# EDGAR Filing Document

**Accession Number:** 0001423296
**File Stem:** 0001423296-23-000002
**Filing Date:** 2023-2
**Character Count:** 17143
**Document Hash:** 8ddcb032413e098f65d557b2f68fa7a4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001423296-23-000002.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001423296-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230215

**DATE AS OF CHANGE**: 20230215

**EFFECTIVENESS DATE**: 20230215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Zuckerman Investment Group, LLC
- **CENTRAL INDEX KEY:** 0001423296
- **IRS NUMBER:** 371877552
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12893
- **FILM NUMBER:** 23634616

**BUSINESS ADDRESS:**
- **STREET 1:** 155 NORTH WACKER DRIVE
- **STREET 2:** SUITE 1700
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606
- **BUSINESS PHONE:** 312-948-8000

**MAIL ADDRESS:**
- **STREET 1:** 155 NORTH WACKER DRIVE
- **STREET 2:** SUITE 1700
- **CITY:** CHICAGO
- **STATE:** IL
- **ZIP:** 60606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Asset Management Investors, LLC
- **DATE OF NAME CHANGE:** 20080109

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Zuckerman Investment Group LLC<br>**Address:** 155 NORTH WACKER DRIVE<br>SUITE 1700<br>CHICAGO, IL 60606

**Form 13F File Number:** 028-12893

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel Zuckerman<br>**Title:** CEO<br>**Phone:** 3129488000

**Signature, Place, and Date of Signing:**

Daniel Zuckerman  Chicago, IL  02-15-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 133

**Form 13F Information Table Value Total:** $633027827

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M Co. | COM | 88579Y101 |  | 431712 | 3600 | SH |  | SOLE |  | 3600 | 0 | 0 |
| Abbott Laboratories | COM | 002824100 |  | 7723068 | 70344 | SH |  | SOLE |  | 70344 | 0 | 0 |
| AbbVie Inc. | COM | 00287Y109 |  | 11965120 | 74037 | SH |  | SOLE |  | 74037 | 0 | 0 |
| Activision Blizzard Inc. | COM | 00507V109 |  | 5604914 | 73219 | SH |  | SOLE |  | 73219 | 0 | 0 |
| AdvisorShares Pure US Cannabis | PURE US CANNABIS | 00768Y453 |  | 6920498 | 990057 | SH |  | SOLE |  | 988657 | 0 | 1400 |
| Alphabet Inc. Class A | CAP STK CL A | 02079K305 |  | 10569689 | 119797 | SH |  | SOLE |  | 119697 | 0 | 100 |
| Alphabet Inc. Class C | CAP STK CL C | 02079K107 |  | 440101 | 4960 | SH |  | SOLE |  | 4960 | 0 | 0 |
| Amazon.com Inc. | COM | 023135106 |  | 6737052 | 80203 | SH |  | SOLE |  | 80203 | 0 | 0 |
| Apple Inc. | COM | 037833100 |  | 11904836 | 91625 | SH |  | SOLE |  | 91625 | 0 | 0 |
| Ares Capital Corp. | COM | 04010L103 |  | 369400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| Ark Innovation ETF | INNOVATION ETF | 00214Q104 |  | 493123 | 15785 | SH |  | SOLE |  | 15785 | 0 | 0 |
| Avantor Inc. | COM | 05352A100 |  | 10436513 | 494856 | SH |  | SOLE |  | 494856 | 0 | 0 |
| Babcock  Wilcox Enterprises I | COM | 05614L209 |  | 571230 | 99000 | SH |  | SOLE |  | 99000 | 0 | 0 |
| Baker Hughes Co. | CL A | 05722G100 |  | 419178 | 14195 | SH |  | SOLE |  | 14195 | 0 | 0 |
| Bank of America Corp. | COM | 060505104 |  | 7313327 | 220813 | SH |  | SOLE |  | 220393 | 0 | 420 |
| Berkshire Hathaway Inc. Class | CL A | 084670108 |  | 9842930 | 21 | SH |  | SOLE |  | 21 | 0 | 0 |
| Berkshire Hathaway Inc. Class | CL B NEW | 084670702 |  | 19072104 | 61742 | SH |  | SOLE |  | 61742 | 0 | 0 |
| Bird Global Inc. | COM CL A | 09077J107 |  | 464916 | 2580000 | SH |  | SOLE |  | 2580000 | 0 | 0 |
| Bristol-Myers Squibb Co. | COM | 110122108 |  | 1084358 | 15071 | SH |  | SOLE |  | 15071 | 0 | 0 |
| C3ai Inc. | CL A | 12468P104 |  | 395007 | 35300 | SH |  | SOLE |  | 35300 | 0 | 0 |
| Capital Southwest Corp. | COM | 140501107 |  | 10816098 | 632520 | SH |  | SOLE |  | 632520 | 0 | 0 |
| Carter's Inc. | COM | 146229109 |  | 16470157 | 220750 | SH |  | SOLE |  | 220350 | 0 | 400 |
| Cboe Global Markets Inc. | COM | 12503M108 |  | 1055830 | 8415 | SH |  | SOLE |  | 8415 | 0 | 0 |
| CDW Corp. | COM | 12514G108 |  | 10910702 | 61097 | SH |  | SOLE |  | 61097 | 0 | 0 |
| Cisco Systems Inc. | COM | 17275R102 |  | 555530 | 11661 | SH |  | SOLE |  | 11661 | 0 | 0 |
| Citigroup Inc. | COM NEW | 172967424 |  | 5199686 | 114961 | SH |  | SOLE |  | 114811 | 0 | 150 |
| Citizens Financial Group | COM | 174610105 |  | 246141 | 6252 | SH |  | SOLE |  | 6252 | 0 | 0 |
| Cleveland Cliffs Inc. | COM | 185899101 |  | 1353240 | 84000 | SH |  | SOLE |  | 84000 | 0 | 0 |
| CME Group Inc. | COM | 12572Q105 |  | 4982244 | 29628 | SH |  | SOLE |  | 29628 | 0 | 0 |
| Coca-Cola Co. | COM | 191216100 |  | 344448 | 5415 | SH |  | SOLE |  | 5415 | 0 | 0 |
| Constellation Energy Corp | COM | 21037T109 |  | 409066 | 4745 | SH |  | SOLE |  | 4745 | 0 | 0 |
| Coterra Energy Inc | COM | 127097103 |  | 258476 | 10520 | SH |  | SOLE |  | 10520 | 0 | 0 |
| CSW Industrials Inc. | COM | 126402106 |  | 10807342 | 93223 | SH |  | SOLE |  | 93223 | 0 | 0 |
| Diageo PLC Sponsored ADR | SPON ADR NEW | 25243Q205 |  | 455275 | 2555 | SH |  | SOLE |  | 2555 | 0 | 0 |
| Dick's Sporting Goods Inc. | COM | 253393102 |  | 20909169 | 173823 | SH |  | SOLE |  | 173823 | 0 | 0 |
| Draftkings Inc. | COM CL A | 26142V105 |  | 235203 | 20650 | SH |  | SOLE |  | 20650 | 0 | 0 |
| Eli Lilly  Co. | COM | 532457108 |  | 377913 | 1033 | SH |  | SOLE |  | 1033 | 0 | 0 |
| Empire State Realty Trust Inc. | CL A | 292104106 |  | 202200 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| Exelon Corp. | COM | 30161N101 |  | 226957 | 5250 | SH |  | SOLE |  | 5250 | 0 | 0 |
| Exxon Mobil Corp. | COM | 30231G102 |  | 394543 | 3577 | SH |  | SOLE |  | 3577 | 0 | 0 |
| Financial Select Sector SPDR F | FINANCIAL | 81369Y605 |  | 6532884 | 191020 | SH |  | SOLE |  | 190695 | 0 | 325 |
| Ford Motor Company | COM | 345370860 |  | 273305 | 23500 | SH |  | SOLE |  | 23500 | 0 | 0 |
| Goldman Sachs BDC Inc. | SHS | 38147U107 |  | 205800 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| Goldman Sachs Group Inc. | COM | 38141G104 |  | 221823 | 646 | SH |  | SOLE |  | 646 | 0 | 0 |
| Hamilton Beach Brand Class A | COM CL A | 40701T104 |  | 635495 | 51291 | SH |  | SOLE |  | 51291 | 0 | 0 |
| Hancock Whitney Corp. | COM | 410120109 |  | 234595 | 4848 | SH |  | SOLE |  | 4848 | 0 | 0 |
| Henry Schein Inc. | COM | 806407102 |  | 20771312 | 260064 | SH |  | SOLE |  | 260064 | 0 | 0 |
| Hillman Solutions Corp. | COM | 431636109 |  | 3703258 | 513628 | SH |  | SOLE |  | 513628 | 0 | 0 |
| Home Depot Inc. | COM | 437076102 |  | 618138 | 1957 | SH |  | SOLE |  | 1957 | 0 | 0 |
| HP Inc. | COM | 40434L105 |  | 333188 | 12400 | SH |  | SOLE |  | 12400 | 0 | 0 |
| Int'l Business Machines Corp. | COM | 459200101 |  | 1678000 | 11910 | SH |  | SOLE |  | 11910 | 0 | 0 |
| Intel Corp. | COM | 458140100 |  | 519957 | 19673 | SH |  | SOLE |  | 19473 | 0 | 200 |
| Jacobs Solutions Inc. | COM | 46982L108 |  | 567931 | 4730 | SH |  | SOLE |  | 4730 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 1475027 | 8350 | SH |  | SOLE |  | 8350 | 0 | 0 |
| Johnson Controls Int'l PLC | SHS | G51502105 |  | 18065152 | 282268 | SH |  | SOLE |  | 282268 | 0 | 0 |
| JP Morgan Chase  Co. | COM | 46625H100 |  | 8060215 | 60106 | SH |  | SOLE |  | 60006 | 0 | 100 |
| KAR Auction Services Inc. | COM | 48238T109 |  | 23432110 | 1795564 | SH |  | SOLE |  | 1794394 | 0 | 1170 |
| KeyCorp | COM | 493267108 |  | 296140 | 17000 | SH |  | SOLE |  | 17000 | 0 | 0 |
| Kins Technology Group Inc | *W EXP 10/14/202 | 49714K117 |  | 6622 | 220000 | SH |  | SOLE |  | 220000 | 0 | 0 |
| KKR  Co. LP | COM | 48251W104 |  | 9826232 | 211681 | SH |  | SOLE |  | 211366 | 0 | 315 |
| Mastercard Inc. | CL A | 57636Q104 |  | 614439 | 1767 | SH |  | SOLE |  | 1767 | 0 | 0 |
| Materials Select SPDR ETF | SBI MATERIALS | 81369Y100 |  | 1297334 | 16701 | SH |  | SOLE |  | 16701 | 0 | 0 |
| McKesson Corp. | COM | 58155Q103 |  | 23733092 | 63268 | SH |  | SOLE |  | 63268 | 0 | 0 |
| Merck  Co. Inc. | COM | 58933Y105 |  | 7390379 | 66610 | SH |  | SOLE |  | 66475 | 0 | 135 |
| Meta Platforms Inc. | CL A | 30303M102 |  | 6074282 | 50476 | SH |  | SOLE |  | 50476 | 0 | 0 |
| Microsoft Corp. | COM | 594918104 |  | 14565407 | 60735 | SH |  | SOLE |  | 60735 | 0 | 0 |
| Molina Healthcare Inc | COM | 60855R100 |  | 703369 | 2130 | SH |  | SOLE |  | 2130 | 0 | 0 |
| New Vista Acquisition Corp | *W EXP 02/01/202 | G6529L121 |  | 5139 | 89068 | SH |  | SOLE |  | 89068 | 0 | 0 |
| Newmark Group Inc. | CL A | 65158N102 |  | 288912 | 36250 | SH |  | SOLE |  | 36250 | 0 | 0 |
| Novo-Nordisk A/S | ADR | 670100205 |  | 374215 | 2765 | SH |  | SOLE |  | 2765 | 0 | 0 |
| Nutrien Ltd. | COM | 67077M108 |  | 639743 | 8760 | SH |  | SOLE |  | 8760 | 0 | 0 |
| Oracle Corp. | COM | 68389X105 |  | 643866 | 7877 | SH |  | SOLE |  | 7877 | 0 | 0 |
| Palantir Technologies Inc. | CL A | 69608A108 |  | 1121381 | 174670 | SH |  | SOLE |  | 174670 | 0 | 0 |
| Paramount Global | CLASS B COM | 92556H206 |  | 829736 | 49155 | SH |  | SOLE |  | 49155 | 0 | 0 |
| Pentair PLC | SHS | G7S00T104 |  | 17331019 | 385305 | SH |  | SOLE |  | 384715 | 0 | 590 |
| PepsiCo Inc. | COM | 713448108 |  | 316697 | 1753 | SH |  | SOLE |  | 1753 | 0 | 0 |
| Pfizer Inc. | COM | 717081103 |  | 1555851 | 30364 | SH |  | SOLE |  | 30364 | 0 | 0 |
| Porch Group Inc. | COM | 733245104 |  | 133638 | 71084 | SH |  | SOLE |  | 71084 | 0 | 0 |
| Portillo's Inc. | COM CL A | 73642K106 |  | 6635418 | 406582 | SH |  | SOLE |  | 405782 | 0 | 800 |
| Praxis Precision Medicines Inc | COM | 74006W108 |  | 24940 | 10479 | SH |  | SOLE |  | 10479 | 0 | 0 |
| Procter  Gamble Co. | COM | 742718109 |  | 388297 | 2562 | SH |  | SOLE |  | 2562 | 0 | 0 |
| Progressive Corp. | COM | 743315103 |  | 12345928 | 95181 | SH |  | SOLE |  | 94941 | 0 | 240 |
| Qualcomm Inc. | COM | 747525103 |  | 201630 | 1834 | SH |  | SOLE |  | 1834 | 0 | 0 |
| Qurate Retail Inc. | COM SER A | 74915M100 |  | 21084 | 12935 | SH |  | SOLE |  | 12935 | 0 | 0 |
| Raytheon Technologies Corp. | COM | 75513E101 |  | 254621 | 2523 | SH |  | SOLE |  | 2523 | 0 | 0 |
| Real Estate Select SPDR | RL EST SEL SEC | 81369Y860 |  | 960845 | 26018 | SH |  | SOLE |  | 26018 | 0 | 0 |
| Rush Street Interactive Inc. | COM | 782011100 |  | 51157 | 14250 | SH |  | SOLE |  | 14250 | 0 | 0 |
| Safeguard Scientifics Inc. | COM NEW | 786449207 |  | 46081 | 14865 | SH |  | SOLE |  | 10500 | 0 | 4365 |
| Schlumberger NV | COM STK | 806857108 |  | 332628 | 6222 | SH |  | SOLE |  | 6222 | 0 | 0 |
| Shyft Group Inc. | COM | 825698103 |  | 25852262 | 1039914 | SH |  | SOLE |  | 1039189 | 0 | 725 |
| Sonder Holdings Inc | CLASS A COM | 83542D102 |  | 353400 | 285000 | SH |  | SOLE |  | 285000 | 0 | 0 |
| Sonder Holdings Inc. | *W EXP 01/18/202 | 83542D110 |  | 11022 | 136417 | SH |  | SOLE |  | 136417 | 0 | 0 |
| SPDR S Biotech ETF | S BIOTECH | 78464A870 |  | 665826 | 8022 | SH |  | SOLE |  | 8022 | 0 | 0 |
| Starbucks Corp. | COM | 855244109 |  | 6631222 | 66847 | SH |  | SOLE |  | 66847 | 0 | 0 |
| Telos Corporation | COM | 87969B101 |  | 318125 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| Tesla Inc. | COM | 88160R101 |  | 523515 | 4250 | SH |  | SOLE |  | 4250 | 0 | 0 |
| Teva Pharmaceutical Ind. Ltd. | SPONSORED ADS | 881624209 |  | 514423 | 56406 | SH |  | SOLE |  | 56406 | 0 | 0 |
| The Brinks Co. | COM | 109696104 |  | 25965803 | 483444 | SH |  | SOLE |  | 483134 | 0 | 310 |
| The Howard Hughes Corp. | COM | 44267D107 |  | 218179 | 2855 | SH |  | SOLE |  | 2855 | 0 | 0 |
| thredUP Inc. Class A | CL A | 88556E102 |  | 15362 | 11727 | SH |  | SOLE |  | 11727 | 0 | 0 |
| Ulta Beauty Inc. | COM | 90384S303 |  | 30315056 | 64628 | SH |  | SOLE |  | 64628 | 0 | 0 |
| UnitedHealth Group Inc. | COM | 91324P102 |  | 557749 | 1052 | SH |  | SOLE |  | 1052 | 0 | 0 |
| Utilities Select Sector | SBI INT-UTILS | 81369Y886 |  | 1044669 | 14818 | SH |  | SOLE |  | 14818 | 0 | 0 |
| VanEck Vectors Oil Services ET | OIL SERVICES ETF | 92189H607 |  | 14463050 | 47568 | SH |  | SOLE |  | 47483 | 0 | 85 |
| Vanguard Energy ETF | ENERGY ETF | 92204A306 |  | 14253311 | 117524 | SH |  | SOLE |  | 117274 | 0 | 250 |
| Verizon Communications Inc. | COM | 92343V104 |  | 915774 | 23243 | SH |  | SOLE |  | 23243 | 0 | 0 |
| Vertiv Holdings Co. | COM CL A | 92537N108 |  | 31884899 | 2334180 | SH |  | SOLE |  | 2330610 | 0 | 3570 |
| Viatris Inc. | COM | 92556V106 |  | 423786 | 38076 | SH |  | SOLE |  | 38076 | 0 | 0 |
| Visa Inc. | COM CL A | 92826C839 |  | 616008 | 2965 | SH |  | SOLE |  | 2965 | 0 | 0 |
| Walt Disney Company | COM | 254687106 |  | 1454024 | 16736 | SH |  | SOLE |  | 16686 | 0 | 50 |
| Warner Bros Discovery Inc. | COM SER A | 934423104 |  | 800008 | 84389 | SH |  | SOLE |  | 84298 | 0 | 91 |
| Wells Fargo  Co. | COM | 949746101 |  | 411579 | 9968 | SH |  | SOLE |  | 9968 | 0 | 0 |
| Yum China Holdings Inc. | COM | 98850P109 |  | 6757910 | 123658 | SH |  | SOLE |  | 123658 | 0 | 0 |
| Zebra Technologies Class A | CL A | 989207105 |  | 217948 | 850 | SH |  | SOLE |  | 850 | 0 | 0 |
| ZEROFOX HLDGS INC | COM | 98955G103 |  | 94122 | 18900 | SH |  | SOLE |  | 18900 | 0 | 0 |
| USHG Acquisition Corp. EXP 02/ | *W EXP 02/24/202 | 91748P118 |  | 310 | 258433 | SH |  | SOLE |  | 258433 | 0 | 0 |
| Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 |  | 2595967 | 9749 | SH |  | SOLE |  | 9749 | 0 | 0 |
| iShares Core S 500 ETF | CORE S ETF | 464287200 |  | 301609 | 785 | SH |  | SOLE |  | 785 | 0 | 0 |
| iShares Core S U.S. Value | CORE S US VLU | 464287663 |  | 2226823 | 31528 | SH |  | SOLE |  | 31528 | 0 | 0 |
| iShares Russell 1000 Growth In | RUS 1000 GRW ETF | 464287614 |  | 2260446 | 10551 | SH |  | SOLE |  | 10551 | 0 | 0 |
| iShares Russell 2000 ETF | RUSSELL 2000 ETF | 464287655 |  | 222309 | 1275 | SH |  | SOLE |  | 1275 | 0 | 0 |
| iShares S MidCap 400 | CORE S MCP ETF | 464287507 |  | 229070 | 947 | SH |  | SOLE |  | 947 | 0 | 0 |
| Vanguard High Dividend Yield F | HIGH DIV YLD | 921946406 |  | 362071 | 3346 | SH |  | SOLE |  | 3346 | 0 | 0 |
| Vanguard Mid-Cap ETF | MID CAP ETF | 922908629 |  | 3159463 | 15502 | SH |  | SOLE |  | 15502 | 0 | 0 |
| Vanguard Russell 2000 ETF | VNG RUS2000IDX | 92206C664 |  | 2249025 | 31960 | SH |  | SOLE |  | 31960 | 0 | 0 |
| Vanguard S 500 ETF | S 500 ETF SHS | 922908363 |  | 4907166 | 13967 | SH |  | SOLE |  | 13967 | 0 | 0 |
| iShares Core MSCI Emerging ETF | CORE MSCI EMKT | 46434G103 |  | 9757218 | 208934 | SH |  | SOLE |  | 208414 | 0 | 520 |
| Vanguard FTSE Developed ETF | VAN FTSE DEV MKT | 921943858 |  | 7258082 | 172935 | SH |  | SOLE |  | 172295 | 0 | 640 |
| Vanguard FTSE Emerging Mkts ET | FTSE EMR MKT ETF | 922042858 |  | 304122 | 7802 | SH |  | SOLE |  | 7802 | 0 | 0 |
| Alteryx Inc. | NOTE 0.500% 8/0 | 02156bad5 |  | 15209205 | 16588000 | PRN |  | SOLE |  | 16588000 | 0 | 0 |
| DocuSign Inc. | NOTE 1/1 | 256163ad8 |  | 14387640 | 15306000 | PRN |  | SOLE |  | 15306000 | 0 | 0 |
| Greenbrier Cos Inc. | NOTE 2.875% 2/0 | 393657ak7 |  | 910497 | 965000 | PRN |  | SOLE |  | 965000 | 0 | 0 |
| Illumina Inc | NOTE 8/1 | 452327AK5 |  | 6100164 | 6315000 | PRN |  | SOLE |  | 6315000 | 0 | 0 |

---