# EDGAR Filing Document

**Accession Number:** 0000899394
**File Stem:** 0001193125-23-056311
**Filing Date:** 2023-3
**Character Count:** 5088
**Document Hash:** 5da2b4846135e6a6be74cd08b75c6e75
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-056311.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001193125-23-056311

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20230223

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HARBOR DIVERSIFIED, INC.
- **CENTRAL INDEX KEY:** 0000899394
- **STANDARD INDUSTRIAL CLASSIFICATION:** AIR TRANSPORTATION, SCHEDULED [4512]
- **IRS NUMBER:** 133697002
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34584
- **FILM NUMBER:** 23693791

**BUSINESS ADDRESS:**
- **STREET 1:** W6390 CHALLENGER DRIVE
- **STREET 2:** SUITE 203
- **CITY:** APPLETON
- **STATE:** WI
- **ZIP:** 54914
- **BUSINESS PHONE:** (920) 749-4188

**MAIL ADDRESS:**
- **STREET 1:** W6390 CHALLENGER DRIVE
- **STREET 2:** SUITE 203
- **CITY:** APPLETON
- **STATE:** WI
- **ZIP:** 54914

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Harbor BioSciences, Inc.
- **DATE OF NAME CHANGE:** 20100223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HOLLIS EDEN PHARMACEUTICALS INC /DE/
- **DATE OF NAME CHANGE:** 19970410

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INITIAL ACQUISITION CORP
- **DATE OF NAME CHANGE:** 19930329

?xml version="1.0" encoding="utf-8" ? 8-K

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### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

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### FORM 8-K

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#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d)

#### of the Securities Exchange Act of 1934

#### Date of Report (Date of earliest event reported): February 23, 2023

#### Commission File Number 001-34584

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## HARBOR DIVERSIFIED, INC.

#### (Exact name of registrant as specified in its charter)

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| | |
|:---|:---|
| **Delaware** | **13-3697002** |
| **(State of incorporation)** | **(I.R.S. Employer**<br> **Identification No.)** |

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| | |
|:---|:---|
| **W6390 Challenger Drive, Suite 203**<br> **Appleton, WI** | **54914-9120** |
| **(Address of principal executive offices)** | **(Zip Code)** |

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(920) 749-4188

#### (Registrant's telephone number, including area code)

#### (Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: None.

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading<br>Symbol(s)** | **Name of each exchange**<br> **on which registered** |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 1.01** | **Entry into a Material Definitive Agreement.**  |

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On February 23, 2023, Air Wisconsin Airlines LLC ("Air Wisconsin"), which is an indirect wholly owned subsidiary of Harbor Diversified, Inc. (the "Company"), entered into an amendment (the "Amendment"), effective as of March 1, 2023, to the capacity purchase agreement ("American capacity purchase agreement") with American Airlines, Inc. ("American"). The Amendment provides, among other things:

• a revision to the compensation rates for 2023 through 2027; and

• the payment of a fixed amount from American to Air Wisconsin in 2023 to assist Air Wisconsin with current pilot compensation.

The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment, a redacted copy of which will be filed as an exhibit to the Company's Quarterly Report on Form 10-Q for the fiscal quarter ending March 31, 2023.

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | |
|:---|:---|
| | HARBOR DIVERSIFIED, INC. |
| Date: March 1, 2023 | */s/ Christine R. Deister* |
|  | Christine R. Deister |
|  | Chief Executive Officer and Secretary |

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