# EDGAR Filing Document

**Accession Number:** 0001197594
**File Stem:** 0000891839-25-000191
**Filing Date:** 2025-12
**Character Count:** 9700
**Document Hash:** 9ba4e56971109fc852a0654e3009a774
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000891839-25-000191.hdr.sgml**: 20251223

**ACCESSION NUMBER**: 0000891839-25-000191

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251219

**FILED AS OF DATE**: 20251223

**DATE AS OF CHANGE**: 20251223

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CONTINENZA JAMES V
- **CENTRAL INDEX KEY:** 0001197594

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-00087
- **FILM NUMBER:** 251601121

**MAIL ADDRESS:**
- **STREET 1:** C/O EASTMAN KODAK
- **STREET 2:** 343 STATE STREET
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14650
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** EASTMAN KODAK CO
- **CENTRAL INDEX KEY:** 0000031235
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 160417150
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 343 STATE ST
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14650-0910
- **BUSINESS PHONE:** 5857244000

**MAIL ADDRESS:**
- **STREET 1:** 343 STATE STREET
- **CITY:** ROCHESTER
- **STATE:** NY
- **ZIP:** 14650

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CONTINENZA JAMES V<br><sub>(Last) (First) (Middle)</sub><br>C/O EASTMAN KODAK COMPANY<br>343 STATE STREET<br><sub>(Street)</sub><br>ROCHESTER, NY 14650<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-12-19 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Executive Chairman and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>EASTMAN KODAK CO [ KODK ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock, par value $.01 | 2025-12-19 |  | M |  | 1150000<sup>(1)</sup> | A | $3.03 | 3205944 | D |  |
| Common Stock, par value $.01 | 2025-12-19 |  | F |  | 706229<sup>(1)</sup> | D | $8.33 | 2499715 | D |  |
| Common Stock, par value $.01 | 2025-12-19 |  | M |  | 981707<sup>(1)</sup> | A | $3.03 | 3481422 | D |  |
| Common Stock, par value $.01 | 2025-12-19 |  | F |  | 602878<sup>(1)</sup> | D | $8.33 | 2878544 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (Right to Buy) | $3.03 | 2025-12-19 |  | M |  |  | 1150000<sup>(1)</sup> | <sup>(2)</sup> | 2026-02-19 | Common Stock, par value $.01 | 1150000 | $0 | 0 | D |  |
| Stock Option (Right to Buy) | $3.03 | 2025-12-19 |  | M |  |  | 981707<sup>(1)</sup> | <sup>(2)</sup> | 2026-02-19 | Common Stock, par value $.01 | 981707 | $0 | 0 | D |  |
| Restricted Stock Units | 0<sup>(3)</sup> |  |  |  |  |  |  | <sup>(3)</sup> | <sup>(3)</sup> | Common stock, par value $.01 | 100000 |  | 100000 | D |  |
| Restricted Stock Units | 0<sup>(4)</sup> |  |  |  |  |  |  | <sup>(4)</sup> | <sup>(4)</sup> | Common Stock, par value $.01 | 196336 |  | 196336 | D |  |
| Restricted Stock Units | 0<sup>(5)</sup> |  |  |  |  |  |  | <sup>(5)</sup> | <sup>(5)</sup> | Common Stock, par value $.01 | 114943 |  | 114943 | D |  |
| Restricted Stock Units | 0<sup>(6)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock, par value $.01 | 163613 |  | 163613 | D |  |
| Phantom Stock | 0<sup>(7)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock, par value $.01 | 241589 |  | 241589 | D |  |
| Stock Option (Right to Buy) | $4.53 |  |  |  |  |  |  | <sup>(2)</sup> | 2029-02-19 | Common Stock, par value $.01 | 298780 |  | 298780 | D |  |
| Stock Option (Right to Buy) | $6.03 |  |  |  |  |  |  | <sup>(2)</sup> | 2029-02-19 | Common Stock, par value $.01 | 298780 |  | 298780 | D |  |
| Stock Option (Right to Buy) | $12.0 |  |  |  |  |  |  | <sup>(2)</sup> | 2029-02-19 | Common Stock, par value $.01 | 170733 |  | 170733 | D |  |
| Stock Option (Right to Buy) | $4.53 |  |  |  |  |  |  | <sup>(2)</sup> | 2029-02-19 | Common Stock, par value $.01 | 350000 |  | 350000 | D |  |
| Stock Option (Right to Buy) | $6.03 |  |  |  |  |  |  | <sup>(2)</sup> | 2029-02-19 | Common Stock, par value $.01 | 350000 |  | 350000 | D |  |
| Stock Option (Right to Buy) | $12.0 |  |  |  |  |  |  | <sup>(2)</sup> | 2029-02-19 | Common Stock, par value $.01 | 200000 |  | 200000 | D |  |

---

### Footnotes:

(1) The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

(2) This option is fully vested as of the date of this report.

(3) These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), will vest on 2/26/2026, except as otherwise provided in the award notice.

(4) These RSUs will vest on 11/29/2026, except as otherwise provided in the award notice.

(5) These RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027, except as otherwise provided in the award notice.

(6) These RSUs will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028, except as otherwise provided in the award notice.

(7) Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

**Signature:** /s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza  
**Date:** 2025-12-23

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**