# EDGAR Filing Document

**Accession Number:** 0002003426
**File Stem:** 0002003426-25-000009
**Filing Date:** 2025-9
**Character Count:** 4445
**Document Hash:** f1011d12a4c4bc98de4edc9feb74f2cd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002003426-25-000009.hdr.sgml**: 20251208

**ACCESSION NUMBER**: 0002003426-25-000009

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250930

**DATE AS OF CHANGE**: 20251207

**EFFECTIVENESS DATE**: 20251010

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Vinyl Equity, Inc.
- **CENTRAL INDEX KEY:** 0002003426

**ORGANIZATION NAME:**
- **EIN:** 921270476
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06908
- **FILM NUMBER:** 251554485

**BUSINESS ADDRESS:**
- **STREET 1:** PO BOX 247
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093-9998
- **BUSINESS PHONE:** 650-661-0545

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 247
- **CITY:** WINNETKA
- **STATE:** IL
- **ZIP:** 60093-9998

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Vinyl Equity, Inc.

**FINS Number:** 374090

**Address of principal office where transfer agent activities are performed:** 912 Cherry St., Winnetka, IL, 60093-2411

**Is mailing address different from principal office address?:** Yes

**Mailing Address:** PO Box 247, Winnetka, IL, 60093-9998

**Telephone Number:** 1-888-808-4695

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name                  | Relationship Start Date   | Title or Status          | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Robert Warren Schoder, Jr.   | 12/06/2022                | CEO                      | C                | Yes              |
| Poornaprajna Venkatraj Udupi | 02/20/2023                | Chief Technology Officer | B                | Yes              |
| Lisa Scotland                | 06/07/2023                | Chief Compliance Officer | NA               |  |
| Alex Finkelstein             | 05/30/2024                | Board Director           | B                | Yes              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Robert Schoder, Jr.

**Title:** CEO

**Date:** 09/30/2025

**Phone Number:** 1-888-808-4695