# EDGAR Filing Document

**Accession Number:** 0001614986
**File Stem:** 0001614986-25-000008
**Filing Date:** 2025-11
**Character Count:** 12065
**Document Hash:** 16d640127438d11b06de2a9c30776982
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001614986-25-000008.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001614986-25-000008

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**EFFECTIVENESS DATE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Boussard & Gavaudan Investment Management LLP
- **CENTRAL INDEX KEY:** 0001614986

**ORGANIZATION NAME:**
- **EIN:** 809838587

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16285
- **FILM NUMBER:** 251469465

**BUSINESS ADDRESS:**
- **STREET 1:** 166 PICCADILLY
- **CITY:** London
- **STATE:** X0
- **ZIP:** W1J 9EF
- **BUSINESS PHONE:** 00-44-203-751-5400

**MAIL ADDRESS:**
- **STREET 1:** 166 PICCADILLY
- **CITY:** London
- **STATE:** X0
- **ZIP:** W1J 9EF

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Boussard  Gavaudan Investment Management LLP<br>**Address:** 166 PICCADILLY<br>London, X0 W1J 9EF

**Form 13F File Number:** 028-16285

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Emmanuel Gavaudan<br>**Title:** Chief Compliance Officer<br>**Phone:** 00-44-203-751-5400

**Signature, Place, and Date of Signing:**

Emmanuel Gavaudan  London, X0  11-12-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 81

**Form 13F Information Table Value Total:** $808571210

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVANCED ENERGY INDS | NOTE 2.500% 9/1 | 007973AE0 |  | 9504890 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| AGRICULTURE  NAT SOL ACQ CO | SHS CL A | G0131Y100 |  | 7651000 | 700000 | SH |  | SOLE |  | 700000 | 0 | 0 |
| AGRICULTURE  NAT SOL ACQ CO | W EXP 10/01/202 | G0131Y118 |  | 87535 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 |  | 9189461 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 02043QAB3 |  | 21499375 | 13073 | SH |  | SOLE |  | 13073 | 0 | 0 |
| AMERICAN EXCEPTIONALISM ACQU | ORD CL A | G0273J101 |  | 5046200 | 460000 | SH |  | SOLE |  | 460000 | 0 | 0 |
| AMRIZE LTD | SHS | H2927K103 |  | 6156796 | 127867 | SH |  | SOLE |  | 127867 | 0 | 0 |
| ANGI INC | CL A NEW | 00183L201 |  | 2246071 | 139855 | SH |  | SOLE |  | 139855 | 0 | 0 |
| ANI PHARMACEUTICALS INC | NOTE 2.250% 9/0 | 00182CAC7 |  | 14114784 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 05464CAB7 |  | 71528898 | 22924 | SH |  | SOLE |  | 22924 | 0 | 0 |
| BAIN CAP GSS INVT CORP | UNIT 99/99/9999 | G0R78B122 |  | 5052500 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| BLACKSKY TECHNOLOGY INC | W EXP 09/09/202 | 09263B116 |  | 37956 | 237226 | SH |  | SOLE |  | 237226 | 0 | 0 |
| BOX INC | NOTE 1/1 | 10316TAB0 |  | 33953563 | 27237 | SH |  | SOLE |  | 27237 | 0 | 0 |
| BURLINGTON STORES INC | NOTE 1.250%12/1 | 122017AD8 |  | 30618997 | 22615 | SH |  | SOLE |  | 22615 | 0 | 0 |
| CENTURI HOLDINGS INC | COM SHS | 155923105 |  | 2361950 | 113012 | SH |  | SOLE |  | 113012 | 0 | 0 |
| CHEFS WHSE INC | NOTE 2.375%12/1 | 163086AE1 |  | 40075965 | 27380 | SH |  | SOLE |  | 27380 | 0 | 0 |
| CLOUDFLARE INC | NOTE 8/1 | 18915MAC1 |  | 14883599 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| COINBASE GLOBAL INC | NOTE 0.250% 4/0 | 19260QAF4 |  | 983537 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| COMPASS INC | CL A | 20464U100 |  | 3833136 | 476166 | SH |  | SOLE |  | 476166 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | COM | 21874A106 |  | 2473801 | 137319 | SH |  | SOLE |  | 137319 | 0 | 0 |
| COSTAMARE BULKERS HLDGS LTD | COM SHS | Y2001C101 |  | 486943 | 33957 | SH |  | SOLE |  | 33957 | 0 | 0 |
| CYBERARK SOFTWARE LTD | SHS | M2682V108 |  | 23830847 | 49220 | SH |  | SOLE |  | 49220 | 0 | 0 |
| DROPBOX INC | NOTE 3/0 | 26210CAD6 |  | 8383990 | 8081 | SH |  | SOLE |  | 8081 | 0 | 0 |
| DUKE ENERGY CORP NEW | NOTE 4.125% 4/1 | 26441CBY0 |  | 2832934 | 2600 | SH |  | SOLE |  | 2600 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 3621474 | 46886 | SH |  | SOLE |  | 46886 | 0 | 0 |
| ENVIRI CORP | COM | 415864107 |  | 601710 | 47491 | SH |  | SOLE |  | 47491 | 0 | 0 |
| ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 |  | 7807692 | 7500 | SH |  | SOLE |  | 7500 | 0 | 0 |
| ETSY INC | NOTE 0.250% 6/1 | 29786AAN6 |  | 3565690 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| FLUOR CORP | NOTE 1.125% 8/1 | 343412AJ1 |  | 9472382 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| FOLD HLDGS INC | W EXP 02/14/203 | 29103K118 |  | 41144 | 72260 | SH |  | SOLE |  | 72260 | 0 | 0 |
| GCT SEMICONDUCTOR HLDG INC | W EXP 03/01/202 | 36170N115 |  | 5000 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 36168Q104 |  | 1377694 | 29238 | SH |  | SOLE |  | 29238 | 0 | 0 |
| GLOBAL PMTS INC | NOTE 1.500% 3/0 | 37940XAU6 |  | 916397 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| GRANITE CONSTR INC | NOTE 3.750% 5/1 | 387328AD9 |  | 8447132 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 |  | 22383476 | 19500 | SH |  | SOLE |  | 19500 | 0 | 0 |
| HALOZYME THERAPEUTICS INC | NOTE 1.000% 8/1 | 40637HAF6 |  | 2967678 | 2100 | SH |  | SOLE |  | 2100 | 0 | 0 |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 45826HAB5 |  | 20796046 | 16092 | SH |  | SOLE |  | 16092 | 0 | 0 |
| ITRON INC | NOTE 3/1 | 465741AN6 |  | 4253486 | 4000 | SH |  | SOLE |  | 4000 | 0 | 0 |
| KELLANOVA | COM | 487836108 |  | 24380624 | 298161 | SH |  | SOLE |  | 298161 | 0 | 0 |
| KODIAK AI INC. | W EXP 09/25/203 | 500081112 |  | 124800 | 120000 | SH |  | SOLE |  | 120000 | 0 | 0 |
| LANVIN GROUP HOLDINGS LIMITE | W EXP 01/14/202 | G5380J118 |  | 1250 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 |  | 5939400 | 92098 | SH |  | SOLE |  | 92098 | 0 | 0 |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 |  | 74543 | 1155 | SH |  | SOLE |  | 1155 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM LBTY LIV S A | 531229748 |  | 3087476 | 32534 | SH |  | SOLE |  | 32534 | 0 | 0 |
| LIBERTY MEDIA CORP DEL | COM LBTY LIV S C | 531229722 |  | 4439908 | 45435 | SH |  | SOLE |  | 45435 | 0 | 0 |
| LIONSGATE STUDIOS CORP | COM | 53626N102 |  | 3872242 | 562009 | SH |  | SOLE |  | 562009 | 0 | 0 |
| CORE SCIENTIFIC INC NEW | CALL | 21874A906 |  | 264253 | 3150 | SH | Call | SOLE |  | 3150 | 0 | 0 |
| ETSY INC | PUT | 29786A956 |  | 412 | 1000 | SH | Put | SOLE |  | 1000 | 0 | 0 |
| QUALCOMM INC | CALL | 747525903 |  | 207007 | 100 | SH | Call | SOLE |  | 100 | 0 | 0 |
| TRIPADVISOR INC | CALL | 896945901 |  | 209220 | 1500 | SH | Call | SOLE |  | 1500 | 0 | 0 |
| WARNER BROS DISCOVERY INC | CALL | 934423904 |  | 211217 | 2500 | SH | Call | SOLE |  | 2500 | 0 | 0 |
| LIVE NATION ENTERTAINMENT IN | NOTE 3.125% 1/1 | 538034BA6 |  | 21392257 | 13000 | SH |  | DFND |  | 13000 | 0 | 0 |
| LOTUS TECHNOLOGY INC | W EXP 02/22/202 | 54572F119 |  | 7525 | 91666 | SH |  | SOLE |  | 91666 | 0 | 0 |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 |  | 1664985 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| STRATEGY INC | NOTE 0.625% 9/1 | 594972AQ4 |  | 58404238 | 31000 | SH |  | SOLE |  | 31000 | 0 | 0 |
| STRATEGY INC | NOTE 0.875% 3/1 | 594972AL5 |  | 1196461 | 764 | SH |  | SOLE |  | 764 | 0 | 0 |
| MKS INC. | NOTE 1.250% 6/0 | 55306NAB0 |  | 1098246 | 1000 | SH |  | SOLE |  | 1000 | 0 | 0 |
| NORFOLK SOUTHN CORP | COM | 655844108 |  | 9863670 | 32958 | SH |  | SOLE |  | 32958 | 0 | 0 |
| OAKTREE ACQUISITION CORP III | SHS CL A | G6717R104 |  | 7890000 | 750000 | SH |  | SOLE |  | 750000 | 0 | 0 |
| OAKTREE ACQUISITION CORP III | W EXP 09/01/203 | G6717R112 |  | 124185 | 150000 | SH |  | SOLE |  | 150000 | 0 | 0 |
| ORIGIN MATERIALS INC | W EXP 06/25/202 | 68622D114 |  | 1226 | 76667 | SH |  | SOLE |  | 76667 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | NOTE 2.500% 7/1 | 686688AB8 |  | 3382243 | 2780 | SH |  | SOLE |  | 2780 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP. | CL A SHS | G7309T102 |  | 2490000 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP. | W EXP 07/30/203 | G7309T110 |  | 43750 | 125000 | SH |  | SOLE |  | 125000 | 0 | 0 |
| Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 |  | 9071481 | 8800 | SH |  | SOLE |  | 8800 | 0 | 0 |
| RALLIANT CORP | COM | 750940108 |  | 3620270 | 85243 | SH |  | SOLE |  | 85243 | 0 | 0 |
| RITHM ACQUISITION CORP | CL A | G75751100 |  | 8200000 | 800000 | SH |  | SOLE |  | 800000 | 0 | 0 |
| RITHM ACQUISITION CORP | W EXP 99/99/999 | G75751118 |  | 175999 | 266666 | SH |  | SOLE |  | 266666 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 76954AAB9 |  | 4849639 | 4600 | SH |  | SOLE |  | 4600 | 0 | 0 |
| SEAGATE HDD CAYMAN | NOTE 3.500% 6/0 | 81180WBL4 |  | 71769090 | 25564 | SH |  | SOLE |  | 25564 | 0 | 0 |
| SNAP INC | NOTE 0.500% 5/0 | 83304AAK2 |  | 4331436 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| SNOWFLAKE INC | NOTE 10/0 | 833445AB5 |  | 25321893 | 16740 | SH |  | SOLE |  | 16740 | 0 | 0 |
| SNOWFLAKE INC | NOTE 10/0 | 833445AD1 |  | 21862577 | 14000 | SH |  | SOLE |  | 14000 | 0 | 0 |
| SOLID POWER INC | W EXP 12/08/202 | 83422N113 |  | 18658 | 45387 | SH |  | SOLE |  | 45387 | 0 | 0 |
| SOUTHERN CO | NOTE 4.500% 6/1 | 842587DZ7 |  | 3703964 | 3300 | SH |  | SOLE |  | 3300 | 0 | 0 |
| SUPER MICRO COMPUTER INC | NOTE 3.500% 3/0 | 86800UAB0 |  | 2045198 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| TASKUS INC | CLASS A COM | 87652V109 |  | 2794386 | 156988 | SH |  | SOLE |  | 156988 | 0 | 0 |
| TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 902252AB1 |  | 32910455 | 30000 | SH |  | SOLE |  | 30000 | 0 | 0 |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 92277GAZ0 |  | 648488 | 500 | SH |  | SOLE |  | 500 | 0 | 0 |
| WEC ENERGY GROUP INC | NOTE 4.375% 6/0 | 92939UAP1 |  | 8409751 | 6800 | SH |  | SOLE |  | 6800 | 0 | 0 |
| WESTERN DIGITAL CORP | NOTE 3.000%11/1 | 958102AT2 |  | 55375058 | 17535 | SH |  | SOLE |  | 17535 | 0 | 0 |

---