# EDGAR Filing Document

**Accession Number:** 0001898391
**File Stem:** 0000035402-26-002038
**Filing Date:** 2026-3
**Character Count:** 25298
**Document Hash:** b8a23e8a25e6d2e68e781eb5d0a68e76
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000035402-26-002038.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000035402-26-002038

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Fidelity Greenwood Street Trust
- **CENTRAL INDEX KEY:** 0001898391

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23762
- **FILM NUMBER:** 26790635

**BUSINESS ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210
- **BUSINESS PHONE:** 617-563-7000

**MAIL ADDRESS:**
- **STREET 1:** 245 SUMMER STREET
- **CITY:** BOSTON
- **STATE:** MA
- **ZIP:** 02210

## Series and Classes Contracts Data

### Fidelity SAI Convertible Arbitrage Fund (Series ID: S000081303)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000243999 | Fidelity SAI Convertible Arbitrage Fund | FSAWX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Fidelity Greenwood Street Trust

- **b. Investment Company Act file number:** 811-23762

- **c. CIK number of Registrant:** 0001898391

- **d. LEI of Registrant:** 549300467DYGTZIRI308

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 245 Summer Street

  - **City:** Boston

  - **State:** MA

  - **Foreign country:** US

  - **Zip / Postal Code:** 02210

  - **Telephone number:** 1-800-FIDELITY

**Item A.2. Information about the Series.**

- **a. Name of Series:** Fidelity SAI Convertible Arbitrage Fund

- **b. EDGAR series identifier (if any):** S000081303

- **c. LEI of Series:** 5493000KTCP1YAGWOK37

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-01-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1028985243.92

**Total Liabilities:** $16256610.30

**Net Assets:** $1012728633.62

**Cash Not Reported:** $191558.52

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 2586.92162980 | **1-Year:** 1262.26762560 | **5-Year:** 8580.88470340 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 723.35181830 | **1-Year:** 11919.40928820 | **5-Year:** 46960.88053800 | **10-Year:** 1601.73639220 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000243999 | -0.43%               | 0.58%                | 1.76%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6450965.21              | $-14745364.78                              |
| Month 2  | $11856883.28             | $3197377.72                                |
| Month 3  | $19940130.91             | $-3081158.44                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                                | Title                                                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ABBVIE INC                                          | ABBVIE INC                                                | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     32000 | NS      | $7136320.00   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIGROUP INC                                       | CITIGROUP INC                                             | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    325000 | NS      | $37605750.00  | 3.71%             |  |  |  | No            |                  1 | On Loan: No      |
| COSTCO WHOLESALE CORP                               | COSTCO WHOLESALE CORP                                     | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |      6000 | NS      | $5641500.00   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Revere Street Trust                        | Fidelity Cash Central Fund                                | CUSIP: 31635A105<br>LEI: 549300BDV45LJNXBZC55 | Long             | STIV             | RF                | US        |  54301092 | NS      | $54311951.88  | 5.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Name : iShares Ultra Short-Term Bond Active ETF | iShares Core S and P 500 ETF                              | CUSIP: 464287200<br>LEI: 549300G3FWQPUM47D181 | Long             | EC               | RF                | US        |     20700 | NS      | $14387121.00  | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| MASTERCARD INC                                      | MASTERCARD INC CL A                                       | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |    157600 | NS      | $84913304.00  | 8.38%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                                      | MICROSOFT CORP                                            | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     24000 | NS      | $10326960.00  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY                                      | MORGAN STANLEY                                            | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     41700 | NS      | $7622760.00   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                                         | NVIDIA CORP                                               | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     80000 | NS      | $15290400.00  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| ORACLE CORP                                         | ORACLE CORP                                               | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     25900 | NS      | $4262622.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| PHILIP MORRIS INTERNATIONAL INC                     | PHILIP MORRIS INTL INC                                    | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |    445000 | NS      | $79850800.00  | 7.88%             |  |  |  | No            |                  1 | On Loan: No      |
| SECTOR SPDR TR                                      | State StreetFinSelSectSPDRETF                             | CUSIP: 81369Y605<br>LEI: 549300N81BAQ1XPGBT65 | Long             | EC               | RF                | US        |    438300 | NS      | $23422752.00  | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                                        | BROADCOM INC                                              | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     75000 | NS      | $24847500.00  | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| RINGCENTRAL INC                                     | RINGCENTRAL INC CONV 0% 03/15/2026                        | CUSIP: 76680RAH0<br>LEI: 549300C8EH0H1614VE84 | Long             | DBT              | CORP              | US        |   6000000 | PA      | $5964000.00   | 0.59%             | 2026-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| PELOTON INTERACTIVE INC                             | PELOTON INTERACTIVE INC CONV 0% 02/15/2026                | CUSIP: 70614WAB6<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |  17700000 | PA      | $17655710.35  | 1.74%             | 2026-02-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| CABLE ONE INC                                       | CABLE ONE INC CONV 0% 03/15/2026                          | CUSIP: 12685JAE5<br>LEI: 549300648QS85T0XSH18 | Long             | DBT              | CORP              | US        |  27421000 | PA      | $26941132.50  | 2.66%             | 2026-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| AIRBNB INC                                          | AIRBNB INC CONV 0% 03/15/2026                             | CUSIP: 009066AB7<br>LEI: 549300HMUDNO0RY56D37 | Long             | DBT              | CORP              | US        |  21500000 | PA      | $21360249.57  | 2.11%             | 2026-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC             | MACOM TECHNOLOGY SOLN HLDS INC CONV 0.25% 03/15/2026      | CUSIP: 55405YAB6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  12100000 | PA      | $32223261.35  | 3.18%             | 2026-03-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                                 | COINBASE GLOBAL INC CONV 0.5% 06/01/2026                  | CUSIP: 19260QAB3<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |  10000000 | PA      | $9880989.30   | 0.98%             | 2026-06-01      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS INC                           | DIGITALOCEAN HOLDINGS INC CONV 0% 12/01/2026              | CUSIP: 25402DAB8<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |  15000000 | PA      | $14505000.00  | 1.43%             | 2026-12-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| UNITY SOFTWARE INC                                  | UNITY SOFTWARE INC CONV 0% 11/15/2026                     | CUSIP: 91332UAB7<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |   5172000 | PA      | $4990980.00   | 0.49%             | 2026-11-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDINGS LP                          | GALAXY DIGITAL HOLDINGS LP CONV 3% 12/15/2026 144A        | CUSIP: 36317GAA4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    500000 | PA      | $575500.00    | 0.06%             | 2026-12-15      | Fixed         | 0.03%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS INC                         | ALNYLAM PHARMACEUTICALS INC CONV 1% 09/15/2027            | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |   8500000 | PA      | $11080065.52  | 1.09%             | 2027-09-15      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| XPLR Infrastructure LP                              | XPLR Infrastructure LP CONV 2.5% 06/15/2026 144A          | CUSIP: 65341BAG1<br>LEI: 5493008F4ZOQFNG3WN54 | Long             | DBT              | CORP              | US        |   8750000 | PA      | $8586375.00   | 0.85%             | 2026-06-15      | Fixed         | 0.03%                 | No            |                  2 | On Loan: No      |
| TETRA TECH INC NEW                                  | TETRA TECH INC NEW CONV 2.25% 08/15/2028                  | CUSIP: 88162GAB9<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $3477000.00   | 0.34%             | 2028-08-15      | Fixed         | 0.02%                 | No            |                  2 | On Loan: No      |
| ADVANCED ENERGY INDUSTRIES INC                      | ADVANCED ENERGY INDUSTRIES INC CONV 2.5% 09/15/2028       | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |   3900000 | PA      | $7579650.00   | 0.75%             | 2028-09-15      | Fixed         | 0.03%                 | No            |                  2 | On Loan: No      |
| BANK OF MONTREAL QUE                                | Total Return Basket Swap BMO                              | CUSIP: N/A<br>LEI: NQQ6HPCNCCU6TUTQYE16       | N/A              | DO               | CORP              | CA        |         1 | NC      | $3648501.36   | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| BNP PARIBAS NY BRANCH                               | Total Return Basket Swap BNP                              | CUSIP: N/A<br>LEI: R0MUWSFPU8MPRO8K5P83       | N/A              | DO               | CORP              | US        |         1 | NC      | $5195709.93   | 0.51%             |  |  |  | No            |                  2 | On Loan: No      |
| BLACKLINE INC                                       | BLACKLINE INC CONV 1% 06/01/2029                          | CUSIP: 09239BAF6<br>LEI: 529900P9N7PK9LV5EK56 | Long             | DBT              | CORP              | US        |   5000000 | PA      | $4964000.00   | 0.49%             | 2029-06-01      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| BOX INC                                             | BOX INC CONV 1.5% 09/15/2029                              | CUSIP: 10316TAD6<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |   3000000 | PA      | $2830500.00   | 0.28%             | 2029-09-15      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| CHEESECAKE FACTORY (THE)                            | CHEESECAKE FACTORY INC CONV 2% 03/15/2030 144A            | CUSIP: 163072AB7<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |  11861000 | PA      | $12489633.00  | 1.23%             | 2030-03-15      | Fixed         | 0.02%                 | No            |                  2 | On Loan: No      |
| LCI INDUSTRIES                                      | LCI INDUSTRIES CONV 3% 03/01/2030 144A                    | CUSIP: 501812AC5<br>LEI: 549300E1B98YNJ1WIQ04 | Long             | DBT              | CORP              | US        |  20000000 | PA      | $27140000.00  | 2.68%             | 2030-03-01      | Fixed         | 0.03%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC                               | UBER TECHNOLOGIES INC CONV 0% 05/15/2028 144A             | CUSIP: 90353TAR1<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |   6500000 | PA      | $6467500.00   | 0.64%             | 2028-05-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTHERN COMPANY                                    | SOUTHERN COMPANY CONV 3.25% 06/15/2028 144A               | CUSIP: 842587EC7<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |   3267000 | PA      | $3268633.50   | 0.32%             | 2028-06-15      | Fixed         | 0.03%                 | No            |                  2 | On Loan: No      |
| VOYAGER TECHNOLOGIES INC                            | VOYAGER TECHNOLOGIES INC                                  | CUSIP: 92892B103<br>LEI: 254900DDCLSP240FE187 | Long             | EC               | CORP              | US        |     28700 | NS      | $876211.00    | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CRACKER BARREL OLD COUNTRY STORE INC                | CRACKER BARREL OLD CTRY ST INC CONV 1.75% 09/15/2030 144A | CUSIP: 22410JAC0<br>LEI: 8P4PHQIUWPIECBFBW745 | Long             | DBT              | CORP              | US        |   4225000 | PA      | $3361489.64   | 0.33%             | 2030-09-15      | Fixed         | 0.02%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL AND GAS INC                            | NORTHERN OIL AND GAS INC CONV 3.625% 04/15/2029 144A      | CUSIP: 665531AK5<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |   2500000 | PA      | $2529124.75   | 0.25%             | 2029-04-15      | Fixed         | 0.04%                 | No            |                  2 | On Loan: No      |
| CHICAGO BOARD OF TRADE                              | US 5YR NOTE (CBT) FUT MAR26 FVH6                          | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | N/A              | DIR              | CORP              | US        |      -611 | NC      | $343065.81    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO BOARD OF TRADE                              | US 2YR NOTE (CBT) FUT MAR26 TUH6                          | CUSIP: N/A<br>LEI: 549300EX04Q2QBFQTQ27       | N/A              | DIR              | CORP              | US        |      -621 | NC      | $178441.24    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| UST BILLS                                           | UST BILLS 0% 02/05/2026                                   | CUSIP: 912797RL3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  85000000 | PA      | $84974556.95  | 8.39%             | 2026-02-05      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| PITNEY-BOWES INC                                    | PITNEY-BOWES INC CONV 1.5% 08/15/2030 144A                | CUSIP: 724479AR1<br>LEI: 549300N2O26NW4ST6W55 | Long             | DBT              | CORP              | US        |  17500000 | PA      | $17298750.00  | 1.71%             | 2030-08-15      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC                                 | COINBASE GLOBAL INC CONV 0% 10/01/2032 144A               | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |   9500000 | PA      | $8050367.45   | 0.79%             | 2032-10-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS INC                           | DIGITALOCEAN HOLDINGS INC CONV 0% 08/15/2030 144A         | CUSIP: 25402DAC6<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |   6600000 | PA      | $10441200.00  | 1.03%             | 2030-08-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| UPSTART HOLDINGS INC                                | UPSTART HOLDINGS INC CONV 0% 02/15/2032 144A              | CUSIP: 91680MAG2<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |  10000000 | PA      | $7962500.00   | 0.79%             | 2032-02-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| DENISON MINES CORP                                  | DENISON MINES CORP CONV 4.25% 09/15/2031 144A             | CUSIP: 248356AA5<br>LEI: 529900JWGSW17LJK6586 | Long             | DBT              | CORP              | CA        |   7500000 | PA      | $12708750.00  | 1.25%             | 2031-09-15      | Fixed         | 0.04%                 | No            |                  2 | On Loan: No      |
| EURONET WORLDWIDE INC                               | EURONET WORLDWIDE INC CONV 0.625% 10/01/2030 144A         | CUSIP: 298736AM1<br>LEI: YG3575C4DSHJPA5KET68 | Long             | DBT              | CORP              | US        |  20520000 | PA      | $18378225.00  | 1.81%             | 2030-10-01      | Fixed         | 0.01%                 | No            |                  2 | On Loan: No      |
| EVOLENT HEALTH INC                                  | EVOLENT HEALTH INC CONV 4.5% 08/15/2031 144A              | CUSIP: 30050BAJ0<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |   7200000 | PA      | $4567500.00   | 0.45%             | 2031-08-15      | Fixed         | 0.04%                 | No            |                  2 | On Loan: No      |
| UST BILLS                                           | UST BILLS 0% 03/05/2026                                   | CUSIP: 912797RV1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        | 116500000 | PA      | $116138423.61 | 11.47%            | 2026-03-05      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| ENOVIX CORP                                         | ENOVIX CORP CONV 4.75% 09/15/2030 144A                    | CUSIP: 293594AF4<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |  20000000 | PA      | $18622468.60  | 1.84%             | 2030-09-15      | Fixed         | 0.05%                 | No            |                  2 | On Loan: No      |
| NEBIUS GROUP NV                                     | NEBIUS GROUP NV CONV 2.75% 09/15/2032 144A                | CUSIP: 63954QAF3<br>LEI: 549300GGZHJ5Q1B18P93 | Long             | DBT              | CORP              | NL        |   2800000 | PA      | $2721600.00   | 0.27%             | 2032-09-15      | Fixed         | 0.03%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC                                    | CYTOKINETICS INC CONV 1.75% 10/01/2031 144A               | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |   3920000 | PA      | $4946550.00   | 0.49%             | 2031-10-01      | Fixed         | 0.02%                 | No            |                  2 | On Loan: No      |
| UST BILLS                                           | UST BILLS 0% 04/09/2026                                   | CUSIP: 912797SL2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |  85000000 | PA      | $84441337.50  | 8.34%             | 2026-04-09      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| JPMORGAN CHASE BANK NA NEW YORK NY                  | VOYG 5/07/2026 JPM 0bps + OBFR ETRS                       | CUSIP: N/A<br>LEI: 7H6GLXDRUGQFU57RNE97       | N/A              | DIR              | CORP              | US        |     28700 | NC      | $-29083.97    | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| COMPASS INC                                         | COMPASS INC CONV 0.25% 04/15/2031 144A                    | CUSIP: 20464UAA8<br>LEI: 254900DMGQSTC3I2IM78 | Long             | DBT              | CORP              | US        |  11998000 | PA      | $12912883.85  | 1.28%             | 2031-04-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-02

**Name of Applicant:** Heather Bonner

**Signature:** Heather Bonner

**Name of Signer:** Heather Bonner

**Title:** President and Treasurer