# EDGAR Filing Document

**Accession Number:** 0001515070
**File Stem:** 0000902664-25-003908
**Filing Date:** 2025-8
**Character Count:** 9395
**Document Hash:** 5b28a926f71599183de29bba839add20
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000902664-25-003908.hdr.sgml**: 20250829

**ACCESSION NUMBER**: 0000902664-25-003908

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250829

**EFFECTIVENESS DATE**: 20250829

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TFG Asset Management GP Ltd
- **CENTRAL INDEX KEY:** 0001515070

**ORGANIZATION NAME:**
- **EIN:** 980646182
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15287
- **FILM NUMBER:** 251279900

**BUSINESS ADDRESS:**
- **STREET 1:** PO BOX 309
- **STREET 2:** UGLAND HOUSE
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-1104
- **BUSINESS PHONE:** 212-359-7356

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 309
- **STREET 2:** UGLAND HOUSE
- **CITY:** GRAND CAYMAN
- **STATE:** E9
- **ZIP:** KY1-1104

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Polygon Management Ltd.
- **DATE OF NAME CHANGE:** 20110310

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001515070

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** TFG Asset Management GP Ltd

**Address:** PO BOX 309, GRAND CAYMAN, E9 KY1-1104

**Telephone number:** 212-359-7357

**Name of agent for service:** Stacy Scheehle

**Agent Address:** 399 Park Avenue, 22nd Floor, New York, NY 10022

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-15287

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 3

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER               | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                 | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| ANNEXON INC                  | 03589W102 | 06/05/2025     | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers.                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |              0 |                0 | Abstain     |                                  2750000 | NONE                        |  |
| AXSOME THERAPEUTICS INC      | 05464T104 | 06/06/2025     | To approve, by non-binding advisory vote, the compensation of our named executive officers.                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          40531 |                0 | For         |                                    40531 | FOR                         |  |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | 06/05/2025     | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in this proxy statement.                                                                               | SECTION 14A SAY-ON-PAY VOTES |         288650 |                0 | Against     |                                   288650 | AGAINST                     |  |
| ENDO, INC                    | 29290D117 | 06/25/2025     | To approve, on an advisory basis, the frequency of soliciting an advisory say-on-pay vote (say-on-frequency).                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         243697 |                0 | Against     |                                   243697 | AGAINST                     |  |
| ENDO, INC                    | 29290D117 | 06/25/2025     | To approve, on an advisory basis, the compensation of our named executive officers (say-on-pay).                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |         243697 |                0 | Against     |                                   243697 | AGAINST                     |  |
| KEROS THERAPEUTICS INC       | 492327101 | 06/04/2025     | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement.                                                                   | SECTION 14A SAY-ON-PAY VOTES |         183000 |                0 | For         |                                   183000 | FOR                         |  |
| LYFT INC                     | 55087P104 | 06/05/2025     | The approval of, on an advisory basis, the compensation of our named executive officers.                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        1000000 |                0 | For         |                                  1000000 | FOR                         |  |
| RELAY THERAPEUTICS INC       | 75943R102 | 06/06/2025     | To consider and act upon an advisory vote on the compensation of our executive officers.                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         699000 |                0 | For         |                                   699000 | FOR                         |  |
| SNOWFLAKE INC                | 833445109 | 07/02/2024     | To approve, on a non-binding advisory basis, the compensation of our named executive officers.                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          10000 |                0 | Against     |                                    10000 | AGAINST                     |  |
| TARSUS PHARMACEUTICALS INC   | 87650L103 | 06/12/2025     | To hold an advisory vote to approve, on a non-binding basis, named executive officer compensation                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |         178470 |                0 | For         |                                   178470 | FOR                         |  |
| TARSUS PHARMACEUTICALS INC   | 87650L103 | 06/12/2025     | To hold an advisory vote to approve, on a non-binding basis, the frequency with which future stockholder votes on the compensation of our named executive officers will be conducted of one, two or three years. | SECTION 14A SAY-ON-PAY VOTES |         178470 |                0 | 1 Year      |                                   178470 | FOR                         |  |
| TECTONIC THERAPEUTIC INC     | 878972108 | 06/06/2025     | Advisory vote on the frequency of stockholder advisory votes on executive compensation.                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |         221320 |                0 | For         |                                   221320 | FOR                         |  |
| UIPATH INC                   | 90364P105 | 06/26/2025     | To approve, on a non-binding, advisory basis, the compensation paid to our named executive officers ("say-on-pay vote").                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        8950000 |                0 | For         |                                  8950000 | FOR                         |  |
| WARRIOR MET COAL INC         | 93627C101 | 04/23/2025     | To approve, on an advisory basis, the compensation of the Company's named executive officers.                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |          31750 |                0 | For         |                                    31750 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** TFG Asset Management GP Ltd

**By (Signature):** /s/ Stacy Scheehle

**By (Printed Signature):** /s/ Stacy Scheehle

**By (Title):** Chief Compliance Officer

**Date:** 08/29/2025