# EDGAR Filing Document

**Accession Number:** 0001744318
**File Stem:** 0001606587-23-000003
**Filing Date:** 2023-1
**Character Count:** 76307
**Document Hash:** 4bca0fb03740d0791b87e93dd51d0bd0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001606587-23-000003.hdr.sgml**: 20230109

**ACCESSION NUMBER**: 0001606587-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230109

**DATE AS OF CHANGE**: 20230109

**EFFECTIVENESS DATE**: 20230109

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MinichMacGregor Wealth Management, LLC
- **CENTRAL INDEX KEY:** 0001744318
- **IRS NUMBER:** 270952089
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18841
- **FILM NUMBER:** 23517131

**BUSINESS ADDRESS:**
- **STREET 1:** 21 CONGRESS STREET
- **STREET 2:** SUITE 203
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866
- **BUSINESS PHONE:** 518-499-4565

**MAIL ADDRESS:**
- **STREET 1:** 21 CONGRESS STREET
- **STREET 2:** SUITE 203
- **CITY:** SARATOGA SPRINGS
- **STATE:** NY
- **ZIP:** 12866

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** MinichMacGregor Wealth Management LLC<br>**Address:** 21 CONGRESS STREET<br>SUITE 203<br>SARATOGA SPRINGS, NY 12866

**Form 13F File Number:** 028-18841

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jason MacGregor<br>**Title:** Managing Member<br>**Phone:** 518-499-4565

**Signature, Place, and Date of Signing:**

Jason MacGregor  Saratoga Springs, NY  01-06-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 696

**Form 13F Information Table Value Total:** $277080249

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMAZON.COM INC | COM | 023135106 |  | 361881 | 4306 | SH |  | SOLE | NONE | 4306 | 0 | 0 |
| ISHARES NORTH AMERICAN NATURAL RESOURCES ETF | NORTH AMERN NAT | 464287374 |  | 17687292 | 435004 | SH |  | SOLE | NONE | 432598 | 0 | 2406 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 75419 | 758 | SH |  | SOLE | NONE | 758 | 0 | 0 |
| UNDER ARMOUR INC CL A | CL A | 904311107 |  | 1016 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE CO COM | COM | 42824C109 |  | 813 | 51 | SH |  | SOLE | NONE | 51 | 0 | 0 |
| SEALED AIR CORP NEW COM | COM | 81211K100 |  | 9477 | 190 | SH |  | SOLE | NONE | 190 | 0 | 0 |
| WYNN RESORTS LTD COM | COM | 983134107 |  | 6185 | 75 | SH |  | SOLE | NONE | 75 | 0 | 0 |
| SIRIUS XM RADIO INC | COM | 82968B103 |  | 90862 | 15558 | SH |  | SOLE | NONE | 15558 | 0 | 0 |
| POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 |  | 245558 | 922 | SH |  | SOLE | NONE | 922 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 39769 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD IN COM | COM | 21924U300 |  | 13703 | 1930 | SH |  | SOLE | NONE | 1930 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP INC COM | COM | 744573106 |  | 80692 | 1317 | SH |  | SOLE | NONE | 1317 | 0 | 0 |
| OLD REP INTL CORP COM | COM | 680223104 |  | 2415 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| BLOCK INC CL A | CL A | 852234103 |  | 21931 | 349 | SH |  | SOLE | NONE | 349 | 0 | 0 |
| XPO INC COM | COM | 983793100 |  | 23269 | 699 | SH |  | SOLE | NONE | 699 | 0 | 0 |
| ARROW FINL CORP | COM | 042744102 |  | 86851 | 2562 | SH |  | SOLE | NONE | 2562 | 0 | 0 |
| ISHARES GOLD TRUST ETF | ISHARES NEW | 464285204 |  | 864 | 25 | SH |  | SOLE | NONE | 25 | 0 | 0 |
| EBAY INC | COM | 278642103 |  | 4407 | 106 | SH |  | SOLE | NONE | 106 | 0 | 0 |
| VULCAN MATLS CO COM | COM | 929160109 |  | 3151 | 18 | SH |  | SOLE | NONE | 18 | 0 | 0 |
| JOHNSON  JOHNSON COM | COM | 478160104 |  | 306444 | 1734 | SH |  | SOLE | NONE | 1734 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL | UTILITIES ALPH | 33734X184 |  | 2045403 | 61590 | SH |  | SOLE | NONE | 61590 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD IN COM | COM | 76881Y109 |  | 3684 | 300 | SH |  | SOLE | NONE | 300 | 0 | 0 |
| WASTE MANAGEMENT INC | COM | 94106L109 |  | 158135 | 1008 | SH |  | SOLE | NONE | 1008 | 0 | 0 |
| VANGUARD TOTAL STK MKT | TOTAL STK MKT | 922908769 |  | 15992 | 83 | SH |  | SOLE | NONE | 83 | 0 | 0 |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | HIG YLD EQ DIV | 46137V563 |  | 24952 | 1206 | SH |  | SOLE | NONE | 1206 | 0 | 0 |
| INVESCO DYNAMIC ENERGY EXPLORATION  PRODUCTION ETF | DYNMC ENRG EXP | 46137V761 |  | 349073 | 11801 | SH |  | SOLE | NONE | 11801 | 0 | 0 |
| VANGUARD EXTENDED MARKET ETF | EXTEND MKT ETF | 922908652 |  | 20061 | 151 | SH |  | SOLE | NONE | 151 | 0 | 0 |
| INVESCO DYNAMIC OIL  GAS SERVICES ETF | DYNMC OIL GAS | 46137V670 |  | 246108 | 48068 | SH |  | SOLE | NONE | 48068 | 0 | 0 |
| POWERSHARES WILDERHILL CLEAN ENERGY | WILDERHIL CLAN | 46137V134 |  | 15503 | 404 | SH |  | SOLE | NONE | 404 | 0 | 0 |
| COMPANHIA DE SANEAM ADRF SPONSORED ADR | SPONSORED ADR | 20441A102 |  | 6843 | 642 | SH |  | SOLE | NONE | 642 | 0 | 0 |
| DEXCOM INC COM | COM | 252131107 |  | 22648 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF | INTL DVD ETF | 921946810 |  | 23395 | 336 | SH |  | SOLE | NONE | 336 | 0 | 0 |
| COSTCO WHOLESALE CORP | COM | 22160K105 |  | 89474 | 196 | SH |  | SOLE | NONE | 196 | 0 | 0 |
| FIRST TR EXCH TRADED FD HEALTH CARE ALPHADEX FD | HLTH CARE ALPH | 33734X143 |  | 2081635 | 19145 | SH |  | SOLE | NONE | 19145 | 0 | 0 |
| FIRST TRUST MATERIALS ALPHADEX (ETF) | MATERIALS ALPH | 33734X168 |  | 2162760 | 35695 | SH |  | SOLE | NONE | 35695 | 0 | 0 |
| FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND | NASDAQ 100 EX | 33733E401 |  | 3129 | 41 | SH |  | SOLE | NONE | 41 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 21861 | 63 | SH |  | SOLE | NONE | 63 | 0 | 0 |
| LAS VEGAS SANDS CORP | COM | 517834107 |  | 13123 | 273 | SH |  | SOLE | NONE | 273 | 0 | 0 |
| FRANKLIN U.S. LOW VOLATILITY HIGH DIVIDEND INDEX ETF | FRANKLIN US LOW | 52468L406 |  | 46446 | 1221 | SH |  | SOLE | NONE | 1221 | 0 | 0 |
| LITHIUM AMERS CORP NEW COM NEW | COM NEW | 53680Q207 |  | 1118 | 59 | SH |  | SOLE | NONE | 59 | 0 | 0 |
| ROYAL DUTCH SHELL PLC-ADR | SPON ADS | 780259305 |  | 33885 | 595 | SH |  | SOLE | NONE | 595 | 0 | 0 |
| RETRACTABLE TECHNOLOGIES INC COM | COM | 76129W105 |  | 328 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| TELEDYNE TECHNOLOGIES INC COM | COM | 879360105 |  | 1199 | 3 | SH |  | SOLE | NONE | 3 | 0 | 0 |
| YUM! BRANDS INC | COM | 988498101 |  | 160356 | 1252 | SH |  | SOLE | NONE | 1252 | 0 | 0 |
| OLD DOMINION FREIGHT LINE INC COM | COM | 679580100 |  | 1992990 | 7023 | SH |  | SOLE | NONE | 7023 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 322964 | 6980 | SH |  | SOLE | NONE | 6980 | 0 | 0 |
| EAST WEST BANCORP INC COM | COM | 27579R104 |  | 1252 | 19 | SH |  | SOLE | NONE | 19 | 0 | 0 |
| VIASAT INC COM | COM | 92552V100 |  | 1266 | 40 | SH |  | SOLE | NONE | 40 | 0 | 0 |
| ETFMG ALTERNATIVE HARVEST ETFMG ALTERNATIVE HARVEST | ETFMG ALTR HRVST | 26924G508 |  | 928 | 218 | SH |  | SOLE | NONE | 218 | 0 | 0 |
| ISHARES U.S. INDUSTRIALS ETF | US INDUSTRIALS | 464287754 |  | 369447 | 3830 | SH |  | SOLE | NONE | 3830 | 0 | 0 |
| PROCTER AND GAMBLE CO COM | COM | 742718109 |  | 256742 | 1694 | SH |  | SOLE | NONE | 1694 | 0 | 0 |
| COCA COLA CO COM | COM | 191216100 |  | 152000 | 2389 | SH |  | SOLE | NONE | 2389 | 0 | 0 |
| BLACKROCK MUNI INCOME TR II COM | COM | 09249N101 |  | 15495 | 1500 | SH |  | SOLE | NONE | 1500 | 0 | 0 |
| GENERAL MLS INC COM | COM | 370334104 |  | 17189 | 205 | SH |  | SOLE | NONE | 205 | 0 | 0 |
| FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND | SHS | 336917109 |  | 1864 | 51 | SH |  | SOLE | NONE | 51 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P COM | COM | 293792107 |  | 23494 | 974 | SH |  | SOLE | NONE | 974 | 0 | 0 |
| PPG INDS INC COM | COM | 693506107 |  | 24142 | 192 | SH |  | SOLE | NONE | 192 | 0 | 0 |
| ISHARES U.S. ENERGY ETF | U.S. ENERGY ETF | 464287796 |  | 25476 | 548 | SH |  | SOLE | NONE | 548 | 0 | 0 |
| TRUIST FINL CORP COM | COM | 89832Q109 |  | 1721 | 40 | SH |  | SOLE | NONE | 40 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 94007 | 540 | SH |  | SOLE | NONE | 540 | 0 | 0 |
| MARRIOTT INTL INC | CL A | 571903202 |  | 2004654 | 13464 | SH |  | SOLE | NONE | 13464 | 0 | 0 |
| BIOGEN IDEC INC | COM | 09062X103 |  | 27692 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| CARNIVAL CORP | COMMON STOCK | 143658300 |  | 5642 | 700 | SH |  | SOLE | NONE | 700 | 0 | 0 |
| INTEL CORP COM | COM | 458140100 |  | 86676 | 3279 | SH |  | SOLE | NONE | 3279 | 0 | 0 |
| RELIANCE STEEL  ALUMINUM CO COM | COM | 759509102 |  | 809 | 4 | SH |  | SOLE | NONE | 4 | 0 | 0 |
| BOSTON BEER CO CL A | CL A | 100557107 |  | 84027 | 255 | SH |  | SOLE | NONE | 255 | 0 | 0 |
| CHICAGO MERCANTILE HLDGS INC | COM | 12572Q105 |  | 16816 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| MEDTRONIC PLC SHS | SHS | G5960L103 |  | 3497 | 45 | SH |  | SOLE | NONE | 45 | 0 | 0 |
| NETFLIX COM INC | COM | 64110L106 |  | 22116 | 75 | SH |  | SOLE | NONE | 75 | 0 | 0 |
| SPDR DOW JONES INDUSTRIAL ETF | UT SER 1 | 78467X109 |  | 235906 | 712 | SH |  | SOLE | NONE | 712 | 0 | 0 |
| EATON VANCE TAX-MANAGED BUY- W COM | COM | 27828Y108 |  | 24560 | 2000 | SH |  | SOLE | NONE | 2000 | 0 | 0 |
| ISHARES SILVER TRUST ETF | ISHARES | 46428Q109 |  | 13982 | 635 | SH |  | SOLE | NONE | 635 | 0 | 0 |
| IMPINJ INC COM | COM | 453204109 |  | 8297 | 76 | SH |  | SOLE | NONE | 76 | 0 | 0 |
| ADVANCE AUTO PARTS INC COM | COM | 00751Y106 |  | 2940 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| TETRA TECH INC NEW | COM | 88162G103 |  | 68965 | 475 | SH |  | SOLE | NONE | 475 | 0 | 0 |
| INVESCO DOW JONES INDUSTRIAL AVERAGE DIVIDEND ETF | DJ INDL AVG DV | 46137V605 |  | 5810 | 133 | SH |  | SOLE | NONE | 133 | 0 | 0 |
| ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF | MSCI GBL SUS DEV | 46435G532 |  | 23751 | 301 | SH |  | SOLE | NONE | 301 | 0 | 0 |
| PROLOGIS SHARE BENEFICIAL INT | COM | 74340W103 |  | 1352 | 12 | SH |  | SOLE | NONE | 12 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 189067 | 1704 | SH |  | SOLE | NONE | 1704 | 0 | 0 |
| SPDR S 500 ETF TRUST | TR UNIT | 78462F103 |  | 5961942 | 15589 | SH |  | SOLE | NONE | 15589 | 0 | 0 |
| BLINK CHARGING CO COM | COM | 09354A100 |  | 954 | 87 | SH |  | SOLE | NONE | 87 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 1875 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| THE TRADE DESK INC COM CL A | COM CL A | 88339J105 |  | 42140 | 940 | SH |  | SOLE | NONE | 940 | 0 | 0 |
| VALVOLINE INC COM | COM | 92047W101 |  | 1567 | 48 | SH |  | SOLE | NONE | 48 | 0 | 0 |
| AURORA CANNABIS INC COM | COM | 05156X884 |  | 6497 | 7043 | SH |  | SOLE | NONE | 7043 | 0 | 0 |
| FULGENT GENETICS INC COM | COM | 359664109 |  | 1935 | 65 | SH |  | SOLE | NONE | 65 | 0 | 0 |
| MASTERCARD INCORPORATED CL A | CL A | 57636Q104 |  | 70589 | 203 | SH |  | SOLE | NONE | 203 | 0 | 0 |
| FIRST REP BK SAN FRANCISCO CAL COM | COM | 33616C100 |  | 1218 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| ILLINOIS TOOL WKS INC COM | COM | 452308109 |  | 46445 | 210 | SH |  | SOLE | NONE | 210 | 0 | 0 |
| SBA COMMUNICATIONS CORP NEW CL A | CL A | 78410G104 |  | 15136 | 54 | SH |  | SOLE | NONE | 54 | 0 | 0 |
| CRISPR THERAPEUTICS AG NAMEN AKT | NAMEN AKT | H17182108 |  | 4065 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| EMERSON ELEC CO COM | COM | 291011104 |  | 175501 | 1827 | SH |  | SOLE | NONE | 1827 | 0 | 0 |
| YUM CHINA HLDGS INC COM | COM | 98850P109 |  | 45359 | 830 | SH |  | SOLE | NONE | 830 | 0 | 0 |
| ALCOA CORP COM | COM | 013872106 |  | 636 | 14 | SH |  | SOLE | NONE | 14 | 0 | 0 |
| BLACKLINE INC COM | COM | 09239B109 |  | 3027 | 45 | SH |  | SOLE | NONE | 45 | 0 | 0 |
| ALLSTATE CORP | COM | 020002101 |  | 2305 | 17 | SH |  | SOLE | NONE | 17 | 0 | 0 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 |  | 3920 | 22 | SH |  | SOLE | NONE | 22 | 0 | 0 |
| LAMB WESTON HLDGS INC COM | COM | 513272104 |  | 29756 | 333 | SH |  | SOLE | NONE | 333 | 0 | 0 |
| GREAT ELM CAP CORP COM NEW | COM NEW | 390320703 |  | 414 | 50 | SH |  | SOLE | NONE | 50 | 0 | 0 |
| MATTEL INC COM | COM | 577081102 |  | 4834 | 271 | SH |  | SOLE | NONE | 271 | 0 | 0 |
| ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 |  | 27102 | 254 | SH |  | SOLE | NONE | 254 | 0 | 0 |
| FIRST TRUST NASDAQ PHARMACEUTICALS ETF | NASDQ PHRMTCLS | 33738R837 |  | 3154 | 115 | SH |  | SOLE | NONE | 115 | 0 | 0 |
| FIRST TRUST NASDAQ TRANSPORTATION ETF | NASDAQ TRANSN | 33738R795 |  | 327 | 13 | SH |  | SOLE | NONE | 13 | 0 | 0 |
| FIRST TRUST NASDAQ OIL  GAS ETF | NASDQ OIL GAS | 33738R845 |  | 726512 | 25984 | SH |  | SOLE | NONE | 25984 | 0 | 0 |
| INVESCO DEFENSIVE EQUITY ETF | DEFENSIVE EQTY | 46138J775 |  | 9976 | 150 | SH |  | SOLE | NONE | 150 | 0 | 0 |
| BROOKFIELD REAL ASSETS INCOME SHS BEN INT | SHS BEN INT | 112830104 |  | 4037 | 250 | SH |  | SOLE | NONE | 250 | 0 | 0 |
| J M SMUCKER CO NEW | COM NEW | 832696405 |  | 475 | 3 | SH |  | SOLE | NONE | 3 | 0 | 0 |
| ISHARES DOW JONES US HOME CONST (ETF) | US HOME CONS ETF | 464288752 |  | 606 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| CORNING INC COM | COM | 219350105 |  | 8516 | 266 | SH |  | SOLE | NONE | 266 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP COM | COM | 28176E108 |  | 71625 | 960 | SH |  | SOLE | NONE | 960 | 0 | 0 |
| VERMILION ENERGY INC COM | COM | 923725105 |  | 10620 | 600 | SH |  | SOLE | NONE | 600 | 0 | 0 |
| NUVEEN S 500 BUY-WRITE INCOM COM | COM | 6706ER101 |  | 20240 | 1600 | SH |  | SOLE | NONE | 1600 | 0 | 0 |
| KAYNE ANDERSON ENERGY INFRSTR COM | COM | 486606106 |  | 34240 | 4000 | SH |  | SOLE | NONE | 4000 | 0 | 0 |
| VERIZON COMMUNICATIONS | COM | 92343V104 |  | 168776 | 4283 | SH |  | SOLE | NONE | 4283 | 0 | 0 |
| UNUM GROUP | COM | 91529Y106 |  | 17355 | 423 | SH |  | SOLE | NONE | 423 | 0 | 0 |
| MARVELL TECHNOLOGY INC COM | COM | 573874104 |  | 39237 | 1059 | SH |  | SOLE | NONE | 1059 | 0 | 0 |
| AGCO CORP | COM | 001084102 |  | 41607 | 300 | SH |  | SOLE | NONE | 300 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 3485 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| SHERWIN WILLIAMS CO COM | COM | 824348106 |  | 53904 | 227 | SH |  | SOLE | NONE | 227 | 0 | 0 |
| PEPSICO INC COM | COM | 713448108 |  | 205723 | 1138 | SH |  | SOLE | NONE | 1138 | 0 | 0 |
| ISHARES 1-3 YR TREASURY BOND ETF | 1 3 YR TREAS BD | 464287457 |  | 3861175 | 47569 | SH |  | SOLE | NONE | 47569 | 0 | 0 |
| J.P. MORGAN ALERIAN MLP INDEX ETN | ALERIAN ML ETN | 46625H365 |  | 8700 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| ISHARES CALIFORNIA MUNI BOND ETF | CALIF MUN BD ETF | 464288356 |  | 70979 | 1265 | SH |  | SOLE | NONE | 1265 | 0 | 0 |
| INVESCO S 500 EQUAL WEIGHT FINANCIALS ETF | S EQL FIN | 46137V340 |  | 6338 | 112 | SH |  | SOLE | NONE | 112 | 0 | 0 |
| JDS UNIPHASE CORP | COM | 925550105 |  | 1313 | 125 | SH |  | SOLE | NONE | 125 | 0 | 0 |
| KIMBERLY-CLARK CORP COM | COM | 494368103 |  | 53214 | 392 | SH |  | SOLE | NONE | 392 | 0 | 0 |
| HERZFELD CARIBBEAN BASIN FD IN COM | COM | 42804T106 |  | 754 | 205 | SH |  | SOLE | NONE | 205 | 0 | 0 |
| GROWGENERATION CORP COM | COM | 39986L109 |  | 392 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| TE CONNECTIVITY LTD | SHS | H84989104 |  | 19630 | 171 | SH |  | SOLE | NONE | 171 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 49096 | 229 | SH |  | SOLE | NONE | 229 | 0 | 0 |
| TRANE TECHNOLOGIES PLC SHS | SHS | G8994E103 |  | 21515 | 128 | SH |  | SOLE | NONE | 128 | 0 | 0 |
| FIRSTENERGY CORP | COM | 337932107 |  | 1048 | 25 | SH |  | SOLE | NONE | 25 | 0 | 0 |
| FORD MOTOR COMPANY | COM | 345370860 |  | 61733 | 5308 | SH |  | SOLE | NONE | 5308 | 0 | 0 |
| OMEGA HEALTHCARE INVESTORS INC | COM | 681936100 |  | 1477 | 52 | SH |  | SOLE | NONE | 52 | 0 | 0 |
| INGERSOLL RAND INC COM | COM | 45687V106 |  | 5852 | 112 | SH |  | SOLE | NONE | 112 | 0 | 0 |
| US BANCORP DEL COM NEW | COM NEW | 902973304 |  | 7239 | 166 | SH |  | SOLE | NONE | 166 | 0 | 0 |
| FIRST TRUST ENERGY ALPHADEX FUND | ENERGY ALPHADX | 33734X127 |  | 744816 | 43582 | SH |  | SOLE | NONE | 43582 | 0 | 0 |
| XCEL ENERGY INC COM | COM | 98389B100 |  | 10516 | 150 | SH |  | SOLE | NONE | 150 | 0 | 0 |
| BP PLC SPONSORED ADR | SPONSORED ADR | 055622104 |  | 20888 | 598 | SH |  | SOLE | NONE | 598 | 0 | 0 |
| SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | BBG CONV SEC ETF | 78464A359 |  | 16664 | 259 | SH |  | SOLE | NONE | 259 | 0 | 0 |
| HOME DEPOT | COM | 437076102 |  | 228128 | 722 | SH |  | SOLE | NONE | 722 | 0 | 0 |
| CARLYLE SECURED LENDING INC COM | COM | 872280102 |  | 37439 | 2616 | SH |  | SOLE | NONE | 2616 | 0 | 0 |
| FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND | UT COM SHS ETF | 33736Q104 |  | 3050 | 58 | SH |  | SOLE | NONE | 58 | 0 | 0 |
| AUTOMATIC DATA PROCESSING INC COM | COM | 053015103 |  | 158125 | 662 | SH |  | SOLE | NONE | 662 | 0 | 0 |
| BRIGHTHOUSE FINL INC COM | COM | 10922N103 |  | 615 | 12 | SH |  | SOLE | NONE | 12 | 0 | 0 |
| FIRST TR EXCH TRADED FD CONSUMER DISCRETIONARY | CONSUMR DISCRE | 33734X101 |  | 337 | 7 | SH |  | SOLE | NONE | 7 | 0 | 0 |
| FIRST TR EXCH TRADED FD FINANCIALS ALPHADEX FD | FINLS ALPHADEX | 33734X135 |  | 3112 | 76 | SH |  | SOLE | NONE | 76 | 0 | 0 |
| DUPONT DE NEMOURS INC COM | COM | 26614N102 |  | 2942 | 42 | SH |  | SOLE | NONE | 42 | 0 | 0 |
| HEALTH CARE SELECT SECTOR SPDR FUND | SBI HEALTHCARE | 81369Y209 |  | 19834 | 146 | SH |  | SOLE | NONE | 146 | 0 | 0 |
| VERISK ANALYTICS INC COM | COM | 92345Y106 |  | 574944 | 3258 | SH |  | SOLE | NONE | 3258 | 0 | 0 |
| SPDR GOLD ETF | GOLD SHS | 78463V107 |  | 7856367 | 46312 | SH |  | SOLE | NONE | 46312 | 0 | 0 |
| SOUTHERN CO COM | COM | 842587107 |  | 91833 | 1286 | SH |  | SOLE | NONE | 1286 | 0 | 0 |
| ROKU INC COM CL A | COM CL A | 77543R102 |  | 4436 | 109 | SH |  | SOLE | NONE | 109 | 0 | 0 |
| ESPEY MFG  ELECTRS CORP COM | COM | 296650104 |  | 3791 | 267 | SH |  | SOLE | NONE | 267 | 0 | 0 |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | NY AMT FRE MUN | 46138E529 |  | 26556 | 1200 | SH |  | SOLE | NONE | 1200 | 0 | 0 |
| VICI PPTYS INC COM | COM | 925652109 |  | 106401 | 3284 | SH |  | SOLE | NONE | 3284 | 0 | 0 |
| AMERISOURCEBERGEN CORP COM | COM | 03073E105 |  | 1657 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| BECTON DICKINSON  CO COM | COM | 075887109 |  | 92968 | 365 | SH |  | SOLE | NONE | 365 | 0 | 0 |
| BROADRIDGE FIN SOL | COM | 11133T103 |  | 16766 | 125 | SH |  | SOLE | NONE | 125 | 0 | 0 |
| SCHWAB ETFS- US SMALL-CAP ETF | US SML CAP ETF | 808524607 |  | 5752 | 142 | SH |  | SOLE | NONE | 142 | 0 | 0 |
| KEYCORP COM | COM | 493267108 |  | 7055 | 405 | SH |  | SOLE | NONE | 405 | 0 | 0 |
| RIOT PLATFORMS INC COM | COM | 767292105 |  | 339 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 |  | 15631 | 725 | SH |  | SOLE | NONE | 725 | 0 | 0 |
| SEA LTD SPONSORD ADS | SPONSORD ADS | 81141R100 |  | 5150 | 99 | SH |  | SOLE | NONE | 99 | 0 | 0 |
| ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 |  | 75198 | 351 | SH |  | SOLE | NONE | 351 | 0 | 0 |
| LABORATORY CORP OF AMERICA | COM NEW | 50540R409 |  | 14364 | 61 | SH |  | SOLE | NONE | 61 | 0 | 0 |
| SCHWAB ETFS- US BROAD MARKET ETF | US BRD MKT ETF | 808524102 |  | 69593 | 1553 | SH |  | SOLE | NONE | 1553 | 0 | 0 |
| SCHWAB STRATEGIC TR US LRG CAP ETF | US LRG CAP ETF | 808524201 |  | 3335049 | 73866 | SH |  | SOLE | NONE | 73451 | 0 | 415 |
| ISHARES U.S. REAL ESTATE ETF | U.S. REAL ES ETF | 464287739 |  | 44956 | 533 | SH |  | SOLE | NONE | 533 | 0 | 0 |
| WHIRLPOOL CORP COM | COM | 963320106 |  | 5958 | 42 | SH |  | SOLE | NONE | 42 | 0 | 0 |
| MAXIMUS INC COM | COM | 577933104 |  | 13126 | 179 | SH |  | SOLE | NONE | 179 | 0 | 0 |
| FORTINET INC COM | COM | 34959E109 |  | 1984640 | 40594 | SH |  | SOLE | NONE | 40594 | 0 | 0 |
| AMERICAN HOMES 4 RENT CL A | CL A | 02665T306 |  | 994 | 33 | SH |  | SOLE | NONE | 33 | 0 | 0 |
| JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 |  | 67565 | 1347 | SH |  | SOLE | NONE | 1347 | 0 | 0 |
| AON CORP | SHS CL A | G0403H108 |  | 9604 | 32 | SH |  | SOLE | NONE | 32 | 0 | 0 |
| SOUTHWEST GAS HLDGS INC COM | COM | 844895102 |  | 4712 | 76 | SH |  | SOLE | NONE | 76 | 0 | 0 |
| STERIS PLC SHS USD | SHS USD | G8473T100 |  | 18653 | 101 | SH |  | SOLE | NONE | 101 | 0 | 0 |
| UGI CORP NEW COM | COM | 902681105 |  | 6487 | 175 | SH |  | SOLE | NONE | 175 | 0 | 0 |
| GALLAGHER ARTHUR J  CO COM | COM | 363576109 |  | 1696 | 9 | SH |  | SOLE | NONE | 9 | 0 | 0 |
| VIRGIN GALACTIC HOLDINGS INC COM | COM | 92766K106 |  | 3480 | 1000 | SH |  | SOLE | NONE | 1000 | 0 | 0 |
| SCHWAB US LARGE CAP GROWTH ETF | US LCAP GR ETF | 808524300 |  | 2005526 | 36096 | SH |  | SOLE | NONE | 36096 | 0 | 0 |
| AMICUS THERAPEUTICS INC COM | COM | 03152W109 |  | 7448 | 610 | SH |  | SOLE | NONE | 610 | 0 | 0 |
| PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | ENHAN SHRT MA AC | 72201R833 |  | 8205079 | 83173 | SH |  | SOLE | NONE | 82774 | 0 | 399 |
| ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | BROAD USD HIGH | 46435U853 |  | 10538 | 305 | SH |  | SOLE | NONE | 305 | 0 | 0 |
| FS KKR CAP CORP COM | COM | 302635206 |  | 3500 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| ISHARES S SMALLCAP 600 ETF | CORE S SCP ETF | 464287804 |  | 85743 | 906 | SH |  | SOLE | NONE | 906 | 0 | 0 |
| WABASH NATL CORP COM | COM | 929566107 |  | 32815 | 1452 | SH |  | SOLE | NONE | 1452 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 |  | 179470 | 581 | SH |  | SOLE | NONE | 581 | 0 | 0 |
| SCHWAB EMERGING MARKET EQ ETF | EMRG MKTEQ ETF | 808524706 |  | 9468 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| INVESCO DWA BASIC MATERIALS MOMENTUM ETF | DWA BASIC MATL | 46137V704 |  | 311090 | 3935 | SH |  | SOLE | NONE | 3935 | 0 | 0 |
| ADOBE SYS INC | COM | 00724F101 |  | 71007 | 211 | SH |  | SOLE | NONE | 211 | 0 | 0 |
| WEYERHAEUSER CO | COM NEW | 962166104 |  | 6138 | 198 | SH |  | SOLE | NONE | 198 | 0 | 0 |
| VANGUARD SHORT TERM CORP BOND FD ETF | SHRT TRM CORP BD | 92206C409 |  | 43736 | 581 | SH |  | SOLE | NONE | 581 | 0 | 0 |
| FIRST TRUST LARGE CAP VALUE ALPHADEX FUND | COM SHS | 33735J101 |  | 1842 | 28 | SH |  | SOLE | NONE | 28 | 0 | 0 |
| GOOGLE INC | CAP STK CL A | 02079K305 |  | 234868 | 2662 | SH |  | SOLE | NONE | 2662 | 0 | 0 |
| PROGRESSIVE CORP COM | COM | 743315103 |  | 25552 | 197 | SH |  | SOLE | NONE | 197 | 0 | 0 |
| PROSHARES ULTRAPRO QQQ | ULTRAPRO QQQ | 74347X831 |  | 38509 | 2226 | SH |  | SOLE | NONE | 2226 | 0 | 0 |
| FISERV INC COM | COM | 337738108 |  | 1718 | 17 | SH |  | SOLE | NONE | 17 | 0 | 0 |
| O REILLY AUTOMOTIVE INC | COM | 67103H107 |  | 4220 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| ZSCALER INC COM | COM | 98980G102 |  | 559 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| PRINCIPAL FINANCIAL GROUP INC | COM | 74251V102 |  | 25176 | 300 | SH |  | SOLE | NONE | 300 | 0 | 0 |
| INTUIT INC | COM | 461202103 |  | 42424 | 109 | SH |  | SOLE | NONE | 109 | 0 | 0 |
| CONSTELLATION BRANDS INC CL A | CL A | 21036P108 |  | 56522 | 243 | SH |  | SOLE | NONE | 243 | 0 | 0 |
| UNILEVER PLC SPON ADR NEW | SPON ADR NEW | 904767704 |  | 29151 | 578 | SH |  | SOLE | NONE | 578 | 0 | 0 |
| COMCAST CORP NEW CL A | CL A | 20030N101 |  | 47803 | 1367 | SH |  | SOLE | NONE | 1367 | 0 | 0 |
| GENERAC HLDGS INC COM | COM | 368736104 |  | 26674 | 265 | SH |  | SOLE | NONE | 265 | 0 | 0 |
| MICROSOFT | COM | 594918104 |  | 1875747 | 7820 | SH |  | SOLE | NONE | 7820 | 0 | 0 |
| LENNAR CORP CL A | CL A | 526057104 |  | 5430 | 60 | SH |  | SOLE | NONE | 60 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 20424 | 161 | SH |  | SOLE | NONE | 161 | 0 | 0 |
| NVENT ELECTRIC PLC SHS | SHS | G6700G107 |  | 23274 | 605 | SH |  | SOLE | NONE | 605 | 0 | 0 |
| SCHLUMBERGER LTD COM STK | COM STK | 806857108 |  | 36119 | 675 | SH |  | SOLE | NONE | 675 | 0 | 0 |
| WYNDHAM HOTELS  RESORTS INC COM | COM | 98311A105 |  | 1770 | 24 | SH |  | SOLE | NONE | 24 | 0 | 0 |
| CVS HEALTH CORP COM | COM | 126650100 |  | 84852 | 910 | SH |  | SOLE | NONE | 910 | 0 | 0 |
| DTE ENERGY CO COM | COM | 233331107 |  | 16806 | 143 | SH |  | SOLE | NONE | 143 | 0 | 0 |
| SPS COMM INC COM | COM | 78463M107 |  | 10402 | 81 | SH |  | SOLE | NONE | 81 | 0 | 0 |
| COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | COMMUNICATION | 81369Y852 |  | 4463 | 93 | SH |  | SOLE | NONE | 93 | 0 | 0 |
| FIRST TRUST NASDAQ FOOD  BEVERAGE ETF | NASDQ FOD BVRG | 33738R852 |  | 4415696 | 163242 | SH |  | SOLE | NONE | 163242 | 0 | 0 |
| BJS WHSL CLUB HLDGS INC COM | COM | 05550J101 |  | 8402 | 127 | SH |  | SOLE | NONE | 127 | 0 | 0 |
| MASCO CORP COM | COM | 574599106 |  | 1260 | 27 | SH |  | SOLE | NONE | 27 | 0 | 0 |
| RPM INTL INC COM | COM | 749685103 |  | 42585 | 437 | SH |  | SOLE | NONE | 437 | 0 | 0 |
| TILRAY BRANDS INC COM CL 2 | COM CL 2 | 88688T100 |  | 314 | 117 | SH |  | SOLE | NONE | 117 | 0 | 0 |
| AMERIPRISE FINL INC COM | COM | 03076C106 |  | 1868 | 6 | SH |  | SOLE | NONE | 6 | 0 | 0 |
| BROWN  BROWN INC | COM | 115236101 |  | 62780 | 1102 | SH |  | SOLE | NONE | 1102 | 0 | 0 |
| GARMIN LTD | SHS | H2906T109 |  | 41998 | 455 | SH |  | SOLE | NONE | 455 | 0 | 0 |
| AVERY DENNISON CORP COM | COM | 053611109 |  | 905 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| MERIT MED SYS INC COM | COM | 589889104 |  | 25635 | 363 | SH |  | SOLE | NONE | 363 | 0 | 0 |
| BOEING CO COM | COM | 097023105 |  | 219328 | 1151 | SH |  | SOLE | NONE | 1151 | 0 | 0 |
| VANGUARD SMALL CAP ETF | SMALL CP ETF | 922908751 |  | 46802 | 255 | SH |  | SOLE | NONE | 255 | 0 | 0 |
| VANGUARD MID CAP | MID CAP ETF | 922908629 |  | 2038 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| NEXTERA ENERGY INC COM | COM | 65339F101 |  | 40880 | 489 | SH |  | SOLE | NONE | 489 | 0 | 0 |
| OFS CREDIT COMPANY INC COM | COM | 67111Q107 |  | 25663 | 3160 | SH |  | SOLE | NONE | 3160 | 0 | 0 |
| NIKE INC CLASS B | CL B | 654106103 |  | 45048 | 385 | SH |  | SOLE | NONE | 385 | 0 | 0 |
| TESLA MOTORS INC | COM | 88160R101 |  | 499618 | 4056 | SH |  | SOLE | NONE | 4056 | 0 | 0 |
| MSCI INC COM | COM | 55354G100 |  | 22328 | 48 | SH |  | SOLE | NONE | 48 | 0 | 0 |
| CMS ENERGY CORP COM | COM | 125896100 |  | 18619 | 294 | SH |  | SOLE | NONE | 294 | 0 | 0 |
| MODERNA INC COM | COM | 60770K107 |  | 5388 | 30 | SH |  | SOLE | NONE | 30 | 0 | 0 |
| NXP SEMICONDUCTORS NV COM | COM | N6596X109 |  | 18963 | 120 | SH |  | SOLE | NONE | 120 | 0 | 0 |
| NATURAL RESOURCE PARTNERS L P COM UNIT LTD PAR | COM UNIT LTD PAR | 63900P608 |  | 44930 | 827 | SH |  | SOLE | NONE | 827 | 0 | 0 |
| NORFOLK SOUTHERN CRP | COM | 655844108 |  | 1724 | 7 | SH |  | SOLE | NONE | 7 | 0 | 0 |
| OGE ENERGY CORP COM | COM | 670837103 |  | 15820 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| DELL TECHNOLOGIES INC CL C | CL C | 24703L202 |  | 18983 | 472 | SH |  | SOLE | NONE | 472 | 0 | 0 |
| MACERICH CO | COM | 554382101 |  | 1649 | 146 | SH |  | SOLE | NONE | 146 | 0 | 0 |
| SCHWAB SHORT TERM US TREASURY ETF | SHT TM US TRES | 808524862 |  | 130585 | 2707 | SH |  | SOLE | NONE | 2707 | 0 | 0 |
| BIG LOTS INC | COM | 089302103 |  | 2425 | 165 | SH |  | SOLE | NONE | 165 | 0 | 0 |
| VANGUARD CONSUMER STAPLES ETF | CONSUM STP ETF | 92204A207 |  | 94703 | 494 | SH |  | SOLE | NONE | 494 | 0 | 0 |
| VANGUARD FTSE EUROPE ETF | FTSE EUROPE ETF | 922042874 |  | 10866 | 196 | SH |  | SOLE | NONE | 196 | 0 | 0 |
| VANGUARD INDUSTRIALS | INDUSTRIAL ETF | 92204A603 |  | 3153486 | 17266 | SH |  | SOLE | NONE | 17266 | 0 | 0 |
| SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B | SPON ADR SER B | 833635105 |  | 20997 | 263 | SH |  | SOLE | NONE | 263 | 0 | 0 |
| WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 |  | 22789 | 610 | SH |  | SOLE | NONE | 610 | 0 | 0 |
| ASSURANT INC | COM | 04621X108 |  | 7202 | 57 | SH |  | SOLE | NONE | 57 | 0 | 0 |
| AMPHENOL CORP CL A | CL A | 032095101 |  | 16370 | 215 | SH |  | SOLE | NONE | 215 | 0 | 0 |
| FRANKLIN LTD DURATION INCOME T COM | COM | 35472T101 |  | 1564 | 252 | SH |  | SOLE | NONE | 252 | 0 | 0 |
| CREDIT SUISSE X-LINKS CRUDE OIL SHARES COVERED CALL ETN | XLINK CRD ETN37 | 22539U602 |  | 2664 | 32 | SH |  | SOLE | NONE | 32 | 0 | 0 |
| CENTERPOINT ENERGY INC COM | COM | 15189T107 |  | 32809 | 1094 | SH |  | SOLE | NONE | 1094 | 0 | 0 |
| INTERNATIONAL FLAVORS COM | COM | 459506101 |  | 20443 | 195 | SH |  | SOLE | NONE | 195 | 0 | 0 |
| FLEX LNG LTD SHS | SHS | G35947202 |  | 4347 | 133 | SH |  | SOLE | NONE | 133 | 0 | 0 |
| ROYAL CARRIBBEAN CRUISES LTD | COM | V7780T103 |  | 9984 | 202 | SH |  | SOLE | NONE | 202 | 0 | 0 |
| FIRST INDL RLTY TR INC COM | COM | 32054K103 |  | 6515 | 135 | SH |  | SOLE | NONE | 135 | 0 | 0 |
| DOW INC COM | COM | 260557103 |  | 16679 | 331 | SH |  | SOLE | NONE | 331 | 0 | 0 |
| ARCH CAP GROUP LTD ORD | ORD | G0450A105 |  | 1695 | 27 | SH |  | SOLE | NONE | 27 | 0 | 0 |
| FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND | INDLS PROD DUR | 33734X150 |  | 4486263 | 87095 | SH |  | SOLE | NONE | 87095 | 0 | 0 |
| ICL GROUP LTD SHS | SHS | M53213100 |  | 2924 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| KKR  CO LP | COM | 48251W104 |  | 15597 | 336 | SH |  | SOLE | NONE | 336 | 0 | 0 |
| ALCON AG ORD SHS | ORD SHS | H01301128 |  | 16520 | 241 | SH |  | SOLE | NONE | 241 | 0 | 0 |
| VANGUARD S MID-CAP 400 ETF | MIDCP 400 IDX | 921932885 |  | 26661 | 163 | SH |  | SOLE | NONE | 163 | 0 | 0 |
| ARMOUR RESIDENTIAL REIT INC COM NEW | COM NEW | 042315507 |  | 1126 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| PINTEREST INC CL A | CL A | 72352L106 |  | 971 | 40 | SH |  | SOLE | NONE | 40 | 0 | 0 |
| ADVISORSHARES PURE CANNABIS ETF | PURE CANNABIS | 00768Y495 |  | 1800 | 500 | SH |  | SOLE | NONE | 500 | 0 | 0 |
| ZOOM VIDEO COMMUNICATIONS INC CL A | CL A | 98980L101 |  | 9144 | 135 | SH |  | SOLE | NONE | 135 | 0 | 0 |
| CONAGRA BRANDS INC COM | COM | 205887102 |  | 38700 | 1000 | SH |  | SOLE | NONE | 1000 | 0 | 0 |
| ISHARES DJ US HEALTH CARE PROVIDERS | US HLTHCR PR ETF | 464288828 |  | 10281169 | 38407 | SH |  | SOLE | NONE | 38120 | 0 | 287 |
| WHITESTONE REIT COM | COM | 966084204 |  | 1064 | 110 | SH |  | SOLE | NONE | 110 | 0 | 0 |
| HUDBAY MINERALS INC COM | COM | 443628102 |  | 329 | 65 | SH |  | SOLE | NONE | 65 | 0 | 0 |
| TRANSMEDICS GROUP INC COM | COM | 89377M109 |  | 41599 | 674 | SH |  | SOLE | NONE | 674 | 0 | 0 |
| BEYOND MEAT INC COM | COM | 08862E109 |  | 369 | 30 | SH |  | SOLE | NONE | 30 | 0 | 0 |
| CREDIT SUISSE GRP ADR F SPONSORED ADR | SPONSORED ADR | 225401108 |  | 452 | 149 | SH |  | SOLE | NONE | 149 | 0 | 0 |
| ARROW ELECTRS INC COM | COM | 042735100 |  | 1673 | 16 | SH |  | SOLE | NONE | 16 | 0 | 0 |
| FIRST TRUST CONSUMER ETF | CONSUMR STAPLE | 33734X119 |  | 1065144 | 16969 | SH |  | SOLE | NONE | 16969 | 0 | 0 |
| MITEK SYS INC COM NEW | COM NEW | 606710200 |  | 1385 | 143 | SH |  | SOLE | NONE | 143 | 0 | 0 |
| ANGIODYNAMICS INC | COM | 03475V101 |  | 3924 | 285 | SH |  | SOLE | NONE | 285 | 0 | 0 |
| UBER TECHNOLOGIES INC COM | COM | 90353T100 |  | 6306 | 255 | SH |  | SOLE | NONE | 255 | 0 | 0 |
| HOWARD HUGHES CORP | COM | 44267D107 |  | 993 | 13 | SH |  | SOLE | NONE | 13 | 0 | 0 |
| FASTLY INC CL A | CL A | 31188V100 |  | 655 | 80 | SH |  | SOLE | NONE | 80 | 0 | 0 |
| GLOBALFOUNDRIES INC ORDINARY SHARES | ORDINARY SHARES | G39387108 |  | 14388 | 267 | SH |  | SOLE | NONE | 267 | 0 | 0 |
| CORTEVA INC COM | COM | 22052L104 |  | 14990 | 255 | SH |  | SOLE | NONE | 255 | 0 | 0 |
| CONSOLIDATED EDISON INC COM | COM | 209115104 |  | 67670 | 710 | SH |  | SOLE | NONE | 710 | 0 | 0 |
| GENERAL MOTORS CORP | COM | 37045V100 |  | 11774 | 350 | SH |  | SOLE | NONE | 350 | 0 | 0 |
| ISHARES U.S. REGIONAL BANKS ETF | US REGNL BKS ETF | 464288778 |  | 238 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| AMCOR PLC ORD | ORD | G0250X107 |  | 109619 | 9204 | SH |  | SOLE | NONE | 9204 | 0 | 0 |
| CROWDSTRIKE HLDGS INC CL A | CL A | 22788C105 |  | 5264 | 50 | SH |  | SOLE | NONE | 50 | 0 | 0 |
| ISHARES RUSSELL TOP 200 VALUE ETF | RUS TP200 VL ETF | 464289420 |  | 24558 | 378 | SH |  | SOLE | NONE | 378 | 0 | 0 |
| TARGA RES CORP COM | COM | 87612G101 |  | 30723 | 418 | SH |  | SOLE | NONE | 418 | 0 | 0 |
| GUGGENHEIM ETF TRUST S 500 EQUAL WEIGHT | S EQL WGT | 46137V357 |  | 21997992 | 155737 | SH |  | SOLE | NONE | 155292 | 0 | 445 |
| ISHARES SELF-DRIVING EV  TECH ETF | SELF DRIVNG EV | 46435U366 |  | 11134 | 329 | SH |  | SOLE | NONE | 329 | 0 | 0 |
| VANECK GOLD MINERS ETF | GOLD MINERS ETF | 92189F106 |  | 27513 | 960 | SH |  | SOLE | NONE | 960 | 0 | 0 |
| SPDR S 600 SMALL CAP ETF | S 600 SML CAP | 78464A813 |  | 14151 | 172 | SH |  | SOLE | NONE | 172 | 0 | 0 |
| SPDR S 400 MID CAP GROWTH ETF | S 400 MDCP GRW | 78464A821 |  | 7108 | 108 | SH |  | SOLE | NONE | 108 | 0 | 0 |
| WABTEC COM | COM | 929740108 |  | 11577 | 116 | SH |  | SOLE | NONE | 116 | 0 | 0 |
| LILLY ELI  CO COM | COM | 532457108 |  | 208528 | 570 | SH |  | SOLE | NONE | 570 | 0 | 0 |
| PIMCO INVESTMENT GRADE CORPORATE BOND INDEX ETF | INV GRD CRP BD | 72201R817 |  | 945531 | 10167 | SH |  | SOLE | NONE | 10167 | 0 | 0 |
| HASBRO INC COM | COM | 418056107 |  | 4026 | 66 | SH |  | SOLE | NONE | 66 | 0 | 0 |
| AIR PRODS  CHEMS INC COM | COM | 009158106 |  | 18187 | 59 | SH |  | SOLE | NONE | 59 | 0 | 0 |
| CERENCE INC COM | COM | 156727109 |  | 1853 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| SCHWAB US MID-CAP ETF | US MID-CAP ETF | 808524508 |  | 25142 | 383 | SH |  | SOLE | NONE | 383 | 0 | 0 |
| PPL CORP COM | COM | 69351T106 |  | 24837 | 850 | SH |  | SOLE | NONE | 850 | 0 | 0 |
| DRAFTKINGS INC NEW COM CL A | COM CL A | 26142V105 |  | 740 | 65 | SH |  | SOLE | NONE | 65 | 0 | 0 |
| SCORPIO TANKERS INC SHS | SHS | Y7542C130 |  | 33606 | 625 | SH |  | SOLE | NONE | 625 | 0 | 0 |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 |  | 27548 | 158 | SH |  | SOLE | NONE | 158 | 0 | 0 |
| TWILIO INC CL A | CL A | 90138F102 |  | 2937 | 60 | SH |  | SOLE | NONE | 60 | 0 | 0 |
| FIDELITY NATL INFORMATION SVCS COM | COM | 31620M106 |  | 21847 | 322 | SH |  | SOLE | NONE | 322 | 0 | 0 |
| REPLIGEN CORP COM | COM | 759916109 |  | 2539 | 15 | SH |  | SOLE | NONE | 15 | 0 | 0 |
| SPDR S HEALTH CARE EQUIPMENT ETF | HLTH CR EQUIP | 78464A581 |  | 5213 | 58 | SH |  | SOLE | NONE | 58 | 0 | 0 |
| AERCAP HOLDINGS N V SHS | SHS | N00985106 |  | 1866 | 32 | SH |  | SOLE | NONE | 32 | 0 | 0 |
| DUKE ENERGY CORP NEW COM NEW | COM NEW | 26441C204 |  | 50503 | 490 | SH |  | SOLE | NONE | 490 | 0 | 0 |
| SPDR S AEROSPACE  DEFENSE ETF | AEROSPACE DEF | 78464A631 |  | 330 | 3 | SH |  | SOLE | NONE | 3 | 0 | 0 |
| ISHARES DJ US OIL EQUIPMENTINDEX | US OIL EQ ETF | 464288844 |  | 1680163 | 79253 | SH |  | SOLE | NONE | 79253 | 0 | 0 |
| TRI CONTL CORP COM | COM | 895436103 |  | 22041 | 860 | SH |  | SOLE | NONE | 860 | 0 | 0 |
| ISHARES U.S. OIL  GAS EXPLORATION  PRODUCTION ETF | US OIL GS EX ETF | 464288851 |  | 2469518 | 26594 | SH |  | SOLE | NONE | 26594 | 0 | 0 |
| MICRON TECHNOLOGY INC COM | COM | 595112103 |  | 999 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| CARRIER GLOBAL CORPORATION COM | COM | 14448C104 |  | 26565 | 644 | SH |  | SOLE | NONE | 644 | 0 | 0 |
| AFLAC INC COM | COM | 001055102 |  | 26617 | 370 | SH |  | SOLE | NONE | 370 | 0 | 0 |
| FREEPORT MCMORAN COPPER | CL B | 35671D857 |  | 415872 | 10944 | SH |  | SOLE | NONE | 10944 | 0 | 0 |
| SYSCO CORP COM | COM | 871829107 |  | 30580 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| FUELCELL ENERGY INC COM | COM | 35952H601 |  | 56725 | 20405 | SH |  | SOLE | NONE | 20405 | 0 | 0 |
| ISHARES TR DOW JONESUS AEROSPACE  DEF | US AER DEF ETF | 464288760 |  | 65214 | 583 | SH |  | SOLE | NONE | 583 | 0 | 0 |
| INVESCO KBW HIGH DIVIDEND YIELD FINANCIAL ETF | KBW HIG DV YLD | 46138E610 |  | 38323 | 2579 | SH |  | SOLE | NONE | 2579 | 0 | 0 |
| INVESCO S 500 LOW VOLATILITY ETF | S LOW VOL | 46138E354 |  | 11801593 | 184688 | SH |  | SOLE | NONE | 184182 | 0 | 506 |
| NIKOLA CORP COM | COM | 654110105 |  | 324 | 150 | SH |  | SOLE | NONE | 150 | 0 | 0 |
| AZEK CO INC CL A | CL A | 05478C105 |  | 386 | 19 | SH |  | SOLE | NONE | 19 | 0 | 0 |
| CAESARS ENTERTAINMENT INC NEW COM | COM | 12769G100 |  | 6032 | 145 | SH |  | SOLE | NONE | 145 | 0 | 0 |
| QUANTA SERVICES INC | COM | 74762E102 |  | 26647 | 187 | SH |  | SOLE | NONE | 187 | 0 | 0 |
| AMN HEALTHCARE SVCS INC COM | COM | 001744101 |  | 7814 | 76 | SH |  | SOLE | NONE | 76 | 0 | 0 |
| ISHARES DJ SELECT DIVIDEND | SELECT DIVID ETF | 464287168 |  | 18429127 | 152812 | SH |  | SOLE | NONE | 152054 | 0 | 758 |
| REGAL REXNORD CORPORATION COM | COM | 758750103 |  | 1834 | 15 | SH |  | SOLE | NONE | 15 | 0 | 0 |
| AMERICAN ELEC PWR CO INC COM | COM | 025537101 |  | 16750 | 176 | SH |  | SOLE | NONE | 176 | 0 | 0 |
| EVERSOURCE ENERGY COM | COM | 30040W108 |  | 92978 | 1109 | SH |  | SOLE | NONE | 1109 | 0 | 0 |
| GLADSTONE LD CORP COM | COM | 376549101 |  | 29470 | 1606 | SH |  | SOLE | NONE | 1606 | 0 | 0 |
| ISHARES RUSSELL MIDCAP GROWTH ETF | RUS MD CP GR ETF | 464287481 |  | 29092 | 348 | SH |  | SOLE | NONE | 348 | 0 | 0 |
| QUANTUMSCAPE CORP COM CL A | COM CL A | 74767V109 |  | 567 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 16549 | 142 | SH |  | SOLE | NONE | 142 | 0 | 0 |
| INVESCO AEROSPACE  DEFENSE ETF | AEROSPACE DEFN | 46137V100 |  | 302780 | 3862 | SH |  | SOLE | NONE | 3862 | 0 | 0 |
| FIDUS INVT CORP COM | COM | 316500107 |  | 17889 | 940 | SH |  | SOLE | NONE | 940 | 0 | 0 |
| VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 |  | 5875 | 37 | SH |  | SOLE | NONE | 37 | 0 | 0 |
| FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - SEPTEMBER | FT CBOE VEST US | 33740F680 |  | 3402 | 111 | SH |  | SOLE | NONE | 111 | 0 | 0 |
| PALANTIR TECHNOLOGIES INC CL A | CL A | 69608A108 |  | 3049 | 475 | SH |  | SOLE | NONE | 475 | 0 | 0 |
| WALKER  DUNLOP INC COM | COM | 93148P102 |  | 706 | 9 | SH |  | SOLE | NONE | 9 | 0 | 0 |
| NBT BANCORP INC | COM | 628778102 |  | 50106 | 1154 | SH |  | SOLE | NONE | 1154 | 0 | 0 |
| REGENERON PHARMACEUTICALS COM | COM | 75886F107 |  | 53390 | 74 | SH |  | SOLE | NONE | 74 | 0 | 0 |
| BRUKER BIOSCIENCES CORP | COM | 116794108 |  | 16267 | 238 | SH |  | SOLE | NONE | 238 | 0 | 0 |
| LORDSTOWN MOTORS CORP COM CL A | COM CL A | 54405Q100 |  | 340 | 299 | SH |  | SOLE | NONE | 299 | 0 | 0 |
| INVESCO DWA CONSUMER CYCLICALS MOMENTUM ETF | DWA CYCLICALS | 46137V803 |  | 8901 | 139 | SH |  | SOLE | NONE | 139 | 0 | 0 |
| LESLIES INC COM | COM | 527064109 |  | 1221 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| ISHARES ESG SCREENED S 500 ETF | ESG SCRND S | 46436E569 |  | 8101 | 285 | SH |  | SOLE | NONE | 285 | 0 | 0 |
| VIATRIS INC COM | COM | 92556V106 |  | 567 | 51 | SH |  | SOLE | NONE | 51 | 0 | 0 |
| SPDR PORTFOLIO CORPORATE BOND ETF | PORTFOLIO CRPORT | 78464A144 |  | 4211 | 148 | SH |  | SOLE | NONE | 148 | 0 | 0 |
| PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF | 0-5 HIGH YIELD | 72201R783 |  | 13809236 | 154708 | SH |  | SOLE | NONE | 154263 | 0 | 445 |
| GLOBAL X CLEANTECH ETF | CLEANTECH ETF | 37954Y228 |  | 409 | 28 | SH |  | SOLE | NONE | 28 | 0 | 0 |
| PUBMATIC INC COM CL A | COM CL A | 74467Q103 |  | 1281 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| AIRBNB INC COM CL A | COM CL A | 009066101 |  | 1026 | 12 | SH |  | SOLE | NONE | 12 | 0 | 0 |
| ENERGY TRANSFER L P COM UT LTD PTN | COM UT LTD PTN | 29273V100 |  | 32942 | 2775 | SH |  | SOLE | NONE | 2775 | 0 | 0 |
| UPSTART HLDGS INC COM | COM | 91680M107 |  | 779 | 59 | SH |  | SOLE | NONE | 59 | 0 | 0 |
| FORTUNE BRANDS HOME  SECURITY INC WI | COM | 34964C106 |  | 1705 | 29 | SH |  | SOLE | NONE | 29 | 0 | 0 |
| SCHWAB US DIVIDEND EQUITY ETF | US DIVIDEND EQ | 808524797 |  | 26590 | 352 | SH |  | SOLE | NONE | 352 | 0 | 0 |
| AFFIRM HLDGS INC COM CL A | COM CL A | 00827B106 |  | 7001 | 724 | SH |  | SOLE | NONE | 724 | 0 | 0 |
| STELLANTIS N.V SHS | SHS | N82405106 |  | 21300 | 1500 | SH |  | SOLE | NONE | 1500 | 0 | 0 |
| XYLEM INC COM | COM | 98419M100 |  | 11057 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| DIREXION DAILY FINANCIAL BULL 3X SHARES | DLY FIN BULL NEW | 25459Y694 |  | 19858 | 270 | SH |  | SOLE | NONE | 270 | 0 | 0 |
| CHESAPEAKE ENERGY CORP COM | COM | 165167735 |  | 1981 | 21 | SH |  | SOLE | NONE | 21 | 0 | 0 |
| DELPHI AUTOMOTIVE PLC COM | SHS | G6095L109 |  | 10616 | 114 | SH |  | SOLE | NONE | 114 | 0 | 0 |
| CHARGEPOINT HOLDINGS INC COM CL A | COM CL A | 15961R105 |  | 1172 | 123 | SH |  | SOLE | NONE | 123 | 0 | 0 |
| ROBLOX CORP CL A | CL A | 771049103 |  | 1423 | 50 | SH |  | SOLE | NONE | 50 | 0 | 0 |
| ORGANON  CO COMMON STOCK | COMMON STOCK | 68622V106 |  | 3770 | 135 | SH |  | SOLE | NONE | 135 | 0 | 0 |
| NEOGEN CORP COM | COM | 640491106 |  | 8346 | 548 | SH |  | SOLE | NONE | 548 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 148132 | 713 | SH |  | SOLE | NONE | 713 | 0 | 0 |
| TASKUS INC CLASS A COM | CLASS A COM | 87652V109 |  | 1690 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| CONFLUENT INC CLASS A COM | CLASS A COM | 20717M103 |  | 222 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| DT MIDSTREAM INC COMMON STOCK | COMMON STOCK | 23345M107 |  | 3923 | 71 | SH |  | SOLE | NONE | 71 | 0 | 0 |
| FREYR BATTERY SHS | SHS | L4135L100 |  | 1501 | 173 | SH |  | SOLE | NONE | 173 | 0 | 0 |
| MATTERPORT INC COM CL A | COM CL A | 577096100 |  | 448 | 160 | SH |  | SOLE | NONE | 160 | 0 | 0 |
| LUCID GROUP INC COM | COM | 549498103 |  | 25742 | 3769 | SH |  | SOLE | NONE | 3769 | 0 | 0 |
| ASTRIA THERAPEUTICS INC COM | COM | 04635X102 |  | 1489 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| UNITED STATES OIL FUND | UNITS | 91232N207 |  | 2453 | 35 | SH |  | SOLE | NONE | 35 | 0 | 0 |
| SVB FINANCIAL GROUP COM | COM | 78486Q101 |  | 8745 | 38 | SH |  | SOLE | NONE | 38 | 0 | 0 |
| KELLOGG CO COM | COM | 487836108 |  | 14238 | 199 | SH |  | SOLE | NONE | 199 | 0 | 0 |
| KYNDRYL HLDGS INC COMMON STOCK | COMMON STOCK | 50155Q100 |  | 1134 | 102 | SH |  | SOLE | NONE | 102 | 0 | 0 |
| VANGUARD SMALL-CAP GROWTH ETF | SML CP GRW ETF | 922908595 |  | 20126 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| VANGUARD VALUE ETF | VALUE ETF | 922908744 |  | 47585 | 339 | SH |  | SOLE | NONE | 339 | 0 | 0 |
| VANGUARD GROWTH ETF | GROWTH ETF | 922908736 |  | 122751 | 576 | SH |  | SOLE | NONE | 576 | 0 | 0 |
| BLACKROCK TCP CAPITAL CORP COM | COM | 09259E108 |  | 16691 | 1289 | SH |  | SOLE | NONE | 1289 | 0 | 0 |
| OXFORD LANE CAP CORP COM | COM | 691543102 |  | 4005 | 790 | SH |  | SOLE | NONE | 790 | 0 | 0 |
| NUVEEN MUN HIGH INCOME OPPORTU COM | COM | 670682103 |  | 18198 | 1760 | SH |  | SOLE | NONE | 1760 | 0 | 0 |
| ENERPLUS CORP | COM | 292766102 |  | 829 | 47 | SH |  | SOLE | NONE | 47 | 0 | 0 |
| SUNOCO LP/SUNOCO FIN CORP COM UT REP LP | COM UT REP LP | 86765K109 |  | 77444 | 1796 | SH |  | SOLE | NONE | 1796 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 162195 | 1558 | SH |  | SOLE | NONE | 1558 | 0 | 0 |
| AMERICAN TOWER CORP | COM | 03027X100 |  | 47244 | 223 | SH |  | SOLE | NONE | 223 | 0 | 0 |
| META PLATFORMS INC CL A | CL A | 30303M102 |  | 48136 | 400 | SH |  | SOLE | NONE | 400 | 0 | 0 |
| GLOBAL X MLP ETF | GLBL X MLP ETF | 37954Y343 |  | 26797 | 649 | SH |  | SOLE | NONE | 649 | 0 | 0 |
| ISHARES DJ TRANSPORTATION AVERAGE | US TRSPRTION | 464287192 |  | 213 | 1 | SH |  | SOLE | NONE | 1 | 0 | 0 |
| AMERICAN AIRLS GROUP INC COM | COM | 02376R102 |  | 6474 | 509 | SH |  | SOLE | NONE | 509 | 0 | 0 |
| ARDMORE SHIPPING CORP COM | COM | Y0207T100 |  | 28618 | 1986 | SH |  | SOLE | NONE | 1986 | 0 | 0 |
| ADAMS DIVERSIFIED EQUITY FD COM | COM | 006212104 |  | 306080 | 132795 | SH |  | SOLE | NONE | 132795 | 0 | 0 |
| EMBECTA CORP COMMON STOCK | COMMON STOCK | 29082K105 |  | 1163 | 46 | SH |  | SOLE | NONE | 46 | 0 | 0 |
| WARNER BROS DISCOVERY INC COM SER A | COM SER A | 934423104 |  | 9603 | 1013 | SH |  | SOLE | NONE | 1013 | 0 | 0 |
| FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | NO AMER ENERGY | 33738D101 |  | 1868 | 70 | SH |  | SOLE | NONE | 70 | 0 | 0 |
| EXCELERATE ENERGY INC CL A COM | CL A COM | 30069T101 |  | 24899 | 994 | SH |  | SOLE | NONE | 994 | 0 | 0 |
| SERVICE NOW INC | COM | 81762P102 |  | 1164 | 3 | SH |  | SOLE | NONE | 3 | 0 | 0 |
| FMC CORP COM NEW | COM NEW | 302491303 |  | 1991808 | 15960 | SH |  | SOLE | NONE | 15960 | 0 | 0 |
| FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS | SHS | 337345102 |  | 210 | 2 | SH |  | SOLE | NONE | 2 | 0 | 0 |
| HALEON PLC SPON ADS | SPON ADS | 405552100 |  | 9776 | 1222 | SH |  | SOLE | NONE | 1222 | 0 | 0 |
| CELLECTAR BIOSCIENCES INC COM NEW | COM NEW | 15117F807 |  | 239 | 140 | SH |  | SOLE | NONE | 140 | 0 | 0 |
| RYDEX S CNSMR DISCRETIONARY | S EQL DIS | 46137V381 |  | 7656 | 65 | SH |  | SOLE | NONE | 65 | 0 | 0 |
| MONDELEZ INTL INC CL A | CL A | 609207105 |  | 22934 | 344 | SH |  | SOLE | NONE | 344 | 0 | 0 |
| WP CAREY INC COM | COM | 92936U109 |  | 119256 | 1526 | SH |  | SOLE | NONE | 1526 | 0 | 0 |
| AVAGO TECHNOLOGIES LTD | COM | 11135F101 |  | 30193 | 54 | SH |  | SOLE | NONE | 54 | 0 | 0 |
| MPLX LP COM UNIT REP LTD | COM UNIT REP LTD | 55336V100 |  | 33095 | 1007 | SH |  | SOLE | NONE | 1007 | 0 | 0 |
| METLIFE INC COM | COM | 59156R108 |  | 88773 | 1226 | SH |  | SOLE | NONE | 1226 | 0 | 0 |
| CANADIAN PAC RAILWAYLTD | COM | 13645T100 |  | 5967 | 80 | SH |  | SOLE | NONE | 80 | 0 | 0 |
| FLOWERS FOODS INC COM | COM | 343498101 |  | 6811 | 237 | SH |  | SOLE | NONE | 237 | 0 | 0 |
| MOODYS CORP | COM | 615369105 |  | 60181 | 216 | SH |  | SOLE | NONE | 216 | 0 | 0 |
| PIONEER NAT RES CO COM | COM | 723787107 |  | 36314 | 159 | SH |  | SOLE | NONE | 159 | 0 | 0 |
| MAGNA INTL INC CL A | COM | 559222401 |  | 561 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| SANMINA CORPORATION COM | COM | 801056102 |  | 23775 | 415 | SH |  | SOLE | NONE | 415 | 0 | 0 |
| ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | CORE MSCI TOTAL | 46432F834 |  | 44393 | 767 | SH |  | SOLE | NONE | 767 | 0 | 0 |
| WD 40 CO COM | COM | 929236107 |  | 11288 | 70 | SH |  | SOLE | NONE | 70 | 0 | 0 |
| INVESCO S 500 HIGH DIVIDEND LOW VOLATILITY ETF | S HDL VOL | 46138E362 |  | 4120 | 94 | SH |  | SOLE | NONE | 94 | 0 | 0 |
| DELEK LOGISTICS PARTNERS LP COM UNT RP INT | COM UNT RP INT | 24664T103 |  | 28417 | 628 | SH |  | SOLE | NONE | 628 | 0 | 0 |
| HEXCEL CORP NEW COM | COM | 428291108 |  | 14889 | 253 | SH |  | SOLE | NONE | 253 | 0 | 0 |
| KINDER MORGAN INC | COM | 49456B101 |  | 6273 | 347 | SH |  | SOLE | NONE | 347 | 0 | 0 |
| ACCENTURE LTD BERMUDA CL A | SHS CLASS A | G1151C101 |  | 18945 | 71 | SH |  | SOLE | NONE | 71 | 0 | 0 |
| OMNICOM GROUP INC COM | COM | 681919106 |  | 83446 | 1023 | SH |  | SOLE | NONE | 1023 | 0 | 0 |
| WHITEHORSE FIN INC COM | COM | 96524V106 |  | 16429 | 1258 | SH |  | SOLE | NONE | 1258 | 0 | 0 |
| SPDR PORTFOLIO HIGH YIELD BOND ETF | PORTFLI HIGH YLD | 78468R606 |  | 5325 | 238 | SH |  | SOLE | NONE | 238 | 0 | 0 |
| NEOGENOMICS INC COM NEW | COM NEW | 64049M209 |  | 2772 | 300 | SH |  | SOLE | NONE | 300 | 0 | 0 |
| STMICROELECTRONICS N V NY REGISTRY | NY REGISTRY | 861012102 |  | 1878 | 52 | SH |  | SOLE | NONE | 52 | 0 | 0 |
| ENBRIDGE INC COM | COM | 29250N105 |  | 10908 | 279 | SH |  | SOLE | NONE | 279 | 0 | 0 |
| ENTEGRIS INC COM | COM | 29362U104 |  | 5968 | 91 | SH |  | SOLE | NONE | 91 | 0 | 0 |
| ISHARES U.S. MEDICAL DEVICES ETF | U.S. MED DVC ETF | 464288810 |  | 88895 | 1691 | SH |  | SOLE | NONE | 1691 | 0 | 0 |
| NVIDIA CORP | COM | 67066G104 |  | 2213478 | 15146 | SH |  | SOLE | NONE | 15146 | 0 | 0 |
| ISHARES TR LEHMAN SHORT TREA BDFD | SHORT TREAS BD | 464288679 |  | 9019155 | 82052 | SH |  | SOLE | NONE | 82052 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO COM | COM | 039483102 |  | 3899 | 42 | SH |  | SOLE | NONE | 42 | 0 | 0 |
| BALL CORP COM | COM | 058498106 |  | 30786 | 602 | SH |  | SOLE | NONE | 602 | 0 | 0 |
| MOSAIC CO | COM | 61945C103 |  | 4440 | 101 | SH |  | SOLE | NONE | 101 | 0 | 0 |
| OWENS CORNING NEW COM | COM | 690742101 |  | 11600 | 136 | SH |  | SOLE | NONE | 136 | 0 | 0 |
| GERON CORP COM | COM | 374163103 |  | 1210 | 500 | SH |  | SOLE | NONE | 500 | 0 | 0 |
| ABBVIE INC COM | COM | 00287Y109 |  | 2307451 | 14277 | SH |  | SOLE | NONE | 14277 | 0 | 0 |
| S GLOBAL INC COM | COM | 78409V104 |  | 21436 | 64 | SH |  | SOLE | NONE | 64 | 0 | 0 |
| MANULIFE FINL CORP COM | COM | 56501R106 |  | 25332 | 1420 | SH |  | SOLE | NONE | 1420 | 0 | 0 |
| USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | COMUNIT LTDPAR | 90290N109 |  | 60210 | 3083 | SH |  | SOLE | NONE | 3083 | 0 | 0 |
| CASEYS GEN STORES INC | COM | 147528103 |  | 76279 | 340 | SH |  | SOLE | NONE | 340 | 0 | 0 |
| VANGUARD TOTAL BOND MARKET ETF | TOTAL BND MRKT | 921937835 |  | 13865 | 193 | SH |  | SOLE | NONE | 193 | 0 | 0 |
| CABOT OIL  GAS CP COM | COM | 127097103 |  | 159876 | 6507 | SH |  | SOLE | NONE | 6507 | 0 | 0 |
| NORWEGIAN CRUISE LINE HLDG LTD SHS | SHS | G66721104 |  | 2313 | 189 | SH |  | SOLE | NONE | 189 | 0 | 0 |
| HARSCO CORP COM | COM | 415864107 |  | 3145 | 500 | SH |  | SOLE | NONE | 500 | 0 | 0 |
| WEST PHARMACEUTICAL SVSC INC COM | COM | 955306105 |  | 14121 | 60 | SH |  | SOLE | NONE | 60 | 0 | 0 |
| INVESCO DYNAMIC LARGE CAP VALUE ETF | DYNMC LRG VALU | 46137V738 |  | 20706 | 440 | SH |  | SOLE | NONE | 440 | 0 | 0 |
| ZOETIS INC CL A | CL A | 98978V103 |  | 63895 | 436 | SH |  | SOLE | NONE | 436 | 0 | 0 |
| ICON PLC SHS | SHS | G4705A100 |  | 13403 | 69 | SH |  | SOLE | NONE | 69 | 0 | 0 |
| INVESCO FINANCIAL PREFERRED ETF | FINL PFD ETF | 46137V621 |  | 1440 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| CLOUGH GLOBAL DIVID  INCOME F COM | COM | 18913Y103 |  | 1600 | 250 | SH |  | SOLE | NONE | 250 | 0 | 0 |
| TRUSTCO BANK CM | COM NEW | 898349204 |  | 12767 | 339 | SH |  | SOLE | NONE | 339 | 0 | 0 |
| ORCHID IS CAP INC COM NEW | COM NEW | 68571X301 |  | 6541 | 623 | SH |  | SOLE | NONE | 623 | 0 | 0 |
| INVESCO KBW PROPERTY  CASUALTY INSURANCE ETF | KBW PPTY CASUT | 46138E586 |  | 308647 | 3586 | SH |  | SOLE | NONE | 3586 | 0 | 0 |
| INVESCO DWA ENERGY MOMENTUM ETF | DWA ENERGY MNT | 46137V878 |  | 424950 | 9830 | SH |  | SOLE | NONE | 9830 | 0 | 0 |
| ISHARES RUSSELL 2000 GROWTH ETF | RUS 2000 GRW ETF | 464287648 |  | 20164 | 94 | SH |  | SOLE | NONE | 94 | 0 | 0 |
| BLACKSTONE INC COM | COM | 09260D107 |  | 23666 | 319 | SH |  | SOLE | NONE | 319 | 0 | 0 |
| SPDR PORTFOLIO MSCI GLOBAL STOCK MARKET ETF | PORTFLI MSCI GBL | 78463X475 |  | 11629 | 249 | SH |  | SOLE | NONE | 249 | 0 | 0 |
| JACOBS SOLUTIONS INC COM | COM | 46982L108 |  | 960 | 8 | SH |  | SOLE | NONE | 8 | 0 | 0 |
| ROCKWELL AUTOMATION INC COM | COM | 773903109 |  | 27302 | 106 | SH |  | SOLE | NONE | 106 | 0 | 0 |
| KNOT OFFSHORE PARTNERS LP COM UNITS | COM UNITS | Y48125101 |  | 18894 | 1962 | SH |  | SOLE | NONE | 1962 | 0 | 0 |
| STRYKER CORP | COM | 863667101 |  | 21759 | 89 | SH |  | SOLE | NONE | 89 | 0 | 0 |
| QUALCOMM INC COM | COM | 747525103 |  | 73549 | 669 | SH |  | SOLE | NONE | 669 | 0 | 0 |
| T-MOBILE US INC COM | COM | 872590104 |  | 11200 | 80 | SH |  | SOLE | NONE | 80 | 0 | 0 |
| GENERAL DYNAMICS CORP COM | COM | 369550108 |  | 110774 | 446 | SH |  | SOLE | NONE | 446 | 0 | 0 |
| RESMED INC COM | COM | 761152107 |  | 6377 | 30 | SH |  | SOLE | NONE | 30 | 0 | 0 |
| INTUITIVE SURGICAL INC. | COM NEW | 46120E602 |  | 34760 | 131 | SH |  | SOLE | NONE | 131 | 0 | 0 |
| DISCOVER FINANCIAL SERVICES LLC | COM | 254709108 |  | 978 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| HAIN CELESTIAL GROUPINC | COM | 405217100 |  | 3236 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| MCDONALDS CORP COM | COM | 580135101 |  | 173139 | 657 | SH |  | SOLE | NONE | 657 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE INC COM | COM | 45866F104 |  | 32008 | 312 | SH |  | SOLE | NONE | 312 | 0 | 0 |
| DOVER CORP COM | COM | 260003108 |  | 1624 | 12 | SH |  | SOLE | NONE | 12 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 153485 | 3221 | SH |  | SOLE | NONE | 3221 | 0 | 0 |
| CAPITAL ONE FINANCIAL CORP | COM | 14040H105 |  | 9045 | 97 | SH |  | SOLE | NONE | 97 | 0 | 0 |
| ARCELOR MITTAL - NY | NY REGISTRY SH | 03938L203 |  | 3723 | 142 | SH |  | SOLE | NONE | 142 | 0 | 0 |
| ADVANCED MICRO DEVICES INC COM | COM | 007903107 |  | 139579 | 2155 | SH |  | SOLE | NONE | 2155 | 0 | 0 |
| FIRST TRUST SENIOR LOAN FUND | SENIOR LN FD | 33738D309 |  | 1694 | 38 | SH |  | SOLE | NONE | 38 | 0 | 0 |
| WISDOMTREE U.S. LARGECAP DIVIDEND FUND | US LARGECAP DIVD | 97717W307 |  | 41506 | 670 | SH |  | SOLE | NONE | 670 | 0 | 0 |
| AT INC COM | COM | 00206R102 |  | 152005 | 8256 | SH |  | SOLE | NONE | 8256 | 0 | 0 |
| ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 |  | 71462 | 817 | SH |  | SOLE | NONE | 817 | 0 | 0 |
| ISHARES DOW JONES US CONSUMER GOODS | US CONSM STAPLES | 464287812 |  | 21744099 | 107230 | SH |  | SOLE | NONE | 106638 | 0 | 592 |
| ISHARES NASDAQ BIOTECHNOLOGY | ISHARES BIOTECH | 464287556 |  | 105163 | 801 | SH |  | SOLE | NONE | 801 | 0 | 0 |
| GENERAL ELECTRIC CO COM NEW | COM NEW | 369604301 |  | 649396 | 7750 | SH |  | SOLE | NONE | 7750 | 0 | 0 |
| ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | IBOXX HI YD ETF | 464288513 |  | 65236 | 886 | SH |  | SOLE | NONE | 886 | 0 | 0 |
| MOTOROLA SOLUTIONS INC COM NEW | COM NEW | 620076307 |  | 2998 | 11 | SH |  | SOLE | NONE | 11 | 0 | 0 |
| UNIVERSAL DISPLAY CORP COM | COM | 91347P105 |  | 6482 | 60 | SH |  | SOLE | NONE | 60 | 0 | 0 |
| ISHARES SEMICONDUCTOR ETF | ISHARES SEMICDTR | 464287523 |  | 107525 | 309 | SH |  | SOLE | NONE | 309 | 0 | 0 |
| ISHARES S NORTH AMER TECH-SOFTWARE | EXPANDED TECH | 464287515 |  | 19981 | 78 | SH |  | SOLE | NONE | 78 | 0 | 0 |
| CNH INDUSTRIAL NV COM EUR0.01 | SHS | N20944109 |  | 546 | 34 | SH |  | SOLE | NONE | 34 | 0 | 0 |
| NETAPP INC | COM | 64110D104 |  | 7683 | 127 | SH |  | SOLE | NONE | 127 | 0 | 0 |
| EMPIRE ST RLTY TR INC CL A | CL A | 292104106 |  | 674 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER | UNIT LTD PARTNER | 226344208 |  | 24356 | 930 | SH |  | SOLE | NONE | 930 | 0 | 0 |
| VEEVA SYS INC CL A COM | CL A COM | 922475108 |  | 806 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| EASTMAN KODAK CO COM NEW | COM NEW | 277461406 |  | 305 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| CHARTER COMMUNICATIONS INC NEW CL A | CL A | 16119P108 |  | 11529 | 34 | SH |  | SOLE | NONE | 34 | 0 | 0 |
| ISHARES DJ US BASIC MATERIALS | U.S. BAS MTL ETF | 464287838 |  | 217973 | 1747 | SH |  | SOLE | NONE | 1747 | 0 | 0 |
| POWERSHARES FTSE RAFI DEV MKTS EX US | FTSE RAFI DEV | 46138E743 |  | 3198 | 77 | SH |  | SOLE | NONE | 77 | 0 | 0 |
| ISHARES S 500 VALUE ETF | S 500 VAL ETF | 464287408 |  | 3046 | 21 | SH |  | SOLE | NONE | 21 | 0 | 0 |
| LULULEMON ATHLETICA INC COM | COM | 550021109 |  | 1601 | 5 | SH |  | SOLE | NONE | 5 | 0 | 0 |
| CHEGG INC COM | COM | 163092109 |  | 1010 | 40 | SH |  | SOLE | NONE | 40 | 0 | 0 |
| ISHARES S 500 GROWTH ETF | S 500 GRWT ETF | 464287309 |  | 19422 | 332 | SH |  | SOLE | NONE | 332 | 0 | 0 |
| ISHARES CORE S 500 ETF | CORE S ETF | 464287200 |  | 25742 | 67 | SH |  | SOLE | NONE | 67 | 0 | 0 |
| ALLEGION PLC | ORD SHS | G0176J109 |  | 4420 | 42 | SH |  | SOLE | NONE | 42 | 0 | 0 |
| CIGNA CORP | COM | 125523100 |  | 87805 | 265 | SH |  | SOLE | NONE | 265 | 0 | 0 |
| ONEOK INC NEW COM | COM | 682680103 |  | 29499 | 449 | SH |  | SOLE | NONE | 449 | 0 | 0 |
| ROSS STORES INC | COM | 778296103 |  | 5571 | 48 | SH |  | SOLE | NONE | 48 | 0 | 0 |
| FLEX LTD ORD | ORD | Y2573F102 |  | 46332 | 2159 | SH |  | SOLE | NONE | 2159 | 0 | 0 |
| RENAISSANCERE HLDGS LTD COM | COM | G7496G103 |  | 1658 | 9 | SH |  | SOLE | NONE | 9 | 0 | 0 |
| AMC ENTMT HLDGS INC CL A COM | CL A COM | 00165C104 |  | 419 | 103 | SH |  | SOLE | NONE | 103 | 0 | 0 |
| WELLS FARGO CO NEW COM | COM | 949746101 |  | 173996 | 4214 | SH |  | SOLE | NONE | 4214 | 0 | 0 |
| VMWARE INC CL A CLASS A | CL A COM | 928563402 |  | 5524 | 45 | SH |  | SOLE | NONE | 45 | 0 | 0 |
| UNION PAC CORP COM | COM | 907818108 |  | 79929 | 386 | SH |  | SOLE | NONE | 386 | 0 | 0 |
| CINTAS CORP COM | COM | 172908105 |  | 20774 | 46 | SH |  | SOLE | NONE | 46 | 0 | 0 |
| ECOLAB INC COM | COM | 278865100 |  | 7132 | 49 | SH |  | SOLE | NONE | 49 | 0 | 0 |
| TRANSOCEAN | REG SHS | H8817H100 |  | 273600 | 60000 | SH |  | SOLE | NONE | 60000 | 0 | 0 |
| ISHARES S U.S. PREFERRED STOCK ETF | PFD AND INCM SEC | 464288687 |  | 4945 | 162 | SH |  | SOLE | NONE | 162 | 0 | 0 |
| SALESFORCE COM | COM | 79466L302 |  | 30760 | 232 | SH |  | SOLE | NONE | 232 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 |  | 1434 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| MCCORMICK  CO INC COM NON VTG | COM NON VTG | 579780206 |  | 11024 | 133 | SH |  | SOLE | NONE | 133 | 0 | 0 |
| PITNEY BOWES INC COM | COM | 724479100 |  | 684 | 180 | SH |  | SOLE | NONE | 180 | 0 | 0 |
| NORTHROP GRUMMAN CORP COM | COM | 666807102 |  | 52736 | 96 | SH |  | SOLE | NONE | 96 | 0 | 0 |
| DARDEN RESTAURANTS INC COM | COM | 237194105 |  | 1383 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| IDEXX LABS INC | COM | 45168D104 |  | 13462 | 33 | SH |  | SOLE | NONE | 33 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC COM | COM | 883556102 |  | 252604 | 458 | SH |  | SOLE | NONE | 458 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 2482025 | 5101 | SH |  | SOLE | NONE | 5101 | 0 | 0 |
| INVESCO S 500 EQUAL WEIGHT INDUSTRIALS ETF | S EQL IND | 46137V324 |  | 21927 | 123 | SH |  | SOLE | NONE | 123 | 0 | 0 |
| JPMORGAN CHASE  CO COM | COM | 46625H100 |  | 625710 | 4666 | SH |  | SOLE | NONE | 4666 | 0 | 0 |
| STEWART INFORMATION SVCS CORP COM | COM | 860372101 |  | 470 | 11 | SH |  | SOLE | NONE | 11 | 0 | 0 |
| SPDR PORTFOLIO EMERGING MARKETS ETF | PORTFOLIO EMG MK | 78463X509 |  | 7649 | 232 | SH |  | SOLE | NONE | 232 | 0 | 0 |
| MONOLITHIC PWR SYS INC COM | COM | 609839105 |  | 17680 | 50 | SH |  | SOLE | NONE | 50 | 0 | 0 |
| CHEVRON CORP NEW COM | COM | 166764100 |  | 586932 | 3270 | SH |  | SOLE | NONE | 3270 | 0 | 0 |
| CONOCOPHILLIPS COM | COM | 20825C104 |  | 99944 | 846 | SH |  | SOLE | NONE | 846 | 0 | 0 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | VAN FTSE DEV MKT | 921943858 |  | 3315 | 79 | SH |  | SOLE | NONE | 79 | 0 | 0 |
| DANAHER CORP | COM | 235851102 |  | 72815 | 274 | SH |  | SOLE | NONE | 274 | 0 | 0 |
| KRATOS DEFENSE  SECSOLUTIONS COM | COM NEW | 50077B207 |  | 526 | 51 | SH |  | SOLE | NONE | 51 | 0 | 0 |
| ICAHN ENTERPRISES LP DEPOSITARY UNIT | DEPOSITARY UNIT | 451100101 |  | 7546 | 149 | SH |  | SOLE | NONE | 149 | 0 | 0 |
| TJX COS INC NEW COM | COM | 872540109 |  | 34626 | 435 | SH |  | SOLE | NONE | 435 | 0 | 0 |
| BANK AMERICA CORP COM | COM | 060505104 |  | 82578 | 2493 | SH |  | SOLE | NONE | 2493 | 0 | 0 |
| NUVEEN N Y MUN VALUE FD COM | COM | 67062M105 |  | 24639 | 2983 | SH |  | SOLE | NONE | 2983 | 0 | 0 |
| INVESCO S 500 PURE GROWTH ETF | S PUR GWT | 46137V266 |  | 18951 | 125 | SH |  | SOLE | NONE | 125 | 0 | 0 |
| BLACKROCK CORPORATE HIGH YIELD FD VI INC | COM | 09255P107 |  | 2823 | 323 | SH |  | SOLE | NONE | 323 | 0 | 0 |
| SPDR SER TR S DIVID ETF | S DIVID ETF | 78464A763 |  | 25022 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| WALMART INC COM | COM | 931142103 |  | 275845 | 1945 | SH |  | SOLE | NONE | 1945 | 0 | 0 |
| NUVEEN N Y SELECT TAX FREE INC SH BEN INT | SH BEN INT | 67063V104 |  | 26309 | 2270 | SH |  | SOLE | NONE | 2270 | 0 | 0 |
| INTL BUSINESS MACHINES | COM | 459200101 |  | 73776 | 523 | SH |  | SOLE | NONE | 523 | 0 | 0 |
| ORACLE CORPORATION | COM | 68389X105 |  | 87238 | 1067 | SH |  | SOLE | NONE | 1067 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP COM | COM | 75513E101 |  | 232620 | 2305 | SH |  | SOLE | NONE | 2305 | 0 | 0 |
| VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 |  | 38746 | 994 | SH |  | SOLE | NONE | 994 | 0 | 0 |
| TEXAS INSTRS INC COM | COM | 882508104 |  | 1321 | 8 | SH |  | SOLE | NONE | 8 | 0 | 0 |
| TARGET CORP COM | COM | 87612E106 |  | 43788 | 293 | SH |  | SOLE | NONE | 293 | 0 | 0 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | HIGH DIV YLD | 921946406 |  | 201703 | 1864 | SH |  | SOLE | NONE | 1864 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | SPONSORED ADS | 881624209 |  | 1814 | 199 | SH |  | SOLE | NONE | 199 | 0 | 0 |
| FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF | DORSEY WRT 5 ETF | 33738R605 |  | 709415 | 15239 | SH |  | SOLE | NONE | 15239 | 0 | 0 |
| PFIZER INC COM | COM | 717081103 |  | 120414 | 2350 | SH |  | SOLE | NONE | 2350 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 9522 | 112 | SH |  | SOLE | NONE | 112 | 0 | 0 |
| 3M CO COM | COM | 88579Y101 |  | 184588 | 1539 | SH |  | SOLE | NONE | 1539 | 0 | 0 |
| KLA-TENCOR CORP | COM NEW | 482480100 |  | 2030740 | 5386 | SH |  | SOLE | NONE | 5386 | 0 | 0 |
| HP INC COM | COM | 40434L105 |  | 1280 | 47 | SH |  | SOLE | NONE | 47 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 50507 | 588 | SH |  | SOLE | NONE | 588 | 0 | 0 |
| CATERPILLAR INC COM | COM | 149123101 |  | 181401 | 757 | SH |  | SOLE | NONE | 757 | 0 | 0 |
| ALPHABET INC CAP STK CL C | CAP STK CL C | 02079K107 |  | 90504 | 1020 | SH |  | SOLE | NONE | 1020 | 0 | 0 |
| AMERICAN EXPRESS CO COM | COM | 025816109 |  | 37824 | 256 | SH |  | SOLE | NONE | 256 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 84044 | 320 | SH |  | SOLE | NONE | 320 | 0 | 0 |
| OTIS WORLDWIDE CORP COM | COM | 68902V107 |  | 9788 | 125 | SH |  | SOLE | NONE | 125 | 0 | 0 |
| ANALOG DEVICES INC COM | COM | 032654105 |  | 17879 | 109 | SH |  | SOLE | NONE | 109 | 0 | 0 |
| PAYCOM SOFTWARE INC COM | COM | 70432V102 |  | 1241 | 4 | SH |  | SOLE | NONE | 4 | 0 | 0 |
| FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX | NY ARCA BIOTECH | 33733E203 |  | 2928 | 19 | SH |  | SOLE | NONE | 19 | 0 | 0 |
| INVESCO DYNAMIC PHARMACEUTICALS ETF | DYNMC PHRMCTLS | 46137V662 |  | 2829 | 36 | SH |  | SOLE | NONE | 36 | 0 | 0 |
| FIVE9 INC COM | COM | 338307101 |  | 4885 | 72 | SH |  | SOLE | NONE | 72 | 0 | 0 |
| HUMANA INC COM | COM | 444859102 |  | 10243 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| DORIAN LPG LTD SHS USD | SHS USD | Y2106R110 |  | 22607 | 1193 | SH |  | SOLE | NONE | 1193 | 0 | 0 |
| POWERSHARES FTSE RAFI EMERGING MARKETS | FTSE RAFI EMNG | 46138E727 |  | 2484 | 141 | SH |  | SOLE | NONE | 141 | 0 | 0 |
| INVESCO S 500 PURE VALUE ETF | S PUR VAL | 46137V258 |  | 311764 | 3998 | SH |  | SOLE | NONE | 3998 | 0 | 0 |
| WILLIAMS COS INC COM | COM | 969457100 |  | 75088 | 2282 | SH |  | SOLE | NONE | 2282 | 0 | 0 |
| UNITED STATES STL CORP | COM | 912909108 |  | 15030 | 600 | SH |  | SOLE | NONE | 600 | 0 | 0 |
| GLOBAL PARTNERS LP COM UNITS | COM UNITS | 37946R109 |  | 24373 | 701 | SH |  | SOLE | NONE | 701 | 0 | 0 |
| INVESCO DWA CONSUMER STAPLES MOMENTUM ETF | DWA STAPLES | 46137V886 |  | 2149 | 26 | SH |  | SOLE | NONE | 26 | 0 | 0 |
| CANADIAN NATIONAL RAILWAY CO | COM | 136375102 |  | 10699 | 90 | SH |  | SOLE | NONE | 90 | 0 | 0 |
| ISHARES CORE S US VALUE ETF | CORE S US VLU | 464287663 |  | 4750 | 67 | SH |  | SOLE | NONE | 67 | 0 | 0 |
| ISHARES DJ US CONSUMER SERVICES | US CONSUM DISCRE | 464287580 |  | 3095 | 54 | SH |  | SOLE | NONE | 54 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 8462 | 10 | SH |  | SOLE | NONE | 10 | 0 | 0 |
| CHIMERA INVT CORP COM NEW | COM NEW | 16934Q208 |  | 825 | 150 | SH |  | SOLE | NONE | 150 | 0 | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 |  | 70306 | 463 | SH |  | SOLE | NONE | 463 | 0 | 0 |
| FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM | FNF GROUP COM | 31620R303 |  | 7486 | 199 | SH |  | SOLE | NONE | 199 | 0 | 0 |
| GLOBAL X NASDAQ 100 COVERED CALL ETF | NASDAQ 100 COVER | 37954Y483 |  | 4773 | 300 | SH |  | SOLE | NONE | 300 | 0 | 0 |
| ISHARES AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 |  | 10668 | 110 | SH |  | SOLE | NONE | 110 | 0 | 0 |
| ISHARES INTEREST RATE HEDGED HIGH YIELD BOND ETF | IT RT HDG HGYL | 46431W606 |  | 7429449 | 90592 | SH |  | SOLE | NONE | 90347 | 0 | 245 |
| SPDR PORTFOLIO S 500 ETF | PORTFOLIO S | 78464A854 |  | 325 | 7 | SH |  | SOLE | NONE | 7 | 0 | 0 |
| SYNCHRONY FINANCIAL COM | COM | 87165B103 |  | 3286 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| EATON CORP PLC SHS | SHS | G29183103 |  | 46430 | 295 | SH |  | SOLE | NONE | 295 | 0 | 0 |
| ISHARES TR DOW JONESUS BROKER DEALERS INDEX FD | US BR DEL SE ETF | 464288794 |  | 110549 | 1150 | SH |  | SOLE | NONE | 1150 | 0 | 0 |
| AXON ENTERPRISE INC COM | COM | 05464C101 |  | 82965 | 500 | SH |  | SOLE | NONE | 500 | 0 | 0 |
| BROOKFIELD INFRAST PARTNERS LP LP INT UNIT | LP INT UNIT | G16252101 |  | 15711 | 507 | SH |  | SOLE | NONE | 507 | 0 | 0 |
| ISHARES U.S. INSURANCE ETF | U.S. INSRNCE ETF | 464288786 |  | 11779083 | 128874 | SH |  | SOLE | NONE | 127961 | 0 | 913 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | SPONSORED ADS | 01609W102 |  | 5285 | 60 | SH |  | SOLE | NONE | 60 | 0 | 0 |
| WAYFAIR INC CL A | CL A | 94419L101 |  | 1644 | 50 | SH |  | SOLE | NONE | 50 | 0 | 0 |
| NATURAL HEALTH TRENDS CORP COM | COM | 63888P406 |  | 680 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| CROSSAMERICA PARTNERS LP UT LTD PTN INT | UT LTD PTN INT | 22758A105 |  | 3966 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| USD PARTNERS LP COM UT REP LTD | COM UT REP LTD | 903318103 |  | 21225 | 6717 | SH |  | SOLE | NONE | 6717 | 0 | 0 |
| HUBSPOT INC COM | COM | 443573100 |  | 5204 | 18 | SH |  | SOLE | NONE | 18 | 0 | 0 |
| KEYSIGHT TECHNOLOGIES INC COM | COM | 49338L103 |  | 23094 | 135 | SH |  | SOLE | NONE | 135 | 0 | 0 |
| MV OIL TR TR UNITS | TR UNITS | 553859109 |  | 6042 | 370 | SH |  | SOLE | NONE | 370 | 0 | 0 |
| ANTERO MIDSTREAM CORP COM | COM | 03676B102 |  | 31032 | 2876 | SH |  | SOLE | NONE | 2876 | 0 | 0 |
| PLUG PWR INC | COM NEW | 72919P202 |  | 223748 | 18088 | SH |  | SOLE | NONE | 18088 | 0 | 0 |
| CRACKER BARREL INC | COM | 22410J106 |  | 6999 | 73 | SH |  | SOLE | NONE | 73 | 0 | 0 |
| CIENA CORP COM NEW | COM NEW | 171779309 |  | 16517 | 324 | SH |  | SOLE | NONE | 324 | 0 | 0 |
| COMMUNITY BK SYS INC COM | COM | 203607106 |  | 24424 | 388 | SH |  | SOLE | NONE | 388 | 0 | 0 |
| DELTA AIR LINES INC DEL CMN | COM NEW | 247361702 |  | 65720 | 2000 | SH |  | SOLE | NONE | 2000 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC SHS USD | SHS USD | G50871105 |  | 10355 | 65 | SH |  | SOLE | NONE | 65 | 0 | 0 |
| EMCOR GROUP INC COM | COM | 29084Q100 |  | 1629 | 11 | SH |  | SOLE | NONE | 11 | 0 | 0 |
| FLUOR CORP | COM | 343412102 |  | 15597 | 450 | SH |  | SOLE | NONE | 450 | 0 | 0 |
| GARTNER INC CL A | COM | 366651107 |  | 211768 | 630 | SH |  | SOLE | NONE | 630 | 0 | 0 |
| SPDR PORTFOLIO S 500 GROWTH ETF | PRTFLO S GW | 78464A409 |  | 9817 | 193 | SH |  | SOLE | NONE | 193 | 0 | 0 |
| LAM RESEARCH CORP | COM | 512807108 |  | 1270 | 3 | SH |  | SOLE | NONE | 3 | 0 | 0 |
| FIRST TRUST WATER ETF | WTR ETF | 33733B100 |  | 3095 | 39 | SH |  | SOLE | NONE | 39 | 0 | 0 |
| SPDR PORTFOLIO S 500 VALUE ETF | PRTFLO S VL | 78464A508 |  | 22878 | 588 | SH |  | SOLE | NONE | 588 | 0 | 0 |
| FIRST TRUST LONG/SHORT EQUITY ETF | LNG/SHT EQUITY | 33739P103 |  | 212242 | 4343 | SH |  | SOLE | NONE | 4343 | 0 | 0 |
| NRG ENERGY INC COM NEW | COM NEW | 629377508 |  | 52057 | 1636 | SH |  | SOLE | NONE | 1636 | 0 | 0 |
| NUCOR CORP COM | COM | 670346105 |  | 32178 | 244 | SH |  | SOLE | NONE | 244 | 0 | 0 |
| PARKER-HANNIFIN CORP COM | COM | 701094104 |  | 1746 | 6 | SH |  | SOLE | NONE | 6 | 0 | 0 |
| MAG SILVER CORP COM | COM | 55903Q104 |  | 78150 | 5000 | SH |  | SOLE | NONE | 5000 | 0 | 0 |
| POWERSHARES EXCHANGETRADED FD TR DYNAMICFOOD  BEVERAGE | DYNMC FOOD BEV | 46137V753 |  | 291931 | 6395 | SH |  | SOLE | NONE | 6395 | 0 | 0 |
| INVESCO S 500 EQUAL WEIGHT TECHNOLOGY ETF | S EQL TEC | 46137V282 |  | 33774 | 139 | SH |  | SOLE | NONE | 139 | 0 | 0 |
| ROPER INDUSTRIES INC | COM | 776696106 |  | 11666 | 27 | SH |  | SOLE | NONE | 27 | 0 | 0 |
| SYNOPSYS INC COM | COM | 871607107 |  | 1277 | 4 | SH |  | SOLE | NONE | 4 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 |  | 77344 | 1074 | SH |  | SOLE | NONE | 1074 | 0 | 0 |
| ISHARES S GLOBAL ENERGY | GLOBAL ENERG ETF | 464287341 |  | 2924 | 75 | SH |  | SOLE | NONE | 75 | 0 | 0 |
| BARRICK GOLD CORP F | COM | 067901108 |  | 8590 | 500 | SH |  | SOLE | NONE | 500 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 4107 | 64 | SH |  | SOLE | NONE | 64 | 0 | 0 |
| VISTA OUTDOOR INC COM | COM | 928377100 |  | 511 | 21 | SH |  | SOLE | NONE | 21 | 0 | 0 |
| ALTRIA GROUP INC COM | COM | 02209S103 |  | 60200 | 1317 | SH |  | SOLE | NONE | 1317 | 0 | 0 |
| DOMINION RESOURCES INC | COM | 25746U109 |  | 7174 | 117 | SH |  | SOLE | NONE | 117 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 6739 | 149 | SH |  | SOLE | NONE | 149 | 0 | 0 |
| AMERICAN WTR WKS CO INC NEW COM | COM | 030420103 |  | 73923 | 485 | SH |  | SOLE | NONE | 485 | 0 | 0 |
| 3D SYSTEMS CORPORATION | COM NEW | 88554D205 |  | 740 | 100 | SH |  | SOLE | NONE | 100 | 0 | 0 |
| CORNERSTONE STRATEGIC VALUE FD COM | COM | 21924B302 |  | 14040 | 1905 | SH |  | SOLE | NONE | 1905 | 0 | 0 |
| FIRST TRUST NATURAL GAS ETF | NAT GAS ETF | 33733E807 |  | 3137 | 128 | SH |  | SOLE | NONE | 128 | 0 | 0 |
| CADENCE DESIGN SYSTEM INC COM | COM | 127387108 |  | 2059886 | 12823 | SH |  | SOLE | NONE | 12823 | 0 | 0 |
| VIRTUS INVESTMENT PARTNERS INC. | COM | 92828Q109 |  | 765 | 4 | SH |  | SOLE | NONE | 4 | 0 | 0 |
| EXXON MOBIL CORP COM | COM | 30231G102 |  | 677949 | 6146 | SH |  | SOLE | NONE | 6146 | 0 | 0 |
| UNITEDHEALTH GROUP | COM | 91324P102 |  | 1448451 | 2732 | SH |  | SOLE | NONE | 2732 | 0 | 0 |
| TRAVELERS COMPANIES INC COM | COM | 89417E109 |  | 81575 | 435 | SH |  | SOLE | NONE | 435 | 0 | 0 |
| LOWES COS INC COM | COM | 548661107 |  | 10839 | 54 | SH |  | SOLE | NONE | 54 | 0 | 0 |
| INVESCO DWA FINANCIAL MOMENTUM ETF | DWA FINL MUMT | 46137V860 |  | 2118 | 52 | SH |  | SOLE | NONE | 52 | 0 | 0 |
| ON SEMICONDUCTOR CORP COM | COM | 682189105 |  | 42411 | 680 | SH |  | SOLE | NONE | 680 | 0 | 0 |
| DEERE  CO COM | COM | 244199105 |  | 51879 | 121 | SH |  | SOLE | NONE | 121 | 0 | 0 |
| UNITY SOFTWARE INC COM | COM | 91332U101 |  | 714 | 25 | SH |  | SOLE | NONE | 25 | 0 | 0 |
| ETSY INC COM | COM | 29786A106 |  | 2395 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| PATTERSON DENTAL CO | COM | 703395103 |  | 16818 | 600 | SH |  | SOLE | NONE | 600 | 0 | 0 |
| COLGATE PALMOLIVE CO COM | COM | 194162103 |  | 15758 | 200 | SH |  | SOLE | NONE | 200 | 0 | 0 |
| COLLEGIUM PHARMACEUTICAL INC COM | COM | 19459J104 |  | 15776 | 680 | SH |  | SOLE | NONE | 680 | 0 | 0 |
| FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | SHS | 33734H106 |  | 37914 | 950 | SH |  | SOLE | NONE | 950 | 0 | 0 |
| AMERICAN INTL GROUP INC COM NEW | COM NEW | 026874784 |  | 39208 | 620 | SH |  | SOLE | NONE | 620 | 0 | 0 |
| BAOZUN INC SPONSORED ADR | SPONSORED ADR | 06684L103 |  | 450 | 85 | SH |  | SOLE | NONE | 85 | 0 | 0 |
| SHOPIFY INC CL A | CL A | 82509L107 |  | 12495 | 360 | SH |  | SOLE | NONE | 360 | 0 | 0 |
| ISHARES U.S. UTILITIES ETF | U.S. UTILITS ETF | 464287697 |  | 12018069 | 138873 | SH |  | SOLE | NONE | 138095 | 0 | 778 |
| UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 |  | 17554 | 249 | SH |  | SOLE | NONE | 249 | 0 | 0 |
| TOPBUILD CORP COM | COM | 89055F103 |  | 10954 | 70 | SH |  | SOLE | NONE | 70 | 0 | 0 |
| CHEMOURS CO COM | COM | 163851108 |  | 3582 | 117 | SH |  | SOLE | NONE | 117 | 0 | 0 |
| NOVO-NORDISK A S ADR | ADR | 670100205 |  | 48316 | 357 | SH |  | SOLE | NONE | 357 | 0 | 0 |
| BIO RAD LABS INC CL A | CL A | 090572207 |  | 14717 | 35 | SH |  | SOLE | NONE | 35 | 0 | 0 |
| ALARM COM HLDGS INC COM | COM | 011642105 |  | 1731 | 35 | SH |  | SOLE | NONE | 35 | 0 | 0 |
| TELADOC HEALTH INC COM | COM | 87918A105 |  | 1182 | 50 | SH |  | SOLE | NONE | 50 | 0 | 0 |
| KRAFT HEINZ CO COM | COM | 500754106 |  | 19540 | 480 | SH |  | SOLE | NONE | 480 | 0 | 0 |
| PAYPAL HLDGS INC COM | COM | 70450Y103 |  | 23431 | 329 | SH |  | SOLE | NONE | 329 | 0 | 0 |
| CHARLES SCHWAB CORP | COM | 808513105 |  | 101410 | 1218 | SH |  | SOLE | NONE | 1218 | 0 | 0 |
| ACTIVISION INC | COM | 00507V109 |  | 5205 | 68 | SH |  | SOLE | NONE | 68 | 0 | 0 |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | PORTFOLIO DEVLPD | 78463X889 |  | 6698 | 225 | SH |  | SOLE | NONE | 225 | 0 | 0 |
| CROWN CASTLE INTL CORP | COM | 22822V101 |  | 77721 | 573 | SH |  | SOLE | NONE | 573 | 0 | 0 |
| LUMENTUM HLDGS INC COM | COM | 55024U109 |  | 15233 | 292 | SH |  | SOLE | NONE | 292 | 0 | 0 |
| AUTOZONE INC COM | COM | 053332102 |  | 66586 | 27 | SH |  | SOLE | NONE | 27 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 21967 | 31 | SH |  | SOLE | NONE | 31 | 0 | 0 |
| CBRE GROUP INC A | CL A | 12504L109 |  | 43482 | 565 | SH |  | SOLE | NONE | 565 | 0 | 0 |
| ISHARES CORE S MID CAP ETF | CORE S MCP ETF | 464287507 |  | 1451 | 6 | SH |  | SOLE | NONE | 6 | 0 | 0 |
| ISHARES GLOBAL CLEAN ENERGY ETF | GL CLEAN ENE ETF | 464288224 |  | 1091 | 55 | SH |  | SOLE | NONE | 55 | 0 | 0 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | OPTIMUM YIELD | 46090F100 |  | 2527 | 171 | SH |  | SOLE | NONE | 171 | 0 | 0 |
| RYDEX S EQUAL WEIGHT HEALTH CARE | S EQL HLT | 46137V332 |  | 23417 | 81 | SH |  | SOLE | NONE | 81 | 0 | 0 |
| AXOS FINANCIAL INC COM | COM | 05465C100 |  | 764 | 20 | SH |  | SOLE | NONE | 20 | 0 | 0 |
| ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 |  | 9583 | 146 | SH |  | SOLE | NONE | 146 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1676739 | 12904 | SH |  | SOLE | NONE | 12904 | 0 | 0 |
| GSK PLC SPONSORED ADR | SPONSORED ADR | 37733W204 |  | 2284 | 65 | SH |  | SOLE | NONE | 65 | 0 | 0 |
| ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 |  | 5461145 | 218184 | SH |  | SOLE | NONE | 217360 | 0 | 824 |
| ISHARES IBONDS DEC 2024 TERM CORPORATE ETF | IBONDS DEC24 ETF | 46434VBG4 |  | 5443047 | 222893 | SH |  | SOLE | NONE | 222059 | 0 | 834 |
| ABBOTT LABS COM | COM | 002824100 |  | 132406 | 1206 | SH |  | SOLE | NONE | 1206 | 0 | 0 |
| DISNEY WALT CO COM | COM | 254687106 |  | 105249 | 1211 | SH |  | SOLE | NONE | 1211 | 0 | 0 |
| VANGUARD TOTAL WORLD STOCK ETF | TT WRLD ST ETF | 922042742 |  | 2671 | 31 | SH |  | SOLE | NONE | 31 | 0 | 0 |
| ISHARES RUSSELL 1000 ETF | RUS 1000 ETF | 464287622 |  | 10315 | 49 | SH |  | SOLE | NONE | 49 | 0 | 0 |
| ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 |  | 44888 | 296 | SH |  | SOLE | NONE | 296 | 0 | 0 |

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