# EDGAR Filing Document

**Accession Number:** 0001917618
**File Stem:** 0001917618-23-000001
**Filing Date:** 2023-2
**Character Count:** 11419
**Document Hash:** cf16f3e81392b3136df4ef6bfd09ec3e
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001917618-23-000001.hdr.sgml**: 20230208

**ACCESSION NUMBER**: 0001917618-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230208

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230208

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Alley Investment Management Company, LLC
- **CENTRAL INDEX KEY:** 0001917618
- **IRS NUMBER:** 873357150
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22468
- **FILM NUMBER:** 23596227

**BUSINESS ADDRESS:**
- **STREET 1:** 585 BANK LANE
- **STREET 2:** SUITE 2400
- **CITY:** LAKE FOREST
- **STATE:** IL
- **ZIP:** 60045
- **BUSINESS PHONE:** 847-482-0938

**MAIL ADDRESS:**
- **STREET 1:** 585 BANK LANE
- **STREET 2:** SUITE 2400
- **CITY:** LAKE FOREST
- **STATE:** IL
- **ZIP:** 60045

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Alley Investment Management Company LLC<br>**Address:** 585 BANK LANE<br>SUITE 2400<br>LAKE FOREST, IL 60045

**Form 13F File Number:** 028-22468

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Steven J. Alley<br>**Title:** President<br>**Phone:** 8474820938

**Signature, Place, and Date of Signing:**

Steven J. Alley  Lake Forest, IL  02-07-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 83

**Form 13F Information Table Value Total:** $581887

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| AbbVie Inc | COM | 00287Y109 |  | 18497 | 114453 | SH |  | SOLE |  | 114453 | 0 | 0 |
| Abbott Laboratories | COM | 002824100 |  | 13229 | 120490 | SH |  | SOLE |  | 120490 | 0 | 0 |
| Accenture PLC Cl A | COM | G1151C101 |  | 12377 | 46385 | SH |  | SOLE |  | 46385 | 0 | 0 |
| Alphabet Inc Cl A | COM | 02079K305 |  | 8798 | 99718 | SH |  | SOLE |  | 99718 | 0 | 0 |
| Alphabet Inc Cl C | COM | 02079K107 |  | 1055 | 11895 | SH |  | SOLE |  | 11895 | 0 | 0 |
| Altria Group Inc | COM | 02209S103 |  | 8863 | 193896 | SH |  | SOLE |  | 193896 | 0 | 0 |
| Amazon Com Inc | COM | 023135106 |  | 6790 | 80834 | SH |  | SOLE |  | 80834 | 0 | 0 |
| Ameriprise Financial Inc | COM | 03076C106 |  | 17341 | 55691 | SH |  | SOLE |  | 55691 | 0 | 0 |
| Amgen Inc | COM | 031162100 |  | 5015 | 19096 | SH |  | SOLE |  | 19096 | 0 | 0 |
| Apple Inc | COM | 037833100 |  | 16607 | 127818 | SH |  | SOLE |  | 127818 | 0 | 0 |
| Arthur J. Gallagher  Co | COM | 363576109 |  | 7158 | 37965 | SH |  | SOLE |  | 37965 | 0 | 0 |
| Berkshire Hathaway Cl B | COM | 084670702 |  | 7101 | 22988 | SH |  | SOLE |  | 22988 | 0 | 0 |
| BlackRock Inc | COM | 09247X101 |  | 13665 | 19284 | SH |  | SOLE |  | 19284 | 0 | 0 |
| Broadridge Finl Solution | COM | 11133T103 |  | 6183 | 46096 | SH |  | SOLE |  | 46096 | 0 | 0 |
| CME Group Inc | COM | 12572Q105 |  | 3385 | 20131 | SH |  | SOLE |  | 20131 | 0 | 0 |
| Chevron Corp | COM | 166764100 |  | 17083 | 95174 | SH |  | SOLE |  | 95174 | 0 | 0 |
| Cisco Systems | COM | 17275R102 |  | 4396 | 92283 | SH |  | SOLE |  | 92283 | 0 | 0 |
| Costco Whsl Corp | COM | 22160K105 |  | 10095 | 22115 | SH |  | SOLE |  | 22115 | 0 | 0 |
| Danaher Corp | COM | 235851102 |  | 10537 | 39700 | SH |  | SOLE |  | 39700 | 0 | 0 |
| Deere  Co | COM | 244199105 |  | 257 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| Discover Financial Services | COM | 254709108 |  | 7267 | 74283 | SH |  | SOLE |  | 74283 | 0 | 0 |
| Duke Energy Corp | COM | 26441C204 |  | 1742 | 16915 | SH |  | SOLE |  | 16915 | 0 | 0 |
| EnvestnetInc | COM | 29404K106 |  | 740 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| Estee Lauder Companies | COM | 518439104 |  | 6593 | 26572 | SH |  | SOLE |  | 26572 | 0 | 0 |
| Exxon Mobil Corp | COM | 30231G102 |  | 314 | 2851 | SH |  | SOLE |  | 2851 | 0 | 0 |
| Home Depot Inc | COM | 437076102 |  | 15081 | 47747 | SH |  | SOLE |  | 47747 | 0 | 0 |
| Honeywell Int'l | COM | 438516106 |  | 13110 | 61174 | SH |  | SOLE |  | 61174 | 0 | 0 |
| Illinois Tool Works | COM | 452308109 |  | 7172 | 32554 | SH |  | SOLE |  | 32554 | 0 | 0 |
| Intuit | COM | 461202103 |  | 9499 | 24406 | SH |  | SOLE |  | 24406 | 0 | 0 |
| JPMorgan Chase  Co | COM | 46625H100 |  | 16478 | 122878 | SH |  | SOLE |  | 122878 | 0 | 0 |
| Johnson  Johnson | COM | 478160104 |  | 582 | 3295 | SH |  | SOLE |  | 3295 | 0 | 0 |
| Kimberly-Clark Corp | COM | 494368103 |  | 532 | 3921 | SH |  | SOLE |  | 3921 | 0 | 0 |
| Lockheed Martin Corp | COM | 539830109 |  | 15910 | 32703 | SH |  | SOLE |  | 32703 | 0 | 0 |
| Lululemon Athletica | COM | 550021109 |  | 384 | 1200 | SH |  | SOLE |  | 1200 | 0 | 0 |
| MasterCard Inc | COM | 57636Q104 |  | 11346 | 32630 | SH |  | SOLE |  | 32630 | 0 | 0 |
| Medtronic PLC | COM | G5960L103 |  | 5574 | 71713 | SH |  | SOLE |  | 71713 | 0 | 0 |
| Merck  Co Inc | COM | 58933Y105 |  | 14230 | 128255 | SH |  | SOLE |  | 128255 | 0 | 0 |
| Microchip Technology | COM | 595017104 |  | 1571 | 22366 | SH |  | SOLE |  | 22366 | 0 | 0 |
| Microsoft Corp | COM | 594918104 |  | 14038 | 58535 | SH |  | SOLE |  | 58535 | 0 | 0 |
| Morgan Stanley | COM | 617446448 |  | 3064 | 36039 | SH |  | SOLE |  | 36039 | 0 | 0 |
| NextEra Energy Inc | COM | 65339F101 |  | 11634 | 139158 | SH |  | SOLE |  | 139158 | 0 | 0 |
| Paychex Inc | COM | 704326107 |  | 16692 | 144447 | SH |  | SOLE |  | 144447 | 0 | 0 |
| Pepsico Inc. | COM | 713448108 |  | 11182 | 61896 | SH |  | SOLE |  | 61896 | 0 | 0 |
| Philip Morris Int'l Inc | COM | 718172109 |  | 14392 | 142202 | SH |  | SOLE |  | 142202 | 0 | 0 |
| Phillips 66 | COM | 718546104 |  | 6195 | 59520 | SH |  | SOLE |  | 59520 | 0 | 0 |
| Polaris Industries Inc | COM | 731068102 |  | 652 | 6457 | SH |  | SOLE |  | 6457 | 0 | 0 |
| Procter  Gamble Co | COM | 742718109 |  | 8308 | 54817 | SH |  | SOLE |  | 54817 | 0 | 0 |
| SPDR S 500 ETF | COM | 78462F103 |  | 6618 | 17306 | SH |  | SOLE |  | 17306 | 0 | 0 |
| SPDR Tech Sector ETF | COM | 81369Y803 |  | 584 | 4690 | SH |  | SOLE |  | 4690 | 0 | 0 |
| Salesforce.com | COM | 79466L302 |  | 265 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| Schwab U.S. Dividend Equity ET | COM | 808524797 |  | 419 | 5546 | SH |  | SOLE |  | 5546 | 0 | 0 |
| Schwab U.S. Large-Cap ETF | COM | 808524201 |  | 999 | 22134 | SH |  | SOLE |  | 22134 | 0 | 0 |
| Snap-On Inc. | COM | 833034101 |  | 9606 | 42043 | SH |  | SOLE |  | 42043 | 0 | 0 |
| Starbucks Corp | COM | 855244109 |  | 12479 | 125796 | SH |  | SOLE |  | 125796 | 0 | 0 |
| Stryker | COM | 863667101 |  | 7533 | 30813 | SH |  | SOLE |  | 30813 | 0 | 0 |
| U. S. Bancorp | COM | 902973304 |  | 4192 | 96118 | SH |  | SOLE |  | 96118 | 0 | 0 |
| Union Pacific Corp | COM | 907818108 |  | 14114 | 68162 | SH |  | SOLE |  | 68162 | 0 | 0 |
| Unitedhealth Group | COM | 91324P102 |  | 5036 | 9498 | SH |  | SOLE |  | 9498 | 0 | 0 |
| Vanguard FTSE Developed Mkts E | COM | 921943858 |  | 3360 | 80056 | SH |  | SOLE |  | 80056 | 0 | 0 |
| Vanguard FTSE Emerging Mkts ET | COM | 922042858 |  | 3352 | 85986 | SH |  | SOLE |  | 85986 | 0 | 0 |
| Vanguard Growth ETF | COM | 922908736 |  | 282 | 1324 | SH |  | SOLE |  | 1324 | 0 | 0 |
| Vanguard Large Cap ETF | COM | 922908637 |  | 1744 | 10009 | SH |  | SOLE |  | 10009 | 0 | 0 |
| Vanguard Mid-Cap ETF | COM | 922908629 |  | 282 | 1384 | SH |  | SOLE |  | 1384 | 0 | 0 |
| Verizon Communications | COM | 92343V104 |  | 5643 | 143224 | SH |  | SOLE |  | 143224 | 0 | 0 |
| Visa Inc. | COM | 92826C839 |  | 212 | 1022 | SH |  | SOLE |  | 1022 | 0 | 0 |
| WEC Energy Group Inc. | COM | 92939U106 |  | 869 | 9270 | SH |  | SOLE |  | 9270 | 0 | 0 |
| Xcel Energy Inc | COM | 98389B100 |  | 408 | 5821 | SH |  | SOLE |  | 5821 | 0 | 0 |
| iShares Core S Mid-Cap ETF | COM | 464287507 |  | 3773 | 15598 | SH |  | SOLE |  | 15598 | 0 | 0 |
| iShares Core S Small-Cap ETF | COM | 464287804 |  | 4987 | 52696 | SH |  | SOLE |  | 52696 | 0 | 0 |
| iShares DJ Select Dividend ETF | COM | 464287168 |  | 907 | 7519 | SH |  | SOLE |  | 7519 | 0 | 0 |
| iShares MSCI EAFE ETF | COM | 464287465 |  | 413 | 6288 | SH |  | SOLE |  | 6288 | 0 | 0 |
| iShares Russell 1000 Value ETF | COM | 464287598 |  | 1914 | 12620 | SH |  | SOLE |  | 12620 | 0 | 0 |
| iShares Russell 2000 ETF | COM | 464287655 |  | 1121 | 6431 | SH |  | SOLE |  | 6431 | 0 | 0 |
| iShares Russell Mid-Cap ETF | COM | 464287499 |  | 1066 | 15797 | SH |  | SOLE |  | 15797 | 0 | 0 |
| Crown Castle Intl Corp | COM | 22822V101 |  | 6968 | 51374 | SH |  | SOLE |  | 51374 | 0 | 0 |
| Prologis Inc | COM | 74340W103 |  | 4041 | 35843 | SH |  | SOLE |  | 35843 | 0 | 0 |
| Schwab U.S. Aggregate Bond ETF | COM | 808524839 |  | 333 | 7290 | SH |  | SOLE |  | 7290 | 0 | 0 |
| Vanguard Total Bond Mkt ETF | COM | 921937835 |  | 11045 | 153745 | SH |  | SOLE |  | 153745 | 0 | 0 |
| iShares Nat'l AMT-Free Muni Bo | COM | 464288414 |  | 9969 | 94473 | SH |  | SOLE |  | 94473 | 0 | 0 |
| iShares Short-Term Corp Bond E | COM | 464288646 |  | 15209 | 305287 | SH |  | SOLE |  | 305287 | 0 | 0 |
| iShares Ultra Short Term Bond | COM | 46434V878 |  | 15679 | 313320 | SH |  | SOLE |  | 313320 | 0 | 0 |
| iShares iBoxx High Yld Corp Bo | COM | 464288513 |  | 7999 | 108635 | SH |  | SOLE |  | 108635 | 0 | 0 |
| iShares iBoxx Inv Gr Corp Bond | COM | 464287242 |  | 15749 | 149376 | SH |  | SOLE |  | 149376 | 0 | 0 |

---