# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-23-016793
**Filing Date:** 2023-1
**Character Count:** 15393
**Document Hash:** 5211cfb37a85a8f989fe67a7d05b5251
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-016793.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001752724-23-016793

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 23563766

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Moerus Worldwide Value Fund (Series ID: S000053886)

| Class ID   | Class Name                                      | Ticker Symbol   |
|:---|:---|:---|
| C000169568 | Moerus Worldwide Value Fund Class N             | MOWNX           |
| C000169569 | Moerus Worldwide Value Fund Institutional Class | MOWIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Moerus Worldwide Value Fund

- **b. EDGAR series identifier (if any):** S000053886

- **c. LEI of Series:** 549300G1KOB3U67B5X63

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $49801175.82

**Total Liabilities:** $120138.80

**Net Assets:** $49681037.02

**Cash Not Reported:** $39.25

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000169568 | -7.88%               | 6.30%                | 9.73%                |
| Class ID C000169569 | -7.86%               | 6.28%                | 9.79%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $255830.81               | $-3823708.34                               |
| Month 2  | $76469.14                | $2573387.21                                |
| Month 3  | $136445.71               | $4133934.29                                |

### Schedule of Portfolio Investments

| Name                                         | Title                     | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cia Brasileira Distr(Pao De Acucar)          | PAO ACUCAR                | CUSIP: P30558103<br>LEI: 5299003V5B6KLICZCC14 | Long             | EC               | CORP              | BR        |    385200 | NS      | $1525603.33   | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Copa Holdings SA                             | COPA HOLDINGS SA-CLASS A  | CUSIP: P31076105<br>LEI: 529900BB9UQJV6QQHA59 | Long             | EC               | CORP              | PA        |     16876 | NS      | $1478843.88   | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Yamana Gold Inc                              | YAMANA GOLD INC           | CUSIP: 98462Y100<br>LEI: 54930002VY22NXG01418 | Long             | EC               | CORP              | CA        |    290635 | NS      | $1586867.10   | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Canfor Pulp Prods Inc                        | CANFOR PULP PROD          | CUSIP: 137584207<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |    339207 | NS      | $1114584.84   | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Jefferies Financial Group Inc                | JEFFERIES FINANC          | CUSIP: 47233W109<br>LEI: 549300HOF34RGOJ5YL07 | Long             | EC               | CORP              | US        |     39134 | NS      | $1486700.66   | 2.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Spectrum Brands Holdings Inc                 | SPECTRUM BRANDS           | CUSIP: 84790A105<br>LEI: 549300JM0MJETDD30O20 | Long             | EC               | CORP              | US        |     23858 | NS      | $1270915.66   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Aker ASA                                     | AKER ASA-A SHARE          | CUSIP: R0114P108<br>LEI: 5967007LIEEXZXJ10071 | Long             | EC               | CORP              | NO        |     20395 | NS      | $1576134.96   | 3.17%             |  |  |  | No            |                  1 | On Loan: No      |
| IDFC First Bank Ltd.                         | IDFC FIRST BANK           | CUSIP: Y3R5A4107<br>LEI: 335800SBNAPYVT1D2K13 | Long             | EC               | CORP              | IN        |   2214009 | NS      | $1595927.52   | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Major Drilling Group Intl Inc                | MAJOR DRILLING            | CUSIP: 560909103<br>LEI: 549300O1MNHCX2FUBC21 | Long             | EC               | CORP              | CA        |    192752 | NS      | $1319728.45   | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Bajaj Holdings & Investment Ltd              | BAJAJ HOLDINGS AND INVEST | CUSIP: Y0546X143<br>LEI: 335800NL7NWD9IPOHL48 | Long             | EC               | CORP              | IN        |     15927 | NS      | $1233282.10   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Metro Bank PLC                               | METRO BANK PLC            | CUSIP: G60640102<br>LEI: 213800X5WU57YL9GPK89 | Long             | EC               | CORP              | GB        |    467377 | NS      | $540926.04    | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Sino Land Co Ltd                             | SINO LAND                 | CUSIP: Y80267126<br>LEI: 529900G5P51053HJVZ92 | Long             | EC               | CORP              | HK        |   1074440 | NS      | $1335697.47   | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Emaar Properties PJSC                        | EMAAR PROP PJSC           | CUSIP: M4025S107<br>LEI: 254900YWYEXYXK1BMP81 | Long             | EC               | CORP              | AE        |    769462 | NS      | $1273638.51   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Osisko Mining Inc                            | OSISKO MINING IN          | CUSIP: 688281104<br>LEI: 254900SJU6CW31RVHW15 | Long             | EC               | CORP              | CA        |    384848 | NS      | $1027092.93   | 2.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Hammerson PLC                                | HAMMERSON PLC             | CUSIP: G4273Q164<br>LEI: 213800G1C9KKVVDN1A60 | Long             | EC               | CORP              | GB        |   6284764 | NS      | $1824503.80   | 3.67%             |  |  |  | No            |                  1 | On Loan: No      |
| NN Group N.V.                                | NN GROUP                  | CUSIP: N64038107<br>LEI: 724500OHYNDT9OY6Q215 | Long             | EC               | CORP              | NL        |     20714 | NS      | $876643.76    | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Edelweiss Financial Services Ltd.            | EDELWEISS FIN SE          | CUSIP: Y22490208<br>LEI: 335800GA1YN8NAGS8V55 | Long             | EC               | CORP              | IN        |   1099660 | NS      | $902912.91    | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Cromwell Property Group                      | CROMWELL PROPERT          | CUSIP: Q2995J103<br>LEI: N/A                  | Long             | EC               | CORP              | AU        |   2710281 | NS      | $1297005.23   | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Westaim Corp                                 | WESTAIM CORP/THE          | CUSIP: 956909303<br>LEI: 549300TSCVMK1W6GSK84 | Long             | EC               | CORP              | CA        |    690303 | NS      | $1288070.21   | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Dundee Corporation                           | DUNDEE CORP-A             | CUSIP: 264901109<br>LEI: 549300LX18ZNW1LEMU13 | Long             | EC               | CORP              | CA        |   1109417 | NS      | $1278358.23   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley Institutional Liquidity Funds | MS LIQ-TR SE-INS          | CUSIP: 61747C525<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | STIV             | RF                | US        |   2331464 | PA      | $2331464.18   | 4.69%             |  |  |  | No            |                  1 | On Loan: No      |
| UniCredit S.p.A.                             | UNICREDIT SPA             | CUSIP: T9T23L642<br>LEI: 549300TRUWO2CD2G5692 | Long             | EC               | CORP              | IT        |     71419 | NS      | $969119.67    | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| EXOR S.p.A.                                  | EXOR NV                   | CUSIP: N3140A107<br>LEI: 5493002ENHZ6NYET7405 | Long             | EC               | CORP              | IT        |     23237 | NS      | $1817705.73   | 3.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Conduit Holdings Limited                     | CONDUIT HOLDI-WI          | CUSIP: G24385109<br>LEI: 21380085AE62D1BXSF19 | Long             | EC               | CORP              | BM        |    338700 | NS      | $1633332.13   | 3.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Bancolombia S.A.                             | BANCOLOMBIA SA            | CUSIP: P1329P141<br>LEI: 54930052NWJRPNMP1W58 | Long             | EC               | CORP              | CO        |    172993 | NS      | $1433158.67   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Enerflex Ltd                                 | ENERFLEX LTD              | CUSIP: 29269R105<br>LEI: 54930014N7872VUS3F89 | Long             | EC               | CORP              | CA        |    285296 | NS      | $1891849.53   | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Cameco Corporation                           | CAMECO CORP               | CUSIP: 13321L108<br>LEI: N4BHALMXL3GMZKCUON55 | Long             | EC               | CORP              | CA        |     37007 | NS      | $901542.86    | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Straits Trading Co                           | STRAITS TRADING           | CUSIP: Y81708110<br>LEI: 875500UD8EBMDH2VFY72 | Long             | EC               | CORP              | SG        |    920917 | NS      | $1630995.98   | 3.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Standard Chartered PLC                       | STANDARD CHARTER          | CUSIP: G84228157<br>LEI: U4LOSYZ7YG4W3S5F2G91 | Long             | EC               | CORP              | GB        |    201718 | NS      | $1501449.03   | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Itau CorpBanca                               | ITAU CORPBANCA            | CUSIP: P5R3QP103<br>LEI: 549300DDPTTIZ06NIV06 | Long             | EC               | CORP              | CL        | 547999208 | NS      | $1088845.77   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcos Dorados Holdings Inc                   | ARCOS DORADOS-A           | CUSIP: G0457F107<br>LEI: 54930023P2MIZN13DQ85 | Long             | EC               | CORP              | UY        |    186705 | NS      | $1398420.45   | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| International Petroleum Corp                 | INTERNATIONAL PE          | CUSIP: 46016U108<br>LEI: 54930025D80LU0SMR645 | Long             | EC               | CORP              | CA        |    140571 | NS      | $1606185.34   | 3.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Despegar.com, Corp                           | DESPEGAR.COM COR          | CUSIP: G27358103<br>LEI: 54930001I2HISZ4RBS65 | Long             | EC               | CORP              | AR        |    260473 | NS      | $1406554.20   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Wheaton Precious Metals Corporation          | WHEATON PRECIOUS          | CUSIP: 962879102<br>LEI: 549300XSFG5ZCGVYD886 | Long             | EC               | CORP              | CA        |     31270 | NS      | $1220468.10   | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Tidewater Inc New                            | TIDEWATER INC             | CUSIP: 88642R109<br>LEI: 2549000JA5GRUPLMUH98 | Long             | EC               | CORP              | US        |     64468 | NS      | $1959827.20   | 3.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutrien Ltd                                  | NUTRIEN LTD               | CUSIP: 67077M108<br>LEI: 5493002QQ7GD21OWF963 | Long             | EC               | CORP              | CA        |     12258 | NS      | $985543.20    | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer