# EDGAR Filing Document

**Accession Number:** 0001640335
**File Stem:** 0001640335-26-000003
**Filing Date:** 2026-5
**Character Count:** 18651
**Document Hash:** 82423367dfcbb10644c45e45ac6f8261
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001640335-26-000003.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001640335-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pointe Capital Management LLC
- **CENTRAL INDEX KEY:** 0001640335

**ORGANIZATION NAME:**
- **EIN:** 271911026
- **STATE OF INCORPORATION:** MI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16955
- **FILM NUMBER:** 26982245

**BUSINESS ADDRESS:**
- **STREET 1:** 102 KERCHEVAL AVE., SUITE 200
- **CITY:** GROSSE POINTE FARMS
- **STATE:** MI
- **ZIP:** 48236
- **BUSINESS PHONE:** 3138827100

**MAIL ADDRESS:**
- **STREET 1:** 102 KERCHEVAL AVE., SUITE 200
- **CITY:** GROSSE POINTE FARMS
- **STATE:** MI
- **ZIP:** 48236

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Pointe Capital Management LLC<br>**Address:** 102 KERCHEVAL AVE. SUITE 200<br>GROSSE POINTE FARMS, MI 48236

**Form 13F File Number:** 028-16955

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Colin Darke<br>**Title:** Chief Compliance Officer<br>**Phone:** 3136174473

**Signature, Place, and Date of Signing:**

Colin T Darke  Grosse Pointe Farms, MI  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 153

**Form 13F Information Table Value Total:** $201936200

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABORATORIES | COM | 002824100 |  | 404725 | 3942 | SH |  | SOLE |  | 3942 | 0 | 0 |
| ALBEMARLE CORP | COM | 012653101 |  | 411842 | 2294 | SH |  | SOLE |  | 2294 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2782542 | 9700 | SH |  | SOLE |  | 9700 | 0 | 0 |
| ALPS TRUST ETF ALERIAN MLP | ETF | 00162Q452 |  | 1646632 | 31281 | SH |  | SOLE |  | 31281 | 0 | 0 |
| AMAZON.COM INC | COM | 023135106 |  | 2002933 | 9617 | SH |  | SOLE |  | 9617 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 211434 | 699 | SH |  | SOLE |  | 699 | 0 | 0 |
| AMERIPRISE FINANCIAL INC. | COM | 03076C106 |  | 609717 | 1372 | SH |  | SOLE |  | 1372 | 0 | 0 |
| AMPLIFY CYBERSECURITY ETF | ETF | 032108664 |  | 421330 | 5611 | SH |  | SOLE |  | 5611 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 879975 | 2766 | SH |  | SOLE |  | 2766 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 5674998 | 22361 | SH |  | SOLE |  | 22361 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 491530 | 6762 | SH |  | SOLE |  | 6762 | 0 | 0 |
| ASTRAZENECA PLC | SPONS ADR | G0593M107 |  | 535353 | 2764 | SH |  | SOLE |  | 2764 | 0 | 0 |
| BAKER HUGHES INC | COM | 05722G100 |  | 1676067 | 27454 | SH |  | SOLE |  | 27454 | 0 | 0 |
| BANK OF AMER CORP | COM | 060505104 |  | 747776 | 15339 | SH |  | SOLE |  | 15339 | 0 | 0 |
| BERKSHIRE HATHAWAY INC | DEL CL B NEW | 084670702 |  | 5879784 | 12270 | SH |  | SOLE |  | 12270 | 0 | 0 |
| BLACKROCK LIMITED DURATION INCOME TRUST | CEF | 09249W101 |  | 322833 | 25642 | SH |  | SOLE |  | 25642 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 731634 | 3676 | SH |  | SOLE |  | 3676 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 498930 | 1612 | SH |  | SOLE |  | 1612 | 0 | 0 |
| CALAMOS STRATEGIC TOTAL RETURN FD | CEF | 128125101 |  | 2124619 | 124101 | SH |  | SOLE |  | 124101 | 0 | 0 |
| CAPITAL ONE FINANCIAL CORP | COM | 14040H105 |  | 417765 | 2290 | SH |  | SOLE |  | 2290 | 0 | 0 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 463037 | 8223 | SH |  | SOLE |  | 8223 | 0 | 0 |
| CHARLES SCHWAB CORP | COM | 808513105 |  | 494711 | 5264 | SH |  | SOLE |  | 5264 | 0 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 644703 | 2272 | SH |  | SOLE |  | 2272 | 0 | 0 |
| CHEVRON CORPORATION | COM | 166764100 |  | 712770 | 3445 | SH |  | SOLE |  | 3445 | 0 | 0 |
| CHUBB LTD SWITZ | COM | H1467J104 |  | 469013 | 1439 | SH |  | SOLE |  | 1439 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 987178 | 12723 | SH |  | SOLE |  | 12723 | 0 | 0 |
| CITIGROUP INC | COM | 172967424 |  | 510685 | 4503 | SH |  | SOLE |  | 4503 | 0 | 0 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 357601 | 5963 | SH |  | SOLE |  | 5963 | 0 | 0 |
| CMS ENERGY CORP | COM | 125896100 |  | 272694 | 3515 | SH |  | SOLE |  | 3515 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 909612 | 6891 | SH |  | SOLE |  | 6891 | 0 | 0 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 |  | 394301 | 1412 | SH |  | SOLE |  | 1412 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 270886 | 3236 | SH |  | SOLE |  | 3236 | 0 | 0 |
| COSTCO WHOLESALE CORP | COM | 22160K105 |  | 3273273 | 3285 | SH |  | SOLE |  | 3285 | 0 | 0 |
| DANAHER CORP | COM | 235851102 |  | 400814 | 2114 | SH |  | SOLE |  | 2114 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 373183 | 3872 | SH |  | SOLE |  | 3872 | 0 | 0 |
| DTE ENERGY CO | COM | 233331107 |  | 267436 | 1829 | SH |  | SOLE |  | 1829 | 0 | 0 |
| EATON CORP PLC SHS | COM | G29183103 |  | 599097 | 1675 | SH |  | SOLE |  | 1675 | 0 | 0 |
| EATON VANCE LTD DURATION INCOME FD | CEF | 27828H105 |  | 454800 | 48127 | SH |  | SOLE |  | 48127 | 0 | 0 |
| EATON VANCE RISK MANAGED DIVERSIFIED EQUITY | CEF | 27829G106 |  | 692179 | 84722 | SH |  | SOLE |  | 84722 | 0 | 0 |
| EATON VANCE TAX MANAGED | CEF | 27828N102 |  | 1563116 | 113351 | SH |  | SOLE |  | 113351 | 0 | 0 |
| EATON VANCE TAX MANAGED GLOBAL EQUITY | CEF | 27829F108 |  | 1455807 | 168107 | SH |  | SOLE |  | 168107 | 0 | 0 |
| ELI LILLY  CO | COM | 532457108 |  | 1089008 | 1184 | SH |  | SOLE |  | 1184 | 0 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 202332 | 3744 | SH |  | SOLE |  | 3744 | 0 | 0 |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | COM | 29273V100 |  | 752854 | 39008 | SH |  | SOLE |  | 39008 | 0 | 0 |
| ENTERPRISE PRODS PARTNERS L P | COM | 293792107 |  | 1099668 | 29061 | SH |  | SOLE |  | 29061 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1287041 | 7586 | SH |  | SOLE |  | 7586 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 560984 | 1575 | SH |  | SOLE |  | 1575 | 0 | 0 |
| FINANCIAL SELECT SECTOR SPDR | ETF | 81369Y605 |  | 299775 | 6072 | SH |  | SOLE |  | 6072 | 0 | 0 |
| FORD MOTOR COMPANY | COM | 345370860 |  | 219572 | 19027 | SH |  | SOLE |  | 19027 | 0 | 0 |
| GE AEROSPACE | COM NEW | 369604301 |  | 665724 | 2346 | SH |  | SOLE |  | 2346 | 0 | 0 |
| GE VERNOVA INC | COM | 36828A101 |  | 558656 | 640 | SH |  | SOLE |  | 640 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 1265601 | 1496 | SH |  | SOLE |  | 1496 | 0 | 0 |
| GOOGLE INC | COM | 02079K305 |  | 1966048 | 6837 | SH |  | SOLE |  | 6837 | 0 | 0 |
| HOME DEPOT | COM | 437076102 |  | 284161 | 864 | SH |  | SOLE |  | 864 | 0 | 0 |
| HUBBELL INC | COM | 443510607 |  | 478962 | 976 | SH |  | SOLE |  | 976 | 0 | 0 |
| INDEPENDENCE RLTY TR INC | COM | 45378A106 |  | 440223 | 29565 | SH |  | SOLE |  | 29565 | 0 | 0 |
| INTERCONTINENTALEXCHINTL | COM | 45866F104 |  | 589643 | 3749 | SH |  | SOLE |  | 3749 | 0 | 0 |
| INVESCO NASDAQ NEXT GEN 100 ETF | ETF | 46138G631 |  | 357175 | 9864 | SH |  | SOLE |  | 9864 | 0 | 0 |
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | ETF | 46434V407 |  | 306959 | 7255 | SH |  | SOLE |  | 7255 | 0 | 0 |
| ISHARES 1-3 YR TREASURY BOND ETF | ETF | 464287457 |  | 9788134 | 118543 | SH |  | SOLE |  | 118543 | 0 | 0 |
| ISHARES AGGREGATE BOND ETF | ETF | 464287226 |  | 2582708 | 26017 | SH |  | SOLE |  | 26017 | 0 | 0 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 |  | 6744086 | 96689 | SH |  | SOLE |  | 96689 | 0 | 0 |
| ISHARES CORE S MID CAP ETF | ETF | 464287507 |  | 1549611 | 22947 | SH |  | SOLE |  | 22947 | 0 | 0 |
| ISHARES CORE TOTAL USD BOND MARKET ETF | ETF | 46434V613 |  | 263745 | 5710 | SH |  | SOLE |  | 5710 | 0 | 0 |
| ISHARES ESG OPTIMIZED MSCI USA ETF | ETF | 464288802 |  | 231439 | 1752 | SH |  | SOLE |  | 1752 | 0 | 0 |
| ISHARES MSCI EAFE ETF | ETF | 464287465 |  | 3106217 | 31980 | SH |  | SOLE |  | 31980 | 0 | 0 |
| ISHARES MSCI EAFE GROWTH INDEX ETF | ETF | 464288885 |  | 762662 | 6848 | SH |  | SOLE |  | 6848 | 0 | 0 |
| ISHARES MSCI EAFE SMALL CAP ETF | ETF | 464288273 |  | 2859743 | 36471 | SH |  | SOLE |  | 36471 | 0 | 0 |
| ISHARES MSCI EAFE VALUE INDEX ETF | ETF | 464288877 |  | 897330 | 12069 | SH |  | SOLE |  | 12069 | 0 | 0 |
| ISHARES RUSSELL 1000 ETF | ETF | 464287622 |  | 473868 | 1329 | SH |  | SOLE |  | 1329 | 0 | 0 |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 |  | 16702668 | 39171 | SH |  | SOLE |  | 39171 | 0 | 0 |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 |  | 6900686 | 32296 | SH |  | SOLE |  | 32296 | 0 | 0 |
| ISHARES RUSSELL 2000 ETF | ETF | 464287655 |  | 2087664 | 8418 | SH |  | SOLE |  | 8418 | 0 | 0 |
| ISHARES RUSSELL 2000 GROWTH INDEX | ETF | 464287648 |  | 1581289 | 5039 | SH |  | SOLE |  | 5039 | 0 | 0 |
| ISHARES RUSSELL 2000 VALUE | ETF | 464287630 |  | 2123029 | 11198 | SH |  | SOLE |  | 11198 | 0 | 0 |
| ISHARES RUSSELL MIDCAP ETF | ETF | 464287499 |  | 202919 | 2087 | SH |  | SOLE |  | 2087 | 0 | 0 |
| ISHARES RUSSELL MIDCAP GROWTH ETF | ETF | 464287481 |  | 2727931 | 21292 | SH |  | SOLE |  | 21292 | 0 | 0 |
| ISHARES RUSSELL MIDCAP VALUE INDEX | ETF | 464287473 |  | 2238858 | 15362 | SH |  | SOLE |  | 15362 | 0 | 0 |
| ISHARES S 500 INDEX | ETF | 464287200 |  | 523874 | 802 | SH |  | SOLE |  | 802 | 0 | 0 |
| ISHARES US FINANCIAL SERVICES ETF | ETF | 464287770 |  | 230792 | 2786 | SH |  | SOLE |  | 2786 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 239307 | 979 | SH |  | SOLE |  | 979 | 0 | 0 |
| JOHNSON CTLS INC | COM | G51502105 |  | 728606 | 5564 | SH |  | SOLE |  | 5564 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 2923656 | 9939 | SH |  | SOLE |  | 9939 | 0 | 0 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 46641Q332 |  | 918783 | 16210 | SH |  | SOLE |  | 16210 | 0 | 0 |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 46654Q203 |  | 375593 | 6765 | SH |  | SOLE |  | 6765 | 0 | 0 |
| KIMBERLY-CLARK CORP | COM | 494368103 |  | 247735 | 2568 | SH |  | SOLE |  | 2568 | 0 | 0 |
| KINDER MORGAN INC | COM | 49456B101 |  | 345594 | 10307 | SH |  | SOLE |  | 10307 | 0 | 0 |
| LENNAR CORP | CL A | 526057104 |  | 246452 | 2838 | SH |  | SOLE |  | 2838 | 0 | 0 |
| LINDE PLC SHS | COM | G54950103 |  | 1178917 | 2378 | SH |  | SOLE |  | 2378 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 259199 | 1097 | SH |  | SOLE |  | 1097 | 0 | 0 |
| MASTERCARD INC | COM | 57636Q104 |  | 1301614 | 2605 | SH |  | SOLE |  | 2605 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 292425 | 2431 | SH |  | SOLE |  | 2431 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1391992 | 2433 | SH |  | SOLE |  | 2433 | 0 | 0 |
| MICROSOFT | COM | 594918104 |  | 3306358 | 8932 | SH |  | SOLE |  | 8932 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 692833 | 12020 | SH |  | SOLE |  | 12020 | 0 | 0 |
| MONSTER BEVERAGE CORP | COM | 61174X109 |  | 278246 | 3840 | SH |  | SOLE |  | 3840 | 0 | 0 |
| MORGAN STANLEY | COM | 617446448 |  | 216739 | 1317 | SH |  | SOLE |  | 1317 | 0 | 0 |
| MUNIYIELD MICH INSD FD INC | CEF | 09254V105 |  | 228690 | 19250 | SH |  | SOLE |  | 19250 | 0 | 0 |
| NEOS S 500 HIGH INCOME ETF | ETF | 78433H303 |  | 352206 | 7134 | SH |  | SOLE |  | 7134 | 0 | 0 |
| NETFLIX COM INC | COM | 64110L106 |  | 1099571 | 11436 | SH |  | SOLE |  | 11436 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 417588 | 4496 | SH |  | SOLE |  | 4496 | 0 | 0 |
| NORFOLK SOUTHERN CRP | COM | 655844108 |  | 307377 | 1071 | SH |  | SOLE |  | 1071 | 0 | 0 |
| NOVARTIS AG | ADR | 66987V109 |  | 454737 | 2977 | SH |  | SOLE |  | 2977 | 0 | 0 |
| NUVEEN AMT FREE QLTY MUN INCME | COM | 670657105 |  | 235998 | 21015 | SH |  | SOLE |  | 21015 | 0 | 0 |
| NUVEEN S 500 DYNAMIC OVERWRI | COM | 6706EW100 |  | 390613 | 24307 | SH |  | SOLE |  | 24307 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1935840 | 11100 | SH |  | SOLE |  | 11100 | 0 | 0 |
| O REILLY AUTOMOTIVE INC | COM | 67103H107 |  | 952639 | 10320 | SH |  | SOLE |  | 10320 | 0 | 0 |
| OLD DOMINION FREIGHT LINE INC | COM | 679580100 |  | 728060 | 3726 | SH |  | SOLE |  | 3726 | 0 | 0 |
| OLD REP INTL CORP | COM | 680223104 |  | 284048 | 7119 | SH |  | SOLE |  | 7119 | 0 | 0 |
| ONEOK INC | COM NEW | 682680103 |  | 561955 | 6217 | SH |  | SOLE |  | 6217 | 0 | 0 |
| ORACLE CORPORATION | COM | 68389X105 |  | 1127745 | 7666 | SH |  | SOLE |  | 7666 | 0 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 323890 | 4202 | SH |  | SOLE |  | 4202 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 627372 | 4040 | SH |  | SOLE |  | 4040 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 283046 | 10080 | SH |  | SOLE |  | 10080 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 322082 | 1948 | SH |  | SOLE |  | 1948 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 220256 | 1209 | SH |  | SOLE |  | 1209 | 0 | 0 |
| PLAINS ALL AMERICAN PIPELINE LP | COM | 726503105 |  | 219950 | 9850 | SH |  | SOLE |  | 9850 | 0 | 0 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 499618 | 3459 | SH |  | SOLE |  | 3459 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 251121 | 1950 | SH |  | SOLE |  | 1950 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 250471 | 4094 | SH |  | SOLE |  | 4094 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 631247 | 817 | SH |  | SOLE |  | 817 | 0 | 0 |
| ROCKET COS INC COM | CL A | 77311W101 |  | 218452 | 15330 | SH |  | SOLE |  | 15330 | 0 | 0 |
| RTX CORPORATION | COM | 75513E101 |  | 3111477 | 16130 | SH |  | SOLE |  | 16130 | 0 | 0 |
| SALESFORCE | COM | 79466L302 |  | 587824 | 3149 | SH |  | SOLE |  | 3149 | 0 | 0 |
| SEMPRA ENERGY | COM | 816851109 |  | 517527 | 5326 | SH |  | SOLE |  | 5326 | 0 | 0 |
| SPDR GOLD ETF | ETF | 78463V107 |  | 6218981 | 14453 | SH |  | SOLE |  | 14453 | 0 | 0 |
| SPDR S 500 ETF | ETF | 78462F103 |  | 717975 | 1104 | SH |  | SOLE |  | 1104 | 0 | 0 |
| STATE STREET DOUBLELINE TOTAL RETURN TACTICAL ETF | ETF | 78467V848 |  | 1459482 | 36735 | SH |  | SOLE |  | 36735 | 0 | 0 |
| STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 78468R663 |  | 970559 | 10591 | SH |  | SOLE |  | 10591 | 0 | 0 |
| STRYKER CORP | COM | 863667101 |  | 523772 | 1594 | SH |  | SOLE |  | 1594 | 0 | 0 |
| TE CONNECTIVITY LTD | COM | G87052109 |  | 281550 | 1347 | SH |  | SOLE |  | 1347 | 0 | 0 |
| TESLA MOTORS INC | COM | 88160R101 |  | 244240 | 657 | SH |  | SOLE |  | 657 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 627460 | 3232 | SH |  | SOLE |  | 3232 | 0 | 0 |
| TJX COS INC | COM NEW | 872540109 |  | 1338765 | 8383 | SH |  | SOLE |  | 8383 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 783177 | 3228 | SH |  | SOLE |  | 3228 | 0 | 0 |
| UNITEDHEALTH GROUP | COM | 91324P102 |  | 372061 | 1375 | SH |  | SOLE |  | 1375 | 0 | 0 |
| US BANCORP | COM NEW | 902973304 |  | 237842 | 4573 | SH |  | SOLE |  | 4573 | 0 | 0 |
| VANECK FALLEN ANGEL HIGH YIELD BOND ETF | ETF | 92189F437 |  | 221661 | 7718 | SH |  | SOLE |  | 7718 | 0 | 0 |
| VANECK IG FLOATING RATE ETF | ETF | 92189F486 |  | 728066 | 28574 | SH |  | SOLE |  | 28574 | 0 | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 921908844 |  | 578511 | 2690 | SH |  | SOLE |  | 2690 | 0 | 0 |
| VANGUARD GROWTH ETF | ETF | 922908736 |  | 565643 | 1295 | SH |  | SOLE |  | 1295 | 0 | 0 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 921946406 |  | 14442166 | 97516 | SH |  | SOLE |  | 97516 | 0 | 0 |
| VANGUARD SHORT TERM BOND | ETF | 921937827 |  | 443801 | 5660 | SH |  | SOLE |  | 5660 | 0 | 0 |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 92206C409 |  | 11564155 | 145883 | SH |  | SOLE |  | 145883 | 0 | 0 |
| VANGUARD SMALL CAP VALUE ETF | ETF | 922908611 |  | 667826 | 3074 | SH |  | SOLE |  | 3074 | 0 | 0 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 922908769 |  | 1827959 | 5697 | SH |  | SOLE |  | 5697 | 0 | 0 |
| VANGUARD TOTAL WORLD STOCK ETF | ETF | 922042742 |  | 420354 | 3039 | SH |  | SOLE |  | 3039 | 0 | 0 |
| VIRTUS DIVIDEND INTEREST  PR | COM | 92840R101 |  | 536631 | 42556 | SH |  | SOLE |  | 42556 | 0 | 0 |
| VISA INC | COM | 92826C839 |  | 897955 | 2971 | SH |  | SOLE |  | 2971 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 212892 | 1713 | SH |  | SOLE |  | 1713 | 0 | 0 |
| WELLS FARGO  CO | COM | 949746101 |  | 873083 | 10967 | SH |  | SOLE |  | 10967 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 792356 | 10887 | SH |  | SOLE |  | 10887 | 0 | 0 |
| YUM! BRANDS INC | COM | 988498101 |  | 258874 | 1665 | SH |  | SOLE |  | 1665 | 0 | 0 |

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