# EDGAR Filing Document

**Accession Number:** 0001683471
**File Stem:** 0001145549-23-009868
**Filing Date:** 2023-2
**Character Count:** 33733
**Document Hash:** 8ce0d5c693ec554868b954493015fb1f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-009868.hdr.sgml**: 20230224

**ACCESSION NUMBER**: 0001145549-23-009868

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230224

**DATE AS OF CHANGE**: 20230224

**PERIOD START**: 20230930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Listed Funds Trust
- **CENTRAL INDEX KEY:** 0001683471
- **IRS NUMBER:** 826272597
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23226
- **FILM NUMBER:** 23666436

**BUSINESS ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-765-5144

**MAIL ADDRESS:**
- **STREET 1:** 615 E. MICHIGAN STREET
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Active Weighting Funds ETF Trust
- **DATE OF NAME CHANGE:** 20160830

## Series and Classes Contracts Data

### Dividend Performers ETF (Series ID: S000075510)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000234658 | Dividend Performers ETF | IPDP            |

## Nport-Ex

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **Dividend Performers ETF** | **Dividend Performers ETF** | **Dividend Performers ETF** | **Dividend Performers ETF** | **Dividend Performers ETF** | **Dividend Performers ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) |  |  |  |  |
|  | **Shares** | **Value** | **Value** |  |  |
| **COMMON STOCKS - 116.8%** | **COMMON STOCKS - 116.8%** |  |  |  |  |
| **Banks - 2.2%** |  |  |  |  |  |
| 1st Source Corp. | 6191 | $ | 328680 |  |  |
| **Building Materials - 2.3%** |  |  |  |  |  |
| Apogee Enterprises, Inc. | 7524 |  | 334517 |  |  |
| **Chemicals - 2.3%** |  |  |  |  |  |
| The Sherwin-Williams Co. (a) | 1423 |  | 337721 |  |  |
| **Commercial Services - 7.0%** |  |  |  |  |  |
| ABM Industries, Inc. (a) | 7787 |  | 345899 |  |  |
| Automatic Data Processing, Inc. | 1371 |  | 327477 |  |  |
| Cintas Corp. (a) | 781 |  | 352715 |  |  |
|  |  |  | 1026091 |  |  |
| **Computers - 2.2%** |  |  |  |  |  |
| Accenture PLC - Class A (a)(b) | 1230 |  | 328213 |  |  |
| **Distribution & Wholesale - 4.5%** |  |  |  |  |  |
| Fastenal Co. (a) | 6856 |  | 324426 |  |  |
| WW Grainger, Inc. (a) | 598 |  | 332638 |  |  |
|  |  |  | 657064 |  |  |
| **Diversified Financial Services - 6.9%** |  |  |  |  |  |
| Cohen & Steers, Inc. (a) | 5402 |  | 348753 |  |  |
| Discover Financial Services | 3300 |  | 322839 |  |  |
| SEI Investments Co. | 5815 |  | 339015 |  |  |
|  |  |  | 1010607 |  |  |
| **Electrical Components & Equipment - 2.4%** |  |  |  |  |  |
| Emerson Electric Co. (a) | 3727 |  | 358016 |  |  |
| **Electronics - 6.9%** |  |  |  |  |  |
| Amphenol Corp. - Class A | 4476 |  | 340803 |  |  |
| Badger Meter, Inc. | 3056 |  | 333196 |  |  |
| Hubbell, Inc. (a) | 1420 |  | 333246 |  |  |
|  |  |  | 1007245 |  |  |
| **Food - 2.2%** |  |  |  |  |  |
| The Kroger Co. | 7336 |  | 327039 |  |  |
| **Hand & Machine Tools - 4.7%** |  |  |  |  |  |
| Lincoln Electric Holdings, Inc. (a) | 2411 |  | 348365 |  |  |
| Snap-on, Inc. (a) | 1502 |  | 343192 |  |  |
|  |  |  | 691557 |  |  |
| **Healthcare - Products - 5.0%** |  |  |  |  |  |
| Abbott Laboratories (a) | 3382 |  | 371310 |  |  |
| Stryker Corp. | 1496 |  | 365757 |  |  |
|  |  |  | 737067 |  |  |
| **Healthcare - Services - 9.4%** |  |  |  |  |  |
| Chemed Corp. | 688 |  | 351176 |  |  |
| Elevance Health, Inc. | 686 |  | 351897 |  |  |
| Humana, Inc. | 652 |  | 333948 |  |  |
| UnitedHealth Group, Inc. (a) | 660 |  | 349919 |  |  |
|  |  |  | 1386940 |  |  |
| **Household Products & Wares - 2.3%** |  |  |  |  |  |
| Avery Dennison Corp. (a) | 1861 |  | 336841 |  |  |
| **Insurance - 4.8%** |  |  |  |  |  |
| Globe Life, Inc. | 2999 |  | 361529 |  |  |
| Marsh & McLennan Cos., Inc. | 2077 |  | 343702 |  |  |
|  |  |  | 705231 |  |  |
| **Machinery - Diversified - 7.1%** |  |  |  |  |  |
| Applied Industrial Technologies, Inc. (a) | 2742 |  | 345574 |  |  |
| Dover Corp. (a) | 2548 |  | 345025 |  |  |
| Rockwell Automation, Inc. | 1373 |  | 353644 |  |  |
|  |  |  | 1044243 |  |  |
| **Miscellaneous Manufacturing - 9.0%** |  |  |  |  |  |
| 3M Co. (a) | 2777 |  | 333018 |  |  |
| Donaldson Co., Inc. (a) | 5897 |  | 347156 |  |  |
| Eaton Corp PLC (a)(b) | 2172 |  | 340895 |  |  |
| Hillenbrand, Inc. | 6984 |  | 298007 |  |  |
|  |  |  | 1319076 |  |  |
| **Pharmaceuticals - 7.2%** |  |  |  |  |  |
| AmerisourceBergen Corp. (a) | 2106 |  | 348985 |  |  |
| Johnson & Johnson (a) | 2002 |  | 353653 |  |  |
| McKesson Corp. (a) | 928 |  | 348111 |  |  |
|  |  |  | 1050749 |  |  |
| **Retail - 9.2%** |  |  |  |  |  |
| Genuine Parts Co. (a) | 1942 |  | 336956 |  |  |
| Lowe's Cos., Inc. | 1694 |  | 337513 |  |  |
| Target Corp. (a) | 2181 |  | 325056 |  |  |
| The Home Depot, Inc. | 1108 |  | 349973 |  |  |
|  |  |  | 1349498 |  |  |
| **Semiconductors - 4.9%** |  |  |  |  |  |
| Broadcom, Inc. (a) | 682 |  | 381327 |  |  |
| Microchip Technology, Inc. (a) | 4713 |  | 331088 |  |  |
|  |  |  | 712415 |  |  |
| **Software - 7.1%** |  |  |  |  |  |
| Microsoft Corp. | 1455 |  | 348938 |  |  |
| Paychex, Inc. (a) | 2933 |  | 338937 |  |  |
| Roper Technologies, Inc. | 817 |  | 353018 |  |  |
|  |  |  | 1040893 |  |  |
| **Telecommunications - 4.8%** |  |  |  |  |  |
| Cisco Systems, Inc. | 7384 |  | 351774 |  |  |
| Motorola Solutions, Inc. | 1344 |  | 346362 |  |  |
|  |  |  | 698136 |  |  |
| **Transportation - 2.4%** |  |  |  |  |  |
| United Parcel Service, Inc. - Class B | 2010 |  | 349418 |  |  |
| **TOTAL COMMON STOCKS (Cost $16,269,816)** |  |  | 17137257 |  |  |
| **MONEY MARKET FUNDS - 0.7%** | **MONEY MARKET FUNDS - 0.7%** |  |  |  |  |
| First American Government Obligations Fund - Class X, 4.08% (d) | 106519 |  | 106519 |  |  |
| **TOTAL MONEY MARKET FUNDS (Cost $106,519)** | **TOTAL MONEY MARKET FUNDS (Cost $106,519)** |  | 106519 |  |  |
|  | **Number of** |  |  |  |  |
|  | **Contracts (c)** |  |  | **Notional Value** | **Notional Value** |
| **PURCHASED OPTIONS - 0.8%** | **PURCHASED OPTIONS - 0.8%** |  |  |  |  |
| **PURCHASED PUT OPTIONS - 0.8%** |  |  |  |  |  |
| CBOE Mini S&P 500 Index |  |  |  |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: January 2023, Exercise Price: $360 (e) | 129 |  | 22640 | $| 4644000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $350 (e) | 166 |  | 40006 |  | 5810000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $360 (e) | 225 |  | 59625 |  | 8100000 |
| **TOTAL PURCHASED OPTIONS (Cost $158,427)** |  |  | 122271 |  |  |
| TOTAL INVESTMENTS (Cost $16,534,762) - 118.3% |  |  | 17366047 |  |  |
| Other Assets and Liabilities, net - (18.3)% |  |  | (2690270) |  |  |
| NET ASSETS - 100.0% |  | $ | 14675777 |  |  |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |  |
| CBOE Chicago Board Options Exchange | CBOE Chicago Board Options Exchange | CBOE Chicago Board Options Exchange | CBOE Chicago Board Options Exchange |  |  |
| PLC Public Limited Company |  |  |  |  |  |
| (a) A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $7,546,073 or 51.4% of net assets. | (a) A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $7,546,073 or 51.4% of net assets. | (a) A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $7,546,073 or 51.4% of net assets. | (a) A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $7,546,073 or 51.4% of net assets. | (a) A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $7,546,073 or 51.4% of net assets. | (a) A portion or all of the security has been segregated or earmarked as collateral for written options. As of December 31, 2022, the value of these securities amounts to $7,546,073 or 51.4% of net assets. |
| (b) Foreign issued security. |  |  |  |  |  |
| (c) Each contract has a multiplier of 100. |  |  |  |  |  |
| (d) The rate shown is the seven-day yield at period end. | (d) The rate shown is the seven-day yield at period end. | (d) The rate shown is the seven-day yield at period end. | (d) The rate shown is the seven-day yield at period end. | (d) The rate shown is the seven-day yield at period end. | (d) The rate shown is the seven-day yield at period end. |
| (e) Held in connection with a written option, see Schedule of Written Options for more detail. | (e) Held in connection with a written option, see Schedule of Written Options for more detail. | (e) Held in connection with a written option, see Schedule of Written Options for more detail. | (e) Held in connection with a written option, see Schedule of Written Options for more detail. | (e) Held in connection with a written option, see Schedule of Written Options for more detail. | (e) Held in connection with a written option, see Schedule of Written Options for more detail. |

| | | | |
|:---|:---|:---|:---|
| **Dividend Performers ETF** | **Dividend Performers ETF** |  |  |
| **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** | **Schedule of Written Options** |
| December 31, 2022 (Unaudited) | December 31, 2022 (Unaudited) |  |  |
|  | **Number of** |  |  |
|  | **Contracts (a)** | **Value** | **Notional Value** |
| **WRITTEN OPTIONS - (18.8)%** |  |  |  |
| **WRITTEN PUT OPTIONS - (18.8)%** |  |  |  |
| CBOE Mini S&P 500 Index |  |  |  |
| &nbsp;&nbsp;&nbsp; Expiration: January 2023, Exercise Price: $440 | 129 | $702921 | $5676000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $435 | 166 | 816139 | 7221000 |
| &nbsp;&nbsp;&nbsp; Expiration: February 2023, Exercise Price: $440 | 225 | 1220288 | 9900000 |
| **TOTAL WRITTEN OPTIONS (Premiums Received $2,737,197)** |  | $2739348 |  |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. |  |
| CBOE Chicago Board Options Exchange | CBOE Chicago Board Options Exchange | CBOE Chicago Board Options Exchange |  |
| (a) Each contract has a multiplier of 100. |  |  |  |

| |
|:---|
| **Fair Value Measurements** |
| Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. |
| The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. |
| The following is a summary of the inputs used to value the Fund's investments carried at fair value as of December 31, 2022: |

---

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | Level 1 | Level 2 | Level 3 | Total |
| **Investments - Assets:** |  |  |  |  |
| Common Stocks\* | $17137257 | $- | $- | $17137257 |
| Money Market Funds | 106519 | - | - | 106519 |
| Purchased Options | - | 122271 | - | 122271 |
| **Total Investments - Assets** | $17243776 | $122271 | $- | $17366047 |
| **Other Financial Instruments - Liabilities:** |  |  |  |  |
| Written Put Options | $- | $2739348 | $- | $2739348 |
| \* See the Schedule of Investments for industry classifications. |  |  |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Listed Funds Trust

- **b. Investment Company Act file number:** 811-23226

- **c. CIK number of Registrant:** 0001683471

- **d. LEI of Registrant:** 549300C5D73JL0P1YC11

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 615 East Michigan Street

  - **City:** Milwaukee

  - **State:** WI

  - **Foreign country:** US

  - **Zip / Postal Code:** 53202

  - **Telephone number:** 414-516-1681

**Item A.2. Information about the Series.**

- **a. Name of Series:** Dividend Performers ETF

- **b. EDGAR series identifier (if any):** S000075510

- **c. LEI of Series:** 549300OUA2LGMQTGHD54

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-09-30

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $17444355.82

**Total Liabilities:** $2764322.38

**Net Assets:** $14680033.44

**Cash Not Reported:** $61499.47

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000234658 | 17.48%               | 14.06%               | -12.75%              |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $1628019.45                                |
| Month 2  | $520054.01               | $710340.20                                 |
| Month 3  | $430580.96               | $-1370515.08                               |

**Designated Index Information**

- **Index Name:** Fund's Securities Portfolio

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Fastenal Co                    | Fastenal Co                                | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |      6856 | NS      | $324425.92    | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |    106519 | NS      | $106519.31    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| 1st Source Corp                | 1st Source Corp                            | CUSIP: 336901103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6191 | NS      | $328680.19    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Genuine Parts Co               | Genuine Parts Co                           | CUSIP: 372460105<br>LEI: 549300D46DQVEU651W04 | Long             | EC               | CORP              | US        |      1942 | NS      | $336956.42    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Globe Life Inc                 | Globe Life Inc                             | CUSIP: 37959E102<br>LEI: 5493001JFHKQOPP6XA71 | Long             | EC               | CORP              | US        |      2999 | NS      | $361529.45    | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| WW Grainger Inc                | WW Grainger Inc                            | CUSIP: 384802104<br>LEI: 549300TWZSP6O1IH2V34 | Long             | EC               | CORP              | US        |       598 | NS      | $332637.50    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Hillenbrand Inc                | Hillenbrand Inc                            | CUSIP: 431571108<br>LEI: U246OE781574J2BUD366 | Long             | EC               | CORP              | US        |      6984 | NS      | $298007.28    | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc/The             | Home Depot Inc/The                         | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |      1108 | NS      | $349972.88    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Hubbell Inc                    | Hubbell Inc                                | CUSIP: 443510607<br>LEI: 54930088VDQ6840Y6597 | Long             | EC               | CORP              | US        |      1420 | NS      | $333245.60    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Humana Inc                     | Humana Inc                                 | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |       652 | NS      | $333947.88    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson              | Johnson & Johnson                          | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |      2002 | NS      | $353653.30    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Kroger Co/The                  | Kroger Co/The                              | CUSIP: 501044101<br>LEI: 6CPEOKI6OYJ13Q6O7870 | Long             | EC               | CORP              | US        |      7336 | NS      | $327038.88    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc  | Lincoln Electric Holdings Inc              | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |      2411 | NS      | $348365.39    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowe's Cos Inc                 | Lowe's Cos Inc                             | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |      1694 | NS      | $337512.56    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Cos Inc       | Marsh & McLennan Cos Inc                   | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |      2077 | NS      | $343701.96    | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| McKesson Corp                  | McKesson Corp                              | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |       928 | NS      | $348111.36    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                 | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      1455 | NS      | $348938.10    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc       | Microchip Technology Inc                   | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |      4713 | NS      | $331088.25    | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc         | Motorola Solutions Inc                     | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |      1344 | NS      | $346362.24    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                    | Paychex Inc                                | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |      2933 | NS      | $338937.48    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc        | Rockwell Automation Inc                    | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |      1373 | NS      | $353643.61    | 2.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Roper Technologies Inc         | Roper Technologies Inc                     | CUSIP: 776696106<br>LEI: 54930003T4SXCIWVXY35 | Long             | EC               | CORP              | US        |       817 | NS      | $353017.53    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| SEI Investments Co             | SEI Investments Co                         | CUSIP: 784117103<br>LEI: 5LJTIFADGZ6XH1RVOC11 | Long             | EC               | CORP              | US        |      5815 | NS      | $339014.50    | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 350                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       166 | NC      | $40006.00     | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 435                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -166 | NC      | $-816139.00   | -5.56%            |  |  |  | No            |                  2 | On Loan: No      |
| ABM Industries Inc             | ABM Industries Inc                         | CUSIP: 000957100<br>LEI: QF02R89VEIOROM77J447 | Long             | EC               | CORP              | US        |      7787 | NS      | $345898.54    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories            | Abbott Laboratories                        | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |      3382 | NS      | $371309.78    | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| AmerisourceBergen Corp         | AmerisourceBergen Corp                     | CUSIP: 03073E105<br>LEI: AI8GXW8LG5WK7E9UD086 | Long             | EC               | CORP              | US        |      2106 | NS      | $348985.26    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Amphenol Corp                  | Amphenol Corp                              | CUSIP: 032095101<br>LEI: 549300D3L3G0R4U4VT04 | Long             | EC               | CORP              | US        |      4476 | NS      | $340802.64    | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc            | Elevance Health Inc                        | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |       686 | NS      | $351897.42    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Apogee Enterprises Inc         | Apogee Enterprises Inc                     | CUSIP: 037598109<br>LEI: 549300579S7QW8V4IJ60 | Long             | EC               | CORP              | US        |      7524 | NS      | $334517.04    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Industrial Technologie | Applied Industrial Technologies Inc        | CUSIP: 03820C105<br>LEI: 549300NU173IJRC6PO38 | Long             | EC               | CORP              | US        |      2742 | NS      | $345574.26    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc  | Automatic Data Processing Inc              | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |      1371 | NS      | $327477.06    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Avery Dennison Corp            | Avery Dennison Corp                        | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |      1861 | NS      | $336841.00    | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Badger Meter Inc               | Badger Meter Inc                           | CUSIP: 056525108<br>LEI: 5493002JENE20OGTUG20 | Long             | EC               | CORP              | US        |      3056 | NS      | $333195.68    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                               | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |       682 | NS      | $381326.66    | 2.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                    | Chemed Corp                                | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |       688 | NS      | $351175.84    | 2.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                          | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |      7384 | NS      | $351773.76    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                    | Cintas Corp                                | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       781 | NS      | $352715.22    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Inc             | Cohen & Steers Inc                         | CUSIP: 19247A100<br>LEI: 549300XXIA338A0X2K65 | Long             | EC               | CORP              | US        |      5402 | NS      | $348753.12    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Discover Financial Services    | Discover Financial Services                | CUSIP: 254709108<br>LEI: Z1YLO2USPORE63VVUL20 | Long             | EC               | CORP              | US        |      3300 | NS      | $322839.00    | 2.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Donaldson Co Inc               | Donaldson Co Inc                           | CUSIP: 257651109<br>LEI: OZE6KXY9QQPR8EJ8WL20 | Long             | EC               | CORP              | US        |      5897 | NS      | $347156.39    | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Dover Corp                     | Dover Corp                                 | CUSIP: 260003108<br>LEI: 549300FMC2ALGA7N9E80 | Long             | EC               | CORP              | US        |      2548 | NS      | $345024.68    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co            | Emerson Electric Co                        | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |      3727 | NS      | $358015.62    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Sherwin-Williams Co/The        | Sherwin-Williams Co/The                    | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |      1423 | NS      | $337720.59    | 2.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Snap-on Inc                    | Snap-on Inc                                | CUSIP: 833034101<br>LEI: HHWAT5TDOYZMM26KKQ73 | Long             | EC               | CORP              | US        |      1502 | NS      | $343191.98    | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                   | Stryker Corp                               | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      1496 | NS      | $365757.04    | 2.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Target Corp                    | Target Corp                                | CUSIP: 87612E106<br>LEI: 8WDDFXB5T1Z6J0XC1L66 | Long             | EC               | CORP              | US        |      2181 | NS      | $325056.24    | 2.21%             |  |  |  | No            |                  1 | On Loan: No      |
| 3M Co                          | 3M Co                                      | CUSIP: 88579Y101<br>LEI: LUZQVYP4VS22CLWDAR65 | Long             | EC               | CORP              | US        |      2777 | NS      | $333017.84    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| United Parcel Service Inc      | United Parcel Service Inc                  | CUSIP: 911312106<br>LEI: D01LMJZU09ULLNCY6Z23 | Long             | EC               | CORP              | US        |      2010 | NS      | $349418.40    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc         | UnitedHealth Group Inc                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |       660 | NS      | $349918.80    | 2.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                  | Accenture PLC                              | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |      1230 | NS      | $328213.20    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                 | Eaton Corp PLC                             | CUSIP: N/A<br>LEI: 549300VDIGTMXUNT7H71       | Long             | EC               | CORP              | US        |      2172 | NS      | $340895.40    | 2.32%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 12/22 350                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       152 | NC      | $4256.00      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 01/23 360                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       129 | NC      | $22639.50     | 0.15%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 01/23 440                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -129 | NC      | $-702921.00   | -4.79%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 360                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       225 | NC      | $59625.00     | 0.41%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                            | CBOE MIN PUT OPT 02/23 440                 | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      -225 | NC      | $-1220287.50  | -8.31%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Listed Funds Trust

**Signature:** /s/Travis Babich

**Name of Signer:** Travis Babich

**Title:** Treasurer