# EDGAR Filing Document

**Accession Number:** 0001004724
**File Stem:** 0001493152-23-005997
**Filing Date:** 2023-2
**Character Count:** 7742
**Document Hash:** d2f86ca2a2ffcb356959dcf381e6f7f7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-005997.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001493152-23-005997

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20230221

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGIONAL HEALTH PROPERTIES, INC
- **CENTRAL INDEX KEY:** 0001004724
- **STANDARD INDUSTRIAL CLASSIFICATION:** LESSORS OF REAL PROPERTY, NEC [6519]
- **IRS NUMBER:** 815166048
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33135
- **FILM NUMBER:** 23667626

**BUSINESS ADDRESS:**
- **STREET 1:** 454 SATELLITE BLVD
- **STREET 2:** SUITE 100
- **CITY:** SUWANEE
- **STATE:** GA
- **ZIP:** 30024
- **BUSINESS PHONE:** 678-869-5116

**MAIL ADDRESS:**
- **STREET 1:** 454 SATELLITE BLVD
- **STREET 2:** SUITE 100
- **CITY:** SUWANEE
- **STATE:** GA
- **ZIP:** 30024

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ADCARE HEALTH SYSTEMS, INC
- **DATE OF NAME CHANGE:** 20130530

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ADCARE HEALTH SYSTEMS INC
- **DATE OF NAME CHANGE:** 19951208

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

**Date of report (Date of earliest event reported): February 21, 2023**

**Regional Health Properties, Inc.**

**(Exact Name of Registrant as Specified in Charter)**

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| | | |
|:---|:---|:---|
| **Georgia** | **001-33135** | **81-5166048** |
| **(State or Other Jurisdiction of**<br> **Incorporation)** | **(Commission**<br> **File Number)** | **(I.R.S. Employer**<br> **Identification No.)** |

---

**454 Satellite Boulevard, NW**

**Suite 100**

**Suwanee, Georgia 30024**

**(Address of Principal Executive Offices, and Zip Code)**

**(678) 869-5116**

**(Registrant's telephone number, including area code)**

**Not applicable.**

**(Former Name or Former Address, if Changed Since Last Report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<u>see</u> General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, no par value | RHE | NYSE American |
| 10.875% Series A Cumulative Redeemable Preferred Stock, no par value | RHE-PA | NYSE American |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 8.01.** | **Other Events.** |

---

On January 6, 2023, Regional Health Properties, Inc. (the "Company"), announced that it received a letter on January 3, 2023 from NYSE American (the "Exchange"), wherein the Exchange advised that the Company was not in compliance with its continued listing standard set forth in Section 704 of the NYSE American Company Guide as the Company did not hold an annual meeting of shareholders for the fiscal year ended December 31, 2021 (the "2022 Annual Meeting") by December 31, 2022. Subsequently, the Company held its 2022 Annual Meeting on February 14, 2023.

On February 24, 2023, the Company announced that it had received a letter on February 21, 2023 from the Exchange, wherein the Exchange advised that the Company had regained compliance with its continued listing standard set forth in Section 704 of the NYSE American Company Guide. As a result, effective February 22, 2023, the Below Compliance ("BC") indicator ceased to be disseminated for the Company. The Company was removed from the list of issuers noncompliant with NYSE American corporate governance listing standards posted on https://www.nyse.com/regulation/noncompliant-issuers and the BC indicator was removed from the profile, data and news pages of the Company's security.

A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.

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| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits.** |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit**<br> **Number** | **Description** |
| 99.1 | [Press Release dated February 24, 2023](ex99-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  |  | **REGIONAL HEALTH PROPERTIES, INC.** |
| Date: | February 24, 2023 | */s/ Brent Morrison* |
|  |  | Brent Morrison |
|  |  | Chief Executive Officer and President |

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## Exhibit 99.1

**Exhibit 99.1**

**Regional Health Properties, Inc. Regains Compliance with NYSE American Continued Listing Standards**

ATLANTA, GA, February 24, 2023 — Regional Health Properties, Inc. (the "Company," "we," "us" or "our") (NYSE American: RHE) (NYSE American: RHE-PA) announced today that the Company received a notice from the NYSE American LLC (the "Exchange") on February 21, 2023 that the Company has regained compliance with the continued listing standard set forth in Section 704 of the NYSE American Company Guide. Specifically, the Company has resolved the continued listing deficiency with respect to its failure to hold an annual meeting of shareholders for the fiscal year ended December 31, 2021.

In the notification, the Exchange informed the Company that the below compliance ("BC") indicator ceased to be disseminated on February 22, 2023. The Company was removed from the list of issuers noncompliant with NYSE American corporate governance listing standards posted on <u>https://www.nyse.com/regulation/noncompliant-issuers</u> and the BC indicator was removed from the profile, data and news pages of the Company's security.

**About Regional Health Properties**

Regional Health Properties, Inc., a Georgia corporation, is a self-managed healthcare real estate investment company that invests primarily in real estate purposed for senior living and long-term care. For more information, visit <u>www.regionalhealthproperties.com</u>.

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| | |
|:---|:---|
| **Company Contact** | **Investor Relations** |
| <br> Brent Morrison, CFA | <br> Brett Maas |
| Chief Executive Officer & President | Managing Partner |
| Regional Health Properties, Inc. | Hayden IR |
| Tel (678) 368-4402 | Tel (646) 536-7331 |
| <u>Brent.morrison@regionalhealthproperties.com</u> | <u>brett@haydenir.com</u> |

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