# EDGAR Filing Document

**Accession Number:** 0001679033
**File Stem:** 0001752724-23-070201
**Filing Date:** 2023-3
**Character Count:** 74812
**Document Hash:** 70f7a53dfc286b5f84c7f1518bf838a5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-070201.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-070201

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Nuveen Preferred & Income Fund
- **CENTRAL INDEX KEY:** 0001679033
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23198
- **FILM NUMBER:** 23770210

**BUSINESS ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 3129178146

**MAIL ADDRESS:**
- **STREET 1:** 333 WEST WACKER DRIVE
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Nuveen Preferred & Income 2022 Term Fund
- **DATE OF NAME CHANGE:** 20161007

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Nuveen Preferred & Income December 2021 Term Fund
- **DATE OF NAME CHANGE:** 20160707

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Nuveen Preferred and Income Fund

- **b. Investment Company Act file number:** 811-23198

- **c. CIK number of Registrant:** 0001679033

- **d. LEI of Registrant:** 549300ZD3SWJZH83IT20

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 333 W. Wacker Dr

  - **City:** Chicago

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60606

  - **Telephone number:** 312-917-7700

**Item A.2. Information about the Series.**

- **a. Name of Series:** Nuveen Preferred and Income Fund

- **c. LEI of Series:** 549300ZD3SWJZH83IT20

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $135875939.00

**Total Liabilities:** $44218121.00

**Net Assets:** $91657818.00

**Cash Not Reported:** $25.00

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** -314.06000000 | **10-Year:** -1310.62000000 | **30-Year:** -28483.71000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -30.37000000 | **1-Year:** -87.83000000 | **5-Year:** -200.88000000 | **10-Year:** -1442.25000000 | **30-Year:** -43850.93000000

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 3.39%                | -0.05%               | 7.19%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $2252990.39                                |
| Month 2  | $-4750.15                | $-614421.47                                |
| Month 3  | $-69770.63               | $5902205.25                                |

### Schedule of Portfolio Investments

| Name                                       | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| CAPITAL ONE FINANCIAL CO                   | Capital One Financial Corp                 | CUSIP: 14040HCF0<br>LEI: ZUE8T73ROZOF6FLBAR73 | Long             | DBT              | CORP              | US        |    500000 | PA      | $433969.33    | 0.47%             | N/A             | Fixed         | 3.95%                 | No            | 2                  | On Loan: No      |
| EMERA INC                                  | Emera Inc                                  | CUSIP: 290876AD3<br>LEI: NQZVQT2P5IUF2PGA1Q48 | Long             | DBT              | CORP              | CA        |   1125000 | PA      | $1104899.83   | 1.21%             | 2076-06-15      | Fixed         | 6.75%                 | No            | 2                  | On Loan: No      |
| CITIGROUP INC                              | Citigroup Inc                              | CUSIP: 172967HQ7<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   1455000 | PA      | $1431356.25   | 1.56%             | N/A             | Fixed         | 6.30%                 | No            | 2                  | On Loan: No      |
| BARCLAYS PLC                               | Barclays PLC                               | CUSIP: 06738EBX2<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    675000 | PA      | $677801.25    | 0.74%             | N/A             | Fixed         | 8.00%                 | No            | 2                  | On Loan: No      |
| Reinsurance Group of America Inc           | Reinsurance Group of America Inc           | CUSIP: 759351885<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               | CORP              | US        |     11600 | NS      | $309024.00    | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| TRUIST FINANCIAL CORP                      | Truist Financial Corp                      | CUSIP: 89832QAF6<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |    605000 | PA      | $586243.15    | 0.64%             | N/A             | Fixed         | 5.10%                 | No            | 2                  | On Loan: No      |
| TRUIST FIN CORP                            | Truist Financial Corp                      | CUSIP: 89832QAB5<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |    525000 | PA      | $529593.75    | 0.58%             | N/A             | Variable      | 7.87%                 | No            | 2                  | On Loan: No      |
| BANK OF NY MELLON CORP                     | Bank of New York Mellon Corp/The           | CUSIP: 064058AH3<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | DBT              | CORP              | US        |    205000 | PA      | $200381.83    | 0.22%             | N/A             | Fixed         | 4.70%                 | No            | 2                  | On Loan: No      |
| FIDELIS INSUR HLD LTD                      | Fidelis Insurance Holdings Ltd             | CUSIP: 31575FAB2<br>LEI: 549300CDMGCAGJQ7DX03 | Long             | DBT              | CORP              | BM        |    980000 | PA      | $926100.00    | 1.01%             | 2041-04-01      | Fixed         | 6.62%                 | Yes           | 2                  | On Loan: No      |
| CREDIT SUISSE GROUP AG                     | Credit Suisse Group AG                     | CUSIP: 225401AL2<br>LEI: 549300506SI9CRFV9Z86 | Long             | DBT              | CORP              | CH        |   1000000 | PA      | $810000.00    | 0.88%             | N/A             | Fixed         | 6.38%                 | Yes           | 2                  | On Loan: No      |
| COMPEER FINANCIAL ACA                      | Compeer Financial ACA                      | CUSIP: 20453QAA0<br>LEI: 54930020HTACTODKHT04 | Long             | DBT              | CORP              | US        |    250000 | PA      | $220625.24    | 0.24%             | N/A             | Fixed         | 4.88%                 | Yes           | 2                  | On Loan: No      |
| EDISON INTERNATIONAL                       | Edison International                       | CUSIP: 281020AS6<br>LEI: 549300I7ROF15MAEVP56 | Long             | DBT              | CORP              | US        |    160000 | PA      | $149468.91    | 0.16%             | N/A             | Fixed         | 5.38%                 | No            | 2                  | On Loan: No      |
| LEGAL & GENERAL GROUP                      | Legal & General Group PLC                  | CUSIP: AM7838908<br>LEI: 213800JH9QQWHLO99821 | Long             | DBT              | CORP              | GB        |    225000 | PA      | $217012.50    | 0.24%             | 2047-03-21      | Fixed         | 5.25%                 | No            | 2                  | On Loan: No      |
| LLOYDS BANKING GROUP PLC                   | Lloyds Banking Group PLC                   | CUSIP: 539439AU3<br>LEI: 549300PPXHEU2JF0AM85 | Long             | DBT              | CORP              | GB        |   3200000 | PA      | $3168800.00   | 3.46%             | N/A             | Fixed         | 7.50%                 | No            | 2                  | On Loan: No      |
| PNC FINANCIAL SERVICES                     | PNC Financial Services Group Inc/The       | CUSIP: 693475BC8<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |    485000 | PA      | $413462.50    | 0.45%             | N/A             | Fixed         | 3.40%                 | No            | 2                  | On Loan: No      |
| GENERAL MOTORS FINL CO                     | General Motors Financial Co Inc            | CUSIP: 37045XDB9<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |    695000 | PA      | $642875.00    | 0.70%             | N/A             | Fixed         | 5.70%                 | No            | 2                  | On Loan: No      |
| Wells Fargo & Co                           | Wells Fargo & Co                           | CUSIP: 94988U151<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |     16400 | NS      | $348172.00    | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| BANK OF AMERICA CORP                       | Bank of America Corp                       | CUSIP: 060505EN0<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    240000 | PA      | $240096.00    | 0.26%             | N/A             | Fixed         | 6.10%                 | No            | 2                  | On Loan: No      |
| FIRST CITIZENS BANCSHARE                   | First Citizens BancShares Inc/NC           | CUSIP: 31959XAA1<br>LEI: 549300N3Z00ZHE2XC526 | Long             | DBT              | CORP              | US        |    475000 | PA      | $476942.32    | 0.52%             | N/A             | Variable      | 8.74%                 | No            | 2                  | On Loan: No      |
| AMER AGCREDIT ACA                          | American AgCredit Corp                     | CUSIP: 02369GAA3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    305000 | PA      | $267637.51    | 0.29%             | N/A             | Fixed         | 5.25%                 | Yes           | 2                  | On Loan: No      |
| ALLY FINANCIAL INC                         | Ally Financial Inc                         | CUSIP: 02005NBM1<br>LEI: 549300JBN1OSM8YNAI90 | Long             | DBT              | CORP              | US        |    625000 | PA      | $514062.50    | 0.56%             | N/A             | Fixed         | 4.70%                 | No            | 2                  | On Loan: No      |
| ZIONS BANCORP NA                           | Zions Bancorp NA                           | CUSIP: 989701BF3<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | DBT              | CORP              | US        |    355000 | PA      | $358550.00    | 0.39%             | N/A             | Fixed         | 7.20%                 | No            | 2                  | On Loan: No      |
| Morgan Stanley                             | Morgan Stanley                             | CUSIP: 61762V853<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     11600 | NS      | $302064.00    | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| STANDARD CHARTERED PLC                     | Standard Chartered PLC                     | CUSIP: 853254CD0<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | DBT              | CORP              | GB        |    545000 | PA      | $466738.00    | 0.51%             | N/A             | Fixed         | 4.30%                 | Yes           | 2                  | On Loan: No      |
| STANDARD CHARTERED PLC                     | Standard Chartered PLC                     | CUSIP: 853254BT6<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | DBT              | CORP              | GB        |    365000 | PA      | $358612.50    | 0.39%             | N/A             | Fixed         | 6.00%                 | Yes           | 2                  | On Loan: No      |
| AMERICAN ELECTRIC POWER                    | American Electric Power Co Inc             | CUSIP: 025537AU5<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | DBT              | CORP              | US        |    345000 | PA      | $295885.66    | 0.32%             | 2062-02-15      | Fixed         | 3.88%                 | No            | 2                  | On Loan: No      |
| CITIGROUP INC                              | Citigroup Inc                              | CUSIP: 172967NB3<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |    420000 | PA      | $373800.00    | 0.41%             | N/A             | Fixed         | 4.15%                 | No            | 2                  | On Loan: No      |
| Aspen Insurance Holdings Ltd               | Aspen Insurance Holdings Ltd               | CUSIP: EP0515015<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               | CORP              | BM        |     16280 | NS      | $360113.60    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| Air Lease Corp                             | Air Lease Corp                             | CUSIP: 00912X500<br>LEI: 5493004NW4M4P8TMMK63 | Long             | EP               | CORP              | US        |     11571 | NS      | $284530.89    | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| WELLS FARGO & COMPANY                      | Wells Fargo & Co                           | CUSIP: 949746RG8<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |    885000 | PA      | $866193.75    | 0.95%             | N/A             | Fixed         | 5.90%                 | No            | 2                  | On Loan: No      |
| CHS Inc                                    | CHS Inc                                    | CUSIP: 12542R506<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |     31207 | NS      | $797650.92    | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| ENBRIDGE INC                               | Enbridge Inc                               | CUSIP: 29250NBC8<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |    630000 | PA      | $596162.70    | 0.65%             | 2080-07-15      | Fixed         | 5.75%                 | No            | 2                  | On Loan: No      |
| CoBank ACB                                 | CoBank ACB                                 | CUSIP: 19075Q862<br>LEI: P0J8I7M2E0A77CKF1705 | Long             | EP               | CORP              | US        |      4740 | NS      | $469260.00    | 0.51%             |  |  |  | No            | 2                  | On Loan: No      |
| NATWEST GROUP PLC                          | NatWest Group PLC                          | CUSIP: 780097BQ3<br>LEI: 2138005O9XJIJN4JPN90 | Long             | DBT              | CORP              | GB        |   2080000 | PA      | $1986400.00   | 2.17%             | N/A             | Fixed         | 6.00%                 | No            | 2                  | On Loan: No      |
| M&T BANK CORPORATION                       | M&T Bank Corp                              | CUSIP: 55261FAN4<br>LEI: 549300WYXDDBYRASEG81 | Long             | DBT              | CORP              | US        |    220000 | PA      | $184800.00    | 0.20%             | N/A             | Fixed         | 3.50%                 | No            | 2                  | On Loan: No      |
| DEUTSCHE BANK AG                           | Deutsche Bank AG                           | CUSIP: 251525AX9<br>LEI: 7LTWFZYICNSX8D621K86 | Long             | DBT              | CORP              | DE        |   2000000 | PA      | $1815307.78   | 1.98%             | N/A             | Fixed         | 6.00%                 | No            | 2                  | On Loan: No      |
| MPLX LP                                    | MPLX LP                                    | CUSIP: 55336VAU4<br>LEI: 5493000CZJ19CK4P3G36 | Long             | DBT              | CORP              | US        |    300000 | PA      | $300090.00    | 0.33%             | N/A             | Fixed         | 6.88%                 | No            | 2                  | On Loan: No      |
| BNP PARIBAS                                | BNP Paribas SA                             | CUSIP: 05565AS20<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |    250000 | PA      | $271500.00    | 0.30%             | N/A             | Fixed         | 9.25%                 | Yes           | 2                  | On Loan: No      |
| DISCOVER FINANCIAL SVS                     | Discover Financial Services                | CUSIP: 254709AQ1<br>LEI: Z1YLO2USPORE63VVUL20 | Long             | DBT              | CORP              | US        |    335000 | PA      | $332102.32    | 0.36%             | N/A             | Fixed         | 6.12%                 | No            | 2                  | On Loan: No      |
| FARM CREDIT BK OF TEXAS                    | Farm Credit Bank of Texas                  | CUSIP: 30767EAD1<br>LEI: V1EBJIOLRNYDHDF63Z33 | Long             | DBT              | USGSE             | US        |    640000 | PA      | $595200.00    | 0.65%             | N/A             | Fixed         | 5.70%                 | Yes           | 2                  | On Loan: No      |
| NORDEA BANK ABP                            | Nordea Bank Abp                            | CUSIP: 65559CAA9<br>LEI: 529900ODI3047E2LIV03 | Long             | DBT              | CORP              | FI        |    680000 | PA      | $670650.00    | 0.73%             | N/A             | Fixed         | 6.62%                 | Yes           | 2                  | On Loan: No      |
| AERCAP GLOBAL AVIATION T                   | AerCap Global Aviation Trust               | CUSIP: 00773HAA5<br>LEI: 635400FBSV8LXXNRV758 | Long             | DBT              | CORP              | US        |   2600000 | PA      | $2542358.00   | 2.77%             | 2045-06-15      | Fixed         | 6.50%                 | Yes           | 2                  | On Loan: No      |
| MACQUARIE BANK LONDON                      | Macquarie Bank Ltd/London                  | CUSIP: 556079AB7<br>LEI: 549300MPRNPO6FWNKN78 | Long             | DBT              | CORP              | AU        |    580000 | PA      | $533905.53    | 0.58%             | N/A             | Fixed         | 6.12%                 | Yes           | 2                  | On Loan: No      |
| AMERICAN EXPRESS CO                        | American Express Co                        | CUSIP: 025816CH0<br>LEI: R4PP93JZOLY261QX3811 | Long             | DBT              | CORP              | US        |    435000 | PA      | $384887.90    | 0.42%             | N/A             | Fixed         | 3.55%                 | No            | 2                  | On Loan: No      |
| GOLDMAN SACHS GROUP INC                    | Goldman Sachs Group Inc/The                | CUSIP: 38141GYU2<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |    360000 | PA      | $320212.48    | 0.35%             | N/A             | Fixed         | 4.12%                 | No            | 2                  | On Loan: No      |
| Morgan Stanley                             | Morgan Stanley                             | CUSIP: 61762V200<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     12974 | NS      | $330058.56    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| SBL HOLDINGS INC                           | SBL Holdings Inc                           | CUSIP: 78397DAA6<br>LEI: 635400MJW3QDSBJRKQ59 | Long             | DBT              | CORP              | US        |   1290000 | PA      | $1069315.11   | 1.17%             | N/A             | Fixed         | 7.00%                 | Yes           | 2                  | On Loan: No      |
| Voya Financial Inc                         | Voya Financial Inc                         | CUSIP: 929089209<br>LEI: 549300T065Z4KJ686G75 | Long             | EP               | CORP              | US        |     35623 | NS      | $897699.60    | 0.98%             |  |  |  | No            | 1                  | On Loan: No      |
| CREDIT AGRICOLE SA                         | Credit Agricole SA                         | CUSIP: 225313AJ4<br>LEI: 969500TJ5KRTCJQWXH05 | Long             | DBT              | CORP              | FR        |   2035000 | PA      | $2097657.65   | 2.29%             | N/A             | Fixed         | 8.12%                 | Yes           | 2                  | On Loan: No      |
| HSBC HOLDINGS PLC                          | HSBC Holdings PLC                          | CUSIP: 404280BL2<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GB        |   1950000 | PA      | $1872780.00   | 2.04%             | N/A             | Fixed         | 6.00%                 | No            | 2                  | On Loan: No      |
| PNC FINANCIAL SERVICES                     | PNC Financial Services Group Inc/The       | CUSIP: 693475BD6<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |    420000 | PA      | $417858.00    | 0.46%             | N/A             | Fixed         | 6.00%                 | No            | 2                  | On Loan: No      |
| AgriBank FCB                               | AgriBank FCB                               | CUSIP: 00850L203<br>LEI: I0JS1G88CFNZT8P31C22 | Long             | EP               | CORP              | US        |     12213 | NS      | $1221300.00   | 1.33%             |  |  |  | No            | 2                  | On Loan: No      |
| AXIS SPECIALTY FINANCE                     | AXIS Specialty Finance LLC                 | CUSIP: 05463HAC5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    440000 | PA      | $373773.90    | 0.41%             | 2040-01-15      | Fixed         | 4.90%                 | No            | 2                  | On Loan: No      |
| REGIONS FINANCIAL CORP                     | Regions Financial Corp                     | CUSIP: 7591EPAR1<br>LEI: CW05CS5KW59QTC0DG824 | Long             | DBT              | CORP              | US        |    310000 | PA      | $307918.96    | 0.34%             | N/A             | Fixed         | 5.75%                 | No            | 2                  | On Loan: No      |
| BANK OF AMERICA CORP                       | Bank of America Corp                       | CUSIP: 060505EU4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    730000 | PA      | $738541.00    | 0.81%             | N/A             | Fixed         | 6.30%                 | No            | 2                  | On Loan: No      |
| SVB FINANCIAL GROUP                        | SVB Financial Group                        | CUSIP: 78486QAG6<br>LEI: 549300D2KJ20JMXE7542 | Long             | DBT              | CORP              | US        |    120000 | PA      | $89100.00     | 0.10%             | N/A             | Fixed         | 4.10%                 | No            | 2                  | On Loan: No      |
| ENBRIDGE INC                               | Enbridge Inc                               | CUSIP: 29250NBP9<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |    410000 | PA      | $422702.19    | 0.46%             | 2083-01-15      | Fixed         | 7.62%                 | No            | 2                  | On Loan: No      |
| VOYA FINANCIAL INC                         | Voya Financial Inc                         | CUSIP: 929089AG5<br>LEI: 549300T065Z4KJ686G75 | Long             | DBT              | CORP              | US        |    560000 | PA      | $558264.00    | 0.61%             | N/A             | Fixed         | 6.12%                 | No            | 2                  | On Loan: No      |
| AES ANDES SA                               | AES Andes SA                               | CUSIP: 00105DAG0<br>LEI: 549300IF4IFG0FS0RM26 | Long             | DBT              | CORP              | CL        |    245000 | PA      | $231525.00    | 0.25%             | 2079-10-07      | Fixed         | 6.35%                 | Yes           | 2                  | On Loan: No      |
| Synovus Financial Corp                     | Synovus Financial Corp                     | CUSIP: 87161C709<br>LEI: 549300EIUS8UN5JTLE54 | Long             | EP               | CORP              | US        |     13258 | NS      | $328400.66    | 0.36%             |  |  |  | No            | 1                  | On Loan: No      |
| WELLS FARGO & COMPANY                      | Wells Fargo & Co                           | CUSIP: 949746TB7<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |    805000 | PA      | $916293.55    | 1.00%             | 2029-11-15      | Fixed         | 7.95%                 | No            | 2                  | On Loan: No      |
| GENERAL ELECTRIC CO                        | General Electric Co                        | CUSIP: 369604BQ5<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | DBT              | CORP              | US        |   1307000 | PA      | $1302425.50   | 1.42%             | N/A             | Variable      | 8.10%                 | No            | 2                  | On Loan: No      |
| ENERGY TRANSFER LP                         | Energy Transfer LP                         | CUSIP: 29273VAN0<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | DBT              | CORP              | US        |    295000 | PA      | $276674.60    | 0.30%             | N/A             | Fixed         | 6.50%                 | No            | 2                  | On Loan: No      |
| CREDIT SUISSE GROUP AG                     | Credit Suisse Group AG                     | CUSIP: 225401AX6<br>LEI: 549300506SI9CRFV9Z86 | Long             | DBT              | CORP              | CH        |    620000 | PA      | $601400.00    | 0.66%             | N/A             | Fixed         | 9.75%                 | Yes           | 2                  | On Loan: No      |
| ING GROEP NV                               | ING Groep NV                               | CUSIP: AX2850722<br>LEI: 549300NYKK9MWM7GGW15 | Long             | DBT              | CORP              | NL        |    285000 | PA      | $279656.25    | 0.31%             | N/A             | Fixed         | 6.75%                 | No            | 2                  | On Loan: No      |
| M&T BANK CORPORATION                       | M&T Bank Corp                              | CUSIP: 55261FAH7<br>LEI: 549300WYXDDBYRASEG81 | Long             | DBT              | CORP              | US        |    220000 | PA      | $204160.12    | 0.22%             | N/A             | Fixed         | 5.12%                 | No            | 2                  | On Loan: No      |
| Assurant Inc                               | Assurant Inc                               | CUSIP: 04621X306<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EP               | CORP              | US        |     12000 | NS      | $275040.00    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| ENBRIDGE INC                               | Enbridge Inc                               | CUSIP: 29250NAS4<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |    220000 | PA      | $205539.73    | 0.22%             | 2077-07-15      | Fixed         | 5.50%                 | No            | 2                  | On Loan: No      |
| VODAFONE GROUP PLC                         | Vodafone Group PLC                         | CUSIP: 92857WBQ2<br>LEI: 213800TB53ELEUKM7Q61 | Long             | DBT              | CORP              | GB        |    860000 | PA      | $885722.60    | 0.97%             | 2079-04-04      | Fixed         | 7.00%                 | No            | 2                  | On Loan: No      |
| AMERICAN INTL GROUP                        | American International Group Inc           | CUSIP: 026874DM6<br>LEI: ODVCVCQG2BP6VHV36M30 | Long             | DBT              | CORP              | US        |    260000 | PA      | $255775.00    | 0.28%             | 2048-04-01      | Fixed         | 5.75%                 | No            | 2                  | On Loan: No      |
| Wintrust Financial Corp                    | Wintrust Financial Corp                    | CUSIP: 97650W504<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EP               | CORP              | US        |     15308 | NS      | $398773.40    | 0.44%             |  |  |  | No            | 1                  | On Loan: No      |
| DISCOVER FINANCIAL SVS                     | Discover Financial Services                | CUSIP: 254709AN8<br>LEI: Z1YLO2USPORE63VVUL20 | Long             | DBT              | CORP              | US        |    145000 | PA      | $127600.00    | 0.14%             | N/A             | Fixed         | 5.50%                 | No            | 2                  | On Loan: No      |
| SEMPRA ENERGY                              | Sempra Energy                              | CUSIP: 816851BK4<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | DBT              | CORP              | US        |    440000 | PA      | $422400.00    | 0.46%             | N/A             | Fixed         | 4.88%                 | No            | 2                  | On Loan: No      |
| CITIGROUP INC                              | Citigroup Inc                              | CUSIP: 172967JM4<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |   1337000 | PA      | $1302938.98   | 1.42%             | N/A             | Fixed         | 5.95%                 | No            | 2                  | On Loan: No      |
| Synchrony Financial                        | Synchrony Financial                        | CUSIP: 87165B202<br>LEI: 549300RS7EWPM9MA6C78 | Long             | EP               | CORP              | US        |     11900 | NS      | $235739.00    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| SOUTHERN CO                                | Southern Co/The                            | CUSIP: 842587DF1<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    305000 | PA      | $290155.65    | 0.32%             | 2051-01-15      | Fixed         | 4.00%                 | No            | 2                  | On Loan: No      |
| VISTRA CORP                                | Vistra Corp                                | CUSIP: 92840MAC6<br>LEI: 549300KP43CPCUJOOG15 | Long             | DBT              | CORP              | US        |    195000 | PA      | $182325.00    | 0.20%             | N/A             | Fixed         | 7.00%                 | Yes           | 2                  | On Loan: No      |
| BANK OF AMERICA CORP                       | Bank of America Corp                       | CUSIP: 060505GB4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    440000 | PA      | $399344.00    | 0.44%             | N/A             | Fixed         | 4.38%                 | No            | 2                  | On Loan: No      |
| ENERGY TRANSFER LP                         | Energy Transfer LP                         | CUSIP: 29273VAM2<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | DBT              | CORP              | US        |     60000 | PA      | $54810.00     | 0.06%             | N/A             | Fixed         | 7.12%                 | No            | 2                  | On Loan: No      |
| UBS GROUP AG                               | UBS Group AG                               | CUSIP: 90352JAF0<br>LEI: 549300SZJ9VS8SGXAN81 | Long             | DBT              | CORP              | CH        |   2040000 | PA      | $2027188.80   | 2.21%             | N/A             | Fixed         | 7.00%                 | Yes           | 2                  | On Loan: No      |
| NuStar Energy LP                           | NuStar Energy LP                           | CUSIP: 67058H201<br>LEI: 5493003BMLTUIEG2LG44 | Long             | EP               | CORP              | US        |     31634 | NS      | $791482.68    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| AES ANDES SA                               | AES Andes SA                               | CUSIP: 00105DAF2<br>LEI: 549300IF4IFG0FS0RM26 | Long             | DBT              | CORP              | CL        |    355000 | PA      | $343728.75    | 0.38%             | 2079-03-26      | Fixed         | 7.12%                 | Yes           | 2                  | On Loan: No      |
| CHS Inc                                    | CHS Inc                                    | CUSIP: 12542R704<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |     31132 | NS      | $788262.24    | 0.86%             |  |  |  | No            | 1                  | On Loan: No      |
| METLIFE INC                                | MetLife Inc                                | CUSIP: 59156RBS6<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |    900000 | PA      | $1086750.00   | 1.19%             | 2038-04-08      | Fixed         | 9.25%                 | Yes           | 2                  | On Loan: No      |
| Regions Financial Corp                     | Regions Financial Corp                     | CUSIP: 7591EP506<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               | CORP              | US        |     21268 | NS      | $554456.76    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Athene Holding Ltd                         | Athene Holding Ltd                         | CUSIP: EP0572651<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |     27700 | NS      | $705519.00    | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| STATE STREET BANK AND TRUST COMPANY        | Fixed Income Clearing Corp                 | CUSIP: 85748R009<br>LEI: 549300H47WTHXPU08X20 | Long             | RA               | CORP              | US        |    634573 | PA      | $634572.69    | 0.69%             |  |  |  | No            | 2                  | On Loan: No      |
| BARCLAYS PLC                               | Barclays PLC                               | CUSIP: 06738EBA2<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |   1600000 | PA      | $1587952.00   | 1.73%             | N/A             | Fixed         | 7.75%                 | No            | 2                  | On Loan: No      |
| SBL HOLDINGS INC                           | SBL Holdings Inc                           | CUSIP: 78397DAC2<br>LEI: 635400MJW3QDSBJRKQ59 | Long             | DBT              | CORP              | US        |    740000 | PA      | $567062.00    | 0.62%             | N/A             | Fixed         | 6.50%                 | Yes           | 2                  | On Loan: No      |
| BANK OF AMERICA CORP                       | Bank of America Corp                       | CUSIP: 060505EL4<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    685000 | PA      | $688398.97    | 0.75%             | N/A             | Fixed         | 6.50%                 | No            | 2                  | On Loan: No      |
| COMMERZBANK AG                             | Commerzbank AG                             | CUSIP: 20259BAA9<br>LEI: 851WYGNLUQLFZBSYGB56 | Long             | DBT              | CORP              | DE        |   1000000 | PA      | $1009164.52   | 1.10%             | 2023-09-19      | Fixed         | 8.12%                 | Yes           | 2                  | On Loan: No      |
| TRANSCANADA TRUST                          | Transcanada Trust                          | CUSIP: 89356BAG3<br>LEI: 549300Y0MFCAXLBWUV51 | Long             | DBT              | CORP              | CA        |    300000 | PA      | $268500.00    | 0.29%             | 2082-03-07      | Fixed         | 5.60%                 | No            | 2                  | On Loan: No      |
| ALGONQUIN PWR & UTILITY                    | Algonquin Power & Utilities Corp           | CUSIP: 015857AH8<br>LEI: 549300K5VIUTJXQL7X75 | Long             | DBT              | CORP              | CA        |    295000 | PA      | $249275.00    | 0.27%             | 2082-01-18      | Fixed         | 4.75%                 | No            | 2                  | On Loan: No      |
| HSBC HOLDINGS PLC                          | HSBC Holdings PLC                          | CUSIP: 404280AT6<br>LEI: MLU0ZO3ML4LN2LL2TL39 | Long             | DBT              | CORP              | GB        |   2730000 | PA      | $2694510.00   | 2.94%             | N/A             | Fixed         | 6.38%                 | No            | 2                  | On Loan: No      |
| Goldman Sachs Group Inc/The                | Goldman Sachs Group Inc/The                | CUSIP: 38145G308<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EP               | CORP              | US        |      5577 | NS      | $139146.15    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| PROVIDENT FINANCING TR I                   | Provident Financing Trust I                | CUSIP: 743863AA0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    750000 | PA      | $796875.00    | 0.87%             | 2038-03-15      | Fixed         | 7.41%                 | No            | 2                  | On Loan: No      |
| Equitable Holdings Inc                     | Equitable Holdings Inc                     | CUSIP: 29452E200<br>LEI: 549300FIBAKMNHPZ4009 | Long             | EP               | CORP              | US        |     18500 | NS      | $418470.00    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| TRANSCANADA TRUST                          | Transcanada Trust                          | CUSIP: 89356BAE8<br>LEI: 549300Y0MFCAXLBWUV51 | Long             | DBT              | CORP              | CA        |    298000 | PA      | $268929.05    | 0.29%             | 2079-09-15      | Fixed         | 5.50%                 | No            | 2                  | On Loan: No      |
| JPMORGAN CHASE & CO                        | JPMorgan Chase & Co                        | CUSIP: 48126HAC4<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |    420000 | PA      | $418950.00    | 0.46%             | N/A             | Fixed         | 6.10%                 | No            | 2                  | On Loan: No      |
| PARAMOUNT GLOBAL                           | Paramount Global                           | CUSIP: 92556HAE7<br>LEI: 5KYC8KF17ROCY24M3H09 | Long             | DBT              | CORP              | US        |    295000 | PA      | $257378.65    | 0.28%             | 2062-03-30      | Fixed         | 6.38%                 | No            | 2                  | On Loan: No      |
| FARM CREDIT BK OF TEXAS                    | Farm Credit Bank of Texas                  | CUSIP: 30767EAC3<br>LEI: V1EBJIOLRNYDHDF63Z33 | Long             | DBT              | USGSE             | US        |    615000 | PA      | $550425.00    | 0.60%             | N/A             | Fixed         | 6.20%                 | Yes           | 2                  | On Loan: No      |
| Royal Bank of Canada                       | Royal Bank of Canada                       | CUSIP: 944WVL900<br>LEI: ES7IP3U3RHIGC71XBU11 | Short            | RA               | CORP              | US        |  -1000000 | PA      | $-1000000.00  | -1.09%            |  |  |  | No            | N/A                | On Loan: No      |
| QBE INSURANCE GROUP LTD                    | QBE Insurance Group Ltd                    | CUSIP: 74728GAE0<br>LEI: 549300D2FBW76FPUSG65 | Long             | DBT              | CORP              | AU        |    940000 | PA      | $925900.00    | 1.01%             | N/A             | Fixed         | 5.88%                 | Yes           | 2                  | On Loan: No      |
| CENTERPOINT ENERGY INC                     | CenterPoint Energy Inc                     | CUSIP: 15189TAS6<br>LEI: 21TPXMRRHFKOBHDC8J74 | Long             | DBT              | CORP              | US        |    840000 | PA      | $826350.00    | 0.90%             | N/A             | Fixed         | 6.12%                 | No            | 2                  | On Loan: No      |
| Compeer Financial ACA                      | Compeer Financial ACA                      | CUSIP: 20453Q201<br>LEI: 54930020HTACTODKHT04 | Long             | EP               | CORP              | US        |      2000 | NS      | $1987052.00   | 2.17%             |  |  |  | Yes           | 2                  | On Loan: No      |
| SVB FINANCIAL GROUP                        | SVB Financial Group                        | CUSIP: 78486QAQ4<br>LEI: 549300D2KJ20JMXE7542 | Long             | DBT              | CORP              | US        |    180000 | PA      | $137700.00    | 0.15%             | N/A             | Fixed         | 4.70%                 | No            | 2                  | On Loan: No      |
| CITIGROUP INC                              | Citigroup Inc                              | CUSIP: 172967KM2<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | DBT              | CORP              | US        |    900000 | PA      | $905886.00    | 0.99%             | N/A             | Fixed         | 6.25%                 | No            | 2                  | On Loan: No      |
| LAND O'LAKES INC                           | Land O' Lakes Inc                          | CUSIP: 514666AK2<br>LEI: 4ONCJWH5BBCYSJIJYX61 | Long             | DBT              | CORP              | US        |   1550000 | PA      | $1457000.00   | 1.59%             | N/A             | Fixed         | 8.00%                 | Yes           | 2                  | On Loan: No      |
| CREDIT SUISSE GROUP AG                     | Credit Suisse Group AG                     | CUSIP: 22546DAB2<br>LEI: 549300506SI9CRFV9Z86 | Long             | DBT              | CORP              | CH        |   2900000 | PA      | $2747750.00   | 3.00%             | N/A             | Fixed         | 7.50%                 | Yes           | 2                  | On Loan: No      |
| Aspen Insurance Holdings Ltd               | Aspen Insurance Holdings Ltd               | CUSIP: EP0442657<br>LEI: 549300YX6HECG9XQCQ75 | Long             | EP               | CORP              | BM        |     38688 | NS      | $955980.48    | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| Reinsurance Group of America Inc           | Reinsurance Group of America Inc           | CUSIP: 759351802<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EP               | CORP              | US        |     26902 | NS      | $703218.28    | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| PRUDENTIAL FINANCIAL INC                   | Prudential Financial Inc                   | CUSIP: 744320BJ0<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | DBT              | CORP              | US        |    200000 | PA      | $186580.00    | 0.20%             | 2052-03-01      | Fixed         | 5.12%                 | No            | 2                  | On Loan: No      |
| AT&T Inc                                   | AT&T Inc                                   | CUSIP: 00206R706<br>LEI: 549300Z40J86GGSTL398 | Long             | EP               | CORP              | US        |      8700 | NS      | $182526.00    | 0.20%             |  |  |  | No            | 1                  | On Loan: No      |
| EDISON INTERNATIONAL                       | Edison International                       | CUSIP: 281020AT4<br>LEI: 549300I7ROF15MAEVP56 | Long             | DBT              | CORP              | US        |    370000 | PA      | $328963.30    | 0.36%             | N/A             | Fixed         | 5.00%                 | No            | 2                  | On Loan: No      |
| CITIZENS FINANCIAL GROUP                   | Citizens Financial Group Inc               | CUSIP: 174610AQ8<br>LEI: 2138004JDDA4ZQUPFW65 | Long             | DBT              | CORP              | US        |    444000 | PA      | $425307.60    | 0.46%             | N/A             | Fixed         | 6.38%                 | No            | 2                  | On Loan: No      |
| GENERAL MOTORS FINL CO                     | General Motors Financial Co Inc            | CUSIP: 37045XCA2<br>LEI: 5493008B6JBRUJ90QL97 | Long             | DBT              | CORP              | US        |   1479000 | PA      | $1353744.38   | 1.48%             | N/A             | Fixed         | 5.75%                 | No            | 2                  | On Loan: No      |
| DAIRY FARMERS OF AMERICA                   | Dairy Farmers of America Inc               | CUSIP: 23385HAA7<br>LEI: 1LTUIZEFFT7MUIERI838 | Long             | DBT              | CORP              | US        |   2005000 | PA      | $1714275.00   | 1.87%             | N/A             | Fixed         | 7.12%                 | Yes           | 2                  | On Loan: No      |
| HUNTINGTON BANCSHARES                      | Huntington Bancshares Inc/OH               | CUSIP: 446150AT1<br>LEI: 549300XTVCVV9I7B5T19 | Long             | DBT              | CORP              | US        |    775000 | PA      | $761205.67    | 0.83%             | N/A             | Fixed         | 5.62%                 | No            | 2                  | On Loan: No      |
| PNC FINANCIAL SERVICES                     | PNC Financial Services Group Inc           | CUSIP: 693475BF1<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |    170000 | PA      | $170051.00    | 0.19%             | N/A             | Fixed         | 6.20%                 | No            | 2                  | On Loan: No      |
| QBE INSURANCE GROUP LTD                    | QBE Insurance Group Ltd                    | CUSIP: 74737EAA2<br>LEI: 549300D2FBW76FPUSG65 | Long             | DBT              | CORP              | AU        |    840000 | PA      | $844387.98    | 0.92%             | 2043-11-24      | Fixed         | 7.50%                 | Yes           | 2                  | On Loan: No      |
| PRUDENTIAL FINANCIAL INC                   | Prudential Financial Inc                   | CUSIP: 744320BH4<br>LEI: 5PRBRS5FEH7NREC8OR45 | Long             | DBT              | CORP              | US        |    125000 | PA      | $107617.34    | 0.12%             | 2050-10-01      | Fixed         | 3.70%                 | No            | 2                  | On Loan: No      |
| LAND O'LAKES INC                           | Land O' Lakes Inc                          | CUSIP: 514666AN6<br>LEI: 4ONCJWH5BBCYSJIJYX61 | Long             | DBT              | CORP              | US        |   1275000 | PA      | $1122000.00   | 1.22%             | N/A             | Fixed         | 7.00%                 | Yes           | 2                  | On Loan: No      |
| NISOURCE INC                               | NiSource Inc                               | CUSIP: 65473PAG0<br>LEI: 549300D8GOWWH0SJB189 | Long             | DBT              | CORP              | US        |    304000 | PA      | $294897.43    | 0.32%             | N/A             | Fixed         | 5.65%                 | No            | 2                  | On Loan: No      |
| CAPITAL FARM CREDIT ACA                    | Capital Farm Credit ACA                    | CUSIP: 14019TAA4<br>LEI: 254900S6K5I3OISPS518 | Long             | DBT              | CORP              | US        |    425000 | PA      | $386750.00    | 0.42%             | N/A             | Fixed         | 5.00%                 | Yes           | 2                  | On Loan: No      |
| Enstar Group Ltd                           | Enstar Group Ltd                           | CUSIP: 29359U109<br>LEI: 213800AMAL5QFXVUCN04 | Long             | EP               | CORP              | BM        |     23000 | NS      | $552690.00    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| AIR LEASE CORP                             | Air Lease Corp                             | CUSIP: 00912XBJ2<br>LEI: 5493004NW4M4P8TMMK63 | Long             | DBT              | CORP              | US        |    580000 | PA      | $514750.00    | 0.56%             | N/A             | Fixed         | 4.65%                 | No            | 2                  | On Loan: No      |
| ALLY FINANCIAL INC                         | Ally Financial Inc                         | CUSIP: 02005NBN9<br>LEI: 549300JBN1OSM8YNAI90 | Long             | DBT              | CORP              | US        |    475000 | PA      | $364562.50    | 0.40%             | N/A             | Fixed         | 4.70%                 | No            | 2                  | On Loan: No      |
| KeyCorp                                    | KeyCorp                                    | CUSIP: 493267702<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               | CORP              | US        |      8100 | NS      | $210843.00    | 0.23%             |  |  |  | No            | 1                  | On Loan: No      |
| PARTNERRE FINANCE B LLC                    | PartnerRe Finance B LLC                    | CUSIP: 70213BAC5<br>LEI: 549300O0FAGHK2F79881 | Long             | DBT              | CORP              | US        |    450000 | PA      | $402076.44    | 0.44%             | 2050-10-01      | Fixed         | 4.50%                 | No            | 2                  | On Loan: No      |
| JPMORGAN CHASE & CO                        | JPMorgan Chase & Co                        | CUSIP: 46625HJQ4<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   1990000 | PA      | $2010059.20   | 2.19%             | N/A             | Fixed         | 6.75%                 | No            | 2                  | On Loan: No      |
| GOLDMAN SACHS GROUP INC                    | Goldman Sachs Group Inc/The                | CUSIP: 38148BAC2<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |    709000 | PA      | $697345.08    | 0.76%             | N/A             | Fixed         | 5.30%                 | No            | 2                  | On Loan: No      |
| ASSURANT INC                               | Assurant Inc                               | CUSIP: 04621XAK4<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | DBT              | CORP              | US        |   1490000 | PA      | $1475092.74   | 1.61%             | 2048-03-27      | Fixed         | 7.00%                 | No            | 2                  | On Loan: No      |
| PNC FINANCIAL SERVICES                     | PNC Financial Services Group Inc/The       | CUSIP: 693475AQ8<br>LEI: CFGNEKW0P8842LEUIA51 | Long             | DBT              | CORP              | US        |    266000 | PA      | $250097.25    | 0.27%             | N/A             | Fixed         | 5.00%                 | No            | 2                  | On Loan: No      |
| ENBRIDGE INC                               | Enbridge Inc                               | CUSIP: 29250NAN5<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | DBT              | CORP              | CA        |    155000 | PA      | $147279.52    | 0.16%             | 2077-01-15      | Fixed         | 6.00%                 | No            | 2                  | On Loan: No      |
| VISTRA CORP                                | Vistra Corp                                | CUSIP: 92840MAB8<br>LEI: 549300KP43CPCUJOOG15 | Long             | DBT              | CORP              | US        |    200000 | PA      | $196050.00    | 0.21%             | N/A             | Fixed         | 8.00%                 | Yes           | 2                  | On Loan: No      |
| COBANK ACB                                 | CoBank ACB                                 | CUSIP: 19075QAE2<br>LEI: P0J8I7M2E0A77CKF1705 | Long             | DBT              | CORP              | US        |    880000 | PA      | $888488.20    | 0.97%             | N/A             | Fixed         | 6.45%                 | No            | 2                  | On Loan: No      |
| ZIONS BANCORP NA                           | Zions Bancorp NA                           | CUSIP: 989701BD8<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | DBT              | CORP              | US        |    355000 | PA      | $349339.89    | 0.38%             | N/A             | Fixed         | 5.80%                 | No            | 2                  | On Loan: No      |
| Morgan Stanley                             | Morgan Stanley                             | CUSIP: 61761J406<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     16433 | NS      | $420027.48    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| EQUITABLE HOLDINGS INC                     | Equitable Holdings Inc                     | CUSIP: 29452EAA9<br>LEI: 549300FIBAKMNHPZ4009 | Long             | DBT              | CORP              | US        |    630000 | PA      | $611026.95    | 0.67%             | N/A             | Fixed         | 4.95%                 | No            | 2                  | On Loan: No      |
| KEYCORP                                    | KeyCorp                                    | CUSIP: 493267AK4<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | DBT              | CORP              | US        |    315000 | PA      | $305676.00    | 0.33%             | N/A             | Fixed         | 5.00%                 | No            | 2                  | On Loan: No      |
| QBE INSURANCE GROUP LTD                    | QBE Insurance Group Ltd                    | CUSIP: EK6047337<br>LEI: 549300D2FBW76FPUSG65 | Long             | DBT              | CORP              | AU        |    268000 | PA      | $267230.30    | 0.29%             | 2044-12-02      | Fixed         | 6.75%                 | No            | 2                  | On Loan: No      |
| Fifth Third Bancorp                        | Fifth Third Bancorp                        | CUSIP: 316773605<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | EP               | CORP              | US        |     19366 | NS      | $483569.02    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| New York Community Bancorp Inc             | New York Community Bancorp Inc             | CUSIP: 649445202<br>LEI: 529900HVXOTLY61GL030 | Long             | EP               | CORP              | US        |     31600 | NS      | $780204.00    | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| AEGON NV                                   | Aegon NV                                   | CUSIP: 007924AJ2<br>LEI: O4QK7KMMK83ITNTHUG69 | Long             | DBT              | CORP              | NL        |    280000 | PA      | $266859.31    | 0.29%             | 2048-04-11      | Fixed         | 5.50%                 | No            | 2                  | On Loan: No      |
| METLIFE INC                                | MetLife Inc                                | CUSIP: 59156RBT4<br>LEI: C4BXATY60WC6XEOZDX54 | Long             | DBT              | CORP              | US        |    205000 | PA      | $203462.50    | 0.22%             | N/A             | Fixed         | 5.88%                 | No            | 2                  | On Loan: No      |
| Energy Transfer LP                         | Energy Transfer LP                         | CUSIP: 29273V605<br>LEI: MTLVN9N7JE8MIBIJ1H73 | Long             | EP               | CORP              | US        |      5100 | NS      | $122400.00    | 0.13%             |  |  |  | No            | 1                  | On Loan: No      |
| BNP PARIBAS                                | BNP Paribas SA                             | CUSIP: 05565AHN6<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |   2605000 | PA      | $2569181.25   | 2.80%             | N/A             | Fixed         | 6.62%                 | Yes           | 2                  | On Loan: No      |
| SOCIETE GENERALE                           | Societe Generale SA                        | CUSIP: 83367TBF5<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | FR        |   1930000 | PA      | $1920350.00   | 2.10%             | N/A             | Fixed         | 7.88%                 | Yes           | 2                  | On Loan: No      |
| American Equity Investment Life Holding Co | American Equity Investment Life Holding Co | CUSIP: 025676503<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |     43600 | NS      | $1047272.00   | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| SEMPRA ENERGY                              | Sempra Energy                              | CUSIP: 816851BM0<br>LEI: PBBKGKLRK5S5C0Y4T545 | Long             | DBT              | CORP              | US        |    475000 | PA      | $415787.41    | 0.45%             | 2052-04-01      | Fixed         | 4.12%                 | No            | 2                  | On Loan: No      |
| WESCO International Inc                    | WESCO International Inc                    | CUSIP: 95082P303<br>LEI: 529900TXOGREY3WNJ434 | Long             | EP               | CORP              | US        |      7500 | NS      | $204000.00    | 0.22%             |  |  |  | No            | 1                  | On Loan: No      |
| AERCAP HOLDINGS NV                         | AerCap Holdings NV                         | CUSIP: 00774YAA7<br>LEI: 549300SZYINBBLJQU475 | Long             | DBT              | CORP              | NL        |    255000 | PA      | $244233.90    | 0.27%             | 2079-10-10      | Fixed         | 5.88%                 | No            | 2                  | On Loan: No      |
| Regions Financial Corp                     | Regions Financial Corp                     | CUSIP: 7591EP704<br>LEI: CW05CS5KW59QTC0DG824 | Long             | EP               | CORP              | US        |     10600 | NS      | $263622.00    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| BNP PARIBAS                                | BNP Paribas SA                             | CUSIP: 05565AM34<br>LEI: R0MUWSFPU8MPRO8K5P83 | Long             | DBT              | CORP              | FR        |    320000 | PA      | $331200.00    | 0.36%             | N/A             | Fixed         | 7.75%                 | Yes           | 2                  | On Loan: No      |
| Athene Holding Ltd                         | Athene Holding Ltd                         | CUSIP: 04686J309<br>LEI: 549300H316CT32FQXI76 | Long             | EP               | CORP              | BM        |     24100 | NS      | $615755.00    | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| KeyCorp                                    | KeyCorp                                    | CUSIP: 493267843<br>LEI: RKPI3RZGV1V1FJTH5T61 | Long             | EP               | CORP              | US        |     43000 | NS      | $1102090.00   | 1.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Morgan Stanley                             | Morgan Stanley                             | CUSIP: 61762V606<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     33800 | NS      | $850070.00    | 0.93%             |  |  |  | No            | 1                  | On Loan: No      |
| Selective Insurance Group Inc              | Selective Insurance Group Inc              | CUSIP: 816300503<br>LEI: 549300R3WGJWLE40R258 | Long             | EP               | CORP              | US        |      9463 | NS      | $176295.69    | 0.19%             |  |  |  | No            | 1                  | On Loan: No      |
| UBS GROUP AG                               | UBS Group AG                               | CUSIP: UV4180070<br>LEI: 549300SZJ9VS8SGXAN81 | Long             | DBT              | CORP              | CH        |   3475000 | PA      | $3447200.00   | 3.76%             | N/A             | Fixed         | 6.88%                 | No            | 2                  | On Loan: No      |
| BANCO SANTANDER SA                         | Banco Santander SA                         | CUSIP: AX1003505<br>LEI: 5493006QMFDDMYWIAM13 | Long             | DBT              | CORP              | ES        |   1600000 | PA      | $1588000.00   | 1.73%             | N/A             | Fixed         | 7.50%                 | No            | 2                  | On Loan: No      |
| BANCO MERCANTIL DE NORTE                   | Banco Mercantil del Norte SA/Grand Cayman  | CUSIP: 05971PAB4<br>LEI: 549300QTVYRPFHS0J362 | Long             | DBT              | CORP              | MX        |    740000 | PA      | $711880.00    | 0.78%             | N/A             | Fixed         | 7.50%                 | Yes           | 2                  | On Loan: No      |
| Morgan Stanley                             | Morgan Stanley                             | CUSIP: 61763E207<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EP               | CORP              | US        |     19451 | NS      | $490554.22    | 0.54%             |  |  |  | No            | 1                  | On Loan: No      |
| NuStar Energy LP                           | NuStar Energy LP                           | CUSIP: 67058H300<br>LEI: 5493003BMLTUIEG2LG44 | Long             | EP               | CORP              | US        |     24163 | NS      | $561548.12    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| WELLS FARGO & COMPANY                      | Wells Fargo & Co                           | CUSIP: 949746RN3<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | DBT              | CORP              | US        |   1130000 | PA      | $1124576.00   | 1.23%             | N/A             | Fixed         | 5.88%                 | No            | 2                  | On Loan: No      |
| BANCO BILBAO VIZCAYA ARG                   | Banco Bilbao Vizcaya Argentaria SA         | CUSIP: 05946KAG6<br>LEI: K8MS7FD7N5Z2WQ51AZ71 | Long             | DBT              | CORP              | ES        |   1555000 | PA      | $1521971.80   | 1.66%             | N/A             | Fixed         | 6.50%                 | No            | 2                  | On Loan: No      |
| M&T BANK CORPORATION                       | M&T Bank Corp                              | CUSIP: 55261FAG9<br>LEI: 549300WYXDDBYRASEG81 | Long             | DBT              | CORP              | US        |    345000 | PA      | $344131.65    | 0.38%             | N/A             | Fixed         | 6.45%                 | No            | 2                  | On Loan: No      |
| JPMORGAN CHASE & CO                        | JPMorgan Chase & Co                        | CUSIP: 48128BAF8<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | DBT              | CORP              | US        |   1500000 | PA      | $1458750.00   | 1.59%             | N/A             | Fixed         | 5.00%                 | No            | 2                  | On Loan: No      |
| UNICREDIT SPA                              | UniCredit SpA                              | CUSIP: EK1429340<br>LEI: 549300TRUWO2CD2G5692 | Long             | DBT              | CORP              | IT        |    550000 | PA      | $542437.50    | 0.59%             | N/A             | Fixed         | 8.00%                 | No            | 2                  | On Loan: No      |
| SVB FINANCIAL GROUP                        | SVB Financial Group                        | CUSIP: 78486QAJ0<br>LEI: 549300D2KJ20JMXE7542 | Long             | DBT              | CORP              | US        |    235000 | PA      | $188145.36    | 0.21%             | N/A             | Fixed         | 4.00%                 | No            | 2                  | On Loan: No      |
| Western Alliance Bancorp                   | Western Alliance Bancorp                   | CUSIP: 957638406<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EP               | CORP              | US        |      7900 | NS      | $169613.00    | 0.19%             |  |  |  | No            | 1                  | On Loan: No      |
| FIFTH THIRD BANCORP                        | Fifth Third Bancorp                        | CUSIP: 316773DB3<br>LEI: THRNG6BD57P9QWTQLG42 | Long             | DBT              | CORP              | US        |    200000 | PA      | $192000.29    | 0.21%             | N/A             | Fixed         | 4.50%                 | No            | 2                  | On Loan: No      |
| ENSTAR FINANCE LLC                         | Enstar Finance LLC                         | CUSIP: 29360AAB6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    375000 | PA      | $309299.91    | 0.34%             | 2042-01-15      | Fixed         | 5.50%                 | No            | 2                  | On Loan: No      |
| ENSTAR FINANCE LLC                         | Enstar Finance LLC                         | CUSIP: 29360AAA8<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    220000 | PA      | $197186.00    | 0.22%             | 2040-09-01      | Fixed         | 5.75%                 | No            | 2                  | On Loan: No      |
| ASSURED GUARANTY MUNI                      | Assured Guaranty Municipal Holdings Inc    | CUSIP: 31769PAB6<br>LEI: 549300WKHOG7BKB8MS12 | Long             | DBT              | CORP              | US        |   3390000 | PA      | $3212025.00   | 3.50%             | 2066-12-15      | Fixed         | 6.40%                 | Yes           | 2                  | On Loan: No      |
| CHARLES SCHWAB CORP                        | Charles Schwab Corp                        | CUSIP: 808513BD6<br>LEI: 549300VSGCJ7E698NM85 | Long             | DBT              | CORP              | US        |   1080000 | PA      | $1071576.00   | 1.17%             | N/A             | Fixed         | 5.38%                 | No            | 2                  | On Loan: No      |
| Farm Credit Bank of Texas                  | Farm Credit Bank of Texas                  | CUSIP: 30767E406<br>LEI: V1EBJIOLRNYDHDF63Z33 | Long             | EP               | USGSE             | US        |     15000 | NS      | $1496250.00   | 1.63%             |  |  |  | Yes           | 1                  | On Loan: No      |
| LAND O'LAKES INC                           | Land O' Lakes Inc                          | CUSIP: 514666AM8<br>LEI: 4ONCJWH5BBCYSJIJYX61 | Long             | DBT              | CORP              | US        |    620000 | PA      | $548700.00    | 0.60%             | N/A             | Fixed         | 7.25%                 | Yes           | 2                  | On Loan: No      |
| CHS Inc                                    | CHS Inc                                    | CUSIP: 12542R308<br>LEI: XEIEFTLYDQ1MZ6TZV015 | Long             | EP               | CORP              | US        |     10959 | NS      | $284057.28    | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| TRUIST FINANCIAL CORP                      | Truist Financial Corp                      | CUSIP: 89832QAD1<br>LEI: 549300DRQQI75D2JP341 | Long             | DBT              | CORP              | US        |   1475000 | PA      | $1413367.18   | 1.54%             | N/A             | Fixed         | 4.80%                 | No            | 2                  | On Loan: No      |
| SOCIETE GENERALE                           | Societe Generale SA                        | CUSIP: 83370RAC2<br>LEI: O2RNE8IBXP4R0TD8PU41 | Long             | DBT              | CORP              | FR        |    250000 | PA      | $268437.50    | 0.29%             | N/A             | Fixed         | 9.38%                 | Yes           | 2                  | On Loan: No      |
| NuStar Logistics LP                        | NuStar Logistics LP                        | CUSIP: 67059T204<br>LEI: N62BF2PKP51FIIOIUN20 | Long             | EP               | CORP              | US        |     10020 | NS      | $251201.40    | 0.27%             |  |  |  | No            | 1                  | On Loan: No      |
| MARKEL CORP                                | Markel Corp                                | CUSIP: 570535AW4<br>LEI: 549300SCNO12JLWIK605 | Long             | DBT              | CORP              | US        |    845000 | PA      | $842887.50    | 0.92%             | N/A             | Fixed         | 6.00%                 | No            | 2                  | On Loan: No      |
| BANK OF AMERICA CORP                       | Bank of America Corp                       | CUSIP: 060505EH3<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | DBT              | CORP              | US        |    550000 | PA      | $549659.00    | 0.60%             | N/A             | Fixed         | 6.25%                 | No            | 2                  | On Loan: No      |
| COBANK ACB                                 | CoBank ACB                                 | CUSIP: 19075QAC6<br>LEI: P0J8I7M2E0A77CKF1705 | Long             | DBT              | CORP              | US        |    833000 | PA      | $825526.88    | 0.90%             | N/A             | Fixed         | 6.25%                 | No            | 2                  | On Loan: No      |
| American Equity Investment Life Holding Co | American Equity Investment Life Holding Co | CUSIP: 025676602<br>LEI: 549300RK5RZQ740FPL83 | Long             | EP               | CORP              | US        |     23700 | NS      | $609327.00    | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| GOLDMAN SACHS GROUP INC                    | Goldman Sachs Group Inc/The                | CUSIP: 38148BAE8<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | DBT              | CORP              | US        |   1008000 | PA      | $997920.00    | 1.09%             | N/A             | Fixed         | 5.50%                 | No            | 2                  | On Loan: No      |
| ING GROEP NV                               | ING Groep NV                               | CUSIP: 456837AF0<br>LEI: 549300NYKK9MWM7GGW15 | Long             | DBT              | CORP              | NL        |   2545000 | PA      | $2487915.65   | 2.71%             | N/A             | Fixed         | 6.50%                 | No            | 2                  | On Loan: No      |
| BARCLAYS PLC                               | Barclays PLC                               | CUSIP: 06738EBG9<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |    745000 | PA      | $742206.25    | 0.81%             | N/A             | Fixed         | 8.00%                 | No            | 2                  | On Loan: No      |
| CMS ENERGY CORP                            | CMS Energy Corp                            | CUSIP: 125896BU3<br>LEI: 549300IA9XFBAGNIBW29 | Long             | DBT              | CORP              | US        |     75000 | PA      | $68209.50     | 0.07%             | 2050-06-01      | Fixed         | 4.75%                 | No            | 2                  | On Loan: No      |
| BARCLAYS PLC                               | Barclays PLC                               | CUSIP: 06738EBN4<br>LEI: 213800LBQA1Y9L22JB70 | Long             | DBT              | CORP              | GB        |   1000000 | PA      | $954990.00    | 1.04%             | N/A             | Fixed         | 6.12%                 | No            | 2                  | On Loan: No      |
| NATWEST GROUP PLC                          | NatWest Group PLC                          | CUSIP: 780099CK1<br>LEI: 2138005O9XJIJN4JPN90 | Long             | DBT              | CORP              | GB        |    200000 | PA      | $202250.00    | 0.22%             | N/A             | Fixed         | 8.00%                 | No            | 2                  | On Loan: No      |

### Signature

**Date Signed:** 2023-01-31

**Name of Applicant:** Nuveen Preferred and Income  Fund

**Signature:** E. Scott Wickerham

**Name of Signer:** E. Scott Wickerham

**Title:** Vice President and Funds Controller