# EDGAR Filing Document

**Accession Number:** 0001285921
**File Stem:** 0001285921-26-000004
**Filing Date:** 2026-3
**Character Count:** 2560
**Document Hash:** b187d646fccff406fc8383c9dfd728dc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001285921-26-000004.hdr.sgml**: 20260331

**ACCESSION NUMBER**: 0001285921-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260331

**DATE AS OF CHANGE**: 20260331

**EFFECTIVENESS DATE**: 20260331

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CONNING INVESTMENT PRODUCTS, INC.
- **CENTRAL INDEX KEY:** 0001285921

**ORGANIZATION NAME:**
- **EIN:** 753027853
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66444
- **FILM NUMBER:** 26824204

**BUSINESS ADDRESS:**
- **STREET 1:** ONE FINANCIAL PLAZA
- **STREET 2:** 755 MAIN STREET
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06103-2627
- **BUSINESS PHONE:** 860-299-2151

**MAIL ADDRESS:**
- **STREET 1:** ONE FINANCIAL PLAZA
- **CITY:** HARTFORD
- **STATE:** CT
- **ZIP:** 06103-2627

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CONNING RESEARCH & CONSULTING, INC.
- **DATE OF NAME CHANGE:** 20040401

### Attached PDF Documents

**Attachment 1:** `dec25_audit_conning_confid3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001285921

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CONNING INVESTMENT PRODUCTS, INC.

**Business Address:** ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT, 06103-2627

**Contact Person:** Susan Norton

**Contact Phone:** 860-299-2060

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** Two Manhattan West, 375 Ninth Avenue, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jung Lee**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CONNING INVESTMENT PRODUCTS, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Jung Lee

**Title:** Chief Operating Officer and Chief Financial Officer