# EDGAR Filing Document

**Accession Number:** 0000810943
**File Stem:** 0001145549-23-004694
**Filing Date:** 2023-1
**Character Count:** 56132
**Document Hash:** a56fd962ef1e6351ccc0a3b050cc626d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-004694.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001145549-23-004694

**CONFORMED SUBMISSION TYPE**: NT NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HIGH INCOME SECURITIES FUND
- **CENTRAL INDEX KEY:** 0000810943
- **IRS NUMBER:** 046562068
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NT NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05133
- **FILM NUMBER:** 23569361

**BUSINESS ADDRESS:**
- **STREET 1:** ONE POST OFFICE SQ
- **STREET 2:** MAILSTOP A 14
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02109
- **BUSINESS PHONE:** 414-765-6318

**MAIL ADDRESS:**
- **STREET 1:** US BANCORP FUND SERVICES LLC
- **STREET 2:** 615 EAST MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM HIGH INCOME SECURITIES FUND
- **DATE OF NAME CHANGE:** 20050930

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM HIGH INCOME BOND FUND
- **DATE OF NAME CHANGE:** 20030408

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PUTNAM HIGH BOND FUND
- **DATE OF NAME CHANGE:** 20021107

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** High Income Securities Fund

- **b. Investment Company Act file number:** 811-05133

- **c. CIK number of Registrant:** 0000810943

- **d. LEI of Registrant:** 25RM533JWPQG19PQ1G87

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 4147654255

**Item A.2. Information about the Series.**

- **a. Name of Series:** High Income Securities Fund

- **c. LEI of Series:** 25RM533JWPQG19PQ1G87

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $133161914.15

**Total Liabilities:** $1552442.01

**Net Assets:** $131609472.14

**Cash Not Reported:** $24198.78

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -2.65%               | -4.57%               | 7.58%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-201639.49              | $-10861303.30                              |
| Month 2  | $-68221.42               | $2098171.20                                |
| Month 3  | $-464256.92              | $4857549.73                                |

### Schedule of Portfolio Investments

| Name                           | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Delaware Investments National  | Delaware Investments National Municipal Income Fund      | CUSIP: 24610T108<br>LEI: NIC7ULNUGCUI836YP119 | Long             | EC               | RF                | US        |     11870 | NS      | $136267.60    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Destra Multi-Alternative Fund  | Destra Multi-Alternative Fund                            | CUSIP: 25065A502<br>LEI: N/A                  | Long             | EC               | RF                | US        |    127141 | NS      | $869644.44    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITAL HEALTH ACQUISTION CO   | Digital Health Acquisition Corp                          | CUSIP: 253893119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     84000 | NS      | $7702.80      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleLine Yield Opportunities | DoubleLine Yield Opportunities Fund                      | CUSIP: 25862D105<br>LEI: 5493006BIH94Q4VHHG23 | Long             | EC               | RF                | US        |     22948 | NS      | $322648.88    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| First Eagle Alternative Capita | First Eagle Alternative Capital BDC Inc                  | CUSIP: 26943B100<br>LEI: ZPFGW6VV73M9CW4FN909 | Long             | EC               | CORP              | US        |    281770 | NS      | $1245423.40   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance New York Municipal | Eaton Vance New York Municipal Bond Fund                 | CUSIP: 27827Y109<br>LEI: 5493003LD9U89XVQ7W91 | Long             | EC               | RF                | US        |    207180 | NS      | $1895697.00   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Edify Acquisition Corp         | Edify Acquisition Corp                                   | CUSIP: 28059Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50000 | NS      | $501500.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Ellsworth Growth and Income Fu | Ellsworth Growth and Income Fund Ltd                     | CUSIP: 289074106<br>LEI: 549300GYFOXHCDQTI772 | Long             | EC               | RF                | US        |     73378 | NS      | $614907.64    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ExcelFin Acquisition Corp      | ExcelFin Acquisition Corp                                | CUSIP: 30069X201<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50000 | NS      | $505000.00    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| Figure Acquisition Corp I      | Figure Acquisition Corp I                                | CUSIP: 302438106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7500 | NS      | $75300.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| FIGURE ACQUISITION CORP I -A   | Figure Acquisition Corp I                                | CUSIP: 302438114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1875 | NS      | $37.50        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| FS KKR Capital Corp            | FS KKR Capital Corp                                      | CUSIP: 302635206<br>LEI: 549300TYRSI1T21B1360 | Long             | EC               | CORP              | US        |    374220 | NS      | $7432009.20   | 5.65%             |  |  |  | No            |                  1 | On Loan: No      |
| FAST ACQUISITION CORP II-A     | FAST Acquisition Corp II                                 | CUSIP: 311874119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      7500 | NS      | $5035.50      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Government Portfolio  | Fidelity Government Portfolio                            | CUSIP: 316175108<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   1488374 | NS      | $1488374.34   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| FinTech Acquisition Corp VI    | FinTech Acquisition Corp VI                              | CUSIP: 31811H106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $251250.00    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| FINTECH ACQUISITION CORP -A    | FinTech Acquisition Corp VI                              | CUSIP: 31811H114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      6250 | NS      | $2.50         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust High Income Long/S | First Trust High Income Long/Short Fund                  | CUSIP: 33738E109<br>LEI: JUEVI6DHENZLPUBV7E49 | Long             | EC               | RF                | US        |      7124 | NS      | $83422.04     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Dynamic Europe Equ | First Trust Dynamic Europe Equity Income Fund            | CUSIP: 33740D107<br>LEI: 549300YG1NBZKURU8L08 | Long             | EC               | RF                | US        |    263803 | NS      | $2999440.11   | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortress Value Acquisition Cor | Fortress Value Acquisition Corp IV                       | CUSIP: 34964K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     25000 | NS      | $251750.00    | 0.19%             |  |  |  | No            |                  3 | On Loan: No      |
| FORTRESS VALUE ACQUIS IV-A     | Fortress Value Acquisition Corp IV                       | CUSIP: 34964K116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3125 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| FOSSIL GROUP INC               | Fossil Group Inc                                         | CUSIP: 34988V304<br>LEI: DDMY8YZ6L8UEMS1FDM73 | Long             | EP               | CORP              | US        |     84000 | NS      | $1410360.00   | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| GX Acquisition Corp II         | GX Acquisition Corp II                                   | CUSIP: 36260F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60000 | NS      | $594600.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GX ACQUISITION CORP II-A       | GX Acquisition Corp II                                   | CUSIP: 36260F113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     20000 | NS      | $16000.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBAL SYSTEMS DYNAMICS IN-A   | Global Systems Dynamics Inc                              | CUSIP: 37653T116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     25200 | NS      | $252.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Gores Holdings VII Inc         | Gores Holdings VII Inc                                   | CUSIP: 38286T101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15000 | NS      | $149400.00    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GORES HOLDINGS VII INC-A       | Gores Holdings VII Inc                                   | CUSIP: 38286T119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      1875 | NS      | $9.19         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| HNR Acquisition Corp           | HNR Acquisition Corp                                     | CUSIP: 40472A102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37000 | NS      | $375920.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| HNR ACQUISITION CORP           | HNR Acquisition Corp                                     | CUSIP: 40472A128<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     37000 | NS      | $740.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| HARBOR CUSTOM DEV INC          | Harbor Custom Development Inc                            | CUSIP: 41150T207<br>LEI: 549300X40TN4PVCY6F45 | Long             | EP               | CORP              | US        |    131166 | NS      | $955557.43    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Highland Income Fund           | Highland Income Fund                                     | CUSIP: 43010E404<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EC               | RF                | US        |    450286 | NS      | $5196300.44   | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| IG ACQUISITION CORP-CLASS A    | IG Acquisition Corp                                      | CUSIP: 449534114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     25000 | NS      | $2812.53      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| IMEDIA BRANDS INC              | iMedia Brands Inc                                        | CUSIP: 452465305<br>LEI: 5299009C9SZXPB0EEN07 | Long             | EP               | CORP              | US        |     56073 | NS      | $552470.45    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| INDUSTRIAL HUMAN CAPITAL INC   | Industrial Human Capital Inc                             | CUSIP: 45617P112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     47700 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Juniper II Corp                | Juniper II Corp                                          | CUSIP: 48203N103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    142689 | NS      | $1452574.02   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Landcadia Holdings IV Inc      | Landcadia Holdings IV Inc                                | CUSIP: 51477A104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    150000 | NS      | $1503945.00   | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| LANDCADIA HOLDINGS IV INC-A    | Landcadia Holdings IV Inc                                | CUSIP: 51477A112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     12500 | NS      | $1625.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Logan Ridge Finance Corp       | Logan Ridge Finance Corp                                 | CUSIP: 541098109<br>LEI: 5493007DZ22O2I4VJ124 | Long             | EC               | CORP              | US        |     81300 | NS      | $1710552.00   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Longview Acquisition Corp II   | Longview Acquisition Corp II                             | CUSIP: 54319Q105<br>LEI: 549300KFRIOC6K28E041 | Long             | EC               | CORP              | US        |     39584 | NS      | $397423.36    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGVIEW ACQUISITION CORP -A   | Longview Acquisition Corp II                             | CUSIP: 54319Q113<br>LEI: 549300KFRIOC6K28E041 | N/A              | DE               | CORP              | US        |     10000 | NS      | $800.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Lument Finance Trust Inc       | Lument Finance Trust Inc                                 | CUSIP: 55025L108<br>LEI: 5493002OB7SJ4MVQY666 | Long             | EC               | CORP              | US        |    311488 | NS      | $607401.60    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-Brigade Acquisition III Cor | M3-Brigade Acquisition III Corp                          | CUSIP: 55407R103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100332 | NS      | $1009339.92   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| M3-BRIGADE ACQUISITION -CL A   | M3-Brigade Acquisition III Corp                          | CUSIP: 55407R111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     33444 | NS      | $1672.20      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MFS Investment Grade Municipal | MFS Investment Grade Municipal Trust                     | CUSIP: 59318B108<br>LEI: TQV30XJRB3S7V50XRW52 | Long             | EC               | RF                | US        |     45387 | NS      | $331098.17    | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MFS High Yield Municipal Trust | MFS High Yield Municipal Trust                           | CUSIP: 59318E102<br>LEI: A8WLLLHJKX1MW5QPZU93 | Long             | EC               | RF                | US        |    226941 | NS      | $726211.20    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market | Morgan Stanley Emerging Markets Debt Fund Inc            | CUSIP: 61744H105<br>LEI: 879N34XPZOOCKFD26737 | Long             | EC               | RF                | US        |    200315 | NS      | $1330091.60   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PhenixFIN Corp                 | PhenixFIN Corp                                           | CUSIP: 71742W103<br>LEI: 549300JJH1QEB0RKNO53 | Long             | EC               | CORP              | US        |     19193 | NS      | $657360.25    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Portman Ridge Finance Corp     | Portman Ridge Finance Corp                               | CUSIP: 73688F201<br>LEI: 254900YM5BVQKA01I468 | Long             | EC               | CORP              | US        |    190851 | NS      | $4238800.71   | 3.22%             |  |  |  | No            |                  1 | On Loan: No      |
| PWP Forward Acquisition Corp I | PWP Forward Acquisition Corp I                           | CUSIP: 74709Q101<br>LEI: N/A                  | Long             | EC               | RF                | US        |    105000 | NS      | $1053150.00   | 0.80%             |  |  |  | No            |                  3 | On Loan: No      |
| PWP FORWARD ACQUISITION CO-A   | PWP Forward Acquisition Corp I                           | CUSIP: 74709Q119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     21000 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| QUANTUM FINTECH ACQUISITION    | Quantum FinTech Acquisition Corp                         | CUSIP: 74767A113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     33000 | NS      | $660.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Relativity Acquisition Corp    | Relativity Acquisition Corp                              | CUSIP: 75944B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21700 | NS      | $221557.00    | 0.17%             |  |  |  | No            |                  2 | On Loan: No      |
| RELATIVITY ACQUISITION COR-A   | Relativity Acquisition Corp                              | CUSIP: 75944B114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     21700 | NS      | $759.50       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| ROC Energy Acquisition Corp    | ROC Energy Acquisition Corp                              | CUSIP: 77118V108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18000 | NS      | $182700.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ROC Energy Acquisition Corp    | ROC Energy Acquisition Corp                              | CUSIP: 77118V116<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     18000 | NS      | $910.80       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Runway Growth Finance Corp     | Runway Growth Finance Corp                               | CUSIP: 78163D100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    146811 | NS      | $1764668.22   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Saba Capital Income & Opportun | Saba Capital Income & Opportunities Fund                 | CUSIP: 78518H202<br>LEI: 549300MGSUUJ7E55N746 | Long             | EC               | RF                | US        |    559551 | NS      | $4605104.73   | 3.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Seaport Global Acquisition II  | Seaport Global Acquisition II Corp                       | CUSIP: 81221H105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $1012000.00   | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| SEAPORT GLOBAL ACQUISITION-A   | Seaport Global Acquisition II Corp                       | CUSIP: 81221H113<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     50000 | NS      | $400.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Treasury Portfolio     | Invesco Treasury Portfolio                               | CUSIP: 825252406<br>LEI: 5493004B3TM8ZIDDDC39 | Long             | STIV             | RF                | US        |   1488374 | NS      | $1488374.33   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| STEEL PARTNERS HLDS LP         | Steel Partners Holdings LP                               | CUSIP: 85814R206<br>LEI: 5493009U8Z59G5SIZ389 | Long             | EP               | CORP              | US        |    258172 | NS      | $5899230.20   | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| SURO CAPITAL CORP              | SuRo Capital Corp                                        | CUSIP: 86887Q208<br>LEI: 549300YR4IAV0VJFWN84 | Long             | EP               | CORP              | US        |    200000 | NS      | $4780000.00   | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNCHRONOSS TECH               | Synchronoss Technologies Inc                             | CUSIP: 87157B301<br>LEI: 5493007Z5J8Z2TA76376 | Long             | EP               | CORP              | US        |     46470 | NS      | $816942.60    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| TG VENTURE ACQUISITION CORP    | TG Venture Acquisition Corp                              | CUSIP: 87251T117<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     74000 | NS      | $747.40       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Templeton Global Income Fund   | Templeton Global Income Fund                             | CUSIP: 880198106<br>LEI: QU1AAXOSV5K4OVMXJP19 | Long             | EC               | RF                | US        |    740030 | NS      | $3137727.20   | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Iris Acquisition Corp          | Iris Acquisition Corp                                    | CUSIP: 89601Y101<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     37720 | NS      | $377954.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertical Capital Income Fund   | Vertical Capital Income Fund                             | CUSIP: 92535C104<br>LEI: 549300LVMWHJGZNVXZ22 | Long             | EC               | RF                | US        |    310942 | NS      | $2855877.89   | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Total Return Fund Inc   | Virtus Total Return Fund Inc                             | CUSIP: 92835W107<br>LEI: 549300KKRHI4GF7RNQ81 | Long             | EC               | RF                | US        |    266388 | NS      | $1851396.60   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| XAI OCTAGON FLT RT ALT         | XAI Octagon Floating Rate Alternative Income Term Trust  | CUSIP: 98400T205<br>LEI: 549300XT617P63BLW552 | Long             | EP               | CORP              | US        |     80000 | NS      | $2013000.00   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Z-Work Acquisition Corp        | Z-Work Acquisition Corp                                  | CUSIP: 98880C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30999 | NS      | $311074.97    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Z-WORK ACQUISITION CORP-A      | Z-Work Acquisition Corp                                  | CUSIP: 98880C110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     10333 | NS      | $8.27         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Energy Transition Acqui | Zimmer Energy Transition Acquisition Corp                | CUSIP: 989570106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28387 | NS      | $281599.04    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| AGBA GROUP HOLDING LTD         | AGBA Group Holding Ltd                                   | CUSIP: N/A<br>LEI: 5493006NA1XBERP7JE98       | N/A              | DE               | CORP              | US        |     36750 | NS      | $2940.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOPLUS ACQUISITION CORP-A     | BioPlus Acquisition Corp                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     37500 | NS      | $2085.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CARTESIAN GROWTH CORP II       | CARTESIAN GROWTH CORP II                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     99999 | NS      | $1017989.82   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| CARTESIAN GROWTH CORP II- A    | CARTESIAN GROWTH CORP II                                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $3666.63      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Andretti Acquisition Corp      | Andretti Acquisition Corp                                | CUSIP: G26735111<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50000 | NS      | $510500.00    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Elliott Opportunity II Corp    | Elliott Opportunity II Corp                              | CUSIP: N/A<br>LEI: 549300796AMMETN58424       | Long             | EC               | CORP              | US        |     49395 | NS      | $492962.10    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Ares Acquisition Corp          | Ares Acquisition Corp                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     50000 | NS      | $501000.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES ACQUISITION CORP-A        | Ares Acquisition Corp                                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     10000 | NS      | $751.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Fifth Wall Acquisition Corp II | Fifth Wall Acquisition Corp III                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     46100 | NS      | $461000.00    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Forbion European Acquisition C | Forbion European Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    100000 | NS      | $1022000.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAC Hera Acquisition Corp     | FTAC Hera Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     61000 | NS      | $611830.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| FTAC HERA ACQUISITION CORP-A   | FTAC Hera Acquisition Corp                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     15250 | NS      | $820.45       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Kensington Capital Acquisition | Kensington Capital Acquisition Corp V                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     13160 | NS      | $133442.40    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| LAMF Global Ventures Corp I    | LAMF Global Ventures Corp I                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     50000 | NS      | $510000.00    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| LAMF GLOBAL VENTURES CORP I    | LAMF Global Ventures Corp I                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     25000 | NS      | $1500.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Lakeshore Acquisition II Corp  | Lakeshore Acquisition II Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     59500 | NS      | $602735.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Lakeshore Acquisition II Corp  | Lakeshore Acquisition II Corp                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     59500 | NS      | $7140.00      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| LAKESHORE ACQUISITION II COR   | Lakeshore Acquisition II Corp                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     29750 | NS      | $2082.50      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| LAMINGTON ROAD DAC             | Lamington Road DAC                                       | CUSIP: BP5174662<br>LEI: 635400P3XQM8ZRLUPK27 | Long             | DBT              | CORP              | IE        |    491953 | PA      | $346826.87    | 0.26%             | 2121-04-07      | Fixed         | 14.00%                | No            |                  3 | On Loan: No      |
| Leo Holdings Corp II           | Leo Holdings Corp II                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     21000 | NS      | $210525.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| LEO HOLDINGS CORP II-CLASS A   | Leo Holdings Corp II                                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      5250 | NS      | $5.25         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| LIV Capital Acquisition Corp I | LIV Capital Acquisition Corp II                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | MX        |     55500 | NS      | $566100.00    | 0.43%             |  |  |  | No            |                  2 | On Loan: No      |
| LIV CAPITAL ACQUISITION CO-A   | LIV Capital Acquisition Corp II                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     41625 | NS      | $2913.75      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Marlin Technology Corp         | Marlin Technology Corp                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     49998 | NS      | $503979.84    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MARLIN TECHNOLOGY CORP-A       | Marlin Technology Corp                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     16666 | NS      | $166.66       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDICUS SCIENCES ACQUISITI-A   | Medicus Sciences Acquisition Corp                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |      1112 | NS      | $11.12        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Motive Capital Corp II         | Motive Capital Corp II                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     99999 | NS      | $1013989.86   | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| MOTIVE CAPITAL CORP II-CL A    | Motive Capital Corp II                                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $1666.65      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nocturne Acquisition Corp      | Nocturne Acquisition Corp                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     40000 | NS      | $2400.00      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Screaming Eagle Acquisition Co | Screaming Eagle Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     99999 | NS      | $983990.16    | 0.75%             |  |  |  | No            |                  2 | On Loan: No      |
| SCREAMING EAGLE ACQ -CLASS A   | Screaming Eagle Acquisition Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     33333 | NS      | $8999.91      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TARGET GLOBAL ACQUISITION -A   | Target Global Acquisition I Corp                         | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               | CORP              | US        |     23633 | NS      | $1181.65      | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| SIGNA SPORTS UNITED NV         | Signa Sports United NV                                   | CUSIP: N80029114<br>LEI: 98450001A668O1060629 | N/A              | DE               | CORP              | US        |     10731 | NS      | $1609.65      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Aberdeen Asia-Pacific Income F | Aberdeen Asia-Pacific Income Fund Inc                    | CUSIP: 003009107<br>LEI: 549300J666ZH67203572 | Long             | EC               | RF                | US        |    410433 | NS      | $1075334.46   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| AltC Acquisition Corp          | AltC Acquisition Corp                                    | CUSIP: 02156V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50000 | NS      | $493000.00    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Apollo Tactical Income Fund In | Apollo Tactical Income Fund Inc                          | CUSIP: 037638103<br>LEI: 549300JOTMM1DVBHF402 | Long             | EC               | RF                | US        |    147041 | NS      | $1823308.40   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| ARBOR RAPHA CAPITAL BIOHOLDI   | Arbor Rapha Capital Bioholdings Corp I                   | CUSIP: 03881F112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     22400 | NS      | $403.20       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| AULT DISRUPTIVE TECHNOLOGIES   | Ault Disruptive Technologies Corp                        | CUSIP: 05150A112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     48000 | NS      | $720.00       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| B Riley Principal 250 Merger C | B Riley Principal 250 Merger Corp                        | CUSIP: 05602L104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49998 | NS      | $493980.24    | 0.38%             |  |  |  | No            |                  2 | On Loan: No      |
| B RILEY PRINCIPAL 250 MERG-A   | B Riley Principal 250 Merger Corp                        | CUSIP: 05602L112<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     16666 | NS      | $83.50        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Barings BDC Inc                | Barings BDC Inc                                          | CUSIP: 06759L103<br>LEI: 549300GSF4KFZP6ONG49 | Long             | EC               | CORP              | US        |    186369 | NS      | $1712731.11   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| BIOTE CORP -A                  | Biote Corp                                               | CUSIP: 090683111<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     11366 | NS      | $2614.18      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock California Municipal | BlackRock California Municipal Income Trust              | CUSIP: 09248E102<br>LEI: LE6236HQD6DXEGUHE217 | Long             | EC               | RF                | US        |    234521 | NS      | $2582076.21   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Strategic Credit Fu | Blackstone Strategic Credit Fund                         | CUSIP: 09257R101<br>LEI: 549300YESIF051NRED20 | Long             | EC               | RF                | US        |     28361 | NS      | $312538.22    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock ESG Capital Allocati | Blackrock ESG Capital Allocation Trust                   | CUSIP: 09262F100<br>LEI: 549300EWOI5G0PSVIX17 | Long             | EC               | RF                | US        |    201455 | NS      | $2888864.70   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKFIELD DTLA FUND OFF       | Brookfield DTLA Fund Office Trust Investor Inc           | CUSIP: 112714209<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      1615 | NS      | $9447.75      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CEDAR REALTY TRUST INC         | Cedar Realty Trust Inc                                   | CUSIP: 150602407<br>LEI: 54930056URX93R2RSN82 | Long             | EP               | CORP              | US        |      5080 | NS      | $72644.00     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CEDAR REALTY TRUST INC         | Cedar Realty Trust Inc                                   | CUSIP: 150602506<br>LEI: 54930056URX93R2RSN82 | Long             | EP               | CORP              | US        |    101456 | NS      | $1141380.00   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Center Coast Brookfield MLP &  | Center Coast Brookfield MLP & Energy Infrastructure Fund | CUSIP: 151461209<br>LEI: 549300M8EZMVV1SP6N14 | Long             | EC               | RF                | US        |     72216 | NS      | $1308553.92   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Capital Corp VI      | Churchill Capital Corp VI                                | CUSIP: 17143W101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34700 | NS      | $345959.00    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP VI-A    | Churchill Capital Corp VI                                | CUSIP: 17143W119<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      6940 | NS      | $195.71       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Churchill Capital Corp VII     | Churchill Capital Corp VII                               | CUSIP: 17144M102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     58805 | NS      | $587461.95    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| CHURCHILL CAPITAL CORP VII-A   | Churchill Capital Corp VII                               | CUSIP: 17144M110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     11761 | NS      | $352.83       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CION Investment Corp           | CION Investment Corp                                     | CUSIP: 17259U204<br>LEI: 549300XN70JLF94XKX80 | Long             | EC               | CORP              | US        |    571482 | NS      | $5771968.20   | 4.39%             |  |  |  | No            |                  1 | On Loan: No      |
| CLARIM ACQUISITION CORP-CL A   | Clarim Acquisition Corp                                  | CUSIP: 18049C116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      3333 | NS      | $0.67         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Colombier Acquisition Corp     | Colombier Acquisition Corp                               | CUSIP: 19533H108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40500 | NS      | $398520.00    | 0.30%             |  |  |  | No            |                  2 | On Loan: No      |
| COLOMBIER ACQUISITION CORP-A   | Colombier Acquisition Corp                               | CUSIP: 19533H116<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     13500 | NS      | $756.00       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Concord Acquisition Corp II    | Concord Acquisition Corp II                              | CUSIP: 20607U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16612 | NS      | $163628.20    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Copper Property CTL Pass Throu | Copper Property CTL Pass Through Trust                   | CUSIP: 217519107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15380 | NS      | $200709.00    | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| Crescent Capital BDC Inc       | Crescent Capital BDC Inc                                 | CUSIP: 225655109<br>LEI: 549300VPIZMU6OEE0V68 | Long             | EC               | CORP              | US        |    174885 | NS      | $2444892.30   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Cushing MLP & Infrastructure T | Cushing MLP & Infrastructure Total Return Fund/The       | CUSIP: 231631300<br>LEI: 5493006NXITDSHOHUT03 | Long             | EC               | RF                | US        |     51062 | NS      | $1799424.88   | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| NXG NextGen Infrastructure Inc | NXG NextGen Infrastructure Income Fund                   | CUSIP: 231647207<br>LEI: 549300MVVZW681ZGYD76 | Long             | EC               | RF                | US        |     12312 | NS      | $523629.36    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| dMY Technology Group Inc VI    | dMY Technology Group Inc VI                              | CUSIP: 233247105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     56773 | NS      | $564891.35    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| DWS Municipal Income Trust     | DWS Municipal Income Trust                               | CUSIP: 233368109<br>LEI: TEL2CK71Z3LE1OCHIB43 | Long             | EC               | RF                | US        |      5782 | NS      | $51633.26     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Delaware Enhanced Global Divid | Delaware Enhanced Global Dividend & Income Fund          | CUSIP: 246060107<br>LEI: A2NJVV301U26XNED1002 | Long             | EC               | RF                | US        |    335349 | NS      | $2592247.77   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Delaware Ivy High Income Oppor | Delaware Ivy High Income Opportunities Fund              | CUSIP: 246107106<br>LEI: 549300C130E3EJZ8ZQ39 | Long             | EC               | RF                | US        |     27784 | NS      | $308958.08    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Emerging Market | Morgan Stanley Emerging Markets Domestic Debt Fund Inc   | CUSIP: 617477104<br>LEI: 541YGIXZ6JJP4EZDJI96 | Long             | EC               | RF                | US        |     19182 | NS      | $85359.90     | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy Canyon Acquisition Corp | Murphy Canyon Acquisition Corp                           | CUSIP: 626642102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     55500 | NS      | $563325.00    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| MURPHY CANYON ACQUISITION -A   | Murphy Canyon Acquisition Corp                           | CUSIP: 626642110<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     55500 | NS      | $2775.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman California Mu | Neuberger Berman California Municipal Fund Inc           | CUSIP: 64123C101<br>LEI: 5493003VDAWQHC3PB533 | Long             | EC               | RF                | US        |     70983 | NS      | $782942.49    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman New York Muni | Neuberger Berman New York Municipal Fund Inc             | CUSIP: 64124K102<br>LEI: 549300QBK683OL6H5P21 | Long             | EC               | RF                | US        |     61737 | NS      | $612431.04    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Berman Next Generati | Neuberger Berman Next Generation Connectivity Fund Inc   | CUSIP: 64133Q108<br>LEI: 549300GRTFKXVB9LQE61 | Long             | EC               | RF                | US        |    314620 | NS      | $3146200.00   | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| New America High Income Fund I | New America High Income Fund Inc/The                     | CUSIP: 641876800<br>LEI: V5LSTDFQKWGSW30MQ381 | Long             | EC               | RF                | US        |    123071 | NS      | $881188.36    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| NexPoint Diversified Real Esta | NexPoint Diversified Real Estate Trust                   | CUSIP: 65340G205<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EC               | CORP              | US        |    173018 | NS      | $2425712.36   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXPOINT DIV REAL ESTA         | NexPoint Diversified Real Estate Trust                   | CUSIP: 65340G304<br>LEI: 5493008KGR2NU3OXMR64 | Long             | EP               | CORP              | US        |     94082 | NS      | $1538240.70   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| NORTHERN STAR INVESTMENT -A    | Northern Star Investment Corp III                        | CUSIP: 66574L118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      7666 | NS      | $84.33        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Nuveen Short Duration Credit O | Nuveen Short Duration Credit Opportunities Fund          | CUSIP: 67074X107<br>LEI: N0WOEFO1WOMLJYH1PV29 | Long             | EC               | RF                | US        |    302479 | NS      | $3732590.86   | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Multi-Asset Income Fund | Nuveen Multi-Asset Income Fund                           | CUSIP: 670750108<br>LEI: 549300VLJPKC3DNIJ668 | Long             | EC               | RF                | US        |     20588 | NS      | $254261.80    | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Emerging Markets Debt 2 | Nuveen Emerging Markets Debt 2022 Target Term Fund       | CUSIP: 67077P101<br>LEI: 549300RJWTMFGDEV7N50 | Long             | EC               | RF                | US        |       400 | NS      | $2652.00      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| OPY Acquisition Corp I         | OPY Acquisition Corp I                                   | CUSIP: 671005106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100000 | NS      | $999000.00    | 0.76%             |  |  |  | No            |                  2 | On Loan: No      |
| OPY ACQUISITION CORP I - A     | OPY Acquisition Corp I                                   | CUSIP: 671005114<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     50000 | NS      | $4670.00      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| OFS CREDIT COMPANY             | OFS Credit Co Inc                                        | CUSIP: 67111Q404<br>LEI: 549300A7A6U0QNX5FB55 | Long             | EP               | CORP              | US        |     60000 | NS      | $1284000.00   | 0.98%             |  |  |  | No            |                  2 | On Loan: No      |
| PGIM Global High Yield Fund In | PGIM Global High Yield Fund Inc                          | CUSIP: 69346J106<br>LEI: F0ATD1Y4J8CHDKHSLD09 | Long             | EC               | RF                | US        |    176072 | NS      | $1994895.76   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Periphas Capital Partnering Co | Periphas Capital Partnering Corp                         | CUSIP: 713895100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20000 | NS      | $501000.00    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PERIPHAS CAPITAL PARTNR-CL A   | Periphas Capital Partnering Corp                         | CUSIP: 713895118<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |      5000 | NS      | $1.50         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-30

**Name of Applicant:** High Income Securities Fund

**Signature:** Andrew Dakos

**Name of Signer:** /s/ Andrew Dakos

**Title:** President