# EDGAR Filing Document

**Accession Number:** 0000927971
**File Stem:** 0001176256-23-000006
**Filing Date:** 2023-1
**Character Count:** 8019
**Document Hash:** 764b4ea63beae6f1e31566363f91c9a1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001176256-23-000006.hdr.sgml**: 20230109

**ACCESSION NUMBER**: 0001176256-23-000006

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20230418

**FILED AS OF DATE**: 20230109

**DATE AS OF CHANGE**: 20230109

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BANK OF MONTREAL /CAN/
- **CENTRAL INDEX KEY:** 0000927971
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMERCIAL BANKS, NEC [6029]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13354
- **FILM NUMBER:** 23517585

**BUSINESS ADDRESS:**
- **STREET 1:** 1 FIRST CANADIAN PLACE
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5X 1A1
- **BUSINESS PHONE:** 4168677191

**MAIL ADDRESS:**
- **STREET 1:** 1 FIRST CANADIAN PLACE
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5X 1A1

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**FORM 6-K<br>SECURITIES AND EXCHANGE COMMISSION <br>Washington, D.C. 20549**

**Report of Foreign Private Issuer**<br> Pursuant to Rule 13a-16 or 15d-16 <br>of the Securities Exchange Act of 1934

For the month of: January, 2023 Commission File Number: 001-13354

**BANK OF MONTREAL**<br> (**Name of Registrant**)

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| | |
|:---|:---|
| 100 King Street West | 129 rue Saint-Jacques |
| 1 First Canadian Place | Montreal, Quebec |
| Toronto, Ontario | Canada, H2Y 1L6 |
| Canada, M5X 1A1 |  |
| (*Executive Offices*) | (*Head Office*) |

---

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F [ ] Form 40-F [ X ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

**<u>INCORPORATION BY REFERENCE</u>**

The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission ("SEC") solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. Registration Statement – Form F-3 – File No. 333-214934

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. Registration Statement – Form F-3 – File No. 333-264388

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. Registration Statement – Form S-8 – File No. 333-191591

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;4. Registration Statement – Form S-8 – File No. 333-180968

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. Registration Statement – Form S-8 – File No. 333-177579

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. Registration Statement – Form S-8 – File No. 333-177568

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7. Registration Statement – Form S-8 – File No. 333-176479

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8. Registration Statement – Form S-8 – File No. 333-175413

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9. Registration Statement – Form S-8 – File No. 333-175412

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;10. Registration Statement – Form S-8 – File No. 333-113096

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;11. Registration Statement – Form S-8 – File No. 333-14260

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;12. Registration Statement – Form S-8 – File No. 33-92112

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;13. Registration Statement – Form S-8 – File No. 333-207739

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;14. Registration Statement – Form S-8 – File No. 333-237522

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| |
|:---|
| BANK OF MONTREAL |
| <u>By: /s/ Tayfun Tuzun</u> |
| Name: Tayfun Tuzun |
| Title: Chief Financial Officer |
| <u>By: /s/ Paul V. Noble</u> |
| Name: Paul V. Noble |
| Title: Corporate Secretary |

---

**Date**: January 9, 2023<br>

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**EXHIBIT INDEX**

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| | |
|:---|:---|
| Exhibit | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Description of Exhibit |
| [99.1](exhibit99-1.htm) | [Notice of Meeting and Record Date](exhibit99-1.htm) |
|  | (Filed in form required by Canadian National Instrument 54-101 – Communication with Beneficial Owners of Securities of a Reporting Issuer.) |

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## Exhibit 99.1

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**Exhibit 99.1** <br>

---

| |
|:---|
| ![](exhibit99-1x1x1.jpg) |
| 1500 Robert-Bourassa Blvd, |
| Suite 700 |
| Montreal QC, H3A 3S8 |
| <u>www.computershare.com</u> |

---

January 9, 2023

To: All Canadian Securities Regulatory Authorities

**Subject: Bank of Montreal**

Dear Sirs:

We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer:

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| | |
|:---|:---|
| Meeting Type : | Annual Meeting |
| Record Date for Notice of Meeting : | February 17, 2023 |
| Record Date for Voting (if applicable) : | February 17, 2023 |
| Beneficial Ownership Determination Date : | February 17, 2023 |
| Meeting Date : | April 18, 2023 |
| Meeting Location (if available) : | Toronto, ON |
| Issuer sending proxy related materials directly to NOBO: | No |
| Issuer paying for delivery to OBO: | Yes |
| **Notice and Access (NAA) Requirements:** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NAA for Beneficial Holders | Yes |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Beneficial Holders Stratification Criteria: | Not Applicable |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; NAA for Registered Holders | Yes |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Registered Holders Stratification Criteria: | Not Applicable |

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**Voting Security Details:**

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| | | |
|:---|:---|:---|
| **Description** | **CUSIP Number** | **ISIN** |
| COMMON SHARES | 063671101 | CA0636711016 |
| COMMON SHARES - RESTRICTED | 063671671 | CA0636716718 |

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Sincerely,

**Computershare**<br> Agent for Bank of Montreal<br>

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---

| |
|:---|
| ![](exhibit99-1x1x1.jpg) |
| 1500 boul. Robert-Bourassa, |
| bureau 700 |
| Montréal QC, H3A 3S8 |
| www.computershare.com |

---

Le 9 janvier 2023

Destinataires: Toutes les autorités canadiennes en valeurs mobilières

**Objet: Banque de Montréal**

Madame, Monsieur,

Veuillez prendre note des informations relatives à la prochaine assemblée des détenteurs de titres de l'émetteur précité:

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| | |
|:---|:---|
| Type d'assemblée : | Assemblée Annuelle |
| Date d'inscription pour recevoir l'avis : | 17 février 2023 |
| Date d'inscription pour voter (s'il en est) : | 17 février 2023 |
| Date de détermination de la propriété véritable : | 17 février 2023 |
| Date de l'assemblée : | 18 avril 2023 |
| Endroit de l'assemblée (si disponible): | Toronto, ON |
| Émetteur enverra les documents directement aux PVNO: | Non |
| Émetteur paiera les frais d'envoi aux PVO: | Oui |
| **Procédures de notification et d'accès:** |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Applicables aux propriétaires véritables | Oui |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Critères d'assemblage - propriétaires véritables: | Sans objet |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Applicables aux porteurs inscrits | Oui |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Critères d'assemblage - porteurs inscrits: | Sans objet |

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**Détails sur les titres ayant droit de vote:**

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| | | |
|:---|:---|:---|
| **Description de l'émission** | **Numéro du CUSIP** | **ISIN** |
| ACTIONS ORDINAIRES | 063671101 | CA0636711016 |
| ACTIONS ORDINAIRES - RESTREINTES | 063671671 | CA0636716718 |

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Sincèrement,

**Computershare**<br> Agent pour Banque de Montréal<br>

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