# EDGAR Filing Document

**Accession Number:** 0001504665
**File Stem:** 0001504665-26-000006
**Filing Date:** 2026-3
**Character Count:** 2668
**Document Hash:** 64deb22d4244933e5ed3bcaf73104da8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001504665-26-000006.hdr.sgml**: 20260319

**ACCESSION NUMBER**: 0001504665-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260319

**DATE AS OF CHANGE**: 20260319

**EFFECTIVENESS DATE**: 20260319

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DFPG INVESTMENTS, LLC
- **CENTRAL INDEX KEY:** 0001504665

**ORGANIZATION NAME:**
- **EIN:** 273648334
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68730
- **FILM NUMBER:** 26775478

**BUSINESS ADDRESS:**
- **STREET 1:** 9017 S RIVERSIDE DRIVE
- **STREET 2:** SUITE 210
- **CITY:** SANDY
- **STATE:** UT
- **ZIP:** 84070
- **BUSINESS PHONE:** 801-838-9999

**MAIL ADDRESS:**
- **STREET 1:** 9017 S RIVERSIDE DRIVE
- **STREET 2:** SUITE 210
- **CITY:** SANDY
- **STATE:** UT
- **ZIP:** 84070

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFPG INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20190822

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFPG INVESTMENTS, LLC
- **DATE OF NAME CHANGE:** 20190812

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFPG INVESTMENTS, INC.
- **DATE OF NAME CHANGE:** 20101029

### Attached PDF Documents

**Attachment 1:** `DFPG2025Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001504665

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DFPG INVESTMENTS, LLC

**Business Address:** 9017 S RIVERSIDE DRIVE, SUITE 210, SANDY, UT, 84070

**Contact Person:** Dave Laga

**Contact Phone:** 8018389999

### Independent Public Accountant Identification

**Accountant Name:** Haynie & Company

**Accountant Address:** 1785 West 2320 South, Salt Lake City, UT, 84119

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David R Laga**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DFPG INVESTMENTS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** David R Laga

**Title:** CFO