# EDGAR Filing Document

**Accession Number:** 0001492913
**File Stem:** 9999999997-23-002580
**Filing Date:** 2023-3
**Character Count:** 1513
**Document Hash:** b112687a23bb32ca0e2482f8ab153ff1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002580.hdr.sgml**: 20230509

**ACCESSION NUMBER**: 9999999997-23-002580

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230509

**EFFECTIVENESS DATE**: 20230302

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SPAREBANK 1 CAPITAL MARKETS INC.
- **CENTRAL INDEX KEY:** 0001492913
- **IRS NUMBER:** 272490132
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68611
- **FILM NUMBER:** 23002716

**BUSINESS ADDRESS:**
- **STREET 1:** 3225 TURTLE CREEK BLVD.
- **STREET 2:** SUITE 704
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75219
- **BUSINESS PHONE:** 212-861-6633

**MAIL ADDRESS:**
- **STREET 1:** 3225 TURTLE CREEK BLVD.
- **STREET 2:** SUITE 704
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75219

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAGELLAN GLOBAL PARTNERS INC.
- **DATE OF NAME CHANGE:** 20120627

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SPAREBANK 1 MARKETS INC.
- **DATE OF NAME CHANGE:** 20120518

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MAGELLAN GLOBAL PARTNERS INC.
- **DATE OF NAME CHANGE:** 20100526

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23002716 for access to the original document.

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