# EDGAR Filing Document

**Accession Number:** 0001711200
**File Stem:** 0001711200-23-000002
**Filing Date:** 2023-2
**Character Count:** 41229
**Document Hash:** 420393f3a5c5d94ebca24c8d239ba5b5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001711200-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001711200-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HGC Investment Management Inc.
- **CENTRAL INDEX KEY:** 0001711200
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18120
- **FILM NUMBER:** 23630525

**BUSINESS ADDRESS:**
- **STREET 1:** 1073 YONGE ST
- **STREET 2:** 2ND FLOOR
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M4W 2L2
- **BUSINESS PHONE:** 6477762200

**MAIL ADDRESS:**
- **STREET 1:** 1073 YONGE ST
- **STREET 2:** 2ND FLOOR
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M4W 2L2

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HGC Investment Management Inc.<br>**Address:** 1073 YONGE ST<br>2ND FLOOR<br>TORONTO, A6 M4W 2L2

**Form 13F File Number:** 028-18120

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** stuart grant<br>**Title:** cco<br>**Phone:** 6477762194

**Signature, Place, and Date of Signing:**

stuart grant  toronto, A6  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 339

**Form 13F Information Table Value Total:** $971060

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAPITAL VENTURE ACQUIS-A | COM CL A | G87076108 |  | 3478 | 351672 | SH |  | SOLE |  | 351672 | 0 | 0 |
| 10X CAPITAL VENTURE ACQUIS-A III | CL A ORD SHS | G87077106 |  | 10034 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| 7 ACQUISITION CORP | UNIT 11/05/2026 | G80694121 |  | 2058 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| 7 ACQUISITION CORP-A | SHS CL A | G80694105 |  | 597 | 58232 | SH |  | SOLE |  | 58232 | 0 | 0 |
| 7GC  CO HOLDINGS INC -CL A | COM CL A | 81786A107 |  | 4807 | 475000 | SH |  | SOLE |  | 475000 | 0 | 0 |
| ACCRETION ACQUISITION CORP | COM | 00438Y107 |  | 2016 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ADARA ACQUISITION CORP-CL A | COM CL A | 00653H102 |  | 657 | 64495 | SH |  | SOLE |  | 64495 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | UNIT 99/99/9999 | G01109118 |  | 900 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| AGILE GROWTH CORP-A | CLASS A ORD | G01202103 |  | 1514 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ALPHATIME ACQUISITION CORP | UNIT 03/01/2028 | G0223V113 |  | 3033 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| ALPHAVEST ACQUISITION CORP | UNIT 06/19/2024 | G0283A124 |  | 2020 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ALTIMAR ACQUISITION CORP III | UNIT 99/99/9999 | G0370U124 |  | 188 | 18849 | SH |  | SOLE |  | 18849 | 0 | 0 |
| ANDRETTI ACQUISITION CORP-A | CL A ORD SHS | G26735103 |  | 163 | 15813 | SH |  | SOLE |  | 15813 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | CLASS A ORD | G03959106 |  | 729 | 71049 | SH |  | SOLE |  | 71049 | 0 | 0 |
| APOLLO STRATEGIC GROWTH-CL A | SHS CL A | G0412A102 |  | 1848 | 184401 | SH |  | SOLE |  | 184401 | 0 | 0 |
| APX ACQUISITION CORP I | UNIT 12/07/2026 | G0440J117 |  | 1027 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| AQUARON ACQUISITION CORP | UNIT 07/15/2026 | 03842W204 |  | 3451 | 340000 | SH |  | SOLE |  | 340000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUISIT-A | SHS CL A | G0477L100 |  | 9079 | 899800 | SH |  | SOLE |  | 899800 | 0 | 0 |
| ARES ACQUISITION CORP-A | COM CL A | G33032106 |  | 1308 | 129861 | SH |  | SOLE |  | 129861 | 0 | 0 |
| ARISZ ACQUISITION CORP | UNIT 11/17/2026 | 040450207 |  | 1515 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | UNIT 01/29/2026 | 04282M201 |  | 16873 | 1683927 | SH |  | SOLE |  | 1683927 | 0 | 0 |
| ARTEMIS STRATEGIC INVES-CL A | COM CL A | 04303A103 |  | 6558 | 642275 | SH |  | SOLE |  | 642275 | 0 | 0 |
| ARTEMIS STRATEGIC INVESTMENT | UNIT 09/30/2026 | 04303A202 |  | 253 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ASCENDANT DIGITAL ACQUISITIO | UNIT 99/99/9999 | G05157121 |  | 5150 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ATLANTIC COAST ACQUISITION-A | CLASS A COM | 04845A108 |  | 24095 | 2364562 | SH |  | SOLE |  | 2364562 | 0 | 0 |
| AURORA ACQUISITION CORP-A | CLASS A ORD SHS | G0698L103 |  | 768 | 76092 | SH |  | SOLE |  | 76092 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISITI-A | CL A SHS | G06607108 |  | 1517 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| BANNER ACQUISITION CORP | CLASS A COM | 06654K101 |  | 14969 | 1485000 | SH |  | SOLE |  | 1485000 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | UNIT 99/99/9999 | G0888J116 |  | 5149 | 501871 | SH |  | SOLE |  | 501871 | 0 | 0 |
| BATTERY FUTURE ACQUISITION-A | CL A ORD SHS | G0888J108 |  | 8216 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| BEARD ENERGY TRANSITION AC-A | CL A COM | 07402Q101 |  | 1529 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | UNIT 12/02/2026 | G11217109 |  | 5120 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | UNIT 99/99/9999 | 09216A207 |  | 1643 | 161400 | SH |  | SOLE |  | 161400 | 0 | 0 |
| BLACKSKY TECHNOLOGY INC | COM CL A | 09263B108 |  | 1 | 606 | SH |  | SOLE |  | 606 | 0 | 0 |
| BLOCKCHAIN COINVESTORS -CL A | CLASS A ORD | G11765107 |  | 11788 | 1150000 | SH |  | SOLE |  | 1150000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP-A | SHS CL A | G1261Q107 |  | 4738 | 470000 | SH |  | SOLE |  | 470000 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | COM | 11125B102 |  | 3322 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| BROAD CAPITAL ACQUIS-RIGHT | RIGHT 01/10/2027 | 11125B110 |  | 33 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| C5 ACQUISITION CORP | UNIT 99/99/9999 | 12530D204 |  | 24 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| C5 ACQUISITION CORP-A | CL A COM | 12530D105 |  | 6114 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| CASCADIA ACQUISITION CO-CL A | CLASS A COM | 14739D100 |  | 5015 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| CATALYST PARTNERS ACQ-A | CLASS A ORD SHS | G19550105 |  | 19200 | 1905668 | SH |  | SOLE |  | 1905668 | 0 | 0 |
| CATCHA INVESTMENT CORP-A | SHS CL A | G1962Y102 |  | 3532 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| CENAQ ENERGY CORP-CLASS A | CLASS A ORD SHS | 15130M102 |  | 852 | 84280 | SH |  | SOLE |  | 84280 | 0 | 0 |
| CF ACQUISITION CORP VII | UNIT 03/16/2028 | 12521H206 |  | 4052 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| CF ACQUISITION CORP VIII-A | CLASS A COM | 12520C109 |  | 1562 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI-A | COM CL A | 17143W101 |  | 1098 | 109897 | SH |  | SOLE |  | 109897 | 0 | 0 |
| CIIG CAPITAL PARTNERS II-A | COM CL A | 12561U109 |  | 2612 | 256375 | SH |  | SOLE |  | 256375 | 0 | 0 |
| COLISEUM ACQUISITION CORP-A | CLASS A ORD SHS | G2263T123 |  | 231 | 22991 | SH |  | SOLE |  | 22991 | 0 | 0 |
| CONCORD ACQUISITION CORP -A | COM CL A | 20607V106 |  | 4798 | 470814 | SH |  | SOLE |  | 470814 | 0 | 0 |
| CONCORD ACQUISITION CORP -A | COM CL A | 20607U108 |  | 787 | 79166 | SH |  | SOLE |  | 79166 | 0 | 0 |
| CONSTELLATION ACQUISITION-A | SHS CL A | G2R18K105 |  | 9791 | 968478 | SH |  | SOLE |  | 968478 | 0 | 0 |
| CONYERS PARK III ACQUISITI-A | CLASS A COM | 21289P102 |  | 33423 | 3377427 | SH |  | SOLE |  | 3377427 | 0 | 0 |
| CORSAIR PARTNERING CORP | UNIT 99/99/9999 | G2540H124 |  | 165 | 16724 | SH |  | SOLE |  | 16724 | 0 | 0 |
| CRESCERA CAPITAL ACQUISITION | UNIT 11/18/2026 | G26507122 |  | 3066 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION-A | COM CL A | 23305Q106 |  | 3647 | 363289 | SH |  | SOLE |  | 363289 | 0 | 0 |
| DA32 LIFE SCIENCE TECH ACQ-A | CLASS A COM | 23312M106 |  | 2478 | 247920 | SH |  | SOLE |  | 247920 | 0 | 0 |
| DECARBONIZATION PLUS ACQUI-A | COM CL A | G2773W103 |  | 5726 | 560577 | SH |  | SOLE |  | 560577 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUIS-CLA | CL A SHS | G27029100 |  | 143 | 14185 | SH |  | SOLE |  | 14185 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUISITIO | UNIT 01/04/2026 | G27029126 |  | 1511 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| DHC ACQUISITION CORP-A | CLASS A ORD SHS | G2758T109 |  | 5870 | 582956 | SH |  | SOLE |  | 582956 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP-A | CL A | 25278L105 |  | 15033 | 1495800 | SH |  | SOLE |  | 1495800 | 0 | 0 |
| DIGITAL TRANSFORMATION OPP-A | CLASS A COM | 25401K107 |  | 9595 | 955182 | SH |  | SOLE |  | 955182 | 0 | 0 |
| DIRECT SELLING ACQUISITION-A | CL A COM | 25460L103 |  | 6103 | 593100 | SH |  | SOLE |  | 593100 | 0 | 0 |
| DMY SQUARED TECHNOLOGY GROUP | UNIT 99/99/9999 | 233276203 |  | 500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 2513 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| DP CAP ACQUISITION CORP-CL A | CLASS A ORD | G2R05B100 |  | 332 | 32339 | SH |  | SOLE |  | 32339 | 0 | 0 |
| DRAGONEER GROWTH OPP III-A | CL A SHS | G28315102 |  | 3604 | 365498 | SH |  | SOLE |  | 365498 | 0 | 0 |
| EG ACQUISITION CORP-A | COM CL A | 26846A100 |  | 15999 | 1604717 | SH |  | SOLE |  | 1604717 | 0 | 0 |
| ENTERPRISE 4.0 TECHNOLOGY AC | CLASS A ORD SHS | G3137C106 |  | 13161 | 1280300 | SH |  | SOLE |  | 1280300 | 0 | 0 |
| ESGEN ACQUISITION CORP | UNIT 10/18/2026 | G3R95N129 |  | 4469 | 432195 | SH |  | SOLE |  | 432195 | 0 | 0 |
| ESGEN ACQUISITION CORP-A | SHS CL A | G3R95N103 |  | 6204 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ESM ACQUISITION CORP-A | SHS CL A | G3195H104 |  | 4036 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| EVE MOBILITY ACQUISITION C-A | CL A ORD SHS | G3218G109 |  | 3090 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | UNIT 99/99/9999 | G3218G125 |  | 8164 | 794135 | SH |  | SOLE |  | 794135 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | UNIT 10/25/2028 | 30069X201 |  | 2040 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FAR PEAK ACQUISITION CORP-A | SHS CL A | G3312L103 |  | 1312 | 130633 | SH |  | SOLE |  | 130633 | 0 | 0 |
| FINTECH EVOLUTION ACQUISITIO | UNIT 99/99/9999 | G3R19A112 |  | 2014 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE-A | CLASS A COM | 336169107 |  | 339 | 33692 | SH |  | SOLE |  | 33692 | 0 | 0 |
| FOREST ROAD ACQUISITION CO-A | CL A | 34619V103 |  | 2007 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP-A | SHS CL A | G3663X110 |  | 2705 | 267800 | SH |  | SOLE |  | 267800 | 0 | 0 |
| FRONTIER ACQUISITION CORP | UNIT 03/01/2026 | G36826116 |  | 1298 | 128728 | SH |  | SOLE |  | 128728 | 0 | 0 |
| FTAC ATHENA ACQUISITION CO-A | CL A SHS | G37283101 |  | 1324 | 131040 | SH |  | SOLE |  | 131040 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | UNIT 02/28/2026 | G3728Y129 |  | 5040 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| FTAC PARNASSUS ACQUISITION-A | CLASS A COM | 30319B108 |  | 15045 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| FTAC ZEUS ACQUISITION C-CL A | CLASS A COM | 30320F106 |  | 14033 | 1394964 | SH |  | SOLE |  | 1394964 | 0 | 0 |
| FUSION ACQUISITION CORP II-A | COM CL A | 36118N102 |  | 16463 | 1639759 | SH |  | SOLE |  | 1639759 | 0 | 0 |
| G SQUARED ASCEND I INC-CL A | SHS CL A | G4204R109 |  | 709 | 70194 | SH |  | SOLE |  | 70194 | 0 | 0 |
| GAMES  ESPORTS EXPERIENCE A | UNIT 12/01/2026 | G3731J101 |  | 1112 | 108548 | SH |  | SOLE |  | 108548 | 0 | 0 |
| GENESIS GROWTH TECH ACQUIS-A | CLASS A ORD SHS | G3R23D102 |  | 2072 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GENESIS GROWTH TECH ACQUISIT | UNIT 99/99/9999 | G3R23D110 |  | 5202 | 499200 | SH |  | SOLE |  | 499200 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | ORD SHS CL A | G9461B101 |  | 2595 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| GORES HOLDING IX INC-CL A | CLASS A COM | 38287A101 |  | 683 | 69254 | SH |  | SOLE |  | 69254 | 0 | 0 |
| GREEN VISOR FINANCIAL TECHNO | UNIT 11/08/2026 | G4166K118 |  | 2068 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GROWTH FOR GOOD ACQUISITION | CLASS A ORD SHS | G41522106 |  | 9968 | 993774 | SH |  | SOLE |  | 993774 | 0 | 0 |
| GROWTH FOR GOOD ACQUISIT-RTS | RIGHT 11/12/2026 | G41522130 |  | 4 | 93774 | SH |  | SOLE |  | 93774 | 0 | 0 |
| GSR II METEORA ACQUISIT -RTS | RIGHT 02/24/2027 | 36263W113 |  | 179 | 190433 | SH |  | SOLE |  | 190433 | 0 | 0 |
| GSR II METEORA ACQUISIT-CL A | CLASS A COM | 36263W105 |  | 28284 | 2796937 | SH |  | SOLE |  | 2796937 | 0 | 0 |
| HEARTLAND MEDIA ACQUISITIO-A | CL A COM | 42237V108 |  | 1119 | 110000 | SH |  | SOLE |  | 110000 | 0 | 0 |
| HUDSON ACQUISITION I CORP | UNIT 05/10/2027 | 44364H209 |  | 5350 | 525000 | SH |  | SOLE |  | 525000 | 0 | 0 |
| IBERE PHARMACEUTICALS-A | SHS CL A | G46843101 |  | 495 | 49023 | SH |  | SOLE |  | 49023 | 0 | 0 |
| ICONIC SPORTS ACQ CORP-A | CL A ORD SHS | G4712C107 |  | 6206 | 600200 | SH |  | SOLE |  | 600200 | 0 | 0 |
| INCEPTION GROWTH ACQUISITION | COMMON STOCK | 45333D104 |  | 1520 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INDUSTRIAL TECH ACQUISITIO-A | CLASS A COM | 45635R108 |  | 1527 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INFINITE ACQUISITION CO-CL A | CL A ORD SHS | G48028107 |  | 1538 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INNOVATIVE INTERNATIONAL A-A | CLASS A ORD | G4809M109 |  | 6593 | 640050 | SH |  | SOLE |  | 640050 | 0 | 0 |
| INSIGHT ACQUISITION CORP-A | COM CL A | 45784L100 |  | 151 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | UNIT 05/31/2028 | 45827K200 |  | 2528 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP-A | CLASS A COM | 45827K101 |  | 4044 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| INTELLIGENT MEDICINE ACQUI-A | CLASS A COM | 45828D106 |  | 8224 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| INTERPRIVATE IV INFRATECH-A | CLASS A COM | 46064T102 |  | 4056 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| INVESTCORP EUROPE ACQUISI-A | CLASS A ORD SHS | G4923T105 |  | 4555 | 442192 | SH |  | SOLE |  | 442192 | 0 | 0 |
| INVESTCORP INDIA ACQUISITION | UNIT 06/01/2028 | G49219119 |  | 7121 | 691369 | SH |  | SOLE |  | 691369 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP-A | CL A SHS | G49773107 |  | 353 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| IX ACQUISITION CORP | UNIT 07/31/2028 | G5000D129 |  | 1012 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| JACK CREEK INVESTMENT C-CL A | CL A SHS | G4989X115 |  | 2364 | 233329 | SH |  | SOLE |  | 233329 | 0 | 0 |
| JACKSON ACQUISITION CO | UNIT 99/99/9999 | 46653C205 |  | 2348 | 231300 | SH |  | SOLE |  | 231300 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITIO-A | CLASS A ORD SHS | G50735102 |  | 763 | 75880 | SH |  | SOLE |  | 75880 | 0 | 0 |
| JUNIPER II CORP -CLASS A | CL A COM | 48203N103 |  | 4577 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| JUPITER WELLNESS ACQUIS-CL A | CLASS A COM | 48208E108 |  | 2613 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| JUPITER WELLNESS ACQUIS-RGTS | RIGHT 12/31/2028 | 48208E116 |  | 25 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| KAIROUS ACQUISITION CORP-RTS | RIGHT 09/15/2026 | G52131136 |  | 7 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | UNIT 99/99/9999 | G5251K111 |  | 1441 | 141032 | SH |  | SOLE |  | 141032 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | UNIT 99/99/9999 | G5259L111 |  | 2264 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC-A | CL A SHS | G5259L103 |  | 2150 | 212865 | SH |  | SOLE |  | 212865 | 0 | 0 |
| KHOSLA VENTURES ACQUISITIO-A | COM CL A | 482506102 |  | 288 | 28884 | SH |  | SOLE |  | 28884 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 1797 | 180079 | SH |  | SOLE |  | 180079 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | UNIT 09/15/2028 | 49436K205 |  | 3602 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| L CATTERTON ASIA ACQ-CLASS A | CLASS A ORD SHS | G5346G125 |  | 2525 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| LATAMGROWTH SPAC | UNIT 01/20/2027 | G5380L113 |  | 2052 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 6456 | 639214 | SH |  | SOLE |  | 639214 | 0 | 0 |
| LEAD EDGE GROWTH OPPORTUNITI | UNIT 04/01/2026 | G54085124 |  | 130 | 12743 | SH |  | SOLE |  | 12743 | 0 | 0 |
| LEO HOLDINGS CORP II-CLASS A | COM CL A | G5463R102 |  | 9142 | 906080 | SH |  | SOLE |  | 906080 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISIT-A | COM CL A | 538126103 |  | 1800 | 179000 | SH |  | SOLE |  | 179000 | 0 | 0 |
| M3-BRIGADE ACQUISITION -CL A | CL A COM | 55407R103 |  | 14450 | 1425000 | SH |  | SOLE |  | 1425000 | 0 | 0 |
| M3-BRIGADE ACQUISITION II-A | COM CL A | 553800103 |  | 1503 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| MACONDRAY CAPITAL AC-CLASS A | CLASS A ORD SHS | G5853A107 |  | 5128 | 503230 | SH |  | SOLE |  | 503230 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | UNIT 99/99/9999 | G58411128 |  | 67 | 6616 | SH |  | SOLE |  | 6616 | 0 | 0 |
| MARLIN TECHNOLOGY CORP-A | CL A SHS | G58411102 |  | 13213 | 1304343 | SH |  | SOLE |  | 1304343 | 0 | 0 |
| MASON INDUSTRIAL TECHN-CL A | COM CL A | 57520Y106 |  | 5018 | 502099 | SH |  | SOLE |  | 502099 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQUISITI | UNIT 11/01/2026 | 58176U208 |  | 4072 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| MDH ACQUISITION CORP -CL A | COM CL A | 55283P106 |  | 1933 | 192522 | SH |  | SOLE |  | 192522 | 0 | 0 |
| MELI KASZEK PIONEER CORP-A | CLASS A ORD | G5S74L106 |  | 2231 | 223500 | SH |  | SOLE |  | 223500 | 0 | 0 |
| MERCATO PARTNERS ACQUISITION | UNIT 10/29/2026 | 58759A207 |  | 4084 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| MORINGA ACQUISITION CORP -A | CL A SHS | G6S23K108 |  | 372 | 36905 | SH |  | SOLE |  | 36905 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITION | UNIT 11/04/2026 | G6301J120 |  | 2074 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITION | CLASS A ORD | G6301J104 |  | 363 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| MSD ACQUISITION CORP | UNIT 03/25/2026 | G5709C117 |  | 1091 | 108000 | SH |  | SOLE |  | 108000 | 0 | 0 |
| NEW PROVIDENCE ACQUISITION-A | CLASS A COM | 64823D102 |  | 6097 | 599500 | SH |  | SOLE |  | 599500 | 0 | 0 |
| NEW VISTA ACQUISITION CORP-A | CL A SHS | G6529L105 |  | 1010 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP-A | CLASS A ORD SHS | G6448C103 |  | 8224 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| NOBLE ROCK ACQUISITION COR-A | CL A SHS | G6546R101 |  | 2273 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | COM | 66718N103 |  | 2026 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| NORTHVIEW ACQUISITION CO-RTS | RIGHT 99/99/9999 | 66718N129 |  | 17 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ONYX ACQUISITION CO I-CL A | SHS CL A | G6755Q109 |  | 3612 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| PAPAYA GROWTH OPPORTUNI-CL A | CLASS A COM | 69882P102 |  | 13725 | 1345632 | SH |  | SOLE |  | 1345632 | 0 | 0 |
| PATHFINDER ACQUISITION | CL A | G04119106 |  | 3182 | 316017 | SH |  | SOLE |  | 316017 | 0 | 0 |
| PATRIA LATIN AMERICAN OPPORT | CLASS A ORD SHS | G69454109 |  | 4136 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| PEGASUS DIGITAL MOBILITY A-A | CL A ORD SHS | G69768102 |  | 11051 | 1075000 | SH |  | SOLE |  | 1075000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | UNIT 99/99/9999 | G7008B113 |  | 1700 | 168333 | SH |  | SOLE |  | 168333 | 0 | 0 |
| PERIDOT ACQUISITION CORP-A | SHS CL A | G7008B105 |  | 549 | 54453 | SH |  | SOLE |  | 54453 | 0 | 0 |
| PHOENIX BIOTECH ACQUISI-CL A | CLASS A COM | 71902K105 |  | 5135 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| PINE TECHNOLOGY ACQUISI-CL A | CLASS A COM | 722850104 |  | 1106 | 110258 | SH |  | SOLE |  | 110258 | 0 | 0 |
| PIONEER MERGER CORP -CLASS A | CL A SHS | G7S24C103 |  | 1682 | 165878 | SH |  | SOLE |  | 165878 | 0 | 0 |
| PONTEM CORP-CLASS A | SHS CL A | G71707106 |  | 10709 | 1059225 | SH |  | SOLE |  | 1059225 | 0 | 0 |
| PORTAGE FINTECH ACQUISITIO-A | CLASS A ORD SHS | G7185D106 |  | 444 | 44270 | SH |  | SOLE |  | 44270 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | UNIT 99/99/9999 | 737465203 |  | 5028 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| POWER  DIGITAL ACQUISITIO-A | CLASS A COM | 73919C100 |  | 15105 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| POWERED BRANDS - CLASS A | CL A | G7209M108 |  | 3363 | 333000 | SH |  | SOLE |  | 333000 | 0 | 0 |
| POWERUP ACQUISITION CORP | UNIT 02/18/2032 | G7207P111 |  | 2060 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| PRIVETERRA ACQUISITION COR-A | CL A | 74275N102 |  | 2513 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PROSPECTOR CAPITAL CORP-CL A | CL A | G7273A105 |  | 4022 | 404225 | SH |  | SOLE |  | 404225 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP-A | CL A ORD SHS | G7308P101 |  | 4304 | 416613 | SH |  | SOLE |  | 416613 | 0 | 0 |
| QUANTUM FINTECH ACQUISITION | COMMON STOCK | 74767A105 |  | 1958 | 194821 | SH |  | SOLE |  | 194821 | 0 | 0 |
| REDWOODS ACQUISITION CORP | COM | 758083109 |  | 4394 | 435000 | SH |  | SOLE |  | 435000 | 0 | 0 |
| RF ACQUISITION CORP - CL A | CLASS A COM | 74954L104 |  | 2674 | 264500 | SH |  | SOLE |  | 264500 | 0 | 0 |
| RIGEL RESOURCE ACQUISIT-CL A | CL A ORD SHS | G7573M106 |  | 4223 | 410400 | SH |  | SOLE |  | 410400 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | COMMON STOCK | 77118V108 |  | 72 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| SCREAMING EAGLE ACQ -CLASS A | CLASS A ORD SHS | G79407105 |  | 5718 | 575300 | SH |  | SOLE |  | 575300 | 0 | 0 |
| SCREAMING EAGLE ACQUISITION | UNIT 01/05/2027 | G79407113 |  | 8233 | 821662 | SH |  | SOLE |  | 821662 | 0 | 0 |
| SEAPORT CALIBRE MATERIALS AC | CLASS A COM | 812204105 |  | 1667 | 162907 | SH |  | SOLE |  | 162907 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | UNIT 11/04/2026 | G8028L123 |  | 11853 | 1150780 | SH |  | SOLE |  | 1150780 | 0 | 0 |
| SEMPER PARATUS ACQUISITION-A | CLASS A ORD | G8028L107 |  | 1085 | 104993 | SH |  | SOLE |  | 104993 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQU-A | CL A COM | 82537G104 |  | 4586 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| SIERRA LAKE ACQUISITION CORP | UNIT 03/31/2028 | 826332207 |  | 1515 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| SILVERSPAC INC-CL A | CLASS A ORD | G8136V104 |  | 2510 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SIZZLE ACQUISITION CORP | COMMON STOCK | 83014E109 |  | 4088 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| SLAM CORP-A | CL A SHS | G8210L105 |  | 1801 | 178184 | SH |  | SOLE |  | 178184 | 0 | 0 |
| SOUND POINT ACQUISITION CO-A | CLASS A ORD SHS | G8274F101 |  | 7755 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | CL A COM | 84465L105 |  | 10346 | 1016292 | SH |  | SOLE |  | 1016292 | 0 | 0 |
| SPORTSMAP TECH ACQUISITION C | COM | 84921J108 |  | 714 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 |  | 1082 | 105000 | SH |  | SOLE |  | 105000 | 0 | 0 |
| SPRING VALLEY ACQUISITION CO | UNIT 10/12/2027 | G83752124 |  | 8323 | 801876 | SH |  | SOLE |  | 801876 | 0 | 0 |
| SPRING VALLEY ACQUISITION-A | CLASS A ORD | G83752108 |  | 2026 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| SPRING VALLEY ACQUISIT-RIGHT | RIGHT 02/25/2026 | G83752132 |  | 130 | 766000 | SH |  | SOLE |  | 766000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | UNIT 99/99/9999 | G8465L123 |  | 8081 | 789205 | SH |  | SOLE |  | 789205 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | UNIT 03/05/2026 | 86309R206 |  | 250 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SUMMIT HEALTHCARE ACQUISITIO | UNIT 06/03/2026 | G8566R128 |  | 101 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SUSTAINABLE DEVELOPMENT AC-A | COM CL A | 86934L103 |  | 2515 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SVF INVESTMENT CORP 2-CLS A | CL A SHS | G8601M100 |  | 2523 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SVF INVESTMENT CORP-CL A | CL A SHS | G8601L102 |  | 9368 | 926634 | SH |  | SOLE |  | 926634 | 0 | 0 |
| TB SA ACQUISITION CORP -A | CLASS A ORD SHS | G8657L105 |  | 5 | 469 | SH |  | SOLE |  | 469 | 0 | 0 |
| TCV ACQUISITION CORP-A | CL A SHS | G8704C124 |  | 1125 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| TENX KEANE ACQUISITION | UNIT 06/30/2028 | G8708L138 |  | 1963 | 190000 | SH |  | SOLE |  | 190000 | 0 | 0 |
| THRIVE ACQUISITION CORP - A | CLASS A ORD | G7158C101 |  | 777 | 75409 | SH |  | SOLE |  | 75409 | 0 | 0 |
| THRIVE ACQUISITION CORP | UNIT 10/31/2028 | G7158C127 |  | 4140 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| TIO TECH A | UNIT 04/12/2028 | G8T10C122 |  | 2607 | 259145 | SH |  | SOLE |  | 259145 | 0 | 0 |
| TIO TECH A- CLASS A | CLASS A ORD SHS | G8T10C106 |  | 4 | 398 | SH |  | SOLE |  | 398 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES -A | CLASS A ORD | G88935112 |  | 1082 | 105000 | SH |  | SOLE |  | 105000 | 0 | 0 |
| TLG ACQUISITION ONE COR-CL A | COM CL A | 87257M108 |  | 5570 | 547200 | SH |  | SOLE |  | 547200 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION-A | SHS CL A | G8956E109 |  | 187 | 18800 | SH |  | SOLE |  | 18800 | 0 | 0 |
| TPB ACQUISITION CORP I-CL A | COM CL A | G8990L101 |  | 1344 | 133953 | SH |  | SOLE |  | 133953 | 0 | 0 |
| TPG PACE BENEFICIAL II COR-A | COMMON STOCK | G89826104 |  | 1965 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| TWELVE SEAS INVTMNT CO II -A | COM CL A | 90118T106 |  | 537 | 53437 | SH |  | SOLE |  | 53437 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUISI-A | SHS CL A | G9151L104 |  | 5469 | 541999 | SH |  | SOLE |  | 541999 | 0 | 0 |
| TWO - CLASS A | COM CL A | G9152V101 |  | 5896 | 585469 | SH |  | SOLE |  | 585469 | 0 | 0 |
| TZP STRATEGIES ACQUISITION | UNIT 01/06/2026 | G91595127 |  | 5065 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| VALENS CO INC/THE | COM NEW | 91914P603 |  | 402 | 609067 | SH |  | SOLE |  | 609067 | 0 | 0 |
| VALOR LATITUDE ACQUISITION C | UNIT 04/02/2026 | G9460N114 |  | 1508 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| VALUENCE MERGER CORP I-CL A | CLASS A ORD SHS | G9R16L100 |  | 6733 | 650500 | SH |  | SOLE |  | 650500 | 0 | 0 |
| VECTOR ACQUISITION CORP II-A | CL A SHS | G9460A104 |  | 6327 | 626430 | SH |  | SOLE |  | 626430 | 0 | 0 |
| VISION SENSING ACQUISITION C | UNIT 10/21/2026 | 92838J202 |  | 2058 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| VISTA OIL  GAS SAB DE CV | SPONSORED ADS | 92837L109 |  | 5 | 322 | SH |  | SOLE |  | 322 | 0 | 0 |
| VPC IMPACT ACQUISITION HOL-A | CLASS A ORD | G9460L126 |  | 2116 | 209525 | SH |  | SOLE |  | 209525 | 0 | 0 |
| WAVERLEY CAPITAL ACQUISITI-A | SHS CL A | G06536109 |  | 2455 | 245000 | SH |  | SOLE |  | 245000 | 0 | 0 |
| WELSBACH TECH METALS ACQ -RT | RIGHT 12/22/2026 | 950415117 |  | 3 | 14817 | SH |  | SOLE |  | 14817 | 0 | 0 |
| WELSBACH TECHNOLOGY METALS | COM | 950415109 |  | 2550 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUI-A | SHS CL A | G5596W101 |  | 17662 | 1733298 | SH |  | SOLE |  | 1733298 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION-A | CLASS A ORD SHS | G97775103 |  | 356 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| YOTTA ACQUISITION CORP - RTS | RIGHT 03/15/2027 | 98741Y129 |  | 8 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| YOTTA ACQUISITION CORP | COMMON STOCK | 98741Y103 |  | 4518 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION -A | COM CL A | 989570106 |  | 15343 | 1541996 | SH |  | SOLE |  | 1541996 | 0 | 0 |
| ACABW US 02 Jun 28 C11.5 | *W EXP 01/13/202 | 04845A116 |  | 77 | 1182280 | SH |  | SOLE |  | 1182280 | 0 | 0 |
| ACAHW US 31 Dec 27 C11.5 | *W EXP 03/02/202 | 048453112 |  | 0 | 333 | SH |  | SOLE |  | 333 | 0 | 0 |
| ACAQ/WS US 31 Jul 28 C11.5 | *W EXP 07/31/202 | 04684M114 |  | 47 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| AEACW US 31 Dec 27 C11.5 | *W EXP 01/20/202 | G06607124 |  | 0 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| AGAC/WS US 13 Mar 28 C11.5 | *W EXP 03/31/202 | G0112R124 |  | 0 | 287500 | SH |  | SOLE |  | 287500 | 0 | 0 |
| AGGRW US 31 Dec 27 C11.5 | *W EXP 03/09/202 | G01202111 |  | 1 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ALORW US 30 Nov 28 C11.5 | *W EXP 11/30/202 | G0231L123 |  | 2 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ANAC/WS US 31 Dec 28 C11.5 | *W EXP 99/99/999 | G0477L126 |  | 3 | 74950 | SH |  | SOLE |  | 74950 | 0 | 0 |
| APN/WS US 24 Jun 23 C11.5 | *W EXP 04/02/202 | 03752A119 |  | 23 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ARCKW US 14 Mar 23 C11.5 | *W EXP 10/31/202 | 03881F112 |  | 8 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| BIOTW US 30 Nov 27 C11.5 | *W EXP 11/30/202 | G1125A116 |  | 78 | 1214583 | SH |  | SOLE |  | 1214583 | 0 | 0 |
| BKSY/WS US 09 Sep 26 C11.5 | *W EXP 09/09/202 | 09263B116 |  | 24 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| BLUA/WS US 04 Jan 26 C11.5 | *W EXP 01/04/202 | G1261Q115 |  | 2 | 166666 | SH |  | SOLE |  | 166666 | 0 | 0 |
| BMAQW US 24 Mar 23 C11.5 | *W EXP 10/14/202 | 09370F125 |  | 0 | 914 | SH |  | SOLE |  | 914 | 0 | 0 |
| BNNRW US 15 Jan 23 C11.5 | *W EXP 09/07/202 | 06654K119 |  | 9 | 592500 | SH |  | SOLE |  | 592500 | 0 | 0 |
| BOAC/WS US 31 Jan 26 C11.5 | *W EXP 10/28/202 | G1195N113 |  | 0 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| BRD/WS US 31 Dec 27 C11.5 | *W EXP 99/99/999 | 07402Q119 |  | 4 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| CFFEW US 31 Dec 27 C11.5 | *W EXP 03/31/202 | 12520C117 |  | 6 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CHAAW US 31 Dec 27 C11.5 | *W EXP 99/99/999 | G1962Y110 |  | 0 | 116666 | SH |  | SOLE |  | 116666 | 0 | 0 |
| CONXW US 30 Oct 27 C11.5 | *W EXP 10/30/202 | 212873111 |  | 2 | 10407 | SH |  | SOLE |  | 10407 | 0 | 0 |
| CPAAW US 12 Aug 28 C11.5 | *W EXP 08/12/202 | 21289P110 |  | 86 | 575242 | SH |  | SOLE |  | 575242 | 0 | 0 |
| CSTA/WS US 31 Dec 27 C11.5 | *W EXP 01/29/202 | G2R18K113 |  | 13 | 422826 | SH |  | SOLE |  | 422826 | 0 | 0 |
| DCRDW US 31 Dec 28 C11.5 | *W EXP 07/15/202 | G2773W111 |  | 17 | 30288 | SH |  | SOLE |  | 30288 | 0 | 0 |
| DFLIW US 13 Aug 27 C11.5 | *W EXP 10/07/202 | 26145B114 |  | 213 | 443750 | SH |  | SOLE |  | 443750 | 0 | 0 |
| DRTSW US 07 Mar 27 C0 | *W EXP 03/07/202 | M0740A116 |  | 64 | 256395 | SH |  | SOLE |  | 256395 | 0 | 0 |
| DSAQ/WS US 23 Nov 23 C11.5 | *W EXP 09/30/202 | 25460L111 |  | 6 | 146550 | SH |  | SOLE |  | 146550 | 0 | 0 |
| DTRTW US 31 Aug 29 C11.5 | *W EXP 08/31/202 | 23344T111 |  | 28 | 95000 | SH |  | SOLE |  | 95000 | 0 | 0 |
| ECXWW US 21 Dec 27 C11.5 | *W EXP 12/20/202 | G29201111 |  | 178 | 1819085 | SH |  | SOLE |  | 1819085 | 0 | 0 |
| EGGF/WS US 28 May 28 C11.5 | *W EXP 05/28/202 | 26846A118 |  | 37 | 193793 | SH |  | SOLE |  | 193793 | 0 | 0 |
| ENTFW US 24 Sep 23 C11.5 | *W EXP 10/21/202 | G3137C114 |  | 5 | 170150 | SH |  | SOLE |  | 170150 | 0 | 0 |
| EUCRW US 14 Dec 25 C11.5 | *W EXP 10/23/202 | G3141W122 |  | 1 | 26383 | SH |  | SOLE |  | 26383 | 0 | 0 |
| FACT/WS US 31 Dec 27 C11.5 | *W EXP 99/99/999 | G3663X128 |  | 21 | 105200 | SH |  | SOLE |  | 105200 | 0 | 0 |
| FHLTW US 19 Feb 23 C11.5 | *W EXP 99/99/999 | 36118W110 |  | 13 | 187500 | SH |  | SOLE |  | 187500 | 0 | 0 |
| FIACW US 23 Apr 23 C11.5 | *W EXP 10/28/202 | 34417L117 |  | 9 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| FRXB/WS US 15 Jan 26 C11.5 | *W EXP 01/15/202 | 34619V111 |  | 13 | 40000 | SH |  | SOLE |  | 40000 | 0 | 0 |
| FSNB/WS US 31 Dec 27 C11.5 | *W EXP 02/29/202 | 36118N110 |  | 0 | 546586 | SH |  | SOLE |  | 546586 | 0 | 0 |
| FTAAW US 01 Mar 26 C11.5 | *W EXP 03/01/202 | G37283119 |  | 1 | 18750 | SH |  | SOLE |  | 18750 | 0 | 0 |
| GATEW US 31 Aug 28 C11.5 | *W EXP 08/31/202 | 56608A113 |  | 16 | 403850 | SH |  | SOLE |  | 403850 | 0 | 0 |
| GFGDW US 14 Jun 23 C11.5 | *W EXP 11/12/202 | G41522114 |  | 1 | 21887 | SH |  | SOLE |  | 21887 | 0 | 0 |
| GGAAW US 19 May 28 C11.5 | *W EXP 99/99/999 | G3R23D128 |  | 24 | 96441 | SH |  | SOLE |  | 96441 | 0 | 0 |
| GIA/WS US 31 Dec 28 C11.5 | *W EXP 03/28/202 | 37519U117 |  | 0 | 5300 | SH |  | SOLE |  | 5300 | 0 | 0 |
| GOGN/WS US 04 Jun 23 C11.5 | *W EXP 05/31/202 | G9461B119 |  | 83 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| GSRMW US 22 Jul 23 C11.5 | *W EXP 02/24/202 | 36263W121 |  | 186 | 2908678 | SH |  | SOLE |  | 2908678 | 0 | 0 |
| HCMAW US 31 Dec 27 C11.5 | *W EXP 01/20/202 | G4365A127 |  | 9 | 543156 | SH |  | SOLE |  | 543156 | 0 | 0 |
| HMA/WS US 21 Oct 27 C11.5 | *W EXP 99/99/999 | 42237V116 |  | 2 | 55000 | SH |  | SOLE |  | 55000 | 0 | 0 |
| HPX/WS US 14 Jul 25 C11.5 | *W EXP 07/14/202 | G32219126 |  | 85 | 201200 | SH |  | SOLE |  | 201200 | 0 | 0 |
| HZON/WS US 19 Oct 27 C11.5 | *W EXP 10/19/202 | G46044114 |  | 166 | 405110 | SH |  | SOLE |  | 405110 | 0 | 0 |
| ICNC/WS US 06 Apr 23 C11.5 | *W EXP 10/12/202 | G4712C115 |  | 40 | 300100 | SH |  | SOLE |  | 300100 | 0 | 0 |
| IMAQW US 31 Dec 28 C11.5 | *W EXP 07/21/202 | 459867115 |  | 7 | 210100 | SH |  | SOLE |  | 210100 | 0 | 0 |
| IOACW US 03 Apr 23 C11.5 | *W EXP 07/01/202 | G4809M125 |  | 10 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| IPAXW US 05 Mar 23 C11.5 | *W EXP 09/21/202 | G47874113 |  | 207 | 741533 | SH |  | SOLE |  | 741533 | 0 | 0 |
| IRAAW US 05 Mar 26 C11.5 | *W EXP 02/28/202 | 89601Y119 |  | 0 | 1250 | SH |  | SOLE |  | 1250 | 0 | 0 |
| ITAQW US 31 Dec 28 C11.5 | *W EXP 03/31/202 | 45635R116 |  | 5 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| IVCBW US 23 Nov 28 C11.5 | *W EXP 12/15/202 | G4923T113 |  | 0 | 1096 | SH |  | SOLE |  | 1096 | 0 | 0 |
| JWSM/WS US 30 Jan 26 C11.5 | *W EXP 01/30/202 | G50737124 |  | 7 | 113280 | SH |  | SOLE |  | 113280 | 0 | 0 |
| KACLW US 15 Sep 26 C11.5 | *W EXP 09/15/202 | G52131128 |  | 2 | 24900 | SH |  | SOLE |  | 24900 | 0 | 0 |
| KISMET ACQUISITION THREE CORP Warrant | *W EXP 06/30/202 | G5276C102 |  | 0 | 81530 | SH |  | SOLE |  | 81530 | 0 | 0 |
| LAZARD GROWTH ACQ A -CW27 | *W EXP 02/10/202 | G54035111 |  | 0 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| LCAAW US 15 Mar 26 C11.5 | *W EXP 03/08/202 | G5346G117 |  | 4 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| LHCIW US 07 Jan 28 C11.5 | *W EXP 01/07/202 | G5463R128 |  | 3 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| MBSC/WS US 11 May 23 C11.5 | *W EXP 07/31/202 | 55407R111 |  | 30 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| MIT/WS US 31 Dec 27 C11.5 | *W EXP 99/99/999 | 57520Y114 |  | 4 | 206209 | SH |  | SOLE |  | 206209 | 0 | 0 |
| ML/WS US 01 Jun 27 C11.5 | *W EXP 09/22/202 | 60938K114 |  | 0 | 6 | SH |  | SOLE |  | 6 | 0 | 0 |
| MTRYW US 07 Jun 23 C11.5 | *W EXP 10/05/202 | 61240F116 |  | 5 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| NAACW US 20 Oct 25 C11.5 | *W EXP 10/20/202 | G66139125 |  | 2 | 91666 | SH |  | SOLE |  | 91666 | 0 | 0 |
| NCACW US 12 Apr 28 C11.5 | *W EXP 01/22/202 | G6448C129 |  | 6 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| NRACW US 31 Dec 27 C11.5 | *W EXP 01/31/202 | G6546R119 |  | 4 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| NVACW US 21 Oct 23 C11.5 | *W EXP 08/02/202 | 66718N111 |  | 2 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| NVSAW US 31 Dec 27 C11.5 | *W EXP 02/01/202 | G6529L121 |  | 2 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| OABIW US 06 Apr 26 C11.5 | *W EXP 11/01/202 | 68218J111 |  | 842 | 1530618 | SH |  | SOLE |  | 1530618 | 0 | 0 |
| OCAXW US 31 Dec 27 C11.5 | *W EXP 01/14/202 | 670865112 |  | 2 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| PACXW US 31 Dec 27 C11.5 | *W EXP 01/07/202 | G7S24C111 |  | 0 | 333 | SH |  | SOLE |  | 333 | 0 | 0 |
| PGRWW US 31 Dec 27 C11.5 | *W EXP 11/11/202 | 74327P113 |  | 8 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| PGSS/WS US 28 Dec 22 C11.5 | *W EXP 99/99/999 | G69768110 |  | 4 | 146200 | SH |  | SOLE |  | 146200 | 0 | 0 |
| PIAI/WS US 01 Oct 30 C11.5 | *W EXP 10/01/203 | G61074129 |  | 3 | 146051 | SH |  | SOLE |  | 146051 | 0 | 0 |
| PMGMW US 31 Dec 27 C11.5 | *W EXP 02/28/202 | 74275N110 |  | 4 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| PONTEM CORP-CLASS A -CW27 | *W EXP 01/05/202 | G71707122 |  | 8 | 99999 | SH |  | SOLE |  | 99999 | 0 | 0 |
| PORT/WS US 24 May 28 C11.5 | *W EXP 99/99/999 | 84465L113 |  | 12 | 508146 | SH |  | SOLE |  | 508146 | 0 | 0 |
| POWRW US 31 Dec 27 C11.5 | *W EXP 01/07/202 | G7209M116 |  | 0 | 111000 | SH |  | SOLE |  | 111000 | 0 | 0 |
| PPHPW US 04 Dec 23 C11.5 | *W EXP 01/01/202 | 69291C114 |  | 3 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PPYAW US 31 Dec 28 C11.5 | *W EXP 12/31/202 | 69882P110 |  | 53 | 672816 | SH |  | SOLE |  | 672816 | 0 | 0 |
| PRLHW US 15 Dec 26 C11.5 | *W EXP 12/15/202 | G44525114 |  | 17 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PSPC/WS US 09 Feb 23 C11.5 | *W EXP 04/12/202 | 737465112 |  | 7 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| PTOCW US 31 Mar 28 C11.5 | *W EXP 03/31/202 | 722850112 |  | 1 | 532445 | SH |  | SOLE |  | 532445 | 0 | 0 |
| RENEW US 12 Jul 28 C11.5 | *W EXP 07/12/202 | G19305120 |  | 11 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| RFACW US 01 May 28 C11.5 | *W EXP 05/01/202 | 74954L112 |  | 0 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| ROSS/WS US 12 Feb 26 C11.5 | *W EXP 02/01/202 | G7641C114 |  | 0 | 1666 | SH |  | SOLE |  | 1666 | 0 | 0 |
| RRAC/WS US 19 Apr 23 C11.5 | *W EXP 99/99/999 | G7573M114 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| SCRMW US 15 Dec 27 C11.5 | *W EXP 01/05/202 | G79407121 |  | 41 | 171875 | SH |  | SOLE |  | 171875 | 0 | 0 |
| SFRWW US 31 Dec 27 C11.5 | *W EXP 11/29/202 | 03832J114 |  | 4 | 125716 | SH |  | SOLE |  | 125716 | 0 | 0 |
| SHCRW US 01 Jul 26 C11.5 | *W EXP 07/01/202 | 81948W112 |  | 0 | 333 | SH |  | SOLE |  | 333 | 0 | 0 |
| SPCMW US 02 Mar 27 C11.5 | *W EXP 02/25/202 | G8274F119 |  | 23 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| SUAC/WS US 26 Jul 23 C11.5 | *W EXP 11/17/202 | 82537G112 |  | 1 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SVIIW US 16 Feb 23 C11.5 | *W EXP 02/25/202 | G83752116 |  | 10 | 41491 | SH |  | SOLE |  | 41491 | 0 | 0 |
| TBSAW US 25 Mar 28 C11.5 | *W EXP 03/25/202 | G8657L121 |  | 0 | 11489 | SH |  | SOLE |  | 11489 | 0 | 0 |
| THCHW US 28 Sep 27 C11.5 | *W EXP 12/15/202 | G8656L114 |  | 8 | 62575 | SH |  | SOLE |  | 62575 | 0 | 0 |
| TIOAW US 31 Mar 28 C11.5 | *W EXP 04/12/202 | G8T10C114 |  | 6 | 233333 | SH |  | SOLE |  | 233333 | 0 | 0 |
| TRONW US 01 Mar 23 C11.5 | *W EXP 04/09/202 | G2426E120 |  | 0 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| TRTL/WS US 26 Feb 23 C11.5 | *W EXP 07/22/202 | G8956E117 |  | 89 | 447100 | SH |  | SOLE |  | 447100 | 0 | 0 |
| VCXAW US 31 Dec 27 C11.5 | *W EXP 04/19/202 | G87076116 |  | 1 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VCXB/WS US 31 Dec 27 C11.5 | *W EXP 06/30/202 | G87077114 |  | 40 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| WALDW US 27 Jul 27 C11.5 | *W EXP 07/27/202 | G9503X111 |  | 0 | 666 | SH |  | SOLE |  | 666 | 0 | 0 |
| WNNR/WS US 23 Mar 28 C11.5 | *W EXP 99/99/999 | G26735129 |  | 15 | 207906 | SH |  | SOLE |  | 207906 | 0 | 0 |
| WQGA/WS US 31 Dec 28 C11.5 | *W EXP 08/04/202 | G5596W127 |  | 6 | 641649 | SH |  | SOLE |  | 641649 | 0 | 0 |
| YOTAW US 15 Mar 27 C11.5 | *W EXP 03/15/202 | 98741Y111 |  | 2 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| ZINGW US 31 Dec 27 C11.5 | *W EXP 04/15/202 | 30320F114 |  | 5 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ZTAQW US 14 May 23 C11.5 | *W EXP 06/16/202 | 989570114 |  | 12 | 73034 | SH |  | SOLE |  | 73034 | 0 | 0 |

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