# EDGAR Filing Document

**Accession Number:** 0001712269
**File Stem:** 0001628280-25-034358
**Filing Date:** 2025-7
**Character Count:** 10030
**Document Hash:** 511ee7e852a33d4684ee71efb1c65566
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001628280-25-034358.hdr.sgml**: 20250703

**ACCESSION NUMBER**: 0001628280-25-034358

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250701

**FILED AS OF DATE**: 20250703

**DATE AS OF CHANGE**: 20250703

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Frey Bridget
- **CENTRAL INDEX KEY:** 0001712269

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38160
- **FILM NUMBER:** 251106851

**MAIL ADDRESS:**
- **STREET 1:** C/O REDFIN CORPORATION
- **STREET 2:** 1099 STEWART STREET, SUITE 600
- **CITY:** SEATTLE
- **STATE:** WA
- **ZIP:** 98101
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Redfin Corp
- **CENTRAL INDEX KEY:** 0001382821
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 000000000
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1099 STEWART STREET, SUITE 600
- **CITY:** seattle
- **STATE:** WA
- **ZIP:** 98101
- **BUSINESS PHONE:** (206) 576-8610

**MAIL ADDRESS:**
- **STREET 1:** 1099 STEWART STREET, SUITE 600
- **CITY:** seattle
- **STATE:** WA
- **ZIP:** 98101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Redfin CORP
- **DATE OF NAME CHANGE:** 20061206

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[x] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Frey Bridget<br><sub>(Last) (First) (Middle)</sub><br>C/O REDFIN CORPORATION<br>1099 STEWART STREET, SUITE 600<br><sub>(Street)</sub><br>SEATTLE, WA 98101<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2025-07-01 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Technology Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Redfin Corp [ RDFN ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2025-07-01 |  | D<sup>(1)</sup> |  | 484799 | D | <sup>(1)</sup> | 0 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (right to buy)<sup>(2)</sup> | $8.61 | 2025-07-01 |  | D<sup>(3)</sup> |  |  | 51116 | <sup>(4)</sup> | 2025-10-28 | Common Stock | 51116 | $0 | 0 | D |  |
| Stock Option (right to buy)<sup>(2)</sup> | $9.15 | 2025-07-01 |  | D<sup>(3)</sup> |  |  | 99999 | <sup>(4)</sup> | 2026-05-11 | Common Stock | 99999 | $0 | 0 | D |  |
| Stock Option (right to buy)<sup>(2)</sup> | $10.80 | 2025-07-01 |  | D<sup>(3)</sup> |  |  | 16666 | <sup>(4)</sup> | 2027-06-14 | Common Stock | 16666 | $0 | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2025-07-01 |  | D<sup>(6)</sup> |  |  | 18507 | <sup>(6)</sup> | <sup>(7)</sup> | Common Stock | 18507 | $0 | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2025-07-01 |  | D<sup>(6)</sup> |  |  | 47923 | <sup>(6)</sup> | <sup>(7)</sup> | Common Stock | 47923 | $0 | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2025-07-01 |  | D<sup>(6)</sup> |  |  | 215982 | <sup>(6)</sup> | <sup>(7)</sup> | Common Stock | 215982 | $0 | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2025-07-01 |  | D<sup>(6)</sup> |  |  | 126565 | <sup>(6)</sup> | <sup>(7)</sup> | Common Stock | 126565 | $0 | 0 | D |  |
| Restricted Stock Unit | <sup>(5)</sup> | 2025-07-01 |  | D<sup>(6)</sup> |  |  | 147728 | <sup>(6)</sup> | <sup>(7)</sup> | Common Stock | 147728 | $0 | 0 | D |  |

---

### Footnotes:

(1) The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

(2) Each stock option to purchase shares of Company Common Stock represents a contingent right to purchase one share of Company Common Stock.

(3) Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase shares of Company Common Stock (a "Company Option") that was unexpired, unexercised and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into an option to acquire that number of shares of Parent Common Stock equal to (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent (each, an "Assumed Option"). Each such Assumed Option is otherwise subject to the same terms and conditions as applied to the corresponding Company Option immediately prior to the Effective Time, including vesting terms.

(4) The stock option is fully vested and exercisable.

(5) Restricted stock units to acquire shares of Company Common Stock (each a "Company RSU") convert into Company Common Stock on a one-for-one basis upon settlement.

(6) Pursuant to the Merger Agreement, at the Effective Time, each Company RSU that was unexpired, unsettled and outstanding as of the Effective Time (whether vested or unvested) was assumed by Parent and converted into a restricted stock unit to receive that number of shares of Parent Common Stock equal to the product obtained by multiplying (x) the number of shares subject to such Company RSU immediately prior to the Effective Time by (y) the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock (each, an "Assumed RSU"). Each such Assumed RSU is otherwise subject to the same terms and conditions as applied to the corresponding Company RSUs immediately prior to the Effective Time, including vesting terms.

(7) Company RSUs do not expire; they either vest or are canceled prior to the vesting date.

**Signature:** /s/ Anthony Kappus, attorney-in-fact  
**Date:** 2025-07-03

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**