# EDGAR Filing Document

**Accession Number:** 0001581655
**File Stem:** 0002073679-25-000048
**Filing Date:** 2025-11
**Character Count:** 27763
**Document Hash:** cdd1f54bab495a0bb81b94f1960c2b12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002073679-25-000048.hdr.sgml**: 20251121

**ACCESSION NUMBER**: 0002073679-25-000048

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251121

**DATE AS OF CHANGE**: 20251121

**EFFECTIVENESS DATE**: 20251121

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alpine Global Management, LLC
- **CENTRAL INDEX KEY:** 0001581655

**ORGANIZATION NAME:**
- **EIN:** 461675291
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15932
- **FILM NUMBER:** 251507470

**BUSINESS ADDRESS:**
- **STREET 1:** 140 BROADWAY 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 646-961-3213

**MAIL ADDRESS:**
- **STREET 1:** 140 BROADWAY 38TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Alpine Partners VI, LLC
- **DATE OF NAME CHANGE:** 20130716

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Alpine Global Management LLC<br>**Address:** 140 BROADWAY 38TH FLOOR<br>NEW YORK, NY 10005

**Form 13F File Number:** 028-15932

**CRD Number (if applicable):** 000153062

**SEC File Number (if applicable):** 801-71246

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Amy Tarlowe<br>**Title:** Chief Operating Officer<br>**Phone:** 646-350-3385

**Signature, Place, and Date of Signing:**

Amy Tarlowe  New York, NY  11-21-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 239

**Form 13F Information Table Value Total:** $493319666

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD L P | G16234109 |  | 3313344 | 75376 | SH |  | SOLE |  | 75376 | 0 | 0 |
| BLACKROCK INCOME TR INC | RIGHT 10/20/2025 | 09247F118 |  | 6815 | 115500 | SH |  | SOLE |  | 115500 | 0 | 0 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 714496 | 131583 | SH |  | SOLE |  | 131583 | 0 | 0 |
| SABA CAPITAL INCOME  OPRNT | SHS NEW | 78518H202 |  | 1530690 | 197000 | SH |  | SOLE |  | 197000 | 0 | 0 |
| CION INVT CORP | COM | 17259U204 |  | 842165 | 88836 | SH |  | SOLE |  | 88836 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 |  | 2111240 | 47000 | SH |  | SOLE |  | 47000 | 0 | 0 |
| FS KKR CAP CORP | COM | 302635206 |  | 1476905 | 98922 | SH |  | SOLE |  | 98922 | 0 | 0 |
| BLUE OWL TECHNOLOGY FIN CORP | COMMON STOCK | 095924106 |  | 345500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TOTAL RETURN SECURITIES FUND | 2420220 | 870875101 |  | 532000 | 87500 | SH |  | SOLE |  | 87500 | 0 | 0 |
| ARTIUS II ACQUISITION INC | RIGHT 11/27/2029 | G0509J123 |  | 72600 | 330002 | SH |  | SOLE |  | 330002 | 0 | 0 |
| ARCHER AVIATION INC | COM CL A | 03945R102 |  | 21891440 | 2285119 | SH |  | SOLE |  | 2285119 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 470270 | 1914 | SH |  | SOLE |  | 1914 | 0 | 0 |
| APARTMENT INVT  MGMT CO | CL A | 03748R747 |  | 634400 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 |  | 954677 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| AIR LEASE CORP | CL A | 00912X302 |  | 3500750 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 2250114 | 690219 | SH |  | SOLE |  | 690219 | 0 | 0 |
| AMCOR PLC | ORD | G0250X107 |  | 1469103 | 179597 | SH |  | SOLE |  | 179597 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 320021 | 1978 | SH |  | SOLE |  | 1978 | 0 | 0 |
| AMENTUM HOLDINGS INC | COM | 023939101 |  | 1796250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1284704 | 5851 | SH |  | SOLE |  | 5851 | 0 | 0 |
| A PARADISE ACQUISITION CORP | RIGHT 07/29/2025 | G04819119 |  | 48000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 |  | 377181 | 2359 | SH |  | SOLE |  | 2359 | 0 | 0 |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 04041L106 |  | 7398000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 7263 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| AXIOM INTELLIGENCE AC CORP 1 | RIGHT 06/10/2030 | G0750N112 |  | 36000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 |  | 10110390 | 5500 | PRN |  | SOLE |  | 5500 | 0 | 0 |
| BLUE ACQUISITION CORP. | RIGHT 06/11/2030 | G1331A116 |  | 48420 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BAIN CAP GSS INVT CORP | UNIT 99/99/9999 | G0R78B122 |  | 756750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| BAUSCH HEALTH COS INC | COM | 071734107 |  | 258000 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| BLACKROCK INCOME TR INC | COM NEW | 09247F209 |  | 1275740 | 113500 | SH |  | SOLE |  | 113500 | 0 | 0 |
| BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 |  | 783956 | 52021 | SH |  | SOLE |  | 52021 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 243829 | 485 | SH |  | SOLE |  | 485 | 0 | 0 |
| BENTLEY SYS INC | COM CL B | 08265T208 |  | 1608338 | 31242 | SH |  | SOLE |  | 31242 | 0 | 0 |
| BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 |  | 300000 | 1500 | PRN |  | SOLE |  | 1500 | 0 | 0 |
| CANTOR EQUITY PARTNERS III I | SHS CL A | G1828A108 |  | 129000 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| CANTOR EQUITY PARTNERS IV IN | SHS CL A | G1828E100 |  | 2037000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CANTOR EQUITY PARTNERS I INC | SHS CL A | G1827K107 |  | 908441 | 86849 | SH |  | SOLE |  | 86849 | 0 | 0 |
| CANTOR EQUITY PARTNERS II IN | CL A ORD SHS | G1827P106 |  | 263750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CRANE HBR ACQUISITION CORP | RIGHT 04/17/2030 | G24979117 |  | 77500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 |  | 57908504 | 6993780 | SH |  | SOLE |  | 6993780 | 0 | 0 |
| CLEANSPARK INC | COM NEW | 18452B209 |  | 727958 | 50204 | SH |  | SOLE |  | 50204 | 0 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 |  | 584301 | 152559 | SH |  | SOLE |  | 152559 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 |  | 5545764 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| MR COOPER GROUP INC | COM | 62482R107 |  | 3773141 | 17900 | SH |  | SOLE |  | 17900 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 27128708 | 3374217 | SH |  | SOLE |  | 3374217 | 0 | 0 |
| CRH PLC | ORD | G25508105 |  | 269056 | 2244 | SH |  | SOLE |  | 2244 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 596970 | 8827 | SH |  | SOLE |  | 8827 | 0 | 0 |
| CARVANA CO | CL A | 146869102 |  | 460610 | 1221 | SH |  | SOLE |  | 1221 | 0 | 0 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 6280950 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| TRUMP MEDIA  TECHNOLOGY GRO | COM | 25400Q105 |  | 17868852 | 1088237 | SH |  | SOLE |  | 1088237 | 0 | 0 |
| DRUGS MADE IN AMER ACQUTN CO | RIGHT 10/15/2029 | G2847J112 |  | 78808 | 362500 | SH |  | SOLE |  | 362500 | 0 | 0 |
| DRUGS MADE IN AMER ACQ II CO | UNIT 09/16/2030 | G2851K120 |  | 2983500 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| DOUBLEVERIFY HLDGS INC | COM | 25862V105 |  | 339226 | 28316 | SH |  | SOLE |  | 28316 | 0 | 0 |
| ELME COMMUNITIES | SH BEN INT | 939653101 |  | 1433100 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| CLEARBRIDGE ENERGY MIDSTRM O | RIGHT 10/10/2025 | 18469P118 |  | 912 | 48000 | SH |  | SOLE |  | 48000 | 0 | 0 |
| EMPERY DIGITAL INC | COM NEW | 92864V608 |  | 1875887 | 249453 | SH |  | SOLE |  | 249453 | 0 | 0 |
| EMX RTY CORP | COM | 26873J107 |  | 142400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ETHZILLA CORPORATION | COM | 68236V302 |  | 234512 | 97308 | SH |  | SOLE |  | 97308 | 0 | 0 |
| EQV VENTURES AC CORP. II | UNIT 06/30/2032 | G3106Q110 |  | 2002000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FORD MTR CO | NOTE 3/1 | 345370CZ1 |  | 5067500 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| FIFTH ERA ACQUISITION CORP I | RIGHT 02/21/2030 | G3415K135 |  | 81594 | 307900 | SH |  | SOLE |  | 307900 | 0 | 0 |
| FERGUSON ENTERPRISES INC | COMMON STOCK NEW | 31488V107 |  | 511369 | 2277 | SH |  | SOLE |  | 2277 | 0 | 0 |
| FIGX CAP ACQUISITION CORP. | UNIT 06/17/2030 | G3473K126 |  | 504000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| FLUTTER ENTMT PLC | SHS | G3643J108 |  | 355600 | 1400 | SH |  | SOLE |  | 1400 | 0 | 0 |
| GEMINI SPACE STA INC | CL A COM | 36866J105 |  | 239600 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| GEN DIGITAL INC | RIGHT 99/99/9999 | 668771116 |  | 369500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GOSSAMER BIO INC | NOTE 5.000% 6/0 | 38341PAA0 |  | 3432639 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| GRAB HOLDINGS LIMITED | *W EXP 99/99/999 | G4124C117 |  | 8756 | 17800 | SH |  | SOLE |  | 17800 | 0 | 0 |
| GSR IV ACQUISITION CORP | UNIT 08/22/2030 | G4R12K123 |  | 2837901 | 280010 | SH |  | SOLE |  | 280010 | 0 | 0 |
| GSR III ACQUISITION CORP | CL A | G4R103107 |  | 777000 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| CHART INDS INC | COM | 16115Q308 |  | 2802100 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 985827 | 2433 | SH |  | SOLE |  | 2433 | 0 | 0 |
| HCM II ACQUISITION CORP | SHS CL A | G43658106 |  | 480813 | 29300 | SH |  | SOLE |  | 29300 | 0 | 0 |
| HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 |  | 3060000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 2837971 | 19821 | SH |  | SOLE |  | 19821 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 |  | 1191748 | 175257 | SH |  | SOLE |  | 175257 | 0 | 0 |
| HENNESSY CAP INVT CORP VII | RIGHT 01/17/2030 | G4405D115 |  | 38817 | 143766 | SH |  | SOLE |  | 143766 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 6089250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| IMMUNITYBIO INC | COM | 45256X103 |  | 55972 | 22753 | SH |  | SOLE |  | 22753 | 0 | 0 |
| ISHARES TR | EXPANDED TECH | 464287515 |  | 230365 | 2003 | SH |  | SOLE |  | 2003 | 0 | 0 |
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 |  | 541158 | 10100 | SH |  | SOLE |  | 10100 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | NOTE 2.500% 2/0 | 45258DAB1 |  | 1824444 | 2000 | PRN |  | SOLE |  | 2000 | 0 | 0 |
| IMMUNOVANT INC | COM | 45258J102 |  | 44406264 | 2754731 | SH |  | SOLE |  | 2754731 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 |  | 3656978 | 55900 | SH |  | SOLE |  | 55900 | 0 | 0 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 |  | 1418582 | 50827 | SH |  | SOLE |  | 50827 | 0 | 0 |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 45826HAB5 |  | 4996099 | 3839 | PRN |  | SOLE |  | 3839 | 0 | 0 |
| ITERUM THERAPEUTICS PLC | SHS NEW | G6333L200 |  | 6700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 3629400 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| JBS N.V. | CL A SHS | N4732M103 |  | 1269050 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| K GROWTH ACQUISITION CORP | RIGHT 08/29/2031 | G52258129 |  | 39030 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| KEMPER CORP | COM | 488401100 |  | 431783 | 8376 | SH |  | SOLE |  | 8376 | 0 | 0 |
| ISHARES TR | MSCI SAUDI ARBIA | 46434V423 |  | 498769 | 12291 | SH |  | SOLE |  | 12291 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 12556312 | 198268 | SH |  | SOLE |  | 198268 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 |  | 934928 | 14714 | SH |  | SOLE |  | 14714 | 0 | 0 |
| LOANDEPOT INC | COM CL A | 53946R106 |  | 307000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| LINDE PLC | SHS | G54950103 |  | 216125 | 455 | SH |  | SOLE |  | 455 | 0 | 0 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 |  | 3164188 | 458578 | SH |  | SOLE |  | 458578 | 0 | 0 |
| LITE STRATEGY INC | COM | 55279B301 |  | 122571 | 50649 | SH |  | SOLE |  | 50649 | 0 | 0 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 458916 | 1953 | SH |  | SOLE |  | 1953 | 0 | 0 |
| LENSAR INC | COM | 52634L108 |  | 617500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LIVEONE INC | COM NEW | 53814X300 |  | 123900 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 |  | 253390 | 5167 | SH |  | SOLE |  | 5167 | 0 | 0 |
| MAGNERA CORP | COM SHS | 55939A107 |  | 2689224 | 229456 | SH |  | SOLE |  | 229456 | 0 | 0 |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.750% 6/0 | 595017BG8 |  | 484390 | 500 | PRN |  | SOLE |  | 500 | 0 | 0 |
| MDU RES GROUP INC | COM | 552690109 |  | 2216241 | 124438 | SH |  | SOLE |  | 124438 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 414190 | 564 | SH |  | SOLE |  | 564 | 0 | 0 |
| MOUNTAIN LAKE ACQUISITION CO | RIGHT 11/15/2028 | G6301B127 |  | 45038 | 300034 | SH |  | SOLE |  | 300034 | 0 | 0 |
| MERUS N V | COM | N5749R100 |  | 2353750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| STRATEGY INC | SERIES A PERP PF | 594972887 |  | 11605572 | 129238 | SH |  | SOLE |  | 129238 | 0 | 0 |
| STRATEGY INC | CL A NEW | 594972408 |  | 505870 | 1570 | SH |  | SOLE |  | 1570 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | CL A | G6363K106 |  | 3363000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 236187 | 197 | SH |  | SOLE |  | 197 | 0 | 0 |
| INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 |  | 234896 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 3755125 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| OXLEY BRIDGE ACQ LTD | UNIT 06/17/2030 | G6858G123 |  | 3263000 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| OGE ENERGY CORP | COM | 670837103 |  | 490925 | 10610 | SH |  | SOLE |  | 10610 | 0 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 480674 | 9748 | SH |  | SOLE |  | 9748 | 0 | 0 |
| OYSTER ENTERPRISES II ACQUIS | RIGHT 05/22/2030 | G6861F138 |  | 42500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 |  | 17725 | 13848 | SH |  | SOLE |  | 13848 | 0 | 0 |
| PIONEER ACQUISITION I CORP | UNIT 06/16/2030 | G7117W123 |  | 2261250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 247592 | 2162 | SH |  | SOLE |  | 2162 | 0 | 0 |
| PORCH GROUP INC | DEBT 9.000% 5/1 | 733245AD6 |  | 13341000 | 8000 | PRN |  | SOLE |  | 8000 | 0 | 0 |
| QUARTZSEA ACQUISITION CORP | RIGHT 02/18/2030 | G7314B120 |  | 58775 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| QXO INC | COM NEW | 82846H405 |  | 190981 | 10020 | SH |  | SOLE |  | 10020 | 0 | 0 |
| REDDIT INC | CL A | 75734B100 |  | 212741 | 925 | SH |  | SOLE |  | 925 | 0 | 0 |
| THE REALREAL INC | DEBT 4.000% 2/1 | 88339PAJ0 |  | 5587500 | 5000 | PRN |  | SOLE |  | 5000 | 0 | 0 |
| THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 |  | 1679111 | 2000 | PRN |  | SOLE |  | 2000 | 0 | 0 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 |  | 227470 | 19971 | SH |  | SOLE |  | 19971 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | COM | 76881Y109 |  | 1416000 | 118000 | SH |  | SOLE |  | 118000 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 38032724 | 2590785 | SH |  | SOLE |  | 2590785 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 76954AAB9 |  | 10589406 | 10200 | PRN |  | SOLE |  | 10200 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 3.625%10/1 | 76954AAD5 |  | 9131992 | 9750 | PRN |  | SOLE |  | 9750 | 0 | 0 |
| ROCKET COS INC | COM CL A | 77311W101 |  | 420449 | 21695 | SH |  | SOLE |  | 21695 | 0 | 0 |
| ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 |  | 513006 | 14541 | SH |  | SOLE |  | 14541 | 0 | 0 |
| REGAL REXNORD CORPORATION | COM | 758750103 |  | 204259 | 1424 | SH |  | SOLE |  | 1424 | 0 | 0 |
| SUNCAR TECHNOLOGY GROUP INC | CL A | G85727108 |  | 241677 | 97608 | SH |  | SOLE |  | 97608 | 0 | 0 |
| SOTERA HEALTH CO | COM | 83601L102 |  | 342379 | 21766 | SH |  | SOLE |  | 21766 | 0 | 0 |
| SIRIUSXM HOLDINGS INC | COMMON STOCK | 829933100 |  | 582783 | 25039 | SH |  | SOLE |  | 25039 | 0 | 0 |
| SUPER MICRO COMPUTER INC | NOTE 3.500% 3/0 | 86800UAB0 |  | 11847949 | 11612 | PRN |  | SOLE |  | 11612 | 0 | 0 |
| SNAIL INC | CLASS A COM | 83301J100 |  | 21069 | 19329 | SH |  | SOLE |  | 19329 | 0 | 0 |
| SABLE OFFSHORE CORP | COM SHS | 78574H104 |  | 261900 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 |  | 341109 | 12911 | SH |  | SOLE |  | 12911 | 0 | 0 |
| SOULPOWER ACQUISITION CORP | RIGHT 99/99/9999 | G82745137 |  | 47500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SPOTIFY USA INC | BN4QDL6 | 84921RAB6 |  | 7514375 | 5500 | PRN |  | SOLE |  | 5500 | 0 | 0 |
| SPDR S 500 ETF TR | 2840215 | 78462F103 |  | 266472 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| SURMODICS INC | 2502678 | 868873100 |  | 1756366 | 58761 | SH |  | SOLE |  | 58761 | 0 | 0 |
| SERITAGE GROWTH PPTYS | BZ0HC54 | 81752R100 |  | 853107 | 200731 | SH |  | SOLE |  | 200731 | 0 | 0 |
| STARZ ENTERTAINMENT CORP. | BVDGZ39 | 855919106 |  | 1947763 | 132231 | SH |  | SOLE |  | 132231 | 0 | 0 |
| STUBHUB HLDGS INC | BMVFC23 | 86384P109 |  | 4383435 | 260299 | SH |  | SOLE |  | 260299 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | BQHN6R2 | G83752108 |  | 506655 | 40500 | SH |  | SOLE |  | 40500 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | BQHN6T4 | G83752132 |  | 208000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| SIZZLE ACQUISITION CORP. II | BSSD7X8 | G8193F133 |  | 44975 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| BERTO ACQUISITION CORP | BRQPSR0 | G1051H101 |  | 1295035 | 124403 | SH |  | SOLE |  | 124403 | 0 | 0 |
| MOLSON COORS BEVERAGE CO | B067BM3 | 60871R209 |  | 370643 | 8191 | SH |  | SOLE |  | 8191 | 0 | 0 |
| TE CONNECTIVITY PLC | BRC3N84 | G87052109 |  | 286048 | 1303 | SH |  | SOLE |  | 1303 | 0 | 0 |
| TEGNA INC | BZ0P3Z5 | 87901J105 |  | 1829700 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| THE ONCOLOGY INSTITUTE INC | BL6CBW5 | 68236X118 |  | 3003 | 25024 | SH |  | SOLE |  | 25024 | 0 | 0 |
| THAYER VENTURES ACQ CORP II | BV6FYP8 | G87890110 |  | 48645 | 285978 | SH |  | SOLE |  | 285978 | 0 | 0 |
| TXNM ENERGY INC | 2707826 | 69349H107 |  | 1413750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TEXAS ROADHOUSE INC | B033TJ7 | 882681109 |  | 203035 | 1222 | SH |  | SOLE |  | 1222 | 0 | 0 |
| UBER TECHNOLOGIES INC | BPG4F94 | 90353TAM2 |  | 1472892 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| URANIUM ENERGY CORP | B0VLLY2 | 916896103 |  | 333500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | B00CSY5 | 19248A109 |  | 9339680 | 376600 | SH |  | SOLE |  | 376600 | 0 | 0 |
| COHEN  STEERS INFRASTRUCTUR | BPCR7J1 | 19248A117 |  | 31091 | 398600 | SH |  | SOLE |  | 398600 | 0 | 0 |
| UWM HOLDINGS CORPORATION | BMDJ3B9 | 91823B109 |  | 709126 | 116441 | SH |  | SOLE |  | 116441 | 0 | 0 |
| VIRTU FINL INC | BWTVWD4 | 928254101 |  | 334446 | 9421 | SH |  | SOLE |  | 9421 | 0 | 0 |
| VERONA PHARMA PLC | BYWPZK5 | 925050106 |  | 3201300 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| GENEDX HOLDINGS CORP | BN72YM9 | 81663L119 |  | 2192 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| BEYOND AIR INC | BVN2CM5 | 08862L202 |  | 24641 | 10667 | SH |  | SOLE |  | 10667 | 0 | 0 |
| XBP GLOBAL HOLDINGS INC | BNKBB00 | 98400V101 |  | 193783 | 240128 | SH |  | SOLE |  | 240128 | 0 | 0 |
| SELECT SECTOR SPDR TR | 2424341 | 81369Y407 |  | 260009 | 1085 | SH |  | SOLE |  | 1085 | 0 | 0 |
| ZSCALER INC | BZ00V34 | 98980G102 |  | 351801 | 1174 | SH |  | SOLE |  | 1174 | 0 | 0 |
| ZOETIS INC | B95WG16 | 98978V103 |  | 473199 | 3234 | SH |  | SOLE |  | 3234 | 0 | 0 |
| RIVERNORTH OPPORTUNITIES FD | BTXM4N6 | 76881Y174 |  | 1134 | 140001 | SH |  | SOLE |  | 140001 | 0 | 0 |
| PAR TECHNOLOGY CORP | BNZJT72 | 698884AE3 |  | 961960 | 1000 | PRN |  | SOLE |  | 1000 | 0 | 0 |
| AIR LEASE CORP | Put | 00912X952 |  | 300 | 300 | SH | Put | SOLE |  | 300 | 0 | 0 |
| ALGOMA STL GROUP INC | Call | 015658907 |  | 2000 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| ALGOMA STL GROUP INC | Put | 015658957 |  | 18937 | 18937 | SH | Put | SOLE |  | 18937 | 0 | 0 |
| ALLY FINL INC | Put | 02005N950 |  | 450 | 450 | SH | Put | SOLE |  | 450 | 0 | 0 |
| AMERICAN AIRLS GROUP INC | Put | 02376R952 |  | 3050 | 3050 | SH | Put | SOLE |  | 3050 | 0 | 0 |
| AMERICAN AXLE  MFG HLDGS IN | Put | 024061953 |  | 8500 | 8500 | SH | Put | SOLE |  | 8500 | 0 | 0 |
| APPLOVIN CORP | Call | 03831W908 |  | 71752 | 17 | SH | Call | SOLE |  | 17 | 0 | 0 |
| APPLOVIN CORP | Put | 03831W958 |  | 354 | 17 | SH | Put | SOLE |  | 17 | 0 | 0 |
| AVIS BUDGET GROUP | Put | 053774955 |  | 1240 | 1240 | SH | Put | SOLE |  | 1240 | 0 | 0 |
| BAUSCH HEALTH COS INC | Put | 071734957 |  | 6567 | 6567 | SH | Put | SOLE |  | 6567 | 0 | 0 |
| BEAZER HOMES USA INC | Put | 07556Q951 |  | 730 | 730 | SH | Put | SOLE |  | 730 | 0 | 0 |
| BEYOND MEAT INC | Put | 08862E959 |  | 10000 | 10000 | SH | Put | SOLE |  | 10000 | 0 | 0 |
| BITFARMS LTD | Call | 09173B907 |  | 1000 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| CIPHER MINING INC | Call | 17253J906 |  | 1500 | 1500 | SH | Call | SOLE |  | 1500 | 0 | 0 |
| CLEANSPARK INC | Call | 18452B909 |  | 500 | 500 | SH | Call | SOLE |  | 500 | 0 | 0 |
| CLEVELAND-CLIFFS INC NEW | Put | 185899951 |  | 2000 | 2000 | SH | Put | SOLE |  | 2000 | 0 | 0 |
| COINBASE GLOBAL INC | Call | 19260Q907 |  | 299905 | 57 | SH | Call | SOLE |  | 57 | 0 | 0 |
| COINBASE GLOBAL INC | Put | 19260Q957 |  | 181190 | 40 | SH | Put | SOLE |  | 40 | 0 | 0 |
| COREWEAVE INC | Call | 21873S908 |  | 58305 | 23 | SH | Call | SOLE |  | 23 | 0 | 0 |
| FLUENCE ENERGY INC | Call | 34379V903 |  | 1100 | 1100 | SH | Call | SOLE |  | 1100 | 0 | 0 |
| FLUENCE ENERGY INC | Put | 34379V953 |  | 12200 | 12200 | SH | Put | SOLE |  | 12200 | 0 | 0 |
| FRONTIER COMMUNICATIONS PARE | Put | 35909D959 |  | 1000 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| GENERAL MTRS CO | Put | 37045V950 |  | 1250 | 1250 | SH | Put | SOLE |  | 1250 | 0 | 0 |
| GOSSAMER BIO INC | Call | 38341P902 |  | 500 | 500 | SH | Call | SOLE |  | 500 | 0 | 0 |
| GOSSAMER BIO INC | Put | 38341P952 |  | 7000 | 7000 | SH | Put | SOLE |  | 7000 | 0 | 0 |
| GROUPON INC | Put | 399473956 |  | 10101 | 10101 | SH | Put | SOLE |  | 10101 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | Put | 42806J950 |  | 155702 | 155702 | SH | Put | SOLE |  | 155702 | 0 | 0 |
| IMMUNOCORE HLDGS PLC | Put | 45258D955 |  | 250 | 250 | SH | Put | SOLE |  | 250 | 0 | 0 |
| INNOVATIVE INDL PPTYS INC | Put | 45781V951 |  | 2600 | 2600 | SH | Put | SOLE |  | 2600 | 0 | 0 |
| INOTIV INC | Put | 45783Q950 |  | 250 | 250 | SH | Put | SOLE |  | 250 | 0 | 0 |
| INVESCO QQQ TR | Call | 46090E903 |  | 56682 | 16 | SH | Call | SOLE |  | 16 | 0 | 0 |
| INVESCO QQQ TR | Put | 46090E953 |  | 54562 | 17 | SH | Put | SOLE |  | 17 | 0 | 0 |
| ISHARES ETHEREUM TR | Call | 46438R905 |  | 40674 | 65 | SH | Call | SOLE |  | 65 | 0 | 0 |
| ISHARES ETHEREUM TR | Put | 46438R955 |  | 85562 | 142 | SH | Put | SOLE |  | 142 | 0 | 0 |
| KOHLS CORP | Call | 500255904 |  | 750 | 750 | SH | Call | SOLE |  | 750 | 0 | 0 |
| KOHLS CORP | Put | 500255954 |  | 447 | 447 | SH | Put | SOLE |  | 447 | 0 | 0 |
| LUCID GROUP INC | Put | 549498952 |  | 3500 | 3500 | SH | Put | SOLE |  | 3500 | 0 | 0 |
| LUMINAR TECHNOLOGIES INC | Call | 550424903 |  | 2200 | 2200 | SH | Call | SOLE |  | 2200 | 0 | 0 |
| LUMINAR TECHNOLOGIES INC | Put | 550424953 |  | 23585 | 23585 | SH | Put | SOLE |  | 23585 | 0 | 0 |
| MARA HOLDINGS INC | Call | 565788906 |  | 18216 | 44 | SH | Call | SOLE |  | 44 | 0 | 0 |
| MARA HOLDINGS INC | Put | 565788956 |  | 15292 | 35 | SH | Put | SOLE |  | 35 | 0 | 0 |
| STRATEGY INC | Call | 594972908 |  | 218916 | 43 | SH | Call | SOLE |  | 43 | 0 | 0 |
| STRATEGY INC | Put | 594972958 |  | 248721 | 50 | SH | Put | SOLE |  | 50 | 0 | 0 |
| O-I GLASS INC | Call | 67098H904 |  | 1000 | 1000 | SH | Call | SOLE |  | 1000 | 0 | 0 |
| ROBINHOOD MKTS INC | Call | 770700902 |  | 72521 | 50 | SH | Call | SOLE |  | 50 | 0 | 0 |
| ROBINHOOD MKTS INC | Put | 770700952 |  | 254 | 50 | SH | Put | SOLE |  | 50 | 0 | 0 |
| ROCKET COS INC | Call | 77311W901 |  | 1750 | 1750 | SH | Call | SOLE |  | 1750 | 0 | 0 |
| ROCKET COS INC | Put | 77311W951 |  | 7609 | 7609 | SH | Put | SOLE |  | 7609 | 0 | 0 |
| SPDR S 500 ETF TR | Call | 78462F903 |  | 57782 | 267 | SH | Call | SOLE |  | 267 | 0 | 0 |
| SPDR S 500 ETF TR | Put | 78462F953 |  | 4565276 | 23263 | SH | Put | SOLE |  | 23263 | 0 | 0 |
| SPDR GOLD TR | Call | 78463V907 |  | 233195 | 95 | SH | Call | SOLE |  | 95 | 0 | 0 |
| SPDR GOLD TR | Put | 78463V957 |  | 181150 | 142 | SH | Put | SOLE |  | 142 | 0 | 0 |
| SABLE OFFSHORE CORP | Call | 78574H904 |  | 1650 | 1650 | SH | Call | SOLE |  | 1650 | 0 | 0 |
| SABLE OFFSHORE CORP | Put | 78574H954 |  | 8200 | 8200 | SH | Put | SOLE |  | 8200 | 0 | 0 |
| SAREPTA THERAPEUTICS INC | Put | 803607950 |  | 3000 | 3000 | SH | Put | SOLE |  | 3000 | 0 | 0 |
| STUBHUB HLDGS INC | Call | 86384P909 |  | 1500 | 1500 | SH | Call | SOLE |  | 1500 | 0 | 0 |
| STUBHUB HLDGS INC | Put | 86384P959 |  | 14563 | 14563 | SH | Put | SOLE |  | 14563 | 0 | 0 |
| SUNRUN INC | Put | 86771W955 |  | 14578 | 14578 | SH | Put | SOLE |  | 14578 | 0 | 0 |
| TENET HEALTHCARE CORP | Put | 88033G957 |  | 320 | 320 | SH | Put | SOLE |  | 320 | 0 | 0 |
| UNITED BANKSHARES INC WEST V | Put | 909907957 |  | 125 | 125 | SH | Put | SOLE |  | 125 | 0 | 0 |
| XEROX HOLDINGS CORP | Put | 98421M956 |  | 16464 | 16464 | SH | Put | SOLE |  | 16464 | 0 | 0 |
| CMB.TECH NV | Put | B38564958 |  | 34139 | 408 | SH | Put | SOLE |  | 408 | 0 | 0 |
| NABORS INDUSTRIES LTD | Put | G6359F957 |  | 250 | 250 | SH | Put | SOLE |  | 250 | 0 | 0 |
| TRONOX HOLDINGS PLC | Put | G9087Q952 |  | 2700 | 2700 | SH | Put | SOLE |  | 2700 | 0 | 0 |

---