# EDGAR Filing Document

**Accession Number:** 0002080456
**File Stem:** 0002080456-26-000002
**Filing Date:** 2026-2
**Character Count:** 9339
**Document Hash:** 667960aa494a7f02217945b3c6014368
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002080456-26-000002.hdr.sgml**: 20260203

**ACCESSION NUMBER**: 0002080456-26-000002

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260203

**DATE AS OF CHANGE**: 20260203

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Simons Aaron Wyatt
- **CENTRAL INDEX KEY:** 0002080456

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37352
- **FILM NUMBER:** 26595450

**MAIL ADDRESS:**
- **STREET 1:** 3835 PGA BLVD
- **STREET 2:** 6TH FLOOR
- **CITY:** PALM BEACH GARDENS
- **STATE:** FL
- **ZIP:** 33410
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Virtu Financial, Inc.
- **CENTRAL INDEX KEY:** 0001592386
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 320420206
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1633 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 212-418-0100

**MAIL ADDRESS:**
- **STREET 1:** 1633 BROADWAY
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Simons Aaron Wyatt<br><sub>(Last) (First) (Middle)</sub><br>C/O VIRTU FINANCIAL, INC.<br>1633 BROADWAY, 41ST FL<br><sub>(Street)</sub><br>NEW YORK, NY 10019<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2026-01-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Executive Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Virtu Financial, Inc. [ VIRT ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A common stock | 2026-01-31 |  | M |  | 37500 | A | <sup>(1)</sup> | 37593 | D |  |
| Class A common stock | 2026-01-31 |  | F |  | 15128 | D | <sup>(2)</sup> | 22465 | D |  |
| Class A common stock | 2026-01-31 |  | A |  | 53125 | A | <sup>(3)</sup> | 75590 | D |  |
| Class A common stock | 2026-01-31 |  | F |  | 21432 | D | <sup>(2)</sup> | 54158 | D |  |
| Class A common stock | 2026-02-02 |  | M |  | 11782 | A | <sup>(4)</sup> | 65940 | D |  |
| Class A common stock | 2026-02-02 |  | F |  | 4752 | D | <sup>(2)</sup> | 61188 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Unit | <sup>(1)</sup> | 2026-01-31 |  | M |  |  | 37500 | <sup>(5)</sup> | <sup>(5)</sup> | Class A common stock | 37500 | $0 | 57743 | D |  |
| Restricted Stock Unit | <sup>(6)</sup> | 2026-01-31 |  | A |  | 53125 |  | <sup>(7)</sup> | <sup>(7)</sup> | Class A common stock | 53125 | $0 | 110868 | D |  |
| Restricted Stock Unit | <sup>(8)</sup> | 2026-02-02 |  | M |  |  | 11782 | <sup>(9)</sup> | <sup>(9)</sup> | Class A common stock | 11782 | $0 | 99086 | D |  |
| Non-voting common interest units of Virtu Financial LLC | <sup>(10)</sup> |  |  |  |  |  |  | <sup>(10)</sup> | <sup>(10)</sup> | Class A common stock | 520184 |  | 520184 | I | See footnote<sup>(11)</sup> |

---

### Footnotes:

(1) 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The RSUs weregranted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons.

(2) Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

(3) 53,125 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2025 vested on January 31, 2026. The shares are granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons.

(4) Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

(5) The RSUs vested on January 31, 2026.

(6) 53,125 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2025.  The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan and pursuant to the Third Amended and Restated Employment Agreement between the Issuer and Mr. Aaron Simons.

(7) The RSUs vest January 31, 2027.

(8) Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

(9) The RSUs vested February 2, 2026.

(10) Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

(11) By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

**Signature:** Justin Waldie, as Attorney-in-Fact  
**Date:** 2026-02-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**