# EDGAR Filing Document

**Accession Number:** 0001334202
**File Stem:** 0001104659-23-036048
**Filing Date:** 2023-3
**Character Count:** 14665
**Document Hash:** 516d0f9fb05245c3a90f1711c7fa9230
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-036048.hdr.sgml**: 20230323

**ACCESSION NUMBER**: 0001104659-23-036048

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 3

**CONFORMED PERIOD OF REPORT**: 20230320

**FILED AS OF DATE**: 20230323

**DATE AS OF CHANGE**: 20230323

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Anholt Investments Ltd.
- **CENTRAL INDEX KEY:** 0001334202
- **STATE OF INCORPORATION:** C5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34927
- **FILM NUMBER:** 23756154

**BUSINESS ADDRESS:**
- **STREET 1:** BELVEDERE BUILDING
- **STREET 2:** 69 PITTS BAY ROAD
- **CITY:** HAMILTON HM 08
- **STATE:** D0
- **ZIP:** 00000
- **BUSINESS PHONE:** (441) 400-7716

**MAIL ADDRESS:**
- **STREET 1:** BELVEDERE BUILDING
- **STREET 2:** 69 PITTS BAY ROAD
- **CITY:** HAMILTON HM 08
- **STATE:** D0
- **ZIP:** 00000

**FORMER NAME:**
- **FORMER CONFORMED NAME:** Compass Group Investments, Ltd.
- **DATE OF NAME CHANGE:** 20080403

**FORMER NAME:**
- **FORMER CONFORMED NAME:** Compass Group Investments, Inc.
- **DATE OF NAME CHANGE:** 20050726
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Navco Management, Ltd.
- **CENTRAL INDEX KEY:** 0001362549
- **STATE OF INCORPORATION:** C5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34927
- **FILM NUMBER:** 23756152

**BUSINESS ADDRESS:**
- **STREET 1:** TEEKAY HOUSE BAYSIDE EXECUTIVE PARK
- **STREET 2:** P.O. BOX AP59213
- **CITY:** NASSAU
- **STATE:** C5
- **ZIP:** 00000
- **BUSINESS PHONE:** 242-502-8890

**MAIL ADDRESS:**
- **STREET 1:** TEEKAY HOUSE BAYSIDE EXECUTIVE PARK
- **STREET 2:** P.O. BOX AP59213
- **CITY:** NASSAU
- **STATE:** C5
- **ZIP:** 00000

**FORMER NAME:**
- **FORMER CONFORMED NAME:** NAVCO Management, Inc.
- **DATE OF NAME CHANGE:** 20060511
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Path Spirit LTD
- **CENTRAL INDEX KEY:** 0001431113
- **STATE OF INCORPORATION:** X0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34927
- **FILM NUMBER:** 23756151

**BUSINESS ADDRESS:**
- **STREET 1:** 10 NORWICH STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC4A 1BD
- **BUSINESS PHONE:** 44-020 7831 9222

**MAIL ADDRESS:**
- **STREET 1:** 10 NORWICH STREET
- **CITY:** LONDON
- **STATE:** X0
- **ZIP:** EC4A 1BD
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** CGI Diversified Holdings, LP
- **CENTRAL INDEX KEY:** 0001362550
- **STATE OF INCORPORATION:** C5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34927
- **FILM NUMBER:** 23756153

**BUSINESS ADDRESS:**
- **STREET 1:** TEEKAY HOUSE BAYSIDE EXECUTIVE PARK
- **STREET 2:** P.O. BOX AP59213
- **CITY:** NASSAU
- **STATE:** C5
- **ZIP:** 00000
- **BUSINESS PHONE:** 242-502-8890

**MAIL ADDRESS:**
- **STREET 1:** TEEKAY HOUSE BAYSIDE EXECUTIVE PARK
- **STREET 2:** P.O. BOX AP59213
- **CITY:** NASSAU
- **STATE:** C5
- **ZIP:** 00000
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Compass Diversified Holdings
- **CENTRAL INDEX KEY:** 0001345126
- **STANDARD INDUSTRIAL CLASSIFICATION:** HOUSEHOLD FURNITURE [2510]
- **IRS NUMBER:** 576218917
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 301 RIVERSIDE AVENUE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 203-221-1703

**MAIL ADDRESS:**
- **STREET 1:** 301 RIVERSIDE AVENUE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Compass Diversified Trust
- **DATE OF NAME CHANGE:** 20051122

## Exhibit 99.1

Exhibit 99.1

Form 4 Joint Filer Information

---

| | |
|:---|:---|
| Name: | CGI Diversified Holdings, LP |
| Address: | 69 Pitts Bay Road |
|  | Belvedere Building – 4th Floor |
|  | Pembroke, Bermuda HM08 |
| Designated Filer: | Anholt Investments Ltd. |
| Issuer & Ticker Symbol: | Compass Diversified Holdings (CODI) |
| Date of Event Requiring Statement: | March 20, 2023 |

---

---

| | |
|:---|:---|
| CGI Diversified Holdings, LP | CGI Diversified Holdings, LP |
| By: Anholt Investments Ltd., its sole limited partner | By: Anholt Investments Ltd., its sole limited partner |
| By: Navco Management, Ltd., its general partner | By: Navco Management, Ltd., its general partner |
| By: | /s/ Cora Lee Starzomski, Director |

---

---

| | |
|:---|:---|
| Name: | Navco Management, Ltd. |
| Address: | 69 Pitts Bay Road |
|  | Belvedere Building – 4th Floor |
|  | Pembroke, Bermuda HM08 |
| Designated Filer: | Anholt Investments Ltd. |
| Issuer & Ticker Symbol: | Compass Diversified Holdings (CODI) |
| Date of Event Requiring Statement: | March 20, 2023 |

---

---

| | |
|:---|:---|
| Navco Management, Ltd. | Navco Management, Ltd. |
| By: | /s/ Cora Lee Starzomski, Director |

---

## Exhibit 99.2

Exhibit 99.2

Form 4 Supplemental Joint Filer Information

---

| | |
|:---|:---|
| Name: | Path Spirit Limited |
| Address: | 10 Norwich Street |
|  | London EC4A 1BD |
|  | United Kingdom |
| Designated Filer: | Anholt Investments Ltd. |
| Issuer & Ticker Symbol: | Compass Diversified Holdings (CODI) |
| Date of Event Requiring Statement: | March 20, 2023  |

---

---

| | |
|:---|:---|
| Path Spirit Limited | Path Spirit Limited |
| By: | /s/ Poul Karlshoej, Director |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Anholt Investments Ltd.<br><sub>(Last) (First) (Middle)</sub><br>69 PITTS BAY ROAD<br>BELVEDERE BUILDING - 4TH FLOOR<br><sub>(Street)</sub><br>PEMBROKE, D0 HM08<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-20 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Compass Diversified Holdings [ CODI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>CGI Diversified Holdings, LP<br><sub>(Last) (First) (Middle)</sub><br>69 PITTS BAY ROAD<br>BELVEDERE BUILDING - 4TH FLOOR<br><sub>(Street)</sub><br>PEMBROKE, D0 HM08<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-20 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Compass Diversified Holdings [ CODI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Navco Management, Ltd.<br><sub>(Last) (First) (Middle)</sub><br>69 PITTS BAY ROAD<br>BELVEDERE BUILDING - 4TH FLOOR<br><sub>(Street)</sub><br>PEMBROKE, D0 HM08<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-20 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Compass Diversified Holdings [ CODI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Path Spirit LTD<br><sub>(Last) (First) (Middle)</sub><br>10 NORWICH STREET<br><sub>(Street)</sub><br>LONDON, X0 EC4A 1BD<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-20 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Compass Diversified Holdings [ CODI ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common<sup>(1)</sup> | 2023-03-20 |  | P |  | 5092 | A | $17.9678 | 7942974 | I<sup>(2)(3)</sup> | By CGI Diversified Holdings, LP |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.

(2) The Common Shares are owned directly by CGI Magyar Holdings, LLC, which is owned by Anholt Services (USA), Inc., and CGI Diversified Hungary Kft..  Anholt Services (USA), Inc. is owned by Anholt Investments Ltd. (formerly known as Compass Group Investments, Ltd.).  CGI Diversified Hungary Kft. is owned by CGI Diversified Holdings, LP.  CGI Diversified Holdings, LP is owned by Anholt Investments Ltd., its sole limited partner, and Navco Management, Ltd., its general partner.  Anholt Investments Ltd. and Navco Management, Ltd. are wholly owned by Kattegat Limited, a Bermudian exempt company with its principal offices at Belvedere Building, 69 Pitts Bay Road, Pembroke HM 08, Bermuda.  Kattegat Limited was formed for the purpose of holding and managing the endowed assets of The Kattegat Trust and is wholly owned by The Kattegat Trust.

(3) The Kattegat Trust is a Bermudian charitable trust, engaged in the principal business of distributing income for charitable purposes, with its principal offices at Wessex House, 5th Floor, 45 Reid St., Hamilton HM12.  The trustee of The Kattegat Trust is Kattegat Private Trustees (Bermuda) Limited (the "Trustee"), a Bermudian trust company with its principal offices at Wessex House, 5th Floor, 45 Reid St., Hamilton HM12.  Path Spirit Limited is the trust protector for The Kattegat Trust.  The Trustee is wholly owned by The Lund Purpose Trust, a Bermudian purpose trust with its principal offices at Thistle House, 4 Burnaby Street, Hamilton HM 11, Bermuda, formed for the sole purpose of holding the shares of the Trustee.  Anholt Investments Ltd., Navco Management, Ltd., Path Spirit Limited, Anholt Services (USA), Inc., CGI Diversified Hungary Kft. and CGI Magyar Holdings, LLC disclaim beneficial ownership of the Shares, except to the extent of their pecuniary interest therein.

**Remarks:**
Exhibit 99.1 - Joint Filer Information
Exhibit 99.2 - Supplemental Joint Filer Information

**Signature:** ANHOLT INVESTMENTS LTD., By: /s/ Cora Lee Starzomski, Director  
**Date:** 2022-03-23

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**