# EDGAR Filing Document

**Accession Number:** 0001009829
**File Stem:** 0001019056-23-000111
**Filing Date:** 2023-2
**Character Count:** 7833
**Document Hash:** dd578bad6fd5686840dd0afcac5473ca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001019056-23-000111.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001019056-23-000111

**CONFORMED SUBMISSION TYPE**: SC 13D/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**GROUP MEMBERS**: LAWRENCE I. ROSEN

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JAKKS PACIFIC INC
- **CENTRAL INDEX KEY:** 0001009829
- **STANDARD INDUSTRIAL CLASSIFICATION:** GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
- **IRS NUMBER:** 954527222
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-50369
- **FILM NUMBER:** 23607036

**BUSINESS ADDRESS:**
- **STREET 1:** 2951 28TH STREET
- **CITY:** SANTA MONICA
- **STATE:** CA
- **ZIP:** 90405
- **BUSINESS PHONE:** 424-268-9444

**MAIL ADDRESS:**
- **STREET 1:** 2951 28TH STREET
- **CITY:** SANTA MONICA
- **STATE:** CA
- **ZIP:** 90405
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rosen Lawrence I
- **CENTRAL INDEX KEY:** 0001759132

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A

**MAIL ADDRESS:**
- **STREET 1:** 1578 SUSSEX TURNPIKE
- **STREET 2:** BUILDING 5
- **CITY:** RANDOLPH
- **STATE:** NJ
- **ZIP:** 07689

**UNITED STATES**<br> **SECURITIES AND EXCHANGE COMMISSION**<br> **Washington, D.C. 20549**

**SCHEDULE 13D/A**

**Under the Securities Exchange Act of 1934**

**(Amendment No. 1)\***<br>

JAKKS Pacific, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

47012E403

(CUSIP Number)

McCarter & English, LLP

825 Eighth Avenue, 31st Floor

New York, NY 10019

Attention: Howard M. Berkower

212-609-6824

(Name, Address and Telephone Number of Person<br> Authorized to Receive Notices and Communications)

April 11, 2022

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. □

<sup>\*</sup> The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

---

| | | | |
|:---|:---|:---|:---|
| CUSIP No. 47012E403 | CUSIP No. 47012E403 | 13D | Page 2 of 5 Pages |
| 1. | NAME(S) OF REPORTING PERSON(S)<br> I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)<br>Lawrence I. Rosen | NAME(S) OF REPORTING PERSON(S)<br> I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)<br>Lawrence I. Rosen | NAME(S) OF REPORTING PERSON(S)<br> I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)<br>Lawrence I. Rosen |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br> (see instructions)<br> (a) □<br> (b) □ | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br> (see instructions)<br> (a) □<br> (b) □ | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP<br> (see instructions)<br> (a) □<br> (b) □ |
| 3. | SEC USE ONLY | SEC USE ONLY | SEC USE ONLY |
| 4. | SOURCE OF FUNDS (see instructions)<br>WC | SOURCE OF FUNDS (see instructions)<br>WC | SOURCE OF FUNDS (see instructions)<br>WC |
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) □ | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) □ | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) □ |
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION<br>United States | CITIZENSHIP OR PLACE OF ORGANIZATION<br>United States | CITIZENSHIP OR PLACE OF ORGANIZATION<br>United States |

---

---

| | | |
|:---|:---|:---|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER<br>1,917,001 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 8. | SHARED VOTING POWER<br>0 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 9. | SOLE DISPOSITIVE POWER<br>1,917,001 |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 10. | SHARED DISPOSITIVE POWER<br>0 |

---

11. AGGREGATE
 AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON <br>
 1,917,001

12. CHECK
 BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES<br>
 (see instructions) □

13. PERCENT
 OF CLASS REPRESENTED BY AMOUNT IN ROW (11) <br>
 <br> 20.03% <sup>(1)</sup>

14. TYPE
 OF REPORTING PERSON (see instructions) <br>
 IN

<sup>(1)</sup> Based upon 9,569,903 shares of the Issuer's Common Stock outstanding as of March 16, 2022, as reported in the Issuer's Form 10-K filed with the Securities and Exchange Commission (the "SEC") on March 16, 2022.

<br> CUSIP No. 47012E403 13D Page 3 of 5 Pages

**Item 1. Security and Issuer**

This Amendment No. 1 ("Amendment 1") to the Statement on Schedule 13D ("Schedule 13D") relates to shares of the common stock, par value $0.001 per share (the "Common Stock"), of JAKKS Pacific, Inc., a Delaware corporation (the "Company" or the "Issuer"), whose principal executive offices are located at 2951 28<sup>th</sup> Street, Santa Monica, CA 90405. Amendment No. 1 is being filed solely to revise Schedule A hereto.

**Item 2. Identity and Background.**

**Item 3. Source and Amount of Funds or Other Consideration.**

**Item 4. Purpose of Transaction.**

**Item 5. Interest in Securities of the Issuer.**

**Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.**

**Item 7. Material to Be Filed as Exhibits.**

<br> CUSIP No. 47012E403 13D Page 4 of 5 Pages

**SIGNATURE**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 9, 2023

---

| | |
|:---|:---|
| By: | /s/ Lawrence I. Rosen |
|  | Lawrence I. Rosen |

---

<br> CUSIP No. 47012E403 13D Page 5 of 5 Pages

**SCHEDULE A**

**RECENT TRANSACTIONS** 

The Reporting Person did not effectuate any transactions in the shares of Common Stock within 60 days prior to: (i) January 26, 2023, the date on which the Schedule 13D was filed with the Securities and Exchange Commission ("SEC") or (ii) February 9, 2023, the date on which Amendment No. 1 to the Schedule 13D was filed with the SEC. The following transactions on the open market in the shares of Common Stock were effected within 60 days prior to April 11, 2022, the date of the event requiring the filing of this Schedule 13D:

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| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Date Acquired** | &nbsp;&nbsp;**Shares Acquired** | &nbsp;&nbsp;**Price per Share \*** |
| &nbsp;&nbsp;2/10/2022 | &nbsp;&nbsp;1000 | &nbsp;&nbsp;$12.390 |
| &nbsp;&nbsp;2/11/2022 | &nbsp;&nbsp;16303 | &nbsp;&nbsp;$12.878 |
| &nbsp;&nbsp;2/14/2022 | &nbsp;&nbsp;724 | &nbsp;&nbsp;$12.990 |
| &nbsp;&nbsp;2/15/2022 | &nbsp;&nbsp;22664 | &nbsp;&nbsp;$13.332 |
| &nbsp;&nbsp;2/25/2022 | &nbsp;&nbsp;29221 | &nbsp;&nbsp;$14.947 |
| &nbsp;&nbsp;2/28/2022 | &nbsp;&nbsp;68958 | &nbsp;&nbsp;$15.431 |
| &nbsp;&nbsp;3/2/2022 | &nbsp;&nbsp;25000 | &nbsp;&nbsp;$15.890 |
| &nbsp;&nbsp;3/8/2022 | &nbsp;&nbsp;5799 | &nbsp;&nbsp;$15.166 |
| &nbsp;&nbsp;4/11/2022 | &nbsp;&nbsp;40417 | &nbsp;&nbsp;$13.525 |

---

\*The reported price is a weighted average price.