# EDGAR Filing Document

**Accession Number:** 0000094403
**File Stem:** 0001193125-26-083051
**Filing Date:** 2026-2
**Character Count:** 2670
**Document Hash:** df867b7c28cfcad5747534b688a7bb38
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-083051.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001193125-26-083051

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STIFEL, NICOLAUS & COMPANY, INCORPORATED
- **CENTRAL INDEX KEY:** 0000094403

**ORGANIZATION NAME:**
- **EIN:** 430538770
- **STATE OF INCORPORATION:** MO
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-01447
- **FILM NUMBER:** 26701231

**BUSINESS ADDRESS:**
- **STREET 1:** 501 NORTH BROADWAY
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63102
- **BUSINESS PHONE:** 314-342-2110

**MAIL ADDRESS:**
- **STREET 1:** 501 NORTH BROADWAY
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STIFEL NICOLAUS & CO INC
- **DATE OF NAME CHANGE:** 20020301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STIFEL NICOLAUS & CO INC /MO/                           /BD
- **DATE OF NAME CHANGE:** 19940708

### Attached PDF Documents

**Attachment 1:** `d328868dfull.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000094403

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** STIFEL, NICOLAUS & COMPANY, INCORPORATED

**Business Address:** 501 North Broadway, St. Louis, MO, 63102

**Contact Person:** Frederick R. Schrick, Chief Financial Officer

**Contact Phone:** (314) 342-4046

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 10 South Broadway, St. Louis, MO, 63102

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Frederick R. Schrick**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STIFEL, NICOLAUS & COMPANY, INCORPORATED**, as of **12-31-2025**, are true and correct.

**Signature:** Frederick R. Schrick

**Title:** Chief Financial Officer

**Notarized:** Yes