# EDGAR Filing Document

**Accession Number:** 0001481792
**File Stem:** 0001127602-23-008165
**Filing Date:** 2023-3
**Character Count:** 7663
**Document Hash:** ec12b69876a864315802f544bd6638ab
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127602-23-008165.hdr.sgml**: 20230302

**ACCESSION NUMBER**: 0001127602-23-008165

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230301

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230302

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Honan David J
- **CENTRAL INDEX KEY:** 0001495588

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34806
- **FILM NUMBER:** 23697431

**MAIL ADDRESS:**
- **STREET 1:** QUAD/GRAPHICS, INC.
- **STREET 2:** N61 W23044 HARRY'S WAY
- **CITY:** SUSSEX
- **STATE:** WI
- **ZIP:** 53089
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Quad/Graphics, Inc.
- **CENTRAL INDEX KEY:** 0001481792
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL PRINTING [2750]
- **IRS NUMBER:** 391152983
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** N61 W23044 HARRY'S WAY
- **CITY:** SUSSEX
- **STATE:** WI
- **ZIP:** 53089-3995
- **BUSINESS PHONE:** 414-566-6000

**MAIL ADDRESS:**
- **STREET 1:** N61 W23044 HARRY'S WAY
- **CITY:** SUSSEX
- **STATE:** WI
- **ZIP:** 53089-3995

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Honan David J<br><sub>(Last) (First) (Middle)</sub><br>C/O QUAD/GRAPHICS, INC.<br>N61 W23044 HARRY'S WAY<br><sub>(Street)</sub><br>SUSSEX, WI 53089<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Operating Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Quad/Graphics, Inc. [ QUAD ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-03-01 |  | F |  | 34212<sup>(1)</sup> | D | $4.89 | 543052 | D |  |
| Class A Common Stock |  |  |  |  |  |  |  | 4067 | I | As Trustee - DQ 2008 Trust<sup>(2)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 4067 | I | As Trustee - HVQ 2003 Trust<sup>(3)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 4067 | I | As Trustee - MAQ 2001 Trust<sup>(4)</sup> |
| Class A Common Stock |  |  |  |  |  |  |  | 735.4747<sup>(5)</sup> | I | By 401(a) Plan |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 2870 |  | 2870 | I | As Trustee - DQ 2008 Trust<sup>(2)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 2870 |  | 2870 | I | As Trustee - HVQ 2003 Trust<sup>(3)</sup> |
| Class B Common Stock | <sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 2868 |  | 2868 | I | As Trustee - MAQ 2001 Trust<sup>(4)</sup> |

---

### Footnotes:

(1) Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

(2) As Trustee for the Danica Quadracci 2008 Trust.
The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to theextent of his pecuniary interest therein.

(3) As Trustee for the Halle Victoria Quadracci 2003 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

(4) As Trustee for the Meghan Angela Quadracci 2001 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof.
The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

(5) Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 02/28/2023.

(6) Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

**Signature:** /s/ Sherilyn R. Whitmoyer, attorney-in-fact for David J. Honan  
**Date:** 2023-03-02

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**