# EDGAR Filing Document

**Accession Number:** 0001728194
**File Stem:** 0001728194-23-000006
**Filing Date:** 2023-2
**Character Count:** 74866
**Document Hash:** 94c682582e71f109a966b70ee5340a90
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001728194-23-000006.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001728194-23-000006

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** CVI Holdings, LLC
- **CENTRAL INDEX KEY:** 0001728194
- **IRS NUMBER:** 510395476
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-18767
- **FILM NUMBER:** 23625771

**BUSINESS ADDRESS:**
- **STREET 1:** ONE COMMERCE CENTER
- **STREET 2:** 1201 N. ORANGE STREET, SUITE 715
- **CITY:** WILMINGTON
- **STATE:** DE
- **ZIP:** 19801
- **BUSINESS PHONE:** 6106172600

**MAIL ADDRESS:**
- **STREET 1:** ONE COMMERCE CENTER
- **STREET 2:** 1201 N. ORANGE STREET, SUITE 715
- **CITY:** WILMINGTON
- **STATE:** DE
- **ZIP:** 19801

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** CVI Holdings LLC<br>**Address:** ONE COMMERCE CENTER<br>1201 N. ORANGE STREET SUITE 715<br>WILMINGTON, DE 19801

**Form 13F File Number:** 028-18767

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Brian Sopinsky<br>**Title:** Assistant Secretary<br>**Phone:** 610-617-2600

**Signature, Place, and Date of Signing:**

Brian Sopinsky  BALA CYNWYD, PA  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 615

**Form 13F Information Table Value Total:** $784381921

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                           | Form 13F File Number   |
|:---|:---|:---|
|  | HEIGHTS CAPITAL MANAGEMENT INC | 028-13218              |
|  | CVI Investments Inc.           | 028-17822              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 26 CAPITAL ACQUISITION CORP | *W EXP 12/31/202 | 90138P118 |  | 3493 | 13972 | SH |  | DFND | 128 | 13972 | 0 | 0 |
| 7GC  CO HOLDINGS INC | COM CL A | 81786A107 |  | 506000 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| 7GC  CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 |  | 13426 | 191796 | SH |  | DFND | 128 | 191796 | 0 | 0 |
| A SPAC I ACQUISITION CORP | CLASS A ORD SHS | G0542S106 |  | 2020090 | 198048 | SH |  | DFND | 128 | 198048 | 0 | 0 |
| A SPAC I ACQUISITION CORP | RIGHT 12/09/2026 | G0542S114 |  | 14000 | 200000 | SH |  | DFND | 128 | 200000 | 0 | 0 |
| A SPAC I ACQUISITION CORP | *W EXP 05/21/202 | G0542S130 |  | 1500 | 150000 | SH |  | DFND | 128 | 150000 | 0 | 0 |
| A SPAC II ACQUISITION CORP | ORD SHS CL A | G0543H109 |  | 2866446 | 280200 | SH |  | DFND | 128 | 280200 | 0 | 0 |
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | G0543H117 |  | 4875 | 150000 | SH |  | DFND | 128 | 150000 | 0 | 0 |
| A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | G0543H133 |  | 18030 | 300000 | SH |  | DFND | 128 | 300000 | 0 | 0 |
| ABG ACQUISITION CORP I | CL A SHS | G00496102 |  | 714211 | 70784 | SH |  | DFND | 128 | 70784 | 0 | 0 |
| ABRI SPAC I INC | *W EXP 09/18/202 | 00085X113 |  | 8511 | 170222 | SH |  | DFND | 128 | 170222 | 0 | 0 |
| ACCRETION ACQUISITION CORP | COM | 00438Y107 |  | 2178338 | 216105 | SH |  | DFND | 128 | 216105 | 0 | 0 |
| ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 |  | 1745 | 93337 | SH |  | DFND | 128 | 93337 | 0 | 0 |
| ACCRETION ACQUISITION CORP | RIGHT 03/01/2028 | 00438Y123 |  | 13515 | 186675 | SH |  | DFND | 128 | 186675 | 0 | 0 |
| ACE GLOBAL BUSINESS ACQU LTD | *W EXP 02/20/202 | G0083E110 |  | 3732 | 120000 | SH |  | DFND | 128 | 120000 | 0 | 0 |
| ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 |  | 11472 | 229442 | SH |  | DFND | 128 | 229442 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | CL A | 005029103 |  | 4961372 | 500643 | SH |  | DFND | 128 | 500643 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 11560 | 96337 | SH |  | DFND | 128 | 96337 | 0 | 0 |
| ADARA ACQUISITION CORP | COM CL A | 00653H102 |  | 5162838 | 507155 | SH |  | DFND | 128 | 507155 | 0 | 0 |
| ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 |  | 17505 | 245855 | SH |  | DFND | 128 | 245855 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 7050 | 117500 | SH |  | DFND | 128 | 117500 | 0 | 0 |
| ADTHEORENT HOLDING COMPANY | *W EXP 12/26/202 | 00739D117 |  | 18792 | 170832 | SH |  | DFND | 128 | 170832 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | CLASS A COM | 00809L106 |  | 2567053 | 246832 | SH |  | DFND | 128 | 246832 | 0 | 0 |
| AESTHER HEALTHCARE ACQSTN CO | *W EXP 09/14/202 | 00809L114 |  | 15754 | 105025 | SH |  | DFND | 128 | 105025 | 0 | 0 |
| AEYE INC | *W EXP 09/30/202 | 008183113 |  | 8922 | 223060 | SH |  | DFND | 128 | 223060 | 0 | 0 |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 |  | 4176760 | 415598 | SH |  | DFND | 128 | 415598 | 0 | 0 |
| AFTERNEXT HEALTHTECH ACQUISI | SHS CL A | G01109100 |  | 110651 | 11043 | SH |  | DFND | 128 | 11043 | 0 | 0 |
| AGILE GROWTH CORP | CLASS A ORD | G01202103 |  | 10090000 | 1000000 | SH |  | DFND | 128 | 1000000 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 3333 | 333333 | SH |  | DFND | 128 | 333333 | 0 | 0 |
| AIB ACQUISITION CORPORATION | CLASS A ORD | G0R45S109 |  | 3576398 | 349599 | SH |  | DFND | 128 | 349599 | 0 | 0 |
| AIB ACQUISITION CORPORATION | RIGHT 10/31/2028 | G0R45S117 |  | 35000 | 350000 | SH |  | DFND | 128 | 350000 | 0 | 0 |
| AIMFINITY INVESTMENT CORP I | *W EXP 04/21/202 | G0135E126 |  | 1500 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| AIMFINITY INVESTMENT CORP I | UNIT 04/21/2027 | G0135E142 |  | 491960 | 49000 | SH |  | DFND | 128 | 49000 | 0 | 0 |
| AINOS INC | *W EXP 07/29/202 | 00902F113 |  | 20617 | 82500 | SH |  | DFND | 128 | 82500 | 0 | 0 |
| ALPHA HEALTHCARE ACQU CORP I | CLASS A COM | 02073F104 |  | 518166 | 52340 | SH |  | DFND | 128 | 52340 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | CLASS A ORD SHS | G63290111 |  | 150750 | 15000 | SH |  | DFND | 128 | 15000 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | COM | 02083L109 |  | 4070775 | 389921 | SH |  | DFND | 128 | 389921 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 |  | 19047 | 190468 | SH |  | DFND | 128 | 190468 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 |  | 400800 | 40000 | SH |  | DFND | 128 | 40000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 |  | 1518 | 20000 | SH |  | DFND | 128 | 20000 | 0 | 0 |
| ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 |  | 4400 | 40000 | SH |  | DFND | 128 | 40000 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 4700106 | 473801 | SH |  | DFND | 128 | 473801 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 |  | 1367014 | 133628 | SH |  | DFND | 128 | 133628 | 0 | 0 |
| ALTIMAR ACQUISITION CORP III | SHS CL A | G0370U108 |  | 4978608 | 494400 | SH |  | DFND | 128 | 494400 | 0 | 0 |
| AMCI ACQUISITION CORP II | CLASS A COM | 00166R100 |  | 3991870 | 399987 | SH |  | DFND | 128 | 399987 | 0 | 0 |
| AMERICAN ACQUISITION OPPT IN | *W EXP 05/28/202 | 02369M110 |  | 9548 | 475000 | SH |  | DFND | 128 | 475000 | 0 | 0 |
| AMPLITECH GROUP INC | *W EXP 02/26/202 | 03211Q119 |  | 11170 | 48564 | SH |  | DFND | 128 | 48564 | 0 | 0 |
| AMYRIS INC | COM NEW | 03236M200 |  | 27791766 | 18164553 | SH |  | DFND | 128 | 18164553 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | CL A ORD SHS | G26735103 |  | 763007 | 73899 | SH |  | DFND | 128 | 73899 | 0 | 0 |
| ANDRETTI ACQUISITION CORP | *W EXP 99/99/999 | G26735129 |  | 2633 | 37400 | SH |  | DFND | 128 | 37400 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | CLASS A ORD | G03959106 |  | 2603003 | 253704 | SH |  | DFND | 128 | 253704 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 5925 | 65835 | SH |  | DFND | 128 | 65835 | 0 | 0 |
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 |  | 1295234 | 128241 | SH |  | DFND | 128 | 128241 | 0 | 0 |
| APEIRON CAPITAL INVEST CORP | *W EXP 04/02/202 | 03752A119 |  | 12191 | 81273 | SH |  | DFND | 128 | 81273 | 0 | 0 |
| AQUARON ACQUISITION CORP | COMMON STOCK | 03842W105 |  | 1943880 | 194000 | SH |  | DFND | 128 | 194000 | 0 | 0 |
| AQUARON ACQUISITION CORP | RIGHT 07/15/2026 | 03842W113 |  | 42680 | 194000 | SH |  | DFND | 128 | 194000 | 0 | 0 |
| ARBE ROBOTICS LTD | *W EXP 10/07/202 | M1R95N118 |  | 36777 | 188602 | SH |  | DFND | 128 | 188602 | 0 | 0 |
| ARBOR RAPHA CAP BIOHLDS CORP | *W EXP 10/31/202 | 03881F112 |  | 1003 | 24757 | SH |  | DFND | 128 | 24757 | 0 | 0 |
| ARCHER AVIATION INC | *W EXP 09/16/202 | 03945R110 |  | 305119 | 1187234 | SH |  | DFND | 128 | 1187234 | 0 | 0 |
| ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 |  | 702032 | 69577 | SH |  | DFND | 128 | 69577 | 0 | 0 |
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 |  | 9573730 | 950718 | SH |  | DFND | 128 | 950718 | 0 | 0 |
| ARIES I ACQUISITION CORP | *W EXP 03/18/202 | G0542N123 |  | 2390 | 44511 | SH |  | DFND | 128 | 44511 | 0 | 0 |
| ARISZ ACQUISITION CORP | COMMON STOCK | 040450108 |  | 646400 | 64000 | SH |  | DFND | 128 | 64000 | 0 | 0 |
| ARISZ ACQUISITION CORP | *W EXP 11/16/202 | 040450116 |  | 1251 | 62556 | SH |  | DFND | 128 | 62556 | 0 | 0 |
| ARISZ ACQUISITION CORP | RIGHT 99/99/9999 | 040450124 |  | 5630 | 62556 | SH |  | DFND | 128 | 62556 | 0 | 0 |
| ARMADA ACQUISITION CORP I | COM | 04208V103 |  | 395692 | 39100 | SH |  | DFND | 128 | 39100 | 0 | 0 |
| ARMADA ACQUISITION CORP I | *W EXP 08/13/202 | 04208V111 |  | 596 | 19860 | SH |  | DFND | 128 | 19860 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 |  | 3006966 | 296545 | SH |  | DFND | 128 | 296545 | 0 | 0 |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 |  | 14795 | 295897 | SH |  | DFND | 128 | 295897 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 |  | 1080958 | 107558 | SH |  | DFND | 128 | 107558 | 0 | 0 |
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 |  | 191 | 32900 | SH |  | DFND | 128 | 32900 | 0 | 0 |
| ASCENT SOLAR TECHNOLOGIES IN | COM NEW | 043635606 |  | 16300 | 10000 | SH | Put | DFND | 128 | 0 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | CLASS A COM | 048453104 |  | 1278772 | 127622 | SH |  | DFND | 128 | 127622 | 0 | 0 |
| ATLANTIC COASTAL ACQUISTN CO | *W EXP 03/02/202 | 048453112 |  | 989 | 19778 | SH |  | DFND | 128 | 19778 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | CLASS A COM | 04845A108 |  | 2546481 | 249900 | SH |  | DFND | 128 | 249900 | 0 | 0 |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 01/13/202 | 04845A116 |  | 8125 | 125000 | SH |  | DFND | 128 | 125000 | 0 | 0 |
| AULT DISRUPTIVE TECHS CORP | COM | 05150A104 |  | 3641650 | 354591 | SH |  | DFND | 128 | 354591 | 0 | 0 |
| AURA BIOSCIENCES INC | COM | 05153U107 |  | 132216 | 12592 | SH |  | DFND | 128 | 12592 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | CLASS A ORD | G06362100 |  | 253440 | 24582 | SH |  | DFND | 128 | 24582 | 0 | 0 |
| AURA FAT PROJS ACQUISITION C | *W EXP 03/31/202 | G06362126 |  | 813 | 25000 | SH |  | DFND | 128 | 25000 | 0 | 0 |
| AURORA ACQUISITION CORP | CLASS A ORD SHS | G0698L103 |  | 3923032 | 388804 | SH |  | DFND | 128 | 388804 | 0 | 0 |
| AURORA ACQUISITION CORP | *W EXP 03/02/202 | G0698L129 |  | 1223 | 81518 | SH |  | DFND | 128 | 81518 | 0 | 0 |
| AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 |  | 35804 | 275416 | SH |  | DFND | 128 | 275416 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | CLASS A ORD SHS | G06984119 |  | 8011123 | 783101 | SH |  | DFND | 128 | 783101 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | *W EXP 01/27/202 | G06984127 |  | 17680 | 800000 | SH |  | DFND | 128 | 800000 | 0 | 0 |
| AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 |  | 104000 | 800000 | SH |  | DFND | 128 | 800000 | 0 | 0 |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 |  | 2351271 | 1237511 | SH |  | DFND | 128 | 1237511 | 0 | 0 |
| AVALON ACQUISITION INC | CLASS A COM | 05338E101 |  | 6912344 | 674375 | SH |  | DFND | 128 | 674375 | 0 | 0 |
| AVALON ACQUISITION INC | *W EXP 12/31/202 | 05338E119 |  | 31764 | 488683 | SH |  | DFND | 128 | 488683 | 0 | 0 |
| AVEPOINT INC | *W EXP 09/18/202 | 053604112 |  | 137794 | 269761 | SH |  | DFND | 128 | 269761 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | CL A ORD SHS | G0703K108 |  | 1967300 | 191000 | SH |  | DFND | 128 | 191000 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | *W EXP 99/99/999 | G0703K116 |  | 6969 | 199100 | SH |  | DFND | 128 | 199100 | 0 | 0 |
| AXIOS SUSTAINABLE GRW ACQ CO | RIGHT 99/99/9999 | G0703K124 |  | 15000 | 200000 | SH |  | DFND | 128 | 200000 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 |  | 1937011 | 194284 | SH |  | DFND | 128 | 194284 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 |  | 1240 | 41182 | SH |  | DFND | 128 | 41182 | 0 | 0 |
| BANNER ACQUISITION CORP | CLASS A COM | 06654K101 |  | 216720 | 21500 | SH |  | DFND | 128 | 21500 | 0 | 0 |
| BELONG ACQUISITION CORP | *W EXP 03/23/202 | 08069M110 |  | 2401 | 17150 | SH |  | DFND | 128 | 17150 | 0 | 0 |
| BILANDER ACQUISITION CORP | CL A COM | 09001T106 |  | 998890 | 101000 | SH |  | DFND | 128 | 101000 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | CL A SHS | G1125A108 |  | 2954886 | 292563 | SH |  | DFND | 128 | 292563 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 6390 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | CLASS A ORD | G11765107 |  | 2651630 | 257690 | SH |  | DFND | 128 | 257690 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 5625 | 112501 | SH |  | DFND | 128 | 112501 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | RIGHT 10/14/2026 | 09370F117 |  | 7556 | 215258 | SH |  | DFND | 128 | 215258 | 0 | 0 |
| BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 |  | 3250 | 180570 | SH |  | DFND | 128 | 180570 | 0 | 0 |
| BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 |  | 9374 | 98678 | SH |  | DFND | 128 | 98678 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | CLASS A ORD SHS | G1263E102 |  | 3556638 | 348690 | SH |  | DFND | 128 | 348690 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | RIGHT 08/29/2029 | G1263E110 |  | 28000 | 350000 | SH |  | DFND | 128 | 350000 | 0 | 0 |
| BLUE WORLD ACQUISITION CORP | *W EXP 01/10/202 | G1263E136 |  | 455 | 175000 | SH |  | DFND | 128 | 175000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | SHS CL A | G1261Q107 |  | 3024000 | 300000 | SH |  | DFND | 128 | 300000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 1500 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | *W EXP 05/25/202 | 106762115 |  | 3356 | 52599 | SH |  | DFND | 128 | 52599 | 0 | 0 |
| BREEZE HOLDINGS ACQUISITN CO | RIGHT 05/23/2022 | 106762123 |  | 38792 | 298400 | SH |  | DFND | 128 | 298400 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | COM | 11125B102 |  | 967834 | 94700 | SH |  | DFND | 128 | 94700 | 0 | 0 |
| BROAD CAPITAL ACQUISITION CO | RIGHT 01/10/2027 | 11125B110 |  | 10000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| BRUUSH ORAL CARE INC | COM | 11750K203 |  | 234250 | 500000 | SH |  | DFND | 128 | 500000 | 0 | 0 |
| BUILD ACQUISITION CORP | COM CLASS A | 12008J105 |  | 6014134 | 600213 | SH |  | DFND | 128 | 600213 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | CLASS A ORD SHS | G1792A100 |  | 790528 | 77200 | SH |  | DFND | 128 | 77200 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 747 | 37350 | SH |  | DFND | 128 | 37350 | 0 | 0 |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 |  | 2087 | 342089 | SH |  | DFND | 128 | 342089 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | CLASS A COM | 124420100 |  | 407200 | 40000 | SH |  | DFND | 128 | 40000 | 0 | 0 |
| BYNORDIC ACQUISITION CORP | *W EXP 07/01/202 | 124420118 |  | 400 | 20000 | SH |  | DFND | 128 | 20000 | 0 | 0 |
| BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 |  | 21195 | 264939 | SH |  | DFND | 128 | 264939 | 0 | 0 |
| C5 ACQUISITION CORPORATION | CL A COM | 12530D105 |  | 1019000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 |  | 1473 | 49100 | SH |  | DFND | 128 | 49100 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | CLASS A ORD | G1745A108 |  | 1903045 | 185482 | SH |  | DFND | 128 | 185482 | 0 | 0 |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | G1745A124 |  | 802 | 80184 | SH |  | DFND | 128 | 80184 | 0 | 0 |
| CANOO INC | *W EXP 12/21/202 | 13803R110 |  | 149723 | 712969 | SH |  | DFND | 128 | 712969 | 0 | 0 |
| CASCADIA ACQUISITION CORP | CLASS A COM | 14739D100 |  | 506000 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| CASCADIA ACQUISITION CORP | *W EXP 09/30/202 | 14739D118 |  | 108 | 21600 | SH |  | DFND | 128 | 21600 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | CLASS A ORD SHS | G19550105 |  | 1716458 | 170368 | SH |  | DFND | 128 | 170368 | 0 | 0 |
| CATCHA INVESTMENT CORP | SHS CL A | G1962Y102 |  | 5870059 | 581770 | SH |  | DFND | 128 | 581770 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | SHS CL A | G1992N100 |  | 754450 | 74698 | SH |  | DFND | 128 | 74698 | 0 | 0 |
| CEA INDUSTRIES INC | *W EXP 02/11/202 | 86887P119 |  | 9000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 |  | 283944 | 166049 | SH |  | DFND | 128 | 166049 | 0 | 0 |
| CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 |  | 15838 | 205693 | SH |  | DFND | 128 | 205693 | 0 | 0 |
| CHAIN BRIDGE I | CLASS A ORD | G2061X102 |  | 2572642 | 250257 | SH |  | DFND | 128 | 250257 | 0 | 0 |
| CHAIN BRIDGE I | *W EXP 11/10/202 | G2061X110 |  | 10698 | 108829 | SH |  | DFND | 128 | 108829 | 0 | 0 |
| CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 |  | 7030 | 78726 | SH |  | DFND | 128 | 78726 | 0 | 0 |
| CHECK CAP LTD | *W EXP 05/03/202 | M2361E161 |  | 3418 | 122964 | SH |  | DFND | 128 | 122964 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 1186976 | 118757 | SH |  | DFND | 128 | 118757 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 5585194 | 560200 | SH |  | DFND | 128 | 560200 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | COM CL A | 12561U109 |  | 1568506 | 153926 | SH |  | DFND | 128 | 153926 | 0 | 0 |
| CIIG CAPITAL PARTNERS II INC | *W EXP 02/28/202 | 12561U117 |  | 4119 | 58843 | SH |  | DFND | 128 | 58843 | 0 | 0 |
| CIPHER MINING INC | *W EXP 10/22/202 | 17253J114 |  | 1505 | 20068 | SH |  | DFND | 128 | 20068 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | CLASS A COM | 184493104 |  | 2020000 | 200000 | SH |  | DFND | 128 | 200000 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | *W EXP 99/99/999 | 184493112 |  | 5371 | 82630 | SH |  | DFND | 128 | 82630 | 0 | 0 |
| CLEAN EARTH ACQUISITIONS COR | RIGHT 01/01/2027 | 184493120 |  | 22400 | 200000 | SH |  | DFND | 128 | 200000 | 0 | 0 |
| CLIMATEROCK | CLASS A ORD | G2311X100 |  | 508400 | 49600 | SH |  | DFND | 128 | 49600 | 0 | 0 |
| CLIMATEROCK | *W EXP 04/25/202 | G2311X118 |  | 1000 | 25000 | SH |  | DFND | 128 | 25000 | 0 | 0 |
| CLIMATEROCK | RIGHT 10/31/2028 | G2311X134 |  | 4505 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 |  | 45637 | 570458 | SH |  | DFND | 128 | 570458 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | CL A | 19533H108 |  | 2664825 | 268091 | SH |  | DFND | 128 | 268091 | 0 | 0 |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 |  | 4778 | 63118 | SH |  | DFND | 128 | 63118 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | SHS CL A | G2284B101 |  | 4231474 | 420206 | SH |  | DFND | 128 | 420206 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 1224 | 54400 | SH |  | DFND | 128 | 54400 | 0 | 0 |
| COMSOVEREIGN HLDG CORP | *W EXP 12/18/202 | 205650112 |  | 440 | 27000 | SH |  | DFND | 128 | 27000 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 465426 | 46800 | SH |  | DFND | 128 | 46800 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 443153 | 43489 | SH |  | DFND | 128 | 43489 | 0 | 0 |
| CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 |  | 448884 | 44400 | SH |  | DFND | 128 | 44400 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | CLASS A ORD SHS | G24237102 |  | 6101168 | 604076 | SH |  | DFND | 128 | 604076 | 0 | 0 |
| CORAZON CAPITAL V838 MONOCER | *W EXP 03/24/202 | G24237128 |  | 2051 | 186446 | SH |  | DFND | 128 | 186446 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 8010 | 266112 | SH |  | DFND | 128 | 266112 | 0 | 0 |
| CORSAIR PARTNERING CORP | SHS CL A | G2540H108 |  | 3989910 | 400996 | SH |  | DFND | 128 | 400996 | 0 | 0 |
| CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 |  | 36836 | 112201 | SH |  | DFND | 128 | 112201 | 0 | 0 |
| CROWN PROPTECH ACQUISITIONS | SHS CL A | G25741102 |  | 1005702 | 99476 | SH |  | DFND | 128 | 99476 | 0 | 0 |
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 |  | 1207 | 23477 | SH |  | DFND | 128 | 23477 | 0 | 0 |
| DATA KNIGHTS ACQUISITION COR | *W EXP 11/11/202 | 237699111 |  | 4858 | 140000 | SH |  | DFND | 128 | 140000 | 0 | 0 |
| DATA STORAGE CORP | *W EXP 05/18/202 | 23786R110 |  | 3480 | 29000 | SH |  | DFND | 128 | 29000 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | CL A SHS | G27029100 |  | 4830759 | 478767 | SH |  | DFND | 128 | 478767 | 0 | 0 |
| DEEP LAKE CAPITAL ACQUSTN CO | *W EXP 01/04/202 | G27029118 |  | 866 | 247300 | SH |  | DFND | 128 | 247300 | 0 | 0 |
| DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 |  | 11537 | 230731 | SH |  | DFND | 128 | 230731 | 0 | 0 |
| DENALI CAPITAL ACQUISITN COR | CLASS A ORD | G6256B106 |  | 386425 | 37700 | SH |  | DFND | 128 | 37700 | 0 | 0 |
| DENALI CAPITAL ACQUISITN COR | *W EXP 03/28/202 | G6256B114 |  | 1500 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| DHC ACQUISITION CORP | CLASS A ORD SHS | G2758T109 |  | 3489474 | 346178 | SH |  | DFND | 128 | 346178 | 0 | 0 |
| DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 |  | 1049 | 104927 | SH |  | DFND | 128 | 104927 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | CL A | 25278L105 |  | 4268196 | 424274 | SH |  | DFND | 128 | 424274 | 0 | 0 |
| DIAMONDHEAD HOLDINGS CORP | *W EXP 01/28/202 | 25278L113 |  | 2040 | 19433 | SH |  | DFND | 128 | 19433 | 0 | 0 |
| DIGITAL ALLY INC | COM | 25382T101 |  | 69088 | 296899 | SH |  | DFND | 128 | 296899 | 0 | 0 |
| DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 |  | 17448 | 178951 | SH |  | DFND | 128 | 178951 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | CLASS A COM | 25401K107 |  | 6114683 | 608729 | SH |  | DFND | 128 | 608729 | 0 | 0 |
| DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 |  | 6838 | 113968 | SH |  | DFND | 128 | 113968 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | CLASS A ORD SHS | G2770Y102 |  | 4811285 | 477310 | SH |  | DFND | 128 | 477310 | 0 | 0 |
| DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 |  | 1828 | 140615 | SH |  | DFND | 128 | 140615 | 0 | 0 |
| DP CAP ACQUISITION CORP I | CLASS A ORD | G2R05B100 |  | 3716305 | 362213 | SH |  | DFND | 128 | 362213 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 1675 | 167471 | SH |  | DFND | 128 | 167471 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 1209147 | 122756 | SH |  | DFND | 128 | 122756 | 0 | 0 |
| DUET ACQUISITION CORP | CLASS A COM | 26431Q106 |  | 4595400 | 460000 | SH |  | DFND | 128 | 460000 | 0 | 0 |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 26431Q114 |  | 6900 | 460000 | SH |  | DFND | 128 | 460000 | 0 | 0 |
| DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 |  | 1445 | 119450 | SH |  | DFND | 128 | 119450 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 14627 | 149100 | SH |  | DFND | 128 | 149100 | 0 | 0 |
| EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 |  | 6773 | 225000 | SH |  | DFND | 128 | 225000 | 0 | 0 |
| EDTECHX HOLDINGS ACQU CORP I | *W EXP 06/15/202 | 28139A110 |  | 1479 | 33700 | SH |  | DFND | 128 | 33700 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 |  | 6015744 | 596800 | SH |  | DFND | 128 | 596800 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 6121 | 120026 | SH |  | DFND | 128 | 120026 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | ORDINARY SHARES | G3034H109 |  | 1215810 | 118500 | SH |  | DFND | 128 | 118500 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | G3034H125 |  | 3851 | 118500 | SH |  | DFND | 128 | 118500 | 0 | 0 |
| EMBRACE CHANGE ACQUISITN COR | RIGHT 10/25/2026 | G3034H141 |  | 11969 | 118500 | SH |  | DFND | 128 | 118500 | 0 | 0 |
| ENERGEM CORP | *W EXP 11/15/202 | G30449121 |  | 2066 | 26492 | SH |  | DFND | 128 | 26492 | 0 | 0 |
| ENPHYS ACQUISITION CORP | CL A ORD SHS | G3167L109 |  | 441320 | 44000 | SH |  | DFND | 128 | 44000 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | CLASS A ORD SHS | G3137C106 |  | 2541496 | 246987 | SH |  | DFND | 128 | 246987 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 1149 | 114937 | SH |  | DFND | 128 | 114937 | 0 | 0 |
| EPIPHANY TECHNOLOGY ACQUISIT | *W EXP 01/12/202 | 29429X117 |  | 196 | 85054 | SH |  | DFND | 128 | 85054 | 0 | 0 |
| ERASCA INC | COM | 29479A108 |  | 1623646 | 376716 | SH |  | DFND | 128 | 376716 | 0 | 0 |
| ESGEN ACQUISITION CORP | SHS CL A | G3R95N103 |  | 4498965 | 435103 | SH |  | DFND | 128 | 435103 | 0 | 0 |
| ESGEN ACQUISITION CORP | *W EXP 10/18/202 | G3R95N111 |  | 7402 | 235730 | SH |  | DFND | 128 | 235730 | 0 | 0 |
| ESM ACQUISITION CORPORATION | SHS CL A | G3195H104 |  | 4947329 | 490320 | SH |  | DFND | 128 | 490320 | 0 | 0 |
| ESM ACQUISITION CORPORATION | *W EXP 02/02/202 | G3195H112 |  | 5987 | 51481 | SH |  | DFND | 128 | 51481 | 0 | 0 |
| ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 29667K132 |  | 1466 | 146580 | SH |  | DFND | 128 | 146580 | 0 | 0 |
| ESS TECH INC | *W EXP 10/08/202 | 26916J114 |  | 165521 | 591145 | SH |  | DFND | 128 | 591145 | 0 | 0 |
| EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 |  | 3778 | 74077 | SH |  | DFND | 128 | 74077 | 0 | 0 |
| EVELO BIOSCIENCES INC | COM | 299734103 |  | 2369231 | 1471572 | SH |  | DFND | 128 | 1471572 | 0 | 0 |
| EVERGREEN CORPORATION | CLASS A ORD SHS | G3312W109 |  | 3038850 | 295608 | SH |  | DFND | 128 | 295608 | 0 | 0 |
| EVERGREEN CORPORATION | *W EXP 02/08/202 | G3312W117 |  | 4650 | 298100 | SH |  | DFND | 128 | 298100 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 1599238 | 159764 | SH |  | DFND | 128 | 159764 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | CLASS A ORD SHS | G3400W102 |  | 951010 | 93788 | SH |  | DFND | 128 | 93788 | 0 | 0 |
| FAT PROJECTS ACQUISITION COR | *W EXP 08/31/202 | G3400W110 |  | 933 | 42999 | SH |  | DFND | 128 | 42999 | 0 | 0 |
| FG MERGER CORP | COMMON STOCK | 30324Y101 |  | 6426000 | 600000 | SH |  | DFND | 128 | 600000 | 0 | 0 |
| FG MERGER CORP | *W EXP 06/17/202 | 30324Y119 |  | 22500 | 449990 | SH |  | DFND | 128 | 449990 | 0 | 0 |
| FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 |  | 775088 | 77200 | SH |  | DFND | 128 | 77200 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | CLASS A ORD SHS | G3R34K103 |  | 1587632 | 154740 | SH |  | DFND | 128 | 154740 | 0 | 0 |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 |  | 1723 | 114123 | SH |  | DFND | 128 | 114123 | 0 | 0 |
| FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 |  | 729532 | 72735 | SH |  | DFND | 128 | 72735 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 |  | 2199640 | 214599 | SH |  | DFND | 128 | 214599 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 |  | 5149 | 100955 | SH |  | DFND | 128 | 100955 | 0 | 0 |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 |  | 18099 | 129282 | SH |  | DFND | 128 | 129282 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | SHS CL A | G3R19A104 |  | 1512818 | 149784 | SH |  | DFND | 128 | 149784 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | CLASS A COM | 336169107 |  | 2510148 | 249766 | SH |  | DFND | 128 | 249766 | 0 | 0 |
| FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 |  | 1191 | 94530 | SH |  | DFND | 128 | 94530 | 0 | 0 |
| FLAME ACQUISITION CORP | COM CL A | 33850F108 |  | 198699 | 19771 | SH |  | DFND | 128 | 19771 | 0 | 0 |
| FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 |  | 6014 | 120271 | SH |  | DFND | 128 | 120271 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 2186065 | 217844 | SH |  | DFND | 128 | 217844 | 0 | 0 |
| FORTRESS CAPITAL ACQUISITION | SHS CL A | G36427105 |  | 1027675 | 101750 | SH |  | DFND | 128 | 101750 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | CL A | 34969G102 |  | 1483956 | 143655 | SH |  | DFND | 128 | 143655 | 0 | 0 |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 34969G110 |  | 2551 | 72897 | SH |  | DFND | 128 | 72897 | 0 | 0 |
| FORUM MERGER IV CORP | CLASS A COM | 349875104 |  | 3107822 | 309236 | SH |  | DFND | 128 | 309236 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 1953 | 65088 | SH |  | DFND | 128 | 65088 | 0 | 0 |
| FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 |  | 626 | 23260 | SH |  | DFND | 128 | 23260 | 0 | 0 |
| FOXWAYNE ENTERPRIS AQSTN COR | *W EXP 01/12/202 | 35166L117 |  | 20553 | 243231 | SH |  | DFND | 128 | 243231 | 0 | 0 |
| FREEDOM ACQUISITION I CORP | SHS CL A | G3663X110 |  | 4917579 | 486889 | SH |  | DFND | 128 | 486889 | 0 | 0 |
| FRONTIER ACQUISITION CORP | CLASS A ORD SHS | G36826108 |  | 1992181 | 197637 | SH |  | DFND | 128 | 197637 | 0 | 0 |
| FRONTIER ACQUISITION CORP | *W EXP 03/15/202 | G36826124 |  | 191 | 16465 | SH |  | DFND | 128 | 16465 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 |  | 2208954 | 218492 | SH |  | DFND | 128 | 218492 | 0 | 0 |
| FTAC ATHENA ACQUISITION CORP | *W EXP 03/01/202 | G37283119 |  | 167 | 33435 | SH |  | DFND | 128 | 33435 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 |  | 19661612 | 1942847 | SH |  | DFND | 128 | 1942847 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 7842 | 313691 | SH |  | DFND | 128 | 313691 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | CLASS A COM | 30319B108 |  | 5014057 | 499906 | SH |  | DFND | 128 | 499906 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 1966 | 98286 | SH |  | DFND | 128 | 98286 | 0 | 0 |
| FUSION ACQUISITION CORP II | COM CL A | 36118N102 |  | 5245278 | 522438 | SH |  | DFND | 128 | 522438 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | CLASS A COM | 36119D103 |  | 2840719 | 274997 | SH |  | DFND | 128 | 274997 | 0 | 0 |
| FUTURETECH II ACQUISITION CO | *W EXP 12/23/202 | 36119D111 |  | 2726 | 272556 | SH |  | DFND | 128 | 272556 | 0 | 0 |
| G SQUARED ASCEND I INC | SHS CL A | G4204R109 |  | 2254274 | 223085 | SH |  | DFND | 128 | 223085 | 0 | 0 |
| G SQUARED ASCEND II INC | COM CL A | G42041106 |  | 2519790 | 248500 | SH |  | DFND | 128 | 248500 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 1652 | 65818 | SH |  | DFND | 128 | 65818 | 0 | 0 |
| GALATA ACQUISITION CORP | SHS CL A | G3R23A108 |  | 282378 | 27657 | SH |  | DFND | 128 | 27657 | 0 | 0 |
| GAMES  ESPORTS EXPRNC ACQ C | CLASS A ORD SHS | G3731J119 |  | 206350 | 20034 | SH |  | DFND | 128 | 20034 | 0 | 0 |
| GARDINER HEALTHCARE ACQTS CO | *W EXP 07/30/202 | 365506112 |  | 2602 | 20019 | SH |  | DFND | 128 | 20019 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | CLASS A COM | 37187C100 |  | 610200 | 60000 | SH |  | DFND | 128 | 60000 | 0 | 0 |
| GENESIS UNICORN CAPITAL CORP | *W EXP 06/30/202 | 37187C118 |  | 1928 | 42837 | SH |  | DFND | 128 | 42837 | 0 | 0 |
| GEOVAX LABS INC | *W EXP 09/29/202 | 373678119 |  | 10200 | 68000 | SH |  | DFND | 128 | 68000 | 0 | 0 |
| GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 |  | 11241 | 321172 | SH |  | DFND | 128 | 321172 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 37611X118 |  | 291236 | 1456178 | SH |  | DFND | 128 | 1456178 | 0 | 0 |
| GLOBAL BLOCKCHAIN ACQUI CORP | COMMON STOCK | 37961B104 |  | 6318750 | 625000 | SH |  | DFND | 128 | 625000 | 0 | 0 |
| GLOBAL BLOCKCHAIN ACQUI CORP | RIGHT 05/09/2027 | 37961B112 |  | 26250 | 625000 | SH |  | DFND | 128 | 625000 | 0 | 0 |
| GLOBAL BLOCKCHAIN ACQUI CORP | *W EXP 05/09/202 | 37961B120 |  | 9438 | 625000 | SH |  | DFND | 128 | 625000 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | CLASS A COM | 37962G102 |  | 1213200 | 120000 | SH |  | DFND | 128 | 120000 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 37962G110 |  | 3900 | 120000 | SH |  | DFND | 128 | 120000 | 0 | 0 |
| GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 37962G128 |  | 20748 | 120000 | SH |  | DFND | 128 | 120000 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | CLASS A COM | 37653T108 |  | 4729425 | 457834 | SH |  | DFND | 128 | 457834 | 0 | 0 |
| GLOBAL SYSTEMS DYNAMICS INC | *W EXP 04/01/202 | 37653T116 |  | 9173 | 183460 | SH |  | DFND | 128 | 183460 | 0 | 0 |
| GLOBAL TECHNOLGY ACQSTN CORP | CLASS A ORD | G3934N107 |  | 239318 | 23280 | SH |  | DFND | 128 | 23280 | 0 | 0 |
| GLOBALINK INVT INC | COM | 37892F109 |  | 569323 | 55816 | SH |  | DFND | 128 | 55816 | 0 | 0 |
| GLOBALINK INVT INC | RIGHT 12/06/2026 | 37892F117 |  | 2746 | 54478 | SH |  | DFND | 128 | 54478 | 0 | 0 |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 |  | 545 | 54478 | SH |  | DFND | 128 | 54478 | 0 | 0 |
| GOAL ACQUISITIONS CORP | COM | 38021H107 |  | 4172717 | 414783 | SH |  | DFND | 128 | 414783 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 14853 | 307525 | SH |  | DFND | 128 | 307525 | 0 | 0 |
| GOGREEN INVESTMENTS CORP | ORD SHS CL A | G9461B101 |  | 1105730 | 106525 | SH |  | DFND | 128 | 106525 | 0 | 0 |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 |  | 81 | 12237 | SH |  | DFND | 128 | 12237 | 0 | 0 |
| GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 |  | 73440 | 489600 | SH |  | DFND | 128 | 489600 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 |  | 16830 | 225000 | SH |  | DFND | 128 | 225000 | 0 | 0 |
| GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 |  | 29237 | 224900 | SH |  | DFND | 128 | 224900 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | COM | 38136Y102 |  | 1533000 | 150000 | SH |  | DFND | 128 | 150000 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | *W EXP 07/15/202 | 38136Y110 |  | 165 | 150000 | SH |  | DFND | 128 | 150000 | 0 | 0 |
| GOLDENSTONE ACQUISITION LTD | RIGHT 07/15/2026 | 38136Y128 |  | 15000 | 150000 | SH |  | DFND | 128 | 150000 | 0 | 0 |
| GORES HOLDINGS IX INC | CLASS A COM | 38287A101 |  | 992000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| GORES HOLDINGS IX INC | *W EXP 01/14/202 | 38287A119 |  | 3388 | 17833 | SH |  | DFND | 128 | 17833 | 0 | 0 |
| GRAF ACQUISITION CORP IV | *W EXP 05/31/202 | 384272118 |  | 2547 | 30000 | SH |  | DFND | 128 | 30000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 |  | 5072500 | 500000 | SH |  | DFND | 128 | 500000 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | RIGHT 02/24/2027 | 36263W113 |  | 29063 | 31250 | SH |  | DFND | 128 | 31250 | 0 | 0 |
| GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 |  | 27537 | 430941 | SH |  | DFND | 128 | 430941 | 0 | 0 |
| GX ACQUISITION CORP II | CLASS A COM | 36260F105 |  | 10018368 | 1000836 | SH |  | DFND | 128 | 1000836 | 0 | 0 |
| GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 |  | 108194 | 136954 | SH |  | DFND | 128 | 136954 | 0 | 0 |
| HAINAN MANASLU ACQUISTN CORP | ORDINARY SHARES | G4233U107 |  | 254250 | 25000 | SH |  | DFND | 128 | 25000 | 0 | 0 |
| HAINAN MANASLU ACQUISTN CORP | RIGHT 01/31/2029 | G4233U115 |  | 2775 | 25000 | SH |  | DFND | 128 | 25000 | 0 | 0 |
| HAINAN MANASLU ACQUISTN CORP | *W EXP 01/31/202 | G4233U131 |  | 1250 | 25000 | SH |  | DFND | 128 | 25000 | 0 | 0 |
| HARBOR CUSTOM DEVELOPMENT IN | *W EXP 05/09/202 | 41150T116 |  | 5783 | 193402 | SH |  | DFND | 128 | 193402 | 0 | 0 |
| HARBOR CUSTOM DEVELOPMENT IN | *W EXP 10/07/202 | 41150T124 |  | 20633 | 295185 | SH |  | DFND | 128 | 295185 | 0 | 0 |
| HARBOR CUSTOM DEVELOPMENT IN | 8% CONV PFD SR A | 41150T207 |  | 172202 | 26698 | SH |  | DFND | 128 | 26698 | 0 | 0 |
| HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 |  | 815 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| HEARTLAND MEDIA ACQUISITION | CL A COM | 42237V108 |  | 508500 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| HEARTLAND MEDIA ACQUISITION | *W EXP 99/99/999 | 42237V116 |  | 861 | 24950 | SH |  | DFND | 128 | 24950 | 0 | 0 |
| HH ACQUISITION CO | SHS CL A | G39714103 |  | 886111 | 87647 | SH |  | DFND | 128 | 87647 | 0 | 0 |
| HHG CAPITAL CORPORATION | *W EXP 02/25/202 | G4R23P129 |  | 2478 | 101127 | SH |  | DFND | 128 | 101127 | 0 | 0 |
| HHG CAPITAL CORPORATION | RIGHT 02/25/2026 | G4R23P145 |  | 10622 | 96567 | SH |  | DFND | 128 | 96567 | 0 | 0 |
| HNR ACQUISITION CORP | COM | 40472A102 |  | 4554396 | 445200 | SH |  | DFND | 128 | 445200 | 0 | 0 |
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 |  | 26910 | 448500 | SH |  | DFND | 128 | 448500 | 0 | 0 |
| HUDSON ACQUISITION I CORP | COMMON STOCK | 44364H100 |  | 1971970 | 197000 | SH |  | DFND | 128 | 197000 | 0 | 0 |
| HUDSON ACQUISITION I CORP | RIGHT 99/99/9999 | 44364H118 |  | 200940 | 197000 | SH |  | DFND | 128 | 197000 | 0 | 0 |
| HUMACYTE INC | *W EXP 08/27/202 | 44486Q111 |  | 78054 | 198812 | SH |  | DFND | 128 | 198812 | 0 | 0 |
| HYCROFT MINING HOLDING CORP | *W EXP 10/06/202 | 44862P133 |  | 3030 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| HYZON MOTORS INC | *W EXP 10/02/202 | 44951Y110 |  | 9044 | 69089 | SH |  | DFND | 128 | 69089 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | CL A ORD SHS | G4712C107 |  | 4390823 | 425880 | SH |  | DFND | 128 | 425880 | 0 | 0 |
| ICONIC SPORTS ACQUISITION CO | *W EXP 10/12/202 | G4712C115 |  | 24615 | 183149 | SH |  | DFND | 128 | 183149 | 0 | 0 |
| IMMUNITYBIO INC | COM | 45256X103 |  | 38578472 | 7609166 | SH |  | DFND | 128 | 7609166 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 |  | 4700588 | 465866 | SH |  | DFND | 128 | 465866 | 0 | 0 |
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 |  | 205 | 33616 | SH |  | DFND | 128 | 33616 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | CLASS A COM | 45635R108 |  | 1018000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| INDUSTRIAL TECH ACQSTNS II I | *W EXP 03/31/202 | 45635R116 |  | 3500 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | CLASS A ORD | G4809M109 |  | 793996 | 77087 | SH |  | DFND | 128 | 77087 | 0 | 0 |
| INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 |  | 360 | 14386 | SH |  | DFND | 128 | 14386 | 0 | 0 |
| INSIGHT ACQUISITION CORP | COM CL A | 45784L100 |  | 601726 | 59695 | SH |  | DFND | 128 | 59695 | 0 | 0 |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 45784L118 |  | 156 | 27340 | SH |  | DFND | 128 | 27340 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | CLASS A COM | 45827K101 |  | 852718 | 84344 | SH |  | DFND | 128 | 84344 | 0 | 0 |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 45827K119 |  | 628 | 29897 | SH |  | DFND | 128 | 29897 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | CLASS A COM | 45828D106 |  | 1156017 | 112453 | SH |  | DFND | 128 | 112453 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | *W EXP 11/05/202 | 45828D114 |  | 571 | 54400 | SH |  | DFND | 128 | 54400 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 07/21/202 | 459867115 |  | 38400 | 1200000 | SH |  | DFND | 128 | 1200000 | 0 | 0 |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 |  | 84000 | 1200000 | SH |  | DFND | 128 | 1200000 | 0 | 0 |
| INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 |  | 699 | 17477 | SH |  | DFND | 128 | 17477 | 0 | 0 |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 |  | 7218 | 94972 | SH |  | DFND | 128 | 94972 | 0 | 0 |
| ITIQUIRA ACQUISITION CORP | CL A SHS | G49773107 |  | 357832 | 35464 | SH |  | DFND | 128 | 35464 | 0 | 0 |
| IVEDA SOLUTIONS INC | *W EXP 04/01/202 | 46583A113 |  | 5454 | 54000 | SH |  | DFND | 128 | 54000 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | CL A SHS | G4989X115 |  | 2507712 | 247553 | SH |  | DFND | 128 | 247553 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 9009 | 42880 | SH |  | DFND | 128 | 42880 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | CLASS A ORD SHS | G5S11A106 |  | 766227 | 74900 | SH |  | DFND | 128 | 74900 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | *W EXP 11/23/202 | G5S11A130 |  | 1162 | 37494 | SH |  | DFND | 128 | 37494 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | RIGHT 01/01/2027 | G5S11A155 |  | 4499 | 74988 | SH |  | DFND | 128 | 74988 | 0 | 0 |
| JATT ACQUISITION CORP | SHS CL A | G50752107 |  | 232788 | 22800 | SH |  | DFND | 128 | 22800 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 |  | 4918073 | 486697 | SH |  | DFND | 128 | 486697 | 0 | 0 |
| JOBY AVIATION INC | *W EXP 08/10/202 | G65163118 |  | 228051 | 472938 | SH |  | DFND | 128 | 472938 | 0 | 0 |
| JUPITER ACQUISITION CORP | CL A | 482082104 |  | 414922 | 41869 | SH |  | DFND | 128 | 41869 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | CLASS A COM | 48284E105 |  | 6629810 | 660998 | SH |  | DFND | 128 | 660998 | 0 | 0 |
| KADEM SUSTAINABLE IMPACT COR | *W EXP 03/16/202 | 48284E113 |  | 3064 | 297473 | SH |  | DFND | 128 | 297473 | 0 | 0 |
| KAIROS ACQUISITION CORP | *W EXP 11/30/202 | G52110106 |  | 13 | 127372 | SH |  | DFND | 128 | 127372 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 |  | 1782 | 23755 | SH |  | DFND | 128 | 23755 | 0 | 0 |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 |  | 7419 | 56630 | SH |  | DFND | 128 | 56630 | 0 | 0 |
| KALERA PUBLIC LIMITED CO | *W EXP 06/28/202 | G52251116 |  | 2597 | 99507 | SH |  | DFND | 128 | 99507 | 0 | 0 |
| KARYOPHARM THERAPEUTICS INC | COM | 48576U106 |  | 4258187 | 1252408 | SH |  | DFND | 128 | 1252408 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | G5251K103 |  | 1587963 | 155759 | SH |  | DFND | 128 | 155759 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | CL A SHS | G5259L103 |  | 2230817 | 220873 | SH |  | DFND | 128 | 220873 | 0 | 0 |
| KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 |  | 593 | 107900 | SH |  | DFND | 128 | 107900 | 0 | 0 |
| KEYARCH ACQUISITION CORP | ORD SHS CL A | G5260A104 |  | 3791098 | 374985 | SH |  | DFND | 128 | 374985 | 0 | 0 |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 |  | 5156 | 187500 | SH |  | DFND | 128 | 187500 | 0 | 0 |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 |  | 27188 | 375000 | SH |  | DFND | 128 | 375000 | 0 | 0 |
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 |  | 2795039 | 280064 | SH |  | DFND | 128 | 280064 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 2219398 | 222943 | SH |  | DFND | 128 | 222943 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | COM CL A | 49436K106 |  | 1542000 | 150000 | SH |  | DFND | 128 | 150000 | 0 | 0 |
| KIMBELL TIGER ACQUISITION CO | *W EXP 09/15/202 | 49436K114 |  | 7220 | 72200 | SH |  | DFND | 128 | 72200 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | CL A SHS | G52807107 |  | 2030413 | 201031 | SH |  | DFND | 128 | 201031 | 0 | 0 |
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 |  | 53 | 17665 | SH |  | DFND | 128 | 17665 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 9137 | 114210 | SH |  | DFND | 128 | 114210 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | CL A COM | 499103109 |  | 1018000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| KNIGHTSWAN ACQUISITION CORP | *W EXP 99/99/999 | 499103117 |  | 2255 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 1208 | 27274 | SH |  | DFND | 128 | 27274 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 |  | 2768491 | 274108 | SH |  | DFND | 128 | 274108 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | ORDINARY SHARES | G5352N105 |  | 2538861 | 249397 | SH |  | DFND | 128 | 249397 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | RIGHT 11/18/2026 | G5352N113 |  | 37500 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| LAKESHORE ACQUISITION II COR | *W EXP 11/18/202 | G5352N121 |  | 3742 | 124732 | SH |  | DFND | 128 | 124732 | 0 | 0 |
| LARIMAR THERAPEUTICS INC | COM | 517125100 |  | 587592 | 142274 | SH |  | DFND | 128 | 142274 | 0 | 0 |
| LAVA MEDTECH ACQUISITION COR | CLASS A COM | 519345102 |  | 2069518 | 201315 | SH |  | DFND | 128 | 201315 | 0 | 0 |
| LAVA MEDTECH ACQUISITION COR | *W EXP 10/21/202 | 519345110 |  | 440 | 86180 | SH |  | DFND | 128 | 86180 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 4982056 | 492785 | SH |  | DFND | 128 | 492785 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 796 | 113712 | SH |  | DFND | 128 | 113712 | 0 | 0 |
| LDH GROWTH CORP I | CLASS A ORD SHS | G54094100 |  | 610756 | 60651 | SH |  | DFND | 128 | 60651 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | COM | G54085108 |  | 4442828 | 439884 | SH |  | DFND | 128 | 439884 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 4073 | 81465 | SH |  | DFND | 128 | 81465 | 0 | 0 |
| LEO HLDGS CORP II | COM CL A | G5463R102 |  | 983775 | 97500 | SH |  | DFND | 128 | 97500 | 0 | 0 |
| LEVERE HOLDINGS CORP | CLASS A ORD SHS | G5462L106 |  | 4089396 | 405292 | SH |  | DFND | 128 | 405292 | 0 | 0 |
| LEVERE HOLDINGS CORP | *W EXP 03/09/202 | G5462L122 |  | 528 | 48009 | SH |  | DFND | 128 | 48009 | 0 | 0 |
| LEXARIA BIOSCIENCE CORP | *W EXP 01/12/202 | 52886N117 |  | 16796 | 42000 | SH |  | DFND | 128 | 42000 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 |  | 2839238 | 278084 | SH |  | DFND | 128 | 278084 | 0 | 0 |
| LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 |  | 24739 | 247388 | SH |  | DFND | 128 | 247388 | 0 | 0 |
| LILIUM N V | *W EXP 09/14/202 | N52586117 |  | 50904 | 427763 | SH |  | DFND | 128 | 427763 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | CLASS A COM | 54141L100 |  | 3288590 | 325603 | SH |  | DFND | 128 | 325603 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 2845 | 94830 | SH |  | DFND | 128 | 94830 | 0 | 0 |
| M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 |  | 23776 | 437064 | SH |  | DFND | 128 | 437064 | 0 | 0 |
| M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 |  | 822668 | 81131 | SH |  | DFND | 128 | 81131 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | SHS CL A | G5S70A104 |  | 5786616 | 574069 | SH |  | DFND | 128 | 574069 | 0 | 0 |
| MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 |  | 3000 | 200014 | SH |  | DFND | 128 | 200014 | 0 | 0 |
| MAQUIA CAPITAL ACQUISITION C | *W EXP 05/05/202 | 56564V119 |  | 1534 | 42604 | SH |  | DFND | 128 | 42604 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 7341829 | 724761 | SH |  | DFND | 128 | 724761 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 278 | 173767 | SH |  | DFND | 128 | 173767 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | CLASS A COM | 57778T106 |  | 2447552 | 235568 | SH |  | DFND | 128 | 235568 | 0 | 0 |
| MAXPRO CAPITAL ACQUISITN COR | *W EXP 09/27/202 | 57778T114 |  | 9780 | 177826 | SH |  | DFND | 128 | 177826 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | ORDINARY SHARES | G6053N105 |  | 532414 | 52300 | SH |  | DFND | 128 | 52300 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | RIGHT 03/30/2024 | G6053N113 |  | 4675 | 55000 | SH |  | DFND | 128 | 55000 | 0 | 0 |
| METAL SKY STAR ACQUISITION C | *W EXP 03/31/202 | G6053N121 |  | 1375 | 55000 | SH |  | DFND | 128 | 55000 | 0 | 0 |
| METALS ACQUISITION CORP | SHS CL A | G60405100 |  | 100050 | 10000 | SH |  | DFND | 128 | 10000 | 0 | 0 |
| MICROCLOUD HOLOGRAM INC | *W EXP 01/31/202 | G55032125 |  | 2462 | 35170 | SH |  | DFND | 128 | 35170 | 0 | 0 |
| MICROVAST HOLDINGS INC | *W EXP 04/01/202 | 59516C114 |  | 39870 | 234527 | SH |  | DFND | 128 | 234527 | 0 | 0 |
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 |  | 19995 | 444323 | SH |  | DFND | 128 | 444323 | 0 | 0 |
| MODEL PERFORMANCE ACQU CORP | RIGHT 04/29/2026 | G6246M121 |  | 108000 | 200000 | SH |  | DFND | 128 | 200000 | 0 | 0 |
| MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 |  | 13346 | 86100 | SH |  | DFND | 128 | 86100 | 0 | 0 |
| MOMENTUS INC | *W EXP 05/15/202 | 60879E119 |  | 4719 | 96309 | SH |  | DFND | 128 | 96309 | 0 | 0 |
| MONTEREY BIO ACQUISITION COR | *W EXP 10/05/202 | 61240F116 |  | 6457 | 198685 | SH |  | DFND | 128 | 198685 | 0 | 0 |
| MONTEREY CAP ACQUISITION COR | CLASS A COM | 61244M109 |  | 1001000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| MONTEREY CAP ACQUISITION COR | *W EXP 01/01/202 | 61244M117 |  | 3810 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| MONTEREY CAP ACQUISITION COR | RIGHT 05/10/2027 | 61244M125 |  | 7010 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| MORINGA ACQUISITION CORP | CL A SHS | G6S23K108 |  | 979312 | 96770 | SH |  | DFND | 128 | 96770 | 0 | 0 |
| MORINGA ACQUISITION CORP | *W EXP 02/22/202 | G6S23K124 |  | 4800 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 |  | 619713 | 60578 | SH |  | DFND | 128 | 60578 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | CLASS A ORD | G6301J104 |  | 1132790 | 109132 | SH |  | DFND | 128 | 109132 | 0 | 0 |
| MOUNTAIN  CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 |  | 960 | 48020 | SH |  | DFND | 128 | 48020 | 0 | 0 |
| MOUNTAIN CREST ACQSTN CORP I | RIGHT 05/14/2026 | 62402U115 |  | 9951 | 124390 | SH |  | DFND | 128 | 124390 | 0 | 0 |
| MOUNTAIN CREST ACQUSITN CRP | COM | 62403K108 |  | 2526120 | 250856 | SH |  | DFND | 128 | 250856 | 0 | 0 |
| MOUNTAIN CREST ACQUSITN CRP | RIGHT 06/29/2026 | 62403K116 |  | 17150 | 245000 | SH |  | DFND | 128 | 245000 | 0 | 0 |
| MSD ACQUISITION CORP | CLASS A ORD SHS | G5709C109 |  | 1011848 | 100183 | SH |  | DFND | 128 | 100183 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | CLASS A COM | 626642102 |  | 3006325 | 293300 | SH |  | DFND | 128 | 293300 | 0 | 0 |
| MURPHY CANYON ACQUISITION CO | *W EXP 01/25/202 | 626642110 |  | 18823 | 272804 | SH |  | DFND | 128 | 272804 | 0 | 0 |
| NERDY INC | *W EXP 08/16/202 | 64081V117 |  | 63964 | 278106 | SH |  | DFND | 128 | 278106 | 0 | 0 |
| NEUROBO PHARMACEUTICALS INC | COM NEW | 64132R206 |  | 154295 | 215045 | SH |  | DFND | 128 | 215045 | 0 | 0 |
| NEW PROVIDENCE ACQSITN CORP | CLASS A COM | 64823D102 |  | 664233 | 65313 | SH |  | DFND | 128 | 65313 | 0 | 0 |
| NEW VISTA ACQUISITION CORP | CL A SHS | G6529L105 |  | 246762 | 24444 | SH |  | DFND | 128 | 24444 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | COM | 65101L104 |  | 4618910 | 461891 | SH |  | DFND | 128 | 461891 | 0 | 0 |
| NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 |  | 14357 | 205105 | SH |  | DFND | 128 | 205105 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | CLASS A ORD SHS | G6448C103 |  | 3333311 | 324252 | SH |  | DFND | 128 | 324252 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 1464 | 139396 | SH |  | DFND | 128 | 139396 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 |  | 1515859 | 150085 | SH |  | DFND | 128 | 150085 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 2044 | 40798 | SH |  | DFND | 128 | 40798 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | CL A SHS | G66139109 |  | 758250 | 75000 | SH |  | DFND | 128 | 75000 | 0 | 0 |
| NORTH ATLANTIC ACQUISITN COR | *W EXP 10/20/202 | G66139125 |  | 263 | 25000 | SH |  | DFND | 128 | 25000 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | COM | 66516W107 |  | 162608 | 16196 | SH |  | DFND | 128 | 16196 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | COM | 66718N103 |  | 5028927 | 496439 | SH |  | DFND | 128 | 496439 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 66718N111 |  | 7764 | 218709 | SH |  | DFND | 128 | 218709 | 0 | 0 |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 66718N129 |  | 75455 | 437419 | SH |  | DFND | 128 | 437419 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | *W EXP 12/31/202 | G6759A118 |  | 946 | 189129 | SH |  | DFND | 128 | 189129 | 0 | 0 |
| NOVA VISION ACQUISITION CORP | RIGHT 12/23/2023 | G6759A134 |  | 11353 | 199875 | SH |  | DFND | 128 | 199875 | 0 | 0 |
| NOVO INTEGRATED SCIENCES INC | COM NEW | 67011T201 |  | 300551 | 1494533 | SH |  | DFND | 128 | 1494533 | 0 | 0 |
| OCA ACQUISITION CORP | COM CL A | 670865104 |  | 2283117 | 222526 | SH |  | DFND | 128 | 222526 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 1348 | 89897 | SH |  | DFND | 128 | 89897 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 |  | 1422900 | 135000 | SH |  | DFND | 128 | 135000 | 0 | 0 |
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 |  | 14418 | 369690 | SH |  | DFND | 128 | 369690 | 0 | 0 |
| OMNILIT ACQUISITION CORP | *W EXP 11/08/202 | 68218C116 |  | 5304 | 163209 | SH |  | DFND | 128 | 163209 | 0 | 0 |
| OPY ACQUISITION CORP I | *W EXP 09/22/202 | 671005114 |  | 6082 | 135163 | SH |  | DFND | 128 | 135163 | 0 | 0 |
| ORION BIOTECH OPPORTUNTES CO | CLASS A ORD SHS | G6780C109 |  | 1017583 | 101252 | SH |  | DFND | 128 | 101252 | 0 | 0 |
| OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 |  | 15079 | 471233 | SH |  | DFND | 128 | 471233 | 0 | 0 |
| OXUS ACQUISITION CORP | SHS CL A | G6859L105 |  | 1008952 | 97672 | SH |  | DFND | 128 | 97672 | 0 | 0 |
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 |  | 3554 | 89514 | SH |  | DFND | 128 | 89514 | 0 | 0 |
| PALISADE BIO INC | COM | 696389204 |  | 208000 | 40000 | SH |  | DFND | 128 | 40000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | CLASS A COM | 69882P102 |  | 2550000 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 69882P110 |  | 500 | 124900 | SH |  | DFND | 128 | 124900 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | CL A | G04119106 |  | 1326817 | 131694 | SH |  | DFND | 128 | 131694 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | CLASS A ORD SHS | G69454109 |  | 1022543 | 98892 | SH |  | DFND | 128 | 98892 | 0 | 0 |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 |  | 4473 | 49700 | SH |  | DFND | 128 | 49700 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 |  | 6020733 | 596703 | SH |  | DFND | 128 | 596703 | 0 | 0 |
| PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 |  | 1248 | 26731 | SH |  | DFND | 128 | 26731 | 0 | 0 |
| PETVIVO HLDGS INC | *W EXP 08/13/202 | 716817119 |  | 37285 | 149080 | SH |  | DFND | 128 | 149080 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 2860 | 72775 | SH |  | DFND | 128 | 72775 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | CLASS A COM | 69291C106 |  | 1037000 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | *W EXP 01/01/202 | 69291C114 |  | 4238 | 70639 | SH |  | DFND | 128 | 70639 | 0 | 0 |
| PHP VENTURES ACQUISITION COR | RIGHT 01/01/2023 | 69291C122 |  | 27495 | 157117 | SH |  | DFND | 128 | 157117 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | CLASS A COM | 722850104 |  | 10098940 | 999895 | SH |  | DFND | 128 | 999895 | 0 | 0 |
| PINE TECHNOLOGY ACQUISITN CO | *W EXP 03/31/202 | 722850112 |  | 566 | 333233 | SH |  | DFND | 128 | 333233 | 0 | 0 |
| PIONEER MERGER CORP | CL A SHS | G7S24C103 |  | 2041851 | 201366 | SH |  | DFND | 128 | 201366 | 0 | 0 |
| PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 |  | 2042 | 68064 | SH |  | DFND | 128 | 68064 | 0 | 0 |
| PLUM ACQUISITION CORP I | CLASS A ORD SHS | G7134L126 |  | 5539343 | 549538 | SH |  | DFND | 128 | 549538 | 0 | 0 |
| PLUTONIAN ACQUISITION CORP | UNIT 10/26/2027 | 72942P203 |  | 886160 | 88000 | SH |  | DFND | 128 | 88000 | 0 | 0 |
| POLISHED COM INC | *W EXP 06/02/202 | 28252C117 |  | 254998 | 3187480 | SH |  | DFND | 128 | 3187480 | 0 | 0 |
| PONO CAPITAL CORP | CLASS A COM | 732450101 |  | 4800762 | 439228 | SH |  | DFND | 128 | 439228 | 0 | 0 |
| PONO CAPITAL CORP | *W EXP 09/30/202 | 732450119 |  | 21450 | 330000 | SH |  | DFND | 128 | 330000 | 0 | 0 |
| PONTEM CORPORATION | SHS CL A | G71707106 |  | 10566780 | 1045181 | SH |  | DFND | 128 | 1045181 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 1311 | 16382 | SH |  | DFND | 128 | 16382 | 0 | 0 |
| POST HOLDINGS PARTNERING COR | COM SER A | 737465104 |  | 532000 | 53575 | SH |  | DFND | 128 | 53575 | 0 | 0 |
| POWERED BRANDS | CL A | G7209M108 |  | 2398911 | 237281 | SH |  | DFND | 128 | 237281 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 15 | 50800 | SH |  | DFND | 128 | 50800 | 0 | 0 |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | G7207P129 |  | 1968 | 24600 | SH |  | DFND | 128 | 24600 | 0 | 0 |
| PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 |  | 3691 | 97121 | SH |  | DFND | 128 | 97121 | 0 | 0 |
| PRIME IMPACT ACQUISITION I | SHS CL A | G61074103 |  | 3306449 | 322266 | SH |  | DFND | 128 | 322266 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | COM CL A | 74168P107 |  | 2540000 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | *W EXP 07/31/202 | 74168P115 |  | 8125 | 125000 | SH |  | DFND | 128 | 125000 | 0 | 0 |
| PRIME NO ACQUISITION I CORP | RIGHT 07/31/2027 | 74168P123 |  | 45000 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | CL A | 74275N102 |  | 5049793 | 502467 | SH |  | DFND | 128 | 502467 | 0 | 0 |
| PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 |  | 4907 | 107609 | SH |  | DFND | 128 | 107609 | 0 | 0 |
| PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 |  | 5004 | 79814 | SH |  | DFND | 128 | 79814 | 0 | 0 |
| PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 |  | 8755 | 111674 | SH |  | DFND | 128 | 111674 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | CL A | G7273A105 |  | 5138479 | 516430 | SH |  | DFND | 128 | 516430 | 0 | 0 |
| PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 |  | 478 | 27925 | SH |  | DFND | 128 | 27925 | 0 | 0 |
| PURECYCLE TECHNOLOGIES INC | *W EXP 03/17/202 | 74623V111 |  | 318203 | 110487 | SH |  | DFND | 128 | 110487 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP | CL A ORD SHS | G7308P101 |  | 1974889 | 191180 | SH |  | DFND | 128 | 191180 | 0 | 0 |
| PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | G7308P127 |  | 4409 | 58790 | SH |  | DFND | 128 | 58790 | 0 | 0 |
| QOMOLANGMA ACQUISITION CORP | COM | 74738V105 |  | 501000 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| QOMOLANGMA ACQUISITION CORP | *W EXP 09/29/202 | 74738V113 |  | 1250 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| QOMOLANGMA ACQUISITION CORP | RIGHT 09/29/2027 | 74738V121 |  | 4250 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 |  | 8312908 | 827155 | SH |  | DFND | 128 | 827155 | 0 | 0 |
| RCF ACQUISITION CORP | CL A COM | G7330C102 |  | 946936 | 92294 | SH |  | DFND | 128 | 92294 | 0 | 0 |
| RCF ACQUISITION CORP | *W EXP 99/99/999 | G7330C110 |  | 1749 | 23661 | SH |  | DFND | 128 | 23661 | 0 | 0 |
| REDWOODS ACQUISITION CORP | COM | 758083109 |  | 2542500 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | *W EXP 03/15/202 | 758083117 |  | 11750 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| REDWOODS ACQUISITION CORP | RIGHT 03/15/2027 | 758083125 |  | 16275 | 250000 | SH |  | DFND | 128 | 250000 | 0 | 0 |
| RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 |  | 11532 | 354843 | SH |  | DFND | 128 | 354843 | 0 | 0 |
| REZOLUTE INC | COM NEW | 76200L309 |  | 1467661 | 709015 | SH |  | DFND | 128 | 709015 | 0 | 0 |
| RICE ACQUISITION CORP II | SHS CL A | G75529100 |  | 2431515 | 239087 | SH |  | DFND | 128 | 239087 | 0 | 0 |
| ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 |  | 3123082 | 309216 | SH |  | DFND | 128 | 309216 | 0 | 0 |
| ROCKLEY PHOTONICS HLDGS LTD | *W EXP 08/11/202 | G7614L117 |  | 4756 | 226456 | SH |  | DFND | 128 | 226456 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | CLASS A ORD | G7637J107 |  | 1696560 | 162195 | SH |  | DFND | 128 | 162195 | 0 | 0 |
| ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | G7637J123 |  | 4637 | 57248 | SH |  | DFND | 128 | 57248 | 0 | 0 |
| ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 |  | 1161 | 38716 | SH |  | DFND | 128 | 38716 | 0 | 0 |
| ROSS ACQUISITION CORP II | SHS CL A | G7641C106 |  | 2772323 | 273945 | SH |  | DFND | 128 | 273945 | 0 | 0 |
| ROTH CH ACQUISITION IV CO | *W EXP 07/01/202 | 77867P112 |  | 14921 | 69464 | SH |  | DFND | 128 | 69464 | 0 | 0 |
| RYVYL INC | COM NEW | 39366L208 |  | 2310434 | 5035819 | SH |  | DFND | 128 | 5035819 | 0 | 0 |
| SAGALIAM ACQUISITION CORP | RIGHT 05/31/2028 | 78661R114 |  | 8966 | 74100 | SH |  | DFND | 128 | 74100 | 0 | 0 |
| SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 |  | 3992 | 40000 | SH |  | DFND | 128 | 40000 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | CLASS A COM | 808212104 |  | 247228 | 24478 | SH |  | DFND | 128 | 24478 | 0 | 0 |
| SCHULTZE SPL PURP ACQ CORP I | *W EXP 04/13/202 | 808212112 |  | 133 | 11939 | SH |  | DFND | 128 | 11939 | 0 | 0 |
| SCILEX HOLDING CO | *W EXP 11/10/202 | 80880W114 |  | 10718 | 56739 | SH |  | DFND | 128 | 56739 | 0 | 0 |
| SCION TECH GROWTH II | CL A SHS | G31070108 |  | 1451431 | 143422 | SH |  | DFND | 128 | 143422 | 0 | 0 |
| SDCL EDGE ACQUISITION CORP | CL A ORD SHS | G79471101 |  | 3061228 | 304297 | SH |  | DFND | 128 | 304297 | 0 | 0 |
| SEAPORT CALIBRE MATLS ACQUIS | CLASS A COM | 812204105 |  | 1104230 | 107520 | SH |  | DFND | 128 | 107520 | 0 | 0 |
| SEAPORT CALIBRE MATLS ACQUIS | *W EXP 10/28/202 | 812204113 |  | 1209 | 34535 | SH |  | DFND | 128 | 34535 | 0 | 0 |
| SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 81256L112 |  | 26635 | 294632 | SH |  | DFND | 128 | 294632 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | CLASS A ORD | G8028L107 |  | 959595 | 92894 | SH |  | DFND | 128 | 92894 | 0 | 0 |
| SEMPER PARATUS ACQUISITION C | *W EXP 11/04/202 | G8028L131 |  | 472 | 62932 | SH |  | DFND | 128 | 62932 | 0 | 0 |
| SENSEONICS HLDGS INC | NOTE   5.250% 2/0 | 81727UAA3 |  | 1492500 | 1500000 | PRN |  | DFND | 128 | 0 | 0 | 0 |
| SHARECARE INC | *W EXP 07/01/202 | 81948W112 |  | 1997 | 14261 | SH |  | DFND | 128 | 14261 | 0 | 0 |
| SHF HOLDINGS INC | *W EXP 09/28/202 | 824430110 |  | 906 | 14426 | SH |  | DFND | 128 | 14426 | 0 | 0 |
| SIGNA SPORTS UNITED NV | *W EXP 99/99/999 | N80029114 |  | 1493 | 18758 | SH |  | DFND | 128 | 18758 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 |  | 5791529 | 573987 | SH |  | DFND | 128 | 573987 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 1949 | 65410 | SH |  | DFND | 128 | 65410 | 0 | 0 |
| SKYDECK ACQUISITION CORP | *W EXP 05/13/202 | G82220115 |  | 1919 | 63980 | SH |  | DFND | 128 | 63980 | 0 | 0 |
| SKYDECK ACQUISITION CORP | CLASS A ORD SHS | G82220123 |  | 1998922 | 198700 | SH |  | DFND | 128 | 198700 | 0 | 0 |
| SLAM CORP | CL A SHS | G8210L105 |  | 1875459 | 185689 | SH |  | DFND | 128 | 185689 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | CLASS A ORD SHS | G8274F101 |  | 810902 | 74600 | SH |  | DFND | 128 | 74600 | 0 | 0 |
| SOUND POINT ACQUISITION CORP | *W EXP 02/25/202 | G8274F119 |  | 835 | 16700 | SH |  | DFND | 128 | 16700 | 0 | 0 |
| SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 |  | 43748 | 291656 | SH |  | DFND | 128 | 291656 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | COM | 84921J108 |  | 3929733 | 384514 | SH |  | DFND | 128 | 384514 | 0 | 0 |
| SPORTSMAP TECH ACQUISITIN CO | *W EXP 09/01/202 | 84921J116 |  | 3167 | 287875 | SH |  | DFND | 128 | 287875 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 |  | 1164017 | 113896 | SH |  | DFND | 128 | 113896 | 0 | 0 |
| SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 |  | 2018 | 56835 | SH |  | DFND | 128 | 56835 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 5718 | 269700 | SH |  | DFND | 128 | 269700 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | COM | 85205U107 |  | 506500 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 |  | 221 | 11047 | SH |  | DFND | 128 | 11047 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | CLASS A ORD SHS | G85094103 |  | 4892725 | 475946 | SH |  | DFND | 128 | 475946 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 4597 | 228707 | SH |  | DFND | 128 | 228707 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | CLASS A COM | 86309R107 |  | 5109233 | 507876 | SH |  | DFND | 128 | 507876 | 0 | 0 |
| STRATIM CLOUD ACQUISITION CO | *W EXP 03/05/202 | 86309R115 |  | 374 | 55868 | SH |  | DFND | 128 | 55868 | 0 | 0 |
| SUNLIGHT FINANCIAL HOLDINGS | *W EXP 07/09/202 | 86738J114 |  | 49820 | 311179 | SH |  | DFND | 128 | 311179 | 0 | 0 |
| SUPERNOVA PARTN ACQ CO III L | SHS CL A | G8T90F102 |  | 6770524 | 671679 | SH |  | DFND | 128 | 671679 | 0 | 0 |
| SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 |  | 439723 | 197185 | SH |  | DFND | 128 | 197185 | 0 | 0 |
| SURROZEN INC | *W EXP 08/01/203 | 86889P117 |  | 964 | 14622 | SH |  | DFND | 128 | 14622 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 |  | 1941359 | 192978 | SH |  | DFND | 128 | 192978 | 0 | 0 |
| SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 |  | 2192 | 54800 | SH |  | DFND | 128 | 54800 | 0 | 0 |
| SYROS PHARMACEUTICALS INC | COM NEW | 87184Q206 |  | 1527545 | 425500 | SH |  | DFND | 128 | 425500 | 0 | 0 |
| TALKSPACE INC | *W EXP 06/21/202 | 87427V111 |  | 37790 | 518384 | SH |  | DFND | 128 | 518384 | 0 | 0 |
| TALON 1 ACQUISITION CORP | CLASS A ORD | G86656108 |  | 2302334 | 222233 | SH |  | DFND | 128 | 222233 | 0 | 0 |
| TALON 1 ACQUISITION CORP | *W EXP 07/30/202 | G86656116 |  | 1696 | 84802 | SH |  | DFND | 128 | 84802 | 0 | 0 |
| TB SA ACQUISITION CORP | CLASS A ORD SHS | G8657L105 |  | 3425424 | 339487 | SH |  | DFND | 128 | 339487 | 0 | 0 |
| TB SA ACQUISITION CORP | *W EXP 03/25/202 | G8657L121 |  | 965 | 80405 | SH |  | DFND | 128 | 80405 | 0 | 0 |
| TECH AND ENERGY TRANSITION | CLASS A COM | 87823R102 |  | 15045000 | 1500000 | SH |  | DFND | 128 | 1500000 | 0 | 0 |
| TECH AND ENERGY TRANSITION | *W EXP 03/31/202 | 87823R110 |  | 16537 | 499600 | SH |  | DFND | 128 | 499600 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | CLASS A ORD SHS | G87119106 |  | 3043717 | 295650 | SH |  | DFND | 128 | 295650 | 0 | 0 |
| TECHNOLOGY  TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 |  | 8608 | 286926 | SH |  | DFND | 128 | 286926 | 0 | 0 |
| TENX KEANE ACQUISITION | ORD SHS | G8708L104 |  | 1915160 | 188500 | SH |  | DFND | 128 | 188500 | 0 | 0 |
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | G8708L112 |  | 27880 | 199000 | SH |  | DFND | 128 | 199000 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | CLASS A COM | 87251T109 |  | 5510381 | 541827 | SH |  | DFND | 128 | 541827 | 0 | 0 |
| TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 |  | 32284 | 538069 | SH |  | DFND | 128 | 538069 | 0 | 0 |
| TLG ACQUISITION ONE CORP | COM CL A | 87257M108 |  | 983429 | 96604 | SH |  | DFND | 128 | 96604 | 0 | 0 |
| TMC THE METALS COMPANY INC | *W EXP 09/09/202 | 87261Y114 |  | 39534 | 494172 | SH |  | DFND | 128 | 494172 | 0 | 0 |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | G8956E109 |  | 298500 | 30000 | SH |  | DFND | 128 | 30000 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 7840124 | 797977 | SH |  | DFND | 128 | 797977 | 0 | 0 |
| TRADEUP ACQUISITION CORP | *W EXP 10/15/202 | 89268A115 |  | 4480 | 86160 | SH |  | DFND | 128 | 86160 | 0 | 0 |
| TRINE II ACQUISITION CORP | CL A ORD SHS | G9059F100 |  | 1652572 | 160366 | SH |  | DFND | 128 | 160366 | 0 | 0 |
| TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 |  | 2538 | 31767 | SH |  | DFND | 128 | 31767 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | G9074V106 |  | 870592 | 86112 | SH |  | DFND | 128 | 86112 | 0 | 0 |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | G9074V114 |  | 281 | 11100 | SH |  | DFND | 128 | 11100 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 |  | 1102308 | 109356 | SH |  | DFND | 128 | 109356 | 0 | 0 |
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 |  | 475 | 31677 | SH |  | DFND | 128 | 31677 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | SHS CL A | G9151L104 |  | 4036000 | 400000 | SH |  | DFND | 128 | 400000 | 0 | 0 |
| TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 |  | 3962 | 131633 | SH |  | DFND | 128 | 131633 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 3906781 | 386810 | SH |  | DFND | 128 | 386810 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 2217 | 90500 | SH |  | DFND | 128 | 90500 | 0 | 0 |
| UNITY BIOTECHNOLOGY INC | COM NEW | 91381U200 |  | 203034 | 74100 | SH | Call | DFND | 128 | 0 | 0 | 0 |
| VALOR LATITUDE ACQUISITN COR | CLASS A ORD SHS | G9460N106 |  | 622714 | 61900 | SH |  | DFND | 128 | 61900 | 0 | 0 |
| VALUENCE MERGER CORP I | CLASS A ORD SHS | G9R16L100 |  | 1402630 | 134223 | SH |  | DFND | 128 | 134223 | 0 | 0 |
| VALUENCE MERGER CORP I | *W EXP 02/18/202 | G9R16L118 |  | 3927 | 71400 | SH |  | DFND | 128 | 71400 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 4521760 | 447699 | SH |  | DFND | 128 | 447699 | 0 | 0 |
| VERB TECHNOLOGY CO INC | *W EXP 04/09/202 | 92337U112 |  | 9254 | 231919 | SH |  | DFND | 128 | 231919 | 0 | 0 |
| VERIFYME INC | *W EXP 06/22/202 | 92346X115 |  | 4819 | 67870 | SH |  | DFND | 128 | 67870 | 0 | 0 |
| VERSUS SYSTEMS INC | *W EXP 01/15/202 | 92535P147 |  | 1350 | 100000 | SH |  | DFND | 128 | 100000 | 0 | 0 |
| VICARIOUS SURGICAL INC | *W EXP 09/17/202 | 92561V117 |  | 18949 | 126326 | SH |  | DFND | 128 | 126326 | 0 | 0 |
| VINCO VENTURES INC | COM | 927330100 |  | 97440 | 210000 | SH |  | DFND | 128 | 210000 | 0 | 0 |
| VINCO VENTURES INC | COM | 927330100 |  | 14582 | 31700 | SH | Put | DFND | 128 | 0 | 0 | 0 |
| VINTAGE WINE ESTATES INC | *W EXP 06/08/202 | 92747V114 |  | 89121 | 297071 | SH |  | DFND | 128 | 297071 | 0 | 0 |
| VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 |  | 1940490 | 187487 | SH |  | DFND | 128 | 187487 | 0 | 0 |
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 |  | 3483 | 87079 | SH |  | DFND | 128 | 87079 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | *W EXP 99/99/999 | 92853V114 |  | 35000 | 700000 | SH |  | DFND | 128 | 700000 | 0 | 0 |
| VIVEON HEALTH ACQUISITION CO | RIGHT 12/31/2025 | 92853V122 |  | 91280 | 700000 | SH |  | DFND | 128 | 700000 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | CLASS A COM | 91842V102 |  | 105552 | 10389 | SH |  | DFND | 128 | 10389 | 0 | 0 |
| VOLTA INC | *W EXP 08/26/202 | 92873V110 |  | 26924 | 412308 | SH |  | DFND | 128 | 412308 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 |  | 1662 | 166225 | SH |  | DFND | 128 | 166225 | 0 | 0 |
| VPC IMPACT ACQUISITION HLDG | CLASS A ORD | G9460L126 |  | 7779594 | 769495 | SH |  | DFND | 128 | 769495 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 7985650 | 791442 | SH |  | DFND | 128 | 791442 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 630341 | 62410 | SH |  | DFND | 128 | 62410 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | SHS CL A | G06536109 |  | 2511012 | 250600 | SH |  | DFND | 128 | 250600 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | *W EXP 07/15/202 | G06536117 |  | 2824 | 70426 | SH |  | DFND | 128 | 70426 | 0 | 0 |
| WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 |  | 21906 | 486797 | SH |  | DFND | 128 | 486797 | 0 | 0 |
| WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 |  | 3323 | 73688 | SH |  | DFND | 128 | 73688 | 0 | 0 |
| WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 97655B117 |  | 5098 | 299900 | SH |  | DFND | 128 | 299900 | 0 | 0 |
| WINVEST ACQUISITION CORP | RIGHT 99/99/9999 | 97655B125 |  | 21736 | 299800 | SH |  | DFND | 128 | 299800 | 0 | 0 |
| WORKSPORT LTD | *W EXP 08/06/202 | 98139Q118 |  | 13083 | 93450 | SH |  | DFND | 128 | 93450 | 0 | 0 |
| WORLDWIDE WEBB ACQUISITION C | CLASS A ORD SHS | G97775103 |  | 304556 | 29976 | SH |  | DFND | 128 | 29976 | 0 | 0 |
| X4 PHARMACEUTICALS INC | COM | 98420X103 |  | 2365250 | 2381923 | SH |  | DFND | 128 | 2381923 | 0 | 0 |
| XOS INC | *W EXP 99/99/999 | 98423B116 |  | 12490 | 304627 | SH |  | DFND | 128 | 304627 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | COMMON STOCK | 98741Y103 |  | 397413 | 39583 | SH |  | DFND | 128 | 39583 | 0 | 0 |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 |  | 6000 | 50000 | SH |  | DFND | 128 | 50000 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 |  | 1630805 | 163900 | SH |  | DFND | 128 | 163900 | 0 | 0 |
| ZIVO BIOSCIENCE INC | *W EXP 06/02/202 | 98978N119 |  | 1129 | 16108 | SH |  | DFND | 128 | 16108 | 0 | 0 |

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