# EDGAR Filing Document

**Accession Number:** 0001287618
**File Stem:** 0001287618-26-000001
**Filing Date:** 2026-1
**Character Count:** 23260
**Document Hash:** f466936d6a6c9efe0a46c8d4f1667116
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001287618-26-000001.hdr.sgml**: 20260129

**ACCESSION NUMBER**: 0001287618-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260129

**DATE AS OF CHANGE**: 20260129

**EFFECTIVENESS DATE**: 20260129

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DUMONT & BLAKE INVESTMENT ADVISORS LLC
- **CENTRAL INDEX KEY:** 0001287618

**ORGANIZATION NAME:**
- **EIN:** 223675264
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-10881
- **FILM NUMBER:** 26577183

**BUSINESS ADDRESS:**
- **STREET 1:** 731 ALEXANDER ROAD SUITE 301
- **CITY:** PRINCETON
- **STATE:** NJ
- **ZIP:** 08540
- **BUSINESS PHONE:** 6095141899

**MAIL ADDRESS:**
- **STREET 1:** 731 ALEXANDER ROAD SUITE 301
- **CITY:** PRINCETON
- **STATE:** NJ
- **ZIP:** 08540

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** DUMONT  BLAKE INVESTMENT ADVISORS LLC<br>**Address:** 731 ALEXANDER ROAD SUITE 301<br>PRINCETON, NJ 08540

**Form 13F File Number:** 028-10881

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Janice Puccio<br>**Title:** Operations Coordinator<br>**Phone:** 6095141899

**Signature, Place, and Date of Signing:**

Janice Puccio  Princeton, NJ  01-29-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 204

**Form 13F Information Table Value Total:** $416117000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Co | COM | 88579y101 |  | 1065 | 6655 | SH |  | SOLE |  | 5927 | 0 | 728 |
| AT Inc | COM | 00206R102 |  | 214 | 8628 | SH |  | SOLE |  | 8011 | 0 | 617 |
| AbbVie Inc | COM | 00287y109 |  | 3049 | 13343 | SH |  | SOLE |  | 12811 | 0 | 532 |
| Abbott Laboratories | COM | 002824100 |  | 1369 | 10923 | SH |  | SOLE |  | 10389 | 0 | 534 |
| Acco Brands Corp | COM | 00081T108 |  | 42 | 11278 | SH |  | SOLE |  | 10908 | 0 | 370 |
| Adobe Systems Inc | COM | 00724f101 |  | 668 | 1910 | SH |  | SOLE |  | 1762 | 0 | 148 |
| Advanced Micro Devices Inc | COM | 007903107 |  | 1130 | 5278 | SH |  | SOLE |  | 4898 | 0 | 380 |
| Air Products  Chemicals Inc | COM | 009158106 |  | 247 | 998 | SH |  | SOLE |  | 998 | 0 | 0 |
| Alphabet Inc Cl A | COM | 02079K305 |  | 7230 | 23099 | SH |  | SOLE |  | 21374 | 0 | 1725 |
| Alphabet Inc Cl C | COM | 02079K107 |  | 5924 | 18879 | SH |  | SOLE |  | 17162 | 0 | 1717 |
| Amazon.com Inc | COM | 023135106 |  | 5483 | 23754 | SH |  | SOLE |  | 22501 | 0 | 1253 |
| American Electric Power Co Inc | COM | 025537101 |  | 241 | 2094 | SH |  | SOLE |  | 2059 | 0 | 35 |
| American Express Co | COM | 025816109 |  | 226 | 610 | SH |  | SOLE |  | 510 | 0 | 100 |
| Amgen Inc | COM | 031162100 |  | 2904 | 8871 | SH |  | SOLE |  | 8342 | 0 | 529 |
| Amplify Cyber Security ETF | COM | 032108664 |  | 939 | 11683 | SH |  | SOLE |  | 10558 | 0 | 1125 |
| Analog Devices Inc | COM | 032654105 |  | 357 | 1317 | SH |  | SOLE |  | 1305 | 0 | 12 |
| Apple Inc | COM | 037833100 |  | 19475 | 71635 | SH |  | SOLE |  | 65165 | 0 | 6470 |
| Applied Materials | COM | 038222105 |  | 930 | 3620 | SH |  | SOLE |  | 3335 | 0 | 285 |
| Archer Aviation Inc | COM | 03945R102 |  | 118 | 15650 | SH |  | SOLE |  | 13650 | 0 | 2000 |
| Archer Daniels Midland Co | COM | 039483102 |  | 331 | 5763 | SH |  | SOLE |  | 5682 | 0 | 81 |
| Autolus Therapeutics PLC ADR | COM | 05280R100 |  | 30 | 15000 | SH |  | SOLE |  | 13000 | 0 | 2000 |
| Bank Ozk | COM | 06417n103 |  | 221 | 4798 | SH |  | SOLE |  | 4728 | 0 | 70 |
| Bank of America Corp | COM | 060505104 |  | 260 | 4732 | SH |  | SOLE |  | 4008 | 0 | 724 |
| Bank of New York Mellon Corp | COM | 064058100 |  | 491 | 4233 | SH |  | SOLE |  | 4078 | 0 | 155 |
| BlackRock Inc New | COM | 09290D101 |  | 3817 | 3566 | SH |  | SOLE |  | 3299 | 0 | 267 |
| Boeing Co | COM | 097023105 |  | 1204 | 5545 | SH |  | SOLE |  | 5315 | 0 | 230 |
| Bristol-Myers Squibb Co | COM | 110122108 |  | 408 | 7562 | SH |  | SOLE |  | 7530 | 0 | 32 |
| Broadcom Inc | COM | 11135f101 |  | 203 | 587 | SH |  | SOLE |  | 494 | 0 | 93 |
| CME Group Inc | COM | 12572q105 |  | 220 | 805 | SH |  | SOLE |  | 794 | 0 | 11 |
| CVS Health Corp | COM | 126650100 |  | 472 | 5944 | SH |  | SOLE |  | 5434 | 0 | 510 |
| Capital One Financial Corp | COM | 14040h105 |  | 2744 | 11322 | SH |  | SOLE |  | 10400 | 0 | 922 |
| Carnival Cruise Lines Inc Cl A | COM | 143658300 |  | 522 | 17086 | SH |  | SOLE |  | 15595 | 0 | 1491 |
| Carrier Global Corp | COM | 14448c104 |  | 299 | 5655 | SH |  | SOLE |  | 5090 | 0 | 565 |
| Caterpillar Inc | COM | 149123101 |  | 2775 | 4844 | SH |  | SOLE |  | 4489 | 0 | 355 |
| Charles River Laboratories | COM | 159864107 |  | 823 | 4125 | SH |  | SOLE |  | 3935 | 0 | 190 |
| Charles Schwab Corp | COM | 808513105 |  | 1159 | 11599 | SH |  | SOLE |  | 10564 | 0 | 1035 |
| Chevron Corp | COM | 166764100 |  | 1106 | 7255 | SH |  | SOLE |  | 6745 | 0 | 510 |
| Chipotle Mexican Grill Inc | COM | 169656105 |  | 930 | 25145 | SH |  | SOLE |  | 23170 | 0 | 1975 |
| Church  Dwight | COM | 171340102 |  | 518 | 6172 | SH |  | SOLE |  | 5872 | 0 | 300 |
| Cigna Corp | COM | 125523100 |  | 1677 | 6092 | SH |  | SOLE |  | 5699 | 0 | 393 |
| Cincinnati Financial Corp | COM | 172062101 |  | 224 | 1369 | SH |  | SOLE |  | 1349 | 0 | 20 |
| Cisco Systems Inc | COM | 17275R102 |  | 2225 | 28887 | SH |  | SOLE |  | 26302 | 0 | 2585 |
| Citigroup Inc | COM | 172967424 |  | 978 | 8383 | SH |  | SOLE |  | 8026 | 0 | 357 |
| Comcast Corp | COM | 20030n101 |  | 819 | 27388 | SH |  | SOLE |  | 24858 | 0 | 2530 |
| Communication Services Sector | COM | 81369y852 |  | 5451 | 46306 | SH |  | SOLE |  | 44054 | 0 | 2252 |
| Community Trust Bancorp Inc | COM | 204149108 |  | 357 | 6312 | SH |  | SOLE |  | 6240 | 0 | 72 |
| ConocoPhillips | COM | 20825c104 |  | 871 | 9304 | SH |  | SOLE |  | 8440 | 0 | 864 |
| Consolidated Edison Inc | COM | 209115104 |  | 405 | 4075 | SH |  | SOLE |  | 4037 | 0 | 38 |
| Corning Inc | COM | 219350105 |  | 1893 | 21616 | SH |  | SOLE |  | 20095 | 0 | 1521 |
| Costco Wholesale Corp | COM | 22160k105 |  | 212 | 246 | SH |  | SOLE |  | 240 | 0 | 6 |
| Cummins Inc | COM | 231021106 |  | 661 | 1294 | SH |  | SOLE |  | 1281 | 0 | 13 |
| Darden Restaurants Inc | COM | 237194105 |  | 311 | 1689 | SH |  | SOLE |  | 1675 | 0 | 14 |
| Devon Energy Corporation | COM | 25179m103 |  | 793 | 21652 | SH |  | SOLE |  | 20707 | 0 | 945 |
| Eaton Corp PLC | COM | G29183103 |  | 617 | 1936 | SH |  | SOLE |  | 1936 | 0 | 0 |
| Eli Lilly  Co | COM | 532457108 |  | 203 | 189 | SH |  | SOLE |  | 180 | 0 | 9 |
| Energy Select Sector SPDR ETF | COM | 81369y506 |  | 3390 | 75827 | SH |  | SOLE |  | 73193 | 0 | 2634 |
| Enterprise Prods Partners LP | COM | 293792107 |  | 231 | 7201 | SH |  | SOLE |  | 7201 | 0 | 0 |
| Exxon Mobil Corp | COM | 30231g102 |  | 1785 | 14833 | SH |  | SOLE |  | 13809 | 0 | 1024 |
| FedEx Corp | COM | 31428x106 |  | 1266 | 4384 | SH |  | SOLE |  | 3909 | 0 | 475 |
| First Trust Dow Jones Internet | COM | 33733E302 |  | 1972 | 7325 | SH |  | SOLE |  | 6661 | 0 | 664 |
| Flowserve Corp | COM | 34354p105 |  | 1324 | 19085 | SH |  | SOLE |  | 17485 | 0 | 1600 |
| GSK plc | COM | 37733W204 |  | 609 | 12422 | SH |  | SOLE |  | 11817 | 0 | 605 |
| General Mills Inc | COM | 370334104 |  | 1209 | 26008 | SH |  | SOLE |  | 24619 | 0 | 1389 |
| General Motors Co | COM | 37045v100 |  | 1695 | 20846 | SH |  | SOLE |  | 18896 | 0 | 1950 |
| Gentex Corp | COM | 371901109 |  | 532 | 22848 | SH |  | SOLE |  | 21738 | 0 | 1110 |
| Global X US Infrastructure Dev | COM | 37954y673 |  | 1412 | 29538 | SH |  | SOLE |  | 26268 | 0 | 3270 |
| Goldman Sachs Group Inc | COM | 38141G104 |  | 1941 | 2208 | SH |  | SOLE |  | 2093 | 0 | 115 |
| Healthpeak Properties Inc | COM | 42250p103 |  | 327 | 20339 | SH |  | SOLE |  | 19336 | 0 | 1003 |
| Hewlett Packard Enterprise | COM | 42824C109 |  | 354 | 14746 | SH |  | SOLE |  | 14495 | 0 | 251 |
| Home Depot Inc | COM | 437076102 |  | 360 | 1046 | SH |  | SOLE |  | 1040 | 0 | 6 |
| Hyster-Yale Materials Handling | COM | 449172105 |  | 430 | 14479 | SH |  | SOLE |  | 13545 | 0 | 934 |
| Illinois Tool Works Inc | COM | 452308109 |  | 918 | 3726 | SH |  | SOLE |  | 3463 | 0 | 263 |
| Incyte Corp | COM | 45337c102 |  | 2520 | 25511 | SH |  | SOLE |  | 23341 | 0 | 2170 |
| Industrial Select Sector SPDR | COM | 81369y704 |  | 921 | 5939 | SH |  | SOLE |  | 5513 | 0 | 425 |
| Interactive Brokers Group Cl A | COM | 45841N107 |  | 2072 | 32220 | SH |  | SOLE |  | 29256 | 0 | 2964 |
| International Business Machine | COM | 459200101 |  | 2172 | 7331 | SH |  | SOLE |  | 6641 | 0 | 690 |
| Invesco Dynamic Pharmaceutical | COM | 46137V662 |  | 1961 | 18756 | SH |  | SOLE |  | 17003 | 0 | 1753 |
| Invesco KBW Bank ETF | COM | 46138e628 |  | 968 | 11479 | SH |  | SOLE |  | 10639 | 0 | 840 |
| Invesco S 500 Eq Weight Finc | COM | 46137v340 |  | 963 | 12266 | SH |  | SOLE |  | 11019 | 0 | 1247 |
| Iron Mountain Inc | COM | 46284v101 |  | 2372 | 28597 | SH |  | SOLE |  | 27062 | 0 | 1535 |
| JP Morgan Chase  Co | COM | 46625h100 |  | 4883 | 15155 | SH |  | SOLE |  | 14250 | 0 | 905 |
| JetBlue Airways Corp | COM | 477143101 |  | 91 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 2888 | 13956 | SH |  | SOLE |  | 12986 | 0 | 970 |
| KKR  Co LP | COM | 48248m102 |  | 255 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Lockheed Martin Corp | COM | 539830109 |  | 275 | 568 | SH |  | SOLE |  | 560 | 0 | 8 |
| Lowe's Cos Inc | COM | 548661107 |  | 1131 | 4690 | SH |  | SOLE |  | 4345 | 0 | 345 |
| Marsh  McLennan Cos Inc | COM | 571748102 |  | 1521 | 8197 | SH |  | SOLE |  | 7653 | 0 | 544 |
| Materials Select Sector SPDR E | COM | 81369y100 |  | 2807 | 61893 | SH |  | SOLE |  | 58777 | 0 | 3116 |
| McDonald's Corp | COM | 580135101 |  | 998 | 3266 | SH |  | SOLE |  | 3091 | 0 | 175 |
| Medtronic PLC | COM | G5960L103 |  | 1038 | 10802 | SH |  | SOLE |  | 9997 | 0 | 805 |
| Merck  Co Inc | COM | 58933y105 |  | 360 | 3416 | SH |  | SOLE |  | 3346 | 0 | 70 |
| MetLife Inc | COM | 59156r108 |  | 2369 | 30005 | SH |  | SOLE |  | 27327 | 0 | 2678 |
| Meta Platforms Inc | COM | 30303m102 |  | 2844 | 4309 | SH |  | SOLE |  | 3967 | 0 | 342 |
| Microsoft Corp | COM | 594918104 |  | 14180 | 29320 | SH |  | SOLE |  | 26617 | 0 | 2703 |
| NXP Semiconductors NV | COM | N6596X109 |  | 628 | 2894 | SH |  | SOLE |  | 2779 | 0 | 115 |
| Northern Trust Corp | COM | 665859104 |  | 421 | 3083 | SH |  | SOLE |  | 3053 | 0 | 30 |
| Nvidia Corp | COM | 67066g104 |  | 2159 | 11579 | SH |  | SOLE |  | 11304 | 0 | 275 |
| Occidental Petroleum Corp | COM | 674599105 |  | 257 | 6243 | SH |  | SOLE |  | 5705 | 0 | 538 |
| Old Republic Intl Corp | COM | 680223104 |  | 2239 | 49058 | SH |  | SOLE |  | 45279 | 0 | 3779 |
| Ollie's Bargain Outlet Holding | COM | 681116109 |  | 703 | 6411 | SH |  | SOLE |  | 5876 | 0 | 535 |
| Oracle Corp | COM | 68389X105 |  | 1804 | 9255 | SH |  | SOLE |  | 8468 | 0 | 787 |
| Oshkosh Corp | COM | 688239201 |  | 1434 | 11415 | SH |  | SOLE |  | 10330 | 0 | 1085 |
| Otis Worldwide Corp | COM | 68902v107 |  | 716 | 8193 | SH |  | SOLE |  | 7489 | 0 | 704 |
| Owens Corning Inc | COM | 690742101 |  | 302 | 2703 | SH |  | SOLE |  | 2478 | 0 | 225 |
| PNC Financial Services Group I | COM | 693475105 |  | 1600 | 7665 | SH |  | SOLE |  | 7219 | 0 | 446 |
| Paypal Holdings Inc | COM | 70450y103 |  | 365 | 6249 | SH |  | SOLE |  | 5724 | 0 | 525 |
| Pepsico Inc | COM | 713448108 |  | 1270 | 8848 | SH |  | SOLE |  | 8458 | 0 | 390 |
| Pfizer Inc | COM | 717081103 |  | 240 | 9655 | SH |  | SOLE |  | 9361 | 0 | 294 |
| Procter  Gamble Co | COM | 742718109 |  | 1589 | 11089 | SH |  | SOLE |  | 10188 | 0 | 901 |
| Qualcomm Inc | COM | 747525103 |  | 960 | 5611 | SH |  | SOLE |  | 5311 | 0 | 300 |
| RTX Corp | COM | 75513e101 |  | 2090 | 11393 | SH |  | SOLE |  | 10411 | 0 | 982 |
| Ralph Lauren Corp | COM | 751212101 |  | 325 | 918 | SH |  | SOLE |  | 905 | 0 | 13 |
| Royal Caribbean Cruises | COM | V7780T103 |  | 889 | 3187 | SH |  | SOLE |  | 3006 | 0 | 181 |
| S Global Inc | COM | 78409v104 |  | 273 | 523 | SH |  | SOLE |  | 523 | 0 | 0 |
| SEI Investments Co | COM | 784117103 |  | 1145 | 13958 | SH |  | SOLE |  | 13388 | 0 | 570 |
| Schlumberger Ltd | COM | 806857108 |  | 756 | 19704 | SH |  | SOLE |  | 17800 | 0 | 1904 |
| Seagate Technology PLC | COM | g7997r103 |  | 1867 | 6778 | SH |  | SOLE |  | 6227 | 0 | 551 |
| Skyworks Solutions Inc | COM | 83088m102 |  | 468 | 7382 | SH |  | SOLE |  | 6767 | 0 | 615 |
| Snap-On Inc | COM | 833034101 |  | 214 | 622 | SH |  | SOLE |  | 609 | 0 | 13 |
| Stanley Black  Decker Inc | COM | 854502101 |  | 949 | 12773 | SH |  | SOLE |  | 11883 | 0 | 890 |
| Starbucks Corp | COM | 855244109 |  | 1015 | 12050 | SH |  | SOLE |  | 11240 | 0 | 810 |
| Stryker Corp | COM | 863667101 |  | 1271 | 3616 | SH |  | SOLE |  | 3457 | 0 | 159 |
| Synchrony Financial | COM | 87165b103 |  | 3065 | 36732 | SH |  | SOLE |  | 33547 | 0 | 3185 |
| Sysco Corp | COM | 871829107 |  | 1157 | 15702 | SH |  | SOLE |  | 14845 | 0 | 857 |
| Tapestry Inc | COM | 876030107 |  | 3003 | 23502 | SH |  | SOLE |  | 21645 | 0 | 1857 |
| Target Corp | COM | 87612E106 |  | 703 | 7194 | SH |  | SOLE |  | 6705 | 0 | 489 |
| Technology Select Sector SPDR | COM | 81369y803 |  | 5737 | 39848 | SH |  | SOLE |  | 37982 | 0 | 1865 |
| Texas Instruments Inc | COM | 882508104 |  | 1164 | 6707 | SH |  | SOLE |  | 6322 | 0 | 385 |
| Thermo Fisher Scientific Inc | COM | 883556102 |  | 1344 | 2319 | SH |  | SOLE |  | 2112 | 0 | 207 |
| Uber Technologies Inc | COM | 90353t100 |  | 729 | 8918 | SH |  | SOLE |  | 8223 | 0 | 695 |
| United Rentals Inc | COM | 911363109 |  | 1763 | 2178 | SH |  | SOLE |  | 2011 | 0 | 167 |
| Unum Group | COM | 91529y106 |  | 628 | 8104 | SH |  | SOLE |  | 7705 | 0 | 399 |
| Utilities Select Sector SPDR E | COM | 81369y886 |  | 795 | 18618 | SH |  | SOLE |  | 17378 | 0 | 1240 |
| VICI Properties Inc | COM | 925652109 |  | 760 | 27024 | SH |  | SOLE |  | 25238 | 0 | 1786 |
| VanEck Semiconductor | COM | 92189f676 |  | 2365 | 6568 | SH |  | SOLE |  | 6054 | 0 | 514 |
| Vanguard Information Technolog | COM | 92204a702 |  | 228 | 303 | SH |  | SOLE |  | 303 | 0 | 0 |
| Vanguard Telecommunication Ser | COM | 92204a884 |  | 2811 | 14516 | SH |  | SOLE |  | 13309 | 0 | 1207 |
| Vanguard Utilities ETF | COM | 92204a876 |  | 2443 | 13200 | SH |  | SOLE |  | 12033 | 0 | 1167 |
| Vectors Oil Services ETF | COM | 92189h607 |  | 678 | 2382 | SH |  | SOLE |  | 2192 | 0 | 190 |
| Veeco Instruments Inc | COM | 922417100 |  | 804 | 28140 | SH |  | SOLE |  | 26170 | 0 | 1970 |
| Verizon Communications Inc | COM | 92343V104 |  | 466 | 11452 | SH |  | SOLE |  | 10496 | 0 | 956 |
| Visa Inc | COM | 92826c839 |  | 1910 | 5445 | SH |  | SOLE |  | 5038 | 0 | 407 |
| Wal-Mart Stores Inc | COM | 931142103 |  | 4823 | 43291 | SH |  | SOLE |  | 40082 | 0 | 3209 |
| Walt Disney Co | COM | 254687106 |  | 2146 | 18862 | SH |  | SOLE |  | 17152 | 0 | 1710 |
| Waste Management Inc | COM | 94106l109 |  | 407 | 1852 | SH |  | SOLE |  | 1852 | 0 | 0 |
| Wells Fargo  Co | COM | 949746101 |  | 1066 | 11435 | SH |  | SOLE |  | 11015 | 0 | 420 |
| iShares US Aerospace  Defense | COM | 464288760 |  | 2230 | 10386 | SH |  | SOLE |  | 9660 | 0 | 726 |
| iShares US Healthcare Provider | COM | 464288828 |  | 750 | 15635 | SH |  | SOLE |  | 14255 | 0 | 1380 |
| Akre Focus ETF | ETF | 74316P579 |  | 263 | 4011 | SH |  | SOLE |  | 4011 | 0 | 0 |
| Goldman Sachs ActiveBeta U.S. | ETF | 381430503 |  | 2009 | 15180 | SH |  | SOLE |  | 15180 | 0 | 0 |
| Matrix Advisors Value ETF | ETF | 02072q812 |  | 325 | 2672 | SH |  | SOLE |  | 2672 | 0 | 0 |
| SPDR Portfolio S 500 High Di | ETF | 78468r788 |  | 2211 | 51125 | SH |  | SOLE |  | 50699 | 0 | 426 |
| Schwab U.S. Large-Cap Growth E | ETF | 808524300 |  | 855 | 26213 | SH |  | SOLE |  | 24737 | 0 | 1476 |
| Schwab US Large-Cap ETF | ETF | 808524201 |  | 294 | 10915 | SH |  | SOLE |  | 10915 | 0 | 0 |
| VanEck Morningstar Wide Moat E | ETF | 92189f643 |  | 1586 | 15318 | SH |  | SOLE |  | 14914 | 0 | 405 |
| iShares S 500 Growth | ETF | 464287309 |  | 6492 | 52668 | SH |  | SOLE |  | 47863 | 0 | 4805 |
| iShares S 500 Value Index | ETF | 464287408 |  | 2243 | 10575 | SH |  | SOLE |  | 9640 | 0 | 935 |
| iShares S Midcap 400 Growth | ETF | 464287606 |  | 3069 | 31673 | SH |  | SOLE |  | 28988 | 0 | 2685 |
| iShares S Midcap 400/BARRA V | ETF | 464287705 |  | 2351 | 17866 | SH |  | SOLE |  | 16414 | 0 | 1452 |
| iShares S Smallcap 600 Value | ETF | 464287879 |  | 943 | 8292 | SH |  | SOLE |  | 7332 | 0 | 960 |
| iShares S Smallcap 600/BARRA | ETF | 464287887 |  | 4921 | 34863 | SH |  | SOLE |  | 31591 | 0 | 3272 |
| BNY Mellon Midcap Index Fund | IND | 05588m209 |  | 3065 | 113657 | SH |  | SOLE |  | 102583 | 0 | 11074 |
| BNY Mellon Small Cap Stock Ind | IND | 09661l401 |  | 440 | 19861 | SH |  | SOLE |  | 19123 | 0 | 738 |
| Fidelity 500 Index | IND | 315911750 |  | 551 | 2317 | SH |  | SOLE |  | 769 | 0 | 1549 |
| Invesco QQQ Trust Series 1 | IND | 46090E103 |  | 21787 | 35466 | SH |  | SOLE |  | 33369 | 0 | 2097 |
| Invesco S 500 Equal Weight E | IND | 46137v357 |  | 15942 | 83220 | SH |  | SOLE |  | 77682 | 0 | 5538 |
| SPDR Dow Jones Industrial Avg | IND | 78467x109 |  | 719 | 1497 | SH |  | SOLE |  | 1372 | 0 | 125 |
| SPDR S 500 ETF Trust | IND | 78462F103 |  | 38438 | 56367 | SH |  | SOLE |  | 52866 | 0 | 3501 |
| SPDR S MidCap 400 ETF Trust | IND | 78467y107 |  | 10983 | 18205 | SH |  | SOLE |  | 17069 | 0 | 1136 |
| Schwab S 500 Index Fund | IND | 808509855 |  | 9834 | 560646 | SH |  | SOLE |  | 509297 | 0 | 51349 |
| Schwab Small-Cap Index Fund | IND | 808509848 |  | 2972 | 74633 | SH |  | SOLE |  | 67284 | 0 | 7348 |
| Schwab US Mid-Cap Index | IND | 80850L726 |  | 738 | 51271 | SH |  | SOLE |  | 48298 | 0 | 2972 |
| iShares Russell 2000 Index Fun | IND | 464287655 |  | 7572 | 30761 | SH |  | SOLE |  | 28670 | 0 | 2091 |
| iShares Russell Microcap Index | IND | 464288869 |  | 6416 | 40682 | SH |  | SOLE |  | 37536 | 0 | 3146 |
| iShares S 500 Index Fund | IND | 464287200 |  | 265 | 387 | SH |  | SOLE |  | 387 | 0 | 0 |
| iShares S Midcap 400 | IND | 464287507 |  | 315 | 4766 | SH |  | SOLE |  | 4266 | 0 | 500 |
| iShares MSCI EAFE Index | ETF | 464287465 |  | 4324 | 45023 | SH |  | SOLE |  | 41304 | 0 | 3719 |
| Airtech Inlt Group Reg Revoked | COM | 00950F205 |  | 0 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| Humbl Inc | COM | 44501q104 |  | 0 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| Intuitive Surgical Inc | COM | 46120e602 |  | 224 | 395 | SH |  | SOLE |  | 390 | 0 | 5 |
| Kona Gold Beverage Inc | COM | 50049K103 |  | 0 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| Netflix Inc | COM | 64110L106 |  | 248 | 2650 | SH |  | SOLE |  | 2600 | 0 | 50 |
| Tesla Motors Inc | COM | 88160r101 |  | 310 | 690 | SH |  | SOLE |  | 602 | 0 | 88 |
| SPDR Blackstone Senior Loan ET | ETF | 78467v608 |  | 2004 | 48554 | SH |  | SOLE |  | 47682 | 0 | 873 |
| iShares IBOXX $ Investment Gra | ETF | 464287242 |  | 254 | 2308 | SH |  | SOLE |  | 2308 | 0 | 0 |
| AllianceBernstein Global High | CE | 01879R106 |  | 152 | 14216 | SH |  | SOLE |  | 14216 | 0 | 0 |
| Nuveen Municipal Value Fund | CE | 670928100 |  | 150 | 16597 | SH |  | SOLE |  | 16597 | 0 | 0 |
| Annaly Capital Management Inc | CEF | 035710839 |  | 723 | 32334 | SH |  | SOLE |  | 28470 | 0 | 3864 |
| BNY Mellon High Yield Strategi | CEF | 09660l105 |  | 49 | 19586 | SH |  | SOLE |  | 19586 | 0 | 0 |
| BlackRock MuniHoldings | CEF | 09254X101 |  | 121 | 10181 | SH |  | SOLE |  | 10181 | 0 | 0 |
| Calamos Convertible  High Inc | CEF | 12811p108 |  | 2586 | 228661 | SH |  | SOLE |  | 211096 | 0 | 17565 |
| Calamos Convertible Opp  Inc | CEF | 128117108 |  | 389 | 37098 | SH |  | SOLE |  | 37098 | 0 | 0 |
| Fidelity New Markets Income | CEF | 315910836 |  | 585 | 42431 | SH |  | SOLE |  | 36543 | 0 | 5888 |
| Invesco CEF Income Composite | CEF | 46138E404 |  | 2623 | 131937 | SH |  | SOLE |  | 119438 | 0 | 12499 |
| Nuveen AMT-Free Municipal Inco | CEF | 670657105 |  | 226 | 19453 | SH |  | SOLE |  | 18385 | 0 | 1067 |
| SEI High Yield Bond | CEF | 783925647 |  | 57 | 10817 | SH |  | SOLE |  | 10817 | 0 | 0 |
| SPDR Barclays Short-Term High | CEF | 78468r408 |  | 1855 | 73259 | SH |  | SOLE |  | 65356 | 0 | 7903 |
| iShares IBOXX H/Y Corp Bond | CEF | 464288513 |  | 219 | 2712 | SH |  | SOLE |  | 2712 | 0 | 0 |
| iShares S Preferred Stock In | CEF | 464288687 |  | 2495 | 80604 | SH |  | SOLE |  | 73573 | 0 | 7031 |
| Alerian MLP ETF | ETF | 00162q452 |  | 605 | 12860 | SH |  | SOLE |  | 11997 | 0 | 863 |
| SPDR S Dividend ETF | ETF | 78464a763 |  | 3387 | 24335 | SH |  | SOLE |  | 23145 | 0 | 1190 |
| SPDR S Intl Dividend ETF | ETF | 78463x772 |  | 877 | 19971 | SH |  | SOLE |  | 18495 | 0 | 1476 |
| Vanguard High Dividend Yield E | ETF | 921946406 |  | 6141 | 42791 | SH |  | SOLE |  | 40117 | 0 | 2674 |
| iShares DJ Select Dividend Ind | ETF | 464287168 |  | 8816 | 62462 | SH |  | SOLE |  | 58717 | 0 | 3745 |

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