# EDGAR Filing Document

**Accession Number:** 0000719739
**File Stem:** 0000950123-23-002108
**Filing Date:** 2023-2
**Character Count:** 6901
**Document Hash:** 966b546e763ae11fb74be4c9d4524163
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950123-23-002108.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0000950123-23-002108

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SVB FINANCIAL GROUP
- **CENTRAL INDEX KEY:** 0000719739
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 911962278
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22964
- **FILM NUMBER:** 23622050

**BUSINESS ADDRESS:**
- **STREET 1:** 3003 TASMAN DR
- **CITY:** SANTA CLARA
- **STATE:** CA
- **ZIP:** 95054
- **BUSINESS PHONE:** 4086547400

**MAIL ADDRESS:**
- **STREET 1:** 3003 TASMAN DRIVE
- **CITY:** SANTA CLARA
- **STATE:** CA
- **ZIP:** 95054

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SILICON VALLEY BANCSHARES
- **DATE OF NAME CHANGE:** 19920703

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** SVB FINANCIAL GROUP<br>**Address:** 3003 TASMAN DRIVE<br>SANTA CLARA, CA 95054

**Form 13F File Number:** 028-22964

**SEC File Number (if applicable):** 001-39154

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Karen Hon<br>**Title:** Chief Accounting Officer<br>**Phone:** (408) 654-7400

**Signature, Place, and Date of Signing:**

/s/ Karen Hon  Santa Clara, CA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[ ] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[x] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 30

**Form 13F Information Table Value Total:** $36585971

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

|   No. | Name           | Form 13F File Number   | CRD Number   | SEC File Number   |
|---:|:---|:---|:---|:---|
|     1 | SVB Wealth LLC | 28-16447               |  |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| JFROG LTD | ORD SHS | M6191J100 |  | 1603974 | 75198 | SH |  | SOLE |  | 75198 | 0 | 0 |
| GREENLIGHT BIOSCIENCES HLDS P | COM | 39536G105 |  | 20001 | 16950 | SH |  | SOLE |  | 16950 | 0 | 0 |
| MONEYLION INC | CL A | 60938K106 |  | 46235 | 74573 | SH |  | SOLE |  | 74573 | 0 | 0 |
| NOGIN INC | COM | 65528N105 |  | 326793 | 424406 | SH |  | SOLE |  | 424406 | 0 | 0 |
| OWLET INC | COM CL A | 69120X107 |  | 492823 | 881458 | SH |  | SOLE |  | 881458 | 0 | 0 |
| WAG GROUP CO | COM | 93042P109 |  | 130167 | 42262 | SH |  | SOLE |  | 42262 | 0 | 0 |
| TEMPO AUTOMATION HOLDINGS IN | COM | 88024M108 |  | 16282 | 20813 | SH |  | SOLE |  | 20813 | 0 | 0 |
| SELINA HOSPITALITY PLC | ORD SHS | G8059B101 |  | 136088 | 50217 | SH |  | DFND |  | 50217 | 0 | 0 |
| OKTA INC | CL A | 679295105 |  | 7653780 | 112012 | SH |  | SOLE |  | 112012 | 0 | 0 |
| ROOT INC | CL A | 77664L207 |  | 3515724 | 783012 | SH |  | SOLE |  | 783012 | 0 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 14402774 | 406973 | SH |  | SOLE |  | 406973 | 0 | 0 |
| AXSOME THERAPEUTICS INC | COM | 05464T104 |  | 2610773 | 33849 | SH |  | SOLE |  | 33849 | 0 | 0 |
| PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 |  | 83837 | 10249 | SH |  | SOLE |  | 10249 | 0 | 0 |
| PLANET LABS PBC | COM CL A | 72703X106 |  | 748622 | 172097 | SH |  | SOLE |  | 172097 | 0 | 0 |
| ROVER GROUP INC | COM CL A | 77936F103 |  | 387310 | 105534 | SH |  | SOLE |  | 105534 | 0 | 0 |
| SKILLZ INC | COM | 83067L109 |  | 138749 | 273936 | SH |  | SOLE |  | 273936 | 0 | 0 |
| GROVE COLLAB HOLD INC | COM CL A | 39957D102 |  | 11699 | 29320 | SH |  | SOLE |  | 29320 | 0 | 0 |
| ALLOVIR INC | COM | 019818103 |  | 220687 | 43019 | SH |  | DFND |  | 43019 | 0 | 0 |
| CAREMAX INC | COM CL A | 14171W103 |  | 1095000 | 300000 | SH |  | DFND |  | 300000 | 0 | 0 |
| CARIBOU BIOSCIENCES INC | COM | 142038108 |  | 295480 | 47051 | SH |  | DFND |  | 47051 | 0 | 0 |
| CULLINAN ONCOLOGY INC | COM | 230031106 |  | 285188 | 27032 | SH |  | DFND |  | 27032 | 0 | 0 |
| DICE THERAPEUTICS INC | COM | 23345J104 |  | 1321570 | 42358 | SH |  | DFND |  | 42358 | 0 | 0 |
| ELEDON PHARMACEUTICALS INC | COM | 28617K101 |  | 93054 | 40613 | SH |  | DFND |  | 40613 | 0 | 0 |
| FULCRUM THERAPEUTICS INC | COM | 359616109 |  | 22422 | 22422 | SH |  | DFND |  | 22422 | 0 | 0 |
| GENERATION BIO CO | COM | 37148K100 |  | 207976 | 52920 | SH |  | DFND |  | 52920 | 0 | 0 |
| KEROS THERAPEUTICS INC | COM | 492327101 |  | 223437 | 4653 | SH |  | DFND |  | 4653 | 0 | 0 |
| KINNATE BIOPHARMA INC | COM | 49705R105 |  | 142630 | 23382 | SH |  | DFND |  | 23382 | 0 | 0 |
| MOONLAKE IMMUNOTHERAPEUTICS | CLASS A ORD | 61559X104 |  | 169816 | 16173 | SH |  | DFND |  | 16173 | 0 | 0 |
| PARDES BIOSCIENCES INC | COM | 69945Q105 |  | 131880 | 77880 | SH |  | DFND |  | 77880 | 0 | 0 |
| VENUS CONCEPT INC | COM | 92332W105 |  | 51200 | 160000 | SH |  | DFND |  | 160000 | 0 | 0 |

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