# EDGAR Filing Document

**Accession Number:** 0001274981
**File Stem:** 0001274981-26-000008
**Filing Date:** 2026-6
**Character Count:** 8171
**Document Hash:** cef7b1b1b694510676251d3343576b13
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001274981-26-000008.hdr.sgml**: 20260618

**ACCESSION NUMBER**: 0001274981-26-000008

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260608

**DATE AS OF CHANGE**: 20260618

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NATIXIS
- **CENTRAL INDEX KEY:** 0001274981

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** I0

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00194
- **FILM NUMBER:** 261101908

**BUSINESS ADDRESS:**
- **STREET 1:** 7, PROMENADE GERMAINE SABLON
- **CITY:** PARIS
- **STATE:** I0
- **ZIP:** 75013
- **BUSINESS PHONE:** 011 33 1 58 32 30 00

**MAIL ADDRESS:**
- **STREET 1:** 7, PROMENADE GERMAINE SABLON
- **CITY:** PARIS
- **STATE:** I0
- **ZIP:** 75013

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NATEXIS BANQUES POPULAIRES SA
- **DATE OF NAME CHANGE:** 20031231

### Attached PDF Documents

**Attachment 1:** `99.34OPINION.pdf`

_No text found in this document._

**Attachment 2:** `99.36FORM7R.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** NATIXIS

**NFA Number:** 309904

**IRS Employer ID No.:** 00-0000000

**CIK:** 0001274981

**UIC:** KX1WK48MPD4Y2NCUIZ63

**Main Address:** 7, PROMENADE GERMAINE SABLON, PARIS, I0, 75013

**Business Telephone:** 011 33 1 58 32 30 00

**Contact Employee:**

- **Name:** OLA OPOOSUN

- **Title:** HEAD OF SD & SBSD CCO OFFICE

- **Phone:** 2128911893

- **Email:** SWAP_DEALER_COMPLIANCE@NATIXIS.COM

**Chief Compliance Officer:**

- **Name:** JONATHAN PHILLIPS

- **Title:** INTERIM GLOBAL HEAD OF COMPLIANCE

- **Phone:** 85239008043

- **Email:** JONATHAN.PHILLIPS@NATIXIS.COM

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board

**Description of Business:**
Natixis S.A. offers corporate, investment and financial services. The Bank services companies, financial institutions and institutional investors. Natixis offers wholesale banking in the form of capital market services, advising and financing, investment solutions in the form of asset management, insurance, private banking, as well as other specialized financial services.

### Control and History

**Are records kept by another entity?:** No

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** Yes

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 21

### Schedule A: Principals

| Name                                  | Title or Status               | Date Acquired   | Date Began Working   | Ownership         |   NFA ID No. |
|:---|:---|:---|:---|:---|---:|
| NICOLAS NAMIAS                        | DIRECTOR                      | 08/2020         | 04/2014              | NA - less than 5% |       509362 |
| MOHAMED KALLALA                       | CHIEF EXECUTIVE OFFICER       | 01/2025         | 06/2010              | NA - less than 5% |       535664 |
| MICHAEL HAIZE                         | GLOBAL HEAD OF GLOBAL MARKETS | 01/2021         | 01/2017              | NA - less than 5% |       539882 |
| DOMINIQUE GARNIER                     | DIRECTOR                      | 05/2021         | 05/2021              | NA - less than 5% |       542494 |
| ANNE FLORENCE LALOU                   | DIRECTOR                      | 03/2015         | 03/2015              | NA - less than 5% |       485866 |
| CATHERINE FRANCOISE GEORGETTE PARISET | DIRECTOR                      | 01/2017         | 01/2017              | NA - less than 5% |       502105 |
| CHRISTOPHE PINAULT                    | DIRECTOR                      | 02/2019         | 04/2018              | NA - less than 5% |       519421 |
| DOMINIQUE JEAN MICHAEL DUBAND         | DIRECTOR                      | 05/2020         | 05/2018              | NA - less than 5% |       530856 |
| SYLVIE CLAIRE MARIE GARCELON          | DIRECTOR                      | 03/2016         | 03/2016              | NA - less than 5% |       494880 |
| LAURENT ROUBIN                        | DIRECTOR                      | 09/2021         | 09/2021              | NA - less than 5% |       545176 |
| JENNIFER CHARLOTTE BAERT              | GENERAL COUNSEL               | 08/2022         | 08/2022              |  |       553170 |
| EMMANUEL ISSANCHOU                    | DEPUTY HEAD OF GLOBAL MARKETS | 01/2021         | 11/2007              |  |       547502 |
| LAURENT JEAN MARIE HENRI SEYER        | DIRECTOR                      | 12/2021         | 12/2021              |  |       547151 |
| RAJAA MEGHAR                          | CHIEF RISK OFFICER            | 12/2022         | 09/2006              |  |       555294 |
| NICOLAS FENAERT                       | CHIEF OPERATING OFFICER       | 04/2024         | 09/2009              |  |       563069 |
| HELENE MADAR                          | DIRECTOR                      | 10/2024         | 04/2023              |  |       566264 |
| LIONEL BAUD                           | DIRECTOR                      | 11/2024         | 08/2024              |  |       566267 |
| DELPHINE MAISONNEUVE                  | DIRECTOR                      | 04/2023         | 04/2023              | NA - less than 5% |       557248 |
| EDOUARD-MALO HENRY                    | DIRECTOR                      | 05/2025         | 05/2025              |  |       571982 |
| KARINE PUGET                          | DIRECTOR                      | 05/2025         | 05/2025              |  |       571983 |
| ANNE SABOT                            | CHIEF FINANCIAL OFFICER       | 09/2025         | 06/2013              |  |       572479 |

### Schedule B: Explanations

**Description:**
Natixis' Lines of Business: 1. Asset Management (Asset Management, Wealth Management, Employee savings schemes), 2. Corporate Investment & Banking (Investment Banking and acquisitions and disposals, Structured financing, Capital market, Trade finance and cash management, Coverage).

**Onbehalf:**

- **Name:** Bloomberg SEF

  - **Address:** 731 Lexington Avenue, New York NY, NY, 10020

  - **Effective Date:** 05-07-2014

  - **Arrangement:** Bloomberg SEF provides execution services to Natixis for products including SBS.

- **Name:** WeMatch

  - **Address:** Derech Menachem Begin 121, Tel Aviv-Yafo, L3, 4970103

  - **Effective Date:** 07-09-2020

  - **Arrangement:** Wematch provides execution services to Natixis for products including SBS.

- **Name:** Equilend / Swaptimization

  - **Address:** 225 Liberty Street, New York, NY, 10281

  - **Effective Date:** 08-22-2007

  - **Arrangement:** Equilend provides execution services to Natixis for products including SBS

- **Name:** ICE Clear Credit LLC

  - **Address:** ONE NORTH END AVENUE, New York, NY, 10282

  - **Effective Date:** 11-30-2015

  - **Arrangement:** ICE Clear Credit LLC provides clearing services to Natixis for products including SBS with indirect membership.

- **Name:** GLMX Technologies, LLC

  - **Address:** 666 3rd Ave, 32nd Floor, New York, NY, 10017

  - **Effective Date:** 09-01-2025

  - **Arrangement:** GLMX Technologies, LLC provides execution services to Natixis for products including SBS.

**Controlling Entity:**

- **Name:** BPCE

  - **Address:** 7, PROMENADE GERMAINE SABLON, Paris, I0, 75013

  - **Effective Date:** 11-17-2006

  - **Arrangement:** BPCE is the parent holding company of Natixis. BPCE is a principal of Natixis with greater than 10% shareholding

### Execution

**Date:** 06-08-2026

**Name of Applicant:** NATIXIS

**Signature:** JONATHAN PHILLIPS

**Printed Name:** JONATHAN PHILLIPS

**Title:** INTERIM GLOBAL HEAD OF COMPLIANCE