# EDGAR Filing Document

**Accession Number:** 0001496999
**File Stem:** 0001145549-23-019239
**Filing Date:** 2023-3
**Character Count:** 115711
**Document Hash:** b15bb6b86585a5ed4055a04649bc81a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-019239.hdr.sgml**: 20230329

**ACCESSION NUMBER**: 0001145549-23-019239

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230329

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK
- **CENTRAL INDEX KEY:** 0001496999
- **IRS NUMBER:** 273101752
- **FISCAL YEAR END:** 0731

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22448
- **FILM NUMBER:** 23771181

**BUSINESS ADDRESS:**
- **STREET 1:** 6455 IRVINE CENTER DRIVE
- **CITY:** IRVINE
- **STATE:** CA
- **ZIP:** 92618
- **BUSINESS PHONE:** 213-486-9501

**MAIL ADDRESS:**
- **STREET 1:** 333 S HOPE ST - 55TH FLOOR (GYR)
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90071

## Series and Classes Contracts Data

### AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK (Series ID: S000030189)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000092891 | Class A      | NYAAX           |
| C000092893 | Class C      | NYACX           |
| C000092894 | Class F-1    | NYAEX           |
| C000092895 | Class F-2    | NYAFX           |
| C000180002 | Class F-3    | TFNYX           |
| C000189479 | Class T      | TATEX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** American Funds Tax-Exempt Fund of New York

- **b. Investment Company Act file number:** 811-22448

- **c. CIK number of Registrant:** 0001496999

- **d. LEI of Registrant:** C0V4BQZZVIEYRMW6YD58

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 6455 Irvine Center Drive

  - **City:** Irvine

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 92618-4518

  - **Telephone number:** 9499755000

**Item A.2. Information about the Series.**

- **a. Name of Series:** American Funds Tax-Exempt Fund of New York

- **b. EDGAR series identifier (if any):** S000030189

- **c. LEI of Series:** C0V4BQZZVIEYRMW6YD58

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $243899600.55

**Total Liabilities:** $1263991.24

**Net Assets:** $242635609.31

**Cash Not Reported:** $534992.25

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** -277.739895700000 | **1-Year:** -9923.220000000000 | **5-Year:** -38070.280000000000 | **10-Year:** -61556.060000000000 | **30-Year:** -21824.430000000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** -25.918684000000 | **1-Year:** -962.910154300000 | **5-Year:** -3186.420000000000 | **10-Year:** -5389.810000000000 | **30-Year:** -1515.980000000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000092891 | 5.25%                | -0.17%               | 3.20%                |
| Class ID C000092893 | 5.19%                | -0.23%               | 3.14%                |
| Class ID C000092894 | 5.25%                | -0.19%               | 3.20%                |
| Class ID C000092895 | 5.27%                | -0.15%               | 3.22%                |
| Class ID C000180002 | 5.28%                | -0.15%               | 3.23%                |
| Class ID C000189479 | 5.27%                | -0.15%               | 3.24%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-955149.85              | $12649161.40                               |
| Month 2  | $-440057.40              | $-446260.73                                |
| Month 3  | $-42803.47               | $6905198.63                                |

**Designated Index Information**

- **Index Name:** Bloomberg New York Municipal Index

- **Index Identifier:** I00772US

### Schedule of Portfolio Investments

| Name                                                                | Title                                                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| GUAM (TERRITORY OF)                                                 | GUAM GOVT HOTEL OCCUPANCY TAX REV 21A SF 5.0% 11-01-35                                | CUSIP: 40065KAU7<br>LEI: N/A                  | Long             | DBT              | MUN               | GU        |   1355000 | PA      | $1475095.01   | 0.61%             | 2035-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GLEN COVE N Y                                                       | GLEN COVE GARVIES POINT NY CONV CAB 16C 0.0%/5.62% 01-01-55/24                        | CUSIP: 377450AF8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $438212.50    | 0.18%             | 2055-01-01      | Variable      | 0.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT WTRWKS AUTH                                               | GUAM WATERWORKS AUTHORITY SF 5.0% 07-01-28                                            | CUSIP: 40065FAY0<br>LEI: N/A                  | Long             | DBT              | MUN               | GU        |    250000 | PA      | $251540.00    | 0.10%             | 2028-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY HSG DEV CORP                                      | NYC HDC MFH 17A-1-A SF 3.8% 11-01-37                                                  | CUSIP: 64972CG64<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |    885000 | PA      | $877981.07    | 0.36%             | 2037-11-01      | Fixed         | 3.80%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (100-500) 5YR PSA 17-203 SF 3.5% 10-01-47                     | CUSIP: 649883Y90<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    395000 | PA      | $394674.52    | 0.16%             | 2047-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NYC TFA FUT TAX SEC SUB 17F-1 SF 5.0% 05-01-42                                        | CUSIP: 64971W7B0<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1067455.00   | 0.44%             | 2042-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC ST REV 21A 4.0% 03-15-48                                                    | CUSIP: 64985TCV1<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1470112.50   | 0.61%             | 2048-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST HSG FIN AGY                                             | NEW YORK STATE HOUSING FINANCE AGENCY SONYMA HUD SECT 8 (MPT) 1.1% 11-01-61           | CUSIP: 64987JRC7<br>LEI: 5493000LS7KCDB02O506 | Long             | DBT              | MUN               | US        |    705000 | PA      | $641851.74    | 0.26%             | 2061-11-01      | Fixed         | 1.10%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | DASNY CULINARY INST AM SF 5.5% 07-01-33                                               | CUSIP: 649907VE9<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    500000 | PA      | $504645.50    | 0.21%             | 2033-07-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | ACADEMIC LEADERSHIP CHARTER SCHOOL NY 4.0% 06-15-30                                   | CUSIP: 12008ERM0<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    200000 | PA      | $202102.60    | 0.08%             | 2030-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DUTCHESS CNTY N Y LOC DEV CORP REV                                  | HEALTH QUEST NY HOSP 16B SF 4.0% 07-01-41                                             | CUSIP: 267045GW6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $693046.50    | 0.29%             | 2041-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| HUDSON YARDS INFRASTRUCTURE CORP                                    | HUDSON YARDS INFRA CORP REV 17A 5.0% 02-15-33                                         | CUSIP: 44420RAV2<br>LEI: 549300EE2HJ67TPURL87 | Long             | DBT              | MUN               | US        |   2700000 | PA      | $2973021.30   | 1.23%             | 2033-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (75-400) 5YR PSA 16-197 SF 3.5% 10-04-44                      | CUSIP: 649883R72<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    265000 | PA      | $264741.89    | 0.11%             | 2044-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 16A-1 5.0% 08-01-34                                                  | CUSIP: 64966MFD6<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1076149.00   | 0.44%             | 2034-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NIAGARA N Y FRONTIER TRANSN AUTH                                    | NIAGARA NY ARPT AMT 14A 5.0% 04-01-29                                                 | CUSIP: 653544DF0<br>LEI: 2549006J37UHUDTNJV60 | Long             | DBT              | MUN               | US        |    700000 | PA      | $714390.60    | 0.29%             | 2029-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM AUTH GARNET HLTH MED CTR (144A/QIB) 5.0% 12-01-35                             | CUSIP: 64990CQA2<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1300000 | PA      | $1312766.00   | 0.54%             | 2035-12-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| NEW YORK ST HSG FIN AGY                                             | NYS HFA 17M SF 3.65% 11-01-42                                                         | CUSIP: 64987DED2<br>LEI: 5493000LS7KCDB02O506 | Long             | DBT              | MUN               | US        |    750000 | PA      | $687013.50    | 0.28%             | 2042-11-01      | Fixed         | 3.65%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | STATE OF NEW YORK SALES TAX REVENUE 5.0% 03-15-39                                     | CUSIP: 64990AHU2<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   2275000 | PA      | $2468204.38   | 1.02%             | 2039-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVIRONMENTAL FACS CORP                                 | CASELLA WASTE SYSTEMS INC (MPT) 3.125% 12-01-44                                       | CUSIP: 649852AR1<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |    500000 | PA      | $474631.50    | 0.20%             | 2044-12-01      | Fixed         | 3.12%                 | Yes           |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NYC TFA FUT TAX SUB 18A-1 5.0% 08-01-36                                               | CUSIP: 64971XFR4<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   2380000 | PA      | $2627405.76   | 1.08%             | 2036-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MTA HUDSON RAIL YDS                                                 | MTA HUDSON YARDS 16A 5.0% 11-15-51                                                    | CUSIP: 62476RAB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $499982.50    | 0.21%             | 2051-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | NY MTA GREEN BONDS 18B 5.0% 11-15-27                                                  | CUSIP: 59261AWY9<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    970000 | PA      | $1045256.48   | 0.43%             | 2027-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NEW YORK CITY WATER & SEWER SYSTEM 4.0% 06-15-45                                      | CUSIP: 64972GZP2<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $997210.00    | 0.41%             | 2045-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | DASNY NEW SCHOOL REV 15A PREREF 5.0% 07-01-32/25                                      | CUSIP: 65000BET1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |     70000 | PA      | $74387.25     | 0.03%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (75-500 PSA) SER 242 SF 3.5% 10-01-52                         | CUSIP: 64988YPH4<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |   1095000 | PA      | $1097787.87   | 0.45%             | 2052-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NYC TFA FUT TAX SUB 22F-1 SF 5.0% 02-01-47                                            | CUSIP: 64971XU71<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1107924.00   | 0.46%             | 2047-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 15A 5.0% 08-01-26                                                    | CUSIP: 64966LV99<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1068326.00   | 0.44%             | 2026-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CONVENTION CTR DEV CORP N Y                                | NY ST CONVENTION CTR HOTEL UNT FEE 5.0% 11-15-30                                      | CUSIP: 649451CW9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    300000 | PA      | $316050.00    | 0.13%             | 2030-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG AMT PAC (100-500) 5YR PSA SER 52 SF 3.5% 10-01-30                 | CUSIP: 64988RGY2<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    230000 | PA      | $228943.38    | 0.09%             | 2030-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK CONVENTION CTR DEV CORP N Y                                | NY ST CONVENTION CTR HOTEL UNT FEE 5.0% 11-15-35                                      | CUSIP: 649451DH1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    840000 | PA      | $872051.04    | 0.36%             | 2035-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY HSG DEV CORP                                      | NEW YORK CITY HOUSING DEVELOPMENT CORP FNMA COLL (MPT) 2.95% 11-01-45                 | CUSIP: 64972CSH7<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |    750000 | PA      | $750754.50    | 0.31%             | 2045-11-01      | Fixed         | 2.95%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (100-500) PSA 5YR 16-195 SF 4.0% 10-01-46                     | CUSIP: 649883L29<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    490000 | PA      | $492370.13    | 0.20%             | 2046-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY                         | YANKEE STADIUM LLC NY 20A AGM 3.0% 03-01-40                                           | CUSIP: 64971PKH7<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $853970.00    | 0.35%             | 2040-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM DASNY PIT 20A 4.0% 03-15-45                                                | CUSIP: 64990FYN8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1145000 | PA      | $1135196.51   | 0.47%             | 2045-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | JFK INTERNATIONAL AIR TERMINAL LLC NY 20A AMT 4.0% 12-01-39                           | CUSIP: 650116DU7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $712143.75    | 0.29%             | 2039-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 15C 5.0% 08-01-33                                                    | CUSIP: 64966LA68<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1046290.00   | 0.43%             | 2033-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY                         | QUEENS BALLPARK NY AGM 21A 3.0% 01-01-34                                              | CUSIP: 64971PLC7<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |    750000 | PA      | $731367.00    | 0.30%             | 2034-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NY CITY MUNI WTR AUTH 21DD 5.0% 06-15-31                                              | CUSIP: 64972GYU2<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1100000 | PA      | $1342509.30   | 0.55%             | 2031-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM DASNY PIT 21A 4.0% 03-15-39                                                | CUSIP: 64990FZU1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2030708.00   | 0.84%             | 2039-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY HSG DEV CORP                                      | NEW YORK CITY HOUSING DEVELOPMENT CORP (MPT) 0.7% 11-01-60                            | CUSIP: 64972EXS3<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |    635000 | PA      | $595240.75    | 0.25%             | 2060-11-01      | Fixed         | 0.70%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | DASNY NEW SCHOOL REV UNREF 5.0% 07-01-32                                              | CUSIP: 65000BFM5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    930000 | PA      | $969831.90    | 0.40%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | IONA COLLEGE NY SF 5.0% 07-01-46                                                      | CUSIP: 65000BJD1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    250000 | PA      | $262807.00    | 0.11%             | 2046-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM AUTH PIT 17B UNREF 5.0% 02-15-41                                           | CUSIP: 64990FWX8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    750000 | PA      | $805341.75    | 0.33%             | 2041-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DOBBS FERRY N Y                                                     | MERCY COLLEGE DOBBS FERRY NY SF 5.0% 07-01-39                                         | CUSIP: 256048AB5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1625000 | PA      | $1659913.13   | 0.68%             | 2039-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM GOVT WTRWKS AUTH                                               | GUAM WATERWORKS AUTHORITY 14A SF 5.0% 07-01-29                                        | CUSIP: 40065FBQ6<br>LEI: N/A                  | Long             | DBT              | MUN               | GU        |    250000 | PA      | $254955.50    | 0.11%             | 2029-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| HEMPSTEAD TOWN N Y LOC DEV CORP REV                                 | MOLLOY COLLEGE NY 5.0% 07-01-34                                                       | CUSIP: 424682HV7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    810000 | PA      | $852461.82    | 0.35%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CNTY N Y                                                  | SAMARITAN MED CENTER NY 17A SF 4.0% 11-01-42                                          | CUSIP: 47325RAS8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    715000 | PA      | $607719.97    | 0.25%             | 2042-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CNTY N Y                                                  | SAMARITAN MED CENTER NY 17A SF 4.0% 11-01-47                                          | CUSIP: 47325RAT6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $414571.00    | 0.17%             | 2047-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| JEFFERSON CNTY N Y                                                  | SAMARITAN MED CENTER NY 17A SF 5.0% 11-01-37                                          | CUSIP: 47325RAR0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $987535.00    | 0.41%             | 2037-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | NY MTA GREEN BONDS 17A1 SF 5.25% 11-15-57                                             | CUSIP: 59261AMB0<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    750000 | PA      | $765877.50    | 0.32%             | 2057-11-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | DELTA AIR LINES LAGUARDIA ARPT NY AMT SF 5.0% 10-01-35                                | CUSIP: 650116CY0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $522806.00    | 0.22%             | 2035-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY                         | YANKEE STADIUM LLC NY AGM 20A SF 3.0% 03-01-49                                        | CUSIP: 64971PKK0<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |    750000 | PA      | $579763.50    | 0.24%             | 2049-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVIRONMENTAL FACS CORP                                 | NY ST REVOLVING FUND 22A 5.0% 06-15-51                                                | CUSIP: 64986DMK8<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1121169.00   | 0.46%             | 2051-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | JFK INTERNATIONAL AIR TERMINAL LLC NY AMT 5.0% 12-01-42                               | CUSIP: 650116FS0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    925000 | PA      | $953631.53    | 0.39%             | 2042-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (100-500) PSA 16-200 SF 3.5% 10-01-45                         | CUSIP: 649883T62<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |     90000 | PA      | $89899.92     | 0.04%             | 2045-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | TOURO CLG NY DORMS PREREF 5.0% 01-01-38/01-03-28                                      | CUSIP: 64990H6T2<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    500000 | PA      | $563600.50    | 0.23%             | 2038-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORP                                   | NYC LIBERTY 3 WTC 144A CLASS 3 SF 7.25% 11-15-44                                      | CUSIP: 649519DD4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    375000 | PA      | $380815.50    | 0.16%             | 2044-11-15      | Fixed         | 7.25%                 | Yes           |                  2 | On Loan: No      |
| NASSAU CNTY NY                                                      | NASSAU CNTY NY GO 17A 5.0% 01-15-30                                                   | CUSIP: 63165TYB5<br>LEI: 549300ICRCGQYCPS7T40 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1100709.00   | 0.45%             | 2030-01-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENERGY RESH & DEV                                       | ROCHESTER GAS AND ELECTRIC CORP (MPT) 3.0% 08-01-32                                   | CUSIP: 649845HE7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1008013.00   | 0.42%             | 2032-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NIAGARA AREA DEVELOPMENT CORPORATION                                | NIAGARA NY COVANTA (144A/QIB) 18A AMT 4.75% 11-01-42                                  | CUSIP: 653542AC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $913638.00    | 0.38%             | 2042-11-01      | Fixed         | 4.75%                 | Yes           |                  2 | On Loan: No      |
| ONONDAGA CNTY N Y RES RECOVERY AGY                                  | ONONDAGA CO RES REC NY AGM AMT 15A 5.0% 05-01-25                                      | CUSIP: 682756BC4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $523160.00    | 0.22%             | 2025-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FINANCING CORP                                | COFINA PR 19A-2 SF 4.329% 07-01-40                                                    | CUSIP: 74529JRH0<br>LEI: 549300EIUFISISP8X671 | Long             | DBT              | MUN               | PR        |   1000000 | PA      | $959823.00    | 0.40%             | 2040-07-01      | Fixed         | 4.33%                 | No            |                  2 | On Loan: No      |
| PORT AUTHORITY OF NEW YORK AND NEW JERSEY                           | PORT AUTH NY/NJ 17-205 SF 5.0% 11-15-47                                               | CUSIP: 73358WP32<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1062082.00   | 0.44%             | 2047-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DUTCHESS CNTY N Y LOC DEV CORP REV                                  | HEALTH QUEST NY HOSP 16B SF 5.0% 07-01-46                                             | CUSIP: 267045GX4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1518775.50   | 0.63%             | 2046-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | DELTA AIR LINES LAGUARDIA ARPT NY AMT SF 4.0% 01-01-36                                | CUSIP: 650116CQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $487210.00    | 0.20%             | 2036-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NY CITY MUNI WTR AUTH 14EE 5.0% 06-15-45                                              | CUSIP: 64971GKJ3<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |    500000 | PA      | $511620.00    | 0.21%             | 2045-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST TWY AUTH SUB 19B AGM SF 4.0% 01-01-53                                           | CUSIP: 650010CP4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1015000 | PA      | $966419.06    | 0.40%             | 2053-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | STATE OF NEW YORK SALES TAX REVENUE 4.0% 03-15-43                                     | CUSIP: 64985TAN1<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1785000 | PA      | $1774314.99   | 0.73%             | 2043-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | CORNELL UNIVERSITY NY DORMS 20A-2 5.0% 07-01-30                                       | CUSIP: 64990GF49<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1201830.00   | 0.50%             | 2030-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY HSG DEV CORP                                      | NEW YORK CITY HOUSING DEVELOPMENT CORP (MPT) 1.125% 05-01-60                          | CUSIP: 64972ENB1<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |    750000 | PA      | $721318.50    | 0.30%             | 2060-05-01      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NY CITY MUNI WTR AUTH 20GG-1 4.0% 06-15-50                                            | CUSIP: 64972GXG4<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $987146.00    | 0.41%             | 2050-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | NY JFK AMERICAN SECURED AMT SF 5.375% 08-01-36                                        | CUSIP: 650116CW4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1015710.00   | 0.42%             | 2036-08-01      | Fixed         | 5.38%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC PIT REV 20A SF 4.0% 03-15-49                                                | CUSIP: 650036AP1<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1415000 | PA      | $1380584.37   | 0.57%             | 2049-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM MONTEFIORE 20A 4.0% 09-01-36                                                  | CUSIP: 64990GZK1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    400000 | PA      | $375732.80    | 0.15%             | 2036-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | DELTA AIR LINES LAGUARDIA ARPT NY AMT SF 4.375% 10-01-45                              | CUSIP: 650116DA1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2500000 | PA      | $2377677.50   | 0.98%             | 2045-10-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | LAGUARDIA AIRPORT TERM B AMT 16A SF 5.25% 01-01-50                                    | CUSIP: 650116AV8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $501472.50    | 0.21%             | 2050-01-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| DOBBS FERRY N Y                                                     | MERCY COLLEGE DOBBS FERRY NY SF 5.0% 07-01-44                                         | CUSIP: 256048AC3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $509064.00    | 0.21%             | 2044-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM (TERRITORY OF)                                                 | GUAM GOVT AMT SF 5.0% 11-15-31                                                        | CUSIP: 40065BCQ4<br>LEI: N/A                  | Long             | DBT              | MUN               | GU        |    725000 | PA      | $779870.90    | 0.32%             | 2031-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| GUAM (TERRITORY OF)                                                 | GUAM BUS PRIVILEGE TAX 21F SF 4.0% 01-01-42                                           | CUSIP: 40065NCR6<br>LEI: N/A                  | Long             | DBT              | MUN               | GU        |    750000 | PA      | $706743.00    | 0.29%             | 2042-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| GUAM INTL ARPT AUTH                                                 | GUAM INTL ARPT AUTH REV 13C AMT UNREF SF 6.375% 10-01-43                              | CUSIP: 40064RER6<br>LEI: N/A                  | Long             | DBT              | MUN               | GU        |    240000 | PA      | $245558.64    | 0.10%             | 2043-10-01      | Fixed         | 6.38%                 | No            |                  2 | On Loan: No      |
| GENESEE CNTY N Y FDG CORP REV                                       | ROCHESTER REGIONAL HEALTH NY 22A SF 5.25% 12-01-52                                    | CUSIP: 371669AW2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    800000 | PA      | $834192.00    | 0.34%             | 2052-12-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| LONG ISLAND POWER AUTHORITY                                         | LI PWR AUTH NY (LIPA) SF 5.0% 09-01-47                                                | CUSIP: 542691AU4<br>LEI: 1R46U5SYJ63KQXF39168 | Long             | DBT              | MUN               | US        |   2225000 | PA      | $2337556.08   | 0.96%             | 2047-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | MTA NY TRANSPORT REV 16A2 5.0% 11-15-26                                               | CUSIP: 59261ADN4<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1440000 | PA      | $1534348.80   | 0.63%             | 2026-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | NY MTA GREEN BONDS 17A-2 5.0% 11-15-26                                                | CUSIP: 59261AMH7<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1065520.00   | 0.44%             | 2026-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | MTA NY TRANSPORT REV 17C-1 4.0% 11-15-34                                              | CUSIP: 59261AQF7<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1005517.00   | 0.41%             | 2034-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | MTA NY TRANSPORT REV 14D-1 SF 5.0% 11-15-39                                           | CUSIP: 59259Y3A5<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |    305000 | PA      | $306939.50    | 0.13%             | 2039-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | NY MTA GREEN BONDS 19B SF 5.0% 11-15-52                                               | CUSIP: 59261AYZ4<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1305000 | PA      | $1332782.15   | 0.55%             | 2052-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM DASNY PIT 19A 5.0% 03-15-28                                                | CUSIP: 64990FKK9<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1138306.00   | 0.47%             | 2028-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NORTHWELL HEALTH OBLIGATED GROUP (MPT) 5.0% 05-01-48                                  | CUSIP: 64990GTD4<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1057931.00   | 0.44%             | 2048-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 19-B1 4.0% 10-01-40                                                  | CUSIP: 64966QFP0<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1258690.00   | 0.52%             | 2040-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST TWY AUTH 19B SF 4.0% 01-01-45                                                   | CUSIP: 650010CJ8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2160000 | PA      | $2114901.36   | 0.87%             | 2045-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST TWY AUTH 19B 4.0% 01-01-39                                                      | CUSIP: 650010CB5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2835000 | PA      | $2853560.75   | 1.18%             | 2039-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK POWER AUTHORITY                                            | NY PWR AUTH AGM SF 4.0% 11-15-47                                                      | CUSIP: 65000XAV2<br>LEI: I5P1GEYFGGMMDOFX2L30 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $995069.00    | 0.41%             | 2047-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NYC TFA FUT TAX SUB 17A-3 4.0% 08-01-42                                               | CUSIP: 64971XAJ7<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   2925000 | PA      | $2926886.63   | 1.21%             | 2042-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NY CITY MUNI WTR AUTH 17BB-1 5.0% 06-15-46                                            | CUSIP: 64972GPJ7<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1326436.25   | 0.55%             | 2046-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG AMT PAC (100-500) 4.5YR PSA SER 206 SF 4.0% 10-01-37              | CUSIP: 6498832W4<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    265000 | PA      | $265438.05    | 0.11%             | 2037-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM AUTH SCH DIST 11A UNREF 5.0% 10-01-24                                      | CUSIP: 64990C3K5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |     10000 | PA      | $10022.32     | 0.00%             | 2024-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 17C 5.0% 08-01-32                                                    | CUSIP: 64966MTA7<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1127993.00   | 0.46%             | 2032-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM DASNY PIT 20A 4.0% 03-15-47                                                | CUSIP: 64990FYQ1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $985349.00    | 0.41%             | 2047-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | JFK INTERNATIONAL AIR TERMINAL LLC NY 20A AMT 5.0% 12-01-37                           | CUSIP: 650116DS2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $626585.40    | 0.26%             | 2037-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | JFK INTERNATIONAL AIR TERMINAL LLC NY 20C 4.0% 12-01-40                               | CUSIP: 650116EV4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $969307.00    | 0.40%             | 2040-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | NY JFK AMERICAN SECURED AMT SF 3.0% 08-01-31                                          | CUSIP: 650116EZ5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $231180.50    | 0.10%             | 2031-08-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW ROCHELLE N Y                                                    | IONA COLLEGE NEW ROCHELLE NY 15A SF 5.0% 07-01-45                                     | CUSIP: 648535AS1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $254601.25    | 0.10%             | 2045-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | STATE OF NEW YORK SALES TAX REVENUE 4.0% 03-15-45                                     | CUSIP: 64985TCS8<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1480683.00   | 0.61%             | 2045-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC ST REV 21A 4.0% 03-15-39                                                    | CUSIP: 64985TCL3<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1518721.50   | 0.63%             | 2039-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM AUTH GARNET HLTH MED CTR (144A/QIB) 5.0% 12-01-32                             | CUSIP: 64990BHA4<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    600000 | PA      | $609994.80    | 0.25%             | 2032-12-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | ACADEMIC LEADERSHIP CHARTER SCHOOL NY SF 4.0% 06-15-36                                | CUSIP: 12008ERP3<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    400000 | PA      | $385622.80    | 0.16%             | 2036-06-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | KIPP NYC PUBLIC CHARTER SCHOOLS 5.25% 07-01-57                                        | CUSIP: 12008ETY2<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1047666.00   | 0.43%             | 2057-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | BUILD NYC ALBERT EINSTEIN SCHOOL OF MED (144A/QIB) SF 5.5% 09-01-45                   | CUSIP: 12008ELT1<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    290000 | PA      | $293596.58    | 0.12%             | 2045-09-01      | Fixed         | 5.50%                 | Yes           |                  2 | On Loan: No      |
| BROOKLYN ARENA LOCAL DEVELOPMENT CORP                               | BARCLAYS CENTER BROOKLYN LDC 16A SF 5.0% 07-15-42                                     | CUSIP: 113807BP5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1925000 | PA      | $1924949.95   | 0.79%             | 2042-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG AMT PAC (100-400 PSA) SER 194 SF 3.5% 10-01-35                    | CUSIP: 649883H65<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |     95000 | PA      | $94696.19     | 0.04%             | 2035-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (75-400% PSA) SER 178 SF 3.5% 10-01-43                        | CUSIP: 649883VZ5<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |     55000 | PA      | $54940.49     | 0.02%             | 2043-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | LAGUARDIA AIRPORT TERM B AMT 16A SF 5.0% 07-01-46                                     | CUSIP: 650116AR7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000631.00   | 0.41%             | 2046-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NEW SCHOOL NY 16A 5.0% 07-01-32                                                       | CUSIP: 64990CJA0<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1068263.00   | 0.44%             | 2032-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM AUTH GARNET HLTH MED CTR (144A/QIB) 5.0% 12-01-31                             | CUSIP: 64990CPW5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1028048.00   | 0.42%             | 2031-12-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| TROY CAPITAL RESOURCE CORP                                          | RENSSELAER POLYTECHNIC NY 5.0% 08-01-27                                               | CUSIP: 897579AZ1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    800000 | PA      | $846044.00    | 0.35%             | 2027-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH BRIDGE & TUNNEL AUTHORITY                                | TRIBOROUGH BRIDGE & TUNNEL AUTHORITY 5.0% 11-15-36                                    | CUSIP: 89602RJQ9<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    500000 | PA      | $591335.50    | 0.24%             | 2036-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TSASC INC N Y                                                       | NY CITY TSASC 17A 5.0% 06-01-25                                                       | CUSIP: 898526ET1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $776272.50    | 0.32%             | 2025-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH BRIDGE & TUNNEL AUTHORITY                                | TRIBOROUGH B/T NY 18B 5.0% 11-15-30                                                   | CUSIP: 89602REM3<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |    650000 | PA      | $777871.25    | 0.32%             | 2030-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TOMPKINS CNTY N Y DEV CORP                                          | TOMPKINS CNTY NY KENDAL AT ITHACA CCRC 14A SF 5.0% 07-01-44                           | CUSIP: 890090AM5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    915000 | PA      | $916195.91    | 0.38%             | 2044-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY                         | YANKEE STADIUM LLC NY SF 4.0% 03-01-45                                                | CUSIP: 64971PKL8<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $946311.00    | 0.39%             | 2045-03-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM AUTH PIT 21E 4.0% 03-15-47                                                 | CUSIP: 64990FL93<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1280000 | PA      | $1261246.72   | 0.52%             | 2047-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORP                                   | PORT AUTH NY/NJ 4.0% 02-15-43                                                         | CUSIP: 649519EM3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1265000 | PA      | $1233469.88   | 0.51%             | 2043-02-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CONVENTION CTR DEV CORP N Y                                | NY ST CONVENTION CTR HOTEL UNT BAM CAB 16B 0.0% 11-15-48                              | CUSIP: 649451JE2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   3540000 | PA      | $1071692.52   | 0.44%             | 2048-11-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | CITY OF NEW YORK NY FRN 04-01-42                                                      | CUSIP: 64966JE77<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |    300000 | PA      | $300000.00    | 0.12%             | 2042-04-01      | Variable      | 1.19%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | DASNY NEW SCHOOL REV 22A SF 4.0% 07-01-47                                             | CUSIP: 65000BLP1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    765000 | PA      | $708816.87    | 0.29%             | 2047-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NY CITY MUNI WTR AUTH 15HH SF 5.0% 06-15-39                                           | CUSIP: 64972GHX5<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |    690000 | PA      | $723740.31    | 0.30%             | 2039-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST THRUWAY AUTH PIT REV 22A 4.0% 03-15-50                                          | CUSIP: 650028ZC0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $983985.00    | 0.41%             | 2050-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 22B-1 SF 5.25% 10-01-47                                              | CUSIP: 64966QL57<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1170000 | PA      | $1324705.59   | 0.55%             | 2047-10-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY                         | NYC TRIPS AEROTERM IDA 12A AMT SF 5.0% 07-01-28                                       | CUSIP: 64972PAL8<br>LEI: 549300XR20ZR5DHL9534 | Long             | DBT              | MUN               | US        |    250000 | PA      | $250191.25    | 0.10%             | 2028-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| HUDSON YARDS INFRASTRUCTURE CORP                                    | HUDSON YARDS INFRA CORP REV 17A 5.0% 02-15-35                                         | CUSIP: 44420RAX8<br>LEI: 549300EE2HJ67TPURL87 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1091077.00   | 0.45%             | 2035-02-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG ISLAND POWER AUTHORITY                                         | LI PWR AUTH NY (LIPA) 15B 5.0% 09-01-38                                               | CUSIP: 5426905J7<br>LEI: 1R46U5SYJ63KQXF39168 | Long             | DBT              | MUN               | US        |    750000 | PA      | $788990.25    | 0.33%             | 2038-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG ISLAND POWER AUTHORITY                                         | LONG ISLAND POWER AUTHORITY (MPT) FRN 05-01-33                                        | CUSIP: 5426904F6<br>LEI: 1R46U5SYJ63KQXF39168 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1499401.50   | 0.62%             | 2033-05-01      | Variable      | 3.81%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (100-500) 5YR PSA SER 54 SF 4.0% 04-01-47                     | CUSIP: 64988RHS4<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    665000 | PA      | $669367.06    | 0.28%             | 2047-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM MONTEFIORE 18A 5.0% 08-01-31                                                  | CUSIP: 64990GGA4<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1080000 | PA      | $1132565.76   | 0.47%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MTA HUDSON RAIL YDS                                                 | MTA HUDSON YARDS 16A 5.0% 11-15-56                                                    | CUSIP: 62476RAC9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $743975.25    | 0.31%             | 2056-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC PIT REV 14A GRP B PREREF 5.0% 03-15-27/24                                   | CUSIP: 650035M96<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |    750000 | PA      | $771876.00    | 0.32%             | 2027-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM AUTH ST UNIV FACS 19A SF 4.0% 07-01-49                                     | CUSIP: 64990GWH1<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $983419.00    | 0.41%             | 2049-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | CORNELL UNIVERSITY FRN 07-01-39                                                       | CUSIP: 64990GMF6<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   8575000 | PA      | $8575000.00   | 3.53%             | 2039-07-01      | Variable      | 1.16%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NYC TFA FUT TAX SUB 19B1 4.0% 11-01-40                                                | CUSIP: 64971XNJ3<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1513470.00   | 0.62%             | 2040-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NYU LANGONE HOSPITALS NY 20A SF 4.0% 07-01-53                                         | CUSIP: 64990GYC0<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $964250.00    | 0.40%             | 2053-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | STATE OF NEW YORK SALES TAX REVENUE 5.0% 03-15-48                                     | CUSIP: 64990AQN8<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1617160.50   | 0.67%             | 2048-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK POWER AUTHORITY                                            | NY ST PWR AUTH 20A SF 4.0% 11-15-55                                                   | CUSIP: 64989KLF1<br>LEI: I5P1GEYFGGMMDOFX2L30 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1475850.00   | 0.61%             | 2055-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CONVENTION CTR DEV CORP N Y                                | NY ST CONVENTION CTR HOTEL UNT FEE BAM CAB 16B 0.0% 11-15-39                          | CUSIP: 649451HM6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2300000 | PA      | $1119058.10   | 0.46%             | 2039-11-15      | Fixed         | 0.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST THRUWAY AUTH PIT 21A-1 4.0% 03-15-42                                            | CUSIP: 650028XC2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1670000 | PA      | $1683303.22   | 0.69%             | 2042-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORP                                   | 4 WORLD TRADE CENTER LLC NY 21A SF 3.0% 11-15-51                                      | CUSIP: 649519DW2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1118865.00   | 0.46%             | 2051-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORP                                   | 4 WORLD TRADE CENTER LLC NY 21A SF 2.875% 11-15-46                                    | CUSIP: 649519DV4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $384810.00    | 0.16%             | 2046-11-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY FUTURE TAX SECURED REVENUE 4.0% 08-01-45 | CUSIP: 64971XE61<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   3500000 | PA      | $3459659.00   | 1.43%             | 2045-08-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y                                                        | NEW YORK CITY GO 16C 5.0% 08-01-31                                                    | CUSIP: 64966L4P3<br>LEI: 549300ABYZD2SFD5JB29 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1072293.00   | 0.44%             | 2031-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NASSAU CNTY N Y TOBACCO SETTLEMENT CORP                             | NASSAU COUNTY TOBACCO SETTLEMENT CORP 5.125% 06-01-46                                 | CUSIP: 63166MCB3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    705000 | PA      | $679914.69    | 0.28%             | 2046-06-01      | Fixed         | 5.12%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM AUTH ICAHN SCH OF MED MT SINAI 15A SF 5.0% 07-01-40                           | CUSIP: 64990BQJ5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    250000 | PA      | $256055.25    | 0.11%             | 2040-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| LONG ISLAND POWER AUTHORITY                                         | LI PWR AUTH NY (LIPA) 5.0% 09-01-36                                                   | CUSIP: 542691BS8<br>LEI: 1R46U5SYJ63KQXF39168 | Long             | DBT              | MUN               | US        |    500000 | PA      | $553029.50    | 0.23%             | 2036-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | NY MTA GREEN BONDS 19C-1 5 0.0% 11-15-39                                              | CUSIP: 59261AZP5<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1640000 | PA      | $1718672.44   | 0.71%             | 2039-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MONROE CNTY N Y INDL DEV CORP                                       | UNIV ROCHESTER MONROE CTY NY 17C 4.0% 07-01-36                                        | CUSIP: 61075TSH2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1275000 | PA      | $1301263.73   | 0.54%             | 2036-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| MONROE CNTY N Y INDL DEV CORP                                       | MONROE CO NY ROCHESTER HIGHLAND HOSP 5.0% 07-01-25                                    | CUSIP: 61075TNR5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    325000 | PA      | $341767.40    | 0.14%             | 2025-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| METROPOLITAN TRANSPORTATION AUTHORITY                               | METROPOLITAN TRANSPORTATION AUTHORITY (MPT) 5.0% 11-15-45                             | CUSIP: 59261AG68<br>LEI: 5493000TKYODLXADQD60 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1093662.00   | 0.45%             | 2045-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MONROE CNTY N Y INDL DEV CORP                                       | ROCHESTER REGIONAL HEALTH NY 20A SF 5.0% 12-01-46                                     | CUSIP: 61075TWQ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1397437.50   | 0.58%             | 2046-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| MONROE CNTY N Y INDL DEV CORP                                       | MONROE CO NY ROCHESTER HIGHLAND HOSP 5.0% 07-01-34                                    | CUSIP: 61075TPA0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    380000 | PA      | $395210.26    | 0.16%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MONROE CNTY N Y INDL DEV CORP                                       | MONROE CO NY ROCHESTER HIGHLAND HOSP 5.0% 07-01-33                                    | CUSIP: 61075TNZ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    430000 | PA      | $447624.84    | 0.18%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC PIT REV 20C 4.0% 03-15-42                                                   | CUSIP: 650036CD6<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1000344.00   | 0.41%             | 2042-03-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRUST FOR CULTURAL RESOURCES (NY)                     | NYC NY TR CULT RES LINCOLN CTR 20A 4.0% 12-01-35                                      | CUSIP: 649717VL6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1043181.00   | 0.43%             | 2035-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVIRONMENTAL FACS CORP                                 | CASELLA WASTE SYSTEMS INC (MPT) 2.75% 09-01-50                                        | CUSIP: 649852AS9<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $951423.00    | 0.39%             | 2050-09-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| SCHENECTADY CNTY N Y                                                | TRUSTEES OF UNION COLLEGE NY SF 5.25% 07-01-52                                        | CUSIP: 806418BF5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1105386.00   | 0.46%             | 2052-07-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| SUFFOLK CNTY N Y                                                    | SUFFOLK CO NY GO 17A AGM 5.0% 02-01-26                                                | CUSIP: 86476PUA4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    540000 | PA      | $583262.10    | 0.24%             | 2026-02-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TROY CAPITAL RESOURCE CORP                                          | RENSSELAER POLYTECHNIC NY 20A 5.0% 09-01-23                                           | CUSIP: 897579BH0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $608677.80    | 0.25%             | 2023-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | KENDAL ON HUDSON NY 22B SF 0.0% 01-01-51                                              | CUSIP: 95737TFF8<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $974269.00    | 0.40%             | 2051-01-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ALBANY NY CAPITAL RESOURCE CORP REV                                 | EMPIRE COMMONS STUDENT HOUSING ALBANY NY 16B 5.0% 05-01-32                            | CUSIP: 012432CM0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    400000 | PA      | $418495.20    | 0.17%             | 2032-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| AMHERST N Y DEV CORP STUDENT HSG FAC REV                            | AMHERST UNIV BUFFALO HSG NY AGM 17A 5.0% 10-01-30                                     | CUSIP: 031358BL7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $558840.00    | 0.23%             | 2030-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| AMHERST N Y DEV CORP STUDENT HSG FAC REV                            | DAEMEN COLLEGE NY 5.0% 10-01-23                                                       | CUSIP: 03135NAE1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    540000 | PA      | $542692.98    | 0.22%             | 2023-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| BROOME CNTY N Y LOC DEV CORP                                        | UNITED HEALTH SERVICES HOSP OBLIGATED GRP SF 4.0% 04-01-50                            | CUSIP: 114731AV4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   2000000 | PA      | $1892598.00   | 0.78%             | 2050-04-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BROOKHAVEN N Y LOC DEV CORP                                         | ACTIVE RETIREMENT COMMUNITY NY 20A SF 4.0% 11-01-55                                   | CUSIP: 113168BL1<br>LEI: 549300384JET720NAQ98 | Long             | DBT              | MUN               | US        |    750000 | PA      | $615177.00    | 0.25%             | 2055-11-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DUTCHESS CNTY N Y LOC DEV CORP REV                                  | NUVANCE HEALTH NY 19B SF 4.0% 07-01-49                                                | CUSIP: 267045MK5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $897531.00    | 0.37%             | 2049-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NIAGARA N Y FRONTIER TRANSN AUTH                                    | NIAGARA NY ARPT AMT 14A 5.0% 04-01-27                                                 | CUSIP: 653544DD5<br>LEI: 2549006J37UHUDTNJV60 | Long             | DBT              | MUN               | US        |    600000 | PA      | $612337.80    | 0.25%             | 2027-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY HSG DEV CORP                                      | NYC HSG DEV REV 8 SPRUCE ST 14E 3.5% 02-15-48                                         | CUSIP: 64966TFH2<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |   1670000 | PA      | $1633772.69   | 0.67%             | 2048-02-15      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK LIBERTY DEVELOPMENT CORP                                   | NYC LIBERTY 3 WTC 144A CLASS 2 SF 5.375% 11-15-40                                     | CUSIP: 649519DC6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    350000 | PA      | $350411.60    | 0.14%             | 2040-11-15      | Fixed         | 5.38%                 | Yes           |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (100-500) PSA SER 208 SF 4.0% 10-01-48                        | CUSIP: 6498833E3<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    265000 | PA      | $267097.48    | 0.11%             | 2048-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | EAST HARLEM NY SCHOLARS ACADEMY CHRT SCH OB GRP (144A/QIB) SF 5.75% 06-01-62          | CUSIP: 12008ETL0<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    100000 | PA      | $102512.80    | 0.04%             | 2062-06-01      | Fixed         | 5.75%                 | Yes           |                  2 | On Loan: No      |
| BROOKLYN ARENA LOCAL DEVELOPMENT CORP                               | BARCLAYS CENTER BROOKLYN LDC AGM 16A 4.0% 07-15-34                                    | CUSIP: 113807BL4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    240000 | PA      | $248288.88    | 0.10%             | 2034-07-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | BRONX CHARTER SCHOOL 13A SF 5.5% 04-01-43                                             | CUSIP: 12008EBT2<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1501881.00   | 0.62%             | 2043-04-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | BUILD NYC PRATT PATER SLD WST DISP 144A AMT 4.5% 01-01-25                             | CUSIP: 12008HAB5<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    165000 | PA      | $167510.81    | 0.07%             | 2025-01-01      | Fixed         | 4.50%                 | Yes           |                  2 | On Loan: No      |
| BUILD NYC RESOURCE CORP                                             | BUILD NYC PRATT PATER SLD WST DISP 144A AMT 5.0% 01-01-35                             | CUSIP: 12008HAC3<br>LEI: 549300GROJFKMNLWEK84 | Long             | DBT              | MUN               | US        |    950000 | PA      | $968006.30    | 0.40%             | 2035-01-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NYU LANGONE HOSPITALS NY 20A SF 4.0% 07-01-50                                         | CUSIP: 64990GYB2<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1461367.50   | 0.60%             | 2050-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM MONTEFIORE 20A SF 4.0% 09-01-50                                               | CUSIP: 64990GZR6<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    750000 | PA      | $644971.50    | 0.27%             | 2050-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST THRUWAY 20N 3.0% 01-01-49                                                       | CUSIP: 650009U92<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1970000 | PA      | $1538678.35   | 0.63%             | 2049-01-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST THRUWAY 20N 4.0% 01-01-47                                                       | CUSIP: 650009U76<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1468831.50   | 0.61%             | 2047-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST TWY AUTH SUB 19B BAM SF 4.0% 01-01-50                                           | CUSIP: 650010CV1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    615000 | PA      | $603153.87    | 0.25%             | 2050-01-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG AMT PAC (100-400 PSA) SER 191 SF 3.5% 10-01-34                    | CUSIP: 649883F26<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |     75000 | PA      | $74884.73     | 0.03%             | 2034-10-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | DELTA AIR LINES LAGUARDIA ARPT NY AMT SF 5.0% 10-01-40                                | CUSIP: 650116CZ7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $767685.75    | 0.32%             | 2040-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC PIT REV 16A 5.0% 03-15-32                                                   | CUSIP: 650035U63<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1074859.00   | 0.44%             | 2032-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST SFM PAC (60-400) SF 2.625% 04-01-41                                             | CUSIP: 64988RFL1<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    190000 | PA      | $189135.31    | 0.08%             | 2041-04-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY FUTURE TAX SECURED REVENUE FRN 02-01-45  | CUSIP: 64971WUM0<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   3500000 | PA      | $3500000.00   | 1.44%             | 2045-02-01      | Variable      | 1.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST TWY AUTH                                                | NY ST TWY AUTH 16A SF 5.25% 01-01-56                                                  | CUSIP: 650010BD2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    250000 | PA      | $261219.75    | 0.11%             | 2056-01-01      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM NYU HOSPS CTR REV 5.0% 07-01-33                                            | CUSIP: 64990BT94<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    400000 | PA      | $425628.00    | 0.18%             | 2033-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION                     | LAGUARDIA AIRPORT TERM B AMT 16A SF 5.0% 07-01-34                                     | CUSIP: 650116AL0<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    500000 | PA      | $509197.50    | 0.21%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NEW YORK CITY WATER & SEWER SYSTEM FRN 06-15-35                                       | CUSIP: 64970KYY7<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |    800000 | PA      | $800000.00    | 0.33%             | 2035-06-15      | Variable      | 1.20%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | DASNY NEW SCHOOL REV 16A 5.0% 07-01-35                                                | CUSIP: 64990CJF9<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    555000 | PA      | $586803.72    | 0.24%             | 2035-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NYC TFA BAR ST AID 18S-3A 5.0% 07-15-36                                               | CUSIP: 64972HY97<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1106021.00   | 0.46%             | 2036-07-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (75-500 PSA) SER 217 SF 4.0% 10-01-49                         | CUSIP: 64988YAD9<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |    670000 | PA      | $676641.04    | 0.28%             | 2049-10-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST HSG FIN AGY                                             | NYS HFA GREEN BONDS 19D SF 3.55% 11-01-39                                             | CUSIP: 64987DWR1<br>LEI: 5493000LS7KCDB02O506 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $925971.00    | 0.38%             | 2039-11-01      | Fixed         | 3.55%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM NYU HOSPS CTR REV SF 5.0% 07-01-34                                         | CUSIP: 6499074P4<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1031519.00   | 0.43%             | 2034-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ONEIDA CNTY N Y LOCAL DEV CORP                                      | MOHAWK VALLEY HEALTH OB GROUP AGM 19A SF 4.0% 12-01-49                                | CUSIP: 682440BM3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $955038.00    | 0.39%             | 2049-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| ONEIDA CNTY N Y LOCAL DEV CORP                                      | MOHAWK VALLEY HEALTH OB GROUP AGM 19A 4.0% 12-01-38                                   | CUSIP: 682440BH4<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $998052.00    | 0.41%             | 2038-12-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| ONONDAGA CNTY N Y RES RECOVERY AGY                                  | ONONDAGA CO RES REC AGM AMT 15A 5.0% 05-01-30                                         | CUSIP: 682756BH3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1750000 | PA      | $1824067.00   | 0.75%             | 2030-05-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PORT AUTHORITY OF NEW YORK AND NEW JERSEY                           | PORT AUTH NY/NJ 19-217 SF 5.0% 11-01-44                                               | CUSIP: 73358W4S0<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1626570.00   | 0.67%             | 2044-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PORT AUTHORITY OF NEW YORK AND NEW JERSEY                           | PORT AUTH NY/NJ 14-186 AMT SF 5.0% 10-15-44                                           | CUSIP: 73358WVB7<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |    500000 | PA      | $507786.00    | 0.21%             | 2044-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO INDL TOURIST EDL MED & ENVIRONMENTAL CTL FACS FING AUTH | PR INTER AMERICAN UNIV SF 5.0% 10-01-31                                               | CUSIP: 745272FP4<br>LEI: N/A                  | Long             | DBT              | MUN               | PR        |    750000 | PA      | $751453.50    | 0.31%             | 2031-10-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PUERTO RICO SALES TAX FINANCING CORP                                | COFINA PR 18A1 SF 5.0% 07-01-58                                                       | CUSIP: 74529JPX7<br>LEI: 549300EIUFISISP8X671 | Long             | DBT              | MUN               | PR        |    500000 | PA      | $493874.50    | 0.20%             | 2058-07-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| COUNTY OF ROCKLAND NY                                               | ROCKLAND CNTY NY AGM 14A 5.0% 03-01-24                                                | CUSIP: 77355PRB1<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1028065.00   | 0.42%             | 2024-03-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| SOUTHOLD N Y                                                        | PECONIC LANDING SOUTHOLD SF 5.0% 12-01-45                                             | CUSIP: 844584AL6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1502494.50   | 0.62%             | 2045-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TROY CAPITAL RESOURCE CORP                                          | RENSSELAER POLYTECHNIC NY 20A 5.0% 09-01-38                                           | CUSIP: 897579BW7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1614847.50   | 0.67%             | 2038-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH BRIDGE & TUNNEL AUTHORITY                                | TRIBOROUGH B/T NY 20A SF 5.0% 11-15-54                                                | CUSIP: 89602RGA7<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |   1250000 | PA      | $1355531.25   | 0.56%             | 2054-11-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | PURCHASE SENIOR LEARNING CMNTY NY (144A/QIB) 21D 2.875% 07-01-26                      | CUSIP: 95737TEY8<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |    350000 | PA      | $338145.15    | 0.14%             | 2026-07-01      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | PURCHASE SENIOR LEARNING CMNTY NY (144A/QIB) 21A SF 5.0% 07-01-56                     | CUSIP: 95737TEU6<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |    335000 | PA      | $259742.25    | 0.11%             | 2056-07-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | WESTCHESTER CO HLTH NY SF 5.0% 11-01-46                                               | CUSIP: 95737TCD6<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1455585.00   | 0.60%             | 2046-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | SUNY PURCHASE COLLEGE NY SF 5.0% 06-01-37                                             | CUSIP: 95737TDT0<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1026935.00   | 0.42%             | 2037-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| CME CHICAGO MERCANTILE EXCHANGE                                     | UST 10YR FUT ULTRA UXYH3 03-22-23                                                     | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | N/A              | DIR              | CORP              | US        |        23 | NC      | $-48084.24    | -0.02%            |  |  |  | No            |                  1 | On Loan: No      |
| CME CHICAGO MERCANTILE EXCHANGE                                     | UST 5YR FUT FVH3 03-31-23                                                             | CUSIP: N/A<br>LEI: SNZ2OJLFK8MNNCLQOF39       | N/A              | DIR              | CORP              | US        |        12 | NC      | $-3762.48     | -0.00%            |  |  |  | No            |                  1 | On Loan: No      |
| LONG ISLAND POWER AUTHORITY                                         | LI PWR AUTH NY (LIPA) 15B 5.0% 09-01-35                                               | CUSIP: 5426904H2<br>LEI: 1R46U5SYJ63KQXF39168 | Long             | DBT              | MUN               | US        |   1315000 | PA      | $1386383.46   | 0.57%             | 2035-09-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVIRONMENTAL FACS CORP                                 | NYS EFC REVOLVING FUND GREEN 16B SF 4.0% 08-15-36                                     | CUSIP: 64985HWF0<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |   1950000 | PA      | $2012827.05   | 0.83%             | 2036-08-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NIAGARA N Y FRONTIER TRANSN AUTH                                    | NIAGARA NY ARPT AMT 14A 5.0% 04-01-28                                                 | CUSIP: 653544DE3<br>LEI: 2549006J37UHUDTNJV60 | Long             | DBT              | MUN               | US        |    500000 | PA      | $510332.50    | 0.21%             | 2028-04-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST MORTGAGE AGENCY                                         | NY ST HOMEOWNER MTG PAC (50-500) 5YR PSA 18-213 SF 4.25% 10-01-47                     | CUSIP: 6498835R2<br>LEI: 549300ZQWNLLIG564027 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1014603.00   | 0.42%             | 2047-10-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK N Y CITY HSG DEV CORP                                      | NEW YORK CITY HOUSING DEVELOPMENT CORP (MPT) 2.75% 05-01-50                           | CUSIP: 64972C7Q0<br>LEI: 549300SQWVHKBRF8D702 | Long             | DBT              | MUN               | US        |    500000 | PA      | $499979.00    | 0.21%             | 2050-05-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM DASNY PIT 18A 5.25% 03-15-37                                               | CUSIP: 64990FJE5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1113833.00   | 0.46%             | 2037-03-15      | Fixed         | 5.25%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC PIT REV 19A 5.0% 03-15-36                                                   | CUSIP: 6500357V4<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1655286.00   | 0.68%             | 2036-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| ONONDAGA CNTY N Y                                                   | SYRACUSE UNIV NY 5.0% 12-01-40                                                        | CUSIP: 68276FDM9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1115016.00   | 0.46%             | 2040-12-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| PORT AUTHORITY OF NEW YORK AND NEW JERSEY                           | PORT AUTH NY/NJ SER 212 4.0% 09-01-38                                                 | CUSIP: 73358W2B9<br>LEI: 54930006MR4KZ4W74Z83 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1014063.00   | 0.42%             | 2038-09-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| TRIBOROUGH BRIDGE & TUNNEL AUTHORITY                                | TRIBOROUGH B/T NY MTA 20A SF 4.0% 11-15-54                                            | CUSIP: 89602RGB5<br>LEI: 54930020ZN4LQF7K3456 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1465761.00   | 0.60%             | 2054-11-15      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| TOMPKINS CNTY N Y DEV CORP                                          | TOMPKINS CNTY NY KENDAL AT ITHACA CCRC 22A SF 4.0% 07-01-42                           | CUSIP: 890090AN3<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    750000 | PA      | $662598.00    | 0.27%             | 2042-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK CITY TRANSITIONAL FIN AUTH                                 | NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY FUTURE TAX SECURED REVENUE FRN 08-01-41  | CUSIP: 64971WUS7<br>LEI: 5493003476LG35QAKM08 | Long             | DBT              | MUN               | US        |   2000000 | PA      | $2000000.00   | 0.82%             | 2041-08-01      | Variable      | 1.25%                 | No            |                  2 | On Loan: No      |
| NASSAU CNTY N Y TOBACCO SETTLEMENT CORP                             | NASSAU COUNTY TOBACCO SETTLEMENT CORP 5.0% 06-01-35                                   | CUSIP: 63166MCA5<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    600000 | PA      | $575164.80    | 0.24%             | 2035-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | STATE OF NEW YORK SALES TAX REVENUE 5.0% 03-15-38                                     | CUSIP: 64990ACE3<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $1024393.00   | 0.42%             | 2038-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM AUTH GARNET HLTH MED CTR (144A/QIB) SF 5.0% 12-01-40                          | CUSIP: 64990BHE6<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |   1000000 | PA      | $986373.00    | 0.41%             | 2040-12-01      | Fixed         | 5.00%                 | Yes           |                  2 | On Loan: No      |
| NEW YORK ST URBAN DEV CORP                                          | NY ST UDC PIT REV 16A 5.0% 03-15-26                                                   | CUSIP: 650035W95<br>LEI: 54930039Y2EMGXN6LM88 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1630174.50   | 0.67%             | 2026-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NEW YORK ST ENVIRONMENTAL FACS CORP                                 | CASELLA WASTE SYSTEMS INC (MPT) 2.875% 12-01-44                                       | CUSIP: 649852AQ3<br>LEI: 549300QJ33JJW73OQO60 | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1322080.50   | 0.54%             | 2044-12-01      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY                     | NY CITY MUNI WTR AUTH 17DD 5.0% 06-15-47                                              | CUSIP: 64972GNC4<br>LEI: 549300Q2EHQ6RJPQKP05 | Long             | DBT              | MUN               | US        |   1055000 | PA      | $1113454.39   | 0.46%             | 2047-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| NIAGARA AREA DEVELOPMENT CORPORATION                                | NIAGARA NY COVANTA (144A/QIB) 18B 3.5% 11-01-24                                       | CUSIP: 653542AD2<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1000000 | PA      | $978081.00    | 0.40%             | 2024-11-01      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY ST DORM AUTH SALES TAX 18E 5.0% 03-15-39                                           | CUSIP: 64990AMQ5<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    800000 | PA      | $874007.20    | 0.36%             | 2039-03-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UTILITY DEBT SECURITIZATION AUTHORITY                               | UDSA NY 22TE-1 5.0% 06-15-34                                                          | CUSIP: 91802RFG9<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1100000 | PA      | $1347428.50   | 0.56%             | 2034-06-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| UTILITY DEBT SECURITIZATION AUTHORITY                               | UDSA (LIPA) SECURED SF 5.0% 12-15-41/39                                               | CUSIP: 91802REM7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1500000 | PA      | $1627311.00   | 0.67%             | 2041-12-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DORMITORY AUTHORITY OF STATE OF NEW YORK                            | NY DORM CATHOLIC HEALTH 19A SF 4.0% 07-01-45                                          | CUSIP: 64990GME9<br>LEI: 549300C8XO7EXTX2XU71 | Long             | DBT              | MUN               | US        |    500000 | PA      | $358631.50    | 0.15%             | 2045-07-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | WESTCHESTER CO HLTH NY 5.0% 11-01-34                                                  | CUSIP: 95737TCB0<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1150000 | PA      | $1172485.95   | 0.48%             | 2034-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER MEDICAL CENTER                                          | WESTCHESTER CO HLTH NY SR LIEN 10B SF UNREF 6.0% 11-01-30                             | CUSIP: 957366DV6<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    120000 | PA      | $120276.84    | 0.05%             | 2030-11-01      | Fixed         | 6.00%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | PACE UNIV 14A SF 5.5% 05-01-42                                                        | CUSIP: 95737TBC9<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |    450000 | PA      | $455205.60    | 0.19%             | 2042-05-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| WESTCHESTER CNTY N Y LOC DEV CORP                                   | SUNY PURCHASE COLLEGE NY SF 5.0% 06-01-47                                             | CUSIP: 95737TDV5<br>LEI: 549300KOSU8OC75V9238 | Long             | DBT              | MUN               | US        |   1025000 | PA      | $1040064.43   | 0.43%             | 2047-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| YONKERS N Y ECON DEV                                                | CHARTER SCH EDU EXCELLENCE 19A SF 5.0% 10-15-49                                       | CUSIP: 98608MAF8<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |   1100000 | PA      | $1027765.20   | 0.42%             | 2049-10-15      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| YONKERS N Y                                                         | YONKERS NY GO AGM 15B 5.0% 08-01-24                                                   | CUSIP: 986082RN7<br>LEI: N/A                  | Long             | DBT              | MUN               | US        |    490000 | PA      | $508715.06    | 0.21%             | 2024-08-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-15

**Name of Applicant:** American Funds Tax-Exempt Fund of New York

**Signature:** Scott Lewis

**Name of Signer:** Scott Lewis

**Title:** Analyst