# EDGAR Filing Document

**Accession Number:** 0001788489
**File Stem:** 0000905148-25-002572
**Filing Date:** 2025-7
**Character Count:** 13043
**Document Hash:** 48dd335e0840971924ea47a8bfcf87da
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000905148-25-002572.hdr.sgml**: 20250728

**ACCESSION NUMBER**: 0000905148-25-002572

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250724

**FILED AS OF DATE**: 20250728

**DATE AS OF CHANGE**: 20250728

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Lim Kok Thay
- **CENTRAL INDEX KEY:** 0001470308

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38914
- **FILM NUMBER:** 251157364

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 25TH FLOOR, WISMA GENTING
- **STREET 2:** NO. 28, JALAN SULTAN ISMAIL
- **CITY:** KUALA LUMPUR
- **NON US STATE TERRITORY:** WILAYAH PERSEKUTUAN
- **PROVINCE COUNTRY:** N8
- **ZIP:** 50250
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Resorts World Inc Pte. Ltd.
- **CENTRAL INDEX KEY:** 0002007400

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** U0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38914
- **FILM NUMBER:** 251157362

**BUSINESS ADDRESS:**
- **STREET 1:** 3 LIM TECK KIM RD
- **STREET 2:** #09-02, GENTING CENTRE
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 088934
- **BUSINESS PHONE:** 6567200888

**MAIL ADDRESS:**
- **STREET 1:** 77 ROBINSON ROAD
- **STREET 2:** #13-00, ROBINSON 77
- **CITY:** SINGAPORE
- **STATE:** U0
- **ZIP:** 068896
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Genting Berhad
- **CENTRAL INDEX KEY:** 0001788489

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38914
- **FILM NUMBER:** 251157363

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FLOOR, WISMA GENTING
- **STREET 2:** JALAN SULTAN ISMAIL
- **CITY:** KUALA LUMPUR
- **STATE:** N8
- **ZIP:** 50250
- **BUSINESS PHONE:** 60 3 2178 2288

**MAIL ADDRESS:**
- **STREET 1:** 14TH FLOOR, WISMA GENTING
- **STREET 2:** JALAN SULTAN ISMAIL
- **CITY:** KUALA LUMPUR
- **STATE:** N8
- **ZIP:** 50250
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Celularity Inc
- **CENTRAL INDEX KEY:** 0001752828
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **ORGANIZATION NAME:** 03 Life Sciences
- **EIN:** 831702591
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 170 PARK AVE
- **CITY:** FLORHAM PARK
- **STATE:** NJ
- **ZIP:** 07932
- **BUSINESS PHONE:** (908) 768-2170

**MAIL ADDRESS:**
- **STREET 1:** 170 PARK AVE
- **CITY:** FLORHAM PARK
- **STATE:** NJ
- **ZIP:** 07932

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GX Acquisition Corp.
- **DATE OF NAME CHANGE:** 20180912

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Lim Kok Thay<br><sub>(Last) (First) (Middle)</sub><br>25TH FLOOR, WISMA GENTING<br>JALAN SULTAN ISMAIL<br><sub>(Street)</sub><br>KUALA LUMPUR, N8 50250<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-07-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Celularity Inc [ CELU ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Genting Berhad<br><sub>(Last) (First) (Middle)</sub><br>14TH FLOOR, WISMA GENTING<br>JALAN SULTAN ISMAIL<br><sub>(Street)</sub><br>KUALA LUMPUR, N8 50250<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-07-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Celularity Inc [ CELU ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Resorts World Inc Pte. Ltd.<br><sub>(Last) (First) (Middle)</sub><br>3 LIM TECK KIM RD

#09-02, GENTING CENTRE<br><sub>(Street)</sub><br>SINGAPORE, U0 088934<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-07-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Celularity Inc [ CELU ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Warrants (Right to Buy) | $8.1 | 2025-07-24 |  | J<sup>(1)(2)</sup> |  |  | 300000 | 2023-06-20 | 2028-06-20 | Class A Common Stock | 300000 | <sup>(1)(2)</sup> | 0 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $2.844 | 2025-07-24 |  | J<sup>(1)(2)</sup> |  | 300000 |  | 2023-06-20 | 2028-06-20 | Class A Common Stock | 300000 | <sup>(1)(2)</sup> | 300000 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $5.895 | 2025-07-24 |  | J<sup>(1)(2)</sup> |  |  | 300000 | 2024-03-13 | 2028-06-20 | Class A Common Stock | 300000 | <sup>(1)(2)</sup> | 0 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $2.844 | 2025-07-24 |  | J<sup>(1)(2)</sup> |  | 300000 |  | 2024-03-13 | 2028-06-20 | Class A Common Stock | 300000 | <sup>(1)(2)</sup> | 300000 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $2.988 | 2025-07-24 |  | J<sup>(1)(2)</sup> |  |  | 1350000 | 2024-07-15 | 2029-07-15 | Class A Common Stock | 1350000 | <sup>(1)(2)</sup> | 0 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $2.844 | 2025-07-24 |  | J<sup>(1)(2)</sup> |  | 1350000 |  | 2024-07-15 | 2029-07-15 | Class A Common Stock | 1350000 | <sup>(1)(2)</sup> | 1350000 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $2.844 | 2025-07-24 |  | J<sup>(2)(4)</sup> |  | 500000 |  | 2025-07-24 | 2030-07-24 | Class A Common Stock | 500000 | <sup>(4)</sup> | 500000 | I | By Resorts World Inc Pte. Ltd.<sup>(3)</sup> |
| Warrants (Right to Buy) | $2.528 | 2025-07-24 |  | J<sup>(2)(5)</sup> |  | 3700000 |  | <sup>(6)</sup> | <sup>(6)</sup> | Class A Common Stock | 3700000 | <sup>(5)</sup> | 3700000 | D |  |

---

### Footnotes:

(1) The Issuer amended and restated the terms of these warrants to adjust the exercise price of these warrants to $2.844 per share, which represents a 10% discount from the closing price of the Issuer's Class A Common Stock on July 24, 2025, pursuant to the terms agreed upon in the binding term sheet ("Term Sheet") between the Issuer and RWI (defined in Footnote 3) dated February 12, 2025, a copy of which is filed as Exhibit 10.68 to Amendment No. 1 to Form S-1 filed by the Issuer with the SEC on February 13, 2025.

(2) Pursuant to the terms of each of these warrants, the exercise price was set on July 24, 2025, and accordingly the new warrants became "derivative securities" (as such term is defined in Rule 16a-1(c) under the Securities Exchange Act of 1934, as amended (the "Exchange Act")), and, for the amended and restated warrants, replaced the existing warrants at that time, thereby triggering a reporting obligation for each such warrant under Section 16 of the Exchange Act.

(3) These warrants are held by Resorts World Inc Pte. Ltd. ("RWI"). Genting Berhad indirectly holds 50% of RWI with the balance 50% indirectly held by Mr. Lim. Each of Genting Berhad and Mr. Lim disclaims beneficial ownership over these securities except to the extent of its or his pecuniary interest therein.

(4) On July 24, 2025, the Issuer issued to RWI a new warrant to purchase up to 500,000 shares of the Issuer's Class A Common Stock at an exercise price of $2.844 per share, which represents a 10% discount from the closing price of the Issuer's Class A Common Stock on July 24, 2025, pursuant to the terms agreed upon in the Term Sheet.

(5) In connection with Mr. Lim's purchase of a promissory note from the Issuer with an aggregate principal amount of $6,812,230, that bears interest at 2% per annum and has a maturity date of March 21, 2026, Mr. Lim received from the Issuer a warrant to purchase up to 3.7 million shares of the Issuer's Class A Common Stock, at an exercise price of $2.528 per share, which represents a 20% discount from the closing price of the Issuer's Class A Common Stock on July 24, 2025.

(6) This warrant is exercisable for five (5) years from (i) the date Mr. Lim receives clearance from the Committee on Foreign Investment in the United States ("CFIUS"), if such clearance is required for Mr. Lim to exercise this warrant, or (ii) the issuance date (July 21, 2025), if CFIUS clearance is not required for Mr. Lim to exercise this warrant.

**Signature:** /s/ Lim Kok Thay  
**Date:** 2025-07-28

**Signature:** Genting Berhad By: /s/ Loh Bee Hong, Elaine, Company Secretary  
**Date:** 2025-07-28

**Signature:** Resorts World Inc Pte. Ltd. By: /s/ Hiu Woon Yau, Director  
**Date:** 2025-07-28

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**