# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069584
**Filing Date:** 2023-3
**Character Count:** 27684
**Document Hash:** f962ba449825a6d788a1c366347c21b8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069584.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069584

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767812

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Hedge Long/Short Tracker ETF (Series ID: S000023663)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000069677 | IQ Hedge Long/Short Tracker ETF | QLS             |

## Nport-Ex

Schedule of Investments ─ IQ Hedge Long/Short Tracker ETF

January 31, 2023 (unaudited)

---

| | |
|:---|:---|
|  | **Value** |
| **Other Assets and Liabilities, Net — 100.0%** | $**20079561** |
| **Net Assets — 100.0%** | $**20079561** |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Hedge Long/Short Tracker ETF

- **b. EDGAR series identifier (if any):** S000023663

- **c. LEI of Series:** 549300TMJ8VGZ86FAF44

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **Yes**

### Fund Information

**Total Assets:** $20261596.99

**Total Liabilities:** $175457.10

**Net Assets:** $20086139.89

**Cash Not Reported:** $18477.48

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000069677 | 7.14%                | -1.98%               | 4.20%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-68963.65               | $1498566.05                                |
| Month 2  | $-5882.60                | $-729773.07                                |
| Month 3  | $-919099.00              | $772413.09                                 |

**Designated Index Information**

- **Index Name:** IQ Hedge Long/Short Index

- **Index Identifier:** IQHGLS

### Schedule of Portfolio Investments

| Name                                                  | Title                                                           | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $7788.90      | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES S&P SMALL-CAP 600 VALUE ETF                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-2735.13     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares Short Treasury Bond ETF                       | ISHARES SHORT TREASURY BOND                                     | CUSIP: 464288679<br>LEI: 549300F8ZJ4IZLOOBP30 | Long             | EC               | RF                | US        |       433 | NS      | $47751.24     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD CONSUMER DISCRETIONARY ETF                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-3086.17     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Senior Loan ETF                               | Invesco Senior Loan ETF                                         | CUSIP: 46138G508<br>LEI: 549300SIHU6DQELRNG59 | Long             | EC               | RF                | US        |     29133 | NS      | $614997.63    | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS SCHWAB INTL SMALL-CAP EQUITY                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-9305.36     | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS FINANCIAL SELECT SECTOR SPDR FUND                           | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $12161.72     | 0.06%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS FIDELITY MSCI REAL ESTATE INDEX ETF                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $305.87       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD HEALTH CARE ETF                                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-1524.15     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS SELECT SECTOR SPDR TR SBI CONS DISCR                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-10186.85    | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares Core US REIT ETF                              | ISHARES CORE US REIT ETF                                        | CUSIP: 464288521<br>LEI: N/A                  | Long             | EC               | RF                | US        |       783 | NS      | $42861.42     | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS INDUSTRIAL SELECT SECT SPDR                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-7959.74     | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES SHORT TREASURY BOND ETF                             | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-2.38        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES U.S. INDUSTRIALS ETF                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-1368.59     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| iPath Series B S&P 500 VIX Short-Term Futures ETN     | IPATH SERIES B S&P 500 VIX                                      | CUSIP: 06747R477<br>LEI: N/A                  | Long             | EC               | RF                | US        |     17335 | NS      | $196232.20    | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS TECHNOLOGY SELECT SECTOR SPDR FUND                          | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-20605.51    | -0.10%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD FTSE ALL WO X-US SC                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-17794.07    | -0.09%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD INFO TECH ETF                                      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-9129.86     | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| IQ Ultra Short Duration Etf                           | IQ Ultra Short Duration Etf                                     | CUSIP: 45409F819<br>LEI: 5493005TWXGQCEG58C67 | Long             | EC               | RF                | US        |      1410 | NS      | $67383.90     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Health Care Select Sector SPDR Fund                   | Health Care Select Sector SPDR Fund                             | CUSIP: 81369Y209<br>LEI: 549300EJNY3KKJHPOY44 | Long             | EC               | RF                | US        |     12335 | NS      | $1644995.60   | 8.19%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares iBoxx $ Investment Grade Corporate Bond ETF   | iShares iBoxx $ Investment Grade Corporate Bond ETF             | CUSIP: 464287242<br>LEI: 549300FYCXFXG8POR355 | Long             | EC               | RF                | US        |     15119 | NS      | $1676243.53   | 8.35%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS SCHWAB U.S. LARGE-CAP GROWTH                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-4308.71     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ENERGY SELECT SECTOR SPDR FUND                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-556.81      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD FINANCIALS ETF                                     | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $3850.11      | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD FTSE DEVELOPED MARKETS ETF                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $28071.53     | 0.14%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS SPDR BLACKSTONE / GSO SENIOR LOAN ETF                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $2296.18      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF                  | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-4.73        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES RUSSELL 2000 GROWTH                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-2823.29     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS INVESCO SENIOR LOAN ETF                                     | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $1448.45      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Health Care ETF                              | Vanguard Health Care ETF                                        | CUSIP: 92204A504<br>LEI: N/A                  | Long             | EC               | RF                | US        |      5244 | NS      | $1290443.52   | 6.42%             |  |  |  | No            |                  1 | On Loan: No      |
| SPDR Bloomberg 1-3 Month T-Bill ETF                   | SPDR Bloomberg 1-3 Month T-Bill ETF                             | CUSIP: 78468R663<br>LEI: 549300GQCVCME1YJ6B50 | Long             | EC               | RF                | US        |       521 | NS      | $47791.33     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS INVESCO TREASURY COLLATERAL                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-17.19       | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS HEALTH CARE SELECT SECTOR SPDR FUND                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-3640.03     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Goldman Sachs Access Treasury 0-1 Year ETF            | GOLDMAN SACHS ACCESS TREASUR                                    | CUSIP: 381430529<br>LEI: 549300Q2J4ZAD8E71F28 | Long             | EC               | RF                | US        |       483 | NS      | $48295.17     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Broad USD Investment Grade Corporate Bond ETF | iShares Broad USD Investment Grade Corporate Bond ETF           | CUSIP: 464288620<br>LEI: 5493004QFMCNV0WLX398 | Long             | EC               | RF                | US        |      6884 | NS      | $352736.16    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS SPDR S&P 600 SMALL CAP GROWTH ETF                           | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-533.01      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES MSCI EAFE GROWTH ETF                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-26452.83    | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD ENERGY ETF                                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-131.98      | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| iShares MSCI USA Momentum Factor ETF                  | iShares MSCI USA Momentum Factor ETF                            | CUSIP: 46432F396<br>LEI: 5493002ZOOZ0SN3YYI81 | Long             | EC               | RF                | US        |     10199 | NS      | $1480180.87   | 7.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard FTSE Developed Markets ETF                   | Vanguard FTSE Developed Markets ETF                             | CUSIP: 921943858<br>LEI: N/A                  | Long             | EC               | RF                | US        |     75240 | NS      | $3442982.40   | 17.14%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF               | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $7021.78      | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| SPDR Blackstone Senior Loan ETF                       | SPDR Blackstone Senior Loan ETF                                 | CUSIP: 78467V608<br>LEI: 549300ME4SR63Y3TRD06 | Long             | EC               | PF                | US        |     21767 | NS      | $916173.03    | 4.56%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD INDUSTRIALS ETF                                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-3566.82     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS SPDR BLOOMBERG 1-3 MONTH T-BILL ETF                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-4.52        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Real Estate ETF                              | VANGUARD REAL ESTATE ETF                                        | CUSIP: 922908553<br>LEI: N/A                  | Long             | EC               | RF                | US        |      8198 | NS      | $746509.88    | 3.72%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES MSCI USA MOMENTUM FACTOR ETF                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-1155.19     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Financials ETF                               | Vanguard Financials ETF                                         | CUSIP: 92204A405<br>LEI: N/A                  | Long             | EC               | RF                | US        |      6178 | NS      | $551139.38    | 2.74%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD SMALL-CAP VALUE ETF                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-4222.85     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Fidelity MSCI Real Estate Index ETF                   | FIDELITY REAL ESTATE ETF                                        | CUSIP: 316092857<br>LEI: 549300LO1Q5LFQ3OL350 | Long             | EC               | RF                | US        |      1180 | NS      | $32332.00     | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES CORE US REIT ETF                                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $419.14       | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| iShares Core MSCI EAFE ETF                            | iShares Core MSCI EAFE ETF                                      | CUSIP: 46432F842<br>LEI: 5493009FT582MI7Y3I36 | Long             | EC               | RF                | US        |     45355 | NS      | $3041959.85   | 15.14%            |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS IPATH SERIES B S&P 500 VIX SHORT-TERM FUTURES ETN           | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-5061.95     | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD GROWTH ETF                                         | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-22240.65    | -0.11%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES RUSSELL 2000 VALUE ETF                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-3794.52     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Treasury Collateral ETF                       | Invesco Treasury Collateral ETF                                 | CUSIP: 46138G888<br>LEI: 549300E094R1VT171085 | Long             | EC               | RF                | US        |       456 | NS      | $48048.72     | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD REAL ESTATE ETF                                    | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $7055.91      | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD MEGA CAP GROWTH ETF                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-3207.99     | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS ISHARES CORE MSCI EAFE ETF                                  | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $24194.49     | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD RUSSELL 1000 GROWTH                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-2438.29     | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS IQ ULTRA SHORT DURATION ETF                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $22.38        | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS LYXOR USD LIQUID INVESTMENT GRADE CORPORATE BONDS UCITS ETF | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $1346.17      | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| Financial Select Sector SPDR Fund                     | Financial Select Sector SPDR Fund                               | CUSIP: 81369Y605<br>LEI: 549300Y12KQ6ZG08NY28 | Long             | EC               | RF                | US        |     54684 | NS      | $1999247.04   | 9.95%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                              | TRS VANGUARD SMALL-CAP VALUE ETF                                | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-7099.36     | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| Vanguard Intermediate-Term Corporate Bond ETF         | Vanguard Intermediate-Term Corporate Bond ETF                   | CUSIP: 92206C870<br>LEI: N/A                  | Long             | EC               | RF                | US        |     23079 | NS      | $1864552.41   | 9.28%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ