# EDGAR Filing Document

**Accession Number:** 0001584639
**File Stem:** 0001420506-23-000339
**Filing Date:** 2023-2
**Character Count:** 46358
**Document Hash:** df7aacd252858169c052cac99a01200e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001420506-23-000339.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001420506-23-000339

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**EFFECTIVENESS DATE**: 20230210

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Yakira Capital Management, Inc.
- **CENTRAL INDEX KEY:** 0001584639
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15952
- **FILM NUMBER:** 23609534

**BUSINESS ADDRESS:**
- **STREET 1:** 1555 POST ROAD EAST
- **STREET 2:** SUITE 202
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** (203) 341-0606

**MAIL ADDRESS:**
- **STREET 1:** 1555 POST ROAD EAST
- **STREET 2:** SUITE 202
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BK Management I, Inc.
- **DATE OF NAME CHANGE:** 20130819

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Yakira Capital Management Inc.<br>**Address:** 1555 Post Road East<br>Suite 202<br>Westport, CT 06880

**Form 13F File Number:** 028-15952

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Nicholas Sabatini<br>**Title:** CFO  CCO<br>**Phone:** (203) 341-0702

**Signature, Place, and Date of Signing:**

Nicholas Sabatini CFO  CCO  Westport, CT  02-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 384

**Form 13F Information Table Value Total:** $491126972

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 855970 | 51225 | SH |  | SOLE |  | 51225 | 0 | 0 |
| A SPAC II ACQUISITION CORP | UNIT 10/15/2026 | G0543H125 |  | 3351075 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| ABRDN GLOBAL DYNAMIC DIVIDEN | COM | 00302M106 |  | 121230 | 12815 | SH |  | SOLE |  | 12815 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 4204 | 224827 | SH |  | SOLE |  | 224827 | 0 | 0 |
| ACCRETION ACQUISITION CORP | RIGHT 03/01/2028 | 00438Y123 |  | 31417 | 449457 | SH |  | SOLE |  | 449457 | 0 | 0 |
| ACE GLOBAL BUSINESS ACQU LTD | ORDINARY SHARES | G0083E102 |  | 1805400 | 170000 | SH |  | SOLE |  | 170000 | 0 | 0 |
| ACE GLOBAL BUSINESS ACQU LTD | *W EXP 02/20/202 | G0083E110 |  | 7744 | 170000 | SH |  | SOLE |  | 170000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 3452405 | 45100 | SH |  | SOLE |  | 45100 | 0 | 0 |
| ADARA ACQUISITION CORP | UNIT 99/99/9999 | 00653H201 |  | 1021560 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | COMMON STOCK | 007024102 |  | 4133120 | 408815 | SH |  | SOLE |  | 408815 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 6750 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | CLASS A COM | 00809L106 |  | 4160000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | *W EXP 09/14/202 | 00809L114 |  | 30000 | 199999 | SH |  | SOLE |  | 199999 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 |  | 3999 | 353892 | SH |  | SOLE |  | 353892 | 0 | 0 |
| AEVA TECHNOLOGIES INC | COM | 00835Q103 |  | 27612 | 20303 | SH |  | SOLE |  | 20303 | 0 | 0 |
| AEVA TECHNOLOGIES INC | *W EXP 03/12/202 | 00835Q111 |  | 8952 | 51595 | SH |  | SOLE |  | 51595 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 502500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 517 | 27433 | SH |  | SOLE |  | 27433 | 0 | 0 |
| AGILETHOUGHT INC | *W EXP 08/23/202 | 00857F118 |  | 47952 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| AIB ACQUISITION CORPORATION | CLASS A ORD | G0R45S109 |  | 3845086 | 376600 | SH |  | SOLE |  | 376600 | 0 | 0 |
| AIB ACQUISITION CORPORATION | RIGHT 10/31/2028 | G0R45S117 |  | 41426 | 376600 | SH |  | SOLE |  | 376600 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K112 |  | 5758 | 185729 | SH |  | SOLE |  | 185729 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 2687904 | 129600 | SH |  | SOLE |  | 129600 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 262068 | 2975 | SH |  | SOLE |  | 2975 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | ORDINARY SHARES | G0230C108 |  | 7582998 | 739444 | SH |  | SOLE |  | 739444 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | G0230C116 |  | 11240 | 739444 | SH |  | SOLE |  | 739444 | 0 | 0 |
| ALPHA STAR ACQUISITION CORP | RIGHT 05/30/2023 | G0230C132 |  | 92431 | 739444 | SH |  | SOLE |  | 739444 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | COM | 02083L109 |  | 3280725 | 315000 | SH |  | SOLE |  | 315000 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 |  | 15750 | 157500 | SH |  | SOLE |  | 157500 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | UNIT 01/31/2027 | 02115M208 |  | 3583580 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | UNIT 11/30/2028 | G0231L115 |  | 1122000 | 110000 | SH |  | SOLE |  | 110000 | 0 | 0 |
| ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 |  | 1463 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ALTRA INDL MOTION CORP | COM | 02208R106 |  | 5619846 | 94056 | SH |  | SOLE |  | 94056 | 0 | 0 |
| AMERICAN ACQUISITION OPPT IN | *W EXP 05/28/202 | 02369M110 |  | 3773 | 94809 | SH |  | SOLE |  | 94809 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | UNIT 99/99/9999 | G26735111 |  | 2577500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 |  | 3479 | 133300 | SH |  | SOLE |  | 133300 | 0 | 0 |
| AP ACQUISITION CORP | UNIT 99/99/9999 | G04058122 |  | 1032000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| APEXIGEN INC | *W EXP 07/29/202 | 03759B110 |  | 2134 | 85000 | SH |  | SOLE |  | 85000 | 0 | 0 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 1808 | 60066 | SH |  | SOLE |  | 60066 | 0 | 0 |
| ARBE ROBOTICS LTD | *W EXP 10/07/202 | M1R95N118 |  | 6526 | 33465 | SH |  | SOLE |  | 33465 | 0 | 0 |
| ARBOR RAPHA CAP BIOHLDS CORP | *W EXP 10/31/202 | 03881F112 |  | 667 | 16666 | SH |  | SOLE |  | 16666 | 0 | 0 |
| ARIES I ACQUISITION CORP | *W EXP 03/18/202 | G0542N123 |  | 1982 | 36899 | SH |  | SOLE |  | 36899 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 |  | 5890494 | 581490 | SH |  | SOLE |  | 581490 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 33436 | 581490 | SH |  | SOLE |  | 581490 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 319 | 27955 | SH |  | SOLE |  | 27955 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 378473 | 20558 | SH |  | SOLE |  | 20558 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 1250 | 24999 | SH |  | SOLE |  | 24999 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | CLASS A COM | 048453104 |  | 751125 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | UNIT 01/13/2027 | 04845A207 |  | 1018000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 |  | 10292990 | 102113 | SH |  | SOLE |  | 102113 | 0 | 0 |
| ATLAS CORP | SHARES | Y0436Q109 |  | 8237197 | 536975 | SH |  | SOLE |  | 536975 | 0 | 0 |
| AULT DISRUPTIVE TECHS CORP | UNIT 99/99/9999 | 05150A203 |  | 7136097 | 695526 | SH |  | SOLE |  | 695526 | 0 | 0 |
| AURORA ACQUISITION CORP | CLASS A ORD SHS | G0698L103 |  | 504500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | CLASS A ORD SHS | G06984119 |  | 3324750 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 7654 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 |  | 42250 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| AVALON ACQUISITION INC | CLASS A COM | 05338E101 |  | 10250000 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 48750 | 749999 | SH |  | SOLE |  | 749999 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | RIGHT 99/99/9999 | G0703K124 |  | 51300 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | CL A ORD SHS | G0703K108 |  | 2074420 | 201400 | SH |  | SOLE |  | 201400 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | *W EXP 99/99/999 | G0703K116 |  | 17500 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| BANNIX ACQUISITION CORP | COM | 066644105 |  | 3051000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BANNIX ACQUISITION CORP | *W EXP 07/31/202 | 066644113 |  | 5250 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BANNIX ACQUISITION CORP | RIGHT 07/31/2026 | 066644121 |  | 81750 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BETTER WORLD ACQUISITION COR | *W EXP 11/15/202 | 08772B112 |  | 5553 | 58450 | SH |  | SOLE |  | 58450 | 0 | 0 |
| BIGBEAR AI HLDGS INC | *W EXP 12/08/202 | 08975B117 |  | 2314 | 75366 | SH |  | SOLE |  | 75366 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 2303 | 49999 | SH |  | SOLE |  | 49999 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | CL A SHS | G1125A108 |  | 543556 | 53818 | SH |  | SOLE |  | 53818 | 0 | 0 |
| BITE ACQUISITION CORP | COMMON STOCK | 09175K105 |  | 4984650 | 495000 | SH |  | SOLE |  | 495000 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 10500 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 15774 | 429802 | SH |  | SOLE |  | 429802 | 0 | 0 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 |  | 2846469 | 325683 | SH |  | SOLE |  | 325683 | 0 | 0 |
| BLUCORA INC | COM | 095229100 |  | 255300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 |  | 42408 | 360000 | SH |  | SOLE |  | 360000 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | CLASS A ORD SHS | G1263E102 |  | 2091000 | 205000 | SH |  | SOLE |  | 205000 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | RIGHT 08/29/2029 | G1263E110 |  | 18450 | 205000 | SH |  | SOLE |  | 205000 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | *W EXP 01/10/202 | G1263E136 |  | 2183 | 102499 | SH |  | SOLE |  | 102499 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 4000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | *W EXP 05/25/202 | 106762115 |  | 16380 | 232995 | SH |  | SOLE |  | 232995 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | RIGHT 05/23/2022 | 106762123 |  | 35427 | 272096 | SH |  | SOLE |  | 272096 | 0 | 0 |
| BRILLIANT ACQUISITION CORP | *W EXP 03/30/202 | G1643W129 |  | 2638 | 150750 | SH |  | SOLE |  | 150750 | 0 | 0 |
| BRILLIANT ACQUISITION CORP | RIGHT 99/99/9999 | G1643W137 |  | 28643 | 150750 | SH |  | SOLE |  | 150750 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | UNIT 01/10/2027 | 11125B201 |  | 5110000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| BROADMARK RLTY CAP INC | *W EXP 11/15/202 | 11135B118 |  | 410 | 341868 | SH |  | SOLE |  | 341868 | 0 | 0 |
| BROOGE ENERGY LTD | *W EXP 12/20/202 | G1611B115 |  | 14619 | 73097 | SH |  | SOLE |  | 73097 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 4817 | 802750 | SH |  | SOLE |  | 802750 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | UNIT 07/01/2027 | 124420209 |  | 606904 | 59268 | SH |  | SOLE |  | 59268 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 2250 | 74999 | SH |  | SOLE |  | 74999 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | G1745A124 |  | 250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CANNA GLOBAL ACQUISITION COR | *W EXP 11/30/202 | 13767K119 |  | 14000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| CARDIO DIAGNOSTICS HOLDGS IN | COMMON STOCK | 14159C103 |  | 22002 | 20757 | SH |  | SOLE |  | 20757 | 0 | 0 |
| CARDIO DIAGNOSTICS HOLDGS IN | *W EXP 12/01/202 | 14159C111 |  | 3440 | 69499 | SH |  | SOLE |  | 69499 | 0 | 0 |
| CARTESIAN GROWTH CORP | CL A SHS | G19276107 |  | 503000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| CELULARITY INC | *W EXP 07/16/202 | 151190113 |  | 1646 | 24944 | SH |  | SOLE |  | 24944 | 0 | 0 |
| CENAQ ENERGY CORP | *W EXP 02/04/202 | 15130M110 |  | 58314 | 530127 | SH |  | SOLE |  | 530127 | 0 | 0 |
| CENAQ ENERGY CORP | CLASS A ORD SHS | 15130M102 |  | 1732211 | 168503 | SH |  | SOLE |  | 168503 | 0 | 0 |
| CEPTON INC | *W EXP 06/01/202 | 15673X119 |  | 9823 | 115434 | SH |  | SOLE |  | 115434 | 0 | 0 |
| CHAIN BRIDGE I | UNIT 03/31/2026 | G2061X128 |  | 257250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CLIMATEROCK | CLASS A ORD | G2311X100 |  | 2944000 | 287500 | SH |  | SOLE |  | 287500 | 0 | 0 |
| CLIMATEROCK | *W EXP 04/25/202 | G2311X118 |  | 7188 | 143749 | SH |  | SOLE |  | 143749 | 0 | 0 |
| CLIMATEROCK | RIGHT 10/31/2028 | G2311X134 |  | 33077 | 287500 | SH |  | SOLE |  | 287500 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | COM CL A | 18915E105 |  | 108450 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 |  | 43743 | 546782 | SH |  | SOLE |  | 546782 | 0 | 0 |
| CODERE ONLINE LUXEMBOURG S A | *W EXP 11/23/202 | L18268117 |  | 12180 | 56652 | SH |  | SOLE |  | 56652 | 0 | 0 |
| COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 20037C116 |  | 7322 | 153500 | SH |  | SOLE |  | 153500 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | UNIT 01/12/2027 | G2365L135 |  | 2041020 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CORNERSTONE STRATEGIC VALUE | COM | 21924B302 |  | 2284590 | 309985 | SH |  | SOLE |  | 309985 | 0 | 0 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 885519 | 124721 | SH |  | SOLE |  | 124721 | 0 | 0 |
| COWEN INC | CL A NEW | 223622606 |  | 3000426 | 77691 | SH |  | SOLE |  | 77691 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 753 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | *W EXP 10/04/202 | 22677T110 |  | 3660 | 39999 | SH |  | SOLE |  | 39999 | 0 | 0 |
| CROWN PROPTECH ACQUISITIONS | SHS CL A | G25741102 |  | 505500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 874 | 16999 | SH |  | SOLE |  | 16999 | 0 | 0 |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 26740W117 |  | 1999 | 18932 | SH |  | SOLE |  | 18932 | 0 | 0 |
| DATA KNIGHTS ACQUISITION COR | *W EXP 11/11/202 | 237699111 |  | 14574 | 420000 | SH |  | SOLE |  | 420000 | 0 | 0 |
| DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 |  | 45000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| DELAWARE IVY HIGH INCOME OPP | COM | 246107106 |  | 1158253 | 105680 | SH |  | SOLE |  | 105680 | 0 | 0 |
| DENALI CAPITAL ACQUISITN COR | UNIT 03/28/2027 | G6256B122 |  | 971850 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 20896 | 211600 | SH |  | SOLE |  | 211600 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 1500 | 24999 | SH |  | SOLE |  | 24999 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | CLASS A COM | 25401K107 |  | 1004500 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 1500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| DTRT HEALTH ACQUISITION CORP | *W EXP 08/31/202 | 23344T111 |  | 26991 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| DUET ACQUISITION CORP | CLASS A COM | 26431Q106 |  | 3763159 | 373700 | SH |  | SOLE |  | 373700 | 0 | 0 |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 26431Q114 |  | 7455 | 373700 | SH |  | SOLE |  | 373700 | 0 | 0 |
| EAST RES ACQUISITION CO | *W EXP 07/01/202 | 274681113 |  | 11462 | 65499 | SH |  | SOLE |  | 65499 | 0 | 0 |
| EDIFY ACQUISITION CORP | CL A | 28059Q103 |  | 100850 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| EDOC ACQUISITION CORP | CL A | G4000A102 |  | 2887473 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| EDOC ACQUISITION CORP | *W EXP 11/30/202 | G4000A110 |  | 14410 | 364797 | SH |  | SOLE |  | 364797 | 0 | 0 |
| EDOC ACQUISITION CORP | RIGHT 11/30/2027 | G4000A136 |  | 13502 | 176844 | SH |  | SOLE |  | 176844 | 0 | 0 |
| EDTECHX HOLDINGS ACQU CORP I | *W EXP 06/15/202 | 28139A110 |  | 4123 | 93923 | SH |  | SOLE |  | 93923 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | UNIT 03/17/2027 | G3034H133 |  | 2431075 | 235000 | SH |  | SOLE |  | 235000 | 0 | 0 |
| ENERGEM CORP | CLASS A ORD SHS | G30449105 |  | 1444800 | 140000 | SH |  | SOLE |  | 140000 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 11850 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| EUDA HEALTH HOLDINGS LTD | ORD SHS | G3142E105 |  | 42837 | 25998 | SH |  | SOLE |  | 25998 | 0 | 0 |
| EUDA HEALTH HOLDINGS LTD | *W EXP 09/24/202 | G3142E121 |  | 8716 | 108813 | SH |  | SOLE |  | 108813 | 0 | 0 |
| EURONAV NV | SHS | B38564108 |  | 6269766 | 367944 | SH |  | SOLE |  | 367944 | 0 | 0 |
| EVE HLDG INC | *W EXP 05/09/202 | 29970N112 |  | 19680 | 78718 | SH |  | SOLE |  | 78718 | 0 | 0 |
| EVERGREEN CORPORATION | UNIT 02/08/2027 | G3312W125 |  | 3727500 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 |  | 1395 | 24999 | SH |  | SOLE |  | 24999 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | UNIT 10/12/2026 | G3400W128 |  | 2791250 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | UNIT 06/01/2029 | 31561T201 |  | 3236740 | 306800 | SH |  | SOLE |  | 306800 | 0 | 0 |
| FG MERGER CORP | UNIT 06/17/2027 | 30324Y200 |  | 214347 | 21035 | SH |  | SOLE |  | 21035 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | *W EXP 03/31/202 | 31772T115 |  | 5162 | 344100 | SH |  | SOLE |  | 344100 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | RIGHT 07/01/2023 | 31772T123 |  | 26393 | 344100 | SH |  | SOLE |  | 344100 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 5466 | 206250 | SH |  | SOLE |  | 206250 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 |  | 4612500 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 12769 | 224999 | SH |  | SOLE |  | 224999 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 |  | 65025 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| FIRST EAGLE ALTR CAP BDC INC | COM | 26943B100 |  | 4253712 | 998524 | SH |  | SOLE |  | 998524 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 9267052 | 378247 | SH |  | SOLE |  | 378247 | 0 | 0 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 568400 | 23200 | SH | Call | SOLE |  | 23200 | 0 | 0 |
| FIRSTHAND TECHNOLOGY VALUE F | COM | 33766Y100 |  | 93976 | 99309 | SH |  | SOLE |  | 99309 | 0 | 0 |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 |  | 9808 | 15089 | SH |  | SOLE |  | 15089 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 255893 | 25500 | SH |  | SOLE |  | 25500 | 0 | 0 |
| FORGEROCK INC | CL A | 34631B101 |  | 1244995 | 54677 | SH |  | SOLE |  | 54677 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | CL A | 34969G102 |  | 5660406 | 547958 | SH |  | SOLE |  | 547958 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 34969G110 |  | 9589 | 273979 | SH |  | SOLE |  | 273979 | 0 | 0 |
| FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 |  | 1359 | 50500 | SH |  | SOLE |  | 50500 | 0 | 0 |
| FOXWAYNE ENTERPRIS AQSTN COR | *W EXP 01/12/202 | 35166L117 |  | 3025 | 35800 | SH |  | SOLE |  | 35800 | 0 | 0 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 1857554 | 299123 | SH |  | SOLE |  | 299123 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 252500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | UNIT 12/23/2022 | 36119D202 |  | 2050000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GALATA ACQUISITION CORP | *W EXP 99/99/999 | G3R23A116 |  | 1424 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | COMMON STOCK | 365506104 |  | 3991405 | 388647 | SH |  | SOLE |  | 388647 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | *W EXP 07/30/202 | 365506112 |  | 50524 | 388647 | SH |  | SOLE |  | 388647 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | UNIT 99/99/9999 | 365506203 |  | 323357 | 31092 | SH |  | SOLE |  | 31092 | 0 | 0 |
| GENESIS GRWT TECH ACQUSTN CO | CLASS A ORD SHS | G3R23D102 |  | 7576268 | 731300 | SH |  | SOLE |  | 731300 | 0 | 0 |
| GENESIS GRWT TECH ACQUSTN CO | *W EXP 99/99/999 | G3R23D128 |  | 91332 | 365329 | SH |  | SOLE |  | 365329 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | UNIT 06/30/2026 | 37187C209 |  | 3061500 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 15905 | 454419 | SH |  | SOLE |  | 454419 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 37962G110 |  | 4745 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 37962G128 |  | 22386 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | CLASS A COM | 37653T108 |  | 5153265 | 498864 | SH |  | SOLE |  | 498864 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | *W EXP 04/01/202 | 37653T116 |  | 12472 | 249431 | SH |  | SOLE |  | 249431 | 0 | 0 |
| GLOBALINK INVT INC | UNIT 12/06/2026 | 37892F208 |  | 3066000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| GLORY STAR NEW MED GP HLDG L | SHS | G39973105 |  | 36792 | 25200 | SH |  | SOLE |  | 25200 | 0 | 0 |
| GLORY STAR NEW MED GP HLDG L | *W EXP 02/13/202 | G39973113 |  | 893 | 372000 | SH |  | SOLE |  | 372000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 13761 | 295302 | SH |  | SOLE |  | 295302 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 235 | 28333 | SH |  | SOLE |  | 28333 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 2550 | 16999 | SH |  | SOLE |  | 16999 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 |  | 11730 | 156815 | SH |  | SOLE |  | 156815 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 |  | 20386 | 156815 | SH |  | SOLE |  | 156815 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | UNIT 07/15/2026 | 38136Y201 |  | 2284875 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| GORILLA TECHNOLOGY GROUP INC | *W EXP 07/13/202 | G4000K118 |  | 39883 | 194550 | SH |  | SOLE |  | 194550 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | UNIT 11/08/2026 | G4166K118 |  | 2585000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| GREENCITY ACQUISITION CORP | *W EXP 04/30/202 | G4086B123 |  | 2734 | 201000 | SH |  | SOLE |  | 201000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | UNIT 02/24/2027 | 36263W204 |  | 1279413 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| HHG CAPITAL CORPORATION | *W EXP 02/25/202 | G4R23P129 |  | 3063 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| HHG CAPITAL CORPORATION | RIGHT 02/25/2026 | G4R23P145 |  | 13750 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| HIGH INCOME SECS FD | SHS BEN INT | 42968F108 |  | 762041 | 117237 | SH |  | SOLE |  | 117237 | 0 | 0 |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 |  | 22500 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| HNR ACQUISITION CORP | COM | 40472A102 |  | 2301750 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | UNIT 03/02/2029 | G4619M133 |  | 2524425 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 2708440 | 23800 | SH |  | SOLE |  | 23800 | 0 | 0 |
| HV BANCORP INC | COM | 40441H105 |  | 729941 | 25666 | SH |  | SOLE |  | 25666 | 0 | 0 |
| IAA INC | COM | 449253103 |  | 4040000 | 101000 | SH |  | SOLE |  | 101000 | 0 | 0 |
| IAC INC | COM NEW | 44891N208 |  | 3118079 | 70227 | SH |  | SOLE |  | 70227 | 0 | 0 |
| IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 |  | 2737 | 104456 | SH |  | SOLE |  | 104456 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | COMMON STOCK | 45333D104 |  | 7604834 | 750724 | SH |  | SOLE |  | 750724 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 |  | 12199 | 375362 | SH |  | SOLE |  | 375362 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 45333D120 |  | 67565 | 750724 | SH |  | SOLE |  | 750724 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | UNIT 99/99/9999 | 45333D203 |  | 610410 | 59558 | SH |  | SOLE |  | 59558 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | CLASS A COM | 45635R108 |  | 1018000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | *W EXP 03/31/202 | 45635R116 |  | 4000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 1688 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | CL A COM | 45827R106 |  | 5090000 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | *W EXP 99/99/999 | 45827R114 |  | 35000 | 249999 | SH |  | SOLE |  | 249999 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | UNIT 11/05/2026 | 45828D205 |  | 1025000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| INTERPRIVATE III FINANCIAL P | COM CL A | 46064R106 |  | 1669800 | 165000 | SH |  | SOLE |  | 165000 | 0 | 0 |
| INTERPRIVATE III FINANCIAL P | *W EXP 99/99/999 | 46064R114 |  | 877 | 12999 | SH |  | SOLE |  | 12999 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | CLASS A COM | 46064T102 |  | 549888 | 53700 | SH |  | SOLE |  | 53700 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 |  | 483 | 10738 | SH |  | SOLE |  | 10738 | 0 | 0 |
| INTEVAC INC | COM | 461148108 |  | 143912 | 22243 | SH |  | SOLE |  | 22243 | 0 | 0 |
| INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 |  | 47247 | 82168 | SH |  | SOLE |  | 82168 | 0 | 0 |
| IROBOT CORP | COM | 462726100 |  | 2117720 | 44000 | SH |  | SOLE |  | 44000 | 0 | 0 |
| JUNIPER II CORP | UNIT 99/99/9999 | 48203N202 |  | 255000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| JUPITER WELLNESS ACQUISITION | CLASS A COM | 48208E108 |  | 6235912 | 596738 | SH |  | SOLE |  | 596738 | 0 | 0 |
| JUPITER WELLNESS ACQUISITION | RIGHT 12/31/2028 | 48208E116 |  | 95558 | 955581 | SH |  | SOLE |  | 955581 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 18562 | 224999 | SH |  | SOLE |  | 224999 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 |  | 66600 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| KALERA PUBLIC LIMITED CO | *W EXP 06/28/202 | G52251116 |  | 6250 | 249999 | SH |  | SOLE |  | 249999 | 0 | 0 |
| KEYARCH ACQUISITION CORP | ORD SHS CL A | G5260A104 |  | 2988819 | 295630 | SH |  | SOLE |  | 295630 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 4875 | 150004 | SH |  | SOLE |  | 150004 | 0 | 0 |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 |  | 21751 | 300010 | SH |  | SOLE |  | 300010 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | UNIT 09/15/2028 | 49436K205 |  | 257250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 |  | 1054 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| KOHLS CORP | COM | 500255104 |  | 1057975 | 41900 | SH |  | SOLE |  | 41900 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | ORDINARY SHARES | G5352N105 |  | 3566500 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | RIGHT 11/18/2026 | G5352N113 |  | 44550 | 270000 | SH |  | SOLE |  | 270000 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | *W EXP 11/18/202 | G5352N121 |  | 7000 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | CLASS A ORD | G5338L108 |  | 194198 | 18900 | SH |  | SOLE |  | 18900 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 4000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| LEAFLY HOLDINGS INC | *W EXP 02/04/202 | 52178J113 |  | 1100 | 22053 | SH |  | SOLE |  | 22053 | 0 | 0 |
| LEGATO MERGER CORP II | COM | 52473Y104 |  | 3044898 | 299400 | SH |  | SOLE |  | 299400 | 0 | 0 |
| LEGATO MERGER CORP II | *W EXP 09/01/202 | 52473Y112 |  | 65850 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 9915154 | 61322 | SH |  | SOLE |  | 61322 | 0 | 0 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 |  | 2067715 | 362757 | SH |  | SOLE |  | 362757 | 0 | 0 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 |  | 388652 | 20531 | SH |  | SOLE |  | 20531 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | UNIT 10/31/2028 | 53118A204 |  | 5416874 | 525400 | SH |  | SOLE |  | 525400 | 0 | 0 |
| LIGHTJUMP ACQUISITION CORP | COM | 53228M106 |  | 3542000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| LIGHTJUMP ACQUISITION CORP | *W EXP 01/12/202 | 53228M114 |  | 21726 | 146800 | SH |  | SOLE |  | 146800 | 0 | 0 |
| LIGHTNING EMOTORS INC | *W EXP 05/18/202 | 53228T119 |  | 1775 | 45736 | SH |  | SOLE |  | 45736 | 0 | 0 |
| LION GROUP HOLDING LTD | ADS | 53620U102 |  | 8222 | 11499 | SH |  | SOLE |  | 11499 | 0 | 0 |
| LION GROUP HOLDING LTD | *W EXP 06/16/202 | 53620U110 |  | 1782 | 44558 | SH |  | SOLE |  | 44558 | 0 | 0 |
| LIONHEART III CORP | CLASS A COM | 536262108 |  | 1845900 | 180000 | SH |  | SOLE |  | 180000 | 0 | 0 |
| LIONHEART III CORP | *W EXP 11/09/202 | 536262116 |  | 3416 | 89999 | SH |  | SOLE |  | 89999 | 0 | 0 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 |  | 10071 | 36622 | SH |  | SOLE |  | 36622 | 0 | 0 |
| LOEWS CORP | COM | 540424108 |  | 2919300 | 50048 | SH |  | SOLE |  | 50048 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 1813 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 |  | 1020693 | 108700 | SH |  | SOLE |  | 108700 | 0 | 0 |
| MALACCA STRAITS ACQUISITION | *W EXP 06/30/202 | G5859B109 |  | 4020 | 201000 | SH |  | SOLE |  | 201000 | 0 | 0 |
| MALVERN BANCORP INC | COM | 561409103 |  | 443750 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | CLASS A COM | 56564V101 |  | 4220100 | 405000 | SH |  | SOLE |  | 405000 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | *W EXP 05/05/202 | 56564V119 |  | 9000 | 249999 | SH |  | SOLE |  | 249999 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | UNIT 99/99/9999 | 57520Y205 |  | 497000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| MAVERIX METALS INC | COM NEW | 57776F405 |  | 434936 | 92935 | SH |  | SOLE |  | 92935 | 0 | 0 |
| MAXAR TECHNOLOGIES INC | COM | 57778K105 |  | 1769508 | 34200 | SH |  | SOLE |  | 34200 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | CLASS A COM | 57778T106 |  | 3754091 | 362364 | SH |  | SOLE |  | 362364 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | *W EXP 09/27/202 | 57778T114 |  | 19930 | 362364 | SH |  | SOLE |  | 362364 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQ CORP | UNIT 11/01/2026 | 58176U208 |  | 2730065 | 266999 | SH |  | SOLE |  | 266999 | 0 | 0 |
| MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 |  | 982489 | 85732 | SH |  | SOLE |  | 85732 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | UNIT 03/31/2027 | G6053N139 |  | 1986000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| MICROCLOUD HOLOGRAM INC | *W EXP 01/31/202 | G55032125 |  | 24500 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 42250 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| MOBIV ACQUISITION CORP | UNIT 07/31/2027 | 60742N205 |  | 2304000 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| MONEYLION INC | CL A | 60938K106 |  | 6200 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| MONEYLION INC | *W EXP 09/22/202 | 60938K114 |  | 1936 | 47100 | SH |  | SOLE |  | 47100 | 0 | 0 |
| MONTEREY CAP ACQUISITION COR | UNIT 05/10/2027 | 61244M208 |  | 8038482 | 790800 | SH |  | SOLE |  | 790800 | 0 | 0 |
| MORINGA ACQUISITION CORP | *W EXP 02/22/202 | G6S23K124 |  | 9225 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| MOUNT RAINIER ACQUISITION CO | *W EXP 11/27/202 | 623006111 |  | 13554 | 75300 | SH |  | SOLE |  | 75300 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | UNIT 11/04/2026 | G6301J120 |  | 206500 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| MOUNTAIN CREST ACQUSITN CRP | COM | 62403K108 |  | 2334175 | 231565 | SH |  | SOLE |  | 231565 | 0 | 0 |
| MOUNTAIN CREST ACQUSITN CRP | RIGHT 06/29/2026 | 62403K116 |  | 16210 | 231565 | SH |  | SOLE |  | 231565 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 8625 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | CLASS A COM | 626642102 |  | 1281250 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| NEW IRELAND FD INC | COM | 645673104 |  | 122691 | 13122 | SH |  | SOLE |  | 13122 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | UNIT 04/30/2028 | 65101L203 |  | 455000 | 45500 | SH |  | SOLE |  | 45500 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 1675 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| NEXTERS INC | *W EXP 08/26/202 | G6529J118 |  | 0 | 50500 | SH |  | SOLE |  | 50500 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | COM | 66718N103 |  | 3864437 | 380358 | SH |  | SOLE |  | 380358 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 21200 | 495899 | SH |  | SOLE |  | 495899 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 66718N129 |  | 155205 | 899740 | SH |  | SOLE |  | 899740 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | UNIT 07/20/2026 | G6759A126 |  | 3710000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| NRX PHARMACEUTICALS INC | *W EXP 05/24/202 | 629444118 |  | 4284 | 17129 | SH |  | SOLE |  | 17129 | 0 | 0 |
| NUBIA BRAND INTERNATIONAL CO | UNIT 11/16/2026 | 67022R202 |  | 763280 | 75200 | SH |  | SOLE |  | 75200 | 0 | 0 |
| OCA ACQUISITION CORP | UNIT 01/14/2026 | 670865203 |  | 102500 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 |  | 12675 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 |  | 253751 | 24075 | SH |  | SOLE |  | 24075 | 0 | 0 |
| OMNILIT ACQUISITION CORP | *W EXP 11/08/202 | 68218C116 |  | 6763 | 208078 | SH |  | SOLE |  | 208078 | 0 | 0 |
| OPIANT PHARMACEUTICALS INC | COM | 683750103 |  | 1102644 | 54371 | SH |  | SOLE |  | 54371 | 0 | 0 |
| OPPFI INC | *W EXP 07/20/202 | 68386H111 |  | 3949 | 39493 | SH |  | SOLE |  | 39493 | 0 | 0 |
| OTONOMO TECHNOLOGIES LTD | *W EXP 08/13/202 | M7571L111 |  | 2524 | 84700 | SH |  | SOLE |  | 84700 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 |  | 12730 | 397805 | SH |  | SOLE |  | 397805 | 0 | 0 |
| OXUS ACQUISITION CORP | UNIT 99/99/9999 | G6859L113 |  | 176786 | 17147 | SH |  | SOLE |  | 17147 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 9259 | 231481 | SH |  | SOLE |  | 231481 | 0 | 0 |
| OYSTER PT PHARMA INC | COM | 69242L106 |  | 1952103 | 174763 | SH |  | SOLE |  | 174763 | 0 | 0 |
| PARTNERS BANCORP | COM | 70213Q108 |  | 220472 | 24884 | SH |  | SOLE |  | 24884 | 0 | 0 |
| PCSB FINL CORP | COM | 69324R104 |  | 2635386 | 131260 | SH |  | SOLE |  | 131260 | 0 | 0 |
| PEAK BIO INC | *W EXP 10/26/202 | 70470P116 |  | 5042 | 24899 | SH |  | SOLE |  | 24899 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | UNIT 99/99/9999 | 71902K204 |  | 1031000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | UNIT 01/01/2023 | 69291C205 |  | 3489750 | 330000 | SH |  | SOLE |  | 330000 | 0 | 0 |
| PLBY GROUP INC | COM | 72814P109 |  | 872300 | 317200 | SH |  | SOLE |  | 317200 | 0 | 0 |
| PLUTONIAN ACQUISITION CORP | UNIT 10/26/2027 | 72942P203 |  | 1461600 | 145000 | SH |  | SOLE |  | 145000 | 0 | 0 |
| PONO CAP TWO INC | UNIT 07/31/2027 | 73245B206 |  | 2309625 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| PONO CAPITAL CORP | *W EXP 09/30/202 | 732450119 |  | 9019 | 138750 | SH |  | SOLE |  | 138750 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | UNIT 07/31/2027 | 74168P206 |  | 1323531 | 127600 | SH |  | SOLE |  | 127600 | 0 | 0 |
| PROCAPS GROUP  SA | *W EXP 09/29/202 | L7756P110 |  | 16258 | 37379 | SH |  | SOLE |  | 37379 | 0 | 0 |
| PROFESSIONAL HLDG CORP | CL A COM | 743139107 |  | 851812 | 30707 | SH |  | SOLE |  | 30707 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 6270 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 |  | 9030 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| RESOLUTE FST PRODS INC | COM | 76117W109 |  | 5204421 | 241057 | SH |  | SOLE |  | 241057 | 0 | 0 |
| REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 |  | 3234 | 246884 | SH |  | SOLE |  | 246884 | 0 | 0 |
| RF ACQUISITION CORP | UNIT 05/01/2028 | 74954L203 |  | 3079500 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 |  | 302915 | 34898 | SH |  | SOLE |  | 34898 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | UNIT 11/30/2028 | 77118V207 |  | 8509904 | 803200 | SH |  | SOLE |  | 803200 | 0 | 0 |
| ROGERS CORP | COM | 775133101 |  | 1628514 | 13646 | SH |  | SOLE |  | 13646 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 650 | 21666 | SH |  | SOLE |  | 21666 | 0 | 0 |
| ROTH CH ACQUISITION V CO | UNIT 12/10/2026 | 77867R209 |  | 761250 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| SAB BIOTHERAPEUTICS INC | *W EXP 10/22/202 | 78397T111 |  | 5099 | 108485 | SH |  | SOLE |  | 108485 | 0 | 0 |
| SAFEGUARD SCIENTIFICS INC | COM NEW | 786449207 |  | 3576610 | 1153745 | SH |  | SOLE |  | 1153745 | 0 | 0 |
| SAGALIAM ACQUISITION CORP | COM CL A | 78661R106 |  | 1336400 | 130000 | SH |  | SOLE |  | 130000 | 0 | 0 |
| SAGALIAM ACQUISITION CORP | RIGHT 05/31/2028 | 78661R114 |  | 100105 | 623900 | SH |  | SOLE |  | 623900 | 0 | 0 |
| SCILEX HOLDING CO | *W EXP 11/10/202 | 80880W114 |  | 19834 | 104999 | SH |  | SOLE |  | 104999 | 0 | 0 |
| SEAGEN INC | COM | 81181C104 |  | 3348971 | 26060 | SH |  | SOLE |  | 26060 | 0 | 0 |
| SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 81256L112 |  | 18014 | 200157 | SH |  | SOLE |  | 200157 | 0 | 0 |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 |  | 1655 | 20686 | SH |  | SOLE |  | 20686 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 426 | 65500 | SH |  | SOLE |  | 65500 | 0 | 0 |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 |  | 3632839 | 307087 | SH |  | SOLE |  | 307087 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 |  | 3784 | 223884 | SH |  | SOLE |  | 223884 | 0 | 0 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 |  | 3948556 | 137000 | SH |  | SOLE |  | 137000 | 0 | 0 |
| SHF HOLDINGS INC | *W EXP 09/28/202 | 824430110 |  | 10827 | 172399 | SH |  | SOLE |  | 172399 | 0 | 0 |
| SIERRA WIRELESS INC | COM | 826516106 |  | 3091929 | 106655 | SH |  | SOLE |  | 106655 | 0 | 0 |
| SIGNA SPORTS UNITED NV | *W EXP 99/99/999 | N80029114 |  | 1746 | 21933 | SH |  | SOLE |  | 21933 | 0 | 0 |
| SIRIUSPOINT LTD | COM | G8192H106 |  | 1562226 | 264784 | SH |  | SOLE |  | 264784 | 0 | 0 |
| SIZZLE ACQUISITION CORP | *W EXP 11/02/202 | 83014E117 |  | 3750 | 12499 | SH |  | SOLE |  | 12499 | 0 | 0 |
| SIZZLE ACQUISITION CORP | COMMON STOCK | 83014E109 |  | 255500 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | COM | 84921J108 |  | 2041000 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 4537 | 149998 | SH |  | SOLE |  | 149998 | 0 | 0 |
| STEEL CONNECT INC | COM | 858098106 |  | 41107 | 28746 | SH |  | SOLE |  | 28746 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | CLASS A ORD SHS | G85094103 |  | 893490 | 87000 | SH |  | SOLE |  | 87000 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 1001 | 43500 | SH |  | SOLE |  | 43500 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 |  | 8636034 | 269371 | SH |  | SOLE |  | 269371 | 0 | 0 |
| SURO CAPITAL CORP | COM NEW | 86887Q109 |  | 121182 | 31890 | SH |  | SOLE |  | 31890 | 0 | 0 |
| TAILWIND ACQUISITION CORP | *W EXP 09/07/202 | 87403Q110 |  | 2660 | 37999 | SH |  | SOLE |  | 37999 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 6394 | 42601 | SH |  | SOLE |  | 42601 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | UNIT 01/13/2027 | G87119122 |  | 3643775 | 350363 | SH |  | SOLE |  | 350363 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 6290908 | 296881 | SH |  | SOLE |  | 296881 | 0 | 0 |
| TEMPO AUTOMATION HOLDINGS IN | *W EXP 09/30/202 | 88024M116 |  | 2510 | 42621 | SH |  | SOLE |  | 42621 | 0 | 0 |
| TENX KEANE ACQUISITION | UNIT 06/30/2028 | G8708L138 |  | 2324250 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 6000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| TH INTERNATIONAL LIMITED | *W EXP 09/28/202 | G8656L114 |  | 2402 | 19999 | SH |  | SOLE |  | 19999 | 0 | 0 |
| THE VALENS COMPANY INC | COM NEW | 91914P603 |  | 246418 | 373361 | SH |  | SOLE |  | 373361 | 0 | 0 |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 |  | 353744 | 31528 | SH |  | SOLE |  | 31528 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | UNIT 10/31/2028 | G7158C127 |  | 155250 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| TLG ACQUISITION ONE CORP | COM CL A | 87257M108 |  | 5105820 | 501554 | SH |  | SOLE |  | 501554 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | CLASS A ORD SHS | G8656T109 |  | 3891197 | 379629 | SH |  | SOLE |  | 379629 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | UNIT 99/99/9999 | G8656T117 |  | 310695 | 30371 | SH |  | SOLE |  | 30371 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 |  | 3701 | 189814 | SH |  | SOLE |  | 189814 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 3125995 | 72361 | SH |  | SOLE |  | 72361 | 0 | 0 |
| TRADEUP ACQUISITION CORP | COM | 89268A107 |  | 104372 | 10143 | SH |  | SOLE |  | 10143 | 0 | 0 |
| TRADEUP ACQUISITION CORP | *W EXP 10/15/202 | 89268A115 |  | 3473 | 66785 | SH |  | SOLE |  | 66785 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | G9074V106 |  | 1011000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | G9074V114 |  | 1265 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| TURTLE BEACH CORP | COM NEW | 900450206 |  | 567541 | 79155 | SH |  | SOLE |  | 79155 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 1053 | 66666 | SH |  | SOLE |  | 66666 | 0 | 0 |
| UPHEALTH INC | *W EXP 06/08/202 | 91532B119 |  | 2496 | 192013 | SH |  | SOLE |  | 192013 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | UNIT 11/22/2026 | G9320Z125 |  | 2561325 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| VALENS SEMICONDUCTOR LTD | *W EXP 09/30/202 | M9607U107 |  | 8541 | 20923 | SH |  | SOLE |  | 20923 | 0 | 0 |
| VICARIOUS SURGICAL INC | *W EXP 09/17/202 | 92561V117 |  | 8837 | 58910 | SH |  | SOLE |  | 58910 | 0 | 0 |
| VIMEO INC | COMMON STOCK | 92719V100 |  | 59178 | 17253 | SH |  | SOLE |  | 17253 | 0 | 0 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 |  | 16942400 | 2586626 | SH |  | SOLE |  | 2586626 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 11405 | 268354 | SH |  | SOLE |  | 268354 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 8152737 | 66412 | SH |  | SOLE |  | 66412 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 136569 | 14406 | SH |  | SOLE |  | 14406 | 0 | 0 |
| WELSBACH TECH METALS ACQU CO | COM | 950415109 |  | 4080000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| WELSBACH TECH METALS ACQU CO | RIGHT 12/22/2026 | 950415117 |  | 60515 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | COM | 95758L107 |  | 4088000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 22500 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | COM | 96951B102 |  | 4033985 | 392411 | SH |  | SOLE |  | 392411 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 11077 | 245610 | SH |  | SOLE |  | 245610 | 0 | 0 |
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 |  | 1084468 | 4434 | SH |  | SOLE |  | 4434 | 0 | 0 |
| XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 |  | 119801 | 90076 | SH |  | SOLE |  | 90076 | 0 | 0 |
| YAMANA GOLD INC | COM | 98462Y100 |  | 5161500 | 930000 | SH |  | SOLE |  | 930000 | 0 | 0 |

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