# EDGAR Filing Document

**Accession Number:** 0001557265
**File Stem:** 0001145549-23-014016
**Filing Date:** 2023-3
**Character Count:** 68764
**Document Hash:** a92cae70e4e6ab7b967a3f6c40b2f200
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-014016.hdr.sgml**: 20230301

**ACCESSION NUMBER**: 0001145549-23-014016

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230301

**DATE AS OF CHANGE**: 20230301

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Private Shares Fund
- **CENTRAL INDEX KEY:** 0001557265
- **IRS NUMBER:** 460883651
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22759
- **FILM NUMBER:** 23691066

**BUSINESS ADDRESS:**
- **STREET 1:** 100 WALL STREET
- **STREET 2:** 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 800-279-7754

**MAIL ADDRESS:**
- **STREET 1:** 100 WALL STREET
- **STREET 2:** 20TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SharesPost 100 Fund
- **DATE OF NAME CHANGE:** 20130403

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SharesPost 100 Fund LLC
- **DATE OF NAME CHANGE:** 20120830

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** The Private Shares Fund

- **b. Investment Company Act file number:** 811-22759

- **c. CIK number of Registrant:** 0001557265

- **d. LEI of Registrant:** 549300J800LUHSXGST12

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 88 PINE STREET

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10005

  - **Telephone number:** 8008348707

**Item A.2. Information about the Series.**

- **a. Name of Series:** The Private Shares Fund

- **c. LEI of Series:** 549300J800LUHSXGST12

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $987651274.04

**Total Liabilities:** $943760.85

**Net Assets:** $986707513.19

**Cash Not Reported:** $187483.42

**Monthly Return Information**

| Class        | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID N/A | -0.19%               | 0.57%                | -0.65%               |
| Class ID N/A | -0.16%               | 0.59%                | -0.61%               |
| Class ID N/A | -0.19%               | 0.53%                | -0.68%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-400387.00                                |
| Month 2  | $172659.75               | $6982323.03                                |
| Month 3  | $0.00                    | $-4887441.06                               |

### Schedule of Portfolio Investments

| Name                                                                         | Title                                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| 23ANDME HOLDING CO. COMMON COMMON SHARES   /                                 | 23ANDME HOLDING CO. COMMON COMMON SHARES   /                                 | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    724260 | NS      | $1564401.60   | 0.16%             |  |  |  | No            |                  1 | On Loan: No      |
| NEXTROLL, INC. COMMON SHARES   /                                             | NEXTROLL, INC. COMMON SHARES   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2367054 | NS      | $22131954.90  | 2.22%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ALGOLIA, INC. COMMON SHARES   /                                              | ALGOLIA, INC. COMMON SHARES   /                                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45000 | NS      | $1197000.00   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ARCTIC WOLF NETWORKS, INC. COMMON SHARES   /                                 | ARCTIC WOLF NETWORKS, INC. COMMON SHARES   /                                 | CUSIP: 48135Z190<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1747151 | NS      | $16265975.81  | 1.63%             |  |  |  | Yes           |                  3 | On Loan: No      |
| AUTOMATION ANYWHERE, INC. COMMON SHARES   /                                  | AUTOMATION ANYWHERE, INC. COMMON SHARES   /                                  | CUSIP: 05329Z196<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    189449 | NS      | $2286649.43   | 0.23%             |  |  |  | Yes           |                  3 | On Loan: No      |
| AXIOM SPACE COMMON SHARES   /                                                | AXIOM SPACE COMMON SHARES   /                                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     29543 | NS      | $4990698.99   | 0.50%             |  |  |  | Yes           |                  3 | On Loan: No      |
| AXIOM SPACE PREFERRED B   /                                                  | AXIOM SPACE PREFERRED B   /                                                  | CUSIP: 05462Z912<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     32221 | NS      | $5443093.53   | 0.55%             |  |  |  | Yes           |                  3 | On Loan: No      |
| AXIOM SPACE CONV 3% 8/11/2023 /                                              | AXIOM SPACE CONV 3% 8/11/2023    /                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |    108731 | PA      | $18367927.83  | 1.84%             | 2023-08-11      | Fixed         | 3.00%                 | Yes           |                  3 | On Loan: No      |
| BAKTUS,, Inc. COMMON SHARES   /                                              | BAKTUS,, Inc. COMMON SHARES   /                                              | CUSIP: 05773Z197<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      9740 | NS      | $20454.00     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BRAIN CORPORATION COMMON SHARES   /                                          | BRAIN CORPORATION COMMON SHARES   /                                          | CUSIP: 10502Z195<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2375000 | NS      | $10283750.00  | 1.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BETA TECHNOLOGIES, INC. SERIES A   /                                         | BETA TECHNOLOGIES, INC. SERIES A   /                                         | CUSIP: 08659Z109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     40944 | NS      | $4215184.80   | 0.42%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BETA TECHNOLOGIES, INC. PREFERRED SERIES B   /                               | BETA TECHNOLOGIES, INC. PREFERRED SERIES B   /                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     58156 | NS      | $5994138.92   | 0.60%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BLOCKFI INC. SERIES E WARRANT   /                                            | BLOCKFI INC. SERIES E WARRANT   /                                            | CUSIP: 09368Z9B7<br>LEI: N/A                  | Long             | DE               | CORP              | US        |     20100 | NC      | $0.00         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BLOCKFI INC. SERIES E PREFERRED SHARES   /                                   | BLOCKFI INC. SERIES E PREFERRED SHARES   /                                   | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     40201 | NS      | $0.00         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BETTERMENT HOLDINGS, INC. COMMON SHARES   /                                  | BETTERMENT HOLDINGS, INC. COMMON SHARES   /                                  | CUSIP: 08809Z199<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1457800 | NS      | $17653958.00  | 1.77%             |  |  |  | Yes           |                  3 | On Loan: No      |
| BETTERMENT HOLDINGS, INC. PERFERRED SERIES F   /                             | BETTERMENT HOLDINGS, INC. PERFERRED SERIES F   /                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    318380 | NS      | $3928809.20   | 0.39%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CAASTLE INC. COMMON SHARES   /                                               | CAASTLE INC. COMMON SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    859884 | NS      | $5107710.96   | 0.51%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CAASTLE INC. PREFERRED A-12   /                                              | CAASTLE INC. PREFERRED A-12   /                                              | CUSIP: 12674Z193<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1740786 | NS      | $10583978.88  | 1.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CEREBRAS SYSTEMS INC. COMMON SHARES   /                                      | CEREBRAS SYSTEMS INC. COMMON SHARES   /                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    309813 | NS      | $6648586.98   | 0.67%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CHECKR, INC. PREFERRED A-1   /                                               | CHECKR, INC. PREFERRED A-1   /                                               | CUSIP: 16289Z910<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    150000 | NS      | $2751000.00   | 0.28%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIBO TECHNOLOGIES, INC. PREFERRED SERIES C   /                               | CIBO TECHNOLOGIES, INC. PREFERRED SERIES C   /                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    600000 | NS      | $2928000.00   | 0.29%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CLICK THERAPEUTICS C COMMON SHARES   /                                       | CLICK THERAPEUTICS C COMMON SHARES   /                                       | CUSIP: 18681Z910<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1000000 | NS      | $3250000.00   | 0.33%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CLICK THERAPEUTICS PREFERRED A   /                                           | CLICK THERAPEUTICS PREFERRED A   /                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     60087 | NS      | $195282.75    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CLEARMOTION, Inc. A-4 WARRANT   /                                            | CLEARMOTION, Inc. A-4 WARRANT   /                                            | CUSIP: 999999999<br>LEI: N/A                  | Long             | DE               | CORP              | US        |   5181836 | NC      | $447710.63    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CLEARMOTION PREFERRED A-4   /                                                | CLEARMOTION PREFERRED A-4   /                                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |  12954589 | NS      | $1562323.43   | 0.16%             |  |  |  | Yes           |                  3 | On Loan: No      |
| COLOR HEALTH COMMON SHARES   /                                               | COLOR HEALTH COMMON SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    139486 | NS      | $13944415.42  | 1.40%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CODE42 SOFTWARE, INC. CODE42   /                                             | CODE42 SOFTWARE, INC. CODE42   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    330000 | NS      | $990000.00    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| COHERE TECHNOLOGIES, INC. PREFERRED SERIES D-1   /                           | COHERE TECHNOLOGIES, INC. PREFERRED SERIES D-1   /                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    279571 | NS      | $1909469.93   | 0.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| COHERE TECHNOLOGIES, INC. PREFERRED SERIES D-2   /                           | COHERE TECHNOLOGIES, INC. PREFERRED SERIES D-2   /                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    386038 | NS      | $2501526.24   | 0.25%             |  |  |  | Yes           |                  3 | On Loan: No      |
| COURSE HERO, INC. COMMON SHARES   /                                          | COURSE HERO, INC. COMMON SHARES   /                                          | CUSIP: 22279Z910<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    270000 | NS      | $9379800.00   | 0.94%             |  |  |  | Yes           |                  3 | On Loan: No      |
| COLLECTIVE HEALTH PREFERRED SERIES F   /                                     | COLLECTIVE HEALTH PREFERRED SERIES F   /                                     | CUSIP: 19421Z913<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   3989361 | NS      | $2672871.87   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONSENSYS SOFTWARE INC. COMMON SHARES   /                                    | CONSENSYS SOFTWARE INC. COMMON SHARES   /                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31010 | NS      | $4134563.30   | 0.42%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONSENSYS SOFTWARE INC. PREFERRED SERIES D   /                               | CONSENSYS SOFTWARE INC. PREFERRED SERIES D   /                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     35699 | NS      | $4886122.13   | 0.49%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CARBON, INC. COMMON SHARES   /                                               | CARBON, INC. COMMON SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    158853 | NS      | $3569426.91   | 0.36%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CIRCLE INTERNET FINANCIAL LTD. COMMON SHARES COMMON SHARES   /               | CIRCLE INTERNET FINANCIAL LTD. COMMON SHARES COMMON SHARES   /               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    290200 | NS      | $14155956.00  | 1.42%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CROSSOVER HEALTH MANAGEMENT SERVICES, INC. PREFERRED CLASS D   /             | CROSSOVER HEALTH MANAGEMENT SERVICES, INC. PREFERRED CLASS D   /             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    239125 | NS      | $9978686.25   | 1.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONTRAST SECURITY COMMON SHARES   /                                          | CONTRAST SECURITY COMMON SHARES   /                                          | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     31250 | NS      | $430625.00    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONTRAST SECURITY PREFERRED SERIES A   /                                     | CONTRAST SECURITY PREFERRED SERIES A   /                                     | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    828514 | NS      | $11416922.92  | 1.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CONTRAST SECURITY PREFERRED SERIES C   /                                     | CONTRAST SECURITY PREFERRED SERIES C   /                                     | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1164596 | NS      | $16048132.88  | 1.61%             |  |  |  | Yes           |                  3 | On Loan: No      |
| CYBEREASON INC. PREFERRED SERIES F   /                                       | CYBEREASON INC. PREFERRED SERIES F   /                                       | CUSIP: 46378Z190<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1510600 | NS      | $7250880.00   | 0.73%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATABRICKS, INC. SERES G   /                                                 | DATABRICKS, INC. SERES G   /                                                 | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    182664 | NS      | $11608297.20  | 1.17%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DISCORD INC. COMMON SHARES   /                                               | DISCORD INC. COMMON SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     45694 | NS      | $21680432.18  | 2.18%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DOCKER COMMON COMMON SHARES   /                                              | DOCKER COMMON COMMON SHARES   /                                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2500 | NS      | $74150.00     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DOMINO DATA LAB, INC. COMMON SHARES   /                                      | DOMINO DATA LAB, INC. COMMON SHARES   /                                      | CUSIP: 25756Z196<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    330000 | NS      | $5134800.00   | 0.52%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DREMIO CORPORATION COMMON SHARES   /                                         | DREMIO CORPORATION COMMON SHARES   /                                         | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    166664 | NS      | $1369978.08   | 0.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DREMIO CORPORATION PREFERRED SERIES E   /                                    | DREMIO CORPORATION PREFERRED SERIES E   /                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    469594 | NS      | $3930501.78   | 0.39%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATAMINR COMMON SHARES   /                                                   | DATAMINR COMMON SHARES   /                                                   | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    500083 | NS      | $14402390.40  | 1.45%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATAMINR SERIES A   /                                                        | DATAMINR SERIES A   /                                                        | CUSIP: 23792Z924<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     20000 | NS      | $576000.00    | 0.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DATAMINR SERIES B   /                                                        | DATAMINR SERIES B   /                                                        | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     87496 | NS      | $2519884.80   | 0.25%             |  |  |  | Yes           |                  3 | On Loan: No      |
| DEVOTED HEALTH COMMON SHARES   /                                             | DEVOTED HEALTH COMMON SHARES   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    177776 | NS      | $9999900.00   | 1.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| EPIC GAMES COMMON SHARES   /                                                 | EPIC GAMES COMMON SHARES   /                                                 | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11774 | NS      | $10551623.32  | 1.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| EQUIPMENTSHARE.COM INC. COMMON SHARES   /                                    | EQUIPMENTSHARE.COM INC. COMMON SHARES   /                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    694800 | NS      | $10755504.00  | 1.08%             |  |  |  | Yes           |                  3 | On Loan: No      |
| EQUIPMENTSHARE.COM INC. PREFERRED SERIES E   /                               | EQUIPMENTSHARE.COM INC. PREFERRED SERIES E   /                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    323064 | NS      | $5001030.72   | 0.50%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ERUDITUS LEARNING SOLUTIONS PTE. LTD. COMMON SHARES   /                      | ERUDITUS LEARNING SOLUTIONS PTE. LTD. COMMON SHARES   /                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | SG        |     36265 | NS      | $4969755.60   | 0.50%             |  |  |  | Yes           |                  3 | On Loan: No      |
| EXABEAM COMMON SHARES   /                                                    | EXABEAM COMMON SHARES   /                                                    | CUSIP: 30063Z194<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     54500 | NS      | $1367405.00   | 0.14%             |  |  |  | Yes           |                  3 | On Loan: No      |
| EXABEAM PREF A    /                                                          | EXABEAM PREF A    /                                                          | CUSIP: 30061Z915<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     80000 | NS      | $2007200.00   | 0.20%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FARMERS BUSINESS NETWORK, INC. COMMON   /                                    | FARMERS BUSINESS NETWORK, INC. COMMON   /                                    | CUSIP: 30956Z194<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     87500 | NS      | $5337500.00   | 0.54%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FARMERS BUSINESS NETWORK, INC. PREFERRED   /                                 | FARMERS BUSINESS NETWORK, INC. PREFERRED   /                                 | CUSIP: 30247Z193<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    160880 | NS      | $9910208.00   | 0.99%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FATHOM DIGITAL MANUFACTURING Corp.   /                                       | FATHOM DIGITAL MANUFACTURING Corp.   /                                       | CUSIP: 31185Z195<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    263646 | NS      | $348012.72    | 0.03%             |  |  |  | No            |                  1 | On Loan: No      |
| GOLDMAN SACHS FINANCIAL SQUARE                                               | GOLDMAN SACHS FINANCIAL SQUARE GOVERNMENT FUND, CLASS FST                    | CUSIP: 38141W273<br>LEI: 549300BRJMXN4GUWZ402 | Long             | STIV             | RF                | US        | 124641009 | PA      | $124641009.38 | 12.51%            |  |  |  | No            |                  1 | On Loan: No      |
| FLEXPORT, Inc. COMMON SHARES   /                                             | FLEXPORT, Inc. COMMON SHARES   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    538387 | NS      | $7537418.00   | 0.76%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FLEXPORT, Inc. SERIES A   /                                                  | FLEXPORT, Inc. SERIES A   /                                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    580165 | NS      | $8122310.00   | 0.82%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FLEXPORT, Inc. SERIES B-1   /                                                | FLEXPORT, Inc. SERIES B-1   /                                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     69790 | NS      | $977060.00    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FLEXPORT, Inc. SERIES D-3   /                                                | FLEXPORT, Inc. SERIES D-3   /                                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     82613 | NS      | $1156582.00   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FUNDBOX LTD. SHARES   /                                                      | FUNDBOX LTD. SHARES   /                                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | IL        |    439552 | NS      | $6197683.20   | 0.62%             |  |  |  | Yes           |                  3 | On Loan: No      |
| FUNDBOX LTD. PREFERRED   /                                                   | FUNDBOX LTD.  PREFERRED   /                                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | IL        |    531914 | NS      | $7499987.40   | 0.75%             |  |  |  | Yes           |                  3 | On Loan: No      |
| 1661, INC. (D.B.A. GOAT) COMMON SHARES   /                                   | 1661, INC. (D.B.A. GOAT) COMMON SHARES   /                                   | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    128148 | NS      | $658680.72    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| 1661, INC. (D.B.A. GOAT) PREFERRED SERIES A-1   /                            | 1661, INC. (D.B.A. GOAT) PREFERRED SERIES A-1   /                            | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    112563 | NS      | $578573.82    | 0.06%             |  |  |  | Yes           |                  3 | On Loan: No      |
| 1661, INC. (D.B.A. GOAT) PREFERRED SERIES A-5   /                            | 1661, INC. (D.B.A. GOAT) PREFERRED SERIES A-5   /                            | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      2394 | NS      | $12305.16     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| 1661, INC. (D.B.A. GOAT) PREFERRED SERIES A-7   /                            | 1661, INC. (D.B.A. GOAT) PREFERRED SERIES A-7   /                            | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    146495 | NS      | $752984.30    | 0.08%             |  |  |  | Yes           |                  3 | On Loan: No      |
| 1661, INC. (D.B.A. GOAT) PREFERRED SERIES B   /                              | 1661, INC. (D.B.A. GOAT) PREFERRED SERIES B   /                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    231687 | NS      | $1190871.18   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| 1661, INC. (D.B.A. GOAT) PREFERRED SERIES C   /                              | 1661, INC. (D.B.A. GOAT) PREFERRED SERIES C   /                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    237913 | NS      | $1222872.82   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GRUBMARKET, INC.    /                                                        | GRUBMARKET, INC.    /                                                        | CUSIP: 40013Z913<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    440742 | NS      | $6318653.61   | 0.63%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GRUBMARKET, INC. PREFERRED E SHARES   /                                      | GRUBMARKET, INC. PREFERRED E SHARES   /                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1520838 | NS      | $21803341.90  | 2.19%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GRUBMARKET, INC. PREFERRED F SHARES   /                                      | GRUBMARKET, INC. PREFERRED F SHARES   /                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    697526 | NS      | $10000011.75  | 1.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HEAP INC. PREFERRED SHARES   /                                               | HEAP INC. PREFERRED SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1361503 | NS      | $10783103.76  | 1.08%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HEAP INC. SERIES D PREFERRED SHARES   /                                      | HEAP INC. SERIES D PREFERRED SHARES   /                                      | CUSIP: 42222Z197<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     84047 | NS      | $689185.40    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HYDROW, INC. PREFERRED SERIES D   /                                          | HYDROW, INC. PREFERRED SERIES D   /                                          | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    435304 | NS      | $2612520.49   | 0.26%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HYPERLOOP TECHNOLOGIES, INC. PERFERRED B1 SHARES   /                         | HYPERLOOP TECHNOLOGIES, INC. PERFERRED B1 SHARES   /                         | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      1381 | NS      | $4920.01      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| HYPERLOOP TECHNOLOGIES, INC. SERIES C SHARES   /                             | HYPERLOOP TECHNOLOGIES, INC. SERIES C SHARES   /                             | CUSIP: 44916Z194<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      4330 | NS      | $15426.25     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| IMPOSSIBLE FOODS COMMON SHARES   /                                           | IMPOSSIBLE FOODS COMMON SHARES   /                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    299056 | NS      | $5966167.20   | 0.60%             |  |  |  | Yes           |                  3 | On Loan: No      |
| IMPOSSIBLE FOODS SERIES E-1 PREFERRED   /                                    | IMPOSSIBLE FOODS SERIES E-1 PREFERRED   /                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    400000 | NS      | $7980000.00   | 0.80%             |  |  |  | Yes           |                  3 | On Loan: No      |
| IMPOSSIBLE FOODS INC. SERIES H1 PREFERRED   /                                | IMPOSSIBLE FOODS INC. SERIES H1 PREFERRED   /                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    153494 | NS      | $3398357.16   | 0.34%             |  |  |  | Yes           |                  3 | On Loan: No      |
| IMPOSSIBLE FOODS INC. SERIES H2 PREFERRED   /                                | IMPOSSIBLE FOODS INC. SERIES H2 PREFERRED   /                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     53389 | NS      | $1182032.46   | 0.12%             |  |  |  | Yes           |                  3 | On Loan: No      |
| INRIX, Inc.. CLASS C    /                                                    | INRIX, Inc.. CLASS C    /                                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    133238 | NS      | $6200630.04   | 0.62%             |  |  |  | Yes           |                  3 | On Loan: No      |
| INVAIO SCIENCES SPV PREF C SHARES   /                                        | INVAIO SCIENCES SPV PREF C SHARES   /                                        | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1061390 | NS      | $5264494.40   | 0.53%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MOTIVE TECHNOLOGIES, INC. (F.K.A. KEEP TRUCKIN, INC.) COMMON SHARES   /      | MOTIVE TECHNOLOGIES, INC. (F.K.A. KEEP TRUCKIN, INC.) COMMON SHARES   /      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    788562 | NS      | $6253296.66   | 0.63%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MOTIVE TECHNOLOGIES, INC. (F.K.A. KEEP TRUCKIN, INC.) SERIES E PREFERRED   / | MOTIVE TECHNOLOGIES, INC. (F.K.A. KEEP TRUCKIN, INC.) SERIES E PREFERRED   / | CUSIP: 48752Z192<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    638843 | NS      | $5066024.99   | 0.51%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MOTIVE TECHNOLOGIES, INC. (F.K.A. KEEP TRUCKIN, INC.) SERIES F PREFERRED   / | MOTIVE TECHNOLOGIES, INC. (F.K.A. KEEP TRUCKIN, INC.) SERIES F PREFERRED   / | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1923076 | NS      | $15249992.68  | 1.53%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PAYWARD, INC. (D.B.A. KRAKEN) COMMON SHARES   /                              | PAYWARD, INC. (D.B.A. KRAKEN) COMMON SHARES   /                              | CUSIP: 50077Z196<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    105218 | NS      | $3088148.30   | 0.50%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PAYWARD, INC. (D.B.A. KRAKEN) PREFERRED A SHARES   /                         | PAYWARD, INC. (D.B.A. KRAKEN) PREFERRED A SHARES   /                         | CUSIP: 50075Z198<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    262210 | NS      | $7695863.50   | 1.23%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PAYWARD, INC. (D.B.A. KRAKEN) SERIES SEED   /                                | PAYWARD, INC. (D.B.A. KRAKEN) SERIES SEED   /                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     67000 | NS      | $1966450.00   | 0.32%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LOADSMART, INC. SERIES D PREFERRED   /                                       | LOADSMART, INC. SERIES D PREFERRED   /                                       | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    500000 | NS      | $9915000.00   | 1.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS, INC. (D.B.A. LIME) 4% 5/27/2027 CONV   /                   | NEUTRON HOLDINGS, INC. (D.B.A. LIME) 4% 5/27/2027 CONV   /                   | CUSIP: 999999999<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  10418495 | PA      | $253169.42    | 0.03%             | 2027-05-07      | Fixed         | 0.10%                 | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS, INC. (D.B.A. LIME) 4% 10/29/2025 CONV   /                  | NEUTRON HOLDINGS, INC. (D.B.A. LIME) 4% 10/29/2025 CONV   /                  | CUSIP: 999999999<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  15000000 | PA      | $15000000.00  | 1.51%             | 2025-10-29      | Fixed         | 4.00%                 | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS, INC. (D.B.A. LIME) WARRANTS   /                            | NEUTRON HOLDINGS, INC. (D.B.A. LIME) WARRANTS   /                            | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |     25317 | NC      | $1802.57      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEUTRON HOLDINGS, INC. (D.B.A. LIME) PREFERRED D SHARES   /                  | NEUTRON HOLDINGS, INC. (D.B.A. LIME) PREFERRED D SHARES   /                  | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |  20618556 | NS      | $1649484.48   | 0.17%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LOOKOUT,, Inc. COMMON SHARES   /                                             | LOOKOUT,, Inc. COMMON SHARES   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1869160 | NS      | $19962628.80  | 2.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LOOKOUT, Inc.    /                                                           | LOOKOUT, Inc.    /                                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    204000 | NS      | $2178720.00   | 0.22%             |  |  |  | Yes           |                  3 | On Loan: No      |
| LYST LTD. PREFERRED SERIES E   /                                             | LYST LTD. PREFERRED SERIES E   /                                             | CUSIP: 55247Z919<br>LEI: N/A                  | Long             | EP               | CORP              | GB        |    401929 | NS      | $4598067.76   | 0.46%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MARQETA COMMON COMMON SHARES   /                                             | MARQETA COMMON COMMON SHARES   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    194514 | NS      | $1188480.54   | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| D2IQ, INC.  COMMON SHARES   /                                                | D2IQ, INC. COMMON SHARES   /                                                 | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    165000 | NS      | $270600.00    | 0.03%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MALWAREBYTES INC. COMMON SHARES   /                                          | MALWAREBYTES INC. COMMON SHARES   /                                          | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    188173 | NS      | $2732271.96   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SINGLESTORE, INC. COMMON SHARES   /                                          | SINGLESTORE, INC. COMMON SHARES   /                                          | CUSIP: 58606Z918<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2148366 | NS      | $13792509.72  | 1.38%             |  |  |  | Yes           |                  3 | On Loan: No      |
| YANKA INDUSTRIES, INC. (D.B.A. MASTERCLASS) SERIES 1 PREFERRED SHARES   /    | YANKA INDUSTRIES, INC. (D.B.A. MASTERCLASS) SERIES 1 PREFERRED SHARES   /    | CUSIP: 57633Z198<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    193100 | NS      | $5590245.00   | 0.56%             |  |  |  | Yes           |                  3 | On Loan: No      |
| MYND MANAGEMENT, INC.  COMMON SHARES   /                                     | MYND MANAGEMENT, INC. COMMON SHARES   /                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    340202 | NS      | $6007967.32   | 0.60%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NANOTRONICS IMAGING COMMON SHARES   /                                        | NANOTRONICS IMAGING COMMON SHARES   /                                        | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     76504 | NS      | $12408183.76  | 1.25%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NANOTRONICS IMAGING, INC. PREFERRED SERIES F-2   /                           | NANOTRONICS IMAGING, INC. PREFERRED SERIES F-2   /                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     90888 | NS      | $14873821.20  | 1.49%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NORTHGATE GROWTH FUND III   /                                                | NORTHGATE GROWTH FUND III   /                                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    400000 | NS      | $400000.00    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| NEXTDOOR HOLDING, INC. COMMON SHARES   /                                     | NEXTDOOR HOLDING, INC. COMMON SHARES   /                                     | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    925479 | NS      | $1906486.74   | 0.19%             |  |  |  | No            |                  1 | On Loan: No      |
| OCROLUS INC. SERIES C PREFERRED SHARES   /                                   | OCROLUS INC. SERIES C PREFERRED SHARES   /                                   | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    438327 | NS      | $2629962.00   | 0.26%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OMADA HEALTH, INC. SERIES E   /                                              | OMADA HEALTH, INC. SERIES E   /                                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1334400 | NS      | $7752864.00   | 0.78%             |  |  |  | Yes           |                  3 | On Loan: No      |
| OPENX SOFTWARE LTD. COMMON   /                                               | OPENX SOFTWARE LTD. COMMON   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | GB        |   2899297 | NS      | $2145479.78   | 0.22%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TEBRA TECHNOLOGIES, INC. (F.K.A. KAREO, INC.) COMMON SHARES   /              | TEBRA TECHNOLOGIES, INC. (F.K.A. KAREO, INC.) COMMON SHARES   /              | CUSIP: 70292Z912<br>LEI: N/A                  | Long             | EC               | CORP              | GB        |    190009 | NS      | $1540820.98   | 0.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TEBRA TECHNOLOGIES, INC. (F.K.A. KAREO, INC.) SERIES SEED 2   /              | TEBRA TECHNOLOGIES, INC. (F.K.A. KAREO, INC.) SERIES SEED 2   /              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | GB        |    123819 | NS      | $1004073.03   | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PROSPER MARKETPLACE, INC. PROSPER MARKETPLACE   /                            | PROSPER MARKETPLACE PROSPER MARKETPLACE   /                                  | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    244130 | NS      | $178214.90    | 0.02%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PROSPER MKT PREF A PROSPER MKT PREF A   /                                    | PROSPER MKT PREF A PROSPER MKT PREF A   /                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     55395 | NS      | $40438.35     | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PROSPER MKT PREF A 1 PROSPER MKT PREF A 1   /                                | PROSPER MKT PREF A 1 PROSPER MKT PREF A 1   /                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     58165 | NS      | $86665.85     | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| PAVILION DATA SERIES C-1 SHARES   /                                          | PAVILION DATA SERIES C-1 SHARES   /                                          | CUSIP: 70405Z197<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   2038687 | NS      | $0.00         | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RADIAN AEROSPACE INC. SERIES SEED 2   /                                      | RADIAN AEROSPACE INC. SERIES SEED 2   /                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | GB        |    607336 | NS      | $1998135.44   | 0.20%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RUBRIK, INC. COMMON SHARES   /                                               | RUBRIK, INC. COMMON SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    126281 | NS      | $3718975.45   | 0.37%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RIPPLE LABS INC. PREFERRED SHARES A   /                                      | RIPPLE LABS INC. PREFERRED SHARES A   /                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     42000 | NS      | $2367540.00   | 0.24%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RELATIVITY SPACE, INC. COMMON SHARES   /                                     | RELATIVITY SPACE, INC. COMMON SHARES   /                                     | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    437922 | NS      | $9835728.12   | 0.99%             |  |  |  | Yes           |                  3 | On Loan: No      |
| RELATIVITY SPACE, INC. PREFERRED SERIES E   /                                | RELATIVITY SPACE, INC. PREFERRED SERIES E   /                                | CUSIP: 75943Z9A4<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    437922 | NS      | $9923312.52   | 1.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ROOFSTOCK, INC. SERIES E PREFERRED SHARES   /                                | ROOFSTOCK, INC. SERIES E PREFERRED SHARES   /                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    339154 | NS      | $9482745.84   | 0.95%             |  |  |  | Yes           |                  3 | On Loan: No      |
| SOUNDHOUND AI, INC. COMMON SHARES   /                                        | SOUNDHOUND AI, INC. COMMON SHARES   /                                        | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    736112 | NS      | $1302918.24   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| SPACE EXPLORATION TECHNOLOGIES CORP. COMMON SHARES   /                       | SPACE EXPLORATION TECHNOLOGIES CORP. COMMON SHARES   /                       | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    490200 | NS      | $37402260.00  | 3.75%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TEALIUM INC. COMMON SHARES   /                                               | TEALIUM INC. COMMON SHARES   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    200000 | NS      | $2372000.00   | 0.24%             |  |  |  | Yes           |                  3 | On Loan: No      |
| THOUGHTSPOT COMMON COMMON SHARES   /                                         | THOUGHTSPOT COMMON COMMON SHARES   /                                         | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    162087 | NS      | $1998532.71   | 0.38%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TMGCORE, Inc. 4% 8/11/2026   /                                               | TMGCORE, Inc. 4% 8/11/2026   /                                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  10000000 | PA      | $10000000.00  | 1.00%             | 2026-08-11      | Fixed         | 4.00%                 | Yes           |                  3 | On Loan: No      |
| TEMPO AUTOMATION COMMON SHARES   /                                           | TEMPO AUTOMATION COMMON SHARES   /                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     93787 | NS      | $72215.99     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| TANIUM INC. COMMON SHARES   /                                                | TANIUM INC. COMMON SHARES   /                                                | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    640000 | NS      | $6508800.00   | 0.65%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Trax Ltd. COMMON SHARES   /                                                  | Trax Ltd. COMMON SHARES   /                                                  | CUSIP: 87262Z912<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    149970 | NS      | $7889921.70   | 0.79%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Trax Ltd. PRE IPO SHARES   /                                                 | Trax Ltd. PRE IPO SHARES   /                                                 | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | KY        |     76722 | NS      | $4036344.42   | 0.41%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TRUSPER INC. (D.B.A. MUSELY)    /                                            | TRUSPER INC. (D.B.A. MUSELY)    /                                            | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |      7961 | NS      | $124748.87    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TRADESHIFT HOLDINGS INC.  3% 6/16/23   /                                     | TRADESHIFT HOLDINGS INC. 3% 6/16/23   /                                      | CUSIP: 89268Z193<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |  10000000 | PA      | $10000000.00  | 1.00%             | 2023-06-16      | Fixed         | 3.00%                 | Yes           |                  3 | On Loan: No      |
| TRADESHIFT HOLDINGS INC. VARIABLE 11/22/23   /                               | TRADESHIFT HOLDINGS INC. VARIABLE 11/22/23   /                               | CUSIP: 999999999<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5000000.00   | 0.50%             | 2023-11-22      | Variable      | 6.00%                 | Yes           |                  3 | On Loan: No      |
| TRADESHIFT HOLDINGS INC. 5% 3/25/2024   /                                    | TRADESHIFT HOLDINGS INC. 5% 3/25/2024   /                                    | CUSIP: 999999999<br>LEI: N/A                  | Long             | DBT              | CORP              | US        |   5000000 | PA      | $5000000.00   | 0.50%             | 2024-03-25      | Fixed         | 5.00%                 | Yes           |                  3 | On Loan: No      |
| TRADESHIFT HOLDINGS INC.  WARRANTS   /                                       | TRADESHIFT HOLDINGS INC. WARRANTS   /                                        | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    213797 | NC      | $2663654.06   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TRADESHIFT HOLDINGS INC. WARRANTS   /                                        | TRADESHIFT HOLDINGS INC. WARRANTS   /                                        | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    427594 | NC      | $5327308.13   | 0.53%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TRADESHIFT HOLDINGS INC. WARRANTS   /                                        | TRADESHIFT HOLDINGS INC. WARRANTS   /                                        | CUSIP: 999999999<br>LEI: N/A                  | N/A              | DE               | CORP              | US        |    213797 | NC      | $2663675.44   | 0.27%             |  |  |  | Yes           |                  3 | On Loan: No      |
| TURO INC. PREF D1 TURO PREF D1   /                                           | TURO INC. PREF D1 TURO PREF D1   /                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    628035 | NS      | $9445646.40   | 0.95%             |  |  |  | Yes           |                  3 | On Loan: No      |
| UDACITY COMMON SHARES   /                                                    | UDACITY COMMON SHARES   /                                                    | CUSIP: 90266Z912<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    448075 | NS      | $2258298.00   | 0.23%             |  |  |  | Yes           |                  3 | On Loan: No      |
| UDEMY COMMON SHARES   /                                                      | UDEMY COMMON SHARES   /                                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    163448 | NS      | $1724376.40   | 0.17%             |  |  |  | No            |                  1 | On Loan: No      |
| UPGRADE, Inc. COMMON SHARES   /                                              | UPGRADE, Inc. COMMON SHARES   /                                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    661053 | NS      | $3602738.85   | 0.36%             |  |  |  | Yes           |                  3 | On Loan: No      |
| UPGRADE, Inc. PREFERRED SERIES C-1   /                                       | UPGRADE, Inc. PREFERRED SERIES C-1   /                                       | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   3290000 | NS      | $17930500.00  | 1.80%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VERBIT, INC. PREFERRED SERIES A   /                                          | VERBIT, INC. PREFERRED SERIES A   /                                          | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     47640 | NS      | $663953.44    | 0.07%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VERBIT, INC. PREFERRED SERIES B   /                                          | VERBIT, INC. PREFERRED SERIES B   /                                          | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    288180 | NS      | $4016332.96   | 0.40%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VERBIT, INC. PREFERRED SERIES E-1   /                                        | VERBIT, INC. PREFERRED SERIES E-1   /                                        | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    423720 | NS      | $6041226.03   | 0.61%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VERBIT, INC.  PREFERRED SERIES SEED 2   /                                    | VERBIT, INC. PREFERRED SERIES SEED 2   /                                     | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     65000 | NS      | $905897.85    | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| VOYAGER SPACE HOLDINGS, INC. PREFERRED CLASS B   /                           | VOYAGER SPACE HOLDINGS, INC. PREFERRED CLASS B   /                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    192061 | NS      | $7499982.05   | 0.75%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WAG LABS,, Inc. COMMON COMMON SHARES   /                                     | WAG LABS,, Inc. COMMON COMMON SHARES   /                                     | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    426552 | NS      | $1300983.60   | 0.13%             |  |  |  | Yes           |                  2 | On Loan: No      |
| WIDE ORBIT, Inc. WIDE ORBIT COMMON   /                                       | WIDE ORBIT, Inc. WIDE ORBIT COMMON   /                                       | CUSIP: 96757Z915<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    400000 | NS      | $948000.00    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WITRICITY HOLDINGS, INC. COMMON SHARES   /                                   | WITRICITY HOLDINGS, INC. COMMON SHARES   /                                   | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    166667 | NS      | $500001.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WITRICITY HOLDINGS, INC. PREFERRED SERIES A   /                              | WITRICITY HOLDINGS, INC. PREFERRED SERIES A   /                              | CUSIP: 97746Z198<br>LEI: N/A                  | Long             | EP               | CORP              | US        |   1000000 | NS      | $3000000.00   | 0.30%             |  |  |  | Yes           |                  3 | On Loan: No      |
| WITRICITY HOLDINGS, INC. PREFERRED SERIES B   /                              | WITRICITY HOLDINGS, INC.  PREFERRED SERIES B   /                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    333253 | NS      | $999759.00    | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GROUNDTRUTH, INC. COMMON SHARES                                              | GROUNDTRUTH, INC. COMMON SHARES                                              | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1659427 | NS      | $381668.21    | 0.04%             |  |  |  | Yes           |                  3 | On Loan: No      |
| GROUNDTRUTH, INC. PREFERRED B1 PREFERRED B-1 SHARES   /                      | GROUNDTRUTH, INC. PREFERRED B1 PREFERRED B-1 SHARES   /                      | CUSIP: 70590Z929<br>LEI: N/A                  | Long             | EP               | CORP              | US        |    600000 | NS      | $138000.00    | 0.01%             |  |  |  | Yes           |                  3 | On Loan: No      |
| XPLORE INC. SIMPLE AGREEMENT   /                                             | XPLORE INC. SIMPLE AGREEMENT   /                                             | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1000000 | NS      | $1000000.00   | 0.10%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ZOCDOC COMMON    /                                                           | ZOCDOC COMMON    /                                                           | CUSIP: 999999999<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61016 | NS      | $881681.20    | 0.09%             |  |  |  | Yes           |                  3 | On Loan: No      |
| ZOCDOC PREFERRED A    /                                                      | ZOCDOC PREFERRED A    /                                                      | CUSIP: 999999999<br>LEI: N/A                  | Long             | EP               | CORP              | US        |     35000 | NS      | $505750.00    | 0.05%             |  |  |  | Yes           |                  3 | On Loan: No      |

### Signature

**Date Signed:** 2023-01-04

**Name of Applicant:** The Private Shares Fund

**Signature:** /s/ Kevin Moss

**Name of Signer:** Kevin Moss

**Title:** President