# EDGAR Filing Document

**Accession Number:** 0001718939
**File Stem:** 0001104659-23-035543
**Filing Date:** 2023-3
**Character Count:** 7363
**Document Hash:** 2ce6cfd8b56fbc6f9cdfc4780903f767
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-035543.hdr.sgml**: 20230322

**ACCESSION NUMBER**: 0001104659-23-035543

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230321

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230322

**DATE AS OF CHANGE**: 20230322

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** T Stamp Inc
- **CENTRAL INDEX KEY:** 0001718939
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 813777260
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41252
- **FILM NUMBER:** 23752613

**BUSINESS ADDRESS:**
- **STREET 1:** 3423 PIEDMONT ROAD
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30305
- **BUSINESS PHONE:** 678-325-7835

**MAIL ADDRESS:**
- **STREET 1:** 3017 BOLLING WAY NE, FLOORS 1 AND 2
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30305

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d)**

**OF THE SECURITIES EXCHANGE ACT OF 1934**

Date of report (Date of earliest event reported): **March 21, 2023**

**T STAMP INC.**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-41252** | **81-3777260** |
| (State or other jurisdiction<br> of incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification Number) |

---

**3017 Bolling Way NE** **, Floors 1 and 2, Atlanta, Georgia 30305**

(Address of principal executive offices, including zip code)

Registrant's telephone number, including area code: **(404) 806-9906**

**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | |
|:---|:---|
| **Title of each class** | **Name of each exchange**<br> **on which registered** |
| **Class A Common Stock, par value $0.01 per share** **IDAI** | **The Nasdaq Stock Market** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ⌧

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

On March 21, 2023, T Stamp, Inc., a Delaware corporation (the "Company"), filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation (the "Certificate of Amendment") with an effective date of March 23, 2023 (the "Effective Date"). The Certificate of Amendment was approved by the Company's Board of Directors and stockholders voting by written consent pursuant to the requirements of the Delaware General Corporation Law. The Certificate of Amendment makes the following changes:

&nbsp;&nbsp;&nbsp;&nbsp;· As of the Effective Date, each five (5) shares of the Common
Stock of the Company issued and outstanding immediately prior to the Effective Date will automatically and without any action on the part
of the respective holders thereof, be combined and converted into one (1) share of Common Stock, rounding up to the nearest whole number
of shares.

**Item 9.01. Financial Statements and Exhibits**

**(d) Exhibits.**

---

| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| [3.6](tm2310033d1_ex3-6.htm) | [Certificate of Amendment to the Amended and Restated Certificate of Incorporation](tm2310033d1_ex3-6.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL Document) |

---

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | |
|:---|:---|
| **T STAMP INC.** | **T STAMP INC.** |
| *By:* | */s/Gareth Genner* |
| Name: Gareth Genner | Name: Gareth Genner |
| Title: Chief Executive Officer | Title: Chief Executive Officer |

---

Dated: March 22, 2023

## Exhibit 3.6

**Exhibit 3.6**

**CERTIFICATE OF AMENDMENT**

**TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF**

**T Stamp Inc.**

T Stamp Inc. (the "***Corporation***"), a corporation organized and existing under the General Corporation Law of the State of Delaware (the "***General Corporation Law***"), hereby certifies as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. This Certificate of Amendment amends the provisions of the Corporation's Amended and Restated Certificate of Incorporation, as amended by Certificates of Amendment made effective with the Secretary of State on March 26, 2020, August 18, 2021, and February 1, 2023 (the "***Restated Certificate***").

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The initial paragraph of Article V of the Restated Certificate is amended and restated as follows:

"The total number of shares of all classes of stock that the Corporation has authority to issue is 52,000,000, consisting of (a) 50,000,000 shares of Common Stock, $0.01 par value per share ("***Common Stock***"), and (b) 2,000,000 shares of Preferred Stock, $0.01 par value per share ("***Preferred Stock***").

At 12:01am Eastern time on March 23, 2023 (the ***"Effective Time"****),* each five (5) shares of the Common Stock of the Corporation issued and outstanding immediately prior to the Effective Time shall automatically and without any action on the part of the respective holders thereof, be combined and converted into one (1) share of Common Stock, rounding up to the nearest whole number of shares (the ***"Reverse Stock Split"****).* No fractional shares shall be issued in connection with the Reverse Stock Split."

The remainder of Article V remains as it exists in the Restated Certificate.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. These amendments were duly adopted in accordance with the provisions of Sections 228 and 242 of the General Corporation Law.

IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be signed by Gareth Genner, its Chief Executive Officer, on March 21, 2023.

<br> Gareth N. Genner, Chief Executive Officer