# EDGAR Filing Document

**Accession Number:** 0001285203
**File Stem:** 0001285203-26-000002
**Filing Date:** 2026-2
**Character Count:** 2533
**Document Hash:** 1e9ea1081b70bb6a96da5d8e302c9852
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001285203-26-000002.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001285203-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**EFFECTIVENESS DATE**: 20260226

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STONECASTLE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001285203

**ORGANIZATION NAME:**
- **EIN:** 043794627
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66434
- **FILM NUMBER:** 26691401

**BUSINESS ADDRESS:**
- **STREET 1:** 152 WEST 57TH STREET
- **STREET 2:** 52ND FL
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 347-887-0316

**MAIL ADDRESS:**
- **STREET 1:** 152 WEST 57TH STREET
- **STREET 2:** 52ND FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STONE CASTLE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20040329

### Attached PDF Documents

**Attachment 1:** `scs2025.17a5prt3public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001285203

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** STONECASTLE SECURITIES, LLC

**Business Address:** 152 WEST 57TH STREET, 52ND FL, NEW YORK, NY, 10019

**Contact Person:** Robert Holmen

**Contact Phone:** 3478870316

### Independent Public Accountant Identification

**Accountant Name:** WithumSmith&Brown, PC

**Accountant Address:** 465 South Street, Suite 200, Morristown, NJ, 07960

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Xiomara Larios**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STONECASTLE SECURITIES, LLC**, as of **02-26-2026**, are true and correct.

**Signature:** Xiomara Larios

**Title:** Compliance Officer

**Notarized:** Yes