# EDGAR Filing Document

**Accession Number:** 0001823144
**File Stem:** 0000950142-25-002399
**Filing Date:** 2025-9
**Character Count:** 12261
**Document Hash:** 727ffc878bd065a58922dcbe00aeeb54
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950142-25-002399.hdr.sgml**: 20250908

**ACCESSION NUMBER**: 0000950142-25-002399

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20250905

**ITEM INFORMATION**: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250908

**DATE AS OF CHANGE**: 20250908

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CompoSecure, Inc.
- **CENTRAL INDEX KEY:** 0001823144
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 852749902
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39687
- **FILM NUMBER:** 251300565

**BUSINESS ADDRESS:**
- **STREET 1:** 309 PIERCE STREET
- **CITY:** SOMERSET
- **STATE:** NJ
- **ZIP:** 08873
- **BUSINESS PHONE:** 908-518-0500EXT.1390

**MAIL ADDRESS:**
- **STREET 1:** 309 PIERCE STREET
- **CITY:** SOMERSET
- **STATE:** NJ
- **ZIP:** 08873

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Roman DBDR Tech Acquisition Corp.
- **DATE OF NAME CHANGE:** 20200901

?xml version='1.0' encoding='ASCII'? FORM 8-K

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): September 5, 2025**

**CompoSecure, Inc.**

**(Exact Name of Registrant as Specified in its Charter)**

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-39687** | **85-2749902** |
| **(State or Other Jurisdiction**<br> **of Incorporation)** | **(Commission<br> File Number)** | **(IRS Employer<br> Identification No.)** |

---

---

| | |
|:---|:---|
| **309 Pierce Street**<br> **Somerset, New Jersey** | **08873** |
| **(Address of Principal Executive Offices)** | **(Zip Code)** |

---

**(908) 518-0500**

**(Registrant's telephone number, including area code)**

**Not Applicable**

**(Former name or former address, if changed since last report)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading <br> Symbol(s)** | **Name of each exchange on<br> which registered** |
| Class A Common stock, par value $0.0001 per share | CMPO | Nasdaq Global Market |
| Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock | CMPOW | Nasdaq Global Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

---

| | |
|:---|:---|
| **Item 3.01** | **Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.** |

---

On September 5, 2025, CompoSecure, Inc. (the "Company" or "CompoSecure"), acting pursuant to authorization from its Board of Directors, notified the Nasdaq Stock Market, LLC ("Nasdaq") of its determination to voluntarily withdraw the principal listing of the Company's Class A Common Stock, par value $0.0001 per share (the "Common Stock"), from Nasdaq and transfer the listing to the New York Stock Exchange (the "NYSE"). The Company expects that the listing and trading of the Common Stock on Nasdaq will cease at the close of trading on September 22, 2025, and that the listing and trading of the Common Stock on the NYSE will commence at market open on September 23, 2025.

The Common Stock has been approved for listing on the NYSE, where it will continue to trade under the stock symbol "CMPO."

The listing of the Company's redeemable warrants to purchase shares of Common Stock (the "Warrants") will not be transferred to NYSE, and are expected to continue their listing on Nasdaq.

---

| | |
|:---|:---|
| **Item 7.01** | **Regulation FD Disclosure.** |

---

On September 8, 2025, the Company issued a press release announcing the anticipated transfer of the principal listing of the Common Stock to the NYSE. A copy of the press release is furnished herewith as Exhibit 99.1 and incorporated herein by reference to this Item 7.01.

The information contained in Item 7.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

**Cautionary Note Regarding Forward-Looking Statements**

This Current Report on Form 8-K may contain "forward-looking statements" made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, including those related to the anticipated transfer of the primary listing of the Common Stock to the NYSE and the continued trading of the Warrants on Nasdaq. Forward-looking statements should not be read as a guarantee of future performance or results, and will not necessarily be accurate indications of the times at, or by which, such performance or results will be achieved. The Company assumes no obligation to update forward-looking statements to reflect actual results, changes in assumptions or changes in other factors affecting forward-looking information, and if the Company does update one or more forward-looking statements, no inference should be drawn that it will make additional updates with respect thereto or with respect to other forward-looking statements. Forward-looking statements are based on information available at the time and/or management's good faith belief with respect to future events, and are subject to risks and uncertainties, some or all of which are not predictable or within the Company's control, that could cause actual performance or results to differ materially from those expressed in the statements. Those risks and uncertainties include, without limitation, risks relating to the anticipated transfer of the primary listing of the Common Stock to the NYSE and the continued trading of the Warrants on Nasdaq. For a discussion of additional risks and uncertainties which could cause actual results to differ from those contained in forward-looking statements, see the Company's Securities and Exchange Commission (the "SEC") filings, including but not limited to the Company's Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and Current Reports on Form 8-K filed with the SEC.

---

| | |
|:---|:---|
| **Item 9.01** | **Financial Statements and Exhibits** |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(d) Exhibits**

---

| | |
|:---|:---|
| **Exhibit<br> No.** | **Description** |
| 99.1 | [Press release, dated September 8, 2025, issued by CompoSecure, Inc.](eh250674964_ex9901.htm) |
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. |

---

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

Date: September 8, 2025

---

| | |
|:---|:---|
| **COMPOSECURE, INC.** | **COMPOSECURE, INC.** |
| By: | /s/ Steven J. Feder |
| Name: | Steven J. Feder |
| Title: | General Counsel & Corporate Secretary |

---

## Exhibit 99.1

**EXHIBIT 99.1**

**CompoSecure to Move Stock Exchange Listing to NYSE**<br> *Ticker symbol to remain "CMPO"*

**SOMERSET, N.J. — September 8, 2025** — CompoSecure, Inc. (Nasdaq: CMPO) ("CompoSecure" or the "Company") today announced that it will transfer the listing of its Class A common stock (Nasdaq: CMPO) to the New York Stock Exchange ("NYSE") from the Nasdaq Global Market ("Nasdaq"). The Class A common stock will retain their existing stock ticker, CMPO.

CompoSecure expects the Class A common stock to begin trading on the NYSE on September 23, 2025, when CompoSecure is expected to ring the Opening Bell. The Class A common stock will continue to trade on Nasdaq until the transfer is complete. The listing of the Company's redeemable warrants to purchase shares of Class A common stock will not be transferred to NYSE, and are expected to continue their listing on Nasdaq. CompoSecure believes that the transition from Nasdaq to NYSE will provide increased visibility to its investors.

**About CompoSecure, Inc.**

Founded in 2000, CompoSecure (Nasdaq: CMPO) is a technology partner to market leaders, fintechs and consumers enabling trust for millions of people around the globe. The company combines elegance, simplicity and security to deliver exceptional experiences and peace of mind in the physical and digital world. CompoSecure's innovative payment card technology and metal cards with Arculus security and authentication capabilities deliver unique, premium branded experiences, enable people to access and use their financial and digital assets, and ensure trust at the point of a transaction. For more information, please visit <u>www.CompoSecure.com</u> and <u>www.GetArculus.com</u>.

**Forward-Looking Statements**

This press release contains forward-looking statements. Statements that are not historical facts, including statements about beliefs, expectations, targets and goals, including with respect to the anticipated timing of delisting from Nasdaq and listing and trading on the NYSE, are forward-looking statements. These statements are based on plans, estimates, expectations and/or goals at the time the statements are made, and readers should not place undue reliance on them. Forward-looking statements can be identified by the use of forward-looking terms such as "may," "will," "should," "expect," "opportunity," "intend," "plan," "anticipate," "believe," "estimate," "predict," "potential," "target," "goal," or "continue," or the negative of these terms or other comparable terms. Forward-looking statements involve inherent risks and uncertainties and there are a number of important factors could cause actual results to differ materially from those contained in any such forward-looking statements, including, among others, risk factors that are described in CompoSecure's Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and other filings with the SEC, including the section entitled "Risk Factors" contained therein. CompoSecure cautions that forward-looking statements should not be relied on as predictions of future events, and these statements are not guarantees of performance or results. Forward-looking statements herein speak only as of the date each statement is made. CompoSecure undertakes no obligation to update any of these statements in light of new information or future events, except to the extent required by applicable law.

**Corporate Contact**

Anthony Piniella

Head of Communications, CompoSecure

(917) 208-7724

<u>apiniella@composecure.com</u>

**Investor Relations Contact**

Sean Mansouri, CFA

Elevate IR

(720) 330-2829

<u>CMPO@elevate-ir.com</u>