# EDGAR Filing Document

**Accession Number:** 0001158780
**File Stem:** 0001213900-23-008417
**Filing Date:** 2023-2
**Character Count:** 15252
**Document Hash:** e88bfcc7e38931afd23c520ff74c3c6c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-23-008417.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001213900-23-008417

**CONFORMED SUBMISSION TYPE**: SC 13G/A

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230206

**DATE AS OF CHANGE**: 20230206

**GROUP MEMBERS**: REGALS CAPITAL MANAGEMENT LP

**GROUP MEMBERS**: REGALS FUND LP

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pluri Inc.
- **CENTRAL INDEX KEY:** 0001158780
- **STANDARD INDUSTRIAL CLASSIFICATION:** BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
- **IRS NUMBER:** 980351734
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-78785
- **FILM NUMBER:** 23590556

**BUSINESS ADDRESS:**
- **STREET 1:** MATAM ADVANCED TECHNOLOGY PARK
- **STREET 2:** BUILDING NO. 5
- **CITY:** HAIFA
- **STATE:** L3
- **ZIP:** 3508409
- **BUSINESS PHONE:** 972-74-710-7171

**MAIL ADDRESS:**
- **STREET 1:** MATAM ADVANCED TECHNOLOGY PARK
- **STREET 2:** BUILDING NO. 5
- **CITY:** HAIFA
- **STATE:** L3
- **ZIP:** 3508409

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PLURISTEM THERAPEUTICS INC
- **DATE OF NAME CHANGE:** 20071228

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PLURISTEM LIFE SYSTEMS INC
- **DATE OF NAME CHANGE:** 20030701

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AI SOFTWARE INC
- **DATE OF NAME CHANGE:** 20010906
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Slager David Mark
- **CENTRAL INDEX KEY:** 0001477733

**FILING VALUES:**
- **FORM TYPE:** SC 13G/A

**MAIL ADDRESS:**
- **STREET 1:** 152 WEST 57TH STREET,
- **STREET 2:** 9TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**SCHEDULE 13G/A**

**Under the Securities Exchange Act of 1934<br> (Amendment No. 1)\***

**PLURI INC.**

(Name of Issuer)

**Common Stock, par value $0.00001 per share**

(Title of Class of Securities)

**72942G 104**

(CUSIP Number)

**December 31, 2022**

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

\* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 2 of 9 Pages** |

---

**1.** Names of Reporting Persons Regals Capital Management LP

**2.** Check
 the Appropriate Box if a Member of a Group (*See* Instructions) (a)
 ☐ (b)
 ☐

**3.** SEC Use Only

**4.** Citizenship or Place of Organization Delaware

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp; **5.**<br>| &nbsp;&nbsp; Sole Voting Power<br>0<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**6.** | &nbsp;&nbsp; Shared Voting Power<br>1,554,939<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**7.** | &nbsp;&nbsp; Sole Dispositive Power<br>0<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**8.** | &nbsp;&nbsp; Shared Dispositive Power<br>1,554,939<br>|

---

**9.** Aggregate Amount Beneficially Owned by Each Reporting Person 1,554,939

**10.** Check
 if the Aggregate Amount in Row (9) Excludes Certain Shares (*See* Instructions) ☐

**11.** Percent of Class Represented by Amount in Row (9) 3.98%

**12.** Type of Reporting Person (*See* Instructions) PN

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 3 of 9 Pages** |

---

**1.** Names of Reporting Persons Regals Fund LP

**2.** Check
 the Appropriate Box if a Member of a Group (*See* Instructions) (a)
 ☐ (b)
 ☐

**3.** SEC Use Only

**4.** Citizenship or Place of Organization Delaware

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp; **5.**<br>| &nbsp;&nbsp; Sole Voting Power<br>0<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**6.** | &nbsp;&nbsp; Shared Voting Power<br>1,554,939<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**7.** | &nbsp;&nbsp; Sole Dispositive Power<br>0<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**8.** | &nbsp;&nbsp; Shared Dispositive Power<br>1,554,939<br>|

---

**9.** Aggregate Amount Beneficially Owned by Each Reporting Person 1,554,939

**10.** Check
 if the Aggregate Amount in Row (9) Excludes Certain Shares (*See* Instructions) ☐

**11.** Percent of Class Represented by Amount in Row (9) 3.98%

**12.** Type of Reporting Person (*See* Instructions) PN

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 4 of 9 Pages** |

---

**1.** Names of Reporting Persons David M. Slager

**2.** Check
 the Appropriate Box if a Member of a Group (*See* Instructions) (a)
 ☐ (b)
 ☐

**3.** SEC Use Only

**4.** Citizenship or Place of Organization Dutch

---

| | | |
|:---|:---|:---|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp; **5.**<br>| &nbsp;&nbsp; Sole Voting Power<br>750,938<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**6.** | &nbsp;&nbsp; Shared Voting Power<br>1,554,939<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**7.** | &nbsp;&nbsp; Sole Dispositive Power<br>750,938<br>|
| &nbsp;&nbsp; <br> **NUMBER OF**<br> **SHARES**<br> **BENEFICIALLY**<br> **OWNED BY**<br> **EACH**<br> **REPORTING**<br> **PERSON**<br> **WITH** | &nbsp;&nbsp;**8.** | &nbsp;&nbsp; Shared Dispositive Power<br>1,554,939<br>|

---

**9.** Aggregate Amount Beneficially Owned by Each Reporting Person 2,305,877

**10.** Check
 if the Aggregate Amount in Row (9) Excludes Certain Shares (*See* Instructions) ☐

**11.** Percent of Class Represented by Amount in Row (9) 5.90%

**12.** Type of Reporting Person (*See* Instructions) IN

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 5 of 9 Pages** |

---

This Amendment No. 1 is filed with respect to the shares of Common Stock of the Issuer (as defined below) beneficially owned by the Reporting Persons (as defined below) as of December 31, 2022, and amends and reinstates the Schedule 13G filed by the Reporting Persons on January 24, 2022.

Item 1(a). Name of Issuer

Pluri Inc.

Item 1(b). Address of Issuer's Principal Executive Offices

MATAM Advanced Technology Park, Building No. 5 Haifa, Israel 3508409.

Item 2(a). Name of Person Filing

This Schedule is filed on behalf of each of the following Reporting Persons:

(1) Regals Capital Management LP ("Regals Management")

(2) Regals Fund LP ("Regals Fund")

(3) David M. Slager ("Mr. Slager")

Item 2(b). Address of Principal Business Offices or, if None, Residence

The address of each Reporting Person is:

c/o Regals Capital Management LP<br> 152 West 57th Street, 9th Floor<br> New York, NY 10019

Item 2(c). Citizenship

Each of Regals Management and Regals Fund is a Delaware limited partnership.

Mr. Slager is a citizen of The Netherlands.

Item 2(d). Title of Class of Securities

Common Stock.

Item 2(e). CUSIP Number

72942G 104

**Item 3.** **If the statement is being filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the filing person is a:**

Not Applicable

(a) ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b) ☐ Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c);

(c) ☐ Insurance company as defined in section 3(a)(19) of
the Act (15 U.S.C. 78c);

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 6 of 9 Pages** |

---

(d) ☐ Investment company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e) ☐ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f) ☐ An employee benefit plan or endowment fund in accordance
with § 240.13d-1(b)(1)(ii)(F);

(g) ☐ A parent holding company or control person in accordance
with § 240.13d-1(b)(1)(ii)(G);

(h) ☐ A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i) ☐ A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C.
80a-3);

(j) ☐ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k) ☐ Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:__________________________________________________________________________

Item 4. Ownership

&nbsp;&nbsp;&nbsp;&nbsp;(a) Amount beneficially owned:

As of the date hereof, Regals Fund directly owned 1,554,939 shares of Common Stock. Regals Management, as the investment manager of Regals Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Regals Fund. Mr. Slager, as the managing member of the general partner of Regals Management, may be deemed to beneficially own the shares of Common Stock beneficially owned by Regals Management, in addition to the 750,938 shares of Common Stock he owns directly.

&nbsp;&nbsp;&nbsp;&nbsp;(b) Percent of class:

The aggregate percentage of shares of Common Stock reported owned by each person named herein is based upon 39,103,018 shares of Common Stock outstanding as of February 6, 2023, as reported by issuer to the Reporting Persons. As of the date hereof, each of Regals Fund and Regals Management may be deemed to have beneficially owned approximately 3.98% of the shares of Common Stock outstanding and Mr. Slager may be deemed to beneficially have owned approximately 5.90% of the shares of Common Stock outstanding.

&nbsp;&nbsp;&nbsp;&nbsp;(c) Number of shares as to which the person has:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) Sole power to vote or to direct the vote:

See Cover Pages Items 5-9

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(ii) Shared power to vote or to direct the vote:

See Cover Pages Items 5-9

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 7 of 9 Pages** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iii) Sole power to dispose or to direct the disposition of:

See Cover Pages Items 5-9

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(iv) Shared power to dispose or to direct the disposition of:

See Cover Pages Items 5-9

### Item 5. Ownership of Five Percent or Less of a Class
Not Applicable

### Item 6. Ownership of More Than Five Percent on Behalf of Another
Person
Not Applicable

**Item 7.** **Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person**

Not Applicable

Item 8. Identification and Classification of Members of the Group

Not Applicable

Item 9. Notice of Dissolution of Group

Not Applicable

Item 10. Certification

By signing below each Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 8 of 9 Pages** |

---

**SIGNATURE**

After reasonable inquiry and to the best of its knowledge and belief, each Reporting Person certifies that the information set forth in this statement is true, complete and correct.

---

| | |
|:---|:---|
| Dated: February 6, 2023 | Regals Capital Management LP |
|  | By: Regals Capital Holdings LLC, its general partner |
|  | /s/ David M. Slager |
|  | Name: David M. Slager |
|  | Title: Managing Member |
| Dated: February 6, 2023 | Regals Fund LP |
|  | By: Regals Fund GP LLC, its general partner |
|  | /s/ David M. Slager |
|  | Name: David M. Slager |
|  | Title: Managing Member |
| Dated: February 6, 2023 | David M. Slager |
|  | /s/ David M. Slager |
|  | Name: David M. Slager |

---

*Attention.* Intentional misstatements or omissions of fact constitute Federal criminal violations (*see* 18 U.S.C. 1001).

---

| | | |
|:---|:---|:---|
| **CUSIP No. 72942G 104** | **13G/A** | **Page 9 of 9 Pages** |

---

**EXHIBIT INDEX**

---

| | |
|:---|:---|
| **Exhibit** | **Description** |
| 99.1 | [Agreement of Joint Filing. (Filed herewith)](ea172803ex99-1_pluri.htm) |

---

## Exhibit 99.1

**Exhibit 99.1**

AGREEMENT OF JOINT FILING

The undersigned hereby agree that the Schedule 13G with respect to the shares of common stock, $0.00001 par value per share, of Pluristem Therapeutics Inc., dated as of February 6, 2023, is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

---

| | |
|:---|:---|
| Dated: February 6, 2023 | Regals Capital Management LP |
|  | By: Regals Capital Holdings LLC, its general partner |
|  | /s/ David M. Slager |
|  | Name: David M. Slager |
|  | Title: Managing Member |
| Dated: February 6, 2023 | Regals Fund LP |
|  | By: Regals Fund GP LLC, its general partner |
|  | /s/ David M. Slager |
|  | Name: David M. Slager |
|  | Title: Managing Member |
| Dated: February 6, 2023 | David M. Slager |
|  | /s/ David M. Slager |
|  | Name: David M. Slager |

---