# EDGAR Filing Document

**Accession Number:** 0000943705
**File Stem:** 0000943705-26-000002
**Filing Date:** 2026-5
**Character Count:** 2748
**Document Hash:** 632b6968a5ab449c91802167b02f7a58
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000943705-26-000002.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0000943705-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**EFFECTIVENESS DATE**: 20260528

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FORTE SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000943705

**ORGANIZATION NAME:**
- **EIN:** 825043133
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-48201
- **FILM NUMBER:** 261037245

**BUSINESS ADDRESS:**
- **STREET 1:** 199 WATER STREET, 9TH FLOOR
- **STREET 2:** 17TH FLOOR--ROOM 113
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038
- **BUSINESS PHONE:** (929) 999-1783

**MAIL ADDRESS:**
- **STREET 1:** 199 WATER STREET, 9TH FLOOR
- **STREET 2:** 17TH FLOOR--ROOM 113
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10038

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOUTHLAKE CAPITAL, L.L.C.
- **DATE OF NAME CHANGE:** 20021002

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SOUTHLAKE CAPITAL LLC
- **DATE OF NAME CHANGE:** 19960422

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MASSIC W R CAPITAL L L C
- **DATE OF NAME CHANGE:** 19951220

### Attached PDF Documents

**Attachment 1:** `fortepublicaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000943705

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FORTE SECURITIES LLC

**Business Address:** 199 WATER STREET, 9TH FLOOR, 17TH FLOOR--ROOM 113, NEW YORK, NY, 10038

**Contact Person:** Vrinda Arora

**Contact Phone:** 212-668-8700

### Independent Public Accountant Identification

**Accountant Name:** Nawrocki Smith LLP

**Accountant Address:** 100 Motor Parkway, Suite 580, Hauppauge, NY, 11788

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Alexis Herzberg**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FORTE SECURITIES LLC**, as of **03-31-2026**, are true and correct.

**Signature:** Alexis Herzberg

**Title:** CEO