# EDGAR Filing Document

**Accession Number:** 0001697366
**File Stem:** 0001104659-23-013334
**Filing Date:** 2023-2
**Character Count:** 16572
**Document Hash:** a50885f4ec04cf6452447a4e0d02d009
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-013334.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001104659-23-013334

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230208

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PIER 88 INVESTMENT PARTNERS LLC
- **CENTRAL INDEX KEY:** 0001697366
- **IRS NUMBER:** 463506954
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17645
- **FILM NUMBER:** 23598517

**BUSINESS ADDRESS:**
- **STREET 1:** 71 STEVENSON STREET, SUITE 825
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 415-814-8840

**MAIL ADDRESS:**
- **STREET 1:** 71 STEVENSON STREET, SUITE 825
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** PIER 88 INVESTMENT PARTNERS LLC<br>**Address:** 71 Stevenson Street Suite 825<br>San Francisco, CA 94105

**Form 13F File Number:** 028-17645

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Sean Aurigemma<br>**Title:** Chief Compliance Officer<br>**Phone:** 201-424-9144

**Signature, Place, and Date of Signing:**

/s/ Sean Aurigemma  San Francisco, CA  02-07-2022<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 123

**Form 13F Information Table Value Total:** $412563725

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                           | Form 13F File Number   |
|:---|:---|:---|
|  | PRELUDE CAPITAL MANAGEMENT LLC | 028-12257              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Etsy Inc | Common Stock | 29786A106 |  | 1340458 | 11191 | SH |  | SOLE |  | 11191 | 0 | 0 |
| HubSpot Inc | Common Stock | 443573100 |  | 717042 | 2480 | SH |  | SOLE |  | 2480 | 0 | 0 |
| Model N Inc | Common Stock | 607525102 |  | 1474721 | 36359 | SH |  | SOLE |  | 36359 | 0 | 0 |
| Monolithic Pwr Sys Inc | Common Stock | 609839105 |  | 908778 | 2570 | SH |  | SOLE |  | 2570 | 0 | 0 |
| Farmland Partners Inc | Common Stock | 31154R109 |  | 966871 | 77598 | SH |  | SOLE |  | 77598 | 0 | 0 |
| Heron Therapeutics Inc | Common Stock | 427746102 |  | 150000 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |
| Insulet Corp | Common Stock | 45784P101 |  | 1030365 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| Ultragenyx Pharmaceutical In | Common Stock | 90400D108 |  | 901119 | 19450 | SH |  | SOLE |  | 19450 | 0 | 0 |
| Denali Therapeutics Inc | Common Stock | 24823R105 |  | 765887 | 27540 | SH |  | SOLE |  | 27540 | 0 | 0 |
| Splunk Inc | Common Stock | 848637104 |  | 476594 | 5536 | SH |  | SOLE |  | 5536 | 0 | 0 |
| Euronet Worldwide Inc | Common Stock | 298736109 |  | 1405413 | 14891 | SH |  | SOLE |  | 14891 | 0 | 0 |
| NuVasive Inc | Common Stock | 670704105 |  | 194859 | 4725 | SH |  | SOLE |  | 4725 | 0 | 0 |
| Silicon Laboratories Inc | Common Stock | 826919102 |  | 697615 | 5142 | SH |  | SOLE |  | 5142 | 0 | 0 |
| Alteryx Inc | Common Stock | 02156B103 |  | 603226 | 11905 | SH |  | SOLE |  | 11905 | 0 | 0 |
| DexCom Inc | Common Stock | 252131107 |  | 1468723 | 12970 | SH |  | SOLE |  | 12970 | 0 | 0 |
| Goosehead Ins Inc | Common Stock | 38267D109 |  | 77093 | 2245 | SH |  | SOLE |  | 2245 | 0 | 0 |
| Zscaler Inc | Common Stock | 98980G102 |  | 48117 | 430 | SH |  | SOLE |  | 430 | 0 | 0 |
| CyberArk Software Ltd | Common Stock | M2682V108 |  | 440810 | 3400 | SH |  | SOLE |  | 3400 | 0 | 0 |
| 10X Genomics Inc | Common Stock | 88025U109 |  | 152684 | 4190 | SH |  | SOLE |  | 4190 | 0 | 0 |
| Adaptive Biotechnologies Cor | Common Stock | 00650F109 |  | 437046 | 57205 | SH |  | SOLE |  | 57205 | 0 | 0 |
| Cloudflare Inc | Common Stock | 18915M107 |  | 123423 | 2730 | SH |  | SOLE |  | 2730 | 0 | 0 |
| Crowdstrike Hldgs Inc | Common Stock | 22788C105 |  | 212686 | 2020 | SH |  | SOLE |  | 2020 | 0 | 0 |
| Evoqua Water Technologies Co | Common Stock | 30057T105 |  | 1092445 | 27587 | SH |  | SOLE |  | 27587 | 0 | 0 |
| Lattice Semiconductor Corp | Common Stock | 518415104 |  | 1027375 | 15835 | SH |  | SOLE |  | 15835 | 0 | 0 |
| Tradeweb Mkts Inc | Common Stock | 892672106 |  | 1333987 | 20545 | SH |  | SOLE |  | 20545 | 0 | 0 |
| Deckers Outdoor Corp | Common Stock | 243537107 |  | 1405043 | 3520 | SH |  | SOLE |  | 3520 | 0 | 0 |
| Equinox Gold Corp | Common Stock | 29446Y502 |  | 71783 | 21885 | SH |  | SOLE |  | 21885 | 0 | 0 |
| Helen of Troy Ltd | Common Stock | G4388N106 |  | 388740 | 3505 | SH |  | SOLE |  | 3505 | 0 | 0 |
| Mirati Therapeutics Inc | Common Stock | 60468T105 |  | 185318 | 4090 | SH |  | SOLE |  | 4090 | 0 | 0 |
| PROS Holdings Inc | Common Stock | 74346Y103 |  | 823384 | 33940 | SH |  | SOLE |  | 33940 | 0 | 0 |
| First Rep Bk San Francisco C | Common Stock | 33616C100 |  | 909909 | 7465 | SH |  | SOLE |  | 7465 | 0 | 0 |
| Keysight Technologies Inc | Common Stock | 49338L103 |  | 555122 | 3245 | SH |  | SOLE |  | 3245 | 0 | 0 |
| SVB Financial Group | Common Stock | 78486Q101 |  | 42576 | 185 | SH |  | SOLE |  | 185 | 0 | 0 |
| Dover Corp | Common Stock | 260003108 |  | 196345 | 1450 | SH |  | SOLE |  | 1450 | 0 | 0 |
| East West Bancorp Inc | Common Stock | 27579R104 |  | 66559 | 1010 | SH |  | SOLE |  | 1010 | 0 | 0 |
| Seer Inc | Common Stock | 81578P106 |  | 38280 | 6600 | SH |  | SOLE |  | 6600 | 0 | 0 |
| Synaptics Inc | Common Stock | 87157D109 |  | 439163 | 4615 | SH |  | SOLE |  | 4615 | 0 | 0 |
| Vertiv Holdings Co | Common Stock | 92537N108 |  | 137 | 10 | SH |  | SOLE |  | 10 | 0 | 0 |
| KBR Inc | Common Stock | 48242W106 |  | 4576334 | 86673 | SH |  | SOLE |  | 86673 | 0 | 0 |
| Lindsay Corp | Common Stock | 535555106 |  | 1607330 | 9870 | SH |  | SOLE |  | 9870 | 0 | 0 |
| Entegris Inc | Common Stock | 29362U104 |  | 538494 | 8210 | SH |  | SOLE |  | 8210 | 0 | 0 |
| ON Semiconductor Corp | Common Stock | 682189105 |  | 740956 | 11880 | SH |  | SOLE |  | 11880 | 0 | 0 |
| Five Below Inc | Common Stock | 33829M101 |  | 615508 | 3480 | SH |  | SOLE |  | 3480 | 0 | 0 |
| Palo Alto Networks Inc | Common Stock | 697435105 |  | 62793 | 450 | SH |  | SOLE |  | 450 | 0 | 0 |
| TransDigm Group Inc | Common Stock | 893641100 |  | 1130222 | 1795 | SH |  | SOLE |  | 1795 | 0 | 0 |
| Datadog Inc | Common Stock | 23804L103 |  | 454230 | 6180 | SH |  | SOLE |  | 6180 | 0 | 0 |
| Fisker Inc | Common Stock | 33813J106 |  | 75463 | 10380 | SH |  | SOLE |  | 10380 | 0 | 0 |
| Revolve Group Inc | Common Stock | 76156B107 |  | 11575 | 520 | SH |  | SOLE |  | 520 | 0 | 0 |
| Energy Recovery Inc | Common Stock | 29270J100 |  | 1083306 | 52870 | SH |  | SOLE |  | 52870 | 0 | 0 |
| NextEra Energy Inc | Common Stock | 65339F101 |  | 585 | 7 | SH |  | SOLE |  | 7 | 0 | 0 |
| Doximity Inc | Common Stock | 26622P107 |  | 745032 | 22200 | SH |  | SOLE |  | 22200 | 0 | 0 |
| DTE Energy Co | Common Stock | 233331107 |  | 340132 | 2894 | SH |  | SOLE |  | 2894 | 0 | 0 |
| Okta Inc | Common Stock | 679295105 |  | 401097 | 5870 | SH |  | SOLE |  | 5870 | 0 | 0 |
| R1 RCM Inc | Common Stock | 77634L105 |  | 851801 | 77790 | SH |  | SOLE |  | 77790 | 0 | 0 |
| BUNGE LIMITED | Common Stock | G16962105 |  | 1215398 | 12182 | SH |  | SOLE |  | 12182 | 0 | 0 |
| PIONEER NAT RES CO | Common Stock | 723787107 |  | 2512290 | 11000 | SH |  | SOLE |  | 11000 | 0 | 0 |
| Dominion Energy Inc | Common Stock | 25746U109 |  | 264596 | 4315 | SH |  | SOLE |  | 4315 | 0 | 0 |
| Euronet Worldwide Inc | Convertible Bonds | 298736AL3 |  | 19433471 | 20550928 | PRN |  | SOLE |  | 0 | 0 | 20550928 |
| Splunk Inc | Convertible Bonds | 848637AD6 |  | 179360 | 190000 | PRN |  | SOLE |  | 0 | 0 | 190000 |
| Western Digital Corp. | Convertible Bonds | 958102AP0 |  | 18993046 | 19938080 | PRN |  | SOLE |  | 0 | 0 | 19938080 |
| Alteryx Inc | Convertible Bonds | 02156BAF0 |  | 17627900 | 21235000 | PRN |  | SOLE |  | 0 | 0 | 21235000 |
| CyberArk Software Ltd | Convertible Bonds | 23248VAB1 |  | 3667166 | 3465000 | PRN |  | SOLE |  | 0 | 0 | 3465000 |
| Insulet Corp | Convertible Bonds | 45784PAK7 |  | 3403870 | 2410000 | PRN |  | SOLE |  | 0 | 0 | 2410000 |
| PROS Holdings Inc | Convertible Bonds | 74346YAH6 |  | 2886631 | 3120000 | PRN |  | SOLE |  | 0 | 0 | 3120000 |
| Ares Capital Corp | Convertible Bonds | 04010LAW3 |  | 13678834 | 12895000 | PRN |  | SOLE |  | 0 | 0 | 12895000 |
| RingCentral Inc | Convertible Bonds | 76680RAF4 |  | 4396800 | 5120000 | PRN |  | SOLE |  | 0 | 0 | 5120000 |
| Tabula Rasa HealthCare Inc | Convertible Bonds | 873379AA9 |  | 234557 | 300000 | PRN |  | SOLE |  | 0 | 0 | 300000 |
| DexCom Inc | Convertible Bonds | 252131AK3 |  | 18837150 | 17320000 | PRN |  | SOLE |  | 0 | 0 | 17320000 |
| KBR Inc | Convertible Bonds | 48242WAB2 |  | 232485 | 110000 | PRN |  | SOLE |  | 0 | 0 | 110000 |
| Model N Inc | Convertible Bonds | 607525AB8 |  | 473375 | 350000 | PRN |  | SOLE |  | 0 | 0 | 350000 |
| Okta Inc | Convertible Bonds | 679295AF2 |  | 10389960 | 12369000 | PRN |  | SOLE |  | 0 | 0 | 12369000 |
| Chegg Inc | Convertible Bonds | 163092AF6 |  | 16583263 | 21137000 | PRN |  | SOLE |  | 0 | 0 | 21137000 |
| Wix | Convertible Bonds | 92940WAD1 |  | 8071845 | 9585000 | PRN |  | SOLE |  | 0 | 0 | 9585000 |
| Booking Holdings Inc | Convertible Bonds | 09857LAN8 |  | 7232989 | 5430000 | PRN |  | SOLE |  | 0 | 0 | 5430000 |
| DocuSign Inc | Convertible Bonds | 256163AD8 |  | 13348000 | 14200000 | PRN |  | SOLE |  | 0 | 0 | 14200000 |
| Expedia Group Inc | Convertible Bonds | 30212PBE4 |  | 16492889 | 18935000 | PRN |  | SOLE |  | 0 | 0 | 18935000 |
| Splunk Inc | Convertible Bonds | 848637AF1 |  | 10530624 | 12480000 | PRN |  | SOLE |  | 0 | 0 | 12480000 |
| Etsy Inc | Convertible Bonds | 29786AAN6 |  | 3691566 | 4320000 | PRN |  | SOLE |  | 0 | 0 | 4320000 |
| Elevance Health Inc | Convertible Bonds | 94973VBG1 |  | 4168239 | 570000 | PRN |  | SOLE |  | 0 | 0 | 570000 |
| NuVasive Inc | Convertible Bonds | 670704AL9 |  | 2613263 | 2670000 | PRN |  | SOLE |  | 0 | 0 | 2670000 |
| ON Semiconductor Corp | Convertible Bonds | 682189AS4 |  | 2557250 | 1930000 | PRN |  | SOLE |  | 0 | 0 | 1930000 |
| Wells Fargo  Co | Convertible Preferred | 949746804 |  | 19191075 | 16195 | SH |  | SOLE |  | 0 | 0 | 16195 |
| Bank of America Corp | Convertible Preferred | 060505682 |  | 19282680 | 16623 | SH |  | SOLE |  | 0 | 0 | 16623 |
| SPDR Gold TR | ETF | 78463V107 |  | 2888291 | 17026 | SH |  | SOLE |  | 0 | 0 | 17026 |
| Invesco QQQ TR | ETF | 46090E103 |  | 2130240 | 8000 | SH |  | SOLE |  | 0 | 0 | 8000 |
| SPDR S 500 ETF TR | ETF | 78462F103 |  | 1032561 | 2700 | SH |  | SOLE |  | 0 | 0 | 2700 |
| NextEra Energy Inc | Preferred Stock | 65339F770 |  | 15166094 | 299134 | SH |  | SOLE |  | 0 | 0 | 299134 |
| Boston Scientific Corp | Preferred Stock | 101137206 |  | 20590316 | 179315 | SH |  | SOLE |  | 0 | 0 | 179315 |
| Danaher Corporation | Preferred Stock | 235851409 |  | 19488312 | 14364 | SH |  | SOLE |  | 0 | 0 | 14364 |
| KKR  Co Inc | Preferred Stock | 48251W401 |  | 10665675 | 186300 | SH |  | SOLE |  | 0 | 0 | 186300 |
| NiSource Inc | Preferred Stock | 65473P121 |  | 18771910 | 181320 | SH |  | SOLE |  | 0 | 0 | 181320 |
| American Electric Power Co Inc | Preferred Stock | 02557T307 |  | 12157406 | 235700 | SH |  | SOLE |  | 0 | 0 | 235700 |
| Becton Dickson  Co | Preferred Stock | 075887406 |  | 19373448 | 386850 | SH |  | SOLE |  | 0 | 0 | 386850 |
| NextEra Energy Inc | Preferred Stock | 65339F739 |  | 4291650 | 85000 | SH |  | SOLE |  | 0 | 0 | 85000 |
| Wells Fargo  Co | Preferred stock | 949746804 |  | 355500 | 300 | SH |  | OTR | 1 | 0 | 0 | 300 |
| Bank of America Corp | Preferred stock | 060505682 |  | 348000 | 300 | SH |  | OTR | 1 | 0 | 0 | 300 |
| SPDR S 500 ETF TR | ETF | 78462F103 |  | 229458 | 600 | SH |  | OTR | 1 | 0 | 0 | 600 |
| TransDigm Group Inc | Common stock | 893641100 |  | 251860 | 400 | SH |  | OTR | 1 | 0 | 400 | 0 |
| Synaptics Inc | Common stock | 87157D109 |  | 252650 | 2655 | SH |  | OTR | 1 | 0 | 2655 | 0 |
| Five Below Inc | Common stock | 33829M101 |  | 141496 | 800 | SH |  | OTR | 1 | 0 | 800 | 0 |
| Etsy Inc | Common stock | 29786A106 |  | 455164 | 3800 | SH |  | OTR | 1 | 0 | 3800 | 0 |
| HubSpot Inc | Common stock | 443573100 |  | 86739 | 300 | SH |  | OTR | 1 | 0 | 300 | 0 |
| Model N Inc | Common stock | 607525102 |  | 304200 | 7500 | SH |  | OTR | 1 | 0 | 7500 | 0 |
| Denali Therapeutics Inc | Common stock | 24823R105 |  | 214137 | 7700 | SH |  | OTR | 1 | 0 | 7700 | 0 |
| PROS Holdings Inc | Common stock | 74346Y103 |  | 283357 | 11680 | SH |  | OTR | 1 | 0 | 11680 | 0 |
| Euronet Worldwide Inc | Common stock | 298736109 |  | 226512 | 2400 | SH |  | OTR | 1 | 0 | 2400 | 0 |
| Lindsay Corp | Common stock | 535555106 |  | 245089 | 1505 | SH |  | OTR | 1 | 0 | 1505 | 0 |
| Splunk Inc | Common stock | 848637104 |  | 206616 | 2400 | SH |  | OTR | 1 | 0 | 2400 | 0 |
| DexCom Inc | Common stock | 252131107 |  | 385016 | 3400 | SH |  | OTR | 1 | 0 | 3400 | 0 |
| ON Semiconductor Corp | Common stock | 682189105 |  | 155925 | 2500 | SH |  | OTR | 1 | 0 | 2500 | 0 |
| Monolithic Pwr Sys Inc | Common stock | 609839105 |  | 212166 | 600 | SH |  | OTR | 1 | 0 | 600 | 0 |
| Insulet Corp | Common stock | 45784P101 |  | 175751 | 597 | SH |  | OTR | 1 | 0 | 597 | 0 |
| First Rep Bk San Francisco C | Common stock | 33616C100 |  | 346777 | 2845 | SH |  | OTR | 1 | 0 | 2845 | 0 |
| Alteryx Inc | Common stock | 02156B103 |  | 238149 | 4700 | SH |  | OTR | 1 | 0 | 4700 | 0 |
| Evoqua Water Technologies Co | Common stock | 30057T105 |  | 223027 | 5632 | SH |  | OTR | 1 | 0 | 5632 | 0 |
| Silicon Laboratories Inc | Common stock | 826919102 |  | 192109 | 1416 | SH |  | OTR | 1 | 0 | 1416 | 0 |
| Farmland Partners Inc | Common stock | 31154R109 |  | 178178 | 14300 | SH |  | OTR | 1 | 0 | 14300 | 0 |
| Lattice Semiconductor Corp | Common stock | 518415104 |  | 326541 | 5033 | SH |  | OTR | 1 | 0 | 5033 | 0 |
| KBR Inc | Common stock | 48242W106 |  | 321024 | 6080 | SH |  | OTR | 1 | 0 | 6080 | 0 |
| Entegris Inc | Common stock | 29362U104 |  | 223006 | 3400 | SH |  | OTR | 1 | 0 | 3400 | 0 |
| Tradeweb Mkts Inc | Common stock | 892672106 |  | 288614 | 4445 | SH |  | OTR | 1 | 0 | 4445 | 0 |
| Deckers Outdoor Corp | Common stock | 243537107 |  | 439076 | 1100 | SH |  | OTR | 1 | 0 | 1100 | 0 |
| Ultragenyx Pharmaceutical In | Common stock | 90400D108 |  | 106559 | 2300 | SH |  | OTR | 1 | 0 | 2300 | 0 |

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