# EDGAR Filing Document

**Accession Number:** 0000028823
**File Stem:** 0000028823-23-000034
**Filing Date:** 2023-2
**Character Count:** 7166
**Document Hash:** 36a6dabbb60a3c52df70063de9568f4d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000028823-23-000034.hdr.sgml**: 20230207

**ACCESSION NUMBER**: 0000028823-23-000034

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230205

**FILED AS OF DATE**: 20230207

**DATE AS OF CHANGE**: 20230207

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Marquez Octavio
- **CENTRAL INDEX KEY:** 0001917170

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-04879
- **FILM NUMBER:** 23595812

**MAIL ADDRESS:**
- **STREET 1:** C/O DIEBOLD NIXDORF, INCORPORATED
- **STREET 2:** 50 EXECUTIVE PKWY
- **CITY:** HUDSON
- **STATE:** OH
- **ZIP:** 44236
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** DIEBOLD NIXDORF, Inc
- **CENTRAL INDEX KEY:** 0000028823
- **STANDARD INDUSTRIAL CLASSIFICATION:** CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578]
- **IRS NUMBER:** 340183970
- **STATE OF INCORPORATION:** OH
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 50 EXECUTIVE PKWY
- **CITY:** HUDSON
- **STATE:** OH
- **ZIP:** 44236
- **BUSINESS PHONE:** 3304904000

**MAIL ADDRESS:**
- **STREET 1:** 50 EXECUTIVE PKWY
- **STREET 2:** P.O. BOX 2520
- **CITY:** HUDSON
- **STATE:** OH
- **ZIP:** 44236

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DIEBOLD INC
- **DATE OF NAME CHANGE:** 19920703

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Marquez Octavio<br><sub>(Last) (First) (Middle)</sub><br>C/O DIEBOLD NIXDORF, INCORPORATED<br>50 EXECUTIVE PKWY<br><sub>(Street)</sub><br>HUDSON, OH 44236<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-05 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_President and CEO_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>DIEBOLD NIXDORF, Inc [ DBD ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Shares | 2023-02-05 |  | F |  | 2366<sup>(1)</sup> | D | $2.55 | 321286<sup>(2)</sup> | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Non-Qualified Stock Option<sup>(3)</sup> | $34.13 |  |  |  |  |  |  | 2015-02-11 | 2024-02-11 | Common Shares | 15885.0 |  | 15885 | D |  |
| Non-Qualified Stock Option<sup>(3)</sup> | $32.33 |  |  |  |  |  |  | 2016-02-05 | 2025-02-05 | Common Shares | 22735.0 |  | 22735 | D |  |
| Non-Qualified Stock Option<sup>(3)</sup> | $27.39 |  |  |  |  |  |  | 2017-02-03 | 2026-02-03 | Common Shares | 16388.0 |  | 16388 | D |  |
| Non-Qualified Stock Option<sup>(4)</sup> | $26.6 |  |  |  |  |  |  | 2018-02-08 | 2027-02-08 | Common Shares | 37996.0 |  | 37996 | D |  |
| Non-Qualified Stock Option<sup>(4)</sup> | $18.75 |  |  |  |  |  |  | 2019-02-01 | 2028-02-01 | Common Shares | 19786.0 |  | 19786 | D |  |
| Non-Qualified Stock Option<sup>(4)</sup> | $4.08 |  |  |  |  |  |  | 2020-01-29 | 2029-01-29 | Common Shares | 33843.0 |  | 33843 | D |  |
| Non-Qualified Stock Option<sup>(4)</sup> | $11.96 |  |  |  |  |  |  | 2021-01-30 | 2030-01-30 | Common Shares | 9327.0 |  | 9327 | D |  |

---

### Footnotes:

(1) Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

(2) Number includes restricted stock units.

(3) Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

(4) Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

**Signature:** Jonathan B. Leiken, Attorney-in-fact for Octavio Marquez  
**Date:** 2023-02-07

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**