# EDGAR Filing Document

**Accession Number:** 0001801145
**File Stem:** 0001801145-23-000002
**Filing Date:** 2023-2
**Character Count:** 16779
**Document Hash:** 5e765b2425b53a9b3689fe045259a69c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001801145-23-000002.hdr.sgml**: 20230213

**ACCESSION NUMBER**: 0001801145-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230213

**DATE AS OF CHANGE**: 20230213

**EFFECTIVENESS DATE**: 20230213

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Bank of Marin
- **CENTRAL INDEX KEY:** 0001801145
- **IRS NUMBER:** 680197989

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19906
- **FILM NUMBER:** 23617651

**BUSINESS ADDRESS:**
- **STREET 1:** 504 REDWOOD BOULEVARD SUITE 100
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94947
- **BUSINESS PHONE:** (415) 763-4971

**MAIL ADDRESS:**
- **STREET 1:** 504 REDWOOD BOULEVARD SUITE 100
- **CITY:** NOVATO
- **STATE:** CA
- **ZIP:** 94947

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Bank of Marin<br>**Address:** 504 Redwood Boulevard Suite 100<br>Novato, CA 94947

**Form 13F File Number:** 028-19906

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** James Jimenez<br>**Title:** FVP/Manager Wealth Management  Trust<br>**Phone:** 4157634966

**Signature, Place, and Date of Signing:**

James Jimenez  Novato, CA  02-13-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 135

**Form 13F Information Table Value Total:** $106486871

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 854421 | 3202 | SH |  | SOLE |  | 3202 | 0 | 0 |
| CLARIVATE PLC | ORD SHS | G21810109 |  | 436982 | 52396 | SH |  | SOLE |  | 52396 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 164797 | 1050 | SH |  | SOLE |  | 1050 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 109865 | 700 | SH |  | OTR |  | 0 | 700 | 0 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 216331 | 1287 | SH |  | SOLE |  | 1287 | 0 | 0 |
| AERCAP HOLDINGS NV | SHS | N00985106 |  | 922972 | 15826 | SH |  | SOLE |  | 15826 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 676965 | 6166 | SH |  | SOLE |  | 5646 | 0 | 520 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 822815 | 2445 | SH |  | SOLE |  | 2445 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 574121 | 8864 | SH |  | SOLE |  | 8864 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 376077 | 1220 | SH |  | SOLE |  | 1220 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 273288 | 3080 | SH |  | SOLE |  | 3080 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1736366 | 19680 | SH |  | SOLE |  | 19680 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1412208 | 16812 | SH |  | SOLE |  | 16812 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 40631 | 275 | SH |  | SOLE |  | 275 | 0 | 0 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 206850 | 1400 | SH |  | OTR |  | 1400 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 443701 | 2705 | SH |  | SOLE |  | 2705 | 0 | 0 |
| ELEVANCE HEALTH INC | COM | 036752103 |  | 1944156 | 3790 | SH |  | SOLE |  | 3665 | 0 | 125 |
| APPLE INC | COM | 037833100 |  | 4201546 | 32337 | SH |  | SOLE |  | 32337 | 0 | 0 |
| ARISTA NETWORKS INC | COM | 040413106 |  | 371088 | 3058 | SH |  | SOLE |  | 3058 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 249608 | 1045 | SH |  | SOLE |  | 1045 | 0 | 0 |
| BAKER HUGHES COMPANY | CL A | 05722G100 |  | 635101 | 21507 | SH |  | SOLE |  | 21507 | 0 | 0 |
| BALL CORP | COM | 058498106 |  | 595934 | 11653 | SH |  | SOLE |  | 11653 | 0 | 0 |
| BANK AMERICA CORP | COM | 060505104 |  | 990288 | 29900 | SH |  | SOLE |  | 29900 | 0 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 368735 | 1450 | SH |  | SOLE |  | 1450 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1059527 | 3430 | SH |  | SOLE |  | 3430 | 0 | 0 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 |  | 723709 | 15641 | SH |  | SOLE |  | 15641 | 0 | 0 |
| CARMAX INC | COM | 143130102 |  | 229555 | 3770 | SH |  | SOLE |  | 3770 | 0 | 0 |
| CATALENT INC | COM | 148806102 |  | 442763 | 9837 | SH |  | SOLE |  | 9837 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 772883 | 4306 | SH |  | SOLE |  | 4306 | 0 | 0 |
| CHEVRON CORP NEW | COM | 166764100 |  | 17949 | 100 | SH |  | OTR |  | 0 | 100 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 1609619 | 3526 | SH |  | SOLE |  | 3526 | 0 | 0 |
| DANAHER CORPORATION | COM | 235851102 |  | 1852366 | 6979 | SH |  | SOLE |  | 6979 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 863522 | 2014 | SH |  | SOLE |  | 1884 | 0 | 130 |
| DISNEY WALT CO | COM | 254687106 |  | 323019 | 3718 | SH |  | SOLE |  | 3068 | 0 | 650 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 278587 | 2705 | SH |  | SOLE |  | 2705 | 0 | 0 |
| ECOLAB INC | COM | 278865100 |  | 290392 | 1995 | SH |  | SOLE |  | 1995 | 0 | 0 |
| ENTEGRIS INC | COM | 29362U104 |  | 335164 | 5110 | SH |  | SOLE |  | 5110 | 0 | 0 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 224986 | 2165 | SH |  | SOLE |  | 365 | 0 | 1800 |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 316092402 |  | 953743 | 40006 | SH |  | SOLE |  | 37753 | 0 | 2253 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 352651 | 1027 | SH |  | SOLE |  | 1027 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 |  | 873073 | 15344 | SH |  | SOLE |  | 15344 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 898937 | 2846 | SH |  | SOLE |  | 2846 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 761836 | 3555 | SH |  | SOLE |  | 3555 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 400505 | 1818 | SH |  | SOLE |  | 1818 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 275862 | 1958 | SH |  | SOLE |  | 1958 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 1350305 | 5071 | SH |  | SOLE |  | 5039 | 0 | 32 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 431373 | 1620 | SH |  | OTR |  | 1620 | 0 | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 |  | 626756 | 2362 | SH |  | SOLE |  | 2362 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | S QUALITY | 46137V241 |  | 347600 | 7900 | SH |  | SOLE |  | 7900 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S MIDCP LOW | 46138E198 |  | 491038 | 9180 | SH |  | SOLE |  | 9180 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | S EMRNG MKTS | 46138E297 |  | 273358 | 11880 | SH |  | SOLE |  | 11880 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 750307 | 3662 | SH |  | SOLE |  | 3662 | 0 | 0 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 1009370 | 9483 | SH |  | SOLE |  | 9164 | 0 | 319 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 84406 | 793 | SH |  | OTR |  | 793 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 1679381 | 4371 | SH |  | SOLE |  | 4371 | 0 | 0 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 549933 | 5670 | SH |  | SOLE |  | 5415 | 0 | 255 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 2523858 | 38450 | SH |  | SOLE |  | 37542 | 0 | 908 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 103973 | 1584 | SH |  | OTR |  | 1584 | 0 | 0 |
| ISHARES TR | COHEN STEER REIT | 464287564 |  | 290103 | 5290 | SH |  | SOLE |  | 5290 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 537847 | 7615 | SH |  | SOLE |  | 7615 | 0 | 0 |
| ISHARES TR | CORE S US VLU | 464287663 |  | 255821 | 3622 | SH |  | OTR |  | 3622 | 0 | 0 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 261679 | 2765 | SH |  | SOLE |  | 2765 | 0 | 0 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 1221780 | 40019 | SH |  | SOLE |  | 39387 | 0 | 632 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 71592 | 2345 | SH |  | OTR |  | 2345 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 742645 | 5538 | SH |  | SOLE |  | 5538 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1338300 | 7576 | SH |  | SOLE |  | 7001 | 0 | 575 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 176650 | 1000 | SH |  | OTR |  | 0 | 0 | 1000 |
| LILLY ELI  CO | COM | 532457108 |  | 997645 | 2727 | SH |  | SOLE |  | 2552 | 0 | 175 |
| MARRIOTT INTL INC NEW | CL A | 571903202 |  | 406023 | 2727 | SH |  | SOLE |  | 2442 | 0 | 285 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 |  | 722917 | 2139 | SH |  | SOLE |  | 2139 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 1013799 | 3847 | SH |  | SOLE |  | 3847 | 0 | 0 |
| MCKESSON CORP | COM | 58155Q103 |  | 502660 | 1340 | SH |  | SOLE |  | 1340 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 783196 | 7059 | SH |  | SOLE |  | 7059 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6214455 | 25913 | SH |  | SOLE |  | 24439 | 0 | 1474 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 241286 | 2838 | SH |  | SOLE |  | 2838 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 539638 | 6455 | SH |  | SOLE |  | 6455 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 430820 | 2948 | SH |  | SOLE |  | 2948 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 534717 | 3832 | SH |  | SOLE |  | 3832 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 579918 | 3210 | SH |  | SOLE |  | 2710 | 0 | 500 |
| PFIZER INC | COM | 717081103 |  | 803443 | 15680 | SH |  | SOLE |  | 15680 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 246588 | 1627 | SH |  | SOLE |  | 1627 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 45468 | 300 | SH |  | OTR |  | 300 | 0 | 0 |
| PROGRESSIVE CORP | COM | 743315103 |  | 733769 | 5657 | SH |  | SOLE |  | 5657 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 340814 | 3100 | SH |  | SOLE |  | 3100 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 279043 | 2765 | SH |  | SOLE |  | 2765 | 0 | 0 |
| S GLOBAL INC | COM | 78409V104 |  | 528200 | 1577 | SH |  | SOLE |  | 1577 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 681107 | 1781 | SH |  | SOLE |  | 1781 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 562554 | 1471 | SH |  | OTR |  | 1471 | 0 | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 |  | 315911 | 7724 | SH |  | SOLE |  | 7272 | 0 | 452 |
| SVB FINANCIAL GROUP | COM | 78486Q101 |  | 407808 | 1772 | SH |  | SOLE |  | 1772 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 696893 | 5256 | SH |  | SOLE |  | 5046 | 0 | 210 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 209623 | 2775 | SH |  | SOLE |  | 2775 | 0 | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 8309 | 110 | SH |  | OTR |  | 110 | 0 | 0 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 1807842 | 37476 | SH |  | SOLE |  | 36688 | 0 | 788 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 77714 | 1611 | SH |  | OTR |  | 1611 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 539953 | 6951 | SH |  | SOLE |  | 6683 | 0 | 268 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 2654101 | 19537 | SH |  | SOLE |  | 19537 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 1424054 | 19102 | SH |  | SOLE |  | 18286 | 0 | 816 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1661126 | 12861 | SH |  | SOLE |  | 12403 | 0 | 458 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 618850 | 7075 | SH |  | SOLE |  | 7075 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 910404 | 26620 | SH |  | SOLE |  | 24127 | 0 | 2493 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1207000 | 12290 | SH |  | SOLE |  | 12290 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 2974862 | 23906 | SH |  | SOLE |  | 23301 | 0 | 605 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 798697 | 16643 | SH |  | SOLE |  | 14614 | 0 | 2029 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 334240 | 4741 | SH |  | SOLE |  | 4741 | 0 | 0 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 786511 | 3314 | SH |  | SOLE |  | 3314 | 0 | 0 |
| STRYKER CORPORATION | COM | 863667101 |  | 714888 | 2924 | SH |  | SOLE |  | 2924 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 1182331 | 2147 | SH |  | SOLE |  | 2147 | 0 | 0 |
| UDR INC | COM | 902653104 |  | 232380 | 6000 | SH |  | OTR |  | 6000 | 0 | 0 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 |  | 783800 | 10820 | SH |  | SOLE |  | 10602 | 0 | 218 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 1455721 | 30692 | SH |  | SOLE |  | 30094 | 0 | 598 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 85374 | 1800 | SH |  | OTR |  | 1800 | 0 | 0 |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 |  | 282973 | 1292 | SH |  | SOLE |  | 1292 | 0 | 0 |
| VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 |  | 1370256 | 16563 | SH |  | SOLE |  | 16563 | 0 | 0 |
| VANGUARD WORLD FDS | INF TECH ETF | 92204A702 |  | 231891 | 726 | SH |  | SOLE |  | 726 | 0 | 0 |
| VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 |  | 1299714 | 15802 | SH |  | SOLE |  | 15802 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1200428 | 30796 | SH |  | SOLE |  | 30527 | 0 | 269 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 72541 | 1861 | SH |  | OTR |  | 1861 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 5129564 | 14600 | SH |  | SOLE |  | 14308 | 0 | 292 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 233583 | 2832 | SH |  | SOLE |  | 2832 | 0 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 107224 | 1300 | SH |  | OTR |  | 1300 | 0 | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 2440624 | 11975 | SH |  | SOLE |  | 11975 | 0 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 283423 | 1627 | SH |  | SOLE |  | 1627 | 0 | 0 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 973332 | 7326 | SH |  | SOLE |  | 7254 | 0 | 72 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 |  | 26572 | 200 | SH |  | OTR |  | 200 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 789222 | 4300 | SH |  | SOLE |  | 4300 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1434307 | 7502 | SH |  | SOLE |  | 7502 | 0 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 243610 | 6183 | SH |  | SOLE |  | 6183 | 0 | 0 |
| VERRA MOBILITY CORP | CL A COM STK | 92511U102 |  | 361889 | 26167 | SH |  | SOLE |  | 26167 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 1064354 | 5123 | SH |  | SOLE |  | 5123 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 631695 | 15299 | SH |  | SOLE |  | 15299 | 0 | 0 |
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 |  | 485850 | 410 | SH |  | SOLE |  | 370 | 0 | 40 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 262158 | 5215 | SH |  | SOLE |  | 5215 | 0 | 0 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 390779 | 10798 | SH |  | SOLE |  | 10798 | 0 | 0 |
| ZOETIS INC | CL A | 98978V103 |  | 810861 | 5533 | SH |  | SOLE |  | 5533 | 0 | 0 |

---