# EDGAR Filing Document

**Accession Number:** 0001534653
**File Stem:** 0001534653-26-000004
**Filing Date:** 2026-3
**Character Count:** 10929
**Document Hash:** 0b05fbfa88f8a207ef9d4352ddf5b69a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001534653-26-000004.hdr.sgml**: 20260319

**ACCESSION NUMBER**: 0001534653-26-000004

**CONFORMED SUBMISSION TYPE**: SBSE-A/A

**PUBLIC DOCUMENT COUNT**: 6

**FILED AS OF DATE**: 20260318

**DATE AS OF CHANGE**: 20260319

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Skandinaviska Enskilda Banken AB (publ)
- **CENTRAL INDEX KEY:** 0001534653

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** V7
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** SBSE-A/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 026-00138
- **FILM NUMBER:** 26772542

**BUSINESS ADDRESS:**
- **STREET 1:** KUNGSTRADGARDSGATAN 8
- **CITY:** STOCKHOLM
- **STATE:** V7
- **ZIP:** 106 40
- **BUSINESS PHONE:** (212) 907-4700

**MAIL ADDRESS:**
- **STREET 1:** KUNGSTRADGARDSGATAN 8
- **CITY:** STOCKHOLM
- **STATE:** V7
- **ZIP:** 106 40

### Attached PDF Documents

**Attachment 1:** `Dec2021opinionofcounsel.PDF`

_No text found in this document._

**Attachment 2:** `Item11.pdf`

_No text found in this document._

**Attachment 3:** `Items13A13B.pdf`

_No text found in this document._

**Attachment 4:** `Amendments.pdf`

_No text found in this document._

**Attachment 5:** `SEBAB_SBSD_7R.pdf`

_No text found in this document._

## Form SBSE-A: Registration for Security-Based Swap Dealers

### Applicant Information

**Full Applicant Name:** Skandinaviska Enskilda Banken AB (publ)

**NFA Number:** 243341

**IRS Employer ID No.:** 00-0000000

**CIK:** 0001534653

**UIC:** F3JS33DEI6XQ4ZBPTN86

**Main Address:** KUNGSTRADGARDSGATAN 8, STOCKHOLM, V7, 106 40

**Business Telephone:** (212) 907-4700

**Contact Employee:**

- **Name:** Amy Bian

- **Title:** Compliance Officer

- **Phone:** 0046707635051

- **Email:** amy.bian@seb.se

**Chief Compliance Officer:**

- **Name:** Cecilia Wolrath Ekenback

- **Title:** Chief Compliance Officer

- **Phone:** 0046707676755

- **Email:** cecilia.wolrathekenback@seb.se

### Business and Activities

**Registered as Swap Dealer?:** Yes

**Registered as Swap Participant?:** No

**Uses Mathematical Models?:** Yes

**Is a Non-Resident Entity?:** No

**Subject to Prudential Regulator?:** Yes

**Is an Investment Advisor?:** No

**Engaged in Other Business?:** Yes

**Holds Customer Funds?:** Yes

**Prudential Regulators:** The Federal Reserve Board

**Description of Business:**
SEB's SBS business is focused on providing efficient financing solutions to our Financial Institutions and Hedge Fund clients. Services and solutions to the former group of clients include efficient exposure to indices, basket and single stocks through swaps. To the Hedge Fund clients, SEB offers a suite of Financing products and solutions. The purpose is to facilitate our clients' execution of their strategies by offering e.g. long and short exposure through SBS or physical financing. In addition to the above client segments and products we engage in SBS business with selected corporate and family office clients. Solutions and products offered include incentive program hedging,stake building and financing of strategic holdings all done through equity swaps.

### Control and History

**Are records kept by another entity?:** Yes

**Does another entity hold funds on behalf of applicant?:** Yes

**Is control exercised through an agreement?:** No

**Is applicant financed by another entity?:** No

**Is applicant succeeding a prior entity?:** No

**Subject to foreign regulation?:** Yes

**Number of Principals:** 24

### Schedule A: Principals

| Name                            | Title or Status                                           | Date Acquired   | Date Began Working   | Ownership         | NFA ID No.   |
|:---|:---|:---|:---|:---|:---|
| Marcus Wallenberg               | Chairman of the Board                                     | 04/2005         | 04/2002              | NA - less than 5% | 471631       |
| Jonas Arthur Ahlstrom           | Chief Operating Officer                                   | 01/2025         | 11/2005              | NA - less than 5% | 540832       |
| Signhild Lou Arnegard Hansen    | Director                                                  | 04/2010         | 04/2010              | NA - less than 5% | 471220       |
| Anne Catherine Berner           | Director                                                  | 06/2019         | 06/2019              | NA - less than 5% | 523019       |
| Winnie Kin Wah Fok              | Director                                                  | 03/2013         | 03/2013              | NA - less than 5% | 471633       |
| Lars Johan Ottersgard           | Director                                                  | 04/2019         | 04/2019              | NA - less than 5% | 521872       |
| Johan Lennart Torgeby           | Chief Executive Officer                                   | 03/2017         | 05/2009              | NA - less than 5% | 471227       |
| Jeanette Anna Almberg           | Head of Business Support & Operations                     | 02/2022         | 01/2008              | NA - less than 5% | 546644       |
| Jacob Aarup Andersen            | Director                                                  | 03/2022         | 03/2022              | NA - less than 5% | 495017       |
| John Michael Flint              | Director                                                  | 03/2022         | 03/2022              | NA - less than 5% | 548104       |
| Cecilia Wolrath Ekenback        | Chief Compliance Officer                                  | 02/2023         | 08/2015              | NA - less than 5% | 554768       |
| Svein Tore Holsether            | Director                                                  | 04/2023         | 04/2023              | NA - less than 5% | 555972       |
| Marika Emilie Ottander          | Director                                                  | 03/2024         | 11/1986              | NA - less than 5% | 563011       |
| John Ture Turesson              | Co-Head of Corporate & Investment Banking                 | 01/2025         | 03/2006              | NA - less than 5% | 568033       |
| Christoffer Lars Malmer         | Chief Financial Officer                                   | 10/2024         | 04/2011              | NA - less than 5% | 566800       |
| Andreas Fredriksson             | Co-Head of Corporate & Investment Banking                 | 01/2025         | 10/2016              | NA - less than 5% | 568081       |
| Carlo Lugani                    | Head of Investment Banking                                | 01/2025         | 10/2011              | NA - less than 5% |  |
| Jan Erik Back                   | Director                                                  | 04/2025         | 04/2025              | NA - less than 5% | 471223       |
| Eva-Kristiina Lindholm Ispahani | Director                                                  | 04/2025         | 04/2025              | NA - less than 5% | 570669       |
| Erik Golrang                    | Head of Equities                                          | 01/2026         | 11/2017              | NA - less than 5% |  |
| Lena Hillevi Skullman           | Director                                                  | 12/2025         | 03/2024              | NA - less than 5% | 575978       |
| Christina Margaretha Norrbring  | Head of Business Services                                 | 03/2022         | 05/2008              | NA - less than 5% | 576912       |
| Maria Cecilia Sundell Rimback   | Head of Global Banking                                    | 01/2025         | 01/2006              | NA - less than 5% | 576506       |
| Magnus Polfjard McNeill         | Chief Operating Officer of Corporate & Investment Banking | 01/2026         | 08/2005              | NA - less than 5% | 576073       |

### Schedule B: Explanations

**Description:**
Skandinaviska Enskilda Banken AB ("SEB") is a Swedish Credit Institution licensed by Finansinspektionen (the Swedish supervisor) to provide banking and investment services. The shares of SEB are admitted to trading on Nasdaq OMX Stockholm, i.e. the Swedish regulated market for trading in equities operated by Nasdaq OMX Nordic. SEB is the parent company of the SEB Group. The business activities of the SEB Group are carried out through the six Divisions; Corporate & Investment Banking (CIB), Wealth & Asset Management (WAM), Business & Retail Banking (BRB), Life, Investment Management and Baltic. Investment Banking (IB) is a business area within CIB. The Corporate & Investment Banking division serves large corporate customers and financial institutions and offers advisory-driven commercial and investment banking services in the Nordic region, Germany, United Kingdom and through an international presence. continued...

**Records Keeper:**

- **Name:** Bloomberg Finance L.P.

  - **Address:** 731 Lexington Avenue, New York, NY, 10022

  - **Effective Date:** 06-23-2014

  - **Arrangement:** Bloomberg Vault is used for storing and surveillance of communication data such as email and chat. The system is maintained by Bloomberg and SEB is entering and accessing data through system GUI as well as interfaces.

- **Name:** TS Imagine SwapOne

  - **Address:** 125 West 25th St, 8th floor, New York, 2J, 10001

  - **Effective Date:** 05-20-2021

  - **Arrangement:** SwapOne is used for position keeping and life cycle management of equity swaps. The system is maintained by TS Imagine and SEB is entering and accessing data through system GUI as well as interfaces.

- **Name:** S&P Global Market Intelligence ISDA Amend

  - **Address:** 4th floor, Ropemaker Place, 25 Ropemaker Street, London, X0, EC2Y 9LY

  - **Effective Date:** 12-12-2012

  - **Arrangement:** Markit ISDA Amend is used for making and storing regulatory elections, declarations and securely permission information to trading counterparties via ISDA protocols. The system is maintained by S&P Global Market Intelligence and SEB is entering and accessing data through system GUI.

**Onbehalf:**

- **Name:** JP Morgan AG, Frankfurt

  - **Address:** Taunustor 1, Frankfurt am Main, 2M, 60310

  - **Effective Date:** 10-13-2020

  - **Arrangement:** JP Morgan AG, Frankfurt is the Clearing Member for CDS trades cleared at LCH CDSClear, which SEB uses for clearing single-name and iTraxx CDS at that CCP.

- **Name:** BNP Paribas Securities Services London

  - **Address:** 10 Harewood Avenue, London, X0, NW1 6AA

  - **Effective Date:** 02-01-2005

  - **Arrangement:** The service arrangement includes custody, settlement and services regarding tax and corporate events.

### Execution

**Date:** 03-18-2026

**Name of Applicant:** Skandinaviska Enskilda Banken AB (publ)

**Signature:** John Turesson and Andreas Fredriksson

**Printed Name:** John Turesson and Andreas Fredriksson

**Title:** Co-Heads of Corporate & Investment Banking