# EDGAR Filing Document

**Accession Number:** 0001616095
**File Stem:** 9999999997-23-000996
**Filing Date:** 2023-2
**Character Count:** 1457
**Document Hash:** 2b3ec824012e00d4ac5caa4055119dcd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-000996.hdr.sgml**: 20230316

**ACCESSION NUMBER**: 9999999997-23-000996

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230316

**EFFECTIVENESS DATE**: 20230228

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COMPASS DISTRIBUTORS, LLC
- **CENTRAL INDEX KEY:** 0001616095
- **IRS NUMBER:** 371762068
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69518
- **FILM NUMBER:** 23000112

**BUSINESS ADDRESS:**
- **STREET 1:** THREE CANAL PLAZA 3RD FLOOR
- **CITY:** PORTLAND
- **STATE:** ME
- **ZIP:** 04101
- **BUSINESS PHONE:** 484-320-6239

**MAIL ADDRESS:**
- **STREET 1:** THREE CANAL PLAZA SUITE 100
- **CITY:** PORTLAND
- **STATE:** ME
- **ZIP:** 04101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORESIDE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20180205

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COMPASS DISTRIBUTORS, LLC
- **DATE OF NAME CHANGE:** 20180129

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FORESIDE SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20140806

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23000112 for access to the original document.

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