# EDGAR Filing Document

**Accession Number:** 0001524566
**File Stem:** 0001231919-25-000610
**Filing Date:** 2025-12
**Character Count:** 16427
**Document Hash:** f92a3f62db393f3a6b031c54358c2128
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001231919-25-000610.hdr.sgml**: 20251211

**ACCESSION NUMBER**: 0001231919-25-000610

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251211

**FILED AS OF DATE**: 20251211

**DATE AS OF CHANGE**: 20251211

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** DAG Ventures IV-QP, L.P.
- **CENTRAL INDEX KEY:** 0001471985

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251566334

**BUSINESS ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
- **BUSINESS PHONE:** (650) 543-8180

**MAIL ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** DAG Ventures IV, L.P.
- **CENTRAL INDEX KEY:** 0001471986

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251566335

**BUSINESS ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
- **BUSINESS PHONE:** (650) 543-8180

**MAIL ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** DAG Ventures Management IV, LLC
- **CENTRAL INDEX KEY:** 0001526357

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251566336

**BUSINESS ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
- **BUSINESS PHONE:** (650) 543-8180

**MAIL ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** DAG Ventures IV-A, LLC
- **CENTRAL INDEX KEY:** 0001572731

**ORGANIZATION NAME:**
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251566333

**BUSINESS ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
- **BUSINESS PHONE:** (650) 543-8180

**MAIL ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Goodrich R. Thomas
- **CENTRAL INDEX KEY:** 0001527929

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251566331

**MAIL ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Cadeddu John J.
- **CENTRAL INDEX KEY:** 0001527931

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42987
- **FILM NUMBER:** 251566332

**MAIL ADDRESS:**
- **STREET 1:** 251 LYTTON AVENUE, SUITE 200
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WEALTHFRONT CORP
- **CENTRAL INDEX KEY:** 0001524566
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 208280144
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 0731

**BUSINESS ADDRESS:**
- **STREET 1:** 261 HAMILTON AVE
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301
- **BUSINESS PHONE:** (844) 995-8437

**MAIL ADDRESS:**
- **STREET 1:** 261 HAMILTON AVE
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WEALTHFRONT Corp
- **DATE OF NAME CHANGE:** 20181002

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WEALTHFRONT INC
- **DATE OF NAME CHANGE:** 20110629

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>DAG Ventures Management IV, LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O DAG VENTURES LLC<br>251 LYTTON AVENUE, SUITE 200<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2025-12-11 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>DAG Ventures IV, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O DAG VENTURES LLC<br>251 LYTTON AVENUE, SUITE 200<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2025-12-11 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>DAG Ventures IV-QP, L.P.<br><sub>(Last) (First) (Middle)</sub><br>C/O DAG VENTURES LLC<br>251 LYTTON AVENUE, SUITE 200<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2025-12-11 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>DAG Ventures IV-A, LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O DAG VENTURES LLC<br>251 LYTTON AVENUE, SUITE 200<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2025-12-11 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Cadeddu John J.<br><sub>(Last) (First) (Middle)</sub><br>C/O DAG VENTURES LLC<br>251 LYTTON AVENUE, SUITE 200<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2025-12-11 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Goodrich R. Thomas<br><sub>(Last) (First) (Middle)</sub><br>C/O DAG VENTURES LLC<br>251 LYTTON AVENUE, SUITE 200<br><sub>(Street)</sub><br>PALO ALTO, CA 94301<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>WEALTHFRONT CORP [ WLTH ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2025-12-11 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Common Stock | 32570 | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Common Stock | 308232 | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Series C Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 430596 | <sup>(3)</sup> | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Series C Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 4074426 | <sup>(3)</sup> | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |
| Series C Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 787400 | <sup>(3)</sup> | I | By DAG Ventures IV-A, LLC<sup>(4)</sup> |
| Series D Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 462842 | <sup>(3)</sup> | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Series D Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 4379624 | <sup>(3)</sup> | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |
| Series D Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 333176 | <sup>(3)</sup> | I | By DAG Ventures IV-A, LLC<sup>(4)</sup> |
| Series E Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 133936 | <sup>(3)</sup> | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Series E Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 1267374 | <sup>(3)</sup> | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |
| Series F Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 46568 | <sup>(3)</sup> | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Series F Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 440642 | <sup>(3)</sup> | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |
| Series G Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 48124 | <sup>(3)</sup> | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Series G Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 455376 | <sup>(3)</sup> | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |
| Series G Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 377624 | <sup>(3)</sup> | I | By DAG Ventures IV-A, LLC<sup>(4)</sup> |
| Series G-1 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 12833 | <sup>(3)</sup> | I | By DAG Ventures IV, L.P.<sup>(1)</sup> |
| Series G-1 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 121432 | <sup>(3)</sup> | I | By DAG Ventures IV-QP, L.P.<sup>(2)</sup> |
| Series G-1 Preferred Stock | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 100699 | <sup>(3)</sup> | I | By DAG Ventures IV-A, LLC<sup>(4)</sup> |

---

### Footnotes:

(1) Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

(2) Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

(3) The Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock is convertible into Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock will be converted into shares of Common Stock of the Issuer.

(4) Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

**Signature:** DAG Ventures IV, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager  
**Date:** 2025-12-11

**Signature:** DAG Ventures IV-QP, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager  
**Date:** 2025-12-11

**Signature:** DAG Ventures IV-A, LLC, By DAG Ventures Management IV, LLC, its Manager, By /s/ John J. Cadeddu, Manager  
**Date:** 2025-12-11

**Signature:** DAG Ventures Management IV, LLC, By /s/ John J. Cadeddu, Manager  
**Date:** 2025-12-11

**Signature:** /s/ John J. Cadeddu  
**Date:** 2025-12-11

**Signature:** /s/ R. Thomas Goodrich  
**Date:** 2025-12-11

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**