# EDGAR Filing Document

**Accession Number:** 0001127577
**File Stem:** 0001127577-26-000005
**Filing Date:** 2026-4
**Character Count:** 2544
**Document Hash:** 894c394ce741c964fc6b3cf349b23919
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127577-26-000005.hdr.sgml**: 20260417

**ACCESSION NUMBER**: 0001127577-26-000005

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260417

**DATE AS OF CHANGE**: 20260417

**EFFECTIVENESS DATE**: 20260417

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALLEGIANCE CAPITAL, L.L.C.
- **CENTRAL INDEX KEY:** 0001127577

**ORGANIZATION NAME:**
- **EIN:** 010538310
- **STATE OF INCORPORATION:** ME

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-52978
- **FILM NUMBER:** 26869720

**BUSINESS ADDRESS:**
- **STREET 1:** 50 DONALD B. DEAN DRIVE
- **STREET 2:** SUITE ONE
- **CITY:** SOUTH PORTLAND
- **STATE:** ME
- **ZIP:** 04106
- **BUSINESS PHONE:** 207 879-2352

**MAIL ADDRESS:**
- **STREET 1:** 50 DONALD B. DEAN DRIVE
- **STREET 2:** SUITE ONE
- **CITY:** SOUTH PORTLAND
- **STATE:** ME
- **ZIP:** 04106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ALLEGIANCE CAPITAL LLC                                  /BD
- **DATE OF NAME CHANGE:** 20020318

### Attached PDF Documents

**Attachment 1:** `x17a5audit2025_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001127577

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ALLEGIANCE CAPITAL, L.L.C.

**Business Address:** 50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME, 04106

**Contact Person:** Neal P Richard

**Contact Phone:** 2073472440

### Independent Public Accountant Identification

**Accountant Name:** Jennifer Wray, CPA

**Accountant Address:** 800 Bonaventure Way, 168, Sugar Land, ME, 77479

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Neal P Richard**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ALLEGIANCE CAPITAL, L.L.C.**, as of **12-31-2025**, are true and correct.

**Signature:** Neal P Richard

**Title:** Financial Operations Principal