# EDGAR Filing Document

**Accession Number:** 0000852412
**File Stem:** 0001213900-26-022760
**Filing Date:** 2026-3
**Character Count:** 2745
**Document Hash:** a3eac913292a49704a7b0d0fca33489e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-26-022760.hdr.sgml**: 20260303

**ACCESSION NUMBER**: 0001213900-26-022760

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260303

**DATE AS OF CHANGE**: 20260303

**EFFECTIVENESS DATE**: 20260303

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** B. RILEY SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000852412

**ORGANIZATION NAME:**
- **EIN:** 521630477
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-41426
- **FILM NUMBER:** 26711369

**BUSINESS ADDRESS:**
- **STREET 1:** 11100 SANTA MONICA BLVD
- **STREET 2:** SUITE 800
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025
- **BUSINESS PHONE:** 703-312-9580

**MAIL ADDRESS:**
- **STREET 1:** 11100 SANTA MONICA BLVD
- **STREET 2:** SUITE 800
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** B. RILEY FBR, INC.
- **DATE OF NAME CHANGE:** 20171227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FBR CAPITAL MARKETS & CO.
- **DATE OF NAME CHANGE:** 20171206

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** B. RILEY FBR, INC.
- **DATE OF NAME CHANGE:** 20171204

### Attached PDF Documents

**Attachment 1:** `ea027961401_public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000852412

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** B. RILEY SECURITIES, INC.

**Business Address:** 11100 Santa Monica Blvd, Suite 800, Los Angeles, CA, 90025

**Contact Person:** Michael McCoy

**Contact Phone:** 310-689-2243

### Independent Public Accountant Identification

**Accountant Name:** Crowe LLP

**Accountant Address:** 485 Lexington Ave, Floor 11, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Michael McCoy**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **B. Riley Securities, Inc.**, as of **12-31-2025**, are true and correct.

**Signature:** /s/ Michael McCoy

**Title:** Chief Financial Officer

**Notarized:** No