# EDGAR Filing Document

**Accession Number:** 0000796229
**File Stem:** 0000940400-26-009566
**Filing Date:** 2026-3
**Character Count:** 31810
**Document Hash:** 8148b88bb6d000ad6947e83d262aabb5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-009566.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000940400-26-009566

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**PERIOD START**: 20260930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TETON WESTWOOD FUNDS
- **CENTRAL INDEX KEY:** 0000796229

**ORGANIZATION NAME:**
- **EIN:** 133625130
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04719
- **FILM NUMBER:** 26704059

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 8004223554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GAMCO WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20091130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20060621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 19980304

## Series and Classes Contracts Data

### TETON Convertible Securities Fund (Series ID: S000001082)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002919 | CLASS A      | WEIAX           |
| C000002921 | CLASS C      | WEICX           |
| C000002922 | CLASS AAA    | WESRX           |
| C000061065 | Class I      | WESIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Teton Westwood Funds

- **b. Investment Company Act file number:** 811-04719

- **c. CIK number of Registrant:** 0000796229

- **d. LEI of Registrant:** 549300F5AG1CXKI4KV24

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** TETON Convertible Securities Fund

- **b. EDGAR series identifier (if any):** S000001082

- **c. LEI of Series:** 549300865NLDDOK77H40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-09-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $12681141.76

**Total Liabilities:** $65601.98

**Net Assets:** $12615539.78

**Cash Not Reported:** $22034.01

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 20.60644000 | **1-Year:** 87.07191000 | **5-Year:** 17.96714000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 35.29545000 | **1-Year:** 659.00280000 | **5-Year:** 254.06105000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002919 | 4.84%                | -3.02%               | -3.35%               |
| Class ID C000002921 | 4.78%                | -3.10%               | -3.41%               |
| Class ID C000002922 | 4.92%                | -3.07%               | -3.36%               |
| Class ID C000061065 | 4.90%                | -3.04%               | -3.28%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $104041.24               | $527058.23                                 |
| Month 2  | $436140.78               | $-910564.75                                |
| Month 3  | $-271557.19              | $-174900.20                                |

### Schedule of Portfolio Investments

| Name                     | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| IMPINJ INC               | Impinj Inc                             | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |     10000 | PA      | $10315.00     | 0.08%             | 2029-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP  | Digital Realty Trust LP                | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    300000 | PA      | $304950.00    | 2.42%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC      | Shift4 Payments Inc                    | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      3000 | NS      | $240030.00    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| EOS ENERGY ENTERPRISES I | Eos Energy Enterprises Inc             | CUSIP: 29415CAC5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    200000 | PA      | $194500.00    | 1.54%             | 2031-12-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| COHU INC                 | Cohu Inc                               | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |     50000 | PA      | $55725.00     | 0.44%             | 2031-01-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| MP MATERIALS CORP        | MP Materials Corp                      | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |     50000 | PA      | $124925.00    | 0.99%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| ANI PHARMACEUTICALS INC  | ANI Pharmaceuticals Inc                | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |    200000 | PA      | $252400.00    | 2.00%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| CMS ENERGY CORP          | CMS Energy Corp                        | CUSIP: 125896BZ2<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |    100000 | PA      | $98955.00     | 0.78%             | 2031-05-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| OSI SYSTEMS INC          | OSI Systems Inc                        | CUSIP: 671044AG0<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    100000 | PA      | $98570.00     | 0.78%             | 2031-02-01      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC  | PPL Capital Funding Inc                | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $549375.00    | 4.35%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC     | WEC Energy Group Inc                   | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |     75000 | PA      | $87675.00     | 0.69%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| EVOLENT HEALTH INC       | Evolent Health Inc                     | CUSIP: 30050BAH4<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |    150000 | PA      | $101250.00    | 0.80%             | 2029-12-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC | Microchip Technology Inc               | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |      5000 | NS      | $291400.00    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| COGENT BIOSCIENCES INC   | Cogent Biosciences Inc                 | CUSIP: 19240QAA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |     50000 | PA      | $58790.00     | 0.47%             | 2031-11-15      | Fixed         | 1.62%                 | No            |                  2 | On Loan: No      |
| VOYAGER SPACE HOLDINGS I | Voyager Technologies Inc               | CUSIP: 92892BAA1<br>LEI: 254900DDCLSP240FE187 | Long             | DBT              | CORP              | US        |    150000 | PA      | $158025.00    | 1.25%             | 2030-11-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| ZOETIS INC               | Zoetis Inc                             | CUSIP: 98978VAY9<br>LEI: 549300HD9Q1LOC9KLJ48 | Long             | DBT              | CORP              | US        |    100000 | PA      | $103250.00    | 0.82%             | 2029-06-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| COINBASE GLOBAL INC      | Coinbase Global Inc                    | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |     50000 | PA      | $44850.00     | 0.36%             | 2032-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV | BrightSpring Health Services Inc       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2000 | NS      | $252420.00    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRSTENERGY CORP         | FirstEnergy Corp                       | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    200000 | PA      | $215700.00    | 1.71%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| TERAWULF INC             | Terawulf Inc                           | CUSIP: 88080TAE4<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |     10000 | PA      | $8675.00      | 0.07%             | 2032-05-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| CELCUITY INC             | Celcuity Inc                           | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |     54000 | PA      | $117282.60    | 0.93%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC         | Cytokinetics Inc                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    200000 | PA      | $249420.00    | 1.98%             | 2031-10-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| BLOOM ENERGY CORP        | Bloom Energy Corp                      | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |     20000 | PA      | $93212.00     | 0.74%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| LIGAND PHARMACEUTICALS I | Ligand Pharmaceuticals Inc             | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |    100000 | PA      | $117465.00    | 0.93%             | 2030-10-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| INVACARE CORP            | INVACARE CORP                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    365000 | PA      | $0.04         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| AEROVIRONMENT INC        | AeroVironment Inc                      | CUSIP: 008073AA6<br>LEI: 529900PGHVI29YLZ6221 | Long             | DBT              | CORP              | US        |    150000 | PA      | $163125.00    | 1.29%             | 2030-07-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP      | Centrus Energy Corp                    | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    100000 | PA      | $128925.00    | 1.02%             | 2032-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| OSI SYSTEMS INC          | OSI Systems Inc                        | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    100000 | PA      | $148800.00    | 1.18%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| SOUTHERN CO              | Southern Co/The                        | CUSIP: 842587842<br>LEI: 549300FC3G3YU2FBZD92 | Long             | EP               | CORP              | US        |      2000 | NS      | $100720.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| TREASURY BILL            | United States Treasury Bill            | CUSIP: 912797RV1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    290000 | PA      | $288238.71    | 2.28%             | 2026-03-05      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC    | SoFi Technologies Inc                  | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |     85000 | PA      | $240762.50    | 1.91%             | 2029-03-15      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP       | Liberty Media Corp-Liberty Formula One | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    300000 | PA      | $380250.00    | 3.01%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| PAGAYA TECHNOLOGIES LTD  | Pagaya Technologies Ltd                | CUSIP: 69549FAB5<br>LEI: N/A                  | Long             | DBT              | CORP              | IL        |    100000 | PA      | $182590.00    | 1.45%             | 2029-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| WISDOMTREE INC           | WisdomTree Inc                         | CUSIP: 97717PAH7<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |    150000 | PA      | $180656.25    | 1.43%             | 2029-08-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| CYBERARK SOFTWARE LTD    | CyberArk Software Ltd                  | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    200000 | PA      | $214200.00    | 1.70%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| REDFIN CORP              | Redfin Corp                            | CUSIP: 75737FAE8<br>LEI: 549300HXWD3JEMZU3O57 | Long             | DBT              | CORP              | US        |    250000 | PA      | $235250.00    | 1.86%             | 2027-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| PLUG POWER INC           | Plug Power Inc                         | CUSIP: 72919PAG8<br>LEI: 549300JPDKRSJ8JSM954 | Long             | DBT              | CORP              | US        |    200000 | PA      | $200200.00    | 1.59%             | 2033-12-01      | Fixed         | 6.75%                 | Yes           |                  2 | On Loan: No      |
| NABORS INDUSTRIES INC    | Nabors Industries Inc                  | CUSIP: 62957HAL9<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |    100000 | PA      | $81470.00     | 0.65%             | 2029-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| TEMPUS AI INC            | Tempus AI Inc                          | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    150000 | PA      | $160200.00    | 1.27%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| BWX TECHNOLOGIES INC     | BWX Technologies Inc                   | CUSIP: 05605HAD2<br>LEI: 549300NP85N265KWMS58 | Long             | DBT              | CORP              | US        |    150000 | PA      | $143325.00    | 1.14%             | 2030-11-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC    | Lumentum Holdings Inc                  | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    100000 | PA      | $214250.00    | 1.70%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING    | Alibaba Group Holding Ltd              | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $311100.00    | 2.47%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP             | Parsons Corp                           | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    200000 | PA      | $206100.00    | 1.63%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| TRAVERE THERAPEUTICS INC | Travere Therapeutics Inc               | CUSIP: 89422GAA5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    100000 | PA      | $142700.00    | 1.13%             | 2029-03-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| IONIS PHARMACEUTICALS IN | Ionis Pharmaceuticals Inc              | CUSIP: 462222AG5<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | DBT              | CORP              | US        |     50000 | PA      | $53375.00     | 0.42%             | 2030-12-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP | Bitdeer Technologies Group             | CUSIP: 09175RAE0<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |     50000 | PA      | $46435.00     | 0.37%             | 2031-11-15      | Fixed         | 4.00%                 | Yes           |                  2 | On Loan: No      |
| PURECYCLE TECHNOLOGIES   | PureCycle Technologies Inc             | CUSIP: 74623VAB9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    100000 | PA      | $101000.00    | 0.80%             | 2030-08-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| SAREPTA THERAPEUTICS INC | Sarepta Therapeutics Inc               | CUSIP: 803607AE0<br>LEI: 549300IKDPIED8J8IG21 | Long             | DBT              | CORP              | US        |    200000 | PA      | $161100.00    | 1.28%             | 2030-09-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD   | Jazz Investments I Ltd                 | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    100000 | PA      | $133350.00    | 1.06%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC  | BlackSky Technology Inc                | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    200000 | PA      | $213360.00    | 1.69%             | 2033-08-01      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| CLEANSPARK INC           | Cleanspark Inc                         | CUSIP: 18452BAD2<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |    200000 | PA      | $150900.00    | 1.20%             | 2032-02-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN | Halozyme Therapeutics Inc              | CUSIP: 40637HAJ8<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    250000 | PA      | $254375.00    | 2.02%             | 2032-11-15      | Fixed         | 0.88%                 | Yes           |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC  | Mirion Technologies Inc                | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    150000 | PA      | $186262.50    | 1.48%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| BOEING CO/THE            | Boeing Co/The                          | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |      1175 | NS      | $81145.50     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLARIS ENERGY INFRASTRU | Solaris Energy Infrastructure Inc      | CUSIP: 83419XAB4<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | DBT              | CORP              | US        |    100000 | PA      | $108437.50    | 0.86%             | 2031-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| TRANSMEDICS GROUP INC    | TransMedics Group Inc                  | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |    100000 | PA      | $149945.00    | 1.19%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC   | Northern Oil & Gas Inc                 | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    200000 | PA      | $193450.00    | 1.53%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| HP ENTERPRISE CO         | Hewlett Packard Enterprise Co          | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |      5000 | NS      | $333450.00    | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| ENOVIX CORP              | Enovix Corp                            | CUSIP: 293594AF4<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |     50000 | PA      | $48350.00     | 0.38%             | 2030-09-15      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| ENDEAVOUR SILVER CORP    | Endeavour Silver Corp                  | CUSIP: 29258YAA1<br>LEI: 549300IF2E29780PPV02 | Long             | DBT              | CORP              | CA        |     40000 | PA      | $43600.00     | 0.35%             | 2031-01-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC  | Akamai Technologies Inc                | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    100000 | PA      | $110800.00    | 0.88%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| BITFARMS LTD/CANADA      | Bitfarms Ltd/Canada                    | CUSIP: 09173BAA5<br>LEI: 254900YWMA64Y1RPNJ12 | Long             | DBT              | CORP              | CA        |    315000 | PA      | $197473.50    | 1.57%             | 2031-01-15      | Fixed         | 1.38%                 | Yes           |                  2 | On Loan: No      |
| FLUOR CORP               | Fluor Corp                             | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    200000 | PA      | $228340.00    | 1.81%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| AST SPACEMOBILE INC      | AST SpaceMobile Inc                    | CUSIP: 00217DAE0<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |     50000 | PA      | $50027.50     | 0.40%             | 2036-01-15      | Fixed         | 2.00%                 | Yes           |                  2 | On Loan: No      |
| INDIE SEMICONDUCTOR INC  | indie Semiconductor Inc                | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |    150000 | PA      | $156375.00    | 1.24%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| TERAWULF INC             | Terawulf Inc                           | CUSIP: 88080TAC8<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |     50000 | PA      | $59225.00     | 0.47%             | 2031-09-01      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN | Live Nation Entertainment Inc          | CUSIP: 538034BC2<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |    200000 | PA      | $210600.00    | 1.67%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP     | Applied Digital Corp                   | CUSIP: 038169AB4<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    100000 | PA      | $270375.00    | 2.14%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC     | Bridgebio Pharma Inc                   | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    200000 | PA      | $348250.00    | 2.76%             | 2031-03-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| ENERGY FUELS INC         | Energy Fuels Inc/Canada                | CUSIP: 292671AC8<br>LEI: 529900P0GCATXMGK8I62 | Long             | DBT              | CORP              | CA        |     75000 | PA      | $77850.00     | 0.62%             | 2031-11-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP   | Progress Software Corp                 | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |    200000 | PA      | $202850.00    | 1.61%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC    | Uber Technologies Inc                  | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    200000 | PA      | $259900.00    | 2.06%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC           | Cloudflare Inc                         | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |     20000 | PA      | $21790.00     | 0.17%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| NEXTERA ENERGY INC       | NextEra Energy Inc                     | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |      4000 | NS      | $195000.00    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| RIOT PLATFORMS INC       | Riot Platforms Inc                     | CUSIP: 767292AB1<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    200000 | PA      | $226750.00    | 1.80%             | 2030-01-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| FIRST MAJESTIC SILVER    | First Majestic Silver Corp             | CUSIP: 32076VAE3<br>LEI: 529900PWCU5DUH1DYR51 | Long             | DBT              | CORP              | CA        |     80000 | PA      | $88360.00     | 0.70%             | 2031-01-15      | Fixed         | 0.12%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Teton Westwood Funds

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer