# EDGAR Filing Document

**Accession Number:** 0001911308
**File Stem:** 0001172661-23-000663
**Filing Date:** 2023-2
**Character Count:** 12401
**Document Hash:** efd6e4b4af215fc0d6305d150f1bc40f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000663.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001172661-23-000663

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SFI Advisors, LLC
- **CENTRAL INDEX KEY:** 0001911308
- **IRS NUMBER:** 264775152
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22235
- **FILM NUMBER:** 23613670

**BUSINESS ADDRESS:**
- **STREET 1:** 79 MIDLAND AVE.
- **CITY:** MONTCLAIR
- **STATE:** NJ
- **ZIP:** 07042
- **BUSINESS PHONE:** 973-744-1014

**MAIL ADDRESS:**
- **STREET 1:** 79 MIDLAND AVE.
- **CITY:** MONTCLAIR
- **STATE:** NJ
- **ZIP:** 07042

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SFI Advisors LLC<br>**Address:** 79 Midland Ave.<br>Montclair, NJ 07042

**Form 13F File Number:** 028-22235

**CRD Number (if applicable):** 000287929

**SEC File Number (if applicable):** 801-110293

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Joel A Schreiber<br>**Title:** Director of Financial Planning<br>**Phone:** 973-826-8222

**Signature, Place, and Date of Signing:**

/s/ Joel A Schreiber  Montclair, NJ  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 82

**Form 13F Information Table Value Total:** $92095878

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 |  | 72633 | 27617 | SH |  | SOLE |  | 0 | 0 | 27617 |
| ABRDN GLOBAL INCOME FUND INC | COM | 003013109 |  | 200464 | 41590 | SH |  | OTR |  | 20795 | 0 | 20795 |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L108 |  | 146468 | 37556 | SH |  | SOLE |  | 0 | 0 | 37556 |
| ADVISORSHARES TR | ADVISORSHS ETF | 00768Y560 |  | 377607 | 7941 | SH |  | OTR |  | 993 | 0 | 6948 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 |  | 173585 | 18827 | SH |  | SOLE |  | 0 | 0 | 18827 |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 |  | 54066 | 12372 | SH |  | SOLE |  | 0 | 0 | 12372 |
| AMPLIFY ETF TR | ONLIN RETL ETF | 032108102 |  | 2209797 | 56676 | SH |  | OTR |  | 2560 | 0 | 54116 |
| ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 |  | 183452 | 14321 | SH |  | SOLE |  | 0 | 0 | 14321 |
| APPLE INC | COM | 037833100 |  | 3564760 | 27436 | SH |  | SOLE |  | 0 | 0 | 27436 |
| ATI PHYSICAL THERAPY INC | COM CL A | 00216W109 |  | 6613 | 21682 | SH |  | SOLE |  | 0 | 0 | 21682 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 365926 | 41868 | SH |  | OTR |  | 2617 | 0 | 39251 |
| CBRE GBL REAL ESTATE INC FD | COM | 12504G100 |  | 363941 | 63515 | SH |  | OTR |  | 5293 | 0 | 58222 |
| COHEN  STEERS CLOSED-END OP | COM | 19248P106 |  | 110645 | 10588 | SH |  | OTR |  | 3529 | 0 | 7059 |
| CRYO-CELL INTL INC | COM | 228895108 |  | 699219 | 165300 | SH |  | SOLE |  | 0 | 0 | 165300 |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 |  | 207231 | 20996 | SH |  | OTR |  | 6999 | 0 | 13997 |
| ETF SER SOLUTIONS | US GLB JETS | 26922A842 |  | 378988 | 22189 | SH |  | OTR |  | 569 | 0 | 21620 |
| EXCHANGE LISTED FDS TR | HIGH YIELD ETF | 30151E814 |  | 201346 | 7759 | SH |  | SOLE |  | 0 | 0 | 7759 |
| FIDELITY COVINGTON TRUST | CLOUD COMPUTNG | 316092246 |  | 813139 | 54979 | SH |  | OTR |  | 3054 | 0 | 51925 |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 316092873 |  | 1075918 | 34640 | SH |  | OTR |  | 1676 | 0 | 32964 |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 316092204 |  | 2269977 | 40049 | SH |  | OTR |  | 2302 | 0 | 37747 |
| FIRST TR ABRDN GBL OPP INCM | COM SHS | 337319107 |  | 157128 | 26188 | SH |  | SOLE |  | 0 | 0 | 26188 |
| FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 33737J307 |  | 927746 | 23825 | SH |  | OTR |  | 905 | 0 | 22920 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 867350 | 18172 | SH |  | OTR |  | 527 | 0 | 17645 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 |  | 1452975 | 37390 | SH |  | OTR |  | 1061 | 0 | 36329 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 3753051 | 96953 | SH |  | OTR |  | 3298 | 0 | 93655 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 3484688 | 32049 | SH |  | OTR |  | 1435 | 0 | 30614 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 3471569 | 79043 | SH |  | OTR |  | 3074 | 0 | 75969 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 |  | 2504750 | 20339 | SH |  | OTR |  | 590 | 0 | 19749 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ OIL GAS | 33738R845 |  | 2259448 | 80810 | SH |  | OTR |  | 3565 | 0 | 77245 |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 33733E203 |  | 3571192 | 23170 | SH |  | OTR |  | 943 | 0 | 22227 |
| FIRST TR EXCHNG TRADED FD VI | EXPANDED TECHNOL | 33740U851 |  | 3808275 | 236392 | SH |  | OTR |  | 8691 | 0 | 227701 |
| FIRST TR MLP  ENERGY INCOM | COM | 33739B104 |  | 94415 | 12089 | SH |  | OTR |  | 6044 | 0 | 6045 |
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 |  | 462740 | 4397 | SH |  | OTR |  | 157 | 0 | 4240 |
| FLAHERTY  CRUMRINE PFD INCO | COM | 338480106 |  | 335055 | 30158 | SH |  | OTR |  | 1885 | 0 | 28273 |
| FLAHERTY  CRUMRINE PFD SECS | COM | 338478100 |  | 183725 | 12232 | SH |  | SOLE |  | 0 | 0 | 12232 |
| FLEXSHARES TR | INT QLTDVDYNAM | 33939L829 |  | 303831 | 12581 | SH |  | OTR |  | 331 | 0 | 12250 |
| GABELLI CONV  INC SECS FD I | COM | 36240B109 |  | 155539 | 32404 | SH |  | SOLE |  | 0 | 0 | 32404 |
| GLOBAL X FDS | MSCI CHINA CON | 37954Y558 |  | 1453772 | 64242 | SH |  | OTR |  | 1397 | 0 | 62845 |
| INVESCO EXCHANGE TRADED FD T | S EQL HLT | 46137V332 |  | 239426 | 830 | SH |  | SOLE |  | 0 | 0 | 830 |
| INVESCO EXCHANGE TRADED FD T | DYNMC SEMICNDT | 46137V647 |  | 1585417 | 15842 | SH |  | OTR |  | 337 | 0 | 15505 |
| INVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 46137V852 |  | 2616546 | 21271 | SH |  | OTR |  | 1005 | 0 | 20266 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 |  | 1865867 | 51246 | SH |  | OTR |  | 1898 | 0 | 49348 |
| INVESCO EXCHANGE TRADED FD T | DYNMC MEDIA | 46137V696 |  | 1660312 | 51707 | SH |  | OTR |  | 899 | 0 | 50808 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 798164 | 9663 | SH |  | OTR |  | 210 | 0 | 9453 |
| INVESCO EXCHANGE TRADED FD T | DWA STAPLES | 46137V886 |  | 2306958 | 27909 | SH |  | OTR |  | 1382 | 0 | 26527 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 336300 | 7330 | SH |  | OTR |  | 1466 | 0 | 5864 |
| ISHARES TR | US TRSPRTION | 464287192 |  | 241739 | 1132 | SH |  | SOLE |  | 0 | 0 | 1132 |
| ISHARES TR | ASIA 50 ETF | 464288430 |  | 942678 | 16614 | SH |  | OTR |  | 1120 | 0 | 15494 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 229283 | 1315 | SH |  | OTR |  | 146 | 0 | 1169 |
| ISHARES TR | US BR DEL SE ETF | 464288794 |  | 5179384 | 53879 | SH |  | OTR |  | 1633 | 0 | 52246 |
| ISHARES TR | U.S. FIN SVC ETF | 464287770 |  | 4784119 | 30372 | SH |  | OTR |  | 987 | 0 | 29385 |
| ISHARES TR | GLB CNSM STP ETF | 464288737 |  | 847067 | 14203 | SH |  | OTR |  | 1093 | 0 | 13110 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 |  | 375412 | 4482 | SH |  | OTR |  | 264 | 0 | 4218 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 3835575 | 14992 | SH |  | OTR |  | 484 | 0 | 14508 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 492266 | 9364 | SH |  | OTR |  | 307 | 0 | 9057 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 |  | 432598 | 18899 | SH |  | OTR |  | 540 | 0 | 18359 |
| NETFLIX INC | COM | 64110L106 |  | 275713 | 935 | SH |  | SOLE |  | 0 | 0 | 935 |
| NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 |  | 94208 | 14274 | SH |  | SOLE |  | 0 | 0 | 14274 |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 |  | 152751 | 30010 | SH |  | SOLE |  | 0 | 0 | 30010 |
| OXFORD LANE CAP CORP | COM | 691543102 |  | 124773 | 24610 | SH |  | OTR |  | 12305 | 0 | 12305 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 1925758 | 41638 | SH |  | OTR |  | 822 | 0 | 40816 |
| PIMCO CORPORATE  INCOME OPP | COM | 72201B101 |  | 187572 | 15618 | SH |  | SOLE |  | 0 | 0 | 15618 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 |  | 189550 | 40074 | SH |  | SOLE |  | 0 | 0 | 40074 |
| PIMCO MUN INCOME FD | COM | 72200R107 |  | 321839 | 30857 | SH |  | OTR |  | 5143 | 0 | 25714 |
| PROSHARES TR | MSCI EAFE DIVD | 74347B839 |  | 773573 | 21856 | SH |  | OTR |  | 754 | 0 | 21102 |
| PROSPECT CAP CORP | COM | 74348T102 |  | 82622 | 11820 | SH |  | SOLE |  | 11820 | 0 | 0 |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 |  | 797789 | 32273 | SH |  | OTR |  | 820 | 0 | 31453 |
| SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 |  | 817100 | 28108 | SH |  | OTR |  | 1721 | 0 | 26387 |
| SPDR SER TR | AEROSPACE DEF | 78464A631 |  | 2339333 | 21257 | SH |  | OTR |  | 931 | 0 | 20326 |
| SPDR SER TR | S KENSHO INTLG | 78468R697 |  | 1726506 | 52841 | SH |  | OTR |  | 2439 | 0 | 50402 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 227118 | 5840 | SH |  | SOLE |  | 0 | 0 | 5840 |
| SPDR SER TR | S SEMICNDCTR | 78464A862 |  | 3277875 | 19601 | SH |  | OTR |  | 797 | 0 | 18804 |
| SPDR SER TR | S RETAIL ETF | 78464A714 |  | 429558 | 7106 | SH |  | SOLE |  | 0 | 0 | 7106 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 |  | 485728 | 3468 | SH |  | SOLE |  | 3468 | 0 | 0 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 921932869 |  | 409414 | 2418 | SH |  | OTR |  | 302 | 0 | 2116 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 2056738 | 10256 | SH |  | OTR |  | 327 | 0 | 9929 |
| VIRTUS DIVERSIFIED INCM  CO | COM | 92840N100 |  | 398817 | 21488 | SH |  | OTR |  | 1653 | 0 | 19835 |
| VIRTUS STONE HBR EMG MKTS TO | COM | 86164W100 |  | 217106 | 44489 | SH |  | SOLE |  | 0 | 0 | 44489 |
| VIRTUS STONE HBR EMRG MKTS I | COM | 86164T107 |  | 106796 | 25672 | SH |  | SOLE |  | 0 | 0 | 25672 |
| WESTERN ASSET MTG DEFINED OP | COM | 95790B109 |  | 141949 | 13180 | SH |  | SOLE |  | 0 | 0 | 13180 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 |  | 1665712 | 62433 | SH |  | OTR |  | 2191 | 0 | 60242 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 |  | 1377845 | 54938 | SH |  | OTR |  | 2981 | 0 | 51957 |

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