# EDGAR Filing Document

**Accession Number:** 0001888968
**File Stem:** 0001888968-23-000007
**Filing Date:** 2023-2
**Character Count:** 76018
**Document Hash:** 2d540ab20576bfed2927e8299295d815
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001888968-23-000007.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001888968-23-000007

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KIM, LLC
- **CENTRAL INDEX KEY:** 0001888968
- **IRS NUMBER:** 872746030
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22610
- **FILM NUMBER:** 23626598

**BUSINESS ADDRESS:**
- **STREET 1:** 4111 E 37TH STREET N
- **CITY:** WICHITA
- **STATE:** KS
- **ZIP:** 67220
- **BUSINESS PHONE:** 316-828-8310

**MAIL ADDRESS:**
- **STREET 1:** 4111 E 37TH STREET N
- **CITY:** WICHITA
- **STATE:** KS
- **ZIP:** 67220

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** KIM LLC<br>**Address:** 4111 E 37TH STREET N<br>WICHITA, KS 67220

**Form 13F File Number:** 028-22610

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Raffaele G. Fazio<br>**Title:** Secretary<br>**Phone:** 316-828-5500

**Signature, Place, and Date of Signing:**

/s/Raffaele G. Fazio  Wichita, KS  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 655

**Form 13F Information Table Value Total:** $1810663

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                | Form 13F File Number   |
|:---|:---|:---|
|  | KOCH INDUSTRIES INC | 028-10337              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X CAP VENTURE ACQSTN CORP | COM CL A | G87076108 |  | 3465 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| 10X CAP VENTURE ACQSTN CORP | *W EXP 04/19/202 | G87076116 |  | 18 | 266666 | SH |  | DFND | 1 | 266666 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | CL A ORD SHS | G87077106 |  | 4885 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| 10X CAPITAL VENTURE ACQ III | *W EXP 06/30/202 | G87077114 |  | 20 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| 7 ACQUISITION CORPORATION | SHS CL A | G80694105 |  | 2575 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| 7 ACQUISITION CORPORATION | *W EXP 11/05/202 | G80694113 |  | 12 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| A SPAC II ACQUISITION CORP | ORD SHS CL A | G0543H109 |  | 767 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | G0543H117 |  | 1 | 37500 | SH |  | DFND | 1 | 37500 | 0 | 0 |
| A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | G0543H133 |  | 5 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| ABG ACQUISITION CORP I | CL A SHS | G00496102 |  | 202 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | CL A | 005029103 |  | 1490 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 6 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 6890 | 90000 | SH |  | DFND | 1 | 90000 | 0 | 0 |
| ADTHEORENT HOLDING COMPANY | *W EXP 12/26/202 | 00739D117 |  | 9 | 83333 | SH |  | DFND | 1 | 83333 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | CLASS A COM | 00809L106 |  | 1409 | 135500 | SH |  | DFND | 1 | 135500 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | CLASS A COM | 00809J101 |  | 2035 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 |  | 2 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 1005 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | SHS CL A | G01109100 |  | 2004 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 |  | 5 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| AGILE GROWTH CORP | CLASS A ORD | G01202103 |  | 1514 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| AHREN ACQUISITION CORP | CLASS A ORD SHS | G01322109 |  | 2060 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| AHREN ACQUISITION CORP | *W EXP 12/09/202 | G01322125 |  | 9 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| AIB ACQUISITION CORPORATION | CLASS A ORD | G0R45S109 |  | 1790 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| AIB ACQUISITION CORPORATION | RIGHT 10/31/2028 | G0R45S117 |  | 19 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| ALLEGO N V | *W EXP 03/16/202 | N0796A118 |  | 4 | 37500 | SH |  | DFND | 1 | 37500 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 6 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | CLASS A ORD SHS | G63290111 |  | 2010 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ALPHA TAU MEDICAL LTD | *W EXP 03/07/202 | M0740A116 |  | 16 | 63637 | SH |  | DFND | 1 | 63637 | 0 | 0 |
| ALPHAVEST ACQUISITION CORP | UNIT 06/19/2024 | G0283A124 |  | 2020 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | CLASS A ORD | G0231L107 |  | 2568 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 |  | 4 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 9449 | 952500 | SH |  | DFND | 1 | 952500 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 |  | 3069 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 |  | 15 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ALTIMAR ACQUISITION CORP III | SHS CL A | G0370U108 |  | 4028 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| ALTRA INDL MOTION CORP | COM | 02208R106 |  | 3884 | 65000 | SH |  | DFND | 1 | 65000 | 0 | 0 |
| ALVOTECH | *W EXP 06/15/202 | L01800116 |  | 80 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 03214Q116 |  | 116 | 400200 | SH |  | DFND | 1 | 400200 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | CL A ORD SHS | G26735103 |  | 3098 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 17 | 237500 | SH |  | DFND | 1 | 237500 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | CLASS A ORD | G03959106 |  | 771 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 3 | 37500 | SH |  | DFND | 1 | 37500 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 5352 | 529912 | SH |  | DFND | 1 | 529912 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 |  | 6 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| AP ACQUISITION CORP | CL A ORD SHS | G04058106 |  | 1036 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| AP ACQUISITION CORP | *W EXP 12/07/202 | G04058114 |  | 5 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| APEIRON CAPITAL INVEST CORP | CL A COM | 03752A101 |  | 2052 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| APEIRON CAPITAL INVEST CORP | *W EXP 04/02/202 | 03752A119 |  | 15 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 7544 | 752900 | SH |  | DFND | 1 | 752900 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 14 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| APX ACQUISITION CORP I | CLASS A ORD SHS | G0440J109 |  | 1537 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| APX ACQUISITION CORP I | *W EXP 11/30/202 | G0440J125 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| ARBOR RAPHA CAP BIOHLDS CORP | *W EXP 10/31/202 | 03881F112 |  | 1 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 |  | 2018 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 |  | 2 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 5539 | 550000 | SH |  | DFND | 1 | 550000 | 0 | 0 |
| ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 |  | 70 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ARIES I ACQUISITION CORP | *W EXP 03/18/202 | G0542N123 |  | 24 | 449000 | SH |  | DFND | 1 | 449000 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 |  | 4026 | 397000 | SH |  | DFND | 1 | 397000 | 0 | 0 |
| ARQIT QUANTUM INC | *W EXP 09/03/202 | G0567U119 |  | 18 | 35193 | SH |  | DFND | 1 | 35193 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 |  | 3015 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 2 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ARYA SCIENCES ACQUISITN CORP | CLASS A ORD SHS | G31658100 |  | 1508 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ASCENDANT DIGITAL ACQ CORP I | CL A COM | G05157105 |  | 1032 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ASPEN AEROGELS INC | COM | 04523Y105 |  | 186051 | 15780426 | SH |  | DFND | 1 | 15780426 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | CL A | 04684M106 |  | 1594 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | *W EXP 07/31/202 | 04684M114 |  | 17 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | CL A COM | 04687C105 |  | 4022 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 04687C113 |  | 8 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | *W EXP 08/10/202 | 00216W117 |  | 1 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | CLASS A COM | 048453104 |  | 3216 | 320959 | SH |  | DFND | 1 | 320959 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 9 | 173653 | SH |  | DFND | 1 | 173653 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | CLASS A COM | 04845A108 |  | 5095 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 16 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| AULT DISRUPTIVE TECHS CORP | COM | 05150A104 |  | 5143 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| AURORA ACQUISITION CORP | CLASS A ORD SHS | G0698L103 |  | 1513 | 149999 | SH |  | DFND | 1 | 149999 | 0 | 0 |
| AURORA ACQUISITION CORP | *W EXP 03/02/202 | G0698L129 |  | 1 | 62500 | SH |  | DFND | 1 | 62500 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | CLASS A ORD SHS | G06984119 |  | 3581 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 6 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 |  | 29 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | CL A SHS | G06607108 |  | 1012 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| AVALON ACQUISITION INC | CLASS A COM | 05338E101 |  | 1025 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| AXONPRIME INFRSTCTR AQSTN CO | CLASS A COM | 05467C108 |  | 248 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 |  | 1994 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 |  | 2 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 |  | 5105 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 6 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | CL A ORD SHS | G0888J108 |  | 4108 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 13 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | CL A COM | 07402Q101 |  | 4076 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQ | *W EXP 99/99/999 | 07402Q119 |  | 10 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| BENEFITFOCUS INC | COM | 08180D106 |  | 8668 | 828677 | SH |  | DFND | 1 | 828677 | 0 | 0 |
| BENSON HILL INC | *W EXP 09/29/202 | 082490111 |  | 5 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| BIGBEAR AI HLDGS INC | *W EXP 12/08/202 | 08975B117 |  | 1 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 |  | 1344 | 153767 | SH |  | DFND | 1 | 153767 | 0 | 0 |
| BILANDER ACQUISITION CORP | CL A COM | 09001T106 |  | 3956 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| BILANDER ACQUISITION CORP | *W EXP 05/19/202 | 09001T114 |  | 14 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | CLASS A ORD SHS | G11217117 |  | 5140 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 12 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| BIOTE CORP | *W EXP 05/26/202 | 090683111 |  | 15 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| BIRD GLOBAL INC | *W EXP 01/07/202 | 09077J115 |  | 3 | 160000 | SH |  | DFND | 1 | 160000 | 0 | 0 |
| BLACK KNIGHT INC | COM | 09215C105 |  | 4446 | 72000 | SH |  | DFND | 1 | 72000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | CL A COM | 09216A108 |  | 2040 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 6 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| BLEND LABS INC | CL A | 09352U108 |  | 534 | 370786 | SH |  | DFND | 1 | 370786 | 0 | 0 |
| BLEUACACIA LTD | CLASS A ORD SHS | G11728105 |  | 1004 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| BLEUACACIA LTD | *W EXP 10/30/202 | G11728113 |  | 2 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| BLEUACACIA LTD | RIGHT 10/30/2026 | G11728139 |  | 9 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | CLASS A ORD | G11765107 |  | 1544 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 6 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| BLUE WHALE ACQUISITION CORP | CLASS A ORD SHS | G1330M103 |  | 1958 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | SHS CL A | G1261Q107 |  | 3421 | 339037 | SH |  | DFND | 1 | 339037 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 2 | 103012 | SH |  | DFND | 1 | 103012 | 0 | 0 |
| BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 |  | 8 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| BRC INC | COM CL A | 05601U105 |  | 9528 | 1559411 | SH |  | DFND | 1 | 1559411 | 0 | 0 |
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 |  | 12 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | COM | 11125B102 |  | 2044 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| BUILD ACQUISITION CORP | COM CLASS A | 12008J105 |  | 1503 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | CLASS A ORD SHS | G1792A100 |  | 3584 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 2 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| BURTECH ACQUISITION CORP | CLASS A COM | 123013104 |  | 5822 | 573000 | SH |  | DFND | 1 | 573000 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 2 | 345000 | SH |  | DFND | 1 | 345000 | 0 | 0 |
| BUZZFEED INC | *W EXP 12/03/202 | 12430A110 |  | 1 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | CLASS A COM | 124420100 |  | 760 | 74488 | SH |  | DFND | 1 | 74488 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | *W EXP 07/01/202 | 124420118 |  | 1 | 37244 | SH |  | DFND | 1 | 37244 | 0 | 0 |
| BYTE ACQUISITION CORP | CLASS A ORD SHS | G1R25Q105 |  | 1512 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 |  | 6 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| C3 AI INC | CL A | 12468P104 |  | 6785 | 606302 | SH |  | DFND | 1 | 606302 | 0 | 0 |
| C5 ACQUISITION CORPORATION | CL A COM | 12530D105 |  | 4086 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 6 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | CLASS A ORD | G1745A108 |  | 2057 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | G1745A124 |  | 1 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| CAPITALWORKS EMNG MKTS ACQST | CLASS A ORD SHS | G1889L100 |  | 3616 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| CAPITALWORKS EMNG MKTS ACQST | *W EXP 11/19/202 | G1889L126 |  | 6 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| CARTESIAN GROWTH CORP II | CLASS A ORD | G19305112 |  | 2052 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | G19305120 |  | 14 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| CARTICA ACQUISITION CORP | CLASS A ORD SHS | G1995D109 |  | 4140 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | G1995D117 |  | 13 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | CLASS A ORD SHS | G19550105 |  | 5040 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 0 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| CATCHA INVESTMENT CORP | SHS CL A | G1962Y102 |  | 7568 | 750000 | SH |  | DFND | 1 | 750000 | 0 | 0 |
| CENAQ ENERGY CORP | CLASS A ORD SHS | 15130M102 |  | 182 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| CHAIN BRIDGE I | CLASS A ORD | G2061X102 |  | 4112 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| CHAIN BRIDGE I | *W EXP 11/10/202 | G2061X110 |  | 20 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | COM CL A | 17144T107 |  | 1988 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CHURCHILL CAPITAL CORP V | *W EXP 10/29/202 | 17144T115 |  | 2 | 18750 | SH |  | DFND | 1 | 18750 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 6496 | 649959 | SH |  | DFND | 1 | 649959 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 6 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 4985 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 5 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | COM CL A | 12561U109 |  | 1529 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | *W EXP 02/28/202 | 12561U117 |  | 5 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | CLASS A COM | 184493104 |  | 4545 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | *W EXP 99/99/999 | 184493112 |  | 16 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | RIGHT 01/01/2027 | 184493120 |  | 58 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| COLISEUM ACQUISITION CORP | CLASS A ORD SHS | G2263T123 |  | 3015 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | SHS CL A | G2284B101 |  | 4783 | 475000 | SH |  | DFND | 1 | 475000 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 6 | 95000 | SH |  | DFND | 1 | 95000 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | CLASS A ORD | G2476C107 |  | 9820 | 980000 | SH |  | DFND | 1 | 980000 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | *W EXP 09/29/202 | G2476C123 |  | 21 | 326666 | SH |  | DFND | 1 | 326666 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | COM CL A | 204833107 |  | 5050 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 34 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 19890 | 2000000 | SH |  | DFND | 1 | 2000000 | 0 | 0 |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 |  | 72 | 666666 | SH |  | DFND | 1 | 666666 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 2548 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 9 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | CLASS A ORD SHS | G2365L101 |  | 4570 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 |  | 7 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| CONSILIUM ACQUISITN CORP I L | RIGHT 07/01/2023 | G2365L127 |  | 32 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 |  | 5055 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | g2r18k113 |  | 5 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| CONX CORP | *W EXP 10/30/202 | 212873111 |  | 38 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | CLASS A ORD SHS | G24237102 |  | 1010 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | *W EXP 03/24/202 | G24237128 |  | 1 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | CLASS A ORD SHS | G2426E104 |  | 2056 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 1 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| COWEN INC | CL A NEW | 223622606 |  | 39719 | 1028447 | SH |  | DFND | 1 | 1028447 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | CLASS A ORD SHS | G26507106 |  | 2300 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 |  | 3 | 112500 | SH |  | DFND | 1 | 112500 | 0 | 0 |
| CRIXUS BH3 ACQUISITION CO | *W EXP 10/04/202 | 22677T110 |  | 2 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 5 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| DATA KNIGHTS ACQUISITION COR | CLASS A COM | 237699103 |  | 1048 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | COM CL A | G2773W103 |  | 1532 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 |  | 48 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | CL A SHS | G27029100 |  | 706 | 70000 | SH |  | DFND | 1 | 70000 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 0 | 35000 | SH |  | DFND | 1 | 35000 | 0 | 0 |
| DHC ACQUISITION CORP | CLASS A ORD SHS | G2758T109 |  | 2016 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 1 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 3018 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 8 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | COMMON STOCK | 253893101 |  | 2558 | 241100 | SH |  | DFND | 1 | 241100 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 20 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | CLASS A COM | 25401K107 |  | 1607 | 160000 | SH |  | DFND | 1 | 160000 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 3 | 40000 | SH |  | DFND | 1 | 40000 | 0 | 0 |
| DINGDONG CAYMAN LTD | ADS | 25445D101 |  | 3963 | 928008 | SH |  | DFND | 1 | 928008 | 0 | 0 |
| DIRECT SELLING ACQUISITIN CO | CL A COM | 25460L103 |  | 4036 | 392200 | SH |  | DFND | 1 | 392200 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 4000 | 398000 | SH |  | DFND | 1 | 398000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 |  | 16 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| DP CAP ACQUISITION CORP I | CLASS A ORD | G2R05B100 |  | 2309 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 3 | 112500 | SH |  | DFND | 1 | 112500 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 8373 | 850000 | SH |  | DFND | 1 | 850000 | 0 | 0 |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 26740W117 |  | 26 | 247568 | SH |  | DFND | 1 | 247568 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 7 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| EDIFY ACQUISITION CORP | CL A | 28059Q103 |  | 2525 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| EG ACQUISITION CORP | COM CL A | 26846A100 |  | 2156 | 216200 | SH |  | DFND | 1 | 216200 | 0 | 0 |
| EG ACQUISITION CORP | *W EXP 05/28/202 | 26846A118 |  | 10 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| EMBARK TECHNOLOGY INC | *W EXP 11/10/202 | 29079J111 |  | 1 | 70000 | SH |  | DFND | 1 | 70000 | 0 | 0 |
| EMERGING MARKETS HORIZON COR | *W EXP 11/16/202 | G3033X121 |  | 3 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ENPHYS ACQUISITION CORP | CL A ORD SHS | G3167L109 |  | 3387 | 337700 | SH |  | DFND | 1 | 337700 | 0 | 0 |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 |  | 2 | 18850 | SH |  | DFND | 1 | 18850 | 0 | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 |  | 3757 | 2538261 | SH |  | DFND | 1 | 2538261 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | COM CL A | 29429X109 |  | 1000 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ERMENEGILDO ZEGNA N V | *W EXP 12/17/202 | N30577113 |  | 296 | 133333 | SH |  | DFND | 1 | 133333 | 0 | 0 |
| ESGEN ACQUISITION CORP | SHS CL A | G3R95N103 |  | 4136 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 10 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 1514 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 6 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| ESS TECH INC | COMMON STOCK | 26916J106 |  | 4110 | 1691446 | SH |  | DFND | 1 | 1691446 | 0 | 0 |
| ESS TECH INC | *W EXP 10/08/202 | 26916J114 |  | 6 | 22513 | SH |  | DFND | 1 | 22513 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | CLASS A ORD SHS | G3167F102 |  | 2020 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| EUROPEAN BIOTECH ACQUTN CORP | *W EXP 03/06/202 | G3167F128 |  | 4 | 16666 | SH |  | DFND | 1 | 16666 | 0 | 0 |
| EVE HLDG INC | *W EXP 05/09/202 | 29970N112 |  | 25 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | CL A ORD SHS | G3218G109 |  | 3090 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | G3218G117 |  | 12 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 |  | 1 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 1023 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 250 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | CLASS A ORD SHS | G3400W102 |  | 2542 | 250715 | SH |  | DFND | 1 | 250715 | 0 | 0 |
| FATHOM DIGITAL MFG CORP | *W EXP 12/22/202 | 31189Y111 |  | 16 | 187500 | SH |  | DFND | 1 | 187500 | 0 | 0 |
| FEUTUNE LIGHT ACQUISITION CO | CL A COM | 31561T102 |  | 2550 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 |  | 5018 | 499600 | SH |  | DFND | 1 | 499600 | 0 | 0 |
| FINANCIAL STRATEGIES ACQUISI | CLASS A COM | 31772T107 |  | 1032 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | CLASS A ORD SHS | G3R34K103 |  | 4110 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 5 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 |  | 1005 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FINSERV ACQUISITION CORP II | *W EXP 02/17/202 | 31809Y111 |  | 0 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | SHS CL A | G3R19A104 |  | 2146 | 212500 | SH |  | DFND | 1 | 212500 | 0 | 0 |
| FIRST LT ACQUISITION GROUP I | CL A | 320703101 |  | 3622 | 356098 | SH |  | DFND | 1 | 356098 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | CLASS A COM | 336169107 |  | 3015 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 |  | 1 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FLAME ACQUISITION CORP | COM CL A | 33850F108 |  | 1005 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 |  | 109 | 149900 | SH |  | DFND | 1 | 149900 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | CLASS A COM | 34417L109 |  | 3563 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 9 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| FORBION EUROPEAN ACQUSTN COR | CLASS A ORD SHS | G3619H102 |  | 1035 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FORBION EUROPEAN ACQUSTN COR | *W EXP 12/10/202 | G3619H110 |  | 5 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 3011 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 20 | 60000 | SH |  | DFND | 1 | 60000 | 0 | 0 |
| FORGEROCK INC | CL A | 34631B101 |  | 16508 | 725000 | SH |  | DFND | 1 | 725000 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 3697 | 366068 | SH |  | DFND | 1 | 366068 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | CL A | 34969G102 |  | 1320 | 127827 | SH |  | DFND | 1 | 127827 | 0 | 0 |
| FORUM MERGER IV CORP | CLASS A COM | 349875104 |  | 3015 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | SHS CL A | G3663X110 |  | 5050 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | *W EXP 03/02/202 | G3663X128 |  | 25 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| FREYR BATTERY | SHS | L4135L100 |  | 99820 | 11500000 | SH |  | DFND | 1 | 11500000 | 0 | 0 |
| FRONTIER ACQUISITION CORP | CLASS A ORD SHS | G36826108 |  | 1512 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| FRONTIER INVESTMENT CORP | CLASS A ORD SHS | G36816109 |  | 3471 | 345002 | SH |  | DFND | 1 | 345002 | 0 | 0 |
| FRONTIER INVESTMENT CORP | *W EXP 06/29/202 | G36816125 |  | 4 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 2022 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 |  | 2375 | 234672 | SH |  | DFND | 1 | 234672 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 1 | 58668 | SH |  | DFND | 1 | 58668 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 |  | 2020 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 |  | 3 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| FTAI AVIATION LTD | SHS | G3730V105 |  | 5085 | 297012 | SH |  | DFND | 1 | 297012 | 0 | 0 |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 35953C106 |  | 867 | 293901 | SH |  | DFND | 1 | 293901 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 3514 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | CLASS A COM | 36119D103 |  | 1033 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 1011 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GALATA ACQUISITION CORP | SHS CL A | G3R23A108 |  | 971 | 95000 | SH |  | DFND | 1 | 95000 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | CLASS A ORD SHS | G3731J119 |  | 4124 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | *W EXP 12/01/202 | G3731J127 |  | 8 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | COMMON STOCK | 365506104 |  | 1551 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| GENERATION ASIA I ACQUISITIO | CL A ORD SHS | G38258102 |  | 2530 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| GENERATION ASIA I ACQUISITIO | *W EXP 99/99/999 | G38258128 |  | 8 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| GENESIS GRWT TECH ACQUSTN CO | CLASS A ORD SHS | G3R23D102 |  | 3619 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| GENESIS GRWT TECH ACQUSTN CO | *W EXP 99/99/999 | G3R23D128 |  | 31 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | CLASS A COM | 37187C100 |  | 3062 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | *W EXP 06/30/202 | 37187C118 |  | 17 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| GIGCAPITAL 5 INC | COMMON STOCK | 37519U109 |  | 5100 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 11 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | CL A SHS | G3934P102 |  | 1757 | 173777 | SH |  | DFND | 1 | 173777 | 0 | 0 |
| GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | G3934P128 |  | 1 | 22295 | SH |  | DFND | 1 | 22295 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | UNIT 07/15/2028 | 37962G201 |  | 1598 | 150100 | SH |  | DFND | 1 | 150100 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | CLASS A ORD | G3934N107 |  | 514 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 |  | 1 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| GLOBALINK INVT INC | COM | 37892F109 |  | 1020 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GOAL ACQUISITIONS CORP | COM | 38021H107 |  | 1006 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GOGORO INC | *W EXP 04/04/202 | G9491K113 |  | 13 | 36350 | SH |  | DFND | 1 | 36350 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | ORD SHS CL A | G9461B101 |  | 2076 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | *W EXP 05/31/202 | G9461B119 |  | 33 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | CLASS A COM | 380799106 |  | 3005 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 1 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 18 | 116666 | SH |  | DFND | 1 | 116666 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | COM | 38136Y102 |  | 1533 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | *W EXP 07/15/202 | 38136Y110 |  | 0 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | RIGHT 07/15/2026 | 38136Y128 |  | 21 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| GORES HOLDINGS IX INC | CLASS A COM | 38287A101 |  | 4960 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| GORES HOLDINGS IX INC | *W EXP 01/14/202 | 38287A119 |  | 41 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 4579 | 460200 | SH |  | DFND | 1 | 460200 | 0 | 0 |
| GRAF ACQUISITION CORP IV | *W EXP 05/31/202 | 384272118 |  | 8 | 92040 | SH |  | DFND | 1 | 92040 | 0 | 0 |
| GRANITE RIDGE RESOURCES INC | COM | 387432107 |  | 2258 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| GRANITE RIDGE RESOURCES INC | *W EXP 10/24/202 | 387432115 |  | 58 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | CLASS A ORD | G4166K100 |  | 3630 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| GREEN VISOR FIN TEC ACQ CORP | *W EXP 10/27/202 | G4166K126 |  | 1 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 |  | 5073 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | RIGHT 02/24/2027 | 36263W113 |  | 29 | 31250 | SH |  | DFND | 1 | 31250 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 19 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| HAINAN MANASLU ACQUISTN CORP | UNIT 01/31/2029 | G4233U123 |  | 1632 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| HCM ACQUISITION CO | CLASS A ORD SHS | G4365A101 |  | 4104 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 3 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | CLASS A ORD SHS | G4373K109 |  | 2826 | 275000 | SH |  | DFND | 1 | 275000 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 8 | 137500 | SH |  | DFND | 1 | 137500 | 0 | 0 |
| HEARTLAND MEDIA ACQUISITION | CL A COM | 42237V108 |  | 3051 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| HEARTLAND MEDIA ACQUISITION | *W EXP 99/99/999 | 42237V116 |  | 6 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| HELIOGEN INC | *W EXP 12/30/202 | 42329E113 |  | 5 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | CLASS A COM | 42600H108 |  | 23416 | 2370000 | SH |  | DFND | 1 | 2370000 | 0 | 0 |
| HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 |  | 92 | 956666 | SH |  | DFND | 1 | 956666 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 |  | 859 | 85000 | SH |  | DFND | 1 | 85000 | 0 | 0 |
| HH ACQUISITION CO | *W EXP 02/04/202 | G39714129 |  | 2 | 42500 | SH |  | DFND | 1 | 42500 | 0 | 0 |
| HIPPO HLDGS INC | *W EXP 08/02/202 | 433539111 |  | 3 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| HNR ACQUISITION CORP | COM | 40472A102 |  | 3069 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 |  | 27 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| HOME PLATE ACQUISITION CORP | CL A COM | 43734R103 |  | 10019 | 990000 | SH |  | DFND | 1 | 990000 | 0 | 0 |
| HOME PLATE ACQUISITION CORP | *W EXP 09/30/202 | 43734R111 |  | 5 | 495000 | SH |  | DFND | 1 | 495000 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 16 | 40000 | SH |  | DFND | 1 | 40000 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | UNIT 03/02/2029 | G4619M133 |  | 750 | 74250 | SH |  | DFND | 1 | 74250 | 0 | 0 |
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 |  | 53486 | 470000 | SH |  | DFND | 1 | 470000 | 0 | 0 |
| IBERE PHARMACEUTICALS | SHS CL A | G46843101 |  | 4541 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 |  | 2 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | CL A ORD SHS | G4712C107 |  | 2068 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 13 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| INCEPTION GROWTH ACQUSTN LTD | COMMON STOCK | 45333D104 |  | 472 | 46455 | SH |  | DFND | 1 | 46455 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 1514 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 |  | 0 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | CLASS A COM | 45635R108 |  | 4581 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | *W EXP 03/31/202 | 45635R116 |  | 18 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 256 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| INFINT ACQUISITION CORP | CL A ORD SHS | G47862100 |  | 1813 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 |  | 7 | 87500 | SH |  | DFND | 1 | 87500 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 1 | 37500 | SH |  | DFND | 1 | 37500 | 0 | 0 |
| INNOVID CORP | *W EXP 11/30/202 | 457679116 |  | 5 | 12500 | SH |  | DFND | 1 | 12500 | 0 | 0 |
| INSIGHT ACQUISITION CORP | COM CL A | 45784L100 |  | 856 | 84955 | SH |  | DFND | 1 | 84955 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | CLASS A COM | 45827K101 |  | 2529 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 45827K119 |  | 5 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | ORD SHS CL A | G4828B100 |  | 1033 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | G4828B118 |  | 3 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 49055 | 1856045 | SH |  | DFND | 1 | 1856045 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | CLASS A COM | 45828D106 |  | 2570 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | *W EXP 11/05/202 | 45828D114 |  | 1 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| INTERPRIVATE III FINANCIAL P | COM CL A | 46064R106 |  | 305 | 30029 | SH |  | DFND | 1 | 30029 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | CLASS A COM | 46064T102 |  | 371 | 36168 | SH |  | DFND | 1 | 36168 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | CLASS A ORD SHS | G4923T105 |  | 7210 | 700000 | SH |  | DFND | 1 | 700000 | 0 | 0 |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 |  | 10 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | CL A SHS | G49773107 |  | 1988 | 197000 | SH |  | DFND | 1 | 197000 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | *W EXP 02/03/202 | G49773115 |  | 0 | 10000 | SH |  | DFND | 1 | 10000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 2823 | 278662 | SH |  | DFND | 1 | 278662 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 28 | 132158 | SH |  | DFND | 1 | 132158 | 0 | 0 |
| JACKSON ACQUISITION CO | COM CL A | 46653C106 |  | 4068 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| JACKSON ACQUISITION CO | *W EXP 99/99/999 | 46653C114 |  | 2 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | CLASS A ORD SHS | G5S11A106 |  | 2558 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | *W EXP 11/23/202 | G5S11A130 |  | 29 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | RIGHT 01/01/2027 | G5S11A155 |  | 16 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| JATT ACQUISITION CORP | SHS CL A | G50752107 |  | 3063 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| JATT ACQUISITION CORP | *W EXP 07/19/202 | G50752123 |  | 23 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 2500 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 1 | 18750 | SH |  | DFND | 1 | 18750 | 0 | 0 |
| JUNIPER II CORP | CL A COM | 48203N103 |  | 2034 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 |  | 16 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| JUPITER WELLNESS ACQUISITION | CLASS A COM | 48208E108 |  | 3699 | 354000 | SH |  | DFND | 1 | 354000 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 0 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 |  | 6856 | 336552 | SH |  | DFND | 1 | 336552 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 |  | 3284 | 325000 | SH |  | DFND | 1 | 325000 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 1 | 112500 | SH |  | DFND | 1 | 112500 | 0 | 0 |
| KEYARCH ACQUISITION CORP | ORD SHS CL A | G5260A104 |  | 3539 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 5 | 175000 | SH |  | DFND | 1 | 175000 | 0 | 0 |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 |  | 25 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 2313 | 231800 | SH |  | DFND | 1 | 231800 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 9031 | 907198 | SH |  | DFND | 1 | 907198 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | COM CL A | 49436K106 |  | 2058 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | *W EXP 09/15/202 | 49436K114 |  | 15 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 0 | 16666 | SH |  | DFND | 1 | 16666 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | CL A COM | 499103109 |  | 1069 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | *W EXP 99/99/999 | 499103117 |  | 2 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| KORE GROUP HLDGS INC | COMMON STOCK | 50066V107 |  | 12600 | 10000000 | SH |  | DFND | 1 | 10000000 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 1 | 16666 | SH |  | DFND | 1 | 16666 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 |  | 505 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | CLASS A ORD | G5338L108 |  | 1025 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 |  | 4 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 99/99/999 | G5380J118 |  | 11 | 35000 | SH |  | DFND | 1 | 35000 | 0 | 0 |
| LATAMGROWTH SPAC | CLASS A ORD SHS | G5380L105 |  | 4631 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| LATAMGROWTH SPAC | *W EXP 01/20/202 | G5380L121 |  | 23 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 7583 | 750000 | SH |  | DFND | 1 | 750000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 1 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| LEGATO MERGER CORP II | COM | 52473Y104 |  | 4048 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| LEGATO MERGER CORP II | *W EXP 09/01/202 | 52473Y112 |  | 88 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| LEO HLDGS CORP II | COM CL A | G5463R102 |  | 5645 | 559500 | SH |  | DFND | 1 | 559500 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | CLASS A COM | 50202D102 |  | 257 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| LF CAPITAL ACQUISITION CORP | *W EXP 02/19/202 | 50202D110 |  | 0 | 12500 | SH |  | DFND | 1 | 12500 | 0 | 0 |
| LHC GROUP INC | COM | 50187A107 |  | 4366 | 27000 | SH |  | DFND | 1 | 27000 | 0 | 0 |
| LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 |  | 256 | 53762 | SH |  | DFND | 1 | 53762 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | CLASS A ORD SHS | G5510R105 |  | 1539 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | *W EXP 02/07/202 | G5510R113 |  | 9 | 112500 | SH |  | DFND | 1 | 112500 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | CL A COM | 538086109 |  | 2488 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| LIVE OAK CRESTVIEW CLIMATE A | *W EXP 09/27/202 | 538086117 |  | 15 | 83333 | SH |  | DFND | 1 | 83333 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 |  | 1885 | 187500 | SH |  | DFND | 1 | 187500 | 0 | 0 |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 |  | 3 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| LOCAL BOUNTI CORP | *W EXP 99/99/999 | 53960E114 |  | 16 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | CLASS A COM | 54141L100 |  | 10100 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 16 | 395477 | SH |  | DFND | 1 | 395477 | 0 | 0 |
| LUMIRADX LTD | *W EXP 09/28/202 | G5709L117 |  | 7 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 4 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 |  | 1521 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | *W EXP 07/31/202 | 55407R111 |  | 21 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | SHS CL A | G5S70A104 |  | 2822 | 280000 | SH |  | DFND | 1 | 280000 | 0 | 0 |
| MARIADB PLC | *W EXP 12/16/202 | G5920M118 |  | 58 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 355 | 35000 | SH |  | DFND | 1 | 35000 | 0 | 0 |
| MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 |  | 5031 | 503332 | SH |  | DFND | 1 | 503332 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | CLASS A COM | 57778T106 |  | 1133 | 109000 | SH |  | DFND | 1 | 109000 | 0 | 0 |
| MEDTECH ACQUISITION CORP | *W EXP 12/22/202 | 58507N113 |  | 8 | 167566 | SH |  | DFND | 1 | 167566 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | ORDINARY SHARES | G6053N105 |  | 1018 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | RIGHT 03/30/2024 | G6053N113 |  | 9 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | *W EXP 03/31/202 | G6053N121 |  | 3 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| METALS ACQUISITION CORP | SHS CL A | G60405100 |  | 500 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| METALS ACQUISITION CORP | *W EXP 99/99/999 | G60405126 |  | 33 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| MICROVAST HOLDINGS INC | COM | 59516C106 |  | 8935 | 5840000 | SH |  | DFND | 1 | 5840000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 |  | 2558 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 3 | 83333 | SH |  | DFND | 1 | 83333 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | CLASS A ORD | G6301J104 |  | 2077 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 2 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| MSD ACQUISITION CORP | CLASS A ORD SHS | G5709C109 |  | 9595 | 950000 | SH |  | DFND | 1 | 950000 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 11 | 140000 | SH |  | DFND | 1 | 140000 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | CLASS A COM | 626642102 |  | 3588 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 6 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| MYOVANT SCIENCES LTD | COM | G637AM102 |  | 21465 | 796173 | SH |  | DFND | 1 | 796173 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | CL A COM | 629567108 |  | 2054 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| NABORS ENERGY TRANSITION COR | *W EXP 11/17/202 | 629567116 |  | 6 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| NERDY INC | CL A COM | 64081V109 |  | 1757 | 780690 | SH |  | DFND | 1 | 780690 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 23 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | CLASS A COM | 64823D102 |  | 3574 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 64823D110 |  | 8 | 83333 | SH |  | DFND | 1 | 83333 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 |  | 3498 | 346533 | SH |  | DFND | 1 | 346533 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | *W EXP 02/01/202 | G6529L121 |  | 6 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | COM | 65101L104 |  | 512 | 51154 | SH |  | DFND | 1 | 51154 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 |  | 2 | 25577 | SH |  | DFND | 1 | 25577 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | CLASS A ORD SHS | G6448C103 |  | 1029 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| NEXTNAV INC | COMMON STOCK | 65345N106 |  | 14650 | 5000000 | SH |  | DFND | 1 | 5000000 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 |  | 2169 | 214769 | SH |  | DFND | 1 | 214769 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 2 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | CL A SHS | G66139109 |  | 4119 | 407413 | SH |  | DFND | 1 | 407413 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 3 | 135803 | SH |  | DFND | 1 | 135803 | 0 | 0 |
| NORTHERN STAR INVEST CORP II | COM CL A | 66574L100 |  | 1005 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 |  | 1005 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 0 | 16666 | SH |  | DFND | 1 | 16666 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | COM CLASS A | 66573W107 |  | 478 | 47690 | SH |  | DFND | 1 | 47690 | 0 | 0 |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 |  | 1 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | COM | 66718N103 |  | 1266 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 3 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ONYX ACQUISITION CO I | SHS CL A | G6755Q109 |  | 4635 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | G6755Q117 |  | 8 | 225000 | SH |  | DFND | 1 | 225000 | 0 | 0 |
| OPY ACQUISITION CORP I | COM CL A | 671005106 |  | 1426 | 142314 | SH |  | DFND | 1 | 142314 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | CLASS A ORD SHS | G6780C109 |  | 8056 | 800000 | SH |  | DFND | 1 | 800000 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | *W EXP 04/15/202 | G6780C117 |  | 26 | 160000 | SH |  | DFND | 1 | 160000 | 0 | 0 |
| OUSTER INC | *W EXP 03/11/202 | 68989M111 |  | 26 | 274200 | SH |  | DFND | 1 | 274200 | 0 | 0 |
| OWLET INC | *W EXP 09/14/202 | 69120X115 |  | 6 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| OXUS ACQUISITION CORP | SHS CL A | G6859L105 |  | 2818 | 272823 | SH |  | DFND | 1 | 272823 | 0 | 0 |
| P3 HEALTH PARTNERS INC | *W EXP 11/19/202 | 744413113 |  | 23 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | CLASS A COM | 69882P102 |  | 5120 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 11 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 6283 | 623672 | SH |  | DFND | 1 | 623672 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 16 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | CLASS A ORD SHS | G69454109 |  | 1036 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 5 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 5 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | CLASS A ORD SHS | G44525106 |  | 2772 | 270000 | SH |  | DFND | 1 | 270000 | 0 | 0 |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | G44525114 |  | 9 | 135000 | SH |  | DFND | 1 | 135000 | 0 | 0 |
| PEGASUS DIGITAL MOBILITY ACQ | CL A ORD SHS | G69768102 |  | 2827 | 275000 | SH |  | DFND | 1 | 275000 | 0 | 0 |
| PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 |  | 2315 | 226526 | SH |  | DFND | 1 | 226526 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | CLASS A ORD | G7007D102 |  | 257 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 |  | 0 | 12500 | SH |  | DFND | 1 | 12500 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 3032 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 3 | 60000 | SH |  | DFND | 1 | 60000 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | CLASS A COM | 71902K105 |  | 1030 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 2 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | CLASS A COM | 69291C106 |  | 1562 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 0 | 41666 | SH |  | DFND | 1 | 41666 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 |  | 152 | 15000 | SH |  | DFND | 1 | 15000 | 0 | 0 |
| PLANET LABS PBC | COM CL A | 72703X106 |  | 22563 | 5187000 | SH |  | DFND | 1 | 5187000 | 0 | 0 |
| PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 |  | 1 | 20000 | SH |  | DFND | 1 | 20000 | 0 | 0 |
| PLUM ACQUISITION CORP I | CLASS A ORD SHS | G7134L126 |  | 1008 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| PONTEM CORPORATION | SHS CL A | G71707106 |  | 1517 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 3 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| PORTAGE FINTECH ACQUISITN CO | CLASS A ORD SHS | G7185D106 |  | 3009 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| PORTAGE FINTECH ACQUISITN CO | *W EXP 07/08/202 | G7185D114 |  | 17 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 |  | 4036 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| POWER  DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 |  | 14 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| POWERUP ACQUISITION CORP | CLASS A ORDI SHS | G7207P103 |  | 2063 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | G7207P129 |  | 8 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | CL A | 74275N102 |  | 2514 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 4 | 83333 | SH |  | DFND | 1 | 83333 | 0 | 0 |
| PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 |  | 52 | 76650 | SH |  | DFND | 1 | 76650 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | CL A | G7273A105 |  | 3214 | 323330 | SH |  | DFND | 1 | 323330 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 |  | 4 | 233333 | SH |  | DFND | 1 | 233333 | 0 | 0 |
| RCF ACQUISITION CORP | CL A COM | G7330C102 |  | 2565 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 9 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | COM | 758083109 |  | 4068 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | *W EXP 03/15/202 | 758083117 |  | 19 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | RIGHT 03/15/2027 | 758083125 |  | 49 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| REE AUTOMOTIVE LTD | CLASS A ORD SHS | M8287R103 |  | 1944 | 5000000 | SH |  | DFND | 1 | 5000000 | 0 | 0 |
| RF ACQUISITION CORP | CLASS A COM | 74954L104 |  | 4060 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 74954L112 |  | 5 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| RF ACQUISITION CORP | RIGHT 05/01/2028 | 74954L120 |  | 28 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| RICE ACQUISITION CORP II | *W EXP 99/99/999 | G75529126 |  | 94 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | CL A ORD SHS | G7573M106 |  | 10290 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | G7573M114 |  | 50 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 76655K111 |  | 3 | 35867 | SH |  | DFND | 1 | 35867 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 3295 | 178791 | SH |  | DFND | 1 | 178791 | 0 | 0 |
| RMG ACQUISITION CORP III | CL A SHS | G76088106 |  | 2020 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 |  | 1 | 40000 | SH |  | DFND | 1 | 40000 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 27772 | 3411841 | SH |  | DFND | 1 | 3411841 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | COMMON STOCK | 77118V108 |  | 2992 | 292000 | SH |  | DFND | 1 | 292000 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | RIGHT 11/30/2028 | 77118V116 |  | 40 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 4 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| ROSS ACQUISITION CORP II | SHS CL A | G7641C106 |  | 2530 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| ROSS ACQUISITION CORP II | *W EXP 02/01/202 | G7641C114 |  | 7 | 132533 | SH |  | DFND | 1 | 132533 | 0 | 0 |
| ROTH CH ACQUISITION V CO | COM | 77867R100 |  | 1594 | 157700 | SH |  | DFND | 1 | 157700 | 0 | 0 |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 77867R118 |  | 6 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 78112J117 |  | 7 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SATELLOGIC INC | *W EXP 01/25/202 | G7823S119 |  | 9 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| SCION TECH GROWTH II | CL A SHS | G31070108 |  | 1521 | 150210 | SH |  | DFND | 1 | 150210 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 1 | 53958 | SH |  | DFND | 1 | 53958 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | CLASS A ORD SHS | G79407105 |  | 4973 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 |  | 39 | 166666 | SH |  | DFND | 1 | 166666 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | CL A COM | G7T983103 |  | 10260 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| SCULPTOR ACQUISITION CORP I | *W EXP 99/99/999 | G7T983111 |  | 27 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | CL A ORD SHS | G79471101 |  | 1509 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 |  | 9 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | CLASS A COM | 81221H105 |  | 2040 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 |  | 1 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 |  | 10 | 133333 | SH |  | DFND | 1 | 133333 | 0 | 0 |
| SEMANTIX INC | *W EXP 08/03/202 | G6332A114 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | CLASS A ORD | G8028L107 |  | 3099 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 1 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SES AI CORPORATION | CL A COM | 78397Q109 |  | 15750 | 5000000 | SH |  | DFND | 1 | 5000000 | 0 | 0 |
| SES AI CORPORATION | *W EXP 12/10/202 | 78397Q117 |  | 53 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| SHARECARE INC | COM CL A | 81948W104 |  | 14400 | 9000000 | SH |  | DFND | 1 | 9000000 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | CL A COM | 82537G104 |  | 3063 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | *W EXP 11/17/202 | 82537G112 |  | 3 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | CLASS A ORD SHS | G81173109 |  | 5150 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | *W EXP 02/24/202 | G81173117 |  | 15 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| SIGNAL HILL ACQUISITION CORP | CLASS A COM | 82664R105 |  | 2044 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| SIGNAL HILL ACQUISITION CORP | *W EXP 02/10/202 | 82664R113 |  | 5 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| SIGNIFY HEALTH INC | CL A COM | 82671G100 |  | 15190 | 530000 | SH |  | DFND | 1 | 530000 | 0 | 0 |
| SILVERSPAC INC | CLASS A ORD | G8136V104 |  | 2004 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 |  | 10 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | CLASS A COM | G8192N103 |  | 3054 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | G8192N111 |  | 15 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SKYDECK ACQUISITION CORP | *W EXP 05/13/202 | G82220115 |  | 1 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| SKYDECK ACQUISITION CORP | CLASS A ORD SHS | G82220123 |  | 1006 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| SLAM CORP | CL A SHS | G8210L105 |  | 10100 | 1000000 | SH |  | DFND | 1 | 1000000 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 22 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| SMARTRENT INC | COM CL A | 83193G107 |  | 6455 | 2656173 | SH |  | DFND | 1 | 2656173 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 |  | 352 | 35000 | SH |  | DFND | 1 | 35000 | 0 | 0 |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 |  | 1359 | 135000 | SH |  | DFND | 1 | 135000 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 |  | 2 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| SOLID POWER INC | CLASS A COM | 83422N105 |  | 12700 | 5000000 | SH |  | DFND | 1 | 5000000 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 8 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | CLASS A ORD SHS | G8274F101 |  | 13044 | 1200000 | SH |  | DFND | 1 | 1200000 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | *W EXP 02/25/202 | G8274F119 |  | 69 | 600000 | SH |  | DFND | 1 | 600000 | 0 | 0 |
| SOUNDHOUND AI INC | CLASS A COM | 836100107 |  | 1947 | 1100000 | SH |  | DFND | 1 | 1100000 | 0 | 0 |
| SOUNDHOUND AI INC | *W EXP 04/26/202 | 836100115 |  | 11 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | CL A COM | 84465L105 |  | 3054 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 |  | 3 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 765 | 2000 | SH |  | DFND | 1 | 2000 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 |  | 5130 | 500000 | SH |  | DFND | 1 | 500000 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 10 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | CLASS A ORD | G83752108 |  | 3039 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | G83752116 |  | 33 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 51 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | COM | 85205U107 |  | 3039 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | CL A ORD SHS | G8465L107 |  | 2044 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | *W EXP 12/02/202 | G8465L115 |  | 6 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | CLASS A ORD SHS | G85094103 |  | 2056 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 2 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | CLASS A COM | 86309R107 |  | 2012 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 1 | 153379 | SH |  | DFND | 1 | 153379 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | SHS CL A | G8T90F102 |  | 4536 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | *W EXP 99/99/999 | G8T90F128 |  | 1 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 |  | 1006 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 2 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| SVF INVESTMENT CORP | CL A SHS | G8601L102 |  | 2528 | 250000 | SH |  | DFND | 1 | 250000 | 0 | 0 |
| SWIFTMERGE ACQUISITION CORP | CLASS A ORD SHS | G63836103 |  | 2026 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| SWIFTMERGE ACQUISITION CORP | *W EXP 12/13/202 | G63836111 |  | 7 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 4036 | 400000 | SH |  | DFND | 1 | 400000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | CLASS A ORD SHS | G8675N109 |  | 2048 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 |  | 4 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| TB SA ACQUISITION CORP | CLASS A ORD SHS | G8657L105 |  | 1870 | 185300 | SH |  | DFND | 1 | 185300 | 0 | 0 |
| TB SA ACQUISITION CORP | *W EXP 03/25/202 | G8657L121 |  | 1 | 61666 | SH |  | DFND | 1 | 61666 | 0 | 0 |
| TCV ACQUISITION CORP | CL A SHS | G8704C124 |  | 4545 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| TECH AND ENERGY TRANSITION | CLASS A COM | 87823R102 |  | 3009 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 2 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| TENX KEANE ACQUISITION | UNIT 06/30/2028 | G8708L138 |  | 1291 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 88105P111 |  | 10 | 97206 | SH |  | DFND | 1 | 97206 | 0 | 0 |
| TH INTERNATIONAL LIMITED | *W EXP 09/28/202 | G8656L114 |  | 8 | 62500 | SH |  | DFND | 1 | 62500 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | CLASS A ORD SHS | G41522106 |  | 3761 | 375000 | SH |  | DFND | 1 | 375000 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 8 | 187500 | SH |  | DFND | 1 | 187500 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | RIGHT 11/12/2026 | G41522130 |  | 15 | 375000 | SH |  | DFND | 1 | 375000 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 6 | 80000 | SH |  | DFND | 1 | 80000 | 0 | 0 |
| TIO TECH A | CLASS A ORD SHS | G8T10C106 |  | 7070 | 700000 | SH |  | DFND | 1 | 700000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 6 | 233332 | SH |  | DFND | 1 | 233332 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | CLASS A ORD | G88935112 |  | 258 | 25000 | SH |  | DFND | 1 | 25000 | 0 | 0 |
| TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 |  | 0 | 12500 | SH |  | DFND | 1 | 12500 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | CLASS A ORD SHS | G8656T109 |  | 1284 | 125000 | SH |  | DFND | 1 | 125000 | 0 | 0 |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | G8656T125 |  | 1 | 62500 | SH |  | DFND | 1 | 62500 | 0 | 0 |
| TPB ACQUISITION CORP I | COM CL A | G8990L101 |  | 17394 | 1732500 | SH |  | DFND | 1 | 1732500 | 0 | 0 |
| TPB ACQUISITION CORP I | *W EXP 08/09/202 | G8990L127 |  | 272 | 577500 | SH |  | DFND | 1 | 577500 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 7679 | 781600 | SH |  | DFND | 1 | 781600 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | COM CL A | 89301B104 |  | 2010 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | *W EXP 99/99/999 | 89301B112 |  | 4 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| TRINE II ACQUISITION CORP | CL A ORD SHS | G9059F100 |  | 1031 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 4 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | G9074V106 |  | 18741 | 1850000 | SH |  | DFND | 1 | 1850000 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | G9074V114 |  | 23 | 925000 | SH |  | DFND | 1 | 925000 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 |  | 1512 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| TWO | COM CL A | G9152V101 |  | 6944 | 688569 | SH |  | DFND | 1 | 688569 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 1010 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 0 | 33333 | SH |  | DFND | 1 | 33333 | 0 | 0 |
| UTA ACQUISITION CORPORATION | CLASS A ORD SHS | G9473A109 |  | 1021 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| UTA ACQUISITION CORPORATION | *W EXP 10/30/202 | G9473A117 |  | 5 | 50000 | SH |  | DFND | 1 | 50000 | 0 | 0 |
| VACASA INC | CLASS A COM | 91854V107 |  | 1060 | 841589 | SH |  | DFND | 1 | 841589 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | CLASS A ORD | G9320Z109 |  | 1544 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 |  | 1 | 75000 | SH |  | DFND | 1 | 75000 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | CLASS A ORD SHS | G9460N106 |  | 2012 | 200000 | SH |  | DFND | 1 | 200000 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | *W EXP 04/02/202 | G9460N122 |  | 3 | 66666 | SH |  | DFND | 1 | 66666 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 3535 | 350000 | SH |  | DFND | 1 | 350000 | 0 | 0 |
| VIRGIN ORBIT HOLDINGS INC | *W EXP 99/99/999 | 92771A119 |  | 11 | 60000 | SH |  | DFND | 1 | 60000 | 0 | 0 |
| VISCOGLIOSI BROS ACQUISTN CO | COMMON STOCK | 92838K100 |  | 3033 | 300000 | SH |  | DFND | 1 | 300000 | 0 | 0 |
| VISCOGLIOSI BROS ACQUISTN CO | *W EXP 03/18/202 | 92838K118 |  | 9 | 150000 | SH |  | DFND | 1 | 150000 | 0 | 0 |
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 |  | 124479 | 5770938 | SH |  | DFND | 1 | 5770938 | 0 | 0 |
| VIVINT SMART HOME INC | COM CL A | 928542109 |  | 11429 | 960414 | SH |  | DFND | 1 | 960414 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 13504 | 110000 | SH |  | DFND | 1 | 110000 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 |  | 1 | 17500 | SH |  | DFND | 1 | 17500 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | CLASS A ORD | G9460L126 |  | 708 | 70000 | SH |  | DFND | 1 | 70000 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 1174 | 116400 | SH |  | DFND | 1 | 116400 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 101 | 10000 | SH |  | DFND | 1 | 10000 | 0 | 0 |
| WEJO GROUP LIMITED | *W EXP 11/18/202 | G9525W117 |  | 4 | 100000 | SH |  | DFND | 1 | 100000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | COM | 95758L107 |  | 4779 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 25 | 450000 | SH |  | DFND | 1 | 450000 | 0 | 0 |
| XPENG INC | ADS | 98422D105 |  | 1093 | 110000 | SH |  | DFND | 1 | 110000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 |  | 7463 | 750000 | SH |  | DFND | 1 | 750000 | 0 | 0 |

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