# EDGAR Filing Document

**Accession Number:** 0001556257
**File Stem:** 0000922423-23-000010
**Filing Date:** 2023-1
**Character Count:** 25642
**Document Hash:** 8f1055a724080302c88e0c4dafc9f0aa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000922423-23-000010.hdr.sgml**: 20230119

**ACCESSION NUMBER**: 0000922423-23-000010

**CONFORMED SUBMISSION TYPE**: ABS-15G

**PUBLIC DOCUMENT COUNT**: 5

**CONFORMED PERIOD OF REPORT**: 20230119

**ITEM INFORMATION**: Findings and Conclusions of the Third Party Due Diligence Provider Obtained by the Issuer

**FILED AS OF DATE**: 20230119

**DATE AS OF CHANGE**: 20230119

**ABS RULE**: RULE-15GA2

**REGISTERED ENTITY**: N

**ABS ASSET CLASS**: Other

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OXFORD FINANCE LLC
- **CENTRAL INDEX KEY:** 0001556257
- **IRS NUMBER:** 571199143
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** ABS-15G
- **SEC ACT:** Dodd Frank Act
- **SEC FILE NUMBER:** 025-01217
- **FILM NUMBER:** 23537697

**BUSINESS ADDRESS:**
- **STREET 1:** 115 SOUTH UNION STREET
- **STREET 2:** SUITE 300
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22314
- **BUSINESS PHONE:** 703-519-4900

**MAIL ADDRESS:**
- **STREET 1:** 115 SOUTH UNION STREET
- **STREET 2:** SUITE 300
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22314
**DEPOSITOR**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OXFORD FINANCE LLC
- **CENTRAL INDEX KEY:** 0001556257
- **IRS NUMBER:** 571199143
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** ABS-15G
- **SEC ACT:** Dodd Frank Act

**BUSINESS ADDRESS:**
- **STREET 1:** 115 SOUTH UNION STREET
- **STREET 2:** SUITE 300
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22314
- **BUSINESS PHONE:** 703-519-4900

**MAIL ADDRESS:**
- **STREET 1:** 115 SOUTH UNION STREET
- **STREET 2:** SUITE 300
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22314
**SECURITIZER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** OXFORD FINANCE LLC
- **CENTRAL INDEX KEY:** 0001556257
- **IRS NUMBER:** 571199143
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** ABS-15G
- **SEC ACT:** Dodd Frank Act
- **SEC FILE NUMBER:** 025-01217

**BUSINESS ADDRESS:**
- **STREET 1:** 115 SOUTH UNION STREET
- **STREET 2:** SUITE 300
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22314
- **BUSINESS PHONE:** 703-519-4900

**MAIL ADDRESS:**
- **STREET 1:** 115 SOUTH UNION STREET
- **STREET 2:** SUITE 300
- **CITY:** ALEXANDRIA
- **STATE:** VA
- **ZIP:** 22314

------

### UNITED STATES

### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

#### <br>

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**FORM ABS-15G**

&nbsp;&nbsp;&nbsp;&nbsp; <br>

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#### ASSET-BACKED SECURITIZER

#### REPORT PURSUANT TO SECTION 15G OF

#### THE SECURITIES EXCHANGE ACT OF 1934

#### Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

☐ **Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period _______________ to _______________**

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| |
|:---|
| **Date of Report (Date of earliest event reported)** |
| **Commission File Number of securitizer:** |
| **Central Index Key Number of securitizer:** |

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#### Name and telephone number, including area code, of the person

#### to contact in connection with this filing

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Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) ☐

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) ☐

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) ☐

☒ **Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)** 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<br>

#### Central Index Key Number of depositor: 0001556257

#### <br>

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&nbsp;&nbsp;&nbsp;&nbsp;<br>

## Oxford Finance Funding Trust 2023-1

#### (Exact name of issuing entity as specified in its charter)

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#### Central Index Key Number of issuing entity (if applicable): Not applicable.

#### Central Index Key Number of underwriter (if applicable): Not applicable.

#### Timothy A. Lex, (703) 519-4910

#### Name and telephone number, including area code, of the person

#### to contact in connection with this filing

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#### INFORMATION TO BE INCLUDED IN THE REPORT

#### FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS

#### Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer
Attached as Exhibit 99.1 hereto is an agreed-upon procedures report dated January 19, 2023 obtained by Oxford Finance LLC which report sets forth the findings and conclusions, as applicable, of KPMG LLP with respect to certain agreed-upon procedures performed by KPMG LLP.

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entities have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

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| |
|:---|
| Oxford Finance LLC |
| /s/ Colette H. Featherly |
| Colette H. Featherly<br> Senior Vice President<br>Date: January 19, 2023 |

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<br>

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#### EXHIBIT INDEX

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| | |
|:---|:---|
| Exhibit<br> Number | Description |
| [Exhibit 99.1](kl1686492_ex9901.htm) | [Independent Accountants' Report on Applying Agreed-Upon Procedures, dated January 19, 2023](kl1686492_ex9901.htm). |

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## Exhibit 99.1

**Exhibit 99.1**<br>

![](image0.jpg)

#### Independent Accountants' Report on Applying Agreed-Upon Procedures
Oxford Finance LLC (the "Company")

Barclays Capital Inc. ("Barclays")

KeyBanc Capital Markets Inc.

MUFG Securities Americas Inc.

Wells Fargo Securities, LLC

CIBC World Markets Corp.

Huntington Securities, Inc.

Wedbush Securities Inc.

(together, the "Specified Parties")

Re: Oxford Finance Funding Trust 2023-1– Data File Procedures

We have performed the procedures described below on the specified attributes in an electronic data file entitled "4.3.4-1 2023-1 Initial Pool DatatapevF2 (value).xlsx", provided by Barclays on behalf of the Company, on January 10, 2023, containing information on 67 promissory notes as of January 6, 2023 (the "Data File"), which we were informed are intended to be included as collateral in the offering by Oxford Finance Funding Trust 2023-1. The Company is responsible for the specified attributes identified by the Company in the Data File.

The Specified Parties have agreed to and acknowledged that the procedures performed are appropriate to meet their intended purpose of assisting specified parties in evaluating the accuracy of the specified attributes in the Data File. This report may not be suitable for any other purpose. No other parties have agreed to or acknowledged the appropriateness of these procedures for the intended purpose or any other purpose.

The procedures performed may not address all the items of interest to a specified party of this report and may not meet the needs of all specified parties of this report and, as such, specified parties are responsible for determining whether the procedures performed are appropriate for their purposes. We make no representation regarding the appropriateness of the procedures either for the intended purpose or for any other purpose.

Unless otherwise stated, the following definitions have been adopted in presenting our procedures and findings:

&nbsp;&nbsp;&nbsp;&nbsp;• The term "compared" means compared to the information shown and found it to be in agreement, unless otherwise stated. Such compared information was deemed to be in agreement if differences were
 within the reporting threshold.

&nbsp;&nbsp;&nbsp;&nbsp;• The term "recomputed" means recalculated and compared the result to the information shown and found it to be in agreement, unless otherwise stated. Such recomputed information was deemed to be
 in agreement if differences were within the reporting threshold.

&nbsp;&nbsp;&nbsp;&nbsp;• The term "reporting threshold" means that dollar amounts, months, decimals, and percentages were within $1.00, 1 month, 0.1, and 0.1%, respectively.

&nbsp;&nbsp;&nbsp;&nbsp;• The term "Loan Files" means the following information sources provided by the Company: Promissory Note, Appraisal Report, Unfunded Commitments Report, Customer Billing Report, Public Company
 Value Report, Portfolio Information Report, Oxford Revolvers Report, Third Party Revolvers Report, and the Definitions Table.

![](image1.jpg)

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; <br>

![](image2.jpg)

&nbsp;&nbsp;&nbsp;&nbsp;• The term "Loan Cash Streams File" means the electronic data file "2023-1 Loan Cash Streams File vF2.xlsx" provided by Barclays on behalf of the Company on January 10, 2023 containing beginning
 balance, ending balance, interest rate, and cash flow information with respect to the promissory notes, as of January 6, 2023.

&nbsp;&nbsp;&nbsp;&nbsp;• The term "Source Documents" means the Loan Files and Loan Cash Streams File.

&nbsp;&nbsp;&nbsp;&nbsp;• The term "Instructions" means the instructions provided by the Company pertaining to a procedure, attribute, or methodology, as described in the "Source Document / Methodology/ Recompute" column
 of Exhibit A.

&nbsp;&nbsp;&nbsp;&nbsp;• The term "Provided Information" means the Source Documents and Instructions.

The procedures we were instructed by the Company to perform and the associated findings are as follows:

For each promissory note, we compared or recomputed the specified attributes listed in Exhibit A to or using the corresponding information included in the Source Documents listed in the corresponding row of the "Source Document / Methodology/ Recompute" column of Exhibit A, utilizing the Instructions, as applicable. The Specified Parties indicated that the absence of any of the information in the Source Documents or the inability to agree the indicated information from the Data File to the Source Documents for each of the attributes identified, utilizing the Instructions as applicable, constituted an exception. The Source Documents are listed in the order of priority until such attribute was agreed.

We were engaged by the Company to perform this agreed-upon procedures engagement and conducted our engagement in accordance with attestation standards established by the American Institute of Certified Public Accountants, which involves us performing the specific procedures agreed to and acknowledged above and reporting on findings based on performing those procedures. We were not engaged to, and did not, conduct an examination or review, the objective of which would be the expression of an opinion or conclusion, respectively, on the specified attributes in the Data File. Accordingly, we do not express such an opinion or conclusion. Had we performed additional procedures, other matters might have come to our attention that would have been reported.

We are required to be independent of the Company and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements related to our agreed-upon procedures engagement.

The procedures performed were applied based on the information included in the Data File and Provided Information, without verification or evaluation of such information by us; therefore, we express no opinion or any other form of assurance regarding (i) the reasonableness of the information provided to us by the Company, (ii) the physical existence of the promissory notes, (iii) the reliability or accuracy of the Provided Information which was used in our procedures, or (iv) matters of legal interpretation.

The procedures performed were not intended to address, nor did they address: (i) the conformity of the origination of the promissory notes to stated underwriting or credit extension guidelines, standards, criteria or other requirements, (ii) the value of collateral securing any such promissory notes being securitized, (iii) the compliance of the originator of the promissory notes with federal, state, and local laws and regulations, or (iv) any other factor or characteristic of the promissory notes that would be material to the likelihood that the issuer of the asset-backed securities will pay interest and principal in accordance with applicable terms and conditions. The procedures performed were not intended to satisfy any criteria for due diligence published by the nationally recognized statistical rating organizations ("NRSROs").

The terms of our engagement are such that we have no responsibility to update this report because of events and circumstances that may subsequently occur.

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&nbsp;&nbsp;&nbsp;&nbsp; <br>

![](image2.jpg)

This report is intended solely for the information and use of the Specified Parties. It is not intended to be and should not be used by any other person or entity, including investors or the NRSROs, who are not identified in the report as the Specified Parties but may have access to this report as required by law or regulation.

/s/KPMG LLP

McLean, Virginia<br> January 19, 2023

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#### Exhibit A

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
| Loan Label | Methodology:<br>Derive from "Bid/Line Name", "Loan Collateral Type", "Actual Funding Date" and "Contractual Maturity Date" |
| Funding Name | Methodology:<br>Look up "Funding Name" in Portfolio Information Report by Accounting System Number. |
| Bid/Line Name | Methodology:<br>Look up "Bid/Line Name" in Portfolio Information Report by Accounting System Number. |
| Account Name | Methodology:<br>Look up "Account Name" in Portfolio Information Report by Accounting System Number. |
| Accounting System Number | Loan Cash Streams File |
| Simple Balance (PF Actual Cutoff) | Loan Cash Streams File |
| Simple Balance | Methodology:<br>Look up "Simple Balance" in Portfolio Information Report by Accounting System Number. |
| TL - Gross Amount Funded | Methodology:<br>Look up "TL - Gross Amount Funded" in Portfolio Information Report by Accounting System Number |
| Total Oxford TL Managed Simple Balance | Methodology:<br>Look up "Total Oxford TL Managed Simple Balance" in Portfolio Information Report by Accounting System Number. |
| Oxford Managed Line Amount | Methodology:<br>Look up "Oxford Managed Line Amount" in Portfolio Information Report by Accounting System Number. |
| TL - Total Line Amount | Methodology:<br>Look up "TL - Total Line Amount" in Portfolio Information Report by Accounting System Number. |
| Agent | Methodology:<br>Look up "Agent" in Portfolio Information Report by Accounting System Number. |
| Oxford Managed Commitment % | Recompute:<br>"Oxford Managed Line Amount / TL - Total Line Amount" |

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
| Loan Collateral Type | Methodology:<br> &nbsp;&nbsp;&nbsp;&nbsp;<br>Look up "Loan Collateral Type" in Portfolio Information Report by Accounting System Number. |
| Loan Type | Methodology:<br>Look up "Loan Type" in Portfolio Information Report by Accounting System Number |
| OM Loan Type | Recompute:<br>Derive from "Loan Collateral Type" and map to Definitions Table |
| Actual Funding Date | Promissory Note (labeled by Accounting System Number) |
| Current first principal due date | Methodology:<br>Look up "Current first principal due date" in Portfolio Information Report by Accounting System Number. |
| Contractual Maturity Date | Methodology:<br>Look up "Contractual Maturity Date" in Portfolio Information Report by Accounting System Number. |
| Initial Funding Term | Methodology:<br>Look up "Funding Term" in Portfolio Information Report by Accounting System Number |
| Seasoning | Recompute:<br>Use excel formula YEARFRAC(Statistical Cutoff, Actual Funding Date); rounded to a whole number |
| Actual Remaining Term | Recompute:<br>Use excel formula YEARFRAC(Contractual Maturity Date, Statistical Cutoff); rounded to a whole number |
| Initial I/O Period (LSA) | Methodology:<br>Look up "Initial I/O Period (LSA)" in Portfolio Information Report by Accounting System Number. |
| Initial I/O Period (Amended) | Methodology:<br>Look up "Initial I/O Period (Amended)" in Portfolio Information Report by Accounting System Number. |
| Initial I/O over 36 months: | Recompute:<br>If Initial I/O Period (LSA) or Initial I/O Period (Amended) is >36 then "Yes;" otherwise, "No" |
| Floating or Fixed Rate | Methodology:<br>Look up "Floating or Fixed Rate" in Portfolio Information Report by Accounting System Number. |

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
| Payment Frequency - Interest | Methodology:<br> &nbsp;&nbsp;&nbsp;&nbsp; <br>Look up "Payment Frequency - Interest" in Portfolio Information Report by Accounting System Number. |
| Payment Frequency - Principal | Methodology:<br>Look up "Payment Frequency - Principal" in Portfolio Information Report by Accounting System Number. |
| Interest Calc Method | Methodology:<br>Look up "Interest Calc Method" in Portfolio Information Report by Accounting System Number |
| Base/Index Rate | Methodology:<br>Look up "Base/Index Rate" in Portfolio Information Report by Accounting System Number |
| Margin | Methodology:<br>Look up "Margin" in Portfolio Information Report by Accounting System Number |
| Index Rate Spread Adjustment | Methodology:<br>Look up "Index Rate Spread Adjustment" in Portfolio Information Report Accounting System Number |
| Base/Index Rate Cap | Methodology:<br>Look up "Base/Index Rate Cap" in Portfolio Information Report by Accounting System Number |
| Base/Index Rate Floor | Methodology:<br>Look up "Base/Index Rate Floor" in Portfolio Information Report by Accounting System Number |
| End of Term Fee | Methodology:<br>Look up "End of Term Fee" in Portfolio Information Report by Accounting System Number |
| Simple Cash Rate (%) | Recompute:<br>Use the Data File and the following methodology:<br>Margin + Interest Rate Spread Adjustment + Min(max(actual Base/Index Rate, Base/Index Rate Floor),Rate Cap) |
| Cash Rate (%) ABS | Recompute:<br>Use the Data File and the following methodology:<br>Simple Cash Rate (%) + (End of Term Fee / YEARFRAC(Contractual Maturity Date, Actual Funding Date)) |
| Amort Style | Loan Cash Streams File |

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
| Excess Cash Flow Sweep? | Methodology:<br> &nbsp;&nbsp;&nbsp;&nbsp; <br>Look up "Excess Cash Flow Sweep?" in Portfolio Information Report by Accounting System Number. |
| Balloon / Bullet at Maturity | Loan Cash Streams File, column BS "Balloon" |
| Industry | Methodology:<br>Look up "Industry" in Portfolio Information Report by Accounting System Number. |
| Sub Type | Methodology:<br>Look up "Sub Type" in Portfolio Information Report by Accounting System Number. |
| Industry Group | Methodology:<br>Look up "Industry Group" in Portfolio Information Report by Accounting System Number. |
| SubSector | Methodology:<br>Look up "SubSector" in Portfolio Information Report by Accounting System Number. |
| Region | Methodology:<br>Look up "Region" in Portfolio Information Report by Accounting System Number. |
| Current Stage | Recompute:<br>If Sub Type is Life Science, look up "Current Stage" in Portfolio Information Report by Accounting System Number. |
| Current Credit Score | Methodology:<br>Look up "Current Credit Score" in Portfolio Information Report by Accounting System Number. |
| TTM EBITDA | Methodology:<br>If Loan Collateral Type is Cash Flow,<br>Look up "TTM EBITDA" in Portfolio Information Report by Accounting System Number.<br>For all others: "0" |
| Senior Leverage Ratio | Methodology:<br>If Loan Collateral Type is Cash Flow,<br>Look up "Senior Leverage Ratio (ME)" in Portfolio Information Report by Accounting System Number.<br>For all others: "0" |

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
| Most Recent Month-End | Methodology:<br>If Loan Collateral Type is Cash Flow,<br>Look up "Most Recent Month-End" in Portfolio Information Report by Accounting System Number.<br>For all others: BLANK |
| Latest Valuation - OM | Methodology:<br>If Current Stage equals Public, look up Market Cap on Public Company Value Report by Account Name.<br>For all others:<br>- If Sub Type equals Cash Flow, look up ""Enterprise Value in in Portfolio Information Report by Accounting System Number<br>- For all others, look up "Valuation" in in Portfolio Information Report by Accounting System Number"<br>\*Round valuations to the nearest $100,000\* |
| Enterprise Value | Methodology:<br>For Sub Type "Cash Flow", look up "Enterprise Value" in in Portfolio Information Report by Accounting System Number.<br>For all others, BLANK. |
| Valuation Source | Methodology:<br>If Current Stage is Public then "Market Cap",<br>For all others:<br>Look up "Valuation Source" in Portfolio Information Report by Accounting System Number. |
| Total Senior Debt | Methodology:<br>Look up "Total Senior Debt" in Portfolio Information Report by Accounting System Number, otherwise leave blank. |
| Total Available Senior Debt | Recompute:<br>If Sub Type is Life Science, then sum the following: 1) Total Oxford TL Managed Simple Balance / Oxford Managed Commitment %;<br>2) Third party Revolver Commitment;<br>3) Total Revolver Commitment (Oxford Participates); and<br>4) Oxford Unfunded Obligations - Available Unfunded / Oxford Managed Commitment %;.<br>If Sub Type is Real Estate, then sum the following:<br> 1) Total Oxford TL Managed Simple Balance / Oxford Managed Commitment %; and |

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
|  | 2) Oxford Unfunded Obligations - Available Unfunded / Oxford Managed Commitment %;.<br>If Sub Type is Cash Flow, then the sum of the following:<br>1) Maximum of Total Senior Debt and Total Oxford TL Managed Simple Balance;<br>2) Third Party Revolver Commitment<br>3) Oxford Unfunded Obligations - Available RLOC Line<br>4) Oxford Unfunded Obligations - Available Unfunded / Oxford Managed Commitment %; . |
| Loan to Value | Recompute:<br>Total Available Senior Debt / Latest Valuation - OM |
| Current Covenant Default | Methodology:<br>Look up "Current Covenant Default" in Portfolio Information Report by Accounting System Number. |
| Date of Covenant Default | Methodology:<br>Look up "Date of Covenant Default" in Portfolio Information Report by Accounting System Number. |
| Specific Reserve? | Methodology:<br>Look up "Specific Reserve?" in Portfolio Information Report by Accounting System Number. |
| Payment Default | Methodology:<br>Look up "Payment Default" in Portfolio Information Report by Accounting System Number. |
| History of Major Modification due to Financial Distress? | Methodology:<br>Look up "History of Major Modification due to Financial Distress?" in Portfolio Information Report by Accounting System Number. |
| Billing Type | Methodology:<br>Look up "Pmt. Type" in Customer Billing Report by Accounting Name. |
| Billing Responsibility | Recompute:<br>If Billing Type is ACH, Wire, Add to RLOC or Qtr Wire, then "Oxford;" otherwise lookup Agent |
| Third Party Revolver? | Methodology:<br>Look up "Third Party Revolver?" in Portfolio Information Report by Accounting System Number. |

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| | |
|:---|:---|
| **Attribute** | **Source Document / Methodology/ Recompute** |
| Third Party Revolver Commitment | Recompute:<br>If Third Party Revolver is "yes", look up RLOC – Total Line Amount in Third Party Revolvers Report by Account Name. Otherwise, zero. |
| Related Oxford Revolver | Recompute:<br>If Account Name in Portfolio Information Report has a corresponding Loan Type of "Revolver" included, "yes". Otherwise, "no". |
| Total Revolver Commitment (Oxford Participates) | Recompute:<br>If Related Oxford Revolver is "yes", look up "RLOC - Total Line Amount" in Oxford Revolvers Report by Account Name Otherwise, BLANK. |
| Related Oxford Term Loan | Recompute:<br>If the sum of Simple Balance for a given Account Name is less than Total Oxford TL Managed Simple Balance, then "Yes," otherwise "No" |
| Related Co-Lender Term Loan | Recompute:<br>If Oxford Managed Line Amount is less than TL - Total Line Amount, then "Yes," otherwise "No" |
| Related Loan Outstanding | Recompute:<br>If Third Party Revolver, Related Oxford Revolver, Related Oxford Term Loan or Related Co-Lender Term Loan is "Yes," then "Yes;" otherwise, "No" |
| Oxford Unfunded Obligations – RLOC Line Amount | Recompute:<br>If Related Oxford Revolver is "yes": lookup RLOC - OFC Line Amount on the Oxford Revolvers Report using Account Name less RLOC - Balance on the Oxford Revolvers Report using Account Name |
| Oxford Unfunded Obligations – Available RLOC Line | Recompute:<br>If Related Oxford Revolver is "yes": lookup RLOC - OFC Line Amount on the Oxford Revolvers Report using Account Name less RLOC - Balance on the Oxford Revolvers Report using Account Name less RLOC - Commitment Outside of BB using Account Name |
| Oxford Unfunded Obligations – Unfunded Term Loans | Methodology:<br>Look up "TL – Availability" in Portfolio Information Report by Accounting System Number. |
| Oxford Unfunded Obligations – Available Unfunded Term Loans | Methodology:<br>Look up "Total Current Undrawn Available Commitment" in Unfunded Commitments Report by Bid/Line Name |

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