# EDGAR Filing Document

**Accession Number:** 0001473290
**File Stem:** 0001473290-26-000001
**Filing Date:** 2026-3
**Character Count:** 2492
**Document Hash:** 5b7381ac7ef2d6dcc7856915018ead6b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001473290-26-000001.hdr.sgml**: 20260326

**ACCESSION NUMBER**: 0001473290-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260326

**DATE AS OF CHANGE**: 20260326

**EFFECTIVENESS DATE**: 20260326

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARBOR VIEW ADVISORS, LLC
- **CENTRAL INDEX KEY:** 0001473290

**ORGANIZATION NAME:**
- **EIN:** 270505590
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68401
- **FILM NUMBER:** 26795517

**BUSINESS ADDRESS:**
- **STREET 1:** 310 3RD STREET
- **STREET 2:** SUITE 201
- **CITY:** NEPTUNE BEACH
- **STATE:** FL
- **ZIP:** 32266
- **BUSINESS PHONE:** (904) 514-4123

**MAIL ADDRESS:**
- **STREET 1:** 310 3RD STREET
- **STREET 2:** SUITE 201
- **CITY:** NEPTUNE BEACH
- **STATE:** FL
- **ZIP:** 32266

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HVA SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20090928

### Attached PDF Documents

**Attachment 1:** `hva2025audit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001473290

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HARBOR VIEW ADVISORS, LLC

**Business Address:** 310 3RD STREET, SUITE 201, NEPTUNE BEACH, FL, 32266

**Contact Person:** Elizabeth Collins

**Contact Phone:** 415-246-9169

### Independent Public Accountant Identification

**Accountant Name:** Assurance Dimensions, LLC

**Accountant Address:** 4920 West Cypress St., Suite 102, Tampa, FL, 33607

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Carolyn Mathis**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HARBOR VIEW ADVISORS, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Carolyn Mathis

**Title:** CEO & CCO