# EDGAR Filing Document

**Accession Number:** 0001595585
**File Stem:** 0001595585-23-000018
**Filing Date:** 2023-2
**Character Count:** 26211
**Document Hash:** e3ce8f127bd4111e5dee34b68bee232b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001595585-23-000018.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001595585-23-000018

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 31

**CONFORMED PERIOD OF REPORT**: 20230221

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Tricida, Inc.
- **CENTRAL INDEX KEY:** 0001595585
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **IRS NUMBER:** 463372526
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38558
- **FILM NUMBER:** 23661005

**BUSINESS ADDRESS:**
- **STREET 1:** 7000 SHORELINE COURT, SUITE 201
- **CITY:** SOUTH SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94080
- **BUSINESS PHONE:** 415-429-7800

**MAIL ADDRESS:**
- **STREET 1:** 7000 SHORELINE COURT, SUITE 201
- **CITY:** SOUTH SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94080

?xml version="1.0" ? tcda-20230221

 **UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): February 21, 2023**

![tcda-20230221_g1.jpg](tcda-20230221_g1.jpg)

**TRICIDA, INC.**

**(Exact name of Registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
| **Delaware** | **001-38558** | **46-3372526** |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) |

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**7000 Shoreline Court**

**Suite 201**

**South San Francisco, CA 94080**

(Address of principal executive offices) (Zip Code)

**(415) 429-7800**

(Registrant's telephone number, including area code)

**N/A**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| | | |
|:---|:---|:---|
| **Securities registered pursuant to Section 12(b) of the Act** | **Securities registered pursuant to Section 12(b) of the Act** | **Securities registered pursuant to Section 12(b) of the Act** |
| **<u>Title of each class</u>** | **<u>Trading Symbol(s)</u>** | **<u>Name of exchange on which registered</u>** |
| Common stock, par value $0.001 per share | TCDAQ |  |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

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| | | |
|:---|:---|:---|
| Emerging growth company | ☐ |  |
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ |

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| | |
|:---|:---|
| **Item 7.01** | **Regulation FD Disclosure.** |

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As previously reported, on January 11, 2023, Tricida, Inc. (the "Company") filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing a Chapter 11 case for the Company (Case No. 23-10024).

On February 21, 2023, the Company filed its monthly operating report (the "Monthly Operating Report"), with the Court for the reporting month ended January 31, 2023, a copy of which is attached hereto as Exhibit 99.1.

***Cautionary Note Regarding the Monthly Operating Reports***

The Company cautions investors and potential investors not to place undue reliance upon the information contained in the Monthly Operating Report, which was not prepared for the purpose of providing the basis for an investment decision relating to any of the Company's securities. The Monthly Operating Report is limited in scope and has been prepared solely for the purpose of complying with requirements of the Court. The Monthly Operating Report is not reviewed by independent accountants, is in a format prescribed by applicable bankruptcy laws, and is subject to future adjustment. The financial information in the Monthly Operating Report is not prepared in accordance with accounting principles generally accepted in the United States ("GAAP") and, therefore, may exclude items required by GAAP, such as certain reclassifications, eliminations, accruals, valuations and disclosures. The Monthly Operating Report also relates to periods that are different from the historical periods required in the Company's reports filed pursuant to the Securities Exchange Act of 1934, as amended, or the Exchange Act.

***Limitation on Incorporation by Reference***

In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 is being furnished for informational purposes only and shall not be deemed "filed" for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as otherwise expressly stated in such filing. The filing of this current report (including Exhibit 99.1 attached hereto) will not be deemed an admission as to the materiality of any information required to be disclosed solely by Regulation FD.

***Cautionary Statements Regarding Trading in the Company's Securities***

The Company's securityholders are cautioned that trading in the Company's securities during the pendency of the Chapter 11 case is highly speculative and poses substantial risks. Trading prices for the Company's securities may bear little or no relationship to the actual recovery, if any, by holders thereof in the Company's Chapter 11 case. Accordingly, the Company urges extreme caution with respect to existing and future investments in its securities.

***Cautionary Note Regarding Forward-Looking Statements***

This Current Report on Form 8-K and Exhibit 99.1 include forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements relate to expectations concerning matters that are not historical facts. Words such as "projects," "believes," "anticipates," "plans," "expects," "intends," "may," "will," "could," "should," "would," and similar words and expressions are intended to identify forward-looking statements. Forward-looking statements involve risks and uncertainties that could cause actual results to differ materially from those discussed in such forward-looking statements. Such risks and uncertainties include, without limitation, the outcome of the Chapter 11 proceedings, the Company's contractual and financial obligations to key suppliers and vendors; the Company's financial projections and cost estimates; the Company's ability to raise additional funds; and risks associated with the Company's business prospects, financial results and business operations. These and other factors that may affect the Company's future business prospects, results and operations are identified and described in more detail in the Company's filings with the Securities and Exchange Commission (the "SEC"), including the Company's most recent Annual Report filed on Form 10-K and the subsequently filed Quarterly Report(s) on Form 10-Q. You should not place undue reliance on these forward-looking statements, which speak only as of the date of this Form 8-K. Except as required by applicable law, the Company does not intend to update any of the forward-looking statements to conform these statements to actual results, later events or circumstances or to reflect the occurrence of unanticipated events.

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| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits.** |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d) Exhibits.

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| | |
|:---|:---|
| **Exhibit Number** | **Description** |
| 99.1 | <u>[Tricida, Inc., Monthly Operating Report, dated February 21, 2023.](a23100242302210000000000.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

---

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| **Dated: February 23, 2023** | **TRICIDA, INC.** | **TRICIDA, INC.** |
|  | By: | /s/ Geoffrey M. Parker |
|  | Name: | Geoffrey M. Parker |
|  | Title: | Chief Operating Officer, Chief Financial Officer and Executive Vice President |

---

## Exhibit 99.1

![](a23100242302210000000000001.jpg)

UST Form 11-MOR (12/01/2021) 1 UNITED STATES BANKRUPTCY COURT DISTRICT OFFOR THE DELAWARE In Re. Tricida, Inc. Debtor(s) § § § § Case No. 23-10024 Jointly Administered Monthly Operating Report Chapter 11 Reporting Period Ended: 01/31/2023 Petition Date: 01/11/2023 Months Pending: 1 Industry Classification: 3 2 5 4 Reporting Method: Accrual Basis Cash Basis Debtor's Full-Time Employees (current): 12 Debtor's Full-Time Employees (as of date of order for relief): 12 Supporting Documentation (check all that are attached): (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) Statement of cash receipts and disbursements Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit Statement of operations (profit or loss statement) Accounts receivable aging Postpetition liabilities aging Statement of capital assets Schedule of payments to professionals Schedule of payments to insiders All bank statements and bank reconciliations for the reporting period Description of the assets sold or transferred and the terms of the sale or transfer Signature of Responsible Party Printed Name of Responsible Party Date Address /s/ Allison S. Mielke 02/21/2023 Allison S. Mielke Young Conaway Stargatt & Taylor, LLP 1000 N. King Street Wilmington, Delaware 19801 STATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies. Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 1 of 12 ¨2¤? 87"5 7I« 2310024230221000000000023 Docket #0227 Date Filed: 02/21/2023

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![](a23100242302210000000000002.jpg)

UST Form 11-MOR (12/01/2021) 2 Debtor's Name Tricida, Inc. Case No. 23-10024 Part 1: Cash Receipts and Disbursements Current Month Cumulative a. Cash balance beginning of month $47,146,391 b. Total receipts (net of transfers between accounts) $114,088 $0 c. Total disbursements (net of transfers between accounts) $567,796 $0 d. Cash balance end of month (a+b-c) $46,692,683 e. Disbursements made by third party for the benefit of the estate $0 $0 f. Total disbursements for quarterly fee calculation (c+e) $567,796 $0 Part 2: Asset and Liability Status Current Month (Not generally applicable to Individual Debtors. See Instructions.) a. Accounts receivable (total net of allowance) $0 b. Accounts receivable over 90 days outstanding (net of allowance) $0 c. Inventory ((attach explanation))Book Market Other $0 d Total current assets $53,926,715 e. Total assets $64,637,131 f. Postpetition payables (excluding taxes) $1,147,364 g. Postpetition payables past due (excluding taxes) $0 h. Postpetition taxes payable $0 i. Postpetition taxes past due $0 j. Total postpetition debt (f+h) $1,147,364 k. Prepetition secured debt $0 l. Prepetition priority debt $0 m. Prepetition unsecured debt $238,836,227 n. Total liabilities (debt) (j+k+l+m) $239,983,591 o. Ending equity/net worth (e-n) $-175,346,460 Part 3: Assets Sold or Transferred Current Month Cumulative a. Total cash sales price for assets sold/transferred outside the ordinary course of business $0 $0 b. Total payments to third parties incident to assets being sold/transferred outside the ordinary course of business $0 $0 c. Net cash proceeds from assets sold/transferred outside the ordinary course of business (a-b) $0 $0 Part 4: Income Statement (Statement of Operations) Current Month Cumulative (Not generally applicable to Individual Debtors. See Instructions.) a. Gross income/sales (net of returns and allowances) $0 b. Cost of goods sold (inclusive of depreciation, if applicable) $0 c. Gross profit (a-b) $0 d. Selling expenses $0 e. General and administrative expenses $567,796 f. Other expenses $0 g. Depreciation and/or amortization (not included in 4b) $0 h. Interest $0 i. Taxes (local, state, and federal) $0 j. Reorganization items $0 k. Profit (loss) $-567,796 $0 Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 2 of 12

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![](a23100242302210000000000003.jpg)

UST Form 11-MOR (12/01/2021) 3 Debtor's Name Tricida, Inc. Case No. 23-10024 Part 5: Professional Fees and Expenses Approved Current Month Approved Cumulative Paid Current Month Paid Cumulative a. Debtor's professional fees & expenses (bankruptcy) Aggregate Total Itemized Breakdown by Firm Firm Name Role i ii iii iv v vi vii viii ix x xi xii xiii xiv xv xvi xvii xviii xix xx xxi xxii xxiii xxiv xxv xxvi xxvii xxviii xxix xxx xxxi xxxii xxxiii xxxiv xxxv xxxvi Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 3 of 12

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![](a23100242302210000000000004.jpg)

UST Form 11-MOR (12/01/2021) 4 Debtor's Name Tricida, Inc. Case No. 23-10024 xxxvii xxxvii xxxix xl xli xlii xliii xliv xlv xlvi xlvii xlviii xlix l li lii liii liv lv lvi lvii lviii lix lx lxi lxii lxiii lxiv lxv lxvi lxvii lxviii lxix lxx lxxi lxxii lxxiii lxxiv lxxv lxxvi lxxvii lxxvii Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 4 of 12

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![](a23100242302210000000000005.jpg)

UST Form 11-MOR (12/01/2021) 5 Debtor's Name Tricida, Inc. Case No. 23-10024 lxxix lxxx lxxxi lxxxii lxxxii lxxxiv lxxxv lxxxvi lxxxvi lxxxvi lxxxix xc xci xcii xciii xciv xcv xcvi xcvii xcviii xcix c ci Approved Current Month Approved Cumulative Paid Current Month Paid Cumulative b. Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total $2,551 $2,551 $2,551 $2,551 Itemized Breakdown by Firm Firm Name Role i ii Resource Global Professionals Financial Professional $2,551 $2,551 $2,551 $2,551 iii iv v vi vii viii ix x xi xii xiii xiv Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 5 of 12

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![](a23100242302210000000000006.jpg)

UST Form 11-MOR (12/01/2021) 6 Debtor's Name Tricida, Inc. Case No. 23-10024 xv xvi xvii xviii xix xx xxi xxii xxiii xxiv xxv xxvi xxvii xxviii xxix xxx xxxi xxxii xxxiii xxxiv xxxv xxxvi xxxvii xxxvii xxxix xl xli xlii xliii xliv xlv xlvi xlvii xlviii xlix l li lii liii liv lv lvi Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 6 of 12

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![](a23100242302210000000000007.jpg)

UST Form 11-MOR (12/01/2021) 7 Debtor's Name Tricida, Inc. Case No. 23-10024 lvii lviii lix lx lxi lxii lxiii lxiv lxv lxvi lxvii lxviii lxix lxx lxxi lxxii lxxiii lxxiv lxxv lxxvi lxxvii lxxvii lxxix lxxx lxxxi lxxxii lxxxii lxxxiv lxxxv lxxxvi lxxxvi lxxxvi lxxxix xc xci xcii xciii xciv xcv xcvi xcvii xcviii Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 7 of 12

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![](a23100242302210000000000008.jpg)

UST Form 11-MOR (12/01/2021) 8 Debtor's Name Tricida, Inc. Case No. 23-10024 xcix c c. All professional fees and expenses (debtor & committees) $0 Part 6: Postpetition Taxes Current Month Cumulative a. Postpetition income taxes accrued (local, state, and federal) $11,290 $11,290 b. Postpetition income taxes paid (local, state, and federal) $0 $0 c. Postpetition employer payroll taxes accrued $0 $0 d. Postpetition employer payroll taxes paid $69,373 $69,373 e. Postpetition property taxes paid $0 $0 f. Postpetition other taxes accrued (local, state, and federal) $0 $0 g. Postpetition other taxes paid (local, state, and federal) $0 $0 Part 7: Questionnaire - During this reporting period: a. Were any payments made on prepetition debt? (if yes, see Instructions) Yes No b. Yes NoWere any payments made outside the ordinary course of business without court approval? (if yes, see Instructions) c. Yes NoWere any payments made to or on behalf of insiders? d. Yes NoAre you current on postpetition tax return filings? e. Yes NoAre you current on postpetition estimated tax payments? f. Were all trust fund taxes remitted on a current basis? Yes No g. Yes NoWas there any postpetition borrowing, other than trade credit? (if yes, see Instructions) h. Were all payments made to or on behalf of professionals approved by the court? Yes No N/A i. Do you have: Worker's compensation insurance? Yes No If yes, are your premiums current? Yes No N/A (if no, see Instructions) Casualty/property insurance? Yes No If yes, are your premiums current? Yes No N/A (if no, see Instructions) General liability insurance? Yes No If yes, are your premiums current? Yes No N/A (if no, see Instructions) j. Has a plan of reorganization been filed with the court? Yes No k. Has a disclosure statement been filed with the court? Yes No l. Are you current with quarterly U.S. Trustee fees as set forth under 28 U.S.C. § 1930? Yes No Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 8 of 12

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![](a23100242302210000000000009.jpg)

UST Form 11-MOR (12/01/2021) 9 Debtor's Name Tricida, Inc. Case No. 23-10024 Part 8: Individual Chapter 11 Debtors (Only) a. Gross income (receipts) from salary and wages $0 b. Gross income (receipts) from self-employment $0 c. Gross income from all other sources $0 d. Total income in the reporting period (a+b+c) $0 e. Payroll deductions $0 f. Self-employment related expenses $0 g. Living expenses $0 h. All other expenses $0 i. Total expenses in the reporting period (e+f+g+h) $0 j. Difference between total income and total expenses (d-i) $0 k. List the total amount of all postpetition debts that are past due $0 l. Are you required to pay any Domestic Support Obligations as defined by 11 U.S.C § 101(14A)? Yes No m. Yes No N/AIf yes, have you made all Domestic Support Obligation payments? Privacy Act Statement 28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, "Bankruptcy Case Files and Associated Records." See 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: http:// www.justice.gov/ust/eo/rules_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F). I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate. /s/ Annie Yoshiyama Signature of Responsible Party SVP, Finance and Chief Accounting Officer Printed Name of Responsible Party 02/21/2023 DateTitle Annie Yoshiyama Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 9 of 12

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UST Form 11-MOR (12/01/2021) 10 Debtor's Name Tricida, Inc. Case No. 23-10024 PageOnePartOne PageOnePartTwo PageTwoPartOne PageTwoPartTwo Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 10 of 12

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![](a23100242302210000000000011.jpg)

UST Form 11-MOR (12/01/2021) 11 Debtor's Name Tricida, Inc. Case No. 23-10024 Bankruptcy51to100 NonBankruptcy1to50 NonBankruptcy51to100 Bankruptcy1to50 Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 11 of 12

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![](a23100242302210000000000012.jpg)

UST Form 11-MOR (12/01/2021) 12 Debtor's Name Tricida, Inc. Case No. 23-10024 PageFour PageThree Case 23-10024-JTD Doc 227 Filed 02/21/23 Page 12 of 12

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![](a23100242302210000000000013.jpg)

In re: Tricida, Inc. Case No. 23 10024 Balance Sheet As of January 31, 2023 ($ in thousands) January 31, 2023 Assets Current assets: Cash and cash equivalents 46,572 Short term investments Interest Receivable 121 Prepaid expenses and other current assets 7,234 Total current assets 53,927 Long term investments Property and equipment, net 460 Operating lease right of use assets 10,250 Total assets 64,637 Liabilities and stockholders' equity Current liabilities: Accounts payable 18,763 Current operating lease liabilities 2,825 Accrued expenses and other current liabilities 13,582 Preferred stock tranche obligation Total current liabilities 35,170 Non current Term Loan, net Convertible Senior Notes, net 195,655 Non current operating lease liabilities 9,159 Other long term liabilities Total liabilities 239,984 Commitments and contingencies (Note 7) Stockholders' equity: Stockholders' equity: Preferred stock Common Stock 58 Additional paid in capital 750,223 Accumulated other comprehensive income (loss) (92) Accumulated deficit (925,536) Total stockholders' equity (175,347) Total liabilities and stockholders' equity 64,637 Case 23-10024-JTD Doc 227-1 Filed 02/21/23 Page 1 of 5

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![](a23100242302210000000000014.jpg)

In re: Tricida, Inc. Case No. 23 10024 Statement of Cash Receipts and Disbursements Summary Reporting Period: January 11 to January 31, 2023 ($ in thousands) Tricida, Inc. Beginning Cash Balance 47,146$ Receipts Interest Income [1] 114 Sale of Assets Other Total Receipts 114 Operating Disbursements Payroll & Benefits 182 Rent & Utilities 273 Insurance 6 External Finance & HR 4 External Legal, Facilities & IT 14 Other Operating Disbursements 89 Professional Fees US Trustee Fees Other Non Operating Disbursements Total Disbursements 568 Net Cash Flow (454)$ Ending Cash Balance 46,693 Footnotes: [1] Includes accrued interest as of 1/31 Case 23-10024-JTD Doc 227-1 Filed 02/21/23 Page 2 of 5

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![](a23100242302210000000000015.jpg)

In re: Tricida, Inc. Case No. 23 10024 Statement of Operations Reporting Period: January 11 to January 31, 2023 ($ in thousands) Tricida, Inc. Cash Basis Gross Sales Cost of goods sold Gross profit Selling expenses General and administrative expenses (568) Other expenses Depreciation and/or amortization (not included in 4b) Interest & Fees Taxes (local, state, and federal) Reorganization items Miscellaneous (Income) / Expense Profit / (Loss) (568)$ Case 23-10024-JTD Doc 227-1 Filed 02/21/23 Page 3 of 5

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![](a23100242302210000000000016.jpg)

In re: Tricida, Inc. Case No. 23 10024 Summary of Cash Book Balances Reporting Period: January 11 to January 31, 2023 Account Description Entity Bank Account Number Book Balance Last 4 Digits as of 1/31/2023 Operational Tricida, Inc. Silicon Valley Bank 4984 1,672,949$ Assurance Account Tricida, Inc. Silicon Valley Bank 6340 4,000 Payroll Tricida, Inc. Silicon Valley Bank 9912 Brokerage Account Tricida, Inc. US Bank 4395 45,015,735 Total 46,692,684$ Case 23-10024-JTD Doc 227-1 Filed 02/21/23 Page 4 of 5

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![](a23100242302210000000000017.jpg)

In re: Tricida, Inc. Case No. 23 10024 Additional Information Reporting Period: January 11, 2023 to January 31, 2023 Supplemental Information All Bank Statements and Bank Reconciliations for the Reporting Period February 21, 2023 Signature of Authorized Individual Date Annie Yoshiyama SVP Finance & Chief Accounting Officer Printed Name of Authorized Individual Title of Authorized Individual Part 7: Questionnaire a. Were any payment made on prepetition debt? Yes The Debtor hereby submits this attestation regarding bank account reconciliations in lieu of providing copies of bank statements, bank reconciliations and journal entries during January 2023. The Debtor's standard practice is to ensure that bank reconciliations are completed before closing the books each reporting period. I attest that each of the Debtor's bank accounts have been reconciled in accordance with its standard practice. All payments made on account prepetition debt during the month of January 2023 (and included in the disbursements reported herein) were authorized under "first day" orders entered by the United States Bankruptcy Court for the District of Delaware. These payments are not itemized, but will be provided to the Office of the United States Trustee upon request. The individual detail of these payments is not included in this document but will be made available to the Office of the United States Trustee upon request. Case 23-10024-JTD Doc 227-1 Filed 02/21/23 Page 5 of 5

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