# EDGAR Filing Document

**Accession Number:** 0000898171
**File Stem:** 0001193125-26-232118
**Filing Date:** 2026-5
**Character Count:** 6519
**Document Hash:** 807b9752a1be00b517e09986a0951f77
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-232118.hdr.sgml**: 20260520

**ACCESSION NUMBER**: 0001193125-26-232118

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 9

**CONFORMED PERIOD OF REPORT**: 20260519

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260520

**DATE AS OF CHANGE**: 20260520

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UWHARRIE CAPITAL CORP
- **CENTRAL INDEX KEY:** 0000898171
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 561814206
- **STATE OF INCORPORATION:** NC
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-22062
- **FILM NUMBER:** 261002569

**BUSINESS ADDRESS:**
- **STREET 1:** 132 NORTH FIRST STREET
- **STREET 2:** PO BOX 338
- **CITY:** ALBEMARLE
- **STATE:** NC
- **ZIP:** 28001
- **BUSINESS PHONE:** 7049836181

**MAIL ADDRESS:**
- **STREET 1:** P O BOX 338
- **CITY:** ALBEMARLE
- **STATE:** NC
- **ZIP:** 28002-0338

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STANLY CAPITAL CORP
- **DATE OF NAME CHANGE:** 19930303

?xml version='1.0' encoding='ASCII'? 8-K

**UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549**

------

## FORM 8-K

------

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported):** May 19, 2026<br>

------

Uwharrie Capital Corp

**(Exact name of Registrant as Specified in Its Charter)**

------

---

| | | |
|:---|:---|:---|
| North Carolina | 000-22062 | 56-1814206 |
| **(State or Other Jurisdiction<br>of Incorporation)** | **(Commission File Number)** | **(IRS Employer<br>Identification No.)** |
| 132 North First Street |  |  |
| Albemarle**,** North Carolina |  | 28001 |
| **(Address of Principal Executive Offices)** |  | **(Zip Code)** |

---

**Registrant's Telephone Number, Including Area Code:** 704 983-6181<br>

**(Former Name or Former Address, if Changed Since Last Report)**

------

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

**Securities registered pursuant to Section 12(b) of the Act:**

---

| | | |
|:---|:---|:---|
| **<br>Title of each class** | **Trading<br>Symbol(s)** | **<br>Name of each exchange on which registered** |
| None | N/A | N/A |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

**Item 5.07 Submission of Matters to a Vote of Security Holders.** 

On May 19, 2026, Uwharrie Capital Corp (the "Registrant") held its Annual Meeting of Shareholders (the "Annual Meeting"). There were four proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors' nominees were approved and elected to serve on the Registrant's Board of Directors. The other proposals were also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant's definitive proxy statement for the Annual Meeting, as filed with the Securities and Exchange Commission on April 9, 2026.

The voting results were as follows:

***<u>Proposal 1</u>****: Proposal to elect seven members to the Board of Directors, for the terms of office indicated or until their respective successors are duly elected and qualified.*

---

| | | | |
|:---|:---|:---|:---|
| Directors Elected | Votes For | Votes Withheld | Broker Non-Votes |
| ***<u>Three-Year Terms</u>*** |  |  |  |
| Dawn H. Allen | 2916397 | 45226 | 1274340 |
| James O. Campbell | 2954673 | 6950 | 1274340 |
| Michael J. Flake | 2956165 | 5458 | 1274340 |
| Mary N. Klauder | 2958096 | 3527 | 1274340 |
| Matthew D. McAulay | 2958914 | 2709 | 1274340 |
| ***<u>Two-Year Term</u>*** |  |  |  |
| Robert O. Bratton | 2952600 | 9023 | 1274340 |
| ***<u>One-Year Term</u>*** |  |  |  |
| Zachary D. Almond | 2879617 | 82006 | 1274340 |

---

***<u>Proposal 2</u>****: Proposal to ratify a non-binding shareholder resolution regarding executive compensation.*

---

| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker Non-Votes |
| 2,870,548 | 26,517 | 64,558 | 1,274,340 |

---

***<u>Proposal 3</u>****: Proposal to ratify a non-binding shareholder resolution regarding the frequency of future advisory votes on executive compensation.*

---

| | | | |
|:---|:---|:---|:---|
| One Year | Two Years | Three Years | Abstain |
| 280,122 | 92,107 | 2,518,205 | 71,189 |

---

***<u>Proposal 4</u>****: Proposal to ratify the appointment of Forvis Mazars, LLP as the Company's independent registered public accounting firm for 2026.*

---

| | | | |
|:---|:---|:---|:---|
| For | Against | Abstain | Broker Non-Votes |
| 4,233,906 | 1,333 | 724 | -- |

---

**Item 9.01 Financial Statements and Exhibits.** 

(d) Exhibits

---

| | |
|:---|:---|
| **Exhibit**<br>**Number** | **Description** |
| 104  | Cover page interactive data file (embedded within the Inline XBRL document) |

---

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **UWHARRIE CAPITAL CORP** | **UWHARRIE CAPITAL CORP** |
| Date: May 20, 2026 | By: | /s/ Heather H. Almond |
|  |  | **Heather H. Almond** |
|  |  | **Principal Financial Officer** |

---

------