# EDGAR Filing Document

**Accession Number:** 0001610914
**File Stem:** 0001610914-23-000002
**Filing Date:** 2023-2
**Character Count:** 3206
**Document Hash:** 198be46a518c40de72768c0523f91762
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001610914-23-000002.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0001610914-23-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**EFFECTIVENESS DATE**: 20230207

**PERIOD START**: 20220101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** WALTON RE SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001610914
- **IRS NUMBER:** 611735760
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-69494
- **FILM NUMBER:** 23596739

**BUSINESS ADDRESS:**
- **STREET 1:** 8800 N GAINEY CENTER DRIVE
- **STREET 2:** SUITE 345
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85258
- **BUSINESS PHONE:** 602-617-5209

**MAIL ADDRESS:**
- **STREET 1:** 8800 N GAINEY CENTER DRIVE
- **STREET 2:** SUITE 345
- **CITY:** SCOTTSDALE
- **STATE:** AZ
- **ZIP:** 85258

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GRT SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20200723

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** EI CAPITAL DISTRIBUTORS, LLC
- **DATE OF NAME CHANGE:** 20180424

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ROKA CAPITAL DISTRIBUTORS, LLC
- **DATE OF NAME CHANGE:** 20140613

### Attached PDF Documents

**Attachment 1:** `dec2022_walton_audit_bs3.pdf`

# **Walton RE Securities, LLC**  
**Statement of Financial Condition**  
**December 31, 2022**---

# **Assets**

| Cash | $ | 74,500 |
| --- | --- | --- |
| Prepaid expenses |  | 22,514 |
| Total assets |  | 97,014 |

# **Liabilities and Member's equity**

| Accounts payable and accrued liabilities |  | 4,801 |
| --- | --- | --- |
| Due to related party |  | 1,200 |
| Total liabilities |  | 6,001 |

| Member's equity |  | 91,013 |
| --- | --- | --- |
| Total liabilities and Member's equity | $ | 97,014 |

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001610914

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2022

**Report Period End Date:** 12-31-2022

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** WALTON RE SECURITIES, LLC

**Business Address:** 8800 N GAINEY CENTER DRIVE, SUITE 345, SCOTTSDALE, AZ, 85258

**Contact Person:** Ken George

**Contact Phone:** 603-380-5435

### Independent Public Accountant Identification

**Accountant Name:** MossAdams LLP

**Accountant Address:** 5415 E High Street, Phoenix, AZ, 85054

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Todd Woodhead**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **WALTON RE SECURITIES, LLC**, as of **12-31-2022**, are true and correct.

**Signature:** Todd Woodhead

**Title:** President

**Notarized:** Yes