# EDGAR Filing Document

**Accession Number:** 0001633061
**File Stem:** 0001145549-23-019036
**Filing Date:** 2023-3
**Character Count:** 36845
**Document Hash:** acbf3824aaae128ee9a5c255b13ac42b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001145549-23-019036.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001145549-23-019036

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20231031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Amplify ETF Trust
- **CENTRAL INDEX KEY:** 0001633061
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23108
- **FILM NUMBER:** 23769075

**BUSINESS ADDRESS:**
- **STREET 1:** 310 S. HALE ST.
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** (630)869-0202

**MAIL ADDRESS:**
- **STREET 1:** 310 S. HALE ST.
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### Amplify High Income ETF (Series ID: S000065408)

| Class ID   | Class Name              | Ticker Symbol   |
|:---|:---|:---|
| C000211544 | Amplify High Income ETF | YYY             |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **Amplify High Income ETF** | **Amplify High Income ETF** | **Amplify High Income ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** | **January 31, 2023 (Unaudited)** |
| **Description** | **Shares** | **Value** |
| **INVESTMENT COMPANIES - 99.4%** | | |
| **Equity - 8.3%** | | |
| &nbsp;&nbsp;&nbsp; Kayne Anderson Energy Infrastructure Fund | 1118554 | $10156470 |
| &nbsp;&nbsp;&nbsp; Liberty All-Star Equity Fund | 1751960 | 10949750 |
| &nbsp;&nbsp;&nbsp; MainStay CBRE Global Infrastructure Megatrends Fund | 593589 | 9004745 |
|  |  | 30110965 |
| **Fixed Income - 91.1%** |  |  |
| &nbsp;&nbsp;&nbsp; Aberdeen Asia-Pacific Income Fund, Inc. | 3551595 | 10264110 |
| &nbsp;&nbsp;&nbsp; AllianceBernstein Global High Income Fund, Inc. | 500070 | 5075710 |
| &nbsp;&nbsp;&nbsp; Blackrock Capital Allocation Trust | 331063 | 5002362 |
| &nbsp;&nbsp;&nbsp; BlackRock Credit Allocation Income Trust | 425788 | 4819920 |
| &nbsp;&nbsp;&nbsp; BlackRock MuniHoldings California Quality Fund, Inc. | 216898 | 2498665 |
| &nbsp;&nbsp;&nbsp; Blackstone Strategic Credit Fund | 914099 | 10173922 |
| &nbsp;&nbsp;&nbsp; ClearBridge MLP & Midstream Fund, Inc. | 289661 | 10416210 |
| &nbsp;&nbsp;&nbsp; Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | 200204 | 4226306 |
| &nbsp;&nbsp;&nbsp; Cohen & Steers Quality Income Realty Fund, Inc. | 189682 | 2558810 |
| &nbsp;&nbsp;&nbsp; DoubleLine Income Solutions Fund | 934786 | 11778304 |
| &nbsp;&nbsp;&nbsp; DoubleLine Yield Opportunities Fund | 735135 | 10769728 |
| &nbsp;&nbsp;&nbsp; Eaton Vance Limited Duration Income Fund | 294189 | 3024263 |
| &nbsp;&nbsp;&nbsp; First Trust High Yield Opportunities 2027 Term Fund | 489286 | 7197397 |
| &nbsp;&nbsp;&nbsp; First Trust Intermediate Duration Preferred & Income Fund | 460798 | 8819674 |
| &nbsp;&nbsp;&nbsp; Flaherty & Crumrine Preferred and Income Securities Fund, Inc. | 102470 | 1792200 |
| &nbsp;&nbsp;&nbsp; FS Credit Opportunities Corp. | 1713054 | 8513878 |
| &nbsp;&nbsp;&nbsp; Guggenheim Active Allocation Fund/DE | 286091 | 4231286 |
| &nbsp;&nbsp;&nbsp; Highland Income Fund | 755551 | 8046618 |
| &nbsp;&nbsp;&nbsp; Invesco Senior Income Trust | 2746800 | 10932264 |
| &nbsp;&nbsp;&nbsp; Nuveen AMT-Free Municipal Credit Income Fund | 438621 | 5539783 |
| &nbsp;&nbsp;&nbsp; Nuveen AMT-Free Quality Municipal Income Fund | 272647 | 3162705 |
| &nbsp;&nbsp;&nbsp; Nuveen California Quality Municipal Income Fund | 745571 | 8574066 |
| &nbsp;&nbsp;&nbsp; Nuveen Credit Strategies Income Fund | 1929413 | 10476713 |
| &nbsp;&nbsp;&nbsp; Nuveen Floating Rate Income Fund | 1177342 | 10030954 |
| &nbsp;&nbsp;&nbsp; Nuveen Municipal Credit Income Fund | 493535 | 6149446 |
| &nbsp;&nbsp;&nbsp; Nuveen New York AMT-Free Quality Municipal Income Fund | 525144 | 5865858 |
| &nbsp;&nbsp;&nbsp; Nuveen Preferred & Income Opportunities Fund | 1158054 | 9218110 |
| &nbsp;&nbsp;&nbsp; Nuveen Preferred & Income Securities Fund | 1416003 | 10804103 |
| &nbsp;&nbsp;&nbsp; Nuveen Quality Municipal Income Fund | 292648 | 3511776 |
| &nbsp;&nbsp;&nbsp; Oxford Lane Capital Corp. (a) | 2304133 | 13456137 |
| &nbsp;&nbsp;&nbsp; PGIM Global High Yield Fund, Inc. | 879493 | 10421992 |
| &nbsp;&nbsp;&nbsp; PIMCO Access Income Fund | 701820 | 10955410 |
| &nbsp;&nbsp;&nbsp; PIMCO Corporate & Income Opportunity Fund | 770951 | 10600576 |
| &nbsp;&nbsp;&nbsp; PIMCO Corporate & Income Strategy Fund | 178415 | 2387193 |
| &nbsp;&nbsp;&nbsp; Pimco Dynamic Income Fund | 622317 | 12813507 |
| &nbsp;&nbsp;&nbsp; PIMCO Dynamic Income Opportunities Fund | 826686 | 11780276 |
| &nbsp;&nbsp;&nbsp; PIMCO High Income Fund | 1740695 | 8981986 |
| &nbsp;&nbsp;&nbsp; PIMCO Income Strategy Fund II | 1035015 | 7917865 |
| &nbsp;&nbsp;&nbsp; Thornburg Income Builder Opportunities Trust | 677519 | 10474444 |
| &nbsp;&nbsp;&nbsp; Western Asset Diversified Income Fund (a) | 736588 | 10422720 |
| &nbsp;&nbsp;&nbsp; Western Asset Emerging Markets Debt Fund, Inc. | 1073337 | 10261102 |
| &nbsp;&nbsp;&nbsp; Western Asset Inflation-Linked Opportunities & Income Fund | 646335 | 6224206 |
|  |  | 330172555 |
| **Total Investment Companies** (Cost $403,959,598) |  | 360283520 |
| **MONEY MARKET FUNDS - 0.2%** |  |  |
| &nbsp;&nbsp;&nbsp; Invesco Government & Agency Portfolio - Institutional Class - 4.30% (b) | 866574 | 866574 |
| **Total Money Market Funds** (Cost $866,574) |  | 866574 |
| **INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING - 2.7%** |  |  |
| &nbsp;&nbsp;&nbsp; First American Government Obligations Fund - Class X - 4.10% (b) | 9883100 | 9883100 |
| **Total Investments Purchased with Proceeds from Securities Lending** (Cost $9,883,100) |  | 9883100 |
| **Total Investments - 102.3%** |  |  |
| &nbsp;&nbsp;&nbsp; (Cost $414,709,272) |  | $371033194 |

---

---

| | |
|:---|:---|
| *Percentages are based on Net Assets of $362,517,301*. | *Percentages are based on Net Assets of $362,517,301*. |
| (a) | All or a portion of this security is out on loan as of January 31, 2023. Total value of securities out on loan is $9,619,558 or 2.7% of net assets. |
| (b) | Seven-day yield as of January 31, 2023. |

---

------

---

| | |
|:---|:---|
| **Security Valuation** |  |
| In accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP, the Funds disclose fair value of their investments in a hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The objective of a fair value measurement is to determine the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (an exit price). Accordingly, the fair value hierarchy gives the highest priority to quoted prices (unadjusted) in active markets for identical assets or liabilities (Level 1) and the lowest priority to unobservable inputs (Level 3). The following describes the levels of the fair value hierarchy: | In accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP, the Funds disclose fair value of their investments in a hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The objective of a fair value measurement is to determine the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (an exit price). Accordingly, the fair value hierarchy gives the highest priority to quoted prices (unadjusted) in active markets for identical assets or liabilities (Level 1) and the lowest priority to unobservable inputs (Level 3). The following describes the levels of the fair value hierarchy: |
| Level 1 – Unadjusted quoted prices in active markets for identical, unrestricted assets or liabilities that the Funds have the ability to access at the measurement date; | Level 1 – Unadjusted quoted prices in active markets for identical, unrestricted assets or liabilities that the Funds have the ability to access at the measurement date; |
| Level 2 – Quoted prices which are not active, or inputs that are observable (either directly or indirectly) for substantially the full term of the asset or liability; and | Level 2 – Quoted prices which are not active, or inputs that are observable (either directly or indirectly) for substantially the full term of the asset or liability; and |
| Level 3 – Prices, inputs or exotic modeling techniques which are both significant to the fair value measurement and unobservable (supported by little or no market activity). | Level 3 – Prices, inputs or exotic modeling techniques which are both significant to the fair value measurement and unobservable (supported by little or no market activity). |
| The valuation techniques used by the Funds to measure fair value for the year/period ended January 31, 2023 maximized the use of observable inputs and minimized the use of unobservable inputs. | The valuation techniques used by the Funds to measure fair value for the year/period ended January 31, 2023 maximized the use of observable inputs and minimized the use of unobservable inputs. |
| For the period ended January 31, 2023, there have been no significant changes to the Fund's fair valuation methodologies. | For the period ended January 31, 2023, there have been no significant changes to the Fund's fair valuation methodologies. |
| Common stocks, preferred stock, and other equity securities listed on any national or foreign exchange (excluding Nasdaq) and the London Stock Exchange Alternative Investment Market ("AIM") will be valued at the last price on the exchange on which they are principally traded or, for Nasdaq and AIM securities, the official closing price. Securities traded on more than one securities exchange are valued at the last sale price or official closing price, as applicable, at the close of the exchange representing the principal market for such securities. Foreign securities and other assets denominated in foreign currencies are translated into U.S. dollars at the current exchange rate, which approximates fair value. Redeemable securities issued by open-end investment companies shall be valued at the investment company's applicable NAV, with the exception of exchange-traded open-end and closed-end investment companies which are priced as equity securities. Deposit accounts are valued at acquisition cost, which approximates fair value. Exchange-traded options will be valued at the current mean price where such contracts are principally traded. Securities traded in the over-the-counter market are valued at the mean of the bid and the asked price, if available, and otherwise at their closing bid price. Fixed income securities will be valued using the mean price. Fixed income securities having a remaining maturity of 60 days or less when purchased will be valued at the current market price. If there is no current market price available then the securities will be valued at cost and adjusted for amortization of premiums and accretions of discounts. Swaps will be valued by using the market close price of the underlying holdings. If there is no market price available, then the securities will be valued at the last trade price. | Common stocks, preferred stock, and other equity securities listed on any national or foreign exchange (excluding Nasdaq) and the London Stock Exchange Alternative Investment Market ("AIM") will be valued at the last price on the exchange on which they are principally traded or, for Nasdaq and AIM securities, the official closing price. Securities traded on more than one securities exchange are valued at the last sale price or official closing price, as applicable, at the close of the exchange representing the principal market for such securities. Foreign securities and other assets denominated in foreign currencies are translated into U.S. dollars at the current exchange rate, which approximates fair value. Redeemable securities issued by open-end investment companies shall be valued at the investment company's applicable NAV, with the exception of exchange-traded open-end and closed-end investment companies which are priced as equity securities. Deposit accounts are valued at acquisition cost, which approximates fair value. Exchange-traded options will be valued at the current mean price where such contracts are principally traded. Securities traded in the over-the-counter market are valued at the mean of the bid and the asked price, if available, and otherwise at their closing bid price. Fixed income securities will be valued using the mean price. Fixed income securities having a remaining maturity of 60 days or less when purchased will be valued at the current market price. If there is no current market price available then the securities will be valued at cost and adjusted for amortization of premiums and accretions of discounts. Swaps will be valued by using the market close price of the underlying holdings. If there is no market price available, then the securities will be valued at the last trade price. |
| The Trust's valuation procedures provide for the designation of the Adviser as "Valuation Designee". If no quotation is available from either a pricing service, or one or more brokers or if the pricing committee has reason to question the reliability or accuracy of a quotation supplied, securities are valued at fair value as determined in good faith by the Valuation Designee, pursuant to procedures established by the Fund's Board of Trustees (the "Board"). | The Trust's valuation procedures provide for the designation of the Adviser as "Valuation Designee". If no quotation is available from either a pricing service, or one or more brokers or if the pricing committee has reason to question the reliability or accuracy of a quotation supplied, securities are valued at fair value as determined in good faith by the Valuation Designee, pursuant to procedures established by the Fund's Board of Trustees (the "Board"). |
| The following is a summary of the fair valuations according to the inputs used to value the Fund's investments as of January 31, 2023: | The following is a summary of the fair valuations according to the inputs used to value the Fund's investments as of January 31, 2023: |
| **Category** |  |
| **Investments in Securities** |  |
| **Assets** |  |
| Level 1 |  |
| &nbsp;&nbsp;&nbsp; Investment Companies | $360283520 |
| &nbsp;&nbsp;&nbsp; Money Market Funds | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;866574 |
| &nbsp;&nbsp;&nbsp; Investments Purchased with Proceeds from Securities Lending | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 9883100 |
| Total Level 1 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 371033194 |
| Level 2 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; - |
| Total Level 2 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; - |
| Level 3 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; - |
| Total Level 3 | &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; - |
| Total | $371033194 |
| See the Schedule of Investments for further disaggregation of investment categories. | See the Schedule of Investments for further disaggregation of investment categories. |
| For the period ended January 31, 2023, there were no transfers into or out of Level 3 for the Fund. | For the period ended January 31, 2023, there were no transfers into or out of Level 3 for the Fund. |
| **Secured Borrowings (Unaudited)** |  |
| The Funds adopted guidance requiring entities to present gross obligations for secured borrowings by the type of collateral pledged and remaining time to maturity. | The Funds adopted guidance requiring entities to present gross obligations for secured borrowings by the type of collateral pledged and remaining time to maturity. |
| As of January 31, 2023, the Fund had loaned securities and received cash collateral for the loans. The cash collateral is invested by the Securities Lending Agent in accordance with approved investment guidelines. Those guidelines require the cash collateral to be invested in readily marketable, high quality, short-term obligations; however, such investments are subject to risk of payment delays or default on the part of the issuer or counterparty or otherwise may not generate sufficient interest to support the costs associated with securities lending. The Fund could also experience delays in recovering its securities and possible loss of income or value if the borrower fails to return the borrowed securities, although the Fund is indemnified from this risk by contract with the Securities Lending Agent. | As of January 31, 2023, the Fund had loaned securities and received cash collateral for the loans. The cash collateral is invested by the Securities Lending Agent in accordance with approved investment guidelines. Those guidelines require the cash collateral to be invested in readily marketable, high quality, short-term obligations; however, such investments are subject to risk of payment delays or default on the part of the issuer or counterparty or otherwise may not generate sufficient interest to support the costs associated with securities lending. The Fund could also experience delays in recovering its securities and possible loss of income or value if the borrower fails to return the borrowed securities, although the Fund is indemnified from this risk by contract with the Securities Lending Agent. |

---

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Amplify ETF Trust

- **b. Investment Company Act file number:** 811-23108

- **c. CIK number of Registrant:** 0001633061

- **d. LEI of Registrant:** 5493006EMX6222CPWJ71

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 310 South Hale Street

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 855-267-3837

**Item A.2. Information about the Series.**

- **a. Name of Series:** Amplify High Income ETF

- **b. EDGAR series identifier (if any):** S000065408

- **c. LEI of Series:** 549300J2L1JBJQEGLN08

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-10-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $377621998.13

**Total Liabilities:** $15739742.52

**Net Assets:** $361882255.61

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000211544 | 7.40%                | -4.50%               | 9.77%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-174805.89              | $20040238.89                               |
| Month 2  | $0.00                    | $-20167327.96                              |
| Month 3  | $-10684440.94            | $39897980.04                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                                         | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Aberdeen Asia-Pacific Income F | Aberdeen Asia-Pacific Income Fund Inc                         | CUSIP: 003009107<br>LEI: 549300J666ZH67203572 | Long             | EC               | RF                | US        |   3545386 | NS      | $10246165.54  | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen California Quality Muni | Nuveen California Quality Municipal Income Fund               | CUSIP: 67066Y105<br>LEI: 549300ZT6V9X5U9BHR46 | Long             | EC               | RF                | US        |    744268 | NS      | $8559082.00   | 2.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen AMT-Free Municipal Cred | Nuveen AMT-Free Municipal Credit Income Fund                  | CUSIP: 67071L106<br>LEI: 549300LBMO1C0IG71T03 | Long             | EC               | RF                | US        |    437855 | NS      | $5530108.65   | 1.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Preferred & Income Oppo | Nuveen Preferred & Income Opportunities Fund                  | CUSIP: 67073B106<br>LEI: SQSNUOAGTXNFWCFS1I50 | Long             | EC               | RF                | US        |   1156030 | NS      | $9201998.80   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Credit Strategies Incom | Nuveen Credit Strategies Income Fund                          | CUSIP: 67073D102<br>LEI: W4CSTD4RDGQSJ4FOVO30 | Long             | EC               | RF                | US        |   1926040 | NS      | $10458397.20  | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Oxford Lane Capital Corp       | Oxford Lane Capital Corp                                      | CUSIP: 691543102<br>LEI: 549300G3KO4JNQQD7Z72 | Long             | EC               | RF                | US        |   2300105 | NS      | $13432613.20  | 3.71%             |  |  |  | No            |                  1 | On Loan: —       |
| PIMCO High Income Fund         | PIMCO High Income Fund                                        | CUSIP: 722014107<br>LEI: TYNS8LL5KA936NJZN198 | Long             | EC               | RF                | US        |   1737652 | NS      | $8966284.32   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Inflation-Linked | Western Asset Inflation-Linked Opportunities & Income Fund    | CUSIP: 95766R104<br>LEI: 549300Z3DNF4FJBJ4A87 | Long             | EC               | RF                | US        |    645206 | NS      | $6213333.78   | 1.72%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust Intermediate Durat | First Trust Intermediate Duration Preferred & Income Fund     | CUSIP: 33718W103<br>LEI: 549300EOWPOFA6ZHR675 | Long             | EC               | RF                | US        |    459993 | NS      | $8804266.02   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| MainStay CBRE Global Infrastru | MainStay CBRE Global Infrastructure Megatrends Fund           | CUSIP: 56064Q107<br>LEI: 549300TWA0SUTWA4FE65 | Long             | EC               | RF                | US        |    592552 | NS      | $8989013.84   | 2.48%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen AMT-Free Quality Munici | Nuveen AMT-Free Quality Municipal Income Fund                 | CUSIP: 670657105<br>LEI: 549300OTYQOOXS64NI63 | Long             | EC               | RF                | US        |    272171 | NS      | $3157183.60   | 0.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Quality Municipal Incom | Nuveen Quality Municipal Income Fund                          | CUSIP: 67066V101<br>LEI: 549300RDIO25ZNWCOA97 | Long             | EC               | RF                | US        |    292137 | NS      | $3505644.00   | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Corporate & Income Strat | PIMCO Corporate & Income Strategy Fund                        | CUSIP: 72200U100<br>LEI: 831ZYSJ6QAOQ4VPW8684 | Long             | EC               | RF                | US        |    178104 | NS      | $2383031.52   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Corporate & Income Oppor | PIMCO Corporate & Income Opportunity Fund                     | CUSIP: 72201B101<br>LEI: HDLWHPN6NOUBN66AS151 | Long             | EC               | RF                | US        |    769604 | NS      | $10582055.00  | 2.92%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Income Strategy Fund II  | PIMCO Income Strategy Fund II                                 | CUSIP: 72201J104<br>LEI: RS8VXHJKKVE627NLC573 | Long             | EC               | RF                | US        |   1033206 | NS      | $7904025.90   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Pimco Dynamic Income Fund      | Pimco Dynamic Income Fund                                     | CUSIP: 72201Y101<br>LEI: F0MWMXS5YG3P711FB044 | Long             | EC               | RF                | US        |    621230 | NS      | $12791125.70  | 3.53%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Access Income Fund       | PIMCO Access Income Fund                                      | CUSIP: 72203T100<br>LEI: 549300Q20CGGOWTPP823 | Long             | EC               | RF                | US        |    700594 | NS      | $10936272.34  | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Government & Agency Po | Invesco Government & Agency Portfolio                         | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |   4249827 | NS      | $4249827.31   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Thornburg Income Builder Oppor | Thornburg Income Builder Opportunities Trust                  | CUSIP: 885213108<br>LEI: 5493002O2SJJPEDP7413 | Long             | EC               | RF                | US        |    676335 | NS      | $10456139.10  | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Emerging Markets | Western Asset Emerging Markets Debt Fund Inc                  | CUSIP: 95766A101<br>LEI: 549300F68574RU1BKP84 | Long             | EC               | RF                | US        |   1071461 | NS      | $10243167.16  | 2.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Asset Diversified Inco | Western Asset Diversified Income Fund                         | CUSIP: 95790K109<br>LEI: 549300M67UHXW4GHZ644 | Long             | EC               | RF                | US        |    735301 | NS      | $10404509.15  | 2.88%             |  |  |  | No            |                  1 | On Loan: —       |
| AllianceBernstein Global High  | AllianceBernstein Global High Income Fund Inc                 | CUSIP: 01879R106<br>LEI: AE2ZT9UGMEIJ7T4R5734 | Long             | EC               | RF                | US        |    499196 | NS      | $5066839.40   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock MuniHoldings Califor | BlackRock MuniHoldings California Quality Fund Inc            | CUSIP: 09254L107<br>LEI: NKJSRCJXMS5PZYPXY795 | Long             | EC               | RF                | US        |    216519 | NS      | $2494298.88   | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| FS Credit Opportunities Corp   | FS Credit Opportunities Corp                                  | CUSIP: 30290Y101<br>LEI: 549300XFGO8P7BHG1O49 | Long             | EC               | RF                | US        |   1710060 | NS      | $8498998.20   | 2.35%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli | First American Government Obligations Fund                    | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |   9883100 | NS      | $9883100.00   | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| First Trust High Yield Opportu | First Trust High Yield Opportunities 2027 Term Fund           | CUSIP: 33741Q107<br>LEI: 549300VWTG40J7RZE994 | Long             | EC               | RF                | US        |    488431 | NS      | $7184820.01   | 1.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Flaherty & Crumrine Preferred  | Flaherty & Crumrine Preferred and Income Securities Fund Inc  | CUSIP: 338478100<br>LEI: 254900A8P8RQUXES1M50 | Long             | EC               | RF                | US        |    102291 | NS      | $1789069.59   | 0.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Guggenheim Active Allocation F | Guggenheim Active Allocation Fund/DE                          | CUSIP: 40170T106<br>LEI: 549300WVFF2XZ68PVT94 | Long             | EC               | RF                | US        |    285591 | NS      | $4223890.89   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Invesco Senior Income Trust    | Invesco Senior Income Trust                                   | CUSIP: 46131H107<br>LEI: 549300C38VE5Y5R75E56 | Long             | EC               | RF                | US        |   2741998 | NS      | $10913152.04  | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Municipal Credit Income | Nuveen Municipal Credit Income Fund                           | CUSIP: 67070X101<br>LEI: 54930078DL3R0VSYW338 | Long             | EC               | RF                | US        |    492673 | NS      | $6138705.58   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Preferred & Income Secu | Nuveen Preferred & Income Securities Fund                     | CUSIP: 67072C105<br>LEI: 1V4KW82TOLZ6S7J7N128 | Long             | EC               | RF                | US        |   1413528 | NS      | $10785218.64  | 2.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen Floating Rate Income Fu | Nuveen Floating Rate Income Fund/Closed-end Fund              | CUSIP: 67072T108<br>LEI: HJXCPP3KYE3BVU373P27 | Long             | EC               | RF                | US        |   1175284 | NS      | $10013419.68  | 2.77%             |  |  |  | No            |                  1 | On Loan: No      |
| PGIM Global High Yield Fund In | PGIM Global High Yield Fund Inc                               | CUSIP: 69346J106<br>LEI: F0ATD1Y4J8CHDKHSLD09 | Long             | EC               | RF                | US        |    877956 | NS      | $10403778.60  | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| PIMCO Dynamic Income Opportuni | PIMCO Dynamic Income Opportunities Fund                       | CUSIP: 69355M107<br>LEI: 549300MWJBXCL907ZB49 | Long             | EC               | RF                | US        |    825241 | NS      | $11759684.25  | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| BlackRock Credit Allocation In | BlackRock Credit Allocation Income Trust                      | CUSIP: 092508100<br>LEI: WU48CSUCFTU86AQUYZ93 | Long             | EC               | RF                | US        |    425044 | NS      | $4811498.08   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackstone Strategic Credit Fu | Blackstone Strategic Credit Fund                              | CUSIP: 09257R101<br>LEI: 549300YESIF051NRED20 | Long             | EC               | RF                | US        |    912501 | NS      | $10156136.13  | 2.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Blackrock Capital Allocation T | Blackrock Capital Allocation Trust                            | CUSIP: 09260U109<br>LEI: 5493007LDARS47M53X11 | Long             | EC               | RF                | US        |    330485 | NS      | $4993628.35   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| ClearBridge MLP & Midstream Fu | ClearBridge MLP & Midstream Fund Inc                          | CUSIP: 184692200<br>LEI: 549300KS1WIARK4T8791 | Long             | EC               | RF                | US        |    289155 | NS      | $10398013.80  | 2.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Quality Income  | Cohen & Steers Quality Income Realty Fund Inc                 | CUSIP: 19247L106<br>LEI: BOWRNZIYSSLA6IG2ST17 | Long             | EC               | RF                | US        |    189351 | NS      | $2554344.99   | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| Cohen & Steers Limited Duratio | Cohen & Steers Limited Duration Preferred and Income Fund Inc | CUSIP: 19248C105<br>LEI: FB4GVFNX9R92BO4AY061 | Long             | EC               | RF                | US        |    199854 | NS      | $4218917.94   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleLine Income Solutions Fu | DoubleLine Income Solutions Fund                              | CUSIP: 258622109<br>LEI: 549300RGXFCKJWYUTL28 | Long             | EC               | RF                | US        |    933152 | NS      | $11757715.20  | 3.25%             |  |  |  | No            |                  1 | On Loan: No      |
| DoubleLine Yield Opportunities | DoubleLine Yield Opportunities Fund                           | CUSIP: 25862D105<br>LEI: 5493006BIH94Q4VHHG23 | Long             | EC               | RF                | US        |    733850 | NS      | $10750902.50  | 2.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Vance Ltd Duration Incom | Eaton Vance Ltd Duration Income Fund                          | CUSIP: 27828H105<br>LEI: NZ7KR43H6Z5W1GY0QX46 | Long             | EC               | RF                | US        |    293675 | NS      | $3018979.00   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Highland Income Fund           | Highland Income Fund                                          | CUSIP: 43010E404<br>LEI: 254900CMUE9FRYL2UR80 | Long             | EC               | RF                | US        |    754231 | NS      | $8032560.15   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Kayne Anderson Energy Infrastr | Kayne Anderson Energy Infrastructure Fund                     | CUSIP: 486606106<br>LEI: 549300H9ZCLGQEKXQY57 | Long             | EC               | RF                | US        |   1116599 | NS      | $10138718.92  | 2.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Liberty All-Star Equity Fund   | Liberty All-Star Equity Fund                                  | CUSIP: 530158104<br>LEI: 549300DLV755RNHI1N92 | Long             | EC               | RF                | US        |   1748898 | NS      | $10930612.50  | 3.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Nuveen New York AMT-Free Quali | Nuveen New York AMT-Free Quality Municipal Income Fund        | CUSIP: 670656107<br>LEI: 549300V4X2BF3UXSCQ58 | Long             | EC               | RF                | US        |    524226 | NS      | $5855604.42   | 1.62%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-24

**Name of Applicant:** Amplify ETF Trust

**Signature:** /s/ Bradley H. Bailey

**Name of Signer:** Amplify ETF Trust

**Title:** Principal Financial Officer