# EDGAR Filing Document

**Accession Number:** 0001404574
**File Stem:** 0001013594-23-000235
**Filing Date:** 2023-2
**Character Count:** 36838
**Document Hash:** 4706b32f1bb36bc2be1fbcbc9faa8297
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001013594-23-000235.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001013594-23-000235

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 683 Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001404574
- **IRS NUMBER:** 205100992
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14771
- **FILM NUMBER:** 23627406

**BUSINESS ADDRESS:**
- **STREET 1:** 1700 BROADWAY
- **STREET 2:** SUITE 4200
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** (212) 554-2379

**MAIL ADDRESS:**
- **STREET 1:** 1700 BROADWAY
- **STREET 2:** SUITE 4200
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** 683 Capital Management LLC<br>**Address:** 1700 BROADWAY<br>SUITE 4200<br>NEW YORK, NY 10019

**Form 13F File Number:** 028-14771

**CRD Number (if applicable):** 000156181

**SEC File Number (if applicable):** 801-73162

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ari Zweiman<br>**Title:** Managing Member<br>**Phone:** 212-554-2391

**Signature, Place, and Date of Signing:**

/s/ Ari Zweiman  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 308

**Form 13F Information Table Value Total:** $1181530412

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                    | Form 13F File Number   |
|:---|:---|:---|
|  | 683 Capital Partners LP | 028-14774              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 89BIO INC | COM | 282559103 |  | 282326 | 22178 | SH |  | DFND | 1 | 22178 | 0 | 0 |
| ACCRETION ACQUISITION CORP | RIGHT 03/01/2028 | 00438Y123 |  | 26213 | 375000 | SH |  | DFND | 1 | 375000 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 3507 | 187500 | SH |  | DFND | 1 | 187500 | 0 | 0 |
| ACCURAY INC | COM | 004397105 |  | 179383 | 85829 | SH |  | DFND | 1 | 85829 | 0 | 0 |
| ACTINIUM PHARMACEUTICALS INC | COM | 00507W206 |  | 177099 | 16629 | SH |  | DFND | 1 | 16629 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 6889500 | 90000 | SH |  | DFND | 1 | 90000 | 0 | 0 |
| ACUMEN PHARMACEUTICALS INC | COM | 00509G209 |  | 168728 | 31246 | SH |  | DFND | 1 | 31246 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | *W EXP 09/14/202 | 00809L114 |  | 11250 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | CLASS A COM | 00809L106 |  | 1560000 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 |  | 1321 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | CLASS A COM | 00809J101 |  | 4053676 | 398200 | SH |  | DFND | 1 | 398200 | 0 | 0 |
| AFFIMED N V | COM | N01045108 |  | 11160000 | 9000000 | SH |  | DFND | 1 | 9000000 | 0 | 0 |
| AGILETHOUGHT INC | CLASS A COM | 00857F100 |  | 198547 | 47273 | SH |  | DFND | 1 | 47273 | 0 | 0 |
| ALDEYRA THERAPEUTICS INC | COM | 01438T106 |  | 205452 | 29519 | SH |  | DFND | 1 | 29519 | 0 | 0 |
| ALLAKOS INC | COM | 01671P100 |  | 197567 | 23464 | SH |  | DFND | 1 | 23464 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3529200 | 40000 | SH |  | DFND | 1 | 40000 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 12865850 | 145000 | SH | Put | DFND | 1 | 145000 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 |  | 2542500 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 12876 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| ALTIMAR ACQUISITION CORP III | SHS CL A | G0370U108 |  | 1007000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ALTIMMUNE INC | COM NEW | 02155H200 |  | 282578 | 17178 | SH |  | DFND | 1 | 17178 | 0 | 0 |
| ALTISOURCE PORTFOLIO SOLUTIONS SA | REG SHS | L0175J104 |  | 114097 | 12061 | SH |  | DFND | 1 | 12061 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 81400 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 364265 | 89500 | SH | Call | DFND | 1 | 89500 | 0 | 0 |
| AMC ENTMT HLDGS INC | CL A COM | 00165C104 |  | 1934878 | 475400 | SH | Put | DFND | 1 | 475400 | 0 | 0 |
| ANGI INC | COM CL A NEW | 00183L102 |  | 117500 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| ANNEXON INC | COM | 03589W102 |  | 168842 | 32658 | SH |  | DFND | 1 | 32658 | 0 | 0 |
| APELLIS PHARMACEUTICALS INC | COM | 03753U106 |  | 9049250 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 7500 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 |  | 1013000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ARS PHARMACEUTICALS INC | COM | 82835W108 |  | 222241 | 26054 | SH |  | DFND | 1 | 26054 | 0 | 0 |
| ARYA SCIENCES ACQU CORP IV | CL A | G31659108 |  | 3030000 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| ARYA SCIENCES ACQUISITN CORP | CLASS A ORD SHS | G31658100 |  | 10090000 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| ASTRIA THERAPEUTICS INC | COM | 04635X102 |  | 219151 | 14718 | SH |  | DFND | 1 | 14718 | 0 | 0 |
| ASURE SOFTWARE INC | COM | 04649U102 |  | 185866 | 19900 | SH |  | DFND | 1 | 19900 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | UNIT 05/31/2028 | 05467C207 |  | 10 | 1 | SH |  | DFND | 1 | 1 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | *W EXP 05/31/202 | 05467C116 |  | 13433 | 333333 | SH |  | DFND | 1 | 333333 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | CLASS A COM | 05467C108 |  | 4367256 | 441137 | SH |  | DFND | 1 | 441137 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 5626 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 |  | 4594500 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| BETTER WORLD ACQUISITION COR | *W EXP 11/15/202 | 08772B112 |  | 28500 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| BEYOND AIR INC | COM | 08862L103 |  | 190209 | 29308 | SH |  | DFND | 1 | 29308 | 0 | 0 |
| BIOATLA INC | COM | 09077B104 |  | 153392 | 18593 | SH |  | DFND | 1 | 18593 | 0 | 0 |
| BIOMEA FUSION INC | COM | 09077A106 |  | 219315 | 26016 | SH |  | DFND | 1 | 26016 | 0 | 0 |
| BIOVIE INC | CL A NEW | 09074F207 |  | 125175 | 16110 | SH |  | DFND | 1 | 16110 | 0 | 0 |
| BLACKSKY TECHNOLOGY INC | COM CL A | 09263B108 |  | 150614 | 97801 | SH |  | DFND | 1 | 97801 | 0 | 0 |
| BOWMAN CONSULTING GROUP LTD | COM | 103002101 |  | 206941 | 9471 | SH |  | DFND | 1 | 9471 | 0 | 0 |
| BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 |  | 64337 | 321684 | SH |  | DFND | 1 | 321684 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 15571200 | 240000 | SH |  | DFND | 1 | 240000 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 3568400 | 55000 | SH | Put | DFND | 1 | 55000 | 0 | 0 |
| BURTECH ACQUISITION CORP | CLASS A COM | 123013104 |  | 1524000 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 900 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| BYRNA TECHNOLOGIES INC | COM NEW | 12448X201 |  | 161245 | 20567 | SH |  | DFND | 1 | 20567 | 0 | 0 |
| CABALETTA BIO INC | COM | 12674W109 |  | 249408 | 26963 | SH |  | DFND | 1 | 26963 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LTD | CLASS A ORD | G1745A108 |  | 4617000 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LTD | *W EXP 08/17/202 | G1745A124 |  | 2250 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| CALLON PETE CO DEL | COM | 13123X508 |  | 3189740 | 86000 | SH |  | DFND | 1 | 86000 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 33465600 | 360000 | SH |  | DFND | 1 | 360000 | 0 | 0 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 13944000 | 150000 | SH | Put | DFND | 1 | 150000 | 0 | 0 |
| CARDLYTICS INC | COM | 14161W105 |  | 10115000 | 1750000 | SH |  | DFND | 1 | 1750000 | 0 | 0 |
| CARDLYTICS INC | NOTE 1.000% 9/1 | 14161WAB1 |  | 4855594 | 11325000 | PRN |  | DFND | 1 | 11325000 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 4868454 | 1027100 | SH |  | DFND | 1 | 1027100 | 0 | 0 |
| CECO ENVIRONMENTAL CORP | COM | 125141101 |  | 179744 | 15389 | SH |  | DFND | 1 | 15389 | 0 | 0 |
| CELCUITY INC | COM | 15102K100 |  | 193338 | 13800 | SH |  | DFND | 1 | 13800 | 0 | 0 |
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 |  | 6782000 | 20000 | SH | Put | DFND | 1 | 20000 | 0 | 0 |
| CHOICEONE FINL SVCS INC | COM | 170386106 |  | 204595 | 7055 | SH |  | DFND | 1 | 7055 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 4296850 | 95000 | SH |  | DFND | 1 | 95000 | 0 | 0 |
| CLEARPOINT NEURO INC | COM | 18507C103 |  | 163996 | 19362 | SH |  | DFND | 1 | 19362 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 185899101 |  | 9666000 | 600000 | SH |  | DFND | 1 | 600000 | 0 | 0 |
| CLEVER LEAVES HOLDINGS INC | COM | 186760104 |  | 21060 | 68600 | SH | Call | DFND | 1 | 68600 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 |  | 3610750 | 6250000 | PRN |  | DFND | 1 | 6250000 | 0 | 0 |
| COMMERCIAL VEH GROUP INC | COM | 202608105 |  | 170053 | 24971 | SH |  | DFND | 1 | 24971 | 0 | 0 |
| COMPASS THERAPEUTICS INC | COM | 20454B104 |  | 191336 | 38039 | SH |  | DFND | 1 | 38039 | 0 | 0 |
| CONCERT PHARMACEUTICALS INC | COM | 206022105 |  | 222259 | 38058 | SH |  | DFND | 1 | 38058 | 0 | 0 |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 |  | 95453 | 825000 | SH |  | DFND | 1 | 825000 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 24613875 | 2475000 | SH |  | DFND | 1 | 2475000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 97750 | 1437500 | SH |  | DFND | 1 | 1437500 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 25220250 | 2475000 | SH |  | DFND | 1 | 2475000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 3750 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | CLASS A ORD SHS | G2365L101 |  | 2530000 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | RIGHT 07/01/2023 | G2365L127 |  | 17526 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| CONSOLIDATED WATER CO INC | ORD | G23773107 |  | 181581 | 12269 | SH |  | DFND | 1 | 12269 | 0 | 0 |
| COUNTER PRESS ACQUISITION CO | *W EXP 02/07/202 | G2542B125 |  | 47751 | 795849 | SH |  | DFND | 1 | 795849 | 0 | 0 |
| COUNTER PRESS ACQUISITION CO | CLASS A ORD SHS | G2542B117 |  | 7643700 | 745000 | SH |  | DFND | 1 | 745000 | 0 | 0 |
| CPI CARD GROUP INC | COM NEW | 12634H200 |  | 244875 | 6787 | SH |  | DFND | 1 | 6787 | 0 | 0 |
| CRESUD S A C I F Y A | SPONSORED ADR | 226406106 |  | 9533250 | 1425000 | SH |  | DFND | 1 | 1425000 | 0 | 0 |
| CRESUD S A C I F Y A | *W EXP 03/08/202 | P3311R259 |  | 789054 | 2320748 | SH |  | DFND | 1 | 2320748 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | CLASS A COM | 22677T102 |  | 5025000 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | *W EXP 10/04/202 | 22677T110 |  | 117414 | 990000 | SH |  | DFND | 1 | 990000 | 0 | 0 |
| CVRX INC | COM | 126638105 |  | 238954 | 13022 | SH |  | DFND | 1 | 13022 | 0 | 0 |
| CYMABAY THERAPEUTICS INC | COM | 23257D103 |  | 7524000 | 1200000 | SH |  | DFND | 1 | 1200000 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 12263 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 |  | 3675700 | 3115000 | SH |  | DFND | 1 | 3115000 | 0 | 0 |
| EMERALD HOLDING INC | COM | 29103W104 |  | 166557 | 47050 | SH |  | DFND | 1 | 47050 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 5844 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| ENOVA INTL INC | COM | 29357K103 |  | 96308700 | 2510000 | SH |  | DFND | 1 | 2510000 | 0 | 0 |
| ENTRADA THERAPEUTICS INC | COM | 29384C108 |  | 140000 | 10355 | SH |  | DFND | 1 | 10355 | 0 | 0 |
| ERO COPPER CORP | COM | 296006109 |  | 50234969 | 3650000 | SH |  | DFND | 1 | 3650000 | 0 | 0 |
| EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 |  | 10917 | 196348 | SH |  | DFND | 1 | 196348 | 0 | 0 |
| EVELO BIOSCIENCES INC | COM | 299734103 |  | 145369 | 90291 | SH |  | DFND | 1 | 90291 | 0 | 0 |
| EVOLUTION PETE CORP | COM | 30049A107 |  | 189852 | 25146 | SH |  | DFND | 1 | 25146 | 0 | 0 |
| FENNEC PHARMACEUTICALS INC | COM | 31447P100 |  | 2880000 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| FIESTA RESTAURANT GROUP INC | COM | 31660B101 |  | 191490 | 26053 | SH |  | DFND | 1 | 26053 | 0 | 0 |
| FINGERMOTION INC | COM | 31788K108 |  | 116972 | 41627 | SH |  | DFND | 1 | 41627 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 5250 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 |  | 1537500 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 |  | 22486 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| FIRST LT ACQUISITION GROUP I | *W EXP 03/14/202 | 320703119 |  | 30000 | 600000 | SH |  | DFND | 1 | 600000 | 0 | 0 |
| FIRST LT ACQUISITION GROUP I | CL A | 320703101 |  | 3051000 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 6250 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | CLASS A COM | 34417L109 |  | 6738844 | 661969 | SH |  | DFND | 1 | 661969 | 0 | 0 |
| FORAFRIC GLOBAL PLC | *W EXP 06/09/202 | X3R81D110 |  | 27200 | 40000 | SH |  | DFND | 1 | 40000 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 34969G110 |  | 1750 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | CL A | 34969G102 |  | 1033000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 3500 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 3524500 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| G1 THERAPEUTICS INC | COM | 3621LQ109 |  | 148196 | 27292 | SH |  | DFND | 1 | 27292 | 0 | 0 |
| GALAPAGOS NV | SPON ADR | 36315X101 |  | 4516597 | 101771 | SH |  | DFND | 1 | 101771 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 7120 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GALATA ACQUISITION CORP | SHS CL A | G3R23A108 |  | 2040000 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| GATOS SILVER INC | COM | 368036109 |  | 183919 | 44968 | SH |  | DFND | 1 | 44968 | 0 | 0 |
| GENIE ENERGY LTD | CL B | 372284208 |  | 173981 | 16826 | SH |  | DFND | 1 | 16826 | 0 | 0 |
| GESHER I ACQUISITION CORP | CLASS A ORD | G38537109 |  | 9171000 | 900000 | SH |  | DFND | 1 | 900000 | 0 | 0 |
| GESHER I ACQUISITION CORP | *W EXP 04/16/202 | G38537125 |  | 224956 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 7000 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 |  | 23025 | 767500 | SH |  | DFND | 1 | 767500 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | CLASS A ORD | G3934N107 |  | 15779800 | 1535000 | SH |  | DFND | 1 | 1535000 | 0 | 0 |
| GLOBALSTAR INC | COM | 378973408 |  | 1213201 | 912181 | SH |  | DFND | 1 | 912181 | 0 | 0 |
| GLORY STAR NEW MED GP HLDG L | *W EXP 02/13/202 | G39973113 |  | 540 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 4787841 | 481190 | SH |  | DFND | 1 | 481190 | 0 | 0 |
| GRAF ACQUISITION CORP IV | *W EXP 05/31/202 | 384272118 |  | 8490 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GRAPHITE BIO INC | COM | 38870X104 |  | 173656 | 52306 | SH |  | DFND | 1 | 52306 | 0 | 0 |
| GREENHILL  CO INC | COM | 395259104 |  | 184736 | 18023 | SH |  | DFND | 1 | 18023 | 0 | 0 |
| GREENWICH LIFESCIENCES INC | COM | 396879108 |  | 177840 | 11700 | SH |  | DFND | 1 | 11700 | 0 | 0 |
| GRITSTONE BIO INC | COM | 39868T105 |  | 213075 | 61761 | SH |  | DFND | 1 | 61761 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | UNIT 02/24/2027 | 36263W204 |  | 81 | 8 | SH |  | DFND | 1 | 8 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 12780 | 199992 | SH |  | DFND | 1 | 199992 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 |  | 1926369 | 190492 | SH |  | DFND | 1 | 190492 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | RIGHT 02/24/2027 | 36263W113 |  | 5581 | 5937 | SH |  | DFND | 1 | 5937 | 0 | 0 |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 |  | 4269000 | 100000 | SH | Put | DFND | 1 | 100000 | 0 | 0 |
| HALLADOR ENERGY COMPANY | COM | 40609P105 |  | 195245 | 19544 | SH |  | DFND | 1 | 19544 | 0 | 0 |
| HAMILTON BEACH BRANDS HLDG C | COM CL A | 40701T104 |  | 157650 | 12724 | SH |  | DFND | 1 | 12724 | 0 | 0 |
| HARROW HEALTH INC | COM | 415858109 |  | 219998 | 14905 | SH |  | DFND | 1 | 14905 | 0 | 0 |
| HAWKS ACQUISITION CORP | CL A | 42032P108 |  | 19776124 | 1979592 | SH |  | DFND | 1 | 1979592 | 0 | 0 |
| HERBALIFE NUTRITION LTD | NOTE 2.625% 3/1 | 42703MAD5 |  | 1383750 | 1500000 | PRN |  | DFND | 1 | 1500000 | 0 | 0 |
| HESS CORP | COM | 42809H107 |  | 34036800 | 240000 | SH |  | DFND | 1 | 240000 | 0 | 0 |
| HILTON GRAND VACATIONS INC | COM | 43283X105 |  | 12525500 | 325000 | SH |  | DFND | 1 | 325000 | 0 | 0 |
| HIREQUEST INC | COM | 433535101 |  | 166558 | 10535 | SH |  | DFND | 1 | 10535 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 13320000 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| IMMATICS N.V | SHS | N44445109 |  | 11323000 | 1300000 | SH |  | DFND | 1 | 1300000 | 0 | 0 |
| IMMATICS N.V | *W EXP 07/01/202 | N44445117 |  | 1166989 | 464936 | SH |  | DFND | 1 | 464936 | 0 | 0 |
| IMMERSION CORP | COM | 452521107 |  | 161001 | 22902 | SH |  | DFND | 1 | 22902 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 2900 | 72500 | SH |  | DFND | 1 | 72500 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 45333D120 |  | 14355 | 145000 | SH |  | DFND | 1 | 145000 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 1411200 | 140000 | SH |  | DFND | 1 | 140000 | 0 | 0 |
| INFUSYSTEM HLDGS INC | COM | 45685K102 |  | 187575 | 21610 | SH |  | DFND | 1 | 21610 | 0 | 0 |
| INSPIRED ENTMT INC | COM | 45782N108 |  | 26607000 | 2100000 | SH |  | DFND | 1 | 2100000 | 0 | 0 |
| INSTIL BIO INC | COM | 45783C101 |  | 343442 | 545146 | SH |  | DFND | 1 | 545146 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | ORD SHS CL A | G4828B100 |  | 1028000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | G4828B118 |  | 2500 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 |  | 132645 | 228698 | SH |  | DFND | 1 | 228698 | 0 | 0 |
| INTERNATIONAL SEAWAYS INC | COM | Y41053102 |  | 4442400 | 120000 | SH |  | DFND | 1 | 120000 | 0 | 0 |
| INVIVYD INC | COM | 00534A102 |  | 4500001 | 3000000 | SH |  | DFND | 1 | 3000000 | 0 | 0 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 |  | 6390000 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 |  | 20912500 | 4375000 | SH |  | DFND | 1 | 4375000 | 0 | 0 |
| IRSA INVERSIONES Y REP S A | *W EXP 05/12/202 | P5880C134 |  | 387679 | 1650400 | SH |  | DFND | 1 | 1650400 | 0 | 0 |
| ITEOS THERAPEUTICS INC | COM | 46565G104 |  | 2929500 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| KALTURA INC | COM | 483467106 |  | 170693 | 99240 | SH |  | DFND | 1 | 99240 | 0 | 0 |
| KAROOOOO LTD | ORD SHS | Y4600W108 |  | 1491200 | 64000 | SH |  | DFND | 1 | 64000 | 0 | 0 |
| KEYARCH ACQUISITION CORP | ORD SHS CL A | G5260A104 |  | 3462190 | 342452 | SH |  | DFND | 1 | 342452 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 5250 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 |  | 25376 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| KLX ENERGY SERVICS HOLDNGS I | COM NEW | 48253L205 |  | 209486 | 12102 | SH |  | DFND | 1 | 12102 | 0 | 0 |
| KULR TECHNOLOGY GROUP INC | COM | 50125G109 |  | 127453 | 106211 | SH |  | DFND | 1 | 106211 | 0 | 0 |
| KVH INDS INC | COM | 482738101 |  | 170204 | 16654 | SH |  | DFND | 1 | 16654 | 0 | 0 |
| LANTRONIX INC | COM NEW | 516548203 |  | 121751 | 28183 | SH |  | DFND | 1 | 28183 | 0 | 0 |
| LARIMAR THERAPEUTICS INC | COM | 517125100 |  | 776428 | 187997 | SH |  | DFND | 1 | 187997 | 0 | 0 |
| LCNB CORP | COM | 50181P100 |  | 180900 | 10050 | SH |  | DFND | 1 | 10050 | 0 | 0 |
| LEAP THERAPEUTICS INC | COM | 52187K101 |  | 1237500 | 2750000 | SH |  | DFND | 1 | 2750000 | 0 | 0 |
| LEGATO MERGER CORP II | *W EXP 09/01/202 | 52473Y112 |  | 43900 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| LENNAR CORP | CL B | 526057302 |  | 22389132 | 299400 | SH |  | DFND | 1 | 299400 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 18100000 | 200000 | SH | Put | DFND | 1 | 200000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 |  | 12500 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 |  | 1276250 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| LIMONEIRA CO | COM | 532746104 |  | 168657 | 13813 | SH |  | DFND | 1 | 13813 | 0 | 0 |
| LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 |  | 150743 | 128840 | SH |  | DFND | 1 | 128840 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | *W EXP 02/07/202 | G5510R113 |  | 27338 | 303750 | SH |  | DFND | 1 | 303750 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | CLASS A ORD SHS | G5510R105 |  | 4155300 | 405000 | SH |  | DFND | 1 | 405000 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | CLASS A COM | 54141L100 |  | 19845539 | 1994266 | SH |  | DFND | 1 | 1994266 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | UNIT 06/10/2026 | 54141L209 |  | 10 | 1 | SH |  | DFND | 1 | 1 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 26734 | 666665 | SH |  | DFND | 1 | 666665 | 0 | 0 |
| LSI INDS INC OHIO | COM | 50216C108 |  | 179561 | 14670 | SH |  | DFND | 1 | 14670 | 0 | 0 |
| LUNA INNOVATIONS INC | COM | 550351100 |  | 236038 | 26853 | SH |  | DFND | 1 | 26853 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | *W EXP 05/31/202 | G5853A115 |  | 100 | 333333 | SH |  | DFND | 1 | 333333 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | CLASS A ORD SHS | G5853A107 |  | 10189990 | 999999 | SH |  | DFND | 1 | 999999 | 0 | 0 |
| MACONDRAY CAP ACQUISITN CORP | UNIT 05/31/2028 | G5853A123 |  | 10 | 1 | SH |  | DFND | 1 | 1 | 0 | 0 |
| MAIDEN HOLDINGS LTD | SHS | G5753U112 |  | 5330746 | 2526420 | SH |  | DFND | 1 | 2526420 | 0 | 0 |
| MAMMOTH ENERGY SVCS INC | COM | 56155L108 |  | 277406 | 32070 | SH |  | DFND | 1 | 32070 | 0 | 0 |
| MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 |  | 358200 | 90000 | SH |  | DFND | 1 | 90000 | 0 | 0 |
| MASTERBRAND INC | COMMON STOCK | 57638P104 |  | 30955000 | 4100000 | SH |  | DFND | 1 | 4100000 | 0 | 0 |
| MATIV HOLDINGS INC | COM | 808541106 |  | 6270000 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | *W EXP 09/27/202 | 57778T114 |  | 7150 | 130000 | SH |  | DFND | 1 | 130000 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | CLASS A COM | 57778T106 |  | 1346800 | 130000 | SH |  | DFND | 1 | 130000 | 0 | 0 |
| MAYVILLE ENGR CO INC | COM | 578605107 |  | 173974 | 13742 | SH |  | DFND | 1 | 13742 | 0 | 0 |
| MEIRAGTX HLDGS PLC | COM | G59665102 |  | 11084000 | 1700000 | SH |  | DFND | 1 | 1700000 | 0 | 0 |
| MEREO BIOPHARMA GROUP PLC | SPONS ADS | 589492107 |  | 93750 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 2179450 | 65000 | SH |  | DFND | 1 | 65000 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 7247100 | 145000 | SH |  | DFND | 1 | 145000 | 0 | 0 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 3623550 | 72500 | SH | Call | DFND | 1 | 72500 | 0 | 0 |
| MOUNTAIN CREST ACQSITN CORP | RIGHT 08/30/2022 | 62404B115 |  | 0 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 11/17/202 | 629567116 |  | 10150 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | CL A COM | 629567108 |  | 3592446 | 349800 | SH |  | DFND | 1 | 349800 | 0 | 0 |
| NINE ENERGY SERVICE INC | COM | 65441V101 |  | 279412 | 19230 | SH |  | DFND | 1 | 19230 | 0 | 0 |
| NOBLE CORP PLC | ORD SHS A | G65431127 |  | 31971896 | 847836 | SH |  | DFND | 1 | 847836 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 3846 | 197200 | SH |  | DFND | 1 | 197200 | 0 | 0 |
| NORTHEAST CMNTY BANCORP INC | COM | 664121100 |  | 190618 | 12776 | SH |  | DFND | 1 | 12776 | 0 | 0 |
| NUVATION BIO INC | COM CL A | 67080N101 |  | 4799999 | 2500000 | SH |  | DFND | 1 | 2500000 | 0 | 0 |
| NUVATION BIO INC | *W EXP 07/07/202 | 67080N119 |  | 120704 | 835323 | SH |  | DFND | 1 | 835323 | 0 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 35235158 | 854600 | SH |  | DFND | 1 | 854600 | 0 | 0 |
| OMEGA THERAPEUTICS INC | COMMON STOCK | 68217N105 |  | 155889 | 27301 | SH |  | DFND | 1 | 27301 | 0 | 0 |
| OPTINOSE INC | COM | 68404V100 |  | 189677 | 102528 | SH |  | DFND | 1 | 102528 | 0 | 0 |
| OPY ACQUISITION CORP I | COM CL A | 671005106 |  | 2319630 | 231500 | SH |  | DFND | 1 | 231500 | 0 | 0 |
| OPY ACQUISITION CORP I | *W EXP 09/22/202 | 671005114 |  | 18825 | 375000 | SH |  | DFND | 1 | 375000 | 0 | 0 |
| ORAMED PHARMACEUTICALS INC | COM NEW | 68403P203 |  | 247060 | 20537 | SH |  | DFND | 1 | 20537 | 0 | 0 |
| ORIC PHARMACEUTICALS INC | COM | 68622P109 |  | 199082 | 33800 | SH |  | DFND | 1 | 33800 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 36378 | 239800 | SH |  | DFND | 1 | 239800 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | CLASS A ORD SHS | G6780C109 |  | 12049950 | 1199000 | SH |  | DFND | 1 | 1199000 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | UNIT 04/15/2025 | G6780C125 |  | 9770 | 1000 | SH |  | DFND | 1 | 1000 | 0 | 0 |
| OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 69036R863 |  | 183232 | 63402 | SH |  | DFND | 1 | 63402 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 8000 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| OXUS ACQUISITION CORP | SHS CL A | G6859L105 |  | 2066000 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| PANACEA ACQUISITION CORP II | CL A SHS | G6882C106 |  | 14874000 | 1480000 | SH |  | DFND | 1 | 1480000 | 0 | 0 |
| PANGAEA LOGISTICS SOLUTION L | SHS | G6891L105 |  | 187110 | 36332 | SH |  | DFND | 1 | 36332 | 0 | 0 |
| PDS BIOTECHNOLOGY CORP | COM | 70465T107 |  | 254496 | 19280 | SH |  | DFND | 1 | 19280 | 0 | 0 |
| PHATHOM PHARMACEUTICALS INC | COM | 71722W107 |  | 15147000 | 1350000 | SH |  | DFND | 1 | 1350000 | 0 | 0 |
| PLAYAGS INC | COM | 72814N104 |  | 397994 | 78038 | SH |  | DFND | 1 | 78038 | 0 | 0 |
| PONCE FINANCIAL GROUP INC | COMMON STOCK | 732344106 |  | 172970 | 18559 | SH |  | DFND | 1 | 18559 | 0 | 0 |
| POSEIDA THERAPEUTICS INC | COM | 73730P108 |  | 195920 | 36966 | SH |  | DFND | 1 | 36966 | 0 | 0 |
| PRELUDE THERAPEUTICS INC | COM | 74065P101 |  | 172931 | 28631 | SH |  | DFND | 1 | 28631 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 152 | 3333 | SH |  | DFND | 1 | 3333 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | CL A | 74275N102 |  | 100500 | 10000 | SH |  | DFND | 1 | 10000 | 0 | 0 |
| PROG HOLDINGS INC | COM NPV | 74319R101 |  | 2111250 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| PROTAGONIST THERAPEUTICS INC | COM | 74366E102 |  | 2267098 | 207800 | SH |  | DFND | 1 | 207800 | 0 | 0 |
| PROVENTION BIO INC | COM | 74374N102 |  | 5813500 | 550000 | SH |  | DFND | 1 | 550000 | 0 | 0 |
| PUMA BIOTECHNOLOGY INC | COM | 74587V107 |  | 154395 | 36500 | SH |  | DFND | 1 | 36500 | 0 | 0 |
| RAIN ONCOLOGY INC | COM | 75082Q105 |  | 196096 | 24512 | SH |  | DFND | 1 | 24512 | 0 | 0 |
| RANGER ENERGY SVCS INC | COM CL A | 75282U104 |  | 182359 | 16563 | SH |  | DFND | 1 | 16563 | 0 | 0 |
| THE REAL GOOD FOOD COMPANY I | COM CL A | 75601G109 |  | 168521 | 25418 | SH |  | DFND | 1 | 25418 | 0 | 0 |
| RHYTHM PHARMACEUTICALS INC | COM | 76243J105 |  | 202675 | 6960 | SH |  | DFND | 1 | 6960 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | G7573M114 |  | 17500 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | CL A ORD SHS | G7573M106 |  | 3601500 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | COMMON STOCK | 77118V108 |  | 1536000 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | RIGHT 11/30/2028 | 77118V116 |  | 25500 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 |  | 15049000 | 1490000 | SH |  | DFND | 1 | 1490000 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 48281 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ROTH CH ACQUISITION V CO | COM | 77867R100 |  | 1011000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 77867R118 |  | 2000 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| RXO INC | COMMON STOCK | 74982T103 |  | 4300000 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| SANARA MEDTECH INC | COM | 79957L100 |  | 225953 | 4966 | SH |  | DFND | 1 | 4966 | 0 | 0 |
| SCHOLAR ROCK HLDG CORP | COM | 80706P103 |  | 209526 | 23152 | SH |  | DFND | 1 | 23152 | 0 | 0 |
| SCPHARMACEUTICALS INC | COM | 810648105 |  | 189460 | 26424 | SH |  | DFND | 1 | 26424 | 0 | 0 |
| SEACOR MARINE HLDGS INC | COM | 78413P101 |  | 205514 | 22436 | SH |  | DFND | 1 | 22436 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 |  | 375 | 37500 | SH |  | DFND | 1 | 37500 | 0 | 0 |
| SIGNAL HILL ACQUISITION CORP | *W EXP 02/10/202 | 82664R113 |  | 2000 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| SIGNAL HILL ACQUISITION CORP | CLASS A COM | 82664R105 |  | 1981200 | 195000 | SH |  | DFND | 1 | 195000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 8236 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SQZ BIOTECHNOLOGIES CO | COM | 78472W104 |  | 984857 | 1330889 | SH |  | DFND | 1 | 1330889 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | CL A ORD SHS | G8465L107 |  | 2555000 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | *W EXP 12/02/202 | G8465L115 |  | 7500 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| SUMMIT THERAPEUTICS INC | COM | 86627T108 |  | 216062 | 50838 | SH |  | DFND | 1 | 50838 | 0 | 0 |
| SYNDAX PHARMACEUTICALS INC | COM | 87164F105 |  | 14506500 | 570000 | SH |  | DFND | 1 | 570000 | 0 | 0 |
| TECK RESOURCES LTD | CL B | 878742204 |  | 5105700 | 135000 | SH |  | DFND | 1 | 135000 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 195385 | 16990 | SH |  | DFND | 1 | 16990 | 0 | 0 |
| TERNS PHARMACEUTICALS INC | COM | 880881107 |  | 285040 | 28000 | SH |  | DFND | 1 | 28000 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 6466950 | 52500 | SH | Put | DFND | 1 | 52500 | 0 | 0 |
| TG THERAPEUTICS INC | COM | 88322Q108 |  | 14787500 | 1250000 | SH |  | DFND | 1 | 1250000 | 0 | 0 |
| TIO TECH A | CLASS A ORD SHS | G8T10C106 |  | 20160000 | 2000000 | SH |  | DFND | 1 | 2000000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 16000 | 666666 | SH |  | DFND | 1 | 666666 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | *W EXP 99/99/999 | 89301B112 |  | 29700 | 742500 | SH |  | DFND | 1 | 742500 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | COM CL A | 89301B104 |  | 14922230 | 1484799 | SH |  | DFND | 1 | 1484799 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 19976 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| TRINE II ACQUISITION CORP | CL A ORD SHS | G9059F100 |  | 5145287 | 499300 | SH |  | DFND | 1 | 499300 | 0 | 0 |
| TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 |  | 3872741 | 4515000 | PRN |  | DFND | 1 | 4515000 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 25957150 | 1145000 | SH |  | DFND | 1 | 1145000 | 0 | 0 |
| UNITY BIOTECHNOLOGY INC | COM NEW | 91381U200 |  | 657600 | 240000 | SH |  | DFND | 1 | 240000 | 0 | 0 |
| UPSTART HLDGS INC | NOTE 0.250% 8/1 | 91680MAB3 |  | 6964091 | 13100000 | PRN |  | DFND | 1 | 13100000 | 0 | 0 |
| UROGEN PHARMA LTD | COM | M96088105 |  | 200497 | 22604 | SH |  | DFND | 1 | 22604 | 0 | 0 |
| VACASA INC | CLASS A COM | 91854V107 |  | 4410000 | 3500000 | SH |  | DFND | 1 | 3500000 | 0 | 0 |
| VALARIS LIMITED | CL A | G9460G101 |  | 676200 | 10000 | SH |  | DFND | 1 | 10000 | 0 | 0 |
| VALUENCE MERGER CORP I | *W EXP 02/18/202 | G9R16L118 |  | 19251 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| VALUENCE MERGER CORP I | CLASS A ORD SHS | G9R16L100 |  | 7231000 | 700000 | SH |  | DFND | 1 | 700000 | 0 | 0 |
| VIEMED HEALTHCARE INC | COM | 92663R105 |  | 192833 | 25507 | SH |  | DFND | 1 | 25507 | 0 | 0 |
| VIGIL NEUROSCIENCE INC | COM | 92673K108 |  | 188650 | 15092 | SH |  | DFND | 1 | 15092 | 0 | 0 |
| VIKING THERAPEUTICS INC | COM | 92686J106 |  | 272600 | 29000 | SH |  | DFND | 1 | 29000 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 2197 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 |  | 1029000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| VOR BIOPHARMA INC | COM | 929033108 |  | 169036 | 25419 | SH |  | DFND | 1 | 25419 | 0 | 0 |
| VOXX INTL CORP | CL A | 91829F104 |  | 146994 | 17541 | SH |  | DFND | 1 | 17541 | 0 | 0 |
| VOYAGER THERAPEUTICS INC | COM | 92915B106 |  | 191467 | 31388 | SH |  | DFND | 1 | 31388 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 7110000 | 750000 | SH |  | DFND | 1 | 750000 | 0 | 0 |
| WAVE LIFE SCIENCES LTD | SHS | Y95308105 |  | 42000000 | 6000000 | SH |  | DFND | 1 | 6000000 | 0 | 0 |
| WESTERN NEW ENG BANCORP INC | COM | 958892101 |  | 176590 | 18667 | SH |  | DFND | 1 | 18667 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 7329 | 162500 | SH |  | DFND | 1 | 162500 | 0 | 0 |
| WILLIS LEASE FIN CORP | COM | 970646105 |  | 205709 | 3486 | SH |  | DFND | 1 | 3486 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | NOTE 5.000% 7/1 | 98422LAA5 |  | 4968250 | 5950000 | PRN |  | DFND | 1 | 5950000 | 0 | 0 |
| XPERI INC | COMMON STOCK | 98423J101 |  | 1722000 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ZEVIA PBC | CL A | 98955K104 |  | 185212 | 45284 | SH |  | DFND | 1 | 45284 | 0 | 0 |
| ZYMEWORKS DEL INC | COM | 98985Y108 |  | 2279400 | 290000 | SH |  | DFND | 1 | 290000 | 0 | 0 |

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