# EDGAR Filing Document

**Accession Number:** 0001778731
**File Stem:** 0001778731-26-000002
**Filing Date:** 2026-3
**Character Count:** 2686
**Document Hash:** 91ccbfe72ba48fdb33c22e03321e1183
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001778731-26-000002.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001778731-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TRANSITIONAL BROKER LLC
- **CENTRAL INDEX KEY:** 0001778731

**ORGANIZATION NAME:**
- **EIN:** 834699697
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-70353
- **FILM NUMBER:** 26705172

**BUSINESS ADDRESS:**
- **STREET 1:** 11650 S. STATE STREET, SUITE 200
- **CITY:** DRAPER
- **STATE:** UT
- **ZIP:** 84020
- **BUSINESS PHONE:** 801-865-1737

**MAIL ADDRESS:**
- **STREET 1:** 11650 S. STATE STREET, SUITE 200
- **CITY:** DRAPER
- **STATE:** UT
- **ZIP:** 84020

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRANSITIONAL BROKER, LLC
- **DATE OF NAME CHANGE:** 20220526

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRANSITIONAL BROKER LLC
- **DATE OF NAME CHANGE:** 20220526

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TRANSITIONAL BROKER, LLC
- **DATE OF NAME CHANGE:** 20200619

### Attached PDF Documents

**Attachment 1:** `2025TransBCertAudfull.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001778731

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** TRANSITIONAL BROKER LLC

**Business Address:** 11650 S. STATE STREET, SUITE 200, DRAPER, UT, 84020

**Contact Person:** David James

**Contact Phone:** (801) 855-8886

### Independent Public Accountant Identification

**Accountant Name:** Davila Advisory LLC

**Accountant Address:** 10135 Manchester Road, Suite 206, Saint Louis, MO, 63122

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David James**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **TRANSITIONAL BROKER LLC**, as of **12-31-2025**, are true and correct.

**Signature:** David James

**Title:** Manager/Principal