# EDGAR Filing Document

**Accession Number:** 0001059057
**File Stem:** 0001059057-23-000001
**Filing Date:** 2023-1
**Character Count:** 15619
**Document Hash:** 3ec38245306238d16d1c45b592767b0a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001059057-23-000001.hdr.sgml**: 20230124

**ACCESSION NUMBER**: 0001059057-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230124

**DATE AS OF CHANGE**: 20230123

**EFFECTIVENESS DATE**: 20230124

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ROVIN CAPITAL /UT/ /ADV
- **CENTRAL INDEX KEY:** 0001059057
- **IRS NUMBER:** 870404982
- **STATE OF INCORPORATION:** UT
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19698
- **FILM NUMBER:** 23545414

**BUSINESS ADDRESS:**
- **STREET 1:** 1 N. MACDONALD
- **STREET 2:** STE 201
- **CITY:** MESA
- **STATE:** AZ
- **ZIP:** 85201
- **BUSINESS PHONE:** 480-739-2110

**MAIL ADDRESS:**
- **STREET 1:** PO BOX 31840
- **CITY:** MESA
- **STATE:** AZ
- **ZIP:** 85275

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FINANCIAL ADVISORY CORP /UT/ /ADV
- **DATE OF NAME CHANGE:** 20170911

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** FINANCIAL ADVISORY CORP /UT/                            /ADV
- **DATE OF NAME CHANGE:** 19980402

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** ROVIN CAPITAL /UT/ /ADV<br>**Address:** PO BOX 31840<br>MESA, AZ 85275

**Form 13F File Number:** 028-19698

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Diane Collins<br>**Title:** CCO<br>**Phone:** 4807392110

**Signature, Place, and Date of Signing:**

Diane Collins  Mesa, AZ  01-23-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 124

**Form 13F Information Table Value Total:** $201111

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 463 | 1377 | SH |  | SOLE |  | 0 | 0 | 1377 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 719 | 8146 | SH |  | SOLE |  | 0 | 0 | 8146 |
| AMAZON COM INC | COM | 023135106 |  | 513 | 6103 | SH |  | SOLE |  | 0 | 0 | 6103 |
| APPLE INC | COM | 037833100 |  | 3005 | 23126 | SH |  | SOLE |  | 0 | 0 | 23126 |
| APPLIED MATLS INC | COM | 038222105 |  | 297 | 3048 | SH |  | SOLE |  | 0 | 0 | 3048 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 437 | 1414 | SH |  | SOLE |  | 0 | 0 | 1414 |
| BIOGEN INC | COM | 09062X103 |  | 674 | 2433 | SH |  | SOLE |  | 0 | 0 | 2433 |
| BLACKROCK INC | COM | 09247X101 |  | 616 | 870 | SH |  | SOLE |  | 0 | 0 | 870 |
| BOEING CO | COM | 097023105 |  | 650 | 3411 | SH |  | SOLE |  | 0 | 0 | 3411 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 213 | 2962 | SH |  | SOLE |  | 0 | 0 | 2962 |
| CHEVRON CORP NEW | COM | 166764100 |  | 262 | 1458 | SH |  | SOLE |  | 0 | 0 | 1458 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 588 | 16814 | SH |  | SOLE |  | 0 | 0 | 16814 |
| DAVIS FUNDAMENTAL ETF TR | SELCT INTL ETF | 23908L405 |  | 483 | 27333 | SH |  | SOLE |  | 0 | 0 | 27333 |
| DAVITA INC | COM | 23918K108 |  | 6756 | 90480 | SH |  | SOLE |  | 0 | 0 | 90480 |
| DIREXION SHS ETF TR | DLY TECH BULL 3X | 25459W102 |  | 245 | 11085 | SH |  | SOLE |  | 0 | 0 | 11085 |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 |  | 278 | 3786 | SH |  | SOLE |  | 0 | 0 | 3786 |
| DISNEY WALT CO | COM | 254687106 |  | 454 | 5228 | SH |  | SOLE |  | 0 | 0 | 5228 |
| ETF SER SOLUTIONS | NATIONWIDE NASDQ | 26922A172 |  | 1082 | 58471 | SH |  | SOLE |  | 0 | 0 | 58471 |
| ETF SER SOLUTIONS | APTUS COLLARED | 26922A222 |  | 714 | 24771 | SH |  | SOLE |  | 0 | 0 | 24771 |
| ETF SER SOLUTIONS | APTUS DEFINED | 26922A388 |  | 682 | 26633 | SH |  | SOLE |  | 0 | 0 | 26633 |
| ECOLAB INC | COM | 278865100 |  | 417 | 2865 | SH |  | SOLE |  | 0 | 0 | 2865 |
| EMERSON ELEC CO | COM | 291011104 |  | 604 | 6283 | SH |  | SOLE |  | 0 | 0 | 6283 |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 |  | 216 | 17596 | SH |  | SOLE |  | 0 | 0 | 17596 |
| EQUIFAX INC | COM | 294429105 |  | 496 | 2552 | SH |  | SOLE |  | 0 | 0 | 2552 |
| ETSY INC | COM | 29786A106 |  | 683 | 5701 | SH |  | SOLE |  | 0 | 0 | 5701 |
| EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 |  | 722 | 41852 | SH |  | SOLE |  | 0 | 0 | 41852 |
| META PLATFORMS INC | CL A | 30303M102 |  | 372 | 3090 | SH |  | SOLE |  | 0 | 0 | 3090 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST BUFERD | 33740U760 |  | 847 | 45922 | SH |  | SOLE |  | 0 | 0 | 45922 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U786 |  | 18985 | 638019 | SH |  | SOLE |  | 0 | 0 | 638019 |
| FORTINET INC | COM | 34959E109 |  | 230 | 4713 | SH |  | SOLE |  | 0 | 0 | 4713 |
| GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 |  | 198 | 19423 | SH |  | SOLE |  | 0 | 0 | 19423 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 657 | 7654 | SH |  | SOLE |  | 0 | 0 | 7654 |
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 |  | 400 | 6387 | SH |  | SOLE |  | 0 | 0 | 6387 |
| HONEYWELL INTL INC | COM | 438516106 |  | 290 | 1354 | SH |  | SOLE |  | 0 | 0 | 1354 |
| INNOVATOR ETFS TR | EMRGNG MKT JAN | 45782C516 |  | 240 | 8805 | SH |  | SOLE |  | 0 | 0 | 8805 |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 45782C573 |  | 1120 | 37106 | SH |  | SOLE |  | 0 | 0 | 37106 |
| INNOVATOR ETFS TR | DEFINED WLT SHLD | 45783Y855 |  | 1500 | 56402 | SH |  | SOLE |  | 0 | 0 | 56402 |
| INTEL CORP | COM | 458140100 |  | 257 | 9721 | SH |  | SOLE |  | 0 | 0 | 9721 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 253 | 2466 | SH |  | SOLE |  | 0 | 0 | 2466 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 3791 | 14236 | SH |  | SOLE |  | 0 | 0 | 14236 |
| INVESCO EXCHANGE TRADED FD T | S EQL TEC | 46137V282 |  | 1178 | 4850 | SH |  | SOLE |  | 0 | 0 | 4850 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 46138J577 |  | 3486 | 196126 | SH |  | SOLE |  | 0 | 0 | 196126 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 46138J643 |  | 3662 | 186715 | SH |  | SOLE |  | 0 | 0 | 186715 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 |  | 7623 | 72300 | SH |  | SOLE |  | 0 | 0 | 72300 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 |  | 2429 | 24402 | SH |  | SOLE |  | 0 | 0 | 24402 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 11281 | 171865 | SH |  | SOLE |  | 0 | 0 | 171865 |
| ISHARES TR | RUS 1000 ETF | 464287622 |  | 1464 | 6953 | SH |  | SOLE |  | 0 | 0 | 6953 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 511 | 2928 | SH |  | SOLE |  | 0 | 0 | 2928 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 8089 | 85470 | SH |  | SOLE |  | 0 | 0 | 85470 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 |  | 2990 | 32742 | SH |  | SOLE |  | 0 | 0 | 32742 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 1705 | 15775 | SH |  | SOLE |  | 0 | 0 | 15775 |
| ISHARES TR | MSCI ACWI EX US | 464288240 |  | 1741 | 38259 | SH |  | SOLE |  | 0 | 0 | 38259 |
| ISHARES TR | MSCI ACWI ETF | 464288257 |  | 375 | 4422 | SH |  | SOLE |  | 0 | 0 | 4422 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 |  | 11774 | 139185 | SH |  | SOLE |  | 0 | 0 | 139185 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 |  | 1475 | 27385 | SH |  | SOLE |  | 0 | 0 | 27385 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 2390 | 38772 | SH |  | SOLE |  | 0 | 0 | 38772 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 396 | 8478 | SH |  | SOLE |  | 0 | 0 | 8478 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 |  | 465 | 14364 | SH |  | SOLE |  | 0 | 0 | 14364 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 590 | 11793 | SH |  | SOLE |  | 0 | 0 | 11793 |
| ISHARES TR | HIGH YLD BD FCTR | 46435G250 |  | 783 | 17972 | SH |  | SOLE |  | 0 | 0 | 17972 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 437 | 3261 | SH |  | SOLE |  | 0 | 0 | 3261 |
| J P MORGAN EXCHANGE-TRADED F | EQUITY PREMIUM | 46641Q332 |  | 3267 | 59965 | SH |  | SOLE |  | 0 | 0 | 59965 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 213 | 1204 | SH |  | SOLE |  | 0 | 0 | 1204 |
| KLA CORP | COM NEW | 482480100 |  | 267 | 707 | SH |  | SOLE |  | 0 | 0 | 707 |
| KELLOGG CO | COM | 487836108 |  | 266 | 3727 | SH |  | SOLE |  | 0 | 0 | 3727 |
| LAM RESEARCH CORP | COM | 512807108 |  | 695 | 1654 | SH |  | SOLE |  | 0 | 0 | 1654 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 265 | 544 | SH |  | SOLE |  | 0 | 0 | 544 |
| MACERICH CO | COM | 554382101 |  | 129 | 11488 | SH |  | SOLE |  | 0 | 0 | 11488 |
| MARKETAXESS HLDGS INC | COM | 57060D108 |  | 259 | 930 | SH |  | SOLE |  | 0 | 0 | 930 |
| MASCO CORP | COM | 574599106 |  | 447 | 9577 | SH |  | SOLE |  | 0 | 0 | 9577 |
| MERCADOLIBRE INC | COM | 58733R102 |  | 541 | 639 | SH |  | SOLE |  | 0 | 0 | 639 |
| MERCK  CO INC | COM | 58933Y105 |  | 229 | 2065 | SH |  | SOLE |  | 0 | 0 | 2065 |
| MICROSOFT CORP | COM | 594918104 |  | 769 | 3207 | SH |  | SOLE |  | 0 | 0 | 3207 |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 |  | 263 | 3745 | SH |  | SOLE |  | 0 | 0 | 3745 |
| NORTHROP GRUMMAN CORP | COM | 666807102 |  | 211 | 386 | SH |  | SOLE |  | 0 | 0 | 386 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 271 | 1855 | SH |  | SOLE |  | 0 | 0 | 1855 |
| PGIM ETF TR | ACTV HY BD ETF | 69344A206 |  | 585 | 17392 | SH |  | SOLE |  | 0 | 0 | 17392 |
| PEPSICO INC | COM | 713448108 |  | 381 | 2110 | SH |  | SOLE |  | 0 | 0 | 2110 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 |  | 3488 | 38550 | SH |  | SOLE |  | 0 | 0 | 38550 |
| POLARIS INC | COM | 731068102 |  | 428 | 4233 | SH |  | SOLE |  | 0 | 0 | 4233 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 465 | 4606 | SH |  | SOLE |  | 0 | 0 | 4606 |
| ROCKWELL AUTOMATION INC | COM | 773903109 |  | 306 | 1188 | SH |  | SOLE |  | 0 | 0 | 1188 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 2125 | 5556 | SH |  | SOLE |  | 0 | 0 | 5556 |
| SPDR S MIDCAP 400 ETF TR | UTSER1 S | 78467Y107 |  | 387 | 873 | SH |  | SOLE |  | 0 | 0 | 873 |
| SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 |  | 4577 | 50851 | SH |  | SOLE |  | 0 | 0 | 50851 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 |  | 2505 | 27384 | SH |  | SOLE |  | 0 | 0 | 27384 |
| SALESFORCE COM INC | COM | 79466L302 |  | 397 | 2994 | SH |  | SOLE |  | 0 | 0 | 2994 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 385 | 4629 | SH |  | SOLE |  | 0 | 0 | 4629 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 1470 | 32555 | SH |  | SOLE |  | 0 | 0 | 32555 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 5099 | 91769 | SH |  | SOLE |  | 0 | 0 | 91769 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 4980 | 65919 | SH |  | SOLE |  | 0 | 0 | 65919 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 282 | 3630 | SH |  | SOLE |  | 0 | 0 | 3630 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 1201 | 8838 | SH |  | SOLE |  | 0 | 0 | 8838 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 1221 | 9456 | SH |  | SOLE |  | 0 | 0 | 9456 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 487 | 5564 | SH |  | SOLE |  | 0 | 0 | 5564 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1290 | 37728 | SH |  | SOLE |  | 0 | 0 | 37728 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1107 | 11272 | SH |  | SOLE |  | 0 | 0 | 11272 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 4788 | 38473 | SH |  | SOLE |  | 0 | 0 | 38473 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 836 | 17430 | SH |  | SOLE |  | 0 | 0 | 17430 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 208 | 2944 | SH |  | SOLE |  | 0 | 0 | 2944 |
| SERIES PORTFOLIOS TR | INFRACAP EQUITY | 81752T619 |  | 389 | 15485 | SH |  | SOLE |  | 0 | 0 | 15485 |
| SERVICENOW INC | COM | 81762P102 |  | 405 | 1043 | SH |  | SOLE |  | 0 | 0 | 1043 |
| SHERWIN WILLIAMS CO | COM | 824348106 |  | 977 | 4117 | SH |  | SOLE |  | 0 | 0 | 4117 |
| STATE STR CORP | COM | 857477103 |  | 290 | 3737 | SH |  | SOLE |  | 0 | 0 | 3737 |
| TERADYNE INC | COM | 880770102 |  | 466 | 5330 | SH |  | SOLE |  | 0 | 0 | 5330 |
| 3M CO | COM | 88579Y101 |  | 473 | 3944 | SH |  | SOLE |  | 0 | 0 | 3944 |
| TRANSUNION | COM | 89400J107 |  | 347 | 6106 | SH |  | SOLE |  | 0 | 0 | 6106 |
| TYLER TECHNOLOGIES INC | COM | 902252105 |  | 434 | 1347 | SH |  | SOLE |  | 0 | 0 | 1347 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 269 | 2120 | SH |  | SOLE |  | 0 | 0 | 2120 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 |  | 821 | 30388 | SH |  | SOLE |  | 0 | 0 | 30388 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 20011 | 131781 | SH |  | SOLE |  | 0 | 0 | 131781 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 |  | 2984 | 62906 | SH |  | SOLE |  | 0 | 0 | 62906 |
| VEEVA SYS INC | CL A COM | 922475108 |  | 418 | 2591 | SH |  | SOLE |  | 0 | 0 | 2591 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 1758 | 5004 | SH |  | SOLE |  | 0 | 0 | 5004 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 |  | 3453 | 25534 | SH |  | SOLE |  | 0 | 0 | 25534 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 |  | 261 | 1644 | SH |  | SOLE |  | 0 | 0 | 1644 |
| VIEWRAY INC | COM | 92672L107 |  | 90 | 20000 | SH |  | SOLE |  | 0 | 0 | 20000 |
| VIRTUS ETF TR II | SEIX SR LN ETF | 92790A405 |  | 1146 | 49344 | SH |  | SOLE |  | 0 | 0 | 49344 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 558 | 13522 | SH |  | SOLE |  | 0 | 0 | 13522 |
| WESTERN UN CO | COM | 959802109 |  | 409 | 29710 | SH |  | SOLE |  | 0 | 0 | 29710 |
| WORKDAY INC | CL A | 98138H101 |  | 502 | 2998 | SH |  | SOLE |  | 0 | 0 | 2998 |
| ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 |  | 533 | 4183 | SH |  | SOLE |  | 0 | 0 | 4183 |
| ALLEGION PLC | ORD SHS | G0176J109 |  | 263 | 2498 | SH |  | SOLE |  | 0 | 0 | 2498 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 511 | 6575 | SH |  | SOLE |  | 0 | 0 | 6575 |

---