# EDGAR Filing Document

**Accession Number:** 0000831114
**File Stem:** 0001145549-23-003239
**Filing Date:** 2023-1
**Character Count:** 116083
**Document Hash:** cfc9e8f9f05d611dfa7278be004b6491
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-003239.hdr.sgml**: 20230126

**ACCESSION NUMBER**: 0001145549-23-003239

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230126

**DATE AS OF CHANGE**: 20230126

**PERIOD START**: 20230831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RBB FUND, INC.
- **CENTRAL INDEX KEY:** 0000831114
- **IRS NUMBER:** 510312196
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-05518
- **FILM NUMBER:** 23557287

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 609-731-6256

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN ST.
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** RBB FUND INC
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FUND INC /DE/
- **DATE OF NAME CHANGE:** 19600201

## Series and Classes Contracts Data

### Boston Partners Global Long/Short Fund (Series ID: S000040982)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000127173 | Institutional Class | BGLSX           |
| C000127174 | Investor Class      | BGRSX           |

## Nport-Ex

---

| | | | |
|:---|:---|:---|:---|
| **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** | **BOSTON PARTNERS INVESTMENT FUNDS** |
| **BOSTON PARTNERS GLOBAL LONG/SHORT FUND** | **BOSTON PARTNERS GLOBAL LONG/SHORT FUND** | **BOSTON PARTNERS GLOBAL LONG/SHORT FUND** | **BOSTON PARTNERS GLOBAL LONG/SHORT FUND** |
| PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS | PORTFOLIO OF INVESTMENTS |
| NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) | NOVEMBER 30, 2022 (UNAUDITED) |
|  | NUMBER OF |  |  |
|  | SHARES |  | VALUE |
| **LONG POSITIONS—102.1%** |  |  |  |
| **COMMON STOCKS—86.5%** |  |  |  |
| **Austria—0.6%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Andritz AG | 15630 |  | $855387 |
| **Bermuda—2.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Everest Re Group Ltd.†# | 8450 |  | 2855593 |
| &nbsp;&nbsp;&nbsp; Frontline Ltd. | 105255 |  | 1455677 |
|  |  |  | 4311270 |
| **Canada—7.7%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Cenovus Energy, Inc. | 304443 |  | 6054232 |
| &nbsp;&nbsp;&nbsp; Kinross Gold Corp. | 404397 |  | 1671522 |
| &nbsp;&nbsp;&nbsp; Suncor Energy, Inc. | 63650 |  | 2092881 |
| &nbsp;&nbsp;&nbsp; Yamana Gold, Inc. | 303148 |  | 1655188 |
|  |  |  | 11473823 |
| **China—1.5%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Alibaba Group Holding Ltd.\* | 202800 |  | 2207106 |
| **Denmark—1.2%** |  |  |  |
| &nbsp;&nbsp;&nbsp; DSV A/S | 11341 |  | 1814484 |
| **Finland—1.3%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Nordea Bank Abp | 180598 |  | 1897906 |
| **France—5.4%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Capgemini SE | 6552 |  | 1184590 |
| &nbsp;&nbsp;&nbsp; Imerys SA | 39806 |  | 1581484 |
| &nbsp;&nbsp;&nbsp; Rexel SA\* | 129182 |  | 2373900 |
| &nbsp;&nbsp;&nbsp; Sanofi | 24854 |  | 2245054 |
| &nbsp;&nbsp;&nbsp; Societe BIC SA | 10616 |  | 701329 |
|  |  |  | 8086357 |
| **Germany—2.8%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Brenntag SE | 10839 |  | 689157 |
| &nbsp;&nbsp;&nbsp; Daimler Truck Holding AG\* | 47659 |  | 1570974 |
| &nbsp;&nbsp;&nbsp; Siemens AG | 13444 |  | 1864487 |
|  |  |  | 4124618 |
| **India—1.0%** |  |  |  |
| &nbsp;&nbsp;&nbsp; HDFC Bank Ltd. - ADR† | 20862 |  | 1472231 |
| **Ireland—2.0%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Flutter Entertainment PLC\* | 11321 |  | 1685676 |
| &nbsp;&nbsp;&nbsp; ICON PLC\* | 6134 |  | 1321509 |
|  |  |  | 3007185 |
| **Israel—1.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Check Point Software Technologies Ltd.\* | 12398 |  | 1646826 |
| **Japan—8.2%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Fuji Corp. | 97100 |  | 1481489 |
| &nbsp;&nbsp;&nbsp; Honda Motor Co., Ltd. | 28300 |  | 689716 |
| &nbsp;&nbsp;&nbsp; IHI Corp. | 75500 |  | 2083534 |
| &nbsp;&nbsp;&nbsp; Komatsu Ltd. | 57000 |  | 1324254 |
| &nbsp;&nbsp;&nbsp; Renesas Electronics Corp.\* | 310200 |  | 3042351 |
| &nbsp;&nbsp;&nbsp; Sony Group Corp. | 22300 |  | 1847336 |
| &nbsp;&nbsp;&nbsp; Subaru Corp. | 105200 |  | 1801851 |
|  |  |  | 12270531 |
| **Netherlands—2.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Aalberts NV | 36619 |  | 1463132 |
| &nbsp;&nbsp;&nbsp; Stellantis NV | 184209 |  | 2899318 |
|  |  |  | 4362450 |
| **Norway—0.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Norsk Hydro ASA | 177627 |  | 1337553 |
| **South Korea—0.5%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Hana Financial Group, Inc. | 21724 |  | 743005 |
| **Spain—0.1%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Ence Energia y Celulosa SA | 62143 |  | 205882 |
| **Sweden—1.6%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Svenska Handelsbanken AB, Class A | 229840 |  | 2334680 |
| **Switzerland—7.0%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Glencore PLC\* | 836895 |  | 5711092 |
| &nbsp;&nbsp;&nbsp; Novartis AG | 13793 |  | 1226950 |
| &nbsp;&nbsp;&nbsp; STMicroelectronics NV | 60727 |  | 2350565 |
| &nbsp;&nbsp;&nbsp; Swiss Re AG | 12035 |  | 1078660 |
|  |  |  | 10367267 |
| **United Kingdom—4.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Coca-Cola Europacific Partners PLC† | 20454 |  | 1085903 |
| &nbsp;&nbsp;&nbsp; Endeavour Mining PLC | 45724 |  | 970464 |
| &nbsp;&nbsp;&nbsp; Ferroglobe PLC\*† | 197483 |  | 914346 |
| &nbsp;&nbsp;&nbsp; IMI PLC | 153625 |  | 2526493 |
| &nbsp;&nbsp;&nbsp; nVent Electric PLC | 44362 |  | 1774924 |
|  |  |  | 7272130 |
| **United States—32.9%** |  |  |  |
| &nbsp;&nbsp;&nbsp; AbbVie, Inc.† | 10424 |  | 1680140 |
| &nbsp;&nbsp;&nbsp; AGCO Corp.† | 11531 |  | 1530394 |
| &nbsp;&nbsp;&nbsp; Alphabet, Inc., Class C\*†# | 27515 |  | 2791397 |
| &nbsp;&nbsp;&nbsp; Applied Materials, Inc.† | 8939 |  | 979714 |
| &nbsp;&nbsp;&nbsp; AutoZone, Inc.\*# | 483 |  | 1245657 |
| &nbsp;&nbsp;&nbsp; Bank of America Corp.† | 48502 |  | 1835801 |
| &nbsp;&nbsp;&nbsp; Booking Holdings, Inc.\* | 1235 |  | 2568121 |
| &nbsp;&nbsp;&nbsp; Centene Corp.\*† | 42030 |  | 3658711 |
| &nbsp;&nbsp;&nbsp; Cigna Corp.† | 9326 |  | 3067228 |
| &nbsp;&nbsp;&nbsp; Cisco Systems, Inc.† | 44411 |  | 2208115 |
| &nbsp;&nbsp;&nbsp; Concentrix Corp.† | 19321 |  | 2364504 |
| &nbsp;&nbsp;&nbsp; CVS Health Corp.† | 26874 |  | 2737923 |
| &nbsp;&nbsp;&nbsp; Diamondback Energy, Inc.†# | 9987 |  | 1478276 |
| &nbsp;&nbsp;&nbsp; FleetCor Technologies, Inc.\* | 7439 |  | 1459532 |
| &nbsp;&nbsp;&nbsp; FMC Corp.† | 6967 |  | 910169 |
| &nbsp;&nbsp;&nbsp; JPMorgan Chase & Co.† | 10465 |  | 1446054 |
| &nbsp;&nbsp;&nbsp; Lennar Corp., Class A†# | 14143 |  | 1242180 |
| &nbsp;&nbsp;&nbsp; Micron Technology, Inc.†# | 14418 |  | 831198 |
| &nbsp;&nbsp;&nbsp; Oracle Corp.†# | 41436 |  | 3440431 |
| &nbsp;&nbsp;&nbsp; Ovintiv, Inc. | 43036 |  | 2393751 |
| &nbsp;&nbsp;&nbsp; ProFrac Holding Corp., Class A\*† | 48403 |  | 1141343 |
| &nbsp;&nbsp;&nbsp; ProPetro Holding Corp.\*† | 96489 |  | 1059449 |
| &nbsp;&nbsp;&nbsp; QUALCOMM, Inc.† | 8930 |  | 1129556 |
| &nbsp;&nbsp;&nbsp; StoneX Group, Inc.\*† | 3957 |  | 401517 |
| &nbsp;&nbsp;&nbsp; US Foods Holding Corp.\*† | 33147 |  | 1212517 |
| &nbsp;&nbsp;&nbsp; Virtu Financial, Inc., Class A† | 36188 |  | 802650 |
| &nbsp;&nbsp;&nbsp; Wells Fargo & Co.†# | 71911 |  | 3448132 |
| &nbsp;&nbsp;&nbsp; Zimvie, Inc.\* | 1642 |  | 14679 |
|  |  |  | 49079139 |
| TOTAL COMMON STOCKS |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $110,090,789) |  |  | 128869830 |
| **SHORT-TERM INVESTMENTS—15.6%** |  |  |  |
| &nbsp;&nbsp;&nbsp; Tri-State Deposit, 3.20%(a) | 12286761 |  | 12286761 |
| &nbsp;&nbsp;&nbsp; U.S. Bank Money Market Deposit Account, 3.50%(a) | 10962282 |  | 10962282 |
| TOTAL SHORT-TERM INVESTMENTS |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $23,249,043) |  |  | 23249043 |
| TOTAL LONG POSITIONS—102.1% |  |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $133,339,832) |  |  | 152118873 |
| **SECURITIES SOLD SHORT—(41.1%)** |  |  |  |
| **COMMON STOCKS—(41.1%)** |  |  |  |
| **Australia—(1.5%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Commonwealth Bank of Australia | (7239) |  | (533493) |
| &nbsp;&nbsp;&nbsp; Fortescue Metals Group Ltd. | (88714) |  | (1180752) |
| &nbsp;&nbsp;&nbsp; WiseTech Global Ltd. | (11684) |  | (467193) |
|  |  |  | (2181438) |
| **Belgium—(0.7%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Melexis NV | (5391) |  | (474995) |
| &nbsp;&nbsp;&nbsp; Umicore SA | (14882) |  | (537084) |
|  |  |  | (1012079) |
| **Bermuda—(0.5%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Triton International Ltd. | (10272) |  | (693052) |
| **Canada—(0.3%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Nutrien Ltd. | (5255) |  | (422502) |
| **China—(0.3%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Yum China Holdings, Inc. | (9159) |  | (504844) |
| **Denmark—(0.2%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Ambu A/S, Class B | (26661) |  | (338235) |
| **Finland—(1.2%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Neste Oyj | (15508) |  | (800473) |
| &nbsp;&nbsp;&nbsp; Valmet Oyj | (35854) |  | (926782) |
|  |  |  | (1727255) |
| **France—(1.5%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Aeroports de Paris\* | (5975) |  | (920976) |
| &nbsp;&nbsp;&nbsp; Sartorius Stedim Biotech | (1984) |  | (677149) |
| &nbsp;&nbsp;&nbsp; Unibail-Rodamco-Westfield\* | (11177) |  | (602453) |
|  |  |  | (2200578) |
| **Germany—(0.7%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Deutsche Bank AG | (45454) |  | (483102) |
| &nbsp;&nbsp;&nbsp; Varta AG | (17921) |  | (529557) |
|  |  |  | (1012659) |
| **Ireland—(0.5%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Trane Technologies PLC | (4653) |  | (830188) |
| **Japan—(4.5%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Aeon Co., Ltd. | (18900) |  | (390053) |
| &nbsp;&nbsp;&nbsp; Hirose Electric Co., Ltd. | (3000) |  | (401513) |
| &nbsp;&nbsp;&nbsp; Kikkoman Corp. | (12100) |  | (685333) |
| &nbsp;&nbsp;&nbsp; Lasertec Corp. | (6300) |  | (1187563) |
| &nbsp;&nbsp;&nbsp; Mitsui Chemicals, Inc. | (30000) |  | (682861) |
| &nbsp;&nbsp;&nbsp; Murata Manufacturing Co., Ltd. | (12000) |  | (658239) |
| &nbsp;&nbsp;&nbsp; Musashi Seimitsu Industry Co., Ltd. | (51200) |  | (667517) |
| &nbsp;&nbsp;&nbsp; Nidec Corp. | (4300) |  | (270782) |
| &nbsp;&nbsp;&nbsp; Nippon Paper Industries Co., Ltd. | (98100) |  | (689581) |
| &nbsp;&nbsp;&nbsp; Nomura Real Estate Master Fund, Inc. | (547) |  | (685891) |
| &nbsp;&nbsp;&nbsp; Rakuten Group, Inc. | (89900) |  | (431931) |
|  |  |  | (6751264) |
| **Netherlands—(0.3%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Universal Music Group NV | (18367) |  | (436783) |
| **New Zealand—(0.3%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Xero Ltd.\* | (10522) |  | (522893) |
| **Spain—(0.3%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Grifols SA\* | (37706) |  | (403983) |
| **Sweden—(1.7%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Autoliv, Inc. | (10567) |  | (934123) |
| &nbsp;&nbsp;&nbsp; Epiroc AB\* | (24154) |  | (465109) |
| &nbsp;&nbsp;&nbsp; Nibe Industrier AB\* | (52393) |  | (494641) |
| &nbsp;&nbsp;&nbsp; Telia Co., AB | (245594) |  | (671140) |
|  |  |  | (2565013) |
| **Switzerland—(3.2%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Bucher Industries AG | (1473) |  | (582446) |
| &nbsp;&nbsp;&nbsp; Credit Suisse Group AG\* | (86832) |  | (265599) |
| &nbsp;&nbsp;&nbsp; EMS-Chemie Holding AG | (782) |  | (544862) |
| &nbsp;&nbsp;&nbsp; Idorsia Ltd.\* | (34634) |  | (513511) |
| &nbsp;&nbsp;&nbsp; Kardex Holding AG | (6433) |  | (1066365) |
| &nbsp;&nbsp;&nbsp; Kuehne + Nagel International AG | (4635) |  | (1126024) |
| &nbsp;&nbsp;&nbsp; VAT Group AG\* | (2294) |  | (642950) |
|  |  |  | (4741757) |
| **United Kingdom—(0.6%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Farfetch Ltd., Class A\* | (32894) |  | (279599) |
| &nbsp;&nbsp;&nbsp; Haleon PLC - ADR\* | (90912) |  | (626384) |
|  |  |  | (905983) |
| **United States—(22.8%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Affirm Holdings, Inc.\* | (12577) |  | (175072) |
| &nbsp;&nbsp;&nbsp; Allegro MicroSystems, Inc.\* | (15817) |  | (492541) |
| &nbsp;&nbsp;&nbsp; Ameresco, Inc., Class A\* | (12187) |  | (798492) |
| &nbsp;&nbsp;&nbsp; Appfolio, Inc., Class A\* | (5203) |  | (593610) |
| &nbsp;&nbsp;&nbsp; AptarGroup, Inc. | (7529) |  | (799128) |
| &nbsp;&nbsp;&nbsp; Baker Hughes Co. | (29371) |  | (852346) |
| &nbsp;&nbsp;&nbsp; Ball Corp. | (14614) |  | (819553) |
| &nbsp;&nbsp;&nbsp; Cable One, Inc. | (359) |  | (260020) |
| &nbsp;&nbsp;&nbsp; Central Garden & Pet Co., Class A\* | (13739) |  | (536783) |
| &nbsp;&nbsp;&nbsp; Century Aluminum Co.\* | (63163) |  | (569099) |
| &nbsp;&nbsp;&nbsp; CF Industries Holdings, Inc. | (3522) |  | (381045) |
| &nbsp;&nbsp;&nbsp; Chipotle Mexican Grill, Inc.\* | (369) |  | (600348) |
| &nbsp;&nbsp;&nbsp; Cincinnati Financial Corp. | (10034) |  | (1113373) |
| &nbsp;&nbsp;&nbsp; Coinbase Global, Inc., Class A\* | (10432) |  | (477055) |
| &nbsp;&nbsp;&nbsp; Credit Acceptance Corp.\* | (1498) |  | (709992) |
| &nbsp;&nbsp;&nbsp; Cullen/Frost Bankers, Inc. | (5888) |  | (854172) |
| &nbsp;&nbsp;&nbsp; Doximity, Inc., Class A\* | (9147) |  | (310907) |
| &nbsp;&nbsp;&nbsp; Exact Sciences Corp.\* | (8300) |  | (373085) |
| &nbsp;&nbsp;&nbsp; First Financial Bankshares, Inc. | (17463) |  | (645258) |
| &nbsp;&nbsp;&nbsp; Floor & Decor Holdings, Inc., Class A\* | (11008) |  | (821527) |
| &nbsp;&nbsp;&nbsp; General Electric Co. | (5040) |  | (433289) |
| &nbsp;&nbsp;&nbsp; Goosehead Insurance, Inc., Class A\* | (4467) |  | (181405) |
| &nbsp;&nbsp;&nbsp; Greif, Inc., Class A | (4151) |  | (291857) |
| &nbsp;&nbsp;&nbsp; Hayward Holdings, Inc.\* | (41026) |  | (391798) |
| &nbsp;&nbsp;&nbsp; Hess Corp. | (5146) |  | (740561) |
| &nbsp;&nbsp;&nbsp; Hormel Foods Corp. | (10723) |  | (503981) |
| &nbsp;&nbsp;&nbsp; Huntsman Corp. | (20332) |  | (564823) |
| &nbsp;&nbsp;&nbsp; iHeartMedia, Inc., Class A\* | (86913) |  | (698781) |
| &nbsp;&nbsp;&nbsp; Lightwave Logic, Inc.\* | (41212) |  | (326811) |
| &nbsp;&nbsp;&nbsp; Lowe's Cos., Inc. | (2633) |  | (559644) |
| &nbsp;&nbsp;&nbsp; Lucid Group, Inc.\* | (37813) |  | (383424) |
| &nbsp;&nbsp;&nbsp; Mattel, Inc.\* | (30158) |  | (549780) |
| &nbsp;&nbsp;&nbsp; McCormick & Co., Inc. | (12008) |  | (1022841) |
| &nbsp;&nbsp;&nbsp; Mercury Systems, Inc.\* | (4992) |  | (253693) |
| &nbsp;&nbsp;&nbsp; Mosaic Co., (The) | (8402) |  | (431023) |
| &nbsp;&nbsp;&nbsp; National Beverage Corp. | (10841) |  | (558637) |
| &nbsp;&nbsp;&nbsp; NOV, Inc. | (37689) |  | (846495) |
| &nbsp;&nbsp;&nbsp; Palantir Technologies, Inc., Class A\* | (62853) |  | (471398) |
| &nbsp;&nbsp;&nbsp; Permian Resources Corp. | (63529) |  | (645455) |
| &nbsp;&nbsp;&nbsp; Portillo's, Inc., Class A\* | (24110) |  | (486781) |
| &nbsp;&nbsp;&nbsp; PureCycle Technologies, Inc.\* | (42634) |  | (295880) |
| &nbsp;&nbsp;&nbsp; Saia, Inc.\* | (1887) |  | (459654) |
| &nbsp;&nbsp;&nbsp; Selective Insurance Group, Inc. | (5187) |  | (498574) |
| &nbsp;&nbsp;&nbsp; Southern Copper Corp. | (9263) |  | (565228) |
| &nbsp;&nbsp;&nbsp; Steel Dynamics, Inc. | (5668) |  | (589075) |
| &nbsp;&nbsp;&nbsp; Summit Materials, Inc., Class A\* | (19748) |  | (598167) |
| &nbsp;&nbsp;&nbsp; T Rowe Price Group, Inc. | (16908) |  | (2111978) |
| &nbsp;&nbsp;&nbsp; Tandem Diabetes Care, Inc.\* | (9176) |  | (385851) |
| &nbsp;&nbsp;&nbsp; Tesla, Inc.\* | (7137) |  | (1389574) |
| &nbsp;&nbsp;&nbsp; Trupanion, Inc.\* | (6314) |  | (330033) |
| &nbsp;&nbsp;&nbsp; Vertiv Holdings Co. | (35263) |  | (488393) |
| &nbsp;&nbsp;&nbsp; Warner Music Group Corp., Class A | (11381) |  | (390027) |
| &nbsp;&nbsp;&nbsp; Watsco, Inc. | (2982) |  | (802098) |
| &nbsp;&nbsp;&nbsp; WD-40 Co. | (3274) |  | (548395) |
| &nbsp;&nbsp;&nbsp; West Pharmaceutical Services, Inc. | (2293) |  | (538075) |
| &nbsp;&nbsp;&nbsp; Williams-Sonoma, Inc. | (3181) |  | (371859) |
| &nbsp;&nbsp;&nbsp; Wingstop, Inc. | (4267) |  | (706231) |
| &nbsp;&nbsp;&nbsp; Wolfspeed, Inc.\* | (3516) |  | (319675) |
|  |  |  | (33914650) |
| TOTAL COMMON STOCKS |  |  |  |
| &nbsp;&nbsp;&nbsp; (Proceeds $(61951285)) |  |  | (61165156) |
| TOTAL SECURITIES SOLD SHORT—(41.1%) |  |  |  |
| &nbsp;&nbsp;&nbsp; (Proceeds $(61951285)) |  |  | (61165156) |
|  | NUMBER OF | NOTIONAL |  |
|  | CONTRACTS | AMOUNT |  |
| **OPTIONS WRITTEN ††—(1.0%)** |  |  |  |
| **Call Options Written—(1.0%)** |  |  |  |
| &nbsp;&nbsp;&nbsp; Alphabet, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 01/20/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;90.00 | (250) | (2536250) | (311250) |
| &nbsp;&nbsp;&nbsp; AutoZone, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 03/17/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2300.00 | (3) | (773700) | (112665) |
| &nbsp;&nbsp;&nbsp; Diamondback Energy, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 03/17/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;158.49 | (77) | (1139754) | (70070) |
| &nbsp;&nbsp;&nbsp; Everest Re Group Ltd. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 04/21/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;310.00 | (44) | (1486936) | (185460) |
| &nbsp;&nbsp;&nbsp; Lennar Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 06/16/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;80.00 | (89) | (781687) | (134390) |
| &nbsp;&nbsp;&nbsp; Micron Technology, Inc. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 03/17/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;50.00 | (136) | (784040) | (134640) |
| &nbsp;&nbsp;&nbsp; Oracle Corp. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 03/17/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;70.00 | (392) | (3254776) | (542920) |
| &nbsp;&nbsp;&nbsp; Wells Fargo & Co. |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Expiration: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 01/20/2023, |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exercise Price: |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;40.00 | (67) | (321265) | (56280) |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL CALL OPTIONS WRITTEN |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Premiums received $(1436386)) |  |  | (1547675) |
| &nbsp;&nbsp;&nbsp;&nbsp; TOTAL OPTIONS WRITTEN |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Premiums received $(1436386)) |  |  | (1547675) |
| OTHER ASSETS IN EXCESS OF LIABILITIES—40.0% |  |  | 59518656 |
| NET ASSETS—100.0% |  |  | $148924698 |

---

---

| | |
|:---|:---|
| ADR | American Depositary Receipt |
| PLC | Public Limited Company |
| \* | Non-income producing. |
| (a) | The rate shown is as of November 30, 2022. |
| † | Security position is either entirely or partially held in a segregated account as collateral for securities sold short. |
| # | Security segregated as collateral for options written. |
| †† | Primary risk exposure is equity contracts. |

---

------

---

| | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|
| Contracts For Difference held by the Fund at November 30, 2022, are as follows: | Contracts For Difference held by the Fund at November 30, 2022, are as follows: | Contracts For Difference held by the Fund at November 30, 2022, are as follows: | Contracts For Difference held by the Fund at November 30, 2022, are as follows: |  |  |  |  |
| **REFERENCE**<br> **COMPANY** | **COUNTERPARTY** | **EXPIRATION** <br> **DATE** | **FINANCING** <br> **RATE** | **PAYMENT FREQUENCY** | **NUMBER OF CONTRACTS LONG/(SHORT)** | **NOTIONAL**<br> **AMOUNT** | **UNREALIZED**<br> **APPRECIATION**<br> (DEPRECIATION) |
| **Long** |  |  |  |  |  |  |  |
| **Ireland** |  |  |  |  |  |  |  |
| CRH PLC | Goldman Sachs | 09/16/2025 | 2.93% | Monthly | 86459 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3430954 | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(88629) |
| **United Kingdom** |  |  |  |  |  |  |  |
| AstraZeneca PLC | Morgan Stanley | 09/19/2023 | 0.00 | Monthly | 12445 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1674833 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51488 |
| CVS Group PLC | Morgan Stanley | 09/19/2023 | 0.00 | Monthly | 32736 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 797785 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 10004 |
| Future PLC | Morgan Stanley | 09/19/2023 | 0.00 | Monthly | 81838 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1385831 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (145907) |
| Informa PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | 85086 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 629864 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 27804 |
| WH Smith PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | 72738 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1238746 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 374 |
|  |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5727059 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(56237) |
| Total Long |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;9158013 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (144866) |
| **Short** |  |  |  |  |  |  |  |
| **Brazil** |  |  |  |  |  |  |  |
| KLABIN SA - UNIT | Morgan Stanley | 09/18/2023 | 0.00 | Monthly | (3800) | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(14382) | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;219 |
| KLABIN SA - UNIT | Morgan Stanley | 09/19/2023 | 0.00 | Monthly | (95000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (359544) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 51758 |
| Suzano SA | Morgan Stanley | 09/16/2025 | 3.83 | Monthly | (1600) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (16292) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 235 |
| Suzano SA | Morgan Stanley | 09/19/2023 | 3.83 | Monthly | (39200) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (399150) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 31290 |
|  |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (789368) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 83502 |
| **Japan** |  |  |  |  |  |  |  |
| Trend Micro, Inc. | Morgan Stanley | 09/16/2025 | -0.08 | Monthly | (600) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (29705) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; – |
| Trend Micro, Inc. | Morgan Stanley | 09/19/2023 | -0.08 | Monthly | (13800) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (680556) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17847 |
|  |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (710261) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 17847 |
| **Taiwan** |  |  |  |  |  |  |  |
| Advantech Co., Ltd. | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (71000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (765009) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(25187) |
| Airtac International Group | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (21000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (642119) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(25989) |
| Compal Electronics, Inc. | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (928000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (650085) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5856 |
| Formosa Petrochemical Corp. | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (216000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (591273) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6374 |
| Formosa Petrochemical Corp. | Macquarie | 09/19/2023 | 3.08 | Monthly | (93000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (254576) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2986 |
| Formosa Plastics Corp. | Goldman Sachs | 09/16/2025 | 0.00 | Monthly | (247000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (720888) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(15792) |
| Nan Ya Plastics Corp. | Goldman Sachs | 09/16/2025 | 0.00 | Monthly | (238000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (592199) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(22824) |
| Pan Jit International, Inc. | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (379000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (773807) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(50629) |
| SDI Corporation | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (93000) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (312954) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(10721) |
|  |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (5302910) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (135925) |
| **United Kingdom** |  |  |  |  |  |  |  |
| Antofagasta PLC | Goldman Sachs | 09/18/2025 | 2.93 | Monthly | (97143) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (1649101) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(10109) |
| Ashmore Group PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | (330217) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (899470) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 75923 |
| Associated British Foods PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | (31991) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (609591) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (8611) |
| Dunelm Group PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | (64874) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (786588) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(25840) |
| Next PLC | Morgan Stanley | 09/16/2025 | 2.93 | Monthly | (512) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (36038) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (444) |
| Next PLC | Morgan Stanley | 09/19/2023 | 2.93 | Monthly | (13067) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (919745) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(15650) |
| Oxford Nanopore Technologies PLC | Morgan Stanley | 09/16/2025 | 2.93 | Monthly | (4957) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (15295) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (67) |
| Oxford Nanopore Technologies PLC | Morgan Stanley | 09/19/2023 | 2.93 | Monthly | (126501) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (390313) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 35477 |
| Rolls-Royce Holdings PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | (654220) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (716906) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1626 |
| Spectris PLC | Goldman Sachs | 09/16/2025 | 2.93 | Monthly | (17947) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (686559) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 11796 |
| Weir Group PLC, (The) | Morgan Stanley | 09/16/2025 | 2.93 | Monthly | (675) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (14412) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 458 |
| Weir Group PLC, (The) | Morgan Stanley | 09/19/2023 | 2.93 | Monthly | (17217) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (367602) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (5773) |
|  |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (7091620) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 58785 |
| **United States** |  |  |  |  |  |  |  |
| Adient PLC | Goldman Sachs | 09/16/2025 | 3.83 | Monthly | (22639) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (881563) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 25805 |
| Total Short |  |  |  |  |  | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(14775722) | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 50014 |
| Net unrealized gain/(loss) on Contracts For Difference |  |  |  |  |  |  | $&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(94851) |

---

------

---

| |
|:---|
| **BOSTON PARTNERS INVESTMENT FUNDS** |
| **BOSTON PARTNERS GLOBAL LONG/SHORT FUND** |
| **NOTES TO PORTFOLIO OF INVESTMENTS** |
| **NOVEMBER 30, 2022 (UNAUDITED)** |

---

****

<br> **PORTFOLIO VALUATION** — The Boston Partners Global Long/Short Fund's (the "Fund") net asset value ("NAV") is calculated once daily at the close of regular trading hours on the New York Stock Exchange ("NYSE") (generally 4:00 p.m. Eastern time) on each day the NYSE is open. Securities held by the Fund are valued using the closing price or the last sale price on a national securities exchange or the National Association of Securities Dealers Automatic Quotation System ("NASDAQ") market system where they are primarily traded. Equity securities traded in the over-the-counter ("OTC") market are valued at their closing prices. If there were no transactions on that day, securities traded principally on an exchange or on NASDAQ will be valued at the mean of the last bid and ask prices prior to the market close. Fixed income securities are valued using an independent pricing service, which considers such factors as security prices, yields, maturities and ratings, and are deemed representative of market values at the close of the market. Foreign securities are valued based on prices from the primary market in which they are traded, and are translated from the local currency into U.S. dollars using current exchange rates. Investments in other open-end investment companies, if any, are valued based on the NAV of the investment companies (which may use fair value pricing as disclosed in their prospectuses). Options for which the primary market is a national securities exchange are valued at the last sale price on the exchange on which they are traded, or, in the absence of any sale, will be valued at the mean of the last bid and ask prices prior to the market close. Options not traded on a national securities exchange are valued at the last quoted bid price for long option positions and the closing ask price for short option positions. If market quotations are unavailable or deemed unreliable, securities will be valued in accordance with procedures adopted by the Company's Board of Directors (the "Board"). Relying on prices supplied by pricing services or dealers or using fair valuation may result in values that are higher or lower than the values used by other investment companies and investors to price the same investments. Such procedures use fundamental valuation methods, which may include, but are not limited to, an analysis of the effect of any restrictions on the resale of the security, industry analysis and trends, significant changes in the issuer's financial position, and any other event which could have a significant impact on the value of the security. Determination of fair value involves subjective judgment as the actual market value of a particular security can be established only by negotiations between the parties in a sales transaction, and the difference between the recorded fair value and the value that would be received in a sale could be significant. The Fund may use fair value pricing more frequently for securities traded primarily in non-U.S. markets because, among other things, most foreign markets close well before the Fund values its securities, generally as of 4:00 p.m. Eastern time. The earlier close of these foreign markets gives rise to the possibility that significant events, including broad market moves, government actions or pronouncements, aftermarket trading, or news events may have occurred in the interim. To account for this, the Fund may value foreign securities using fair value prices based on third-party vendor modeling tools (international fair value pricing).

---

| |
|:---|
| **FAIR VALUE MEASUREMENTS** — The inputs and valuation techniques used to measure fair value of the Fund's investments are summarized into three levels as described in the hierarchy below: |
| • Level 1 — Prices are determined using quoted prices in active markets for identical securities. |
| • Level 2 — Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). |
| • Level 3 — Prices are determined using significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). |
| The inputs or methodologies used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. |
| The following is a summary of the inputs used, as of November 30, 2022, in valuing the Fund's investments carried at fair value: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **TOTAL** | **LEVEL 1** | **LEVEL 2** | **LEVEL 3** |
| Common Stock |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Austria | $855387 | $- | $855387 | $- |
| &nbsp;&nbsp;&nbsp;&nbsp; Bermuda | 4311270 | 4311270 | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Canada | 11473823 | 11473823 | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; China | 2207106 | - | 2207106 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Denmark | 1814484 | - | 1814484 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Finland | 1897906 | - | 1897906 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; France | 8086357 | - | 8086357 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Germany | 4124618 | - | 4124618 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; India | 1472231 | 1472231 | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Ireland | 3007185 | 1321509 | 1685676 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Israel | 1646826 | 1646826 | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Japan | 12270531 | - | 12270531 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Netherlands | 4362450 | - | 4362450 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Norway | 1337553 | - | 1337553 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; South Korea | 743005 | - | 743005 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Spain | 205882 | - | 205882 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Sweden | 2334680 | - | 2334680 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Switzerland | 10367267 | - | 10367267 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; United Kingdom | 7272130 | 4745637 | 2526493 | - |
| &nbsp;&nbsp;&nbsp;&nbsp; United States | 49079139 | 49079139 | - | - |
| Short-Term Investments | 23249043 | 10962282 | 12286761<br>| - |
| Contracts For Difference |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Equity Contracts | 357321 | 357321 | -<br> \* | - |
| Total Assets | $152476194 | $85370038 | $67106156 | $- |
|  | **TOTAL** | **LEVEL 1** | **LEVEL 2** | **LEVEL 3** |
| Securities Sold Short |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Australia | $(2181438) | $- | $(2181438) | $- |
| &nbsp;&nbsp;&nbsp;&nbsp; Belgium | (1012079) | - | (1012079) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Bermuda | (693052) | (693052) | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Canada | (422502) | (422502) | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; China | (504844) | (504844) | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Denmark | (338235) | - | (338235) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Finland | (1727255) | - | (1727255) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; France | (2200578) | - | (2200578) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Germany | (1012659) | - | (1012659) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Ireland | (830188) | (830188) | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Japan | (6751264) | - | (6751264) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Netherlands | (436783) | - | (436783) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; New Zealand | (522893) | - | (522893) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Spain | (403983) | - | (403983) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Sweden | (2565013) | (934123) | (1630890) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; Switzerland | (4741757) | - | (4741757) | - |
| &nbsp;&nbsp;&nbsp;&nbsp; United Kingdom | (905983) | (905983) | - | - |
| &nbsp;&nbsp;&nbsp;&nbsp; United States | (33914650) | (33914650) | - | - |
| Options Written |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Equity Contracts | (1547675) | (1115160) | (432515) | - |
| Contracts For Difference |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp; Equity Contracts | (452172) | (452172) | - | - |
| Total Liabilities | $(63165003) | $(39772674) | $(23392329) | $- |

---

\* Value equals 0 as of the end of the reporting period.

At the end of each quarter, management evaluates the classification of Levels 1, 2 and 3 assets and liabilities. Various factors are considered, such as changes in liquidity from the prior reporting period; whether or not a broker is willing to execute at the quoted price; the depth and consistency of prices from third party pricing services; and the existence of contemporaneous, observable trades in the market. Additionally, management evaluates the classification of Level 1, 2 and 3 assets and liabilities on a quarterly basis for changes in listings or delistings on national exchanges. &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

Due to the inherent uncertainty of determining the fair value of investments that do not have a readily available market value, the fair value of the Fund's investments may fluctuate from period to period. Additionally, the fair value of investments may differ significantly from the values that would have been used had a ready market existed for such investments and may differ materially from the values the Fund may ultimately realize. Further, such investments may be subject to legal and other restrictions on resale or otherwise less liquid than publicly traded securities. &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;

For fair valuations using significant unobservable inputs, U.S. generally accepted accounting principles ("U.S. GAAP") requires the Fund to present a reconciliation of the beginning to ending balances for reported market values that presents changes attributable to total realized and unrealized gains or losses, purchase and sales, and transfers in and out of Level 3 during the period. Transfers in and out between levels are based on values at the end of the period. A reconciliation of Level 3 investments is presented only when the Fund had an amount of Level 3 investments at the end of the reporting period that was meaningful in relation to its net assets. The amounts and reasons for all Level 3 transfers are disclosed if the Fund had an amount of total Level 3 transfers during the reporting period that was meaningful in relation to its net assets as of the end of the reporting period.

For the period ended November 30, 2022, the Fund had no significant Level 3 transfers. <br>For more information with regard to significant accounting policies, see the most recent semi-annual or annual report filed with the Securities and Exchange Commission.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** RBB Fund, Inc.

- **b. Investment Company Act file number:** 811-05518

- **c. CIK number of Registrant:** 0000831114

- **d. LEI of Registrant:** 5493005KKD0GVHSW0D29

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-765-5366

**Item A.2. Information about the Series.**

- **a. Name of Series:** Boston Partners Global Long/Short Fund

- **b. EDGAR series identifier (if any):** S000040982

- **c. LEI of Series:** 54930065MLH4LDZRSV33

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-08-31

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $217326598.14

**Total Liabilities:** $68643844.94

**Net Assets:** $148682753.20

**Cash Not Reported:** $60596535.33

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000127173 | -1.54%               | 7.66%                | 1.80%                |
| Class ID C000127174 | -1.49%               | 7.56%                | 1.83%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1374661.82              | $-5609364.81                               |
| Month 2  | $260556.31               | $11289572.31                               |
| Month 3  | $3172753.90              | $967206.74                                 |

**Designated Index Information**

- **Index Name:** MSCI World Index

- **Index Identifier:** 990100

### Schedule of Portfolio Investments

| Name                                   | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| NUTRIEN LTD COM                        | NUTRIEN LTD COM                        | CUSIP: 67077M108<br>LEI: N/A                  | Short            | EC               | CORP              | CA        |     -5255 | NS      | $-422502.00   | -0.28%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | FORMOSA PETROCHEMICAL CORP             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $5987.72      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | FORMOSA PETROCHEMICAL CORP             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $2729.69      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | SDI CORPORATION                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-9969.50     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Sony Group Corp                        | Sony Group Corp                        | CUSIP: N/A<br>LEI: 529900R5WX9N2OI2N910       | Long             | EC               | CORP              | JP        |     21500 | NS      | $1781063.75   | 1.20%             |  |  |  | No            |                  2 | On Loan: No      |
| Oracle Corp                            | Oracle Corp                            | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     41436 | NS      | $3440431.08   | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc              | Palantir Technologies Inc              | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Short            | EC               | CORP              | US        |    -62853 | NS      | $-471397.50   | -0.32%            |  |  |  | No            |                  1 | On Loan: No      |
| Novartis AG                            | Novartis AG                            | CUSIP: N/A<br>LEI: 5493007HIVTX6SY6XD66       | Long             | EC               | CORP              | CH        |     13793 | NS      | $1226950.17   | 0.83%             |  |  |  | No            |                  2 | On Loan: No      |
| Permian Resources Corp                 | Permian Resources Corp                 | CUSIP: 71424F105<br>LEI: 529900NXUJPOKU7OJ511 | Short            | EC               | CORP              | US        |    -63529 | NS      | $-645454.64   | -0.43%            |  |  |  | No            |                  1 | On Loan: No      |
| Credit Suisse Group AG                 | Credit Suisse Group AG                 | CUSIP: H3698D419<br>LEI: 549300506SI9CRFV9Z86 | Short            | EC               | CORP              | CH        |    -86832 | NS      | $-265598.74   | -0.18%            |  |  |  | No            |                  2 | On Loan: No      |
| Portillo's Inc                         | Portillo's Inc                         | CUSIP: 73642K106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -24110 | NS      | $-486780.90   | -0.33%            |  |  |  | No            |                  1 | On Loan: No      |
| Melexis NV                             | Melexis NV                             | CUSIP: N/A<br>LEI: 549300QRPSGOJRPUFO80       | Short            | EC               | CORP              | BE        |     -5391 | NS      | $-474994.95   | -0.32%            |  |  |  | No            |                  2 | On Loan: No      |
| T Rowe Price Group Inc                 | T Rowe Price Group Inc                 | CUSIP: 74144T108<br>LEI: 549300SIV6FPS9Y7IH33 | Short            | EC               | CORP              | US        |    -16908 | NS      | $-2111978.28  | -1.42%            |  |  |  | No            |                  1 | On Loan: No      |
| ProFrac Holding Corp                   | ProFrac Holding Corp                   | CUSIP: 74319N100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     48403 | NS      | $1141342.74   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ProPetro Holding Corp                  | ProPetro Holding Corp                  | CUSIP: 74347M108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     96489 | NS      | $1059449.22   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| PureCycle Technologies Inc             | PureCycle Technologies Inc             | CUSIP: 74623V103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -42634 | NS      | $-295879.96   | -0.20%            |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                           | QUALCOMM Inc                           | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |      8930 | NS      | $1129555.70   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| EMS-Chemie Holding AG                  | EMS-Chemie Holding AG                  | CUSIP: N/A<br>LEI: 529900G1XFTGSE0DIX60       | Short            | EC               | CORP              | CH        |      -782 | NS      | $-544862.15   | -0.37%            |  |  |  | No            |                  2 | On Loan: No      |
| Saia Inc                               | Saia Inc                               | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Short            | EC               | CORP              | US        |     -1887 | NS      | $-459654.33   | -0.31%            |  |  |  | No            |                  1 | On Loan: No      |
| Selective Insurance Group Inc          | Selective Insurance Group Inc          | CUSIP: 816300107<br>LEI: 549300R3WGJWLE40R258 | Short            | EC               | CORP              | US        |     -5187 | NS      | $-498574.44   | -0.34%            |  |  |  | No            |                  1 | On Loan: No      |
| Southern Copper Corp                   | Southern Copper Corp                   | CUSIP: 84265V105<br>LEI: 2549007U6NAP46Q9TU15 | Short            | EC               | CORP              | PE        |     -9263 | NS      | $-565228.26   | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| Steel Dynamics Inc                     | Steel Dynamics Inc                     | CUSIP: 858119100<br>LEI: 549300HGGKEL4FYTTQ83 | Short            | EC               | CORP              | US        |     -5668 | NS      | $-589075.24   | -0.40%            |  |  |  | No            |                  1 | On Loan: No      |
| StoneX Group Inc                       | StoneX Group Inc                       | CUSIP: 861896108<br>LEI: 549300JUF07L8VF02M60 | Long             | EC               | CORP              | US        |      3957 | NS      | $401516.79    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Summit Materials Inc                   | Summit Materials Inc                   | CUSIP: 86614U100<br>LEI: 549300XNOLX5GIOSO108 | Short            | EC               | CORP              | US        |    -19748 | NS      | $-598166.92   | -0.40%            |  |  |  | No            |                  1 | On Loan: No      |
| Tandem Diabetes Care Inc               | Tandem Diabetes Care Inc               | CUSIP: 875372203<br>LEI: 549300JEPFOD0K4D3I05 | Short            | EC               | CORP              | US        |     -9176 | NS      | $-385850.80   | -0.26%            |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                              | Tesla Inc                              | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Short            | EC               | CORP              | US        |     -7137 | NS      | $-1389573.90  | -0.93%            |  |  |  | No            |                  1 | On Loan: No      |
| Trupanion Inc                          | Trupanion Inc                          | CUSIP: 898202106<br>LEI: 549300J86GFKIDGMQP18 | Short            | EC               | CORP              | US        |     -6314 | NS      | $-330032.78   | -0.22%            |  |  |  | No            |                  1 | On Loan: No      |
| U.S. Bank Money Market Deposit Account | U.S. Bank Money Market Deposit Account | CUSIP: 8AMMF0A92<br>LEI: N/A                  | Long             | STIV             | RF                | US        |  10962283 | NS      | $10962282.72  | 7.37%             |  |  |  | No            |                  1 | On Loan: No      |
| US Foods Holding Corp                  | US Foods Holding Corp                  | CUSIP: 912008109<br>LEI: 549300UGOZSO64CFPR97 | Long             | EC               | CORP              | US        |     33147 | NS      | $1212517.26   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertiv Holdings Co                     | Vertiv Holdings Co                     | CUSIP: 92537N108<br>LEI: 549300KTTIRAOGXCRV69 | Short            | EC               | CORP              | US        |    -35263 | NS      | $-488392.55   | -0.33%            |  |  |  | No            |                  1 | On Loan: No      |
| Virtu Financial Inc                    | Virtu Financial Inc                    | CUSIP: 928254101<br>LEI: 5493001OPW2K42CH3884 | Long             | EC               | CORP              | US        |     36188 | NS      | $802649.84    | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| WD-40 Co                               | WD-40 Co                               | CUSIP: 929236107<br>LEI: 549300UZHTN0CNKBOB19 | Short            | EC               | CORP              | US        |     -3274 | NS      | $-548395.00   | -0.37%            |  |  |  | No            |                  1 | On Loan: No      |
| Warner Music Group Corp                | Warner Music Group Corp                | CUSIP: 934550203<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -11381 | NS      | $-390026.87   | -0.26%            |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                             | Watsco Inc                             | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Short            | EC               | CORP              | US        |     -2982 | NS      | $-802098.36   | -0.54%            |  |  |  | No            |                  1 | On Loan: No      |
| AGCO Corp                              | AGCO Corp                              | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |     11531 | NS      | $1530394.32   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co                       | Wells Fargo & Co                       | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     71911 | NS      | $3448132.45   | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| West Pharmaceutical Services I         | West Pharmaceutical Services Inc       | CUSIP: 955306105<br>LEI: 5493007NKRGM1RJQ1P16 | Short            | EC               | CORP              | US        |     -2293 | NS      | $-538075.38   | -0.36%            |  |  |  | No            |                  1 | On Loan: No      |
| Williams-Sonoma Inc                    | Williams-Sonoma Inc                    | CUSIP: 969904101<br>LEI: 549300IARG6YWVTZ1I92 | Short            | EC               | CORP              | US        |     -3181 | NS      | $-371858.90   | -0.25%            |  |  |  | No            |                  1 | On Loan: No      |
| Tri-State Deposit                      | Tri-State Deposit                      | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | CORP              | US        |  12286761 | PA      | $12286760.73  | 8.26%             | 2050-01-01      | Variable      | 3.20%                 | No            |                  2 | On Loan: No      |
| AbbVie Inc                             | AbbVie Inc                             | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     10424 | NS      | $1680140.32   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | ANTOFAGASTA PLC SWAP                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-11637.63    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Wingstop Inc                           | Wingstop Inc                           | CUSIP: 974155103<br>LEI: 549300SSH3F8HPIM3Q47 | Short            | EC               | CORP              | US        |     -4267 | NS      | $-706231.17   | -0.47%            |  |  |  | No            |                  1 | On Loan: No      |
| Wolfspeed Inc                          | Wolfspeed Inc                          | CUSIP: 977852102<br>LEI: 549300OGU88P3AW3TO93 | Short            | EC               | CORP              | US        |     -3516 | NS      | $-319674.72   | -0.22%            |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                    | Affirm Holdings Inc                    | CUSIP: 00827B106<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -12577 | NS      | $-175071.84   | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| Allegro MicroSystems Inc               | Allegro MicroSystems Inc               | CUSIP: 01749D105<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -15817 | NS      | $-492541.38   | -0.33%            |  |  |  | No            |                  1 | On Loan: No      |
| Yamana Gold Inc                        | Yamana Gold Inc                        | CUSIP: 98462Y100<br>LEI: 54930002VY22NXG01418 | Long             | EC               | CORP              | CA        |    303148 | NS      | $1655188.08   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Yum China Holdings Inc                 | Yum China Holdings Inc                 | CUSIP: 98850P109<br>LEI: 529900DO9BYZ7VA3K502 | Short            | EC               | CORP              | CN        |     -9159 | NS      | $-504844.08   | -0.34%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | CRH PLC                                | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-84235.18    | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                           | Alphabet Inc                           | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     27515 | NS      | $2791396.75   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimvie Inc                             | Zimvie Inc                             | CUSIP: 98888T107<br>LEI: 549300GFKURT1J6XR665 | Long             | EC               | CORP              | US        |      1642 | NS      | $14679.48     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | AutoZone Inc                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |        -3 | NC      | $-112665.00   | -0.08%            |  |  |  | No            |                  2 | On Loan: No      |
| Ameresco Inc                           | Ameresco Inc                           | CUSIP: 02361E108<br>LEI: 529900NZXZGBCBXYY327 | Short            | EC               | CORP              | US        |    -12187 | NS      | $-798492.24   | -0.54%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | SPECTRIS PLC                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $11144.94     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kardex Holding AG                      | Kardex Holding AG                      | CUSIP: N/A<br>LEI: 529900JKKMQ07D6QZ480       | Short            | EC               | CORP              | CH        |     -6433 | NS      | $-1066365.19  | -0.72%            |  |  |  | No            |                  2 | On Loan: No      |
| Imerys SA                              | Imerys SA                              | CUSIP: N/A<br>LEI: 54930075MZSSIB2TGC64       | Long             | EC               | CORP              | FR        |     39806 | NS      | $1581483.75   | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | SUZANO SA                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $235.33       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | SUZANO SA                              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $30827.17     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Appfolio Inc                           | Appfolio Inc                           | CUSIP: 03783C100<br>LEI: 529900OOUUGT6JFC0S15 | Short            | EC               | CORP              | US        |     -5203 | NS      | $-593610.27   | -0.40%            |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                  | Applied Materials Inc                  | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |      8939 | NS      | $979714.40    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                         | AptarGroup Inc                         | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Short            | EC               | CORP              | US        |     -7529 | NS      | $-799128.06   | -0.54%            |  |  |  | No            |                  1 | On Loan: No      |
| Autoliv Inc                            | Autoliv Inc                            | CUSIP: 052800109<br>LEI: A23RUXWKASG834LTMK28 | Short            | EC               | CORP              | SE        |    -10567 | NS      | $-934122.80   | -0.63%            |  |  |  | No            |                  1 | On Loan: No      |
| AutoZone Inc                           | AutoZone Inc                           | CUSIP: 053332102<br>LEI: GA3JGKJ41LJKXDN23E90 | Long             | EC               | CORP              | US        |       483 | NS      | $1245657.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                        | Baker Hughes Co                        | CUSIP: 05722G100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -29371 | NS      | $-852346.42   | -0.57%            |  |  |  | No            |                  1 | On Loan: No      |
| Ball Corp                              | Ball Corp                              | CUSIP: 058498106<br>LEI: 0BGI85ALH27ZJP15DY16 | Short            | EC               | CORP              | US        |    -14614 | NS      | $-819553.12   | -0.55%            |  |  |  | No            |                  1 | On Loan: No      |
| Bank of America Corp                   | Bank of America Corp                   | CUSIP: 060505104<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EC               | CORP              | US        |     48502 | NS      | $1835800.70   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Kinross Gold Corp                      | Kinross Gold Corp                      | CUSIP: 496902404<br>LEI: 549300UEBMAQDN0K0R06 | Long             | EC               | CORP              | CA        |    404397 | NS      | $1671521.63   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Neste Oyj                              | Neste Oyj                              | CUSIP: N/A<br>LEI: 5493009GY1X8GQ66AM14       | Short            | EC               | CORP              | FI        |    -15508 | NS      | $-800473.55   | -0.54%            |  |  |  | No            |                  2 | On Loan: No      |
| Bucher Industries AG                   | Bucher Industries AG                   | CUSIP: N/A<br>LEI: 52990014AQ91A29HPB27       | Short            | EC               | CORP              | CH        |     -1473 | NS      | $-582446.33   | -0.39%            |  |  |  | No            |                  2 | On Loan: No      |
| Hana Financial Group Inc               | Hana Financial Group Inc               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KR        |     20880 | NS      | $714138.81    | 0.48%             |  |  |  | No            |                  2 | On Loan: No      |
| Norsk Hydro ASA                        | Norsk Hydro ASA                        | CUSIP: N/A<br>LEI: 549300N1SDN71ZZ8BO45       | Long             | EC               | CORP              | NO        |    170740 | NS      | $1285693.37   | 0.86%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | ASHMORE GROUP PLC                      | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $29456.96     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | ASSOCIATED BRITISH FOODS PLC           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-9170.84     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | WEIR GROUP PLC/THE                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $458.32       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | WEIR GROUP PLC/THE                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-6121.51     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                   | Booking Holdings Inc                   | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      1235 | NS      | $2568120.75   | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuehne + Nagel International A         | Kuehne + Nagel International AG        | CUSIP: N/A<br>LEI: 529900Q0YED3805QXQ66       | Short            | EC               | CORP              | CH        |     -4635 | NS      | $-1126023.84  | -0.76%            |  |  |  | No            |                  2 | On Loan: No      |
| Aeroports de Paris                     | Aeroports de Paris                     | CUSIP: N/A<br>LEI: 969500PJMBSFHYC37989       | Short            | EC               | CORP              | FR        |     -5975 | NS      | $-920975.83   | -0.62%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | ASTRAZENECA PLC                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $53371.57     | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| CF Industries Holdings Inc             | CF Industries Holdings Inc             | CUSIP: 125269100<br>LEI: 529900CG8YAQFZ2JMV97 | Short            | EC               | CORP              | US        |     -3522 | NS      | $-381045.18   | -0.26%            |  |  |  | No            |                  1 | On Loan: No      |
| Cigna Corp                             | Cigna Corp                             | CUSIP: 125523100<br>LEI: 549300VIWYMSIGT1U456 | Long             | EC               | CORP              | US        |      9326 | NS      | $3067228.14   | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| CVS Health Corp                        | CVS Health Corp                        | CUSIP: 126650100<br>LEI: 549300EJG376EN5NQE29 | Long             | EC               | CORP              | US        |     26874 | NS      | $2737923.12   | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Cable One Inc                          | Cable One Inc                          | CUSIP: 12685J105<br>LEI: 549300648QS85T0XSH18 | Short            | EC               | CORP              | US        |      -359 | NS      | $-260020.11   | -0.17%            |  |  |  | No            |                  1 | On Loan: No      |
| Centene Corp                           | Centene Corp                           | CUSIP: 15135B101<br>LEI: 549300Z7JJ4TQSQGT333 | Long             | EC               | CORP              | US        |     42030 | NS      | $3658711.50   | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Central Garden & Pet Co                | Central Garden & Pet Co                | CUSIP: 153527205<br>LEI: 5493004DVZLD37DJ0H83 | Short            | EC               | CORP              | US        |    -13739 | NS      | $-536782.73   | -0.36%            |  |  |  | No            |                  1 | On Loan: No      |
| Century Aluminum Co                    | Century Aluminum Co                    | CUSIP: 156431108<br>LEI: 549300U5ODNGEYWKSW73 | Short            | EC               | CORP              | US        |    -63163 | NS      | $-569098.63   | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | DUNELM GROUP PLC                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-45777.11    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| Rexel SA                               | Rexel SA                               | CUSIP: N/A<br>LEI: 969500N6AVPA51648T62       | Long             | EC               | CORP              | FR        |    129182 | NS      | $2373899.45   | 1.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Ence Energia y Celulosa SA             | Ence Energia y Celulosa SA             | CUSIP: N/A<br>LEI: 95980020140005309084       | Long             | EC               | CORP              | ES        |     62143 | NS      | $205882.10    | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| Aalberts NV                            | Aalberts NV                            | CUSIP: N/A<br>LEI: 549300EMP9DT6Q35HZ31       | Long             | EC               | CORP              | NL        |     36619 | NS      | $1463131.74   | 0.98%             |  |  |  | No            |                  2 | On Loan: No      |
| Chipotle Mexican Grill Inc             | Chipotle Mexican Grill Inc             | CUSIP: 169656105<br>LEI: N/A                  | Short            | EC               | CORP              | US        |      -369 | NS      | $-600348.24   | -0.40%            |  |  |  | No            |                  1 | On Loan: No      |
| Cincinnati Financial Corp              | Cincinnati Financial Corp              | CUSIP: 172062101<br>LEI: 254900Q4WEDMZBOZ0002 | Short            | EC               | CORP              | US        |    -10034 | NS      | $-1113372.64  | -0.75%            |  |  |  | No            |                  1 | On Loan: No      |
| DSV A/S                                | DSV A/S                                | CUSIP: N/A<br>LEI: 529900X41C0BSLK67H70       | Long             | EC               | CORP              | DK        |     11341 | NS      | $1814484.06   | 1.22%             |  |  |  | No            |                  2 | On Loan: No      |
| ANDRITZ AG                             | ANDRITZ AG                             | CUSIP: A11123105<br>LEI: 549300VZKC61IR5U8G96 | Long             | EC               | CORP              | AT        |     15630 | NS      | $855387.05    | 0.58%             |  |  |  | No            |                  2 | On Loan: No      |
| Cisco Systems Inc                      | Cisco Systems Inc                      | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     44411 | NS      | $2208114.92   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                    | Coinbase Global Inc                    | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Short            | EC               | CORP              | US        |    -10432 | NS      | $-477055.36   | -0.32%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | CVS GROUP PLC                          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $13574.05     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | WH SMITH PLC                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $1905.23      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Suncor Energy Inc                      | Suncor Energy Inc                      | CUSIP: 867224107<br>LEI: 549300W70ZOQDVLCHY06 | Long             | EC               | CORP              | CA        |     63650 | NS      | $2092881.46   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Glencore PLC                           | Glencore PLC                           | CUSIP: N/A<br>LEI: 2138002658CPO9NBH955       | Long             | EC               | CORP              | CH        |    836895 | NS      | $5711091.71   | 3.84%             |  |  |  | No            |                  2 | On Loan: No      |
| Brenntag SE                            | Brenntag SE                            | CUSIP: N/A<br>LEI: NNROIXVWJ7CPSR27SV97       | Long             | EC               | CORP              | DE        |     10839 | NS      | $689156.72    | 0.46%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | AIRTAC INTERNATIONAL GROUP             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-24698.88    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Concentrix Corp                        | Concentrix Corp                        | CUSIP: 20602D101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19321 | NS      | $2364503.98   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Credit Acceptance Corp                 | Credit Acceptance Corp                 | CUSIP: 225310101<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -1498 | NS      | $-709992.08   | -0.48%            |  |  |  | No            |                  1 | On Loan: No      |
| Swiss Re AG                            | Swiss Re AG                            | CUSIP: N/A<br>LEI: 529900PS9YW3YY29F326       | Long             | EC               | CORP              | CH        |     12035 | NS      | $1078660.08   | 0.73%             |  |  |  | No            |                  2 | On Loan: No      |
| Cenovus Energy Inc                     | Cenovus Energy Inc                     | CUSIP: 15135U109<br>LEI: 549300F4XPHJ7NOSP309 | Long             | EC               | CORP              | CA        |    304443 | NS      | $6054232.06   | 4.07%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | ROLLS-ROYCE HOLDINGS PLC SWAP          | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $955.62       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nippon Paper Industries Co Ltd         | Nippon Paper Industries Co Ltd         | CUSIP: N/A<br>LEI: 3538007UWR5N9X8B8S30       | Short            | EC               | CORP              | JP        |    -94400 | NS      | $-663572.18   | -0.45%            |  |  |  | No            |                  2 | On Loan: No      |
| Cullen/Frost Bankers Inc               | Cullen/Frost Bankers Inc               | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Short            | EC               | CORP              | US        |     -5888 | NS      | $-854172.16   | -0.57%            |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc                 | Diamondback Energy Inc                 | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |      9987 | NS      | $1478275.74   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Doximity Inc                           | Doximity Inc                           | CUSIP: 26622P107<br>LEI: N/A                  | Short            | EC               | CORP              | US        |     -9147 | NS      | $-310906.53   | -0.21%            |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                    | Exact Sciences Corp                    | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Short            | EC               | CORP              | US        |     -8300 | NS      | $-373085.00   | -0.25%            |  |  |  | No            |                  1 | On Loan: No      |
| Xero Ltd                               | Xero Ltd                               | CUSIP: N/A<br>LEI: 254900UG5D8YST164N14       | Short            | EC               | CORP              | NZ        |    -10125 | NS      | $-503163.70   | -0.34%            |  |  |  | No            |                  2 | On Loan: No      |
| Ambu A/S                               | Ambu A/S                               | CUSIP: N/A<br>LEI: 5299008W2A69WX355710       | Short            | EC               | CORP              | DK        |    -26661 | NS      | $-338234.83   | -0.23%            |  |  |  | No            |                  2 | On Loan: No      |
| Idorsia Ltd                            | Idorsia Ltd                            | CUSIP: N/A<br>LEI: 506700XOVZUB107S5720       | Short            | EC               | CORP              | CH        |    -34634 | NS      | $-513511.12   | -0.35%            |  |  |  | No            |                  2 | On Loan: No      |
| Umicore SA                             | Umicore SA                             | CUSIP: B95505184<br>LEI: 529900F3AIQECS8ZSV61 | Short            | EC               | CORP              | BE        |    -14882 | NS      | $-537083.60   | -0.36%            |  |  |  | No            |                  2 | On Loan: No      |
| Unibail-Rodamco-Westfield              | Unibail-Rodamco-Westfield              | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | FR        |    -11177 | NS      | $-602453.41   | -0.41%            |  |  |  | No            |                  2 | On Loan: No      |
| IMI PLC                                | IMI PLC                                | CUSIP: N/A<br>LEI: 2138002W9Q21PF751R30       | Long             | EC               | CORP              | GB        |    153625 | NS      | $2526492.46   | 1.70%             |  |  |  | No            |                  2 | On Loan: No      |
| FMC Corp                               | FMC Corp                               | CUSIP: 302491303<br>LEI: CKDHZ2X64EEBQCSP7013 | Long             | EC               | CORP              | US        |      6967 | NS      | $910168.88    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Farfetch Ltd                           | Farfetch Ltd                           | CUSIP: 30744W107<br>LEI: 549300QFQ74Z0F96NS78 | Short            | EC               | CORP              | GB        |    -32894 | NS      | $-279599.00   | -0.19%            |  |  |  | No            |                  1 | On Loan: No      |
| Valmet Oyj                             | Valmet Oyj                             | CUSIP: N/A<br>LEI: 213800D9O7FUQDH83V62       | Short            | EC               | CORP              | FI        |    -35854 | NS      | $-926781.95   | -0.62%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | KLABIN SA - UNIT                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $219.08       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | KLABIN SA - UNIT                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $43693.64     | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Alibaba Group Holding Ltd              | Alibaba Group Holding Ltd              | CUSIP: G01719114<br>LEI: 5493001NTNQJDH60PM02 | Long             | EC               | CORP              | CN        |    194900 | NS      | $2121128.39   | 1.43%             |  |  |  | No            |                  2 | On Loan: No      |
| Ovintiv Inc                            | Ovintiv Inc                            | CUSIP: 69047Q102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43036 | NS      | $2393750.53   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Epiroc AB                              | Epiroc AB                              | CUSIP: W25918124<br>LEI: 5493004Q73OEYW1SPE91 | Short            | EC               | CORP              | SE        |    -24154 | NS      | $-465109.23   | -0.31%            |  |  |  | No            |                  2 | On Loan: No      |
| Stellantis NV                          | Stellantis NV                          | CUSIP: N82405106<br>LEI: 549300LKT9PW7ZIBDF31 | Long             | EC               | CORP              | NL        |    184209 | NS      | $2899318.07   | 1.95%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | INFORMA PLC                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $28547.49     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nibe Industrier AB                     | Nibe Industrier AB                     | CUSIP: W6S38Z126<br>LEI: 549300ZQH0FIF1P0MX67 | Short            | EC               | CORP              | SE        |    -52393 | NS      | $-494640.72   | -0.33%            |  |  |  | No            |                  2 | On Loan: No      |
| Endeavour Mining PLC                   | Endeavour Mining PLC                   | CUSIP: N/A<br>LEI: 529900NI5MXQ91GHXR07       | Long             | EC               | CORP              | GB        |     45724 | NS      | $970464.41    | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Credit Suisse Group AG                 | Credit Suisse Group AG                 | CUSIP: N/A<br>LEI: 549300506SI9CRFV9Z86       | Short            | EC               | CORP              | CH        |    -83557 | NS      | $-7770.69     | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| Universal Music Group NV               | Universal Music Group NV               | CUSIP: N/A<br>LEI: 724500GJBUL3D9TW9Y18       | Short            | EC               | CORP              | NL        |    -18367 | NS      | $-436783.40   | -0.29%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | OXFORD NANOPORE TECHNOLOGIES           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-67.36       | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | OXFORD NANOPORE TECHNOLOGIES           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $35067.16     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| First Financial Bankshares Inc         | First Financial Bankshares Inc         | CUSIP: 32020R109<br>LEI: 549300XN3GTGOENGNV49 | Short            | EC               | CORP              | US        |    -17463 | NS      | $-645257.85   | -0.43%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | NEXT PLC                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-443.59      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Daimler Truck Holding AG               | Daimler Truck Holding AG               | CUSIP: N/A<br>LEI: 529900PW78JIYOUBSR24       | Long             | EC               | CORP              | DE        |     47659 | NS      | $1570974.41   | 1.06%             |  |  |  | No            |                  2 | On Loan: No      |
| Flutter Entertainment PLC              | Flutter Entertainment PLC              | CUSIP: G3643J108<br>LEI: 635400EG4YIJLJMZJ782 | Long             | EC               | CORP              | IE        |     11321 | NS      | $1685676.15   | 1.13%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | NEXT PLC                               | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-17953.94    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| FleetCor Technologies Inc              | FleetCor Technologies Inc              | CUSIP: 339041105<br>LEI: 549300DG6RR0NQSFLN74 | Long             | EC               | CORP              | US        |      7439 | NS      | $1459531.80   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Svenska Handelsbanken AB               | Svenska Handelsbanken AB               | CUSIP: W9112U104<br>LEI: NHBDILHZTYCNBV5UYZ31 | Long             | EC               | CORP              | SE        |    229840 | NS      | $2334680.09   | 1.57%             |  |  |  | No            |                  2 | On Loan: No      |
| Nomura Real Estate Master Fund         | Nomura Real Estate Master Fund Inc     | CUSIP: N/A<br>LEI: 353800TNNZOQ1CPZE086       | Short            | EC               | CORP              | JP        |      -527 | NS      | $-660812.67   | -0.44%            |  |  |  | No            |                  2 | On Loan: No      |
| Grifols SA                             | Grifols SA                             | CUSIP: N/A<br>LEI: 959800HSSNXWRKBK4N60       | Short            | EC               | CORP              | ES        |    -37706 | NS      | $-403982.53   | -0.27%            |  |  |  | No            |                  2 | On Loan: No      |
| Sartorius Stedim Biotech               | Sartorius Stedim Biotech               | CUSIP: N/A<br>LEI: 52990006IVXY7GCSSR39       | Short            | EC               | CORP              | FR        |     -1984 | NS      | $-677148.43   | -0.46%            |  |  |  | No            |                  2 | On Loan: No      |
| Nordea Bank Abp                        | Nordea Bank Abp                        | CUSIP: X5S8VL105<br>LEI: 529900ODI3047E2LIV03 | Long             | EC               | CORP              | FI        |    180598 | NS      | $1897906.31   | 1.28%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | FUTURE PLC                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-144125.71   | -0.10%            |  |  |  | No            |                  1 | On Loan: No      |
| VAT Group AG                           | VAT Group AG                           | CUSIP: N/A<br>LEI: 529900MVFK7NVALR7Y83       | Short            | EC               | CORP              | CH        |     -2294 | NS      | $-642949.97   | -0.43%            |  |  |  | No            |                  2 | On Loan: No      |
| WiseTech Global Ltd                    | WiseTech Global Ltd                    | CUSIP: N/A<br>LEI: 254900VE3AF301Q85K83       | Short            | EC               | CORP              | AU        |    -11243 | NS      | $-449558.94   | -0.30%            |  |  |  | No            |                  2 | On Loan: No      |
| Floor & Decor Holdings Inc             | Floor & Decor Holdings Inc             | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Short            | EC               | CORP              | US        |    -11008 | NS      | $-821527.04   | -0.55%            |  |  |  | No            |                  1 | On Loan: No      |
| General Electric Co                    | General Electric Co                    | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Short            | EC               | CORP              | US        |     -5040 | NS      | $-433288.80   | -0.29%            |  |  |  | No            |                  1 | On Loan: No      |
| Goosehead Insurance Inc                | Goosehead Insurance Inc                | CUSIP: 38267D109<br>LEI: 549300WH5MBIWHJ9XY95 | Short            | EC               | CORP              | US        |     -4467 | NS      | $-181404.87   | -0.12%            |  |  |  | No            |                  1 | On Loan: No      |
| Greif Inc                              | Greif Inc                              | CUSIP: 397624107<br>LEI: 54930070FVGKR0Z1FI24 | Short            | EC               | CORP              | US        |     -4151 | NS      | $-291856.81   | -0.20%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | Diamondback Energy Inc                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -77 | NC      | $-70070.00    | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | ADIENT PLC                             | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $24589.19     | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Europacific Partners         | Coca-Cola Europacific Partners PLC     | CUSIP: N/A<br>LEI: 549300LTH67W4GWMRF57       | Long             | EC               | CORP              | GB        |     20454 | NS      | $1085902.86   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Everest Re Group Ltd                   | Everest Re Group Ltd                   | CUSIP: N/A<br>LEI: 549300N24XF2VV0B3570       | Long             | EC               | CORP              | BM        |      8450 | NS      | $2855593.00   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Ferroglobe PLC                         | Ferroglobe PLC                         | CUSIP: N/A<br>LEI: 2138005GCFJACFTZUD90       | Long             | EC               | CORP              | GB        |    197483 | NS      | $914346.29    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Frontline Ltd/Bermuda                  | Frontline Ltd/Bermuda                  | CUSIP: N/A<br>LEI: 5493004BCIKYU1YL3H63       | Long             | EC               | CORP              | NO        |    105255 | NS      | $1455676.65   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| ICON PLC                               | ICON PLC                               | CUSIP: N/A<br>LEI: 6354008SRQGEMC4XFI67       | Long             | EC               | CORP              | IE        |      6134 | NS      | $1321508.96   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| nVent Electric PLC                     | nVent Electric PLC                     | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |     44362 | NS      | $1774923.62   | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| HDFC Bank Ltd                          | HDFC Bank Ltd                          | CUSIP: 40415F101<br>LEI: 335800ZQ6I4E2JXENC50 | Long             | EC               | CORP              | IN        |     20862 | NS      | $1472231.34   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Haleon PLC                             | Haleon PLC                             | CUSIP: 405552100<br>LEI: 549300PSB3WWEODCUP19 | Short            | EC               | CORP              | GB        |    -90912 | NS      | $-626383.68   | -0.42%            |  |  |  | No            |                  1 | On Loan: No      |
| Trane Technologies PLC                 | Trane Technologies PLC                 | CUSIP: N/A<br>LEI: 549300BURLR9SLYY2705       | Short            | EC               | CORP              | IE        |     -4653 | NS      | $-830188.26   | -0.56%            |  |  |  | No            |                  1 | On Loan: No      |
| Triton International Ltd               | Triton International Ltd               | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | BM        |    -10272 | NS      | $-693051.84   | -0.47%            |  |  |  | No            |                  1 | On Loan: No      |
| Capgemini SE                           | Capgemini SE                           | CUSIP: F4973Q101<br>LEI: 96950077L0TN7BAROX36 | Long             | EC               | CORP              | FR        |      6552 | NS      | $1184590.05   | 0.80%             |  |  |  | No            |                  2 | On Loan: No      |
| Hayward Holdings Inc                   | Hayward Holdings Inc                   | CUSIP: 421298100<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -41026 | NS      | $-391798.30   | -0.26%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | Alphabet Inc                           | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -250 | NC      | $-311250.00   | -0.21%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | Lennar Corp                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -89 | NC      | $-134390.00   | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| Hess Corp                              | Hess Corp                              | CUSIP: 42809H107<br>LEI: UASVRYNXNK17ULIGK870 | Short            | EC               | CORP              | US        |     -5146 | NS      | $-740560.86   | -0.50%            |  |  |  | No            |                  1 | On Loan: No      |
| Hormel Foods Corp                      | Hormel Foods Corp                      | CUSIP: 440452100<br>LEI: MSD54751OJP1FS2ND863 | Short            | EC               | CORP              | US        |    -10723 | NS      | $-503981.00   | -0.34%            |  |  |  | No            |                  1 | On Loan: No      |
| Huntsman Corp                          | Huntsman Corp                          | CUSIP: 447011107<br>LEI: 5299000V56320A7RIQ67 | Short            | EC               | CORP              | US        |    -20332 | NS      | $-564822.96   | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| iHeartMedia Inc                        | iHeartMedia Inc                        | CUSIP: 45174J509<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -86913 | NS      | $-698780.52   | -0.47%            |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co                    | JPMorgan Chase & Co                    | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     10465 | NS      | $1446053.70   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Lennar Corp                            | Lennar Corp                            | CUSIP: 526057104<br>LEI: 529900G61XVRLX5TJX09 | Long             | EC               | CORP              | US        |     14143 | NS      | $1242179.69   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Societe BIC SA                         | Societe BIC SA                         | CUSIP: N/A<br>LEI: 969500UR00DF63I0VH67       | Long             | EC               | CORP              | FR        |     10616 | NS      | $701329.43    | 0.47%             |  |  |  | No            |                  2 | On Loan: No      |
| Lightwave Logic Inc                    | Lightwave Logic Inc                    | CUSIP: 532275104<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -41212 | NS      | $-326811.16   | -0.22%            |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                         | Lowe's Cos Inc                         | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Short            | EC               | CORP              | US        |     -2633 | NS      | $-559644.15   | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group Inc                        | Lucid Group Inc                        | CUSIP: 549498103<br>LEI: N/A                  | Short            | EC               | CORP              | US        |    -37813 | NS      | $-383423.82   | -0.26%            |  |  |  | No            |                  1 | On Loan: No      |
| Check Point Software Technolog         | Check Point Software Technologies Ltd  | CUSIP: N/A<br>LEI: 2549003ZVBH73EPNS513       | Long             | EC               | CORP              | IL        |     12398 | NS      | $1646826.34   | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | Micron Technology Inc                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -136 | NC      | $-134640.00   | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi                                 | Sanofi                                 | CUSIP: N/A<br>LEI: 549300E9PC51EN656011       | Long             | EC               | CORP              | FR        |     24854 | NS      | $2245054.13   | 1.51%             |  |  |  | No            |                  2 | On Loan: No      |
| Siemens AG                             | Siemens AG                             | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               | CORP              | DE        |     13444 | NS      | $1864486.87   | 1.25%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | Oracle Corp                            | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -392 | NC      | $-542920.00   | -0.37%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | Everest Re Group Ltd                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -44 | NC      | $-185460.00   | -0.12%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | Wells Fargo & Co                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       -67 | NC      | $-56280.00    | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Deutsche Bank AG                       | Deutsche Bank AG                       | CUSIP: D18190898<br>LEI: 7LTWFZYICNSX8D621K86 | Short            | EC               | CORP              | DE        |    -45454 | NS      | $-483102.45   | -0.32%            |  |  |  | No            |                  2 | On Loan: No      |
| Mattel Inc                             | Mattel Inc                             | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Short            | EC               | CORP              | US        |    -30158 | NS      | $-549780.34   | -0.37%            |  |  |  | No            |                  1 | On Loan: No      |
| McCormick & Co Inc/MD                  | McCormick & Co Inc/MD                  | CUSIP: 579780206<br>LEI: 549300JQQA6MQ4OJP259 | Short            | EC               | CORP              | US        |    -12008 | NS      | $-1022841.44  | -0.69%            |  |  |  | No            |                  1 | On Loan: No      |
| Varta AG                               | Varta AG                               | CUSIP: N/A<br>LEI: 529900E7KB95KOXBWP63       | Short            | EC               | CORP              | DE        |    -17921 | NS      | $-529556.88   | -0.36%            |  |  |  | No            |                  2 | On Loan: No      |
| Mercury Systems Inc                    | Mercury Systems Inc                    | CUSIP: 589378108<br>LEI: 549300P3B84SGK7HH679 | Short            | EC               | CORP              | US        |     -4992 | NS      | $-253693.44   | -0.17%            |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc                  | Micron Technology Inc                  | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     14418 | NS      | $831197.70    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| STMicroelectronics NV                  | STMicroelectronics NV                  | CUSIP: N/A<br>LEI: 213800Z8NOHIKRI42W10       | Long             | EC               | CORP              | CH        |     60727 | NS      | $2350564.55   | 1.58%             |  |  |  | No            |                  2 | On Loan: No      |
| Telia Co AB                            | Telia Co AB                            | CUSIP: N/A<br>LEI: 213800FSR9RNDUOTXO25       | Short            | EC               | CORP              | SE        |   -245594 | NS      | $-671140.65   | -0.45%            |  |  |  | No            |                  2 | On Loan: No      |
| Fortescue Metals Group Ltd             | Fortescue Metals Group Ltd             | CUSIP: N/A<br>LEI: 529900VEJFORCO6I4826       | Short            | EC               | CORP              | AU        |    -85368 | NS      | $-1136217.95  | -0.76%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | TREND MICRO INC                        | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $17988.27     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Musashi Seimitsu Industry Co L         | Musashi Seimitsu Industry Co Ltd       | CUSIP: N/A<br>LEI: 353800J742CBBV9MSZ43       | Short            | EC               | CORP              | JP        |    -49200 | NS      | $-641442.04   | -0.43%            |  |  |  | No            |                  2 | On Loan: No      |
| Mosaic Co/The                          | Mosaic Co/The                          | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Short            | EC               | CORP              | US        |     -8402 | NS      | $-431022.60   | -0.29%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | ADVANTECH CO LTD                       | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-24157.84    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                    | PAN JIT INTERNATIONAL INC              | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-47950.13    | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| Commonwealth Bank of Australia         | Commonwealth Bank of Australia         | CUSIP: Q26915100<br>LEI: MSFSBD3QN1GSN7Q6C537 | Short            | EC               | CORP              | AU        |     -6967 | NS      | $-513447.29   | -0.35%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | COMPAL ELECTRONICS                     | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $5767.61      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Rakuten Group Inc                      | Rakuten Group Inc                      | CUSIP: J64264104<br>LEI: 529900IMXUCQKUL1H943 | Short            | EC               | CORP              | JP        |    -86500 | NS      | $-415595.35   | -0.28%            |  |  |  | No            |                  2 | On Loan: No      |
| NOV Inc                                | NOV Inc                                | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Short            | EC               | CORP              | US        |    -37689 | NS      | $-846494.94   | -0.57%            |  |  |  | No            |                  1 | On Loan: No      |
| Fisher & Paykel Healthcare Cor         | Fisher & Paykel Healthcare Corp Ltd    | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | NZ        |    -33418 | NS      | $-500490.65   | -0.34%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | FORMOSA PLASTICS CORP                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-15377.14    | -0.01%            |  |  |  | No            |                  1 | On Loan: No      |
| National Beverage Corp                 | National Beverage Corp                 | CUSIP: 635017106<br>LEI: 549300O9MZIQJI8TGV17 | Short            | EC               | CORP              | US        |    -10841 | NS      | $-558636.73   | -0.38%            |  |  |  | No            |                  1 | On Loan: No      |
| Subaru Corp                            | Subaru Corp                            | CUSIP: N/A<br>LEI: 549300N244BVAEE6HH86       | Long             | EC               | CORP              | JP        |    101100 | NS      | $1731626.83   | 1.16%             |  |  |  | No            |                  2 | On Loan: No      |
| Fuji Corp/Aichi                        | Fuji Corp/Aichi                        | CUSIP: N/A<br>LEI: 353800G4VS3QLM6BSX66       | Long             | EC               | CORP              | JP        |     93300 | NS      | $1423511.01   | 0.96%             |  |  |  | No            |                  2 | On Loan: No      |
| Hirose Electric Co Ltd                 | Hirose Electric Co Ltd                 | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | JP        |     -2900 | NS      | $-388128.92   | -0.26%            |  |  |  | No            |                  2 | On Loan: No      |
| Honda Motor Co Ltd                     | Honda Motor Co Ltd                     | CUSIP: N/A<br>LEI: 549300P7ZYCQJ36CCS16       | Long             | EC               | CORP              | JP        |     27200 | NS      | $662907.60    | 0.45%             |  |  |  | No            |                  2 | On Loan: No      |
| IHI Corp                               | IHI Corp                               | CUSIP: N/A<br>LEI: 549300ETQIESIUQ2OE26       | Long             | EC               | CORP              | JP        |     72500 | NS      | $2000744.63   | 1.35%             |  |  |  | No            |                  2 | On Loan: No      |
| Aeon Co Ltd                            | Aeon Co Ltd                            | CUSIP: N/A<br>LEI: 5299009MXFL34SA71416       | Short            | EC               | CORP              | JP        |    -18100 | NS      | $-373542.48   | -0.25%            |  |  |  | No            |                  2 | On Loan: No      |
| Kikkoman Corp                          | Kikkoman Corp                          | CUSIP: N/A<br>LEI: 529900T9K5UH9HXOND47       | Short            | EC               | CORP              | JP        |    -11700 | NS      | $-662677.73   | -0.45%            |  |  |  | No            |                  2 | On Loan: No      |
| Komatsu Ltd                            | Komatsu Ltd                            | CUSIP: N/A<br>LEI: 5493004LQ0B4T7QPQV17       | Long             | EC               | CORP              | JP        |     54700 | NS      | $1270819.25   | 0.85%             |  |  |  | No            |                  2 | On Loan: No      |
| Lasertec Corp                          | Lasertec Corp                          | CUSIP: N/A<br>LEI: N/A                        | Short            | EC               | CORP              | JP        |     -6100 | NS      | $-1149862.18  | -0.77%            |  |  |  | No            |                  2 | On Loan: No      |
| Mitsui Chemicals Inc                   | Mitsui Chemicals Inc                   | CUSIP: N/A<br>LEI: 353800H2UB5ZEZRZQC02       | Short            | EC               | CORP              | JP        |    -28800 | NS      | $-655546.98   | -0.44%            |  |  |  | No            |                  2 | On Loan: No      |
| Murata Manufacturing Co Ltd            | Murata Manufacturing Co Ltd            | CUSIP: N/A<br>LEI: 529900QZG6DL8ZRI7140       | Short            | EC               | CORP              | JP        |    -11600 | NS      | $-636298.13   | -0.43%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                    | NAN YA PLASTICS CORP                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |         1 | NC      | $-22520.73    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| Renesas Electronics Corp               | Renesas Electronics Corp               | CUSIP: N/A<br>LEI: 5299000EPC47VJQOFB81       | Long             | EC               | CORP              | JP        |    298100 | NS      | $2923677.47   | 1.97%             |  |  |  | No            |                  2 | On Loan: No      |
| Nidec Corp                             | Nidec Corp                             | CUSIP: N/A<br>LEI: 353800IF171MZTNL6Y31       | Short            | EC               | CORP              | JP        |     -4200 | NS      | $-264484.85   | -0.18%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-24

**Name of Applicant:** RBB Fund, Inc.

**Signature:** /s/ James G. Shaw

**Name of Signer:** RBB Fund, Inc.

**Title:** CFO COO Treasurer