# EDGAR Filing Document

**Accession Number:** 0001545440
**File Stem:** 0001752724-23-020735
**Filing Date:** 2023-2
**Character Count:** 6561
**Document Hash:** 3d60ea26df9683f695383bbbd393180e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-020735.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001752724-23-020735

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ultimus Managers Trust
- **CENTRAL INDEX KEY:** 0001545440
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22680
- **FILM NUMBER:** 23605882

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 513-587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

## Series and Classes Contracts Data

### Westwood Broadmark Tactical Growth Fund (Series ID: S000077488)

| Class ID   | Class Name                                                   | Ticker Symbol   |
|:---|:---|:---|
| C000237949 | Westwood Broadmark Tactical Growth Fund C Class Shares       |  |
| C000237951 | Westwood Broadmark Tactical Growth Fund Institutional Shares |  |
| C000237952 | Westwood Broadmark Tactical Growth Fund A Class Shares       |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Ultimus Managers Trust

- **b. Investment Company Act file number:** 811-22680

- **c. CIK number of Registrant:** 0001545440

- **d. LEI of Registrant:** 549300FU214TAR7BFY91

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** WESTWOOD BROADMARK TACTICAL GROWTH FUND

- **b. EDGAR series identifier (if any):** S000077488

- **c. LEI of Series:** 549300H1ABOEPTWVJV75

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $271626463.28

**Total Liabilities:** $332016.89

**Net Assets:** $271294446.39

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000237951 | 0.52%                | -0.30%               | -0.12%               |
| Class ID C000237949 | -0.53%               | -1.34%               | -1.19%               |
| Class ID C000237952 | -5.30%               | -3.31%               | -3.17%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-287106.68              | $1698141.01                                |
| Month 2  | $1886874.29              | $1113010.65                                |
| Month 3  | $26388.40                | $-1627525.08                               |

**Designated Index Information**

- **Index Name:** Russell 2000

- **Index Identifier:** RU2000

### Schedule of Portfolio Investments

| Name                                | Title                                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| N/A                                 | MORGAN STANLEY & COMPANY MARGIN DEPOSIT ACCOUNT    | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             | RF                | US        |   1858562 | PA      | $1858561.65   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr                  | Consumer Staples Select Sector SPDR Fund (The)     | CUSIP: 81369Y308<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    183084 | NS      | $13648912.20  | 5.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Spdr Dow Jones Ind                  | SPDR Dow Jones Industrial Average ETF Trust        | CUSIP: 78467X109<br>LEI: 54930039F2SG3UG2OZ18 | Long             | EC               | RF                | US        |     39992 | NS      | $13250549.36  | 4.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr                  | Health Care Select Sector SPDR Fund (The)          | CUSIP: 81369Y209<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    101697 | NS      | $13815537.45  | 5.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Select Sector Spdr                  | UTILITIES SELECT SECTOR SPDR FUND (THE)            | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    197011 | NS      | $13889275.50  | 5.12%             |  |  |  | No            |                  1 | On Loan: No      |
| CHICAGO MERCANTILE EXCHANGE (FLOOR) | E-MINI S&P 500 FUTURE 3/17/2023                    | CUSIP: N/A<br>LEI: N/A                        | Short            | DE               | CORP              | US        |      -213 | NS      | $628237.77    | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| FIRST AMERN FDS INC                 | FIRST AMERICAN GOVERNMENT OBLIGATIONS FUND CLASS X | CUSIP: 31846V336<br>LEI: 549300J5J5SJCZ9IA369 | Long             | STIV             | RF                | US        | 214244298 | PA      | $214244298.47 | 78.97%            |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-23

**Name of Applicant:** Westwood Broadmark Tactical Growth Fund

**Signature:** Jennifer L. Leamer

**Name of Signer:** Jennifer L. Leamer

**Title:** Treasurer