# EDGAR Filing Document

**Accession Number:** 0001569709
**File Stem:** 0001011438-23-000247
**Filing Date:** 2023-2
**Character Count:** 13006
**Document Hash:** 10cab95bc21b83001cd04b55857be651
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001011438-23-000247.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001011438-23-000247

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ICONIQ Capital, LLC
- **CENTRAL INDEX KEY:** 0001569709
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15353
- **FILM NUMBER:** 23618172

**BUSINESS ADDRESS:**
- **STREET 1:** 394 PACIFIC AVE.
- **STREET 2:** 2ND FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 415-937-7763

**MAIL ADDRESS:**
- **STREET 1:** 394 PACIFIC AVE.
- **STREET 2:** 2ND FLOOR
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ICONIQ Capital LLC<br>**Address:** 394 PACIFIC AVE.<br>2ND FLOOR<br>SAN FRANCISCO, CA 94111

**Form 13F File Number:** 028-15353

**CRD Number (if applicable):** 000159198

**SEC File Number (if applicable):** 801-72878

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jason Craig<br>**Title:** CCO and Counsel<br>**Phone:** 415-967-7763

**Signature, Place, and Date of Signing:**

/s/ Jason Craig  New York, NY  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 11

**Form 13F Information Table Entry Total:** 83

**Form 13F Information Table Value Total:** $6784256713

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | ICONIQ Strategic Partners II GP L.P.  | 028-20400              |
|  | ICONIQ Strategic Partners III GP L.P. | 028-20401              |
|  | ICONIQ Strategic Partners IV GP L.P.  | 028-20402              |
|  | ICQ Management LLC                    | 028-20419              |
|  | ICONIQ Strategic Partners V GP L.P.   | 028-21232              |
|  | ICQ BB GP LLC                         | 028-20407              |
|  | ICONIQ Strategic Partners GP L.P.     | 028-21334              |
|  | ICQ Co-Investment II TT GP LLC        | 028-22030              |
|  | ICQ Tactical Opportunities TT GP LLC  | 028-22032              |
|  | ICONIQ Strategic Partners VI GP L.P.  | 028-22029              |
|  | ICONIQ Capital Group GP LLC           |  |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 5444755 | 61809 | SH |  | SOLE |  | 61809 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 582690 | 6567 | SH |  | SOLE |  | 6567 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 3356093 | 38038 | SH |  | SOLE |  | 38038 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 2500176 | 29764 | SH |  | SOLE |  | 29764 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 1592501 | 12256 | SH |  | SOLE |  | 12256 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 531308 | 1720 | SH |  | SOLE |  | 1720 | 0 | 0 |
| BLACKLINE INC | COM | 09239B109 |  | 140397939 | 2087081 | SH |  | SOLE |  | 2087081 | 0 | 0 |
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 |  | 318000000 | 30000000 | SH |  | DFND | 6 | 0 | 30000000 | 0 |
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 |  | 106000000 | 10000000 | SH |  | DFND | 9 | 0 | 10000000 | 0 |
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 |  | 106000000 | 10000000 | SH |  | DFND | 8 | 0 | 10000000 | 0 |
| BRAZE INC | COM CL A | 10576N102 |  | 187717308 | 6881133 | SH |  | DFND | 2 | 0 | 6881133 | 0 |
| BRAZE INC | COM CL A | 10576N102 |  | 48793826 | 1788630 | SH |  | DFND | 10 | 0 | 1788630 | 0 |
| CHROMADEX CORP | COM NEW | 171077407 |  | 2177875 | 1296354 | SH |  | DFND | 4 | 0 | 1296354 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 2511381 | 70963 | SH |  | SOLE |  | 70963 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 576314 | 7841 | SH |  | SOLE |  | 7841 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 504610722 | 6865452 | SH |  | DFND | 1 | 0 | 6865452 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 51281538 | 697708 | SH |  | DFND | 2 | 0 | 697708 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 321639602 | 4376049 | SH |  | DFND | 3 | 0 | 4376049 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 90310553 | 1228715 | SH |  | DFND | 10 | 0 | 1228715 | 0 |
| DOORDASH | CL A | 25809K105 |  | 12660247 | 259325 | SH |  | DFND | 3 | 0 | 259325 | 0 |
| DOORDASH | CL A | 25809K105 |  | 3020200 | 61864 | SH |  | DFND | 5 | 0 | 61864 | 0 |
| ENFUSION INC | CL A | 292812104 |  | 82983134 | 8581503 | SH |  | DFND | 5 | 0 | 8581503 | 0 |
| ENFUSION INC | CL B | 292812104 |  | 52779740 | 5458091 | SH |  | DFND | 5 | 0 | 5458091 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 21500065 | 178661 | SH |  | SOLE |  | 178661 | 0 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 284824327 | 6268141 | SH |  | DFND | 2 | 0 | 6268141 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 83440836 | 1836286 | SH |  | DFND | 3 | 0 | 1836286 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 15214539 | 334827 | SH |  | DFND | 11 | 0 | 334827 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 43831742 | 964607 | SH |  | DFND | 10 | 0 | 964607 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 16794351 | 369594 | SH |  | DFND | 5 | 0 | 369594 | 0 |
| INTUIT | COM | 461202103 |  | 923098 | 2372 | SH |  | SOLE |  | 2372 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S LOW VOL | 46138E354 |  | 478987 | 7496 | SH |  | SOLE |  | 7496 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 319991 | 1201 | SH |  | SOLE |  | 1201 | 0 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 1794633 | 51883 | SH |  | SOLE |  | 51883 | 0 | 0 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 956157 | 20474 | SH |  | SOLE |  | 20474 | 0 | 0 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 4083765 | 37380 | SH |  | SOLE |  | 37380 | 0 | 0 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 6642626 | 31553 | SH |  | SOLE |  | 31553 | 0 | 0 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 154267875 | 1817482 | SH |  | SOLE |  | 1817482 | 0 | 0 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 356420 | 2955 | SH |  | SOLE |  | 2955 | 0 | 0 |
| ISHARES TR | S 100 ETF | 464287101 |  | 603589 | 3538 | SH |  | SOLE |  | 3538 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 231773 | 2449 | SH |  | SOLE |  | 2449 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 13463783 | 35042 | SH |  | SOLE |  | 35042 | 0 | 0 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 6237424 | 101191 | SH |  | SOLE |  | 101191 | 0 | 0 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 764996 | 13629 | SH |  | SOLE |  | 13629 | 0 | 0 |
| KODIAK SCIENCES INC | COM | 50015M109 |  | 7280746 | 1016864 | SH |  | SOLE |  | 1016864 | 0 | 0 |
| MELI KASZEK PIONEER CORP | CLASS A ORD SH | G5S74L106 |  | 3493000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 7270048 | 8591 | SH |  | SOLE |  | 8591 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 3492093 | 14561 | SH |  | SOLE |  | 14561 | 0 | 0 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADS | 60687y109 |  | 30995 | 10914 | SH |  | SOLE |  | 10914 | 0 | 0 |
| NU HLDGS LTD | ORD SHS CLS A | G6683N103 |  | 425494 | 104544 | SH |  | SOLE |  | 104544 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1938014 | 13261 | SH |  | SOLE |  | 13261 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 2761178 | 17472 | SH |  | SOLE |  | 17472 | 0 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 1140488981 | 24173145 | SH |  | DFND | 1 | 0 | 24173145 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 296305686 | 6280324 | SH |  | DFND | 3 | 0 | 6280324 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 13792365 | 292335 | SH |  | DFND | 5 | 0 | 292335 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 90895337 | 1926565 | SH |  | DFND | 10 | 0 | 1926565 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 607539927 | 12877065 | SH |  | DFND | 2 | 0 | 12877065 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 566490 | 12007 | SH |  | SOLE |  | 12007 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 2143787 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| RELAY THERAPEUTICS INC | COM | 75943R102 |  | 1414773 | 94697 | SH |  | SOLE |  | 94697 | 0 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 9439795 | 1159680 | SH |  | DFND | 11 | 0 | 1159680 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 91251362 | 11210241 | SH |  | DFND | 5 | 0 | 121041 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 1573299 | 193280 | SH |  | DFND | 6 | 0 | 193280 | 0 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 7866496 | 966400 | SH |  | DFND | 9 | 0 | 966400 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 698010 | 7980 | SH |  | SOLE |  | 7980 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 3710940 | 25853 | SH |  | SOLE |  | 25853 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 1404162969 | 9782381 | SH |  | DFND | 2 | 0 | 9782381 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 159425141 | 1110667 | SH |  | DFND | 3 | 0 | 1110667 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 72254878 | 503378 | SH |  | DFND | 5 | 0 | 503378 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 20018538 | 118006 | SH |  | SOLE |  | 118006 | 0 | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 20530804 | 622900 | SH |  | SOLE |  | 622900 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 293094 | 763 | SH |  | SOLE |  | 763 | 0 | 0 |
| SPDR SER TR | DJ REIT ETF | 78464A607 |  | 245327 | 2815 | SH |  | SOLE |  | 2815 | 0 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 297972 | 12049 | SH |  | SOLE |  | 12049 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 645983 | 7832 | SH |  | SOLE |  | 7832 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 27851567 | 145675 | SH |  | SOLE |  | 145675 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 2498977 | 7112 | SH |  | SOLE |  | 7112 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 2619512 | 30392 | SH |  | SOLE |  | 30392 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 |  | 23179407 | 418099 | SH |  | SOLE |  | 418099 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 |  | 22046863 | 342608 | SH |  | SOLE |  | 342608 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1214921 | 31168 | SH |  | SOLE |  | 31168 | 0 | 0 |
| VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT ETF | 921943858 |  | 2590780 | 61729 | SH |  | SOLE |  | 61729 | 0 | 0 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 26782032 | 139803 | SH |  | SOLE |  | 139803 | 0 | 0 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 |  | 1020253 | 31577 | SH |  | SOLE |  | 31577 | 0 | 0 |

---