# EDGAR Filing Document

**Accession Number:** 0001664703
**File Stem:** 0001193125-26-251628
**Filing Date:** 2026-6
**Character Count:** 51563
**Document Hash:** 7e734334fdbc32084f21f288374a122f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-251628.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0001193125-26-251628

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bloom Energy Corp
- **CENTRAL INDEX KEY:** 0001664703
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRICAL INDUSTRIAL APPARATUS [3620]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 770565408
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38598
- **FILM NUMBER:** 261051878

**BUSINESS ADDRESS:**
- **STREET 1:** 4353 NORTH FIRST STREET
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95134
- **BUSINESS PHONE:** 408-543-1500

**MAIL ADDRESS:**
- **STREET 1:** 4353 NORTH FIRST STREET
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95134

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**FORM SD** 

**SPECIALIZED DISCLOSURE REPORT**![LOGO](g61094g0601123417192.jpg)

## BLOOM ENERGY CORPORATION
**(Exact name of registrant as specified in its charter)** 

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-38598** | **77-0565408** |
| **(State or other jurisdiction of**<br> **incorporation or organization)** | **(Commission File Number)** | **(I.R.S. Employer Identification No.)** |
| **4353 North First Street, San Jose, CA** |  | **95134** |
| **(Address of principal executive offices)** |  | **(Zip code)** |
| **Shawn M. Soderberg, Chief Legal Officer and Corporate Secretary, (408) 543-1500** | **Shawn M. Soderberg, Chief Legal Officer and Corporate Secretary, (408) 543-1500** | **Shawn M. Soderberg, Chief Legal Officer and Corporate Secretary, (408) 543-1500** |
| **(Name and telephone number, including area code, of the person to contact in connection with this report.)** | **(Name and telephone number, including area code, of the person to contact in connection with this report.)** | **(Name and telephone number, including area code, of the person to contact in connection with this report.)** |

---

Check the appropriate box to indicate the rule pursuant to which this Form is being submitted, and provide the period to which the information in this Form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended____.

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**<u>Introduction</u>**

Bloom Energy Corporation (the "Company") is a global leader in onsite power generation, delivering a foundational platform purpose-built for the digital era and the global energy transition. The Company manufactures a versatile fuel cell energy platform, supporting the commercial availability of two main products: the Bloom Energy Server<sup>®</sup> fuel cell system for generating electricity and the Bloom Electrolyzer<sup>™</sup> for producing hydrogen. The Company's primary product, the Bloom Energy Server is a proprietary high-temperature solid-oxide fuel cell technology that converts fuels—including natural gas, biogas, and hydrogen—into electricity at high-density without combustion or moving parts, achieving lower emissions and higher efficiency than legacy systems. The Bloom Energy Server provides resilient, distributed power for critical operations. The Bloom Electrolyzer is designed to produce scalable and cost-effective hydrogen using the same solid oxide platform as the Bloom Energy Server system. The Company's technology was invented in the United States and the Company's products are currently manufactured in the United States.

The Company has determined that both the Bloom Energer Server and the Bloom Electrolyzer contain tin, tungsten, tantalum and/or gold or its derivatives that are necessary to their functionality or production.

The Company's Responsible Sourcing Policy is available on its website at <u>https://www.bloomenergy.com/sustainability/</u>. The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.

Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, the Company has filed this Form SD in respect of the reporting period January 1, 2025 to December 31, 2025, and the associated Conflict Minerals Report, which appears as Exhibit 1.01 hereto and is publicly available on the Company's website at <u>www.bloomenergy.com</u>.

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

Section 2 – Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report

Not applicable.

Section 3 – Exhibits

The following exhibit is filed as part of this report.

Item 3.01 Exhibits

[Exhibit 1.01](d61094dex101.htm) – Conflict Minerals Report for the period January 1 to December 31, 2025 as required by Items 1.01 and 1.02 of this Form SD.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

---

| | | |
|:---|:---|:---|
| Bloom Energy Corporation | Bloom Energy Corporation |  |
| By: | /s/ Shawn M. Soderberg | Date: June 1, 2026 |
|  | Name: Shawn M. Soderberg |  |
|  | Title: Chief Legal Officer and Corporate Secretary |  |

---

## Exhibit 1.01

**Exhibit 1.01** 

Bloom Energy Corporation

Conflict Minerals Report

For Year Ended December 31, 2025

This Conflict Minerals Report ("Report") for the year ended December 31, 2025 has been prepared by the management of Bloom Energy Corporation (herein referred to as "Bloom Energy"). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are consolidated.

As used in this Report, "3TGs" means tin, tungsten, tantalum and/or gold or its derivatives and "Covered Countries" means the Democratic Republic of the Congo ("DRC") and its nine adjoining countries: Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.

INTRODUCTION

<u>Products Covered by This Report</u> 

Pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (from here on referred to as "Section 1502 of the Dodd-Frank Act" or "the Rule"), the 2025 calendar year is the seventh year that Bloom Energy is filing a Conflict Minerals Report.

Bloom Energy has determined that only two products manufactured or contracted to be manufactured contained 3TGs that were necessary to their functionality or production: the Bloom Energy Server, a stationary power generation platform and the Bloom Energy Electrolyzer, a stationary producer of hydrogen (the "Covered Products").

Bloom Energy conducted in good faith a reasonable country of origin inquiry ("RCOI") to determine whether any of the 3TGs in the Covered Products originated in the Covered Countries by engaging with certain suppliers who provided materials that may contain 3TGs that was used in the Covered Products ("In-Scope Suppliers"). Based on Bloom Energy's RCOI, Bloom Energy had reason to believe that its Covered Products could contain 3TGs that originated in the Covered Countries. Therefore, in accordance with Section 1502 of the Dodd-Frank Act, Bloom Energy performed due diligence on the source and chain of custody of the 3TGs.

<u>Reasonable Country of Origin Inquiry</u> 

To assist Bloom Energy with its determination on whether 3TGs necessary for its Covered Products originated in Covered Countries, Bloom Energy engaged a third-party service provider, Source Intelligence ("SI"). SI provided Bloom Energy with access to its platform that tracks supplier communications and provides additional tools that support the internationally recognized due diligence framework set forth in the *Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas* and the related *Supplements on Tin, Tantalum and Tungsten*, and *on Gold* (the "OECD Guidance"). For example, the SI platform has functionality that evaluates the quality of each supplier's response and assigns a health score based on the supplier's declaration. The metrics provided in this Report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through the SI platform.

------

Bloom Energy provided a list of In-Scope Suppliers to SI for upload to the SI platform. SI assisted with the evaluation of Bloom Energy's supply chain information regarding 3TGs, identification of potential risks, and development and implementation of additional due diligence steps. Bloom Energy communicated regularly with the SI services team concerning program status. SI's team members are trained in conflict minerals compliance and understand the intricacies of the CMRT (as defined below), conflict minerals reporting, and generally, Section 1502 of the Dodd-Frank Act.

Bloom Energy's RCOI process included conducting an inquiry of its In-Scope Suppliers using the Conflict Minerals Reporting Template ("CMRT") developed by the Responsible Minerals Initiative ("RMI"). Bloom Energy does not have direct supply contracts with the providers of raw materials used in the Covered Products and Bloom Energy does not directly source 3TGs. Bloom Energy sources components and materials from suppliers, which in turn, source materials, components and products from their suppliers.

Bloom Energy used SI's platform to request that the In-Scope Suppliers complete the CMRT to collect data on the sources of origin of the materials necessary for the Covered Products. Suppliers then uploaded their completed CMRTs directly to the platform for validation, assessment and management. SI monitored and tracked all communications in its platform for future reporting and transparency. Bloom Energy directly contacted suppliers that were unresponsive to SI's communications and requested that they complete and submit the CMRT.

Bloom Energy's program includes automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which helps to identify areas that require further classification or risk assessment, as well as to understand the due diligence efforts of the In-Scope Suppliers. The results of this data validation contribute to the program's health assessment and are shared with the In-Scope Suppliers to support their understanding of areas that need their clarification or improvement.

All submitted CMRT forms were accepted and classified as valid or invalid. The "invalid" classification can be the result of a number of factors, including incomplete tabs and can also occur when the supplier uses an obsolete template instead of the current version*.* A supplier who submits an invalid form is contacted and encouraged to submit a valid form. Suppliers receive feedback on their submissions and guidance on correcting validation errors and may seek assistance from SI's multilingual Supplier Experience team or online training. Data concerning suppliers who remain unresponsive to feedback is tracked as a program gap for future improvement.

As of April 23, 2026, Bloom Energy had 136 In-Scope Suppliers. 136 (100%) of the In-Scope Suppliers completed a valid CMRT. This helped Bloom Energy determine the countries of origin for all of the 3TGs in the Covered Products.

DUE DILIGENCE

Bloom Energy designed its due diligence measures to conform with the OECD Guidance in all material respects and endeavored to align its program with the five steps for due diligence described in the OECD Guidance. Bloom Energy continues to evaluate market expectations for data collection and reporting to make improvements to its program.

------

Bloom Energy is a downstream consumer of 3TGs and does not purchase raw minerals directly from any mines, smelters or refiners or any of the Covered Countries. Bloom Energy's supply chain is extensive and complex with many layers of suppliers positioned between Bloom Energy and 3TG smelters and refiners. Therefore, to execute due diligence, Bloom Energy must rely on data from its direct suppliers and third-party audit programs. As Bloom Energy does not solely control these processes, there is a risk of incomplete or inaccurate data. However, multiple supplier outreach efforts and process validation steps help mitigate this risk. Bloom Energy believes this due diligence process aligns with industry standards and market expectations for downstream companies.

*<u>Step One: Establish Strong Company Management Systems</u>*

<u>Internal Compliance Team</u> 

Bloom Energy established a cross-functional Conflict Minerals Team led by the Chief Operations Officer. The Conflict Minerals Team is responsible for implementing Bloom Energy's responsible sourcing strategy and for briefing senior management on the results of due diligence.

<u>Conflict Minerals Policy</u> 

In May 2020, Bloom Energy adopted a Policy on Responsible Sourcing of Minerals articulating the due diligence process and Bloom Energy's commitment to reporting obligations regarding 3TGs originating in the Covered Countries. The Policy is publicly available at <u>www.bloomenergy.com/supplychain</u>.

<u>Control Systems</u> 

Bloom Energy relies on its direct suppliers to provide information on the origin of the 3TGs contained in components and materials that they supply to Bloom Energy, such as sources of 3TGs that the suppliers purchase from their lower-tier suppliers. However, Bloom Energy expects all suppliers to have policies and procedures in place that work toward ensuring that all 3TGs used in the production of the products sold to Bloom Energy are sourced from smelters or refiners that conform with an independent responsible mineral sourcing validation program.

<u>Supplier Engagement</u> 

Bloom Energy has a strong relationship with its In-Scope Suppliers. Bloom Energy engages directly with its In-Scope Suppliers to request a valid CMRT for the products that they supply to Bloom Energy. To strengthen supplier education and training, Bloom Energy provides In-Scope Suppliers with access to the SI platform, at no-charge, to upload their CMRTs as well as to seek help-desk support in their native language from SI's team of supplier support specialists. Suppliers can also participate in SI's online library of conflict minerals training.

<u>Grievance Mechanisms</u> 

Bloom Energy has established multiple grievance mechanisms whereby employees, suppliers and other third parties can report violations of its policies. In Bloom Energy's Policy on Responsible Sourcing of Minerals, Bloom Energy has published a dedicated email address for suppliers to contact the Bloom Energy Supplier Team to ask questions regarding the collection of CMRTs and to report any violations of this policy within the supply chain. In addition, employees and third parties have access to the Bloom Energy Helpline to ask questions, communicate concerns or report potential violations of applicable law or company policies, which is publicly available at <u>www.bloomhelpline.com/</u>.

In the event that employees and suppliers wish to contact Bloom Energy's Board of Directors, Bloom Energy also publishes the Board's address in its Global Code of Business Conduct and Ethics, available on Bloom Energy's website under the Investors section. Finally, violations or grievances at the industry level can be reported directly to RMI at: <u>https:/www.responsiblemineralsinitiative.org/minerals-due-diligence-container/risk-management/rmi-grievance-mechanism/</u>.

<u>Records Management</u> 

SI's platform also includes a document retention policy to retain any conflict minerals-related documents, including supplier responses to CMRTs and the sources for each reporting period. Bloom Energy stores all of the information and findings from this process in a database that can be audited by internal or external parties.

*<u>Step Two: Identify and Assess Risks in the Supply Chain</u>*

Risks associated with supplier CMRT content are identified by SI based on criteria established for supplier responses. Supplier responses were evaluated for plausibility, consistency and gaps. If any of the foregoing quality control flags were raised, suppliers were automatically contacted by the SI platform to correct any inconsistencies.

Risks at the supplier level may include non-responsive suppliers down the supply chain, incomplete CMRTs, or CMRTs that are submitted that are not specific to the Covered Products. Additionally, some suppliers could not provide a comprehensive list of all smelters or refiners in their supply chains.

Risks were identified by assessing the due diligence practices and status of smelters and refiners identified in the supply chain by upstream suppliers who listed smelters and refiners on their CMRT declarations. To determine if the facilities met the recognized definition of a 3TG processing facility that was operational during the 2025 calendar year, SI compared these facilities to the RMI list of smelters and refiners. SI relied on the RMI audit standard, including cross-recognition of the London Bullion Market Association ("LBMA") Good Delivery Program and the Responsible Jewellery Council ("RJC") Chain of Custody Standard, which are developed according to global standards, including the OECD Guidance.

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SI determined if the smelter or refiner had been audited against a standard that conforms to the OECD Guidance, such as the Responsible Minerals Assurance Process ("RMAP"). As discussed earlier, Bloom Energy does not have a direct relationship with smelters and refiners, and does not perform direct audits of these entities within the supply chain. In cases where a smelter's due diligence practices have not been audited against RMAP or a similar independent standard, or RMAP considers a smelter to be non-conforming, Bloom Energy followed up with suppliers reporting those facilities. Smelters are then assessed for potential sourcing risk.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed using the red-flag indicators in the OECD Guidance. SI uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Geographic proximity to the Covered Countries;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Known mineral source country of origin;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• RMAP or a similar independent audit status that is cross-recognized by RMI;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Credible evidence of unethical or conflict sourcing; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Peer assessments conducted by credible third-party sources.

Risk mitigation activities are initiated when a supplier's CMRT reports smelters of concern. Suppliers with submissions that include smelters or refiners of concern are provided with feedback instructing that supplier to take their own independent risk mitigation actions. Additional escalation may be necessary to address any continued sourcing from these smelters of concern. In addition, In-Scope Suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

In-Scope Suppliers are also evaluated on program strength, which will assist Bloom Energy with making key risk mitigation decisions as its program progresses. The criteria used to evaluate the strength of the program is based on questions in the CMRT related to the suppliers' conflict minerals practices and policies.

*<u>Step Three: Design and Implement a Strategy to Respond to Identified Risks</u>*

Bloom Energy has developed a process to assess and respond to the risks identified in the supply chain as well as to manage and monitor risk. Communications were sent to non-responsive suppliers to communicate the importance of their completion of the CMRT and their support of Bloom Energy's compliance with the Rule and Bloom Energy's expectations.

Suppliers received feedback on their submissions as well as educational resources regarding corrective action methods and potential improvements for their internal programs. Bloom Energy encouraged suppliers that may be supplying 3TGs from sources that may support conflict in the Covered Countries to endeavor to seek an alternative source of 3TGs that does not support such conflict, as provided in the OECD Guidance. SI also communicates directly with smelters that have not yet been determined to be conformant with the RMAP to seek data on sourcing and to encourage their involvement with the RMI program.

In cases where suppliers have continuously been non-responsive or do not appear to be committed to corrective action plans, Bloom Energy assesses internally if replacing that supplier is feasible. The results of the program and risk assessment are shared with both the Conflict Minerals Team and senior management to support transparency within Bloom Energy.

*<u>Step Four: Support the Development and Implementation of Independent Third-Party Audits</u>*

As discussed above, Bloom Energy does not have a direct relationship with any 3TG smelters or refiners and does not perform or direct audits of these entities within the supply chain. Instead, Bloom Energy relies on third-party audits of smelters and refiners conducted as part of the RMAP. The RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the program.

SI also attempts to directly contact smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facility's sourcing practices on behalf of its compliance partners.

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*<u>Step Five: Report Annually on Supply Chain Due Diligence</u>*

Bloom Energy has filed this Report and a Form SD for the year ended December 31, 2025 with the United States Securities and Exchange Commission ("SEC"). As indicated in the Form SD, this Report is publicly available at <u>www.investor.bloomenergy.com/</u>. Bloom Energy's Policy on Responsible Sourcing of Minerals is also publicly available at <u>www.bloomenergy.com/supplychain</u>.

RCOI AND DUE DILIGENCE RESULTS

<u>Supply Chain Outreach Results</u> 

Supply chain outreach is required to identify the upstream sources of origin of 3TGs. In accordance with industry standards, CMRTs are sent to and requested from In-Scope Suppliers, who are expected to follow this process until the smelter and refiner sources are identified. For the 2025 reporting year, Table 1 sets out the results of Bloom Energy's supply chain outreach.

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**Table 1** 

SUPPLY CHAIN OUTREACH METRICS

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| | |
|:---|:---|
| **Number of In-Scope Suppliers** | **Response Rate** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;136 | 100%<br> (136 out of 136) |

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<u>Upstream Data Transparency</u> 

As mentioned above, Bloom Energy is a downstream consumer of 3TGs and does not purchase raw minerals directly from any mines, smelters or refiners or any of the Covered Countries. Bloom Energy's supply chain is extensive and complex with many layers of suppliers positioned between Bloom Energy and 3TG smelters and refiners. Therefore, to execute due diligence, Bloom Energy must rely on data from its direct suppliers and third-party audit programs. As Bloom Energy does not solely control these processes, there is a risk of incomplete or inaccurate data. However, multiple supplier outreach efforts and process validation steps help mitigate this risk. Bloom Energy believes this due diligence process aligns with industry standards and market expectations for downstream companies.

All known smelters and refiners listed by suppliers in completed CMRTs (which appear on the RMI-maintained smelters list as of May 1, 2025) are set out in <u>Appendix A</u>. As is a common practice when requests are sent upstream in the supply chain, those companies who purchase materials from smelters may not be able to discern exactly which of their products contain the materials. As a result, those companies who provide a list of smelters and refiners tend to list all smelters and refiners from which they may purchase within the reporting period. Although the potential for over-reporting is understood, Bloom Energy has taken measures to validate these sources of origin against validated audit programs intended to verify the material types and mine sources of origin for these smelters and refiners. Therefore, the smelters or refiners listed in <u>Appendix A</u> as sources are likely to be more comprehensive than the list of smelters or refiners that actually processed the 3TGs in the Covered Products.

Certain of the In-Scope Suppliers reported the presence of smelters sanctioned by the United States Department of the Treasury, Office of Foreign Assets Control; the UK Sanctions List; and/or the Consolidated List of Persons, Groups and Entities Subject to EU Financial Sanctions. Because of the over-reporting nature of the industry, CMRT information collection process, and the nature of our and our subsidiaries' supply chains, we are unable to confirm whether any such smelter or refiner is or was active in our supply chain.

In accordance with the OECD Guidance, suppliers that identified specific smelters or refiners of concern in their CMRT were contacted to communicate the potential for risk and to evaluate whether or not these smelters or refiners could be connected to the Covered Products. Bloom Energy obtained RCOI data through the SI platform and with the help of SI this data was used to determine the 3TG country of origin for the 360 smelters and refiners identified in Bloom Energy's supply chain. The RMAP classifies smelters' and refiners' audit status in the following manner:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• <u>Conformant</u>: Smelters or refiners have been audited and found to conform with a relevant, third-party audit
protocol, including RMAP, LBMA, or RJC;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• <u>RMAP-Active</u>: The active lists represent smelters and refiners that have committed to undergo an RMAP
assessment, completed the relevant documents, and scheduled the on-site assessment;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• <u>RMAP-Progressing</u>: Smelters or refiners have committed to take an audit and complete a conflict-free
certification within two (2) years;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• <u>Non-Conformant or Not Enrolled</u>: The smelter or refiner is listed
on the Smelter Look-up tab of the CMRT but is not Conformant or RMAP-Active.

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| | |
|:---|:---|
| **Status** | **Number of Identified Smelters or Refiners** |
|  RMAP/LBMA/RJC Conformant | 227 |
|  RMAP-Active | 15 |
|  RMAP-Progressing | 0 |
|  Non-Conformant or Not Enrolled | 118 |
|  **Total Number** | **360** |

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As Bloom Energy does not directly purchase from any mines, smelters or refiners, nor does the majority of its In-Scope Suppliers, Bloom Energy has very little influence over their sourcing. Bloom Energy relies, to a large extent, on the information provided by independent third-party audit programs. Such sources of information may contain incomplete or inaccurate data, and may be subject to fraud.

Bloom Energy has determined that a portion of the 3TGs contained in the Covered Products originated from the Covered Countries, but Bloom Energy was unable to determine the origin of all the 3TGs in the Covered Products. As of the date of this Report and for the reporting period covered by this Report, Bloom Energy has not identified a supplier, smelter or refiner that Bloom Energy has reason to believe is sourcing 3TGs contained in the Covered Products that is directly or indirectly financing or benefiting an armed group. However, given that Bloom Energy has received insufficient information with respect to certain smelters and refiners that may have provided 3TGs for the Covered Products, Bloom Energy has not determined that the Covered Products are "DRC conflict-free."

<u>Due Diligence Improvement Efforts</u> 

Bloom Energy will continue to communicate its expectations and information requirements to its In-Scope Suppliers and continue to work towards a conflict-free supply chain. In addition, Bloom Energy will continue to make inquiries of its In-Scope Suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If Bloom Energy becomes aware of a supplier whose due diligence process or reporting needs improvement, Bloom Energy currently intends to continue the trade relationship while that supplier improves its compliance program. Bloom Energy expects its In-Scope Suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

In addition to the plans described above, Bloom Energy will undertake the following steps during the next reporting period:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to collect responses from suppliers using the CMRT, including the collection of more product-level
responses specific to the Covered Products.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Work with In-Scope Suppliers to reduce the number of non-conformant smelters and refiners within Bloom Energy's supply chain.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to work directly with its suppliers to provide more complete responses as a number of suppliers have
been unable to determine the origin of the 3TGs in products or components supplied to Bloom Energy or to determine whether they come from recycled or scrap sources.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• Continue to allow verified conflict-free material from the Covered Countries to enter Bloom Energy's supply
chain.

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<u>Additional Information</u> 

The statements above are based on the RCOI process and due diligence performed in good faith by Bloom Energy. These statements are based on information available at the time. A number of factors could introduce errors or otherwise affect Bloom Energy's status with respect to this Report. These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, all instances of conflict minerals necessary to the functionality or manufacturing of the Covered Products possibly not yet having been identified, gaps in supplier education and knowledge, timeliness of data, public information not discovered during a reasonable search, language barriers and translation, oversights or errors in conflict-free smelter audits, Covered Countries' sourced materials being declared secondary materials, companies in Bloom Energy's supply chain going out of business, certification programs being not equally advanced for all industry segments and metals, updated guidance regarding the SEC final rules, and smuggling of conflict minerals from the Covered Countries to countries beyond the Covered Countries.

*The information contained on any website referred to in this Report does not form any part of this Report or Form SD and is not incorporated by reference herein unless expressly noted.* 

<u>Countries of Origin</u> 

<u>Appendix B</u> includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs. This list is based on information provided through the CMRT data collection process from direct smelter outreach and the RMAP. As mentioned above, it is understood that many responses may provide more data than can be directly linked to the sale of the Covered Products by Bloom Energy. Therefore, <u>Appendix B</u> may contain more countries than those from which the Covered Products are sourced.

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<u>APPENDIX A: SMELTER LIST</u> 

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| | |
|:---|:---|
| **Metal** | **Official Smelter Name** |
| Gold | 8853 S.p.A. |
| Gold | ABC Refinery Pty Ltd. |
| Gold | Abington Reldan Metals, LLC |
| Gold | Advanced Chemical Company |
| Gold | African Gold Refinery<sup>1</sup> |
| Gold | Agosi AG |
| Gold | Aida Chemical Industries Co., Ltd. |
| Gold | Al Etihad Gold Refinery DMCC |
| Gold | Albino Mountinho Lda. |
| Gold | Alexy Metals |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao |
| Gold | Argor-Heraeus S.A. |
| Gold | ASAHI METALFINE, Inc. |
| Gold | Asahi Refining Canada Ltd. |
| Gold | Asahi Refining USA Inc. |
| Gold | Asaka Riken Co., Ltd. |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
| Gold | Attero Recycling Pvt Ltd |
| Gold | AU Traders and Refiners |
| Gold | Augmont Enterprises Private Limited |
| Gold | Aurubis AG |
| Gold | Bangalore Refinery |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
| Gold | Boliden Ronnskar |
| Gold | C. Hafner GmbH + Co. KG |
| Gold | Caridad |
| Gold | Cendres + Metaux S.A. |
| Gold | CGR Metalloys Pvt Ltd. |
| Gold | Chimet S.p.A. |
| Gold | Chugai Mining |
| Gold | Coimpa Industrial LTDA |
| Gold | Daye Non-Ferrous Metals Mining Ltd. |
| Gold | Degussa Sonne / Mond Goldhandel GmbH |
| Gold | Dijllah Gold Refinery FZC |
| Gold | Dongwu Gold Group |
| Gold | Dowa |
| Gold | DSC (Do Sung Corporation) |
| Gold | Eco-System Recycling Co., Ltd. East Plant |
| Gold | Eco-System Recycling Co., Ltd. North Plant |
| Gold | Eco-System Recycling Co., Ltd. West Plant |

---

<sup>1</sup> Certain of the In-Scope Suppliers reported the presence of this entity that was sanctioned by the United States Department of Treasury, Office of Foreign Assets Control on March 17, 2022. Because of the over-reporting nature of the industry, CMRT information collection process, and the nature of our and our subsidiaries' supply chains, we are unable to confirm whether or not this, or any, smelter or refiner is or was active in our supply chain. 

------

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| | |
|:---|:---|
| Gold | Elite Industech Co., Ltd. |
| Gold | Emerald Jewel Industry India Limited (Unit 1) |
| Gold | Emerald Jewel Industry India Limited (Unit 2) |
| Gold | Emerald Jewel Industry India Limited (Unit 3) |
| Gold | Emerald Jewel Industry India Limited (Unit 4) |
| Gold | Emirates Gold DMCC |
| Gold | Fidelity Printers and Refiners Ltd. |
| Gold | Fujairah Gold FZC |
| Gold | Geib Refining Corporation |
| Gold | GG Refinery Ltd. |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. |
| Gold | Global Tungsten & Powders LLC |
| Gold | Gold by Gold Colombia |
| Gold | Gold Coast Refinery |
| Gold | Gold Corporation—The Perth Mint |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM |
| Gold | Guangdong Jinding Gold Limited |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. |
| Gold | Heimerle + Meule GmbH |
| Gold | Heraeus Germany GmbH Co. KG |
| Gold | Heraeus Metals Hong Kong Ltd. |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
| Gold | HwaSeong CJ CO., LTD. |
| Gold | Impala Refineries – Base Metals Refinery (BMR) |
| Gold | Impala Refineries – Platinum Metals Refinery (PMR) |
| Gold | Impala Rustenburg |
| Gold | Industrial Refining Company |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
| Gold | International Precious Metal Refiners |
| Gold | Ishifuku Metal Industry Co., Ltd. |
| Gold | Istanbul Gold Refinery |
| Gold | Italpreziosi |
| Gold | JALAN & Company |
| Gold | Japan Mint |
| Gold | Jiangxi Copper Co., Ltd. |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
| Gold | JSC Novosibirsk Refinery |
| Gold | JSC Uralelectromed<sup>2</sup> |
| Gold | JX Advanced Metals Corporation |
| Gold | K.A. Rasmussen |
| Gold | Kaloti Precious Metals |
| Gold | Kazakhmys Smelting LLC |
| Gold | Kazzinc |

---

<sup>2</sup> Certain of the In-Scope Suppliers reported the presence of this entity that was sanctioned by the United States Department of Treasury, Office of Foreign Assets Control on July 20, 2023. Because of the over-reporting nature of the industry, CMRT information collection process, and the nature of our and our subsidiaries' supply chains, we are unable to confirm whether or not this, or any, smelter or refiner is or was active in our supply chain. 

------

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| | |
|:---|:---|
| Gold | Kennecott Utah Copper LLC |
| Gold | KGHM Polska Miedz Spolka Akcyjna |
| Gold | Kojima Chemicals Co., Ltd. |
| Gold | Korea Zinc Co., Ltd. |
| Gold | Kundan Care Products Ltd. |
| Gold | Kyrgyzaltyn JSC |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO |
| Gold | L'azurde Company For Jewelry |
| Gold | Lingbao Gold Co., Ltd. |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
| Gold | L'Orfebre S.A. |
| Gold | LS MnM Inc. |
| Gold | LT Metal Ltd. |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
| Gold | Marsam Metals |
| Gold | Materion |
| Gold | Matsuda Sangyo Co., Ltd. |
| Gold | MD Overseas |
| Gold | Metal Concentrators SA (Pty) Ltd. |
| Gold | Metallix Refining Inc. |
| Gold | Metalor Technologies (Hong Kong) Ltd. |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. |
| Gold | Metalor Technologies (Suzhou) Ltd. |
| Gold | Metalor Technologies S.A. |
| Gold | Metalor USA Refining Corporation |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. |
| Gold | Minera Titan del Peru SRL (MTP) - Belen Plant |
| Gold | Mitsubishi Materials Corporation |
| Gold | Mitsui Mining and Smelting Co., Ltd. |
| Gold | MKS PAMP SA |
| Gold | MMTC-PAMP India Pvt., Ltd. |
| Gold | Modeltech Sdn Bhd |
| Gold | Morris and Watson |
| Gold | Moscow Special Alloys Processing Plant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. |
| Gold | Navoi Mining and Metallurgical Combinat |
| Gold | NH Recytech Company |
| Gold | Nihon Material Co., Ltd. |
| Gold | NOBLE METAL SERVICES |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
| Gold | Ohura Precious Metal Industry Co., Ltd. |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
| Gold | Pease & Curren |
| Gold | Penglai Penggang Gold Industry Co., Ltd. |
| Gold | Planta Recuperadora de Metales SpA |
| Gold | Prioksky Plant of Non-Ferrous Metals |
| Gold | PT Aneka Tambang (Persero) Tbk |
| Gold | PX Precinox S.A. |

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| | |
|:---|:---|
| Gold | QG Refining, LLC |
| Gold | Rand Refinery (Pty) Ltd. |
| Gold | Refinery of Seemine Gold Co., Ltd. |
| Gold | REMONDIS PMR B.V. |
| Gold | Royal Canadian Mint |
| Gold | SAAMP |
| Gold | Sabin Metal Corp. |
| Gold | Safimet S.p.A |
| Gold | SAFINA A.S. |
| Gold | Sai Refinery |
| Gold | SAM Precious Metals FZ-LLC |
| Gold | Samduck Precious Metals |
| Gold | SAMWON METALS Corp. |
| Gold | SEMPSA Joyeria Plateria S.A. |
| Gold | Shandong Gold Smelting Co., Ltd. |
| Gold | Shandong Humon Smelting Co., Ltd. |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
| Gold | Shenzhen CuiLu Gold Co., Ltd. |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. |
| Gold | Shirpur Gold Refinery Ltd. |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. |
| Gold | Singway Technology Co., Ltd. |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals |
| Gold | Solar Applied Materials Technology Corp. |
| Gold | SOLEIL METALS (Chala One Plant) |
| Gold | SOLEIL METALS (YAKARI Plant) |
| Gold | Sovereign Metals |
| Gold | State Research Institute Center for Physical Sciences and Technology |
| Gold | Sudan Gold Refinery |
| Gold | Sumitomo Metal Mining Co., Ltd. |
| Gold | SungEel HiMetal Co., Ltd. |
| Gold | Super Dragon Technology Co., Ltd. |
| Gold | T.C.A S.p.A |
| Gold | Tanaka Kikinzoku Kogyo K.K. |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION |
| Gold | Tokuriki Honten Co., Ltd. |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. |
| Gold | TOO Tau-Ken-Altyn |
| Gold | Torecom |
| Gold | Umicore Precious Metals Thailand |
| Gold | Umicore S.A. Business Unit Precious Metals Refining |
| Gold | United Precious Metal Refining, Inc. |
| Gold | Valcambi S.A. |
| Gold | WEEEREFINING |
| Gold | WIELAND Edelmetalle GmbH |
| Gold | Yamakin Co., Ltd. |

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| | |
|:---|:---|
| Gold | Yokohama Metal Co., Ltd. |
| Gold | Yunnan Copper Industry Co., Ltd. |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
| Gold | Zijin Mining Group Gold Smelting Co. Ltd. |
| Tantalum | 5D Production OU |
| Tantalum | AMG Brasil |
| Tantalum | D Block Metals, LLC |
| Tantalum | F&X Electro-Materials Ltd. |
| Tantalum | FIR Metals & Resource Ltd. |
| Tantalum | Global Advanced Metals Aizu |
| Tantalum | Global Advanced Metals Boyertown |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
| Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd. |
| Tantalum | Jiangxi Tuohong New Raw Material |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. |
| Tantalum | Jiujiang Tanbre Co., Ltd. |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
| Tantalum | KEMET de Mexico |
| Tantalum | Materion Newton Inc. |
| Tantalum | Metallurgical Products India Pvt., Ltd. |
| Tantalum | Mineracao Taboca S.A. |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. |
| Tantalum | NPM Silmet AS |
| Tantalum | PowerX Ltd. |
| Tantalum | QuantumClean |
| Tantalum | Resind Industria e Comercio Ltda. |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. |
| Tantalum | Solikamsk Magnesium Works OAO |
| Tantalum | Taki Chemical Co., Ltd. |
| Tantalum | TANIOBIS Co., Ltd. |
| Tantalum | TANIOBIS GmbH |
| Tantalum | TANIOBIS Japan Co., Ltd. |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG |
| Tantalum | Telex Metals |
| Tantalum | Ulba Metallurgical Plant JSC |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. |
| Tin | Alpha Assembly Solutions Inc |
| Tin | An Vinh Joint Stock Mineral Processing Company |
| Tin | Aurubis Beerse |
| Tin | Aurubis Berango |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. |
| Tin | China Tin Group Co., Ltd. |

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| | |
|:---|:---|
| Tin | Conecsus LLC |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
| Tin | CRM Synergies |
| Tin | CV Ayi Jaya |
| Tin | Dongguan Best Alloys Co., Ltd. |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. |
| Tin | Dowa |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
| Tin | EM Vinto |
| Tin | Estanho de Rondonia S.A. |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. |
| Tin | Fenix Metals |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. |
| Tin | Gejiu Kai Meng Industry and Trade LLC |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
| Tin | HuiChang Hill Tin Industry Co., Ltd. |
| Tin | Jiangxi New Nanshan Technology Ltd. |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd |
| Tin | Luna Smelter, Ltd. |
| Tin | Ma'anshan Weitai Tin Co., Ltd. |
| Tin | Magnu's Minerais Metais e Ligas Ltda. |
| Tin | Malaysia Smelting Corporation (MSC) |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) |
| Tin | Melt Metais e Ligas S.A. |
| Tin | Metallic Resources, Inc. |
| Tin | Mineracao Taboca S.A. |
| Tin | Mining Minerals Resources SARL |
| Tin | Minsur |
| Tin | Mitsubishi Materials Corporation |
| Tin | Modeltech Sdn Bhd |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company |
| Tin | Novosibirsk Tin Combine |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. |
| Tin | O.M. Manufacturing Philippines, Inc. |
| Tin | Operaciones Metalurgicas S.A. |
| Tin | P Kay Metal, Inc |
| Tin | Pongpipat Company Limited |
| Tin | Precious Minerals and Smelting Limited |
| Tin | PT Aries Kencana Sejahtera |
| Tin | PT Artha Cipta Langgeng |
| Tin | PT ATD Makmur Mandiri Jaya |
| Tin | PT Bangka Prima Tin |
| Tin | PT Cipta Persada Mulia |
| Tin | PT Masbro Alam Stania |

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------

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| | |
|:---|:---|
| Tin | PT Mitra Stania Prima |
| Tin | PT Mitra Sukses Globalindo |
| Tin | PT Panca Mega Persada |
| Tin | PT Premium Tin Indonesia |
| Tin | PT Prima Timah Utama |
| Tin | PT Putera Sarana Shakti (PT PSS) |
| Tin | PT Rajehan Ariq |
| Tin | PT Timah Tbk Kundur |
| Tin | PT Timah Tbk Mentok |
| Tin | Resind Industria e Comercio Ltda. |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED |
| Tin | Rui Da Hung |
| Tin | Super Ligas |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. |
| Tin | Thaisarco |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. |
| Tin | Tin Technology & Refining |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company |
| Tin | VQB Mineral and Trading Group JSC |
| Tin | White Solder Metalurgia e Mineracao Ltda. |
| Tin | Woodcross Smelting Company Limited |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
| Tungsten | A.L.M.T. TUNGSTEN Corp. |
| Tungsten | ACL Metais Eireli |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
| Tungsten | Artek LLC<sup>3</sup> |
| Tungsten | Asia Tungsten Products Vietnam Ltd. |
| Tungsten | China Molybdenum Tungsten Co., Ltd. |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. |
| Tungsten | Cronimet Brasil Ltda |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. |
| Tungsten | Global Tungsten & Powders LLC |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. |
| Tungsten | H.C. Starck Tungsten GmbH |
| Tungsten | HANNAE FOR T Co., Ltd. |
| Tungsten | Hubei Green Tungsten Co., Ltd. |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. |
| Tungsten | Hunan Jintai New Material Co., Ltd. |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |

---

<sup>3</sup> Certain of the In-Scope Suppliers reported the presence of this entity, which may have been sanctioned by the United States Department of Treasury, Office of Foreign Assets Control on February 23, 2024. Because of the over-reporting nature of the industry, CMRT information collection process, and the nature of our and our subsidiaries' supply chains, we are unable to confirm whether or not this, or any, smelter or refiner is or was active in our supply chain. 

------

---

| | |
|:---|:---|
| Tungsten | Hydrometallurg, JSC |
| Tungsten | Japan New Metals Co., Ltd. |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" |
| Tungsten | Kenee Mining Corporation Vietnam |
| Tungsten | Kennametal Fallon |
| Tungsten | Kennametal Huntsville |
| Tungsten | LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD |
| Tungsten | Lianyou Metals Co., Ltd. |
| Tungsten | Lianyou Resources Co., Ltd. |
| Tungsten | LLC Vostok |
| Tungsten | MALAMET SMELTING SDN. BHD. |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. |
| Tungsten | Masan High-Tech Materials |
| Tungsten | Moliren Ltd. |
| Tungsten | Nam Viet Cromit Joint Stock Company |
| Tungsten | Niagara Refining LLC |
| Tungsten | NPP Tyazhmetprom LLC |
| Tungsten | OOO "Technolom" 1 |
| Tungsten | OOO "Technolom" 2 |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation |
| Tungsten | Philippine Carreytech Metal Corp. |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. |
| Tungsten | S.P.T. spol.s r.o. |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG |
| Tungsten | Tungamoy Metals Inc. |
| Tungsten | Tungsten Vietnam Joint Stock Company |
| Tungsten | Unecha Refractory Metals Plant |
| Tungsten | Uzbekistan Technological Metallurgical Complex JSC |
| Tungsten | Wolfram Bergbau und Hutten AG |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. |
| Tungsten | Xiamen Tungsten Co., Ltd. |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. |

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<u>APPENDIX B: COUNTRIES OF ORIGIN</u> 

This <u>Appendix B</u> includes the countries from which the declared are known to source material.

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| | | |
|:---|:---|:---|
| Country of Origin | Country of Origin | Country of Origin |
| Angola | Guinea | Papua New Guinea |
| Argentina | Guyana | Peru |
| Armenia | Hong Kong | Philippines |
| Australia | Hungary | Poland |
| Austria | India | Portugal |
| Belarus | Indonesia | Russian Federation |
| Belgium | Ireland | Rwanda |
| Bermuda | Israel | Saudi Arabia |
| Bolivia | Italy | Sierra Leone |
| Brazil | Japan | Singapore |
| Burundi | Jersey | Slovakia |
| Cambodia | Kazakhstan | South Africa |
| Canada | Kenya | South Sudan |
| Central African Republic | Republic of Korea | Spain |
| Chile | Kyrgyzstan | Suriname |
| China | Lao People Democratic Republic | Sweden |
| Colombia | Luxembourg | Switzerland |
| Congo (Brazzaville) | Madagascar | Taiwan |
| Cote D'ivoire | Malaysia | Tajikistan |
| Czech Republic | Mali | Tanzania |
| Djibouti | Mexico | Thailand |
| Democratic Republic of the Congo | Mongolia | Turkey |
| Ecuador | Morocco | Uganda |
| Egypt | Mozambique | United Arab Emirates |
| Estonia | Myanmar | United Kingdom |
| Ethiopia | Namibia | United States |
| Finland | Netherlands | Uzbekistan |
| France | New Zealand | Viet Nam |
| Germany | Niger | Zambia |
| Ghana | Nigeria | Zimbabwe |

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