# EDGAR Filing Document

**Accession Number:** 0000319458
**File Stem:** 0000000000-23-000997
**Filing Date:** 2023-1
**Character Count:** 8927
**Document Hash:** ac57a83d6abe2bba4c5fe1bce4ffdb82
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000000000-23-000997.hdr.sgml**: 20230315

**ACCESSION NUMBER**: 0000000000-23-000997

**CONFORMED SUBMISSION TYPE**: UPLOAD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20230131

**FILED FOR**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Enservco Corp
- **CENTRAL INDEX KEY:** 0000319458
- **STANDARD INDUSTRIAL CLASSIFICATION:** OIL, GAS FIELD SERVICES, NBC [1389]
- **IRS NUMBER:** 840811316
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** UPLOAD

**BUSINESS ADDRESS:**
- **STREET 1:** 999 18TH ST
- **STREET 2:** SUITE 1925N
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202
- **BUSINESS PHONE:** 303-333-3678

**MAIL ADDRESS:**
- **STREET 1:** 999 18TH ST
- **STREET 2:** SUITE 1925N
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ASPEN EXPLORATION CORP
- **DATE OF NAME CHANGE:** 19920703

## Text-Extract

```

United States securities and exchange commission logo

                              January 31, 2023

       Richard Murphy
       Chief Executive Officer
       Enservco Corporation
       14133 County Rd 9
       Longmont, CO 80504

                                                        Re: Enservco
Corporation
                                                            Registration
Statement on Form S-1
                                                            Filed January 17,
2023
                                                            File No. 333-269265

       Dear Richard Murphy:

              We have limited our review of your registration statement to
those issues we have
       addressed in our comments. In some of our comments, we may ask you to
provide us with
       information so we may better understand your disclosure.

              Please respond to this letter by amending your registration
statement and providing the
       requested information. If you do not believe our comments apply to your
facts and
       circumstances or do not believe an amendment is appropriate, please tell
us why in your
       response.

              After reviewing any amendment to your registration statement and
the information you
       provide in response to these comments, we may have additional comments.

       Registration Statement on Form S-1 filed January 17, 2023

       General

   1.                                                   We note that you
incorporate information by reference into your registration statement.
                                                        However, since you have
not yet filed your Form 10-K for the fiscal year ended December
                                                        31, 2022, you are not
eligible to incorporate by reference. See General
                                                        Instruction VII.C to
Form S-1. Please amend the registration statement to include all of
                                                        the disclosure required
by Form S-1, or, in the alternative, file your Form 10-K for the
                                                        fiscal year ended
December 31, 2022, and update this section accordingly.
   2.                                                   We note that your
placement agent, Alliance Global Partners, will sell the securities on a
                                                        "best efforts" basis.
Please revise your cover page to state the date the offering will
                                                        end and to disclose
whether there are arrangements to place the funds in an escrow, trust
                                                        or similar account. If
you have not made any of these arrangements, state this fact and
 Richard Murphy
Enservco Corporation
January 31, 2023
Page 2
      describe the effect on investors. See Item 501(b)(8)(iii) of Regulation
S-K.
3.    We note your disclosure that, on January 3, 2023, you received an
official notice of
      noncompliance from the NYSE stating that the Company is noncompliant with
Section
      704 of the NYSE American Company Guide for failure to hold an annual
meeting for the
      fiscal year ended December 31, 2021 by December 31, 2022. We further note
your
      disclosure that the Company expects to hold its Annual Meeting in 2023,
at which time
      the Company will regain compliance with NYSE American LLC   s continued
listing
      standards. Please revise to include disclosure addressing any related
risks to investors.
        We remind you that the company and its management are responsible for
the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action
or absence of
action by the staff.

       Refer to Rules 460 and 461 regarding requests for acceleration. Please
allow adequate
time for us to review any amendment prior to the requested effective date of
the registration
statement.

      Please contact Liz Packebusch, Staff Attorney, at (202) 551-8749 or Irene
Barberena-
Meissner, Staff Attorney, at (202) 551-6548 with any questions.

                                                           Sincerely,
FirstName LastNameRichard Murphy
                                                           Division of
Corporation Finance
Comapany NameEnservco Corporation
                                                           Office of Energy &
Transportation
January 31, 2023 Page 2
cc:       Douglas T. Holod
FirstName LastName

```

### Attached PDF Documents

**Attachment 1:** `filename1`

![LOGO]

DIVISION OF
CORPORATION FINANCE

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

January 31, 2023

Richard Murphy
Chief Executive Officer
Enservco Corporation
14133 County Rd 9 1⁄2
Longmont, CO 80504

**Re: Enservco Corporation**
**Registration Statement on Form S-1**
**Filed January 17, 2023**
**File No. 333-269265**

Dear Richard Murphy:

We have limited our review of your registration statement to those issues we have addressed in our comments. In some of our comments, we may ask you to provide us with information so we may better understand your disclosure.

Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response.

After reviewing any amendment to your registration statement and the information you provide in response to these comments, we may have additional comments.

Registration Statement on Form S-1 filed January 17, 2023

General

1. We note that you incorporate information by reference into your registration statement. However, since you have not yet filed your Form 10-K for the fiscal year ended December 31, 2022, you are not eligible to incorporate by reference. See General Instruction VII.C to Form S-1. Please amend the registration statement to include all of the disclosure required by Form S-1, or, in the alternative, file your Form 10-K for the fiscal year ended December 31, 2022, and update this section accordingly.
2. We note that your placement agent, Alliance Global Partners, will sell the securities on a "best efforts" basis. Please revise your cover page to state the date the offering will end and to disclose whether there are arrangements to place the funds in an escrow, trust or similar account. If you have not made any of these arrangements, state this fact and

Richard Murphy
Enservco Corporation
January 31, 2023
Page 2

describe the effect on investors. See Item 501(b)(8)(iii) of Regulation S-K.

3. We note your disclosure that, on January 3, 2023, you received an official notice of noncompliance from the NYSE stating that the Company is noncompliant with Section 704 of the NYSE American Company Guide for failure to hold an annual meeting for the fiscal year ended December 31, 2021 by December 31, 2022. We further note your disclosure that the Company expects to hold its Annual Meeting in 2023, at which time the Company will regain compliance with NYSE American LLC's continued listing standards. Please revise to include disclosure addressing any related risks to investors.

We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff.

Refer to Rules 460 and 461 regarding requests for acceleration. Please allow adequate time for us to review any amendment prior to the requested effective date of the registration statement.

Please contact Liz Packebusch, Staff Attorney, at (202) 551-8749 or Irene Barberena-Meissner, Staff Attorney, at (202) 551-6548 with any questions.

Sincerely,

Division of Corporation Finance
Office of Energy & Transportation

cc: Douglas T. Holod