# EDGAR Filing Document

**Accession Number:** 0001303335
**File Stem:** 9999999997-23-001960
**Filing Date:** 2023-3
**Character Count:** 1235
**Document Hash:** 51ac4e69e197f7b0fe16f8a96abb60c0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-001960.hdr.sgml**: 20230425

**ACCESSION NUMBER**: 9999999997-23-001960

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230425

**EFFECTIVENESS DATE**: 20230301

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDUS SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001303335
- **IRS NUMBER:** 201459793
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66656
- **FILM NUMBER:** 23002933

**BUSINESS ADDRESS:**
- **STREET 1:** 4201 CONGRESS STREET
- **STREET 2:** SUITE 250
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28209
- **BUSINESS PHONE:** 704-334-2222

**MAIL ADDRESS:**
- **STREET 1:** 4201 CONGRESS STREET
- **STREET 2:** SUITE 250
- **CITY:** CHARLOTTE
- **STATE:** NC
- **ZIP:** 28209

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDUS PARTNERS, LLC
- **DATE OF NAME CHANGE:** 20040915

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002933 for access to the original document.

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