# EDGAR Filing Document

**Accession Number:** 0002051134
**File Stem:** 0001683168-25-004316
**Filing Date:** 2025-6
**Character Count:** 11205
**Document Hash:** 6850389606885df7e693f39d3ef40f2e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001683168-25-004316.hdr.sgml**: 20250606

**ACCESSION NUMBER**: 0001683168-25-004316

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20150916

**FILED AS OF DATE**: 20250606

**DATE AS OF CHANGE**: 20250606

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Kozlowski Thomas J. Jr.
- **CENTRAL INDEX KEY:** 0002051134

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39158
- **FILM NUMBER:** 251032170

**MAIL ADDRESS:**
- **STREET 1:** 5876 OWENS AVE
- **STREET 2:** SUITE 100
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AppTech Payments Corp.
- **CENTRAL INDEX KEY:** 0001070050
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **ORGANIZATION NAME:** 06 Technology
- **EIN:** 650847995
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 5876 OWENS AVENUE
- **STREET 2:** SUITE 100
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008
- **BUSINESS PHONE:** (760) 707-5955

**MAIL ADDRESS:**
- **STREET 1:** 5876 OWENS AVENUE
- **STREET 2:** SUITE 100
- **CITY:** CARLSBAD
- **STATE:** CA
- **ZIP:** 92008

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** AppTech Corp.
- **DATE OF NAME CHANGE:** 20110812

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Natural Nutrition Inc.
- **DATE OF NAME CHANGE:** 20061101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CSI Business Finance, Inc.
- **DATE OF NAME CHANGE:** 20050929

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Kozlowski Thomas J. Jr.<br><sub>(Last) (First) (Middle)</sub><br>5876 OWEN AVE., SUITE 100<br><sub>(Street)</sub><br>CARLSBAD, CA 92008<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2015-09-16 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>AppTech Payments Corp. [ APCX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2015-09-16 |  | A |  | 26316 | A | $0.76 | 26316 | D |  |
| Common Stock | 2015-12-18 |  | A |  | 13157 | A | $0.76 | 39473 | D |  |
| Common Stock | 2015-12-28 |  | A |  | 105263 | A | $1.425 | 144736 | I | By Roth IRA<sup>(1)</sup> |
| Common Stock | 2016-05-23 |  | A |  | 526 | A | $0.95 | 145262 | D |  |
| Common Stock | 2016-05-25 |  | A |  | 13157 | A | $0.95 | 158419 | D |  |
| Common Stock | 2016-06-17 |  | A |  | 3158 | A | $0.76 | 161577 | D |  |
| Common Stock | 2017-03-31 |  | A |  | 36842 | A | $0.475 | 198419 | D |  |
| Common Stock | 2017-08-09 |  | A |  | 26316 | A | $0.285 | 224735 | D |  |
| Common Stock | 2020-09-18 |  | A |  | 26316 | A | $2.375 | 251051 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2021-02-19 |  | A |  | 26316 | A | $3.182 | 277367 | D |  |
| Common Stock | 2021-02-19 |  | A |  | 5262 | A | $3.182 | 282629 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2021-09-23 |  | A |  | 12105 | A | $2.375 | 294734 | D |  |
| Common Stock | 2021-11-15 |  | A |  | 37368 | A | $3.42 | 332102 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2022-03-24 |  | A |  | 7500 | A | $1.30 | 339602 | I | By IRA<sup>(3)</sup> |
| Common Stock | 2022-03-28 |  | A |  | 12500 | A | $1.29 | 352102 | D |  |
| Common Stock | 2022-06-16 |  | A |  | 19400 | A | $0.79 | 371502 | D |  |
| Common Stock | 2022-10-21 |  | A |  | 13440 | A | $0.89 | 384942 | D |  |
| Common Stock | 2024-12-09 |  | A |  | 15500 | A | $0.44 | 400442 | I | By IRA<sup>(3)</sup> |
| Common Stock | 2024-12-30 |  | A |  | 100000<sup>(4)</sup> | A | $0.833 | 500442 | I | By Roth IRA<sup>(1)</sup> |
| Common Stock | 2024-12-30 |  | A |  | 200000<sup>(4)</sup> | A | $0.833 | 700442 | D |  |
| Common Stock | 2025-03-20 |  | A |  | 250000<sup>(5)</sup> | A | $1 | 950442 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2025-05-22 |  | A |  | 28000 | A | $0.085 | 978442 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2025-05-22 |  | A |  | 22000 | A | $0.15 | 1000442 | I | By IRA<sup>(3)</sup> |
| Common Stock | 2025-05-23 |  | A |  | 25000 | A | $0.2518 | 1025442 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2025-05-27 |  | A |  | 15000 | A | $0.3603 | 1040442 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2025-05-29 |  | A |  | 2912 | A | $0.2786 | 1043354 | D |  |
| Common Stock | 2025-06-04 |  | A |  | 10785 | A | $0.2894 | 1054139 | D |  |
| Common Stock | 2025-06-05 |  | A |  | 200000<sup>(5)</sup> | A | $1.00 | 1254139 | I | By Roth IRA<sup>(1)</sup> |
| Common Stock | 2025-06-05 |  | A |  | 6076 | A | $0.291 | 1260215 | I | By LLC<sup>(2)</sup> |
| Common Stock | 2025-06-06 |  | A |  | 27195 | A | $0.2845 | 1287410 | I | By LLC<sup>(2)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| APCXW | $4.15 | 2022-05-26 |  | A |  | 2256 |  | 2022-01-07 | 2027-01-07 | Common Stock | 2256 | $0.24 | 2256 | D |  |
| APCXW | $4.15 | 2022-06-06 |  | A |  | 6700 |  | 2022-01-07 | 2027-01-07 | Common Stock | 6700 | $0.27 | 8956 | D |  |
| APCXW | $4.15 | 2022-06-07 |  | A |  | 9054 |  | 2022-01-07 | 2027-01-07 | Common Stock | 9054 | $0.27 | 18010 | D |  |
| APCXW | $4.15 | 2022-10-21 |  | A |  | 12300 |  | 2022-01-07 | 2027-01-07 | Common Stock | 12300 | $0.25 | 30310 | D |  |
| Firm Warrant 4 | $0.9 | 2024-12-30 |  | A |  | 100000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 100000 | <sup>(4)</sup> | 130310 | I | By Roth IRA<sup>(1)</sup> |
| Firm Warrant 4 | $0.9 | 2024-12-30 |  | A |  | 200000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 200000 | <sup>(4)</sup> | 330310 | D |  |
| Firm Warrant 5 | $1.2 | 2024-12-30 |  | A |  | 150000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 150000 | <sup>(4)</sup> | 480310 | I | By Roth IRA<sup>(1)</sup> |
| Firm Warrant 5 | $1.2 | 2024-12-30 |  | A |  | 300000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 300000 | <sup>(4)</sup> | 780310 | D |  |
| Firm Warrant 6 | $0.9 | 2025-03-20 |  | A |  | 250000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 250000 | <sup>(5)</sup> | 1030310 | I | By LLC<sup>(2)</sup> |
| Firm Warrant 7 | $1.2 | 2025-03-20 |  | A |  | 375000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 375000 | <sup>(5)</sup> | 1405310 | I | By LLC<sup>(2)</sup> |
| Firm Warrant 6 | $0.9 | 2025-06-05 |  | A |  | 200000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 200000 | <sup>(5)</sup> | 1605310 | I | By Roth IRA<sup>(1)</sup> |
| Firm Warrant 7 | $1.2 | 2025-06-05 |  | A |  | 300000 |  | 2024-12-30 | 2029-12-30 | Common Stock | 300000 | <sup>(5)</sup> | 1905310 | I | By Roth IRA<sup>(1)</sup> |

---

### Footnotes:

(1) The Thomas J. Kozlowski, Jr. Roth IRA dated 12/31/2019. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.

(2) Timber Ridge Ventures, LLC, dated 7/4/2018. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants and is the Manager.

(3) The Thomas J. Kozlowski, Jr. IRA dated 12/29/2017. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.

(4) Warrants were issued in conjunction with direct investments in the Company with a share allocation form AFIOS Partners 6, where each $0.833 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.

(5) Warrants were issued in conjunction with direct investments in the Company with a share allocation form AFIOS Partners 7, where each $1.00 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.

**Signature:** /s/ Thomas J. Kozlowski, Jr.  
**Date:** 2025-06-06

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**