# EDGAR Filing Document

**Accession Number:** 0001577351
**File Stem:** 0001193125-23-025754
**Filing Date:** 2023-2
**Character Count:** 6361
**Document Hash:** e0f9cf8ba715c36fe864d25c3afd113a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001193125-23-025754.hdr.sgml**: 20230206

**ACCESSION NUMBER**: 0001193125-23-025754

**CONFORMED SUBMISSION TYPE**: 1-U

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230118

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20230206

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** XY Labs, Inc.
- **CENTRAL INDEX KEY:** 0001577351
- **STANDARD INDUSTRIAL CLASSIFICATION:** COMMUNICATIONS EQUIPMENT, NEC [3669]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 1-U
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 24R-00062
- **FILM NUMBER:** 23591594

**BUSINESS ADDRESS:**
- **STREET 1:** 1405 30TH STREET
- **STREET 2:** SUITE A
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92154
- **BUSINESS PHONE:** 866-200-5685

**MAIL ADDRESS:**
- **STREET 1:** 1405 30TH STREET
- **STREET 2:** SUITE A
- **CITY:** SAN DIEGO
- **STATE:** CA
- **ZIP:** 92154

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XY - The Persistent Co
- **DATE OF NAME CHANGE:** 20181114

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** XY - the Findables Co
- **DATE OF NAME CHANGE:** 20160613

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ENGTH DEGREE LLC
- **DATE OF NAME CHANGE:** 20130520

------

------

**UNITED STATES** 

**SECURITIES AND EXCHANGE COMMISSION** 

**Washington, D.C. 20549** 

------

**FORM 1-U** 

------

**CURRENT REPORT** 

**PURSUANT TO REGULATION A** 

**February 6, 2023 (January 18, 2023)** 

**(Date of Report (Date of earliest event reported))** 

------

## XY Labs, Inc.
**(Exact name of issuer as specified in its charter)** 

------

---

| | |
|:---|:---|
| **Delaware** | **46-1078182** |
| **(State or other jurisdiction of**<br> **incorporation or organization)** | **(I.R.S. employer**<br> **identification number)** |

---

**1405 30th St, Suite A,** 

**San Diego, California 92154** 

**(Full mailing address of principal executive offices)** 

**+1 866-200-5685** 

**(Issuer's telephone number, including area code)** 

**Class A Common Stock** 

**(Title of each class of securities issued pursuant to Regulation A)** 

------

**Item 9. Other Events** 

***Filing of Certificate of Amendment to Certificate of Incorporation***

On January 18, 2023, XY Labs, Inc. (the "Company") filed a Certificate of Amendment to its Certificate of Incorporation, as amended (the "Charter Amendment") with the State of Delaware, which effected an increase of the number of authorized shares of aggregate Common Stock from 130,000,000 to 160,000,000 and an increase of the number of authorized shares of Class A Common Stock from 60,000,000 to 90,000,000. A copy of the Charter Amendment is filed as Exhibit 2.1 to this Current Report on Form 1-U and any summary of its terms are subject to and qualified in their entirety by reference to the full text of such document, which is incorporated herein by reference.

***Amendment to Equity Incentive Plan***

On January 18, 2023, the Company adopted that certain Amendment to the Company's 2016 Equity Incentive Plan, as amended, which increased the aggregate number of shares of Class A Common Stock reserved for issuance thereunder from 25,000,000 to 45,000,000, all of which may be issuable as incentive stock options.

------

**EXHIBITS** 

Index to Exhibits

---

| | |
|:---|:---|
| **Exhibit**<br>**No.** | **Description** |
| 2.1 | [Certificate of Amendment to XY Labs, Inc.'s Certificate of Incorporation, as amended, dated January 18, 2023](d419282dex1u2acharter.htm) |

---

------

**SIGNATURES** 

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

---

| | |
|:---|:---|
| **XY LABS, INC.** | **XY LABS, INC.** |
| By: | /s/ Arie Trouw |
|  | Arie Trouw, Chief Executive Officer |

---

Dated: February 6, 2023

## Ex1U-2A

**Exhibit 2.1** 

---

| | |
|:---|:---|
| **State of Delaware**<br> **Secretary of State**<br> **Division of Corporations** |  |
| **Delivered 03:14 PM 01/18/2023** | **CERTIFICATE OF AMENDMENT** |
| **FILED 03:14 PM 01/18/2023** | **OF CERTIFICATE OF INCORPORATION** |
| **SR 20230179508 - File Number 5174499** | **OF XY LABS, INC.** |

---

Adopted in accordance with the provisions of Section 242

of the General Corporation Law of the State of Delaware

The undersigned, being a duly authorized officer of XY Labs, Inc. (the "Corporation"), a corporation existing under the laws of the State of Delaware, does hereby certify as follows:

1. The Certificate of Incorporation of the Corporation, as amended by that certain Certificate of Amendment thereto dated November 2, 2018 and that certain Certificate of Amendment thereto dated May 3, 2021 (as amended, the "Current Charter") is hereby amended by amending and restating Section 1 of Article IV thereof to read as follows:

"Section 1. Total Authorized. The total number of shares of all classes of stock that the Corporation has authority to issue is 160,000,000 shares, consisting of: 90,000,000 shares of Class A Common Stock, $0.0001 par value per share ("Class A Common Stock"), 40,000,000 shares of Class B Common Stock, $0.0001 par value per share ("Class B Common Stock" and together with the Class A Common Stock, the "Common Stock"), and 30,000,000 shares of Preferred Stock, $0.0001 par value per share (the "Preferred Stock"). The number of authorized shares of Class A Common Stock and Class B Common Stock may be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of capital stock representing a majority of the voting power of all the then-outstanding shares of capital stock of the Corporation entitled to vote thereon irrespective of the provisions of Section 242(b)(2) of the DGCL, and no vote of the holders of the Class A Common Stock or Class B Common Stock voting separately as a class shall be required therefor.

2. That such amendment has been duly adopted in accordance with the provisions of the General Corporation Law of the State of Delaware.

------

Dated: January 18, 2023

---

| | |
|:---|:---|
| **XY LABS, INC.** | **XY LABS, INC.** |
| By: | /s/ Arie Trouw |
| Name: | Arie Trouw |
| Title: | Chief Executive Officer |

---