# EDGAR Filing Document

**Accession Number:** 0001644419
**File Stem:** 0001752724-25-161694
**Filing Date:** 2025-6
**Character Count:** 43507
**Document Hash:** 10763222e304463bb76b683ce905ca85
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-25-161694.hdr.sgml**: 20250627

**ACCESSION NUMBER**: 0001752724-25-161694

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250430

**FILED AS OF DATE**: 20250627

**DATE AS OF CHANGE**: 20250627

**PERIOD START**: 20251031

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Northern Lights Fund Trust IV
- **CENTRAL INDEX KEY:** 0001644419

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0916

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23066
- **FILM NUMBER:** 251084744

**BUSINESS ADDRESS:**
- **STREET 1:** 225 PICTORIA DRIVE
- **STREET 2:** SUITE 450
- **CITY:** CINCINNATI
- **STATE:** OH
- **ZIP:** 45246
- **BUSINESS PHONE:** 402-895-1600

**MAIL ADDRESS:**
- **STREET 1:** 17605 WRIGHT STREET
- **STREET 2:** SUITE 200
- **CITY:** OMAHA
- **STATE:** NE
- **ZIP:** 68154-1150

## Series and Classes Contracts Data

### Main Thematic Innovation ETF (Series ID: S000070451)

| Class ID   | Class Name                   | Ticker Symbol   |
|:---|:---|:---|
| C000223946 | Main Thematic Innovation ETF | TMAT            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** Northern Lights Fund Trust IV

- **b. Investment Company Act file number:** 811-23066

- **c. CIK number of Registrant:** 0001644419

- **d. LEI of Registrant:** 549300UIBIHXQ3PDEC28

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 225 PICTORIA DRIVE

  - **City:** CINCINNATI

  - **State:** OH

  - **Foreign country:** US

  - **Zip / Postal Code:** 45246

  - **Telephone number:** 631-470-2600

**Item A.2. Information about the Series.**

- **a. Name of Series:** Main Thematic Innovation ETF

- **b. EDGAR series identifier (if any):** S000070451

- **c. LEI of Series:** 549300005DYZ5EYSHM58

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-10-31

- **b. Date as of which information is reported:** 2025-04-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $135593079.33

**Total Liabilities:** $88461.86

**Net Assets:** $135504617.47

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000223946 | -6.34%               | -13.34%              | 5.32%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $0.00                    | $-9990110.62                               |
| Month 2  | $21786.47                | $-19740961.59                              |
| Month 3  | $-6262.16                | $6965392.95                                |

### Schedule of Portfolio Investments

| Name                                         | Title                                | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   | Fair Value Level   | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|:---|:---|
| ACV Auctions Inc                             | ACV AUCTIONS-A                       | CUSIP: 00091G104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     38319 | NS      | $562906.11    | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Adobe Inc                                    | ADOBE INC                            | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      2169 | NS      | $813331.62    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Advanced Micro Devices Inc.                  | ADV MICRO DEVICE                     | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |     18798 | NS      | $1829985.30   | 1.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Affirm Holdings Inc                          | AFFIRM HOLDINGS                      | CUSIP: 00827B106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28920 | NS      | $1439059.20   | 1.06%             |  |  |  | No            | 1                  | On Loan: No      |
| Akamai Technologies, Inc.                    | AKAMAI TECHNOLOG                     | CUSIP: 00971T101<br>LEI: OC1LZNN2LF5WTJ5RIL89 | Long             | EC               | CORP              | US        |     11568 | NS      | $932149.44    | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Alexandria Real Estate Equities, Inc.        | ALEXANDRIA REAL                      | CUSIP: 015271109<br>LEI: MGCJBT4MKTQBVLNUIS88 | Long             | EC               | CORP              | US        |      7953 | NS      | $577864.98    | 0.43%             |  |  |  | No            | 1                  | On Loan: No      |
| Ansys Inc                                    | ANSYS INC                            | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |      2892 | NS      | $930876.96    | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Applovin Corp.                               | APPLOVIN CO-CL A                     | CUSIP: 03831W108<br>LEI: 549300LLVXMUAOL3SQ07 | Long             | EC               | CORP              | US        |      6507 | NS      | $1752400.17   | 1.29%             |  |  |  | No            | 1                  | On Loan: No      |
| Archer Aviation Inc                          | ARCHER AVIATIO-A                     | CUSIP: 03945R102<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    101209 | NS      | $843070.97    | 0.62%             |  |  |  | No            | 1                  | On Loan: No      |
| Argenx SE                                    | ARGENX SE - ADR                      | CUSIP: 04016X101<br>LEI: 7245009C5FZE6G9ODQ71 | Long             | EC               | CORP              | NL        |      1446 | NS      | $932872.44    | 0.69%             |  |  |  | No            | 1                  | On Loan: No      |
| Arista Networks Inc                          | ARISTA NETWORKS                      | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |      7953 | NS      | $654293.31    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Arm Holdings PLC                             | ARM HOLDINGS PLC                     | CUSIP: 042068205<br>LEI: 2138001E66EELTE7Y904 | Long             | EC               | CORP              | GB        |      6507 | NS      | $742123.35    | 0.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Ascendis Pharma A/S                          | ASCENDIS PHA-ADR                     | CUSIP: 04351P101<br>LEI: 549300B66JN3W3J8GH73 | Long             | EC               | CORP              | DK        |      5784 | NS      | $985824.96    | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Astera Labs Inc                              | ASTERA LABS INC                      | CUSIP: 04626A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14460 | NS      | $944382.60    | 0.70%             |  |  |  | No            | 1                  | On Loan: No      |
| BWX Technologies Inc                         | BWX TECHNOLOGIES                     | CUSIP: 05605H100<br>LEI: 549300NP85N265KWMS58 | Long             | EC               | CORP              | US        |      7227 | NS      | $788610.24    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| BioCryst Pharmaceuticals  Inc.               | BIOCRYST PHARM                       | CUSIP: 09058V103<br>LEI: 549300Z0INP1Z5NP6J59 | Long             | EC               | CORP              | US        |    110608 | NS      | $978880.80    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Bridgebio Pharma Inc                         | BRIDGEBIO PHARMA                     | CUSIP: 10806X102<br>LEI: 54930028YG89VTY2J114 | Long             | EC               | CORP              | US        |     22413 | NS      | $859762.68    | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Broadcom Inc                                 | BROADCOM INC                         | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     17352 | NS      | $3339739.44   | 2.46%             |  |  |  | No            | 1                  | On Loan: No      |
| C3.ai Inc                                    | C3.AI INC-A                          | CUSIP: 12468P104<br>LEI: 549300YDLK0YQO5B1V80 | Long             | EC               | CORP              | US        |     28197 | NS      | $620615.97    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| CACI International Inc.                      | CACI INTL-A                          | CUSIP: 127190304<br>LEI: SYRPI2D1O9WRTS2WX210 | Long             | EC               | CORP              | US        |      5061 | NS      | $2317280.07   | 1.71%             |  |  |  | No            | 1                  | On Loan: No      |
| Canaan Inc                                   | CANAAN INC                           | CUSIP: 134748102<br>LEI: 254900OEOGK9ALNMUN24 | Long             | EC               | CORP              | KY        |    634719 | NS      | $446588.29    | 0.33%             |  |  |  | No            | 1                  | On Loan: No      |
| Caredx Inc                                   | CAREDX INC                           | CUSIP: 14167L103<br>LEI: 549300NQOFKL9NON0U06 | Long             | EC               | CORP              | US        |     36150 | NS      | $610212.00    | 0.45%             |  |  |  | No            | 1                  | On Loan: No      |
| CARGO Therapeutics Inc.                      | CARGO THERAPEUTI                     | CUSIP: 14179K101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     64336 | NS      | $294015.52    | 0.22%             |  |  |  | No            | 1                  | On Loan: No      |
| Churchill Downs Inc                          | CHURCHILL DOWNS                      | CUSIP: 171484108<br>LEI: 529900FODTBQC8MIS994 | Long             | EC               | CORP              | US        |     10122 | NS      | $915130.02    | 0.68%             |  |  |  | No            | 1                  | On Loan: No      |
| Cipher Mining Inc                            | CIPHER MINING IN                     | CUSIP: 17253J106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    544364 | NS      | $1551437.40   | 1.14%             |  |  |  | No            | 1                  | On Loan: —       |
| Cloudflare Inc                               | CLOUDFLARE INC-A                     | CUSIP: 18915M107<br>LEI: 5493007DY18BGNLDWU14 | Long             | EC               | CORP              | US        |     24582 | NS      | $2969013.96   | 2.19%             |  |  |  | No            | 1                  | On Loan: No      |
| Core Scientific Inc                          | CORE SCIENTIFIC                      | CUSIP: 21874A106<br>LEI: 549300NY2WTA02KF7L12 | Long             | EC               | CORP              | US        |     80965 | NS      | $655816.50    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Crowdstrike Holdings Inc                     | CROWDSTRIKE HO-A                     | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      2892 | NS      | $1240292.04   | 0.92%             |  |  |  | No            | 1                  | On Loan: No      |
| Datadog Inc                                  | DATADOG INC-A                        | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |      6507 | NS      | $664755.12    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Digital Realty Trust Inc.                    | DIGITAL REALTY                       | CUSIP: 253868103<br>LEI: 549300HKCZ31D08NEI41 | Long             | EC               | CORP              | US        |      5061 | NS      | $812492.94    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| DraftKings Inc.                              | DRAFTKINGS INC                       | CUSIP: 26142V105<br>LEI: 2549006G33IUL6IVOD83 | Long             | EC               | CORP              | US        |     32535 | NS      | $1083090.15   | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Doximity Inc                                 | DOXIMITY INC-A                       | CUSIP: 26622P107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     14460 | NS      | $822484.80    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| D-Wave Quantum Inc.                          | D-WAVE QUANTUM I                     | CUSIP: 26740W109<br>LEI: 5493001U37G4PRD4GW95 | Long             | EC               | CORP              | US        |    152542 | NS      | $1054065.22   | 0.78%             |  |  |  | No            | 1                  | On Loan: No      |
| Electronic Arts Inc.                         | ELECTRONIC ARTS                      | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |      9399 | NS      | $1363700.91   | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| EPAM Systems Inc.                            | EPAM SYSTEMS INC                     | CUSIP: 29414B104<br>LEI: 549300XCR4R530HJP604 | Long             | EC               | CORP              | US        |      4338 | NS      | $680675.58    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Meta Platforms Inc                           | META PLATFORMS-A                     | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |      4338 | NS      | $2381562.00   | 1.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Fiserv Inc.                                  | FISERV INC                           | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |      3615 | NS      | $667220.55    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Fortinet Inc                                 | FORTINET INC                         | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |     10845 | NS      | $1125277.20   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Gitlab Inc                                   | GITLAB INC-CL A                      | CUSIP: 37637K108<br>LEI: 9845004Y40FACG81ED49 | Long             | EC               | CORP              | US        |     14460 | NS      | $674848.20    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Global Payments Inc                          | GLOBAL PAYMENTS                      | CUSIP: 37940X102<br>LEI: 549300NOMHGVQBX6S778 | Long             | EC               | CORP              | US        |      7230 | NS      | $551721.30    | 0.41%             |  |  |  | No            | 1                  | On Loan: No      |
| Guardant Health Inc                          | GUARDANT HEALTH                      | CUSIP: 40131M109<br>LEI: 254900M8C3E5VC8BR186 | Long             | EC               | CORP              | US        |     20967 | NS      | $990271.41    | 0.73%             |  |  |  | No            | 1                  | On Loan: No      |
| Guidewire Software Inc                       | GUIDEWIRE SOFTWA                     | CUSIP: 40171V100<br>LEI: 549300WXSG0J8IXZCK32 | Long             | EC               | CORP              | US        |      9399 | NS      | $1924633.23   | 1.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Hesai Group                                  | HESAI GROUP                          | CUSIP: 428050108<br>LEI: 836800KOYHURQT1JZY11 | Long             | EC               | CORP              | KY        |     61444 | NS      | $1155761.64   | 0.85%             |  |  |  | No            | 1                  | On Loan: No      |
| Hewlett Packard Enterprise Co.               | HEWLETT PACKA                        | CUSIP: 42824C109<br>LEI: 549300BX44RGX6ANDV88 | Long             | EC               | CORP              | US        |     80239 | NS      | $1301476.58   | 0.96%             |  |  |  | No            | 1                  | On Loan: No      |
| Hut 8 Corp.                                  | HUT 8 CORP                           | CUSIP: 44812J104<br>LEI: 98450066FEF9C1D3FC20 | Long             | EC               | CORP              | US        |     44103 | NS      | $542907.93    | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Immunome Inc                                 | IMMUNOME INC                         | CUSIP: 45257U108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     75904 | NS      | $667196.16    | 0.49%             |  |  |  | No            | 1                  | On Loan: No      |
| Interactive Brokers Group Inc                | INTERACTIVE BROK                     | CUSIP: 45841N107<br>LEI: 5493004DT6DCDUZNDM53 | Long             | EC               | CORP              | US        |      6507 | NS      | $1118227.95   | 0.83%             |  |  |  | No            | 1                  | On Loan: No      |
| Intercontinental Exchange Inc                | INTERCONTINENTAL                     | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |      5784 | NS      | $971538.48    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Ionq Inc                                     | IONQ INC                             | CUSIP: 46222L108<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     46995 | NS      | $1290482.70   | 0.95%             |  |  |  | No            | 1                  | On Loan: No      |
| Juniper Networks, Inc.                       | JUNIPER NETWORKS                     | CUSIP: 48203R104<br>LEI: AUHIXNGG7U2U7JEHM527 | Long             | EC               | CORP              | US        |     26751 | NS      | $971596.32    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Kaspi.Kz JSC                                 | JSC KASPI.KZ                         | CUSIP: 48581R205<br>LEI: 2549003YU6FARG8OAZ13 | Long             | EC               | CORP              | KZ        |      9399 | NS      | $826078.11    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| Klaviyo Inc                                  | KLAVIYO INC-A                        | CUSIP: 49845K101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     22413 | NS      | $682251.72    | 0.50%             |  |  |  | No            | 1                  | On Loan: No      |
| Krystal Biotech Inc                          | KRYSTAL BIOTECH                      | CUSIP: 501147102<br>LEI: 549300YONUY68210OE41 | Long             | EC               | CORP              | US        |      5061 | NS      | $859762.68    | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Lattice Semiconductor Corporation            | LATTICE SEMICOND                     | CUSIP: 518415104<br>LEI: 549300LRBBPZDQ2II567 | Long             | EC               | CORP              | US        |     17352 | NS      | $849033.36    | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Lemonade Inc                                 | LEMONADE INC                         | CUSIP: 52567D107<br>LEI: 5493009BKR06OXXU6853 | Long             | EC               | CORP              | US        |     50610 | NS      | $1478824.20   | 1.09%             |  |  |  | No            | 1                  | On Loan: —       |
| Ligand Pharmaceuticals Incorporated          | LIGAND PHARM                         | CUSIP: 53220K504<br>LEI: 5493008K7TB0IKP37H79 | Long             | EC               | CORP              | US        |      7230 | NS      | $794287.80    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Eli Lilly & Co.                              | ELI LILLY & CO                       | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |       723 | NS      | $649940.85    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Marvell Technology Inc                       | MARVELL TECHNOLO                     | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     23136 | NS      | $1350448.32   | 1.00%             |  |  |  | No            | 1                  | On Loan: No      |
| MasterCard Incorporated                      | MASTERCARD INC-A                     | CUSIP: 57636Q104<br>LEI: AR5L2ODV9HN37376R084 | Long             | EC               | CORP              | US        |      1446 | NS      | $792494.76    | 0.58%             |  |  |  | No            | 1                  | On Loan: No      |
| Microsoft Corp.                              | MICROSOFT CORP                       | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |      4338 | NS      | $1714637.88   | 1.27%             |  |  |  | No            | 1                  | On Loan: No      |
| Microchip Technology Incorporated            | MICROCHIP TECH                       | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |     17352 | NS      | $799580.16    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Micron Technology Inc.                       | MICRON TECH                          | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |      9399 | NS      | $723253.05    | 0.53%             |  |  |  | No            | 1                  | On Loan: No      |
| MongoDB Inc.                                 | MONGODB INC                          | CUSIP: 60937P106<br>LEI: 549300TPTG69WKWE1Z37 | Long             | EC               | CORP              | US        |      3615 | NS      | $622394.55    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| NIO Inc.                                     | NIO INC - ADR                        | CUSIP: 62914V106<br>LEI: 549300JBU4TV5OCKJV96 | Long             | EC               | CORP              | KY        |    219047 | NS      | $887140.35    | 0.65%             |  |  |  | No            | 1                  | On Loan: —       |
| Natera Inc.                                  | NATERA INC                           | CUSIP: 632307104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      4338 | NS      | $654734.34    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| NetApp Inc.                                  | NETAPP INC                           | CUSIP: 64110D104<br>LEI: QTX3D84DZDD5JYOCYH15 | Long             | EC               | CORP              | US        |      7230 | NS      | $648892.50    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| NetEase Inc.                                 | NETEASE INC-ADR                      | CUSIP: 64110W102<br>LEI: 5299004AF4DSJDB0PA32 | Long             | EC               | CORP              | KY        |     13014 | NS      | $1393278.84   | 1.03%             |  |  |  | No            | 1                  | On Loan: No      |
| Gen Digital Inc                              | GEN DIGITAL INC                      | CUSIP: 668771108<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |     37596 | NS      | $972608.52    | 0.72%             |  |  |  | No            | 1                  | On Loan: No      |
| Gen Digital Inc                              | GEN DIGITAL-CVR                      | CUSIP: 668771116<br>LEI: YF6ZV0M6AU4FY94MK914 | Long             | EC               | CORP              | US        |      9399 | NS      | $49344.75     | 0.04%             |  |  |  | No            | 2                  | On Loan: No      |
| NVIDIA Corp.                                 | NVIDIA CORP                          | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     41934 | NS      | $4567451.28   | 3.37%             |  |  |  | No            | 1                  | On Loan: No      |
| Open Lending Corporation                     | OPEN LENDING                         | CUSIP: 68373J104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    159038 | NS      | $197207.12    | 0.15%             |  |  |  | No            | 1                  | On Loan: No      |
| Oracle Corp.                                 | ORACLE CORP                          | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     11568 | NS      | $1627848.96   | 1.20%             |  |  |  | No            | 1                  | On Loan: No      |
| Palantir Technologies Inc                    | PALANTIR TECHN-A                     | CUSIP: 69608A108<br>LEI: 549300UVN46B3BBDHO85 | Long             | EC               | CORP              | US        |     52056 | NS      | $6165512.64   | 4.55%             |  |  |  | No            | 1                  | On Loan: No      |
| Palo Alto Networks Inc                       | PALO ALTO NETWOR                     | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |      5784 | NS      | $1081203.12   | 0.80%             |  |  |  | No            | 1                  | On Loan: No      |
| Procept Biorobotics Corp.                    | PROCEPT BIOROBOT                     | CUSIP: 74276L105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     11568 | NS      | $624440.64    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Qualys Inc                                   | QUALYS INC                           | CUSIP: 74758T303<br>LEI: 549300EMBXYOW9W1XA17 | Long             | EC               | CORP              | US        |      7953 | NS      | $999771.63    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Recursion Pharmaceuticals Inc                | RECURSION PHAR-A                     | CUSIP: 75629V104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    140974 | NS      | $788044.66    | 0.58%             |  |  |  | No            | 1                  | On Loan: —       |
| Reddit Inc                                   | REDDIT INC-A                         | CUSIP: 75734B100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     10122 | NS      | $1179921.54   | 0.87%             |  |  |  | No            | 1                  | On Loan: No      |
| Revolve Group Inc                            | REVOLVE GROUP IN                     | CUSIP: 76156B107<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     27471 | NS      | $546123.48    | 0.40%             |  |  |  | No            | 1                  | On Loan: No      |
| Riot Platforms Inc                           | RIOT PLATFORMS I                     | CUSIP: 767292105<br>LEI: 5299005LKZAJQDQZDF73 | Long             | EC               | CORP              | US        |    125791 | NS      | $910726.84    | 0.67%             |  |  |  | No            | 1                  | On Loan: No      |
| Robinhood Markets Inc                        | ROBINHOOD MARK-A                     | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |     44103 | NS      | $2165898.33   | 1.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Roblox Corporation                           | ROBLOX CORP - A                      | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     37596 | NS      | $2520811.80   | 1.86%             |  |  |  | No            | 1                  | On Loan: No      |
| Rocket Lab USA Inc.                          | ROCKET LAB USA I                     | CUSIP: 773122106<br>LEI: 254900B4DEYFZJ980A14 | Long             | EC               | CORP              | US        |     36924 | NS      | $804573.96    | 0.59%             |  |  |  | No            | 1                  | On Loan: No      |
| Rocket Pharmaceuticals Inc                   | ROCKET PHARMACEU                     | CUSIP: 77313F106<br>LEI: 549300R7VV82YUIN4Y93 | Long             | EC               | CORP              | US        |     75178 | NS      | $573608.14    | 0.42%             |  |  |  | No            | 1                  | On Loan: No      |
| Rubrik Inc.                                  | RUBRIK INC-A                         | CUSIP: 781154109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28920 | NS      | $2039727.60   | 1.51%             |  |  |  | No            | 1                  | On Loan: No      |
| Rush Street Interactive Inc                  | RUSH STREET INTE                     | CUSIP: 782011100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     85303 | NS      | $1034725.39   | 0.76%             |  |  |  | No            | 1                  | On Loan: No      |
| Sarepta Therapeutics Inc                     | SAREPTA THERAPEU                     | CUSIP: 803607100<br>LEI: 549300IKDPIED8J8IG21 | Long             | EC               | CORP              | US        |      6507 | NS      | $406036.80    | 0.30%             |  |  |  | No            | 1                  | On Loan: No      |
| Light & Wonder Inc                           | LIGHT & WONDER I                     | CUSIP: 80874P109<br>LEI: 529900JXALYBOHXKFM62 | Long             | EC               | CORP              | US        |     14460 | NS      | $1234594.80   | 0.91%             |  |  |  | No            | 1                  | On Loan: No      |
| Sea Ltd.                                     | SEA LTD-ADR                          | CUSIP: 81141R100<br>LEI: 529900OM6JLLW44YKI15 | Long             | EC               | CORP              | KY        |     15183 | NS      | $2035281.15   | 1.50%             |  |  |  | No            | 1                  | On Loan: No      |
| SentinelOne Inc                              | SENTINELONE IN-A                     | CUSIP: 81730H109<br>LEI: 984500DCD44DBF954221 | Long             | EC               | CORP              | US        |     46269 | NS      | $855976.50    | 0.63%             |  |  |  | No            | 1                  | On Loan: No      |
| Serve Robotics Inc                           | SERVE ROBOTICS I                     | CUSIP: 81758H106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     50610 | NS      | $312263.70    | 0.23%             |  |  |  | No            | 1                  | On Loan: —       |
| Shift4 Payments Inc                          | SHIFT4 PAYMENT-A                     | CUSIP: 82452J109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      7953 | NS      | $650555.40    | 0.48%             |  |  |  | No            | 1                  | On Loan: No      |
| Shopify Inc                                  | SHOPIFY INC - A                      | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |      7953 | NS      | $755535.00    | 0.56%             |  |  |  | No            | 1                  | On Loan: No      |
| Snowflake Inc                                | SNOWFLAKE INC-A                      | CUSIP: 833445109<br>LEI: 254900CJNSY1K7T53Z16 | Long             | EC               | CORP              | US        |     16629 | NS      | $2652159.21   | 1.96%             |  |  |  | No            | 1                  | On Loan: No      |
| Symbotic Inc                                 | SYMBOTIC INC                         | CUSIP: 87151X101<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     28920 | NS      | $624093.60    | 0.46%             |  |  |  | No            | 1                  | On Loan: No      |
| Taiwan Semiconductor Manufacturing Co., Ltd. | TAIWAN SEMIC-ADR                     | CUSIP: 874039100<br>LEI: 549300KB6NK5SBD14S87 | Long             | EC               | CORP              | TW        |     13014 | NS      | $2169303.66   | 1.60%             |  |  |  | No            | 1                  | On Loan: No      |
| Take-Two Interactive Software Inc.           | TAKE-TWO INTERAC                     | CUSIP: 874054109<br>LEI: BOMSTHHJK882EWYX3334 | Long             | EC               | CORP              | US        |      7230 | NS      | $1686903.60   | 1.24%             |  |  |  | No            | 1                  | On Loan: No      |
| Talen Energy Corporation                     | TALEN ENERGY COR                     | CUSIP: 87422Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |      3615 | NS      | $777514.20    | 0.57%             |  |  |  | No            | 1                  | On Loan: No      |
| Terawulf Inc                                 | TERAWULF INC                         | CUSIP: 88080T104<br>LEI: 254900CVMW1SX2T78A64 | Long             | EC               | CORP              | US        |    198803 | NS      | $552672.34    | 0.41%             |  |  |  | No            | 1                  | On Loan: —       |
| Texas Instruments Incorporated               | TEXAS INSTRUMENT                     | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |      5061 | NS      | $810013.05    | 0.60%             |  |  |  | No            | 1                  | On Loan: No      |
| The Trade Desk Inc                           | TRADE DESK INC-A                     | CUSIP: 88339J105<br>LEI: 549300GXPD31VT3E0P46 | Long             | EC               | CORP              | US        |      7230 | NS      | $387744.90    | 0.29%             |  |  |  | No            | 1                  | On Loan: No      |
| VNET Group Inc.                              | VNET GROUP-ADR                       | CUSIP: 90138A103<br>LEI: 529900672GYJQ3T38I58 | Long             | EC               | CORP              | KY        |    166268 | NS      | $1045825.72   | 0.77%             |  |  |  | No            | 1                  | On Loan: No      |
| Upstart Holdings Inc                         | UPSTART HOLDINGS                     | CUSIP: 91680M107<br>LEI: 549300WNB47JRNENIC75 | Long             | EC               | CORP              | US        |     41211 | NS      | $1969885.80   | 1.45%             |  |  |  | No            | 1                  | On Loan: No      |
| Visa Inc                                     | VISA INC-CLASS A                     | CUSIP: 92826C839<br>LEI: 549300JZ4OKEHW3DPJ59 | Long             | EC               | CORP              | US        |      2892 | NS      | $999186.00    | 0.74%             |  |  |  | No            | 1                  | On Loan: No      |
| Zscaler Inc                                  | ZSCALER INC                          | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |      5784 | NS      | $1308167.28   | 0.97%             |  |  |  | No            | 1                  | On Loan: No      |
| BBH SWEEP VEHICLE                            | BBH SWEEP VEHICLE                    | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |   1661353 | PA      | $1661352.71   | 1.23%             |  |  |  | No            | 1                  | On Loan: No      |
| N/A                                          | Cash Collateral Reinvestment Vehicle | CUSIP: N/A<br>LEI: N/A                        | Long             | STIV             |  | US        |         0 | NS      | $0.00         | 0.00%             |  |  |  | No            | N/A                | On Loan: No      |
| Biohaven Ltd                                 | BIOHAVEN LTD                         | CUSIP: G1110E107<br>LEI: N/A                  | Long             | EC               | CORP              | VG        |     21690 | NS      | $479782.80    | 0.35%             |  |  |  | No            | 1                  | On Loan: No      |
| Bitdeer Technologies Group                   | BITDEER TECHNOLO                     | CUSIP: G11448100<br>LEI: 2549007M2KGWVJ9XFP20 | Long             | EC               | CORP              | KY        |     56383 | NS      | $539585.31    | 0.40%             |  |  |  | No            | 1                  | On Loan: —       |
| Credo Technology Group Holding Ltd           | CREDO TECHNOLOGY                     | CUSIP: G25457105<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |     11568 | NS      | $498002.40    | 0.37%             |  |  |  | No            | 1                  | On Loan: No      |
| DLocal Limited                               | DLOCAL LTD                           | CUSIP: G29018101<br>LEI: N/A                  | Long             | EC               | CORP              | KY        |    144589 | NS      | $1279612.65   | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| Genpact Ltd.                                 | GENPACT LTD                          | CUSIP: G3922B107<br>LEI: 529900OSEC6Q0L4L5B35 | Long             | EC               | CORP              | BM        |     20244 | NS      | $1017463.44   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Genius Sports Limited                        | GENIUS SPORTS LT                     | CUSIP: G3934V109<br>LEI: N/A                  | Long             | EC               | CORP              | GG        |    143866 | NS      | $1552314.14   | 1.15%             |  |  |  | No            | 1                  | On Loan: —       |
| Stoneco Ltd                                  | STONECO LTD-A                        | CUSIP: G85158106<br>LEI: 549300O1A9LEF0XZCR35 | Long             | EC               | CORP              | KY        |     96868 | NS      | $1361964.08   | 1.01%             |  |  |  | No            | 1                  | On Loan: No      |
| CRISPR Therapeutics AG                       | CRISPR THERAPEUT                     | CUSIP: H17182108<br>LEI: 506700O6IRRIQLT3W370 | Long             | EC               | CORP              | CH        |     19521 | NS      | $754877.07    | 0.56%             |  |  |  | No            | 1                  | On Loan: —       |
| Sportradar Group AG                          | SPORTRADAR GROUP                     | CUSIP: H8088L103<br>LEI: 549300H1P33YOAT7Z533 | Long             | EC               | CORP              | CH        |     63613 | NS      | $1470096.43   | 1.08%             |  |  |  | No            | 1                  | On Loan: —       |
| Check Point Software Technologies Ltd.       | CHECK POINT SOFT                     | CUSIP: M22465104<br>LEI: 2549003ZVBH73EPNS513 | Long             | EC               | CORP              | IL        |      5784 | NS      | $1269935.04   | 0.94%             |  |  |  | No            | 1                  | On Loan: No      |
| Cyberark Software Ltd.                       | CYBERARK SOFTWAR                     | CUSIP: M2682V108<br>LEI: 529900YEXNDM894PWS93 | Long             | EC               | CORP              | IL        |      2892 | NS      | $1018446.72   | 0.75%             |  |  |  | No            | 1                  | On Loan: No      |
| Global E Online Ltd                          | GLOBAL-E ONLINE                      | CUSIP: M5216V106<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |     29643 | NS      | $1064480.13   | 0.79%             |  |  |  | No            | 1                  | On Loan: No      |
| Uniqure N.V.                                 | UNIQURE NV                           | CUSIP: N90064101<br>LEI: 724500RPCTZLFYJZ3S98 | Long             | EC               | CORP              | NL        |     55660 | NS      | $821541.60    | 0.61%             |  |  |  | No            | 1                  | On Loan: No      |
| IREN Ltd.                                    | IREN LTD                             | CUSIP: Q4982L109<br>LEI: 254900FZF02RB3NNGB71 | Long             | EC               | CORP              | AU        |    104098 | NS      | $636038.78    | 0.47%             |  |  |  | No            | 1                  | On Loan: No      |

### Signature

**Date Signed:** 2025-05-28

**Name of Applicant:** Northern Lights Fund Trust IV

**Signature:** Sam Singh

**Name of Signer:** Sam Singh

**Title:** Treasurer