# EDGAR Filing Document

**Accession Number:** 0001539638
**File Stem:** 0001193125-23-071437
**Filing Date:** 2023-3
**Character Count:** 6480
**Document Hash:** f8594c66cca3a962067a9ff3c8ce166a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-071437.hdr.sgml**: 20230315

**ACCESSION NUMBER**: 0001193125-23-071437

**CONFORMED SUBMISSION TYPE**: DEFA14A

**PUBLIC DOCUMENT COUNT**: 7

**FILED AS OF DATE**: 20230315

**DATE AS OF CHANGE**: 20230315

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Triumph Financial, Inc.
- **CENTRAL INDEX KEY:** 0001539638
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 200477066
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** DEFA14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36722
- **FILM NUMBER:** 23735905

**BUSINESS ADDRESS:**
- **STREET 1:** 12700 PARK CENTRAL DRIVE
- **STREET 2:** SUITE 1700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75251
- **BUSINESS PHONE:** (214) 365-6900

**MAIL ADDRESS:**
- **STREET 1:** 12700 PARK CENTRAL DRIVE
- **STREET 2:** SUITE 1700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75251

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Triumph Bancorp, Inc.
- **DATE OF NAME CHANGE:** 20120113

##### [**Table of Contents**](#toc)

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**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

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**SCHEDULE 14A** 

**(RULE 14a-101)** 

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**INFORMATION REQUIRED IN PROXY STATEMENT** 

**SCHEDULE 14A INFORMATION** 

**PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE** 

**SECURITIES EXCHANGE ACT OF 1934** 

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Filed by the Registrant ☒

Filed by a Party other than the Registrant ☐

Check the appropriate box:

☐ Preliminary Proxy Statement

☐ **Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))** 

☐ Definitive Proxy Statement

☒ Definitive Additional Materials

☐ Soliciting Material Pursuant to Section 240.14a-12

**TRIUMPH FINANCIAL, INC.** 

**(Name of Registrant as Specified In Its Charter)** 

**N/A** 

**(Name of Person(s) Filing Proxy Statement, if other than Registrant)** 

Payment of Filing Fee (Check the appropriate box):

☒ No fee required.

☐ Fee paid previously with preliminary materials.

☐ Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.

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##### [**Table of Contents**](#toc)
![LOGO](g313397page3.jpg)

P.O. BOX 8016, CARY, NC 27512-9903

**Triumph Financial, Inc.** 

**Important Notice Regarding the Availability of Proxy Materials** 

**Stockholders Meeting to be held on** 

**April 25, 2023** 

**For Stockholders of record as of February 27, 2023** 

**This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. This is not a ballot. You cannot use this notice to vote your shares. We encourage you to access and review all of the important information contained in the proxy materials before voting.** 

**To view the proxy materials, and to obtain directions to attend the meeting, go to: www.proxydocs.com/TFIN** 

**To vote your proxy while visiting this site, you will need the 12 digit control number in the box below.** 

Under United States Securities and Exchange Commission rules, proxy materials do not have to be delivered in paper. Proxy materials can be distributed by making them available on the internet.

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|:---|:---|:---|
| ![LOGO](g313397snap0006.jpg) | <br> **For a convenient way to view proxy materials and VOTE go to**<br> **www.proxydocs.com/TFIN**<br>**Have the 12 digit control number located in the shaded box above available**<br> **when you access the website and follow the instructions.**<br>| ![LOGO](g313397snap0007.jpg) |
|  | <br>*If you want to receive a paper or e-mail copy of the proxy material, you must request one. There is no charge to you for requesting a copy. In order to receive a paper package in time for this year's meeting, you must make this request on or before April 14, 2023.*<br>***To order paper materials, use one of the following methods.*** |  |

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|:---|:---|:---|
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; <br> ![LOGO](g313397gra003a.jpg) <br>**INTERNET**<br>&nbsp;&nbsp;&nbsp; **www.investorelections.com/TFIN**<br>| <br> ![LOGO](g313397pp8.jpg) <br>**TELEPHONE**<br>**(866) 648-8133**<br>| <br> ![LOGO](g3133971snap0006.jpg) <br>**\* E-MAIL**<br>**paper@investorelections.com**<br>|
| &nbsp;&nbsp;&nbsp;&nbsp; <br> When requesting via the Internet or telephone you will need the 12 digit control number located in the shaded box above. | &nbsp;&nbsp;&nbsp;&nbsp; <br> When requesting via the Internet or telephone you will need the 12 digit control number located in the shaded box above. | \* If requesting material by e-mail, please send a blank e-mail with the 12 digit control number (located above) in the subject line. No other requests, instructions OR other inquiries should be included with your e-mail requesting material. |

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|:---|
| &nbsp;&nbsp; <br> **Triumph Financial, Inc.** |
| &nbsp;&nbsp;&nbsp;&nbsp; **Meeting Type:** Annual Meeting of Stockholders |
| &nbsp;&nbsp;&nbsp;&nbsp; **Date:** Tuesday, April 25, 2023 |
| &nbsp;&nbsp;&nbsp;&nbsp; **Time:** 9:00 AM, Central Time |
| &nbsp;&nbsp;&nbsp;&nbsp; **Place:** 3 Park Central, 12700 Park Central Drive, 15th Floor |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Dallas, TX 75251 |
| &nbsp;&nbsp; <br> **SEE REVERSE FOR FULL AGENDA**<br>|

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##### [**Table of Contents**](#toc)
**Triumph Financial, Inc.** 

**Annual Meeting of Stockholders** 

**THE BOARD OF DIRECTORS RECOMMENDS A VOTE:** 

**FOR** ON PROPOSALS 1, 2, 3 AND 4

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| | |
|:---|:---|
|  | **PROPOSAL** |
| 1. | Election of Directors |
|  | 1.01 Carlos M. Sepulveda, Jr. |
|  | 1.02 Aaron P. Graft |
|  | 1.03 Charles A. Anderson |
|  | 1.04 Harrison B. Barnes |
|  | 1.05 Debra A. Bradford |
|  | 1.06 Richard L. Davis |
|  | 1.07 Davis Deadman |
|  | 1.08 Laura K. Easley |
|  | 1.09 Maribess L. Miller |
|  | 1.10 Michael P. Rafferty |
|  | 1.11 C. Todd Sparks |
| 2. | Management Proposal Regarding Advisory Approval of the Company's Executive Compensation |
| 3. | Management Proposal to Approve the Third Amendment to the Triumph Financial, Inc. 2014 Omnibus Incentive Plan |
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. |
| 5. | To transact any business as may properly come before the Annual Meeting or any adjournments or postponements. |

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