# EDGAR Filing Document

**Accession Number:** 0001922498
**File Stem:** 0001922498-23-000001
**Filing Date:** 2023-1
**Character Count:** 10397
**Document Hash:** 141af630faecba554832d31d3cab42b6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001922498-23-000001.hdr.sgml**: 20230110

**ACCESSION NUMBER**: 0001922498-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230110

**DATE AS OF CHANGE**: 20230110

**EFFECTIVENESS DATE**: 20230110

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Safeguard Financial, LLC
- **CENTRAL INDEX KEY:** 0001922498
- **IRS NUMBER:** 842198331
- **STATE OF INCORPORATION:** WI
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22418
- **FILM NUMBER:** 23520958

**BUSINESS ADDRESS:**
- **STREET 1:** 2614 GOOD SHEPHERD LANE
- **CITY:** GREEN BAY
- **STATE:** WI
- **ZIP:** 54313
- **BUSINESS PHONE:** 9203097540

**MAIL ADDRESS:**
- **STREET 1:** 2614 GOOD SHEPHERD LANE
- **CITY:** GREEN BAY
- **STATE:** WI
- **ZIP:** 54313

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Safeguard Financial LLC<br>**Address:** 2614 GOOD SHEPHERD LANE<br>GREEN BAY, WI 54313

**Form 13F File Number:** 028-22418

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Chastity Figueroa<br>**Title:** Compliance<br>**Phone:** 19179951690

**Signature, Place, and Date of Signing:**

Chastity Figueroa  HOLLYWOOD, FL  01-10-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 67

**Form 13F Information Table Value Total:** $139668

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 35751 | 254691 | SH |  | SOLE | N/A | 0 | 0 | 254691 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 24745 | 116113 | SH |  | SOLE | N/A | 0 | 0 | 116113 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 8722 | 207822 | SH |  | SOLE | N/A | 0 | 0 | 207822 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2707 | 14161 | SH |  | SOLE | N/A | 0 | 0 | 14161 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 4547 | 68873 | SH |  | SOLE | N/A | 0 | 0 | 68873 |
| Schwab Strategic TR | US MID-CAP ETF | 808524508 |  | 3201 | 48794 | SH |  | SOLE | N/A | 0 | 0 | 48794 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 4234 | 68682 | SH |  | SOLE | N/A | 0 | 0 | 68682 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 6613 | 119020 | SH |  | SOLE | N/A | 0 | 0 | 119020 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 3063 | 75601 | SH |  | SOLE | N/A | 0 | 0 | 75601 |
| PROSHARES TR II | VIX MDTRM FUTR N | 74347W338 |  | 1451 | 47779 | SH |  | SOLE | N/A | 0 | 0 | 47779 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 4891 | 30801 | SH |  | SOLE | N/A | 0 | 0 | 30801 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 915 | 11090 | SH |  | SOLE | N/A | 0 | 0 | 11090 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 1121 | 5501 | SH |  | SOLE | N/A | 0 | 0 | 5501 |
| SPDR SER TR | PORTFOLIO S | 78464A854 |  | 1344 | 29886 | SH |  | SOLE | N/A | 0 | 0 | 29886 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 3145 | 15682 | SH |  | SOLE | N/A | 0 | 0 | 15682 |
| SPDR SER TR | PRTFLO S GW | 78464A409 |  | 1960 | 38680 | SH |  | SOLE | N/A | 0 | 0 | 38680 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 1039 | 6843 | SH |  | SOLE | N/A | 0 | 0 | 6843 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 1249 | 37904 | SH |  | SOLE | N/A | 0 | 0 | 37904 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 950 | 7028 | SH |  | SOLE | N/A | 0 | 0 | 7028 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1042 | 5675 | SH |  | SOLE | N/A | 0 | 0 | 5675 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 839 | 4666 | SH |  | SOLE | N/A | 0 | 0 | 4666 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 683 | 15136 | SH |  | SOLE | N/A | 0 | 0 | 15136 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 104 | 10940 | SH |  | SOLE | N/A | 0 | 0 | 10940 |
| SPDR SER TR | PRTFLO S VL | 78464A508 |  | 702 | 18056 | SH |  | SOLE | N/A | 0 | 0 | 18056 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 701 | 21774 | SH |  | SOLE | N/A | 0 | 0 | 21774 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 225 | 2770 | SH |  | SOLE | N/A | 0 | 0 | 2770 |
| ISHARES TR | IBONDS 24 TRM TS | 46436E874 |  | 1947 | 81646 | SH |  | SOLE | N/A | 0 | 0 | 81646 |
| Apple Inc | COM | 037833100 |  | 643 | 4950 | SH |  | SOLE | N/A | 0 | 0 | 4950 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 686 | 2220 | SH |  | SOLE | N/A | 0 | 0 | 2220 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 1515 | 9998 | SH |  | SOLE | N/A | 0 | 0 | 9998 |
| ISHARES TR | IBONDS 25 TRM TS | 46436E866 |  | 1114 | 47868 | SH |  | SOLE | N/A | 0 | 0 | 47868 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 438 | 9465 | SH |  | SOLE | N/A | 0 | 0 | 9465 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 |  | 691 | 12540 | SH |  | SOLE | N/A | 0 | 0 | 12540 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 911 | 2593 | SH |  | SOLE | N/A | 0 | 0 | 2593 |
| Tesla Inc | COM | 88160R101 |  | 224 | 1815 | SH |  | SOLE | N/A | 0 | 0 | 1815 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1142 | 2986 | SH |  | SOLE | N/A | 0 | 0 | 2986 |
| ISHARES TR | IBONDS 23 TRM TS | 46436E882 |  | 2292 | 92797 | SH |  | SOLE | N/A | 0 | 0 | 92797 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 |  | 289 | 3056 | SH |  | SOLE | N/A | 0 | 0 | 3056 |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 40167F101 |  | 214 | 14088 | SH |  | SOLE | N/A | 0 | 0 | 14088 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 952 | 8065 | SH |  | SOLE | N/A | 0 | 0 | 8065 |
| EVERBRIDGE INC | COM | 29978A104 |  | 740 | 25000 | SH |  | SOLE | N/A | 0 | 0 | 25000 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 609 | 1117 | SH |  | SOLE | N/A | 0 | 0 | 1117 |
| ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 |  | 548 | 22430 | SH |  | SOLE | N/A | 0 | 0 | 22430 |
| MICROSOFT CORP | COM | 594918104 |  | 481 | 2005 | SH |  | SOLE | N/A | 0 | 0 | 2005 |
| CBRE GROUP INC | CL A | 12504L109 |  | 431 | 5604 | SH |  | SOLE | N/A | 0 | 0 | 5604 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 622 | 5636 | SH |  | SOLE | N/A | 0 | 0 | 5636 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 225 | 2862 | SH |  | SOLE | N/A | 0 | 0 | 2862 |
| TRUECAR INC | COM | 89785L107 |  | 49 | 19633 | SH |  | SOLE | N/A | 0 | 0 | 19633 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 1565 | 20719 | SH |  | SOLE | N/A | 0 | 0 | 20719 |
| ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 |  | 788 | 32412 | SH |  | SOLE | N/A | 0 | 0 | 32412 |
| PFIZER INC | COM | 717081103 |  | 374 | 7296 | SH |  | SOLE | N/A | 0 | 0 | 7296 |
| ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 |  | 360 | 14377 | SH |  | SOLE | N/A | 0 | 0 | 14377 |
| ISHARES TR | CORE S 500 ETF | 464287200 |  | 357 | 928 | SH |  | SOLE | N/A | 0 | 0 | 928 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 320 | 1670 | SH |  | SOLE | N/A | 0 | 0 | 1670 |
| VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 |  | 307 | 2000 | SH |  | SOLE | N/A | 0 | 0 | 2000 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 300 | 3286 | SH |  | SOLE | N/A | 0 | 0 | 3286 |
| WISDOMTREE TR | US EFFICIENT COR | 97717Y790 |  | 279 | 8597 | SH |  | SOLE | N/A | 0 | 0 | 8597 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 269 | 2840 | SH |  | SOLE | N/A | 0 | 0 | 2840 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 263 | 3725 | SH |  | SOLE | N/A | 0 | 0 | 3725 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 242 | 4825 | SH |  | SOLE | N/A | 0 | 0 | 4825 |
| ISHARES TR | CORE S US GWT | 464287671 |  | 237 | 2909 | SH |  | SOLE | N/A | 0 | 0 | 2909 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 231 | 5935 | SH |  | SOLE | N/A | 0 | 0 | 5935 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 225 | 2077 | SH |  | SOLE | N/A | 0 | 0 | 2077 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 221 | 1624 | SH |  | SOLE | N/A | 0 | 0 | 1624 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 212 | 876 | SH |  | SOLE | N/A | 0 | 0 | 876 |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 |  | 210 | 1500 | SH |  | SOLE | N/A | 0 | 0 | 1500 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 201 | 1616 | SH |  | SOLE | N/A | 0 | 0 | 1616 |

---