# EDGAR Filing Document

**Accession Number:** 0000101507
**File Stem:** 0001752724-23-048792
**Filing Date:** 2023-3
**Character Count:** 8669
**Document Hash:** 7f1a9cc4494500ee2107592d4faed436
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-048792.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001752724-23-048792

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** US GLOBAL INVESTORS FUNDS
- **CENTRAL INDEX KEY:** 0000101507
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-01800
- **FILM NUMBER:** 23690464

**BUSINESS ADDRESS:**
- **STREET 1:** THREE CANAL PLAZA
- **STREET 2:** SUITE 600
- **CITY:** PORTLAND
- **STATE:** ME
- **ZIP:** 04101
- **BUSINESS PHONE:** 2103081234

**MAIL ADDRESS:**
- **STREET 1:** THREE CANAL PLAZA
- **STREET 2:** SUITE 600
- **CITY:** PORTLAND
- **STATE:** ME
- **ZIP:** 04101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** US GLOBAL INVESTORS INC/ TX
- **DATE OF NAME CHANGE:** 19970224

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED SERVICES FUNDS
- **DATE OF NAME CHANGE:** 19920703

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** UNITED SERVICES GOLD SHARES INC
- **DATE OF NAME CHANGE:** 19841106

## Series and Classes Contracts Data

### U.S. Government Securities Ultra-Short Bond Fund (Series ID: S000004787)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000012998 | U.S. Government Securities Ultra-Short Bond Fund | UGSDX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** U.S. GLOBAL INVESTORS FUNDS

- **b. Investment Company Act file number:** 811-01800

- **c. CIK number of Registrant:** 0000101507

- **d. LEI of Registrant:** 254900I1ONHL0TVFXN37

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** THREE CANAL PLAZA, SUITE 600

  - **City:** PORTLAND

  - **State:** ME

  - **Foreign country:** US

  - **Zip / Postal Code:** 04101

  - **Telephone number:** 207-347-2000

**Item A.2. Information about the Series.**

- **a. Name of Series:** USGI U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND

- **b. EDGAR series identifier (if any):** S000004787

- **c. LEI of Series:** 254900RSRL7J4DLFJX82

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $34171172.96

**Total Liabilities:** $129546.86

**Net Assets:** $34041626.10

**Cash Not Reported:** $1441194.34

**Currency Risk Metrics (dv01):**

- 

**Credit Spread Risk - Investment Grade (dv01):**

- **3-Month:** 2601.01289088 | **1-Year:** 449.30938040 | **5-Year:** 199.99739745 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Credit Spread Risk - Non-Investment Grade (dv01):**

- **3-Month:** 0.00000000 | **1-Year:** 0.00000000 | **5-Year:** 0.00000000 | **10-Year:** 0.00000000 | **30-Year:** 0.00000000

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000012998 | 0.13%                | 0.24%                | 0.29%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-723206.90              | $683154.64                                 |
| Month 2  | $180.44                  | $32470.89                                  |
| Month 3  | $0.00                    | $31439.07                                  |

### Schedule of Portfolio Investments

| Name                     | Title                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Federal Home Loan Bank   | Federal Home Loan Bank   | CUSIP: 3130ATPT8<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2999108.70   | 8.81%             | 2023-07-20      | Fixed         | 4.50%                 | No            |                  2 | On Loan: No      |
| Federal Home Loan Bank   | Federal Home Loan Bank   | CUSIP: 3130ATRF6<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   5000000 | PA      | $4996318.65   | 14.68%            | 2023-10-24      | Fixed         | 4.75%                 | No            |                  2 | On Loan: No      |
| Federal Farm Credit Bank | Federal Farm Credit Bank | CUSIP: 3133EM5C2<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   5000000 | PA      | $5000951.75   | 14.69%            | 2023-05-15      | Floating      | 4.32%                 | No            |                  2 | On Loan: No      |
| Federal Farm Credit Bank | Federal Farm Credit Bank | CUSIP: 3133EMPG1<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   3800000 | PA      | $3800800.93   | 11.17%            | 2023-01-31      | Floating      | 4.45%                 | No            |                  2 | On Loan: No      |
| U.S. Treasury Note/Bond  | U.S. Treasury Note/Bond  | CUSIP: 91282CBA8<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   2000000 | PA      | $1915948.06   | 5.63%             | 2023-12-15      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Federal Home Loan Bank   | Federal Home Loan Bank   | CUSIP: 3130ATNZ6<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   1500000 | PA      | $1498346.63   | 4.40%             | 2024-04-25      | Fixed         | 5.00%                 | No            |                  2 | On Loan: No      |
| Federal Home Loan Bank   | Federal Home Loan Bank   | CUSIP: 3130ASRL5<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |    855000 | PA      | $846947.40    | 2.49%             | 2023-08-15      | Fixed         | 3.25%                 | No            |                  2 | On Loan: No      |
| U.S. Treasury Note/Bond  | U.S. Treasury Note/Bond  | CUSIP: 91282CCK5<br>LEI: 254900HROIFWPRGM1V77 | Long             | DBT              | UST               | US        |   1500000 | PA      | $1466753.99   | 4.31%             | 2023-06-30      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Federal Home Loan Bank   | Federal Home Loan Bank   | CUSIP: 3130ATPL5<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2995528.77   | 8.80%             | 2024-10-25      | Fixed         | 5.20%                 | No            |                  2 | On Loan: No      |
| Federal Farm Credit Bank | Federal Farm Credit Bank | CUSIP: 3133ENAH3<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   3000000 | PA      | $2995137.84   | 8.80%             | 2023-01-12      | Fixed         | 0.12%                 | No            |                  2 | On Loan: No      |
| Federal Home Loan Bank   | Federal Home Loan Bank   | CUSIP: 3130ATGX9<br>LEI: 2549001DPIFGXC1TOL40 | Long             | DBT              | USGSE             | US        |   2000000 | PA      | $1992686.18   | 5.85%             | 2023-09-26      | Fixed         | 4.30%                 | No            |                  2 | On Loan: No      |
| Federal Farm Credit Bank | Federal Farm Credit Bank | CUSIP: 3133EN3B4<br>LEI: 254900C5LP6DN9OP9V83 | Long             | DBT              | USGSE             | US        |   2000000 | PA      | $2000321.88   | 5.88%             | 2026-05-28      | Fixed         | 5.34%                 | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-28

**Name of Applicant:** US Global Investors Funds

**Signature:** /s/ Karen Shaw

**Name of Signer:** Karen Shaw

**Title:** Treasurer