# EDGAR Filing Document

**Accession Number:** 0001120370
**File Stem:** 0001437749-26-018834
**Filing Date:** 2026-5
**Character Count:** 5852
**Document Hash:** 03546267800c9daa37016204aa188d50
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-018834.hdr.sgml**: 20260529

**ACCESSION NUMBER**: 0001437749-26-018834

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20260528

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260529

**DATE AS OF CHANGE**: 20260529

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BROADWIND, INC.
- **CENTRAL INDEX KEY:** 0001120370
- **STANDARD INDUSTRIAL CLASSIFICATION:** NONFERROUS FOUNDRIES (CASTINGS) [3360]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 880409160
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-34278
- **FILM NUMBER:** 261041164

**BUSINESS ADDRESS:**
- **STREET 1:** 3240 S. CENTRAL AVENUE
- **CITY:** CICERO
- **STATE:** IL
- **ZIP:** 60804
- **BUSINESS PHONE:** 708-780-4800

**MAIL ADDRESS:**
- **STREET 1:** 3240 S. CENTRAL AVENUE
- **CITY:** CICERO
- **STATE:** IL
- **ZIP:** 60804

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BROADWIND ENERGY, INC.
- **DATE OF NAME CHANGE:** 20080304

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** TOWER TECH HOLDINGS INC.
- **DATE OF NAME CHANGE:** 20060210

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BLACKFOOT ENTERPRISES INC
- **DATE OF NAME CHANGE:** 20000726

?xml version='1.0' encoding='ASCII'? bwen20260527_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of report (Date of earliest event reported): **May 28, 2026**

![broadwindlogo22020resized.jpg](broadwindlogo22020resized.jpg)

**BROADWIND, INC.**

(Exact Name of Registrant as Specified in Its Charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-34278** | **88-0409160** |
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |

---

**3240 South Central Avenue, Cicero, Illinois 60804**

(Address of Principal Executive Offices) (Zip Code)

Registrant's Telephone Number, Including Area Code: **(708) 780-4800**

**Not Applicable**

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $0.001 par value | BWEN | The NASDAQ Capital Market |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐

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**Item 5.07. Submission of Matters to a Vote of Security Holders.**

On May 28, 2026, Broadwind, Inc. (the "Company") held its Annual Meeting of Stockholders. Matters voted on by the stockholders included: (i) election of five directors to hold office for a term of one year or until their successors are duly elected and qualified; (ii) a non-binding advisory vote to approve the compensation of the Company's named executive officers; and (iii) ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2026. The results of the stockholders' votes are reported below:

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**1.** With respect to the election of directors:

---

| | | |
|:---|:---|:---|
| **<u>NAME OF CANDIDATE</u>** | **<u>FOR</u>** | **<u>AGAINST</u>** |
| Eric B. Blashford | 7,956,910 | 329,874 |
| Philip J. Christman | 8,115,933 | 170,350 |
| Jeanette A. Press | 8,187,967 | 99,208 |
| Sachin M. Shivaram | 8,153,777 | 170,095 |
| Cary B. Wood | 7,996,495 | 327,978 |

---

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**2.** With respect to the non-binding advisory vote to approve the compensation of the Company's named executive officers ("Say-on-Pay" vote):

---

| | | | |
|:---|:---|:---|:---|
| **<u>FOR</u>**  | **<u>AGAINST</u>**  | **<u>ABSTAIN</u>**  | **<u>BROKER NON-VOTES</u>** |
| 8,025,229 | 277,659 | 37,059 | 7,445,872 |

---

**3**. With respect to the ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2026:

---

| | | |
|:---|:---|:---|
| **<u>FOR</u>**  | &nbsp;&nbsp;&nbsp;&nbsp;**<u>AGAINST</u>** | **<u>ABSTAIN</u>** |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;15,562,961 | 87,638 | 135,220 |

---

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**SIGNATURE**

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **BROADWIND, INC.** | **BROADWIND, INC.** |
| May 29, 2026 | By: | /s/ Eric B. Blashford |
|  |  | Eric B. Blashford |
|  |  | President and Chief Executive Officer |
|  |  | (Principal Executive Officer) |

---