# EDGAR Filing Document

**Accession Number:** 0001047112
**File Stem:** 0001104659-25-058968
**Filing Date:** 2025-6
**Character Count:** 13972
**Document Hash:** 2f94ec5c0d86939f4e5d318cfb98d8ec
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-25-058968.hdr.sgml**: 20250612

**ACCESSION NUMBER**: 0001104659-25-058968

**CONFORMED SUBMISSION TYPE**: 40-17G

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250612

**DATE AS OF CHANGE**: 20250612

**EFFECTIVENESS DATE**: 20250612

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MARSICO INVESTMENT FUND
- **CENTRAL INDEX KEY:** 0001047112

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 40-17G
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08397
- **FILM NUMBER:** 251043857

**BUSINESS ADDRESS:**
- **STREET 1:** 1200 17TH ST
- **STREET 2:** STE 1700
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202
- **BUSINESS PHONE:** 3034545600

**MAIL ADDRESS:**
- **STREET 1:** 1200 17TH STREET SUITE 1700
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80202

### Attached PDF Documents

**Attachment 1:** `tm2517660d1_4017g.pdf`

PREMIUM BILL

Date: June 9, 2025

Insured: THE MARSICO INVESTMENT FUND

Producer: ALLIANT INSURANCE SERVICES INC
32 OLD SLIP FLOOR 29
NEW YORK, NY 100053504

Company: Federal Insurance Company

THIS BILLING IS TO BE ATTACHED TO AND FORM A PART OF THE POLICY REFERENCED BELOW.

Policy Number: J06009402

Policy Period: 06-15-2025 to 06-15-2026

NOTE: PLEASE RETURN THIS BILL WITH REMITTANCE AND NOTE HEREON ANY CHANGES. BILL WILL BE RECEIPTED AND RETURNED TO YOU PROMPTLY UPON REQUEST.

PLEASE REMIT TO PRODUCER INDICATED ABOVE. PLEASE REFER TO J06009402

| Product | Effective Date | Premium |
| --- | --- | --- |
| Financial Institution Bond for Investment Companies | 06-15-2025 | $4,748.00 |

TOTAL POLICY PREMIUM $4,748.00

WHEN REMITTING PLEASE INDICATE POLICY OR CERTIFICATE NUMBER

Form 26-10-0426 (Ed. 2/98)

CHUBB
Financial Institution Bond For Investment Companies

## DECLARATIONS

Name of Assured:
THE MARSICO INVESTMENT FUND

Address of Assured:
1200 17TH STREET, SUITE 1700 DENVER, CO
80202

## FEDERAL INSURANCE COMPANY

Incorporated under the laws of Indiana, a stock insurance company, herein called the Company
One American Square 202 N Illinois Street,
Suite 2600
Indianapolis, IN 46282
Bond Number: J06009402

Item 1. Bond Period:
From: June 15, 2025
To: June 15, 2026
At 12:01 A.M. local time at the Address of Assured.

Item 2. Single Loss Limits Of Liability - Deductible Amounts:

| Insuring Clause | Single Loss Limit Of Liability | Deductible Amount |
| --- | --- | --- |
| 1. Employee | $1,700,000 | $0 |
| 2. On Premises | $1,700,000 | $10,000 |
| 3. In Transit | $1,700,000 | $10,000 |
| 4. Forgery Or Alteration | $1,700,000 | $10,000 |
| 5. Extended Forgery | $1,700,000 | $10,000 |
| 6. Counterfeit Money | $1,700,000 | $10,000 |
| 7. Computer System Fraud | $1,700,000 | $10,000 |
| 8. Claims Expense | $100,000 | $5,000 |
| 9. Audit Expense | $100,000 | $5,000 |
| 10. Uncollectible Items Of Deposit | $1,700,000 | $10,000 |
| 11. Voice Initiated Funds Transfer Instruction | $1,700,000 | $10,000 |

PF-52903D (08/21)
Page 1 of 2

CHUBB
Financial Institution Bond For Investment Companies

IN WITNESS WHEREOF, the Company has caused this Bond to be signed by its Authorized Officers, but it shall not be valid unless also signed by a duly authorized representative of the Company.

# FEDERAL INSURANCE COMPANY

![img-0.jpeg](img-0.jpeg)
Secretary

![img-1.jpeg](img-1.jpeg)
President

![img-2.jpeg](img-2.jpeg)
Authorized Representative

June 9, 2025

Date

PF-52903D (08/21)
Page 2 of 2

CHUBB
Important Notice

# The SEC Requires Proof of Your Fidelity Insurance Policy

Your company is now required to file an electronic copy of your fidelity insurance coverage (Chubb's ICAP Bond policy) to the Securities and Exchange Commission (SEC), according to rules adopted by the SEC on June 12, 2006.

Chubb is in the process of providing your agent/broker with an electronic copy of your insurance policy as well as instructions on how to submit this proof of fidelity insurance coverage to the SEC. You can expect to receive this information from your agent/broker shortly.

The electronic copy of your policy is provided by Chubb solely as a convenience and does not affect the terms and conditions of coverage as set forth in the paper policy you receive by mail. The terms and conditions of the policy mailed to you, which are the same as those set forth in the electronic copy, constitute the entire agreement between your company and Chubb.

If you have any questions, please contact your agent or broker.

14-02-12160 (08/19)
Page 1 of 1

14-02-23030 (05/2018)
Page 1 of 2

# Notice of Loss Control Services

Insuring Company: Federal Insurance Company

As a Chubb policyholder, you have loss prevention information and/or services available to you, as listed in this Notice. You may order any brochure by email to formsordering@chubb.com and to view our full suite of loss prevention brochures/services go to www.chubb.com/us/fl-lossprevention

## Directors and Officers (D&amp;O) Liability Loss Prevention Services

- Directors and Officers Liability Loss Prevention Manuals:
- Directors and Officers Liability Loss Preventions - #14-01-0035
- Directors and Officers Securities Litigation Loss Preventions - #14-01-0448
- Director Liability Loss Prevention in Mergers and Acquisitions - #14-01-1099
- Directors and Officers Liability Loss Prevention for Not-for-Profit - #14-01-0036
- Cyber Loss Mitigation for Directors - #14-01-1199

## Employment Practices Liability (EPL) Loss Prevention Services

- Toll-free Hot Line

Have a question on how to handle an employment situation? Simply call 1.888.249.8425 to access the nationally known employment law firm of Jackson Lewis P.C. We offer customers an unlimited number of calls to the hot line at no additional charge.

- ChubbWorks.com

ChubbWorks.com is a web-based platform that offers multiple services including overviews of employment laws, sample employment policies and procedures, and on-line training. To gain immediate access to ChubbWorks go to www.chubbworks.com and register using your policy number.

- Employment Practices Loss Prevention Guidelines Manual

Employment Practices Loss Prevention Guidelines - #14-01-0061

- Loss Prevention Consultant Services

Chubb has developed a network of more than 120 law firms, human resources consulting firms, and labor economist/statistical firms that offer specialized services for employment issues.

- Public Company EPL Customers

Employment Practices Loss Prevention Guidelines - Written by Seyfarth Shaw exclusively for Chubb this manual provides an overview of key employment issues faced by for-profit companies and offers proactive idea for avoiding employment lawsuits.

- Private Company EPL Customers

Employment Practices Loss Prevention Guidelines - Written by Seyfarth Shaw exclusively for Chubb this manual provides an overview of key employment issues for -profit companies and offers proactive idea for avoiding employment lawsuits.

14-02-23030 (05/2018)
Page 2 of 2

# Fiduciary Liability Loss Prevention Services

- Fiduciary Liability Loss Prevention Manual
Who May Sue You and Why: How to Reduce Your ERISA Risks and the Role of Fiduciary Liability Insurance #14-01-1019

## Crime Loss Prevention Services

- Crime/Kidnap, Ransom &amp; Extortion Loss Prevention Manual
Preventing Fraud: How Anonymous Hotlines Can Help #14-01-1090

## Cyber Security Loss Prevention Services

Visit: https://www2.chubb.com/us-en/business-insurance/cyber-security.aspx to learn more about Chubb's Cyber Services for our policyholders.

## Health Care Directors and Officers (D&amp;O) Liability Loss Prevention Services

- Readings in Health Care Governance Manual
Readings in Health Care Governance -#14-01-0788

- ChubbWorks.com
ChubbWorks.com for Health Care Organizations - The Health Care Zone is a free online resource containing health care specific loss prevention information for employment practices liability, directors and officers (D&amp;O) liability, and fiduciary liability exposures. To gain immediate access to ChubbWorks go to www.chubbworks.com and register using your policy number.

- Health Care D&amp;O Loss Prevention Consultant Services
Health Care D&amp; O Loss Prevention Consultant Services- #14-01-1164

The services provided are advisory in nature. While this program is offered as a resource in developing or maintaining a loss prevention program, you should consult competent legal counsel to design and implement your own program. No liability is assumed by reason of the services, access or information provided. All services are subject to change without notice.

CHUBB

# Chubb Producer Compensation Practices &amp; Policies

Chubb believes that policyholders should have access to information about Chubb's practices and policies related to the payment of compensation to brokers and independent agents. You can obtain that information by accessing our website at http://www.chubbproducercompensation.com or by calling the following toll-free telephone number:

1-866-512-2862.

ALL-20887a (09/19)

CHUBB
Trade or Economic Sanctions Notice

# TRADE OR ECONOMIC SANCTIONS NOTICE

This insurance does not apply to the extent that trade or economic sanctions or other laws or regulations prohibit us from providing insurance, including, but not limited to, the payment of claims. All other terms and conditions of the policy remain unchanged.

ALL-21101 (09/19)
Page 1 of 1

CHUBB
IMPORTANT NOTICE TO POLICYHOLDERS

# Social Engineering Tips
Please read!

HAVE YOU BEEN TRICKED INTO WIRE FRAUD? TAKE IMMEDIATE ACTION!

If you believe you have transferred funds to a criminal posing as a legitimate business associate, you should act quickly:

1. Immediately contact the originating bank and request a recall of the wire transfer and confirm that recall in writing.
2. Immediately file a complaint with the FBI at www.ic3.gov. This reporting triggers the FBI's Recovery Asset Team and the FBI's assistance seeking return of the wire transfer.
3. Preserve records of the incident, including emails sent and received in their original electronic state. Correspondence and forensic information contained in these electronic files help investigators shed light on the perpetrator(s), and parties responsible for the incident.
4. Once the above steps are complete, contact Chubb per the instructions in your policy.

While neither recalling the wire transfer nor reporting to the FBI guarantees the return of your funds, these steps maximize the opportunity to mitigate your loss, assist the FBI in tracing the funds and help establish any insurance claim.

## Simple Steps to Prevent Fraudulently Induced Wire Transfers

Email communication is efficient, but it is not a secure method of communication. Regardless of your familiarity with a contact, that contact's email may be intercepted, altered and fabricated. You may reduce the chances of fraud by following these best practices:

1. Verify Email Requests by Telephone: Require those responsible for paying invoices or changing bank routing information to verify payment details over the phone, rather than by email or documents sent electronically. Making a phone call to a known, pre-existing telephone number remains the single best protection against fraud.
2. Segregate Wire Transfer Responsibilities: Establish a standing policy that requires at least three people to review and approve wire transfer requests, pay an invoice or change a business partner's bank account information. Such requests should be entered by the initiator of the wire and verified by two independent signatories.
3. Turn on MFA for Cloud Email: Multifactor Authentication is available from all major email providers. It provides a layer of security to email accounts beyond a user's account name and password, making it harder for criminals to impersonate you, your executives and your employees.

This document is for information only. It is offered as a resource to be used together with your professional insurance advisers in maintaining a loss prevention program. No liability is assumed by reason of the information this document contains.

ALL-317454 (03/21)

CHUBB

# U.S. Treasury Department's Office Of Foreign Assets Control ("OFAC") Advisory Notice to Policyholders

This Policyholder Notice shall not be construed as part of your policy and no coverage is provided by this Policyholder Notice nor can it be construed to replace any provisions of your policy. You should read your policy and review your Declarations page for complete information on the coverages you are provided.

This Notice provides information concerning possible impact on your insurance coverage due to directives issued by OFAC. Please read this Notice carefully.

The Office of Foreign Assets Control (OFAC) administers and enforces sanctions policy, based on Presidential declarations of "national emergency". OFAC has identified and listed numerous:

- Foreign agents;
- Front organizations;
- Terrorists;
- Terrorist organizations; and
- Narcotics traffickers;

as "Specially Designated Nationals and Blocked Persons". This list can be located on the United States Treasury's web site - http://www.treas.gov/ofac.

In accordance with OFAC regulations, if it is determined that you or any other insured, or any person or entity claiming the benefits of this insurance has violated U.S. sanctions law or is a Specially Designated National and Blocked Person, as identified by OFAC, this insurance will be considered a blocked or frozen contract and all provisions of this insurance are immediately subject to OFAC. When an insurance policy is considered to be such a blocked or frozen contract, no payments nor premium refunds may be made without authorization from OFAC. Other limitations on the premiums and payments also apply.

PF-17914a (04/16)

Reprinted, in part, with permission of ISO Properties, Inc.

**Time limit hit – remaining pages or documents were skipped.**