# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0001752724-23-065119
**Filing Date:** 2023-3
**Character Count:** 15607
**Document Hash:** b31ea319062b419031726a22f977d524
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065119.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065119

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ark ETF Trust
- **CENTRAL INDEX KEY:** 0001579982
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 23758417

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

## Series and Classes Contracts Data

### ARK Space Exploration & Innovation ETF (Series ID: S000071318)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000226276 | ARK Space Exploration & Innovation ETF | ARKX            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Space Exploration & Innovation ETF

- **b. EDGAR series identifier (if any):** S000071318

- **c. LEI of Series:** 549300DDLOFTLU9BG365

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $282587871.94

**Total Liabilities:** $170378.56

**Net Assets:** $282417493.38

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000226276 | -0.94%               | -6.67%               | 12.61%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-525447.72              | $-2251425.85                               |
| Month 2  | $-475849.09              | $-17633156.78                              |
| Month 3  | $-54491.69               | $32176887.46                               |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Joby Aviation Inc                  | Joby Aviation Inc                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1220404 | NS      | $5394185.68   | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                       | Synopsys Inc                            | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |      9477 | NS      | $3352488.75   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                  | AeroVironment Inc                       | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |    215587 | NS      | $19180775.39  | 6.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Dassault Systemes SE               | Dassault Systemes SE                    | CUSIP: 000000000<br>LEI: 96950065LBWY0APQIM86 | Long             | EC               | CORP              | FR        |    219836 | NS      | $8140126.72   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                       | Teradyne Inc                            | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |     91275 | NS      | $9282667.50   | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Velo3D Inc                         | Velo3D Inc                              | CUSIP: 92259N104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2138365 | NS      | $5132076.00   | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                         | Garmin Ltd                              | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |     53577 | NS      | $5297693.76   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| JD Logistics Inc                   | JD Logistics Inc                        | CUSIP: 000000000<br>LEI: 655600LWTFVMV3E2A890 | Long             | EC               | CORP              | CN        |   3923626 | NS      | $8666739.23   | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Elbit Systems Ltd                  | Elbit Systems Ltd                       | CUSIP: 000000000<br>LEI: 529900Q9CB1REUMZSS32 | Long             | EC               | CORP              | IL        |     27327 | NS      | $4623181.86   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| L3Harris Technologies Inc          | L3Harris Technologies Inc               | CUSIP: 502431109<br>LEI: 549300UTE50ZMDBG8A20 | Long             | EC               | CORP              | US        |     72706 | NS      | $15618702.92  | 5.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Thales SA                          | Thales SA                               | CUSIP: 000000000<br>LEI: 529900FNDVTQJOVVPZ19 | Long             | EC               | CORP              | FR        |     43653 | NS      | $5761300.01   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc         | Iridium Communications Inc              | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |    382809 | NS      | $22907290.56  | 8.11%             |  |  |  | No            |                  1 | On Loan: No      |
| UiPath Inc                         | UiPath Inc                              | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |    580030 | NS      | $8909260.80   | 3.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Teledyne Technologies Inc          | Teledyne Technologies Inc               | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |      8225 | NS      | $3489538.50   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                       | Alphabet Inc                            | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     55494 | NS      | $5542185.78   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp               | Lockheed Martin Corp                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |      7296 | NS      | $3379944.96   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Proto Labs Inc                     | Proto Labs Inc                          | CUSIP: 743713109<br>LEI: 529900QHG5MGWT2WQQ09 | Long             | EC               | CORP              | US        |     27119 | NS      | $829841.40    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu     | Kratos Defense & Security Solutions Inc | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |   1718337 | NS      | $19674958.65  | 6.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc        | Honeywell International Inc             | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     22528 | NS      | $4696637.44   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Blade Air Mobility Inc             | Blade Air Mobility Inc                  | CUSIP: 092667104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1809806 | NS      | $8071734.76   | 2.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Markforged Holding Corp            | Markforged Holding Corp                 | CUSIP: 57064N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2710268 | NS      | $3631759.12   | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| MYNARIC AGNAMENS AKTIEN O N        | MYNARIC AGNAMENS AKTIEN O N             | CUSIP: 62857X101<br>LEI: 8945004QR4AMZMH84X56 | Long             | EC               | CORP              | DE        |    639260 | NS      | $2927810.80   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 000000000<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    612240 | NS      | $612240.12    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                     | Amazon.com Inc                          | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |     58046 | NS      | $5986283.98   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbus SE                          | Airbus SE                               | CUSIP: 000000000<br>LEI: MINO79WLOO247M1IL051 | Long             | EC               | CORP              | FR        |     31801 | NS      | $3970284.88   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Komatsu Ltd                        | Komatsu Ltd                             | CUSIP: 000000000<br>LEI: 5493004LQ0B4T7QPQV17 | Long             | EC               | CORP              | JP        |    552188 | NS      | $13384190.37  | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Stratasys Ltd                      | Stratasys Ltd                           | CUSIP: 000000000<br>LEI: 529900MU215GIP9SZ741 | Long             | EC               | CORP              | US        |     39936 | NS      | $572282.88    | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                          | ANSYS Inc                               | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |     10550 | NS      | $2810098.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| 3D Systems Corp                    | 3D Systems Corp                         | CUSIP: 88554D205<br>LEI: 5493003HHDOCCW4OP744 | Long             | EC               | CORP              | US        |    502628 | NS      | $5458540.08   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| The 3D Printing ETF                | The 3D Printing ETF                     | CUSIP: 00214Q500<br>LEI: 2549004LVF58DT442303 | Long             | EC               | RF                | US        |    705334 | NS      | $16179445.03  | 5.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                         | Deere & Co                              | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |     23948 | NS      | $10126172.32  | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                | Archer Aviation Inc                     | CUSIP: 03945R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1838591 | NS      | $5331913.90   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                 | Unity Software Inc                      | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |    116020 | NS      | $4121030.40   | 1.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                        | Trimble Inc                             | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |    456484 | NS      | $26503461.04  | 9.38%             |  |  |  | No            |                  1 | On Loan: No      |
| HEICO Corp                         | HEICO Corp                              | CUSIP: 422806109<br>LEI: 529900O1DTDLCJ7L0I14 | Long             | EC               | CORP              | US        |     21021 | NS      | $3593539.95   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Spirit AeroSystems Holdings In     | Spirit AeroSystems Holdings Inc         | CUSIP: 848574109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    160693 | NS      | $5809051.95   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab USA Inc                 | Rocket Lab USA Inc                      | CUSIP: 773122106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    694573 | NS      | $3452027.81   | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-17

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer