# EDGAR Filing Document

**Accession Number:** 0001774983
**File Stem:** 0001213900-23-002794
**Filing Date:** 2023-1
**Character Count:** 8779
**Document Hash:** c49f2b571f69820e1e1f98a796df44a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-23-002794.hdr.sgml**: 20230113

**ACCESSION NUMBER**: 0001213900-23-002794

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20230113

**FILED AS OF DATE**: 20230113

**DATE AS OF CHANGE**: 20230113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Brooge Energy Ltd
- **CENTRAL INDEX KEY:** 0001774983
- **STANDARD INDUSTRIAL CLASSIFICATION:** PETROLEUM REFINING [2911]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39171
- **FILM NUMBER:** 23528927

**BUSINESS ADDRESS:**
- **STREET 1:** C/O BROOGE PETROLEUM & GAS INVESTMENT CO
- **STREET 2:** P.O. BOX 50170
- **CITY:** FUJAIRAH
- **STATE:** C0
- **ZIP:** 00000
- **BUSINESS PHONE:** 971 2 633 3149

**MAIL ADDRESS:**
- **STREET 1:** C/O BROOGE PETROLEUM & GAS INVESTMENT CO
- **STREET 2:** P.O. BOX 50170
- **CITY:** FUJAIRAH
- **STATE:** C0
- **ZIP:** 00000

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Brooge Holdings Ltd
- **DATE OF NAME CHANGE:** 20190425

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE**

**SECURITIES EXCHANGE ACT OF 1934**

**For the month of January 2023**

**Commission File Number 001-39171**

**BROOGE ENERGY LIMITED**

(Translation of registrant's name into English)

c/o Brooge Petroleum and Gas Investment Company FZE

P.O. Box 50170

Fujairah, United Arab Emirates

+971 9 201 6666

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

**Note**: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):☐

**Note**: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

***CONTENTS***

On January 11, 2023, Brooge Energy Limited (the "<u>Company</u>") received an additional notice of non-compliance from the Listing Qualifications Staff (the "<u>Staff</u>") of The Nasdaq Stock Market LLC ("<u>Nasdaq</u>") due to the Company not having been able to file interim financial statements for the period ended June 30, 2022 with the Securities and Exchange Commission (the "<u>SEC</u>") by December 31, 2022, as required by Nasdaq Listing Rule 5250(c)(2) (the "<u>Filing Rule</u>"). The Staff stated that the additional filing delinquency could serve as an additional basis for the delisting of the Company's securities from Nasdaq. The Company was provided with the opportunity to update the Nasdaq Hearings Panel (the "<u>Panel</u>") regarding the status of its efforts to evidence compliance with the Filing Rule prior to the expiration of the extension previously granted by the Panel on April 26, 2023. The Company plans to timely submit an update to the Panel with respect to its compliance efforts.

On January 13, 2023 the Company issued a press release announcing receipt of the notice. A copy of the press release is filed as Exhibit 99.1 to this Report on Form 6-K and is incorporated herein by reference.

---

| | |
|:---|:---|
| **Exhibit No.** | **Description of Exhibit** |
| 99.1 | [Press Release dated January 13, 2023.](ea171682ex99-1_broogeenergy.htm) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **BROOGE ENERGY LIMITED** | **BROOGE ENERGY LIMITED** |
| Date: January 13, 2023 | By: | /s/ Lina S. Saheb |
|  |  | Name: Lina S. Saheb<br> Title: Interim CEO |

---

## Exhibit 99.1

**Exhibit 99.1**

![](image_001.jpg)

**Brooge Energy Ltd Announces Receipt of Anticipated Nasdaq Delinquency Notice for which the Company Intends to Include in its Nasdaq Prior Granted Extension**

**NEW YORK, January 13, 2023**, Brooge Energy Ltd ("Brooge Energy" or the "Company") (Nasdaq: BROG), a Cayman Islands-based infrastructure provider, which is currently engaged in clean petroleum products and biofuels and crude oil storage and related services, today announced that on January 11, 2023, the Company received an additional notice of non-compliance from the Listing Qualifications Staff (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") due to the Company not having been able to file interim financial statements for the period ended June 30, 2022 with the Securities and Exchange Commission (the "SEC") by December 31, 2022, as required by Nasdaq Listing Rule 5250(c)(2) (the "Filing Rule"). The Staff stated that the additional filing delinquency could serve as an additional basis for the delisting of the Company's securities from Nasdaq. The Company was provided with the opportunity to update the Nasdaq Hearings Panel (the "Panel") regarding the status of its efforts to evidence compliance with the Filing Rule prior to the expiration of the extension previously granted by the Panel on April 26, 2023. The Company plans to timely submit an update to the Panel with respect to its compliance efforts.

As previously disclosed, the Company did not timely file its Annual Report on Form 20-F for the fiscal year ended December 31, 2021 with the SEC. On December 8, 2022, the Company attended a hearing before the Panel, at which hearing the Company presented its plan to regain compliance with the Filing Rule, including the filing of all outstanding reports with the SEC, and requested an extension, through April 26, 2023, to do so. By decision dated January 9, 2023, the Panel granted the Company's request.

**About Brooge Energy Limited**

Brooge Energy Ltd, is a Cayman Islands-based infrastructure provider now intending to focus on renewable energy infrastructures and biofuels, next to clean petroleum products, crude oil storage and related services. The company conducts its business and operations through its subsidiaries Brooge Renewable Energy, Brooge Petroleum and Gas Investment Company FZE (BPGIC), and Brooge Petroleum and Gas Investment Company Phase 3 FZE. BPGIC, the Company's primary operating subsidiary that focuses on midstream oil storage and other services, is strategically located outside the Strait of Hormuz at the Port of Fujairah in the Emirate of Fujairah in the UAE. The Company differentiates itself from competitors by providing customers with fast order processing times, excellent customer service and high accuracy blending services with low product losses. For more information, please visit at www.broogeenergy.com<u>.</u> 

**Forward-Looking Statements**

This press release contains statements that are not historical facts and constitute "forward-looking statements" within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Such statements reflect management's current views based on certain assumptions, and they involve risks and uncertainties. Actual results, events or performance may differ materially from the forward-looking statements due to a number of important factors, and will be dependent upon a variety of factors, including risks described in public reports filed by Brooge Energy with the SEC. Readers are cautioned not to place undue reliance upon any forward-looking statements, which speak only as of the date made. Brooge Energy does not undertake any obligation to update or revise the forward-looking statements, whether as a result of new information, future events or otherwise.

**Investor Contact**<br> KCSA Strategic Communications<br> Valter Pinto, Managing Director<br> +1 212-896-1254<br> BROG@kcsa.com