# EDGAR Filing Document

**Accession Number:** 0001000952
**File Stem:** 0001000952-26-000006
**Filing Date:** 2026-5
**Character Count:** 4968
**Document Hash:** dd754181dccaeb006805d11f65bba2eb
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001000952-26-000006.hdr.sgml**: 20260515

**ACCESSION NUMBER**: 0001000952-26-000006

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260501

**DATE AS OF CHANGE**: 20260515

**EFFECTIVENESS DATE**: 20260511

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CONDUENT SECURITIES SERVICES INC /TA
- **CENTRAL INDEX KEY:** 0001000952

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-05605
- **FILM NUMBER:** 26984416

**BUSINESS ADDRESS:**
- **STREET 1:** 780 SHILOH ROAD
- **CITY:** PLANO
- **STATE:** TX
- **ZIP:** 75074
- **BUSINESS PHONE:** 8043065760

**MAIL ADDRESS:**
- **STREET 1:** 780 SHILOH ROAD
- **CITY:** PLANO
- **STATE:** TX
- **ZIP:** 75074

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ACS SECURITIES SERVICES INC /TA
- **DATE OF NAME CHANGE:** 20070531

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EQUINET FUND ADMINISTRATORS INC                         /TA
- **DATE OF NAME CHANGE:** 19990811

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ACS SECURITIES SERVICES INC                             /TA
- **DATE OF NAME CHANGE:** 19950918

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** CONDUENT SECURITIES SERVICES INC /TA

**FINS Number:** 483644

**Address of principal office where transfer agent activities are performed:** 780 Shiloh Rd, Dept. S, Plano, TX, 75074

**Is mailing address different from principal office address?:** No

**Telephone Number:** 945-301-3731

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name         | Relationship Start Date   | Title or Status      | Ownership Code   | Control Person   | Relationship End Date   |
|:---|:---|:---|:---|:---|:---|
| William Lee Kreston | 02/06/2019                | Presdient            | NA               | Yes              | 06/30/2025              |
| Michael Krawitz     | 11/18/2019                | Director & Secretary | NA               | Yes              |  |
| Mike McDaniel       | 06/30/2025                | President            | NA               | Yes              | 10/08/2025              |
| George Wehbe        | 03/24/2026                | Group President      | NA               | Yes              |  |
| Vikas Thakur        | 01/23/2026                | General Manager      | NA               | Yes              |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Kayla Gage

**Title:** Manager

**Date:** 05/01/2026

**Phone Number:** 945-301-3731