# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-009935
**Filing Date:** 2026-6
**Character Count:** 33508
**Document Hash:** e70c97e23df0004e7246eb8363c55bef
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-009935.hdr.sgml**: 20260626

**ACCESSION NUMBER**: 0000910472-26-009935

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260626

**DATE AS OF CHANGE**: 20260626

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 261125310

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main Thematic Innovation ETF (Series ID: S000070451)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000223946 | Main Thematic Innovation ETF | TMAT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Thematic Innovation ETF

- **b. EDGAR series identifier (if any):** S000070451

- **c. LEI of Series:** 549300005DYZ5EYSHM58

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $210924178.13

**Total Liabilities:** $160009.09

**Net Assets:** $210764169.04

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223946 | 1.60%                | -6.37%               | 13.74%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $151214.42               | $2951009.50                                |
| Month 2  | $-3952139.79             | $-8594549.22                               |
| Month 3  | $-5922834.26             | $31410202.60                               |

### Schedule of Portfolio Investments

| Name                                           | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| PARKER-HANNIFIN CORP                           | PARKER HANNIFIN                      | CUSIP: 701094104<br>LEI: 5493002CONDB4N2HKI23 | Long             | EC               | CORP              | US        |       787 | NS      | $715713.54    | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| CURTISS-WRIGHT CORP                            | CURTISS-WRIGHT                       | CUSIP: 231561101<br>LEI: TEL51ETZWP7D0ZM4X325 | Long             | EC               | CORP              | US        |      2389 | NS      | $1720557.80   | 0.82%             |  |  |  | No            | 1                  | On Loan: No      |
| HAEMONETICS CORP                               | HAEMONETICS CORP                     | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     28548 | NS      | $1715449.32   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD | TAIWAN SEMIC-ADR                     | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      5551 | NS      | $2198529.06   | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |
| AEROVIRONMENT INC                              | AEROVIRONMENT IN                     | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |      6337 | NS      | $1235841.74   | 0.59%             |  |  |  | No            | 1                  | On Loan: —       |
| VARONIS SYSTEMS INC                            | VARONIS SYSTEMS                      | CUSIP: 922280102<br>LEI: 549300SHIVNRRH7STS26 | Long             | EC               | CORP              | US        |     97151 | NS      | $2555071.30   | 1.21%             |  |  |  | No            | 1                  | On Loan: No      |
| WESTERN DIGITAL CORP                           | WESTERN DIGITAL                      | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |      5551 | NS      | $2412020.52   | 1.14%             |  |  |  | No            | 1                  | On Loan: No      |
| GE VERNOVA INC                                 | GE VERNOVA INC                       | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      3186 | NS      | $3451903.56   | 1.64%             |  |  |  | No            | 1                  | On Loan: No      |
| TYLER TECHNOLOGIES INC                         | TYLER TECHNOLOG                      | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      1596 | NS      | $544459.44    | 0.26%             |  |  |  | No            | 1                  | On Loan: No      |
| ENERGY FUELS INC                               | ENERGY FUELS INC                     | CUSIP: 292671708<br>LEI: 529900P0GCATXMGK8I62 | Long             | EC               | CORP              | CA        |     78302 | NS      | $1694455.28   | 0.80%             |  |  |  | No            | 1                  | On Loan: —       |
| LEIDOS HOLDINGS INC                            | LEIDOS HOLDINGS                      | CUSIP: 525327102<br>LEI: 549300IUTGTP6EJP8124 | Long             | EC               | CORP              | US        |      3985 | NS      | $594641.70    | 0.28%             |  |  |  | No            | 1                  | On Loan: No      |
| INTUITIVE SURGICAL INC                         | INTUITIVE SURGIC                     | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |      1586 | NS      | $725769.46    | 0.34%             |  |  |  | No            | 1                  | On Loan: No      |
| HUDBAY MINERALS INC                            | HUDBAY MINERALS INC                  | CUSIP: 443628102<br>LEI: 894500LX3TMESP27BE29 | Long             | EC               | CORP              | CA        |     64719 | NS      | $1495656.09   | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| F5 INC                                         | F5 INC                               | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |      7980 | NS      | $2584722.00   | 1.23%             |  |  |  | No            | 1                  | On Loan: No      |
| CLOUDFLARE INC                                 | CLOUDFLARE INC-A                     | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     14324 | NS      | $2935990.28   | 1.39%             |  |  |  | No            | 1                  | On Loan: No      |
| ROCKWELL AUTOMATION INC                        | ROCKWELL AUTOMAT                     | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      5574 | NS      | $2279264.34   | 1.08%             |  |  |  | No            | 1                  | On Loan: No      |
| AXON ENTERPRISE INC                            | AXON ENTERPRISE                      | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      4783 | NS      | $1921618.08   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| ARGAN INC                                      | ARGAN INC                            | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      2380 | NS      | $1594552.40   | 0.76%             |  |  |  | No            | 1                  | On Loan: —       |
| ANALOG DEVICES INC                             | ANALOG DEVICES                       | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |      5571 | NS      | $2240990.46   | 1.06%             |  |  |  | No            | 1                  | On Loan: No      |
| VISTRA CORP                                    | VISTRA CORP                          | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |     18329 | NS      | $2893049.36   | 1.37%             |  |  |  | No            | 1                  | On Loan: No      |
| AUTODESK INC                                   | AUTODESK INC                         | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     15143 | NS      | $3588891.00   | 1.70%             |  |  |  | No            | 1                  | On Loan: No      |
| ELEMENT SOLUTIONS INC                          | ELEMENT SOLUTION                     | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |     54332 | NS      | $2313999.88   | 1.10%             |  |  |  | No            | 1                  | On Loan: No      |
| ALMONTY INDUSTRIES INC                         | ALMONTY INDUSTRI                     | CUSIP: 020398707<br>LEI: 54930049R1BTGV5RJ021 | Long             | EC               | CORP              | CA        |     49538 | NS      | $1073983.84   | 0.51%             |  |  |  | No            | 1                  | On Loan: No      |
| ADVANCED ENERGY INDUSTRIES INC                 | ADV ENERGY INDS                      | CUSIP: 007973100<br>LEI: 549300756XI3QLFT2U27 | Long             | EC               | CORP              | US        |     10387 | NS      | $3987673.17   | 1.89%             |  |  |  | No            | 1                  | On Loan: No      |
| CACI INTERNATIONAL INC                         | CACI INTL-A                          | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |      1596 | NS      | $829185.84    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| ERO COPPER CORP                                | ERO COPPER CORP                      | CUSIP: 296006109<br>LEI: 549300KL8A21SEIO8I47 | Long             | EC               | CORP              | CA        |     85493 | NS      | $2209994.05   | 1.05%             |  |  |  | No            | 1                  | On Loan: No      |
| WOODWARD INC                                   | WOODWARD INC                         | CUSIP: 980745103<br>LEI: YPYKXXTR8TFDH54ZMB45 | Long             | EC               | CORP              | US        |      7970 | NS      | $2893030.30   | 1.37%             |  |  |  | No            | 1                  | On Loan: No      |
| CAE INC                                        | CAE INC                              | CUSIP: 124765108<br>LEI: 549300FFM2BEH2GF1E44 | Long             | EC               | CORP              | CA        |     30284 | NS      | $790715.24    | 0.38%             |  |  |  | No            | 1                  | On Loan: No      |
| GARMIN LTD                                     | GARMIN LTD                           | CUSIP: H2906T109<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |      5576 | NS      | $1400356.64   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| KADANT INC                                     | KADANT INC                           | CUSIP: 48282T104<br>LEI: 549300K06LNJYBMPYP15 | Long             | EC               | CORP              | US        |      6368 | NS      | $1866651.84   | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| CRANE COMPANY                                  | CRANE CO                             | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |      8723 | NS      | $1550338.79   | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| CIENA CORP                                     | CIENA CORP                           | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |     10359 | NS      | $5465201.22   | 2.59%             |  |  |  | No            | 1                  | On Loan: No      |
| AGILENT TECHNOLOGIES INC                       | AGILENT TECH INC                     | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |      8723 | NS      | $1007942.65   | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| VIAVI SOLUTIONS INC                            | VIAVI SOLUTIONS                      | CUSIP: 925550105<br>LEI: 5493006K3E3N1QOBF092 | Long             | EC               | CORP              | US        |     65062 | NS      | $3409248.80   | 1.62%             |  |  |  | No            | 1                  | On Loan: No      |
| GENERAL DYNAMICS CORP                          | GENERAL DYNAMICS                     | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |      2389 | NS      | $822532.70    | 0.39%             |  |  |  | No            | 1                  | On Loan: No      |
| KARMAN HOLDINGS INC                            | KARMAN HOLDINGS                      | CUSIP: 485924104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22314 | NS      | $1516905.72   | 0.72%             |  |  |  | No            | 1                  | On Loan: —       |
| ONTO INNOVATION INC                            | ONTO INNOVATION                      | CUSIP: 683344105<br>LEI: 254900RXZVN73CHOO062 | Long             | EC               | CORP              | US        |      9516 | NS      | $2807790.96   | 1.33%             |  |  |  | No            | 1                  | On Loan: No      |
| DEXCOM INC                                     | DEXCOM                               | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     17446 | NS      | $1038909.30   | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| ADVANCED MICRO DEVICES INC                     | ADV MICRO DEVICE                     | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      9528 | NS      | $3377580.72   | 1.60%             |  |  |  | No            | 1                  | On Loan: No      |
| VERTIV HOLDINGS COMPANY                        | VERTIV HOLDING-A                     | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Long             | EC               | CORP              | US        |     11956 | NS      | $3927426.44   | 1.86%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                            | Cash Collateral Reinvestment Vehicle | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| TECK RESOURCES LTD                             | TECK RESOURCES-B                     | CUSIP: 878742204<br>LEI: T8KI5SQ2JRWHL7XY0E11 | Long             | EC               | CORP              | CA        |     14382 | NS      | $840340.26    | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| ZSCALER INC                                    | ZSCALER INC                          | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     13960 | NS      | $1824292.80   | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| KEYSIGHT TECHNOLOGIES INC                      | KEYSIGHT TEC                         | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |     13487 | NS      | $4719236.17   | 2.24%             |  |  |  | No            | 1                  | On Loan: No      |
| KRATOS DEFENSE & SECURITY SOLUTIONS INC        | KRATOS DEFENSE &                     | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     19925 | NS      | $1256271.25   | 0.60%             |  |  |  | No            | 1                  | On Loan: —       |
| TERADYNE INC                                   | TERADYNE INC                         | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |      9561 | NS      | $3283916.67   | 1.56%             |  |  |  | No            | 1                  | On Loan: No      |
| GEN DIGITAL INC                                | GEN DIGITAL INC                      | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     98589 | NS      | $1901781.81   | 0.90%             |  |  |  | No            | 1                  | On Loan: No      |
| QUALYS INC                                     | QUALYS INC                           | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |     15935 | NS      | $1385229.55   | 0.66%             |  |  |  | No            | 1                  | On Loan: No      |
| HUNTINGTON INGALLS INDUSTRIES INC              | HUNTINGTON INGAL                     | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |      2389 | NS      | $870288.81    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| BWX TECHNOLOGIES INC                           | BWX TECHNOLOGIES                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |     12753 | NS      | $2759621.67   | 1.31%             |  |  |  | No            | 1                  | On Loan: No      |
| CONSTELLATION ENERGY CORP                      | CONSTELLATION EN                     | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |      7603 | NS      | $2379739.00   | 1.13%             |  |  |  | No            | 1                  | On Loan: No      |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA          | QUIMICA Y-SP ADR                     | CUSIP: 833635105<br>LEI: TJ88LXZZW5PWIN93ZC81 | Long             | EC               | CORP              | CL        |     32759 | NS      | $3019397.03   | 1.43%             |  |  |  | No            | 1                  | On Loan: No      |
| WATERS CORP                                    | WATERS CORP                          | CUSIP: 941848103<br>LEI: 5T547R1474YC9HOD8Q74 | Long             | EC               | CORP              | US        |      5551 | NS      | $1716535.73   | 0.81%             |  |  |  | No            | 1                  | On Loan: No      |
| VERACYTE INC                                   | VERACYTE INC                         | CUSIP: 92337F107<br>LEI: 529900ESWZRHXOW27Z37 | Long             | EC               | CORP              | US        |     62159 | NS      | $2046274.28   | 0.97%             |  |  |  | No            | 1                  | On Loan: No      |
| ELBIT SYSTEMS LTD                              | ELBIT SYSTEMS                        | CUSIP: M3760D101<br>LEI: 529900Q9CB1REUMZSS32 | Long             | EC               | CORP              | IL        |      1596 | NS      | $1339586.64   | 0.64%             |  |  |  | No            | 1                  | On Loan: No      |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST    | STATE STREET SWEEP                   | CUSIP: 857492888<br>LEI: 549300P1E098W6ES7M39 | Long             | STIV             | RF                | US        |   1749794 | PA      | $1749793.89   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| FABRINET                                       | FABRINET                             | CUSIP: G3323L100<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |      3172 | NS      | $2167966.84   | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| METTLER-TOLEDO INTERNATIONAL INC               | METTLER-TOLEDO                       | CUSIP: 592688105<br>LEI: 5493000BD5GJNUDIUG10 | Long             | EC               | CORP              | US        |       798 | NS      | $1018734.78   | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| TRIMBLE INC                                    | TRIMBLE INC                          | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |     27755 | NS      | $1868466.60   | 0.89%             |  |  |  | No            | 1                  | On Loan: No      |
| GENERAC HOLDINGS INC                           | GENERAC HOLDINGS                     | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |     13583 | NS      | $3521121.09   | 1.67%             |  |  |  | No            | 1                  | On Loan: No      |
| MICRON TECHNOLOGY INC                          | MICRON TECH                          | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     11364 | NS      | $5877006.24   | 2.79%             |  |  |  | No            | 1                  | On Loan: No      |
| WAYSTAR HOLDING CORP                           | WAYSTAR HOLDING                      | CUSIP: 946784105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35685 | NS      | $762766.88    | 0.36%             |  |  |  | No            | 1                  | On Loan: —       |
| DOXIMITY INC                                   | DOXIMITY INC-A                       | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     78892 | NS      | $1928120.48   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| CSW INDUSTRIALS INC                            | CSW INDUSTRI INC                     | CUSIP: 126402106<br>LEI: 549300SYOEO3RVQ7FB83 | Long             | EC               | CORP              | US        |      3985 | NS      | $1160432.00   | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| CLEAR SECURE INC                               | CLEAR SECURE I-A                     | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     97181 | NS      | $5188493.59   | 2.46%             |  |  |  | No            | 1                  | On Loan: No      |
| MYR GROUP INC                                  | MYR GROUP INC/DE                     | CUSIP: 55405W104<br>LEI: 529900G1IMMZHOQ17I54 | Long             | EC               | CORP              | US        |      7191 | NS      | $2910988.71   | 1.38%             |  |  |  | No            | 1                  | On Loan: No      |
| ITT INC                                        | ITT INC                              | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     13583 | NS      | $2911380.22   | 1.38%             |  |  |  | No            | 1                  | On Loan: No      |
| CROWDSTRIKE HOLDINGS INC                       | CROWDSTRIKE HO-A                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      8022 | NS      | $3575806.50   | 1.70%             |  |  |  | No            | 1                  | On Loan: No      |
| AAON INC                                       | AAON INC                             | CUSIP: 000360206<br>LEI: 549300ZHF0E5VM7PUD37 | Long             | EC               | CORP              | US        |     42259 | NS      | $3943187.29   | 1.87%             |  |  |  | No            | 1                  | On Loan: —       |
| HINGE HEALTH INC                               | HINGE HEALTH-A                       | CUSIP: 433313103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61854 | NS      | $2758688.40   | 1.31%             |  |  |  | No            | 1                  | On Loan: No      |
| IPG PHOTONICS CORP                             | IPG PHOTONICS                        | CUSIP: 44980X109<br>LEI: 5493002KZ51CADQ94G15 | Long             | EC               | CORP              | US        |     23171 | NS      | $2755495.32   | 1.31%             |  |  |  | No            | 1                  | On Loan: No      |
| BLACKBERRY LTD                                 | BLACKBERRY LTD                       | CUSIP: 09228F103<br>LEI: 549300HJD8NEGT71RF07 | Long             | EC               | CORP              | CA        |    398787 | NS      | $2153449.80   | 1.02%             |  |  |  | No            | 1                  | On Loan: No      |
| MARVELL TECHNOLOGY INC                         | MARVELL TECHNOLO                     | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     13481 | NS      | $2226387.15   | 1.06%             |  |  |  | No            | 1                  | On Loan: No      |
| CENTURY ALUMINUM COMPANY                       | CENTURY ALUMINUM                     | CUSIP: 156431108<br>LEI: 549300U5ODNGEYWKSW73 | Long             | EC               | CORP              | US        |     23970 | NS      | $1424776.80   | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| RUBRIK INC                                     | RUBRIK INC-A                         | CUSIP: 781154109<br>LEI: 254900TRGK2WTBYMYU27 | Long             | EC               | CORP              | US        |     56658 | NS      | $3013072.44   | 1.43%             |  |  |  | No            | 1                  | On Loan: No      |
| BENTLEY SYSTEMS INC                            | BENTLEY SYSTEM-B                     | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |    116961 | NS      | $3815267.82   | 1.81%             |  |  |  | No            | 1                  | On Loan: No      |
| LUMENTUM HOLDINGS INC                          | LUMENTUM HOL                         | CUSIP: 55024U109<br>LEI: 549300JLWRRC38DWEF52 | Long             | EC               | CORP              | US        |      6374 | NS      | $5751387.68   | 2.73%             |  |  |  | No            | 1                  | On Loan: No      |
| VICOR CORP                                     | VICOR CORP                           | CUSIP: 925815102<br>LEI: 5299005KMQOTR6B51F09 | Long             | EC               | CORP              | US        |     23171 | NS      | $6239255.17   | 2.96%             |  |  |  | No            | 1                  | On Loan: No      |
| FORTINET INC                                   | FORTINET INC                         | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     35910 | NS      | $3027572.10   | 1.44%             |  |  |  | No            | 1                  | On Loan: No      |
| ALCOA CORP                                     | ALCOA CORP                           | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |     32759 | NS      | $2089696.61   | 0.99%             |  |  |  | No            | 1                  | On Loan: No      |
| VEEVA SYSTEMS INC                              | VEEVA SYSTEMS-A                      | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |      9541 | NS      | $1488109.77   | 0.71%             |  |  |  | No            | 1                  | On Loan: No      |
| MOOG INC                                       | MOOG INC-CLASS A                     | CUSIP: 615394202<br>LEI: 549300WM2I4U7OBAHG07 | Long             | EC               | CORP              | US        |      3187 | NS      | $960274.97    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| INSULET CORP                                   | INSULET CORP                         | CUSIP: 45784P101<br>LEI: 549300TZTYD2PYN92D43 | Long             | EC               | CORP              | US        |     14323 | NS      | $2465561.22   | 1.17%             |  |  |  | No            | 1                  | On Loan: No      |
| STEEL DYNAMICS INC                             | STEEL DYNAMICS                       | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Long             | EC               | CORP              | US        |      7191 | NS      | $1644294.06   | 0.78%             |  |  |  | No            | 1                  | On Loan: No      |
| PALO ALTO NETWORKS INC                         | PALO ALTO NETWOR                     | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     29692 | NS      | $5324369.44   | 2.53%             |  |  |  | No            | 1                  | On Loan: No      |
| FREEPORT-MCMORAN INC                           | FREEPORT-MCMORAN                     | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |     11186 | NS      | $646327.08    | 0.31%             |  |  |  | No            | 1                  | On Loan: No      |
| MODINE MANUFACTURING COMPANY                   | MODINE MFG CO                        | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |     15959 | NS      | $4063640.17   | 1.93%             |  |  |  | No            | 1                  | On Loan: No      |
| RBC BEARINGS INC                               | RBC BEARINGS INC                     | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4794 | NS      | $2872037.46   | 1.36%             |  |  |  | No            | 1                  | On Loan: No      |
| SEAGATE TECHNOLOGY HOLDINGS PLC                | SEAGATE TECHNOLO                     | CUSIP: G7997R103<br>LEI: 635400RUXIFEZSRU8X70 | Long             | EC               | CORP              | IE        |      3965 | NS      | $2670982.60   | 1.27%             |  |  |  | No            | 1                  | On Loan: No      |
| SOUTHERN COPPER CORP                           | SOUTHERN COPPER                      | CUSIP: 84265V105<br>LEI: 2549007U6NAP46Q9TU15 | Long             | EC               | CORP              | US        |     12784 | NS      | $2194884.96   | 1.04%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2026-05-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer