# EDGAR Filing Document

**Accession Number:** 0001866046
**File Stem:** 0001866046-26-000003
**Filing Date:** 2026-2
**Character Count:** 4829
**Document Hash:** 9319a819794092b6b7e1ecdb01039819
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001866046-26-000003.hdr.sgml**: 20260317

**ACCESSION NUMBER**: 0001866046-26-000003

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20260220

**DATE AS OF CHANGE**: 20260317

**EFFECTIVENESS DATE**: 20260302

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DealMaker Transfer Agent LLC
- **CENTRAL INDEX KEY:** 0001866046

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06794
- **FILM NUMBER:** 26759664

**BUSINESS ADDRESS:**
- **STREET 1:** 16540 POINTE VILLAGE DRIVE
- **STREET 2:** SUITE 201J
- **CITY:** LUTZ
- **STATE:** FL
- **ZIP:** 33558
- **BUSINESS PHONE:** 888 991 8482

**MAIL ADDRESS:**
- **STREET 1:** 77 KING STREET WEST
- **STREET 2:** SUITE 400
- **CITY:** TORONTO
- **STATE:** A6
- **ZIP:** M5K0A1

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** DealMaker Transfer Agent LLC

**FINS Number:** 368811

**Address of principal office where transfer agent activities are performed:** 30 East 23rd Street, 2nd Floor, New York, NY, 10010

**Is mailing address different from principal office address?:** Yes

**Mailing Address:** 77 King Street West, Suite 400, Toronto, A6, M5K0A1

**Telephone Number:** 647-236-9021

**Does registrant conduct business in other locations?:** No

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** No

### Ownership and Control Information

**Registrant Type:** Other

**Description (if Other):** LLC

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                  | Relationship Start Date   | Title or Status                   | Authority Description          | Relationship End Date   |
|:---|:---|:---|:---|:---|
| Mathew Oliver Goldstein      | 05/05/2021                | Other                             | Beneficial Owner of 5% or more |  |
| Rebecca Ann Kacaba           | 05/05/2021                | Other                             | Beneficial Owner of 5% or more |  |
| Meighan Elizabeth Leon       | 05/15/2021                | CCO                               | Compliance Officer             | 01/31/2026              |
| Novation Solutions USA, Inc. | 05/05/2021                | Sole Member                       | Corporate Owner                |  |
| Connor Chisato Larkin        | 01/05/2026                | Transfer Agent Operations Manager | Compliance Officer             |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Connor Larkin

**Title:** Transfer Agent Operations Manager

**Date:** 02/20/2026

**Phone Number:** 3106178823