# EDGAR Filing Document

**Accession Number:** 0000045012
**File Stem:** 0001062993-23-000169
**Filing Date:** 2023-1
**Character Count:** 8960
**Document Hash:** 4bb4872fd6abc611d36d7adf34a86413
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062993-23-000169.hdr.sgml**: 20230104

**ACCESSION NUMBER**: 0001062993-23-000169

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230104

**DATE AS OF CHANGE**: 20230104

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** BENNETT ALAN M
- **CENTRAL INDEX KEY:** 0001185166

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-03492
- **FILM NUMBER:** 23505804

**MAIL ADDRESS:**
- **STREET 1:** ONE H&R BLOCK WAY
- **CITY:** KANSAS CITY
- **STATE:** MO
- **ZIP:** 64105
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HALLIBURTON CO
- **CENTRAL INDEX KEY:** 0000045012
- **STANDARD INDUSTRIAL CLASSIFICATION:** OIL, GAS FIELD SERVICES, NBC [1389]
- **IRS NUMBER:** 752677995
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 3000 NORTH SAM HOUSTON PARKWAY EAST
- **STREET 2:** 3000 NORTH SAM HOUSTON PARKWAY EAST
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77032
- **BUSINESS PHONE:** 2818712699

**MAIL ADDRESS:**
- **STREET 1:** 3000 NORTH SAM HOUSTON PARKWAY EAST
- **STREET 2:** 3000 NORTH SAM HOUSTON PARKWAY EAST
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77032

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HALLIBURTON OIL WELL CEMENTING CO
- **DATE OF NAME CHANGE:** 19660911

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>BENNETT ALAN M<br><sub>(Last) (First) (Middle)</sub><br>467 WESTWAY RD.<br><sub>(Street)</sub><br>SOUTHPORT, CT 06890<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HALLIBURTON CO [ HAL ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock |  |  |  |  |  |  |  | 27236 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Equivalent Units | <sup>(1)</sup> | 2022-12-31 |  | A |  | 122.096<sup>(2)</sup> |  | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 122.096 | <sup>(4)</sup> | 39426.788 | D |  |
| 12/2022 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock | 4941 |  | 4941 | D |  |
| 12/2021 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock | 7966.180<sup>(8)</sup> |  | 7966.180<sup>(8)</sup> | D |  |
| 12/2020 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(6)</sup> | <sup>(6)</sup> | Common Stock | 12635.960<sup>(8)</sup> |  | 12635.960<sup>(8)</sup> | D |  |
| 8/2019 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 8656.580<sup>(8)</sup> |  | 8656.580<sup>(8)</sup> | D |  |
| 8/2018 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 4668.180<sup>(8)</sup> |  | 4668.180<sup>(8)</sup> | D |  |
| 8/2017 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 4794.810<sup>(8)</sup> |  | 4794.810<sup>(8)</sup> | D |  |
| 8/2016 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 4764.248<sup>(8)</sup> |  | 4764.248<sup>(8)</sup> | D |  |
| 8/2015 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 5177.983<sup>(8)</sup> |  | 5177.983<sup>(8)</sup> | D |  |
| 8/2014 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 3071.942<sup>(8)</sup> |  | 3071.942<sup>(8)</sup> | D |  |
| 8/2013 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 4295.719<sup>(8)</sup> |  | 4295.719<sup>(8)</sup> | D |  |
| 8/2012 Restricted Stock Units | <sup>(5)</sup> |  |  |  |  |  |  | <sup>(7)</sup> | <sup>(7)</sup> | Common Stock | 6357.195<sup>(8)</sup> |  | 6357.195<sup>(8)</sup> | D |  |

---

### Footnotes:

(1) The security converts to common stock on a one-for-one basis.

(2) Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

(3) The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

(4) The stock equivalents are attributable to quarterly dividends and are based on the closing price on December 21, 2022 of $38.63.

(5) Each restricted stock unit represents a right to receive one share of the Company's common stock.

(6) The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

(7) The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

(8) Includes dividend equivalent units through December 31, 2022.

**Signature:** /s/ Bruce A. Metzinger, by Power of Attorney  
**Date:** 2023-01-04

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**