# EDGAR Filing Document

**Accession Number:** 0001484612
**File Stem:** 0001193125-26-248239
**Filing Date:** 2026-5
**Character Count:** 60398
**Document Hash:** c3763f7504ff93162a7d988b23c38ea2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-26-248239.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001193125-26-248239

**CONFORMED SUBMISSION TYPE**: SD

**PUBLIC DOCUMENT COUNT**: 2

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Outset Medical, Inc.
- **CENTRAL INDEX KEY:** 0001484612
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
- **ORGANIZATION NAME:** 08 Industrial Applications and Services
- **EIN:** 200514392
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SD
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39513
- **FILM NUMBER:** 261044246

**BUSINESS ADDRESS:**
- **STREET 1:** 3052 ORCHARD DRIVE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95134
- **BUSINESS PHONE:** 669-231-8200

**MAIL ADDRESS:**
- **STREET 1:** 3052 ORCHARD DRIVE
- **CITY:** SAN JOSE
- **STATE:** CA
- **ZIP:** 95134

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Home Dialysis Plus, Ltd.
- **DATE OF NAME CHANGE:** 20100219

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

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**FORM SD**

**Specialized Disclosure Report**

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**Outset Medical, Inc.**

(Exact name of the registrant as specified in its charter)

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| | | | |
|:---|:---|:---|:---|
| **Delaware** | **001-39513** | **001-39513** | **20-0514392** |
| (State or other jurisdiction of incorporation) | (Commission file number) | (Commission file number) | (I.R.S. Employer Identification No.) |
| **3052 Orchard Drive, San Jose, California** | **3052 Orchard Drive, San Jose, California** | **95134** | **95134** |
| (Address of principal executive offices) | (Address of principal executive offices) | (Zip Code) | (Zip Code) |

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| |
|:---|
| **Leslie Trigg**<br>**(669) 231-8200** |
| (Name and telephone number, including area code, of the person to contact in connection with this report.) |

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Check the appropriate box to indicate the rule pursuant to which this form is being filed:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2025 to December 31, 2025. <br> ☐ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended________.

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**Section 1 – Conflict Minerals Disclosure**

**Item 1.01 Conflict Minerals Disclosure and Report**

This Specialized Disclosure Report on Form SD (the "Form SD") of Outset Medical, Inc. ("Outset") is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2025 to December 31, 2025.

A copy of Outset's Conflict Minerals Report is filed as Exhibit 1.01 and incorporated herein by reference, and is publicly available on Outset's website at https://investors.outsetmedical.com/financial-information/sec-filings. Information posted on or accessible through this website is not incorporated by reference nor otherwise included in this report, and any references to this website are intended to be inactive textual references only.

**Item 1.02 Exhibit**

As specified in Section 2, Item 2.01 of this Form SD, Outset is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

**Section 2 – Resource Extraction Issuer Disclosure**

**Item 2.01 Resource Extraction Issuer Disclosure and Report**

Not applicable.

**Section 3 – Exhibits**

**Item 3.01 Exhibits**

The following exhibit is filed as part of this report.

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| | |
|:---|:---|
| **Exhibit Number** | **Description** |
| 1.01 | [<u>Conflict Minerals Report of Outset Medical, Inc. for the reporting period from January 1, 2025 to December 31, 2025</u>](om-ex1_01.htm) |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

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| | |
|:---|:---|
| **Outset Medical, Inc.** |  |
| (Registrant) |  |
| By: /s/ John Brottem | May 29, 2026 |
| John Brottem<br>*General Counsel* | (Date) |

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## Exhibit 1.01

**Exhibit 1.01**

**Conflict Minerals Report of Outset Medical, Inc.** 

**for the reporting period from January 1, 2025 to December 31, 2025**

**Introduction**

This Conflict Minerals Report (the "Report") of Outset Medical, Inc. ("Outset") has been prepared pursuant to Rule 13p-1 (the "Rule") under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for calendar year 2025 (the "Reporting Period").

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which are collectively referred to in this Report as "Conflict Minerals," are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The "Covered Countries," for the purposes of the Rule and this Report, are the Democratic Republic of the Congo ("DRC") and each adjoining country. Certain other terms in this Report are defined in the Rule, Form SD or SEC Release No. 34-67716 issued by the U.S. Securities and Exchange Commission ("SEC") on August 22, 2012, and the reader is referred to those sources for such definitions.

**Company and Product Overview**

Outset is headquartered in the United States and operates a manufacturing facility in Mexico. Outset is a medical technology company pioneering a first-of-its-kind technology to improve clinical outcomes in dialysis with less cost and complexity. We believe the Tablo® Hemodialysis System, cleared by the U.S. Food and Drug Administration for use from the hospital to the home, represents a significant technological advancement that transforms the dialysis experience for patients and operationally simplifies it for providers. Tablo serves as a single enterprise solution designed to be utilized across the continuum of care, allowing dialysis to be delivered anytime, anywhere and by virtually anyone.

The Tablo Hemodialysis System includes: (i) the Tablo console, a compact, mobile machine consisting of an integrated water purification, on-demand dialysate production system and touchscreen interface and (ii) the Tablo cartridge, a disposable single use pre-strung cartridge that clicks into place and consists of pre-configured blood, saline, and infusion tubing. In addition, TabloCart is an accessory for the Tablo system that provides added maneuverability and optional prefiltration or storage.

This Report relates to products: (i) for which Conflict Minerals are necessary to their functionality or production; (ii) that were manufactured, or contracted to be manufactured, by Outset; and (iii) for which the manufacture was completed during the Reporting Period. These products, which are referred to in this Report collectively as the "Covered Products," include the Tablo console and TabloCart. Based on our assessment of the underlying components, which contain only plastics, we determined that Tablo cartridges manufactured or contracted to be manufactured by us in 2025 did not contain Conflict Minerals. As a result, Tablo cartridges are not Covered Products for this Reporting Period.

**Supply Chain Overview**

As a "downstream" purchaser of products or components that contain Conflict Minerals, we are at the end of a very long supply chain where we manufacture or contract to manufacture products and do not directly source Conflict Minerals from mines, smelters or refiners nor specifically design Conflict Minerals into our products.

**Reasonable Country-of-Origin Inquiry**

We conducted a good faith, reasonable country-of-origin inquiry ("RCOI") regarding the Conflict Minerals that were necessary to the functionality or production of the Covered Products (the "necessary Conflict Minerals"). This RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals originated in the Covered Countries and whether any of the necessary Conflict Minerals may have been from recycled or scrap sources.

We compiled a list of Tier 1 (i.e., direct) suppliers in the bill of materials for the Covered Products for which the manufacture was completed during the Reporting Period, and considered these 92 suppliers to fall within the scope of our RCOI. In this Report, we refer to these suppliers as "in-scope suppliers".

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We engaged a third-party service provider, Source Intelligence, to assist us with certain elements of our RCOI and due diligence efforts as described below. Following an introductory email from Outset outlining our Conflict Minerals program requirements and identifying Source Intelligence as a partner, in-scope suppliers were contacted by Source Intelligence as part of the RCOI process. These suppliers were first asked a short set of questions including whether the products they supplied to Outset contain Conflict Minerals. Suppliers that indicated that the products they supplied to Outset do not contain Conflict Minerals were deemed responsive to the inquiry and were not asked to provide additional information, while suppliers that indicated that the products they supplied to Outset do contain Conflict Minerals were asked to complete and submit a Conflict Minerals Reporting Template ("CMRT") developed by the Responsible Minerals Initiative ("RMI"). The CMRT provided a standardized method for collecting representations, statements and data from these suppliers related to the presence, use, source and chain of custody of the Conflict Minerals in supplier components that are incorporated in the Covered Products. Following multiple reminder emails from Source Intelligence, Outset directly contacted suppliers that were unresponsive to Source Intelligence's communications and requested that they complete and submit a CMRT.

Source Intelligence maintained an online platform for submission, validation and management of supplier responses. Suppliers generally uploaded their completed CMRTs to the online platform or completed an online version of the CMRT. Of the 92 in-scope suppliers contacted, approximately 83% (76 suppliers) responded to Outset's request by providing a completed CMRT or otherwise confirming that the products they supplied to Outset do not contain Conflict Minerals.

**Design of Due Diligence**

We designed our due diligence measures to conform, in all material respects, to the internationally recognized due diligence framework in The Organisation for Economic Co-operation and Development ("OECD") Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the "OECD Guidance"), consistent with our position in the minerals supply chain as a downstream purchaser. The scope of our due diligence remained on Conflict Minerals - namely gold, tantalum, tin and tungsten, or 3TG.

**Description of Due Diligence Measures**

Our due diligence measures performed with respect to Covered Products for the Reporting Period included the following:

1.***OECD Step 1 - Establish Strong Company Management Systems***

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•<u>Conflict Minerals Policy</u>*.* We adopted a Conflict Minerals policy that outlines our commitment to responsible sourcing and compliance with the rules relating to the use of Conflict Minerals necessary to manufacture our products. As set forth in our policy, we expect our suppliers to establish policies and systems designed to ensure proper tracing, monitoring and reporting of Conflict Minerals in their supply chains, to source Conflict Minerals from smelters or refiners that have been independently validated as conflict-free, and to provide related information to us upon our request. Our Conflict Minerals policy was communicated to in-scope suppliers during the Reporting Period, and is posted on our external website at: https://investors.outsetmedical.com/static-files/5a435725-69e9-45c1-a31e-0e989f952b5a.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•<u>Conflict Minerals Team</u>*.* A cross-functional team comprised of individuals from our supply chain and legal functions is responsible for managing and implementing our Conflict Minerals program. The project team met regularly over the course of 2025 and into 2026, reporting to senior management, as needed, to provide updates regarding our Conflict Minerals program and due diligence results. We engaged Source Intelligence to assist with certain elements of our Conflict Minerals program, including engaging with suppliers, collecting, processing and storing supplier responses through its online platform, reviewing and validating supplier responses, helping to identify and resolve quality control flags, and identifying potential risks. The internal project team worked collaboratively with Source Intelligence in connection with its RCOI and due diligence efforts.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•<u>System of Controls and Transparency</u>. In an effort to enhance its due diligence processes and improve the accuracy and completeness of supplier data, the internal project team met regularly to discuss, and worked with Source Intelligence to help document, internal operating procedures for scoping suppliers, conducting supplier outreach and follow-up, reviewing supplier responses, escalating issues related to non-responsive suppliers and data quality control, and addressing such issues. Source Intelligence maintained an online data collection platform for Outset which included the status of supplier outreach, records of supplier responses, validation of responses, information related to quality control efforts and risk classification information. The team regularly reviewed and monitored the online platform and collaborated with Source Intelligence throughout the diligence process, including via periodic meetings.

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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•<u>Strengthen Engagement with Suppliers</u>*.* As discussed above, we worked collaboratively with Source Intelligence to engage with in-scope suppliers. To strengthen supplier engagement and training and facilitate supplier responsiveness to our inquiry, we offered suppliers access to online learning and help centers maintained by Source Intelligence. Through the learning center, suppliers were given access to tools to facilitate a deeper understanding of the Conflict Minerals rules and why the information was being requested, including links to multi-lingual training materials and other resources that covered topics such as how to collect and validate smelter data, how to complete a CMRT and how to manage a Conflict Minerals program. Through the help center, suppliers had an opportunity to seek help-desk support from Source Intelligence's team of supplier support specialists. Representatives of Source Intelligence also offered assistance to suppliers as needed in connection with the follow-up outreach. In addition, to enhance our monitoring of suppliers and better communicate our expectations for responsible business conduct in general, we have deployed a Supplier Code of Conduct to our suppliers which includes a certification regarding policies and systems for conflict-free sourcing and providing related information to us upon our request.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•<u>Grievance Mechanism</u>. Our publicly available Conflict Minerals policy directs suppliers and other external parties to report any questions or concerns about the policy by contacting Outset at conflictminerals@outsetmedical.com.

2.***OECD Step 2 - Identify and Assess Risk in the Supply Chain***

To identify risk in our supply chain, we relied on our suppliers to provide information on the presence, use, source and chain of custody of the Conflict Minerals contained in supplier products or components included in the Covered Products. Following an initial inquiry, completed CMRTs were requested from in scope suppliers as appropriate. Source Intelligence assisted with reviewing suppliers' completed CMRTs, evaluated supplier responses for plausibility, consistency and gaps in information, and followed up with suppliers to request clarification or additional information or otherwise address quality control flags.

Source Intelligence maintains a smelter and refiner database to document (i) which facilities are known metal processors (i.e., verified) based on lists published by the RMI as well as its own research and direct supplier outreach, (ii) which companies are exclusive recyclers, (iii) mine country of origin information and (iv) conflict-free certification status. To verify smelters and refiners listed by suppliers in completed CMRTs, Source Intelligence compared the identified facilities against its list of known metal processors. Supplier responses listing entities that are not verified smelters or refiners were flagged during the quality control process and suppliers were asked for further clarification.

To determine conflict-free certification status, Source Intelligence compared the verified smelters and refiners against lists of facilities that have been certified as conflict-free by independent third-party audit programs, specifically the Responsible Minerals Assurance Process ("RMAP"), developed by the RMI, the London Bullion Market Association (LBMA) Good Delivery Program and the Responsible Jewellery Council (RJC) Chain-of-Custody Certification.

Through its platform, Source Intelligence assigned a risk classification to each submitted CMRT to indicate the level of risk associated with the data provided in such CMRT and provide us with certain risk indicators designed to inform our internal risk mitigation policies and procedures. These CMRT risk classifications are based on the smelter and refiner data provided in a given CMRT (including mine country of origin information, the associated country risk level, and conflict-free certification status), as well as any flags that are raised and remain unresolved through the quality control process, such as incomplete or inconsistent responses.

3.***OECD Step 3 - Design and Implement a Strategy to Respond to Risk***

We determine on a case-by-case basis the appropriate risk mitigation strategy for supply chain risks identified in the course of our due diligence efforts, including where suppliers do not cooperate with our information requests or ultimately, notwithstanding encouragement from Outset, do not meet our expectations with respect to responsible conflict-free sourcing. Potential outcomes include providing access to additional education and training, cautioning the supplier, requiring additional information or corrective actions from the supplier to address our concerns, continuing to work with the supplier while risks are addressed and escalating issues to senior management as appropriate. For any supplier that is ultimately unable to source Outset's materials from smelters or refiners that have been certified as conflict-free by an independent third-party audit program, we plan to assess the risks on a case-by-case basis and determine proper strategies, taking into consideration various factors including supplier size and capabilities, and whether products and technologies provided by the supplier can be dual-sourced, developed, or ultimately, replaced.

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4.***OECD Step 4 - Independent Third-Party Audit of Smelter/Refiner's Due Diligence Practices***

As a downstream purchaser, we do not have a direct relationship with the smelters and refiners in our supply chain, and we do not perform or direct audits of these entities. Instead, we rely on audits performed by independent third party audit programs, specifically the RMAP, LMBA Good Delivery Program and the RJC Chain-of-Custody Certification. These audit programs evaluate smelter and refiner activities and determine whether the smelter or refiner demonstrates that it has systems and controls in place to ensure that all materials it processes originate from conflict-free sources.

In addition, Source Intelligence attempts to directly contact smelters and refiners that are not currently certified as conflict-free to gain more information about their sourcing practices, including countries of origin and transfer, whether there are internal due diligence procedures in place or other processes the entity takes to track the chain-of-custody on the source of its mineral ores. Source Intelligence also performs internet research to determine whether there are any outside sources of information regarding the facility's sourcing practices.

5.***OECD Step 5 - Report on Supply Chain Due Diligence***

We expect to report annually, to the extent required by the Rule, and have posted our Form SD containing this Report on our website at: https://investors.outsetmedical.com/financial-information/sec-filings.

**Results of Due Diligence Performed**

The due diligence measures described above revealed the following:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Of the 92 in-scope suppliers contacted for the Reporting Period, approximately 83% (76 suppliers) responded by providing completed CMRTs or otherwise confirming that the products they supplied to Outset do not contain Conflict Minerals, and are considered "responsive." The remaining 17% (16 suppliers) did not provide a completed CMRT even after our and Source Intelligence's follow-up outreach efforts and are considered "non-responsive."

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Of the 76 responsive suppliers, approximately 42 reported having no Conflict Minerals in their products and 34 reported having Conflict Minerals in their products.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Of the 358 verified smelters and refiners reported by our in-scope suppliers (as set forth on <u>Appendix 1</u>), approximately 67% have been certified as conflict-free by at least one independent third-party audit program, or are actively moving through the certification process.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•While 43 of the 358 verified smelters and refiners are believed to source from at least one Covered Country based on information in Source Intelligence's smelter database, 37 of these 43 entities have been certified as conflict-free by at least one independent third party audit program.

With respect to those responsive suppliers that listed in their CMRTs one or more smelters or refiners which, based on Source Intelligence's smelter database, are believed to source from at least one Covered Country but have not been independently certified as conflict-free, a substantial majority provided a company-level CMRT, rather than a product-level response specific to the components supplied to Outset and incorporated in the Covered Products. In addition, Source Intelligence's smelter database identifies all countries from which a particular metal processor is believed to source materials on an enterprise-wide basis. As a result, we are unable to trace the Conflict Minerals sourced from specific smelters or refiners to particular products, and are thus unable to confirm whether such Conflict Minerals were contained in components supplied to us. Consequently, we believe our data may contain a number of "false positives" in relation to the risk that necessary Conflict Minerals actually supplied to us and used in the Covered Products were sourced from a smelter or refiner that in turn sourced them from a Covered Country and is not certified-as conflict free.

***Identified Smelters and Refiners***

We have listed on <u>Appendix 1</u> the verified smelters and refiners (by metal) identified by our in-scope suppliers in completed CMRTs as a result of our RCOI and due diligence, as well as, based on information from the Source Intelligence smelter database, the RMI identification, location and conflict-free certification status of each smelter and refiner.

Out of the 34 suppliers that reported having Conflict Minerals in their products, 28 provided company-level responses (*i.e*., information regarding all Conflict Minerals used in every component and product they manufacture), 4 provided product-level responses (*i.e.*, information for the particular types of products and components they supplied to Outset), and 2 provided

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responses at a different level defined by the supplier within the CMRT. As a result, some of the smelters and refiners reported to Outset and identified on <u>Appendix 1</u> may not actually have been used to process the necessary Conflict Minerals in the Covered Products.

***Identified Countries of Origin***

We do not have sufficient information to reliably determine the countries of origin of all the necessary Conflict Minerals in the Covered Products given that certain suppliers provided inconsistent or incomplete responses or provided information at the company-level. However, based on the smelters and refiners listed by in-scope suppliers in completed CMRTs, combined with associated mine country of origin information from Source Intelligence's smelter database, the countries of origin may include the countries listed on <u>Appendix 2</u>. As discussed above, because the majority of responsive suppliers provided information at the company-level, and because Source Intelligence's smelter database tracks mine country of origin information for metal processors on an enterprise-wide basis, we believe there are likely countries of origin in <u>Appendix 2</u> that are not countries of origin of the necessary Conflict Minerals included in the Covered Products. As a result, we are unable to reliably determine whether any of the necessary Conflict Minerals in the Covered Products originated in the Covered Countries or whether such Conflict Minerals were entirely from recycled or scrap sources or were from other conflict-free sources.

***Efforts to Determine Mine or Location of Origin***

Our efforts to determine the mines or locations of origin included the use of the due diligence measures described above.

**Future Due Diligence and Risk Mitigation Measures**

As we continue our Conflict Minerals program, we intend to take the following steps to further enhance our due diligence measures and to mitigate the risk that, with respect to any of the Covered Products, necessary Conflict Minerals were used, directly or indirectly, to finance or benefit armed groups in the Covered Countries:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Encourage our suppliers to implement responsible sourcing by using Conflict Minerals only from smelters or refiners that have been independently certified as conflict-free, including by reiterating our expectations as outlined in our Conflict Minerals policy to in-scope suppliers;

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Further develop, refine and implement our risk mitigation strategy for supply chain risks identified in the course of our due diligence; and

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•Continue to engage a third-party service provider to assist with engaging suppliers, collecting, processing and storing supplier responses through an online platform, reviewing and validating supplier responses, identifying and resolving quality control flags, identifying potential risks, and conducting follow-up outreach with non-responsive suppliers and suppliers identified as having quality control flags.

**Inherent Limitations on Due Diligence Measures**

Our supply chain with respect to the Covered Products is complex, and our procurement and manufacturing process is significantly removed from the sourcing, mining, smelting and refining of Conflict Minerals. As a result, we do not have direct contractual relationships with smelters, refiners or mines, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. Moreover, we believe that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals and, therefore, have taken steps to identify the applicable smelters and refiners of necessary Conflict Minerals in our supply chain using the CMRT. However, tracing these minerals to their sources is a challenge that requires us to rely on our direct suppliers in our efforts to achieve supply chain transparency, including obtaining information regarding the origin of the necessary Conflict Minerals. The information provided by suppliers or third-party service providers may be inaccurate or incomplete or subject to other irregularities. In addition, because of our relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, our ability to verify the accuracy of information reported by suppliers is limited.

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**Cautionary Note on Forward-Looking Statements**

Forward-looking statements in this Report are made pursuant to the safe harbor provisions of Section 21E of the Exchange Act, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly historical statements, including without limitation, our intentions and expectations regarding future supplier engagement, due diligence and risk mitigation efforts, strategy and future reporting, constitute forward-looking statements that involve risks and uncertainties. Words such as "expect," "anticipate," "target," "goal," "project," "intend," "plan," "believe," "seek," "estimate," "evaluate," "may," "will," "should," "would," "could," "potential," "forecast," "guidance," "outlook," "predicts," variations of these words, and similar expressions are intended to identify such forward-looking statements. Actual results could differ materially from the forward-looking statements. Forward-looking statements are subject to the occurrence of many events outside our control. Risks and uncertainties that could cause actual results to differ include, without limitation, the possibility of future regulatory changes and other developments relating to Conflict Minerals disclosures, changes in or developments related to our products or supply chain, changes to our supplier base, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others, as well as the other risks and uncertainties further described in the "Risk Factors" section of our most recent Annual Report and Quarterly Report, as well as in our other reports filed with or furnished to the SEC. Forward-looking statements should be considered in light of these risks and uncertainties. Investors and others are cautioned not to place undue reliance on forward-looking statements.

We have provided information as of the date of this Report and undertake no obligation to revise or update any forward-looking statements for any reason. Subsequent events, such as the inability or unwillingness of any of our suppliers, smelters or refiners to comply with Outset's Conflict Minerals policy, may affect our future disclosures and determinations under the Rule. In addition, our due diligence and reporting obligations under the Rule may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this Report.

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**<u>APPENDIX 1</u>**

**Smelters and Refiners by Metal**

Based on the information that was provided by our in-scope suppliers in completed CMRTs, we believe that, to the extent reasonably determinable by Outset, the facilities that may have been used to process the necessary Conflict Minerals contained in the Covered Products included the verified smelters and refiners identified below. However, as noted above, where our suppliers provided information on a division- or company-wide basis regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components supplied to Outset for use in the Covered Products, the smelters and refiners reported to us by those suppliers may not actually have been used to process the necessary Conflict Minerals in the Covered Products. The below smelter information is based on data available in Source Intelligence's smelter database as of April 2026. Any changes to the database that took place after April 2026 are not reflected.

\* For purposes of the "Conflict Free Certification" status column in the table below:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•"**YES**" means at least one of the following is true (i) the smelter has an active RMAP certification or is in the process of renewing its certification, (ii) the smelter has obtained a Responsible Gold Certification from the LBMA and/or (iii) the smelter has obtained a Chain-of-Custody Certification from the RJC

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•"**ACTIVE**" means the smelter or refiner is actively moving through the RMAP certification process

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;•"**NO**" means the smelter or refiner is a verified metal processor based on Source Intelligence's smelter database but has not been certified by at least one independent third-party audit program (RMAP, LBMA or RJC), is not actively moving through the RMAP certification process, and has not committed to obtain RMAP certification

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| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Matsuda Sangyo Co., Ltd. | CID001119 | JAPAN | YES |
| Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. | CID002779 | AUSTRIA | YES |
| Singway Technology Co., Ltd. | CID002516 | TAIWAN, PROVINCE OF CHINA | NO |
| 8853 S.p.A. | CID002763 | ITALY | YES |
| Attero Recycling Pvt Ltd | CID004697 | INDIA | NO |
| SOLEIL METALS (Chala One Plant) | CID004704 | PERU | YES |
| Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | MEXICO | YES |
| SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | RUSSIAN FEDERATION | NO |
| SOLEIL METALS (YAKARI Plant) | CID004705 | PERU | YES |
| Impala Platinum - Platinum Metals Refinery (PMR) | CID004714 | SOUTH AFRICA | YES |
| Solar Applied Materials Technology Corp. | CID001761 | TAIWAN, PROVINCE OF CHINA | YES |
| Metal Concentrators SA (Pty) Ltd. | CID003575 | SOUTH AFRICA | YES |
| Refinery of Seemine Gold Co., Ltd. | CID000522 | CHINA | NO |
| Advanced Chemical Company | CID000015 | UNITED STATES OF AMERICA | YES |
| Metalor Technologies (Hong Kong) Ltd. | CID001149 | CHINA | YES |
| Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | SINGAPORE | YES |
| Metalor Technologies (Suzhou) Ltd. | CID001147 | CHINA | YES |
| Metalor Technologies S.A. | CID001153 | SWITZERLAND | YES |
| Metalor USA Refining Corporation | CID001157 | UNITED STATES OF AMERICA | YES |
| Asahi Refining Canada Ltd. | CID000924 | CANADA | YES |
| Aida Chemical Industries Co., Ltd. | CID000019 | JAPAN | YES |
| NOBLE METAL SERVICES | CID003690 | UNITED STATES OF AMERICA | NO |
| Degussa Sonne / Mond Goldhandel GmbH | CID002867 | GERMANY | NO |
| TITAN COMPANY LIMITED, JEWELLERY DIVISION | CID004491 | INDIA | ACTIVE |
| L'Orfebre S.A. | CID002762 | ANDORRA | NO |
| Elite Industech Co., Ltd. | CID004755 | TAIWAN, PROVINCE OF CHINA | YES |
| Al Etihad Gold Refinery DMCC | CID002560 | UNITED ARAB EMIRATES | YES |
| Pease & Curren | CID002872 | UNITED STATES OF AMERICA | NO |
| SAAMP | CID002761 | FRANCE | YES |
| Agosi AG | CID000035 | GERMANY | YES |
| Industrial Refining Company | CID002587 | BELGIUM | NO |
| Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | UZBEKISTAN | YES |
| Sudan Gold Refinery | CID002567 | SUDAN | NO |
| Mitsubishi Materials Corporation | CID001188 | JAPAN | YES |
| Mitsui Mining and Smelting Co., Ltd. | CID001193 | JAPAN | YES |
| MMTC-PAMP India Pvt., Ltd. | CID002509 | INDIA | YES |
| Sumitomo Metal Mining Co., Ltd. | CID001798 | JAPAN | YES |
| Morris and Watson | CID002282 | NEW ZEALAND | NO |
| Super Dragon Technology Co., Ltd. | CID001810 | TAIWAN, PROVINCE OF CHINA | NO |
| Moscow Special Alloys Processing Plant | CID001204 | RUSSIAN FEDERATION | NO |
| AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | BRAZIL | YES |
| Gasabo Gold Refinery Ltd | CID005006 | RWANDA | NO |
| Minera Titan del Peru SRL (MTP) - Belen Plant | CID005014 | PERU | NO |
| Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | TURKEY | YES |
| Guangdong Jinding Gold Limited | CID002312 | CHINA | NO |
| T.C.A S.p.A | CID002580 | ITALY | YES |
| African Gold Refinery | CID003185 | UGANDA | NO |

---

------

---

| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Argor-Heraeus S.A. | CID000077 | SWITZERLAND | YES |
| ASAHI METALFINE, Inc. | CID000082 | JAPAN | YES |
| Asaka Riken Co., Ltd. | CID000090 | JAPAN | YES |
| Bangalore Refinery | CID002863 | INDIA | YES |
| Navoi Mining and Metallurgical Combinat | CID001236 | UZBEKISTAN | YES |
| Tanaka Kikinzoku Kogyo K.K. | CID001875 | JAPAN | YES |
| Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 | TURKEY | NO |
| GGC Gujrat Gold Centre Pvt. Ltd. | CID002852 | INDIA | NO |
| Aurubis AG | CID000113 | GERMANY | YES |
| Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 | CHINA | NO |
| Nihon Material Co., Ltd. | CID001259 | JAPAN | YES |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | PHILIPPINES | YES |
| Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 | CHINA | NO |
| Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 | CHINA | YES |
| Shandong Gold Smelting Co., Ltd. | CID001916 | CHINA | YES |
| International Precious Metal Refiners | CID002562 | UNITED ARAB EMIRATES | YES |
| QG Refining, LLC | CID003324 | UNITED STATES OF AMERICA | NO |
| LT Metal Ltd. | CID000689 | KOREA, REPUBLIC OF | YES |
| Heimerle + Meule GmbH | CID000694 | GERMANY | YES |
| Planta Recuperadora de Metales SpA | CID002919 | CHILE | YES |
| Heraeus Metals Hong Kong Ltd. | CID000707 | CHINA | YES |
| Boliden Mineral AB (Ronnskar) | CID000157 | SWEDEN | YES |
| Heraeus Germany GmbH Co. KG | CID000711 | GERMANY | YES |
| Tokuriki Honten Co., Ltd. | CID001938 | JAPAN | YES |
| TOO Tau-Ken-Altyn | CID002615 | KAZAKHSTAN | YES |
| K.A. Rasmussen | CID003497 | NORWAY | NO |
| Torecom | CID001955 | KOREA, REPUBLIC OF | NO |
| C. Hafner GmbH + Co. KG | CID000176 | GERMANY | YES |
| Ohura Precious Metal Industry Co., Ltd. | CID001325 | JAPAN | YES |
| JSC Novosibirsk Refinery | CID000493 | RUSSIAN FEDERATION | NO |
| Caridad | CID000180 | MEXICO | NO |
| OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 | RUSSIAN FEDERATION | NO |
| Cendres + Metaux S.A. | CID000189 | SWITZERLAND | YES |
| Umicore Precious Metals Thailand | CID002314 | THAILAND | NO |
| Umicore S.A. Business Unit Precious Metals Refining | CID001980 | BELGIUM | YES |
| MKS PAMP SA | CID001352 | SWITZERLAND | YES |
| United Precious Metal Refining, Inc. | CID001993 | UNITED STATES OF AMERICA | YES |
| Glencore Canada Corporation - CCR Refinery | CID000185 | CANADA | YES |
| Penglai Penggang Gold Industry Co., Ltd. | CID001362 | CHINA | NO |
| HwaSeong CJ CO., LTD. | CID000778 | KOREA, REPUBLIC OF | NO |
| Chimet S.p.A. | CID000233 | ITALY | YES |
| Valcambi S.A. | CID002003 | SWITZERLAND | YES |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | CHINA | YES |
| Prioksky Plant of Non-Ferrous Metals | CID001386 | RUSSIAN FEDERATION | NO |
| Chugai Mining | CID000264 | JAPAN | YES |
| PT Aneka Tambang (Persero) Tbk | CID001397 | INDONESIA | YES |
| Gold Corporation - The Perth Mint | CID002030 | AUSTRALIA | YES |
| Ishifuku Metal Industry Co., Ltd. | CID000807 | JAPAN | YES |
| Impala Platinum - Base Metal Refinery (BMR) | CID004604 | SOUTH AFRICA | YES |
| Istanbul Gold Refinery | CID000814 | TURKEY | YES |
| Italpreziosi | CID002765 | ITALY | YES |
| WIELAND Edelmetalle GmbH | CID002778 | GERMANY | YES |
| JALAN & Company | CID002893 | INDIA | NO |

---

------

---

| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Japan Mint | CID000823 | JAPAN | YES |
| Yunnan Copper Southwest Copper Branch | CID000197 | CHINA | NO |
| CGR Metalloys Pvt Ltd. | CID003382 | INDIA | NO |
| Shenzhen Zhonghenglong Real Industry Co., Ltd. | CID002527 | CHINA | NO |
| Dijllah Gold Refinery FZC | CID003348 | UNITED ARAB EMIRATES | NO |
| Gold Coast Refinery | CID003186 | GHANA | NO |
| Sovereign Metals | CID003383 | INDIA | NO |
| Jiangxi Copper Co., Ltd. | CID000855 | CHINA | YES |
| Tongling Nonferrous Jinguan (Ausmelt) Copper Industry | CID001947 | CHINA | NO |
| PX Precinox S.A. | CID001498 | SWITZERLAND | YES |
| Daye Non-Ferrous Metals Mining Ltd. | CID000343 | CHINA | YES |
| Yamakin Co., Ltd. | CID002100 | JAPAN | YES |
| Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 | CHINA | NO |
| Rand Refinery (Pty) Ltd. | CID001512 | SOUTH AFRICA | YES |
| NH Recytech Company | CID003189 | KOREA, REPUBLIC OF | YES |
| Eco-System Recycling Co., Ltd. North Plant | CID003424 | JAPAN | YES |
| Eco-System Recycling Co., Ltd. West Plant | CID003425 | JAPAN | YES |
| DSC (Do Sung Corporation) | CID000359 | KOREA, REPUBLIC OF | YES |
| Asahi Refining USA Inc. | CID000920 | UNITED STATES OF AMERICA | YES |
| Yokohama Metal Co., Ltd. | CID002129 | JAPAN | YES |
| JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 | RUSSIAN FEDERATION | NO |
| Kundan Care Products Ltd. | CID003463 | INDIA | NO |
| JSC Uralelectromed | CID000929 | RUSSIAN FEDERATION | NO |
| JX Advanced Metals Corporation | CID000937 | JAPAN | YES |
| Shirpur Gold Refinery Ltd. | CID002588 | INDIA | NO |
| ABC Refinery Pty Ltd. | CID002920 | AUSTRALIA | YES |
| AU Traders and Refiners | CID002850 | SOUTH AFRICA | NO |
| Kaloti Precious Metals | CID002563 | UNITED ARAB EMIRATES | NO |
| Augmont Enterprises Private Limited | CID003461 | INDIA | NO |
| Kazakhmys Smelting LLC | CID000956 | KAZAKHSTAN | NO |
| Emerald Jewel Industry India Limited (Unit 1) | CID003487 | INDIA | NO |
| Kazzinc Ltd | CID000957 | KAZAKHSTAN | YES |
| Royal Canadian Mint | CID001534 | CANADA | YES |
| Emerald Jewel Industry India Limited (Unit 2) | CID003488 | INDIA | NO |
| Emerald Jewel Industry India Limited (Unit 3) | CID003489 | INDIA | NO |
| Emerald Jewel Industry India Limited (Unit 4) | CID003490 | INDIA | NO |
| REMONDIS PMR B.V. | CID002582 | NETHERLANDS | YES |
| Sai Refinery | CID002853 | INDIA | NO |
| Sabin Metal Corp. | CID001546 | UNITED STATES OF AMERICA | NO |
| Modeltech Sdn Bhd | CID002857 | MALAYSIA | NO |
| Safimet S.p.A | CID002973 | ITALY | YES |
| Kyshtym Copper-Electrolytic Plant ZAO | CID002865 | RUSSIAN FEDERATION | NO |
| SAFINA A.S. | CID002290 | CZECHIA | YES |
| Kennecott Utah Copper LLC | CID000969 | UNITED STATES OF AMERICA | YES |
| KGHM Polska Miedz Spolka Akcyjna | CID002511 | POLAND | YES |
| Dowa | CID000401 | JAPAN | YES |
| Samduck Precious Metals | CID001555 | KOREA, REPUBLIC OF | NO |
| Alexy Metals | CID003500 | UNITED STATES OF AMERICA | NO |
| SAMWON METALS Corp. | CID001562 | KOREA, REPUBLIC OF | NO |
| Kojima Chemicals Co., Ltd. | CID000981 | JAPAN | YES |

---

------

---

| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Abington Reldan Metals, LLC | CID002708 | UNITED STATES OF AMERICA | YES |
| Metallix Refining Inc. | CID003557 | UNITED STATES OF AMERICA | NO |
| Korea Zinc Co., Ltd. | CID002605 | KOREA, REPUBLIC OF | YES |
| Shandong Humon Smelting Co., Ltd. | CID002525 | CHINA | NO |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | CHINA | YES |
| MD Overseas | CID003548 | INDIA | NO |
| Zijin Mining Group Gold Smelting Co. Ltd. | CID002243 | CHINA | YES |
| WEEEREFINING | CID003615 | FRANCE | NO |
| Eco-System Recycling Co., Ltd. East Plant | CID000425 | JAPAN | YES |
| SEMPSA Joyeria Plateria S.A. | CID001585 | SPAIN | YES |
| Kyrgyzaltyn JSC | CID001029 | KYRGYZSTAN | YES |
| L'azurde Company For Jewelry | CID001032 | SAUDI ARABIA | NO |
| Emirates Gold DMCC | CID002561 | UNITED ARAB EMIRATES | NO |
| SungEel HiMetal Co., Ltd. | CID002918 | KOREA, REPUBLIC OF | YES |
| Shenzhen CuiLu Gold Co., Ltd. | CID002750 | CHINA | YES |
| Albino Mountinho Lda. | CID002760 | PORTUGAL | NO |
| Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 | CHINA | NO |
| Dongwu Gold Group | CID003663 | CHINA | YES |
| Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | CHINA | YES |
| Lingbao Gold Co., Ltd. | CID001056 | CHINA | NO |
| Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CID001058 | CHINA | NO |
| Gold by Gold Colombia | CID003641 | COLOMBIA | YES |
| LS MnM Inc. | CID001078 | KOREA, REPUBLIC OF | YES |
| Coimpa Industrial LTDA | CID004010 | BRAZIL | YES |
| SAM Precious Metals FZ-LLC | CID003666 | UNITED ARAB EMIRATES | YES |
| Fidelity Printers and Refiners Ltd. | CID002515 | ZIMBABWE | NO |
| Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 | CHINA | NO |
| State Research Institute Center for Physical Sciences and Technology | CID003153 | LITHUANIA | NO |
| SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CID004435 | CHINA | NO |
| Marsam Metals | CID002606 | BRAZIL | NO |
| GG Refinery Ltd. | CID004506 | TANZANIA, UNITED REPUBLIC OF | YES |
| Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | CHINA | YES |
| Impala Platinum - Rustenburg Smelter | CID004610 | SOUTH AFRICA | YES |
| Fujairah Gold FZC | CID002584 | UNITED ARAB EMIRATES | NO |
| Materion | CID001113 | UNITED STATES OF AMERICA | YES |
| Solikamsk Magnesium Works OAO | CID001769 | RUSSIAN FEDERATION | NO |
| Metallurgical Products India Pvt., Ltd. | CID001163 | INDIA | YES |
| Jiangxi Tuohong New Raw Material | CID002842 | CHINA | YES |
| Mineracao Taboca S.A. | CID001175 | BRAZIL | YES |
| Jiangxi Suns Nonferrous Materials Co. Ltd. | CID004813 | CHINA | ACTIVE |
| Global Advanced Metals Aizu | CID002558 | JAPAN | YES |
| Global Advanced Metals Boyertown | CID002557 | UNITED STATES OF AMERICA | YES |
| Mitsui Mining and Smelting Co., Ltd. | CID001192 | JAPAN | YES |
| NPM Silmet OU | CID001200 | ESTONIA | YES |
| XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 | CHINA | YES |
| TANIOBIS Co., Ltd. | CID002544 | THAILAND | YES |
| TANIOBIS GmbH | CID002545 | GERMANY | YES |

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| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Materion Newton Inc. | CID002548 | UNITED STATES OF AMERICA | YES |
| TANIOBIS Japan Co., Ltd. | CID002549 | JAPAN | YES |
| TANIOBIS Smelting GmbH & Co. KG | CID002550 | GERMANY | YES |
| Telex Metals | CID001891 | UNITED STATES OF AMERICA | YES |
| Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | CHINA | YES |
| Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | CHINA | YES |
| Ulba Metallurgical Plant JSC | CID001969 | KAZAKHSTAN | YES |
| Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 | CHINA | YES |
| D Block Metals, LLC | CID002504 | UNITED STATES OF AMERICA | YES |
| XinXing Haorong Electronic Material Co., Ltd. | CID002508 | CHINA | YES |
| QuantumClean | CID001508 | UNITED STATES OF AMERICA | YES |
| JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | CHINA | YES |
| Jiujiang Tanbre Co., Ltd. | CID000917 | CHINA | YES |
| Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | CHINA | YES |
| Resind Industria e Comercio Ltda. | CID002707 | BRAZIL | YES |
| Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 | CHINA | YES |
| KEMET de Mexico | CID002539 | MEXICO | YES |
| RFH Yancheng Jinye New Material Technology Co., Ltd. | CID003583 | CHINA | YES |
| Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | CHINA | YES |
| Taki Chemical Co., Ltd. | CID001869 | JAPAN | YES |
| 5D Production OU | CID003926 | ESTONIA | NO |
| F&X Electro-Materials Ltd. | CID000460 | CHINA | YES |
| AMG Brasil | CID001076 | BRAZIL | YES |
| FIR Metals & Resource Ltd. | CID002505 | CHINA | YES |
| PowerX Ltd. | CID004054 | RWANDA | YES |
| RIKAYAA GREENTECH PRIVATE LIMITED | CID004692 | INDIA | NO |
| Melt Metais e Ligas S.A. | CID002500 | BRAZIL | ACTIVE |
| Woodcross Smelting Company Limited | CID004724 | UGANDA | YES |
| Metallic Resources, Inc. | CID001142 | UNITED STATES OF AMERICA | YES |
| Aurubis Beerse | CID002773 | BELGIUM | YES |
| Global Advanced Metals Greenbushes Pty Ltd. | CID004754 | AUSTRALIA | YES |
| Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | CHINA | YES |
| PT Rajehan Ariq | CID002593 | INDONESIA | YES |
| HuiChang Hill Tin Industry Co., Ltd. | CID002844 | CHINA | YES |
| Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CID004796 | CHINA | NO |
| Gejiu Kai Meng Industry and Trade LLC | CID000942 | CHINA | NO |
| Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | CHINA | YES |
| Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 | CHINA | NO |
| Mineracao Taboca S.A. | CID001173 | BRAZIL | YES |
| Minsur | CID001182 | PERU | YES |
| Alpha Assembly Solutions Inc | CID000292 | UNITED STATES OF AMERICA | YES |
| Mitsubishi Materials Corporation | CID001191 | JAPAN | YES |
| An Vinh Joint Stock Mineral Processing Company | CID002703 | VIET NAM | NO |
| Dongguan Best Alloys Co., Ltd. | CID000377 | CHINA | YES |
| Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | CHINA | YES |
| PT Arsed Indonesia | CID005067 | INDONESIA | YES |
| Jiangxi New Nanshan Technology Ltd. | CID001231 | CHINA | ACTIVE |
| Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 | VIET NAM | NO |
| Thaisarco | CID001898 | THAILAND | YES |
| Pongpipat Company Limited | CID003208 | MYANMAR | NO |

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| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Tin Technology & Refining | CID003325 | UNITED STATES OF AMERICA | YES |
| Dongguan CiEXPO Environmental Engineering Co., Ltd. | CID003356 | CHINA | NO |
| PT Masbro Alam Stania | CID003380 | INDONESIA | ACTIVE |
| Novosibirsk Tin Combine | CID001305 | RUSSIAN FEDERATION | NO |
| O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | THAILAND | YES |
| O.M. Manufacturing Philippines, Inc. | CID002517 | PHILIPPINES | YES |
| P Kay Metal, Inc | CID005189 | UNITED STATES OF AMERICA | YES |
| Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 | VIET NAM | NO |
| Operaciones Metalurgicas S.A. | CID001337 | BOLIVIA (PLURINATIONAL STATE OF) | YES |
| Ma'anshan Weitai Tin Co., Ltd. | CID003379 | CHINA | NO |
| China Tin Group Co., Ltd. | CID001070 | CHINA | YES |
| VQB Mineral and Trading Group JSC | CID002015 | VIET NAM | NO |
| PT Artha Cipta Langgeng | CID001399 | INDONESIA | ACTIVE |
| PT ATD Makmur Mandiri Jaya | CID002503 | INDONESIA | YES |
| PT Bangka Prima Tin | CID002776 | INDONESIA | YES |
| PT Cipta Persada Mulia | CID002696 | INDONESIA | YES |
| White Solder Metalurgia e Mineracao Ltda. | CID002036 | BRAZIL | YES |
| CRM Synergies EMEA, S.L.U. | CID003524 | SPAIN | YES |
| Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 | CHINA | YES |
| PT Mitra Stania Prima | CID001453 | INDONESIA | YES |
| PT Panca Mega Persada | CID001457 | INDONESIA | NO |
| CV Ayi Jaya | CID002570 | INDONESIA | YES |
| PT Prima Timah Utama | CID001458 | INDONESIA | YES |
| Gejiu City Fuxiang Industry and Trade Co., Ltd. | CID003410 | CHINA | NO |
| PT Premium Tin Indonesia | CID000313 | INDONESIA | YES |
| Precious Minerals and Smelting Limited | CID003409 | INDIA | NO |
| Luna Smelter, Ltd. | CID003387 | RWANDA | YES |
| PT Timah Tbk Mentok | CID001482 | INDONESIA | YES |
| PT Timah Tbk Kundur | CID001477 | INDONESIA | YES |
| Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | CHINA | YES |
| PT Mitra Sukses Globalindo | CID003449 | INDONESIA | YES |
| Resind Industria e Comercio Ltda. | CID002706 | BRAZIL | YES |
| Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | CHINA | NO |
| Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 | CHINA | YES |
| Rui Da Hung | CID001539 | TAIWAN, PROVINCE OF CHINA | YES |
| Modeltech Sdn Bhd | CID002858 | MALAYSIA | NO |
| CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 | BRAZIL | ACTIVE |
| Dowa | CID000402 | JAPAN | YES |
| Fabrica Auricchio Industria e Comercio Ltda. | CID003582 | BRAZIL | YES |
| Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 | VIET NAM | NO |
| Super Ligas | CID002756 | BRAZIL | YES |
| Aurubis Berango | CID002774 | SPAIN | YES |
| EM Vinto | CID000438 | BOLIVIA (PLURINATIONAL STATE OF) | YES |
| PT Putera Sarana Shakti (PT PSS) | CID003868 | INDONESIA | YES |
| Estanho de Rondonia S.A. | CID000448 | BRAZIL | YES |
| Fenix Metals | CID000468 | POLAND | YES |
| Mining Minerals Resources SARL | CID004065 | CONGO, DEMOCRATIC REPUBLIC OF THE | YES |

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| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Magnu's Minerais Metais e Ligas Ltda. | CID002468 | BRAZIL | YES |
| Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | CHINA | NO |
| Malaysia Smelting Corporation (MSC) | CID001105 | MALAYSIA | NO |
| Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | CID004403 | JAPAN | YES |
| Malaysia Smelting Corporation Berhad (Port Klang) | CID004434 | MALAYSIA | YES |
| A.L.M.T. Corp. | CID000004 | JAPAN | YES |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | CHINA | NO |
| ACL Metais Eireli | CID002833 | BRAZIL | NO |
| Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | CHINA | YES |
| Philippine Bonway Manufacturing Industrial Corporation | CID004797 | PHILIPPINES | YES |
| Moliren Ltd. | CID002845 | RUSSIAN FEDERATION | NO |
| Global Tungsten & Powders LLC | CID000568 | UNITED STATES OF AMERICA | YES |
| Jing Yuan Tungsten Technology Co., Ltd. | CID005012 | TAIWAN, PROVINCE OF CHINA | YES |
| LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD | CID005017 | LAO PEOPLE'S DEMOCRATIC REPUBLIC | ACTIVE |
| Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | CHINA | YES |
| Asia Tungsten Products Vietnam Ltd. | CID002502 | VIET NAM | YES |
| H.C. Starck Tungsten GmbH | CID002541 | GERMANY | YES |
| Niagara Refining LLC | CID002589 | UNITED STATES OF AMERICA | YES |
| TANIOBIS Smelting GmbH & Co. KG | CID002542 | GERMANY | YES |
| Masan High-Tech Materials | CID002543 | VIET NAM | YES |
| S.P.T. spol.s r.o. | CID005068 | CZECHIA | YES |
| Tungamoy Metals Inc. | CID005248 | KOREA, REPUBLIC OF | YES |
| Hunan Jintai New Material Co., Ltd. | CID000769 | CHINA | NO |
| Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 | CHINA | NO |
| Hydrometallurg, JSC | CID002649 | RUSSIAN FEDERATION | NO |
| Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | CHINA | YES |
| CNMC (Guangxi) PGMA Co., Ltd. | CID000281 | CHINA | NO |
| Japan New Metals Co., Ltd. | CID000825 | JAPAN | YES |
| China Molybdenum Tungsten Co., Ltd. | CID002641 | CHINA | YES |
| Wolfram Bergbau und Hutten AG | CID002044 | AUSTRIA | YES |
| JSC "Kirovgrad Hard Alloys Plant" | CID003408 | RUSSIAN FEDERATION | NO |
| Lianyou Metals Co., Ltd. | CID003407 | TAIWAN, PROVINCE OF CHINA | YES |
| Hubei Green Tungsten Co., Ltd. | CID003417 | CHINA | YES |
| NPP Tyazhmetprom LLC | CID003416 | RUSSIAN FEDERATION | NO |
| Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | CHINA | YES |
| Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | CHINA | YES |
| Xiamen Tungsten Co., Ltd. | CID002082 | CHINA | YES |
| Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | CHINA | YES |
| Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 | CHINA | NO |
| Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | CHINA | YES |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | CHINA | YES |
| Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | CHINA | YES |
| Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | CID003427 | BRAZIL | NO |
| Cronimet Brasil Ltda | CID003468 | BRAZIL | YES |
| Philippine Chuangxin Industrial Co., Inc. | CID002827 | PHILIPPINES | YES |
| Kennametal Fallon | CID000966 | UNITED STATES OF AMERICA | YES |
| Kennametal Huntsville | CID000105 | UNITED STATES OF AMERICA | YES |

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| | | | |
|:---|:---|:---|:---|
| **Official Smelter Name** | **RMI Smelter ID** | **Smelter Country** | **Conflict-Free Certification** |
| Unecha Refractory Metals Plant | CID002724 | RUSSIAN FEDERATION | NO |
| Artek LLC | CID003553 | RUSSIAN FEDERATION | NO |
| OOO "Technolom" 1 | CID003614 | RUSSIAN FEDERATION | NO |
| OOO "Technolom" 2 | CID003612 | RUSSIAN FEDERATION | NO |
| Fujian Xinlu Tungsten Co., Ltd. | CID003609 | CHINA | NO |
| LLC Vostok | CID003643 | RUSSIAN FEDERATION | NO |
| YUDU ANSHENG TUNGSTEN CO., LTD. | CID003662 | CHINA | NO |
| HANNAE FOR T Co., Ltd. | CID003978 | KOREA, REPUBLIC OF | NO |
| Tungsten Vietnam Joint Stock Company | CID003993 | VIET NAM | YES |
| Nam Viet Cromit Joint Stock Company | CID004034 | VIET NAM | NO |
| DONGKUK INDUSTRIES CO., LTD. | CID004060 | KOREA, REPUBLIC OF | NO |
| Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CID004430 | CHINA | YES |
| MALAMET SMELTING SDN. BHD. | CID004056 | MALAYSIA | NO |
| Lianyou Resources Co., Ltd. | CID004397 | TAIWAN, PROVINCE OF CHINA | YES |
| Malipo Haiyu Tungsten Co., Ltd. | CID002319 | CHINA | YES |
| Philippine Carreytech Metal Corp. | CID004438 | PHILIPPINES | ACTIVE |
| KENEE MINING VIETNAM COMPANY LIMITED | CID004619 | VIET NAM | YES |

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**<u>APPENDIX 2</u>**

**Potential Countries of Origin of Conflict Minerals**

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| | | |
|:---|:---|:---|
| ANGOLA | GUINEA | PERU |
| ARGENTINA | GUYANA | PHILIPPINES |
| ARMENIA | HONG KONG | POLAND |
| AUSTRALIA | HUNGARY | PORTUGAL |
| AUSTRIA | INDIA | RUSSIAN FEDERATION |
| BELARUS | INDONESIA | RWANDA |
| BELGIUM | IRELAND | SAUDI ARABIA |
| BERMUDA | ISRAEL | SIERRA LEONE |
| BOLIVIA | ITALY | SINGAPORE |
| BRAZIL | JAPAN | SLOVAKIA |
| BURUNDI | JERSEY | SOUTH AFRICA |
| CAMBODIA | KAZAKHSTAN | SOUTH KOREA |
| CANADA | KENYA | SOUTH SUDAN |
| CENTRAL AFRICAN REPUBLIC | KYRGYZSTAN | SPAIN |
| CHILE | LAOS | SURINAME |
| CHINA | LUXEMBOURG | SWEDEN |
| COLOMBIA | MADAGASCAR | SWITZERLAND |
| CONGO | MALAYSIA | TAIWAN |
| CONGO, DEMOCRATIC REPUBLIC | MALI | TAJIKISTAN |
| COTE D'IVOIRE | MEXICO | TANZANIA |
| CZECHIA | MONGOLIA | THAILAND |
| DJIBOUTI | MOROCCO | TURKEY |
| ECUADOR | MOZAMBIQUE | UGANDA |
| EGYPT | MYANMAR | UNITED ARAB EMIRATES |
| ESTONIA | NAMIBIA | UNITED KINGDOM |
| ETHIOPIA | NETHERLANDS | UNITED STATES |
| FINLAND | NEW ZEALAND | UZBEKISTAN |
| FRANCE | NIGER | VIET NAM |
| GERMANY | NIGERIA | ZAMBIA |
| GHANA | PAPUA NEW GUINEA | ZIMBABWE |

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