# EDGAR Filing Document

**Accession Number:** 0001911488
**File Stem:** 0001951757-23-000108
**Filing Date:** 2023-2
**Character Count:** 20512
**Document Hash:** 15d2fc875df3e5c1179b1acdbc0626f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001951757-23-000108.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001951757-23-000108

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** REGATTA CAPITAL GROUP, LLC
- **CENTRAL INDEX KEY:** 0001911488
- **IRS NUMBER:** 260825177
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22325
- **FILM NUMBER:** 23593167

**BUSINESS ADDRESS:**
- **STREET 1:** 880 APOLLO ST.
- **STREET 2:** SUITE 129
- **CITY:** EL SEGUNDO
- **STATE:** CA
- **ZIP:** 90245
- **BUSINESS PHONE:** 310-725-9102

**MAIL ADDRESS:**
- **STREET 1:** 880 APOLLO ST.
- **STREET 2:** SUITE 129
- **CITY:** EL SEGUNDO
- **STATE:** CA
- **ZIP:** 90245

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** REGATTA CAPITAL GROUP LLC<br>**Address:** 880 APOLLO ST.<br>SUITE 129<br>EL SEGUNDO, CA 90245

**Form 13F File Number:** 028-22325

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** RUSSELL MOHBERG<br>**Title:** CHIEF COMPLIANCE OFFICER<br>**Phone:** (310) 725-9102

**Signature, Place, and Date of Signing:**

RUSSELL MOHBERG  EL SEGUNDO, CA  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 174

**Form 13F Information Table Value Total:** $280832140

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| CANO HEALTH INC | COM CL A | 13781Y103 |  | 105820 | 77237 | SH |  | SOLE |  | 0 | 0 | 77237 |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 |  | 108700 | 10028 | SH |  | SOLE |  | 0 | 0 | 10028 |
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 |  | 154610 | 12735 | SH |  | SOLE |  | 0 | 0 | 12735 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 154950 | 16345 | SH |  | SOLE |  | 0 | 0 | 16345 |
| BLACKROCK MUNIYIELD FD INC | COM | 09253W104 |  | 163100 | 15668 | SH |  | SOLE |  | 0 | 0 | 15668 |
| FORD MTR CO DEL | COM | 345370860 |  | 176310 | 15160 | SH |  | SOLE |  | 0 | 0 | 15160 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 200070 | 2686 | SH |  | SOLE |  | 0 | 0 | 2686 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 |  | 208390 | 3331 | SH |  | SOLE |  | 0 | 0 | 3331 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 208800 | 4219 | SH |  | SOLE |  | 0 | 0 | 4219 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 209890 | 3588 | SH |  | SOLE |  | 0 | 0 | 3588 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 211040 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| PENN ENTERTAINMENT INC | COM | 707569109 |  | 211730 | 7129 | SH |  | SOLE |  | 0 | 0 | 7129 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 212090 | 3367 | SH |  | SOLE |  | 0 | 0 | 3367 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 218080 | 3062 | SH |  | SOLE |  | 0 | 0 | 3062 |
| ZIM INTEGRATED SHIPPING SERV | SHS | M9T951109 |  | 218230 | 12695 | SH |  | SOLE |  | 0 | 0 | 12695 |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 67092P607 |  | 219090 | 6410 | SH |  | SOLE |  | 0 | 0 | 6410 |
| MCKESSON CORP | COM | 58155Q103 |  | 224320 | 598 | SH |  | SOLE |  | 0 | 0 | 598 |
| TARGET CORP | COM | 87612E106 |  | 228180 | 1531 | SH |  | SOLE |  | 0 | 0 | 1531 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 237310 | 9839 | SH |  | SOLE |  | 0 | 0 | 9839 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 |  | 239140 | 3983 | SH |  | SOLE |  | 0 | 0 | 3983 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 248480 | 3246 | SH |  | SOLE |  | 0 | 0 | 3246 |
| SEMPRA | COM | 816851109 |  | 249580 | 1615 | SH |  | SOLE |  | 0 | 0 | 1615 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 |  | 254080 | 5100 | SH |  | SOLE |  | 0 | 0 | 5100 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 255410 | 525 | SH |  | SOLE |  | 0 | 0 | 525 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 257970 | 7377 | SH |  | SOLE |  | 0 | 0 | 7377 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 258150 | 3088 | SH |  | SOLE |  | 0 | 0 | 3088 |
| ISHARES TR | GLOBAL REIT ETF | 46434V647 |  | 261740 | 11525 | SH |  | SOLE |  | 0 | 0 | 11525 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 269060 | 8813 | SH |  | SOLE |  | 0 | 0 | 8813 |
| STRYKER CORPORATION | COM | 863667101 |  | 277560 | 1135 | SH |  | SOLE |  | 0 | 0 | 1135 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 282270 | 1110 | SH |  | SOLE |  | 0 | 0 | 1110 |
| LOWES COS INC | COM | 548661107 |  | 290700 | 1459 | SH |  | SOLE |  | 0 | 0 | 1459 |
| ISHARES TR | ESG MSCI LEADR | 46435U218 |  | 302640 | 4564 | SH |  | SOLE |  | 0 | 0 | 4564 |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 |  | 312270 | 15551 | SH |  | SOLE |  | 0 | 0 | 15551 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 |  | 316430 | 6422 | SH |  | SOLE |  | 0 | 0 | 6422 |
| FEDEX CORP | COM | 31428X106 |  | 320070 | 1848 | SH |  | SOLE |  | 0 | 0 | 1848 |
| CISCO SYS INC | COM | 17275R102 |  | 328320 | 6892 | SH |  | SOLE |  | 0 | 0 | 6892 |
| VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 |  | 329910 | 6707 | SH |  | SOLE |  | 0 | 0 | 6707 |
| LAM RESEARCH CORP | COM | 512807108 |  | 330360 | 786 | SH |  | SOLE |  | 0 | 0 | 786 |
| ISHARES TR | CORE S ETF | 464287200 |  | 333260 | 867 | SH |  | SOLE |  | 0 | 0 | 867 |
| CATERPILLAR INC | COM | 149123101 |  | 335850 | 1402 | SH |  | SOLE |  | 0 | 0 | 1402 |
| UNION PAC CORP | COM | 907818108 |  | 336710 | 1626 | SH |  | SOLE |  | 0 | 0 | 1626 |
| RH | COM | 74967X103 |  | 336930 | 1261 | SH |  | SOLE |  | 0 | 0 | 1261 |
| HONEYWELL INTL INC | COM | 438516106 |  | 337530 | 1575 | SH |  | SOLE |  | 0 | 0 | 1575 |
| BLACKSTONE INC | COM | 09260D107 |  | 338310 | 4560 | SH |  | SOLE |  | 0 | 0 | 4560 |
| CIGNA CORP NEW | COM | 125523100 |  | 349570 | 1055 | SH |  | SOLE |  | 0 | 0 | 1055 |
| LINDE PLC | SHS | G5494J103 |  | 355990 | 1091 | SH |  | SOLE |  | 0 | 0 | 1091 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 356590 | 4048 | SH |  | SOLE |  | 0 | 0 | 4048 |
| ISHARES TR | GNMA BOND ETF | 46429B333 |  | 374310 | 8604 | SH |  | SOLE |  | 0 | 0 | 8604 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 376620 | 445 | SH |  | SOLE |  | 0 | 0 | 445 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 377260 | 4158 | SH |  | SOLE |  | 0 | 0 | 4158 |
| BANK AMERICA CORP | COM | 060505104 |  | 383280 | 11572 | SH |  | SOLE |  | 0 | 0 | 11572 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 391070 | 1587 | SH |  | SOLE |  | 0 | 0 | 1587 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 393410 | 9528 | SH |  | SOLE |  | 0 | 0 | 9528 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 393740 | 2714 | SH |  | SOLE |  | 0 | 0 | 2714 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 398660 | 4704 | SH |  | SOLE |  | 0 | 0 | 4704 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 |  | 401920 | 2502 | SH |  | SOLE |  | 0 | 0 | 2502 |
| SHOPIFY INC | CL A | 82509L107 |  | 402050 | 11583 | SH |  | SOLE |  | 0 | 0 | 11583 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 402620 | 1512 | SH |  | SOLE |  | 0 | 0 | 1512 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 405070 | 1977 | SH |  | SOLE |  | 0 | 0 | 1977 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 410060 | 4831 | SH |  | SOLE |  | 0 | 0 | 4831 |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 10949T109 |  | 416710 | 66888 | SH |  | SOLE |  | 0 | 0 | 66888 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 418590 | 1219 | SH |  | SOLE |  | 0 | 0 | 1219 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 426060 | 2884 | SH |  | SOLE |  | 0 | 0 | 2884 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 426260 | 7365 | SH |  | SOLE |  | 0 | 0 | 7365 |
| MERCK  CO INC | COM | 58933Y105 |  | 427990 | 3857 | SH |  | SOLE |  | 0 | 0 | 3857 |
| LILLY ELI  CO | COM | 532457108 |  | 443770 | 1213 | SH |  | SOLE |  | 0 | 0 | 1213 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 459830 | 2711 | SH |  | SOLE |  | 0 | 0 | 2711 |
| CVS HEALTH CORP | COM | 126650100 |  | 460290 | 4939 | SH |  | SOLE |  | 0 | 0 | 4939 |
| PFIZER INC | COM | 717081103 |  | 461360 | 9004 | SH |  | SOLE |  | 0 | 0 | 9004 |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 |  | 466100 | 66490 | SH |  | SOLE |  | 0 | 0 | 66490 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 471180 | 11959 | SH |  | SOLE |  | 0 | 0 | 11959 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 489130 | 1279 | SH |  | SOLE |  | 0 | 0 | 1279 |
| NUVEEN DYNAMIC MUN OPPORTUNI | COM SHS | 67079X102 |  | 494150 | 49713 | SH |  | SOLE |  | 0 | 0 | 49713 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 494520 | 933 | SH |  | SOLE |  | 0 | 0 | 933 |
| CION INVT CORP | COM | 17259U204 |  | 504240 | 51717 | SH |  | SOLE |  | 0 | 0 | 51717 |
| ABBOTT LABS | COM | 002824100 |  | 518760 | 4725 | SH |  | SOLE |  | 0 | 0 | 4725 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 538660 | 6470 | SH |  | SOLE |  | 0 | 0 | 6470 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 548070 | 7617 | SH |  | SOLE |  | 0 | 0 | 7617 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 592310 | 9609 | SH |  | SOLE |  | 0 | 0 | 9609 |
| SABRE CORP | COM | 78573M104 |  | 609040 | 98550 | SH |  | SOLE |  | 0 | 0 | 98550 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 637740 | 5288 | SH |  | SOLE |  | 0 | 0 | 5288 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 645230 | 4113 | SH |  | SOLE |  | 0 | 0 | 4113 |
| CAPITAL ONE FINL CORP | COM | 14040H105 |  | 670810 | 7216 | SH |  | SOLE |  | 0 | 0 | 7216 |
| FS KKR CAP CORP | COM | 302635206 |  | 672560 | 38432 | SH |  | SOLE |  | 0 | 0 | 38432 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 692220 | 1257 | SH |  | SOLE |  | 0 | 0 | 1257 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 693600 | 3779 | SH |  | SOLE |  | 0 | 0 | 3779 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 711240 | 14486 | SH |  | SOLE |  | 0 | 0 | 14486 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 |  | 712180 | 21240 | SH |  | SOLE |  | 0 | 0 | 21240 |
| ISHARES TR | ESG SCRD S MID | 46436E551 |  | 713160 | 21741 | SH |  | SOLE |  | 0 | 0 | 21741 |
| SANOFI | SPONSORED ADR | 80105N105 |  | 728440 | 15041 | SH |  | SOLE |  | 0 | 0 | 15041 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 |  | 735020 | 16326 | SH |  | SOLE |  | 0 | 0 | 16326 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 739170 | 6701 | SH |  | SOLE |  | 0 | 0 | 6701 |
| BLACKROCK MUNIYILD QULT FD I | COM | 09254F100 |  | 751620 | 64795 | SH |  | SOLE |  | 0 | 0 | 64795 |
| ORACLE CORP | COM | 68389X105 |  | 751650 | 9196 | SH |  | SOLE |  | 0 | 0 | 9196 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 783040 | 6871 | SH |  | SOLE |  | 0 | 0 | 6871 |
| SALESFORCE INC | COM | 79466L302 |  | 798350 | 6021 | SH |  | SOLE |  | 0 | 0 | 6021 |
| INTEL CORP | COM | 458140100 |  | 799290 | 30242 | SH |  | SOLE |  | 0 | 0 | 30242 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 815960 | 27135 | SH |  | SOLE |  | 0 | 0 | 27135 |
| CHEVRON CORP NEW | COM | 166764100 |  | 865350 | 4821 | SH |  | SOLE |  | 0 | 0 | 4821 |
| COSTAR GROUP INC | COM | 22160N109 |  | 867240 | 11222 | SH |  | SOLE |  | 0 | 0 | 11222 |
| PUBLIC STORAGE | COM | 74460D109 |  | 900830 | 3215 | SH |  | SOLE |  | 0 | 0 | 3215 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 937420 | 2 | SH |  | SOLE |  | 0 | 0 | 2 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 945280 | 27328 | SH |  | SOLE |  | 0 | 0 | 27328 |
| LKQ CORP | COM | 501889208 |  | 979150 | 18333 | SH |  | SOLE |  | 0 | 0 | 18333 |
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 |  | 1008800 | 116759 | SH |  | SOLE |  | 0 | 0 | 116759 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 |  | 1033380 | 8995 | SH |  | SOLE |  | 0 | 0 | 8995 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 1034680 | 15739 | SH |  | SOLE |  | 0 | 0 | 15739 |
| ENVESTNET INC | COM | 29404K106 |  | 1062230 | 17216 | SH |  | SOLE |  | 0 | 0 | 17216 |
| HOME DEPOT INC | COM | 437076102 |  | 1074280 | 3401 | SH |  | SOLE |  | 0 | 0 | 3401 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 1080180 | 3106 | SH |  | SOLE |  | 0 | 0 | 3106 |
| BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 |  | 1092930 | 100917 | SH |  | SOLE |  | 0 | 0 | 100917 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 1113840 | 14331 | SH |  | SOLE |  | 0 | 0 | 14331 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 1120710 | 13588 | SH |  | SOLE |  | 0 | 0 | 13588 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1123060 | 6358 | SH |  | SOLE |  | 0 | 0 | 6358 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1141550 | 7811 | SH |  | SOLE |  | 0 | 0 | 7811 |
| BOEING CO | COM | 097023105 |  | 1144850 | 6010 | SH |  | SOLE |  | 0 | 0 | 6010 |
| NIKE INC | CL B | 654106103 |  | 1147600 | 9808 | SH |  | SOLE |  | 0 | 0 | 9808 |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 |  | 1154960 | 136682 | SH |  | SOLE |  | 0 | 0 | 136682 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 |  | 1161900 | 112369 | SH |  | SOLE |  | 0 | 0 | 112369 |
| ISHARES TR | MSCI GBL SUS DEV | 46435G532 |  | 1185680 | 15026 | SH |  | SOLE |  | 0 | 0 | 15026 |
| 3M CO | COM | 88579Y101 |  | 1192650 | 9945 | SH |  | SOLE |  | 0 | 0 | 9945 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 1276180 | 12936 | SH |  | SOLE |  | 0 | 0 | 12936 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 |  | 1318000 | 26250 | SH |  | SOLE |  | 0 | 0 | 26250 |
| NETFLIX INC | COM | 64110L106 |  | 1319590 | 4475 | SH |  | SOLE |  | 0 | 0 | 4475 |
| STARBUCKS CORP | COM | 855244109 |  | 1339980 | 13508 | SH |  | SOLE |  | 0 | 0 | 13508 |
| PEPSICO INC | COM | 713448108 |  | 1347440 | 7458 | SH |  | SOLE |  | 0 | 0 | 7458 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1381850 | 15574 | SH |  | SOLE |  | 0 | 0 | 15574 |
| WILLIAMS SONOMA INC | COM | 969904101 |  | 1409870 | 12268 | SH |  | SOLE |  | 0 | 0 | 12268 |
| GUGGENHEIM TAXABLE MUNICP BO | COM | 401664107 |  | 1409960 | 86184 | SH |  | SOLE |  | 0 | 0 | 86184 |
| ENBRIDGE INC | COM | 29250N105 |  | 1486490 | 38018 | SH |  | SOLE |  | 0 | 0 | 38018 |
| SHELL PLC | SPON ADS | 780259305 |  | 1550070 | 27218 | SH |  | SOLE |  | 0 | 0 | 27218 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 1556450 | 24030 | SH |  | SOLE |  | 0 | 0 | 24030 |
| AMGEN INC | COM | 031162100 |  | 1567920 | 5970 | SH |  | SOLE |  | 0 | 0 | 5970 |
| AT INC | COM | 00206R102 |  | 1580680 | 85860 | SH |  | SOLE |  | 0 | 0 | 85860 |
| INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 |  | 1617820 | 32710 | SH |  | SOLE |  | 0 | 0 | 32710 |
| BOOKING HOLDINGS INC | COM | 09857L108 |  | 1666160 | 827 | SH |  | SOLE |  | 0 | 0 | 827 |
| BROADCOM INC | COM | 11135F101 |  | 1701600 | 3043 | SH |  | SOLE |  | 0 | 0 | 3043 |
| AIRBNB INC | COM CL A | 009066101 |  | 1705430 | 19947 | SH |  | SOLE |  | 0 | 0 | 19947 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 |  | 1728740 | 10432 | SH |  | SOLE |  | 0 | 0 | 10432 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 1737560 | 34661 | SH |  | SOLE |  | 0 | 0 | 34661 |
| UNILEVER PLC | SPON ADR NEW | 904767704 |  | 1860870 | 36959 | SH |  | SOLE |  | 0 | 0 | 36959 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 1916190 | 7922 | SH |  | SOLE |  | 0 | 0 | 7922 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 1924530 | 20335 | SH |  | SOLE |  | 0 | 0 | 20335 |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 67092P508 |  | 1935920 | 65073 | SH |  | SOLE |  | 0 | 0 | 65073 |
| ABBVIE INC | COM | 00287Y109 |  | 2124360 | 13145 | SH |  | SOLE |  | 0 | 0 | 13145 |
| BLACKROCK MUNIASSETS FD INC | COM | 09254J102 |  | 2154360 | 199109 | SH |  | SOLE |  | 0 | 0 | 199109 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 2199980 | 24094 | SH |  | SOLE |  | 0 | 0 | 24094 |
| COCA COLA CO | COM | 191216100 |  | 2327840 | 36595 | SH |  | SOLE |  | 0 | 0 | 36595 |
| NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 |  | 2349990 | 212284 | SH |  | SOLE |  | 0 | 0 | 212284 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 2378350 | 28047 | SH |  | SOLE |  | 0 | 0 | 28047 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 2407370 | 5274 | SH |  | SOLE |  | 0 | 0 | 5274 |
| MCDONALDS CORP | COM | 580135101 |  | 2438650 | 9254 | SH |  | SOLE |  | 0 | 0 | 9254 |
| DISNEY WALT CO | COM | 254687106 |  | 2572030 | 29604 | SH |  | SOLE |  | 0 | 0 | 29604 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 2594370 | 17118 | SH |  | SOLE |  | 0 | 0 | 17118 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 2624860 | 79831 | SH |  | SOLE |  | 0 | 0 | 79831 |
| TESLA INC | COM | 88160R101 |  | 2639720 | 21430 | SH |  | SOLE |  | 0 | 0 | 21430 |
| VISA INC | COM CL A | 92826C839 |  | 2649530 | 12753 | SH |  | SOLE |  | 0 | 0 | 12753 |
| NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 |  | 2655230 | 215872 | SH |  | SOLE |  | 0 | 0 | 215872 |
| PIMCO CALIF MUN INCOME FD | COM | 72200N106 |  | 2709630 | 179803 | SH |  | SOLE |  | 0 | 0 | 179803 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 2715280 | 20248 | SH |  | SOLE |  | 0 | 0 | 20248 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2971270 | 24691 | SH |  | SOLE |  | 0 | 0 | 24691 |
| VANGUARD WORLD FD | ESG US STK ETF | 921910733 |  | 3448110 | 52355 | SH |  | SOLE |  | 0 | 0 | 52355 |
| MICROSOFT CORP | COM | 594918104 |  | 5289850 | 22058 | SH |  | SOLE |  | 0 | 0 | 22058 |
| AMAZON COM INC | COM | 023135106 |  | 5323440 | 63374 | SH |  | SOLE |  | 0 | 0 | 63374 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 |  | 5487020 | 160252 | SH |  | SOLE |  | 0 | 0 | 160252 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 5850870 | 66314 | SH |  | SOLE |  | 0 | 0 | 66314 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 6045560 | 19571 | SH |  | SOLE |  | 0 | 0 | 19571 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 |  | 6052730 | 81234 | SH |  | SOLE |  | 0 | 0 | 81234 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 |  | 7313400 | 76356 | SH |  | SOLE |  | 0 | 0 | 76356 |
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 |  | 10991820 | 161621 | SH |  | SOLE |  | 0 | 0 | 161621 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 13669510 | 311237 | SH |  | SOLE |  | 0 | 0 | 311237 |
| APPLE INC | COM | 037833100 |  | 17488930 | 134603 | SH |  | SOLE |  | 0 | 0 | 134603 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 23763560 | 366100 | SH |  | SOLE |  | 0 | 0 | 366100 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 26922710 | 191798 | SH |  | SOLE |  | 0 | 0 | 191798 |

---