# EDGAR Filing Document

**Accession Number:** 0001679379
**File Stem:** 0001213900-23-019614
**Filing Date:** 2023-3
**Character Count:** 4561
**Document Hash:** 7ffcb64a489b0c95dbc54c580a681b8c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-23-019614.hdr.sgml**: 20230313

**ACCESSION NUMBER**: 0001213900-23-019614

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230307

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20230313

**DATE AS OF CHANGE**: 20230313

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NYIAX, INC.
- **CENTRAL INDEX KEY:** 0001679379
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
- **IRS NUMBER:** 460547534
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41626
- **FILM NUMBER:** 23728089

**BUSINESS ADDRESS:**
- **STREET 1:** 244 5TH AVENUE
- **STREET 2:** SUITE 2669
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001
- **BUSINESS PHONE:** 4156027855

**MAIL ADDRESS:**
- **STREET 1:** 244 5TH AVENUE
- **STREET 2:** SUITE 2669
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10001

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): March 7, 2023

**NYIAX, Inc.**

(Exact Name of Registrant as Specified in its Charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **333- 265357** | **46-0547534** |
| (State or other Jurisdiction<br> of Incorporation) | (Commission<br> File Number) | (I.R.S. Employer<br> Identification No.) |

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**180 Maiden Lane, 11<sup>th</sup> Floor**

**New York, NY 10005**

(Address of Principal Executive Offices)

Registrant's telephone number, including area code: **(917) 444-9259**

N/A

(Former Address of Principal Executive Offices)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act: None.

**Section 8 – Other Events**

***Item 8.01. Other Events***

On February 14, 2023, the Registration Statement on Form S-1 filed by NYIAX, Inc. (the "Company") with the Securities and Exchange Commission (the "SEC") was declared effective by the SEC. The Company planned to offer 1,850,000 shares of common stock (or 2,127,500 shares of common stock if the underwriters exercised their over-allotment option in full) at a price of $5.00 per share, for an aggregate offering of $9,250,000 (the "Offering").

The Company's financial advisor, representative and lead underwriter for the Offering was Boustead Securities LLC ("Boustead"). Boustead has informed the Company of its decision not to proceed with pricing of the Company's Offering. In addition, because the Offering was not timely priced, the Company was informed by NASDAQ on March 7, 2023 that it would not be in compliance with NASDAQ listing requirements and therefore the Company could not currently be listed on the NASDAQ. The Company has determined to continue to pursue a public offering and NASDAQ listing of its securities as well as other possible financing alternatives.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

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| | | |
|:---|:---|:---|
| Date: March 13, 2023 | **NYIAX, Inc.** | **NYIAX, Inc.** |
|  | By: | /s/ Joseph G. Passaic, Jr. |
|  |  | Name: Joseph G. Passaic |
|  |  | Title: Corporate Secretary |

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