# EDGAR Filing Document

**Accession Number:** 0001635474
**File Stem:** 0000899243-23-006781
**Filing Date:** 2023-3
**Character Count:** 7128
**Document Hash:** 7efc5bcf73edb09b71739e533ecd545e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000899243-23-006781.hdr.sgml**: 20230302

**ACCESSION NUMBER**: 0000899243-23-006781

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230228

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230302

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Drake Eileen P.
- **CENTRAL INDEX KEY:** 0001635474

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-01520
- **FILM NUMBER:** 23701354

**MAIL ADDRESS:**
- **STREET 1:** C/O GENCORP INC.
- **STREET 2:** P.O. BOX 537012
- **CITY:** SACRAMENTO
- **STATE:** CA
- **ZIP:** 95853-7012
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AEROJET ROCKETDYNE HOLDINGS, INC.
- **CENTRAL INDEX KEY:** 0000040888
- **STANDARD INDUSTRIAL CLASSIFICATION:** GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
- **IRS NUMBER:** 340244000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 222 N. PACIFIC COAST HIGHWAY
- **STREET 2:** SUITE 500
- **CITY:** EL SEGUNDO
- **STATE:** CA
- **ZIP:** 90245
- **BUSINESS PHONE:** (310) 252-8100

**MAIL ADDRESS:**
- **STREET 1:** 222 N. PACIFIC COAST HIGHWAY
- **STREET 2:** SUITE 500
- **CITY:** EL SEGUNDO
- **STATE:** CA
- **ZIP:** 90245

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GENCORP INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GENERAL TIRE & RUBBER CO
- **DATE OF NAME CHANGE:** 19840330

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Drake Eileen P.<br><sub>(Last) (First) (Middle)</sub><br>222 N. PACIFIC COAST HIGHWAY,  SUITE 500<br><sub>(Street)</sub><br>EL SEGUNDO, CA 90245<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-28 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_CEO and President_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>AEROJET ROCKETDYNE HOLDINGS, INC. [ AJRD ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-28 |  | M |  | 6563 | A | <sup>(1)</sup> | 68983<sup>(2)</sup> | D |  |
| Common Stock | 2023-02-28 |  | A |  | 6250<sup>(3)</sup> | A | <sup>(1)</sup> | 75233 | D |  |
| Common Stock | 2023-02-28 |  | F |  | 7234<sup>(4)</sup> | D | $56.34 | 67999 | D |  |
| Common Stock |  |  |  |  |  |  |  | 297897 | I | EPD 2018 Trust Dated August 7, 2018 |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units | <sup>(1)</sup> | 2023-02-28 |  | M |  |  | 6563 | <sup>(5)</sup> | <sup>(5)</sup> | Common Stock | 6563 | $0.00 | 13128 | D |  |

---

### Footnotes:

(1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aerojet Rocketdyne Holdings, Inc. common stock.

(2) 83,897 shares that were previously reported as directly owned on the Reporting Person's Form 4 filed December 19, 2022 have been transferred to the EPD 2018 Trust dated August 7, 2018 since that filing and are now being reported as indirectly owned.

(3) On February 28, 2019, the Reporting Person was granted 6,250 RSUs, vesting upon the achievement of certain performance targets. On February 27, 2023, achievement of the performance targets was certified by the Organization & Compensation Committee of the Issuer's Board of Directors.

(4) Shares relinquished to pay withholding taxes payable in connection with the vesting of RSUs granted to the Reporting Person on February 28, 2019 and December 21, 2021.

(5) The RSUs vest in three equal annual installments beginning on February 28, 2023.

**Signature:** /s/ David A. Fox, attorney-in-fact  
**Date:** 2023-03-02

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**