# EDGAR Filing Document

**Accession Number:** 0001571949
**File Stem:** 0001104659-26-063863
**Filing Date:** 2026-5
**Character Count:** 7286
**Document Hash:** 5cf9b8a734477ff93c8c246b0a18ca38
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-063863.hdr.sgml**: 20260519

**ACCESSION NUMBER**: 0001104659-26-063863

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 11

**CONFORMED PERIOD OF REPORT**: 20260515

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260519

**DATE AS OF CHANGE**: 20260519

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Intercontinental Exchange, Inc.
- **CENTRAL INDEX KEY:** 0001571949
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36198
- **FILM NUMBER:** 26999362

**BUSINESS ADDRESS:**
- **STREET 1:** 5660 NEW NORTHSIDE DRIVE,
- **STREET 2:** THIRD FLOOR
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30328
- **BUSINESS PHONE:** 770-857-4700

**MAIL ADDRESS:**
- **STREET 1:** 5660 NEW NORTHSIDE DRIVE,
- **STREET 2:** THIRD FLOOR
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30328

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IntercontinentalExchange Group, Inc.
- **DATE OF NAME CHANGE:** 20130313

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Intercontinental Exchange Group, Inc.
- **DATE OF NAME CHANGE:** 20130312

?xml version='1.0' encoding='ASCII'?

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE**

**SECURITIES EXCHANGE ACT OF 1934**

Date of Report (Date of earliest event reported): May 19, 2026 (May 15, 2026)

**Intercontinental Exchange, Inc.**

(Exact Name of Registrant as Specified in Charter)

Delaware <u>001-36198</u> <u>46-2286804</u> <br> <u>(State or other jurisdiction of incorporation)</u> <u>(Commission File No.)</u> <u>(I.R.S. Employer Identification Number)</u>

5660 New Northside Drive, Third Floor, Atlanta, Georgia 30328

(Address of Principal Executive Offices) (Zip Code)

Registrant's telephone number, including area code: (770) 857-4700

Securities registered pursuant to Section 12(b) of the Act:

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| | |
|:---|:---|
| Title of Each Class | Name of Each Exchange on Which <br> Registered |
| Common Stock, $0.01 par value per share ICE | New York Stock Exchange |
|  | NYSE Texas, Inc. |

---

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

**Item 5.07. Submission of Matters to a Vote of Security Holders.**

(a) The Annual Meeting of Stockholders of the Company was held on May 15, 2026. At the close of business on March 19, 2026, which was the record date for the determination of stockholders entitled to vote at the Annual Meeting, there were 566,430,761 outstanding shares of common stock eligible to vote at the Annual Meeting, constituting all of the outstanding voting securities of the Company.

(b) The results of the matters submitted to a stockholder vote at the Annual Meeting are as follows:

1. <u>Election of Directors</u>: Our stockholders elected the following eleven directors to each serve a one-year term expiring on the date of the 2027 Annual Meeting of Stockholders or until his or her earlier resignation or successor has been duly elected and qualified:

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| | | | | |
|:---|:---|:---|:---|:---|
|  | **For** | **Against** | **Abstain** | **Broker<br> Non-Votes** |
| Sharon Y. Bowen | 481468524 | 656867 | 668138 | 29338574 |
| Shantella E. Cooper | 463852695 | 18270336 | 670498 | 29338574 |
| Duriya M. Farooqui | 480235507 | 1883107 | 674915 | 29338574 |
| Lord Hague of Richmond | 471516979 | 10593747 | 682803 | 29338574 |
| Lord Hill of Oareford | 480897586 | 1210538 | 685405 | 29338574 |
| Mark F. Mulhern | 473462218 | 8661534 | 669777 | 29338574 |
| Thomas E. Noonan | 468093872 | 14021263 | 678394 | 29338574 |
| Daniel E. Pinto | 481716256 | 398212 | 679061 | 29338574 |
| Caroline L. Silver | 461623740 | 20499037 | 670752 | 29338574 |
| Jeffrey C. Sprecher | 461206644 | 20936031 | 650854 | 29338574 |
| Martha A. Tirinnanzi | 475845680 | 6276572 | 671277 | 29338574 |

---

2. <u>Advisory Resolution on Executive Compensation</u>: Our stockholders approved the proposal on executive compensation. As previously disclosed, our Board has determined to hold advisory votes on executive compensation annually.

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| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 444677152 | 35549565 | 2566812 | 29338574 |

---

3. <u>Approval of the Adoption of Amendments to the Company's Current Certificate of Incorporation to Supplement Voting and Ownership Limitations for Regulatory Compliance</u>: Our stockholders approved the adoption of amendments to the Company's current Certificate of Incorporation to supplement voting and ownership limitations for regulatory compliance.

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 481938842 | 167195 | 687,492  | 29338574 |

---

4. <u>Ratification of Appointment of Independent Registered Public Accounting Firm</u>: Our stockholders ratified the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026.

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| | | |
|:---|:---|:---|
| **For** | **Against** | **Abstain** |
| 478979319 | 31109563 | 2043221 |

---

5. <u>Advisory Vote on Stockholder Proposal Regarding Independent Board Chairman</u>: Our stockholders did not approve the stockholder proposal regarding independent board chairman.

---

| | | | |
|:---|:---|:---|:---|
| **For** | **Against** | **Abstain** | **Broker Non-Votes** |
| 114294843 | 365598810 | 2,899,876  | 29338574 |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | INTERCONTINENTAL EXCHANGE, INC. | INTERCONTINENTAL EXCHANGE, INC. |
| Date: May 19, 2026 | By: | /s/ Andrew J. Surdykowski |
|  |  | Andrew J. Surdykowski |
|  |  | General Counsel |

---