# EDGAR Filing Document

**Accession Number:** 0001560207
**File Stem:** 0001667731-25-000853
**Filing Date:** 2025-7
**Character Count:** 12569
**Document Hash:** ff223f6aef51f91634c00c653b0c2b55
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001667731-25-000853.hdr.sgml**: 20250716

**ACCESSION NUMBER**: 0001667731-25-000853

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250716

**EFFECTIVENESS DATE**: 20250716

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Legion Partners Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001560207

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17667
- **FILM NUMBER:** 251126958

**BUSINESS ADDRESS:**
- **STREET 1:** 12121 WILSHIRE BLVD., SUITE 1240
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025
- **BUSINESS PHONE:** 424-253-1774

**MAIL ADDRESS:**
- **STREET 1:** 12121 WILSHIRE BLVD., SUITE 1240
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90025

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001560207

**Date of Report:** 06/30/2025

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Legion Partners Asset Management, LLC

**Address:** 12121 WILSHIRE BLVD., SUITE 1240, LOS ANGELES, CA 90025

**Telephone number:** 424-253-1774

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2025

**SEC File Number:** 028-17667

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                     | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED    |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| LIFECORE BIOMEDICAL INC            | 514766104 | 08/15/2024     | To approve a non-binding advisory proposal on the executive compensation of the Company's named executive officers, as described in the Proxy Statement                                                                                                                                                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |        2940340 |                0 | FOR - 1 YEAR |                                  2940340 | FOR                         |  |
| LIFECORE BIOMEDICAL INC            | 514766104 | 08/15/2024     | To approve an amendment to the Company's 2019 Stock Incentive Plan, including an increase in the number of shares authorized for issuance thereunder by 300,000 shares of common stock                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |        2940340 |                0 | FOR          |                                  2940340 | FOR                         |  |
| LIFECORE BIOMEDICAL INC            | 514766104 | 08/15/2024     | To approve the amendment of Article VI of the Charter to increae the number of authorized shares of common stock                                                                                                                                                                                                                                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |        2940340 |                0 | FOR          |                                  2940340 | FOR                         |  |
| LIFECORE BIOMEDICAL INC            | 514766104 | 11/07/2024     | To approve a non-binding advisory proposal on the executive compensation of the Company'snamed executive officers, as described in the Proxy Statement                                                                                                                                                                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |        4403754 |                0 | FOR          |                                  4403754 | FOR                         |  |
| LIFECORE BIOMEDICAL INC            | 514766104 | 04/10/2025     | For purposes of complying with Nasdaq Listing Rule 5635(d), to approve the issuance of sharesof our common stock underlying shares of Series A Preferred Stock, par value $0.001 per share,of the Company issued by the Company pursuant to the terms of that certain Securities PurchaseAgreement, dated January 9, 2023, by and among the Company and the investors namedtherein, in an amount in excess of 19.99% of the number of shares of Common Stockoutstanding immediately prior to the issuance of such Series A Preferred Stock. | SECTION 14A SAY-ON-PAY VOTES |        4431823 |                0 | FOR          |                                  4431823 | FOR                         |  |
| ADVANCE AUTO PARTS INC             | 00751Y106 | 05/14/2025     | Amend the 2023 Omnibus Incentive Compensation Plan to increase authorized shres by 2,170,000.                                                                                                                                                                                                                                                                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |         800750 |                0 | FOR          |                                   800750 | FOR                         |  |
| ADVANCE AUTO PARTS INC             | 00751Y106 | 05/14/2025     | Approve, by advisory vote, the compensation of our named executive officers                                                                                                                                                                                                                                                                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |         800750 |                0 | FOR          |                                   800750 | FOR                         |  |
| NN INC                             | 629337106 | 05/15/2025     | Advisory (non-binding) vote to approve the compensation of the named executive officers of NN, Inc.                                                                                                                                                                                                                                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        4791929 |                0 | FOR          |                                  4791929 | FOR                         |  |
| FIVE9 INC                          | 338307101 | 05/21/2025     | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement                                                                                                                                                                                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         591685 |                0 | AGAINST      |                                   591685 | AGAINST                     |  |
| DIGITALBRIDGE GROUP INC            | 25401T603 | 05/23/2025     | To approve, on a non-binding, advisory basis, named executive officer compensation                                                                                                                                                                                                                                                                                                                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |        3453253 |                0 | FOR          |                                  3453253 | FOR                         |  |
| CLEAR CHANNEL OUTDOOR HOLDINGS INC | 18453H106 | 05/29/2025     | Approval of the advisory (non-binding) resolution on executive compensation.                                                                                                                                                                                                                                                                                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |       26080554 |                0 | FOR          |                                 26080554 | FOR                         |  |
| PAYONEER GLOBAL INC                | 70451X104 | 06/16/2025     | Non-binding advisory vote to approve named executive office compensation                                                                                                                                                                                                                                                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         241636 |                0 | FOR          |                                   241636 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Legion Partners Asset Management, LLC

**By (Signature):** David Katz

**By (Printed Signature):** David Katz

**By (Title):** Chief Operating Officer

**Date:** 07/16/2025