# EDGAR Filing Document

**Accession Number:** 0001362468
**File Stem:** 0001362468-23-000003
**Filing Date:** 2023-1
**Character Count:** 7301
**Document Hash:** cfdd6c1a44dc4ba7b9b7883e60afabbf
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001362468-23-000003.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001362468-23-000003

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230127

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Termination of a Material Definitive Agreement

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Allegiant Travel CO
- **CENTRAL INDEX KEY:** 0001362468
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIR TRANSPORTATION, SCHEDULED [4512]
- **IRS NUMBER:** 204745737
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33166
- **FILM NUMBER:** 23572528

**BUSINESS ADDRESS:**
- **STREET 1:** 1201 N. TOWN CENTER DRIVE
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89144
- **BUSINESS PHONE:** 702-851-7300

**MAIL ADDRESS:**
- **STREET 1:** 1201 N. TOWN CENTER DRIVE
- **CITY:** LAS VEGAS
- **STATE:** NV
- **ZIP:** 89144

?xml version="1.0" ? algt-20230127

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington D.C. 20549** 

&nbsp;&nbsp;&nbsp;&nbsp;_____________________________________________

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): **January 27, 2023**

![algt-20230127_g1.jpg](algt-20230127_g1.jpg)

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| | | | |
|:---|:---|:---|:---|
| | **Allegiant Travel Company** | **Allegiant Travel Company** | |
| (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) |
| **Nevada** | **001-33166** | **001-33166** | **20-4745737** |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (Commission File Number) | (I.R.S. Employer Identification No.) |
| **1201 North Town Center Drive** | **1201 North Town Center Drive** |  |  |
| **Las Vegas, NV** | **Las Vegas, NV** | **89144** | **89144** |
| (Address of principal executive offices) | (Address of principal executive offices) | (Zip Code) | (Zip Code) |

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Registrant's telephone number, including area code:&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **<u>(702) 851-7300</u>** 

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| | |
|:---|:---|
| | **N/A** |
| &nbsp;&nbsp;&nbsp;(Former name or former address, if changed since last report.) | &nbsp;&nbsp;&nbsp;(Former name or former address, if changed since last report.) |

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| Common stock, par value $0.001 | ALGT | NASDAQ Stock Market |

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Indicate by check mark whether the registrant is an emerging growth company as in Rule 405 of the Securities Act of 1933 (Section 17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 17 CFR §240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Section 1&nbsp;&nbsp;&nbsp;&nbsp;Registrant's Business and Operations**

**Item 1.01&nbsp;&nbsp;&nbsp;&nbsp;Entry into a Material Definitive Agreement.**

As of January 30, 2023, Allegiant Travel Company (the "Company') and Scott Sheldon entered into a separation agreement under which Mr. Sheldon resigned as president and chief operating officer. Under the terms of the separation agreement, Mr. Sheldon is entitled to a $980,000 lump sum severance payment, immediate vesting of 19,542 shares of restricted stock previously granted to him and a grant of an additional 38,082 shares of stock. The separation agreement provides for the termination of Mr. Sheldon's employment agreement and the cancellation of all other shares of stock that would have been granted to him under that agreement. Under the separation agreement, Mr. Sheldon will be subject to a nonsolicitation agreement for one year and a confidentiality agreement for five years.

**Item 1.02&nbsp;&nbsp;&nbsp;&nbsp;Termination of a Material Definitive Agreement.**

On January 30, 2023, the Company and Scott Sheldon agreed to the termination of his Employment Agreement dated as of August 1, 2022. See Item 1.01 above.

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**Section 5&nbsp;&nbsp;&nbsp;&nbsp;Corporate Governance and Management**

**Item 5.02&nbsp;&nbsp;&nbsp;&nbsp;Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; &nbsp;&nbsp;&nbsp;&nbsp;Compensatory Arrangements of Certain Officers.**

On January 27, 2023, Scott Sheldon resigned as president and chief operating officer of the Company effective as of April 1, 2023.

The Company announced that Keny Wilper has been designated to serve as interim Chief Operating Officer. Keny Wilper, age 45, has served as our senior vice president – stations and OCC (operations control center) since August 2022, having previously served as our vice president, stations, since 2015. From 2002 until 2015, Mr. Wilper was employed by us in various capacities with ever increasing responsibilities.

In addition, on January 30, 2023, the Company announced the designation of Robert J. Neal as Senior Vice President and Chief Financial Officer. Mr. Neal, age 39, has served as our senior vice president, corporate finance since February 2021 and served as our vice president, fleet planning and corporate finance from 2016 until February 2021. Mr. Neal has been employed by us in various capacities with increasing responsibilities since 2007.

Gregory Anderson, who currently serves as our President and Chief Financial Officer will continue to serve as the sole President of the Company.

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, Allegiant Travel Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: January 31, 2023 | **ALLEGIANT TRAVEL COMPANY** | **ALLEGIANT TRAVEL COMPANY** |
|  | By: | /s/ Gregory C. Anderson |
|  | Name: | Gregory C. Anderson |
|  | Title: | President |

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