# EDGAR Filing Document

**Accession Number:** 0001315098
**File Stem:** 0001209191-23-013727
**Filing Date:** 2023-2
**Character Count:** 8385
**Document Hash:** 04e8daa757f5e42f3a1771c2d4b4baa0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-013727.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0001209191-23-013727

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230224

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Lee Anthony P
- **CENTRAL INDEX KEY:** 0001834988

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39763
- **FILM NUMBER:** 23686772

**MAIL ADDRESS:**
- **STREET 1:** 970 PARK PLACE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Roblox Corp
- **CENTRAL INDEX KEY:** 0001315098
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-PREPACKAGED SOFTWARE [7372]
- **IRS NUMBER:** 200991664
- **STATE OF INCORPORATION:** DE

**BUSINESS ADDRESS:**
- **STREET 1:** 970 PARK PLACE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403
- **BUSINESS PHONE:** (888) 858-2569

**MAIL ADDRESS:**
- **STREET 1:** 970 PARK PLACE
- **CITY:** SAN MATEO
- **STATE:** CA
- **ZIP:** 94403

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Lee Anthony P<br><sub>(Last) (First) (Middle)</sub><br>C/O ROBLOX CORPORATION<br>970 PARK PLACE<br><sub>(Street)</sub><br>SAN MATEO, CA 94403<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-24 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[ ] Officer (give title below) [ ] Other (specify below)<br>_ _ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Roblox Corp [ RBLX ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-02-24 |  | J<sup>(1)</sup> |  | 510396 | A | $0.00 | 2052888<sup>(2)</sup> | I | See Footnotes |
| Class A Common Stock | 2023-02-24 |  | J<sup>(3)</sup> |  | 72379 | A | $0.00 | 228863<sup>(4)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 56917<sup>(5)(6)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 279913<sup>(6)(7)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 111112<sup>(6)(8)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 16754141<sup>(6)(9)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 2343508<sup>(6)(10)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 11668468<sup>(6)(11)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 25162039<sup>(6)(12)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 545770<sup>(6)(13)</sup> | I | See Footnotes |
| Class A Common Stock |  |  |  |  |  |  |  | 13951314<sup>(6)(14)</sup> | I | See Footnotes |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Represents shares received in pro-rata in-kind distribution of shares of the Issuer's Class A Common Stock from Altos Management Partners IV, LLC, Altos Management IV LR GP, LLC, Altos Roblox SPV 2, LLC, Altos Roblox Management Partners, LLC and Altos Hybrid 2 GP, LLC.

(2) These shares are held directly by Fallen Leaf Revocable Trust for which the Reporting Person serves as trustee.  The Reporting Person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.

(3) Represents shares received in pro-rata in-kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox 2020 Management Partners, LLC.

(4) These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the Reporting Person serves as managing member.  The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

(5) These shares are held directly by Altos Ventures Management Inc.

(6) The Reporting Person is one of managing members of the general partners and managers of the respective entities that hold shares reported herein (the Altos Funds).  The Reporting Person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any.  This report shall not be deemed an admission that the Reporting Person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose.

(7) These shares are held directly by Altos Hybrid 2, L.P.

(8) These shares are held directly by Altos Hybrid 4, L.P.

(9) These shares are held directly by Altos Roblox SPV 1, LLC.

(10) These shares are held directly by Altos Roblox SPV 2, LLC.

(11) These shares are held directly by Altos Roblox SPV 2020, LLC.

(12) These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.

(13) These shares are held directly by Altos Ventures IV Reserve Fund, L.P.

(14) These shares are held directly by Altos Ventures IV, L.P.

**Signature:** /s/ Anthony P. Lee  
**Date:** 2023-02-28

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**