# EDGAR Filing Document

**Accession Number:** 0000928873
**File Stem:** 0000928873-26-000001
**Filing Date:** 2026-3
**Character Count:** 2674
**Document Hash:** 5328f8dd18dd88bfb138ebed442258a6
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000928873-26-000001.hdr.sgml**: 20260320

**ACCESSION NUMBER**: 0000928873-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260320

**DATE AS OF CHANGE**: 20260320

**EFFECTIVENESS DATE**: 20260320

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** KROLL SECURITIES LLC
- **CENTRAL INDEX KEY:** 0000928873

**ORGANIZATION NAME:**
- **EIN:** 363964916
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-47558
- **FILM NUMBER:** 26777103

**BUSINESS ADDRESS:**
- **STREET 1:** 1 S. WACKER DRIVE
- **STREET 2:** SUITE 700
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-697-4523

**MAIL ADDRESS:**
- **STREET 1:** 1 S. WACKER DRIVE
- **STREET 2:** SUITE 700
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUFF & PHELPS SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** KROLL SECURITIES LLC
- **DATE OF NAME CHANGE:** 20220105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DUFF & PHELPS SECURITIES LLC
- **DATE OF NAME CHANGE:** 20021008

### Attached PDF Documents

**Attachment 1:** `krollaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000928873

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** KROLL SECURITIES LLC

**Business Address:** 1 S. WACKER DRIVE, SUITE 700, CHICAGO, IL, 60606

**Contact Person:** Jocyline Carrena

**Contact Phone:** 212-668-8700

### Independent Public Accountant Identification

**Accountant Name:** CohnReznick LLP

**Accountant Address:** 1301 Avenue of the Americas, New York, NY, 10019

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **David Blowers**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **KROLL SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** David Blowers

**Title:** CEO