# EDGAR Filing Document

**Accession Number:** 0001486675
**File Stem:** 0001486675-26-000001
**Filing Date:** 2026-2
**Character Count:** 2379
**Document Hash:** 27eaf6a325397e123fd11aed43c1af62
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001486675-26-000001.hdr.sgml**: 20260225

**ACCESSION NUMBER**: 0001486675-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260225

**DATE AS OF CHANGE**: 20260225

**EFFECTIVENESS DATE**: 20260225

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** RACE ROCK CAPITAL LLC
- **CENTRAL INDEX KEY:** 0001486675

**ORGANIZATION NAME:**
- **EIN:** 271915121
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68528
- **FILM NUMBER:** 26676173

**BUSINESS ADDRESS:**
- **STREET 1:** 7 WAINWRIGHT ROAD
- **STREET 2:** UNIT #99
- **CITY:** WINCHESTER
- **STATE:** MA
- **ZIP:** 01890
- **BUSINESS PHONE:** 857-991-1493

**MAIL ADDRESS:**
- **STREET 1:** 7 WAINWRIGHT ROAD
- **STREET 2:** UNIT #99
- **CITY:** WINCHESTER
- **STATE:** MA
- **ZIP:** 01890

### Attached PDF Documents

**Attachment 1:** `2025annualauditrrc.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001486675

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** RACE ROCK CAPITAL LLC

**Business Address:** 7 WAINWRIGHT ROAD, UNIT #99, WINCHESTER, MA, 01890

**Contact Person:** Kimberly Neely

**Contact Phone:** 978-270-5055

### Independent Public Accountant Identification

**Accountant Name:** Ferrara CPA

**Accountant Address:** 100 Horizon Center Blvd, Hamilton, NJ, 08691

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **CR Bartels Jr.**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **RACE ROCK CAPITAL LLC**, as of **12-31-2025**, are true and correct.

**Signature:** CR Bartels Jr.

**Title:** Managing Director

**Notarized:** Yes