# EDGAR Filing Document

**Accession Number:** 0001414040
**File Stem:** 0001752724-23-017596
**Filing Date:** 2023-1
**Character Count:** 22320
**Document Hash:** 9d1f95130f829b4612dc47dfe1c95908
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-017596.hdr.sgml**: 20230130

**ACCESSION NUMBER**: 0001752724-23-017596

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221130

**FILED AS OF DATE**: 20230130

**DATE AS OF CHANGE**: 20230130

**PERIOD START**: 20221130

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS ETF Trust
- **CENTRAL INDEX KEY:** 0001414040
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1130

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22175
- **FILM NUMBER:** 23565979

**BUSINESS ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** P.O. Box 328
- **CITY:** Denver
- **STATE:** CO
- **ZIP:** 80201-0328

## Series and Classes Contracts Data

### ALPS | O'Shares Europe Quality Dividend ETF (Series ID: S000075795)

| Class ID   | Class Name                                         | Ticker Symbol   |
|:---|:---|:---|
| C000235087 | ALPS | O'Shares Europe Quality Dividend ETF Shares |  |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS ETF TRUST

- **b. Investment Company Act file number:** 811-22175

- **c. CIK number of Registrant:** 0001414040

- **d. LEI of Registrant:** 549300VF1907NYC4WM31

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036232577

**Item A.2. Information about the Series.**

- **a. Name of Series:** ALPS | OShares Europe Quality Dividend ETF

- **b. EDGAR series identifier (if any):** S000075795

- **c. LEI of Series:** 549300RLW0C5BA1V5209

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-11-30

- **b. Date as of which information is reported:** 2022-11-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $35739200.34

**Total Liabilities:** $75112.54

**Net Assets:** $35664087.80

**Cash Not Reported:** $328.54

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000235087 | -7.86%               | 6.73%                | 12.30%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-4462429.97             | $1531036.64                                |
| Month 2  | $-348651.58              | $2362505.69                                |
| Month 3  | $-20675.32               | $3906790.55                                |

### Schedule of Portfolio Investments

| Name                                                       | Title                                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Asml Holding Nv                                            | ASML Holding NV                                            | CUSIP: N/A<br>LEI: 724500Y6DUVHQD6OXN27       | Long             | EC               | CORP              | NL        |      3341 | NS      | $1950753.50   | 5.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Lvmh Moet Hennessy Louis Vuitton Se                        | LVMH Moet Hennessy Louis Vuitton SE                        | CUSIP: 406141903<br>LEI: IOG4E947OATN0KJYSD45 | Long             | EC               | CORP              | FR        |      2492 | NS      | $1911956.13   | 5.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlas Copco AB                                             | Atlas Copco AB                                             | CUSIP: N/A<br>LEI: 213800T8PC8Q4FYJZR07       | Long             | EC               | CORP              | SE        |     55318 | NS      | $680344.21    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Schindler Holding Ag                                       | Schindler Holding AG                                       | CUSIP: B11TCY906<br>LEI: 5299007DRLI319H7Q933 | Long             | EC               | CORP              | CH        |       733 | NS      | $137226.90    | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Telefonaktiebolaget Lm Ericsson                            | Telefonaktiebolaget LM Ericsson                            | CUSIP: W26049119<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |    125246 | NS      | $776626.93    | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Reckitt Benckiser Group Plc                                | Reckitt Benckiser Group PLC                                | CUSIP: N/A<br>LEI: 5493003JFSMOJG48V108       | Long             | EC               | CORP              | GB        |      7450 | NS      | $534079.79    | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Sanofi                                                     | Sanofi                                                     | CUSIP: F5548N101<br>LEI: 549300E9PC51EN656011 | Long             | EC               | CORP              | FR        |      3347 | NS      | $301201.44    | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Heineken Nv                                                | Heineken NV                                                | CUSIP: N39427211<br>LEI: 724500K5PTPSST86UQ23 | Long             | EC               | CORP              | NL        |      1536 | NS      | $141103.96    | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Sap Se                                                     | SAP SE                                                     | CUSIP: D66992104<br>LEI: 529900D6BF99LW9R2E68 | Long             | EC               | CORP              | DE        |     18531 | NS      | $2014348.12   | 5.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Deutsche Post Ag                                           | Deutsche Post AG                                           | CUSIP: D19225107<br>LEI: 8ER8GIG7CSMVD8VUFE78 | Long             | EC               | CORP              | DE        |     19409 | NS      | $764055.93    | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Kuehne + Nagel International Ag                            | Kuehne + Nagel International AG                            | CUSIP: N/A<br>LEI: 529900Q0YED3805QXQ66       | Long             | EC               | CORP              | CH        |      2280 | NS      | $550814.27    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Sse Plc                                                    | SSE PLC                                                    | CUSIP: G8842P102<br>LEI: 549300KI75VYLLMSK856 | Long             | EC               | CORP              | GB        |     38764 | NS      | $798219.77    | 2.24%             |  |  |  | No            |                  1 | On Loan: No      |
| Diageo Plc                                                 | Diageo PLC                                                 | CUSIP: G42089113<br>LEI: 213800ZVIELEA55JMJ32 | Long             | EC               | CORP              | GB        |     12496 | NS      | $573517.75    | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Bayerische Motoren Werke Ag                                | Bayerische Motoren Werke AG                                | CUSIP: N/A<br>LEI: YEH5ZCD6E441RHVHD759       | Long             | EC               | CORP              | DE        |     10653 | NS      | $956794.55    | 2.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Zurich Insurance Group Ag                                  | Zurich Insurance Group AG                                  | CUSIP: N/A<br>LEI: 529900QVNRBND50TXP03       | Long             | EC               | CORP              | CH        |       524 | NS      | $250800.11    | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Partners Group Holding Ag                                  | Partners Group Holding AG                                  | CUSIP: B119QG904<br>LEI: 549300I3IVVWZWDHI788 | Long             | EC               | CORP              | CH        |       876 | NS      | $856327.61    | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Hexagon Ab                                                 | Hexagon AB                                                 | CUSIP: B1XFTL901<br>LEI: 549300WJFW6ILNI4TA80 | Long             | EC               | CORP              | SE        |     72435 | NS      | $814922.63    | 2.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Kone Oyj                                                   | Kone Oyj                                                   | CUSIP: B09M9D905<br>LEI: 2138001CNF45JP5XZK38 | Long             | EC               | CORP              | FI        |     13741 | NS      | $679342.87    | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Koninklijke Ahold Delhaize Nv                              | Koninklijke Ahold Delhaize NV                              | CUSIP: N/A<br>LEI: 724500C9GNBV20UYRX36       | Long             | EC               | CORP              | NL        |     11629 | NS      | $336594.56    | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Elisa Oyj                                                  | Elisa Oyj                                                  | CUSIP: N/A<br>LEI: 743700TU2S3DXWGU7H32       | Long             | EC               | CORP              | FI        |     10459 | NS      | $541571.98    | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| E.on Se                                                    | E.ON SE                                                    | CUSIP: D24914133<br>LEI: Q9MAIUP40P25UFBFG033 | Long             | EC               | CORP              | DE        |     69127 | NS      | $656324.53    | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Cie Generale Des Etablissements Michelin Sca               | Cie Generale des Etablissements Michelin SCA               | CUSIP: F61824144<br>LEI: 549300SOSI58J6VIW052 | Long             | EC               | CORP              | FR        |     14961 | NS      | $416067.69    | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Coloplast A/s                                              | Coloplast A/S                                              | CUSIP: K16018192<br>LEI: 529900NN7SOJ5QG82X67 | Long             | EC               | CORP              | DK        |       894 | NS      | $104270.71    | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Merck Kgaa                                                 | Merck KGaA                                                 | CUSIP: 474184900<br>LEI: 529900OAREIS0MOPTW25 | Long             | EC               | CORP              | DE        |      1297 | NS      | $234571.58    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Stellantis Nv                                              | Stellantis NV                                              | CUSIP: N/A<br>LEI: 549300LKT9PW7ZIBDF31       | Long             | EC               | CORP              | NL        |     27146 | NS      | $420672.89    | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| L'oreal Sa                                                 | L'Oreal SA                                                 | CUSIP: 405780909<br>LEI: 529900JI1GG6F7RKVI53 | Long             | EC               | CORP              | FR        |      1847 | NS      | $681924.29    | 1.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Relx Plc                                                   | RELX PLC                                                   | CUSIP: B2B0DG904<br>LEI: 549300WSX3VBUFFJOO66 | Long             | EC               | CORP              | GB        |     30034 | NS      | $836912.23    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Geberit Ag                                                 | Geberit AG                                                 | CUSIP: N/A<br>LEI: 52990093Z5OHD6T7BS47       | Long             | EC               | CORP              | CH        |       515 | NS      | $243172.52    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| AP Moller-Maersk                                           | A P Moller-Maersk A/S                                      | CUSIP: 425304003<br>LEI: 549300D2K6PKKKXVNN73 | Long             | EC               | CORP              | DK        |       193 | NS      | $414507.88    | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Wolters Kluwer Nv                                          | Wolters Kluwer NV                                          | CUSIP: 567151907<br>LEI: 724500TEM53I0U077B74 | Long             | EC               | CORP              | NL        |      8541 | NS      | $934996.77    | 2.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Hermes International                                       | Hermes International                                       | CUSIP: 525397907<br>LEI: 969500Y4IJGHJE2MTJ13 | Long             | EC               | CORP              | FR        |       371 | NS      | $595504.07    | 1.67%             |  |  |  | No            |                  1 | On Loan: No      |
| Roche Holding Ag                                           | Roche Holding AG                                           | CUSIP: N/A<br>LEI: 549300U41AUUVOAAOB37       | Long             | EC               | CORP              | CH        |      4292 | NS      | $1396119.00   | 3.91%             |  |  |  | No            |                  1 | On Loan: No      |
| Sgs Sa                                                     | SGS SA                                                     | CUSIP: N/A<br>LEI: 2138007JNS19JHNA2336       | Long             | EC               | CORP              | CH        |        55 | NS      | $127873.18    | 0.36%             |  |  |  | No            |                  1 | On Loan: No      |
| 3i Group Plc                                               | 3i Group PLC                                               | CUSIP: G88473148<br>LEI: 35GDVHRBMFE7NWATNM84 | Long             | EC               | CORP              | GB        |     59441 | NS      | $966086.40    | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Gsk Plc                                                    | GSK PLC                                                    | CUSIP: 092528900<br>LEI: 5493000HZTVUYLO1D793 | Long             | EC               | CORP              | GB        |      8671 | NS      | $147021.37    | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Kering Sa                                                  | Kering SA                                                  | CUSIP: 550507909<br>LEI: 549300VGEJKB7SVUZR78 | Long             | EC               | CORP              | FR        |      1691 | NS      | $998432.23    | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Pernod Ricard Sa                                           | Pernod Ricard SA                                           | CUSIP: 468232004<br>LEI: 52990097YFPX9J0H5D87 | Long             | EC               | CORP              | FR        |       672 | NS      | $132130.12    | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Institutional Treasury Plus Money Market Fund | State Street Institutional Treasury Plus Money Market Fund | CUSIP: 857492862<br>LEI: 549300PNASLVKQG64331 | Long             | STIV             | RF                | US        |     18888 | NS      | $18887.85     | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Carlsberg A/S                                              | Carlsberg A/s                                              | CUSIP: N/A<br>LEI: 5299001O0WJQYB5GYZ19       | Long             | EC               | CORP              | DK        |      1873 | NS      | $234126.64    | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Abb Ltd                                                    | ABB, Ltd.                                                  | CUSIP: N/A<br>LEI: 5493000LKVGOO9PELI61       | Long             | EC               | CORP              | CH        |     22951 | NS      | $712117.69    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Legrand Sa                                                 | Legrand SA                                                 | CUSIP: F56196185<br>LEI: 969500XXRPGD7HCAFA90 | Long             | EC               | CORP              | FR        |      4453 | NS      | $359027.70    | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Novo Nordisk A/s                                           | Novo Nordisk A/S                                           | CUSIP: K72807132<br>LEI: 549300DAQ1CVT6CXN342 | Long             | EC               | CORP              | DK        |     13247 | NS      | $1638464.00   | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| British American Tobacco Plc                               | British American Tobacco PLC                               | CUSIP: 028758902<br>LEI: 213800FKA5MF17RJKT63 | Long             | EC               | CORP              | GB        |      2666 | NS      | $108959.94    | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Schneider Electric Se                                      | Schneider Electric SE                                      | CUSIP: 483410007<br>LEI: 969500A1YF1XUYYXS284 | Long             | EC               | CORP              | FR        |      8354 | NS      | $1207660.60   | 3.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Unilever Plc                                               | Unilever PLC                                               | CUSIP: B10RZP905<br>LEI: 549300MKFYEKVRWML317 | Long             | EC               | CORP              | GB        |     18514 | NS      | $924695.87    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Assa Abloy Ab                                              | Assa Abloy AB                                              | CUSIP: N/A<br>LEI: 549300YECS8HKCIMMB67       | Long             | EC               | CORP              | SE        |     25896 | NS      | $587612.35    | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Novartis Ag                                                | Novartis AG                                                | CUSIP: N/A<br>LEI: 5493007HIVTX6SY6XD66       | Long             | EC               | CORP              | CH        |     19762 | NS      | $1746992.13   | 4.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Iberdrola Sa                                               | Iberdrola SA                                               | CUSIP: E6165F166<br>LEI: 5QK37QC7NWOJ8D7WVQ45 | Long             | EC               | CORP              | ES        |     78190 | NS      | $877113.16    | 2.46%             |  |  |  | No            |                  1 | On Loan: No      |
| Chocoladefabriken Lindt & Spruengli Ag                     | Chocoladefabriken Lindt & Spruengli AG                     | CUSIP: 596228908<br>LEI: 529900JYJNNOKKAGK736 | Long             | EC               | CORP              | CH        |         6 | NS      | $62900.92     | 0.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Experian Plc                                               | Experian PLC                                               | CUSIP: B19NLV907<br>LEI: 635400RXXHHYT1JTSZ26 | Long             | EC               | CORP              | JE        |     13868 | NS      | $485555.50    | 1.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Nestle Sa                                                  | Nestle SA                                                  | CUSIP: N/A<br>LEI: KY37LUS27QQX7BB93L28       | Long             | EC               | CORP              | CH        |     14142 | NS      | $1678956.17   | 4.71%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2022-12-30

**Name of Applicant:** ALPS ETF TRUST

**Signature:** Kathryn Burns

**Name of Signer:** Kathryn Burns

**Title:** Treasurer