# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069585
**Filing Date:** 2023-3
**Character Count:** 34491
**Document Hash:** 38836050c8f02b2a9e84643dbf1b6f29
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069585.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069585

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767813

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ Merger Arbitrage ETF (Series ID: S000025931)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000077928 | IQ Merger Arbitrage ETF | MNA             |

## Nport-Ex

Schedule of Investments ─ IQ Merger Arbitrage ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 93.2%** | **Common Stocks — 93.2%** | |
| **Communication Services — 7.7%** |  |  |
| Activision Blizzard, Inc. | 438753 | $33595317 |
| Vantage Towers AG<sup>(a)</sup> | 127327 | 4643549 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Communication Services |  | 38238866 |
| **Consumer Discretionary — 2.1%** |  |  |
| Diamond Resorts International, Inc.<sup>\*(b)</sup> | 47422 |  |
| iRobot Corp.<sup>\*</sup> | 120010 | 5400450 |
| Vivint Smart Home, Inc.<sup>\*</sup> | 428363 | 5131789 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Discretionary |  | 10532239 |
| **Consumer Staples — 8.8%** |  |  |
| Albertsons Cos., Inc., Class A | 1405112 | 29788374 |
| Devro PLC | 3588269 | 13605984 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Staples |  | 43394358 |
| **Financials — 8.4%** |  |  |
| Cowen, Inc., Class A | 122556 | 4764977 |
| First Horizon Corp. | 910316 | 22512115 |
| Home Capital Group, Inc. | 139734 | 4442250 |
| Lakeland Bancorp, Inc. | 237693 | 4580344 |
| Perpetual Ltd. | 272535 | 4902842 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Financials |  | 41202528 |
| **Health Care — 19.1%** |  |  |
| 1Life Healthcare, Inc.<sup>\*</sup> | 1691994 | 27054984 |
| EMIS Group PLC | 144474 | 3340254 |
| Epizyme, Inc.<sup>\*(b)</sup> | 1957185 | 39144 |
| Horizon Therapeutics PLC<sup>\*</sup> | 237590 | 26068375 |
| LHC Group, Inc.<sup>\*</sup> | 92017 | 14593896 |
| Opiant Pharmaceuticals, Inc.<sup>\*</sup> | 59866 | 1208096 |
| Radius Health, Inc.<sup>\*(b)</sup> | 177390 | 14191 |
| Signify Health, Inc., Class A<sup>\*</sup> | 765592 | 21788748 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Health Care |  | 94107688 |
| **Industrials — 17.7%** |  |  |
| Aerojet Rocketdyne Holdings, Inc.<sup>\*</sup> | 310285 | 17351137 |
| Altra Industrial Motion Corp. | 154987 | 9465056 |
| Atlas Air Worldwide Holdings, Inc.<sup>\*</sup> | 137213 | 14024541 |
| IAA, Inc.<sup>\*</sup> | 663985 | 27708094 |
| Maxar Technologies, Inc. | 330606 | 17082412 |
| Tatsuta Electric Wire and Cable Co., Ltd. | 326583 | 1790563 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Industrials |  | 87421803 |
| **Information Technology — 19.8%** |  |  |
| CONEXIO Corp. | 111322 | 1635011 |
| Coupa Software, Inc.<sup>\*</sup> | 341514 | 27293799 |
| Evo Payments, Inc., Class A<sup>\*</sup> | 142503 | 4826576 |
| ForgeRock, Inc., Class A<sup>\*</sup> | 483367 | 9599669 |
| KnowBe4, Inc., Class A<sup>\*</sup> | 614126 | 15285596 |
| MoneyGram International, Inc.<sup>\*</sup> | 518449 | 5583696 |
| Tower Semiconductor Ltd.<sup>\*</sup> | 117186 | 4897203 |
| VMware, Inc., Class A<sup>\*</sup> | 232675 | 28495707 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Information Technology |  | 97617257 |
| **Materials — 0.6%** |  |  |
| Chr Hansen Holding A/S | 41690 | 3065065 |
| **Real Estate — 7.7%** |  |  |
| iStar, Inc. | 367157 | 3407217 |
| STORE Capital Corp. | 1074652 | 34614541 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Real Estate |  | 38021758 |
| **Utilities — 1.3%** |  |  |
| South Jersey Industries, Inc. | 176154 | 6357398 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $463,222,913)** |  | **459958960** |
| **Rights — 0.0%<sup>(c)</sup>** |  |  |
| **Health Care — 0.0%<sup>(c)</sup>** |  |  |
| Supernus Pharmaceuticals, Inc., expires 12/31/24<sup>\*(b)</sup> | 333265 | 19996 |
| Supernus Pharmaceuticals, Inc., expires 12/31/25<sup>\*(b)</sup> | 333265 | 19996 |
| **Total Rights** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $0)** |  | **39992** |
| **Short-Term Investments — 5.8%** |  |  |
| **Money Market Funds — 5.8%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(d)(e)</sup> | 4539600 | 4539600 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(d)</sup> | 23869936 | 23869936 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $28,409,536)** |  | **28409536** |
| **Total Investments — 99.0%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $491,632,449)** |  | **488408488** |
| **Other Assets and Liabilities, Net — 1.0%** |  | **5091565** |
| **Net Assets — 100.0%** |  | $**493500053** |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $4,376,337; total market value of collateral held by the Fund was $4,539,600.

(b) Securities are fair valued as determined in good faith in accordance with the procedures established by the Board of Trustees. The securities are fair valued using significant unobservable inputs.

(c) Less than 0.05%.

(d) Reflects the 1-day yield at January 31, 2023.

(e) Represents security purchased with cash collateral received for securities on loan.

Schedule of Investments ─ IQ Merger Arbitrage ETF (continued)

January 31, 2023 (unaudited)

**Total Return Swap contracts outstanding at January 31, 2023:**

---

| | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|
| **Total Return Benchmark** | **Counterparty** | **Floating Rate<sup>(f)</sup>**  | **Expiration<br> Date** | **Payment<br> Frequency** | **Notional<br> Amount<br> Long/<br> (Short)** | **Value/<br> Unrealized<br> Appreciation/<br> (Depreciation)<sup>(g)</sup>** |
| Financial Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp;Merrill Lynch | &nbsp;&nbsp;&nbsp;1-Day-FEDEF | &nbsp;&nbsp;&nbsp;2/28/2023 | &nbsp;&nbsp;&nbsp;Monthly | $(2235607) | $– |
| Financial Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp;Morgan Stanley | &nbsp;&nbsp;&nbsp;1-Day FEDEF - 0.15% | &nbsp;&nbsp;&nbsp;2/05/2025 | &nbsp;&nbsp;&nbsp;Monthly | (2235607) |  |
| Industrial Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp;Merrill Lynch | &nbsp;&nbsp;&nbsp;1-Day-FEDEF | &nbsp;&nbsp;&nbsp;2/28/2023 | &nbsp;&nbsp;&nbsp;Monthly | (10774406) |  |
| Industrial Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp;Morgan Stanley | &nbsp;&nbsp;&nbsp;1-Day FEDEF - 0.15% | &nbsp;&nbsp;&nbsp;2/05/2025 | &nbsp;&nbsp;&nbsp;Monthly | (10774406) |  |
| Invesco CurrencyShares British Pound Sterling Trust | &nbsp;&nbsp;&nbsp;Morgan Stanley | &nbsp;&nbsp;&nbsp;1-Day FEDEF - 5.93% | &nbsp;&nbsp;&nbsp;2/05/2025 | &nbsp;&nbsp;&nbsp;Monthly | (5708279) |  |
| Technology Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp;Merrill Lynch | &nbsp;&nbsp;&nbsp;1-Day-FEDEF | &nbsp;&nbsp;&nbsp;2/28/2023 | &nbsp;&nbsp;&nbsp;Monthly | (7555433) |  |
| Technology Select Sector SPDR Fund | &nbsp;&nbsp;&nbsp;Morgan Stanley | &nbsp;&nbsp;&nbsp;1-Day FEDEF - 0.14% | &nbsp;&nbsp;&nbsp;2/05/2025 | &nbsp;&nbsp;&nbsp;Monthly | (7555433) |  |
| Vanguard FTSE Europe ETF | &nbsp;&nbsp;&nbsp;Merrill Lynch | &nbsp;&nbsp;&nbsp;1-Day-FEDEF | &nbsp;&nbsp;&nbsp;2/28/2023 | &nbsp;&nbsp;&nbsp;Monthly | (1657352) |  |
| Vanguard FTSE Europe ETF | &nbsp;&nbsp;&nbsp;Morgan Stanley | &nbsp;&nbsp;&nbsp;1-Day FEDEF | &nbsp;&nbsp;&nbsp;2/05/2025 | &nbsp;&nbsp;&nbsp;Monthly | (1657352) |  |
| Vanguard Real Estate ETF | &nbsp;&nbsp;&nbsp;Merrill Lynch | &nbsp;&nbsp;&nbsp;1-Day-FEDEF | &nbsp;&nbsp;&nbsp;2/28/2023 | &nbsp;&nbsp;&nbsp;Monthly | (1545288) |  |
| Vanguard Real Estate ETF | &nbsp;&nbsp;&nbsp;Morgan Stanley | &nbsp;&nbsp;&nbsp;1-Day FEDEF - 0.15% | &nbsp;&nbsp;&nbsp;2/05/2025 | &nbsp;&nbsp;&nbsp;Monthly | (1545288) | – |
|  |  |  |  |  |  | $– |

---

At January 31, 2023 there was no collateral held or posted. The Fund either receives fees from, or pays to the counterparty, the total return of the benchmark and the agreed-upon financing rate.

(f) Portfolio pays or receives the floating rate and receives or pays the total return of the reference rate entity.

(g) Reflects the value at reset date of January 31, 2023.

Abbreviation

FEDEF — Federal Funds Effective Rate

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(h)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $459905625 | $– | $53335 <sup>(i)</sup> | $459958960 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Rights |  |  | 39992 <sup>(i)</sup> | 39992 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 28409536 | – | – | 28409536 |
| Total Investments in Securities | 488315161 | – | 93327 | 488408488 |
| Other Financial Instruments:<sup>(j)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Swap Contracts | – | – | – | – |
| Total Investments in Securities and Other Financial Instruments | $488315161 | $– | $93327 | $488408488 |
| **Liability Valuation Inputs** |  |  |  |  |
| Other Financial Instruments:<sup>(j)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Swap Contracts | $– | $– | $– | $– |

---

(h) For a complete
 listing of investments and their industries, see the Schedule of Investments.

(i) The Level 3 securities,
 valued in total at $93,327, have been fair valued in good faith in accordance with procedures established by the Board of Trustees.

(j) Reflects the unrealized
 appreciation (depreciation) of the instruments.

Schedule of Investments ─ IQ Merger Arbitrage ETF (continued)

January 31, 2023 (unaudited)

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

**A summary of the Fund's transactions with any affiliated fund during the period ended January 31, 2023 is as follows:**

**Affiliated Holdings**

---

| | | | | | | | | | | |
|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|:---|
|  | **Shares at<br> 04/30/2022** | **Value<br> ($) at<br> 04/30/2022** | **Purchases <br> Cost<br> ($)** | **Sales<br> Proceeds<br> ($)** | **Net <br> Realized <br> Gain/(Loss)<br> ($)** | **Net<br> Change in<br> Unrealized<br> Appreciation/<br> (Depreciation)<br> ($)** | **Income<br> Distributions<br> ($)** | **Capital<br> Gain<br> Distributions<br> ($)** | **Shares at<br> 01/31/2023** | **Value<br> ($) at <br> 01/31/2023** |
| IQ Ultra Short Duration ETF | 1 | 48 | 4302697 | (4275965) | (26780) | – | 14616 | – |  |  |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ Merger Arbitrage ETF

- **b. EDGAR series identifier (if any):** S000025931

- **c. LEI of Series:** 549300Q7XHADH3DHV187

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $509065432.64

**Total Liabilities:** $7661193.62

**Net Assets:** $501404239.02

**Cash Not Reported:** $7606820.42

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000077928 | -0.37%               | 0.66%                | -0.37%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-8705323.52             | $6103323.87                                |
| Month 2  | $1280773.50              | $-178245.69                                |
| Month 3  | $-624477.12              | $1546430.38                                |

**Designated Index Information**

- **Index Name:** IQ Merger Arbitrage Index

- **Index Identifier:** IQMNAT

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| RADIUS HEALTH INC                                            | RADIUS HEALTH INC                                            | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    177390 | NS      | $14191.20     | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Evo Payments Inc                                             | Evo Payments Inc                                             | CUSIP: 26927E104<br>LEI: 549300Z5UL344C8KEC55 | Long             | EC               | CORP              | US        |    144793 | NS      | $4904138.91   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Cowen Inc                                                    | Cowen Inc                                                    | CUSIP: 223622606<br>LEI: 5493008QI0EFC5WBED75 | Long             | EC               | CORP              | US        |    124526 | NS      | $4841570.88   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Devro PLC                                                    | Devro PLC                                                    | CUSIP: 000000000<br>LEI: 549300Z9YLY7LEMLJ904 | Long             | EC               | CORP              | GB        |   3645874 | NS      | $13824410.20  | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.                                        | TRS TECHNOLOGY SELECT SECTOR SPDR FUND                       | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | N/A              | DE               | CORP              | US        |         1 | NC      | $-645340.88   | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| Aerojet Rocketdyne Holdings In                               | Aerojet Rocketdyne Holdings Inc                              | CUSIP: 007800105<br>LEI: 549300VULNLWHE8QWI76 | Long             | EC               | CORP              | US        |    315265 | NS      | $17629618.80  | 3.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Altra Industrial Motion Corp                                 | Altra Industrial Motion Corp                                 | CUSIP: 02208R106<br>LEI: NQ0NIXPGW4YKG4MWM571 | Long             | EC               | CORP              | US        |    157477 | NS      | $9617120.39   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS INVESCO CURRENCYSHARES BRITISH POUND STERLING TRUST      | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $33072.98     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| BOFA SECURITIES, INC.                                        | TRS VANGUARD REAL ESTATE ETF                                 | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | N/A              | DE               | CORP              | US        |         1 | NC      | $-143582.71   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| IAA Inc                                                      | IAA Inc                                                      | CUSIP: 449253103<br>LEI: 549300PZCOPC5178W747 | Long             | EC               | CORP              | US        |    674645 | NS      | $28152935.85  | 5.61%             |  |  |  | No            |                  1 | On Loan: No      |
| EMIS Group PLC                                               | EMIS Group PLC                                               | CUSIP: 000000000<br>LEI: 213800K474ZZK76NX913 | Long             | EC               | CORP              | GB        |    146794 | NS      | $3393892.89   | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.                                        | TRS VANGUARD FTSE EUROPE ETF                                 | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | N/A              | DE               | CORP              | US        |         1 | NC      | $-111937.62   | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS FINANCIAL SELECT SECTOR SPDR FUND                        | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-139725.44   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| Home Capital Group Inc                                       | Home Capital Group Inc                                       | CUSIP: 436913107<br>LEI: 529900BYMJZJJLBC8L85 | Long             | EC               | CORP              | CA        |    141979 | NS      | $4513620.25   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| VMware Inc                                                   | VMware Inc                                                   | CUSIP: 928563402<br>LEI: 549300BUDHS3LRWBE814 | Long             | EC               | CORP              | US        |    236410 | NS      | $28953132.70  | 5.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Perpetual Ltd                                                | Perpetual Ltd                                                | CUSIP: 000000000<br>LEI: 549300US8OE0UQWXPO82 | Long             | EC               | CORP              | AU        |    276910 | NS      | $4981546.78   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS INDUSTRIAL SELECT SECT SPDR                              | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-357601.14   | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| South Jersey Industries Inc                                  | South Jersey Industries Inc                                  | CUSIP: 838518108<br>LEI: 549300DJYWYT5VXLFA46 | Long             | EC               | CORP              | US        |    176154 | NS      | $6357397.86   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Opiant Pharmaceuticals Inc                                   | Opiant Pharmaceuticals Inc                                   | CUSIP: 683750103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     60826 | NS      | $1227468.68   | 0.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Tatsuta Electric Wire and Cabl                               | Tatsuta Electric Wire and Cable Co Ltd                       | CUSIP: 000000000<br>LEI: 353800Y3VD3S9K8KD177 | Long             | EC               | CORP              | JP        |    331583 | NS      | $1817975.92   | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| KnowBe4 Inc                                                  | KnowBe4 Inc                                                  | CUSIP: 49926T104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    614126 | NS      | $15285596.14  | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| iRobot Corp                                                  | iRobot Corp                                                  | CUSIP: 462726100<br>LEI: 5493009PRNKOUKBAT390 | Long             | EC               | CORP              | US        |    121935 | NS      | $5487075.00   | 1.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamond Resorts International                                | Diamond Resorts International Inc                            | CUSIP: 000000000<br>LEI: 5493008MIJR7VMQP7U77 | Long             | EC               | CORP              | US        |     47422 | NS      | $0.00         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Horizon Therapeutics Plc                                     | Horizon Therapeutics Plc                                     | CUSIP: 000000000<br>LEI: 529900P0GSQ79OOZEV53 | Long             | EC               | CORP              | US        |    241405 | NS      | $26486956.60  | 5.28%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT                           | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |   4539604 | NS      | $4539604.30   | 0.91%             |  |  |  | No            |                  1 | On Loan: No      |
| STORE Capital Corp                                           | STORE Capital Corp                                           | CUSIP: 862121100<br>LEI: 5493004EA6C9IHDZ7N66 | Long             | EC               | CORP              | US        |   1091907 | NS      | $35170324.47  | 7.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Tower Semiconductor Ltd                                      | Tower Semiconductor Ltd                                      | CUSIP: 000000000<br>LEI: 54930086ZSNXZOUX0C54 | Long             | EC               | CORP              | IL        |    119066 | NS      | $4975768.14   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlas Air Worldwide Holdings I                               | Atlas Air Worldwide Holdings Inc                             | CUSIP: 049164205<br>LEI: 549300R0A2TUVCYZB465 | Long             | EC               | CORP              | US        |    139418 | NS      | $14249913.78  | 2.84%             |  |  |  | No            |                  1 | On Loan: No      |
| LHC Group Inc                                                | LHC Group Inc                                                | CUSIP: 50187A107<br>LEI: 5299009NPLWAMRQYZX73 | Long             | EC               | CORP              | US        |     93492 | NS      | $14827831.20  | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD REAL ESTATE ETF                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-143362.80   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| Chr Hansen Holding A/S                                       | Chr Hansen Holding A/S                                       | CUSIP: 000000000<br>LEI: 549300MKPW8ZF3E8MW37 | Long             | EC               | CORP              | DK        |     42360 | NS      | $3114323.92   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Albertsons Cos Inc                                           | Albertsons Cos Inc                                           | CUSIP: 013091103<br>LEI: 549300YKWOC0AOR16R51 | Long             | EC               | CORP              | US        |   1427672 | NS      | $30266646.40  | 6.04%             |  |  |  | No            |                  1 | On Loan: No      |
| EPIZYME INCCONTINGENT                                        | EPIZYME INCCONTINGENT                                        | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1957185 | NS      | $39143.70     | 0.01%             |  |  |  | No            |                  3 | On Loan: No      |
| Coupa Software Inc                                           | Coupa Software Inc                                           | CUSIP: 22266L106<br>LEI: 549300Q95ICR2GFL2K37 | Long             | EC               | CORP              | US        |    346999 | NS      | $27732160.08  | 5.53%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA ADAMAS PHARMACE                                       | CONTRA ADAMAS PHARMACE                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    333265 | NS      | $19995.90     | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| BOFA SECURITIES, INC.                                        | TRS INDUSTRIAL SELECT SECT SPDR                              | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | N/A              | DE               | CORP              | US        |         1 | NC      | $-359117.41   | -0.07%            |  |  |  | No            |                  2 | On Loan: No      |
| MoneyGram International Inc                                  | MoneyGram International Inc                                  | CUSIP: 60935Y208<br>LEI: 5299002DLX0Q04KC4156 | Long             | EC               | CORP              | US        |    526774 | NS      | $5673355.98   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS TECHNOLOGY SELECT SECTOR SPDR FUND                       | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-644242.81   | -0.13%            |  |  |  | No            |                  2 | On Loan: No      |
| First Horizon Corp                                           | First Horizon Corp                                           | CUSIP: 320517105<br>LEI: TF3RXI1ZB1TQ30H9JV10 | Long             | EC               | CORP              | US        |    924931 | NS      | $22873543.63  | 4.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Vivint Smart Home Inc                                        | Vivint Smart Home Inc                                        | CUSIP: 928542109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    435238 | NS      | $5214151.24   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| BOFA SECURITIES, INC.                                        | TRS FINANCIAL SELECT SECTOR SPDR FUND                        | CUSIP: 000000000<br>LEI: 549300HN4UKV1E2R3U73 | N/A              | DE               | CORP              | US        |         1 | NC      | $-140055.98   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| Lakeland Bancorp Inc                                         | Lakeland Bancorp Inc                                         | CUSIP: 511637100<br>LEI: 549300NF90LR9ETZDR73 | Long             | EC               | CORP              | US        |    241508 | NS      | $4653859.16   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| CONEXIO Corp                                                 | CONEXIO Corp                                                 | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | JP        |    113322 | NS      | $1664385.56   | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MORGAN STANLEY & CO. LLC                                     | TRS VANGUARD FTSE EUROPE ETF                                 | CUSIP: 000000000<br>LEI: 9R7GPTSO7KV3UQJZQ078 | N/A              | DE               | CORP              | US        |         1 | NC      | $-108494.27   | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| Maxar Technologies Inc                                       | Maxar Technologies Inc                                       | CUSIP: 57778K105<br>LEI: 549300OEN2G821MIJ922 | Long             | EC               | CORP              | US        |    335916 | NS      | $17356779.72  | 3.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |  23869936 | NS      | $23869936.13  | 4.76%             |  |  |  | No            |                  1 | On Loan: No      |
| ForgeRock Inc                                                | ForgeRock Inc                                                | CUSIP: 34631B101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    491127 | NS      | $9753782.22   | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Signify Health Inc                                           | Signify Health Inc                                           | CUSIP: 82671G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    777882 | NS      | $22138521.72  | 4.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Activision Blizzard Inc                                      | Activision Blizzard Inc                                      | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |    445798 | NS      | $34134752.86  | 6.81%             |  |  |  | No            |                  1 | On Loan: No      |
| iStar Inc                                                    | iStar Inc                                                    | CUSIP: 45031U101<br>LEI: QFFLKWYYS3UPWD86E794 | Long             | EC               | CORP              | US        |    373052 | NS      | $3461922.56   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Vantage Towers AG                                            | Vantage Towers AG                                            | CUSIP: 000000000<br>LEI: 213800BBQO965UPQ7J59 | Long             | EC               | CORP              | DE        |    129372 | NS      | $4718129.13   | 0.94%             |  |  |  | No            |                  1 | On Loan: —       |
| 1Life Healthcare Inc                                         | 1Life Healthcare Inc                                         | CUSIP: 68269G107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1719159 | NS      | $27489352.41  | 5.48%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTRA ADAMAS PHARMACE                                       | CONTRA ADAMAS PHARMACE                                       | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    333265 | NS      | $19995.90     | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-27

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ