# EDGAR Filing Document

**Accession Number:** 0001718015
**File Stem:** 0001718015-25-000009
**Filing Date:** 2025-9
**Character Count:** 6832
**Document Hash:** 993f886f879a590cde486551d493db98
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001718015-25-000009.hdr.sgml**: 20251118

**ACCESSION NUMBER**: 0001718015-25-000009

**CONFORMED SUBMISSION TYPE**: TA-1/A

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20250925

**DATE AS OF CHANGE**: 20251118

**EFFECTIVENESS DATE**: 20251005

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Odyssey Trust Co
- **CENTRAL INDEX KEY:** 0001718015

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** A0
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** TA-1/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 084-06568
- **FILM NUMBER:** 251493927

**BUSINESS ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 1230 - 300 5TH AVE SW
- **CITY:** CALGARY
- **PROVINCE COUNTRY:** A0
- **ZIP:** T2P 3C4
- **BUSINESS PHONE:** 5878850960

**MAIL ADDRESS:**
- **ADDRESS IS A NON US LOCATION:** YES
- **STREET 1:** 1230 - 300 5TH AVE SW
- **CITY:** CALGARY
- **PROVINCE COUNTRY:** A0
- **ZIP:** T2P 3C4

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Odyssey Trust Co/TA
- **DATE OF NAME CHANGE:** 20231124

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Odyssey Trust Co
- **DATE OF NAME CHANGE:** 20170926

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM TA-1

### UNIFORM FORM OF APPLICATION FOR REGISTRATION AS A TRANSFER AGENT

### Registrant Information

**Appropriate regulatory agency:** SEC

**Full name of Registrant:** Odyssey Trust Co

**FINS Number:** 354050

**Address of principal office where transfer agent activities are performed:** 1230 - 300 5th Avenue SW, Calgary, A0, T2P 3C4

**Is mailing address different from principal office address?:** No

**Telephone Number:** 587-885-0960

**Does registrant conduct business in other locations?:** Yes

**Other Business Location Address 1:** 350 -409 Granville Street, Vancouver, A1, V6C 1T2

**Other Business Location Address 2:** 1100 - 67 Yonge St, Toronto, A6, M5E 1J8

**Is registrant a self-transfer agent?:** No

**Does registrant engage a service company to perform any of its transfer agent functions?:** Yes

**Is registrant engaged as a service company by a named transfer agent?:** Yes

**Service Company Arrangement 1:**

- **Name:** Odyssey Transfer & Trust Company

- **File Number:** 084-06899

- **Address:** 2155 Woodlane Drive, Suite 100, Woodbury, MN, 55125

### Ownership and Control Information

**Registrant Type:** Corporation

**Does any other person control the management or policies of the applicant?:** No

**Does any other person directly or indirectly finance the applicant?:** No

**Control Affiliates Information:**

| Entity Name                | Relationship Start Date   | Title or Status     | Ownership Code   | Control Person   | Relationship End Date   |
|:---|:---|:---|:---|:---|:---|
| Jenna May Kaye             | 09/09/2017                | CEO                 | B                | Yes              |  |
| Scott Allen Saxberg        | 09/19/2017                | Director            | B                | Yes              |  |
| Randy Clifford Gregory     | 09/19/2017                | Chairman & Director | NA               | Yes              |  |
| Nicholas James Johnson     | 09/19/2017                | Director            | A                | Yes              |  |
| Sadiq Hajee Lalani         | 09/19/2017                | Director            | NA               | Yes              |  |
| Daniel Sander              | 09/19/2017                | President           | NA               | Yes              | 03/31/2025              |
| Dan Eisner                 | 09/19/2017                | Director            | NA               | Yes              | 11/24/2023              |
| Marilou Hazel Juanta       | 08/10/2020                | Risk Officer        | NA               | Yes              | 06/30/2022              |
| Robert Lloyd Morton        | 10/30/2020                | Director            | NA               | Yes              |  |
| Shawn Anthony Stordy       | 10/12/2021                | CFO                 | NA               | Yes              |  |
| Robyn Secord Ross          | 10/28/2021                | Director            | NA               | Yes              | 09/01/2025              |
| Krista Kelly Lalonde Verna | 09/06/2022                | COO                 | NA               | Yes              |  |
| Justin Sheehan             | 07/31/2023                | CCO, CRO            | NA               | Yes              | 09/12/2025              |
| Rose Mark                  | 10/27/2023                | Director            | NA               | Yes              | 03/28/2025              |
| Rachel Wanchulak           | 07/01/2022                | Vice President      | NA               | Yes              | 07/19/2024              |
| Joanne Ferstman            | 09/01/2025                | Director            | NA               | Yes              |  |
| Christoper William Hofmann | 09/15/2025                | CRO, CCO            | NA               | Yes              |  |

### Disciplinary History

- **Convicted/plead guilty to any felony or investment-related misdemeanor?:** No

- **Convicted/plead guilty to any other felony?:** No

- **Enjoined in connection with any investment-related activity?:** No

- **Found to have violated any investment-related statute or regulation?:** No

- **Made a false statement or omission in a filing with the SEC?:** No

- **Found to have violated SRO rules or failed to supervise?:** No

- **Had authorization to act as a financial professional denied, suspended, or revoked?:** No

- **Had a registration as a financial professional denied, suspended, or revoked?:** No

- **Federal/State agency found a false statement or omission?:** No

- **Federal/State agency found a violation of investment-related regulations?:** No

- **Federal/State agency denied, suspended, or revoked authorization?:** No

- **Federal/State agency entered an order against the applicant?:** No

- **Federal/State agency denied, suspended, or revoked registration?:** No

- **Federal/State agency revoked or suspended a license?:** No

- **SRO found a false statement or omission?:** No

- **SRO found a violation of its rules?:** No

- **SRO denied, suspended, or revoked authorization?:** No

- **SRO revoked or suspended a license?:** No

- **Subject of an order or finding by a foreign financial regulatory authority?:** No

- **Currently the subject of any proceeding that could result in a 'yes' answer to any of the above?:** No

- **Had a bond revoked for disorderly conduct, fraud, or dishonesty?:** No

- **Have any unsatisfied judgments or liens against them?:** No

### Signature

**Signature:** Christoper Hofmann

**Title:** CRO,CCO

**Date:** 09/25/2025

**Phone Number:** 4033900700