# EDGAR Filing Document

**Accession Number:** 0001230245
**File Stem:** 0001104659-23-033495
**Filing Date:** 2023-3
**Character Count:** 4932
**Document Hash:** 08b8323c8cdfe7ff211c3475c207ea6b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-033495.hdr.sgml**: 20230317

**ACCESSION NUMBER**: 0001104659-23-033495

**CONFORMED SUBMISSION TYPE**: S-8 POS

**PUBLIC DOCUMENT COUNT**: 1

**FILED AS OF DATE**: 20230317

**DATE AS OF CHANGE**: 20230317

**EFFECTIVENESS DATE**: 20230317

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PIPER SANDLER COMPANIES
- **CENTRAL INDEX KEY:** 0001230245
- **STANDARD INDUSTRIAL CLASSIFICATION:** SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
- **IRS NUMBER:** 300168701
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** S-8 POS
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 333-235311
- **FILM NUMBER:** 23740605

**BUSINESS ADDRESS:**
- **STREET 1:** 800 NICOLLET MALL, SUITE 900
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402
- **BUSINESS PHONE:** (612) 303-6000

**MAIL ADDRESS:**
- **STREET 1:** 800 NICOLLET MALL, SUITE 900
- **CITY:** MINNEAPOLIS
- **STATE:** MN
- **ZIP:** 55402

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PIPER JAFFRAY COMPANIES
- **DATE OF NAME CHANGE:** 20030611

**As filed with the Securities and Exchange Commission on March 17, 2023** 

**Registration No. 333-235311**

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Post-Effective Amendment No. 1**

**to**

**FORM S-8**

**REGISTRATION STATEMENT U** **NDER THE**

**SECURITIES ACT OF 1933**

**Piper SANDLER Companies**

(Exact name of registrant as specified in its charter)

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| | |
|:---|:---|
| **Delaware** | **30-0168701** |
| (State or other jurisdiction of<br> incorporation or organization)<br>**800 Nicollet Mall, Suite 900**<br> **Minneapolis, Minnesota**<br> (Address of Principal Executive<br> Offices) | (I.R.S. Employer<br> Identification No.)<br>**55402**<br> (Zip Code) |

---

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**PIPER SANDLER COMPANIES**

**2020 EMPLOYMENT INDUCEMENT AWARD PLAN**

(Full title of the plan)

------

**John W. Geelan**

**General Counsel and Secretary**

**Piper Sandler Companies**

**800 Nicollet Mall, Suite 900**

**Minneapolis, Minnesota 55402**

(Name and address of agent for service)

**(612) 303-6000**

(Telephone number, including area code, of agent for service)

___________________________________

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.

Large accelerated filer ⌧ Accelerated filer ◻ <br> Non-accelerated filer ◻ Smaller reporting company ◻ Emerging growth company ◻

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ◻

**EXPLANATORY NOTE**

**DEREGISTRATION OF SECURITIES**

This Post-Effective Amendment No. 1 (the "Post-Effective Amendment") relates to the Registration Statement on Form S-8 (File No. 333-235311) (the "Registration Statement") filed by Piper Sandler Companies, a Delaware corporation (the "Company"), with the Securities and Exchange Commission on November 29, 2019. The Registration Statement registered an aggregate of 1,525,000 shares of the Company's common stock, par value $0.01 per share ("Common Stock"), to be issued pursuant to the Company's 2020 Employment Inducement Award Plan (the "Inducement Plan").

The Company terminated the Inducement Plan as to future grants, including shares of Common Stock that were forfeited or withheld for taxes thereunder, effective as of March 17, 2023. This Post-Effective Amendment hereby deregisters 164,383 shares of Common Stock that were previously registered pursuant to the Registration Statement and were available for grant under the Inducement Plan. The Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such Common Stock.

**SIGNATURES**

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on March 17, 2023.

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| | |
|:---|:---|
| **PIPER SANDLER COMPANIES**<br> (registrant) | **PIPER SANDLER COMPANIES**<br> (registrant) |
| By: | /s/ John W. Geelan |
|  | Name: John W. Geelan<br> Title: General Counsel and Secretary |

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No other person is required to sign this Post-Effective Amendment on behalf of the registrant in reliance on Rule 478 under the Securities Act of 1933, as amended.