# EDGAR Filing Document

**Accession Number:** 0002040013
**File Stem:** 0002040013-26-000012
**Filing Date:** 2026-5
**Character Count:** 11231
**Document Hash:** 1a7bdb1c47ad5b43d794bfdde46cc99b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002040013-26-000012.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0002040013-26-000012

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bawa N Mallick Trust
- **CENTRAL INDEX KEY:** 0002040013

**ORGANIZATION NAME:**
- **EIN:** 996521363
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26764
- **FILM NUMBER:** 26989792

**BUSINESS ADDRESS:**
- **STREET 1:** 10820 71ST AVE APT 15D
- **CITY:** FOREST HILLS
- **STATE:** NY
- **ZIP:** 11375
- **BUSINESS PHONE:** (917) 667-7842

**MAIL ADDRESS:**
- **STREET 1:** 10820 71ST AVE APT 15D
- **CITY:** FOREST HILLS
- **STATE:** NY
- **ZIP:** 11375

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Bawa N Mallick Trust<br>**Address:** 10820 71ST AVE APT 15D<br>FOREST HILLS, NY 11375

**Form 13F File Number:** 028-26764

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Lynnette Iglesias<br>**Title:** Trustee<br>**Phone:** 917-667-7842

**Signature, Place, and Date of Signing:**

/s/ Lynnette Iglesias  Forest Hills, NY  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 69

**Form 13F Information Table Value Total:** $244162611

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V811 |  | 2071800 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V647 |  | 1887600 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V639 |  | 870960 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ASML HLDG NV | ASML HLDG NV | N07059210 |  | 264166 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| VANECK ETF TRUST | VANECK ETF TRUST | 92189F643 |  | 1063700 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| VANECK ETF TRUST | VANECK ETF TRUST | 92189F684 |  | 439061 | 1750 | SH |  | SOLE |  | 1750 | 0 | 0 |
| VANECK ETF TRUST | VANECK ETF TRUST | 92189F676 |  | 958500 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | BERKSHIRE HATHAWAY INC DEL | 084670702 |  | 287520 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| BROADCOM INC | BROADCOM INC | 11135F101 |  | 773775 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB STRATEGIC TR | 808524722 |  | 2186207 | 69780 | SH |  | SOLE |  | 69780 | 0 | 0 |
| FIDELITY COMWLTH TR | FIDELITY COMWLTH TR | 315912808 |  | 3651130 | 43000 | SH |  | SOLE |  | 43000 | 0 | 0 |
| FIDELITY COVINGTON TRUST | FIDELITY COVINGTON TRUST | 316092808 |  | 624150 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR EXCHANGE-TRADED FD | 337344105 |  | 1269735 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR EXCHANGE-TRADED FD | 336920103 |  | 317620 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR EXCHANGE-TRADED FD | 33733E302 |  | 1427583 | 6100 | SH |  | SOLE |  | 6100 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR EXCHANGE-TRADED FD | 33734X176 |  | 1381692 | 8697 | SH |  | SOLE |  | 8697 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED ALP | FIRST TR EXCHANGE-TRADED ALP | 33735K108 |  | 308285 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287291 |  | 799760 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287523 |  | 657320 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287515 |  | 3682300 | 46000 | SH |  | SOLE |  | 46000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287127 |  | 1114264 | 12400 | SH |  | SOLE |  | 12400 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287119 |  | 3137186 | 32857 | SH |  | SOLE |  | 32857 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287200 |  | 7511915 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287622 |  | 2125098 | 5960 | SH |  | SOLE |  | 5960 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287721 |  | 1451360 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287101 |  | 667629 | 2099 | SH |  | SOLE |  | 2099 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287309 |  | 2284822 | 20200 | SH |  | SOLE |  | 20200 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287614 |  | 8336120 | 19550 | SH |  | SOLE |  | 19550 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287689 |  | 259476 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287549 |  | 1066590 | 9000 | SH |  | SOLE |  | 9000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287846 |  | 911088 | 5750 | SH |  | SOLE |  | 5750 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287671 |  | 5735965 | 36980 | SH |  | SOLE |  | 36980 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464287150 |  | 1224898 | 8600 | SH |  | SOLE |  | 8600 | 0 | 0 |
| ISHARES TR | ISHARES TR | 464289438 |  | 1990720 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| ISHARES TR | ISHARES TR | 46432F339 |  | 209073 | 1090 | SH |  | SOLE |  | 1090 | 0 | 0 |
| ISHARES U S ETF TR | ISHARES U S ETF TR | 46431W648 |  | 441900 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| INVESCO QQQ TR | INVESCO QQQ TR | 46090E103 |  | 38479508 | 66668 | SH |  | SOLE |  | 66668 | 0 | 0 |
| SPDR SERIES TRUST | SPDR SERIES TRUST | 78464A102 |  | 255280 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| NVIDIA CORPORATION | NVIDIA CORPORATION | 67066G104 |  | 872000 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | INVESCO EXCH TRADED FD TR II | 46138E115 |  | 240298 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V431 |  | 269050 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V357 |  | 1151520 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V282 |  | 2900261 | 64080 | SH |  | SOLE |  | 64080 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V266 |  | 467400 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V241 |  | 1584253 | 21070 | SH |  | SOLE |  | 21070 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | INVESCO EXCHANGE TRADED FD T | 46137V233 |  | 4909500 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| STATE STR SPDR S 500 ETF T | STATE STR SPDR S 500 ETF T | 78462F103 |  | 69846516 | 107400 | SH |  | SOLE |  | 107400 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB STRATEGIC TR | 808524102 |  | 5325969 | 212190 | SH |  | SOLE |  | 212190 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB STRATEGIC TR | 808524201 |  | 2715276 | 105900 | SH |  | SOLE |  | 105900 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWAB STRATEGIC TR | 808524300 |  | 3102928 | 106520 | SH |  | SOLE |  | 106520 | 0 | 0 |
| SELECT SECTOR SPDR TR | SELECT SECTOR SPDR TR | 81369Y803 |  | 1464983 | 11023 | SH |  | SOLE |  | 11023 | 0 | 0 |
| TIDAL TRUST I | TIDAL TRUST I | 886364173 |  | 826308 | 6620 | SH |  | SOLE |  | 6620 | 0 | 0 |
| SPDR SERIES TRUST | SPDR SERIES TRUST | 78464A862 |  | 815300 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| SPDR SERIES TRUST | SPDR SERIES TRUST | 78464A805 |  | 2640604 | 33400 | SH |  | SOLE |  | 33400 | 0 | 0 |
| SPDR SERIES TRUST | SPDR SERIES TRUST | 78464A854 |  | 229620 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SPDR SERIES TRUST | SPDR SERIES TRUST | 78464A409 |  | 4895500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| STATE STR SPDR DOW JONES IND | STATE STR SPDR DOW JONES IND | 78467X109 |  | 937960 | 2025 | SH |  | SOLE |  | 2025 | 0 | 0 |
| SPDR SERIES TRUST | SPDR SERIES TRUST | 78464A599 |  | 591926 | 4160 | SH |  | SOLE |  | 4160 | 0 | 0 |
| VANGUARD INDEX FDS | VANGUARD INDEX FDS | 922908652 |  | 205800 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| VANGUARD WORLD FD | VANGUARD WORLD FD | 92204A702 |  | 697720 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| VANGUARD INDEX FDS | VANGUARD INDEX FDS | 922908736 |  | 5569073 | 12750 | SH |  | SOLE |  | 12750 | 0 | 0 |
| VANGUARD INDEX FDS | VANGUARD INDEX FDS | 922908637 |  | 5528725 | 18500 | SH |  | SOLE |  | 18500 | 0 | 0 |
| VANGUARD WORLD FD | VANGUARD WORLD FD | 921910816 |  | 4043310 | 11004 | SH |  | SOLE |  | 11004 | 0 | 0 |
| VANGUARD WORLD FD | VANGUARD WORLD FD | 921910873 |  | 1654214 | 6999 | SH |  | SOLE |  | 6999 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VANGUARD SCOTTSDALE FDS | 92206C730 |  | 959140 | 3250 | SH |  | SOLE |  | 3250 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | VANGUARD SCOTTSDALE FDS | 92206C680 |  | 252287 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| VANGUARD INDEX FDS | VANGUARD INDEX FDS | 922908769 |  | 7699440 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | VANGUARD ADMIRAL FDS INC | 921932505 |  | 1393301 | 3418 | SH |  | SOLE |  | 3418 | 0 | 0 |
| VANGUARD INDEX FDS | VANGUARD INDEX FDS | 922908363 |  | 8246673 | 13801 | SH |  | SOLE |  | 13801 | 0 | 0 |

---