# EDGAR Filing Document

**Accession Number:** 0001569709
**File Stem:** 0001011438-25-000558
**Filing Date:** 2025-11
**Character Count:** 15613
**Document Hash:** aa0fc610b1b1d79decc6a5194bc99f20
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001011438-25-000558.hdr.sgml**: 20251114

**ACCESSION NUMBER**: 0001011438-25-000558

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251114

**DATE AS OF CHANGE**: 20251114

**EFFECTIVENESS DATE**: 20251114

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ICONIQ Capital, LLC
- **CENTRAL INDEX KEY:** 0001569709

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15353
- **FILM NUMBER:** 251483147

**BUSINESS ADDRESS:**
- **STREET 1:** 50 BEALE ST
- **STREET 2:** STE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105
- **BUSINESS PHONE:** 415-937-7763

**MAIL ADDRESS:**
- **STREET 1:** 50 BEALE ST
- **STREET 2:** STE 2300
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94105

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ICONIQ Capital LLC<br>**Address:** 50 BEALE ST<br>STE 2300<br>SAN FRANCISCO, CA 94105

**Form 13F File Number:** 028-15353

**CRD Number (if applicable):** 000159198

**SEC File Number (if applicable):** 801-72878

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jason Craig<br>**Title:** CCO and Senior Counsel<br>**Phone:** 415-967-7763

**Signature, Place, and Date of Signing:**

/s/ Jason Craig  New York, NY  11-14-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 10

**Form 13F Information Table Entry Total:** 110

**Form 13F Information Table Value Total:** $8045398707

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                  | Form 13F File Number   |
|:---|:---|:---|
|  | ICONIQ Strategic Partners II GP L.P.  | 028-20400              |
|  | ICONIQ Strategic Partners III GP L.P. | 028-20401              |
|  | ICONIQ Strategic Partners IV GP L.P.  | 028-20402              |
|  | ICQ Management LLC                    | 028-20419              |
|  | ICONIQ Strategic Partners V GP L.P.   | 028-21232              |
|  | ICQ BB GP LLC                         | 028-20407              |
|  | ICQ Co-Investment II TT GP LLC        | 028-22030              |
|  | ICONIQ Strategic Partners VI GP L.P.  | 028-22029              |
|  | ICONIQ Capital Group GP LLC           | 028-22937              |
|  | ICQ Opportunities GP L.P.             | 028-20418              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 47052739 | 290826 | SH |  | SOLE |  | 0 | 290229 | 597 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 1593020 | 8913 | SH |  | SOLE |  | 0 | 2282 | 6631 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 1187793 | 4877 | SH |  | SOLE |  | 0 | 689 | 4188 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 151607370 | 623642 | SH |  | SOLE |  | 0 | 616225 | 7417 |
| AMAZON COM INC | COM | 023135106 |  | 55692613 | 253644 | SH |  | SOLE |  | 0 | 249009 | 4635 |
| APPLE INC | COM | 037833100 |  | 1865674 | 7327 | SH |  | SOLE |  | 0 | 1470 | 5857 |
| APPLOVIN | COM CL A | 03831W108 |  | 51282200 | 71370 | SH |  | DFND | 11 | 0 | 71370 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 232465 | 4506 | SH |  | SOLE |  | 0 | 0 | 4506 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 393143 | 782 | SH |  | SOLE |  | 0 | 0 | 782 |
| BLACKLINE INC | COM | 09239B109 |  | 110824001 | 2087081 | SH |  | SOLE |  | 0 | 2087081 | 0 |
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 |  | 397855000 | 23500000 | SH |  | DFND | 6 | 0 | 23500000 | 0 |
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 |  | 169300000 | 10000000 | SH |  | DFND | 8 | 0 | 10000000 | 0 |
| BRAZE INC | COM CL A | 10576N102 |  | 22393315 | 787388 | SH |  | DFND | 10 | 0 | 787388 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 141204449 | 428009 | SH |  | SOLE |  | 0 | 426209 | 1800 |
| CCC INTELLIGENT SOLUTIONS HL | COM | 12510Q100 |  | 10575316 | 1160847 | SH |  | DFND |  | 0 | 0 | 1160847 |
| CHIME FINL INC | COM SHS CL A | 16935C109 |  | 152902820 | 7580705 | SH |  | DFND | 2 | 0 | 7580705 | 0 |
| CHIME FINL INC | COM SHS CL A | 16935C109 |  | 101054625 | 5010145 | SH |  | DFND | 3 | 0 | 5010145 | 0 |
| CHIME FINL INC | COM SHS CL A | 16935C109 |  | 49290316 | 2443744 | SH |  | DFND | 5 | 0 | 2443744 | 0 |
| CLOUDFLARE INC | CL A COM | 18915M107 |  | 4964754 | 23136 | SH |  | DFND | 11 | 0 | 23136 | 0 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 |  | 32943749 | 97614 | SH |  | SOLE |  | 0 | 95507 | 2107 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 40654464 | 82904 | SH |  | DFND | 11 | 0 | 82904 | 0 |
| CROWN HLDGS INC | COM | 228368106 |  | 203225 | 2104 | SH |  | SOLE |  | 0 | 0 | 2104 |
| DATADOG INC | CL A COM | 23804L103 |  | 62102918 | 436116 | SH |  | DFND | 10 | 0 | 436116 | 0 |
| DATADOG INC | CL A COM | 23804L103 |  | 398435 | 2798 | SH |  | SOLE |  | 0 | 2599 | 199 |
| DOORDASH | CL A | 25809K105 |  | 2526243 | 9288 | SH |  | DFND | 3 | 0 | 9288 | 0 |
| DOORDASH | CL A | 25809K105 |  | 602458 | 2215 | SH |  | DFND | 5 | 0 | 2215 | 0 |
| ELEVATION SERIES TRUST | SOVEREIGNS CAPIT | 210322202 |  | 10067722 | 332448 | SH |  | SOLE |  | 0 | 0 | 332448 |
| ELI LILLY  CO | COM | 532457108 |  | 272391 | 357 | SH |  | SOLE |  | 0 | 0 | 357 |
| ETF SER SOLUTIONS | THE FRONTIER ECO | 268961703 |  | 2144376 | 75400 | SH |  | SOLE |  | 0 | 0 | 75400 |
| FIGMA INC | CLASS A COM STK | 316841105 |  | 927420817 | 17879715 | SH |  | DFND | 4 | 0 | 17879715 | 0 |
| FIGMA INC | CLASS A COM STK | 316841105 |  | 181458533 | 3498333 | SH |  | DFND |  | 0 | 0 | 3498333 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 703689 | 5235 | SH |  | SOLE |  | 0 | 5235 | 0 |
| FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 |  | 651747 | 2329 | SH |  | SOLE |  | 0 | 2329 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 76456 | 1696 | SH |  | DFND | 2 | 0 | 1696 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 99041 | 2197 | SH |  | DFND | 3 | 0 | 2197 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 8628673 | 191408 | SH |  | DFND | 5 | 0 | 191408 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 43484484 | 964607 | SH |  | DFND | 10 | 0 | 964607 | 0 |
| GITLAB INC | CL A COM | 37637K108 |  | 15094001 | 334827 | SH |  | DFND | 11 | 0 | 334827 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 354376 | 445 | SH |  | SOLE |  | 0 | 321 | 124 |
| GRAYSCALE BITCOIN MINI TR ET | SHS NEW | 389930207 |  | 789119 | 15586 | SH |  | SOLE |  | 0 | 15586 | 0 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 |  | 9118388 | 101575 | SH |  | SOLE |  | 0 | 101575 | 0 |
| INTUIT | COM | 461202103 |  | 630547 | 923 | SH |  | SOLE |  | 0 | 0 | 923 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 539733 | 899 | SH |  | SOLE |  | 0 | 899 | 0 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 |  | 1366548 | 18779 | SH |  | SOLE |  | 0 | 0 | 18779 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 359066 | 5447 | SH |  | SOLE |  | 0 | 0 | 5447 |
| ISHARES INC | MSCI WORLD ETF | 464286392 |  | 5285030 | 29109 | SH |  | SOLE |  | 0 | 0 | 29109 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 4777555 | 13072 | SH |  | SOLE |  | 0 | 0 | 13072 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 187003054 | 1352742 | SH |  | SOLE |  | 0 | 0 | 1352742 |
| ISHARES TR | SELECT DIVID ETF | 464287168 |  | 874199 | 6152 | SH |  | SOLE |  | 0 | 0 | 6152 |
| ISHARES TR | S 100 ETF | 464287101 |  | 629400 | 1891 | SH |  | SOLE |  | 0 | 0 | 1891 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 304561 | 2563 | SH |  | SOLE |  | 0 | 0 | 2563 |
| ISHARES TR | CORE S ETF | 464287200 |  | 7303402 | 10912 | SH |  | SOLE |  | 0 | 0 | 10912 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 5443255 | 62344 | SH |  | SOLE |  | 0 | 0 | 62344 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 250547 | 2595 | SH |  | SOLE |  | 0 | 0 | 2595 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 9374507 | 144201 | SH |  | SOLE |  | 0 | 0 | 144201 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 8579908 | 85842 | SH |  | SOLE |  | 0 | 0 | 85842 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 3551953 | 7583 | SH |  | SOLE |  | 0 | 0 | 7583 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 1416134 | 11565 | SH |  | SOLE |  | 0 | 0 | 11565 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 2135456 | 10489 | SH |  | SOLE |  | 0 | 0 | 10489 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 228501 | 603 | SH |  | SOLE |  | 0 | 0 | 603 |
| JD.COM INC | SPON ADR CL A | 47215P106 |  | 398807 | 11401 | SH |  | SOLE |  | 0 | 2227 | 9174 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 440025 | 1395 | SH |  | SOLE |  | 0 | 320 | 1075 |
| KODIAK SCIENCES INC | COM | 50015M109 |  | 20733636 | 1266563 | SH |  | SOLE |  | 0 | 0 | 1266563 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 15077937 | 6452 | SH |  | SOLE |  | 0 | 0 | 6452 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1081742 | 1473 | SH |  | SOLE |  | 0 | 605 | 868 |
| MICROSOFT CORP | COM | 594918104 |  | 78213558 | 151006 | SH |  | SOLE |  | 0 | 148148 | 2858 |
| NETFLIX INC | COM | 64110L106 |  | 386052 | 322 | SH |  | SOLE |  | 0 | 150 | 172 |
| NETSKOPE INC | CL A | 64119N608 |  | 586833184 | 25817562 | SH |  | DFND | 1 | 0 | 25817562 | 0 |
| NETSKOPE INC | CL A | 64119N608 |  | 919427386 | 40449951 | SH |  | DFND | 10 | 0 | 40449951 | 0 |
| NEUMORA THERAPEUTICS INC. | COM | 640979100 |  | 4657544 | 2559090 | SH |  | DFND | 12 | 0 | 2559090 | 0 |
| NU HLDGS LTD | ORD SHS CLS A | G6683N103 |  | 9022756 | 563570 | SH |  | SOLE |  | 0 | 563570 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 95388838 | 511249 | SH |  | SOLE |  | 0 | 501706 | 9543 |
| ORACLE CORP | COM | 68389X105 |  | 6899098 | 24531 | SH |  | SOLE |  | 0 | 23571 | 960 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 909827580 | 12477065 | SH |  | DFND | 2 | 0 | 12477065 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 432048521 | 5924966 | SH |  | DFND | 3 | 0 | 5924966 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 21317068 | 292335 | SH |  | DFND | 5 | 0 | 292335 | 0 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 140485120 | 1926565 | SH |  | DFND | 10 | 0 | 1926565 | 0 |
| RELAY THERAPEUTICS INC | COM | 75943R102 |  | 494318 | 94697 | SH |  | SOLE |  | 0 | 0 | 94697 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 |  | 168305656 | 1175483 | SH |  | DFND | 11 | 0 | 1175483 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 8334816 | 35168 | SH |  | SOLE |  | 0 | 34753 | 415 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 268020 | 3000 | SH |  | SOLE |  | 0 | 0 | 3000 |
| SERVICETITAN INC | SHS CL A | 81764X103 |  | 858480434 | 8514137 | SH |  | DFND | 1 | 0 | 8514137 | 0 |
| SERVICETITAN INC | SHS CL A | 81764X103 |  | 153483426 | 1522200 | SH |  | DFND | 2 | 0 | 1522200 | 0 |
| SERVICETITAN INC | SHS CL A | 81764X103 |  | 150367275 | 1491295 | SH |  | DFND | 5 | 0 | 1491295 | 0 |
| SHOPIFY INC | CL A | 82509L107 |  | 247822333 | 1667602 | SH |  | SOLE |  | 0 | 1667116 | 486 |
| SNOWFLAKE INC | CL A | 833445109 |  | 1535319 | 6807 | SH |  | SOLE |  | 0 | 5052 | 1755 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 14974885 | 42127 | SH |  | SOLE |  | 0 | 20434 | 21693 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 4744534 | 7122 | SH |  | SOLE |  | 0 | 6330 | 792 |
| SPDR SER TR | S DIVID ETF | 78464A763 |  | 420850 | 3005 | SH |  | SOLE |  | 0 | 3005 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 78288338 | 280312 | SH |  | DFND | 6 | 0 | 280312 | 0 |
| TAKE-TWO INTERACTIVE SOFTWARE | COM | 874054109 |  | 486750 | 1884 | SH |  | SOLE |  | 0 | 0 | 1884 |
| TESLA INC | COM | 88160R101 |  | 534998 | 1203 | SH |  | SOLE |  | 0 | 0 | 1203 |
| TOAST INC | CL A | 888787108 |  | 22618821 | 619524 | SH |  | DFND | 11 | 0 | 619524 | 0 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 5989200 | 61133 | SH |  | SOLE |  | 0 | 60302 | 831 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 540574 | 1840 | SH |  | SOLE |  | 0 | 0 | 1840 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 468528 | 5125 | SH |  | SOLE |  | 0 | 0 | 5125 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1956329 | 4079 | SH |  | SOLE |  | 0 | 0 | 4079 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 291777 | 1398 | SH |  | SOLE |  | 0 | 0 | 1398 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 507999 | 2724 | SH |  | SOLE |  | 0 | 0 | 2724 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 2862299 | 8722 | SH |  | SOLE |  | 0 | 0 | 8722 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 9562314 | 15615 | SH |  | SOLE |  | 0 | 0 | 15615 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 345494 | 1979 | SH |  | SOLE |  | 0 | 0 | 1979 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 336013 | 1129 | SH |  | SOLE |  | 0 | 0 | 1129 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 |  | 6419964 | 46589 | SH |  | SOLE |  | 0 | 0 | 46589 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 3553198 | 16466 | SH |  | SOLE |  | 0 | 0 | 16466 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 6310115 | 105309 | SH |  | SOLE |  | 0 | 0 | 105309 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 610314 | 4330 | SH |  | SOLE |  | 0 | 0 | 4330 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 580692 | 1443 | SH |  | SOLE |  | 0 | 0 | 1443 |
| VISA INC | COM CL A | 92826C839 |  | 259449 | 760 | SH |  | SOLE |  | 0 | 108 | 652 |
| WALMART INC | COM | 931142103 |  | 284549 | 2761 | SH |  | SOLE |  | 0 | 0 | 2761 |

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