# EDGAR Filing Document

**Accession Number:** 0001595527
**File Stem:** 0000950142-23-000554
**Filing Date:** 2023-3
**Character Count:** 18022
**Document Hash:** e7f45102addc87f70053cbb291b42d0d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950142-23-000554.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0000950142-23-000554

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230227

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SCHORSCH NICHOLAS S
- **CENTRAL INDEX KEY:** 0001248577

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39448
- **FILM NUMBER:** 23695174
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** New York City Special Ltd. Partnership, LLC
- **CENTRAL INDEX KEY:** 0001920245
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39448
- **FILM NUMBER:** 23695170

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
- **BUSINESS PHONE:** 212-415-6500

**MAIL ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Bellevue Capital Partners, LLC
- **CENTRAL INDEX KEY:** 0001907225
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39448
- **FILM NUMBER:** 23695173

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
- **BUSINESS PHONE:** 212-415-6500

**MAIL ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** American Realty Capital III, LLC
- **CENTRAL INDEX KEY:** 0001920248
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39448
- **FILM NUMBER:** 23695171

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
- **BUSINESS PHONE:** 212-415-6500

**MAIL ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** New York City Advisors, LLC
- **CENTRAL INDEX KEY:** 0001920246
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39448
- **FILM NUMBER:** 23695169

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
- **BUSINESS PHONE:** 212-415-6500

**MAIL ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** AR Global Investments, LLC
- **CENTRAL INDEX KEY:** 0001920247
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39448
- **FILM NUMBER:** 23695172

**BUSINESS ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
- **BUSINESS PHONE:** 212-415-6500

**MAIL ADDRESS:**
- **STREET 1:** 222 BELLEVUE AVENUE
- **CITY:** NEWPORT
- **STATE:** RI
- **ZIP:** 02840
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** American Strategic Investment Co.
- **CENTRAL INDEX KEY:** 0001595527
- **STANDARD INDUSTRIAL CLASSIFICATION:** REAL ESTATE INVESTMENT TRUSTS [6798]
- **IRS NUMBER:** 464380248
- **STATE OF INCORPORATION:** MD
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 650 FIFTH AVE
- **STREET 2:** 30TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 2124156500

**MAIL ADDRESS:**
- **STREET 1:** 650 FIFTH AVE
- **STREET 2:** 30TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** New York City REIT, Inc.
- **DATE OF NAME CHANGE:** 20190313

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** American Realty Capital New York City REIT, Inc.
- **DATE OF NAME CHANGE:** 20140226

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** American Realty Captal New York City REIT, Inc.
- **DATE OF NAME CHANGE:** 20131230

## Exhibit 99.1

**EXHIBIT 99.1**

This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons can be found on the Form 4 filed herewith.

Name of Designated Filer: Nicholas S. Schorsch

Date of Event Requiring Statement: February 27, 2023

Issuer Name and Ticker or Trading Symbol: American Strategic Investment Co. [NYC]

---

| | |
|:---|:---|
| **NICHOLAS S. SCHORSCH** | **NICHOLAS S. SCHORSCH** |
| By: | /s/ Michael R. Anderson |
|  | Name: Michael R. Anderson, as Attorney-in-Fact |

---

---

| | |
|:---|:---|
| **BELLEVUE CAPITAL PARTNERS, LLC** | **BELLEVUE CAPITAL PARTNERS, LLC** |
| By: | /s/ Michael R. Anderson |
|  | Name: Michael R. Anderson<br> Title: General Counsel |

---

---

| | |
|:---|:---|
| **AR GLOBAL INVESTMENTS, LLC** | **AR GLOBAL INVESTMENTS, LLC** |
| By: | /s/ Michael R. Anderson |
|  | Name: Michael R. Anderson<br> Title: General Counsel |

---

---

| | |
|:---|:---|
| **AMERICAN REALTY CAPITAL III, LLC** | **AMERICAN REALTY CAPITAL III, LLC** |
| By: | **AR GLOBAL INVESTMENTS, LLC**, its sole member |
| By: | /s/ Michael R. Anderson |
|  | Name: Michael R. Anderson<br> Title: General Counsel |

---

---

| | |
|:---|:---|
| **NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC** | **NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC** |
| By: | **AMERICAN REALTY CAPITAL III, LLC**, its sole member |
| By: | **AR GLOBAL INVESTMENTS, LLC**, its sole member |
| By: | /s/ Michael R. Anderson |
|  | Name: Michael R. Anderson<br> Title: General Counsel |

---

---

| | |
|:---|:---|
| **NEW YORK CITY ADVISORS, LLC** | **NEW YORK CITY ADVISORS, LLC** |
| By: | **NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC** its sole member |
| By: | **AMERICAN REALTY CAPITAL III, LLC**, its sole member |
| By: | **AR GLOBAL INVESTMENTS, LLC**, its sole member |
| By: | /s/ Michael R. Anderson |
|  | Name: Michael R. Anderson |
|  | Title: General Counsel |

---

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SCHORSCH NICHOLAS S<br><sub>(Last) (First) (Middle)</sub><br>C/O BELLEVUE CAPITAL PARTNERS, LLC<br>222 BELLEVUE AVENUE<br><sub>(Street)</sub><br>NEWPORT, RI 02840<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>American Strategic Investment Co. [ NYC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Bellevue Capital Partners, LLC<br><sub>(Last) (First) (Middle)</sub><br>222 BELLEVUE AVENUE<br><sub>(Street)</sub><br>NEWPORT, RI 02840<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>American Strategic Investment Co. [ NYC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>AR Global Investments, LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O BELLEVUE CAPITAL PARTNERS, LLC<br>222 BELLEVUE AVENUE<br><sub>(Street)</sub><br>NEWPORT, RI 02840<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>American Strategic Investment Co. [ NYC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>American Realty Capital III, LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O BELLEVUE CAPITAL PARTNERS, LLC<br>222 BELLEVUE AVENUE<br><sub>(Street)</sub><br>NEWPORT, RI 02840<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>American Strategic Investment Co. [ NYC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>New York City Special Ltd. Partnership, LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O BELLEVUE CAPITAL PARTNERS, LLC<br>222 BELLEVUE AVENUE<br><sub>(Street)</sub><br>NEWPORT, RI 02840<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>American Strategic Investment Co. [ NYC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>New York City Advisors, LLC<br><sub>(Last) (First) (Middle)</sub><br>C/O BELLEVUE CAPITAL PARTNERS, LLC<br>222 BELLEVUE AVENUE<br><sub>(Street)</sub><br>NEWPORT, RI 02840<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-27 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>American Strategic Investment Co. [ NYC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A common stock | 2023-02-27 |  | A |  | 129859 | A | 12.95<sup>(1)</sup> | 275351<sup>(2)</sup> | I | See footnote<sup>(3)</sup> |
| Class A common stock | 2023-02-27 |  | A |  | 238097 | A | 12.95<sup>(1)</sup> | 504857<sup>(2)</sup> | I | See footnote<sup>(4)</sup> |
| Class A common stock | 2023-02-27 |  | A |  | 11571 | A | 12.95<sup>(1)</sup> | 26559<sup>(2)</sup> | D<sup>(5)</sup> |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Shares of Class A common stock of American Strategic Investment Co. (the "Issuer") acquired pursuant to a rights offering, pursuant to which the Issuer distributed non-transferable rights (the "Subscription Rights") to its stockholders of record as of January 12, 2023, to purchase 0.20130805 of a share of Class A common stock for every Subscription Right at a subscription price of $12.95 per whole share. Includes shares acquired pursuant to an oversubscription option under which stockholders who fully exercised their Subscription Rights were entitled to subscribe for additional shares of Class A common stock that remained unsubscribed as a result of unexercised Subscription Rights, subject to certain terms and conditions.

(2) Reflects the completion on January 11, 2023 by the Issuer of a 1-for-8 reverse split of the Common Stock.

(3) Mr. Nicholas S. Schorsch is the sole managing member of Bellevue Capital Partners, LLC ("BCP"), who is the ultimate controlling person of New York City Advisors, LLC, and has voting and investment discretion with respect to the securities held of record by New York City Advisors, LLC. BCP is the sole member of AR Global Investments, LLC, who is the sole member of American Realty Capital III, LLC ("ARC III"). ARC III is the sole member of New York City Special Limited Partnership, LLC, who is the sole member of New York City Advisors, LLC, the record holder of the securities reported herein.

(4) Represents shares of Class A common stock directly owned by BCP. Mr. Nicholas S. Schorsch is the sole managing member of BCP, and has voting and investment discretion with respect to the securities held of record by BCP.

(5) Represents shares of Class A common stock owned solely by Mr. Nicholas S. Schorsch.

**Remarks:**
Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. // The Reporting Persons are filing this Form 4 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

**Signature:** /s/ See signatures attached as Exhibit 99.1  
**Date:** 2023-03-01

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**