# EDGAR Filing Document

**Accession Number:** 0001068979
**File Stem:** 0001068979-26-000003
**Filing Date:** 2026-4
**Character Count:** 13564
**Document Hash:** a28c7e0dab31bd9b4ee9ddc74411c044
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001068979-26-000003.hdr.sgml**: 20260415

**ACCESSION NUMBER**: 0001068979-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260415

**DATE AS OF CHANGE**: 20260415

**EFFECTIVENESS DATE**: 20260415

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LIGHTHOUSE FINANCIAL SERVICES INC /ADV
- **CENTRAL INDEX KEY:** 0001068979

**ORGANIZATION NAME:**
- **EIN:** 330818241
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-26060
- **FILM NUMBER:** 26863927

**BUSINESS ADDRESS:**
- **STREET 1:** 3070 SATURN STREET
- **STREET 2:** STE 101
- **CITY:** BREA
- **STATE:** CA
- **BUSINESS PHONE:** 7145728900

**MAIL ADDRESS:**
- **STREET 1:** 3070 SATURN STREET
- **STREET 2:** STE 101
- **CITY:** BREA
- **STATE:** CA
- **ZIP:** 92821

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LIGHTHOUSE FINANCIAL SERVICES INC                       /ADV
- **DATE OF NAME CHANGE:** 19980826

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** LIGHTHOUSE FINANCIAL SERVICES INC /ADV<br>**Address:** 3070 SATURN STREET<br>STE 101<br>BREA, CA 92821

**Form 13F File Number:** 028-26060

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Jayce Lowe<br>**Title:** Vice President Wealth Manager<br>**Phone:** 7145728900

**Signature, Place, and Date of Signing:**

Jayce lowe  Brea, CA  04-15-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 99

**Form 13F Information Table Value Total:** $443394736

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABORATORIES | COM | 002824100 |  | 571641 | 5657 | SH |  | SOLE | 0 | 0 | 0 | 5657 |
| ABBVIE INC | COM | 00287Y109 |  | 1991833 | 9473 | SH |  | SOLE | 0 | 0 | 0 | 9473 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 1759776 | 9244 | SH |  | SOLE | 0 | 0 | 0 | 9244 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 6757027 | 20297 | SH |  | SOLE | 0 | 0 | 0 | 20297 |
| AMAZON COM INC | COM | 023135106 |  | 5190239 | 20843 | SH |  | SOLE | 0 | 0 | 0 | 20843 |
| APPLE INC | COM | 037833100 |  | 9091327 | 35125 | SH |  | SOLE | 0 | 0 | 0 | 35125 |
| ARISTA NETWORKS INC | COM SHS | 040413205 |  | 1945679 | 12604 | SH |  | SOLE | 0 | 0 | 0 | 12604 |
| AT INC | COM | 00206R102 |  | 411800 | 16073 | SH |  | SOLE | 0 | 0 | 0 | 16073 |
| BANK AMERICA CORP | COM | 060505104 |  | 3433911 | 64366 | SH |  | SOLE | 0 | 0 | 0 | 64366 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 489956 | 1026 | SH |  | SOLE | 0 | 0 | 0 | 1026 |
| BLACKROCK INC | COM | 09290D101 |  | 3238542 | 3071 | SH |  | SOLE | 0 | 0 | 0 | 3071 |
| BOEING CO | COM | 097023105 |  | 440299 | 1968 | SH |  | SOLE | 0 | 0 | 0 | 1968 |
| BROADCOM INC | COM | 11135F101 |  | 5787590 | 15199 | SH |  | SOLE | 0 | 0 | 0 | 15199 |
| CARRIER GLOBAL CORPORATION | COM | 14448C104 |  | 339132 | 5245 | SH |  | SOLE | 0 | 0 | 0 | 5245 |
| CATERPILLAR INC | COM | 149123101 |  | 2215096 | 2789 | SH |  | SOLE | 0 | 0 | 0 | 2789 |
| CATHAY GEN BANCORP | COM | 149150104 |  | 270428 | 5021 | SH |  | SOLE | 0 | 0 | 0 | 5021 |
| CF INDUSTRIES HOLD | COM | 125269100 |  | 242296 | 2037 | SH |  | SOLE | 0 | 0 | 0 | 2037 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 |  | 1793549 | 6907 | SH |  | SOLE | 0 | 0 | 0 | 6907 |
| CHEVRON CORPORATION | COM | 166764100 |  | 2978157 | 15924 | SH |  | SOLE | 0 | 0 | 0 | 15924 |
| CISCO SYS INC | COM | 17275R102 |  | 5036251 | 60964 | SH |  | SOLE | 0 | 0 | 0 | 60964 |
| COCA COLA CO | COM | 191216100 |  | 213754 | 2816 | SH |  | SOLE | 0 | 0 | 0 | 2816 |
| CORNING INC | COM | 219350105 |  | 1567527 | 9070 | SH |  | SOLE | 0 | 0 | 0 | 9070 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 |  | 476646 | 489 | SH |  | SOLE | 0 | 0 | 0 | 489 |
| DANAHER CORP DEL | COM | 235851102 |  | 1560013 | 7855 | SH |  | SOLE | 0 | 0 | 0 | 7855 |
| DARDEN RESTAURANTS INC | COM | 237194105 |  | 405305 | 2047 | SH |  | SOLE | 0 | 0 | 0 | 2047 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 |  | 5024746 | 27233 | SH |  | SOLE | 0 | 0 | 0 | 27233 |
| DOMINOS PIZZA INC | COM | 25754A201 |  | 1483653 | 4019 | SH |  | SOLE | 0 | 0 | 0 | 4019 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 |  | 1874104 | 5981 | SH |  | SOLE | 0 | 0 | 0 | 5981 |
| ELI LILLY  CO | COM | 532457108 |  | 2827600 | 3065 | SH |  | SOLE | 0 | 0 | 0 | 3065 |
| EOG RES INC | COM | 26875P101 |  | 2294744 | 17178 | SH |  | SOLE | 0 | 0 | 0 | 17178 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 497792 | 3336 | SH |  | SOLE | 0 | 0 | 0 | 3336 |
| FG MERGER II CORP | RIGHT 02/11/2030 | 30334J128 |  | 6615 | 14380 | SH |  | SOLE | 0 | 0 | 0 | 14380 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 554732 | 1632 | SH |  | SOLE | 0 | 0 | 0 | 1632 |
| GOLDMAN SACHS ETF TR | S 500 PREMIUM | 38149W622 |  | 580599 | 11038 | SH |  | SOLE | 0 | 0 | 0 | 11038 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 1139108 | 19248 | SH |  | SOLE | 0 | 0 | 0 | 19248 |
| HALEON PLC | SPON ADS | 405552100 |  | 216841 | 22355 | SH |  | SOLE | 0 | 0 | 0 | 22355 |
| HOME DEPOT INC | COM | 437076102 |  | 2271537 | 6628 | SH |  | SOLE | 0 | 0 | 0 | 6628 |
| HONEYWELL INTL INC | COM | 438516106 |  | 1023478 | 4388 | SH |  | SOLE | 0 | 0 | 0 | 4388 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 433975 | 26159 | SH |  | SOLE | 0 | 0 | 0 | 26159 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 1359176 | 8388 | SH |  | SOLE | 0 | 0 | 0 | 8388 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 1787117 | 3825 | SH |  | SOLE | 0 | 0 | 0 | 3825 |
| INVESCO EXCHANGE TRADED FD T | S 500 TOP 50 | 46137V233 |  | 10101060 | 172963 | SH |  | SOLE | 0 | 0 | 0 | 172963 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 953622 | 1517 | SH |  | SOLE | 0 | 0 | 0 | 1517 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 12178043 | 122049 | SH |  | SOLE | 0 | 0 | 0 | 122049 |
| ISHARES U S ETF TR | SHORT MATURITY M | 46431W838 |  | 340870 | 6779 | SH |  | SOLE | 0 | 0 | 0 | 6779 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 |  | 839741 | 14518 | SH |  | SOLE | 0 | 0 | 0 | 14518 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 3617997 | 13281 | SH |  | SOLE | 0 | 0 | 0 | 13281 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 1264506 | 2068 | SH |  | SOLE | 0 | 0 | 0 | 2068 |
| MCDONALDS CORP | COM | 580135101 |  | 2031828 | 6701 | SH |  | SOLE | 0 | 0 | 0 | 6701 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 2074032 | 23536 | SH |  | SOLE | 0 | 0 | 0 | 23536 |
| MERCK  CO INC | COM | 58933Y105 |  | 933247 | 7780 | SH |  | SOLE | 0 | 0 | 0 | 7780 |
| META PLATFORMS INC | CL A | 30303M102 |  | 2993184 | 4518 | SH |  | SOLE | 0 | 0 | 0 | 4518 |
| MICRON TECHNOLOGY INC | COM | 595112103 |  | 969051 | 2081 | SH |  | SOLE | 0 | 0 | 0 | 2081 |
| MICROSOFT CORP | COM | 594918104 |  | 5279868 | 13431 | SH |  | SOLE | 0 | 0 | 0 | 13431 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 393974 | 6811 | SH |  | SOLE | 0 | 0 | 0 | 6811 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 4147097 | 22620 | SH |  | SOLE | 0 | 0 | 0 | 22620 |
| NASDAQ INC | COM | 631103108 |  | 2671445 | 30809 | SH |  | SOLE | 0 | 0 | 0 | 30809 |
| NETFLIX INC. | COM | 64110L106 |  | 6141600 | 57787 | SH |  | SOLE | 0 | 0 | 0 | 57787 |
| NUVEEN S 500 DYNAMIC OVERW | COM | 6706EW100 |  | 1895573 | 109192 | SH |  | SOLE | 0 | 0 | 0 | 109192 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2930711 | 14914 | SH |  | SOLE | 0 | 0 | 0 | 14914 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 2888421 | 17875 | SH |  | SOLE | 0 | 0 | 0 | 17875 |
| PAYCHEX INC | COM | 704326107 |  | 501539 | 5645 | SH |  | SOLE | 0 | 0 | 0 | 5645 |
| PEPSICO INC | COM | 713448108 |  | 3212166 | 20628 | SH |  | SOLE | 0 | 0 | 0 | 20628 |
| PNC FINL SVCS GROUP INC | COM | 693475105 |  | 620070 | 2803 | SH |  | SOLE | 0 | 0 | 0 | 2803 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 2884825 | 19981 | SH |  | SOLE | 0 | 0 | 0 | 19981 |
| PROSHARES TR | S 500 DV ARIST | 74348A467 |  | 652698 | 6063 | SH |  | SOLE | 0 | 0 | 0 | 6063 |
| QUALCOMM INC | COM | 747525103 |  | 2688586 | 20239 | SH |  | SOLE | 0 | 0 | 0 | 20239 |
| RTX CORPORATION | COM | 75513E101 |  | 3937869 | 19417 | SH |  | SOLE | 0 | 0 | 0 | 19417 |
| S GLOBAL INC | COM | 78409V104 |  | 1607090 | 3779 | SH |  | SOLE | 0 | 0 | 0 | 3779 |
| SELECT SECTOR SPDR TR | STATE STREET UTI | 81369Y886 |  | 5102509 | 109802 | SH |  | SOLE | 0 | 0 | 0 | 109802 |
| SELECT SECTOR SPDR TR | STATE STREET ENE | 81369Y506 |  | 8422566 | 150537 | SH |  | SOLE | 0 | 0 | 0 | 150537 |
| SELECT SECTOR SPDR TR | STATE STREET FIN | 81369Y605 |  | 25890912 | 500018 | SH |  | SOLE | 0 | 0 | 0 | 500018 |
| SELECT SECTOR SPDR TR | STATE STREET IND | 81369Y704 |  | 20319178 | 117215 | SH |  | SOLE | 0 | 0 | 0 | 117215 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 57113065 | 386056 | SH |  | SOLE | 0 | 0 | 0 | 386056 |
| SELECT SECTOR SPDR TR | STATE STREET HEA | 81369Y209 |  | 21326124 | 143292 | SH |  | SOLE | 0 | 0 | 0 | 143292 |
| SELECT SECTOR SPDR TR | STATE STREET CON | 81369Y407 |  | 15159125 | 130188 | SH |  | SOLE | 0 | 0 | 0 | 130188 |
| SEMPRA | COM | 816851109 |  | 479921 | 4991 | SH |  | SOLE | 0 | 0 | 0 | 4991 |
| SOLSTICE ADVANCED MATLS INC | COM SHS | 83443Q103 |  | 218882 | 2729 | SH |  | SOLE | 0 | 0 | 0 | 2729 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A854 |  | 8414714 | 102945 | SH |  | SOLE | 0 | 0 | 0 | 102945 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A474 |  | 9075672 | 301618 | SH |  | SOLE | 0 | 0 | 0 | 301618 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R101 |  | 11735378 | 402586 | SH |  | SOLE | 0 | 0 | 0 | 402586 |
| SSGA ACTIVE ETF TR | STATE STREET DOU | 78467V848 |  | 20216452 | 506805 | SH |  | SOLE | 0 | 0 | 0 | 506805 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | 78467X109 |  | 561695 | 1157 | SH |  | SOLE | 0 | 0 | 0 | 1157 |
| STATE STR SPDR S 500 ETF T | TR UNIT | 78462F103 |  | 650341 | 936 | SH |  | SOLE | 0 | 0 | 0 | 936 |
| TARGET CORP | COM | 87612E106 |  | 381741 | 3194 | SH |  | SOLE | 0 | 0 | 0 | 3194 |
| TOAST INC | CL A | 888787108 |  | 798231 | 29455 | SH |  | SOLE | 0 | 0 | 0 | 29455 |
| TRAVELERS COMPANIES INC | COM | 89417E109 |  | 2782906 | 9289 | SH |  | SOLE | 0 | 0 | 0 | 9289 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 520234 | 10503 | SH |  | SOLE | 0 | 0 | 0 | 10503 |
| UBER TECHNOLOGIES INC | COM | 90353T100 |  | 3973012 | 54492 | SH |  | SOLE | 0 | 0 | 0 | 54492 |
| UNITED PARCEL SVCS INC | CL B | 911312106 |  | 431403 | 4179 | SH |  | SOLE | 0 | 0 | 0 | 4179 |
| UNITED RENTALS INC | COM | 911363109 |  | 1394799 | 1809 | SH |  | SOLE | 0 | 0 | 0 | 1809 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 275870 | 1171 | SH |  | SOLE | 0 | 0 | 0 | 1171 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 23480286 | 299303 | SH |  | SOLE | 0 | 0 | 0 | 299303 |
| VANGUARD WORLD FD | COMM SRVC ETF | 92204A884 |  | 21905886 | 112783 | SH |  | SOLE | 0 | 0 | 0 | 112783 |
| VANGUARD WORLD FD | MATERIALS ETF | 92204A801 |  | 5530491 | 23376 | SH |  | SOLE | 0 | 0 | 0 | 23376 |
| VANGUARD WORLD FD | CONSUM STP ETF | 92204A207 |  | 8048476 | 35939 | SH |  | SOLE | 0 | 0 | 0 | 35939 |
| VISA INC | COM CL A | 92826C839 |  | 4782786 | 15360 | SH |  | SOLE | 0 | 0 | 0 | 15360 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 1174850 | 5173 | SH |  | SOLE | 0 | 0 | 0 | 5173 |
| WELLS FARGO  CO | COM | 949746101 |  | 892927 | 10929 | SH |  | SOLE | 0 | 0 | 0 | 10929 |

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