# EDGAR Filing Document

**Accession Number:** 0000722574
**File Stem:** 0000035402-26-000402
**Filing Date:** 2026-1
**Character Count:** 73285
**Document Hash:** c8581eacb2a48880f27bd6894d7e1f9c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000035402-26-000402.hdr.sgml**: 20260123

**ACCESSION NUMBER**: 0000035402-26-000402

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251130

**FILED AS OF DATE**: 20260123

**DATE AS OF CHANGE**: 20260123

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIDELITY ADVISOR SERIES I
- **CENTRAL INDEX KEY:** 0000722574

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-03785
- **FILM NUMBER:** 26555335

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-563-7000

**MAIL ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY ADVISOR SERIES 1
- **DATE OF NAME CHANGE:** 19930706

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY BROAD STREET TRUST
- **DATE OF NAME CHANGE:** 19920820

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FIDELITY ADVISOR EQUITY PORTFOLIO GROWTH
- **DATE OF NAME CHANGE:** 19920703

## Series and Classes Contracts Data

### Fidelity Advisor Series Growth Opportunities Fund (Series ID: S000042623)

| Class ID   | Class Name                                        | Ticker Symbol   |
|:---|:---|:---|
| C000131778 | Fidelity Advisor Series Growth Opportunities Fund | FAOFX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Fidelity Advisor Series I

- **b. Investment Company Act file number:** 811-03785

- **c. CIK number of Registrant:** 0000722574

- **d. LEI of Registrant:** C7J4FOV6ELAVE39B7M82

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 245 Summer Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02210

  - **Telephone number:** 1-800-FIDELITY

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fidelity Advisor Series Growth Opportunities Fund

- **b. EDGAR series identifier (if any):** S000042623

- **c. LEI of Series:** 549300XWFJUGM31VBN02

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1006606102.95

**Total Liabilities:** $6294126.59

**Net Assets:** $1000311976.36

**Cash Not Reported:** $545723.75

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000131778 | 4.45%                | 2.76%                | -2.44%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $7758196.66              | $35207866.81                               |
| Month 2  | $9756078.54              | $18136846.02                               |
| Month 3  | $8944447.64              | $-34440248.62                              |

### Schedule of Portfolio Investments

| Name                                                | Title                                                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AT and T INC                                        | AT and T INC                                                                            | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |    132000 | NS      | $3434640.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| ADVANCED MICRO DEVICES INC                          | ADVANCED MICRO DEVICES INC                                                              | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     38000 | NS      | $8266140.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNICO EAGLE MINES LTD                              | AGNICO EAGLE MINES LTD                                                                  | CUSIP: 008474108<br>LEI: YGE0EUBRF7IJOB3QRX76 | Long             | EC               | CORP              | CA        |     16700 | NS      | $2912981.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC                         | ALNYLAM PHARMACEUTICALS INC                                                             | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |     11063 | NS      | $4991957.49   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                        | ALPHABET INC CL C                                                                       | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    195960 | NS      | $62730715.20  | 6.27%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC                                        | ALPHABET INC CL A                                                                       | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     19000 | NS      | $6083420.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                                      | AMAZON.COM INC                                                                          | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    276480 | NS      | $64480665.60  | 6.45%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLE INC                                           | APPLE INC                                                                               | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    158113 | NS      | $44089810.05  | 4.41%             |  |  |  | No            |                  1 | On Loan: No      |
| ASCENDIS PHARMA A/S                                 | ASCENDIS PHARMA AS SPON ADR                                                             | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |      8116 | NS      | $1723270.28   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| BOSTON SCIENTIFIC CORP                              | BOSTON SCIENTIFIC CORP                                                                  | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |    105501 | NS      | $10716791.58  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BUILDERS FIRSTSOURCE INC                            | BUILDERS FIRSTSOURCE                                                                    | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |     54300 | NS      | $6094089.00   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLENO THERAPEUTICS INC                             | SOLENO THERAPEUTICS INC                                                                 | CUSIP: 834203309<br>LEI: 5493003LCY77N7FXK844 | Long             | EC               | CORP              | US        |     34500 | NS      | $1740525.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CATERPILLAR INC                                     | CATERPILLAR INC                                                                         | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      1900 | NS      | $1093944.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CELESTICA INC                                       | CELESTICA INC                                                                           | CUSIP: 15101Q207<br>LEI: 549300J3CG5T6RZWLN53 | Long             | EC               | CORP              | CA        |      8200 | NS      | $2824162.00   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA COLA CO                                        | COCA COLA CO                                                                            | CUSIP: 191216100<br>LEI: UWJKFUJFZ02DKWI3RY53 | Long             | EC               | CORP              | US        |    102300 | NS      | $7480176.00   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| COMFORT SYSTEMS USA INC                             | COMFORT SYSTEMS USA INC                                                                 | CUSIP: 199908104<br>LEI: 5299009DT1ZA5HTU6R38 | Long             | EC               | CORP              | US        |      1300 | NS      | $1270022.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORP                               | COSTCO WHOLESALE CORP                                                                   | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      2700 | NS      | $2466693.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CYTOKINETICS INC                                    | CYTOKINETICS INC                                                                        | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |     66741 | NS      | $4547064.33   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| DELTA AIR LINES INC                                 | DELTA AIR INC                                                                           | CUSIP: 247361702<br>LEI: Q2CCMS6R0AS67HJMBN42 | Long             | EC               | CORP              | US        |     89800 | NS      | $5756180.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC                                  | META PLATFORMS INC CL A                                                                 | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     89189 | NS      | $57790012.55  | 5.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust                        | Fidelity Cash Central Fund                                                              | CUSIP: 31635A105<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |   1924119 | NS      | $1924504.32   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust                        | Fidelity Securities Lending Cash Central Fund                                           | CUSIP: 31635A303<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |   6268769 | NS      | $6269395.72   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| FLEX LTD                                            | FLEX LTD                                                                                | CUSIP: N/A<br>LEI: 549300EAQH74YHD07T53       | Long             | EC               | CORP              | SG        |    283047 | NS      | $16730908.17  | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| FRANCO NEVADA CORP                                  | FRANCO-NEVADA CORP                                                                      | CUSIP: 351858105<br>LEI: 98450064C1B5D3E94864 | Long             | EC               | CORP              | CA        |      3000 | NS      | $629520.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GALLAGHER (ARTHUR J.) and CO                        | ARTHUR J GALLAGHAR AND CO                                                               | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |     14600 | NS      | $3615252.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| GE AEROSPACE                                        | GE AEROSPACE                                                                            | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |      6400 | NS      | $1910080.00   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HILTON WORLDWIDE HOLDINGS INC                       | HILTON WORLDWIDE HOLDINGS INC                                                           | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     12000 | NS      | $3420360.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| INSMED INC                                          | INSMED INC                                                                              | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     10800 | NS      | $2243916.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUITIVE SURGICAL INC                              | INTUITIVE SURGICAL INC                                                                  | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      3500 | NS      | $2007180.00   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Name : iShares Ultra Short-Term Bond Active ETF | iShares Russell 1000 Growth ETF                                                         | CUSIP: 464287614<br>LEI: 549300G3FWQPUM47D181 | Long             | EC               | RF                | US        |      3700 | NS      | $1762865.00   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| ELI LILLY and CO                                    | ELI LILLY and CO                                                                        | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     23600 | NS      | $25381092.00  | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| MCKESSON CORP                                       | MCKESSON CORP                                                                           | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |       100 | NS      | $88112.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                                      | MICROSOFT CORP                                                                          | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |    188383 | NS      | $92686319.83  | 9.27%             |  |  |  | No            |                  1 | On Loan: No      |
| ROKU INC                                            | ROKU INC CLASS A                                                                        | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |    246836 | NS      | $23891256.44  | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| NRG ENERGY INC                                      | NRG ENERGY INC                                                                          | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |     43500 | NS      | $7372815.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| MONGODB INC                                         | MONGODB INC CL A                                                                        | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |      1100 | NS      | $365607.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX INC                                         | NETFLIX INC                                                                             | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |    149000 | NS      | $16029420.00  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                         | NVIDIA CORP                                                                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    763160 | NS      | $135079320.00 | 13.50%            |  |  |  | No            |                  1 | On Loan: No      |
| OREILLY AUTOMOTIVE INC                              | O'REILLY AUTOMOTIVE INC                                                                 | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     49200 | NS      | $5003640.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORP                                         | ORACLE CORP                                                                             | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     47400 | NS      | $9572430.00   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| UBER TECHNOLOGIES INC                               | UBER TECHNOLOGIES INC                                                                   | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     33476 | NS      | $2930489.04   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PG and E CORP                                       | PG and E CORP                                                                           | CUSIP: 69331C108<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | EC               | CORP              | US        |    138500 | NS      | $2232620.00   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC                     | PHILIP MORRIS INTL INC                                                                  | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     20100 | NS      | $3165348.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| CLOUDFLARE INC                                      | CLOUDFLARE INC                                                                          | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |      2800 | NS      | $560588.00    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| SPACE EXPLORATION TECHNOLOGIES CORP                 | SPACE EXPLORATION TECH CORP PP                                                          | CUSIP: N/A<br>LEI: 549300B9WLO96RQCXP87       | Long             | EC               | CORP              | US        |     63873 | NS      | $13541076.00  | 1.35%             |  |  |  | Yes           |                  3 | On Loan: No      |
| JUUL LABS INC                                       | JUUL LABS INC PC SER C P/P                                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     70175 | NS      | $133190.04    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ROLLS-ROYCE HOLDINGS PLC                            | ROLLS ROYCE HOLDINGS SPONS ADR                                                          | CUSIP: 775781206<br>LEI: 213800EC7997ZBLZJH69 | Long             | EC               | CORP              | GB        |    397800 | NS      | $5605002.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| SAP SE                                              | SAP SE                                                                                  | CUSIP: N/A<br>LEI: 529900D6BF99LW9R2E68       | Long             | EC               | CORP              | DE        |     18500 | NS      | $4466085.81   | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| SERVICENOW INC                                      | SERVICENOW INC                                                                          | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      2468 | NS      | $2005027.88   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| SYNOPSYS INC                                        | SYNOPSYS INC                                                                            | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |      1100 | NS      | $459811.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| T-MOBILE US INC                                     | T-MOBILE US INC                                                                         | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |    109924 | NS      | $22975215.24  | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MFG CO LTD                     | TAIWAN SEMIC MFG CO LTD SP ADR                                                          | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     90200 | NS      | $26294202.00  | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| AXON ENTERPRISE INC                                 | AXON ENTERPRISE INC                                                                     | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      9300 | NS      | $5023302.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                                           | TESLA INC                                                                               | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       260 | NS      | $111844.20    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TRANSDIGM GROUP INC                                 | TRANSDIGM GROUP INC                                                                     | CUSIP: 893641100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       800 | NS      | $1088136.00   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| COHERENT CORP                                       | COHERENT CORP                                                                           | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |      8100 | NS      | $1330506.00   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| UNITED AIRLINES HOLDINGS INC                        | UNITED AIRLINES HOLDINGS INC                                                            | CUSIP: 910047109<br>LEI: 98450079DA0B78DD6764 | Long             | EC               | CORP              | US        |     54600 | NS      | $5567016.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| VIKING THERAPEUTICS INC                             | VIKING THERAPEUTICS INC                                                                 | CUSIP: 92686J106<br>LEI: 529900IVC72YPFA25M37 | Long             | EC               | CORP              | US        |     36878 | NS      | $1357479.18   | 0.14%             |  |  |  | No            |                  1 | On Loan: —       |
| VISA INC                                            | VISA INC CL A                                                                           | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     44526 | NS      | $14891275.44  | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| WELLTOWER INC                                       | WELLTOWER INC                                                                           | CUSIP: 95040Q104<br>LEI: 254900F33BIAR82QTA19 | Long             | EC               | CORP              | US        |      6500 | NS      | $1353430.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| VISTRA CORP                                         | VISTRA CORP                                                                             | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |     25700 | NS      | $4596702.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| CARVANA CO                                          | CARVANA CO CL A                                                                         | CUSIP: 146869102<br>LEI: 5493003WEAK2PJ5WS063 | Long             | EC               | CORP              | US        |     67200 | NS      | $25166400.00  | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| ARGENX SE                                           | ARGENX SE SPONSORED ADR                                                                 | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      8327 | NS      | $7594057.46   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| DATADOG INC                                         | DATADOG INC CL A                                                                        | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |     28200 | NS      | $4512282.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| SPACE EXPLORATION TECHNOLOGIES CORP                 | SPACE EXPLORATION TECHNOLOGIES CORP CLASS C PP                                          | CUSIP: N/A<br>LEI: 549300B9WLO96RQCXP87       | Long             | EC               | CORP              | US        |      1006 | NS      | $213272.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SEA LTD                                             | SEA LTD ADR                                                                             | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     83640 | NS      | $11626796.40  | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| JUUL LABS INC                                       | JUUL LABS INC CLASS B                                                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       709 | NS      | $1345.66      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ROBLOX CORP                                         | ROBLOX CORP                                                                             | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    101900 | NS      | $9683557.00   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| SPOTIFY TECHNOLOGY SA                               | SPOTIFY TECHNOLOGY SA                                                                   | CUSIP: N/A<br>LEI: 549300B4X0JHWV0DTD60       | Long             | EC               | CORP              | LU        |       100 | NS      | $59887.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                                        | BROADCOM INC                                                                            | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |    138300 | NS      | $55729368.00  | 5.57%             |  |  |  | No            |                  1 | On Loan: No      |
| JUUL LABS INC                                       | JUUL LABS INC PC SER D P/P                                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |       938 | NS      | $1780.30      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| JUUL LABS INC                                       | JUUL LABS INC CLASS A P/P                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    836067 | NS      | $1586830.08   | 0.16%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BLINK HEALTH LLC                                    | BLINK HEALTH INC SER C PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     15631 | NS      | $524107.43    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WAYMO LLC                                           | WAYMO LLC SER A2 0% PC PERP P/P                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2896 | NS      | $211842.40    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| YANKA INDUSTRIES INC                                | YANKA (MASTERCLASS) INDUSTRIES INC SER E 0% PC PP                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     19716 | NS      | $37066.08     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS INC                                | NEUTRON HOLDINGS INC PP                                                                 | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | EC               | CORP              | US        |     77208 | NS      | $7411.97      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS INC                                | NEUTRON HOLDINGS INC CONV 4% 05/22/2027 PP                                              | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | DBT              | CORP              | US        |     47700 | PA      | $213886.80    | 0.02%             | 2027-05-22      | Fixed         | 0.04%                 | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS INC                                | NEUTRON HOLDINGS INC SER 1-C PC PP                                                      | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | EP               | CORP              | US        |   1387600 | NS      | $133209.60    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAXCYTE INC                                         | VAXCYTE INC                                                                             | CUSIP: 92243G108<br>LEI: 254900M7NMHTGASX8D95 | Long             | EC               | CORP              | US        |     58702 | NS      | $2912206.22   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| NEUTRON HOLDINGS INC                                | NEUTRON HOLDINGS INC CONV 4% 06/12/2027 PP                                              | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | DBT              | CORP              | US        |     13100 | PA      | $58740.40     | 0.01%             | 2027-06-12      | Fixed         | 0.04%                 | Yes           |                  3 | On Loan: No      |
| EPIC GAMES INC                                      | EPIC GAMES INC PP                                                                       | CUSIP: N/A<br>LEI: 549300I2RHITL4UP9K78       | Long             | EC               | CORP              | US        |      2200 | NS      | $1430198.00   | 0.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PALANTIR TECHNOLOGIES INC                           | PALANTIR TECHNOLOGIES INC                                                               | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     47700 | NS      | $8035065.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| DOUYIN CO LTD                                       | BYTEDANCE LTD SER E-1 PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | CN        |      4644 | NS      | $1113584.76   | 0.11%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RELATIVITY SPACE INC                                | RELATIVITY SPACE INC                                                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       504 | NS      | $534.24       | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| RAD POWER BIKES INC                                 | RAD POWER BIKES INC PP                                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     13874 | NS      | $0.14         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BLINK HEALTH LLC                                    | BLINK HEALTH INC A-1 PP                                                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      2573 | NS      | $86272.69     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| AFFIRM HOLDINGS INC                                 | AFFIRM HOLDINGS INC                                                                     | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     72400 | NS      | $5136780.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| RAD POWER BIKES INC                                 | RAD POWER BIKES INC SER A PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      1809 | NS      | $0.02         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RAD POWER BIKES INC                                 | RAD POWER BIKES INC SER C PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      7117 | NS      | $0.07         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BETA TECHNOLOGIES INC                               | BETA TECHNOLOGIES INC                                                                   | CUSIP: 086921103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3100 | NS      | $84537.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ENEVATE CORPORATION                                 | ENEVATE CORPORATION SER E PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |    285844 | NS      | $51451.92     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATABRICKS INC                                      | DATABRICKS INC SER G PC PP                                                              | CUSIP: N/A<br>LEI: 984500FEDAC7FBD96273       | Long             | EP               | CORP              | US        |      6600 | NS      | $1183512.00   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| XSIGHT LABS LTD                                     | XSIGHT LABS INC SER D PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | IL        |     17400 | NS      | $25752.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BOMBAS LLC                                          | BOMBAS LLC PP                                                                           | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    174908 | NS      | $451262.64    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GOBRANDS INC                                        | GOBRANDS INC SER G PC PP                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2400 | NS      | $98256.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| APPLOVIN CORP                                       | APPLOVIN CORP                                                                           | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |     39400 | NS      | $23619512.00  | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMOND FOUNDRY INC                                 | DIAMOND FOUNDRY INC SER C PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     23194 | NS      | $683295.24    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| YANKA INDUSTRIES INC                                | YANKA (MASTERCLASS) INDUSTRIES INC SER F PC PP                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     13160 | NS      | $41322.40     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MARVELL TECHNOLOGY INC                              | MARVELL TECHNOLOGY INC                                                                  | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15600 | NS      | $1394640.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMA TECHNOLOGIES INC                               | SIMA TECHNOLOGIES INC SER B PC PP                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     40700 | NS      | $249084.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GUPSHUP INC                                         | GUPSHUP INC 0% PC PERP PP                                                               | CUSIP: N/A<br>LEI: 98450087CF3EE545Q755       | Long             | EP               | CORP              | US        |     17900 | NS      | $73569.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ASTERA LABS INC                                     | ASTERA LABS INC                                                                         | CUSIP: 04626A103<br>LEI: 529900LJL8TUEGF7HG20 | Long             | EC               | CORP              | US        |      8800 | NS      | $1386616.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| NUVALENT INC                                        | NUVALENT INC-A                                                                          | CUSIP: 670703107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15900 | NS      | $1738665.00   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| RAD POWER BIKES INC                                 | RAD POWER BIKES INC SER D PC PP                                                         | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     12697 | NS      | $0.13         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS INC                                | NEUTRON HOLDINGS INC CONV PIK STEP 10/29/2026 P/P                                       | CUSIP: N/A<br>LEI: 549300W1F8PO8BQFD775       | Long             | DBT              | CORP              | US        |    472935 | PA      | $843526.24    | 0.08%             | 2026-10-29      | Variable      | 0.08%                 | Yes           |                  3 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT, INC                       | APOLLO GLOBAL MANAGEMENT INC                                                            | CUSIP: 03769M106<br>LEI: 254900LMFT1CY9IYB476 | Long             | EC               | CORP              | US        |     61500 | NS      | $8108775.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| CELLINK CORP                                        | CELLINK CORP SER D PC PP                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     12100 | NS      | $39688.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                                 | SONDER HLDS INC VWAP STAGE 1 01/18/2027 (NON-TRADABLE) RT TARGET $13 SD 7/18/22         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1133 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                                 | SONDER HLDS INC VWAP STAGE 2 01/18/2027 (NON-TRADABLE) RT TARGET $15.5 STARTING 7/18/22 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                                 | SONDER HLDS INC VWAP STAGE 3 01/18/2027 (NON-TRADABLE) RT TARGET $18 SD 7/18/22         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                                 | SONDER HDLS INC VWAP STAGE 4 01/18/2027 (NON-TRADABLE) RT TARGET $20.5 SD 7/18/22       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                                 | SONDER HLDS INC VWAP STAGE 5 01/18/2027 (NON-TRADABLE) RT TARGET $23 SD 7/18/22         | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SONDER HOLDINGS INC                                 | SONDER HOLDINGS INC VWAP STAGE 5 01/18/2027 (NON-TRADABLE) RT TARGET $25.5 SD 7/18/22   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1132 | NS      | $0.01         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| CONSTELLATION ENERGY CORP                           | CONSTELLATION ENERGY CORP                                                               | CUSIP: 21037T109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11900 | NS      | $4335884.00   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| SIMA TECHNOLOGIES INC                               | SIMA TECHNOLOGIES INC SER B-1 PC PP                                                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      5810 | NS      | $41948.20     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ALEDADE INC                                         | ALEDADE INC SER E1 PC PP                                                                | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      5837 | NS      | $195597.87    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| STRUCTURE THERAPEUTICS INC                          | STRUCTURE THERAPEUTICS INC ADR                                                          | CUSIP: 86366E106<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     27600 | NS      | $988356.00    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| MOLOCO INC                                          | MOLOCO INC SERIES A PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     11676 | NS      | $837636.24    | 0.08%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATABRICKS INC                                      | DATABRICKS INC SER I PC PP                                                              | CUSIP: N/A<br>LEI: 984500FEDAC7FBD96273       | Long             | EP               | CORP              | US        |       104 | NS      | $18649.28     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RAD POWER BIKES INC                                 | RAD POWER BIKES INC WT 10/06/2033 PP                                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     18888 | NS      | $0.19         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RAD POWER BIKES INC                                 | RAD POWER BIKES INC CONV 8% 12/31/2025 P/P                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     18888 | PA      | $717.74       | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ENEVATE CORPORATION                                 | ENEVATE CORPORATION CONV 6% PERP P/P                                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     15885 | PA      | $4044.32      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TENSTORRENT HOLDINGS INC                            | TENSTORRENT HOLDINGS INC SER C-1 PC PP                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2264 | NS      | $165860.64    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAST DATA LTD                                       | VAST DATA LTD SER A PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2512 | NS      | $59057.12     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAST DATA LTD                                       | VAST DATA LTD SER A-1 PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      6183 | NS      | $145362.33    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAST DATA LTD                                       | VAST DATA LTD SER A-2 PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      7112 | NS      | $167203.12    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAST DATA LTD                                       | VAST DATA LTD SER B PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      5659 | NS      | $133043.09    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAST DATA LTD                                       | VAST DATA LTD SER C PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |       165 | NS      | $3879.15      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VAST DATA LTD                                       | VAST DATA LTD SER E PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      5408 | NS      | $127142.08    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| REDDIT INC                                          | REDDIT INC A                                                                            | CUSIP: 75734B100<br>LEI: 529900APN1YHPBHPI679 | Long             | EC               | CORP              | US        |     56700 | NS      | $12273849.00  | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| GE VERNOVA INC                                      | GE VERNOVA INC                                                                          | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |     15900 | NS      | $9536343.00   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| CANVA AUSTRALIA HOLDINGS PTY LTD                    | CANVA INC CL A                                                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | AU        |       310 | NS      | $510303.40    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| COREWEAVE INC                                       | COREWEAVE INC                                                                           | CUSIP: 21873S108<br>LEI: 984500511DP2B6186053 | Long             | EC               | CORP              | US        |     69426 | NS      | $5076429.12   | 0.51%             |  |  |  | No            |                  1 | On Loan: —       |
| ANTHROPIC PBC                                       | ANTHROPIC PBC SERIES D PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2890 | NS      | $428529.20    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ZIPLINE INTERNATIONAL INC                           | ZIPLINE INTERNATIONAL INC SER G PC PP                                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      8269 | NS      | $449585.53    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BLINK HEALTH LLC                                    | BLINK HEALTH INC SER D PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      2983 | NS      | $100019.99    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TENSTORRENT HOLDINGS INC                            | TENSTORRENT HOLDINGS INC SER D-1 PC PP                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      4112 | NS      | $315431.52    | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ANDURIL INDUSTRIES INC                              | ANDURIL INDUSTRIES INC SER F PC PP                                                      | CUSIP: N/A<br>LEI: 254900CIXLZUXXNYQW57       | Long             | EP               | CORP              | US        |     22366 | NS      | $957264.80    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LYTE AI INC                                         | LYTE AI INC SER B PC PP                                                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     12300 | NS      | $122508.00    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RUNWAY AI INC                                       | RUNWAY AI INC SER D PC PP                                                               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     29650 | NS      | $433726.13    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WAYMO LLC                                           | WAYMO LLC SER C-2 PC PERP PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      4115 | NS      | $354959.90    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ENEVATE CORPORATION                                 | ENEVATE CORPORATION CONV 10% 05/12/2199 P/P                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | DBT              | CORP              | US        |      4439 | PA      | $2667.62      | 0.00%             | 2199-05-12      | Fixed         | 0.10%                 | Yes           |                  3 | On Loan: No      |
| CRUSOE ENERGY SYSTEMS LLC                           | CRUSOE ENERGY SYSTEMS LLC SERIES D PC PP                                                | CUSIP: N/A<br>LEI: 549300W4OD94I5O9DV29       | Long             | EP               | CORP              | US        |     11055 | NS      | $928730.55    | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OURA HEALTH OY                                      | OURA HEALTH OY SER D PC PP                                                              | CUSIP: N/A<br>LEI: 9845007104F45A4A4328       | Long             | EP               | CORP              | FI        |     12183 | NS      | $652643.31    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATABRICKS INC                                      | DATABRICKS INC SER J PC PP                                                              | CUSIP: N/A<br>LEI: 984500FEDAC7FBD96273       | Long             | EP               | CORP              | US        |       810 | NS      | $145249.20    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| REVOLUT GROUP HOLDINGS LTD                          | REVOLUT GROUP HOLDINGS LTD PP                                                           | CUSIP: N/A<br>LEI: 213800UIKMYZWWQS5E02       | Long             | EC               | CORP              | GB        |      1106 | NS      | $1496539.66   | 0.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ELEMENT LABS LTD                                    | ELEMENT LABS LTD SER A PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | IL        |      5100 | NS      | $40290.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ANTHROPIC PBC                                       | ANTHROPIC PBC SERIES E PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      1200 | NS      | $169152.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TAALAS INC                                          | TAALAS INC SER B PC PP                                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | CA        |       600 | NS      | $33162.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CELESTIAL AI INC                                    | CELESTIAL AI INC SER C-1 PC PP                                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      4874 | NS      | $89827.82     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CELESTIAL AI INC                                    | CELESTIAL AI INC SER A PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      1616 | NS      | $29782.88     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CELESTIAL AI INC                                    | CELESTIAL AI INC SER B PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      1216 | NS      | $22410.88     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CELESTIAL AI INC                                    | CELESTIAL AI INC P/P                                                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       253 | NS      | $4662.79      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| X.AI HOLDINGS CORP                                  | X.AI HOLDINGS CORP CLASS A P/P                                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      1300 | NS      | $84747.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| X.AI HOLDINGS CORP                                  | X.AI HOLDINGS CORP SER C PC PP                                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     22286 | NS      | $1452824.34   | 0.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ANDURIL INDUSTRIES INC                              | ANDURIL INDUSTRIES INC SER G PC PP                                                      | CUSIP: N/A<br>LEI: 254900CIXLZUXXNYQW57       | Long             | EP               | CORP              | US        |      5600 | NS      | $239680.00    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ROCKET LAB CORP                                     | ROCKET LAB CORP                                                                         | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2800 | NS      | $117992.00    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| STARLING BANK LTD                                   | STARLING GROUP HOLDINGS LIMITED                                                         | CUSIP: N/A<br>LEI: 213800AE5VSF3V1PAV23       | Long             | EC               | CORP              | GB        |    244400 | NS      | $769959.22    | 0.08%             |  |  |  | No            |                  3 | On Loan: No      |
| ELEMENT LABS LTD                                    | ELEMENT LABS LTD SER B PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | IL        |      4317 | NS      | $37903.26     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| EMPOWER SEMICONDUCTOR INC                           | EMPOWER SEMICONDUCTOR INC SER D PC PP                                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      3200 | NS      | $23776.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SIMA TECHNOLOGIES INC                               | SIMA TECHNOLOGIES INC CONV 10% 12/31/2027 P/P (EXCLUDING CONTROL PREMIUM)               | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     48556 | PA      | $51289.70     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FIGMA INC                                           | FIGMA INC-CL A                                                                          | CUSIP: 316841105<br>LEI: 254900273Q0J4Z65HU28 | Long             | EC               | CORP              | US        |      2400 | NS      | $86328.00     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| ANDURIL INDUSTRIES INC                              | ANDURIL INDUSTRIES INC CL B PP                                                          | CUSIP: N/A<br>LEI: 254900CIXLZUXXNYQW57       | Long             | EC               | CORP              | US        |       600 | NS      | $25680.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| XSIGHT LABS LTD                                     | XSIGHT LABS LTD SER F PC PP                                                             | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | IL        |     34719 | NS      | $146166.99    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| XSIGHT LABS LTD                                     | XSIGHT LABS LTD SER F WT 07/24/32 PP                                                    | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IL        |     10416 | NS      | $14582.40     | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| COREWEAVE INC                                       | COREWEAVE INC CL A 144A                                                                 | CUSIP: N/A<br>LEI: 984500511DP2B6186053       | Long             | EC               | CORP              | US        |      7080 | NS      | $517689.60    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTHROPIC PBC                                       | ANTHROPIC PBC SERIES F PC PP                                                            | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |      3300 | NS      | $465168.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATABRICKS INC                                      | DATABRICKS INC SER K PC PP                                                              | CUSIP: N/A<br>LEI: 984500FEDAC7FBD96273       | Long             | EP               | CORP              | US        |       500 | NS      | $89660.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CEREBRAS SYSTEMS INC                                | CEREBRAS SYSTEMS INC SER G PC PP                                                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |     40300 | NS      | $1460069.00   | 0.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OURA HEALTH OY                                      | OURA HEALTH OY SER E PC PP                                                              | CUSIP: N/A<br>LEI: 9845007104F45A4A4328       | Long             | EP               | CORP              | FI        |     36231 | NS      | $1940894.67   | 0.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NSCALE GLOBAL HOLDINGS LTD                          | NSCALE GLOBAL HOLDINGS LTD SER B PC PP                                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | GB        |       100 | NS      | $37988.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CRUSOE ENERGY SYSTEMS LLC                           | CRUSOE ENERGY SYSTEMS LLC SERIES E PC PP                                                | CUSIP: N/A<br>LEI: 549300W4OD94I5O9DV29       | Long             | EP               | CORP              | US        |      1656 | NS      | $139120.56    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PHYSICAL INTELLIGENCE                               | PHYSICAL INTELLIGENCE SER B PC PP                                                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |       300 | NS      | $81459.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BETA TECHNOLOGIES INC                               | BETA TECHNOLOGIES INC (180 DAY LOCK-UP)                                                 | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |    106262 | NS      | $2897764.74   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| LENSKART SOLUTIONS LTD                              | LENSKART SOLUTIONS LTD (6 MONTH LOCK-UP)                                                | CUSIP: N/A<br>LEI: 984500L5O4479DCDCF14       | Long             | EC               | CORP              | IN        |    125485 | NS      | $576405.82    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENAI GROUP PBC                                    | OPENAI GROUP PBC A PP                                                                   | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |       200 | NS      | $86908.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OPENAI GROUP PBC                                    | OPENAI GROUP PBC A-2 PC PP                                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |       883 | NS      | $383698.82    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OPENAI GROUP PBC                                    | OPENAI GROUP PBC A-3 PC PP                                                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EP               | CORP              | US        |       537 | NS      | $233347.98    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2025-12-30

**Name of Applicant:** Stacie M. Smith

**Signature:** Stacie M. Smith

**Name of Signer:** Stacie M. Smith

**Title:** President and Treasurer