# EDGAR Filing Document

**Accession Number:** 0001413447
**File Stem:** 0001413447-26-000036
**Filing Date:** 2026-5
**Character Count:** 36598
**Document Hash:** dd7a95d96f6f8465b2e79a18dab7f1b7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001413447-26-000036.hdr.sgml**: 20260528

**ACCESSION NUMBER**: 0001413447-26-000036

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260528

**DATE AS OF CHANGE**: 20260528

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NXP Semiconductors N.V.
- **CENTRAL INDEX KEY:** 0001413447
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34841
- **FILM NUMBER:** 261028674

**BUSINESS ADDRESS:**
- **BUSINESS PHONE:** 31 6 54 265349

**MAIL ADDRESS:**
- **STREET 1:** HIGH TECH CAMPUS 60
- **CITY:** EINDHOVEN
- **STATE:** P7
- **ZIP:** 5656AG

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KASLION Acquisition B.V.
- **DATE OF NAME CHANGE:** 20070925

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

.

**FORM SD**

**SPECIALIZED DISCLOSURE REPORT**

**NXP Semiconductors N.V.**

(Exact Name of the Registrant as Specified in its Charter)

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| | | |
|:---|:---|:---|
| **Netherlands** | **001-34841** | **98-1144352** |
| (State or other Jurisdiction of incorporation<br>or organization) | (Commission<br>File Number) | (IRS Employer<br>Identification No.) |
| **60 High Tech Campus<br>Eindhoven<br>Netherlands** | | **5656 AG** |
| (Address of principal executive offices) | | (Zip code) |

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| | |
|:---|:---|
| **Eric-Paul Schat** | **+31 6 13492677** |

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**(Name and telephone number, including area code, of the person to contact in connection with this report.)**

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 <u>x</u> Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025

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**Section 1—Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

NXP Semiconductors N.V. ("NXP") has determined that, during 2025, NXP or its consolidated subsidiaries manufactured and contracted to manufacture products as to which conflict minerals, as defined in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (the "Rule"), are necessary to the functionality or production. NXP has conducted a good faith reasonable country of origin inquiry (the "RCOI") regarding those conflict minerals reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (the "DRC Region") or were from recycled or scrap sources. Based on the RCOI, NXP has reason to believe that some portion of the conflict minerals necessary to the functionality or production of its products may have originated in the DRC Region and has reason to believe that some of this material was not derived from recycled or scrap sources.

**Item 1.02 Exhibit**

A copy of NXP's Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD is provided as Exhibit 1.01 and is publicly available at https://www.nxp.com/pip/CONFLICT-MINERALS.

**Section 2—Exhibits**

**Item 2.01 Exhibits**

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2025 to December 31, 2025.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | |
|:---|:---|
| **NXP Semiconductors N.V.** | |
| (Registrant) |  |
| /s/ W.Betz | May 28, 2026 |
| By: W. Betz, CFO | (Date) |

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**NXP Semiconductors N.V.**

**Conflict Minerals Report**

**For the reporting period from January 1, 2025 to December 31, 2025**

This Conflict Minerals Report (the "Report") of NXP Semiconductors N.V. has been prepared under Rule 13p-1 and Form SD (the "Rule") promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2025 to December 31, 2025. NXP Semiconductors N.V. refers to the operations of NXP Semiconductors N.V. and its subsidiaries and may be referred to as the "Company," "NXP," "we," "us" or "our," as the context requires. The content of any website referred to in this Report is included for general information only and is not incorporated by reference into this Report. This Report has not been subject to an independent private sector audit.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which specified minerals are necessary to the functionality or production of those products. The specified minerals are columbite-tantalite (coltan), cassiterite, wolframite, tantalum, tin, tungsten and gold, which we collectively refer to in this Report as "Covered Minerals". For the purposes of this Report, we refer to the Democratic Republic of the Congo and any adjoining country that shares an internationally recognized border with the Democratic Republic of the Congo as the "DRC Region".

Certain matters discussed in this Report include forward-looking statements. These forward-looking statements are not guarantees of future performance. Actual results or developments may differ materially from the expectations expressed in the forward-looking statements. We undertake no obligation to update any information contained in this Report.

NXP has determined that Covered Minerals are necessary to the functionality or production of products that it manufactures or contracts to manufacture.

**<u>Description of NXP's Products Covered by this Report</u>**

This Report relates to products: (i) for which Covered Minerals are necessary to the functionality or production; (ii) that were manufactured or contracted to be manufactured by NXP; and (iii) for which the manufacture was completed during calendar year 2024 (collectively, the "Covered Products").

Together, with our partners, we anticipate tomorrow's needs to develop system solutions that make the connected world better, safer and more secure. We are the trusted partner for innovative solutions in the automotive, Industrial & IoT, mobile and communications infrastructure markets.

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**<u>NXP's Due Diligence Process</u>**

As required under the Rule, for the reporting period from January 1 to December 31, 2025, NXP has taken the measures described in this Report to exercise due diligence on the source and chain of custody of Covered Minerals necessary to the functionality or production of the Covered Products. NXP's due diligence measures have been designed to conform to the framework in the *Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition*, including the related supplements on gold, tin, tantalum and tungsten (the "OECD Guidance"), as it relates to our position as a "downstream" purchaser.

**Step 1: Establish Strong Company Management Systems**

NXP believes taking responsibility for its impact on the world is crucial to the company's success, for its ability to deliver value to stakeholders, and for protecting the environment for future generations. We have established goals for corporate governance, people practices, product development, manufacturing, environment, and community responsibility. NXP standards on social responsibility have been deployed through extensive training programs and, in 2010, we adopted a conflict-free sourcing policy. The latest version of our Responsibly Sourced Minerals Policy can be found on our company website at https://www.nxp.com/docs/en/supporting-information/NXP-STATEMENT-CONFLICT-MINERALS.pdf.

NXP has also adopted a Supplier Code of Conduct which is available at https://www.nxp.com/pip/SUPPLIER-RESPONSIBILITY. Among other things, the Supplier Code of Conduct communicates NXP's expectations to its suppliers with respect to responsible sourcing of minerals, including Covered Minerals. Suppliers are expected to have a policy to reasonably assure that the minerals in the products they manufacture do not directly or indirectly finance or benefit armed groups that are perpetrators of serious human rights abuses around the world. Key areas of concern include the Democratic Republic of Congo and adjoining countries, and other high-risk regions for the extraction or transit of raw materials.

Suppliers shall exercise due diligence on the source and chain of custody of these minerals and make their policies and due diligence measures available to NXP upon NXP's request. In addition, suppliers shall submit CMRTs, as defined below, to NXP upon NXP's request.

An NXP internal team from the procurement and legal organizations led its Covered Minerals supply chain due diligence efforts. NXP's Executive Vice President, General Counsel, and Chief Sustainability Officer oversaw the activities of this internal team.

**Step 2: Identify and Assess Risks in the Supply Chain**

NXP's supply chain is complex and, in most cases, there are many third parties in the supply chain between NXP's ultimate manufacture of the Covered Products and the original sources of Covered Minerals. NXP requires its suppliers to identify the smelters and refiners of Covered Minerals in their supply chain. In most cases, our suppliers reported this information using the broadly adopted conflict minerals reporting template ("CMRT") developed by Responsible Minerals Initiative ("RMI"), a multi-industry initiative consisting of over 500 companies and industry associations. Due to the complexity of our supply chain, we rely on our suppliers for the accuracy and completeness of this information. In most cases, our suppliers submitted a consolidated smelter and refiner report for all of their products and materials, not just products and materials provided to NXP.

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**Step 3: Design and Implement a Strategy to Respond to Identified Risks**

Our procurement organization has implemented escalation procedures for suppliers who (i) provide products that incorporate Covered Minerals from smelters or refiners that do not comply with a third-party audit program or (ii) have not provided details on the sourcing of Covered Minerals in their supply chain. Under these procedures, our procurement organization will develop a list of corrective actions including a timeline for compliance and a decision to continue or temporarily suspend trade with the supplier during the corrective action period. Suppliers who do not make satisfactory progress addressing the identified corrective actions are reported to NXP's chief procurement officer.

NXP's due diligence measures with respect to identified smelters and refiners were primarily based on multi-industry due diligence initiatives to evaluate the procurement practices of the smelters and refiners that process and provide Covered Minerals to our supply chain.

**Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner's Due Diligence Practices**

We believe that engagement and active cooperation with other industry members with whom we share suppliers can assist in the identification of risks in NXP's supply chain by facilitating identification of smelters and refiners and assessment of their due diligence practices.

NXP became a member of the Responsible Business Alliance ("RBA") (formerly the Electronic Industry Citizenship Coalition ("EICC")) in 2014, which promotes responsible sourcing of minerals, among other important social responsibility initiatives. NXP held a position in the RBA's Board of Directors from January 2018 through December 2023.

NXP is also a member of the Responsible Minerals Initiative ("RMI") where NXP representatives regularly collaborate with other industry members on complementary programs and initiatives. Over the years, NXP has been active members of the RMI's working groups and Steering Committee.

NXP joined the European Partnership for Responsible Minerals ("EPRM") as a strategic partner in 2016, chaired the partnership in 2021, and served on the EPRM Governance Board in 2021–2022, with board membership resuming in 2026. The EPRM is a multi-stakeholder partnership in which governments, NGOs, and private sector work together to create better social and economic conditions for mine workers and local mining communities, by increasing the number of mines that adopt responsible mining practices in Conflict and High-Risk Areas. The EPRM also serves as a knowledge platform where organizations can share knowledge on due diligence and support activities to improve the conditions in the mining areas.

Since 2013, NXP has chaired the World Semiconductor Council's conflict minerals team.

In 2023, NXP became a member of the OECD Multi-stakeholder Steering Group that provides guidance and support to the operational aspects of the OECD's Responsible Minerals Implementation Programme.

**Step 5: Report Annually on Supply Chain Due Diligence**

This Report is publicly available at https://www.nxp.com/pip/CONFLICT-MINERALS.

**<u>Results of NXP Due Diligence Measures</u>**

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For the reporting period from January 1 to December 31, 2025, based upon an internal assessment and information provided by our suppliers, NXP identified 82 suppliers who provided materials likely to incorporate Covered Minerals necessary to the functionality of our Semiconductor Products (the "Covered Minerals Suppliers"). Semiconductor Products include all semiconductor devices sold to our customers for incorporation into end-market applications. We received valid responses from all Covered Minerals Suppliers that supply materials to our Semiconductor Products. Certain hardware products designed for customer evaluations or research and development, which we refer to as Innovation Tools, are excluded from the scope of our due diligence measures. Innovation Tools represent an immaterial amount of NXP product revenues and are not intended to be incorporated into our customers' products.

Based on the information provided by our suppliers and information otherwise obtained through the due diligence process, NXP has reasonably determined that the facilities that may have been used to process NXP's Covered Minerals in 2025 include the smelters and refiners ("SORs") listed in Annex I.

Based on information received through the RMI Responsible Minerals Assurance Process ("RMAP") or equivalent independent third-party audit programs, NXP has reason to believe the countries of origin for the Covered Minerals contained in the materials received by our Covered Minerals Suppliers include the countries listed in Annex II.

We identified 214 SORs for the Covered Minerals in our supply chain. These 214 SORs were compliant with a third-party audit program ("Conformant"). Among these 214 SORs, 30 were reported as sourcing Covered Minerals from the DRC Region; all 30 were compliant with the RMI RMAP assessment protocols.

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| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Smelter or Refiner (SOR) Certification Status** | **Smelter or Refiner (SOR) Certification Status** | **Smelter or Refiner (SOR) Certification Status** | **Smelter or Refiner (SOR) Certification Status** | **Smelter or Refiner (SOR) Certification Status** | **Smelter or Refiner (SOR) Certification Status** | **Smelter or Refiner (SOR) Certification Status** |
| | **2025** | **2024** | **2023** | **2022** | **2021** | **2020** |
| Validated | 214 | 222 | 211 | 225 | 234 | 238 |
| Active | 0 | 0 | 0 | 0 | 3 | 0 |
| Not Validated | 0 | 0 | 0 | 0 | 0 | 0 |
| **Total** | **214** | **222** | **211** | **225** | **237** | **238** |

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|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** | **Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location** |  |  |  |  |  |  |  |  |  |  |  |  |  |
| **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** | **SOR Mineral Sourcing Locations** |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | **2025** | **2025** | **2025** | **2025** | **2024** | **2024** | **2024** | **2024** | **2023** | **2023** | **2023** | **2023** |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | Validated\* | 30 | 112 | 72 | 214 | 30 | 105 | 87 | 222 | 23 | 111 | 91 | 225 |
| Active\* | - | - | - | - | - | - | - | - | - | - | - | - |  |  |  |  |  |  |  |  |  |  |  |  |  |
| Not Validated | - | - | - | - | - | - | - | - | - | - | - | - |  |  |  |  |  |  |  |  |  |  |  |  |  |
| **Total** | **30** | **112** | **72** | **214** | **30** | **105** | **87** | **222** | **23** | **111** | **91** | **225** |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | **2022** | **2022** | **2022** | **2022** | **2021** | **2021** | **2021** | **2021** | **2020** | **2020** | **2020** | **2020** |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total |  |  |  |  |  |  |  |  |  |  |  |  |  |
|  | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | &nbsp;&nbsp;&nbsp;&nbsp;DRC Region Mine | &nbsp;&nbsp;&nbsp;&nbsp;Non-DRC Region Mine or Recycled | &nbsp;&nbsp;&nbsp;&nbsp;Mine Region Not Disclosed | &nbsp;&nbsp;&nbsp;&nbsp;Total | Validated\* | 23 | 111 | 91 | 225 | 22 | 107 | 105 | 234 | 21 | 115 | 102 | 238 |
| Active\* | - | - | - | - | - | - | 3 | 3 | - | - | - | - |  |  |  |  |  |  |  |  |  |  |  |  |  |
| Not Validated | - | - | - | - | - | - | - | - | - | - | - | - |  |  |  |  |  |  |  |  |  |  |  |  |  |
| **Total** | **23** | **111** | **91** | **225** | **22** | **107** | **108** | **237** | **21** | **115** | **102** | **238** |  |  |  |  |  |  |  |  |  |  |  |  |  |

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\* RMI SOR Status

NXP identified zero high-risk SORs (either not validated or not in the process of becoming compliant with a third-party audit program). We identified 72 medium-risk SORs (validated with unknown sourcing region) and 142 SORs were considered low-risk (validated with sourcing location confirmed).

**<u>Additional Measures</u>**

NXP intends to continue taking the following steps this year to improve its due diligence measures and to further mitigate the risk that NXP's use of Covered Minerals might finance or benefit armed groups:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Update the list of products and Covered Minerals Suppliers to be included in NXP's due diligence process for the 2026 reporting year;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Re-engage each Covered Minerals Supplier to obtain current and accurate information about the supplier's supply chain of Covered Minerals;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Execute NXP's escalation procedure with each Covered Minerals Supplier that (i) is non-responsive to requests for information or (ii) does not have systems in place to ensure sourcing of materials that comply with a third-party audit program;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to assist suppliers in due diligence activities or education;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to participate in industry initiatives encouraging "conflict-free" supply chains and identifying "conflict-free" smelters and refiners, including initiatives to add cobalt and other minerals to the scope; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to review due diligence measures to evaluate whether appropriate to (i) incorporate recent responsible sourcing developments and insights and (ii) include additional minerals and countries of origin.

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**Annex I – Reported Smelters and Refiners**

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| | | |
|:---|:---|:---|
| **Covered Minerals** | **Smelter or Refiner Name** | **Country location of Smelter or Refiner** |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| Gold | Agosi AG | GERMANY |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | ASAHI METALFINE, Inc. | JAPAN |
| Gold | Asahi Refining Canada Ltd. | CANADA |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | Asaka Riken Co., Ltd. | JAPAN |
| Gold | Aurubis AG, Hamburg | GERMANY |
| Gold | Bangalore Refinery | INDIA |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | Boliden Mineral AB (Ronnskar) | SWEDEN |
| Gold | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | Chimet S.p.A. | ITALY |
| Gold | Chugai Mining | JAPAN |
| Gold | Coimpa Industrial LTDA | BRAZIL |
| Gold | Dowa | JAPAN |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| Gold | Elite Industech Co., Ltd. | TAIWAN |
| Gold | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF |
| Gold | Glencore Canada Corporation - CCR Refinery | CANADA |
| Gold | Gold by Gold Colombia | COLOMBIA |
| Gold | Gold Corporation - The Perth Mint | AUSTRALIA |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| Gold | Impala Platinum - Base Metal Refinery (BMR) | SOUTH AFRICA |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | SOUTH AFRICA |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Italpreziosi | ITALY |
| Gold | Japan Mint | JAPAN |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |

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| | | |
|:---|:---|:---|
| **Covered Minerals** | **Smelter or Refiner Name** | **Country location of Smelter or Refiner** |
| Gold | JX Advanced Metals Corporation | JAPAN |
| Gold | Kazzinc Ltd | KAZAKHSTAN |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| Gold | Materion | UNITED STATES OF AMERICA |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | MKS PAMP SA | SWITZERLAND |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold | Nihon Material Co., Ltd. | JAPAN |
| Gold | Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. | AUSTRIA |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | Planta Recuperadora de Metales SpA | CHILE |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | PX Precinox S.A. | SWITZERLAND |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | REMONDIS PMR B.V. | NETHERLANDS |
| Gold | Royal Canadian Mint | CANADA |
| Gold | SAFINA A.S. | CZECHIA |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | T.C.A S.p.A | ITALY |

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| | | |
|:---|:---|:---|
| **Covered Minerals** | **Smelter or Refiner Name** | **Country location of Smelter or Refiner** |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | Yamakin Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Zijin Mining Group Gold Smelting Co. Ltd. | CHINA |
| Tantalum | AMG Brasil | BRAZIL |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | KEMET de Mexico | MEXICO |
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | Mineracao Taboca S.A. | BRAZIL |
| Tantalum | Mitsui Kinzoku Company, Limited | JAPAN |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | NPM Silmet AS | ESTONIA |
| Tantalum | PowerX Ltd. | RWANDA |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Co., Ltd. | THAILAND |
| Tantalum | TANIOBIS GmbH | GERMANY |
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA |

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| | | |
|:---|:---|:---|
| **Covered Minerals** | **Smelter or Refiner Name** | **Country location of Smelter or Refiner** |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| Tin | Alpha Assembly Solutions Inc | UNITED STATES OF AMERICA |
| Tin | Aurubis Beerse | BELGIUM |
| Tin | Aurubis Berango | SPAIN |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | CRM Synergies EMEA, S.L.U. | SPAIN |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | Dongguan Best Alloys Co., Ltd. | CHINA |
| Tin | Dowa | JAPAN |
| Tin | DS Myanmar | MYANMAR |
| Tin | EM Vinto | BOLIVIA |
| Tin | Estanho de Rondonia S.A. | BRAZIL |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL |
| Tin | Fenix Metals | POLAND |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Luna Smelter, Ltd. | RWANDA |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE |
| Tin | Minsur | PERU |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA |
| Tin | P Kay Metal, Inc | UNITED STATES OF AMERICA |
| Tin | PT Arsed Indonesia | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Mitra Sukses Globalindo | INDONESIA |
| Tin | PT Premium Tin Indonesia | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA |

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| | | |
|:---|:---|:---|
| **Covered Minerals** | **Smelter or Refiner Name** | **Country location of Smelter or Refiner** |
| Tin | PT Rajehan Ariq | INDONESIA |
| Tin | PT Timah Tbk Kundur | INDONESIA |
| Tin | PT Timah Tbk Mentok | INDONESIA |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| Tin | Rui Da Hung | TAIWAN |
| Tin | Soft Metais Ltda. | BRAZIL |
| Tin | Super Ligas | BRAZIL |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN |
| Tin | Thaisarco | THAILAND |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| Tin | Woodcross Smelting Company Limited | UGANDA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | A.L.M.T. Corp. | JAPAN |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | Cronimet Brasil Ltda | BRAZIL |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | VIETNAM |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN |
| Tungsten | Lianyou Resources Co., Ltd. | TAIWAN |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Masan High-Tech Materials | VIETNAM |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |

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| | | |
|:---|:---|:---|
| **Covered Minerals** | **Smelter or Refiner Name** | **Country location of Smelter or Refiner** |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tungsten | Tungsten Vietnam Joint Stock Company | VIETNAM |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |

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**Annex II – Reported Country of Origin for Covered Minerals**

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| | | | |
|:---|:---|:---|:---|
| **Countries of Origin** | **Countries of Origin** | **Countries of Origin** | **Countries of Origin** |
| Andorra | Ecuador | Republic of Korea | Russia |
| Angola | Egypt | Laos | Rwanda |
| Argentina | El Salvador | Liberia | Sierra Leone |
| Australia | Estonia | Luxembourg | Singapore |
| Austria | Ethiopia | Madagascar | Spain |
| Belarus | France | Malaysia | Suriname |
| Belgium | Germany | Mexico | Switzerland |
| Bolivia | Guyana | Mongolia | Taiwan |
| Brazil | Hong Kong | Mozambique | Thailand |
| Burundi | Hungary | Myanmar | United Kingdom |
| Cambodia | India | Namibia | United States |
| Canada | Indonesia | Nigeria | Vietnam |
| Chile | Ireland | Peru | Zambia |
| China | Israel | Philippines | Zimbabwe |
| Colombia | Japan | Poland | |
| Democratic Republic of the Congo | Kazakhstan | Portugal | |

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