# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0000940400-26-012610
**Filing Date:** 2026-3
**Character Count:** 16108
**Document Hash:** c82df94ee8aa4511d8487e6991ffe195
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-012610.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0000940400-26-012610

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260130

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ARK ETF Trust
- **CENTRAL INDEX KEY:** 0001579982

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 26820829

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ark ETF Trust
- **DATE OF NAME CHANGE:** 20130624

## Series and Classes Contracts Data

### ARK Space & Defense Innovation ETF (Series ID: S000071318)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000226276 | ARK Space & Defense Innovation ETF | ARKX            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Space & Defense Innovation ETF

- **b. EDGAR series identifier (if any):** S000071318

- **c. LEI of Series:** 549300DDLOFTLU9BG365

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $824160861.72

**Total Liabilities:** $3140046.31

**Net Assets:** $821020815.41

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000226276 | -12.82%              | 5.97%                | 10.59%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $7615927.10              | $-75126218.32                              |
| Month 2  | $4678247.88              | $20942253.52                               |
| Month 3  | $133918787.54            | $-89996170.63                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Strata Critical Medical Inc                              | Strata Critical Medical Inc                              | CUSIP: 092667104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2753965 | NS      | $13439349.20  | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Elbit Systems Ltd                                        | Elbit Systems Ltd                                        | CUSIP: 000000000<br>LEI: 529900Q9CB1REUMZSS32 | Long             | EC               | CORP              | IL        |     19055 | NS      | $13387471.35  | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                                              | Trimble Inc                                              | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |    463832 | NS      | $31355043.20  | 3.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                | Palantir Technologies Inc                                | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |    181164 | NS      | $26556830.76  | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                               | Deere & Co                                               | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |     85891 | NS      | $45350448.00  | 5.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                                             | Teradyne Inc                                             | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |    270152 | NS      | $65120139.60  | 7.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Machines Inc                                   | Intuitive Machines Inc                                   | CUSIP: 46125A100<br>LEI: 254900386IE2PEPLVM59 | Long             | EC               | CORP              | US        |    807478 | NS      | $15334007.22  | 1.87%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                                        | AeroVironment Inc                                        | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |    199356 | NS      | $55498716.84  | 6.76%             |  |  |  | No            |                  1 | On Loan: No      |
| JD Logistics Inc                                         | JD Logistics Inc                                         | CUSIP: 000000000<br>LEI: 655600LWTFVMV3E2A890 | Long             | EC               | CORP              | CN        |   4670625 | NS      | $6690172.14   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| HEICO Corp                                               | HEICO Corp                                               | CUSIP: 422806109<br>LEI: 529900O1DTDLCJ7L0I14 | Long             | EC               | CORP              | US        |     26689 | NS      | $8831656.99   | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Joby Aviation Inc                                        | Joby Aviation Inc                                        | CUSIP: 000000000<br>LEI: 254900NMVFUM8FO88E56 | Long             | EC               | CORP              | US        |   1803248 | NS      | $19060331.36  | 2.32%             |  |  |  | No            |                  1 | On Loan: —       |
| Dassault Systemes SE                                     | Dassault Systemes SE                                     | CUSIP: 000000000<br>LEI: 96950065LBWY0APQIM86 | Long             | EC               | CORP              | FR        |    270945 | NS      | $7457467.02   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                                               | Garmin Ltd                                               | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |     54391 | NS      | $10967401.24  | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| TSMC                                                     | Taiwan Semiconductor Manufacturing Co Ltd                | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     32003 | NS      | $10578911.68  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp                                     | Lockheed Martin Corp                                     | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      8775 | NS      | $5565280.50   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                             | Synopsys Inc                                             | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |     18591 | NS      | $8646952.97   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc                                | L3Harris Technologies Inc                                | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |    210844 | NS      | $72287865.40  | 8.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbus SE                                                | Airbus SE                                                | CUSIP: 000000000<br>LEI: MINO79WLOO247M1IL051 | Long             | EC               | CORP              | FR        |     32462 | NS      | $7441829.71   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                              | NVIDIA Corp                                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    100678 | NS      | $19242586.14  | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc                              | Honeywell International Inc                              | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     39263 | NS      | $8933117.76   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                             | DoorDash Inc                                             | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     37508 | NS      | $7674886.96   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Teledyne Technologies Inc                                | Teledyne Technologies Inc                                | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |     17157 | NS      | $10642487.10  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu                           | Kratos Defense & Security Solutions Inc                  | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |    656706 | NS      | $67647285.06  | 8.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                               | Advanced Micro Devices Inc                               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    153583 | NS      | $36357703.59  | 4.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                                      | Archer Aviation Inc                                      | CUSIP: 03945R102<br>LEI: 529900UGYVU0KY2RLD83 | Long             | EC               | CORP              | US        |   5117405 | NS      | $36794141.95  | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab Corp                                          | Rocket Lab Corp                                          | CUSIP: 773121108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    914813 | NS      | $73249076.91  | 8.92%             |  |  |  | No            |                  1 | On Loan: No      |
| The 3D Printing ETF                                      | The 3D Printing ETF                                      | CUSIP: 00214Q500<br>LEI: 2549004LVF58DT442303 | Long             | EC               | RF                | US        |     99271 | NS      | $2265364.22   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Komatsu Ltd                                              | Komatsu Ltd                                              | CUSIP: 000000000<br>LEI: 5493004LQ0B4T7QPQV17 | Long             | EC               | CORP              | JP        |    587165 | NS      | $22494839.01  | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |   3631635 | NS      | $3631634.59   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Thales SA                                                | Thales SA                                                | CUSIP: 000000000<br>LEI: 529900FNDVTQJOVVPZ19 | Long             | EC               | CORP              | FR        |     58765 | NS      | $17832272.44  | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc                               | Iridium Communications Inc                               | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |   1547984 | NS      | $30835841.28  | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                             | Alphabet Inc                                             | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     65814 | NS      | $22280013.42  | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc                                     | BWX Technologies Inc                                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     70883 | NS      | $14561494.69  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                           | Amazon.com Inc                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    108783 | NS      | $26031771.90  | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-31

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer