# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001580642-25-004861
**Filing Date:** 2025-8
**Character Count:** 5386
**Document Hash:** ab829cef3c9497d35f9e4c39161e3f9a
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001580642-25-004861.hdr.sgml**: 20250805

**ACCESSION NUMBER**: 0001580642-25-004861

**CONFORMED SUBMISSION TYPE**: N-PX

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20240630

**FILED AS OF DATE**: 20250805

**DATE AS OF CHANGE**: 20250805

**EFFECTIVENESS DATE**: 20250805

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** N-PX
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251185805

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## FORM N-PX
### ANNUAL REPORT OF PROXY VOTING RECORD

## N-PX: Filer Information

**Filer CIK:** 0001644419

**Date of Report:** 06/30/2024

**Are you a Registered Management Investment Company or an Institutional Manager?:** Registered Management Investment Company

**Is this a LIVE or TEST Filing?:** LIVE

**Is this an electronic copy of an official filing submitted in paper format?:** [ ]

### Submission Contact Information
_Not provided in this filing._

### Notification Information
**Notify via Filing Website only?:** [ ]

## N-PX: Cover Page

**Name of reporting person:** Northern Lights Fund Trust IV

**Address:** 225 Pictoria Drive, Cincinnati, OH 45246

**Telephone number:** 631-470-2600

**Name of agent for service:** The Corporation Trust Company

**Agent Address:** 1209 Orange Street, Wilmington, DE 19801

**Reporting Period:** Report for the year ended 06/30/2024

**SEC File Number:** 811-23066

**CRD Number (if any):** —

**Other SEC File Number (if any):** —

**LEI (if any):** 549300UIBIHXQ3PDEC28

**Report Type (check only one):**

Institutional Manager.

- [ ] Institutional Manager Voting Report

- [ ] Institutional Manager Notice Report

- [ ] Institutional Manager Combination Report

Registered Management Investment Company.

- [x] Fund Voting Report

- [ ] Fund Notice Report

**Do you wish to provide explanatory information pursuant to Special Instruction B.4?:**

- [x] No

- [ ] Yes

**Additional information:** —

## N-PX: Summary - Included Managers

**Number of Included Institutional Managers:** 0

**Included Institutional Managers:** —

## FORM N-PX PROXY VOTING RECORD

| NAME OF ISSUER   | CUSIP     | MEETING DATE   | VOTE DESCRIPTION                                                                                                                                                                                                     | VOTE CATEGORY      |   SHARES VOTED |   SHARES ON LOAN | HOW VOTED   |   SHARES VOTED FOR OR AGAINST MANAGEMENT | FOR OR AGAINST MANAGEMENT   | OTHER INFO   |
|:---|:---|:---|:---|:---|---:|---:|:---|---:|:---|:---|
| Global X         | 37954Y483 | 08/25/2024     | Director of Nominee Voting: 1.1, 1.2, 1.3 and 1.4, 1.1 Election of Trustee: Ryan O'Conner, 1.2 Election of Trustee: Toai Chin, 1.3 Election of Trustee: Charles A. Baker, 1.4 Election of Trustee: Cliffoed J. Weber | DIRECTOR ELECTIONS |         155000 |                0 | For         |                                   155000 | FOR                         |  |
| Nuveen           | 67073B106 | 04/17/2025     | Election of Director Nominee(s): 1, 2 and 3, 01 Michael A. Forrester, 02 Thomas J. Kenny, 03 Robert L. Young                                                                                                         | DIRECTOR ELECTIONS |          70000 |                0 | For         |                                    70000 | FOR                         |  |
| Nuveen           | 67073D102 | 04/16/2025     | Election of Director Nominee(s): 1, 2 and 3, 01 Michael A. Forrester, 02 Thomas J. Kenny, 03 Robert L. Young                                                                                                         | DIRECTOR ELECTIONS |         175000 |                0 | For         |                                   175000 | FOR                         |  |
| Pimco            | 69355M107 | 04/24/2025     | Director Nominee(s): 1.1 and 1.2, 1.1 Election of Trustee: Deborah A. DeCotis, 1.2 Election of Trustee: David Flattum                                                                                                | DIRECTOR ELECTIONS |         134500 |                0 | For         |                                   134500 | FOR                         |  |
| Pimco            | 72201Y101 | 06/26/2025     | Director Nominee(s): 1.1, 1.2 and 1.3, 1.1 Election of Trustee: David Flattum, 1.2 Election of Trustee: Kathleen A. McCartney, 1.3 Election of Trustee: Alan Rappaport                                               | DIRECTOR ELECTIONS |         124300 |                0 | For         |                                   124300 | FOR                         |  |

## N-PX: Signature Block

**Reporting Person:** Northern Lights Fund Trust IV

**By (Signature):** /s/ Wendy Wang

**By (Printed Signature):** /s/ Wendy Wang

**By (Title):** President of the Trust

**Date:** 08/04/2025