# EDGAR Filing Document

**Accession Number:** 0001829948
**File Stem:** 0001157523-23-000049
**Filing Date:** 2023-1
**Character Count:** 8487
**Document Hash:** 12fe09854820368b134b5b28d1fc1148
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001157523-23-000049.hdr.sgml**: 20230117

**ACCESSION NUMBER**: 0001157523-23-000049

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230117

**FILED AS OF DATE**: 20230117

**DATE AS OF CHANGE**: 20230117

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CI Financial Corp.
- **CENTRAL INDEX KEY:** 0001829948
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39684
- **FILM NUMBER:** 23530265

**BUSINESS ADDRESS:**
- **STREET 1:** 15 YORK STREET
- **STREET 2:** 2ND FLOOR
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 0A3
- **BUSINESS PHONE:** 416-364-1145

**MAIL ADDRESS:**
- **STREET 1:** 15 YORK STREET
- **STREET 2:** 2ND FLOOR
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5J 0A3

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 6-K

#### REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16

#### OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934

#### <br>

---

| |
|:---|
| For the month of **January, 2023** |
| Commission File Number **001-39684** |

---

---

| |
|:---|
| **CI Financial Corp.** |
| (Translation of registrant's name into English) |
| **15 York St.**<br> **Second Floor**<br> **Toronto, Ontario, Canada M5J 0A3** |
| (Address of principal executive offices) |

---

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☐ Form 40-F ☒

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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#### DOCUMENTS INCLUDED AS PART OF THIS REPORT

#### <br>

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| | |
|:---|:---|
| **Exhibit** |  |
| [99.1](a53244693_ex991.htm) | [Press Release dated January 17, 2023.](a53244693_ex991.htm) |

---

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#### SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | | | | |
|:---|:---|:---|:---|:---|
|  |  | *CI Financial Corp.* | *CI Financial Corp.* | *CI Financial Corp.* |
|  |  | (Registrant) | (Registrant) | (Registrant) |
| Date: | January 17, 2023 | By: | /s/ Edward Kelterborn | /s/ Edward Kelterborn |
|  |  |  | Name: | Edward Kelterborn |
|  |  |  | Title: | Chief Legal Officer |

---

## Exhibit 99.1

**Exhibit 99.1**<br>

**** 

<br> # **CI Financial Reports Total Assets of $375.8 Billion for December 2022** 

*** ***Q4 asset management net flows were positive $1.9 billion, led by Canadian retail*** 

* ***CI's wealth management businesses record $10.4 billion in net flows in 2022***

 ***All financial amounts in Canadian dollars unless stated otherwise.*** 

TORONTO--(BUSINESS WIRE)--January 17, 2023--CI Financial Corp. ("CI") (TSX: CIX, NYSE: CIXX) today reported preliminary total assets of $375.8 billion as at December 31, 2022, consisting of asset management assets of $117.8 billion, Canadian wealth management assets of $77.5 billion, and U.S. wealth management assets of $180.6 billion.

CI also reported preliminary net sales results for its asset management businesses for the fourth quarter of 2022. CI's Canadian retail business had net sales of $1.6 billion during the quarter, and CI's overall net sales were $1.9 billion.

In wealth management, CI's U.S. business generated net sales of $6.6 billion for the full year 2022, while Canadian wealth management had net sales of $3.8 billion.

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **CI FINANCIAL CORP.** <br> **December 31, 2022** <br> **PRELIMINARY MONTH-END ASSETS *(C$ Billions)***  | **CI FINANCIAL CORP.** <br> **December 31, 2022** <br> **PRELIMINARY MONTH-END ASSETS *(C$ Billions)***  | **CI FINANCIAL CORP.** <br> **December 31, 2022** <br> **PRELIMINARY MONTH-END ASSETS *(C$ Billions)***  | **CI FINANCIAL CORP.** <br> **December 31, 2022** <br> **PRELIMINARY MONTH-END ASSETS *(C$ Billions)***  | **CI FINANCIAL CORP.** <br> **December 31, 2022** <br> **PRELIMINARY MONTH-END ASSETS *(C$ Billions)***  | **CI FINANCIAL CORP.** <br> **December 31, 2022** <br> **PRELIMINARY MONTH-END ASSETS *(C$ Billions)***  |
| **ENDING ASSETS**  | **December** <br> **2022**  | **November** <br> **2022**  | **% Change**  | **December** <br> **2021**  | **% Change**  |
| Asset management <sup>(1)</sup>  | $117.8  | $121.7  | -3.2 <br> %  | $144.2  | -18.3 <br> %  |
| Canada wealth management  | $77.5  | $79.9  | -3.0 <br> %  | $80.6  | -3.8 <br> %  |
| U.S. wealth management <sup>(2)</sup>  | $180.6  | $183.3  | -1.5 <br> %  | $151.3  | 19.4 <br> %  |
| **TOTAL ASSETS**  | $**375.8**  | $**384.9**  | **-2.4%** <br>  | $**376.2**  | **-0.1%** <br>  |

---

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **ASSET MANAGEMENT -** <br> **AVERAGE AUM**  | **December** <br> **2022**  | **November** <br> **2022**  | **September** <br> **2022**  | **Fiscal** <br> **2021**  | **% Change**  |
| Monthly average  | $119.8  | $118.3  | -  | -  | 1.3 <br> %  |
| Quarter-to-date average  | $117.7  | -  | $119.1  | -  | -1.2 <br> %  |
| Year-to-date average  | $125.0  | -  | -  | $137.9  | -9.4 <br> %  |

---

* *Includes $31.9 billion of assets managed by CI and held by clients of advisors with Assante, CIPC and Aligned Capital as at December 31, 2022 ($32.6 billion at November 30, 2022 and $36.2 billion at December 31, 2021).* 

* *Month-end USD/CAD exchange rates of 1.3540, 1.3452 and 1.2637 for December 2022, November 2022 and December 2021, respectively.* 

------

---

| | | | | | |
|:---|:---|:---|:---|:---|:---|
| **PRELIMINARY QUARTER-END NET SALES RESULTS *(C$ billions)***  | **PRELIMINARY QUARTER-END NET SALES RESULTS *(C$ billions)***  | **PRELIMINARY QUARTER-END NET SALES RESULTS *(C$ billions)***  | **PRELIMINARY QUARTER-END NET SALES RESULTS *(C$ billions)***  | **PRELIMINARY QUARTER-END NET SALES RESULTS *(C$ billions)***  | **PRELIMINARY QUARTER-END NET SALES RESULTS *(C$ billions)***  |
| **Asset Management Segment**  | **4Q22**  | **3Q22**  | **2Q22**  | **1Q22**  | **4Q21**  |
| Canadian retail  | $1.6  | $0.6  | ($0.4)  | ($0.9)  | $0.1  |
| Canadian institutional  | ($0.2)  | ($0.0)  | ($3.2)  | ($0.3)  | ($0.3)  |
| Australian asset management  | $0.0  | ($0.4)  | ($0.1)  | ($0.3)  | $0.1  |
| U.S. asset management  | $0.6  | ($0.0)  | ($0.2)  | $0.4  | $0.3  |
| Closed business  | ($0.2)  | ($0.1)  | ($0.2)  | ($0.2)  | ($0.2)  |
| **TOTAL**  | **$1.9**  | **$0.1**  | **($4.1)**  | **($1.2)**  | **($0.0)**  |

---

 **About CI Financial**

CI Financial Corp. is a diversified global asset and wealth management company operating primarily in Canada, the United States and Australia. Founded in 1965, CI has developed world-class portfolio management talent, extensive capabilities in all aspects of wealth planning, and a comprehensive product suite.

CI operates in three segments:

* Asset Management, which includes the operations of CI Global Asset Management and Australia-based GSFM Pty Ltd. 

* Canadian Wealth Management, which includes the operations of CI Assante Wealth Management, Aligned Capital Partners, CI Private Wealth (Canada), Northwood Family Office, CI Direct Investing and CI Investment Services. 

* U.S. Wealth Management, which includes CI Private Wealth US, a national network of best-in-class wealth management teams. 

CI is headquartered in Toronto and listed on the Toronto Stock Exchange (TSX: CIX) and the New York Stock Exchange (NYSE: CIXX). To learn more, visit CI's website or LinkedIn page.

 *CI Global Asset Management is a registered business name of CI Investments Inc., a wholly owned subsidiary of CI Financial Corp.*

## Contacts
 **Investor Relations** <br> Jason Weyeneth, CFA <br> Vice-President, Investor Relations & Strategy <br> 416-681-8779 <br> jweyeneth@ci.com

 **Media Relations** <br> Canada <br> Murray Oxby <br> Vice-President, Corporate Communications <br> 416-681-3254 <br> moxby@ci.com

United States <br> Jimmy Moock <br> Managing Partner, StreetCred <br> 610-304-4570 <br> jimmy@streetcredpr.com<br> ci@streetcredpr.com