# EDGAR Filing Document

**Accession Number:** 0000200565
**File Stem:** 0000200565-26-000003
**Filing Date:** 2026-3
**Character Count:** 2781
**Document Hash:** b949d1bac5f6448b238edccdbaf796fc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000200565-26-000003.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0000200565-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UBS FINANCIAL SERVICES INC.
- **CENTRAL INDEX KEY:** 0000200565

**ORGANIZATION NAME:**
- **EIN:** 132638166
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-16257
- **FILM NUMBER:** 26706929

**BUSINESS ADDRESS:**
- **STREET 1:** 1200 HARBOR BOULEVARD
- **CITY:** WEEHAWKEN
- **STATE:** NJ
- **ZIP:** 07086
- **BUSINESS PHONE:** 201-352-9710

**MAIL ADDRESS:**
- **STREET 1:** 315 DEADERICK STREET
- **STREET 2:** 3RD FL, COMPLIANCE DEPARTMENT
- **CITY:** NASHVILLE
- **STATE:** TN
- **ZIP:** 37238

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS PAINEWEBBER INC.
- **DATE OF NAME CHANGE:** 20020517

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UBS PAINEWEBBER INC                                     /BD
- **DATE OF NAME CHANGE:** 20020517

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PAINEWEBBER INC                                         /BD
- **DATE OF NAME CHANGE:** 20010223

### Attached PDF Documents

**Attachment 1:** `SOFC1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000200565

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UBS FINANCIAL SERVICES INC.

**Business Address:** 1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, 07086

**Contact Person:** Kathleen Horan

**Contact Phone:** 201-352-8620

### Independent Public Accountant Identification

**Accountant Name:** Ernst & Young LP

**Accountant Address:** One Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Ralph Mattone**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UBS FINANCIAL SERVICES INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Ralph Mattone

**Title:** Chief Financial Officer

**Notarized:** Yes