# EDGAR Filing Document

**Accession Number:** 0001517302
**File Stem:** 0001517302-23-000009
**Filing Date:** 2023-2
**Character Count:** 9102
**Document Hash:** 8597c1096fbcaa2b6b9fd430b12d4593
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001517302-23-000009.hdr.sgml**: 20230209

**ACCESSION NUMBER**: 0001517302-23-000009

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 15

**CONFORMED PERIOD OF REPORT**: 20230209

**ITEM INFORMATION**: Other Events

**ITEM INFORMATION**: Financial Statements and Exhibits

**FILED AS OF DATE**: 20230209

**DATE AS OF CHANGE**: 20230209

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Artisan Partners Asset Management Inc.
- **CENTRAL INDEX KEY:** 0001517302
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 450969585
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-35826
- **FILM NUMBER:** 23606526

**BUSINESS ADDRESS:**
- **STREET 1:** 875 E. WISCONSIN AVENUE
- **STREET 2:** SUITE 800
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202
- **BUSINESS PHONE:** 414-390-6100

**MAIL ADDRESS:**
- **STREET 1:** 875 E. WISCONSIN AVENUE
- **STREET 2:** SUITE 800
- **CITY:** MILWAUKEE
- **STATE:** WI
- **ZIP:** 53202

?xml version="1.0" ? apam-20230209

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K** 

**CURRENT REPORT**

**Pursuant to Section 13 OR 15(d) of** 

**The Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): February 9, 2023**

**Artisan Partners Asset Management Inc.** 

*(Exact name of registrant as specified in its charter)*

---

| | | |
|:---|:---|:---|
| **Delaware** | **001-35826** | **45-0969585** |
| *(State or other jurisdiction of<br>incorporation or organization)* | *(Commission file number)* | *(I.R.S. Employer<br>Identification No.)* |

---

**875 E. Wisconsin Avenue, Suite 800** 

**Milwaukee, WI 53202** 

 *(Address of principal executive offices and zip code)*

**(414) 390-6100** 

*(Registrant's telephone number, including area code)*

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

---

| | | |
|:---|:---|:---|
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| Class A common stock, par value $0.01 per share | APAM | New York Stock Exchange |

---

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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**Item 8.01 Other Events**

On February 9, 2023, Artisan Partners Asset Management Inc. (the "Company") issued a press release reporting certain information about the Company's preliminary assets under management as of January 31, 2023. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

The information in this Item 8.01, including the exhibit incorporated herein by reference, shall be deemed "filed" for purposes of the Securities Exchange Act of 1934, as amended, and shall be deemed incorporated by reference in the Company's filings under the Securities Act of 1933, as amended.

**Item 9.01 Financial Statements and Exhibits**

---

| | |
|:---|:---|
| **Exhibit Number** | **Description of Exhibit** |
| **99.1** | <u>[Press Release of Artisan Partners Asset Management Inc. dated](january_01x2023xaumxrelease.htm)[February 9](january_01x2023xaumxrelease.htm)[, 2023](january_01x2023xaumxrelease.htm)</u> |
| **104** | Cover Page Interactive Data File (embedded within the Inline XBRL document) |

---

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Artisan Partners Asset Management Inc.

Date: February 9, 2023

---

| | |
|:---|:---|
| By: | /s/ Charles J. Daley, Jr. |
| Name: | Charles J. Daley, Jr. |
| Title: | Executive Vice President, Chief Financial Officer and Treasurer |

---

## Exhibit 99.1

![apamheader3q2016a74.gif](apamheader3q2016a74.gif)

Artisan Partners Asset Management Inc. Reports January 2023 Assets Under Management

Milwaukee, WI - February 9, 2023 - Artisan Partners Asset Management Inc. (NYSE: APAM) today reported that its preliminary assets under management ("AUM") as of January 31, 2023 totaled $138.1 billion. Artisan Funds and Artisan Global Funds accounted for $66.1 billion of total firm AUM, while separate accounts and other AUM<sup>1</sup> accounted for $72.0 billion.

---

| | |
|:---|:---|
| PRELIMINARY ASSETS UNDER MANAGEMENT BY STRATEGY<sup>2</sup> |  |
| As of January 31, 2023 - ($ Millions) |  |
| &nbsp;&nbsp;&nbsp;Growth Team |  |
| &nbsp;&nbsp;&nbsp;Global Opportunities | $20041 |
| &nbsp;&nbsp;&nbsp;Global Discovery | 1513 |
| &nbsp;&nbsp;&nbsp;U.S. Mid-Cap Growth | 11550 |
| &nbsp;&nbsp;&nbsp;U.S. Small-Cap Growth | 3530 |
| &nbsp;&nbsp;&nbsp;Global Equity Team |  |
| &nbsp;&nbsp;&nbsp;Global Equity | 442 |
| &nbsp;&nbsp;&nbsp;Non-U.S. Growth | 14289 |
| &nbsp;&nbsp;&nbsp;Non-U.S. Small-Mid Growth | 7169 |
| &nbsp;&nbsp;&nbsp;China Post-Venture | 196 |
| &nbsp;&nbsp;&nbsp;U.S. Value Team |  |
| &nbsp;&nbsp;&nbsp;Value Equity | 3554 |
| &nbsp;&nbsp;&nbsp;U.S. Mid-Cap Value | 3062 |
| &nbsp;&nbsp;&nbsp;Value Income | 11 |
| &nbsp;&nbsp;&nbsp;International Value Team |  |
| &nbsp;&nbsp;&nbsp;International Value | 33179 |
| &nbsp;&nbsp;&nbsp;International Explorer | 64 |
| &nbsp;&nbsp;&nbsp;Global Value Team |  |
| &nbsp;&nbsp;&nbsp;Global Value | 22772 |
| &nbsp;&nbsp;&nbsp;Select Equity | 365 |
| &nbsp;&nbsp;&nbsp;Sustainable Emerging Markets Team |  |
| &nbsp;&nbsp;&nbsp;Sustainable Emerging Markets | 940 |
| &nbsp;&nbsp;&nbsp;Credit Team |  |
| &nbsp;&nbsp;&nbsp;High Income | 7436 |
| &nbsp;&nbsp;&nbsp;Credit Opportunities | 145 |
| &nbsp;&nbsp;&nbsp;Floating Rate | 47 |
| &nbsp;&nbsp;&nbsp;Developing World Team |  |
| &nbsp;&nbsp;&nbsp;Developing World | 3968 |
| &nbsp;&nbsp;Antero Peak Group |  |
| &nbsp;&nbsp;&nbsp;Antero Peak | 3009 |
| &nbsp;&nbsp;&nbsp;Antero Peak Hedge | 738 |
| &nbsp;&nbsp;&nbsp;EMsights Capital Group |  |
| &nbsp;&nbsp;&nbsp;Global Unconstrained | 17 |
| &nbsp;&nbsp;&nbsp;Emerging Markets Debt Opportunities | 47 |
| &nbsp;&nbsp;&nbsp;Emerging Markets Local Opportunities | 11 |
| &nbsp;&nbsp;&nbsp;Total Firm Assets Under Management ("AUM") | $138095 |

---

<sup>1</sup> Separate account and other AUM consists of the assets we manage in or through vehicles other than Artisan Funds or Artisan Global Funds. Separate account and other AUM includes assets we manage in traditional separate accounts, as well as assets we manage in Artisan-branded collective investment trusts, and in our own private funds.

<sup>2</sup> AUM for certain strategies include the following amounts for which Artisan Partners provides investment models to managed account sponsors (reported on a one-month lag): Artisan Sustainable Emerging Markets $48 million.

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![apamheader3q2016a74.gif](apamheader3q2016a74.gif)

ABOUT ARTISAN PARTNERS

Artisan Partners is a global investment management firm that provides a broad range of high value-added investment strategies to sophisticated clients around the world. Since 1994, the firm has been committed to attracting experienced, disciplined investment professionals to manage client assets. Artisan Partners' autonomous investment teams oversee a diverse range of investment strategies across multiple asset classes. Strategies are offered through various investment vehicles to accommodate a broad range of client mandates.

Investor Relations Inquiries: 866.632.1770 or ir@artisanpartners.com

Source: Artisan Partners Asset Management Inc.

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