# EDGAR Filing Document

**Accession Number:** 0000805870
**File Stem:** 0001667731-25-000917
**Filing Date:** 2025-7
**Character Count:** 9555
**Document Hash:** 02fca0fdffc040f7adf0987b264a4b79
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001667731-25-000917.hdr.sgml**: 20250722

**ACCESSION NUMBER**: 0001667731-25-000917

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250722

**DATE AS OF CHANGE**: 20250722

**EFFECTIVENESS DATE**: 20250722

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** VAUGHAN & Co SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000805870

**ORGANIZATION NAME:**
- **EIN:** 222578806
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19745
- **FILM NUMBER:** 251141044

**BUSINESS ADDRESS:**
- **STREET 1:** 68 PASSAIC STREET
- **CITY:** RIDGEWOOD
- **STATE:** NJ
- **ZIP:** 07450-9998
- **BUSINESS PHONE:** 201-444-1361

**MAIL ADDRESS:**
- **STREET 1:** 68 PASSAIC STREET
- **CITY:** RIDGEWOOD
- **STATE:** NJ
- **ZIP:** 07450-9998

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VAUGHAN AND COMPANY SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20020301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VAUGHAN & CO SECURITIES INC                             /BD
- **DATE OF NAME CHANGE:** 20020301

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** VAUGHAN  Co SECURITIES INC.<br>**Address:** 68 Passaic Street<br>Ridgewood, NJ 07450-9998

**Form 13F File Number:** 028-19745

**CRD Number (if applicable):** 000018826

**SEC File Number (if applicable):** 801-118757

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James D. Vaughan III<br>**Title:** CEO<br>**Phone:** 201-444-1361

**Signature, Place, and Date of Signing:**

/s/ James D. Vaughan III  Ridgewood, NJ  07-22-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 57

**Form 13F Information Table Value Total:** $174372079

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 611244 | 4015 | SH |  | SOLE |  | 4015 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 654311 | 3525 | SH |  | SOLE |  | 3525 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 273141 | 1245 | SH |  | SOLE |  | 1245 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 380353 | 2681 | SH |  | SOLE |  | 2681 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 2224043 | 10840 | SH |  | SOLE |  | 10840 | 0 | 0 |
| BANK MONTREAL QUE | COM | 063671101 |  | 793992 | 7177 | SH |  | SOLE |  | 7177 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 467886 | 3128 | SH |  | SOLE |  | 3128 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 540852 | 11684 | SH |  | SOLE |  | 11684 | 0 | 0 |
| BROOKFIELD INFRASTRUCTURE CO | COM SUB VTG A | 11276H106 |  | 732077 | 17598 | SH |  | SOLE |  | 17598 | 0 | 0 |
| CANADIAN IMPERIAL BK COMM | COM | 136069101 |  | 388928 | 5491 | SH |  | SOLE |  | 5491 | 0 | 0 |
| CENTERPOINT ENERGY INC | COM | 15189T107 |  | 599744 | 16324 | SH |  | SOLE |  | 16324 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 528801 | 3693 | SH |  | SOLE |  | 3693 | 0 | 0 |
| CHORD ENERGY CORPORATION | COM NEW | 674215207 |  | 203482 | 2101 | SH |  | SOLE |  | 2101 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 915434 | 13271 | SH |  | SOLE |  | 13271 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 487497 | 18410 | SH |  | SOLE |  | 18410 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 21911901 | 180523 | SH |  | SOLE |  | 180523 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 715738 | 18639 | SH |  | SOLE |  | 18639 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 953319 | 3234 | SH |  | SOLE |  | 3234 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 319951 | 580 | SH |  | SOLE |  | 580 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 13038148 | 217194 | SH |  | SOLE |  | 217194 | 0 | 0 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 19629750 | 167532 | SH |  | SOLE |  | 167532 | 0 | 0 |
| ISHARES TR | GLOBAL TECH ETF | 464287291 |  | 8576860 | 92883 | SH |  | SOLE |  | 92883 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 22577336 | 53176 | SH |  | SOLE |  | 53176 | 0 | 0 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 858897 | 8633 | SH |  | SOLE |  | 8633 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1197158 | 9014 | SH |  | SOLE |  | 9014 | 0 | 0 |
| ISHARES TR | MRGSTR SM CP GR | 464288604 |  | 1243727 | 24995 | SH |  | SOLE |  | 24995 | 0 | 0 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 670256 | 5038 | SH |  | SOLE |  | 5038 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 648705 | 6539 | SH |  | SOLE |  | 6539 | 0 | 0 |
| ISHARES TR | MRNING SM CP ETF | 464288703 |  | 17305555 | 281895 | SH |  | SOLE |  | 281895 | 0 | 0 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 |  | 20678670 | 72338 | SH |  | SOLE |  | 72338 | 0 | 0 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 2714364 | 32291 | SH |  | SOLE |  | 32291 | 0 | 0 |
| ISHARES TR | EXPONENTIAL TECH | 46434V381 |  | 821570 | 12591 | SH |  | SOLE |  | 12591 | 0 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 |  | 786132 | 4983 | SH |  | SOLE |  | 4983 | 0 | 0 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 1263155 | 8399 | SH |  | SOLE |  | 8399 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 11371749 | 136221 | SH |  | SOLE |  | 136221 | 0 | 0 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 481081 | 11640 | SH |  | SOLE |  | 11640 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 565639 | 9776 | SH |  | SOLE |  | 9776 | 0 | 0 |
| M  T BK CORP | COM | 55261F104 |  | 539486 | 2781 | SH |  | SOLE |  | 2781 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 222903 | 302 | SH |  | SOLE |  | 302 | 0 | 0 |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 668074305 |  | 626219 | 12207 | SH |  | SOLE |  | 12207 | 0 | 0 |
| OGE ENERGY CORP | COM | 670837103 |  | 730761 | 16466 | SH |  | SOLE |  | 16466 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 502841 | 6160 | SH |  | SOLE |  | 6160 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 649438 | 26792 | SH |  | SOLE |  | 26792 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 1538634 | 8448 | SH |  | SOLE |  | 8448 | 0 | 0 |
| PPL CORP | COM | 69351T106 |  | 616662 | 18196 | SH |  | SOLE |  | 18196 | 0 | 0 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 |  | 620280 | 20913 | SH |  | SOLE |  | 20913 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1333973 | 2159 | SH |  | SOLE |  | 2159 | 0 | 0 |
| SPDR SERIES TRUST | NYSE TECH ETF | 78464A102 |  | 237280 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| TELUS CORPORATION | COM | 87971M103 |  | 471843 | 29380 | SH |  | SOLE |  | 29380 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 520951 | 5161 | SH |  | SOLE |  | 5161 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 538352 | 4005 | SH |  | SOLE |  | 4005 | 0 | 0 |
| VALLEY NATL BANCORP | COM | 919794107 |  | 779750 | 87318 | SH |  | SOLE |  | 87318 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1938980 | 39203 | SH |  | SOLE |  | 39203 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 829962 | 19181 | SH |  | SOLE |  | 19181 | 0 | 0 |
| VICI PPTYS INC | COM | 925652109 |  | 747257 | 22922 | SH |  | SOLE |  | 22922 | 0 | 0 |
| WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 |  | 2483798 | 78205 | SH |  | SOLE |  | 78205 | 0 | 0 |
| WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 |  | 311263 | 3243 | SH |  | SOLE |  | 3243 | 0 | 0 |

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