# EDGAR Filing Document

**Accession Number:** 0001811783
**File Stem:** 0001811783-26-000001
**Filing Date:** 2026-1
**Character Count:** 14865
**Document Hash:** 837cfc1ecaf2776fe730680fc7a5856d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001811783-26-000001.hdr.sgml**: 20260112

**ACCESSION NUMBER**: 0001811783-26-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260112

**DATE AS OF CHANGE**: 20260112

**EFFECTIVENESS DATE**: 20260112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Richard P Slaughter Associates Inc
- **CENTRAL INDEX KEY:** 0001811783

**ORGANIZATION NAME:**
- **EIN:** 742589344
- **STATE OF INCORPORATION:** TX
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-20292
- **FILM NUMBER:** 26525958

**BUSINESS ADDRESS:**
- **STREET 1:** 9600 N MOPAC EXPY
- **STREET 2:** SUITE 600
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78759
- **BUSINESS PHONE:** 5129180000

**MAIL ADDRESS:**
- **STREET 1:** 9600 N MOPAC EXPY
- **STREET 2:** SUITE 600
- **CITY:** AUSTIN
- **STATE:** TX
- **ZIP:** 78759

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Richard P Slaughter Associates Inc<br>**Address:** 9600 N MOPAC EXPY<br>SUITE 600<br>AUSTIN, TX 78759

**Form 13F File Number:** 028-20292

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brooks Slaughter<br>**Title:** President  Interim CCO<br>**Phone:** 5129180000

**Signature, Place, and Date of Signing:**

Brooks Slaughter  Austin, TX  01-12-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 109

**Form 13F Information Table Value Total:** $477089027

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 261774 | 1635 | SH |  | SOLE | 0 | 0 | 0 | 1635 |
| ABBVIE INC | COM | 00287Y109 |  | 983649 | 4305 | SH |  | SOLE | 0 | 0 | 0 | 4305 |
| AIR LEASE CORP | CL A | 00912X302 |  | 232191 | 3615 | SH |  | SOLE | 0 | 0 | 0 | 3615 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 223482 | 714 | SH |  | SOLE | 0 | 0 | 0 | 714 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 5896616 | 18791 | SH |  | SOLE | 0 | 0 | 0 | 18791 |
| AMAZON COM INC | COM | 023135106 |  | 5236300 | 22686 | SH |  | SOLE | 0 | 0 | 0 | 22686 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 227519 | 615 | SH |  | SOLE | 0 | 0 | 0 | 615 |
| ANGEL OAK FUNDS TRUST | OAK ULTRASHORT | 03463K752 |  | 34156748 | 667844 | SH |  | SOLE | 0 | 0 | 0 | 667844 |
| APPLE INC | COM | 037833100 |  | 13989363 | 51458 | SH |  | SOLE | 0 | 0 | 0 | 51458 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 491964 | 1913 | SH |  | SOLE | 0 | 0 | 0 | 1913 |
| BANK AMERICA CORP | COM | 060505104 |  | 894135 | 16257 | SH |  | SOLE | 0 | 0 | 0 | 16257 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1644168 | 3271 | SH |  | SOLE | 0 | 0 | 0 | 3271 |
| BLACKROCK ETF TRUST II | ISHARES SHORT-TE | 092528884 |  | 662994 | 13139 | SH |  | SOLE | 0 | 0 | 0 | 13139 |
| BLACKROCK ETF TRUST II | ISHARES FLEXIBLE | 092528603 |  | 1154660 | 21881 | SH |  | SOLE | 0 | 0 | 0 | 21881 |
| BONDBLOXX ETF TRUST | BLOOMBERG TEN YR | 09789C812 |  | 1338809 | 28966 | SH |  | SOLE | 0 | 0 | 0 | 28966 |
| BONDBLOXX ETF TRUST | BLOOMBERG TWENTY | 09789C796 |  | 1164148 | 30765 | SH |  | SOLE | 0 | 0 | 0 | 30765 |
| BROADCOM INC | COM | 11135F101 |  | 3507377 | 10134 | SH |  | SOLE | 0 | 0 | 0 | 10134 |
| CATALYST PHARMACEUTICALS INC | COM | 14888U101 |  | 490980 | 21036 | SH |  | SOLE | 0 | 0 | 0 | 21036 |
| CATERPILLAR INC | COM | 149123101 |  | 244615 | 427 | SH |  | SOLE | 0 | 0 | 0 | 427 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 |  | 667088 | 3595 | SH |  | SOLE | 0 | 0 | 0 | 3595 |
| CHEVRON CORP NEW | COM | 166764100 |  | 222976 | 1463 | SH |  | SOLE | 0 | 0 | 0 | 1463 |
| COLUMBIA ETF TR II | EM CORE EX ETF | 19762B202 |  | 7218815 | 188186 | SH |  | SOLE | 0 | 0 | 0 | 188186 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 444967 | 516 | SH |  | SOLE | 0 | 0 | 0 | 516 |
| CUMMINS INC | COM | 231021106 |  | 253183 | 496 | SH |  | SOLE | 0 | 0 | 0 | 496 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 |  | 997193 | 25188 | SH |  | SOLE | 0 | 0 | 0 | 25188 |
| ELI LILLY  CO | COM | 532457108 |  | 960764 | 894 | SH |  | SOLE | 0 | 0 | 0 | 894 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2434960 | 20234 | SH |  | SOLE | 0 | 0 | 0 | 20234 |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 31609A503 |  | 40993530 | 1126815 | SH |  | SOLE | 0 | 0 | 0 | 1126815 |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 33737A108 |  | 7530420 | 49212 | SH |  | SOLE | 0 | 0 | 0 | 49212 |
| GE AEROSPACE | COM NEW | 369604301 |  | 210384 | 683 | SH |  | SOLE | 0 | 0 | 0 | 683 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 |  | 12464718 | 245079 | SH |  | SOLE | 0 | 0 | 0 | 245079 |
| GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | 381430438 |  | 214162 | 2516 | SH |  | SOLE | 0 | 0 | 0 | 2516 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 |  | 1254707 | 29220 | SH |  | SOLE | 0 | 0 | 0 | 29220 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US | 381430602 |  | 20313131 | 268586 | SH |  | SOLE | 0 | 0 | 0 | 268586 |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 41653L503 |  | 1362710 | 34843 | SH |  | SOLE | 0 | 0 | 0 | 34843 |
| HOME DEPOT INC | COM | 437076102 |  | 647940 | 1883 | SH |  | SOLE | 0 | 0 | 0 | 1883 |
| INNOVATOR ETFS TRUST | PREM INCM 30 BAR | 45783Y616 |  | 412601 | 16739 | SH |  | SOLE | 0 | 0 | 0 | 16739 |
| INNOVATOR ETFS TRUST | DEFINED WLT SHLD | 45783Y855 |  | 569201 | 16986 | SH |  | SOLE | 0 | 0 | 0 | 16986 |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 45782C532 |  | 276053 | 6964 | SH |  | SOLE | 0 | 0 | 0 | 6964 |
| INTEL CORP | COM | 458140100 |  | 211068 | 5720 | SH |  | SOLE | 0 | 0 | 0 | 5720 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 212246 | 717 | SH |  | SOLE | 0 | 0 | 0 | 717 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 8051544 | 119779 | SH |  | SOLE | 0 | 0 | 0 | 119779 |
| ISHARES INC | ESG AWR MSCI EM | 46434G863 |  | 234808 | 5316 | SH |  | SOLE | 0 | 0 | 0 | 5316 |
| ISHARES TR | MSCI USA VALUE | 46432F388 |  | 462694 | 3384 | SH |  | SOLE | 0 | 0 | 0 | 3384 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 225638 | 1130 | SH |  | SOLE | 0 | 0 | 0 | 1130 |
| ISHARES TR | EAFE SML CP ETF | 464288273 |  | 473553 | 6108 | SH |  | SOLE | 0 | 0 | 0 | 6108 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 |  | 1559951 | 16405 | SH |  | SOLE | 0 | 0 | 0 | 16405 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 |  | 1333336 | 6713 | SH |  | SOLE | 0 | 0 | 0 | 6713 |
| ISHARES TR | RUS TP200 VL ETF | 464289420 |  | 37798185 | 411476 | SH |  | SOLE | 0 | 0 | 0 | 411476 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 219174 | 1042 | SH |  | SOLE | 0 | 0 | 0 | 1042 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 43031768 | 155383 | SH |  | SOLE | 0 | 0 | 0 | 155383 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 8594777 | 189104 | SH |  | SOLE | 0 | 0 | 0 | 189104 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 |  | 382416 | 8317 | SH |  | SOLE | 0 | 0 | 0 | 8317 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 |  | 372960 | 788 | SH |  | SOLE | 0 | 0 | 0 | 788 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 4442450 | 18047 | SH |  | SOLE | 0 | 0 | 0 | 18047 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 2724146 | 30451 | SH |  | SOLE | 0 | 0 | 0 | 30451 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 3220039 | 33448 | SH |  | SOLE | 0 | 0 | 0 | 33448 |
| ISHARES TR | MORNINGSTR US EQ | 464287127 |  | 471994 | 5001 | SH |  | SOLE | 0 | 0 | 0 | 5001 |
| ISHARES U S ETF TR | SHORT MATURITY M | 46431W838 |  | 5204145 | 103421 | SH |  | SOLE | 0 | 0 | 0 | 103421 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 |  | 2657240 | 52525 | SH |  | SOLE | 0 | 0 | 0 | 52525 |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 46641Q134 |  | 56485578 | 754348 | SH |  | SOLE | 0 | 0 | 0 | 754348 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 46641Q886 |  | 1009017 | 9286 | SH |  | SOLE | 0 | 0 | 0 | 9286 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | 46654Q716 |  | 740272 | 13691 | SH |  | SOLE | 0 | 0 | 0 | 13691 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 5196288 | 102008 | SH |  | SOLE | 0 | 0 | 0 | 102008 |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | 46641Q308 |  | 263629 | 4341 | SH |  | SOLE | 0 | 0 | 0 | 4341 |
| JABIL INC | COM | 466313103 |  | 750870 | 3293 | SH |  | SOLE | 0 | 0 | 0 | 3293 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1296335 | 6264 | SH |  | SOLE | 0 | 0 | 0 | 6264 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 2315795 | 7187 | SH |  | SOLE | 0 | 0 | 0 | 7187 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 940810 | 1648 | SH |  | SOLE | 0 | 0 | 0 | 1648 |
| META PLATFORMS INC | CL A | 30303M102 |  | 3082620 | 4670 | SH |  | SOLE | 0 | 0 | 0 | 4670 |
| MICROSOFT CORP | COM | 594918104 |  | 9824257 | 20314 | SH |  | SOLE | 0 | 0 | 0 | 20314 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 298783 | 1683 | SH |  | SOLE | 0 | 0 | 0 | 1683 |
| NEOS ETF TRUST | NEOS ENH INC 1-3 | 78433H501 |  | 34157548 | 686860 | SH |  | SOLE | 0 | 0 | 0 | 686860 |
| NETFLIX INC | COM | 64110L106 |  | 965634 | 10299 | SH |  | SOLE | 0 | 0 | 0 | 10299 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 426768 | 5316 | SH |  | SOLE | 0 | 0 | 0 | 5316 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 9779874 | 52439 | SH |  | SOLE | 0 | 0 | 0 | 52439 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 453263 | 2550 | SH |  | SOLE | 0 | 0 | 0 | 2550 |
| PGIM ROCK ETF TR | S 500 BUFFER | 69420N783 |  | 13018522 | 441890 | SH |  | SOLE | 0 | 0 | 0 | 441890 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 1110362 | 11066 | SH |  | SOLE | 0 | 0 | 0 | 11066 |
| PIMCO ETF TR | MULTISECTOR BD | 72201R585 |  | 1016215 | 38089 | SH |  | SOLE | 0 | 0 | 0 | 38089 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 86965 | 18000 | SH | Put | SOLE | 0 | 0 | 0 | 18000 |
| PROCORE TECHNOLOGIES INC | COM | 74275K108 |  | 1309320 | 18000 | SH |  | SOLE | 0 | 0 | 0 | 18000 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 261581 | 1825 | SH |  | SOLE | 0 | 0 | 0 | 1825 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 207007 | 6346 | SH |  | SOLE | 0 | 0 | 0 | 6346 |
| SELECT SECTOR SPDR TR | STATE STREET TEC | 81369Y803 |  | 290963 | 2021 | SH |  | SOLE | 0 | 0 | 0 | 2021 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 408873 | 9207 | SH |  | SOLE | 0 | 0 | 0 | 9207 |
| SPDR SERIES TRUST | STATE STREET SPD | 78468R531 |  | 1664731 | 25166 | SH |  | SOLE | 0 | 0 | 0 | 25166 |
| SPDR SERIES TRUST | STATE STREET SPD | 78464A805 |  | 281793 | 3416 | SH |  | SOLE | 0 | 0 | 0 | 3416 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 1071516 | 3526 | SH |  | SOLE | 0 | 0 | 0 | 3526 |
| TESLA INC | COM | 88160R101 |  | 2628164 | 5844 | SH |  | SOLE | 0 | 0 | 0 | 5844 |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 92189F387 |  | 311759 | 13608 | SH |  | SOLE | 0 | 0 | 0 | 13608 |
| VANECK ETF TRUST | LONG MUNI ETF | 92189F536 |  | 401250 | 22888 | SH |  | SOLE | 0 | 0 | 0 | 22888 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 371831 | 5020 | SH |  | SOLE | 0 | 0 | 0 | 5020 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 |  | 483074 | 1599 | SH |  | SOLE | 0 | 0 | 0 | 1599 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 906361 | 5110 | SH |  | SOLE | 0 | 0 | 0 | 5110 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 983414 | 1568 | SH |  | SOLE | 0 | 0 | 0 | 1568 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 200427 | 777 | SH |  | SOLE | 0 | 0 | 0 | 777 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 1421965 | 4241 | SH |  | SOLE | 0 | 0 | 0 | 4241 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 206651 | 1082 | SH |  | SOLE | 0 | 0 | 0 | 1082 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 |  | 1752999 | 6280 | SH |  | SOLE | 0 | 0 | 0 | 6280 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 435864 | 2058 | SH |  | SOLE | 0 | 0 | 0 | 2058 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 838710 | 15601 | SH |  | SOLE | 0 | 0 | 0 | 15601 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 3257972 | 44290 | SH |  | SOLE | 0 | 0 | 0 | 44290 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 880337 | 14092 | SH |  | SOLE | 0 | 0 | 0 | 14092 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 |  | 8196787 | 19858 | SH |  | SOLE | 0 | 0 | 0 | 19858 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 |  | 3707144 | 26262 | SH |  | SOLE | 0 | 0 | 0 | 26262 |
| VISA INC | COM CL A | 92826C839 |  | 1146822 | 3270 | SH |  | SOLE | 0 | 0 | 0 | 3270 |
| WALMART INC | COM | 931142103 |  | 1529214 | 13726 | SH |  | SOLE | 0 | 0 | 0 | 13726 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 |  | 4577966 | 53625 | SH |  | SOLE | 0 | 0 | 0 | 53625 |

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