# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0001752724-23-065106
**Filing Date:** 2023-3
**Character Count:** 15938
**Document Hash:** dd0403043b28d03917009536b9288bc4
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065106.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065106

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ark ETF Trust
- **CENTRAL INDEX KEY:** 0001579982
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 23758404

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

## Series and Classes Contracts Data

### ARK Autonomous Technology & Robotics ETF (Series ID: S000042976)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000133120 | ARK Autonomous Technology & Robotics ETF | ARKQ            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Autonomous Technology & Robotics ETF

- **b. EDGAR series identifier (if any):** S000042976

- **c. LEI of Series:** 254900NMCYAVJD4W0A12

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $930726233.40

**Total Liabilities:** $4547672.02

**Net Assets:** $926178561.38

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000133120 | -1.17%               | -10.52%              | 18.42%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-92386478.10            | $81144623.59                               |
| Month 2  | $-8415545.22             | $-87815211.80                              |
| Month 3  | $-84518491.80            | $229831224.62                              |

### Schedule of Portfolio Investments

| Name                               | Title                                   | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Markforged Holding Corp            | Markforged Holding Corp                 | CUSIP: 57064N102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |  10172010 | NS      | $13630493.40  | 1.47%             |  |  |  | No            |                  1 | On Loan: No      |
| Organovo Holdings Inc              | Organovo Holdings Inc                   | CUSIP: 68620A203<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     49557 | NS      | $80777.91     | 0.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kratos Defense & Security Solu     | Kratos Defense & Security Solutions Inc | CUSIP: 50077B207<br>LEI: 5493000EKBN0UY1F3F88 | Long             | EC               | CORP              | US        |   5905722 | NS      | $67620516.90  | 7.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Elbit Systems Ltd                  | Elbit Systems Ltd                       | CUSIP: 000000000<br>LEI: 529900Q9CB1REUMZSS32 | Long             | EC               | CORP              | IL        |     96567 | NS      | $16337205.06  | 1.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc             | Intuitive Surgical Inc                  | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     49730 | NS      | $12218163.70  | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| NIO Inc                            | NIO Inc                                 | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               | CORP              | CN        |        49 | NS      | $591.43       | 0.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Vuzix Corp                         | Vuzix Corp                              | CUSIP: 92921W300<br>LEI: 549300EWPW64TZQXJG66 | Long             | EC               | CORP              | US        |   2749643 | NS      | $14325640.03  | 1.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Blade Air Mobility Inc             | Blade Air Mobility Inc                  | CUSIP: 092667104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   5095028 | NS      | $22723824.88  | 2.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Komatsu Ltd                        | Komatsu Ltd                             | CUSIP: 500458401<br>LEI: 5493004LQ0B4T7QPQV17 | Long             | EC               | CORP              | JP        |   1620701 | NS      | $39950279.65  | 4.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Iridium Communications Inc         | Iridium Communications Inc              | CUSIP: 46269C102<br>LEI: 549300U620NVQ4J1CT96 | Long             | EC               | CORP              | US        |   1086953 | NS      | $65043267.52  | 7.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                       | Synopsys Inc                            | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |     34379 | NS      | $12161571.25  | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| AeroVironment Inc                  | AeroVironment Inc                       | CUSIP: 008073108<br>LEI: 529900PGHVI29YLZ6221 | Long             | EC               | CORP              | US        |    417109 | NS      | $37110187.73  | 4.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Niu Technologies                   | Niu Technologies                        | CUSIP: 65481N100<br>LEI: 549300NJKNSC80EVQ065 | Long             | EC               | CORP              | CN        |    339021 | NS      | $1827323.19   | 0.20%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD Co Ltd                         | BYD Co Ltd                              | CUSIP: 05606L100<br>LEI: 5299005557VL7ULJ7A69 | Long             | EC               | CORP              | CN        |    265400 | NS      | $16852900.00  | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Lockheed Martin Corp               | Lockheed Martin Corp                    | CUSIP: 539830109<br>LEI: DPRBOZP0K5RM2YE8UU08 | Long             | EC               | CORP              | US        |     19834 | NS      | $9188298.84   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Stratasys Ltd                      | Stratasys Ltd                           | CUSIP: 000000000<br>LEI: 529900MU215GIP9SZ741 | Long             | EC               | CORP              | US        |    832695 | NS      | $11932519.35  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Deere & Co                         | Deere & Co                              | CUSIP: 244199105<br>LEI: PWFTNG3EI0Y73OXWDH08 | Long             | EC               | CORP              | US        |    105418 | NS      | $44574947.12  | 4.81%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                        | NVIDIA Corp                             | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |    105651 | NS      | $20641035.87  | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| Magna International Inc            | Magna International Inc                 | CUSIP: 559222401<br>LEI: 95RWVLFZX6VGDZNNTN43 | Long             | EC               | CORP              | CA        |    321626 | NS      | $20886392.44  | 2.26%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management      | CUSIP: 000000000<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |   1163049 | NS      | $1163049.20   | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Teledyne Technologies Inc          | Teledyne Technologies Inc               | CUSIP: 879360105<br>LEI: 549300VSMO9KYQWDND94 | Long             | EC               | CORP              | US        |     31656 | NS      | $13430374.56  | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Archer Aviation Inc                | Archer Aviation Inc                     | CUSIP: 03945R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   6945072 | NS      | $20140708.80  | 2.17%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                          | ANSYS Inc                               | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |     43746 | NS      | $11652184.56  | 1.26%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                  | General Motors Co                       | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |    361031 | NS      | $14195738.92  | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                        | Trimble Inc                             | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |   1304318 | NS      | $75728703.08  | 8.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                    | Caterpillar Inc                         | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |     76202 | NS      | $19225002.58  | 2.08%             |  |  |  | No            |                  1 | On Loan: No      |
| UiPath Inc                         | UiPath Inc                              | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |   4261757 | NS      | $65460587.52  | 7.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                 | Unity Software Inc                      | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |    445857 | NS      | $15836840.64  | 1.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                       | Alphabet Inc                            | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |    186530 | NS      | $18628751.10  | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| XPeng Inc                          | XPeng Inc                               | CUSIP: 98422D105<br>LEI: 549300TZNMIREMWQU857 | Long             | EC               | CORP              | CN        |    367160 | NS      | $3906582.40   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Proto Labs Inc                     | Proto Labs Inc                          | CUSIP: 743713109<br>LEI: 529900QHG5MGWT2WQQ09 | Long             | EC               | CORP              | US        |    186261 | NS      | $5699586.60   | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                          | Tesla Inc                               | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |    672813 | NS      | $116544667.86 | 12.58%            |  |  |  | No            |                  1 | On Loan: No      |
| 2U Inc                             | 2U Inc                                  | CUSIP: 90214J101<br>LEI: 5493008RVTXVR43PYF84 | Long             | EC               | CORP              | US        |    584295 | NS      | $5042465.85   | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Velo3D Inc                         | Velo3D Inc                              | CUSIP: 92259N104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   6370671 | NS      | $15289610.40  | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                       | Teradyne Inc                            | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |    491357 | NS      | $49971006.90  | 5.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Materialise NV                     | Materialise NV                          | CUSIP: 57667T100<br>LEI: 5493004CXYDPCZ5RQK28 | Long             | EC               | CORP              | BE        |    907956 | NS      | $9569856.24   | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Rocket Lab USA Inc                 | Rocket Lab USA Inc                      | CUSIP: 773122106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1830330 | NS      | $9096740.10   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| 3D Systems Corp                    | 3D Systems Corp                         | CUSIP: 88554D205<br>LEI: 5493003HHDOCCW4OP744 | Long             | EC               | CORP              | US        |   2506194 | NS      | $27217266.84  | 2.94%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer