# EDGAR Filing Document

**Accession Number:** 0001599731
**File Stem:** 0001214659-23-002041
**Filing Date:** 2023-2
**Character Count:** 22744
**Document Hash:** 08d0a36cae97e99d8c34568bff26820a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001214659-23-002041.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001214659-23-002041

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Atika Capital Management LLC
- **CENTRAL INDEX KEY:** 0001599731
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15941
- **FILM NUMBER:** 23616183

**BUSINESS ADDRESS:**
- **STREET 1:** 475 TENTH AVENUE, 14TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018
- **BUSINESS PHONE:** 212-408-2700

**MAIL ADDRESS:**
- **STREET 1:** 475 TENTH AVENUE, 14TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Atika Capital Management LLC<br>**Address:** 475 TENTH AVENUE 14TH FLOOR<br>NEW YORK, NY 10018

**Form 13F File Number:** 028-15941

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brad Farber<br>**Title:** Managing Member<br>**Phone:** 212-408-2772

**Signature, Place, and Date of Signing:**

/s/ Brad Farber  New York, NY  01-27-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 195

**Form 13F Information Table Value Total:** $695451022

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                        | Form 13F File Number   |
|:---|:---|:---|
|  | Atika Capital Partners LP   | 028-16711              |
|  | Optika Master Portfolio Ltd | 028-20128              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 |  | 9857408 | 119745 | SH |  | DFND | 1 | 119745 | 0 | 0 |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 |  | 2171849 | 26383 | SH |  | SOLE |  | 26383 | 0 | 0 |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 |  | 6652362 | 80811 | SH |  | OTR | 2 | 80811 | 0 | 0 |
| ARGENX SE | SPONSORED ADR | 04016X101 |  | 5501369 | 14522 | SH |  | DFND | 1 | 14522 | 0 | 0 |
| ARGENX SE | SPONSORED ADR | 04016X101 |  | 1211877 | 3199 | SH |  | SOLE |  | 3199 | 0 | 0 |
| ARGENX SE | SPONSORED ADR | 04016X101 |  | 3712534 | 9800 | SH |  | OTR | 2 | 9800 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 2029010 | 11210 | SH |  | DFND | 1 | 11210 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 447070 | 2470 | SH |  | SOLE |  | 2470 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 1369265 | 7565 | SH |  | OTR | 2 | 7565 | 0 | 0 |
| AVID TECHNOLOGY INC | COM | 05367P100 |  | 5550423 | 208741 | SH |  | DFND | 1 | 208741 | 0 | 0 |
| AVID TECHNOLOGY INC | COM | 05367P100 |  | 1222901 | 45991 | SH |  | SOLE |  | 45991 | 0 | 0 |
| AVID TECHNOLOGY INC | COM | 05367P100 |  | 3745733 | 140870 | SH |  | OTR | 2 | 140870 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 9219503 | 119532 | SH |  | DFND | 1 | 119532 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 2031296 | 26336 | SH |  | SOLE |  | 26336 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 6221846 | 80667 | SH |  | OTR | 2 | 80667 | 0 | 0 |
| BILL COM HLDGS INC | COM | 090043100 |  | 4056908 | 37233 | SH |  | DFND | 1 | 37233 | 0 | 0 |
| BILL COM HLDGS INC | COM | 090043100 |  | 893690 | 8202 | SH |  | SOLE |  | 8202 | 0 | 0 |
| BILL COM HLDGS INC | COM | 090043100 |  | 2737620 | 25125 | SH |  | OTR | 2 | 25125 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 1746090 | 125799 | SH |  | DFND | 1 | 125799 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 384698 | 27716 | SH |  | SOLE |  | 27716 | 0 | 0 |
| BIOHAVEN LTD | COM | G1110E107 |  | 1178384 | 84898 | SH |  | OTR | 2 | 84898 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 4026692 | 38909 | SH |  | DFND | 1 | 38909 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 887116 | 8572 | SH |  | SOLE |  | 8572 | 0 | 0 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 |  | 2717440 | 26258 | SH |  | OTR | 2 | 26258 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 1246494 | 19836 | SH |  | DFND | 1 | 19836 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 274611 | 4370 | SH |  | SOLE |  | 4370 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 841176 | 13386 | SH |  | OTR | 2 | 13386 | 0 | 0 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 5012885 | 86310 | SH |  | DFND | 1 | 86310 | 0 | 0 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 1104449 | 19016 | SH |  | SOLE |  | 19016 | 0 | 0 |
| BWX TECHNOLOGIES INC | COM | 05605H100 |  | 3382986 | 58247 | SH |  | OTR | 2 | 58247 | 0 | 0 |
| CALIX INC | COM | 13100M509 |  | 23692519 | 346230 | SH |  | DFND | 1 | 346230 | 0 | 0 |
| CALIX INC | COM | 13100M509 |  | 5220046 | 76283 | SH |  | SOLE |  | 76283 | 0 | 0 |
| CALIX INC | COM | 13100M509 |  | 15989354 | 233660 | SH |  | OTR | 2 | 233660 | 0 | 0 |
| CARROLS RESTAURANT GROUP INC | COM | 14574X104 |  | 537824 | 395459 | SH |  | DFND | 1 | 395459 | 0 | 0 |
| CARROLS RESTAURANT GROUP INC | COM | 14574X104 |  | 118498 | 87131 | SH |  | SOLE |  | 87131 | 0 | 0 |
| CARROLS RESTAURANT GROUP INC | COM | 14574X104 |  | 362957 | 266880 | SH |  | OTR | 2 | 266880 | 0 | 0 |
| CF INDUSTRIES HOLDINGS | COM | 125269100 |  | 38425 | 451 | SH |  | DFND | 1 | 451 | 0 | 0 |
| CF INDUSTRIES HOLDINGS | COM | 125269100 |  | 8435 | 99 | SH |  | SOLE |  | 99 | 0 | 0 |
| CF INDUSTRIES HOLDINGS | COM | 125269100 |  | 25901 | 304 | SH |  | OTR | 2 | 304 | 0 | 0 |
| CITI TRENDS INC | COM | 17306X102 |  | 2793640 | 1055 | SH | Put | DFND | 1 | 1055 | 0 | 0 |
| CITI TRENDS INC | COM | 17306X102 |  | 616984 | 233 | SH | Put | SOLE |  | 233 | 0 | 0 |
| CITI TRENDS INC | COM | 17306X102 |  | 1885376 | 712 | SH | Put | OTR | 2 | 712 | 0 | 0 |
| CLEARFIELD INC | COM | 18482P103 |  | 20670602 | 219573 | SH |  | DFND | 1 | 219573 | 0 | 0 |
| CLEARFIELD INC | COM | 18482P103 |  | 4553458 | 48369 | SH |  | SOLE |  | 48369 | 0 | 0 |
| CLEARFIELD INC | COM | 18482P103 |  | 13947594 | 148158 | SH |  | OTR | 2 | 148158 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 |  | 2337300 | 3180 | SH | Call | DFND | 1 | 3180 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 |  | 517440 | 704 | SH | Call | SOLE |  | 704 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 |  | 1555260 | 2116 | SH | Call | OTR | 2 | 2116 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 |  | 7251922 | 986656 | SH |  | DFND | 1 | 986656 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 |  | 1597743 | 217380 | SH |  | SOLE |  | 217380 | 0 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 |  | 4894100 | 665864 | SH |  | OTR | 2 | 665864 | 0 | 0 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 |  | 1588242 | 782 | SH | Put | DFND | 1 | 782 | 0 | 0 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 |  | 408231 | 201 | SH | Put | SOLE |  | 201 | 0 | 0 |
| CORCEPT THERAPEUTICS INC | COM | 218352102 |  | 1050027 | 517 | SH | Put | OTR | 2 | 517 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 5365674 | 91284 | SH |  | DFND | 1 | 91284 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 1182183 | 20112 | SH |  | SOLE |  | 20112 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 3621083 | 61604 | SH |  | OTR | 2 | 61604 | 0 | 0 |
| COTY INC | COM CL A | 222070203 |  | 4807330 | 561604 | SH |  | DFND | 1 | 561604 | 0 | 0 |
| COTY INC | COM CL A | 222070203 |  | 1059180 | 123736 | SH |  | SOLE |  | 123736 | 0 | 0 |
| COTY INC | COM CL A | 222070203 |  | 3244266 | 379003 | SH |  | OTR | 2 | 379003 | 0 | 0 |
| CYTOKINETICS INC | COM NEW | 23282W605 |  | 1595773 | 34827 | SH |  | DFND | 1 | 34827 | 0 | 0 |
| CYTOKINETICS INC | COM NEW | 23282W605 |  | 351531 | 7672 | SH |  | SOLE |  | 7672 | 0 | 0 |
| CYTOKINETICS INC | COM NEW | 23282W605 |  | 1076816 | 23501 | SH |  | OTR | 2 | 23501 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 3925820 | 45114 | SH |  | DFND | 1 | 45114 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 864979 | 9940 | SH |  | SOLE |  | 9940 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 2649411 | 30446 | SH |  | OTR | 2 | 30446 | 0 | 0 |
| DEXCOM INC | COM | 252131107 |  | 8462878 | 74734 | SH |  | DFND | 1 | 74734 | 0 | 0 |
| DEXCOM INC | COM | 252131107 |  | 1864610 | 16466 | SH |  | SOLE |  | 16466 | 0 | 0 |
| DEXCOM INC | COM | 252131107 |  | 5711259 | 50435 | SH |  | OTR | 2 | 50435 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 2613321 | 210074 | SH |  | DFND | 1 | 210074 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 575785 | 46285 | SH |  | SOLE |  | 46285 | 0 | 0 |
| ENOVIX CORPORATION | COM | 293594107 |  | 1763631 | 141771 | SH |  | OTR | 2 | 141771 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 16861789 | 63639 | SH |  | DFND | 1 | 63639 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 3724013 | 14055 | SH |  | SOLE |  | 14055 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 11394870 | 43006 | SH |  | OTR | 2 | 43006 | 0 | 0 |
| FERGUSON PLC NEW | SHS | G3421J106 |  | 4203342 | 33105 | SH |  | DFND | 1 | 33105 | 0 | 0 |
| FERGUSON PLC NEW | SHS | G3421J106 |  | 926119 | 7294 | SH |  | SOLE |  | 7294 | 0 | 0 |
| FERGUSON PLC NEW | SHS | G3421J106 |  | 2836764 | 22342 | SH |  | OTR | 2 | 22342 | 0 | 0 |
| FIVE9 INC | COM | 338307101 |  | 3072158 | 45272 | SH |  | DFND | 1 | 45272 | 0 | 0 |
| FIVE9 INC | COM | 338307101 |  | 676904 | 9975 | SH |  | SOLE |  | 9975 | 0 | 0 |
| FIVE9 INC | COM | 338307101 |  | 2073327 | 30553 | SH |  | OTR | 2 | 30553 | 0 | 0 |
| IMPINJ INC | COM | 453204109 |  | 20910372 | 191522 | SH |  | DFND | 1 | 191522 | 0 | 0 |
| IMPINJ INC | COM | 453204109 |  | 4597242 | 42107 | SH |  | SOLE |  | 42107 | 0 | 0 |
| IMPINJ INC | COM | 453204109 |  | 14124726 | 129371 | SH |  | OTR | 2 | 129371 | 0 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 |  | 18721737 | 74328 | SH |  | DFND | 1 | 74328 | 0 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 |  | 4124787 | 16376 | SH |  | SOLE |  | 16376 | 0 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 |  | 12634553 | 50161 | SH |  | OTR | 2 | 50161 | 0 | 0 |
| INTRA-CELLULAR THERAPIES INC | COM | 46116X101 |  | 3322847 | 62790 | SH |  | DFND | 1 | 62790 | 0 | 0 |
| INTRA-CELLULAR THERAPIES INC | COM | 46116X101 |  | 732148 | 13835 | SH |  | SOLE |  | 13835 | 0 | 0 |
| INTRA-CELLULAR THERAPIES INC | COM | 46116X101 |  | 2242485 | 42375 | SH |  | OTR | 2 | 42375 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 10079320 | 37985 | SH |  | DFND | 1 | 37985 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 2215938 | 8351 | SH |  | SOLE |  | 8351 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 6809942 | 25664 | SH |  | OTR | 2 | 25664 | 0 | 0 |
| JACOBS SOLUTIONS INC | COM | 46982L108 |  | 2804115 | 23354 | SH |  | DFND | 1 | 23354 | 0 | 0 |
| JACOBS SOLUTIONS INC | COM | 46982L108 |  | 617880 | 5146 | SH |  | SOLE |  | 5146 | 0 | 0 |
| JACOBS SOLUTIONS INC | COM | 46982L108 |  | 1892423 | 15761 | SH |  | OTR | 2 | 15761 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 7515609 | 47176 | SH |  | DFND | 1 | 47176 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 1655868 | 10394 | SH |  | SOLE |  | 10394 | 0 | 0 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 |  | 5071952 | 31837 | SH |  | OTR | 2 | 31837 | 0 | 0 |
| KARUNA THERAPEUTICS INC | COM | 48576A100 |  | 5088957 | 25898 | SH |  | DFND | 1 | 25898 | 0 | 0 |
| KARUNA THERAPEUTICS INC | COM | 48576A100 |  | 1121229 | 5706 | SH |  | SOLE |  | 5706 | 0 | 0 |
| KARUNA THERAPEUTICS INC | COM | 48576A100 |  | 3434231 | 17477 | SH |  | OTR | 2 | 17477 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM C BRAVES GRP | 531229888 |  | 4388662 | 136167 | SH |  | DFND | 1 | 136167 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 |  | 11733977 | 196286 | SH |  | DFND | 1 | 196286 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM C BRAVES GRP | 531229888 |  | 966932 | 30001 | SH |  | SOLE |  | 30001 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 |  | 2585306 | 43247 | SH |  | SOLE |  | 43247 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM C BRAVES GRP | 531229888 |  | 2961711 | 91893 | SH |  | OTR | 2 | 91893 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 |  | 7918877 | 132467 | SH |  | OTR | 2 | 132467 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 5027382 | 215490 | SH |  | DFND | 1 | 215490 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 1107662 | 47478 | SH |  | SOLE |  | 47478 | 0 | 0 |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 |  | 3392835 | 145428 | SH |  | OTR | 2 | 145428 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 5046906 | 14933 | SH |  | DFND | 1 | 14933 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 1111921 | 3290 | SH |  | SOLE |  | 3290 | 0 | 0 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 3405724 | 10077 | SH |  | OTR | 2 | 10077 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 6421878 | 18468 | SH |  | DFND | 1 | 18468 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1414913 | 4069 | SH |  | SOLE |  | 4069 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 4333759 | 12463 | SH |  | OTR | 2 | 12463 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6489050 | 27058 | SH |  | DFND | 1 | 27058 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1433884 | 5979 | SH |  | SOLE |  | 5979 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 4259923 | 17763 | SH |  | OTR | 2 | 17763 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 6535131 | 22162 | SH |  | DFND | 1 | 22162 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 1439604 | 4882 | SH |  | SOLE |  | 4882 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 4410225 | 14956 | SH |  | OTR | 2 | 14956 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 1327550 | 9809 | SH |  | DFND | 1 | 9809 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 292470 | 2161 | SH |  | SOLE |  | 2161 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 895815 | 6619 | SH |  | OTR | 2 | 6619 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 4703808 | 32187 | SH |  | DFND | 1 | 32187 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1036279 | 7091 | SH |  | SOLE |  | 7091 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 3174453 | 21722 | SH |  | OTR | 2 | 21722 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 2877180 | 1185 | SH | Call | DFND | 1 | 1185 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 636136 | 262 | SH | Call | SOLE |  | 262 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 1949684 | 803 | SH | Call | OTR | 2 | 803 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 429125 | 17674 | SH |  | DFND | 1 | 17674 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 94546 | 3894 | SH |  | SOLE |  | 3894 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 289612 | 11928 | SH |  | OTR | 2 | 11928 | 0 | 0 |
| POOL CORP | COM | 73278L105 |  | 4754442 | 15726 | SH |  | DFND | 1 | 15726 | 0 | 0 |
| POOL CORP | COM | 73278L105 |  | 1047573 | 3465 | SH |  | SOLE |  | 3465 | 0 | 0 |
| POOL CORP | COM | 73278L105 |  | 3208628 | 10613 | SH |  | OTR | 2 | 10613 | 0 | 0 |
| PROCEPT BIOROBOTICS CORP | COM | 74276L105 |  | 4376945 | 105367 | SH |  | DFND | 1 | 105367 | 0 | 0 |
| PROCEPT BIOROBOTICS CORP | COM | 74276L105 |  | 964351 | 23215 | SH |  | SOLE |  | 23215 | 0 | 0 |
| PROCEPT BIOROBOTICS CORP | COM | 74276L105 |  | 2953826 | 71108 | SH |  | OTR | 2 | 71108 | 0 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 584041 | 12379 | SH |  | DFND | 1 | 12379 | 0 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 128660 | 2727 | SH |  | SOLE |  | 2727 | 0 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 394142 | 8354 | SH |  | OTR | 2 | 8354 | 0 | 0 |
| PROTHENA CORP PLC | SHS | G72800108 |  | 2898628 | 48110 | SH |  | DFND | 1 | 48110 | 0 | 0 |
| PROTHENA CORP PLC | SHS | G72800108 |  | 638650 | 10600 | SH |  | SOLE |  | 10600 | 0 | 0 |
| PROTHENA CORP PLC | SHS | G72800108 |  | 1956197 | 32468 | SH |  | OTR | 2 | 32468 | 0 | 0 |
| REPLIGEN CORP | COM | 759916109 |  | 8284338 | 48930 | SH |  | DFND | 1 | 48930 | 0 | 0 |
| REPLIGEN CORP | COM | 759916109 |  | 1822622 | 10765 | SH |  | SOLE |  | 10765 | 0 | 0 |
| REPLIGEN CORP | COM | 759916109 |  | 5598404 | 33066 | SH |  | OTR | 2 | 33066 | 0 | 0 |
| ROIVANT SCIENCES LTD | SHS | G76279101 |  | 2360917 | 295484 | SH |  | DFND | 1 | 295484 | 0 | 0 |
| ROIVANT SCIENCES LTD | SHS | G76279101 |  | 520173 | 65103 | SH |  | SOLE |  | 65103 | 0 | 0 |
| ROIVANT SCIENCES LTD | SHS | G76279101 |  | 1593310 | 199413 | SH |  | OTR | 2 | 199413 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 67853 | 528 | SH |  | DFND | 1 | 528 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 14907 | 116 | SH |  | SOLE |  | 116 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 45750 | 356 | SH |  | OTR | 2 | 356 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 7768411 | 791 | SH | Put | DFND | 1 | 791 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1718675 | 175 | SH | Put | SOLE |  | 175 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 5244414 | 534 | SH | Put | OTR | 2 | 534 | 0 | 0 |
| SENTINELONE INC | CL A | 81730H109 |  | 3630707 | 248849 | SH |  | DFND | 1 | 248849 | 0 | 0 |
| SENTINELONE INC | CL A | 81730H109 |  | 799853 | 54822 | SH |  | SOLE |  | 54822 | 0 | 0 |
| SENTINELONE INC | CL A | 81730H109 |  | 2450230 | 167939 | SH |  | OTR | 2 | 167939 | 0 | 0 |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 82489W107 |  | 3579814 | 145108 | SH |  | DFND | 1 | 145108 | 0 | 0 |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 82489W107 |  | 788651 | 31968 | SH |  | SOLE |  | 31968 | 0 | 0 |
| SHOALS TECHNOLOGIES GROUP IN | CL A | 82489W107 |  | 2415785 | 97924 | SH |  | OTR | 2 | 97924 | 0 | 0 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 13300294 | 64687 | SH |  | DFND | 1 | 64687 | 0 | 0 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 2930354 | 14252 | SH |  | SOLE |  | 14252 | 0 | 0 |
| SHOCKWAVE MED INC | COM | 82489T104 |  | 8975699 | 43654 | SH |  | OTR | 2 | 43654 | 0 | 0 |
| SILVERGATE CAP CORP | CL A | 82837P408 |  | 2667420 | 1533 | SH | Put | DFND | 1 | 1533 | 0 | 0 |
| SILVERGATE CAP CORP | CL A | 82837P408 |  | 586380 | 337 | SH | Put | SOLE |  | 337 | 0 | 0 |
| SILVERGATE CAP CORP | CL A | 82837P408 |  | 1802640 | 1036 | SH | Put | OTR | 2 | 1036 | 0 | 0 |
| TANDEM DIABETES CARE INC | COM NEW | 875372203 |  | 4797738 | 106735 | SH |  | DFND | 1 | 106735 | 0 | 0 |
| TANDEM DIABETES CARE INC | COM NEW | 875372203 |  | 1056954 | 23514 | SH |  | SOLE |  | 23514 | 0 | 0 |
| TANDEM DIABETES CARE INC | COM NEW | 875372203 |  | 3237793 | 72031 | SH |  | OTR | 2 | 72031 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 1397477 | 11345 | SH |  | DFND | 1 | 11345 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 307827 | 2499 | SH |  | SOLE |  | 2499 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 943066 | 7656 | SH |  | OTR | 2 | 7656 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 10920280 | 78002 | SH |  | DFND | 1 | 78002 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 2406040 | 17186 | SH |  | SOLE |  | 17186 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 7369740 | 52641 | SH |  | OTR | 2 | 52641 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 555415 | 245 | SH | Call | DFND | 1 | 245 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 122418 | 54 | SH | Call | SOLE |  | 54 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 374055 | 165 | SH | Call | OTR | 2 | 165 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 7984242 | 28711 | SH |  | DFND | 1 | 28711 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 1759197 | 6326 | SH |  | SOLE |  | 6326 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 5387994 | 19375 | SH |  | OTR | 2 | 19375 | 0 | 0 |
| VERU INC | COM | 92536C103 |  | 724416 | 1372 | SH | Put | DFND | 1 | 1372 | 0 | 0 |
| VERU INC | COM | 92536C103 |  | 159456 | 302 | SH | Put | SOLE |  | 302 | 0 | 0 |
| VERU INC | COM | 92536C103 |  | 488928 | 926 | SH | Put | OTR | 2 | 926 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | UNIT 99/99/9999 | G06536125 |  | 989138 | 98815 | SH |  | DFND | 1 | 98815 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | UNIT 99/99/9999 | G06536125 |  | 217938 | 21772 | SH |  | SOLE |  | 21772 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | UNIT 99/99/9999 | G06536125 |  | 667527 | 66686 | SH |  | OTR | 2 | 66686 | 0 | 0 |
| ZAI LAB LTD | ADR | 98887Q104 |  | 3849780 | 125400 | SH |  | DFND | 1 | 125400 | 0 | 0 |
| ZAI LAB LTD | ADR | 98887Q104 |  | 848210 | 27629 | SH |  | SOLE |  | 27629 | 0 | 0 |
| ZAI LAB LTD | ADR | 98887Q104 |  | 2598049 | 84627 | SH |  | OTR | 2 | 84627 | 0 | 0 |

---