# EDGAR Filing Document

**Accession Number:** 0001503123
**File Stem:** 0001752724-25-174474
**Filing Date:** 2025-7
**Character Count:** 187203
**Document Hash:** 5910352941684a1a0210707510814337
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-174474.hdr.sgml**: 20250723

**ACCESSION NUMBER**: 0001752724-25-174474

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250530

**FILED AS OF DATE**: 20250723

**DATE AS OF CHANGE**: 20250723

**PERIOD START**: 20250531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DBX ETF TRUST
- **CENTRAL INDEX KEY:** 0001503123

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22487
- **FILM NUMBER:** 251141983

**BUSINESS ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225
- **BUSINESS PHONE:** 212-454-4500

**MAIL ADDRESS:**
- **STREET 1:** 875 THIRD AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022-6225

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DBX ETF Trust
- **DATE OF NAME CHANGE:** 20101008

## Series and Classes Contracts Data

### Xtrackers Harvest CSI 300 China A-Shares ETF (Series ID: S000040415)

| Class ID   | Class Name                                   | Ticker Symbol   |
|:---|:---|:---|
| C000125568 | Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** DBX ETF Trust

- **b. Investment Company Act file number:** 811-22487

- **c. CIK number of Registrant:** 0001503123

- **d. LEI of Registrant:** DNLQXYGHEZ10Q9SIK386

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 875 Third Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10022-6225

  - **Telephone number:** 212-454-4500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Xtrackers Harvest CSI 300 China A-Shares ETF

- **b. EDGAR series identifier (if any):** S000040415

- **c. LEI of Series:** 549300KGVW9YY7MPVQ67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-05-31

- **b. Date as of which information is reported:** 2025-05-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $2015750063.07

**Total Liabilities:** $1116399.15

**Net Assets:** $2014633663.92

**Cash Not Reported:** $4215006.85

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000125568 | 0.37%                | -3.05%               | 2.82%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $201576.54               | $-1095628.30                               |
| Month 2  | $-109327444.81           | $-14923192.28                              |
| Month 3  | $0.00                    | $49468549.94                               |

### Schedule of Portfolio Investments

| Name                           | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Shanghai Putailai New Energy T | Shanghai Putailai New Energy Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    711758 | NS      | $1546934.93   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1110488 | NS      | $1108129.95   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Wens Foodstuff Group Co Ltd    | Wens Foodstuff Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |    717332 | NS      | $1657610.06   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |   3244231 | NS      | $3210326.71   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    446833 | NS      | $1794699.32   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |    470758 | NS      | $938863.40    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |    578600 | NS      | $619931.44    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   1548108 | NS      | $1405163.74   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    842664 | NS      | $1866531.23   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   5602703 | NS      | $3670181.42   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     89800 | NS      | $2815028.66   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |     23530 | NS      | $1045008.54   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Roborock Technology Co | Beijing Roborock Technology Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    112181 | NS      | $3541689.30   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   5824590 | NS      | $20629749.88  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   1096700 | NS      | $570777.76    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2957989 | NS      | $5094672.46   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |   1634389 | NS      | $3695085.12   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    918325 | NS      | $2073632.99   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    601484 | NS      | $2032689.19   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Co Ltd            | CNPC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |   1655900 | NS      | $1560457.02   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Seres Group Co Ltd             | Seres Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003002LTJSDNVNIPU58 | Long             | EC               | CORP              | CN        |    602500 | NS      | $11373856.74  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    779276 | NS      | $4873381.62   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |   1851359 | NS      | $7988390.67   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    613967 | NS      | $2137078.59   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |    526984 | NS      | $1953526.24   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |   1396374 | NS      | $3100770.82   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   4317675 | NS      | $5411100.89   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |    266514 | NS      | $811160.12    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |   1946098 | NS      | $2233665.56   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1391740 | NS      | $5924065.04   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   1399886 | NS      | $2395541.39   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |    741560 | NS      | $2453581.45   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |   1534256 | NS      | $4128797.39   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |  12071128 | NS      | $12732373.78  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   9079656 | NS      | $22342206.55  | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FAW Jiefang Group Co Ltd       | FAW Jiefang Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    201100 | NS      | $200672.98    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |    962678 | NS      | $887150.00    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    768661 | NS      | $743559.21    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     75832 | NS      | $716927.24    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     80107 | NS      | $1890024.01   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |     43200 | NS      | $293603.87    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Vanke Co Ltd             | China Vanke Co Ltd                                              | CUSIP: 000000000<br>LEI: 529900E66UJ2DWY7KW55 | Long             | EC               | CORP              | CN        |   3826802 | NS      | $3526565.90   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Communications Co Ltd  | Bank of Communications Co Ltd                                   | CUSIP: 000000000<br>LEI: 549300AX1UM10U30HK09 | Long             | EC               | CORP              | CN        |   5092821 | NS      | $5371801.26   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |   1630412 | NS      | $4731505.27   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    275244 | NS      | $7040299.39   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    142900 | NS      | $213002.37    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |    230849 | NS      | $1734579.39   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    162819 | NS      | $1136634.94   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |   1279400 | NS      | $1509291.77   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   4448358 | NS      | $1808903.02   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Capital Securities Co Ltd      | Capital Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300E1001911000094 | Long             | EC               | CORP              | CN        |    406800 | NS      | $1059724.92   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    160100 | NS      | $409287.89    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |   2193746 | NS      | $2423524.09   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |     22060 | NS      | $188688.58    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    475657 | NS      | $7413470.79   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   4715556 | NS      | $3095579.63   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |   1117775 | NS      | $1996553.13   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Deye Technology Co Ltd  | Ningbo Deye Technology Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    212226 | NS      | $2426433.03   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Kunlun Tech Co Ltd             | Kunlun Tech Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AMV45UQEH2Z513 | Long             | EC               | CORP              | CN        |    663418 | NS      | $3077100.13   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| SRBG                           | Sichuan Road and Bridge Group Co Ltd                            | CUSIP: 000000000<br>LEI: 3003007YDF25LKX9OI30 | Long             | EC               | CORP              | CN        |   1947300 | NS      | $2502601.97   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Aier Eye Hospital Group Co Ltd | Aier Eye Hospital Group Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    635910 | NS      | $1095255.31   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |   2719808 | NS      | $4661794.62   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |    314168 | NS      | $2007016.09   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Distillery Co Ltd                                | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |     78105 | NS      | $712183.88    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3441178 | NS      | $2182585.52   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   2039760 | NS      | $1910868.39   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |   1264600 | NS      | $1767382.62   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    570508 | NS      | $1652464.43   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd        | Cinda Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    338000 | NS      | $674564.56    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai Putailai New Energy T | Shanghai Putailai New Energy Technology Co Ltd                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    146160 | NS      | $317664.16    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   1989062 | NS      | $14708231.91  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |   1653522 | NS      | $5340160.29   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   1162800 | NS      | $519647.48    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |   1723942 | NS      | $4031535.49   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    157700 | NS      | $536004.47    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   8415692 | NS      | $6750961.06   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |     71260 | NS      | $925204.09    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |  13438980 | NS      | $3245364.55   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |     82539 | NS      | $793853.51    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |    555478 | NS      | $865754.09    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     49075 | NS      | $628106.60    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   1725210 | NS      | $2629010.01   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceutical | Jiangsu Hengrui Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |   2487982 | NS      | $18901660.54  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    129472 | NS      | $6330476.95   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    377312 | NS      | $1766825.38   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingtech Technology Co Ltd     | Wingtech Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    618706 | NS      | $2916083.41   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| SH PHARMA                      | Shanghai Pharmaceuticals Holding Co Ltd                         | CUSIP: 000000000<br>LEI: 30030029J1KKCBY19820 | Long             | EC               | CORP              | CN        |    757683 | NS      | $1936979.84   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    957009 | NS      | $5085683.40   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |    220110 | NS      | $2265770.85   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   1770229 | NS      | $10670068.63  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    344280 | NS      | $2052215.17   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   3605789 | NS      | $15163200.24  | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |   2942628 | NS      | $12415290.30  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   1146110 | NS      | $914622.92    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |     48300 | NS      | $203180.02    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| POWERCHINA Ltd.                | Power Construction Corp of China Ltd                            | CUSIP: 000000000<br>LEI: 300300MX911UESD4EH33 | Long             | EC               | CORP              | CN        |   1170225 | NS      | $766583.21    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |    607012 | NS      | $2900562.52   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA LONGYUAN                 | China Longyuan Power Group Corp Ltd                             | CUSIP: 000000000<br>LEI: 5299008UYLF3O6V9T464 | Long             | EC               | CORP              | CN        |     18200 | NS      | $41450.32     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |   1313951 | NS      | $2062479.81   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |    710418 | NS      | $1482892.69   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |   3412346 | NS      | $5427322.27   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   4474284 | NS      | $2278964.41   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    964448 | NS      | $3460089.21   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |    253074 | NS      | $1148532.30   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd     | Empyrean Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |     18500 | NS      | $326259.14    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CCTC                           | Chaozhou Three-Circle Group Co Ltd                              | CUSIP: 000000000<br>LEI: 655600NIG229WUTGM382 | Long             | EC               | CORP              | CN        |   1023569 | NS      | $4645289.76   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |    451000 | NS      | $381190.23    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    551820 | NS      | $4640302.80   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |   2091373 | NS      | $4049054.63   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |  18257700 | NS      | $14012613.08  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |   4027500 | NS      | $3174912.91   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   7131075 | NS      | $29888896.37  | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    307113 | NS      | $1152105.31   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |    263585 | NS      | $492395.06    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    129360 | NS      | $950276.16    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |   1504457 | NS      | $52199665.52  | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co. Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24600 | NS      | $477298.66    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |   1008327 | NS      | $3361416.53   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High-Tech Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |     96126 | NS      | $1394936.31   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIO.                    | Hualan Biological Engineering Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    547249 | NS      | $1223568.95   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    244285 | NS      | $2047433.30   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   1888600 | NS      | $1397060.22   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |    800228 | NS      | $2464444.13   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   2313777 | NS      | $7270191.56   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen New Industries Biomed | Shenzhen New Industries Biomedical Engineering Co Ltd           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    295184 | NS      | $2457647.59   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |     40300 | NS      | $618373.70    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |     30395 | NS      | $1043679.92   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1026450 | NS      | $6327968.16   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SINOPEC CORP                   | China Petroleum & Chemical Corp                                 | CUSIP: 000000000<br>LEI: 529900A2OB24EZ5B3J19 | Long             | EC               | CORP              | CN        |   2453922 | NS      | $1968505.01   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    228445 | NS      | $804359.24    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |    117776 | NS      | $961129.83    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |   1465779 | NS      | $1570484.77   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1646637 | NS      | $1963084.37   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |   3875868 | NS      | $4050530.31   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| MCC                            | Metallurgical Corp of China Ltd                                 | CUSIP: 000000000<br>LEI: 3003002HS6H57JTIFW38 | Long             | EC               | CORP              | CN        |   1431100 | NS      | $581949.81    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |   1682150 | NS      | $2437323.36   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |  12327500 | NS      | $9444131.40   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     16782 | NS      | $1405995.88   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   7575516 | NS      | $7569943.68   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   1782481 | NS      | $2050819.19   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Sailun Group Co Ltd            | Sailun Group Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300GF13IPLVWINQ61 | Long             | EC               | CORP              | CN        |   2054400 | NS      | $3569745.60   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   1577842 | NS      | $1666464.63   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |   3727259 | NS      | $7438688.80   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    173768 | NS      | $1148678.03   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| ZTE Corp                       | ZTE Corp                                                        | CUSIP: 000000000<br>LEI: 3003004FBGVVG1CW5U45 | Long             | EC               | CORP              | CN        |    644598 | NS      | $2781362.58   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |   1081927 | NS      | $2512128.39   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology C | Hygon Information Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     73780 | NS      | $1393928.28   | 0.07%             |  |  |  | No            |                  3 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    184193 | NS      | $1858213.98   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| lu'an EED                      | Shanxi Lu'an Environmental Energy Development Co Ltd            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    668800 | NS      | $996892.84    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| NARI Technology Co Ltd         | NARI Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: 3003006IGH1W58MAQM05 | Long             | EC               | CORP              | CN        |   2362460 | NS      | $7275614.81   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| China CITIC Bank Corp Ltd      | China CITIC Bank Corp Ltd                                       | CUSIP: 000000000<br>LEI: 300300C1030211000384 | Long             | EC               | CORP              | CN        |    424976 | NS      | $469488.98    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CSCEC                          | China State Construction Engineering Corp Ltd                   | CUSIP: 000000000<br>LEI: 300300CWW8WOEV3BR645 | Long             | EC               | CORP              | CN        |  12047007 | NS      | $9496759.30   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |    211995 | NS      | $486347.18    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Wanhua Chemical Group Co Ltd   | Wanhua Chemical Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003002H0G2KDG6CR124 | Long             | EC               | CORP              | CN        |   1146105 | NS      | $8611733.68   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |    559481 | NS      | $1256353.32   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    124400 | NS      | $465466.25    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Daqin Railway Co Ltd           | Daqin Railway Co Ltd                                            | CUSIP: 000000000<br>LEI: 30030098LARO7YWJL882 | Long             | EC               | CORP              | CN        |   5770895 | NS      | $5406234.47   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| PetroChina Co Ltd              | PetroChina Co Ltd                                               | CUSIP: 000000000<br>LEI: 529900RPY4YG47TRSV05 | Long             | EC               | CORP              | CN        |   6385701 | NS      | $7347016.96   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Spring Airlines Co Ltd         | Spring Airlines Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300EPVZRXQONKPM53 | Long             | EC               | CORP              | CN        |    255015 | NS      | $2081090.59   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    674230 | NS      | $3009345.45   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    784521 | NS      | $2453091.21   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    259233 | NS      | $4549070.90   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   3290500 | NS      | $2447792.60   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TFC                            | Suzhou TFC Optical Communication Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    253131 | NS      | $2870220.91   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   1273634 | NS      | $2043385.99   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongjin Gold Corp Ltd         | Zhongjin Gold Corp Ltd                                          | CUSIP: 000000000<br>LEI: 300300Q0ZK8HFP814Z87 | Long             | EC               | CORP              | CN        |    247500 | NS      | $479178.52    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    717298 | NS      | $2608247.76   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaneng Lancang River Hydropow | Huaneng Lancang River Hydropower Inc                            | CUSIP: 000000000<br>LEI: 30030082YV5CD400SM55 | Long             | EC               | CORP              | CN        |    391900 | NS      | $547712.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     74056 | NS      | $2896234.75   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    839964 | NS      | $2518038.44   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   1287600 | NS      | $1711963.14   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |   5107869 | NS      | $2856884.80   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |    464993 | NS      | $842179.87    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   3982872 | NS      | $3979942.32   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |    333970 | NS      | $1390518.09   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |  19753725 | NS      | $19382792.63  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   3658533 | NS      | $4128054.81   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| GigaDevice Semiconductor Inc   | GigaDevice Semiconductor Inc                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     58808 | NS      | $916566.75    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Oppein Home Group Inc          | Oppein Home Group Inc                                           | CUSIP: 000000000<br>LEI: 6556007044PK3S44WF71 | Long             | EC               | CORP              | CN        |    123129 | NS      | $1053174.78   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |   1439517 | NS      | $3158614.32   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| JCET Group Co Ltd              | JCET Group Co Ltd                                               | CUSIP: 000000000<br>LEI: 30030032VVBWZTNDSQ81 | Long             | EC               | CORP              | CN        |    621959 | NS      | $2776040.06   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| HAI TIAN                       | Foshan Haitian Flavouring & Food Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    245646 | NS      | $1514384.59   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zijin Mining Group Co Ltd      | Zijin Mining Group Co Ltd                                       | CUSIP: 000000000<br>LEI: 836800JRNL2393Z2I561 | Long             | EC               | CORP              | CN        |   2866191 | NS      | $7052803.69   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| China Life Insurance Co Ltd    | China Life Insurance Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300J6TFLDXGH6S048 | Long             | EC               | CORP              | CN        |    337721 | NS      | $1794697.94   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Health | Shanghai United Imaging Healthcare Co Ltd                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |    280592 | NS      | $5351860.24   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    690514 | NS      | $1774848.97   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    271749 | NS      | $344716.51    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Eve Energy Co Ltd              | Eve Energy Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300FTCIO530XV7T38 | Long             | EC               | CORP              | CN        |    159597 | NS      | $998076.53    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    485650 | NS      | $4311691.46   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Sungrow Power Supply Co Ltd    | Sungrow Power Supply Co Ltd                                     | CUSIP: 000000000<br>LEI: 30030052IWC7RGVFG505 | Long             | EC               | CORP              | CN        |    833345 | NS      | $6984539.79   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    747882 | NS      | $632118.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    611126 | NS      | $3791283.11   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| YIWU CCC                       | Zhejiang China Commodities City Group Co Ltd                    | CUSIP: 000000000<br>LEI: 300300UELW04DCUGGZ27 | Long             | EC               | CORP              | CN        |   2070566 | NS      | $5063407.90   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Capital Co Ltd            | SDIC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    636068 | NS      | $615296.23    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |    894469 | NS      | $1022917.10   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSC                           | China Merchants Securities Co Ltd                               | CUSIP: 000000000<br>LEI: 30030060IEIMX476KH87 | Long             | EC               | CORP              | CN        |   2261106 | NS      | $5077470.07   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     72288 | NS      | $706898.04    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Sieyuan Electric Co Ltd        | Sieyuan Electric Co Ltd                                         | CUSIP: 000000000<br>LEI: 836800H6UQQUWN4PSZ32 | Long             | EC               | CORP              | CN        |    535580 | NS      | $5354090.38   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| China Yangtze Power Co Ltd     | China Yangtze Power Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003008VX8JFJXA6QP74 | Long             | EC               | CORP              | CN        |   1886210 | NS      | $7905783.52   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |    930383 | NS      | $2164131.83   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| ACM Research Shanghai Inc      | ACM Research Shanghai Inc                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    131374 | NS      | $1847181.93   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ZOOMLION CO. LTD.              | Zoomlion Heavy Industry Science and Technology Co Ltd           | CUSIP: 000000000<br>LEI: 529900QZ3EMAU0QKFK85 | Long             | EC               | CORP              | CN        |    948522 | NS      | $938609.34    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    621679 | NS      | $2473670.34   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CNRE                           | China Northern Rare Earth Group High-Tech Co Ltd                | CUSIP: 000000000<br>LEI: 300300CY5TYMU38UDM49 | Long             | EC               | CORP              | CN        |    371400 | NS      | $1199461.23   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |   3632735 | NS      | $4703956.47   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |    755311 | NS      | $1641593.03   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |    168160 | NS      | $4762195.61   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |  11680243 | NS      | $6435618.88   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |   4066382 | NS      | $9249857.88   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    165933 | NS      | $745228.08    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |   2164443 | NS      | $2171862.78   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1231587 | NS      | $11243639.11  | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    469972 | NS      | $874026.73    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    146700 | NS      | $446087.88    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    976526 | NS      | $2453072.13   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| EASTERN SHENGHONG              | Jiangsu Eastern Shenghong Co Ltd                                | CUSIP: 000000000<br>LEI: 3003003WRWKC1GZHMH20 | Long             | EC               | CORP              | CN        |    326200 | NS      | $384813.96    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Tongwei Co Ltd                 | Tongwei Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003009CW4QYMCG0BH89 | Long             | EC               | CORP              | CN        |    476500 | NS      | $1077288.25   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |    428684 | NS      | $2406004.05   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    133352 | NS      | $210430.13    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd   | Beijing Tong Ren Tang Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    216000 | NS      | $1139161.45   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   4737819 | NS      | $2820874.01   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Empyrean Technology Co Ltd     | Empyrean Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: 836800HWPKNLN46F0U75 | Long             | EC               | CORP              | CN        |    158300 | NS      | $2791720.12   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hygon Information Technology C | Hygon Information Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    620513 | NS      | $11723375.11  | 0.58%             |  |  |  | No            |                  3 | On Loan: No      |
| Wens Foodstuff Group Co Ltd    | Wens Foodstuff Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 3003005O7DXT61IXLJ96 | Long             | EC               | CORP              | CN        |   2992086 | NS      | $6914109.32   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaxia Bank Co Ltd             | Huaxia Bank Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300AKNDEHIGVDZW37 | Long             | EC               | CORP              | CN        |    951325 | NS      | $994195.56    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CHANGAN AUTOMOBILE-B           | Chongqing Changan Automobile Co Ltd                             | CUSIP: 000000000<br>LEI: 300300WKFSBX9P5ZOM25 | Long             | EC               | CORP              | CN        |    978176 | NS      | $1676609.38   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Tsingtao Brewery Co Ltd        | Tsingtao Brewery Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300OJ7D0Q1ESE8L15 | Long             | EC               | CORP              | CN        |     49400 | NS      | $508514.29    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shandong Gold Mining Co Ltd    | Shandong Gold Mining Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300KC2K8BC07OSV77 | Long             | EC               | CORP              | CN        |   1016720 | NS      | $4233217.22   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Technology               | Range Intelligent Computing Technology Group Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    554480 | NS      | $3303655.14   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |    386129 | NS      | $3403474.22   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |    287676 | NS      | $1977914.73   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |    187144 | NS      | $603355.19    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |    708750 | NS      | $1882707.87   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Jushi Co Ltd             | China Jushi Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300JZBQ0FKI1TDH04 | Long             | EC               | CORP              | CN        |    431662 | NS      | $677570.29    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| HUANENG POWER                  | Huaneng Power International Inc                                 | CUSIP: 000000000<br>LEI: 529900WU0SMVKMPG4V21 | Long             | EC               | CORP              | CN        |    761100 | NS      | $763709.08    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     47527 | NS      | $1154386.39   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Cambricon Technologies Corp Lt | Cambricon Technologies Corp Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    138883 | NS      | $11635617.08  | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |    453041 | NS      | $1047515.45   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CNPC Capital Co Ltd            | CNPC Capital Co Ltd                                             | CUSIP: 000000000<br>LEI: 300300K2DPEEAN1LV682 | Long             | EC               | CORP              | CN        |    387100 | NS      | $364788.28    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1906200 | NS      | $1600559.31   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   2221993 | NS      | $24380770.62  | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Yonyou                         | Yonyou Network Technology Co Ltd                                | CUSIP: 000000000<br>LEI: 30030017NBX3U80ANB35 | Long             | EC               | CORP              | CN        |   1143026 | NS      | $2070210.72   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    231427 | NS      | $2451321.75   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   5060758 | NS      | $2668990.94   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Muyuan Foods Co Ltd            | Muyuan Foods Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003006NCTDQW4KZR676 | Long             | EC               | CORP              | CN        |   1474408 | NS      | $8275166.82   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIYUNSHAN PH                  | Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd             | CUSIP: 000000000<br>LEI: 529900ROARJHMUIME057 | Long             | EC               | CORP              | CN        |    159098 | NS      | $596841.07    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ORIENTAL YUHONG                | Beijing Oriental Yuhong Waterproof Technology Co Ltd            | CUSIP: 000000000<br>LEI: 300300XMIXB7STDZWT60 | Long             | EC               | CORP              | CN        |    399481 | NS      | $619294.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   7227359 | NS      | $20683128.06  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| China Galaxy Securities Co Ltd | China Galaxy Securities Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003008KFQXO06OK8582 | Long             | EC               | CORP              | CN        |    256800 | NS      | $563475.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Gotion High-tech Co Ltd        | Gotion High-tech Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300J1NKV8ZBF0KN15 | Long             | EC               | CORP              | CN        |    821726 | NS      | $2792953.76   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |    548427 | NS      | $660672.89    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BTBP                           | Beijing Tiantan Biological Products Corp Ltd                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    877134 | NS      | $2328782.07   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanghai United Imaging Health | Shanghai United Imaging Healthcare Co Ltd                       | CUSIP: 000000000<br>LEI: 300300YFLW1ZZPRAZ467 | Long             | EC               | CORP              | CN        |     31684 | NS      | $604323.50    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1166804 | NS      | $1102790.34   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Chengdu Co Ltd         | Bank of Chengdu Co Ltd                                          | CUSIP: 000000000<br>LEI: 30030030JPOKGL9K5418 | Long             | EC               | CORP              | CN        |    327100 | NS      | $880250.51    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Securities Co Ltd   | Industrial Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300E1011435000093 | Long             | EC               | CORP              | CN        |   3273046 | NS      | $2611968.20   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Founder Securities Co Ltd      | Founder Securities Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300DSN6TINPUMGY45 | Long             | EC               | CORP              | CN        |   1869154 | NS      | $1974138.75   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |   1711738 | NS      | $5708723.32   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA EAST AIR                 | China Eastern Airlines Corp Ltd                                 | CUSIP: 000000000<br>LEI: 3003000KIOQE39Q7Y685 | Long             | EC               | CORP              | CN        |    872576 | NS      | $488040.93    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Everbright Bank Co Ltd   | China Everbright Bank Co Ltd                                    | CUSIP: 000000000<br>LEI: 549300U6PKQ4H1P34E17 | Long             | EC               | CORP              | CN        |   2250830 | NS      | $1240169.75   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Expressway Net | China Merchants Expressway Network & Technology Holdings Co Ltd | CUSIP: 000000000<br>LEI: 300300HYECHLUO2UVU03 | Long             | EC               | CORP              | CN        |   1867037 | NS      | $3283049.81   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |    284100 | NS      | $422287.90    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     89909 | NS      | $1878589.36   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    392462 | NS      | $3301336.77   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |     32630 | NS      | $381580.75    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China CSSC Holdings Ltd        | China CSSC Holdings Ltd                                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    301700 | NS      | $1284212.87   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAD INTELLIGENT               | Wuxi Lead Intelligent Equipment Co Ltd                          | CUSIP: 000000000<br>LEI: 836800J7WO9E2EF72B65 | Long             | EC               | CORP              | CN        |    500259 | NS      | $1383726.13   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |   2369500 | NS      | $733346.98    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| LONGi Green                    | LONGi Green Energy Technology Co Ltd                            | CUSIP: 000000000<br>LEI: 300300NRGAITUP1EZ248 | Long             | EC               | CORP              | CN        |    908666 | NS      | $1813473.01   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Jiangsu Co Ltd         | Bank of Jiangsu Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086832000046 | Long             | EC               | CORP              | CN        |   9366040 | NS      | $14272704.70  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| ENN Natural Gas Co Ltd         | ENN Natural Gas Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300KVDMGNQNP52Z98 | Long             | EC               | CORP              | CN        |    693109 | NS      | $1823844.48   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Conch Cement Co Ltd      | Anhui Conch Cement Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300JVKW56SSAEQZ33 | Long             | EC               | CORP              | CN        |   1728723 | NS      | $5573430.02   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Nanjing Co Ltd         | Bank of Nanjing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1086932000062 | Long             | EC               | CORP              | CN        |    578008 | NS      | $919319.35    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1431961 | NS      | $9171720.84   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN                        | Ping An Insurance Group Co of China Ltd                         | CUSIP: 000000000<br>LEI: 529900M9MC28JLN35U89 | Long             | EC               | CORP              | CN        |   5788383 | NS      | $42802526.78  | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| China Three Gorges New Energy  | China Three Gorges Renewables Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300C9638DU18HFK27 | Long             | EC               | CORP              | CN        |   5548300 | NS      | $3303430.39   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Energy New Material     | Yunnan Energy New Material Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    317284 | NS      | $1223727.31   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Xingyu Co. Ltd                 | Changzhou Xingyu Automotive Lighting Systems Co Ltd             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     75439 | NS      | $1463696.47   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Transsion Holdings Co | Shenzhen Transsion Holdings Co Ltd                              | CUSIP: 000000000<br>LEI: 300300PDJRSNMVF0VJ83 | Long             | EC               | CORP              | CN        |    197042 | NS      | $1987839.92   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| WuXi AppTec Co Ltd             | WuXi AppTec Co Ltd                                              | CUSIP: 000000000<br>LEI: 254900OEPQLZSPLN9175 | Long             | EC               | CORP              | CN        |   1421099 | NS      | $12526056.86  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongji Innolight Co Ltd       | Zhongji Innolight Co Ltd                                        | CUSIP: 000000000<br>LEI: 655600K7YZDKAI214O83 | Long             | EC               | CORP              | CN        |    590966 | NS      | $7672806.03   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   6329722 | NS      | $6562256.03   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   1868488 | NS      | $1449606.25   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Hangzhou Co Ltd        | Bank of Hangzhou Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1092033000075 | Long             | EC               | CORP              | CN        |   2191662 | NS      | $5067532.08   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| National Silicon Industry Grou | National Silicon Industry Group Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    818096 | NS      | $2102776.83   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |   1030123 | NS      | $3761472.27   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: 8368001FT238FD11Z218 | Long             | EC               | CORP              | CN        |    148327 | NS      | $249500.12    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Securities Co Ltd        | CITIC Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1006744000068 | Long             | EC               | CORP              | CN        |   1379998 | NS      | $4887728.33   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    376971 | NS      | $2306725.80   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co Lt | Xinjiang Daqo New Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311230 | NS      | $831495.91    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Industrial Bank Co Ltd         | Industrial Bank Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1030935001303 | Long             | EC               | CORP              | CN        |   8194893 | NS      | $25749431.32  | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| PIEN TZE HUANG                 | Zhangzhou Pientzehuang Pharmaceutical Co Ltd                    | CUSIP: 000000000<br>LEI: 836800HTWRBAQJRAQ344 | Long             | EC               | CORP              | CN        |     63900 | NS      | $1809611.67   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Hoshine Silicon Industry Co Lt | Hoshine Silicon Industry Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300RQV6XQFC4OVX72 | Long             | EC               | CORP              | CN        |    210714 | NS      | $1432093.68   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   2619618 | NS      | $2290479.70   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GoerTek Inc                    | GoerTek Inc                                                     | CUSIP: 000000000<br>LEI: 300300FEEFS8BQPXIV57 | Long             | EC               | CORP              | CN        |    363509 | NS      | $1054914.19   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| CMOC Group Ltd                 | CMOC Group Ltd                                                  | CUSIP: 000000000<br>LEI: 2549008KG3638J59U652 | Long             | EC               | CORP              | CN        |   1217300 | NS      | $1216404.59   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Orient Securities Co Ltd/China | Orient Securities Co Ltd/China                                  | CUSIP: 000000000<br>LEI: 300300E1005131000066 | Long             | EC               | CORP              | CN        |    414438 | NS      | $536647.54    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SJI                            | Shanjin International Gold Co Ltd                               | CUSIP: 000000000<br>LEI: 655600QGA2EHH1HUDW82 | Long             | EC               | CORP              | CN        |   1333100 | NS      | $3642976.56   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC TIMES ELEC                | Zhuzhou CRRC Times Electric Co Ltd                              | CUSIP: 000000000<br>LEI: 529900PLNH7NQLN00B53 | Long             | EC               | CORP              | CN        |    229913 | NS      | $1398246.80   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Xinjiang Daqo New Energy Co Lt | Xinjiang Daqo New Energy Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    255624 | NS      | $682936.45    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Yutong Bus Co Ltd              | Yutong Bus Co Ltd                                               | CUSIP: 000000000<br>LEI: 300300OMPRVW0Q75F037 | Long             | EC               | CORP              | CN        |   1135200 | NS      | $3894653.10   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Huali Industrial Group Co Ltd  | Huali Industrial Group Co Ltd                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      5200 | NS      | $38199.10     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   1344943 | NS      | $1258089.99   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GTHT                           | Guotai Haitong Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   1614469 | NS      | $3849468.78   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Wuliangye Yibin Co Ltd         | Wuliangye Yibin Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1149839 | NS      | $20177597.49  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| JA Solar Technology Co Ltd     | JA Solar Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1330033 | NS      | $1687161.06   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd            | IEIT Systems Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    168704 | NS      | $1146109.23   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenzhen Mindray Bio-Medical E | Shenzhen Mindray Bio-Medical Electronics Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    349990 | NS      | $10971401.79  | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Silan                          | Hangzhou Silan Microelectronics Co Ltd                          | CUSIP: 000000000<br>LEI: 300300A6XLSTHVDNCV85 | Long             | EC               | CORP              | CN        |    143800 | NS      | $479379.90    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co Ltd             | Jinko Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |    299665 | NS      | $216265.53    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Tourism Group Duty Free  | China Tourism Group Duty Free Corp Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    165273 | NS      | $1389795.16   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    289000 | NS      | $1422278.05   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |   1913902 | NS      | $10508093.09  | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| NANSHAN ALUMINIUM              | Shandong Nanshan Aluminum Co Ltd                                | CUSIP: 000000000<br>LEI: 836800YU5J3RT2VPUO65 | Long             | EC               | CORP              | CN        |   4587080 | NS      | $2387346.81   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Beijing Co Ltd         | Bank of Beijing Co Ltd                                          | CUSIP: 000000000<br>LEI: 300300C1080211000042 | Long             | EC               | CORP              | CN        |   7944625 | NS      | $6946433.53   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Kings Luck                     | Jiangsu King's Luck Brewery JSC Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    101300 | NS      | $619865.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    507997 | NS      | $1993126.61   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CNNP                           | China National Nuclear Power Co Ltd                             | CUSIP: 000000000<br>LEI: 3003003YPVL5EMT5LZ97 | Long             | EC               | CORP              | CN        |   5228801 | NS      | $6952092.71   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Imeik Technology Development C | Imeik Technology Development Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |      9380 | NS      | $221309.31    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    224500 | NS      | $648701.65    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |   2547366 | NS      | $5600082.92   | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Flat Glass Group Co Ltd        | Flat Glass Group Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300BEL4RMXBKEA373 | Long             | EC               | CORP              | CN        |     95300 | NS      | $190063.01    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Coal Energy Co Ltd       | China Coal Energy Co Ltd                                        | CUSIP: 000000000<br>LEI: 529900KRC89344UI3Z10 | Long             | EC               | CORP              | CN        |   1224034 | NS      | $1819411.29   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| YANGHE                         | Jiangsu Yanghe Distillery Co Ltd                                | CUSIP: 000000000<br>LEI: 655600IQ7FXTTBKI8H68 | Long             | EC               | CORP              | CN        |    305775 | NS      | $2788144.49   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    321535 | NS      | $904544.50    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Avary Holding Shenzhen Co Ltd  | Avary Holding Shenzhen Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030067AGXAJK5FRS12 | Long             | EC               | CORP              | CN        |    171146 | NS      | $671491.46    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Baoshan Iron & Steel Co Ltd    | Baoshan Iron & Steel Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300PYAP4PEHORZT21 | Long             | EC               | CORP              | CN        |   5330500 | NS      | $4986269.83   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| China Merchants Bank Co Ltd    | China Merchants Bank Co Ltd                                     | CUSIP: 000000000<br>LEI: 549300MKO5B60FFIHF58 | Long             | EC               | CORP              | CN        |   7154804 | NS      | $43125634.98  | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1240295 | NS      | $2607867.72   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| China Unicom                   | China United Network Communications Ltd                         | CUSIP: 000000000<br>LEI: 300300UTFDNZL9GJRR78 | Long             | EC               | CORP              | CN        |   8838281 | NS      | $6574769.43   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    217455 | NS      | $459941.18    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang NHU Co Ltd            | Zhejiang NHU Co Ltd                                             | CUSIP: 000000000<br>LEI: 655600NJSJADB39G3P54 | Long             | EC               | CORP              | CN        |   1113894 | NS      | $3390239.88   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Hengli Petrochemical Co Ltd    | Hengli Petrochemical Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    302500 | NS      | $636042.22    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangdong Haid Group Co Ltd    | Guangdong Haid Group Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300Y7LIHH4R4TWD50 | Long             | EC               | CORP              | CN        |    219960 | NS      | $1850273.49   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    667733 | NS      | $1969290.14   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| China Resources Microelectroni | China Resources Microelectronics Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    348949 | NS      | $2306696.58   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CMSK                           | China Merchants Shekou Industrial Zone Holdings Co Ltd          | CUSIP: 000000000<br>LEI: 300300T3ACALX7NIPW13 | Long             | EC               | CORP              | CN        |   2000178 | NS      | $2409552.00   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    812898 | NS      | $1901007.77   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningbo Tuopu Group Co Ltd      | Ningbo Tuopu Group Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    541906 | NS      | $3707821.44   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINT ELECTRICS                | Zhejiang Chint Electrics Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    709992 | NS      | $2158955.87   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CRRC Corp Ltd                  | CRRC Corp Ltd                                                   | CUSIP: 000000000<br>LEI: 30030099HATQH2XC0B72 | Long             | EC               | CORP              | CN        |   2064700 | NS      | $2063181.27   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |   2303032 | NS      | $8003542.01   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    720440 | NS      | $812898.45    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan HNA Infrastructure      | Hainan Airport Infrastructure Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   4145202 | NS      | $1984781.61   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Everbright Securities Co Ltd   | Everbright Securities Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300631H57L451WO11 | Long             | EC               | CORP              | CN        |    598369 | NS      | $1351153.13   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |   2208808 | NS      | $1312047.83   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    669482 | NS      | $2804181.19   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| China Zheshang Bank Co Ltd     | China Zheshang Bank Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300C1031633000208 | Long             | EC               | CORP              | CN        |   9225040 | NS      | $4122608.19   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |    873644 | NS      | $2283141.09   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Ganfeng Lithium Group Co Ltd   | Ganfeng Lithium Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003006BE6UOHWEOOR42 | Long             | EC               | CORP              | CN        |    188205 | NS      | $788312.34    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Dongfang Electric Corp Ltd     | Dongfang Electric Corp Ltd                                      | CUSIP: 000000000<br>LEI: 529900ISAW6T566F0R12 | Long             | EC               | CORP              | CN        |    169000 | NS      | $374341.11    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CR SANJIU                      | China Resources Sanjiu Medical & Pharmaceutical Co Ltd          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     40690 | NS      | $242548.61    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     95428 | NS      | $1548504.82   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Tong Ren Tang Co Ltd   | Beijing Tong Ren Tang Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    326996 | NS      | $1724542.77   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    361647 | NS      | $76391924.56  | 3.79%             |  |  |  | No            |                  1 | On Loan: No      |
| LEAD INTELLIGENT               | Wuxi Lead Intelligent Equipment Co Ltd                          | CUSIP: 000000000<br>LEI: 836800J7WO9E2EF72B65 | Long             | EC               | CORP              | CN        |    469940 | NS      | $1299863.18   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CPIC                           | China Pacific Insurance Group Co Ltd                            | CUSIP: 000000000<br>LEI: 529900BA5ILEL308WX03 | Long             | EC               | CORP              | CN        |   1895868 | NS      | $9059266.82   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BOE Technology Group Co Ltd    | BOE Technology Group Co Ltd                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  25151677 | NS      | $13264731.88  | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |   1402344 | NS      | $1171652.93   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CNCEC                          | China National Chemical Engineering Co Ltd                      | CUSIP: 000000000<br>LEI: 300300PQKHJ03AUIIX32 | Long             | EC               | CORP              | CN        |   2563702 | NS      | $2746836.28   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| LB Group Co Ltd                | LB Group Co Ltd                                                 | CUSIP: 000000000<br>LEI: 3003006O3YJY5SGWGQ13 | Long             | EC               | CORP              | CN        |   1137895 | NS      | $2610495.66   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Chuantou Energy Co Ltd | Sichuan Chuantou Energy Co Ltd                                  | CUSIP: 000000000<br>LEI: 300300WW1VOIP39YTJ43 | Long             | EC               | CORP              | CN        |     61600 | NS      | $144055.07    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd       | Huaqin Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    121100 | NS      | $1114476.98   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |     26515 | NS      | $1540271.52   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ORIENTAL YUHONG                | Beijing Oriental Yuhong Waterproof Technology Co Ltd            | CUSIP: 000000000<br>LEI: 300300XMIXB7STDZWT60 | Long             | EC               | CORP              | CN        |    967162 | NS      | $1499340.70   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| China Construction Bank Corp   | China Construction Bank Corp                                    | CUSIP: 000000000<br>LEI: 5493001KQW6DM7KEDR62 | Long             | EC               | CORP              | CN        |   1318100 | NS      | $1651901.10   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |    658798 | NS      | $1482119.49   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| JINGSHENG                      | Zhejiang Jingsheng Mechanical & Electrical Co Ltd               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    470691 | NS      | $1761179.88   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| PRE                            | Poly Developments and Holdings Group Co Ltd                     | CUSIP: 000000000<br>LEI: 300300W9OF1ZRGUDVU96 | Long             | EC               | CORP              | CN        |   1259953 | NS      | $1421650.44   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sany Heavy Industry Co Ltd     | Sany Heavy Industry Co Ltd                                      | CUSIP: 000000000<br>LEI: 3003001FS86S7NYOHV89 | Long             | EC               | CORP              | CN        |   3831744 | NS      | $10013703.73  | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALAN BIO.                    | Hualan Biological Engineering Inc                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    182163 | NS      | $407289.90    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |   1015359 | NS      | $8169036.85   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |   2328028 | NS      | $2591257.07   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhongtai Securities Co Ltd     | Zhongtai Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1012137000054 | Long             | EC               | CORP              | CN        |    536263 | NS      | $453255.47    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XSCE                           | Shanxi Coking Coal Energy Group Co Ltd                          | CUSIP: 000000000<br>LEI: 3003006IEAP7EBNLIL41 | Long             | EC               | CORP              | CN        |    296500 | NS      | $247724.59    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    921041 | NS      | $4269464.06   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |  14961220 | NS      | $9032421.55   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Yankuang Energy Group Co Ltd   | Yankuang Energy Group Co Ltd                                    | CUSIP: 000000000<br>LEI: 3003005N7A6HYZ4Z0K39 | Long             | EC               | CORP              | CN        |    245505 | NS      | $438517.39    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Luzhou Laojiao Co Ltd          | Luzhou Laojiao Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    438596 | NS      | $7117072.75   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| HDGF                           | WUS Printed Circuit Kunshan Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1106599 | NS      | $4757947.21   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Hainan HNA Infrastructure      | Hainan Airport Infrastructure Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    526300 | NS      | $251999.92    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    857361 | NS      | $2734397.70   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   8986100 | NS      | $7308307.22   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| CGN Power Co Ltd               | CGN Power Co Ltd                                                | CUSIP: 000000000<br>LEI: 529900D2UINCGWQYBK45 | Long             | EC               | CORP              | CN        |   2129800 | NS      | $1084807.85   | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Ninestar Corp                  | Ninestar Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     18300 | NS      | $54859.62     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| JSHL                           | Jiangsu Hengli Hydraulic Co Ltd                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    342608 | NS      | $3239068.04   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    985100 | NS      | $2588086.96   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| WILL SEMICONDUCTOR LTD         | Will Semiconductor Co Ltd Shanghai                              | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    121848 | NS      | $2107096.28   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    480319 | NS      | $1490560.12   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TCL Technology Group Corp      | TCL Technology Group Corp                                       | CUSIP: 000000000<br>LEI: 300300K9RLEXIIDB1U19 | Long             | EC               | CORP              | CN        |  12470776 | NS      | $7407730.60   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ZHIFEI-BIOL                    | Chongqing Zhifei Biological Products Co Ltd                     | CUSIP: 000000000<br>LEI: 300300DRZD9P8L2NA467 | Long             | EC               | CORP              | CN        |     94434 | NS      | $250852.39    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |   1077559 | NS      | $1432697.49   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| TINCI                          | Guangzhou Tinci Materials Technology Co Ltd                     | CUSIP: 000000000<br>LEI: 836800Y28XV3QK34CB65 | Long             | EC               | CORP              | CN        |    185400 | NS      | $433568.35    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Eoptolink Technology Inc Ltd   | Eoptolink Technology Inc Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    715400 | NS      | $8764153.89   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |    379814 | NS      | $858697.08    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SHANGHAI RAAS                  | Shanghai RAAS Blood Products Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2453530 | NS      | $2318923.47   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |   3090408 | NS      | $4979617.35   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| YILI                           | Inner Mongolia Yili Industrial Group Co Ltd                     | CUSIP: 000000000<br>LEI: 3003002Q2A863JPQFH06 | Long             | EC               | CORP              | CN        |   1007865 | NS      | $4238312.01   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| SAIC Motor Corp Ltd            | SAIC Motor Corp Ltd                                             | CUSIP: 000000000<br>LEI: 30030001QBC7EXJJGT71 | Long             | EC               | CORP              | CN        |   2773158 | NS      | $6238864.61   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| QHSLI                          | Qinghai Salt Lake Industry Co Ltd                               | CUSIP: 000000000<br>LEI: 300300Q8WSV1OODU9092 | Long             | EC               | CORP              | CN        |    580623 | NS      | $1276431.00   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Wantai Biological Phar | Beijing Wantai Biological Pharmacy Enterprise Co Ltd            | CUSIP: 000000000<br>LEI: 300300280PS0QGBZBS92 | Long             | EC               | CORP              | CN        |    189226 | NS      | $1819960.56   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NCI                            | New China Life Insurance Co Ltd                                 | CUSIP: 000000000<br>LEI: 300300F2001111000095 | Long             | EC               | CORP              | CN        |    476434 | NS      | $3325972.58   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Baosight                       | Shanghai Baosight Software Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    183889 | NS      | $640075.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shenwan Hongyuan Group Co Ltd  | Shenwan Hongyuan Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300I0GB4QPIGPS572 | Long             | EC               | CORP              | CN        |   2095331 | NS      | $1375503.54   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Satellite Chemical Co Ltd      | Satellite Chemical Co Ltd                                       | CUSIP: 000000000<br>LEI: 300300EB6R0AX600R053 | Long             | EC               | CORP              | CN        |    238560 | NS      | $553912.93    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Shanxi Fen Wine                | Shanxi Xinghuacun Fen Wine Factory Co Ltd                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     81958 | NS      | $2096353.99   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| IEIT Systems Co Ltd            | IEIT Systems Co Ltd                                             | CUSIP: 000000000<br>LEI: 3003002K6ZLEBRGRI729 | Long             | EC               | CORP              | CN        |    699183 | NS      | $4749976.80   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| TLYS                           | Tongling Nonferrous Metals Group Co Ltd                         | CUSIP: 000000000<br>LEI: 300300JWM4636VG5A986 | Long             | EC               | CORP              | CN        |   5863700 | NS      | $2579757.82   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| GD Power Development Co Ltd    | GD Power Development Co Ltd                                     | CUSIP: 000000000<br>LEI: 300300BVGPH64Z7BNK97 | Long             | EC               | CORP              | CN        |   3263700 | NS      | $2070019.15   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Huaqin Technology Co Ltd       | Huaqin Technology Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    171114 | NS      | $1574753.21   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Kweichow Moutai Co Ltd         | Kweichow Moutai Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     88462 | NS      | $18686128.82  | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    406801 | NS      | $2047188.08   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Yihai Kerry Arawana Holdings C | Yihai Kerry Arawana Holdings Co Ltd                             | CUSIP: 000000000<br>LEI: 300300X430IHXIYTGZ12 | Long             | EC               | CORP              | CN        |    407270 | NS      | $1713232.44   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |    761610 | NS      | $3497657.96   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Expressway Co Ltd      | Jiangsu Expressway Co Ltd                                       | CUSIP: 000000000<br>LEI: 529900UWWTWZ6AKLYD43 | Long             | EC               | CORP              | CN        |    578323 | NS      | $1313111.78   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Ningbo Co Ltd          | Bank of Ningbo Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300C1092133000091 | Long             | EC               | CORP              | CN        |   1797933 | NS      | $6664925.88   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Huizhou Desay Sv Automotive Co | Huizhou Desay Sv Automotive Co Ltd                              | CUSIP: 000000000<br>LEI: 655600CCT6YFPT86LA32 | Long             | EC               | CORP              | CN        |    170034 | NS      | $2609045.99   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   1474419 | NS      | $2164983.14   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| FOCUS MEDIA                    | Focus Media Information Technology Co Ltd                       | CUSIP: 000000000<br>LEI: 300300V7WGZW0LZKTD06 | Long             | EC               | CORP              | CN        |   1422557 | NS      | $1474817.26   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| INOVANCE                       | Shenzhen Inovance Technology Co Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    371506 | NS      | $3391623.48   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| First                          | Hangzhou First Applied Material Co Ltd                          | CUSIP: 000000000<br>LEI: 8368001FT238FD11Z218 | Long             | EC               | CORP              | CN        |    782280 | NS      | $1315869.37   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Sichuan Biokin Pharmaceutical  | Sichuan Biokin Pharmaceutical Co Ltd                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     63192 | NS      | $2641412.09   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| TBEA Co Ltd                    | TBEA Co Ltd                                                     | CUSIP: 000000000<br>LEI: 300300NIEBMOQ4DNLE36 | Long             | EC               | CORP              | CN        |    731770 | NS      | $1179111.17   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Ningxia Baofeng Energy Group C | Ningxia Baofeng Energy Group Co Ltd                             | CUSIP: 000000000<br>LEI: 300300G6CBIVJWQ4IC71 | Long             | EC               | CORP              | CN        |    423300 | NS      | $939974.74    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastroc Beverage Group Co Ltd  | Eastroc Beverage Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800LQ338417RCIL29 | Long             | EC               | CORP              | CN        |    139220 | NS      | $6183004.18   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Montage Technology Co Ltd      | Montage Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    689640 | NS      | $7304806.85   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Shaanxi Coal Industry Co Ltd   | Shaanxi Coal Industry Co Ltd                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2373761 | NS      | $6875548.84   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| SANHUA                         | Zhejiang Sanhua Intelligent Controls Co Ltd                     | CUSIP: 000000000<br>LEI: 8368003UTQ4F88XERZ23 | Long             | EC               | CORP              | CN        |    802287 | NS      | $2878314.43   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangxi Copper Co Ltd          | Jiangxi Copper Co Ltd                                           | CUSIP: 000000000<br>LEI: 3003002E74YFQ6MEZY56 | Long             | EC               | CORP              | CN        |    225168 | NS      | $664069.50    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zheshang Securities Co Ltd     | Zheshang Securities Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300E1009033000054 | Long             | EC               | CORP              | CN        |    322600 | NS      | $467425.92    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of China Ltd              | Bank of China Ltd                                               | CUSIP: 000000000<br>LEI: 54930053HGCFWVHYZX42 | Long             | EC               | CORP              | CN        |   3276400 | NS      | $2510058.98   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Guangzhou Automobile Group Co  | Guangzhou Automobile Group Co Ltd                               | CUSIP: 000000000<br>LEI: 5299005KY9BJO3ZE6A37 | Long             | EC               | CORP              | CN        |    404060 | NS      | $432923.43    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Anhui Gujing Distillery Co Ltd | Anhui Gujing Distillery Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     24400 | NS      | $509821.94    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing-Shanghai High Speed Ra | Beijing-Shanghai High Speed Railway Co Ltd                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |  13221126 | NS      | $10752612.43  | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Mango Excellent Media Co Ltd   | Mango Excellent Media Co Ltd                                    | CUSIP: 000000000<br>LEI: 300300JPUGO17MZHPP76 | Long             | EC               | CORP              | CN        |    140070 | NS      | $434675.20    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| SPD BANK                       | Shanghai Pudong Development Bank Co Ltd                         | CUSIP: 000000000<br>LEI: 300300C1031031001330 | Long             | EC               | CORP              | CN        |   7257993 | NS      | $12420170.39  | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Hongta Securities Co Ltd       | Hongta Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300E1004853000006 | Long             | EC               | CORP              | CN        |    200670 | NS      | $226423.20    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Railway Group Ltd        | China Railway Group Ltd                                         | CUSIP: 000000000<br>LEI: 529900TFRLG8UDJ7QA89 | Long             | EC               | CORP              | CN        |   6241804 | NS      | $4842502.65   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| HASCO                          | Huayu Automotive Systems Co Ltd                                 | CUSIP: 000000000<br>LEI: 3003001J2BNVV78BOT83 | Long             | EC               | CORP              | CN        |    237204 | NS      | $595865.88    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Midea Group Co Ltd             | Midea Group Co Ltd                                              | CUSIP: 000000000<br>LEI: 3003003TRPHLHZD2IF61 | Long             | EC               | CORP              | CN        |   1342612 | NS      | $14731781.43  | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |    365500 | NS      | $296243.04    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CATL                           | Contemporary Amperex Technology Co Ltd                          | CUSIP: 000000000<br>LEI: 300300KINDY1K0E9I032 | Long             | EC               | CORP              | CN        |    407520 | NS      | $14139591.69  | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| CSC Financial Co Ltd           | CSC Financial Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003006CDEBNKXHOI130 | Long             | EC               | CORP              | CN        |    208200 | NS      | $664016.21    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| ICBC                           | Industrial & Commercial Bank of China Ltd                       | CUSIP: 000000000<br>LEI: 5493002ERZU2K9PZDL40 | Long             | EC               | CORP              | CN        |   5545626 | NS      | $5441491.10   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| LXJM                           | Luxshare Precision Industry Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QLLDUELXN16530 | Long             | EC               | CORP              | CN        |    833597 | NS      | $3517042.84   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Ping An Bank Co Ltd            | Ping An Bank Co Ltd                                             | CUSIP: 000000000<br>LEI: 549300W9MKNIVWXFM679 | Long             | EC               | CORP              | CN        |   5767022 | NS      | $9252463.37   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Trina Solar Co Ltd             | Trina Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 30030040IFQ4UMZDUU48 | Long             | EC               | CORP              | CN        |    442290 | NS      | $822545.35    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro-Fabrication Equ | Advanced Micro-Fabrication Equipment Inc China                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    301369 | NS      | $7319971.23   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Maxscend Microelectronics Co L | Maxscend Microelectronics Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    234729 | NS      | $2295394.41   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Energy Electric Power | Zhejiang Zheneng Electric Power Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |   2757908 | NS      | $2047771.47   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Agricultural Bank of China Ltd | Agricultural Bank of China Ltd                                  | CUSIP: 000000000<br>LEI: 549300E7TSGLCOVSY746 | Long             | EC               | CORP              | CN        |   5123900 | NS      | $3932545.07   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| CITIC Steel                    | Citic Pacific Special Steel Group Co Ltd                        | CUSIP: 000000000<br>LEI: 836800ETMJJWP4GAL167 | Long             | EC               | CORP              | CN        |    275920 | NS      | $435403.16    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| China Minsheng Banking Corp Lt | China Minsheng Banking Corp Ltd                                 | CUSIP: 000000000<br>LEI: 549300HBUGSQD1VCXG94 | Long             | EC               | CORP              | CN        |   3086077 | NS      | $1863133.38   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| China Southern Airlines Co Ltd | China Southern Airlines Co Ltd                                  | CUSIP: 000000000<br>LEI: 529900AJQ1Q18ABYVX84 | Long             | EC               | CORP              | CN        |   3265966 | NS      | $2760430.92   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| CMES                           | China Merchants Energy Shipping Co Ltd                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    415300 | NS      | $348710.67    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FUYAO GLASS                    | Fuyao Glass Industry Group Co Ltd                               | CUSIP: 000000000<br>LEI: 549300AS5CSLWETN0P64 | Long             | EC               | CORP              | CN        |    242890 | NS      | $1954163.37   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Energy Electric Power | Zhejiang Zheneng Electric Power Co Ltd                          | CUSIP: 000000000<br>LEI: 3003007BB94AW2PBWC09 | Long             | EC               | CORP              | CN        |    351200 | NS      | $260769.16    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Shennan Circuits Co Ltd        | Shennan Circuits Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300VRJEDEV10SPJ55 | Long             | EC               | CORP              | CN        |    207766 | NS      | $2429650.83   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Weichai Power Co Ltd           | Weichai Power Co Ltd                                            | CUSIP: 000000000<br>LEI: 529900OKTPKBG85F9502 | Long             | EC               | CORP              | CN        |   3465652 | NS      | $7234036.90   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| TIGERMED                       | Hangzhou Tigermed Consulting Co Ltd                             | CUSIP: 000000000<br>LEI: 300300CP4N8WDF6DOO67 | Long             | EC               | CORP              | CN        |     79003 | NS      | $543184.69    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| New Hope Liuhe Co Ltd          | New Hope Liuhe Co Ltd                                           | CUSIP: 000000000<br>LEI: 300300F28XODWP5GJF78 | Long             | EC               | CORP              | CN        |    382534 | NS      | $508608.35    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Beijing Kingsoft Office Softwa | Beijing Kingsoft Office Software Inc                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    106197 | NS      | $4153227.85   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |    512592 | NS      | $539248.52    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NAURA Technology Group Co Ltd  | NAURA Technology Group Co Ltd                                   | CUSIP: 000000000<br>LEI: 300300JI5I0B95GO5C39 | Long             | EC               | CORP              | CN        |    217175 | NS      | $12615820.02  | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| China Oilfield Services Ltd    | China Oilfield Services Ltd                                     | CUSIP: 000000000<br>LEI: 529900J4X53VL8QQW675 | Long             | EC               | CORP              | CN        |     46800 | NS      | $87425.65     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| YTO Express Group Co Ltd       | YTO Express Group Co Ltd                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1194943 | NS      | $2185800.56   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SDIC Power Holdings Co Ltd     | SDIC Power Holdings Co Ltd                                      | CUSIP: 000000000<br>LEI: 300300LQJ91PHBNFC721 | Long             | EC               | CORP              | CN        |   1222775 | NS      | $2657579.35   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    212075 | NS      | $1662386.85   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Huayou Cobalt Co Ltd  | Zhejiang Huayou Cobalt Co Ltd                                   | CUSIP: 000000000<br>LEI: 30030099QFLNMEGP7M05 | Long             | EC               | CORP              | CN        |    141115 | NS      | $654135.29    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   2216645 | NS      | $14280690.73  | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Aluminum Corp of China Ltd     | Aluminum Corp of China Ltd                                      | CUSIP: 000000000<br>LEI: 529900TKZUWQLIQN6T48 | Long             | EC               | CORP              | CN        |   4660010 | NS      | $4229728.87   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Hundsun Technologies Inc       | Hundsun Technologies Inc                                        | CUSIP: 000000000<br>LEI: 3003003LS77D1DRDDE25 | Long             | EC               | CORP              | CN        |    247821 | NS      | $904913.12    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| SANQI HUYU                     | 37 Interactive Entertainment Network Technology Group Co Ltd    | CUSIP: 000000000<br>LEI: 300300BE4IFCPHCUMI94 | Long             | EC               | CORP              | CN        |    990205 | NS      | $2016058.64   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DAHUA INC                      | Zhejiang Dahua Technology Co Ltd                                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1619904 | NS      | $3426274.68   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Huatai Securities Co Ltd       | Huatai Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 3003009ABT0UCWO79Q77 | Long             | EC               | CORP              | CN        |   2991764 | NS      | $6959039.13   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2684386 | NS      | $3725571.45   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Cinda Securities Co Ltd        | Cinda Securities Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300E1002411000077 | Long             | EC               | CORP              | CN        |    253400 | NS      | $505723.84    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Air China Ltd                  | Air China Ltd                                                   | CUSIP: 000000000<br>LEI: 213800I9TWC9K22N4502 | Long             | EC               | CORP              | CN        |    502509 | NS      | $559327.46    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zhejiang Juhua Co Ltd          | Zhejiang Juhua Co Ltd                                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1068380 | NS      | $3920442.90   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| CH ENERGY ENG                  | China Energy Engineering Corp Ltd                               | CUSIP: 000000000<br>LEI: 30030095F4B9XDN9QY57 | Long             | EC               | CORP              | CN        |  10129777 | NS      | $3135109.25   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| GREE                           | Gree Electric Appliances Inc of Zhuhai                          | CUSIP: 000000000<br>LEI: 655600UY069MU9JRAN62 | Long             | EC               | CORP              | CN        |   1038708 | NS      | $6691855.35   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd             | Goneo Group Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    140186 | NS      | $1377481.69   | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Haier Smart Home Co Ltd        | Haier Smart Home Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003002BYTNGNJTWSH07 | Long             | EC               | CORP              | CN        |    555270 | NS      | $1929685.20   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| CSI Solar Co Ltd               | CSI Solar Co Ltd                                                | CUSIP: 000000000<br>LEI: 3003004AEZ3F97L0KW51 | Long             | EC               | CORP              | CN        |   1265606 | NS      | $1568548.37   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| HUALU-HENGSHENG                | Shandong Hualu Hengsheng Chemical Co Ltd                        | CUSIP: 000000000<br>LEI: 655600R2WZ4EKICFE373 | Long             | EC               | CORP              | CN        |    799438 | NS      | $2310007.79   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| WILL SEMICONDUCTOR LTD         | Will Semiconductor Co Ltd Shanghai                              | CUSIP: 000000000<br>LEI: 8368000MFHXX01GPND38 | Long             | EC               | CORP              | CN        |    544915 | NS      | $9423120.34   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Unisplendour Corp Ltd          | Unisplendour Corp Ltd                                           | CUSIP: 000000000<br>LEI: 300300Z3RHZRXCNTRC53 | Long             | EC               | CORP              | CN        |    227697 | NS      | $759379.75    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CICC                           | China International Capital Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900OS3SVVTT56QN67 | Long             | EC               | CORP              | CN        |     54000 | NS      | $247992.45    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| China Shenhua Energy Co Ltd    | China Shenhua Energy Co Ltd                                     | CUSIP: 000000000<br>LEI: 529900N9JOX4C108MA40 | Long             | EC               | CORP              | CN        |    626366 | NS      | $3439001.70   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| FOSUN PHARMA                   | Shanghai Fosun Pharmaceutical Group Co Ltd                      | CUSIP: 000000000<br>LEI: 300300DMUYLW3FP1OT73 | Long             | EC               | CORP              | CN        |    803677 | NS      | $2829762.19   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIP ENGY                | COSCO SHIPPING Energy Transportation Co Ltd                     | CUSIP: 000000000<br>LEI: 529900IGB8FVHRCR1W95 | Long             | EC               | CORP              | CN        |    862464 | NS      | $1208955.41   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Aluminium Co Ltd        | Yunnan Aluminium Co Ltd                                         | CUSIP: 000000000<br>LEI: 3003008AXWSVMLG3MX37 | Long             | EC               | CORP              | CN        |   1653247 | NS      | $3349951.59   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| COSCO SHIPPING Holdings Co Ltd | COSCO SHIPPING Holdings Co Ltd                                  | CUSIP: 000000000<br>LEI: 3003009XI0QGYYA29S17 | Long             | EC               | CORP              | CN        |    957435 | NS      | $2177891.23   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| SIPG                           | Shanghai International Port Group Co Ltd                        | CUSIP: 000000000<br>LEI: 300300DAQ7G1LS22G609 | Long             | EC               | CORP              | CN        |   2294847 | NS      | $1860006.73   | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Tianqi Lithium Corp            | Tianqi Lithium Corp                                             | CUSIP: 000000000<br>LEI: 300300IZ1J0MQ8YVEG66 | Long             | EC               | CORP              | CN        |    298176 | NS      | $1197620.29   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| BSU                            | Inner Mongolia BaoTou Steel Union Co Ltd                        | CUSIP: 000000000<br>LEI: 3003005DKNZILXCEDH07 | Long             | EC               | CORP              | CN        |   4912347 | NS      | $1186277.29   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| GUOXIN MICRO                   | Unigroup Guoxin Microelectronics Co Ltd                         | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     69502 | NS      | $617051.75    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lens Technology Co Ltd         | Lens Technology Co Ltd                                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1355242 | NS      | $3812576.21   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Iflytek Co Ltd                 | Iflytek Co Ltd                                                  | CUSIP: 000000000<br>LEI: 3003000T23C63KVWOH32 | Long             | EC               | CORP              | CN        |   1190852 | NS      | $7607582.97   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Jinko Solar Co Ltd             | Jinko Solar Co Ltd                                              | CUSIP: 000000000<br>LEI: 300300RHCPJNG9KTKT10 | Long             | EC               | CORP              | CN        |   3041118 | NS      | $2194747.42   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| GF Securities Co Ltd           | GF Securities Co Ltd                                            | CUSIP: 000000000<br>LEI: 3003007E0Y3ZJ5HNA936 | Long             | EC               | CORP              | CN        |   1869539 | NS      | $4226720.65   | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| East Money Information Co Ltd  | East Money Information Co Ltd                                   | CUSIP: 000000000<br>LEI: 836800ZFB0ZEK3KKW487 | Long             | EC               | CORP              | CN        |   1850898 | NS      | $5296867.13   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| BNBMPLC                        | Beijing New Building Materials PLC                              | CUSIP: 000000000<br>LEI: 3003000VY5ALEC09Q824 | Long             | EC               | CORP              | CN        |    150918 | NS      | $600505.05    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                     | BYD Co Ltd                                                      | CUSIP: 000000000<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    532200 | NS      | $26021686.81  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Goneo Group Co Ltd             | Goneo Group Co Ltd                                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     58608 | NS      | $575888.08    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| CCHN                           | Changchun High-Tech Industry Group Co Ltd                       | CUSIP: 000000000<br>LEI: 300300X04OTKZG18WD66 | Long             | EC               | CORP              | CN        |    109952 | NS      | $1595572.86   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Guosen Securities Co Ltd       | Guosen Securities Co Ltd                                        | CUSIP: 000000000<br>LEI: 254900SSGIWSMEOHDN82 | Long             | EC               | CORP              | CN        |   1702840 | NS      | $2654003.75   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Zangge Mining Co Ltd           | Zangge Mining Co Ltd                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    311700 | NS      | $1568601.17   | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Shengyi Technology Co Ltd      | Shengyi Technology Co Ltd                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    328100 | NS      | $1193041.23   | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA CRSC                     | China Railway Signal & Communication Corp Ltd                   | CUSIP: 000000000<br>LEI: 529900GK68ZHDM38WD21 | Long             | EC               | CORP              | CN        |   3024261 | NS      | $2107030.97   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| PSBC                           | Postal Savings Bank of China Co Ltd                             | CUSIP: 000000000<br>LEI: 300300C1040311005298 | Long             | EC               | CORP              | CN        |   6206800 | NS      | $4591376.35   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Rongsheng Petrochemical Co Ltd | Rongsheng Petrochemical Co Ltd                                  | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    451300 | NS      | $538029.92    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AECC Aviation Power Co Ltd     | AECC Aviation Power Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   1074135 | NS      | $5286223.63   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| HUADIAN POWER                  | Huadian Power International Corp Ltd                            | CUSIP: 000000000<br>LEI: 529900207FCOKWBDRE79 | Long             | EC               | CORP              | CN        |   2372233 | NS      | $1926021.55   | 0.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Wingtech Technology Co Ltd     | Wingtech Technology Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    196201 | NS      | $924734.01    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| SIA                            | Shanghai International Airport Co Ltd                           | CUSIP: 000000000<br>LEI: 3003000CIJ7O6AOQF345 | Long             | EC               | CORP              | CN        |    804640 | NS      | $3613749.66   | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| SG Micro Corp                  | SG Micro Corp                                                   | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    233042 | NS      | $2982684.03   | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Great Wall Motor Co Ltd        | Great Wall Motor Co Ltd                                         | CUSIP: 000000000<br>LEI: 254900CR8AHWTMFZHH60 | Long             | EC               | CORP              | CN        |    207056 | NS      | $647436.15    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| SHUANGHUI                      | Henan Shuanghui Investment & Development Co Ltd                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    209243 | NS      | $707127.68    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| 360 Security Technology Inc    | 360 Security Technology Inc                                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    266382 | NS      | $369702.86    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Jiangsu Hengrui Pharmaceutical | Jiangsu Hengrui Pharmaceuticals Co Ltd                          | CUSIP: 000000000<br>LEI: 2549003BT1XS3SE3E448 | Long             | EC               | CORP              | CN        |    814174 | NS      | $6185430.83   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| SF Holding Co Ltd              | SF Holding Co Ltd                                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    347114 | NS      | $2223267.75   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Huadong Medicine Co Ltd        | Huadong Medicine Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300WEZ30P69YUQZ42 | Long             | EC               | CORP              | CN        |    124842 | NS      | $774490.64    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| KELUN PHARMA                   | Sichuan Kelun Pharmaceutical Co Ltd                             | CUSIP: 000000000<br>LEI: 30030014Z0J8J835FO94 | Long             | EC               | CORP              | CN        |   1006300 | NS      | $5385331.35   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Energy New Material     | Yunnan Energy New Material Co Ltd                               | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     82000 | NS      | $316264.42    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| YEALINK NETWORK                | Yealink Network Technology Corp Ltd                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |     67160 | NS      | $314487.72    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| XCMG                           | XCMG Construction Machinery Co Ltd                              | CUSIP: 000000000<br>LEI: 300300QGG1VFJ0WTJE78 | Long             | EC               | CORP              | CN        |   5566918 | NS      | $6366342.04   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| SANQI HUYU                     | 37 Interactive Entertainment Network Technology Group Co Ltd    | CUSIP: 000000000<br>LEI: 300300BE4IFCPHCUMI94 | Long             | EC               | CORP              | CN        |    272926 | NS      | $555677.68    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUSH INFO                     | Hithink RoyalFlush Information Network Co Ltd                   | CUSIP: 000000000<br>LEI: 300300TIQA4R0NPLQE78 | Long             | EC               | CORP              | CN        |    129500 | NS      | $4446670.51   | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| People's Insurance Co Group of | People's Insurance Co Group of China Ltd/The                    | CUSIP: 000000000<br>LEI: 3003000P2JHYHQ524P66 | Long             | EC               | CORP              | CN        |    554000 | NS      | $635862.49    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Foxconn Industrial Internet Co | Foxconn Industrial Internet Co Ltd                              | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |   2025631 | NS      | $5321804.07   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of Shanghai Co Ltd        | Bank of Shanghai Co Ltd                                         | CUSIP: 000000000<br>LEI: 300300C1091231000098 | Long             | EC               | CORP              | CN        |   6126946 | NS      | $8996584.28   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| GTHT                           | Guotai Haitong Securities Co Ltd                                | CUSIP: 000000000<br>LEI: 300300E1005431000017 | Long             | EC               | CORP              | CN        |   6213996 | NS      | $14816378.40  | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| TZE                            | TCL Zhonghuan Renewable Energy Technology Co Ltd                | CUSIP: 000000000<br>LEI: 300300Y3UHPAM1FB1Y03 | Long             | EC               | CORP              | CN        |   2052156 | NS      | $2158875.06   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Yunnan Baiyao Group Co Ltd     | Yunnan Baiyao Group Co Ltd                                      | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | CN        |    513611 | NS      | $4026029.35   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Pharmaron Beijing Co Ltd       | Pharmaron Beijing Co Ltd                                        | CUSIP: 000000000<br>LEI: 300300JYXHGVS5SNGG54 | Long             | EC               | CORP              | CN        |     85725 | NS      | $283636.21    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-07-22

**Name of Applicant:** DBX ETF Trust

**Signature:** Diane Kenneally

**Name of Signer:** Diane Kenneally

**Title:** Treasurer and Chief Financial Officer