# EDGAR Filing Document

**Accession Number:** 0001070092
**File Stem:** 0001070092-25-000015
**Filing Date:** 2025-7
**Character Count:** 2741
**Document Hash:** d031d660d0e564949e7aa4fa4c0e975e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001070092-25-000015.hdr.sgml**: 20250718

**ACCESSION NUMBER**: 0001070092-25-000015

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20240930

**FILED AS OF DATE**: 20250718

**DATE AS OF CHANGE**: 20250718

**EFFECTIVENESS DATE**: 20250718

**PERIOD START**: 20231001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** STONEX FINANCIAL INC.
- **CENTRAL INDEX KEY:** 0001070092

**ORGANIZATION NAME:**
- **EIN:** 593514167
- **STATE OF INCORPORATION:** FL
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51269
- **FILM NUMBER:** 251133762

**BUSINESS ADDRESS:**
- **STREET 1:** 329 PARK AVENUE NORTH
- **STREET 2:** SUITE 350
- **CITY:** WINTER PARK
- **STATE:** FL
- **ZIP:** 32789
- **BUSINESS PHONE:** 407-741-5372

**MAIL ADDRESS:**
- **STREET 1:** 329 PARK AVENUE NORTH
- **STREET 2:** SUITE 350
- **CITY:** WINTER PARK
- **STATE:** FL
- **ZIP:** 32789

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE FINANCIAL INC.
- **DATE OF NAME CHANGE:** 20200907

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** STONEX FINANCIAL INC.
- **DATE OF NAME CHANGE:** 20200904

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE FINANCIAL INC.
- **DATE OF NAME CHANGE:** 20150714

### Attached PDF Documents

**Attachment 1:** `docx17a5public_3.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001070092

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2023

**Report Period End Date:** 09-30-2024

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** STONEX FINANCIAL INC.

**Business Address:** 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL, 32789

**Contact Person:** Steve Ptasinski

**Contact Phone:** 3127892519

### Independent Public Accountant Identification

**Accountant Name:** KPMG LLP

**Accountant Address:** 1000 Walnut Street, Kansas City, MO, 64106

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Steve Ptasinski**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **STONEX FINANCIAL INC.**, as of **07-18-2025**, are true and correct.

**Signature:** Steve Ptasinski

**Title:** Director Regulatory Accounting

**Notarized:** Yes