# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0001752724-25-156379
**Filing Date:** 2025-6
**Character Count:** 48988
**Document Hash:** fdacaf4c298340f990e8a3f13ca7110d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-156379.hdr.sgml**: 20250625

**ACCESSION NUMBER**: 0001752724-25-156379

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250625

**DATE AS OF CHANGE**: 20250625

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22559
- **FILM NUMBER:** 251073528

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000159952 | First Trust SSI Strategic Convertible Securities ETF | FCVT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund IV

- **b. Investment Company Act file number:** 811-22559

- **c. CIK number of Registrant:** 0001517936

- **d. LEI of Registrant:** 5493006CBTW7P2B31B80

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust SSI Strategic Convertible Securities ETF

- **b. EDGAR series identifier (if any):** S000050640

- **c. LEI of Series:** 549300E2LXTTRLNEGB53

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $67066085.44

**Total Liabilities:** $52653.54

**Net Assets:** $67013431.90

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 144.57590000 | **1-Year:** 665.91878000 | **5-Year:** 1405.94255000 | **10-Year:** 197.58466000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 170.55820000 | **1-Year:** 2714.15734000 | **5-Year:** 968.79711000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000159952 | -2.68%               | -4.43%               | 1.01%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $198509.89               | $-2801656.53                               |
| Month 2  | $645654.30               | $-4449903.79                               |
| Month 3  | $-672298.25              | $862182.30                                 |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| BLOOM ENERGY CORP                  | Bloom Energy Corp                       | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |    286000 | PA      | $361218.00    | 0.54%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| BURLINGTON STORES INC              | Burlington Stores Inc                   | CUSIP: 122017AD8<br>LEI: 5299003Z37DVGKKC1W09 | Long             | DBT              | CORP              | US        |    287000 | PA      | $369082.00    | 0.55%             | 2027-12-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| MIRUM PHARMACEUTICALS              | Mirum Pharmaceuticals Inc               | CUSIP: 604749AB7<br>LEI: 254900YZKR40F7F27K81 | Long             | DBT              | CORP              | US        |    245000 | PA      | $388753.75    | 0.58%             | 2029-05-01      | Fixed         | 4.00%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                            | CUSIP: 62886HBS9<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    666000 | PA      | $632700.00    | 0.94%             | 2030-04-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC                    | OSI Systems Inc                         | CUSIP: 671044AE5<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    409000 | PA      | $520454.01    | 0.78%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| REPLIGEN CORP                      | Repligen Corp                           | CUSIP: 759916AD1<br>LEI: 54930006QJ0T5AUO1E71 | Long             | DBT              | CORP              | US        |    330000 | PA      | $338535.45    | 0.51%             | 2028-12-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                       | Parsons Corp                            | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    590000 | PA      | $624810.00    | 0.93%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61774H2L1<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    246000 | PA      | $384279.06    | 0.57%             | 2027-11-23      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61774TYE6<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |    757000 | PA      | $1399632.44   | 2.09%             | 2028-02-07      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| IRHYTHM TECHNOLOGIES INC           | iRhythm Technologies Inc                | CUSIP: 450056AB2<br>LEI: 549300FJI72RJGDQS384 | Long             | DBT              | CORP              | US        |    186000 | PA      | $194696.80    | 0.29%             | 2029-09-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| GUARDANT HEALTH INC                | Guardant Health Inc                     | CUSIP: 40131MAD1<br>LEI: 254900M8C3E5VC8BR186 | Long             | DBT              | CORP              | US        |    301000 | PA      | $324598.45    | 0.48%             | 2031-02-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp                      | CUSIP: 531229AR3<br>LEI: 549300ZKUTPIBZLWLL89 | Long             | DBT              | CORP              | US        |    440000 | PA      | $616983.19    | 0.92%             | 2053-09-30      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| GRANITE CONSTRUCTION INC           | Granite Construction Inc                | CUSIP: 387328AE7<br>LEI: 549300OM4BWMCIXVCZ39 | Long             | DBT              | CORP              | US        |    451000 | PA      | $569725.75    | 0.85%             | 2030-06-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| KKR & CO INC                       | KKR & Co Inc                            | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |     13105 | NS      | $628122.65    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| PELOTON INTERACTIVE INC            | Peloton Interactive Inc                 | CUSIP: 70614WAC4<br>LEI: 5493002YS021166W0339 | Long             | DBT              | CORP              | US        |     97000 | PA      | $174076.51    | 0.26%             | 2029-12-01      | Fixed         | 5.50%                 | No            |                  2 | On Loan: No      |
| AST SPACEMOBILE INC                | AST SpaceMobile Inc                     | CUSIP: 00217DAA8<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    225000 | PA      | $264543.75    | 0.39%             | 2032-03-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| UNITED STATES STEEL CORP           | United States Steel Corp                | CUSIP: 912909AT5<br>LEI: JNLUVFYJT1OZSIQ24U47 | Long             | DBT              | CORP              | US        |    101000 | PA      | $330522.50    | 0.49%             | 2026-11-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| MKS INSTRUMENTS INC                | MKS Instruments Inc                     | CUSIP: 55306NAA2<br>LEI: 549300KEQATBHAGVF505 | Long             | DBT              | CORP              | US        |    823000 | PA      | $709781.10    | 1.06%             | 2030-06-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SHIFT4 PAYMENTS INC                | Shift4 Payments Inc                     | CUSIP: 82452JAD1<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    649000 | PA      | $660033.00    | 0.98%             | 2027-08-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP             | Progress Software Corp                  | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |    267000 | PA      | $304135.51    | 0.45%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| GLOBAL PAYMENTS INC                | Global Payments Inc                     | CUSIP: 37940XAU6<br>LEI: 549300NOMHGVQBX6S778 | Long             | DBT              | CORP              | US        |    395000 | PA      | $351945.00    | 0.53%             | 2031-03-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| Q2 HOLDINGS INC                    | Q2 Holdings Inc                         | CUSIP: 74736LAD1<br>LEI: 549300M9RKR9DZXWS696 | Long             | DBT              | CORP              | US        |    258000 | PA      | $286070.40    | 0.43%             | 2026-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC              | Uber Technologies Inc                   | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    711000 | PA      | $935320.50    | 1.40%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| ZSCALER INC.                       | Zscaler Inc                             | CUSIP: 98980GAB8<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | DBT              | CORP              | US        |    448000 | PA      | $674452.99    | 1.01%             | 2025-07-01      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| BOX INC                            | Box Inc                                 | CUSIP: 10316TAC8<br>LEI: 549300KQUCPD8687YS68 | Long             | DBT              | CORP              | US        |    310000 | PA      | $304575.00    | 0.45%             | 2029-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| M/A-COM TECH SOLUTIONS             | MACOM Technology Solutions Holdings Inc | CUSIP: 55405YAC4<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    703000 | PA      | $660045.91    | 0.98%             | 2029-12-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VENTAS REALTY LP                   | Ventas Realty LP                        | CUSIP: 92277GAZ0<br>LEI: 32SXKSJ72K64GM3HOU64 | Long             | DBT              | CORP              | US        |    354000 | PA      | $466749.00    | 0.70%             | 2026-06-01      | Fixed         | 3.75%                 | No            |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC               | WEC Energy Group Inc                    | CUSIP: 92939UAN6<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |    453000 | PA      | $534109.65    | 0.80%             | 2027-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC            | PPL Capital Funding Inc                 | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    303000 | PA      | $345874.50    | 0.52%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| DATADOG INC                        | Datadog Inc                             | CUSIP: 23804LAC7<br>LEI: 549300F6JNO0KRPO1K63 | Long             | DBT              | CORP              | US        |    765000 | PA      | $691546.64    | 1.03%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC           | Microchip Technology Inc                | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |      8185 | NS      | $388460.10    | 0.58%             |  |  |  | No            |                  1 | On Loan: No      |
| COINBASE GLOBAL INC                | Coinbase Global Inc                     | CUSIP: 19260QAF4<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |    492000 | PA      | $491262.00    | 0.73%             | 2030-04-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| GALAXY DIGITAL HOLDIN LP           | Galaxy Digital Holdings LP              | CUSIP: 36317GAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | KY        |    618000 | PA      | $601314.00    | 0.90%             | 2029-12-01      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| AFFIRM HOLDINGS INC                | Affirm Holdings Inc                     | CUSIP: 00827BAC0<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    316000 | PA      | $285780.67    | 0.43%             | 2029-12-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| UGI CORP                           | UGI Corp                                | CUSIP: 902681AA3<br>LEI: DX6GCWD4Q1JO9CRE5I40 | Long             | DBT              | CORP              | US        |    215000 | PA      | $275372.00    | 0.41%             | 2028-06-01      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| DUKE ENERGY CORP                   | Duke Energy Corp                        | CUSIP: 26441CBY0<br>LEI: I1BZKREC126H0VB1BL91 | Long             | DBT              | CORP              | US        |    470000 | PA      | $512887.50    | 0.77%             | 2026-04-15      | Fixed         | 4.12%                 | No            |                  2 | On Loan: No      |
| CLOUDFLARE INC                     | Cloudflare Inc                          | CUSIP: 18915MAC1<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |    862000 | PA      | $877300.50    | 1.31%             | 2026-08-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY CAPITAL             | NextEra Energy Capital Holdings Inc     | CUSIP: 65339KCY4<br>LEI: UMI46YPGBLUE4VGNNT48 | Long             | DBT              | CORP              | US        |   1362000 | PA      | $1526802.00   | 2.28%             | 2027-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| UNITY SOFTWARE INC                 | Unity Software Inc                      | CUSIP: 91332UAG6<br>LEI: 549300D1ESJMGNQNG432 | Long             | DBT              | CORP              | US        |    250000 | PA      | $236125.00    | 0.35%             | 2030-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| AXON ENTERPRISE INC                | Axon Enterprise Inc                     | CUSIP: 05464CAB7<br>LEI: 549300QP2IEEGFE16681 | Long             | DBT              | CORP              | US        |    130000 | PA      | $352813.40    | 0.53%             | 2027-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP                 | Liberty Media Corp-Liberty Formula One  | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    535000 | PA      | $651045.90    | 0.97%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| PG&E CORP                          | PG&E Corp                               | CUSIP: 69331CAL2<br>LEI: 8YQ2GSDWYZXO2EDN3511 | Long             | DBT              | CORP              | US        |   1187000 | PA      | $1236141.80   | 1.84%             | 2027-12-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| POST HOLDINGS INC                  | Post Holdings Inc                       | CUSIP: 737446AT1<br>LEI: JM1I5YUAURL6DC8N1468 | Long             | DBT              | CORP              | US        |    265000 | PA      | $312718.23    | 0.47%             | 2027-08-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| ROCKET LAB USA                     | Rocket Lab USA Inc                      | CUSIP: 773122AA4<br>LEI: 254900B4DEYFZJ980A14 | Long             | DBT              | CORP              | US        |     81000 | PA      | $353030.15    | 0.53%             | 2029-02-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD             | Jazz Investments I Ltd                  | CUSIP: 472145AG6<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    410000 | PA      | $447296.08    | 0.67%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                   | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    415000 | PA      | $473105.69    | 0.71%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| CHEFS' WAREHOUSE THE               | Chefs' Warehouse Inc/The                | CUSIP: 163086AE1<br>LEI: 549300JYEDC8C547E980 | Long             | DBT              | CORP              | US        |    225000 | PA      | $324089.71    | 0.48%             | 2028-12-15      | Fixed         | 2.38%                 | No            |                  2 | On Loan: No      |
| INSMED INC                         | Insmed Inc                              | CUSIP: 457669AB5<br>LEI: 529900Q55QAG41CCAC11 | Long             | DBT              | CORP              | US        |    234000 | PA      | $527345.07    | 0.79%             | 2028-06-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| BANK OF AMERICA CORP               | Bank of America Corp                    | CUSIP: 060505682<br>LEI: 9DJT3UXIJIZJI4WXO774 | Long             | EP               | CORP              | US        |       930 | NS      | $1088174.40   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |
| AFFIRM HOLDINGS INC                | Affirm Holdings Inc                     | CUSIP: 00827BAB2<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    645000 | PA      | $599068.22    | 0.89%             | 2026-11-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| VARONIS SYSTEM INC                 | Varonis Systems Inc                     | CUSIP: 922280AC6<br>LEI: 549300SHIVNRRH7STS26 | Long             | DBT              | CORP              | US        |    494000 | PA      | $462933.09    | 0.69%             | 2029-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| CYTOKINETICS INC                   | Cytokinetics Inc                        | CUSIP: 23282WAC4<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    270000 | PA      | $315999.12    | 0.47%             | 2027-07-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| TXNM ENERGY INC                    | TXNM Energy Inc                         | CUSIP: 69349HAE7<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | DBT              | CORP              | US        |    155000 | PA      | $193564.00    | 0.29%             | 2054-06-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| MICROSTRATEGY INC                  | MicroStrategy Inc                       | CUSIP: 594972AL5<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |    424000 | PA      | $747724.00    | 1.12%             | 2031-03-15      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| MICROSTRATEGY INC                  | MicroStrategy Inc                       | CUSIP: 594972AT8<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |    971000 | PA      | $1091209.80   | 1.63%             | 2030-03-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| PAGAYA TECHNOLOGIES LTD            | Pagaya Technologies Ltd                 | CUSIP: 69549FAA7<br>LEI: N/A                  | Long             | DBT              | CORP              | IL        |    213000 | PA      | $235492.80    | 0.35%             | 2029-10-01      | Fixed         | 6.12%                 | No            |                  2 | On Loan: No      |
| CHEESECAKE FACTORY (THE)           | Cheesecake Factory Inc/The              | CUSIP: 163072AB7<br>LEI: 529900872XMLK10SY247 | Long             | DBT              | CORP              | US        |    425000 | PA      | $417483.68    | 0.62%             | 2030-03-15      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| HALOZYME THERAPEUTICS IN           | Halozyme Therapeutics Inc               | CUSIP: 40637HAF6<br>LEI: 529900242I3SV9AGM753 | Long             | DBT              | CORP              | US        |    484000 | PA      | $605856.42    | 0.90%             | 2028-08-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| DRAFTKINGS HOLDINGS INC            | DraftKings Holdings Inc                 | CUSIP: 26142RAB0<br>LEI: 5493008P45UYYL683Z97 | Long             | DBT              | CORP              | US        |    601000 | PA      | $530286.52    | 0.79%             | 2028-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| SYNAPTICS INC                      | Synaptics Inc                           | CUSIP: 87157DAH2<br>LEI: 549300AJ3LI4FWNRQX29 | Long             | DBT              | CORP              | US        |    270000 | PA      | $238680.00    | 0.36%             | 2031-12-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ARES MANAGEMENT CORP               | Ares Management Corp                    | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |      8600 | NS      | $424582.00    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| BOEING CO/THE                      | Boeing Co/The                           | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |     31125 | NS      | $1910452.50   | 2.85%             |  |  |  | No            |                  1 | On Loan: No      |
| PAR TECHNOLOGY CORP                | PAR Technology Corp                     | CUSIP: 698884AE3<br>LEI: 549300HYPTHBJQINVG57 | Long             | DBT              | CORP              | US        |    240000 | PA      | $253744.24    | 0.38%             | 2027-10-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC             | Northern Oil & Gas Inc                  | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    260000 | PA      | $250029.00    | 0.37%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| WAYFAIR INC                        | Wayfair Inc                             | CUSIP: 94419LAP6<br>LEI: 54930027N9ZAVYFDHK53 | Long             | DBT              | CORP              | US        |    577000 | PA      | $537764.00    | 0.80%             | 2027-09-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| HP ENTERPRISE CO                   | Hewlett Packard Enterprise Co           | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |     11490 | NS      | $576798.00    | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| HUBSPOT INC                        | HubSpot Inc                             | CUSIP: 443573AD2<br>LEI: 529900BLNVEW0MVKJB37 | Long             | DBT              | CORP              | US        |    152000 | PA      | $324900.00    | 0.48%             | 2025-06-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| LANTHEUS HOLDINGS INC              | Lantheus Holdings Inc                   | CUSIP: 516544AB9<br>LEI: 5299005HUB5IOJGO7S39 | Long             | DBT              | CORP              | US        |    349000 | PA      | $518812.00    | 0.77%             | 2027-12-15      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| ALBEMARLE CORP                     | Albemarle Corp                          | CUSIP: 012653200<br>LEI: HDBLS2Q6GV1LSKQPBS54 | Long             | EP               | CORP              | US        |     10000 | NS      | $306300.00    | 0.46%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING              | Alibaba Group Holding Ltd               | CUSIP: 01609WBF8<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |    523000 | PA      | $687875.75    | 1.03%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| ADVANCED ENERGY IND                | Advanced Energy Industries Inc          | CUSIP: 007973AE0<br>LEI: 549300756XI3QLFT2U27 | Long             | DBT              | CORP              | US        |    255000 | PA      | $268882.86    | 0.40%             | 2028-09-15      | Fixed         | 2.50%                 | No            |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC               | Bridgebio Pharma Inc                    | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    318000 | PA      | $348876.82    | 0.52%             | 2031-03-01      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| WELLTOWER OP LLC                   | Welltower OP LLC                        | CUSIP: 95041AAB4<br>LEI: T6IZ0MBEG5ACZDTR7D06 | Long             | DBT              | CORP              | US        |    505000 | PA      | $823655.00    | 1.23%             | 2028-05-15      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| STRIDE INC                         | Stride Inc                              | CUSIP: 86333MAA6<br>LEI: 254900BRWS3AFONWU277 | Long             | DBT              | CORP              | US        |    208000 | PA      | $568568.00    | 0.85%             | 2027-09-01      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| APOLLO GLOBAL MANAGEMENT           | Apollo Global Management Inc            | CUSIP: 03769M304<br>LEI: 254900LMFT1CY9IYB476 | Long             | EP               | CORP              | US        |     13230 | NS      | $954147.60    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR CORP              | ON Semiconductor Corp                   | CUSIP: 682189AU9<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    583000 | PA      | $505315.25    | 0.75%             | 2029-03-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                           | CUSIP: 833445AC3<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    214000 | PA      | $265868.25    | 0.40%             | 2029-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALLIANT ENERGY CORP                | Alliant Energy Corp                     | CUSIP: 018802AC2<br>LEI: 5493009ML300G373MZ12 | Long             | DBT              | CORP              | US        |    251000 | PA      | $264056.12    | 0.39%             | 2026-03-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP               | Applied Digital Corp                    | CUSIP: 038169AA6<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    329000 | PA      | $229505.50    | 0.34%             | 2030-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                        | Nutanix Inc                             | CUSIP: 67059NAH1<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    405000 | PA      | $539662.50    | 0.81%             | 2027-10-01      | Fixed         | 0.25%                 | No            |                  2 | On Loan: No      |
| SPOTIFY USA INC                    | Spotify USA Inc                         | CUSIP: 84921RAB6<br>LEI: 2138008WM218QBKRII94 | Long             | DBT              | CORP              | US        |    477000 | PA      | $615377.70    | 0.92%             | 2026-03-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC              | Lumentum Holdings Inc                   | CUSIP: 55024UAD1<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    400000 | PA      | $414073.04    | 0.62%             | 2026-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| LYFT INC                           | Lyft Inc                                | CUSIP: 55087PAD6<br>LEI: 549300H7I5VN334XVZ52 | Long             | DBT              | CORP              | US        |    270000 | PA      | $263925.00    | 0.39%             | 2029-03-01      | Fixed         | 0.62%                 | No            |                  2 | On Loan: No      |
| UPSTART HOLDINGS INC               | Upstart Holdings Inc                    | CUSIP: 91680MAE7<br>LEI: 549300WNB47JRNENIC75 | Long             | DBT              | CORP              | US        |    473000 | PA      | $398502.50    | 0.59%             | 2030-11-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BILL HOLDINGS INC                  | BILL Holdings Inc                       | CUSIP: 090043AE0<br>LEI: 549300IBF9VZZIGOZW63 | Long             | DBT              | CORP              | US        |    600000 | PA      | $511800.00    | 0.76%             | 2030-04-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS            | Alnylam Pharmaceuticals Inc             | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    420000 | PA      | $482564.64    | 0.72%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| PALO ALTO NETWORKS                 | Palo Alto Networks Inc                  | CUSIP: 697435AF2<br>LEI: 549300QXR2YVZV231H43 | Long             | DBT              | CORP              | US        |    112000 | PA      | $418465.74    | 0.62%             | 2025-06-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| RIVIAN AUTO INC                    | Rivian Automotive Inc                   | CUSIP: 76954AAD5<br>LEI: 25490004LNKJ84MFYY24 | Long             | DBT              | CORP              | US        |    985000 | PA      | $895488.13    | 1.34%             | 2030-10-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP            | Digital Realty Trust LP                 | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    960000 | PA      | $999936.00    | 1.49%             | 2029-11-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| CARNIVAL CORP                      | Carnival Corp                           | CUSIP: 143658BV3<br>LEI: F1OF2ZSX47CR0BCWA982 | Long             | DBT              | CORP              | PA        |    294000 | PA      | $470841.00    | 0.70%             | 2027-12-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| EXACT SCIENCES CORP                | Exact Sciences Corp                     | CUSIP: 30063PAD7<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | DBT              | CORP              | US        |    457000 | PA      | $435521.00    | 0.65%             | 2030-03-01      | Fixed         | 2.00%                 | No            |                  2 | On Loan: No      |
| GUIDEWIRE SOFTWARE INC             | Guidewire Software Inc                  | CUSIP: 40171VAB6<br>LEI: 549300WXSG0J8IXZCK32 | Long             | DBT              | CORP              | US        |    790000 | PA      | $870580.00    | 1.30%             | 2029-11-01      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| CORE SCIENTIFIC INC                | Core Scientific Inc                     | CUSIP: 21874AAE6<br>LEI: 5299003RGB2LAZ65RK73 | Long             | DBT              | CORP              | US        |    425000 | PA      | $362209.90    | 0.54%             | 2031-06-15      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTERDIGITAL INC                   | InterDigital Inc                        | CUSIP: 45867GAD3<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    109000 | PA      | $284901.64    | 0.43%             | 2027-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| NRG ENERGY INC                     | NRG Energy Inc                          | CUSIP: 629377CG5<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | DBT              | CORP              | US        |    190000 | PA      | $506825.00    | 0.76%             | 2048-06-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| MP MATERIALS CORP                  | MP Materials Corp                       | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |    294000 | PA      | $410571.00    | 0.61%             | 2030-03-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ASCENDIS PHARMA A/S                | Ascendis Pharma A/S                     | CUSIP: 04351PAD3<br>LEI: 549300B66JN3W3J8GH73 | Long             | DBT              | CORP              | DK        |    690000 | PA      | $860194.75    | 1.28%             | 2028-04-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| NCL CORPORATION LTD                | NCL Corp Ltd                            | CUSIP: 62886HBD2<br>LEI: UNZWILHE4KMRP9K2L524 | Long             | DBT              | CORP              | BM        |    248000 | PA      | $234913.03    | 0.35%             | 2027-02-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| TWO HARBORS INV CORP               | Two Harbors Investment Corp             | CUSIP: 90187BAB7<br>LEI: 549300ZUIBT6KH4HU823 | Long             | DBT              | CORP              | US        |    271000 | PA      | $267612.50    | 0.40%             | 2026-01-15      | Fixed         | 6.25%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC                 | Riot Platforms Inc                      | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    280000 | PA      | $214732.00    | 0.32%             | 2030-01-15      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 262006208<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   1124929 | NS      | $1124929.19   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| IMAX CORP                          | IMAX Corp                               | CUSIP: 45245EAJ8<br>LEI: 5493002KS2T1Q0X7VZ21 | Long             | DBT              | CORP              | CA        |    296000 | PA      | $315240.00    | 0.47%             | 2026-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| NUTANIX INC                        | Nutanix Inc                             | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    230000 | PA      | $248827.75    | 0.37%             | 2029-12-15      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV           | BrightSpring Health Services Inc        | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      5025 | NS      | $315067.50    | 0.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SOUTHERN CO                        | Southern Co/The                         | CUSIP: 842587DP9<br>LEI: 549300FC3G3YU2FBZD92 | Long             | DBT              | CORP              | US        |    755000 | PA      | $848053.75    | 1.27%             | 2025-12-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| MICROSTRATEGY INC                  | MicroStrategy Inc                       | CUSIP: 594972AR2<br>LEI: 549300WQTWEJUEHXQX21 | Long             | DBT              | CORP              | US        |   1479000 | PA      | $1352397.60   | 2.02%             | 2029-12-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP              | Integer Holdings Corp                   | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    685000 | PA      | $726785.00    | 1.08%             | 2030-03-15      | Fixed         | 1.88%                 | No            |                  2 | On Loan: No      |
| WELLS FARGO & COMPANY              | Wells Fargo & Co                        | CUSIP: 949746804<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EP               | CORP              | US        |      1030 | NS      | $1196860.00   | 1.79%             |  |  |  | No            |                  1 | On Loan: No      |
| LIVE NATION ENTERTAINMEN           | Live Nation Entertainment Inc           | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |   1175000 | PA      | $1217887.50   | 1.82%             | 2030-01-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| WORKIVA INC                        | Workiva Inc                             | CUSIP: 98139AAD7<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | DBT              | CORP              | US        |    425000 | PA      | $401306.25    | 0.60%             | 2028-08-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| ON SEMICONDUCTOR CORP              | ON Semiconductor Corp                   | CUSIP: 682189AS4<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | DBT              | CORP              | US        |    376000 | PA      | $402752.40    | 0.60%             | 2027-05-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| MORGAN STANLEY FIN LLC             | Morgan Stanley Finance LLC              | CUSIP: 61778KCM7<br>LEI: 5493003FCPSE9RKT4B56 | Long             | DBT              | CORP              | US        |   1176000 | PA      | $1271785.20   | 1.90%             | 2030-04-26      | Fixed         | 0.12%                 | No            |                  3 | On Loan: No      |
| SOFI TECHNOLOGIES INC              | SoFi Technologies Inc                   | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |    325000 | PA      | $494000.00    | 0.74%             | 2029-03-15      | Fixed         | 1.25%                 | No            |                  2 | On Loan: No      |
| SNOWFLAKE INC                      | Snowflake Inc                           | CUSIP: 833445AA7<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    947000 | PA      | $1163389.50   | 1.74%             | 2027-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| WESTERN DIGITAL CORP               | Western Digital Corp                    | CUSIP: 958102AT2<br>LEI: 549300QQXOOYEF89IC56 | Long             | DBT              | CORP              | US        |    428000 | PA      | $581866.00    | 0.87%             | 2028-11-15      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| FEDERAL REALTY OP LP               | Federal Realty OP LP                    | CUSIP: 313747BD8<br>LEI: 549300LI6XZ51GOCJ427 | Long             | DBT              | CORP              | US        |    274000 | PA      | $273589.00    | 0.41%             | 2029-01-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| SEAGATE HDD CAYMAN                 | Seagate HDD Cayman                      | CUSIP: 81180WBL4<br>LEI: 529900BD50TRWEG1SF63 | Long             | DBT              | CORP              | KY        |    589000 | PA      | $746189.38    | 1.11%             | 2028-06-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| MERIT MEDICAL SYSTEMS IN           | Merit Medical Systems Inc               | CUSIP: 589889AA2<br>LEI: 549300OYTY138SP2CE83 | Long             | DBT              | CORP              | US        |    358000 | PA      | $456629.00    | 0.68%             | 2029-02-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| INSULET CORPORATION                | Insulet Corp                            | CUSIP: 45784PAK7<br>LEI: 549300TZTYD2PYN92D43 | Long             | DBT              | CORP              | US        |    416000 | PA      | $516088.86    | 0.77%             | 2026-09-01      | Fixed         | 0.38%                 | No            |                  2 | On Loan: No      |
| EQUINOX GOLD CORP                  | Equinox Gold Corp                       | CUSIP: 29446YAC0<br>LEI: 5493005IN4V1SNP9PN75 | Long             | DBT              | CORP              | CA        |    198000 | PA      | $258984.00    | 0.39%             | 2028-10-15      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| PTC THERAPEUTICS INC               | PTC Therapeutics Inc                    | CUSIP: 69366JAD3<br>LEI: 549300UJLWOIWFDGB318 | Long             | DBT              | CORP              | US        |    483000 | PA      | $563507.93    | 0.84%             | 2026-09-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| CINEMARK HOLDINGS INC              | Cinemark Holdings Inc                   | CUSIP: 17243VAB8<br>LEI: 549300LL2QMPTYIE0K55 | Long             | DBT              | CORP              | US        |    108000 | PA      | $226719.00    | 0.34%             | 2025-08-15      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-06-23

**Name of Applicant:** First Trust Exchange-Traded Fund IV

**Signature:** Derek Maltbie

**Name of Signer:** Derek Maltbie

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer