# EDGAR Filing Document

**Accession Number:** 0001454889
**File Stem:** 0001410368-25-023240
**Filing Date:** 2025-11
**Character Count:** 608107
**Document Hash:** c5266de3d28b750d2733743b891423b7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-25-023240.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001410368-25-023240

**CONFORMED SUBMISSION TYPE**: N-CEN

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250831

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SCHWAB STRATEGIC TRUST
- **CENTRAL INDEX KEY:** 0001454889

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-CEN
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22311
- **FILM NUMBER:** 251481910

**BUSINESS ADDRESS:**
- **STREET 1:** 211 MAIN STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 1-415-667-7000

**MAIL ADDRESS:**
- **STREET 1:** 211 MAIN STREET
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Schwab Strategic Trust
- **DATE OF NAME CHANGE:** 20090127

## Series and Classes Contracts Data

### Schwab U.S. Broad Market ETF (Series ID: S000026631)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000079978 | Schwab U.S. Broad Market ETF | SCHB            |

### Schwab U.S. Large-Cap ETF (Series ID: S000026632)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000079979 | Schwab U.S. Large-Cap ETF | SCHX            |

### Schwab U.S. Large-Cap Growth ETF (Series ID: S000026633)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000079980 | Schwab U.S. Large-Cap Growth ETF | SCHG            |

### Schwab U.S. Large-Cap Value ETF (Series ID: S000026634)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000079981 | Schwab U.S. Large-Cap Value ETF | SCHV            |

### Schwab U.S. Mid-Cap ETF (Series ID: S000026635)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000079982 | Schwab U.S. Mid-Cap ETF | SCHM            |

### Schwab U.S. Small-Cap ETF (Series ID: S000026636)

| Class ID   | Class Name                | Ticker Symbol   |
|:---|:---|:---|
| C000079983 | Schwab U.S. Small-Cap ETF | SCHA            |

### Schwab International Equity ETF (Series ID: S000026637)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000079984 | Schwab International Equity ETF | SCHF            |

### Schwab International Small-Cap Equity ETF (Series ID: S000026638)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000079985 | Schwab International Small-Cap Equity ETF | SCHC            |

### Schwab Emerging Markets Equity ETF (Series ID: S000026639)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000079986 | Schwab Emerging Markets Equity ETF | SCHE            |

### Schwab U.S. Dividend Equity ETF (Series ID: S000034163)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000105320 | Schwab U.S. Dividend Equity ETF | SCHD            |

### Schwab 1000 Index ETF (Series ID: S000059091)

| Class ID   | Class Name            | Ticker Symbol   |
|:---|:---|:---|
| C000193734 | Schwab 1000 Index ETF | SCHK            |

### Schwab International Dividend Equity ETF (Series ID: S000071197)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000225985 | Schwab International Dividend Equity ETF | SCHY            |

### Schwab High Yield Bond ETF (Series ID: S000080101)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000241773 | Schwab High Yield Bond ETF | SCYB            |

### Schwab Mortgage-Backed Securities ETF (Series ID: S000088676)

| Class ID   | Class Name                            | Ticker Symbol   |
|:---|:---|:---|
| C000255020 | Schwab Mortgage-Backed Securities ETF | SMBS            |

## Internal

**REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** 

To the Board of Trustees of Schwab Strategic Trust and Shareholders of Schwab International Equity ETF, Schwab International Small-Cap Equity ETF, Schwab Emerging Markets Equity ETF, Schwab U.S. Broad Market ETF, Schwab U.S. Large-Cap ETF, Schwab U.S. Large-Cap Growth ETF, Schwab U.S. Large-Cap Value ETF, Schwab U.S. Mid-Cap ETF, Schwab U.S. Small-Cap ETF, Schwab U.S. Dividend Equity ETF, Schwab 1000 Index ETF, Schwab International Dividend Equity ETF, Schwab High Yield Bond ETF, and Schwab Mortgage-Backed Securities ETF:

In planning and performing our audits of the financial statements of Schwab International Equity ETF, Schwab International Small-Cap Equity ETF, Schwab Emerging Markets Equity ETF, Schwab U.S. Broad Market ETF, Schwab U.S. Large-Cap ETF, Schwab U.S. Large-Cap Growth ETF, Schwab U.S. Large-Cap Value ETF, Schwab U.S. Mid-Cap ETF, Schwab U.S. Small-Cap ETF, Schwab U.S. Dividend Equity ETF, Schwab 1000 Index ETF, Schwab International Dividend Equity ETF, Schwab High Yield Bond ETF, and Schwab Mortgage-Backed Securities ETF (the "Funds"), fourteen of the funds constituting Schwab Strategic Trust, as of and for the year ended August 31, 2025, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the trust; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and their operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of August 31, 2025.

------

This report is intended solely for the information and use of management and Board of Trustees of Schwab Strategic Trust and the US Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ Deloitte & Touche LLP

Denver, Colorado

October 22, 2025

# Form N-CEN: Annual Report for Registered Investment Companies

## N-CEN: Filer Information
**Submission Type:** N-CEN
**CIK:** 0001454889

## N-CEN: Series/Class (Contract) Information

**Series ID Record:1**
- **Series ID:** S000026633

**Series ID Record:2**
- **Series ID:** S000026637

**Series ID Record:3**
- **Series ID:** S000026639

**Series ID Record:4**
- **Series ID:** S000071197

**Series ID Record:5**
- **Series ID:** S000026635

**Series ID Record:6**
- **Series ID:** S000026634

**Series ID Record:7**
- **Series ID:** S000080101

**Series ID Record:8**
- **Series ID:** S000026636

**Series ID Record:9**
- **Series ID:** S000034163

**Series ID Record:10**
- **Series ID:** S000026631

**Series ID Record:11**
- **Series ID:** S000088676

**Series ID Record:12**
- **Series ID:** S000026632

**Series ID Record:13**
- **Series ID:** S000059091

**Series ID Record:14**
- **Series ID:** S000026638

**Class ID Record:1**
- **Class ID:** C000079980

**Class ID Record:2**
- **Class ID:** C000079984

**Class ID Record:3**
- **Class ID:** C000079986

**Class ID Record:4**
- **Class ID:** C000225985

**Class ID Record:5**
- **Class ID:** C000079982

**Class ID Record:6**
- **Class ID:** C000079981

**Class ID Record:7**
- **Class ID:** C000241773

**Class ID Record:8**
- **Class ID:** C000079983

**Class ID Record:9**
- **Class ID:** C000105320

**Class ID Record:10**
- **Class ID:** C000079978

**Class ID Record:11**
- **Class ID:** C000255020

**Class ID Record:12**
- **Class ID:** C000079979

**Class ID Record:13**
- **Class ID:** C000193734

**Class ID Record:14**
- **Class ID:** C000079985

### N-CEN: Part A: General Information

**Item A.1.a - Report for period ending:** 2025-08-31

**Item A.1.b - Does this report cover a period of less than 12 months?:** No

## N-CEN: Part B: Information About the Registrant

- **Item B.1.a - Full name of Registrant:** SCHWAB STRATEGIC TRUST

- **Item B.1.b - Investment Company Act file number:** 811-22311

- **Item B.1.c - CIK:** 0001454889

- **Item B.1.d - LEI:** 549300NAZEQOIX80E226

- **Item B.2.a - Street 1:** 211 MAIN STREET

- **Item B.2.b - City:** SAN FRANCISCO

- **Item B.2.c - State:** CA

- **Item B.2.e - Zip Code:** 94105

- **Item B.2.f - Telephone:** 800-648-5300

- **Item B.2.g - Public Website:** www.schwabassetmanagement.com

### Item B.3 - Location of books and records

**Location books Record: 1**

- **a. Name of person (e.g., a custodian of records):** Charles Schwab Investment Management, Inc.

- **b. Street 1:** 211 Main Street

- **c. City:** San Francisco

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 94105

- **g. Telephone number:** 800-648-5300

- **h. Briefly describe the books and records kept at this location:** Investment Manager and Fund Administrator

**Location books Record: 2**

- **a. Name of person (e.g., a custodian of records):** Schwab Strategic Trust

- **b. Street 1:** 211 Main Street

- **c. City:** San Francisco

- **d. State, if applicable:** CA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 94105

- **g. Telephone number:** 800-648-5300

- **h. Briefly describe the books and records kept at this location:** Trust and Fund Records

**Location books Record: 3**

- **a. Name of person (e.g., a custodian of records):** State Street Bank and Trust Company

- **b. Street 1:** One Congress Street

- **Street 2:** Suite 1

- **c. City:** Boston

- **d. State, if applicable:** MA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 02114

- **g. Telephone number:** 617-786-3000

- **h. Briefly describe the books and records kept at this location:** Custodian, Transfer Agent and Fund Accountant

**Location books Record: 4**

- **a. Name of person (e.g., a custodian of records):** SEI Investments Distribution Co.

- **b. Street 1:** 1 Freedom Valley Drive

- **c. City:** Oaks

- **d. State, if applicable:** PA

- **e. Foreign country, if applicable:** US

- **f. Zip code and zip code extension, or foreign postal code:** 19456

- **g. Telephone number:** 610-676-1000

- **h. Briefly describe the books and records kept at this location:** Principal Underwriter

- **Item B.4.a - Is this the first filing by the Registrant?:** No

- **Item B.4.b - Is this the last filing by the Registrant?:** No

- **Item B.5.a - Is the Registrant part of a family of investment companies?:** Yes

- **Item B.5.a.i - Full name of family of investment companies:** SCHFLFSETF

### Item B.6 - Organization

- [x] a. Open-end management investment company registered under the Act on Form N-1A

- [ ] b. Closed-end management investment company registered under the Act on Form N-2

- [ ] c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3

- [ ] d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4

- [ ] e. Small business investment company registered under the Act on Form N-5

- [ ] f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6

- [ ] g. Unit investment trust registered under the Act on Form N-8B-2

- **Item B.6.i - Total number of Series:** 34

- **Item B.7 - Is the Registrant the issuer of a class of securities registered under the Securities Act?:** Yes

### Item B.8 - Directors

| Name                | Is Interested Person?   | Other Investment Company File Numbers                 |
|:---|:---|:---|
| Michael J. Beer     | No                      | 811-05954, 811-08314, 811-07704, 811-05547, 811-06200 |
| Nancy F. Heller     | No                      | 811-05547, 811-06200, 811-08314, 811-05954, 811-07704 |
| Richard A. Wurster  | Yes                     | 811-07704, 811-08314, 811-05547, 811-05954, 811-06200 |
| Omar Aguilar        | Yes                     | 811-05547, 811-05954, 811-07704, 811-06200, 811-08314 |
| David L. Mahoney    | No                      | 811-05547, 811-06200, 811-05954, 811-08314, 811-07704 |
| Kimberly S. Patmore | No                      | 811-07704, 811-05954, 811-06200, 811-08314, 811-05547 |
| Jean Derek Penn     | No                      | 811-07704, 811-08314, 811-06200, 811-05954, 811-05547 |
| Jane P. Moncreiff   | No                      | 811-07704, 811-05954, 811-05547, 811-08314, 811-06200 |
| Robert W. Burns     | No                      | 811-08314, 811-05954, 811-06200, 811-05547, 811-07704 |

### Item B.9. Chief compliance officer.

**Chief compliance officer Record: 1**

- **a. Full Name:** Mark Hunter

- **b. CRD Number, if any:** 004910590

- **c. Street Address 1:** 11800 Schwab Way

- **d. City:** Austin

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Zip code:** 78758

- **h. Telephone number:** XXXXXX

- **i. Has the chief compliance officer changed since the last filing?:** Yes

If the chief compliance officer is compensated or employed by any person other than the Registrant, provide:

**CCO employer Record: 1**

- **i. Name of the person:** —

- **ii. Person’s IRS Employer Identification Number:** —

### Item B.10. Matters for security holder vote.

- **Were any matters submitted by the Registrant for its security holders’ vote during the reporting period?** No

- **Item B.11.a - Have there been any material legal proceedings?:** No

- **Item B.11.b - Has any proceeding previously reported been terminated?:** No

- **Item B.12.a - Were any claims with respect to the Registrant filed under a fidelity bond?:** No

- **Item B.13.a - Are the Registrant's officers or directors covered under any insurance policy?:** Yes

- **Item B.13.a.i - If yes, were any claims filed under the policy during the reporting period?:** No

- **Item B.14 - Did an affiliated person provide any form of financial support to the Registrant?:** No

- **Item B.15.a - Did the Registrant rely on any exemptive orders from the Commission?:** No

### Item B.16. Principal underwriters.

**Principal underwriter Record: 1**

- **i. Full name:** SEI Investments Distribution Co.

- **ii. SEC file number:** 8-27897

- **iii. CRD number:** 000010690

- **iv. LEI, if any:** 9845004D1BC905A05108

- **v. State, if applicable:** PA

- **vi. Foreign country, if applicable:** US

- **vii. Is the principal underwriter an affiliated person...?:** No

- **b. Have any principal underwriters been hired or terminated during the reporting period?** No

### Item B.17. Independent public accountant.

**Public accountant Record: 1**

- **a. Full Name:** Deloitte & Touche LLP

- **b. PCAOB Number:** 34

- **c. LEI, if any:** 254900WYZPGQGKV3RF07

- **d. State, if applicable:** CO

- **e. Foreign country, if applicable:** US

- **f. Has the independent public accountant changed since the last filing?** No

- **Item B.18 - Did an independent public accountant's report on internal control note any material weaknesses?:** No

- **Item B.19 - Did an independent public accountant issue an opinion other than an unqualified opinion?:** No

- **Item B.20 - Have there been material changes in the method of valuation?:** No

- **Item B.21 - Have there been any changes in accounting principles or practices?:** No

- **Item B.22.a - Were any payments made to shareholders as a result of an error in calculating NAV?:** No

- **Item B.23 - Did the Registrant pay any dividend or make any distribution required to be accompanied by a written statement?:** No

## Part C: Additional Questions for Management Investment Companies

### Management Investment Record: 1 - Schwab U.S. Large-Cap Growth ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Large-Cap Growth ETF

- **b. Series identification number, if any:** S000026633

- **c. LEI:** 549300X647G1Z3XCRR98

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class            | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Large-Cap Growth ETF | C000079980                                | SCHG                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,062,499.92

- **g. Provide the net income from securities lending activities:** $1,442,120.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,996.48

**Brokers Record: 2**

- **i. Full name of broker:** Scotia Capital (USA) Inc.

- **ii. SEC file number:** 8-3716

- **iii. CRD number:** 000002739

- **iv. LEI, if any:** 549300BLWPABP1VNME36

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $17,652.20

**Brokers Record: 3**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $82,254.34

**Brokers Record: 4**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $48,370.33

**Brokers Record: 5**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,591.38

**Brokers Record: 6**

- **i. Full name of broker:** Great Pacific Securities

- **ii. SEC file number:** 8-44398

- **iii. CRD number:** 000029251

- **iv. LEI, if any:** 254900QRZ90SUI8C4W84

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $45,242.47

**Brokers Record: 7**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $36,225.37

**Brokers Record: 8**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $42,645.84

**Brokers Record: 9**

- **i. Full name of broker:** Penserra Securities LLC

- **ii. SEC file number:** 8-67773

- **iii. CRD number:** 000145994

- **iv. LEI, if any:** 549300WY8ZBI168Y6Z05

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $55,644.50

**Brokers Record: 10**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $60,541.94

**Aggregate Commission:** $536,779.92

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $288,320.00               |
| Citigroup Global Markets Inc. | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $180,440.00               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $468,760.00

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $38,454,831,912.04

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2055 Index Fund                             | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 4 Name of institution:** Bank of America

  - **Line Institutions Record: 5 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 6 Name of institution:** Citibank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 2 - Schwab International Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab International Equity ETF

- **b. Series identification number, if any:** S000026637

- **c. LEI:** 5493003PP4X6ZGIBL520

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab International Equity ETF | C000079984                                | SCHF                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $107,639,657.18

- **g. Provide the net income from securities lending activities:** $3,811,457.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** Yes

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 3**

- **i. Full name:** Citibank Europe Public Limited Company

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** State Street Bank International GmbH

- **ii. LEI, if any:** ZMHGNT7ZPKZ3UFZ8EO46

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 23**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $208,245.72

**Brokers Record: 2**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $149,829.90

**Brokers Record: 3**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 8-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $53,075.88

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $81,339.81

**Brokers Record: 5**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $46,351.22

**Brokers Record: 6**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $155,856.91

**Brokers Record: 7**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $69,999.11

**Brokers Record: 8**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $89,803.27

**Brokers Record: 9**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $46,351.69

**Brokers Record: 10**

- **i. Full name of broker:** CLSA Americas, LLC

- **ii. SEC file number:** 8-69166

- **iii. CRD number:** 000165533

- **iv. LEI, if any:** 213800M2DXATWY7JMS07

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $80,775.50

**Aggregate Commission:** $1,176,338.44

**Item C.17.a. Principal transaction counterparties.**

| Name                         | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Macquarie Capital (USA) Inc. | 8-47198           |    000036368 | 549300670K07JRB5UQ40 | NY      | US        | $48,006,335.81            |
| HSBC Securities (USA) Inc.   | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $79,558,417.96            |
| Barclays Capital Inc.        | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $233,479,662.91           |
| BofA Securities, Inc.        | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $85,216,074.08            |
| BNP Paribas Securities Corp. | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $97,205,682.44            |
| RBC Capital Markets, LLC     | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $20,745,765.37            |
| Scotia Capital (USA) Inc.    | 8-3716            |    000002739 | 549300BLWPABP1VNME36 | NY      | US        | $44,459,998.70            |
| J.P. Morgan Securities LLC   | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $15,711,809.87            |
| UBS Securities LLC           | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $184,770,210.16           |
| Goldman Sachs & Co. LLC      | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $42,524,403.47            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $863,625,640.72

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $44,098,094,676.43

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 2 Name of institution:** Bank of America

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 6 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 3 - Schwab Emerging Markets Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab Emerging Markets Equity ETF

- **b. Series identification number, if any:** S000026639

- **c. LEI:** 549300BX5O2DW26SGM55

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class              | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab Emerging Markets Equity ETF | C000079986                                | SCHE                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $44,248,124.26

- **g. Provide the net income from securities lending activities:** $1,622,105.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** UniCredit Bank Czech Republic and Slovakia, a.s.

- **ii. LEI, if any:** KR6LSKV3BTSJRD41IF75

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Landsbankinn hf.

- **ii. LEI, if any:** 549300TLZPT6JELDWM92

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** First Abu Dhabi Bank MISR S.A.E.

- **ii. LEI, if any:** 549300FRMQH3ELEXQI94

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** UniCredit Bank Hungary Zrt.

- **ii. LEI, if any:** Y28RT6GGYJ696PMW8T44

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** 8B4EZFY8IHJC44TT2K84

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** First Abu Dhabi Bank P.J.S.C.

- **ii. LEI, if any:** 2138002Y3WMK6RZS8H90

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Citibank del Peru S.A.

- **ii. LEI, if any:** MYTK5NHHP1G8TVFGT193

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** HSBC Bank (China) Company Limited

- **ii. LEI, if any:** 2CZOJRADNJXBLT55G526

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)

- **ii. LEI, if any:** RILFO74KP1CM8P6PCT96

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 28**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** Joint Stock Company 'Commercial Bank CitiBank'

- **ii. LEI, if any:** CHSQDSVI1UI96Y2SW097

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 31**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** FAB Capital J.S.C.

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** Citibank Maghreb S.A.

- **ii. LEI, if any:** 5493003FVWLMBFTISI11

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 37**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)

- **ii. LEI, if any:** 25490016G0WR60ANOK04

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** First Abu Dhabi Bank P.J.S.C. (Kuwait City, Al Asimah, KW, Branch)

- **ii. LEI, if any:** 2138002Y3WMK6RZS8H90

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 42**

- **i. Full name:** Cititrust Colombia S A Sociedad Fiduciaria

- **ii. LEI, if any:** 549300242J3IJCOSGI49

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $59,251.08

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $119,403.19

**Brokers Record: 3**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 8-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $41,821.70

**Brokers Record: 4**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $40,930.42

**Brokers Record: 5**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $122,734.16

**Brokers Record: 6**

- **i. Full name of broker:** XP Investments US, LLC

- **ii. SEC file number:** 8-68817

- **iii. CRD number:** 000156691

- **iv. LEI, if any:** 549300HDFLS7P433PO89

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,598.00

**Brokers Record: 7**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $49,966.68

**Brokers Record: 8**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,556.00

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $261,834.02

**Brokers Record: 10**

- **i. Full name of broker:** Scotia Capital (USA) Inc.

- **ii. SEC file number:** 8-3716

- **iii. CRD number:** 000002739

- **iv. LEI, if any:** 549300BLWPABP1VNME36

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $25,340.02

**Aggregate Commission:** $836,677.71

**Item C.17.a. Principal transaction counterparties.**

| Name                                 | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Scotia Capital (USA) Inc.            | 8-3716            |    000002739 | 549300BLWPABP1VNME36 | NY      | US        | $14,765,355.05            |
| Citigroup Global Markets Inc.        | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $777,664.69               |
| Goldman Sachs & Co. LLC              | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $283,400.45               |
| Barclays Capital Inc.                | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $47,082,334.13            |
| XP Investments US, LLC               | 8-68817           |    000156691 | 549300HDFLS7P433PO89 | NY      | US        | $16,151,591.60            |
| Santander Investment Securities Inc. | 8-47664           |    000037216 | 549300FT36TF8GQFTL08 | NY      | US        | $1,134,045.16             |
| Macquarie Capital (USA) Inc.         | 8-47198           |    000036368 | 549300670K07JRB5UQ40 | NY      | US        | $10,894,192.58            |
| J.P. Morgan Securities LLC           | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $10,194,876.86            |
| BofA Securities, Inc.                | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $20,424,503.96            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $125,317,096.22

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $9,617,558,636.14

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 2 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 5 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 6 Name of institution:** Bank of America

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 4 - Schwab International Dividend Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab International Dividend Equity ETF

- **b. Series identification number, if any:** S000071197

- **c. LEI:** 5493009QTNWRUFDATU94

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                    | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab International Dividend Equity ETF | C000225985                                | SCHY                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $2,552,056.74

- **g. Provide the net income from securities lending activities:** $135,666.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** State Street Bank International GmbH

- **ii. LEI, if any:** ZMHGNT7ZPKZ3UFZ8EO46

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO

- **ii. LEI, if any:** 529900H31AYI6WA1J534

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 4**

- **i. Full name:** Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)

- **ii. LEI, if any:** RILFO74KP1CM8P6PCT96

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank Europe Public Limited Company

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)

- **ii. LEI, if any:** 549300F99IL9YJDWH369

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Standard Chartered Bank (Hong Kong) Limited

- **ii. LEI, if any:** X5AV1MBDXGRPX5UGMX13

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** Standard Chartered Bank (Thai) Public Company Limited

- **ii. LEI, if any:** 549300O1LQYCQ7G1IM57

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** Deutsche Bank (Malaysia) Berhad

- **ii. LEI, if any:** 529900DLWFR8HK7DR278

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** HSBC Bank (China) Company Limited

- **ii. LEI, if any:** 2CZOJRADNJXBLT55G526

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Joint Stock Company 'Commercial Bank CitiBank'

- **ii. LEI, if any:** CHSQDSVI1UI96Y2SW097

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 25**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 26**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 27**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 28**

- **i. Full name:** Citibank, National Association (Mumbai, Maharashtra, IN, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 29**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 30**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 31**

- **i. Full name:** FAB Capital J.S.C.

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 32**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 33**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 34**

- **i. Full name:** Citibank, Anonim Sirketi

- **ii. LEI, if any:** CWZ8NZDH5SKY12Q4US31

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 35**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)

- **ii. LEI, if any:** 25490016G0WR60ANOK04

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 36**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 37**

- **i. Full name:** Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 38**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 39**

- **i. Full name:** Banco de Chile

- **ii. LEI, if any:** 8B4EZFY8IHJC44TT2K84

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 40**

- **i. Full name:** First Abu Dhabi Bank P.J.S.C.

- **ii. LEI, if any:** 2138002Y3WMK6RZS8H90

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 41**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,641.54

**Brokers Record: 2**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 8-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,258.67

**Brokers Record: 3**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,874.73

**Brokers Record: 4**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,406.50

**Brokers Record: 5**

- **i. Full name of broker:** Scotia Capital (USA) Inc.

- **ii. SEC file number:** 8-3716

- **iii. CRD number:** 000002739

- **iv. LEI, if any:** 549300BLWPABP1VNME36

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,537.97

**Brokers Record: 6**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,421.33

**Brokers Record: 7**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,527.13

**Brokers Record: 8**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $46,707.71

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,816.00

**Brokers Record: 10**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,290.00

**Aggregate Commission:** $164,201.78

**Item C.17.a. Principal transaction counterparties.**

| Name                         | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| BofA Securities, Inc.        | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $9,827,137.22             |
| RBC Capital Markets, LLC     | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $5,553,555.53             |
| Barclays Capital Inc.        | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $14,238,293.81            |
| Macquarie Capital (USA) Inc. | 8-47198           |    000036368 | 549300670K07JRB5UQ40 | NY      | US        | $11,808,531.03            |
| HSBC Securities (USA) Inc.   | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $4,136,500.54             |
| BNP Paribas Securities Corp. | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $3,518,013.48             |
| Goldman Sachs & Co. LLC      | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $11,821,530.98            |
| Scotia Capital (USA) Inc.    | 8-3716            |    000002739 | 549300BLWPABP1VNME36 | NY      | US        | $1,169,607.71             |
| UBS Securities LLC           | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $14,347,610.45            |
| J.P. Morgan Securities LLC   | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $4,395,205.82             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $81,840,699.17

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $943,578,444.53

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** Bank of America

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Barclays Bank plc

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 5 - Schwab U.S. Mid-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Mid-Cap ETF

- **b. Series identification number, if any:** S000026635

- **c. LEI:** 549300CX4Y7E1N0YFZ10

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Mid-Cap ETF | C000079982                                | SCHM                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $44,054,598.57

- **g. Provide the net income from securities lending activities:** $1,683,586.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $2,362.50

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $2,362.50

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Stuart Frankel & Co., Incorporated

- **ii. SEC file number:** 8-17419

- **iii. CRD number:** 000014593

- **iv. LEI, if any:** 254900XE1RBF5OLE0T50

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,831.45

**Brokers Record: 2**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 8-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,701.98

**Brokers Record: 3**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $28,067.76

**Brokers Record: 4**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,746.13

**Brokers Record: 5**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $61,488.98

**Brokers Record: 6**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $32,984.57

**Brokers Record: 7**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,112.86

**Brokers Record: 8**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $27,445.40

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,367.93

**Brokers Record: 10**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $37,375.08

**Aggregate Commission:** $454,861.27

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC       | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $363,831.00               |
| Jefferies LLC                 | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $874,053.39               |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $4,218.50                 |
| Barclays Capital Inc.         | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $211,041.18               |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $2,802,670.72             |
| Citigroup Global Markets Inc. | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $643,656.75               |
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $712,277.26               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $5,611,748.80

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $11,460,683,117.96

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Bank of America

  - **Line Institutions Record: 2 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 3 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 5 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 6 Name of institution:** Barclays Bank plc

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab 1000 Index Fund                                    | 811-06200         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 6 - Schwab U.S. Large-Cap Value ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Large-Cap Value ETF

- **b. Series identification number, if any:** S000026634

- **c. LEI:** 549300FRX8JVCKQ08Y53

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Large-Cap Value ETF | C000079981                                | SCHV                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $4,665,669.55

- **g. Provide the net income from securities lending activities:** $95,082.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,512.50

**Brokers Record: 2**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,458.15

**Brokers Record: 3**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,307.48

**Brokers Record: 4**

- **i. Full name of broker:** Stuart Frankel & Co., Incorporated

- **ii. SEC file number:** 8-17419

- **iii. CRD number:** 000014593

- **iv. LEI, if any:** 254900XE1RBF5OLE0T50

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,583.84

**Brokers Record: 5**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,212.32

**Brokers Record: 6**

- **i. Full name of broker:** Great Pacific Securities

- **ii. SEC file number:** 8-44398

- **iii. CRD number:** 000029251

- **iv. LEI, if any:** 254900QRZ90SUI8C4W84

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,923.65

**Brokers Record: 7**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,954.53

**Brokers Record: 8**

- **i. Full name of broker:** Siebert Williams Shank & Co., LLC

- **ii. SEC file number:** 8-49877

- **iii. CRD number:** 000042568

- **iv. LEI, if any:** 254900VTARX8RAY9QK77

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,454.90

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $3,391.31

**Brokers Record: 10**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,447.73

**Aggregate Commission:** $90,384.20

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Barclays Capital Inc.      | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $224,608.95               |
| Morgan Stanley & Co. LLC   | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $2,290,713.50             |
| Goldman Sachs & Co. LLC    | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $392,554.50               |
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $3,512,358.60             |
| BofA Securities, Inc.      | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $724,256.10               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $7,144,491.65

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $12,171,110,139.35

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 4 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Bank of America

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 7 - Schwab High Yield Bond ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab High Yield Bond ETF

- **b. Series identification number, if any:** S000080101

- **c. LEI:** 54930009R7VCR5XYW907

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class      | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab High Yield Bond ETF | C000241773                                | SCYB                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $11,117,658.42

- **g. Provide the net income from securities lending activities:** $259,050.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 18f-4 (17 CFR 270.18f-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** Bloomberg L.P.

- **ii. LEI, if any, or provide and describe other identifying number:** 549300B56MD0ZC402L06

- **iii. State, if applicable:** NY

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 3**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Citigroup Global Markets Inc.       | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $4,850,857.84             |
| Morgan Stanley & Co. LLC            | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $6,186,154.66             |
| J.P. Morgan Securities LLC          | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $10,759,500.37            |
| RBC Capital Markets, LLC            | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $3,101,827.00             |
| Jefferies LLC                       | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $5,807,144.80             |
| Barclays Capital Inc.               | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $4,964,788.86             |
| Jane Street Execution Services, LLC | 8-69254           |    000167280 | 549300HXJLXCPDWAH070 | NY      | US        | $250,265,102.12           |
| MarketAxess Corporation             | 8-50727           |    000044542 | GPSMMRI21JE7ZCVYF972 | NY      | US        | $3,552,978.73             |
| BofA Securities, Inc.               | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $9,409,894.74             |
| Goldman Sachs & Co. LLC             | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $20,044,088.99            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $353,893,757.02

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $893,673,240.52

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 3 Name of institution:** Bank of America

  - **Line Institutions Record: 4 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 5 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 6 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 8 - Schwab U.S. Small-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Small-Cap ETF

- **b. Series identification number, if any:** S000026636

- **c. LEI:** 5493003UKSEZNILT8D61

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Small-Cap ETF | C000079983                                | SCHA                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $249,126,374.46

- **g. Provide the net income from securities lending activities:** $11,877,133.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 17e-1 (17 CFR 270.17e-1)

- Rule 32a-4 (17 CFR 270.32a-4)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $3,900.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $73,405.50

**Brokers Record: 2**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $35,452.41

**Brokers Record: 3**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $50,493.71

**Brokers Record: 4**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $54,603.65

**Brokers Record: 5**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $71,935.81

**Brokers Record: 6**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $85,653.73

**Brokers Record: 7**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $96,964.15

**Brokers Record: 8**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $85,002.33

**Brokers Record: 9**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $60,112.35

**Brokers Record: 10**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $76,938.95

**Aggregate Commission:** $1,049,948.60

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Citadel Securities LLC        | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $70,796.99                |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $540,816.00               |
| Goldman Sachs & Co. LLC       | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $8,234,921.00             |
| Wells Fargo Securities, LLC   | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $460,015.50               |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $3,632,564.26             |
| Citigroup Global Markets Inc. | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $2,088,731.00             |
| Jefferies LLC                 | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $2,321,183.23             |
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $18,299,745.32            |
| Barclays Capital Inc.         | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $429,656.70               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $71,839,376.05

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $17,704,855,223.25

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 2 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 3 Name of institution:** Bank of America

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 6 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 9 - Schwab U.S. Dividend Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Dividend Equity ETF

- **b. Series identification number, if any:** S000034163

- **c. LEI:** 549300MUIMRQQDWJ5226

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class           | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Dividend Equity ETF | C000105320                                | SCHD                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $14,305,553.46

- **g. Provide the net income from securities lending activities:** $296,161.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 17a-7 (17 CFR 270.17a-7)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 2**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $196,292.65

**Brokers Record: 2**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $215,547.89

**Brokers Record: 3**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $371,666.71

**Brokers Record: 4**

- **i. Full name of broker:** Citadel Securities LLC

- **ii. SEC file number:** 8-53574

- **iii. CRD number:** 000116797

- **iv. LEI, if any:** 12UUJYTN7D3SW8KCSG25

- **v. State, if applicable:** FL

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $314,852.78

**Brokers Record: 5**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $80,578.50

**Brokers Record: 6**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $222,339.26

**Brokers Record: 7**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $560,145.95

**Brokers Record: 8**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $103,903.14

**Brokers Record: 9**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $478,960.71

**Brokers Record: 10**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $737,379.10

**Aggregate Commission:** $3,779,342.66

**Item C.17.a. Principal transaction counterparties.**

| Name                       | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $75,121,108.04            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $75,121,108.04

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $67,201,664,865.76

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Bank of America

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 4 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 5 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 10 - Schwab U.S. Broad Market ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Broad Market ETF

- **b. Series identification number, if any:** S000026631

- **c. LEI:** 549300Z43HSC4Q4CI525

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class        | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Broad Market ETF | C000079978                                | SCHB                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $33,493,078.07

- **g. Provide the net income from securities lending activities:** $2,016,689.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 17a-7 (17 CFR 270.17a-7)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $375.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** J.P. Morgan Securities LLC

- **ii. SEC file number:** 8-35008

- **iii. CRD number:** 000000079

- **iv. LEI, if any:** ZBUT11V806EZRVTWT807

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $22,496.66

**Brokers Record: 2**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $24,720.40

**Brokers Record: 3**

- **i. Full name of broker:** Stuart Frankel & Co., Incorporated

- **ii. SEC file number:** 8-17419

- **iii. CRD number:** 000014593

- **iv. LEI, if any:** 254900XE1RBF5OLE0T50

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,152.88

**Brokers Record: 4**

- **i. Full name of broker:** Penserra Securities LLC

- **ii. SEC file number:** 8-67773

- **iii. CRD number:** 000145994

- **iv. LEI, if any:** 549300WY8ZBI168Y6Z05

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,730.16

**Brokers Record: 5**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $21,206.39

**Brokers Record: 6**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $10,952.89

**Brokers Record: 7**

- **i. Full name of broker:** Morgan Stanley & Co. LLC

- **ii. SEC file number:** 8-15869

- **iii. CRD number:** 000008209

- **iv. LEI, if any:** 9R7GPTSO7KV3UQJZQ078

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,306.32

**Brokers Record: 8**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $26,060.76

**Brokers Record: 9**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,229.09

**Brokers Record: 10**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $35,848.89

**Aggregate Commission:** $282,247.12

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $6,808,647.66             |
| Jefferies LLC                 | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $1,130,314.66             |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $6,952,932.50             |
| Wells Fargo Securities, LLC   | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $498,490.75               |
| Goldman Sachs & Co. LLC       | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $3,864,475.25             |
| Citigroup Global Markets Inc. | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $1,035,055.50             |
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $21,376,921.35            |
| Citadel Securities LLC        | 8-53574           |    000116797 | 12UUJYTN7D3SW8KCSG25 | FL      | US        | $10,315.46                |
| Barclays Capital Inc.         | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $945,317.09               |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $47,054,428.57

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $32,723,111,501.52

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 2 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 3 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 4 Name of institution:** Bank of America

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** The Bank of New York Mellon

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 11 - Schwab Mortgage-Backed Securities ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab Mortgage-Backed Securities ETF

- **b. Series identification number, if any:** S000088676

- **c. LEI:** 254900LGB2VUX87D8S92

- **d. Is this the first filing on this form by the Fund?:** Yes

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                 | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab Mortgage-Backed Securities ETF | C000255020                                | SMBS                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** —

- **g. Provide the net income from securities lending activities:** —

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4(f)(17 CFR 270.18f-4(f))

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** Yes

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** Yes

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** Yes

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** Yes

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

No Brokers reported.

**Item C.17.a. Principal transaction counterparties.**

| Name                                  | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Goldman Sachs & Co. LLC               | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $173,266,468.21           |
| Morgan Stanley & Co. LLC              | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $169,629,014.18           |
| Wells Fargo Securities, LLC           | 8-65876           |    000126292 | VYVVCKR63DVZZN70PB21 | NC      | US        | $89,409,129.97            |
| BNP Paribas Securities Corp.          | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $41,328,960.80            |
| Barclays Capital Inc.                 | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $67,290,799.70            |
| Santander Investment Securities Inc.  | 8-47664           |    000037216 | 549300FT36TF8GQFTL08 | NY      | US        | $44,622,706.03            |
| BofA Securities, Inc.                 | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $92,791,492.98            |
| J.P. Morgan Securities LLC            | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $105,476,590.60           |
| Daiwa Capital Markets America Inc.    | 8-12242           |    000001576 | M67H5PRC0NQKM73ZAS82 | NY      | US        | $75,277,758.46            |
| Nomura Securities International, Inc. | 8-15255           |    000004297 | OXTKY6Q8X53C9ILVV871 | NY      | US        | $46,499,728.10            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $1,057,855,490.32

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $2,628,719,935.69

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 2 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Bank of America

  - **Line Institutions Record: 5 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 6 Name of institution:** Citibank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 12 - Schwab U.S. Large-Cap ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab U.S. Large-Cap ETF

- **b. Series identification number, if any:** S000026632

- **c. LEI:** 549300D3593FFQX1M411

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab U.S. Large-Cap ETF | C000079979                                | SCHX                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $11,741,157.89

- **g. Provide the net income from securities lending activities:** $1,085,681.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

**Custodians Record: 2**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** BTIG, LLC

- **ii. SEC file number:** 8-65473

- **iii. CRD number:** 000122225

- **iv. LEI, if any:** 549300GTG9PL6WO3EC51

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $5,775.66

**Brokers Record: 2**

- **i. Full name of broker:** Siebert Williams Shank & Co., LLC

- **ii. SEC file number:** 8-49877

- **iii. CRD number:** 000042568

- **iv. LEI, if any:** 254900VTARX8RAY9QK77

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $9,154.75

**Brokers Record: 3**

- **i. Full name of broker:** Stuart Frankel & Co., Incorporated

- **ii. SEC file number:** 8-17419

- **iii. CRD number:** 000014593

- **iv. LEI, if any:** 254900XE1RBF5OLE0T50

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $8,996.76

**Brokers Record: 4**

- **i. Full name of broker:** Bernstein Institutional Services LLC

- **ii. SEC file number:** 8-71053

- **iii. CRD number:** 000317807

- **iv. LEI, if any:** 2549006LECDZGK4RBC19

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,397.35

**Brokers Record: 5**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $6,172.40

**Brokers Record: 6**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,103.45

**Brokers Record: 7**

- **i. Full name of broker:** Great Pacific Securities

- **ii. SEC file number:** 8-44398

- **iii. CRD number:** 000029251

- **iv. LEI, if any:** 254900QRZ90SUI8C4W84

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $7,246.76

**Brokers Record: 8**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $15,283.63

**Brokers Record: 9**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $23,677.04

**Brokers Record: 10**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $13,410.36

**Aggregate Commission:** $170,499.26

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $15,028,093.45            |
| Barclays Capital Inc.         | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $991,619.01               |
| Citigroup Global Markets Inc. | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $220,220.00               |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $10,448,290.00            |
| Goldman Sachs & Co. LLC       | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $1,807,371.00             |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $3,155,510.60             |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $31,651,104.06

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $52,145,345,316.28

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** Bank of America

  - **Line Institutions Record: 2 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 3 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 4 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 5 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 6 Name of institution:** Citibank, N.A.

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 13 - Schwab 1000 Index ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab 1000 Index ETF

- **b. Series identification number, if any:** S000059091

- **c. LEI:** 549300ILTOKOUL3LZF18

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class   | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab 1000 Index ETF   | C000193734                                | SCHK                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $995,303.18

- **g. Provide the net income from securities lending activities:** $47,527.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 6c-11 (17 CFR 270.6c-11)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 17a-7 (17 CFR 270.17a-7)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** No

- **b. Were any expenses reduced or waived?** No

- **c. Are the fees waived subject to recoupment?** No

- **d. Were any expenses previously waived recouped during the period?** No

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** No

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** Jefferies LLC

- **ii. SEC file number:** 8-15074

- **iii. CRD number:** 000002347

- **iv. LEI, if any:** 58PU97L1C0WSRCWADL48

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $825.05

**Brokers Record: 2**

- **i. Full name of broker:** Stuart Frankel & Co., Incorporated

- **ii. SEC file number:** 8-17419

- **iii. CRD number:** 000014593

- **iv. LEI, if any:** 254900XE1RBF5OLE0T50

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $904.98

**Brokers Record: 3**

- **i. Full name of broker:** Virtu Americas LLC

- **ii. SEC file number:** 8-68193

- **iii. CRD number:** 000149823

- **iv. LEI, if any:** 549300RA02N3BNSWBV74

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $874.26

**Brokers Record: 4**

- **i. Full name of broker:** Siebert Williams Shank & Co., LLC

- **ii. SEC file number:** 8-49877

- **iii. CRD number:** 000042568

- **iv. LEI, if any:** 254900VTARX8RAY9QK77

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $769.69

**Brokers Record: 5**

- **i. Full name of broker:** Mizuho Securities USA LLC

- **ii. SEC file number:** 8-37710

- **iii. CRD number:** 000019647

- **iv. LEI, if any:** 7TK5RJIZDFROZCA6XF66

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,132.15

**Brokers Record: 6**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $870.83

**Brokers Record: 7**

- **i. Full name of broker:** Piper Sandler & Co.

- **ii. SEC file number:** 8-15204

- **iii. CRD number:** 000000665

- **iv. LEI, if any:** 549300GRQCWQ3XGH0H10

- **v. State, if applicable:** MN

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,075.73

**Brokers Record: 8**

- **i. Full name of broker:** SG Americas Securities, LLC

- **ii. SEC file number:** 8-66125

- **iii. CRD number:** 000128351

- **iv. LEI, if any:** 549300F35UE0BOM1WJ55

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $853.07

**Brokers Record: 9**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $2,186.47

**Brokers Record: 10**

- **i. Full name of broker:** Instinet, LLC

- **ii. SEC file number:** 8-23669

- **iii. CRD number:** 000007897

- **iv. LEI, if any:** 549300MGMN3RKMU8FT57

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $1,056.60

**Aggregate Commission:** $17,315.29

**Item C.17.a. Principal transaction counterparties.**

| Name                          | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| J.P. Morgan Securities LLC    | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $1,482,124.64             |
| Barclays Capital Inc.         | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $74,183.31                |
| Goldman Sachs & Co. LLC       | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $204,993.00               |
| Morgan Stanley & Co. LLC      | 8-15869           |    000008209 | 9R7GPTSO7KV3UQJZQ078 | NY      | US        | $804,320.00               |
| Citigroup Global Markets Inc. | 8-8177            |    000007059 | MBNUM2BPBDO7JBLYG310 | NY      | US        | $94,977.00                |
| BofA Securities, Inc.         | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $675,788.98               |
| Jefferies LLC                 | 8-15074           |    000002347 | 58PU97L1C0WSRCWADL48 | NY      | US        | $80,991.11                |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $3,970,859.89

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $4,048,177,671.00

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Health Care Fund                                   | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 2 Name of institution:** Bank of America

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Goldman Sachs Bank USA

  - **Line Institutions Record: 5 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 6 Name of institution:** Barclays Bank plc

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab International Small-Cap Equity ETF                 | 811-22311         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

### Management Investment Record: 14 - Schwab International Small-Cap Equity ETF

**Item C.1. Background information.**

- **a. Full Name of the Fund:** Schwab International Small-Cap Equity ETF

- **b. Series identification number, if any:** S000026638

- **c. LEI:** 549300WKPJ36EQS9LQ80

- **d. Is this the first filing on this form by the Fund?:** No

**Item C.2. Classes of open-end management investment companies.**

- **a. How many Classes of shares of the Fund (if any) are authorized?:** 0

- **b. How many new Classes of shares of the Fund were added during the reporting period?:** 0

- **c. How many Classes of shares of the Fund were terminated during the reporting period?:** 0

**d. For each Class with shares outstanding, provide the information requested below:**

|   Shares Outstanding Record | i. Full name of Class                     | ii. Class identification number, if any   | iii. Ticker symbol, if any   |
|---:|:---|:---|:---|
|                           1 | Schwab International Small-Cap Equity ETF | C000079985                                | SCHC                         |

**Item C.3. Type of fund.**

- [ ] Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund

-   [x] i. Exchange-Traded Fund

-   [ ] ii. Exchange-Traded Managed Fund

- [ ] b. Index Fund

- [ ] c. Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark

- [ ] d. Interval Fund

- [ ] e. Fund of Funds

- [ ] f. Master-Feeder Fund

- [ ] g. Money Market Fund

- [ ] h. Target Date Fund

-   [ ] i. Underlying fund to a variable annuity or variable life insurance contract

- [ ] N/A

**Item C.4 - Does the Fund seek to operate as a 'non-diversified company'?** No

**Item C.5 - Does the fund invest in a controlled foreign corporation?** No

**Item C.6. Securities lending.**

- **a. Is the Fund authorized to engage in securities lending transactions?** Yes

- **b. Did the Fund lend any of its securities during the reporting period?** Yes

  - **i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:**

    - **1. The Fund (or it securities lending agent) liquidated collateral pledged to secure the loaned securities?** No

    - **2. The Fund was otherwise adversely impacted?** No

**c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:**

**Securities Lending Record: 1**

- **i. Full name of securities lending agent:** Goldman Sachs Bank USA

- **ii. LEI, if any:** KD3XUN7C6T14HNAYLU02

- **iii. Is the securities lending agent an affiliated person...?** No

- **iv. Does the securities lending agent... indemnify the Fund against borrower default?** Yes

- **v. If the entity providing the indemnification is not the securities lending agent, provide the following information:**

  **Idemnity Providers Record: 1**

  - **1. Name of person providing indemnification:** —

  - **2. LEI, if any:** —

- **vi. Did the Fund exercise its indemnification rights during the reporting period?** No

**d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:**

**Collateral Managers Record: 1**

- **i. Full name of cash collateral manager:** SSGA Funds Management, Inc.

- **ii. LEI, if any:** FT3UGI3NU6B7EELQF380

- **iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund??** No

- **iv. Is the cash collateral manager an affiliated person of the Fund?** No

**e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply):**

- [x] Revenue sharing split

- [ ] Fee-based revenue split (other than administrative fee)

- [ ] Administrative fee

- [x] Cash collateral reinvestment fee

- [ ] Indemnification fee

- [ ] Other

- [ ] N/A

- **f. Provide the monthly average of the value of portfolio securities on loan during the reporting period:** $89,791,418.40

- **g. Provide the net income from securities lending activities:** $3,196,436.00

**Item C.7. Reliance on certain statutory exemption and rules.**

Did the Fund rely on the following rules?

- Rule 17a-7 (17 CFR 270.17a-7)

- Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))

- Rule 18f-4 (17 CFR 270.18f-4)

- Rule 32a-4 (17 CFR 270.32a-4)

- Rule 6c-11 (17 CFR 270.6c-11)

**Item C.8. Expense limitations.**

- **a. Did the Fund have an expense limitation arrangement?** Yes

- **b. Were any expenses reduced or waived?** Yes

- **c. Are the fees waived subject to recoupment?** Yes

- **d. Were any expenses previously waived recouped during the period?** Yes

**Item C.9. Investment advisers.**

**Investment Advisers Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. SEC file number:** 801-35905

- **iii. CRD number:** 000106753

- **iv. LEI, if any:** EVQ6EP3QESDF386W4D54

- **v. State, if applicable:** CA

- **vi. Foreign country, if applicable:** US

- **vii. Was the investment adviser hired during the reporting period?:** No

**Item C.10. Transfer agents.**

**Transfer Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. SEC file number:** 85-05003

- **iii. LEI, if any:** 571474TGEMMWANRLN572

- **iv. State, if applicable:** MA

- **v. Foreign country, if applicable:** US

- **vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)?:** No

- **vii. Is the transfer agent a sub-transfer agent?:** No

- **b. Has a transfer agent been hired or terminated during the reporting period?** No

**Item C.11. Pricing services.**

**Pricing Services Record: 1**

- **i. Full name:** ICE Data Services, Inc.

- **Description of other identifying number:** Tax ID

- **iii. State, if applicable:** GA

- **iv. Foreign country, if applicable:** US

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

**Pricing Services Record: 2**

- **i. Full name:** London Stock Exchange Group PLC

- **ii. LEI, if any, or provide and describe other identifying number:** 213800QAUUUP6I445N30

- **v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)?:** No

- **b. Was a pricing service hired or terminated during the reporting period?** No

**Item C.12. Custodians.**

**a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:**

**Custodians Record: 1**

- **i. Full name:** Bank Hapoalim B.M.

- **ii. LEI, if any:** B6ARUI4946ST4S7WOU88

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 2**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 3**

- **i. Full name:** Euroclear Bank

- **ii. LEI, if any:** 549300OZ46BRLZ8Y6F65

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)

**Custodians Record: 4**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 5**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 6**

- **i. Full name:** Citibank, National Association (Singapore, SG, Branch)

- **ii. LEI, if any:** E57ODZWZ7FF32TWEFA76

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 7**

- **i. Full name:** BNP Paribas

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 8**

- **i. Full name:** State Street Bank International GmbH

- **ii. LEI, if any:** ZMHGNT7ZPKZ3UFZ8EO46

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 9**

- **i. Full name:** Citibank Europe Public Limited Company

- **ii. LEI, if any:** N1FBEDJ5J41VKZLO2475

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 10**

- **i. Full name:** State Street Trust Company Canada

- **ii. LEI, if any:** 549300L71XG2CTQ2V827

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 11**

- **i. Full name:** Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)

- **ii. LEI, if any:** RB0PEZSDGCO3JS6CEU02

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 12**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 13**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 14**

- **i. Full name:** Bank Handlowy w Warszawie Spolka Akcyjna

- **ii. LEI, if any:** XLEZHWWOI4HFQDGL4793

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 15**

- **i. Full name:** State Street Bank and Trust Company (Edinburgh, GB, Branch)

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 16**

- **i. Full name:** Skandinaviska Enskilda Banken AB

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 17**

- **i. Full name:** UBS Switzerland AG

- **ii. LEI, if any:** 549300WOIFUSNYH0FL22

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 18**

- **i. Full name:** BNP Paribas (Athens, Attica, GR, Branch)

- **ii. LEI, if any:** R0MUWSFPU8MPRO8K5P83

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 19**

- **i. Full name:** Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)

- **ii. LEI, if any:** F3JS33DEI6XQ4ZBPTN86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 20**

- **i. Full name:** Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)

- **ii. LEI, if any:** 7LTWFZYICNSX8D621K86

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 21**

- **i. Full name:** Intesa Sanpaolo S.p.A.

- **ii. LEI, if any:** 2W8N8UU78PMDQKZENC08

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 22**

- **i. Full name:** The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)

- **ii. LEI, if any:** 2HI3YI5320L3RW6NJ957

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 23**

- **i. Full name:** UniCredit Bank Austria AG

- **ii. LEI, if any:** D1HEB8VEU6D9M8ZUXG17

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** Yes

- **vii. With respect to the custodian, check below to indicate the type of custody:** Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)

**Custodians Record: 24**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the custodian an affiliated person of the Fund or its investment adviser(s)?:** No

- **vi. Is the custodian a sub-custodian?:** No

- **vii. With respect to the custodian, check below to indicate the type of custody:** Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))

- **b. Was a custodian hired or terminated during the reporting period?** Yes

**Item C.13 - Shareholder Servicing Agents**

**Shareholder Servicing Agents Record: 1**

- **i. Full name:** State Street Bank and Trust Company

- **ii. LEI, if any:** 571474TGEMMWANRLN572

- **iii. State, if applicable:** MA

- **iv. Foreign country, if applicable:** US

- **v. Is the shareholder servicing agent an affiliated person?:** No

- **vi. Is the shareholder servicing agent a sub-shareholder servicing agent?:** No

- **b. Has a shareholder servicing agent been hired or terminated during the reporting period?** No

**Item C.14. Administrators.**

**a. Provide the following information about each administrator of the Fund:**

**Administrators Record: 1**

- **i. Full name:** Charles Schwab Investment Management, Inc.

- **ii. LEI, if any, or other identifying number:** EVQ6EP3QESDF386W4D54

- **iii. State, if applicable:** CA

- **iv. Foreign country, if applicable:** US

- **v. Is the administrator an affiliated person of the Fund or its investment adviser(s)?:** Yes

- **vi. Is the administrator a sub-administrator?:** No

- **b. Has a third-party administrator been hired or terminated during the reporting period?** No

**Item C.15 - Affiliated broker-dealers.**

**Broker Dealers Record: 1**

- **a. Full name:** Jane Street Execution Services, LLC

- **b. SEC file number:** 8-69254

- **c. CRD number:** 000167280

- **d. LEI, if any:** 549300HXJLXCPDWAH070

- **e. State, if applicable:** NY

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 2**

- **a. Full name:** Charles Schwab, U.K., Limited

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **d. LEI, if any:** 549300PF2KTM8A12FH91

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 3**

- **a. Full name:** Charles Schwab & Co., Inc.

- **b. SEC file number:** 8-16514

- **c. CRD number:** 000005393

- **d. LEI, if any:** 549300ZP8XN77GK5BS04

- **e. State, if applicable:** TX

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 4**

- **a. Full name:** Charles Schwab, Hong Kong, Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 5**

- **a. Full name:** Charles Schwab Singapore Pte. Ltd.

- **b. SEC file number:** N/A

- **c. CRD number:** N/A

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Broker Dealers Record: 6**

- **a. Full name:** Susquehanna Securities, LLC

- **b. SEC file number:** 8-47034

- **c. CRD number:** 000035874

- **d. LEI, if any:** 549300RX9GZX8Y9IGJ81

- **e. State, if applicable:** PA

- **f. Foreign country, if applicable:** US

- **g. Total commissions paid to the affiliated broker-dealer for the reporting period::** $0.00

**Item C.16. Brokers.**

**a. For each of the ten brokers that received the largest dollar amount of brokerage commissions...**

**Brokers Record: 1**

- **i. Full name of broker:** UBS Securities LLC

- **ii. SEC file number:** 8-22651

- **iii. CRD number:** 000007654

- **iv. LEI, if any:** T6FIZBDPKLYJKFCRVK44

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $35,209.08

**Brokers Record: 2**

- **i. Full name of broker:** Citigroup Global Markets Inc.

- **ii. SEC file number:** 8-8177

- **iii. CRD number:** 000007059

- **iv. LEI, if any:** MBNUM2BPBDO7JBLYG310

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,775.00

**Brokers Record: 3**

- **i. Full name of broker:** Scotia Capital (USA) Inc.

- **ii. SEC file number:** 8-3716

- **iii. CRD number:** 000002739

- **iv. LEI, if any:** 549300BLWPABP1VNME36

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $20,016.46

**Brokers Record: 4**

- **i. Full name of broker:** Macquarie Capital (USA) Inc.

- **ii. SEC file number:** 8-47198

- **iii. CRD number:** 000036368

- **iv. LEI, if any:** 549300670K07JRB5UQ40

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $16,471.31

**Brokers Record: 5**

- **i. Full name of broker:** RBC Capital Markets, LLC

- **ii. SEC file number:** 8-45411

- **iii. CRD number:** 000031194

- **iv. LEI, if any:** 549300LCO2FLSSVFFR64

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $14,325.53

**Brokers Record: 6**

- **i. Full name of broker:** HSBC Securities (USA) Inc.

- **ii. SEC file number:** 8-41562

- **iii. CRD number:** 000019585

- **iv. LEI, if any:** CYYGQCGNHMHPSMRL3R97

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $19,085.39

**Brokers Record: 7**

- **i. Full name of broker:** Goldman Sachs & Co. LLC

- **ii. SEC file number:** 8-129

- **iii. CRD number:** 000000361

- **iv. LEI, if any:** FOR8UP27PHTHYVLBNG30

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $84,105.15

**Brokers Record: 8**

- **i. Full name of broker:** BNP Paribas Securities Corp.

- **ii. SEC file number:** 8-32682

- **iii. CRD number:** 000015794

- **iv. LEI, if any:** RCNB6OTYUAMMP879YW96

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $12,499.54

**Brokers Record: 9**

- **i. Full name of broker:** Barclays Capital Inc.

- **ii. SEC file number:** 8-41342

- **iii. CRD number:** 000019714

- **iv. LEI, if any:** AC28XWWI3WIBK2824319

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $33,006.57

**Brokers Record: 10**

- **i. Full name of broker:** BofA Securities, Inc.

- **ii. SEC file number:** 8-69787

- **iii. CRD number:** 000283942

- **iv. LEI, if any:** 549300HN4UKV1E2R3U73

- **v. State, if applicable:** NY

- **vi. Foreign country, if applicable:** US

- **vii. Gross commissions paid by the Fund for the reporting period:** $11,941.61

**Aggregate Commission:** $301,777.17

**Item C.17.a. Principal transaction counterparties.**

| Name                         | SEC file number   |   CRD number | LEI                  | State   | Country   | Total Purchase/Sale ($)   |
|:---|:---|---:|:---|:---|:---|:---|
| Macquarie Capital (USA) Inc. | 8-47198           |    000036368 | 549300670K07JRB5UQ40 | NY      | US        | $28,695,817.49            |
| BofA Securities, Inc.        | 8-69787           |    000283942 | 549300HN4UKV1E2R3U73 | NY      | US        | $33,691,766.89            |
| Scotia Capital (USA) Inc.    | 8-3716            |    000002739 | 549300BLWPABP1VNME36 | NY      | US        | $28,239,352.28            |
| RBC Capital Markets, LLC     | 8-45411           |    000031194 | 549300LCO2FLSSVFFR64 | NY      | US        | $4,614,635.65             |
| J.P. Morgan Securities LLC   | 8-35008           |    000000079 | ZBUT11V806EZRVTWT807 | NY      | US        | $6,873,283.11             |
| UBS Securities LLC           | 8-22651           |    000007654 | T6FIZBDPKLYJKFCRVK44 | NY      | US        | $72,028,462.71            |
| HSBC Securities (USA) Inc.   | 8-41562           |    000019585 | CYYGQCGNHMHPSMRL3R97 | NY      | US        | $37,825,170.94            |
| Barclays Capital Inc.        | 8-41342           |    000019714 | AC28XWWI3WIBK2824319 | NY      | US        | $103,585,389.08           |
| Goldman Sachs & Co. LLC      | 8-129             |    000000361 | FOR8UP27PHTHYVLBNG30 | NY      | US        | $2,782,176.75             |
| BNP Paribas Securities Corp. | 8-32682           |    000015794 | RCNB6OTYUAMMP879YW96 | NY      | US        | $60,503,298.00            |

- **Item C.17.b - Aggregate value of principal purchase/sale transactions:** $400,134,408.13

- **Item C.18 - Did the Fund pay commissions for 'brokerage and research services'?:** No

- **Item C.19.a - Fund's monthly average net assets:** $4,227,547,378.16

**Item C.20. Lines of credit, interfund lending and interfund borrowing.**

- **a. Does the Fund have available a line of credit?** Yes

**If yes, for each line of credit, provide the information requested below:**

**Line of Credit details Record: 1**

- **i. Is the line of credit a committed or uncommitted line of credit?** Committed

- **ii. What size is the line of credit?** $1,200,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** The Bank of New York Mellon

  - **Line Institutions Record: 2 Name of institution:** Barclays Bank plc

  - **Line Institutions Record: 3 Name of institution:** State Street Bank and Trust Company

  - **Line Institutions Record: 4 Name of institution:** Citibank, N.A.

  - **Line Institutions Record: 5 Name of institution:** Bank of America

  - **Line Institutions Record: 6 Name of institution:** Goldman Sachs Bank USA

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

**Line of Credit details Record: 2**

- **i. Is the line of credit a committed or uncommitted line of credit?** Uncommitted

- **ii. What size is the line of credit?** $400,000,000.00

- **iii. With which institution(s) is the line of credit?**

  - **Line Institutions Record: 1 Name of institution:** State Street Bank and Trust Company

- **iv. Is the line of credit just for the Fund, or is it shared among multiple funds?** Shared

  - **1. If shared, list the names of other funds that may use the line of credit:**

| Name of fund                                              | SEC File number   |
|:---|:---|
| Schwab U.S. Dividend Equity ETF                           | 811-22311         |
| Schwab Target 2065 Index Fund                             | 811-07704         |
| Schwab Municipal Bond ETF                                 | 811-22311         |
| Schwab Fundamental U.S. Small Company ETF                 | 811-22311         |
| Schwab International Opportunities Fund                   | 811-07704         |
| Schwab Target 2045 Fund                                   | 811-07704         |
| Schwab U.S. TIPS ETF                                      | 811-22311         |
| Schwab U.S. Mid-Cap Index Fund                            | 811-07704         |
| Schwab Target 2035 Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Small Company Index Fund          | 811-07704         |
| Schwab Target 2030 Fund                                   | 811-07704         |
| Schwab Target 2020 Index Fund                             | 811-07704         |
| Schwab 1000 Index Fund                                    | 811-06200         |
| Schwab Fundamental U.S. Large Company Index Fund          | 811-07704         |
| Schwab Select Large Cap Growth Fund                       | 811-05547         |
| Schwab Fundamental Global Real Estate Index Fund          | 811-07704         |
| Schwab U.S. Broad Market ETF                              | 811-22311         |
| Schwab U.S. REIT ETF                                      | 811-22311         |
| Schwab MarketTrack All Equity Portfolio                   | 811-07704         |
| Schwab Core Bond ETF                                      | 811-22311         |
| Schwab Fundamental Emerging Markets Equity Index Fund     | 811-07704         |
| Schwab International Equity ETF                           | 811-22311         |
| Schwab Total Stock Market Index Fund                      | 811-07704         |
| Schwab Fundamental International Equity ETF               | 811-22311         |
| Schwab Ariel Opportunities ETF                            | 811-22311         |
| Schwab Fundamental International Small Equity Index Fund  | 811-07704         |
| Schwab Opportunistic Municipal Bond Fund                  | 811-06200         |
| Schwab Target 2045 Index Fund                             | 811-07704         |
| Schwab Municipal Money Fund                               | 811-05954         |
| Schwab Target 2050 Index Fund                             | 811-07704         |
| Schwab U.S. Large-Cap ETF                                 | 811-22311         |
| Schwab U.S. Small-Cap ETF                                 | 811-22311         |
| Schwab Monthly Income Fund - Income Payout                | 811-07704         |
| Schwab VIT Balanced with Growth Portfolio                 | 811-08314         |
| Schwab Fundamental International Equity Index Fund        | 811-07704         |
| Schwab International Index Fund                           | 811-07704         |
| Schwab Emerging Markets Equity ETF                        | 811-22311         |
| Schwab Target 2025 Fund                                   | 811-07704         |
| Schwab Government Money Market ETF                        | 811-22311         |
| Schwab U.S. Large-Cap Value Index Fund                    | 811-07704         |
| Schwab Core Equity Fund                                   | 811-07704         |
| Schwab Fundamental International Small Equity ETF         | 811-22311         |
| Schwab California Tax-Free Bond Fund                      | 811-06200         |
| Schwab Short-Term U.S. Treasury ETF                       | 811-22311         |
| Schwab Ultra-Short Income ETF                             | 811-22311         |
| Schwab California Municipal Money Fund                    | 811-05954         |
| Schwab Fundamental U.S. Broad Market ETF                  | 811-22311         |
| Schwab Small-Cap Equity Fund                              | 811-07704         |
| Schwab Treasury Inflation Protected Securities Index Fund | 811-06200         |
| Schwab U.S. Large-Cap Growth Index Fund                   | 811-07704         |
| Schwab Target 2055 Fund                                   | 811-07704         |
| Schwab VIT Growth Portfolio                               | 811-08314         |
| Schwab Balanced Fund                                      | 811-07704         |
| Schwab 1000 Index ETF                                     | 811-22311         |
| Schwab 1-5 Year Corporate Bond ETF                        | 811-22311         |
| Schwab VIT Balanced Portfolio                             | 811-08314         |
| Schwab Target 2030 Index Fund                             | 811-07704         |
| Schwab International Core Equity Fund                     | 811-07704         |
| Schwab Target 2040 Fund                                   | 811-07704         |
| Schwab Long-Term U.S. Treasury ETF                        | 811-22311         |
| Schwab High Yield Bond ETF                                | 811-22311         |
| Schwab U.S. Aggregate Bond Index Fund                     | 811-06200         |
| Schwab Intermediate-Term U.S. Treasury ETF                | 811-22311         |
| Schwab Fundamental Emerging Markets Equity ETF            | 811-22311         |
| Schwab MarketTrack Growth Portfolio                       | 811-07704         |
| Schwab International Dividend Equity ETF                  | 811-22311         |
| Schwab Retirement Government Money Fund                   | 811-05954         |
| Schwab Small-Cap Index Fund                               | 811-07704         |
| Schwab Monthly Income Fund - Target Payout                | 811-07704         |
| Schwab Target 2035 Index Fund                             | 811-07704         |
| Schwab Target 2015 Fund                                   | 811-07704         |
| Schwab U.S. Large-Cap Growth ETF                          | 811-22311         |
| Schwab MarketTrack Conservative Portfolio                 | 811-07704         |
| Schwab U.S. Large-Cap Value ETF                           | 811-22311         |
| Schwab Government Money Market Portfolio                  | 811-08314         |
| Schwab Target 2065 Fund                                   | 811-07704         |
| Schwab Target 2050 Fund                                   | 811-07704         |
| Schwab U.S. Mid-Cap ETF                                   | 811-22311         |
| Schwab U.S. Treasury Money Fund                           | 811-05954         |
| Schwab Tax-Free Bond Fund                                 | 811-06200         |
| Schwab 5-10 Year Corporate Bond ETF                       | 811-22311         |
| Schwab AMT Tax-Free Money Fund                            | 811-05954         |
| Schwab Health Care Fund                                   | 811-07704         |
| Schwab Fundamental U.S. Large Company ETF                 | 811-22311         |
| Schwab U.S. Aggregate Bond ETF                            | 811-22311         |
| Schwab Dividend Equity Fund                               | 811-07704         |
| Schwab MarketTrack Balanced Portfolio                     | 811-07704         |
| Schwab S&P 500 Index Portfolio                            | 811-08314         |
| Schwab Global Real Estate Fund                            | 811-06200         |
| Schwab Target 2055 Index Fund                             | 811-07704         |
| Schwab Crypto Thematic ETF                                | 811-22311         |
| Schwab Target 2025 Index Fund                             | 811-07704         |
| Schwab Mortgage-Backed Securities ETF                     | 811-22311         |
| Schwab New York Municipal Money Fund                      | 811-05954         |
| Schwab Target 2020 Fund                                   | 811-07704         |
| Schwab Large-Cap Growth Fund                              | 811-07704         |
| Schwab Value Advantage Money Fund                         | 811-05954         |
| Schwab S&P 500 Index Fund                                 | 811-07704         |
| Schwab Target 2010 Fund                                   | 811-07704         |
| Schwab Target 2060 Fund                                   | 811-07704         |
| Schwab Government Money Fund                              | 811-05954         |
| Schwab Target 2015 Index Fund                             | 811-07704         |
| Schwab Short-Term Bond Index Fund                         | 811-06200         |
| Schwab Monthly Income Fund - Flexible Payout              | 811-07704         |
| Schwab Target 2040 Index Fund                             | 811-07704         |
| Schwab Treasury Obligations Money Fund                    | 811-05954         |
| Schwab Target 2060 Index Fund                             | 811-07704         |
| Schwab Target 2010 Index Fund                             | 811-07704         |

- **v. Did the Fund draw on the line of credit this period?** No

- **b. Did the Fund engage in interfund lending?** No

- **c. Did the Fund engage in interfund borrowing?** No

## Part E: Additional Questions for ETFs and ETMFs

### Schwab U.S. Large-Cap Growth ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHG

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00           |
| BNP Paribas Securities Corp.              | $0.00             | $0.00           |
| Mizuho Securities USA LLC                 | $0.00             | $0.00           |
| Barclays Capital Inc.                     | $0.00             | $0.00           |
| National Financial Services LLC           | $0.00             | $0.00           |
| UBS Securities LLC                        | $0.00             | $0.00           |
| Virtu Americas LLC                        | $1,200,134,517.35 | $106,903,933.15 |
| Citigroup Global Markets Inc.             | $678,242,360.25   | $689,306,812.75 |
| BNY Capital Markets, LLC                  | $0.00             | $0.00           |
| Jefferies LLC                             | $0.00             | $0.00           |
| HRT Financial LP                          | $0.00             | $0.00           |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00           |
| Mirae Asset Securities (USA) Inc.         | $0.00             | $0.00           |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00           |
| Citadel Securities LLC                    | $1,564,279,081.65 | $148,076,678.40 |
| BofA Securities, Inc.                     | $0.00             | $0.00           |
| Interactive Brokers LLC                   | $0.00             | $0.00           |
| RBC Capital Markets, LLC                  | $557,017,057.40   | $0.00           |
| ABN AMRO Clearing USA LLC                 | $305,021,307.95   | $0.00           |
| SG Americas Securities, LLC               | $0.00             | $0.00           |
| Goldman Sachs & Co. LLC                   | $587,380,833.75   | $104,625,065.20 |
| CIBC World Markets Corp.                  | $0.00             | $0.00           |
| Wells Fargo Securities, LLC               | $0.00             | $0.00           |
| State Street Global Markets, LLC          | $0.00             | $0.00           |
| Jane Street Capital, LLC                  | $2,919,591,252.80 | $23,359,944.65  |
| Merrill Lynch Professional Clearing Corp. | $1,864,896,061.75 | $228,130,226.65 |
| J.P. Morgan Securities LLC/JPMC           | $468,751,672.55   | $25,963,898.10  |
| TD Securities (USA) LLC                   | $0.00             | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.97%

- **c.i. Average percentage of value composed of cash (redeemed):** 3.18%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab International Equity ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHF

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| BofA Securities, Inc.                     | $2,515,498,530.60 | $253,925,774.80 |
| Citigroup Global Markets Inc.             | $0.00             | $0.00           |
| BNP Paribas Securities Corp.              | $0.00             | $0.00           |
| Barclays Capital Inc.                     | $0.00             | $0.00           |
| TD Securities (USA) LLC                   | $0.00             | $0.00           |
| Wells Fargo Securities, LLC               | $0.00             | $0.00           |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00           |
| Jefferies LLC                             | $0.00             | $0.00           |
| CIBC World Markets Corp.                  | $0.00             | $0.00           |
| J.P. Morgan Securities LLC/JPMC           | $0.00             | $0.00           |
| Mirae Asset Securities (USA) Inc.         | $0.00             | $0.00           |
| Jane Street Capital, LLC                  | $240,082,187.20   | $0.00           |
| BNY Capital Markets, LLC                  | $0.00             | $0.00           |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00           |
| SG Americas Securities, LLC               | $0.00             | $0.00           |
| State Street Global Markets, LLC          | $0.00             | $0.00           |
| Mizuho Securities USA LLC                 | $0.00             | $0.00           |
| Merrill Lynch Professional Clearing Corp. | $351,211,544.80   | $0.00           |
| Virtu Americas LLC                        | $0.00             | $0.00           |
| HRT Financial LP                          | $0.00             | $0.00           |
| RBC Capital Markets, LLC                  | $0.00             | $0.00           |
| Citadel Securities LLC                    | $0.00             | $0.00           |
| National Financial Services LLC           | $0.00             | $0.00           |
| ABN AMRO Clearing USA LLC                 | $0.00             | $0.00           |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00           |
| UBS Securities LLC                        | $617,223,611.00   | $438,310,560.00 |
| Interactive Brokers LLC                   | $0.00             | $0.00           |
| Goldman Sachs & Co. LLC                   | $392,820,945.00   | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 200,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 30.19%

- **c.i. Average percentage of value composed of cash (redeemed):** 7.51%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $10,000.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab Emerging Markets Equity ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHE

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Barclays Capital Inc.                     | $0.00            | $0.00          |
| Jane Street Capital, LLC                  | $38,938,955.80   | $0.00          |
| ABN AMRO Clearing USA LLC                 | $0.00            | $0.00          |
| Interactive Brokers LLC                   | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $0.00            | $0.00          |
| CIBC World Markets Corp.                  | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $22,462,053.40   | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| Citigroup Global Markets Inc.             | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $71,399,910.40   | $0.00          |
| HRT Financial LP                          | $0.00            | $0.00          |
| BNP Paribas Securities Corp.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| BofA Securities, Inc.                     | $65,907,609.60   | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| State Street Global Markets, LLC          | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| SG Americas Securities, LLC               | $0.00            | $0.00          |
| National Financial Services LLC           | $0.00            | $0.00          |
| Mizuho Securities USA LLC                 | $0.00            | $0.00          |
| BNY Capital Markets, LLC                  | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| TD Securities (USA) LLC                   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 100.00%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $0.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab International Dividend Equity ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHY

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| BNY Capital Markets, LLC                  | $0.00            | $0.00          |
| Citigroup Global Markets Inc.             | $16,294,602.90   | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| BNP Paribas Securities Corp.              | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| State Street Global Markets, LLC          | $0.00            | $0.00          |
| Jane Street Capital, LLC                  | $23,032,231.20   | $0.00          |
| HRT Financial LP                          | $0.00            | $0.00          |
| BofA Securities, Inc.                     | $115,647,367.60  | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $5,182,636.00    | $0.00          |
| Mizuho Securities USA LLC                 | $2,533,041.30    | $0.00          |
| ABN AMRO Clearing USA LLC                 | $0.00            | $0.00          |
| National Financial Services LLC           | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $0.00          |
| UBS Securities LLC                        | $256,663,287.20  | $26,184,147.20 |
| Goldman Sachs & Co. LLC                   | $30,275,471.10   | $2,346,210.70  |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00          |
| TD Securities (USA) LLC                   | $0.00            | $0.00          |
| Interactive Brokers LLC                   | $0.00            | $0.00          |
| Barclays Capital Inc.                     | $0.00            | $0.00          |
| CIBC World Markets Corp.                  | $0.00            | $0.00          |
| SG Americas Securities, LLC               | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $2,383,604.00    | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 24.48%

- **c.i. Average percentage of value composed of cash (redeemed):** 12.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Mid-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHM

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Citadel Securities LLC                    | $104,602,635.25   | $82,142,365.50    |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00             |
| TD Securities (USA) LLC                   | $0.00             | $0.00             |
| SG Americas Securities, LLC               | $0.00             | $0.00             |
| Barclays Capital Inc.                     | $0.00             | $0.00             |
| State Street Global Markets, LLC          | $0.00             | $0.00             |
| BNP Paribas Securities Corp.              | $11,330,008.35    | $10,030,039.55    |
| Mizuho Securities USA LLC                 | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                   | $108,054,342.00   | $48,756,569.65    |
| BofA Securities, Inc.                     | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00             |
| RBC Capital Markets, LLC                  | $57,109,399.50    | $35,597,629.10    |
| CIBC World Markets Corp.                  | $0.00             | $0.00             |
| Citigroup Global Markets Inc.             | $1,376,923.00     | $0.00             |
| Interactive Brokers LLC                   | $0.00             | $0.00             |
| J.P. Morgan Securities LLC/JPMC           | $0.00             | $15,669,213.20    |
| UBS Securities LLC                        | $1,021,612,787.50 | $1,033,101,875.00 |
| HRT Financial LP                          | $0.00             | $0.00             |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00             |
| National Financial Services LLC           | $0.00             | $0.00             |
| ABN AMRO Clearing USA LLC                 | $2,908,460.50     | $0.00             |
| Virtu Americas LLC                        | $30,582,730.65    | $18,703,881.35    |
| Merrill Lynch Professional Clearing Corp. | $103,099,886.95   | $677,520,108.25   |
| Jefferies LLC                             | $11,045,603.60    | $11,128,667.60    |
| BNY Capital Markets, LLC                  | $0.00             | $0.00             |
| Wells Fargo Securities, LLC               | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.         | $0.00             | $0.00             |
| Jane Street Capital, LLC                  | $114,604,532.10   | $37,157,810.05    |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.02%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.07%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Large-Cap Value ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHV

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Goldman Sachs & Co. LLC                   | $52,196,870.15   | $53,560,978.40  |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00           |
| BofA Securities, Inc.                     | $0.00            | $0.00           |
| Interactive Brokers LLC                   | $0.00            | $0.00           |
| Merrill Lynch Professional Clearing Corp. | $234,591,710.10  | $227,866,342.45 |
| Virtu Americas LLC                        | $150,160,200.90  | $0.00           |
| ABN AMRO Clearing USA LLC                 | $23,794,902.75   | $3,973,690.65   |
| J.P. Morgan Securities LLC/JPMC           | $16,281,737.05   | $42,465,528.70  |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00           |
| Citadel Securities LLC                    | $143,943,920.65  | $64,957,844.40  |
| BNY Capital Markets, LLC                  | $0.00            | $0.00           |
| Mizuho Securities USA LLC                 | $0.00            | $0.00           |
| Jane Street Capital, LLC                  | $59,834,180.60   | $51,224,950.30  |
| TD Securities (USA) LLC                   | $0.00            | $0.00           |
| Wells Fargo Securities, LLC               | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00           |
| National Financial Services LLC           | $0.00            | $0.00           |
| Citigroup Global Markets Inc.             | $277,509,799.00  | $279,505,068.50 |
| Jefferies LLC                             | $0.00            | $0.00           |
| CIBC World Markets Corp.                  | $0.00            | $0.00           |
| BNP Paribas Securities Corp.              | $44,824,249.35   | $44,398,302.90  |
| Barclays Capital Inc.                     | $0.00            | $0.00           |
| SG Americas Securities, LLC               | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00           |
| UBS Securities LLC                        | $0.00            | $0.00           |
| State Street Global Markets, LLC          | $0.00            | $0.00           |
| HRT Financial LP                          | $0.00            | $0.00           |
| RBC Capital Markets, LLC                  | $280,500,168.45  | $23,060,623.25  |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 2.34%

- **c.i. Average percentage of value composed of cash (redeemed):** 2.40%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab High Yield Bond ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCYB

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| J.P. Morgan Securities LLC/JPMC           | $563,081,344.00  | $17,652,171.20 |
| BNY Capital Markets, LLC                  | $0.00            | $0.00          |
| Interactive Brokers LLC                   | $0.00            | $0.00          |
| Jane Street Capital, LLC                  | $279,022,447.30  | $0.00          |
| Mizuho Securities USA LLC                 | $0.00            | $0.00          |
| National Financial Services LLC           | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $118,430,723.70  | $5,105,120.20  |
| ABN AMRO Clearing USA LLC                 | $0.00            | $0.00          |
| CIBC World Markets Corp.                  | $0.00            | $0.00          |
| Jefferies LLC                             | $47,660,565.00   | $10,602,899.20 |
| BNP Paribas Securities Corp.              | $0.00            | $0.00          |
| Virtu Americas LLC                        | $0.00            | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $2,638,839.90    | $0.00          |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| State Street Global Markets, LLC          | $0.00            | $0.00          |
| TD Securities (USA) LLC                   | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00          |
| Barclays Capital Inc.                     | $0.00            | $0.00          |
| Citigroup Global Markets Inc.             | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| UBS Securities LLC                        | $0.00            | $0.00          |
| Citadel Securities LLC                    | $0.00            | $0.00          |
| RBC Capital Markets, LLC                  | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| HRT Financial LP                          | $0.00            | $0.00          |
| SG Americas Securities, LLC               | $0.00            | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.36%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.14%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $100.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Small-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHA

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value      |
|:---|:---|:---|
| Citigroup Global Markets Inc.             | $0.00             | $0.00             |
| BNY Capital Markets, LLC                  | $0.00             | $0.00             |
| Jefferies LLC                             | $0.00             | $0.00             |
| Mirae Asset Securities (USA) Inc.         | $0.00             | $0.00             |
| Interactive Brokers LLC                   | $0.00             | $0.00             |
| UBS Securities LLC                        | $0.00             | $0.00             |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00             |
| Wells Fargo Securities, LLC               | $0.00             | $0.00             |
| Merrill Lynch Professional Clearing Corp. | $277,250,159.65   | $353,375,525.20   |
| SG Americas Securities, LLC               | $0.00             | $0.00             |
| Mizuho Securities USA LLC                 | $0.00             | $0.00             |
| HRT Financial LP                          | $0.00             | $0.00             |
| Goldman Sachs & Co. LLC                   | $1,142,288,459.15 | $1,725,359,787.40 |
| J.P. Morgan Securities LLC/JPMC           | $48,045,509.75    | $2,576,047.70     |
| Jane Street Capital, LLC                  | $26,475,938.60    | $49,411,853.20    |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00             |
| National Financial Services LLC           | $0.00             | $0.00             |
| Barclays Capital Inc.                     | $0.00             | $0.00             |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00             |
| BofA Securities, Inc.                     | $0.00             | $0.00             |
| Citadel Securities LLC                    | $378,594,248.35   | $299,817,175.70   |
| BNP Paribas Securities Corp.              | $11,600,264.95    | $11,734,064.40    |
| Virtu Americas LLC                        | $108,888,961.00   | $105,322,059.20   |
| State Street Global Markets, LLC          | $0.00             | $0.00             |
| RBC Capital Markets, LLC                  | $56,253,148.40    | $16,607,248.45    |
| TD Securities (USA) LLC                   | $0.00             | $0.00             |
| CIBC World Markets Corp.                  | $0.00             | $0.00             |
| ABN AMRO Clearing USA LLC                 | $29,825,654.90    | $12,939,012.00    |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 3.39%

- **c.i. Average percentage of value composed of cash (redeemed):** 3.11%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Dividend Equity ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHD

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value     | Redeem Value      |
|:---|:---|:---|
| Mirae Asset Securities (USA) Inc.         | $0.00              | $0.00             |
| Jane Street Capital, LLC                  | $5,236,352,831.20  | $171,696,665.60   |
| RBC Capital Markets, LLC                  | $924,264,623.45    | $21,740,337.00    |
| Citadel Securities LLC                    | $2,899,160,295.20  | $1,289,885,896.95 |
| BofA Securities, Inc.                     | $0.00              | $0.00             |
| Barclays Capital Inc.                     | $0.00              | $0.00             |
| State Street Global Markets, LLC          | $0.00              | $0.00             |
| Goldman Sachs & Co. LLC                   | $10,648,772,141.95 | $9,067,522,564.50 |
| Merrill Lynch Professional Clearing Corp. | $2,958,134,366.10  | $355,039,892.90   |
| HRT Financial LP                          | $25,136,838.90     | $0.00             |
| ABN AMRO Clearing USA LLC                 | $463,182,693.90    | $2,738,737.50     |
| Citigroup Global Markets Inc.             | $38,802,027.55     | $66,911,593.75    |
| Macquarie Capital (USA) Inc.              | $0.00              | $0.00             |
| CIBC World Markets Corp.                  | $0.00              | $0.00             |
| Virtu Americas LLC                        | $674,775,223.60    | $190,623,101.20   |
| BNP Paribas Securities Corp.              | $104,623,745.00    | $78,042,973.75    |
| Wells Fargo Securities, LLC               | $0.00              | $0.00             |
| Cantor Fitzgerald & Co.                   | $0.00              | $0.00             |
| Morgan Stanley & Co. LLC                  | $0.00              | $0.00             |
| Interactive Brokers LLC                   | $0.00              | $0.00             |
| J.P. Morgan Securities LLC/JPMC           | $28,934,762.55     | $317,343,137.60   |
| TD Securities (USA) LLC                   | $0.00              | $0.00             |
| SG Americas Securities, LLC               | $0.00              | $0.00             |
| BNY Capital Markets, LLC                  | $0.00              | $6,574,394.00     |
| UBS Securities LLC                        | $0.00              | $0.00             |
| Jefferies LLC                             | $0.00              | $0.00             |
| Mizuho Securities USA LLC                 | $0.00              | $0.00             |
| National Financial Services LLC           | $0.00              | $0.00             |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 0.78%

- **c.i. Average percentage of value composed of cash (redeemed):** 0.65%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $250.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Broad Market ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHB

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| RBC Capital Markets, LLC                  | $115,755,365.40  | $0.00           |
| Interactive Brokers LLC                   | $0.00            | $0.00           |
| Jane Street Capital, LLC                  | $288,916,939.40  | $91,778,967.60  |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00           |
| Virtu Americas LLC                        | $51,759,492.30   | $40,968,098.70  |
| TD Securities (USA) LLC                   | $0.00            | $0.00           |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00           |
| State Street Global Markets, LLC          | $0.00            | $0.00           |
| J.P. Morgan Securities LLC/JPMC           | $60,009,384.25   | $0.00           |
| BofA Securities, Inc.                     | $0.00            | $0.00           |
| Barclays Capital Inc.                     | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00           |
| ABN AMRO Clearing USA LLC                 | $50,333,655.60   | $0.00           |
| BNP Paribas Securities Corp.              | $0.00            | $0.00           |
| Citadel Securities LLC                    | $185,438,108.70  | $106,992,007.00 |
| Goldman Sachs & Co. LLC                   | $101,900,118.85  | $345,820,668.65 |
| HRT Financial LP                          | $0.00            | $0.00           |
| UBS Securities LLC                        | $0.00            | $0.00           |
| Wells Fargo Securities, LLC               | $0.00            | $0.00           |
| National Financial Services LLC           | $0.00            | $0.00           |
| Mizuho Securities USA LLC                 | $0.00            | $0.00           |
| Citigroup Global Markets Inc.             | $0.00            | $0.00           |
| Merrill Lynch Professional Clearing Corp. | $759,602,918.70  | $78,915,286.55  |
| CIBC World Markets Corp.                  | $0.00            | $0.00           |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00           |
| BNY Capital Markets, LLC                  | $0.00            | $0.00           |
| SG Americas Securities, LLC               | $0.00            | $0.00           |
| Jefferies LLC                             | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 8.14%

- **c.i. Average percentage of value composed of cash (redeemed):** 8.35%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $1,500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab Mortgage-Backed Securities ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SMBS

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value   |
|:---|:---|:---|
| Virtu Americas LLC                        | $2,505,499.60     | $0.00          |
| Mizuho Securities USA LLC                 | $0.00             | $0.00          |
| Interactive Brokers LLC                   | $0.00             | $0.00          |
| National Financial Services LLC           | $0.00             | $0.00          |
| TD Securities (USA) LLC                   | $0.00             | $0.00          |
| BNY Capital Markets, LLC                  | $0.00             | $0.00          |
| Barclays Capital Inc.                     | $0.00             | $0.00          |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00          |
| State Street Global Markets, LLC          | $0.00             | $0.00          |
| ABN AMRO Clearing USA LLC                 | $0.00             | $0.00          |
| Citigroup Global Markets Inc.             | $0.00             | $0.00          |
| Goldman Sachs & Co. LLC                   | $252,122,076.80   | $0.00          |
| Wells Fargo Securities, LLC               | $0.00             | $0.00          |
| Citadel Securities LLC                    | $0.00             | $0.00          |
| BofA Securities, Inc.                     | $0.00             | $0.00          |
| UBS Securities LLC                        | $0.00             | $0.00          |
| Merrill Lynch Professional Clearing Corp. | $32,578,014.10    | $0.00          |
| RBC Capital Markets, LLC                  | $0.00             | $0.00          |
| BNP Paribas Securities Corp.              | $0.00             | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00             | $0.00          |
| Jefferies LLC                             | $0.00             | $0.00          |
| Jane Street Capital, LLC                  | $89,963,120.70    | $2,536,463.20  |
| CIBC World Markets Corp.                  | $0.00             | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $4,952,610,877.00 | $0.00          |
| HRT Financial LP                          | $0.00             | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00          |
| SG Americas Securities, LLC               | $0.00             | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 68.36%

- **c.i. Average percentage of value composed of cash (redeemed):** 100.00%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $100.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.14%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab U.S. Large-Cap ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHX

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value    | Redeem Value    |
|:---|:---|:---|
| Mirae Asset Securities (USA) Inc.         | $0.00             | $0.00           |
| Interactive Brokers LLC                   | $0.00             | $0.00           |
| Mizuho Securities USA LLC                 | $0.00             | $0.00           |
| BNP Paribas Securities Corp.              | $16,358,467.60    | $16,324,695.20  |
| J.P. Morgan Securities LLC/JPMC           | $2,607,269,145.90 | $88,555,386.70  |
| Jane Street Capital, LLC                  | $1,305,644,424.40 | $228,327,633.55 |
| HRT Financial LP                          | $0.00             | $0.00           |
| Jefferies LLC                             | $0.00             | $0.00           |
| Citigroup Global Markets Inc.             | $0.00             | $0.00           |
| UBS Securities LLC                        | $1,252,380.50     | $0.00           |
| BofA Securities, Inc.                     | $0.00             | $0.00           |
| BNY Capital Markets, LLC                  | $0.00             | $66,893,047.20  |
| National Financial Services LLC           | $0.00             | $0.00           |
| Merrill Lynch Professional Clearing Corp. | $1,883,891,254.60 | $810,514,263.25 |
| RBC Capital Markets, LLC                  | $246,181,536.30   | $44,900,403.00  |
| Citadel Securities LLC                    | $594,115,767.60   | $264,581,438.60 |
| TD Securities (USA) LLC                   | $0.00             | $0.00           |
| Cantor Fitzgerald & Co.                   | $0.00             | $0.00           |
| Macquarie Capital (USA) Inc.              | $0.00             | $0.00           |
| CIBC World Markets Corp.                  | $0.00             | $0.00           |
| Virtu Americas LLC                        | $523,987,498.40   | $51,639,673.80  |
| Morgan Stanley & Co. LLC                  | $0.00             | $0.00           |
| Goldman Sachs & Co. LLC                   | $850,424,996.90   | $108,427,528.75 |
| Wells Fargo Securities, LLC               | $0.00             | $0.00           |
| SG Americas Securities, LLC               | $0.00             | $0.00           |
| State Street Global Markets, LLC          | $0.00             | $0.00           |
| ABN AMRO Clearing USA LLC                 | $156,604,944.10   | $0.00           |
| Barclays Capital Inc.                     | $320,024,545.70   | $342,111,744.20 |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 5.54%

- **c.i. Average percentage of value composed of cash (redeemed):** 5.76%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab 1000 Index ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHK

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value   |
|:---|:---|:---|
| Merrill Lynch Professional Clearing Corp. | $63,095,104.30   | $32,419,934.35 |
| Citadel Securities LLC                    | $50,896,324.90   | $39,431,151.70 |
| UBS Securities LLC                        | $0.00            | $0.00          |
| TD Securities (USA) LLC                   | $0.00            | $0.00          |
| Interactive Brokers LLC                   | $0.00            | $0.00          |
| National Financial Services LLC           | $0.00            | $0.00          |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00          |
| Citigroup Global Markets Inc.             | $0.00            | $0.00          |
| BNP Paribas Securities Corp.              | $0.00            | $0.00          |
| Goldman Sachs & Co. LLC                   | $105,956,654.05  | $74,969,328.30 |
| Virtu Americas LLC                        | $47,127,118.80   | $0.00          |
| RBC Capital Markets, LLC                  | $40,313,663.60   | $0.00          |
| BNY Capital Markets, LLC                  | $0.00            | $0.00          |
| Jane Street Capital, LLC                  | $38,424,267.20   | $19,003,873.05 |
| BofA Securities, Inc.                     | $0.00            | $0.00          |
| SG Americas Securities, LLC               | $0.00            | $0.00          |
| Wells Fargo Securities, LLC               | $0.00            | $0.00          |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00          |
| Jefferies LLC                             | $0.00            | $0.00          |
| Barclays Capital Inc.                     | $0.00            | $0.00          |
| Morgan Stanley & Co. LLC                  | $0.00            | $0.00          |
| State Street Global Markets, LLC          | $0.00            | $0.00          |
| ABN AMRO Clearing USA LLC                 | $0.00            | $0.00          |
| HRT Financial LP                          | $0.00            | $0.00          |
| CIBC World Markets Corp.                  | $0.00            | $0.00          |
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00          |
| Mizuho Securities USA LLC                 | $0.00            | $0.00          |
| J.P. Morgan Securities LLC/JPMC           | $1,538,698.60    | $0.00          |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 50,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 5.58%

- **c.i. Average percentage of value composed of cash (redeemed):** 5.79%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $500.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

### Schwab International Small-Cap Equity ETF

**Item E.1 - Exchange**

- **Exchange:** ARCX

- **Ticker:** SCHC

**Item E.2 - Authorized Participants**

| Name                                      | Purchase Value   | Redeem Value    |
|:---|:---|:---|
| Mirae Asset Securities (USA) Inc.         | $0.00            | $0.00           |
| SG Americas Securities, LLC               | $0.00            | $0.00           |
| Merrill Lynch Professional Clearing Corp. | $42,205,309.20   | $0.00           |
| BNP Paribas Securities Corp.              | $0.00            | $0.00           |
| Citadel Securities LLC                    | $0.00            | $0.00           |
| BofA Securities, Inc.                     | $26,333,440.10   | $61,340,261.70  |
| National Financial Services LLC           | $0.00            | $0.00           |
| Mizuho Securities USA LLC                 | $0.00            | $0.00           |
| J.P. Morgan Securities LLC/JPMC           | $0.00            | $48,457,016.00  |
| HRT Financial LP                          | $0.00            | $0.00           |
| Interactive Brokers LLC                   | $0.00            | $0.00           |
| Macquarie Capital (USA) Inc.              | $0.00            | $0.00           |
| Cantor Fitzgerald & Co.                   | $0.00            | $0.00           |
| RBC Capital Markets, LLC                  | $0.00            | $0.00           |
| Wells Fargo Securities, LLC               | $0.00            | $0.00           |
| Jefferies LLC                             | $0.00            | $0.00           |
| ABN AMRO Clearing USA LLC                 | $0.00            | $0.00           |
| Goldman Sachs & Co. LLC                   | $32,281,396.90   | $78,370,358.80  |
| Citigroup Global Markets Inc.             | $0.00            | $0.00           |
| CIBC World Markets Corp.                  | $0.00            | $0.00           |
| TD Securities (USA) LLC                   | $0.00            | $0.00           |
| Jane Street Capital, LLC                  | $18,212,960.50   | $0.00           |
| BNY Capital Markets, LLC                  | $0.00            | $0.00           |
| Barclays Capital Inc.                     | $0.00            | $0.00           |
| Morgan Stanley & Co. LLC                  | $38,193,424.20   | $14,834,599.60  |
| Virtu Americas LLC                        | $0.00            | $0.00           |
| UBS Securities LLC                        | $0.00            | $125,637,665.50 |
| State Street Global Markets, LLC          | $0.00            | $0.00           |

**Item E.3 - Creation Units**

- **a. Number of Fund shares required to form a creation unit:** 100,000.00

- **b.i. Average percentage of value composed of cash (purchased):** 79.46%

- **c.i. Average percentage of value composed of cash (redeemed):** 7.14%

- **d.i.2. Average transaction fee (dollars for one or more units, purchased):** $10,000.00

- **d.i.3. Average transaction fee (percentage of value, purchased):** 0.00%

- **Item E.5 - Is the Fund an 'In-Kind Exchange-Traded Fund'?** No

## N-CEN: Part G: Attachments

**Item G.1a. Attachments.**

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below:

- [ ] i. Legal proceedings

- [ ] ii. Provision of financial support

- [x] iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)

- [ ] iv. Change in accounting principles and practices

- [ ] v. Information required to be filed pursuant to exemptive orders

- [ ] vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

## N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to a be signed on its behalf by the undersigned hereunto duly authorized.

**Registrant:** SCHWAB STRATEGIC TRUST

**Date:** 2025-11-13

**Signature:** Derek DeBenedictis

**Title:** Assistant Treasurer