# EDGAR Filing Document

**Accession Number:** 0001343119
**File Stem:** 0000897101-23-000059
**Filing Date:** 2023-2
**Character Count:** 8127
**Document Hash:** 1f3b042eedc6a8cecf6f5d1fe7628ddb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000897101-23-000059.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0000897101-23-000059

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** River Oaks Capital LLC
- **CENTRAL INDEX KEY:** 0001343119
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12119
- **FILM NUMBER:** 23584952

**BUSINESS ADDRESS:**
- **STREET 1:** 1905 EAST WAYZATA BOULEVARD
- **STREET 2:** SUITE 140
- **CITY:** WAYZATA
- **STATE:** MN
- **ZIP:** 55391
- **BUSINESS PHONE:** (952) 404-7026

**MAIL ADDRESS:**
- **STREET 1:** 1905 EAST WAYZATA BOULEVARD
- **STREET 2:** SUITE 140
- **CITY:** WAYZATA
- **STATE:** MN
- **ZIP:** 55391

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** River Oaks Capital LLC<br>**Address:** 1905 East Wayzata Boulevard<br>Suite 140<br>Wayzata, MN 55391

**Form 13F File Number:** 028-12119

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** David Welch<br>**Title:** Principal<br>**Phone:** 952-404-7025

**Signature, Place, and Date of Signing:**

/s/ David Welch  Wayzata, MN  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 47

**Form 13F Information Table Value Total:** $87830

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AMERIS BANCORP | COM | 03076K108 |  | 2984 | 63300 | SH |  | SOLE |  | 63300 | 0 | 0 |
| BANCORP DEL | COM | 05969A105 |  | 721 | 25400 | SH |  | SOLE |  | 25400 | 0 | 0 |
| BRIDGEWATER BANCSHARES INC | COM ACCD INV | 108621103 |  | 2516 | 141800 | SH |  | SOLE |  | 141800 | 0 | 0 |
| BYLINE BANCORP | COM | 124411109 |  | 1741 | 75790 | SH |  | SOLE |  | 75790 | 0 | 0 |
| CADENCE BANK | COM | 12740C103 |  | 1001 | 40600 | SH |  | SOLE |  | 40600 | 0 | 0 |
| CAPSTAR FINL HLDGS INC | COM | 14070T102 |  | 3068 | 173700 | SH |  | SOLE |  | 173700 | 0 | 0 |
| CITIZENS CMNTY BANCORP MD | COM | 174903104 |  | 897 | 74566 | SH |  | SOLE |  | 74566 | 0 | 0 |
| COASTAL FINL WA | COM NEW | 19046P209 |  | 855 | 18000 | SH |  | SOLE |  | 18000 | 0 | 0 |
| CONNECTONE BANCORP INC NEW | COM | 20786W107 |  | 2084 | 86100 | SH |  | SOLE |  | 86100 | 0 | 0 |
| EAST WEST BANCORP INC | COM | 27579R104 |  | 1713 | 26000 | SH |  | SOLE |  | 26000 | 0 | 0 |
| ENTERPRISE FINL SVCS CORP | COM | 293712105 |  | 3427 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| FINANCIAL INSTNS | COM | 317585404 |  | 1754 | 72000 | SH |  | SOLE |  | 72000 | 0 | 0 |
| FIRST BUSINESS FINL SVCS W | COM | 319390100 |  | 4452 | 121800 | SH |  | SOLE |  | 121800 | 0 | 0 |
| FIRST INTST BANCSYSTEM CL A | COM CL A | 32055Y201 |  | 3262 | 84400 | SH |  | SOLE |  | 84400 | 0 | 0 |
| FIRST MERCHANTS | COM | 320817109 |  | 1052 | 25583 | SH |  | SOLE |  | 25583 | 0 | 0 |
| FIRST NATL | COM | 32106V107 |  | 825 | 48157 | SH |  | SOLE |  | 48157 | 0 | 0 |
| FIVE STAR BANCORP | COM | 33830T103 |  | 336 | 12347 | SH |  | SOLE |  | 12347 | 0 | 0 |
| FS BANCORP INC | COM | 30263Y104 |  | 906 | 27100 | SH |  | SOLE |  | 27100 | 0 | 0 |
| GERMAN AMERN BANCORP | COM | 373865104 |  | 172 | 4599 | SH |  | SOLE |  | 4599 | 0 | 0 |
| HANCOCK WHITNEY CORPORATION | COM | 410120109 |  | 53 | 1100 | SH |  | SOLE |  | 1100 | 0 | 0 |
| HAWTHORN BANCSHARES  INC | COM | 420476103 |  | 327 | 15040 | SH |  | SOLE |  | 15040 | 0 | 0 |
| INVESTAR HLDG | COM | 46134L105 |  | 677 | 31444 | SH |  | SOLE |  | 31444 | 0 | 0 |
| LAKELAND BANCORP INC | COM | 511637100 |  | 402 | 22800 | SH |  | SOLE |  | 22800 | 0 | 0 |
| LIMESTONE BANCORP | COM | 53262L105 |  | 656 | 26875 | SH |  | SOLE |  | 26875 | 0 | 0 |
| MERIDIAN CORPORATION | COM | 58958P104 |  | 3671 | 121204 | SH |  | SOLE |  | 121204 | 0 | 0 |
| METROPOLITAN BK HLDG | COM | 591774104 |  | 117 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| MID PENN BANCORP INC | COM | 59540G107 |  | 447 | 14900 | SH |  | SOLE |  | 14900 | 0 | 0 |
| OLD SECOND BANCORP ILL | COM | 680277100 |  | 6241 | 389100 | SH |  | SOLE |  | 389100 | 0 | 0 |
| ORRSTOWN FINL SVCS | COM | 687380105 |  | 3897 | 168272 | SH |  | SOLE |  | 168272 | 0 | 0 |
| PACWEST BANCORP DEL | COM | 695263103 |  | 606 | 26400 | SH |  | SOLE |  | 26400 | 0 | 0 |
| PEOPLES BANCORP N C INC | COM | 710577107 |  | 538 | 16515 | SH |  | SOLE |  | 16515 | 0 | 0 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 2694 | 36700 | SH |  | SOLE |  | 36700 | 0 | 0 |
| PLUMAS BANCORP | COM | 729273102 |  | 4454 | 120211 | SH |  | SOLE |  | 120211 | 0 | 0 |
| SERVISFIRST BANCSHARES INC | COM | 81768T108 |  | 2998 | 43500 | SH |  | SOLE |  | 43500 | 0 | 0 |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 |  | 346 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| SOUTHERN FIRST BANCSHARES IN | COM | 842873101 |  | 4593 | 100400 | SH |  | SOLE |  | 100400 | 0 | 0 |
| SOUTHERN MO BANCORP INC | COM | 843380106 |  | 906 | 19767 | SH |  | SOLE |  | 19767 | 0 | 0 |
| SOUTHSTATE CORPORATION | COM | 840441109 |  | 2421 | 31700 | SH |  | SOLE |  | 31700 | 0 | 0 |
| SUMMIT FINANCIAL GROUP INC | COM | 86606G101 |  | 2800 | 112500 | SH |  | SOLE |  | 112500 | 0 | 0 |
| TOWNEBANK PORTSMOUTH VA | COM | 89214P109 |  | 1542 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| UNITED BANKSHARES WEST VA | COM | 909907107 |  | 2336 | 57700 | SH |  | SOLE |  | 57700 | 0 | 0 |
| UNITY BANCORP | COM | 913290102 |  | 2624 | 96000 | SH |  | SOLE |  | 96000 | 0 | 0 |
| UNIVEST FINANCIAL CORPORATION | COM | 915271100 |  | 455 | 17400 | SH |  | SOLE |  | 17400 | 0 | 0 |
| USCB FINANCIAL HOLDINGS CLASS A | CLASS A COM | 90355N101 |  | 1352 | 110797 | SH |  | SOLE |  | 110797 | 0 | 0 |
| VERITEX HLDGS INC | COM | 923451108 |  | 1674 | 59600 | SH |  | SOLE |  | 59600 | 0 | 0 |
| VILLAGE BK  TR FINANCIAL CO | COM NEW | 92705T200 |  | 1663 | 31856 | SH |  | SOLE |  | 31856 | 0 | 0 |
| WESTERN ALLIANCE BANCORP | COM | 957638109 |  | 3574 | 60000 | SH |  | SOLE |  | 60000 | 0 | 0 |

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