# EDGAR Filing Document

**Accession Number:** 0001816444
**File Stem:** 0001816444-26-000002
**Filing Date:** 2026-4
**Character Count:** 11565
**Document Hash:** 58d00d188dbfc01fabfabe7a958b67a2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001816444-26-000002.hdr.sgml**: 20260417

**ACCESSION NUMBER**: 0001816444-26-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260417

**DATE AS OF CHANGE**: 20260417

**EFFECTIVENESS DATE**: 20260417

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sara-Bay Financial
- **CENTRAL INDEX KEY:** 0001816444

**ORGANIZATION NAME:**
- **EIN:** 650448253
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20304
- **FILM NUMBER:** 26870788

**BUSINESS ADDRESS:**
- **STREET 1:** 2201 CANTU CT
- **STREET 2:** SUITE 102
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34232
- **BUSINESS PHONE:** 9413718027

**MAIL ADDRESS:**
- **STREET 1:** 2201 CANTU CT
- **STREET 2:** SUITE 102
- **CITY:** SARASOTA
- **STATE:** FL
- **ZIP:** 34232

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sara-Bay Financial<br>**Address:** 2201 CANTU CT<br>SUITE 102<br>SARASOTA, FL 34232

**Form 13F File Number:** 028-20304

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mary Hettig<br>**Title:** Compliance Officer<br>**Phone:** 9413718027

**Signature, Place, and Date of Signing:**

Mary Hettig  Sarasota, FL  04-17-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 81

**Form 13F Information Table Value Total:** $332526117

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | Com | 002824100 |  | 1090150 | 10618 | SH |  | SOLE | 0 | 0 | 0 | 10618 |
| ABBVIE INC | Com | 00287Y109 |  | 3945704 | 18142 | SH |  | SOLE | 0 | 0 | 0 | 18142 |
| ABRDN PHYSICAL SILVER SHARES ETF | ETF | 003264108 |  | 537075 | 7500 | SH |  | SOLE | 0 | 0 | 0 | 7500 |
| ADVANCED MICRO DEVIC | Com | 007903107 |  | 551702 | 2712 | SH |  | SOLE | 0 | 0 | 0 | 2712 |
| ALLY FINL INC | Com | 02005N100 |  | 9055852 | 23084 | SH |  | SOLE | 0 | 0 | 0 | 23084 |
| ALPHABET INC CLASS CLASS A | CL A | 02079k305 |  | 231198 | 804 | SH |  | SOLE | 0 | 0 | 0 | 804 |
| ALPHABET INC CLASS CLASS C | CL C | 02079K107 |  | 602406 | 2100 | SH |  | SOLE | 0 | 0 | 0 | 2100 |
| AMAZON.COM INC | Com | 023135106 |  | 13495479 | 64798 | SH |  | SOLE | 0 | 0 | 0 | 64798 |
| APPLE INC | Com | 037833100 |  | 4621061 | 18208 | SH |  | SOLE | 0 | 0 | 0 | 18208 |
| ARCHER-DANIELS MIDLAND C | Com | 039483102 |  | 226429 | 3115 | SH |  | SOLE | 0 | 0 | 0 | 3115 |
| ASP ISOTOPES INC | Com | 00218A105 |  | 2593095 | 586673 | SH |  | SOLE | 0 | 0 | 0 | 586673 |
| BANK NOVA SCOTIA F | Com | 064149107 |  | 305657 | 4410 | SH |  | SOLE | 0 | 0 | 0 | 4410 |
| BANK OF AMERICA CORP | Com | 060505104 |  | 508988 | 10441 | SH |  | SOLE | 0 | 0 | 0 | 10441 |
| BERKSHIRE HATHAWAY CLASS B | CL B | 084670702 |  | 551080 | 1150 | SH |  | SOLE | 0 | 0 | 0 | 1150 |
| BLACKROCK INC NEW | Com | 09290D101 |  | 7689833 | 7996 | SH |  | SOLE | 0 | 0 | 0 | 7996 |
| BROADCOM INC | Com | 11135F101 |  | 2173070 | 7021 | SH |  | SOLE | 0 | 0 | 0 | 7021 |
| BWX TECHNOLOGIES INC | Com | 05605H100 |  | 247842 | 1212 | SH |  | SOLE | 0 | 0 | 0 | 1212 |
| CENTRUS ENERGY CORP CLASS A | CL A | 15643U104 |  | 26722965 | 153943 | SH |  | SOLE | 0 | 0 | 0 | 153943 |
| CISCO SYS INC | Com | 17275R102 |  | 14992250 | 193224 | SH |  | SOLE | 0 | 0 | 0 | 193224 |
| CUMMINS INC | Com | 231021106 |  | 3248027 | 6037 | SH |  | SOLE | 0 | 0 | 0 | 6037 |
| DEERE  CO | Com | 244199105 |  | 616814 | 1095 | SH |  | SOLE | 0 | 0 | 0 | 1095 |
| EDWARDS LIFESCIENCES COR | Com | 28176E108 |  | 248248 | 3100 | SH |  | SOLE | 0 | 0 | 0 | 3100 |
| ELEVANCE HEALTH INC | Com | 036752103 |  | 284553 | 972 | SH |  | SOLE | 0 | 0 | 0 | 972 |
| EMERSON ELEC CO | Com | 291011104 |  | 3145266 | 24006 | SH |  | SOLE | 0 | 0 | 0 | 24006 |
| EVERPURE INC CLASS A | CL A | 74624M102 |  | 11754628 | 199096 | SH |  | SOLE | 0 | 0 | 0 | 199096 |
| EXXON MOBIL CORP | Com | 30231G102 |  | 317006 | 1868 | SH |  | SOLE | 0 | 0 | 0 | 1868 |
| FASTENAL CO | Com | 311900104 |  | 989387 | 21323 | SH |  | SOLE | 0 | 0 | 0 | 21323 |
| GRANITESHARES 2X LONG MARA DAILY ETF | Com | 38747R538 |  | 500422 | 174363 | SH |  | SOLE | 0 | 0 | 0 | 174363 |
| HELIOS TECHNOLOGIES INC | Com | 42328H109 |  | 74668610 | 1153896 | SH |  | SOLE | 0 | 0 | 0 | 1153896 |
| HERSHEY CO | Com | 427866108 |  | 292260 | 1406 | SH |  | SOLE | 0 | 0 | 0 | 1406 |
| HOME DEPOT INC | Com | 437076102 |  | 1184004 | 3600 | SH |  | SOLE | 0 | 0 | 0 | 3600 |
| HONEYWELL INTL INC | Com | 438516106 |  | 272422 | 1219 | SH |  | SOLE | 0 | 0 | 0 | 1219 |
| ICON PLC F | Com | G4705A100 |  | 360641 | 3259 | SH |  | SOLE | 0 | 0 | 0 | 3259 |
| INTERCONTINENTAL EXCHANG | Com | 45866F104 |  | 527360 | 3353 | SH |  | SOLE | 0 | 0 | 0 | 3353 |
| INVESCO QQQ TR | ETF | 46090E103 |  | 433885 | 752 | SH |  | SOLE | 0 | 0 | 0 | 752 |
| ISHARES BITCOIN TRUST ETF | ETF | 46438F101 |  | 9256723 | 240935 | SH |  | SOLE | 0 | 0 | 0 | 240935 |
| ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | ETF | 46432F834 |  | 664026 | 7664 | SH |  | SOLE | 0 | 0 | 0 | 7664 |
| ISHARES CORE S 500 ETF | ETF | 464287200 |  | 1234409 | 1890 | SH |  | SOLE | 0 | 0 | 0 | 1890 |
| ISHARES ETHEREUM TRUST ETF | ETF | 46438R105 |  | 237450 | 15000 | SH |  | SOLE | 0 | 0 | 0 | 15000 |
| ISHARES RUSSELL 2000 ETF | ETF | 464287655 |  | 261741 | 1055 | SH |  | SOLE | 0 | 0 | 0 | 1055 |
| ISHARES SILVER TRUST | Com | 46428Q109 |  | 390578 | 5732 | SH |  | SOLE | 0 | 0 | 0 | 5732 |
| JABIL INC | Com | 466313103 |  | 2556689 | 9625 | SH |  | SOLE | 0 | 0 | 0 | 9625 |
| JOHNSON  JOHNSON | Com | 478160104 |  | 546079 | 2234 | SH |  | SOLE | 0 | 0 | 0 | 2234 |
| JPMORGAN CHASE  CO | Com | 46625H100 |  | 17470763 | 59392 | SH |  | SOLE | 0 | 0 | 0 | 59392 |
| KROGER CO | Com | 501044101 |  | 206232 | 2850 | SH |  | SOLE | 0 | 0 | 0 | 2850 |
| L3HARRIS TECHNOLOGIES IN | Com | 502431109 |  | 206055 | 597 | SH |  | SOLE | 0 | 0 | 0 | 597 |
| LOWES COS INC | Com | 548661107 |  | 632994 | 2679 | SH |  | SOLE | 0 | 0 | 0 | 2679 |
| MARA HLDGS INC | Com | 565788106 |  | 511877 | 62730 | SH |  | SOLE | 0 | 0 | 0 | 62730 |
| MARATHON PETE CORP | Com | 56585A102 |  | 760377 | 3114 | SH |  | SOLE | 0 | 0 | 0 | 3114 |
| MARVELL TECHNOLOGY INC | Com | 573874104 |  | 239998 | 2423 | SH |  | SOLE | 0 | 0 | 0 | 2423 |
| MCKESSON CORP | Com | 58155Q103 |  | 986510 | 1140 | SH |  | SOLE | 0 | 0 | 0 | 1140 |
| MERCADOLIBRE INC | Com | 58733R102 |  | 11183301 | 6468 | SH |  | SOLE | 0 | 0 | 0 | 6468 |
| MERCK  CO. INC. | CL A | 58933Y105 |  | 1038343 | 8632 | SH |  | SOLE | 0 | 0 | 0 | 8632 |
| META PLATFORMS INC CLASS CLASS A | CL A | 30303M102 |  | 16134714 | 28201 | SH |  | SOLE | 0 | 0 | 0 | 28201 |
| METLIFE INC | Com | 59156R108 |  | 427997 | 6052 | SH |  | SOLE | 0 | 0 | 0 | 6052 |
| MICROSOFT CORP | Com | 594918104 |  | 582362 | 1573 | SH |  | SOLE | 0 | 0 | 0 | 1573 |
| NEXTERA ENERGY INC | Com | 65339F101 |  | 529930 | 5706 | SH |  | SOLE | 0 | 0 | 0 | 5706 |
| NORDSON CORP | Com | 655663102 |  | 212848 | 800 | SH |  | SOLE | 0 | 0 | 0 | 800 |
| NVIDIA CORP | Com | 67066G104 |  | 55552344 | 318534 | SH |  | SOLE | 0 | 0 | 0 | 318534 |
| OKLO INC CLASS A | CL A | 02156V109 |  | 394241 | 7950 | SH |  | SOLE | 0 | 0 | 0 | 7950 |
| OLD SECOND BANCORP INC D | Com | 680277100 |  | 1896310 | 94063 | SH |  | SOLE | 0 | 0 | 0 | 94063 |
| PAYCHEX INC | Com | 704326107 |  | 575842 | 6251 | SH |  | SOLE | 0 | 0 | 0 | 6251 |
| PFIZER INC | Com | 717081103 |  | 254264 | 9055 | SH |  | SOLE | 0 | 0 | 0 | 9055 |
| PROCTER  GAMBLE CO | Com | 742718109 |  | 413676 | 2864 | SH |  | SOLE | 0 | 0 | 0 | 2864 |
| PUBLIC STORAGE REIT | Com | 74460D109 |  | 287675 | 1062 | SH |  | SOLE | 0 | 0 | 0 | 1062 |
| PUBLIC SVC ENTERPRISE GR | Com | 744573106 |  | 1168756 | 14438 | SH |  | SOLE | 0 | 0 | 0 | 14438 |
| ROCKET LAB CORP CLASS CLASS A | CL A | 773121108 |  | 1021419 | 15905 | SH |  | SOLE | 0 | 0 | 0 | 15905 |
| ROYAL BANK OF CANADA F | Com | 780087102 |  | 869406 | 5374 | SH |  | SOLE | 0 | 0 | 0 | 5374 |
| SEAGATE TECHNOLOGY H F | Com | G7997R103 |  | 2935849 | 7494 | SH |  | SOLE | 0 | 0 | 0 | 7494 |
| SOUTHERN CO | Com | 842587107 |  | 437332 | 4531 | SH |  | SOLE | 0 | 0 | 0 | 4531 |
| STATE STREET SPDR S 500 ETF TRUST | ETF | 78462F103 |  | 389180 | 598 | SH |  | SOLE | 0 | 0 | 0 | 598 |
| THE COCA-COLA CO | Com | 191216100 |  | 308687 | 4059 | SH |  | SOLE | 0 | 0 | 0 | 4059 |
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF SHARES | ETF | 921946406 |  | 3802853 | 25678 | SH |  | SOLE | 0 | 0 | 0 | 25678 |
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND ETF SHARES | ETF | 921946794 |  | 2252818 | 23905 | SH |  | SOLE | 0 | 0 | 0 | 23905 |
| VANGUARD MID-CAP GROWTH INDEX FUND ETF SHARES | ETF | 922908538 |  | 376503 | 1463 | SH |  | SOLE | 0 | 0 | 0 | 1463 |
| VANGUARD MID-CAP INDEX FUND ETF SHARES | ETF | 922908629 |  | 639868 | 2228 | SH |  | SOLE | 0 | 0 | 0 | 2228 |
| VANGUARD SMALL-CAP INDEXFUND ETF SHARES | ETF | 922908751 |  | 665844 | 2542 | SH |  | SOLE | 0 | 0 | 0 | 2542 |
| VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES | ETF | 922908769 |  | 641947 | 2001 | SH |  | SOLE | 0 | 0 | 0 | 2001 |
| VISA INC CLASS CLASS A | CL A | 92826C839 |  | 270807 | 896 | SH |  | SOLE | 0 | 0 | 0 | 896 |
| WALMART INC | Com | 931142103 |  | 1097890 | 8834 | SH |  | SOLE | 0 | 0 | 0 | 8834 |
| WELLTOWER INC REIT | Com | 95040Q104 |  | 1015241 | 5135 | SH |  | SOLE | 0 | 0 | 0 | 5135 |

---