# EDGAR Filing Document

**Accession Number:** 0001821472
**File Stem:** 0001104659-23-032237
**Filing Date:** 2023-3
**Character Count:** 48645
**Document Hash:** 4d42f52abc243342ac252b451fadf013
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-032237.hdr.sgml**: 20230314

**ACCESSION NUMBER**: 0001104659-23-032237

**CONFORMED SUBMISSION TYPE**: SC 13D/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20230314

**DATE AS OF CHANGE**: 20230314

**GROUP MEMBERS**: SERIES U OF UM PARTNERS, LLC

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Utz Brands, Inc.
- **CENTRAL INDEX KEY:** 0001739566
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
- **IRS NUMBER:** 981425274
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0101

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-90714
- **FILM NUMBER:** 23730475

**BUSINESS ADDRESS:**
- **STREET 1:** 900 HIGH STREET
- **CITY:** HANOVER
- **STATE:** PA
- **ZIP:** 17331
- **BUSINESS PHONE:** 717-637-6644

**MAIL ADDRESS:**
- **STREET 1:** 900 HIGH STREET
- **CITY:** HANOVER
- **STATE:** PA
- **ZIP:** 17331

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Collier Creek Holdings
- **DATE OF NAME CHANGE:** 20180503
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Series R of UM Partners, LLC
- **CENTRAL INDEX KEY:** 0001821472
- **IRS NUMBER:** 813853916
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A

**BUSINESS ADDRESS:**
- **STREET 1:** 900 HIGH STREET
- **CITY:** HANOVER
- **STATE:** PA
- **ZIP:** 17331
- **BUSINESS PHONE:** 717-637-6644

**MAIL ADDRESS:**
- **STREET 1:** 900 HIGH STREET
- **CITY:** HANOVER
- **STATE:** PA
- **ZIP:** 17331

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 13D**

**Under the Securities Exchange Act of 1934<br> (Amendment No. 1)\***

---

| |
|:---|
| **Utz Brands, Inc.** |
| (Name of Issuer) |

---

---

| |
|:---|
| **Class A Common Stock** |
| (Title of Class of Securities) |

---

---

| |
|:---|
| **918090-101** |
| (CUSIP Number) |

---

**Gene P. Otto** 

**Series U of UM Partners, LLC**

**Series R of UM Partners LLC**

**1861 Santa Barbara Drive** 

**Lancaster, PA 17601**

**(717) 735-8021** 

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

---

| |
|:---|
| **March 10, 2023** |
| (Date of Event Which Requires Filing of this Statement) |

---

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ◻

**Note**: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 918090-101

---

| | | | |
|:---|:---|:---|:---|
| **1** | **NAMES OF REPORTING PERSONS** | **NAMES OF REPORTING PERSONS** |  |
| **1** | Series U of UM Partners, LLC | Series U of UM Partners, LLC |  |
| **1** | Series U of UM Partners, LLC | Series U of UM Partners, LLC |  |
| **2** | **CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)** | **CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)** (a) | ¨ |
| **2** |  | (b) | x |
| **2** |  |  |  |
| **3** | **SEC USE ONLY** | **SEC USE ONLY** |  |
| **3** |  |  |  |
| **3** |  |  |  |
| **4** | **SOURCE OF FUNDS (SEE INSTRUCTIONS)** | **SOURCE OF FUNDS (SEE INSTRUCTIONS)** |  |
| **4** | OO | OO |  |
| **4** | OO | OO |  |
| **5** | **CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)** | **CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)** | ¨ |
| **5** |  |  |  |
| **5** |  |  |  |
| **6** | **CITIZENSHIP OR PLACE OF ORGANIZATION** | **CITIZENSHIP OR PLACE OF ORGANIZATION** |  |
| **6** | Delaware | Delaware |  |
| **6** | Delaware | Delaware |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **7** | **SOLE VOTING POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **7** | 51296650<sup>1</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **7** | 51296650<sup>1</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **8** | **SHARED VOTING POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **8** | 0 |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **8** | 0 |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **9** | **SOLE DISPOSITIVE POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **9** | 51296650<sup>1</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **9** | 51296650<sup>1</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **10** | **SHARED DISPOSITIVE POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **10** | 0 |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **10** | 0 |  |
| **11** | **AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** | **AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** |  |
| **11** | 51296650<sup>1</sup> | 51296650<sup>1</sup> |  |
| **11** | 51296650<sup>1</sup> | 51296650<sup>1</sup> |  |
| **12** | **CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)** | **CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)** | ¨ |
| **12** |  |  |  |
| **12** |  |  |  |
| **13** | **PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)** | **PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)** |  |
|  | 36.5%<sup>2</sup> | 36.5%<sup>2</sup> |  |
|  | 36.5%<sup>2</sup> | 36.5%<sup>2</sup> |  |
| **14** | **TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)** | **TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)** |  |
| **14** | oo | oo |  |
| **14** | oo | oo |  |

---

<sup>1</sup> Beneficial ownership is as of the date of filing this Amendment No. 1. Consists of 850,000 shares of Class A Common Stock and 50,446,650 shares of Class V Common Stock.

<sup>2</sup> Calculations are based upon a total of 81,012,868 shares of Class A Common Stock and 59,349,000 shares of Class V Common Stock outstanding as of February 27, 2023 as reported in the Issuer's Form 10-K for the fiscal year ended January 1, 2023.

CUSIP No. 918090-101

---

| | | | |
|:---|:---|:---|:---|
| **1** | **NAMES OF REPORTING PERSONS** | **NAMES OF REPORTING PERSONS** |  |
| **1** | Series R of UM Partners LLC | Series R of UM Partners LLC |  |
| **1** | Series R of UM Partners LLC | Series R of UM Partners LLC |  |
| **2** | **CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)** | **CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)** (a) | ¨ |
| **2** |  | (b) | x |
| **2** |  |  |  |
| **3** | **SEC USE ONLY** | **SEC USE ONLY** |  |
| **3** |  |  |  |
| **3** |  |  |  |
| **4** | **SOURCE OF FUNDS (SEE INSTRUCTIONS)** | **SOURCE OF FUNDS (SEE INSTRUCTIONS)** |  |
| **4** | OO | OO |  |
| **4** | OO | OO |  |
| **5** | **CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)** | **CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)** | ¨ |
| **5** |  |  |  |
| **5** |  |  |  |
| **6** | **CITIZENSHIP OR PLACE OF ORGANIZATION** | **CITIZENSHIP OR PLACE OF ORGANIZATION** |  |
| **6** | Delaware | Delaware |  |
| **6** | Delaware | Delaware |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **7** | **SOLE VOTING POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **7** | 9052350<sup>3</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **7** | 9052350<sup>3</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **8** | **SHARED VOTING POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **8** | 0 |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **8** | 0 |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **9** | **SOLE DISPOSITIVE POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **9** | 9052350<sup>3</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **9** | 9052350<sup>3</sup> |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **10** | **SHARED DISPOSITIVE POWER** |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **10** | 0 |  |
| **NUMBER OF<br> SHARES<br> BENEFICIALLY<br> OWNED BY<br> EACH<br> REPORTING<br> PERSON WITH** | **10** | 0 |  |
| **11** | **AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** | **AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON** |  |
| **11** | 9052350<sup>3</sup> | 9052350<sup>3</sup> |  |
| **11** | 9052350<sup>3</sup> | 9052350<sup>3</sup> |  |
| **12** | **CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)** | **CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)** | ¨ |
| **12** |  |  |  |
| **12** |  |  |  |
| **13** | **PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)** | **PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)** |  |
|  | 6.4%<sup>4</sup> | 6.4%<sup>4</sup> |  |
|  | 6.4%<sup>4</sup> | 6.4%<sup>4</sup> |  |
| **14** | **TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)** | **TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)** |  |
| **14** | oo | oo |  |
| **14** | oo | oo |  |

---

<sup>3</sup> Beneficial ownership is as of the date of filing this Amendment No. 1. Consists of 150,000 shares of Class A Common Stock and 8,902,350 shares of Class V Common Stock.

<sup>4</sup> Calculations are based upon a total of 81,012,868 shares of Class A Common Stock and 59,349,000 shares of Class V Common Stock outstanding as of February 27, 2023 as reported in the Issuer's Form 10-K for the fiscal year ended January 1, 2023.

**Item 1. Security and Issuer**

This Amendment No. 1 to Schedule 13D (this "Amendment No. 1") relates to the Class A Common Stock, par value $0.0001 per share ("<u>Class A Common Stock</u>") of Utz Brands, Inc., a Delaware corporation (the "<u>Issuer</u>"). The address of the principal executive office of the Issuer is 900 High Street, Hanover, PA 17331. This Amendment No. 1 is being filed to update certain information presented in the original Schedule 13D filing.

**Item 4. Purpose of Transaction**

Item 4 of the Schedule 13D is hereby amended and supplemented with the following:

On March 10, 2023, Series U of UM Partners, LLC ("<u>Series U</u>") and Series R of UM Partners, LLC ("<u>Series U</u>") entered into a 10b5-1 sales plan (the "10b5-1 Plan") pursuant to which Series U may sell up to 442,000 shares of the Issuer's outstanding Class A Common Stock through June 7, 2024, subject to certain volume and pricing limits, and Series R may sell up to 78,000 shares of the Issuer's outstanding Class A Common Stock through June 7, 2024, subject to certain volume and pricing limits. The amount and timing of any sales, if any, may vary and will be based on market conditions, share price and other factors. The program does not require Series U or Series R to sell any specific number of shares of Class A Common Stock or any at all, and may be modified, suspended or terminated at any time without notice.

**Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer**

Item 6 of the Schedule 13D is hereby amended and supplemented with the following:

The information set forth in Item 4 of this Amendment No. 1 is incorporated by reference in its entirety into this Item 6.

**Item 7. Material to be Filed as Exhibits**

Item 7 of the Schedule 13D is hereby amended by adding the following exhibits:

Exhibit G Rule 10b5-1 Plan.

**SIGNATURE**

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: March 14, 2023

---

| | |
|:---|:---|
| **SERIES R OF UM PARTNERS LLC** | **SERIES R OF UM PARTNERS LLC** |
| By: | /s/ Gene P. Otto |
| Name: | Gene P. Otto |
| Title: | Vice President |
| **SERIES U OF UM PARTNERS, LLC** | **SERIES U OF UM PARTNERS, LLC** |
| By: | /s/ Gene P. Otto |
| Name: | Gene P. Otto |
| Title: | Vice President |

---

## Ex-99.G

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

---

| | |
|:---|:---|
| **10b5-1 STOCK TRADING PLAN**<br>**SECTION I** | **2** |
| **STOCK TRADING PLAN OVERVIEW** | **2** |
| **SECTION II** | **4** |
| **Equity Information** | **4** |
| CLIENT | 4 |
| **SECTION III** | **5** |
| **Share Trading Instructions** | **5** |
| **SECTION IV** | **6** |
| **Notices, Signatures and Acknowledgements** | **6** |
| CLIENT | 6 |
| GS ENTITY | 8 |
| ISSUER | 9 |
| **SECTION V** | **10** |
| **REPRESENTATIONS, WARRANTIES AND COVENANTS** | **10** |
| **COMPLIANCE WITH RULE 144** | **12** |
| **PLAN TERMS AND CONDITIONS** | **13** |
| **ANNEX A: TERMINATION NOTICE** | **16** |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**<u>SECTION I</u>**

**STOCK TRADING PLAN OVERVIEW**

This Stock Trading Plan (the "**Plan**") is entered into between the parties below for the purpose of establishing a trading plan that complies with the requirements of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the "**Exchange Act**"). "**Broker**" shall mean Goldman Sachs & Co. LLC.

Referred to hereinafter, individually and collectively, as the "**Client**":

Series U of UM Partners LLC <br> <u>Series R of UM Partners LLC</u>

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Referred to hereinafter as the "**Issuer**": | &nbsp;&nbsp;Utz Brands, Inc. | &nbsp;&nbsp;Utz Brands, Inc. |
| &nbsp;&nbsp;Bloomberg Ticker: | &nbsp;&nbsp;UTZ | &nbsp;&nbsp;UTZ |
| &nbsp;&nbsp;Additional Issuer Details: | &nbsp;&nbsp;þ | &nbsp;&nbsp;Issuer is a shell company or former shell company (as defined under Rule 144(i)(1)) |
|  | &nbsp;&nbsp;◻<br>| &nbsp;&nbsp;Foreign Private Issuer |
| &nbsp;&nbsp;Goldman Sachs Entity ("**GS Entity**"): | &nbsp;&nbsp;þ | &nbsp;&nbsp;Goldman Sachs & Co. LLC ("**GS & Co.**") |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Goldman Sachs (Asia) LLC ("**GSALLC**") |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Goldman Sachs (Singapore) Pte ("**GSSP**") |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Goldman Sachs International ("**GSI**") |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Goldman Sachs Bank AG ("**GSBZ**") |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Goldman Sachs Bank Europe SE ("**GSBE**") |

---

GS Entity will be responsible for effecting one or more transactions in Client's securities (the "**Shares**") pursuant to the terms and conditions set forth below. The Client hereby authorizes GS Entity to execute and act through and/or arrange for one or more of its affiliates (as defined in Rule 405 under the Securities Act of 1933, as amended), including without limitation, the Broker in effecting the terms of the Plan.

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp; Transaction Side: | &nbsp;&nbsp;þ | &nbsp;&nbsp;Sale |
|  | &nbsp;&nbsp;◻<br>| &nbsp;&nbsp;Purchase |
| &nbsp;&nbsp;Section 16 Status (more than one box<br> may apply): | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Director or officer (as defined in Rule 16a-1(f) under the Exchange Act) |
| &nbsp;&nbsp;Section 16 Status (more than one box<br> may apply): | &nbsp;&nbsp;þ | &nbsp;&nbsp;Shareholder who owns 10% or more of the class of Issuer's shares represented by the Bloomberg Ticker above |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Not Applicable |
| &nbsp;&nbsp;Rule 144 Affiliate of Issuer: | &nbsp;&nbsp;þ | &nbsp;&nbsp;Yes. If checked, name of individual(s) bearing Affiliate status: |
|  |  | &nbsp;&nbsp;Series U of UM Partners and Series R of UM Partners; |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;No: Shares held at least 6 months, but less than 1 year |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;No: Shares held at least 1 year |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;No: |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Total Number of Plan Shares: |  | &nbsp;&nbsp;<u>520000</u> |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Plus additional shares to be determined according to SECTIONS II & III |
| &nbsp;&nbsp;Plan Adoption Date: |  | &nbsp;&nbsp;March 10, 2023 |
| &nbsp;&nbsp;First Trade Date: |  |  |
| &nbsp;&nbsp;Plan End Date: |  | &nbsp;&nbsp;June 07, 2024 |
| &nbsp;&nbsp;Share Trading Commissions: | &nbsp;&nbsp;<u>6</u> | &nbsp;&nbsp; þcents per share ☐ bps |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**<u>SECTION II</u>**

**Equity Information**

***CLIENT***

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;Equity Type: | &nbsp;&nbsp;þ | &nbsp;&nbsp;Sale of Long Shares |
|  | &nbsp;&nbsp;◻ | &nbsp;&nbsp;Exercise of Stock Options and Same-Day Sale of Underlying Stock |
|  | &nbsp;&nbsp;¨ | &nbsp;&nbsp;Sale of Restricted Stock Units (RSUs) |
|  | &nbsp;&nbsp;¨ | &nbsp;&nbsp;Sale of Restricted Stock Awards (RSAs) |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Client Name** | &nbsp;&nbsp;**Type** | &nbsp;&nbsp;**Grant ID** | &nbsp;&nbsp;**Grant Date** | &nbsp;&nbsp;**Grant Price** | &nbsp;&nbsp;**Vest Date** | &nbsp;&nbsp;**Quantity to<br> Sell** |
| &nbsp;&nbsp;Series R of UM Partners LLC | &nbsp;&nbsp;Long Shares<br> (Class A Common) | &nbsp;&nbsp;- | &nbsp;&nbsp;- | &nbsp;&nbsp;- | &nbsp;&nbsp;- | &nbsp;&nbsp;78000 |
| &nbsp;&nbsp;Series U of UM Partners, LLC | &nbsp;&nbsp;Long Shares<br> (Class A Common) | &nbsp;&nbsp;- | &nbsp;&nbsp;- | &nbsp;&nbsp;- | &nbsp;&nbsp;- | &nbsp;&nbsp;442000 |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**<u>SECTION III</u>**

**Share Trading Instructions**

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**<u>SECTION IV</u>**

**Notices, Signatures and Acknowledgements**

***CLIENT***

<u>Notices</u>

All notices under the Plan shall be provided in writing (including email) as follows, provided each of the Issuer and Client agrees not to communicate material non-public information in such notice if delivered via email.

All notices to Client under the Plan shall be provided to:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Name** | **Organization** | **Title** | **Email** | **Telephone** |

---

Section 16

If Client is subject to the reporting requirements of Section 16 of the Exchange Act, transaction information for open market transactions under the Plan shall be provided to:

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Name** | **Organization** | **Title** | **Email** | **Telephone** |

---

<u>Signature</u>

IN WITNESS WHEREOF, the undersigned have executed this Plan as of the date written by Client below.

By signing the Plan, Client confirms that Client has read and understands all terms and conditions of the Plan, inclusive of the applicable Sections and Annexes, and agrees to be bound by such terms and conditions, and gives all the applicable representations, warranties and covenants contained herein.

Client acknowledges and agrees that Issuer is not a party to the Plan.

**SERIES U OF UM PARTNERS LLC**

---

| | |
|:---|:---|
| &nbsp;&nbsp;Signed:<br>**X**<br> /s/ Gene Otto | &nbsp;&nbsp;Print Name: Gene Otto |
| Title: Vice President | Date: March 10, 2023 |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**SERIES R OF UM PARTNERS LLC**

---

| | |
|:---|:---|
| &nbsp;&nbsp;Signed:<br>**X**<br> /s/ Gene Otto | &nbsp;&nbsp;Print Name: Gene Otto |
| Title: Vice President | Date: March 10, 2023 |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

***GS ENTITY***

<u>Notices</u>

All notices under the Plan shall be provided in writing (including email) as follows, provided each of the Issuer and Client agrees not to communicate material non-public information in such notice if delivered via email.

All notices to GS Entity under the Plan shall be provided to:

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp;**Name** | &nbsp;&nbsp;**Email** | &nbsp;&nbsp;**Telephone** |

---

<u>Signature</u>

IN WITNESS WHEREOF, the undersigned have executed this Plan as of the date written by the Client.

GS Entity acknowledges and agrees that Issuer is not a party to the Plan.

**GS Entity**

---

| | |
|:---|:---|
| &nbsp;&nbsp;Signed:<br>**X \**<br> /s/ Katelyn Cappiello | &nbsp;&nbsp;Print Name: Katelyn Cappiello |
| Title: Managing Director | Date: March 10, 2023 |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

***ISSUER***

<u>Notices</u>

All notices under the Plan shall be provided in writing (including email) as follows, provided each of the Issuer and Client agrees not to communicate material non-public information in such notice if delivered via email.

All notices to Issuer under the Plan shall be provided to:

---

| | | | | |
|:---|:---|:---|:---|:---|
| &nbsp;&nbsp;**Name** | &nbsp;&nbsp;**Organization** | &nbsp;&nbsp;**Title** | &nbsp;&nbsp;**Email** | &nbsp;&nbsp;**Telephone** |

---

Signature

IN WITNESS WHEREOF, the undersigned have executed this Plan as of the date written by the Client.

Where "Issuer is a shell company or former shell company (as defined under Rule 144(i)(1))" in SECTION I is checked, Issuer represents and warrants that it has filed with the Securities Exchange Commission the "Form 10 Information" as defined in Rule 144(i)(3), and agrees to use commercially reasonable efforts to provide notice to GS Entity in the event Issuer fails to comply with the timely filing of any quarterly or annual reports required by the SEC ("Periodic Reports"), with such notice resulting in a suspension of the Plan pursuant to Section 3.5(c) provided that Issuer's obligation to provide such notice to GS Entity shall end with the termination of the Plan. Without limiting the generality of the exculpation and indemnity provided in 3.9, Client understands and agrees that GS Entity and GS Persons will not be liable or responsible for (i) any sales that fail to comply with Rule 144 due to Issuer's status as a company described in Rule 144(i)(1) or (ii) any sales that fail to comply with Rule 144 due to a delay or failure by Issuer in the timely filing of Periodic Reports.

Where "Rule 144 Affiliate of Issuer" in **<u>SECTION I</u>** is checked "Yes", or "Director or officer (as defined in Rule 16a-1(f) under the Exchange Act)" in **<u>SECTION I</u>** is checked, Issuer agrees to use commercially reasonable efforts to provide notice to GS Entity in the event Issuer fails to comply with the timely filing of any quarterly or annual reports required by the SEC, with such notice resulting in a suspension of the Plan pursuant to Section 3.5(c), provided that Issuer's obligation to provide such notice to GS Entity shall end with the termination of the Plan.

Issuer acknowledges receipt of a copy of the Plan and has concluded that the Plan, assuming the transactions of Shares are executed in accordance with the terms and conditions hereof, does not violate any policy or trading restriction of the Issuer, including the Issuer's insider trading policy.

Issuer acknowledges and agrees (i) to perform its obligations under the Plan in accordance with the terms and conditions hereof, and (ii) that the performance of Issuer's obligations is condition precedent to GS Entity and/or Broker's effecting any transaction under the terms of the Plan.

**ISSUER**

---

| | |
|:---|:---|
| &nbsp;&nbsp;Signed:<br>**X \**<br> /s/ Theresa Shea | &nbsp;&nbsp;Print Name: Theresa Shea<br> \ |
| Title: Executive Vice President | Date: March 10, 2023\ |

---

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**<u>SECTION V</u>**

**REPRESENTATIONS, WARRANTIES AND COVENANTS**

Client represents and warrants to, and agrees with, GS Entity and Broker as follows:

1.1 As of the date hereof, Client certifies that they are not aware of any material nonpublic information concerning Issuer or its securities,
and are not subject to any legal, regulatory, or contractual restriction or undertaking that would prevent GS Entity and/or its affiliates
from acting upon the instructions set forth in the Plan. Client further certifies that they are entering into the Plan in good faith,
and not as part of a plan or scheme to evade compliance with the federal or state securities laws, and will act in good faith with respect
to the Plan.

1.2 Client has not entered and will not enter into or alter any corresponding or hedging transaction or position with respect to the securities
covered by the Plan (including, without limitation, with respect to any securities convertible or exchangeable into the Shares). Client
has also not entered, and will not enter, into any additional contract, instruction, or plan that would qualify for the affirmative defense
under Rule 10b5-1(c)(1) for purchases or sales of the Issuer's securities on the open market except as permitted pursuant to Rule
10b5-1(c)(1)(ii)(D) and disclosed to GS Entity.

1.3 Client acknowledges GS Entity and/or one of its affiliates, as applicable, may make a market in the Shares and will continue to engage
in market-making activities while executing transactions on behalf of Client pursuant to the Plan.

1.4 Client does not have, and shall not attempt to exercise, any influence over how, when, or whether to effect transactions of Shares
pursuant to the Plan and Client shall not discuss with GS Entity and its affiliates the timing of the transactions of Shares other than
to confirm the trading instructions and describe them if necessary.

1.5 Client agrees to inform
GS Entity as soon as possible of any of the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. Any subsequent restrictions imposed on Client due to changes in the securities (or other) laws or due to other restrictions, regulatory
or otherwise, or of any contractual or other restrictions imposed on Issuer that would prevent GS Entity and/or its affiliates or Client
from complying with the Plan, and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. The occurrence of any event as set forth in the Plan that would cause the Plan to be suspended or terminated under 3.5 or 3.6 of the
Plan, respectively.

1.6 Client has consulted with Client's own advisors as to the legal, tax, business, financial and related aspects of, and has not
relied upon GS Entity or its affiliates, or any person affiliated with GS Entity and/or its affiliates in connection with, Client's
adoption and implementation of the Plan.

1.7 Other than any requirements set forth herein under 2.1 of the Plan, there are no contractual, regulatory, or other restrictions applicable
to the sales of Shares contemplated under the Plan that would interfere with GS Entity's or Broker's ability to execute sales
and effect delivery and settlement of such sales on behalf of Client, other than restrictions with respect to which the Client has obtained
(and provided to GS Entity and Broker) all required consents, approvals and waivers; Client has, or will have, good, valid and marketable
title to the Shares to be sold under the Plan, free and clear of all liens, encumbrances or adverse claims.

1.8 Client is solely responsible for, and will make, any required filing under Sections 13(d) or 13(g) of the Exchange Act.

1.9 If Client is subject to the reporting requirements of Section 16 of the Exchange Act:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. Client acknowledges that neither Broker nor its affiliates shall have responsibility or liability in connection with filing a Form
4 with the SEC.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. Client understands that commercially reasonable efforts will be made to transmit transaction information for open market transactions
under the Plan by close of business on the day of the transaction, but no later than the close of business on the first trading day following
the transaction, to the attention of the client contacts listed using the email addresses provided under **SECTION IV – Notices, Signatures and Acknowledgements – CLIENT.** 

1.10 Client acknowledges and agrees that Issuer's performance of
the Issuer obligations under the Plan in accordance with the terms and conditions hereof is condition precedent to GS Entity and/or Broker's
effecting any transaction under the terms of the Plan.

1.11 Client has not entered into a contract, instruction, or plan during the prior 12-month period that was designed to effect the open-market
purchase or sale of the securities covered by such prior contract, instruction, or plan, in a single transaction that qualified for the
affirmative defense under Rule 10b5-1(c)(1) unless otherwise permitted under Rule 10b5-1(c)(1)(ii)(E).

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

1.12 Client shall notify Broker immediately
 in the event that any of the above representations or warranties become inaccurate or untrue,
 or Client fails to comply with any covenant, prior to the termination of this Plan.

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**COMPLIANCE WITH RULE 144**

2.1 Client understands and agrees that if Client
 is or becomes an affiliate or control person for purposes of Rule 144 under the Securities
 Act of 1933, as amended ("Securities Act"), or if the Shares subject to the Plan
 are restricted securities subject to limitations under Rule 144, then all sales of Shares
 under the Plan will be made in accordance with the applicable provisions of Rule 144.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. Pursuant to separate authorizations
 signed by Client, Client authorizes Broker to file on Client's behalf any Forms 144
 necessary to effect sales under the Plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. If appropriate, Client understands and
 agrees that Broker will either: (i) make one Form 144 filing at the beginning of each three-month
 period commencing with the date of the first sale made in connection with the Plan or (ii)
 file a Form 144 for each sale made in connection with the Plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. Each Form 144 shall state the following:
 "The sales of shares set forth herein are made in connection with a selling plan dated
 [the Plan's adoption date] that is intended to comply with Rule 10b5-1(c)."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d. GS Entity or one of its affiliates will
 (i) conduct sales pursuant to the manner of sale requirements of Rule 144(f) and, if applicable,
 Rule 144(g), and (ii) comply with the Rule 144(e) volume limitations as if the sales under
 the Plan were the only sales subject to the volume limitations.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e. Client agrees not to take any action
 or to cause or to permit any other person or entity to take any action that would require
 Client to aggregate sales of Shares subject to the Plan with any other sales of shares as
 may be required by Rule 144 without advance written notice to Broker/GS Entity; and not to
 take any action that would cause the sales of Shares under the Plan not to comply with Rule

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;f. Client acknowledges that the Plan shall
 be suspended if GS Entity or Broker becomes aware that any information necessary to file
 Forms 144 on behalf of Client has changed and that all orders related to sales scheduled
 to be effected during such suspension shall be deemed to be cancelled and shall not be effected
 pursuant to this Plan.

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**PLAN TERMS AND CONDITIONS**

3.1 Execution, Average Pricing, and Pro Rata
 Allocation of Transactions

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. GS Entity will deem all orders as day
 orders only and not held. A "not held" order permits GS Entity to use reasonable
 judgment, exercising price and time discretion, as to when to execute the order.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. GS Entity or one of its affiliates,
 as applicable, may execute Client's order: (i) in a single transaction or multiple
 transactions during the course of the day, and/or (ii) in aggregate with other orders of
 Issuer's securities that may or may not have been adopted pursuant to a Rule 10b5-1
 plan.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. Where there is more than one Client
 named on page 1, GS Entity or one of its affiliates, as applicable, may provide transaction
 information on an aggregate basis with a single average execution price applied to each Client's
 account. Client and Issuer each acknowledges that if Client and/or Issuer requests such transaction
 information on a separate per-Client-account basis, GS Entity or one of its affiliates, as
 applicable, will use commercially reasonable efforts to provide such transaction information
 for illustrative purposes only, and such transaction information shall not affect the validity
 of any transactions under the Plan.

3.2 In the event of a stock split or reverse
 stock split, the quantity and price at which the Shares are to be transacted will be adjusted
 proportionately.

3.3 In the event of a reincorporation or other
 corporate reorganization resulting in the substitution of other securities for the Shares,
 then the new securities will automatically replace the shares originally specified in the
 Plan.

3.4 Client understands that GS Entity or Broker
 may be unable to effect sales under the Plan consistent with ordinary principles of best
 execution due to insufficient volume of trading, failure of the Shares to reach and sustain
 a limit order price, or other market factors in effect on the date of a sale.

3.5 Suspension: Transactions of Shares pursuant
 to the Plan shall be suspended where:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. Trading of the Shares on the principal
 exchange or market on which the Shares trade is suspended for any reason;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. GS Entity or one of its affiliates,
 in its sole discretion, determines that there is a legal, regulatory, or contractual reason
 why it cannot effect transactions of Shares pursuant to the Plan; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. GS Entity or one of its affiliates is
 notified in writing by Issuer, or by Client with the written acknowledgement of Issuer, that
 a transaction of Shares should not be effected due to legal, regulatory, or contractual restrictions
 applicable to Issuer or to Client (including, without limitation, Regulation M or a modification
 to a sales plan with another broker-dealer or agent that was permitted pursuant to Rule 10b5-1(c)(1)(ii)(D)(1)).

In the case of the occurrence of an event described in 3.5a. or 3.5b. above, GS Entity will resume transactions in accordance with the Plan when, in its sole discretion, GS Entity determines that transactions may resume.

In the case of the occurrence of an event described in 3.5c. above, GS Entity will resume transactions in accordance with the Plan as promptly as practicable after GS Entity receives notice in writing by Issuer, or by Client with the written acknowledgement of Issuer, that transactions may resume.

Shares allocated under the Plan during a period that has elapsed due to a suspension arising from an event

described in 3.5a., 3.5b.:

---

| | |
|:---|:---|
| &nbsp;&nbsp;☑ | will carry forward as follows, in accordance with instructions described in, and assuming that orders related to such Shares did not expire pursuant to, **<u>SECTION III</u>** |
| &nbsp;&nbsp;¨ | will carry forward to the first trading day following such suspension |
| &nbsp;&nbsp;¨ | will be grouped with the following amount of shares in the next Trade Date |
| &nbsp;&nbsp;◻ | will not carry forward and shall be cancelled |
| &nbsp;&nbsp;¨ | <u>other:</u> |

---

For the avoidance of doubt, all orders related to sales scheduled to be effected during a suspension arising from an event described in 3.5c. shall be deemed to be cancelled and shall not be effected pursuant to this Plan.

3.6 Termination: The Plan shall terminate on
 the earliest to occur of the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. The termination date specified in **SECTION III**;

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. The completion of all transactions in **SECTION III**;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. GS Entity's reasonable determination
 that: (i) the Plan does not comply with Rule 10b5-1(c) or other applicable laws, (ii) Client
 has not complied with the Plan, or (iii) Client's representations or warranties are
 not true and correct, or Client can no longer make such representations and warranties;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d. GS Entity receives notice of the death,
 dissolution, liquidation, bankruptcy, or insolvency of any Client or the Issuer, as applicable;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e. GS Entity receives notice of the closing
 of a merger, recapitalization, acquisition, tender or exchange offer, or other business combination
 or reorganization resulting in the exchange or conversion of Shares of Issuer into shares
 of another company;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;f. The stock of Issuer is no longer listed
 on a national securities exchange; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;g. GS
 Entity receives notice in writing of termination of the Plan from Client substantially in
 the form of ANNEX A ,
 with the written acknowledgement of Issuer.

Client acknowledges that the termination of the Plan before completion or expiration without execution of all transactions in Section III may affect the eligibility of Client's later-commencing stock trading plan for the affirmative defense under Rule 10b5-1(c)(1).

3.7 Amendment: The Plan may be amended only
 in writing entered into by Client and GS Entity, and acknowledged in writing by Issuer.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. at
 a time when Client is otherwise permitted to effect transactions under Issuer's trading
 policies, and does not possess material non-public information about Issuer or its securities,
 and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. the
 amendment does not violate or conflict with any policy of the Issuer, including the Issuer's
 insider trading policy.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. to
 the best of Issuer's knowledge, there are no legal, regulatory, contractual, or other
 restrictions applicable to Client or Client's affiliates that would prohibit or limit
 Client from either entering into the amendment or any transaction pursuant to the amendment;
 and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d. to
 the best of Issuer's knowledge, Client has not entered into any other plan for trading
 with respect to Securities other than the amendment.

Client understands Plan amendments may bring into question the "good faith" aspect of Rule 10b5-1(c) and such instructions to amend a previously adopted trading plan could potentially jeopardize the affirmative defense described thereunder. Client further understands that any modification or change to the amount, price, or timing of the transactions under the Plan is a termination of the Plan and the adoption of a new contract, instruction, or written stock trading plan subject to a new cooling off period applicable to Client pursuant to Rule 10b5-1(c)(1)(ii)(B).

3.8 This Plan modifies and supplements any client
 agreement with the GS Entity ("Client Agreement"), solely for the purpose of
 effecting this Plan in accordance with the terms herein. In all other respects, the terms
 and conditions of such Client Agreement shall continue to govern the relationship with the
 GS Entity. Capitalized terms used in this Plan and not otherwise defined herein shall have
 the meanings specified in the Client Agreement. In the event of any inconsistency between
 the provisions of this Plan and the Client Agreement, this Plan shall prevail to the extent
 of such inconsistency.

3.9 Indemnification

Client agrees that GS Entity and its affiliates and their respective directors, officers, employees, and agents (collectively, "**GS Persons**") shall not have any liability whatsoever to Client for any action taken or omitted to be taken in connection with the Plan, any transaction under the Plan, or any amendment, modification, or termination of the Plan, unless such liability is determined in a non-appealable order of a court of competent jurisdiction to have resulted solely from the gross negligence, willful misconduct, or bad faith of the GS Person. Client further agrees to hold each GS Person free and harmless from any and all losses, damages, liabilities, or expenses (including reasonable attorneys' fees and costs) incurred or sustained by such GS Person in connection with or arising out of any suit, action, or proceeding relating to the Plan, any transaction under the Plan, or any amendment, modification, or termination of the Plan (each an "Action") and to reimburse each GS Person for its expenses, as they are incurred, in connection with any Action, unless such loss, damage, liability, or expense is determined in a non-appealable order of a court of competent jurisdiction to be solely the result of such GS Person's gross negligence, willful misconduct, or bad faith. This 3.9 shall survive termination of the Plan.

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

3.10 Where GSBZ is checked as the GS Entity
 on page 1, for the purpose of this Plan and any Transaction entered into hereunder, Client
 hereby explicitly authorizes GSBZ to communicate, forward any information and materials obtained
 from Client, or related to Client, including certain personal data relating to Client, beneficial
 owners, authorized signatories and other authorized persons on the account, to GSI, GSBE,
 Broker or their respective affiliates as is suitable. Client hereby releases GSBZ from all
 statutory or contractual secrecy obligations (including Swiss banking secrecy, securities
 dealers' secrecy, financial privacy and/or data protection) with respect to the matters
 set forth above. Client agrees to the processing, storage and/or transfer of such data and
 understands and acknowledges that the affiliates of GSBZ are established in jurisdictions
 outside Switzerland that may not have data protection laws that afford an equivalent protection.

Where GSBE is checked as the GS Entity on page 1, for the purpose of this Plan and any Transaction entered into hereunder, Client hereby explicitly authorizes GSBE to communicate, forward any information and materials obtained from Client, or related to Client, including certain personal data relating to Client, beneficial owners, authorized signatories and other authorized persons on the account, to GSI, Broker or their respective affiliates as is suitable. Client hereby releases GSBE from all statutory or contractual secrecy obligations (including applicable banking secrecy, securities dealers' secrecy, financial privacy and/or data protection) with respect to the matters set forth above. Client agrees to the processing, storage and/or transfer of such data and understands and acknowledges that the affiliates of GSBE are established in jurisdictions that may not have data protection laws that afford an equivalent protection.

3.11 Governing Law

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. Subject to sub-paragraph (b) below,
 this Plan and each transaction entered into hereunder will be governed by, and construed
 and enforced in accordance with, the law of the State of New York without reference to its
 choice of law doctrine.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. Notwithstanding the foregoing where
 this Plan is entered into between Client and:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) GSI, GSALLC or GSSP as GS Entity,
 this Plan and all non-contractual obligations arising out of or in relation to this Plan
 shall be governed by, and construed and enforced in accordance with, English law;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) GSBE as GS Entity, this Plan and
 all non-contractual obligations arising out of or in relation to this Plan shall be governed
 by and construed in accordance with the governing law of the Client Agreement; or

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) GSBZ as GS Entity, this Plan is
 subject to Swiss law and in particular to Swiss mandate law according to art. 394 ss. of
 the Swiss Code of Obligations. For the avoidance of doubt the choice of Swiss law extends
 to the issues covered by the Hague Convention on the Law applicable to certain Rights in
 respect of Securities held with an Intermediary of 5 July 2006 (Hague Securities Convention).
 Place of performance, place for debt enforcement and collection proceedings for Client and
 venue for all proceedings is Zurich, Switzerland. GSBZ is, however, entitled to take legal
 action against the Client before any competent court or administrative authority in Switzerland
 or abroad. Swiss law shall also be applicable in such cases, provided that, all terms and
 phrases which are used in this Plan and which expressly refer to statutory provisions of
 the United States of America or any state thereof shall be governed by and construed in accordance
 with the federal laws of the United States of America and the law of the State of New York
 without regard to the choice of law provisions thereof.

---

| | |
|:---|:---|
| ![](tm239537d1_ex99-gimg001.jpg) | 10b5-1 Plan |

---

**ANNEX A: TERMINATION NOTICE**

cc: [ISSUER] <br>To: [GS ENTITY],

This notice hereby serves as a termination notice of the Plan, adopted on [PLAN ADOPTION DATE], to [BUY or SELL] shares of [ISSUER] ([TICKER]). Each of the undersigned Client(s) confirms that (a) Client(s) is/are terminating the Plan in good faith and not as part of a plan or scheme to evade the prohibitions of Rule 10b5-1, and (b) [ISSUER] has reviewed, and not objected to, this termination notice.

Regards,

**CLIENT**

---

| | |
|:---|:---|
| &nbsp;&nbsp;Signed:<br>**X** | &nbsp;&nbsp;Print Name: |
| Title: | Date: |

---

------

cc: [CLIENT] <br>To: [GS ENTITY]

The undersigned Issuer confirms receipt of a copy of the Termination Notice, and that it has reviewed and does not object to the Termination Notice.

**ISSUER**

---

| | |
|:---|:---|
| &nbsp;&nbsp;Signed:<br>**X** | &nbsp;&nbsp;Print Name: |
| Title: | Date: |

---