# EDGAR Filing Document

**Accession Number:** 0001180162
**File Stem:** 0001209191-23-013408
**Filing Date:** 2023-2
**Character Count:** 7558
**Document Hash:** 1a94e70e869e6096b0bfb3b7b60b3f8c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-013408.hdr.sgml**: 20230227

**ACCESSION NUMBER**: 0001209191-23-013408

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230224

**FILED AS OF DATE**: 20230227

**DATE AS OF CHANGE**: 20230227

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** HEMSLEY STEPHEN J
- **CENTRAL INDEX KEY:** 0001180162

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-10864
- **FILM NUMBER:** 23677574

**MAIL ADDRESS:**
- **STREET 1:** 200 WASHINGTON AVE N
- **STREET 2:** SUITE 200
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55401
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UNITEDHEALTH GROUP INC
- **CENTRAL INDEX KEY:** 0000731766
- **STANDARD INDUSTRIAL CLASSIFICATION:** HOSPITAL & MEDICAL SERVICE PLANS [6324]
- **IRS NUMBER:** 411321939
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** UNITEDHEALTH GROUP CENTER
- **STREET 2:** 9900 BREN ROAD EAST
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55343
- **BUSINESS PHONE:** 9529361300

**MAIL ADDRESS:**
- **STREET 1:** 9900 BREN ROAD EAST
- **CITY:** MINNETONKA
- **STATE:** MN
- **ZIP:** 55343

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED HEALTHCARE CORP/
- **DATE OF NAME CHANGE:** 20000309

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED HEALTHCARE CORP
- **DATE OF NAME CHANGE:** 19920703

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>HEMSLEY STEPHEN J<br><sub>(Last) (First) (Middle)</sub><br>C/O UNITEDHEALTH GROUP<br>9900 BREN ROAD EAST<br><sub>(Street)</sub><br>MINNETONKA, MN 55343<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>UNITEDHEALTH GROUP INC [ UNH ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Stock | 2023-02-24 |  | F |  | 999.085 | D | $484.33 | 412551.577<sup>(1)</sup> | D |  |
| Common Stock |  |  |  |  |  |  |  | 332.0927 | I | by 401(k) |
| Common Stock |  |  |  |  |  |  |  | 38075 | I | by Trust |
| Common Stock |  |  |  |  |  |  |  | 159680<sup>(2)</sup> | I | by GRAT8 |
| Common Stock |  |  |  |  |  |  |  | 157030<sup>(3)</sup> | I | by GRAT9 |
| Common Stock |  |  |  |  |  |  |  | 201350<sup>(4)</sup> | I | by GRAT10 |
| Common Stock |  |  |  |  |  |  |  | 100335<sup>(5)</sup> | I | by GRAT 11 |
| Common Stock |  |  |  |  |  |  |  | 125000<sup>(6)</sup> | I | by GRAT12 |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Excludes 1,075 shares previously owned directly which were contributed to GRAT #8 as set forth in footnote 2; 580 shares previously owned directly which were contributed to GRAT #9 as set forth in footnote 3; 1,350 shares previously owned directly which were contributed to GRAT #10 as set forth in footnote 4; 335 shares previously owned directly which were contributed to GRAT #11 as set forth in footnote 5; and 125,000 shares previously owned directly which were contributed to GRAT #12 as set forth in footnote 6. All share transfers took place on January 17, 2023. These transfers were exempt from Section 16 pursuant to Rule 16a-13.

(2) Reflects the transfer of 1,075 UNH shares previously owned directly which were contributed to GRAT #8 on January 17, 2023.

(3) Reflects the transfer of 580 UNH shares previously owned directly which were contributed to GRAT #9 on January 17, 2023.

(4) Reflects the transfer of 1,350 UNH shares previously owned directly which were contributed to GRAT #10 on January 17, 2023.

(5) Reflects the transfer of 335 UNH shares previously owned directly which were contributed to GRAT #11 on January 17, 2023.

(6) Reflects the transfer of 125,000 UNH shares previously owned directly which were contributed to GRAT #12 on January 17, 2023.

**Signature:** Faraz A. Choudhry, Attorney-in-Fact for Stephen J. Hemsley  
**Date:** 2023-02-27

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**