# EDGAR Filing Document

**Accession Number:** 0001891713
**File Stem:** 0001172661-23-001222
**Filing Date:** 2023-2
**Character Count:** 23652
**Document Hash:** 73f2bfd9dd8754adc87011fa7e30ba2b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-001222.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001172661-23-001222

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Herold Advisors, Inc.
- **CENTRAL INDEX KEY:** 0001891713
- **IRS NUMBER:** 132806151
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21393
- **FILM NUMBER:** 23627043

**BUSINESS ADDRESS:**
- **STREET 1:** 845 THIRD AVENUE
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-371-3950

**MAIL ADDRESS:**
- **STREET 1:** 845 THIRD AVENUE
- **STREET 2:** 17TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Herold Advisors Inc.<br>**Address:** 845 Third Avenue<br>17th Floor<br>New York, NY 10022

**Form 13F File Number:** 028-21393

**CRD Number (if applicable):** 000105090

**SEC File Number (if applicable):** 801-11216

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Larry Herold<br>**Title:** Chief Operating Officer<br>**Phone:** 212-371-3950

**Signature, Place, and Date of Signing:**

/s/ Larry Herold  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 204

**Form 13F Information Table Value Total:** $236159035

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABB LTD | SPONSORED ADR | 000375204 |  | 484314 | 15900 | SH |  | SOLE |  | 15900 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 1860062 | 16942 | SH |  | SOLE |  | 16942 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 5483696 | 33932 | SH |  | SOLE |  | 33932 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 269224 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 778357 | 2525 | SH |  | SOLE |  | 2525 | 0 | 0 |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 |  | 512800 | 14920 | SH |  | SOLE |  | 14920 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 727590 | 8200 | SH |  | SOLE |  | 8200 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1229044 | 13930 | SH |  | SOLE |  | 13930 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 366953 | 8028 | SH |  | SOLE |  | 8028 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1227744 | 14616 | SH |  | SOLE |  | 14616 | 0 | 0 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 436703 | 5861 | SH |  | SOLE |  | 5861 | 0 | 0 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 |  | 1456162 | 21411 | SH |  | SOLE |  | 21411 | 0 | 0 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 876199 | 16473 | SH |  | SOLE |  | 16473 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 458126 | 3101 | SH |  | SOLE |  | 3101 | 0 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 |  | 1569883 | 7410 | SH |  | SOLE |  | 7410 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 202311 | 770 | SH |  | SOLE |  | 770 | 0 | 0 |
| AMPHENOL CORP NEW | CL A | 032095101 |  | 1958625 | 25724 | SH |  | SOLE |  | 25724 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 11889515 | 91507 | SH |  | SOLE |  | 91507 | 0 | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 |  | 533980 | 5751 | SH |  | SOLE |  | 5751 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 1163777 | 63214 | SH |  | SOLE |  | 63214 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 1317638 | 7280 | SH |  | SOLE |  | 7280 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 1279987 | 38647 | SH |  | SOLE |  | 38647 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 468711 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 911255 | 2950 | SH |  | SOLE |  | 2950 | 0 | 0 |
| BIONTECH SE | SPONSORED ADS | 09075V102 |  | 450660 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| BLACKROCK INC | COM | 09247X101 |  | 783036 | 1105 | SH |  | SOLE |  | 1105 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 569828 | 7681 | SH |  | SOLE |  | 7681 | 0 | 0 |
| BNY MELLON ETF TRUST | US LRG CP CORE | 09661T107 |  | 591957 | 8445 | SH |  | SOLE |  | 8445 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 1304173 | 6846 | SH |  | SOLE |  | 6846 | 0 | 0 |
| BP PLC | SPONSORED ADR | 055622104 |  | 382195 | 10942 | SH |  | SOLE |  | 10942 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 2327362 | 32347 | SH |  | SOLE |  | 32347 | 0 | 0 |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 113004105 |  | 424015 | 14817 | SH |  | SOLE |  | 14817 | 0 | 0 |
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 |  | 1863581 | 59295 | SH |  | SOLE |  | 59295 | 0 | 0 |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 |  | 3728304 | 120307 | SH |  | SOLE |  | 120307 | 0 | 0 |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 |  | 529856 | 13621 | SH |  | SOLE |  | 13621 | 0 | 0 |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 |  | 343142 | 12474 | SH |  | SOLE |  | 12474 | 0 | 0 |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 |  | 1256056 | 49568 | SH |  | SOLE |  | 49568 | 0 | 0 |
| CALAMOS DYNAMIC CONV  INCOM | COM | 12811V105 |  | 330640 | 16137 | SH |  | SOLE |  | 16137 | 0 | 0 |
| CARDINAL HEALTH INC | COM | 14149Y108 |  | 276732 | 3600 | SH |  | SOLE |  | 3600 | 0 | 0 |
| CATERPILLAR INC | COM | 149123101 |  | 300244 | 1253 | SH |  | SOLE |  | 1253 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 3787058 | 21099 | SH |  | SOLE |  | 21099 | 0 | 0 |
| CHUBB LIMITED | COM | H1467J104 |  | 2182106 | 9892 | SH |  | SOLE |  | 9892 | 0 | 0 |
| CIMPRESS PLC | SHS EURO | G2143T103 |  | 425194 | 15400 | SH |  | SOLE |  | 15400 | 0 | 0 |
| CINTAS CORP | COM | 172908105 |  | 2147453 | 4755 | SH |  | SOLE |  | 4755 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 1234370 | 25910 | SH |  | SOLE |  | 25910 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 478364 | 10576 | SH |  | SOLE |  | 10576 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 479055 | 7531 | SH |  | SOLE |  | 7531 | 0 | 0 |
| COHERENT CORP | COM | 19247G107 |  | 233204 | 6644 | SH |  | SOLE |  | 6644 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 305575 | 3878 | SH |  | SOLE |  | 3878 | 0 | 0 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1004183 | 28716 | SH |  | SOLE |  | 28716 | 0 | 0 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 1631068 | 17113 | SH |  | SOLE |  | 17113 | 0 | 0 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 |  | 1013906 | 4375 | SH |  | SOLE |  | 4375 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 285863 | 8950 | SH |  | SOLE |  | 8950 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 2285696 | 5007 | SH |  | SOLE |  | 5007 | 0 | 0 |
| CROWN CASTLE INC | COM | 22822V101 |  | 430062 | 3171 | SH |  | SOLE |  | 3171 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 2208880 | 23703 | SH |  | SOLE |  | 23703 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 2269961 | 5294 | SH |  | SOLE |  | 5294 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 1229545 | 14152 | SH |  | SOLE |  | 14152 | 0 | 0 |
| DOLLAR GEN CORP NEW | COM | 256677105 |  | 369621 | 1501 | SH |  | SOLE |  | 1501 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 402458 | 7987 | SH |  | SOLE |  | 7987 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 303772 | 4426 | SH |  | SOLE |  | 4426 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 898539 | 5725 | SH |  | SOLE |  | 5725 | 0 | 0 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 |  | 125618 | 13942 | SH |  | SOLE |  | 13942 | 0 | 0 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 |  | 90699 | 12013 | SH |  | SOLE |  | 12013 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 571593 | 1114 | SH |  | SOLE |  | 1114 | 0 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 129383 | 10900 | SH |  | SOLE |  | 10900 | 0 | 0 |
| ETF SER SOLUTIONS | DISTILLATE US | 26922A321 |  | 2076190 | 50887 | SH |  | SOLE |  | 50887 | 0 | 0 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 259800 | 2500 | SH |  | SOLE |  | 2500 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3658304 | 33167 | SH |  | SOLE |  | 33167 | 0 | 0 |
| FEDEX CORP | COM | 31428X106 |  | 337962 | 1951 | SH |  | SOLE |  | 1951 | 0 | 0 |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 316092832 |  | 540765 | 13570 | SH |  | SOLE |  | 13570 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 |  | 307343 | 4101 | SH |  | SOLE |  | 4101 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 1359851 | 30962 | SH |  | SOLE |  | 30962 | 0 | 0 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 |  | 858975 | 19760 | SH |  | SOLE |  | 19760 | 0 | 0 |
| FLEXSHARES TR | US QT LW VLTY | 33939L654 |  | 281192 | 5594 | SH |  | SOLE |  | 5594 | 0 | 0 |
| FLEXSHARES TR | IBOXX 3R TARGT | 33939L506 |  | 478279 | 20335 | SH |  | SOLE |  | 20335 | 0 | 0 |
| FLEXSHARES TR | QLT DIV DEF IDX | 33939L845 |  | 308546 | 5997 | SH |  | SOLE |  | 5997 | 0 | 0 |
| FLEXSHARES TR | HIG YLD VL ETF | 33939L662 |  | 255040 | 6400 | SH |  | SOLE |  | 6400 | 0 | 0 |
| FLEXSHARES TR | CRE SLCT BD FD | 33939L670 |  | 287262 | 13096 | SH |  | SOLE |  | 13096 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 464571 | 39946 | SH |  | SOLE |  | 39946 | 0 | 0 |
| FRANKLIN RESOURCES INC | COM | 354613101 |  | 586955 | 22250 | SH |  | SOLE |  | 22250 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 309520 | 3694 | SH |  | SOLE |  | 3694 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 520636 | 6064 | SH |  | SOLE |  | 6064 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACCESS INFLATI | 381430362 |  | 273658 | 5650 | SH |  | SOLE |  | 5650 | 0 | 0 |
| GOLDMAN SACHS ETF TR | JUST US LRG CP | 381430396 |  | 317192 | 5740 | SH |  | SOLE |  | 5740 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 1608627 | 21130 | SH |  | SOLE |  | 21130 | 0 | 0 |
| GOLDMAN SACHS ETF TR | INNOVAT EQ ETF | 38149W820 |  | 256723 | 6291 | SH |  | SOLE |  | 6291 | 0 | 0 |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 381430479 |  | 347888 | 7869 | SH |  | SOLE |  | 7869 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 877336 | 2555 | SH |  | SOLE |  | 2555 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 514520 | 14642 | SH |  | SOLE |  | 14642 | 0 | 0 |
| HALEON PLC | SPON ADS | 405552100 |  | 95784 | 11973 | SH |  | SOLE |  | 11973 | 0 | 0 |
| HENRY JACK  ASSOC INC | COM | 426281101 |  | 1425547 | 8120 | SH |  | SOLE |  | 8120 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 564798 | 2439 | SH |  | SOLE |  | 2439 | 0 | 0 |
| HESS CORP | COM | 42809H107 |  | 212730 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 |  | 198143 | 12415 | SH |  | SOLE |  | 12415 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 3822400 | 12102 | SH |  | SOLE |  | 12102 | 0 | 0 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 |  | 342394 | 6760 | SH |  | SOLE |  | 6760 | 0 | 0 |
| ICICI BANK LIMITED | ADR | 45104G104 |  | 890923 | 40700 | SH |  | SOLE |  | 40700 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 277578 | 1260 | SH |  | SOLE |  | 1260 | 0 | 0 |
| INSPIRE MED SYS INC | COM | 457730109 |  | 251880 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 346443 | 13108 | SH |  | SOLE |  | 13108 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 2857299 | 20280 | SH |  | SOLE |  | 20280 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 1992806 | 5120 | SH |  | SOLE |  | 5120 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 2109533 | 7950 | SH |  | SOLE |  | 7950 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S HDL VOL | 46138E362 |  | 387924 | 8851 | SH |  | SOLE |  | 8851 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S ULTRA DIVIDE | 46138G656 |  | 658561 | 15115 | SH |  | SOLE |  | 15115 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 220920 | 3457 | SH |  | SOLE |  | 3457 | 0 | 0 |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 46138J619 |  | 1887832 | 43964 | SH |  | SOLE |  | 43964 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 |  | 293654 | 14193 | SH |  | SOLE |  | 14193 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 580761 | 7031 | SH |  | SOLE |  | 7031 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 1147384 | 5600 | SH |  | SOLE |  | 5600 | 0 | 0 |
| IRON MTN INC DEL | COM | 46284V101 |  | 456128 | 9150 | SH |  | SOLE |  | 9150 | 0 | 0 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 481798 | 21880 | SH |  | SOLE |  | 21880 | 0 | 0 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 1058952 | 21179 | SH |  | SOLE |  | 21179 | 0 | 0 |
| ISHARES TR | CONV BD ETF | 46435G102 |  | 872543 | 12560 | SH |  | SOLE |  | 12560 | 0 | 0 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 337250 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 1288160 | 23640 | SH |  | SOLE |  | 23640 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 46641Q159 |  | 652480 | 14461 | SH |  | SOLE |  | 14461 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDRS US | 46641Q399 |  | 235435 | 3435 | SH |  | SOLE |  | 3435 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 934701 | 18646 | SH |  | SOLE |  | 18646 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 46641Q761 |  | 231376 | 5971 | SH |  | SOLE |  | 5971 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3245150 | 18371 | SH |  | SOLE |  | 18371 | 0 | 0 |
| JOHNSON CTLS INTL PLC | SHS | G51502105 |  | 237440 | 3710 | SH |  | SOLE |  | 3710 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3995021 | 29791 | SH |  | SOLE |  | 29791 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 309566 | 17122 | SH |  | SOLE |  | 17122 | 0 | 0 |
| KRAFT HEINZ CO | COM | 500754106 |  | 234083 | 5750 | SH |  | SOLE |  | 5750 | 0 | 0 |
| KROGER CO | COM | 501044101 |  | 240732 | 5400 | SH |  | SOLE |  | 5400 | 0 | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 |  | 896344 | 4305 | SH |  | SOLE |  | 4305 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 3844672 | 10509 | SH |  | SOLE |  | 10509 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 1582065 | 3252 | SH |  | SOLE |  | 3252 | 0 | 0 |
| LOWES COS INC | COM | 548661107 |  | 272760 | 1369 | SH |  | SOLE |  | 1369 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 6113120 | 17580 | SH |  | SOLE |  | 17580 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 1366930 | 5187 | SH |  | SOLE |  | 5187 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 3468792 | 31264 | SH |  | SOLE |  | 31264 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 762354 | 6335 | SH |  | SOLE |  | 6335 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 9809627 | 40904 | SH |  | SOLE |  | 40904 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 285596 | 1590 | SH |  | SOLE |  | 1590 | 0 | 0 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 394515 | 4640 | SH |  | SOLE |  | 4640 | 0 | 0 |
| NATIONAL FUEL GAS CO | COM | 636180101 |  | 246870 | 3900 | SH |  | SOLE |  | 3900 | 0 | 0 |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 |  | 620788 | 10292 | SH |  | SOLE |  | 10292 | 0 | 0 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 279134 | 32457 | SH |  | SOLE |  | 32457 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1816171 | 21725 | SH |  | SOLE |  | 21725 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 3952501 | 33779 | SH |  | SOLE |  | 33779 | 0 | 0 |
| NRG ENERGY INC | COM NEW | 629377508 |  | 316590 | 9949 | SH |  | SOLE |  | 9949 | 0 | 0 |
| NUCOR CORP | COM | 670346105 |  | 1849294 | 14030 | SH |  | SOLE |  | 14030 | 0 | 0 |
| NUVEEN N Y MUN VALUE FD | COM | 67062M105 |  | 204468 | 24754 | SH |  | SOLE |  | 24754 | 0 | 0 |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 |  | 430315 | 41941 | SH |  | SOLE |  | 41941 | 0 | 0 |
| NUVEEN PFD  INCOME OPPORTUN | COM | 67073B106 |  | 73462 | 10091 | SH |  | SOLE |  | 10091 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2349087 | 16074 | SH |  | SOLE |  | 16074 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 228654 | 3630 | SH |  | SOLE |  | 3630 | 0 | 0 |
| ONE GAS INC | COM | 68235P108 |  | 499752 | 6600 | SH |  | SOLE |  | 6600 | 0 | 0 |
| ONEOK INC NEW | COM | 682680103 |  | 2757161 | 41966 | SH |  | SOLE |  | 41966 | 0 | 0 |
| ORACLE CORP | COM | 68389X105 |  | 411457 | 5034 | SH |  | SOLE |  | 5034 | 0 | 0 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 1013629 | 21916 | SH |  | SOLE |  | 21916 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 267075 | 3750 | SH |  | SOLE |  | 3750 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 1062281 | 5880 | SH |  | SOLE |  | 5880 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 1756539 | 34281 | SH |  | SOLE |  | 34281 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 500686 | 4947 | SH |  | SOLE |  | 4947 | 0 | 0 |
| PHILLIPS 66 | COM | 718546104 |  | 2185618 | 20999 | SH |  | SOLE |  | 20999 | 0 | 0 |
| PIMCO NEW YORK MUN FD II | COM | 72200Y102 |  | 85343 | 10735 | SH |  | SOLE |  | 10735 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3459758 | 22828 | SH |  | SOLE |  | 22828 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 1513175 | 13423 | SH |  | SOLE |  | 13423 | 0 | 0 |
| PRUDENTIAL FINL INC | COM | 744320102 |  | 346197 | 3481 | SH |  | SOLE |  | 3481 | 0 | 0 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 |  | 925667 | 15108 | SH |  | SOLE |  | 15108 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 1409689 | 12822 | SH |  | SOLE |  | 12822 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 213750 | 1500 | SH |  | SOLE |  | 1500 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 1358595 | 13462 | SH |  | SOLE |  | 13462 | 0 | 0 |
| S GLOBAL INC | COM | 78409V104 |  | 2485255 | 7420 | SH |  | SOLE |  | 7420 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 1055640 | 19000 | SH |  | SOLE |  | 19000 | 0 | 0 |
| SEALED AIR CORP NEW | COM | 81211K100 |  | 283568 | 5685 | SH |  | SOLE |  | 5685 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 327246 | 9569 | SH |  | SOLE |  | 9569 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 3326593 | 38031 | SH |  | SOLE |  | 38031 | 0 | 0 |
| SHELL PLC | SPON ADS | 780259305 |  | 1252208 | 21988 | SH |  | SOLE |  | 21988 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 882976 | 5205 | SH |  | SOLE |  | 5205 | 0 | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 |  | 855722 | 13300 | SH |  | SOLE |  | 13300 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 220330 | 2221 | SH |  | SOLE |  | 2221 | 0 | 0 |
| STERIS PLC | SHS USD | G8473T100 |  | 225137 | 1219 | SH |  | SOLE |  | 1219 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 331845 | 2227 | SH |  | SOLE |  | 2227 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 911532 | 7400 | SH |  | SOLE |  | 7400 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 239570 | 435 | SH |  | SOLE |  | 435 | 0 | 0 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 1813295 | 8060 | SH |  | SOLE |  | 8060 | 0 | 0 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 224988 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 1119605 | 5407 | SH |  | SOLE |  | 5407 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 474521 | 2730 | SH |  | SOLE |  | 2730 | 0 | 0 |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 911718104 |  | 249372 | 10800 | SH |  | SOLE |  | 10800 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1734119 | 3271 | SH |  | SOLE |  | 3271 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 471820 | 2315 | SH |  | SOLE |  | 2315 | 0 | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 453924 | 2130 | SH |  | SOLE |  | 2130 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 390467 | 5193 | SH |  | SOLE |  | 5193 | 0 | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 669769 | 4411 | SH |  | SOLE |  | 4411 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2456401 | 62345 | SH |  | SOLE |  | 62345 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 5870643 | 28257 | SH |  | SOLE |  | 28257 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 3508337 | 24743 | SH |  | SOLE |  | 24743 | 0 | 0 |
| WASTE CONNECTIONS INC | COM | 94106B101 |  | 218587 | 1650 | SH |  | SOLE |  | 1650 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 2160678 | 13773 | SH |  | SOLE |  | 13773 | 0 | 0 |
| WISDOMTREE TR | US LARGECAP FUND | 97717W588 |  | 916839 | 22050 | SH |  | SOLE |  | 22050 | 0 | 0 |
| WISDOMTREE TR | YIELD ENHANCED | 97717Y808 |  | 276863 | 5933 | SH |  | SOLE |  | 5933 | 0 | 0 |
| WISDOMTREE TR | US EFFICIENT COR | 97717Y790 |  | 974798 | 30040 | SH |  | SOLE |  | 30040 | 0 | 0 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 272966 | 5430 | SH |  | SOLE |  | 5430 | 0 | 0 |
| WISDOMTREE TR | US QTLY DIV GRT | 97717X669 |  | 1460942 | 24204 | SH |  | SOLE |  | 24204 | 0 | 0 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 |  | 724042 | 27138 | SH |  | SOLE |  | 27138 | 0 | 0 |
| WISDOMTREE TR | ITL HDG QTLY DIV | 97717X594 |  | 232521 | 6526 | SH |  | SOLE |  | 6526 | 0 | 0 |
| WP CAREY INC | COM | 92936U109 |  | 2230491 | 28541 | SH |  | SOLE |  | 28541 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 2014037 | 13743 | SH |  | SOLE |  | 13743 | 0 | 0 |

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