# EDGAR Filing Document

**Accession Number:** 0001506001
**File Stem:** 0001410368-25-018124
**Filing Date:** 2025-10
**Character Count:** 24350
**Document Hash:** a4d67b4dbb73311e644d75e4ec789b6b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001410368-25-018124.hdr.sgml**: 20251027

**ACCESSION NUMBER**: 0001410368-25-018124

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250831

**FILED AS OF DATE**: 20251027

**DATE AS OF CHANGE**: 20251027

**PERIOD START**: 20250831

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Neuberger Berman ETF Trust
- **CENTRAL INDEX KEY:** 0001506001

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23761
- **FILM NUMBER:** 251420333

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104
- **BUSINESS PHONE:** 212-476-8800

**MAIL ADDRESS:**
- **STREET 1:** 1290 AVENUE OF THE AMERICAS
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10104

## Series and Classes Contracts Data

### Neuberger Berman Small-Mid Cap ETF (Series ID: S000084236)

| Class ID   | Class Name                         | Ticker Symbol   |
|:---|:---|:---|
| C000248517 | Neuberger Berman Small-Mid Cap ETF | NBSM            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Neuberger Berman ETF Trust

- **b. Investment Company Act file number:** 811-23761

- **c. CIK number of Registrant:** 0001506001

- **d. LEI of Registrant:** 549300GPREY1N686GS02

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 AVENUE OF THE AMERICAS

  - **City:** NEW YORK

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10104

  - **Telephone number:** 877-628-2583

**Item A.2. Information about the Series.**

- **a. Name of Series:** Neuberger Berman Small-Mid Cap ETF

- **b. EDGAR series identifier (if any):** S000084236

- **c. LEI of Series:** 2549006GDPG5EIEUDK10

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-08-31

- **b. Date as of which information is reported:** 2025-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $181489028.26

**Total Liabilities:** $236200.22

**Net Assets:** $181252828.04

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000248517 | 3.16%                | 1.54%                | 2.14%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $29469.78                | $5291388.01                                |
| Month 2  | $1165886.82              | $1541427.14                                |
| Month 3  | $-113086.34              | $3780148.88                                |

### Schedule of Portfolio Investments

| Name                                 | Title                                                 | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Nexstar Media Group Inc              | Nexstar Media Group Inc                               | CUSIP: 65336K103<br>LEI: 52990083ZRR5UT591988 | Long             | EC               | CORP              | US        |     14255 | NS      | $2915575.15   | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| UL Solutions Inc                     | UL Solutions Inc                                      | CUSIP: 903731107<br>LEI: 549300F7CUV5ESKV9P71 | Long             | EC               | CORP              | US        |     29820 | NS      | $1883729.40   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Colliers International Group Inc     | Colliers International Group Inc                      | CUSIP: 194693107<br>LEI: D3O8K13PHLEXXD1DT480 | Long             | EC               | CORP              | CA        |     27636 | NS      | $4569612.60   | 2.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Core & Main Inc                      | Core & Main Inc                                       | CUSIP: 21874C102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     44482 | NS      | $2878875.04   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Toro Co/The                          | Toro Co/The                                           | CUSIP: 891092108<br>LEI: YJKE4YIT6BWQHVEW0D14 | Long             | EC               | CORP              | US        |     48825 | NS      | $3957754.50   | 2.18%             |  |  |  | No            |                  1 | On Loan: No      |
| Trex Co Inc                          | Trex Co Inc                                           | CUSIP: 89531P105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     30081 | NS      | $1853892.03   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| VSE Corp                             | VSE Corp                                              | CUSIP: 918284100<br>LEI: 549300QWJYQDH4U5XI15 | Long             | EC               | CORP              | US        |      6588 | NS      | $1069891.20   | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| RBC Bearings Inc                     | RBC Bearings Inc                                      | CUSIP: 75524B104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11611 | NS      | $4527825.56   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Tractor Supply Co                    | Tractor Supply Co                                     | CUSIP: 892356106<br>LEI: 549300OJ9VZHZRO6I137 | Long             | EC               | CORP              | US        |     49324 | NS      | $3046250.24   | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| Ryan Specialty Holdings Inc          | Ryan Specialty Holdings Inc                           | CUSIP: 78351F107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46594 | NS      | $2633958.82   | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Power Integrations Inc               | Power Integrations Inc                                | CUSIP: 739276103<br>LEI: 54930085LGXSCIHD5W31 | Long             | EC               | CORP              | US        |     48228 | NS      | $2175082.80   | 1.20%             |  |  |  | No            |                  1 | On Loan: No      |
| Prosperity Bancshares Inc            | Prosperity Bancshares Inc                             | CUSIP: 743606105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     47789 | NS      | $3303653.57   | 1.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Casey's General Stores Inc           | Casey's General Stores Inc                            | CUSIP: 147528103<br>LEI: 549300CAFWSI86V66Q65 | Long             | EC               | CORP              | US        |      5185 | NS      | $2564086.20   | 1.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Tetra Tech Inc                       | Tetra Tech Inc                                        | CUSIP: 88162G103<br>LEI: 549300UJ1LP7JGJC5P32 | Long             | EC               | CORP              | US        |     87196 | NS      | $3175678.32   | 1.75%             |  |  |  | No            |                  1 | On Loan: No      |
| Gates Industrial Corp PLC            | Gates Industrial Corp PLC                             | CUSIP: 000000000<br>LEI: 549300S6K4FWUSB9KM27 | Long             | EC               | CORP              | GB        |    172788 | NS      | $4416461.28   | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Manhattan Associates Inc             | Manhattan Associates Inc                              | CUSIP: 562750109<br>LEI: 529900Q1GJP7KD52SW51 | Long             | EC               | CORP              | US        |     15224 | NS      | $3279858.56   | 1.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Lincoln Electric Holdings Inc        | Lincoln Electric Holdings Inc                         | CUSIP: 533900106<br>LEI: BIMGBY40SIN95O01BN93 | Long             | EC               | CORP              | US        |     15854 | NS      | $3846656.02   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Community Financial System Inc       | Community Financial System Inc                        | CUSIP: 203607106<br>LEI: 5299008N6YHE6GCP1E80 | Long             | EC               | CORP              | US        |     60872 | NS      | $3645624.08   | 2.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kadant Inc                           | Kadant Inc                                            | CUSIP: 48282T104<br>LEI: 549300K06LNJYBMPYP15 | Long             | EC               | CORP              | US        |      5472 | NS      | $1768988.16   | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Armstrong World Industries Inc       | Armstrong World Industries Inc                        | CUSIP: 04247X102<br>LEI: KXMRXXOJ88Q45Y45MG74 | Long             | EC               | CORP              | US        |     18958 | NS      | $3711407.66   | 2.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Tyler Technologies Inc               | Tyler Technologies Inc                                | CUSIP: 902252105<br>LEI: 25490040SMU4Z8LBCW70 | Long             | EC               | CORP              | US        |      6087 | NS      | $3426250.56   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Arcosa Inc                           | Arcosa Inc                                            | CUSIP: 039653100<br>LEI: 549300WFHLTCZV7D6V29 | Long             | EC               | CORP              | US        |     38262 | NS      | $3786024.90   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| UMB Financial Corp                   | UMB Financial Corp                                    | CUSIP: 902788108<br>LEI: 549300MGEH3N3CUCV828 | Long             | EC               | CORP              | US        |     23221 | NS      | $2830639.90   | 1.56%             |  |  |  | No            |                  1 | On Loan: No      |
| American States Water Co             | American States Water Co                              | CUSIP: 029899101<br>LEI: 529900L26LIS2V8PWM23 | Long             | EC               | CORP              | US        |     33538 | NS      | $2499587.14   | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Hagerty Inc                          | Hagerty Inc                                           | CUSIP: 405166109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    100709 | NS      | $1153118.05   | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| John Wiley & Sons Inc                | John Wiley & Sons Inc                                 | CUSIP: 968223206<br>LEI: 5493003XM719UN7E8P64 | Long             | EC               | CORP              | US        |     58227 | NS      | $2362851.66   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Viper Energy Inc                     | Viper Energy Inc                                      | CUSIP: 64361Q101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     53097 | NS      | $2115649.97   | 1.17%             |  |  |  | No            |                  1 | On Loan: No      |
| Simpson Manufacturing Co Inc         | Simpson Manufacturing Co Inc                          | CUSIP: 829073105<br>LEI: 529900EJUNNL15LZ8056 | Long             | EC               | CORP              | US        |     14159 | NS      | $2706068.08   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Shift4 Payments Inc                  | Shift4 Payments Inc                                   | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     20277 | NS      | $1833649.11   | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kirby Corp                           | Kirby Corp                                            | CUSIP: 497266106<br>LEI: I7NO6FZO5GUCG585T325 | Long             | EC               | CORP              | US        |     36728 | NS      | $3569961.60   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Roadhouse Inc                  | Texas Roadhouse Inc                                   | CUSIP: 882681109<br>LEI: 5299002Y1CNRPDGXTQ75 | Long             | EC               | CORP              | US        |     17471 | NS      | $3014621.05   | 1.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Bentley Systems Inc                  | Bentley Systems Inc                                   | CUSIP: 08265T208<br>LEI: 549300WVEHPGE0Z56F71 | Long             | EC               | CORP              | US        |     60544 | NS      | $3369273.60   | 1.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Tidewater Inc                        | Tidewater Inc                                         | CUSIP: 88642R109<br>LEI: 2549000JA5GRUPLMUH98 | Long             | EC               | CORP              | US        |     65976 | NS      | $3971755.20   | 2.19%             |  |  |  | No            |                  1 | On Loan: No      |
| Entegris Inc                         | Entegris Inc                                          | CUSIP: 29362U104<br>LEI: IYX6OWO7BT5DKO3BYG52 | Long             | EC               | CORP              | US        |     28229 | NS      | $2363896.46   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Alliant Energy Corp                  | Alliant Energy Corp                                   | CUSIP: 018802108<br>LEI: 5493009ML300G373MZ12 | Long             | EC               | CORP              | US        |     42300 | NS      | $2752461.00   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Stewart Information Services Corp    | Stewart Information Services Corp                     | CUSIP: 860372101<br>LEI: 529900TV1XI0PLKENU10 | Long             | EC               | CORP              | US        |     41994 | NS      | $3058842.96   | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Bright Horizons Family Solutions Inc | Bright Horizons Family Solutions Inc                  | CUSIP: 109194100<br>LEI: 254900BHOU40CFNXWQ75 | Long             | EC               | CORP              | US        |     24429 | NS      | $2883599.16   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| AptarGroup Inc                       | AptarGroup Inc                                        | CUSIP: 038336103<br>LEI: VNPEQDQFAA7IY1T2PX43 | Long             | EC               | CORP              | US        |     27228 | NS      | $3792043.56   | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Crane Co                             | Crane Co                                              | CUSIP: 224408104<br>LEI: 5493000CQRQOTHUODL75 | Long             | EC               | CORP              | US        |     18859 | NS      | $3494572.70   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Littelfuse Inc                       | Littelfuse Inc                                        | CUSIP: 537008104<br>LEI: 549300MY7HLQFYTPCX75 | Long             | EC               | CORP              | US        |     14795 | NS      | $3844184.85   | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| Rollins Inc                          | Rollins Inc                                           | CUSIP: 775711104<br>LEI: 549300F2A0BXT4SGWD84 | Long             | EC               | CORP              | US        |     44910 | NS      | $2539211.40   | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Watsco Inc                           | Watsco Inc                                            | CUSIP: 942622200<br>LEI: 549300F1Y3LN5BX5WN75 | Long             | EC               | CORP              | US        |      7170 | NS      | $2885064.60   | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Bio-Techne Corp                      | Bio-Techne Corp                                       | CUSIP: 09073M104<br>LEI: 54930073RLKQ51TILZ35 | Long             | EC               | CORP              | US        |     31313 | NS      | $1710629.19   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| ITT Inc                              | ITT Inc                                               | CUSIP: 45073V108<br>LEI: 549300KDSERHTJOXUS80 | Long             | EC               | CORP              | US        |     23620 | NS      | $4021305.00   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Chemed Corp                          | Chemed Corp                                           | CUSIP: 16359R103<br>LEI: 54930020031IDJT2IM79 | Long             | EC               | CORP              | US        |      7633 | NS      | $3495532.35   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Cullen/Frost Bankers Inc             | Cullen/Frost Bankers Inc                              | CUSIP: 229899109<br>LEI: 529900V2E9G9AY665O34 | Long             | EC               | CORP              | US        |     18725 | NS      | $2416086.75   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| MKS Inc                              | MKS Inc                                               | CUSIP: 55306N104<br>LEI: 549300KEQATBHAGVF505 | Long             | EC               | CORP              | US        |     19751 | NS      | $2041068.34   | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| White Mountains Insurance Group Ltd  | White Mountains Insurance Group Ltd                   | CUSIP: 000000000<br>LEI: 549300N3FL068JERBG02 | Long             | EC               | CORP              | BM        |      1984 | NS      | $3631077.12   | 2.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Haemonetics Corp                     | Haemonetics Corp                                      | CUSIP: 405024100<br>LEI: 549300ZEL6TXZS6F5F95 | Long             | EC               | CORP              | US        |     56585 | NS      | $3086145.90   | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Murphy USA Inc                       | Murphy USA Inc                                        | CUSIP: 626755102<br>LEI: 549300Y081F8XIKQIO72 | Long             | EC               | CORP              | US        |      3189 | NS      | $1200658.50   | 0.66%             |  |  |  | No            |                  1 | On Loan: No      |
| Brady Corp                           | Brady Corp                                            | CUSIP: 104674106<br>LEI: 549300G2LEQOFQC8GY34 | Long             | EC               | CORP              | US        |     47371 | NS      | $3698727.68   | 2.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Commvault Systems Inc                | Commvault Systems Inc                                 | CUSIP: 204166102<br>LEI: 65T5VRP62VXG39YFML83 | Long             | EC               | CORP              | US        |     11415 | NS      | $2130552.68   | 1.18%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Global Advisors         | State Street Institutional Treasury Money Market Fund | CUSIP: 857492870<br>LEI: 549300Q3FHSMZ70NLT76 | Long             | STIV             | RF                | US        |   2898185 | NS      | $2898184.59   | 1.60%             |  |  |  | No            |                  2 | On Loan: No      |
| Enerpac Tool Group Corp              | Enerpac Tool Group Corp                               | CUSIP: 292765104<br>LEI: IZW37BPZKUJE1QXGB081 | Long             | EC               | CORP              | US        |     69838 | NS      | $2956940.92   | 1.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Installed Building Products Inc      | Installed Building Products Inc                       | CUSIP: 45780R101<br>LEI: 549300I95Y9P9YM5FI86 | Long             | EC               | CORP              | US        |     10431 | NS      | $2731044.42   | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| CNX Resources Corp                   | CNX Resources Corp                                    | CUSIP: 12653C108<br>LEI: 549300JK3KH8PWM3B226 | Long             | EC               | CORP              | US        |    110649 | NS      | $3230950.80   | 1.78%             |  |  |  | No            |                  1 | On Loan: No      |
| FirstService Corp                    | FirstService Corp                                     | CUSIP: 33767E202<br>LEI: 5493000XUDIV75BCF118 | Long             | EC               | CORP              | CA        |     17856 | NS      | $3592627.20   | 1.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Valmont Industries Inc               | Valmont Industries Inc                                | CUSIP: 920253101<br>LEI: 5493009ZGZJJ8F77JN08 | Long             | EC               | CORP              | US        |     11975 | NS      | $4396262.00   | 2.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Lattice Semiconductor Corp           | Lattice Semiconductor Corp                            | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     41570 | NS      | $2759416.60   | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Fair Isaac Corp                      | Fair Isaac Corp                                       | CUSIP: 303250104<br>LEI: RI6HET5SJUEY30V1PS26 | Long             | EC               | CORP              | US        |      2658 | NS      | $4044519.12   | 2.23%             |  |  |  | No            |                  1 | On Loan: No      |
| SPS Commerce Inc                     | SPS Commerce Inc                                      | CUSIP: 78463M107<br>LEI: 2549006XVF9GCCETDQ72 | Long             | EC               | CORP              | US        |     16764 | NS      | $1849069.20   | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-09-25

**Name of Applicant:** Neuberger Berman ETF Trust

**Signature:** John McGovern

**Name of Signer:** John McGovern

**Title:** Treasuer