# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0000910472-26-005559
**Filing Date:** 2026-4
**Character Count:** 6651
**Document Hash:** e8f4022d9dd92f4a81cce347c62e2c89
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000910472-26-005559.hdr.sgml**: 20260423

**ACCESSION NUMBER**: 0000910472-26-005559

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260228

**FILED AS OF DATE**: 20260423

**DATE AS OF CHANGE**: 20260423

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 26886486

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### LGM Risk Managed Total Return Fund (Series ID: S000054990)

| Class ID   | Class Name                                             | Ticker Symbol   |
|:---|:---|:---|
| C000172959 | LGM Risk Managed Total Return Fund Institutional Class | LBETX           |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **LGM RISK MANAGED TOTAL RETURN FUND** | **LGM RISK MANAGED TOTAL RETURN FUND** | **LGM RISK MANAGED TOTAL RETURN FUND** |
| **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** | **SCHEDULE OF INVESTMENTS (Unaudited)** |
| **February 28, 2026** | **February 28, 2026** | **February 28, 2026** |
| **Shares** |  | **Fair Value** |
|  | **EXCHANGE-TRADED FUNDS — 42.6%** |  |
|  | **EQUITY - 27.2%** |  |
| 2000 | Invesco QQQ Trust Series 1 ETF | &nbsp;&nbsp;&nbsp; $1214580 |
| 25000 | State Street Financial Select Sector SPDR ETF | &nbsp;&nbsp;&nbsp; 1285750 |
| 3000 | State Street SPDR Dow Jones Industrial Average ETF | &nbsp;&nbsp;&nbsp; 1468980 |
|  |  | &nbsp;&nbsp; 3969310 |
|  | **FIXED INCOME - 15.4%** |  |
| 30000 | Vanguard Total Bond Market ETF | &nbsp;&nbsp;&nbsp; 2255100 |
|  | **TOTAL EXCHANGE-TRADED FUNDS (Cost $6,081,345)** | &nbsp;&nbsp; 6224410 |
|  | **TOTAL INVESTMENTS - 42.6% (Cost $6,081,345)** | &nbsp;&nbsp;&nbsp; $6224410 |
|  | **OTHER ASSETS IN EXCESS OF LIABILITIES- 57.4%** | &nbsp;&nbsp; 8400851 |
|  | **NET ASSETS - 100.0%** | &nbsp;&nbsp; $14625261 |

---

ETF - Exchange-Traded Fund <br> SPDR - Standard & Poor's Depositary Receipt <br>

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** LGM Risk Managed Total Return Fund

- **b. EDGAR series identifier (if any):** S000054990

- **c. LEI of Series:** 549300N2LKIUKPGU2W67

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2026-02-28

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $14709444.00

**Total Liabilities:** $84183.48

**Net Assets:** $14625260.52

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000172959 | 0.46%                | 0.00%                | -0.35%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $62155.04                                  |
| Month 2  | $40080.25                | $-31870.05                                 |
| Month 3  | $0.00                    | $-49320.00                                 |

### Schedule of Portfolio Investments

| Name                                                     | Title               | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Select Sector Spdr Trust                                 | SS FINANCIAL SEL    | CUSIP: 81369Y605<br>LEI: 5493008JJKIPMEX3CO91 | Long             | EC               | RF                | US        |     25000 | NS      | $1285750.00   | 8.79%             |  |  |  | No            |                  1 | On Loan: No      |
| HUNTINGTON BANK                                          | HUNTINGTON CONS DEP | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |   8448172 | PA      | $8448172.12   | 57.76%            |  |  |  | No            |                  1 | On Loan: No      |
| Vanguard Bond Index Funds                                | VANGUARD TOTAL B    | CUSIP: 921937835<br>LEI: 549300INE5BF80OGAZ51 | Long             | EC               | RF                | US        |     30000 | NS      | $2255100.00   | 15.42%            |  |  |  | No            |                  1 | On Loan: No      |
| State Street Spdr Dow Jones Industrial Average Etf Trust | SS SPDR DJIA ETF    | CUSIP: 78467X109<br>LEI: 54930039F2SG3UG2OZ18 | Long             | EC               | RF                | US        |      3000 | NS      | $1468980.00   | 10.04%            |  |  |  | No            |                  1 | On Loan: No      |
| Invesco QQQ Trust, Series 1                              | INVESCO QQQ TRUS    | CUSIP: 46090E103<br>LEI: 549300VY6FEJBCIMET58 | Long             | EC               | RF                | US        |      2000 | NS      | $1214580.00   | 8.30%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-03-27

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer