# EDGAR Filing Document

**Accession Number:** 0001463913
**File Stem:** 0001437749-26-019001
**Filing Date:** 2026-6
**Character Count:** 5533
**Document Hash:** 8dd10b003a6dbc73e3f178445307d846
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001437749-26-019001.hdr.sgml**: 20260601

**ACCESSION NUMBER**: 0001437749-26-019001

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 12

**CONFORMED PERIOD OF REPORT**: 20260601

**ITEM INFORMATION**: Submission of Matters to a Vote of Security Holders

**FILED AS OF DATE**: 20260601

**DATE AS OF CHANGE**: 20260601

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** US Alliance Corp
- **CENTRAL INDEX KEY:** 0001463913
- **STANDARD INDUSTRIAL CLASSIFICATION:** LIFE INSURANCE [6311]
- **ORGANIZATION NAME:** 02 Finance
- **EIN:** 264824142
- **STATE OF INCORPORATION:** KS
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 000-55627
- **FILM NUMBER:** 261050078

**BUSINESS ADDRESS:**
- **STREET 1:** 4123 SW GAGE CENTER DRIVE
- **STREET 2:** SUITE 240
- **CITY:** TOPEKA
- **STATE:** KS
- **ZIP:** 66604
- **BUSINESS PHONE:** 816-460-5807

**MAIL ADDRESS:**
- **STREET 1:** 4123 SW GAGE CENTER DRIVE
- **STREET 2:** SUITE 240
- **CITY:** TOPEKA
- **STATE:** KS
- **ZIP:** 66604

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** U. S. Alliance Corp
- **DATE OF NAME CHANGE:** 20090512

?xml version='1.0' encoding='ASCII'? usac20260601_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D. C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

Date of Report (Date of earliest event reported) **June 1, 2026**

**US ALLIANCE CORPORATION**

(Exact name of registrant as specified in its charter)

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| | | |
|:---|:---|:---|
| **Kansas** | **000-55627** | **26-4824142** |
| (State or other jurisdiction<br> of incorporation) | (Commission<br> File Number) | (IRS Employer<br> Identification No.) |

---

**1303 SW First American Pl**

**Topeka, Kansas 66604**

(Address of principal executive offices) (Zip Code)

**(785) 228-0200**

(Registrant's telephone number, including area code)

**Not Applicable**

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

---

| | | |
|:---|:---|:---|
| Securities registered pursuant to Section 12(b)of the Act: | Securities registered pursuant to Section 12(b)of the Act: |  |
| <u>Title of each class</u> | <u>Trading Symbol(s)</u> | <u>Name of each exchange on which registered</u> |
| N/A | N/A | N/A |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.1b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(s) of the Exchange Act. ☐

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**Item 5.07 Submission of Matters to a Vote of Security Holders.**

The 2026 Annual Meeting (the "Annual Meeting") of the stockholders of US Alliance Corporation, a Kansas corporation (the "Company") was held on June 1, 2026 at the Company's Topeka headquarters. Stockholders representing 3,183,393 shares of the Company's common stock, or approximately 40% of the Company's outstanding stock and representing a quorum as defined in the Company's Bylaws, were present in person or by proxy.

At the Annual Meeting, the Company's stockholders (1) elected the Company's five nominees for director, each to serve for a one-year term, and (2) ratified the appointment of Crowe LLP as the Company's independent registered public accounting firm. Proxies submitted by the Company's stockholders further authorized Jack Brier and John Helms, as proxyholders, to vote upon any other matters coming before the Annual Meeting and any adjournment thereof, but no other matters were submitted to a vote.

The final voting results for each proposal submitted to a vote of the stockholders were as follows:

**<u>PROPOSAL 1 - ELECTION OF DIRECTORS</u>**:

---

| | | |
|:---|:---|:---|
| <u>Name</u> | <u>Voted For</u> | <u>Voted to Withhold</u> |
| Jack Brier | 3,094,721 | 88,672 |
| William Graves | 3,106,474 | 76,919 |
| John Helms | 3,120,474 | 62,919 |
| James Poolman | 3,112,989 | 70,404 |
| JuliAnn Mazachek | 3,120,474 | 62,919 |

---

------

**<u>PROPOSAL 2 - RATIFICATION OF CROWE LLP</u>:**

---

| | | |
|:---|:---|:---|
| <u>Voted For</u> | <u>Voted Against</u> | <u>Abstained</u> |
| 3029578 | 23,526 | 130,589 |

---

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

---

| | | |
|:---|:---|:---|
|  | **US ALLIANCE CORPORATION** | **US ALLIANCE CORPORATION** |
| Date: June 1, 2026  | By: | /s/ Jack H. Brier |
|  |  | Jack H. Brier |

---