# EDGAR Filing Document

**Accession Number:** 0001469336
**File Stem:** 0000902664-26-000854
**Filing Date:** 2026-2
**Character Count:** 7058
**Document Hash:** cd0876c8f1e6cc25320c0a0435f054d3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000902664-26-000854.hdr.sgml**: 20260211

**ACCESSION NUMBER**: 0000902664-26-000854

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260211

**DATE AS OF CHANGE**: 20260211

**EFFECTIVENESS DATE**: 20260211

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Empery Asset Management, LP
- **CENTRAL INDEX KEY:** 0001469336

**ORGANIZATION NAME:**
- **EIN:** 262107121
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21771
- **FILM NUMBER:** 26621011

**BUSINESS ADDRESS:**
- **STREET 1:** 1 ROCKEFELLER PLAZA, SUITE 1205
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020
- **BUSINESS PHONE:** 212-608-3300

**MAIL ADDRESS:**
- **STREET 1:** 1 ROCKEFELLER PLAZA, SUITE 1205
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Empery Asset Management LP<br>**Address:** 1 ROCKEFELLER PLAZA SUITE 1205<br>NEW YORK, NY 10020

**Form 13F File Number:** 028-21771

**CRD Number (if applicable):** 000148180

**SEC File Number (if applicable):** 801-121889

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Ryan M. Lane<br>**Title:** Managing Partner<br>**Phone:** 212-608-3300

**Signature, Place, and Date of Signing:**

/s/ Ryan M. Lane  New York, NY  02-11-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 31

**Form 13F Information Table Value Total:** $113401650

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

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|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| Aduro Clean Technologies Inc | COM NEW | 007408206 |  | 5916037 | 571046 | SH |  | SOLE |  | 571046 | 0 | 0 |
| Allurion Technologies Inc | COMMON STOCK | 02008G201 |  | 73654 | 59881 | SH |  | SOLE |  | 59881 | 0 | 0 |
| Benitec Biopharma Inc | COM NEW | 08205P209 |  | 746777 | 55440 | SH |  | SOLE |  | 55440 | 0 | 0 |
| Briacell Therapeutics Corp | *W EXP 99/99/999 | 107930117 |  | 193314 | 666600 | SH |  | SOLE |  | 666600 | 0 | 0 |
| CEA Industries Inc | *W EXP 02/11/202 | 86887P119 |  | 27650 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| Critical Metals Corp | PUBCO ORD SHS | G2662B103 |  | 3410732 | 491460 | SH |  | SOLE |  | 491460 | 0 | 0 |
| Empery Digital Inc | COM NEW | 92864V608 |  | 13377025 | 2930345 | SH |  | SOLE |  | 2930345 | 0 | 0 |
| Eos Energy Enterprises Inc | COM CL A | 29415C101 |  | 2861860 | 249726 | SH |  | SOLE |  | 249726 | 0 | 0 |
| FGI Industries Ltd | *W EXP 99/99/999 | G3302D111 |  | 4196 | 83928 | SH |  | SOLE |  | 83928 | 0 | 0 |
| Immuneering Corp | CLASS A COM | 45254E107 |  | 17601171 | 2674950 | SH |  | SOLE |  | 2674950 | 0 | 0 |
| Imperial Pete Inc | COM NEW | Y3894J187 |  | 11522283 | 3182951 | SH |  | SOLE |  | 3182951 | 0 | 0 |
| Jeffs Brands Ltd | *W EXP 99/99/999 | M61472110 |  | 4111 | 360577 | SH |  | SOLE |  | 360577 | 0 | 0 |
| Kazia Therapeutics Ltd | SPONSORED ADS | 48669G303 |  | 1171300 | 170000 | SH |  | SOLE |  | 170000 | 0 | 0 |
| Maris Tech Ltd | *W EXP 02/04/202 | M68057112 |  | 35712 | 297600 | SH |  | SOLE |  | 297600 | 0 | 0 |
| Medicus Pharma Ltd | *W EXP 11/15/202 | 58471K111 |  | 9680 | 12100 | SH |  | SOLE |  | 12100 | 0 | 0 |
| Neurosense Therapeutics Ltd | *W EXP 11/10/202 | M74240116 |  | 36145 | 100402 | SH |  | SOLE |  | 100402 | 0 | 0 |
| Nexgel Inc | *W EXP 12/27/202 | 65344E115 |  | 21600 | 90000 | SH |  | SOLE |  | 90000 | 0 | 0 |
| Nutriband Inc | *W EXP 99/99/999 | 67092M125 |  | 64751 | 40218 | SH |  | SOLE |  | 40218 | 0 | 0 |
| Precision BioSciences Inc | COM NEW | 74019P207 |  | 9129682 | 2194635 | SH |  | SOLE |  | 2194635 | 0 | 0 |
| Profound Med Corp | COM NEW | 74319B502 |  | 1129597 | 143532 | SH |  | SOLE |  | 143532 | 0 | 0 |
| Protara Therapeutics Inc | COM STK | 74365U107 |  | 68395 | 12832 | SH |  | SOLE |  | 12832 | 0 | 0 |
| Purecycle Technologies Inc | *W EXP 03/17/202 | 74623V111 |  | 11149 | 14477 | SH |  | SOLE |  | 14477 | 0 | 0 |
| Renatus Tactical Acquis | *W EXP 05/15/203 | G7490F127 |  | 40635 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| Robin Energy Ltd | ORD SHS NEW | Y73118112 |  | 882141 | 301072 | SH |  | SOLE |  | 301072 | 0 | 0 |
| Spectral AI Inc | *W EXP 99/99/999 | 84757T113 |  | 15001 | 33336 | SH |  | SOLE |  | 33336 | 0 | 0 |
| Super League Enterprise Inc | COM NEW | 86804F400 |  | 763118 | 1249989 | SH |  | SOLE |  | 1249989 | 0 | 0 |
| Surrozen Inc | COM NEW | 86889P208 |  | 2349812 | 103974 | SH |  | SOLE |  | 103974 | 0 | 0 |
| Talphera Inc | COM NEW | 00444T209 |  | 1520187 | 1333497 | SH |  | SOLE |  | 1333497 | 0 | 0 |
| Tenaya Therapeutics Inc | COM | 87990A106 |  | 3852133 | 5414101 | SH |  | SOLE |  | 5414101 | 0 | 0 |
| X4 Pharmaceuticals Inc | COM NEW | 98420X202 |  | 35804420 | 8951105 | SH |  | SOLE |  | 8951105 | 0 | 0 |
| Xilio Therapeutics Inc | COM | 98422T100 |  | 757382 | 1183040 | SH |  | SOLE |  | 1183040 | 0 | 0 |

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