# EDGAR Filing Document

**Accession Number:** 0001902314
**File Stem:** 0001564590-23-000378
**Filing Date:** 2023-1
**Character Count:** 10113
**Document Hash:** 817055a9da9021aa75db3e04a5453eaa
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001564590-23-000378.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0001564590-23-000378

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20230112

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** M-tron Industries, Inc.
- **CENTRAL INDEX KEY:** 0001902314
- **STANDARD INDUSTRIAL CLASSIFICATION:** ELECTRONIC COMPONENTS, NEC [3679]
- **IRS NUMBER:** 460457994
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41391
- **FILM NUMBER:** 23525945

**BUSINESS ADDRESS:**
- **STREET 1:** 2525 SHADER ROAD
- **CITY:** ORLANDO
- **STATE:** FL
- **ZIP:** 32804
- **BUSINESS PHONE:** (407) 298-2000

**MAIL ADDRESS:**
- **STREET 1:** 2525 SHADER ROAD
- **CITY:** ORLANDO
- **STATE:** FL
- **ZIP:** 32804

?xml version="1.0" encoding="utf-8"? mpti-8k_20230112.htm

#### UNITED STATES

#### SECURITIES AND EXCHANGE COMMISSION

#### Washington, D.C. 20549

### FORM 8-K

#### CURRENT REPORT

#### Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 12, 2023

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| | | |
|:---|:---|:---|
| **M-TRON INDUSTRIES, INC.** | **M-TRON INDUSTRIES, INC.** | **M-TRON INDUSTRIES, INC.** |
| (Exact Name of Registrant as Specified in Charter) | (Exact Name of Registrant as Specified in Charter) | (Exact Name of Registrant as Specified in Charter) |
| Delaware | 001-41391 | 46-0457944 |
| (State or Other Jurisdiction<br>of Incorporation) | (Commission<br>File Number) | (IRS Employer<br>Identification No.) |
| 2525 Shader Road, Orlando, FL | 2525 Shader Road, Orlando, FL | 32804 |
| (Address of Principal Executive Offices) | (Address of Principal Executive Offices) | (Zip Code) |

---

Registrant's Telephone Number, Including Area Code: <u>(407) 298-2000</u>

  <br> (Former Name or Former Address, If Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br> **Symbol(s)** | **Name of each exchange on which registered** |
| Common Stock, par value $0.01 | MPTI | NYSE American |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp;☑

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&nbsp;&nbsp;&nbsp;&nbsp; ☐

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#### Item 8.01. Other Events.
On January 12, 2023, M-Tron Industries, Inc. (the "Company") issued a press release (the "Press Release") announcing that its CEO, Michael Ferrantino will present and host one-on-one meetings with investors at the Sidoti January Virtual Investor Conference, taking place on January 18-19, 2023.

The presentation will begin at 10:00 am Eastern Time (U.S. and Canada) on January 19, 2023 and can be accessed live here: <u>https://sidoti.zoom.us/webinar/register/WN_SPWgZ0sZRzSKPqDDjBsinw</u>. MtronPTI will also host virtual one-on-ones with investors on Wednesday and Thursday, January 18-19, 2023. To register for the presentation or one-on-ones, visit <u>www.sidoti.com/events</u>. Registration is free and you don't need to be a Sidoti client.

A copy of the Press Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

#### Item 9.01. Financial Statements and Exhibits.
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(d)*Exhibits*

---

| | |
|:---|:---|
| <u>Exhibit No.</u> | <u>Description</u> |
| 99.1 | [<u>Press Release dated January 12, 2023.</u>](mpti-ex991_6.htm) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |

---

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#### SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | | |
|:---|:---|:---|:---|
| January 12, 2023 | M-TRON INDUSTRIES, INC. | M-TRON INDUSTRIES, INC. | M-TRON INDUSTRIES, INC. |
|  | By: | /s/ James W. Tivy | /s/ James W. Tivy |
|  |  | Name: | James W. Tivy |
|  |  | Title: | Chief Financial Officer |

---

## Exhibit 99.1

#### Exhibit 99.1
![](g0pre0xyp3xz000001.jpg)

#### M-tron Industries, Inc. to Present at Sidoti Virtual Investor Conference January 18-19
**ORLANDO, Florida (January 12, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) ("Company" or "MtronPTI") announced that its CEO, Michael Ferrantino will present and host one-on-one meetings with investors at the Sidoti January Virtual Investor Conference, taking place on January 18-19, 2023.** 

The presentation will begin at 10:00 am Eastern Time (U.S. and Canada) on January 19, 2023 and can be accessed live here: <u>https://sidoti.zoom.us/webinar/register/WN_SPWgZ0sZRzSKPqDDjBsinw</u>. MtronPTI will also host virtual one-on-ones with investors on Thursday, January 19, 2023. To register for the presentation or one-on-ones, visit <u>www.sidoti.com/events</u>. Registration is free and you don't need to be a Sidoti client.

#### About Sidoti & Company:
For over two decades, Sidoti & Company (<u>http://www.sidoti.com</u>) has been a premier provider of independent securities research focused specifically on small and microcap companies and the institutions that invest in their securities, with most of its coverage in the $100 million-$5 billion market cap range. The firm's approach affords companies and institutional clients a combination of high-quality research, a small- and microcap-focused nationwide sales effort, broad access to corporate management teams, and extensive trading support. Sidoti serves 500+ institutional clients in North America.

#### About MtronPTI:
M-tron Industries, Inc. trades publicly on the NYSE American under the symbol MPTI. Originally founded in 1965, MtronPTI designs, manufactures and markets highly engineered, high reliability frequency and spectrum control products and solutions. As an engineering-centric company, MtronPTI provides close support to its customers throughout our products' entire life cycle, including product design, prototyping, production and subsequent product upgrades. MtronPTI has design and manufacturing facilities in Orlando, Florida and Yankton, South Dakota, a sales office in Hong Kong, and a manufacturing facility in Noida, India.

#### Forward Looking Statements
This press release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, such as those pertaining to the uncertain financial impact of COVID-19 and the Company's financial condition, results of operations, business strategy and financial needs. All statements other than statements of current or historical fact contained in this press release are forward-looking statements. The words "believe," "expect," "anticipate," "should," "plan," "will," "may," "could," "intend," "estimate," "predict," "potential," "continue" or the negative of these terms and similar expressions, as they relate to MtronPTI, are intended to identify forward-looking statements.

These forward-looking statements are largely based on current expectations and projections about future events and financial trends that may affect the financial condition, results of operations, business strategy and financial

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needs of the Company. They can be affected by inaccurate assumptions, including the risks, uncertainties and assumptions described in the filings made by MtronPTI with the Securities and Exchange Commission, including those risks set forth under the heading "Risk Factors" in the Information Statement included as Exhibit 99.1 to the Company's Form 10 Registration Statement as amended and filed with the SEC on August 19, 2022 and those risks detailed within our Form 10-Q as filed with the SEC on November 14, 2022. In light of these risks, uncertainties and assumptions, the forward-looking statements in this press release may not occur and actual results could differ materially from those anticipated or implied in the forward-looking statements. When you consider these forward-looking statements, you should keep in mind these risk factors and other cautionary statements in this press release.

These forward-looking statements speak only as of the date of this press release. MtronPTI undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. Accordingly, readers are cautioned not to place undue reliance on these forward-looking statements. For these statements, we claim the protection of the safe harbor for forward-looking statements contained in the Private Securities Litigation Reform Act of 1995.

For further information, please contact:

#### M-tron Industries, Inc.:

#### Investor Relations:
James Tivy

<u>ir@mtronpti.com</u>