# EDGAR Filing Document

**Accession Number:** 0002046166
**File Stem:** 0001493152-26-029229
**Filing Date:** 2026-6
**Character Count:** 19118
**Document Hash:** 7f477e226752b3e993347601f40a0619
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-26-029229.hdr.sgml**: 20260618

**ACCESSION NUMBER**: 0001493152-26-029229

**CONFORMED SUBMISSION TYPE**: 1-U

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20260618

**ITEM INFORMATION**: Fundamental Changes

**FILED AS OF DATE**: 20260618

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Masterworks Vault 13, LLC
- **CENTRAL INDEX KEY:** 0002046166
- **STANDARD INDUSTRIAL CLASSIFICATION:** RETAIL-RETAIL STORES, NEC [5990]
- **ORGANIZATION NAME:** 07 Trade & Services
- **EIN:** 332056054
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 1-U
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 24R-01037
- **FILM NUMBER:** 261101408

**BUSINESS ADDRESS:**
- **STREET 1:** 225 LIBERTY STREET
- **STREET 2:** 29TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281
- **BUSINESS PHONE:** 2035185172

**MAIL ADDRESS:**
- **STREET 1:** 225 LIBERTY STREET
- **STREET 2:** 29TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10281

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 1-U**

**CURRENT REPORT**

Pursuant to Regulation A of the Securities Act of 1933

**June 18, 2026**

Date of Report: (Date of earliest event reported)

**MASTERWORKS VAULT 13, LLC**

(Exact name of issuer as specified in its charter)

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| | |
|:---|:---|
| **Delaware** | **33-2056054** |
| State of other jurisdiction of | (I.R.S. Employer |
| incorporation or organization | Identification No.) |

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**1 World Trade Center, 57th Floor, New York, NY 10007**

(Full mailing address of principal executive offices)

**(203) 518-5172**

(Issuer's telephone number, including area code)

**www.masterworks.com**

(Issuer's website)

**Series 031 Class A Ordinary Shares; Series 062 Class A Ordinary Shares; Series 063 Class A Ordinary Shares; Series 064 Class A Ordinary Shares; Series 065 Class A Ordinary Shares; Series 066 Class A Ordinary Shares; Series 068 Class A Ordinary Shares; Series 069 Class A Ordinary Shares; Series 071 Class A Ordinary Shares; Series 072 Class A Ordinary Shares; Series 073 Class A Ordinary Shares; Series 074 Class A Ordinary Shares; Series 075 Class A Ordinary Shares; Series 076 Class A Ordinary Shares; Series 079 Class A Ordinary Shares; Series 080 Class A Ordinary Shares; Series 081 Class A Ordinary Shares; Series 082 Class A Ordinary Shares; Series 083 Class A Ordinary Shares; Series 084 Class A Ordinary Shares; Series 086 Class A Ordinary Shares; Series 087 Class A Ordinary Shares; Series 100 Class A Ordinary Shares**

(Securities issued pursuant to Regulation A)

**Item 1. Fundamental Changes**

Pursuant to the Consignment Agreement, the Consignee is appointed as the exclusive selling agent of the Artwork and may sell the Artwork to a third-party through August 31, 2026 (the "Consignment Period"), provided that Company receives a minimum net proceed amount in connection with the sale (the "Floor Price"). The Floor Price, along with any commission and or profit sharing arrangements, were determined based on arm's length negotiations among the parties.

The Consignment Agreement also contains representations, warranties, and covenants of the parties that are customary for transactions of this type. The Artwork will be in the custody of the Consignee during the Consignment Period, and title of the Artwork will continue to be held by the Company unless (i) the Consignee executes a definitive sale of the Artwork and (ii) the Company receives the full amount of its net proceeds from such sale.

Exclusive consignments for a limited duration are a common method of exposing works to a segment of the market, but very often they do not result in a sale transaction. Accordingly, the Company cannot guarantee or express any opinion on the likelihood that a sale of the Artwork will be completed. If the Artwork is sold by the Consignee during the Consignment Period, in accordance with the Company's Second Amended and Restated Operating Agreement, Series 075 will use the proceeds of the sale of the Artwork to pay or provide for payment of Series 075's liabilities, costs and expenses and will distribute the remaining proceeds of the liquidation of the assets to Series 075's shareholders of record, after which Series 075 will wind up operations and dissolve.

**Safe Harbor Statement**

This Current Report on Form 1-U contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended (the "Securities Act") and Section 21E of the Securities Exchange Act of 1934. You can identify these forward-looking statements by the use of words such as "outlook," "believes," "expects," "potential," "continues," "may," "will," "should," "could," "seeks," "projects," "predicts," "intends," "plans," "estimates," "anticipates" or the negative version of these words or other comparable words. Such forward-looking statements are subject to various risks and uncertainties, including those described under the section entitled "Risk Factors" in our most recent Offering Circular filed with the Securities and Exchange Commission ("SEC"), as such factors may be updated from time to time in our periodic filings and offering circular supplements filed with the SEC, which are accessible on the SEC's EDGAR website. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from those indicated in these statements. These factors should not be construed as exhaustive and should be read in conjunction with the other cautionary statements that are included in our filings with the SEC. We undertake no obligation to publicly update or review any forward-looking statement, whether as a result of new information, future developments or otherwise, except as required by law.

**Exhibit Index**

<u>Exhibit No.</u> <u>Description of Exhibit</u> <br>6.1 [Consignment Agreement\*](ex6-1.htm)

\*Certain confidential portions (indicated by brackets and asterisks) of this exhibit have been omitted from this exhibit

**SIGNATURES**

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | Masterworks Vault 13, LLC | Masterworks Vault 13, LLC |
|  | By: | */s/ Joshua B. Goldstein* |
|  | Name: | Joshua B. Goldstein |
|  | Title: | General Counsel |
| Date: June 18, 2026 |  |  |

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## Add

**Exhibit 6.1**

**<u>CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH "[\*\*\*]". SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II)WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED.</u>**

**Consignment Agreement**

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| | |
|:---|:---|
| CONSIGNEE: | [\*\*\*] |
| CONSIGNOR: | Masterworks Gallery, LLC<br> as agent for masterworks cayman SPC<br> acting on behalf of its gallery segregated portfolio<br> 1 World Trade Center<br> 57th Floor<br> New York, NY 10007<br> UNITED STATES |
| CONSIGNMENT PERIOD: | 14 May 2026 - 31 August 2026 |

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| | |
|:---|:---|
| <br> ![](ex6-1_001.jpg) | **Gerhard Richter (b. 1932)** |
| <br> ![](ex6-1_001.jpg) | xAxbxsxtxrxaxkxtxexsx xBxixlxdx x(x9x4x0x-x7x)x |
| <br> ![](ex6-1_001.jpg) | 2015 |
| <br> ![](ex6-1_001.jpg) | Oil on Canvas |
| <br> ![](ex6-1_001.jpg) | 139.7 x 159.8 cm / 55 x 62 7/8 inches 55 x 62.9 in.<br> Signed, numbered, and dated on the reverse *[\*\*\*]* |

---

 

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| | |
|:---|:---|
| LOCATION OF THE ARTWORK | Delaware, United States |
| (City, Country): |  |
| CUSTOMS STATUS OF ARTWORK: | Free and Clear |
| NET PRICE TO CONSIGNOR: | [\*\*\*] |

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Page 2 of 5

14 May 2026

Consignment Agreement

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| | |
|:---|:---|
| CONSIGNMENT: | Consignor hereby grants to [\*\*\*] and any of its affiliated companies (including but not limited to [\*\*\*] the exclusive right to offer and sell the Work. |
| OTHER CONSIGNEES: | The Work shall not be consigned to any third party by [\*\*\*] without the prior written approval of Consignor. |
| TRANSFER OF TITLE: | Only when [\*\*\*] receives the purchase price in full from the buyer, shall the Work be released to buyer and title to the Work pass from Consignor to buyer through [\*\*\*].<br>At such time Consignor specifically and irrevocably authorizes [\*\*\*] to provide such documentation as is reasonably required upon sale, including a bill of sale for the Work if applicable. |
| PAYMENT OF NET PRICE: | If the Work is sold during the Consignment Period in accordance with the Agreement, [\*\*\*] will pay the Net Price to Consignor within five (5) business days following the receipt of the purchase price from the buyer. [\*\*\*] shall not offer extended payment terms to any buyer exceeding 30 calendar days from the date of invoice without the prior written consent of Consignor. Consignor hereby authorizes [\*\*\*] to make a payment to Consignor pursuant to the signed payment instruction attached to this Agreement as Exhibit A or pursuant to the payment instructions [\*\*\*] receives from Consignor in a manner that is a customary form of communication between Consignor and [\*\*\*] and [\*\*\*] has no liability to Consignor for any loss, claim or damage Consignor sustains if [\*\*\*] relies on Consignor's payment instructions even if such payment instructions originated from the unauthorized or fraudulent activity of a third-party. [\*\*\*] reserves the right to withhold payments until Consignor has provided [\*\*\*] with all required anti-money-laundering documentation. For its services, [\*\*\*] shall be entitled to retain from the purchase price received from the buyer a commission equal to the amount in excess of the Net Price. In case of late or non-payment by the buyer, [\*\*\*] and Consignor will jointly agree on the appropriate course of action against the buyer but [\*\*\*] reserves the right to cancel the sale and return the Work to Consignor. [\*\*\*] shall not be liable for failure to sell or any default of buyer in paying the purchase price in full. |
| ANTI-MONEY LAUNDERING: | In order to assist [\*\*\*] in complying with its obligations in relation to any applicable anti-money laundering legislation including laws relating to politically exposed persons, terrorism and third party funding, Consignor agrees to provide such documentation that [\*\*\*] requires to satisfactorily identify Consignor in accordance with relevant anti money laundering legislation (the "AML Documents"). Consignor understands that any delay or failure to provide the AML Documents on request may result in any transactions relating to the Work being cancelled or proceeds or payments being delayed or withheld. |
| COSTS AND TAXES: | All costs pertaining to packaging, release, transport, insurance and delivery of the Work to [\*\*\*]'s address (and back to Consignor's address if the Work remains unsold at the end of the Consignment Period) must be borne by the Consignee.<br>Should Consignor be a French resident for tax purpose at the time of (i) conclusion of this Agreement and (ii) of receipt of the Net Price by Consignor, the following shall apply: Upon sale of the Work, [\*\*\*] will remit an amount equal to the Taxe Forfaitaire (as defined below) to the applicable authorities on Consignor's behalf and will deduct the Taxe Forfaitaire applicable at the then prevailing rate (currently the rate is 6.5%) together with any levy accessory to the Taxe Forfaitaire (the "Taxe Forfaitaire") from the Net Price owed to Consignor.<br>Should Consignor elect to apply the ordinary capital tax procedure, then [\*\*\*] will not deduct Taxe Forfaitaire for the sold Work if Consignor provides [\*\*\*] with any additional documents required by the French Tax Administration or the French Customs in connection thereto. |
| INSURANCE: | Upon receipt of the Work by [\*\*\*] until the Work is released to Consignor or Consignor's nominee (if the Work remains unsold) or to the buyer, [\*\*\*] shall arrange and pay for a standard all-risk fine art insurance for the Work on a wall-to-wall basis (subject to standard exclusions) against any loss or damage in an amount at least equal to the agreed Net Price to Consignor for the Work. [\*\*\*] shall name Consignor as an additional insured and loss payee under such insurance policy and shall provide Consignor with a Certificate of Insurance evidencing such coverage, prior to the Work being released to Consignee. |
| LIABILITY: | Beyond the above-listed insurance coverage, [\*\*\*] shall only be liable for damage to or loss of the Work if [\*\*\*] is responsible for the failure or reduction of the insurance benefit and only to the extent that the damage or loss is caused by [\*\*\*]'s willful misconduct or gross negligence. [\*\*\*] shall not be liable for any special, indirect, punitive, Incidental, exemplary or consequential damages or losses resulting or airing out of the Work or this Agreement.<br>[\*\*\*] shall not be liable for any delay or failure to perform hereunder due to any events of force majeure, including (but not limited to) natural disasters, government measures, official decisions, war, military conflicts or terrorist attacks or other events beyond [\*\*\*]'s reasonable control. |

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Page 3 of 5

14 May 2026

Consignment Agreement

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| | |
|:---|:---|
| INSPECTION: | Consignor agrees to provide a condition report for the Work prior to its shipment to [\*\*\*]. [\*\*\*] will inspect the Work upon its arrival and Consignor consents to having the Work photographed. If a condition report had not been provided prior to shipment, the Work shall be deemed to be in the condition it is received by [\*\*\*]. If the Work is not in a condition satisfactory upon its receipt, then [\*\*\*] shall have no obligations to offer the Work for sale.<br>If the Work remains unsold at the expiration of the Consignment Period, [\*\*\*] shall make arrangements to return the Work to Consignor within 20 business days of the expiration of the Consignment Period, unless the parties have agreed in writing prior to such expiration to extend the Consignment Period or to an alternative return arrangement.". Consignor shall inspect the Work (if returned unsold) within 14 days of its return to Consignor (or their nominee) and immediately notify [\*\*\*] of any defects in writing. In the absence of such notification within 14 days of return, the Work will be deemed free of defects and claims for damages which will be excluded to the fullest extent legally permitted. |

| INDEMNITY: | Consignor shall indemnify and hold [\*\*\*], its officers, directors, staff, agents and representatives harmless in respect of any and all demands, claims, actions, proceedings, awards, penalties, losses, damages or other liabilities and any associated costs (including, but not limited to, all professional legal fees and other expenses) incurred or suffered by [\*\*\*] that arise (directly or indirectly) out of Consignor's breach of any representation, warranty, or obligation contained herein. [\*\*\*] shall indemnify and hold Consignor, its officers, directors, staff, agents and representatives harmless in respect of any and all demands, claims, actions, proceedings, awards, penalties, losses, damages or other liabilities and any associated costs (including, but not limited to, all professional legal fees and other expenses) incurred or suffered by Consignor that arise (directly or indirectly) out of [\*\*\*]'s breach of any representation or warranty contained herein. |
| AMENDMENTS: | This Agreement represents the entire agreement between the parties in respect of the consignment and shall not be modified except by express written agreement between the parties. Other than the benefits or rights that are expressly conferred on the buyer hereunder, nothing in this Agreement gives rise to any third party rights and the parties may not modify this Agreement without any other party's consent. |
| ARTIST RESALE RIGHT: | To the extent that applicable law entitles the artist of the Work or the artist's estate to a royalty known as the Artist's Resale Right or Droit de Suite, [\*\*\*] may collect the relevant amount due from the buyer and pay this to the artist's collection agency on behalf of Consignor. |

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Page 4 of 5

14 May 2026

Consignment Agreement

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| | |
|:---|:---|
| MARKETING; REPRODUCTION: | Consignor consents to [\*\*\*] photographing and reproducing the Work relating to the sale of the Work, and hereby confirms its approval of all digital or print marketing materials featuring the Work. |
| CONFIDENTIALITY: | Consignor shall not disclose any information concerning this Agreement, to any third-party without [\*\*\*]'s written consent, except to Consignor's own legal, art insurance, or accounting advisors, or insofar as necessary to carry out the terms of this Agreement, or as may be required by law after notice to [\*\*\*] as soon as is practicable. For the sake of clarity, Consignor may describe the terms of this agreement and or file this agreement with the United States Securities Exchange Commission, but will to the extent legally permissible redact sensitive pricing information (including the Net Price to Consignor) and references to [\*\*\*] and such disclosures shall only be made to the extent required to comply with applicable securities laws. The terms of this paragraph shall survive the transfer of title of any Work and/or the termination of this Agreement. |
| LAW AND JURISDICTION: | This Agreement is governed by the laws of Switzerland. The parties submit to the exclusive jurisdiction of the courts of Zürich, Switzerland, in respect of any claim or dispute arising in relation to this Agreement of its subject matter. |
| MISCELLANEOUS: | This Agreement contains the entire understanding between the Parties and it may not be changed except by a writing signed by the Parties. This Agreement shall inure to the benefit of and shall bind the Parties, and any successors permitted assigns. This Agreement may be executed in counterparts and signatures sent by email transmission are each valid, binding and deemed an original for all purposes. If Consignor is acting as agent for a principal, the agent confirms it is authorized to bind principal to the terms of this Agreement, the representations and warranties, indemnification and any obligations set forth herein shall be deemed to be provided by the principal and also by Consignor with Consignor and principal being jointly and severally liable for the representations, warranties, indemnities and obligations included in this Agreement. |

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Please sign and return one copy of this form in agreement with the above terms.

This is version 2024.03 of this Agreement.

Page 5 of 5

14 May 2026

Consignment Agreement

Exhibit A

ACCOUNT HOLDER NAME: Masterworks Gallery as Agent

ACCOUNT NUMBER: [\*\*\*]

IBAN:

SWIFT CODE: [\*\*\*]

ABEA / ROUTING NUMBER: [\*\*\*]

BANK NAME AND ADDRESS: [\*\*\*]