# EDGAR Filing Document

**Accession Number:** 0000836372
**File Stem:** 0000950123-23-001196
**Filing Date:** 2023-2
**Character Count:** 17484
**Document Hash:** 0beceddc7950e11f4441172a60476a48
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950123-23-001196.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0000950123-23-001196

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OAK ASSOCIATES LTD /OH/
- **CENTRAL INDEX KEY:** 0000836372
- **IRS NUMBER:** 341818085
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-02338
- **FILM NUMBER:** 23601833

**BUSINESS ADDRESS:**
- **STREET 1:** 3875 EMBASSY PARKWAY
- **STREET 2:** SUITE 250
- **CITY:** AKRON
- **STATE:** OH
- **ZIP:** 44333
- **BUSINESS PHONE:** 3306681234

**MAIL ADDRESS:**
- **STREET 1:** 3875 EMBASSY PARKWAY
- **STREET 2:** SUITE 250
- **CITY:** AKRON
- **STATE:** OH
- **ZIP:** 44333

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** OAK ASSOCIATES LTD /OH/<br>**Address:** 3875 EMBASSY PARKWAY<br>SUITE 250<br>AKRON, OH 44333

**Form 13F File Number:** 028-02338

**CRD Number (if applicable):** 000108874

**SEC File Number (if applicable):** 801-23632

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Robert D. Stimpson<br>**Title:** Managing Member<br>**Phone:** (330) 668-1234

**Signature, Place, and Date of Signing:**

Robert D. Stimpson  Akron, OH  02-08-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 142

**Form 13F Information Table Value Total:** $1192021316

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMN Healthcare Services | COM | 001744101 |  | 1111793 | 10813 | SH |  | SOLE |  | 10813 | 0 | 0 |
| AbbVie Inc. | COM | 00287Y109 |  | 2395545 | 14823 | SH |  | SOLE |  | 14823 | 0 | 0 |
| Accenture Plc | COM | G1151C101 |  | 13459410 | 50440 | SH |  | SOLE |  | 50440 | 0 | 0 |
| Activision Blizzard Inc. | COM | 00507V109 |  | 2379710 | 31087 | SH |  | SOLE |  | 31087 | 0 | 0 |
| Adtalem Global Education Inc. | COM | 00737L103 |  | 663708 | 18696 | SH |  | SOLE |  | 18696 | 0 | 0 |
| Advanced Energy Industries | COM | 007973100 |  | 2837774 | 33082 | SH |  | SOLE |  | 33082 | 0 | 0 |
| Advanced Micro Devices | COM | 007903107 |  | 6960249 | 107461 | SH |  | SOLE |  | 107461 | 0 | 0 |
| Akamai Technologies Inc. | COM | 00971T101 |  | 14757895 | 175064 | SH |  | SOLE |  | 175064 | 0 | 0 |
| Alcon Inc | COM | H01301128 |  | 14140895 | 206286 | SH |  | SOLE |  | 206286 | 0 | 0 |
| Alphabet Inc. Class A | COM | 02079K305 |  | 28538435 | 323455 | SH |  | SOLE |  | 323455 | 0 | 0 |
| Alphabet Inc. Class C | COM | 02079K107 |  | 70631298 | 796025 | SH |  | SOLE |  | 796025 | 0 | 0 |
| Amazon.com Inc. | COM | 023135106 |  | 68052600 | 810150 | SH |  | SOLE |  | 810150 | 0 | 0 |
| Ambarella Inc. | COM | G037AX101 |  | 3285746 | 39958 | SH |  | SOLE |  | 39958 | 0 | 0 |
| Amdocs Limited | COM | G02602103 |  | 11431948 | 125764 | SH |  | SOLE |  | 125764 | 0 | 0 |
| AmerisourceBergen Corp | COM | 03073E105 |  | 2718307 | 16404 | SH |  | SOLE |  | 16404 | 0 | 0 |
| Amgen Inc. | COM | 031162100 |  | 38866481 | 147984 | SH |  | SOLE |  | 147984 | 0 | 0 |
| Amphenol Corp. | COM | 032095101 |  | 7087568 | 93086 | SH |  | SOLE |  | 93086 | 0 | 0 |
| Apple Inc. | COM | 037833100 |  | 29574667 | 227620 | SH |  | SOLE |  | 227620 | 0 | 0 |
| Applied Industrial Tech | COM | 03820C105 |  | 2746572 | 21793 | SH |  | SOLE |  | 21793 | 0 | 0 |
| Artisan Partners Asset Mangmnt | COM | 04316A108 |  | 608642 | 20493 | SH |  | SOLE |  | 20493 | 0 | 0 |
| Asbury Automotive Group | COM | 043436104 |  | 1430415 | 7980 | SH |  | SOLE |  | 7980 | 0 | 0 |
| Assurant Inc. | COM | 04621X108 |  | 5362073 | 42876 | SH |  | SOLE |  | 42876 | 0 | 0 |
| Atlantic Union Bankshares Corp | COM | 04911A107 |  | 804636 | 22898 | SH |  | SOLE |  | 22898 | 0 | 0 |
| Bank of New York Mellon Corp. | COM | 064058100 |  | 5425531 | 119190 | SH |  | SOLE |  | 119190 | 0 | 0 |
| Barrett Business Services Inc | COM | 068463108 |  | 932987 | 10002 | SH |  | SOLE |  | 10002 | 0 | 0 |
| Biogen Inc. | COM | 09062X103 |  | 1714135 | 6190 | SH |  | SOLE |  | 6190 | 0 | 0 |
| CF Industries Holdings Inc. | COM | 125269100 |  | 241968 | 2840 | SH |  | SOLE |  | 2840 | 0 | 0 |
| CNO Financial Group Inc. | COM | 12621E103 |  | 441782 | 19334 | SH |  | SOLE |  | 19334 | 0 | 0 |
| CSG Systems International | COM | 126349109 |  | 1001515 | 17509 | SH |  | SOLE |  | 17509 | 0 | 0 |
| Calix Inc. | COM | 13100M509 |  | 1799230 | 26293 | SH |  | SOLE |  | 26293 | 0 | 0 |
| Cardinal Health Inc. | COM | 14149Y108 |  | 3011229 | 39173 | SH |  | SOLE |  | 39173 | 0 | 0 |
| Carlisle Companies Inc. | COM | 142339100 |  | 427705 | 1815 | SH |  | SOLE |  | 1815 | 0 | 0 |
| Charles River Laboratories | COM | 159864107 |  | 1151384 | 5284 | SH |  | SOLE |  | 5284 | 0 | 0 |
| Charles Schwab Corp | COM | 808513105 |  | 49725180 | 597228 | SH |  | SOLE |  | 597228 | 0 | 0 |
| Check Point Software | COM | M22465104 |  | 7461481 | 59143 | SH |  | SOLE |  | 59143 | 0 | 0 |
| Chubb Limited | COM | H1467J104 |  | 19213949 | 87099 | SH |  | SOLE |  | 87099 | 0 | 0 |
| Cigna Corporation | COM | 125523100 |  | 14607124 | 44085 | SH |  | SOLE |  | 44085 | 0 | 0 |
| Cirrus Logic Inc. | COM | 172755100 |  | 2668618 | 35830 | SH |  | SOLE |  | 35830 | 0 | 0 |
| Cisco Systems Inc. | COM | 17275R102 |  | 60044808 | 1260386 | SH |  | SOLE |  | 1260386 | 0 | 0 |
| Cognizant Tech Solutions | COM | 192446102 |  | 10489776 | 183420 | SH |  | SOLE |  | 183420 | 0 | 0 |
| Cohu Inc. | COM | 192576106 |  | 2923056 | 91203 | SH |  | SOLE |  | 91203 | 0 | 0 |
| Concentrix Corporation | COM | 20602D101 |  | 798960 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| Coterra Energy | COM | 127097103 |  | 1512062 | 61541 | SH |  | SOLE |  | 61541 | 0 | 0 |
| Curtiss-Wright Corp. | COM | 231561101 |  | 270524 | 1620 | SH |  | SOLE |  | 1620 | 0 | 0 |
| Dime Community Bancshares Inc | COM | 25432X102 |  | 753607 | 23676 | SH |  | SOLE |  | 23676 | 0 | 0 |
| Diodes Inc. | COM | 254543101 |  | 2821901 | 37062 | SH |  | SOLE |  | 37062 | 0 | 0 |
| Edgewell Personal Care Company | COM | 28035Q102 |  | 713221 | 18506 | SH |  | SOLE |  | 18506 | 0 | 0 |
| Elevance Health Inc. | COM | 036752103 |  | 3081924 | 6008 | SH |  | SOLE |  | 6008 | 0 | 0 |
| Eli Lilly  Co. | COM | 532457108 |  | 2099922 | 5740 | SH |  | SOLE |  | 5740 | 0 | 0 |
| Energizer Holdings | COM | 29272W109 |  | 538176 | 16041 | SH |  | SOLE |  | 16041 | 0 | 0 |
| Ensign Group Inc. (The) | COM | 29358P101 |  | 2928463 | 30953 | SH |  | SOLE |  | 30953 | 0 | 0 |
| Exelixis Inc. | COM | 30161Q104 |  | 1397357 | 87117 | SH |  | SOLE |  | 87117 | 0 | 0 |
| F5 Networks Inc. | COM | 315616102 |  | 1510443 | 10525 | SH |  | SOLE |  | 10525 | 0 | 0 |
| Fortinet Inc. | COM | 34959E109 |  | 1016912 | 20800 | SH |  | SOLE |  | 20800 | 0 | 0 |
| General Dynamics Corp. | COM | 369550108 |  | 20301353 | 81824 | SH |  | SOLE |  | 81824 | 0 | 0 |
| Gentex Corporation | COM | 371901109 |  | 7837180 | 287392 | SH |  | SOLE |  | 287392 | 0 | 0 |
| Gilead Sciences Inc. | COM | 375558103 |  | 11094725 | 129234 | SH |  | SOLE |  | 129234 | 0 | 0 |
| Global Payments Inc. | COM | 37940X102 |  | 10309714 | 103803 | SH |  | SOLE |  | 103803 | 0 | 0 |
| Harmony Biosciences Holdings | COM | 413197104 |  | 539374 | 9789 | SH |  | SOLE |  | 9789 | 0 | 0 |
| Hartford Financial Services | COM | 416515104 |  | 691570 | 9120 | SH |  | SOLE |  | 9120 | 0 | 0 |
| Humana Inc. | COM | 444859102 |  | 1910469 | 3730 | SH |  | SOLE |  | 3730 | 0 | 0 |
| Huntington Ingalls Industries | COM | 446413106 |  | 1211993 | 5254 | SH |  | SOLE |  | 5254 | 0 | 0 |
| IBM Corp | COM | 459200101 |  | 3231765 | 22938 | SH |  | SOLE |  | 22938 | 0 | 0 |
| Illumina Inc | COM | 452327109 |  | 2126537 | 10517 | SH |  | SOLE |  | 10517 | 0 | 0 |
| Intel Corporation | COM | 458140100 |  | 4544057 | 171928 | SH |  | SOLE |  | 171928 | 0 | 0 |
| Intuitive Surgical Inc. | COM | 46120E602 |  | 3993783 | 15051 | SH |  | SOLE |  | 15051 | 0 | 0 |
| Ironwood Pharmaceuticals Inc. | COM | 46333X108 |  | 2601268 | 209949 | SH |  | SOLE |  | 209949 | 0 | 0 |
| JPMorgan Chase  Co | COM | 46625H100 |  | 23947043 | 178576 | SH |  | SOLE |  | 178576 | 0 | 0 |
| Jack Henry  Associates | COM | 426281101 |  | 2621111 | 14930 | SH |  | SOLE |  | 14930 | 0 | 0 |
| Jazz Pharmaceuticals plc | COM | G50871105 |  | 582278 | 3655 | SH |  | SOLE |  | 3655 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 2297863 | 13008 | SH |  | SOLE |  | 13008 | 0 | 0 |
| KLA Corporation | COM | 482480100 |  | 69384505 | 184029 | SH |  | SOLE |  | 184029 | 0 | 0 |
| Kadant Inc | COM | 48282T104 |  | 829177 | 4668 | SH |  | SOLE |  | 4668 | 0 | 0 |
| Kforce Inc. | COM | 493732101 |  | 967037 | 17637 | SH |  | SOLE |  | 17637 | 0 | 0 |
| Korn Ferry | COM | 500643200 |  | 952770 | 18822 | SH |  | SOLE |  | 18822 | 0 | 0 |
| Kulicke  Soffa Industries | COM | 501242101 |  | 3505525 | 79203 | SH |  | SOLE |  | 79203 | 0 | 0 |
| Laboratory Corp of America | COM | 50540R409 |  | 17658462 | 74989 | SH |  | SOLE |  | 74989 | 0 | 0 |
| Lam Research Corporation | COM | 512807108 |  | 1471050 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| Lockheed Martin Corp. | COM | 539830109 |  | 8479521 | 17430 | SH |  | SOLE |  | 17430 | 0 | 0 |
| Lowes Companies Inc. | COM | 548661107 |  | 25728572 | 129134 | SH |  | SOLE |  | 129134 | 0 | 0 |
| Mastercard Inc. | COM | 57636Q104 |  | 11447967 | 32922 | SH |  | SOLE |  | 32922 | 0 | 0 |
| McKesson Corp | COM | 58155Q103 |  | 12381211 | 33006 | SH |  | SOLE |  | 33006 | 0 | 0 |
| Medtronic PLC | COM | G5960L103 |  | 1048724 | 13494 | SH |  | SOLE |  | 13494 | 0 | 0 |
| Merck  Co. Inc. | COM | 58933Y105 |  | 2635062 | 23750 | SH |  | SOLE |  | 23750 | 0 | 0 |
| Meta Platforms Inc. | COM | 30303M102 |  | 25471285 | 211661 | SH |  | SOLE |  | 211661 | 0 | 0 |
| Microchip Technology Inc | COM | 595017104 |  | 6687449 | 95195 | SH |  | SOLE |  | 95195 | 0 | 0 |
| Microsoft Corporation | COM | 594918104 |  | 28726359 | 119783 | SH |  | SOLE |  | 119783 | 0 | 0 |
| Moderna Inc. | COM | 60770K107 |  | 2349609 | 13081 | SH |  | SOLE |  | 13081 | 0 | 0 |
| ModivCare Inc | COM | 60783X104 |  | 1323248 | 14747 | SH |  | SOLE |  | 14747 | 0 | 0 |
| Molina Healthcare Inc. | COM | 60855R100 |  | 6269557 | 18986 | SH |  | SOLE |  | 18986 | 0 | 0 |
| Murphy USA Inc. | COM | 626755102 |  | 241523 | 864 | SH |  | SOLE |  | 864 | 0 | 0 |
| NVIDIA Corp | COM | 67066G104 |  | 8381714 | 57354 | SH |  | SOLE |  | 57354 | 0 | 0 |
| NXP Semiconductors NV | COM | N6596X109 |  | 31175584 | 197276 | SH |  | SOLE |  | 197276 | 0 | 0 |
| NetApp Inc. | COM | 64110D104 |  | 11856385 | 197409 | SH |  | SOLE |  | 197409 | 0 | 0 |
| NextGen Healthcare Inc. | COM | 65343C102 |  | 2621350 | 139582 | SH |  | SOLE |  | 139582 | 0 | 0 |
| Nordson Corporation | COM | 655663102 |  | 2342493 | 9854 | SH |  | SOLE |  | 9854 | 0 | 0 |
| Oracle Corporation | COM | 68389X105 |  | 27561011 | 337179 | SH |  | SOLE |  | 337179 | 0 | 0 |
| PayPal Holdings Inc. | COM | 70450Y103 |  | 3475180 | 48795 | SH |  | SOLE |  | 48795 | 0 | 0 |
| Paychex Inc. | COM | 704326107 |  | 5996293 | 51889 | SH |  | SOLE |  | 51889 | 0 | 0 |
| Paylocity Holding Corporation | COM | 70438V106 |  | 1402557 | 7220 | SH |  | SOLE |  | 7220 | 0 | 0 |
| PepsiCo Inc. | COM | 713448108 |  | 2714416 | 15025 | SH |  | SOLE |  | 15025 | 0 | 0 |
| Perficient Inc. | COM | 71375U101 |  | 2384555 | 34148 | SH |  | SOLE |  | 34148 | 0 | 0 |
| Pfizer Inc. | COM | 717081103 |  | 14898840 | 290766 | SH |  | SOLE |  | 290766 | 0 | 0 |
| Pool Corporation | COM | 73278L105 |  | 311400 | 1030 | SH |  | SOLE |  | 1030 | 0 | 0 |
| Premier Inc. Class A | COM | 74051N102 |  | 976187 | 27907 | SH |  | SOLE |  | 27907 | 0 | 0 |
| Prestige Cons Healthcare Inc. | COM | 74112D101 |  | 884100 | 14123 | SH |  | SOLE |  | 14123 | 0 | 0 |
| Qorvo Inc. | COM | 74736K101 |  | 9075058 | 100122 | SH |  | SOLE |  | 100122 | 0 | 0 |
| Qualcomm Inc. | COM | 747525103 |  | 37918041 | 344898 | SH |  | SOLE |  | 344898 | 0 | 0 |
| Quest Diagnostics Inc | COM | 74834L100 |  | 5303160 | 33899 | SH |  | SOLE |  | 33899 | 0 | 0 |
| Quidel Corporation | COM | 219798105 |  | 1694039 | 19774 | SH |  | SOLE |  | 19774 | 0 | 0 |
| Regeneron Pharmaceuticals | COM | 75886F107 |  | 7065552 | 9793 | SH |  | SOLE |  | 9793 | 0 | 0 |
| Republic Services Inc. | COM | 760759100 |  | 403739 | 3130 | SH |  | SOLE |  | 3130 | 0 | 0 |
| Salesforce Inc | COM | 79466L302 |  | 3835696 | 28929 | SH |  | SOLE |  | 28929 | 0 | 0 |
| Science App Int'l Corp | COM | 808625107 |  | 1660844 | 14972 | SH |  | SOLE |  | 14972 | 0 | 0 |
| Seagate Technology | COM | G7997R103 |  | 317080 | 6027 | SH |  | SOLE |  | 6027 | 0 | 0 |
| Selective Insurance Group | COM | 816300107 |  | 765147 | 8635 | SH |  | SOLE |  | 8635 | 0 | 0 |
| SolarEdge Technologies Inc. | COM | 83417M104 |  | 2520253 | 8897 | SH |  | SOLE |  | 8897 | 0 | 0 |
| State Street Corp | COM | 857477103 |  | 7238239 | 93312 | SH |  | SOLE |  | 93312 | 0 | 0 |
| Stryker Corp | COM | 863667101 |  | 2172049 | 8884 | SH |  | SOLE |  | 8884 | 0 | 0 |
| Synopsys Inc. | COM | 871607107 |  | 23481225 | 73542 | SH |  | SOLE |  | 73542 | 0 | 0 |
| Tenet Healthcare Corp | COM | 88033G407 |  | 205943 | 4221 | SH |  | SOLE |  | 4221 | 0 | 0 |
| Tesla Inc. | COM | 88160R101 |  | 716538 | 5817 | SH |  | SOLE |  | 5817 | 0 | 0 |
| The Travelers Companies | COM | 89417E109 |  | 646278 | 3447 | SH |  | SOLE |  | 3447 | 0 | 0 |
| Thor Industries Inc. | COM | 885160101 |  | 263460 | 3490 | SH |  | SOLE |  | 3490 | 0 | 0 |
| Tower Semiconductor Ltd | COM | M87915274 |  | 740578 | 17143 | SH |  | SOLE |  | 17143 | 0 | 0 |
| Transdigm Group Inc. | COM | 893641100 |  | 336863 | 535 | SH |  | SOLE |  | 535 | 0 | 0 |
| Truist Financial Corp | COM | 89832Q109 |  | 446436 | 10375 | SH |  | SOLE |  | 10375 | 0 | 0 |
| Ubiquiti Networks Inc. | COM | 90353W103 |  | 1549000 | 5663 | SH |  | SOLE |  | 5663 | 0 | 0 |
| United Therapeutics Corp. | COM | 91307C102 |  | 3060659 | 11006 | SH |  | SOLE |  | 11006 | 0 | 0 |
| UnitedHealth Group Inc. | COM | 91324P102 |  | 3843805 | 7250 | SH |  | SOLE |  | 7250 | 0 | 0 |
| V2X Inc. | COM | 92242T101 |  | 1071558 | 25952 | SH |  | SOLE |  | 25952 | 0 | 0 |
| VISA Inc. | COM | 92826C839 |  | 25575048 | 123099 | SH |  | SOLE |  | 123099 | 0 | 0 |
| VMware Inc. Cl A | COM | 928563402 |  | 18063275 | 147143 | SH |  | SOLE |  | 147143 | 0 | 0 |
| Verint Systems Inc. | COM | 92343X100 |  | 1196986 | 32993 | SH |  | SOLE |  | 32993 | 0 | 0 |
| Vertex Pharmaceuticals | COM | 92532F100 |  | 2000668 | 6928 | SH |  | SOLE |  | 6928 | 0 | 0 |
| Viatris Inc. | COM | 92556V106 |  | 201676 | 18120 | SH |  | SOLE |  | 18120 | 0 | 0 |
| Zimmer Biomet Holdings Inc. | COM | 98956P102 |  | 13448728 | 105480 | SH |  | SOLE |  | 105480 | 0 | 0 |
| eBay Inc. | COM | 278642103 |  | 18921185 | 456262 | SH |  | SOLE |  | 456262 | 0 | 0 |
| AllianceBernstein Hldg | LTD | 01881G106 |  | 797865 | 23214 | SH |  | SOLE |  | 23214 | 0 | 0 |
| Novartis AG | ADR | 66987V109 |  | 15943331 | 175742 | SH |  | SOLE |  | 175742 | 0 | 0 |
| Roche Holdings Ltd | ADR | 771195104 |  | 212976 | 5440 | SH |  | SOLE |  | 5440 | 0 | 0 |
| Silicon Motion Tech ADS | ADR | 82706C108 |  | 2374280 | 36533 | SH |  | SOLE |  | 36533 | 0 | 0 |

---