# EDGAR Filing Document

**Accession Number:** 0001808361
**File Stem:** 0001819955-23-000003
**Filing Date:** 2023-2
**Character Count:** 7819
**Document Hash:** 78a7fe99388df16cd13ccbe5aeb21ce8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001819955-23-000003.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001819955-23-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ascendant Capital Management, LLC
- **CENTRAL INDEX KEY:** 0001808361
- **IRS NUMBER:** 472198882
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20922
- **FILM NUMBER:** 23626525

**BUSINESS ADDRESS:**
- **STREET 1:** 10866 WILSHIRE BLVD
- **STREET 2:** STE 1600
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90024
- **BUSINESS PHONE:** 310-696-2888

**MAIL ADDRESS:**
- **STREET 1:** 10866 WILSHIRE BLVD
- **STREET 2:** STE 1600
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90024

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Ascendant Capital Management LLC<br>**Address:** 10866 WILSHIRE BLVD<br>STE 1600<br>LOS ANGELES, CA 90024

**Form 13F File Number:** 028-20922

**CRD Number (if applicable):** 000174260

**SEC File Number (if applicable):** 801-80770

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sam Puathasnanon<br>**Title:** Chief Compliance Officer<br>**Phone:** 310-696-2888

**Signature, Place, and Date of Signing:**

Sam Puathasnanon  Los Angeles, CA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 42

**Form 13F Information Table Value Total:** $33455889

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2445300 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 1793840 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 1636830 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 |  | 1486100 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 1354980 | 66000 | SH |  | SOLE |  | 66000 | 0 | 0 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 1353440 | 16000 | SH |  | SOLE |  | 16000 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1323450 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 1317875 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 1097520 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 1037500 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 934920 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 |  | 844030 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 840000 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| LOGITECH INTL S A | SHS | H50430232 |  | 809250 | 13000 | SH |  | SOLE |  | 13000 | 0 | 0 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 800950 | 2500 | SH |  | SOLE |  | 800950 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 795270 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| CELSIUS HLDGS INC | COM NEW | 15118V207 |  | 790704 | 7600 | SH |  | SOLE |  | 7600 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 789225 | 8500 | SH |  | SOLE |  | 8500 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 783750 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 779580 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| FAIR ISAAC CORP | COM | 303250104 |  | 778154 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 751590 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 738648 | 7200 | SH |  | SOLE |  | 7200 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 657630 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| EPAM SYS INC | COM | 29414B104 |  | 655480 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 647700 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 |  | 556180 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| CIGNA CORP NEW | COM | 125523100 |  | 497010 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| THE TRADE DESK INC | COM CL A | 88339J105 |  | 448300 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 422785 | 5500 | SH |  | SOLE |  | 5500 | 0 | 0 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 |  | 418080 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 407694 | 1700 | SH |  | SOLE |  | 1700 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 395295 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 375414 | 1300 | SH |  | SOLE |  | 1300 | 0 | 0 |
| AGNC INVT CORP | COM | 00123Q104 |  | 362250 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 360745 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 359240 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 |  | 358320 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 349000 | 500 | SH | Put | SOLE |  | 500 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 330000 | 2000 | SH | Call | SOLE |  | 2000 | 0 | 0 |
| JABIL INC | COM | 466313103 |  | 306900 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 264960 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |

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