# EDGAR Filing Document

**Accession Number:** 0001820886
**File Stem:** 0001567619-23-002633
**Filing Date:** 2023-2
**Character Count:** 6098
**Document Hash:** ef927dc440de44163fdb062fa5ea531b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001567619-23-002633.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001567619-23-002633

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Chadwick Suzanne Marie
- **CENTRAL INDEX KEY:** 0001820886

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-23575
- **FILM NUMBER:** 23620996

**MAIL ADDRESS:**
- **STREET 1:** 2825 PANAMA DRIVE
- **CITY:** OXNARD
- **STATE:** CA
- **ZIP:** 93035
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COMMUNITY WEST BANCSHARES /
- **CENTRAL INDEX KEY:** 0001051343
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 770446957
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 445 PINE AVE
- **CITY:** GOLETA
- **STATE:** CA
- **ZIP:** 93117
- **BUSINESS PHONE:** 8056925821

**MAIL ADDRESS:**
- **STREET 1:** 445 PINE AVE
- **CITY:** GOLETA
- **STATE:** CA
- **ZIP:** 93117

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Chadwick Suzanne Marie<br><sub>(Last) (First) (Middle)</sub><br>445 PINE AVENUE<br><sub>(Street)</sub><br>GOLETA, CA 93117<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_CWB Bank Director_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>COMMUNITY WEST BANCSHARES / [ CWBC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2020-09-01 |  | P | V | 0.8206 | A | $8.225 | 730.821 | D |  |
| Common Stock | 2020-12-01 |  | P | V | 0.8775 | A | $8.592 | 731.698 | D |  |
| Common Stock | 2021-03-01 |  | P | V | 0.8882 | A | $10.24 | 732.586 | D |  |
| Common Stock | 2021-06-02 |  | P | V | 0.8265 | A | $12.92 | 733.413 | D |  |
| Common Stock | 2021-09-01 |  | P | V | 0.7943 | A | $13.52 | 734.207 | D |  |
| Common Stock | 2021-12-01 |  | P | V | 0.985 | A | $13.08 | 735.192 | D |  |
| Common Stock | 2022-03-01 |  | P | V | 3.6046 | A | $13.69 | 738.797 | D |  |
| Common Stock | 2022-06-01 |  | P | V | 3.8812 | A | $13.69 | 742.678 | D |  |
| Common Stock | 2022-09-01 |  | P | V | 3.9226 | A | $14.19 | 746.601 | D |  |
| Common Stock | 2022-12-01 |  | P | V | 3.7516 | A | $14.92 | 750.352 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

**Signature:** Nadia Young for Suzanne M. Chadwick  
**Date:** 2023-02-13

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**