# EDGAR Filing Document

**Accession Number:** 0000216095
**File Stem:** 9999999997-23-002080
**Filing Date:** 2023-2
**Character Count:** 1464
**Document Hash:** 1e526cec04fce323709c92dc6344c33d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002080.hdr.sgml**: 20230426

**ACCESSION NUMBER**: 9999999997-23-002080

**CONFORMED SUBMISSION TYPE**: FOCUSN

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230426

**EFFECTIVENESS DATE**: 20230227

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000216095
- **IRS NUMBER:** 362916812
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** FOCUSN
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-21765
- **FILM NUMBER:** 23002591

**BUSINESS ADDRESS:**
- **STREET 1:** 950 MILWAUKEE AVE.
- **STREET 2:** SUITE 102
- **CITY:** GLENVIEW
- **STATE:** IL
- **ZIP:** 60025
- **BUSINESS PHONE:** 847-375-6007

**MAIL ADDRESS:**
- **STREET 1:** 950 MILWAUKEE AVE.
- **STREET 2:** SUITE 102
- **CITY:** GLENVIEW
- **STATE:** IL
- **ZIP:** 60025-3766

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGAL SECURITIES INC.
- **DATE OF NAME CHANGE:** 20051230

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGAL SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20051024

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** REGAL DISCOUNT SECURITIES, INC.
- **DATE OF NAME CHANGE:** 20050728

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002591 for access to the original document.

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