# EDGAR Filing Document

**Accession Number:** 0001314414
**File Stem:** 0000910472-26-004425
**Filing Date:** 2026-3
**Character Count:** 25968
**Document Hash:** 3e8a345d0347e8d3391bb07402c92128
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-004425.hdr.sgml**: 20260330

**ACCESSION NUMBER**: 0000910472-26-004425

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260330

**DATE AS OF CHANGE**: 20260330

**PERIOD START**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust
- **CENTRAL INDEX KEY:** 0001314414

**ORGANIZATION NAME:**
- **EIN:** 043023766
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21720
- **FILM NUMBER:** 26811444

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 631-470-2600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Strategy Shares
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mutual Fund & Variable Insurance Trust
- **DATE OF NAME CHANGE:** 20160223

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Northern Lights Fund Trust
- **DATE OF NAME CHANGE:** 20050121

## Series and Classes Contracts Data

### Princeton Adaptive Premium Fund (Series ID: S000067491)

| Class ID   | Class Name                                     | Ticker Symbol   |
|:---|:---|:---|
| C000217027 | Princeton Adaptive Premium Fund Class I shares |  |
| C000217028 | Princeton Adaptive Premium Fund Class A shares |  |

## Nport-Ex

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Principal Amount ($)** |  |  |  | **Yield Rate (%)** | **Maturity** | **Fair Value** |
|  | **U.S. GOVERNMENT & AGENCIES — 86.4%** | **U.S. GOVERNMENT & AGENCIES — 86.4%** | **U.S. GOVERNMENT & AGENCIES — 86.4%** |  |  |  |
|  | **U.S. TREASURY BILLS** — **86.4%** | **U.S. TREASURY BILLS** — **86.4%** | **U.S. TREASURY BILLS** — **86.4%** |  |  |  |
| 180000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.4866 | &nbsp;&nbsp;&nbsp;02/03/26 | $179982 |
| 150000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.7384 | &nbsp;&nbsp;&nbsp;02/10/26 | 149881 |
| 155000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.5391 | &nbsp;&nbsp;&nbsp;02/24/26 | 154657 |
| 150000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.6424 | &nbsp;&nbsp;&nbsp;03/03/26 | 149562 |
| 100000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.4588 | &nbsp;&nbsp;&nbsp;03/10/26 | 99638 |
| 120000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.4864 | &nbsp;&nbsp;&nbsp;03/17/26 | 119480 |
| 120000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.5153 | &nbsp;&nbsp;&nbsp;03/24/26 | 119395 |
| 120000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.5367 | &nbsp;&nbsp;&nbsp;03/31/26 | 119315 |
| 100000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.5339 | &nbsp;&nbsp;&nbsp;04/07/26 | 99362 |
| 160000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.5475 | &nbsp;&nbsp;&nbsp;04/14/26 | 158873 |
| 100000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.6412 | &nbsp;&nbsp;&nbsp;04/21/26 | 99228 |
| 85000 | United States Treasury Bill<sup>(a) (d)</sup> | United States Treasury Bill<sup>(a) (d)</sup> |  | 3.5510 | &nbsp;&nbsp;&nbsp;04/28/26 | 84286 |
|  | **TOTAL U.S. GOVERNMENT & AGENCIES (Cost $1,533,588)** | **TOTAL U.S. GOVERNMENT & AGENCIES (Cost $1,533,588)** | **TOTAL U.S. GOVERNMENT & AGENCIES (Cost $1,533,588)** |  |  | 1533659 |
| **Shares** |  |  |  |  |  | **Fair Value** |
|  | **SHORT-TERM INVESTMENT — 2.7%** | **SHORT-TERM INVESTMENT — 2.7%** | **SHORT-TERM INVESTMENT — 2.7%** |  |  |  |
|  | **MONEY MARKET FUND - 2.7%** | **MONEY MARKET FUND - 2.7%** | **MONEY MARKET FUND - 2.7%** |  |  |  |
| 47527 | Dreyfus Government Cash Management, Institutional Class, 3.58% **(Cost $47,527)** <sup>(b) (d)</sup> | Dreyfus Government Cash Management, Institutional Class, 3.58% **(Cost $47,527)** <sup>(b) (d)</sup> | Dreyfus Government Cash Management, Institutional Class, 3.58% **(Cost $47,527)** <sup>(b) (d)</sup> |  |  | &nbsp;&nbsp;&nbsp; 47527 |
| **Contracts<sup>(c)</sup>** |  |  |  |  |  |  |
|  | **INDEX OPTIONS PURCHASED - 0.2%** | **Broker** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **PUT OPTIONS PURCHASED - 0.2%** | **PUT OPTIONS PURCHASED - 0.2%** | **PUT OPTIONS PURCHASED - 0.2%** |  |  |  |
| 18 | S&P 500 Index | FCS | 02/06/2026 | $5800 | &nbsp;&nbsp;&nbsp;$12490254 | &nbsp;&nbsp;&nbsp;$405 |
| 36 | S&P 500 Index | FCS | 02/06/2026 | 5850 | &nbsp;&nbsp;&nbsp; 24980508 | &nbsp;&nbsp;&nbsp; 900 |
| 14 | S&P 500 Index | FCS | 02/06/2026 | 6125 | &nbsp;&nbsp;&nbsp; 9714642 | &nbsp;&nbsp;&nbsp; 700 |
| 18 | S&P 500 Index | FCS | 02/06/2026 | 6150 | &nbsp;&nbsp;&nbsp; 12490254 | &nbsp;&nbsp;&nbsp; 945 |
| 9 | S&P 500 Index | FCS | 02/06/2026 | 6160 | &nbsp;&nbsp;&nbsp; 6245127 | &nbsp;&nbsp;&nbsp; 495 |
| 5 | S&P 500 Index | FCS | 02/06/2026 | 6170 | &nbsp;&nbsp;&nbsp; 3469515 | &nbsp;&nbsp;&nbsp; 275 |
|  | **TOTAL PUT OPTIONS PURCHASED (Cost - $5,189)** | **TOTAL PUT OPTIONS PURCHASED (Cost - $5,189)** | **TOTAL PUT OPTIONS PURCHASED (Cost - $5,189)** | **TOTAL PUT OPTIONS PURCHASED (Cost - $5,189)** |  | &nbsp;&nbsp; 3720 |
|  | **TOTAL INDEX OPTIONS PURCHASED (Cost - $5,189)** | **TOTAL INDEX OPTIONS PURCHASED (Cost - $5,189)** | **TOTAL INDEX OPTIONS PURCHASED (Cost - $5,189)** |  |  | 3720 |
|  | **TOTAL INVESTMENTS - 89.3% (Cost $1,586,304)** | **TOTAL INVESTMENTS - 89.3% (Cost $1,586,304)** | **TOTAL INVESTMENTS - 89.3% (Cost $1,586,304)** |  |  | &nbsp;&nbsp;&nbsp; $1584906 |
|  | **PUT OPTIONS WRITTEN - (0.3)% (Proceeds received - $6,485)** | **PUT OPTIONS WRITTEN - (0.3)% (Proceeds received - $6,485)** | **PUT OPTIONS WRITTEN - (0.3)% (Proceeds received - $6,485)** |  |  | &nbsp;&nbsp;&nbsp; (4773) |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES - 11.0%** | **OTHER ASSETS IN EXCESS OF LIABILITIES - 11.0%** | **OTHER ASSETS IN EXCESS OF LIABILITIES - 11.0%** |  |  | &nbsp;&nbsp; 195132 |
|  | **NET ASSETS - 100.0%** |  |  |  |  | &nbsp;&nbsp; $1775265 |

---

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** | **PRINCETON ADAPTIVE PREMIUM FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** | **SCHEDULE OF INVESTMENTS (Unaudited)(Continued)** |
| **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** | **January 31, 2026** |
| **Contracts<sup>(c)</sup>** |  |  |  |  |  |  |
|  | **WRITTEN INDEX OPTIONS - (0.3)%** | **Broker** | **Expiration Date** | **Exercise Price** | **Notional Value** | **Fair Value** |
|  | **PUT OPTIONS WRITTEN - (0.3)%** | **PUT OPTIONS WRITTEN - (0.3)%** | **PUT OPTIONS WRITTEN - (0.3)%** |  |  |  |
| 18 | S&P 500 Index | FCS | 02/06/2026 | $5900 | &nbsp;&nbsp;&nbsp; $12490254 | &nbsp;&nbsp;&nbsp; $495 |
| 36 | S&P 500 Index | FCS | 02/06/2026 | 5950 | &nbsp;&nbsp;&nbsp; 24980508 | &nbsp;&nbsp;&nbsp; 1080 |
| 14 | S&P 500 Index | FCS | 02/06/2026 | 6225 | &nbsp;&nbsp;&nbsp; 9714642 | &nbsp;&nbsp;&nbsp; 910 |
| 18 | S&P 500 Index | FCS | 02/06/2026 | 6250 | &nbsp;&nbsp;&nbsp; 12490254 | &nbsp;&nbsp;&nbsp; 1260 |
| 9 | S&P 500 Index | FCS | 02/06/2026 | 6260 | &nbsp;&nbsp;&nbsp; 6245127 | &nbsp;&nbsp;&nbsp; 653 |
| 5 | S&P 500 Index | FCS | 02/06/2026 | 6270 | &nbsp;&nbsp;&nbsp; 3469515 | &nbsp;&nbsp;&nbsp; 375 |
|  | **TOTAL PUT OPTIONS WRITTEN (Proceeds - $6,485)** | **TOTAL PUT OPTIONS WRITTEN (Proceeds - $6,485)** | **TOTAL PUT OPTIONS WRITTEN (Proceeds - $6,485)** | **TOTAL PUT OPTIONS WRITTEN (Proceeds - $6,485)** |  | &nbsp;&nbsp; 4773 |
|  | **TOTAL INDEX OPTIONS WRITTEN (Proceeds - $6,485)** | **TOTAL INDEX OPTIONS WRITTEN (Proceeds - $6,485)** | **TOTAL INDEX OPTIONS WRITTEN (Proceeds - $6,485)** |  |  | &nbsp;&nbsp; $4773 |

---

---

| | |
|:---|:---|
| FCS | - StoneX Financial Inc. |
| <sup>(a)</sup> | Zero coupon bond. |
| <sup>(b)</sup> | Rate disclosed is the seven day effective yield as of January 31, 2026. |
| <sup>(c)</sup> | Each option contract allows the holder of the option to purchase or sell 100 shares of the underlying security. |
| <sup>(d)</sup> | All or a portion of these investments are segregated as collateral for option contracts. The amount of pledged securities collateral amounted to $1,581,170. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust

- **b. Investment Company Act file number:** 811-21720

- **c. CIK number of Registrant:** 0001314414

- **d. LEI of Registrant:** 549300BSYF57GRCG4861

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Princeton Adaptive Premium Fund

- **b. EDGAR series identifier (if any):** S000067491

- **c. LEI of Series:** 549300J1ZTC2HGMBWC31

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-04-30

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1871167.18

**Total Liabilities:** $95901.81

**Net Assets:** $1775265.37

**Cash Not Reported:** $128997.08

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000217027 | 0.76%                | 0.12%                | 0.20%                |
| Class ID C000217028 | 0.59%                | 0.22%                | 0.10%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-244.71                 | $-270.07                                   |
| Month 2  | $-302.96                 | $332.84                                    |
| Month 3  | $-81.08                  | $-277.61                                   |

### Schedule of Portfolio Investments

| Name                                     | Title                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Dreyfus Government Cash Management Funds | DREY-GVT CSH-I         | CUSIP: 262006208<br>LEI: 549300F7IDB6WRO7VJ11 | Long             | STIV             | RF                | US        |     47527 | PA      | $47526.67     | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| United States Treasury Bills             | B 02/03/26             | CUSIP: 912797SJ7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    180000 | PA      | $179982.03    | 10.14%            | 2026-02-03      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 02/10/26             | CUSIP: 912797SQ1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    150000 | PA      | $149880.75    | 8.44%             | 2026-02-10      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 02/24/26             | CUSIP: 912797SS7<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    155000 | PA      | $154657.26    | 8.71%             | 2026-02-24      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 03/03/26             | CUSIP: 912797ST5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    150000 | PA      | $149562.24    | 8.42%             | 2026-03-03      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 03/10/26             | CUSIP: 912797SY4<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    100000 | PA      | $99637.85     | 5.61%             | 2026-03-10      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 03/17/26             | CUSIP: 912797SZ1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    120000 | PA      | $119480.17    | 6.73%             | 2026-03-17      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 03/24/26             | CUSIP: 912797TA5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    120000 | PA      | $119394.92    | 6.73%             | 2026-03-24      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 03/31/26             | CUSIP: 912797TB3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    120000 | PA      | $119315.43    | 6.72%             | 2026-03-31      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 04/07/26             | CUSIP: 912797TG2<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    100000 | PA      | $99361.56     | 5.60%             | 2026-04-07      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 04/14/26             | CUSIP: 912797TH0<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    160000 | PA      | $158872.68    | 8.95%             | 2026-04-14      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 04/21/26             | CUSIP: 912797TJ6<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    100000 | PA      | $99227.58     | 5.59%             | 2026-04-21      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| United States Treasury Bills             | B 04/28/26             | CUSIP: 912797TK3<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |     85000 | PA      | $84286.29     | 4.75%             | 2026-04-28      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P5800 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |        18 | NC      | $405.00       | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P5850 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |        36 | NC      | $900.00       | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P5900 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -18 | NC      | $-495.00      | -0.03%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P5950 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -36 | NC      | $-1080.00     | -0.06%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6125 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |        14 | NC      | $700.00       | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6150 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |        18 | NC      | $945.00       | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6160 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         9 | NC      | $495.00       | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6170 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         5 | NC      | $275.00       | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6175 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         4 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6195 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         9 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6200 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         4 | NC      | $0.04         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6205 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         4 | NC      | $0.04         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6215 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         5 | NC      | $0.05         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6220 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |        13 | NC      | $0.13         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6225 | CUSIP: N/A<br>LEI: N/A                        | Long             | DE               | CORP              | N/A       |         9 | NC      | $0.09         | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6225 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -14 | NC      | $-910.00      | -0.05%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6250 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -18 | NC      | $-1260.00     | -0.07%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6260 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -9 | NC      | $-652.50      | -0.04%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 02/06/26 P6270 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $-375.00      | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6275 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-0.04        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6295 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -9 | NC      | $-0.09        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6300 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6305 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -4 | NC      | $-0.04        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6315 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -5 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6320 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |       -13 | NC      | $0.00         | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                      | SPXW US 01/30/26 P6325 | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | N/A       |        -9 | NC      | $-0.09        | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-27

**Name of Applicant:** Northern Lights Fund Trust

**Signature:** James Colantino

**Name of Signer:** James Colantino

**Title:** Treasurer