# EDGAR Filing Document

**Accession Number:** 0001605941
**File Stem:** 0002071691-26-014640
**Filing Date:** 2026-6
**Character Count:** 40270
**Document Hash:** e699d493c2cbbeceab0d34178e3ae361
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002071691-26-014640.hdr.sgml**: 20260625

**ACCESSION NUMBER**: 0002071691-26-014640

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260430

**FILED AS OF DATE**: 20260625

**DATE AS OF CHANGE**: 20260625

**PERIOD START**: 20261031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** 1290 Funds
- **CENTRAL INDEX KEY:** 0001605941

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22959
- **FILM NUMBER:** 261118352

**BUSINESS ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105
- **BUSINESS PHONE:** 212-554-1234

**MAIL ADDRESS:**
- **STREET 1:** 1345 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** 1290 Funds Trust
- **DATE OF NAME CHANGE:** 20140418

## Series and Classes Contracts Data

### 1290 Essex Small Cap Growth Fund (Series ID: S000076802)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000236849 | Class R      | ESCKX           |
| C000236850 | Class A      | ESCFX           |
| C000236852 | Class I      | ESCJX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** 1290 Funds

- **b. Investment Company Act file number:** 811-22959

- **c. CIK number of Registrant:** 0001605941

- **d. LEI of Registrant:** 5493000PXD0IQID6H351

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1345 Avenue of the Americas

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10105

  - **Telephone number:** 212-554-1234

**Item A.2. Information about the Series.**

- **a. Name of Series:** 1290 Essex Small Cap Growth Fund

- **b. EDGAR series identifier (if any):** S000076802

- **c. LEI of Series:** 5493001OKZ2YRG3FGX92

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-10-31

- **b. Date as of which information is reported:** 2026-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $115993510.91

**Total Liabilities:** $3860489.78

**Net Assets:** $112133021.13

**Cash Not Reported:** $299995.79

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000236849 | -1.87%               | -3.58%               | 12.49%               |
| Class ID C000236850 | -1.91%               | -3.49%               | 12.49%               |
| Class ID C000236852 | -1.84%               | -3.52%               | 12.52%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-945326.68              | $-922463.28                                |
| Month 2  | $1291450.46              | $-4781332.07                               |
| Month 3  | $944089.46               | $11529659.72                               |

### Schedule of Portfolio Investments

| Name                                      | Title                                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Adaptive Biotechnologies Corp.            | Adaptive Biotechnologies Corp.                          | CUSIP: 00650F109<br>LEI: 549300ZTF7OT1FW66Q96 | Long             | EC               | CORP              | US        |    114764 | NS      | $1618172.40   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Agios Pharmaceuticals, Inc.               | Agios Pharmaceuticals, Inc.                             | CUSIP: 00847X104<br>LEI: 529900ONJHY8EOGYT555 | Long             | EC               | CORP              | US        |     25522 | NS      | $714616.00    | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Octave Specialty Group, Inc.              | Octave Specialty Group, Inc.                            | CUSIP: 023139884<br>LEI: 5493000UC0RBBNDHI717 | Long             | EC               | CORP              | US        |     97770 | NS      | $433121.10    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Amerant Bancorp, Inc.                     | Amerant Bancorp, Inc., Class A                          | CUSIP: 023576101<br>LEI: 54930071V6LIG79MTL10 | Long             | EC               | CORP              | US        |     35986 | NS      | $826598.42    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| American Superconductor Corp.             | American Superconductor Corp.                           | CUSIP: 030111207<br>LEI: 549300S9YT8Z8LOK4452 | Long             | EC               | CORP              | US        |     29865 | NS      | $1598972.10   | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Amprius Technologies, Inc.                | Amprius Technologies, Inc.                              | CUSIP: 03214Q108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     92896 | NS      | $1956389.76   | 1.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Apyx Medical Corp.                        | Apyx Medical Corp.                                      | CUSIP: 03837C106<br>LEI: 5299009QZVYUYO082S45 | Long             | EC               | CORP              | US        |    211464 | NS      | $704175.12    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcutis Biotherapeutics, Inc.             | Arcutis Biotherapeutics, Inc.                           | CUSIP: 03969K108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     35341 | NS      | $820618.02    | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Argan, Inc.                               | Argan, Inc.                                             | CUSIP: 04010E109<br>LEI: 529900E4KZWBV9KGBS83 | Long             | EC               | CORP              | US        |      3787 | NS      | $2537214.26   | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Arlo Technologies, Inc.                   | Arlo Technologies, Inc.                                 | CUSIP: 04206A101<br>LEI: 549300T4EUX2OQ75HV52 | Long             | EC               | CORP              | US        |     47206 | NS      | $663244.30    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Arteris, Inc.                             | Arteris, Inc.                                           | CUSIP: 04302A104<br>LEI: 5299009413BJXLY5SM79 | Long             | EC               | CORP              | US        |     67797 | NS      | $1963401.12   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| AvePoint, Inc.                            | AvePoint, Inc.                                          | CUSIP: 053604104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     68085 | NS      | $663828.75    | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| BGC Group, Inc.                           | BGC Group, Inc., Class A                                | CUSIP: 088929104<br>LEI: 2549001IGRCG4F0RLD36 | Long             | EC               | CORP              | US        |     82526 | NS      | $926766.98    | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Bioventus, Inc.                           | Bioventus, Inc., Class A                                | CUSIP: 09075A108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    141198 | NS      | $1393624.26   | 1.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Biodesix, Inc.                            | Biodesix, Inc.                                          | CUSIP: 09075X207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30925 | NS      | $339556.50    | 0.30%             |  |  |  | No            |                  1 | On Loan: —       |
| BlackSky Technology, Inc.                 | BlackSky Technology, Inc., Class A                      | CUSIP: 09263B207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31723 | NS      | $1125532.04   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Blend Labs, Inc.                          | Blend Labs, Inc., Class A                               | CUSIP: 09352U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    176187 | NS      | $257233.02    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Brainsway Ltd.                            | Brainsway Ltd.                                          | CUSIP: 10501L106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |    138592 | NS      | $2295083.52   | 2.05%             |  |  |  | No            |                  1 | On Loan: —       |
| CECO Environmental Corp.                  | CECO Environmental Corp.                                | CUSIP: 125141101<br>LEI: 5493002CZCTL4HGLIY91 | Long             | EC               | CORP              | US        |     36711 | NS      | $2721753.54   | 2.43%             |  |  |  | No            |                  1 | On Loan: —       |
| CS Disco, Inc.                            | CS Disco, Inc.                                          | CUSIP: 126327105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    125789 | NS      | $544666.37    | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| CareCloud, Inc.                           | CareCloud, Inc.                                         | CUSIP: 14167R100<br>LEI: 549300GEO5Y45G5I3070 | Long             | EC               | CORP              | US        |    162047 | NS      | $489381.94    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Coda Octopus Group, Inc.                  | Coda Octopus Group, Inc.                                | CUSIP: 19188U206<br>LEI: 529900YRMYB0E8DV9418 | Long             | EC               | CORP              | US        |     41471 | NS      | $469037.01    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohu, Inc.                                | Cohu, Inc.                                              | CUSIP: 192576106<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | EC               | CORP              | US        |     31887 | NS      | $1509849.45   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbus McKinnon Corp.                   | Columbus McKinnon Corp.                                 | CUSIP: 199333105<br>LEI: 549300W3HQB0HO1F3G69 | Long             | EC               | CORP              | US        |     49126 | NS      | $758996.70    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Crexendo, Inc.                            | Crexendo, Inc.                                          | CUSIP: 226552107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    172534 | NS      | $1128372.36   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CuriosityStream, Inc.                     | CuriosityStream, Inc.                                   | CUSIP: 23130Q107<br>LEI: 549300MSP5P41EYSIZ09 | Long             | EC               | CORP              | US        |    144868 | NS      | $456334.20    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Daktronics, Inc.                          | Daktronics, Inc.                                        | CUSIP: 234264109<br>LEI: 549300IOLZ3SG5YUJ288 | Long             | EC               | CORP              | US        |     42570 | NS      | $836926.20    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Diodes, Inc.                              | Diodes, Inc.                                            | CUSIP: 254543101<br>LEI: 549300XP2X1ARVH3BX23 | Long             | EC               | CORP              | US        |     12091 | NS      | $1295550.65   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Docebo, Inc.                              | Docebo, Inc.                                            | CUSIP: 25609L105<br>LEI: 98450059461F12KCE754 | Long             | EC               | CORP              | CA        |     40055 | NS      | $766652.70    | 0.68%             |  |  |  | No            |                  1 | On Loan: —       |
| Evercore, Inc.                            | Evercore, Inc., Class A                                 | CUSIP: 29977A105<br>LEI: 529900P6KLPT95DW3W58 | Long             | EC               | CORP              | US        |      2205 | NS      | $708444.45    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| EverQuote, Inc.                           | EverQuote, Inc., Class A                                | CUSIP: 30041R108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24939 | NS      | $359620.38    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Everus Construction Group, Inc.           | Everus Construction Group, Inc.                         | CUSIP: 300426103<br>LEI: 2549006JMMHR0KILT425 | Long             | EC               | CORP              | US        |      9338 | NS      | $1376701.34   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Extreme Networks, Inc.                    | Extreme Networks, Inc.                                  | CUSIP: 30226D106<br>LEI: 549300WRECW11X94UB57 | Long             | EC               | CORP              | US        |     38740 | NS      | $855766.60    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| EyePoint, Inc.                            | EyePoint, Inc.                                          | CUSIP: 30233G209<br>LEI: 549300QE1RU34T50MR69 | Long             | EC               | CORP              | US        |     29694 | NS      | $391960.80    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Exzeo Group, Inc.                         | Exzeo Group, Inc.                                       | CUSIP: 30234F101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46440 | NS      | $752328.00    | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| FreightCar America, Inc.                  | FreightCar America, Inc.                                | CUSIP: 357023100<br>LEI: 254900UEML23YM2EQB31 | Long             | EC               | CORP              | US        |     81965 | NS      | $675391.60    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Frequency Electronics, Inc.               | Frequency Electronics, Inc.                             | CUSIP: 358010106<br>LEI: 549300S56SO2JB5JBE31 | Long             | EC               | CORP              | US        |     21690 | NS      | $1087970.40   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Gencor Industries, Inc.                   | Gencor Industries, Inc.                                 | CUSIP: 368678108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30215 | NS      | $449599.20    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentherm, Inc.                            | Gentherm, Inc.                                          | CUSIP: 37253A103<br>LEI: HKM6YX1U5JS60TCUB219 | Long             | EC               | CORP              | US        |     27879 | NS      | $839157.90    | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Globalstar, Inc.                          | Globalstar, Inc.                                        | CUSIP: 378973507<br>LEI: 549300NEX8I0MSOW0R64 | Long             | EC               | CORP              | US        |     27013 | NS      | $2223169.90   | 1.98%             |  |  |  | No            |                  1 | On Loan: —       |
| Graham Corp.                              | Graham Corp.                                            | CUSIP: 384556106<br>LEI: 254900EI9P4LTY524J77 | Long             | EC               | CORP              | US        |     22816 | NS      | $2172083.20   | 1.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Griffon Corp.                             | Griffon Corp.                                           | CUSIP: 398433102<br>LEI: 5493000C2SGNC7ZN3242 | Long             | EC               | CORP              | US        |     11541 | NS      | $1052192.97   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| HCI Group, Inc.                           | HCI Group, Inc.                                         | CUSIP: 40416E103<br>LEI: 549300CZF7EZJH0MPH74 | Long             | EC               | CORP              | US        |      6554 | NS      | $1006497.78   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Identiv, Inc.                             | Identiv, Inc.                                           | CUSIP: 45170X205<br>LEI: 5299008KH3C585Z0DS77 | Long             | EC               | CORP              | US        |    170427 | NS      | $807823.98    | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Information Services Group, Inc.          | Information Services Group, Inc.                        | CUSIP: 45675Y104<br>LEI: 549300ZUNI6DQ0G8Q273 | Long             | EC               | CORP              | US        |     89381 | NS      | $364674.48    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| InfuSystem Holdings, Inc.                 | InfuSystem Holdings, Inc.                               | CUSIP: 45685K102<br>LEI: 549300F58N8PHJ4QUI59 | Long             | EC               | CORP              | US        |     69767 | NS      | $706739.71    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Insmed, Inc.                              | Insmed, Inc.                                            | CUSIP: 457669307<br>LEI: 529900Q55QAG41CCAC11 | Long             | EC               | CORP              | US        |     12869 | NS      | $1754430.77   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Intellicheck, Inc.                        | Intellicheck, Inc.                                      | CUSIP: 45817G201<br>LEI: 5493008ZZ7W6MQKLKS23 | Long             | EC               | CORP              | US        |    125380 | NS      | $1001786.20   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| iShares Russell 2000 Growth ETF           | iShares Russell 2000 Growth ETF                         | CUSIP: 464287648<br>LEI: 549300CPJOUVKWJGSH44 | Long             |  | RF                | US        |      1545 | NS      | $556014.60    | 0.50%             |  |  |  | No            |                  1 | On Loan: —       |
| JPMorgan Prime Money Market Fund          | JPMorgan Prime Money Market Fund, IM Shares             | CUSIP: 46637K844<br>LEI: 549300YD7H8SEEU7VG41 | Long             | STIV             | RF                | US        |   3274156 | NS      | $3274483.58   | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson Outdoors, Inc.                    | Johnson Outdoors, Inc., Class A                         | CUSIP: 479167108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14737 | NS      | $775608.31    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solutions, Inc. | Kratos Defense & Security Solutions, Inc.               | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |     27579 | NS      | $1738855.95   | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| LSI Industries, Inc.                      | LSI Industries, Inc.                                    | CUSIP: 50216C108<br>LEI: 529900HY42OANH6BVT33 | Long             | EC               | CORP              | US        |     63619 | NS      | $1546577.89   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Lantronix, Inc.                           | Lantronix, Inc.                                         | CUSIP: 516548203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     80177 | NS      | $537987.67    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Legacy Education, Inc.                    | Legacy Education, Inc.                                  | CUSIP: 52474R207<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     33801 | NS      | $366740.85    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Leonardo DRS, Inc.                        | Leonardo DRS, Inc.                                      | CUSIP: 52661A108<br>LEI: 549300HMMEWVG3PPQU18 | Long             | EC               | CORP              | US        |     60431 | NS      | $2455311.53   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Ligand Pharmaceuticals, Inc.              | Ligand Pharmaceuticals, Inc.                            | CUSIP: 53220K504<br>LEI: 5493008K7TB0IKP37H79 | Long             | EC               | CORP              | US        |      6151 | NS      | $1411346.95   | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| LightPath Technologies, Inc.              | LightPath Technologies, Inc., Class A                   | CUSIP: 532257805<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43779 | NS      | $560808.99    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Educational Services Corp.        | Lincoln Educational Services Corp.                      | CUSIP: 533535100<br>LEI: 549300BJ55KUY6RG7L98 | Long             | EC               | CORP              | US        |     83846 | NS      | $3449424.44   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Liquidity Services, Inc.                  | Liquidity Services, Inc.                                | CUSIP: 53635B107<br>LEI: 5299002AZ4ULSAXN0G81 | Long             | EC               | CORP              | US        |     25226 | NS      | $899306.90    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Liquidia Corp.                            | Liquidia Corp.                                          | CUSIP: 53635D202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     19341 | NS      | $758360.61    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Mama's Creations, Inc.                    | Mama's Creations, Inc.                                  | CUSIP: 56146T103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     79626 | NS      | $1129892.94   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co.                     | Matador Resources Co.                                   | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |     10555 | NS      | $669609.20    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirion Technologies, Inc.                 | Mirion Technologies, Inc., Class A                      | CUSIP: 60471A101<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | EC               | CORP              | US        |     75799 | NS      | $1497030.25   | 1.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirum Pharmaceuticals, Inc.               | Mirum Pharmaceuticals, Inc.                             | CUSIP: 604749101<br>LEI: 254900YZKR40F7F27K81 | Long             | EC               | CORP              | US        |     12873 | NS      | $1252671.63   | 1.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Mistras Group, Inc.                       | Mistras Group, Inc.                                     | CUSIP: 60649T107<br>LEI: 5493000CMNXVLND3FU73 | Long             | EC               | CORP              | US        |     62657 | NS      | $1182964.16   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Mitek Systems, Inc.                       | Mitek Systems, Inc.                                     | CUSIP: 606710200<br>LEI: 549300ABZAQ3R25XG118 | Long             | EC               | CORP              | US        |     64499 | NS      | $900406.04    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Montrose Environmental Group, Inc.        | Montrose Environmental Group, Inc.                      | CUSIP: 615111101<br>LEI: 254900ASI8K3LUB8Q958 | Long             | EC               | CORP              | US        |     25806 | NS      | $543216.30    | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| NeuroPace, Inc.                           | NeuroPace, Inc.                                         | CUSIP: 641288105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50804 | NS      | $856555.44    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| 908 Devices, Inc.                         | 908 Devices, Inc.                                       | CUSIP: 65443P102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    113551 | NS      | $775553.33    | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Novanta, Inc.                             | Novanta, Inc.                                           | CUSIP: 67000B104<br>LEI: N/A                  | Long             | EC               | CORP              | CA        |      4813 | NS      | $623427.89    | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Oceaneering International, Inc.           | Oceaneering International, Inc.                         | CUSIP: 675232102<br>LEI: 549300L6PH74701W0R30 | Long             | EC               | CORP              | US        |     38914 | NS      | $1460831.56   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ocular Therapeutix, Inc.                  | Ocular Therapeutix, Inc.                                | CUSIP: 67576A100<br>LEI: 529900ABAWFXOHSIHG03 | Long             | EC               | CORP              | US        |     90705 | NS      | $849905.85    | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Orion Group Holdings, Inc.                | Orion Group Holdings, Inc.                              | CUSIP: 68628V308<br>LEI: 549300KBVXPV9Q3CT222 | Long             | EC               | CORP              | US        |    107389 | NS      | $1462638.18   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Ouster, Inc.                              | Ouster, Inc.                                            | CUSIP: 68989M202<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     43032 | NS      | $1160142.72   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Park Aerospace Corp.                      | Park Aerospace Corp.                                    | CUSIP: 70014A104<br>LEI: 5299004AG0G7IB636095 | Long             | EC               | CORP              | US        |     34971 | NS      | $1184118.06   | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Patrick Industries, Inc.                  | Patrick Industries, Inc.                                | CUSIP: 703343103<br>LEI: 549300FZ5ZTCCJ3Z5W14 | Long             | EC               | CORP              | US        |      9627 | NS      | $895311.00    | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Paymentus Holdings, Inc.                  | Paymentus Holdings, Inc., Class A                       | CUSIP: 70439P108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23256 | NS      | $652330.80    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Rapid Micro Biosystems, Inc.              | Rapid Micro Biosystems, Inc., Class A                   | CUSIP: 75340L104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    205085 | NS      | $492204.00    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Red Violet, Inc.                          | Red Violet, Inc.                                        | CUSIP: 75704L104<br>LEI: 549300T4EGADG881UU63 | Long             | EC               | CORP              | US        |     14206 | NS      | $531730.58    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Riverview Bancorp, Inc.                   | Riverview Bancorp, Inc.                                 | CUSIP: 769397100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     90993 | NS      | $471343.74    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Semtech Corp.                             | Semtech Corp.                                           | CUSIP: 816850101<br>LEI: 549300J7WUY317SW6O61 | Long             | EC               | CORP              | US        |     12409 | NS      | $1303565.45   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SI-BONE, Inc.                             | SI-BONE, Inc.                                           | CUSIP: 825704109<br>LEI: 549300J8JGYVJJHV9C31 | Long             | EC               | CORP              | US        |     49585 | NS      | $614358.15    | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Stereotaxis, Inc.                         | Stereotaxis, Inc.                                       | CUSIP: 85916J409<br>LEI: 549300KPNOKI02O2ZP21 | Long             | EC               | CORP              | US        |    370292 | NS      | $692446.04    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Sterling Infrastructure, Inc.             | Sterling Infrastructure, Inc.                           | CUSIP: 859241101<br>LEI: 549300RZIK6K1215XU51 | Long             | EC               | CORP              | US        |      4598 | NS      | $2370820.76   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Syndax Pharmaceuticals, Inc.              | Syndax Pharmaceuticals, Inc.                            | CUSIP: 87164F105<br>LEI: 529900OF94TRHKZVBS87 | Long             | EC               | CORP              | US        |     32703 | NS      | $700825.29    | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| TETRA Technologies, Inc.                  | TETRA Technologies, Inc.                                | CUSIP: 88162F105<br>LEI: 549300T5W131705EK832 | Long             | EC               | CORP              | US        |    180366 | NS      | $1717084.32   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Travere Therapeutics, Inc.                | Travere Therapeutics, Inc.                              | CUSIP: 89422G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     34669 | NS      | $1460258.28   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Upwork, Inc.                              | Upwork, Inc.                                            | CUSIP: 91688F104<br>LEI: 5493004QJ6WWBXVE2S70 | Long             | EC               | CORP              | US        |     33809 | NS      | $349923.15    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Varex Imaging Corp.                       | Varex Imaging Corp.                                     | CUSIP: 92214X106<br>LEI: 549300CWYWPVCT8E9W67 | Long             | EC               | CORP              | US        |     65346 | NS      | $761280.90    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Willdan Group, Inc.                       | Willdan Group, Inc.                                     | CUSIP: 96924N100<br>LEI: 529900YQO0LF5VAEKN05 | Long             | EC               | CORP              | US        |     18209 | NS      | $1383884.00   | 1.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Xeris Biopharma Holdings, Inc.            | Xeris Biopharma Holdings, Inc.                          | CUSIP: 98422E103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    174503 | NS      | $1068830.88   | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Xometry, Inc.                             | Xometry, Inc., Class A                                  | CUSIP: 98423F109<br>LEI: 5493006JFRGU7YRRXE44 | Long             | EC               | CORP              | US        |     17359 | NS      | $889995.93    | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Zeta Global Holdings Corp.                | Zeta Global Holdings Corp., Class A                     | CUSIP: 98956A105<br>LEI: 2549008P9XSJQHGQ9S27 | Long             | EC               | CORP              | US        |     30215 | NS      | $556560.30    | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Ambarella, Inc.                           | Ambarella, Inc.                                         | CUSIP: N/A<br>LEI: 254900XN7F4DG0CEKC02       | Long             | EC               | CORP              | KY        |     12065 | NS      | $830072.00    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| IBEX Holdings Ltd.                        | IBEX Holdings Ltd.                                      | CUSIP: N/A<br>LEI: 5493000GRFLPVYU2CX17       | Long             | EC               | CORP              | BM        |     13454 | NS      | $373348.50    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Freightos Ltd.                            | Freightos Ltd.                                          | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | KY        |    233477 | NS      | $466954.00    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Kiniksa Pharmaceuticals International plc | Kiniksa Pharmaceuticals International plc, Class A      | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | GB        |     40770 | NS      | $2192610.60   | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Novocure Ltd.                             | Novocure Ltd.                                           | CUSIP: N/A<br>LEI: 213800YPP55UMHWA4826       | Long             | EC               | CORP              | JE        |     64720 | NS      | $984391.20    | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Sophia Genetics SA                        | Sophia Genetics SA                                      | CUSIP: N/A<br>LEI: 506700H1GPU9GGM8W895       | Long             | EC               | CORP              | CH        |    161368 | NS      | $842340.96    | 0.75%             |  |  |  | No            |                  1 | On Loan: —       |
| INVESCO GOVT AND AGCY LEX                 | INVESCO GOVERNMENT & AGENCY PORTFOLIO OPEN-END FUND USD | CUSIP: 825252885<br>LEI: O37NHJVF7S22I1ONOU83 | Long             | STIV             | RF                | US        |   3090162 | PA      | $3090162.50   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Allot Ltd.                                | Allot Ltd.                                              | CUSIP: N/A<br>LEI: 5493008MLSB5KCVNRK06       | Long             | EC               | CORP              | IL        |     52914 | NS      | $388388.76    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Riskified Ltd.                            | Riskified Ltd., Class A                                 | CUSIP: N/A<br>LEI: 894500GU19M0O0BYWM49       | Long             | EC               | CORP              | IL        |    188346 | NS      | $868275.06    | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Tower Semiconductor Ltd.                  | Tower Semiconductor Ltd.                                | CUSIP: N/A<br>LEI: 54930086ZSNXZOUX0C54       | Long             | EC               | CORP              | IL        |     13569 | NS      | $2999427.45   | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Expro Group Holdings NV                   | Expro Group Holdings NV                                 | CUSIP: N/A<br>LEI: 724500LJYA8QIT73H017       | Long             | EC               | CORP              | NL        |     36825 | NS      | $670583.25    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-06-01

**Name of Applicant:** 1290 Funds

**Signature:** James Kelly

**Name of Signer:** James Kelly

**Title:** Treasurer