# EDGAR Filing Document

**Accession Number:** 0001714062
**File Stem:** 0001085146-23-000953
**Filing Date:** 2023-2
**Character Count:** 11922
**Document Hash:** 393472ba29291fb8d1c4412c16bc9d6b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001085146-23-000953.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001085146-23-000953

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230209

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ascension Asset Management LLC
- **CENTRAL INDEX KEY:** 0001714062
- **IRS NUMBER:** 432053068
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18211
- **FILM NUMBER:** 23608165

**BUSINESS ADDRESS:**
- **STREET 1:** 20 EAST 69TH STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10021-4922
- **BUSINESS PHONE:** 2129350782

**MAIL ADDRESS:**
- **STREET 1:** 20 EAST 69TH STREET
- **STREET 2:** 4TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10021-4922

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ascension Asset Management LLC<br>**Address:** 20 EAST 69TH STREET<br>4TH FLOOR<br>NEW YORK, NY 10021-4922

**Form 13F File Number:** 028-18211

**CRD Number (if applicable):** 000132067

**SEC File Number (if applicable):** 801-63271

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Grenville Gooder<br>**Title:** Managing Member<br>**Phone:** 212-935-0782

**Signature, Place, and Date of Signing:**

/s/Grenville Gooder  New York, NY  02-09-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 87

**Form 13F Information Table Value Total:** $138682499

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 758374 | 6324 | SH |  | DFND |  | 0 | 6324 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 1170691 | 10663 | SH |  | DFND |  | 0 | 10663 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 1698844 | 10512 | SH |  | DFND |  | 0 | 10512 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 599023 | 1780 | SH |  | DFND |  | 0 | 1780 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 2142407 | 6950 | SH |  | DFND |  | 0 | 6830 | 120 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1990658 | 22435 | SH |  | DFND |  | 0 | 22435 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1302000 | 15500 | SH |  | DFND |  | 0 | 15500 | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 |  | 1938173 | 12716 | SH |  | DFND |  | 0 | 11966 | 750 |
| AMGEN INC | COM | 031162100 |  | 1786477 | 6802 | SH |  | DFND |  | 0 | 6802 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 2743402 | 16725 | SH |  | DFND |  | 0 | 16725 | 0 |
| APPLE INC | COM | 037833100 |  | 5921430 | 45574 | SH |  | DFND |  | 0 | 45574 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 2937078 | 30161 | SH |  | DFND |  | 0 | 30161 | 0 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 685628 | 5650 | SH |  | DFND |  | 0 | 5650 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 2836463 | 11875 | SH |  | DFND |  | 0 | 11875 | 0 |
| BAXTER INTL INC | COM | 071813109 |  | 502055 | 9850 | SH |  | DFND |  | 0 | 9850 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 1084081 | 4263 | SH |  | DFND |  | 0 | 4263 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1531835 | 4959 | SH |  | DFND |  | 0 | 4959 | 0 |
| BIO-TECHNE CORP | COM | 09073M104 |  | 1471286 | 17752 | SH |  | DFND |  | 0 | 17752 | 0 |
| BOEING CO | COM | 097023105 |  | 1499156 | 7870 | SH |  | DFND |  | 0 | 7870 | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 883520 | 5500 | SH |  | DFND |  | 0 | 5500 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 578944 | 14035 | SH |  | DFND |  | 0 | 14035 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2032724 | 11325 | SH |  | DFND |  | 0 | 11325 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 757112 | 2285 | SH |  | DFND |  | 0 | 2285 | 0 |
| CINCINNATI FINL CORP | COM | 172062101 |  | 1662199 | 16234 | SH |  | DFND |  | 0 | 16234 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 1881304 | 39490 | SH |  | DFND |  | 0 | 39490 | 0 |
| CLOROX CO DEL | COM | 189054109 |  | 627977 | 4475 | SH |  | DFND |  | 0 | 4475 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 1751386 | 10415 | SH |  | DFND |  | 0 | 10415 | 0 |
| COCA COLA CO | COM | 191216100 |  | 1221312 | 19200 | SH |  | DFND |  | 0 | 19200 | 0 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 |  | 1076201 | 18818 | SH |  | DFND |  | 0 | 18818 | 0 |
| CORNING INC | COM | 219350105 |  | 631901 | 19784 | SH |  | DFND |  | 0 | 19784 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1757525 | 3850 | SH |  | DFND |  | 0 | 3850 | 0 |
| COTERRA ENERGY INC | COM | 127097103 |  | 1014741 | 41300 | SH |  | DFND |  | 0 | 41300 | 0 |
| CUMMINS INC | COM | 231021106 |  | 1316846 | 5435 | SH |  | DFND |  | 0 | 5435 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 736541 | 2775 | SH |  | DFND |  | 0 | 2775 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 1340918 | 21800 | SH |  | DFND |  | 0 | 21800 | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 1339250 | 17950 | SH |  | DFND |  | 0 | 17950 | 0 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 3281 | 100 | SH |  | OTR |  | 0 | 0 | 100 |
| FIFTH THIRD BANCORP | COM | 316773100 |  | 461538 | 14067 | SH |  | DFND |  | 0 | 14067 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 645645 | 7700 | SH |  | DFND |  | 0 | 7700 | 0 |
| GENERAL MLS INC | COM | 370334104 |  | 6289 | 75 | SH |  | OTR |  | 0 | 0 | 75 |
| GENUINE PARTS CO | COM | 372460105 |  | 1891259 | 10900 | SH |  | DFND |  | 0 | 10900 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 1894844 | 5999 | SH |  | DFND |  | 0 | 5999 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 2310154 | 10780 | SH |  | DFND |  | 0 | 10780 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 2120608 | 9626 | SH |  | DFND |  | 0 | 9626 | 0 |
| INTEL CORP | COM | 458140100 |  | 822052 | 31103 | SH |  | DFND |  | 0 | 31103 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 6155193 | 34844 | SH |  | DFND |  | 0 | 34844 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1187321 | 8854 | SH |  | DFND |  | 0 | 8854 | 0 |
| KEYCORP | COM | 493267108 |  | 209284 | 12014 | SH |  | DFND |  | 0 | 12014 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 1317047 | 9702 | SH |  | DFND |  | 0 | 9702 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 54300 | 400 | SH |  | OTR |  | 0 | 0 | 400 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 2263451 | 10871 | SH |  | DFND |  | 0 | 10871 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 2158659 | 6618 | SH |  | DFND |  | 0 | 6618 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 3011373 | 6190 | SH |  | DFND |  | 0 | 6190 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 527060 | 2000 | SH |  | DFND |  | 0 | 2000 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 2429694 | 21899 | SH |  | DFND |  | 0 | 21899 | 0 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 |  | 874497 | 605 | SH |  | DFND |  | 0 | 605 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6012287 | 25070 | SH |  | DFND |  | 0 | 25070 | 0 |
| MUELLER INDS INC | COM | 624756102 |  | 236000 | 4000 | SH |  | DFND |  | 0 | 4000 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 3006570 | 12201 | SH |  | DFND |  | 0 | 12201 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2812464 | 19245 | SH |  | DFND |  | 0 | 19245 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 549266 | 7014 | SH |  | DFND |  | 0 | 7014 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 1276791 | 9150 | SH |  | DFND |  | 0 | 9150 | 0 |
| PARKER-HANNIFIN CORP | COM | 701094104 |  | 2519187 | 8657 | SH |  | DFND |  | 0 | 8657 | 0 |
| PEPSICO INC | COM | 713448108 |  | 1915899 | 10605 | SH |  | DFND |  | 0 | 10605 | 0 |
| PERKINELMER INC | COM | 714046109 |  | 1723865 | 12294 | SH |  | DFND |  | 0 | 12294 | 0 |
| PFIZER INC | COM | 717081103 |  | 327577 | 6393 | SH |  | DFND |  | 0 | 6393 | 0 |
| PIONEER NAT RES CO | COM | 723787107 |  | 776526 | 3400 | SH |  | DFND |  | 0 | 3400 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 2329932 | 15373 | SH |  | DFND |  | 0 | 15373 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 2329848 | 21192 | SH |  | DFND |  | 0 | 21192 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 3943146 | 39072 | SH |  | DFND |  | 0 | 39072 | 0 |
| RESMED INC | COM | 761152107 |  | 3035784 | 14586 | SH |  | DFND |  | 0 | 14586 | 0 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 1121274 | 2595 | SH |  | DFND |  | 0 | 2595 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 621847 | 4690 | SH |  | DFND |  | 0 | 4690 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 307206 | 4302 | SH |  | DFND |  | 0 | 4302 | 0 |
| SYSCO CORP | COM | 871829107 |  | 1383745 | 18100 | SH |  | DFND |  | 0 | 18100 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 2741826 | 16595 | SH |  | DFND |  | 0 | 16595 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 4198461 | 7624 | SH |  | DFND |  | 0 | 7624 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 1965508 | 9492 | SH |  | DFND |  | 0 | 9492 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 1648525 | 9483 | SH |  | DFND |  | 0 | 9483 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 202021 | 575 | SH |  | DFND |  | 0 | 375 | 200 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 3346778 | 10478 | SH |  | DFND |  | 0 | 10478 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 80172 | 251 | SH |  | OTR |  | 0 | 0 | 251 |
| VMWARE INC | CL A COM | 928563402 |  | 249817 | 2035 | SH |  | DFND |  | 0 | 2035 | 0 |
| WABTEC | COM | 929740108 |  | 1184345 | 11866 | SH |  | DFND |  | 0 | 11866 | 0 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 328160 | 3500 | SH |  | DFND |  | 0 | 3500 | 0 |
| XYLEM INC | COM | 98419M100 |  | 943604 | 8534 | SH |  | DFND |  | 0 | 8534 | 0 |
| XYLEM INC | COM | 98419M100 |  | 11057 | 100 | SH |  | OTR |  | 0 | 0 | 100 |

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