# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-25-016806
**Filing Date:** 2025-8
**Character Count:** 12549
**Document Hash:** f3574f2594fd500b1b63a75f00c27872
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-016806.hdr.sgml**: 20250827

**ACCESSION NUMBER**: 0001398344-25-016806

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250827

**DATE AS OF CHANGE**: 20250827

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 251263247

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Global Innovators Fund (Series ID: S000005895)

| Class ID   | Class Name                                                     | Ticker Symbol   |
|:---|:---|:---|
| C000016119 | Guinness Atkinson Global Innovators Fund - Investor Class      | IWIRX           |
| C000161072 | Guinness Atkinson Global Innovators Fund - Institutional Class | GINNX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Global Innovators Fund

- **b. EDGAR series identifier (if any):** S000005895

- **c. LEI of Series:** 5493002JATDIWELU2P62

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-06-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $198833603.08

**Total Liabilities:** $184602.90

**Net Assets:** $198649000.18

**Cash Not Reported:** $2596512.89

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016119 | 5.64%                | 7.41%                | 0.82%                |
| Class ID C000161072 | 5.62%                | 7.40%                | 0.80%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $2229766.94              | $8401181.99                                |
| Month 2  | $3722821.96              | $9580828.16                                |
| Month 3  | $0.00                    | $1373781.58                                |

### Schedule of Portfolio Investments

| Name                           | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ABB LTD-REG /CHF/              | COMMON STOCK | CUSIP: H0010V101<br>LEI: N/A | Long             | EC               | CORP              | CH        |    102708 | NS      | $6138432.87   | 3.09%             |  |  |  | No            |                  2 | On Loan: No      |
| ADOBE INC                      | COMMON STOCK | CUSIP: 00724F101<br>LEI: N/A | Long             | EC               | CORP              | US        |     12037 | NS      | $4656874.56   | 2.34%             |  |  |  | No            |                  1 | On Loan: No      |
| ALPHABET INC-CL A              | COMMON STOCK | CUSIP: 02079K305<br>LEI: N/A | Long             | EC               | CORP              | US        |     33807 | NS      | $5957807.61   | 3.00%             |  |  |  | No            |                  1 | On Loan: No      |
| AMAZON.COM INC                 | COMMON STOCK | CUSIP: 023135106<br>LEI: N/A | Long             | EC               | CORP              | US        |     30516 | NS      | $6694905.24   | 3.37%             |  |  |  | No            |                  1 | On Loan: No      |
| AMETEK INC                     | COMMON STOCK | CUSIP: 031100100<br>LEI: N/A | Long             | EC               | CORP              | US        |     35740 | NS      | $6467510.40   | 3.26%             |  |  |  | No            |                  1 | On Loan: No      |
| AMPHENOL CORP-CL A             | COMMON STOCK | CUSIP: 032095101<br>LEI: N/A | Long             | EC               | CORP              | US        |     82343 | NS      | $8131371.25   | 4.09%             |  |  |  | No            |                  1 | On Loan: No      |
| ANTA SPORTS PRODUCTS LTD /HKD/ | COMMON STOCK | CUSIP: G04011105<br>LEI: N/A | Long             | EC               | CORP              | KY        |    636400 | NS      | $7697516.76   | 3.87%             |  |  |  | No            |                  2 | On Loan: No      |
| APPLE INC                      | COMMON STOCK | CUSIP: 037833100<br>LEI: N/A | Long             | EC               | CORP              | US        |     24696 | NS      | $5066878.32   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| APPLIED MATERIALS INC          | COMMON STOCK | CUSIP: 038222105<br>LEI: N/A | Long             | EC               | CORP              | US        |     31311 | NS      | $5732104.77   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| DANAHER CORP                   | COMMON STOCK | CUSIP: 235851102<br>LEI: N/A | Long             | EC               | CORP              | US        |     27930 | NS      | $5517292.20   | 2.78%             |  |  |  | No            |                  1 | On Loan: No      |
| INFINEON TECHNOLOGIES AG /EUR/ | COMMON STOCK | CUSIP: D35415104<br>LEI: N/A | Long             | EC               | CORP              | DE        |    163761 | NS      | $6979488.88   | 3.51%             |  |  |  | No            |                  2 | On Loan: No      |
| INTERCONTINENTAL EXCHANGE IN   | COMMON STOCK | CUSIP: 45866F104<br>LEI: N/A | Long             | EC               | CORP              | US        |     39309 | NS      | $7212022.23   | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |
| INTUIT INC                     | COMMON STOCK | CUSIP: 461202103<br>LEI: N/A | Long             | EC               | CORP              | US        |      9600 | NS      | $7561248.00   | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA CORP                       | COMMON STOCK | CUSIP: 482480100<br>LEI: N/A | Long             | EC               | CORP              | US        |      8172 | NS      | $7319987.28   | 3.68%             |  |  |  | No            |                  1 | On Loan: No      |
| LAM RESEARCH CORP              | COMMON STOCK | CUSIP: 512807306<br>LEI: N/A | Long             | EC               | CORP              | US        |     69422 | NS      | $6757537.48   | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| LONDON STOCK EXCHANGE GR /GBP/ | COMMON STOCK | CUSIP: G5689U103<br>LEI: N/A | Long             | EC               | CORP              | GB        |     47883 | NS      | $6988526.39   | 3.52%             |  |  |  | No            |                  2 | On Loan: No      |
| MASTERCARD INC - A             | COMMON STOCK | CUSIP: 57636Q104<br>LEI: N/A | Long             | EC               | CORP              | US        |     13058 | NS      | $7337812.52   | 3.69%             |  |  |  | No            |                  1 | On Loan: No      |
| MEDTRONIC PLC                  | COMMON STOCK | CUSIP: G5960L103<br>LEI: N/A | Long             | EC               | CORP              | IE        |     71031 | NS      | $6191772.27   | 3.12%             |  |  |  | No            |                  1 | On Loan: No      |
| META PLATFORMS INC-CLASS A     | COMMON STOCK | CUSIP: 30303M102<br>LEI: N/A | Long             | EC               | CORP              | US        |     10332 | NS      | $7625945.88   | 3.84%             |  |  |  | No            |                  1 | On Loan: No      |
| MICROSOFT CORP                 | COMMON STOCK | CUSIP: 594918104<br>LEI: N/A | Long             | EC               | CORP              | US        |     13640 | NS      | $6784672.40   | 3.42%             |  |  |  | No            |                  1 | On Loan: No      |
| NETFLIX INC                    | COMMON STOCK | CUSIP: 64110L106<br>LEI: N/A | Long             | EC               | CORP              | US        |      6224 | NS      | $8334745.12   | 4.20%             |  |  |  | No            |                  1 | On Loan: No      |
| NOVO NORDISK A/S-B /DKK/       | COMMON STOCK | CUSIP: K72807140<br>LEI: N/A | Long             | EC               | CORP              | DK        |     62928 | NS      | $4347717.43   | 2.19%             |  |  |  | No            |                  2 | On Loan: No      |
| NVIDIA CORP                    | COMMON STOCK | CUSIP: 67066G104<br>LEI: N/A | Long             | EC               | CORP              | US        |     50938 | NS      | $8047694.62   | 4.05%             |  |  |  | No            |                  1 | On Loan: No      |
| ROPER TECHNOLOGIES INC         | COMMON STOCK | CUSIP: 776696106<br>LEI: N/A | Long             | EC               | CORP              | US        |     10134 | NS      | $5744356.56   | 2.89%             |  |  |  | No            |                  1 | On Loan: No      |
| SALESFORCE INC                 | COMMON STOCK | CUSIP: 79466L302<br>LEI: N/A | Long             | EC               | CORP              | US        |     18224 | NS      | $4969502.56   | 2.50%             |  |  |  | No            |                  1 | On Loan: No      |
| SCHNEIDER ELEC SA /EUR/        | COMMON STOCK | CUSIP: F86921107<br>LEI: N/A | Long             | EC               | CORP              | FR        |     23655 | NS      | $6324273.22   | 3.18%             |  |  |  | No            |                  2 | On Loan: No      |
| SIEMENS HEALTHINEERS AG /EUR/  | COMMON STOCK | CUSIP: D6T479107<br>LEI: N/A | Long             | EC               | CORP              | DE        |    106869 | NS      | $5933976.59   | 2.99%             |  |  |  | Yes           |                  2 | On Loan: No      |
| TAIWAN SEMICONDUCTOR-SP ADR    | COMMON STOCK | CUSIP: 874039100<br>LEI: N/A | Long             | EC               | CORP              | TW        |     34412 | NS      | $7793973.88   | 3.92%             |  |  |  | No            |                  1 | On Loan: No      |
| THERMO FISHER SCIENTIFIC INC   | COMMON STOCK | CUSIP: 883556102<br>LEI: N/A | Long             | EC               | CORP              | US        |     10334 | NS      | $4190023.64   | 2.11%             |  |  |  | No            |                  1 | On Loan: No      |
| VISA INC-CLASS A SHARES        | COMMON STOCK | CUSIP: 92826C839<br>LEI: N/A | Long             | EC               | CORP              | US        |     20297 | NS      | $7206449.85   | 3.63%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-08-27

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer