# EDGAR Filing Document

**Accession Number:** 0001538716
**File Stem:** 0001193125-23-026920
**Filing Date:** 2023-2
**Character Count:** 23901
**Document Hash:** 7d9d886ed38a48aadb1fd4154a7a6d92
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-026920.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001193125-23-026920

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**GROUP MEMBERS**: ANEEL BHUSRI

**GROUP MEMBERS**: GREYLOCK XII GP LLC

**GROUP MEMBERS**: GREYLOCK XII-A LIMITED PARTNERSHIP

**GROUP MEMBERS**: WILLIAM W. HELMAN

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Oportun Financial Corp
- **CENTRAL INDEX KEY:** 0001538716
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **IRS NUMBER:** 453361983
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-91160
- **FILM NUMBER:** 23595085

**BUSINESS ADDRESS:**
- **STREET 1:** 2 CIRCLE STAR WAY
- **CITY:** SAN CARLOS
- **STATE:** CA
- **ZIP:** 94070
- **BUSINESS PHONE:** (650) 810-8823

**MAIL ADDRESS:**
- **STREET 1:** 2 CIRCLE STAR WAY
- **CITY:** SAN CARLOS
- **STATE:** CA
- **ZIP:** 94070

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Progreso Financiero Holdings, Inc.
- **DATE OF NAME CHANGE:** 20120104
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Greylock XII Limited Partnership
- **CENTRAL INDEX KEY:** 0001413950
- **IRS NUMBER:** 061757236
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** 40 GROVE STREET
- **STREET 2:** SUITE 430
- **CITY:** WELLESLEY
- **STATE:** MA
- **ZIP:** 02482
- **BUSINESS PHONE:** 781-622-2200

**MAIL ADDRESS:**
- **STREET 1:** 40 GROVE STREET
- **STREET 2:** SUITE 430
- **CITY:** WELLESLEY
- **STATE:** MA
- **ZIP:** 02482

------

------

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

------

**SCHEDULE 13G** 

**Under the Securities Exchange Act of 1934** 

**(Amendment No. 2)\*** 

------

## OPORTUN FINANCIAL CORPORATION
**(Name of issuer)** 

**Common Stock, $0.0001 par value per share** 

**(Title of class of securities)** 

**68376D104** 

**(CUSIP number)** 

**December 31, 2022** 

**(Date of event which requires filing of this statement)** 

------

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;☒ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 2 of 10 Pages

(1) &nbsp;&nbsp;&nbsp;&nbsp; Names of reporting persons &nbsp;&nbsp;&nbsp;&nbsp; Greylock XII Limited Partnership

(2) &nbsp;&nbsp;&nbsp;&nbsp; Check the appropriate box
if a member of a group (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; (a) ☐ (b) ☒

(3) &nbsp;&nbsp;&nbsp;&nbsp; SEC use only

(4) &nbsp;&nbsp;&nbsp;&nbsp; Citizenship or place of
organization &nbsp;&nbsp;&nbsp;&nbsp; Delaware

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (5) | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (6) | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,333,403 (1) |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (7) | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (8) | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,333,403 (1) |

---

(9) &nbsp;&nbsp;&nbsp;&nbsp; Aggregate amount beneficially owned by each reporting person &nbsp;&nbsp;&nbsp;&nbsp; 1,333,403 (1)

(10) &nbsp;&nbsp;&nbsp;&nbsp; Check if the aggregate
amount in Row (9) excludes certain shares (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; ☐

(11) &nbsp;&nbsp;&nbsp;&nbsp; Percent of class
represented by amount in Row (9) &nbsp;&nbsp;&nbsp;&nbsp; 4.02% (2)

(12) &nbsp;&nbsp;&nbsp;&nbsp; Type of reporting person
(see instructions) &nbsp;&nbsp;&nbsp;&nbsp; PN

(1) Represents 1,333,403 shares of Common Stock held directly by Greylock XII Limited Partnership.

(2) The percent of class was calculated based on 33,192,703 shares of Common Stock outstanding as of
November 2, 2022 (as reported in the issuer's Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 8, 2022).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 3 of 10 Pages

(1) &nbsp;&nbsp;&nbsp;&nbsp; Names of reporting persons &nbsp;&nbsp;&nbsp;&nbsp; Greylock XII-A Limited Partnership

(2) &nbsp;&nbsp;&nbsp;&nbsp; Check the appropriate box
if a member of a group (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; (a) ☐ (b) ☒

(3) &nbsp;&nbsp;&nbsp;&nbsp; SEC use only

(4) &nbsp;&nbsp;&nbsp;&nbsp; Citizenship or place of
organization &nbsp;&nbsp;&nbsp;&nbsp; Delaware

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (5) | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (6) | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;148,154 (1) |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (7) | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (8) | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;148,154 (1) |

---

(9) &nbsp;&nbsp;&nbsp;&nbsp; Aggregate amount beneficially owned by each reporting person &nbsp;&nbsp;&nbsp;&nbsp; 148,154 (1)

(10) &nbsp;&nbsp;&nbsp;&nbsp; Check if the aggregate
amount in Row (9) excludes certain shares (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; ☐

(11) &nbsp;&nbsp;&nbsp;&nbsp; Percent of class
represented by amount in Row (9) &nbsp;&nbsp;&nbsp;&nbsp; 0.45% (2)

(12) &nbsp;&nbsp;&nbsp;&nbsp; Type of reporting person
(see instructions) &nbsp;&nbsp;&nbsp;&nbsp; PN

(1) Represents 148,154 shares of Common Stock held directly by Greylock XII-A Limited Partnership.

(2) The percent of class was calculated based on 33,192,703 shares of Common Stock outstanding as of
November 2, 2022 (as reported in the issuer's Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 8, 2022).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 4 of 10 Pages

(1) &nbsp;&nbsp;&nbsp;&nbsp; Names of reporting persons &nbsp;&nbsp;&nbsp;&nbsp; Greylock XII GP LLC

(2) &nbsp;&nbsp;&nbsp;&nbsp; Check the appropriate box
if a member of a group (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; (a) ☐ (b) ☒

(3) &nbsp;&nbsp;&nbsp;&nbsp; SEC use only

(4) &nbsp;&nbsp;&nbsp;&nbsp; Citizenship or place of
organization &nbsp;&nbsp;&nbsp;&nbsp; Delaware

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (5) | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (6) | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,481,557 (1) |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (7) | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (8) | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,481,557 (1) |

---

(9) &nbsp;&nbsp;&nbsp;&nbsp; Aggregate amount beneficially owned by each reporting person &nbsp;&nbsp;&nbsp;&nbsp; 1,481,557 (1)

(10) &nbsp;&nbsp;&nbsp;&nbsp; Check if the aggregate
amount in Row (9) excludes certain shares (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; ☐

(11) &nbsp;&nbsp;&nbsp;&nbsp; Percent of class
represented by amount in Row (9) &nbsp;&nbsp;&nbsp;&nbsp; 4.46% (2)

(12) &nbsp;&nbsp;&nbsp;&nbsp; Type of reporting person
(see instructions) &nbsp;&nbsp;&nbsp;&nbsp; PN

(1) Represents 1,333,403 shares of Common Stock held directly by Greylock XII Limited Partnership and 148,154
shares of Common Stock held directly by Greylock XII-A Limited Partnership. Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited
Partnership.

(2) The percent of class was calculated based on 33,192,703 shares of Common Stock outstanding as of
November 2, 2022 (as reported in the issuer's Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 8, 2022).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 5 of 10 Pages

(1) &nbsp;&nbsp;&nbsp;&nbsp; Names of reporting persons &nbsp;&nbsp;&nbsp;&nbsp; William W. Helman

(2) &nbsp;&nbsp;&nbsp;&nbsp; Check the appropriate box
if a member of a group (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; (a) ☐ (b) ☒

(3) &nbsp;&nbsp;&nbsp;&nbsp; SEC use only

(4) &nbsp;&nbsp;&nbsp;&nbsp; Citizenship or place of
organization &nbsp;&nbsp;&nbsp;&nbsp; United
States

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (5) | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (6) | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,481,557 (1) |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (7) | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (8) | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,481,557 (1) |

---

(9) &nbsp;&nbsp;&nbsp;&nbsp; Aggregate amount beneficially owned by each reporting person &nbsp;&nbsp;&nbsp;&nbsp; 1,481,557 (1)

(10) &nbsp;&nbsp;&nbsp;&nbsp; Check if the aggregate
amount in Row (9) excludes certain shares (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; ☐

(11) &nbsp;&nbsp;&nbsp;&nbsp; Percent of class
represented by amount in Row (9) &nbsp;&nbsp;&nbsp;&nbsp; 4.46% (2)

(12) &nbsp;&nbsp;&nbsp;&nbsp; Type of reporting person
(see instructions) &nbsp;&nbsp;&nbsp;&nbsp; IN

(1) Represents 1,333,403 shares of Common Stock held directly by Greylock XII Limited Partnership and 148,154
shares of Common Stock held directly by Greylock XII-A Limited Partnership. Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited
Partnership. Mr. Helman, as a managing member of Greylock XII GP LLC, may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited
Partnership.

(2) The percent of class was calculated based on 33,192,703 shares of Common Stock outstanding as of
November 2, 2022 (as reported in the issuer's Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 8, 2022).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 6 of 10 Pages

(1) &nbsp;&nbsp;&nbsp;&nbsp; Names of reporting persons &nbsp;&nbsp;&nbsp;&nbsp; Aneel Bhusri

(2) &nbsp;&nbsp;&nbsp;&nbsp; Check the appropriate box
if a member of a group (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; (a) ☐ (b) ☒

(3) &nbsp;&nbsp;&nbsp;&nbsp; SEC use only

(4) &nbsp;&nbsp;&nbsp;&nbsp; Citizenship or place of
organization &nbsp;&nbsp;&nbsp;&nbsp; United
States

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (5) | &nbsp;&nbsp;&nbsp;&nbsp;Sole voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (6) | &nbsp;&nbsp;&nbsp;&nbsp;Shared voting power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,481,557 (1) |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (7) | &nbsp;&nbsp;&nbsp;&nbsp;Sole dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;0 |
| &nbsp;&nbsp;&nbsp; Number of<br> shares<br> beneficially <br> owned by<br> each<br> reporting<br> person<br> with: | (8) | &nbsp;&nbsp;&nbsp;&nbsp;Shared dispositive power<br>&nbsp;&nbsp;&nbsp;&nbsp;1,481,557 (1) |

---

(9) &nbsp;&nbsp;&nbsp;&nbsp; Aggregate amount beneficially owned by each reporting person &nbsp;&nbsp;&nbsp;&nbsp; 1,481,557 (1)

(10) &nbsp;&nbsp;&nbsp;&nbsp; Check if the aggregate
amount in Row (9) excludes certain shares (see instructions) &nbsp;&nbsp;&nbsp;&nbsp; ☐

(11) &nbsp;&nbsp;&nbsp;&nbsp; Percent of class
represented by amount in Row (9) &nbsp;&nbsp;&nbsp;&nbsp; 4.46% (2)

(12) &nbsp;&nbsp;&nbsp;&nbsp; Type of reporting person
(see instructions) &nbsp;&nbsp;&nbsp;&nbsp; IN

(1) Represents 1,333,403 shares of Common Stock held directly by Greylock XII Limited Partnership and 148,154
shares of Common Stock held directly by Greylock XII-A Limited Partnership. Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited
Partnership. Mr. Bhusri, as a managing member of Greylock XII GP LLC may be deemed to beneficially own the shares of stock held directly by Greylock XII Limited Partnership and Greylock XII-A Limited
Partnership.

(2) The percent of class was calculated based on 33,192,703 shares of Common Stock outstanding as of
November 2, 2022 (as reported in the issuer's Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 8, 2022).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 7 of 10 Pages

<u>Item 1(a)</u> <u>Name of Issuer:</u>

Oportun Financial Corporation

<u>Item 1(b)</u> <u>Address of Issuer's Principal Executive Offices:</u>

2 Circle Star Way

San Carlos, CA 94070

<u>Item 2(a)</u> <u>Name of Person Filing:</u>

The reporting persons are:

(i) Greylock XII Limited Partnership;

(ii) Greylock XII-A Limited Partnership;

(iii) Greylock XII GP LLC, the General Partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership;

(iv) William W. Helman, a managing member of Greylock XII GP LLC; and

(v) Aneel Bhusri, a managing member of Greylock XII GP LLC.

<u>Item 2(b)</u> <u>Address of Principal Business Office or, if None, Residence:</u>

The address of each of the reporting persons is:

2550 Sand Hill Road, Suite 200

Menlo Park, CA 94025

<u>Item 2(c)</u> <u>Citizenship:</u>

(i) Greylock XII Limited Partnership, a Delaware limited partnership;

(ii) Greylock XII-A Limited Partnership, a Delaware limited partnership;

(iii) Greylock XII GP LLC, a Delaware limited liability company;

(iv) William W. Helman, a U.S. citizen; and

(v) Aneel Bhusri, a U.S. citizen.

<u>Item 2(d)</u> <u>Title of Class of Securities:</u>

This Schedule 13G report relates to the Common Stock, par value $0.0001 per share (the "Common Stock"), of Oportun Financial Corporation.

<u>Item 2(e)</u> <u>CUSIP Number:</u>

68376D104

<u>Item 3</u> <u>Description of Person Filing:</u>

Not applicable.

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 8 of 10 Pages

<u>Item 4</u> <u>Ownership:</u>

(a) and (b) Amount Beneficially Owned:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) Greylock XII Limited Partnership directly owns 1,333,403 shares of Common Stock, which represents approximately
4.02% of the outstanding shares of Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) Greylock XII-A Limited Partnership directly owns 148,154 shares of
Common Stock which represents approximately 0.45% of the outstanding shares of Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) Greylock XII GP LLC is the general partner of Greylock XII Limited Partnership and Greylock XII-A Limited Partnership, and may be deemed to beneficially own 1,333,403 shares of Common Stock held directly by Greylock XII Limited Partnership and 148,154 shares of Common Stock held directly by Greylock XII-A Limited Partnership which represents approximately 4.46% of the outstanding shares of Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv) Mr. Helman, as a managing member of Greylock XII GP LLC may be deemed to beneficially own the 1,333,403
shares of Common Stock held directly by Greylock XII Limited Partnership and 148,154 shares of Common Stock held directly by Greylock XII-A Limited Partnership which represents approximately 4.46% of the
outstanding shares of Common Stock.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(v) Mr. Bhusri, as a managing member of Greylock XII GP LLC may be deemed to beneficially own the 1,333,403
shares of Common Stock held directly by Greylock XII Limited Partnership and 148,154 shares of Common Stock held directly by Greylock XII-A Limited Partnership which represents approximately 4.46% of the
outstanding shares of Common Stock.

(c) <u>Number of Shares as to which the Person has:</u>

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **NUMBER OF SHARES OF COMMON STOCK** | **NUMBER OF SHARES OF COMMON STOCK** | **NUMBER OF SHARES OF COMMON STOCK** | **NUMBER OF SHARES OF COMMON STOCK** |
| **Reporting Person** | **(i)** | **(ii)** | **(iii)** | **(iv)** |
|  Greylock XII Limited Partnership | 0 | 1333403 | 0 | 1333403 |
|  Greylock XII-A Limited Partnership | 0 | 148154 | 0 | 148154 |
|  Greylock XII GP LLC | 0 | 1481557 | 0 | 1481557 |
|  William W. Helman | 0 | 1481557 | 0 | 1481557 |
|  Aneel Bhusri | 0 | 1481557 | 0 | 1481557 |

---

------

(i) Sole power to vote or direct the vote

(ii) Shared power to vote or to direct the vote

(iii) Sole power to dispose or to direct the disposition of

(iv) Shared power to dispose or to direct the disposition of

Percentages calculated based on 33,192,703 shares of Common Stock outstanding as of November 2, 2022 (as reported in the issuer's Quarterly Report on Form 10-Q as filed by the issuer with the SEC on November 8, 2022).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 9 of 10 Pages

---

| | |
|:---|:---|
| <u>Item 5</u> | <u>Ownership of Five Percent or Less of a Class:</u>  |

---

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒

---

| | |
|:---|:---|
| <u>Item 6</u> | <u>Ownership of More than Five Percent on Behalf of Another Person:</u>  |

---

Not applicable.

<u>Item 7</u> <u>Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:</u>

Not applicable.

<u>Item 8</u> <u>Identification and Classification of Members of the Group:</u>

Each of the reporting persons expressly disclaims membership in a "Group" as defined in Rule 13d-1(b)(ii)(J).

<u>Item 9</u> <u>Notice of Dissolution of Group:</u>

Not applicable.

<u>Item 10</u> <u>Certification:</u>

Not applicable.

This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).

------

SCHEDULE 13G

CUSIP No. 68376D104 Page 10 of 10 Pages

**SIGNATURE** 

After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.

DATED: February 7, 2023.

---

| | | |
|:---|:---|:---|
|  **GREYLOCK XII LIMITED PARTNERSHIP** | **GREYLOCK XII LIMITED PARTNERSHIP** | **GREYLOCK XII LIMITED PARTNERSHIP** |
|  By: | Greylock XII GP LLC | Greylock XII GP LLC |
|  | General Partner | General Partner |
|  | By: | /s/ Donald A. Sullivan |
|  |  | Donald A. Sullivan, Administrative Partner |
|  **GREYLOCK XII-A LIMITED PARTNERSHIP** | **GREYLOCK XII-A LIMITED PARTNERSHIP** | **GREYLOCK XII-A LIMITED PARTNERSHIP** |
|  By: | Greylock XII GP LLC | Greylock XII GP LLC |
|  | General Partner | General Partner |
|  | By: | /s/ Donald A. Sullivan |
|  |  | Donald A. Sullivan, Administrative Partner |
|  **GREYLOCK XII GP LLC** | **GREYLOCK XII GP LLC** | **GREYLOCK XII GP LLC** |
| By: | /s/ Donald A. Sullivan | /s/ Donald A. Sullivan |
|  | Donald A. Sullivan, Administrative Partner | Donald A. Sullivan, Administrative Partner |
|  **WILLIAM W. HELMAN** | **WILLIAM W. HELMAN** | **WILLIAM W. HELMAN** |
| By: | /s/ William W. Helman | /s/ William W. Helman |

---

---

| | |
|:---|:---|
|  **ANEEL BHUSRI** | **ANEEL BHUSRI** |
| By: | /s/ Aneel Bhusri |

---

---

| | |
|:---|:---|
|  **DONALD A. SULLIVAN** | **DONALD A. SULLIVAN** |
| By: | /s/ Donald A. Sullivan |

---

## Ex-99

**Exhibit 99** 

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Oportun Financial Corporation. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.

EXECUTED as of this 7th day of February, 2023.

---

| | | |
|:---|:---|:---|
| **GREYLOCK XII LIMITED PARTNERSHIP** | **GREYLOCK XII LIMITED PARTNERSHIP** | **GREYLOCK XII LIMITED PARTNERSHIP** |
| By: | Greylock XII GP LLC<br> General Partner | Greylock XII GP LLC<br> General Partner |
|  | By: | /s/ Donald A. Sullivan |
|  |  | Donald A. Sullivan, Administrative Partner |
| **GREYLOCK XII-A LIMITED PARTNERSHIP** | **GREYLOCK XII-A LIMITED PARTNERSHIP** | **GREYLOCK XII-A LIMITED PARTNERSHIP** |
| By: | Greylock XII GP LLC<br> General Partner | Greylock XII GP LLC<br> General Partner |
|  | By: | /s/ Donald A. Sullivan |
|  |  | Donald A. Sullivan, Administrative Partner |
| **GREYLOCK XII GP LLC** | **GREYLOCK XII GP LLC** | **GREYLOCK XII GP LLC** |
|  | By: | /s/ Donald A. Sullivan |
|  |  | Donald A. Sullivan, Administrative Partner |

---

---

| | |
|:---|:---|
| **WILLIAM W. HELMAN** | **WILLIAM W. HELMAN** |
| By: | /s/ William W. Helman |
| **ANEEL BHUSRI** | **ANEEL BHUSRI** |
| By: | /s/ Aneel Bhusri |
| **DONALD A. SULLIVAN** | **DONALD A. SULLIVAN** |
| By: | /s/ Donald A. Sullivan |

---