# EDGAR Filing Document

**Accession Number:** 0001589185
**File Stem:** 0001589185-26-000004
**Filing Date:** 2026-3
**Character Count:** 2734
**Document Hash:** 1d9c9406ead05c4cd76de2cd88e1c87c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001589185-26-000004.hdr.sgml**: 20260326

**ACCESSION NUMBER**: 0001589185-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260326

**DATE AS OF CHANGE**: 20260326

**EFFECTIVENESS DATE**: 20260326

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BABCOCK & BROWN SECURITIES LLC
- **CENTRAL INDEX KEY:** 0001589185

**ORGANIZATION NAME:**
- **EIN:** 463734239
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69368
- **FILM NUMBER:** 26795432

**BUSINESS ADDRESS:**
- **STREET 1:** 29 RIVER ROAD
- **STREET 2:** SUITE 102
- **CITY:** COS COB
- **STATE:** CT
- **ZIP:** 06807-2745
- **BUSINESS PHONE:** 203 862-4850

**MAIL ADDRESS:**
- **STREET 1:** 29 RIVER ROAD
- **STREET 2:** SUITE 102
- **CITY:** COS COB
- **STATE:** CT
- **ZIP:** 06807-2745

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BURNHAM STERLING SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BABCOCK & BROWN SECURITIES LLC
- **DATE OF NAME CHANGE:** 20191227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BURNHAM STERLING SECURITIES LLC
- **DATE OF NAME CHANGE:** 20131014

### Attached PDF Documents

**Attachment 1:** `short.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001589185

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** BABCOCK & BROWN SECURITIES LLC

**Business Address:** 29 RIVER ROAD, SUITE 102, COS COB, CT, 06807-2745

**Contact Person:** MARY E COHANE

**Contact Phone:** 203-249-1358

### Independent Public Accountant Identification

**Accountant Name:** Grant Thornton

**Accountant Address:** 29 River Road, 9th FL, New York, NY, 10017

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Mary Cohane**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **BABCOCK & BROWN SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Mary Cohane

**Title:** Financial and Operations Principle