# EDGAR Filing Document

**Accession Number:** 0001368514
**File Stem:** 0000930413-23-000387
**Filing Date:** 2023-2
**Character Count:** 14512
**Document Hash:** 9be7eca885765f47172e48edacbcfec6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000930413-23-000387.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000930413-23-000387

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ADMA BIOLOGICS, INC.
- **CENTRAL INDEX KEY:** 0001368514
- **STANDARD INDUSTRIAL CLASSIFICATION:** BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
- **IRS NUMBER:** 562590442
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-82025
- **FILM NUMBER:** 23623035

**BUSINESS ADDRESS:**
- **STREET 1:** C/O ADMA BIOLOGICS, INC.
- **STREET 2:** 465 STATE ROUTE 17
- **CITY:** RAMSEY
- **STATE:** NJ
- **ZIP:** 07446
- **BUSINESS PHONE:** (201) 478-5552

**MAIL ADDRESS:**
- **STREET 1:** C/O ADMA BIOLOGICS, INC.
- **STREET 2:** 465 STATE ROUTE 17
- **CITY:** RAMSEY
- **STATE:** NJ
- **ZIP:** 07446

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** R&R ACQUISITION VI, INC
- **DATE OF NAME CHANGE:** 20060707
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nuveen Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001521019
- **IRS NUMBER:** 274357327
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**BUSINESS ADDRESS:**
- **STREET 1:** C/O NUVEEN INVESTMENTS
- **STREET 2:** 333 W. WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** (312) 917-7700

**MAIL ADDRESS:**
- **STREET 1:** C/O NUVEEN INVESTMENTS
- **STREET 2:** 333 W. WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

CUSIP No. 000899104

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 13G**

**UNDER THE SECURITIES EXCHANGE ACT OF 1934**

(Amendment No. 1)\*

ADMA BIOLOGICS INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

000899104

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

⌧ Rule 13d-1(b) <br> □ Rule 13d-1(c) <br> □ Rule 13d-1(d)

\*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following page(s))

CUSIP No. 000899104

13G Page 2 of 9 <br>

---

| | | |
|:---|:---|:---|
| 1. | NAME OF REPORTING PERSONS |  |
|  | Nuveen Asset Management, LLC | 27-4357327 |

---

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) □ <br> (b) □ <br>

---

| | |
|:---|:---|
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
|  | Delaware |

---

NUMBER OF SHARES BENEFICIALLY OWNED<br> BY EACH REPORTING PERSON WITH:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. SOLE VOTING POWER 4,291,906

6. SHARED VOTING POWER 0

7. SOLE DISPOSITIVE POWER 5,483,369

8. SHARED DISPOSITIVE POWER 0

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,483,369

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES □

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

2.48%

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12. TYPE OF REPORTING PERSON

IA

CUSIP No. 000899104

13G Page 3 of 9 <br>

---

| | |
|:---|:---|
| 1. | NAME OF REPORTING PERSONS |
|  | TIAA-CREF Investment Management, LLC |

---

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) □ <br> (b) □ <br>

---

| | |
|:---|:---|
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
|  | Delaware |

---

NUMBER OF SHARES BENEFICIALLY OWNED<br> BY EACH REPORTING PERSON WITH:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. SOLE VOTING POWER 1,358,417

6. SHARED VOTING POWER 0

7. SOLE DISPOSITIVE POWER 1,358,417

8. SHARED DISPOSITIVE POWER 0

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,358,417

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES □

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.61%

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12. TYPE OF REPORTING PERSON

IA

CUSIP No. 000899104

13G Page 4 of 9 <br>

---

| | |
|:---|:---|
| 1. | NAME OF REPORTING PERSONS |
|  | Teachers Advisors, LLC |

---

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) □ <br> (b) □ <br>

---

| | |
|:---|:---|
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
|  | Delaware |

---

NUMBER OF SHARES BENEFICIALLY OWNED <br> BY EACH REPORTING PERSON WITH:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. SOLE VOTING POWER 2,090,576

6. SHARED VOTING POWER 0

7. SOLE DISPOSITIVE POWER 2,090,576

8. SHARED DISPOSITIVE POWER 0

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,090,576

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES □

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.95%

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12. TYPE OF REPORTING PERSON

IA

CUSIP No. 000899104

13G Page 5 of 9 <br>

---

| | |
|:---|:---|
| **Item 1(a).** | **NAME OF ISSUER:** |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;ADMA BIOLOGICS INC. |

---

---

| | |
|:---|:---|
| **Item 1(b).** | **ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:** |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;465 State Route |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;17 Ramsey, NJ 07446 |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;United States |

---

---

| | |
|:---|:---|
| **Items 2(a)-2(c).** | **NAME, ADDRESS OF PRINCIPAL BUSINESS OFFICE, AND CITIZENSHIP OF PERSONS FILING:** |
|  | Nuveen Asset Management, LLC ("NAM") |
|  | 333 W. Wacker Drive |
|  | Chicago, IL 60606 |
|  | Citizenship: Delaware |
|  | TIAA-CREF Investment Management, LLC ("TCIM") |
|  | 730 Third Avenue |
|  | New York, NY 10017-3206 |
|  | Citizenship: Delaware |
|  | Teachers Advisors, LLC ("TAL") |
|  | 730 Third Avenue |
|  | New York, NY 10017-3206 |
|  | Citizenship: Delaware |

---

CUSIP No. 000899104

13G Page 6 of 9 <br>

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| | |
|:---|:---|
| **Item 2(d).** | **TITLE OF CLASS OF SECURITIES:** |
|  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stock |

---

---

| | |
|:---|:---|
| **Item 2(e).** | **CUSIP NUMBER:** 000899104 |
| **Item 3.** | **IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:** |

---

**NAM**

---

| | | |
|:---|:---|:---|
| (a) | o | Broker or dealer registered under Section 15 of the Exchange Act. |
| (b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act. |
| (c) | o | Insurance Company as defined in Section 3(a)(19) of the Exchange Act. |
| (d) | o | Investment Company registered under Section 8 of the Investment Company Act of 1940. |
| (e) | x | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
| (f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
| (g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
| (i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. |
| (j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
| **TCIM** |  |  |
| (a) | o | Broker or dealer registered under Section 15 of the Exchange Act. |
| (b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act. |
| (c) | o | Insurance Company as defined in Section 3(a)(19) of the Exchange Act. |
| (d) | o | Investment Company registered under Section 8 of the Investment Company Act of 1940. |
| (e) | x | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
| (f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
| (g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
| (i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. |

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CUSIP No. 000899104

13G Page 7 of 9 <br>

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| | | |
|:---|:---|:---|
| (j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
| **TAL** |  |  |
| (a) | o | Broker or dealer registered under Section 15 of the Exchange Act. |
| (b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act. |
| (c) | o | Insurance Company as defined in Section 3(a)(19) of the Exchange Act. |
| (d) | o | Investment Company registered under Section 8 of the Investment Company Act of 1940. |
| (e) | x | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
| (f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
| (g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
| (i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. |
| (j) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |

---

---

| | | |
|:---|:---|:---|
| **Item 4.** | **OWNERSHIP** |  |
| (a) | Aggregate amount beneficially owned: | 8932362 |
| (b) | Percent of class: | 4.04% |
| (c) | Number of shares as to which person has: | Number of shares as to which person has: |

---

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| | | | |
|:---|:---|:---|:---|
|  | <u><u>NAM</u></u> | <u><u>TCIM</u></u> | <u><u>TAL</u></u> |
| Sole Voting Power: | 4291906 | 1358417 | 2090576 |
| Shared Voting Power: | 0 | 0 | 0 |
| Sole Dispositive Power: | 5483369 | 1358417 | 2090576 |
| Shared Dispositive Power: | 0 | 0 | 0 |

---

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| | |
|:---|:---|
| **Item 5.** | **OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.** |
|  | If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following □. |

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| | |
|:---|:---|
| **Item 6.** | **OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.** |
|  | See Exhibit A attached |

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CUSIP No. 000899104

13G Page 8 of 9 <br>

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| | |
|:---|:---|
| **Item 7.** | **IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.** |
|  | Not Applicable |
| **Item 8.** | **IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.** |
|  | Not Applicable |
| **Item 9.** | **NOTICE OF DISSOLUTION OF GROUP.** |
|  | Not Applicable |
| **Item 10.** | **CERTIFICATIONS.** |
|  | By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with nomination under §240.14a-11 |
|  | SIGNATURE. |
|  | After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
|  | Date: February 14, 2023 |

---

---

| |
|:---|
| NUVEEN ASSET MANAGEMENT, LLC |
| By: <u>/s/ Erik Mogavero</u> |
| Erik Mogavero |
| Managing Director |
| Head of Affiliate Compliance |
| TIAA-CREF INVESTMENT MANAGEMENT, LLC |
| By: <u>/s/ Stuart R. Brunet</u> |
| Stuart Brunet, Managing Director, |
| Chief Compliance Officer |
| TEACHERS ADVISORS, LLC |
| By: <u>/s/ Stuart R. Brunet</u> |
| Stuart Brunet, Managing Director, |
| Chief Compliance Officer |

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CUSIP No. 000899104

13G Page 9 of 9 <br>

**<u>EXHIBIT A</u>**

**ITEM 6. OWNERSHIP.**

Nuveen Asset Management, LLC ("NAM"), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 5,483,369 shares of Issuer's common stock. TIAA-CREF Investment Management, LLC ("TCIM") is the investment adviser to the College Retirement Equities Fund ("CREF"), a registered investment company, and may be deemed to be a beneficial owner of 1,358,417 shares of Issuer's common stock owned by CREF. Teachers Advisors, LLC ("TAL") is the investment adviser to three registered investment companies, TIAA-CREF Funds ("Funds"), TIAA-CREF Life Funds ("Life Funds"), and TIAA Separate Account VA-1 ("VA-1"), as well as one or more separately managed accounts of Advisors (collectively, the "Separate Accounts"), and may be deemed to be a beneficial owner of 2,090,576 shares of Issuer's common stock owned separately by Funds, Life Funds, VA-1, and/or the Separate Accounts.. These shares were acquired in the ordinary course of business, and not with the purpose or effect of changing or influencing control of the Issuer.