# EDGAR Filing Document

**Accession Number:** 0000764900
**File Stem:** 0000764900-26-000003
**Filing Date:** 2026-2
**Character Count:** 2699
**Document Hash:** 4602d538178f3252e64d71f79e82d759
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000764900-26-000003.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0000764900-26-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEEDHAM & COMPANY, LLC
- **CENTRAL INDEX KEY:** 0000764900

**ORGANIZATION NAME:**
- **EIN:** 133255839
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-33772
- **FILM NUMBER:** 26696821

**BUSINESS ADDRESS:**
- **STREET 1:** 250 PARK AVENUE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10177
- **BUSINESS PHONE:** 212-705-0364

**MAIL ADDRESS:**
- **STREET 1:** 250 PARK AVENUE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10177

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEEDHAM & COMPANY, INC.
- **DATE OF NAME CHANGE:** 20050421

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEEDHAM & COMPANY, LLC
- **DATE OF NAME CHANGE:** 20050420

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NEEDHAM & COMPANY, INC.
- **DATE OF NAME CHANGE:** 20020711

### Attached PDF Documents

**Attachment 1:** `NCO2025FullPublic_SEC.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000764900

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** NEEDHAM & COMPANY, LLC

**Business Address:** 250 PARK AVENUE, 10TH FLOOR, NEW YORK, NY, 10177

**Contact Person:** Robert Fiordaliso

**Contact Phone:** 212-705-0363

### Independent Public Accountant Identification

**Accountant Name:** RSM US LLP

**Accountant Address:** 151 W 42 Street, 19th Floor, New York, NY, 10036

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Jack Iacovone**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **NEEDHAM & COMPANY, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Jack Iacovone

**Title:** Chief Executive Officer