# EDGAR Filing Document

**Accession Number:** 0001457165
**File Stem:** 0001457165-26-000001
**Filing Date:** 2026-2
**Character Count:** 2775
**Document Hash:** 068f0cce871144e2cf3db882abaf7f0d
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001457165-26-000001.hdr.sgml**: 20260227

**ACCESSION NUMBER**: 0001457165-26-000001

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260227

**DATE AS OF CHANGE**: 20260227

**EFFECTIVENESS DATE**: 20260227

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** COHEN & COMPANY SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0001457165

**ORGANIZATION NAME:**
- **EIN:** 364644841
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-68186
- **FILM NUMBER:** 26696925

**BUSINESS ADDRESS:**
- **STREET 1:** 3 COLUMBUS CIRCLE
- **STREET 2:** 24TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019
- **BUSINESS PHONE:** 561-939-1202

**MAIL ADDRESS:**
- **STREET 1:** 3 COLUMBUS CIRCLE
- **STREET 2:** 24TH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10019

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** J.V.B. FINANCIAL GROUP, LLC
- **DATE OF NAME CHANGE:** 20250605

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** COHEN & COMPANY SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20250602

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** J.V.B. FINANCIAL GROUP, LLC
- **DATE OF NAME CHANGE:** 20140122

### Attached PDF Documents

**Attachment 1:** `ccs2025secaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0001457165

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** COHEN & COMPANY SECURITIES, LLC

**Business Address:** 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019

**Contact Person:** Doug Listman

**Contact Phone:** 215-701-9675

### Independent Public Accountant Identification

**Accountant Name:** Grant Thornton, LLP

**Accountant Address:** 2001 Market Street, Suite800, Philadelphia, PA, 19103

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Douglas Listman**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **COHEN & COMPANY SECURITIES, LLC**, as of **02-27-2026**, are true and correct.

**Signature:** Douglas Listman

**Title:** Chief Financial Officer

**Notarized:** Yes