# EDGAR Filing Document

**Accession Number:** 0000922612
**File Stem:** 0001213900-23-007740
**Filing Date:** 2023-2
**Character Count:** 5039
**Document Hash:** 731541355882a65e233993554c287fe0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-23-007740.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001213900-23-007740

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20221223

**ITEM INFORMATION**: Changes in Registrant's Certifying Accountant

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SCHMITT INDUSTRIES INC
- **CENTRAL INDEX KEY:** 0000922612
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
- **IRS NUMBER:** 931151989
- **STATE OF INCORPORATION:** OR
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38964
- **FILM NUMBER:** 23583619

**BUSINESS ADDRESS:**
- **STREET 1:** 2765 NW NICOLAI ST
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97210
- **BUSINESS PHONE:** 5032277908

**MAIL ADDRESS:**
- **STREET 1:** 2765 NW NICOLAI ST
- **CITY:** PORTLAND
- **STATE:** OR
- **ZIP:** 97210

?xml version="1.0" encoding="utf-8"?

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, D.C. 20549** 

**FORM 8-K** 

**CURRENT REPORT** 

**Pursuant to Section 13 or 15(d) of** 

**the Securities Exchange Act of 1934** 

**Date of Report (Date of Earliest Event Reported): December 23, 2022**

**SCHMITT INDUSTRIES, INC.** 

**(Exact name of registrant as specified in its charter)** 

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| | | |
|:---|:---|:---|
| **Oregon** | **001-38964** | **93-1151989** |
| **(State or other jurisdiction**<br> **of incorporation or organization)** | **(Commission**<br> **File Number)** | **(I.R.S. Employer**<br> **Identification Number)** |
| **2765 N.W. Nicolai Street**<br> **Portland, Oregon** | **2765 N.W. Nicolai Street**<br> **Portland, Oregon** | **97210-1818** |
| **(Address of principal executive offices)** | **(Address of principal executive offices)** | **(Zip Code)** |

---

**Registrant's telephone number, including area code: (503) 227-7908** 

**Not Applicable** 

**Former name or former address, if changed since last report** 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock – no par value | SMIT | NASDAQ Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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| | |
|:---|:---|
| **Item 5.02.** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.** |

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On January 23, 2023, Mr. Philip Bosco tendered his resignation from his Chief Financial Officer position due to accepting a new position at a different company. The Board of Directors (the "Board") of Schmitt Industries, Inc. (the "Registrant") accepted his resignation, effective February 5, 2023.

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| | |
|:---|:---|
| **Item 4.01** | **Changes in Registrant's Certifying Accountant.** |

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On December 23, 2022, UHY LLP ("UHY"), the independent registered public accounting firm to Schmitt Industries, Inc. (the "Company"), informed the Company of its decision to resign as auditors of the Company. This resignation is effective December 23, 2022. The decision was made reluctantly and after substantial deliberation. There remains an unpaid balance due to UHY LLP for services rendered.

**SIGNATURES** 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | SCHMITT INDUSTRIES, INC. | SCHMITT INDUSTRIES, INC. |
| February 2, 2023 | By: | /s/ Michael Zapata |
|  |  | Name: Michael Zapata |
|  |  | Title: Chief Executive Officer |

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