# EDGAR Filing Document

**Accession Number:** 0001917686
**File Stem:** 0001917686-23-000001
**Filing Date:** 2023-1
**Character Count:** 11911
**Document Hash:** ada2d23844a7f47d9095253b679f6dd0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001917686-23-000001.hdr.sgml**: 20230113

**ACCESSION NUMBER**: 0001917686-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230113

**DATE AS OF CHANGE**: 20230112

**EFFECTIVENESS DATE**: 20230113

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Mason & Associates Inc
- **CENTRAL INDEX KEY:** 0001917686
- **IRS NUMBER:** 953662648
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1031

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-22387
- **FILM NUMBER:** 23526804

**BUSINESS ADDRESS:**
- **STREET 1:** 7474 N FIGUEROA STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90041
- **BUSINESS PHONE:** 3232543072

**MAIL ADDRESS:**
- **STREET 1:** 7474 N FIGUEROA STREET
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90041

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Mason  Associates Inc<br>**Address:** 7474 N FIGUEROA STREET<br>LOS ANGELES, CA 90041

**Form 13F File Number:** 028-22387

**CRD Number (if applicable):** 000141303

**SEC File Number (if applicable):** 801-67068

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Thomas Mason<br>**Title:** CCO<br>**Phone:** 3232543072

**Signature, Place, and Date of Signing:**

Thomas Mason  Los Angeles, CA  01-12-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 81

**Form 13F Information Table Value Total:** $313274496

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 513486 | 3177 | SH |  | SOLE | 0 | 0 | 0 | 3177 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 309212 | 4774 | SH |  | SOLE | 0 | 0 | 0 | 4774 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 479530 | 5435 | SH |  | SOLE | 0 | 0 | 0 | 5435 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 436108 | 4915 | SH |  | SOLE | 0 | 0 | 0 | 4915 |
| AMAZON COM INC | COM | 023135106 |  | 1093176 | 13014 | SH |  | SOLE | 0 | 0 | 0 | 13014 |
| AMGEN INC | COM | 031162100 |  | 531078 | 2022 | SH |  | SOLE | 0 | 0 | 0 | 2022 |
| APPLE INC | COM | 037833100 |  | 4017837 | 30923 | SH |  | SOLE | 0 | 0 | 0 | 30923 |
| BANK AMERICA CORP | COM | 060505104 |  | 633359 | 19123 | SH |  | SOLE | 0 | 0 | 0 | 19123 |
| BELPOINTE PREP LLC | UNIT RP LTD LB A | 080694102 |  | 766300 | 7663 | SH |  | SOLE | 0 | 0 | 0 | 7663 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1074663 | 3479 | SH |  | SOLE | 0 | 0 | 0 | 3479 |
| BIOGEN INC | COM | 09062X103 |  | 280520 | 1013 | SH |  | SOLE | 0 | 0 | 0 | 1013 |
| CHEVRON CORP NEW | COM | 166764100 |  | 571676 | 3185 | SH |  | SOLE | 0 | 0 | 0 | 3185 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 |  | 52296 | 10057 | SH |  | SOLE | 0 | 0 | 0 | 10057 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 255189 | 559 | SH |  | SOLE | 0 | 0 | 0 | 559 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 |  | 264383 | 2511 | SH |  | SOLE | 0 | 0 | 0 | 2511 |
| CVB FINL CORP | COM | 126600105 |  | 2251323 | 87430 | SH |  | SOLE | 0 | 0 | 0 | 87430 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 |  | 434541 | 13224 | SH |  | SOLE | 0 | 0 | 0 | 13224 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 981208 | 15952 | SH |  | SOLE | 0 | 0 | 0 | 15952 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 2293390 | 16767 | SH |  | SOLE | 0 | 0 | 0 | 16767 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 |  | 557609 | 16655 | SH |  | SOLE | 0 | 0 | 0 | 16655 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 |  | 204763 | 4921 | SH |  | SOLE | 0 | 0 | 0 | 4921 |
| DISNEY WALT CO | COM | 254687106 |  | 444847 | 5120 | SH |  | SOLE | 0 | 0 | 0 | 5120 |
| EASTGROUP PPTYS INC | COM | 277276101 |  | 205655 | 1389 | SH |  | SOLE | 0 | 0 | 0 | 1389 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 |  | 417592 | 5597 | SH |  | SOLE | 0 | 0 | 0 | 5597 |
| EXCHANGE TRADED CONCEPTS TR | BITWISE CRYPTO | 301505624 |  | 44673 | 13178 | SH |  | SOLE | 0 | 0 | 0 | 13178 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 1018731 | 9236 | SH |  | SOLE | 0 | 0 | 0 | 9236 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 242170 | 6256 | SH |  | SOLE | 0 | 0 | 0 | 6256 |
| FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 |  | 205542 | 2590 | SH |  | SOLE | 0 | 0 | 0 | 2590 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 347013 | 7354 | SH |  | SOLE | 0 | 0 | 0 | 7354 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U885 |  | 39973435 | 1366758 | SH |  | SOLE | 0 | 0 | 0 | 1366758 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 |  | 205959 | 43728 | SH |  | SOLE | 0 | 0 | 0 | 43728 |
| FS KKR CAP CORP | COM | 302635206 |  | 640399 | 36594 | SH |  | SOLE | 0 | 0 | 0 | 36594 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 |  | 748739 | 9835 | SH |  | SOLE | 0 | 0 | 0 | 9835 |
| HOME DEPOT INC | COM | 437076102 |  | 395555 | 1252 | SH |  | SOLE | 0 | 0 | 0 | 1252 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 4268823 | 207931 | SH |  | SOLE | 0 | 0 | 0 | 207931 |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG VALU | 46137V738 |  | 255065 | 5420 | SH |  | SOLE | 0 | 0 | 0 | 5420 |
| INVESCO EXCHANGE TRADED FD T | S EQL ENR | 46137V365 |  | 23183312 | 318934 | SH |  | SOLE | 0 | 0 | 0 | 318934 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 7083952 | 218708 | SH |  | SOLE | 0 | 0 | 0 | 218708 |
| ISHARES TR | RUS TP200 VL ETF | 464289420 |  | 24332759 | 374523 | SH |  | SOLE | 0 | 0 | 0 | 374523 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 |  | 904559 | 4099 | SH |  | SOLE | 0 | 0 | 0 | 4099 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 |  | 3586243 | 13397 | SH |  | SOLE | 0 | 0 | 0 | 13397 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 17704732 | 245558 | SH |  | SOLE | 0 | 0 | 0 | 245558 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 |  | 3388084 | 64449 | SH |  | SOLE | 0 | 0 | 0 | 64449 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 414788 | 1715 | SH |  | SOLE | 0 | 0 | 0 | 1715 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 |  | 227922 | 1891 | SH |  | SOLE | 0 | 0 | 0 | 1891 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 14974733 | 298718 | SH |  | SOLE | 0 | 0 | 0 | 298718 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 |  | 1605093 | 31762 | SH |  | SOLE | 0 | 0 | 0 | 31762 |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 46641Q647 |  | 1741237 | 35042 | SH |  | SOLE | 0 | 0 | 0 | 35042 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 227879 | 1290 | SH |  | SOLE | 0 | 0 | 0 | 1290 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 1155593 | 8617 | SH |  | SOLE | 0 | 0 | 0 | 8617 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 520544 | 1070 | SH |  | SOLE | 0 | 0 | 0 | 1070 |
| MCDONALDS CORP | COM | 580135101 |  | 307540 | 1167 | SH |  | SOLE | 0 | 0 | 0 | 1167 |
| MICROSOFT CORP | COM | 594918104 |  | 1400635 | 5840 | SH |  | SOLE | 0 | 0 | 0 | 5840 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 649276 | 1190 | SH |  | SOLE | 0 | 0 | 0 | 1190 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 623350 | 4265 | SH |  | SOLE | 0 | 0 | 0 | 4265 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 |  | 15909726 | 324027 | SH |  | SOLE | 0 | 0 | 0 | 324027 |
| REALTY INCOME CORP | COM | 756109104 |  | 383307 | 6043 | SH |  | SOLE | 0 | 0 | 0 | 6043 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 643301 | 14356 | SH |  | SOLE | 0 | 0 | 0 | 14356 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 |  | 4720484 | 199429 | SH |  | SOLE | 0 | 0 | 0 | 199429 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 286319 | 5153 | SH |  | SOLE | 0 | 0 | 0 | 5153 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 209699 | 2776 | SH |  | SOLE | 0 | 0 | 0 | 2776 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 |  | 12864257 | 266672 | SH |  | SOLE | 0 | 0 | 0 | 266672 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 422453 | 3395 | SH |  | SOLE | 0 | 0 | 0 | 3395 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 791254 | 9046 | SH |  | SOLE | 0 | 0 | 0 | 9046 |
| SPDR SER TR | S REGL BKG | 78464A698 |  | 288413 | 4910 | SH |  | SOLE | 0 | 0 | 0 | 4910 |
| SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 |  | 609566 | 12975 | SH |  | SOLE | 0 | 0 | 0 | 12975 |
| SUN LIFE FINANCIAL INC. | COM | 866796105 |  | 1021240 | 22000 | SH |  | SOLE | 0 | 0 | 0 | 22000 |
| TARGET CORP | COM | 87612E106 |  | 248301 | 1666 | SH |  | SOLE | 0 | 0 | 0 | 1666 |
| TELLURIAN INC NEW | COM | 87968A104 |  | 126860 | 75512 | SH |  | SOLE | 0 | 0 | 0 | 75512 |
| TESLA INC | COM | 88160R101 |  | 725719 | 5892 | SH |  | SOLE | 0 | 0 | 0 | 5892 |
| TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 |  | 1122886 | 479 | SH |  | SOLE | 0 | 0 | 0 | 479 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1350368 | 2547 | SH |  | SOLE | 0 | 0 | 0 | 2547 |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 |  | 362245 | 4220 | SH |  | SOLE | 0 | 0 | 0 | 4220 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 268945 | 1262 | SH |  | SOLE | 0 | 0 | 0 | 1262 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 909411 | 4757 | SH |  | SOLE | 0 | 0 | 0 | 4757 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 5631678 | 27632 | SH |  | SOLE | 0 | 0 | 0 | 27632 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 |  | 1737693 | 35112 | SH |  | SOLE | 0 | 0 | 0 | 35112 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 24408128 | 160738 | SH |  | SOLE | 0 | 0 | 0 | 160738 |
| VISA INC | COM CL A | 92826C839 |  | 209214 | 1007 | SH |  | SOLE | 0 | 0 | 0 | 1007 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 |  | 220564 | 8267 | SH |  | SOLE | 0 | 0 | 0 | 8267 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 |  | 66354389 | 1319960 | SH |  | SOLE | 0 | 0 | 0 | 1319960 |

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