# EDGAR Filing Document

**Accession Number:** 0000913760
**File Stem:** 0000913760-25-000161
**Filing Date:** 2025-8
**Character Count:** 32624
**Document Hash:** b9ce21af5f6df9e724de224c03468341
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000913760-25-000161.hdr.sgml**: 20250813

**ACCESSION NUMBER**: 0000913760-25-000161

**CONFORMED SUBMISSION TYPE**: 13F-HR/A

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230630

**FILED AS OF DATE**: 20250813

**DATE AS OF CHANGE**: 20250813

**EFFECTIVENESS DATE**: 20250813

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** StoneX Group Inc.
- **CENTRAL INDEX KEY:** 0000913760
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 592921318
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** 13F-HR/A
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-17573
- **FILM NUMBER:** 251209937

**BUSINESS ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169
- **BUSINESS PHONE:** 212-485-3500

**MAIL ADDRESS:**
- **STREET 1:** 230 PARK AVE
- **STREET 2:** 10TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10169

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTL FCSTONE INC.
- **DATE OF NAME CHANGE:** 20110302

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INTERNATIONAL ASSETS HOLDING CORP
- **DATE OF NAME CHANGE:** 19931020

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 06-30-2023

**Check here if Amendment** [x] **Amendment Number:** 1

**This Amendment (Check only one.):** [x] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** StoneX Group Inc.<br>**Address:** 230 Park Ave<br>10th Floor<br>New York, NY 10169

**Form 13F File Number:** 028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** John Calvano<br>**Title:** CCO StoneX Advisors Inc.  Trust Advisory Group Ltd.<br>**Phone:** 2054143367

**Signature, Place, and Date of Signing:**

John Calvano  Birmingham, AL  08-13-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 2

**Form 13F Information Table Entry Total:** 269

**Form 13F Information Table Value Total:** $786393853

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                  | Form 13F File Number   |
|:---|:---|:---|
|  | StoneX Advisors Inc.  | 028-17766              |
|  | STONEX FINANCIAL INC. | 028-21283              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 760855 | 11402 | SH |  | DFND | 12 | 187 | 0 | 11215 |
| PHAXIAM THERAPEUTICS S A | SPONSORED ADR | 29604W108 |  | 13324 | 17304 | SH |  | DFND | 2 | 17304 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 |  | 10997563 | 157739 | SH |  | DFND | 12 | 157699 | 0 | 40 |
| NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 |  | 145176 | 21831 | SH |  | DFND | 2 | 21831 | 0 | 0 |
| GRAPHEX GROUP LTD | SPONSORED ADS | 38867H104 |  | 17855 | 12663 | SH |  | DFND | 2 | 12663 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 745034 | 22280 | SH |  | DFND | 12 | 1028 | 0 | 21252 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1554839 | 24313 | SH |  | DFND | 12 | 3 | 0 | 24310 |
| GOLDMAN SACHS ETF TR | FUTURE | 38149W796 |  | 389286 | 12234 | SH |  | DFND | 2 | 12234 | 0 | 0 |
| TRINSEO PLC | SHS | G9059U107 |  | 408012 | 32203 | SH |  | DFND | 12 | 30 | 0 | 32173 |
| UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 |  | 5916958 | 235280 | SH |  | DFND | 12 | 78 | 0 | 235202 |
| SPDR INDEX SHS FDS | S CHINA ETF | 78463X400 |  | 22937601 | 310934 | SH |  | DFND | 2 | 310934 | 0 | 0 |
| ISHARES TR | MSCI EURO FL ETF | 464289180 |  | 2203475 | 114884 | SH |  | DFND | 2 | 114884 | 0 | 0 |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 37611X118 |  | 10796 | 41174 | SH |  | DFND | 12 | 41074 | 0 | 100 |
| JAPAN SMALLER CAPITALIZATION | COM | 47109U104 |  | 108000 | 15000 | SH |  | DFND | 2 | 15000 | 0 | 0 |
| ALTRIA GROUP INC | COM | 02209S103 |  | 899027 | 19588 | SH |  | DFND | 12 | 4845 | 0 | 14743 |
| RENALYTIX PLC | ADS | 75973T101 |  | 38964 | 13344 | SH |  | DFND | 2 | 13344 | 0 | 0 |
| HECLA MNG CO | COM | 422704106 |  | 91075 | 17684 | SH |  | DFND | 12 | 5644 | 0 | 12040 |
| TRUIST FINL CORP | COM | 89832Q109 |  | 1214316 | 40010 | SH |  | DFND | 12 | 2 | 0 | 40008 |
| VIR BIOTECHNOLOGY INC | COM | 92764N102 |  | 288522 | 11762 | SH |  | DFND | 12 | 157 | 0 | 11605 |
| WAVEDANCER INC | COM | 456696103 |  | 14741 | 48330 | SH |  | DFND | 2 | 48330 | 0 | 0 |
| CORNING INC | COM | 219350105 |  | 881823 | 25166 | SH |  | DFND | 12 | 2 | 0 | 25164 |
| CAREMAX INC | *W EXP 06/08/202 | 14171W111 |  | 25754 | 75747 | SH |  | DFND | 2 | 75747 | 0 | 0 |
| EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 |  | 3765038 | 128237 | SH |  | DFND | 12 | 128137 | 0 | 100 |
| AT INC | COM | 00206R102 |  | 1390717 | 87192 | SH |  | DFND | 12 | 13387 | 0 | 73805 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 |  | 269836 | 19389 | SH |  | DFND | 12 | 17700 | 0 | 1689 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 60687Y109 |  | 153500 | 50000 | SH |  | DFND | 2 | 50000 | 0 | 0 |
| LOTTERY COM INC | COM | 54570M108 |  | 12829 | 64856 | SH |  | DFND | 2 | 64856 | 0 | 0 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 |  | 224773 | 36371 | SH |  | DFND | 12 | 5019 | 0 | 31352 |
| PFIZER INC | COM | 717081103 |  | 2009204 | 54777 | SH |  | DFND | 12 | 13 | 0 | 54764 |
| CVS HEALTH CORP | COM | 126650100 |  | 2291870 | 33153 | SH |  | DFND | 12 | 10059 | 0 | 23094 |
| COEUR MNG INC | COM NEW | 192108504 |  | 87009 | 30637 | SH |  | DFND | 12 | 17517 | 0 | 13120 |
| MFS INTER INCOME TR | SH BEN INT | 55273C107 |  | 50276 | 18349 | SH |  | DFND | 2 | 18349 | 0 | 0 |
| VANECK ETF TRUST | AFRICA INDEX ETF | 92189F866 |  | 461124 | 31369 | SH |  | DFND | 2 | 31369 | 0 | 0 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 488535 | 11446 | SH |  | DFND | 12 | 5 | 0 | 11441 |
| CISCO SYS INC | COM | 17275R102 |  | 2960390 | 57217 | SH |  | DFND | 12 | 11 | 0 | 57206 |
| FORD MTR CO DEL | COM | 345370860 |  | 969664 | 64089 | SH |  | DFND | 12 | 10401 | 0 | 53688 |
| ISHARES TR | MSCI USA MIN VOL | 46429B697 |  | 1835521 | 24694 | SH |  | DFND | 12 | 12353 | 0 | 12341 |
| DNP SELECT INCOME FD INC | COM | 23325P104 |  | 884116 | 83843 | SH |  | DFND | 12 | 376 | 0 | 83467 |
| ISHARES TR | GNMA BOND ETF | 46429B333 |  | 600652 | 13701 | SH |  | DFND | 12 | 58 | 0 | 13643 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 |  | 1063862 | 23481 | SH |  | DFND | 12 | 59 | 0 | 23422 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 2770299 | 58112 | SH |  | DFND | 12 | 241 | 0 | 57871 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 |  | 337472 | 24805 | SH |  | DFND | 12 | 75 | 0 | 24730 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 3977054 | 27345 | SH |  | DFND | 12 | 72 | 0 | 27273 |
| EXELON CORP | COM | 30161N101 |  | 1259253 | 30910 | SH |  | DFND | 12 | 27 | 0 | 30883 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 9194439 | 41740 | SH |  | DFND | 12 | 312 | 0 | 41428 |
| STAR GROUP L P | UNIT LTD PARTNR | 85512C105 |  | 205419 | 15038 | SH |  | DFND | 12 | 38 | 0 | 15000 |
| CITIZENS FINL GROUP INC | COM | 174610105 |  | 714259 | 27387 | SH |  | DFND | 12 | 2351 | 0 | 25036 |
| FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 |  | 438504 | 12080 | SH |  | DFND | 12 | 497 | 0 | 11583 |
| ISHARES TR | MSCI EAFE ETF | 464287465 |  | 15203204 | 209701 | SH |  | DFND | 12 | 7 | 0 | 209694 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 752159 | 11211 | SH |  | DFND | 12 | 891 | 0 | 10320 |
| HOME DEPOT INC | COM | 437076102 |  | 4210917 | 13556 | SH |  | DFND | 12 | 737 | 0 | 12819 |
| MORGAN STANLEY | COM NEW | 617446448 |  | 978244 | 11455 | SH |  | DFND | 12 | 217 | 0 | 11238 |
| TESLA INC | COM | 88160R101 |  | 4216329 | 16107 | SH |  | DFND | 12 | 94 | 0 | 16013 |
| DOW INC | COM | 260557103 |  | 2281354 | 42834 | SH |  | DFND | 12 | 846 | 0 | 41988 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 1121143 | 25597 | SH |  | DFND | 12 | 120 | 0 | 25477 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 |  | 2200111 | 42696 | SH |  | DFND | 12 | 2525 | 0 | 40171 |
| LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 |  | 195959 | 35308 | SH |  | DFND | 12 | 34 | 0 | 35274 |
| TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 |  | 315549 | 18507 | SH |  | DFND | 12 | 37 | 0 | 18470 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 |  | 2027131 | 35114 | SH |  | DFND | 12 | 8661 | 0 | 26453 |
| ISHARES SILVER TR | ISHARES | 46428Q109 |  | 664574 | 31813 | SH |  | DFND | 12 | 14491 | 0 | 17322 |
| QUALCOMM INC | COM | 747525103 |  | 3017187 | 25345 | SH |  | DFND | 12 | 71 | 0 | 25274 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 66538H633 |  | 355009 | 15375 | SH |  | DFND | 12 | 52 | 0 | 15323 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 10224558 | 23028 | SH |  | DFND | 12 | 10440 | 0 | 12588 |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 |  | 568746 | 11244 | SH |  | DFND | 12 | 11 | 0 | 11233 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 |  | 531593 | 11707 | SH |  | DFND | 12 | 89 | 0 | 11618 |
| CANOO INC | COM CL A | 13803R102 |  | 32373 | 67528 | SH |  | DFND | 12 | 116 | 0 | 67412 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 |  | 1167955 | 20277 | SH |  | DFND | 12 | 925 | 0 | 19352 |
| ISHARES TR | CORE TOTAL USD | 46434V613 |  | 999134 | 21973 | SH |  | DFND | 12 | 32 | 0 | 21941 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 2780629 | 33554 | SH |  | DFND | 12 | 37 | 0 | 33517 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 1136526 | 66000 | SH |  | DFND | 12 | 3574 | 0 | 62426 |
| CSX CORP | COM | 126408103 |  | 1071733 | 31429 | SH |  | DFND | 12 | 71 | 0 | 31358 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 |  | 541320 | 10982 | SH |  | DFND | 12 | 22 | 0 | 10960 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 |  | 1624955 | 47779 | SH |  | DFND | 12 | 1063 | 0 | 46716 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1982860 | 24428 | SH |  | DFND | 12 | 67 | 0 | 24361 |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 |  | 1067543 | 50002 | SH |  | DFND | 12 | 2 | 0 | 50000 |
| TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 |  | 239724 | 12571 | SH |  | DFND | 12 | 408 | 0 | 12163 |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 33737J117 |  | 663119 | 19266 | SH |  | DFND | 12 | 71 | 0 | 19195 |
| ISHARES TR | CORE S TTL STK | 464287150 |  | 1310977 | 13399 | SH |  | DFND | 12 | 26 | 0 | 13373 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 |  | 1018937 | 18453 | SH |  | DFND | 12 | 366 | 0 | 18087 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 |  | 432066 | 12835 | SH |  | DFND | 12 | 7 | 0 | 12828 |
| FIRST TR EXCHNG TRADED FD VI | MLT MNGD LRG GRW | 33740F789 |  | 1612457 | 74565 | SH |  | DFND | 12 | 98 | 0 | 74467 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 61349337 | 150063 | SH |  | DFND | 12 | 1423 | 0 | 148640 |
| PEPSICO INC | COM | 713448108 |  | 3157984 | 17049 | SH |  | DFND | 12 | 58 | 0 | 16991 |
| FLEXSHARES TR | IBOXX 5YR TRGT | 33939L605 |  | 240944 | 10175 | SH |  | DFND | 12 | 41 | 0 | 10134 |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 33738R100 |  | 2712650 | 186300 | SH |  | DFND | 12 | 524 | 0 | 185776 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 623997 | 49134 | SH |  | DFND | 12 | 1287 | 0 | 47847 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 |  | 782235 | 10301 | SH |  | DFND | 12 | 158 | 0 | 10143 |
| PIMCO ETF TR | INTER MUN BD ACT | 72201R866 |  | 4428950 | 85435 | SH |  | DFND | 12 | 81 | 0 | 85354 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 |  | 901574 | 11408 | SH |  | DFND | 12 | 415 | 0 | 10993 |
| ISHARES TR | U S EQUITY FACTR | 46434V282 |  | 3486520 | 78243 | SH |  | DFND | 12 | 15 | 0 | 78228 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 |  | 304184 | 13359 | SH |  | DFND | 12 | 388 | 0 | 12971 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U885 |  | 3826335 | 116621 | SH |  | DFND | 12 | 2059 | 0 | 114562 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 |  | 5032391 | 48370 | SH |  | DFND | 12 | 10 | 0 | 48360 |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 33739P830 |  | 1617140 | 81922 | SH |  | DFND | 12 | 33 | 0 | 81889 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 |  | 3425523 | 33987 | SH |  | DFND | 12 | 17 | 0 | 33970 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 |  | 2605375 | 26116 | SH |  | DFND | 12 | 17 | 0 | 26099 |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 |  | 262352 | 33678 | SH |  | DFND | 12 | 18 | 0 | 33660 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 |  | 2157713 | 35903 | SH |  | DFND | 12 | 22 | 0 | 35881 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 |  | 6896899 | 440978 | SH |  | DFND | 12 | 29 | 0 | 440949 |
| WALMART INC | COM | 931142103 |  | 1813647 | 11539 | SH |  | DFND | 12 | 25 | 0 | 11514 |
| BARRICK GOLD CORP | COM | 067901108 |  | 189977 | 11221 | SH |  | DFND | 12 | 27 | 0 | 11194 |
| BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 |  | 65647 | 14886 | SH |  | DFND | 12 | 6 | 0 | 14880 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE EQTY BFR | 33740U505 |  | 478664 | 13283 | SH |  | DFND | 12 | 315 | 0 | 12968 |
| STELLANTIS N.V | SHS | N82405106 |  | 292605 | 16681 | SH |  | DFND | 12 | 636 | 0 | 16045 |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 |  | 599171 | 26337 | SH |  | DFND | 12 | 150 | 0 | 26187 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 |  | 6926657 | 35371 | SH |  | DFND | 12 | 33 | 0 | 35338 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 |  | 14157304 | 133471 | SH |  | DFND | 12 | 31 | 0 | 133440 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 1094768 | 19522 | SH |  | DFND | 12 | 4463 | 0 | 15059 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 |  | 1469802 | 15081 | SH |  | DFND | 12 | 14 | 0 | 15067 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3917588 | 25818 | SH |  | DFND | 12 | 26 | 0 | 25792 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE DEEP BFR | 33740U406 |  | 671512 | 19890 | SH |  | DFND | 12 | 72 | 0 | 19818 |
| COMCAST CORP NEW | CL A | 20030N101 |  | 1063948 | 25606 | SH |  | DFND | 12 | 69 | 0 | 25537 |
| ISHARES TR | CORE S ETF | 464287200 |  | 58857278 | 132055 | SH |  | DFND | 12 | 1704 | 0 | 130351 |
| CATERPILLAR INC | COM | 149123101 |  | 2737028 | 11124 | SH |  | DFND | 12 | 326 | 0 | 10798 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 3930025 | 11525 | SH |  | DFND | 12 | 128 | 0 | 11397 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 3840304 | 54488 | SH |  | DFND | 12 | 40 | 0 | 54448 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 891706 | 12018 | SH |  | DFND | 12 | 5 | 0 | 12013 |
| ISHARES TR | CORE MSCI TOTAL | 46432F834 |  | 2050740 | 32749 | SH |  | DFND | 12 | 1285 | 0 | 31464 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 |  | 1767616 | 32487 | SH |  | DFND | 12 | 99 | 0 | 32388 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 |  | 1141330 | 17765 | SH |  | DFND | 12 | 1952 | 0 | 15813 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 476970 | 28299 | SH |  | DFND | 12 | 38 | 0 | 28261 |
| PAN AMERN SILVER CORP | COM | 697900108 |  | 214300 | 14698 | SH |  | DFND | 12 | 4293 | 0 | 10405 |
| IRIDEX CORP | COM | 462684101 |  | 58937 | 27160 | SH |  | DFND | 12 | 1760 | 0 | 25400 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 3559910 | 33193 | SH |  | DFND | 12 | 17 | 0 | 33176 |
| TIMOTHY PLAN | HIG DV STK ETF | 887432326 |  | 1122785 | 35646 | SH |  | DFND | 12 | 143 | 0 | 35503 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 |  | 42582101 | 269797 | SH |  | DFND | 12 | 64 | 0 | 269733 |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 |  | 1390609 | 12839 | SH |  | DFND | 12 | 16 | 0 | 12823 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 |  | 987087 | 10248 | SH |  | DFND | 12 | 172 | 0 | 10076 |
| ENBRIDGE INC | COM | 29250N105 |  | 448063 | 12059 | SH |  | DFND | 12 | 305 | 0 | 11754 |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 |  | 7363174 | 156328 | SH |  | DFND | 12 | 27 | 0 | 156301 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 824791 | 17062 | SH |  | DFND | 12 | 4191 | 0 | 12871 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 |  | 3774562 | 46554 | SH |  | DFND | 12 | 65 | 0 | 46489 |
| AMETEK INC | COM | 031100100 |  | 5992554 | 37018 | SH |  | DFND | 1 | 0 | 0 | 37018 |
| APPLE INC | COM | 037833100 |  | 21485771 | 110769 | SH |  | DFND | 1 | 0 | 0 | 110769 |
| FIRST TR EXCHANGE-TRADED FD | FT CBOE VEST S | 33739Q705 |  | 4164406 | 78328 | SH |  | DFND | 1 | 0 | 0 | 78328 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 |  | 8008181 | 199688 | SH |  | DFND | 1 | 0 | 0 | 199688 |
| CHEVRON CORP NEW | COM | 166764100 |  | 4434194 | 28180 | SH |  | DFND | 1 | 0 | 0 | 28180 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 15312087 | 256770 | SH |  | DFND | 1 | 0 | 0 | 256770 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 2703266 | 14435 | SH |  | DFND | 1 | 0 | 0 | 14435 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 7214811 | 17055 | SH |  | DFND | 1 | 0 | 0 | 17055 |
| SOUTHERN CO | COM | 842587107 |  | 3658958 | 52085 | SH |  | DFND | 1 | 0 | 0 | 52085 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 |  | 2806020 | 17934 | SH |  | DFND | 1 | 0 | 0 | 17934 |
| AMGEN INC | COM | 031162100 |  | 2498310 | 11253 | SH |  | DFND | 1 | 0 | 0 | 11253 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 9715907 | 34337 | SH |  | DFND | 1 | 0 | 0 | 34337 |
| DOUBLELINE ETF TRUST | SHILLER CAPE U S | 25861R204 |  | 3188867 | 130211 | SH |  | DFND | 1 | 0 | 0 | 130211 |
| MICROSOFT CORP | COM | 594918104 |  | 9933103 | 29169 | SH |  | DFND | 1 | 0 | 0 | 29169 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 16422177 | 94456 | SH |  | DFND | 1 | 0 | 0 | 94456 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 5622483 | 34451 | SH |  | DFND | 1 | 0 | 0 | 34451 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 3126432 | 78887 | SH |  | DFND | 1 | 0 | 0 | 78887 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 |  | 2647103 | 109517 | SH |  | DFND | 1 | 0 | 0 | 109517 |
| INVESCO EXCHANGE TRADED FD T | DWA INDLS MUMT | 46137V845 |  | 1457651 | 13852 | SH |  | DFND | 1 | 0 | 0 | 13852 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ | 33740F755 |  | 2136788 | 85335 | SH |  | DFND | 1 | 0 | 0 | 85335 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2916012 | 24361 | SH |  | DFND | 1 | 0 | 0 | 24361 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 4320016 | 19622 | SH |  | DFND | 1 | 0 | 0 | 19622 |
| ISHARES TR | CORE S MCP ETF | 464287507 |  | 12673566 | 48469 | SH |  | DFND | 1 | 0 | 0 | 48469 |
| FIRST TR EXCHNG TRADED FD VI | VEST US DEEP | 33740F854 |  | 828562 | 24348 | SH |  | DFND | 1 | 0 | 0 | 24348 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 |  | 2035303 | 28000 | SH |  | DFND | 1 | 0 | 0 | 28000 |
| PIMCO ETF TR | MUNI INCOME OPP | 72201R635 |  | 2324288 | 52155 | SH |  | DFND | 1 | 0 | 0 | 52155 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 751342 | 10025 | SH |  | DFND | 1 | 0 | 0 | 10025 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 |  | 963663 | 12743 | SH |  | DFND | 1 | 0 | 0 | 12743 |
| AMAZON COM INC | COM | 023135106 |  | 9165090 | 70306 | SH |  | DFND | 1 | 0 | 0 | 70306 |
| PACER FDS TR | LUNT LRGCP MULTI | 69374H816 |  | 874246 | 22904 | SH |  | DFND | 1 | 0 | 0 | 22904 |
| BLACKSTONE INC | COM | 09260D107 |  | 2508200 | 26979 | SH |  | DFND | 1 | 0 | 0 | 26979 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 |  | 1024309 | 15175 | SH |  | DFND | 1 | 0 | 0 | 15175 |
| ISHARES TR | RUS MID CAP ETF | 464287499 |  | 21768873 | 298085 | SH |  | DFND | 1 | 0 | 0 | 298085 |
| FIRST TR EXCHNG TRADED FD VI | US EQT BUFFER | 33740F763 |  | 406755 | 10211 | SH |  | DFND | 1 | 0 | 0 | 10211 |
| ISHARES TR | CORE S SCP ETF | 464287804 |  | 11253850 | 112934 | SH |  | DFND | 1 | 0 | 0 | 112934 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 794328 | 12178 | SH |  | DFND | 1 | 0 | 0 | 12178 |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 |  | 1161794 | 19806 | SH |  | DFND | 1 | 0 | 0 | 19806 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 |  | 3726865 | 77854 | SH |  | DFND | 1 | 0 | 0 | 77854 |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 |  | 3236741 | 40566 | SH |  | DFND | 1 | 0 | 0 | 40566 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 |  | 1184149 | 25242 | SH |  | DFND | 1 | 0 | 0 | 25242 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 |  | 666219 | 23533 | SH |  | DFND | 1 | 0 | 0 | 23533 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U786 |  | 806026 | 24702 | SH |  | DFND | 1 | 0 | 0 | 24702 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 66538H534 |  | 1558624 | 47389 | SH |  | DFND | 1 | 0 | 0 | 47389 |
| PACER FDS TR | PACER US SMALL | 69374H857 |  | 597517 | 14681 | SH |  | DFND | 1 | 0 | 0 | 14681 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 3725131 | 22506 | SH |  | DFND | 1 | 0 | 0 | 22506 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 |  | 3004137 | 39933 | SH |  | DFND | 1 | 0 | 0 | 39933 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 |  | 1686033 | 51814 | SH |  | DFND | 1 | 0 | 0 | 51814 |
| ISHARES TR | CORE US AGGBD ET | 464287226 |  | 1716148 | 17521 | SH |  | DFND | 1 | 0 | 0 | 17521 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 20935018 | 105259 | SH |  | DFND | 1 | 0 | 0 | 105259 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 13009505 | 98015 | SH |  | DFND | 1 | 0 | 0 | 98015 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ SEMCNDTR | 33738R811 |  | 1401863 | 19687 | SH |  | DFND | 1 | 0 | 0 | 19687 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 |  | 1568631 | 33968 | SH |  | DFND | 1 | 0 | 0 | 33968 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 3883761 | 52363 | SH |  | DFND | 1 | 0 | 0 | 52363 |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 33735K108 |  | 2067586 | 20413 | SH |  | DFND | 1 | 0 | 0 | 20413 |
| FIRST HORIZON CORPORATION | COM | 320517105 |  | 478665 | 41902 | SH |  | DFND | 1 | 0 | 0 | 41902 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 |  | 1596178 | 25288 | SH |  | DFND | 1 | 0 | 0 | 25288 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2121730 | 14931 | SH |  | DFND | 1 | 0 | 0 | 14931 |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 |  | 3213540 | 48193 | SH |  | DFND | 1 | 0 | 0 | 48193 |
| INSTEEL INDS INC | COM | 45774W108 |  | 1224779 | 39357 | SH |  | DFND | 1 | 0 | 0 | 39357 |
| COCA COLA CO | COM | 191216100 |  | 1382188 | 22786 | SH |  | DFND | 1 | 0 | 0 | 22786 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 898086 | 10008 | SH |  | DFND | 1 | 0 | 0 | 10008 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 |  | 9964942 | 251895 | SH |  | DFND | 1 | 0 | 0 | 251895 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 514115 | 12853 | SH |  | DFND | 1 | 0 | 0 | 12853 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 2668391 | 14886 | SH |  | DFND | 1 | 0 | 0 | 14886 |
| SHOPIFY INC | CL A | 82509L107 |  | 1963129 | 30389 | SH |  | DFND | 1 | 0 | 0 | 30389 |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 |  | 6211643 | 140629 | SH |  | DFND | 1 | 0 | 0 | 140629 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 |  | 256188 | 14433 | SH |  | DFND | 1 | 0 | 0 | 14433 |
| INVESCO EXCH TRADED FD TR II | PURBTA 0 5 YR | 46138E495 |  | 399873 | 16328 | SH |  | DFND | 1 | 0 | 0 | 16328 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 1273267 | 19457 | SH |  | DFND | 1 | 0 | 0 | 19457 |
| MERCK  CO INC | COM | 58933Y105 |  | 2909889 | 25052 | SH |  | DFND | 1 | 0 | 0 | 25052 |
| ISHARES TR | EAFE VALUE ETF | 464288877 |  | 988009 | 20188 | SH |  | DFND | 1 | 0 | 0 | 20188 |
| SPDR SER TR | PRTFLO S HI | 78468R788 |  | 1390141 | 37490 | SH |  | DFND | 1 | 0 | 0 | 37490 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2031207 | 16791 | SH |  | DFND | 1 | 0 | 0 | 16791 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 |  | 714009 | 14050 | SH |  | DFND | 1 | 0 | 0 | 14050 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 1381823 | 52441 | SH |  | DFND | 1 | 0 | 0 | 52441 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 |  | 2191856 | 14422 | SH |  | DFND | 1 | 0 | 0 | 14422 |
| ISHARES TR | MODERT ALLOC ETF | 464289875 |  | 648459 | 16047 | SH |  | DFND | 1 | 0 | 0 | 16047 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 |  | 1190449 | 12320 | SH |  | DFND | 1 | 0 | 0 | 12320 |
| FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 |  | 599147 | 19892 | SH |  | DFND | 1 | 0 | 0 | 19892 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740F680 |  | 710742 | 20777 | SH |  | DFND | 1 | 0 | 0 | 20777 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1072342 | 31811 | SH |  | DFND | 1 | 0 | 0 | 31811 |
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 |  | 724366 | 48550 | SH |  | DFND | 1 | 0 | 0 | 48550 |
| ISHARES TR | US TREAS BD ETF | 46429B267 |  | 453154 | 19788 | SH |  | DFND | 1 | 0 | 0 | 19788 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 775125 | 19054 | SH |  | DFND | 1 | 0 | 0 | 19054 |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 |  | 741860 | 13112 | SH |  | DFND | 1 | 0 | 0 | 13112 |
| SPROTT PHYSICAL GOLD  SILVE | TR UNIT | 85208R101 |  | 445094 | 24700 | SH |  | DFND | 1 | 0 | 0 | 24700 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 |  | 170638 | 11131 | SH |  | DFND | 1 | 0 | 0 | 11131 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 |  | 412276 | 12351 | SH |  | DFND | 1 | 0 | 0 | 12351 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 1406617 | 31867 | SH |  | DFND | 1 | 0 | 0 | 31867 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 |  | 465372 | 15456 | SH |  | DFND | 1 | 0 | 0 | 15456 |
| ABBVIE INC | COM | 00287Y109 |  | 3102987 | 23031 | SH |  | DFND | 1 | 0 | 0 | 23031 |
| FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F433 |  | 369181 | 12257 | SH |  | DFND | 1 | 0 | 0 | 12257 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 |  | 738522 | 10170 | SH |  | DFND | 1 | 0 | 0 | 10170 |
| BABCOCK  WILCOX ENTERPRISES | COM | 05614L209 |  | 79668 | 13503 | SH |  | DFND | 1 | 0 | 0 | 13503 |
| UNIFIED SER TR | ONEASCENT INTL | 90470L444 |  | 730966 | 23779 | SH |  | DFND | 1 | 0 | 0 | 23779 |
| FIRST TR EXCHNG TRADED FD VI | FT CBOE VEST US | 33740U844 |  | 460774 | 13775 | SH |  | DFND | 1 | 0 | 0 | 13775 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 |  | 366793 | 11546 | SH |  | DFND | 1 | 0 | 0 | 11546 |
| VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 |  | 536446 | 10449 | SH |  | DFND | 1 | 0 | 0 | 10449 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | 33738R860 |  | 672132 | 31670 | SH |  | DFND | 1 | 0 | 0 | 31670 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 |  | 384543 | 12464 | SH |  | DFND | 1 | 0 | 0 | 12464 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 2426500 | 65246 | SH |  | DFND | 1 | 0 | 0 | 65246 |
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 |  | 148200 | 18525 | SH |  | DFND | 1 | 0 | 0 | 18525 |
| US BANCORP DEL | COM NEW | 902973304 |  | 1276189 | 38079 | SH |  | DFND | 1 | 0 | 0 | 38079 |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 33740Y101 |  | 929125 | 32995 | SH |  | DFND | 1 | 0 | 0 | 32995 |
| SHARECARE INC | COM CL A | 81948W104 |  | 91081 | 52046 | SH |  | DFND | 1 | 0 | 0 | 52046 |
| FRANKLIN TEMPLETON ETF TR | US CORE BOND ETF | 35473P553 |  | 364121 | 17015 | SH |  | DFND | 1 | 0 | 0 | 17015 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 |  | 702184 | 25608 | SH |  | DFND | 1 | 0 | 0 | 25608 |
| NUVEEN S 500 BUY-WRITE INC | COM | 6706ER101 |  | 798567 | 58690 | SH |  | DFND | 1 | 0 | 0 | 58690 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 1924201 | 19462 | SH |  | DFND | 1 | 0 | 0 | 19462 |
| B2GOLD CORP | COM | 11777Q209 |  | 360570 | 101000 | SH |  | DFND | 1 | 0 | 0 | 101000 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 169332 | 17731 | SH |  | DFND | 1 | 0 | 0 | 17731 |
| BANK AMERICA CORP | COM | 060505104 |  | 722300 | 25176 | SH |  | DFND | 1 | 0 | 0 | 25176 |
| PACER FDS TR | TRENDP US LAR CP | 69374H105 |  | 802451 | 19430 | SH |  | DFND | 1 | 0 | 0 | 19430 |
| SILVERCREST METALS INC | COM | 828363101 |  | 310727 | 53025 | SH |  | DFND | 1 | 0 | 0 | 53025 |
| TIMOTHY PLAN | US LRGMD CP CORE | 887432359 |  | 580829 | 16145 | SH |  | DFND | 1 | 0 | 0 | 16145 |
| AFLAC INC | COM | 001055102 |  | 833873 | 11947 | SH |  | DFND | 1 | 0 | 0 | 11947 |
| BCE INC | COM NEW | 05534B760 |  | 834501 | 18022 | SH |  | DFND | 1 | 0 | 0 | 18022 |
| INFOSYS LTD | SPONSORED ADR | 456788108 |  | 787154 | 48404 | SH |  | DFND | 1 | 0 | 0 | 48404 |
| ARK ETF TR | FINTECH INNOVA | 00214Q708 |  | 240235 | 11489 | SH |  | DFND | 1 | 0 | 0 | 11489 |
| MAG SILVER CORP | COM | 55903Q104 |  | 271816 | 24400 | SH |  | DFND | 1 | 0 | 0 | 24400 |
| KEYCORP | COM | 493267108 |  | 667812 | 72274 | SH |  | DFND | 1 | 0 | 0 | 72274 |
| COREBRIDGE FINL INC | COM | 21871X109 |  | 248123 | 14050 | SH |  | DFND | 1 | 0 | 0 | 14050 |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 |  | 539770 | 15700 | SH |  | DFND | 1 | 0 | 0 | 15700 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 |  | 1511076 | 29427 | SH |  | DFND | 1 | 0 | 0 | 29427 |
| GENPREX INC | COM | 372446104 |  | 33343 | 35150 | SH |  | DFND | 1 | 0 | 0 | 35150 |
| ISHARES TR | PFD AND INCM SEC | 464288687 |  | 669198 | 21636 | SH |  | DFND | 1 | 0 | 0 | 21636 |
| GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 |  | 354518 | 12313 | SH |  | DFND | 1 | 0 | 0 | 12313 |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 33739G103 |  | 1007165 | 21066 | SH |  | DFND | 1 | 0 | 0 | 21066 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 |  | 645175 | 30462 | SH |  | DFND | 1 | 0 | 0 | 30462 |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 |  | 141415 | 31012 | SH |  | DFND | 1 | 0 | 0 | 31012 |
| ARES CAPITAL CORP | COM | 04010L103 |  | 317115 | 16472 | SH |  | DFND | 1 | 0 | 0 | 16472 |
| XEROX HOLDINGS CORP | COM NEW | 98421M106 |  | 238775 | 15777 | SH |  | DFND | 1 | 0 | 0 | 15777 |
| SEELOS THERAPEUTICS INC | COM | 81577F109 |  | 14340 | 12000 | SH |  | DFND | 1 | 0 | 0 | 12000 |
| THERATECHNOLOGIES INC | COM | 88338H100 |  | 11778 | 14000 | SH |  | DFND | 1 | 0 | 0 | 14000 |
| TELEFONICA S A | SPONSORED ADR | 879382208 |  | 104707 | 25982 | SH |  | DFND | 1 | 0 | 0 | 25982 |
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 |  | 9671 | 11940 | SH |  | DFND | 1 | 0 | 0 | 11940 |
| ZOMEDICA CORP | COM | 98980M109 |  | 4000 | 20000 | SH |  | DFND | 1 | 0 | 0 | 20000 |

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