# EDGAR Filing Document

**Accession Number:** 0001452780
**File Stem:** 0001452780-23-000001
**Filing Date:** 2023-1
**Character Count:** 6048
**Document Hash:** 762093d8ca110a1db824cea2fd5162e3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001452780-23-000001.hdr.sgml**: 20230215

**ACCESSION NUMBER**: 0001452780-23-000001

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230118

**DATE AS OF CHANGE**: 20230215

**EFFECTIVENESS DATE**: 20230128

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DST Worldwide Services India Private Limited- TA
- **CENTRAL INDEX KEY:** 0001452780
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06342
- **FILM NUMBER:** 23634673

**BUSINESS ADDRESS:**
- **STREET 1:** 5TH FLOOR, BLOCK B, Q CITY
- **STREET 2:** NANAKRAMGUDA, GACHIBOWLI
- **CITY:** HYDERABAD
- **STATE:** K7
- **ZIP:** 500032
- **BUSINESS PHONE:** 914066125521

**MAIL ADDRESS:**
- **STREET 1:** 5TH FLOOR, BLOCK B, Q CITY
- **STREET 2:** NANAKRAMGUDA, GACHIBOWLI
- **CITY:** HYDERABAD
- **STATE:** K7
- **ZIP:** 500032

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DST Global Solutions India Private Ltd - TA
- **DATE OF NAME CHANGE:** 20081224

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** DST Worldwide Services India Private Limited- TA

**FINS Number:** 339358

**Address of principal office where transfer agent activities are performed:** 5th Floor, Block B, Q City, Nanakramguda, Gachibowli, Hyderabad, K7, 500032

**Is mailing address different from principal office address?:** No

**Telephone Number:** 914066125521

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** Suite 201, Building 7, Commerzone, Samrat Ashok Path Road, Yerawada, Pune, K7, 411006

**Other Business Location Address 2:** 3rd Fl, Unit 301, Bld 5&6, Mindspace Bus, Parks Pvt Lmt-SEZ, Airoli Rd, Airoli,, Navi Mumbai, Mumbai Maharashtr, K7, 400 708

**Other Business Location Address 3:** 4th Floor, Block A, Q City, Nanakaamguda, Gachibowli, Hyderabad, K7, 500032

**Other Business Location Address 4:** 6th Floor, Level 2, Lodha iThink Tower A, Kolshet Road, Thane, Mumbai, Maharashtra, K7, 400607

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** No

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** SS&C GIDS, Inc.

- **File Number:** 084-00448

- **Address:** 1055 Broadway St, Kansas City, MO, 64105

**Service Company Arrangement 2:**

- **Name:** DST Asset Manager Solutions, Inc./TA

- **File Number:** 084-00896

- **Address:** 2000 Crown Colony Drive, Quincy, MA, 02169

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                   | Relationship Start Date   | Title or Status           | Ownership Code   | Control Person   |
|:---|:---|:---|:---|:---|
| Pacific Ventures              | 05/02/2005                | 24.58% Owner              | B                |  |
| DST HealthCare Holdings, Inc. | 04/30/2005                | 75.42% Owner              | E                |  |
| DST Systems, Inc.             | 04/30/2005                | Indirect Ownership        | NA               |  |
| Manjula Cherukuri             | 03/21/2005                | Head of Finance, Director | NA               | Yes              |
| Kevin Lysaught                | 03/25/2019                | Director                  | NA               | Yes              |
| David Fellows                 | 03/25/2019                | Director                  | NA               | Yes              |
| Chris Benner                  | 06/28/2019                | Director                  | NA               | Yes              |
| Shankar Narayan Gawde         | 06/30/2020                | Senior Director           | NA               | Yes              |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Manjula Cherukuri

**Title:** Head of Finance, Director

**Date:** 01/18/2023

**Phone Number:** 011914066125521