# EDGAR Filing Document

**Accession Number:** 0001753710
**File Stem:** 0001683168-25-007136
**Filing Date:** 2025-9
**Character Count:** 4132
**Document Hash:** 25d4f3dc00a5fdc08596300b004ecc4a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001683168-25-007136.hdr.sgml**: 20250919

**ACCESSION NUMBER**: 0001683168-25-007136

**CONFORMED SUBMISSION TYPE**: CFPORTAL/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250919

**EFFECTIVENESS DATE**: 20250919

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IPO Wallet LLC
- **CENTRAL INDEX KEY:** 0001753710

**ORGANIZATION NAME:**
- **EIN:** 831830732
- **STATE OF INCORPORATION:** WY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** CFPORTAL/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 007-00170
- **FILM NUMBER:** 251325411

**BUSINESS ADDRESS:**
- **STREET 1:** 13601 PRESTON ROAD
- **STREET 2:** SUITE 220-E
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75240
- **BUSINESS PHONE:** 214-802-6777

**MAIL ADDRESS:**
- **STREET 1:** 13601 PRESTON ROAD
- **STREET 2:** SUITE 220-E
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75240

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM CFPORTAL

### FUNDING PORTAL REGISTRATION AND REPORTING

### Filer Information

**Filer CIK:** 0001753710

**Filer CCC:** XXXXXXXX

### Identifying Information

**Full Name of Funding Portal:** IPO Wallet LLC

**Amendment Explanation:** Change in control.

**Website URL(s):** https://ipowallet.com/

**Previous Website URL(s):** ipowallet.ncmaas.com

**IRS Employer ID No.:** 83-1830732

**Portal's Main Street Address:** 13601 PRESTON ROAD, SUITE 220-E, DALLAS, TX, 75240

**Mailing Address:** 13601 PRESTON ROAD, SUITE 220-E, DALLAS, TX, 75240

**Contact Telephone:** 214-507-9984

**Contact E-mail:** esigmond@aol.com

**Contact Employee:** Edward Ettore Sigmond, Managing Member

**Fiscal Year End:** December

**Previously registered with Commission?:** Yes

**Registered with a foreign financial authority?:** No

### Form of Organization

**Legal Status:** Limited Liability Company

**State/Country of Formation:** WY

**Date of Formation:** 09-07-2018

### Successions

**Is the applicant succeeding to the business of a currently registered funding portal?** No

### Control Relationships

Persons/entities that directly or indirectly control the applicant:

- Edward Sigmond

### Disclosure Information

**Criminal Disclosure:** No

**Regulatory Action Disclosure:** No

**Civil Judicial Disclosure:** No

**Financial Disclosure:** No

**Does the applicant engage in any non-securities related business?** Yes

### Qualified Third Party Arrangements

**Name of person:** North Capital Private Securities

**Address:** 623 E. Ft. Union Blvd. Suite 101, Midvale, UT, 84047

**Phone Number:** 888-625-7768

**Compensation Description:** North Capital charges a monthly white label fee for its software, a flat fee escrow setup, and various fixed accounting and transaction charges not associated with the value of any investment.

### Execution

**Date:** 09-19-2025

**Full Legal Name of Funding Portal:** IPO Wallet LLC

**By (Signature):** /s/ Edward Sigmond

**Title:** Managing Member

### FORM FUNDING PORTAL SCHEDULE A: Direct Owners and Executive Officers

| Full Legal Name   | Entity Type         | Title or Status   | Date Acquired   | Ownership Code   | Control Person?   | CRD No.   | IRS Tax No.   | IRS Employer ID No.   |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Samuel Carl Smith | NP (Natural Person) | President         | 09/2018         | E - 75% or more  | Yes               |  |  |  |

### FORM FUNDING PORTAL SCHEDULE B: Amendments to Schedule A

| Full Legal Name       | Type of Amendment   | Entity Type         | Title or Status   | Date Acquired   | Ownership Code   | Control Person?   | CRD No.   | IRS Tax No.   | IRS Employer ID No.   |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| Samuel Carl Smith     | D                   | NP (Natural Person) | President         | 09/2018         | E - 75% or more  | Yes               |  |  |  |
| Sigmond Edward Ettore | A                   | NP (Natural Person) | Managing Member   | 08/2025         | E - 75% or more  | Yes               | 831830732 |  |  |

### FORM FUNDING PORTAL SCHEDULE C: Non-resident Funding Portals