# EDGAR Filing Document

**Accession Number:** 0001396440
**File Stem:** 0001396440-26-000058
**Filing Date:** 2026-4
**Character Count:** 19024
**Document Hash:** caaa3d0b274c26c683b2c06303a96066
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001396440-26-000058.hdr.sgml**: 20260416

**ACCESSION NUMBER**: 0001396440-26-000058

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20260416

**ITEM INFORMATION**: Results of Operations and Financial Condition

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260416

**DATE AS OF CHANGE**: 20260416

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Main Street Capital CORP
- **CENTRAL INDEX KEY:** 0001396440

**ORGANIZATION NAME:**
- **EIN:** 412230745
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 814-00746
- **FILM NUMBER:** 26865953

**BUSINESS ADDRESS:**
- **STREET 1:** 1300 POST OAK BOULEVARD
- **STREET 2:** 8TH FLOOR
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056
- **BUSINESS PHONE:** (713) 350-6000

**MAIL ADDRESS:**
- **STREET 1:** 1300 POST OAK BOULEVARD
- **STREET 2:** 8TH FLOOR
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77056

?xml version='1.0' encoding='ASCII'? main-20260416

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

__________________________________________________________________________

**FORM 8-K**

__________________________________________________________________________

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of**

**the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported) **April 16, 2026**

__________________________________________________________________________

**Main Street Capital Corporation**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Maryland** | **814-00746** | **41-2230745** |
| (State or other jurisdiction<br>of incorporation)<br>| (Commission File Number) | (IRS Employer Identification No.) |

---

---

| | |
|:---|:---|
| **1300 Post Oak Boulevard, 8th Floor, Houston, Texas** | **77056** |
| (Address of principal executive offices) | (Zip Code) |

---

Registrant's telephone number, including area code: **(713) 350-6000**

Not Applicable

___________________________________________________________________________________

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the

registrant under any of the following provisions:

□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | |
|:---|:---|
| **<u>Title of each class</u>** | **<u>Name of each exchange on which registered</u>** |
| Common Stock, par value $0.01 per share<br> MAIN | New York Stock Exchange<br>NYSE Texas<br>|

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act

of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition

period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the

Exchange Act. □

**Item 2.02** **Results of Operations and Financial Condition.**

On April 16, 2026, the Registrant issued a press release announcing certain preliminary estimates of its financial condition

and results of operations for its fiscal quarter ended March 31, 2026, as well as other information. A copy of such press

release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

The information disclosed herein, including Exhibit 99.1 hereto, shall be deemed "filed" for purposes of Section 18 of the

Securities Exchange Act of 1934, as amended, and shall be deemed incorporated by reference into the Registrant's filings

made under the Securities Act of 1933, as amended; provided, however, that information contained on the Registrant's

website referred to in the press release attached hereto as Exhibit 99.1 is not incorporated by reference herein or in Exhibit

99.1 and is not a part of this Form 8-K or Exhibit 99.1.

**Item 9.01** **Financial Statements and Exhibits.**

(d) Exhibits

---

| | |
|:---|:---|
| <u>[99.1](main-q12026xprexerxexx991.htm)</u> | <u>[Press release dated April 16, 2026](main-q12026xprexerxexx991.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to

be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **Main Street Capital Corporation** | **Main Street Capital Corporation** |
| Date: April 16, 2026 | By: | */s/ Jason B. Beauvais* |
|  |  | Name:&nbsp;&nbsp;&nbsp;&nbsp;Jason B. Beauvais |
|  |  | Title:&nbsp;&nbsp;&nbsp;&nbsp; General Counsel |

---

## Exhibit 99.1

**Exhibit 99.1**

---

| | |
|:---|:---|
| ![mainst.jpg](mainst.jpg) | ***NEWS RELEASE*** |
|  | Contacts:<br><u>Main Street Capital Corporation</u><br>Dwayne L. Hyzak, CEO, dhyzak@mainstcapital.com<br>Ryan R. Nelson, CFO, rnelson@mainstcapital.com<br>713-350-6000<br><u>Dennard Lascar Investor Relations</u><br>Ken Dennard / ken@dennardlascar.com<br>Zach Vaughan / zvaughan@dennardlascar.com<br>713-529-6600<br>|

---

**Main Street Announces Preliminary Estimate of First Quarter 2026** 

**Operating Results**

**Announces First Quarter 2026 Earnings Release and Conference Call Schedule**

**HOUSTON – April 16, 2026 –** Main Street Capital Corporation (NYSE: MAIN) ("Main Street"

or the "Company") is pleased to announce its preliminary operating results for the first quarter of

2026 and its first quarter 2026 earnings release and conference call schedule.

In commenting on the Company's preliminary operating results for the first quarter of 2026,

Dwayne L. Hyzak, Main Street's Chief Executive Officer, stated, "We are pleased with our

performance in the first quarter, which resulted in distributable net investment income before

taxes that was in line with our expectations and prior guidance provided on our last conference

call, despite the ongoing backdrop of significant economic and geopolitical uncertainties. We

look forward to sharing the full details of our first quarter 2026 results in a few weeks."

**<u>Preliminary Estimates of</u> <u>First</u> <u>Quarter</u> <u>2026</u> <u>Results</u>**

Main Street's preliminary estimate of first quarter 2026 net investment income ("NII") is $0.91

to $0.95 per share, distributable net investment income ("DNII")<sup>(1)</sup> is $0.98 to $1.02 per share

and DNII before taxes<sup>(2)</sup> is $1.02 to $1.06 per share.

Main Street's preliminary estimate of net asset value ("NAV") per share as of March 31, 2026 is

$33.42 to $33.50, representing an increase of $0.09 to $0.17 per share, or 0.3% to 0.5%, from the

NAV per share of $33.33 as of December 31, 2025, with this increase after the impact of the

supplemental dividend paid in March 2026 of $0.30 per share. The estimated NAV per share

increase is primarily due to the accretive impact of equity issuances, partially offset by the net

fair value decrease of the existing investment portfolio, the total dividends per share paid in the

first quarter in excess of NII per share and the net tax provision. The net fair value decrease of

the existing investment portfolio is primarily the result of net fair value decreases of the existing

private loan investment portfolio, the wholly-owned asset manager and the residual middle

market investment portfolio, partially offset by the net fair value increase of the existing lower

middle market ("LMM") investment portfolio.

As a result of Main Street's preliminary estimates of NII, the net changes in the fair value of the

existing investment portfolio and the net tax provision as noted above, Main Street estimates that

it generated an annualized return on equity of approximately 6% for the first quarter.<sup>(3)</sup>

Main Street preliminarily estimates that investments on non-accrual status comprised 1.2% of the

total investment portfolio at fair value and 4.0% at cost as of March 31, 2026.

**Investment Portfolio Activity**

The Company's first quarter 2026 operating activities include the following investment activity

in the LMM and private loan investment strategies:

• $205.9 million in total LMM portfolio investments, which after aggregate repayments,

return of invested equity capital and a decrease in cost basis due to a realized loss resulted

in a net increase of $157.1 million in the total cost basis of the LMM investment

portfolio; and

• $149.1 million in total private loan portfolio investments, which after aggregate

repayments, return of invested equity capital and a decrease in cost basis due to realized

losses resulted in a net increase of $36.6 million in the total cost basis of the private loan

investment portfolio.

**<u>First</u> <u>Quarter</u> <u>2026</u> <u>Earnings Release and Conference Call Schedule</u>**

Main Street will release its first quarter 2026 results on Thursday, May 7, 2026, after the

financial markets close. In conjunction with the release, Main Street has scheduled a conference

call, which will be broadcast live via phone and over the Internet, on Friday, May 8, 2026, at

10:00 a.m. Eastern time. Investors may participate either by phone or audio webcast.<sup>(4)</sup>

---

| | |
|:---|:---|
| **By Phone:** | Dial 412-902-0030 at least 10 minutes before the call. A replay will be <br>available through May 15, 2026 by dialing 201-612-7415 and using the <br>access code 13759637#.<br>|
| **By Webcast:** | Connect to the webcast via the Investor Relations section of Main Street's <br>website at www.mainstcapital.com. Please log in at least 10 minutes in <br>advance to register and download any necessary software. A replay of the <br>conference call will be available on Main Street's website shortly after the <br>call and will be accessible until the date of Main Street's earnings release for <br>the next quarter. <br>|

---

**ABOUT MAIN STREET CAPITAL CORPORATION**

Main Street (www.mainstcapital.com) is a principal investment firm that primarily provides

customized long-term debt and equity capital solutions to lower middle market companies and

debt capital to private companies owned by or in the process of being acquired by a private

equity fund. Main Street's portfolio investments are typically made to support management

buyouts, recapitalizations, growth financings, refinancings and acquisitions of companies that

operate in diverse industry sectors. Main Street seeks to partner with entrepreneurs, business

owners and management teams and generally provides customized "one-stop" debt and equity

financing solutions within its lower middle market investment strategy. Main Street seeks to

partner with private equity fund sponsors and primarily invests in secured debt investments in its

private loan investment strategy. Main Street's lower middle market portfolio companies

generally have annual revenues between $10 million and $150 million. Main Street's private

loan portfolio companies generally have annual revenues between $25 million and $500 million.

Main Street, through its wholly-owned portfolio company MSC Adviser I, LLC ("MSC

Adviser"), also maintains an asset management business through which it manages investments

for external parties. MSC Adviser is registered as an investment adviser under the Investment

Advisers Act of 1940, as amended.

**FORWARD-LOOKING STATEMENTS AND OTHER MATTERS**

Main Street cautions that statements in this press release which are forward-looking and provide

other than historical information, including but not limited to the preliminary estimates of first

quarter 2026 financial information and results, are based on current conditions and information

available to Main Street as of the date hereof. Although its management believes that the

expectations reflected in those forward-looking statements are reasonable, Main Street can give

no assurance that those expectations will prove to be correct. Those forward-looking statements

are made based on various underlying assumptions and are subject to numerous uncertainties and

risks, including, without limitation, such factors described under the captions "Cautionary

Statement Concerning Forward-Looking Statements" and "Risk Factors" included in Main

Street's filings with the U.S. Securities and Exchange Commission (the "SEC") (www.sec.gov).

Main Street undertakes no obligation to update the information contained herein to reflect

subsequently occurring events or circumstances, except as required by applicable securities laws

and regulations.

The preliminary estimates of first quarter 2026 financial information and results furnished above

are based on Main Street management's preliminary determinations and current expectations,

and such information is inherently uncertain. The preliminary estimates provided herein have

been prepared by, and are the responsibility of, management and are subject to completion of

Main Street's customary quarter-end closing and review procedures and third-party review,

including the determination of the fair value of Main Street's portfolio investments. As a result,

actual results could differ materially from the current preliminary estimates based on adjustments

made during Main Street's quarter-end closing and review procedures and third-party review,

and Main Street's reported information in its Quarterly Report on Form 10-Q for the quarter

ended March 31, 2026 may differ from this information, and any such differences may be

material. In addition, the information furnished above does not include all of the information

regarding Main Street's financial condition and results of operations for the quarter ended

March 31, 2026 that may be important to readers. As a result, readers are cautioned not to place

undue reliance on the information furnished in this press release and should view this

information in the context of Main Street's full first quarter 2026 results when such results are

disclosed by Main Street in its Quarterly Report on Form 10-Q for the quarter ended March 31,

2026. The information furnished in this press release is based on Main Street management's

current expectations that involve substantial risks and uncertainties that could cause actual results

to differ materially from the results expressed in, or implied by, such information.

Main Street has an existing effective Registration Statement on Form N-2 on file with the SEC

relating to the offer and sale from time to time of its securities. Investors are advised to carefully

consider the investment objective, risks and charges and expenses of Main Street before

investing in any of Main Street's securities. The prospectus included in the Registration

Statement on Form N-2, together with any related prospectus supplement, contain this and other

information about Main Street and should be read carefully before investing. A copy of the

prospectus and any related prospectus supplement may be obtained by contacting Main Street.

**<u>Endnotes</u>**

(1)DNII is NII as determined in accordance with U.S. Generally Accepted Accounting

Principles, or U.S. GAAP, excluding the impact of non-cash compensation expenses,

which includes both share-based compensation expenses and deferred compensation

expense or benefit. Main Street believes presenting DNII per share is useful and

appropriate supplemental disclosure for analyzing its financial performance since (i)

share-based compensation does not require settlement in cash and (ii) deferred

compensation expense or benefit does not result in a net cash impact to Main Street

upon settlement. However, DNII is a non-U.S. GAAP measure and should not be

considered as a replacement for NII or other earnings measures presented in

accordance with U.S. GAAP. Instead, DNII should be reviewed only in connection

with such U.S. GAAP measures in analyzing Main Street's financial performance. In

order to reconcile estimated DNII per share to estimated NII per share in accordance

with U.S. GAAP for the first quarter of 2026, an estimated $0.07 per share of non-

cash compensation expenses are added back to estimated NII per share to calculate

estimated DNII per share.

(2)DNII before taxes is NII as determined in accordance with U.S. GAAP, excluding the

impact of non-cash compensation expenses, which includes both share-based

compensation expenses and deferred compensation expense or benefit, and any tax

expenses included in NII. Main Street believes presenting DNII before taxes per share

is useful and appropriate supplemental disclosure for analyzing its financial

performance since (i) share-based compensation does not require settlement in cash,

(ii) deferred compensation expense or benefit does not result in a net cash impact to

Main Street upon settlement and (iii) tax expenses included in NII may include (a)

excise tax expense, which is not solely attributable to NII, and (b) deferred taxes,

which are not payable in the current period. However, DNII before taxes is a non-

U.S. GAAP measure and should not be considered as a replacement for NII, NII

before taxes or other earnings measures presented in accordance with U.S. GAAP.

Instead, DNII before taxes should be reviewed only in connection with such U.S.

GAAP measures in analyzing Main Street's financial performance. In order to

reconcile estimated DNII before taxes per share to estimated NII per share in

accordance with U.S. GAAP for the first quarter of 2026, an estimated $0.07 per

share of non-cash compensation expenses and an estimated $0.04 per share of NII

related tax expenses are added back to estimated NII per share to calculate estimated

DNII before taxes per share.

(3)Return on equity equals the net increase in net assets resulting from operations

divided by the average quarterly total net assets.

(4)No information contained on the Company's website or disclosed on the May 8, 2026

conference call, including the webcast and the archived versions, is incorporated by

reference in this press release or any of the Company's filings with the SEC, and you

should not consider that information to be part of this press release or any other such

filing.