# EDGAR Filing Document

**Accession Number:** 0001782266
**File Stem:** 0001903596-25-000593
**Filing Date:** 2025-12
**Character Count:** 5105
**Document Hash:** 1aefe2546157947d1f63c20871e78790
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001903596-25-000593.hdr.sgml**: 20260115

**ACCESSION NUMBER**: 0001903596-25-000593

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251230

**DATE AS OF CHANGE**: 20260115

**EFFECTIVENESS DATE**: 20260109

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Securitize Transfer Agent, LLC
- **CENTRAL INDEX KEY:** 0001782266

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06638
- **FILM NUMBER:** 26534685

**BUSINESS ADDRESS:**
- **STREET 1:** 100 PINE STREET
- **STREET 2:** SUITE 1250
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111
- **BUSINESS PHONE:** 3177558071

**MAIL ADDRESS:**
- **STREET 1:** 100 PINE STREET
- **STREET 2:** SUITE 1250
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94111

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Securitize LLC
- **DATE OF NAME CHANGE:** 20190711

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Securitize Transfer Agent, LLC

**FINS Number:** 003641

**Address of principal office where transfer agent activities are performed:** 78 SW 7th Street, Suite 500, Miami, FL, 33130

**Is mailing address different from principal office address?:** No

**Telephone Number:** 4157453030

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** Pacific Stock Transfer

- **File Number:** 084-01145

- **Address:** 6725 VIA AUSTI PARKWAY, Las Vegas, NV, 89119

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name      | Relationship Start Date   | Title or Status                       | Authority Description             | Relationship End Date   |
|:---|:---|:---|:---|:---|
| Securitize, Inc. | 07/03/2019                | Parent of Registrant                  | Sole Member of Registrant         |  |
| Carlos Domingo   | 07/03/2019                | Chief Executive Officer Of Registrant | Directs Affairs of Registrant     |  |
| Francisco Flores | 08/13/2021                | CFO                                   | Financial Oversight of Registrant |  |
| William Miller   | 02/16/2022                | COO                                   | Oversight of Registrant           |  |
| Georgia Quinn    | 02/25/2025                | Chief Legal Officer                   | Oversight of Registrant           | 10/30/2025              |
| Jerome Roche     | 12/08/2025                | General Counsel                       | Oversight of Registrant           |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** William Miller

**Title:** COO

**Date:** 12/30/2025

**Phone Number:** 4157453030