# EDGAR Filing Document

**Accession Number:** 0000033934
**File Stem:** 0000910472-26-002559
**Filing Date:** 2026-2
**Character Count:** 56729
**Document Hash:** f8e54f606a6524d3a9310d0506208f1d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-002559.hdr.sgml**: 20260225

**ACCESSION NUMBER**: 0000910472-26-002559

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260225

**DATE AS OF CHANGE**: 20260225

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CORNERSTONE TOTAL RETURN FUND INC
- **CENTRAL INDEX KEY:** 0000033934

**ORGANIZATION NAME:**
- **EIN:** 132727013
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-02363
- **FILM NUMBER:** 26678734

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** (513) 587-3400

**MAIL ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE, SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EIS FUND INC
- **DATE OF NAME CHANGE:** 20020109

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EXCELSIOR INCOME SHARES INC
- **DATE OF NAME CHANGE:** 19920703

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Cornerstone Total Return Fund, Inc.

- **b. Investment Company Act file number:** 811-02363

- **c. CIK number of Registrant:** 0000033934

- **d. LEI of Registrant:** 5493000TUAHPA5P8NM98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 Pictoria Drive

  - **City:** Cincinnati

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 513-587-3400

**Item A.2. Information about the Series.**

- **a. Name of Series:** Cornerstone Total Return Fund, Inc.

- **c. LEI of Series:** 5493000TUAHPA5P8NM98

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1050601941.32

**Total Liabilities:** $1195908.10

**Net Assets:** $1049406033.22

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | 2.51%                | 0.76%                | -0.22%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $23385066.90             | $2798865.36                                |
| Month 2  | $4969771.37              | $2519307.24                                |
| Month 3  | $29279056.30             | $-32729967.50                              |

### Schedule of Portfolio Investments

| Name                                                          | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Abbott Laboratories                                           | Abbott Laboratories                                           | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     28400 | NS      | $3558236.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc.                                   | Advanced Micro Devices, Inc.                                  | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     12680 | NS      | $2715548.80   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc.                                                 | Alphabet, Inc. Class C                                        | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    207500 | NS      | $65113500.00  | 6.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com, Inc.                                              | Amazon.com, Inc.                                              | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    177300 | NS      | $40924386.00  | 3.90%             |  |  |  | No            |                  1 | On Loan: No      |
| American Express Company                                      | American Express Company                                      | CUSIP: 025816109<br>LEI: R4PP93JZOLY261QX3811 | Long             | EC               | CORP              | US        |     11900 | NS      | $4402405.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc.                                                    | Amgen, Inc.                                                   | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     13300 | NS      | $4353223.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc.                                           | Analog Devices, Inc.                                          | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     11200 | NS      | $3037440.00   | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc.                                          | Elevance Health, Inc.                                         | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |      9500 | NS      | $3330225.00   | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc.                                                    | Apple, Inc.                                                   | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |    269500 | NS      | $73266270.00  | 6.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc.                                        | Applied Materials, Inc.                                       | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |     18400 | NS      | $4728616.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Applovin Corp.                                                | AppLovin Corporation                                          | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      4015 | NS      | $2705387.30   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc                                           | Arista Networks, Inc.                                         | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     68826 | NS      | $9018270.78   | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Axon Enterprise Inc                                           | Axon Enterprise, Inc.                                         | CUSIP: 05464C101<br>LEI: 549300QP2IEEGFE16681 | Long             | EC               | CORP              | US        |      9357 | NS      | $5314121.01   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Berkshire Hathaway Inc.                                       | Berkshire Hathaway, Inc. Class B                              | CUSIP: 084670702<br>LEI: 5493000C01ZX7D35SD85 | Long             | EC               | CORP              | US        |     14751 | NS      | $7414590.15   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                                          | Booking Holdings, Inc.                                        | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      1500 | NS      | $8032995.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Boston Scientific Corporation                                 | Boston Scientific Corporation                                 | CUSIP: 101137107<br>LEI: Y6ZDD9FP4P8JSSJMW954 | Long             | EC               | CORP              | US        |     51936 | NS      | $4952097.60   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Bristol-Myers Squibb Company                                  | Bristol-Myers Squibb Company                                  | CUSIP: 110122108<br>LEI: HLYYNH7UQUORYSJQCN42 | Long             | EC               | CORP              | US        |     68400 | NS      | $3689496.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                                                  | Broadcom, Inc.                                                | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     78395 | NS      | $27132509.50  | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Brown & Brown Inc                                             | Brown & Brown, Inc.                                           | CUSIP: 115236101<br>LEI: 549300PC8KTJ71XKFY89 | Long             | EC               | CORP              | US        |     32550 | NS      | $2594235.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corporation                                               | CSX Corporation                                               | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |     87600 | NS      | $3175500.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems, Inc.                                  | Cadence Design Systems, Inc.                                  | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |     14876 | NS      | $4649940.08   | 0.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Calamos Strategic Total Return Fund                           | Calamos Strategic Total Return Fund                           | CUSIP: 128125101<br>LEI: 54930048NQ2YBS3TXW78 | Long             | EC               | RF                | US        |    581823 | NS      | $11171001.60  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                                               | Caterpillar, Inc.                                             | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      8526 | NS      | $4884289.62   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc.                                                | Citigroup, Inc.                                               | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |     51100 | NS      | $5962859.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                                                    | Copart, Inc.                                                  | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |     68700 | NS      | $2689605.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corporation                                  | Costco Wholesale Corporation                                  | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     11100 | NS      | $9571974.00   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                      | Crowdstrike Holdings, Inc.                                    | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     15870 | NS      | $7439221.20   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Company                                               | Deere & Company                                               | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |     11800 | NS      | $5493726.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Digital Realty Trust Inc.                                     | Digital Realty Trust, Inc. REIT                               | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |     23600 | NS      | $3651156.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                                  | DoorDash, Inc.                                                | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |     26900 | NS      | $6092312.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc.                                               | DraftKings Inc.                                               | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |    165896 | NS      | $5716776.16   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund        | Eaton Vance Tax-Advantaged Global Dividend Income Fund        | CUSIP: 27828S101<br>LEI: 549300P9NBK8GZ8QI277 | Long             | EC               | RF                | US        |    227453 | NS      | $5254164.30   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | CUSIP: 27828U106<br>LEI: 549300FJ9E7XXCLZCB95 | Long             | EC               | RF                | US        |     28211 | NS      | $856203.85    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Risk Managed Diversified Equity Income Fund       | Eaton Vance Risk-Managed Diversified Equity Income Fund       | CUSIP: 27829G106<br>LEI: 549300Y73VZSKBZ38790 | Long             | EC               | RF                | US        |    208140 | NS      | $1835794.80   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Emerson Electric Co.                                          | Emerson Electric Company                                      | CUSIP: 291011104<br>LEI: FGLT0EWZSUIRRITFOA30 | Long             | EC               | CORP              | US        |     29500 | NS      | $3915240.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                            | Meta Platforms, Inc. Class A                                  | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     33700 | NS      | $22245033.00  | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corporation                                        | Fair Isaac Corporation                                        | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      3000 | NS      | $5071860.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Fidelity Institutional Money Market Government Portfolio      | Fidelity Institutional Money Market Government Portfolio      | CUSIP: 316175108<br>LEI: 549300SHPEJB1OPRCV46 | Long             | STIV             | RF                | US        |  13672522 | PA      | $13672521.75  | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Enhanced Equity Income Fund                       | First Trust Enhanced Equity Income Fund                       | CUSIP: 337318109<br>LEI: 549300FW1TTV8W8GAV91 | Long             | EC               | RF                | US        |     20696 | NS      | $455725.92    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Gdl Fund                                                      | GDL Fund (The)                                                | CUSIP: 361570104<br>LEI: 5493000XKGL8ZPN99479 | Long             | EC               | RF                | US        |     26431 | NS      | $223870.57    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Gallagher Aj &Co                                              | Arthur J Gallagher & Company                                  | CUSIP: 363576109<br>LEI: 54930049QLLMPART6V29 | Long             | EC               | CORP              | US        |     22264 | NS      | $5761700.56   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Vernova Inc.                                               | GE Vernova, Inc.                                              | CUSIP: 36828A101<br>LEI: 254900DP080RU6OK2553 | Long             | EC               | CORP              | US        |      8840 | NS      | $5777558.80   | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| General Dynamics Corporation                                  | General Dynamics Corporation                                  | CUSIP: 369550108<br>LEI: 9C1X8XOOTYY2FNYTVH06 | Long             | EC               | CORP              | US        |     10500 | NS      | $3534930.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| GE Aerospace                                                  | GE Aerospace                                                  | CUSIP: 369604301<br>LEI: 3C7474T6CDKPR9K6YT90 | Long             | EC               | CORP              | US        |     20300 | NS      | $6253009.00   | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc.                                          | Gilead Sciences, Inc.                                         | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |     35000 | NS      | $4295900.00   | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Henry Jack & Associates Inc.                                  | Jack Henry & Associates, Inc.                                 | CUSIP: 426281101<br>LEI: 529900X1QS8C54W0JB21 | Long             | EC               | CORP              | US        |     17000 | NS      | $3102160.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Hilton Worldwide Holdings Inc                                 | Hilton Worldwide Holdings, Inc.                               | CUSIP: 43300A203<br>LEI: 549300HVGPK36ICB0B89 | Long             | EC               | CORP              | US        |     18300 | NS      | $5256675.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Home Depot Inc.                                               | Home Depot, Inc. (The)                                        | CUSIP: 437076102<br>LEI: QEKMOTMBBKA8I816DO57 | Long             | EC               | CORP              | US        |     33500 | NS      | $11527350.00  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| Honeywell International Inc.                                  | Honeywell International, Inc.                                 | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     20300 | NS      | $3960327.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc.                                       | IDEXX Laboratories, Inc.                                      | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |      7496 | NS      | $5071268.88   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc.                                      | Illinois Tool Works, Inc.                                     | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |     14300 | NS      | $3522090.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Interactive Brokers Group Inc                                 | Interactive Brokers Group, Inc. Class A                       | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |     70588 | NS      | $4539514.28   | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc                                 | Intercontinental Exchange, Inc.                               | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     19800 | NS      | $3206808.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| International Business Machines Corp.                         | International Business Machines Corporation                   | CUSIP: 459200101<br>LEI: VGRQXHF3J8VDLUA7XE92 | Long             | EC               | CORP              | US        |     14300 | NS      | $4235803.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                                    | Intuit, Inc.                                                  | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     11472 | NS      | $7599282.24   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc.                                       | Intuitive Surgical, Inc.                                      | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     15800 | NS      | $8948488.00   | 0.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco KBW Bank ETF                                          | Invesco KBW Bank ETF                                          | CUSIP: 46138E628<br>LEI: O540V2L4S174Y60FMD36 | Long             | EC               | RF                | US        |    127479 | NS      | $10745204.91  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| JPMorgan Chase & Co.                                          | JPMorgan Chase & Company                                      | CUSIP: 46625H100<br>LEI: 8I5DZWZKVSZI1NUHU748 | Long             | EC               | CORP              | US        |     59300 | NS      | $19107646.00  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Johnson & Johnson                                             | Johnson & Johnson                                             | CUSIP: 478160104<br>LEI: 549300G0CFPGEF6X2043 | Long             | EC               | CORP              | US        |     17202 | NS      | $3559953.90   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp.                                                     | KLA Corporation                                               | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |      5100 | NS      | $6196908.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| KKR & Co Inc.                                                 | KKR & Company, Inc. Class A                                   | CUSIP: 48251W104<br>LEI: 54930013V5I303TF9571 | Long             | EC               | CORP              | US        |     46135 | NS      | $5881289.80   | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Labcorp Holdings Inc                                          | Labcorp Holdings, Inc.                                        | CUSIP: 504922105<br>LEI: OZ7UA8IXAIFILY2VZH07 | Long             | EC               | CORP              | US        |     10005 | NS      | $2510054.40   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corporation                                      | Lam Research Corporation                                      | CUSIP: 512807306<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     20000 | NS      | $3423600.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All Star Growth Fund Inc.                             | Liberty All Star Growth Fund, Inc.                            | CUSIP: 529900102<br>LEI: 54930046Y8IF3CB2AL60 | Long             | EC               | RF                | US        |    128933 | NS      | $683344.90    | 0.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All-Star Equity Fund                                  | Liberty All-Star Equity Fund                                  | CUSIP: 530158104<br>LEI: 549300DLV755RNHI1N92 | Long             | EC               | RF                | US        |    235075 | NS      | $1476271.00   | 0.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co.                                               | Eli Lilly & Company                                           | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |     21700 | NS      | $23320556.00  | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Live Nation Entertainment, Inc.                               | Live Nation Entertainment, Inc.                               | CUSIP: 538034109<br>LEI: 5493007B9BM9ZXJINO78 | Long             | EC               | CORP              | US        |     19549 | NS      | $2785732.50   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Lowes Companies, Inc.                                         | Lowe's Companies, Inc.                                        | CUSIP: 548661107<br>LEI: WAFCR4OKGSC504WU3E95 | Long             | EC               | CORP              | US        |     25700 | NS      | $6197812.00   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Marsh & McLennan Companies, Inc.                              | Marsh & McLennan Companies, Inc.                              | CUSIP: 571748102<br>LEI: 549300XMP3KDCKJXIU47 | Long             | EC               | CORP              | US        |     18600 | NS      | $3450672.00   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MasterCard Incorporated                                       | Mastercard, Inc. Class A                                      | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |     24952 | NS      | $14244597.76  | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Mckesson Corp.                                                | McKesson Corporation                                          | CUSIP: 58155Q103<br>LEI: 549300WZWOM80UCFSF54 | Long             | EC               | CORP              | US        |     10300 | NS      | $8448987.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Mercadolibre Inc                                              | MercadoLibre, Inc.                                            | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | UY        |      1280 | NS      | $2578252.80   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck & Co., Inc                                              | Merck & Company, Inc.                                         | CUSIP: 58933Y105<br>LEI: 4YV9Y5M8S0BRK1RP0397 | Long             | EC               | CORP              | US        |     57500 | NS      | $6052450.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp.                                               | Microsoft Corporation                                         | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     98300 | NS      | $47539846.00  | 4.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc.                                        | Micron Technology, Inc.                                       | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |     13000 | NS      | $3710330.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Monolithic Power Systems Inc.                                 | Monolithic Power Systems, Inc.                                | CUSIP: 609839105<br>LEI: 529900TB7O85LSZ1XU31 | Long             | EC               | CORP              | US        |      8392 | NS      | $7606173.12   | 0.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp                                         | Monster Beverage Corporation                                  | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |     45900 | NS      | $3519153.00   | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| Moodys Corp.                                                  | Moody's Corporation                                           | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |     13700 | NS      | $6998645.00   | 0.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Morgan Stanley                                                | Morgan Stanley                                                | CUSIP: 617446448<br>LEI: IGJSJL3JD5P30I6NJZ34 | Long             | EC               | CORP              | US        |     28600 | NS      | $5077358.00   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix, Inc.                                                 | Netflix, Inc.                                                 | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     91000 | NS      | $8532160.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Neuberger Real Estate Securities Income Fund Inc.             | Neuberger Berman Real Estate Securities Income Fund, Inc.     | CUSIP: 64190A103<br>LEI: 549300WU72ZN21PNWQ56 | Long             | EC               | RF                | US        |    108569 | NS      | $330049.76    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp.                                                  | NVIDIA Corporation                                            | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    354400 | NS      | $66095600.00  | 6.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen S&P 500 BuyWrite Income Fund                           | Nuveen S&P 500 Buy-Write Income Fund                          | CUSIP: 6706ER101<br>LEI: 5493000J8QMCY5J7XP73 | Long             | EC               | RF                | US        |      3194 | NS      | $46951.80     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Dow 30 Dynamic Overwrite Fd                            | Nuveen Dow 30 Dynamic Overwrite Fd                            | CUSIP: 67075F105<br>LEI: 549300CNS4Q1ZZUGS005 | Long             | EC               | RF                | US        |     42067 | NS      | $641942.42    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Core Equity Alpha Fund                                 | Nuveen Core Equity Alpha Fund                                 | CUSIP: 67090X107<br>LEI: RXOICX8BWX0J6XOHJ530 | Long             | EC               | RF                | US        |     34412 | NS      | $548527.28    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc.                                      | O'Reilly Automotive, Inc.                                     | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     28500 | NS      | $2599485.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc.                                | Old Dominion Freight Line, Inc.                               | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     17614 | NS      | $2761875.20   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp.                                                  | Oracle Corporation                                            | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     36500 | NS      | $7114215.00   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Pepsico Inc                                                   | PepsiCo, Inc.                                                 | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     27100 | NS      | $3889392.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Pfizer Inc.                                                   | Pfizer, Inc.                                                  | CUSIP: 717081103<br>LEI: 765LHXWGK1KXCLTFYQ30 | Long             | EC               | CORP              | US        |    190200 | NS      | $4735980.00   | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International Inc.                              | Philip Morris International, Inc.                             | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     52800 | NS      | $8469120.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| The Procter & Gamble Co.                                      | Procter & Gamble Company (The)                                | CUSIP: 742718109<br>LEI: 2572IBTT8CCZW6AU4141 | Long             | EC               | CORP              | US        |     67200 | NS      | $9630432.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| The Progressive Corporation                                   | Progressive Corporation (The)                                 | CUSIP: 743315103<br>LEI: 529900TACNVLY9DCR586 | Long             | EC               | CORP              | US        |     12500 | NS      | $2846500.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Prologis Inc.                                                 | Prologis, Inc. REIT                                           | CUSIP: 74340W103<br>LEI: 529900DFH19P073LZ636 | Long             | EC               | CORP              | US        |     41300 | NS      | $5272358.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| RTX Corp.                                                     | RTX Corporation                                               | CUSIP: 75513E101<br>LEI: I07WOS4YJ0N7YRFE7309 | Long             | EC               | CORP              | US        |     20600 | NS      | $3778040.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Reaves Utility Income Fund                                    | Reaves Utility Income Fund                                    | CUSIP: 756158101<br>LEI: 549300GS807NR3X3LH36 | Long             | EC               | RF                | US        |     53582 | NS      | $1960029.56   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals, Inc.                               | Regeneron Pharmaceuticals, Inc.                               | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |      3500 | NS      | $2701545.00   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Repligen Corporation                                          | Repligen Corporation                                          | CUSIP: 759916109<br>LEI: 54930006QJ0T5AUO1E71 | Long             | EC               | CORP              | US        |     24690 | NS      | $4045703.40   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc                                         | Robinhood Markets, Inc.                                       | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     38824 | NS      | $4390994.40   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                                                   | Rollins, Inc.                                                 | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |     85650 | NS      | $5140713.00   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Global Trust Inc                                        | Royce Global Trust, Inc.                                      | CUSIP: 78081T104<br>LEI: 254900MA25TE88EMIP63 | Long             | EC               | RF                | US        |     10969 | NS      | $143803.59    | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Royce Small Cap Trust Inc                                     | Royce Small-Cap Trust, Inc.                                   | CUSIP: 780910105<br>LEI: 254900NJE1W1YYKNVM16 | Long             | EC               | RF                | US        |     53494 | NS      | $861253.40    | 0.08%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                                                | S&P Global, Inc.                                              | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |     11700 | NS      | $6114303.00   | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc.                                               | Salesforce, Inc.                                              | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     18600 | NS      | $4927326.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| The Charles Schwab Corporation                                | Charles Schwab Corporation (The)                              | CUSIP: 808513105<br>LEI: 549300VSGCJ7E698NM85 | Long             | EC               | CORP              | US        |     31300 | NS      | $3127183.00   | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Energy Select Sector SPDR Fund                                | Energy Select Sector SPDR Fund                                | CUSIP: 81369Y506<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    414288 | NS      | $18522816.48  | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Technology Select Sector SPDR Fund                            | Technology Select Sector SPDR Fund                            | CUSIP: 81369Y803<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     36400 | NS      | $5240508.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Utilities Select Sector SPDR Fund                             | Utilities Select Sector SPDR Fund                             | CUSIP: 81369Y886<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |    495840 | NS      | $21167409.60  | 2.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Servicenow Inc                                                | ServiceNow, Inc.                                              | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |     43530 | NS      | $6668360.70   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| The Sherwin-Williams Company                                  | Sherwin-Williams Company (The)                                | CUSIP: 824348106<br>LEI: Z15BMIOX8DDH0X2OBP21 | Long             | EC               | CORP              | US        |      8900 | NS      | $2883867.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                                                   | Shopify, Inc. CLASS A                                         | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |     31580 | NS      | $5083432.60   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Source Capital                                                | Source Capital                                                | CUSIP: 836144303<br>LEI: 549300SKP40828EGYZ60 | Long             | EC               | RF                | US        |       378 | NS      | $17297.28     | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corporation                                           | Stryker Corporation                                           | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      9300 | NS      | $3268671.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| TKO Group Holdings Inc.                                       | TKO Group Holdings, Inc. Class A                              | CUSIP: 87256C101<br>LEI: 254900S8BZ604BWET097 | Long             | EC               | CORP              | US        |     13642 | NS      | $2851178.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd.                  | Taiwan Semiconductor Manufacturing Company Ltd. ADR           | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     16492 | NS      | $5011753.88   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| abrdn World Healthcare Fund                                   | abrdn World Healthcare Fund                                   | CUSIP: 87911L108<br>LEI: 549300XY2WS5AD8KC081 | Long             | EC               | RF                | US        |     91186 | NS      | $1165357.08   | 0.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Thermo Fisher Scientific Inc                                  | Thermo Fisher Scientific, Inc.                                | CUSIP: 883556102<br>LEI: HCHV7422L5HDJZCRFL38 | Long             | EC               | CORP              | US        |     13200 | NS      | $7648740.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Tradeweb Markets Inc                                          | Tradeweb Markets, Inc.                                        | CUSIP: 892672106<br>LEI: 5493000G5QHJUY9ZWQ91 | Long             | EC               | CORP              | US        |     37715 | NS      | $4055871.10   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Transdigm Group Inc.                                          | TransDigm Group, Inc.                                         | CUSIP: 893641100<br>LEI: 88Q84GB3X55CF5OC7582 | Long             | EC               | CORP              | US        |      8600 | NS      | $11436710.00  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc.                                       | Tyler Technologies, Inc.                                      | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      5676 | NS      | $2576620.20   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc                                         | Uber Technologies, Inc.                                       | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     40200 | NS      | $3284742.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Union Pacific Corporation                                     | Union Pacific Corporation                                     | CUSIP: 907818108<br>LEI: 549300LMMRSZZCZ8CL11 | Long             | EC               | CORP              | US        |     19149 | NS      | $4429546.68   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| United Rentals, Inc.                                          | United Rentals, Inc.                                          | CUSIP: 911363109<br>LEI: 5323X5O7RN0NKFCDRY08 | Long             | EC               | CORP              | US        |      3268 | NS      | $2644857.76   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| VanEck ETF Trust                                              | VanEck ETF Trust                                              | CUSIP: 92189F676<br>LEI: 549300ZLFKNTXC51ZN76 | Long             | EC               | RF                | US        |     37721 | NS      | $13584463.73  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc                                             | Veeva Systems, Inc. Class A                                   | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |     11017 | NS      | $2459324.91   | 0.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Verizon Communications Inc.                                   | Verizon Communications, Inc.                                  | CUSIP: 92343V104<br>LEI: 2S72QS2UO2OESLG6Y829 | Long             | EC               | CORP              | US        |    133600 | NS      | $5441528.00   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics, Inc.                                        | Verisk Analytics, Inc.                                        | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |     11796 | NS      | $2638647.24   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Incorporated                           | Vertex Pharmaceuticals, Inc.                                  | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     10700 | NS      | $4850952.00   | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Visa Inc                                                      | Visa, Inc. Class A                                            | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |     35700 | NS      | $12520347.00  | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Virtus Equity & Convertible Income Fund                       | Virtus Equity & Convertible Income Fund                       | CUSIP: 92841M101<br>LEI: 549300E7CGC36IOELF91 | Long             | EC               | RF                | US        |     26772 | NS      | $667158.24    | 0.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Vulcan Materials Company                                      | Vulcan Materials Company                                      | CUSIP: 929160109<br>LEI: 549300Q8LSNHAVWBNI21 | Long             | EC               | CORP              | US        |      8955 | NS      | $2554145.10   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Walmart Inc                                                   | Walmart, Inc.                                                 | CUSIP: 931142103<br>LEI: Y87794H0US1R65VBXU25 | Long             | EC               | CORP              | US        |    102797 | NS      | $11452613.77  | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Connections Inc.                                        | Waste Connections, Inc.                                       | CUSIP: 94106B101<br>LEI: 549300ZX1Z8QGWASPX54 | Long             | EC               | CORP              | CA        |     15829 | NS      | $2775773.44   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management, Inc.                                        | Waste Management, Inc.                                        | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |     12100 | NS      | $2658491.00   | 0.25%             |  |  |  | No            |                  1 | On Loan: No      |
| Wells Fargo & Co.                                             | Wells Fargo & Company                                         | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     64600 | NS      | $6020720.00   | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Aon PLC                                                       | Aon plc                                                       | CUSIP: G0403H108<br>LEI: 635400FALWQYX5E6QC64 | Long             | EC               | CORP              | GB        |      8100 | NS      | $2858328.00   | 0.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Accenture PLC                                                 | Accenture plc Class A                                         | CUSIP: G1151C101<br>LEI: 5493000EWHDSR3MZWH98 | Long             | EC               | CORP              | IE        |     14700 | NS      | $3944010.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corporation PLC                                         | Eaton Corp plc                                                | CUSIP: G29183103<br>LEI: 549300VDIGTMXUNT7H71 | Long             | EC               | CORP              | IE        |     15500 | NS      | $4936905.00   | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                                                     | Linde plc                                                     | CUSIP: G54950103<br>LEI: 5299003QR1WT0EF88V51 | Long             | EC               | CORP              | US        |      9900 | NS      | $4221261.00   | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Medtronic PLC                                                 | Medtronic plc                                                 | CUSIP: G5960L103<br>LEI: 549300GX3ZBSQWUXY261 | Long             | EC               | CORP              | IE        |     39700 | NS      | $3813582.00   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd.                                                    | Chubb Ltd.                                                    | CUSIP: H1467J104<br>LEI: E0JAN6VLUDI1HITHT809 | Long             | EC               | CORP              | CH        |     13000 | NS      | $4057560.00   | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology S.A.                                       | Spotify Technology S.A.                                       | CUSIP: L8681T102<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |      8728 | NS      | $5068436.88   | 0.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Ferrari N V                                                   | Ferrari N.V.                                                  | CUSIP: N3167Y103<br>LEI: 549300RIVY5EX8RCON76 | Long             | EC               | CORP              | IT        |      7305 | NS      | $2699635.80   | 0.26%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-25

**Name of Applicant:** Susan McLauchlan

**Signature:** Susan McLauchlan

**Name of Signer:** Susan McLauchlan

**Title:** VP Fund Accounting