# EDGAR Filing Document

**Accession Number:** 0001068804
**File Stem:** 0001068804-23-000001
**Filing Date:** 2023-2
**Character Count:** 9849
**Document Hash:** 944ac4a7d41bba3970aeb51dacc4e91a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001068804-23-000001.hdr.sgml**: 20230201

**ACCESSION NUMBER**: 0001068804-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230201

**DATE AS OF CHANGE**: 20230201

**EFFECTIVENESS DATE**: 20230201

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TOTAL INVESTMENT MANAGEMENT INC
- **CENTRAL INDEX KEY:** 0001068804
- **IRS NUMBER:** 860912979
- **STATE OF INCORPORATION:** AZ
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17732
- **FILM NUMBER:** 23575186

**BUSINESS ADDRESS:**
- **STREET 1:** 9383 E BAHIA DR #120
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85260
- **BUSINESS PHONE:** 4809985735

**MAIL ADDRESS:**
- **STREET 1:** 9383 E BAHIA DR #120
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85260

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TOTAL INVESTMENT MANAGEMENT INC                         /ADV
- **DATE OF NAME CHANGE:** 19980821

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** TOTAL INVESTMENT MANAGEMENT INC<br>**Address:** 9383 E BAHIA DR #120<br>SCOTTSDALE, AZ 85260

**Form 13F File Number:** 028-17732

**CRD Number (if applicable):** 000108818

**SEC File Number (if applicable):** 801-69759

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Christopher L Payne<br>**Title:** Chief Compliance Officer<br>**Phone:** 15133998091

**Signature, Place, and Date of Signing:**

Christopher L. Payne  Covington, KY  02-01-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 59

**Form 13F Information Table Value Total:** $410701866

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ALPS ETF TR | EQUAL SEC ETF | 00162Q205 |  | 357371 | 3734 | SH |  | SOLE | 0 | 0 | 0 | 3734 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 467978 | 10238 | SH |  | SOLE | 0 | 0 | 0 | 10238 |
| AMAZON COM INC | COM | 023135106 |  | 421992 | 5024 | SH |  | SOLE | 0 | 0 | 0 | 5024 |
| APPLE INC | COM | 037833100 |  | 3117475 | 23993 | SH |  | SOLE | 0 | 0 | 0 | 23993 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 393539 | 1274 | SH |  | SOLE | 0 | 0 | 0 | 1274 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 |  | 289732 | 23866 | SH |  | SOLE | 0 | 0 | 0 | 23866 |
| BLACKROCK MUNIYIELD QUALITY | COM | 09254G108 |  | 205623 | 20120 | SH |  | SOLE | 0 | 0 | 0 | 20120 |
| BNY MELLON ETF TRUST | CORE BOND ETF | 09661T602 |  | 50087292 | 1204021 | SH |  | SOLE | 0 | 0 | 0 | 1204021 |
| BNY MELLON ETF TRUST | INTERNATIONL EQT | 09661T404 |  | 12756344 | 204743 | SH |  | SOLE | 0 | 0 | 0 | 204743 |
| BOEING CO | COM | 097023105 |  | 285798 | 1500 | SH |  | SOLE | 0 | 0 | 0 | 1500 |
| CATERPILLAR INC | COM | 149123101 |  | 486067 | 2029 | SH |  | SOLE | 0 | 0 | 0 | 2029 |
| CHEVRON CORP NEW | COM | 166764100 |  | 548306 | 3055 | SH |  | SOLE | 0 | 0 | 0 | 3055 |
| CISCO SYS INC | COM | 17275R102 |  | 314793 | 6608 | SH |  | SOLE | 0 | 0 | 0 | 6608 |
| COCA COLA CO | COM | 191216100 |  | 326128 | 5127 | SH |  | SOLE | 0 | 0 | 0 | 5127 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 211388 | 6433 | SH |  | SOLE | 0 | 0 | 0 | 6433 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 628010 | 5694 | SH |  | SOLE | 0 | 0 | 0 | 5694 |
| FEDERAL SIGNAL CORP | COM | 313855108 |  | 1063419 | 22884 | SH |  | SOLE | 0 | 0 | 0 | 22884 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 |  | 284474 | 5677 | SH |  | SOLE | 0 | 0 | 0 | 5677 |
| FIRST TR EXCHANGE-TRADED ALP | MID CAP VAL FD | 33737M201 |  | 49147235 | 1143757 | SH |  | SOLE | 0 | 0 | 0 | 1143757 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 998910 | 60474 | SH |  | SOLE | 0 | 0 | 0 | 60474 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 |  | 330572 | 3723 | SH |  | SOLE | 0 | 0 | 0 | 3723 |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 |  | 239508 | 3053 | SH |  | SOLE | 0 | 0 | 0 | 3053 |
| FRANKLIN TEMPLETON ETF TR | US TREASURY BOND | 35473P488 |  | 9682378 | 467748 | SH |  | SOLE | 0 | 0 | 0 | 467748 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 50073668 | 354504 | SH |  | SOLE | 0 | 0 | 0 | 354504 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 22774383 | 85528 | SH |  | SOLE | 0 | 0 | 0 | 85528 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 24412847 | 1108667 | SH |  | SOLE | 0 | 0 | 0 | 1108667 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 |  | 292300 | 2770 | SH |  | SOLE | 0 | 0 | 0 | 2770 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 313078 | 2385 | SH |  | SOLE | 0 | 0 | 0 | 2385 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 18646749 | 175186 | SH |  | SOLE | 0 | 0 | 0 | 175186 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 2051085 | 25269 | SH |  | SOLE | 0 | 0 | 0 | 25269 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 1412354 | 14562 | SH |  | SOLE | 0 | 0 | 0 | 14562 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 |  | 227203 | 9926 | SH |  | SOLE | 0 | 0 | 0 | 9926 |
| ISHARES TR | S 500 VAL ETF | 464287408 |  | 1078875 | 7437 | SH |  | SOLE | 0 | 0 | 0 | 7437 |
| ISHARES TR | CORE S ETF | 464287200 |  | 2821948 | 7345 | SH |  | SOLE | 0 | 0 | 0 | 7345 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 454444 | 3389 | SH |  | SOLE | 0 | 0 | 0 | 3389 |
| MCDONALDS CORP | COM | 580135101 |  | 304650 | 1156 | SH |  | SOLE | 0 | 0 | 0 | 1156 |
| MICROSOFT CORP | COM | 594918104 |  | 431284 | 1798 | SH |  | SOLE | 0 | 0 | 0 | 1798 |
| PFIZER INC | COM | 717081103 |  | 335630 | 6550 | SH |  | SOLE | 0 | 0 | 0 | 6550 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 614275 | 6069 | SH |  | SOLE | 0 | 0 | 0 | 6069 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 15508529 | 171403 | SH |  | SOLE | 0 | 0 | 0 | 171403 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 363744 | 2400 | SH |  | SOLE | 0 | 0 | 0 | 2400 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 |  | 232223 | 5087 | SH |  | SOLE | 0 | 0 | 0 | 5087 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 |  | 236137 | 4488 | SH |  | SOLE | 0 | 0 | 0 | 4488 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 494267 | 11030 | SH |  | SOLE | 0 | 0 | 0 | 11030 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 686495 | 12356 | SH |  | SOLE | 0 | 0 | 0 | 12356 |
| SCHWAB STRATEGIC TR | LONG TERM US | 808524680 |  | 30280091 | 859253 | SH |  | SOLE | 0 | 0 | 0 | 859253 |
| SOUTHWEST AIRLS CO | COM | 844741108 |  | 454366 | 13495 | SH |  | SOLE | 0 | 0 | 0 | 13495 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 39921551 | 235331 | SH |  | SOLE | 0 | 0 | 0 | 235331 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 461265 | 1206 | SH |  | SOLE | 0 | 0 | 0 | 1206 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 82400 | 10000 | SH |  | SOLE | 0 | 0 | 0 | 10000 |
| TESLA INC | COM | 88160R101 |  | 238600 | 1937 | SH |  | SOLE | 0 | 0 | 0 | 1937 |
| UNITED AIRLS HLDGS INC | COM | 910047109 |  | 760183 | 20164 | SH |  | SOLE | 0 | 0 | 0 | 20164 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 7950392 | 45639 | SH |  | SOLE | 0 | 0 | 0 | 45639 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 52078200 | 371007 | SH |  | SOLE | 0 | 0 | 0 | 371007 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 330415 | 2081 | SH |  | SOLE | 0 | 0 | 0 | 2081 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 |  | 282111 | 4384 | SH |  | SOLE | 0 | 0 | 0 | 4384 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 258767 | 5229 | SH |  | SOLE | 0 | 0 | 0 | 5229 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 228598 | 5802 | SH |  | SOLE | 0 | 0 | 0 | 5802 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 964427 | 26649 | SH |  | SOLE | 0 | 0 | 0 | 26649 |

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