# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0000940400-26-011286
**Filing Date:** 2026-3
**Character Count:** 47657
**Document Hash:** e2bcc4ac241908ff59e7425a4ec19f25
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-26-011286.hdr.sgml**: 20260325

**ACCESSION NUMBER**: 0000940400-26-011286

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260131

**FILED AS OF DATE**: 20260325

**DATE AS OF CHANGE**: 20260325

**PERIOD START**: 20260731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 26791806

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust AAA CMBS ETF (Series ID: S000084026)

| Class ID   | Class Name               | Ticker Symbol   |
|:---|:---|:---|
| C000248162 | First Trust AAA CMBS ETF | CAAA            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust AAA CMBS ETF

- **b. EDGAR series identifier (if any):** S000084026

- **c. LEI of Series:** 254900TMRGSMLWIAPA66

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-07-31

- **b. Date as of which information is reported:** 2026-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $32674654.56

**Total Liabilities:** $936153.41

**Net Assets:** $31738501.15

**Cash Not Reported:** $142639.81

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 32.78641000 | **1-Year:** 2632.64511000 | **5-Year:** 6810.56314000 | **10-Year:** 477.91738000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 162.82303000 | **5-Year:** 246.39514000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000248162 | 0.88%                | 0.04%                | 0.34%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $6544.91                 | $107866.78                                 |
| Month 2  | $4305.73                 | $-58868.30                                 |
| Month 3  | $1712.76                 | $16430.49                                  |

**Designated Index Information**

- **Index Name:** The Fund's Designated Reference Portfolio is the Fund's Securities Portfolio.

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                                        | Title                                                          | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | US 10YR ULTRA                                                  | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |         8 | NC      | $-1125.01     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Government National Mortgage A              | Government National Mortgage Association                       | CUSIP: 38381L5V0<br>LEI: 549300M8ZYFG0OCMTT87 | Long             | ABS-MBS          | USGA              | US        |   3578942 | PA      | $251924.58    | 0.79%             | 2065-04-16      | Variable      | 0.95%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2020-BNK29                                                | CUSIP: 06541TBF5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500170 | PA      | $443187.78    | 1.40%             | 2053-11-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| Government National Mortgage A              | Government National Mortgage Association                       | CUSIP: 38383JCS2<br>LEI: 549300M8ZYFG0OCMTT87 | Long             | ABS-MBS          | USGA              | US        |   4163739 | PA      | $252654.41    | 0.80%             | 2064-04-16      | Variable      | 0.80%                 | No            |                  2 | On Loan: No      |
| BX Trust                                    | BX Commercial Mortgage Trust 2020-VIV4                         | CUSIP: 05608MAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    489000 | PA      | $456632.75    | 1.44%             | 2044-03-09      | Fixed         | 2.84%                 | No            |                  2 | On Loan: No      |
| Wells Fargo Commercial Mortgag              | Wells Fargo Commercial Mortgage Trust 2021-C59                 | CUSIP: 95003CBU3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   4097341 | PA      | $226244.95    | 0.71%             | 2054-04-15      | Variable      | 1.48%                 | No            |                  2 | On Loan: No      |
| Wells Fargo Commercial Mortgag              | Wells Fargo Commercial Mortgage Trust 2025-B33RP               | CUSIP: 95004RAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    350000 | PA      | $350692.51    | 1.10%             | 2042-08-15      | Floating      | 5.03%                 | No            |                  2 | On Loan: No      |
| VRTX Trust                                  | VRTX Trust 2025-HQ                                             | CUSIP: 91835XAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $503485.40    | 1.59%             | 2042-08-05      | Variable      | 4.93%                 | No            |                  2 | On Loan: No      |
| Deutsche Bank Commercial Mortg              | DBJPM 20-C9 Mortgage Trust                                     | CUSIP: 233063AT3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $269795.85    | 0.85%             | 2053-08-15      | Fixed         | 1.93%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                               | United States Treasury Bill                                    | CUSIP: 912797SR9<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    500000 | PA      | $499247.92    | 1.57%             | 2026-02-17      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Barclays Commercial Mortgage S              | BBCMS Mortgage Trust 2022-C16                                  | CUSIP: 05552YAE6<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $297440.58    | 0.94%             | 2055-06-15      | Variable      | 4.60%                 | No            |                  2 | On Loan: No      |
| BX Trust                                    | BX Trust 2025-GW                                               | CUSIP: 12433GAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    260000 | PA      | $261206.22    | 0.82%             | 2042-07-15      | Floating      | 5.28%                 | No            |                  2 | On Loan: No      |
| Centragas                                   | CENT 2025-CITY                                                 | CUSIP: 12517TAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    550000 | PA      | $558408.73    | 1.76%             | 2040-07-10      | Variable      | 4.92%                 | No            |                  2 | On Loan: No      |
| BX Trust                                    | BX Trust 2025-VOLT                                             | CUSIP: 05619PAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    255000 | PA      | $256627.31    | 0.81%             | 2044-12-15      | Floating      | 5.38%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley Capital I Trust              | Morgan Stanley Capital I Trust 2018-L1                         | CUSIP: 61691QAD0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    279038 | PA      | $279244.69    | 0.88%             | 2051-10-15      | Fixed         | 4.14%                 | No            |                  2 | On Loan: No      |
| FHLMC Multifamily Structured P              | Freddie Mac Multifamily Structured Pass Through Certificates   | CUSIP: 3137BP7A1<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-MBS          | USGSE             | US        |    485707 | PA      | $15.59        | 0.00%             | 2026-03-25      | Variable      | 1.00%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2020-BNK26                                                | CUSIP: 06540JBB7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    325000 | PA      | $301758.70    | 0.95%             | 2063-03-15      | Fixed         | 2.15%                 | No            |                  2 | On Loan: No      |
| TREASURY BILL                               | United States Treasury Bill                                    | CUSIP: 912797SQ1<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |    400000 | PA      | $399682.62    | 1.26%             | 2026-02-10      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| Government National Mortgage A              | Government National Mortgage Association                       | CUSIP: 38381LAV4<br>LEI: 549300M8ZYFG0OCMTT87 | Long             | ABS-MBS          | USGA              | US        |   4989782 | PA      | $254190.50    | 0.80%             | 2064-06-16      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2020-BNK25                                                | CUSIP: 06539WBB1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    542000 | PA      | $505410.12    | 1.59%             | 2063-01-15      | Fixed         | 2.65%                 | No            |                  2 | On Loan: No      |
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | US 10YR NOTE (CBT)                                             | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |        27 | NC      | $-27689.95    | -0.09%            |  |  |  | No            |                  1 | On Loan: No      |
| FHLMC Multifamily Structured P              | Freddie Mac Multifamily Structured Pass Through Certificates   | CUSIP: 3137F82T9<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-MBS          | USGSE             | US        |   1607131 | PA      | $55332.25     | 0.17%             | 2030-11-25      | Variable      | 0.87%                 | No            |                  2 | On Loan: No      |
| SWCH Commercial Mortgage Trust              | SWCH Commercial Mortgage Trust 2025-DATA                       | CUSIP: 78489CAA7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    555000 | PA      | $551832.45    | 1.74%             | 2042-02-15      | Floating      | 5.12%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2020-BNK30                                                | CUSIP: 06541UBW5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    350000 | PA      | $310295.34    | 0.98%             | 2053-12-15      | Fixed         | 1.93%                 | No            |                  2 | On Loan: No      |
| Government National Mortgage A              | Government National Mortgage Association                       | CUSIP: 38383JCQ6<br>LEI: 549300M8ZYFG0OCMTT87 | Long             | ABS-MBS          | USGA              | US        |   3250594 | PA      | $245248.21    | 0.77%             | 2067-09-16      | Variable      | 0.85%                 | No            |                  2 | On Loan: No      |
| BENCHMARK Mortgage Trust                    | Benchmark 2024-V6 Mortgage Trust                               | CUSIP: 081927AC9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   2442901 | PA      | $89353.52     | 0.28%             | 2057-03-15      | Variable      | 1.33%                 | No            |                  2 | On Loan: No      |
| BENCHMARK Mortgage Trust                    | Benchmark 2023-B40 Mortgage Trust                              | CUSIP: 08163WAD7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    425000 | PA      | $461566.49    | 1.45%             | 2056-12-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| arbor multifamily mortgage sec              | Arbor Multifamily Mortgage Securities Trust 2021-MF3           | CUSIP: 03882KAQ5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   3791000 | PA      | $97573.14     | 0.31%             | 2054-10-15      | Variable      | 0.49%                 | No            |                  2 | On Loan: No      |
| Wells Fargo Commercial Mortgag              | Wells Fargo Commercial Mortgage Trust 2021-C60                 | CUSIP: 95003DBP2<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   3906610 | PA      | $230726.74    | 0.73%             | 2054-08-15      | Variable      | 1.49%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2023-BNK46                                                | CUSIP: 06541DCD4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   8572587 | PA      | $282903.94    | 0.89%             | 2056-08-15      | Variable      | 0.62%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2021-BNK33                                                | CUSIP: 06541CBL9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    318750 | PA      | $289184.25    | 0.91%             | 2064-05-15      | Fixed         | 2.56%                 | No            |                  2 | On Loan: No      |
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | US 2YR NOTE (CBT)                                              | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |        31 | NC      | $-603.45      | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| Fannie Mae                                  | Fannie Mae Pool                                                | CUSIP: 3140NU6L8<br>LEI: B1V7KEBTPIMZEU4LTD58 | Long             | ABS-MBS          | USGSE             | US        |    300000 | PA      | $307218.35    | 0.97%             | 2029-06-01      | Fixed         | 4.76%                 | No            |                  2 | On Loan: No      |
| WHARF Commercial Mortgage Trus              | WHARF Commercial Mortgage Trust 2025-DC                        | CUSIP: 92987LAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    325000 | PA      | $335253.49    | 1.06%             | 2040-07-15      | Variable      | 5.53%                 | No            |                  2 | On Loan: No      |
| FHLMC Multifamily Structured P              | Freddie Mac Multifamily Structured Pass Through Certificates   | CUSIP: 3137HN4T2<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-MBS          | USGSE             | US        |   1185880 | PA      | $40541.81     | 0.13%             | 2030-05-25      | Variable      | 0.89%                 | No            |                  2 | On Loan: No      |
| JP Morgan Chase Commercial Mor              | JPMCC Commercial Mortgage Securities Trust 2019-COR5           | CUSIP: 46591EAY3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   7390336 | PA      | $261657.80    | 0.82%             | 2052-06-13      | Variable      | 1.43%                 | No            |                  2 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2023-C6 MORTGAGE TRUST                                     | CUSIP: 055985AF2<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    235000 | PA      | $251033.63    | 0.79%             | 2056-09-15      | Fixed         | 6.21%                 | No            |                  2 | On Loan: No      |
| MSILF Treasury Portfolio                    | MSILF Treasury Portfolio                                       | CUSIP: 61747C582<br>LEI: 549300D1XR6GP7EZ0T47 | Long             | STIV             | RF                | US        |   1186093 | NS      | $1186093.11   | 3.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton USA Trust                            | Hilton USA Trust                                               | CUSIP: 432826AA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $301612.11    | 0.95%             | 2042-07-15      | Floating      | 5.42%                 | No            |                  2 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2025-C12 Mortgage Trust                                    | CUSIP: 05615DAD9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    350000 | PA      | $371597.84    | 1.17%             | 2058-06-15      | Fixed         | 5.76%                 | No            |                  2 | On Loan: No      |
| Wells Fargo Commercial Mortgag              | Wells Fargo Commercial Mortgage Trust 2022-C62                 | CUSIP: 95003MBS6<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    380000 | PA      | $364460.85    | 1.15%             | 2055-04-15      | Variable      | 4.00%                 | No            |                  2 | On Loan: No      |
| BSTN Commercial Mortgage Trust              | BSTN Commercial Mortgage Trust 2025-1C                         | CUSIP: 05615EAA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    550000 | PA      | $565678.19    | 1.78%             | 2044-06-15      | Variable      | 5.55%                 | No            |                  2 | On Loan: No      |
| BOARD OF TRADE OF THE CITY OF CHICAGO, INC. | US 5YR NOTE (CBT)                                              | CUSIP: 000000000<br>LEI: 549300EX04Q2QBFQTQ27 | N/A              | DIR              | CORP              | US        |         5 | NC      | $1234.39      | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2025-C13 Mortgage Trust                                    | CUSIP: 05592YAE8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   3669435 | PA      | $283507.17    | 0.89%             | 2058-10-15      | Variable      | 1.01%                 | No            |                  2 | On Loan: No      |
| Arbor Multifamily Mortgage Sec              | Arbor Multifamily Mortgage Securities Trust 2020-MF1           | CUSIP: 03881BAC7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    390000 | PA      | $365507.49    | 1.15%             | 2053-05-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| INT Commercial Mortgage Trust               | INT Commercial Mortgage Trust 2025-PLAZA                       | CUSIP: 44989YAA6<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $505794.90    | 1.59%             | 2037-11-05      | Variable      | 5.04%                 | No            |                  2 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2024-C9 Mortgage Trust                                     | CUSIP: 05593MAE3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $318588.63    | 1.00%             | 2057-07-15      | Fixed         | 5.77%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley Capital I Trust              | Morgan Stanley Capital I Trust 2019-L2                         | CUSIP: 61768HAX4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |  12228509 | PA      | $308977.74    | 0.97%             | 2052-03-15      | Variable      | 1.00%                 | No            |                  2 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2023-C5 Mortgage Trust                                     | CUSIP: 055988AE9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    260000 | PA      | $274543.93    | 0.87%             | 2056-06-15      | Fixed         | 5.99%                 | No            |                  2 | On Loan: No      |
| CFCRE Commercial Mortgage Trus              | CFCRE Commercial Mortgage Trust 2017-C8                        | CUSIP: 12532CBE4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   7336099 | PA      | $82647.02     | 0.26%             | 2050-06-15      | Variable      | 1.46%                 | No            |                  2 | On Loan: No      |
| Commercial Mortgage Pass-throu              | ILPT Trust 2019-SURF                                           | CUSIP: 44965LAA2<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    225000 | PA      | $222541.90    | 0.70%             | 2041-02-11      | Fixed         | 4.14%                 | No            |                  2 | On Loan: No      |
| BENCHMARK Mortgage Trust                    | Benchmark 2021-B25 Mortgage Trust                              | CUSIP: 08163DAD9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $458462.60    | 1.44%             | 2054-04-15      | Fixed         | 2.27%                 | No            |                  2 | On Loan: No      |
| Hawaii Hotel Trust                          | Hawaii Hotel Trust 2025-MAUI                                   | CUSIP: 419909AA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    257500 | PA      | $258145.24    | 0.81%             | 2042-03-15      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2023-C7 Mortgage Trust                                     | CUSIP: 05593FAD0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    250000 | PA      | $267638.20    | 0.84%             | 2056-12-15      | Fixed         | 6.16%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2020-BNK26                                                | CUSIP: 06540JBM3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   2389882 | PA      | $85931.09     | 0.27%             | 2063-03-15      | Variable      | 1.19%                 | No            |                  2 | On Loan: No      |
| JW Commercial Mortgage Trust 2              | JW Trust 2024-BERY                                             | CUSIP: 46676AAA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    260000 | PA      | $260989.92    | 0.82%             | 2039-11-15      | Floating      | 5.27%                 | No            |                  2 | On Loan: No      |
| GS Mortgage Securities Trust                | GSMS Trust 2024-Fair                                           | CUSIP: 36270JAA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $309865.29    | 0.98%             | 2029-07-15      | Variable      | 6.07%                 | No            |                  2 | On Loan: No      |
| BX Trust                                    | BX Trust 2025-DELC                                             | CUSIP: 05594MAA0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    600000 | PA      | $604296.84    | 1.90%             | 2042-12-15      | Floating      | 5.23%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2018-BNK13                                                | CUSIP: 06539LBA7<br>LEI: 549300664283JRAXM588 | Long             | ABS-MBS          | CORP              | US        |    250248 | PA      | $249242.65    | 0.79%             | 2061-08-15      | Fixed         | 3.95%                 | No            |                  2 | On Loan: No      |
| BENCHMARK Mortgage Trust                    | Benchmark 2020-B18 Mortgage Trust                              | CUSIP: 08163AAE3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    329000 | PA      | $293511.89    | 0.92%             | 2053-07-15      | Fixed         | 1.93%                 | No            |                  2 | On Loan: No      |
| Barclays Commercial Mortgage S              | BBCMS Mortgage Trust 2022-C18                                  | CUSIP: 054975AE7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $316938.42    | 1.00%             | 2055-12-15      | Variable      | 5.71%                 | No            |                  2 | On Loan: No      |
| Barclays Commercial Mortgage S              | BBCMS Mortgage Trust 2020-C8                                   | CUSIP: 05552ABC1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    550000 | PA      | $494519.25    | 1.56%             | 2053-10-15      | Fixed         | 2.04%                 | No            |                  2 | On Loan: No      |
| arbor multifamily mortgage sec              | Arbor Multifamily Mortgage Securities Trust 2021-MF2           | CUSIP: 03881VAG4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    390000 | PA      | $351215.44    | 1.11%             | 2054-06-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| Wells Fargo Commercial Mortgag              | Wells Fargo Commercial Mortgage Trust 2018-C47                 | CUSIP: 95002DBR9<br>LEI: 549300VHRKFNCWVN9Y77 | Long             | ABS-MBS          | CORP              | US        |     76100 | PA      | $75890.18     | 0.24%             | 2061-09-15      | Variable      | 4.67%                 | No            |                  2 | On Loan: No      |
| SLG Office Trust                            | SLG Office Trust 2021-OVA                                      | CUSIP: 78449RAA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    323000 | PA      | $290031.78    | 0.91%             | 2041-07-15      | Fixed         | 2.59%                 | No            |                  2 | On Loan: No      |
| BWAY Mortgage Trust                         | BWAY Trust 2025-1535                                           | CUSIP: 12430BAE0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    131000 | PA      | $137706.48    | 0.43%             | 2042-05-05      | Variable      | 7.71%                 | No            |                  2 | On Loan: No      |
| Manhattan West                              | Manhattan West 2020-1MW Mortgage Trust                         | CUSIP: 563136AA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    287000 | PA      | $276989.90    | 0.87%             | 2039-09-10      | Fixed         | 2.13%                 | No            |                  2 | On Loan: No      |
| CSAIL Commercial Mortgage Trus              | CSAIL 2015-C3 Commercial Mortgage Trust                        | CUSIP: 12635FAY0<br>LEI: 549300ZAGI6FKGY8O078 | Long             | ABS-MBS          | CORP              | US        |    212500 | PA      | $202157.76    | 0.64%             | 2048-08-15      | Variable      | 3.88%                 | No            |                  2 | On Loan: No      |
| TEXAS Commercial Mortgage Trus              | TEXAS Commercial Mortgage Trust 2025-TWR                       | CUSIP: 88231WAA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $500902.50    | 1.58%             | 2042-04-15      | Floating      | 4.97%                 | No            |                  2 | On Loan: No      |
| SKY1 Trust                                  | SKY Trust 2025-LINE                                            | CUSIP: 830941AA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    456955 | PA      | $460161.58    | 1.45%             | 2042-04-15      | Floating      | 6.27%                 | No            |                  2 | On Loan: No      |
| NYO Commercial Mortgage Trust               | NYO Commercial Mortgage Trust 2021-1290                        | CUSIP: 62955HAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    375000 | PA      | $375129.00    | 1.18%             | 2038-11-15      | Floating      | 4.89%                 | No            |                  2 | On Loan: No      |
| MSWF Commercial Mortgage Trust              | MSWF Commercial Mortgage Trust 2023-1                          | CUSIP: 55376CAP8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   5344128 | PA      | $259618.26    | 0.82%             | 2056-05-15      | Variable      | 0.86%                 | No            |                  2 | On Loan: No      |
| THE 2023-MIC Trust                          | 2023-MIC Trust/THE                                             | CUSIP: 87256GAA0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    530000 | PA      | $572955.86    | 1.81%             | 2038-12-05      | Variable      | 8.44%                 | No            |                  2 | On Loan: No      |
| FHLMC Multifamily Structured P              | Freddie Mac Multifamily Structured Pass Through Certificates   | CUSIP: 3137FREK3<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | ABS-MBS          | USGSE             | US        |   8693574 | PA      | $317895.31    | 1.00%             | 2030-01-25      | Variable      | 1.11%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2018-BNK10                                                | CUSIP: 065404BF1<br>LEI: 549300GL0Y86051URC66 | Long             | ABS-MBS          | CORP              | US        |   2865689 | PA      | $32415.82     | 0.10%             | 2061-02-15      | Variable      | 0.68%                 | No            |                  2 | On Loan: No      |
| BPR Trust                                   | BPR 2023-STON Mortgage Trust                                   | CUSIP: 05593GAA4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    250000 | PA      | $259348.85    | 0.82%             | 2039-12-05      | Fixed         | 7.50%                 | No            |                  2 | On Loan: No      |
| Cantor Commercial Real Estate               | Cantor Commercial Real Estate Lending 2019-CF1                 | CUSIP: 12529MAB4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    359552 | PA      | $355876.07    | 1.12%             | 2052-05-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2025-BNK49                                                | CUSIP: 05494FBY3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   5169714 | PA      | $241161.97    | 0.76%             | 2058-03-15      | Variable      | 0.62%                 | No            |                  2 | On Loan: No      |
| Arbor Multifamily Mortgage Sec              | Arbor Multifamily Mortgage Securities Trust 2020-MF1           | CUSIP: 03881BAJ2<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    150000 | PA      | $141167.10    | 0.44%             | 2053-05-15      | Variable      | 3.06%                 | No            |                  2 | On Loan: No      |
| CALI Mortgage Trust                         | Cali 2024-Sun                                                  | CUSIP: 12988DAA0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    134000 | PA      | $134443.89    | 0.42%             | 2041-07-15      | Floating      | 5.56%                 | No            |                  2 | On Loan: No      |
| Freddie Mac Multiclass Certifi              | Freddie Mac Multiclass Certificates Series 2020-RR07           | CUSIP: 3137FRVC2<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |   1500000 | PA      | $77176.95     | 0.24%             | 2028-09-27      | Variable      | 2.47%                 | No            |                  2 | On Loan: No      |
| Bank                                        | Bank 2019-BNK19                                                | CUSIP: 06540WBH5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   7476558 | PA      | $203463.31    | 0.64%             | 2061-08-15      | Variable      | 0.94%                 | No            |                  2 | On Loan: No      |
| Morgan Stanley Capital I Trust              | Morgan Stanley Capital I Trust 2019-L2                         | CUSIP: 61768HAV8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    310015 | PA      | $305899.67    | 0.96%             | 2052-03-15      | Fixed         | 3.81%                 | No            |                  2 | On Loan: No      |
| Barclays Commercial Mortgage S              | BBCMS 2018-TALL Mortgage Trust                                 | CUSIP: 05548WAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    543000 | PA      | $519389.44    | 1.64%             | 2037-03-15      | Floating      | 4.60%                 | No            |                  2 | On Loan: No      |
| Wells Fargo Commercial Mortgag              | Wells Fargo Commercial Mortgage Trust 2018-C47                 | CUSIP: 95002DBG3<br>LEI: 549300VHRKFNCWVN9Y77 | Long             | ABS-MBS          | CORP              | US        |    375000 | PA      | $377202.30    | 1.19%             | 2061-09-15      | Fixed         | 4.44%                 | No            |                  2 | On Loan: No      |
| NRTH PARK Mortgage Trust                    | NRTH Commercial Mortgage Trust 2025-PARK                       | CUSIP: 669985AA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    275000 | PA      | $276237.45    | 0.87%             | 2040-10-15      | Floating      | 5.07%                 | No            |                  2 | On Loan: No      |
| GS Mortgage Securities Trust                | GS Mortgage Securities Trust 2017-GS6                          | CUSIP: 36253PAB8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    304877 | PA      | $301288.30    | 0.95%             | 2050-05-10      | Fixed         | 3.16%                 | No            |                  2 | On Loan: No      |
| Hilton USA Trust                            | Hilton USA Trust 2016-HHV                                      | CUSIP: 43300LAA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    300000 | PA      | $298473.93    | 0.94%             | 2038-11-05      | Fixed         | 3.72%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2021-BNK31                                                | CUSIP: 06541ABN9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   7500000 | PA      | $281024.55    | 0.89%             | 2054-02-15      | Variable      | 0.87%                 | No            |                  2 | On Loan: No      |
| CHI Commercial Mortgage Trust               | CHI Commercial Mortgage Trust 2025-SFT                         | CUSIP: 16706GAA5<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    520000 | PA      | $534029.65    | 1.68%             | 2042-04-15      | Variable      | 5.66%                 | No            |                  2 | On Loan: No      |
| NY Commercial Mortgage Trust                | NY Commercial Mortgage Trust 2025-299P                         | CUSIP: 62957FAA7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $528316.50    | 1.66%             | 2047-02-10      | Variable      | 5.66%                 | No            |                  2 | On Loan: No      |
| Citigroup Commercial Mortgage               | Citigroup Commercial Mortgage Trust 2019-GC43                  | CUSIP: 17328HBE0<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    377740 | PA      | $369088.72    | 1.16%             | 2052-11-10      | Fixed         | 2.96%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2019-BNK23                                                | CUSIP: 06541RBC6<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   4098175 | PA      | $89618.89     | 0.28%             | 2052-12-15      | Variable      | 0.68%                 | No            |                  2 | On Loan: No      |
| Freddie Mac Multiclass Certifi              | Freddie Mac Multiclass Certificates Series 2020-RR05           | CUSIP: 3137FRV24<br>LEI: N/A                  | Long             | ABS-MBS          | USGSE             | US        |    160000 | PA      | $8068.61      | 0.03%             | 2029-01-27      | Fixed         | 2.01%                 | No            |                  2 | On Loan: No      |
| JP Morgan Chase Commercial Mor              | JPMCC Commercial Mortgage Securities Trust 2019-COR5           | CUSIP: 46591EAU1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    425768 | PA      | $418734.02    | 1.32%             | 2052-06-13      | Fixed         | 3.22%                 | No            |                  2 | On Loan: No      |
| BWAY Mortgage Trust                         | BWAY Trust 2025-1535                                           | CUSIP: 12430BAA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    415000 | PA      | $428647.65    | 1.35%             | 2042-05-05      | Variable      | 6.52%                 | No            |                  2 | On Loan: No      |
| SFO Commerical Mortgage Trust               | SFO Commercial Mortgage Trust 2021-555                         | CUSIP: 78432WAA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    319200 | PA      | $319374.60    | 1.01%             | 2038-05-15      | Floating      | 4.94%                 | No            |                  2 | On Loan: No      |
| Barclays Commercial Mortgage S              | BBCMS MORTGAGE TRUST 2017-C1                                   | CUSIP: 07332VBD6<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    400000 | PA      | $396307.80    | 1.25%             | 2050-02-15      | Fixed         | 3.67%                 | No            |                  2 | On Loan: No      |
| HOUSTON GALLERIA MALL TRUST                 | Houston Galleria Mall Trust 2025-HGLR                          | CUSIP: 44216XAA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    280000 | PA      | $291524.91    | 0.92%             | 2045-02-05      | Variable      | 5.46%                 | No            |                  2 | On Loan: No      |
| GS Mortgage Securities Trust                | GS Mortgage Securities Trust 2019-GC39                         | CUSIP: 36260JAF4<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   8443529 | PA      | $252159.24    | 0.79%             | 2052-05-10      | Variable      | 1.07%                 | No            |                  2 | On Loan: No      |
| Credit Suisse Mortgage Trust                | CSMC Series 2019-UVIL                                          | CUSIP: 12656DAA1<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    650000 | PA      | $617037.72    | 1.94%             | 2041-12-15      | Fixed         | 3.16%                 | No            |                  2 | On Loan: No      |
| Government National Mortgage A              | Government National Mortgage Association                       | CUSIP: 38380RVN7<br>LEI: 549300M8ZYFG0OCMTT87 | Long             | ABS-MBS          | USGA              | US        |   3532510 | PA      | $245699.14    | 0.77%             | 2061-01-16      | Variable      | 0.94%                 | No            |                  2 | On Loan: No      |
| JP Morgan Chase Commercial Mor              | JP Morgan Chase Commercial Mortgage Securities Trust 2025-PHNY | CUSIP: 46592UAA8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    500000 | PA      | $502116.25    | 1.58%             | 2041-01-15      | Floating      | 5.32%                 | No            |                  2 | On Loan: No      |
| IRV Trust                                   | IRV Trust 2025-200P                                            | CUSIP: 45006HAA9<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    100000 | PA      | $102886.66    | 0.32%             | 2047-03-14      | Variable      | 5.29%                 | No            |                  2 | On Loan: No      |
| BMO Mortgage Trust                          | BMO 2025-C11 Mortgage Trust                                    | CUSIP: 05613XAD7<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |    250000 | PA      | $265358.05    | 0.84%             | 2058-02-15      | Fixed         | 5.68%                 | No            |                  2 | On Loan: No      |
| Barclays Commercial Mortgage S              | BBCMS Mortgage Trust 2025-C35                                  | CUSIP: 07337DAH3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   5793011 | PA      | $290598.89    | 0.92%             | 2058-07-15      | Variable      | 0.65%                 | No            |                  2 | On Loan: No      |
| BPR Trust                                   | BPR Trust 2021-WILL                                            | CUSIP: 05591VAA3<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |     68084 | PA      | $68055.01     | 0.21%             | 2038-06-15      | Floating      | 5.55%                 | No            |                  2 | On Loan: No      |
| Bank                                        | BANK 2019-BNK21                                                | CUSIP: 06540BBE8<br>LEI: N/A                  | Long             | ABS-MBS          | CORP              | US        |   3091044 | PA      | $74293.87     | 0.23%             | 2052-10-17      | Variable      | 0.83%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-25

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer