# EDGAR Filing Document

**Accession Number:** 0001714562
**File Stem:** 0001493152-23-006759
**Filing Date:** 2023-3
**Character Count:** 11462
**Document Hash:** 55e09a1749a616e510a419e504b0486c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-006759.hdr.sgml**: 20230306

**ACCESSION NUMBER**: 0001493152-23-006759

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 7

**CONFORMED PERIOD OF REPORT**: 20230306

**FILED AS OF DATE**: 20230306

**DATE AS OF CHANGE**: 20230306

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Engine Gaming & Media, Inc.
- **CENTRAL INDEX KEY:** 0001714562
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39389
- **FILM NUMBER:** 23708696

**BUSINESS ADDRESS:**
- **STREET 1:** 3000 - 77 KING ST W
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5K 1G8
- **BUSINESS PHONE:** 212-931-1200

**MAIL ADDRESS:**
- **STREET 1:** 3000 - 77 KING ST W
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5K 1G8

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Engine Media Holdings, Inc.
- **DATE OF NAME CHANGE:** 20200818

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Torque Esports Corp.
- **DATE OF NAME CHANGE:** 20200102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Millennial Esports Corp.
- **DATE OF NAME CHANGE:** 20170811

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Form 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16**

**UNDER THE SECURITIES EXCHANGE ACT OF 1934**

For the month of March 2023.

Commission File Number: 001-39389

**<u>Engine Gaming and Media, Inc.</u>**

(Exact Name of Registrant as Specified in Charter)

**77 King Street West, Suite 3000, PO Box 95, Toronto, Ontario, Canada M5K 1G8**

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.<br>

---

| | | | |
|:---|:---|:---|:---|
|  |  | **ENGINE GAMING AND MEDIA, INC.** | **ENGINE GAMING AND MEDIA, INC.** |
|  |  | (Registrant) | (Registrant) |
| Date: | March 6, 2023 |  | */s/ Louis Schwartz* |
|  |  | Name: | Louis Schwartz |
|  |  | Title: | Chief Executive Officer and Director<br>|

---

**<u>EXHIBIT INDEX</u>**

**99.1** **[News release dated January 19, 2023](ex99-1.htm)** 

**99.2** **[News release dated March 2, 2023](ex99-2.htm)**

## Exhibit 99.1

**Exhibit 99.1**

![](ex99-1_001.jpg)

**Engine Gaming & Media, Inc. Regains Compliance with Nasdaq Listing Requirements**

**NEW YORK, NY / ACCESSWIRE / January 19, 2023 /** Engine Gaming and Media, Inc. ("Engine" or the "Company") (NASDAQ:GAME) (TSX-V:GAME), a data-driven, gaming, media and influencer marketing platform company, today announced the Company has received notice from The Nasdaq Stock Market ("NASDAQ") on January 19, 2023 informing Engine that it has regained compliance with the minimum bid price requirement under NASDAQ Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Consequently, Engine is now in compliance with all applicable listing standards and its common stock will continue to be listed on The Nasdaq Capital Market.

Engine was previously notified by NASDAQ on June 23, 2022 that it was not in compliance with the minimum bid price rule because its common stock failed to meet the closing bid price of $1.00 or more for 30 consecutive business days. In order to regain compliance with the Rule, the Company was required to maintain a minimum closing bid price of $1.00 or more for at least 10 consecutive trading days. This requirement was met on January 18, 2023, the tenth consecutive trading day when the closing bid price of the Company's common stock was over $1.00.

**About Engine Gaming and Media, Inc**.

Engine Gaming and Media, Inc. (NASDAQ: GAME) (TSXV: GAME) provides unparalleled live streaming data and social analytics, influencer relationship management and monetization, and programmatic advertising to support the world's largest video gaming companies, brand marketers, ecommerce companies, media publishers and agencies to drive new streams of revenue. The company's subsidiaries include Stream Hatchet, the global leader in gaming video distribution analytics; Sideqik, a social influencer marketing discovery, analytics, and activation platform; and Frankly Media, a digital publishing platform used to create, distribute, and monetize content across all digital channels. Engine Gaming generates revenue through a combination of software-as-a-service subscription fees, managed services, and programmatic advertising. For more information, please visit <u>www.enginegaming.com</u>.

![](ex99-1_002.jpg)

**Cautionary Statement on Forward-Looking Information**

This news release contains forward-looking statements. Forward-looking statements involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of Engine to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements. Often, but not always, forward-looking statements can be identified by the use of words such as "plans", "expects" or "does not expect", "is expected", "estimates", "intends", "anticipates" or "does not anticipate", or "believes", or variations of such words and phrases or state that certain actions, events or results "may", "could", "would", "might" or "will" be taken, occur or be achieved. In respect of the forward-looking information contained herein, Engine has provided such statements and information in reliance on certain assumptions that management believed to be reasonable at the time. Forward-looking information involves known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements stated herein to be materially different from any future results, performance or achievements expressed or implied by the forward-looking information. Actual results could differ materially from those currently anticipated due to a number of factors and risks. Accordingly, readers should not place undue reliance on forward-looking information contained in this news release.

The forward-looking statements contained in this news release are made as of the date of this release and, accordingly, are subject to change after such date. Engine does not assume any obligation to update or revise any forward-looking statements, whether written or oral, that may be made from time to time by us or on our behalf, except as required by applicable law.

Neither the TSX Venture Exchange nor its Regulation Services Provider (as that term is defined in policies of the TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of this release.

**Company Contact:**

Lou Schwartz

647-725-7765

**Investor Relations Contact:**

Shannon Devine

MZ North America

Main: 203-741-8811

<u>GAME@mzgroup.us</u>

![](ex99-1_002.jpg)

## Exhibit 99.2

**Exhibit 99.2**

![](ex99-2_001.jpg)

**ENGINE GAMING'S, FRANKLY MEDIA AnnouNCES RELEASE OF IT'S INSIGHT VIDEO STREamINg aND AD MONETIZATION PLATFORM**

●  ***Frankly releases it upgraded Insight video streaming and monetization platform*** 

**NEW YORK, NY / ACCESSWIRE / March 2, 2023 /** Frankly Media ("Frankly"), a digital publishing platform used to create, distribute and monetize content across all digital channels and wholly-owned subsidiary of Engine Gaming and Media, Inc. (NASDAQ:GAME)(TSXV:GAME), today announced the release of its Insight video streaming and monetization platform.

Frankly Media's Insight video streaming and monetization platform offers an integrated suite of esports/gaming, news and entertainment solutions to allow its customers to modernize their digital ecosystem, maximize their audience reach and engagement, and fully monetize their display, audio and video content. Frankly's fully integrated solution suite includes premium yield advertising solutions that include ad sales, ad operations, audience insights, revenue optimization AI and performance analytics, video streaming for Live, VOD and FAST Channels, Mobile Apps, OTT/CTV Apps, Website/CMS and Audience Engagement widgets.

*" We are very excited to officially launch the Insight video streaming and monetization platform! The Insight solution, combined with our team of video and monetization experts, helps video content creators expand their audience reach and grow revenue. We combined three already robust video solutions into one extremely powerful platform. Insight offers live streaming, 24/7 FAST channels, content syndication, pre- and mid-role ad monetization, subscription and TVOD monetization, content analytics, and more. It's a proven platform as evidenced by the migration of over 100 existing customers to the Insight platform, and they have been very pleased with the experience and the results!"* offered Lou Schwartz, CEO, Engine Gaming & Media.

![](ex99-2_002.jpg)

**About Frankly Media**

Frankly Media provides a complete suite of solutions that give publishers a unified workflow for creating, managing, publishing, and monetizing digital content to any device while maximizing audience value and revenue. Frankly delivers publishers and their audiences the solutions to meet the dynamic challenges of a multi-screen content distribution world.

Frankly's comprehensive advertising services maximize ROI for our customers, including direct sales and programmatic ad support. With the release of our server-side ad insertion (SSAI) platform, Frankly is well-positioned to help video producers take full advantage of the growing market in addressable advertising.

Frankly's technology products include a ground-breaking online video platform for Live, VOD, and Live-to-VOD workflows, a full-featured CMS with rich storytelling capabilities, and native apps for iOS, Android, Apple TV, Fire TV, and Roku. The company is headquartered in New York, with offices in Atlanta. Frankly Media is a Subsidiary of Engine Media and Media, Inc.

**About Engine Gaming and Media, Inc.**

Engine Gaming and Media, Inc. (NASDAQ:GAME) (TSX-V:GAME) provides unparalleled live streaming data and social analytics, influencer relationship management and monetization, and programmatic advertising to support the world's largest video gaming companies, brand marketers, ecommerce companies, media publishers and agencies to drive new streams of revenue. The company's subsidiaries include Stream Hatchet, the global leader in gaming video distribution analytics; Sideqik, a social influencer marketing discovery, analytics, and activation platform; and Frankly Media, a digital publishing platform used to create, distribute, and monetize content across all digital channels. Engine generates revenue through a combination of software-as-a-service subscription fees, managed services, and programmatic advertising. For more information, please visit <u>www.enginegaming.com</u>.

**For more information, please contact:**

**Company Contact:**

Lou Schwartz

647-725-7765

**Engine Gaming Investor Relations**

**Shannon Devine**

MZ Group

Email: <u>shannon.devine@mzgroup.us</u>

![](ex99-2_002.jpg)