# EDGAR Filing Document

**Accession Number:** 0001383496
**File Stem:** 0000940400-26-011344
**Filing Date:** 2026-3
**Character Count:** 77166
**Document Hash:** e4f2699aaf373ad6efdd69479fe977c9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011344.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011344

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- **CENTRAL INDEX KEY:** 0001383496

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22019
- **FILM NUMBER:** 26792044

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust Mid Cap Value AlphaDEX Fund (Series ID: S000031805)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000099060 | First Trust Mid Cap Value AlphaDEX Fund | FNK             |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded AlphaDEX Fund

- **b. Investment Company Act file number:** 811-22019

- **c. CIK number of Registrant:** 0001383496

- **d. LEI of Registrant:** 549300PGRVU1P76W4537

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust Mid Cap Value AlphaDEX Fund

- **b. EDGAR series identifier (if any):** S000031805

- **c. LEI of Series:** 549300E5JZJMI707IP13

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $211903673.19

**Total Liabilities:** $1294058.15

**Net Assets:** $210609615.04

**Cash Not Reported:** $937.05

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000099060 | 3.67%                | 0.97%                | 5.16%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $6644076.63                                |
| Month 2  | $-42423.46               | $1564366.51                                |
| Month 3  | $5073132.17              | $4937419.76                                |

### Schedule of Portfolio Investments

| Name                               | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BorgWarner Inc                     | BorgWarner Inc                           | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |      6593 | NS      | $312574.13    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Axalta Coating Systems Ltd         | Axalta Coating Systems Ltd               | CUSIP: 000000000<br>LEI: 529900AGLPA40GV6H619 | Long             | EC               | CORP              | US        |     27586 | NS      | $926337.88    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA CAPITAL MARKETS AMERICA INC        | CUSIP: 000000000<br>LEI: M67H5PRC0NQKM73ZAS82 | Long             | RA               | CORP              | US        |    812401 | PA      | $812401.00    | 0.39%             |  |  |  | No            |                  2 | On Loan: No      |
| Avery Dennison Corp                | Avery Dennison Corp                      | CUSIP: 053611109<br>LEI: 549300PW7VPFCYKLIV37 | Long             | EC               | CORP              | US        |      1633 | NS      | $302937.83    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Voya Financial Inc                 | Voya Financial Inc                       | CUSIP: 929089100<br>LEI: 549300T065Z4KJ686G75 | Long             | EC               | CORP              | US        |      3988 | NS      | $305720.08    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Associated Banc-Corp               | Associated Banc-Corp                     | CUSIP: 045487105<br>LEI: 549300N3CIN473IW5094 | Long             | EC               | CORP              | US        |     11533 | NS      | $314389.58    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Radian Group Inc                   | Radian Group Inc                         | CUSIP: 750236101<br>LEI: 54930005OUP720S5U385 | Long             | EC               | CORP              | US        |     41276 | NS      | $1357980.40   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| A O Smith Corp                     | A O Smith Corp                           | CUSIP: 831865209<br>LEI: 549300XG4US7UJNECY36 | Long             | EC               | CORP              | US        |      8885 | NS      | $652958.65    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Webster Financial Corp             | Webster Financial Corp                   | CUSIP: 947890109<br>LEI: KMRURHT0VWKYS6Z5KU67 | Long             | EC               | CORP              | US        |     14161 | NS      | $931368.97    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Prosperity Bancshares Inc          | Prosperity Bancshares Inc                | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     12897 | NS      | $890021.97    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Axis Capital Holdings Ltd          | Axis Capital Holdings Ltd                | CUSIP: 000000000<br>LEI: 635400VD2NQBYAHMEM55 | Long             | EC               | CORP              | BM        |     11097 | NS      | $1144988.46   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                        | Chemed Corp                              | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |       694 | NS      | $296435.16    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Campbell's Company/The             | Campbell's Company/The                   | CUSIP: 134429109<br>LEI: 5493007JDSMX8Z5Z1902 | Long             | EC               | CORP              | US        |     31981 | NS      | $894828.38    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Cirrus Logic Inc                   | Cirrus Logic Inc                         | CUSIP: 172755100<br>LEI: 549300NKSJEM5ZZSSV18 | Long             | EC               | CORP              | US        |      7522 | NS      | $980417.48    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryder System Inc                   | Ryder System Inc                         | CUSIP: 783549108<br>LEI: ZXJ6Y2OSPZXIVGRILD15 | Long             | EC               | CORP              | US        |      6209 | NS      | $1187657.52   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Nexstar Media Group Inc            | Nexstar Media Group Inc                  | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |      5853 | NS      | $1243060.14   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Range Resources Corp               | Range Resources Corp                     | CUSIP: 75281A109<br>LEI: H3Y3WLYCX0BTO1TRW162 | Long             | EC               | CORP              | US        |     33704 | NS      | $1275696.40   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Generac Holdings Inc               | Generac Holdings Inc                     | CUSIP: 368736104<br>LEI: 529900S2H2AHJHSFFI84 | Long             | EC               | CORP              | US        |      2179 | NS      | $366159.16    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Assured Guaranty Ltd               | Assured Guaranty Ltd                     | CUSIP: 000000000<br>LEI: 549300BBOQUJEPH87M14 | Long             | EC               | CORP              | BM        |     16530 | NS      | $1402570.50   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| AES Corp/The                       | AES Corp/The                             | CUSIP: 00130H105<br>LEI: 2NUNNB7D43COUIRE5295 | Long             | EC               | CORP              | US        |     62155 | NS      | $910570.75    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Timken Co/The                      | Timken Co/The                            | CUSIP: 887389104<br>LEI: B0I35MLPFXZSE70ASS73 | Long             | EC               | CORP              | US        |     10594 | NS      | $987254.86    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Healthpeak Properties Inc          | Healthpeak Properties Inc                | CUSIP: 42250P103<br>LEI: 254900M6MTMZM0I22L81 | Long             | EC               | CORP              | US        |     18476 | NS      | $318526.24    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc               | Align Technology Inc                     | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |      1903 | NS      | $310246.09    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Taylor Morrison Home Corp          | Taylor Morrison Home Corp                | CUSIP: 87724P106<br>LEI: 5299009UDLLGLKOOJE30 | Long             | EC               | CORP              | US        |     25234 | NS      | $1538012.30   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Floor & Decor Holdings Inc         | Floor & Decor Holdings Inc               | CUSIP: 339750101<br>LEI: 549300M5FR3N688XGQ36 | Long             | EC               | CORP              | US        |      4879 | NS      | $321818.84    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Selective Insurance Group Inc      | Selective Insurance Group Inc            | CUSIP: 816300107<br>LEI: 549300R3WGJWLE40R258 | Long             | EC               | CORP              | US        |      7102 | NS      | $597136.16    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Valley National Bancorp            | Valley National Bancorp                  | CUSIP: 919794107<br>LEI: 549300ET52S1UBIB9762 | Long             | EC               | CORP              | US        |     76310 | NS      | $950822.60    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Ameris Bancorp                     | Ameris Bancorp                           | CUSIP: 03076K108<br>LEI: PBJHNT51T5V6G5UQFV42 | Long             | EC               | CORP              | US        |      8000 | NS      | $644960.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Coty Inc                           | Coty Inc                                 | CUSIP: 222070203<br>LEI: 549300BO9IWPF3S48F93 | Long             | EC               | CORP              | US        |    482308 | NS      | $1528916.36   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Spire Inc                          | Spire Inc                                | CUSIP: 84857L101<br>LEI: 549300NXSY15DRY2R511 | Long             | EC               | CORP              | US        |     10778 | NS      | $910633.22    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Essent Group Ltd                   | Essent Group Ltd                         | CUSIP: 000000000<br>LEI: 254900QUO860OUT6ZF83 | Long             | EC               | CORP              | BM        |     22851 | NS      | $1437784.92   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Kemper Corp                        | Kemper Corp                              | CUSIP: 488401100<br>LEI: 549300FNI1JKTRY2PV09 | Long             | EC               | CORP              | US        |     36643 | NS      | $1444100.63   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc                     | Murphy USA Inc                           | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      1473 | NS      | $622357.23    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                         | Arcosa Inc                               | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |      2794 | NS      | $319829.18    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Amkor Technology Inc               | Amkor Technology Inc                     | CUSIP: 031652100<br>LEI: 529900VHLRTKPWZJBM84 | Long             | EC               | CORP              | US        |     15051 | NS      | $727414.83    | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Textron Inc                        | Textron Inc                              | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |      6817 | NS      | $600305.02    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Korn Ferry                         | Korn Ferry                               | CUSIP: 500643200<br>LEI: 549300FOD20OM0GT5G40 | Long             | EC               | CORP              | US        |     18001 | NS      | $1250529.47   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Telephone and Data Systems Inc     | Telephone and Data Systems Inc           | CUSIP: 879433829<br>LEI: 5299003YZW5BE2NNLO37 | Long             | EC               | CORP              | US        |     21739 | NS      | $981081.07    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Avnet Inc                          | Avnet Inc                                | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |     18538 | NS      | $1156585.82   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Americold Realty Trust Inc         | Americold Realty Trust Inc               | CUSIP: 03064D108<br>LEI: 894500O3S3W62PQPO460 | Long             | EC               | CORP              | US        |     23103 | NS      | $286708.23    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Globe Life Inc                     | Globe Life Inc                           | CUSIP: 37959E102<br>LEI: 5493001JFHKQOPP6XA71 | Long             | EC               | CORP              | US        |      6373 | NS      | $893622.06    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Belden Inc                         | Belden Inc                               | CUSIP: 077454106<br>LEI: 68BKYO1JC791TTJHUE82 | Long             | EC               | CORP              | US        |      2549 | NS      | $299532.99    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Reynolds Consumer Products Inc     | Reynolds Consumer Products Inc           | CUSIP: 76171L106<br>LEI: 894500ZQLNYY77S80A06 | Long             | EC               | CORP              | US        |     38888 | NS      | $901034.96    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Eastman Chemical Co                | Eastman Chemical Co                      | CUSIP: 277432100<br>LEI: FDPVHDGJ1IQZFK9KH630 | Long             | EC               | CORP              | US        |     23273 | NS      | $1613284.36   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp          | California Resources Corp                | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |     33225 | NS      | $1777537.50   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Abercrombie & Fitch Co             | Abercrombie & Fitch Co                   | CUSIP: 002896207<br>LEI: 5493000J7LL72TOGT983 | Long             | EC               | CORP              | US        |      9442 | NS      | $921822.46    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Lear Corp                          | Lear Corp                                | CUSIP: 521865204<br>LEI: 549300UPNBTXA1SYTQ33 | Long             | EC               | CORP              | US        |     12963 | NS      | $1517837.67   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                           | APA Corp                                 | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |     60732 | NS      | $1603932.12   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Jefferies Financial Group Inc      | Jefferies Financial Group Inc            | CUSIP: 47233W109<br>LEI: 549300HOF34RGOJ5YL07 | Long             | EC               | CORP              | US        |      4794 | NS      | $293296.92    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortune Brands Innovations Inc     | Fortune Brands Innovations Inc           | CUSIP: 34964C106<br>LEI: 54930032LHW54PQUJD44 | Long             | EC               | CORP              | US        |     11879 | NS      | $642653.90    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| WESCO International Inc            | WESCO International Inc                  | CUSIP: 95082P105<br>LEI: 529900TXOGREY3WNJ434 | Long             | EC               | CORP              | US        |      1214 | NS      | $351368.02    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Euronet Worldwide Inc              | Euronet Worldwide Inc                    | CUSIP: 298736109<br>LEI: YG3575C4DSHJPA5KET68 | Long             | EC               | CORP              | US        |     15614 | NS      | $1131390.44   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Revvity Inc                        | Revvity Inc                              | CUSIP: 714046109<br>LEI: 549300IKL1SDPFI7N655 | Long             | EC               | CORP              | US        |      3071 | NS      | $334124.80    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| OGE Energy Corp                    | OGE Energy Corp                          | CUSIP: 670837103<br>LEI: CE5OG6JPOZMDSA0LAQ19 | Long             | EC               | CORP              | US        |     27831 | NS      | $1215658.08   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Republic International Cor     | Old Republic International Corp          | CUSIP: 680223104<br>LEI: 549300IV6O2YY2A1KH37 | Long             | EC               | CORP              | US        |     13019 | NS      | $509954.23    | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Knight-Swift Transportation Ho     | Knight-Swift Transportation Holdings Inc | CUSIP: 499049104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     17049 | NS      | $939399.90    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Insight Enterprises Inc            | Insight Enterprises Inc                  | CUSIP: 45765U103<br>LEI: 529900S8991TYW6YP792 | Long             | EC               | CORP              | US        |      7294 | NS      | $612841.88    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                 | Enphase Energy Inc                       | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |      9270 | NS      | $342804.60    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown-Forman Corp                  | Brown-Forman Corp                        | CUSIP: 115637209<br>LEI: 549300873K3LXF7ARU34 | Long             | EC               | CORP              | US        |     34202 | NS      | $936108.74    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Gentex Corp                        | Gentex Corp                              | CUSIP: 371901109<br>LEI: 549300S3UD8XV1MN0287 | Long             | EC               | CORP              | US        |     51070 | NS      | $1175120.70   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Toll Brothers Inc                  | Toll Brothers Inc                        | CUSIP: 889478103<br>LEI: 529900JB6IS9MSZGVR44 | Long             | EC               | CORP              | US        |     10986 | NS      | $1587367.14   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| WillScot Holdings Corp             | WillScot Holdings Corp                   | CUSIP: 971378104<br>LEI: 549300HJ4VIXF476Q166 | Long             | EC               | CORP              | US        |     47334 | NS      | $948100.02    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Federated Hermes Inc               | Federated Hermes Inc                     | CUSIP: 314211103<br>LEI: R05X5UQ874RGFF7HHD84 | Long             | EC               | CORP              | US        |     22823 | NS      | $1216009.44   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Universal Health Services Inc      | Universal Health Services Inc            | CUSIP: 913903100<br>LEI: 549300YGMGQDO0NMJD09 | Long             | EC               | CORP              | US        |      6814 | NS      | $1371385.64   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| LKQ Corp                           | LKQ Corp                                 | CUSIP: 501889208<br>LEI: DS830JTTZQN6GK0I2E41 | Long             | EC               | CORP              | US        |     49189 | NS      | $1615858.65   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| National Fuel Gas Co               | National Fuel Gas Co                     | CUSIP: 636180101<br>LEI: 8JB38FFW1Y3C1HM8E841 | Long             | EC               | CORP              | US        |     14844 | NS      | $1243185.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Group 1 Automotive Inc             | Group 1 Automotive Inc                   | CUSIP: 398905109<br>LEI: 549300US8QAZJLWYAF63 | Long             | EC               | CORP              | US        |      2266 | NS      | $802753.16    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Mattel Inc                         | Mattel Inc                               | CUSIP: 577081102<br>LEI: 549300VELLG24KHTJ564 | Long             | EC               | CORP              | US        |     44925 | NS      | $938483.25    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Antero Resources Corp              | Antero Resources Corp                    | CUSIP: 03674X106<br>LEI: APVBKPOULHUX7YZLKU17 | Long             | EC               | CORP              | US        |     34487 | NS      | $1254292.19   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlantic Union Bankshares Corp     | Atlantic Union Bankshares Corp           | CUSIP: 04911A107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8416 | NS      | $326877.44    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| United Therapeutics Corp           | United Therapeutics Corp                 | CUSIP: 91307C102<br>LEI: 5299005C4HZL4UWROC14 | Long             | EC               | CORP              | US        |      1220 | NS      | $572777.80    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Akamai Technologies Inc            | Akamai Technologies Inc                  | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |      6810 | NS      | $661591.50    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Electric Co Inc           | Franklin Electric Co Inc                 | CUSIP: 353514102<br>LEI: RR6AURIKMXUE4Q24G284 | Long             | EC               | CORP              | US        |      3110 | NS      | $309818.20    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Victory Capital Holdings Inc       | Victory Capital Holdings Inc             | CUSIP: 92645B103<br>LEI: 549300BN5LH2CIPPHS71 | Long             | EC               | CORP              | US        |     18837 | NS      | $1328573.61   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Capital Bancshares Inc       | Texas Capital Bancshares Inc             | CUSIP: 88224Q107<br>LEI: 549300466Q2SXRX0YM48 | Long             | EC               | CORP              | US        |      6563 | NS      | $663978.71    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Financial Corp      | First American Financial Corp            | CUSIP: 31847R102<br>LEI: 549300B6VEZK3N0A1P55 | Long             | EC               | CORP              | US        |     19343 | NS      | $1222090.74   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Ltd                        | Invesco Ltd                              | CUSIP: 000000000<br>LEI: ECPGFXU8A2SHKVVGJI15 | Long             | EC               | CORP              | US        |     45238 | NS      | $1234545.02   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Essential Utilities Inc            | Essential Utilities Inc                  | CUSIP: 29670G102<br>LEI: 549300ILTEOF3E3QY357 | Long             | EC               | CORP              | US        |     23235 | NS      | $901285.65    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Clearway Energy Inc                | Clearway Energy Inc                      | CUSIP: 18539C204<br>LEI: 549300LHAZ9HA9G3XC48 | Long             | EC               | CORP              | US        |     17865 | NS      | $645819.75    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Inc                 | Cohen & Steers Inc                       | CUSIP: 19247A100<br>LEI: 549300XXIA338A0X2K65 | Long             | EC               | CORP              | US        |      4732 | NS      | $304078.32    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Solventum Corp                     | Solventum Corp                           | CUSIP: 83444M101<br>LEI: 254900I70403OSGY4M28 | Long             | EC               | CORP              | US        |     18747 | NS      | $1442956.59   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Dick's Sporting Goods Inc          | Dick's Sporting Goods Inc                | CUSIP: 253393102<br>LEI: 529900SSBV5I4LWSK313 | Long             | EC               | CORP              | US        |      3002 | NS      | $606404.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| JB Hunt Transport Services Inc     | JB Hunt Transport Services Inc           | CUSIP: 445658107<br>LEI: 549300XCD1MPI1C5GK90 | Long             | EC               | CORP              | US        |      1529 | NS      | $309958.88    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| ADT Inc                            | ADT Inc                                  | CUSIP: 00090Q103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    184078 | NS      | $1472624.00   | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Core Natural Resources Inc         | Core Natural Resources Inc               | CUSIP: 218937100<br>LEI: 549300YJCTPJBTK7IJ81 | Long             | EC               | CORP              | US        |      6713 | NS      | $640285.94    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| FNB Corp/PA                        | FNB Corp/PA                              | CUSIP: 302520101<br>LEI: PCYSKIGYNYFDTBLVZU83 | Long             | EC               | CORP              | US        |     52123 | NS      | $914758.65    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Cousins Properties Inc             | Cousins Properties Inc                   | CUSIP: 222795502<br>LEI: 5493007XPYD5EJABN062 | Long             | EC               | CORP              | US        |     46098 | NS      | $1163513.52   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Albertsons Cos Inc                 | Albertsons Cos Inc                       | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |     69214 | NS      | $1152413.10   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc       | Simpson Manufacturing Co Inc             | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |      3680 | NS      | $650550.40    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                          | Qorvo Inc                                | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |      3516 | NS      | $274634.76    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHSTATE BANK CORP               | SOUTHSTATE BANK CORP                     | CUSIP: 84472E102<br>LEI: 549300JZUANXM0YQ4W53 | Long             | EC               | CORP              | US        |      9471 | NS      | $969167.43    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercury General Corp               | Mercury General Corp                     | CUSIP: 589400100<br>LEI: 5493001Q9EXPCEL4W527 | Long             | EC               | CORP              | US        |      9476 | NS      | $830002.84    | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| U-Haul Holding Co                  | U-Haul Holding Co                        | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |     25426 | NS      | $1304608.06   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Oshkosh Corp                       | Oshkosh Corp                             | CUSIP: 688239201<br>LEI: 549300FEKNPCFSA2B506 | Long             | EC               | CORP              | US        |      9460 | NS      | $1360537.20   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Graphic Packaging Holding Co       | Graphic Packaging Holding Co             | CUSIP: 388689101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     98639 | NS      | $1445061.35   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Perrigo Co PLC                     | Perrigo Co PLC                           | CUSIP: 000000000<br>LEI: 549300IFOQS6R1QLY196 | Long             | EC               | CORP              | IE        |     85374 | NS      | $1213164.54   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank OZK                           | Bank OZK                                 | CUSIP: 06417N103<br>LEI: 549300VYK2WBD7SST478 | Long             | EC               | CORP              | US        |     32280 | NS      | $1535236.80   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Ingredion Inc                      | Ingredion Inc                            | CUSIP: 457187102<br>LEI: PKSTQ48QDN0XSVS7YK88 | Long             | EC               | CORP              | US        |     13473 | NS      | $1591161.30   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| OneMain Holdings Inc               | OneMain Holdings Inc                     | CUSIP: 68268W103<br>LEI: 549300E3VEW8SMS5XW09 | Long             | EC               | CORP              | US        |     13195 | NS      | $864800.30    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Annaly Capital Management Inc      | Annaly Capital Management Inc            | CUSIP: 035710839<br>LEI: 2DTL0G3FPRYUT58TI025 | Long             | EC               | CORP              | US        |     39862 | NS      | $917224.62    | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Toro Co/The                        | Toro Co/The                              | CUSIP: 891092108<br>LEI: YJKE4YIT6BWQHVEW0D14 | Long             | EC               | CORP              | US        |      3774 | NS      | $345321.00    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| UFP Industries Inc                 | UFP Industries Inc                       | CUSIP: 90278Q108<br>LEI: 5493007KB485C9OV5572 | Long             | EC               | CORP              | US        |     13052 | NS      | $1348010.56   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Genpact Ltd                        | Genpact Ltd                              | CUSIP: 000000000<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | US        |     12702 | NS      | $560158.20    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                        | Popular Inc                              | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |      4772 | NS      | $637205.16    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                 | UMB Financial Corp                       | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |      5165 | NS      | $656678.10    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Jackson Financial Inc              | Jackson Financial Inc                    | CUSIP: 46817M107<br>LEI: 213800WXW2KG1N4CO374 | Long             | EC               | CORP              | US        |      5572 | NS      | $662622.24    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Alcoa Corp                         | Alcoa Corp                               | CUSIP: 013872106<br>LEI: 549300T12EZ1F6PWWU29 | Long             | EC               | CORP              | US        |     27955 | NS      | $1588123.55   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Zions Bancorp NA                   | Zions Bancorp NA                         | CUSIP: 989701107<br>LEI: 8WH0EE09O9V05QJZ3V89 | Long             | EC               | CORP              | US        |     15225 | NS      | $912129.75    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Henry Schein Inc                   | Henry Schein Inc                         | CUSIP: 806407102<br>LEI: VGO3WGL8H45T73F4RR92 | Long             | EC               | CORP              | US        |      3931 | NS      | $296711.88    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Permian Resources Corp             | Permian Resources Corp                   | CUSIP: 71424F105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105881 | NS      | $1707860.53   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Meritage Homes Corp                | Meritage Homes Corp                      | CUSIP: 59001A102<br>LEI: 52990044W9UMFJO2FB97 | Long             | EC               | CORP              | US        |     22576 | NS      | $1569257.76   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Louisiana-Pacific Corp             | Louisiana-Pacific Corp                   | CUSIP: 546347105<br>LEI: 549300C7E2UAO5BVRR75 | Long             | EC               | CORP              | US        |      7358 | NS      | $616158.92    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Eagle Materials Inc                | Eagle Materials Inc                      | CUSIP: 26969P108<br>LEI: 529900KRXRGXL61SG039 | Long             | EC               | CORP              | US        |      4312 | NS      | $878828.72    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Huntington Ingalls Industries      | Huntington Ingalls Industries Inc        | CUSIP: 446413106<br>LEI: 5TZLZ6WJTBVJ0QWBG121 | Long             | EC               | CORP              | US        |       874 | NS      | $367525.74    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Cabot Corp                         | Cabot Corp                               | CUSIP: 127055101<br>LEI: K05C0SER542GQ6VLRO68 | Long             | EC               | CORP              | US        |     22413 | NS      | $1617994.47   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                        | Ovintiv Inc                              | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |     37905 | NS      | $1647730.35   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc         | Stanley Black & Decker Inc               | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |      7999 | NS      | $629201.34    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Portland General Electric Co       | Portland General Electric Co             | CUSIP: 736508847<br>LEI: GJOUP9M7C39GLSK9R870 | Long             | EC               | CORP              | US        |     24764 | NS      | $1244391.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Molina Healthcare Inc              | Molina Healthcare Inc                    | CUSIP: 60855R100<br>LEI: 549300NQQCEQ46YHZ591 | Long             | EC               | CORP              | US        |      6848 | NS      | $1229832.32   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| KB Home                            | KB Home                                  | CUSIP: 48666K109<br>LEI: 549300LGUCWQURMWLG09 | Long             | EC               | CORP              | US        |     26334 | NS      | $1515258.36   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Unum Group                         | Unum Group                               | CUSIP: 91529Y106<br>LEI: 549300E32YFDO6TZ8R31 | Long             | EC               | CORP              | US        |      7667 | NS      | $582461.99    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| AutoNation Inc                     | AutoNation Inc                           | CUSIP: 05329W102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4317 | NS      | $884898.66    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Chord Energy Corp                  | Chord Energy Corp                        | CUSIP: 674215207<br>LEI: 529900FA4V2YNIKZ0M71 | Long             | EC               | CORP              | US        |     16025 | NS      | $1606346.00   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| RenaissanceRe Holdings Ltd         | RenaissanceRe Holdings Ltd               | CUSIP: 000000000<br>LEI: EK6GB9U3U58PDI411C94 | Long             | EC               | CORP              | BM        |      5284 | NS      | $1488502.80   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Starwood Property Trust Inc        | Starwood Property Trust Inc              | CUSIP: 85571B105<br>LEI: BUGSFQZERKRBFWIG5267 | Long             | EC               | CORP              | US        |     16497 | NS      | $295791.21    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Host Hotels & Resorts Inc          | Host Hotels & Resorts Inc                | CUSIP: 44107P104<br>LEI: N6EL63S0K3PB1YFTDI24 | Long             | EC               | CORP              | US        |     67028 | NS      | $1242028.84   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Saia Inc                           | Saia Inc                                 | CUSIP: 78709Y105<br>LEI: 549300WNPG4N9GBOYB29 | Long             | EC               | CORP              | US        |       910 | NS      | $304731.70    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Assurant Inc                       | Assurant Inc                             | CUSIP: 04621X108<br>LEI: H3F39CAXWQRVWURFXL38 | Long             | EC               | CORP              | US        |      2467 | NS      | $587466.71    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Hancock Whitney Corp               | Hancock Whitney Corp                     | CUSIP: 410120109<br>LEI: 549300GRNBWY8HIICT41 | Long             | EC               | CORP              | US        |     13997 | NS      | $962993.60    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Knife River Corp                   | Knife River Corp                         | CUSIP: 498894104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      8446 | NS      | $567317.82    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Commerce Bancshares Inc/MO         | Commerce Bancshares Inc/MO               | CUSIP: 200525103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5676 | NS      | $298784.64    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Element Solutions Inc              | Element Solutions Inc                    | CUSIP: 28618M106<br>LEI: 549300FLGN6P5CU20J91 | Long             | EC               | CORP              | US        |     11889 | NS      | $345969.90    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| First Horizon Corp                 | First Horizon Corp                       | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |     24862 | NS      | $608870.38    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| CNX Resources Corp                 | CNX Resources Corp                       | CUSIP: 12653C108<br>LEI: 549300JK3KH8PWM3B226 | Long             | EC               | CORP              | US        |     40400 | NS      | $1567520.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                         | Fluor Corp                               | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |     37484 | NS      | $1731385.96   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| United Community Banks Inc/GA      | United Community Banks Inc/GA            | CUSIP: 90984P303<br>LEI: 549300GVW0FV66X3U703 | Long             | EC               | CORP              | US        |     28549 | NS      | $982942.07    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| TD SYNNEX Corp                     | TD SYNNEX Corp                           | CUSIP: 87162W100<br>LEI: 5493004HI6PFLF46NS53 | Long             | EC               | CORP              | US        |      5933 | NS      | $941389.11    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| PennyMac Financial Services In     | PennyMac Financial Services Inc          | CUSIP: 70932M107<br>LEI: 549300W1D516HBDEU871 | Long             | EC               | CORP              | US        |      4507 | NS      | $450339.44    | 0.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Mohawk Industries Inc              | Mohawk Industries Inc                    | CUSIP: 608190104<br>LEI: 549300JI1115MG3Q6322 | Long             | EC               | CORP              | US        |     13591 | NS      | $1608902.58   | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Axos Financial Inc                 | Axos Financial Inc                       | CUSIP: 05465C100<br>LEI: 529900D8M56422GK9O25 | Long             | EC               | CORP              | US        |      6896 | NS      | $682635.04    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Installed Building Products In     | Installed Building Products Inc          | CUSIP: 45780R101<br>LEI: 549300I95Y9P9YM5FI86 | Long             | EC               | CORP              | US        |      1145 | NS      | $329920.30    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| EPAM Systems Inc                   | EPAM Systems Inc                         | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      1450 | NS      | $302470.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Consolidated Inc         | Coca-Cola Consolidated Inc               | CUSIP: 191098102<br>LEI: 57VG5X0E00X0QJU7CQ58 | Long             | EC               | CORP              | US        |      1938 | NS      | $294692.28    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                  | Lithia Motors Inc                        | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |      4470 | NS      | $1445776.80   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Alliance Bancorp           | Western Alliance Bancorp                 | CUSIP: 957638109<br>LEI: 5493003VJXZ5JXT9S762 | Long             | EC               | CORP              | US        |     10602 | NS      | $945168.30    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Maximus Inc                        | Maximus Inc                              | CUSIP: 577933104<br>LEI: 549300DQCDS8HJ7QF202 | Long             | EC               | CORP              | US        |     10326 | NS      | $975187.44    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Affiliated Managers Group Inc      | Affiliated Managers Group Inc            | CUSIP: 008252108<br>LEI: 2JE75BUE3T1BLCYYGK54 | Long             | EC               | CORP              | US        |      2061 | NS      | $645278.49    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Amentum Holdings Inc               | Amentum Holdings Inc                     | CUSIP: 023939101<br>LEI: 2549009FJIBLW40CU216 | Long             | EC               | CORP              | US        |     10245 | NS      | $366566.10    | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Builders FirstSource Inc           | Builders FirstSource Inc                 | CUSIP: 12008R107<br>LEI: 549300W0SKP6L3H7DP63 | Long             | EC               | CORP              | US        |      8663 | NS      | $991047.20    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| MSC Industrial Direct Co Inc       | MSC Industrial Direct Co Inc             | CUSIP: 553530106<br>LEI: 0XVKH0LN6YGOWO2EGO17 | Long             | EC               | CORP              | US        |      3533 | NS      | $297973.22    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| ONE Gas Inc                        | ONE Gas Inc                              | CUSIP: 68235P108<br>LEI: 549300HXDWI0LATTX840 | Long             | EC               | CORP              | US        |     15384 | NS      | $1223951.04   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| CACI International Inc             | CACI International Inc                   | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |       558 | NS      | $346283.64    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Dillard's Inc                      | Dillard's Inc                            | CUSIP: 254067101<br>LEI: 529900FGYKMWL6019P91 | Long             | EC               | CORP              | US        |       980 | NS      | $595408.80    | 0.28%             |  |  |  | No            |                  1 | On Loan: —       |
| Alexandria Real Estate Equitie     | Alexandria Real Estate Equities Inc      | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |     24283 | NS      | $1326823.12   | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Thor Industries Inc                | Thor Industries Inc                      | CUSIP: 885160101<br>LEI: 254900XZO1228PDSG060 | Long             | EC               | CORP              | US        |     11575 | NS      | $1294895.25   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Lineage Inc                        | Lineage Inc                              | CUSIP: 53566V106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     16977 | NS      | $606248.67    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AGNC Investment Corp               | AGNC Investment Corp                     | CUSIP: 00123Q104<br>LEI: 5TRACI5HRMELWV32OF39 | Long             | EC               | CORP              | US        |     27715 | NS      | $315951.00    | 0.15%             |  |  |  | No            |                  1 | On Loan: —       |
| Crown Holdings Inc                 | Crown Holdings Inc                       | CUSIP: 228368106<br>LEI: NYLWZIOY8PUNIT4JOE22 | Long             | EC               | CORP              | US        |      8656 | NS      | $906110.08    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Sirius XM Holdings Inc             | Sirius XM Holdings Inc                   | CUSIP: 829933100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     74294 | NS      | $1511882.90   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Gap Inc/The                        | Gap Inc/The                              | CUSIP: 364760108<br>LEI: T2ZG1WRWZ4BUCMQL9224 | Long             | EC               | CORP              | US        |     46422 | NS      | $1298887.56   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Franklin Resources Inc             | Franklin Resources Inc                   | CUSIP: 354613101<br>LEI: RIFQSET379FOGTEFKS80 | Long             | EC               | CORP              | US        |     37309 | NS      | $993165.58    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| BJ's Wholesale Club Holdings I     | BJ's Wholesale Club Holdings Inc         | CUSIP: 05550J101<br>LEI: 549300UCIWH1C93V0J03 | Long             | EC               | CORP              | US        |      3300 | NS      | $305052.00    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Bath & Body Works Inc              | Bath & Body Works Inc                    | CUSIP: 070830104<br>LEI: GR3KVMWVCR54YWQNXU90 | Long             | EC               | CORP              | US        |     59184 | NS      | $1290211.20   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Wintrust Financial Corp            | Wintrust Financial Corp                  | CUSIP: 97650W108<br>LEI: Q774KI4AW80FHFW33O61 | Long             | EC               | CORP              | US        |      4250 | NS      | $626832.50    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| TopBuild Corp                      | TopBuild Corp                            | CUSIP: 89055F103<br>LEI: 5493007YSKHOL4RWII46 | Long             | EC               | CORP              | US        |       712 | NS      | $333251.60    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Columbia Banking System Inc        | Columbia Banking System Inc              | CUSIP: 197236102<br>LEI: 254900CTRJTQZ3BJ2V17 | Long             | EC               | CORP              | US        |     21259 | NS      | $625864.96    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Drainage Systems Inc      | Advanced Drainage Systems Inc            | CUSIP: 00790R104<br>LEI: 6QQTOZ5MF5DHM7K92I60 | Long             | EC               | CORP              | US        |      2051 | NS      | $311834.04    | 0.15%             |  |  |  | No            |                  1 | On Loan: No      |
| CarMax Inc                         | CarMax Inc                               | CUSIP: 143130102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38445 | NS      | $1712340.30   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Home BancShares Inc/AR             | Home BancShares Inc/AR                   | CUSIP: 436893200<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     21390 | NS      | $618171.00    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| NOV Inc                            | NOV Inc                                  | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |     95042 | NS      | $1744020.70   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Vontier Corp                       | Vontier Corp                             | CUSIP: 928881101<br>LEI: 549300VVSQLG4P5K4639 | Long             | EC               | CORP              | US        |     23973 | NS      | $898987.50    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| FTI Consulting Inc                 | FTI Consulting Inc                       | CUSIP: 302941109<br>LEI: 549300K17GM8EQD0FQ48 | Long             | EC               | CORP              | US        |      1739 | NS      | $303751.13    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management       | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    299720 | NS      | $299720.47    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| American Financial Group Inc/O     | American Financial Group Inc/OH          | CUSIP: 025932104<br>LEI: 549300AFOM7IVKIU1G39 | Long             | EC               | CORP              | US        |      2174 | NS      | $283206.98    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Alkermes PLC                       | Alkermes PLC                             | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |     31855 | NS      | $1079565.95   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln National Corp              | Lincoln National Corp                    | CUSIP: 534187109<br>LEI: EFQMQROEDSNBRIP7LE47 | Long             | EC               | CORP              | US        |     33360 | NS      | $1388109.60   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Pool Corp                          | Pool Corp                                | CUSIP: 73278L105<br>LEI: 5493005VZK1KMN6CO617 | Long             | EC               | CORP              | US        |      1299 | NS      | $330062.91    | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Howard Hughes Holdings Inc         | Howard Hughes Holdings Inc               | CUSIP: 44267T102<br>LEI: 254900TY494BHXIU6M60 | Long             | EC               | CORP              | US        |     11173 | NS      | $912387.18    | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Asbury Automotive Group Inc        | Asbury Automotive Group Inc              | CUSIP: 043436104<br>LEI: 549300JH4DTA7U42GL91 | Long             | EC               | CORP              | US        |      6389 | NS      | $1498284.39   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Kilroy Realty Corp                 | Kilroy Realty Corp                       | CUSIP: 49427F108<br>LEI: 549300CXXI18B214UN80 | Long             | EC               | CORP              | US        |     39751 | NS      | $1370614.48   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Penske Automotive Group Inc        | Penske Automotive Group Inc              | CUSIP: 70959W103<br>LEI: 549300W7UTQ0M4C7LB15 | Long             | EC               | CORP              | US        |      7508 | NS      | $1177179.32   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Lamb Weston Holdings Inc           | Lamb Weston Holdings Inc                 | CUSIP: 513272104<br>LEI: 5493005SMYID1D2OY946 | Long             | EC               | CORP              | US        |     21277 | NS      | $977252.61    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| AGCO Corp                          | AGCO Corp                                | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |      5696 | NS      | $645983.36    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Robert Half Inc                    | Robert Half Inc                          | CUSIP: 770323103<br>LEI: 529900VPCUY9H3HLIC08 | Long             | EC               | CORP              | US        |     32817 | NS      | $1135796.37   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| MGIC Investment Corp               | MGIC Investment Corp                     | CUSIP: 552848103<br>LEI: 254900S8483WM4M98R28 | Long             | EC               | CORP              | US        |     50839 | NS      | $1368585.88   | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| RLI Corp                           | RLI Corp                                 | CUSIP: 749607107<br>LEI: 529900AMTJE5ECN9PS55 | Long             | EC               | CORP              | US        |      4644 | NS      | $271348.92    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| HF Sinclair Corp                   | HF Sinclair Corp                         | CUSIP: 403949100<br>LEI: 2549009G116AM01XHN24 | Long             | EC               | CORP              | US        |     32238 | NS      | $1676053.62   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Southwest Gas Holdings Inc         | Southwest Gas Holdings Inc               | CUSIP: 844895102<br>LEI: 254900LKF9EV0CUKNE09 | Long             | EC               | CORP              | US        |     18564 | NS      | $1537470.48   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Allison Transmission Holdings      | Allison Transmission Holdings Inc        | CUSIP: 01973R101<br>LEI: 529900RP7DJ882LI9T83 | Long             | EC               | CORP              | US        |      9104 | NS      | $989604.80    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Booz Allen Hamilton Holding Co     | Booz Allen Hamilton Holding Corp         | CUSIP: 099502106<br>LEI: 529900JPV47PIUWMA015 | Long             | EC               | CORP              | US        |      7044 | NS      | $622830.48    | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Everest Group Ltd                  | Everest Group Ltd                        | CUSIP: 000000000<br>LEI: 549300N24XF2VV0B3570 | Long             | EC               | CORP              | BM        |       876 | NS      | $290201.28    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc             | Skyworks Solutions Inc                   | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |     18742 | NS      | $1045053.92   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Post Holdings Inc                  | Post Holdings Inc                        | CUSIP: 737446104<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | EC               | CORP              | US        |     11998 | NS      | $1227515.38   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Mosaic Co/The                      | Mosaic Co/The                            | CUSIP: 61945C103<br>LEI: 2YD5STGSJNMUB7H76907 | Long             | EC               | CORP              | US        |     61665 | NS      | $1695787.50   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinnacle West Capital Corp         | Pinnacle West Capital Corp               | CUSIP: 723484101<br>LEI: TWSEY0NEDUDCKS27AH81 | Long             | EC               | CORP              | US        |     13398 | NS      | $1253516.88   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| New Jersey Resources Corp          | New Jersey Resources Corp                | CUSIP: 646025106<br>LEI: 549300QKBSQBIX4DQ583 | Long             | EC               | CORP              | US        |     25768 | NS      | $1275000.64   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Ally Financial Inc                 | Ally Financial Inc                       | CUSIP: 02005N100<br>LEI: 549300JBN1OSM8YNAI90 | Long             | EC               | CORP              | US        |     26240 | NS      | $1109427.20   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Best Buy Co Inc                    | Best Buy Co Inc                          | CUSIP: 086516101<br>LEI: HL5XPTVRV0O8TUN5LL90 | Long             | EC               | CORP              | US        |      4439 | NS      | $288978.90    | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Herc Holdings Inc                  | Herc Holdings Inc                        | CUSIP: 42704L104<br>LEI: 549300TP80QLITMSBP82 | Long             | EC               | CORP              | US        |      4005 | NS      | $574076.70    | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| KBR Inc                            | KBR Inc                                  | CUSIP: 48242W106<br>LEI: 254900OFQDXZRKRCV808 | Long             | EC               | CORP              | US        |     22172 | NS      | $949183.32    | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Acuity Inc                         | Acuity Inc                               | CUSIP: 00508Y102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       825 | NS      | $255123.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Regal Rexnord Corp                 | Regal Rexnord Corp                       | CUSIP: 758750103<br>LEI: QH78R09VCJGQKPBPYU33 | Long             | EC               | CORP              | US        |      4235 | NS      | $683952.50    | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Caesars Entertainment Inc          | Caesars Entertainment Inc                | CUSIP: 12769G100<br>LEI: 549300FA4CTCW903Y781 | Long             | EC               | CORP              | US        |     50808 | NS      | $1051725.60   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Reinsurance Group of America I     | Reinsurance Group of America Inc         | CUSIP: 759351604<br>LEI: LORM1GNEU1DKEW527V90 | Long             | EC               | CORP              | US        |      2921 | NS      | $592232.75    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| International Bancshares Corp      | International Bancshares Corp            | CUSIP: 459044103<br>LEI: 549300Y16R531AU8TX77 | Long             | EC               | CORP              | US        |     17887 | NS      | $1245650.68   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Science Applications Internati     | Science Applications International Corp  | CUSIP: 808625107<br>LEI: 549300LZPNZIXQGZPZ48 | Long             | EC               | CORP              | US        |     11806 | NS      | $1201378.56   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Bunge Global SA                    | Bunge Global SA                          | CUSIP: 000000000<br>LEI: 254900IVXSV9K0B7PO26 | Long             | EC               | CORP              | US        |     16676 | NS      | $1899062.88   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Matador Resources Co               | Matador Resources Co                     | CUSIP: 576485205<br>LEI: 549300CI3Q2UUK5R4G79 | Long             | EC               | CORP              | US        |     35003 | NS      | $1583535.72   | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Rush Enterprises Inc               | Rush Enterprises Inc                     | CUSIP: 781846209<br>LEI: 529900V3XHTN7A6DFT17 | Long             | EC               | CORP              | US        |     22032 | NS      | $1414234.08   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Hanover Insurance Group Inc/Th     | Hanover Insurance Group Inc/The          | CUSIP: 410867105<br>LEI: JJYR6MFKFF6CF8DBZ078 | Long             | EC               | CORP              | US        |      4877 | NS      | $849280.78    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| United Bankshares Inc/WV           | United Bankshares Inc/WV                 | CUSIP: 909907107<br>LEI: 5299005O3BAMJ9Z92V62 | Long             | EC               | CORP              | US        |     15474 | NS      | $655014.42    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Cal-Maine Foods Inc                | Cal-Maine Foods Inc                      | CUSIP: 128030202<br>LEI: 549300NHE5WMIEIEMF53 | Long             | EC               | CORP              | US        |     18669 | NS      | $1559421.57   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Weatherford International PLC      | Weatherford International PLC            | CUSIP: 000000000<br>LEI: 529900LPBDSCQDJKHQ39 | Long             | EC               | CORP              | US        |     15185 | NS      | $1428604.80   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Darling Ingredients Inc            | Darling Ingredients Inc                  | CUSIP: 237266101<br>LEI: L1N0SPPKS7EXZYUMZ898 | Long             | EC               | CORP              | US        |     24759 | NS      | $1130495.94   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Magnolia Oil & Gas Corp            | Magnolia Oil & Gas Corp                  | CUSIP: 559663109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     67862 | NS      | $1731159.62   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Black Hills Corp                   | Black Hills Corp                         | CUSIP: 092113109<br>LEI: 3MGELCRSTNSAMJ962671 | Long             | EC               | CORP              | US        |     17119 | NS      | $1249344.62   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| UGI Corp                           | UGI Corp                                 | CUSIP: 902681105<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | EC               | CORP              | US        |     31750 | NS      | $1273492.50   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Rithm Capital Corp                 | Rithm Capital Corp                       | CUSIP: 64828T201<br>LEI: 549300WNTHGEO5LP2G31 | Long             | EC               | CORP              | US        |    136285 | NS      | $1490957.90   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Silgan Holdings Inc                | Silgan Holdings Inc                      | CUSIP: 827048109<br>LEI: KAF673KJXD92C8KSLU49 | Long             | EC               | CORP              | US        |     29438 | NS      | $1270249.70   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Sonoco Products Co                 | Sonoco Products Co                       | CUSIP: 835495102<br>LEI: GKOMIK4RDJGHEF0VNP11 | Long             | EC               | CORP              | US        |     13616 | NS      | $653568.00    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| GameStop Corp                      | GameStop Corp                            | CUSIP: 36467W109<br>LEI: 549300505KLOET039L77 | Long             | EC               | CORP              | US        |     29592 | NS      | $706656.96    | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| BOK Financial Corp                 | BOK Financial Corp                       | CUSIP: 05561Q201<br>LEI: GRI2NT5QHYW751NMR949 | Long             | EC               | CORP              | US        |      5016 | NS      | $651779.04    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Array Digital Infrastructure I     | Array Digital Infrastructure Inc         | CUSIP: 911684108<br>LEI: 549300B164AZXESI6E03 | Long             | EC               | CORP              | US        |     26704 | NS      | $1286865.76   | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Vail Resorts Inc                   | Vail Resorts Inc                         | CUSIP: 91879Q109<br>LEI: 529900PSZHRNU9HKH870 | Long             | EC               | CORP              | US        |      4474 | NS      | $595355.18    | 0.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Mueller Industries Inc             | Mueller Industries Inc                   | CUSIP: 624756102<br>LEI: 5493005IZFE4VJLLYG84 | Long             | EC               | CORP              | US        |      5176 | NS      | $704660.64    | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| CNA Financial Corp                 | CNA Financial Corp                       | CUSIP: 126117100<br>LEI: 549300YX2GSZD7YG1R84 | Long             | EC               | CORP              | US        |     18670 | NS      | $893546.20    | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Arrow Electronics Inc              | Arrow Electronics Inc                    | CUSIP: 042735100<br>LEI: 549300YNNLBXT8N8R512 | Long             | EC               | CORP              | US        |     10786 | NS      | $1429037.14   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded AlphaDEX Fund

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer