# EDGAR Filing Document

**Accession Number:** 0000002303
**File Stem:** 0000002303-25-000008
**Filing Date:** 2025-9
**Character Count:** 2807
**Document Hash:** ee0beae493eb8dd9e5f5ac01f0acb673
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000002303-25-000008.hdr.sgml**: 20250905

**ACCESSION NUMBER**: 0000002303-25-000008

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250905

**DATE AS OF CHANGE**: 20250905

**EFFECTIVENESS DATE**: 20250905

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PROSPERA FINANCIAL SERVICES, INC.
- **CENTRAL INDEX KEY:** 0000002303

**ORGANIZATION NAME:**
- **EIN:** 751832551
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-28164
- **FILM NUMBER:** 251297174

**BUSINESS ADDRESS:**
- **STREET 1:** 5429 LBJ FREEWAY
- **STREET 2:** SUITE 750
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75240
- **BUSINESS PHONE:** 972-581-3000

**MAIL ADDRESS:**
- **STREET 1:** 5429 LBJ FREEWAY
- **STREET 2:** SUITE 750
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75240

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPERA FINANCIAL SERVICES INC                         /BD
- **DATE OF NAME CHANGE:** 20020301

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PROSPERA FINANCIAL SERVICES                             /BD
- **DATE OF NAME CHANGE:** 20000928

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ADDISON SECURITIES INC                                  /BD
- **DATE OF NAME CHANGE:** 20000323

### Attached PDF Documents

**Attachment 1:** `2025SECPublicReport1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000002303

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PROSPERA FINANCIAL SERVICES, INC.

**Business Address:** 5429 LBJ FREEWAY, SUITE 750, DALLAS, TX, 75240

**Contact Person:** Edward Kern

**Contact Phone:** 972-581-3023

### Independent Public Accountant Identification

**Accountant Name:** Kinder, Brad A.

**Accountant Address:** 815 Parker Square, Flower Mound, TX, 75028

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **TIm Edwards**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PROSPERA FINANCIAL SERVICES, INC.**, as of **06-30-2025**, are true and correct.

**Signature:** Tim Edwards

**Title:** Co- CEO