# EDGAR Filing Document

**Accession Number:** 0001669811
**File Stem:** 0001193125-26-224048
**Filing Date:** 2026-5
**Character Count:** 10988
**Document Hash:** 5ca7fc2c55dff19270cdb51d05744f3c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-224048.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0001193125-26-224048

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260513

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Donnelley Financial Solutions, Inc.
- **CENTRAL INDEX KEY:** 0001669811
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 344829638
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-37728
- **FILM NUMBER:** 26979116

**BUSINESS ADDRESS:**
- **STREET 1:** 391 STEEL WAY
- **CITY:** LANCASTER
- **STATE:** PA
- **ZIP:** 17601
- **BUSINESS PHONE:** 800-823-5304

**MAIL ADDRESS:**
- **STREET 1:** 391 STEEL WAY
- **CITY:** LANCASTER
- **STATE:** PA
- **ZIP:** 17601

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

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**FORM** 8-K

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**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

**Date of Report (Date of earliest event reported):** May 13, 2026

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Donnelley Financial Solutions, Inc.

**(Exact Name of Registrant as Specified in Its Charter)**

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Delaware

**(State or Other Jurisdiction of Incorporation)**

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| | |
|:---|:---|
| 001-37728 | 36-4829638 |
| **(Commission File Number)** | **(IRS Employer Identification No.)** |
| 391 Steel Way**,** |  |
| Lancaster**,** Pennsylvania | 17601 |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

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**(**800**)** 823-5304

**(Registrant's Telephone Number, Including Area Code)**

**Not Applicable**

**(Former Name or Former Address, if Changed Since Last Report)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Securities registered pursuant to Section 12(b) of the Act:**

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| | |
|:---|:---|
| **Title of each Class** | **Name of each exchange on which registered** |
| Common Stock (Par Value $0.01)<br> DFIN | NYSE |

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**Item 5.02. *Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.***

(b) On May 14, 2026, Donnelley Financial Solutions, Inc. (the "Company") announced that Craig Clay, a named executive officer, will transition out of his current position as the Company's Executive Vice President, President of Global Capital Markets. Mr. Clay will serve as an advisor to the Company through December 31, 2026, when his employment with the Company will terminate and he will receive his contractual, and previously disclosed, payments and benefits in accordance with the Company's Executive Severance Plan.

**Item 5.07. *Submission of Matters to a Vote of Security Holders***

(a) Donnelley Financial Solutions, Inc. (the "Company") held its Annual Meeting of Stockholders on May 13, 2026.

(b) The following matters were voted upon at the Annual Meeting of Stockholders:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. The election of the nominees for Directors was voted on by the Stockholders. The nominees, all of whom were elected, were Luis A. Aguilar, Joseph L. Binz, Richard L. Crandall, Juliet S. Ellis, Gary G. Greenfield, Daniel N. Leib, Lois M. Martin, Chandar Pattabhiram and Ayman Sayed. The Inspector of Election certified the following vote tabulations:

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| | | | | |
|:---|:---|:---|:---|:---|
|  | **For** | **Against** | **Abstain** | **Non-Votes** |
| Aguilar | 20889431 | 1929227 | 4003 | 1142670 |
| Binz | 22806179 | 11666 | 4816 | 1142670 |
| Crandall | 22030242 | 788410 | 4009 | 1142670 |
| Ellis | 22162073 | 480520 | 180068 | 1142670 |
| Greenfield | 22695843 | 122788 | 4030 | 1142670 |
| Leib | 22806133 | 11921 | 4607 | 1142670 |
| Martin | 22152891 | 666027 | 3743 | 1142670 |
| Pattabhiram | 21997524 | 644262 | 180875 | 1142670 |
| Sayed | 22768102 | 48460 | 6099 | 1142670 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. The Stockholders voted to approve the advisory resolution on executive compensation. The Inspector of Election certified the following vote tabulation:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Non-Votes** |
| 22,326,855 | 486,473 | 9,333 | 1,142,670 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. The Stockholders voted to ratify the Audit Committee's appointment of Deloitte & Touche LLP as the independent registered public accounting firm to audit the financial statements of the Company for fiscal year 2026. The Inspector of Election certified the following vote tabulation:

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Non-Votes** |
| 23,631,214 | 318,516 | 15,601 | 0 |

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**Item 8.01. *Other Events***

On May 14, 2026, the Company announced that Ken Napolitano will join the Company on June 1, 2026 as the Company's Chief Revenue Officer. Mr. Napolitano has experience scaling commercial organizations within the financial data and technology sector.

Information in this Item 8.01 shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise incorporated by reference into any filing pursuant to the Securities Act of 1933, as amended, or the Exchange Act except as otherwise expressly stated in such a filing.

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**Item 9.01. *Financial Statements and Exhibits***

(d) Exhibits. The following material is filed as an exhibit to this Current Report on Form 8-K:

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| | |
|:---|:---|
| <u>Exhibit No.</u> | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>Description</u> |
| 99.1 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;[<u>Press Release issued by Donnelley Financial Solutions, Inc. on May 14, 2026</u>](dfin-ex99_1.htm) |
| 104 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  |  | DONNELLEY FINANCIAL SOLUTIONS, INC. |
| Date: May 14, 2026 | By: | /s/ DAVID A. GARDELLA |
|  |  | David A. Gardella |
|  |  | *Executive Vice President and Chief Financial Officer* |

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## Exhibit 99.1

**Exhibit 99.1**

![img78853598_0.jpg](img78853598_0.jpg)

*DFIN Announces Leadership Changes to Advance Sales Transformation*

**Chicago – May 14, 2026** – DFIN (NYSE: DFIN), a leading provider of software and tech-enabled solutions for financial reporting and capital markets transactions, is pleased to announce the appointment of Ken Napolitano as Chief Revenue Officer.

"We are pleased to welcome Ken to DFIN as our first Chief Revenue Officer," said Daniel Leib, President and Chief Executive Officer. "As we enter the next phase of our growth strategy, Ken's deep experience scaling revenue organizations and driving commercial transformation in the financial data and technology sector makes him the right leader for this moment. I look forward to the positive impact he will have on our business and our clients."

Ken brings more than 25 years of experience scaling commercial organizations within the financial data and technology sector. Most recently, he served as Chief Revenue Officer of Preqin, where he led a global sales team and was a central figure in the executive committee prior to the company's acquisition. Before that, he served as EVP and Chief Sales Officer at Wheels Up, where he grew the business from $200 million to $1.5 billion in revenue and helped lead the company through its IPO. His earlier career includes nearly two decades at Bloomberg LP, where he rose to lead an enterprise sales organization responsible for almost $1 billion in annual revenue. Ken holds an MBA with Distinction from Cornell University's S.C. Johnson Graduate School of Management and a Bachelor of Business Administration from Adelphi University. Ken will start on June 1, 2026.

In connection with this appointment, Eric Johnson, who currently oversees our Global Investment Companies business, will transition to a newly created role President, Key Accounts, bringing our full breadth of DFIN's solutions and expertise to bear on customers' most critical needs. Craig Clay, President of Global Capital Markets will be departing the Company. We thank him for his dedication and the value he has brought to DFIN over his many years of service.

**About DFIN**

DFIN is the leading global provider of compliance and regulatory software and services, fueling end-to-end investment company regulatory compliance needs, complex capital markets transactions, and essential financial reporting at every stage of the corporate lifecycle. Our mission is simple: to empower clients with the software and support they need to stay ahead of public company filings, investment company filings, private reporting, and beneficial owner reporting, while enhancing workflow efficiency. We bring deep expertise to every engagement, driving transparency and collaboration built on confidence and reliability. Learn more at DFINsolutions.com or follow us on LinkedIn.

**Forward-Looking Statements**

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