# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-018100
**Filing Date:** 2023-3
**Character Count:** 28853
**Document Hash:** 2a9d43f0bf642bd96a5adb36c9a7d0ed
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-018100.hdr.sgml**: 20230327

**ACCESSION NUMBER**: 0001145549-23-018100

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230327

**DATE AS OF CHANGE**: 20230327

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23764190

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Changebridge Long/Short Equity ETF (Series ID: S000069997)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000222872 | Changebridge Long/Short Equity ETF | CBLS            |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Changebridge Long/Short Equity ETF** | **Changebridge Long/Short Equity ETF** | **Changebridge Long/Short Equity ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) |
|  | **Shares** | **Value** |
| **COMMON STOCKS — 92.9%** |  |  |
| **Consumer Discretionary Products — 5.2%** |  |  |
| indie Semiconductor, Inc. - Class A (a)(d) | 22000 | $175340 |
| The Lovesac Co. (a)(d) | 3896 | 100283 |
|  |  | 275623 |
| **Consumer Discretionary Services — 17.6%** |  |  |
| 2U, Inc. (a)(d) | 14973 | 129217 |
| Arcos Dorados Holdings, Inc. - Class A (b)(d) | 19373 | 164671 |
| Bowlero Corp. (a)(d) | 11988 | 164835 |
| Luckin Coffee, Inc. - ADR (a)(b)(d) | 5603 | 134752 |
| Playa Hotels & Resorts NV (a)(b)(d) | 24142 | 182996 |
| Service Corp. International (d) | 1987 | 147336 |
|  |  | 923807 |
| **Consumer Staple Products — 4.0%** |  |  |
| The Estee Lauder Cos., Inc. - Class A (d) | 750 | 207810 |
| **Health Care — 8.3%** |  |  |
| Humacyte, Inc. (a)(d) | 48723 | 128141 |
| The Joint Corp. (a)(d) | 8909 | 161877 |
| TransMedics Group, Inc. (a)(d) | 2299 | 144883 |
|  |  | 434901 |
| **Industrial Products — 3.8%** |  |  |
| Blue Bird Corp. (a)(d) | 3461 | 50185 |
| Chart Industries, Inc. (a)(d) | 1134 | 151933 |
|  |  | 202118 |
| **Industrial Services — 11.9%** |  |  |
| BrightView Holdings, Inc. (a)(d) | 20461 | 162665 |
| Rollins, Inc. (d) | 4056 | 147638 |
| SP Plus Corp. (a)(d) | 5033 | 189795 |
| Sterling Infrastructure, Inc. (a)(d) | 3510 | 127729 |
|  |  | 627827 |
| **Insurance — 1.3%** |  |  |
| Tokio Marine Holdings, Inc. - ADR (a)(b)(d) | 3300 | 69036 |
| **Materials — 5.2%** |  |  |
| B2Gold Corp. (b)(d) | 35500 | 140935 |
| Boliden AB - ADR (b)(d) | 1493 | 133429 |
|  |  | 274364 |
| **Oil & Gas — 12.9%** |  |  |
| Chesapeake Energy Corp. (d) | 1201 | 104151 |
| Civeo Corp. (a)(b)(d) | 4423 | 151488 |
| Denbury, Inc. (a)(d) | 1201 | 104223 |
| Helix Energy Solutions Group, Inc. (a)(d) | 13994 | 110972 |
| PDC Energy, Inc. (d) | 579 | 39215 |
| TechnipFMC PLC (a)(b)(d) | 12166 | 168986 |
|  |  | 679035 |
| **Retail & Wholesale - Discretionary — 17.3%** |  |  |
| Academy Sports & Outdoors, Inc. (d) | 2317 | 135359 |
| Alibaba Group Holding, Ltd. - ADR (a)(b)(d) | 995 | 109649 |
| Coupang, Inc. (a)(d) | 9400 | 158766 |
| Floor & Decor Holdings, Inc. - Class A (a)(d) | 1500 | 136155 |
| JD.com, Inc. - ADR (b)(d) | 1800 | 107154 |
| MercadoLibre, Inc. (a)(d) | 130 | 153620 |
| Pinduoduo, Inc. - ADR (a)(b)(d) | 1100 | 107778 |
|  |  | 908481 |
| **Software & Technology Services — 5.4%** |  |  |
| PagSeguro Digital, Ltd. - Class A (a)(b)(d) | 11000 | 110990 |
| StoneCo., Ltd. - Class A (a)(b)(d) | 15500 | 172980 |
|  |  | 283970 |
| **TOTAL COMMON STOCKS (Cost $4,216,215)** |  | 4886972 |
| **MONEY MARKET FUNDS — 3.9%** |  |  |
| First American Government Obligations Fund - Class X, 4.14% (c)(d) | 203634 | 203634 |
| **TOTAL MONEY MARKET FUNDS (Cost $203,634)** |  | 203634 |
| TOTAL INVESTMENTS (Cost $4,419,849) — 96.8% |  | 5090606 |
| Other assets and liabilities, net — 3.2% |  | 167128 |
| NET ASSETS — 100.0% |  | $5257734 |

---

---

| | |
|:---|:---|
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |
| ADR | American Depositary Receipt |
| PLC | Public Limited Company |
| (a) | Non-income producing security. |
| (b) | Foreign issued security |
| (c) | The rate shown is the seven-day yield at period end. |
| (d) | All or a portion of the security has been pledged to cover short positions. As of January 31, 2023, the value of these securities amounts to $4,388,407 or 83.5% of net assets. |

---

------

---

| | | |
|:---|:---|:---|
| **Changebridge Capital Long/Short Equity ETF** | **Changebridge Capital Long/Short Equity ETF** | **Changebridge Capital Long/Short Equity ETF** |
| **Schedule of Securities Sold Short** | **Schedule of Securities Sold Short** | **Schedule of Securities Sold Short** |
| January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) | January 31, 2023 (Unaudited) |
|  | **Shares** | **Value** |
| **COMMON STOCKS — (29.8)%** |  |  |
| **Consumer Discretionary Products — (4.1)%** |  |  |
| Carter's, Inc. | 1000 | $83370 |
| Tesla, Inc. (a) | 400 | 69288 |
| YETI Holdings, Inc. (a) | 1400 | 62664 |
|  |  | 215322 |
| **Consumer Discretionary Services — (3.6)%** |  |  |
| Portillo's, Inc. - Class A (a) | 4750 | 107160 |
| Sweetgreen, Inc. - Class A (a) | 8000 | 82960 |
|  |  | 190120 |
| **Consumer Staple Products — (2.1)%** |  |  |
| Helen of Troy, Ltd. (a)(b) | 1000 | 113110 |
| **Media — (6.9)%** |  |  |
| DoorDash, Inc. - Class A (a) | 2100 | 121632 |
| Meta Platforms, Inc. - Class A (a) | 700 | 104279 |
| Roku, Inc. (a) | 2350 | 135125 |
|  |  | 361036 |
| **Retail & Wholesale - Discretionary — (3.8)%** |  |  |
| Figs, Inc. - Class A (a) | 11650 | 104268 |
| The Gap, Inc. | 7000 | 94990 |
|  |  | 199258 |
| **Software & Technology Services — (3.7)%** |  |  |
| International Business Machines Corp. | 400 | 53892 |
| Snowflake, Inc. - Class A (a) | 900 | 140796 |
|  |  | 194688 |
| **Technology Hardware & Semiconductors — (5.6)%** |  |  |
| Cirrus Logic, Inc. (a) | 1150 | 103948 |
| Intel Corp. | 3250 | 91845 |
| NVIDIA Corp. | 500 | 97685 |
|  |  | 293478 |
| **Total Common Stocks (Proceeds $1,486,351)** |  | 1567012 |
| **Real Estate Investment Trusts (REITs) — (1.7)%** |  |  |
| Empire State Realty Trust, Inc. - Class A | 10500 | 87570 |
| **Total REITs (Proceeds $78,226)** |  | 87570 |
| **Total Securities Sold Short (Proceeds $1,564,577) — (31.5)%** |  | $1654582 |

---

---

| |
|:---|
| Percentages are stated as a percent of net assets. |
| (a) Non-income producing security. |
| (b) Foreign issued security. |

---

------

---

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. |
| Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs |
| (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant |
| unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the |
| securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of January 31, 2023: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Common Stocks\* | $4886972 | $- | $- | $4886972 |
| Money Market Funds | 203634 | - | - | 203634 |
| **Total Investments - Assets** | $5090606 | $- | $- | $5090606 |
| **Securities Sold Short - Liabilities:** |  |  |  |  |
| Common Stocks\* | $1567012 | $- | $- | $1567012 |
| REITs | 87570 | - | - | 87570 |
| **Total Securities Sold Short - Liabilities** | $1654582 | $- | $- | $1654582 |
| \* See the Schedules of Investments and Securities Sold Short for industry classifications. | \* See the Schedules of Investments and Securities Sold Short for industry classifications. |  |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Changebridge Long/Short Equity ETF

- **b. EDGAR series identifier (if any):** S000069997

- **c. LEI of Series:** 549300EOM6NYIPZ60R13

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $6955286.05

**Total Liabilities:** $1698600.73

**Net Assets:** $5256685.32

**Cash Not Reported:** $1487918.28

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000222872 | -7.81%               | -1.81%               | 3.39%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-248458.37              | $-190229.07                                |
| Month 2  | $18487.48                | $-113306.98                                |
| Month 3  | $29703.75                | $138163.33                                 |

**Designated Index Information**

- **Index Name:** S&P 500 (TR)

- **Index Identifier:** 500TR

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Academy Sports & Outdoors Inc  | Academy Sports & Outdoors Inc              | CUSIP: 00402L107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2317 | NS      | $135359.14    | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| B2Gold Corp                    | B2Gold Corp                                | CUSIP: 11777Q209<br>LEI: 549300F7OK456M5NLM05 | Long             | EC               | CORP              | CA        |     35500 | NS      | $140935.00    | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Denbury Inc                    | Denbury Inc                                | CUSIP: 24790A101<br>LEI: 549300KCWA5W52MS5559 | Long             | EC               | CORP              | US        |      1201 | NS      | $104222.78    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Sweetgreen Inc                 | Sweetgreen Inc                             | CUSIP: 87043Q108<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -8000 | NS      | $-82960.00    | -1.58%            |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd      | Alibaba Group Holding Ltd                  | CUSIP: 01609W102<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |       995 | NS      | $109649.00    | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Blue Bird Corp                 | Blue Bird Corp                             | CUSIP: 095306106<br>LEI: 5493004ZXJUUWQ65ER59 | Long             | EC               | CORP              | US        |      3461 | NS      | $50184.50     | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| YETI Holdings Inc              | YETI Holdings Inc                          | CUSIP: 98585X104<br>LEI: 549300DSQICIGNT5GO63 | Short            | EC               | CORP              | US        |     -1400 | NS      | $-62664.00    | -1.19%            |  |  |  | No            |                  1 | On Loan: No      |
| Pagseguro Digital Ltd          | Pagseguro Digital Ltd                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | BR        |     11000 | NS      | $110990.00    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Boliden AB                     | Boliden AB                                 | CUSIP: 09752V102<br>LEI: 21380059QU7IM1ONDJ56 | Long             | EC               | CORP              | SE        |      1493 | NS      | $133429.41    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Bowlero Corp                   | Bowlero Corp                               | CUSIP: 10258P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11988 | NS      | $164835.00    | 3.14%             |  |  |  | No            |                  1 | On Loan: No      |
| StoneCo Ltd                    | StoneCo Ltd                                | CUSIP: N/A<br>LEI: 549300O1A9LEF0XZCR35       | Long             | EC               | CORP              | BR        |     15500 | NS      | $172980.00    | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| TechnipFMC PLC                 | TechnipFMC PLC                             | CUSIP: N/A<br>LEI: 549300D5I93QWCJTCK36       | Long             | EC               | CORP              | GB        |     12166 | NS      | $168985.74    | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Civeo Corp                     | Civeo Corp                                 | CUSIP: 17878Y207<br>LEI: 254900H0BM0N0O4MSY43 | Long             | EC               | CORP              | US        |      4423 | NS      | $151487.75    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Coupang Inc                    | Coupang Inc                                | CUSIP: 22266T109<br>LEI: 549300XR4L1D80AK4W76 | Long             | EC               | CORP              | KR        |      9400 | NS      | $158766.00    | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Playa Hotels & Resorts NV      | Playa Hotels & Resorts NV                  | CUSIP: N/A<br>LEI: 529900BUP3KWPCJNLS49       | Long             | EC               | CORP              | US        |     22742 | NS      | $172384.36    | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                   | DoorDash Inc                               | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Short            | EC               | CORP              | US        |     -2100 | NS      | $-121632.00   | -2.31%            |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                     | Intel Corp                                 | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Short            | EC               | CORP              | US        |     -3250 | NS      | $-91845.00    | -1.75%            |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                     | JD.com Inc                                 | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |      1800 | NS      | $107154.00    | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Portillo's Inc                 | Portillo's Inc                             | CUSIP: 73642K106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -4750 | NS      | $-107160.00   | -2.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                    | Rollins Inc                                | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |      4056 | NS      | $147638.40    | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| SP Plus Corp                   | SP Plus Corp                               | CUSIP: 78469C103<br>LEI: 0IDE18EMH1CUKQCUYE69 | Long             | EC               | CORP              | US        |      5033 | NS      | $189794.43    | 3.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure Inc    | Sterling Infrastructure Inc                | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |      3510 | NS      | $127728.90    | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| TransMedics Group Inc          | TransMedics Group Inc                      | CUSIP: 89377M109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2299 | NS      | $144882.98    | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| 2U Inc                         | 2U Inc                                     | CUSIP: 90214J101<br>LEI: 5493008RVTXVR43PYF84 | Long             | EC               | CORP              | US        |     12573 | NS      | $108504.99    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Helen of Troy Ltd              | Helen of Troy Ltd                          | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | US        |     -1000 | NS      | $-113110.00   | -2.15%            |  |  |  | No            |                  1 | On Loan: No      |
| Empire State Realty Trust Inc  | Empire State Realty Trust Inc              | CUSIP: 292104106<br>LEI: 549300VOKY1DUEQSB456 | Short            | EC               | CORP              | US        |    -13500 | NS      | $-112590.00   | -2.14%            |  |  |  | No            |                  1 | On Loan: No      |
| Figs Inc                       | Figs Inc                                   | CUSIP: 30260D103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -11650 | NS      | $-104267.50   | -1.98%            |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc             | Meta Platforms Inc                         | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Short            | EC               | CORP              | US        |      -700 | NS      | $-104279.00   | -1.98%            |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    164652 | NS      | $164652.21    | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor & Decor Holdings Inc     | Floor & Decor Holdings Inc                 | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |      1300 | NS      | $118001.00    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Gap Inc/The                    | Gap Inc/The                                | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Short            | EC               | CORP              | US        |     -7000 | NS      | $-94990.00    | -1.81%            |  |  |  | No            |                  1 | On Loan: No      |
| indie Semiconductor Inc        | indie Semiconductor Inc                    | CUSIP: 45569U101<br>LEI: 254900L1MFXFYGB1PV53 | Long             | EC               | CORP              | US        |     22000 | NS      | $175340.00    | 3.34%             |  |  |  | No            |                  1 | On Loan: No      |
| BrightView Holdings Inc        | BrightView Holdings Inc                    | CUSIP: 10948C107<br>LEI: 549300F8QN8YHVI7L866 | Long             | EC               | CORP              | US        |     20461 | NS      | $162664.95    | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Carter's Inc                   | Carter's Inc                               | CUSIP: 146229109<br>LEI: 5299003WAQK4R3L3ZU36 | Short            | EC               | CORP              | US        |     -1000 | NS      | $-83370.00    | -1.59%            |  |  |  | No            |                  1 | On Loan: No      |
| Chart Industries Inc           | Chart Industries Inc                       | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               | CORP              | US        |      1034 | NS      | $138535.32    | 2.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Chesapeake Energy Corp         | Chesapeake Energy Corp                     | CUSIP: 165167735<br>LEI: X2MT1W32SPAZ9WSKLE78 | Long             | EC               | CORP              | US        |      1201 | NS      | $104150.72    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Cirrus Logic Inc               | Cirrus Logic Inc                           | CUSIP: 172755100<br>LEI: 549300NKSJEM5ZZSSV18 | Short            | EC               | CORP              | US        |     -1150 | NS      | $-103948.50   | -1.98%            |  |  |  | No            |                  1 | On Loan: No      |
| IBM                            | International Business Machines Corp       | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Short            | EC               | CORP              | US        |      -400 | NS      | $-53892.00    | -1.03%            |  |  |  | No            |                  1 | On Loan: No      |
| Joint Corp/The                 | Joint Corp/The                             | CUSIP: 47973J102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8909 | NS      | $161876.53    | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Estee Lauder Cos Inc/The       | Estee Lauder Cos Inc/The                   | CUSIP: 518439104<br>LEI: 549300VFZ8XJ9NUPU221 | Long             | EC               | CORP              | US        |       750 | NS      | $207810.00    | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Lovesac Co/The                 | Lovesac Co/The                             | CUSIP: 54738L109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3396 | NS      | $87413.04     | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                      | Tesla Inc                                  | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Short            | EC               | CORP              | US        |      -400 | NS      | $-69288.00    | -1.32%            |  |  |  | No            |                  1 | On Loan: No      |
| Tokio Marine Holdings Inc      | Tokio Marine Holdings Inc                  | CUSIP: 889094108<br>LEI: 5299009QN2NZ191KLS29 | Long             | EC               | CORP              | JP        |      3300 | NS      | $69036.00     | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Helix Energy Solutions Group I | Helix Energy Solutions Group Inc           | CUSIP: 42330P107<br>LEI: 416AP2JOUTCWEGSOZW41 | Long             | EC               | CORP              | US        |     13994 | NS      | $110972.42    | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Humacyte Inc                   | Humacyte Inc                               | CUSIP: 44486Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46023 | NS      | $121040.49    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Luckin Coffee Inc              | Luckin Coffee Inc                          | CUSIP: 54951L109<br>LEI: 549300FO16ASCVSMYI15 | Long             | EC               | CORP              | CN        |      5603 | NS      | $134752.15    | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre Inc               | MercadoLibre Inc                           | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | UY        |       130 | NS      | $153619.70    | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                                | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Short            | EC               | CORP              | US        |      -500 | NS      | $-97685.00    | -1.86%            |  |  |  | No            |                  1 | On Loan: No      |
| PDC Energy Inc                 | PDC Energy Inc                             | CUSIP: 69327R101<br>LEI: 5493008W8H2T511J5Y59 | Long             | EC               | CORP              | US        |       579 | NS      | $39215.67     | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinduoduo Inc                  | Pinduoduo Inc                              | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | CN        |      1100 | NS      | $107778.00    | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                       | Roku Inc                                   | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Short            | EC               | CORP              | US        |     -2350 | NS      | $-135125.00   | -2.57%            |  |  |  | No            |                  1 | On Loan: No      |
| Service Corp International/US  | Service Corp International/US              | CUSIP: 817565104<br>LEI: 549300RKVM2ME20JHZ15 | Long             | EC               | CORP              | US        |      1987 | NS      | $147336.05    | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Snowflake Inc                  | Snowflake Inc                              | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Short            | EC               | CORP              | US        |      -900 | NS      | $-140796.00   | -2.68%            |  |  |  | No            |                  1 | On Loan: No      |
| Arcos Dorados Holdings Inc     | Arcos Dorados Holdings Inc                 | CUSIP: N/A<br>LEI: 54930023P2MIZN13DQ85       | Long             | EC               | CORP              | UY        |     19373 | NS      | $164670.50    | 3.13%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-23

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer