# EDGAR Filing Document

**Accession Number:** 0001319312
**File Stem:** 0001319312-23-000003
**Filing Date:** 2023-3
**Character Count:** 2707
**Document Hash:** 12fab13ffbe504e7f0b297fc7dcb321e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001319312-23-000003.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001319312-23-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**EFFECTIVENESS DATE**: 20230301

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FORGE SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001319312
- **IRS NUMBER:** 871327353
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66846
- **FILM NUMBER:** 23695068

**BUSINESS ADDRESS:**
- **STREET 1:** 415 MISSION ST
- **STREET 2:** 55TH FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 4159942785

**MAIL ADDRESS:**
- **STREET 1:** 415 MISSION ST
- **STREET 2:** 55TH FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHARESPOST FINANCIAL CORPORATION
- **DATE OF NAME CHANGE:** 20210818

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORGE SECURITIES LLC
- **DATE OF NAME CHANGE:** 20210810

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHARESPOST FINANCIAL CORPORATION
- **DATE OF NAME CHANGE:** 20111109

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001319312

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FORGE SECURITIES LLC

**Business Address:** 415 MISSION ST, 55TH FLOOR, SAN FRANCISCO, CA, 94105

**Contact Person:** Maria Rada

**Contact Phone:** 4158942071

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LLP

**Accountant Address:** 560 Mission Street, Suite 1600, San Francisco, CA, 94105

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jennifer Phillips**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FORGE SECURITIES LLC**, as of **03-01-2023**, are true and correct.

**Signature:** Jennifer Phillips

**Title:** President

**Notarized:** Yes