# EDGAR Filing Document

**Accession Number:** 0001831313
**File Stem:** 0001829126-23-002190
**Filing Date:** 2023-3
**Character Count:** 5647
**Document Hash:** a819234ba3cde869eee82e25dd871bca
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001829126-23-002190.hdr.sgml**: 20230322

**ACCESSION NUMBER**: 0001829126-23-002190

**CONFORMED SUBMISSION TYPE**: 8-A12B

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230322

**DATE AS OF CHANGE**: 20230322

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Engine No. 1 ETF Trust
- **CENTRAL INDEX KEY:** 0001831313
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** 8-A12B
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40520
- **FILM NUMBER:** 23753647

**BUSINESS ADDRESS:**
- **STREET 1:** 850 NEW BURTON ROAD, SUITE 201
- **CITY:** DOVER
- **STATE:** DE
- **ZIP:** 19904
- **BUSINESS PHONE:** (212) 756-2000

**MAIL ADDRESS:**
- **STREET 1:** 850 NEW BURTON ROAD, SUITE 201
- **CITY:** DOVER
- **STATE:** DE
- **ZIP:** 19904

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Deer Lane ETF Trust
- **DATE OF NAME CHANGE:** 20201104

**FORM 8-A**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES**

**PURSUANT TO SECTION 12(b) OR (g) OF**

**THE SECURITIES EXCHANGE ACT OF 1934**

**ENGINE NO. 1 ETF TRUST**

(Exact name of registrant as specified in its charter)

---

| | |
|:---|:---|
| **State of Delaware** | **See below** |
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
| **c/o Brown Brothers Harriman & Co.**<br> **50 Post Office Square**<br> **Boston, MA**  | **02110-1548** |
| (Address of Principal Executive Offices) | (Zip Code) |

---

**Securities to be registered pursuant to Section 12(b) of the Act:**

---

| | | |
|:---|:---|:---|
| Title of Each Class<br> to be so Registered | Name of the Exchange on which<br> Each Class is to be so Registered | I.R.S. Employer<br> Identification Number |
| **Shares of beneficial interest, no par value per share, of:**<br> **Engine No. 1 Transform Scarcity ETF** | **Cboe BZX Exchange, Inc.** | **92-3000771** |

---

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-249926

Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.

**INFORMATION REQUIRED IN REGISTRATION STATEMENT**

**Item 1. Description of Registrant's Securities to be Registered.**

A description of the shares of beneficial interest, no par value, of Engine No. 1 Transform Scarcity ETF, a series of Engine No. 1 ETF Trust (the "Registrant"), is incorporated by reference to Post-Effective Amendment No. 15 to the Registrant's registration statement on Form N-1A (the "Registration Statement"), filed with the Securities and Exchange Commission on March 22, 2023 (Files Nos. 333-249926; 811-23617). Any form of supplement to the Registration Statement that is subsequently filed is hereby also incorporated by reference herein.

**Item 2. Exhibits.**

[1.](http://www.sec.gov/Archives/edgar/data/1831313/000110465920122525/tm2035092d1_ex99-a1a.htm) [Certificate of Trust dated October 26, 2020, as filed with the Office of the Secretary of State of the State of Delaware on October 26, 2020, for Deer Lane ETF Trust (the "Registrant" or "Trust") is incorporated by reference to the Registrant's Registration Statement on Form N-1A (Registration Nos. 333-249926 and 811-23617) (the "Registration Statement") filed November 6, 2020.](http://www.sec.gov/Archives/edgar/data/1831313/000110465920122525/tm2035092d1_ex99-a1a.htm)

[2.](http://www.sec.gov/Archives/edgar/data/1831313/000110465921054562/tm216213d1_ex99a1b.htm) [Certificate of Amendment dated December 21, 2020 to the Certificate of Trust of the Registrant, as filed with the Office of the Secretary of State of Delaware on December 21, 2020 is incorporated by reference to the Registrant's Registration Statement filed April 23, 2021.](http://www.sec.gov/Archives/edgar/data/1831313/000110465921054562/tm216213d1_ex99a1b.htm)

[3.](http://www.sec.gov/Archives/edgar/data/1831313/000110465921054562/tm216213d1_ex99a2b.htm) [Amended and Restated Agreement and Declaration of Trust of the Registrant dated February 9, 2021 is incorporated by reference to the Registrant's Registration Statement filed April 23, 2021.](http://www.sec.gov/Archives/edgar/data/1831313/000110465921054562/tm216213d1_ex99a2b.htm)

[4.](http://www.sec.gov/Archives/edgar/data/1831313/000110465921054562/tm216213d1_ex99b1b.htm) [Amended and Restated By-Laws of the Registrant dated February 9, 2021 is incorporated by reference to the Registrant's Registration Statement filed April 23, 2021.](http://www.sec.gov/Archives/edgar/data/1831313/000110465921054562/tm216213d1_ex99b1b.htm)

**SIGNATURE**

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized, as of March 22, 2023.

---

| | |
|:---|:---|
| Engine No. 1 ETF Trust | Engine No. 1 ETF Trust |
| By:<br>| /s/ Jennifer Grancio<br>|
| Name: | Jennifer Grancio |
| Title: | President, Principal Executive Officer and Trustee |

---