# EDGAR Filing Document

**Accession Number:** 0001224385
**File Stem:** 0001224385-26-000003
**Filing Date:** 2026-3
**Character Count:** 2771
**Document Hash:** 78888824a7f6330903b21be79d8b91c4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001224385-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001224385-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WELLS FARGO SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001224385

**ORGANIZATION NAME:**
- **EIN:** 562326000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65876
- **FILM NUMBER:** 26704639

**BUSINESS ADDRESS:**
- **STREET 1:** 550 SOUTH TRYON STREET, 6TH FLOOR
- **STREET 2:** D1086-060
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28202
- **BUSINESS PHONE:** 314-295-3994

**MAIL ADDRESS:**
- **STREET 1:** 1 N JEFFERSON AVE
- **STREET 2:** H0004-063
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63103

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WELLS FARGO SECURITIES,  LLC
- **DATE OF NAME CHANGE:** 20090701

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WACHOVIA CAPITAL MARKETS, LLC
- **DATE OF NAME CHANGE:** 20030610

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WACHOVIA CORPORATE & INVESTMENT BANKING, LLC
- **DATE OF NAME CHANGE:** 20030513

### Attached PDF Documents

**Attachment 1:** `wfssfc.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001224385

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WELLS FARGO SECURITIES, LLC

**Business Address:** 550 SOUTH TRYON STREET, 6TH FLOOR, D1086-060, CHARLOTTE, NC, 28202

**Contact Person:** Damian George

**Contact Phone:** 516-662-4287

### Independent Public Accountant Identification

**Accountant Name:** KPMG, LLP

**Accountant Address:** 2 Manhattan West, 375 Ninth ave, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Timothy Connor**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WELLS FARGO SECURITIES, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Timothy Connor

**Title:** Chief Financial Officer