# EDGAR Filing Document

**Accession Number:** 0001044640
**File Stem:** 9999999997-23-002059
**Filing Date:** 2023-2
**Character Count:** 1539
**Document Hash:** 05e8f7b0f2357f414dff47920aa43dce
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**9999999997-23-002059.hdr.sgml**: 20230426

**ACCESSION NUMBER**: 9999999997-23-002059

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230426

**EFFECTIVENESS DATE**: 20230228

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** J.M LUMMIS SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001044640
- **IRS NUMBER:** 061488469
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50435
- **FILM NUMBER:** 23003414

**BUSINESS ADDRESS:**
- **STREET 1:** 50 LOCUST AVE
- **CITY:** NEW CANAAN
- **STATE:** CT
- **ZIP:** 06840
- **BUSINESS PHONE:** 203-966-0005

**MAIL ADDRESS:**
- **STREET 1:** 50 LOCUST AVE
- **CITY:** NEW CANAAN
- **STATE:** CT
- **ZIP:** 06840

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LUMMIS J M SECURITIES INC /CT                           /BD
- **DATE OF NAME CHANGE:** 20020627

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LUMMIS J M SECURITIES INC                               /BD
- **DATE OF NAME CHANGE:** 19991216

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LUMMIS J M SECURITIES INC                           /BD /BD
- **DATE OF NAME CHANGE:** 19991216

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This document was generated as part of a paper submission.
Please reference the Document Control Number 23003414 for access to the original document.

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