# EDGAR Filing Document

**Accession Number:** 0000316709
**File Stem:** 0001193125-23-086669
**Filing Date:** 2023-3
**Character Count:** 9173
**Document Hash:** 7ba09b69e86c866c1c8dbe1007bbe509
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-086669.hdr.sgml**: 20230331

**ACCESSION NUMBER**: 0001193125-23-086669

**CONFORMED SUBMISSION TYPE**: DEFA14A

**PUBLIC DOCUMENT COUNT**: 11

**FILED AS OF DATE**: 20230331

**DATE AS OF CHANGE**: 20230331

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SCHWAB CHARLES CORP
- **CENTRAL INDEX KEY:** 0000316709
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **IRS NUMBER:** 943025021
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** DEFA14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-09700
- **FILM NUMBER:** 23783119

**BUSINESS ADDRESS:**
- **STREET 1:** 3000 SCHWAB WAY
- **CITY:** WESTLAKE
- **STATE:** TX
- **ZIP:** 76262
- **BUSINESS PHONE:** 817-859-5000

**MAIL ADDRESS:**
- **STREET 1:** 3000 SCHWAB WAY
- **CITY:** WESTLAKE
- **STATE:** TX
- **ZIP:** 76262

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**SCHEDULE 14A** 

**Proxy Statement Pursuant to Section 14(a) of the** 

**Securities Exchange Act of 1934** 

**(Amendment No.)** 

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Filed by the Registrant ☒

Filed by a Party other than the Registrant ☐

Check the appropriate box:

☐ Preliminary Proxy Statement

☐ **Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))** 

☐ Definitive Proxy Statement

☒ Definitive Additional Materials

☐ Soliciting Material under §240.14a-12

**The Charles Schwab Corporation** 

**(Name of Registrant as Specified In Its Charter)** 

**(Name of Person(s) Filing Proxy Statement, if other than the Registrant)** 

Payment of Filing Fee (Check all boxes that apply):

☒ No fee required

☐ Fee paid previously with preliminary materials

☐ Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

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| | | |
|:---|:---|:---|
| ![LOGO](g486960page2_a.jpg) | Shareowner Services |  |
| ![LOGO](g486960page2_a.jpg) | P.O. Box 64945 |  |
| ![LOGO](g486960page2_a.jpg) | St. Paul, MN 55164-0945 | |
| ![LOGO](g486960page2_a.jpg) |  | <br> **CHARLES SCHWAB CORPORATION**<br>**ANNUAL MEETING OF STOCKHOLDERS**<br>**Thursday, May 18, 2023**<br> **11:00 a.m. (Central Time)**<br> **<u>www.schwabevents.com/corporation</u>** |

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**Important Notice Regarding the Availability of Proxy Materials for the** 

**Stockholder Meeting to be Held on May 18, 2023.** 

**Notice is hereby given that the Annual Meeting of Stockholders of Charles Schwab Corporation will be held virtually on Thursday, May 18, 2023 at 11:00 a.m. (Central Time).** 

**The Annual Meeting of Stockholders will be hosted as a virtual event via the Internet. To attend the meeting via the Internet, visit<sub> ![LOGO](g486960snap2a.jpg) </sub>.** 

**This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. We encourage you to access and review all of the important information contained in the proxy materials before voting.** 

**The proxy statement and annual report to security holders are available in the "Investor Relations" section of our website at <sub> ![LOGO](g486960dsp2b.jpg) </sub>.** 

**If you want to receive a paper copy or an email with links to the electronic materials, you must request one. There is no charge to you for requesting a copy. Please make your request for a copy as instructed on the reverse side of this notice on or before May 4, 2023 to facilitate timely delivery.** 

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**Matters intended to be acted upon at the meeting are listed below.** 

**The Board of Directors Recommends a Vote "FOR" Proposals 1(a) through 1(e), 2,** 

**and 3, "ONE YEAR" for Proposal 4, and "AGAINST" Proposals 5 and 6.** 

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| | | | | | |
|:---|:---|:---|:---|:---|:---|
| 1. | Election of Directors – | 1(a) | Marianne C. Brown | 1(d) | Todd M. Ricketts |
|  |  | 1(b) | Frank C. Herringer | 1(e) | Carolyn Schwab-Pomerantz |
|  |  | 1(c) | Gerri K. Martin-Flickinger |  |  |
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Ratification of the selection of Deloitte & Touche LLP as independent auditors |
| 3. | Advisory vote to approve named executive officer compensation | Advisory vote to approve named executive officer compensation | Advisory vote to approve named executive officer compensation | Advisory vote to approve named executive officer compensation | Advisory vote to approve named executive officer compensation |
| 4. | Frequency of advisory vote on named executive officer compensation | Frequency of advisory vote on named executive officer compensation | Frequency of advisory vote on named executive officer compensation | Frequency of advisory vote on named executive officer compensation | Frequency of advisory vote on named executive officer compensation |
| 5. | Stockholder Proposal requesting pay equity disclosure | Stockholder Proposal requesting pay equity disclosure | Stockholder Proposal requesting pay equity disclosure | Stockholder Proposal requesting pay equity disclosure | Stockholder Proposal requesting pay equity disclosure |
| 6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Stockholder Proposal requesting company report on discrimination risk oversight and impact |

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**THIS IS NOT A FORM FOR VOTING** 

**You may immediately vote your proxy on the Internet at:**![LOGO](g486960dsp2c.jpg)

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| | |
|:---|:---|
| ● Use the Internet to vote your proxy 24 hours a day, 7 days a week, until 11:59 p.m. (CT) on May 17, 2023. | ![LOGO](g486960page2_b.jpg) |
| ● Please have this Notice available. Follow the instructions to vote your proxy. Scan code to the right for mobile voting. | ![LOGO](g486960page2_b.jpg) |
| **Your Internet vote authorizes the Named Proxies to vote your shares in the same manner as if you marked, signed and returned your proxy card.** | ![LOGO](g486960page2_b.jpg) |

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**To request paper copies of the proxy materials, which include the proxy card,** 

**proxy statement and annual report, please contact us via:** 

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| | |
|:---|:---|
| ![LOGO](g486960page3_a.jpg) | **Internet/Mobile** – Access the Internet and go to <sub> ![LOGO](g486960dsp3.jpg) </sub> Follow the instructions to log in, and order copies.  |

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| | |
|:---|:---|
| ![LOGO](g486960page3_b.jpg) | **Telephone** – Call us free of charge at 866-870-3684 in the U.S. or Canada, using a touch-tone phone, and follow the instructions to log in and order copies.  |

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| | |
|:---|:---|
| ![LOGO](g486960page3_c.jpg) | **Email** – Send us an email at <sub> ![LOGO](g486960dsp3a.jpg) </sub> with "SCHW Materials Request" in the subject line. The email must include:  |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● The 11-digit control # located in the box in the upper right hand corner on the
front of this notice.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● Your preference to receive printed materials via mail **- *or* -** to receive an email with links to
the electronic materials.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● If you choose email delivery you must include the email address.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;● If you would like this election to apply to delivery of material for all future meetings, write the word
"Permanent" and include the last 4 digits of your Tax ID number in the email.

**Important Information about the Notice of Proxy Materials** 

This Notice Regarding the Online Availability of Proxy Materials (Notice) is provided to stockholders in place of the printed materials for the upcoming Stockholder Meeting.

**Information about the Notice:** 

In 2007, the Securities and Exchange Commission adopted a voluntary rule permitting Internet-based delivery of proxy materials. Companies can now send Notices, rather than printed proxy materials to stockholders. This may help lower mailing, printing and storage costs for the company, while minimizing environmental impact. This Notice contains specific information regarding the meeting, proposals and the Internet site where the proxy materials may be found.

**To view the proxy materials online:** 

Please refer to the instructions in this Notice on how to access and view the proxy materials online, including the proxy card, annual report and proxy statement.

**To receive paper copies of the proxy materials:** 

Please refer to the instructions in this Notice on how to request hard copies of proxy materials via phone, email or Internet.