# EDGAR Filing Document

**Accession Number:** 0001466538
**File Stem:** 9999999995-23-000516
**Filing Date:** 2023-3
**Character Count:** 1493
**Document Hash:** 9cccce67e6c17d75a4bf6b3da6621f61
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999995-23-000516.hdr.sgml**: 20230307

**ACCESSION NUMBER**: 9999999995-23-000516

**CONFORMED SUBMISSION TYPE**: EFFECT

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230307

**EFFECTIVENESS DATE**: 20230306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COWEN INC.
- **CENTRAL INDEX KEY:** 0001466538
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** EFFECT
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-170591
- **FILM NUMBER:** 23710915

**BUSINESS ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-845-7900

**MAIL ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COWEN GROUP, INC.
- **DATE OF NAME CHANGE:** 20091102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LexingtonPark Parent Corp
- **DATE OF NAME CHANGE:** 20090617

### UNITED STATES
### SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## Notice of Effectiveness

**Date:** March 6, 2023

**Accession Number:** 0000950157-23-000185

**Form Type:** POS AM

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**CIK:** 0001466538

**Company Name:** COWEN INC.

**File Number:** 333-170591