# EDGAR Filing Document

**Accession Number:** 0001038485
**File Stem:** 0001038485-25-000003
**Filing Date:** 2025-12
**Character Count:** 2434
**Document Hash:** a1325e5070f9dcd6d666eb7c8c2db802
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001038485-25-000003.hdr.sgml**: 20251203

**ACCESSION NUMBER**: 0001038485-25-000003

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251203

**DATE AS OF CHANGE**: 20251203

**EFFECTIVENESS DATE**: 20251203

**PERIOD START**: 20241001

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GRIFFIN SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001038485

**ORGANIZATION NAME:**
- **EIN:** 133941360
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50186
- **FILM NUMBER:** 251546316

**BUSINESS ADDRESS:**
- **STREET 1:** 17 STATE STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004
- **BUSINESS PHONE:** 2125099500

**MAIL ADDRESS:**
- **STREET 1:** 17 STATE STREET
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10004

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRIFFIN SECURITIES INC                                  /BD
- **DATE OF NAME CHANGE:** 20020410

### Attached PDF Documents

**Attachment 1:** `Public.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001038485

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 10-01-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** GRIFFIN SECURITIES, INC.

**Business Address:** 17 STATE STREET, NEW YORK, NY, 10004

**Contact Person:** Julia Lancian

**Contact Phone:** 212-509-6932

### Independent Public Accountant Identification

**Accountant Name:** Alperin, Nebbia & Associates, CPA, PA

**Accountant Address:** 375 Passaic Avenue, Fairfield, NJ, 07004

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Adrian Stecyk**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **GRIFFIN SECURITIES, INC.**, as of **09-30-2025**, are true and correct.

**Signature:** Adrian Stecyk

**Title:** CEO