# EDGAR Filing Document

**Accession Number:** 0001044202
**File Stem:** 0001044202-25-000003
**Filing Date:** 2025-11
**Character Count:** 2794
**Document Hash:** 75660c2335255cc39318e696ec4714bb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001044202-25-000003.hdr.sgml**: 20251124

**ACCESSION NUMBER**: 0001044202-25-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251124

**DATE AS OF CHANGE**: 20251124

**EFFECTIVENESS DATE**: 20251124

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CU INVESTMENT SOLUTIONS LLC
- **CENTRAL INDEX KEY:** 0001044202

**ORGANIZATION NAME:**
- **EIN:** 481061886
- **STATE OF INCORPORATION:** KS
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50400
- **FILM NUMBER:** 251513723

**BUSINESS ADDRESS:**
- **STREET 1:** 8500 W. 110TH STREET
- **STREET 2:** SUITE 650
- **CITY:** OVERLAND PARK
- **STATE:** KS
- **ZIP:** 66210
- **BUSINESS PHONE:** 913-912-5235

**MAIL ADDRESS:**
- **STREET 1:** 8500 W. 110TH STREET
- **STREET 2:** SUITE 650
- **CITY:** OVERLAND PARK
- **STATE:** KS
- **ZIP:** 66210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CU INVESTMENT SOLUTIONS, INC.
- **DATE OF NAME CHANGE:** 20020625

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** U.S. CENTRAL CAPITAL MARKETS, INC.
- **DATE OF NAME CHANGE:** 20020625

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** US CENTRAL CAPITAL MARKETS INC                          /BD
- **DATE OF NAME CHANGE:** 20020520

### Attached PDF Documents

**Attachment 1:** `25audit_3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001044202

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** CU INVESTMENT SOLUTIONS LLC

**Business Address:** 8500 W. 110TH STREET, SUITE 650, OVERLAND PARK, KS, 66210

**Contact Person:** Brad Thomas

**Contact Phone:** 9139125239

### Independent Public Accountant Identification

**Accountant Name:** Forvis Mazars, LLP

**Accountant Address:** 1201 Walnut Street, Suite 1700, Kansas City, MO, 64106

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Matthew Jackson**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CU INVESTMENT SOLUTIONS LLC**, as of **09-30-2025**, are true and correct.

**Signature:** Matthew Jackson

**Title:** Chief Executive Officer