# EDGAR Filing Document

**Accession Number:** 0002095884
**File Stem:** 0002095884-26-000006
**Filing Date:** 2026-4
**Character Count:** 8375
**Document Hash:** efe0d618d4a49360c1faa8da41d1c204
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002095884-26-000006.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0002095884-26-000006

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260428

**DATE AS OF CHANGE**: 20260428

**EFFECTIVENESS DATE**: 20260428

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Split Rock Private Trading & Wealth Management, LLC
- **CENTRAL INDEX KEY:** 0002095884

**ORGANIZATION NAME:**
- **EIN:** 271440500
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-25967
- **FILM NUMBER:** 26905843

**BUSINESS ADDRESS:**
- **STREET 1:** 105 ARCH STREET
- **CITY:** CLOQUET
- **STATE:** MN
- **ZIP:** 55720
- **BUSINESS PHONE:** 218-879-3262

**MAIL ADDRESS:**
- **STREET 1:** 105 ARCH STREET
- **CITY:** CLOQUET
- **STATE:** MN
- **ZIP:** 55720

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Split Rock Private Trading  Wealth Management LLC<br>**Address:** 105 Arch Street<br>Cloquet, MN 55720

**Form 13F File Number:** 028-25967

**CRD Number (if applicable):** 000152003

**SEC File Number (if applicable):** 801-119587

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Mark J. Cool<br>**Title:** CCO<br>**Phone:** 218-879-3262

**Signature, Place, and Date of Signing:**

/s/ Mark J. Cool  Cloquet, MN  04-28-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 46

**Form 13F Information Table Value Total:** $129161169

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALAMOS GOLD INC | COM CL A | 011532108 |  | 310566 | 6990 | SH |  | SOLE |  | 0 | 0 | 6990 |
| AMAZON COM INC | COM | 023135106 |  | 5772501 | 27716 | SH |  | SOLE |  | 0 | 0 | 27716 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 |  | 207478 | 2446 | SH |  | SOLE |  | 0 | 0 | 2446 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 229099 | 2074 | SH |  | SOLE |  | 0 | 0 | 2074 |
| APPLE INC | COM | 037833100 |  | 6521178 | 25695 | SH |  | SOLE |  | 0 | 0 | 25695 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 973892 | 2032 | SH |  | SOLE |  | 0 | 0 | 2032 |
| BROADCOM INC | COM | 11135F101 |  | 332689 | 1075 | SH |  | SOLE |  | 0 | 0 | 1075 |
| ELEDON PHARMACEUTICALS INC | COM | 28617K101 |  | 30800 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 549189 | 3237 | SH |  | SOLE |  | 0 | 0 | 3237 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 |  | 299512 | 5422 | SH |  | SOLE |  | 0 | 0 | 5422 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 7670042 | 168129 | SH |  | SOLE |  | 0 | 0 | 168129 |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 315948109 |  | 462240 | 7831 | SH |  | SOLE |  | 0 | 0 | 7831 |
| FIRST TR EXCHANGE-TRADED FD | DJ GLBL DIVID | 33734X200 |  | 1463738 | 45842 | SH |  | SOLE |  | 0 | 0 | 45842 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 33738D879 |  | 260385 | 10191 | SH |  | SOLE |  | 0 | 0 | 10191 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 33740F755 |  | 5474399 | 162108 | SH |  | SOLE |  | 0 | 0 | 162108 |
| GRAYSCALE ETHEREUM STAKING | SHS NEW | 38964R203 |  | 355779 | 17914 | SH |  | SOLE |  | 0 | 0 | 17914 |
| INNOVATOR ETFS TRUST | QUITY MANAGD FLR | 45783Y673 |  | 430120 | 12147 | SH |  | SOLE |  | 0 | 0 | 12147 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 6716114 | 11636 | SH |  | SOLE |  | 0 | 0 | 11636 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 4669983 | 37567 | SH |  | SOLE |  | 0 | 0 | 37567 |
| ISHARES TR | CORE S ETF | 464287200 |  | 264283 | 405 | SH |  | SOLE |  | 0 | 0 | 405 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 817684 | 7703 | SH |  | SOLE |  | 0 | 0 | 7703 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 202430 | 1580 | SH |  | SOLE |  | 0 | 0 | 1580 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 |  | 221525 | 1520 | SH |  | SOLE |  | 0 | 0 | 1520 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 231638 | 2175 | SH |  | SOLE |  | 0 | 0 | 2175 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1789261 | 16213 | SH |  | SOLE |  | 0 | 0 | 16213 |
| ISHARES TR | TRS FLT RT BD | 46434V860 |  | 5610159 | 110807 | SH |  | SOLE |  | 0 | 0 | 110807 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 |  | 2911250 | 64437 | SH |  | SOLE |  | 0 | 0 | 64437 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 8481036 | 168375 | SH |  | SOLE |  | 0 | 0 | 168375 |
| MICROSOFT CORP | COM | 594918104 |  | 1328078 | 3588 | SH |  | SOLE |  | 0 | 0 | 3588 |
| MORGAN STANLEY ETF TRUST | EATON VANCE TOTA | 61774R841 |  | 775020 | 15271 | SH |  | SOLE |  | 0 | 0 | 15271 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1437340 | 8242 | SH |  | SOLE |  | 0 | 0 | 8242 |
| ORACLE CORP | COM | 68389X105 |  | 214223 | 1456 | SH |  | SOLE |  | 0 | 0 | 1456 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 1270147 | 11981 | SH |  | SOLE |  | 0 | 0 | 11981 |
| PROSHARES TR | S TECH DIVIDEN | 74347G606 |  | 398981 | 4710 | SH |  | SOLE |  | 0 | 0 | 4710 |
| QUANTA SVCS INC | COM | 74762E102 |  | 1018844 | 1856 | SH |  | SOLE |  | 0 | 0 | 1856 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y308 |  | 5102771 | 62244 | SH |  | SOLE |  | 0 | 0 | 62244 |
| SPDR INDEX SHS FDS | STATE STREET SPD | 78463X509 |  | 1416246 | 30191 | SH |  | SOLE |  | 0 | 0 | 30191 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A763 |  | 206943 | 1418 | SH |  | SOLE |  | 0 | 0 | 1418 |
| SPINNAKER ETF SERIES | NORTH SHORE EQTY | 84858T855 |  | 49581652 | 3825125 | SH |  | SOLE |  | 0 | 0 | 3825125 |
| UBS AG | ENTRACS GOLD SHS | 22542D233 |  | 951187 | 5729 | SH |  | SOLE |  | 0 | 0 | 5729 |
| UBS AG | ETRACS SILVER SH | 22542D225 |  | 737130 | 8295 | SH |  | SOLE |  | 0 | 0 | 8295 |
| UNITED PARCEL SVCS INC | CL B | 911312106 |  | 200302 | 2036 | SH |  | SOLE |  | 0 | 0 | 2036 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 368920 | 4780 | SH |  | SOLE |  | 0 | 0 | 4780 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 220529 | 2665 | SH |  | SOLE |  | 0 | 0 | 2665 |
| WALMART INC | COM | 931142103 |  | 473061 | 3806 | SH |  | SOLE |  | 0 | 0 | 3806 |
| WP CAREY INC | COM | 92936U109 |  | 200825 | 2955 | SH |  | SOLE |  | 0 | 0 | 2955 |

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