# EDGAR Filing Document

**Accession Number:** 0001997569
**File Stem:** 0001997569-25-000008
**Filing Date:** 2025-12
**Character Count:** 4174
**Document Hash:** 3ce91cd64c48d590eb14383334d47760
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001997569-25-000008.hdr.sgml**: 20260122

**ACCESSION NUMBER**: 0001997569-25-000008

**CONFORMED SUBMISSION TYPE**: TA-1

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20251223

**DATE AS OF CHANGE**: 20260122

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NORTH INVESTMENTS CO LLC
- **CENTRAL INDEX KEY:** 0001997569

**ORGANIZATION NAME:**
- **EIN:** 881190635
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-07043
- **FILM NUMBER:** 26549887

**BUSINESS ADDRESS:**
- **STREET 1:** 201 AMERICAN CONCOURSE
- **STREET 2:** SUITE L01D
- **CITY:** FORT WORTH
- **STATE:** TX
- **ZIP:** 76106
- **BUSINESS PHONE:** 682-394-4553

**MAIL ADDRESS:**
- **STREET 1:** 201 AMERICAN CONCOURSE
- **STREET 2:** BOX 43
- **CITY:** FORT WORTH
- **STATE:** TX
- **ZIP:** 76106

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NORTH INVESTMENTS Co LLC
- **DATE OF NAME CHANGE:** 20231016

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** NORTH INVESTMENTS CO LLC

**FINS Number:** 003797

**Address of principal office where transfer agent activities are performed:** 201 American Concourse, Suite L01D, Fort Worth, TX, 76106

**Is mailing address different from principal office address?:** No

**Telephone Number:** 682-394-4553

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** Limited Liability Company

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** Yes

**Control Affiliates Information:**

| Entity Name          | Relationship Start Date   | Title or Status   | Authority Description   |
|:---|:---|:---|:---|
| NORTH ALAN VANHOOSER | 10/11/2023                | CEO               | Founder and CEO         |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** North VanHooser

**Title:** CEO

**Date:** 11/24/2025

**Phone Number:** 469-233-4444