# EDGAR Filing Document

**Accession Number:** 0002033164
**File Stem:** 0000894189-25-013279
**Filing Date:** 2025-11
**Character Count:** 71584
**Document Hash:** c016b7f12dc92c23ffcdfa8e50202780
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-013279.hdr.sgml**: 20251105

**ACCESSION NUMBER**: 0000894189-25-013279

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251105

**DATE AS OF CHANGE**: 20251105

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rockefeller Municipal Opportunities Fund
- **CENTRAL INDEX KEY:** 0002033164

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23993
- **FILM NUMBER:** 251453487

**BUSINESS ADDRESS:**
- **STREET 1:** U.S. BANK GLOBAL FUND SERVICES
- **STREET 2:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-516-1692

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Rockefeller Municipal Opportunities Fund

- **b. Investment Company Act file number:** 811-23993

- **c. CIK number of Registrant:** 0002033164

- **d. LEI of Registrant:** 529900IHFQT1E7QX3P40

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 626-914-7385

**Item A.2. Information about the Series.**

- **a. Name of Series:** Rockefeller Municipal Opportunities Fund

- **c. LEI of Series:** 529900IHFQT1E7QX3P40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $186400334.97

**Total Liabilities:** $2485973.87

**Net Assets:** $183914361.10

**Delayed Delivery Securities:** $1474080.00

**Cash Not Reported:** $88057.72

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 817.508616000000 | **1-Year:** 1439.159816000000 | **5-Year:** 10131.798435000000 | **10-Year:** 31607.094366000000 | **30-Year:** 0.000000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 7877.546658000000 | **1-Year:** 9557.146615000000 | **5-Year:** 67490.865524000000 | **10-Year:** 40761.065120000000 | **30-Year:** 22.559220000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -1.20%               | 0.72%                | 4.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-892463.73              | $-1729147.85                               |
| Month 2  | $-275517.43              | $621099.20                                 |
| Month 3  | $-36732.47               | $6522284.78                                |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| GRANBURY TX SPL ASSMNT REVENUE | City of Granbury TX                                                          | CUSIP: 385065AD9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1020094.30   | 0.55%             | 2055-09-15      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| KENTUCKY ST ECON DEV FIN AUTH  | Kentucky Economic Development Finance Authority                              | CUSIP: 49126PFA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     20000 | PA      | $20005.50     | 0.01%             | 2040-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LANCASTER CNTY PA HOSP AUTH    | Lancaster County Hospital Authority/PA                                       | CUSIP: 514045H97<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     20000 | PA      | $20004.85     | 0.01%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MIRABELLE MET DIST #2 CO       | Mirabelle Metropolitan District No 2                                         | CUSIP: 60458HAX1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $992259.00    | 0.54%             | 2049-12-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| MISSOURI ST HLTH & EDUCTNL FAC | Health & Educational Facilities Authority of the State of Missouri           | CUSIP: 60636AHJ5<br>LEI: 549300IWTBCMX5JB3277 | Long             | DBT              | MUN               | US        |   1025000 | PA      | $1025408.77   | 0.56%             | 2033-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY MUNI WTR FIN  | New York City Municipal Water Finance Authority                              | CUSIP: 64972GCR3<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |    650000 | PA      | $650000.00    | 0.35%             | 2049-06-15      | Variable      | 2.70%                 | No            |                  2 | On Loan: No      |
| PIMA CNTY AZ INDL DEV AUTH EDU | Industrial Development Authority of the County of Pima/The                   | CUSIP: 72177PBU3<br>LEI: 549300QDTQ25545R4K19 | Long             | DBT              | MUN               | US        |    360000 | PA      | $360293.65    | 0.20%             | 2047-06-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| STAMFORD CT HSG AUTH           | Stamford Housing Authority                                                   | CUSIP: 852640AL5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $739174.58    | 0.40%             | 2060-10-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| STC MET DIST #2 CO             | STC Metropolitan District No 2                                               | CUSIP: 85780TBD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2033444.60   | 1.11%             | 2055-12-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| TECH RIDGE PUB INFRASTRUCTURE  | Tech Ridge Public Infrastructure District                                    | CUSIP: 878296AA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1019707.00   | 0.55%             | 2054-12-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035RNH3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2125000 | PA      | $2709231.88   | 1.47%             | 2050-10-01      | Variable      | 11.97%                | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035RWC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2205270.38   | 1.20%             | 2050-10-01      | Variable      | 10.00%                | No            |                  2 | On Loan: No      |
| V-DANA CDD FL SPL ASSMNT       | V-Dana Community Development District                                        | CUSIP: 91822RAP0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1235778.50   | 0.67%             | 2055-05-01      | Fixed         | 5.55%                 | No            |                  2 | On Loan: No      |
| VALPARAISO IN MF HSG REVENUE   | City of Valparaiso IN                                                        | CUSIP: 920286AA9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $664576.73    | 0.36%             | 2041-12-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| WEST SHORE PA AREA AUTH REVENU | West Shore Area Authority                                                    | CUSIP: 95581QAH2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     70000 | PA      | $70032.59     | 0.04%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WISCONSIN HLTH EDL FACS AUTH S | Wisconsin Health & Educational Facilities Authority                          | CUSIP: 97671VBG9<br>LEI: 549300ISNGXS0VHGVD41 | Long             | DBT              | MUN               | US        |    140000 | PA      | $119271.98    | 0.06%             | 2043-07-01      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| WISCONSIN HLTH EDL FACS AUTH S | Wisconsin Health & Educational Facilities Authority                          | CUSIP: 97671VCU7<br>LEI: 549300ISNGXS0VHGVD41 | Long             | DBT              | MUN               | US        |    600000 | PA      | $620495.58    | 0.34%             | 2060-07-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| PALM BEACH CNTY FL HLTH FACS A | Palm Beach County Health Facilities Authority                                | CUSIP: 696507UL4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $100319.23    | 0.05%             | 2036-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| RED BARN MET DIST CO           | Red Barn Metropolitan District                                               | CUSIP: 75633SAC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    650000 | PA      | $656751.88    | 0.36%             | 2055-12-15      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| RICHMOND IN HOSP AUTH REVENUE  | Richmond Hospital Authority                                                  | CUSIP: 764791BB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1610000 | PA      | $1610131.22   | 0.88%             | 2039-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTH CAROLINA ST JOBS-ECON DE | South Carolina Jobs-Economic Development Authority                           | CUSIP: 83704MBZ8<br>LEI: 5493006X47I9VG3DL112 | Long             | DBT              | MUN               | US        |    625000 | PA      | $480200.44    | 0.26%             | 2051-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| STAMFORD CT HSG AUTH           | Stamford Housing Authority                                                   | CUSIP: 852640AK7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1012672.50   | 0.55%             | 2055-10-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| SUPERSTITION VISTAS CMNTY FACS | Superstition Vistas Community Facilities District No 2                       | CUSIP: 86852CAE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    241000 | PA      | $247358.30    | 0.13%             | 2040-07-01      | Fixed         | 5.70%                 | No            |                  2 | On Loan: No      |
| WASHINGTON ST HSG FIN COMMISSI | Washington State Housing Finance Commission                                  | CUSIP: 939783Y26<br>LEI: 549300YL1HU59NREG764 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1483622.10   | 0.81%             | 2060-07-01      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| COON RAPIDS MN CHRT SCH LEASE  | City of Coon Rapids MN                                                       | CUSIP: 21657FAD0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2002131.20   | 1.09%             | 2065-06-15      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| DENVER CO HLTH & HOSP AUTH HLT | Denver Health & Hospital Authority                                           | CUSIP: 24918EDN7<br>LEI: 549300WFV5S7GIR4OS67 | Long             | DBT              | MUN               | US        |     25000 | PA      | $25044.87     | 0.01%             | 2039-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DESERT EDGE PUB INFRASTRUCTURE | Desert Edge Public Infrastructure District No 1                              | CUSIP: 250391AA7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $771549.50    | 0.42%             | 2055-03-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| HAYMEADOW MET DIST #1 CO       | Haymeadow Metropolitan District No 1                                         | CUSIP: 42089FAA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1020223.70   | 0.55%             | 2054-12-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| MIAMI BEACH FL HLTH FACS AUTH  | Miami Beach Health Facilities Authority                                      | CUSIP: 593211EW1<br>LEI: 549300MFT7I1HF5VL403 | Long             | DBT              | MUN               | US        |     70000 | PA      | $70034.90     | 0.04%             | 2039-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MIAMI-DADE CNTY FL EXPRESSWAY  | Miami-Dade County Expressway Authority                                       | CUSIP: 59334KFW3<br>LEI: 549300NSQPQSO55VM780 | Long             | DBT              | MUN               | US        |   1005000 | PA      | $1009498.88   | 0.55%             | 2040-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI CHRT SCH RE | Public Finance Authority                                                     | CUSIP: 744396KS0<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    550000 | PA      | $551433.69    | 0.30%             | 2065-06-15      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| TOPEKA KS HLTH CARE FACS REVEN | City of Topeka KS                                                            | CUSIP: 890585BU5<br>LEI: 549300NFEU1XBKVICM54 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1010481.50   | 0.55%             | 2052-12-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| UPPER IL RIVER VLY DEV AUTH    | Upper Illinois River Valley Development Authority                            | CUSIP: 91588XAQ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2004934.00   | 1.09%             | 2055-12-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| WAKARA RIDGE PUB INFRASTRUCTUR | Wakara Ridge Public Infrastructure District                                  | CUSIP: 930814AA6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1013590.80   | 0.55%             | 2054-12-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| APPLE VY MN SENIOR HSG REVENUE | City of Apple Valley MN                                                      | CUSIP: 03800RBL9<br>LEI: 549300AMWD6044L1SO95 | Long             | DBT              | MUN               | US        |    750000 | PA      | $751752.38    | 0.41%             | 2065-09-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| ARIZONA ST INDL DEV AUTH EDU R | Arizona Industrial Development Authority                                     | CUSIP: 04052BTR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1984082.60   | 1.08%             | 2065-02-01      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| BUDA TX SPL ASSMNT REVENUE     | City of Buda TX                                                              | CUSIP: 118829AC4<br>LEI: 549300M2WWWL7K4QS327 | Long             | DBT              | MUN               | US        |   1750000 | PA      | $1697331.48   | 0.92%             | 2055-09-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| BUDA TX SPL ASSMNT REVENUE     | City of Buda TX                                                              | CUSIP: 118829AF7<br>LEI: 549300M2WWWL7K4QS327 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $972121.80    | 0.53%             | 2055-09-01      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH SE | California Public Finance Authority                                          | CUSIP: 13057TAG6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1425000 | PA      | $1463703.00   | 0.80%             | 2065-06-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| CAPITAL PROJS FIN AUTH FL EDUC | Capital Projects Finance Authority/FL                                        | CUSIP: 14043FAS5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2010639.00   | 1.09%             | 2065-06-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| DOUGLAS CNTY NE SAN & IMPT DIS | Douglas County Sanitary & Improvement District No 608                        | CUSIP: 25940PAC8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     50000 | PA      | $46388.80     | 0.03%             | 2037-12-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| EAGAN MN CHRTR SCH LEASE REVEN | City of Eagan MN                                                             | CUSIP: 26940AAA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $245999.70    | 0.13%             | 2045-02-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| EAGAN MN CHRTR SCH LEASE REVEN | City of Eagan MN                                                             | CUSIP: 26940AAB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $338201.08    | 0.18%             | 2055-02-01      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| EVANSVILLE IN MF HSG REVENUE   | City of Evansville IN                                                        | CUSIP: 299351AG1<br>LEI: 5493004FNKVUBIYGJO12 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $932369.10    | 0.51%             | 2038-01-01      | Fixed         | 5.45%                 | No            |                  2 | On Loan: No      |
| GRANBURY TX SPL ASSMNT REVENUE | City of Granbury TX                                                          | CUSIP: 385065AC1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1019634.30   | 0.55%             | 2045-09-15      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST TOLL HIGHWAY AUTH  | Illinois State Toll Highway Authority                                        | CUSIP: 452252KQ1<br>LEI: 549300ISBFGI8MJJKM98 | Long             | DBT              | MUN               | US        |    200000 | PA      | $200860.12    | 0.11%             | 2036-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| JORDANELLE RIDGE PUBLIC INFRA  | Jordanelle Ridge Public Infrastructure District No 2                         | CUSIP: 480790AC8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1988000 | PA      | $2013558.92   | 1.09%             | 2055-03-15      | Fixed         | 7.88%                 | No            |                  2 | On Loan: No      |
| KALISPELL MT REVENUE           | City of Kalispell MT                                                         | CUSIP: 48343AAA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1265082.00   | 0.69%             | 2060-05-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| LAFAYETTE IN MF HSG REVENUE    | City of Lafayette IN                                                         | CUSIP: 506309AB9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    840000 | PA      | $818087.93    | 0.44%             | 2037-01-01      | Fixed         | 5.80%                 | No            |                  2 | On Loan: No      |
| MARICOPA CNTY AZ INDL DEV AUTH | Maricopa County Industrial Development Authority                             | CUSIP: 56681MAL3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1055000 | PA      | $1044351.04   | 0.57%             | 2060-07-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R | Massachusetts Development Finance Agency                                     | CUSIP: 57583RWD3<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |   2200000 | PA      | $2200000.00   | 1.20%             | 2042-10-01      | Variable      | 2.15%                 | No            |                  2 | On Loan: No      |
| MERRILLVILLE IN ECON DEV REVEN | Town of Merrillville IN                                                      | CUSIP: 590250AC0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    900000 | PA      | $883988.46    | 0.48%             | 2036-04-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| MUNI ELEC AUTH OF GEORGIA      | Municipal Electric Authority of Georgia                                      | CUSIP: 626207H31<br>LEI: JA0WNILDDF2KUPS83B16 | Long             | DBT              | MUN               | US        |     50000 | PA      | $50015.22     | 0.03%             | 2060-07-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL ED FACS FIN  | New Hope Cultural Education Facilities Finance Corp                          | CUSIP: 64542UHG2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1425000 | PA      | $1458291.28   | 0.79%             | 2060-10-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TRANSPRTN DEV CORP | New York Transportation Development Corp                                     | CUSIP: 650116AV8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    275000 | PA      | $274987.68    | 0.15%             | 2050-01-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TRANSPRTN DEV CORP | New York Transportation Development Corp                                     | CUSIP: 650116JQ0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1589473.35   | 0.86%             | 2059-06-30      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| OHIO ST PRIVATE ACTIVITY REVEN | State of Ohio                                                                | CUSIP: 67759YAN7<br>LEI: 5493005LEB5E170OMX59 | Long             | DBT              | MUN               | US        |   1400000 | PA      | $1400390.60   | 0.76%             | 2035-12-31      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| OHIO ST PRIVATE ACTIVITY REVEN | State of Ohio                                                                | CUSIP: 67759YAQ0<br>LEI: 5493005LEB5E170OMX59 | Long             | DBT              | MUN               | US        |    180000 | PA      | $176275.94    | 0.10%             | 2053-06-30      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| OMAHA NE PUBLIC PWR DIST SEPAR | Omaha Public Power District Nebraska City Station Unit 2                     | CUSIP: 682004EG7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    140000 | PA      | $140045.93    | 0.08%             | 2046-02-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PINNACLE FARMS MET DIST #1 CO  | Pinnacle Farms Metropolitan District No 1                                    | CUSIP: 72347WAB6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1005668.40   | 0.55%             | 2055-12-15      | Fixed         | 8.75%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI CHRT SCH RE | Public Finance Authority                                                     | CUSIP: 744396HF2<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    740000 | PA      | $578090.59    | 0.31%             | 2056-06-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| VAIL HOME PARTNERS CORP CO HSG | Vail Home Partners Corp                                                      | CUSIP: 91879VAB4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $505500.50    | 0.27%             | 2055-10-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE | California Municipal Finance Authority                                       | CUSIP: 13048V3G1<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    500000 | PA      | $506394.50    | 0.28%             | 2054-11-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA ST MUNI FIN AUTH RE | California Municipal Finance Authority                                       | CUSIP: 13048VUP1<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |   1005000 | PA      | $830325.67    | 0.45%             | 2050-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| CAPITAL TRUST AUTH FL EDUCTNL  | Capital Trust Authority                                                      | CUSIP: 14054WBR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $451066.60    | 0.25%             | 2059-06-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| FLORIDA ST LOCAL GOVT FIN COMM | Florida Local Government Finance Commission                                  | CUSIP: 34077EAE6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1002007.90   | 0.54%             | 2065-06-15      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST TOLL HIGHWAY AUTH  | Illinois State Toll Highway Authority                                        | CUSIP: 452252JT7<br>LEI: 549300ISBFGI8MJJKM98 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1501140.75   | 0.82%             | 2036-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| KENTON CNTY KY ARPT BRD        | Kenton County Airport Board                                                  | CUSIP: 491026WK2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2068407.80   | 1.12%             | 2054-01-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| LA PAZ CNTY AZ INDL DEV AUTH E | La Paz County Industrial Development Authority                               | CUSIP: 50376FAF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    245000 | PA      | $225182.49    | 0.12%             | 2046-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LAFAYETTE IN MF HSG REVENUE    | City of Lafayette IN                                                         | CUSIP: 506309AA1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    130000 | PA      | $128923.33    | 0.07%             | 2033-01-01      | Fixed         | 5.60%                 | No            |                  2 | On Loan: No      |
| LOMPOC CA UNIF SCH DIST        | Lompoc Unified School District                                               | CUSIP: 541772LS6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    820000 | PA      | $887397.93    | 0.48%             | 2050-08-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| MARICOPA CNTY AZ INDL DEV AUTH | Maricopa County Industrial Development Authority                             | CUSIP: 56681MAK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    535000 | PA      | $532542.37    | 0.29%             | 2045-07-01      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TRANSPRTN DEV CORP | New York Transportation Development Corp                                     | CUSIP: 650116HQ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1009746.40   | 0.55%             | 2060-06-30      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| OREGON ST FACS AUTH CHRT SCH R | Oregon State Facilities Authority                                            | CUSIP: 68607AAR2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1010471.80   | 0.55%             | 2065-06-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI EDU REVENUE | Public Finance Authority                                                     | CUSIP: 74442EML1<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $945654.90    | 0.51%             | 2060-04-01      | Fixed         | 6.45%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI REVENUE     | Public Finance Authority                                                     | CUSIP: 74442PL45<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1167675.20   | 0.63%             | 2034-12-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FING COR | Puerto Rico Sales Tax Financing Corp Sales Tax Revenue                       | CUSIP: 74529JQH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   4492000 | PA      | $1129950.47   | 0.61%             | 2051-07-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| SEGUIN TX                      | City of Seguin TX                                                            | CUSIP: 815832E48<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   8000000 | PA      | $8625164.00   | 4.69%             | 2059-09-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035RLJ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2521242.38   | 1.37%             | 2054-07-01      | Variable      | 11.92%                | No            |                  2 | On Loan: No      |
| WEEMS NEIGHBORHOOD MET DIST CO | Weems Neighborhood Metropolitan District                                     | CUSIP: 948572AA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    700000 | PA      | $711660.60    | 0.39%             | 2055-12-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| ALBANY NY CAPITAL RESOURCE COR | Albany Capital Resource Corp                                                 | CUSIP: 012432BR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    240000 | PA      | $240238.34    | 0.13%             | 2029-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| AZ INDL DEV AUTH SF MTGE REVEN | Arizona Industrial Development Authority                                     | CUSIP: 04052JDE4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $361747.75    | 0.20%             | 2053-10-01      | Fixed         | 5.15%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R | Massachusetts Development Finance Agency                                     | CUSIP: 57584YQJ1<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    750000 | PA      | $728675.93    | 0.40%             | 2044-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R | Massachusetts Development Finance Agency                                     | CUSIP: 57585BCX4<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |   2540000 | PA      | $2297662.92   | 1.25%             | 2060-12-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL ED FACS FIN  | New Hope Cultural Education Facilities Finance Corp                          | CUSIP: 64542UHF4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1830000 | PA      | $1879616.24   | 1.02%             | 2055-10-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL ED FACS FIN  | New Hope Cultural Education Facilities Finance Corp                          | CUSIP: 64542UHM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $505671.25    | 0.27%             | 2044-07-01      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| N ESTRN PA HOSP & EDU AUTH     | Northeastern Pennsylvania Hospital and Education Authority                   | CUSIP: 664556CE5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    495000 | PA      | $495887.04    | 0.27%             | 2037-03-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI CHRT SCH RE | Public Finance Authority                                                     | CUSIP: 744396KR2<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    250000 | PA      | $246799.60    | 0.13%             | 2055-06-15      | Fixed         | 6.75%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI EDU REVENUE | Public Finance Authority                                                     | CUSIP: 74442EMS6<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $949975.50    | 0.52%             | 2065-06-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI TOLL REVENU | Public Finance Authority                                                     | CUSIP: 74448UAC2<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2189708.80   | 1.19%             | 2065-12-31      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| SAN FRANCISCO CALIF CITY &CNTY | San Francisco City & County Airport Comm-San Francisco International Airport | CUSIP: 79766DXP9<br>LEI: 54930055TIDYHNDP4F84 | Long             | DBT              | MUN               | US        |   2250000 | PA      | $2335137.08   | 1.27%             | 2055-05-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| BUCKEYE OH TOBACCO SETTLEMENT  | Buckeye Tobacco Settlement Financing Authority                               | CUSIP: 118217CZ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3915000 | PA      | $3346412.81   | 1.82%             | 2055-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP NY REV | Build NYC Resource Corp                                                      | CUSIP: 12008EWE2<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    500000 | PA      | $447475.25    | 0.24%             | 2059-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA PUBLIC FIN AUTH SEN | California Public Finance Authority                                          | CUSIP: 13057GAQ2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $932372.40    | 0.51%             | 2059-06-01      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA PUBLIC FIN AUTH SEN | California Public Finance Authority                                          | CUSIP: 13057GAY5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2465000 | PA      | $2421407.95   | 1.32%             | 2065-03-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| SIERRA VISTA AZ INDL DEV AUTH  | Sierra Vista Industrial Development Authority                                | CUSIP: 82652UBA9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2250000 | PA      | $2125890.23   | 1.16%             | 2064-06-15      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| SILICON VLY CA TOBACCO SECURIT | Silicon Valley Tobacco Securitization Authority                              | CUSIP: 82706TAE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $898453.50    | 0.49%             | 2041-06-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| SOUTH CAROLINA ST JOBS-ECON DE | South Carolina Jobs-Economic Development Authority                           | CUSIP: 83704MCA2<br>LEI: 5493006X47I9VG3DL112 | Long             | DBT              | MUN               | US        |   1505000 | PA      | $1130871.45   | 0.61%             | 2056-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035MZ40<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2477816.84   | 1.35%             | 2054-06-15      | Variable      | 11.03%                | No            |                  2 | On Loan: No      |
| CALIFORNIA ST STWD FING AUTH T | California Statewide Financing Authority                                     | CUSIP: 130923AR6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    205000 | PA      | $205466.97    | 0.11%             | 2043-05-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| CAPITAL PROJS FL FIN AUTH SENI | Capital Projects Finance Authority/FL                                        | CUSIP: 14043HAE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2483842.75   | 1.35%             | 2065-01-01      | Fixed         | 7.12%                 | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035P4L9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2587833.58   | 1.41%             | 2060-07-15      | Variable      | 12.15%                | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035REU4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2603836.40   | 1.42%             | 2052-11-15      | Variable      | 12.01%                | No            |                  2 | On Loan: No      |
| TERRELL TX SPL ASSMNT REVENUE  | City of Terrell TX                                                           | CUSIP: 881435AE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1011882.90   | 0.55%             | 2055-09-15      | Fixed         | 7.00%                 | No            |                  2 | On Loan: No      |
| CHARLOTTE CNTY FL INDL DEV AUT | Charlotte County Industrial Development Authority/FL                         | CUSIP: 16080TAL9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1547954.85   | 0.84%             | 2055-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| COLORADO ST HLTH FACS AUTH REV | Colorado Health Facilities Authority                                         | CUSIP: 19648FJA3<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |    500000 | PA      | $412624.55    | 0.22%             | 2053-09-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COLORADO ST HLTH FACS AUTH REV | Colorado Health Facilities Authority                                         | CUSIP: 19648FYR9<br>LEI: 5493002JB6DRFRZPEQ21 | Long             | DBT              | MUN               | US        |    900000 | PA      | $900000.00    | 0.49%             | 2064-05-15      | Variable      | 2.70%                 | No            |                  2 | On Loan: No      |
| COLUMBUS OH REGL ARPT AUTH REV | Columbus Regional Airport Authority                                          | CUSIP: 199546DC3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3000000 | PA      | $3159867.30   | 1.72%             | 2050-01-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| COTTONWOOD CREEK MET DIST #5 C | Cottonwood Creek Metropolitan District No 5                                  | CUSIP: 221841AA7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1489683.20   | 0.81%             | 2055-12-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| DAYTON-MONTGOMERY CNTY OH PORT | Dayton-Montgomery County Port Authority                                      | CUSIP: 23982CAM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1150000 | PA      | $1182956.01   | 0.64%             | 2045-01-01      | Fixed         | 6.62%                 | No            |                  2 | On Loan: No      |
| DOMINION WTR & SANTN DIST CO R | Dominion Water & Sanitation District                                         | CUSIP: 25755AAE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1400000 | PA      | $1422346.24   | 0.77%             | 2052-12-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| FLORIDA LOC GOVT FIN COMMISSIO | Florida Local Government Finance Commission                                  | CUSIP: 34077UAJ9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1170000 | PA      | $1207897.12   | 0.66%             | 2064-11-15      | Fixed         | 6.88%                 | No            |                  2 | On Loan: No      |
| HGR EDU FACS FING AUTH FL HGR  | Florida Higher Educational Facilities Financing Authority                    | CUSIP: 42982GAC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $994428.40    | 0.54%             | 2055-07-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| HUTCHINSON KS HOSP FACS REVENU | City of Hutchinson KS                                                        | CUSIP: 44816RAS1<br>LEI: 549300TUCDL8L0PET640 | Long             | DBT              | MUN               | US        |    100000 | PA      | $88487.42     | 0.05%             | 2041-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LEHIGH CNTY PA GEN PURPOSE AUT | Lehigh County General Purpose Authority                                      | CUSIP: 52480RCG3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2340854 | PA      | $1411442.50   | 0.77%             | 2044-02-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| MIDA CORMONT PUBLIC INFRASTRUC | Mida Cormont Public Infrastructure District                                  | CUSIP: 59561JAB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $832060.00    | 0.45%             | 2055-06-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| MISSOURI ST HLTH & EDUCTNL FAC | Health & Educational Facilities Authority of the State of Missouri           | CUSIP: 60637AGN6<br>LEI: 549300IWTBCMX5JB3277 | Long             | DBT              | MUN               | US        |     50000 | PA      | $50011.68     | 0.03%             | 2045-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| AUGUSTA GA ARPT REVENUE        | Augusta GA Airport Revenue                                                   | CUSIP: 051177BS1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    100000 | PA      | $100080.66    | 0.05%             | 2034-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA CNTY CA TOBACCO SEC | California County Tobacco Securitization Agency                              | CUSIP: 13016NBY9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    265000 | PA      | $267070.39    | 0.15%             | 2042-06-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA MUN FIN AUTH STUDEN | California Municipal Finance Authority                                       | CUSIP: 13051EAJ9<br>LEI: 5493000UQOV6R4ZWS346 | Long             | DBT              | MUN               | US        |    800000 | PA      | $770208.80    | 0.42%             | 2055-01-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| GAS WORX CDD FL SPL ASSMNT     | Gas Worx Community Development District                                      | CUSIP: 367200AD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1020000 | PA      | $1033541.52   | 0.56%             | 2057-05-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| ILLINOIS ST FIN AUTH EDUCTNL F | Illinois Finance Authority                                                   | CUSIP: 452029AL5<br>LEI: 549300ZG6UBPNNNRN315 | Long             | DBT              | MUN               | US        |   1900000 | PA      | $1925811.69   | 1.05%             | 2055-08-01      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| LAVON TX SPL ASSMT REVENUE     | City of Lavon TX                                                             | CUSIP: 51946PCL6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1022619.10   | 0.56%             | 2054-09-15      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| LEHIGH CNTY PA GEN PURPOSE AUT | Lehigh County General Purpose Authority                                      | CUSIP: 52480RCF5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3500000 | PA      | $2943116.40   | 1.60%             | 2044-02-01      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| MASSACHUSETTS ST DEV FIN AGY R | Massachusetts Development Finance Agency                                     | CUSIP: 57584XPY1<br>LEI: 549300UZSVMFXJK08K70 | Long             | DBT              | MUN               | US        |    600000 | PA      | $561730.20    | 0.31%             | 2043-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MIDA CORMONT PUBLIC INFRASTRUC | Mida Cormont Public Infrastructure District                                  | CUSIP: 59561JAA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $625816.38    | 0.34%             | 2055-06-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| MUNI ENERGY AGY OF NEBRASKA    | Municipal Energy Agency of Nebraska                                          | CUSIP: 625914JA5<br>LEI: N31S7V1JSNSIMBEEGT03 | Long             | DBT              | MUN               | US        |     25000 | PA      | $25042.07     | 0.01%             | 2036-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NATIONAL FIN AUTH NH SPL REVEN | New Hampshire Business Finance Authority                                     | CUSIP: 63608TAM2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $696052.20    | 0.38%             | 2031-12-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW HAMPSHIRE ST BUSINESS FIN  | New Hampshire Business Finance Authority                                     | CUSIP: 644684HH8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $510065.95    | 0.28%             | 2060-04-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL ED FACS FIN  | New Hope Cultural Education Facilities Finance Corp                          | CUSIP: 64542UFL3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $904770.80    | 0.49%             | 2055-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| OHIO ST HSG FIN AGY MF HSG REV | Ohio Housing Finance Agency                                                  | CUSIP: 676900XS7<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1530837.45   | 0.83%             | 2045-01-01      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| ONTARIO CNTY NY LOCAL DEV CORP | Ontario County Local Development Corp                                        | CUSIP: 683063AA9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   7535000 | PA      | $7543479.89   | 4.10%             | 2045-12-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| ONTARIO CNTY NY LOCAL DEV CORP | Ontario County Local Development Corp                                        | CUSIP: 683063AB7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    455000 | PA      | $454963.05    | 0.25%             | 2027-06-01      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI STUDENT HSG | Public Finance Authority                                                     | CUSIP: 74439YGG0<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    600000 | PA      | $605992.92    | 0.33%             | 2055-06-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| ROCKVILLE MD MAYOR & COUNCIL E | City of Rockville MD                                                         | CUSIP: 774223BX8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    645000 | PA      | $581883.46    | 0.32%             | 2047-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOLEIL HILLS PUB INFRASTRUCTUR | Soleil Hills Public Infrastructure District No 1                             | CUSIP: 834201AA3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $985568.00    | 0.54%             | 2055-03-01      | Fixed         | 5.88%                 | No            |                  2 | On Loan: No      |
| SOUTH CAROLINA ST JOBS-ECON DE | South Carolina Jobs-Economic Development Authority                           | CUSIP: 837031WQ2<br>LEI: 5493006X47I9VG3DL112 | Long             | DBT              | MUN               | US        |   3150000 | PA      | $3191780.97   | 1.74%             | 2057-10-01      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| SPRINGFIELD OH 1ST MTGE REVENU | City of Springfield OH                                                       | CUSIP: 851129AA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    799977 | PA      | $723073.63    | 0.39%             | 2042-05-01      | Fixed         | 7.65%                 | No            |                  2 | On Loan: No      |
| STC MET DIST #2 CO             | STC Metropolitan District No 2                                               | CUSIP: 85780TBE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1006985.80   | 0.55%             | 2055-12-15      | Fixed         | 8.00%                 | No            |                  2 | On Loan: No      |
| SUPERSTITION VISTAS CMNTY FACS | Superstition Vistas Community Facilities District No 2                       | CUSIP: 86852CAF8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    430000 | PA      | $438332.63    | 0.24%             | 2049-07-01      | Fixed         | 6.30%                 | No            |                  2 | On Loan: No      |
| TARRANT CNTY TX CULTURAL EDU F | Tarrant County Cultural Education Facilities Finance Corp                    | CUSIP: 87638RFS1<br>LEI: 549300ROY505NVTMMI25 | Long             | DBT              | MUN               | US        |    135000 | PA      | $135029.12    | 0.07%             | 2035-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035MB95<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2521178.16   | 1.37%             | 2055-05-15      | Variable      | 12.15%                | No            |                  2 | On Loan: No      |
| TENDER OPTION BOND TRUST RECEI | Tender Option Bond Trust Receipts/Certificates                               | CUSIP: 88035P5L8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2452567.02   | 1.33%             | 2052-06-01      | Variable      | 11.97%                | No            |                  2 | On Loan: No      |
| UTAH CNTY UT HOSP REVENUE      | County of Utah UT                                                            | CUSIP: 917393CV0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    125000 | PA      | $125653.89    | 0.07%             | 2041-05-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW HOPE CULTURAL ED FACS FIN  | New Hope Cultural Education Facilities Finance Corp                          | CUSIP: 64542UHN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $252613.28    | 0.14%             | 2056-07-01      | Fixed         | 7.12%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY NY HSG DEV CORP  | New York City Housing Development Corp                                       | CUSIP: 64972KKG9<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |   1215000 | PA      | $1261531.34   | 0.69%             | 2060-11-01      | Fixed         | 5.30%                 | No            |                  2 | On Loan: No      |
| OHIO ST HSG FIN AGY MF HSG REV | Ohio Housing Finance Agency                                                  | CUSIP: 676900XJ7<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $984133.50    | 0.54%             | 2045-01-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| PORT AUTH OF NEW YORK & NEW JE | Port Authority of New York & New Jersey                                      | CUSIP: 73358XHF2<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1529055.30   | 0.83%             | 2052-01-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PORT OF GTR CINCINNATI DEV AUT | Port of Greater Cincinnati Development Authority                             | CUSIP: 73419RAE2<br>LEI: 549300IK2RCZBY62ST97 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1534507.65   | 0.83%             | 2045-01-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| AZ INDL DEV AUTH SF MTGE REVEN | Arizona Industrial Development Authority                                     | CUSIP: 04052JDD6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $767832.90    | 0.42%             | 2050-10-01      | Fixed         | 5.10%                 | No            |                  2 | On Loan: No      |
| ATLANTA GA DEV AUTH            | Atlanta Development Authority/The                                            | CUSIP: 04780NJK4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    115000 | PA      | $115108.35    | 0.06%             | 2040-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| CALIFORNIA STWD CMNTYS DEV AUT | California Statewide Communities Development Authority                       | CUSIP: 13080SEX8<br>LEI: 549300KTNI2GCJNX2U48 | Long             | DBT              | MUN               | US        |     25000 | PA      | $24998.52     | 0.01%             | 2054-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| CAPITAL PROJS FL FIN AUTH SENI | Capital Projects Finance Authority/FL                                        | CUSIP: 14043HAD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $507590.60    | 0.28%             | 2055-01-01      | Fixed         | 7.25%                 | No            |                  2 | On Loan: No      |
| CREEKWALK MARKETPLACE BUSINESS | Creekwalk Marketplace Business Improvement District                          | CUSIP: 225515AJ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    875000 | PA      | $850892.18    | 0.46%             | 2054-12-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| DELAWARE ST ECON DEV AUTH CHRT | Delaware State Economic Development Authority                                | CUSIP: 246372BJ4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1250475.88   | 0.68%             | 2065-07-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| DENTON CNTY TX SPL ASSMNT REVE | County of Denton TX                                                          | CUSIP: 24880GAN9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1020335.60   | 0.55%             | 2055-12-31      | Fixed         | 5.62%                 | No            |                  2 | On Loan: No      |
| EAGAN MN CHRTR SCH LEASE REVEN | City of Eagan MN                                                             | CUSIP: 26940AAC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    625000 | PA      | $604873.06    | 0.33%             | 2065-02-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| LEHIGH CNTY PA GEN PURPOSE AUT | Lehigh County General Purpose Authority                                      | CUSIP: 52480RCH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2318847 | PA      | $12464.27     | 0.01%             | 2044-02-01      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| MARYLAND ST ECON DEV CORP STUD | Maryland Economic Development Corp                                           | CUSIP: 57420VLP6<br>LEI: 549300JJ16DDBSZWSN94 | Long             | DBT              | MUN               | US        |     30000 | PA      | $30022.53     | 0.02%             | 2027-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TRANSPRTN DEV CORP | New York Transportation Development Corp                                     | CUSIP: 650116HS8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $961203.80    | 0.52%             | 2060-06-30      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NORMAN OK REGL HOSP AUTH HOSP  | Norman Regional Hospital Authority                                           | CUSIP: 656178DN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |     35000 | PA      | $23625.80     | 0.01%             | 2037-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| OHIO ST HSG FIN AGY MF HSG REV | Ohio Housing Finance Agency                                                  | CUSIP: 676900XN8<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1024668.90   | 0.56%             | 2043-08-01      | Fixed         | 5.70%                 | No            |                  2 | On Loan: No      |
| OHIO ST HSG FIN AGY MF HSG REV | Ohio Housing Finance Agency                                                  | CUSIP: 676900XW8<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1518755.55   | 0.83%             | 2045-01-01      | Fixed         | 6.50%                 | No            |                  2 | On Loan: No      |
| OHIO ST HSG FIN AGY MF HSG REV | Ohio Housing Finance Agency                                                  | CUSIP: 676900XZ1<br>LEI: 549300K10X7VPG6JVX38 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1517853.15   | 0.83%             | 2045-01-01      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI CHRT SCH RE | Public Finance Authority                                                     | CUSIP: 744396GD8<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    150000 | PA      | $123810.92    | 0.07%             | 2051-09-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| PUBLIC FIN AUTH WI POOLED CHRT | Public Finance Authority                                                     | CUSIP: 74448GAA7<br>LEI: 5493004S6D3NA627K012 | Long             | DBT              | MUN               | US        |    473783 | PA      | $491901.55    | 0.27%             | 2062-07-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| SOJOURN AT IDLEWILD MET DIST C | Sojourn at Idlewild Metropolitan District                                    | CUSIP: 83408GAA6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1021446.10   | 0.56%             | 2055-12-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-05

**Name of Applicant:** Rockefeller Municipal Opportunities Fund

**Signature:** /s/ Mark Spencer

**Name of Signer:** Mark Spencer

**Title:** Treasurer