# EDGAR Filing Document

**Accession Number:** 0001958234
**File Stem:** 0001958234-25-000004
**Filing Date:** 2025-9
**Character Count:** 2319
**Document Hash:** 211a6ad9a3800f01a94732046710a68d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001958234-25-000004.hdr.sgml**: 20250925

**ACCESSION NUMBER**: 0001958234-25-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250925

**DATE AS OF CHANGE**: 20250925

**EFFECTIVENESS DATE**: 20250925

**PERIOD START**: 20240412

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PFAL SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001958234

**ORGANIZATION NAME:**
- **EIN:** 884205276
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71029
- **FILM NUMBER:** 251344918

**BUSINESS ADDRESS:**
- **STREET 1:** 384 TENNESSEE AVE
- **CITY:** MILL VALLEY
- **STATE:** CA
- **ZIP:** 94941
- **BUSINESS PHONE:** 678-596-0747

**MAIL ADDRESS:**
- **STREET 1:** 384 TENNESSEE AVE
- **CITY:** MILL VALLEY
- **STATE:** CA
- **ZIP:** 94941

### Attached PDF Documents

**Attachment 1:** `public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001958234

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-12-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PFAL SECURITIES, INC.

**Business Address:** 384 TENNESSEE AVE, MILL VALLEY, CA, 94941

**Contact Person:** Steven W Plotycia

**Contact Phone:** 9142621589

### Independent Public Accountant Identification

**Accountant Name:** Rubio CPA, PC

**Accountant Address:** 3500 Lenox Rd, NE, Suite 1500, Atlanta, GA, 30326

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Victoria Taylor**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PFAL SECURITIES, INC.**, as of **06-30-2025**, are true and correct.

**Signature:** Victoria Taylor

**Title:** President & CEO

**Notarized:** Yes