# EDGAR Filing Document

**Accession Number:** 0001354917
**File Stem:** 0001752724-23-049894
**Filing Date:** 2023-3
**Character Count:** 40548
**Document Hash:** 8414d46a84932170fbccb20ec997c87d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-049894.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-049894

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20230630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEXPOINT FUNDS I
- **CENTRAL INDEX KEY:** 0001354917
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21866
- **FILM NUMBER:** 23691809

**BUSINESS ADDRESS:**
- **STREET 1:** 300 CRESCENT COURT
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75201
- **BUSINESS PHONE:** 214-276-6300

**MAIL ADDRESS:**
- **STREET 1:** 300 CRESCENT COURT
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75201

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Highland Funds I
- **DATE OF NAME CHANGE:** 20130208

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PYXIS FUNDS I
- **DATE OF NAME CHANGE:** 20120109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Highland Funds I
- **DATE OF NAME CHANGE:** 20060302

## Series and Classes Contracts Data

### NexPoint Event Driven Fund (Series ID: S000021242)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000060521 | Class A      | HHCAX           |
| C000060522 | Class C      | HHCCX           |
| C000060523 | Class Z      | HHCZX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NexPoint Funds I

- **b. Investment Company Act file number:** 811-21866

- **c. CIK number of Registrant:** 0001354917

- **d. LEI of Registrant:** 549300D4RVXJJ0JOL180

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 CRESCENT COURT

  - **City:** DALLAS

  - **State:** TX

  - **Foreign country:** US

  - **Zip / Postal Code:** 75201

  - **Telephone number:** 9726284100

**Item A.2. Information about the Series.**

- **a. Name of Series:** NexPoint Event Driven Fund

- **b. EDGAR series identifier (if any):** S000021242

- **c. LEI of Series:** 549300G5T2BUVOTD6774

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-06-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $33499800.16

**Total Liabilities:** $2863925.32

**Net Assets:** $30635874.84

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000060523 | -0.53%               | -0.13%               | 2.03%                |
| Class ID C000060521 | -0.56%               | -0.14%               | 1.99%                |
| Class ID C000060522 | -0.69%               | -0.15%               | 1.94%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $54051.79                | $-214205.02                                |
| Month 2  | $-15238.93               | $-147052.38                                |
| Month 3  | $201199.52               | $288933.57                                 |

### Schedule of Portfolio Investments

| Name                                                               | Title                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| PROFESSIONAL HOLDING CORP.                                         | PROFESSIONAL HOLDING CORP-A COMMON STOCK        | CUSIP: 743139107<br>LEI: 549300MOIYR1NW3J2W56 | Long             | EC               |  | US        |      3487 | NS      | $96729.38     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| EVO PAYMENTS, INC.                                                 | EVO PAYMENTS INC-CLASS A COMMON STOCK           | CUSIP: 26927E104<br>LEI: 549300Z5UL344C8KEC55 | Long             | EC               |  | US        |     43819 | NS      | $1482834.96   | 4.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Poshmark Inc                                                       | POSHMARK INC-CLASS A COMMON STOCK               | CUSIP: 73739W104<br>LEI: N/A                  | Long             | EC               |  | US        |     25245 | NS      | $451380.60    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-23  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $18059.88     | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| DRAFTKINGS INC.                                                    | DRAFTKINGS INC - CL A - SHORT COMMON STOCK      | CUSIP: 26142V105<br>LEI: N/A                  | Short            | EC               |  | US        |        -0 | NS      | $-1.42        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| STORE CAPITAL CORPORATION                                          | STORE CAPITAL CORP REIT                         | CUSIP: 862121100<br>LEI: 5493004EA6C9IHDZ7N66 | Long             | EC               |  | US        |     63776 | NS      | $2044658.56   | 6.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Capital Group Inc.                                            | HOME CAPITAL GROUP INC COMMON STOCK             | CUSIP: 436913107<br>LEI: 529900BYMJZJJLBC8L85 | Long             | EC               |  | CA        |      1687 | NS      | $53014.84     | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY                        | HZNP US 05/19/23 C120 SHORT                     | CUSIP: N/A<br>LEI: 529900P0GSQ79OOZEV53       | N/A              | DE               |  | US        |       -30 | NC      | $-300.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Myovant Sciences Ltd                                               | MYOVANT SCIENCES LTD COMMON STOCK               | CUSIP: G637AM102<br>LEI: N/A                  | Long             | EC               |  | US        |     22908 | NS      | $617599.68    | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| CHART INDUSTRIES, INC.                                             | CHART INDUSTRIES INC COMMON STOCK               | CUSIP: 16115Q308<br>LEI: EM7QGKC1GYOF3LSZSL80 | Long             | EC               |  | US        |      3400 | NS      | $391782.00    | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| VAALCO ENERGY, INC.                                                | VAALCO ENERGY INC COMMON STOCK                  | CUSIP: 91851C201<br>LEI: 549300CFHFVIWB8M6T24 | Long             | EC               |  | US        |         1 | NS      | $3.72         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-12754.25    | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| MERIDIAN BIOSCIENCE, INC.                                          | MERIDIAN BIOSCIENCE INC COMMON STOCK            | CUSIP: 589584101<br>LEI: 549300ELSRZEFFFRX195 | Long             | EC               |  | US        |     43360 | NS      | $1439985.60   | 4.70%             |  |  |  | No            |                  1 | On Loan: No      |
| BENEFITFOCUS, INC.                                                 | BENEFITFOCUS INC COMMON STOCK                   | CUSIP: 08180D106<br>LEI: 254900W89KP1OS3RXO89 | Long             | EC               |  | US        |     18542 | NS      | $193949.32    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-13  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-778.03      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| IROBOT CORPORATION                                                 | IROBOT CORP COMMON STOCK                        | CUSIP: 462726100<br>LEI: 5493009PRNKOUKBAT390 | Long             | EC               |  | US        |      2647 | NS      | $127400.11    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLAS CORP.                                                        | ATLAS CORP COMMON STOCK                         | CUSIP: Y0436Q109<br>LEI: N/A                  | Long             | EC               |  | US        |     26050 | NS      | $399607.00    | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Capital Group Inc.                                            | HOME CAPITAL GROUP INC COMMON STOCK             | CUSIP: 436913107<br>LEI: 529900BYMJZJJLBC8L85 | Long             | EC               |  | US        |       679 | NS      | $21377.91     | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $224.80       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| 1LIFE HEALTHCARE, INC                                              | 1LIFE HEALTHCARE INC COMMON STOCK               | CUSIP: 68269G107<br>LEI: N/A                  | Long             | EC               |  | US        |     49021 | NS      | $819140.91    | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-11  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-1271.68     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/AUD SETTLE 2023-02-28  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-40.28       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| KNOWBE4, INC.                                                      | KNOWBE4 INC-A COMMON STOCK                      | CUSIP: 49926T104<br>LEI: N/A                  | Long             | EC               |  | US        |     79664 | NS      | $1974073.92   | 6.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Imago BioSciences Inc                                              | IMAGO BIOSCIENCES INC COMMON STOCK              | CUSIP: 45250K107<br>LEI: N/A                  | Long             | EC               |  | US        |      3516 | NS      | $126400.20    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/EUR SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-10.26       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-08  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-11.88       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-13  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $2.44         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Caverion Oyj                                                       | CAVERION OYJ COMMON STOCK                       | CUSIP: N/A<br>LEI: 7437007ECQWVPCJIS695       | Long             | EC               |  | FI        |       794 | NS      | $5867.10      | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| COWEN INC.                                                         | COWEN INC - A COMMON STOCK                      | CUSIP: 223622606<br>LEI: 5493008QI0EFC5WBED75 | Long             | EC               |  | US        |     20494 | NS      | $791478.28    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Aveo Pharmaceuticals Inc                                           | AVEO PHARMACEUTICALS INC COMMON STOCK           | CUSIP: 053588307<br>LEI: 529900PLC55DUQO4CR76 | Long             | EC               |  | US        |     55882 | NS      | $835435.90    | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/CAD SETTLE 2023-08-21  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-186.53      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| K3 Capital Group PLC                                               | K3 CAPITAL GROUP PLC COMMON STOCK               | CUSIP: N/A<br>LEI: 21380043EWYIWISOAN87       | Long             | EC               |  | GB        |     30393 | NS      | $125400.56    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| EMIS GROUP PLC                                                     | EMIS GROUP PLC COMMON STOCK                     | CUSIP: N/A<br>LEI: 213800K474ZZK76NX913       | Long             | EC               |  | GB        |     41000 | NS      | $923254.58    | 3.01%             |  |  |  | No            |                  1 | On Loan: No      |
| MONEYGRAM INTERNATIONAL, INC.                                      | MONEYGRAM INTERNATIONAL INC COMMON STOCK        | CUSIP: 60935Y208<br>LEI: 5299002DLX0Q04KC4156 | Long             | EC               |  | US        |    140385 | NS      | $1528792.65   | 4.99%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-23  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $3353.19      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| BRK: GOLDMAN SACHS                                                 | BRK: GOLDMAN SACHS RECV HUNTER DOUGLAS          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | XX        |      1200 | NC      | $4428.13      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| POTLATCHDELTIC CORPORATION                                         | POTLATCHDELTIC CORP REIT                        | CUSIP: 737630103<br>LEI: 54930084YA8UJOTXDM59 | Long             | EC               |  | US        |         0 | NS      | $2.64         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-23  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $826.42       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| HOMESERVE PLC                                                      | HOMESERVE PLC COMMON STOCK                      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | GB        |     73463 | NS      | $1057778.12   | 3.45%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST HORIZON CORPORATION                                          | FIRST HORIZON CORP COMMON STOCK                 | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               |  | US        |     47697 | NS      | $1168576.50   | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| SEACOAST BANKING CORPORATION OF FLORIDA                            | SEACOAST BANKING CORP/FL COMMON STOCK           | CUSIP: 811707801<br>LEI: 549300V6IC06XYQYPG88 | Short            | EC               |  | US        |     -3108 | NS      | $-96938.52    | -0.32%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/AUD SETTLE 2023-02-28  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-39.55       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Trean Insurance Group Inc                                          | TREAN INSURANCE GROUP INC COMMON STOCK          | CUSIP: 89457R101<br>LEI: N/A                  | Long             | EC               |  | US        |     69109 | NS      | $414654.00    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MAXAR TECHNOLOGIES INC.                                            | MAXAR TECHNOLOGIES INC COMMON STOCK             | CUSIP: 57778K105<br>LEI: 549300OEN2G821MIJ922 | Long             | EC               |  | US        |      9699 | NS      | $501826.26    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| COLUMBIA BANKING SYSTEM, INC.                                      | COLUMBIA BANKING SYSTEM INC COMMON STOCK        | CUSIP: 197236102<br>LEI: N/A                  | Short            | EC               |  | US        |    -23944 | NS      | $-721432.72   | -2.35%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $725.77       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| UserTesting Inc                                                    | USERTESTING INC COMMON STOCK                    | CUSIP: 91734E101<br>LEI: N/A                  | Long             | EC               |  | US        |     38799 | NS      | $291380.49    | 0.95%             |  |  |  | No            |                  1 | On Loan: —       |
| VIVINT SMART HOME, INC.                                            | VIVINT SMART HOME INC COMMON STOCK              | CUSIP: 928542109<br>LEI: N/A                  | Long             | EC               |  | US        |     72447 | NS      | $862119.30    | 2.81%             |  |  |  | No            |                  1 | On Loan: —       |
| AGROFRESH SOLUTIONS, INC.                                          | AGROFRESH SOLUTIONS INC COMMON STOCK            | CUSIP: 00856G109<br>LEI: 549300SBHHYUXDIB7F37 | Long             | EC               |  | US        |    260551 | NS      | $771230.96    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| BHVN US 01/20/23 C150                                              | BHVN US 01/20/23 C150 SHORT                     | CUSIP: 17W999VC2<br>LEI: N/A                  | N/A              | DE               |  | US        |       -41 | NC      | $-22550.00    | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| COUPA SOFTWARE INCORPORATED                                        | COUPA SOFTWARE INC COMMON STOCK                 | CUSIP: 22266L106<br>LEI: 549300Q95ICR2GFL2K37 | Long             | EC               |  | US        |     10191 | NS      | $806821.47    | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $377.90       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| BROOKLINE BANCORP, INC.                                            | BROOKLINE BANCORP INC COMMON STOCK              | CUSIP: 11373M107<br>LEI: N/A                  | Short            | EC               |  | US        |    -24700 | NS      | $-349505.00   | -1.14%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/CAD SETTLE 2023-08-21  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-6.65        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| ForgeRock Inc                                                      | FORGEROCK INC-A COMMON STOCK                    | CUSIP: 34631B101<br>LEI: N/A                  | Short            | EC               |  | US        |     -5000 | NS      | $-113850.00   | -0.37%            |  |  |  | No            |                  1 | On Loan: No      |
| Stellar Bancorp, Inc.                                              | STELLAR BANCORP INC COMMON STOCK                | CUSIP: 858927106<br>LEI: 54930070P8Z0WHFBB536 | Short            | EC               |  | US        |        -0 | NS      | $-2.36        | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-17  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $55.49        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| PROLOGIS, INC.                                                     | PROLOGIS INC REIT                               | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               |  | US        |         1 | NS      | $59.18        | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-13  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-1381.88     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/EUR SETTLE 2023-02-28  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-8.41        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                                                | ABIOMED INC - CVR CONTINGENT VALUE RIGHT        | CUSIP: 003CVR016<br>LEI: N/A                  | Long             | EC               |  | US        |      3352 | NS      | $3419.04      | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| NEW FORTRESS ENERGY INC.                                           | NEW FORTRESS ENERGY INC COMMON STOCK            | CUSIP: 644393100<br>LEI: N/A                  | Long             | EC               |  | US        |      6300 | NS      | $267246.00    | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $8826.41      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| AMINO INC SERIES C                                                 | AMINO INC SERIES C                              | CUSIP: 931FZP909<br>LEI: N/A                  | Long             | EP               |  | US        |    608695 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| R P S GROUP PLC                                                    | RPS GROUP PLC COMMON STOCK                      | CUSIP: N/A<br>LEI: 213800BHEVF3ZB6NG750       | Long             | EC               |  | GB        |     10116 | NS      | $26770.92     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ELMO Software Ltd                                                  | ELMO SOFTWARE LTD COMMON STOCK                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               |  | AU        |      3032 | NS      | $9939.91      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-13  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $543.57       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| OZ MINERALS LIMITED                                                | OZ MINERALS LTD COMMON STOCK                    | CUSIP: N/A<br>LEI: 529900O2VBT5CL7EZT27       | Long             | EC               |  | AU        |      2497 | NS      | $46879.72     | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $584.90       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| SEMTECH CORPORATION                                                | SEMTECH CORP COMMON STOCK                       | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               |  | US        |      1338 | NS      | $38387.22     | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| ELECTRICITE DE FRANCE SA                                           | EDF COMMON STOCK                                | CUSIP: N/A<br>LEI: 549300X3UK4GG3FNMO06       | Long             | EC               |  | FR        |      1349 | NS      | $17267.11     | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| WIDEOPENWEST, INC.                                                 | WIDEOPENWEST INC COMMON STOCK                   | CUSIP: 96758W101<br>LEI: 549300RM6J2BWWOFU889 | Long             | EC               |  | US        |      6000 | NS      | $54660.00     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAMONDBACK ENERGY, INC.                                           | DIAMONDBACK ENERGY INC COMMON STOCK             | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               |  | US        |         0 | NS      | $0.41         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| CARESTREAM HEALTH, INC.                                            | CARESTREAM HEALTH, INC. 9/30/2027               | CUSIP: 14173VAT0<br>LEI: N/A                  | Long             | LON              |  | US        |   1199834 | PA      | $917873.34    | 3.00%             | 2027-09-30      | Floating      | 11.15%                | No            |                  3 | On Loan: No      |
| HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY                        | HORIZON THERAPEUTICS PLC COMMON STOCK           | CUSIP: G46188101<br>LEI: 529900P0GSQ79OOZEV53 | Long             | EC               |  | US        |     10787 | NS      | $1227560.60   | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| UMPQUA HOLDINGS CORPORATION                                        | UMPQUA HOLDINGS CORP COMMON STOCK               | CUSIP: 904214103<br>LEI: 5299002ENJ7CY215BW86 | Long             | EC               |  | US        |     40182 | NS      | $717248.70    | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Biohaven Ltd                                                       | BIOHAVEN LTD COMMON STOCK                       | CUSIP: G1110E107<br>LEI: N/A                  | Long             | EC               |  | US        |      2050 | NS      | $28460.94     | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| VIVINT SMART HOME, INC.                                            | VVNT US 12/15/23 C12.5 SHORT                    | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -41 | NC      | $-615.00      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| AVEVA GROUP PLC                                                    | AVEVA GROUP PLC COMMON STOCK                    | CUSIP: N/A<br>LEI: 213800XHATUM2LFMKG16       | Long             | EC               |  | GB        |     50472 | NS      | $1943855.75   | 6.35%             |  |  |  | No            |                  2 | On Loan: No      |
| SEASPINE HOLDINGS CORP                                             | SEASPINE HOLDINGS CORP COMMON STOCK             | CUSIP: 81255T108<br>LEI: N/A                  | Long             | EC               |  | US        |     16614 | NS      | $138726.90    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| BIFFA PLC                                                          | BIFFA PLC COMMON STOCK                          | CUSIP: N/A<br>LEI: 2138008RB4WDK7HYYS91       | Long             | EC               |  | GB        |      3147 | NS      | $15422.32     | 0.05%             |  |  |  | Yes           |                  1 | On Loan: No      |
| ATLAS AIR WORLDWIDE HOLDINGS, INC.                                 | ATLAS AIR WORLDWIDE HOLDINGS COMMON STOCK       | CUSIP: 049164205<br>LEI: 549300R0A2TUVCYZB465 | Long             | EC               |  | US        |     15188 | NS      | $1530950.40   | 5.00%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-23  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $825.90       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| DRAFTKINGS INC.                                                    | DRAFTKINGS INC-CL A COMMON STOCK                | CUSIP: 26142V105<br>LEI: N/A                  | Long             | EC               |  | US        |         0 | NS      | $1.42         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $553.43       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MEDICLINIC INTERNATIONAL PLC                                       | MEDICLINIC INTERNATIONAL PLC COMMON STOCK       | CUSIP: N/A<br>LEI: 2138002S5BSBIZTD5I60       | Long             | EC               |  | GB        |     54754 | NS      | $326162.91    | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-04-12  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $23.78        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-13  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $10.98        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/CAD SETTLE 2023-08-21  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $-119.60      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| BRK: GOLDMAN SACHS                                                 | BRK: GOLDMAN SACHS PAY: USD - LIBOR - BBA       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | GB        |     44766 | NC      | $9560.94      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| Hasbro, Inc.                                                       | HASBRO INC COMMON STOCK                         | CUSIP: 418056107<br>LEI: 549300NUB6D2R1ITYR45 | Long             | EC               |  | US        |      2150 | NS      | $131171.50    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PCSB FINANCIAL CORPORATION                                         | PCSB FINANCIAL CORP COMMON STOCK                | CUSIP: 69324R104<br>LEI: N/A                  | Long             | EC               |  | US        |     31000 | NS      | $590240.00    | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-13  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $3499.81      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| SERITAGE GROWTH PROPERTIES                                         | Seritage Growth Properties PREFERRED STOCK      | CUSIP: 81752R308<br>LEI: 5493003CJFC2MM82WB25 | Long             | EP               |  | US        |     11984 | NS      | $287735.84    | 0.94%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $322.51       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-23  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $32.66        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MICRO FOCUS INTERNATIONAL PLC                                      | MICRO FOCUS INTERNATIONAL COMMON STOCK          | CUSIP: N/A<br>LEI: 213800F8E4X648142844       | Long             | EC               |  | GB        |      5265 | NS      | $33558.74     | 0.11%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-01-31  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $2393.20      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| ORTHOFIX MEDICAL INC.                                              | ORTHOFIX MEDICAL INC COMMON STOCK               | CUSIP: 68752M108<br>LEI: N/A                  | Short            | EC               |  | US        |     -6916 | NS      | $-141985.48   | -0.46%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-04-12  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $751.65       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| ProShares Ultra VIX Short-Term Futures ETF                         | PROSHARES ULTRA VIX ST FUTUR MUTUAL FUND        | CUSIP: 74347Y839<br>LEI: N/A                  | Long             | EC               | RF                | US        |     20000 | NS      | $137200.00    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| UserTesting Inc                                                    | USER US 01/20/23 C7.5 SHORT                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -200 | NC      | $-1000.00     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| BRITISH STERLING POUND                                             | FX Forward Contract: GBP/USD SETTLE 2023-01-11  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | GB        |         1 | NC      | $9.27         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| U.S. DOLLARS                                                       | FX Forward Contract: USD/GBP SETTLE 2023-02-23  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DFE              |  | US        |         1 | NC      | $384.47       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| Dreyfus Treasury Obligations Cash Management; Institutional Shares | DREYFUS TREASURY PRIME CASH MANAGEMENT/ CLASS A | CUSIP: 261908107<br>LEI: N/A                  | Long             | STIV             |  | US        |   1470263 | PA      | $1470262.87   | 4.80%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-31

**Name of Applicant:** NexPoint Funds I

**Signature:** Stephanie Vitiello

**Name of Signer:** Stephanie Vitiello

**Title:** CCO