# EDGAR Filing Document

**Accession Number:** 0000796229
**File Stem:** 0000940400-25-012128
**Filing Date:** 2025-12
**Character Count:** 32055
**Document Hash:** ce5912c7f64e3de738321bbb96a116e1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000940400-25-012128.hdr.sgml**: 20251201

**ACCESSION NUMBER**: 0000940400-25-012128

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251201

**DATE AS OF CHANGE**: 20251128

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** TETON WESTWOOD FUNDS
- **CENTRAL INDEX KEY:** 0000796229

**ORGANIZATION NAME:**
- **EIN:** 133625130
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-04719
- **FILM NUMBER:** 251536779

**BUSINESS ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580
- **BUSINESS PHONE:** 8004223554

**MAIL ADDRESS:**
- **STREET 1:** ONE CORPORATE CENTER
- **CITY:** RYE
- **STATE:** NY
- **ZIP:** 10580

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GAMCO WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20091130

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 20060621

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GABELLI WESTWOOD FUNDS
- **DATE OF NAME CHANGE:** 19980304

## Series and Classes Contracts Data

### TETON Convertible Securities Fund (Series ID: S000001082)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000002919 | CLASS A      | WEIAX           |
| C000002921 | CLASS C      | WEICX           |
| C000002922 | CLASS AAA    | WESRX           |
| C000061065 | Class I      | WESIX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Teton Westwood Funds

- **b. Investment Company Act file number:** 811-04719

- **c. CIK number of Registrant:** 0000796229

- **d. LEI of Registrant:** 549300F5AG1CXKI4KV24

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** One Corporate Center

  - **City:** Rye

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10580-1422

  - **Telephone number:** 1-800-422-3554

**Item A.2. Information about the Series.**

- **a. Name of Series:** TETON Convertible Securities Fund

- **b. EDGAR series identifier (if any):** S000001082

- **c. LEI of Series:** 549300865NLDDOK77H40

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $13416603.59

**Total Liabilities:** $64617.35

**Net Assets:** $13351986.24

**Cash Not Reported:** $17828.32

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 31.62943000 | **1-Year:** 48.12109000 | **5-Year:** 12.92814000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 29.29821000 | **1-Year:** 623.74706000 | **5-Year:** 253.95986000 | **10-Year:** -206.62522000 | **30-Year:** -188.52724000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000002919 | 4.16%                | 3.24%                | 5.03%                |
| Class ID C000002921 | 4.12%                | 3.13%                | 5.00%                |
| Class ID C000061065 | 4.17%                | 3.22%                | 5.08%                |
| Class ID C000002922 | 4.19%                | 3.16%                | 5.04%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $416383.52               | $66744.45                                  |
| Month 2  | $149914.85               | $223935.20                                 |
| Month 3  | $3979.93                 | $629369.97                                 |

### Schedule of Portfolio Investments

| Name                          | Title                                  | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| PACIRA BIOSCIENCES INC        | Pacira BioSciences Inc                 | CUSIP: 695127AJ9<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    125000 | PA      | $127311.71    | 0.95%             | 2029-05-15      | Fixed         | 2.12%                 | No            |                  2 | On Loan: No      |
| LIVE NATION ENTERTAINMEN      | Live Nation Entertainment Inc          | CUSIP: 538034BB4<br>LEI: 5493007B9BM9ZXJINO78 | Long             | DBT              | CORP              | US        |    200000 | PA      | $222200.00    | 1.66%             | 2030-01-15      | Fixed         | 2.88%                 | Yes           |                  2 | On Loan: No      |
| HP ENTERPRISE CO              | Hewlett Packard Enterprise Co          | CUSIP: 42824C208<br>LEI: 549300BX44RGX6ANDV88 | Long             | EP               | CORP              | US        |      5000 | NS      | $339500.00    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| AST SPACEMOBILE INC           | AST SpaceMobile Inc                    | CUSIP: 00217DAC4<br>LEI: 254900MBSC9P2UCI6623 | Long             | DBT              | CORP              | US        |    100000 | PA      | $104150.00    | 0.78%             | 2032-10-15      | Fixed         | 2.38%                 | Yes           |                  2 | On Loan: No      |
| JAZZ INVESTMENTS I LTD        | Jazz Investments I Ltd                 | CUSIP: 472145AH4<br>LEI: N/A                  | Long             | DBT              | CORP              | BM        |    200000 | PA      | $237800.00    | 1.78%             | 2030-09-15      | Fixed         | 3.12%                 | No            |                  2 | On Loan: No      |
| COINBASE GLOBAL INC           | Coinbase Global Inc                    | CUSIP: 19260QAJ6<br>LEI: 5493004G3J2SC154DU06 | Long             | DBT              | CORP              | US        |     50000 | PA      | $55350.00     | 0.41%             | 2032-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| TEMPUS AI INC                 | Tempus AI Inc                          | CUSIP: 88023BAD5<br>LEI: 2549009LA0KWRAGQBX50 | Long             | DBT              | CORP              | US        |    150000 | PA      | $188625.00    | 1.41%             | 2030-07-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| CYTOKINETICS INC              | Cytokinetics Inc                       | CUSIP: 23282WAD2<br>LEI: 549300BE5DY1HW7IHA64 | Long             | DBT              | CORP              | US        |    200000 | PA      | $229374.13    | 1.72%             | 2031-10-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| APPLIED DIGITAL CORP          | Applied Digital Corp                   | CUSIP: 038169AA6<br>LEI: 2549004NE2B6RYXINZ02 | Long             | DBT              | CORP              | US        |    100000 | PA      | $250492.67    | 1.88%             | 2030-06-01      | Fixed         | 2.75%                 | Yes           |                  2 | On Loan: No      |
| NUTANIX INC                   | Nutanix Inc                            | CUSIP: 67059NAJ7<br>LEI: 549300X7J6E8TKVIXW09 | Long             | DBT              | CORP              | US        |    200000 | PA      | $225640.44    | 1.69%             | 2029-12-15      | Fixed         | 0.50%                 | Yes           |                  2 | On Loan: No      |
| INVACARE CORP SR GLBL COCO 26 | INVACARE CORP SR GLBL COCO 26          | CUSIP: 46124A101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5023 | NS      | $0.05         | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| SHIFT4 PAYMENTS INC           | Shift4 Payments Inc                    | CUSIP: 82452J307<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2000 | NS      | $189740.00    | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| LIGAND PHARMACEUTICALS I      | Ligand Pharmaceuticals Inc             | CUSIP: 53220KAG3<br>LEI: 5493008K7TB0IKP37H79 | Long             | DBT              | CORP              | US        |     50000 | PA      | $56465.18     | 0.42%             | 2030-10-01      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| ODDITY FINANCE LLC            | Oddity Finance LLC                     | CUSIP: 67579RAA8<br>LEI: 254900FTSJH2TRDJ3905 | Long             | DBT              | CORP              | US        |    200000 | PA      | $202250.00    | 1.51%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| BRIDGEBIO PHARMA INC          | Bridgebio Pharma Inc                   | CUSIP: 10806XAH5<br>LEI: 54930028YG89VTY2J114 | Long             | DBT              | CORP              | US        |    200000 | PA      | $267350.00    | 2.00%             | 2031-03-01      | Fixed         | 1.75%                 | Yes           |                  2 | On Loan: No      |
| TERAWULF INC                  | Terawulf Inc                           | CUSIP: 88080TAC8<br>LEI: 254900CVMW1SX2T78A64 | Long             | DBT              | CORP              | US        |     50000 | PA      | $59750.00     | 0.45%             | 2031-09-01      | Fixed         | 1.00%                 | Yes           |                  2 | On Loan: No      |
| BLOOM ENERGY CORP             | Bloom Energy Corp                      | CUSIP: 093712AK3<br>LEI: 549300XB5J9BFW5JXV97 | Long             | DBT              | CORP              | US        |     50000 | PA      | $223975.00    | 1.68%             | 2028-06-01      | Fixed         | 3.00%                 | No            |                  2 | On Loan: No      |
| ANI PHARMACEUTICALS INC       | ANI Pharmaceuticals Inc                | CUSIP: 00182CAC7<br>LEI: 5493000T6CXTND40YH31 | Long             | DBT              | CORP              | US        |    200000 | PA      | $281639.87    | 2.11%             | 2029-09-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| PROGRESS SOFTWARE CORP        | Progress Software Corp                 | CUSIP: 743312AD2<br>LEI: 549300R65B3JG6972S24 | Long             | DBT              | CORP              | US        |    200000 | PA      | $201650.00    | 1.51%             | 2030-03-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| VERTEX INC                    | Vertex Inc                             | CUSIP: 92538JAB2<br>LEI: 549300QMYW171MP1PL50 | Long             | DBT              | CORP              | US        |    150000 | PA      | $153000.00    | 1.15%             | 2029-05-01      | Fixed         | 0.75%                 | No            |                  2 | On Loan: No      |
| ARRAY TECHNOLOGIES INC        | Array Technologies Inc                 | CUSIP: 04271TAB6<br>LEI: 549300JM5FECYJQ85V37 | Long             | DBT              | CORP              | US        |    328000 | PA      | $285201.62    | 2.14%             | 2028-12-01      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| BOEING CO/THE                 | Boeing Co/The                          | CUSIP: 097023204<br>LEI: RVHJWBXLJ1RFUBSY1F30 | Long             | EP               | CORP              | US        |      1175 | NS      | $81744.75     | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| CYBERARK SOFTWARE LTD         | CyberArk Software Ltd                  | CUSIP: 23248VAC9<br>LEI: 529900YEXNDM894PWS93 | Long             | DBT              | CORP              | IL        |    200000 | PA      | $222579.62    | 1.67%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| MICROCHIP TECHNOLOGY INC      | Microchip Technology Inc               | CUSIP: 595017302<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EP               | CORP              | US        |      4000 | NS      | $236120.00    | 1.77%             |  |  |  | No            |                  1 | On Loan: No      |
| ARES MANAGEMENT CORP          | Ares Management Corp                   | CUSIP: 03990B309<br>LEI: 529900JUV61FH7B8VW38 | Long             | EP               | CORP              | US        |      1000 | NS      | $49690.00     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ENOVIX CORP                   | Enovix Corp                            | CUSIP: 293594AC1<br>LEI: 549300EC7NZGWORHYJ53 | Long             | DBT              | CORP              | US        |     50000 | PA      | $51275.00     | 0.38%             | 2028-05-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| INTEGER HOLDINGS CORP         | Integer Holdings Corp                  | CUSIP: 45826HAC3<br>LEI: 549300SUD2ED5XG6X569 | Long             | DBT              | CORP              | US        |    250000 | PA      | $243500.00    | 1.82%             | 2030-03-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| DIGITAL REALTY TRUST LP       | Digital Realty Trust LP                | CUSIP: 25389JAX4<br>LEI: CD4SPTZ3YBTHY0C1AH38 | Long             | DBT              | CORP              | US        |    300000 | PA      | $315750.00    | 2.36%             | 2029-11-15      | Fixed         | 1.88%                 | Yes           |                  2 | On Loan: No      |
| MP MATERIALS CORP             | MP Materials Corp                      | CUSIP: 553368AC5<br>LEI: 89450063PHPS61USMT84 | Long             | DBT              | CORP              | US        |     75000 | PA      | $239100.00    | 1.79%             | 2030-03-01      | Fixed         | 3.00%                 | Yes           |                  2 | On Loan: No      |
| MIRION TECHNOLOGIES INC       | Mirion Technologies Inc                | CUSIP: 60471AAA9<br>LEI: 549300BNTOWVWFNVTJ65 | Long             | DBT              | CORP              | US        |    150000 | PA      | $185137.50    | 1.39%             | 2030-06-01      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| CLOUDFLARE INC                | Cloudflare Inc                         | CUSIP: 18915MAE7<br>LEI: 5493007DY18BGNLDWU14 | Long             | DBT              | CORP              | US        |     20000 | PA      | $22760.00     | 0.17%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| FIRSTENERGY CORP              | FirstEnergy Corp                       | CUSIP: 337932AU1<br>LEI: 549300SVYJS666PQJH88 | Long             | DBT              | CORP              | US        |    100000 | PA      | $108150.00    | 0.81%             | 2031-01-15      | Fixed         | 3.88%                 | Yes           |                  2 | On Loan: No      |
| BITDEER TECHNOLOGIES GRP      | Bitdeer Technologies Group             | CUSIP: 09175RAD2<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | DBT              | CORP              | KY        |     50000 | PA      | $68000.00     | 0.51%             | 2031-07-01      | Fixed         | 4.88%                 | Yes           |                  2 | On Loan: No      |
| KALVISTA PHARMA INC           | KalVista Pharmaceuticals Inc           | CUSIP: 483497AA1<br>LEI: 529900Q7IDA3WUGRZA51 | Long             | DBT              | CORP              | US        |     10000 | PA      | $10903.15     | 0.08%             | 2031-10-01      | Fixed         | 3.25%                 | Yes           |                  2 | On Loan: No      |
| EVOLENT HEALTH INC            | Evolent Health Inc                     | CUSIP: 30050BAJ0<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |     50000 | PA      | $50227.70     | 0.38%             | 2031-08-15      | Fixed         | 4.50%                 | Yes           |                  2 | On Loan: No      |
| PPL CAPITAL FUNDING INC       | PPL Capital Funding Inc                | CUSIP: 69352PAS2<br>LEI: 549300MROK5WY0D2NU17 | Long             | DBT              | CORP              | US        |    500000 | PA      | $571375.00    | 4.28%             | 2028-03-15      | Fixed         | 2.88%                 | No            |                  2 | On Loan: No      |
| NORTHERN OIL & GAS INC        | Northern Oil & Gas Inc                 | CUSIP: 665531AJ8<br>LEI: OKFF0PIZDDMNH4UCYE51 | Long             | DBT              | CORP              | US        |    200000 | PA      | $201050.00    | 1.51%             | 2029-04-15      | Fixed         | 3.62%                 | No            |                  2 | On Loan: No      |
| INVACARE CORP                 | INVACARE CORP                          | CUSIP: 000000000<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    365000 | PA      | $0.04         | 0.00%             | 2028-05-08      | None          | 0.00%                 | No            |                  3 | On Loan: No      |
| SNOWFLAKE INC                 | Snowflake Inc                          | CUSIP: 833445AD1<br>LEI: 254900CJNSY1K7T53Z16 | Long             | DBT              | CORP              | US        |    100000 | PA      | $156737.50    | 1.17%             | 2029-10-01      | None          | 0.00%                 | No            |                  2 | On Loan: No      |
| IMPINJ INC                    | Impinj Inc                             | CUSIP: 453204AE9<br>LEI: 549300M26VGKSMMWWN17 | Long             | DBT              | CORP              | US        |     10000 | PA      | $10196.18     | 0.08%             | 2029-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| KKR & CO INC                  | KKR & Co Inc                           | CUSIP: 48251W500<br>LEI: 54930013V5I303TF9571 | Long             | EP               | CORP              | US        |      4000 | NS      | $209400.00    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| COHU INC                      | Cohu Inc                               | CUSIP: 192576AA4<br>LEI: 529900FJPORJ3JJ2XS33 | Long             | DBT              | CORP              | US        |     50000 | PA      | $51264.13     | 0.38%             | 2031-01-15      | Fixed         | 1.50%                 | Yes           |                  2 | On Loan: No      |
| WEC ENERGY GROUP INC          | WEC Energy Group Inc                   | CUSIP: 92939UAR7<br>LEI: 549300IGLYTZUK3PVP70 | Long             | DBT              | CORP              | US        |     75000 | PA      | $92175.00     | 0.69%             | 2029-06-01      | Fixed         | 4.38%                 | No            |                  2 | On Loan: No      |
| BRIGHTSPRING HEALTH SERV      | BrightSpring Health Services Inc       | CUSIP: 10950A205<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2000 | NS      | $202180.00    | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CIPHER MINING                 | Cipher Mining Inc                      | CUSIP: 17253JAB2<br>LEI: 254900QABG5HCQZ28A17 | Long             | DBT              | CORP              | US        |     50000 | PA      | $55150.00     | 0.41%             | 2031-10-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| CARDLYTICS INC                | Cardlytics Inc                         | CUSIP: 14161WAD7<br>LEI: 549300JETJBH94EIPC66 | Long             | DBT              | CORP              | US        |    275000 | PA      | $146176.42    | 1.09%             | 2029-04-01      | Fixed         | 4.25%                 | No            |                  2 | On Loan: No      |
| INDIE SEMICONDUCTOR INC       | indie Semiconductor Inc                | CUSIP: 45569UAC5<br>LEI: 254900L1MFXFYGB1PV53 | Long             | DBT              | CORP              | US        |    150000 | PA      | $160959.19    | 1.21%             | 2029-12-15      | Fixed         | 3.50%                 | Yes           |                  2 | On Loan: No      |
| EVOLENT HEALTH INC            | Evolent Health Inc                     | CUSIP: 30050BAH4<br>LEI: 549300CZOCFHQ2BBTR11 | Long             | DBT              | CORP              | US        |    150000 | PA      | $120825.00    | 0.90%             | 2029-12-01      | Fixed         | 3.50%                 | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING         | Alibaba Group Holding Ltd              | CUSIP: 01609WBG6<br>LEI: 5493001NTNQJDH60PM02 | Long             | DBT              | CORP              | KY        |    200000 | PA      | $367900.00    | 2.76%             | 2031-06-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| LIBERTY MEDIA CORP            | Liberty Media Corp-Liberty Formula One | CUSIP: 531229AQ5<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    300000 | PA      | $398550.00    | 2.98%             | 2027-08-15      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| INVACARE HOLDINGS CORP        | Invacare Holdings Corp                 | CUSIP: 46124A309<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     11225 | NS      | $67350.00     | 0.50%             |  |  |  | No            |                  3 | On Loan: No      |
| CELCUITY INC                  | Celcuity Inc                           | CUSIP: 15102KAA8<br>LEI: 25490070W7UU7W2SEY87 | Long             | DBT              | CORP              | US        |     54000 | PA      | $71968.91     | 0.54%             | 2031-08-01      | Fixed         | 2.75%                 | No            |                  2 | On Loan: No      |
| SOFI TECHNOLOGIES INC         | SoFi Technologies Inc                  | CUSIP: 83406FAC6<br>LEI: 549300SW81JCMVZDDY09 | Long             | DBT              | CORP              | US        |     85000 | PA      | $242165.00    | 1.81%             | 2029-03-15      | Fixed         | 1.25%                 | Yes           |                  2 | On Loan: No      |
| BLACKSKY TECHNOLOGY INC       | BlackSky Technology Inc                | CUSIP: 09263BAA6<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    200000 | PA      | $226000.00    | 1.69%             | 2033-08-01      | Fixed         | 8.25%                 | Yes           |                  2 | On Loan: No      |
| AKAMAI TECHNOLOGIES INC       | Akamai Technologies Inc                | CUSIP: 00971TAP6<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | DBT              | CORP              | US        |    100000 | PA      | $100600.00    | 0.75%             | 2033-05-15      | Fixed         | 0.25%                 | Yes           |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC         | Lumentum Holdings Inc                  | CUSIP: 55024UAJ8<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |    100000 | PA      | $115050.00    | 0.86%             | 2032-03-15      | Fixed         | 0.38%                 | Yes           |                  2 | On Loan: No      |
| UBER TECHNOLOGIES INC         | Uber Technologies Inc                  | CUSIP: 90353TAM2<br>LEI: 549300B2FTG34FILDR98 | Long             | DBT              | CORP              | US        |    200000 | PA      | $294500.00    | 2.21%             | 2028-12-01      | Fixed         | 0.88%                 | No            |                  2 | On Loan: No      |
| CENTRUS ENERGY CORP           | Centrus Energy Corp                    | CUSIP: 15643UAF1<br>LEI: 549300G6VDK9G8276661 | Long             | DBT              | CORP              | US        |    100000 | PA      | $154625.00    | 1.16%             | 2032-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| REDFIN CORP                   | Redfin Corp                            | CUSIP: 75737FAE8<br>LEI: 549300HXWD3JEMZU3O57 | Long             | DBT              | CORP              | US        |    250000 | PA      | $232125.00    | 1.74%             | 2027-04-01      | Fixed         | 0.50%                 | No            |                  2 | On Loan: No      |
| NEXTERA ENERGY INC            | NextEra Energy Inc                     | CUSIP: 65339F119<br>LEI: 254900RHL9MEUS5NKX63 | Long             | EP               | CORP              | US        |      4000 | NS      | $188120.00    | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| CSG SYSTEMS INTERNATIONA      | CSG Systems International Inc          | CUSIP: 126349AH2<br>LEI: 549300D7FJZUOHHXUA81 | Long             | DBT              | CORP              | US        |    400000 | PA      | $445300.00    | 3.34%             | 2028-09-15      | Fixed         | 3.88%                 | No            |                  2 | On Loan: No      |
| TXNM ENERGY INC               | TXNM Energy Inc                        | CUSIP: 69349HAF4<br>LEI: 5493003JOBJGLZSDDQ28 | Long             | DBT              | CORP              | US        |    200000 | PA      | $261587.02    | 1.96%             | 2054-06-01      | Fixed         | 5.75%                 | No            |                  2 | On Loan: No      |
| ALNYLAM PHARMACEUTICALS       | Alnylam Pharmaceuticals Inc            | CUSIP: 02043QAB3<br>LEI: 529900S3ZI14OWRJII50 | Long             | DBT              | CORP              | US        |    100000 | PA      | $164600.00    | 1.23%             | 2027-09-15      | Fixed         | 1.00%                 | No            |                  2 | On Loan: No      |
| OSI SYSTEMS INC               | OSI Systems Inc                        | CUSIP: 671044AF2<br>LEI: DDX3MPX1Y8YD30050X33 | Long             | DBT              | CORP              | US        |    100000 | PA      | $145325.00    | 1.09%             | 2029-08-01      | Fixed         | 2.25%                 | No            |                  2 | On Loan: No      |
| REDWOOD TRUST INC             | Redwood Trust Inc                      | CUSIP: 758075AF2<br>LEI: DRBV4N1ERQLEMIF11G78 | Long             | DBT              | CORP              | US        |    250000 | PA      | $250750.00    | 1.88%             | 2027-06-15      | Fixed         | 7.75%                 | No            |                  2 | On Loan: No      |
| FLUOR CORP                    | Fluor Corp                             | CUSIP: 343412AJ1<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | DBT              | CORP              | US        |    200000 | PA      | $237800.00    | 1.78%             | 2029-08-15      | Fixed         | 1.12%                 | No            |                  2 | On Loan: No      |
| NABORS INDUSTRIES INC         | Nabors Industries Inc                  | CUSIP: 62957HAL9<br>LEI: 549300VFQWRKICUFNU92 | Long             | DBT              | CORP              | US        |    100000 | PA      | $77000.00     | 0.58%             | 2029-06-15      | Fixed         | 1.75%                 | No            |                  2 | On Loan: No      |
| RIOT PLATFORMS INC            | Riot Platforms Inc                     | CUSIP: 767292AA3<br>LEI: 5299005LKZAJQDQZDF73 | Long             | DBT              | CORP              | US        |    200000 | PA      | $306351.04    | 2.29%             | 2030-01-15      | Fixed         | 0.75%                 | Yes           |                  2 | On Loan: No      |
| LUMENTUM HOLDINGS INC         | Lumentum Holdings Inc                  | CUSIP: 55024UAH2<br>LEI: 549300JLWRRC38DWEF52 | Long             | DBT              | CORP              | US        |     50000 | PA      | $120800.00    | 0.90%             | 2029-12-15      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| WISDOMTREE INC                | WisdomTree Inc                         | CUSIP: 97717PAJ3<br>LEI: 549300WIU8IS7UFO7871 | Long             | DBT              | CORP              | US        |     50000 | PA      | $53207.92     | 0.40%             | 2030-08-15      | Fixed         | 4.62%                 | Yes           |                  2 | On Loan: No      |
| COMMVAULT SYSTEMS INC         | Commvault Systems Inc                  | CUSIP: 204166AA0<br>LEI: 65T5VRP62VXG39YFML83 | Long             | DBT              | CORP              | US        |     25000 | PA      | $25862.50     | 0.19%             | 2030-09-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| TRANSMEDICS GROUP INC         | TransMedics Group Inc                  | CUSIP: 89377MAB5<br>LEI: 549300060GVOSMWARH50 | Long             | DBT              | CORP              | US        |    100000 | PA      | $142335.00    | 1.07%             | 2028-06-01      | Fixed         | 1.50%                 | No            |                  2 | On Loan: No      |
| PARSONS CORP                  | Parsons Corp                           | CUSIP: 70202LAD4<br>LEI: 549300ZXH0VRBSEPX752 | Long             | DBT              | CORP              | US        |    300000 | PA      | $342750.00    | 2.57%             | 2029-03-01      | Fixed         | 2.62%                 | No            |                  2 | On Loan: No      |
| DIGITALOCEAN HOLDINGS         | DigitalOcean Holdings Inc              | CUSIP: 25402DAC6<br>LEI: 549300EPISPY3RE3DL21 | Long             | DBT              | CORP              | US        |     50000 | PA      | $55844.05     | 0.42%             | 2030-08-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| CLEANSPARK INC                | Cleanspark Inc                         | CUSIP: 18452BAA8<br>LEI: 254900VO7KBRJQDGY810 | Long             | DBT              | CORP              | US        |    150000 | PA      | $186803.49    | 1.40%             | 2030-06-15      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |
| MAKEMYTRIP LIMITED            | MakeMyTrip Ltd                         | CUSIP: 56087FAC8<br>LEI: 529900DNT8HNJ7RYUO60 | Long             | DBT              | CORP              | MU        |     50000 | PA      | $51746.51     | 0.39%             | 2030-07-01      | None          | 0.00%                 | Yes           |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-11-28

**Name of Applicant:** Teton Westwood Funds

**Signature:** John C. Ball

**Name of Signer:** John C. Ball

**Title:** Treasurer