# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016810
**Filing Date:** 2025-8
**Character Count:** 13641
**Document Hash:** 2c0724dad62596c57a31de2b749cf958
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016810.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016810

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263246

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### SmartETFs Dividend Builder ETF (Series ID: S000069135)

| Class ID   | Class Name                     | Ticker Symbol   |
|:---|:---|:---|
| C000220962 | SmartETFs Dividend Builder ETF | DIVS            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmartETFs Dividend Builder ETF

- **b. EDGAR series identifier (if any):** S000069135

- **c. LEI of Series:** 549300LDFVCSRZU8VI59

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $41804838.57

**Total Liabilities:** $214553.01

**Net Assets:** $41590285.56

**Cash Not Reported:** $553263.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000220962 | 1.61%                | 4.21%                | 0.14%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $599733.86                                 |
| Month 2  | $-111956.62              | $1676964.92                                |
| Month 3  | $0.00                    | $-47523.71                                 |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ABB LTD-REG /CHF/              | COMMON STOCK | CUSIP: H0010V101<br>LEI: N/A | Long             | EC               | CORP              | CH        |     20192 | NS      | $1203885.97   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| ABBVIE INC                     | COMMON STOCK | CUSIP: 00287Y109<br>LEI: N/A | Long             | EC               | CORP              | US        |      5900 | NS      | $1095158.00   | 2.63%             |  |  |  | No            |                  1 | On Loan: No      |
| AFLAC INC                      | COMMON STOCK | CUSIP: 001055102<br>LEI: N/A | Long             | EC               | CORP              | US        |     10890 | NS      | $1148459.40   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ARTHUR J GALLAGHER & CO        | COMMON STOCK | CUSIP: 363576109<br>LEI: N/A | Long             | EC               | CORP              | US        |      3463 | NS      | $1108575.56   | 2.67%             |  |  |  | No            |                  1 | On Loan: No      |
| ASSA ABLOY AB-B /SEK/          | COMMON STOCK | CUSIP: W0817X204<br>LEI: N/A | Long             | EC               | CORP              | SE        |     36832 | NS      | $1149108.42   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ATLAS COPCO AB-A SHS /SEK/     | COMMON STOCK | CUSIP: W1R924252<br>LEI: N/A | Long             | EC               | CORP              | SE        |     66055 | NS      | $1067064.06   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| BLACKROCK INC                  | COMMON STOCK | CUSIP: 09290D101<br>LEI: N/A | Long             | EC               | CORP              | US        |      1139 | NS      | $1195095.75   | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                   | COMMON STOCK | CUSIP: 11135F101<br>LEI: N/A | Long             | EC               | CORP              | US        |      4804 | NS      | $1324222.60   | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| CISCO SYSTEMS INC              | COMMON STOCK | CUSIP: 17275R102<br>LEI: N/A | Long             | EC               | CORP              | US        |     17836 | NS      | $1237461.68   | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| CME GROUP INC                  | COMMON STOCK | CUSIP: 12572Q105<br>LEI: N/A | Long             | EC               | CORP              | US        |      4642 | NS      | $1279428.04   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| COCA-COLA CO/THE               | COMMON STOCK | CUSIP: 191216100<br>LEI: N/A | Long             | EC               | CORP              | US        |     16675 | NS      | $1179756.25   | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| DANONE /EUR/                   | COMMON STOCK | CUSIP: F12033134<br>LEI: N/A | Long             | EC               | CORP              | FR        |     16233 | NS      | $1326165.91   | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| DEUTSCHE BOERSE AG /EUR/       | COMMON STOCK | CUSIP: D1882G119<br>LEI: N/A | Long             | EC               | CORP              | DE        |      4456 | NS      | $1453309.54   | 3.49%             |  |  |  | No            |                  1 | On Loan: No      |
| DIAGEO PLC /GBP/               | COMMON STOCK | CUSIP: G42089113<br>LEI: N/A | Long             | EC               | CORP              | GB        |     41435 | NS      | $1039613.00   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| EATON CORP PLC                 | COMMON STOCK | CUSIP: G29183103<br>LEI: N/A | Long             | EC               | CORP              | IE        |      3538 | NS      | $1263030.62   | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| EMERSON ELECTRIC CO            | COMMON STOCK | CUSIP: 291011104<br>LEI: N/A | Long             | EC               | CORP              | US        |      8833 | NS      | $1177703.89   | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HALEON PLC /GBP/               | COMMON STOCK | CUSIP: G4232K100<br>LEI: N/A | Long             | EC               | CORP              | GB        |    212049 | NS      | $1089683.16   | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| ILLINOIS TOOL WORKS            | COMMON STOCK | CUSIP: 452308109<br>LEI: N/A | Long             | EC               | CORP              | US        |      4345 | NS      | $1074301.25   | 2.58%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON & JOHNSON              | COMMON STOCK | CUSIP: 478160104<br>LEI: N/A | Long             | EC               | CORP              | US        |      7210 | NS      | $1101327.50   | 2.65%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                  | COMMON STOCK | CUSIP: G5960L103<br>LEI: N/A | Long             | EC               | CORP              | IE        |     12273 | NS      | $1069837.41   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                 | COMMON STOCK | CUSIP: 594918104<br>LEI: N/A | Long             | EC               | CORP              | US        |      2717 | NS      | $1351462.97   | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| MONDELEZ INTERNATIONAL INC-A   | COMMON STOCK | CUSIP: 609207105<br>LEI: N/A | Long             | EC               | CORP              | US        |     19028 | NS      | $1283248.32   | 3.09%             |  |  |  | No            |                  1 | On Loan: No      |
| NESTLE SA-REG /CHF/            | COMMON STOCK | CUSIP: H57312649<br>LEI: N/A | Long             | EC               | CORP              | CH        |     13049 | NS      | $1296348.67   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVO NORDISK A/S-B /DKK/       | COMMON STOCK | CUSIP: K72807140<br>LEI: N/A | Long             | EC               | CORP              | DK        |     13376 | NS      | $928308.17    | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| OTIS WORLDWIDE CORP            | COMMON STOCK | CUSIP: 68902V107<br>LEI: N/A | Long             | EC               | CORP              | US        |     11587 | NS      | $1147344.74   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| PAYCHEX INC                    | COMMON STOCK | CUSIP: 704326107<br>LEI: N/A | Long             | EC               | CORP              | US        |      7606 | NS      | $1106368.76   | 2.66%             |  |  |  | No            |                  1 | On Loan: No      |
| PEPSICO INC                    | COMMON STOCK | CUSIP: 713448108<br>LEI: N/A | Long             | EC               | CORP              | US        |      7744 | NS      | $1022517.76   | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| PROCTER & GAMBLE CO/THE        | COMMON STOCK | CUSIP: 742718109<br>LEI: N/A | Long             | EC               | CORP              | US        |      6676 | NS      | $1063620.32   | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| PUBLICIS GROUPE /EUR/          | COMMON STOCK | CUSIP: F7607Z165<br>LEI: N/A | Long             | EC               | CORP              | FR        |     10221 | NS      | $1151872.85   | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| RECKITT BENCKISER GROUP  /GBP/ | COMMON STOCK | CUSIP: G74079107<br>LEI: N/A | Long             | EC               | CORP              | GB        |     17067 | NS      | $1160724.14   | 2.79%             |  |  |  | No            |                  1 | On Loan: No      |
| ROCHE HOLDING AG-GENUSSC /CHF/ | COMMON STOCK | CUSIP: H69293217<br>LEI: N/A | Long             | EC               | CORP              | CH        |      3521 | NS      | $1146599.12   | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER ELEC SA /EUR/        | COMMON STOCK | CUSIP: F86921107<br>LEI: N/A | Long             | EC               | CORP              | FR        |      4409 | NS      | $1172611.16   | 2.82%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |      5373 | NS      | $1216930.77   | 2.93%             |  |  |  | No            |                  1 | On Loan: No      |
| TEXAS INSTRUMENTS INC          | COMMON STOCK | CUSIP: 882508104<br>LEI: N/A | Long             | EC               | CORP              | US        |      6170 | NS      | $1281015.40   | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| UNILEVER PLC /GBP/             | COMMON STOCK | CUSIP: G92087165<br>LEI: N/A | Long             | EC               | CORP              | GB        |     19053 | NS      | $1157190.37   | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer