# EDGAR Filing Document

**Accession Number:** 0001415995
**File Stem:** 0001752724-23-069590
**Filing Date:** 2023-3
**Character Count:** 50228
**Document Hash:** 3f0e5ec4abc10e7349c6eec76d857b4c
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-069590.hdr.sgml**: 20230328

**ACCESSION NUMBER**: 0001752724-23-069590

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230328

**DATE AS OF CHANGE**: 20230328

**PERIOD START**: 20230430

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** IndexIQ ETF Trust
- **CENTRAL INDEX KEY:** 0001415995
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0430

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22227
- **FILM NUMBER:** 23767818

**BUSINESS ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010
- **BUSINESS PHONE:** 888-474-7725

**MAIL ADDRESS:**
- **STREET 1:** 51 MADISON AVENUE
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10010

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust
- **DATE OF NAME CHANGE:** 20080808

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** IQSHARES Trust 1
- **DATE OF NAME CHANGE:** 20071024

## Series and Classes Contracts Data

### IQ U.S. Mid Cap R&D Leaders ETF (Series ID: S000074746)

| Class ID   | Class Name                      | Ticker Symbol   |
|:---|:---|:---|
| C000232899 | IQ U.S. Mid Cap R&D Leaders ETF | MRND            |

## Nport-Ex

Schedule of Investments ─ IQ U.S. Mid Cap R&D Leaders ETF

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks — 99.9%** |  |  |
| **Communication Services — 10.8%** |  |  |
| Electronic Arts, Inc. | 1091 | $140390 |
| Pinterest, Inc., Class A<sup>\*</sup> | 1329 | 34940 |
| Playtika Holding Corp.<sup>\*</sup> | 3113 | 32655 |
| ROBLOX Corp., Class A<sup>\*</sup> | 1687 | 62773 |
| Roku, Inc.<sup>\*</sup> | 884 | 50830 |
| Spotify Technology SA<sup>\*</sup> | 1012 | 114073 |
| Take-Two Interactive Software, Inc.<sup>\*</sup> | 361 | 40876 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Communication Services |  | 476537 |
| **Consumer Discretionary — 14.2%** |  |  |
| Aptiv PLC<sup>\*</sup> | 643 | 72717 |
| BorgWarner, Inc. | 1110 | 52481 |
| DoorDash, Inc., Class A<sup>\*</sup> | 483 | 27975 |
| eBay, Inc. | 1888 | 93456 |
| Etsy, Inc.<sup>\*</sup> | 178 | 24489 |
| Expedia Group, Inc.<sup>\*</sup> | 753 | 86068 |
| Garmin Ltd. | 538 | 53198 |
| Lucid Group, Inc.<sup>\*(a)</sup> | 6047 | 70689 |
| Rivian Automotive, Inc., Class A<sup>\*</sup> | 5767 | 111880 |
| Whirlpool Corp. | 201 | 31274 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Consumer Discretionary |  | 624227 |
| **Energy — 0.7%** |  |  |
| Baker Hughes Co. | 1018 | 32311 |
| **Health Care — 23.2%** |  |  |
| Agilent Technologies, Inc. | 184 | 27983 |
| Alnylam Pharmaceuticals, Inc.<sup>\*</sup> | 209 | 47318 |
| Biogen, Inc.<sup>\*</sup> | 421 | 122469 |
| BioMarin Pharmaceutical, Inc.<sup>\*</sup> | 345 | 39796 |
| Dexcom, Inc.<sup>\*</sup> | 308 | 32984 |
| Exact Sciences Corp.<sup>\*(a)</sup> | 438 | 29574 |
| Exelixis, Inc.<sup>\*</sup> | 2845 | 50129 |
| Horizon Therapeutics PLC<sup>\*</sup> | 248 | 27210 |
| Incyte Corp.<sup>\*</sup> | 1108 | 94335 |
| Ionis Pharmaceuticals, Inc.<sup>\*</sup> | 1062 | 42342 |
| Jazz Pharmaceuticals PLC<sup>\*</sup> | 213 | 33368 |
| Mirati Therapeutics, Inc.<sup>\*</sup> | 724 | 38669 |
| Neurocrine Biosciences, Inc.<sup>\*</sup> | 210 | 23295 |
| Novavax, Inc.<sup>\*(a)</sup> | 10264 | 111980 |
| Organon & Co. | 1109 | 33414 |
| Sarepta Therapeutics, Inc.<sup>\*</sup> | 392 | 48988 |
| Seagen, Inc.<sup>\*</sup> | 581 | 81038 |
| Ultragenyx Pharmaceutical, Inc.<sup>\*</sup> | 820 | 37171 |
| Veeva Systems, Inc., Class A<sup>\*</sup> | 167 | 28482 |
| Viatris, Inc. | 3908 | 47521 |
| Zimmer Biomet Holdings, Inc. | 192 | 24449 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Health Care |  | 1022515 |
| **Industrials — 6.8%** |  |  |
| AGCO Corp. | 190 | 26245 |
| Carrier Global Corp. | 737 | 33555 |
| Cummins, Inc. | 305 | 76110 |
| Fortive Corp. | 362 | 24627 |
| Lyft, Inc., Class A<sup>\*</sup> | 4299 | 69859 |
| Rockwell Automation, Inc. | 102 | 28767 |
| Textron, Inc. | 519 | 37809 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Industrials |  | 296972 |
| **Information Technology — 36.6%** |  |  |
| Affirm Holdings, Inc.<sup>\*(a)</sup> | 2818 | 45623 |
| Akamai Technologies, Inc.<sup>\*</sup> | 159 | 14143 |
| Amdocs Ltd. | 144 | 13238 |
| ANSYS, Inc.<sup>\*</sup> | 62 | 16514 |
| AppLovin Corp., Class A<sup>\*</sup> | 1848 | 23470 |
| Arista Networks, Inc.<sup>\*</sup> | 328 | 41335 |
| Cadence Design Systems, Inc.<sup>\*</sup> | 258 | 47170 |
| Ciena Corp.<sup>\*</sup> | 670 | 34853 |
| Cirrus Logic, Inc.<sup>\*</sup> | 206 | 18620 |
| Coherent Corp.<sup>\*</sup> | 420 | 18228 |
| Corning, Inc. | 1147 | 39698 |
| Crowdstrike Holdings, Inc., Class A<sup>\*</sup> | 167 | 17685 |
| Datadog, Inc., Class A<sup>\*</sup> | 305 | 22817 |
| Dell Technologies, Inc., Class C | 2341 | 95091 |
| DocuSign, Inc.<sup>\*</sup> | 295 | 17889 |
| Dropbox, Inc., Class A<sup>\*</sup> | 1315 | 30547 |
| F5, Inc.<sup>\*</sup> | 134 | 19786 |
| Fortinet, Inc.<sup>\*</sup> | 341 | 17848 |
| GLOBALFOUNDRIES, Inc.<sup>\*(a)</sup> | 298 | 17665 |
| GoDaddy, Inc., Class A<sup>\*</sup> | 367 | 30142 |
| Hewlett Packard Enterprise Co. | 4632 | 74714 |
| HP, Inc. | 2112 | 61544 |
| HubSpot, Inc.<sup>\*</sup> | 49 | 17003 |
| Juniper Networks, Inc. | 1876 | 60595 |
| Keysight Technologies, Inc.<sup>\*</sup> | 282 | 50577 |
| Microchip Technology, Inc. | 511 | 39664 |
| MongoDB, Inc.<sup>\*</sup> | 70 | 14995 |
| Motorola Solutions, Inc. | 177 | 45491 |
| NetApp, Inc. | 554 | 36691 |
| Nutanix, Inc., Class A<sup>\*</sup> | 660 | 18394 |
| Okta, Inc.<sup>\*</sup> | 322 | 23702 |
| ON Semiconductor Corp.<sup>\*</sup> | 341 | 25046 |
| Palantir Technologies, Inc., Class A<sup>\*</sup> | 1870 | 14549 |
| Pure Storage, Inc., Class A<sup>\*</sup> | 834 | 24136 |
| Qorvo, Inc.<sup>\*</sup> | 245 | 26622 |
| RingCentral, Inc., Class A<sup>\*</sup> | 326 | 12724 |
| Skyworks Solutions, Inc. | 237 | 25992 |
| Splunk, Inc.<sup>\*</sup> | 410 | 39266 |
| SS&C Technologies Holdings, Inc. | 313 | 18890 |
| Synopsys, Inc.<sup>\*</sup> | 181 | 64029 |
| Teradyne, Inc. | 177 | 18001 |
| Trimble, Inc.<sup>\*</sup> | 641 | 37216 |
| Twilio, Inc., Class A<sup>\*</sup> | 759 | 45419 |
| Unity Software, Inc.<sup>\*</sup> | 1100 | 39072 |
| Western Digital Corp.<sup>\*</sup> | 2548 | 111985 |
| Wix.com Ltd.<sup>\*</sup> | 211 | 18353 |
| Zebra Technologies Corp., Class A<sup>\*</sup> | 134 | 42368 |
| Zoom Video Communications, Inc., Class A<sup>\*</sup> | 321 | 24075 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Information Technology |  | 1613475 |
| **Materials — 6.8%** |  |  |
| Corteva, Inc. | 1163 | 74955 |
| DuPont de Nemours, Inc. | 497 | 36753 |
| Ginkgo Bioworks Holdings, Inc.<sup>\*</sup> | 61523 | 119970 |
| International Flavors & Fragrances, Inc. | 354 | 39811 |

---

Schedule of Investments ─ IQ U.S. Mid Cap R&D Leaders ETF (continued)

January 31, 2023 (unaudited)

---

| | | |
|:---|:---|:---|
|  | **Shares** | **Value** |
| **Common Stocks (continued)** |  |  |
| **Materials (continued)** |  |  |
| PPG Industries, Inc. | 212 | $27632 |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Total Materials |  | 299121 |
| **Real Estate — 0.8%** |  |  |
| Zillow Group, Inc., Class C<sup>\*</sup> | 797 | 35235 |
| **Total Common Stocks** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $4,802,141)** |  | **4400393** |
| **Short-Term Investments — 3.5%** |  |  |
| **Money Market Funds — 3.5%** |  |  |
| Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%<sup>(b)(c)</sup> | 150062 | 150062 |
| Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%<sup>(b)</sup> | 3811 | 3811 |
| **Total Short-Term Investments** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $153,873)** |  | **153873** |
| **Total Investments — 103.4%** |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;**(Cost $4,956,014)** |  | **4554266** |
| **Other Assets and Liabilities, Net — (3.4)%** |  | **(149031)** |
| **Net Assets — 100.0%** |  | $**4405235** |

---

\* Non-income producing securities.

(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $232,617; total market value of collateral held by the Fund was $232,260. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $82,197.

(b) Reflects the 1-day yield at January 31, 2023.

(c) Represents security purchased with cash collateral received for securities on loan.

Schedule of Investments ─ IQ U.S. Mid Cap R&D Leaders ETF (continued)

January 31, 2023 (unaudited)

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

---

| | | | | |
|:---|:---|:---|:---|:---|
| **Description** | **Level 1** | **Level 2** | **Level 3** | **Total** |
| **Asset Valuation Inputs** |  |  |  |  |
| Investments in Securities:<sup>(d)</sup> |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $4400393 | $– | $– | $4400393 |
| Short-Term Investments: |  |  |  |  |
| &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 153873 | – | – | 153873 |
| Total Investments in Securities | $4554266 | $– | $– | $4554266 |

---

(d) For a complete listing of investments and their industries, see the Schedule of Investments.

For the period ended January 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** IndexIQ ETF Trust

- **b. Investment Company Act file number:** 811-22227

- **c. CIK number of Registrant:** 0001415995

- **d. LEI of Registrant:** 549300RB5MLWJ1UN5M66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 51 Madison Avenue

  - **City:** New York

  - **State:** NY

  - **Foreign country:** US

  - **Zip / Postal Code:** 10010

  - **Telephone number:** 888-474-7725

**Item A.2. Information about the Series.**

- **a. Name of Series:** IQ U.S. Mid Cap R&D Leaders ETF

- **b. EDGAR series identifier (if any):** S000074746

- **c. LEI of Series:** 549300SJC88OX36RUA85

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-04-30

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $4555912.22

**Total Liabilities:** $150676.92

**Net Assets:** $4405235.30

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000232899 | 3.90%                | -7.50%               | 12.28%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-2835.37                | $157665.02                                 |
| Month 2  | $-93.83                  | $-320799.30                                |
| Month 3  | $-12577.51               | $493089.37                                 |

### Schedule of Portfolio Investments

| Name                                                         | Title                                                        | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Pinterest Inc                                                | Pinterest Inc                                                | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1329 | NS      | $34939.41     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| DocuSign Inc                                                 | DocuSign Inc                                                 | CUSIP: 256163106<br>LEI: 549300Q7PVDWRZ39JG09 | Long             | EC               | CORP              | US        |       295 | NS      | $17888.80     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                                                     | eBay Inc                                                     | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |      1888 | NS      | $93456.00     | 2.12%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc                                        | DuPont de Nemours Inc                                        | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |       497 | NS      | $36753.15     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                                              | Baker Hughes Co                                              | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1018 | NS      | $32311.32     | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Unity Software Inc                                           | Unity Software Inc                                           | CUSIP: 91332U101<br>LEI: 549300D1ESJMGNQNG432 | Long             | EC               | CORP              | US        |      1100 | NS      | $39072.00     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Zimmer Biomet Holdings Inc                                   | Zimmer Biomet Holdings Inc                                   | CUSIP: 98956P102<br>LEI: 2P2YLDVPES3BXQ1FRB91 | Long             | EC               | CORP              | US        |       192 | NS      | $24449.28     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Ultragenyx Pharmaceutical Inc                                | Ultragenyx Pharmaceutical Inc                                | CUSIP: 90400D108<br>LEI: 529900EV44GVDN1DCX77 | Long             | EC               | CORP              | US        |       820 | NS      | $37170.60     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Take-Two Interactive Software                                | Take-Two Interactive Software Inc                            | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |       361 | NS      | $40876.03     | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Playtika Holding Corp                                        | Playtika Holding Corp                                        | CUSIP: 72815L107<br>LEI: 254900E35Z4TKA4UFG64 | Long             | EC               | CORP              | IL        |      3113 | NS      | $32655.37     | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Viatris Inc                                                  | Viatris Inc                                                  | CUSIP: 92556V106<br>LEI: 254900ZZTSW7NL773X71 | Long             | EC               | CORP              | US        |      3908 | NS      | $47521.28     | 1.08%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                                                 | Fortinet Inc                                                 | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |       341 | NS      | $17847.94     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Qorvo Inc                                                    | Qorvo Inc                                                    | CUSIP: 74736K101<br>LEI: 254900YAUJV2EUEVBR11 | Long             | EC               | CORP              | US        |       245 | NS      | $26621.70     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Garmin Ltd                                                   | Garmin Ltd                                                   | CUSIP: 000000000<br>LEI: 2549001E0HIPIJQ0W046 | Long             | EC               | CORP              | CH        |       538 | NS      | $53197.44     | 1.21%             |  |  |  | No            |                  1 | On Loan: No      |
| F5 Inc                                                       | F5 Inc                                                       | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |       134 | NS      | $19786.44     | 0.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Etsy Inc                                                     | Etsy Inc                                                     | CUSIP: 29786A106<br>LEI: 54930089Q7XT501AEA40 | Long             | EC               | CORP              | US        |       178 | NS      | $24489.24     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Corteva Inc                                                  | Corteva Inc                                                  | CUSIP: 22052L104<br>LEI: 549300WZN9I2QKLS0O94 | Long             | EC               | CORP              | US        |      1163 | NS      | $74955.35     | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Organon & Co                                                 | Organon & Co                                                 | CUSIP: 68622V106<br>LEI: 549300AMCKY57OK2CO56 | Long             | EC               | CORP              | US        |      1109 | NS      | $33414.17     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group Inc                                              | Lucid Group Inc                                              | CUSIP: 549498103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      6047 | NS      | $70689.43     | 1.60%             |  |  |  | No            |                  1 | On Loan: —       |
| Fortive Corp                                                 | Fortive Corp                                                 | CUSIP: 34959J108<br>LEI: 549300MU9YQJYHDQEF63 | Long             | EC               | CORP              | US        |       362 | NS      | $24626.86     | 0.56%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                                          | Electronic Arts Inc                                          | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |      1091 | NS      | $140389.88    | 3.19%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES Inc                                          | GLOBALFOUNDRIES Inc                                          | CUSIP: 000000000<br>LEI: 549300BA76VK784VMX48 | Long             | EC               | CORP              | US        |       298 | NS      | $17665.44     | 0.40%             |  |  |  | No            |                  1 | On Loan: —       |
| Dropbox Inc                                                  | Dropbox Inc                                                  | CUSIP: 26210C104<br>LEI: 549300JCDF7UAR6TJR51 | Long             | EC               | CORP              | US        |      1315 | NS      | $30547.45     | 0.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Akamai Technologies Inc                                      | Akamai Technologies Inc                                      | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |       159 | NS      | $14143.05     | 0.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Institutional Preferred Government Money Market Fund | Dreyfus Institutional Preferred Government Money Market Fund | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |      3811 | NS      | $3810.59      | 0.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Splunk Inc                                                   | Splunk Inc                                                   | CUSIP: 848637104<br>LEI: 549300XGDSGBP6UEI867 | Long             | EC               | CORP              | US        |       410 | NS      | $39265.70     | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                                                   | Dexcom Inc                                                   | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |       308 | NS      | $32983.72     | 0.75%             |  |  |  | No            |                  1 | On Loan: No      |
| GoDaddy Inc                                                  | GoDaddy Inc                                                  | CUSIP: 380237107<br>LEI: 549300J8H1TB0I2CB447 | Long             | EC               | CORP              | US        |       367 | NS      | $30141.71     | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| DoorDash Inc                                                 | DoorDash Inc                                                 | CUSIP: 25809K105<br>LEI: 549300NUQ43FGGSK5051 | Long             | EC               | CORP              | US        |       483 | NS      | $27975.36     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |
| Coherent Corp                                                | Coherent Corp                                                | CUSIP: 19247G107<br>LEI: 549300O5C25A0MMHHU33 | Long             | EC               | CORP              | US        |       420 | NS      | $18228.00     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                                                   | Twilio Inc                                                   | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |       759 | NS      | $45418.56     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| AGCO Corp                                                    | AGCO Corp                                                    | CUSIP: 001084102<br>LEI: LYOM0B2GCF1JWXK5ZG04 | Long             | EC               | CORP              | US        |       190 | NS      | $26244.70     | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NetApp Inc                                                   | NetApp Inc                                                   | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |       554 | NS      | $36691.42     | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Western Digital Corp                                         | Western Digital Corp                                         | CUSIP: 958102105<br>LEI: 549300QQXOOYEF89IC56 | Long             | EC               | CORP              | US        |      2548 | NS      | $111984.60    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Lyft Inc                                                     | Lyft Inc                                                     | CUSIP: 55087P104<br>LEI: 549300H7I5VN334XVZ52 | Long             | EC               | CORP              | US        |      4299 | NS      | $69858.75     | 1.59%             |  |  |  | No            |                  1 | On Loan: No      |
| RingCentral Inc                                              | RingCentral Inc                                              | CUSIP: 76680R206<br>LEI: 549300C8EH0H1614VE84 | Long             | EC               | CORP              | US        |       326 | NS      | $12723.78     | 0.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Cadence Design Systems Inc                                   | Cadence Design Systems Inc                                   | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |       258 | NS      | $47170.14     | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Trimble Inc                                                  | Trimble Inc                                                  | CUSIP: 896239100<br>LEI: 549300E2MI7NSZFQWS19 | Long             | EC               | CORP              | US        |       641 | NS      | $37216.46     | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Keysight Technologies Inc                                    | Keysight Technologies Inc                                    | CUSIP: 49338L103<br>LEI: 549300GLKVIO8YRCYN02 | Long             | EC               | CORP              | US        |       282 | NS      | $50576.70     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc                                          | Arista Networks Inc                                          | CUSIP: 040413106<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |       328 | NS      | $41334.56     | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc                                        | Rivian Automotive Inc                                        | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      5767 | NS      | $111879.80    | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Spotify Technology SA                                        | Spotify Technology SA                                        | CUSIP: 000000000<br>LEI: 549300B4X0JHWV0DTD60 | Long             | EC               | CORP              | SE        |      1012 | NS      | $114072.64    | 2.59%             |  |  |  | No            |                  1 | On Loan: No      |
| Juniper Networks Inc                                         | Juniper Networks Inc                                         | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |      1876 | NS      | $60594.80     | 1.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Zebra Technologies Corp                                      | Zebra Technologies Corp                                      | CUSIP: 989207105<br>LEI: PO0I32GKZ3HZMMDPZZ08 | Long             | EC               | CORP              | US        |       134 | NS      | $42368.12     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Jazz Pharmaceuticals PLC                                     | Jazz Pharmaceuticals PLC                                     | CUSIP: 000000000<br>LEI: 635400GAUMJCLEZRRV50 | Long             | EC               | CORP              | IE        |       213 | NS      | $33368.58     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Motorola Solutions Inc                                       | Motorola Solutions Inc                                       | CUSIP: 620076307<br>LEI: 6S552MUG6KGJVEBSEC55 | Long             | EC               | CORP              | US        |       177 | NS      | $45490.77     | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                                                  | Datadog Inc                                                  | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |       305 | NS      | $22817.05     | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Nutanix Inc                                                  | Nutanix Inc                                                  | CUSIP: 67059N108<br>LEI: 549300X7J6E8TKVIXW09 | Long             | EC               | CORP              | US        |       660 | NS      | $18394.20     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| BorgWarner Inc                                               | BorgWarner Inc                                               | CUSIP: 099724106<br>LEI: 549300DSFX2IE88NSX47 | Long             | EC               | CORP              | US        |      1110 | NS      | $52480.80     | 1.19%             |  |  |  | No            |                  1 | On Loan: No      |
| BioMarin Pharmaceutical Inc                                  | BioMarin Pharmaceutical Inc                                  | CUSIP: 09061G101<br>LEI: NSLL8ITTRR0J5HEMR848 | Long             | EC               | CORP              | US        |       345 | NS      | $39795.75     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Palantir Technologies Inc                                    | Palantir Technologies Inc                                    | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |      1870 | NS      | $14548.60     | 0.33%             |  |  |  | No            |                  1 | On Loan: No      |
| Sarepta Therapeutics Inc                                     | Sarepta Therapeutics Inc                                     | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               | CORP              | US        |       392 | NS      | $48988.24     | 1.11%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                                   | Biogen Inc                                                   | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |       421 | NS      | $122468.90    | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelixis Inc                                                 | Exelixis Inc                                                 | CUSIP: 30161Q104<br>LEI: 254900PJQB59O2O95R37 | Long             | EC               | CORP              | US        |      2845 | NS      | $50128.90     | 1.14%             |  |  |  | No            |                  1 | On Loan: No      |
| IFF                                                          | International Flavors & Fragrances Inc                       | CUSIP: 459506101<br>LEI: BZLRL03D3GPGMOGFO832 | Long             | EC               | CORP              | US        |       354 | NS      | $39810.84     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| DREYFUS GOVERNMENT CASH MANAGEMENT                           | DREYFUS GOVERNMENT CASH MANAGEMENT                           | CUSIP: 000000000<br>LEI: N/A                  | Long             | STIV             | RF                | US        |    150082 | NS      | $150082.27    | 3.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Expedia Group Inc                                            | Expedia Group Inc                                            | CUSIP: 30212P303<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       753 | NS      | $86067.90     | 1.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Carrier Global Corp                                          | Carrier Global Corp                                          | CUSIP: 14448C104<br>LEI: 549300JE3W6CWY2NAN77 | Long             | EC               | CORP              | US        |       737 | NS      | $33555.61     | 0.76%             |  |  |  | No            |                  1 | On Loan: No      |
| Exact Sciences Corp                                          | Exact Sciences Corp                                          | CUSIP: 30063P105<br>LEI: 549300VM3X1FYD4N9Z14 | Long             | EC               | CORP              | US        |       438 | NS      | $29573.76     | 0.67%             |  |  |  | No            |                  1 | On Loan: —       |
| Textron Inc                                                  | Textron Inc                                                  | CUSIP: 883203101<br>LEI: 3PPKBHUG1HD6BO7RNR87 | Long             | EC               | CORP              | US        |       519 | NS      | $37809.15     | 0.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Corning Inc                                                  | Corning Inc                                                  | CUSIP: 219350105<br>LEI: 549300X2937PB0CJ7I56 | Long             | EC               | CORP              | US        |      1147 | NS      | $39697.67     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Affirm Holdings Inc                                          | Affirm Holdings Inc                                          | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      2818 | NS      | $45623.42     | 1.04%             |  |  |  | No            |                  1 | On Loan: —       |
| Ginkgo Bioworks Holdings Inc                                 | Ginkgo Bioworks Holdings Inc                                 | CUSIP: 37611X100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     61523 | NS      | $119969.85    | 2.72%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc                                     | Microchip Technology Inc                                     | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |       511 | NS      | $39663.82     | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                                                     | Roku Inc                                                     | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |       884 | NS      | $50830.00     | 1.15%             |  |  |  | No            |                  1 | On Loan: No      |
| Mirati Therapeutics Inc                                      | Mirati Therapeutics Inc                                      | CUSIP: 60468T105<br>LEI: 529900GYRW59IDQV6N54 | Long             | EC               | CORP              | US        |       724 | NS      | $38668.84     | 0.88%             |  |  |  | No            |                  1 | On Loan: No      |
| Okta Inc                                                     | Okta Inc                                                     | CUSIP: 679295105<br>LEI: 549300N8J06I8MRHU620 | Long             | EC               | CORP              | US        |       322 | NS      | $23702.42     | 0.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Amdocs Ltd                                                   | Amdocs Ltd                                                   | CUSIP: 000000000<br>LEI: 549300HQV672RJ7RQV66 | Long             | EC               | CORP              | US        |       144 | NS      | $13237.92     | 0.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ON Semiconductor Corp                                        | ON Semiconductor Corp                                        | CUSIP: 682189105<br>LEI: ZV20P4CNJVT8V1ZGJ064 | Long             | EC               | CORP              | US        |       341 | NS      | $25046.45     | 0.57%             |  |  |  | No            |                  1 | On Loan: No      |
| Veeva Systems Inc                                            | Veeva Systems Inc                                            | CUSIP: 922475108<br>LEI: 549300YZEXPDB92M2F02 | Long             | EC               | CORP              | US        |       167 | NS      | $28481.85     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Pure Storage Inc                                             | Pure Storage Inc                                             | CUSIP: 74624M102<br>LEI: 549300NPDB0BZTK3WO90 | Long             | EC               | CORP              | US        |       834 | NS      | $24135.96     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagen Inc                                                   | Seagen Inc                                                   | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |       581 | NS      | $81037.88     | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Ionis Pharmaceuticals Inc                                    | Ionis Pharmaceuticals Inc                                    | CUSIP: 462222100<br>LEI: 549300SI4ZGLG0BLUZ92 | Long             | EC               | CORP              | US        |      1062 | NS      | $42341.94     | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Incyte Corp                                                  | Incyte Corp                                                  | CUSIP: 45337C102<br>LEI: 549300Z4WN6JVZ3T4680 | Long             | EC               | CORP              | US        |      1108 | NS      | $94335.12     | 2.14%             |  |  |  | No            |                  1 | On Loan: No      |
| Horizon Therapeutics Plc                                     | Horizon Therapeutics Plc                                     | CUSIP: 000000000<br>LEI: 529900P0GSQ79OOZEV53 | Long             | EC               | CORP              | US        |       248 | NS      | $27210.56     | 0.62%             |  |  |  | No            |                  1 | On Loan: No      |
| Novavax Inc                                                  | Novavax Inc                                                  | CUSIP: 670002401<br>LEI: 529900J4GJHPEPQ23205 | Long             | EC               | CORP              | US        |     10264 | NS      | $111980.24    | 2.54%             |  |  |  | No            |                  1 | On Loan: —       |
| Alnylam Pharmaceuticals Inc                                  | Alnylam Pharmaceuticals Inc                                  | CUSIP: 02043Q107<br>LEI: 529900S3ZI14OWRJII50 | Long             | EC               | CORP              | US        |       209 | NS      | $47317.60     | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Neurocrine Biosciences Inc                                   | Neurocrine Biosciences Inc                                   | CUSIP: 64125C109<br>LEI: 549300FECER0XBN49756 | Long             | EC               | CORP              | US        |       210 | NS      | $23295.30     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Teradyne Inc                                                 | Teradyne Inc                                                 | CUSIP: 880770102<br>LEI: C3X4YJ278QNZHRJULN75 | Long             | EC               | CORP              | US        |       177 | NS      | $18000.90     | 0.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Whirlpool Corp                                               | Whirlpool Corp                                               | CUSIP: 963320106<br>LEI: WHENKOULSSK7WUM60H03 | Long             | EC               | CORP              | US        |       201 | NS      | $31273.59     | 0.71%             |  |  |  | No            |                  1 | On Loan: No      |
| AppLovin Corp                                                | AppLovin Corp                                                | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      1848 | NS      | $23469.60     | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Zillow Group Inc                                             | Zillow Group Inc                                             | CUSIP: 98954M200<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |       797 | NS      | $35235.37     | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| SS&C Technologies Holdings Inc                               | SS&C Technologies Holdings Inc                               | CUSIP: 78467J100<br>LEI: 529900POY8H7NPPNKK71 | Long             | EC               | CORP              | US        |       313 | NS      | $18889.55     | 0.43%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc                                | Zoom Video Communications Inc                                | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |       321 | NS      | $24075.00     | 0.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Ciena Corp                                                   | Ciena Corp                                                   | CUSIP: 171779309<br>LEI: W0CZ7N0GH8UIGXDM1H41 | Long             | EC               | CORP              | US        |       670 | NS      | $34853.40     | 0.79%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                                 | Synopsys Inc                                                 | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |       181 | NS      | $64028.75     | 1.45%             |  |  |  | No            |                  1 | On Loan: No      |
| Rockwell Automation Inc                                      | Rockwell Automation Inc                                      | CUSIP: 773903109<br>LEI: VH3R4HHBHH12O0EXZJ88 | Long             | EC               | CORP              | US        |       102 | NS      | $28767.06     | 0.65%             |  |  |  | No            |                  1 | On Loan: No      |
| Wix.com Ltd                                                  | Wix.com Ltd                                                  | CUSIP: 000000000<br>LEI: 5493008P6N29Q1AG9464 | Long             | EC               | CORP              | IL        |       211 | NS      | $18352.78     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| HP Inc                                                       | HP Inc                                                       | CUSIP: 40434L105<br>LEI: WHKXQACZ14C5XRO8LW03 | Long             | EC               | CORP              | US        |      2112 | NS      | $61543.68     | 1.40%             |  |  |  | No            |                  1 | On Loan: No      |
| MongoDB Inc                                                  | MongoDB Inc                                                  | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |        70 | NS      | $14994.70     | 0.34%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG Industries Inc                                           | PPG Industries Inc                                           | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |       212 | NS      | $27632.08     | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Hewlett Packard Enterprise Co                                | Hewlett Packard Enterprise Co                                | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |      4632 | NS      | $74714.16     | 1.70%             |  |  |  | No            |                  1 | On Loan: No      |
| Skyworks Solutions Inc                                       | Skyworks Solutions Inc                                       | CUSIP: 83088M102<br>LEI: 549300WZ3ORQ2BVKBD96 | Long             | EC               | CORP              | US        |       237 | NS      | $25991.79     | 0.59%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                                                    | ANSYS Inc                                                    | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |        62 | NS      | $16514.32     | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                                                  | ROBLOX Corp                                                  | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      1687 | NS      | $62773.27     | 1.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                     | Crowdstrike Holdings Inc                                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |       167 | NS      | $17685.30     | 0.40%             |  |  |  | No            |                  1 | On Loan: No      |
| Cirrus Logic Inc                                             | Cirrus Logic Inc                                             | CUSIP: 172755100<br>LEI: 549300NKSJEM5ZZSSV18 | Long             | EC               | CORP              | US        |       206 | NS      | $18620.34     | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |
| Aptiv PLC                                                    | Aptiv PLC                                                    | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IE        |       643 | NS      | $72716.87     | 1.65%             |  |  |  | No            |                  1 | On Loan: No      |
| HubSpot Inc                                                  | HubSpot Inc                                                  | CUSIP: 443573100<br>LEI: 529900BLNVEW0MVKJB37 | Long             | EC               | CORP              | US        |        49 | NS      | $17003.49     | 0.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Dell Technologies Inc                                        | Dell Technologies Inc                                        | CUSIP: 24703L202<br>LEI: 549300TJB5YBRUPOG437 | Long             | EC               | CORP              | US        |      2341 | NS      | $95091.42     | 2.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                                                  | Cummins Inc                                                  | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |       305 | NS      | $76109.70     | 1.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Agilent Technologies Inc                                     | Agilent Technologies Inc                                     | CUSIP: 00846U101<br>LEI: QUIX8Y7A2WP0XRMW7G29 | Long             | EC               | CORP              | US        |       184 | NS      | $27982.72     | 0.64%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** IndexIQ ETF Trust

**Signature:** Adefolahan Oyefeso

**Name of Signer:** Adefolahan Oyefeso

**Title:** Director and Vice President, IndexIQ