# EDGAR Filing Document

**Accession Number:** 0001146321
**File Stem:** 0001146321-26-000006
**Filing Date:** 2026-3
**Character Count:** 2771
**Document Hash:** 6d0338d11cee17d8e29449c86101956d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001146321-26-000006.hdr.sgml**: 20260302

**ACCESSION NUMBER**: 0001146321-26-000006

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260302

**DATE AS OF CHANGE**: 20260302

**EFFECTIVENESS DATE**: 20260302

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ITAU BBA USA SECURITIES, INC.
- **CENTRAL INDEX KEY:** 0001146321

**ORGANIZATION NAME:**
- **EIN:** 134197122
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-53702
- **FILM NUMBER:** 26703481

**BUSINESS ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 34TH FLOOR
- **STREET 2:** 23RD FLR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022
- **BUSINESS PHONE:** 212-710-6706

**MAIL ADDRESS:**
- **STREET 1:** 599 LEXINGTON AVENUE, 34TH FLOOR
- **STREET 2:** 23RD FLR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10022

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITAU USA SECURITIES INC.
- **DATE OF NAME CHANGE:** 20090716

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITA?? USA SECURITIES INC.
- **DATE OF NAME CHANGE:** 20080215

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** ITAU SECURITIES INC.
- **DATE OF NAME CHANGE:** 20020208

### Attached PDF Documents

**Attachment 1:** `iusisofc2025.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001146321

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** ITAU BBA USA SECURITIES, INC.

**Business Address:** 599 LEXINGTON AVENUE, 34TH FLOOR, 23RD FLR, NEW YORK, NY, 10022

**Contact Person:** Matthew Dukes

**Contact Phone:** (212) 710-6753

### Independent Public Accountant Identification

**Accountant Name:** PricewaterhouseCoopers LLP

**Accountant Address:** 545 NW 26th Street, Suite 800, Miami, FL, 33127

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Matthew Dukes**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **ITAU BBA USA SECURITIES, INC.**, as of **12-31-2025**, are true and correct.

**Signature:** Matthew Dukes

**Title:** Executive Representative