# EDGAR Filing Document

**Accession Number:** 0001067839
**File Stem:** 0001193125-25-306073
**Filing Date:** 2025-12
**Character Count:** 10619
**Document Hash:** 9becac81a86964c2f36c116f3347337b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-25-306073.hdr.sgml**: 20251203

**ACCESSION NUMBER**: 0001193125-25-306073

**CONFORMED SUBMISSION TYPE**: DEFA14A

**PUBLIC DOCUMENT COUNT**: 3

**FILED AS OF DATE**: 20251203

**DATE AS OF CHANGE**: 20251203

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** INVESCO QQQ TRUST, SERIES 1
- **CENTRAL INDEX KEY:** 0001067839

**ORGANIZATION NAME:**
- **EIN:** 753098642
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** DEFA14A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 811-08947
- **FILM NUMBER:** 251545196

**BUSINESS ADDRESS:**
- **STREET 1:** 3500 LACEY ROAD
- **STREET 2:** SUITE 700
- **CITY:** DOWNERS GROVE
- **STATE:** IL
- **ZIP:** 60515
- **BUSINESS PHONE:** 800-983-0903

**MAIL ADDRESS:**
- **STREET 1:** 3500 LACEY ROAD
- **STREET 2:** SUITE 700
- **CITY:** DOWNERS GROVE
- **STATE:** IL
- **ZIP:** 60515

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** POWERSHARES QQQ TRUST, SERIES 1
- **DATE OF NAME CHANGE:** 20090129

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NASDAQ 100 TRUST SERIES 1
- **DATE OF NAME CHANGE:** 19981222

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** NASDAQ GOLD SM TRUST SER 1
- **DATE OF NAME CHANGE:** 19980925

## Series and Classes Contracts Data

### QQQ Trust, Series 1 (Series ID: S000101292)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000271435 | QQQ Trust, Series 1 |  |

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

**SCHEDULE 14A** 

**Proxy Statement Pursuant to Section 14(a) of the** 

**Securities Exchange Act of 1934** 

Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐

Check the appropriate box:

☐ Preliminary Proxy Statement

☐ **Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))**

☐ Definitive Proxy Statement

☒ Definitive Additional Materials

☐ Soliciting Material Pursuant to § 240.14a-11(c) or § 240.14a-12

**Invesco QQQ Trust<sup>SM</sup>, Series 1** 

**(Name of Registrant as Specified In Its Charter)** 

**(Name of Person(s) Filing Proxy Statement, if other than the Registrant)** 

Payment of Filing Fee (Check the appropriate box):

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| | | |
|:---|:---|:---|
| ☒ | No fee required. | No fee required. |
| ☐ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
|  | 1) | Title of each class of securities to which transaction applies:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
|  | 2) | Aggregate number of securities to which transaction applies:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
|  | 3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
|  | 4) | Proposed maximum aggregate value of transaction:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
|  | 5) | Total fee paid:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
| ☐ | Fee paid previously with preliminary materials. | Fee paid previously with preliminary materials. |
| ☐ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
|  | 1) | Amount Previously Paid:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
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|  | 3) | Filing Party:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |
|  | 4) | Date Filed:<br>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; |

---

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**Invesco QQQ Trust<sup>SM</sup>, Series 1** 

Special Meeting of Shareholder – Solicitation Script

![LOGO](g50886g1202234729403.jpg)

**Inbound Number: 1-855-206-1344** 

**Meeting Date: October 24, 2025. Adjourned to: December 5, 2025.** 

**Adjournment Outbound Greeting (Lv. II):** 

Good day. May I please speak with Mr./Mrs. *?*

Hello Mr./Mrs. *.* My name is . We are calling **on a recorded line** to inform you that the **Special Meeting of Shareholders of Invesco QQQ Trust<sup>SM</sup>, Series 1** has been adjourned to **December 5<sup>th</sup> 2025** to give shareholders of record as of August 15, 2025, another opportunity to vote on proposals designed to provide operational flexibility, regulatory certainty, and lower costs for all shareholders invested in the fund. Would you like to vote FOR the proposals?

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• If "**Yes**" or positive response:

Proceed to take the vote by phone.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• If  ***"*** **No**  ***"*** or
" **Not Interested or Undecided**" or negative response  ***:*** 

We understand, at the meeting, you're being asked to vote on proposals to modernize QQQ Invesco by moving from a Unit Investment Trust to a standard ETF structure. This change will lower expenses, improve transparency and oversight, and simplify reporting all while keeping the same Nasdaq-100 Index and management team. The transition will be seamless and tax-free, QQQ's expense ratio will decrease, meaning lower costs for investors.

Invesco, the Sponsor of the Trust, believes that the Proposals are in the best interests of the Trust and its shareholders and therefore recommends that you approve each Proposal.

**Capturing Vote & Confirmation Process:** 

<u>Would you like to vote all of your accounts accordingly?</u> 

Thank you, I am recording your [FOR/AGAINST/ABSTAIN] vote.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• For confirmation purposes, please state your FULL NAME.

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• And according to our records, you currently reside in **  street   address, city,   and   state >*  is that correct?* 

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;• For confirmation purposes, please state your zip code.

Thank you. You will receive a confirmation of your voting instructions within 5 days. If you have any questions, please contact us at the toll-free number listed on the confirmation.

------

![LOGO](g50886g1202234736591.jpg)

**Invesco QQQ Trust<sup>SM</sup>, Series 1** 

Special Meeting of Shareholder – Solicitation Script

**Call Closing:** 

Mr./Mrs. *,* your vote is very important and your time is appreciated.

Thank you and have a good day.

**Miscellaneous Rebuttals.** 

**If <u>Has Voted:</u>** 

Currently your vote is not recorded in our system. To ensure that your votes are counted at the meeting I can confirm them for you over the phone. Would you like to reconfirm your **In Favor** vote, along with the recommendations of Invesco?

**NOTE:** If the shareholder does not wish to reconfirm his vote, close the call business as usual.

**General Inbound Greeting:** 

Thank you for calling the **Invesco QQQ Trust<sup>SM</sup>, Series 1** information line, my name is **Name>* and **this call is being recorded for quality assurance**, how may I assist you today?* 

------

**Gridiron Classic tweak:** 

[fname],

This is [agent] with Alliance Advisors, on behalf of your investment in Invesco QQQ.

While you catch your breath after cheering your team's win, here's something important to tackle: Invesco is asking shareholders to approve reclassification from its original unit investment trust (UIT) format to a more flexible open-ended ETF structure. QQQ will continue to provide the same access to the Nasdaq-100 Index, and the transition will be seamless and tax-free for you. The most important change is that QQQ's expense ratio will decrease 10%, meaning more of your investment working for you.

Once you vote, you won't receive any more reminders. And it only takes a moment—so act now!

[Individual Link here]

For more information, visit the official Invesco QQQ proxy website: <u>invesco.com/qqqproxy</u>. And to prevent additional correspondence or phone calls, please contact us at 1-877-202-0445.

Thank you for your attention to this matter.

STOP to END

- - - - -

**Black Friday tweak:** 

[fname],

This is [agent] with Alliance Advisors, on behalf of your investment in Invesco QQQ.

As you take a well-deserved break from Black Friday shopping madness, here's something important to consider: Invesco is asking shareholders to approve reclassification from its original unit investment trust (UIT) format to a more flexible open-ended ETF structure. QQQ will continue to provide the same access to the Nasdaq-100 Index, and the transition will be seamless and tax-free for you. The most important change is that QQQ's expense ratio will decrease 10%, meaning more of your investment working for you.

Once you vote, you won't receive any more reminders. And it only takes a moment—so act now!

[Individual Link here]

------

For more information, visit the official Invesco QQQ proxy website: <u>invesco.com/qqqproxy</u>. And to prevent additional correspondence or phone calls, please contact us at 1-877-202-0445.

Thank you for your attention to this matter.

STOP to END

- - - - -

**Cyber Monday tweak:** 

[fname],

This is [agent] with Alliance Advisors, on behalf of your investment in Invesco QQQ.

This Cyber Monday, while everyone's busy clicking through deals, here's a couple of clicks that really matter— Invesco is asking shareholders to approve reclassification from its original unit investment trust (UIT) format to a more flexible open-ended ETF structure. QQQ will continue to provide the same access to the Nasdaq-100 Index, and the transition will be seamless and tax-free for you. The most important change is that QQQ's expense ratio will decrease 10%, meaning more of your investment working for you.

Once you vote, you won't receive any more reminders. And it only takes a moment—so act now!

[Individual Link here]

For more information, visit the official Invesco QQQ proxy website: i<u>nvesco.com/qqqproxy</u>. And to prevent additional correspondence or phone calls, please contact us at 1-877-202-0445.

Thank you for your attention to this matter.

STOP to END