# EDGAR Filing Document

**Accession Number:** 0001119191
**File Stem:** 0001104659-23-005616
**Filing Date:** 2023-1
**Character Count:** 19676
**Document Hash:** 3ab408fb172811a2aecb77b3dbf15d8a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-005616.hdr.sgml**: 20230123

**ACCESSION NUMBER**: 0001104659-23-005616

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230123

**DATE AS OF CHANGE**: 20230123

**EFFECTIVENESS DATE**: 20230123

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GOODWIN DANIEL L
- **CENTRAL INDEX KEY:** 0001119191
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE INVESTMENT TRUSTS [6798]
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-13434
- **FILM NUMBER:** 23542654

**MAIL ADDRESS:**
- **STREET 1:** 2901 BUTTERFIELD RD
- **CITY:** OAK BROOK
- **STATE:** IL
- **ZIP:** 60523

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** GOODWIN DANIEL L<br>**Address:** 2901 BUTTERFIELD RD<br>Oak Brook, IL 60523

**Form 13F File Number:** 028-13434

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Goodwin Daniel L<br>**Title:** Authorized Signatory<br>**Phone:** 630-218-8000

**Signature, Place, and Date of Signing:**

/s/ Daniel L. Goodwin  Oak Brook, IL  01-23-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 3

**Form 13F Information Table Entry Total:** 158

**Form 13F Information Table Value Total:** $197427915

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                            | Form 13F File Number   |
|:---|:---|:---|
|  | INLAND GROUP INC                | 028-13432              |
|  | Investment Management Group LLC | 028-16494              |
|  | Ensenia Wealth LLC              | 028-13252              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 |  | 307364 | 2110 | SH |  | DFND | 123 | 2110 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 976030 | 11000 | SH |  | DFND | 123 | 11000 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2372641 | 26740 | SH |  | OTR | 123 | 0 | 26740 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1782480 | 21220 | SH |  | DFND | 123 | 21220 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1060080 | 12620 | SH |  | OTR | 123 | 0 | 12620 | 0 |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 02364V206 |  | 526750 | 30273 | SH |  | DFND | 123 | 30273 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 158100 | 2500 | SH |  | DFND | 123 | 2500 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 79050 | 1250 | SH |  | OTR | 123 | 0 | 1250 | 0 |
| APARTMENT INCOME REIT CORP | COM | 03750L109 |  | 1862416 | 54282 | SH |  | DFND | 123 | 54282 | 0 | 0 |
| APARTMENT INCOME REIT CORP | COM | 03750L109 |  | 85260 | 2485 | SH |  | OTR | 123 | 0 | 2485 | 0 |
| APPLE INC | COM | 037833100 |  | 617168 | 4750 | SH |  | DFND | 123 | 4750 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1153259 | 8876 | SH |  | OTR | 123 | 0 | 8876 | 0 |
| AVALONBAY CMNTYS INC | COM | 053484101 |  | 306888 | 1900 | SH |  | DFND | 123 | 1900 | 0 | 0 |
| AVALONBAY CMNTYS INC | COM | 053484101 |  | 215306 | 1333 | SH |  | OTR | 123 | 0 | 1333 | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 519515 | 85027 | SH |  | DFND | 123 | 85027 | 0 | 0 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 |  | 116701 | 19100 | SH |  | OTR | 123 | 0 | 19100 | 0 |
| BNY MELLON MUN INCOME INC | COM | 05589T104 |  | 82363 | 13157 | SH |  | DFND | 123 | 13157 | 0 | 0 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 696000 | 600 | SH |  | DFND | 123 | 600 | 0 | 0 |
| BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 |  | 1202920 | 1037 | SH |  | OTR | 123 | 0 | 1037 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 463350 | 1500 | SH |  | OTR | 123 | 0 | 1500 | 0 |
| BLACKROCK MUN INCOME QUALITY | COM | 092479104 |  | 448631 | 39527 | SH |  | DFND | 123 | 39527 | 0 | 0 |
| BLACKROCK MUN INCOME QUALITY | COM | 092479104 |  | 90800 | 8000 | SH |  | OTR | 123 | 0 | 8000 | 0 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 760583 | 62651 | SH |  | DFND | 123 | 62651 | 0 | 0 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 463797 | 38204 | SH |  | OTR | 123 | 0 | 38204 | 0 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 143004 | 20400 | SH |  | DFND | 123 | 20400 | 0 | 0 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 128984 | 18400 | SH |  | OTR | 123 | 0 | 18400 | 0 |
| BLACKROCK MUNICIPAL INCOME | COM | 09253X102 |  | 220425 | 19455 | SH |  | DFND | 123 | 19455 | 0 | 0 |
| BLACKROCK MUNICIPAL INCOME | COM | 09253X102 |  | 116699 | 10300 | SH |  | OTR | 123 | 0 | 10300 | 0 |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 |  | 118375 | 11897 | SH |  | DFND | 123 | 11897 | 0 | 0 |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 09254C107 |  | 109450 | 11000 | SH |  | OTR | 123 | 0 | 11000 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 695133 | 62010 | SH |  | DFND | 123 | 62010 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 |  | 430465 | 38400 | SH |  | OTR | 123 | 0 | 38400 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 137970 | 13500 | SH |  | DFND | 123 | 13500 | 0 | 0 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 112420 | 11000 | SH |  | OTR | 123 | 0 | 11000 | 0 |
| BLACKROCK TCP CAPITAL CORP | COM | 09259E108 |  | 64700 | 5000 | SH |  | DFND | 123 | 5000 | 0 | 0 |
| BLACKROCK TCP CAPITAL CORP | COM | 09259E108 |  | 161750 | 12500 | SH |  | OTR | 123 | 0 | 12500 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 504492 | 6800 | SH |  | DFND | 123 | 6800 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 244827 | 3300 | SH |  | OTR | 123 | 0 | 3300 | 0 |
| CSX CORP | COM | 126408103 |  | 204468 | 6600 | SH |  | OTR | 123 | 0 | 6600 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 326166 | 3500 | SH |  | DFND | 123 | 3500 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 372296 | 3995 | SH |  | OTR | 123 | 0 | 3995 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 249142 | 1040 | SH |  | OTR | 123 | 0 | 1040 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 262020 | 5500 | SH |  | DFND | 123 | 5500 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 254440 | 4000 | SH |  | OTR | 123 | 0 | 4000 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 672600 | 5700 | SH |  | DFND | 123 | 5700 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 231750 | 1000 | SH |  | DFND | 123 | 1000 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 13442 | 58 | SH |  | OTR | 123 | 0 | 58 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 205425 | 450 | SH |  | DFND | 123 | 450 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 600299 | 1315 | SH |  | OTR | 123 | 0 | 1315 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 67820 | 500 | SH |  | DFND | 123 | 500 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 271280 | 2000 | SH |  | OTR | 123 | 0 | 2000 | 0 |
| DEERE  CO | COM | 244199105 |  | 261544 | 610 | SH |  | DFND | 123 | 610 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 291129 | 679 | SH |  | OTR | 123 | 0 | 679 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 246204 | 1800 | SH |  | DFND | 123 | 1800 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 54712 | 400 | SH |  | OTR | 123 | 0 | 400 | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 275126 | 27875 | SH |  | DFND | 123 | 27875 | 0 | 0 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 227750 | 23075 | SH |  | OTR | 123 | 0 | 23075 | 0 |
| EATON VANCE MUN BD FD | COM | 27827X101 |  | 477410 | 45949 | SH |  | DFND | 123 | 45949 | 0 | 0 |
| EATON VANCE MUN BD FD | COM | 27827X101 |  | 212808 | 20482 | SH |  | OTR | 123 | 0 | 20482 | 0 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 |  | 1386500 | 23500 | SH |  | DFND | 123 | 23500 | 0 | 0 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 |  | 325326 | 5514 | SH |  | OTR | 123 | 0 | 5514 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 240680 | 2000 | SH |  | DFND | 123 | 2000 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 98679 | 820 | SH |  | OTR | 123 | 0 | 820 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 2060280 | 6000 | SH |  | DFND | 123 | 6000 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 367417 | 1070 | SH |  | OTR | 123 | 0 | 1070 | 0 |
| GOLDMAN SACHS BDC INC | SHS | 38147U107 |  | 42532 | 3100 | SH |  | DFND | 123 | 3100 | 0 | 0 |
| GOLDMAN SACHS BDC INC | SHS | 38147U107 |  | 158466 | 11550 | SH |  | OTR | 123 | 0 | 11550 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 205180 | 2000 | SH |  | DFND | 123 | 2000 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 187727 | 705 | SH |  | DFND | 123 | 705 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 611113 | 2295 | SH |  | OTR | 123 | 0 | 2295 | 0 |
| INVENTRUST PPTYS CORP | COM NEW | 46124J201 |  | 1088063 | 45968 | SH |  | OTR | 123 | 0 | 45968 | 0 |
| INVESCO VALUE MUN INCOME TR | COM | 46132P108 |  | 1318306 | 109403 | SH |  | DFND | 123 | 109403 | 0 | 0 |
| INVESCO VALUE MUN INCOME TR | COM | 46132P108 |  | 45597 | 3784 | SH |  | OTR | 123 | 0 | 3784 | 0 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 |  | 585527 | 28300 | SH |  | DFND | 123 | 28300 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 |  | 235866 | 11400 | SH |  | OTR | 123 | 0 | 11400 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3352500 | 25000 | SH |  | DFND | 123 | 25000 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 476055 | 3550 | SH |  | OTR | 123 | 0 | 3550 | 0 |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 |  | 34900 | 2500 | SH |  | DFND | 123 | 2500 | 0 | 0 |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 |  | 111680 | 8000 | SH |  | OTR | 123 | 0 | 8000 | 0 |
| KITE RLTY GROUP TR | COM NEW | 49803T300 |  | 30136822 | 1431678 | SH |  | DFND | 123 | 1431678 | 0 | 0 |
| KITE RLTY GROUP TR | COM NEW | 49803T300 |  | 77932151 | 3702240 | SH |  | OTR | 123 | 0 | 3702240 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 256088 | 700 | SH |  | OTR | 123 | 0 | 700 | 0 |
| LOWES COS INC | COM | 548661107 |  | 555880 | 2790 | SH |  | DFND | 123 | 2790 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 201233 | 1010 | SH |  | OTR | 123 | 0 | 1010 | 0 |
| MAINSTAY MACKAY DEFINEDTERM | COM | 56064K100 |  | 305301 | 19010 | SH |  | DFND | 123 | 19010 | 0 | 0 |
| MAINSTAY MACKAY DEFINEDTERM | COM | 56064K100 |  | 59422 | 3700 | SH |  | OTR | 123 | 0 | 3700 | 0 |
| MARATHON PETE CORP | COM | 56585A102 |  | 2898111 | 24900 | SH |  | DFND | 123 | 24900 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 262584 | 700 | SH |  | OTR | 123 | 0 | 700 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 1220944 | 109600 | SH |  | DFND | 123 | 109600 | 0 | 0 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 523580 | 47000 | SH |  | OTR | 123 | 0 | 47000 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 624732 | 2605 | SH |  | DFND | 123 | 2605 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 1438919 | 6000 | SH |  | OTR | 123 | 0 | 6000 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1870440 | 22000 | SH |  | DFND | 123 | 22000 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 619248 | 2100 | SH |  | OTR | 123 | 0 | 2100 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 122550 | 15000 | SH |  | DFND | 123 | 15000 | 0 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 150329 | 18400 | SH |  | OTR | 123 | 0 | 18400 | 0 |
| NIKE INC | CL B | 654106103 |  | 269123 | 2300 | SH |  | OTR | 123 | 0 | 2300 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 258741 | 1050 | SH |  | OTR | 123 | 0 | 1050 | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 1519510 | 133642 | SH |  | DFND | 123 | 133642 | 0 | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 |  | 212506 | 18690 | SH |  | OTR | 123 | 0 | 18690 | 0 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 |  | 94514 | 8600 | SH |  | DFND | 123 | 8600 | 0 | 0 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 |  | 188479 | 17150 | SH |  | OTR | 123 | 0 | 17150 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 116912 | 800 | SH |  | DFND | 123 | 800 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 701472 | 4800 | SH |  | OTR | 123 | 0 | 4800 | 0 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 1073776 | 90998 | SH |  | DFND | 123 | 90998 | 0 | 0 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 |  | 352856 | 29903 | SH |  | OTR | 123 | 0 | 29903 | 0 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 36190 | 3500 | SH |  | DFND | 123 | 3500 | 0 | 0 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 146828 | 14200 | SH |  | OTR | 123 | 0 | 14200 | 0 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 887750 | 73489 | SH |  | DFND | 123 | 73489 | 0 | 0 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 |  | 449205 | 37185 | SH |  | OTR | 123 | 0 | 37185 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 2809172 | 231398 | SH |  | DFND | 123 | 231398 | 0 | 0 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 368873 | 30385 | SH |  | OTR | 123 | 0 | 30385 | 0 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 |  | 51525 | 7500 | SH |  | DFND | 123 | 7500 | 0 | 0 |
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 |  | 218466 | 31800 | SH |  | OTR | 123 | 0 | 31800 | 0 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 |  | 396890 | 14200 | SH |  | DFND | 123 | 14200 | 0 | 0 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 |  | 39130 | 1400 | SH |  | OTR | 123 | 0 | 1400 | 0 |
| ONE LIBERTY PPTYS INC | COM | 682406103 |  | 437112 | 19672 | SH |  | DFND | 123 | 19672 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 313965 | 2250 | SH |  | DFND | 123 | 2250 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 1091063 | 7819 | SH |  | OTR | 123 | 0 | 7819 | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM | 723762100 |  | 89100 | 11000 | SH |  | OTR | 123 | 0 | 11000 | 0 |
| PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 |  | 187044 | 21800 | SH |  | OTR | 123 | 0 | 21800 | 0 |
| PROSHARES TR | RUSS 2000 DIVD | 74347B698 |  | 266960 | 4350 | SH |  | DFND | 123 | 4350 | 0 | 0 |
| PROSHARES TR | RUSS 2000 DIVD | 74347B698 |  | 85920 | 1400 | SH |  | OTR | 123 | 0 | 1400 | 0 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 506243 | 80612 | SH |  | DFND | 123 | 80612 | 0 | 0 |
| PUTNAM MANAGED MUN INCOME TR | COM | 746823103 |  | 97340 | 15500 | SH |  | OTR | 123 | 0 | 15500 | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 437971 | 40366 | SH |  | DFND | 123 | 40366 | 0 | 0 |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 |  | 124775 | 11500 | SH |  | OTR | 123 | 0 | 11500 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 3066337 | 27891 | SH |  | DFND | 123 | 27891 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 239889 | 2182 | SH |  | OTR | 123 | 0 | 2182 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 71549 | 1128 | SH |  | DFND | 123 | 1128 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 223591 | 3525 | SH |  | OTR | 123 | 0 | 3525 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 4008632 | 10482 | SH |  | DFND | 123 | 10482 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 4438100 | 11605 | SH |  | OTR | 123 | 0 | 11605 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 379041 | 1144 | SH |  | DFND | 123 | 1144 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 1941594 | 5860 | SH |  | OTR | 123 | 0 | 5860 | 0 |
| SCIENCE APPLICATIONS INTL CO | COM | 808625107 |  | 310604 | 2800 | SH |  | DFND | 123 | 2800 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 14282 | 200 | SH |  | DFND | 123 | 200 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 388829 | 5445 | SH |  | OTR | 123 | 0 | 5445 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 198400 | 2000 | SH |  | DFND | 123 | 2000 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 446400 | 4500 | SH |  | OTR | 123 | 0 | 4500 | 0 |
| TESLA INC | COM | 88160R101 |  | 471164 | 3825 | SH |  | OTR | 123 | 0 | 3825 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 4999597 | 9430 | SH |  | DFND | 123 | 9430 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 397635 | 750 | SH |  | OTR | 123 | 0 | 750 | 0 |
| UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 91359E105 |  | 745208 | 15613 | SH |  | DFND | 123 | 15613 | 0 | 0 |
| VENTAS INC | COM | 92276F100 |  | 450500 | 10000 | SH |  | DFND | 123 | 10000 | 0 | 0 |
| VENTAS INC | COM | 92276F100 |  | 450500 | 10000 | SH |  | OTR | 123 | 0 | 10000 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 78800 | 2000 | SH |  | DFND | 123 | 2000 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 459010 | 11650 | SH |  | OTR | 123 | 0 | 11650 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 24552 | 200 | SH |  | DFND | 123 | 200 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 184140 | 1500 | SH |  | OTR | 123 | 0 | 1500 | 0 |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 |  | 30360 | 3000 | SH |  | DFND | 123 | 3000 | 0 | 0 |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 |  | 79644 | 7870 | SH |  | OTR | 123 | 0 | 7870 | 0 |
| WALMART INC | COM | 931142103 |  | 56716 | 400 | SH |  | DFND | 123 | 400 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 204178 | 1440 | SH |  | OTR | 123 | 0 | 1440 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 1052895 | 25500 | SH |  | DFND | 123 | 25500 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 20646 | 500 | SH |  | OTR | 123 | 0 | 500 | 0 |
| XENIA HOTELS  RESORTS INC | COM | 984017103 |  | 13180 | 1000 | SH |  | DFND | 123 | 1000 | 0 | 0 |
| XENIA HOTELS  RESORTS INC | COM | 984017103 |  | 727826 | 55222 | SH |  | OTR | 123 | 0 | 55222 | 0 |

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