# EDGAR Filing Document

**Accession Number:** 0001795097
**File Stem:** 0001754960-23-000058
**Filing Date:** 2023-2
**Character Count:** 19138
**Document Hash:** 2d4820a023b10e8cfc96ba624f6b87e3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001754960-23-000058.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001754960-23-000058

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Privium Fund Management B.V.
- **CENTRAL INDEX KEY:** 0001795097
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** P7

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21695
- **FILM NUMBER:** 23582615

**BUSINESS ADDRESS:**
- **STREET 1:** GUSTAV MAHLERPLEIN 3
- **CITY:** AMSTERDAM
- **STATE:** P7
- **ZIP:** 1082 MS
- **BUSINESS PHONE:** 31 20 462 6644

**MAIL ADDRESS:**
- **STREET 1:** GUSTAV MAHLERPLEIN 3
- **CITY:** AMSTERDAM
- **STATE:** P7
- **ZIP:** 1082 MS

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Privium Fund Management B.V.<br>**Address:** GUSTAV MAHLERPLEIN 3<br>AMSTERDAM, P7 1082 MS

**Form 13F File Number:** 028-21695

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Aryn Sands<br>**Title:** Agent<br>**Phone:** 844-844-3453

**Signature, Place, and Date of Signing:**

Aryn Sands  Reno, NV  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 150

**Form 13F Information Table Value Total:** $263715476

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 175 | 53000 | SH |  | SOLE |  | 53000 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 1274 | 28004 | SH |  | SOLE |  | 28004 | 0 | 0 |
| BRILLIANT ACQUISITION CORP | *W EXP 03/30/202 | G1643W129 |  | 1389 | 55540 | SH |  | SOLE |  | 55540 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 130 | 43207 | SH |  | SOLE |  | 43207 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 5231 | 65392 | SH |  | SOLE |  | 65392 | 0 | 0 |
| EDOC ACQUISITION CORP | *W EXP 11/30/202 | G4000A110 |  | 4298 | 107439 | SH |  | SOLE |  | 107439 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 12 | 40496 | SH |  | SOLE |  | 40496 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 250 | 71300 | SH |  | SOLE |  | 71300 | 0 | 0 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 |  | 916305 | 48100 | SH |  | SOLE |  | 48100 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 137 | 13700 | SH |  | SOLE |  | 13700 | 0 | 0 |
| JOBY AVIATION INC | *W EXP 08/10/202 | G65163118 |  | 103727 | 219527 | SH |  | SOLE |  | 219527 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 1412 | 35200 | SH |  | SOLE |  | 35200 | 0 | 0 |
| RENEW ENERGY GLOBAL PLC | *W EXP 08/21/202 | G7500M120 |  | 163884 | 207500 | SH |  | SOLE |  | 207500 | 0 | 0 |
| ROIVANT SCIENCES LTD | *W EXP 09/30/202 | G76279119 |  | 576752 | 306783 | SH |  | SOLE |  | 306783 | 0 | 0 |
| VALARIS LIMITED | CL A | G9460G101 |  | 303165 | 4535 | SH |  | SOLE |  | 4535 | 0 | 0 |
| VERTICAL AEROSPACE LTD | *W EXP 09/15/202 | G9471C115 |  | 25516 | 74368 | SH |  | SOLE |  | 74368 | 0 | 0 |
| SOPHIA GENETICS SA | ORDINARY SHARES | H82027105 |  | 65430 | 29080 | SH |  | SOLE |  | 29080 | 0 | 0 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 |  | 20360877 | 257700 | SH |  | SOLE |  | 257700 | 0 | 0 |
| PROQR THRAPEUTICS N V | SHS EURO | N71542109 |  | 18010783 | 5344446 | SH |  | SOLE |  | 5344446 | 0 | 0 |
| UNIQURE NV | SHS | N90064101 |  | 6830426 | 301298 | SH |  | SOLE |  | 301298 | 0 | 0 |
| ATI PHYSICAL THERAPY INC | *W EXP 08/10/202 | 00216W117 |  | 3297 | 230579 | SH |  | SOLE |  | 230579 | 0 | 0 |
| ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 |  | 5452 | 82350 | SH |  | SOLE |  | 82350 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 2940 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| AEYE INC | *W EXP 09/30/202 | 008183113 |  | 8372 | 187291 | SH |  | SOLE |  | 187291 | 0 | 0 |
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K112 |  | 10775 | 487543 | SH |  | SOLE |  | 487543 | 0 | 0 |
| ALBIREO PHARMA INC | COM | 01345P106 |  | 6503458 | 300252 | SH |  | SOLE |  | 300252 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 13302703 | 150398 | SH |  | SOLE |  | 150398 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 4714080 | 56000 | SH |  | SOLE |  | 56000 | 0 | 0 |
| AMBEV SA | SPONSORED ADR | 02319V103 |  | 571753 | 207910 | SH |  | SOLE |  | 207910 | 0 | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 |  | 527111 | 8284 | SH |  | SOLE |  | 8284 | 0 | 0 |
| ARGENX SE | SPONSORED ADR | 04016X101 |  | 3084484 | 8208 | SH |  | SOLE |  | 8208 | 0 | 0 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 |  | 8867122 | 221015 | SH |  | SOLE |  | 221015 | 0 | 0 |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 |  | 205486 | 113528 | SH |  | SOLE |  | 113528 | 0 | 0 |
| BERKELEY LTS INC | COM | 084310101 |  | 32187 | 11620 | SH |  | SOLE |  | 11620 | 0 | 0 |
| BIGBEAR AI HLDGS INC | *W EXP 12/08/202 | 08975B117 |  | 81634 | 2325766 | SH |  | SOLE |  | 2325766 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 750720 | 2720 | SH |  | SOLE |  | 2720 | 0 | 0 |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 09175K113 |  | 3048 | 76000 | SH |  | SOLE |  | 76000 | 0 | 0 |
| BLACKSKY TECHNOLOGY INC | *W EXP 09/09/202 | 09263B116 |  | 1414 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| BOXED INC | *W EXP 12/08/202 | 103174116 |  | 7766 | 221889 | SH |  | SOLE |  | 221889 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | RIGHT 05/23/2022 | 106762123 |  | 36456 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| BRIACELL THERAPEUTICS CORP | *W EXP 02/24/202 | 10778Y112 |  | 621972 | 318960 | SH |  | SOLE |  | 318960 | 0 | 0 |
| BRIGHTHOUSE FINL INC | COM | 10922N103 |  | 278934 | 5412 | SH |  | SOLE |  | 5412 | 0 | 0 |
| B2GOLD CORP | COM | 11777Q209 |  | 166968 | 46380 | SH |  | SOLE |  | 46380 | 0 | 0 |
| BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 124155110 |  | 78338 | 301300 | SH |  | SOLE |  | 301300 | 0 | 0 |
| BUZZFEED INC | *W EXP 12/03/202 | 12430A110 |  | 7527 | 301091 | SH |  | SOLE |  | 301091 | 0 | 0 |
| CAMECO CORP | COM | 13321L108 |  | 238550 | 10560 | SH |  | SOLE |  | 10560 | 0 | 0 |
| CELULARITY INC | *W EXP 07/16/202 | 151190113 |  | 105054 | 1616212 | SH |  | SOLE |  | 1616212 | 0 | 0 |
| CHEGG INC | COM | 163092109 |  | 849511 | 33275 | SH |  | SOLE |  | 33275 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 620137 | 13732 | SH |  | SOLE |  | 13732 | 0 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 11904052 | 262435 | SH |  | SOLE |  | 262435 | 0 | 0 |
| COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 20037C116 |  | 2099 | 42488 | SH |  | SOLE |  | 42488 | 0 | 0 |
| CONFLUENT INC | CLASS A COM | 20717M103 |  | 3740000 | 170000 | SH |  | SOLE |  | 170000 | 0 | 0 |
| COSTAR GROUP INC | COM | 22160N109 |  | 910137 | 11718 | SH |  | SOLE |  | 11718 | 0 | 0 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 2091400 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| DANIMER SCIENTIFIC INC | COM CL A | 236272100 |  | 66177 | 38700 | SH |  | SOLE |  | 38700 | 0 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 4288520 | 58000 | SH |  | SOLE |  | 58000 | 0 | 0 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 81068 | 60050 | SH |  | SOLE |  | 60050 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 503641 | 8251 | SH |  | SOLE |  | 8251 | 0 | 0 |
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C201 |  | 121945 | 12038 | SH |  | SOLE |  | 12038 | 0 | 0 |
| DUNE ACQUISITION CORP | COM CL A | 265334102 |  | 339312 | 35642 | SH |  | SOLE |  | 35642 | 0 | 0 |
| DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 |  | 809 | 40637 | SH |  | SOLE |  | 40637 | 0 | 0 |
| ESS TECH INC | *W EXP 10/08/202 | 26916J114 |  | 69299 | 318033 | SH |  | SOLE |  | 318033 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 1840 | 61130 | SH |  | SOLE |  | 61130 | 0 | 0 |
| EDTECHX HOLDINGS ACQU CORP I | *W EXP 06/15/202 | 28139A110 |  | 2048 | 47079 | SH |  | SOLE |  | 47079 | 0 | 0 |
| POLISHED COM INC | *W EXP 06/02/202 | 28252C117 |  | 25425 | 270767 | SH |  | SOLE |  | 270767 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 31 | 16259 | SH |  | SOLE |  | 16259 | 0 | 0 |
| EQUINOX GOLD CORP | COM | 29446Y502 |  | 120303 | 36790 | SH |  | SOLE |  | 36790 | 0 | 0 |
| EVGO INC | *W EXP 07/01/202 | 30052F118 |  | 45635 | 70175 | SH |  | SOLE |  | 70175 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 443038 | 3684 | SH |  | SOLE |  | 3684 | 0 | 0 |
| FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 |  | 1155 | 46201 | SH |  | SOLE |  | 46201 | 0 | 0 |
| FOXWAYNE ENTERPRIS AQSTN COR | *W EXP 01/12/202 | 35166L117 |  | 1375 | 34368 | SH |  | SOLE |  | 34368 | 0 | 0 |
| GARRETT MOTION INC | COM | 366505105 |  | 489648 | 62217 | SH |  | SOLE |  | 62217 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 |  | 296425 | 177500 | SH |  | SOLE |  | 177500 | 0 | 0 |
| GITLAB INC | CLASS A COM | 37637K108 |  | 4466340 | 97200 | SH |  | SOLE |  | 97200 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 2995 | 73577 | SH |  | SOLE |  | 73577 | 0 | 0 |
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 |  | 1117000 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| HEICO CORP NEW | CL A | 422806208 |  | 1419173 | 11865 | SH |  | SOLE |  | 11865 | 0 | 0 |
| HELIOGEN INC | COMMON STOCK | 42329E105 |  | 29555 | 57300 | SH |  | SOLE |  | 57300 | 0 | 0 |
| HELIOGEN INC | *W EXP 12/30/202 | 42329E113 |  | 7329 | 133249 | SH |  | SOLE |  | 133249 | 0 | 0 |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 42806J148 |  | 5413205 | 732504 | SH |  | SOLE |  | 732504 | 0 | 0 |
| HYZON MOTORS INC | *W EXP 10/02/202 | 44951Y110 |  | 20039 | 95423 | SH |  | SOLE |  | 95423 | 0 | 0 |
| ILLUMINA INC | COM | 452327109 |  | 2206950 | 10945 | SH |  | SOLE |  | 10945 | 0 | 0 |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 |  | 257191 | 7290 | SH |  | SOLE |  | 7290 | 0 | 0 |
| IONQ INC | *W EXP 10/01/202 | 46222L116 |  | 69248 | 96178 | SH |  | SOLE |  | 96178 | 0 | 0 |
| IONIS PHARMACEUTICALS INC | COM | 462222100 |  | 5557941 | 148807 | SH |  | SOLE |  | 148807 | 0 | 0 |
| IRONNET INC | *W EXP 08/26/202 | 46323Q113 |  | 22870 | 1420515 | SH |  | SOLE |  | 1420515 | 0 | 0 |
| DAKOTA GOLD CORP | *W EXP 03/15/202 | 46655E118 |  | 21960 | 12200 | SH |  | SOLE |  | 12200 | 0 | 0 |
| JASPER THERAPEUTICS INC | *W EXP 09/24/202 | 471871111 |  | 3329 | 98202 | SH |  | SOLE |  | 98202 | 0 | 0 |
| KT CORP | SPONSORED ADR | 48268K101 |  | 184579 | 13612 | SH |  | SOLE |  | 13612 | 0 | 0 |
| KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 |  | 29726 | 418678 | SH |  | SOLE |  | 418678 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 |  | 2230 | 31900 | SH |  | SOLE |  | 31900 | 0 | 0 |
| KRYSTAL BIOTECH INC | COM | 501147102 |  | 693532 | 8680 | SH |  | SOLE |  | 8680 | 0 | 0 |
| LIGHTNING EMOTORS INC | COM | 53228T101 |  | 6863 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| LIGHTNING EMOTORS INC | *W EXP 05/18/202 | 53228T119 |  | 7274 | 316247 | SH |  | SOLE |  | 316247 | 0 | 0 |
| THE LION ELECTRIC COMPANY | *W EXP 12/16/202 | 536221120 |  | 46740 | 82000 | SH |  | SOLE |  | 82000 | 0 | 0 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 491071 | 1550 | SH |  | SOLE |  | 1550 | 0 | 0 |
| MAGNA INTL INC | COM | 559222401 |  | 587120 | 10250 | SH |  | SOLE |  | 10250 | 0 | 0 |
| MARKETWISE INC | COM CL A | 57064P107 |  | 17034 | 10079 | SH |  | SOLE |  | 10079 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 10212728 | 92156 | SH |  | SOLE |  | 92156 | 0 | 0 |
| MIRION TECHNOLOGIES INC | *W EXP 10/20/202 | 60471A119 |  | 366882 | 339706 | SH |  | SOLE |  | 339706 | 0 | 0 |
| MODERNA INC | COM | 60770K107 |  | 3407462 | 19051 | SH |  | SOLE |  | 19051 | 0 | 0 |
| MOMENTUS INC | *W EXP 05/15/202 | 60879E119 |  | 32233 | 644651 | SH |  | SOLE |  | 644651 | 0 | 0 |
| NOV INC | COM | 62955J103 |  | 548057 | 26489 | SH |  | SOLE |  | 26489 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 1030500 | 11250 | SH |  | SOLE |  | 11250 | 0 | 0 |
| NUSCALE PWR CORP | *W EXP 05/02/202 | 67079K118 |  | 368535 | 233250 | SH |  | SOLE |  | 233250 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 748 | 75550 | SH |  | SOLE |  | 75550 | 0 | 0 |
| CHORD ENERGY CORPORATION | COM NEW | 674215207 |  | 2538712 | 18700 | SH |  | SOLE |  | 18700 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 8681832 | 139400 | SH |  | SOLE |  | 139400 | 0 | 0 |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 |  | 12314467 | 304889 | SH |  | SOLE |  | 304889 | 0 | 0 |
| OFFERPAD SOLUTIONS INC | COM CL A | 67623L109 |  | 36243 | 77113 | SH |  | SOLE |  | 77113 | 0 | 0 |
| OFFERPAD SOLUTIONS INC | *W EXP 09/01/202 | 67623L117 |  | 75809 | 2949753 | SH |  | SOLE |  | 2949753 | 0 | 0 |
| OPPFI INC | *W EXP 07/20/202 | 68386H111 |  | 58125 | 903967 | SH |  | SOLE |  | 903967 | 0 | 0 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 352932 | 21121 | SH |  | SOLE |  | 21121 | 0 | 0 |
| PAYONEER GLOBAL INC | *W EXP 06/25/202 | 70451X112 |  | 190055 | 190055 | SH |  | SOLE |  | 190055 | 0 | 0 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 294651 | 27589 | SH |  | SOLE |  | 27589 | 0 | 0 |
| POLESTAR AUTOMOTIVE HLDG UK | ADS C-1 | 731105102 |  | 200518 | 187400 | SH |  | SOLE |  | 187400 | 0 | 0 |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 |  | 1050 | 22920 | SH |  | SOLE |  | 22920 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 5273 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 2284342 | 20797 | SH |  | SOLE |  | 20797 | 0 | 0 |
| REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 |  | 497 | 44000 | SH |  | SOLE |  | 44000 | 0 | 0 |
| ROBLOX CORP | CL A | 771049103 |  | 2167200 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| ROCKET PHARMACEUTICALS INC | COM | 77313F106 |  | 1157325 | 59350 | SH |  | SOLE |  | 59350 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 812 | 20305 | SH |  | SOLE |  | 20305 | 0 | 0 |
| RUMBLE INC | *W EXP 09/16/202 | 78137L113 |  | 18235 | 14472 | SH |  | SOLE |  | 14472 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 5855896 | 15272 | SH |  | SOLE |  | 15272 | 0 | 0 |
| SCILEX HOLDING CO | *W EXP 11/10/202 | 80880W114 |  | 4550 | 22750 | SH |  | SOLE |  | 22750 | 0 | 0 |
| SEABRIDGE GOLD INC | COM | 811916105 |  | 185825 | 15157 | SH |  | SOLE |  | 15157 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 1268 | 21100 | SH |  | SOLE |  | 21100 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 |  | 5269 | 313646 | SH |  | SOLE |  | 313646 | 0 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 19796400 | 564000 | SH |  | SOLE |  | 564000 | 0 | 0 |
| SNOWFLAKE INC | CL A | 833445109 |  | 19520298 | 137100 | SH |  | SOLE |  | 137100 | 0 | 0 |
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 |  | 8333 | 92585 | SH |  | SOLE |  | 92585 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 1049 | 35799 | SH |  | SOLE |  | 35799 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 5033600 | 80000 | SH |  | SOLE |  | 80000 | 0 | 0 |
| SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 |  | 467903 | 212683 | SH |  | SOLE |  | 212683 | 0 | 0 |
| SYSTEM1 INC | *W EXP 99/99/999 | 87200P117 |  | 24725 | 62200 | SH |  | SOLE |  | 62200 | 0 | 0 |
| TMC THE METALS COMPANY INC | *W EXP 09/09/202 | 87261Y114 |  | 4420 | 59729 | SH |  | SOLE |  | 59729 | 0 | 0 |
| TARGET HOSPITALITY CORP | COM | 87615L107 |  | 579805 | 38887 | SH |  | SOLE |  | 38887 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 730920 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 735253 | 1320 | SH |  | SOLE |  | 1320 | 0 | 0 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 |  | 4821491 | 106741 | SH |  | SOLE |  | 106741 | 0 | 0 |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 91823B117 |  | 97724 | 751721 | SH |  | SOLE |  | 751721 | 0 | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 |  | 10206548 | 35307 | SH |  | SOLE |  | 35307 | 0 | 0 |
| VICARIOUS SURGICAL INC | *W EXP 09/17/202 | 92561V117 |  | 30256 | 189101 | SH |  | SOLE |  | 189101 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | *W EXP 99/99/999 | 92853V114 |  | 1321 | 42600 | SH |  | SOLE |  | 42600 | 0 | 0 |
| WALMART INC | COM | 931142103 |  | 3745653 | 26350 | SH |  | SOLE |  | 26350 | 0 | 0 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 301006 | 31920 | SH |  | SOLE |  | 31920 | 0 | 0 |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 |  | 537307 | 13541 | SH |  | SOLE |  | 13541 | 0 | 0 |
| WHEELS UP EXPERIENCE INC | *W EXP 07/13/202 | 96328L114 |  | 16215 | 270251 | SH |  | SOLE |  | 270251 | 0 | 0 |
| ZAI LAB LTD | ADR | 98887Q104 |  | 7372120 | 240683 | SH |  | SOLE |  | 240683 | 0 | 0 |

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