# EDGAR Filing Document

**Accession Number:** 0001388485
**File Stem:** 0000940400-26-025260
**Filing Date:** 2026-6
**Character Count:** 33592
**Document Hash:** bb014b59fdc85d66178cf982b2270658
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-025260.hdr.sgml**: 20260624

**ACCESSION NUMBER**: 0000940400-26-025260

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260624

**DATE AS OF CHANGE**: 20260624

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FundVantage Trust
- **CENTRAL INDEX KEY:** 0001388485

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22027
- **FILM NUMBER:** 261115664

**BUSINESS ADDRESS:**
- **STREET 1:** 103 BELLEVUE PARKWAY
- **CITY:** WILMINGTON
- **STATE:** DE
- **ZIP:** 19809
- **BUSINESS PHONE:** 3027911906

**MAIL ADDRESS:**
- **STREET 1:** 103 BELLEVUE PARKWAY
- **CITY:** WILMINGTON
- **STATE:** DE
- **ZIP:** 19809

## Series and Classes Contracts Data

### Polen 5Perspectives Small Growth Fund (Series ID: S000059535)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000194993 | Institutional Class | PBSIX           |
| C000194994 | Investor Class      | PBSRX           |
| C000227429 | Class Y             | PBSYX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** FundVantage Trust

- **b. Investment Company Act file number:** 811-22027

- **c. CIK number of Registrant:** 0001388485

- **d. LEI of Registrant:** 549300C6U7XKIL1IY249

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 103 Bellevue Parkway

  - **City:** Wilmington

  - **State:** DE

  - **Foreign country:** US

  - **Zip / Postal Code:** 19809

  - **Telephone number:** 856-528-3500

**Item A.2. Information about the Series.**

- **a. Name of Series:** Polen 5Perspectives Small Growth Fund

- **b. EDGAR series identifier (if any):** S000059535

- **c. LEI of Series:** 5493005PM531KXUG3F22

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $61451263.13

**Total Liabilities:** $66459.48

**Net Assets:** $61384803.65

**Cash Not Reported:** $12638.35

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000194993 | -0.77%               | -4.28%               | 18.41%               |
| Class ID C000194994 | -0.79%               | -4.30%               | 18.39%               |
| Class ID C000227429 | -0.71%               | -4.31%               | 18.44%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1214183.58             | $857086.44                                 |
| Month 2  | $-836699.39              | $-1210601.21                               |
| Month 3  | $729252.54               | $8426695.78                                |

### Schedule of Portfolio Investments

| Name                                     | Title                                               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| CELCUITY INC                             | CELCUITY INC COM                                    | CUSIP: 15102K100<br>LEI: 25490070W7UU7W2SEY87 | Long             | EC               | CORP              | US        |      3854 | NS      | $467682.90    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| VSE CORP                                 | VSE CORP COM                                        | CUSIP: 918284100<br>LEI: 549300QWJYQDH4U5XI15 | Long             | EC               | CORP              | US        |      8469 | NS      | $1453957.92   | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AXT INC                                  | AXT INC COM                                         | CUSIP: 00246W103<br>LEI: 549300M2142IVLVIJN37 | Long             | EC               | CORP              | US        |      3325 | NS      | $263406.50    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| ADAPTIVE BIOTECHNOLOGIES CORP            | ADAPTIVE BIOTECHNOLOGIES CORP COM                   | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |     20823 | NS      | $293604.30    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| AZZ INC                                  | AZZ INC COM                                         | CUSIP: 002474104<br>LEI: 549300HD1X2NFLWPYC83 | Long             | EC               | CORP              | US        |      5206 | NS      | $744666.24    | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| DIANTHUS THERAPEUTICS INC                | DIANTHUS THERAPEUTICS INC COM                       | CUSIP: 252828108<br>LEI: 549300Z3N6ODPCOFC890 | Long             | EC               | CORP              | US        |      1210 | NS      | $106238.00    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| HIMS & HERS HEALTH INC                   | HIMS & HERS HEALTH INC COM CL A                     | CUSIP: 433000106<br>LEI: 254900V041EIVTSB6D58 | Long             | EC               | CORP              | US        |      1938 | NS      | $52655.46     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| REALREAL INC (THE)                       | REALREAL INC (THE) COM                              | CUSIP: 88339P101<br>LEI: 549300O00VUGT4H1PE90 | Long             | EC               | CORP              | US        |     51691 | NS      | $614605.99    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| PRAXIS PRECISION MEDICINES INC           | PRAXIS PRECISION MEDICINES INC COM NEW              | CUSIP: 74006W207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1793 | NS      | $571662.19    | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| NUVALENT INC                             | NUVALENT INC COM                                    | CUSIP: 670703107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3316 | NS      | $332528.48    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| STERLING INFRASTRUCTURE INC              | STERLING INFRASTRUCTURE INC COM                     | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |       719 | NS      | $370730.78    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| BROOKDALE SENIOR LIVING INC              | BROOKDALE SENIOR LIVING INC COM                     | CUSIP: 112463104<br>LEI: LH7MQB13NWY7CJ9VC445 | Long             | EC               | CORP              | US        |    114353 | NS      | $1642109.08   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| CLEAR SECURE INC                         | CLEAR SECURE INC COM CL A                           | CUSIP: 18467V109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24825 | NS      | $1325406.75   | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| FIGS INC                                 | FIGS INC CL A                                       | CUSIP: 30260D103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33764 | NS      | $505109.44    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| ERO COPPER CORP                          | ERO COPPER CORP COM                                 | CUSIP: 296006109<br>LEI: 549300KL8A21SEIO8I47 | Long             | EC               | CORP              | CA        |     18743 | NS      | $484506.55    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| KARMAN HOLDINGS INC                      | KARMAN HOLDINGS INC COMMON STOCK                    | CUSIP: 485924104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7270 | NS      | $494214.60    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| WAYFAIR INC                              | WAYFAIR INC CL A                                    | CUSIP: 94419L101<br>LEI: 54930027N9ZAVYFDHK53 | Long             | EC               | CORP              | US        |      5733 | NS      | $366510.69    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| GREEN BRICK PARTNERS INC                 | GREEN BRICK PARTNERS INC COM                        | CUSIP: 392709101<br>LEI: 549300R7SCIV7FQI6T56 | Long             | EC               | CORP              | US        |      3675 | NS      | $247842.00    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| MILLICOM INTERNATIONAL CELLULAR SA       | MILLICOM INTERNATIONAL CELLULAR SA COM USD1.50      | CUSIP: 000000000<br>LEI: 549300CTHC1CP86P2G96 | Long             | EC               | CORP              | LU        |     10098 | NS      | $857118.24    | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| ANI PHARMACEUTICALS INC                  | ANI PHARMACEUTICALS INC COM                         | CUSIP: 00182C103<br>LEI: 5493000T6CXTND40YH31 | Long             | EC               | CORP              | US        |      1793 | NS      | $142453.85    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| TWIST BIOSCIENCE CORP                    | TWIST BIOSCIENCE CORP COM                           | CUSIP: 90184D100<br>LEI: 549300T23BL59LCOH584 | Long             | EC               | CORP              | US        |      7618 | NS      | $445272.10    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| LEMONADE INC                             | LEMONADE INC COM                                    | CUSIP: 52567D107<br>LEI: 5493009BKR06OXXU6853 | Long             | EC               | CORP              | US        |      4348 | NS      | $246270.72    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BRISTOW GROUP INC                        | BRISTOW GROUP INC COM                               | CUSIP: 11040G103<br>LEI: 5493005Q24EN3UC1PV68 | Long             | EC               | CORP              | US        |      2196 | NS      | $107889.48    | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPRIUS TECHNOLOGIES INC                 | AMPRIUS TECHNOLOGIES INC COMMON STOCK               | CUSIP: 03214Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54267 | NS      | $1142863.02   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| TAYSHA GENE THERAPIES INC                | TAYSHA GENE THERAPIES INC COM SHS                   | CUSIP: 877619106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     98446 | NS      | $629069.94    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| FLUOR CORP                               | FLUOR CORP COM                                      | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |      5868 | NS      | $313057.80    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| POWELL INDUSTRIES INC                    | POWELL INDUSTRIES INC COM                           | CUSIP: 739128106<br>LEI: 549300V08RO7MX2UBN26 | Long             | EC               | CORP              | US        |      5602 | NS      | $1553266.54   | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| FASTLY INC                               | FASTLY INC CL A                                     | CUSIP: 31188V100<br>LEI: 549300E2FZC83FJ3H565 | Long             | EC               | CORP              | US        |     47455 | NS      | $1198476.03   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| CECO ENVIRONMENTAL CORP                  | CECO ENVIRONMENTAL CORP COM                         | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |     22226 | NS      | $1647835.64   | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| MODINE MANUFACTURING COMPANY             | MODINE MANUFACTURING COMPANY COM                    | CUSIP: 607828100<br>LEI: Z35SZFYJR8GZZRSIUU09 | Long             | EC               | CORP              | US        |      7349 | NS      | $1871275.87   | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| WISDOMTREE INC                           | WISDOMTREE INC COM                                  | CUSIP: 97717P104<br>LEI: 549300WIU8IS7UFO7871 | Long             | EC               | CORP              | US        |     36027 | NS      | $612459.00    | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| FABRINET                                 | FABRINET COM USD0.01                                | CUSIP: 000000000<br>LEI: 5493004TETZ6IYF7CV44 | Long             | EC               | CORP              | KY        |       493 | NS      | $336950.71    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| CONSTRUCTION PARTNERS INC                | CONSTRUCTION PARTNERS INC COM CL A                  | CUSIP: 21044C107<br>LEI: 549300MHLFL4E8JLZU44 | Long             | EC               | CORP              | US        |      7090 | NS      | $876749.40    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PHIBRO ANIMAL HEALTH CORP                | PHIBRO ANIMAL HEALTH CORP CL A COM                  | CUSIP: 71742Q106<br>LEI: 549300U24SP4AF2JUX52 | Long             | EC               | CORP              | US        |      4840 | NS      | $257391.20    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED OPTOELECTRONICS INC              | APPLIED OPTOELECTRONICS INC COM                     | CUSIP: 03823U102<br>LEI: 529900I8U6Q5SYDNLT48 | Long             | EC               | CORP              | US        |      4171 | NS      | $685545.56    | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| KRATOS DEFENSE & SECURITY SOLUTIONS INC  | KRATOS DEFENSE & SECURITY SOLUTIONS INC COM NEW     | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |      2163 | NS      | $136377.15    | 0.22%             |  |  |  | No            |                  1 | On Loan: No      |
| PROTO LABS INC                           | PROTO LABS INC COM                                  | CUSIP: 743713109<br>LEI: 529900QHG5MGWT2WQQ09 | Long             | EC               | CORP              | US        |     10486 | NS      | $679597.66    | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| CALLAWAY GOLF COMPANY                    | CALLAWAY GOLF COMPANY COM                           | CUSIP: 131193104<br>LEI: 5493005UB0KFRKBPCU72 | Long             | EC               | CORP              | US        |     28221 | NS      | $431781.30    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| BWX TECHNOLOGIES INC                     | BWX TECHNOLOGIES INC COM                            | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |      6927 | NS      | $1498933.53   | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| CHEESECAKE FACTORY INC (THE)             | CHEESECAKE FACTORY INC (THE) COM                    | CUSIP: 163072101<br>LEI: 529900872XMLK10SY247 | Long             | EC               | CORP              | US        |      6950 | NS      | $436946.50    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| CORPORACION AMERICA AIRPORTS SA          | CORPORACION AMERICA AIRPORTS SA COM USD1            | CUSIP: 000000000<br>LEI: 959800AWF26KMY2SXF71 | Long             | EC               | CORP              | LU        |     29619 | NS      | $738994.05    | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS | DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS SH BEN INT | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    649662 | NS      | $649661.53    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| PROTAGONIST THERAPEUTICS INC             | PROTAGONIST THERAPEUTICS INC COM                    | CUSIP: 74366E102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6811 | NS      | $674084.67    | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| DIGITALOCEAN HOLDINGS INC                | DIGITALOCEAN HOLDINGS INC COM                       | CUSIP: 25402D102<br>LEI: 549300EPISPY3RE3DL21 | Long             | EC               | CORP              | US        |     19712 | NS      | $1900828.16   | 3.10%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHOLAR ROCK HOLDING CORP                | SCHOLAR ROCK HOLDING CORP COM                       | CUSIP: 80706P103<br>LEI: 549300Z1FLPGL4OWJ459 | Long             | EC               | CORP              | US        |     11785 | NS      | $549298.85    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| ARLO TECHNOLOGIES INC                    | ARLO TECHNOLOGIES INC COM                           | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |      9321 | NS      | $130960.05    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| OUTFRONT MEDIA INC                       | OUTFRONT MEDIA INC COM NEW                          | CUSIP: 69007J304<br>LEI: 549300RZWDYU5722I639 | Long             | EC               | CORP              | US        |     14113 | NS      | $435386.05    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| IONQ INC                                 | IONQ INC COM                                        | CUSIP: 46222L108<br>LEI: 529900RB2VEFGLQS7G28 | Long             | EC               | CORP              | US        |      4849 | NS      | $218786.88    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| JFROG LTD                                | JFROG LTD ORD SHS                                   | CUSIP: 000000000<br>LEI: 2549002N8E00AY49G567 | Long             | EC               | CORP              | IL        |      5645 | NS      | $262153.80    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| AEHR TEST SYSTEMS INC                    | AEHR TEST SYSTEMS INC COM                           | CUSIP: 00760J108<br>LEI: 529900A4GWWZFRU2RE97 | Long             | EC               | CORP              | US        |      6696 | NS      | $606389.76    | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| BLOOM ENERGY CORP                        | BLOOM ENERGY CORP COM CL A                          | CUSIP: 093712107<br>LEI: 549300XB5J9BFW5JXV97 | Long             | EC               | CORP              | US        |     12038 | NS      | $3411087.68   | 5.56%             |  |  |  | No            |                  1 | On Loan: No      |
| NLIGHT INC                               | NLIGHT INC COM                                      | CUSIP: 65487K100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11926 | NS      | $833031.10    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| FIGURE TECHNOLOGY SOLUTIONS INC          | FIGURE TECHNOLOGY SOLUTIONS INC COM CL A            | CUSIP: 349381103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23890 | NS      | $838539.00    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| LIFE TIME GROUP HOLDINGS INC             | LIFE TIME GROUP HOLDINGS INC COMMON STOCK           | CUSIP: 53190C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11337 | NS      | $303944.97    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| OPENLANE INC                             | OPENLANE INC COM                                    | CUSIP: 48238T109<br>LEI: 5493004HKD20LBSG7D03 | Long             | EC               | CORP              | US        |      9276 | NS      | $291637.44    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| SHAKE SHACK INC                          | SHAKE SHACK INC CL A                                | CUSIP: 819047101<br>LEI: 529900J74GJAHYP80N79 | Long             | EC               | CORP              | US        |      5228 | NS      | $535660.88    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| PLANET LABS PBC                          | PLANET LABS PBC COM CL A                            | CUSIP: 72703X106<br>LEI: 254900Q7PVI3HTQBRB44 | Long             | EC               | CORP              | US        |     35069 | NS      | $1296500.93   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| JOBY AVIATION INC                        | JOBY AVIATION INC COM USD0.0001                     | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49424 | NS      | $454206.56    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| BRIDGEBIO PHARMA INC                     | BRIDGEBIO PHARMA INC COM                            | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |      8201 | NS      | $583173.11    | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| SPHERE ENTERTAINMENT COMPANY             | SPHERE ENTERTAINMENT COMPANY CL A                   | CUSIP: 55826T102<br>LEI: 254900ZW4JWKYRZZ9A91 | Long             | EC               | CORP              | US        |      9948 | NS      | $1417092.60   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED DIGITAL CORP                     | APPLIED DIGITAL CORP COM NEW                        | CUSIP: 038169207<br>LEI: 2549004NE2B6RYXINZ02 | Long             | EC               | CORP              | US        |     19200 | NS      | $657600.00    | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| BEL FUSE INC                             | BEL FUSE INC CL B                                   | CUSIP: 077347300<br>LEI: 2549009L4XYDBRRY6X39 | Long             | EC               | CORP              | US        |      6408 | NS      | $1767582.72   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| DENALI THERAPEUTICS INC                  | DENALI THERAPEUTICS INC COM                         | CUSIP: 24823R105<br>LEI: 549300ZTQ2HO18L3Q830 | Long             | EC               | CORP              | US        |     18193 | NS      | $340572.96    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| VEECO INSTRUMENTS INC                    | VEECO INSTRUMENTS INC COM                           | CUSIP: 922417100<br>LEI: 5493004201F72ADDZW04 | Long             | EC               | CORP              | US        |     13069 | NS      | $651489.65    | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| IES HOLDINGS INC                         | IES HOLDINGS INC COM                                | CUSIP: 44951W106<br>LEI: 549300687T8E6LN6EN72 | Long             | EC               | CORP              | US        |      2151 | NS      | $1385416.08   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| SOLARIS ENERGY INFRASTRUCTURE INC        | SOLARIS ENERGY INFRASTRUCTURE INC COM CL A          | CUSIP: 83418M103<br>LEI: 529900MTK3C8Y8TIIC10 | Long             | EC               | CORP              | US        |     21533 | NS      | $1589996.72   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| CARPENTER TECHNOLOGY CORP                | CARPENTER TECHNOLOGY CORP COM                       | CUSIP: 144285103<br>LEI: DX6I6ZD3X5WNNCDJKP85 | Long             | EC               | CORP              | US        |      3155 | NS      | $1350971.00   | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| THERMON GROUP HOLDINGS INC               | THERMON GROUP HOLDINGS INC COM                      | CUSIP: 88362T103<br>LEI: 529900ZNZBBLDE77MZ38 | Long             | EC               | CORP              | US        |      2644 | NS      | $159935.56    | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| CENTRUS ENERGY CORP                      | CENTRUS ENERGY CORP CL A                            | CUSIP: 15643U104<br>LEI: 549300G6VDK9G8276661 | Long             | EC               | CORP              | US        |       675 | NS      | $142398.00    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| ARROWHEAD PHARMACEUTICALS INC            | ARROWHEAD PHARMACEUTICALS INC COM                   | CUSIP: 04280A100<br>LEI: 549300O3CSB8T7OZ3D66 | Long             | EC               | CORP              | US        |      3897 | NS      | $286351.56    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| GUARDANT HEALTH INC                      | GUARDANT HEALTH INC COM                             | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |      7259 | NS      | $632113.72    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| STRIDE INC                               | STRIDE INC COM                                      | CUSIP: 86333M108<br>LEI: 254900BRWS3AFONWU277 | Long             | EC               | CORP              | US        |      2958 | NS      | $287399.28    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SEMTECH CORP                             | SEMTECH CORP COM                                    | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |      3136 | NS      | $329436.80    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| VICOR CORP                               | VICOR CORP COM                                      | CUSIP: 925815102<br>LEI: 5299005KMQOTR6B51F09 | Long             | EC               | CORP              | US        |      4302 | NS      | $1158399.54   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| SITIME CORP                              | SITIME CORP COM                                     | CUSIP: 82982T106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1793 | NS      | $1007934.95   | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| KONTOOR BRANDS INC                       | KONTOOR BRANDS INC COM                              | CUSIP: 50050N103<br>LEI: 549300M0CPXV65RFF271 | Long             | EC               | CORP              | US        |      3675 | NS      | $269598.00    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| LITTELFUSE INC                           | LITTELFUSE INC COM                                  | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |      1166 | NS      | $471262.22    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| MIRUM PHARMACEUTICALS INC                | MIRUM PHARMACEUTICALS INC COM                       | CUSIP: 604749101<br>LEI: 254900YZKR40F7F27K81 | Long             | EC               | CORP              | US        |      5722 | NS      | $556807.82    | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| ESTABLISHMENT LABS HOLDINGS INC          | ESTABLISHMENT LABS HOLDINGS INC COM NPV             | CUSIP: 000000000<br>LEI: 549300BCBQ714JNJ7V58 | Long             | EC               | CORP              | VG        |      6767 | NS      | $464419.21    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| TERAWULF INC                             | TERAWULF INC COM                                    | CUSIP: 88080T104<br>LEI: 254900CVMW1SX2T78A64 | Long             | EC               | CORP              | US        |     50962 | NS      | $1107404.26   | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| AAR CORP                                 | AAR CORP COM                                        | CUSIP: 000361105<br>LEI: MP76T5YQX3YK5VVAQ802 | Long             | EC               | CORP              | US        |      5691 | NS      | $628115.67    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| KNOWLES CORP                             | KNOWLES CORP COM                                    | CUSIP: 49926D109<br>LEI: 5493003EO323TDZQU148 | Long             | EC               | CORP              | US        |      9960 | NS      | $310652.40    | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| GENEDX HOLDINGS CORP                     | GENEDX HOLDINGS CORP COM CL A                       | CUSIP: 81663L200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11870 | NS      | $746504.30    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| AXOS FINANCIAL INC                       | AXOS FINANCIAL INC COM                              | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |      4705 | NS      | $453750.20    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| VICTORY CAPITAL HOLDINGS INC             | VICTORY CAPITAL HOLDINGS INC COM CL A               | CUSIP: 92645B103<br>LEI: 549300BN5LH2CIPPHS71 | Long             | EC               | CORP              | US        |      8469 | NS      | $664901.19    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ARGAN INC                                | ARGAN INC COM                                       | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      1927 | NS      | $1291051.46   | 2.10%             |  |  |  | No            |                  1 | On Loan: No      |
| AXSOME THERAPEUTICS INC                  | AXSOME THERAPEUTICS INC COM                         | CUSIP: 05464T104<br>LEI: 549300EXGR0XLRJEIB95 | Long             | EC               | CORP              | US        |       628 | NS      | $130467.00    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-24

**Name of Applicant:** FundVantage Trust

**Signature:** Christine S. Catanzaro

**Name of Signer:** Christine S. Catanzaro

**Title:** Treasurer and Chief Financial Officer