# EDGAR Filing Document

**Accession Number:** 0001711200
**File Stem:** 0001711200-23-000001
**Filing Date:** 2023-2
**Character Count:** 41908
**Document Hash:** 330c51f51848f08592fa7f53bf622304
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001711200-23-000001.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001711200-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HGC Investment Management Inc.
- **CENTRAL INDEX KEY:** 0001711200
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** A6
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18120
- **FILM NUMBER:** 23623673

**BUSINESS ADDRESS:**
- **STREET 1:** 1073 YONGE ST
- **STREET 2:** 2ND FLOOR
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M4W 2L2
- **BUSINESS PHONE:** 6477762200

**MAIL ADDRESS:**
- **STREET 1:** 1073 YONGE ST
- **STREET 2:** 2ND FLOOR
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M4W 2L2

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HGC Investment Management Inc.<br>**Address:** 1073 YONGE ST<br>2ND FLOOR<br>TORONTO, A6 M4W 2L2

**Form 13F File Number:** 028-18120

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Stuart Grant<br>**Title:** CCO<br>**Phone:** 6477762194

**Signature, Place, and Date of Signing:**

Stuart Grant  Toronto, A6  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 343

**Form 13F Information Table Value Total:** $1315803

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 10X Capital Venture Acquisition Corp III | UNIT 99/99/9999 | G87077122 |  | 10090 | 1000000 | SH |  | SOLE |  | 1000000 | 0 | 0 |
| 7 ACQUISITION CORP | UNIT 11/05/2026 | G80694121 |  | 2022 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| 7GC  CO HOLDINGS INC -CL A | COM CL A | 81786A107 |  | 8689 | 875000 | SH |  | SOLE |  | 875000 | 0 | 0 |
| ACCRETION ACQUISITION CORP | COM | 00438Y107 |  | 1988 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ACHARI VENTURES HOLDINGS COR | COM | 00444X101 |  | 5010 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ADVANCED MERGER PARTNERS I-A | COM CL A | 00777J109 |  | 873 | 88709 | SH |  | SOLE |  | 88709 | 0 | 0 |
| AF ACQUISITION CORP | UNIT 03/23/2028 | 001040203 |  | 343 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | UNIT 99/99/9999 | G01109118 |  | 883 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| AGILE GROWTH CORP | UNIT 03/09/2026 | G01202129 |  | 1488 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ANDRETTI ACQUISITION CORP-A | CL A ORD SHS | G26735103 |  | 159 | 15813 | SH |  | SOLE |  | 15813 | 0 | 0 |
| APEIRON CAPITAL INVESTMENT C | UNIT 99/99/9999 | 03752A200 |  | 3009 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| APOLLO STRATEGIC GROWTH-CL A | SHS CL A | G0412A102 |  | 1141 | 115651 | SH |  | SOLE |  | 115651 | 0 | 0 |
| APX ACQUISITION CORP I | UNIT 12/07/2026 | G0440J117 |  | 1010 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ARBOR RAPHA CAPITAL BIOHOLDI | UNIT 10/31/2028 | 03881F203 |  | 6054 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUISIT-A | SHS CL A | G0477L100 |  | 5946 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUISITION | UNIT 99/99/9999 | G0477L118 |  | 2971 | 299800 | SH |  | SOLE |  | 299800 | 0 | 0 |
| ARGUS CAPITAL CORP | UNIT 08/31/2028 | 04026L204 |  | 4048 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| ARGUS CAPITAL CORP-CL A | CLASS A COM | 04026L105 |  | 2513 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| ARISZ ACQUISITION CORP | UNIT 11/17/2026 | 040450207 |  | 1491 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | UNIT 01/29/2026 | 04282M201 |  | 16519 | 1683927 | SH |  | SOLE |  | 1683927 | 0 | 0 |
| ARTEMIS STRATEGIC INVES-CL A | COM CL A | 04303A103 |  | 5694 | 572275 | SH |  | SOLE |  | 572275 | 0 | 0 |
| ARTEMIS STRATEGIC INVESTMENT | UNIT 09/30/2026 | 04303A202 |  | 249 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| ASCENDANT DIGITAL ACQUISITIO | UNIT 99/99/9999 | G05157121 |  | 5075 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| ATHENA CONSUMER ACQU CORP | UNIT 99/99/9999 | 04684M205 |  | 8040 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| ATLAS CREST INVESTMENT CORP | UNIT 99/99/9999 | 049287204 |  | 7380 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| AUSTERLITZ ACQUISITION COR-A | COM CL A | G0633U101 |  | 109271 | 11138785 | SH |  | SOLE |  | 11138785 | 0 | 0 |
| AUSTERLITZ ACQUISITION COR-A | SHS CL A | G0633D109 |  | 34 | 3462 | SH |  | SOLE |  | 3462 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISITION | UNIT 10/31/2027 | G06607116 |  | 1490 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| AVISTA PUBLIC ACQUIS-CLASS A | CLASS A ORD SHS | G07247102 |  | 6880 | 674166 | SH |  | SOLE |  | 674166 | 0 | 0 |
| BANNER ACQUISITION CORP | UNIT 09/07/2026 | 06654K200 |  | 11755 | 1185000 | SH |  | SOLE |  | 1185000 | 0 | 0 |
| BANNER ACQUISITION CORP | CLASS A COM | 06654K101 |  | 2970 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BEARD ENERGY TRANSITION ACQU | UNIT 99/99/9999 | 07402Q200 |  | 1506 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| BIG SKY GROWTH PARTNERS IN-A | CLASS A COM | 08954L102 |  | 1273 | 130154 | SH |  | SOLE |  | 130154 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | UNIT 12/02/2026 | G11217109 |  | 5020 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | UNIT 99/99/9999 | 09216A207 |  | 1624 | 161400 | SH |  | SOLE |  | 161400 | 0 | 0 |
| BLACKSKY TECHNOLOGY INC | COM CL A | 09263B108 |  | 30 | 19911 | SH |  | SOLE |  | 19911 | 0 | 0 |
| BLOCKCHAIN COINVESTORS -CL A | CLASS A ORD | G11765107 |  | 11592 | 1150000 | SH |  | SOLE |  | 1150000 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | UNIT 01/10/2027 | 11125B201 |  | 3273 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU- CL A | CL A COMMON STK | 143636108 |  | 3387 | 340064 | SH |  | SOLE |  | 340064 | 0 | 0 |
| CARNEY TECHNOLOGY ACQUISITIO | UNIT 12/10/2025 | 143636207 |  | 10822 | 1088726 | SH |  | SOLE |  | 1088726 | 0 | 0 |
| CARTESIAN GROWTH CORP-A | CL A SHS | G19276107 |  | 143 | 14396 | SH |  | SOLE |  | 14396 | 0 | 0 |
| CASCADIA ACQUISITION CO-CL A | CLASS A COM | 14739D100 |  | 4915 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| CATALYST PARTNERS ACQ-A | CLASS A ORD SHS | G19550105 |  | 18752 | 1905668 | SH |  | SOLE |  | 1905668 | 0 | 0 |
| CATCHA INVESTMENT CORP | UNIT 99/99/9999 | G1962Y128 |  | 3469 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| CF ACQUISITION CORP IV | UNIT 12/31/2027 | 12520T201 |  | 23856 | 2400000 | SH |  | SOLE |  | 2400000 | 0 | 0 |
| CF ACQUISITION CORP VIII-A | CLASS A COM | 12520C109 |  | 1538 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| CIIG CAPITAL PARTNERS II-A | COM CL A | 12561U109 |  | 1934 | 194731 | SH |  | SOLE |  | 194731 | 0 | 0 |
| CLASS ACCELERATION CORP | UNIT 99/99/9999 | 18274B205 |  | 1970 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| COMPUTE HEALTH ACQUISITION-A | COM CL A | 204833107 |  | 83844 | 8494857 | SH |  | SOLE |  | 8494857 | 0 | 0 |
| CONCORD ACQUISITION CORP -A | COM CL A | 20607U108 |  | 767 | 79166 | SH |  | SOLE |  | 79166 | 0 | 0 |
| CONSTELLATION ACQUISITION CO | UNIT 99/99/9999 | G2R18K121 |  | 9607 | 968478 | SH |  | SOLE |  | 968478 | 0 | 0 |
| CONX CORP-CLASS A SHARES | COM CL A | 212873103 |  | 18450 | 1845909 | SH |  | SOLE |  | 1845909 | 0 | 0 |
| CONYERS PARK III ACQUISITI-A | CLASS A COM | 21289P102 |  | 8871 | 912702 | SH |  | SOLE |  | 912702 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | UNIT 01/01/2027 | G2425N121 |  | 2623 | 263667 | SH |  | SOLE |  | 263667 | 0 | 0 |
| CORNER GROWTH ACQUISITION-A | CL A SHS | G2425N105 |  | 13453 | 1350000 | SH |  | SOLE |  | 1350000 | 0 | 0 |
| CRESCENT COVE ACQUISITION-A | CL A SHS | G2554Y104 |  | 348 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| CRESCERA CAPITAL ACQUISITION | UNIT 11/18/2026 | G26507122 |  | 3009 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | UNIT 99/99/9999 | 23305Q205 |  | 2591 | 263289 | SH |  | SOLE |  | 263289 | 0 | 0 |
| D AND Z MEDIA ACQUISITION-A | COM CL A | 23305Q106 |  | 987 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| DECARBONIZATION PLUS ACQUI-A | COM CL A | G2773W103 |  | 5020 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUIS-CLA | CL A SHS | G27029100 |  | 141 | 14185 | SH |  | SOLE |  | 14185 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUISITIO | UNIT 01/04/2026 | G27029126 |  | 1491 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| DHB CAPITAL CORP | UNIT 03/31/2028 | 23291W208 |  | 2946 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| DHC ACQUISITION CORP-A | CLASS A ORD SHS | G2758T109 |  | 16225 | 1640509 | SH |  | SOLE |  | 1640509 | 0 | 0 |
| DIGITAL TRANSFORMATION OPPOR | UNIT 03/31/2028 | 25401K206 |  | 9066 | 924157 | SH |  | SOLE |  | 924157 | 0 | 0 |
| DIRECT SELLING ACQUISITION C | UNIT 99/99/9999 | 25460L202 |  | 2966 | 293100 | SH |  | SOLE |  | 293100 | 0 | 0 |
| DIRECT SELLING ACQUISITION-A | CL A COM | 25460L103 |  | 3039 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| DMY SQUARED TECHNOLOGY GROUP | UNIT 99/99/9999 | 233276203 |  | 500 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 2490 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| DTRT HEALTH ACQ CORP-A | COM CL A | 23344T103 |  | 2032 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| EG ACQUISITION CORP | UNIT 99/99/9999 | 26846A209 |  | 13783 | 1406383 | SH |  | SOLE |  | 1406383 | 0 | 0 |
| EG ACQUISITION CORP-A | COM CL A | 26846A100 |  | 1702 | 174000 | SH |  | SOLE |  | 174000 | 0 | 0 |
| ENTERPRISE 4.0 TECHNOLOGY AC | UNIT 10/14/2026 | G3137C122 |  | 3444 | 340300 | SH |  | SOLE |  | 340300 | 0 | 0 |
| ENTERPRISE 4.0 TECHNOLOGY AC | CLASS A ORD SHS | G3137C106 |  | 9485 | 940000 | SH |  | SOLE |  | 940000 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQ-CL A | COM CL A | 29429X109 |  | 16944 | 1715000 | SH |  | SOLE |  | 1715000 | 0 | 0 |
| ESGEN ACQUISITION CORP-A | SHS CL A | G3R95N103 |  | 6084 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ESM ACQUISITION CORP | UNIT 99/99/9999 | G3195H120 |  | 3968 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| EUCRATES BIOMEDICAL ACQUISIT | UNIT 10/23/2027 | G3141W114 |  | 793 | 79150 | SH |  | SOLE |  | 79150 | 0 | 0 |
| EVE MOBILITY ACQUISITION C-A | CL A ORD SHS | G3218G109 |  | 3027 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| EVE MOBILITY ACQUISITION COR | UNIT 99/99/9999 | G3218G125 |  | 7997 | 794135 | SH |  | SOLE |  | 794135 | 0 | 0 |
| EXECUTIVE NETWORK PARTNER-A | CL A | 30158L100 |  | 104 | 10429 | SH |  | SOLE |  | 10429 | 0 | 0 |
| FIGURE ACQUISITION CORP I | UNIT 99/99/9999 | 302438205 |  | 1625 | 165000 | SH |  | SOLE |  | 165000 | 0 | 0 |
| FIGURE ACQUISITION CORP I -A | COM CL A | 302438106 |  | 8592 | 872306 | SH |  | SOLE |  | 872306 | 0 | 0 |
| FINTECH ACQUISITION CORP VI | UNIT 06/24/2026 | 31811H205 |  | 4965 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| FINTECH EVOLUTION ACQUISITIO | UNIT 99/99/9999 | G3R19A112 |  | 1980 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | UNIT 10/28/2026 | 34417L208 |  | 3511 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| FOREST ROAD ACQUISITION CORP | UNIT 99/99/9999 | 34619V202 |  | 1966 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| FORTISTAR SUSTAINABLE SOLU-A | COM CL A | 34962M106 |  | 2126 | 215000 | SH |  | SOLE |  | 215000 | 0 | 0 |
| FORTRESS VALUE ACQUISITIN IV | UNIT 03/31/2028 | 34964K207 |  | 3932 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| FREEDOM ACQUISITION I CORP-A | SHS CL A | G3663X110 |  | 2653 | 267800 | SH |  | SOLE |  | 267800 | 0 | 0 |
| FRONTIER ACQUISITION CORP | UNIT 03/01/2026 | G36826116 |  | 1278 | 128728 | SH |  | SOLE |  | 128728 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | UNIT 02/28/2026 | G3728Y129 |  | 4965 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| FTAC PARNASSUS ACQUISITION C | UNIT 03/10/2026 | 30319B207 |  | 14760 | 1500000 | SH |  | SOLE |  | 1500000 | 0 | 0 |
| FTAC ZEUS ACQUISITION CORP | UNIT 04/15/2026 | 30320F205 |  | 4960 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| FUSION ACQUISITION CORP II | UNIT 02/29/2028 | 36118N201 |  | 16119 | 1639759 | SH |  | SOLE |  | 1639759 | 0 | 0 |
| GAMING  HOSPITALITY ACQUISI | UNIT 02/04/2028 | 364681205 |  | 3948 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| GENESIS GROWTH TECH ACQUIS-A | CLASS A ORD SHS | G3R23D102 |  | 2024 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GENESIS GROWTH TECH ACQUISIT | UNIT 99/99/9999 | G3R23D110 |  | 5107 | 499200 | SH |  | SOLE |  | 499200 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | UNIT 99/99/9999 | G9461B127 |  | 5090 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| GORES TECHNOLOGY PRTNR II-A | CLASS A COM | 38287L107 |  | 1473 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| GREEN VISOR FINANCIAL TECHNO | UNIT 11/08/2026 | G4166K118 |  | 2032 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| GROUP NINE ACQUISITION CORP | UNIT 01/15/2026 | 39947R203 |  | 2958 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| GROWTH FOR GOOD ACQUISITION | CLASS A ORD SHS | G41522106 |  | 9809 | 993774 | SH |  | SOLE |  | 993774 | 0 | 0 |
| GROWTH FOR GOOD ACQUISIT-RTS | RIGHT 11/12/2026 | G41522130 |  | 9 | 93774 | SH |  | SOLE |  | 93774 | 0 | 0 |
| GSR II METEORA ACQUISIT -RTS | RIGHT 02/24/2027 | 36263W113 |  | 24 | 18750 | SH |  | SOLE |  | 18750 | 0 | 0 |
| GSR II METEORA ACQUISIT-CL A | CLASS A COM | 36263W105 |  | 497 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| GSR II METEORA ACQUISITION C | UNIT 02/24/2027 | 36263W204 |  | 27744 | 2746937 | SH |  | SOLE |  | 2746937 | 0 | 0 |
| HEALTH ASSURANCE ACQUISITION | UNIT 99/99/9999 | 42226W208 |  | 892 | 89416 | SH |  | SOLE |  | 89416 | 0 | 0 |
| HEALTHCARE SERVICES ACQUI-A | COM CL A | 42227K104 |  | 6951 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| HEALTHCARE SERVICES ACQUISIT | UNIT 11/18/2023 | 42227K203 |  | 2976 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| HEARTLAND MEDIA ACQUISITION | UNIT 99/99/9999 | 42237V207 |  | 1099 | 110000 | SH |  | SOLE |  | 110000 | 0 | 0 |
| HIG ACQUISITION CORP-CLASS A | COM CL A | G44898107 |  | 10917 | 1088409 | SH |  | SOLE |  | 1088409 | 0 | 0 |
| HORIZON ACQUIS CORP II -CL A | SHS CL A | G46044106 |  | 441 | 44139 | SH |  | SOLE |  | 44139 | 0 | 0 |
| HUDSON EXECUTIVE INVESTMENT | UNIT 01/31/2027 | 443760202 |  | 2397 | 242954 | SH |  | SOLE |  | 242954 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | UNIT 99/99/9999 | G4712C123 |  | 6092 | 600200 | SH |  | SOLE |  | 600200 | 0 | 0 |
| INCEPTION GROWTH ACQUISITION | COMMON STOCK | 45333D104 |  | 1485 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INDUSTRIAL TECH ACQUISITIONS | UNIT 03/31/2028 | 45635R207 |  | 1499 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INFINITE ACQUISITION CO-CL A | CL A ORD SHS | G48028107 |  | 1497 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| INFLECTION POINT ACQUISITI-A | CLASS A ORD | G47874121 |  | 11394 | 1160236 | SH |  | SOLE |  | 1160236 | 0 | 0 |
| INNOVATIVE INTERNATIONAL ACQ | UNIT 10/26/2026 | G4809M117 |  | 8128 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| INSU ACQUISITION CORP III | UNIT 12/31/2026 | 457817302 |  | 10427 | 1050000 | SH |  | SOLE |  | 1050000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | UNIT 05/31/2028 | 45827K200 |  | 2478 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| INTEGRAL ACQUISITION CORP-A | CLASS A COM | 45827K101 |  | 3960 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| INTEGRATED RAIL AND -CLASS A | CL A COM | 45827R106 |  | 5025 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| INTEGRATED RAIL AND RESOURCE | UNIT 99/99/9999 | 45827R205 |  | 5035 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| INTELLIGENT MEDICINE ACQUISI | UNIT 11/05/2026 | 45828D205 |  | 8112 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| INTERPRIVATE IV INFRATECH | UNIT 03/05/2026 | 46064T201 |  | 3924 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| INVESTCORP EUROPE ACQUISI-A | CLASS A ORD SHS | G4923T105 |  | 4471 | 442192 | SH |  | SOLE |  | 442192 | 0 | 0 |
| INVESTCORP INDIA ACQUISITION | UNIT 06/01/2028 | G49219119 |  | 6976 | 691369 | SH |  | SOLE |  | 691369 | 0 | 0 |
| IX ACQUISITION CORP | UNIT 07/31/2028 | G5000D129 |  | 996 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| JACK CREEK INVESTMENT C-CL A | CL A SHS | G4989X115 |  | 746 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | UNIT 10/01/2023 | G4989X107 |  | 1588 | 158329 | SH |  | SOLE |  | 158329 | 0 | 0 |
| JOFF FINTECH ACQ CORP-A | COM CL A | 46592C100 |  | 10315 | 1047256 | SH |  | SOLE |  | 1047256 | 0 | 0 |
| JUNIPER II CORP -CLASS A | CL A COM | 48203N103 |  | 4496 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| JUPITER WELLNESS ACQUIS-CL A | CLASS A COM | 48208E108 |  | 2508 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| KAIROS ACQUISITION CORP | UNIT 99/99/9999 | G52110122 |  | 3234 | 325000 | SH |  | SOLE |  | 325000 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | UNIT 09/15/2026 | G52131102 |  | 505 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | UNIT 99/99/9999 | G5251K111 |  | 1426 | 141032 | SH |  | SOLE |  | 141032 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | UNIT 99/99/9999 | G5259L111 |  | 2234 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | UNIT 09/15/2028 | 49436K205 |  | 3577 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| KKR ACQUISITION HOLDINGS I-A | COM CLASS A | 48253T109 |  | 3067 | 311648 | SH |  | SOLE |  | 311648 | 0 | 0 |
| KL ACQUISITION CORP | UNIT 99/99/9999 | 49837C208 |  | 3960 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | UNIT 05/01/2025 | 51477A203 |  | 1476 | 149648 | SH |  | SOLE |  | 149648 | 0 | 0 |
| LATAMGROWTH SPAC | UNIT 01/20/2027 | G5380L113 |  | 2020 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | UNIT 99/99/9999 | G54035129 |  | 2480 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| LEAD EDGE GROWTH OPPORTUNITI | UNIT 04/01/2026 | G54085124 |  | 126 | 12743 | SH |  | SOLE |  | 12743 | 0 | 0 |
| LEFTERIS ACQUISITION CORP -A | COM CL A | 52470X109 |  | 3692 | 369184 | SH |  | SOLE |  | 369184 | 0 | 0 |
| LEO HOLDINGS CORP II | UNIT 99/99/9999 | G5463R110 |  | 4975 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| LEO HOLDINGS CORP II-CLASS A | COM CL A | G5463R102 |  | 1494 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| LERER HIPPEAU ACQUISITION-A | CL A | 526749106 |  | 4915 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| M3-BRIGADE ACQUISITION -CL A | CL A COM | 55407R103 |  | 14364 | 1425000 | SH |  | SOLE |  | 1425000 | 0 | 0 |
| M3-BRIGADE ACQUISITION II-A | COM CL A | 553800103 |  | 1472 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| MARBLEGATE ACQUISITION COR-A | COM CL A | 56608A105 |  | 6965 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| MARBLEGATE ACQUISITION CORP | UNIT 08/31/2028 | 56608A204 |  | 8012 | 807700 | SH |  | SOLE |  | 807700 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | UNIT 99/99/9999 | G58411128 |  | 66 | 6616 | SH |  | SOLE |  | 6616 | 0 | 0 |
| MARLIN TECHNOLOGY CORP-A | CL A SHS | G58411102 |  | 12978 | 1304343 | SH |  | SOLE |  | 1304343 | 0 | 0 |
| MASON INDUSTRIAL TECHN-CL A | COM CL A | 57520Y106 |  | 9 | 925 | SH |  | SOLE |  | 925 | 0 | 0 |
| MCLAREN TECHNOLOGY ACQUISITI | UNIT 11/01/2026 | 58176U208 |  | 4056 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| MERCATO PARTNERS ACQUISITION | UNIT 10/29/2026 | 58759A207 |  | 4000 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| MISSION ADVANCEMENT CORP | UNIT 99/99/9999 | 60501L200 |  | 8618 | 878491 | SH |  | SOLE |  | 878491 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | COM | 61240F108 |  | 4674 | 460000 | SH |  | SOLE |  | 460000 | 0 | 0 |
| MONUMENT CIRCLE ACQUISITION | UNIT 01/14/2026 | 61531M200 |  | 5928 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITION | UNIT 11/04/2026 | G6301J120 |  | 2044 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| MSD ACQUISITION CORP | UNIT 03/25/2026 | G5709C117 |  | 1069 | 108000 | SH |  | SOLE |  | 108000 | 0 | 0 |
| NAUTICUS ROBOTICS INC | COM | 63911H108 |  | 0 | 0 | SH |  | SOLE |  | 0 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | UNIT 02/01/2026 | G6529L113 |  | 994 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | UNIT 10/20/2026 | G6448C111 |  | 5080 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| NIGHTDRAGON ACQUISITION CO-A | CLASS A COM | 65413D105 |  | 9 | 926 | SH |  | SOLE |  | 926 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | UNIT 01/31/2028 | G6546R127 |  | 2237 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | COM | 66718N103 |  | 1988 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| NORTHVIEW ACQUISITION CO-RTS | RIGHT 99/99/9999 | 66718N129 |  | 6 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ONE EQUITY PARTNERS OPEN WAT | UNIT 01/14/2026 | 68237L204 |  | 6163 | 625000 | SH |  | SOLE |  | 625000 | 0 | 0 |
| ONYX ACQUISITION CO I-CL A | SHS CL A | G6755Q109 |  | 3542 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ORION ACQUISITION CORP | UNIT 02/19/2026 | 68626A207 |  | 2949 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| PAPAYA GROWTH OPPORTUNITY CO | UNIT 12/31/2028 | 69882P201 |  | 13497 | 1345632 | SH |  | SOLE |  | 1345632 | 0 | 0 |
| PATRIA LATIN AMERICAN OPPORT | CLASS A ORD SHS | G69454109 |  | 4072 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| PEGASUS DIGITAL MOBILITY A-A | CL A ORD SHS | G69768102 |  | 10793 | 1075000 | SH |  | SOLE |  | 1075000 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | UNIT 99/99/9999 | G7008B113 |  | 1671 | 168333 | SH |  | SOLE |  | 168333 | 0 | 0 |
| PERIPHAS CAPITAL PARTNERING | UNIT 99/99/9999 | 713895209 |  | 2477 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| PHOENIX BIOTECH ACQUISI-CL A | CLASS A COM | 71902K105 |  | 5045 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| PONTEM CORP | UNIT 99/99/9999 | G71707114 |  | 2985 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| PONTEM CORP-CLASS A | SHS CL A | G71707106 |  | 6461 | 650000 | SH |  | SOLE |  | 650000 | 0 | 0 |
| PORTAGE FINTECH ACQUISITIO-A | CLASS A ORD SHS | G7185D106 |  | 434 | 44270 | SH |  | SOLE |  | 44270 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | UNIT 99/99/9999 | 737465203 |  | 4860 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| POWERED BRANDS | UNIT 99/99/9999 | G7209M124 |  | 3320 | 333000 | SH |  | SOLE |  | 333000 | 0 | 0 |
| POWERUP ACQUISITION CORP | UNIT 02/18/2032 | G7207P111 |  | 2030 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | UNIT 99/99/9999 | 74275N201 |  | 2458 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PROGRESS ACQUISITION CORP | UNIT 12/25/2025 | 74327P204 |  | 2505 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PROSPECTOR CAPITAL CORP-CL A | CL A | G7273A105 |  | 3713 | 372770 | SH |  | SOLE |  | 372770 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP-A | CL A ORD SHS | G7308P101 |  | 3553 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | COM | 758083109 |  | 4320 | 435000 | SH |  | SOLE |  | 435000 | 0 | 0 |
| REVOLUTION HEALTHCARE ACQUIS | UNIT 03/18/20266 | 76155Y207 |  | 309 | 31509 | SH |  | SOLE |  | 31509 | 0 | 0 |
| RF ACQUISITION CORP - CL A | CLASS A COM | 74954L104 |  | 2611 | 264500 | SH |  | SOLE |  | 264500 | 0 | 0 |
| RIGEL RESOURCE ACQUISIT-CL A | CL A ORD SHS | G7573M106 |  | 4141 | 410400 | SH |  | SOLE |  | 410400 | 0 | 0 |
| ROMEO POWER INC | COM | 776153108 |  | 304 | 760772 | SH |  | SOLE |  | 760772 | 0 | 0 |
| SANABY HEALTH ACQ CORP - A | CL A COM | 79956P102 |  | 4301 | 425000 | SH |  | SOLE |  | 425000 | 0 | 0 |
| SARISSA CAPITAL ACQUISITI-A | CL A COM | G7823W102 |  | 6017 | 601653 | SH |  | SOLE |  | 601653 | 0 | 0 |
| SCIENCE STRATEGIC ACQUISITI | UNIT 01/20/2026 | 808641203 |  | 4945 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| SCION TECH GROWTH I | UNIT 12/17/2025 | G31067120 |  | 3556 | 357000 | SH |  | SOLE |  | 357000 | 0 | 0 |
| SCION TECH GROWTH I-CLASS A | CL A SHS | G31067104 |  | 8233 | 825000 | SH |  | SOLE |  | 825000 | 0 | 0 |
| SCP  CO HEALTHCARE ACQUISIT | UNIT 10/27/2025 | 784065203 |  | 3944 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| SCREAMING EAGLE ACQ -CLASS A | CLASS A ORD SHS | G79407105 |  | 3 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| SCREAMING EAGLE ACQUISITION | UNIT 01/05/2027 | G79407113 |  | 7679 | 787567 | SH |  | SOLE |  | 787567 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | UNIT 11/04/2026 | G8028L123 |  | 11669 | 1150780 | SH |  | SOLE |  | 1150780 | 0 | 0 |
| SENIOR CONNECT ACQUISITION-A | COM CL A | 81723H108 |  | 3749 | 377022 | SH |  | SOLE |  | 377022 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQU-A | CL A COM | 82537G104 |  | 4514 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| SIERRA LAKE ACQUISITION CO-A | CLASS A COM | 826332108 |  | 6006 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| SIERRA LAKE ACQUISITION CORP | UNIT 03/31/2028 | 826332207 |  | 9506 | 950625 | SH |  | SOLE |  | 950625 | 0 | 0 |
| SIMON PROPERTY GROUP ACQUI-A | COM CL A | 82880R103 |  | 2018 | 204886 | SH |  | SOLE |  | 204886 | 0 | 0 |
| SIZZLE ACQUISITION CORP | UNIT 11/02/2026 | 83014E208 |  | 4020 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| SLAM CORP | UNIT 99/99/9999 | G8210L113 |  | 1487 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| SOAR TECHNOLOGY ACQUISITION | UNIT 99/99/9999 | G82472104 |  | 7189 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISITIO-A | COM CL A | 83363K102 |  | 1475 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| SOCIAL LEVERAGE ACQUISITION | UNIT 99/99/9999 | 83363K201 |  | 897 | 91100 | SH |  | SOLE |  | 91100 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | UNIT 02/25/2027 | G8274F127 |  | 7665 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | UNIT 99/99/9999 | 84465L204 |  | 10214 | 1016292 | SH |  | SOLE |  | 1016292 | 0 | 0 |
| SPINDLETOP HEALTH ACQUISITIO | UNIT 11/04/2026 | 84854Q202 |  | 2523 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SPORTSTEK ACQUISITION CORP | UNIT 02/16/2028 | 849196209 |  | 2216 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | UNIT 99/99/9999 | G8465L123 |  | 7939 | 789205 | SH |  | SOLE |  | 789205 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | UNIT 03/05/2026 | 86309R206 |  | 247 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| SUMMIT HEALTHCARE ACQUISITIO | UNIT 06/03/2026 | G8566R128 |  | 99 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| SUSTAINABLE DEVELOPMENT AC-A | COM CL A | 86934L103 |  | 2460 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SVF INVESTMENT CORP 2-CLS A | CL A SHS | G8601M100 |  | 2480 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| SVF INVESTMENT CORP | UNIT 12/20/2025 | G8601L110 |  | 3400 | 340700 | SH |  | SOLE |  | 340700 | 0 | 0 |
| SVF INVESTMENT CORP-CL A | CL A SHS | G8601L102 |  | 4980 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| TB SA ACQUISITION CORP -A | CLASS A ORD SHS | G8657L105 |  | 5 | 469 | SH |  | SOLE |  | 469 | 0 | 0 |
| THRIVE ACQUISITION CORP | UNIT 10/31/2028 | G7158C127 |  | 4056 | 400000 | SH |  | SOLE |  | 400000 | 0 | 0 |
| THUNDER BRIDGE CAPITAL PARTN | UNIT 02/15/2028 | 88605T209 |  | 3349 | 340000 | SH |  | SOLE |  | 340000 | 0 | 0 |
| TIO TECH A | UNIT 04/12/2028 | G8T10C122 |  | 2573 | 259145 | SH |  | SOLE |  | 259145 | 0 | 0 |
| TIO TECH A- CLASS A | CLASS A ORD SHS | G8T10C106 |  | 4 | 398 | SH |  | SOLE |  | 398 | 0 | 0 |
| TISHMAN SPEYER INNOVATI-CL A | COM CL A | 88825H100 |  | 414 | 42000 | SH |  | SOLE |  | 42000 | 0 | 0 |
| TISHMAN SPEYER INNOVATION CO | UNIT 02/11/2026 | 88825H209 |  | 934 | 94725 | SH |  | SOLE |  | 94725 | 0 | 0 |
| TLG ACQUISITION ONE CORP | UNIT 99/99/9999 | 87257M207 |  | 5395 | 547200 | SH |  | SOLE |  | 547200 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION-A | SHS CL A | G8956E109 |  | 185 | 18800 | SH |  | SOLE |  | 18800 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUISITI | UNIT 99/99/9999 | G9151L112 |  | 4955 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| TWO - CLASS A | COM CL A | G9152V101 |  | 5791 | 585469 | SH |  | SOLE |  | 585469 | 0 | 0 |
| TZP STRATEGIES ACQUISITION | UNIT 01/06/2026 | G91595127 |  | 4970 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| UTS ATLANTIC COASTAL ACQUISITION CORP II | UNIT 01/13/2027 | 04845A207 |  | 23740 | 2364562 | SH |  | SOLE |  | 2364562 | 0 | 0 |
| VALENS CO INC/THE | COM NEW | 91914P603 |  | 361 | 537766 | SH |  | SOLE |  | 537766 | 0 | 0 |
| VALOR LATITUDE ACQUISITION C | UNIT 04/02/2026 | G9460N114 |  | 1481 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| VALUENCE MERGER CORP I | UNIT 02/18/2027 | G9R16L126 |  | 6655 | 650500 | SH |  | SOLE |  | 650500 | 0 | 0 |
| VECTOR ACQUISITION CORP II-A | CL A SHS | G9460A104 |  | 5346 | 539450 | SH |  | SOLE |  | 539450 | 0 | 0 |
| VISION SENSING ACQUISITION C | UNIT 10/21/2026 | 92838J202 |  | 2026 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| VY GLOBAL GROWTH-CL A | COM CL A | G9444H100 |  | 4425 | 441168 | SH |  | SOLE |  | 441168 | 0 | 0 |
| WELSBACH TECH METALS ACQ -RT | RIGHT 12/22/2026 | 950415117 |  | 1 | 14817 | SH |  | SOLE |  | 14817 | 0 | 0 |
| WELSBACH TECHNOLOGY METALS | COM | 950415109 |  | 2495 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| WORLD QUANTUM GROWTH ACQUISI | UNIT 99/99/9999 | G5596W119 |  | 17368 | 1733298 | SH |  | SOLE |  | 1733298 | 0 | 0 |
| YOTTA ACQUISITION CORP | UNIT 03/15/2027 | 98741Y202 |  | 4518 | 450000 | SH |  | SOLE |  | 450000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION -A | COM CL A | 989570106 |  | 10037 | 1028426 | SH |  | SOLE |  | 1028426 | 0 | 0 |
| ACAHW US 31 Dec 27 C11.5 | *W EXP 03/02/202 | 048453112 |  | 0 | 333 | SH |  | SOLE |  | 333 | 0 | 0 |
| AGAC/WS US 13 Mar 28 C11.5 | *W EXP 03/31/202 | G0112R124 |  | 12 | 287500 | SH |  | SOLE |  | 287500 | 0 | 0 |
| AHPAW US 06 Apr 26 C11.5 | *W EXP 04/06/202 | G07247128 |  | 469 | 937530 | SH |  | SOLE |  | 937530 | 0 | 0 |
| AKICW US 31 Dec 27 C11.5 | *W EXP 11/30/202 | G8372A129 |  | 4 | 97870 | SH |  | SOLE |  | 97870 | 0 | 0 |
| ALORW US 30 Nov 28 C11.5 | *W EXP 11/30/202 | G0231L123 |  | 5 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AMPX/WS US 02 Mar 27 C11.5 | *W EXP 09/14/202 | 03214Q116 |  | 2 | 6235 | SH |  | SOLE |  | 6235 | 0 | 0 |
| ASZ/WS US 31 Dec 27 C11.5 | *W EXP 02/19/202 | G0633U127 |  | 94 | 939281 | SH |  | SOLE |  | 939281 | 0 | 0 |
| BIOTW US 30 Nov 27 C11.5 | *W EXP 11/30/202 | G1125A116 |  | 73 | 1214583 | SH |  | SOLE |  | 1214583 | 0 | 0 |
| BKSY/WS US 09 Sep 26 C11.5 | *W EXP 09/09/202 | 09263B116 |  | 35 | 175000 | SH |  | SOLE |  | 175000 | 0 | 0 |
| BMAQW US 24 Mar 23 C11.5 | *W EXP 10/14/202 | 09370F125 |  | 0 | 914 | SH |  | SOLE |  | 914 | 0 | 0 |
| BOAC/WS US 31 Jan 26 C11.5 | *W EXP 10/28/202 | G1195N113 |  | 0 | 400 | SH |  | SOLE |  | 400 | 0 | 0 |
| CFFEW US 31 Dec 27 C11.5 | *W EXP 03/31/202 | 12520C117 |  | 18 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| CNTQW US 01 Apr 27 C11.5 | *W EXP 07/29/202 | 159561117 |  | 142 | 443750 | SH |  | SOLE |  | 443750 | 0 | 0 |
| CONXW US 30 Oct 27 C11.5 | *W EXP 10/30/202 | 212873111 |  | 1 | 10407 | SH |  | SOLE |  | 10407 | 0 | 0 |
| COVAW US 31 Dec 27 C11.5 | *W EXP 02/05/202 | G2554Y120 |  | 10 | 399096 | SH |  | SOLE |  | 399096 | 0 | 0 |
| CPAAW US 12 Aug 28 C11.5 | *W EXP 08/12/202 | 21289P110 |  | 7 | 48667 | SH |  | SOLE |  | 48667 | 0 | 0 |
| CPUH/WS US 31 Dec 27 C11.5 | *W EXP 01/25/202 | 204833115 |  | 14 | 216520 | SH |  | SOLE |  | 216520 | 0 | 0 |
| CSTA/WS US 31 Dec 27 C11.5 | *W EXP 01/29/202 | G2R18K113 |  | 2 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| CTAQW US 30 Nov 27 C11.5 | *W EXP 11/30/202 | 143636116 |  | 0 | 8332 | SH |  | SOLE |  | 8332 | 0 | 0 |
| DCRDW US 31 Dec 28 C11.5 | *W EXP 07/15/202 | G2773W111 |  | 55 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| DNZ/WS US 31 Dec 27 C11.5 | *W EXP 01/27/202 | 23305Q114 |  | 1 | 20200 | SH |  | SOLE |  | 20200 | 0 | 0 |
| DRTSW US 07 Mar 27 C0 | *W EXP 03/07/202 | 001183946 |  | 255 | 573721 | SH |  | SOLE |  | 573721 | 0 | 0 |
| DTRTW US 12 Nov 22 C11.5 | *W EXP 08/31/202 | 23344T111 |  | 20 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| EDNCW US 27 Feb 23 C11.5 | *W EXP 09/01/202 | G3041W115 |  | 36 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| EPHYW US 31 Dec 27 C11.5 | *W EXP 01/12/202 | 29429X117 |  | 0 | 666 | SH |  | SOLE |  | 666 | 0 | 0 |
| EPWR/WS US 31 Dec 27 C11.5 | *W EXP 01/12/202 | 29248N118 |  | 6 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| FACT/WS US 31 Dec 27 C11.5 | *W EXP 99/99/999 | G3663X128 |  | 14 | 105200 | SH |  | SOLE |  | 105200 | 0 | 0 |
| FHLTW US 19 Feb 23 C11.5 | *W EXP 99/99/999 | 36118W110 |  | 62 | 187500 | SH |  | SOLE |  | 187500 | 0 | 0 |
| FOXO/WS US 01 Aug 27 C11.5 | *W EXP 08/01/202 | 351471115 |  | 25 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| FTAAW US 01 Mar 26 C11.5 | *W EXP 03/01/202 | G37283119 |  | 1 | 18750 | SH |  | SOLE |  | 18750 | 0 | 0 |
| GFGDW US 14 Jun 23 C11.5 | *W EXP 11/12/202 | G41522114 |  | 2 | 21887 | SH |  | SOLE |  | 21887 | 0 | 0 |
| GFX/WS US 04 Nov 26 C11.5 | *W EXP 11/04/202 | 38102H117 |  | 0 | 1978 | SH |  | SOLE |  | 1978 | 0 | 0 |
| GGAAW US 19 May 28 C11.5 | *W EXP 99/99/999 | G3R23D128 |  | 19 | 96441 | SH |  | SOLE |  | 96441 | 0 | 0 |
| GIA/WS US 31 Dec 28 C11.5 | *W EXP 03/28/202 | 37519U117 |  | 18 | 705300 | SH |  | SOLE |  | 705300 | 0 | 0 |
| GIIXW US 31 Dec 27 C11.5 | *W EXP 03/01/202 | 382863116 |  | 13 | 13695 | SH |  | SOLE |  | 13695 | 0 | 0 |
| GSEVW US 31 Dec 27 C11.5 | *W EXP 02/25/202 | 38286T119 |  | 1 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| GSRMW US 22 Jul 23 C11.5 | *W EXP 02/24/202 | 36263W121 |  | 27 | 161741 | SH |  | SOLE |  | 161741 | 0 | 0 |
| HCARW US 31 Dec 27 C11.5 | *W EXP 12/28/202 | 42227K112 |  | 1 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| HPX/WS US 14 Jul 25 C11.5 (HPX Corp) | *W EXP 07/14/202 | G32219126 |  | 48 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| HZON/WS US 19 Oct 27 C11.5 | *W EXP 10/19/202 | G46044114 |  | 4 | 25959 | SH |  | SOLE |  | 25959 | 0 | 0 |
| IMAQW US 31 Dec 28 C11.5 | *W EXP 07/21/202 | 459867115 |  | 7 | 210100 | SH |  | SOLE |  | 210100 | 0 | 0 |
| IPAXW US 05 Mar 23 C11.5 | *W EXP 09/21/202 | G47874113 |  | 55 | 275068 | SH |  | SOLE |  | 275068 | 0 | 0 |
| IRAAW US 05 Mar 26 C11.5 | *W EXP 02/28/202 | 89601Y119 |  | 0 | 1250 | SH |  | SOLE |  | 1250 | 0 | 0 |
| IRRX/WS US 21 May 23 C11.5 | *W EXP 99/99/999 | 45827R114 |  | 4 | 44500 | SH |  | SOLE |  | 44500 | 0 | 0 |
| IVCBW US 23 Nov 28 C11.5 | *W EXP 12/15/202 | G4923T113 |  | 0 | 1096 | SH |  | SOLE |  | 1096 | 0 | 0 |
| JOFFW US 31 Dec 27 C11.5 | *W EXP 02/04/202 | 46592C118 |  | 1 | 30369 | SH |  | SOLE |  | 30369 | 0 | 0 |
| JWSM/WS US 30 Jan 26 C11.5 | *W EXP 01/30/202 | G50737124 |  | 1 | 9595 | SH |  | SOLE |  | 9595 | 0 | 0 |
| KCGI/WS US 19 Jul 23 C11.5 | *W EXP 99/99/999 | G5251K129 |  | 38 | 252447 | SH |  | SOLE |  | 252447 | 0 | 0 |
| KINZW US 31 Dec 25 C11.5 | *W EXP 10/14/202 | 49714K117 |  | 2 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| KISMET ACQUISITION THREE CORP Warrant | *W EXP 06/30/202 | G5276C102 |  | 1 | 81530 | SH |  | SOLE |  | 81530 | 0 | 0 |
| LAZARD GROWTH ACQ A -CW27 | *W EXP 02/10/202 | G54035111 |  | 1 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| LFTRW US 23 Oct 25 C11.5 | *W EXP 10/23/202 | 52470X117 |  | 0 | 4907 | SH |  | SOLE |  | 4907 | 0 | 0 |
| MACC/WS US 31 Dec 28 C11.5 | *W EXP 03/05/202 | 60501L119 |  | 1 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| MBSC/WS US 11 May 23 C11.5 | *W EXP 07/31/202 | 55407R111 |  | 5 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| MIT/WS US 31 Dec 27 C11.5 | *W EXP 99/99/999 | 57520Y114 |  | 8 | 206209 | SH |  | SOLE |  | 206209 | 0 | 0 |
| ML/WS US 01 Jun 27 C11.5 | *W EXP 09/22/202 | 60938K114 |  | 80 | 671367 | SH |  | SOLE |  | 671367 | 0 | 0 |
| MONDW US 31 Dec 27 C11.5 | *W EXP 07/18/202 | 465712115 |  | 212 | 330321 | SH |  | SOLE |  | 330321 | 0 | 0 |
| MTRYW US 07 Jun 23 C11.5 | *W EXP 10/05/202 | 61240F116 |  | 8 | 160000 | SH |  | SOLE |  | 160000 | 0 | 0 |
| NAACW US 20 Oct 25 C11.5 | *W EXP 10/20/202 | G66139125 |  | 5 | 91666 | SH |  | SOLE |  | 91666 | 0 | 0 |
| NDACW US 31 Dec 27 C11.5 | *W EXP 02/26/202 | 65413D113 |  | 3 | 32134 | SH |  | SOLE |  | 32134 | 0 | 0 |
| NVACW US 21 Oct 23 C11.5 | *W EXP 08/02/202 | 66718N111 |  | 3 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| OCAXW US 31 Dec 27 C11.5 | *W EXP 01/14/202 | 670865112 |  | 6 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| PACXW US 31 Dec 27 C11.5 | *W EXP 01/07/202 | G7S24C111 |  | 0 | 333 | SH |  | SOLE |  | 333 | 0 | 0 |
| PBAXW US 01 Sep 26 C11.5 | *W EXP 09/01/202 | 71902K113 |  | 4 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PGSS/WS US 28 Dec 22 C11.5 | *W EXP 99/99/999 | G69768110 |  | 66 | 346200 | SH |  | SOLE |  | 346200 | 0 | 0 |
| PIAI/WS US 01 Oct 30 C11.5 | *W EXP 10/01/203 | G61074129 |  | 9 | 146051 | SH |  | SOLE |  | 146051 | 0 | 0 |
| PPHPW US 04 Dec 23 C11.5 | *W EXP 01/01/202 | 69291C114 |  | 2 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| PRLHW US 15 Dec 26 C11.5 | *W EXP 12/15/202 | G44525114 |  | 30 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PSPC/WS US 09 Feb 23 C11.5 | *W EXP 04/12/202 | 737465112 |  | 9 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| PTOCW US 31 Mar 28 C11.5 | *W EXP 03/31/202 | 722850112 |  | 48 | 532445 | SH |  | SOLE |  | 532445 | 0 | 0 |
| RENEW US 12 Jul 28 C11.5 | *W EXP 07/12/202 | G19305120 |  | 5 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| REVHW US 31 Dec 28 C11.5 | *W EXP 12/31/202 | 76155Y116 |  | 0 | 431 | SH |  | SOLE |  | 431 | 0 | 0 |
| RFACW US 01 May 28 C11.5 | *W EXP 05/01/202 | 74954L112 |  | 0 | 4500 | SH |  | SOLE |  | 4500 | 0 | 0 |
| ROSS/WS US 12 Feb 26 C11.5 | *W EXP 02/01/202 | G7641C114 |  | 0 | 1666 | SH |  | SOLE |  | 1666 | 0 | 0 |
| RRAC/WS US 19 Apr 23 C11.5 | *W EXP 99/99/999 | G7573M114 |  | 0 | 200 | SH |  | SOLE |  | 200 | 0 | 0 |
| SANBW US 30 Jul 28 C11.5 | *W EXP 07/30/202 | 79956P110 |  | 1 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| SCOAW US 01 Nov 25 C11.5 | *W EXP 11/01/202 | G31067112 |  | 0 | 8333 | SH |  | SOLE |  | 8333 | 0 | 0 |
| SCOBW US 28 Jan 26 C11.5 | *W EXP 01/28/202 | G31070116 |  | 3 | 83333 | SH |  | SOLE |  | 83333 | 0 | 0 |
| SCRMW US 15 Dec 27 C11.5 | *W EXP 01/05/202 | G79407121 |  | 60 | 271875 | SH |  | SOLE |  | 271875 | 0 | 0 |
| SHCRW US 01 Jul 26 C11.5 | *W EXP 07/01/202 | 81948W112 |  | 0 | 333 | SH |  | SOLE |  | 333 | 0 | 0 |
| SLAC/WS US 31 Dec 27 C11.5 | *W EXP 02/17/202 | 83363K110 |  | 9 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| SNRHW US 31 Dec 27 C11.5 | *W EXP 12/31/202 | 81723H116 |  | 0 | 23050 | SH |  | SOLE |  | 23050 | 0 | 0 |
| SUAC/WS US 26 Jul 23 C11.5 | *W EXP 11/17/202 | 82537G112 |  | 2 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| TBSAW US 25 Mar 28 C11.5 | *W EXP 03/25/202 | G8657L121 |  | 1 | 11489 | SH |  | SOLE |  | 11489 | 0 | 0 |
| THCHW US 28 Sep 27 C11.5 | *W EXP 12/15/202 | G8656L114 |  | 22 | 62575 | SH |  | SOLE |  | 62575 | 0 | 0 |
| TIOAW US 31 Mar 28 C11.5 | *W EXP 04/12/202 | G8T10C114 |  | 16 | 233333 | SH |  | SOLE |  | 233333 | 0 | 0 |
| TRONW US 01 Mar 23 C11.5 | *W EXP 04/09/202 | G2426E120 |  | 1 | 33333 | SH |  | SOLE |  | 33333 | 0 | 0 |
| TRTL/WS US 26 Feb 23 C11.5 | *W EXP 07/22/202 | G8956E117 |  | 89 | 447100 | SH |  | SOLE |  | 447100 | 0 | 0 |
| VCXAW US 31 Dec 27 C11.5 | *W EXP 04/19/202 | G87076116 |  | 0 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| VMGAW US 03 Jul 23 C11.5 | *W EXP 11/03/202 | 91842V110 |  | 2 | 32500 | SH |  | SOLE |  | 32500 | 0 | 0 |
| WALDW US 27 Jul 27 C11.5 | *W EXP 07/27/202 | 00BPG9B35 |  | 1 | 666 | SH |  | SOLE |  | 666 | 0 | 0 |
| WNNR/WS US 23 Mar 28 C11.5 | *W EXP 99/99/999 | G26735129 |  | 17 | 207906 | SH |  | SOLE |  | 207906 | 0 | 0 |
| WQGA/WS US 31 Dec 28 C11.5 | *W EXP 08/04/202 | G5596W127 |  | 13 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| ZTAQW US 14 May 23 C11.5 | *W EXP 06/16/202 | 989570114 |  | 20 | 73034 | SH |  | SOLE |  | 73034 | 0 | 0 |

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