933810b69a91d52f9f3f6d3a2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000745401-26-000009.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000745401-26-000009

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CETERA INVESTMENT SERVICES LLC
- **CENTRAL INDEX KEY:** 0000745401

**ORGANIZATION NAME:**
- **EIN:** 411483314
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-31826
- **FILM NUMBER:** 26702618

**BUSINESS ADDRESS:**
- **STREET 1:** 400 FIRST ST. S. SUITE 300
- **CITY:** ST. CLOUD
- **STATE:** MN
- **ZIP:** 56301
- **BUSINESS PHONE:** 310-257-7594

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 283
- **CITY:** ST. CLOUD
- **STATE:** MN
- **ZIP:** 56302-0283

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRIMEVEST FINANCIAL SERVICES, INC.
- **DATE OF NAME CHANGE:** 20020205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRIMEVEST FINANCIAL SERVICES INC                        /BD
- **DATE OF NAME CHANGE:** 20020205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PRIMEVEST FINANCIAL SERVICES INC
- **DATE OF NAME CHANGE:** 20001103

### Attached PDF Documents

**Attachment 1:** `cispub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000745401

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CETERA INVESTMENT SERVICES LLC

**Business Address:** 400 FIRST ST. S. SUITE 300, ST. CLOUD, MN, 56301

**Contact Person:** Rodney Dowell

**Contact Phone:** 310-341-1853

### Independent Public Accountant Identification

**Accountant Name:** Deloitte & Touche LLP

**Accountant Address:** 555 W. 5th Street, Floor 27, Los Angeles, CA, 90013-1010

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Rodney Dowell**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CETERA INVESTMENT SERVICES LLC**, as of **02-27-2026**, are true and correct.

**Signature:** Rodney Dowell

**Title:** Vice President

**Notarized:** Yes