# EDGAR Filing Document

**Accession Number:** 0001044640
**File Stem:** 0001044640-26-000001
**Filing Date:** 2026-4
**Character Count:** 2739
**Document Hash:** ef8f57ebc8cc6b99a3c4666ee5584e53
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001044640-26-000001.hdr.sgml**: 20260423

**ACCESSION NUMBER**: 0001044640-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260423

**EFFECTIVENESS DATE**: 20260423

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** J.M LUMMIS SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001044640

**ORGANIZATION NAME:**
- **EIN:** 061488469
- **STATE OF INCORPORATION:** CT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-50435
- **FILM NUMBER:** 26886500

**BUSINESS ADDRESS:**
- **STREET 1:** 50 LOCUST AVE
- **CITY:** NEW CANAAN
- **STATE:** CT
- **ZIP:** 06840
- **BUSINESS PHONE:** 203-966-0005

**MAIL ADDRESS:**
- **STREET 1:** 50 LOCUST AVE
- **CITY:** NEW CANAAN
- **STATE:** CT
- **ZIP:** 06840

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LUMMIS J M SECURITIES INC /CT                           /BD
- **DATE OF NAME CHANGE:** 20020627

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LUMMIS J M SECURITIES INC                               /BD
- **DATE OF NAME CHANGE:** 19991216

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** LUMMIS J M SECURITIES INC                           /BD /BD
- **DATE OF NAME CHANGE:** 19991216

### Attached PDF Documents

**Attachment 1:** `audited2025public-.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001044640

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** J.M LUMMIS SECURITIES, INC.

**Business Address:** 50 LOCUST AVE, NEW CANAAN, CT, 06840

**Contact Person:** Edward Samson

**Contact Phone:** (732) 233-3500

### Independent Public Accountant Identification

**Accountant Name:** Ohab and Company, PA

**Accountant Address:** 50 Locust Ave, Suite 130, New canaan, FL, 32751

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Edward Samson**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **J.M LUMMIS SECURITIES, INC.**, as of **04-23-2026**, are true and correct.

**Signature:** Edward Samon

**Title:** CFO