# EDGAR Filing Document

**Accession Number:** 0001589130
**File Stem:** 0000950142-23-000657
**Filing Date:** 2023-3
**Character Count:** 6987
**Document Hash:** d4a9ef86af318d855d8eed3d80f2c082
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000950142-23-000657.hdr.sgml**: 20230308

**ACCESSION NUMBER**: 0000950142-23-000657

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20200930

**FILED AS OF DATE**: 20230308

**DATE AS OF CHANGE**: 20230308

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Hrivnak Robert G.
- **CENTRAL INDEX KEY:** 0001589130

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-36563
- **FILM NUMBER:** 23716873

**MAIL ADDRESS:**
- **STREET 1:** C/O ORION ENGINEERED CARBONS S.A.
- **STREET 2:** 4501 MAGNOLIA COVE DRIVE, SUITE 106
- **CITY:** HOUSTON
- **STATE:** TX
- **ZIP:** 77345
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Orion Engineered Carbons S.A.
- **CENTRAL INDEX KEY:** 0001609804
- **STANDARD INDUSTRIAL CLASSIFICATION:** MISCELLANEOUS CHEMICAL PRODUCTS [2890]
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1700 CITY PLAZA DRIVE, SUITE 300
- **CITY:** SPRING
- **STATE:** TX
- **ZIP:** 77389
- **BUSINESS PHONE:** (281) 381-2959

**MAIL ADDRESS:**
- **STREET 1:** 1700 CITY PLAZA DRIVE, SUITE 300
- **CITY:** SPRING
- **STATE:** TX
- **ZIP:** 77389

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Orion Engineered Carbons S.a r.l.
- **DATE OF NAME CHANGE:** 20140603

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Hrivnak Robert G.<br><sub>(Last) (First) (Middle)</sub><br>C/O ORION ENGINEERED CARBONS S.A.<br>1700 CITY PLAZA DRIVE, SUITE 300<br><sub>(Street)</sub><br>SPRING, TX 77389<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2020-09-30 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Accounting Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Orion Engineered Carbons S.A. [ OEC ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Shares, no par value | 2020-09-30 |  | A |  | 623 | A | $0 | 623 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2021-10-06 |  | A |  | 1971 | A | $0 | 2594 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-01-12 |  | P<sup>(1)</sup> |  | 2.267 | A | $18.745 | 10096.267 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-01-20 |  | P<sup>(1)</sup> |  | 0.08 | A | $18.625 | 10096.347 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-04-07 |  | P<sup>(1)</sup> |  | 3.042 | A | $14.474 | 10099.389 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-05-13 |  | A |  | 10000 | A | $0 | 20099.389 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-07-01 |  | P<sup>(1)</sup> |  | 2.869 | A | $15.3660 | 20102.258 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-10-04 |  | P<sup>(1)</sup> |  | 3.05 | A | $14.4660 | 20105.308 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2022-10-27 |  | A |  | 2044 | A | $0 | 22149.308 | I | See Footnote<sup>(2)</sup> |
| Common Shares, no par value | 2023-01-11 |  | P<sup>(1)</sup> |  | 2.298 | A | $19.2300 | 22151.606 | I | See Footnote<sup>(2)</sup> |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |

---

### Footnotes:

(1) Comprised of Common Shares, no par value, of the Issuer acquired through reinvestment of dividends.

(2) Held by The Robert and Valerie Revocable Trust.

**Signature:** /s/ Bob Hrivnak  
**Date:** 2023-03-08

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**