# EDGAR Filing Document

**Accession Number:** 0001297376
**File Stem:** 0001438934-25-000577
**Filing Date:** 2025-8
**Character Count:** 59716
**Document Hash:** c4b068b0765abe4850c5cb60c5ddb2ee
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001438934-25-000577.hdr.sgml**: 20250806

**ACCESSION NUMBER**: 0001438934-25-000577

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20240630

**FILED AS OF DATE**: 20250806

**EFFECTIVENESS DATE**: 20250806

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Advisors Asset Management, Inc.
- **CENTRAL INDEX KEY:** 0001297376

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12578
- **FILM NUMBER:** 251190212

**BUSINESS ADDRESS:**
- **STREET 1:** 18925 BASE CAMP ROAD
- **CITY:** MONUMENT
- **STATE:** CO
- **ZIP:** 80132
- **BUSINESS PHONE:** 719-488-8251

**MAIL ADDRESS:**
- **STREET 1:** 18925 BASE CAMP ROAD
- **CITY:** MONUMENT
- **STATE:** CO
- **ZIP:** 80132

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Fixed Income Securities, Inc.
- **DATE OF NAME CHANGE:** 20080207

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Fixed Income Securities LP
- **DATE OF NAME CHANGE:** 20040715

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001297376

**Date of Report:** 06/30/2024

**Are you a Registered Management Investment Company or an Institutional Manager?:** Institutional Manager

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Advisors Asset Management, INC.

**Address:** 18925 Base Camp Road, Monument, CO 80132

**Telephone number:** 8662592427

**Name of agent for service:** —

**Agent Address:** —, —, — —

**Reporting Period:** Report for the year ended 06/30/2024

**SEC File Number:** 028-12578

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** —

**Report Type (check only one):**

Institutional Manager.

- [x] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [ ] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [ ] No

- [x] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER                           | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                                                                                  | VOTE CATEGORY                |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| ABBVIE INC.                              | 00287Y109 | 05/03/2024     | Say on Pay-An advisory vote on the approval of executive compensation                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         2384   |                0 | FOR         |                                   2384   | FOR                         |  |
| ABBVIE INC.                              | 00287Y109 | 05/03/2024     | Say When on Pay-An advisory vote on the frequency of the advisory vote to approve of executive compensation                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         2384   |                0 | 1 YEAR      |                                   2384   | FOR                         |  |
| ACADIA PHARMACEUTICALS INC.              | 004225108 | 05/29/2024     | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |           25   |                0 | FOR         |                                     25   | FOR                         |  |
| ALGONQUIN POWER  UTILITIES CORP.         | 015857105 | 06/04/2024     | The advisory resolution set out on page 17 of the Circular approving the Corporation's approach to executive compensation as disclosed in the Circular.                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         1740   |                0 | FOR         |                                   1740   | FOR                         |  |
| ALTRIA GROUP, INC.                       | 02209S103 | 05/16/2024     | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         4378   |                0 | FOR         |                                   4378   | FOR                         |  |
| AMAZON.COM, INC.                         | 023135106 | 05/22/2024     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           20   |                0 | FOR         |                                     20   | FOR                         |  |
| AMEREN CORPORATION                       | 023608102 | 05/09/2024     | Company proposal - Advisory approval of compensation of the named executive officers disclosed in the proxy statement                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         1656   |                0 | FOR         |                                   1656   | FOR                         |  |
| AMERICAN ELECTRIC POWER COMPANY, INC.    | 025537101 | 04/23/2024     | Advisory approval of the Company's executive compensation                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         2377   |                0 | FOR         |                                   2377   | FOR                         |  |
| ANNALY CAPITAL MANAGEMENT, INC.          | 035710839 | 05/15/2024     | Advisory approval of the Company's executive compensation                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        13959.8 |                0 | FOR         |                                  13959.8 | FOR                         |  |
| ANSYS, INC.                              | 03662Q105 | 05/22/2024     | Proposal to approve, on a non-binding, advisory basis, the merger-related compensation that will or may be paid to Ansys' named executive officers in connection with the transactions contemplated by the merger agreement (the "compensation proposal")                         | SECTION 14A SAY-ON-PAY VOTES |           11   |                0 | FOR         |                                     11   | FOR                         |  |
| ANSYS, INC.                              | 03662Q105 | 06/07/2024     | Advisory Approval of the Compensation of Our Named Executive Officers.                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |           11   |                0 | ABSTAIN     |                                     11   | AGAINST                     |  |
| ARES COMMERCIAL REAL ESTATE CORP         | 04013V108 | 05/22/2024     | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the fiscal year ended December 31, 2023, as described in the 2024 Proxy Statement                                                                                    | SECTION 14A SAY-ON-PAY VOTES |        40495   |                0 | FOR         |                                  40495   | FOR                         |  |
| ASML HOLDINGS N.V.                       | N07059210 | 04/24/2024     | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2023                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           20   |                0 | FOR         |                                     20   | FOR                         |  |
| AT INC.                                  | 00206R102 | 05/16/2024     | Advisory Approval of Executive Compensation                                                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |        11799   |                0 | FOR         |                                  11799   | FOR                         |  |
| AXON ENTERPRISE, INC.                    | 05464C101 | 05/10/2024     | Proposal No. 5 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |           20   |                0 | FOR         |                                     20   | FOR                         |  |
| BEST BUY CO., INC.                       | 086516101 | 06/12/2024     | To approve in a non-binding advisory vote our named executive officer compensation                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |         2461   |                0 | FOR         |                                   2461   | FOR                         |  |
| BRITISH AMERICAN TOBACCO P.L.C.          | 110448107 | 04/24/2024     | Approval of the 2023 Directors' remuneration report.                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          376   |                0 | FOR         |                                    376   | FOR                         |  |
| BROADCOM INC                             | 11135F101 | 04/22/2024     | Advisory vote to approve the named executive officer compensation                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          220   |                0 | FOR         |                                    220   | FOR                         |  |
| CANADIAN IMPERIAL BANK OF COMMERCE       | 136069101 | 04/04/2024     | Advisory resolution regarding our executive compensation approach                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          459   |                0 | FOR         |                                    459   | FOR                         |  |
| CANADIAN NATIONAL RAILWAY COMPANY        | 136375102 | 04/26/2024     | Non-binding advisory resolution (the full text of which is set out on page 15 of the management proxy circular) to accept the approach to executive compensation disclosed in the management proxy circular.                                                                      | SECTION 14A SAY-ON-PAY VOTES |          114   |                0 | FOR         |                                    114   | FOR                         |  |
| CARLISLE COMPANIES INCORPORATED          | 142339100 | 05/01/2024     | To approve, on an advisory basis, the Company's named executive officer compensation in 2023                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |           17   |                0 | FOR         |                                     17   | FOR                         |  |
| CATERPILLAR INC.                         | 149123101 | 06/12/2024     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          723   |                0 | FOR         |                                    723   | FOR                         |  |
| CHEVRON CORPORATION                      | 166764100 | 05/29/2024     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         1150   |                0 | FOR         |                                   1150   | FOR                         |  |
| CLEAN HARBORS, INC.                      | 184496107 | 05/22/2024     | To approve on a non-binding, advisory basis, the compensation of the Company's named executive officers as described in the Company's definitive proxy statement                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           35   |                0 | FOR         |                                     35   | FOR                         |  |
| CME GROUP INC.                           | 12572Q105 | 05/09/2024     | Advisory vote on the compensation of our named executive officers                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          700   |                0 | ABSTAIN     |                                    700   | AGAINST                     |  |
| COGENT COMMUNICATIONS HOLDINGS, INC.     | 19239V302 | 05/08/2024     | Proposal- Non-binding Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |         1439   |                0 | FOR         |                                   1439   | FOR                         |  |
| COMCAST CORPORATION                      | 20030N101 | 06/10/2024     | Advisory vote on executive compensation                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         7549   |                0 | FOR         |                                   7549   | FOR                         |  |
| CONOCOPHILLIPS                           | 20825C104 | 05/14/2024     | Advisory Approval of Executive Compensation.                                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |         3308   |                0 | FOR         |                                   3308   | FOR                         |  |
| CORNING INCORPORATED                     | 219350105 | 05/02/2024     | Advisory approval of our executive compensation (Say on Pay)                                                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |         5429   |                0 | FOR         |                                   5429   | FOR                         |  |
| CUMMINS INC.                             | 231021106 | 05/14/2024     | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |          582   |                0 | ABSTAIN     |                                    582   | AGAINST                     |  |
| DIAMONDBACK ENERGY, INC.                 | 25278X109 | 06/06/2024     | The approval, on an advisory basis, of the compensation of the Company's named executive officers                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |           20   |                0 | FOR         |                                     20   | FOR                         |  |
| DOMINION ENERGY, INC.                    | 25746U109 | 05/07/2024     | Advisory Vote on Approval of Executive Compensation (Say on Pay)                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |         4087   |                0 | FOR         |                                   4087   | FOR                         |  |
| DOW INC.                                 | 260557103 | 04/11/2024     | Advisory Resolution to Approve Executive Compensation                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         3550   |                0 | FOR         |                                   3550   | FOR                         |  |
| DUKE ENERGY CORPORATION                  | 26441C204 | 05/09/2024     | Advisory vote to approve Duke Energy's named executive officer compensation                                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |          632   |                0 | FOR         |                                    632   | FOR                         |  |
| EOG RESOURCES, INC.                      | 26875P101 | 05/22/2024     | To approve, by non-binding vote, the compensation of the Company's named executive officers                                                                                                                                                                                       | SECTION 14A SAY-ON-PAY VOTES |         1400   |                0 | FOR         |                                   1400   | FOR                         |  |
| FORD MOTOR COMPANY                       | 345370860 | 05/09/2024     | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |        15443   |                0 | FOR         |                                  15443   | FOR                         |  |
| GENUINE PARTS COMPANY                    | 372460105 | 04/29/2024     | Advisory vote on executive compensation                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          500   |                0 | ABSTAIN     |                                    500   | AGAINST                     |  |
| GSK PLC                                  | 37733W204 | 05/08/2024     | To approve the Annual report on remuneration for the year ended 31 December 2023                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          337   |                0 | FOR         |                                    337   | FOR                         |  |
| HUBBELL INCORPORATED                     | 443510607 | 05/07/2024     | To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2024 Proxy Statement                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           10   |                0 | FOR         |                                     10   | FOR                         |  |
| ING GROEP N.V.                           | 456837103 | 04/22/2024     | Remuneration Report for 2023.                                                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |          905   |                0 | FOR         |                                    905   | FOR                         |  |
| INTEL CORPORATION                        | 458140100 | 05/07/2024     | Advisory vote to approve executive compensation of our named executive officers                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          317   |                0 | FOR         |                                    317   | FOR                         |  |
| INTERNATIONAL BUSINESS MACHINES CORP.    | 459200101 | 04/30/2024     | Advisory Vote on Executive Compensation                                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          153   |                0 | FOR         |                                    153   | FOR                         |  |
| JOHNSON  JOHNSON                         | 478160104 | 04/25/2024     | Advisory Vote to Approve Named Executive Officer Compensation                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         2196   |                0 | FOR         |                                   2196   | FOR                         |  |
| JPMORGAN CHASE  CO.                      | 46625H100 | 05/21/2024     | Advisory resolution to approve executive compensation                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         1269   |                0 | FOR         |                                   1269   | FOR                         |  |
| KEURIG DR PEPPER INC.                    | 49271V100 | 06/10/2024     | To approve, on an advisory basis, Keurig Dr Pepper Inc. 's executive compensation                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |         2072   |                0 | ABSTAIN     |                                   2072   | AGAINST                     |  |
| KINDER MORGAN, INC.                      | 49456B101 | 05/08/2024     | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement                                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |        10914   |                0 | FOR         |                                  10914   | FOR                         |  |
| KINDER MORGAN, INC.                      | 49456B101 | 05/08/2024     | Advisory vote on the frequency with which we will hold future advisory votes on the compensation of our named executive officers                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |        10914   |                0 | 1 YEAR      |                                  10914   | FOR                         |  |
| LOCKHEED MARTIN CORPORATION              | 539830109 | 05/02/2024     | Advisory Vote to Approve the Compensation of our Named Excecutive Officers (Say-on-Pay)                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |          444   |                0 | FOR         |                                    444   | FOR                         |  |
| LULULEMON ATHLETICA INC.                 | 550021109 | 06/06/2024     | To approve, on an advisory basis, the compensation of the Company's named executive officers                                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |            5   |                0 | ABSTAIN     |                                      5   | AGAINST                     |  |
| MAGNA INTERNATIONAL INC.                 | 559222401 | 05/09/2024     | Resolved, on an advisory basis and not to diminish the roles and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying management information circular/proxy statement.                   | SECTION 14A SAY-ON-PAY VOTES |          216   |                0 | FOR         |                                    216   | FOR                         |  |
| MANULIFE FINANCIAL CORPORATION           | 56501R106 | 05/09/2024     | Advisory resolution accepting approach to executive compensation.                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          663   |                0 | FOR         |                                    663   | FOR                         |  |
| MARTIN MARIETTA MATERIALS, INC.          | 573284106 | 05/16/2024     | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta, Inc.'s named executive officers                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |            5   |                0 | FOR         |                                      5   | FOR                         |  |
| MCDONALD'S CORPORATION                   | 580135101 | 05/22/2024     | Advisory Vote to Approve Executive Compensation                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |          702   |                0 | FOR         |                                    702   | FOR                         |  |
| MERCK  CO., INC.                         | 58933Y105 | 05/28/2024     | Non-binding advisory vote to approve the compensation of our named executive officers                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         1788   |                0 | FOR         |                                   1788   | FOR                         |  |
| MORGAN STANLEY                           | 617446448 | 05/23/2024     | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         3949   |                0 | FOR         |                                   3949   | FOR                         |  |
| NEWMONT CORPORATION                      | 651639106 | 04/24/2024     | Approval of the advisory resolution on Newmont's executive compensation                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         4678   |                0 | FOR         |                                   4678   | FOR                         |  |
| NEXTERA ENERGY, INC.                     | 65339F101 | 05/23/2024     | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |         3235   |                0 | FOR         |                                   3235   | FOR                         |  |
| NOVOCURE LIMITED                         | G6674U108 | 06/05/2024     | A non-binding advisory vote to approve executive compensation                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           16   |                0 | FOR         |                                     16   | FOR                         |  |
| NOVOCURE LIMITED                         | G6674U108 | 06/05/2024     | A non-binding advisory vote to approve the frequency of the advisory vote on executive compensation                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           16   |                0 | 1 YEAR      |                                     16   | FOR                         |  |
| NUCOR CORPORATION                        | 670346105 | 05/09/2024     | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2023                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         1179   |                0 | FOR         |                                   1179   | FOR                         |  |
| NUTRIEN LTD.                             | 67077M108 | 05/08/2024     | A non-binding advisory resolution to accept the Corporation's approach to executive compensation.                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          200   |                0 | FOR         |                                    200   | FOR                         |  |
| NVIDIA CORPORATION                       | 67066G104 | 06/26/2024     | Advisory approval of our executive compensation                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |            6   |                0 | FOR         |                                      6   | FOR                         |  |
| OLD DOMINION FREIGHT LINE, INC.          | 679580100 | 05/15/2024     | Approval, on an advisory basis, of the compensation of the Company's named executive officers                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           18   |                0 | FOR         |                                     18   | FOR                         |  |
| OLD REPUBLIC INTERNATIONAL CORPORATION   | 680223104 | 05/23/2024     | To provide an advisory approval on executive compensation                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |         5340   |                0 | ABSTAIN     |                                   5340   | AGAINST                     |  |
| OMEGA HEALTHCARE INVESTORS, INC.         | 681936100 | 06/07/2024     | Approval, on an advisory basis, of executive compensation                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |        11490   |                0 | FOR         |                                  11490   | FOR                         |  |
| OMNICOM GROUP INC.                       | 681919106 | 05/07/2024     | Advisory resolution to approve executive compensation                                                                                                                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |         2398   |                0 | FOR         |                                   2398   | FOR                         |  |
| ONEOK, INC.                              | 682680103 | 05/22/2024     | An advisory vote to approve ONEOK, Inc.'s executive compensation                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |          156   |                0 | FOR         |                                    156   | FOR                         |  |
| ORANGE                                   | 684060106 | 05/22/2024     | Approval of the components of compensation paid during the fiscal year ended December 31, 2023 or allocated in respect of the same fiscal year to Ms. Christel Heydemann, Chief Executive Officer, pursuant to Article L. 2210-34 II. of the French Commercial Code               | SECTION 14A SAY-ON-PAY VOTES |         1070   |                0 | FOR         |                                   1070   | FOR                         |  |
| ORANGE                                   | 684060106 | 05/22/2024     | Approval of the components of compensation paid during the fiscal year ended December 31, 2023 or allocated in respect of the same fiscal year to Mr. Jacques Aschenbroich, Chairman of the Board of Directors, pursuant to Article L. 22-10-34 II. of the French Commercial Code | SECTION 14A SAY-ON-PAY VOTES |         1070   |                0 | FOR         |                                   1070   | FOR                         |  |
| PACKAGING CORPORATION OF AMERICA         | 695156109 | 05/08/2024     | Proposal to approve our executive compensation                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         1214   |                0 | FOR         |                                   1214   | FOR                         |  |
| PFIZER INC.                              | 717081103 | 04/25/2024     | 2024 advisory approval of executive compensation                                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |         5571   |                0 | FOR         |                                   5571   | FOR                         |  |
| PROLOGIS, INC.                           | 74340W103 | 05/09/2024     | Advisory Vote to Approve the Company's Executive Compensation for 2023                                                                                                                                                                                                            | SECTION 14A SAY-ON-PAY VOTES |         1640   |                0 | FOR         |                                   1640   | FOR                         |  |
| PRUDENTIAL FINANCIAL, INC.               | 744320102 | 05/14/2024     | Advisory vote to approve named executive officer compensation                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         2027   |                0 | FOR         |                                   2027   | FOR                         |  |
| PUBLIC SERVICE ENTERPRISE GROUP INC.     | 744573106 | 04/16/2024     | Advisory Vote on the Approval of Executive Compensation                                                                                                                                                                                                                           | SECTION 14A SAY-ON-PAY VOTES |         2747   |                0 | ABSTAIN     |                                   2747   | AGAINST                     |  |
| QUANTA SERVICES, INC.                    | 74762E102 | 05/24/2024     | Approval, by non-binding advisory vote, of Quanta's executive compensation                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           20   |                0 | FOR         |                                     20   | FOR                         |  |
| RELX PLC                                 | 759530108 | 04/25/2024     | Approve the Directors' Remuneration Report                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          366   |                0 | FOR         |                                    366   | FOR                         |  |
| RESTAURANT BRANDS INTERNATIONAL INC.     | 76131D103 | 06/06/2024     | Say-On-Pay - Approval, on a non-binding advisory basis, of the compensation paid to named executive officers                                                                                                                                                                      | SECTION 14A SAY-ON-PAY VOTES |          187   |                0 | FOR         |                                    187   | FOR                         |  |
| RITHM CAPITAL CORP.                      | 64828T201 | 05/23/2024     | To approve (on a non-binding advisory basis) the compensation of the named executive officers as described in the accompanying materials                                                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |        34505   |                0 | FOR         |                                  34505   | FOR                         |  |
| S GLOBAL INC.                            | 78409V104 | 05/01/2024     | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers, as described in the Proxy Statement                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |            9   |                0 | FOR         |                                      9   | FOR                         |  |
| SANOFI                                   | 80105N105 | 04/30/2024     | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2023 to Serge Weinberg, Chairman of the Board for the period from January 1st, 2023 to May 25, 2023                                                                      | SECTION 14A SAY-ON-PAY VOTES |          229   |                0 | FOR         |                                    229   | FOR                         |  |
| SANOFI                                   | 80105N105 | 04/30/2024     | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2023 to Frédéric Oudéa, Chairman of the Board from May 25, 2023                                                                                                          | SECTION 14A SAY-ON-PAY VOTES |          229   |                0 | FOR         |                                    229   | FOR                         |  |
| SANOFI                                   | 80105N105 | 04/30/2024     | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2023 to Paul Hudson, Chief Executive Officer                                                                                                                             | SECTION 14A SAY-ON-PAY VOTES |          229   |                0 | FOR         |                                    229   | FOR                         |  |
| SAP SE                                   | 803054204 | 05/15/2024     | Resolution on the approval of the compensation report for fiscal year 2023                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |           90   |                0 | FOR         |                                     90   | NONE                        |  |
| SERVICENOW, INC.                         | 81762P102 | 05/23/2024     | Advisory vote to approve ServiceNow's named executive officer compensation                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |            7   |                0 | FOR         |                                      7   | FOR                         |  |
| SHELL PLC                                | 780259305 | 05/21/2024     | Approval of Directors' Remuneration Report                                                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |          197   |                0 | FOR         |                                    197   | FOR                         |  |
| SHOCKWAVE MEDICAL, INC.                  | 82489T104 | 05/29/2024     | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shockwave's named executive officers that is based on or otherwise relates to the Merger.                                                                                     | SECTION 14A SAY-ON-PAY VOTES |           10   |                0 | FOR         |                                     10   | FOR                         |  |
| SNAP-ON INCORPORATED                     | 833034101 | 04/25/2024     | Advisory vote to approve the compensation of Snap-on Incorporated's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement                                                              | SECTION 14A SAY-ON-PAY VOTES |          529   |                0 | ABSTAIN     |                                    529   | AGAINST                     |  |
| SOUTHERN COPPER CORPORATION              | 84265V105 | 05/24/2024     | Approve, by non-binding vote, executive compensation                                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          155   |                0 | FOR         |                                    155   | FOR                         |  |
| STEEL DYNAMICS, INC.                     | 858119100 | 05/09/2024     | Advisory Vote to Approve the Compensation of the Named Executive Officers                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |           50   |                0 | FOR         |                                     50   | FOR                         |  |
| TANGER INC.                              | 875465106 | 05/17/2024     | To approve, on an advisory (non-binding) basis, named executive officer compensation                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |          168   |                0 | ABSTAIN     |                                    168   | AGAINST                     |  |
| TARGET CORPORATION                       | 87612E106 | 06/12/2024     | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay)                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         2523   |                0 | FOR         |                                   2523   | FOR                         |  |
| TC ENERGY CORPORATION                    | 87807B107 | 06/04/2024     | Resolution to accept TC Energy's approach to executive compensation, as set forth in the Management information circular.                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          347   |                0 | FOR         |                                    347   | FOR                         |  |
| TELUS CORPORATION                        | 87971M103 | 05/09/2024     | Approve the Company's approach to executive compensation.                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          738   |                0 | FOR         |                                    738   | FOR                         |  |
| TEXAS INSTRUMENTS INCORPORATED           | 882508104 | 04/25/2024     | Board proposal regarding advisory approval of the Company's executive compensation                                                                                                                                                                                                | SECTION 14A SAY-ON-PAY VOTES |         1974   |                0 | FOR         |                                   1974   | FOR                         |  |
| THE COCA-COLA COMPANY                    | 191216100 | 05/01/2024     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         3296   |                0 | FOR         |                                   3296   | FOR                         |  |
| THE HOME DEPOT, INC.                     | 437076102 | 05/16/2024     | Advisory Vote to Approve Executive Compensation ("Say-on-Pay")                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         1020   |                0 | FOR         |                                   1020   | FOR                         |  |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | 460690100 | 05/23/2024     | Advisory vote to approve named executive officer compensation                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         3147   |                0 | FOR         |                                   3147   | FOR                         |  |
| THERMO FISHER SCIENTIFIC INC.            | 883556102 | 05/22/2024     | An advisory vote to approve named executive officer compensation                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |           11   |                0 | FOR         |                                     11   | FOR                         |  |
| TOTAL ENERGIES SE                        | 89151E109 | 05/24/2024     | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2023 or allocated for that year to Mr. Patrick Pouyanné,Chairman and Chief Executive Officer                                   | SECTION 14A SAY-ON-PAY VOTES |          193   |                0 | FOR         |                                    193   | FOR                         |  |
| TRUIST FINANCIAL CORPORATION             | 89832Q109 | 04/23/2024     | Advisory vote to approve Truist's executive compensation program                                                                                                                                                                                                                  | SECTION 14A SAY-ON-PAY VOTES |         5986   |                0 | FOR         |                                   5986   | FOR                         |  |
| UNILEVER PLC                             | 904767704 | 05/01/2024     | To approve the Directors' Remuneration Report.                                                                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |         3061   |                0 | FOR         |                                   3061   | FOR                         |  |
| UNION PACIFIC CORPORATION                | 907818108 | 05/09/2024     | An advisory vote to approve executive compensation ("Say On Pay")                                                                                                                                                                                                                 | SECTION 14A SAY-ON-PAY VOTES |          874   |                0 | FOR         |                                    874   | FOR                         |  |
| UNITED PARCEL SERVICE, INC.              | 911312106 | 05/02/2024     | To approve on an advisory basis named executive officer compensation                                                                                                                                                                                                              | SECTION 14A SAY-ON-PAY VOTES |         2083   |                0 | FOR         |                                   2083   | FOR                         |  |
| UNITEDHEALTH GROUP INCORPORATED          | 91324P102 | 06/03/2024     | Advisory approval of the Company's executive compensation                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |          362   |                0 | FOR         |                                    362   | FOR                         |  |
| VALERO ENERGY CORPORATION                | 91913Y100 | 05/15/2024     | Advisory vote to approve the 2023 compensation of named executive officers                                                                                                                                                                                                        | SECTION 14A SAY-ON-PAY VOTES |         1418   |                0 | FOR         |                                   1418   | FOR                         |  |
| VALMONT INDUSTRIES, INC.                 | 920253101 | 05/06/2024     | Advisory approval of the Company's executive compensation                                                                                                                                                                                                                         | SECTION 14A SAY-ON-PAY VOTES |            5   |                0 | FOR         |                                      5   | FOR                         |  |
| VERIZON COMMUNICATIONS INC.              | 92343V104 | 05/09/2024     | Advisory vote to approve executive compensation                                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |         5484   |                0 | FOR         |                                   5484   | FOR                         |  |
| VULCAN MATERIALS COMPANY                 | 929160109 | 05/10/2024     | Approval, on an advisory basis, of the compensation of our named executive officers                                                                                                                                                                                               | SECTION 14A SAY-ON-PAY VOTES |           15   |                0 | FOR         |                                     15   | FOR                         |  |
| WASTE MANAGEMENT, INC.                   | 94106L109 | 05/14/2024     | Approval, on an advisory basis, of our executive compensation                                                                                                                                                                                                                     | SECTION 14A SAY-ON-PAY VOTES |         1164   |                0 | FOR         |                                   1164   | FOR                         |  |
| WATSCO, INC.                             | 942622200 | 06/03/2024     | Approval of the advisory resolution regarding the compensation of our named executive officers                                                                                                                                                                                    | SECTION 14A SAY-ON-PAY VOTES |          365   |                0 | FOR         |                                    365   | FOR                         |  |
| ZEBRA TECHNOLOGIES CORPORATION           | 989207105 | 05/09/2024     | Advisory vote to approve Named Executive Officers' compensation                                                                                                                                                                                                                   | SECTION 14A SAY-ON-PAY VOTES |           10   |                0 | FOR         |                                     10   | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Advisors Asset Management, INC.

**By (Signature):** John Webber

**By (Printed Signature):** John Webber

**By (Title):** Chief Compliance Officer

**Date:** 08/06/2025