# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017597
**Filing Date:** 2023-1
**Character Count:** 35762
**Document Hash:** e3d42600ea42e5fbedc5538163fe163d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017597.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017597

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565980

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Intermediate Municipal Bond ETF (Series ID: S000075318)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000234248 | ALPS Intermediate Municipal Bond ETF |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Intermediate Municipal Bond ETF

- **b. EDGAR series identifier (if any):** S000075318

- **c. LEI of Series:** 5493006RUFZBJW34VD51

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $31451590.48

**Total Liabilities:** $532237.58

**Net Assets:** $30919352.90

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 1559.34504800 | **5-Year:** 6932.45867400 | **10-Year:** 5740.71939500 | **30-Year:** 623.83577400

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000234248 | -3.13%               | -0.46%               | 3.71%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6701.99                 | $-1063068.17                               |
| Month 2  | $-71.76                  | $-216702.41                                |
| Month 3  | $-6618.66                | $1044694.95                                |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Nebraska St Investment Fin Auth Sf Hsg Revenue               | Nebraska Investment Finance Authority                                   | CUSIP: 63968MNY1<br>LEI: 549300OIIXIM3SRZWK33 | Long             | DBT              | MUN               | US        |    270000 | PA      | $267663.15    | 0.87%             | 2046-09-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| Burke Cnty Ga Dev Auth Poll Control Revenue                  | Development Authority of Burke County                                   | CUSIP: 121342NR6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    255000 | PA      | $239536.80    | 0.77%             | 2040-01-01      | Floating      | 1.50%                 | No            |                  2 | On Loan: No      |
| Texas St Muni Gas Acquisition & Sply Corp I Gas Sply Revenue | Texas Municipal Gas Acquisition and Supply Corp. I                      | CUSIP: 88256CEX3<br>LEI: 6AZ7FRSNC3ZFPM0Z8L86 | Long             | DBT              | MUN               | US        |     50000 | PA      | $52252.75     | 0.17%             | 2026-12-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| Massachusetts St Dev Fin Agy Revenue                         | Massachusetts Development Finance Agency                                | CUSIP: 57583RUZ6<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100000.00    | 0.32%             | 2037-09-01      | Floating      | 1.05%                 | No            |                  2 | On Loan: No      |
| Illinois St Fin Auth Revenue                                 | Illinois Finance Authority                                              | CUSIP: 45204EFB9<br>LEI: 549300ZG6UBPNNNRN315 | Long             | DBT              | MUN               | US        |    200000 | PA      | $210597.00    | 0.68%             | 2036-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Texas St Dept Of Hsg & Cmnty Affairs Resdl Mtg Revenue       | Texas Department of Housing & Community Affairs                         | CUSIP: 882750ST0<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    200000 | PA      | $206302.00    | 0.67%             | 2037-07-01      | Fixed         | 4.40%                 | No            |                  2 | On Loan: No      |
| Kentucky St Public Energy Auth Gas Sply Revenue              | Kentucky Public Energy Authority                                        | CUSIP: 74440DBR4<br>LEI: 549300XEJZWHYSY4SL55 | Long             | DBT              | MUN               | US        |    210000 | PA      | $208766.25    | 0.68%             | 2049-12-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Long Beach Ca Bond Fin Auth Natural Gas Purchase Revenue     | Long Beach Bond Finance Authority                                       | CUSIP: 54241ABC6<br>LEI: 549300BKBZ5U7OZH3S21 | Long             | DBT              | MUN               | US        |    430000 | PA      | $407657.20    | 1.32%             | 2027-11-15      | Floating      | 4.54%                 | No            |                  2 | On Loan: No      |
| Salt Verde Az Financial Corp Senior Gas Revenue              | Salt Verde Financial Corp.                                              | CUSIP: 79575EAR9<br>LEI: 549300VEWOZY6TQOIF03 | Long             | DBT              | MUN               | US        |    675000 | PA      | $708874.88    | 2.29%             | 2032-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Burke Cnty Ga Dev Auth Poll Control Revenue                  | Development Authority of Burke County                                   | CUSIP: 121342PZ6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    650000 | PA      | $625163.50    | 2.02%             | 2049-12-01      | Floating      | 1.70%                 | No            |                  2 | On Loan: No      |
| Texas St Muni Gas Acquisition & Sply Corp I Gas Sply Revenue | Texas Municipal Gas Acquisition and Supply Corp. I                      | CUSIP: 88256CAW9<br>LEI: 6AZ7FRSNC3ZFPM0Z8L86 | Long             | DBT              | MUN               | US        |    750000 | PA      | $735701.25    | 2.38%             | 2026-12-15      | Floating      | 2.91%                 | No            |                  2 | On Loan: No      |
| Oak Grove Ca Sch Dist                                        | Oak Grove School District                                               | CUSIP: 671205X56<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $144897.00    | 0.47%             | 2031-08-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| New Mexico St Mtge Fin Auth                                  | New Mexico Mortgage Finance Authority                                   | CUSIP: 647201TX0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    285000 | PA      | $300754.80    | 0.97%             | 2053-03-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| Kentucky St Public Energy Auth Gas Sply Revenue              | Kentucky Public Energy Authority                                        | CUSIP: 74440DDT8<br>LEI: 549300XEJZWHYSY4SL55 | Long             | DBT              | MUN               | US        |    325000 | PA      | $298463.75    | 0.97%             | 2052-08-01      | Floating      | 3.75%                 | No            |                  2 | On Loan: No      |
| Missouri St Hsg Dev Commission Sf Mtge Revenue               | Missouri Housing Development Commission                                 | CUSIP: 60637BVE7<br>LEI: 5493007FBL7WCV3NKY25 | Long             | DBT              | MUN               | US        |    190000 | PA      | $190141.55    | 0.61%             | 2050-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Anaheim Ca Public Fing Auth Lease Revenue                    | Anaheim Public Financing Authority                                      | CUSIP: 03255LBQ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $208128.25    | 0.67%             | 2030-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Centrl Plains Energy Proj Ne Gas Proj Revenue                | Central Plains Energy Project                                           | CUSIP: 154871CU9<br>LEI: SVQOT7V5CPLIGNP5BE29 | Long             | DBT              | MUN               | US        |    725000 | PA      | $743690.50    | 2.41%             | 2053-05-01      | Floating      | 5.00%                 | No            |                  2 | On Loan: No      |
| New Jersey St Transprtn Trust Fund Auth                      | New Jersey Transportation Trust Fund Authority                          | CUSIP: 646136XJ5<br>LEI: 549300YUVD5TEXR6L889 | Long             | DBT              | MUN               | US        |   1375000 | PA      | $932222.50    | 3.02%             | 2031-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Northside Tx Indep Sch Dist                                  | Northside Independent School District                                   | CUSIP: 66702RC26<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    345000 | PA      | $323528.93    | 1.05%             | 2052-06-01      | Floating      | 2.00%                 | No            |                  2 | On Loan: No      |
| New York St Dorm Auth St Personal Income Tax Revenue         | New York State Dormitory Authority                                      | CUSIP: 64990FYD0<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    200000 | PA      | $202905.00    | 0.66%             | 2036-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Met Washington Dc Arpts Auth Arpt Sys Revenue                | Metropolitan Washington Airports Authority Aviation Revenue             | CUSIP: 592647KZ3<br>LEI: 7HERAVJJLN8J1DZ6AZ19 | Long             | DBT              | MUN               | US        |    500000 | PA      | $538522.50    | 1.74%             | 2028-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Oklahoma St Hsg Fin Agy Sf Mtge Revenue                      | Oklahoma Housing Finance Agency                                         | CUSIP: 67886MVL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $518402.50    | 1.68%             | 2052-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York Ny                                                  | City of New York NY                                                     | CUSIP: 64966QXQ8<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    250000 | PA      | $251412.50    | 0.81%             | 2037-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Gtr Orlando Fl Aviation Auth Arpt Facs Revenue               | Greater Orlando Aviation Authority                                      | CUSIP: 392274Z74<br>LEI: 549300CP6PUG5S184F61 | Long             | DBT              | MUN               | US        |    300000 | PA      | $321591.00    | 1.04%             | 2033-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Nthrn Ca Gas Auth #1 Gas Proj Revenue                        | Northern California Gas Authority No 1                                  | CUSIP: 66483PAH4<br>LEI: 549300TLE6LHZ4MKO832 | Long             | DBT              | MUN               | US        |    275000 | PA      | $266384.25    | 0.86%             | 2027-07-01      | Floating      | 2.50%                 | No            |                  2 | On Loan: No      |
| Rowland Ca Unif Sch Dist                                     | Rowland Unified School District                                         | CUSIP: 779631HM5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $612140.00    | 1.98%             | 2033-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Northside Tx Indep Sch Dist                                  | Northside Independent School District                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | MUN               | US        |    200000 | PA      | $188592.00    | 0.61%             | 2050-06-01      | Floating      | 0.70%                 | No            |                  2 | On Loan: No      |
| Massachusetts St Hsg Fin Agy Hsg Revenue                     | Massachusetts Housing Finance Agency                                    | CUSIP: 57587A8E1<br>LEI: 549300NLJBK1VP6K2K81 | Long             | DBT              | MUN               | US        |    175000 | PA      | $170146.38    | 0.55%             | 2050-12-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Main Street Natural Gas Inc Ga Gas Supply Revenue            | Main Street Natural Gas, Inc.                                           | CUSIP: 56035DCH3<br>LEI: 549300NY5M0QVZ6X4U26 | Long             | DBT              | MUN               | US        |    500000 | PA      | $503337.50    | 1.63%             | 2049-08-01      | Floating      | 4.00%                 | No            |                  2 | On Loan: No      |
| Colorado St Hlth Facs Auth Revenue                           | Colorado Health Facilities Authority                                    | CUSIP: 19648FLP7<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |    200000 | PA      | $201958.00    | 0.65%             | 2038-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Deschutes & Jefferson Cntys Or Sch Dist #2j Redmond          | Deschutes & Jefferson Counties School District No 2J Redmond            | CUSIP: 250343GH7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1047343.75   | 3.39%             | 2028-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Texas St Dept Of Hsg & Cmnty Affairs Resdl Mtg Revenue       | Texas Department of Housing & Community Affairs                         | CUSIP: 882750RU8<br>LEI: 549300J3RRLLZZN4WP77 | Long             | DBT              | MUN               | US        |    300000 | PA      | $292200.00    | 0.95%             | 2052-07-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| San Antonio Tx Elec & Gas Revenue                            | City of San Antonio TX Electric & Gas Systems Revenue                   | CUSIP: 79625GEJ8<br>LEI: 5493002G2FEH20Q4GQ04 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1143145.00   | 3.70%             | 2031-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| New York City Ny Transitional Fin Auth Revenue Future Tax    | New York City Transitional Finance Authority Future Tax Secured Revenue | CUSIP: 64971QV26<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100000.00    | 0.32%             | 2036-11-01      | Floating      | 1.00%                 | No            |                  2 | On Loan: No      |
| Massachusetts St Dev Fin Agy Revenue                         | Massachusetts Development Finance Agency                                | CUSIP: 57584X8S3<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    200000 | PA      | $201398.00    | 0.65%             | 2035-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Indiana St Fin Auth Hlth Sys Revenue                         | Indiana Finance Authority                                               | CUSIP: 45470YBL4<br>LEI: 549300PS0PAS7NDSSI20 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100000.00    | 0.32%             | 2037-11-01      | Floating      | 1.00%                 | No            |                  2 | On Loan: No      |
| Univ Hosps & Clinics Auth Wi                                 | University of Wisconsin Hospitals & Clinics                             | CUSIP: 915260CL5<br>LEI: 549300O76DW14JGO7224 | Long             | DBT              | MUN               | US        |    100000 | PA      | $100000.00    | 0.32%             | 2048-04-01      | Floating      | 1.00%                 | No            |                  2 | On Loan: No      |
| State Street Institutional Us Government Money Market Fund   | State Street Institutional US Government Money Market Fund              | CUSIP: 857492706<br>LEI: 549300BZ5TGIFZUZDZ37 | Long             | STIV             | RF                | US        |    848284 | NS      | $848284.43    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Connecticut St Hsg Fin Auth Hsg Mtge Fin Program             | Connecticut Housing Finance Authority                                   | CUSIP: 20775CQB3<br>LEI: 5493003DXX0NRJKSH186 | Long             | DBT              | MUN               | US        |    465000 | PA      | $465453.38    | 1.51%             | 2047-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| New Jersey St Hlth Care Facs Fing Auth Revenue               | New Jersey Health Care Facilities Financing Authority                   | CUSIP: 645790MD5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    220000 | PA      | $234509.00    | 0.76%             | 2045-07-01      | Floating      | 5.00%                 | No            |                  2 | On Loan: No      |
| Minnesota St Hsg Fin Agy Homeownership Fin                   | Minnesota Housing Finance Agency                                        | CUSIP: 60416QHT4<br>LEI: 549300R89XDTQBK4GE22 | Long             | DBT              | MUN               | US        |    149237 | PA      | $136457.73    | 0.44%             | 2050-01-01      | Fixed         | 2.47%                 | No            |                  2 | On Loan: No      |
| Philadelphia Pa Sch Dist                                     | School District of Philadelphia                                         | CUSIP: 717883TK8<br>LEI: 254900HSKDHZKBZCUL90 | Long             | DBT              | MUN               | US        |    500000 | PA      | $521517.50    | 1.69%             | 2034-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Univ Of California Ca Revenues                               | University of California                                                | CUSIP: 91412HNM1<br>LEI: RRR42I7GG51DB5HDQR14 | Long             | DBT              | MUN               | US        |    300000 | PA      | $347685.00    | 1.12%             | 2031-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Ohio St Air Quality Dev Auth                                 | Ohio Air Quality Development Authority                                  | CUSIP: 677525WV5<br>LEI: 549300DZUU80AYOR6M80 | Long             | DBT              | MUN               | US        |    500000 | PA      | $498020.00    | 1.61%             | 2039-11-01      | Floating      | 4.25%                 | No            |                  2 | On Loan: No      |
| Salt Verde Az Financial Corp Senior Gas Revenue              | Salt Verde Financial Corp.                                              | CUSIP: 79575EAS7<br>LEI: 549300VEWOZY6TQOIF03 | Long             | DBT              | MUN               | US        |    450000 | PA      | $465754.50    | 1.51%             | 2037-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| North Dakota St Hsg Fin Agy                                  | North Dakota Housing Finance Agency                                     | CUSIP: 658909SW7<br>LEI: 549300DVQAGW0B16JX70 | Long             | DBT              | MUN               | US        |    445000 | PA      | $447694.48    | 1.45%             | 2049-01-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| Connecticut St Hlth & Eductnl Facs Auth Revenue              | Connecticut State Health & Educational Facilities Authority             | CUSIP: 20775DJU7<br>LEI: 549300ZOQJ5U8YBS5Q35 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $960710.00    | 3.11%             | 2037-07-01      | Floating      | 0.25%                 | No            |                  2 | On Loan: No      |
| New York City Ny Transitional Fin Auth Revenue               | New York City Transitional Finance Authority Future Tax Secured Revenue | CUSIP: 64971XXR4<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |    250000 | PA      | $250155.00    | 0.81%             | 2038-02-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| E-470 Co Public Highway Auth                                 | E-470 Public Highway Authority                                          | CUSIP: 26822LBK9<br>LEI: 549300164ZV2301BC703 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $944445.00    | 3.05%             | 2024-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Philadelphia Pa Sch Dist                                     | School District of Philadelphia                                         | CUSIP: 717883WC2<br>LEI: 254900HSKDHZKBZCUL90 | Long             | DBT              | MUN               | US        |    200000 | PA      | $199481.00    | 0.65%             | 2036-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Tennessee Hsg Dev Agy Rsdl Fin Program Revenue               | Tennessee Housing Development Agency                                    | CUSIP: 88046KBD7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1036680.00   | 3.35%             | 2053-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Illinois St Fin Auth Revenue                                 | Illinois Finance Authority                                              | CUSIP: 45204FAZ8<br>LEI: 549300ZG6UBPNNNRN315 | Long             | DBT              | MUN               | US        |    225000 | PA      | $245608.88    | 0.79%             | 2035-08-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Chino Vly Ca Unif Sch Dist                                   | Chino Valley Unified School District                                    | CUSIP: 169583JK8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     95000 | PA      | $57800.38     | 0.19%             | 2035-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| San Mateo Cnty Ca Cmnty Clg Dist                             | San Mateo County Community College District                             | CUSIP: 799038GK4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    110000 | PA      | $68514.60     | 0.22%             | 2035-09-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Public Fin Auth Wi Poll Control Revenue                      | Public Finance Authority                                                | CUSIP: 74447HAA6<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    150000 | PA      | $150200.25    | 0.49%             | 2046-10-01      | Floating      | 3.70%                 | No            |                  2 | On Loan: No      |
| Railsplitter Il Tobacco Settlement Auth                      | Railsplitter Tobacco Settlement Authority                               | CUSIP: 75076PAX3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $524245.00    | 1.70%             | 2025-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| San Mateo Ca Union High Sch Dist                             | San Mateo Union High School District                                    | CUSIP: 799017GU6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    220000 | PA      | $209766.70    | 0.68%             | 2041-09-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| North Dakota St Hsg Fin Agy                                  | North Dakota Housing Finance Agency                                     | CUSIP: 658909C53<br>LEI: 549300DVQAGW0B16JX70 | Long             | DBT              | MUN               | US        |    975000 | PA      | $942766.50    | 3.05%             | 2052-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| Triborough Ny Bridge & Tunnel Auth Payroll Mobility Tax      | Triborough Bridge & Tunnel Authority                                    | CUSIP: 89602HEU7<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $453260.00    | 1.47%             | 2039-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Port Auth Of New York & New Jersey Ny                        | Port Authority of New York & New Jersey                                 | CUSIP: 73358W3P7<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1100000 | PA      | $1186465.50   | 3.84%             | 2030-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Rio Hondo Ca Cmnty Clg Dist                                  | Rio Hondo Community College District                                    | CUSIP: 767121DG8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $173634.36    | 0.56%             | 2036-08-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Houston Tx Arpt Sys Revenue                                  | City of Houston TX Airport System Revenue                               | CUSIP: 442349FH4<br>LEI: 549300C64URYS0WQQY42 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1069580.00   | 3.46%             | 2028-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| San Diego Ca Unif Sch Dist                                   | San Diego Unified School District                                       | CUSIP: 7973553Z5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $63973.50     | 0.21%             | 2034-07-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Denver City & Cnty Co Arpt Revenue                           | City & County of Denver Co. Airport System Revenue                      | CUSIP: 249182TE6<br>LEI: MMTY7HA2MSCBUO4F7J71 | Long             | DBT              | MUN               | US        |    250000 | PA      | $293848.75    | 0.95%             | 2036-11-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| Massachusetts St Hsg Fin Agy Hsg Revenue                     | Massachusetts Housing Finance Agency                                    | CUSIP: 57587GMT9<br>LEI: 549300NLJBK1VP6K2K81 | Long             | DBT              | MUN               | US        |    250000 | PA      | $245813.75    | 0.80%             | 2037-12-01      | Fixed         | 4.15%                 | No            |                  2 | On Loan: No      |
| State Public Sch Bldg Auth Pa Lease Revenue                  | State Public School Building Authority                                  | CUSIP: 85732GUH1<br>LEI: 5493006JN0UR7OGWTO86 | Long             | DBT              | MUN               | US        |     80000 | PA      | $83698.40     | 0.27%             | 2033-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Met Transprtn Auth Ny Revenue                                | Metropolitan Transportation Authority                                   | CUSIP: 59261AM20<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    470000 | PA      | $458623.65    | 1.48%             | 2035-11-01      | Floating      | 2.88%                 | No            |                  2 | On Loan: No      |
| Florida St Hsg Fin Corp Revenue                              | Florida Housing Finance Corp.                                           | CUSIP: 34074MD99<br>LEI: 549300W0PCIJCI0JCF10 | Long             | DBT              | MUN               | US        |    150000 | PA      | $159467.25    | 0.52%             | 2054-01-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| Wisconsin St Hlth & Eductnl Facs Auth Revenue                | Wisconsin Health & Educational Facilities Authority                     | CUSIP: 97712DE36<br>LEI: 549300ISNGXS0VHGVD41 | Long             | DBT              | MUN               | US        |    200000 | PA      | $200549.00    | 0.65%             | 2036-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Charlotte-mecklenburg Nc Hosp Auth Hlth Care Sys Revenue     | Charlotte-Mecklenburg Hospital Authority                                | CUSIP: 160853UG0<br>LEI: 549300XOH4JU704GMZ32 | Long             | DBT              | MUN               | US        |    500000 | PA      | $500145.00    | 1.62%             | 2037-01-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| Ohio St Hsg Fin Agy Rsdl Mtge Revenue                        | Ohio Housing Finance Agency                                             | CUSIP: 67756QX51<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1036660.00   | 3.35%             | 2052-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| South Dakota St Hsg Dev Auth                                 | South Dakota Housing Development Authority                              | CUSIP: 83756CW27<br>LEI: 549300G853EK61667C18 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1036695.00   | 3.35%             | 2053-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Broward Cnty Fl Arpt Sys Revenue                             | County of Broward FL Airport System Revenue                             | CUSIP: 114894YG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    200000 | PA      | $215701.00    | 0.70%             | 2031-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Long Beach Ca Cmnty Clg Dist                                 | Long Beach Community College District                                   | CUSIP: 542411JJ3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $774570.00    | 2.51%             | 2030-06-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer