# EDGAR Filing Document

**Accession Number:** 0001730814
**File Stem:** 0001730814-23-000001
**Filing Date:** 2023-2
**Character Count:** 31473
**Document Hash:** 3bc2f5bbaf9020b872fa69d4fef96f46
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001730814-23-000001.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001730814-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Providence Capital Advisors, LLC
- **CENTRAL INDEX KEY:** 0001730814
- **IRS NUMBER:** 472676523
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18359
- **FILM NUMBER:** 23595273

**BUSINESS ADDRESS:**
- **STREET 1:** 4500 CAMERON VALLEY PARKWAY
- **STREET 2:** SUITE 270
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28211
- **BUSINESS PHONE:** 7042154420

**MAIL ADDRESS:**
- **STREET 1:** 4500 CAMERON VALLEY PARKWAY
- **STREET 2:** SUITE 270
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28211

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Providence Capital Advisors LLC<br>**Address:** 4500 CAMERON VALLEY PARKWAY<br>SUITE 270<br>CHARLOTTE, NC 28211

**Form 13F File Number:** 028-18359

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Thomas Searson<br>**Title:** Chief Investment Officer<br>**Phone:** (704) 208-5971

**Signature, Place, and Date of Signing:**

THOMAS SEARSON  CHARLOTTE, NC  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 298

**Form 13F Information Table Value Total:** $370300001

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 56482 | 471 | SH |  | SOLE |  | 471 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 5282704 | 48140 | SH |  | SOLE |  | 48116 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 2454818 | 15190 | SH |  | SOLE |  | 15190 | 0 | 0 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 |  | 35 | 49 | SH |  | SOLE |  | 49 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 13609 | 51 | SH |  | SOLE |  | 51 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 3528216 | 54500 | SH |  | SOLE |  | 54473 | 0 | 0 |
| AES CORP | COM | 00130H105 |  | 5796808 | 201668 | SH |  | SOLE |  | 201558 | 0 | 0 |
| AG MTG INVT TR INC | COM NEW | 001228501 |  | 9146 | 1666 | SH |  | SOLE |  | 1666 | 0 | 0 |
| AIRBNB INC | COM CL A | 009066101 |  | 1710 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 |  | 28623 | 10150 | SH |  | SOLE |  | 10150 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 228729 | 2592 | SH |  | SOLE |  | 2592 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 4832768 | 54496 | SH |  | SOLE |  | 54466 | 0 | 0 |
| ALPS ETF TR | OSHARES US QUALT | 00162Q387 |  | 87084 | 2101 | SH |  | SOLE |  | 2101 | 0 | 0 |
| ALTERITY THERAPEUTICS LTD | SPONSORED ADR | 02155X106 |  | 696 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 27916 | 598 | SH |  | SOLE |  | 598 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 3491292 | 41584 | SH |  | SOLE |  | 41563 | 0 | 0 |
| AMEREN CORP | COM | 023608102 |  | 38502 | 433 | SH |  | SOLE |  | 433 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 |  | 51 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 2429574 | 25588 | SH |  | SOLE |  | 25588 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 203452 | 1377 | SH |  | SOLE |  | 1377 | 0 | 0 |
| AMERICAN HOMES 4 RENT | CL A | 02665T306 |  | 2166 | 72 | SH |  | SOLE |  | 72 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 569 | 9 | SH |  | SOLE |  | 9 | 0 | 0 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 82855 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 12100434 | 93162 | SH |  | SOLE |  | 93130 | 0 | 0 |
| APTIV PLC | SHS | G6095L109 |  | 4297018 | 46165 | SH |  | SOLE |  | 46140 | 0 | 0 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 2623405 | 142036 | SH |  | SOLE |  | 142036 | 0 | 0 |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 04041L106 |  | 4323 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 2246578 | 122030 | SH |  | SOLE |  | 122030 | 0 | 0 |
| AURORA CANNABIS INC | COM | 05156X884 |  | 18 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 48022 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| AVIDXCHANGE HOLDINGS INC | COM | 05368X102 |  | 805508 | 81037 | SH |  | SOLE |  | 81037 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 4486675 | 135537 | SH |  | SOLE |  | 135467 | 0 | 0 |
| BAXTER INTL INC | COM | 071813109 |  | 4274098 | 83400 | SH |  | SOLE |  | 83400 | 0 | 0 |
| BCE INC | COM NEW | 05534B760 |  | 1683776 | 37726 | SH |  | SOLE |  | 37726 | 0 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 4515343 | 17766 | SH |  | SOLE |  | 17756 | 0 | 0 |
| BELLRING BRANDS INC | COMMON STOCK | 07831C103 |  | 205 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 257932 | 835 | SH |  | SOLE |  | 835 | 0 | 0 |
| BEST BUY INC | COM | 086516101 |  | 86 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| BLACKLINE INC | COM | 09239B109 |  | 6727 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 63777 | 90 | SH |  | SOLE |  | 90 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 41085 | 554 | SH |  | SOLE |  | 554 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 19049 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 5499738 | 52648 | SH |  | SOLE |  | 52619 | 0 | 0 |
| BP PLC | SPONSORED ADR | 055622104 |  | 3493 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 |  | 820 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 2588918 | 35982 | SH |  | SOLE |  | 35982 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 2724834 | 4873 | SH |  | SOLE |  | 4873 | 0 | 0 |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 113004105 |  | 809153 | 28239 | SH |  | SOLE |  | 28223 | 0 | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 3575272 | 113709 | SH |  | SOLE |  | 113645 | 0 | 0 |
| CANADIAN NAT RES LTD | COM | 136385101 |  | 8760 | 156 | SH |  | SOLE |  | 156 | 0 | 0 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 2821 | 350 | SH |  | SOLE |  | 350 | 0 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 4475 | 108 | SH |  | SOLE |  | 108 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 58692 | 245 | SH |  | SOLE |  | 245 | 0 | 0 |
| CAVCO INDS INC DEL | COM | 149568107 |  | 1358 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| CENTENE CORP DEL | COM | 15135B101 |  | 6561 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 3250201 | 18108 | SH |  | SOLE |  | 18108 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 3764 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| CIENA CORP | COM NEW | 171779309 |  | 5676776 | 111416 | SH |  | SOLE |  | 111353 | 0 | 0 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 2886 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| CINTAS CORP | COM | 172908105 |  | 5419 | 12 | SH |  | SOLE |  | 12 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 7056420 | 148120 | SH |  | SOLE |  | 148120 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 4550138 | 100600 | SH |  | SOLE |  | 100600 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 1853 | 115 | SH |  | SOLE |  | 115 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 1808 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 2694764 | 42364 | SH |  | SOLE |  | 42364 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 2371 | 67 | SH |  | SOLE |  | 67 | 0 | 0 |
| COLUMBUS MCKINNON CORP N Y | COM | 199333105 |  | 3555078 | 109551 | SH |  | SOLE |  | 109488 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 4471089 | 127855 | SH |  | SOLE |  | 127855 | 0 | 0 |
| COMPASS INC | CL A | 20464U100 |  | 163 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 4188769 | 18085 | SH |  | SOLE |  | 18075 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 4483546 | 140374 | SH |  | SOLE |  | 140374 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 10339 | 176 | SH |  | SOLE |  | 176 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 111842 | 245 | SH |  | SOLE |  | 245 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 2795476 | 20610 | SH |  | SOLE |  | 20610 | 0 | 0 |
| CSX CORP | COM | 126408103 |  | 302582 | 9767 | SH |  | SOLE |  | 9767 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 55914 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 5837471 | 13586 | SH |  | SOLE |  | 13578 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 263 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| DENISON MINES CORP | COM | 248356107 |  | 26877 | 23371 | SH |  | SOLE |  | 23371 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 448739 | 18482 | SH |  | SOLE |  | 18482 | 0 | 0 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 |  | 106447 | 2422 | SH |  | SOLE |  | 2422 | 0 | 0 |
| DIREXION SHS ETF TR | DRX S | 25459W862 |  | 62110 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 8543318 | 98368 | SH |  | SOLE |  | 98335 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 13053 | 53 | SH |  | SOLE |  | 53 | 0 | 0 |
| DOLLAR TREE INC | COM | 256746108 |  | 28005 | 198 | SH |  | SOLE |  | 198 | 0 | 0 |
| DOMA HOLDINGS INC | COMMON STOCK | 25703A104 |  | 14049 | 31020 | SH |  | SOLE |  | 31020 | 0 | 0 |
| DOMINION ENERGY INC | COM | 25746U109 |  | 2122059 | 34606 | SH |  | SOLE |  | 34606 | 0 | 0 |
| DOVER CORP | COM | 260003108 |  | 43602 | 322 | SH |  | SOLE |  | 322 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 499 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 3741463 | 36328 | SH |  | SOLE |  | 36328 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 5154113 | 75100 | SH |  | SOLE |  | 75100 | 0 | 0 |
| EAGLE MATLS INC | COM | 26969P108 |  | 4392 | 33 | SH |  | SOLE |  | 33 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 4548094 | 28994 | SH |  | SOLE |  | 28978 | 0 | 0 |
| ELECTRONIC ARTS INC | COM | 285512109 |  | 5101446 | 41777 | SH |  | SOLE |  | 41754 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 4927878 | 51300 | SH |  | SOLE |  | 51300 | 0 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 35816 | 916 | SH |  | SOLE |  | 916 | 0 | 0 |
| ENDAVA PLC | ADS | 29260V105 |  | 38 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 92 | 3 | SH |  | SOLE |  | 3 | 0 | 0 |
| ETF SER SOLUTIONS | US GLB JETS | 26922A842 |  | 86 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 |  | 1980 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 81843 | 742 | SH |  | SOLE |  | 742 | 0 | 0 |
| F N B CORP | COM | 302520101 |  | 12345 | 946 | SH |  | SOLE |  | 946 | 0 | 0 |
| F5 INC | COM | 315616102 |  | 3889552 | 27118 | SH |  | SOLE |  | 27103 | 0 | 0 |
| FATE THERAPEUTICS INC | COM | 31189P102 |  | 615 | 61 | SH |  | SOLE |  | 61 | 0 | 0 |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 316092857 |  | 462575 | 18645 | SH |  | SOLE |  | 18645 | 0 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 33273 | 1004 | SH |  | SOLE |  | 1004 | 0 | 0 |
| FISKER INC | CL A COM STK | 33813J106 |  | 727 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 253958 | 3028 | SH |  | SOLE |  | 3028 | 0 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 28761 | 343 | SH |  | SOLE |  | 343 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 17931 | 209 | SH |  | SOLE |  | 209 | 0 | 0 |
| GROCERY OUTLET HLDG CORP | COM | 39874R101 |  | 4505695 | 154444 | SH |  | SOLE |  | 154358 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 83619 | 2125 | SH |  | SOLE |  | 2125 | 0 | 0 |
| HANOVER INS GROUP INC | COM | 410867105 |  | 30539 | 226 | SH |  | SOLE |  | 226 | 0 | 0 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 |  | 23792 | 312 | SH |  | SOLE |  | 312 | 0 | 0 |
| HEALTHCARE RLTY TR | CL A COM | 42226K105 |  | 2747118 | 142559 | SH |  | SOLE |  | 142559 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 6423629 | 20348 | SH |  | SOLE |  | 20337 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 170797 | 797 | SH |  | SOLE |  | 797 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 214075 | 966 | SH |  | SOLE |  | 966 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 115 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 2907926 | 20640 | SH |  | SOLE |  | 20640 | 0 | 0 |
| INTERNATIONAL FLAVORS | COM | 459506101 |  | 697 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 |  | 9101 | 184 | SH |  | SOLE |  | 184 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 32461 | 508 | SH |  | SOLE |  | 508 | 0 | 0 |
| INVESCO EXCH TRD SLF IDX FD | DEFENSIVE EQTY | 46138J775 |  | 2860 | 43 | SH |  | SOLE |  | 43 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 |  | 46545 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S EQL ENR | 46137V365 |  | 5452 | 75 | SH |  | SOLE |  | 75 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 8800 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 699895 | 14987 | SH |  | SOLE |  | 14987 | 0 | 0 |
| ISHARES INC | MSCI EM ASIA ETF | 464286426 |  | 7915 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| ISHARES TR | 0-5YR INVT GR CP | 46434V100 |  | 30439 | 636 | SH |  | SOLE |  | 636 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 5392102 | 87477 | SH |  | SOLE |  | 87477 | 0 | 0 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 1897545 | 7845 | SH |  | SOLE |  | 7845 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 1729012 | 18269 | SH |  | SOLE |  | 18269 | 0 | 0 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 24465 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 8264 | 117 | SH |  | SOLE |  | 117 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 11360853 | 29569 | SH |  | SOLE |  | 29569 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 962294 | 9922 | SH |  | SOLE |  | 9922 | 0 | 0 |
| ISHARES TR | CRE U S REIT ETF | 464288521 |  | 297 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 |  | 116200 | 415 | SH |  | SOLE |  | 415 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 2577542 | 35007 | SH |  | SOLE |  | 35007 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 2586969 | 24537 | SH |  | SOLE |  | 24537 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 24289 | 185 | SH |  | SOLE |  | 185 | 0 | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 3312881 | 66497 | SH |  | SOLE |  | 66497 | 0 | 0 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 263 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 |  | 13904 | 219 | SH |  | SOLE |  | 219 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 2918 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 97119 | 1347 | SH |  | SOLE |  | 1347 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 24797 | 235 | SH |  | SOLE |  | 235 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 220762 | 7231 | SH |  | SOLE |  | 7231 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 34104 | 162 | SH |  | SOLE |  | 162 | 0 | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 1371136 | 6400 | SH |  | SOLE |  | 6400 | 0 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 148465 | 979 | SH |  | SOLE |  | 979 | 0 | 0 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 445922 | 5334 | SH |  | SOLE |  | 5334 | 0 | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 156957 | 1490 | SH |  | SOLE |  | 1490 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 342443 | 1964 | SH |  | SOLE |  | 1964 | 0 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 18954 | 324 | SH |  | SOLE |  | 324 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 1022688 | 8480 | SH |  | SOLE |  | 8480 | 0 | 0 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 46914 | 376 | SH |  | SOLE |  | 376 | 0 | 0 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 34591 | 658 | SH |  | SOLE |  | 658 | 0 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 44904 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 590776 | 3344 | SH |  | SOLE |  | 3344 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 4739312 | 73705 | SH |  | SOLE |  | 73665 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 5435297 | 40553 | SH |  | SOLE |  | 40532 | 0 | 0 |
| KEYCORP | COM | 493267108 |  | 1974132 | 113326 | SH |  | SOLE |  | 113326 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 4364512 | 241400 | SH |  | SOLE |  | 241400 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 388 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| KRAFT HEINZ CO | COM | 500754106 |  | 3135 | 77 | SH |  | SOLE |  | 77 | 0 | 0 |
| KRANESHARES TR | LRG CAP QTY DIVD | 500767728 |  | 13471 | 467 | SH |  | SOLE |  | 467 | 0 | 0 |
| KRANESHARES TR | SML CAP QTY DIVD | 500767710 |  | 2718 | 108 | SH |  | SOLE |  | 108 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 176701 | 483 | SH |  | SOLE |  | 483 | 0 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 5300425 | 16259 | SH |  | SOLE |  | 16250 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 |  | 2162 | 31 | SH |  | SOLE |  | 31 | 0 | 0 |
| LIVE OAK BANCSHARES INC | COM | 53803X105 |  | 6040 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 4488479 | 22528 | SH |  | SOLE |  | 22528 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 2724131 | 32809 | SH |  | SOLE |  | 32809 | 0 | 0 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 29778 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 62591 | 180 | SH |  | SOLE |  | 180 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 13967 | 53 | SH |  | SOLE |  | 53 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 3730276 | 47600 | SH |  | SOLE |  | 47600 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 3916003 | 35049 | SH |  | SOLE |  | 35049 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 4814 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| METLIFE INC | COM | 59156R108 |  | 6948 | 96 | SH |  | SOLE |  | 96 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 13291914 | 55441 | SH |  | SOLE |  | 55425 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 17496 | 261 | SH |  | SOLE |  | 261 | 0 | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 |  | 267 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| NIO INC | SPON ADS | 62914V106 |  | 975 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 98568 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 11211 | 21 | SH |  | SOLE |  | 21 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 3094267 | 34108 | SH |  | SOLE |  | 34108 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 1218 | 9 | SH |  | SOLE |  | 9 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 3601 | 27 | SH |  | SOLE |  | 27 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2362938 | 16177 | SH |  | SOLE |  | 16169 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 5653738 | 35612 | SH |  | SOLE |  | 35592 | 0 | 0 |
| OLD REP INTL CORP | COM | 680223104 |  | 2272916 | 94117 | SH |  | SOLE |  | 94117 | 0 | 0 |
| ONEMAIN HLDGS INC | COM | 68268W103 |  | 16655 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 339 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| ORGANON  CO | COMMON STOCK | 68622V106 |  | 34801 | 1246 | SH |  | SOLE |  | 1246 | 0 | 0 |
| PACER FDS TR | INDUSTRIAL RELET | 69374H766 |  | 389 | 11 | SH |  | SOLE |  | 11 | 0 | 0 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 42101 | 1123 | SH |  | SOLE |  | 1123 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 14244 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 4901423 | 26966 | SH |  | SOLE |  | 26966 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 7527828 | 146964 | SH |  | SOLE |  | 146913 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 40992 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| PIEDMONT LITHIUM INC | COM | 72016P105 |  | 8804 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| PITNEY BOWES INC | COM | 724479100 |  | 1550 | 408 | SH |  | SOLE |  | 408 | 0 | 0 |
| PORCH GROUP INC | COM | 733245104 |  | 11852 | 6304 | SH |  | SOLE |  | 6304 | 0 | 0 |
| POST HLDGS INC | COM | 737446104 |  | 632 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 |  | 26854 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 796201 | 5253 | SH |  | SOLE |  | 5253 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 5117767 | 45423 | SH |  | SOLE |  | 45398 | 0 | 0 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 |  | 17300 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| PROVENTION BIO INC | COM | 74374N102 |  | 2907 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 2612764 | 26269 | SH |  | SOLE |  | 26269 | 0 | 0 |
| PULTE GROUP INC | COM | 745867101 |  | 119342 | 2612 | SH |  | SOLE |  | 2612 | 0 | 0 |
| QORVO INC | COM | 74736K101 |  | 5076 | 56 | SH |  | SOLE |  | 56 | 0 | 0 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 |  | 4521116 | 28900 | SH |  | SOLE |  | 28900 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 1917 | 19 | SH |  | SOLE |  | 19 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 2229 | 35 | SH |  | SOLE |  | 35 | 0 | 0 |
| REINSURANCE GRP OF AMERICA I | COM NEW | 759351604 |  | 1421 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| REPUBLIC SVCS INC | COM | 760759100 |  | 382110 | 2951 | SH |  | SOLE |  | 2951 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 43642 | 2368 | SH |  | SOLE |  | 2368 | 0 | 0 |
| ROYAL BK CDA SUSTAINABL | COM | 780087102 |  | 43531 | 463 | SH |  | SOLE |  | 463 | 0 | 0 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 |  | 8650 | 175 | SH |  | SOLE |  | 175 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 133 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| SANOFI | SPONSORED ADR | 80105N105 |  | 3444438 | 71122 | SH |  | SOLE |  | 71122 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 6450681 | 120354 | SH |  | SOLE |  | 120287 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 1415 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 15338 | 336 | SH |  | SOLE |  | 336 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 10037 | 224 | SH |  | SOLE |  | 224 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 11668 | 210 | SH |  | SOLE |  | 210 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 3241 | 80 | SH |  | SOLE |  | 80 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 6910 | 79 | SH |  | SOLE |  | 79 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 469119 | 13717 | SH |  | SOLE |  | 13717 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 104604 | 770 | SH |  | SOLE |  | 770 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 488809 | 4977 | SH |  | SOLE |  | 4977 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 473840 | 6100 | SH |  | SOLE |  | 6100 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 31981 | 257 | SH |  | SOLE |  | 257 | 0 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 3560 | 15 | SH |  | SOLE |  | 15 | 0 | 0 |
| SONOS INC | COM | 83570H108 |  | 845 | 50 | SH |  | SOLE |  | 50 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 111043 | 1555 | SH |  | SOLE |  | 1555 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1357 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 877148 | 2283 | SH |  | SOLE |  | 2283 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 16085 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 5622 | 125 | SH |  | SOLE |  | 125 | 0 | 0 |
| SPDR SER TR | PORTFOLIO SH TSR | 78468R101 |  | 2516897 | 87120 | SH |  | SOLE |  | 87120 | 0 | 0 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 44742 | 883 | SH |  | SOLE |  | 883 | 0 | 0 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 178657 | 1428 | SH |  | SOLE |  | 1428 | 0 | 0 |
| SPLUNK INC | COM | 848637104 |  | 1722 | 20 | SH |  | SOLE |  | 20 | 0 | 0 |
| STANLEY BLACK  DECKER INC | COM | 854502101 |  | 1352 | 18 | SH |  | SOLE |  | 18 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 16705 | 168 | SH |  | SOLE |  | 168 | 0 | 0 |
| STATE STR CORP | COM | 857477103 |  | 4948233 | 63300 | SH |  | SOLE |  | 63300 | 0 | 0 |
| STEEL DYNAMICS INC | COM | 858119100 |  | 3922 | 40 | SH |  | SOLE |  | 40 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 5362 | 169 | SH |  | SOLE |  | 169 | 0 | 0 |
| SYNOPSYS INC | COM | 871607107 |  | 78121 | 245 | SH |  | SOLE |  | 245 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 4173 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| TELUS CORPORATION | COM | 87971M103 |  | 1665413 | 85121 | SH |  | SOLE |  | 85121 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 4262676 | 25800 | SH |  | SOLE |  | 25800 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 1502 | 127 | SH |  | SOLE |  | 127 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 5200762 | 9445 | SH |  | SOLE |  | 9439 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 5476480 | 68800 | SH |  | SOLE |  | 68800 | 0 | 0 |
| TOYOTA MOTOR CORP | ADS | 892331307 |  | 17619 | 129 | SH |  | SOLE |  | 129 | 0 | 0 |
| TRANSOCEAN LTD | REG SHS | H8817H100 |  | 11400 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 79907 | 1857 | SH |  | SOLE |  | 1857 | 0 | 0 |
| TWO HBRS INVT CORP | COM | 90187B804 |  | 15770 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 49 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 1648641 | 9484 | SH |  | SOLE |  | 9484 | 0 | 0 |
| UNITED RENTALS INC | COM | 911363109 |  | 147144 | 414 | SH |  | SOLE |  | 414 | 0 | 0 |
| UNITED STATES STL CORP NEW | COM | 912909108 |  | 2831 | 113 | SH |  | SOLE |  | 113 | 0 | 0 |
| US BANCORP DEL | COM NEW | 902973304 |  | 2236731 | 50744 | SH |  | SOLE |  | 50744 | 0 | 0 |
| USANA HEALTH SCIENCES INC | COM | 90328M107 |  | 5799 | 109 | SH |  | SOLE |  | 109 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 3933 | 31 | SH |  | SOLE |  | 31 | 0 | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 28544 | 397 | SH |  | SOLE |  | 397 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 56048 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 2309 | 28 | SH |  | SOLE |  | 28 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 118668 | 338 | SH |  | SOLE |  | 338 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 45518 | 248 | SH |  | SOLE |  | 248 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 499579 | 2613 | SH |  | SOLE |  | 2613 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 8102 | 94 | SH |  | SOLE |  | 94 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 |  | 6991 | 92 | SH |  | SOLE |  | 92 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 882 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 |  | 1065 | 16 | SH |  | SOLE |  | 16 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 35431 | 233 | SH |  | SOLE |  | 233 | 0 | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 336 | 8 | SH |  | SOLE |  | 8 | 0 | 0 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 |  | 4269 | 70 | SH |  | SOLE |  | 70 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2360092 | 59901 | SH |  | SOLE |  | 59901 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 1414 | 127 | SH |  | SOLE |  | 127 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 230701 | 1110 | SH |  | SOLE |  | 1110 | 0 | 0 |
| VULCAN MATLS CO | COM | 929160109 |  | 22764 | 130 | SH |  | SOLE |  | 130 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 57681 | 405 | SH |  | SOLE |  | 405 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 1318 | 139 | SH |  | SOLE |  | 139 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 434330 | 10519 | SH |  | SOLE |  | 10519 | 0 | 0 |
| WHIRLPOOL CORP | COM | 963320106 |  | 1979167 | 13991 | SH |  | SOLE |  | 13991 | 0 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 15090 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| XYLEM INC | COM | 98419M100 |  | 4996870 | 45217 | SH |  | SOLE |  | 45192 | 0 | 0 |
| YUM BRANDS INC | COM | 988498101 |  | 32020 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| YUM CHINA HLDGS INC | COM | 98850P109 |  | 8963 | 164 | SH |  | SOLE |  | 164 | 0 | 0 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 |  | 5455379 | 21288 | SH |  | SOLE |  | 21276 | 0 | 0 |

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