# EDGAR Filing Document

**Accession Number:** 0001472322
**File Stem:** 0001104659-26-062659
**Filing Date:** 2026-5
**Character Count:** 19298
**Document Hash:** 3bf8164e5e0f17f212aaeb8d409a775e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-062659.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001104659-26-062659

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260515

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260515

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nantahala Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001472322

**ORGANIZATION NAME:**
- **EIN:** 201151760
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14750
- **FILM NUMBER:** 26988656

**BUSINESS ADDRESS:**
- **STREET 1:** 130 MAIN ST.
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW CANAAN
- **STATE:** CT
- **ZIP:** 06840
- **BUSINESS PHONE:** 203-404-1172

**MAIL ADDRESS:**
- **STREET 1:** 130 MAIN ST.
- **STREET 2:** 2ND FLOOR
- **CITY:** NEW CANAAN
- **STATE:** CT
- **ZIP:** 06840

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Nantahala Capital Management LLC<br>**Address:** 130 Main St.<br>2nd Floor<br>New Canaan, CT 06840

**Form 13F File Number:** 028-14750

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Taki Vasilakis<br>**Title:** Chief Compliance Officer<br>**Phone:** 203-308-4440

**Signature, Place, and Date of Signing:**

/s/ Taki Vasilakis  New Canaan, CT  05-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 152

**Form 13F Information Table Value Total:** $2716307098

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1 800 FLOWERS COM INC | CL A | 68243Q106 |  | 10260198 | 3375065 | SH |  | SOLE |  | 3375065 | 0 | 0 |
| ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 |  | 22458473 | 5013052 | SH |  | SOLE |  | 5013052 | 0 | 0 |
| ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 |  | 4569600 | 1020000 | SH | Call | SOLE |  | 1020000 | 0 | 0 |
| ABIVAX SA | SPONSORED ADS | 00370M103 |  | 15281340 | 137237 | SH |  | SOLE |  | 137237 | 0 | 0 |
| ACHIEVE LIFE SCIENCE INC | COM | 004468500 |  | 1907722 | 648885 | SH |  | SOLE |  | 648885 | 0 | 0 |
| ACME UTD CORP | COM | 004816104 |  | 917377 | 20427 | SH |  | SOLE |  | 20427 | 0 | 0 |
| ADC THERAPEUTICS SA | SHS | H0036K147 |  | 20990374 | 5597433 | SH |  | SOLE |  | 5597433 | 0 | 0 |
| AGOMAB THERAPEUTICS NV | SPONSORED ADS | 00860C102 |  | 12852000 | 1200000 | SH |  | SOLE |  | 1200000 | 0 | 0 |
| AKEBIA THREAPEUTICS INC | COM | 00972D105 |  | 2780000 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| ALECTOR INC | COM | 014442107 |  | 6054363 | 2815983 | SH |  | SOLE |  | 2815983 | 0 | 0 |
| ALIGN TECHNOLOGY INC | COM | 016255101 |  | 17143000 | 100000 | SH | Call | SOLE |  | 100000 | 0 | 0 |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 |  | 5019736 | 934774 | SH |  | SOLE |  | 934774 | 0 | 0 |
| ALTISOURCE PORTFOLIO SOLUTIO | *W EXP 04/02/202 | L0175J120 |  | 495462 | 2477312 | SH |  | SOLE |  | 2477312 | 0 | 0 |
| ALTISOURCE PORTFOLIO SOLUTIO | *W EXP 04/30/203 | L0175J112 |  | 941379 | 2477312 | SH |  | SOLE |  | 2477312 | 0 | 0 |
| AMERICAS CAR-MART INC | COM | 03062T105 |  | 8206853 | 644686 | SH |  | SOLE |  | 644686 | 0 | 0 |
| AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 |  | 35352262 | 2844108 | SH |  | SOLE |  | 2844108 | 0 | 0 |
| AMYLYX PHARMACEUTICALS INC | COM | 03237H101 |  | 7446008 | 535684 | SH |  | SOLE |  | 535684 | 0 | 0 |
| ANTERIS TECHNOLOGIES GLOBAL | COM | 03675P102 |  | 30696550 | 5530910 | SH |  | SOLE |  | 5530910 | 0 | 0 |
| APREA THERAPEUTICS INC | COM NEW | 03836J201 |  | 156974 | 205760 | SH |  | SOLE |  | 205760 | 0 | 0 |
| APYX MEDICAL CORPORATION | COM | 03837C106 |  | 12694722 | 3440304 | SH |  | SOLE |  | 3440304 | 0 | 0 |
| ARVINAS INC | COM | 04335A105 |  | 3180000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| ASSERTIO HOLDINGS INC | COM NEW | 04546C304 |  | 13195905 | 692335 | SH |  | SOLE |  | 692335 | 0 | 0 |
| AURA BIOSCIENCES INC | COM | 05153U107 |  | 14167393 | 2117697 | SH |  | SOLE |  | 2117697 | 0 | 0 |
| AVALO THERAPEUTICS INC | COM NEW | 05338F306 |  | 18438550 | 1235000 | SH |  | SOLE |  | 1235000 | 0 | 0 |
| AYTU BIOPHARMA INC | COM | 054754858 |  | 2966997 | 1086812 | SH |  | SOLE |  | 1086812 | 0 | 0 |
| BANCORP INC DEL | COM | 05969A105 |  | 74171901 | 1380456 | SH |  | SOLE |  | 1380456 | 0 | 0 |
| BANCORP INC DEL | COM | 05969A105 |  | 6759234 | 125800 | SH | Call | SOLE |  | 125800 | 0 | 0 |
| BENITEC BIOPHARMA INC | COM NEW | 08205P209 |  | 15318651 | 1438371 | SH |  | SOLE |  | 1438371 | 0 | 0 |
| BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 |  | 18920019 | 1987397 | SH |  | SOLE |  | 1987397 | 0 | 0 |
| BIOMX INC | COM NEW | 09090D509 |  | 430940 | 114795 | SH |  | SOLE |  | 114795 | 0 | 0 |
| BIOVENTUS INC | COM CL A | 09075A108 |  | 55897539 | 6122403 | SH |  | SOLE |  | 6122403 | 0 | 0 |
| BRC INC | COM CL A | 05601U105 |  | 2041807 | 2630517 | SH |  | SOLE |  | 2630517 | 0 | 0 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 |  | 3964500 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CAMPING WORLD HLDGS INC | CL A | 13462K109 |  | 22260841 | 3259274 | SH |  | SOLE |  | 3259274 | 0 | 0 |
| CAMPING WORLD HLDGS INC | CL A | 13462K109 |  | 13660000 | 2000000 | SH | Call | SOLE |  | 2000000 | 0 | 0 |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 152309100 |  | 10120775 | 254803 | SH |  | SOLE |  | 254803 | 0 | 0 |
| CG ONCOLOGY INC | COM | 156944100 |  | 3346708 | 49449 | SH |  | SOLE |  | 49449 | 0 | 0 |
| CHIME FINL INC | COM SHS CL A | 16935C109 |  | 3746000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CHIME FINL INC | COM SHS CL A | 16935C109 |  | 11238000 | 600000 | SH | Call | SOLE |  | 600000 | 0 | 0 |
| CODEXIS INC | COM | 192005106 |  | 6721489 | 4123613 | SH |  | SOLE |  | 4123613 | 0 | 0 |
| COGENT BIOSCIENCES INC | COM | 19240Q201 |  | 9622500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CURIS INC | COM | 231269309 |  | 1094600 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| DAMORA THERAPEUTICS INC | COM NEW | 36322Q206 |  | 7200200 | 278000 | SH |  | SOLE |  | 278000 | 0 | 0 |
| DARIOHEALTH CORP | COM | 23725P308 |  | 4897733 | 610690 | SH |  | SOLE |  | 610690 | 0 | 0 |
| DESTINATION XL GROUP INC | COM | 25065K104 |  | 2112287 | 4141740 | SH |  | SOLE |  | 4141740 | 0 | 0 |
| DHI GROUP INC | COM | 23331S100 |  | 6671016 | 2374027 | SH |  | SOLE |  | 2374027 | 0 | 0 |
| DIANTHUS THERAPEUTICS INC | COM | 252828108 |  | 5646305 | 67282 | SH |  | SOLE |  | 67282 | 0 | 0 |
| DISC MEDICINE INC | COM | 254604101 |  | 1640253 | 25653 | SH |  | SOLE |  | 25653 | 0 | 0 |
| DISC MEDICINE INC | COM | 254604101 |  | 2621540 | 41000 | SH | Put | SOLE |  | 41000 | 0 | 0 |
| DISTRIBUTION SOLUTIONS GRP I | COM | 520776105 |  | 12977805 | 494581 | SH |  | SOLE |  | 494581 | 0 | 0 |
| DUOLINGO INC | CL A COM | 26603R106 |  | 9857000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 64064000 | 800000 | SH | Put | SOLE |  | 800000 | 0 | 0 |
| EHEALTH INC | COM | 28238P109 |  | 2272259 | 1761441 | SH |  | SOLE |  | 1761441 | 0 | 0 |
| ELUTIA INC | CL A COM | 05479K106 |  | 3344194 | 3184947 | SH |  | SOLE |  | 3184947 | 0 | 0 |
| ENTRADA THERAPEUTICS INC | COM | 29384C108 |  | 2010770 | 159332 | SH |  | SOLE |  | 159332 | 0 | 0 |
| ENVOY MEDICAL INC | CL A | 29415V109 |  | 5088015 | 7650000 | SH |  | SOLE |  | 7650000 | 0 | 0 |
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 |  | 47295242 | 832956 | SH |  | SOLE |  | 832956 | 0 | 0 |
| ETON PHARMACEUTICALS INC | COM | 29772L108 |  | 29022471 | 1175951 | SH |  | SOLE |  | 1175951 | 0 | 0 |
| EVOLUS INC | COM | 30052C107 |  | 26208882 | 6376857 | SH |  | SOLE |  | 6376857 | 0 | 0 |
| FORRESTER RESH INC | COM | 346563109 |  | 3930429 | 694422 | SH |  | SOLE |  | 694422 | 0 | 0 |
| FOSSIL GROUP INC | COM | 34988V106 |  | 23291343 | 5404024 | SH |  | SOLE |  | 5404024 | 0 | 0 |
| FOX FACTORY HLDG CORP | COM | 35138V102 |  | 24497418 | 1488300 | SH |  | SOLE |  | 1488300 | 0 | 0 |
| FOX FACTORY HLDG CORP | COM | 35138V102 |  | 13168000 | 800000 | SH | Call | SOLE |  | 800000 | 0 | 0 |
| FRACTYL HEALTH INC | COM | 35168W103 |  | 6118277 | 13364519 | SH |  | SOLE |  | 13364519 | 0 | 0 |
| FULCRUM THERAPEUTICS INC | COM | 359616109 |  | 23393807 | 3050040 | SH |  | SOLE |  | 3050040 | 0 | 0 |
| GAIA INC NEW | CL A | 36269P104 |  | 2533492 | 914618 | SH |  | SOLE |  | 914618 | 0 | 0 |
| GERON CORP | COM | 374163103 |  | 16725250 | 11225000 | SH |  | SOLE |  | 11225000 | 0 | 0 |
| GOGO INC | COM | 38046C109 |  | 35705785 | 8882036 | SH |  | SOLE |  | 8882036 | 0 | 0 |
| GRACE THERAPEUTICS INC | COM | 00439U104 |  | 3371580 | 728203 | SH |  | SOLE |  | 728203 | 0 | 0 |
| GUARDFORCE AI CO LTD | *W EXP 10/01/202 | G4236L120 |  | 9252 | 154205 | SH |  | SOLE |  | 154205 | 0 | 0 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 |  | 5951389 | 8528789 | SH |  | SOLE |  | 8528789 | 0 | 0 |
| HELIX ACQUISITION CORP III | USD CL A ORD SHS | G4444S107 |  | 12700000 | 1250000 | SH |  | SOLE |  | 1250000 | 0 | 0 |
| HERBALIFE LTD | COM SHS | G4412G101 |  | 19925772 | 1353653 | SH |  | SOLE |  | 1353653 | 0 | 0 |
| HERBALIFE LTD | COM SHS | G4412G101 |  | 82432000 | 5600000 | SH | Call | SOLE |  | 5600000 | 0 | 0 |
| HILTON GRAND VACATIONS INC | COM | 43283X105 |  | 59214223 | 1513656 | SH |  | SOLE |  | 1513656 | 0 | 0 |
| HILTON GRAND VACATIONS INC | COM | 43283X105 |  | 42054000 | 1075000 | SH | Call | SOLE |  | 1075000 | 0 | 0 |
| IMAX CORP | COM | 45245E109 |  | 19596208 | 515554 | SH |  | SOLE |  | 515554 | 0 | 0 |
| IMMUNIC INC | COM | 4525EP101 |  | 2782205 | 2506491 | SH |  | SOLE |  | 2506491 | 0 | 0 |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 |  | 9536567 | 1678973 | SH |  | SOLE |  | 1678973 | 0 | 0 |
| INHIBIKASE THERAPEUTICS INC | COM NEW | 45719W205 |  | 4539130 | 2701863 | SH |  | SOLE |  | 2701863 | 0 | 0 |
| INSPIREMD INC | COM | 45779A846 |  | 5503669 | 3376484 | SH |  | SOLE |  | 3376484 | 0 | 0 |
| INTEGER HLDGS CORP | COM | 45826H109 |  | 15136000 | 172000 | SH |  | SOLE |  | 172000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 508400000 | 2050000 | SH | Put | SOLE |  | 2050000 | 0 | 0 |
| JACK IN THE BOX INC | COM | 466367109 |  | 14918054 | 1542715 | SH |  | SOLE |  | 1542715 | 0 | 0 |
| JANUX THERAPEUTICS INC | COM | 47103J105 |  | 11257805 | 809914 | SH |  | SOLE |  | 809914 | 0 | 0 |
| JEFFERSON CAPITAL INC | COM | 47248R103 |  | 14422500 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| KEROS THERAPEUTICS INC | COM | 492327101 |  | 15019026 | 1360419 | SH |  | SOLE |  | 1360419 | 0 | 0 |
| KORRO BIO INC | COM | 500946108 |  | 7471608 | 660036 | SH |  | SOLE |  | 660036 | 0 | 0 |
| KOSMOS ENERGY LTD | COM | 500688106 |  | 5126859 | 1844194 | SH |  | SOLE |  | 1844194 | 0 | 0 |
| LB PHARMACEUTICALS INC | COM SHS | 50180M108 |  | 25964366 | 1052894 | SH |  | SOLE |  | 1052894 | 0 | 0 |
| LEXEO THERAPEUTICS INC | COM | 52886X107 |  | 6888000 | 1200000 | SH |  | SOLE |  | 1200000 | 0 | 0 |
| MARA HOLDINGS INC | NOTE         3/0 | 565788AF3 |  | 4435000 | 5000000 | PRN |  | SOLE |  | 5000000 | 0 | 0 |
| MIMEDX GROUP INC | COM | 602496101 |  | 13419331 | 3397299 | SH |  | SOLE |  | 3397299 | 0 | 0 |
| MINERALYS THERAPEUTICS INC | COM | 603170101 |  | 24258580 | 895481 | SH |  | SOLE |  | 895481 | 0 | 0 |
| MONTE ROSA THERAPEUTICS INC | COM | 61225M102 |  | 10725285 | 651993 | SH |  | SOLE |  | 651993 | 0 | 0 |
| NN INC | COM | 629337106 |  | 3540053 | 2441416 | SH |  | SOLE |  | 2441416 | 0 | 0 |
| NOODLES  CO | CL A NEW | 65540B303 |  | 4734528 | 553746 | SH |  | SOLE |  | 553746 | 0 | 0 |
| OPUS GENETICS INC | COM | 67577R102 |  | 7650052 | 1681330 | SH |  | SOLE |  | 1681330 | 0 | 0 |
| ORTHOPEDIATRICS CORP | COM | 68752L100 |  | 3165256 | 199449 | SH |  | SOLE |  | 199449 | 0 | 0 |
| PAYONEER GLOBAL INC | COM | 70451X104 |  | 2336928 | 483836 | SH |  | SOLE |  | 483836 | 0 | 0 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 51480000 | 12000000 | SH |  | SOLE |  | 12000000 | 0 | 0 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 76957881 | 17938900 | SH | Call | SOLE |  | 17938900 | 0 | 0 |
| PEPGEN INC | COM | 713317105 |  | 1205650 | 681158 | SH |  | SOLE |  | 681158 | 0 | 0 |
| PERFECT CORP | *W EXP 10/28/202 | G7006A117 |  | 238 | 16075 | SH |  | SOLE |  | 16075 | 0 | 0 |
| PERFECT CORP | CL A ORD SHS | G7006A109 |  | 986833 | 583925 | SH |  | SOLE |  | 583925 | 0 | 0 |
| PRECISION OPTICS CORP INC MA | COM NEW | 740294400 |  | 1229200 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| RALLYBIO CORP | COM | 75120L209 |  | 2696696 | 300635 | SH |  | SOLE |  | 300635 | 0 | 0 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 |  | 17712000 | 1600000 | SH |  | SOLE |  | 1600000 | 0 | 0 |
| READING INTL INC | CL A | 755408101 |  | 2170829 | 1921088 | SH |  | SOLE |  | 1921088 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 30905600 | 40000 | SH | Call | SOLE |  | 40000 | 0 | 0 |
| RESERVOIR MEDIA INC | COM | 76119X105 |  | 9211998 | 940960 | SH |  | SOLE |  | 940960 | 0 | 0 |
| REVOLUTION MEDICINES INC | COM | 76155X100 |  | 4862500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| RH | COM | 74967X103 |  | 8080338 | 57791 | SH |  | SOLE |  | 57791 | 0 | 0 |
| RH | COM | 74967X103 |  | 6991000 | 50000 | SH | Call | SOLE |  | 50000 | 0 | 0 |
| RIDENOW GROUP INC | COM CL B | 781386305 |  | 23106286 | 3272845 | SH |  | SOLE |  | 3272845 | 0 | 0 |
| RIDENOW GROUP INC | COM CL B | 781386305 |  | 12002000 | 1700000 | SH | Call | SOLE |  | 1700000 | 0 | 0 |
| RMR GROUP INC | CL A | 74967R106 |  | 17758044 | 1147902 | SH |  | SOLE |  | 1147902 | 0 | 0 |
| SAVARA INC | COM | 805111101 |  | 40102515 | 7344783 | SH |  | SOLE |  | 7344783 | 0 | 0 |
| SCULLY ROYALTY LTD | COM SHS | G7T96K107 |  | 2879183 | 368182 | SH |  | SOLE |  | 368182 | 0 | 0 |
| SENTI BIOSCIENCES INC | COM NEW | 81726A209 |  | 721056 | 888000 | SH |  | SOLE |  | 888000 | 0 | 0 |
| SERVICE PPTYS TR | COM SH BEN INT | 81761L102 |  | 9563437 | 7057887 | SH |  | SOLE |  | 7057887 | 0 | 0 |
| SILENCE THERAPEUTICS PLC | ADS | 82686Q101 |  | 11313272 | 2146731 | SH |  | SOLE |  | 2146731 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 58393272 | 1744124 | SH |  | SOLE |  | 1744124 | 0 | 0 |
| SOLENO THERAPEUTICS INC | COM | 834203309 |  | 25110000 | 750000 | SH | Call | SOLE |  | 750000 | 0 | 0 |
| SOLID BIOSCIENCES INC | COM NEW | 83422E204 |  | 8388561 | 1165078 | SH |  | SOLE |  | 1165078 | 0 | 0 |
| SPAR GROUP INC | COM | 784933103 |  | 413260 | 660688 | SH |  | SOLE |  | 660688 | 0 | 0 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A870 |  | 38319000 | 300000 | SH | Put | SOLE |  | 300000 | 0 | 0 |
| TALPHERA INC | COM NEW | 00444T209 |  | 2608562 | 3492519 | SH |  | SOLE |  | 3492519 | 0 | 0 |
| TANGO THERAPEUTICS INC | COM | 87583X109 |  | 26159456 | 1250452 | SH |  | SOLE |  | 1250452 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 3189351 | 5144114 | SH |  | SOLE |  | 5144114 | 0 | 0 |
| TELA BIO INC | COM | 872381108 |  | 465000 | 750000 | SH | Call | SOLE |  | 750000 | 0 | 0 |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 |  | 45180000 | 1500000 | SH | Call | SOLE |  | 1500000 | 0 | 0 |
| THE ONE GROUP HOSPITALITY IN | COM | 88338K103 |  | 3775530 | 2121084 | SH |  | SOLE |  | 2121084 | 0 | 0 |
| TITAN MACHY INC | COM | 88830R101 |  | 20975574 | 1254520 | SH |  | SOLE |  | 1254520 | 0 | 0 |
| TRAEGER INC | COM NEW | 89269P202 |  | 2969832 | 102408 | SH |  | SOLE |  | 102408 | 0 | 0 |
| TRISALUS LIFE SCIENCES INC | COM | 89680M101 |  | 8283308 | 2070827 | SH |  | SOLE |  | 2070827 | 0 | 0 |
| UNICYCIVE THERAPEUTICS INC | COM NEW | 90466Y202 |  | 6179949 | 939202 | SH |  | SOLE |  | 939202 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 3876225 | 237078 | SH |  | SOLE |  | 237078 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 42510000 | 2600000 | SH | Call | SOLE |  | 2600000 | 0 | 0 |
| UPSTREAM BIO INC | COM | 91678A107 |  | 3600000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| USANA HEALTH SCIENCES INC | COM | 90328M107 |  | 14151993 | 810074 | SH |  | SOLE |  | 810074 | 0 | 0 |
| VAXCYTE INC | COM | 92243G108 |  | 13873530 | 238746 | SH |  | SOLE |  | 238746 | 0 | 0 |
| VAXCYTE INC | COM | 92243G108 |  | 2045472 | 35200 | SH | Call | SOLE |  | 35200 | 0 | 0 |
| VENU HLDG CORP | COM | 92333E104 |  | 6774594 | 2046705 | SH |  | SOLE |  | 2046705 | 0 | 0 |
| VERASTEM INC | COM NEW | 92337C203 |  | 18999546 | 3584820 | SH |  | SOLE |  | 3584820 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 67550000 | 5000000 | SH | Call | SOLE |  | 5000000 | 0 | 0 |
| VIEMED HEALTHCARE INC | COM | 92663R105 |  | 8139641 | 883783 | SH |  | SOLE |  | 883783 | 0 | 0 |
| VYNE THERAPEUTICS INC | COM | 92941V308 |  | 1195000 | 2000000 | SH |  | SOLE |  | 2000000 | 0 | 0 |
| X4 PHARMACEUTICALS INC | COM NEW | 98420X202 |  | 10116303 | 2449468 | SH |  | SOLE |  | 2449468 | 0 | 0 |
| XENCOR INC | COM | 98401F105 |  | 3191546 | 264639 | SH |  | SOLE |  | 264639 | 0 | 0 |
| XTANT MED HLDGS INC | COM NEW | 98420P308 |  | 38163852 | 68394000 | SH |  | SOLE |  | 68394000 | 0 | 0 |
| ZEVRA THERAPEUTICS INC | COM NEW | 488445206 |  | 23504444 | 2521936 | SH |  | SOLE |  | 2521936 | 0 | 0 |

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