# EDGAR Filing Document

**Accession Number:** 0001272515
**File Stem:** 0001272515-26-000001
**Filing Date:** 2026-5
**Character Count:** 2656
**Document Hash:** c32acdf248215433c1aa2483c3a49a13
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001272515-26-000001.hdr.sgml**: 20260521

**ACCESSION NUMBER**: 0001272515-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260521

**DATE AS OF CHANGE**: 20260521

**EFFECTIVENESS DATE**: 20260521

**PERIOD START**: 20250404

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DAIWA CORPORATE ADVISORY LLC
- **CENTRAL INDEX KEY:** 0001272515

**ORGANIZATION NAME:**
- **EIN:** 200214594
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-66273
- **FILM NUMBER:** 261010554

**BUSINESS ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 11TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158
- **BUSINESS PHONE:** 212-904-9466

**MAIL ADDRESS:**
- **STREET 1:** 605 THIRD AVENUE
- **STREET 2:** 11TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10158

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DCS ADVISORY LLC
- **DATE OF NAME CHANGE:** 20190607

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DAIWA CORPORATE ADVISORY LLC
- **DATE OF NAME CHANGE:** 20190606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DCS ADVISORY LLC
- **DATE OF NAME CHANGE:** 20180305

### Attached PDF Documents

**Attachment 1:** `upload.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001272515

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-04-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** DAIWA CORPORATE ADVISORY LLC

**Business Address:** 605 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY, 10158

**Contact Person:** Peter Pacitto

**Contact Phone:** 2129049488

### Independent Public Accountant Identification

**Accountant Name:** KPMG

**Accountant Address:** Two Manhattan West, New York, NY, 10001

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Peter Pacitto**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **DAIWA CORPORATE ADVISORY LLC**, as of **03-31-2026**, are true and correct.

**Signature:** Peter Pacitto

**Title:** CFO