# EDGAR Filing Document

**Accession Number:** 0001137774
**File Stem:** 0001137774-25-000224
**Filing Date:** 2025-12
**Character Count:** 7814
**Document Hash:** fe12bfee56d7196c52f4d26ea40f8c72
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001137774-25-000224.hdr.sgml**: 20251215

**ACCESSION NUMBER**: 0001137774-25-000224

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251211

**FILED AS OF DATE**: 20251215

**DATE AS OF CHANGE**: 20251215

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Feeney Caroline
- **CENTRAL INDEX KEY:** 0001960842

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-16707
- **FILM NUMBER:** 251572733

**MAIL ADDRESS:**
- **STREET 1:** 751 BROAD STREET, 5TH FLOOR
- **STREET 2:** ATTN: REGULATORY FILINGS UNIT
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PRUDENTIAL FINANCIAL INC
- **CENTRAL INDEX KEY:** 0001137774
- **STANDARD INDUSTRIAL CLASSIFICATION:** LIFE INSURANCE [6311]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 223703799
- **STATE OF INCORPORATION:** NJ
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 751 BROAD ST
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102
- **BUSINESS PHONE:** 9738026000

**MAIL ADDRESS:**
- **STREET 1:** 751 BROAD ST
- **CITY:** NEWARK
- **STATE:** NJ
- **ZIP:** 07102

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Feeney Caroline<br><sub>(Last) (First) (Middle)</sub><br>751 BROAD STREET, 5TH FLOOR<br>ATTN.: REGULATORY FILINGS UNIT<br><sub>(Street)</sub><br>NEWARK, NJ 07102<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-12-11 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Executive Vice President_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>PRUDENTIAL FINANCIAL INC [ PRU ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-12-11 |  | M |  | 397 | A | $99.76 | 22906.53 | D |  |
| Common Stock | 2025-12-11 |  | S |  | 384 | D | $116.28 | 22522.53 | D |  |
| Common Stock | 2025-12-11 |  | M |  | 2926 | A | $106.89 | 25448.53 | D |  |
| Common Stock | 2025-12-11 |  | S |  | 2874 | D | $116.28 | 22574.53 | D |  |
| Common Stock | 2025-12-11 |  | M |  | 2117 | A | $110.45 | 24691.53 | D |  |
| Common Stock | 2025-12-11 |  | S |  | 2096 | D | $116.28 | 22595.53 | D |  |
| Common Stock | 2025-12-11 |  | M |  | 1222 | A | $107.28 | 23817.53 | D |  |
| Common Stock | 2025-12-11 |  | S |  | 1201 | D | $116.28 | 22616.53<sup>(1)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 8723<sup>(2)</sup> | I | By 401(k) |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 6/12/2018 Employee Stock Option (right to buy) | $99.76 | 2025-12-11 |  | M |  |  | 397 | <sup>(3)</sup> | 2028-06-12 | Common Stock | 397 | $0 | 0 | D |  |
| 2018 Employee Stock Option (Right to Buy) | $106.89 | 2025-12-11 |  | M |  |  | 2926 | <sup>(4)</sup> | 2028-02-13 | Common Stock | 2926 | $0 | 0 | D |  |
| 2017 Employee Stock Option (Right to Buy) | $110.45 | 2025-12-11 |  | M |  |  | 2117 | <sup>(5)</sup> | 2027-02-14 | Common Stock | 2117 | $0 | 0 | D |  |
| 10/2/17 Employee Stock Option (Right to Buy) | $107.28 | 2025-12-11 |  | M |  |  | 1222 | <sup>(6)</sup> | 2027-10-02 | Common Stock | 1222 | $0 | 0 | D |  |

---

### Footnotes:

(1) Following the transactions reported on this Form 4, Ms. Feeney continues to hold 22,616 shares directly and 8,723  shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 80,340 restricted stock units, and 86,980 target performance shares (the exact number awarded being dependent on achievement of performance goals).

(2) Amount reported has been adjusted to include 523 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024 and September 30, 2025 based on a plan statement dated September 30, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

(3) The options vest in three equal annual installments beginning on June 12, 2019.

(4) The options vest in three equal annual installments beginning on February 13, 2019.

(5) The options vest in three equal annual installments beginning on February 14, 2018

(6) The options vest in three equal annual installments beginning on October 2, 2018

**Signature:** /s/ Richard J. Baker, attorney-in-fact  
**Date:** 2025-12-15

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**