# EDGAR Filing Document

**Accession Number:** 0001225152
**File Stem:** 0001225152-26-000001
**Filing Date:** 2026-2
**Character Count:** 2338
**Document Hash:** 4d5607f5cae90d96e8e6eda9e7d46193
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001225152-26-000001.hdr.sgml**: 20260224

**ACCESSION NUMBER**: 0001225152-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260224

**DATE AS OF CHANGE**: 20260224

**EFFECTIVENESS DATE**: 20260224

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** UOB GLOBAL EQUITY SALES LLC
- **CENTRAL INDEX KEY:** 0001225152

**ORGANIZATION NAME:**
- **EIN:** 421561717
- **STATE OF INCORPORATION:** NY
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-65886
- **FILM NUMBER:** 26671139

**BUSINESS ADDRESS:**
- **STREET 1:** 592 FIFTH AVENUE, SUITE 602
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036
- **BUSINESS PHONE:** 212-398-6633

**MAIL ADDRESS:**
- **STREET 1:** 592 FIFTH AVENUE, SUITE 602
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10036

### Attached PDF Documents

**Attachment 1:** `uob.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001225152

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** UOB GLOBAL EQUITY SALES LLC

**Business Address:** 592 FIFTH AVENUE, SUITE 602, NEW YORK, NY, 10036

**Contact Person:** Howard Berkenfeld

**Contact Phone:** 212-398-6633

### Independent Public Accountant Identification

**Accountant Name:** Cohn Reznick LLP

**Accountant Address:** 1301 Avenue of the Americas, New York, NY, 10019

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Howard Berkenfeld**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **UOB GLOBAL EQUITY SALES LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Howard Berkenfeld

**Title:** Manager/CCO