# EDGAR Filing Document

**Accession Number:** 0001706915
**File Stem:** 0001706915-26-000002
**Filing Date:** 2026-4
**Character Count:** 11690
**Document Hash:** 672db00e49579f84ced1883811774b3a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001706915-26-000002.hdr.sgml**: 20260422

**ACCESSION NUMBER**: 0001706915-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260422

**DATE AS OF CHANGE**: 20260422

**EFFECTIVENESS DATE**: 20260422

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AUA CAPITAL MANAGEMENT, LLC
- **CENTRAL INDEX KEY:** 0001706915

**ORGANIZATION NAME:**
- **EIN:** 454183197
- **STATE OF INCORPORATION:** PA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18088
- **FILM NUMBER:** 26883444

**BUSINESS ADDRESS:**
- **STREET 1:** 6 KACEY COURT
- **STREET 2:** SUITE 201
- **CITY:** MECHANICSBURG
- **STATE:** PA
- **ZIP:** 17055
- **BUSINESS PHONE:** 7176359220

**MAIL ADDRESS:**
- **STREET 1:** 6 KACEY COURT
- **STREET 2:** SUITE 201
- **CITY:** MECHANICSBURG
- **STATE:** PA
- **ZIP:** 17055

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** AUA CAPITAL MANAGEMENT LLC<br>**Address:** 6 KACEY COURT<br>SUITE 201<br>MECHANICSBURG, PA 17055

**Form 13F File Number:** 028-18088

**CRD Number (if applicable):** 000164914

**SEC File Number (if applicable):** 801-79050

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Michael E. Salerno<br>**Title:** Member<br>**Phone:** 717-635-9220

**Signature, Place, and Date of Signing:**

/s/Michael E. Salerno  Camp Hill, PA  04-22-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 80

**Form 13F Information Table Value Total:** $195728531

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 589180 | 2709 | SH |  | SOLE |  | 0 | 0 | 2709 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 297435 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1403293 | 4880 | SH |  | SOLE |  | 0 | 0 | 4880 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 4354248 | 15179 | SH |  | SOLE |  | 200 | 0 | 14979 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 6095430 | 92369 | SH |  | SOLE |  | 1080 | 0 | 91289 |
| AMAZON COM INC | COM | 023135106 |  | 7294448 | 35024 | SH |  | SOLE |  | 320 | 0 | 34704 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 725952 | 2400 | SH |  | SOLE |  | 0 | 0 | 2400 |
| AMERIPRISE FINL INC | COM | 03076C106 |  | 256419 | 577 | SH |  | SOLE |  | 0 | 0 | 577 |
| APPLE INC | COM | 037833100 |  | 9317392 | 36713 | SH |  | SOLE |  | 1364 | 0 | 35349 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 421578 | 23395 | SH |  | SOLE |  | 0 | 0 | 23395 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 749948 | 1565 | SH |  | SOLE |  | 0 | 0 | 1565 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 475331 | 7575 | SH |  | SOLE |  | 0 | 0 | 7575 |
| CATERPILLAR INC | COM | 149123101 |  | 828898 | 1170 | SH |  | SOLE |  | 0 | 0 | 1170 |
| CENCORA INC | COM | 03073E105 |  | 289009 | 920 | SH |  | SOLE |  | 0 | 0 | 920 |
| CHEVRON CORPORATION | COM | 166764100 |  | 810014 | 3915 | SH |  | SOLE |  | 0 | 0 | 3915 |
| CHUBB LTD SWITZ | COM | H1467J104 |  | 293337 | 900 | SH |  | SOLE |  | 0 | 0 | 900 |
| CISCO SYS INC | COM | 17275R102 |  | 372898 | 4806 | SH |  | SOLE |  | 4806 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 213092 | 2802 | SH |  | SOLE |  | 0 | 0 | 2802 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 747323 | 750 | SH |  | SOLE |  | 0 | 0 | 750 |
| EATON CORP PLC | SHS | G29183103 |  | 804758 | 2250 | SH |  | SOLE |  | 0 | 0 | 2250 |
| ECOLAB INC | COM | 278865100 |  | 399030 | 1500 | SH |  | SOLE |  | 0 | 0 | 1500 |
| EOG RES INC | COM | 26875P101 |  | 317476 | 2196 | SH |  | SOLE |  | 0 | 0 | 2196 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 256017 | 1509 | SH |  | SOLE |  | 0 | 0 | 1509 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 226525 | 660 | SH |  | SOLE |  | 0 | 0 | 660 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1885712 | 2229 | SH |  | SOLE |  | 1038 | 0 | 1191 |
| HOME DEPOT INC | COM | 437076102 |  | 719940 | 2189 | SH |  | SOLE |  | 0 | 0 | 2189 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 |  | 313297 | 10822 | SH |  | SOLE |  | 0 | 0 | 10822 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 |  | 251882 | 6556 | SH |  | SOLE |  | 0 | 0 | 6556 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 4273741 | 51759 | SH |  | SOLE |  | 11987 | 0 | 39772 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 2301907 | 19409 | SH |  | SOLE |  | 4376 | 0 | 15033 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 3725630 | 55170 | SH |  | SOLE |  | 14980 | 0 | 40190 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 2411241 | 19397 | SH |  | SOLE |  | 283 | 0 | 19114 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 3993135 | 40224 | SH |  | SOLE |  | 6072 | 0 | 34152 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 418963 | 5266 | SH |  | SOLE |  | 2038 | 0 | 3228 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 11441234 | 117793 | SH |  | SOLE |  | 12761 | 0 | 105032 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 529340 | 9321 | SH |  | SOLE |  | 2686 | 0 | 6635 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 6855592 | 64584 | SH |  | SOLE |  | 13994 | 0 | 50590 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 5190392 | 20929 | SH |  | SOLE |  | 5411 | 0 | 15518 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 7175651 | 67377 | SH |  | SOLE |  | 15557 | 0 | 51820 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 1800319 | 29207 | SH |  | SOLE |  | 6650 | 0 | 22557 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 236450 | 4672 | SH |  | SOLE |  | 4672 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 577612 | 2363 | SH |  | SOLE |  | 0 | 0 | 2363 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1440796 | 4898 | SH |  | SOLE |  | 364 | 0 | 4534 |
| KRAFT HEINZ CO | COM | 500754106 |  | 607545 | 27014 | SH |  | SOLE |  | 0 | 0 | 27014 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 342689 | 567 | SH |  | SOLE |  | 0 | 0 | 567 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 2013130 | 4029 | SH |  | SOLE |  | 136 | 0 | 3893 |
| MCDONALDS CORP | COM | 580135101 |  | 329127 | 1059 | SH |  | SOLE |  | 0 | 0 | 1059 |
| MERCK  CO INC | COM | 58933Y105 |  | 244189 | 2030 | SH |  | SOLE |  | 0 | 0 | 2030 |
| META PLATFORMS INC | CL A | 30303M102 |  | 3574668 | 6248 | SH |  | SOLE |  | 0 | 0 | 6248 |
| MICROSOFT CORP | COM | 594918104 |  | 2946183 | 7959 | SH |  | SOLE |  | 208 | 0 | 7751 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 413406 | 2100 | SH |  | SOLE |  | 0 | 0 | 2100 |
| PEPSICO INC | COM | 713448108 |  | 344744 | 2220 | SH |  | SOLE |  | 0 | 0 | 2220 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 259992 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| RTX CORPORATION | COM | 75513E101 |  | 347220 | 1800 | SH |  | SOLE |  | 0 | 0 | 1800 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 259795 | 3169 | SH |  | SOLE |  | 0 | 0 | 3169 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 226905 | 4596 | SH |  | SOLE |  | 0 | 0 | 4596 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 3978760 | 29938 | SH |  | SOLE |  | 7950 | 0 | 21988 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 3371752 | 7836 | SH |  | SOLE |  | 1240 | 0 | 6596 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R739 |  | 4807919 | 100521 | SH |  | SOLE |  | 41111 | 0 | 59410 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 54813257 | 84284 | SH |  | SOLE |  | 28137 | 0 | 56147 |
| STRYKER CORPORATION | COM | 863667101 |  | 620378 | 1888 | SH |  | SOLE |  | 568 | 0 | 1320 |
| TESLA INC | COM | 88160R101 |  | 273236 | 735 | SH |  | SOLE |  | 0 | 0 | 735 |
| TJX COS INC NEW | COM | 872540109 |  | 268296 | 1680 | SH |  | SOLE |  | 0 | 0 | 1680 |
| UNILEVER PLC | SPON ADR NEW | 904767803 |  | 1113137 | 19539 | SH |  | SOLE |  | 0 | 0 | 19539 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 507255 | 2053 | SH |  | SOLE |  | 0 | 0 | 2053 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 2527489 | 32234 | SH |  | SOLE |  | 6742 | 0 | 25492 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 870204 | 11817 | SH |  | SOLE |  | 143 | 0 | 11674 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 1603594 | 7792 | SH |  | SOLE |  | 377 | 0 | 7415 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1591475 | 3643 | SH |  | SOLE |  | 686 | 0 | 2957 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 252352 | 2845 | SH |  | SOLE |  | 600 | 0 | 2245 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 5016963 | 25570 | SH |  | SOLE |  | 4330 | 0 | 21240 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 464561 | 8595 | SH |  | SOLE |  | 2051 | 0 | 6544 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 462404 | 3343 | SH |  | SOLE |  | 0 | 0 | 3343 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 642554 | 7765 | SH |  | SOLE |  | 4163 | 0 | 3602 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 2236207 | 28210 | SH |  | SOLE |  | 8523 | 0 | 19687 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 1413977 | 6574 | SH |  | SOLE |  | 1203 | 0 | 5371 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 2311211 | 36067 | SH |  | SOLE |  | 36067 | 0 | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 446679 | 3016 | SH |  | SOLE |  | 195 | 0 | 2821 |
| WALMART INC | COM | 931142103 |  | 758357 | 6102 | SH |  | SOLE |  | 864 | 0 | 5238 |
| WW GRAINGER INC | COM | 384802104 |  | 385056 | 353 | SH |  | SOLE |  | 0 | 0 | 353 |

---