# EDGAR Filing Document

**Accession Number:** 0001062231
**File Stem:** 0001062231-23-000007
**Filing Date:** 2023-1
**Character Count:** 5216
**Document Hash:** c82a1295e6ff8bad6267713660b1bc7e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001062231-23-000007.hdr.sgml**: 20230104

**ACCESSION NUMBER**: 0001062231-23-000007

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 17

**CONFORMED PERIOD OF REPORT**: 20230104

**ITEM INFORMATION**: Regulation FD Disclosure

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230104

**DATE AS OF CHANGE**: 20230104

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMERICAN AXLE & MANUFACTURING HOLDINGS INC
- **CENTRAL INDEX KEY:** 0001062231
- **STANDARD INDUSTRIAL CLASSIFICATION:** MOTOR VEHICLE PARTS & ACCESSORIES [3714]
- **IRS NUMBER:** 383161171
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-14303
- **FILM NUMBER:** 23506209

**BUSINESS ADDRESS:**
- **STREET 1:** ONE DAUCH DRIVE
- **CITY:** DETROIT
- **STATE:** MI
- **ZIP:** 48211-1198
- **BUSINESS PHONE:** 3137583600

**MAIL ADDRESS:**
- **STREET 1:** ONE DAUCH DRIVE
- **CITY:** DETROIT
- **STATE:** MI
- **ZIP:** 48211-1198

?xml version="1.0" ? axl-20230104

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION** 

**WASHINGTON, DC 20549**

**FORM 8-K** 

**CURRENT REPORT PURSUANT**

**TO SECTION 13 OR 15(D) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

**Date of report (Date of earliest event reported**): January 4, 2023

**AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.** 

(Exact Name of Registrant as Specified in Its Charter)

Delaware

(State or Other Jurisdiction of Incorporation)

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| | |
|:---|:---|
| 1-14303 | 38-3161171 |
| (Commission File Number) | (IRS Employer Identification No.) |
| One Dauch Drive, Detroit, Michigan | 48211-1198 |
| (Address of Principal Executive Offices) | (Zip Code) |

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| | |
|:---|:---|
| (313) | 758-2000 |
| (Registrant's Telephone Number, Including Area Code) | (Registrant's Telephone Number, Including Area Code) |
| (Former Name or Former Address, if Changed Since Last Report) | (Former Name or Former Address, if Changed Since Last Report) |

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.01 per share | AXL | The New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**SECTION 7 - REGULATION FD** 

**Item 7.01 Regulation FD Disclosure**

On January 4, 2023, American Axle & Manufacturing Holdings, Inc. (the "Company" or "AAM") will host Technology Day in Las Vegas, Nevada. As part of its presentation, AAM will be providing an update on the Company's new business backlog for 2023 through 2025 and will reference the slide included as Exhibit 99.1 in this Current Report on Form 8-K.

The information contained in this Current Report on Form 8-K shall not be deemed "filed" for purposes of the Securities Exchange Act of 1934 (the "Exchange Act") or incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.

**SECTION 9 - FINANCIAL STATEMENTS AND EXHIBITS** 

**Item 9.01 Financial Statements and Exhibits**

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| <u>[99.1](a991-8kbacklog.htm)</u> | <u>[Presentation](a991-8kbacklog.htm)[dated](a991-8kbacklog.htm)[January 4, 2023](a991-8kbacklog.htm)</u> |
| 104 | Cover Page Interactive Data File (formatted in Inline XBRL). |

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**SIGNATURES** 

&nbsp;&nbsp;&nbsp;&nbsp; Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

---

| | | | |
|:---|:---|:---|:---|
| | | **AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.** | **AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.** |
| Date: | January 4, 2023 | By: | /s/ Christopher J. May |
|  |  |  | Christopher J. May |
|  |  |  | Vice President & Chief Financial Officer |

---

## Exhibit 99.1

![image.jpg](image.jpg)

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![image1a.jpg](image1a.jpg)

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![image2a.jpg](image2a.jpg)

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![image_3a.jpg](image_3a.jpg)

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