# EDGAR Filing Document

**Accession Number:** 0001819848
**File Stem:** 0001819848-25-000404
**Filing Date:** 2025-6
**Character Count:** 11938
**Document Hash:** fba4c070ca9f2663937bc88dfde21a54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001819848-25-000404.hdr.sgml**: 20250612

**ACCESSION NUMBER**: 0001819848-25-000404

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250606

**ITEM INFORMATION**: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250612

**DATE AS OF CHANGE**: 20250612

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Joby Aviation, Inc.
- **CENTRAL INDEX KEY:** 0001819848
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIRCRAFT [3721]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 981548118
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39524
- **FILM NUMBER:** 251042841

**BUSINESS ADDRESS:**
- **STREET 1:** 333 ENCINAL STREET
- **CITY:** SANTA CRUZ
- **STATE:** CA
- **ZIP:** 95060
- **BUSINESS PHONE:** 831-201-6700

**MAIL ADDRESS:**
- **STREET 1:** 333 ENCINAL STREET
- **CITY:** SANTA CRUZ
- **STATE:** CA
- **ZIP:** 95060

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Reinvent Technology Partners
- **DATE OF NAME CHANGE:** 20200807

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Reinvent Acquisition Corp.
- **DATE OF NAME CHANGE:** 20200731

?xml version='1.0' encoding='ASCII'? joby-20250606

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

________________________________________________

**FORM 8-K**

________________________________________________

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): June 6, 2025**

________________________________________________

**Joby Aviation, Inc.**

**(Exact name of Registrant as Specified in Its Charter)**

________________________________________________

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Delaware** | **Delaware** | **Delaware** | **001-39524** | **98-1548118** |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(State or Other Jurisdiction<br>of Incorporation)** | **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission File Number)** | **(IRS Employer<br>Identification No.)** |
| **333 ENCINAL STREET** | **333 ENCINAL STREET** | **333 ENCINAL STREET** | | |
| **SANTA CRUZ** | **,** | **California** | | **95060** |
| **(Address of Principal Executive Offices)** | **(Address of Principal Executive Offices)** | **(Address of Principal Executive Offices)** | | **(Zip Code)** |

---

**Registrant's Telephone Number, Including Area Code: 831 201-6700**

**(Former Name or Former Address, if Changed Since Last Report)**

___________________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading <br>Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.0001 per share | JOBY | New York Stock Exchange |
| Warrants to purchase common stock | JOBY WS | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □

------

**Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.**

On June 11, 2025, Joby Aviation, Inc. (the "**Company**") the Company filed a Certificate of Amendment to the Company's Certificate of Incorporation (the "**Certificate of Amendment**") with the Secretary of State of the State of Delaware to address the matters approved by the Company's stockholders in Proposals 4 and 5 (as described in Item 5.07 below). That description of the Certificate of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Certificate of Amendment, a copy of which is attached hereto as Exhibit 3.1 and is incorporated herein by reference. These modifications were approved by the Company's Board of Directors (the "**Board**") in December 2024 and by the Company's stockholders at the Annual Meeting (as defined below).

**Item 5.07. Submission of Matters to a Vote of Security Holders.**

On June 6, 2025, the Company held an Annual Meeting of Stockholders (the "**Annual Meeting**") at which stockholders holding and entitled to vote 646,741,190 shares of the Company's Common Stock, or approximately 82% of the total outstanding shares of the Company's Common Stock as of the record date for the Annual Meeting were present in person or by proxy. At the Annual Meeting, the stockholders voted on the following proposals, each of which is described in detail in the Company's 2025 Proxy Statement. The final voting results are reported below.

**Proposal 1: To elect three Class I directors to serve until the 2028 Annual Meeting of Stockholders.** 

---

| | | | |
|:---|:---|:---|:---|
| **Director** | **For** | **Withheld** | **Broker Non-Votes** |
| Michael Huerta | 534648794 | 3441003 | 108651393 |
| Tetsuo Ogawa | 477752573 | 60337224 | 108651393 |
| Dipender Saluja | 502830230 | 35259567 | 108651393 |

---

**Proposal 2: To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025.** 

---

| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 642,798,134 | 1,965,736 | 1,977,320 |

---

**Proposal 3: To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers (the "Say on Pay Vote").** 

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 521,708,946 | 11,357,172 | 5,023,679 | 108,651,393 |

---

**Proposal 4: To approve an amendment to the Company's Certificate of Incorporation to increase the number of authorized shares of common stock from 1,400,000,000 to 2,800,000,000.** 

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 626,802,406 | 17,798,391 | 2,140,393 |  |

---

**Proposal 5: To approve an amendment to the Company's Certificate of Incorporation to revise certain provisions related to the ownership of U.S. air carriers.** 

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 534,336,452 | 2,338,769 | 1,414,576 | 108,651,393 |

---

------

**Proposal 6: To approve an amendment to the Company's Certificate of Incorporation to limit the liability of certain of the Company's officers, as permitted by Delaware law.** 

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 525,909,617 | 10,675,235 | 1,504,945 | 108,651,393 |

---

**Item 9.01.**&nbsp;&nbsp;&nbsp;&nbsp;**Financial Statements and Exhibits.**

**(d)**&nbsp;&nbsp;&nbsp;&nbsp;**Exhibits.**

---

| | |
|:---|:---|
| Exhibit No. | Exhibit Description |
| 3.1 | <u>[Certificate of Amendment](joby-8kx20250612xex3_1.htm)</u> |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

---

------

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

---

| | | | |
|:---|:---|:---|:---|
| | | | Joby Aviation, Inc. |
| Date: | June 12, 2025 | By: | /s/ Kate DeHoff |
|  |  | Name: | Kate DeHoff |
|  |  | Title: | General Counsel and Corporate Secretary |

---

## Exhibit 3.1

**CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF JOBY AVIATION, INC.**

Joby Aviation, Inc. (the "***Corporation***"), a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows:

<u>FIRST</u>: That the Board of Directors of the Corporation duly adopted resolutions recommending and declaring advisable the following amendments to the Certificate of Incorporation (the "***Certificate of Incorporation***"), and that such amendments be submitted to the stockholders of the Corporation for their consideration:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1.ARTICLE IV of the Certificate of Incorporation of the Corporation shall be amended and restated to read in its entirety as follows:

"The Corporation is authorized to issue two classes of stock to be designated, respectively, "Common Stock" and "Preferred Stock." The total number of shares of capital stock that the Corporation shall have authority to issue is 2,900,000,000. The total number of shares of Common Stock that the Corporation is authorized to issue is 2,800,000,000, having a par value of $0.0001 per share, and the total number of shares of Preferred Stock that the Corporation is authorized to issue is 100,000,000, having a par value of $0.0001 per share."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2.ARTICLE XIV of the Certificate of Incorporation of the Corporation shall be amended and restated to read in its entirety as follows:

"The Corporation shall ensure it is in compliance with applicable provisions of law and regulations relating to ownership and control of a United States air carrier, including Title 49, United States Code, Section 40102 and interpretations and guidance thereof issued by the United States Department of Transportation or its successor, or as the same may be from time to time amended. The Bylaws shall contain provisions to implement this Article XIV, including, without limitation, provisions to ensure US ownership interest in, and actual control of, the air carrier, free from non-citizen ownership, control, and influence. At no time shall any air carrier operations be conducted if any determination of noncompliance as to ownership, control, or citizenship is made for the purposes of this Article XIV."

<u>SECOND</u>: That at an annual meeting of the stockholders of the Corporation, the aforesaid amendments were duly adopted by the stockholders of the Corporation in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.

<u>THIRD</u>: That except as hereby amended, the provisions of the Corporation's Certificate of Incorporation shall remain in full force and effect.

------

&nbsp;&nbsp;&nbsp;&nbsp;IN WITNESS WHEREOF, I have signed this Certificate of Amendment on this 11<sup>th</sup> day of June, 2025.

**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;JOBY AVIATION, INC.**

**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**

&nbsp;&nbsp;&nbsp;&nbsp;By: <u>/s/ Kate DeHoff&nbsp;&nbsp;&nbsp;&nbsp;</u>

&nbsp;&nbsp;&nbsp;&nbsp;Name: Kate DeHoff

&nbsp;&nbsp;&nbsp;&nbsp;Title: General Counsel and Corporate Secretary

<br>