# EDGAR Filing Document

**Accession Number:** 0002133698
**File Stem:** 0001575872-26-000331
**Filing Date:** 2026-5
**Character Count:** 6448
**Document Hash:** b6a1631a16b708fbe3fc0c10564193e7
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001575872-26-000331.hdr.sgml**: 20260514

**ACCESSION NUMBER**: 0001575872-26-000331

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20260514

**FILED AS OF DATE**: 20260514

**DATE AS OF CHANGE**: 20260514

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Lynn Mark T
- **CENTRAL INDEX KEY:** 0002133698

**ORGANIZATION NAME:**

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-43286
- **FILM NUMBER:** 26980214

**MAIL ADDRESS:**
- **STREET 1:** C/O AMASS BRANDS INC
- **STREET 2:** 860 E. STOWELL ROAD
- **CITY:** SANTA MARIA
- **STATE:** CA
- **ZIP:** 93454
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** AMASS BRANDS
- **CENTRAL INDEX KEY:** 0001851491
- **STANDARD INDUSTRIAL CLASSIFICATION:** BEVERAGES [2080]
- **ORGANIZATION NAME:** 04 Manufacturing
- **EIN:** 815227282
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 927 SOUTH SANTA FE AVENUE
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90021
- **BUSINESS PHONE:** 7209379286

**MAIL ADDRESS:**
- **STREET 1:** 927 SOUTH SANTA FE AVENUE
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90021

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Lynn Mark T<br><sub>(Last) (First) (Middle)</sub><br>C/O AMASS BRANDS INC<br>860 E. STOWELL ROAD<br><sub>(Street)</sub><br>SANTA MARIA, CA 93454<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>AMASS BRANDS [ AMSS ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2026-05-14 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director   [ ] 10% Owner<br>[X] Officer (give title below)   [ ] Other (specify below)<br>_Chief Executive Officer_ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| Stock Options | <sup>(1)</sup> | <sup>(1)</sup> | Common Stock | 27334 | $0.18 | D |  |
| Stock Options | <sup>(2)</sup> | <sup>(2)</sup> | Common Stock | 5000 | $0.18 | D |  |
| Stock Options | <sup>(3)</sup> | <sup>(3)</sup> | Common Stock | 16667 | $0.24 | D |  |
| Stock Options | <sup>(4)</sup> | <sup>(4)</sup> | Common Stock | 66667 | $0.24 | D |  |

---

### Footnotes:

(1) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on October 31, 2023, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.18 per share and expire on October 30, 2033. The options vest in 48 ratable monthly installments, with 11,667 options commencing vesting on January 23, 2023, 10,000 options commencing vesting on November 17, 2021, and 5,667 options commencing vesting on May 26, 2021, subject to the Reporting Person's continued employment. As of May 13, 2025, 25,146 options are vested and exercisable.

(2) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on October 31, 2023, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.18 per share and expire on October 30, 2033. The options vest in 36 ratable monthly installments commencing October 1, 2022. All options are fully vested and exercisable. As of May 13, 2025, 5,000 options are vested and exercisable.

(3) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on May 12, 2025, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.24 per share and expire on May 11, 2035. The options vest in 48 ratable monthly installments commencing July 1, 2024, subject to the Reporting Person's continued employment. As of May 13, 2025, 7,639 options are vested and exercisable.

(4) Represents shares of Common Stock issuable upon exercise of incentive stock options granted to the Reporting Person on November 11, 2025, under the AMASS Brands Inc. 2016 Stock Plan. The options have an exercise price of $0.24 per share and expire on November 11, 2035. The options vest in 48 ratable monthly installments commencing August 16, 2025, subject to the Reporting Person's continued employment. As of May 13, 2025, 11,111 options are vested and exercisable.

**Signature:** /s/ Mark T. Lynn  
**Date:** 2026-05-14

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**