# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003886
**Filing Date:** 2026-2
**Character Count:** 14002
**Document Hash:** a2be13f188b8b17beff9e9051e01b952
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003886.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003886

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690273

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Smart Transportation & Technology ETF (Series ID: S000065017)

| Class ID   | Class Name                                              | Ticker Symbol   |
|:---|:---|:---|
| C000210495 | Guinness Atkinson Smart Transportation & Technology ETF | MOTO            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** SmartETFs Smart Transportation & Technology ETF

- **b. EDGAR series identifier (if any):** S000065017

- **c. LEI of Series:** 549300V00BLH54GDJS35

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $8052982.74

**Total Liabilities:** $24522.03

**Net Assets:** $8028460.71

**Cash Not Reported:** $90353.44

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000210495 | 1.73%                | -1.68%               | 4.73%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $318456.23               | $-182336.60                                |
| Month 2  | $0.00                    | $-139980.91                                |
| Month 3  | $8954.10                 | $361641.20                                 |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALPHABET INC-CL C              | COMMON STOCK | CUSIP: 02079K107<br>LEI: N/A | Long             | EC               | CORP              | US        |      1098 | NS      | $344552.40    | 4.29%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPHENOL CORP-CL A             | COMMON STOCK | CUSIP: 032095101<br>LEI: N/A | Long             | EC               | CORP              | US        |      2604 | NS      | $351904.56    | 4.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ANALOG DEVICES INC             | COMMON STOCK | CUSIP: 032654105<br>LEI: N/A | Long             | EC               | CORP              | US        |      1026 | NS      | $278251.20    | 3.47%             |  |  |  | No            |                  1 | On Loan: No      |
| APTIV PLC                      | COMMON STOCK | CUSIP: G3265R107<br>LEI: N/A | Long             | EC               | CORP              | JE        |      2484 | NS      | $189007.56    | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| AUMOVIO SE /EUR/               | COMMON STOCK | CUSIP: D0R9B8108<br>LEI: N/A | Long             | EC               | CORP              | DE        |       894 | NS      | $45117.84     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD CO LTD-H /HKD/             | COMMON STOCK | CUSIP: Y1023R104<br>LEI: N/A | Long             | EC               | CORP              | CN        |     22500 | NS      | $275663.02    | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| CONTINENTAL AG /EUR/           | COMMON STOCK | CUSIP: D16212140<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1764 | NS      | $140896.66    | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| DAIMLER TRUCK HOLDING AG /EUR/ | COMMON STOCK | CUSIP: D1T3RZ100<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1273 | NS      | $55836.58     | 0.70%             |  |  |  | No            |                  1 | On Loan: No      |
| DANA INC                       | COMMON STOCK | CUSIP: 235825205<br>LEI: N/A | Long             | EC               | CORP              | US        |     10386 | NS      | $246771.36    | 3.07%             |  |  |  | No            |                  1 | On Loan: No      |
| DARLING INGREDIENTS INC        | COMMON STOCK | CUSIP: 237266101<br>LEI: N/A | Long             | EC               | CORP              | US        |      3648 | NS      | $131328.00    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| DENSO CORP /JPY/               | COMMON STOCK | CUSIP: J12075107<br>LEI: N/A | Long             | EC               | CORP              | JP        |     13800 | NS      | $190144.30    | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| EATON CORP PLC                 | COMMON STOCK | CUSIP: G29183103<br>LEI: N/A | Long             | EC               | CORP              | IE        |       886 | NS      | $282199.86    | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/ | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    111000 | NS      | $255300.29    | 3.18%             |  |  |  | No            |                  1 | On Loan: No      |
| GENTHERM INC                   | COMMON STOCK | CUSIP: 37253A103<br>LEI: N/A | Long             | EC               | CORP              | US        |      4044 | NS      | $147080.28    | 1.83%             |  |  |  | No            |                  1 | On Loan: No      |
| HEXAGON AB-B SHS /SEK/         | COMMON STOCK | CUSIP: W4R431112<br>LEI: N/A | Long             | EC               | CORP              | SE        |     19992 | NS      | $237782.85    | 2.96%             |  |  |  | No            |                  1 | On Loan: No      |
| INFINEON TECHNOLOGIES AG /EUR/ | COMMON STOCK | CUSIP: D35415104<br>LEI: N/A | Long             | EC               | CORP              | DE        |      5874 | NS      | $260477.06    | 3.24%             |  |  |  | No            |                  1 | On Loan: No      |
| JOHNSON MATTHEY PLC /GBP/      | COMMON STOCK | CUSIP: G51604166<br>LEI: N/A | Long             | EC               | CORP              | GB        |      8118 | NS      | $233340.73    | 2.91%             |  |  |  | No            |                  1 | On Loan: No      |
| KIA CORP /KRW/                 | COMMON STOCK | CUSIP: Y47601102<br>LEI: N/A | Long             | EC               | CORP              | KR        |      3168 | NS      | $267731.31    | 3.33%             |  |  |  | No            |                  1 | On Loan: No      |
| LG CHEM LTD /KRW/              | COMMON STOCK | CUSIP: Y52758102<br>LEI: N/A | Long             | EC               | CORP              | KR        |       534 | NS      | $123382.11    | 1.54%             |  |  |  | No            |                  1 | On Loan: No      |
| MERCEDES-BENZ GROUP AG /EUR/   | COMMON STOCK | CUSIP: D1668R123<br>LEI: N/A | Long             | EC               | CORP              | DE        |      3054 | NS      | $215613.23    | 2.69%             |  |  |  | No            |                  1 | On Loan: No      |
| MOBILEYE GLOBAL INC-A          | COMMON STOCK | CUSIP: 60741F104<br>LEI: N/A | Long             | EC               | CORP              | US        |      6000 | NS      | $62640.00     | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA CORP                    | COMMON STOCK | CUSIP: 67066G104<br>LEI: N/A | Long             | EC               | CORP              | US        |      1900 | NS      | $354350.00    | 4.41%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP SEMICONDUCTORS NV          | COMMON STOCK | CUSIP: N6596X109<br>LEI: N/A | Long             | EC               | CORP              | NL        |      1140 | NS      | $247448.40    | 3.08%             |  |  |  | No            |                  1 | On Loan: No      |
| ON SEMICONDUCTOR               | COMMON STOCK | CUSIP: 682189105<br>LEI: N/A | Long             | EC               | CORP              | US        |      2958 | NS      | $160175.70    | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| POWER INTEGRATIONS INC         | COMMON STOCK | CUSIP: 739276103<br>LEI: N/A | Long             | EC               | CORP              | US        |      3228 | NS      | $114723.12    | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |
| QUANTA SERVICES INC            | COMMON STOCK | CUSIP: 74762E102<br>LEI: N/A | Long             | EC               | CORP              | US        |       740 | NS      | $312324.40    | 3.89%             |  |  |  | No            |                  1 | On Loan: No      |
| RENESAS ELECTRONICS CORP /JPY/ | COMMON STOCK | CUSIP: J4881V107<br>LEI: N/A | Long             | EC               | CORP              | JP        |     12700 | NS      | $173528.29    | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| SAMSUNG SDI CO LTD /KRW/       | COMMON STOCK | CUSIP: Y74866107<br>LEI: N/A | Long             | EC               | CORP              | KR        |       632 | NS      | $118179.61    | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| SENSATA TECHNOLOGIES HOLDING   | COMMON STOCK | CUSIP: G8060N102<br>LEI: N/A | Long             | EC               | CORP              | GB        |      6084 | NS      | $202536.36    | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| SIEMENS AG-REG /EUR/           | COMMON STOCK | CUSIP: D69671218<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1050 | NS      | $295126.64    | 3.68%             |  |  |  | No            |                  1 | On Loan: No      |
| SKYWORKS SOLUTIONS INC         | COMMON STOCK | CUSIP: 83088M102<br>LEI: N/A | Long             | EC               | CORP              | US        |      1986 | NS      | $125932.26    | 1.57%             |  |  |  | No            |                  1 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |      1212 | NS      | $368314.68    | 4.59%             |  |  |  | No            |                  1 | On Loan: No      |
| TE CONNECTIVITY PLC            | COMMON STOCK | CUSIP: G87052109<br>LEI: N/A | Long             | EC               | CORP              | IE        |      1368 | NS      | $311233.68    | 3.88%             |  |  |  | No            |                  1 | On Loan: No      |
| TESLA INC                      | COMMON STOCK | CUSIP: 88160R101<br>LEI: N/A | Long             | EC               | CORP              | US        |       740 | NS      | $332792.80    | 4.15%             |  |  |  | No            |                  1 | On Loan: No      |
| VOLKSWAGENWERK AG PRF /EUR/    | COMMON STOCK | CUSIP: D94523103<br>LEI: N/A | Long             | EC               | CORP              | DE        |      1356 | NS      | $165028.34    | 2.06%             |  |  |  | No            |                  1 | On Loan: No      |
| VOLVO AB-B SHS /SEK/           | COMMON STOCK | CUSIP: 928856301<br>LEI: N/A | Long             | EC               | CORP              | SE        |      9396 | NS      | $301993.87    | 3.76%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer