# EDGAR Filing Document

**Accession Number:** 0000814405
**File Stem:** 0000814405-25-000001
**Filing Date:** 2025-9
**Character Count:** 2736
**Document Hash:** 930e8558c5ac2189c54db369abd603f3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000814405-25-000001.hdr.sgml**: 20250910

**ACCESSION NUMBER**: 0000814405-25-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250910

**DATE AS OF CHANGE**: 20250910

**EFFECTIVENESS DATE**: 20250910

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SECU BROKERAGE SERVICES, INC.
- **CENTRAL INDEX KEY:** 0000814405

**ORGANIZATION NAME:**
- **EIN:** 262442926
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-37927
- **FILM NUMBER:** 251306907

**BUSINESS ADDRESS:**
- **STREET 1:** 801 HILLSBOROUGH STREET
- **STREET 2:** 3RD FLOOR
- **CITY:** RALEIGH
- **STATE:** NC
- **ZIP:** 27603
- **BUSINESS PHONE:** 919-839-8044

**MAIL ADDRESS:**
- **STREET 1:** P.O. BOX 26807
- **CITY:** RALEIGH
- **STATE:** NC
- **ZIP:** 27611-6807

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XCU CAPITAL CORPORATION, INC.
- **DATE OF NAME CHANGE:** 20080506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SECU BROKERAGE SERVICES, INC.
- **DATE OF NAME CHANGE:** 20080506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XCU CAPITAL CORPORATION, INC.
- **DATE OF NAME CHANGE:** 20020304

### Attached PDF Documents

**Attachment 1:** `secubrokeragesvcrpt.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000814405

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SECU BROKERAGE SERVICES, INC.

**Business Address:** 801 HILLSBOROUGH STREET, 3RD FLOOR, RALEIGH, NC, 27603

**Contact Person:** Rex Spivey

**Contact Phone:** 919-839-5084

### Independent Public Accountant Identification

**Accountant Name:** Baker Tilly

**Accountant Address:** 14555 Dallas Parkway, Suite 300, Dallas, TX, 75254

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Rex Spivey**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SECU BROKERAGE SERVICES, INC.**, as of **06-30-2025**, are true and correct.

**Signature:** Rex Spivey

**Title:** Chief Financial Officer

**Notarized:** Yes