# EDGAR Filing Document

**Accession Number:** 0000926423
**File Stem:** 0001437749-25-023100
**Filing Date:** 2025-7
**Character Count:** 6785
**Document Hash:** 029f7fefea7aa2b1a2177fa8750f0519
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-25-023100.hdr.sgml**: 20250721

**ACCESSION NUMBER**: 0001437749-25-023100

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 13

**CONFORMED PERIOD OF REPORT**: 20250717

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20250721

**DATE AS OF CHANGE**: 20250721

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** MIND TECHNOLOGY, INC
- **CENTRAL INDEX KEY:** 0000926423
- **STANDARD INDUSTRIAL CLASSIFICATION:** SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 760210849
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0131

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13490
- **FILM NUMBER:** 251137489

**BUSINESS ADDRESS:**
- **STREET 1:** 2002 TIMBERLOCH PLACE, SUITE 550
- **CITY:** THE WOODLANDS
- **STATE:** TX
- **ZIP:** 77380-1187
- **BUSINESS PHONE:** 281-353-4475

**MAIL ADDRESS:**
- **STREET 1:** 2002 TIMBERLOCH PLACE, SUITE 550
- **CITY:** THE WOODLANDS
- **STATE:** TX
- **ZIP:** 77380-1187

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** MITCHAM INDUSTRIES INC
- **DATE OF NAME CHANGE:** 19940706

?xml version='1.0' encoding='ASCII'? mind20250721_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549** 

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported): **July 17, 2025** 

**MIND Technology, Inc.**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Delaware** | **001-13490** | **76-0210849** |
| (State or other jurisdiction | (Commission | (I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |
| **2002 Timberloch Place, Suite 550,** |  |  |
| **The Woodlands, Texas** |  | **77380** |
| (Address of principal executive offices) |  | (Zip Code) |

---

Registrant's telephone number, including area code: **281-353-4475** 

**Not Applicable**

(Former name or former address, if changed since last report.)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | |
|:---|:---|
| **Title of each class** | **Name of each exchange on which registered** |
| Common Stock - $0.01 par value per share<br> MIND | The NASDAQ Stock Market LLC |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 5.07**&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; **Submission of Matters to a Vote of Security Holders.**

On Juily 17, 2025, at the 2025 Virtual Annual Meeting of Stockholders (the "Annual Meeting") of MIND Technology, Inc., a Delaware corporation (the "Company"), stockholders were requested to (1) elect five individuals to serve on the Board of Directors of the Company until the next annual meeting of stockholders, each until their respective successors are duly elected and qualified; (2) approve an amendment to the MIND Technology, Inc. Amended and Restated Stock Awards Plan (the "Plan" or the "Stock Awards Plan") to increase the number of shares authorized for issuance by 400,000 shares (the "Fifth Amendment"); (3) approve, on an advisory basis, Named Executive Officer compensation; and (4) ratify the selection by the Audit Committee of the Board of Directors of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2026. Each proposal is described in more detail in the Company's Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on May 30, 2025.

The results of voting on the proposals submitted to vote of the Company's stockholders are set forth below.

1.&nbsp;&nbsp;&nbsp;&nbsp;The election of five individuals to serve on the Board of Directors until the next annual meeting of stockholders, to hold office until their respective successors are duly elected and qualified. All nominees were re-elected as directors by the votes indicated:

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| | | | |
|:---|:---|:---|:---|
| **Nominee** | **Voted For** | **Votes Withheld** | **Broker Non-Votes** |
| Peter H. Blum | 1754962 | 810.695 | 2663815 |
| Robert P. Capps | 2445608 | 120049 | 2663815 |
| William H. Hilarides | 2365606 | 200051 | 2663815 |
| Thomas S. Glanville | 2353319 | 212338 | 2663815 |
| Alan P. Baden | 2063700 | 501957 | 2663815 |

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2. The approval of the Fifth Amendment to the Stock Awards Plan:

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| | | | |
|:---|:---|:---|:---|
| **Voted For** | **Voted Against** | **Abstentions** | **Broker Non-Votes** |
| 2,268,631 | 269,500 | 27,526 | 2,663,815 |

---

3. The approval, on an advisory basis, of Named Executive Officer compensation:

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| | | | |
|:---|:---|:---|:---|
| **Voted For** | **Voted Against** | **Abstentions** | **Broker Non-Votes** |
| 2,409,633 | 110,724 | 45,300 | 2,663,815 |

---

4. The ratification of the selection of Moss Admas LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2026:

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| | | | |
|:---|:---|:---|:---|
| **Voted For** | **Voted Against** | **Abstentions** | **Broker Non-Votes** |
| 5,057,394 | 27,121 | 144,957 |  |

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
| | MIND Technology, Inc. | MIND Technology, Inc. |
| July 21, 2025 | *By:* | /s/ Robert P. Capps |
|  |  | Name: Robert P. Capps |
|  |  | Title: President and Chief Executive Officer |

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