# EDGAR Filing Document

**Accession Number:** 0000356628
**File Stem:** 0000356628-23-000002
**Filing Date:** 2023-2
**Character Count:** 2851
**Document Hash:** d28709e6558414e0071fd861968b978c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000356628-23-000002.hdr.sgml**: 20230221

**ACCESSION NUMBER**: 0000356628-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230221

**DATE AS OF CHANGE**: 20230221

**EFFECTIVENESS DATE**: 20230221

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NATIONAL FINANCIAL SERVICES LLC
- **CENTRAL INDEX KEY:** 0000356628
- **IRS NUMBER:** 043523567
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-26740
- **FILM NUMBER:** 23647586

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **STREET 2:** MAIL ZONE L10C
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 817-474-1108

**MAIL ADDRESS:**
- **STREET 1:** TWO DESTINY WAY
- **STREET 2:** MAIL ZONE: WG3D
- **CITY:** WESTLAKE
- **STATE:** TX
- **ZIP:** 76262

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONAL FINANCIAL SERVICES LLC                         /BD
- **DATE OF NAME CHANGE:** 20020315

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONAL FINANCIAL SERVICES CORP /MA                    /BD
- **DATE OF NAME CHANGE:** 20000809

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATIONAL FINANCIAL SERVICES CORP                        /BD
- **DATE OF NAME CHANGE:** 20000628

### Attached PDF Documents

**Attachment 1:** `NFS2022SoFC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000356628

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NATIONAL FINANCIAL SERVICES LLC

**Business Address:** 245 SUMMER STREET, MAIL ZONE L10C, BOSTON, MA, 02210

**Contact Person:** Michael Lyons

**Contact Phone:** (516)-725-1287

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers LLP

**Accountant Address:** 300 Madison Avenue, New York, NY, 10017-6204

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael Lyons**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NATIONAL FINANCIAL SERVICES LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Michael Lyons

**Title:** Chief Financial Officer

**Notarized:** Yes