# EDGAR Filing Document

**Accession Number:** 0001058307
**File Stem:** 0001493152-23-000661
**Filing Date:** 2023-1
**Character Count:** 5051
**Document Hash:** 9438940549a27fc5fc842600a4c37aa2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001493152-23-000661.hdr.sgml**: 20230105

**ACCESSION NUMBER**: 0001493152-23-000661

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230105

**ITEM INFORMATION**: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

**FILED AS OF DATE**: 20230105

**DATE AS OF CHANGE**: 20230105

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NextPlat Corp
- **CENTRAL INDEX KEY:** 0001058307
- **STANDARD INDUSTRIAL CLASSIFICATION:** TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
- **IRS NUMBER:** 650783722
- **STATE OF INCORPORATION:** NV
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-40447
- **FILM NUMBER:** 23512519

**BUSINESS ADDRESS:**
- **STREET 1:** 3250 MARY ST
- **STREET 2:** SUITE 410
- **CITY:** COCONUT GROVE
- **STATE:** FL
- **ZIP:** 33133
- **BUSINESS PHONE:** 1-305-560-5355

**MAIL ADDRESS:**
- **STREET 1:** 3250 MARY ST
- **STREET 2:** SUITE 410
- **CITY:** COCONUT GROVE
- **STATE:** FL
- **ZIP:** 33133

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ORBSAT CORP
- **DATE OF NAME CHANGE:** 20190819

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Orbital Tracking Corp.
- **DATE OF NAME CHANGE:** 20150128

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Great West Resources, Inc.
- **DATE OF NAME CHANGE:** 20140514

?xml version="1.0" encoding="utf-8"?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934**

**DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 5, 2023**

**NEXTPLAT CORP**

(Exact Name of Registrant as Specified in its Charter)

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| | | |
|:---|:---|:---|
| **nevada** | **001-40447** | **65-0783722** |
| (State or Other Jurisdiction <br> of Incorporation or Organization) | (Commission <br> File No.) | (I.R.S. Employer <br> Identification No.) |

---

**3250 Mary St., Suite 410**

**Coconut Grove, FL 33133**

(Address of principal executive offices and zip code)

**(305) 560-5355**

(Registrant's telephone number, including area code)

(Former name or former address, if changed from last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-14(c)).

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading Symbol (s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.0001<br>| NXPL<br>| The Nasdaq Stock Market, Inc.<br>|
| Warrants | NXPLW | The Nasdaq Stock Market, Inc. |

---

**Item 3.01**

On January 5, 2023, we received notice from The Nasdaq Stock Market, Inc. ("Nasdaq") that we are out of compliance with the Nasdaq rules for continued listing (Listing Rules 5620(a) and 5810(c)(2)(G)) as a result of our failure to hold an annual meeting of shareholders within twelve months of the end of our fiscal year ended December 31, 2021. Under the applicable Nasdaq rules, we now have 45 calendar days to submit a plan to regain compliance. We intend to submit a plan of compliance in response to the notice. If Nasdaq accepts our plan of compliance, we may be granted an exception of up to 180 calendar days from our most recent fiscal year end, or until June 29, 2023, to regain compliance.

We intend to schedule an annual meeting of shareholders to take place prior to June 29, 2023.

**<u>SIGNATURE</u>**

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | **NEXTPLAT CORP.** | **NEXTPLAT CORP.** |
|  | By: | */s/ Charles M. Fernandez* |
|  | Name: | Charles M. Fernandez |
|  | Title: | Chairman and Chief Executive Officer |
| Dated: January 5, 2023 |  |  |

---