# EDGAR Filing Document

**Accession Number:** 0002028805
**File Stem:** 0002028805-26-000006
**Filing Date:** 2026-3
**Character Count:** 2374
**Document Hash:** 10a66fcd98c095a6964e78aa1534e4cd
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002028805-26-000006.hdr.sgml**: 20260326

**ACCESSION NUMBER**: 0002028805-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260326

**DATE AS OF CHANGE**: 20260326

**EFFECTIVENESS DATE**: 20260326

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CAPTIVEX SECURITIES LLC
- **CENTRAL INDEX KEY:** 0002028805

**ORGANIZATION NAME:**
- **EIN:** 993576331
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71257
- **FILM NUMBER:** 26796170

**BUSINESS ADDRESS:**
- **STREET 1:** 2431 ALOMA AVENUE
- **STREET 2:** SUITE 144
- **CITY:** WINTER PARK
- **STATE:** FL
- **ZIP:** 32792
- **BUSINESS PHONE:** 203-302-9000

**MAIL ADDRESS:**
- **STREET 1:** 2431 ALOMA AVENUE
- **STREET 2:** SUITE 144
- **CITY:** WINTER PARK
- **STATE:** FL
- **ZIP:** 32792

### Attached PDF Documents

**Attachment 1:** `FINALAuditCaptivex2025_1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0002028805

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** Yes

### Registrant Identification

**Name of Broker-Dealer:** CAPTIVEX SECURITIES LLC

**Business Address:** 2431 ALOMA AVENUE, SUITE 144, WINTER PARK, FL, 32792

**Contact Person:** Richard Ernest Onesto

**Contact Phone:** 3478536534

### Independent Public Accountant Identification

**Accountant Name:** LMHS PC

**Accountant Address:** 80 Washington Street Building S, Norwell, MA, 02061

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Richard Onesto**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **CAPTIVEX SECURITIES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Richard Onesto

**Title:** FINOP