# EDGAR Filing Document

**Accession Number:** 0001387723
**File Stem:** 0001387723-23-000002
**Filing Date:** 2023-1
**Character Count:** 16086
**Document Hash:** 001ed8b817d948cb228bf5bbc5cbdee8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001387723-23-000002.hdr.sgml**: 20230118

**ACCESSION NUMBER**: 0001387723-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230118

**DATE AS OF CHANGE**: 20230117

**EFFECTIVENESS DATE**: 20230118

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** BANK OF STOCKTON
- **CENTRAL INDEX KEY:** 0001387723
- **IRS NUMBER:** 940902780
- **STATE OF INCORPORATION:** CA
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14652
- **FILM NUMBER:** 23532549

**BUSINESS ADDRESS:**
- **STREET 1:** 555 W. BENJAMIN HOLT DR.
- **STREET 2:** BLDG. A
- **CITY:** STOCKTON
- **STATE:** CA
- **ZIP:** 95207-3888
- **BUSINESS PHONE:** 209-929-1500

**MAIL ADDRESS:**
- **STREET 1:** 555 W. BENJAMIN HOLT DR.
- **STREET 2:** BLDG. A
- **CITY:** STOCKTON
- **STATE:** CA
- **ZIP:** 95207-3888

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** BANK OF STOCKTON<br>**Address:** 555 W. BENJAMIN HOLT DR.<br>BLDG. A<br>STOCKTON, CA 95207-3888

**Form 13F File Number:** 028-14652

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Daniel F. Fargo<br>**Title:** Vice President Executive Trust Officer<br>**Phone:** 209-929-1377

**Signature, Place, and Date of Signing:**

Daniel F. Fargo  Stockton, CA  01-17-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 127

**Form 13F Information Table Value Total:** $286117

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY | Equities | 88579Y101 |  | 205 | 1712 | SH |  | SOLE |  | 1712 | 0 | 0 |
| ABBOTT LABS | Equities | 002824100 |  | 2397 | 21830 | SH |  | SOLE |  | 21770 | 60 | 0 |
| ABBVIE INC. | Equities | 00287Y109 |  | 1337 | 8270 | SH |  | SOLE |  | 8220 | 50 | 0 |
| ACCENTURE PLC | Equities | G1151C101 |  | 1371 | 5139 | SH |  | SOLE |  | 5139 | 0 | 0 |
| ADOBE SYSTEMS INC. | Equities | 00724F101 |  | 2106 | 6258 | SH |  | SOLE |  | 6243 | 15 | 0 |
| AIR PRODUCTS AND CHEMICALS | Equities | 009158106 |  | 268 | 869 | SH |  | SOLE |  | 849 | 20 | 0 |
| ALBEMARLE CORPORATION | Equities | 012653101 |  | 1027 | 4736 | SH |  | SOLE |  | 4701 | 35 | 0 |
| ALLSTATE CORP | Equities | 020002101 |  | 670 | 4938 | SH |  | SOLE |  | 4938 | 0 | 0 |
| ALPHABET INC CL A | Equities | 02079K305 |  | 3294 | 37332 | SH |  | SOLE |  | 37272 | 60 | 0 |
| ALPHABET INC CL C | Equities | 02079K107 |  | 414 | 4670 | SH |  | SOLE |  | 4670 | 0 | 0 |
| AMAZON.COM INC | Equities | 023135106 |  | 1153 | 13723 | SH |  | SOLE |  | 13683 | 40 | 0 |
| AMERICAN EXPRESS CO | Equities | 025816109 |  | 2553 | 17278 | SH |  | SOLE |  | 17218 | 60 | 0 |
| AMERICAN WATER WORKS | Equities | 030420103 |  | 1125 | 7379 | SH |  | SOLE |  | 7359 | 20 | 0 |
| AMERISOURCEBERGEN | Equities | 03073E105 |  | 467 | 2817 | SH |  | SOLE |  | 2817 | 0 | 0 |
| ANALOG DEVICES | Equities | 032654105 |  | 2503 | 15257 | SH |  | SOLE |  | 15217 | 40 | 0 |
| APPLE COMPUTER INC | Equities | 037833100 |  | 6560 | 50490 | SH |  | SOLE |  | 50410 | 80 | 0 |
| APPLIED INDUSTRIAL | Equities | 03820C105 |  | 252 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| BECTON DICKINSON AND CO | Equities | 075887109 |  | 1105 | 4344 | SH |  | SOLE |  | 4344 | 0 | 0 |
| BRISTOL-MYERS SQUIBB | Equities | 110122108 |  | 521 | 7236 | SH |  | SOLE |  | 7236 | 0 | 0 |
| CENTERPOINT ENERGY INC | Equities | 15189T107 |  | 210 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| CHEVRON CORPORATION | Equities | 166764100 |  | 7 | 40 | SH |  | DFND |  | 40 | 0 | 0 |
| CHEVRON CORPORATION | Equities | 166764100 |  | 3165 | 17635 | SH |  | SOLE |  | 17590 | 45 | 0 |
| COCA COLA CO | Equities | 191216100 |  | 273 | 4286 | SH |  | SOLE |  | 4286 | 0 | 0 |
| COMCAST CORP CL A | Equities | 20030N101 |  | 1500 | 42907 | SH |  | SOLE |  | 42782 | 125 | 0 |
| CONAGRA FOODS INC | Equities | 205887102 |  | 254 | 6565 | SH |  | SOLE |  | 6565 | 0 | 0 |
| CONOCOPHILLIPS | Equities | 20825C104 |  | 516 | 4375 | SH |  | SOLE |  | 4375 | 0 | 0 |
| COSTCO WHOLESALE | Equities | 22160K105 |  | 4272 | 9358 | SH |  | SOLE |  | 9340 | 18 | 0 |
| CUMMINS | Equities | 231021106 |  | 1700 | 7015 | SH |  | SOLE |  | 6987 | 28 | 0 |
| CVS HEALTH CORP | Equities | 126650100 |  | 363 | 3892 | SH |  | SOLE |  | 3892 | 0 | 0 |
| DANAHER CORP | Equities | 235851102 |  | 2271 | 8556 | SH |  | SOLE |  | 8531 | 25 | 0 |
| DEERE  CO | Equities | 244199105 |  | 217 | 505 | SH |  | SOLE |  | 505 | 0 | 0 |
| DOLLAR GENERAL CORP | Equities | 256677105 |  | 1361 | 5528 | SH |  | SOLE |  | 5493 | 35 | 0 |
| ELECTRONIC ARTS INC. | Equities | 285512109 |  | 757 | 6194 | SH |  | SOLE |  | 6194 | 0 | 0 |
| ELI LILLY  CO. | Equities | 532457108 |  | 269 | 735 | SH |  | SOLE |  | 735 | 0 | 0 |
| EMERSON ELEC CO | Equities | 291011104 |  | 248 | 2585 | SH |  | SOLE |  | 2585 | 0 | 0 |
| ENERGY SELECT SECTOR SPDR | Equities | 81369Y506 |  | 1195 | 13665 | SH |  | SOLE |  | 13665 | 0 | 0 |
| EOG RESOURCES INC | Equities | 26875P101 |  | 695 | 5367 | SH |  | SOLE |  | 5307 | 60 | 0 |
| EVEREST RE GROUP LTD | Equities | G3223R108 |  | 673 | 2031 | SH |  | SOLE |  | 2031 | 0 | 0 |
| EXXON MOBIL CORP. | Equities | 30231G102 |  | 1000 | 9066 | SH |  | SOLE |  | 9066 | 0 | 0 |
| FIRSTENERGY CORP | Equities | 337932107 |  | 427 | 10170 | SH |  | SOLE |  | 10170 | 0 | 0 |
| FISERV INC | Equities | 337738108 |  | 567 | 5609 | SH |  | SOLE |  | 5609 | 0 | 0 |
| GENERAL DYNAMICS | Equities | 369550108 |  | 986 | 3976 | SH |  | SOLE |  | 3946 | 30 | 0 |
| GENERAL MILLS INC | Equities | 370334104 |  | 313 | 3730 | SH |  | SOLE |  | 3730 | 0 | 0 |
| HOME DEPOT | Equities | 437076102 |  | 3787 | 11988 | SH |  | SOLE |  | 11968 | 20 | 0 |
| HONEYWELL INTERNATIONAL INC. | Equities | 438516106 |  | 325 | 1515 | SH |  | SOLE |  | 1515 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE | Equities | 45866F104 |  | 1189 | 11586 | SH |  | SOLE |  | 11586 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHINES | Equities | 459200101 |  | 327 | 2320 | SH |  | SOLE |  | 2320 | 0 | 0 |
| ISHARES MSCI EM MKTS | Equities | 464287234 |  | 625 | 16490 | SH |  | SOLE |  | 16490 | 0 | 0 |
| ISHARES: COHEN  STEERS REIT | Equities | 464287564 |  | 4896 | 89279 | SH |  | SOLE |  | 89101 | 150 | 28 |
| ISHARES: COHEN  STEERS REIT | Equities | 464287564 |  | 4 | 70 | SH |  | DFND |  | 70 | 0 | 0 |
| ISHARES: MSCI EAFE INDEX FUND | Equities | 464287465 |  | 17 | 260 | SH |  | DFND |  | 130 | 0 | 130 |
| ISHARES: MSCI EAFE INDEX FUND | Equities | 464287465 |  | 11249 | 171373 | SH |  | SOLE |  | 170971 | 225 | 177 |
| ISHARES: MSCI EAFE SMALL CAP | Equities | 464288273 |  | 5962 | 105564 | SH |  | SOLE |  | 105327 | 125 | 112 |
| ISHARES: MSCI EAFE SMALL CAP | Equities | 464288273 |  | 6 | 110 | SH |  | DFND |  | 40 | 0 | 70 |
| ISHARES: RUSSELL 1000 GROWTH | Equities | 464287614 |  | 266 | 1240 | SH |  | SOLE |  | 1240 | 0 | 0 |
| ISHARES: S 500 GROWTH INDEX | Equities | 464287309 |  | 1010 | 17265 | SH |  | SOLE |  | 17265 | 0 | 0 |
| ISHARES: S 500 INDEX | Equities | 464287200 |  | 357 | 930 | SH |  | DFND |  | 695 | 0 | 235 |
| ISHARES: S 500 INDEX | Equities | 464287200 |  | 39737 | 103426 | SH |  | SOLE |  | 103105 | 0 | 321 |
| ISHARES: S 500 VALUE INDEX | Equities | 464287408 |  | 11152 | 76872 | SH |  | SOLE |  | 76742 | 0 | 130 |
| ISHARES: S 500 VALUE INDEX | Equities | 464287408 |  | 104 | 715 | SH |  | DFND |  | 615 | 0 | 100 |
| ISHARES: S CA MUNI BOND FUND | Equities | 464288356 |  | 502 | 8948 | SH |  | SOLE |  | 8948 | 0 | 0 |
| ISHARES: S MID CAP VALUE INDE | Equities | 464287705 |  | 3643 | 36139 | SH |  | SOLE |  | 36045 | 30 | 64 |
| ISHARES: S MID CAP VALUE INDE | Equities | 464287705 |  | 21 | 210 | SH |  | DFND |  | 165 | 0 | 45 |
| ISHARES: S MIDCAP 400 INDEX | Equities | 464287507 |  | 39823 | 164632 | SH |  | SOLE |  | 164520 | 0 | 112 |
| ISHARES: S MIDCAP 400 INDEX | Equities | 464287507 |  | 102 | 420 | SH |  | DFND |  | 345 | 0 | 75 |
| ISHARES: S MIDCAP GROWTH | Equities | 464287606 |  | 2118 | 31012 | SH |  | SOLE |  | 30512 | 500 | 0 |
| ISHARES: S SMALLCAP 600 INDEX | Equities | 464287804 |  | 22483 | 237566 | SH |  | SOLE |  | 237150 | 225 | 191 |
| ISHARES: S SMALLCAP 600 INDEX | Equities | 464287804 |  | 56 | 595 | SH |  | DFND |  | 460 | 0 | 135 |
| ISHARES: US PFD STOCK INDEX | Equities | 464288687 |  | 3 | 90 | SH |  | DFND |  | 0 | 0 | 90 |
| ISHARES: US PFD STOCK INDEX | Equities | 464288687 |  | 2064 | 67607 | SH |  | SOLE |  | 67335 | 80 | 192 |
| JOHNSON  JOHNSON | Equities | 478160104 |  | 781 | 4423 | SH |  | SOLE |  | 4423 | 0 | 0 |
| JOHNSON  JOHNSON | Equities | 478160104 |  | 10 | 55 | SH |  | DFND |  | 55 | 0 | 0 |
| JP MORGAN CHASE  CO. | Equities | 46625H100 |  | 3311 | 24694 | SH |  | SOLE |  | 24644 | 50 | 0 |
| JP MORGAN CHASE  CO. | Equities | 46625H100 |  | 9 | 65 | SH |  | DFND |  | 65 | 0 | 0 |
| KINDER MORGAN INC | Equities | 49456B101 |  | 500 | 27640 | SH |  | SOLE |  | 27445 | 195 | 0 |
| KLA CORP | Equities | 482480100 |  | 2230 | 5915 | SH |  | SOLE |  | 5893 | 22 | 0 |
| LAM RESEARCH CORP | Equities | 512807108 |  | 1083 | 2577 | SH |  | SOLE |  | 2567 | 10 | 0 |
| LOWES COMPANIES INC. | Equities | 548661107 |  | 510 | 2560 | SH |  | SOLE |  | 2560 | 0 | 0 |
| M BANK CORPORATION | Equities | 55261F104 |  | 749 | 5162 | SH |  | SOLE |  | 5142 | 20 | 0 |
| MCDONALDS CORP | Equities | 580135101 |  | 363 | 1378 | SH |  | SOLE |  | 1378 | 0 | 0 |
| MCKESSON HBOC INC. | Equities | 58155Q103 |  | 872 | 2324 | SH |  | SOLE |  | 2324 | 0 | 0 |
| MEDTRONIC PLC | Equities | G5960L103 |  | 637 | 8192 | SH |  | SOLE |  | 8157 | 35 | 0 |
| MERCK | Equities | 58933Y105 |  | 357 | 3220 | SH |  | SOLE |  | 3220 | 0 | 0 |
| META PLATFORMS INC | Equities | 30303M102 |  | 445 | 3698 | SH |  | SOLE |  | 3676 | 22 | 0 |
| MICRON TECHNOLOGY INC | Equities | 595112103 |  | 898 | 17972 | SH |  | SOLE |  | 17882 | 90 | 0 |
| MICROSOFT CORP. | Equities | 594918104 |  | 4931 | 20560 | SH |  | SOLE |  | 20530 | 30 | 0 |
| MONSTER BEVERAGE.COM | Equities | 61174X109 |  | 244 | 2400 | SH |  | SOLE |  | 2400 | 0 | 0 |
| MORNINGSTAR INC | Equities | 617700109 |  | 1288 | 5948 | SH |  | SOLE |  | 5918 | 30 | 0 |
| NEXTERA ENERGY INC. | Equities | 65339F101 |  | 1719 | 20564 | SH |  | SOLE |  | 20519 | 45 | 0 |
| NIKE INC. | Equities | 654106103 |  | 671 | 5732 | SH |  | SOLE |  | 5732 | 0 | 0 |
| NORTHROP GRUMMAN | Equities | 666807102 |  | 723 | 1325 | SH |  | SOLE |  | 1325 | 0 | 0 |
| ORACLE CORP | Equities | 68389X105 |  | 699 | 8550 | SH |  | SOLE |  | 8550 | 0 | 0 |
| PACKAGING CORP OF AMERICA | Equities | 695156109 |  | 266 | 2077 | SH |  | SOLE |  | 2077 | 0 | 0 |
| PARKER HANNIFIN CORP | Equities | 701094104 |  | 2581 | 8871 | SH |  | SOLE |  | 8849 | 22 | 0 |
| PEPSICO INC | Equities | 713448108 |  | 480 | 2655 | SH |  | SOLE |  | 2655 | 0 | 0 |
| PFIZER INC | Equities | 717081103 |  | 288 | 5629 | SH |  | SOLE |  | 5629 | 0 | 0 |
| PPG IND INC | Equities | 693506107 |  | 916 | 7285 | SH |  | SOLE |  | 7285 | 0 | 0 |
| PROCTER  GAMBLE COMPANY | Equities | 742718109 |  | 238 | 1571 | SH |  | SOLE |  | 1571 | 0 | 0 |
| PROGRESSIVE CORP | Equities | 743315103 |  | 1514 | 11670 | SH |  | SOLE |  | 11595 | 75 | 0 |
| QUALCOMM INC. | Equities | 747525103 |  | 1454 | 13221 | SH |  | SOLE |  | 13161 | 60 | 0 |
| S GLOBAL | Equities | 78409V104 |  | 350 | 1044 | SH |  | SOLE |  | 1044 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | Equities | 83088M102 |  | 997 | 10943 | SH |  | SOLE |  | 10943 | 0 | 0 |
| SOUTHERN CO | Equities | 842587107 |  | 335 | 4685 | SH |  | SOLE |  | 4685 | 0 | 0 |
| SPDR BARCLAY'S CONVERTIBLE | Equities | 78464A359 |  | 403 | 6260 | SH |  | SOLE |  | 6260 | 0 | 0 |
| SPDR S MIDCAP 400 ETF | Equities | 78467Y107 |  | 2025 | 4573 | SH |  | SOLE |  | 4573 | 0 | 0 |
| STANDARD  POORS DEP. RECEIPTS | Equities | 78462F103 |  | 826 | 2160 | SH |  | SOLE |  | 2160 | 0 | 0 |
| STRYKER CORP | Equities | 863667101 |  | 1807 | 7389 | SH |  | SOLE |  | 7364 | 25 | 0 |
| TAIWAN SEMICONDUCTOR ADR | Equities | 874039100 |  | 222 | 2980 | SH |  | SOLE |  | 2980 | 0 | 0 |
| THERMO FISHER SCIENTIFIC CORP | Equities | 883556102 |  | 344 | 625 | SH |  | SOLE |  | 625 | 0 | 0 |
| TRAVELERS COMPANIES INC | Equities | 89417E109 |  | 747 | 3982 | SH |  | SOLE |  | 3982 | 0 | 0 |
| UNION PAC CORP | Equities | 907818108 |  | 332 | 1603 | SH |  | SOLE |  | 1603 | 0 | 0 |
| UNITED HEALTH GROUP | Equities | 91324P102 |  | 1439 | 2715 | SH |  | SOLE |  | 2698 | 17 | 0 |
| VANGUARD INTERM-TERM BOND ETF | Equities | 921937819 |  | 20327 | 273509 | SH |  | SOLE |  | 272680 | 275 | 554 |
| VANGUARD INTERM-TERM BOND ETF | Equities | 921937819 |  | 9 | 115 | SH |  | DFND |  | 0 | 0 | 115 |
| VANGUARD SHT-TRM INFL-PROT ETF | Equities | 922020805 |  | 7852 | 168109 | SH |  | SOLE |  | 167599 | 0 | 510 |
| VANGUARD SHT-TRM INFL-PROT ETF | Equities | 922020805 |  | 187 | 4000 | SH |  | DFND |  | 3550 | 0 | 450 |
| VANGUARD TOTAL STOCK MARKET FUN | Equities | 922908769 |  | 479 | 2504 | SH |  | SOLE |  | 2504 | 0 | 0 |
| VERIZON COMMUNICATIONS | Equities | 92343V104 |  | 406 | 10298 | SH |  | SOLE |  | 10298 | 0 | 0 |
| VISA INC | Equities | 92826C839 |  | 3247 | 15630 | SH |  | SOLE |  | 15595 | 35 | 0 |
| WAL MART STORES INC | Equities | 931142103 |  | 2044 | 14415 | SH |  | SOLE |  | 14415 | 0 | 0 |
| WALT DISNEY COMPANY | Equities | 254687106 |  | 975 | 11227 | SH |  | SOLE |  | 11182 | 45 | 0 |
| WASTE MANAGEMENT INC. | Equities | 94106L109 |  | 294 | 1871 | SH |  | SOLE |  | 1871 | 0 | 0 |
| WATERS CORP. | Equities | 941848103 |  | 1679 | 4901 | SH |  | SOLE |  | 4891 | 10 | 0 |
| WEC ENERGY GROUP INC | Equities | 92939U106 |  | 312 | 3332 | SH |  | SOLE |  | 3332 | 0 | 0 |
| WELLS FARGO  CO. | Equities | 949746101 |  | 1907 | 46180 | SH |  | SOLE |  | 46180 | 0 | 0 |
| WILLIAMS-SONOMA INC | Equities | 969904101 |  | 1012 | 8806 | SH |  | SOLE |  | 8806 | 0 | 0 |
| ZIONS BANCORP | Equities | 989701107 |  | 398 | 8095 | SH |  | SOLE |  | 8045 | 50 | 0 |

---