# EDGAR Filing Document

**Accession Number:** 0001556593
**File Stem:** 0001104659-26-065154
**Filing Date:** 2026-5
**Character Count:** 12065
**Document Hash:** 468aab932e50b1996796ee1b051aa2ed
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-26-065154.hdr.sgml**: 20260521

**ACCESSION NUMBER**: 0001104659-26-065154

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20260521

**ITEM INFORMATION**: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20260521

**DATE AS OF CHANGE**: 20260521

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Rithm Capital Corp.
- **CENTRAL INDEX KEY:** 0001556593
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE INVESTMENT TRUSTS [6798]
- **ORGANIZATION NAME:** 05 Real Estate & Construction
- **EIN:** 453449660
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35777
- **FILM NUMBER:** 261008663

**BUSINESS ADDRESS:**
- **STREET 1:** 799 BROADWAY
- **CITY:** New York
- **STATE:** NY
- **ZIP:** 10003
- **BUSINESS PHONE:** (212) 850-7770

**MAIL ADDRESS:**
- **STREET 1:** 799 BROADWAY
- **CITY:** New York
- **STATE:** NY
- **ZIP:** 10003

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New Residential Investment Corp.
- **DATE OF NAME CHANGE:** 20121227

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New Residential Investment LLC
- **DATE OF NAME CHANGE:** 20121214

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Spinco Inc.
- **DATE OF NAME CHANGE:** 20120821

?xml version='1.0' encoding='ASCII'?

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

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**FORM 8-K**

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**CURRENT REPORT**

**PURSUANT TO SECTION 13 OR 15(d) OF THE**

**SECURITIES EXCHANGE ACT OF 1934**

**Date of Report (Date of earliest event reported): May 21, 2026**

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**Rithm Capital Corp.**

**(Exact name of registrant as specified in its charter)**

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| | | |
|:---|:---|:---|
|  | **Delaware** |  |
|  | **(State or other jurisdiction of incorporation)** |  |
| **001-35777** |  | **45-3449660** |
| **(Commission File Number)** |  | **(IRS Employer Identification No.)** |

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| | |
|:---|:---|
| **799 Broadway<br> New York, New York** | **10003** |
| **(Address of principal executive offices)** | **(Zip Code)** |

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**Registrant's telephone number, including area code <u>(212</u><u>) 850-7770</u>**

**N/A**

**(Former name or former address, if changed since last report.)**

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **<u>Title of each class:</u>** | **<u>Trading</u> <u><br> Symbols:</u>** | **<u>Name of each exchange on which</u> <u><br> registered:</u>** |
| Common Stock, $0.01 par value per share | RITM | New York Stock Exchange |
| 7.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock | RITM PR A | New York Stock Exchange |
| 7.125% Series B Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock | RITM PR B | New York Stock Exchange |
| 6.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock | RITM PR C | New York Stock Exchange |
| 7.00% Fixed-Rate Reset Series D Cumulative Redeemable Preferred Stock | RITM PR D | New York Stock Exchange |
| 8.750% Series E Fixed-Rate Cumulative Redeemable Preferred Stock | RITM PR E | New York Stock Exchange |
| 8.750% Series F Fixed-Rate Reset Cumulative Redeemable Preferred Stock | RITM PR F | New York Stock Exchange |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻

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| | |
|:---|:---|
| **Item 5.02.** | **Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.** |

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On May 21, 2026, at the 2026 Annual Meeting of Stockholders (the "Annual Meeting") of Rithm Capital Corp. (the "Company"), the Company's stockholders approved the First Amendment (the "First Amendment") to the Rithm Capital Corp. 2023 Omnibus Incentive Plan (the "2023 Plan") to increase the number of shares of common stock, par value $0.01, of the Company reserved for issuance under the 2023 Plan by 35,000,000 shares to 69,240,000 shares, less one share for every share subject to an award granted under the 2023 Plan on or after April 1, 2026 and prior to the Annual Meeting. The First Amendment had previously been approved, subject to stockholder approval, by the Company's Board of Directors.

A summary description of the material terms of the First Amendment was included in the Company's definitive proxy statement on Schedule 14A (the "Definitive Proxy Statement") filed with the Securities and Exchange Commission on April 9, 2026, in connection with the Annual Meeting. The foregoing description of the First Amendment is qualified in its entirety by reference to the First Amendment, which is attached as Annex B to the Definitive Proxy Statement and is filed as Exhibit 10.1 to this report.

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| | |
|:---|:---|
| **Item 5.07.** | **Submission of Matters to a Vote of Security Holders.** |

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At the Annual Meeting, the stockholders of the Company voted on the matters described below.

1. The Company's stockholders elected two Class I directors, who comprise all the directors of such class, to serve until the 2029 Annual Meeting of Stockholders and until their successors are elected and duly qualified. The numbers of shares that voted for the election of such directors, withheld voting for such directors and represented broker non-votes with respect to this proposal are summarized in the table below.

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| | | | |
|:---|:---|:---|:---|
| Director Nominee | Votes For | Votes Withheld | Broker Non-Votes<sup>\*</sup> |
| David Saltzman | 200196253 | 28197137 | 146946021 |
| William D. Addas | 219162505 | 9230885 | 146946021 |

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2. The Company's stockholders approved the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. The numbers of shares that voted for, against and abstained from voting for or against the ratification of the selection of Ernst & Young LLP are summarized in the table below.

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| | | |
|:---|:---|:---|
| Votes For | Votes Against | Abstentions |
| 368163966 | 3268629 | 3906816 |

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3. The Company's stockholders approved (on a non-binding advisory basis) the compensation of the Company's named executive officers as described in the Company's Definitive Proxy Statement. The numbers of shares that voted for, against, abstained from voting and represented broker non-votes with respect to this proposal are summarized in the table below.

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| | | | |
|:---|:---|:---|:---|
| Votes For | Votes Against | Abstentions | Broker Non-Votes\* |
| 191163402 | 32850187 | 4379801 | 146946021 |

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4. The Company's stockholders approved the First Amendment. The numbers of shares that voted for, against, abstained from voting and represented broker non-votes with respect to this proposal are summarized in the table below.

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| | | | |
|:---|:---|:---|:---|
| Votes For | Votes Against | Abstentions | Broker Non-Votes\* |
| 211581992 | 11987771 | 4823627 | 146946021 |

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No other matters were considered and voted on by the Company's stockholders at the Annual Meeting.

\* Broker non-votes are instances where a broker holding shares of record for a beneficial owner does not vote the shares because it has not received voting instructions from the beneficial owner and therefore is precluded by the New York Stock Exchange (the "NYSE") rules from voting on a particular matter. Under the NYSE rules, when a broker holding shares in "street name" does not receive voting instructions from a beneficial owner, the broker has discretionary authority to vote on certain routine matters but is prohibited from voting on non-routine matters. Brokers who did not receive instructions from the respective beneficial owners were not entitled to vote on (i) the election of two Class I directors, (ii) the approval (on a non-binding advisory basis) of the compensation of the Company's named executive officers or (iii) the approval of the First Amendment. Brokers who did not receive instructions from the respective beneficial owners were entitled to vote on the ratification of the appointment of the independent registered public accounting firm.

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| | |
|:---|:---|
| **Item 9.01.** | **Financial Statements and Exhibits.** |
| (d) Exhibits. |  |

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| | |
|:---|:---|
| **Exhibit Number** | **Description** |
| [10.1](tm2615241d1_ex10-1.htm) | [First Amendment to the Rithm Capital Corp. 2023 Omnibus Incentive Plan](tm2615241d1_ex10-1.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| |
|:---|
| RITHM CAPITAL CORP. |
| (Registrant) |
| /s/ Nicola Santoro, Jr. |
| Nicola Santoro, Jr. |
| Chief Financial Officer and Chief Accounting Officer |
| Date: May 21, 2026 |

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## Exhibit 10.1

**Exhibit 10.1**

**FIRST AMENDMENT TO THE**

**RITHM CAPITAL CORP. 2023 OMNIBUS INCENTIVE PLAN**

**THIS FIRST AMENDMENT** (this "Amendment") to the Rithm Capital Corp. 2023 Omnibus Incentive Plan (the "Plan") is made as of April 9, 2026, subject to approval by the Company's stockholders at the 2026 annual meeting of stockholders. Any capitalized term that is used but not defined herein shall have the meaning ascribed to such term in the Plan.

**WHEREAS**, pursuant to Section 15 of the Plan, the Board, acting as the Administrator, may amend the Plan at any time, provided that no such amendment shall be made that would impair the rights of a Participant under any outstanding Award without such Participant's consent; and

**WHEREAS**, the Board, acting as the Administrator, has determined to amend the Plan in the manner set forth below, subject to approval by the stockholders.

**NOW, THEREFORE**, the Plan is hereby amended as follows, subject to approval by the Company's stockholders:

Section 1. The first sentence of Section 4(a) of the Plan is hereby amended and restated in its entirety as follows:

"Subject to Section 4(b) hereof, the maximum number of shares of Common Stock reserved for issuance under the Plan shall be 69,240,000 Shares, less one Share for every Share subject to an Award granted under the Plan on or after April 1, 2026 and prior to the 2026 annual meeting of stockholders."

Section 2. This Amendment shall be governed by and construed in accordance with the laws of the State of Delaware, without giving effect to the principles of conflicts of law of such state.

Section 3. Except as amended above, the Plan shall remain in full force and effect.