# EDGAR Filing Document

**Accession Number:** 0000904532
**File Stem:** 0001193125-23-032683
**Filing Date:** 2023-2
**Character Count:** 10542
**Document Hash:** ec81833ad56f0c075dd49720f2006dc6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-032683.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001193125-23-032683

**CONFORMED SUBMISSION TYPE**: SC 13D/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**GROUP MEMBERS**: ALISON A. RANKIN

**GROUP MEMBERS**: BTR 2012 GST FOR ANNE F. RANKIN

**GROUP MEMBERS**: BTR 2012 GST FOR CHLOE R. SEELBACH

**GROUP MEMBERS**: BTR 2012 GST FOR CLAIBORNE R. RANKIN, JR.

**GROUP MEMBERS**: BTR 2012 GST FOR CLARA R. WILLIAMS

**GROUP MEMBERS**: BTR 2012 GST FOR ELISABETH M. RANKIN

**GROUP MEMBERS**: BTR 2012 GST FOR HELEN R. BUTLER

**GROUP MEMBERS**: BTR 2012 GST FOR JAMES T. RANKIN

**GROUP MEMBERS**: BTR 2012 GST FOR JULIA R. KUIPERS

**GROUP MEMBERS**: BTR 2012 GST FOR MATTHEW M. RANKIN

**GROUP MEMBERS**: BTR 2012 GST FOR THOMAS P. RANKIN

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR ANNE F. RANKIN

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR CHLOE R. SEELBACH

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR CLAIBORNE R. RANKIN, JR.

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR CLARA R. WILLIAMS

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR ELISABETH M. RANKIN

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR HELEN R. BUTLER

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR JAMES T. RANKIN

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR JULIA R. KUIPERS

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR MATTHEW M. RANKIN

**GROUP MEMBERS**: BTR 2020 GST TRUST FOR THOMAS P.K. RANKIN

**GROUP MEMBERS**: CHLOE O. RANKIN

**GROUP MEMBERS**: CLAIBORNE R. RANKIN

**GROUP MEMBERS**: CLARA T. RANKIN WILLIAMS

**GROUP MEMBERS**: CORBIN K. RANKIN

**GROUP MEMBERS**: CRW 2020 GST TRUST FOR HELEN C. WILLIAMS

**GROUP MEMBERS**: CRW 2020 GST TRUST FOR MARGO J.V. WILLIAMS

**GROUP MEMBERS**: HELEN R. BUTLER

**GROUP MEMBERS**: HRB 2020 GST TRUST FOR CLARA R. BUTLER

**GROUP MEMBERS**: HRB 2020 GST TRUST FOR GRIFFIN B. BUTLER

**GROUP MEMBERS**: ROGER F. RANKIN

**GROUP MEMBERS**: THOMAS T. RANKIN

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NACCO INDUSTRIES INC
- **CENTRAL INDEX KEY:** 0000789933
- **STANDARD INDUSTRIAL CLASSIFICATION:** BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
- **IRS NUMBER:** 341505819
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 005-38001
- **FILM NUMBER:** 23612490

**BUSINESS ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DR
- **STREET 2:** SUITE 220
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124-4069
- **BUSINESS PHONE:** 4402295123

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DR
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RANKIN ALFRED M ET AL
- **CENTRAL INDEX KEY:** 0000904532

**FILING VALUES:**
- **FORM TYPE:** SC 13D/A

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DR
- **CITY:** MAYFIELD HEIGHTS
- **STATE:** OH
- **ZIP:** 44124

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**Schedule 13D/A** 

**Under the Securities Exchange Act of 1934** 

**(Amendment No. 16)** 

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## NACCO Industries, Inc.
**(Name of Issuer)** 

**Class B Common Stock, par value $1.00 per share** 

**(Title of Class of Securities)** 

**629579202** 

**(CUSIP Number)** 

**Alfred M. Rankin, Jr.** 

**5875 Landerbrook Drive** 

**Cleveland, Ohio 44124-4017** 

**(440) 449-9600** 

**(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)** 

**February 2023** 

**(Date of Event Which Requires Filing of This Statement)** 

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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("***Act***") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 629579202 Schedule 13D/A Page 2 of 4

**Part II to Schedule 13D** 

This Amendment No. 16 to Schedule 13D (this *"****Amendment No. 16****")* is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class B Common Stock (the *"****Class B Common")*** of NACCO Industries, Inc. (the *"****Issuer***") held by Rankin Associates I, L.P., a Delaware limited partnership (the ***"Partnership")****,* that appeared in the Amended and Restated Schedule 13D filed by the Reporting Persons on March 27, 2002 (the *"****Initial Filing")****,* as amended on October 24, 2002 (the ***"Amendment No. 1****"),* as further amended on February 17, 2004 (the *"****Amendment No. 2****"),* as further amended on February 15, 2005 (the ***"Amendment No. 3***"), as further amended on February 14, 2006 (the *"****Amendment No. 4****"),* as further amended on February 13, 2008 (the ***"Amendment No. 5****"),* as further amended on February 16, 2010 (the *"****Amendment No. 6")****,* as further amended on February 14, 2011 (the ***"Amendment No. 7****"),* as further amended on February 14, 2012 (the *"****Amendment No. 8****"),* as further amended on February 14, 2013 (the ***"Amendment No. 9****"),* as further amended on February 14, 2014 (the ***"Amendment No. 10****"),* as further amended on February 13, 2015 (the ***"Amendment No. 11")****,* as further amended on February 14, 2017 (the "***Amendment No. 12***"), as further amended on February 13, 2018 (the "***Amendment No. 13***"), as further amended on February 12, 2021 (the "***Amendment No. 14***") and as further amended on February 11, 2022 (the "***Amendment No. 15***" and, collectively, the ***"Filings****").* This Amendment No. 16 reflects the beneficial ownership of shares of Class B Common by the Reporting Persons. Capitalized items used herein but not defined herein have the meanings assigned to them in the Initial Filing.

**Item 6.** **Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.** <br>

The information provided with respect to the Stockholders' Agreement is hereby amended by inserting at the end thereof the following:

Effective February 10, 2023, each of the Issuer and the Participating Stockholders executed and delivered an Amendment to the Stockholders' Agreement amending the Amended and Restated Stockholders' Agreement to add additional Participating Stockholders under the Stockholders' Agreement. A copy of the Fourth Amendment to the Amended and Restated Stockholders' Agreement is attached hereto as Exhibit 30 and is incorporated herein in its entirety.

**Item 7.** **Material to be Filed as Exhibits.** <br>

Item 7 of the Initial Filing is hereby amended by adding the following:

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| | |
|:---|:---|
| Exhibit 30 | [Fourth Amendment to Amended and Restated Stockholders' Agreement, dated as of February 10, 2023, by and between the Depository, the Issuer, the new Participating Stockholders and the Participating Stockholders (incorporated by reference to Exhibit 67 filed with Amendment No. 29 to the Statement on Schedule 13D, filed by the Reporting Persons named therein on February 10, 2023, Commission File Number 005-38001).](http://www.sec.gov/Archives/edgar/data/789933/000119312523031914/d379983dex9967.htm) |

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**[Signatures begin on the next page.]** 

**[The remainder of this page was intentionally left blank.]** 

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CUSIP No. 629579202 Schedule 13D/A Page 3 of 4

**SIGNATURES** 

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

Date: February 10, 2023

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| | |
|:---|:---|
| Name: Rankin Associates I, L.P. | Name: Rankin Associates I, L.P. |

| By: | /s/ Alfred M. Rankin, Jr. |
| Alfred M. Rankin, Jr., as Trustee | Alfred M. Rankin, Jr., as Trustee |
| REPORTING PERSONS | REPORTING PERSONS |
| By: | /s/ Alfred M. Rankin, Jr. |
| Alfred M. Rankin, Jr., on behalf of himself and as: | Alfred M. Rankin, Jr., on behalf of himself and as: |

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CUSIP No. 629579202 Schedule 13D/A Page 4 of 4

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| |
|:---|
| Attorney-in-Fact for Thomas T. Rankin\* |
| Attorney-in-Fact for Claiborne R. Rankin\* |
| Attorney-in-Fact for Roger F. Rankin\* |
| Attorney-in-Fact for Helen R. Butler\* |
| Attorney-in-Fact for Clara T. Rankin Williams\* |
| Attorney-in-Fact for Chloe O. Rankin\* |
| Attorney-in-Fact for Corbin K. Rankin\* |
| Attorney-in-Fact for Alison A. Rankin\* |
| Attorney-in-Fact for BTR 2012 GST for Chloe R. Seelbach\* |
| Attorney-in-Fact for BTR 2012 GST for Thomas P. Rankin \* |
| Attorney-in-Fact for BTR 2012 GST for Helen R. Butler \* |
| Attorney-in-Fact for BTR 2012 GST for Elisabeth M. Rankin\* |
| Attorney-in-Fact for BTR 2012 GST for Julia R. Kuipers\* |
| Attorney-in-Fact for BTR 2012 GST for Clara R. Williams\* |
| Attorney-in-Fact for BTR 2012 GST for Matthew M. Rankin\* |
| Attorney-in-Fact for BTR 2012 GST for Claiborne R. Rankin, Jr.\* |
| Attorney-in-Fact for BTR 2012 GST for James T. Rankin\* |
| Attorney-in-Fact for BTR 2012 GST for Anne F. Rankin\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Helen R. Butler\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Clara R. Williams\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Matthew M. Rankin\* |
| Attorney-in-Fact for BTR 2020 GST Trust for James T. Rankin\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Thomas P.K. Rankin\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Chloe R. Seelbach\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Claiborne R. Rankin, Jr.\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Julia R. Kuipers\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Anne F. Rankin\* |
| Attorney-in-Fact for BTR 2020 GST Trust for Elisabeth M. Rankin\* |
| Attorney-in-Fact for CRW 2020 GST Trust for Margo J.V. Williams\* |
| Attorney-in-Fact for CRW 2020 GST Trust for Helen C. Williams\* |
| Attorney-in-Fact for HRB 2020 GST Trust for Clara R. Butler\* |
| Attorney-in-Fact for HRB 2020 GST Trust for Griffin B. Butler\* |

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\* The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included in Exhibit 26 of the Filings.