# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-25-183424
**Filing Date:** 2025-7
**Character Count:** 26981
**Document Hash:** 92ffb3818b7dd62f26f338daaad0bd53
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-183424.hdr.sgml**: 20250730

**ACCESSION NUMBER**: 0001752724-25-183424

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250531

**FILED AS OF DATE**: 20250730

**DATE AS OF CHANGE**: 20250730

**PERIOD START**: 20251130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 251165208

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS Active Equity Opportunity ETF (Series ID: S000052853)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000166226 | ALPS Active Equity Opportunity ETF | RFFC            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS Active Equity Opportunity ETF

- **b. EDGAR series identifier (if any):** S000052853

- **c. LEI of Series:** 549300YH88CO6CLCJ825

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-11-30

- **b. Date as of which information is reported:** 2025-05-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $22157271.62

**Total Liabilities:** $515323.80

**Net Assets:** $21641947.82

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000166226 | -5.53%               | -1.54%               | 5.29%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-212169.84              | $-1624681.09                               |
| Month 2  | $2175423.18              | $-3240565.69                               |
| Month 3  | $183802.27               | $941802.30                                 |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                                       | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Lam Research Corp                                          | Lam Research Corp.                                                          | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |      2178 | NS      | $175960.62    | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                                     | Motorola Solutions, Inc.                                                    | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |       642 | NS      | $266673.96    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                                           | Wells Fargo & Co.                                                           | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |      4573 | NS      | $341968.94    | 1.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Iqvia Holdings Inc                                         | IQVIA Holdings, Inc.                                                        | CUSIP: 46266C105<br>LEI: 549300W3R20NM4KQPH86 | Long             | EC               | CORP              | US        |      1096 | NS      | $153801.68    | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Nvidia Corp                                                | NVIDIA Corp.                                                                | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |      5748 | NS      | $776727.24    | 3.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp                                      | Costco Wholesale Corp.                                                      | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |       334 | NS      | $347420.12    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                               | Alphabet, Inc.                                                              | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |      3999 | NS      | $686788.26    | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Enbridge Inc                                               | Enbridge, Inc.                                                              | CUSIP: 29250N105<br>LEI: 98TPTUM4IVMFCZBCUR27 | Long             | EC               | CORP              | CA        |      8826 | NS      | $410232.48    | 1.90%             |  |  |  | No            |                  1 | On Loan: —       |
| O'reilly Automotive Inc                                    | O'Reilly Automotive, Inc.                                                   | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |       217 | NS      | $296747.50    | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Equity Lifestyle Properties Inc                            | Equity LifeStyle Properties, Inc.                                           | CUSIP: 29472R108<br>LEI: 529900PEQG66LENB6798 | Long             | EC               | CORP              | US        |      4058 | NS      | $257967.06    | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc                              | Old Dominion Freight Line, Inc.                                             | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |      1538 | NS      | $246341.46    | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                               | Thermo Fisher Scientific, Inc.                                              | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |       702 | NS      | $282779.64    | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Rtx Corp                                                   | RTX Corp.                                                                   | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |      2005 | NS      | $273642.40    | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Group Inc/the                                | Goldman Sachs Group, Inc.                                                   | CUSIP: 38141G104<br>LEI: 784F5XWPLTWKTBV3E584 | Long             | EC               | CORP              | US        |       648 | NS      | $389091.60    | 1.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                                                 | Deere & Co.                                                                 | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |       628 | NS      | $317931.28    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon Plc                                                    | Aon PLC                                                                     | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | IE        |       818 | NS      | $304361.44    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Co                                        | American Express Co.                                                        | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |      1779 | NS      | $523114.95    | 2.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/md                              | Marriott International, Inc.                                                | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |       848 | NS      | $223727.84    | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                                             | Lowe's Cos., Inc.                                                           | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      1195 | NS      | $269747.35    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                             | Amazon.com, Inc.                                                            | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |      4492 | NS      | $920904.92    | 4.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                          | Johnson & Johnson                                                           | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      1840 | NS      | $285586.40    | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Freeport-mcmoran Inc                                       | Freeport-McMoRan, Inc.                                                      | CUSIP: 35671D857<br>LEI: 549300IRDTHJQ1PVET45 | Long             | EC               | CORP              | US        |      4597 | NS      | $176892.56    | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                                             | Atlassian Corp.                                                             | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |      1126 | NS      | $233791.38    | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                             | Microsoft Corp.                                                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1757 | NS      | $808852.52    | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider Electric Se                                      | Schneider Electric SE                                                       | CUSIP: 80687P106<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |      5303 | NS      | $265945.45    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co Ltd                  | Taiwan Semiconductor Manufacturing Co., Ltd.                                | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |      3229 | NS      | $624230.28    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Mcdonald's Corp                                            | McDonald's Corp.                                                            | CUSIP: 580135101<br>LEI: UE2136O97NLB5BYP9H04 | Long             | EC               | CORP              | US        |      1068 | NS      | $335191.80    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Conocophillips                                             | ConocoPhillips                                                              | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |      4770 | NS      | $407119.50    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Ppl Corp                                                   | PPL Corp.                                                                   | CUSIP: 69351T106<br>LEI: 9N3UAJSNOUXFKQLF3V18 | Long             | EC               | CORP              | US        |      9563 | NS      | $332314.25    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                               | Synopsys, Inc.                                                              | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       417 | NS      | $193479.66    | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                                            | Baker Hughes Co.                                                            | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4919 | NS      | $182248.95    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                  | Tesla, Inc.                                                                 | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |       966 | NS      | $334680.36    | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Jpmorgan Chase & Co                                        | JPMorgan Chase & Co.                                                        | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |      2245 | NS      | $592680.00    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Te Connectivity Plc                                        | TE Connectivity PLC                                                         | CUSIP: G87052109<br>LEI: 6367003TB6K484NFHE54 | Long             | EC               | CORP              | IE        |      1467 | NS      | $234822.69    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp                       | International Business Machines Corp.                                       | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |      1312 | NS      | $339886.72    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies Plc                                     | Trane Technologies PLC                                                      | CUSIP: G8994E103<br>LEI: 549300BURLR9SLYY2705 | Long             | EC               | CORP              | IE        |       595 | NS      | $256010.65    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Volkswagen Ag                                              | Volkswagen AG                                                               | CUSIP: 928662600<br>LEI: 529900NNUPAGGOMPXZ31 | Long             | EC               | CORP              | DE        |     22839 | NS      | $250087.05    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| At&t Inc                                                   | AT&T, Inc.                                                                  | CUSIP: 00206R102<br>LEI: 549300Z40J86GGSTL398 | Long             | EC               | CORP              | US        |     10507 | NS      | $292094.60    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                                | Walmart, Inc.                                                               | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |      4115 | NS      | $406232.80    | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Welltower Inc                                              | Welltower, Inc.                                                             | CUSIP: 95040Q104<br>LEI: 254900F33BIAR82QTA19 | Long             | EC               | CORP              | US        |      1730 | NS      | $266904.40    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                  | Apple, Inc.                                                                 | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |      2780 | NS      | $558363.00    | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                                 | Vertex Pharmaceuticals, Inc.                                                | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |       942 | NS      | $416411.10    | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Walt Disney Co                                             | Walt Disney Co.                                                             | CUSIP: 254687106<br>LEI: 549300GZKULIZ0WOW665 | Long             | EC               | CORP              | US        |      2545 | NS      | $287686.80    | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Duke Energy Corp                                           | Duke Energy Corp.                                                           | CUSIP: 26441C204<br>LEI: I1BZKREC126H0VB1BL91 | Long             | EC               | CORP              | US        |      2238 | NS      | $263457.36    | 1.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                                             | Salesforce.com, Inc.                                                        | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |       833 | NS      | $221053.21    | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund                  | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |    882284 | NS      | $882284.43    | 4.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Mastercard Inc                                             | Mastercard, Inc.                                                            | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |       850 | NS      | $497760.00    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                                               | Fortinet, Inc.                                                              | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |      2888 | NS      | $293940.64    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc                                       | Waste Management, Inc.                                                      | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |      1470 | NS      | $354225.90    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde Plc                                                  | Linde PLC                                                                   | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | IE        |       627 | NS      | $293172.66    | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Hca Healthcare Inc                                         | HCA Healthcare, Inc.                                                        | CUSIP: 40412C101<br>LEI: 529900PH4ZGUH2MNEU89 | Long             | EC               | CORP              | US        |       711 | NS      | $271168.29    | 1.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc                              | Intercontinental Exchange, Inc.                                             | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |      2033 | NS      | $365533.40    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                             | ServiceNow, Inc.                                                            | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |       217 | NS      | $219406.53    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                         | Meta Platforms, Inc.                                                        | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      1105 | NS      | $715476.45    | 3.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                            | Caterpillar, Inc.                                                           | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      1053 | NS      | $366475.59    | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| S&p Global Inc                                             | S&P Global, Inc.                                                            | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |       623 | NS      | $319511.78    | 1.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corp                                     | Boston Scientific Corp.                                                     | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |      2536 | NS      | $266939.36    | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                                              | Amphenol Corp.                                                              | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |      3898 | NS      | $350547.14    | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                                        | Gilead Sciences, Inc.                                                       | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |      1470 | NS      | $161817.60    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                                        | State Street Navigator Securities Lending Government Money Market Portfolio | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nrg Energy Inc                                             | NRG Energy, Inc.                                                            | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |      2733 | NS      | $426074.70    | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-06-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Erich Rettinger

**Name of Signer:** Erich Rettinger

**Title:** Treasurer