# EDGAR Filing Document

**Accession Number:** 0000095953
**File Stem:** 0000095953-23-000003
**Filing Date:** 2023-3
**Character Count:** 5244
**Document Hash:** 4468d017bc55a06dd059c4c36f809012
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000095953-23-000003.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0000095953-23-000003

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230315

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ASCENT INDUSTRIES CO.
- **CENTRAL INDEX KEY:** 0000095953
- **STANDARD INDUSTRIAL CLASSIFICATION:** STEEL PIPE & TUBES [3317]
- **IRS NUMBER:** 570426694
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-05200
- **FILM NUMBER:** 23743822

**BUSINESS ADDRESS:**
- **STREET 1:** 1400 16TH STREET
- **STREET 2:** SUITE 270
- **CITY:** OAK BROOK
- **STATE:** IL
- **ZIP:** 60523
- **BUSINESS PHONE:** 804-822-3260

**MAIL ADDRESS:**
- **STREET 1:** 1400 16TH STREET
- **STREET 2:** SUITE 270
- **CITY:** OAK BROOK
- **STATE:** IL
- **ZIP:** 60523

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SYNALLOY CORP
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLACKMAN UHLER INDUSTRIES INC
- **DATE OF NAME CHANGE:** 19710510

?xml version="1.0" ? acnt-20230315

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): March 15, 2023

![acnt-20230315_g1.jpg](acnt-20230315_g1.jpg)

 **<u>Ascent Industries Co.</u>**

*(Exact name of registrant as specified in its charter)*

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| | | | | |
|:---|:---|:---|:---|:---|
| **Delaware** | **Delaware** | **0-19687** | **0-19687** | **57-0426694** |
| *(State or other jurisdiction of incorporation or organization)* | *(State or other jurisdiction of incorporation or organization)* | (Commission File Number) | (Commission File Number) | *(I.R.S. Employer Identification No.)* |
| **1400 16th Street,** | **Suite 270,** |  |  |  |
| **Oak Brook,** | **Illinois** |  |  | **60523** |
| *(Address of principal executive offices)* | *(Address of principal executive offices)* |  |  | *(Zip Code)* |
|  |  | **(630)** | **884-9181** |  |
|  |  | *(Registrant's telephone number, including area code)* | *(Registrant's telephone number, including area code)* |  |
| **Inapplicable** | **Inapplicable** | **Inapplicable** | **Inapplicable** | **Inapplicable** |
| (Former name or former address if changed since last report) | (Former name or former address if changed since last report) | (Former name or former address if changed since last report) | (Former name or former address if changed since last report) | (Former name or former address if changed since last report) |

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐&nbsp;&nbsp;&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐&nbsp;&nbsp;&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐&nbsp;&nbsp;&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **<u>Title of each class</u>** | **<u>Trading Symbol</u>** | **<u>Name of exchange on which registered</u>** |
| Common Stock, par value $1.00 per share | ACNT | NASDAQ Global Market |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

    

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**Item 5.02.&nbsp;&nbsp;&nbsp;&nbsp;Appointment of Certain Officers; Election of Directors; Departure of Directors or Certain Officers; Compensatory Arrangements of Certain Officers.**

On March 15, 2023, Ascent Industries Co. (the "Company") terminated the employment of Timothy Lynch as the Company's Executive Vice President, Tubular Products effective March 15, 2023.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| | **ASCENT INDUSTRIES CO.** |
| Dated: March 17, 2023 | By: /s/ Aaron M. Tam |
|  | Aaron M. Tam |
|  | Chief Financial Officer |

---