# EDGAR Filing Document

**Accession Number:** 0001598177
**File Stem:** 0001598177-26-000003
**Filing Date:** 2026-4
**Character Count:** 10555
**Document Hash:** 5804bc581a1f4f828e9b60b3ee7013f3
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001598177-26-000003.hdr.sgml**: 20260430

**ACCESSION NUMBER**: 0001598177-26-000003

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260430

**DATE AS OF CHANGE**: 20260429

**EFFECTIVENESS DATE**: 20260430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOERTKORN RICHARD CHARLES
- **CENTRAL INDEX KEY:** 0001598177

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-15793
- **FILM NUMBER:** 26918781

**MAIL ADDRESS:**
- **STREET 1:** 1112 SIR FRANCIS DRAKE BOULEVARD
- **CITY:** KENTFIELD
- **STATE:** CA
- **ZIP:** 94904-1419

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** HOERTKORN RICHARD CHARLES<br>**Address:** 1112 SIR FRANCIS DRAKE BOULEVARD<br>KENTFIELD, CA 94904-1419

**Form 13F File Number:** 028-15793

**CRD Number (if applicable):** 000104649

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** LADONNA LEA DORSEY<br>**Title:** ADMINISTRATOR<br>**Phone:** 415-482-8899

**Signature, Place, and Date of Signing:**

LADONNA LEA DORSEY  KENTFIELD, CA  04-29-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 77

**Form 13F Information Table Value Total:** $121879195

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICE | COM | 007903107 |  | 1330636 | 6541 | SH |  | SOLE |  | 6041 | 0 | 500 |
| ALIBABA GROUP HOLDING | SPONSORED ADR | 01609W102 |  | 3136 | 25 | SH |  | SOLE |  | 0 | 0 | 25 |
| ALPHABET INC. | CL A | 02079K305 |  | 11866163 | 41265 | SH |  | SOLE |  | 39135 | 0 | 2130 |
| ALPHABET INC. | CL C | 02079K107 |  | 337061 | 1175 | SH |  | SOLE |  | 1175 | 0 | 0 |
| AMAZON.COM INC. | COM | 023135106 |  | 657508 | 3157 | SH |  | SOLE |  | 2532 | 0 | 625 |
| APA CORPORATION | COM | 037411105 |  | 2428841 | 57230 | SH |  | SOLE |  | 52380 | 0 | 4850 |
| APPLE INC | COM | 037833100 |  | 9946791 | 39193 | SH |  | SOLE |  | 37033 | 0 | 2160 |
| AT INC | COM | 00206R102 |  | 115960 | 4000 | SH |  | SOLE |  | 0 | 0 | 4000 |
| BANK OF AMERICA CORPORATION | COM | 060505104 |  | 5522741 | 113287 | SH |  | SOLE |  | 106087 | 0 | 7200 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 1342012 | 2800 | SH |  | SOLE |  | 2800 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 3646429 | 18321 | SH |  | SOLE |  | 17011 | 0 | 1310 |
| BP PLC | COM | 055622104 |  | 4700 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| BRISTOL MEYERS SQUIBB | COM | 110122108 |  | 1456 | 24 | SH |  | SOLE |  | 24 | 0 | 0 |
| CARRIER GLOBAL CORP | COM | 12504L109 |  | 72077 | 1280 | SH |  | SOLE |  | 1280 | 0 | 0 |
| CARLYLE GROUP INC. | COM | 14316J108 |  | 169365 | 3500 | SH |  | SOLE |  | 3500 | 0 | 0 |
| CBRE GROUP INC | COM | 12504L109 |  | 654272 | 4830 | SH |  | SOLE |  | 4080 | 0 | 750 |
| CHEVRON CORP NEW | COM | 166764100 |  | 2139760 | 10342 | SH |  | SOLE |  | 9842 | 0 | 500 |
| CHURCHILL DOWNS INC. | COM | 171484108 |  | 90 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 3342112 | 43074 | SH |  | SOLE |  | 40824 | 0 | 2250 |
| CITIGROUP INC | COM | 172967424 |  | 11341 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 279864 | 3680 | SH |  | SOLE |  | 3480 | 0 | 200 |
| COMCAST CORP NEW CLASS A | COM | 20030N101 |  | 947 | 33 | SH |  | SOLE |  | 33 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 2877549 | 57185 | SH |  | SOLE |  | 54610 | 0 | 2575 |
| DISNEY WALT CO | COM | 254687106 |  | 449324 | 4662 | SH |  | SOLE |  | 4462 | 0 | 200 |
| DNP SELECT INCOME FD | COM | 23325P104 |  | 319300 | 31000 | SH |  | SOLE |  | 19000 | 0 | 12000 |
| ELECTRONIC ARTS INC. | COM | 285512109 |  | 204 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| ESPERION THERAPEUTIC | COM | 29664W105 |  | 5480 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2299402 | 13553 | SH |  | SOLE |  | 13253 | 0 | 300 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 |  | 2138316 | 185296 | SH |  | SOLE |  | 173696 | 0 | 11600 |
| GE AEROSPACE | COM | 369604103 |  | 6398446 | 22548 | SH |  | SOLE |  | 20411 | 0 | 2137 |
| GE VERNOVA INC. | COM | 36828A101 |  | 5065002 | 5802 | SH |  | SOLE |  | 5194 | 0 | 608 |
| HALIBURTON CO. HLDG. CO. | COM | 406216101 |  | 156 | 4 | SH |  | SOLE |  | 4 | 0 | 0 |
| HANCOCK JOHN INVS TR | COM | 410142103 |  | 180740 | 14000 | SH |  | SOLE |  | 2000 | 0 | 12000 |
| HASBRO INC. | COM | 418056107 |  | 94 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| HOME DEPOT | COM | 437076102 |  | 4211765 | 12806 | SH |  | SOLE |  | 11931 | 0 | 875 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 520580 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 2558436 | 57975 | SH |  | SOLE |  | 53525 | 0 | 4450 |
| INVESCO MSCI SUSTAINABLE | GLOBAL LRG CO ETF | 46137V407 |  | 21240 | 448 | SH |  | SOLE |  | 448 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1534839 | 6279 | SH |  | SOLE |  | 5979 | 0 | 300 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 8480927 | 28831 | SH |  | SOLE |  | 27631 | 0 | 1200 |
| KIMCO REALTY CORP | COM | 49446R109 |  | 5618 | 250 | SH |  | SOLE |  | 250 | 0 | 0 |
| KINDER MORGAN INC. | COM | 49456B101 |  | 6156611 | 183615 | SH |  | SOLE |  | 169715 | 0 | 13900 |
| LILLY ELI  CO | COM | 532457108 |  | 643839 | 700 | SH |  | SOLE |  | 700 | 0 | 0 |
| MARVELL TECHNOLOGY INC. | COM | G5876H105 |  | 6642788 | 67065 | SH |  | SOLE |  | 63565 | 0 | 3500 |
| MATTEL INCORPORATED | COM | 577081102 |  | 552 | 38 | SH |  | SOLE |  | 38 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 2035364 | 6549 | SH |  | SOLE |  | 6069 | 0 | 480 |
| META PLATFORMS | COM | 30303M102 |  | 22313 | 39 | SH |  | SOLE |  | 39 | 0 | 0 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 |  | 101640 | 22000 | SH |  | SOLE |  | 0 | 0 | 22000 |
| MICROSOFT CORP | COM | 594918104 |  | 9842080 | 26588 | SH |  | SOLE |  | 24238 | 0 | 2350 |
| NORTHERN TR CORP | COM | 665859104 |  | 111656 | 800 | SH |  | SOLE |  | 800 | 0 | 0 |
| NVIDIA CORP | COM | 67066G104 |  | 1300326 | 7456 | SH |  | SOLE |  | 6306 | 0 | 1150 |
| OTIS WORLDWIDE CORP | COM | 68902v107 |  | 23124 | 300 | SH |  | SOLE |  | 300 | 0 | 0 |
| PARAMOUNT SKYDANCE | COM | 69932A204 |  | 1408545 | 156158 | SH |  | SOLE |  | 146658 | 0 | 9500 |
| PAYPAL HOLDINGS INC. | COM | 70450Y103 |  | 1342200 | 29675 | SH |  | SOLE |  | 27250 | 0 | 2425 |
| PEPSICO INC | COM | 713448108 |  | 144420 | 930 | SH |  | SOLE |  | 930 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 242892 | 8650 | SH |  | SOLE |  | 8650 | 0 | 0 |
| PRINCIPAL FINL GROUP INC | COM | 74251V102 |  | 24510 | 272 | SH |  | SOLE |  | 272 | 0 | 0 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 2821202 | 19532 | SH |  | SOLE |  | 17982 | 0 | 1550 |
| PUBLIC STORAGE | COM | 74460D109 |  | 96704 | 357 | SH |  | SOLE |  | 357 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CO | COM | 75513E101 |  | 263309 | 1365 | SH |  | SOLE |  | 1365 | 0 | 0 |
| REALTY INCOME CORP | COM | 756109104 |  | 40746 | 666 | SH |  | SOLE |  | 666 | 0 | 0 |
| SCHLUMBERGER LTD | COM | 806857108 |  | 30834 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| SCHWAB CHARLES CORP NEW | COM | 808513015 |  | 4409542 | 46920 | SH |  | SOLE |  | 42670 | 0 | 4250 |
| SCHWAB US BROAD MARKET ETF | US BRD MARKET ETF | 808524102 |  | 62248 | 2480 | SH |  | SOLE |  | 2480 | 0 | 0 |
| SPOTIFY TECHNOLOGY | COM | L8681T102 |  | 970 | 2 | SH |  | SOLE |  | 2 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 53754 | 600 | SH |  | SOLE |  | 600 | 0 | 0 |
| TESLA | COM | 88160r101 |  | 11152 | 30 | SH |  | SOLE |  | 30 | 0 | 0 |
| T-MOBILE US INC | COM | 872590104 |  | 2788778 | 13278 | SH |  | SOLE |  | 12368 | 0 | 910 |
| TRICO BANCSHARES CHICO | COM | 896095106 |  | 16877 | 355 | SH |  | SOLE |  | 355 | 0 | 0 |
| TRISALUS LIFE SCIENCES | COM | 89680M101 |  | 2672 | 668 | SH |  | SOLE |  | 668 | 0 | 0 |
| VANGUARD ADMIRAL FUNDS INC | 500 GROWTH IDX FD | 921932505 |  | 161445 | 396 | SH |  | SOLE |  | 396 | 0 | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 |  | 43333 | 145 | SH |  | SOLE |  | 145 | 0 | 0 |
| VERSANT MEDIA GROUP | COM | 925283103 |  | 37 | 1 | SH |  | SOLE |  | 1 | 0 | 0 |
| VISA INC. CLASS A | COM | 92826C839 |  | 13903 | 46 | SH |  | SOLE |  | 46 | 0 | 0 |
| WYNN RESORTS | COM | 983134107 |  | 20310 | 200 | SH |  | SOLE |  | 125 | 0 | 75 |
| YUM BRANDS | COM | 988498101 |  | 57839 | 372 | SH |  | SOLE |  | 372 | 0 | 0 |

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