# EDGAR Filing Document

**Accession Number:** 0001816444
**File Stem:** 0001816444-23-000001
**Filing Date:** 2023-1
**Character Count:** 11524
**Document Hash:** f99d384831c44bec72170ffa4ed58d02
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001816444-23-000001.hdr.sgml**: 20230111

**ACCESSION NUMBER**: 0001816444-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230111

**DATE AS OF CHANGE**: 20230111

**EFFECTIVENESS DATE**: 20230111

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sara-Bay Financial
- **CENTRAL INDEX KEY:** 0001816444
- **IRS NUMBER:** 650448253
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20304
- **FILM NUMBER:** 23523490

**BUSINESS ADDRESS:**
- **STREET 1:** 2201 CANTU CT
- **STREET 2:** SUITE 102
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34232
- **BUSINESS PHONE:** 9413718027

**MAIL ADDRESS:**
- **STREET 1:** 2201 CANTU CT
- **STREET 2:** SUITE 102
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34232

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sara-Bay Financial<br>**Address:** 2201 CANTU CT<br>SUITE 102<br>SARASOTA, FL 34232

**Form 13F File Number:** 028-20304

**CRD Number (if applicable):** 000133443

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mary Hettig<br>**Title:** Chief Compliance Officer<br>**Phone:** 9413718027

**Signature, Place, and Date of Signing:**

Mary Hettig  Sarasota, FL  01-11-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 81

**Form 13F Information Table Value Total:** $177736000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABORATORIES | Com | 002824100 |  | 922000 | 8400 | SH |  | SOLE |  | 0 | 0 | 8400 |
| ABBVIE INC | Com | 00287Y109 |  | 2159000 | 13362 | SH |  | SOLE |  | 0 | 0 | 13362 |
| ADOBE INC | Com | 00724F101 |  | 418000 | 1241 | SH |  | SOLE |  | 0 | 0 | 1241 |
| ALLY FINL INC | Com | 02005N100 |  | 308000 | 12617 | SH |  | SOLE |  | 0 | 0 | 12617 |
| APPLE INC | Com | 037833100 |  | 3287000 | 25295 | SH |  | SOLE |  | 0 | 0 | 25295 |
| ARCHER-DANIELS-MIDLN | Com | 039483102 |  | 960000 | 10341 | SH |  | SOLE |  | 0 | 0 | 10341 |
| BANK AMERICA CORP | Com | 060505104 |  | 347000 | 10481 | SH |  | SOLE |  | 0 | 0 | 10481 |
| BANK NOVA SCOTIA       F | Com | 064149107 |  | 286000 | 5838 | SH |  | SOLE |  | 0 | 0 | 5838 |
| BROADCOM INC | Com | 11135F101 |  | 441000 | 789 | SH |  | SOLE |  | 0 | 0 | 789 |
| CENTRUS ENERGY CORP     CLASS                  A | CL A | 15643u104 |  | 11721000 | 360866 | SH |  | SOLE |  | 0 | 0 | 360866 |
| CHEVRON CORP | Com | 166764100 |  | 347000 | 1931 | SH |  | SOLE |  | 0 | 0 | 1931 |
| CISCO SYSTEMS INC | Com | 17275R102 |  | 815000 | 17105 | SH |  | SOLE |  | 0 | 0 | 17105 |
| CROWN CASTLE INC        REIT | Com | 22822V101 |  | 1757000 | 12953 | SH |  | SOLE |  | 0 | 0 | 12953 |
| CUMMINS INC | Com | 231021106 |  | 720000 | 2970 | SH |  | SOLE |  | 0 | 0 | 2970 |
| DEERE  CO | Com | 244199105 |  | 822000 | 1916 | SH |  | SOLE |  | 0 | 0 | 1916 |
| DLOCAL LTD             FCLASS                  A | CL A | G29018101 |  | 136000 | 8711 | SH |  | SOLE |  | 0 | 0 | 8711 |
| DOLLAR GENERAL CORP | Com | 256677105 |  | 330000 | 1340 | SH |  | SOLE |  | 0 | 0 | 1340 |
| EDWARDS LIFESCIENCES | Com | 28176E108 |  | 453000 | 6069 | SH |  | SOLE |  | 0 | 0 | 6069 |
| EMERSON ELECTRIC CO | Com | 291011104 |  | 537000 | 5595 | SH |  | SOLE |  | 0 | 0 | 5595 |
| ENERGY FUELS INC       F | Com | 292671708 |  | 72000 | 11575 | SH |  | SOLE |  | 0 | 0 | 11575 |
| ENPHASE ENERGY INC | Com | 29355A107 |  | 304000 | 1146 | SH |  | SOLE |  | 0 | 0 | 1146 |
| EPAM SYSTEMS INC | Com | 29414B104 |  | 8978000 | 27393 | SH |  | SOLE |  | 0 | 0 | 27393 |
| ETSY INC | Com | 29786A106 |  | 6592000 | 55033 | SH |  | SOLE |  | 0 | 0 | 55033 |
| FASTENAL CO | Com | 311900104 |  | 620000 | 13109 | SH |  | SOLE |  | 0 | 0 | 13109 |
| GLOBANT SA             F | Com | L44385109 |  | 7613000 | 45273 | SH |  | SOLE |  | 0 | 0 | 45273 |
| GRAN TIERRA ENERGY | Com | 38500T101 |  | 10000 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| HELIOS TECHNOLOGIES INC | Com | 42328H109 |  | 55280000 | 1015422 | SH |  | SOLE |  | 0 | 0 | 1015422 |
| HOME DEPOT INC | Com | 437076102 |  | 1360000 | 4301 | SH |  | SOLE |  | 0 | 0 | 4301 |
| HONEYWELL INTL INC | Com | 438516106 |  | 454000 | 2119 | SH |  | SOLE |  | 0 | 0 | 2119 |
| HUT EIGHT MINING CORP  F | Com | 44812T102 |  | 17000 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| ICON PLC               F | Com | G4705A100 |  | 353000 | 1815 | SH |  | SOLE |  | 0 | 0 | 1815 |
| IMPAC MTG HLDGS | Com | 45254P508 |  | 438000 | 2578536 | SH |  | SOLE |  | 0 | 0 | 2578536 |
| INTEL CORP | Com | 458140100 |  | 785000 | 29704 | SH |  | SOLE |  | 0 | 0 | 29704 |
| INTERCONTINENTAL EXC | Com | 45866F104 |  | 359000 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| INTUIT INC | Com | 461202103 |  | 7493000 | 19252 | SH |  | SOLE |  | 0 | 0 | 19252 |
| ISHARES CORE MSCI TOTL  INTL STCK ETF | ETF | 46432F834 |  | 222000 | 3843 | SH |  | SOLE |  | 0 | 0 | 3843 |
| ISHARES CORE S 500    ETF | ETF | 464287200 |  | 464000 | 1207 | SH |  | SOLE |  | 0 | 0 | 1207 |
| JABIL INC | Com | 466313103 |  | 1043000 | 15290 | SH |  | SOLE |  | 0 | 0 | 15290 |
| JOHNSON  JOHNSON | Com | 478160104 |  | 543000 | 3073 | SH |  | SOLE |  | 0 | 0 | 3073 |
| JPMORGAN CHASE  CO | Com | 46625H100 |  | 8708000 | 64939 | SH |  | SOLE |  | 0 | 0 | 64939 |
| L3HARRIS TECHNOLOGIES IN | Com | 502431109 |  | 242000 | 1160 | SH |  | SOLE |  | 0 | 0 | 1160 |
| LOWES COMPANIES INC | Com | 548661107 |  | 793000 | 3979 | SH |  | SOLE |  | 0 | 0 | 3979 |
| MARATHON DIGITAL HLDGS I | Com | 565788106 |  | 141000 | 41135 | SH |  | SOLE |  | 0 | 0 | 41135 |
| MARATHON PETE CORP | Com | 56585A102 |  | 407000 | 3500 | SH |  | SOLE |  | 0 | 0 | 3500 |
| MCKESSON CORP | Com | 58155Q103 |  | 556000 | 1483 | SH |  | SOLE |  | 0 | 0 | 1483 |
| MEDICAL PROPERTIES      REIT | Com | 58463J304 |  | 131000 | 11744 | SH |  | SOLE |  | 0 | 0 | 11744 |
| MERCK  CO. INC. | Com | 58933Y105 |  | 530000 | 4776 | SH |  | SOLE |  | 0 | 0 | 4776 |
| META PLATFORMS INC      CLASS                  A | CL A | 30303M102 |  | 2840000 | 23600 | SH |  | SOLE |  | 0 | 0 | 23600 |
| METLIFE INC | Com | 59156R108 |  | 634000 | 8758 | SH |  | SOLE |  | 0 | 0 | 8758 |
| MICROSOFT CORP | Com | 594918104 |  | 442000 | 1845 | SH |  | SOLE |  | 0 | 0 | 1845 |
| NEXTERA ENERGY INC | Com | 65339F101 |  | 601000 | 7194 | SH |  | SOLE |  | 0 | 0 | 7194 |
| NORDSON CORP | Com | 655663102 |  | 638000 | 2682 | SH |  | SOLE |  | 0 | 0 | 2682 |
| NV5 GLOBAL INC | Com | 62945V109 |  | 6629000 | 50099 | SH |  | SOLE |  | 0 | 0 | 50099 |
| NVIDIA CORP | Com | 67066G104 |  | 8024000 | 54904 | SH |  | SOLE |  | 0 | 0 | 54904 |
| ORAGENICS INC | Com | 684023302 |  | 134000 | 1271281 | SH |  | SOLE |  | 0 | 0 | 1271281 |
| PALO ALTO NETWORKS | Com | 697435105 |  | 377000 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| PAYCHEX INC | Com | 704326107 |  | 770000 | 6663 | SH |  | SOLE |  | 0 | 0 | 6663 |
| PAYPAL HOLDINGS INCORPOR | Com | 70450Y103 |  | 4331000 | 60810 | SH |  | SOLE |  | 0 | 0 | 60810 |
| PEPSICO INC | Com | 713448108 |  | 489000 | 2708 | SH |  | SOLE |  | 0 | 0 | 2708 |
| PFIZER INC | Com | 717081103 |  | 964000 | 18809 | SH |  | SOLE |  | 0 | 0 | 18809 |
| PPG INDUSTRIES INC | Com | 693506107 |  | 337000 | 2682 | SH |  | SOLE |  | 0 | 0 | 2682 |
| PROCTER  GAMBLE | Com | 742718109 |  | 531000 | 3502 | SH |  | SOLE |  | 0 | 0 | 3502 |
| PUB SVC ENTERPISE GP | Com | 744573106 |  | 905000 | 14764 | SH |  | SOLE |  | 0 | 0 | 14764 |
| PUBLIC STORAGE          REIT | Com | 74460D109 |  | 468000 | 1669 | SH |  | SOLE |  | 0 | 0 | 1669 |
| PURE STORAGE INC        CLASS                  A | CL A | 74624M102 |  | 5601000 | 209310 | SH |  | SOLE |  | 0 | 0 | 209310 |
| ROYAL BANK OF CANADA   F | Com | 780087102 |  | 563000 | 5990 | SH |  | SOLE |  | 0 | 0 | 5990 |
| SEAGATE TECHNOLOGY HLD F | Ord Shs | G7997R103 |  | 706000 | 13419 | SH |  | SOLE |  | 0 | 0 | 13419 |
| SILVERGATE CAP CORP     CLASS                  A | CL A | 82837P408 |  | 988000 | 56782 | SH |  | SOLE |  | 0 | 0 | 56782 |
| SPDR S 500 ETF | ETF | 78462F103 |  | 384000 | 1004 | SH |  | SOLE |  | 0 | 0 | 1004 |
| THE COCA-COLA CO | Com | 191216100 |  | 244000 | 3839 | SH |  | SOLE |  | 0 | 0 | 3839 |
| THOMSON REUTERS CORP   F | Com | 884903709 |  | 563000 | 4937 | SH |  | SOLE |  | 0 | 0 | 4937 |
| TITAN MEDICAL INC      F | Com | 88830X819 |  | 10000 | 15000 | SH |  | SOLE |  | 0 | 0 | 15000 |
| VANGUARD HIGH DIVIDEND  YIELD ETF | ETF | 921946406 |  | 297000 | 2741 | SH |  | SOLE |  | 0 | 0 | 2741 |
| VANGUARD REAL ESTATE    ETF | ETF | 922908553 |  | 791000 | 9590 | SH |  | SOLE |  | 0 | 0 | 9590 |
| VANGUARD TOTAL STOCK    MARKET ETF | ETF | 922908769 |  | 315000 | 1647 | SH |  | SOLE |  | 0 | 0 | 1647 |
| VEEVA SYSTEMS INC       CLASS                  A | CL A | 922475108 |  | 263000 | 1630 | SH |  | SOLE |  | 0 | 0 | 1630 |
| VERIZON COMMUNICATN | Com | 92343V104 |  | 841000 | 21340 | SH |  | SOLE |  | 0 | 0 | 21340 |
| VISA INC                CLASS                  A | CL A | 92826C839 |  | 220000 | 1058 | SH |  | SOLE |  | 0 | 0 | 1058 |
| WALMART INC | Com | 931142103 |  | 523000 | 3691 | SH |  | SOLE |  | 0 | 0 | 3691 |
| WALT DISNEY CO | Com | 254687106 |  | 4582000 | 52743 | SH |  | SOLE |  | 0 | 0 | 52743 |
| WELLTOWER INC           REIT | Com | 95040Q104 |  | 457000 | 6974 | SH |  | SOLE |  | 0 | 0 | 6974 |

---