# EDGAR Filing Document

**Accession Number:** 0000760290
**File Stem:** 0000760290-26-000004
**Filing Date:** 2026-6
**Character Count:** 2796
**Document Hash:** 9968ab5e4e065556377a212399c48e64
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000760290-26-000004.hdr.sgml**: 20260611

**ACCESSION NUMBER**: 0000760290-26-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260611

**DATE AS OF CHANGE**: 20260611

**EFFECTIVENESS DATE**: 20260611

**PERIOD START**: 20250401

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SAUER, DAZEY INVESTMENT COMPANY
- **CENTRAL INDEX KEY:** 0000760290

**ORGANIZATION NAME:**
- **EIN:** 431350592
- **STATE OF INCORPORATION:** MO
- **FISCAL YEAR END:** 0331

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-33262
- **FILM NUMBER:** 261082585

**BUSINESS ADDRESS:**
- **STREET 1:** 7800 FORSYTH BLVD
- **STREET 2:** SUITE 820
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63105
- **BUSINESS PHONE:** 314-725-3800

**MAIL ADDRESS:**
- **STREET 1:** 7800 FORSYTH BLVD
- **STREET 2:** SUITE 820
- **CITY:** ST. LOUIS
- **STATE:** MO
- **ZIP:** 63105

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAUER DAZEY INVESTMENT CO                               /BD
- **DATE OF NAME CHANGE:** 20020607

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SAUER F N INVESTMENT CO                                 /BD
- **DATE OF NAME CHANGE:** 19910410

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** VITT SAUER INVESTMENT CO /BD/
- **DATE OF NAME CHANGE:** 19870626

### Attached PDF Documents

**Attachment 1:** `SDICFinancials26.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000760290

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 04-01-2025

**Report Period End Date:** 03-31-2026

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** SAUER, DAZEY INVESTMENT COMPANY

**Business Address:** 7800 FORSYTH BLVD, SUITE 820, ST. LOUIS, MO, 63105

**Contact Person:** Frederic G. Sauer

**Contact Phone:** 314-725-3800

### Independent Public Accountant Identification

**Accountant Name:** Julio Davila

**Accountant Address:** 10135 Manchester Rd., St. Louis, MO, 63122

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Frederic G. Sauer**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **SAUER, DAZEY INVESTMENT COMPANY**, as of **03-31-2026**, are true and correct.

**Signature:** Frederic G. Sauer

**Title:** President