# EDGAR Filing Document

**Accession Number:** 0001247953
**File Stem:** 0001127602-23-004361
**Filing Date:** 2023-2
**Character Count:** 8838
**Document Hash:** 40a627c50f4e54abc8c365c4f5755b4e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001127602-23-004361.hdr.sgml**: 20230210

**ACCESSION NUMBER**: 0001127602-23-004361

**CONFORMED SUBMISSION TYPE**: 5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230210

**DATE AS OF CHANGE**: 20230210

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** RANKIN CLAIBORNE R JR
- **CENTRAL INDEX KEY:** 0001247953

**FILING VALUES:**
- **FORM TYPE:** 5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-54799
- **FILM NUMBER:** 23610519

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** MAYFIELD HEIGHTS
- **STATE:** OH
- **ZIP:** 44124
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HYSTER-YALE MATERIALS HANDLING, INC.
- **CENTRAL INDEX KEY:** 0001173514
- **STANDARD INDUSTRIAL CLASSIFICATION:** INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
- **IRS NUMBER:** 311637659
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124
- **BUSINESS PHONE:** 4404499600

**MAIL ADDRESS:**
- **STREET 1:** 5875 LANDERBROOK DRIVE
- **STREET 2:** SUITE 300
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HYSTER YALE MATERIALS HANDLING INC.
- **DATE OF NAME CHANGE:** 20120628

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NMHG HOLDING CO
- **DATE OF NAME CHANGE:** 20020515

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 5

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>RANKIN CLAIBORNE R JR<br><sub>(Last) (First) (Middle)</sub><br>5875 LANDERBROOK DRIVE<br><sub>(Street)</sub><br>MAYFIELD HEIGHTS, OH 44124<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2022-12-31 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[ ] Officer (give title below) [X] Other (specify below)<br>_Member of a Group_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>HYSTER-YALE MATERIALS HANDLING, INC. [ HY ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock |  |  |  |  |  |  |  | 10796 | I | Held by a trust for the benefit of Reporting Person |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-13 |  | G |  | 368 |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 368 | $0 | 3034 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-13 |  | G |  | 369 |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 369 | $0 | 22399 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-13 |  | G |  | 460 |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 460 | $0 | 644 | I | Child's proportionate interest in shares held by Rankin Associates II<sup>(2)</sup> |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-13 |  | G |  |  | 368 | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 368 | $0 | 22399 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-13 |  | G |  | 184 |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 184 | $0 | 3034 | I | Child's proportionate limited partnership interest in shares held by RA II LP |
| Class B Common Stock | <sup>(1)</sup> | 2022-12-13 |  | G |  | 184 |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 184 | $0 | 644 | I | Child's proportionate interest in shares held by Rankin Associates II<sup>(2)</sup> |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 461 |  | 461 | I | Child's proportionate interests held in shares in Rankin Associates V<sup>(2)</sup> |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 633 |  | 633 | I | Child's proportionate interest in shares held by Rankin Associates VI<sup>(2)</sup> |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 380 |  | 380 | I | Proportionate interest in shares held by Rankin Associates V |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 242 |  | 242 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 377 |  | 377 | I | Spouse's proportionate interests held in shares in Rankin Associates V<sup>(2)</sup> |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 341 |  | 341 | I | Spouse's proportionate interest in shares held by Rankin Associates VI<sup>(2)</sup> |
| Class B Common Stock | <sup>(1)</sup> |  |  |  |  |  |  | <sup>(1)</sup> | <sup>(1)</sup> | Class A Common Stock | 2117 |  | 2117 | I | Child's proportionate interest in shares held by Rankin Associates V<sup>(2)</sup> |

---

### Footnotes:

(1) N/A

(2) Reporting Person disclaims beneficial ownership of all such shares.

**Signature:** /s/ Suzanne S. Taylor, attorney-in-fact  
**Date:** 2023-02-06

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**