# EDGAR Filing Document

**Accession Number:** 0000835271
**File Stem:** 0000835271-25-000005
**Filing Date:** 2025-12
**Character Count:** 6728
**Document Hash:** 25f527e56b20c816a291856e24e9632d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000835271-25-000005.hdr.sgml**: 20251223

**ACCESSION NUMBER**: 0000835271-25-000005

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 4

**FILED AS OF DATE**: 20251218

**DATE AS OF CHANGE**: 20251223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** JPMorgan Chase Bank, N.A.
- **CENTRAL INDEX KEY:** 0000835271
- **STANDARD INDUSTRIAL CLASSIFICATION:** ASSET-BACKED SECURITIES [6189]
- **ORGANIZATION NAME:** Office of Structured Finance
- **EIN:** 134994650
- **STATE OF INCORPORATION:** X1
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00126
- **FILM NUMBER:** 251596317

**BUSINESS ADDRESS:**
- **STREET 1:** 1111 POLARIS PARKWAY
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43240
- **BUSINESS PHONE:** 212-648-0466

**MAIL ADDRESS:**
- **STREET 1:** 1111 POLARIS PARKWAY
- **CITY:** COLUMBUS
- **STATE:** OH
- **ZIP:** 43240

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** JPMorgan Chase Bank, National Association
- **DATE OF NAME CHANGE:** 20050114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CHASE MANHATTAN BANK /NY/
- **DATE OF NAME CHANGE:** 19960911

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CHEMICAL BANK
- **DATE OF NAME CHANGE:** 19930521

### Attached PDF Documents

**Attachment 1:** `changes.pdf`

_No text found in this document._

**Attachment 2:** `schedf.pdf`

_No text found in this document._

**Attachment 3:** `7r.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** JPMorgan Chase Bank, N.A.

**NFA Number:** 229152

**IRS Employer ID No.:** 13-4994650

**CIK:** 0000835271

**Main Address:** 1111 POLARIS PARKWAY, COLUMBUS, OH, 43240

**Business Telephone:** 212-648-0466

**Contact Employee:**

- **Name:** Heather K Emmert

- **Title:** Executive Director

- **Phone:** 614-248-1726

- **Email:** heather.k.emmert@jpmchase.com

**Chief Compliance Officer:**

- **Name:** Krista Santoro

- **Title:** Chief Compliance Officer

- **Phone:** 1-212-272-4928

- **Email:** krista.santoro@jpmchase.com

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board, The Office of the Comptroller of the Currency, The Federal Deposit Insurance Corporation

**Description of Business:**
JPMorgan Chase Bank, N.A offers a range services, including investment banking, financial services for consumers and small businesses, commercial banking, and asset management.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** No

**Is control exercised through an agreement?:** No

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 18

### Schedule A: Principals

| Name                       | Title or Status                               | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| LINDA BETH BAMMANN         | DIRECTOR                                      | 12/2016         | 12/2016              | NA - less than 5% |       311151 |
| JEREMY BARNUM              | CHIEF FINANCIAL OFFICER                       | 08/2021         | 08/2021              | NA - less than 5% |       540345 |
| STEPHEN BARNETT BURKE      | DIRECTOR                                      | 12/2016         | 12/2016              | NA - less than 5% |       501477 |
| KRISTA L SANTORO           | CHIEF COMPLIANCE OFFICER                      | 12/2022         | 12/2022              | NA - less than 5% |       552432 |
| JAMES DIMON                | DIRECTOR PRESIDENT CHIEF EXECUTIVE OFFICER    | 02/2013         | 02/2013              | NA - less than 5% |       280946 |
| MELLODY HOBSON LUCAS       | DIRECTOR                                      | 04/2018         | 04/2018              | NA - less than 5% |       512860 |
| PHEBE NOVAKOVIC            | DIRECTOR                                      | 04/2021         | 04/2021              | NA - less than 5% |       536926 |
| DANIEL EDUARDO PINTO       | HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION | 06/2015         | 06/2015              | NA - less than 5% |       452882 |
| VIRGINIA MARIA ROMETTY     | DIRECTOR                                      | 06/2020         | 06/2020              | NA - less than 5% |       531254 |
| Alicia Boler Davis         | Director                                      | 05/2023         | 05/2023              | NA - less than 5% |       555708 |
| Charles Bristow            | HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION | 06/2023         | 06/2023              | NA - less than 5% |       555826 |
| Alex Gorsky                | Director                                      | 10/2022         | 10/2022              | NA - less than 5% |       550847 |
| Scott Christopher Hamilton | Head of Business Unit                         | 06/2024         | 06/2024              | NA - less than 5% |       563850 |
| Claudia Jury               | Head of Business Unit                         | 06/2024         | 06/2024              | NA - less than 5% |       529357 |
| Pranav Thakur              | Head of Business Unit                         | 09/2024         | 09/2024              | NA - less than 5% |       563851 |
| Mark Weinberger            | Director                                      | 10/2024         | 10/2024              | NA - less than 5% |       565006 |
| Michele Louise Buck        | Director                                      | 07/2025         | 07/2025              | NA - less than 5% |       569906 |
| Brad Duane Smith           | Director                                      | 07/2025         | 07/2025              | NA - less than 5% |       568456 |

### Schedule B: Explanations

**Description:**
U.S. futures and derivatives markets

**Records Keeper:**

- **Name:** Smarsh Inc./Actiance

  - **Address:** 851 SW 6th Ave, #800, Portland, OR, 97204

  - **Effective Date:** 12-28-2016

  - **Arrangement:** Digital Archive for regulated electronic communications

### Execution

**Date:** 12-18-2025

**Name of Applicant:** JPMorgan Chase Bank, N.A.

**Signature:** Heather Emmert

**Printed Name:** Scott Stevens

**Title:** Compliance Manager