# EDGAR Filing Document

**Accession Number:** 0001452780
**File Stem:** 0001452780-26-000002
**Filing Date:** 2026-4
**Character Count:** 7491
**Document Hash:** a57aeb2de0966c6727b4314fa018d5a2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001452780-26-000002.hdr.sgml**: 20260507

**ACCESSION NUMBER**: 0001452780-26-000002

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260507

**EFFECTIVENESS DATE**: 20260503

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SS&C FinTech Services India Private Ltd
- **CENTRAL INDEX KEY:** 0001452780

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06342
- **FILM NUMBER:** 26952289

**BUSINESS ADDRESS:**
- **STREET 1:** 5TH FLOOR, BLOCK B, Q CITY
- **STREET 2:** NANAKRAMGUDA, GACHIBOWLI
- **CITY:** HYDERABAD
- **STATE:** K7
- **ZIP:** 500032
- **BUSINESS PHONE:** 914066125521

**MAIL ADDRESS:**
- **STREET 1:** 5TH FLOOR, BLOCK B, Q CITY
- **STREET 2:** NANAKRAMGUDA, GACHIBOWLI
- **CITY:** HYDERABAD
- **STATE:** K7
- **ZIP:** 500032

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DST Worldwide Services India Private Limited- TA
- **DATE OF NAME CHANGE:** 20090917

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DST Global Solutions India Private Ltd - TA
- **DATE OF NAME CHANGE:** 20081224

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** SS&C FinTech Services India Private Ltd

**FINS Number:** 339358

**Address of principal office where transfer agent activities are performed:** 5th Floor, Block B, Q City, Nanakramguda, Gachibowli, Hyderabad, K7, 500032

**Is mailing address different from principal office address?:** No

**Telephone Number:** 914066125521

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** Suite 201, Building 7, Commerzone, Samrat Ashok Path Road, Yerawada, Pune, K7, 411006

**Other Business Location Address 2:** 3rd Fl, Unit 301, Bld 5&6, Mindspace Bus, Parks Pvt Lmt-SEZ, Airoli Rd, Airoli,, Navi Mumbai, Mumbai Maharashtr, K7, 400 708

**Other Business Location Address 3:** 6th Floor, Level 2, Lodha iThink Tower A, Kolshet Road, Thane, Mumbai, Maharashtra, K7, 400607

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** SS&C GIDS, Inc.

- **File Number:** 084-00448

- **Address:** 1055 Broadway St, Kansas City, MO, 64105

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                                  | Relationship Start Date   | Title or Status           | Ownership Code   | Control Person   | Relationship End Date   |
|:---|:---|:---|:---|:---|:---|
| Pacific Ventures                             | 05/02/2005                | 24.58% Owner              | B                |  |  |
| DST HealthCare Holdings, Inc.                | 04/30/2005                | 75.42% Owner              | E                |  |  |
| SS&C GIDS, Inc, (formerly DST Systems, Inc.) | 04/30/2005                | Indirect Ownership        | NA               |  |  |
| Manjula Cherukuri                            | 03/21/2005                | Head of Finance, Director | NA               | Yes              |  |
| Chris Benner                                 | 06/28/2019                | Director                  | NA               | Yes              | 03/20/2026              |
| Shankar Narayan Gawde                        | 06/30/2020                | Vice President            | NA               | Yes              |  |
| Scott E. Bower                               | 02/04/2025                | Director                  | NA               | Yes              |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** Yes

  - **Details #1:**

    - **Entity Name:** DST Asset Manager Solutions, Inc.

    - **Action Title:** Order Instituting Administrative and Cease and Desist Proceedings File No. 3-21565 Release No. 98153

    - **Action Date:** 08/17/2023

    - **Court/Body Name and Location:** United States Securities and Exchange Commission

    - **Action Description:** The SEC alleged that DST Asset Manager Solutions, Inc. ("DST AMS"), who is an SEC registered transfer agent, violated Exchange Act Rule 17Ad-17 related to searching for lost securityholders, by requiring a database search match to the lost securityholders name in addition to social security number as a condition to sending outreach letters to potentially better mailing addresses in an attempt to locate lost securityholders.

    - **Disposition:** Pursuant to the Order, in addition to a $500,000 civil monetary penalty and a censure, DST AMS agreed to undertake to (a) take reasonable steps to locate lost securityholders to whom it did not send outreach letters after receiving an SSN match after database searches and who experienced escheatment during the period covered by the investigation, (b) request its mutual fund clients to periodically send out notifications to their shareholders informing them of the risk of escheatment, and (c) provide written certification annually for five years that its written policies and procedures have complied with the requirements of Rule 17Ad-17 and that it has followed those written policies and procedures in practice.

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Manjula Cherukuri

**Title:** Head of Finance, Director

**Date:** 04/23/2026

**Phone Number:** 011914066125521