# EDGAR Filing Document

**Accession Number:** 0001076676
**File Stem:** 0001076676-26-000002
**Filing Date:** 2026-4
**Character Count:** 2617
**Document Hash:** 0feefb65f8eda8f92c86191cd1d4d6fe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001076676-26-000002.hdr.sgml**: 20260428

**ACCESSION NUMBER**: 0001076676-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260428

**DATE AS OF CHANGE**: 20260428

**EFFECTIVENESS DATE**: 20260428

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FREDERICKS MICHAEL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001076676

**ORGANIZATION NAME:**
- **EIN:** 133468619
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-51512
- **FILM NUMBER:** 26909634

**BUSINESS ADDRESS:**
- **STREET 1:** 430 PARK AVENUE
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-732-1600

**MAIL ADDRESS:**
- **STREET 1:** 430 PARK AVENUE
- **STREET 2:** 8TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FM VENTURES, INC.
- **DATE OF NAME CHANGE:** 20030827

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FM VENTURES INC                                         /BD
- **DATE OF NAME CHANGE:** 19990113

### Attached PDF Documents

**Attachment 1:** `FMS851512.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001076676

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** FREDERICKS MICHAEL SECURITIES, INC.

**Business Address:** 430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022

**Contact Person:** Jon Nixon

**Contact Phone:** 917-703-1704

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA, PC

**Accountant Address:** 3500 Lenox Rd NE, Suite 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Blake Davies**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **FREDERICKS MICHAEL SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Blake Davies

**Title:** CEO