# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011350
**Filing Date:** 2026-3
**Character Count:** 76943
**Document Hash:** acdb32124d753bc9822dceef52cdbb0c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011350.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011350

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792056

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Mid Cap Growth AlphaDEX Fund (Series ID: S000031804)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000099059 | First Trust Mid Cap Growth AlphaDEX Fund | FNY             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Mid Cap Growth AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000031804

- **c. LEI of Series:** 549300YH33LXOKDV8X75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $496608179.70

**Total Liabilities:** $4076367.21

**Net Assets:** $492531812.49

**Cash Not Reported:** $1831.11

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000099059 | -0.47%               | -1.60%               | 3.95%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $46882.83                | $-1904710.32                               |
| Month 2  | $79331.20                | $-7619988.52                               |
| Month 3  | $4285249.91              | $13631065.62                               |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Kinsale Capital Group Inc          | Kinsale Capital Group Inc               | CUSIP: 49714P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1801 | NS      | $712979.88    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| GATX Corp                          | GATX Corp                               | CUSIP: 361448103<br>LEI: 549300IHYHCQP2PIR591 | Long             | EC               | CORP              | US        |     12464 | NS      | $2267326.24   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                            | ITT Inc                                 | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     16243 | NS      | $2961098.90   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Phillips Edison & Co Inc           | Phillips Edison & Co Inc                | CUSIP: 71844V201<br>LEI: 549300JPN4YHYPXTJQ85 | Long             | EC               | CORP              | US        |     39618 | NS      | $1435360.14   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| PJT Partners Inc                   | PJT Partners Inc                        | CUSIP: 69343T107<br>LEI: 549300W3WBEQUBKYTN87 | Long             | EC               | CORP              | US        |     12644 | NS      | $2187791.32   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| American Airlines Group Inc        | American Airlines Group Inc             | CUSIP: 02376R102<br>LEI: IWUQB36BXD6OWD6X4T14 | Long             | EC               | CORP              | US        |    183850 | NS      | $2445205.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Dorman Products Inc                | Dorman Products Inc                     | CUSIP: 258278100<br>LEI: 2549000O0BBUX740XR59 | Long             | EC               | CORP              | US        |     11439 | NS      | $1420723.80   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Wyndham Hotels & Resorts Inc       | Wyndham Hotels & Resorts Inc            | CUSIP: 98311A105<br>LEI: 549300FE3MQ4RVXXC673 | Long             | EC               | CORP              | US        |      9326 | NS      | $678839.54    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ACADIA Pharmaceuticals Inc         | ACADIA Pharmaceuticals Inc              | CUSIP: 004225108<br>LEI: 529900O3044NO0PEA039 | Long             | EC               | CORP              | US        |    131898 | NS      | $3314596.74   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Cytokinetics Inc                   | Cytokinetics Inc                        | CUSIP: 23282W605<br>LEI: 549300BE5DY1HW7IHA64 | Long             | EC               | CORP              | US        |     55445 | NS      | $3503569.55   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| NewMarket Corp                     | NewMarket Corp                          | CUSIP: 651587107<br>LEI: 54930082CG88ERDREQ47 | Long             | EC               | CORP              | US        |      2051 | NS      | $1375790.29   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| BILL Holdings Inc                  | BILL Holdings Inc                       | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |     25837 | NS      | $1115383.29   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Primo Brands Corp                  | Primo Brands Corp                       | CUSIP: 741623102<br>LEI: 254900J0WS4AXV2LAX55 | Long             | EC               | CORP              | US        |     43094 | NS      | $816200.36    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtu Financial Inc                | Virtu Financial Inc                     | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               | CORP              | US        |     63439 | NS      | $2633352.89   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Sezzle Inc                         | Sezzle Inc                              | CUSIP: 78435P105<br>LEI: 9845000CA64541AE3I35 | Long             | EC               | CORP              | US        |     22200 | NS      | $1403928.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| BellRing Brands Inc                | BellRing Brands Inc                     | CUSIP: 07831C103<br>LEI: 549300S3BOK5CMTS8054 | Long             | EC               | CORP              | US        |     26360 | NS      | $655573.20    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                    | Core & Main Inc                         | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40673 | NS      | $2170311.28   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Hamilton Lane Inc                  | Hamilton Lane Inc                       | CUSIP: 407497106<br>LEI: 5493006OKN3V1NORM833 | Long             | EC               | CORP              | US        |      5245 | NS      | $740803.80    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Graco Inc                          | Graco Inc                               | CUSIP: 384109104<br>LEI: 4T5VJ4S81BRT6Q7GGT78 | Long             | EC               | CORP              | US        |      8597 | NS      | $750776.01    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC       | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |   3774360 | PA      | $3774360.00   | 0.77%             |  |  |  | No            |                  2 | On Loan: No      |
| SiTime Corp                        | SiTime Corp                             | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9975 | NS      | $3622022.25   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstCash Holdings Inc             | FirstCash Holdings Inc                  | CUSIP: 33768G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17683 | NS      | $3014951.50   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Boyd Gaming Corp                   | Boyd Gaming Corp                        | CUSIP: 103304101<br>LEI: 254900787YGRYS2A1Z35 | Long             | EC               | CORP              | US        |     41330 | NS      | $3494038.20   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Midstream Corp              | Antero Midstream Corp                   | CUSIP: 03676B102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     39607 | NS      | $745403.74    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Dycom Industries Inc               | Dycom Industries Inc                    | CUSIP: 267475101<br>LEI: 549300F56EKTHQI3WT60 | Long             | EC               | CORP              | US        |     10425 | NS      | $3798765.75   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Merit Medical Systems Inc          | Merit Medical Systems Inc               | CUSIP: 589889104<br>LEI: 549300OYTY138SP2CE83 | Long             | EC               | CORP              | US        |     15989 | NS      | $1296548.01   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontdoor Inc                      | Frontdoor Inc                           | CUSIP: 35905A109<br>LEI: 5493008RB0JZJI3QGZ06 | Long             | EC               | CORP              | US        |     36640 | NS      | $2165790.40   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| PTC Therapeutics Inc               | PTC Therapeutics Inc                    | CUSIP: 69366J200<br>LEI: 549300UJLWOIWFDGB318 | Long             | EC               | CORP              | US        |     46380 | NS      | $3503081.40   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Golub Capital BDC Inc              | Golub Capital BDC Inc                   | CUSIP: 38173M102<br>LEI: 2549005WE0QLGK9APF78 | Long             | EC               | CORP              | US        |    103848 | NS      | $1390524.72   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Main Street Capital Corp           | Main Street Capital Corp                | CUSIP: 56035L104<br>LEI: 5493001FS9QJLJNF3E20 | Long             | EC               | CORP              | US        |     11667 | NS      | $744354.60    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Lincoln Electric Holdings Inc      | Lincoln Electric Holdings Inc           | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     11760 | NS      | $3120516.00   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Houlihan Lokey Inc                 | Houlihan Lokey Inc                      | CUSIP: 441593100<br>LEI: 549300S3CNGTQ1QZVY46 | Long             | EC               | CORP              | US        |      8091 | NS      | $1361877.12   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                 | Unity Software Inc                      | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |     47855 | NS      | $1392580.50   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Sabra Health Care REIT Inc         | Sabra Health Care REIT Inc              | CUSIP: 78573L106<br>LEI: 549300E3BC7GU7TAZ621 | Long             | EC               | CORP              | US        |     74403 | NS      | $1393568.19   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TPG Inc                            | TPG Inc                                 | CUSIP: 872657101<br>LEI: 549300NLO4R8MX77XJ02 | Long             | EC               | CORP              | US        |     22073 | NS      | $1300320.43   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Calix Inc                          | Calix Inc                               | CUSIP: 13100M509<br>LEI: 5299002RQRZ4SXSCSJ58 | Long             | EC               | CORP              | US        |     26624 | NS      | $1189294.08   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc             | TKO Group Holdings Inc                  | CUSIP: 87256C101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13486 | NS      | $2731993.88   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                           | Lyft Inc                                | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |    181880 | NS      | $3068315.60   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumentum Holdings Inc              | Lumentum Holdings Inc                   | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |      9558 | NS      | $3745206.72   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                | Texas Roadhouse Inc                     | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     12733 | NS      | $2290157.38   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Upstart Holdings Inc               | Upstart Holdings Inc                    | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |     16113 | NS      | $632435.25    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure Inc        | Sterling Infrastructure Inc             | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |      6901 | NS      | $2469936.91   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Revolution Medicines Inc           | Revolution Medicines Inc                | CUSIP: 76155X100<br>LEI: 549300JU3X0LBCQ65892 | Long             | EC               | CORP              | US        |     26538 | NS      | $2572859.10   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap Inc                           | Snap Inc                                | CUSIP: 83304A106<br>LEI: 549300JNC0L6VP8A2Q35 | Long             | EC               | CORP              | US        |    174623 | NS      | $1210137.39   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Glaukos Corp                       | Glaukos Corp                            | CUSIP: 377322102<br>LEI: 5299004JA1LHE21M6T14 | Long             | EC               | CORP              | US        |     18721 | NS      | $2234912.98   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Planet Fitness Inc                 | Planet Fitness Inc                      | CUSIP: 72703H101<br>LEI: 549300LLE5HUPF6H8G33 | Long             | EC               | CORP              | US        |     19486 | NS      | $1774005.44   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryman Hospitality Properties I     | Ryman Hospitality Properties Inc        | CUSIP: 78377T107<br>LEI: 529900GCCWW9SRMPJR11 | Long             | EC               | CORP              | US        |     14892 | NS      | $1410272.40   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| TTM Technologies Inc               | TTM Technologies Inc                    | CUSIP: 87305R109<br>LEI: 549300SC4BDOIS008048 | Long             | EC               | CORP              | US        |     51058 | NS      | $5013895.60   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| MP Materials Corp                  | MP Materials Corp                       | CUSIP: 553368101<br>LEI: 89450063PHPS61USMT84 | Long             | EC               | CORP              | US        |     41840 | NS      | $2458936.80   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies Inc            | Mirion Technologies Inc                 | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |     60172 | NS      | $1494672.48   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Adtalem Global Education Inc       | Adtalem Global Education Inc            | CUSIP: 00737L103<br>LEI: 549300Z467EZLMODV621 | Long             | EC               | CORP              | US        |      6809 | NS      | $705071.95    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC           | Jazz Pharmaceuticals PLC                | CUSIP: 000000000<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |     20723 | NS      | $3408726.27   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Nextpower Inc                      | Nextpower Inc                           | CUSIP: 65290E101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40443 | NS      | $4735470.87   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Cava Group Inc                     | Cava Group Inc                          | CUSIP: 148929102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12004 | NS      | $727682.48    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Avis Budget Group Inc              | Avis Budget Group Inc                   | CUSIP: 053774105<br>LEI: 529900E95812SYWMCE44 | Long             | EC               | CORP              | US        |      5491 | NS      | $631410.09    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| Old National Bancorp/IN            | Old National Bancorp/IN                 | CUSIP: 680033107<br>LEI: 549300MMK90CL5KMVX16 | Long             | EC               | CORP              | US        |     94746 | NS      | $2314644.78   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Neurocrine Biosciences Inc         | Neurocrine Biosciences Inc              | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               | CORP              | US        |     19871 | NS      | $2703648.26   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| IDACORP Inc                        | IDACORP Inc                             | CUSIP: 451107106<br>LEI: N134NUJDWN8UEFA8B673 | Long             | EC               | CORP              | US        |     11135 | NS      | $1478616.65   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| New York Times Co/The              | New York Times Co/The                   | CUSIP: 650111107<br>LEI: 529900J1WEMMIW7BOH57 | Long             | EC               | CORP              | US        |     50749 | NS      | $3720409.19   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Moelis & Co                        | Moelis & Co                             | CUSIP: 60786M105<br>LEI: 549300891QNU7VTQUR83 | Long             | EC               | CORP              | US        |     41000 | NS      | $2938470.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Five Below Inc                     | Five Below Inc                          | CUSIP: 33829M101<br>LEI: 529900AAXP5Z6BGI7418 | Long             | EC               | CORP              | US        |     18704 | NS      | $3584434.56   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Sensient Technologies Corp         | Sensient Technologies Corp              | CUSIP: 81725T100<br>LEI: CMMZHMFZQG86EI7WZU92 | Long             | EC               | CORP              | US        |     22498 | NS      | $2126510.96   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| East West Bancorp Inc              | East West Bancorp Inc                   | CUSIP: 27579R104<br>LEI: 254900O4X656YXFOYB11 | Long             | EC               | CORP              | US        |     18808 | NS      | $2152387.52   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Life Time Group Holdings Inc       | Life Time Group Holdings Inc            | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     79527 | NS      | $2319802.59   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelixis Inc                       | Exelixis Inc                            | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |     64303 | NS      | $2659572.08   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| White Mountains Insurance Grou     | White Mountains Insurance Group Ltd     | CUSIP: 000000000<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | US        |      1356 | NS      | $2772925.08   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Hecla Mining Co                    | Hecla Mining Co                         | CUSIP: 422704106<br>LEI: 5493009Y6HOBZD1QD537 | Long             | EC               | CORP              | US        |    183585 | NS      | $4134334.20   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| UiPath Inc                         | UiPath Inc                              | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |    171958 | NS      | $2164951.22   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Zurn Elkay Water Solutions Cor     | Zurn Elkay Water Solutions Corp         | CUSIP: 98983L108<br>LEI: 549300AM3633XDFU1Q85 | Long             | EC               | CORP              | US        |     45467 | NS      | $2096483.37   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Acushnet Holdings Corp             | Acushnet Holdings Corp                  | CUSIP: 005098108<br>LEI: 529900W5FI106H543E43 | Long             | EC               | CORP              | US        |     35311 | NS      | $3423048.34   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| STAG Industrial Inc                | STAG Industrial Inc                     | CUSIP: 85254J102<br>LEI: 549300QWYX2W6FASVQ07 | Long             | EC               | CORP              | US        |     38336 | NS      | $1437983.36   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Omega Healthcare Investors Inc     | Omega Healthcare Investors Inc          | CUSIP: 681936100<br>LEI: 549300OJ7ENK42CZ8E73 | Long             | EC               | CORP              | US        |     31783 | NS      | $1394638.04   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Dropbox Inc                        | Dropbox Inc                             | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |     50690 | NS      | $1291581.20   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Centrus Energy Corp                | Centrus Energy Corp                     | CUSIP: 15643U104<br>LEI: 549300G6VDK9G8276661 | Long             | EC               | CORP              | US        |      5805 | NS      | $1615415.40   | 0.33%             |  |  |  | No            |                  1 | On Loan: —       |
| TG Therapeutics Inc                | TG Therapeutics Inc                     | CUSIP: 88322Q108<br>LEI: 529900X21UKABN9NJ529 | Long             | EC               | CORP              | US        |     23635 | NS      | $695578.05    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Guardant Health Inc                | Guardant Health Inc                     | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     34493 | NS      | $3933581.72   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Kite Realty Group Trust            | Kite Realty Group Trust                 | CUSIP: 49803T300<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     59143 | NS      | $1389269.07   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Brixmor Property Group Inc         | Brixmor Property Group Inc              | CUSIP: 11120U105<br>LEI: 5299007UXW6Y0W2EGZ95 | Long             | EC               | CORP              | US        |     26872 | NS      | $719900.88    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop Inc                       | Wingstop Inc                            | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Long             | EC               | CORP              | US        |      2953 | NS      | $783814.79    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Boot Barn Holdings Inc             | Boot Barn Holdings Inc                  | CUSIP: 099406100<br>LEI: 529900QE1BFMYA3N4E71 | Long             | EC               | CORP              | US        |     19964 | NS      | $3563174.72   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Appfolio Inc                       | Appfolio Inc                            | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Long             | EC               | CORP              | US        |      3028 | NS      | $574956.64    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| StepStone Group Inc                | StepStone Group Inc                     | CUSIP: 85914M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43921 | NS      | $3104775.49   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Symbotic Inc                       | Symbotic Inc                            | CUSIP: 87151X101<br>LEI: 529900UN9QT55OG9I235 | Long             | EC               | CORP              | US        |     47367 | NS      | $2575343.79   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Verra Mobility Corp                | Verra Mobility Corp                     | CUSIP: 92511U102<br>LEI: 549300XX5EKGLR0M4152 | Long             | EC               | CORP              | US        |     31440 | NS      | $606792.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Credit Acceptance Corp             | Credit Acceptance Corp                  | CUSIP: 225310101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4767 | NS      | $2375110.08   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Rhythm Pharmaceuticals Inc         | Rhythm Pharmaceuticals Inc              | CUSIP: 76243J105<br>LEI: 529900JPNWXQ8DPLA551 | Long             | EC               | CORP              | US        |     32912 | NS      | $3374138.24   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Ciena Corp                         | Ciena Corp                              | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     15064 | NS      | $3793265.84   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| IRhythm Holdings Inc               | IRhythm Holdings Inc                    | CUSIP: 450056106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     15885 | NS      | $2454391.35   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceTitan Inc                   | ServiceTitan Inc                        | CUSIP: 81764X103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19848 | NS      | $1554892.32   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SPX Technologies Inc               | SPX Technologies Inc                    | CUSIP: 78473E103<br>LEI: P761FCI0CPOG24I8JE10 | Long             | EC               | CORP              | US        |     14087 | NS      | $2935871.67   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc                | Shift4 Payments Inc                     | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11191 | NS      | $660716.64    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |
| HealthEquity Inc                   | HealthEquity Inc                        | CUSIP: 42226A107<br>LEI: 529900LRJU1RAFQHM467 | Long             | EC               | CORP              | US        |      7692 | NS      | $658973.64    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Globus Medical Inc                 | Globus Medical Inc                      | CUSIP: 379577208<br>LEI: 5299003M2P4CIK0RF205 | Long             | EC               | CORP              | US        |     40350 | NS      | $3658938.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp         | Lattice Semiconductor Corp              | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     19152 | NS      | $1542119.04   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| BioMarin Pharmaceutical Inc        | BioMarin Pharmaceutical Inc             | CUSIP: 09061G101<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | EC               | CORP              | US        |     35568 | NS      | $2011014.72   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Penumbra Inc                       | Penumbra Inc                            | CUSIP: 70975L107<br>LEI: 549300RGE06P3ECANU72 | Long             | EC               | CORP              | US        |      9065 | NS      | $3246811.05   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Service Corp International/US      | Service Corp International/US           | CUSIP: 817565104<br>LEI: 549300RKVM2ME20JHZ15 | Long             | EC               | CORP              | US        |     18074 | NS      | $1453691.82   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Primerica Inc                      | Primerica Inc                           | CUSIP: 74164M108<br>LEI: 254900621R686KJR7022 | Long             | EC               | CORP              | US        |      5453 | NS      | $1434357.12   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc        | Ryan Specialty Holdings Inc             | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13646 | NS      | $658828.88    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Marzetti Company/The               | Marzetti Company/The                    | CUSIP: 513847103<br>LEI: 529900X4O13HED1ZAS58 | Long             | EC               | CORP              | US        |      8570 | NS      | $1470354.90   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| StandardAero Inc                   | StandardAero Inc                        | CUSIP: 85423L103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     98271 | NS      | $3035591.19   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Flowserve Corp                     | Flowserve Corp                          | CUSIP: 34354P105<br>LEI: 6Y0GK87T6V7NJKZJVM41 | Long             | EC               | CORP              | US        |     50778 | NS      | $3968300.70   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                           | Roku Inc                                | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |     32472 | NS      | $3091334.40   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Water Products Inc         | Mueller Water Products Inc              | CUSIP: 624758108<br>LEI: 549300F7ZU4P1F8V8L60 | Long             | EC               | CORP              | US        |     59161 | NS      | $1601488.27   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Joby Aviation Inc                  | Joby Aviation Inc                       | CUSIP: 000000000<br>LEI: 254900NMVFUM8FO88E56 | Long             | EC               | CORP              | US        |    160137 | NS      | $1692648.09   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Medpace Holdings Inc               | Medpace Holdings Inc                    | CUSIP: 58506Q109<br>LEI: 549300H8TYEUVTW14A54 | Long             | EC               | CORP              | US        |      6272 | NS      | $3653314.56   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Realty Investment Trus     | Federal Realty Investment Trust         | CUSIP: 313745101<br>LEI: 549300FHEI1SLVZ0RB48 | Long             | EC               | CORP              | US        |      6989 | NS      | $707007.24    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Impinj Inc                         | Impinj Inc                              | CUSIP: 453204109<br>LEI: 549300M26VGKSMMWWN17 | Long             | EC               | CORP              | US        |      4049 | NS      | $559166.90    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Samsara Inc                        | Samsara Inc                             | CUSIP: 79589L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19876 | NS      | $557521.80    | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Elastic NV                         | Elastic NV                              | CUSIP: 000000000<br>LEI: 2549003I48WHHH937I59 | Long             | EC               | CORP              | US        |      9340 | NS      | $615786.20    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Cullen/Frost Bankers Inc           | Cullen/Frost Bankers Inc                | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |     11129 | NS      | $1533798.78   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                           | SLM Corp                                | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     52078 | NS      | $1413917.70   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Churchill Downs Inc                | Churchill Downs Inc                     | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |     24770 | NS      | $2436377.20   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| MSA Safety Inc                     | MSA Safety Inc                          | CUSIP: 553498106<br>LEI: 529900DVA3258XK11O39 | Long             | EC               | CORP              | US        |      4399 | NS      | $779282.85    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Encompass Health Corp              | Encompass Health Corp                   | CUSIP: 29261A100<br>LEI: 549300FVRPM9DRQZRG64 | Long             | EC               | CORP              | US        |     13278 | NS      | $1255169.34   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Co                           | Crane Co                                | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |      7641 | NS      | $1395552.24   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| TransMedics Group Inc              | TransMedics Group Inc                   | CUSIP: 89377M109<br>LEI: 549300060GVOSMWARH50 | Long             | EC               | CORP              | US        |     23169 | NS      | $3104066.78   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Lantheus Holdings Inc              | Lantheus Holdings Inc                   | CUSIP: 516544103<br>LEI: 5299005HUB5IOJGO7S39 | Long             | EC               | CORP              | US        |     21176 | NS      | $1417097.92   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Grand Canyon Education Inc         | Grand Canyon Education Inc              | CUSIP: 38526M106<br>LEI: 529900XFER799IYOSW74 | Long             | EC               | CORP              | US        |      4237 | NS      | $736560.08    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologie     | Applied Industrial Technologies Inc     | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |      8232 | NS      | $2143695.12   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthcare Realty Trust Inc        | Healthcare Realty Trust Inc             | CUSIP: 42226K105<br>LEI: 549300L0I14L7I0VLX84 | Long             | EC               | CORP              | US        |     41570 | NS      | $697960.30    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings Inc                   | RBC Bearings Inc                        | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4713 | NS      | $2354944.71   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX Technologies Inc               | BWX Technologies Inc                    | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     16307 | NS      | $3349947.01   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Rigetti Computing Inc              | Rigetti Computing Inc                   | CUSIP: 76655K103<br>LEI: 52990024JHY459DH8W71 | Long             | EC               | CORP              | US        |     31811 | NS      | $578005.87    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ATI Inc                            | ATI Inc                                 | CUSIP: 01741R102<br>LEI: ZW1LRE7C3H17O2ZN9B45 | Long             | EC               | CORP              | US        |     30698 | NS      | $3692969.40   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SpaceMobile Inc                | AST SpaceMobile Inc                     | CUSIP: 00217D100<br>LEI: 254900MBSC9P2UCI6623 | Long             | EC               | CORP              | US        |     48506 | NS      | $5394352.26   | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Lumen Technologies Inc             | Lumen Technologies Inc                  | CUSIP: 550241103<br>LEI: 8M3THTGWLTYZVE6BBY25 | Long             | EC               | CORP              | US        |    453412 | NS      | $3999093.84   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| American Homes 4 Rent              | American Homes 4 Rent                   | CUSIP: 02665T306<br>LEI: 549300ZJUO7A58PNUW40 | Long             | EC               | CORP              | US        |     21950 | NS      | $687474.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Pegasystems Inc                    | Pegasystems Inc                         | CUSIP: 705573103<br>LEI: 549300FMCOKPL06FYN26 | Long             | EC               | CORP              | US        |     47194 | NS      | $2061905.86   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Federal Signal Corp                | Federal Signal Corp                     | CUSIP: 313855108<br>LEI: 549300RTXZRPTNP6G884 | Long             | EC               | CORP              | US        |     19465 | NS      | $2103971.85   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Agree Realty Corp                  | Agree Realty Corp                       | CUSIP: 008492100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9782 | NS      | $706553.86    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SkyWest Inc                        | SkyWest Inc                             | CUSIP: 830879102<br>LEI: 529900UYS2KGS6Z42P09 | Long             | EC               | CORP              | US        |     28069 | NS      | $2709219.88   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| DaVita Inc                         | DaVita Inc                              | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |     12403 | NS      | $1356144.02   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| First Industrial Realty Trust      | First Industrial Realty Trust Inc       | CUSIP: 32054K103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     36910 | NS      | $2141887.30   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Clean Harbors Inc                  | Clean Harbors Inc                       | CUSIP: 184496107<br>LEI: 5493000SJVZVZJKHJF48 | Long             | EC               | CORP              | US        |      9016 | NS      | $2343348.56   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| IES Holdings Inc                   | IES Holdings Inc                        | CUSIP: 44951W106<br>LEI: 549300687T8E6LN6EN72 | Long             | EC               | CORP              | US        |      9056 | NS      | $3443906.24   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Hyatt Hotels Corp                  | Hyatt Hotels Corp                       | CUSIP: 448579102<br>LEI: T27JQIMTYSH41TCD5186 | Long             | EC               | CORP              | US        |     17580 | NS      | $2748984.60   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Hasbro Inc                         | Hasbro Inc                              | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               | CORP              | US        |     34370 | NS      | $3069584.70   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| UL Solutions Inc                   | UL Solutions Inc                        | CUSIP: 903731107<br>LEI: 549300F7CUV5ESKV9P71 | Long             | EC               | CORP              | US        |     35740 | NS      | $2510020.20   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Madison Square Garden Sports C     | Madison Square Garden Sports Corp       | CUSIP: 55825T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5447 | NS      | $1544496.85   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                         | Kirby Corp                              | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     25580 | NS      | $3009742.80   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Brinker International Inc          | Brinker International Inc               | CUSIP: 109641100<br>LEI: 52990067JY6PBGJNTG76 | Long             | EC               | CORP              | US        |     14729 | NS      | $2323057.88   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| DT Midstream Inc                   | DT Midstream Inc                        | CUSIP: 23345M107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17663 | NS      | $2225891.26   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals Inc          | Ionis Pharmaceuticals Inc               | CUSIP: 462222100<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | EC               | CORP              | US        |     44532 | NS      | $3681460.44   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Match Group Inc                    | Match Group Inc                         | CUSIP: 57667L107<br>LEI: 15OMOPB0A8K0EFUVD031 | Long             | EC               | CORP              | US        |     43643 | NS      | $1359479.45   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Jack Henry & Associates Inc        | Jack Henry & Associates Inc             | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     11583 | NS      | $2075789.43   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Everus Construction Group Inc      | Everus Construction Group Inc           | CUSIP: 300426103<br>LEI: 2549006JMMHR0KILT425 | Long             | EC               | CORP              | US        |     41176 | NS      | $3643664.24   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Griffon Corp                       | Griffon Corp                            | CUSIP: 398433102<br>LEI: 5493000C2SGNC7ZN3242 | Long             | EC               | CORP              | US        |     28700 | NS      | $2337615.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Macerich Co/The                    | Macerich Co/The                         | CUSIP: 554382101<br>LEI: 529900PSWCB5KI0JYU46 | Long             | EC               | CORP              | US        |     38169 | NS      | $722539.17    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ACI Worldwide Inc                  | ACI Worldwide Inc                       | CUSIP: 004498101<br>LEI: 5493003BPVMZUJ6F5C02 | Long             | EC               | CORP              | US        |     29475 | NS      | $1278036.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Primoris Services Corp             | Primoris Services Corp                  | CUSIP: 74164F103<br>LEI: 549300UF3OLBJ8D5K349 | Long             | EC               | CORP              | US        |     28380 | NS      | $4207335.00   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Silicon Laboratories Inc           | Silicon Laboratories Inc                | CUSIP: 826919102<br>LEI: 4PRDF8Q9TDHRVZKZSZ47 | Long             | EC               | CORP              | US        |     16174 | NS      | $2303986.30   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Norwegian Cruise Line Holdings     | Norwegian Cruise Line Holdings Ltd      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     63136 | NS      | $1386466.56   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Construction Partners Inc          | Construction Partners Inc               | CUSIP: 21044C107<br>LEI: 549300MHLFL4E8JLZU44 | Long             | EC               | CORP              | US        |     25965 | NS      | $2853034.20   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Comstock Resources Inc             | Comstock Resources Inc                  | CUSIP: 205768302<br>LEI: I03QQGEA4SS774AURI46 | Long             | EC               | CORP              | US        |    121588 | NS      | $2960667.80   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Inspire Medical Systems Inc        | Inspire Medical Systems Inc             | CUSIP: 457730109<br>LEI: 549300XQQCQ7HCJKTW25 | Long             | EC               | CORP              | US        |     15280 | NS      | $1157918.40   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Balchem Corp                       | Balchem Corp                            | CUSIP: 057665200<br>LEI: 549300VR70OPMHUI3557 | Long             | EC               | CORP              | US        |      9188 | NS      | $1563521.96   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Bloom Energy Corp                  | Bloom Energy Corp                       | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |     40546 | NS      | $6137448.02   | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| American Healthcare REIT Inc       | American Healthcare REIT Inc            | CUSIP: 398182303<br>LEI: 2549004GGE2APGNT6O92 | Long             | EC               | CORP              | US        |     59890 | NS      | $2809439.90   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corp                      | Repligen Corp                           | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |     17199 | NS      | $2569014.63   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Box Inc                            | Box Inc                                 | CUSIP: 10316T104<br>LEI: 549300KQUCPD8687YS68 | Long             | EC               | CORP              | US        |     23559 | NS      | $597220.65    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| ExlService Holdings Inc            | ExlService Holdings Inc                 | CUSIP: 302081104<br>LEI: 81E3DTNF6OSH489ZOV15 | Long             | EC               | CORP              | US        |     49807 | NS      | $1949944.05   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| QXO Inc                            | QXO Inc                                 | CUSIP: 82846H405<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    146108 | NS      | $3240675.44   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Terreno Realty Corp                | Terreno Realty Corp                     | CUSIP: 88146M101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24003 | NS      | $1477144.62   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Kadant Inc                         | Kadant Inc                              | CUSIP: 48282T104<br>LEI: 549300K06LNJYBMPYP15 | Long             | EC               | CORP              | US        |      2473 | NS      | $793931.92    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo DRS Inc                   | Leonardo DRS Inc                        | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |     20670 | NS      | $848710.20    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Bridgebio Pharma Inc               | Bridgebio Pharma Inc                    | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |     46059 | NS      | $3558978.93   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Coeur Mining Inc                   | Coeur Mining Inc                        | CUSIP: 192108504<br>LEI: 5493003AVK173D48DR70 | Long             | EC               | CORP              | US        |    158072 | NS      | $3230991.68   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| OSI Systems Inc                    | OSI Systems Inc                         | CUSIP: 671044105<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | EC               | CORP              | US        |      8288 | NS      | $2073160.32   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| CSW Industrials Inc                | CSW Industrials Inc                     | CUSIP: 126402106<br>LEI: 549300SYOEO3RVQ7FB83 | Long             | EC               | CORP              | US        |      7200 | NS      | $1943856.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Archrock Inc                       | Archrock Inc                            | CUSIP: 03957W106<br>LEI: 549300K3RIHMHDVFTL28 | Long             | EC               | CORP              | US        |    108318 | NS      | $3205129.62   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Ralph Lauren Corp                  | Ralph Lauren Corp                       | CUSIP: 751212101<br>LEI: HO1QNWM0IXBZ0QSMMO20 | Long             | EC               | CORP              | US        |      9964 | NS      | $3521377.24   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    327850 | NS      | $327849.90    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Watts Water Technologies Inc       | Watts Water Technologies Inc            | CUSIP: 942749102<br>LEI: 549300REJOO94ERQN318 | Long             | EC               | CORP              | US        |      7659 | NS      | $2292415.29   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| ESCO Technologies Inc              | ESCO Technologies Inc                   | CUSIP: 296315104<br>LEI: 5493007JJLP5MEWVDH10 | Long             | EC               | CORP              | US        |     10818 | NS      | $2468343.06   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Rexford Industrial Realty Inc      | Rexford Industrial Realty Inc           | CUSIP: 76169C100<br>LEI: 549300MSLO0DF0EMX355 | Long             | EC               | CORP              | US        |     18197 | NS      | $737524.41    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| EastGroup Properties Inc           | EastGroup Properties Inc                | CUSIP: 277276101<br>LEI: 31TIGQQZC4P6JMHKSW85 | Long             | EC               | CORP              | US        |      3955 | NS      | $718386.20    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Resideo Technologies Inc           | Resideo Technologies Inc                | CUSIP: 76118Y104<br>LEI: 5493006TKFPYISY2DS54 | Long             | EC               | CORP              | US        |    100314 | NS      | $3436757.64   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Royal Gold Inc                     | Royal Gold Inc                          | CUSIP: 780287108<br>LEI: 5493001NGRU6SFL04184 | Long             | EC               | CORP              | US        |     12679 | NS      | $3338507.49   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Travel + Leisure Co                | Travel + Leisure Co                     | CUSIP: 894164102<br>LEI: T4VNTWMFQ7JQB65L7T35 | Long             | EC               | CORP              | US        |     49950 | NS      | $3473523.00   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| EchoStar Corp                      | EchoStar Corp                           | CUSIP: 278768106<br>LEI: 549300EE20907QZ9GT38 | Long             | EC               | CORP              | US        |     32411 | NS      | $3669573.42   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                           | Etsy Inc                                | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |     38129 | NS      | $2019311.84   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Rubrik Inc                         | Rubrik Inc                              | CUSIP: 781154109<br>LEI: 254900TRGK2WTBYMYU27 | Long             | EC               | CORP              | US        |      9214 | NS      | $515523.30    | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WP Carey Inc                       | WP Carey Inc                            | CUSIP: 92936U109<br>LEI: 54930042CRNE713E3Q67 | Long             | EC               | CORP              | US        |     10947 | NS      | $763553.25    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Krystal Biotech Inc                | Krystal Biotech Inc                     | CUSIP: 501147102<br>LEI: 549300YONUY68210OE41 | Long             | EC               | CORP              | US        |     14288 | NS      | $3989781.12   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Regency Centers Corp               | Regency Centers Corp                    | CUSIP: 758849103<br>LEI: 529900053A7X7FJ97S58 | Long             | EC               | CORP              | US        |     10207 | NS      | $743784.09    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamar Advertising Co               | Lamar Advertising Co                    | CUSIP: 512816109<br>LEI: 529900Y8WW4MKVPTB543 | Long             | EC               | CORP              | US        |     11133 | NS      | $1428475.23   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Evercore Inc                       | Evercore Inc                            | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |     10355 | NS      | $3658110.85   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Esab Corp                          | Esab Corp                               | CUSIP: 29605J106<br>LEI: 549300ZNV0SWBXEIWT04 | Long             | EC               | CORP              | US        |      6308 | NS      | $763898.80    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Rambus Inc                         | Rambus Inc                              | CUSIP: 750917106<br>LEI: 2549000211GDCQSLV833 | Long             | EC               | CORP              | US        |     30671 | NS      | $3491279.93   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Carpenter Technology Corp          | Carpenter Technology Corp               | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |      8952 | NS      | $2845214.16   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co                 | SEI Investments Co                      | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |     17181 | NS      | $1509350.85   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Urban Outfitters Inc               | Urban Outfitters Inc                    | CUSIP: 917047102<br>LEI: 549300N3DUFR5U6NRN38 | Long             | EC               | CORP              | US        |     46811 | NS      | $3316559.35   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| MACOM Technology Solutions Hol     | MACOM Technology Solutions Holdings Inc | CUSIP: 55405Y100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20569 | NS      | $4505845.14   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| InterDigital Inc                   | InterDigital Inc                        | CUSIP: 45867G101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8852 | NS      | $2889646.88   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Life360 Inc                        | Life360 Inc                             | CUSIP: 532206109<br>LEI: 254900VO9VDOQBQAHF07 | Long             | EC               | CORP              | US        |     21970 | NS      | $1258661.30   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Ensign Group Inc/The               | Ensign Group Inc/The                    | CUSIP: 29358P101<br>LEI: 5493003K4HEEA8Q0BC72 | Long             | EC               | CORP              | US        |     20223 | NS      | $3471480.18   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Alaska Air Group Inc               | Alaska Air Group Inc                    | CUSIP: 011659109<br>LEI: 529900G48RT4KWLC6C27 | Long             | EC               | CORP              | US        |     56033 | NS      | $2848157.39   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Roivant Sciences Ltd               | Roivant Sciences Ltd                    | CUSIP: 000000000<br>LEI: 549300DL466NY5J6U724 | Long             | EC               | CORP              | US        |     97411 | NS      | $2106025.82   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Madrigal Pharmaceuticals Inc       | Madrigal Pharmaceuticals Inc            | CUSIP: 558868105<br>LEI: 549300CHIMT2EUSNJB60 | Long             | EC               | CORP              | US        |      6049 | NS      | $2959836.19   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| JBT Marel Corp                     | JBT Marel Corp                          | CUSIP: 477839104<br>LEI: 5493007CT6ATBZ2L6826 | Long             | EC               | CORP              | US        |     23383 | NS      | $3678379.73   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Wayfair Inc                        | Wayfair Inc                             | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |     35086 | NS      | $3631050.14   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Ormat Technologies Inc             | Ormat Technologies Inc                  | CUSIP: 686688102<br>LEI: 5493000TSHHWY24VHM09 | Long             | EC               | CORP              | US        |     25512 | NS      | $3187469.28   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle Financial Partners In     | Pinnacle Financial Partners Inc         | CUSIP: 72348N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14770 | NS      | $1404479.30   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CareTrust REIT Inc                 | CareTrust REIT Inc                      | CUSIP: 14174T107<br>LEI: 5493001NVXE2B9GPLU96 | Long             | EC               | CORP              | US        |     77942 | NS      | $2910354.28   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Axsome Therapeutics Inc            | Axsome Therapeutics Inc                 | CUSIP: 05464T104<br>LEI: 549300EXGR0XLRJEIB95 | Long             | EC               | CORP              | US        |     19289 | NS      | $3553998.25   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Qualys Inc                         | Qualys Inc                              | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      5302 | NS      | $699333.80    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Granite Construction Inc           | Granite Construction Inc                | CUSIP: 387328107<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | EC               | CORP              | US        |     30543 | NS      | $3687761.82   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Uranium Energy Corp                | Uranium Energy Corp                     | CUSIP: 916896103<br>LEI: 549300VD69WD2USLIP04 | Long             | EC               | CORP              | CA        |    241301 | NS      | $4160029.24   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Procore Technologies Inc           | Procore Technologies Inc                | CUSIP: 74275K108<br>LEI: 5493005PTWY0RHYRAH22 | Long             | EC               | CORP              | US        |     19372 | NS      | $1094324.28   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Casella Waste Systems Inc          | Casella Waste Systems Inc               | CUSIP: 147448104<br>LEI: 8EU0XUFVJ48U37IIDH51 | Long             | EC               | CORP              | US        |     21584 | NS      | $2177393.92   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutio     | Bright Horizons Family Solutions Inc    | CUSIP: 109194100<br>LEI: 2549009BKSVTM7UEYT38 | Long             | EC               | CORP              | US        |      6949 | NS      | $643685.87    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Riot Platforms Inc                 | Riot Platforms Inc                      | CUSIP: 767292105<br>LEI: 5299005LKZAJQDQZDF73 | Long             | EC               | CORP              | US        |    166835 | NS      | $2580937.45   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Celsius Holdings Inc               | Celsius Holdings Inc                    | CUSIP: 15118V207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46213 | NS      | $2425258.24   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Ollie's Bargain Outlet Holding     | Ollie's Bargain Outlet Holdings Inc     | CUSIP: 681116109<br>LEI: 529900YO5DSQCPEFDZ05 | Long             | EC               | CORP              | US        |      6429 | NS      | $709182.99    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc     | Armstrong World Industries Inc          | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |     14749 | NS      | $2709981.26   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Halozyme Therapeutics Inc          | Halozyme Therapeutics Inc               | CUSIP: 40637H109<br>LEI: 529900242I3SV9AGM753 | Long             | EC               | CORP              | US        |     41879 | NS      | $3003143.09   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Wynn Resorts Ltd                   | Wynn Resorts Ltd                        | CUSIP: 983134107<br>LEI: 254900CEKKWIHTEAB172 | Long             | EC               | CORP              | US        |     23421 | NS      | $2516586.45   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu     | Kratos Defense & Security Solutions Inc | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     18566 | NS      | $1912483.66   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| WEX Inc                            | WEX Inc                                 | CUSIP: 96208T104<br>LEI: T9M5IGROL1TL1G5OV478 | Long             | EC               | CORP              | US        |     14187 | NS      | $2183379.30   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Tempus AI Inc                      | Tempus AI Inc                           | CUSIP: 88023B103<br>LEI: 2549009LA0KWRAGQBX50 | Long             | EC               | CORP              | US        |     23864 | NS      | $1427544.48   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ADMA Biologics Inc                 | ADMA Biologics Inc                      | CUSIP: 000899104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    154518 | NS      | $2673161.40   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| RadNet Inc                         | RadNet Inc                              | CUSIP: 750491102<br>LEI: 529900RECG94V2IZJ970 | Long             | EC               | CORP              | US        |     29626 | NS      | $2076782.60   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Properties Realty Tr     | Essential Properties Realty Trust Inc   | CUSIP: 29670E107<br>LEI: 2549009LXQLVYCGLZO50 | Long             | EC               | CORP              | US        |     23756 | NS      | $721232.16    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Dutch Bros Inc                     | Dutch Bros Inc                          | CUSIP: 26701L100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34528 | NS      | $1877977.92   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Maplebear Inc                      | Maplebear Inc                           | CUSIP: 565394103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46994 | NS      | $1746297.04   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| IonQ Inc                           | IonQ Inc                                | CUSIP: 46222L108<br>LEI: 529900RB2VEFGLQS7G28 | Long             | EC               | CORP              | US        |     15703 | NS      | $627805.94    | 0.13%             |  |  |  | No            |                  1 | On Loan: —       |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer