# EDGAR Filing Document

**Accession Number:** 0001517936
**File Stem:** 0001445546-23-000174
**Filing Date:** 2023-1
**Character Count:** 9349
**Document Hash:** 358a51d61bf0807f4bb236f3d7bce1be
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001445546-23-000174.hdr.sgml**: 20230111

**ACCESSION NUMBER**: 0001445546-23-000174

**CONFORMED SUBMISSION TYPE**: 24F-2NT

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221031

**FILED AS OF DATE**: 20230111

**DATE AS OF CHANGE**: 20230111

**EFFECTIVENESS DATE**: 20230111

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND IV
- **CENTRAL INDEX KEY:** 0001517936
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** MA

**FILING VALUES:**
- **FORM TYPE:** 24F-2NT
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-174332
- **FILM NUMBER:** 23523126

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust North American Energy Infrastructure Fund (Series ID: S000033458)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                            | Ticker Symbol | Class ID   |
| First Trust North American Energy Infrastructure Fund | EMLP          | C000102880 |

---

### First Trust Senior Loan Fund (Series ID: S000034146)

---

|  |  |  |
|:---|:---|:---|
| Class Name                   | Ticker Symbol | Class ID   |
| First Trust Senior Loan Fund | FTSL          | C000105232 |

---

### First Trust Tactical High Yield ETF (Series ID: S000039493)

---

|  |  |  |
|:---|:---|:---|
| Class Name                          | Ticker Symbol | Class ID   |
| First Trust Tactical High Yield ETF | HYLS          | C000121641 |

---

### First Trust Enhanced Short Maturity ETF (Series ID: S000045797)

---

|  |  |  |
|:---|:---|:---|
| Class Name                              | Ticker Symbol | Class ID   |
| First Trust Enhanced Short Maturity ETF | FTSM          | C000142755 |

---

### First Trust High Income Strategic Focus ETF (Series ID: S000046109)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                  | Ticker Symbol | Class ID   |
| First Trust High Income Strategic Focus ETF | HISF          | C000144296 |

---

### First Trust Low Duration Opportunities ETF (Series ID: S000046204)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                 | Ticker Symbol | Class ID   |
| First Trust Low Duration Opportunities ETF | LMBS          | C000144500 |

---

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                           | Ticker Symbol | Class ID   |
| First Trust SSI Strategic Convertible Securities ETF | FCVT          | C000159952 |

---

### First Trust Long Duration Opportunities ETF (Series ID: S000064087)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                  | Ticker Symbol | Class ID   |
| First Trust Long Duration Opportunities ETF | LGOV          | C000207230 |

---

### First Trust EIP Carbon Impact ETF (Series ID: S000066179)

---

|  |  |  |
|:---|:---|:---|
| Class Name                        | Ticker Symbol | Class ID   |
| First Trust EIP Carbon Impact ETF | ECLN          | C000213865 |

---

### FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF (Series ID: S000070911)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                                  | Ticker Symbol | Class ID   |
| FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF | KNG           | C000225182 |

---

### First Trust Limited Duration Investment Grade Corporate ETF (Series ID: S000072703)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                                  | Ticker Symbol | Class ID   |
| First Trust Limited Duration Investment Grade Corporate ETF | FSIG          | C000229146 |

---

### FT Cboe Vest Rising Dividend Achievers Target Income ETF (Series ID: S000077479)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                               | Ticker Symbol | Class ID   |
| FT Cboe Vest Rising Dividend Achievers Target Income ETF | RDVI          | C000237940 |

---

## Series and Classes Contracts Data

### First Trust North American Energy Infrastructure Fund (Series ID: S000033458)

| Class ID   | Class Name                                            | Ticker Symbol   |
|:---|:---|:---|
| C000102880 | First Trust North American Energy Infrastructure Fund | EMLP            |

### First Trust Senior Loan Fund (Series ID: S000034146)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000105232 | First Trust Senior Loan Fund | FTSL            |

### First Trust Tactical High Yield ETF (Series ID: S000039493)

| Class ID   | Class Name                          | Ticker Symbol   |
|:---|:---|:---|
| C000121641 | First Trust Tactical High Yield ETF | HYLS            |

### First Trust Enhanced Short Maturity ETF (Series ID: S000045797)

| Class ID   | Class Name                              | Ticker Symbol   |
|:---|:---|:---|
| C000142755 | First Trust Enhanced Short Maturity ETF | FTSM            |

### First Trust High Income Strategic Focus ETF (Series ID: S000046109)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000144296 | First Trust High Income Strategic Focus ETF | HISF            |

### First Trust Low Duration Opportunities ETF (Series ID: S000046204)

| Class ID   | Class Name                                 | Ticker Symbol   |
|:---|:---|:---|
| C000144500 | First Trust Low Duration Opportunities ETF | LMBS            |

### First Trust SSI Strategic Convertible Securities ETF (Series ID: S000050640)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000159952 | First Trust SSI Strategic Convertible Securities ETF | FCVT            |

### First Trust Long Duration Opportunities ETF (Series ID: S000064087)

| Class ID   | Class Name                                  | Ticker Symbol   |
|:---|:---|:---|
| C000207230 | First Trust Long Duration Opportunities ETF | LGOV            |

### First Trust EIP Carbon Impact ETF (Series ID: S000066179)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000213865 | First Trust EIP Carbon Impact ETF | ECLN            |

### FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF (Series ID: S000070911)

| Class ID   | Class Name                                                  | Ticker Symbol   |
|:---|:---|:---|
| C000225182 | FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF | KNG             |

### First Trust Limited Duration Investment Grade Corporate ETF (Series ID: S000072703)

| Class ID   | Class Name                                                  | Ticker Symbol   |
|:---|:---|:---|
| C000229146 | First Trust Limited Duration Investment Grade Corporate ETF | FSIG            |

### FT Cboe Vest Rising Dividend Achievers Target Income ETF (Series ID: S000077479)

| Class ID   | Class Name                                               | Ticker Symbol   |
|:---|:---|:---|
| C000237940 | FT Cboe Vest Rising Dividend Achievers Target Income ETF | RDVI            |

## FORM 24F-2NT: Annual Notice of Securities Sold Pursuant to Rule 24f-2

### 24F-2NT: Filer Information

**Filer CIK:** 0001517936

**Is this a LIVE or TEST Filing?:** LIVE

**Filer Investment Company Type:** N-1A

### 24F-2NT: Annual Filing Information

**1. Name and address of issuer:**

- **Name of Issuer:** First Trust Exchange-Traded Fund IV

- **Address:** 120 East Liberty Drive Suite 400, Wheaton, IL 60187

**2. The Name and EDGAR Identifier of each series or class of securities for which this Form is filed:**

- [ ] Check box if the Form is being filed for all series and classes of the issuer.

**3. Investment Company Act File Number:** 811-22559

   **Securities Act File Number:** 333-174332

**4(a). Last day of fiscal year for which this Form is filed:** 10/31/2022

**4(b). Check box if this Form is being filed late:** [ ]

**4(c). Check box if this is the last time the issuer will be filing this Form:** [ ]

**5. Calculation of registration fee:**

- **(i) Aggregate sale price of securities sold during the fiscal year:** $5872746720.00

- **(ii) Aggregate price of securities redeemed or repurchased during the fiscal year:** $4364401744.00

- **(iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year:** $0.00

- **(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:** $4364401744.00

- **(v) Net sales:** $1508344976.00

- **(vi) Redemption credits available for use in future years:** $0.00

- **(vii) Multiplier for determining registration fee:** 0.000110200

- **(viii) Registration fee due:** $166219.62

- **7. Interest due -- if this Form is being filed more than 90 days after the end of the issuer's fiscal year:** $0.00

- **8. Total of the amount of the registration fee due plus any interest due:** $166219.62

**Signatures**

**Name and Title:** Katherine L. Urevig, Assistant Treasurer

**Date:** 01/11/2023

**Signature:** /s/ Katherine L. Urevig