# EDGAR Filing Document

**Accession Number:** 0001966533
**File Stem:** 0000899243-23-006326
**Filing Date:** 2023-2
**Character Count:** 17413
**Document Hash:** 5de7bd08e78549549bcf3d05425c090c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000899243-23-006326.hdr.sgml**: 20230228

**ACCESSION NUMBER**: 0000899243-23-006326

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221213

**FILED AS OF DATE**: 20230228

**DATE AS OF CHANGE**: 20230228

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SBI HEALTHCARE FUND I
- **CENTRAL INDEX KEY:** 0001966536
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678592

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** GLOBAL GATEWAY FUND 1
- **CENTRAL INDEX KEY:** 0001966533
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678587

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** IKBC-SBI BIO FUND 1
- **CENTRAL INDEX KEY:** 0001966534
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678590

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SBI CROSS-BORDER ADVANTAGE FUND
- **CENTRAL INDEX KEY:** 0001966535
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678593

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SBI KIS 2016-1 FUND
- **CENTRAL INDEX KEY:** 0001967220
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678589

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** SBI INVESTMENT KOREA CO., LTD.
- **CENTRAL INDEX KEY:** 0001966538
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678594

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** 2019 SBI JOB CREATION FUND
- **CENTRAL INDEX KEY:** 0001966631
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678591

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** 2014 KIF-SBI IT INVESTMENT FUND
- **CENTRAL INDEX KEY:** 0001966695
- **STATE OF INCORPORATION:** M5
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-39951
- **FILM NUMBER:** 23678588

**BUSINESS ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
- **BUSINESS PHONE:** 82221399200

**MAIL ADDRESS:**
- **STREET 1:** 14TH FL., NC TOWER, 509
- **STREET 2:** TEHERAN-RO, GANGNAM
- **CITY:** SEOUL
- **STATE:** M5
- **ZIP:** 00000
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Peak Bio, Inc.
- **CENTRAL INDEX KEY:** 0001834645
- **STANDARD INDUSTRIAL CLASSIFICATION:** BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
- **IRS NUMBER:** 852448157
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 3350 W BAYSHORE RD. SUITE 100
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94303
- **BUSINESS PHONE:** (650) 549-9103

**MAIL ADDRESS:**
- **STREET 1:** 3350 W BAYSHORE RD. SUITE 100
- **CITY:** PALO ALTO
- **STATE:** CA
- **ZIP:** 94303

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Ignyte Acquisition Corp.
- **DATE OF NAME CHANGE:** 20201202

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SBI INVESTMENT KOREA CO., LTD.<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SBI CROSS-BORDER ADVANTAGE FUND<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SBI HEALTHCARE FUND I<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>2019 SBI JOB CREATION FUND<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>IKBC-SBI BIO FUND 1<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>SBI KIS 2016-1 FUND<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>2014 KIF-SBI IT INVESTMENT FUND<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>GLOBAL GATEWAY FUND 1<br><sub>(Last) (First) (Middle)</sub><br>14TH FL., NC TOWER, 509,<br>TEHERAN-RO, GANGNAM-GU<br><sub>(Street)</sub><br>SEOUL, M5 <br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>Peak Bio, Inc. [ PKBO ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2022-12-13 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director   [X] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[ ] Form filed by One Reporting Person<br>[X] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |
| Common Stock | 3621489<sup>(1)</sup> | D<sup>(2)</sup> |  |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Consists of 320,206 shares of common stock held by SBI Investment KOREA Co., Ltd. ("SBI"), 251,418 shares of common stock held by SBI Cross-border Advantage Fund, an affiliate of SBI, 599,202 shares of common stock held by SBI Healthcare Fund 1, an affiliate of SBI, 1,601,067 shares of common stock held by IBKC-SBI Bio Fund 1, an affiliate of SBI, 83,800 shares common stock held by SBI KIS 2016-1 Fund, an affiliate of SBI, 167,600 shares of common stock held 2014 KIF -SBI IT Investment Fund, an affiliate of SBI, 419,017 shares of common stock held by Global Gateway Fund 1, an affiliate of SBI and 179,179 shares of common stock held by 2019 SBI Job Creation Fund, an affiliate of SBI. These shares of common stock were acquired in the business combination consummated between Peak Bio, Inc. (f/k/a Ignyte Acquisition Corp.), Ignyte Korea Co., Ltd. and Peak Bio Co., Ltd.

(2) This Form 3 is being filed jointly by SBI, SBI Cross-border Advantage Fund, SBI Healthcare Fund 1, IBKC-SBI Bio Fund 1, SBI KIS 2016-1 Fund, 2014 KIF-SBI IT Investment Fund, Global Gateway Fund 1 and 2019 SBI Job Creation Fund. Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose.

**Signature:** /s/ Joon-Hyo Lee, Co-CEO Eiichiro So, Co-CEO, SBI Investment Korea Co., Ltd.  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, SBI Cross-border Advantage Fund  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, SBI Healthcare Fund 1  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Co-CEO Eiichiro So, Authorized Persons, IBKC-SBI Bio Fund 1  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Eiichiro So, Co-CEO of SBI Investment Korea Co., Ltd., Authorized Person, SBI KIS 2016-1 Fund  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, 2014 KIF-SBI IT Investment Fund  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, Global Gateway Fund 1  
**Date:** 2023-02-28

**Signature:** /s/ Joon-Hyo Lee, Eiichiro So, Authorized Persons, 2019 SBI Job Creation Fund  
**Date:** 2023-02-28

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**