# EDGAR Filing Document

**Accession Number:** 0000891944
**File Stem:** 0000897069-25-001363
**Filing Date:** 2025-8
**Character Count:** 5101
**Document Hash:** 467e7639249a57096556643f9ec6ce12
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000897069-25-001363.hdr.sgml**: 20250820

**ACCESSION NUMBER**: 0000897069-25-001363

**CONFORMED SUBMISSION TYPE**: 425

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250820

**DATE AS OF CHANGE**: 20250820

**SUBJECT COMPANY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471

**ORGANIZATION NAME:**
- **EIN:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** 425
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 251237267

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830
**FILED BY**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HENNESSY FUNDS TRUST
- **CENTRAL INDEX KEY:** 0000891944
- **STANDARD INDUSTRIAL CLASSIFICATION:** UNKNOWN SIC - 0000 [0000]

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 425

**BUSINESS ADDRESS:**
- **STREET 1:** 7250  REDWOOD BOULEVARD
- **STREET 2:** SUITE 200
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94945
- **BUSINESS PHONE:** 8009664354

**MAIL ADDRESS:**
- **STREET 1:** C/O US BANCORP FUND SERVICES, LLC
- **STREET 2:** 615 E MICHIGAN ST MK-WI-LC-2
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HENLOPEN FUND
- **DATE OF NAME CHANGE:** 19921217
**CENTRAL INDEX KEY**: 0000891944

**CENTRAL INDEX KEY**: 0001683471

**CENTRAL INDEX KEY**: 0000891944

**CENTRAL INDEX KEY**: 0001683471

## Series and Classes Contracts Data

### Hennessy Tactical Growth and Income ETF (Series ID: S000094303)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000262787 | Hennessy Tactical Growth and Income ETF |  |

### STF Tactical Growth & Income ETF (Series ID: S000076366)

| Class ID   | Class Name                       | Ticker Symbol   |
|:---|:---|:---|
| C000236165 | STF Tactical Growth & Income ETF | TUGN            |

### Hennessy Tactical Growth ETF (Series ID: S000094304)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000262788 | Hennessy Tactical Growth ETF |  |

### STF Tactical Growth ETF (Series ID: S000076367)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000236166 | STF Tactical Growth ETF | TUG             |

Filed by Hennessy Funds Trust (811-07168)

pursuant to Rule 425 under the Securities Act of 1933, as amended,

and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended

Subject Company: Listed Funds Trust (811-23226)

#### LISTED FUNDS TRUST

#### 615 East Michigan Street

#### Milwaukee, Wisconsin 53202

#### 866-590-9112

#### www.stfm.com

August 20, 2025

------

**Supplement to the Proxy Statement/Prospectus dated June 24, 2025**<br>

A special meeting of shareholders of the STF Tactical Growth & Income ETF ("<u>STF Growth & Income ETF</u>") and the STF Tactical Growth ETF ("<u>STF Growth ETF</u>"), each a series of Listed Funds Trust ("<u>LiFT</u>"), a Delaware statutory trust registered under the Investment Company Act of 1940, as amended, was held on August 20, 2025, at 10:00 a.m. local time, at the offices of LiFT at 615 East Michigan Street, Milwaukee, Wisconsin 53202. At the meeting, the special meeting of the shareholders of the STF Growth & Income ETF and the STF Growth ETF was adjourned until September 12, 2025, to solicit additional votes.

The adjourned special meeting for the STF Growth & Income ETF and the STF Growth ETF will reconvene on September 12, 2025, at 10:00 a.m. local time, at the offices of LiFT at 615 East Michigan Street, Milwaukee, Wisconsin 53202. The record date for the special meeting, June 5, 2025, remains unchanged.

More information regarding the proposed reorganizations of the STF Growth & Income ETF and the STF Growth ETF is available in the Proxy Statement/Prospectus dated June 4, 2025, which information is incorporated herein by reference. Documents that relate to the STF Growth & Income ETF and the STF Growth ETF are available, without charge, by writing to LiFT c/o U.S. Bank Global Fund Services, 615 East Michigan Street, Milwaukee, Wisconsin 53202, by calling 866-590-9112, or over the Internet at www.stfm.com. Documents that relate to the Hennessy Tactical Growth and Income ETF and the Hennessy Tactical Growth ETF are available, without charge, by writing to Hennessy Funds Trust at 7250 Redwood Blvd., Suite 200, Novato, California 94945, by calling 1-800-966-4353 or 1-415-899-1555 or over the Internet at hennessyetfs.com.

\*\*\*\*\*\*

Proxy Statement/Prospectus Supplement Dated August 20, 2025

Please Read Carefully and Keep for Future Reference