# EDGAR Filing Document

**Accession Number:** 0001551182
**File Stem:** 0001104659-23-025501
**Filing Date:** 2023-2
**Character Count:** 8735
**Document Hash:** e0d526db4949c5b87500a4f4df9d839e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-025501.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001104659-23-025501

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230222

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Faria Joao V
- **CENTRAL INDEX KEY:** 0001703817

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-54863
- **FILM NUMBER:** 23669674

**MAIL ADDRESS:**
- **STREET 1:** 1000 EATON BLVD.
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44122
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Eaton Corp plc
- **CENTRAL INDEX KEY:** 0001551182
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
- **IRS NUMBER:** 981059235
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 30 PEMBROKE ROAD
- **STREET 2:** EATON HOUSE
- **CITY:** DUBLIN
- **STATE:** L2
- **ZIP:** DUBLIN 4
- **BUSINESS PHONE:** 353 1637 2900

**MAIL ADDRESS:**
- **STREET 1:** 30 PEMBROKE ROAD
- **STREET 2:** EATON HOUSE
- **CITY:** DUBLIN
- **STATE:** L2
- **ZIP:** DUBLIN 4

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Eaton Corp Ltd
- **DATE OF NAME CHANGE:** 20120530

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Faria Joao V<br><sub>(Last) (First) (Middle)</sub><br>1000 EATON BOULEVARD<br><sub>(Street)</sub><br>CLEVELAND, OH 44122<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-22 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_See Remarks below._ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Eaton Corp plc [ ETN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Ordinary Shares | 2023-02-22 |  | A |  | 10057<sup>(1)</sup> | A | $0 | 77223 | D |  |
| Ordinary Shares | 2023-02-22 |  | M |  | 564 | A | $0 | 77787 | D |  |
| Ordinary Shares | 2023-02-22 |  | F |  | 161 | D | $171.79 | 77626 | D |  |
| Ordinary Shares | 2023-02-22 |  | M |  | 2326 | A | $151.76 | 79952 | D |  |
| Ordinary Shares | 2023-02-22 |  | S |  | 2326 | D | $171.23 | 77626 | D |  |
| Ordinary Shares | 2023-02-23 |  | M |  | 741 | A | $0 | 78367 | D |  |
| Ordinary Shares | 2023-02-23 |  | F |  | 181 | D | $171.59 | 78186 | D |  |
| Ordinary Shares | 2023-02-23 |  | M |  | 3795 | A | $130.86 | 81981 | D |  |
| Ordinary Shares | 2023-02-23 |  | S |  | 3795 | D | $172.8 | 78186 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option | $171.31 | 2023-02-22 |  | A |  | 6100 |  | 2024-02-22<sup>(2)</sup> | 2033-02-22 | Ordinary Shares | 6100 | $0 | 6100 | D |  |
| Restricted Stock Units | $0.0 | 2023-02-22 |  | A |  | 1695 |  | 2024-02-22<sup>(3)</sup> | <sup>(4)</sup> | Ordinary Shares | 1695 | $0 | 1695 | D |  |
| Restricted Stock Units | $0.0 | 2023-02-22 |  | M |  |  | 564 | 2023-02-22<sup>(6)</sup> | <sup>(4)</sup> | Ordinary Shares | 564 | $0 | 1146 | D |  |
| Stock Option | $151.76 | 2023-02-22 |  | M |  |  | 2326 | 2023-02-22<sup>(5)</sup> | 2032-02-22 | Ordinary Shares | 2326 | $0 | 4724 | D |  |
| Restricted Stock Units | $0.0 | 2023-02-23 |  | M |  |  | 741 | 2022-02-23<sup>(7)</sup> | <sup>(4)</sup> | Ordinary Shares | 741 | $0 | 764 | D |  |
| Stock Option | $130.86 | 2023-02-23 |  | M |  |  | 3795 | 2022-02-23<sup>(8)</sup> | 2031-02-23 | Ordinary Shares | 3795 | $0 | 3910 | D |  |

---

### Footnotes:

(1) These shares were acquired upon the vesting of performance share awards.

(2) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

(3) These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

(4) This field is not applicable.

(5) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

(6) These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

(7) These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

(8) These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

**Remarks:**
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.

**Signature:** /s/ Lizbeth L. Wright, as Attorney-in-Fact  
**Date:** 2023-02-24

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**