# EDGAR Filing Document

**Accession Number:** 0000883948
**File Stem:** 0000883948-23-000008
**Filing Date:** 2023-1
**Character Count:** 6433
**Document Hash:** 9a0569cd6d4b5935c37a2a5b1ab9d607
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000883948-23-000008.hdr.sgml**: 20230109

**ACCESSION NUMBER**: 0000883948-23-000008

**CONFORMED SUBMISSION TYPE**: 8-K/A

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20230106

**ITEM INFORMATION**: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

**FILED AS OF DATE**: 20230109

**DATE AS OF CHANGE**: 20230109

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Atlantic Union Bankshares Corp
- **CENTRAL INDEX KEY:** 0000883948
- **STANDARD INDUSTRIAL CLASSIFICATION:** STATE COMMERCIAL BANKS [6022]
- **IRS NUMBER:** 540412820
- **STATE OF INCORPORATION:** VA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39325
- **FILM NUMBER:** 23518095

**BUSINESS ADDRESS:**
- **STREET 1:** 1051 EAST CARY STREET
- **STREET 2:** SUITE 1200
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23219
- **BUSINESS PHONE:** 800-990-4828

**MAIL ADDRESS:**
- **STREET 1:** 1051 EAST CARY STREET
- **STREET 2:** SUITE 1200
- **CITY:** RICHMOND
- **STATE:** VA
- **ZIP:** 23219

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Union Bankshares Corp
- **DATE OF NAME CHANGE:** 20140430

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNION FIRST MARKET BANKSHARES CORP
- **DATE OF NAME CHANGE:** 20140424

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Union Bankshares Corp
- **DATE OF NAME CHANGE:** 20140424

?xml version='1.0' encoding='UTF-8'?

------

**United States**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K/A**

**(Amendment No. 1)**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): January 6, 2023**

**ATLANTIC UNION BANKSHARES CORPORATION**

(Exact name of registrant as specified in its charter)

---

| | | |
|:---|:---|:---|
| **Virginia** | **001-39325** | **54-1598552** |
| (State or other jurisdiction | (Commission | (I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |

---

**1051 East Cary Street**

**Suite 1200**

**Richmond, Virginia 23219**

(Address of principal executive offices, including Zip Code)

Registrant's telephone number, including area code: **(804) 633-5031**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| **Common Stock, par value $1.33 per share** | **AUB** | **The NASDAQ Global Select Market** |
| **Depositary Shares, Each Representing a 1/400**<sup>th</sup> **Interest in a Share of 6.875% Perpetual Non-Cumulative Preferred Stock, Series A** | **AUBAP** | **The NASDAQ Global Select Market** |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

------

**EXPLANATORY NOTE**

This Current Report on Form 8-K/A updates the information disclosed under Item 3.01 of our Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on January 6, 2023 (the "Initial 8-K"), which announced our determination to voluntarily withdraw the principal listing of our common stock and depositary shares, each representing a 1/400<sup>th</sup> interest in a share of our 6.875% Perpetual Non-Cumulative Preferred Stock, Series A, from The Nasdaq Stock Market LLC and transfer each listing to the New York Stock Exchange ("NYSE"). The Initial 8-K noted that the depositary shares would trade on the NYSE under the symbol "AUBAP"; however, the depositary shares will trade on the NYSE under the symbol "AUB.PRA", and this Form 8-K/A is being filed solely to correct this error. Except as described above, this amendment does not amend, update or change any other disclosures in Item 3.01 of the Initial 8-K.

**Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.**

On January 6, 2023, Atlantic Union Bankshares Corporation (the "Company"), acting pursuant to authorization from its Board of Directors, provided written notice to The Nasdaq Stock Market LLC ("Nasdaq") of its determination to voluntarily withdraw the principal listing of the Company's common stock, par value $1.33 per share, and depositary shares, each representing a 1/400<sup>th</sup> interest in a share of the Company's 6.875% Perpetual Non-Cumulative Preferred Stock, Series A, from Nasdaq and transfer each listing to the New York Stock Exchange ("NYSE"). The Company expects that listing and trading of its common stock and depositary shares on Nasdaq will end at market close on January 17, 2023, and that trading will commence on the NYSE at market open on January 18, 2023, under the stock symbols "AUB" and "AUB.PRA," respectively.

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **ATLANTIC UNION BANKSHARES CORPORATION** | **ATLANTIC UNION BANKSHARES CORPORATION** |
| Date: January 9, 2023 | By: | &nbsp;&nbsp;&nbsp;/s/ Robert M. Gorman |
|  |  | &nbsp;&nbsp;&nbsp;Robert M. Gorman |
|  |  | &nbsp;&nbsp;&nbsp;Executive Vice President and |
|  |  | &nbsp;&nbsp;&nbsp;Chief Financial Officer |

---