# EDGAR Filing Document

**Accession Number:** 0000822653
**File Stem:** 0000822653-25-000005
**Filing Date:** 2025-7
**Character Count:** 2704
**Document Hash:** 73218bac5b2830c079875ea95cd5ed55
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000822653-25-000005.hdr.sgml**: 20250717

**ACCESSION NUMBER**: 0000822653-25-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250331

**FILED AS OF DATE**: 20250717

**DATE AS OF CHANGE**: 20250717

**EFFECTIVENESS DATE**: 20250717

**PERIOD START**: 20240401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OAKWOOD CAPITAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0000822653

**ORGANIZATION NAME:**
- **EIN:** 411589846
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-38631
- **FILM NUMBER:** 251132001

**BUSINESS ADDRESS:**
- **STREET 1:** 600 HIGHWAY 169 SOUTH
- **STREET 2:** SUITE 1410
- **CITY:** ST. LOUIS PARK
- **STATE:** MN
- **ZIP:** 55426
- **BUSINESS PHONE:** 952-956-6101

**MAIL ADDRESS:**
- **STREET 1:** 600 HIGHWAY 169 SOUTH
- **STREET 2:** SUITE 1410
- **CITY:** ST. LOUIS PARK
- **STATE:** MN
- **ZIP:** 55426

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GARDNER FINANCIAL SERVICES, INC.
- **DATE OF NAME CHANGE:** 20020913

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GARDNER FINANCIAL SERVICES INC                          /BD
- **DATE OF NAME CHANGE:** 19870928

### Attached PDF Documents

**Attachment 1:** `oakwoodpublic3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000822653

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2024

**Report Period End Date:** 03-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** OAKWOOD CAPITAL SECURITIES, INC.

**Business Address:** 600 HIGHWAY 169 SOUTH, SUITE 1410, ST. LOUIS PARK, MN, 55426

**Contact Person:** Erin Baskett

**Contact Phone:** 636-675-3746

### Independent Public Accountant Identification

**Accountant Name:** Ohab and Company

**Accountant Address:** 100 E Sybelia Avenue, Suite 130, Maitland, FL, 32751

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Erin Baskett**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **OAKWOOD CAPITAL SECURITIES, INC.**, as of **03-31-2025**, are true and correct.

**Signature:** Erin Baskett

**Title:** CCO/ FinOP

**Notarized:** Yes