# EDGAR Filing Document

**Accession Number:** 0001818897
**File Stem:** 0001818897-23-000001
**Filing Date:** 2023-2
**Character Count:** 12363
**Document Hash:** 7c0886ebe9675dfbb922690c42864237
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001818897-23-000001.hdr.sgml**: 20230203

**ACCESSION NUMBER**: 0001818897-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230203

**DATE AS OF CHANGE**: 20230203

**EFFECTIVENESS DATE**: 20230203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AM INVESTMENT STRATEGIES LLC
- **CENTRAL INDEX KEY:** 0001818897
- **IRS NUMBER:** 461138534
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20313
- **FILM NUMBER:** 23585552

**BUSINESS ADDRESS:**
- **STREET 1:** 832 GEORGIA AVENUE
- **STREET 2:** STE 100
- **CITY:** CHATTANOOGA
- **STATE:** TN
- **ZIP:** 37402
- **BUSINESS PHONE:** 4234861888

**MAIL ADDRESS:**
- **STREET 1:** 832 GEORGIA AVENUE
- **STREET 2:** STE 100
- **CITY:** CHATTANOOGA
- **STATE:** TN
- **ZIP:** 37402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** AM INVESTMENT STRATEGIES LLC<br>**Address:** 832 GEORGIA AVENUE<br>STE 100<br>CHATTANOOGA, TN 37402

**Form 13F File Number:** 028-20313

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** AMBER ERWIN<br>**Title:** OFFICE MANAGER<br>**Phone:** 4234861888

**Signature, Place, and Date of Signing:**

AMBER ERWIN  CHATTANOOGA, TN  02-03-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 94

**Form 13F Information Table Value Total:** $280392000

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| APPLE INC | COM | 037833100 |  | 48359 | 372195 | SH |  | SOLE |  | 0 | 0 | 372195 |
| ABBVIE INC | COM | 00287Y109 |  | 636 | 3934 | SH |  | SOLE |  | 0 | 0 | 3934 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 |  | 271 | 17000 | SH |  | SOLE |  | 0 | 0 | 17000 |
| AGROFRESH SOLUTIONS INC | COM | 00856G109 |  | 30 | 10027 | SH |  | SOLE |  | 0 | 0 | 10027 |
| AMGEN INC | COM | 031162100 |  | 2002 | 7623 | SH |  | SOLE |  | 0 | 0 | 7623 |
| AMAZON COM INC | COM | 023135106 |  | 24049 | 286300 | SH |  | SOLE |  | 0 | 0 | 286300 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 3401 | 53311 | SH |  | SOLE |  | 0 | 0 | 53311 |
| ADTALEM GLOBAL ED INC | COM | 00737L103 |  | 3450 | 97175 | SH |  | SOLE |  | 0 | 0 | 97175 |
| BOEING CO | COM | 097023105 |  | 956 | 5018 | SH |  | SOLE |  | 0 | 0 | 5018 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 282 | 3204 | SH |  | SOLE |  | 0 | 0 | 3204 |
| BANK AMERICA CORP | COM | 060505104 |  | 1676 | 50597 | SH |  | SOLE |  | 0 | 0 | 50597 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 4854 | 67464 | SH |  | SOLE |  | 0 | 0 | 67464 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 2812 | 6 | SH |  | SOLE |  | 0 | 0 | 6 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 37929 | 122786 | SH |  | SOLE |  | 0 | 0 | 122786 |
| BLACKSTONE INC | COM | 09260D107 |  | 214 | 2880 | SH |  | SOLE |  | 0 | 0 | 2880 |
| CITIGROUP INC | COM NEW | 172967424 |  | 1236 | 27336 | SH |  | SOLE |  | 0 | 0 | 27336 |
| CAL MAINE FOODS INC | COM NEW | 128030202 |  | 327 | 6000 | SH |  | SOLE |  | 0 | 0 | 6000 |
| CATERPILLAR INC | COM | 149123101 |  | 1074 | 4481 | SH |  | SOLE |  | 0 | 0 | 4481 |
| CHEWY INC | CL A | 16679L109 |  | 217 | 5854 | SH |  | SOLE |  | 0 | 0 | 5854 |
| CLOROX CO DEL | COM | 189054109 |  | 365 | 2599 | SH |  | SOLE |  | 0 | 0 | 2599 |
| CONNS INC | COM | 208242107 |  | 577 | 83875 | SH |  | SOLE |  | 0 | 0 | 83875 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1693 | 3708 | SH |  | SOLE |  | 0 | 0 | 3708 |
| SALESFORCE INC | COM | 79466L302 |  | 308 | 2325 | SH |  | SOLE |  | 0 | 0 | 2325 |
| CISCO SYS INC | COM | 17275R102 |  | 280 | 5869 | SH |  | SOLE |  | 0 | 0 | 5869 |
| CAPSTAR FINL HLDGS INC | COM | 14070T102 |  | 1599 | 90566 | SH |  | SOLE |  | 0 | 0 | 90566 |
| CHEVRON CORP NEW | COM | 166764100 |  | 956 | 5327 | SH |  | SOLE |  | 0 | 0 | 5327 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 |  | 208 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 294 | 8959 | SH |  | SOLE |  | 0 | 0 | 8959 |
| DANAHER CORPORATION | COM | 235851102 |  | 713 | 2687 | SH |  | SOLE |  | 0 | 0 | 2687 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 265 | 800 | SH |  | SOLE |  | 0 | 0 | 800 |
| DISNEY WALT CO | COM | 254687106 |  | 707 | 8135 | SH |  | SOLE |  | 0 | 0 | 8135 |
| DESKTOP METAL INC | COM CL A | 25058X105 |  | 128 | 94247 | SH |  | SOLE |  | 0 | 0 | 94247 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 360 | 3492 | SH |  | SOLE |  | 0 | 0 | 3492 |
| EDGIO INC | COM | 53261M104 |  | 36 | 32250 | SH |  | SOLE |  | 0 | 0 | 32250 |
| EMERSON ELEC CO | COM | 291011104 |  | 240 | 2500 | SH |  | SOLE |  | 0 | 0 | 2500 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 2172 | 90056 | SH |  | SOLE |  | 0 | 0 | 90056 |
| FORD MTR CO DEL | COM | 345370860 |  | 219 | 18814 | SH |  | SOLE |  | 0 | 0 | 18814 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 9917 | 404772 | SH |  | SOLE |  | 0 | 0 | 404772 |
| FLOWERS FOODS INC | COM | 343498101 |  | 300 | 10450 | SH |  | SOLE |  | 0 | 0 | 10450 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 5220 | 62300 | SH |  | SOLE |  | 0 | 0 | 62300 |
| GRAHAM HLDGS CO | COM CL B | 384637104 |  | 604 | 1000 | SH |  | SOLE |  | 0 | 0 | 1000 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 6706 | 75582 | SH |  | SOLE |  | 0 | 0 | 75582 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 475 | 5380 | SH |  | SOLE |  | 0 | 0 | 5380 |
| GLOBAL PMTS INC | COM | 37940X102 |  | 1551 | 15616 | SH |  | SOLE |  | 0 | 0 | 15616 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 8078 | 23526 | SH |  | SOLE |  | 0 | 0 | 23526 |
| HOME DEPOT INC | COM | 437076102 |  | 1675 | 5303 | SH |  | SOLE |  | 0 | 0 | 5303 |
| HORMEL FOODS CORP | COM | 440452100 |  | 4590 | 100778 | SH |  | SOLE |  | 0 | 0 | 100778 |
| HEALTHSTREAM INC | COM | 42222N103 |  | 1693 | 68144 | SH |  | SOLE |  | 0 | 0 | 68144 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 227 | 1615 | SH |  | SOLE |  | 0 | 0 | 1615 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 202 | 2134 | SH |  | SOLE |  | 0 | 0 | 2134 |
| ISHARES TR | CORE S ETF | 464287200 |  | 240 | 624 | SH |  | SOLE |  | 0 | 0 | 624 |
| JEFFERIES FINL GROUP INC | COM | 47233W109 |  | 271 | 7899 | SH |  | SOLE |  | 0 | 0 | 7899 |
| JOHNSON | COM | 478160104 |  | 3315 | 18766 | SH |  | SOLE |  | 0 | 0 | 18766 |
| JPMORGAN CHASE | COM | 46625H100 |  | 3443 | 25675 | SH |  | SOLE |  | 0 | 0 | 25675 |
| COCA COLA CO | COM | 191216100 |  | 1107 | 17404 | SH |  | SOLE |  | 0 | 0 | 17404 |
| LHC GROUP INC | COM | 50187A107 |  | 323 | 2000 | SH |  | SOLE |  | 0 | 0 | 2000 |
| LULULEMON ATHLETICA INC | COM | 550021109 |  | 730 | 2278 | SH |  | SOLE |  | 0 | 0 | 2278 |
| MCDONALDS CORP | COM | 580135101 |  | 2282 | 8658 | SH |  | SOLE |  | 0 | 0 | 8658 |
| ISHARES TR | MSCI CHINA ETF | 46429B671 |  | 5368 | 113000 | SH |  | SOLE |  | 0 | 0 | 113000 |
| META PLATFORMS INC | CL A | 30303M102 |  | 3113 | 25866 | SH |  | SOLE |  | 0 | 0 | 25866 |
| 3M CO | COM | 88579Y101 |  | 252 | 2105 | SH |  | SOLE |  | 0 | 0 | 2105 |
| MERCK  INC | COM | 58933Y105 |  | 1500 | 13523 | SH |  | SOLE |  | 0 | 0 | 13523 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 1377 | 16197 | SH |  | SOLE |  | 0 | 0 | 16197 |
| MICROSOFT CORP | COM | 594918104 |  | 3762 | 15689 | SH |  | SOLE |  | 0 | 0 | 15689 |
| OLD NATL BANCORP IND | COM | 680033107 |  | 1631 | 90721 | SH |  | SOLE |  | 0 | 0 | 90721 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 509 | 16675 | SH |  | SOLE |  | 0 | 0 | 16675 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 794 | 10813 | SH |  | SOLE |  | 0 | 0 | 10813 |
| QUANTA SVCS INC | COM | 74762E102 |  | 539 | 3786 | SH |  | SOLE |  | 0 | 0 | 3786 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 230 | 864 | SH |  | SOLE |  | 0 | 0 | 864 |
| RAYMOND JAMES FINL INC | COM | 754730109 |  | 6847 | 64081 | SH |  | SOLE |  | 0 | 0 | 64081 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 |  | 4681 | 150070 | SH |  | SOLE |  | 0 | 0 | 150070 |
| STARBUCKS CORP | COM | 855244109 |  | 300 | 3028 | SH |  | SOLE |  | 0 | 0 | 3028 |
| SWEETGREEN INC | COM CL A | 87043Q108 |  | 426 | 49766 | SH |  | SOLE |  | 0 | 0 | 49766 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 |  | 29063 | 773983 | SH |  | SOLE |  | 0 | 0 | 773983 |
| SOUTHERN CO | COM | 842587107 |  | 1025 | 14349 | SH |  | SOLE |  | 0 | 0 | 14349 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 547 | 1431 | SH |  | SOLE |  | 0 | 0 | 1431 |
| SPORTRADAR GROUP AG | CLASS A ORD SHS | H8088L103 |  | 3558 | 357212 | SH |  | SOLE |  | 0 | 0 | 357212 |
| STMICROELECTRONICS N V | NY REGISTRY | 861012102 |  | 230 | 6475 | SH |  | SOLE |  | 0 | 0 | 6475 |
| STATE STR CORP | COM | 857477103 |  | 428 | 5522 | SH |  | SOLE |  | 0 | 0 | 5522 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 4073 | 94647 | SH |  | SOLE |  | 0 | 0 | 94647 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 487 | 208 | SH |  | SOLE |  | 0 | 0 | 208 |
| TESLA INC | COM | 88160R101 |  | 882 | 7157 | SH |  | SOLE |  | 0 | 0 | 7157 |
| WHEELS UP EXPERIENCE INC | COM CL A | 96328L106 |  | 21 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2058 | 11841 | SH |  | SOLE |  | 0 | 0 | 11841 |
| US BANCORP DEL | COM NEW | 902973304 |  | 4439 | 101788 | SH |  | SOLE |  | 0 | 0 | 101788 |
| U S XPRESS ENTERPRISES INC | COM CL A | 90338N202 |  | 114 | 63000 | SH |  | SOLE |  | 0 | 0 | 63000 |
| VISA INC | COM CL A | 92826C839 |  | 818 | 3939 | SH |  | SOLE |  | 0 | 0 | 3939 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 555 | 3658 | SH |  | SOLE |  | 0 | 0 | 3658 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1039 | 26369 | SH |  | SOLE |  | 0 | 0 | 26369 |
| WESTROCK COFFEE CO | COM | 96145W103 |  | 267 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| WALMART INC | COM | 931142103 |  | 1077 | 7595 | SH |  | SOLE |  | 0 | 0 | 7595 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 243 | 2207 | SH |  | SOLE |  | 0 | 0 | 2207 |
| YATSEN HLDG LTD | ADS | 985194109 |  | 15 | 10000 | SH |  | SOLE |  | 0 | 0 | 10000 |
| ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 |  | 280 | 2198 | SH |  | SOLE |  | 0 | 0 | 2198 |

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