# EDGAR Filing Document

**Accession Number:** 0001368148
**File Stem:** 0001368148-23-000011
**Filing Date:** 2023-1
**Character Count:** 6945
**Document Hash:** 9330172d5b22a937d392315b11b837a5
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001368148-23-000011.hdr.sgml**: 20230111

**ACCESSION NUMBER**: 0001368148-23-000011

**CONFORMED SUBMISSION TYPE**: 3

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230104

**FILED AS OF DATE**: 20230111

**DATE AS OF CHANGE**: 20230111

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Nolan Joseph Patrick
- **CENTRAL INDEX KEY:** 0001961309

**FILING VALUES:**
- **FORM TYPE:** 3
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-33876
- **FILM NUMBER:** 23523026

**MAIL ADDRESS:**
- **STREET 1:** 100 PARK LANE
- **CITY:** LAKE BLUFF
- **STATE:** IL
- **ZIP:** 60044
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ATHERSYS, INC / NEW
- **CENTRAL INDEX KEY:** 0001368148
- **STANDARD INDUSTRIAL CLASSIFICATION:** PHARMACEUTICAL PREPARATIONS [2834]
- **IRS NUMBER:** 204864095
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 3201 CARNEGIE AVENUE
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44115-2634
- **BUSINESS PHONE:** 216-431-9900

**MAIL ADDRESS:**
- **STREET 1:** 3201 CARNEGIE AVENUE
- **CITY:** CLEVELAND
- **STATE:** OH
- **ZIP:** 44115-2634

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** BTHC VI Inc
- **DATE OF NAME CHANGE:** 20060629

## Ex-24

```
<pre>
POWER OF ATTORNEY

KNOW  ALL  BY  THESE  PRESENTS,   that  the  undersigned   hereby  constitutes  and appoints  Dan  A. Camardo,  Maia Hansen,  Alan Donovan  and  Barbara  Cameron  as the true and lawful  attorney  or  attorneys-in-fact,  with  full  power  of  substitution  and  revocation,  for  the undersigned  and  in the  name,  place  and  stead  of the undersigned,  in any  and  all capacities,  to execute,  on  behalf  of  the  undersigned,  (1) any  and  all  notices  pursuant  to Rule  144  under  the Securities Act of 1933, as amended, with respect to sales of common shares or other securities of Athersys, Inc., including, without limitation, all notices of proposed sale on Form 144, and (2) any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial  ownership of common shares or other securities of Athersys,  Inc., including,  without  limitation,  all  initial  statements  of  beneficial  ownership  on  Form  3,  all statements  of  changes  in  beneficial  ownership  on  Form  4,  all  annual  statements  of  beneficial ownership  on  Form  5  and  all  successor  or  similar  forms,  to  be  filed  with  the  Securities  and Exchange Commission,  to execute any and all amendments  or supplements  to any such notices, statements  or  reports,  and  to  file  the  same,  with  all  exhibits  thereto,  and  other  documents  in connection therewith, with the Securities and Exchange Commission,  granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing  requisite  and  necessary  to  be done  in and  about  the premises  (including,  without limitation, completing, executing, delivering and filing a Form ID and any ancillary agreements or documents  to apply  for electronic  filing  codes),  as fully  and  to all intents  and  purposes  as  the undersigned might or could do in person, and hereby ratifying and confirming all that said attorney or attorneys-in-fact, or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing attorneys-in-fact, and each of them, in serving in such capacity at the request of the undersigned, are not assuming any of the responsibilities of the undersigned to comply with Section 16 of the Securities Exchange Act of 1934, as amended, or any other legal requirement. This Power of Attorney shall remain in effect until revoked in writing by the undersigned.

/s/ Joseph P. Nolan
                        ________________________________
                        Name: Joseph P. Nolan

Date:  January 5, 2023
</pre>
```

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 3

### INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Nolan Joseph Patrick<br><sub>(Last) (First) (Middle)</sub><br>3201 CARNEGIE AVE<br><sub>(Street)</sub><br>CLEVELAND, OH 44115-2634<br><sub>(City) (State) (Zip)</sub> | **3. Issuer Name and Ticker or Trading Symbol**<br>ATHERSYS, INC / NEW [ ATHX ] | **5. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  |
| **2. Date of Event Requiring Statement (Month/Day/Year)**<br>2023-01-04 | **4. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director   [ ] 10% Owner<br>[ ] Officer (give title below)   [ ] Other (specify below)<br>_ _ | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities Beneficially Owned

---

|  |  |  |  |
| --- | --- | --- | --- |
| 1. Title of Security | 2. Amount of Securities Beneficially Owned | 3. Ownership Form | 4. Nature of Indirect Beneficial Ownership |

---

## Table II - Derivative Securities Beneficially Owned

---

|  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Underlying Securities | 3. Title and Amount of Underlying Securities | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 4. Conversion or Exercise Price | 5. Ownership Form | 6. Nature of Indirect Beneficial Ownership |
|  |  |  |  |  |  |  |  |

---

**Remarks:**
Exhibit 24 -- Power of Attorney

**Signature:** /s/ Barbara Cameron as attorney-in-fact for Joseph Nolan  
**Date:** 2023-01-11

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**