# EDGAR Filing Document

**Accession Number:** 0001972529
**File Stem:** 0001213900-25-052129
**Filing Date:** 2025-6
**Character Count:** 14972
**Document Hash:** a8f934d69a48f456de294a37edc4f377
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001213900-25-052129.hdr.sgml**: 20250606

**ACCESSION NUMBER**: 0001213900-25-052129

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250606

**ITEM INFORMATION**: Entry into a Material Definitive Agreement

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20250606

**DATE AS OF CHANGE**: 20250606

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Armlogi Holding Corp.
- **CENTRAL INDEX KEY:** 0001972529
- **STANDARD INDUSTRIAL CLASSIFICATION:** PUBLIC WAREHOUSING & STORAGE [4220]
- **ORGANIZATION NAME:** 01 Energy & Transportation
- **EIN:** 920483179
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-42099
- **FILM NUMBER:** 251031036

**BUSINESS ADDRESS:**
- **STREET 1:** 20301 EAST WALNUT DRIVE NORTH
- **CITY:** WALNUT
- **STATE:** CA
- **ZIP:** 91789
- **BUSINESS PHONE:** (888) 691-2911

**MAIL ADDRESS:**
- **STREET 1:** 20301 EAST WALNUT DRIVE NORTH
- **CITY:** WALNUT
- **STATE:** CA
- **ZIP:** 91789

?xml version='1.0' encoding='ASCII'?

**United States**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Form 8-K**

**Current Report**

**Pursuant to Section 13 or 15(d) of the**

**Securities Exchange Act of 1934**

**June 6, 2025**

Date of Report (Date of earliest event reported)

**<u>Armlogi Holding Corp.</u>**

(Exact Name of Registrant as Specified in its Charter)

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| | | |
|:---|:---|:---|
| **Nevada** | **001-42099** | **92-0483179** |
| (State or other jurisdiction<br> of incorporation) | (Commission File Number) | (I.R.S. Employer<br> Identification No.) |

---

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| | |
|:---|:---|
| **20301 East Walnut Drive North**<br> **Walnut, California** | **91789** |
| (Address of Principal Executive Offices) | (Zip Code) |

---

**(888) 691-2911**

Registrant's telephone number, including area code

**N/A**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock | BTOC | The Nasdaq Stock Market LLC |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

**Item 1.01 Entry into a Material Definitive Agreement**

As previously announced, on November 25, 2024, Armlogi Holding Corp (the "***Company***") entered into a Standby Equity Purchase Agreement (the "***SEPA***") with YA II PN, LTD., a Cayman Islands exempt limited company (the "***Investor***"), pursuant to which, the Company has issued, as of the date of this report, to the Investor (i) a convertible promissory note dated November 25, 2024, in the principal amount of $5,000,000 ("***Promissory Note 1***"), and (ii) a convertible promissory note dated December 17, 2024 in the principal amount of $5,000,000 ("***Promissory Note 2***," and collectively with Promissory Note 1, the "***Promissory Notes***").

Pursuant to the Promissory Notes, an "***Amortization Event***" shall occur under certain circumstances, including in the event that the daily VWAP (as defined in the Promissory Notes) is less than the floor price then in effect for five trading days during a period of seven consecutive trading days (a "***Floor Price Event***").

On June 6, 2025, the Company and the Investor entered into a second modification agreement (the "***Second Modification Agreement***") to amend the SEPA and other related transaction documents (collectively, the "***Financing Documents***"). Pursuant to the Second Modification Agreement, the Company has acknowledged and agreed that a Floor Price Event has occurred and is continuing to exist, as the VWAP was below the agreed-upon floor price of $1.1880 per share for five consecutive trading days. The Company further acknowledged that such Floor Price Event constitutes an Amortization Event under the terms of the Promissory Notes. In connection with such acknowledgment, the Company has agreed to make the following cash payments toward the outstanding aggregate balances of the Promissory Notes: (i) a payment of $1,010,000 on June 6, 2025, (ii) a payment of $1,010,000 on July 16, 2025; and (iii) a payment of $1,010,000 on August 15, 2025. The Company may, at its discretion, make cash payments in excess of the stated minimum amounts.

As consideration for the Company's covenants and agreements under the Second Modification Agreement, the Investor has agreed to a forbearance period extending through August 31, 2025 (the "***Forbearance Period***"). During the Forbearance Period, and subject to the Company's compliance with the terms of the Second Modification Agreement, and provided that no Event of Default (as defined in the Promissory Notes) or breach of any Financing Document occurs, the Investor has agreed to: (i) defer the Company's obligation to make monthly amortization payments under Section 1(c) of each of the Promissory Notes, including those provisions triggered by the Floor Price Event or any other Amortization Event; (ii) not submit any conversion notices unless the stock is trading at a price greater than $1.80 per share at the time any such notice is delivered; and (iii) reduce the Payment Premium (as defined in the Promissory Notes) with respect to Company payments made in accordance with the terms of the Second Modification Agreement, from 10% to 1%. The foregoing description of the Second Modification Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Second Modification Agreement, which is filed herewith as Exhibit 10.1 and incorporated herein by reference.

**Item 9.01 Exhibits.**

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 10.1 | [Second Modification Agreement, dated June 6, 2025, by and between the Company and YA II PN, LTD](ea024502501ex10-1_armlogi.htm) |
| 104 | Cover Page Interactive Data File (formatted in Inline XBRL) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 6, 2025

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| | |
|:---|:---|
| **Armlogi Holding Corp.** | **Armlogi Holding Corp.** |
| By: | */s/ Aidy Chou* |
| Name: | Aidy Chou |
| Title: | Chief Executive Officer |

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## Exhibit 10.1

**Exhibit 10.1**

**MODIFICATION AGREEMENT**

This Modification Agreement (this "<u>Agreement</u>") is entered into as of June 6, 2025 by and between ARMLOGI HOLDING CORP., a Nevada corporation (the "<u>Company</u>"), and YA II PN, LTD., a Cayman Islands exempt limited company (the "<u>Investor</u>") (together, the "Parties" and each a "Party"), with reference to that certain Standby Equity Purchase Agreement, dated as of November 25, 2024, by and between the Investor and the Company (the "<u>SEPA</u>"). Pursuant to the SEPA, the Company has issued to the Investor (1) a convertible promissory note dated November 25, 2024, in the original principal amount of $5,000,000 ("<u>Promissory Note 1</u>"), and (2) a convertible promissory note dated December 17, 2024 in the original principal amount of $5,000,000 ("<u>Promissory Note 2,</u>" and collectively with Promissory Note 1, the "<u>Promissory Notes</u>"). Collectively, the SEPA, the Promissory Notes, and all other instruments, agreements or other items executed or delivered in connection with the foregoing are referred to as the "<u>Financing Documents</u>." Undefined terms herein have the same definitions set forth in the SEPA, or the Promissory Notes, as applicable.

By this Agreement, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Investor hereby agree as follows:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;1. **Amortization Event**. The Company confirms, acknowledges, and agrees that an event described in Section 1(c) of the Promissory Notes has occurred (the "<u>Floor Price Event</u>") and is continuing, because the VWAP was less than the Floor Price for five consecutive Trading Days. The Company acknowledges and agrees that the Floor Price Event constitutes an Amortization Event under the Promissory Notes which requires the Company to make monthly cash payments in accordance with Section 1(c) of the Promissory Notes.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;2. **Company Payments.** The Company hereby agrees to make, cash payments on the dates and in the minimum amounts under the Promissory Notes in the aggregate, as set forth below. The Company may, at its option, make cash payments in excess of the minimum amounts set forth below.

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| | |
|:---|:---|
| **Date** | **Minimum Payment (Principal + Premium)** |
| June 6, 2025 | $1010000 |
| July 16, 2025 | $1010000 |
| August 15, 2025 | $1010000 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;3. **Forbearance by the Investor**. In consideration of the covenants and agreements set forth in this Agreement, the Investor hereby agrees, from the date hereof until August 31, 2025 (the "<u>Forbearance Period</u>") to: (A) defer the Company's obligation to make monthly payments as a result of the Floor Price Event or otherwise pursuant to Section 1(c) of the Promissory Notes, (B) shall not submit any Conversion Notices or Investor Notices unless the stock is trading at a price per share that is greater than $1.80 at the time any such notice is delivered, and (C) reduce the Payment Premium in respect of Company payments made in accordance with Section 2 above from 10% to 1%; in each case provided that (i) the Company strictly complies with the terms of this Agreement and (ii) there is no occurrence or existence of any Event of Default or any breach of any term of any of the Financing Documents.

The Company acknowledges, confirms and agrees that as of the date hereof (prior to the effect of any payments made as set forth herein), the outstanding principal balance of Promissory Note 1 is $2,750,000 and the outstanding principal balance of Promissory Note 2 is $4,050,000. Payment made pursuant to this Agreement shall be applied first to Promissory Note 2, then to Promissory Note 1, unless otherwise agreed by the parties.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;5. **Not a Novation**. This Agreement is a modification only and not a novation. This Agreement shall not release or affect the liability of the Company, any guarantor, surety or endorser of the Financing Documents or the Transaction Documents or release any owner of collateral securing the Financing Documents or the Transaction Documents, if any. The validity, priority and enforceability of the Financing Documents and the Transaction Documents shall not be impaired hereby.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;6. **This Agreement One of the Transaction Documents**. From and after the date hereof, this Agreement is and shall be deemed a Transaction Document. An event of default under this Agreement shall constitute an Event of Default under the Promissory Notes.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;7. **Release.** In consideration of the mutual covenants contained herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company hereby fully and unconditionally releases and forever discharges the Investor and its affiliates and their respective officers, directors, employees, agents, legal representatives, successors, and assigns (the "<u>Released Parties</u>"), from any and all claims, actions, obligations, liabilities, demands and/or causes of action, of whatever kind or character, whether now known or unknown, in law or equity, which against the Released Parties, the Company ever had, now has, or hereafter can, shall, or may have, for, upon, or by reason of any matter, cause, or thing whatsoever up to the date of this Agreement. This release shall be binding upon and inure to the benefit of the parties hereto and their respective administrators, legal representatives, successors, and assigns.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;8. **Miscellaneous**. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York, without giving effect to any choice of law or conflict of law provision or rule therein. This Agreement may be executed in counterparts, each of which, when so executed, shall be deemed an original, but all such counterparts, taken together, shall constitute one and the same instrument. Delivery of an executed counterpart of this Agreement electronically shall be equally as effective as delivery of a manually executed counterpart of this Agreement. No waiver of any provision of this Agreement shall be effective or enforceable unless made in writing signed by the party waiving any right or privilege hereunder.

**IN WITNESS WHEREOF,** the Company and the Investor have caused this Agreement to be duly executed by a duly authorized representative as of the date first written above.

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| | |
|:---|:---|
| **COMPANY:** | **COMPANY:** |
| **ARMLOGI HOLDING CORP.** | **ARMLOGI HOLDING CORP.** |
| By: | /s/ Aidy Chou |
| Name: | Aidy Chou |
| Title: | Chief Executive Officer |

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| | |
|:---|:---|
| **INVESTOR:** | **INVESTOR:** |
| **YA II PN, LTD.** | **YA II PN, LTD.** |
| By: Yorkville Advisors Global, LP Its: Investment Manger | By: Yorkville Advisors Global, LP Its: Investment Manger |
| By: Yorkville Advisors Global II, LLC Its: General Partner | By: Yorkville Advisors Global II, LLC Its: General Partner |
| By: | /s/ Michael Rosselli |
| Name: | Michael Rosselli |
| Title: | Manager |

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