# EDGAR Filing Document

**Accession Number:** 0000882508
**File Stem:** 0001437749-25-019206
**Filing Date:** 2025-6
**Character Count:** 40847
**Document Hash:** f2859baec77361a8dd29fb0ddf105597
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-25-019206.hdr.sgml**: 20250603

**ACCESSION NUMBER**: 0001437749-25-019206

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20250603

**DATE AS OF CHANGE**: 20250602

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** QUICKLOGIC Corp
- **CENTRAL INDEX KEY:** 0000882508
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEMICONDUCTORS & RELATED DEVICES [3674]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 770188504
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1228

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-22671
- **FILM NUMBER:** 251016992

**BUSINESS ADDRESS:**
- **STREET 1:** 2220 LUNDY AVENUE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95131-1816
- **BUSINESS PHONE:** 4089904010

**MAIL ADDRESS:**
- **STREET 1:** 2220 LUNDY AVENUE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95131-1816

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** QUICKLOGIC CORPORATION
- **DATE OF NAME CHANGE:** 19970409

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM SD**

**SPECIALIZED DISCLOSURE REPORT**

## QuickLogic Corporation
**(Exact name of registrant as specified in its charter)**

---

| | | |
|:---|:---|:---|
| **Delaware** | **000-22671** | **77-0188504** |
| **(State or other jurisdiction**<br> **of incorporation)** | **(Commission**<br> **File Number)** | **(IRS Employer**<br> **Identification No.)** |
| **2220 Lundy Avenue, San Jose, CA** |  | **95131-1816** |
| **(Address of principal executive offices)** |  | **(Zip Code)** |

---

**Elias Nader**

**Chief Financial Officer and Senior Vice-President, Finance**

**(408) 990-4000**

**(Name and telephone number, including area code, of the person to contact in connection with this report)**

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2024 to December 31, 2024. <br> ☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended<u> </u>.

------

**Section 1** – **Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

**Conflict Minerals Disclosure**

QuickLogic Corporation ("QuickLogic", "we" or the "Company") is filing this Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 for the reporting period from January 1, 2024 to December 31, 2024 (the "***Reporting Period***").

Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain "conflict minerals" (as defined below) are necessary to the functionality or production of such products. Form SD defines "conflict minerals" as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold, and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin, and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an "adjoining country," as such term is defined in Form SD (collectively, the "***Covered Countries***").

The Company's operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products (collectively, the "***Covered Products***"). As required by Form SD, the Company has conducted a good faith reasonable country of origin inquiry ("***RCOI***") regarding the conflict minerals included in its Covered Products during the Reporting Period to determine whether any such Conflict Minerals originated in the Covered Countries and/or whether any of the Conflict Minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence regarding the sources of the Conflict Minerals. The results of the Company's RCOI regarding the Conflict Minerals, as well as its additional due diligence regarding the sources of such Conflict Minerals, are contained in the Company's Conflict Minerals Report, a copy of which is filed as Exhibit 1.01 to this Form SD, and is publicly available at http://ir.quicklogic.com. The reference to the Company's website is provided for convenience only, and its contents are not incorporated by reference into this Form SD, nor are they deemed "filed" with the U.S. Securities and Exchange Commission pursuant to the Exchange Act or the Securities Act of 1933, as amended.

**Item 1.02 Exhibit.**

The Company's Conflict Minerals Report is included as Exhibit 1.01 to this Form SD.

**Section 2** – **Resource Extraction Issuer Disclosure**

Not applicable.

**Section 3 - Exhibits**

**Item 3.01 Exhibits.**

[Exhibit 1.01](ex_814470.htm) [Conflict Minerals Report for the reporting period of January 1, 2024 to December 31, 2024.](ex_814470.htm)

------

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

---

| | |
|:---|:---|
| Date: June 2, 2025 | **QuickLogic Corporation** |
|  | /s/ Elias Nader |
|  | Elias Nader |
|  | *Chief Financial Officer, and Senior Vice-President, Finance* |

---

## Exhibit 1.01

**Exhibit 1.01**

**QuickLogic Corporation**

**Conflict Minerals Report**

**For The Reporting Period from January 1, 2024 to December 31, 2024**

**Introduction**

This Conflict Minerals Report (the "***Report***") of QuickLogic Corporation ("***QuickLogic***", "***we***", "***our***", or the "***Company***") has been prepared pursuant to Rule 13p-1 and Form SD (the "***Rule***") promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2024 to December 31, 2024 (the "***Reporting Period***").

Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain "conflict minerals" (as defined below) are necessary to the functionality or production of such products. Form SD defines "conflict minerals" as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold, and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin, and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an "adjoining country," as such term is defined in Form SD (collectively, the "***Covered Countries***"). The "Covered Countries" for purposes of the Rule and this Report are the Democratic Republic of Congo (the "***DRC***"), the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Our operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products (collectively, the "***Covered Products***"). As required by Form SD, we have conducted a good faith reasonable country of origin inquiry ("***RCOI***") regarding the conflict minerals included in its Covered Products during the Reporting Period to determine whether any such Conflict Minerals originated in the Covered Countries and/or whether any of the Conflict Minerals were from recycled or scrap sources. Where applicable, we have conducted additional due diligence regarding the sources of the Conflict Minerals. The results of our RCOI regarding the Conflict Minerals, as well as our additional due diligence regarding the sources of such Conflict Minerals, are contained in this Report, which is publicly available at http://ir.quicklogic.com. The reference to the Company's website is provided for convenience only, and its contents are not incorporated by reference into this Form SD, nor are they deemed "filed" with the U.S. Securities and Exchange Commission pursuant to the Exchange Act or the Securities Act of 1933, as amended.

**Overview**

QuickLogic Corporation is a fabless semiconductor company with a variety of products: embedded FPGA ("eFPGA") intellectual property ("IP"), low power, multi-core semiconductor system-on-chips ("SoCs"), and discrete FPGAs. QuickLogic's customers can use its eFPGA IP for hardware acceleration and pre-processing in their Application Specific Integrated Circuit ("ASIC") products, the Company's SoCs to run its customers' software and build their hardware around, and the Company's discrete FPGAs to implement their custom functionality. The Analytics Toolkit from SensiML Corporation ("SensiML"), the Company's wholly owned subsidiary, provides an end-to-end Artificial Intelligence / Machine Learning solution with accurate sensor algorithms using AI technology. The full range of products, software tools, and eFPGA IP enables the practical and efficient programmability for the Company's customers across Aerospace and Defense, Consumer/Industrial Internet-of-Things ("IoT"), and Consumer Electronics markets.

The Company conducted an analysis of the products that it contracted to be manufactured during the Reporting Period and reasonably determined certain Conflict Minerals, primarily gold, tantalum, tin, and tungsten, are necessary to the functionality or production of the majority of its products.

**Description of the Company**'**s Reasonable Country of Origin Inquiry**

As described in this Report, we have determined that the following Conflict Minerals, namely gold, tantalum, tin and tungsten, are necessary to the functionality or production of products contracted to be manufactured by us during the Reporting Period. As a result, we conducted in good faith a reasonable country of origin inquiry ("***RCOI***") reasonably designed to determine if any of these Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources, in accordance with Form SD and related guidance provided by the Securities and Exchange Commission ("***SEC***"). Our supply chain is complex and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals. The Company does not directly purchase Conflict Minerals from mines, smelters or refiners. Therefore, the Company must rely on suppliers to provide information regarding the country of origin of Conflict Minerals that are included in the Covered Products. In designing our RCOI, we employed a combination of measures to determine whether the Conflict Minerals in our Covered Products originated from the Covered Countries and determined that the Company would survey each of its Tier 1 suppliers.

As such, our RCOI primarily consisted of utilizing the Conflict Minerals Reporting Template ("***CMRT***") prepared by the Responsible Minerals Initiative ("***RMI***"), an initiative of the Responsible Business Alliance and Global e-Sustainability Initiative for Tier 1 suppliers of our devices in 2024. Only CMRT's 6.4 or higher were accepted. Responses were reviewed for completeness, reasonableness and consistency, and we routinely followed up for any corrections and clarifications. During 2024, we contracted with Source 44 LLC dba Source Intelligence, a third-party vendor to coordinate the efforts of receiving and analyzing the CMRTs. Through Source Intelligence's database, we received detailed information regarding the smelters/refiners and associated mine countries reported in our supply chain.

We submitted this template to four (4) Tier 1 suppliers and received a 100% response rate. Of these responding suppliers, 100% indicated one or more of the Conflict Minerals are necessary to the functionality or production of the products supplied.

------

**Description of the Company**'**s Due Diligence Process**

Based on this information, we performed additional due diligence on the source and chain of custody of these Conflict Minerals. The Company's due diligence measures have been designed to conform to the framework in the *Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition*, including the related supplements on gold, tin, tantalum and tungsten (the "***OECD Guidance***"). The OECD Guidance is an internationally recognized due diligence framework.

In accordance with the five-step OECD Guidance, the design of our due diligence includes, but is not limited to, the following five steps: (i) establishment of strong company management systems, (ii) identification and assessment of risks in the supply chain, (iii) designing and implementing a strategy to respond to identified risks, (iv) carrying out an independent third-party audit of smelter/refiner's due diligence practices and (v) reporting on supply chain due diligence. A description of certain activities undertaken by us in respect of each of the five steps of the OECD Guidance is described below.

&nbsp;&nbsp;&nbsp;&nbsp;1. **Establishment of Strong Company Management Systems** 

We have completed a number of steps to establish a management system for addressing the sourcing of Conflict Minerals in our Covered Products. These actions include:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a. **Adopt and Commit to a Supply Chain Policy for Conflict Minerals**: Our Conflict Minerals Policy is available at <u>https://www.quicklogic.com/support/conflict-minerals-policy/</u>. Our Policy underscores the Company's commitment to ethical business conduct and the responsible sourcing of minerals and to working with our suppliers to ensure compliance with SEC regulations.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;b. **Internal Management to Support Supply Chain Due Diligence**: Our Vice President of Operations participates in the design and execution of our conflict minerals program and cooperates to manage and support our supply chain due diligence. The VP of Operations identified the suppliers to be contacted and adopted and approved for use the Reporting Template discussed above. The VP of Operations interacts directly with our suppliers and third party, Source Intelligence, to obtain updated and current Reporting Templates and analyzes the information provided on the sourcing of the conflict minerals used in the manufacture of the Covered Products. Each response is reviewed to identify missing information and unclear responses. The VP of Operations meets regularly with Source Intelligence to discuss the results of the due diligence efforts and appropriate follow-up measures to be taken with our suppliers. The Vice President of Operations reports on the status of the Company's supply chain due diligence at regularly scheduled meetings of the Company's Board of Directors.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;c. **Controls and Transparency to Support Supply Chain Diligence**: We use the CMRT to identify the smelters and refiners that are in the supply chain of each of our suppliers. We review and compare this list to the list of smelters and refiners identified by the Responsible Minerals Initiative to be eligible, active, or conformant in its Responsible Minerals Assurance Process ("  ***RMAP*** "). This enables us to identify the smelters and refiners that have been determined to be in conformance with the applicable RMI standards and those that are currently undergoing assessment or are eligible for assessment as a part of the RMI's RMAP. We use Source Intelligence's database to further verify the smelter/refiners sourcing information. We have determined that this approach represents the most reasonable effort we can make to determine whether the minerals used in the production of our Covered Products are conflict-free.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;d. **Supplier Engagement**: We are dependent upon our suppliers to manufacture the Covered Products. We continue to work with our suppliers to support their efforts to identify the sources and status of the Conflict Minerals used in our Covered Products and to encourage each smelter and refiner in our supply chain to undergo RMAP assessment or continue previously established conformance with RMI standards. We continue to actively engage with our suppliers to strengthen our relationship with them and we have communicated to them our commitment to sourcing Conflict Minerals in a manner that does not benefit armed groups in the Covered Countries.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;e. **Grievance Mechanism**: We have grievance mechanisms in place that enable employees and suppliers to report violations of the Company's policies. We have a compliance hotline which is operated by an independent company that may be called at any time to report grievances and invite individuals with grievances to bring these matters to the attention of the Audit Committee of our Board of Directors by written correspondence on a confidential basis. We also employ an email address by which matters may be brought at any time to the attention of the VP of Operations by sending an email to <u>conflictminerals@quicklogic.com</u>.

------

&nbsp;&nbsp;&nbsp;&nbsp;2. **Identification and Assessment of Risks in the Supply Chain** 

Because of our position within our supply chain, it is difficult to identify actors upstream from our Tier 1 suppliers. As discussed above, we identified Tier 1 suppliers and we have relied upon them to provide us with the necessary information about the source of Conflict Minerals contained in the products they manufacture on our behalf. Our suppliers are similarly reliant upon information provided by their suppliers to provide information regarding the country of origin of Conflict Minerals that are included in the Covered Products.

We request each of them to complete the CMRT and review the sourcing information provided in response to our requests for accuracy and completeness. In the event we find the responses to the Reporting Template unclear or incomplete, we contact the supplier in question for additional information and clarification. In some cases, we may contact the smelter or refiner directly to obtain information. We intend to contact each of our suppliers at least once per year to check on the status of their continuing due diligence and to obtain updated information. We record all information obtained from the CMRT to identify the smelters and refiners in our supply chain. The list of the smelters and refiners in our supply chain are verified against the lists compiled by the Responsible Minerals Initiative, TI-CMC, LBMA and RJC to determine which smelters and refiners have been determined to be compliant with the Responsible Minerals Assurance Process assessment protocols and certifications.

&nbsp;&nbsp;&nbsp;&nbsp;3. **Designing and Implementing a Strategy to Respond to Identified Risks** 

In response to this risk assessment, the Company has an approved risk management plan which is implemented, managed, and monitored by the Vice President of Operations under the oversight of our Board of Directors. Any identified potential risks or quality control flags raised during the evaluation of supplier responses are noted on the Source Intelligence platform and reviewed by the team. We support the continued efforts of the Responsible Minerals Initiative to complete the audits of smelters that have agreed to date to participate in the Responsible Minerals Assurance Process and to encourage other identified smelters to become participants.

As a continuing part of our risk management plan, we have communicated our commitment to the use of conflict-free minerals in the manufacture of our Covered Products and our expectation that the manufacture of our Covered Products will be conflict-free.

&nbsp;&nbsp;&nbsp;&nbsp;4. **Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain** 

We do not have a direct business relationship with any smelters or refiners in our supply chain and, as a result, we do not directly conduct or request audits. Instead, we support the development and implementation of independent third-party audits of smelters by encouraging our suppliers to purchase materials from smelters in conformance with RMI standards and determine whether the smelters that were used to process these minerals were validated as in conformance with RMI standards as part of the Responsible Minerals Assurance Process. We monitor smelters' or refiners' conformance status with Source Intelligence and the Responsible Minerals Initiative.

&nbsp;&nbsp;&nbsp;&nbsp;5. **Reporting on Supply Chain Due Diligence** 

In 2025, we publicly filed the Form SD and this Report with the SEC, and a copy of this Report and the Form SD are publicly available at http://ir.quicklogic.com.

This Report includes information about the RCOI methodology utilized by the Company, the design of our due diligence process in conformance with the OECD Guidelines, and the list of known smelters utilized in our supply chain identified in our due diligence process.

------

**Findings**

Based on the information that was provided by the Company's Tier 1 suppliers and otherwise obtained through the due diligence process, the Company believes that, to the extent reasonably determinable by the Company, the facilities that were used to process the Conflict Minerals contained in the Covered Products include the smelters and refiners listed below. As of June 2, 2025, 214 of the 219 smelters below were in conformance with the standards as established by the Responsible Minerals Initiative's RMAP. The remaining five smelters identified by our suppliers were not yet participating in the RMAP assessment. Of these, the Company was unable to determine the location of four smelters and/or the locations or mine of origin of the 3TG sourced from these four smelters. For these five smelters, we took the risk mitigation steps discussed earlier in this Report, which include, but are not limited to, engaging only with major wafer and assembly vendors, informing our vendors of our conflict minerals requirements, and asking suppliers that list non-certified smelters to avoid purchasing material from those smelters or to work with them to get those smelters certified. All five of these smelters were used by only one of our suppliers, which supplies the following products:

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| | |
|:---|:---|
| **QuickLogic Product Platform Families** | **Description** |
| ARCTICLINK® | Semiconductor device |
| ARCTICLINK II | Semiconductor device |
| ARCTICLINK III | Semiconductor device |
| ARCTICLINK 3 S1 | Semiconductor device |
| ARCTICLINK 3 S2 | Semiconductor device |
| ECLIPSE | Semiconductor device |
| ECLIPSE II | Semiconductor device |
| ECLIPSE PLUS | Semiconductor device |
| EOS S3 | Semiconductor device |
| PASIC®3 | Semiconductor device |
| POLARPRO® | Semiconductor device |
| POLARPRO II | Semiconductor device |
| POLARPRO 3 | Semiconductor device |
| POLARPRO 3E | Semiconductor device |
| QUICKPCI | Semiconductor device |
| QUICKRAM | Semiconductor device |

---

Additionally, there is an indication of DRC sourcing for 40 smelters/refiners used. The 219 smelters are as follows:

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| | | |
|:---|:---|:---|
| **Smelter Name** | **Smelter ID** | **Smelter Country** |
| **Gold** |  |  |
| DSC (Do Sung Corporation) | CID000359 | KOREA, REPUBLIC OF |
| Aurubis AG | CID000113 | GERMANY |
| MKS PAMP SA | CID001352 | SWITZERLAND |
| Heimerle + Meule GmbH | CID000694 | GERMANY |
| C. Hafner GmbH + Co. KG | CID000176 | GERMANY |
| Italpreziosi | CID002765 | ITALY |
| MMTC-PAMP India Pvt., Ltd. | CID002509 | INDIA |
| Boliden Ronnskar | CID000157 | SWEDEN |
| Heraeus Metals Hong Kong Ltd. | CID000707 | CHINA |
| Mitsui Mining and Smelting Co., Ltd. | CID001193 | JAPAN |
| SEMPSA Joyeria Plateria S.A. | CID001585 | SPAIN |
| Eco-System Recycling Co., Ltd. West Plant | CID003425 | JAPAN |
| Kennecott Utah Copper LLC | CID000969 | UNITED STATES OF AMERICA |
| JX Advanced Metals Corporation | CID000937 | JAPAN |
| Kojima Chemicals Co., Ltd. | CID000981 | JAPAN |
| Asahi Refining Canada Ltd. | CID000924 | CANADA |
| AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | BRAZIL |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | CHINA |
| Chimet S.p.A. | CID000233 | ITALY |
| Ohura Precious Metal Industry Co., Ltd. | CID001325 | JAPAN |
| Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | MEXICO |
| Shandong Gold Smelting Co., Ltd. | CID001916 | CHINA |
| Jiangxi Copper Co., Ltd. | CID000855 | CHINA |
| Agosi AG | CID000035 | GERMANY |
| SungEel HiMetal Co., Ltd. | CID002918 | KOREA, REPUBLIC OF |
| Ishifuku Metal Industry Co., Ltd. | CID000807 | JAPAN |
| L'Orfebre S.A. | CID002762 | ANDORRA |
| Asahi Refining USA Inc. | CID000920 | UNITED STATES OF AMERICA |
| REMONDIS PMR B.V. | CID002582 | NETHERLANDS |
| LS MnM Inc. | CID001078 | KOREA, REPUBLIC OF |
| PT Aneka Tambang (Persero) Tbk | CID001397 | INDONESIA |
| Torecom | CID001955 | KOREA, REPUBLIC OF |
| Zijin Mining Group Gold Smelting Co. Ltd. | CID002243 | CHINA |
| Gold by Gold Colombia | CID003641 | COLOMBIA |
| Aida Chemical Industries Co., Ltd. | CID000019 | JAPAN |
| Tokuriki Honten Co., Ltd. | CID001938 | JAPAN |
| Asaka Riken Co., Ltd. | CID000090 | JAPAN |
| Metal Concentrators SA (Pty) Ltd. | CID003575 | SOUTH AFRICA |
| PX Precinox S.A. | CID001498 | SWITZERLAND |
| Istanbul Gold Refinery | CID000814 | TURKEY |
| Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | AUSTRIA |
| Bangalore Refinery | CID002863 | INDIA |
| Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | CHINA |
| Heraeus Germany GmbH Co. KG | CID000711 | GERMANY |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | CHINA |
| Japan Mint | CID000823 | JAPAN |
| Yamakin Co., Ltd. | CID002100 | JAPAN |
| Eco-System Recycling Co., Ltd. East Plant | CID000425 | JAPAN |
| Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | SINGAPORE |
| Materion | CID001113 | UNITED STATES OF AMERICA |
| Sumitomo Metal Mining Co., Ltd. | CID001798 | JAPAN |
| Kazzinc | CID000957 | KAZAKHSTAN |
| LT Metal Ltd. | CID000689 | KOREA, REPUBLIC OF |
| Metalor USA Refining Corporation | CID001157 | UNITED STATES OF AMERICA |
| Valcambi S.A. | CID002003 | SWITZERLAND |
| Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | UZBEKISTAN |
| T.C.A S.p.A | CID002580 | ITALY |
| Advanced Chemical Company | CID000015 | UNITED STATES OF AMERICA |
| ASAHI METALFINE, Inc. | CID000082 | JAPAN |
| Tanaka Kikinzoku Kogyo K.K. | CID001875 | JAPAN |
| Mitsubishi Materials Corporation | CID001188 | JAPAN |
| Matsuda Sangyo Co., Ltd. | CID001119 | JAPAN |
| Metalor Technologies S.A. | CID001153 | SWITZERLAND |
| Metalor Technologies (Hong Kong) Ltd. | CID001149 | CHINA |
| KGHM Polska Miedz Spolka Akcyjna | CID002511 | POLAND |
| Metalor Technologies (Suzhou) Ltd. | CID001147 | CHINA |
| SAFINA A.S. | CID002290 | CZECHIA |
| Navoi Mining and Metallurgical Combinat | CID001236 | UZBEKISTAN |
| Umicore S.A. Business Unit Precious Metals Refining | CID001980 | BELGIUM |
| United Precious Metal Refining, Inc. | CID001993 | UNITED STATES OF AMERICA |
| TOO Tau-Ken-Altyn | CID002615 | KAZAKHSTAN |
| WIELAND Edelmetalle GmbH | CID002778 | GERMANY |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | PHILIPPINES |
| Korea Zinc Co., Ltd. | CID002605 | KOREA, REPUBLIC OF |
| Solar Applied Materials Technology Corp. | CID001761 | TAIWAN, PROVINCE OF CHINA |
| Eco-System Recycling Co., Ltd. North Plant | CID003424 | JAPAN |
| Western Australian Mint (T/a The Perth Mint) | CID002030 | AUSTRALIA |
| Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | TURKEY |
| Rand Refinery (Pty) Ltd. | CID001512 | SOUTH AFRICA |
| Planta Recuperadora de Metales SpA | CID002919 | CHILE |
| Nihon Material Co., Ltd. | CID001259 | JAPAN |
| Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | CHINA |
| Abington Reldan Metals, LLC | CID002708 | UNITED STATES OF AMERICA |
| Dowa | CID000401 | JAPAN |
| NH Recytech Company | CID003189 | KOREA, REPUBLIC OF |
| Yokohama Metal Co., Ltd. | CID002129 | JAPAN |
| Argor-Heraeus S.A. | CID000077 | SWITZERLAND |
| Royal Canadian Mint | CID001534 | CANADA |
| Chugai Mining | CID000264 | JAPAN |
| CCR Refinery - Glencore Canada Corporation | CID000185 | CANADA |

---

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| | | |
|:---|:---|:---|
| **Tantalum** |  |  |
| AMG Brasil | CID001076 | BRAZIL |
| Telex Metals | CID001891 | UNITED STATES OF AMERICA |
| FIR Metals & Resource Ltd. | CID002505 | CHINA |
| TANIOBIS Co., Ltd. | CID002544 | THAILAND |
| Global Advanced Metals Aizu | CID002558 | JAPAN |
| Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 | CHINA |
| Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | CHINA |
| KEMET de Mexico | CID002539 | MEXICO |
| XinXing Haorong Electronic Material Co., Ltd. | CID002508 | CHINA |
| Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | CHINA |
| Jiujiang Tanbre Co., Ltd. | CID000917 | CHINA |
| Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | CHINA |
| Ulba Metallurgical Plant JSC | CID001969 | KAZAKHSTAN |
| TANIOBIS Japan Co., Ltd. | CID002549 | JAPAN |
| Jiangxi Tuohong New Raw Material | CID002842 | CHINA |
| D Block Metals, LLC | CID002504 | UNITED STATES OF AMERICA |
| F&X Electro-Materials Ltd. | CID000460 | CHINA |
| Global Advanced Metals Boyertown | CID002557 | UNITED STATES OF AMERICA |
| TANIOBIS GmbH | CID002545 | GERMANY |
| XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 | CHINA |
| Materion Newton Inc. | CID002548 | UNITED STATES OF AMERICA |
| Mitsui Mining and Smelting Co., Ltd. | CID001192 | JAPAN |
| Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | CHINA |
| Mineracao Taboca S.A. | CID001175 | BRAZIL |
| RFH Yancheng Jinye New Material Technology Co., Ltd. | CID003583 | CHINA |
| Taki Chemical Co., Ltd. | CID001869 | JAPAN |
| JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | CHINA |
| NPM Silmet AS | CID001200 | ESTONIA |
| Metallurgical Products India Pvt., Ltd. | CID001163 | INDIA |
| TANIOBIS Smelting GmbH & Co. KG | CID002550 | GERMANY |
| QuantumClean | CID001508 | UNITED STATES OF AMERICA |
| Resind Industria e Comercio Ltda. | CID002707 | BRAZIL |

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| | | |
|:---|:---|:---|
| **Tin** |  |  |
| PT Mitra Stania Prima | CID001453 | INDONESIA |
| Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 | CHINA |
| PT Prima Timah Utama | CID001458 | INDONESIA |
| PT Putera Sarana Shakti (PT PSS) | CID003868 | INDONESIA |
| Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | CHINA |
| Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | CHINA |
| PT Bukit Timah | CID001428 | INDONESIA |
| Mineracao Taboca S.A. | CID001173 | BRAZIL |
| Dowa | CID000402 | JAPAN |
| PT Rajehan Ariq | CID002593 | INDONESIA |
| Mitsubishi Materials Corporation | CID001191 | JAPAN |
| Tin Technology & Refining | CID003325 | UNITED STATES OF AMERICA |
| Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | CHINA |
| Metallic Resources, Inc. | CID001142 | UNITED STATES OF AMERICA |
| PT Babel Surya Alam Lestari | CID001406 | INDONESIA |
| China Tin Group Co., Ltd. | CID001070 | CHINA |
| Mining Minerals Resources SARL | CID004065 | CONGO, DEMOCRATIC REPUBLIC OF THE |
| CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 | BRAZIL |
| Estanho de Rondonia S.A. | CID000448 | BRAZIL |
| PT Tommy Utama | CID001493 | INDONESIA |
| PT Rajawali Rimba Perkasa | CID003381 | INDONESIA |
| Aurubis Berango | CID002774 | SPAIN |
| PT Cipta Persada Mulia | CID002696 | INDONESIA |
| Malaysia Smelting Corporation (MSC) | CID001105 | MALAYSIA |
| Aurubis Beerse | CID002773 | BELGIUM |
| Malaysia Smelting Corporation Berhad (Port Klang) | CID004434 | MALAYSIA |
| Alpha Assembly Solutions Inc | CID000292 | UNITED STATES OF AMERICA |
| PT Sariwiguna Binasentosa | CID001463 | INDONESIA |
| Woodcross Smelting Company Limited | CID004724 | UGANDA |
| Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | CHINA |
| Magnu's Minerais Metais e Ligas Ltda. | CID002468 | BRAZIL |
| Operaciones Metalurgicas S.A. | CID001337 | BOLIVIA (PLURINATIONAL STATE OF) |
| Jiangxi New Nanshan Technology Ltd. | CID001231 | CHINA |
| White Solder Metalurgia e Mineracao Ltda. | CID002036 | BRAZIL |
| PT Bangka Prima Tin | CID002776 | INDONESIA |
| CRM Synergies | CID003524 | SPAIN |
| PT Artha Cipta Langgeng | CID001399 | INDONESIA |
| Luna Smelter, Ltd. | CID003387 | RWANDA |
| Rui Da Hung | CID001539 | TAIWAN, PROVINCE OF CHINA |
| Precious Minerals and Smelting Limited | CID003409 | INDIA |
| PT Premium Tin Indonesia | CID000313 | INDONESIA |
| PT Timah Tbk Mentok | CID001482 | INDONESIA |
| PT Bangka Serumpun | CID003205 | INDONESIA |
| Fenix Metals | CID000468 | POLAND |
| Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | CID004403 | JAPAN |
| PT ATD Makmur Mandiri Jaya | CID002503 | INDONESIA |
| PT Menara Cipta Mulia | CID002835 | INDONESIA |
| PT Aries Kencana Sejahtera | CID000309 | INDONESIA |
| DS Myanmar | CID003831 | MYANMAR |
| O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | THAILAND |
| Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 | CHINA |
| PT Mitra Sukses Globalindo | CID003449 | INDONESIA |
| EM Vinto | CID000438 | BOLIVIA (PLURINATIONAL STATE OF) |
| PT Sukses Inti Makmur | CID002816 | INDONESIA |
| Resind Industria e Comercio Ltda. | CID002706 | BRAZIL |
| Fabrica Auricchio Industria e Comercio Ltda. | CID003582 | BRAZIL |
| HuiChang Hill Tin Industry Co., Ltd. | CID002844 | CHINA |
| Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | CHINA |
| Thaisarco | CID001898 | THAILAND |
| O.M. Manufacturing Philippines, Inc. | CID002517 | PHILIPPINES |
| PT Babel Inti Perkasa | CID001402 | INDONESIA |
| PT Timah Tbk Kundur | CID001477 | INDONESIA |
| Super Ligas | CID002756 | BRAZIL |
| CV Venus Inti Perkasa | CID002455 | INDONESIA |
| Minsur | CID001182 | PERU |
| PT Refined Bangka Tin | CID001460 | INDONESIA |

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| | | |
|:---|:---|:---|
| **Tungsten** |  |  |
| A.L.M.T. TUNGSTEN Corp. | CID000004 | JAPAN |
| Xiamen Tungsten Co., Ltd. | CID002082 | CHINA |
| Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 | CHINA |
| Asia Tungsten Products Vietnam Ltd. | CID002502 | VIET NAM |
| Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | CHINA |
| Kennametal Huntsville | CID000105 | UNITED STATES OF AMERICA |
| China Molybdenum Tungsten Co., Ltd. | CID002641 | CHINA |
| Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | CHINA |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | CHINA |
| Kennametal Fallon | CID000966 | UNITED STATES OF AMERICA |
| Cronimet Brasil Ltda | CID003468 | BRAZIL |
| Wolfram Bergbau und Hutten AG | CID002044 | AUSTRIA |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | CHINA |
| Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | CHINA |
| Hubei Green Tungsten Co., Ltd. | CID003417 | CHINA |
| Niagara Refining LLC | CID002589 | UNITED STATES OF AMERICA |
| Fujian Xinlu Tungsten Co., Ltd. | CID003609 | CHINA |
| Hunan Chenzhou Mining Co., Ltd. | CID000766 | CHINA |
| Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | CHINA |
| Malipo Haiyu Tungsten Co., Ltd. | CID002319 | CHINA |
| Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | CHINA |
| Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | CHINA |
| Japan New Metals Co., Ltd. | CID000825 | JAPAN |
| Philippine Chuangxin Industrial Co., Inc. | CID002827 | PHILIPPINES |
| Masan High-Tech Materials | CID002543 | VIET NAM |
| Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | CHINA |
| H.C. Starck Tungsten GmbH | CID002541 | GERMANY |
| Global Tungsten & Powders LLC | CID000568 | UNITED STATES OF AMERICA |
| Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | CHINA |
| Lianyou Metals Co., Ltd. | CID003407 | TAIWAN, PROVINCE OF CHINA |
| TANIOBIS Smelting GmbH & Co. KG | CID002542 | GERMANY |

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Countries of origin that these facilities may source Conflict Minerals include:

**L1 -** RMI Level 1 Countries are those that are not identified as conflict regions or plausible areas of smuggling or export from the DRC and its nine adjoining countries, including: Argentina, Armenia, Australia, Austria, Azerbaijan, Bahamas, Barbados, Belarus, Belgium, Benin, Bolivia, Bosnia and Herzegovina, Botswana, Brazil, Bulgaria, Burkina Faso, Cambodia, Cameroon, Canada, Cayman Islands, Chile, China, Colombia, Croatia, Curacao, Cyprus, Czech Republic, Denmark, Dominican Republic, Ecuador, Egypt, El Salvador, Eritrea, Estonia, Ethiopia, Fiji, Finland, France, Gabon, Gambia, Georgia, Germany, Ghana, Greece, Guatemala, Guinea, Guyana, Honduras, Hong Kong, Hungary, Iceland, India, Indonesia, Iran, Ireland, Israel, Italy, Ivory Coast, Japan, Jordan, Kazakhstan, Kenya, Korea, Republic of, Kosovo, Kuwait, Kyrgyzstan, Laos, Latvia, Lebanon, Liberia, Libya, Liechtenstein, Lithuania, Luxembourg, Macau, Madagascar, Malaysia, Mali, Malta, Mauritania, Mauritius, Mexico, Mongolia, Morocco, Myanmar, Namibia, Netherlands, New Caledonia, New Zealand, Nicaragua, Niger, Nigeria, Norway, Pakistan, Panama, Papua New Guinea, Peru, Philippines, Poland, Portugal, Puerto Rico, Romania, Russian Federation, San Marino, Saudi Arabia, Senegal, Serbia, Sierra Leone, Singapore, Slovakia, Solomon Islands, Spain, Suriname, Swaziland, Sweden, Switzerland, Taiwan, Tajikistan, Thailand, Togo, Trinidad and Tobago, Tunisia, Turkey, Ukraine, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United States of America, Uruguay, Uzbekistan, Vatican City, Venezuela, Vietnam, Yemen, and Zimbabwe.

**L2** - RMI Level 2 Countries are those that are known or plausible countries for smuggling, exporting, or transiting of materials containing tantalum, tin, tungsten, or gold out of conflict affected regions, including: Mozambique and South Africa.

**L3** - RMI Level 3 Countries are those high-risk countries outlined in Section 1502 of the Dodd-Frank Act as those affected or bordering conflict-affected regions: currently defined as the Democratic Republic of Congo (DRC) and its nine adjoining countries (Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, Zambia).

**Future Steps**

We have communicated our expectations, as reflected in our Conflict Minerals Policy, to our contract manufacturers and other suppliers. We have continued to engage with our Tier 1 suppliers to update their information on the source and chain of custody of conflict minerals in our supply chain and to require that all smelters utilized agree to participate in the Responsible Minerals Assurance Process or equivalent program.

**Forward-Looking Statements**

*Statements relating to risk mitigation and certain other statements herein are forward-looking in nature and are based on the Company's management's current expectations or beliefs. Furthermore, our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of the Company's control and that could cause actual events to differ materially from those expressed or implied by the statements made herein. The Company assumes no obligation to update or provide revisions to any forward-looking statements.* 

**Documents Incorporated by Reference**

Unless otherwise stated herein, any documents, third-party materials or references to websites (including QuickLogic's) are not incorporated by reference in, or considered to be a part of, this Report, unless expressly incorporated by reference herein.